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| author | Roger Frank <rfrank@pglaf.org> | 2025-10-15 05:16:43 -0700 |
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| committer | Roger Frank <rfrank@pglaf.org> | 2025-10-15 05:16:43 -0700 |
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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/1227-0.txt b/1227-0.txt new file mode 100644 index 0000000..c4dcfe2 --- /dev/null +++ b/1227-0.txt @@ -0,0 +1,10968 @@ +*** START OF THE PROJECT GUTENBERG EBOOK 1227 *** + +THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS + +By Charles Darwin + +_With Photographic And Other Illustrations_ + +New York + +D. Appleton And Company + +1899 + + +CONTENTS + + + DETAILED CONTENTS. + + ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. + + INTRODUCTION. + + CHAPTER I. — GENERAL PRINCIPLES OF EXPRESSION. + + CHAPTER II. — GENERAL PRINCIPLES OF EXPRESSION—_continued_. + + CHAPTER III. — GENERAL PRINCIPLES OF EXPRESSION—_concluded_. + + CHAPTER IV. — MEANS OF EXPRESSION IN ANIMALS. + + CHAPTER V. — SPECIAL EXPRESSIONS OF ANIMALS. + + CHAPTER VI. — SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. + + CHAPTER VII. — LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. + + CHAPTER VIII. — JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. + + CHAPTER IX. — + REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. + + CHAPTER X. — HATRED AND ANGER. + + CHAPTER XI. — DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, ETC. + + CHAPTER XII. — SURPRISE—ASTONISHMENT—FEAR—HORROR. + + CHAPTER XIII. — SELF-ATTENTION—SHAME—SHYNESS—MODESTY: BLUSHING. + + CHAPTER XIV. — CONCLUDING REMARKS AND SUMMARY. + + FOOTNOTES + + +ILLUSTRATIONS + + + + Muscles of the Human Face. Fig 1-2 + + Muscles of the Human Face. Fig 3 + + Small Dog Watching a Cat on A Table. Figure 4 + + Dog in a Hostile Frame of Mind. Fig. 5 + + Dog in a humble and Affectionate Frame of Mind. Fig. 6 + + Dog in a Hostile Frame of Mind. Fig. 7 + + Dog Carressing his Master. Fig. 8 + + Cat, Savage, and Prepared to Fight. Fig. 9 + + Cat in an Affectionate Frame of Mind. Fig. 10 + + Sound Producing Quills from Tail of a Porcupine. Fig. 11 + + Hen Driving Away a Dog from Her Chickens. Fig. 12 + + Swan Driving Away an Intruder. Fig 13 + + Head of Snarling Dog. Fig 14 + + Cat Terrified at a Dog. Fig.15 + + Cynopithecus Niger, Pleased by Being Caressed. Fig.17 + + Chimpanzee Disappointed and Sulky. Fig. 18 + + Screaming Infants. Plate I. + + Obliquity of the Eyebrows. Plate II + + Moderate Laughter and Smiling. Plate III + + Ill-temper. Plate IV + + Anger and Indignation. Plate VI + + Scorn and Disdain. Plate V + + Gestures of the Body. Plate VII + + Photograph of an Insane Woman. Fig. 19 + + Terror. Fig. 20 + + Horror and Agony. Fig. 21 + + +_N.B_.—Several of the figures in these seven Heliotype Plates have been +reproduced from photographs, instead of from the original negatives; +and they are in consequence somewhat indistinct. Nevertheless they are +faithful copies, and are much superior for my purpose to any drawing, +however carefully executed. + + +DETAILED CONTENTS. + +INTRODUCTION + +CHAP. I—GENERAL PRINCIPLES OF EXPRESSION. +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case—The +force of habit—Inheritance—Associated habitual movements in man—Reflex +actions—Passage of habits into reflex actions—Associated habitual +movements in the lower animals—Concluding remarks + +CHAP. II—GENERAL PRINCIPLES OF EXPRESSION.—_continued_. +The Principle of Antithesis—Instances in the dog and cat—Origin of the +principle—Conventional signs—The principle of antithesis has not arisen +from opposite actions being consciously performed under opposite +impulses + +CHAP. III—GENERAL PRINCIPLES OF EXPRESSION.—_concluded_. +The principle of the direct action of the excited nervous system on the +body, independently of the will and in part of habit—Change of colour +in the hair—Trembling of the muscles—Modified +secretions—Perspiration—Expression of extreme pain—Of rage, great joy, +and terror—Contrast between the emotions which cause and do not cause +expressive movements—Exciting and depressing states of the mind—Summary + +CHAP. IV—MEANS OF EXPRESSION. IN ANIMALS. +The emission of sounds—Vocal sounds—Sounds otherwise produced—Erection +of the dermal appendages, hairs, feathers, &c., under the emotions of +anger and terror—The drawing back of the ears as a preparation for +fighting, and as an expression of anger—Erection of the ears and +raising the head, a sign of attention + +CHAP. V.—SPECIAL EXPRESSIONS OF ANIMALS. +The Dog, various expressive movements of—Cats—Horses—Ruminants—Monkeys, +their expression of joy and affection—Of pain—Anger Astonishment and +Terror + +CHAP. VI.—SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. +The screaming and weeping of infants—Form of features—Age at which +weeping commences—The effects of habitual restraint on +weeping—Sobbing—Cause of the contraction of the muscles round the eyes +during screaming—Cause of the secretion of tears + +CHAP. VII.—LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. +General effect of grief on the system—Obliquity of the eyebrows under +suffering—On the cause of the obliquity of the eyebrows—On the +depression of the corners of the mouth + +CHAP. VIII.—JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. +Laughter primarily the expression of joy—Ludicrous ideas—Movements of +the features during laughter—Nature of the sound produced—The secretion +of tears during loud laughter—Gradation from loud laughter to gentle +smiling—High spirits—The expression of love—Tender feelings—Devotion + +CHAP. IX.—REFLECTION—MEDITATION—ILL—TEMPER—SULKINESS DETERMINATION. +The act of frowning—Reflection with an effort or with the perception of +something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy—Sulkiness and +pouting—Decision or determination—The firm closure of the mouth + +CHAP. X.—HATRED AND ANGER. +Hatred—Rage, effects of on the system—Uncovering of the teeth—Rage in +the insane—Anger and indignation—As expressed by the various races of +man—Sneering and defiance—The uncovering of the canine teeth on one +side of the face + +CHAP. XI.—DISDAIN—CONTEMPT—DISGUST—GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION. +Contempt, scorn and disdain, variously expressed—Derisive +Smile—Gestures expressive of contempt—Disgust—Guilt, deceit, pride, +etc.—Helplessness or impotence—Patience—Obstinacy—Shrugging the +shoulders common to most of the races of man—Signs of affirmation and +negation + +CHAP. XII.—SURPRISE—ASTONISHMENT—FEAR—HORROR. +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying surprise—Admiration +Fear—Terror—Erection of the hair—Contraction of the platysma +muscle—Dilatation of the pupils—horror—Conclusion. + +CHAP. XIII.—SELF-ATTENTION—SHAME—SHYNESS—MODESTY: BLUSHING. +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, the +fundamental element—Shyness—Shame, from broken moral laws and +conventional rules—Modesty—Theory of blushing—Recapitulation + +CHAP. XIV.—CONCLUDING REMARKS AND SUMMARY. +The three leading principles which have determined the chief movements +of expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on the +specific unity of the races of man—On the successive acquirement of +various expressions by the progenitors of man—The importance of +expression—Conclusion + + + + +ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. + +INTRODUCTION. + + +Many works have been written on Expression, but a greater number on +Physiognomy,—that is, on the recognition of character through the study +of the permanent form of the features. With this latter subject I am +not here concerned. The older treatises,[1] which I have consulted, +have been of little or no service to me. The famous ‘Conférences’[2] of +the painter Le Brun, published in 1667, is the best known ancient work, +and contains some good remarks. Another somewhat old essay, namely, the +‘Discours,’ delivered 1774-1782, by the well-known Dutch anatomist +Camper,[3] can hardly be considered as having made any marked advance +in the subject. The following works, on the contrary, deserve the +fullest consideration. + +Sir Charles Bell, so illustrious for his discoveries in physiology, +published in 1806 the first edition, and in the third edition of his +‘Anatomy and Philosophy of Expression.’[4] He may with justice be said, +not only to have laid the foundations of the subject as a branch of +science, but to have built up a noble structure. His work is in every +way deeply interesting; it includes graphic descriptions of the various +emotions, and is admirably illustrated. It is generally admitted that +his service consists chiefly in having shown the intimate relation +which exists between the movements of expression and those of +respiration. One of the most important points, small as it may at first +appear, is that the muscles round the eyes are involuntarily contracted +during violent expiratory efforts, in order to protect these delicate +organs from the pressure of the blood. This fact, which has been fully +investigated for me with the greatest kindness by Professors Donders of +Utrecht, throws, as we shall hereafter see, a flood of light on several +of the most important expressions of the human countenance. The merits +of Sir C. Bell’s work have been undervalued or quite ignored by several +foreign writers, but have been fully admitted by some, for instance by +M. Lemoine,[5] who with great justice says:—“Le livre de Ch. Bell +devrait être médité par quiconque essaye de faire parler le visage de +l’homme, par les philosophes aussi bien que par les artistes, car, sous +une apparence plus légère et sous le prétexte de l’esthétique, c’est un +des plus beaux monuments de la science des rapports du physique et du +moral.” + +From reasons which will presently be assigned, Sir C. Bell did not +attempt to follow out his views as far as they might have been carried. +He does not try to explain why different muscles are brought into +action under different emotions; why, for instance, the inner ends of +the eyebrows are raised, and the corners of the mouth depressed, by a +person suffering from grief or anxiety. + +In 1807 M. Moreau edited an edition of Lavater on Physiognomy,[6] in +which he incorporated several of his own essays, containing excellent +descriptions of the movements of the facial muscles, together with many +valuable remarks. He throws, however, very little light on the +philosophy of the subject. For instance, M. Moreau, in speaking of the +act of frowning, that is, of the contraction of the muscle called by +French writers the _soucilier_ (_corrigator supercilii_), remarks with +truth:—“Cette action des sourciliers est un des symptômes les plus +tranchés de l’expression des affections pénibles ou concentrées.” He +then adds that these muscles, from their attachment and position, are +fitted “à resserrer, à concentrer les principaux traits de la _face_, +comme il convient dans toutes ces passions vraiment oppressives ou +profondes, dans ces affections dont le sentiment semble porter +l’organisation à revenir sur elle-même, à se contracter et à +_s’amoindrir_, comme pour offrir moins de prise et de surface à des +impressions redoutables ou importunes.” He who thinks that remarks of +this kind throw any light on the meaning or origin of the different +expressions, takes a very different view of the subject to what I do. + +In the above passage there is but a slight, if any, advance in the +philosophy of the subject, beyond that reached by the painter Le Brun, +who, in 1667, in describing the expression of fright, says:—“Le sourcil +qui est abaissé d’un côté et élevé de l’autre, fait voir que la partie +élevée semble le vouloir joindre au cerveau pour le garantir du mal que +l’âme aperçoit, et le côté qui est abaissé et qui paraît enflé,—nous +fait trouver dans cet état par les esprits qui viennent du cerveau en +abondance, comme polir couvrir l’âme et la défendre du mal qu’elle +craint; la bouche fort ouverte fait voir le saisissement du cœur, par +le sang qui se retire vers lui, ce qui l’oblige, voulant respirer, à +faire un effort qui est cause que la bouche s’ouvre extrêmement, et +qui, lorsqu’il passe par les organes de la voix, forme un son qui n’est +point articulé; que si les muscles et les veines paraissent enflés, ce +n’est que par les esprits que le cerveau envoie en ces parties-là.” I +have thought the foregoing sentences worth quoting, as specimens of the +surprising nonsense which has been written on the subject. + +‘The Physiology or Mechanism of Blushing,’ by Dr. Burgess, appeared in +1839, and to this work I shall frequently refer in my thirteenth +Chapter. + +In 1862 Dr. Duchenne published two editions, in folio and octavo, of +his ‘Mécanisme de la Physionomie Humaine,’ in which he analyses by +means of electricity, and illustrates by magnificent photographs, the +movements of the facial muscles. He has generously permitted me to copy +as many of his photographs as I desired. His works have been spoken +lightly of, or quite passed over, by some of his countrymen. It is +possible that Dr. Duchenne may have exaggerated the importance of the +contraction of single muscles in giving expression; for, owing to the +intimate manner in which the muscles are connected, as may be seen in +Henle’s anatomical drawings[7]—the best I believe ever published it is +difficult to believe in their separate action. Nevertheless, it is +manifest that Dr. Duchenne clearly apprehended this and other sources +of error, and as it is known that he was eminently successful in +elucidating the physiology of the muscles of the hand by the aid of +electricity, it is probable that he is generally in the right about the +muscles of the face. In my opinion, Dr. Duchenne has greatly advanced +the subject by his treatment of it. No one has more carefully studied +the contraction of each separate muscle, and the consequent furrows +produced on the skin. He has also, and this is a very important +service, shown which muscles are least under the separate control of +the will. He enters very little into theoretical considerations, and +seldom attempts to explain why certain muscles and not others contract +under the influence of certain emotions. + +A distinguished French anatomist, Pierre Gratiolet, gave a course of +lectures on Expression at the Sorbonne, and his notes were published +(1865) after his death, under the title of ‘De la Physionomie et des +Mouvements d’Expression.’ This is a very interesting work, full of +valuable observations. His theory is rather complex, and, as far as it +can be given in a single sentence (p. 65), is as follows:—“Il résulte, +de tous les faits que j’ai rappelés, que les sens, l’imagination et la +pensée elle-même, si élevée, si abstraite qu’on la suppose, ne peuvent +s’exercer sans éveiller un sentiment corrélatif, et que ce sentiment se +traduit directement, sympathiquement, symboliquement ou +métaphoriquement, dans toutes les sphères des organs extérieurs, qui la +racontent tous, suivant leur mode d’action propre, comme si chacun +d’eux avait été directement affecté.” + +Gratiolet appears to overlook inherited habit, and even to some extent +habit in the individual; and therefore he fails, as it seems to me, to +give the right explanation, or any explanation at all, of many gestures +and expressions. As an illustration of what he calls symbolic +movements, I will quote his remarks (p. 37), taken from M. Chevreul, on +a man playing at billiards. “Si une bille dévie légèrement de la +direction que le joueur prétend lui imprimer, ne l’avez-vous pas vu +cent fois la pousser du regard, de la tête et même des épaules, comme +si ces mouvements, purement symboliques, pouvaient rectifier son +trajet? Des mouvements non moins significatifs se produisent quand la +bille manque d’une impulsion suffisante. Et cliez les joueurs novices, +ils sont quelquefois accusés au point d’éveiller le sourire sur les +lèvres des spectateurs.” Such movements, as it appeirs to me, may be +attributed simply to habit. As often as a man has wished to move an +object to one side, he has always pushed it to that side when forwards, +he has pushed it forwards; and if he has wished to arrest it, he has +pulled backwards. Therefore, when a man sees his ball travelling in a +wrong direction, and he intensely wishes it to go in another direction, +he cannot avoid, from long habit, unconsciously performing movements +which in other cases he has found effectual. + +As an instance of sympathetic movements Gratiolet gives (p. 212) the +following case:—“un jeune chien à oreilles droites, auquel son maître +présente de loin quelque viande appétissante, fixe avec ardeur ses yeux +sur cet objet dont il suit tous les mouvements, et pendant que les yeux +regardent, les deux oreilles se portent en avant comme si cet objet +pouvait être entendu.” Here, instead of speaking of sympathy between +the ears and eyes, it appears to me more simple to believe, that as +dogs during many generations have, whilst intently looking at any +object, pricked their ears in order to perceive any sound; and +conversely have looked intently in the direction of a sound to which +they may have listened, the movements of these organs have become +firmly associated together through long-continued habit. + +Dr. Piderit published in 1859 an essay on Expression, which I have not +seen, but in which, as he states, he forestalled Gratiolet in many of +his views. In 1867 he published his ‘Wissenschaftliches System der +Mimik und Physiognomik.’ It is hardly possible to give in a few +sentences a fair notion of his views; perhaps the two following +sentences will tell as much as can be briefly told: “the muscular +movements of expression are in part related to imaginary objects, and +in part to imaginary sensorial impressions. In this proposition lies +the key to the comprehension of all expressive muscular movements.” (s. +25) Again, “Expressive movements manifest themselves chiefly in the +numerous and mobile muscles of the face, partly because the nerves by +which they are set into motion originate in the most immediate vicinity +of the mind-organ, but partly also because these muscles serve to +support the organs of sense.” (s. 26.) If Dr. Piderit had studied Sir +C. Bell’s work, he would probably not have said (s. 101) that violent +laughter causes a frown from partaking of the nature of pain; or that +with infants (s. 103) the tears irritate the eyes, and thus excite the +contraction of the surrounding in muscles. Many good remarks are +scattered throughout this volume, to which I shall hereafter refer. + +Short discussions on Expression may be found in various works, which +need not here be particularised. Mr. Bain, however, in two of his works +has treated the subject at some length. He says,[8] “I look upon the +expression so-called as part and parcel of the feeling. I believe it to +be a general law of the mind that along with the fact of inward feeling +or consciousness, there is a diffusive action or excitement over the +bodily members.” In another place he adds, “A very considerable number +of the facts may be brought under the following principle: namely, that +states of pleasure are connected with an increase, and states of pain +with an abatement, of some, or all, of the vital functions.” But the +above law of the diffusive action of feelings seems too general to +throw much light on special expressions. + +Mr. Herbert Spencer, in treating of the Feelings in his ‘Principles of +Psychology’ (1855), makes the following remarks:—“Fear, when strong, +expresses itself in cries, in efforts to hide or escape, in +palpitations and tremblings; and these are just the manifestations that +would accompany an actual experience of the evil feared. The +destructive passions are shown in a general tension of the muscular +system, in gnashing of the teeth and protrusion of the claws, in +dilated eyes and nostrils in growls; and these are weaker forms of the +actions that accompany the killing of prey.” Here we have, as I +believe, the true theory of a large number of expressions; but the +chief interest and difficulty of the subject lies in following out the +wonderfully complex results. I infer that some one (but who he is I +have not been able to ascertain) formerly advanced a nearly similar +view, for Sir C. Bell says,[9] “It has been maintained that what are +called the external signs of passion, are only the concomitants of +those voluntary movements which the structure renders necessary.” Mr. +Spencer has also published[10] a valuable essay on the physiology of +Laughter, in which he insists on “the general law that feeling passing +a certain pitch, habitually vents itself in bodily action,” and that +“an overflow of nerve-force undirected by any motive, will manifestly +take first the most habitual routes; and if these do not suffice, will +next overflow into the less habitual ones.” This law I believe to be of +the highest importance in throwing light on our subject.’[11] + +All the authors who have written on Expression, with the exception of +Mr. Spencer—the great expounder of the principle of Evolution—appear to +have been firmly convinced that species, man of course included, came +into existence in their present condition. Sir C. Bell, being thus +convinced, maintains that many of our facial muscles are “purely +instrumental in expression;” or are “a special provision” for this sole +object.[12] But the simple fact that the anthropoid apes possess the +same facial muscles as we do,[13] renders it very improbable that these +muscles in our case serve exclusively for expression; for no one, I +presume, would be inclined to admit that monkeys have been endowed with +special muscles solely for exhibiting their hideous grimaces. Distinct +uses, independently of expression, can indeed be assigned with much +probability for almost all the facial muscles. + +Sir C. Bell evidently wished to draw as broad a distinction as possible +between man and the lower animals; and he consequently asserts that +with “the lower creatures there is no expression but what may be +referred, more or less plainly, to their acts of volition or necessary +instincts.” He further maintains that their faces “seem chiefly capable +of expressing rage and fear.”[14] But man himself cannot express love +and humility by external signs, so plainly as does a dog, when with +drooping ears, hanging lips, flexuous body, and wagging tail, he meets +his beloved master. Nor can these movements in the dog be explained by +acts of volition or necessary instincts, any more than the beaming eyes +and smiling cheeks of a man when he meets an old friend. If Sir C. Bell +had been questioned about the expression of affection in the dog, he +would no doubt have answered that this animal had been created with +special instincts, adapting him for association with man, and that all +further enquiry on the subject was superfluous. + +Although Gratiolet emphatically denies[15] that any muscle has been +developed solely for the sake of expression, he seems never to have +reflected on the principle of evolution. He apparently looks at each +species as a separate creation. So it is with the other writers on +Expression. For instance, Dr. Duchenne, after speaking of the movements +of the limbs, refers to those which give expression to the face, and +remarks:[16] “Le créateur n’a donc pas eu à se préoccuper ici des +besoins de la mécanique; il a pu, selon sa sagesse, ou—que l’on me +pardonne cette manière de parler—par une divine fantaisie, mettre en +action tel ou tel muscle, un seul ou plusieurs muscles à la fois, +lorsqu’il a voulu que les signes caractéristiques des passions, même +les plus fugaces, fussent écrits passagèrement sur la face de l’homme. +Ce langage de la physionomie une fois créé, il lui a suffi, pour le +rendre universel et immuable, de donner à tout être humain la faculté +instinctive d’exprimer toujours ses sendments par la contraction des +mêmes muscles.” + +Many writers consider the whole subject of Expression as inexplicable. +Thus the illustrious physiologist Müller, says,[17] “The completely +different expression of the features in different passions shows that, +according to the kind of feeling excited, entirely different groups of +the fibres of the facial nerve are acted on. Of the cause of this we +are quite ignorant.” + +No doubt as long as man and all other animals are viewed as independent +creations, an effectual stop is put to our natural desire to +investigate as far as possible the causes of Expression. By this +doctrine, anything and everything can be equally well explained; and it +has proved as pernicious with respect to Expression as to every other +branch of natural history. With mankind some expressions, such as the +bristling of the hair under the influence of extreme terror, or the +uncovering of the teeth under that of furious rage, can hardly be +understood, except on the belief that man once existed in a much lower +and animal-like condition. The community of certain expressions in +distinct though allied species, as in the movements of the same facial +muscles during laughter by man and by various monkeys, is rendered +somewhat more intelligible, if we believe in their descent from a +common progenitor. He who admits on general grounds that the structure +and habits of all animals have been gradually evolved, will look at the +whole subject of Expression in a new and interesting light. + +The study of Expression is difficult, owing to the movements being +often extremely slight, and of a fleeting nature. A difference may be +clearly perceived, and yet it may be impossible, at least I have found +it so, to state in what the difference consists. When we witness any +deep emotion, our sympathy is so strongly excited, that close +observation is forgotten or rendered almost impossible; of which fact I +have had many curious proofs. Our imagination is another and still more +serious source of error; for if from the nature of the circumstances we +expect to see any expression, we readily imagine its presence. +Notwithstanding Dr. Duchenne’s great experience, he for a long time +fancied, as he states, that several muscles contracted under certain +emotions, whereas he ultimately convinced himself that the movement was +confined to a single muscle. + +In order to acquire as good a foundation as possible, and to ascertain, +independently of common opinion, how far particular movements of the +features and gestures are really expressive of certain states of the +mind, I have found the following means the most serviceable. In the +first place, to observe infants; for they exhibit many emotions, as Sir +C. Bell remarks, “with extraordinary force;” whereas, in after life, +some of our expressions “cease to have the pure and simple source from +which they spring in infancy.”[18] + +In the second place, it occurred to me that the insane ought to be +studied, as they are liable to the strongest passions, and give +uncontrolled vent to them. I had, myself, no opportunity of doing this, +so I applied to Dr. Maudsley and received from him an introduction to +Dr. J. Crichton Browne, who has charge of an immense asylum near +Wakefield, and who, as I found, had already attended to the subject. +This excellent observer has with unwearied kindness sent me copious +notes and descriptions, with valuable suggestions on many points; and I +can hardly over-estimate the value of his assistance. I owe also, to +the kindness of Mr. Patrick Nicol, of the Sussex Lunatic Asylum, +interesting statements on two or three points. + +Thirdly Dr. Duchenne galvanized, as we have already seen, certain +muscles in the face of an old man, whose skin was little sensitive, and +thus produced various expressions which were photographed on a large +scale. It fortunately occurred to me to show several of the best +plates, without a word of explanation, to above twenty educated persons +of various ages and both sexes, asking them, in each case, by what +emotion or feeling the old man was supposed to be agitated; and I +recorded their answers in the words which they used. Several of the +expressions were instantly recognised by almost everyone, though +described in not exactly the same terms; and these may, I think, be +relied on as truthful, and will hereafter be specified. On the other +hand, the most widely different judgments were pronounced in regard to +some of them. This exhibition was of use in another way, by convincing +me how easily we may be misguided by our imagination; for when I first +looked through Dr. Duchenne’s photographs, reading at the same time the +text, and thus learning what was intended, I was struck with admiration +at the truthfulness of all, with only a few exceptions. Nevertheless, +if I had examined them without any explanation, no doubt I should have +been as much perplexed, in some cases, as other persons have been. + +Fourthly, I had hoped to derive much aid from the great masters in +painting and sculpture, who are such close observers. Accordingly, I +have looked at photographs and engravings of many well-known works; +but, with a few exceptions, have not thus profited. The reason no doubt +is, that in works of art, beauty is the chief object; and strongly +contracted facial muscles destroy beauty.[19] The story of the +composition is generally told with wonderful force and truth by +skilfully given accessories. + +Fifthly, it seemed to me highly important to ascertain whether the same +expressions and gestures prevail, as has often been asserted without +much evidence, with all the races of mankind, especially with those who +have associated but little with Europeans. Whenever the same movements +of the features or body express the same emotions in several distinct +races of man, we may infer with much probability, that such expressions +are true ones,—that is, are innate or instinctive. Conventional +expressions or gestures, acquired by the individual during early life, +would probably have differed in the different races, in the same manner +as do their languages. Accordingly I circulated, early in the year +1867, the following printed queries with a request, which has been +fully responded to, that actual observations, and not memory, might be +trusted. These queries were written after a considerable interval of +time, during which my attention had been otherwise directed, and I can +now see that they might have been greatly improved. To some of the +later copies, I appended, in manuscript, a few additional remarks:— + +(1.) Is astonishment expressed by the eyes and mouth being opened wide, +and by the eyebrows being raised? + +(2.) Does shame excite a blush when the colour of the skin allows it to +be visible? and especially how low down the body does the blush extend? + +(3.) When a man is indignant or defiant does he frown, hold his body +and head erect, square his shoulders and clench his fists? + +(4) When considering deeply on any subject, or trying to understand any +puzzle, does he frown, or wrinkle the skin beneath the lower eyelids? + +(5.) When in low spirits, are the corners of the mouth depressed, and +the inner corner of the eyebrows raised by that muscle which the French +call the “Grief muscle”? The eyebrow in this state becomes slightly +oblique, with a little swelling at the Inner end; and the forehead is +transversely wrinkled in the middle part, but not across the whole +breadth, as when the eyebrows are raised in surprise. + +(6.) When in good spirits do the eyes sparkle, with the skin a little +wrinkled round and under them, and with the mouth a little drawn back +at the corners? + +(7.) When a man sneers or snarls at another, is the corner of the upper +lip over the canine or eye tooth raised on the side facing the man whom +he addresses? + +(8) Can a dogged or obstinate expression be recognized, which is +chiefly shown by the mouth being firmly closed, a lowering brow and a +slight frown? + +(9.) Is contempt expressed by a slight protrusion of the lips and by +turning up the nose, and with a slight expiration? + +(10) Is disgust shown by the lower lip being turned down, the upper lip +slightly raised, with a sudden expiration, something like incipient +vomiting, or like something spit out of the mouth? + +(11.) Is extreme fear expressed in the same general manner as with +Europeans? + +(12.) Is laughter ever carried to such an extreme as to bring tears +into the eyes? + +(13.) When a man wishes to show that he cannot prevent something being +done, or cannot himself do something, does he shrug his shoulders, turn +inwards his elbows, extend outwards his hands and open the palms; with +the eyebrows raised? + +(14) Do the children when sulky, pout or greatly protrude the lips? + +(15.) Can guilty, or sly, or jealous expressions be recognized? though +I know not how these can be defined. + +(16.) Is the head nodded vertically in affirmation, and shaken +laterally in negation? + +Observations on natives who have had little communication with +Europeans would be of course the most valuable, though those made on +any natives would be of much interest to me. General remarks on +expression are of comparatively little value; and memory is so +deceptive that I earnestly beg it may not be trusted. A definite +description of the countenance under any emotion or frame of mind, with +a statement of the circumstances under which it occurred, would possess +much value. + +To these queries I have received thirty-six answers from different +observers, several of them missionaries or protectors of the +aborigines, to all of whom I am deeply indebted for the great trouble +which they have taken, and for the valuable aid thus received. I will +specify their names, &c., towards the close of this chapter, so as not +to interrupt my present remarks. The answers relate to several of the +most distinct and savage races of man. In many instances, the +circumstances have been recorded under which each expression was +observed, and the expression itself described. In such cases, much +confidence may be placed in the answers. When the answers have been +simply yes or no, I have always received them with caution. It follows, +from the information thus acquired, that the same state of mind is +expressed throughout the world with remarkable uniformity; and this +fact is in itself interesting as evidence of the close similarity in +bodily structure and mental disposition of all the races, of mankind. + +Sixthly, and lastly, I have attended as closely as I could, to the +expression of the several passions in some of the commoner animals; and +this I believe to be of paramount importance, not of course for +deciding how far in man certain expressions are characteristic of +certain states of mind, but as affording the safest basis for +generalisation on the causes, or origin, of the various movements of +Expression. In observing animals, we are not so likely to be biassed by +our imagination; and we may feel safe that their expressions are not +conventional. + +From the reasons above assigned, namely, the fleeting nature of some +expressions (the changes in the features being often extremely slight); +our sympathy being easily aroused when we behold any strong emotion, +and our attention thus distracted; our imagination deceiving us, from +knowing in a vague manner what to expect, though certainly few of us +know what the exact changes in the countenance are; and lastly, even +our long familiarity with the subject,—from all these causes combined, +the observation of Expression is by no means easy, as many persons, +whom I have asked to observe certain points, have soon discovered. +Hence it is difficult to determine, with certainty, what are the +movements of the features and of the body, which commonly characterize +certain states of the mind. Nevertheless, some of the doubts and +difficulties have, as I hope, been cleared away by the observation of +infants,—of the insane,—of the different races of man,—of works of +art,—and lastly, of the facial muscles under the action of galvanism, +as effected by Dr. Duchenne. + +But there remains the much greater difficulty of understanding the +cause or origin of the several expressions, and of judging whether any +theoretical explanation is trustworthy. Besides, judging as well as we +can by our reason, without the aid of any rules, which of two or more +explanations is the most satisfactory, or are quite unsatisfactory, I +see only one way of testing our conclusions. This is to observe whether +the same principle by which one expression can, as it appears, be +explained, is applicable in other allied cases; and especially, whether +the same general principles can be applied with satisfactory results, +both to man and the lower animals. This latter method, I am inclined to +think, is the most serviceable of all. The difficulty of judging of the +truth of any theoretical explanation, and of testing it by some +distinct line of investigation, is the great drawback to that interest +which the study seems well fitted to excite. + +Finally, with respect to my own observations, I may state that they +were commenced in the year 1838; and from that time to the present day, +I have occasionally attended to the subject. At the above date, I was +already inclined to believe in the principle of evolution, or of the +derivation of species from other and lower forms. Consequently, when I +read Sir C. Bell’s great work, his view, that man had been created with +certain muscles specially adapted for the expression of his feelings, +struck me as unsatisfactory. It seemed probable that the habit of +expressing our feelings by certain movements, though now rendered +innate, had been in some manner gradually acquired. But to discover how +such habits had been acquired was perplexing in no small degree. The +whole subject had to be viewed under a new aspect, and each expression +demanded a rational explanation. This belief led me to attempt the +present work, however imperfectly it may have been executed. + + +I will now give the names of the gentlemen to whom, as I have said, I +am deeply indebted for information in regard to the expressions +exhibited by various races of man, and I will specify some of the +circumstances under which the observations were in each case made. +Owing to the great kindness and powerful influence of Mr. Wilson, of +Hayes Place, Kent, I have received from Australia no less than thirteen +sets of answers to my queries. This has been particularly fortunate, as +the Australian aborigines rank amongst the most distinct of all the +races of man. It will be seen that the observations have been chiefly +made in the south, in the outlying parts of the colony of Victoria; but +some excellent answers have been received from the north. + +Mr. Dyson Lacy has given me in detail some valuable observations, made +several hundred miles in the interior of Queensland. To Mr. R. Brough +Smyth, of Melbourne, I am much indebted for observations made by +himself, and for sending me several of the following letters, +namely:—From the Rev. Mr. Hagenauer, of Lake Wellington, a missionary +in Gippsland, Victoria, who has had much experience with the natives. +From Mr. Samuel Wilson, a landowner, residing at Langerenong, Wimmera, +Victoria. From the Rev. George Taplin, superintendent of the native +Industrial Settlement at Port Macleay. From Mr. Archibald G. Lang, of +Coranderik, Victoria, a teacher at a school where aborigines, old and +young, are collected from all parts of the colony. From Mr. H. B. Lane, +of Belfast, Victoria, a police magistrate and warden, whose +observations, as I am assured, are highly trustworthy. From Mr. +Templeton Bunnett, of Echuca, whose station is on the borders of the +colony of Victoria, and who has thus been able to observe many +aborigines who have had little intercourse with white men. He compared +his observations with those made by two other gentlemen long resident +in the neighbourhood. Also from Mr. J. Bulmer, a missionary in a remote +part of Gippsland, Victoria. + +I am also indebted to the distinguished botanist, Dr. Ferdinand Müller, +of Victoria, for some observations made by himself, and for sending me +others made by Mrs. Green, as well as for some of the foregoing +letters. + +In regard to the Maoris of New Zealand, the Rev. J. W. Stack has +answered only a few of my queries; but the answers have been remarkably +full, clear, and distinct, with the circumstances recorded under which +the observations were made. + +The Rajah Brooke has given me some information with respect to the +Dyaks of Borneo. + +Respecting the Malays, I have been highly successful; for Mr. F. Geach +(to whom I was introduced by Mr. Wallace), during his residence as a +mining engineer in the interior of Malacca, observed many natives, who +had never before associated with white men. He wrote me two long +letters with admirable and detailed observations on their expression. +He likewise observed the Chinese immigrants in the Malay archipelago. + +The well-known naturalist, H. M. Consul, Mr. Swinhoe, also observed for +me the Chinese in their native country; and he made inquiries from +others whom he could trust. + +In India Mr. H. Erskine, whilst residing in his official capacity in +the Admednugur District in the Bombay Presidency, attended to the +expression of the inhabitants, but found much difficulty in arriving at +any safe conclusions, owing to their habitual concealment of all +emotions in the presence of Europeans. He also obtained information for +me from Mr. West, the Judge in Canara, and he consulted some +intelligent native gentlemen on certain points. In Calcutta Mr. J. +Scott, curator of the Botanic Gardens, carefully observed the various +tribes of men therein employed during a considerable period, and no one +has sent me such full and valuable details. The habit of accurate +observation, gained by his botanical studies, has been brought to bear +on our present subject. For Ceylon I am much indebted to the Rev. S. O. +Glenie for answers to some of my queries. + +Turning to Africa, I have been unfortunate with respect to the negroes, +though Mr. Winwood Reade aided me as far as lay in his power. It would +have been comparatively easy to have obtained information in regard to +the negro slaves in America; but as they have long associated with +white men, such observations would have possessed little value. In the +southern parts of the continent Mrs. Barber observed the Kafirs and +Fingoes, and sent me many distinct answers. Mr. J. P. Mansel Weale also +made some observations on the natives, and procured for me a curious +document, namely, the opinion, written in English, of Christian Gaika, +brother of the Chief Sandilli, on the expressions of his +fellow-countrymen. In the northern regions of Africa Captain Speedy, +who long resided with the Abyssinians, answered my queries partly from +memory and partly from observations made on the son of King Theodore, +who was then under his charge. Professor and Mrs. Asa Gray attended to +some points in the expressions of the natives, as observed by them +whilst ascending the Nile. + +On the great American continent Mr. Bridges, a catechist residing with +the Fuegians, answered some few questions about their expression, +addressed to him many years ago. In the northern half of the continent +Dr. Rothrock attended to the expressions of the wild Atnah and Espyox +tribes on the Nasse River, in North-Western America. Mr. Washington +Matthews Assistant-Surgeon in the United States Army, also observed +with special care (after having seen my queries, as printed in the +‘Smithsonian Report’) some of the wildest tribes in the Western parts +of the United States, namely, the Tetons, Grosventres, Mandans, and +Assinaboines; and his answers have proved of the highest value. + +Lastly, besides these special sources of information, I have collected +some few facts incidentally given in books of travels.—— + + + +Muscles of the Human Face. Fig 1-2 + + + +Muscles of the Human Face. Fig 3 + +As I shall often have to refer, more especially in the latter part of +this volume, to the muscles of the human face, I have had a diagram +(fig. 1) copied and reduced from Sir C. Bell’s work, and two others, +with more accurate details (figs. 2 and 3), from Herde’s well-known +‘Handbuch der Systematischen Anatomie des Menschen.’ The same letters +refer to the same muscles in all three figures, but the names are given +of only the more important ones to which I shall have to allude. The +facial muscles blend much together, and, as I am informed, hardly +appear on a dissected face so distinct as they are here represented. +Some writers consider that these muscles consist of nineteen pairs, +with one unpaired;[20] but others make the number much larger, +amounting even to fifty-five, according to Moreau. They are, as is +admitted by everyone who has written on the subject, very variable in +structure; and Moreau remarks that they are hardly alike in +half-a-dozen subjects.[21] They are also variable in function. Thus the +power of uncovering the canine tooth on one side differs much in +different persons. The power of raising the wings of the nostrils is +also, according to Dr. Piderit,[22] variable in a remarkable degree; +and other such cases could be given. + +Finally, I must have the pleasure of expressing my obligations to Mr. +Rejlander for the trouble which he has taken in photographing for me +various expressions and gestures. I am also indebted to Herr +Kindermann, of Hamburg, for the loan of some excellent negatives of +crying infants; and to Dr. Wallich for a charming one of a smiling +girl. I have already expressed my obligations to Dr. Duchenne for +generously permitting me to have some of his large photographs copied +and reduced. All these photographs have been printed by the Heliotype +process, and the accuracy of the copy is thus guaranteed. These plates +are referred to by Roman numerals. + +I am also greatly indebted to Mr. T. W. Wood for the extreme pains +which he has taken in drawing from life the expressions of various +animals. A distinguished artist, Mr. Riviere, has had the kindness to +give me two drawings of dogs—one in a hostile and the other in a humble +and caressing frame of mind. Mr. A. May has also given me two similar +sketches of dogs. Mr. Cooper has taken much care in cutting the blocks. +Some of the photographs and drawings, namely, those by Mr. May, and +those by Mr. Wolf of the Cynopithecus, were first reproduced by Mr. +Cooper on wood by means of photography, and then engraved: by this +means almost complete fidelity is ensured. + + + + +CHAPTER I. GENERAL PRINCIPLES OF EXPRESSION. + +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case—The +force of habit—Inheritance—Associated habitual movements in man—Reflex +actions—Passage of habits into reflex actions—Associated habitual +movements in the lower animals—Concluding remarks. + +I will begin by giving the three Principles, which appear to me to +account for most of the expressions and gestures involuntarily used by +man and the lower animals, under the influence of various emotions and +sensations.[101] I arrived, however, at these three Principles only at +the close of my observations. They will be discussed in the present and +two following chapters in a general manner. Facts observed both with +man and the lower animals will here be made use of; but the latter +facts are preferable, as less likely to deceive us. In the fourth and +fifth chapters, I will describe the special expressions of some of the +lower animals; and in the succeeding chapters those of man. Everyone +will thus be able to judge for himself, how far my three principles +throw light on the theory of the subject. It appears to me that so many +expressions are thus explained in a fairly satisfactory manner, that +probably all will hereafter be found to come under the same or closely +analogous heads. I need hardly premise that movements or changes in any +part of the body,—as the wagging of a dog’s tail, the drawing back of a +horse’s ears, the shrugging of a man’s shoulders, or the dilatation of +the capillary vessels of the skin,—may all equally well serve for +expression. The three Principles are as follows. + +I. _The principle of serviceable associated Habits_.—Certain complex +actions are of direct or indirect service under certain states of the +mind, in order to relieve or gratify certain sensations, desires, &c.; +and whenever the same state of mind is induced, however feebly, there +is a tendency through the force of habit and association for the same +movements to be performed, though they may not then be of the least +use. Some actions ordinarily associated through habit with certain +states of the mind may be partially repressed through the will, and in +such cases the muscles which are least under the separate control of +the will are the most liable still to act, causing movements which we +recognize as expressive. In certain other cases the checking of one +habitual movement requires other slight movements; and these are +likewise expressive. + +II. _The principle of Antithesis_.—Certain states of the mind lead to +certain habitual actions, which are of service, as under our first +principle. Now when a directly opposite state of mind is induced, there +is a strong and involuntary tendency to the performance of movements of +a directly opposite nature, though these are of no use; and such +movements are in some cases highly expressive. + +III. _The principle of actions due to the constitution of the Nervous +System, independently from the first of the Will, and independently to +a certain extent of Habit_.—When the sensorium is strongly excited, +nerve-force is generated in excess, and is transmitted in certain +definite directions, depending on the connection of the nerve-cells, +and partly on habit: or the supply of nerve-force may, as it appears, +be interrupted. Effects are thus produced which we recognize as +expressive. This third principle may, for the sake of brevity, be +called that of the direct action of the nervous system. + +With respect to our _first Principle_, it is notorious how powerful is +the force of habit. The most complex and difficult movements can in +time be performed without the least effort or consciousness. It is not +positively known how it comes that habit is so efficient in +facilitating complex movements; but physiologists admit[102] “that the +conducting power of the nervous fibres increases with the frequency of +their excitement.” This applies to the nerves of motion and sensation, +as well as to those connected with the act of thinking. That some +physical change is produced in the nerve-cells or nerves which are +habitually used can hardly be doubted, for otherwise it is impossible +to understand how the tendency to certain acquired movements is +inherited. That they are inherited we see with horses in certain +transmitted paces, such as cantering and ambling, which are not natural +to them,—in the pointing of young pointers and the setting of young +setters—in the peculiar manner of flight of certain breeds of the +pigeon, &c. We have analogous cases with mankind in the inheritance of +tricks or unusual gestures, to which we shall presently recur. To those +who admit the gradual evolution of species, a most striking instance of +the perfection with which the most difficult consensual movements can +be transmitted, is afforded by the humming-bird Sphinx-moth +(_Macroglossa_); for this moth, shortly after its emergence from the +cocoon, as shown by the bloom on its unruffled scales, may be seen +poised stationary in the air, with its long hair-like proboscis +uncurled and inserted into the minute orifices of flowers; and no one, +I believe, has ever seen this moth learning to perform its difficult +task, which requires such unerring aim. + +When there exists an inherited or instinctive tendency to the +performance of an action, or an inherited taste for certain kinds of +food, some degree of habit in the individual is often or generally +requisite. We find this in the paces of the horse, and to a certain +extent in the pointing of dogs; although some young dogs point +excellently the first time they are taken out, yet they often associate +the proper inherited attitude with a wrong odour, and even with +eyesight. I have heard it asserted that if a calf be allowed to suck +its mother only once, it is much more difficult afterwards to rear it +by hand.[103] Caterpillars which have been fed on the leaves of one +kind of tree, have been known to perish from hunger rather than to eat +the leaves of another tree, although this afforded them their proper +food, under a state of nature;[104] and so it is in many other cases. + +The power of Association is admitted by everyone. Mr. Bain remarks, +that “actions, sensations and states of feeling, occurring together or +in close succession, tend to grow together, or cohere, in such a way +that when any one of them is afterwards presented to the mind, the +others are apt to be brought up in idea.”[105] It is so important for +our purpose fully to recognize that actions readily become associated +with other actions and with various states of the mind, that I will +give a good many instances, in the first place relating to man, and +afterwards to the lower animals. Some of the instances are of a very +trifling nature, but they are as good for our purpose as more important +habits. It is known to everyone how difficult, or even impossible it +is, without repeated trials, to move the limbs in certain opposed +directions which have never been practised. Analogous cases occur with +sensations, as in the common experiment of rolling a marble beneath the +tips of two crossed fingers, when it feels exactly like two marbles. +Everyone protects himself when falling to the ground by extending his +arms, and as Professor Alison has remarked, few can resist acting thus, +when voluntarily falling on a soft bed. A man when going out of doors +puts on his gloves quite unconsciously; and this may seem an extremely +simple operation, but he who has taught a child to put on gloves, knows +that this is by no means the case. + +When our minds are much affected, so are the movements of our bodies; +but here another principle besides habit, namely the undirected +overflow of nerve-force, partially comes into play. Norfolk, in +speaking of Cardinal Wolsey, says— + +“Some strange commotion +Is in his brain; he bites his lip and starts; +Stops on a sudden, looks upon the ground, +Then, lays his finger on his temple: straight, +Springs out into fast gait; then, stops again, +Strikes his breast hard; and anon, he casts +His eye against the moon: in most strange postures +We have seen him set himself.”—_Hen. VIII_., act iii, sc. 2. + + +A vulgar man often scratches his head when perplexed in mind; and I +believe that he acts thus from habit, as if he experienced a slightly +uncomfortable bodily sensation, namely, the itching of his head, to +which he is particularly liable, and which he thus relieves. Another +man rubs his eyes when perplexed, or gives a little cough when +embarrassed, acting in either case as if he felt a slightly +uncomfortable sensation in his eyes or windpipe.[106] + +From the continued use of the eyes, these organs are especially liable +to be acted on through association under various states of the mind, +although there is manifestly nothing to be seen. A man, as Gratiolet +remarks, who vehemently rejects a proposition, will almost certainly +shut his eyes or turn away his face; but if he accepts the proposition, +he will nod his head in affirmation and open his eyes widely. The man +acts in this latter case as if he clearly saw the thing, and in the +former case as if he did not or would not see it. I have noticed that +persons in describing a horrid sight often shut their eyes momentarily +and firmly, or shake their heads, as if not to see or to drive away +something disagreeable; and I have caught myself, when thinking in the +dark of a horrid spectacle, closing my eyes firmly. In looking suddenly +at any object, or in looking all around, everyone raises his eyebrows, +so that the eyes may be quickly and widely opened; and Duchenne remarks +that[107] a person in trying to remember something often raises his +eyebrows, as if to see it. A Hindoo gentleman made exactly the same +remark to Mr. Erskine in regard to his countrymen. I noticed a young +lady earnestly trying to recollect a painter’s name, and she first +looked to one corner of the ceiling and then to the opposite corner, +arching the one eyebrow on that side; although, of course, there was +nothing to be seen there. + +In most of the foregoing cases, we can understand how the associated +movements were acquired through habit; but with some individuals, +certain strange gestures or tricks have arisen in association with +certain states of the mind, owing to wholly inexplicable causes, and +are undoubtedly inherited. I have elsewhere given one instance from my +own observation of an extraordinary and complex gesture, associated +with pleasurable feelings, which was transmitted from a father to his +daughter, as well as some other analogous facts.[108] Another curious +instance of an odd inherited movement, associated with the wish to +obtain an object, will be given in the course of this volume. + +There are other actions which are commonly performed under certain +circumstances, independently of habit, and which seem to be due to +imitation or some sort of sympathy. Thus persons cutting anything with +a pair of scissors may be seen to move their jaws simultaneously with +the blades of the scissors. Children learning to write often twist +about their tongues as their fingers move, in a ridiculous fashion. +When a public singer suddenly becomes a little hoarse, many of those +present may be heard, as I have been assured by a gentleman on whom I +can rely, to clear their throats; but here habit probably comes into +play, as we clear our own throats under similar circumstances. I have +also been told that at leaping matches, as the performer makes his +spring, many of the spectators, generally men and boys, move their +feet; but here again habit probably comes into play, for it is very +doubtful whether women would thus act. + +_Reflex actions_—Reflex actions, in the strict sense of the term, are +due to the excitement of a peripheral nerve, which transmits its +influence to certain nerve-cells, and these in their turn excite +certain muscles or glands into action; and all this may take place +without any sensation or consciousness on our part, though often thus +accompanied. As many reflex actions are highly expressive, the subject +must here be noticed at some little length. We shall also see that some +of them graduate into, and can hardly be distinguished from actions +which have arisen through habit?[109] Coughing and sneezing are +familiar instances of reflex actions. With infants the first act of +respiration is often a sneeze, although this requires the co-ordinated +movement of numerous muscles. Respiration is partly voluntary, but +mainly reflex, and is performed in the most natural and best manner +without the interference of the will. A vast number of complex +movements are reflex. As good an instance as can be given is the +often-quoted one of a decapitated frog, which cannot of course feel, +and cannot consciously perform, any movement. Yet if a drop of acid be +placed on the lower surface of the thigh of a frog in this state, it +will rub off the drop with the upper surface of the foot of the same +leg. If this foot be cut off, it cannot thus act. “After some fruitless +efforts, therefore, it gives up trying in that way, seems restless, as +though, says Pflüger, it was seeking some other way, and at last it +makes use of the foot of the other leg and succeeds in rubbing off the +acid. Notably we have here not merely contractions of muscles, but +combined and harmonized contractions in due sequence for a special +purpose. These are actions that have all the appearance of being guided +by intelligence and instigated by will in an animal, the recognized +organ of whose intelligence and will has been removed.”[110] + +We see the difference between reflex and voluntary movements in very +young children not being able to perform, as I am informed by Sir Henry +Holland, certain acts somewhat analogous to those of sneezing and +coughing, namely, in their not being able to blow their noses (_i.e._ +to compress the nose and blow violently through the passage), and in +their not being able to clear their throats of phlegm. They have to +learn to perform these acts, yet they are performed by us, when a +little older, almost as easily as reflex actions. Sneezing and +coughing, however, can be controlled by the will only partially or not +at all; whilst the clearing the throat and blowing the nose are +completely under our command. + +When we are conscious of the presence of an irritating particle in our +nostrils or windpipe—that is, when the same sensory nerve-cells are +excited, as in the case of sneezing and coughing—we can voluntarily +expel the particle by forcibly driving air through these passages; but +we cannot do this with nearly the same force, rapidity, and precision, +as by a reflex action. In this latter case the sensory nerve-cells +apparently excite the motor nerve-cells without any waste of power by +first communicating with the cerebral hemispheres—the seat of our +consciousness and volition. In all cases there seems to exist a +profound antagonism between the same movements, as directed by the will +and by a reflex stimulant, in the force with which they are performed +and in the facility with which they are excited. As Claude Bernard +asserts, “L’influence du cerveau tend donc à entraver les mouvements +réflexes, à limiter leur force et leur étendue.”[111] + +The conscious wish to perform a reflex action sometimes stops or +interrupts its performance, though the proper sensory nerves may be +stimulated. For instance, many years ago I laid a small wager with a +dozen young men that they would not sneeze if they took snuff, although +they all declared that they invariably did so; accordingly they all +took a pinch, but from wishing much to succeed, not one sneezed, though +their eyes watered, and all, without exception, had to pay me the +wager. Sir H. Holland remarks[112] that attention paid to the act of +swallowing interferes with the proper movements; from which it probably +follows, at least in part, that some persons find it so difficult to +swallow a pill. + +Another familiar instance of a reflex action is the involuntary closing +of the eyelids when the surface of the eye is touched. A similar +winking movement is caused when a blow is directed towards the face; +but this is an habitual and not a strictly reflex action, as the +stimulus is conveyed through the mind and not by the excitement of a +peripheral nerve. The whole body and head are generally at the same +time drawn suddenly backwards. These latter movements, however, can be +prevented, if the danger does not appear to the imagination imminent; +but our reason telling us that there is no danger does not suffice. I +may mention a trifling fact, illustrating this point, and which at the +time amused me. I put my face close to the thick glass-plate in front +of a puff-adder in the Zoological Gardens, with the firm determination +of not starting back if the snake struck at me; but, as soon as the +blow was struck, my resolution went for nothing, and I jumped a yard or +two backwards with astonishing rapidity. My will and reason were +powerless against the imagination of a danger which had never been +experienced. + +The violence of a start seems to depend partly on the vividness of the +imagination, and partly on the condition, either habitual or temporary, +of the nervous system. He who will attend to the starting of his horse, +when tired and fresh, will perceive how perfect is the gradation from a +mere glance at some unexpected object, with a momentary doubt whether +it is dangerous, to a jump so rapid and violent, that the animal +probably could not voluntarily whirl round in so rapid a manner. The +nervous system of a fresh and highly-fed horse sends its order to the +motory system so quickly, that no time is allowed for him to consider +whether or not the danger is real. After one violent start, when he is +excited and the blood flows freely through his brain, he is very apt to +start again; and so it is, as I have noticed, with young infants. + +A start from a sudden noise, when the stimulus is conveyed through the +auditory nerves, is always accompanied in grown-up persons by the +winking of the eyelids.[113] I observed, however, that though my +infants started at sudden sounds, when under a fortnight old, they +certainly did not always wink their eyes, and I believe never did so. +The start of an older infant apparently represents a vague catching +hold of something to prevent falling. I shook a pasteboard box close +before the eyes of one of my infants, when 114 days old, and it did not +in the least wink; but when I put a few comfits into the box, holding +it in the same position as before, and rattled them, the child blinked +its eyes violently every time, and started a little. It was obviously +impossible that a carefully-guarded infant could have learnt by +experience that a rattling sound near its eyes indicated danger to +them. But such experience will have been slowly gained at a later age +during a long series of generations; and from what we know of +inheritance, there is nothing improbable in the transmission of a habit +to the offspring at an earlier age than that at which it was first +acquired by the parents. + +From the foregoing remarks it seems probable that some actions, which +were at first performed consciously, have become through habit and +association converted into reflex actions, and are now so firmly fixed +and inherited, that they are performed, even when not of the least +use,[114] as often as the same causes arise, which originally excited +them in us through the volition. In such cases the sensory nerve-cells +excite the motor cells, without first communicating with those cells on +which our consciousness and volition depend. It is probable that +sneezing and coughing were originally acquired by the habit of +expelling, as violently as possible, any irritating particle from the +sensitive air-passages. As far as time is concerned, there has been +more than enough for these habits to have become innate or converted +into reflex actions; for they are common to most or all of the higher +quadrupeds, and must therefore have been first acquired at a very +remote period. Why the act of clearing the throat is not a reflex +action, and has to be learnt by our children, I cannot pretend to say; +but we can see why blowing the nose on a handkerchief has to be learnt. + +It is scarcely credible that the movements of a headless frog, when it +wipes off a drop of acid or other object from its thigh, and which +movements are so well coordinated for a special purpose, were not at +first performed voluntarily, being afterwards rendered easy through +long-continued habit so as at last to be performed unconsciously, or +independently of the cerebral hemispheres. + +So again it appears probable that starting was originally acquired by +the habit of jumping away as quickly as possible from danger, whenever +any of our senses gave us warning. Starting, as we have seen, is +accompanied by the blinking of the eyelids so as to protect the eyes, +the most tender and sensitive organs of the body; and it is, I believe, +always accompanied by a sudden and forcible inspiration, which is the +natural preparation for any violent effort. But when a man or horse +starts, his heart beats wildly against his ribs, and here it may be +truly said we have an organ which has never been under the control of +the will, partaking in the general reflex movements of the body. To +this point, however, I shall return in a future chapter. + +The contraction of the iris, when the retina is stimulated by a bright +light, is another instance of a movement, which it appears cannot +possibly have been at first voluntarily performed and then fixed by +habit; for the iris is not known to be under the conscious control of +the will in any animal. In such cases some explanation, quite distinct +from habit, will have to be discovered. The radiation of nerve-force +from strongly-excited nerve-cells to other connected cells, as in the +case of a bright light on the retina causing a sneeze, may perhaps aid +us in understanding how some reflex actions originated. A radiation of +nerve-force of this kind, if it caused a movement tending to lessen the +primary irritation, as in the case of the contraction of the iris +preventing too much light from falling on the retina, might afterwards +have been taken advantage of and modified for this special purpose. + +It further deserves notice that reflex actions are in all probability +liable to slight variations, as are all corporeal structures and +instincts; and any variations which were beneficial and of sufficient +importance, would tend to be preserved and inherited. Thus reflex +actions, when once gained for one purpose, might afterwards be modified +independently of the will or habit, so as to serve for some distinct +purpose. Such cases would be parallel with those which, as we have +every reason to believe, have occurred with many instincts; for +although some instincts have been developed simply through +long-continued and inherited habit, other highly complex ones have been +developed through the preservation of variations of pre-existing +instincts—that is, through natural selection. + +I have discussed at some little length, though as I am well aware, in a +very imperfect manner, the acquirement of reflex actions, because they +are often brought into play in connection with movements expressive of +our emotions; and it was necessary to show that at least some of them +might have been first acquired through the will in order to satisfy a +desire, or to relieve a disagreeable sensation. + +_Associated habitual movements in the lower animals_.—I have already +given in the case of Man several instances of movements associated with +various states of the mind or body, which are now purposeless, but +which were originally of use, and are still of use under certain +circumstances. As this subject is very important for us, I will here +give a considerable number of analogous facts, with reference to +animals; although many of them are of a very trifling nature. My object +is to show that certain movements were originally performed for a +definite end, and that, under nearly the same circumstances, they are +still pertinaciously performed through habit when not of the least use. +That the tendency in most of the following cases is inherited, we may +infer from such actions being performed in the same manner by all the +individuals, young and old, of the same species. We shall also see that +they are excited by the most diversified, often circuitous, and +sometimes mistaken associations. + +Dogs, when they wish to go to sleep on a carpet or other hard surface, +generally turn round and round and scratch the ground with their +fore-paws in a senseless manner, as if they intended to trample down +the grass and scoop out a hollow, as no doubt their wild parents did, +when they lived on open grassy plains or in the woods. Jackals, +fennecs, and other allied animals in the Zoological Gardens, treat +their straw in this manner; but it is a rather odd circumstance that +the keepers, after observing for some months, have never seen the +wolves thus behave. A semi-idiotic dog—and an animal in this condition +would be particularly liable to follow a senseless habit—was observed +by a friend to turn completely round on a carpet thirteen times before +going to sleep. + +Many carnivorous animals, as they crawl towards their prey and prepare +to rush or spring on it, lower their heads and crouch, partly, as it +would appear, to hide themselves, and partly to get ready for their +rush; and this habit in an exaggerated form has become hereditary in +our pointers and setters. Now I have noticed scores of times that when +two strange dogs meet on an open road, the one which first sees the +other, though at the distance of one or two hundred yards, after the +first glance always lowers its bead, generally crouches a little, or +even lies down; that is, he takes the proper attitude for concealing +himself and for making a rush or spring although the road is quite open +and the distance great. Again, dogs of all kinds when intently watching +and slowly approaching their prey, frequently keep one of their +fore-legs doubled up for a long time, ready for the next cautious step; +and this is eminently characteristic of the pointer. But from habit +they behave in exactly the same manner whenever their attention is +aroused (fig. 4). I have seen a dog at the foot of a high wall, +listening attentively to a sound on the opposite side, with one leg +doubled up; and in this case there could have been no intention of +making a cautious approach. + + + +Small Dog Watching a Cat on A Table. Figure 4 + +{illust. caption = for making a rush or FIG. 4.—Small dog watching a +cat on a table. From a photograph taken by Mr. Rejlander.} + +Dogs after voiding their excrement often make with all four feet a few +scratches backwards, even on a bare stone pavement, as if for the +purpose of covering up their excrement with earth, in nearly the same +manner as do cats. Wolves and jackals behave in the Zoological Gardens +in exactly the same manner, yet, as I am assured by the keepers, +neither wolves, jackals, nor foxes, when they have the means of doing +so, ever cover up their excrement, any more than do dogs. All these +animals, however, bury superfluous food. Hence, if we rightly +understand the meaning of the above cat-like habit, of which there can +be little doubt, we have a purposeless remnant of an habitual movement, +which was originally followed by some remote progenitor of the +dog-genus for a definite purpose, and which has been retained for a +prodigious length of time. + +Dogs and jackals[115] take much pleasure in rolling and rubbing their +necks and backs on carrion. The odour seems delightful to them, though +dogs at least do not eat carrion. Mr. Bartlett has observed wolves for +me, and has given them carrion, but has never seen them roll on it. I +have heard it remarked, and I believe it to be true, that the larger +dogs, which are probably descended from wolves, do not so often roll in +carrion as do smaller dogs, which are probably descended from jackals. +When a piece of brown biscuit is offered to a terrier of mine and she +is not hungry (and I have heard of similar instances), she first tosses +it about and worries it, as if it were a rat or other prey; she then +repeatedly rolls on it precisely as if it were a piece of carrion, and +at last eats it. It would appear that an imaginary relish has to be +given to the distasteful morsel; and to effect this the dog acts in his +habitual manner, as if the biscuit was a live animal or smelt like +carrion, though he knows better than we do that this is not the case. I +have seen this same terrier act in the same manner after killing a +little bird or mouse. + +Dogs scratch themselves by a rapid movement of one of their hind-feet; +and when their backs are rubbed with a stick, so strong is the habit, +that they cannot help rapidly scratching the air or the ground in a +useless and ludicrous manner. The terrier just alluded to, when thus +scratched with a stick, will sometimes show her delight by another +habitual movement, namely, by licking the air as if it were my hand. + +Horses scratch themselves by nibbling those parts of their bodies which +they can reach with their teeth; but more commonly one horse shows +another where he wants to be scratched, and they then nibble each +other. A friend whose attention I had called to the subject, observed +that when he rubbed his horse’s neck, the animal protruded his head, +uncovered his teeth, and moved his jaws, exactly as if nibbling another +horse’s neck, for he could never have nibbled his own neck. If a horse +is much tickled, as when curry-combed, his wish to bite something +becomes so intolerably strong, that he will clatter his teeth together, +and though not vicious, bite his groom. At the same time from habit he +closely depresses his ears, so as to protect them from being bitten, as +if he were fighting with another horse. + +A horse when eager to start on a journey makes the nearest approach +which he can to the habitual movement of progression by pawing the +ground. Now when horses in their stalls are about to be fed and are +eager for their corn, they paw the pavement or the straw. Two of my +horses thus behave when they see or hear the corn given to their +neighbours. But here we have what may almost be called a true +expression, as pawing the ground is universally recognized as a sign of +eagerness. + +Cats cover up their excrements of both kinds with earth; and my +grandfather[116] saw a kitten scraping ashes over a spoonful of pure +water spilt on the hearth; so that here an habitual or instinctive +action was falsely excited, not by a previous act or by odour, but by +eyesight. It is well known that cats dislike wetting their feet, owing, +it is probable, to their having aboriginally inhabited the dry country +of Egypt; and when they wet their feet they shake them violently. My +daughter poured some water into a glass close to the head of a kitten; +and it immediately shook its feet in the usual manner; so that here we +have an habitual movement falsely excited by an associated sound +instead of by the sense of touch. + +Kittens, puppies, young pigs and probably many other young animals, +alternately push with their forefeet against the mammary glands of +their mothers, to excite a freer secretion of milk, or to make it flow. +Now it is very common with young cats, and not at all rare with old +cats of the common and Persian breeds (believed by some naturalists to +be specifically extinct), when comfortably lying on a warm shawl or +other soft substance, to pound it quietly and alternately with their +fore-feet; their toes being spread out and claws slightly protruded, +precisely as when sucking their mother. That it is the same movement is +clearly shown by their often at the same time taking a bit of the shawl +into their mouths and sucking it; generally closing their eyes and +purring from delight. This curious movement is commonly excited only in +association with the sensation of a warm soft surface; but I have seen +an old cat, when pleased by having its back scratched, pounding the air +with its feet in the same manner; so that this action has almost become +the expression of a pleasurable sensation. + +Having referred to the act of sucking, I may add that this complex +movement, as well as the alternate protrusion of the fore-feet, are +reflex actions; for they are performed if a finger moistened with milk +is placed in the mouth of a puppy, the front part of whose brain has +been removed.[117] It has recently been stated in France, that the +action of sucking is excited solely through the sense of smell, so that +if the olfactory nerves of a puppy are destroyed, it never sucks. In +like manner the wonderful power which a chicken possesses only a few +hours after being hatched, of picking up small particles of food, seems +to be started into action through the sense of hearing; for with +chickens hatched by artificial heat, a good observer found that “making +a noise with the finger-nail against a board, in imitation of the +hen-mother, first taught them to peck at their meat.”[118] + +I will give only one other instance of an habitual and purposeless +movement. The Sheldrake (_Tadorna_) feeds on the sands left uncovered +by the tide, and when a worm-cast is discovered, “it begins patting the +ground with its feet, dancing as it were, over the hole;” and this +makes the worm come to the surface. Now Mr. St. John says, that when +his tame Sheldrakes “came to ask for food, they patted the ground in an +impatient and rapid manner.”[119] This therefore may almost be +considered as their expression of hunger. Mr. Bartlett informs me that +the Flamingo and the Kagu (_Rhinochetus jubatus_) when anxious to be +fed, beat the ground with their feet in the same odd manner. So again +Kingfishers, when they catch a fish, always beat it until it is killed; +and in the Zoological Gardens they always beat the raw meat, with which +they are sometimes fed, before devouring it. + +We have now, I think, sufficiently shown the truth of our first +Principle, namely, that when any sensation, desire, dislike, &c., has +led during a long series of generations to some voluntary movement, +then a tendency to the performance of a similar movement will almost +certainly be excited, whenever the same, or any analogous or associated +sensation &c., although very weak, is experienced; notwithstanding that +the movement in this case may not be of the least use. Such habitual +movements are often, or generally inherited; and they then differ but +little from reflex actions. When we treat of the special expressions of +man, the latter part of our first Principle, as given at the +commencement of this chapter, will be seen to hold good; namely, that +when movements, associated through habit with certain states of the +mind, are partially repressed by the will, the strictly involuntary +muscles, as well as those which are least under the separate control of +the will, are liable still to act; and their action is often highly +expressive. Conversely, when the will is temporarily or permanently +weakened, the voluntary muscles fail before the involuntary. It is a +fact familiar to pathologists, as Sir C. Bell remarks,[120] “that when +debility arises from affection of the brain, the influence is greatest +on those muscles which are, in their natural condition, most under the +command of the will.” We shall, also, in our future chapters, consider +another proposition included in our first Principle; namely, that the +checking of one habitual movement sometimes requires other slight +movements; these latter serving as a means of expression. + + + + +CHAPTER II. GENERAL PRINCIPLES OF EXPRESSION—_continued_. + +The Principle of Antithesis—Instances in the dog and cat—Origin of the +principle—Conventional signs—The principle of antithesis has not arisen +from opposite actions being consciously performed under opposite +impulses. + +We will now consider our second Principle, that of Antithesis. Certain +states of the mind lead, as we have seen in the last chapter, to +certain habitual movements which were primarily, or may still be, of +service; and we shall find that when a directly opposite state of mind +is induced, there is a strong and involuntary tendency to the +performance of movements of a directly opposite nature, though these +have never been of any service. A few striking instances of antithesis +will be given, when we treat of the special expressions of man; but as, +in these cases, we are particularly liable to confound conventional or +artificial gestures and expressions with those which are innate or +universal, and which alone deserve to rank as true expressions, I will +in the present chapter almost confine myself to the lower animals. + + + +Dog in a Hostile Frame of Mind. Fig. 5 + + + + Fig. 6 + + + +Dog in a Hostile Frame of Mind. Fig. 7 + +When a dog approaches a strange dog or man in a savage or hostile frame +of mind be walks upright and very stiffly; his head is slightly raised, +or not much lowered; the tail is held erect, and quite rigid; the hairs +bristle, especially along the neck and back; the pricked ears are +directed forwards, and the eyes have a fixed stare: (see figs. 5 and +7). These actions, as will hereafter be explained, follow from the +dog’s intention to attack his enemy, and are thus to a large extent +intelligible. As he prepares to spring with a savage growl on his +enemy, the canine teeth are uncovered, and the ears are pressed close +backwards on the head; but with these latter actions, we are not here +concerned. Let us now suppose that the dog suddenly discovers that the +man he is approaching, is not a stranger, but his master; and let it be +observed how completely and instantaneously his whole bearing is +reversed. Instead of walking upright, the body sinks downwards or even +crouches, and is thrown into flexuous movements; his tail, instead of +being held stiff and upright, is lowered and wagged from side to side; +his hair instantly becomes smooth; his ears are depressed and drawn +backwards, but not closely to the head; and his lips hang loosely. From +the drawing back of the ears, the eyelids become elongated, and the +eyes no longer appear round and staring. It should be added that the +animal is at such times in an excited condition from joy; and +nerve-force will be generated in excess, which naturally leads to +action of some kind. Not one of the above movements, so clearly +expressive of affection, are of the least direct service to the animal. +They are explicable, as far as I can see, solely from being in complete +opposition or antithesis to the attitude and movements which, from +intelligible causes, are assumed when a dog intends to fight, and which +consequently are expressive of anger. I request the reader to look at +the four accompanying sketches, which have been given in order to +recall vividly the appearance of a dog under these two states of mind. +It is, however, not a little difficult to represent affection in a dog, +whilst caressing his master and wagging his tail, as the essence of the +expression lies in the continuous flexuous movements. + + + +Dog Carressing his Master. Fig. 8 + +We will now turn to the cat. When this animal is threatened by a dog, +it arches its back in a surprising manner, erects its hair, opens its +mouth and spits. But we are not here concerned with this well-known +attitude, expressive of terror combined with anger; we are concerned +only with that of rage or anger. This is not often seen, but may be +observed when two cats are fighting together; and I have seen it well +exhibited by a savage cat whilst plagued by a boy. The attitude is +almost exactly the same as that of a tiger disturbed and growling over +its food, which every one must have beheld in menageries. The animal +assumes a crouching position, with the body extended; and the whole +tail, or the tip alone, is lashed or curled from side to side. The hair +is not in the least erect. Thus far, the attitude and movements are +nearly the same as when the animal is prepared to spring on its prey, +and when, no doubt, it feels savage. But when preparing to fight, there +is this difference, that the ears are closely pressed backwards; the +mouth is partially opened, showing the teeth; the fore feet are +occasionally struck out with protruded claws; and the animal +occasionally utters a fierce growl. (See figs. 9 and 10.) All, or +almost all these actions naturally follow (as hereafter to be +explained), from the cat’s manner and intention of attacking its enemy. + + + +Cat, Savage, and Prepared to Fight. Fig. 9 + + + +Cat in an Affectionate Frame of Mind. Fig. 10 + +Let us now look at a cat in a directly opposite frame of mind, whilst +feeling affectionate and caressing her master; and mark how opposite is +her attitude in every respect. She now stands upright with her back +slightly arched, which makes the hair appear rather rough, but it does +not bristle; her tail, instead of being extended and lashed from side +to side, is held quite still and perpendicularly upwards; her ears are +erect and pointed; her mouth is closed; and she rubs against her master +with a purr instead of a growl. Let it further be observed how widely +different is the whole bearing of an affectionate cat from that of a +dog, when with his body crouching and flexuous, his tail lowered and +wagging, and ears depressed, he caresses his master. This contrast in +the attitudes and movements of these two carnivorous animals, under the +same pleased and affectionate frame of mind, can be explained, as it +appears to me, solely by their movements standing in complete +antithesis to those which are naturally assumed, when these animals +feel savage and are prepared either to fight or to seize their prey. + +In these cases of the dog and cat, there is every reason to believe +that the gestures both of hostility and affection are innate or +inherited; for they are almost identically the same in the different +races of the species, and in all the individuals of the same race, both +young and old. + +I will here give one other instance of antithesis in expression. I +formerly possessed a large dog, who, like every other dog, was much +pleased to go out walking. He showed his pleasure by trotting gravely +before me with high steps, head much raised, moderately erected ears, +and tail carried aloft but not stiffly. Not far from my house a path +branches off to the right, leading to the hot-house, which I used often +to visit for a few moments, to look at my experimental plants. This was +always a great disappointment to the dog, as he did not know whether I +should continue my walk; and the instantaneous and complete change of +expression which came over him as soon as my body swerved in the least +towards the path (and I sometimes tried this as an experiment) was +laughable. His look of dejection was known to every member of the +family, and was called his _hot-house face_. This consisted in the head +drooping much, the whole body sinking a little and remaining +motionless; the ears and tail falling suddenly down, but the tail was +by no means wagged. With the falling of the ears and of his great +chaps, the eyes became much changed in appearance, and I fancied that +they looked less bright. His aspect was that of piteous, hopeless +dejection; and it was, as I have said, laughable, as the cause was so +slight. Every detail in his attitude was in complete opposition to his +former joyful yet dignified bearing; and can be explained, as it +appears to me, in no other way, except through the principle of +antithesis. Had not the change been so instantaneous, I should have +attributed it to his lowered spirits affecting, as in the case of man, +the nervous system and circulation, and consequently the tone of his +whole muscular frame; and this may have been in part the cause. + +We will now consider how the principle of antithesis in expression has +arisen. With social animals, the power of intercommunication between +the members of the same community,—and with other species, between the +opposite sexes, as well as between the young and the old,—is of the +highest importance to them. This is generally effected by means of the +voice, but it is certain that gestures and expressions are to a certain +extent mutually intelligible. Man not only uses inarticulate cries, +gestures, and expressions, but has invented articulate language; if, +indeed, the word INVENTED can be applied to a process, completed by +innumerable steps, half-consciously made. Any one who has watched +monkeys will not doubt that they perfectly understand each other’s +gestures and expression, and to a large extent, as Rengger +asserts,[201] those of man. An animal when going to attack another, or +when afraid of another, often makes itself appear terrible, by erecting +its hair, thus increasing the apparent bulk of its body, by showing its +teeth, or brandishing its horns, or by uttering fierce sounds. + +As the power of intercommunication is certainly of high service to many +animals, there is no _à priori_ improbability in the supposition, that +gestures manifestly of an opposite nature to those by which certain +feelings are already expressed, should at first have been voluntarily +employed under the influence of an opposite state of feeling. The fact +of the gestures being now innate, would be no valid objection to the +belief that they were at first intentional; for if practised during +many generations, they would probably at last be inherited. +Nevertheless it is more than doubtful, as we shall immediately see, +whether any of the cases which come under our present head of +antithesis, have thus originated. + +With conventional signs which are not innate, such as those used by the +deaf and dumb and by savages, the principle of opposition or antithesis +has been partially brought into play. The Cistercian monks thought it +sinful to speak, and as they could not avoid holding some +communication, they invented a gesture language, in which the principle +of opposition seems to have been employed.[202] Dr. Scott, of the +Exeter Deaf and Dumb Institution, writes to me that “opposites are +greatly used in teaching the deaf and dumb, who have a lively sense of +them.” Nevertheless I have been surprised how few unequivocal instances +can be adduced. This depends partly on all the signs having commonly +had some natural origin; and partly on the practice of the deaf and +dumb and of savages to contract their signs as much as possible for the +sake of rapidity.[203] Hence their natural source or origin often +becomes doubtful or is completely lost; as is likewise the case with +articulate language. + +Many signs, moreover, which plainly stand in opposition to each other, +appear to have had on both sides a significant origin. This seems to +hold good with the signs used by the deal and dumb for light and +darkness, for strength and weakness, &c. In a future chapter I shall +endeavour to show that the opposite gestures of affirmation and +negation, namely, vertically nodding and laterally shaking the head, +have both probably had a natural beginning. The waving of the hand from +right to left, which is used as a negative by some savages, may have +been invented in imitation of shaking the head; but whether the +opposite movement of waving the hand in a straight line from the face, +which is used in affirmation, has arisen through antithesis or in some +quite distinct manner, is doubtful. + +If we now turn to the gestures which are innate or common to all the +individuals of the same species, and which come under the present head +of antithesis, it is extremely doubtful, whether any of them were at +first deliberately invented and consciously performed. With mankind the +best instance of a gesture standing in direct opposition to other +movements, naturally assumed under an opposite frame of mind, is that +of shrugging the shoulders. This expresses impotence or an +apology,—something which cannot be done, or cannot be avoided. The +gesture is sometimes used consciously and voluntarily, but it is +extremely improbable that it was at first deliberately invented, and +afterwards fixed by habit; for not only do young children sometimes +shrug their shoulders under the above states of mind, but the movement +is accompanied, as will be shown in a future chapter, by various +subordinate movements, which not one man in a thousand is aware of, +unless he has specially attended to the subject. + +Dogs when approaching a strange dog, may find it useful to show by +their movements that they are friendly, and do not wish to fight. When +two young dogs in play are growling and biting each other’s faces and +legs, it is obvious that they mutually understand each other’s gestures +and manners. There seems, indeed, some degree of instinctive knowledge +in puppies and kittens, that they must not use their sharp little teeth +or claws too freely in their play, though this sometimes happens and a +squeal is the result; otherwise they would often injure each other’s +eyes. When my terrier bites my hand in play, often snarling at the same +time, if he bites too hard and I say GENTLY, GENTLY, he goes on biting, +but answers me by a few wags of the tail, which seems to say “Never +mind, it is all fun.” Although dogs do thus express, and may wish to +express, to other dogs and to man, that they are in a friendly state of +mind, it is incredible that they could ever have deliberately thought +of drawing back and depressing their ears, instead of holding them +erect,—of lowering and wagging their tails, instead of keeping them +stiff and upright, &c., because they knew that these movements stood in +direct opposition to those assumed under an opposite and savage frame +of mind. + +Again, when a cat, or rather when some early progenitor of the species, +from feeling affectionate first slightly arched its back, held its tail +perpendicularly upwards and pricked its ears, can it be believed that +the animal consciously wished thus to show that its frame of mind was +directly the reverse of that, when from being ready to fight or to +spring on its prey, it assumed a crouching attitude, curled its tail +from side to side and depressed its ears? Even still less can I believe +that my dog voluntarily put on his dejected attitude and “_hot-house +face_,” which formed so complete a contrast to his previous cheerful +attitude and whole bearing. It cannot be supposed that he knew that I +should understand his expression, and that he could thus soften my +heart and make me give up visiting the hot-house. + +Hence for the development of the movements which come under the present +head, some other principle, distinct from the will and consciousness, +must have intervened. This principle appears to be that every movement +which we have voluntarily performed throughout our lives has required +the action of certain muscles; and when we have performed a directly +opposite movement, an opposite set of muscles has been habitually +brought into play,—as in turning to the right or to the left, in +pushing away or pulling an object towards us, and in lifting or +lowering a weight. So strongly are our intentions and movements +associated together, that if we eagerly wish an object to move in any +direction, we can hardly avoid moving our bodies in the same direction, +although we may be perfectly aware that this can have no influence. A +good illustration of this fact has already been given in the +Introduction, namely, in the grotesque movements of a young and eager +billiard-player, whilst watching the course of his ball. A man or child +in a passion, if he tells any one in a loud voice to begone, generally +moves his arm as if to push him away, although the offender may not be +standing near, and although there may be not the least need to explain +by a gesture what is meant. On the other hand, if we eagerly desire +some one to approach us closely, we act as if pulling him towards us; +and so in innumerable other instances. + +As the performance of ordinary movements of an opposite kind, under +opposite impulses of the will, has become habitual in us and in the +lower animals, so when actions of one kind have become firmly +associated with any sensation or emotion, it appears natural that +actions of a directly opposite kind, though of no use, should be +unconsciously performed through habit and association, under the +influence of a directly opposite sensation or emotion. On this +principle alone can I understand how the gestures and expressions which +come under the present head of antithesis have originated. If indeed +they are serviceable to man or to any other animal, in aid of +inarticulate cries or language, they will likewise be voluntarily +employed, and the habit will thus be strengthened. But whether or not +of service as a means of communication, the tendency to perform +opposite movements under opposite sensations or emotions would, if we +may judge by analogy, become hereditary through long practice; and +there cannot be a doubt that several expressive movements due to the +principle of antithesis are inherited. + + + + +CHAPTER III. GENERAL PRINCIPLES OF EXPRESSION—_concluded_. + +The principle of direct action of the excited nervous system on the +body, independently of the will and in part of habit—Change of colour +in the hair—Trembling of the muscles—Modified +secretions—Perspiration—Expression of extreme pain—Of rage, great joy, +and terror—Contrast between the emotions which cause and do not cause +expressive movements—Exciting and depressing states of the +mind—Summary. + +We now come to our third Principle, namely, that certain actions which +we recognize as expressive of certain states of the mind, are the +direct result of the constitution of the nervous system, and have been +from the first independent of the will, and, to a large extent, of +habit. When the sensorium is strongly excited nerve-force is generated +in excess, and is transmitted in certain directions, dependent on the +connection of the nerve-cells, and, as far as the muscular system is +concerned, on the nature of the movements which have been habitually +practised. Or the supply of nerve-force may, as it appears, be +interrupted. Of course every movement which we make is determined by +the constitution of the nervous system; but actions performed in +obedience to the will, or through habit, or through the principle of +antithesis, are here as far as possible excluded. Our present subject +is very obscure, but, from its importance, must be discussed at some +little length; and it is always advisable to perceive clearly our +ignorance. + +The most striking case, though a rare and abnormal one, which can be +adduced of the direct influence of the nervous system, when strongly +affected, on the body, is the loss of colour in the hair, which has +occasionally been observed after extreme terror or grief. One authentic +instance has been recorded, in the case of a man brought out for +execution in India, in which the change of colour was so rapid that it +was perceptible to the eye.[301] + +Another good case is that of the trembling of the muscles, which is +common to man and to many, or most, of the lower animals. Trembling is +of no service, often of much disservice, and cannot have been at first +acquired through the will, and then rendered habitual in association +with any emotion. I am assured by an eminent authority that young +children do not tremble, but go into convulsions under the +circumstances which would induce excessive trembling in adults. +Trembling is excited in different individuals in very different degrees +and by the most diversified causes,—by cold to the surface, before +fever-fits, although the temperature of the body is then above the +normal standard; in blood-poisoning, delirium tremens, and other +diseases; by general failure of power in old age; by exhaustion after +excessive fatigue; locally from severe injuries, such as burns; and, in +an especial manner, by the passage of a catheter. Of all emotions, fear +notoriously is the most apt to induce trembling; but so do occasionally +great anger and joy. I remember once seeing a boy who had just shot his +first snipe on the wing, and his hands trembled to such a degree from +delight, that he could not for some time reload his gun; and I have +heard of an exactly similar case with an Australian savage, to whom a +gun had been lent. Fine music, from the vague emotions thus excited, +causes a shiver to run down the backs of some persons. There seems to +be very little in common in the above several physical causes and +emotions to account for trembling; and Sir J. Paget, to whom I am +indebted for several of the above statements, informs me that the +subject is a very obscure one. As trembling is sometimes caused by +rage, long before exhaustion can have set in, and as it sometimes +accompanies great joy, it would appear that any strong excitement of +the nervous system interrupts the steady flow of nerve-force to the +muscles.[302] + +The manner in which the secretions of the alimentary canal and of +certain glands—as the liver, kidneys, or mammæ are affected by strong +emotions, is another excellent instance of the direct action of the +sensorium on these organs, independently of the will or of any +serviceable associated habit. There is the greatest difference in +different persons in the parts which are thus affected, and in the +degree of their affection. + +The heart, which goes on uninterruptedly beating night and day in so +wonderful a manner, is extremely sensitive to external stimulants. The +great physiologist, Claude Bernard,[303] has shown how the least +excitement of a sensitive nerve reacts on the heart; even when a nerve +is touched so slightly that no pain can possibly be felt by the animal +under experiment. Hence when the mind is strongly excited, we might +expect that it would instantly affect in a direct manner the heart; and +this is universally acknowledged and felt to be the case. Claude +Bernard also repeatedly insists, and this deserves especial notice, +that when the heart is affected it reacts on the brain; and the state +of the brain again reacts through the pneumo-gastric nerve on the +heart; so that under any excitement there will be much mutual action +and reaction between these, the two most important organs of the body. + +The vaso-motor system, which regulates the diameter of the small +arteries, is directly acted on by the sensorium, as we see when a man +blushes from shame; but in this latter case the checked transmission of +nerve-force to the vessels of the face can, I think, be partly +explained in a curious manner through habit. We shall also be able to +throw some light, though very little, on the involuntary erection of +the hair under the emotions of terror and rage. The secretion of tears +depends, no doubt, on the connection of certain nerve-cells; but here +again we can trace some few of the steps by which the flow of +nerve-force through the requisite channels has become habitual under +certain emotions. + +A brief consideration of the outward signs of some of the stronger +sensations and emotions will best serve to show us, although vaguely, +in how complex a manner the principle under consideration of the direct +action of the excited nervous system of the body, is combined with the +principle of habitually associated, serviceable movements. + +When animals suffer from an agony of pain, they generally writhe about +with frightful contortions; and those which habitually use their voices +utter piercing cries or groans. Almost every muscle of the body is +brought into strong action. With man the mouth may be closely +compressed, or more commonly the lips are retracted, with the teeth +clenched or ground together. There is said to be “gnashing of teeth” in +hell; and I have plainly heard the grinding of the molar teeth of a cow +which was suffering acutely from inflammation of the bowels. The female +hippopotamus in the Zoological Gardens, when she produced her young, +suffered greatly; she incessantly walked about, or rolled on her sides, +opening and closing her jaws, and clattering her teeth together.[304] +With man the eyes stare wildly as in horrified astonishment, or the +brows are heavily contracted. Perspiration bathes the body, and drops +trickle down the face. The circulation and respiration are much +affected. Hence the nostrils are generally dilated and often quiver; or +the breath may be held until the blood stagnates in the purple face. If +the agony be severe and prolonged, these signs all change; utter +prostration follows, with fainting or convulsions. + +A sensitive nerve when irritated transmits some influence to the +nerve-cell, whence it proceeds; and this transmits its influence, first +to the corresponding nerve-cell on the opposite side of the body, and +then upwards and downwards along the cerebro-spinal column to other +nerve-cells, to a greater or less extent, according to the strength of +the excitement; so that, ultimately, the whole nervous system maybe +affected.[305] This involuntary transmission of nerve-force may or may +not be accompanied by consciousness. Why the irritation of a nerve-cell +should generate or liberate nerve-force is not known; but that this is +the case seems to be the conclusion arrived at by all the greatest +physiologists, such as Müller, Virchow, Bernard, &c.[306] As Mr. +Herbert Spencer remarks, it may be received as an “unquestionable truth +that, at any moment, the existing quantity of liberated nerve-force, +which in an inscrutable way produces in us the state we call feeling, +MUST expend itself in some direction—MUST generate an equivalent +manifestation of force somewhere;” so that, when the cerebro-spinal +system is highly excited and nerve-force is liberated in excess, it may +be expended in intense sensations, active thought, violent movements, +or increased activity of the glands.[307] Mr. Spencer further maintains +that an “overflow of nerve-force, undirected by any motive, will +manifestly take the most habitual routes; and, if these do not suffice, +will next overflow into the less habitual ones.” Consequently the +facial and respiratory muscles, which are the most used, will be apt to +be first brought into action; then those of the upper extremities, next +those of the lower, and finally those of the whole body.[308] + +An emotion may be very strong, but it will have little tendency to +induce movements of any kind, if it has not commonly led to voluntary +action for its relief or gratification; and when movements are excited, +their nature is, to a large extent, determined by those which have +often and voluntarily been performed for some definite end under the +same emotion. Great pain urges all animals, and has urged them during +endless generations, to make the most violent and diversified efforts +to escape from the cause of suffering. Even when a limb or other +separate part of the body is hurt, we often see a tendency to shake it, +as if to shake off the cause, though this may obviously be impossible. +Thus a habit of exerting with the utmost force all the muscles will +have been established, whenever great suffering is experienced. As the +muscles of the chest and vocal organs are habitually used, these will +be particularly liable to be acted on, and loud, harsh screams or cries +will be uttered. But the advantage derived from outcries has here +probably come into play in an important manner; for the young of most +animals, when in distress or danger, call loudly to their parents for +aid, as do the members of the same community for mutual aid. + +Another principle, namely, the internal consciousness that the power or +capacity of the nervous system is limited, will have strengthened, +though in a subordinate degree, the tendency to violent action under +extreme suffering. A man cannot think deeply and exert his utmost +muscular force. As Hippocrates long ago observed, if two pains are felt +at the same time, the severer one dulls the other. Martyrs, in the +ecstasy of their religious fervour have often, as it would appear, been +insensible to the most horrid tortures. Sailors who are going to be +flogged sometimes take a piece of lead into their mouths, in order to +bite it with their utmost force, and thus to bear the pain. Parturient +women prepare to exert their muscles to the utmost in order to relieve +their sufferings. + +We thus see that the undirected radiation of nerve-force from the +nerve-cells which are first affected—the long-continued habit of +attempting by struggling to escape from the cause of suffering—and the +consciousness that voluntary muscular exertion relieves pain, have all +probably concurred in giving a tendency to the most violent, almost +convulsive, movements under extreme suffering; and such movements, +including those of the vocal organs, are universally recognized as +highly expressive of this condition. + +As the mere touching of a sensitive nerve reacts in a direct manner on +the heart, severe pain will obviously react on it in like manner, but +far more energetically. Nevertheless, even in this case, we must not +overlook the indirect effects of habit on the heart, as we shall see +when we consider the signs of rage. + +When a man suffers from an agony of pain, the perspiration often +trickles down his face; and I have been assured by a veterinary surgeon +that he has frequently seen drops falling from the belly and running +down the inside of the thighs of horses, and from the bodies of cattle, +when thus suffering. He has observed this, when there has been no +struggling which would account for the perspiration. The whole body of +the female hippopotamus, before alluded to, was covered with +red-coloured perspiration whilst giving birth to her young. So it is +with extreme fear; the same veterinary has often seen horses sweating +from this cause; as has Mr. Bartlett with the rhinoceros; and with man +it is a well-known symptom. The cause of perspiration bursting forth in +these cases is quite obscure; but it is thought by some physiologists +to be connected with the failing power of the capillary circulation; +and we know that the vasomotor system, which regulates the capillary +circulation, is much influenced by the mind. With respect to the +movements of certain muscles of the face under great suffering, as well +as from other emotions, these will be best considered when we treat of +the special expressions of man and of the lower animals. + +We will now turn to the characteristic symptoms of Rage. Under this +powerful emotion the action of the heart is much accelerated,[309] or +it may be much disturbed. The face reddens, or it becomes purple from +the impeded return of the blood, or may turn deadly pale. The +respiration is laboured, the chest heaves, and the dilated nostrils +quiver. The whole body often trembles. The voice is affected. The teeth +are clenched or ground together, and the muscular system is commonly +stimulated to violent, almost frantic action. But the gestures of a man +in this state usually differ from the purposeless writhings and +struggles of one suffering from an agony of pain; for they represent +more or less plainly the act of striking or fighting with an enemy. + +All these signs of rage are probably in large part, and some of them +appear to be wholly, due to the direct action of the excited sensorium. +But animals of all kinds, and their progenitors before them, when +attacked or threatened by an enemy, have exerted their utmost powers in +fighting and in defending themselves. Unless an animal does thus act, +or has the intention, or at least the desire, to attack its enemy, it +cannot properly be said to be enraged. An inherited habit of muscular +exertion will thus have been gained in association with rage; and this +will directly or indirectly affect various organs, in nearly the same +manner as does great bodily suffering. + +The heart no doubt will likewise be affected in a direct manner; but it +will also in all probability be affected through habit; and all the +more so from not being under the control of the will. We know that any +great exertion which we voluntarily make, affects the heart, through +mechanical and other principles which need not here be considered; and +it was shown in the first chapter that nerve-force flows readily +through habitually used channels,—through the nerves of voluntary or +involuntary movement, and through those of sensation. Thus even a +moderate amount of exertion will tend to act on the heart; and on the +principle of association, of which so many instances have been given, +we may feel nearly sure that any sensation or emotion, as great pain or +rage, which has habitually led to much muscular action, will +immediately influence the flow of nerve-force to the heart, although +there may not be at the time any muscular exertion. + +The heart, as I have said, will be all the more readily affected +through habitual associations, as it is not under the control of the +will. A man when moderately angry, or even when enraged, may command +the movements of his body, but he cannot prevent his heart from beating +rapidly. His chest will perhaps give a few heaves, and his nostrils +just quiver, for the movements of respiration are only in part +voluntary. In like manner those muscles of the face which are least +obedient to the will, will sometimes alone betray a slight and passing +emotion. The glands again are wholly independent of the will, and a man +suffering from grief may command his features, but cannot always +prevent the tears from coming into his eyes. A hungry man, if tempting +food is placed before him, may not show his hunger by any outward +gesture, but he cannot check the secretion of saliva. + +Under a transport of Joy or of vivid Pleasure, there is a strong +tendency to various purposeless movements, and to the utterance of +various sounds. We see this in our young children, in their loud +laughter, clapping of hands, and jumping for joy; in the bounding and +barking of a dog when going out to walk with his master; and in the +frisking of a horse when turned out into an open field. Joy quickens +the circulation, and this stimulates the brain, which again reacts on +the whole body. The above purposeless movements and increased +heart-action may be attributed in chief part to the excited state of +the sensorium,[310] and to the consequent undirected overflow, as Mr. +Herbert Spencer insists, of nerve-force. It deserves notice, that it is +chiefly the anticipation of a pleasure, and not its actual enjoyment, +which leads to purposeless and extravagant movements of the body, and +to the utterance of various sounds. We see this in our children when +they expect any great pleasure or treat; and dogs, which have been +bounding about at the sight of a plate of food, when they get it do not +show their delight by any outward sign, not even by wagging their +tails. Now with animals of all kinds, the acquirement of almost all +their pleasures, with the exception of those of warmth and rest, are +associated, and have long been associated with active movements, as in +the hunting or search for food, and in their courtship. Moreover, the +mere exertion of the muscles after long rest or confinement is in +itself a pleasure, as we ourselves feel, and as we see in the play of +young animals. Therefore on this latter principle alone we might +perhaps expect, that vivid pleasure would be apt to show itself +conversely in muscular movements. + +With all or almost all animals, even with birds, Terror causes the body +to tremble. The skin becomes pale, sweat breaks out, and the hair +bristles. The secretions of the alimentary canal and of the kidneys are +increased, and they are involuntarily voided, owing to the relaxation +of the sphincter muscles, as is known to be the case with man, and as I +have seen with cattle, dogs, cats, and monkeys. The breathing is +hurried. The heart beats quickly, wildly, and violently; but whether it +pumps the blood more efficiently through the body may be doubted, for +the surface seems bloodless and the strength of the muscles soon fails. +In a frightened horse I have felt through the saddle the beating of the +heart so plainly that I could have counted the beats. The mental +faculties are much disturbed. Utter prostration soon follows, and even +fainting. A terrified canary-bird has been seen not only to tremble and +to turn white about the base of the bill, but to faint;[311] and I once +caught a robin in a room, which fainted so completely, that for a time +I thought it dead. + +Most of these symptoms are probably the direct result, independently of +habit, of the disturbed state of the sensorium; but it is doubtful +whether they ought to be wholly thus accounted for. When an animal is +alarmed it almost always stands motionless for a moment, in order to +collect its senses and to ascertain the source of danger, and sometimes +for the sake of escaping detection. But headlong flight soon follows, +with no husbanding of the strength as in fighting, and the animal +continues to fly as long as the danger lasts, until utter prostration, +with failing respiration and circulation, with all the muscles +quivering and profuse sweating, renders further flight impossible. +Hence it does not seem improbable that the principle of associated +habit may in part account for, or at least augment, some of the +above-named characteristic symptoms of extreme terror. + +That the principle of associated habit has played an important part in +causing the movements expressive of the foregoing several strong +emotions and sensations, we may, I think, conclude from considering +firstly, some other strong emotions which do not ordinarily require for +their relief or gratification any voluntary movement; and secondly the +contrast in nature between the so-called exciting and depressing states +of the mind. No emotion is stronger than maternal love; but a mother +may feel the deepest love for her helpless infant, and yet not show it +by any outward sign; or only by slight caressing movements, with a +gentle smile and tender eyes. But let any one intentionally injure her +infant, and see what a change! how she starts up with threatening +aspect, how her eyes sparkle and her face reddens, how her bosom +heaves, nostrils dilate, and heart beats; for anger, and not maternal +love, has habitually led to action. The love between the opposite sexes +is widely different from maternal love; and when lovers meet, we know +that their hearts beat quickly, their breathing is hurried, and their +faces flush; for this love is not inactive like that of a mother for +her infant. + +A man may have his mind filled with the blackest hatred or suspicion, +or be corroded with envy or jealousy, but as these feelings do not at +once lead to action, and as they commonly last for some time, they are +not shown by any outward sign, excepting that a man in this state +assuredly does not appear cheerful or good-tempered. If indeed these +feelings break out into overt acts, rage takes their place, and will be +plainly exhibited. Painters can hardly portray suspicion, jealousy, +envy, &c., except by the aid of accessories which tell the tale; and +poets use such vague and fanciful expressions as “green-eyed jealousy.” +Spenser describes suspicion as “Foul, ill-favoured, and grim, under his +eyebrows looking still askance,” &c.; Shakespeare speaks of envy “as +lean-faced in her loathsome case;” and in another place he says, “no +black envy shall make my grave;” and again as “above pale envy’s +threatening reach.” + +Emotions and sensations have often been classed as exciting or +depressing. When all the organs of the body and mind,—those of +voluntary and involuntary movement, of perception, sensation, thought, +&c.,—perform their functions more energetically and rapidly than usual, +a man or animal may be said to be excited, and, under an opposite +state, to be depressed. Anger and joy are from the first exciting +emotions, and they naturally lead, more especially the former, to +energetic movements, which react on the heart and this again on the +brain. A physician once remarked to me as a proof of the exciting +nature of anger, that a man when excessively jaded will sometimes +invent imaginary offences and put himself into a passion, unconsciously +for the sake of reinvigorating himself; and since hearing this remark, +I have occasionally recognized its full truth. + +Several other states of mind appear to be at first exciting, but soon +become depressing to an extreme degree. When a mother suddenly loses +her child, sometimes she is frantic with grief, and must be considered +to be in an excited state; she walks wildly about, tears her hair or +clothes, and wrings her hands. This latter action is perhaps due to the +principle of antithesis, betraying an inward sense of helplessness and +that nothing can be done. The other wild and violent movements may be +in part explained by the relief experienced through muscular exertion, +and in part by the undirected overflow of nerve-force from the excited +sensorium. But under the sudden loss of a beloved person, one of the +first and commonest thoughts which occurs, is that something more might +have been done to save the lost one. An excellent observer,[312] in +describing the behaviour of a girl at the sudden death of her father, +says she “went about the house wringing her hands like a creature +demented, saying ‘It was her fault;’ ‘I should never have left him;’ +‘If I had only sat up with him,’” &c. With such ideas vividly present +before the mind, there would arise, through the principle of associated +habit, the strongest tendency to energetic action of some kind. + +As soon as the sufferer is fully conscious that nothing can be done, +despair or deep sorrow takes the place of frantic grief. The sufferer +sits motionless, or gently rocks to and fro; the circulation becomes +languid; respiration is almost forgotten, and deep sighs are drawn. All +this reacts on the brain, and prostration soon follows with collapsed +muscles and dulled eyes. As associated habit no longer prompts the +sufferer to action, he is urged by his friends to voluntary exertion, +and not to give way to silent, motionless grief. Exertion stimulates +the hear, and this reacts on the brain, and aids the mind to bear its +heavy load. + + +Pain, if severe, soon induces extreme depression or prostration; but it +is at first a stimulant and excites to action, as we see when we whip a +horse, and as is shown by the horrid tortures inflicted in foreign +lands on exhausted dray-bullocks, to rouse them to renewed exertion. +Fear again is the most depressing of all the emotions; and it soon +induces utter, helpless prostration, as if in consequence of, or in +association with, the most violent and prolonged attempts to escape +from the danger, though no such attempts have actually been made. +Nevertheless, even extreme fear often acts at first as a powerful +stimulant. A man or animal driven through terror to desperation, is +endowed with wonderful strength, and is notoriously dangerous in the +highest degree. + +On the whole we may conclude that the principle of the direct action of +the sensorium on the body, due to the constitution of the nervous +system, and from the first independent of the will, has been highly +influential in determining many expressions. Good instances are +afforded by the trembling of the muscles, the sweating of the skin, the +modified secretions of the alimentary canal and glands, under various +emotions and sensations. But actions of this kind are often combined +with others, which follow from our first principle, namely, that +actions which have often been of direct or indirect service, under +certain states of the mind, in order to gratify or relieve certain +sensations, desires, &c., are still performed under analogous +circumstances through mere habit although of no service. We have +combinations of this kind, at least in part, in the frantic gestures of +rage and in the writhings of extreme pain; and, perhaps, in the +increased action of the heart and of the respiratory organs. Even when +these and other emotions or sensations are aroused in a very feeble +manner, there will still be a tendency to similar actions, owing to the +force of long-associated habit; and those actions which are least under +voluntary control will generally be longest retained. Our second +principle of antithesis has likewise occasionally come into play. + +Finally, so many expressive movements can be explained, as I trust will +be seen in the course of this volume, through the three principles +which have now been discussed, that we may hope hereafter to see all +thus explained, or by closely analogous principles. It is, however, +often impossible to decide how much weight ought to be attributed, in +each particular case, to one of our principles, and how much to +another; and very many points in the theory of Expression remain +inexplicable. + + + + +CHAPTER IV. MEANS OF EXPRESSION IN ANIMALS. + +The emission of Sounds—Vocal sounds—Sounds otherwise produced—Erection +of the dermal appendages, hairs, feathers, &c., under the emotions of +anger and terror—The drawing back of the ears as a preparation for +fighting, and as an expression of anger—Erection of the ears and +raising the head, a sign of attention. + +In this and the following chapter I will describe, but only in +sufficient detail to illustrate my subject, the expressive movements, +under different states of the mind, of some few well-known animals. But +before considering them in due succession, it will save much useless +repetition to discuss certain means of expression common to most of +them. + +_The emission of Sounds_.—With many kinds of animals, man included, the +vocal organs are efficient in the highest degree as a means of +expression. We have seen, in the last chapter, that when the sensorium +is strongly excited, the muscles of the body are generally thrown into +violent action; and as a consequence, loud sounds are uttered, however +silent the animal may generally be, and although the sounds may be of +no use. Hares and rabbits for instance, never, I believe, use their +vocal organs except in the extremity of suffering; as, when a wounded +hare is killed by the sportsman, or when a young rabbit is caught by a +stoat. Cattle and horses suffer great pain in silence; but when this is +excessive, and especially when associated with terror, they utter +fearful sounds. I have often recognized, from a distance on the Pampas, +the agonized death-bellow of the cattle, when caught by the lasso and +hamstrung. It is said that horses, when attacked by wolves, utter loud +and peculiar screams of distress. + +Involuntary and purposeless contractions of the muscles of the chest +and glottis, excited in the above manner, may have first given rise to +the emission of vocal sounds. But the voice is now largely used by many +animals for various purposes; and habit seems to have played an +important part in its employment under other circumstances. Naturalists +have remarked, I believe with truth, that social animals, from +habitually using their vocal organs as a means of intercommunication, +use them on other occasions much more freely than other animals. But +there are marked exceptions to this rule, for instance, with the +rabbit. The principle, also, of association, which is so widely +extended in its power, has likewise played its part. Hence it follows +that the voice, from having been habitually employed as a serviceable +aid under certain conditions, inducing pleasure, pain, rage, &c., is +commonly used whenever the same sensations or emotions are excited, +under quite different conditions, or in a lesser degree. + +The sexes of many animals incessantly call for each other during the +breeding-season; and in not a few cases, the male endeavours thus to +charm or excite the female. This, indeed, seems to have been the +primeval use and means of development of the voice, as I have attempted +to show in my ‘Descent of Man.’ Thus the use of the vocal organs will +have become associated with the anticipation of the strongest pleasure +which animals are capable of feeling. Animals which live in society +often call to each other when separated, and evidently feel much joy at +meeting; as we see with a horse, on the return of his companion, for +whom he has been neighing. The mother calls incessantly for her lost +young ones; for instance, a cow for her calf; and the young of many +animals call for their mothers. When a flock of sheep is scattered, the +ewes bleat incessantly for their lambs, and their mutual pleasure at +coming together is manifest. Woe betide the man who meddles with the +young of the larger and fiercer quadrupeds, if they hear the cry of +distress from their young. Rage leads to the violent exertion of all +the muscles, including those of the voice; and some animals, when +enraged, endeavour to strike terror into their enemies by its power and +harshness, as the lion does by roaring, and the dog by growling. I +infer that their object is to strike terror, because the lion at the +same time erects the hair of its mane, and the dog the hair along its +back, and thus they make themselves appear as large and terrible as +possible. Rival males try to excel and challenge each other by their +voices, and this leads to deadly contests. Thus the use of the voice +will have become associated with the emotion of anger, however it may +be aroused. We have also seen that intense pain, like rage, leads to +violent outcries, and the exertion of screaming by itself gives some +relief; and thus the use of the voice will have become associated with +suffering of any kind. + +The cause of widely different sounds being uttered under different +emotions and sensations is a very obscure subject. Nor does the rule +always hold good that there is any marked difference. For instance with +the dog, the bark of anger and that of joy do not differ much, though +they can be distinguished. It is not probable that any precise +explanation of the cause or source of each particular sound, under +different states of the mind, will ever be given. We know that some +animals, after being domesticated, have acquired the habit of uttering +sounds which were not natural to them.[401] Thus domestic dogs, and +even tamed jackals, have learnt to bark, which is a noise not proper to +any species of the genus, with the exception of the _Canis latrans_ of +North America, which is said to bark. Some breeds, also, of the +domestic pigeon have learnt to coo in a new and quite peculiar manner. + +The character of the human voice, under the influence of various +emotions, has been discussed by Mr. Herbert Spencer[402] in his +interesting essay on Music. He clearly shows that the voice alters much +under different conditions, in loudness and in quality, that is, in +resonance and _timbre_, in pitch and intervals. No one can listen to an +eloquent orator or preacher, or to a man calling angrily to another, or +to one expressing astonishment, without being struck with the truth of +Mr. Spencer’s remarks. It is curious how early in life the modulation +of the voice becomes expressive. With one of my children, under the age +of two years, I clearly perceived that his humph of assent was rendered +by a slight modulation strongly emphatic; and that by a peculiar whine +his negative expressed obstinate determination. Mr. Spencer further +shows that emotional speech, in all the above respects is intimately +related to vocal music, and consequently to instrumental music; and he +attempts to explain the characteristic qualities of both on +physiological grounds—namely, on “the general law that a feeling is a +stimulus to muscular action.” It may be admitted that the voice is +affected through this law; but the explanation appears to me too +general and vague to throw much light on the various differences, with +the exception of that of loudness, between ordinary speech and +emotional speech, or singing. + +This remark holds good, whether we believe that the various qualities +of the voice originated in speaking under the excitement of strong +feelings, and that these qualities have subsequently been transferred +to vocal music; or whether we believe, as I maintain, that the habit of +uttering musical sounds was first developed, as a means of courtship, +in the early progenitors of man, and thus became associated with the +strongest emotions of which they were capable,—namely, ardent love, +rivalry and triumph. That animals utter musical notes is familiar to +every one, as we may daily hear in the singing of birds. It is a more +remarkable fact that an ape, one of the Gibbons, produces an exact +octave of musical sounds, ascending and descending the scale by +halftones; so that this monkey “alone of brute mammals may be said to +sing.”[403] From this fact, and from the analogy of other animals, I +have been led to infer that the progenitors of man probably uttered +musical tones, before they had acquired the power of articulate speech; +and that consequently, when the voice is used under any strong emotion, +it tends to assume, through the principle of association, a musical +character. We can plainly perceive, with some of the lower animals, +that the males employ their voices to please the females, and that they +themselves take pleasure in their own vocal utterances; but why +particular sounds are uttered, and why these give pleasure cannot at +present be explained. + +That the pitch of the voice bears some relation to certain states of +feeling is tolerably clear. A person gently complaining of +ill-treatment, or slightly suffering, almost always speaks in a +high-pitched voice. Dogs, when a little impatient, often make a high +piping note through their noses, which at once strikes us as +plaintive;[404] but how difficult it is to know whether the sound is +essentially plaintive, or only appears so in this particular case, from +our having learnt by experience what it means! Rengger, states[405] +that the monkeys (_Cebus azaræ_), which he kept in Paraguay, expressed +astonishment by a half-piping, half-snarling noise; anger or +impatience, by repeating the sound _hu hu_ in a deeper, grunting voice; +and fright or pain, by shrill screams. On the other hand, with mankind, +deep groans and high piercing screams equally express an agony of pain. +Laughter maybe either high or low; so that, with adult men, as Haller +long ago remarked,[406] the sound partakes of the character of the +vowels (as pronounced in German) _O_ and _A_; whilst with children and +women, it has more of the character of _E_ and _I_; and these latter +vowel-sounds naturally have, as Helmholtz has shown, a higher pitch +than the former; yet both tones of laughter equally express enjoyment +or amusement. + +In considering the mode in which vocal utterances express emotion, we +are naturally led to inquire into the cause of what is called +“expression” in music. Upon this point Mr. Litchfield, who has long +attended to the subject of music, has been so kind as to give me the +following remarks:—“The question, what is the essence of musical +‘expression’ involves a number of obscure points, which, so far as I am +aware, are as yet unsolved enigmas. Up to a certain point, however, any +law which is found to hold as to the expression of the emotions by +simple sounds must apply to the more developed mode of expression in +song, which may be taken as the primary type of all music. A great part +of the emotional effect of a song depends on the character of the +action by which the sounds are produced. In songs, for instance, which +express great vehemence of passion, the effect often chiefly depends on +the forcible utterance of some one or two characteristic passages which +demand great exertion of vocal force; and it will be frequently noticed +that a song of this character fails of its proper effect when sung by a +voice of sufficient power and range to give the characteristic passages +without much exertion. This is, no doubt, the secret of the loss of +effect so often produced by the transposition of a song from one key to +another. The effect is thus seen to depend not merely on the actual +sounds, but also in part on the nature of the action which produces the +sounds. Indeed it is obvious that whenever we feel the ‘expression’ of +a song to be due to its quickness or slowness of movement—to smoothness +of flow, loudness of utterance, and so on—we are, in fact, interpreting +the muscular actions which produce sound, in the same way in which we +interpret muscular action generally. But this leaves unexplained the +more subtle and more specific effect which we call the _musical_ +expression of the song—the delight given by its melody, or even by the +separate sounds which make up the melody. This is an effect indefinable +in language—one which, so far as I am aware, no one has been able to +analyse, and which the ingenious speculation of Mr. Herbert Spencer as +to the origin of music leaves quite unexplained. For it is certain that +the _melodic_ effect of a series of sounds does not depend in the least +on their loudness or softness, or on their _absolute_ pitch. A tune is +always the same tune, whether it is sung loudly or softly, by a child +or a man; whether it is played on a flute or on a trombone. The purely +musical effect of any sound depends on its place in what is technically +called a ‘scale;’ the same sound producing absolutely different effects +on the ear, according as it is heard in connection with one or another +series of sounds. + +“It is on this _relative_ association of the sounds that all the +essentially characteristic effects which are summed up in the phrase +‘musical expression,’ depend. But why certain associations of sounds +have such-and-such effects, is a problem which yet remains to be +solved. These effects must indeed, in some way or other, be connected +with the well-known arithmetical relations between the rates of +vibration of the sounds which form a musical scale. And it is +possible—but this is merely a suggestion—that the greater or less +mechanical facility with which the vibrating apparatus of the human +larynx passes from one state of vibration to another, may have been a +primary cause of the greater or less pleasure produced by various +sequences of sounds.” + +But leaving aside these complex questions and confining ourselves to +the simpler sounds, we can, at least, see some reasons for the +association of certain kinds of sounds with certain states of mind. A +scream, for instance, uttered by a young animal, or by one of the +members of a community, as a call for assistance, will naturally be +loud, prolonged, and high, so as to penetrate to a distance. For +Helmholtz has shown[407] that, owing to the shape of the internal +cavity of the human ear and its consequent power of resonance, high +notes produce a particularly strong impression. When male animals utter +sounds in order to please the females, they would naturally employ +those which are sweet to the ears of the species; and it appears that +the same sounds are often pleasing to widely different animals, owing +to the similarity of their nervous systems, as we ourselves perceive in +the singing of birds and even in the chirping of certain tree-frogs +giving us pleasure. On the other hand, sounds produced in order to +strike terror into an enemy, would naturally be harsh or displeasing. + +Whether the principle of antithesis has come into play with sounds, as +might perhaps have been expected, is doubtful. The interrupted, +laughing or tittering sounds made by man and by various kinds of +monkeys when pleased, are as different as possible from the prolonged +screams of these animals when distressed. The deep grunt of +satisfaction uttered by a pig, when pleased with its food, is widely +different from its harsh scream of pain or terror. But with the dog, as +lately remarked, the bark of anger and that of joy are sounds which by +no means stand in opposition to each other; and so it is in some other +cases. + +There is another obscure point, namely, whether the sounds which are +produced under various states of the mind determine the shape of the +mouth, or whether its shape is not determined by independent causes, +and the sound thus modified. When young infants cry they open their +mouths widely, and this, no doubt, is necessary for pouring forth a +full volume of sound; but the mouth then assumes, from a quite distinct +cause, an almost quadrangular shape, depending, as will hereafter be +explained, on the firm closing of the eyelids, and consequent drawing +up of the upper lip. How far this square shape of the mouth modifies +the wailing or crying sound, I am not prepared to say; but we know from +the researches of Helmholtz and others that the form of the cavity of +the mouth and lips determines the nature and pitch of the vowel sounds +which are produced. + +It will also be shown in a future chapter that, under the feeling of +contempt or disgust, there is a tendency, from intelligible causes, to +blow out of the mouth or nostrils, and this produces sounds like pooh +or pish. When any one is startled or suddenly astonished, there is an +instantaneous tendency, likewise from an intelligible cause, namely, to +be ready for prolonged exertion, to open the mouth widely, so as to +draw a deep and rapid inspiration. When the next full expiration +follows, the mouth is slightly closed, and the lips, from causes +hereafter to be discussed, are somewhat protruded; and this form of the +mouth, if the voice be at all exerted, produces, according to +Helmholtz, the sound of the vowel _O_. Certainly a deep sound of a +prolonged _Oh!_ may be heard from a whole crowd of people immediately +after witnessing any astonishing spectacle. If, together with surprise, +pain be felt, there is a tendency to contract all the muscles of the +body, including those of the face, and the lips will then be drawn +back; and this will perhaps account for the sound becoming higher and +assuming the character of _Ah!_ or _Ach!_ As fear causes all the +muscles of the body to tremble, the voice naturally becomes tremulous, +and at the same time husky from the dryness of the mouth, owing to the +salivary glands failing to act. Why the laughter of man and the +tittering of monkeys should be a rapidly reiterated sound, cannot be +explained. During the utterance of these sounds, the mouth is +transversely elongated by the corners being drawn backwards and +upwards; and of this fact an explanation will be attempted in a future +chapter. But the whole subject of the differences of the sounds +produced under different states of the mind is so obscure, that I have +succeeded in throwing hardly any light on it; and the remarks which I +have made, have but little significance. + + + +Sound Producing Quills from Tail of a Porcupine. Fig. 11 + +All the sounds hitherto noticed depend on the respiratory organs; but +sounds produced by wholly different means are likewise expressive. +Rabbits stamp loudly on the ground as a signal to their comrades; and +if a man knows how to do so properly, he may on a quiet evening hear +the rabbits answering him all around. These animals, as well as some +others, also stamp on the ground when made angry. Porcupines rattle +their quills and vibrate their tails when angered; and one behaved in +this manner when a live snake was placed in its compartment. The quills +on the tail are very different from those on the body: they are short, +hollow, thin like a goose-quill, with their ends transversely +truncated, so that they are open; they are supported on long, thin, +elastic foot-stalks. Now, when the tail is rapidly shaken, these hollow +quills strike against each other and produce, as I heard in the +presence of Mr. Bartlett, a peculiar continuous sound. We can, I think, +understand why porcupines have been provided, through the modification +of their protective spines, with this special sound-producing +instrument. They are nocturnal animals, and if they scented or heard a +prowling beast of prey, it would be a great advantage to them in the +dark to give warning to their enemy what they were, and that they were +furnished with dangerous spines. They would thus escape being attacked. +They are, as I may add, so fully conscious of the power of their +weapons, that when enraged they will charge backwards with their spines +erected, yet still inclined backwards. + +Many birds during their courtship produce diversified sounds by means +of specially adapted feathers. Storks, when excited, make a loud +clattering noise with their beaks. Some snakes produce a grating or +rattling noise. Many insects stridulate by rubbing together specially +modified parts of their hard integuments. This stridulation generally +serves as a sexual charm or call; but it is likewise used to express +different emotions.[408] Every one who has attended to bees knows that +their humming changes when they are angry; and this serves as a warning +that there is danger of being stung. I have made these few remarks +because some writers have laid so much stress on the vocal and +respiratory organs as having been specially adapted for expression, +that it was advisable to show that sounds otherwise produced serve +equally well for the same purpose. + +_Erection of the dermal appendages_.—Hardly any expressive movement is +so general as the involuntary erection of the hairs, feathers and other +dermal appendages; for it is common throughout three of the great +vertebrate classes. These appendages are erected under the excitement +of anger or terror; more especially when these emotions are combined, +or quickly succeed each other. The action serves to make the animal +appear larger and more frightful to its enemies or rivals, and is +generally accompanied by various voluntary movements adapted for the +same purpose, and by the utterance of savage sounds. Mr. Bartlett, who +has had such wide experience with animals of all kinds, does not doubt +that this is the case; but it is a different question whether the power +of erection was primarily acquired for this special purpose. + +I will first give a considerable body of facts showing how general this +action is with mammals, birds and reptiles; retaining what I have to +say in regard to man for a future chapter. Mr. Sutton, the intelligent +keeper in the Zoological Gardens, carefully observed for me the +Chimpanzee and Orang; and he states that when they are suddenly +frightened, as by a thunderstorm, or when they are made angry, as by +being teased, their hair becomes erect. I saw a chimpanzee who was +alarmed at the sight of a black coalheaver, and the hair rose all over +his body; he made little starts forward as if to attack the man, +without any real intention of doing so, but with the hope, as the +keeper remarked, of frightening him. The Gorilla, when enraged, is +described by Mr. Ford[409] as having his crest of hair “erect and +projecting forward, his nostrils dilated, and his under lip thrown +down; at the same time uttering his characteristic yell, designed, it +would seem, to terrify his antagonists.” I saw the hair on the Anubis +baboon, when angered bristling along the back, from the neck to the +loins, but not on the rump or other parts of the body. I took a stuffed +snake into the monkey-house, and the hair on several of the species +instantly became erect; especially on their tails, as I particularly +noticed with the _Cereopithecus nictitans_. Brehm states[410] that the +_Midas œdipus_ (belonging to the American division) when excited erects +its mane, in order, as he adds, to make itself as frightful as +possible. + +With the Carnivora the erection of the hair seems to be almost +universal, often accompanied by threatening movements, the uncovering +of the teeth and the utterance of savage growls. In the Herpestes, I +have seen the hair on end over nearly the whole body, including the +tail; and the dorsal crest is erected in a conspicuous manner by the +Hyaena and Proteles. The enraged lion erects his mane. The bristling of +the hair along the neck and back of the dog, and over the whole body of +the cat, especially on the tail, is familiar to every one. With the cat +it apparently occurs only under fear; with the dog, under anger and +fear; but not, as far as I have observed, under abject fear, as when a +dog is going to be flogged by a severe gamekeeper. If, however, the dog +shows fight, as sometimes happens, up goes his hair. I have often +noticed that the hair of a dog is particularly liable to rise, if he is +half angry and half afraid, as on beholding some object only +indistinctly seen in the dusk. + +I have been assured by a veterinary surgeon that he has often seen the +hair erected on horses and cattle, on which he had operated and was +again going to operate. When I showed a stuffed snake to a Peccary, the +hair rose in a wonderful manner along its back; and so it does with the +boar when enraged. An Elk which gored a man to death in the United +States, is described as first brandishing his antlers, squealing with +rage and stamping on the ground; “at length his hair was seen to rise +and stand on end,” and then he plunged forward to the attack.[411] The +hair likewise becomes erect on goats, and, as I hear from Mr. Blyth, on +some Indian antelopes. I have seen it erected on the hairy Ant-eater; +and on the Agouti, one of the Rodents. A female Bat,[412] which reared +her young under confinement, when any one looked into the cage “erected +the fur on her back, and bit viciously at intruding fingers.” + +Birds belonging to all the chief Orders ruffle their feathers when +angry or frightened. Every one must have seen two cocks, even quite +young birds, preparing to fight with erected neck-hackles; nor can +these feathers when erected serve as a means of defence, for +cock-fighters have found by experience that it is advantageous to trim +them. The male Ruff (_Machetes pugnæ_) likewise erects its collar of +feathers when fighting. When a dog approaches a common hen with her +chickens, she spreads out her wings, raises her tail, ruffles all her +feathers, and looking as ferocious as possible, dashes at the intruder. +The tail is not always held in exactly the same position; it is +sometimes so much erected, that the central feathers, as in the +accompanying drawing, almost touch the back. Swans, when angered, +likewise raise their wings and tail, and erect their feathers. They +open their beaks, and make by paddling little rapid starts forwards, +against any one who approaches the water’s edge too closely. Tropic +birds[413] when disturbed on their nests are said not to fly away, but +“merely to stick out their feathers and scream.” The Barn-owl, when +approached “instantly swells out its plumage, extends its wings and +tail, hisses and clacks its mandibles with force and rapidity.”[414] So +do other kinds of owls. Hawks, as I am informed by Mr. Jenner Weir, +likewise ruffle their feathers, and spread out their wings and tail +under similar circumstances. Some kinds of parrots erect their +feathers; and I have seen this action in the Cassowary, when angered at +the sight of an Ant-eater. Young cuckoos in the nest, raise their +feathers, open their mouths widely, and make themselves as frightful as +possible. + + + +Hen Driving Away a Dog from Her Chickens. Fig. 12 + +{illust. caption = FIG. 12—Hen driving away a dog from her chickens. +Drawn from life by Mr. Wood.} + + + +Swan Driving Away an Intruder. Fig 13 + +{illust. caption = FIG. 13.—Swan driving away an intruder. Drawn from +life by Mr. Wood.} + +Small birds, also, as I hear from Mr. Weir, such as various finches, +buntings and warblers, when angry, ruffle all their feathers, or only +those round the neck; or they spread out their wings and tail-feathers. +With their plumage in this state, they rush at each other with open +beaks and threatening gestures. Mr. Weir concludes from his large +experience that the erection of the feathers is caused much more by +anger than by fear. He gives as an instance a hybrid goldfinch of a +most irascible disposition, which when approached too closely by a +servant, instantly assumes the appearance of a ball of ruffled +feathers. He believes that birds when frightened, as a general rule, +closely adpress all their feathers, and their consequently diminished +size is often astonishing. As soon as they recover from their fear or +surprise, the first thing which they do is to shake out their feathers. +The best instances of this adpression of the feathers and apparent +shrinking of the body from fear, which Mr. Weir has noticed, has been +in the quail and grass-parrakeet.[415] The habit is intelligible in +these birds from their being accustomed, when in danger, either to +squat on the ground or to sit motionless on a branch, so as to escape +detection. Though, with birds, anger may be the chief and commonest +cause of the erection of the feathers, it is probable that young +cuckoos when looked at in the nest, and a hen with her chickens when +approached by a dog, feel at least some terror. Mr. Tegetmeier informs +me that with game-cocks, the erection of the feathers on the head has +long been recognized in the cock-pit as a sign of cowardice. + +The males of some lizards, when fighting together during their +courtship, expand their throat pouches or frills, and erect their +dorsal crests.[416] But Dr. Günther does not believe that they can +erect their separate spines or scales. + +We thus see how generally throughout the two higher vertebrate classes, +and with some reptiles, the dermal appendages are erected under the +influence of anger and fear. The movement is effected, as we know from +Kolliker’s interesting discovery, by the contraction of minute, +unstriped, involuntary muscles,[417] often called _arrectores pili_, +which are attached to the capsules of the separate hairs, feathers, &c. +By the contraction of these muscles the hairs can be instantly erected, +as we see in a dog, being at the same time drawn a little out of their +sockets; they are afterwards quickly depressed. The vast number of +these minute muscles over the whole body of a hairy quadruped is +astonishing. The erection of the hair is, however, aided in some cases, +as with that on the head of a man, by the striped and voluntary muscles +of the underlying _panniculus carnosus_. It is by the action of these +latter muscles, that the hedgehog erects its spines. It appears, also, +from the researches of Leydig[418] and others, that striped fibres +extend from the panniculus to some of the larger hairs, such as the +vibrissae of certain quadrupeds. The _arrectores pili_ contract not +only under the above emotions, but from the application of cold to the +surface. I remember that my mules and dogs, brought from a lower and +warmer country, after spending a night on the bleak Cordillera, had the +hair all over their bodies as erect as under the greatest terror. We +see the same action in our own _goose-skin_ during the chill before a +fever-fit. Mr. Lister has also found,[419] that tickling a neighbouring +part of the skin causes the erection and protrusion of the hairs. + +From these facts it is manifest that the erection of the dermal +appendages is a reflex action, independent of the will; and this action +must be looked at, when, occurring under the influence of anger or +fear, not as a power acquired for the sake of some advantage, but as an +incidental result, at least to a large extent, of the sensorium being +affected. The result, in as far as it is incidental, may be compared +with the profuse sweating from an agony of pain or terror. +Nevertheless, it is remarkable how slight an excitement often suffices +to cause the hair to become erect; as when two dogs pretend to fight +together in play. We have, also, seen in a large number of animals, +belonging to widely distinct classes, that the erection of the hair or +feathers is almost always accompanied by various voluntary movements—by +threatening gestures, opening the mouth, uncovering the teeth, +spreading out of the wings and tail by birds, and by the utterance of +harsh sounds; and the purpose of these voluntary movements is +unmistakable. Therefore it seems hardly credible that the co-ordinated +erection of the dermal appendages, by which the animal is made to +appear larger and more terrible to its enemies or rivals, should be +altogether an incidental and purposeless result of the disturbance of +the sensorium. This seems almost as incredible as that the erection by +the hedgehog of its spines, or of the quills by the porcupine, or of +the ornamental plumes by many birds during their courtship, should all +be purposeless actions. + +We here encounter a great difficulty. How can the contraction of the +unstriped and involuntary _arrectores pili_ have been co-ordinated with +that of various voluntary muscles for the same special purpose? If we +could believe that the arrectores primordially had been voluntary +muscles, and had since lost their stripes and become involuntary, the +case would be comparatively simple. I am not, however, aware that there +is any evidence in favour of this view; although the reversed +transition would not have presented any great difficulty, as the +voluntary muscles are in an unstriped condition in the embryos of the +higher animals, and in the larvae of some crustaceans. Moreover in the +deeper layers of the skin of adult birds, the muscular network is, +according to Leydig,[420] in a transitional condition; the fibres +exhibiting only indications of transverse striation. + +Another explanation seems possible. We may admit that originally the +_arrectores pili_ were slightly acted on in a direct manner, under the +influence of rage and terror, by the disturbance of the nervous system; +as is undoubtedly the case with our so-called _goose-skin_ before a +fever-fit. Animals have been repeatedly excited by rage and terror +during many generations; and consequently the direct effects of the +disturbed nervous system on the dermal appendages will almost certainly +have been increased through habit and through the tendency of +nerve-force to pass readily along accustomed channels. We shall find +this view of the force of habit strikingly confirmed in a future +chapter, where it will be shown that the hair of the insane is affected +in an extraordinary manner, owing to their repeated accesses of fury +and terror. As soon as with animals the power of erection had thus been +strengthened or increased, they must often have seen the hairs or +feathers erected in rival and enraged males, and the bulk of their +bodies thus increased. In this case it appears possible that they might +have wished to make themselves appear larger and more terrible to their +enemies, by voluntarily assuming a threatening attitude and uttering +harsh cries; such attitudes and utterances after a time becoming +through habit instinctive. In this manner actions performed by the +contraction of voluntary muscles might have been combined for the same +special purpose with those effected by involuntary muscles. It is even +possible that animals, when excited and dimly conscious of some change +in the state of their hair, might act on it by repeated exertions of +their attention and will; for we have reason to believe that the will +is able to influence in an obscure manner the action of some unstriped +or involuntary muscles, as in the period of the peristaltic movements +of the intestines, and in the contraction of the bladder. Nor must we +overlook the part which variation and natural selection may have +played; for the males which succeeded in making themselves appear the +most terrible to their rivals, or to their other enemies, if not of +overwhelming power, will on an average have left more offspring to +inherit their characteristic qualities, whatever these may be and +however first acquired, than have other males. + +_The inflation of the body, and other means of exciting fear in an +enemy_.—Certain Amphibians and Reptiles, which either have no spines to +erect, or no muscles by which they can be erected, enlarge themselves +when alarmed or angry by inhaling air. This is well known to be the +case with toads and frogs. The latter animal is made, in AEsop’s fable +of the ‘Ox and the Frog,’ to blow itself up from vanity and envy until +it burst. This action must have been observed during the most ancient +times, as, according to Mr. Hensleigh Wedgwood,[421] the word _toad_ +expresses in all the languages of Europe the habit of swelling. It has +been observed with some of the exotic species in the Zoological +Gardens; and Dr. Günther believes that it is general throughout the +group. Judging from analogy, the primary purpose probably was to make +the body appear as large and frightful as possible to an enemy; but +another, and perhaps more important secondary advantage is thus gained. +When frogs are seized by snakes, which are their chief enemies, they +enlarge themselves wonderfully; so that if the snake be of small size, +as Dr. Günther informs me, it cannot swallow the frog, which thus +escapes being devoured. + +Chameleons and some other lizards inflate themselves when angry. Thus a +species inhabiting Oregon, the _Tapaya Douglasii_, is slow in its +movements and does not bite, but has a ferocious aspect; “when +irritated it springs in a most threatening manner at anything pointed +at it, at the same time opening its mouth wide and hissing audibly, +after which it inflates its body, and shows other marks of anger.”[422] + +Several kinds of snakes likewise inflate themselves when irritated. The +puff-adder (_Clotho arietans_) is remarkable in this respect; but I +believe, after carefully watching these animals, that they do not act +thus for the sake of increasing their apparent bulk, but simply for +inhaling a large supply of air, so as to produce their surprisingly +loud, harsh, and prolonged hissing sound. The Cobras-de-capello, when +irritated, enlarge themselves a little, and hiss moderately; but, at +the same time they lift their heads aloft, and dilate by means of their +elongated anterior ribs, the skin on each side of the neck into a large +flat disk,—the so-called hood. With their widely opened mouths, they +then assume a terrific aspect. The benefit thus derived ought to be +considerable, in order to compensate for the somewhat lessened rapidity +(though this is still great) with which, when dilated, they can strike +at their enemies or prey; on the same principle that a broad, thin +piece of wood cannot be moved through the air so quickly as a small +round stick. An innocuous snake, the _Trovidonotus macrophthalmus_, an +inhabitant of India, likewise dilates its neck when irritated; and +consequently is often mistaken for its compatriot, the deadly +Cobra.[423] This resemblance perhaps serves as some protection to the +Tropidonotus. Another innocuous species, the Dasypeltis of South +Africa, blows itself out, distends its neck, hisses and darts at an +intruder.[424] Many other snakes hiss under similar circumstances. They +also rapidly vibrate their protruded tongues; and this may aid in +increasing their terrific appearance. + +Snakes possess other means of producing sounds besides hissing. Many +years ago I observed in South America that a venomous Trigonocephalus, +when disturbed, rapidly vibrated the end of its tail, which striking +against the dry grass and twigs produced a rattling noise that could be +distinctly heard at the distance of six feet.[425] The deadly and +fierce _Echis carinata_ of India produces “a curious prolonged, almost +hissing sound in a very different manner, namely by rubbing the sides +of the folds of its body against each other,” whilst the head remains +in almost the same position. The scales on the sides, and not on other +parts of the body, are strongly keeled, with the keels toothed like a +saw; and as the coiled-up animal rubs its sides together, these grate +against each other.[426] Lastly, we have the well-known case of the +Rattle-snake. He who has merely shaken the rattle of a dead snake, can +form no just idea of the sound produced by the living animal. Professor +Shaler states that it is indistinguishable from that made by the male +of a large Cicada (an Homopterous insect), which inhabits the same +district.[427] In the Zoological Gardens, when the rattle-snakes and +puff-adders were greatly excited at the same time, I was much struck at +the similarity of the sound produced by them; and although that made by +the rattle-snake is louder and shriller than the hissing of the +puff-adder, yet when standing at some yards distance I could scarcely +distinguish the two. For whatever purpose the sound is produced by the +one species, I can hardly doubt that it serves for the same purpose in +the other species; and I conclude from the threatening gestures made at +the same time by many snakes, that their hissing,—the rattling of the +rattle-snake and of the tail of the Trigonocephalus,—the grating of the +scales of the Echis,—and the dilatation of the hood of the Cobra,—all +subserve the same end, namely, to make them appear terrible to their +enemies.[428] + +It seems at first a probable conclusion that venomous snakes, such as +the foregoing, from being already so well defended by their +poison-fangs, would never be attacked by any enemy; and consequently +would have no need to excite additional terror. But this is far from +being the case, for they are largely preyed on in all quarters of the +world by many animals. It is well known that pigs are employed in the +United States to clear districts infested with rattle-snakes, which +they do most effectually.[429] In England the hedgehog attacks and +devours the viper. In India, as I hear from Dr. Jerdon, several kinds +of hawks, and at least one mammal, the Herpestes, kill cobras and other +venomous species;[430] and so it is in South Africa. Therefore it is by +no means improbable that any sounds or signs by which the venomous +species could instantly make themselves recognized as dangerous, would +be of more service to them than to the innocuous species which would +not be able, if attacked, to inflict any real injury. + +Having said thus much about snakes, I am tempted to add a few remarks +on the means by which the rattle of the rattle-snake was probably +developed. Various animals, including some lizards, either curl or +vibrate their tails when excited. This is the case with many kinds of +snakes.[431] In the Zoological Gardens, an innocuous species, the +_Coronella Sayi_, vibrates its tail so rapidly that it becomes almost +invisible. The Trigonocephalus, before alluded to, has the same habit; +and the extremity of its tail is a little enlarged, or ends in a bead. +In the Lachesis, which is so closely allied to the rattle-snake that it +was placed by Linnaeus in the same genus, the tail ends in a single, +large, lancet-shaped point or scale. With some snakes the skin, as +Professor Shaler remarks, “is more imperfectly detached from the region +about the tail than at other parts of the body.” Now if we suppose that +the end of the tail of some ancient American species was enlarged, and +was covered by a single large scale, this could hardly have been cast +off at the successive moults. In this case it would have been +permanently retained, and at each period of growth, as the snake grew +larger, a new scale, larger than the last, would have been formed above +it, and would likewise have been retained. The foundation for the +development of a rattle would thus have been laid; and it would have +been habitually used, if the species, like so many others, vibrated its +tail whenever it was irritated. That the rattle has since been +specially developed to serve as an efficient sound-producing +instrument, there can hardly be a doubt; for even the vertebrae +included within the extremity of the tail have been altered in shape +and cohere. But there is no greater improbability in various +structures, such as the rattle of the rattle-snake,—the lateral scales +of the Echis,—the neck with the included ribs of the Cobra,—and the +whole body of the puff-adder,—having been modified for the sake of +warning and frightening away their enemies, than in a bird, namely, the +wonderful Secretary-hawk (_Gypogeranus_) having had its whole frame +modified for the sake of killing snakes with impunity. It is highly +probable, judging from what we have before seen, that this bird would +ruffle its feathers whenever it attacked a snake; and it is certain +that the Herpestes, when it eagerly rushes to attack a snake, erects +the hair all over its body, and especially that on its tail.[432] We +have also seen that some porcupines, when angered or alarmed at the +sight of a snake, rapidly vibrate their tails, thus producing a +peculiar sound by the striking together of the hollow quills. So that +here both the attackers and the attacked endeavour to make themselves +as dreadful as possible to each other; and both possess for this +purpose specialised means, which, oddly enough, are nearly the same in +some of these cases. Finally we can see that if, on the one hand, those +individual snakes, which were best able to frighten away their enemies, +escaped best from being devoured; and if, on the other hand, those +individuals of the attacking enemy survived in larger numbers which +were the best fitted for the dangerous task of killing and devouring +venomous snakes;—then in the one case as in the other, beneficial +variations, supposing the characters in question to vary, would +commonly have been preserved through the survival of the fittest. + +_The Drawing back and pressure of the Ears to the Head_.—The ears +through their movements are highly expressive in many animals; but in +some, such as man, the higher apes, and many ruminants, they fail in +this respect. A slight difference in position serves to express in the +plainest manner a different state of mind, as we may daily see in the +dog; but we are here concerned only with the ears being drawn closely +backwards and pressed to the head. A savage frame of mind is thus +shown, but only in the case of those animals which fight with their +teeth; and the care which they take to prevent their ears being seized +by their antagonists, accounts for this position. Consequently, through +habit and association, whenever they feel slightly savage, or pretend +in their play to be savage, their ears are drawn back. That this is the +true explanation may be inferred from the relation which exists in very +many animals between their manner of fighting and the retraction of +their ears. + +All the Carnivora fight with their canine teeth, and all, as far as I +have observed, draw their ears back when feeling savage. This may be +continually seen with dogs when fighting in earnest, and with puppies +fighting in play. The movement is different from the falling down and +slight drawing back of the ears, when a dog feels pleased and is +caressed by his master. The retraction of the ears may likewise be seen +in kittens fighting together in their play, and in full-grown cats when +really savage, as before illustrated in fig. 9 (p. 58). Although their +ears are thus to a large extent protected, yet they often get much torn +in old male cats during their mutual battles. The same movement is very +striking in tigers, leopards, &c., whilst growling over their food in +menageries. The lynx has remarkably long ears; and their retraction, +when one of these animals is approached in its cage, is very +conspicuous, and is eminently expressive of its savage disposition. +Even one of the Eared Seals, the _Otariapusilla_, which has very small +ears, draws them backwards, when it makes a savage rush at the legs of +its keeper. + +When horses fight together they use their incisors for biting, and +their fore-legs for striking, much more than they do their hind-legs +for kicking backwards. This has been observed when stallions have +broken loose and have fought together, and may likewise be inferred +from the kind of wounds which they inflict on each other. Every one +recognizes the vicious appearance which the drawing back of the ears +gives to a horse. This movement is very different from that of +listening to a sound behind. If an ill-tempered horse in a stall is +inclined to kick backwards, his ears are retracted from habit, though +he has no intention or power to bite. But when a horse throws up both +hind-legs in play, as when entering an open field, or when just touched +by the whip, he does not generally depress his ears, for he does not +then feel vicious. Guanacoes fight savagely with their teeth; and they +must do so frequently, for I found the hides of several which I shot in +Patagonia deeply scored. So do camels; and both these animals, when +savage, draw their ears closely backwards. Guanacoes, as I have +noticed, when not intending to bite, but merely to spit their offensive +saliva from a distance at an intruder, retract their ears. Even the +hippopotamus, when threatening with its widely-open enormous mouth a +comrade, draws back its small ears, just like a horse. + +Now what a contrast is presented between the foregoing animals and +cattle, sheep, or goats, which never use their teeth in fighting, and +never draw back their ears when enraged! Although sheep and goats +appear such placid animals, the males often join in furious contests. +As deer form a closely related family, and as I did not know that they +ever fought with their teeth, I was much surprised at the account given +by Major Ross King of the Moose-deer in Canada. He says, when“two males +chance to meet, laying back their ears and gnashing their teeth +together, they rush at each other with appalling fury.”[433] But Mr. +Bartlett informs me that some species of deer fight savagely with their +teeth, so that the drawing back of the ears by the moose accords with +our rule. Several kinds of kangaroos, kept in the Zoological Gardens, +fight by scratching with their fore-feet and by kicking with their +hind-legs; but they never bite each other, and the keepers have never +seen them draw back their ears when angered. Rabbits fight chiefly by +kicking and scratching, but they likewise bite each other; and I have +known one to bite off half the tail of its antagonist. At the +commencement of their battles they lay back their ears, but afterwards, +as they bound over and kick each other, they keep their ears erect, or +move them much about. + +Mr. Bartlett watched a wild boar quarrelling rather savagely with his +sow; and both had their mouths open and their ears drawn backwards. But +this does not appear to be a common action with domestic pigs when +quarrelling. Boars fight together by striking upwards with their tusks; +and Mr. Bartlett doubts whether they then draw back their ears. +Elephants, which in like manner fight with their tusks, do not retract +their ears, but, on the contrary, erect them when rushing at each other +or at an enemy. + +The rhinoceroses in the Zoological Gardens fight with their nasal +horns, and have never been seen to attempt biting each other except in +play; and the keepers are convinced that they do not draw back their +ears, like horses and dogs, when feeling savage. The following +statement, therefore, by Sir S. Baker[434] is inexplicable, namely, +that a rhinoceros, which he shot in North Africa, “had no ears; they +had been bitten off close to the head by another of the same species +while fighting; and this mutilation is by no means uncommon.” + +Lastly, with respect to monkeys. Some kinds, which have moveable ears, +and which fight with their teeth—for instance the _Cereopithecus +ruber_—draw back their ears when irritated just like dogs; and they +then have a very spiteful appearance. Other kinds, as the _Inuus +ecaudatus_, apparently do not thus act. Again, other kinds—and this is +a great anomaly in comparison with most other animals—retract their +ears, show their teeth, and jabber, when they are pleased by being +caressed. I observed this in two or three species of Macacus, and in +the _Cynopithecus niger_. This expression, owing to our familiarity +with dogs, would never be recognized as one of joy or pleasure by those +unacquainted with monkeys. + +_Erection of the Ears_.—This movement requires hardly any notice. All +animals which have the power of freely moving their ears, when they are +startled, or when they closely observe any object, direct their ears to +the point towards which they are looking, in order to hear any sound +from this quarter. At the same time they generally raise their heads, +as all their organs of sense are there situated, and some of the +smaller animals rise on their hind-legs. Even those kinds which squat +on the ground or instantly flee away to avoid danger, generally act +momentarily in this manner, in order to ascertain the source and nature +of the danger. The head being raised, with erected ears and eyes +directed forwards, gives an unmistakable expression of close attention +to any animal. + + + + +CHAPTER V. SPECIAL EXPRESSIONS OF ANIMALS. + +The Dog, various expressive movements of—Cats—Horses—Ruminants—Monkeys, +their expression of joy and affection—Of pain—Anger—Astonishment and +Terror. + +_The Dog_.—I have already described (figs. 5 and 7) the appearance of a +dog approaching another dog with hostile intentions, namely, with +erected ears, eyes intently directed forwards, hair on the neck and +back bristling, gait remarkably stiff, with the tail upright and rigid. +So familiar is this appearance to us, that an angry man is sometimes +said “to have his back up.” Of the above points, the stiff gait and +upright tail alone require further discussion. Sir C. Bell remarks[501] +that, when a tiger or wolf is struck by its keeper and is suddenly +roused to ferocity, every muscle is in tension, and the limbs are in an +attitude of strained exertion, prepared to spring. This tension of the +muscles and consequent stiff gait may be accounted for on the principle +of associated habit, for anger has continually led to fierce struggles, +and consequently to all the muscles of the body having been violently +exerted. There is also reason to suspect that the muscular system +requires some short preparation, or some degree of innervation, before +being brought into strong action. My own sensations lead me to this +inference; but I cannot discover that it is a conclusion admitted by +physiologists. Sir J. Paget, however, informs me that when muscles are +suddenly contracted with the greatest force, without any preparation, +they are liable to be ruptured, as when a man slips unexpectedly; but +that this rarely occurs when an action, however violent, is +deliberately performed. + +With respect to the upright position of the tail, it seems to depend +(but whether this is really the case I know not) on the elevator +muscles being more powerful than the depressors, so that when all the +muscles of the hinder part of the body are in a state of tension, the +tail is raised. A dog in cheerful spirits, and trotting before his +master with high, elastic steps, generally carries his tail aloft, +though it is not held nearly so stiffly as when he is angered. A horse +when first turned out into an open field, may be seen to trot with long +elastic strides, the head and tail being held high aloft. Even cows +when they frisk about from pleasure, throw up their tails in a +ridiculous fashion. So it is with various animals in the Zoological +Gardens. The position of the tail, however, in certain cases, is +determined by special circumstances; thus as soon as a horse breaks +into a gallop, at full speed, he always lowers his tail, so that as +little resistance as possible may be offered to the air. + +When a dog is on the point of springing on his antagonist, he utters a +savage growl; the ears are pressed closely backwards, and the upper lip +(fig. 14) is retracted out of the way of his teeth, especially of his +canines. These movements may be observed with dogs and puppies in their +play. But if a dog gets really savage in his play, his expression +immediately changes. This, however, is simply due to the lips and ears +being drawn back with much greater energy. If a dog only snarls at +another, the lip is generally retracted on one side alone, namely +towards his enemy. + + + +Head of Snarling Dog. Fig 14 + +{illust. caption = FIG. 14.—Head of snarling Dog. From life, by Mr. +Wood. + +The movements of a dog whilst exhibiting affection towards his master +were described (figs. 6 and 8) in our second chapter. These consist in +the head and whole body being lowered and thrown into flexuous +movements, with the tail extended and wagged from side to side. The +ears fall down and are drawn somewhat backwards, which causes the +eyelids to be elongated, and alters the whole appearance of the face. +The lips hang loosely, and the hair remains smooth. All these movements +or gestures are explicable, as I believe, from their standing in +complete antithesis to those naturally assumed by a savage dog under a +directly opposite state of mind. When a man merely speaks to, or just +notices, his dog, we see the last vestige of these movements in a +slight wag of the tail, without any other movement of the body, and +without even the ears being lowered. Dogs also exhibit their affection +by desiring to rub against their masters, and to be rubbed or patted by +them. + +Gratiolet explains the above gestures of affection in the following +manner: and the reader can judge whether the explanation appears +satisfactory. Speaking of animals in general, including the dog, he +says,[502] “C’est toujours la partie la plus sensible de leurs corps +qui recherche les caresses ou les donne. Lorsque toute la longueur des +flancs et du corps est sensible, l’animal serpente et rampe sous les +caresses; et ces ondulations se propageant le long des muscles +analogues des segments jusqu’aux extrémités de la colonne vertébrale, +la queue se ploie et s’agite.” Further on, he adds, that dogs, when +feeling affectionate, lower their ears in order to exclude all sounds, +so that their whole attention may be concentrated on the caresses of +their master! + +Dogs have another and striking way of exhibiting their affection, +namely, by licking the hands or faces of their masters. They sometimes +lick other dogs, and then it is always their chops. I have also seen +dogs licking cats with whom they were friends. This habit probably +originated in the females carefully licking their puppies—the dearest +object of their love—for the sake of cleansing them. They also often +give their puppies, after a short absence, a few cursory licks, +apparently from affection. Thus the habit will have become associated +with the emotion of love, however it may afterwards be aroused. It is +now so firmly inherited or innate, that it is transmitted equally to +both sexes. A female terrier of mine lately had her puppies destroyed, +and though at all times a very affectionate creature, I was much struck +with the manner in which she then tried to satisfy her instinctive +maternal love by expending it on me; and her desire to lick my hands +rose to an insatiable passion. + +The same principle probably explains why dogs, when feeling +affectionate, like rubbing against their masters and being rubbed or +patted by them, for from the nursing of their puppies, contact with a +beloved object has become firmly associated in their minds with the +emotion of love. + +The feeling of affection of a dog towards his master is combined with a +strong sense of submission, which is akin to fear. Hence dogs not only +lower their bodies and crouch a little as they approach their masters, +but sometimes throw themselves on the ground with their bellies +upwards. This is a movement as completely opposite as is possible to +any show of resistance. I formerly possessed a large dog who was not at +all afraid to fight with other dogs; but a wolf-like shepherd-dog in +the neighbourhood, though not ferocious and not so powerful as my dog, +had a strange influence over him. When they met on the road, my dog +used to run to meet him, with his tail partly tucked in between his +legs and hair not erected; and then he would throw himself on the +ground, belly upwards. By this action he seemed to say more plainly +than by words, “Behold, I am your slave.” + +A pleasurable and excited state of mind, associated with affection, is +exhibited by some dogs in a very peculiar manner, namely, by grinning. +This was noticed long ago by Somerville, who says, + +“And with a courtly grin, the fawning hound +Salutes thee cow’ring, his wide op’ning nose +Upward he curls, and his large sloe-back eyes +Melt in soft blandishments, and humble joy.” +_The Chase_, book i. + + +Sir W. Scott’s famous Scotch greyhound, Maida, had this habit, and it +is common with terriers. I have also seen it in a Spitz and in a +sheep-dog. Mr. Riviere, who has particularly attended to this +expression, informs me that it is rarely displayed in a perfect manner, +but is quite common in a lesser degree. The upper lip during the act of +grinning is retracted, as in snarling, so that the canines are exposed, +and the ears are drawn backwards; but the general appearance of the +animal clearly shows that anger is not felt. Sir C. Bell[503] remarks +“Dogs, in their expression of fondness, have a slight eversion of the +lips, and grin and sniff amidst their gambols, in a way that resembles +laughter.” Some persons speak of the grin as a smile, but if it had +been really a smile, we should see a similar, though more pronounced, +movement of the lips and ears, when dogs utter their bark of joy; but +this is not the case, although a bark of joy often follows a grin. On +the other hand, dogs, when playing with their comrades or masters, +almost always pretend to bite each other; and they then retract, though +not energetically, their lips and ears. Hence I suspect that there is a +tendency in some dogs, whenever they feel lively pleasure combined with +affection, to act through habit and association on the same muscles, as +in playfully biting each other, or their masters’ hands. + +I have described, in the second chapter, the gait and appearance of a +dog when cheerful, and the marked antithesis presented by the same +animal when dejected and disappointed, with his head, ears, body, tail, +and chops drooping, and eyes dull. Under the expectation of any great +pleasure, dogs bound and jump about in an extravagant manner, and bark +for joy. The tendency to bark under this state of mind is inherited, or +runs in the breed: greyhounds rarely bark, whilst the Spitz-dog barks +so incessantly on starting for a walk with his master that he becomes a +nuisance. + +An agony of pain is expressed by dogs in nearly the same way as by many +other animals, namely, by howling writhing, and contortions of the +whole body. + +Attention is shown by the head being raised, with the ears erected, and +eyes intently directed towards the object or quarter under observation. +If it be a sound and the source is not known, the head is often turned +obliquely from side to side in a most significant manner, apparently in +order to judge with more exactness from what point the sound proceeds. +But I have seen a dog greatly surprised at a new noise, turning, his +head to one side through habit, though he clearly perceived the source +of the noise. Dogs, as formerly remarked, when their attention is in +any way aroused, whilst watching some object, or attending to some +sound, often lift up one paw (fig. 4) and keep it doubled up, as if to +make a slow and stealthy approach. + +A dog under extreme terror will throw himself down, howl, and void his +excretions; but the hair, I believe, does not become erect unless some +anger is felt. I have seen a dog much terrified at a band of musicians +who were playing loudly outside the house, with every muscle of his +body trembling, with his heart palpitating so quickly that the beats +could hardly be counted, and panting for breath with widely open mouth, +in the same manner as a terrified man does. Yet this dog had not +exerted himself; he had only wandered slowly and restlessly about the +room, and the day was cold. + +Even a very slight degree of fear is invariably shown by the tail being +tucked in between the legs. This tucking in of the fail is accompanied +by the ears being drawn backwards; but they are not pressed closely to +the head, as in snarling, and they are not lowered, as when a dog is +pleased or affectionate. When two young dogs chase each other in play, +the one that runs away always keeps his tail tucked inwards. So it is +when a dog, in the highest spirits, careers like a mad creature round +and round his master in circles, or in figures of eight. He then acts +as if another dog were chasing him. This curious kind of play, which +must be familiar to every one who has attended to dogs, is particularly +apt to be excited, after the animal has been a little startled or +frightened, as by his master suddenly jumping out on him in the dusk. +In this case, as well as when two young dogs are chasing each other in +play, it appears as if the one that runs away was afraid of the other +catching him by the tail; but as far as I can find out, dogs very +rarely catch each other in this manner. I asked a gentleman, who had +kept foxhounds all his life, and he applied to other experienced +sportsmen, whether they had ever seen hounds thus seize a fox; but they +never had. It appears that when a dog is chased, or when in danger of +being struck behind, or of anything falling on him, in all these cases +he wishes to withdraw as quickly as possible his whole hind-quarters, +and that from some sympathy or connection between the muscles, the tail +is then drawn closely inwards. + +A similarly connected movement between the hind-quarters and the tail +may be observed in the hyaena. Mr. Bartlett informs me that when two of +these animals fight together, they are mutually conscious of the +wonderful power of each other’s jaws, and are extremely cautious. They +well know that if one of their legs were seized, the bone would +instantly be crushed into atoms; hence they approach each other +kneeling, with their legs turned as much as possible inwards, and with +their whole bodies bowed, so as not to present any salient point; the +tail at the same time being closely tucked in between the legs. In this +attitude they approach each other sideways, or even partly backwards. +So again with deer, several of the species, when savage and fighting, +tuck in their tails. When one horse in a field tries to bite the +hind-quarters of another in play, or when a rough boy strikes a donkey +from behind, the hind-quarters and the tail are drawn in, though it +does not appear as if this were done merely to save the tail from being +injured. We have also seen the reverse of these movements; for when an +animal trots with high elastic steps, the tail is almost always carried +aloft. + +As I have said, when a dog is chased and runs away, he keeps his ears +directed backwards but still open; and this is clearly done for the +sake of hearing the footsteps of his pursuer. From habit the ears are +often held in this same position, and the tail tucked in, when the +danger is obviously in front. I have repeatedly noticed, with a timid +terrier of mine, that when she is afraid of some object in front, the +nature of which she perfectly knows and does not need to reconnoitre, +yet she will for a long time hold her ears and tail in this position, +looking the image of discomfort. Discomfort, without any fear, is +similarly expressed: thus, one day I went out of doors, just at the +time when this same dog knew that her dinner would be brought. I did +not call her, but she wished much to accompany me, and at the same time +she wished much for her dinner; and there she stood, first looking one +way and then the other, with her tail tucked in and ears drawn back, +presenting an unmistakable appearance of perplexed discomfort. + +Almost all the expressive movements now described, with the exception +of the grinning from joy, are innate or instinctive, for they are +common to all the individuals, young and old, of all the breeds. Most +of them are likewise common to the aboriginal parents of the dog, +namely the wolf and jackal; and some of them to other species of the +same group. Tamed wolves and jackals, when caressed by their masters, +jump about for joy, wag their tails, lower their ears, lick their +master’s hands, crouch down, and even throw themselves on the ground +belly upwards.[504] I have seen a rather fox-like African jackal, from +the Gaboon, depress its ears when caressed. Wolves and jackals, when +frightened, certainly tuck in their tails; and a tamed jackal has been +described as careering round his master in circles and figures of +eight, like a dog, with his tail between his legs. + +It has been stated[505] that foxes, however tame, never display any of +the above expressive movements; but this is not strictly accurate. Many +years ago I observed in the Zoological Gardens, and recorded the fact +at the time, that a very tame English fox, When caressed by the keeper, +wagged its tail, depressed its ears, and then threw itself on the +ground, belly upwards. The black fox of North America likewise +depressed its ears in a slight degree. But I believe that foxes never +lick the hands of their masters, and I have been assured that when +frightened they never tuck in their tails. If the explanation which I +have given of the expression of affection in dogs be admitted, then it +would appear that animals which have never been domesticated—namely +wolves, jackals, and even foxes—have nevertheless acquired, through the +principle of antithesis, certain expressive gestures; for it is not +probable that these animals, confined in cages, should have learnt them +by imitating dogs. + +_Cats_.—I have already described the actions of a cat (fig. 9), when +feeling savage and not terrified. She assumes a crouching attitude and +occasionally protrudes her fore-feet, with the claws exserted ready for +striking. The tail is extended, being curled or lashed from side to +side. The hair is not erected—at least it was not so in the few cases +observed by me. The ears are drawn closely backwards and the teeth are +shown. Low savage growls are uttered. We can understand why the +attitude assumed by a cat when preparing to fight with another cat, or +in any way greatly irritated, is so widely different from that of a dog +approaching another dog with hostile intentions; for the cat uses her +fore-feet for striking, and this renders a crouching position +convenient or necessary. She is also much more accustomed than a dog to +lie concealed and suddenly spring on her prey. No cause can be assigned +with certainty for the tail being lashed or curled from side to side. +This habit is common to many other animals—for instance, to the puma, +when prepared to spring;[506] but it is not common to dogs, or to +foxes, as I infer from Mr. St. John’s account of a fox lying in wait +and seizing a hare. We have already seen that some kinds of lizards and +various snakes, when excited, rapidly vibrate the tips of their tails. +It would appear as if, under strong excitement, there existed an +uncontrollable desire for movement of some kind, owing to nerve-force +being freely liberated from the excited sensorium; and that as the tail +is left free, and as its movement does not disturb the general position +of the body, it is curled or lashed about. + +All the movements of a cat, when feeling affectionate, are in complete +antithesis to those just described. She now stands upright, with +slightly arched back, tail perpendicularly raised, and ears erected; +and she rubs her cheeks and flanks against her master or mistress. The +desire to rub something is so strong in cats under this state of mind, +that they may often be seen rubbing themselves against the legs of +chairs or tables, or against door-posts. This manner of expressing +affection probably originated through association, as in the case of +dogs, from the mother nursing and fondling her young; and perhaps from +the young themselves loving each other and playing together. Another +and very different gesture, expressive of pleasure, has already been +described, namely, the curious manner in which young and even old cats, +when pleased, alternately protrude their fore-feet, with separated +toes, as if pushing against and sucking their mother’s teats. This +habit is so far analogous to that of rubbing against something, that +both apparently are derived from actions performed during the nursing +period. Why cats should show affection by rubbing so much more than do +dogs, though the latter delight in contact with their masters, and why +cats only occasionally lick the hands of their friends, whilst dogs +always do so, I cannot say. Cats cleanse themselves by licking their +own coats more regularly than do dogs. On the other hand, their tongues +seem less well fitted for the work than the longer and more flexible +tongues of dogs. + + + +Cat Terrified at a Dog. Fig.15 + +Cats, when terrified, stand at full height, and arch their backs in a +well-known and ridiculous fashion. They spit, hiss, or growl. The hair +over the whole body, and especially on the tail, becomes erect. In the +instances observed by me the basal part of the tail was held upright, +the terminal part being thrown on one side; but sometimes the tail (see +fig. 15) is only a little raised, and is bent almost from the base to +one side. The ears are drawn back, and the teeth exposed. When two +kittens are playing together, the one often thus tries to frighten the +other. From what we have seen in former chapters, all the above points +of expression are intelligible, except the extreme arching of the back. +I am inclined to believe that, in the same manner as many birds, whilst +they ruffle their feathers, spread out their wings and tail, to make +themselves look as big as possible, so cats stand upright at their full +height, arch their backs, often raise the basal part of the tail, and +erect their hair, for the same purpose. The lynx, when attacked, is +said to arch its back, and is thus figured by Brehm. But the keepers in +the Zoological Gardens have never seen any tendency to this action in +the larger feline animals, such as tigers, lions, &c.; and these have +little cause to be afraid of any other animal. + +Cats use their voices much as a means of expression, and they utter, +under various emotions and desires, at least six or seven different +sounds. The purr of satisfaction, which is made during both inspiration +and expiration, is one of the most curious. The puma, cheetah, and +ocelot likewise purr; but the tiger, when pleased, “emits a peculiar +short snuffle, accompanied by the closure of the eyelids.”[507] It is +said that the lion, jaguar, and leopard, do not purr. + +_Horses_.—Horses when savage draw their ears closely back, protrude +their heads, and partially uncover their incisor teeth, ready for +biting. When inclined to kick behind, they generally, through habit, +draw back their ears; and their eyes are turned backwards in a peculiar +manner.[508] When pleased, as when some coveted food is brought to them +in the stable, they raise and draw in their heads, prick their ears, +and looking intently towards their friend, often whinny. Impatience is +expressed by pawing the ground. + +The actions of a horse when much startled are highly expressive. One +day my horse was much frightened at a drilling machine, covered by a +tarpaulin, and lying on an open field. He raised his head so high, that +his neck became almost perpendicular; and this he did from habit, for +the machine lay on a slope below, and could not have been seen with +more distinctness through the raising of the head; nor if any sound had +proceeded from it, could the sound have been more distinctly heard. His +eyes and ears were directed intently forwards; and I could feel through +the saddle the palpitations of his heart. With red dilated nostrils he +snorted violently, and whirling round, would have dashed off at full +speed, had I not prevented him. The distension of the nostrils is not +for the sake of scenting the source of danger, for when a horse smells +carefully at any object and is not alarmed, he does not dilate his +nostrils. Owing to the presence of a valve in the throat, a horse when +panting does not breathe through his open mouth, but through his +nostrils; and these consequently have become endowed with great powers +of expansion. This expansion of the nostrils, as well as the snorting, +and the palpitations of the heart, are actions which have become firmly +associated during a long series of generations with the emotion of +terror; for terror has habitually led the horse to the most violent +exertion in dashing away at full speed from the cause of danger. + +_Ruminants_.—Cattle and sheep are remarkable from displaying in so +slight a degree their emotions or sensations, excepting that of extreme +pain. A bull when enraged exhibits his rage only by the manner in which +he holds his lowered head, with distended nostrils, and by bellowing. +He also often paws the ground; but this pawing seems quite different +from that of an impatient horse, for when the soil is loose, he throws +up clouds of dust. I believe that bulls act in this manner when +irritated by flies, for the sake of driving them away. The wilder +breeds of sheep and the chamois when startled stamp on the ground, and +whistle through their noses; and this serves as a danger-signal to +their comrades. The musk-ox of the Arctic regions, when encountered, +likewise stamps on the ground.[509] How this stamping action arose I +cannot conjecture; for from inquiries which I have made it does not +appear that any of these animals fight with their fore-legs. + +Some species of deer, when savage, display far more expression than do +cattle, sheep, or goats, for, as has already been stated, they draw +back their ears, grind their teeth, erect their hair, squeal, stamp on +the ground, and brandish their horns. One day in the Zoological +Gardens, the Formosan deer (_Cervus pseudaxis_) approached me in a +curious attitude, with his muzzle raised high up, so that the horns +were pressed back on his neck; the head being held rather obliquely. +From the expression of his eye I felt sure that he was savage; he +approached slowly, and as soon as he came close to the iron bars, he +did not lower his head to butt at me, but suddenly bent it inwards, and +struck his horns with great force against the railings. Mr. Bartlett +informs me that some other species of deer place themselves in the same +attitude when enraged. + +_Monkeys_.—The various species and genera of monkeys express their +feelings in many different ways; and this fact is interesting, as in +some degree bearing on the question, whether the so-called races of man +should be ranked as distinct species or varieties; for, as we shall see +in the following chapters, the different races of man express their +emotions and sensations with remarkable uniformity throughout the +world. Some of the expressive actions of monkeys are interesting in +another way, namely from being closely analogous to those of man. As I +have had no opportunity of observing any one species of the group under +all circumstances, my miscellaneous remarks will be best arranged under +different states of the mind. + +_Pleasure, joy, affection_—It is not possible to distinguish in +monkeys, at least without more experience than I have had, the +expression of pleasure or joy from that of affection. Young chimpanzees +make a kind of barking noise, when pleased by the return of any one to +whom they are attached. When this noise, which the keepers call a +laugh, is uttered, the lips are protruded; but so they are under +various other emotions. Nevertheless I could perceive that when they +were pleased the form of the lips differed a little from that assumed +when they were angered. If a young chimpanzee be tickled—and the +armpits are particularly sensitive to tickling, as in the case of our +children,—a more decided chuckling or laughing sound is uttered; though +the laughter is sometimes noiseless. The corners of the mouth are then +drawn backwards; and this sometimes causes the lower eyelids to be +slightly wrinkled. But this wrinkling, which is so characteristic of +our own laughter, is more plainly seen in some other monkeys. The teeth +in the upper jaw in the chimpanzee are not exposed when they utter +their laughing noise, in which respect they differ from us. But their +eyes sparkle and grow brighter, as Mr. W. L. Martin,[510] who has +particularly attended to their expression, states. + +Young Orangs, when tickled, likewise grin and make a chuckling sound; +and Mr. Martin says that their eyes grow brighter. As soon as their +laughter ceases, an expression may be detected passing over their +faces, which, as Mr. Wallace remarked to me, may be called a smile. I +have also noticed something of the same kind with the chimpanzee. Dr. +Duchenne—and I cannot quote a better authority—informs me that he kept +a very tame monkey in his house for a year; and when he gave it during +meal-times some choice delicacy, he observed that the corners of its +mouth were slightly raised; thus an expression of satisfaction, +partaking of the nature of an incipient smile, and resembling that +often seen on the face of main, could be plainly perceived in this +animal. + +The _Cebus azaræ_,[511] when rejoiced at again seeing a beloved person, +utters a peculiar tittering (_kichernden_) sound. It also expresses +agreeable sensations, by drawing back the corners of its mouth, without +producing any sound. Rengger calls this movement laughter, but it would +be more appropriately called a smile. The form of the mouth is +different when either pain or terror is expressed, and high shrieks are +uttered. Another species of _Cebus_ in the Zoological Gardens (_C. +hypoleucus_) when pleased, makes a reiterated shrill note, and likewise +draws back the corners of its mouth, apparently through the contraction +of the same muscles as with us. So does the Barbary ape (_Inuus +ecaudatus_) to an extraordinary degree; and I observed in this monkey +that the skin of the lower eyelids then became much wrinkled. At the +same time it rapidly moved its lower jaw or lips in a spasmodic manner, +the teeth being exposed; but the noise produced was hardly more +distinct than that which we sometimes call silent laughter. Two of the +keepers affirmed that this slight sound was the animal’s laughter, and +when I expressed some doubt on this head (being at the time quite +inexperienced), they made it attack or rather threaten a hated Entellus +monkey, living in the same compartment. Instantly the whole expression +of the face of the Inuus changed; the mouth was opened much more +widely, the canine teeth were more fully exposed, and a hoarse barking +noise was uttered. + +The Anubis baboon (_Cynocephalus anubis_) was first insulted and put +into a furious rage, as was easily done, by his keeper, who then made +friends with him and shook hands. As the reconciliation was effected +the baboon rapidly moved up and down his jaws and lips, and looked +pleased. When we laugh heartily, a similar movement, or quiver, may be +observed more or less distinctly in our jaws; but with man the muscles +of the chest are more particularly acted on, whilst with this baboon, +and with some other monkeys, it is the muscles of the jaws and lips +which are spasmodically affected. + + + +Cynopithecus Niger, in a Placid Condition. Fig.16-17 + +I have already had occasion to remark on the curious manner in which +two or three species of Alacacus and the _Cynopithecus niger_ draw back +their ears and utter a slight jabbering noise, when they are pleased by +being caressed. With the Cynopithecus (fig. 17), the corners of the +mouth are at the same time drawn backwards and upwards, so that the +teeth are exposed. Hence this expression would never be recognized by a +stranger as one of pleasure. The crest of long hairs on the forehead is +depressed, and apparently the whole skin of the head drawn backwards. +The eyebrows are thus raised a little, and the eyes assume a staring +appearance. The lower eyelids also become slightly wrinkled; but this +wrinkling is not conspicuous, owing to the permanent transverse furrows +on the face. + +_Painful emotions and sensations_.—With monkeys the expression of +slight pain, or of any painful emotion, such as grief, vexation, +jealousy, &c., is not easily distinguished from that of moderate anger; +and these states of mind readily and quickly pass into each other. +Grief, however, with some species is certainly exhibited by weeping. A +woman, who sold a monkey to the Zoological Society, believed to have +come from Borneo (_Macacus maurus_ or _M. inornatus_ of Gray), said +that it often cried; and Mr. Bartlett, as well as the keeper Mr. +Sutton, have repeatedly seen it, when grieved, or even when much +pitied, weeping so copiously that the tears rolled down its cheeks. +There is, however, something strange about this case, for two specimens +subsequently kept in the Gardens, and believed to be the same species, +have never been seen to weep, though they were carefully observed by +the keeper and myself when much distressed and loudly screaming. +Rengger states[512] that the eyes of the _Cebus azaræ_ fill with tears, +but not sufficiently to overflow, when it is prevented getting some +much desired object, or is much frightened. Humboldt also asserts that +the eyes of the _Callithrix sciureus_ “instantly fill with tears when +it is seized with fear;” but when this pretty little monkey in the +Zoological Gardens was teased, so as to cry out loudly, this did not +occur. I do not, however, wish to throw the least doubt on the accuracy +of Humboldt’s statement. + +The appearance of dejection in young orangs and chimpanzees, when out +of health, is as plain and almost as pathetic as in the case of our +children. This state of mind and body is shown by their listless +movements, fallen countenances, dull eyes, and changed complexion. + +_Anger_.—This emotion is often exhibited by many kinds of monkeys, and +is expressed, as Mr. Martin remarks,[513] in many different ways. “Some +species, when irritated, pout the lips, gaze with a fixed and savage +glare on their foe, and make repeated short starts as if about to +spring forward, uttering at the same time inward guttural sounds. Many +display their anger by suddenly advancing, making abrupt starts, at the +same time opening the mouth and pursing up the lips, so as to conceal +the teeth, while the eyes are daringly fixed on the enemy, as if in +savage defiance. Some again, and principally the long-tailed monkeys, +or Guenons, display their teeth, and accompany their malicious grins +with a sharp, abrupt, reiterated cry.” Mr. Sutton confirms the +statement that some species uncover their teeth when enraged, whilst +others conceal them by the protrusion of their lips; and some kinds +draw back their ears. The _Cynopithecus niger_, lately referred to, +acts in this manner, at the same time depressing the crest of hair on +its forehead, and showing its teeth; so that the movements of the +features from anger are nearly the same as those from pleasure; and the +two expressions can be distinguished only by those familiar with the +animal. + +Baboons often show their passion and threaten their enemies in a very +odd manner, namely, by opening their mouths widely as in the act of +yawning. Mr. Bartlett has often seen two baboons, when first placed in +the same compartment, sitting opposite to each other and thus +alternately opening their mouths; and this action seems frequently to +end in a real yawn. Mr. Bartlett believes that both animals wish to +show to each other that they are provided with a formidable set of +teeth, as is undoubtedly the case. As I could hardly credit the reality +of this yawning gesture, Mr. Bartlett insulted an old baboon and put +him into a violent passion; and he almost immediately thus acted. Some +species of Macacus and of Cereopithecus[514] behave in the same manner. +Baboons likewise show their anger, as was observed by Brehin with those +which he kept alive in Abyssinia, in another manner, namely, by +striking the ground with one hand, “like an angry man striking the +table with his fist.” I have seen this movement with the baboons in the +Zoological Gardens; but sometimes the action seems rather to represent +the searching for a stone or other object in their beds of straw. + +Mr. Sutton has often observed the face of the _Macacus rhesus_, when +much enraged, growing red. As he was mentioning this to me, another +monkey attacked a _rhesus_, and I saw its face redden as plainly as +that of a man in a violent passion. In the course of a few minutes, +after the battle, the face of this monkey recovered its natural tint. +At the same time that the face reddened, the naked posterior part of +the body, which is always red, seemed to grow still redder; but I +cannot positively assert that this was the case. When the Mandrill is +in any way excited, the brilliantly coloured, naked parts of the skin +are said to become still more vividly coloured. + +With several species of baboons the ridge of the forehead projects much +over the eyes, and is studded with a few long hairs, representing our +eyebrows. These animals are always looking about them, and in order to +look upwards they raise their eyebrows. They have thus, as it would +appear, acquired the habit of frequently moving their eyebrows. However +this may be, many kinds of monkeys, especially the baboons, when +angered or in any way excited, rapidly and incessantly move their +eyebrows up and down, as well as the hairy skin of their +foreheads.[515] As we associate in the case of man the raising and +lowering of the eyebrows with definite states of the mind, the almost +incessant movement of the eyebrows by monkeys gives them a senseless +expression. I once observed a man who had a trick of continually +raising his eyebrows without any corresponding emotion, and this gave +to him a foolish appearance; so it is with some persons who keep the +corners of their mouths a little drawn backwards and upwards, as if by +an incipient smile, though at the time they are not amused or pleased. + +A young orang, made jealous by her keeper attending to another monkey, +slightly uncovered her teeth, and, uttering a peevish noise like +_tish-shist_, turned her back on him. Both orangs and chimpanzees, when +a little more angered, protrude their lips greatly, and make a harsh +barking noise. A young female chimpanzee, in a violent passion, +presented a curious resemblance to a child in the same state. She +screamed loudly with widely open mouth, the lips being retracted so +that the teeth were fully exposed. She threw her arms wildly about, +sometimes clasping them over her head. She rolled on the ground, +sometimes on her back, sometimes on her belly, and bit everything +within reach. A young gibbon (_Hylobates syndactylus_) in a passion has +been described[516] as behaving in almost exactly the same manner. + +The lips of young orangs and chimpanzees are protruded, sometimes to a +wonderful degree, under various circumstances. They act thus, not only +when slightly angered, sulky, or disappointed, but when alarmed at +anything—in one instance, at the sight of a turtle,[517]—and likewise +when pleased. But neither the degree of protrusion nor the shape of the +mouth is exactly the same, as I believe, in all cases; and the sounds +which are then uttered are different. The accompanying drawing +represents a chimpanzee made sulky by an orange having been offered +him, and then taken away. A similar protrusion or pouting of the lips, +though to a much slighter degree, may be seen in sulky children. + + + +Chimpanzee Disappointed and Sulky. Fig. 18 + +Many years ago, in the Zoological Gardens, I placed a looking-glass on +the floor before two young orangs, who, as far as it was known, had +never before seen one. At first they gazed at their own images with the +most steady surprise, and often changed their point of view. They then +approached close and protruded their lips towards the image, as if to +kiss it, in exactly the same manner as they had previously done towards +each other, when first placed, a few days before, in the same room. +They next made all sorts of grimaces, and put themselves in various +attitudes before the mirror; they pressed and rubbed the surface; they +placed their hands at different distances behind it; looked behind it; +and finally seemed almost frightened, started a little, became cross, +and refused to look any longer. + +When we try to perform some little action which is difficult and +requires precision, for instance, to thread a needle, we generally +close our lips firmly, for the sake, I presume, of not disturbing our +movements by breathing; and I noticed the same action in a young Orang. +The poor little creature was sick, and was amusing itself by trying to +kill the flies on the window-panes with its knuckles; this was +difficult as the flies buzzed about, and at each attempt the lips were +firmly compressed, and at the same time slightly protruded. + +Although the countenances, and more especially the gestures, of orangs +and chimpanzees are in some respects highly expressive, I doubt whether +on the whole they are so expressive as those of some other kinds of +monkeys. This may be attributed in part to their ears being immovable, +and in part to the nakedness of their eyebrows, of which the movements +are thus rendered less conspicuous. When, however, they raise their +eyebrows their foreheads become, as with us, transversely wrinkled. In +comparison with man, their faces are inexpressive, chiefly owing to +their not frowning under any emotion of the mind—that is, as far as I +have been able to observe, and I carefully attended to this point. +Frowning, which is one of the most important of all the expressions in +man, is due to the contraction of the corrugators by which the eyebrows +are lowered and brought together, so that vertical furrows are formed +on the forehead. Both the orang and chimpanzee are said[518] to possess +this muscle, but it seems rarely brought into action, at least in a +conspicuous manner. I made my hands into a sort of cage, and placing +some tempting fruit within, allowed both a young orang and chimpanzee +to try their utmost to get it out; but although they grew rather cross, +they showed not a trace of a frown. Nor was there any frown when they +were enraged. Twice I took two chimpanzees from their rather dark room +suddenly into bright sunshine, which would certainly have caused us to +frown; they blinked and winked their eyes, but only once did I see a +very slight frown. On another occasion, I tickled the nose of a +chimpanzee with a straw, and as it crumpled up its face, slight +vertical furrows appeared between the eyebrows. I have never seen a +frown on the forehead of the orang. + +The gorilla, when enraged, is described as erecting its crest of hair, +throwing down its under lip, dilating its nostrils, and uttering +terrific yells. Messrs. Savage and Wyman[519] state that the scalp can +be freely moved backwards and forwards, and that when the animal is +excited it is strongly contracted; but I presume that they mean by this +latter expression that the scalp is lowered; for they likewise speak of +the young chimpanzee, when crying out, as having the eyebrows strongly +contracted. The great power of movement in the scalp of the gorilla, of +many baboons and other monkeys, deserves notice in relation to the +power possessed by some few men, either through reversion or +persistence, of voluntarily moving their scalps.[520] + +_Astonishment, Terror_—A living fresh-water turtle was placed at my +request in the same compartment in the Zoological Gardens with many +monkeys; and they showed unbounded astonishment, as well as some fear. +This was displayed by their remaining motionless, staring intently with +widely opened eyes, their eyebrows being often moved up and down. Their +faces seemed somewhat lengthened. They occasionally raised themselves +on their hind-legs to get abetter view. They often retreated a few +feet, and then turning their heads over one shoulder, again stared +intently. It was curious to observe how much less afraid they were of +the turtle than of a living snake which I had formerly placed in their +compartment;[521] for in the course of a few minutes some of the +monkeys ventured to approach and touch the turtle. On the other hand, +some of the larger baboons were greatly terrified, and grinned as if on +the point of screaming out. When I showed a little dressed-up doll to +the _Cynopithecus niger_, it stood motionless, stared intently with +widely opened eyes, and advanced its ears a little forwards. But when +the turtle was placed in its compartment, this monkey also moved its +lips in an odd, rapid, jabbering manner, which the keeper declared was +meant to conciliate or please the turtle. + +I was never able clearly to perceive that the eyebrows of astonished +monkeys were kept permanently raised, though they were frequently moved +up and down. Attention, which precedes astonishment, is expressed by +man by a slight raising of the eyebrows; and Dr. Duchenne informs me +that when he gave to the monkey formerly mentioned some quite new +article of food, it elevated its eyebrows a little, thus assuming an +appearance of close attention. It then took the food in its fingers, +and, with lowered or rectilinear eyebrows, scratched, smelt, and +examined it,—an expression of reflection being thus exhibited. +Sometimes it would throw back its head a little, and again with +suddenly raised eyebrows re-examine and finally taste the food. + +In no case did any monkey keep its mouth open when it was astonished. +Mr. Sutton observed for me a young orang and chimpanzee during a +considerable length of time; and however much they were astonished, or +whilst listening intently to some strange sound, they did not keep +their mouths open. This fact is surprising, as with mankind hardly any +expression is more general than a widely open mouth under the sense of +astonishment. As far as I have been able to observe, monkeys breathe +more freely through their nostrils than men do; and this may account +for their not opening their mouths when they are astonished; for, as we +shall see in a future chapter, man apparently acts in this manner when +startled, at first for the sake of quickly drawing a full inspiration, +and afterwards for the sake of breathing as quietly as possible. + +Terror is expressed by many kinds of monkeys by the utterance of shrill +screams; the lips being drawn back, so that the teeth are exposed. The +hair becomes erect, especially when some anger is likewise felt. Mr. +Sutton has distinctly seen the face of the _Macacus rhesus_ grow pale +from fear. Monkeys also tremble from fear; and sometimes they void +their excretions. I have seen one which, when caught, almost fainted +from an excess of terror. + +Sufficient facts have now been given with respect to the expressions of +various animals. It is impossible to agree with Sir C. Bell when he +says[522] that “the faces of animals seem chiefly capable of expressing +rage and fear;” and again, when he says that all their expressions “may +be referred, more or less plainly, to their acts of volition or +necessary instincts.” He who will look at a dog preparing to attack +another dog or a man, and at the same animal when caressing his master, +or will watch the countenance of a monkey when insulted, and when +fondled by his keeper, will be forced to admit that the movements of +their features and their gestures are almost as expressive as those of +man. Although no explanation can be given of some of the expressions in +the lower animals, the greater number are explicable in accordance with +the three principles given at the commencement of the first chapter. + + + + +CHAPTER VI. SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. + +The screaming and weeping of infants—Forms of features—Age at which +weeping commences—The effects of habitual restraint on +weeping—Sobbing—Cause of the contraction of the muscles round the eyes +during screaming—Cause of the secretion of tears. + +In this and the following chapters the expressions exhibited by Man +under various states of the mind will be described and explained, as +far as lies in my power. My observations will be arranged according to +the order which I have found the most convenient; and this will +generally lead to opposite emotions and sensations succeeding each +other. + +_Suffering of the body and mind: weeping_.—I have already described in +sufficient detail, in the third chapter, the signs of extreme pain, as +shown by screams or groans, with the writhing of the whole body and the +teeth clenched or ground together. These signs are often accompanied or +followed by profuse sweating, pallor, trembling, utter prostration, or +faintness. No suffering is greater than that from extreme fear or +horror, but here a distinct emotion comes into play, and will be +elsewhere considered. Prolonged suffering, especially of the mind, +passes into low spirits, grief, dejection, and despair, and these +states will be the subject of the following chapter. Here I shall +almost confine myself to weeping or crying, more especially in +children. + +Infants, when suffering even slight pain, moderate hunger, or +discomfort, utter violent and prolonged screams. Whilst thus screaming +their eyes are firmly closed, so that the skin round them is wrinkled, +and the forehead contracted into a frown. The mouth is widely opened +with the lips retracted in a peculiar manner, which causes it to assume +a squarish form; the gums or teeth being more or less exposed. The +breath is inhaled almost spasmodically. It is easy to observe infants +whilst screaming; but I have found photographs made by the +instantaneous process the best means for observation, as allowing more +deliberation. I have collected twelve, most of them made purposely for +me; and they all exhibit the same general characteristics. I have, +therefore, had six of them[601] (Plate I.) reproduced by the heliotype +process. + + + +Screaming Infants. Plate I. + +The firm closing of the eyelids and consequent compression of the +eyeball,—and this is a most important element in various +expressions,—serves to protect the eyes from becoming too much gorged +with blood, as will presently be explained in detail. With respect to +the order in which the several muscles contract in firmly compressing +the eyes, I am indebted to Dr. Langstaff, of Southampton, for some +observations, which I have since repeated. The best plan for observing +the order is to make a person first raise his eyebrows, and this +produces transverse wrinkles across the forehead; and then very +gradually to contract all the muscles round the elves with as much +force as possible. The reader who is unacquainted with the anatomy of +the face, ought to refer to p. 24, and look at the woodcuts 1 to 3. The +corrugators of the brow (_corrugator supercilii_) seem to be the first +muscles to contract; and these draw the eyebrows downwards and inwards +towards the base of the nose, causing vertical furrows, that is a +frown, to appear between the eyebrows; at the same time they cause the +disappearance of the transverse wrinkles across the forehead. The +orbicular muscles contract almost simultaneously with the corrugators, +and produce wrinkles all round the eyes; they appear, however, to be +enabled to contract with greater force, as soon as the contraction of +the corrugators has given them some support. Lastly, the pyramidal +muscles of the nose contract; and these draw the eyebrows and the skin +of the forehead still lower down, producing short transverse wrinkles +across the base of the nose.[602] For the sake of brevity these muscles +will generally be spoken of as the orbiculars, or as those surrounding +the eyes. + +When these muscles are strongly contracted, those running to the upper +lip[603] likewise contract and raise the upper lip. This might have +been expected from the manner in which at least one of them, the +_malaris_, is connected with the orbiculars. Any one who will gradually +contract the muscles round his eyes, will feel, as he increases the +force, that his upper lip and the wings of his nose (which are partly +acted on by one of the same muscles) are almost always a little drawn +up. If he keeps his mouth firmly shut whilst contracting the muscles +round the eyes, and then suddenly relaxes his lips, he will feel that +the pressure on his eyes immediately increases. So again when a person +on a bright, glaring day wishes to look at a distant object, but is +compelled partially to close his eyelids, the upper lip may almost +always be observed to be somewhat raised. The mouths of some very +short-sighted persons, who are forced habitually to reduce the aperture +of their eyes, wear from this same reason a grinning expression. + +The raising of the upper lip draws upwards the flesh of the upper parts +of the cheeks, and produces a strongly marked fold on each cheek,—the +naso-labial fold,—which runs from near the wings of the nostrils to the +corners of the mouth and below them. This fold or furrow may be seen in +all the photographs, and is very characteristic of the expression of a +crying child; though a nearly similar fold is produced in the act of +laughing or smiling.[604] + +As the upper lip is much drawn up during the act of screaming, in the +manner just explained, the depressor muscles of the angles of the mouth +(see K in woodcuts 1 and 2) are strongly contracted in order to keep +the mouth widely open, so that a full volume of sound may be poured +forth. The action of these opposed muscles, above and below, tends to +give to the mouth an oblong, almost squarish outline, as may be seen in +the accompanying photographs. An excellent observer,[605] in describing +a baby crying whilst being fed, says, “it made its mouth like a square, +and let the porridge run out at all four corners.” I believe, but we +shall return to this point in a future chapter, that the depressor +muscles of the angles of the mouth are less under the separate control +of the will than the adjoining muscles; so that if a young child is +only doubtfully inclined to cry, this muscle is generally the first to +contract, and is the last to cease contracting. When older children +commence crying, the muscles which run to the upper lip are often the +first to contract; and this may perhaps be due to older children not +having so strong a tendency to scream loudly, and consequently to keep +their mouths widely open; so that the above-named depressor muscles are +not brought into such strong action. + +With one of my own infants, from his eighth day and for some time +afterwards, I often observed that the first sign of a screaming-fit, +when it could be observed coming on gradually, was a little frown, +owing to the contraction of the corrugators of the brows; the +capillaries of the naked head and face becoming at the same time +reddened with blood. As soon as the screaming-fit actually began, all +the muscles round the eyes were strongly contracted, and the mouth +widely opened in the manner above described; so that at this early +period the features assumed the same form as at a more advanced age. + +Dr. Piderit[606] lays great stress on the contraction of certain +muscles which draw down the nose and narrow the nostrils, as eminently +characteristic of a crying expression. The _depressores anguli oris_, +as we have just seen, are usually contracted at the same time, and they +indirectly tend, according to Dr. Duchenne, to act in this same manner +on the nose. With children having bad colds a similar pinched +appearance of the nose may be noticed, which is at least partly due, as +remarked to me by Dr. Langstaff, to their constant snuffling, and the +consequent pressure of the atmosphere on the two sides. The purpose of +this contraction of the nostrils by children having bad colds, or +whilst crying, seems to be to check the downward flow of the mucus and +tears, and to prevent these fluids spreading over the upper lip. + +After a prolonged and severe screaming-fit, the scalp, face, and eyes +are reddened, owing to the return of the blood from the head having +been impeded by the violent expiratory efforts; but the redness of the +stimulated eyes is chiefly due to the copious effusion of tears. The +various muscles of the face which have been strongly contracted, still +twitch a little, and the upper lip is still slightly drawn up or +everted,[607] with the corners of the mouth still a little drawn +downwards. I have myself felt, and have observed in other grown-up +persons, that when tears are restrained with difficulty, as in reading +a pathetic story, it is almost impossible to prevent the various +muscles. which with young children are brought into strong action +during their screaming-fits, from slightly twitching or trembling. + +Infants whilst young do not shed tears or weep, as is well known to +nurses and medical men. This circumstance is not exclusively due to the +lacrymal glands being as yet incapable of secreting tears. I first +noticed this fact from having accidentally brushed with the cuff of my +coat the open eye of one of my infants, when seventy-seven days old, +causing this eye to water freely; and though the child screamed +violently, the other eye remained dry, or was only slightly suffused +with tears. A similar slight effusion occurred ten days previously in +both eyes during a screaming-fit. The tears did not run over the +eyelids and roll down the cheeks of this child, whilst screaming badly, +when 122 days old. This first happened 17 days later, at the age of 139 +days. A few other children have been observed for me, and the period of +free weeping appears to be very variable. In one case, the eyes became +slightly suffused at the age of only 20 days; in another, at 62 days. +With two other children, the tears did NOT run down the face at the +ages of 84 and 110 days; but in a third child they did run down at the +age of 104 days. In one instance, as I was positively assured, tears +ran down at the unusually early age of 42 days. It would appear as if +the lacrymal glands required some practice in the individual before +they are easily excited into action, in somewhat the same manner as +various inherited consensual movements and tastes require some exercise +before they are fixed and perfected. This is all the more likely with a +habit like weeping, which must have been acquired since the period when +man branched off from the common progenitor of the genus Homo and of +the non-weeping anthropomorphous apes. + +The fact of tears not being shed at a very early age from pain or any +mental emotion is remarkable, as, later in life, no expression is more +general or more strongly marked than weeping. When the habit has once +been acquired by an infant, it expresses in the clearest manner +suffering of all kinds, both bodily pain and mental distress, even +though accompanied by other emotions, such as fear or rage. The +character of the crying, however, changes at a very early age, as I +noticed in my own infants,—the passionate cry differing from that of +grief. A lady informs me that her child, nine months old, when in a +passion screams loudly, but does not weep; tears, however, are shed +when she is punished by her chair being turned with its back to the +table. This difference may perhaps be attributed to weeping being +restrained, as we shall immediately see, at a more advanced age, under +most circumstances excepting grief; and to the influence of such +restraint being transmitted to an earlier period of life, than that at +which it was first practised. + +With adults, especially of the male sex, weeping soon ceases to be +caused by, or to express, bodily pain. This may be accounted for by its +being thought weak and unmanly by men, both of civilized and barbarous +races, to exhibit bodily pain by any outward sign. With this exception, +savages weep copiously from very slight causes, of which fact Sir J. +Lubbock[608] has collected instances. A New Zealand chief “cried like a +child because the sailors spoilt his favourite cloak by powdering it +with flour.” I saw in Tierra del Fuego a native who had lately lost a +brother, and who alternately cried with hysterical violence, and +laughed heartily at anything which amused him. With the civilized +nations of Europe there is also much difference in the frequency of +weeping. Englishmen rarely cry, except under the pressure of the +acutest grief; whereas in some parts of the Continent the men shed +tears much more readily and freely. + +The insane notoriously give way to all their emotions with little or no +restraint; and I am informed by Dr. J. Crichton Browne, that nothing is +more characteristic of simple melancholia, even in the male sex, than a +tendency to weep on the slightest occasions, or from no cause. They +also weep disproportionately on the occurrence of any real cause of +grief. The length of time during which some patients weep is +astonishing, as well as the amount of tears which they shed. One +melancholic girl wept for a whole day, and afterwards confessed to Dr. +Browne, that it was because she remembered that she had once shaved off +her eyebrows to promote their growth. Many patients in the asylum sit +for a long time rocking themselves backwards and forwards; “and if +spoken to, they stop their movements, purse up their eyes, depress the +corners of the mouth, and burst out crying.” In some of these cases, +the being spoken to or kindly greeted appears to suggest some fanciful +and sorrowful notion; but in other cases an effort of any kind excites +weeping, independently of any sorrowful idea. Patients suffering from +acute mania likewise have paroxysms of violent crying or blubbering, in +the midst of their incoherent ravings. We must not, however, lay too +much stress on the copious shedding of tears by the insane, as being +due to the lack of all restraint; for certain brain-diseases, as +hemiplegia, brain-wasting, and senile decay, have a special tendency to +induce weeping. Weeping is common in the insane, even after a complete +state of fatuity has been reached and the power of speech lost. Persons +born idiotic likewise weep;[609] but it is said that this is not the +case with cretins. + +Weeping seems to be the primary and natural expression, as we see in +children, of suffering of any kind, whether bodily pain short of +extreme agony, or mental distress. But the foregoing facts and common +experience show us that a frequently repeated effort to restrain +weeping, in association with certain states of the mind, does much in +checking the habit. On the other hand, it appears that the power of +weeping can be increased through habit; thus the Rev. R. Taylor,[610] +who long resided in New Zealand, asserts that the women can voluntarily +shed tears in abundance; they meet for this purpose to mourn for the +dead, and they take pride in crying “in the most affecting manner.” + +A single effort of repression brought to bear on the lacrymal glands +does little, and indeed seems often to lead to an opposite result. An +old and experienced physician told me that he had always found that the +only means to check the occasional bitter weeping of ladies who +consulted him, and who themselves wished to desist, was earnestly to +beg them not to try, and to assure them that nothing would relieve them +so much as prolonged and copious crying. + +The screaming of infants consists of prolonged expirations, with short +and rapid, almost spasmodic inspirations, followed at a somewhat more +advanced age by sobbing. According to Gratiolet,[611] the glottis is +chiefly affected during the act of sobbing. This sound is heard “at the +moment when the inspiration conquers the resistance of the glottis, and +the air rushes into the chest.” But the whole act of respiration is +likewise spasmodic and violent. The shoulders are at the same time +generally raised, as by this movement respiration is rendered easier. +With one of my infants, when seventy-seven days old, the inspirations +were so rapid and strong that they approached in character to sobbing; +when 138 days old I first noticed distinct sobbing, which subsequently +followed every bad crying-fit. The respiratory movements are partly +voluntary and partly involuntary, and I apprehend that sobbing is at +least in part due to children having some power to command after early +infancy their vocal organs and to stop their screams, but from having +less power over their respiratory muscles, these continue for a time to +act in an involuntary or spasmodic manner, after having been brought +into violent action. Sobbing seems to be peculiar to the human species; +for the keepers in the Zoological Gardens assure me that they have +never heard a sob from any kind of monkey; though monkeys often scream +loudly whilst being chased and caught, and then pant for a long time. +We thus see that there is a close analogy between sobbing and the free +shedding of tears; for with children, sobbing does not commence during +early infancy, but afterwards comes on rather suddenly and then follows +every bad crying-fit, until the habit is checked with advancing years. + +_On the cause of the contraction of the muscles round the eyes during +screaming_.—We have seen that infants and young children, whilst +screaming, invariably close their eyes firmly, by the contraction of +the surrounding muscles, so that the skin becomes wrinkled all around. +With older children, and even with adults, whenever there is violent +and unrestrained crying, a tendency to the contraction of these same +muscles may be observed; though this is often checked in order not to +interfere with vision. + +Sir C. Bell explains[612] this action in the following manner:—“During +every violent act of expiration, whether in hearty laughter, weeping, +coughing, or sneezing, the eyeball is firmly compressed by the fibres +of the orbicularis; and this is a provision for supporting and +defending the vascular system of the interior of the eye from a +retrograde impulse communicated to the blood in the veins at that time. +When we contract the chest and expel the air, there is a retardation of +the blood in the veins of the neck and head; and in the more powerful +acts of expulsion, the blood not only distends the vessels, but is even +regurgitated into the minute branches. Were the eye not properly +compressed at that time, and a resistance given to the shock, +irreparable injury might be inflicted on the delicate textures of the +interior of the eye.” He further adds, “If we separate the eyelids of a +child to examine the eye, while it cries and struggles with passion, by +taking off the natural support to the vascular system of the eye, and +means of guarding it against the rush of blood then occurring, the +conjunctiva becomes suddenly filled with blood, and the eyelids +everted.” + +Not only are the muscles round the eyes strongly contracted, as Sir C. +Bell states and as I have often observed, during screaming, loud +laughter, coughing, and sneezing, but during several other analogous +actions. A man contracts these muscles when he violently blows his +nose. I asked one of my boys to shout as loudly as he possibly could, +and as soon as he began, he firmly contracted his orbicular muscles; I +observed this repeatedly, and on asking him why he had every time so +firmly closed his eyes, I found that he was quite unaware of the fact: +he had acted instinctively or unconsciously. + +It is not necessary, in order to lead to the contraction of these +muscles, that air should actually be expelled from the chest; it +suffices that the muscles of the chest and abdomen should contract with +great force, whilst by the closure of the glottis no air escapes. In +violent vomiting or retching the diaphragm is made to descend by the +chest being filled with air; it is then held in this position by the +closure of the glottis, “as well as by the contraction of its own +fibres.”[613] The abdominal muscles now contract strongly upon the +stomach, its proper muscles likewise contracting, and the contents are +thus ejected. During each effort of vomiting “the head becomes greatly +congested, so that the features are red and swollen, and the large +veins of the face and temples visibly dilated.” At the same time, as I +know from observation, the muscles round the eyes are strongly +contracted. This is likewise the case when the abdominal muscles act +downwards with unusual force in expelling the contents of the +intestinal canal. + +The greatest exertion of the muscles of the body, if those of the chest +are not brought into strong action in expelling or compressing the air +within the lungs, does not lead to the contraction of the muscles round +the eyes. I have observed my sons using great force in gymnastic +exercises, as in repeatedly raising their suspended bodies by their +arms alone, and in lifting heavy weights from the ground, but there was +hardly any trace of contraction in the muscles round the eyes. + +As the contraction of these muscles for the protection of the eyes +during violent expiration is indirectly, as we shall hereafter see, a +fundamental element in several of our most important expressions, I was +extremely anxious to ascertain how far Sir C. Bell’s view could be +substantiated. Professor Donders, of Utrecht,[614] well known as one of +the highest authorities in Europe on vision and on the structure of the +eye, has most kindly undertaken for me this investigation with the aid +of the many ingenious mechanisms of modern science, and has published +the results.[615] He shows that during violent expiration the external, +the intra-ocular, and the retro-ocular vessels of the eye are all +affected in two ways, namely by the increased pressure of the blood in +the arteries, and by the return of the blood in the veins being +impeded. It is, therefore, certain that both the arteries and the veins +of the eye are more or less distended during violent expiration. The +evidence in detail may be found in Professor Donders’ valuable memoir. +We see the effects on the veins of the head, in their prominence, and +in the purple colour of the face of a man who coughs violently from +being half choked. I may mention, on the same authority, that the whole +eye certainly advances a little during each violent expiration. This is +due to the dilatation of the retro-ocular vessels, and might have been +expected from the intimate connection of the eye and brain; the brain +being known to rise and fall with each respiration, when a portion of +the skull has been removed; and as may be seen along the unclosed +sutures of infants’ heads. This also, I presume, is the reason that the +eyes of a strangled man appear as if they were starting from their +sockets. + +With respect to the protection of the eye during violent expiratory +efforts by the pressure of the eyelids, Professor Donders concludes +from his various observations that this action certainly limits or +entirely removes the dilatation of the vessels.[616] At such times, he +adds, we not unfrequently see the hand involuntarily laid upon the +eyelids, as if the better to support and defend the eyeball. + +Nevertheless much evidence cannot at present be advanced to prove that +the eye actually suffers injury from the want of support during violent +expiration; but there is some. It is “a fact that forcible expiratory +efforts in violent coughing or vomiting, and especially in sneezing, +sometimes give rise to ruptures of the little (external) vessels” of +the eye.[617] With respect to the internal vessels, Dr. Gunning has +lately recorded a case of exophthalmos in consequence of +whooping-cough, which in his opinion depended on the rupture of the +deeper vessels; and another analogous case has been recorded. But a +mere sense of discomfort would probably suffice to lead to the +associated habit of protecting the eyeball by the contraction of the +surrounding muscles. Even the expectation or chance of injury would +probably be sufficient, in the same manner as an object moving too near +the eye induces involuntary winking of the eyelids. We may, therefore, +safely conclude from Sir C. Bell’s observations, and more especially +from the more careful investigations by Professor Donders, that the +firm closure of the eyelids during the screaming of children is an +action full of meaning and of real service. + +We have already seen that the contraction of the orbicular muscles +leads to the drawing up of the upper lip, and consequently, if the +mouth is kept widely open, to the drawing down of the corners by the +contraction of the depressor muscles. The formation of the naso-labial +fold on the cheeks likewise follows from the drawing up of the upper +lip. Thus all the chief expressive movements of the face during crying +apparently result from the contraction of the muscles round the eyes. +We shall also find that the shedding of tears depends on, or at least +stands in some connection with, the contraction of these same muscles. + +In some of the foregoing cases, especially in those of sneezing and +coughing, it is possible that the contraction of the orbicular muscles +may serve in addition to protect the eyes from too severe a jar or +vibration. I think so, because dogs and cats, in crunching hard bones, +always close their eyelids, and at least sometimes in sneezing; though +dogs do not do so whilst barking loudly. Mr. Sutton carefully observed +for me a young orang and chimpanzee, and he found that both always +closed their eyes in sneezing and coughing, but not whilst screaming +violently. I gave a small pinch of snuff to a monkey of the American +division, namely, a Cebus, and it closed its eyelids whilst sneezing; +but not on a subsequent occasion whilst uttering loud cries. + +_Cause of the secretion of tears_.—It is an important fact which must +be considered in any theory of the secretion of tears from the mind +being affected, that whenever the muscles round the eyes are strongly +and involuntarily contracted in order to compress the blood-vessels and +thus to protect the eyes, tears are secreted, often in sufficient +abundance to roll down the cheeks. This occurs under the most opposite +emotions, and under no emotion at all. The sole exception, and this is +only a partial one, to the existence of a relation between the +involuntary and strong contraction of these muscles and the secretion +of tears is that of young infants, who, whilst screaming violently with +their eyelids firmly closed, do not commonly weep until they have +attained the age of from two to three or four months. Their eyes, +however, become suffused with tears at a much earlier age. It would +appear, as already remarked, that the lacrymal glands do not, from the +want of practice or some other cause, come to full functional activity +at a very early period of life. With children at a somewhat later age, +crying out or wailing from any distress is so regularly accompanied by +the shedding of tears, that weeping and crying are synonymous +terms.[618] + +Under the opposite emotion of great joy or amusement, as long as +laughter is moderate there is hardly any contraction of the muscles +round the eyes, so that there is no frowning; but when peals of loud +laughter are uttered, with rapid and violent spasmodic expirations, +tears stream down the face. I have more than once noticed the face of a +person, after a paroxysm of violent laughter, and I could see that the +orbicular muscles and those running to the upper lip were still +partially contracted, which together with the tear-stained cheeks gave +to the upper half of the face an expression not to be distinguished +from that of a child still blubbering from grief. The fact of tears +streaming down the face during violent laughter is common to all the +races of mankind, as we shall see in a future chapter. + +In violent coughing especially when a person is half-choked, the face +becomes purple, the veins distended, the orbicular muscles strongly +contracted, and tears run down the cheeks. Even after a fit of ordinary +coughing, almost every one has to wipe his eyes. In violent vomiting or +retching, as I have myself experienced and seen in others, the +orbicular muscles are strongly contracted, and tears sometimes flow +freely down the cheeks. It has been suggested to me that this may be +due to irritating matter being injected into the nostrils, and causing +by reflex action the secretion of tears. Accordingly I asked one of my +informants, a surgeon, to attend to the effects of retching when +nothing was thrown up from the stomach; and, by an odd coincidence, he +himself suffered the next morning from an attack of retching, and three +days subsequently observed a lady under a similar attack; and he is +certain that in neither case an atom of matter was ejected from the +stomach; yet the orbicular muscles were strongly contracted, and tears +freely secreted. I can also speak positively to the energetic +contraction of these same muscles round the eyes, and to the coincident +free secretion of tears, when the abdominal muscles act with unusual +force in a downward direction on the intestinal canal. + +Yawning commences with a deep inspiration, followed by a long and +forcible expiration; and at the same time almost all the muscles of the +body are strongly contracted, including those round the eyes. During +this act tears are often secreted, and I have seen them even rolling +down the cheeks. + +I have frequently observed that when persons scratch some point which +itches intolerably, they forcibly close their eyelids; but they do not, +as I believe, first draw a deep breath and then expel it with force; +and I have never noticed that the eyes then become filled with tears; +but I am not prepared to assert that this does not occur. The forcible +closure of the eyelids is, perhaps, merely a part of that general +action by which almost all the muscles of the body are at the same time +rendered rigid. It is quite different from the gentle closure of the +eyes which often accompanies, as Gratiolet remarks,[619] the smelling a +delicious odour, or the tasting a delicious morsel, and which probably +originates in the desire to shut out any disturbing impression through +the eyes. + +Professor Donders writes to me to the following effect: “I have +observed some cases of a very curious affection when, after a slight +rub (_attouchement_), for example, from the friction of a coat, which +caused neither a wound nor a contusion, spasms of the orbicular muscles +occurred, with a very profuse flow of tears, lasting about one hour. +Subsequently, sometimes after an interval of several weeks, violent +spasms of the same muscles re-occurred, accompanied by the secretion of +tears, together with primary or secondary redness of the eye.” Mr. +Bowman informs me that he has occasionally observed closely analogous +cases, and that, in some of these, there was no redness or inflammation +of the eyes. + +I was anxious to ascertain whether there existed in any of the lower +animals a similar relation between the contraction of the orbicular +muscles during violent expiration and the secretion of tears; but there +are very few animals which contract these muscles in a prolonged +manner, or which shed tears. _The Macacus maurus_, which formerly wept +so copiously in the Zoological Gardens, would have been a fine case for +observation; but the two monkeys now there, and which are believed to +belong to the same species, do not weep. Nevertheless they were +carefully observed by Mr. Bartlett and myself, whilst screaming loudly, +and they seemed to contract these muscles; but they moved about their +cages so rapidly, that it was difficult to observe with certainty. No +other monkey, as far as I have been able to ascertain, contracts its +orbicular muscles whilst screaming. + +The Indian elephant is known sometimes to weep. Sir E. Tennent, in +describing these which he saw captured and bound in Ceylon, says, some +“lay motionless on the ground, with no other indication of suffering +than the tears which suffused their eyes and flowed incessantly.” +Speaking of another elephant he says, “When overpowered and made fast, +his grief was most affecting; his violence sank to utter prostration, +and he lay on the ground, uttering choking cries, with tears trickling +down his cheeks.”[620] In the Zoological Gardens the keeper of the +Indian elephants positively asserts that he has several times seen +tears rolling down the face of the old female, when distressed by the +removal of the young one. Hence I was extremely anxious to ascertain, +as an extension of the relation between the contraction of the +orbicular muscles and the shedding of tears in man, whether elephants +when screaming or trumpeting loudly contract these muscles. At Mr. +Bartlett’s desire the keeper ordered the old and the young elephant to +trumpet; and we repeatedly saw in both animals that, just as the +trumpeting began, the orbicular muscles, especially the lower ones, +were distinctly contracted. On a subsequent occasion the keeper made +the old elephant trumpet much more loudly, and invariably both the +upper and lower orbicular muscles were strongly contracted, and now in +an equal degree. It is a singular fact that the African elephant, +which, however, is so different from the Indian species that it is +placed by some naturalists in a distinct sub-genus, when made on two +occasions to trumpet loudly, exhibited no trace of the contraction of +the orbicular muscles. + +From the several foregoing cases with respect to Man, there can, I +think, be no doubt that the contraction of the muscles round the eyes, +during violent expiration or when the expanded chest is forcibly +compressed, is, in some manner, intimately connected with the secretion +of tears. This holds good under widely different emotions, and +independently of any emotion. It is not, of course, meant that tears +cannot be secreted without the contraction of these muscles; for it is +notorious that they are often freely shed with the eyelids not closed, +and with the brows unwrinkled. The contraction must be both involuntary +and prolonged, as during a choking fit, or energetic, as during a +sneeze. The mere involuntary winking of the eyelids, though often +repeated, does not bring tears into the eyes. Nor does the voluntary +and prolonged contraction of the several surrounding muscles suffice. +As the lacrymal glands of children are easily excited, I persuaded my +own and several other children of different ages to contract these +muscles repeatedly with their utmost force, and to continue doing so as +long as they possibly could; but this produced hardly any effect. There +was sometimes a little moisture in the eyes, but not more than +apparently could be accounted for by the squeezing out of the already +secreted tears within the glands. + +The nature of the relation between the involuntary and energetic +contraction of the muscles round the eyes, and the secretion of tears, +cannot be positively ascertained, but a probable view may be suggested. +The primary function of the secretion of tears, together with some +mucus, is to lubricate the surface of the eye; and a secondary one, as +some believe, is to keep the nostrils damp, so that the inhaled air may +be moist,[621] and likewise to favour the power of smelling. But +another, and at least equally important function of tears, is to wash +out particles of dust or other minute objects which may get into the +eyes. That this is of great importance is clear from the cases in which +the cornea has been rendered opaque through inflammation, caused by +particles of dust not being removed, in consequence of the eye and +eyelid becoming immovable.[622] The secretion of tears from the +irritation of any foreign body in the eye is a reflex action;—that is, +the body irritates a peripheral nerve which sends an impression to +certain sensory nerve-cells; these transmit an influence to other +cells, and these again to the lacrymal glands. The influence +transmitted to these glands causes, as there is good reason to believe, +the relaxation of the muscular coats of the smaller arteries; this +allows more blood to permeate the glandular tissue, and this induces a +free secretion of tears. When the small arteries of the face, including +those of the retina, are relaxed under very different circumstances, +namely, during an intense blush, the lacrymal glands are sometimes +affected in a like manner, for the eyes become suffused with tears. + +It is difficult to conjecture how many reflex actions have originated, +but, in relation to the present case of the affection of the lacrymal +glands through irritation of the surface of the eye, it may be worth +remarking that, as soon as some primordial form became semi-terrestrial +in its habits, and was liable to get particles of dust into its eyes, +if these were not washed out they would cause much irritation; and on +the principle of the radiation of nerve-force to adjoining nerve-cells, +the lacrymal glands would be stimulated to secretion. As this would +often recur, and as nerve-force readily passes along accustomed +channels, a slight irritation would ultimately suffice to cause a free +secretion of tears. + +As soon as by this, or by some other means, a reflex action of this +nature had been established and rendered easy, other stimulants applied +to the surface of the eye—such as a cold wind, slow inflammatory +action, or a blow on the eyelids—would cause a copious secretion of +tears, as we know to be the case. The glands are also excited into +action through the irritation of adjoining parts. Thus when the +nostrils are irritated by pungent vapours, though the eyelids may be +kept firmly closed, tears are copiously secreted; and this likewise +follows from a blow on the nose, for instance from a boxing-glove. A +stinging switch on the face produces, as I have seen, the same effect. +In these latter cases the secretion of tears is an incidental result, +and of no direct service. As all these parts of the face, including the +lacrymal glands, are supplied with branches of the same nerve, namely, +the fifth, it is in some degree intelligible that the effects of the +excitement of any one branch should spread to the nerve-cells or roots +of the other branches. + +The internal parts of the eye likewise act, under certain conditions, +in a reflex manner on the lacrymal glands. The following statements +have been kindly communicated to me by Mr. Bowman; but the subject is a +very intricate one, as all the parts of the eye are so intimately +related together, and are so sensitive to various stimulants. A strong +light acting on the retina, when in a normal condition, has very little +tendency to cause lacrymation; but with unhealthy children having +small, old-standing ulcers on the cornea, the retina becomes +excessively sensitive to light, and exposure even to common daylight +causes forcible and sustained closure of the lids, and a profuse flow +of tears. When persons who ought to begin the use of convex glasses +habitually strain the waning power of accommodation, an undue secretion +of tears very often follows, and the retina is liable to become unduly +sensitive to light. In general, morbid affections of the surface of the +eye, and of the ciliary structures concerned in the accommodative act, +are prone to be accompanied with excessive secretion of tears. Hardness +of the eyeball, not rising to inflammation, but implying a want of +balance between the fluids poured out and again taken up by the +intra-ocular vessels, is not usually attended with any lacrymation. +When the balance is on the other side, and the eye becomes too soft, +there is a greater tendency to lacrymation. Finally, there are numerous +morbid states and structural alterations of the eyes, and even terrible +inflammations, which may be attended with little or no secretion of +tears. + +It also deserves notice, as indirectly bearing on our subject, that the +eye and adjoining parts are subject to an extraordinary number of +reflex and associated movements, sensations, and actions, besides those +relating to the lacrymal glands. When a bright light strikes the retina +of one eye alone, the iris contracts, but the iris of the other eye +moves after a measurable interval of time. The iris likewise moves in +accommodation to near or distant vision, and when the two eyes are made +to converge.[623] Every one knows how irresistibly the eyebrows are +drawn down under an intensely bright light. The eyelids also +involuntarily wink when an object is moved near the eyes, or a sound is +suddenly heard. The well-known case of a bright light causing some +persons to sneeze is even more curious; for nerve-force here radiates +from certain nerve-cells in connection with the retina, to the sensory +nerve-cells of the nose, causing it to tickle; and from these, to the +cells which command the various respiratory muscles (the orbiculars +included) which expel the air in so peculiar a manner that it rushes +through the nostrils alone. + +To return to our point: why are tears secreted during a screaming-fit +or other violent expiratory efforts? As a slight blow on the eyelids +causes a copious secretion of tears, it is at least possible that the +spasmodic contraction of the eyelids, by pressing strongly on the +eyeball, should in a similar manner cause some secretion. This seems +possible, although the voluntary contraction of the same muscles does +not produce any such effect. We know that a man cannot voluntarily +sneeze or cough with nearly the same force as he does automatically; +and so it is with the contraction of the orbicular muscles: Sir C. Bell +experimented on them, and found that by suddenly and forcibly closing +the eyelids in the dark, sparks of light are seen, like those caused by +tapping the eyelids with the fingers; “but in sneezing the compression +is both more rapid and more forcible, and the sparks are more +brilliant.” That these sparks are due to the contraction of the eyelids +is clear, because if they “are held open during the act of sneezing, no +sensation of light will be experienced.” In the peculiar cases referred +to by Professor Donders and Mr. Bowman, we have seen that some weeks +after the eye has been very slightly injured, spasmodic contractions of +the eyelids ensue, and these are accompanied by a profuse flow of +tears. In the act of yawning, the tears are apparently due solely to +the spasmodic contraction of the muscles round the eyes. +Notwithstanding these latter cases, it seems hardly credible that the +pressure of the eyelids on the surface of the eye, although effected +spasmodically and therefore with much greater force than can be done +voluntarily, should be sufficient to cause by reflex action the +secretion of tears in the many cases in which this occurs during +violent expiratory efforts. + +Another cause may come conjointly into play. We have seen that the +internal parts of the eye, under certain conditions act in a reflex +manner on the lacrymal glands. We know that during violent expiratory +efforts the pressure of the arterial blood within the vessels of the +eye is increased, and that the return of the venous blood is impeded. +It seems, therefore, not improbable that the distension of the ocular +vessels, thus induced, might act by reflection on the lacrymal +glands—the effects due to the spasmodic pressure of the eyelids on the +surface of the eye being thus increased. + +In considering how far this view is probable, we should bear in mind +that the eyes of infants have been acted on in this double manner +during numberless generations, whenever they have screamed; and on the +principle of nerve-force readily passing along accustomed channels, +even a moderate compression of the eyeballs and a moderate distension +of the ocular vessels would ultimately come, through habit, to act on +the glands. We have an analogous case in the orbicular muscles being +almost always contracted in some slight degree, even during a gentle +crying-fit, when there can be no distension of the vessels and no +uncomfortable sensation excited within the eyes. + +Moreover, when complex actions or movements have long been performed in +strict association together, and these are from any cause at first +voluntarily and afterwards habitually checked, then if the proper +exciting conditions occur, any part of the action or movement which is +least under the control of the will, will often still be involuntarily +performed. The secretion by a gland is remarkably free from the +influence of the will; therefore, when with the advancing age of the +individual, or with the advancing culture of the race, the habit of +crying out or screaming is restrained, and there is consequently no +distension of the blood-vessels of the eye, it may nevertheless well +happen that tears should still be secreted. We may see, as lately +remarked, the muscles round the eyes of a person who reads a pathetic +story, twitching or trembling in so slight a degree as hardly to be +detected. In this case there has been no screaming and no distension of +the blood-vessels, yet through habit certain nerve-cells send a small +amount of nerve-force to the cells commanding the muscles round the +eyes; and they likewise send some to the cells commanding the lacrymal +glands, for the eyes often become at the same time just moistened with +tears. If the twitching of the muscles round the eyes and the secretion +of tears had been completely prevented, nevertheless it is almost +certain that there would have been some tendency to transmit +nerve-force in these same directions; and as the lacrymal glands are +remarkably free from the control of the will, they would be eminently +liable still to act, thus betraying, though there were no other outward +signs, the pathetic thoughts which were passing through the person’s +mind. + +As a further illustration of the view here advanced, I may remark that +if, during an early period of life, when habits of all kinds are +readily established, our infants, when pleased, had been accustomed to +utter loud peals of laughter (during which the vessels of their eyes +are distended) as often and as continuously as they have yielded when +distressed to screaming-fits, then it is probable that in after life +tears would have been as copiously and as regularly secreted under the +one state of mind as under the other. Gentle laughter, or a smile, or +even a pleasing thought, would have sufficed to cause a moderate +secretion of tears. There does indeed exist an evident tendency in this +direction, as will be seen in a future chapter, when we treat of the +tender feelings. With the Sandwich Islanders, according to +Freycinet,[624] tears are actually recognized as a sign of happiness; +but we should require better evidence on this head than that of a +passing voyager. So again if our infants, during many generations, and +each of them during several years, had almost daily suffered from +prolonged choking-fits, during which the vessels of the eye are +distended and tears copiously secreted, then it is probable, such is +the force of associated habit, that during after life the mere thought +of a choke, without any distress of mind, would have sufficed to bring +tears into our eyes. + +To sum up this chapter, weeping is probably the result of some such +chain of events as follows. Children, when wanting food or suffering in +any way, cry out loudly, like the young of most other animals, partly +as a call to their parents for aid, and partly from any great exertion +serving relief. Prolonged screaming inevitably leads to the gorging of +the blood-vessels of the eye; and this will have led, at first +consciously and at last habitually, to the contraction of the muscles +round the eyes in order to protect them. At the same time the spasmodic +pressure on the surface of the eye, and the distension of the vessels +within the eye, without necessarily entailing any conscious sensation, +will have affected, through reflex action, the lacrymal glands. +Finally, through the three principles of nerve-force readily passing +along accustomed channels—of association, which is so widely extended +in its power—and of certain actions, being more under the control of +the will than others—it has come to pass that suffering readily causes +the secretion of tears, without being necessarily accompanied by any +other action. + +Although in accordance with this view we must look at weeping as an +incidental result, as purposeless as the secretion of tears from a blow +outside the eye, or as a sneeze from the retina being affected by a +bright light, yet this does not present any difficulty in our +understanding how the secretion of tears serves as a relief to +suffering. And by as much as the weeping is more violent or hysterical, +by so much will the relief be greater,—on the same principle that the +writhing of the whole body, the grinding of the teeth, and the uttering +of piercing shrieks, all give relief under an agony of pain. + + + + +CHAPTER VII. LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. + +General effect of grief on the system—Obliquity of the eyebrows under +suffering—On the cause of the obliquity of the eyebrows—On the +depression of the corners of the mouth. + +After the mind has suffered from an acute paroxysm of grief, and the +cause still continues, we fall into a state of low spirits; or we may +be utterly cast down and dejected. Prolonged bodily pain, if not +amounting to an agony, generally leads to the same state of mind. If we +expect to suffer, we are anxious; if we have no hope of relief, we +despair. + +Persons suffering from excessive grief often seek relief by violent and +almost frantic movements, as described in a former chapter; but when +their suffering is somewhat mitigated, yet prolonged, they no longer +wish for action, but remain motionless and passive, or may occasionally +rock themselves to and fro. The circulation becomes languid; the face +pale; the muscles flaccid; the eyelids droop; the head hangs on the +contracted chest; the lips, cheeks, and lower jaw all sink downwards +from their own weight. Hence all the features are lengthened; and the +face of a person who hears bad news is said to fall. A party of natives +in Tierra del Fuego endeavoured to explain to us that their friend, the +captain of a sealing vessel, was out of spirits, by pulling down their +cheeks with both hands, so as to make their faces as long as possible. +Mr. Bunnet informs me that the Australian aborigines when out of +spirits have a chop-fallen appearance. After prolonged suffering the +eyes become dull and lack expression, and are often slightly suffused +with tears. The eyebrows not rarely are rendered oblique, which is due +to their inner ends being raised. This produces peculiarly-formed +wrinkles on the forehead, which are very different from those of a +simple frown; though in some cases a frown alone may be present. The +comers of the mouth are drawn downwards, which is so universally +recognized as a sign of being out of spirits, that it is almost +proverbial. + +The breathing becomes slow and feeble, and is often interrupted by deep +sighs. As Gratiolet remarks, whenever our attention is long +concentrated on any subject, we forget to breathe, and then relieve +ourselves by a deep inspiration; but the sighs of a sorrowful person, +owing to his slow respiration and languid circulation, are eminently +characteristic.[701] As the grief of a person in this state +occasionally recurs and increases into a paroxysm, spasms affect the +respiratory muscles, and he feels as if something, the so-called +_globus hystericus_, was rising in his throat. These spasmodic +movements are clearly allied to the sobbing of children, and are +remnants of those severer spasms which occur when a person is said to +choke from excessive grief.[702] + +_Obliquity of the eyebrows_.—Two points alone in the above description +require further elucidation, and these are very curious ones; namely, +the raising of the inner ends of the eyebrows, and the drawing down of +the corners of the mouth. With respect to the eyebrows, they may +occasionally be seen to assume an oblique position in persons suffering +from deep dejection or anxiety; for instance, I have observed this +movement in a mother whilst speaking about her sick son; and it is +sometimes excited by quite trifling or momentary causes of real or +pretended distress. The eyebrows assume this position owing to the +contraction of certain muscles (namely, the orbiculars, corrugators, +and pyramidals of the nose, which together tend to lower and contract +the eyebrows) being partially cheeked by the more powerful action of +the central fasciæ of the frontal muscle. These latter fasciæ by their +contraction raise the inner ends alone of the eyebrows; and as the +corrugators at the same time draw the eyebrows together, their inner +ends become puckered into a fold or lump. This fold is a highly +characteristic point in the appearance of the eyebrows when rendered +oblique, as may be seen in figs. 2 and 5, Plate II. The eyebrows are at +the same time somewhat roughened, owing to the hairs being made to +project. Dr. J. Crichton Browne has also often noticed in melancholic +patients who keep their eyebrows persistently oblique, “a peculiar +acute arching of the upper eyelid.” A trace of this may be observed by +comparing the right and left eyelids of the young man in the photograph +(fig. 2, Plate II.); for he was not able to act equally on both +eyebrows. This is also shown by the unequal furrows on the two sides of +his forehead. The acute arching of the eyelids depends, I believe, on +the inner end alone of the eyebrows being raised; for when the whole +eyebrow is elevated and arched, the upper eyelid follows in a slight +degree the same movement. + + + + Obliquity of the Eyebrows. Plate II + +But the most conspicuous result of the opposed contraction of the +above-named muscles, is exhibited by the peculiar furrows formed on the +forehead. These muscles, when thus in conjoint yet opposed action, may +be called, for the sake of brevity, the grief-muscles. When a person +elevates his eyebrows by the contraction of the whole frontal muscle, +transverse wrinkles extend across the whole breadth of the forehead; +but in the present case the middle fasciae alone are contracted; +consequently, transverse furrows are formed across the middle part +alone of the forehead. The skin over the exterior parts of both +eyebrows is at the same time drawn downwards and smooth, by the +contraction of the outer portions of the orbicular muscles. The +eyebrows are likewise brought together through the simultaneous +contraction of the corrugators;[703] and this latter action generates +vertical furrows, separating the exterior and lowered part of the skin +of the forehead from the central and raised part. The union of these +vertical furrows with the central and transverse furrows (see figs. 2 +and 3) produces a mark on the forehead which has been compared to a +horse-shoe; but the furrows more strictly form three sides of a +quadrangle. They are often conspicuous on the foreheads of adult or +nearly adult persons, when their eyebrows are made oblique; but with +young children, owing to their skin not easily wrinkling, they are +rarely seen, or mere traces of them can be detected. + +These peculiar furrows are best represented in fig. 3, Plate II., on +the forehead of a young lady who has the power in an unusual degree of +voluntarily acting on the requisite muscles. As she was absorbed in the +attempt, whilst being photographed, her expression was not at all one +of grief; I have therefore given the forehead alone. Fig. 1 on the same +plate, copied from Dr. Duchenne’s work,[704] represents, on a reduced +scale, the face, in its natural state, of a young man who was a good +actor. In fig. 2 he is shown simulating grief, but the two eyebrows, as +before remarked, are not equally acted on. That the expression is true, +may be inferred from the fact that out of fifteen persons, to whom the +original photograph was shown, without any clue to what was intended +being given them, fourteen immediately answered, “despairing sorrow,” +“suffering endurance,” “melancholy,” and so forth. The history of fig. +5 is rather curious: I saw the photograph in a shop-window, and took it +to Mr. Rejlander for the sake of finding out by whom it had been made; +remarking to him how pathetic the expression was. He answered, “I made +it, and it was likely to be pathetic, for the boy in a few minutes +burst out crying.” He then showed me a photograph of the same boy in a +placid state, which I have had (fig. 4) reproduced. In fig. 6, a trace +of obliquity in the eyebrows may be detected; but this figure, as well +as fig. 7, is given to show the depression of the corners of the mouth, +to which subject I shall presently refer. + +Few persons, without some practice, can voluntarily act on their +grief-muscles; but after repeated trials a considerable number succeed, +whilst others never can. The degree of obliquity in the eyebrows, +whether assumed voluntarily or unconsciously, differs much in different +persons. With some who apparently have unusually strong pyramidal +muscles, the contraction of the central fasciae of the frontal muscle, +although it may be energetic, as shown by the quadrangular furrows on +the forehead, does not raise the inner ends of the eyebrows, but only +prevents their being so much lowered as they otherwise would have been. +As far as I have been able to observe, the grief-muscles are brought +into action much more frequently by children and women than by men. +They are rarely acted on, at least with grown-up persons, from bodily +pain, but almost exclusively from mental distress. Two persons who, +after some practice, succeeded in acting on their grief-muscles, found +by looking at a mirror that when they made their eyebrows oblique, they +unintentionally at the same time depressed the corners of their mouths; +and this is often the case when the expression is naturally assumed. + +The power to bring the grief-muscles freely into play appears to be +hereditary, like almost every other human faculty. A lady belonging to +a family famous for having produced an extraordinary number of great +actors and actresses, and who can herself give this expression “with +singular precision,” told Dr. Crichton Browne that all her family had +possessed the power in a remarkable degree. The same hereditary +tendency is said to have extended, as I likewise hear from Dr. Browne, +to the last descendant of the family, which gave rise to Sir Walter +Scott’s novel of ‘Red Gauntlet;’ but the hero is described as +contracting his forehead into a horseshoe mark from any strong emotion. +I have also seen a young woman whose forehead seemed almost habitually +thus contracted, independently of any emotion being at the time felt. + +The grief-muscles are not very frequently brought into play; and as the +action is often momentary, it easily escapes observation. Although the +expression, when observed, is universally and instantly recognized as +that of grief or anxiety, yet not one person out of a thousand who has +never studied the subject, is able to say precisely what change passes +over the sufferer’s face. Hence probably it is that this expression is +not even alluded to, as far as I have noticed, in any work of fiction, +with the exception of ‘Red Gauntlet’ and of one other novel; and the +authoress of the latter, as I am informed, belongs to the famous family +of actors just alluded to; so that her attention may have been +specially called to the subject. + +The ancient Greek sculptors were familiar with the expression, as shown +in the statues of the Laocoon and Arretino; but, as Duchenne remarks, +they carried the transverse furrows across the whole breadth of the +forehead, and thus committed a great anatomical mistake: this is +likewise the case in some modern statues. It is, however, more probable +that these wonderfully accurate observers intentionally sacrificed +truth for the sake of beauty, than that they made a mistake; for +rectangular furrows on the forehead would not have had a grand +appearance on the marble. The expression, in its fully developed +condition, is, as far as I can discover, not often represented in +pictures by the old masters, no doubt owing to the same cause; but a +lady who is perfectly familiar with this expression, informs me that in +Fra Angelico’s ‘Descent from the Cross’ in Florence, it is clearly +exhibited in one of the figures on the right-hand; and I could add a +few other instances. + +Dr. Crichton Browne, at my request, closely attended to this expression +in the numerous insane patients under his care in the West Riding +Asylum; and he is familiar with Duchenne’s photographs of the action of +the grief-muscles. He informs me that they may constantly be seen in +energetic action in cases of melancholia, and especially of +hypochondria; and that the persistent lines or furrows, due to their +habitual contraction, are characteristic of the physiognomy of the +insane belonging to these two classes. Dr. Browne carefully observed +for me during a considerable period three cases of hypochondria, in +which the grief-muscles were persistently contracted. In one of these, +a widow, aged 51, fancied that she had lost all her viscera, and that +her whole body was empty. She wore an expression of great distress, and +beat her semi-closed hands rhythmically together for hours. The +grief-muscles were permanently contracted, and the upper eyelids +arched. This condition lasted for months; she then recovered, and her +countenance resumed its natural expression. A second case presented +nearly the same peculiarities, with the addition that the comers of the +mouth were depressed. + +Mr. Patrick Nicol has also kindly observed for me several cases in the +Sussex Lunatic Asylum, and has communicated to me full details with +respect to three of them; but they need not here be given. From his +observations on melancholic patients, Mr. Nicol concludes that the +inner ends of the eyebrows are almost always more or less raised, with +the wrinkles on the forehead more or less plainly marked. In the case +of one young woman, these wrinkles were observed to be in constant +slight play or movement. In some cases the comers of the mouth are +depressed, but often only in a slight degree. Some amount of difference +in the expression of the several melancholic patients could almost +always be observed. The eyelids generally droop; and the skin near +their outer comers and beneath them is wrinkled. The naso-labial fold, +which runs from the wings of the nostrils to the comers of the mouth, +and which is so conspicuous in blubbering children, is often plainly +marked in these patients. + +Although with the insane the grief-muscles often act persistently; yet +in ordinary cases they are sometimes brought unconsciously into +momentary action by ludicrously slight causes. A gentleman rewarded a +young lady by an absurdly small present; she pretended to be offended, +and as she upbraided him, her eyebrows became extremely oblique, with +the forehead properly wrinkled. Another young lady and a youth, both in +the highest spirits, were eagerly talking together with extraordinary +rapidity; and I noticed that, as often as the young lady was beaten, +and could not get out her words fast enough, her eyebrows went +obliquely upwards, and rectangular furrows were formed on her forehead. +She thus each time hoisted a flag of distress; and this she did +half-a-dozen times in the course of a few minutes. I made no remark on +the subject, but on a subsequent occasion I asked her to act on her +grief-muscles; another girl who was present, and who could do so +voluntarily, showing her what was intended. She tried repeatedly, but +utterly failed; yet so slight a cause of distress as not being able to +talk quickly enough, sufficed to bring these muscles over and over +again into energetic action. + +The expression of grief, due to the contraction of the grief-muscles, +is by no means confined to Europeans, but appears to be common to all +the races of mankind. I have, at least, received trustworthy accounts +in regard to Hindoos, Dhangars (one of the aboriginal hill-tribes of +India, and therefore belonging to a quite distinct race from the +Hindoos), Malays, Negroes and Australians. With respect to the latter, +two observers answer my query in the affirmative, but enter into no +details. Mr. Taplin, however, appends to my descriptive remarks the +words “this is exact.” With respect to negroes, the lady who told me of +Fra Angelico’s picture, saw a negro towing a boat on the Nile, and as +he encountered an obstruction, she observed his grief-muscles in strong +action, with the middle of the forehead well wrinkled. Mr. Geach +watched a Malay man in Malacca, with the comers of his mouth much +depressed, the eyebrows oblique, with deep short grooves on the +forehead. This expression lasted for a very short time; and Mr. Geach +remarks it “was a strange one, very much like a person about to cry at +some great loss.” + +In India Mr. H. Erskine found that the natives were familiar with this +expression; and Mr. J. Scott, of the Botanic Gardens, Calcutta, has +obligingly sent me a full description of two cases. He observed during +some time, himself unseen, a very young Dhangar woman from Nagpore, the +wife of one of the gardeners, nursing her baby who was at the point of +death; and he distinctly saw the eyebrows raised at the inner comers, +the eyelids drooping, the forehead wrinkled in the middle, the mouth +slightly open, with the comers much depressed. He then came from behind +a screen of plants and spoke to the poor woman, who started, burst into +a bitter flood of tears, and besought him to cure her baby. The second +case was that of a Hindustani man, who from illness and poverty was +compelled to sell his favourite goat. After receiving the money, he +repeatedly looked at the money in his hand and then at the goat, as if +doubting whether he would not return it. He went to the goat, which was +tied up ready to be led away, and the animal reared up and licked his +hands. His eyes then wavered from side to side; his “mouth was +partially closed, with the corners very decidedly depressed.” At last +the poor man seemed to make up his mind that he must part with his +goat, and then, as Mr. Scott saw, the eyebrows became slightly oblique, +with the characteristic puckering or swelling at the inner ends, but +the wrinkles on the forehead were not present. The man stood thus for a +minute, then heaving a deep sigh, burst into tears, raised up his two +hands, blessed the goat, turned round, and without looking again, went +away. + +_On the cause of the obliquity of the eyebrows under suffering_.—During +several years no expression seemed to me so utterly perplexing as this +which we are here considering. Why should grief or anxiety cause the +central fasciae alone of the frontal muscle together with those round +the eyes, to contract? Here we seem to have a complex movement for the +sole purpose of expressing grief; and yet it is a comparatively rare +expression, and often overlooked. I believe the explanation is not so +difficult as it at first appears. Dr. Duchenne gives a photograph of +the young man before referred to, who, when looking upwards at a +strongly illuminated surface, involuntarily contracted his +grief-muscles in an exaggerated manner. I had entirely forgotten this +photograph, when on a very bright day with the sun behind me, I met, +whilst on horseback, a girl whose eyebrows, as she looked up at me, +became extremely oblique, with the proper furrows on her forehead. I +have observed the same movement under similar circumstances on several +subsequent occasions. On my return home I made three of my children, +without giving them any clue to my object, look as long and as +attentively as they could, at the summit of a tall tree standing +against an extremely bright sky. With all three, the orbicular, +corrugator, and pyramidal muscles were energetically contracted, +through reflex action, from the excitement of the retina, so that their +eyes might be protected from the bright light. But they tried their +utmost to look upwards; and now a curious struggle, with spasmodic +twitchings, could be observed between the whole or only the central +portion of the frontal muscle, and the several muscles which serve to +lower the eyebrows and close the eyelids. The involuntary contraction +of the pyramidal caused the basal part of their noses to be +transversely and deeply wrinkled. In one of the three children, the +whole eyebrows were momentarily raised and lowered by the alternate +contraction of the whole frontal muscle and of the muscles surrounding +the eyes, so that the whole breadth of the forehead was alternately +wrinkled and smoothed. In the other two children the forehead became +wrinkled in the middle part alone, rectangular furrows being thus +produced; and the eyebrows were rendered oblique, with their inner +extremities puckered and swollen,—in the one child in a slight degree, +in the other in a strongly marked manner. This difference in the +obliquity of the eyebrows apparently depended on a difference in their +general mobility, and in the strength of the pyramidal muscles. In both +these cases the eyebrows and forehead were acted on under the influence +of a strong light, in precisely the same manner, in every +characteristic detail, as under the influence of grief or anxiety. + +Duchenne states that the pyramidal muscle of the nose is less under the +control of the will than are the other muscles round the eyes. He +remarks that the young man who could so well act on his grief-muscles, +as well as on most of his other facial muscles, could not contract the +pyramidals.[705] This power, however, no doubt differs in different +persons. The pyramidal muscle serves to draw down the skin of the +forehead between the eyebrows, together with their inner extremities. +The central fasciae of the frontal are the antagonists of the +pyramidal; and if the action of the latter is to be specially checked, +these central fasciae must be contracted. So that with persons having +powerful pyramidal muscles, if there is under the influence of a bright +light an unconscious desire to prevent the lowering of the eyebrows, +the central fasciae of the frontal muscle must be brought into play; +and their contraction, if sufficiently strong to overmaster the +pyramidals, together with the contraction of the corrugator and +orbicular muscles, will act in the manner just described on the +eyebrows and forehead. + +When children scream or cry out, they contract, as we know, the +orbicular, corrugator, and pyramidal muscles, primarily for the sake of +compressing their eyes, and thus protecting them from being gorged with +blood, and secondarily through habit. I therefore expected to find with +children, that when they endeavoured either to prevent a crying-fit +from coming on, or to stop crying, they would cheek the contraction of +the above-named muscles, in the same manner as when looking upwards at +a bright light; and consequently that the central fasciae of the +frontal muscle would often be brought into play. Accordingly, I began +myself to observe children at such times, and asked others, including +some medical men, to do the same. It is necessary to observe carefully, +as the peculiar opposed action of these muscles is not nearly so plain +in children, owing to their foreheads not easily wrinkling, as in +adults. But I soon found that the grief-muscles were very frequently +brought into distinct action on these occasions. It would be +superfluous to give all the cases which have been observed; and I will +specify only a few. A little girl, a year and a half old, was teased by +some other children, and before bursting into tears her eyebrows became +decidedly oblique. With an older girl the same obliquity was observed, +with the inner ends of the eyebrows plainly puckered; and at the same +time the corners of the mouth were drawn downwards. As soon as she +burst into tears, the features all changed and this peculiar expression +vanished. Again, after a little boy had been vaccinated, which made him +scream and cry violently, the surgeon gave him an orange brought for +the purpose, and this pleased the child much; as he stopped crying all +the characteristic movements were observed, including the formation of +rectangular wrinkles in the middle of the forehead. Lastly, I met on +the road a little girl three or four years old, who had been frightened +by a dog, and when I asked her what was the matter, she stopped +whimpering, and her eyebrows instantly became oblique to an +extraordinary degree. + +Here then, as I cannot doubt, we have the key to the problem why the +central fasciae of the frontal muscle and the muscles round the eyes +contract in opposition to each other under the influence of +grief;—whether their contraction be prolonged, as with the melancholic +insane, or momentary, from some trifling cause of distress. We have all +of us, as infants, repeatedly contracted our orbicular, corrugator, and +pyramidal muscles, in order to protect our eyes whilst screaming; our +progenitors before us have done the same during many generations; and +though with advancing years we easily prevent, when feeling distressed, +the utterance of screams, we cannot from long habit always prevent a +slight contraction of the above-named muscles; nor indeed do we observe +their contraction in ourselves, or attempt to stop it, if slight. But +the pyramidal muscles seem to be less under the command of the will +than the other related muscles; and if they be well developed, their +contraction can be checked only by the antagonistic contraction of the +central fasciae of the frontal muscle. The result which necessarily +follows, if these fasciae contract energetically, is the oblique +drawing up of the eyebrows, the puckering of their inner ends, and the +formation of rectangular furrows on the middle of the forehead. As +children and women cry much more freely than men, and as grown-up +persons of both sexes rarely weep except from mental distress, we can +understand why the grief-muscles are more frequently seen in action, as +I believe to be the case, with children and women than with men; and +with adults of both sexes from mental distress alone. In some of the +cases before recorded, as in that of the poor Dhangar woman and of the +Hindustani man, the action of the grief-muscles was quickly followed by +bitter weeping. In all cases of distress, whether great or small, our +brains tend through long habit to send an order to certain muscles to +contract, as if we were still infants on the point of screaming out; +but this order we, by the wondrous power of the will, and through +habit, are able partially to counteract; although this is effected +unconsciously, as far as the means of counteraction are concerned. + +_On the depression of the corners of the mouth_.—This action is +effected by the _depressores anguili oris_ (see letter K in figs. 1 and +2). The fibres of this muscle diverge downwards, with the upper +convergent ends attached round the angles of the mouth, and to the +lower lip a little way within the angles.[706] Some of the fibres +appear to be antagonistic to the great zygomatic muscle, and others to +the several muscles running to the outer part of the upper lip. The +contraction of this muscle draws downwards and outwards the corners of +the mouth, including the outer part of the upper lip, and even in a +slight degree the wings of the nostrils. When the mouth is closed and +this muscle acts, the commissure or line of junction of the two lips +forms a curved line with the concavity downwards,[707] and the lips +themselves are generally somewhat protruded, especially the lower one. +The mouth in this state is well represented in the two photographs +(Plate II., figs. 6 and 7) by Mr. Rejlander. The upper boy (fig. 6) had +just stopped crying, after receiving a slap on the face from another +boy; and the right moment was seized for photographing him. + +The expression of low spirits, grief or dejection, due to the +contraction of this muscle has been noticed by every one who has +written on the subject. To say that a person “is down in the mouth,” is +synonymous with saying that he is out of spirits. The depression of the +corners may often be seen, as already stated on the authority of Dr. +Crichton Browne and Mr. Nicol, with the melancholic insane, and was +well exhibited in some photographs sent to me by the former gentleman, +of patients with a strong tendency to suicide. It has been observed +with men belonging to various races, namely with Hindoos, the dark +hill-tribes of India, Malays, and, as the Rev. Mr. Hagenauer informs +me, with the aborigines of Australia. + +When infants scream they firmly contract the muscles round their eyes, +and this draws up the upper lip; and as they have to keep their mouths +widely open, the depressor muscles running to the corners are likewise +brought into strong action. This generally, but not invariably, causes +a slight angular bend in the lower lip on both sides, near the corners +of the mouth. The result of the upper and lower lip being thus acted on +is that the mouth assumes a squarish outline. The contraction of the +depressor muscle is best seen in infants when not screaming violently, +and especially just before they begin, or when they cease to scream. +Their little faces then acquire an extremely piteous expression, as I +continually observed with my own infants between the ages of about six +weeks and two or three months. Sometimes, when they are struggling +against a crying-fit, the outline of the mouth is curved in so +exaggerated a manner as to be like a horseshoe; and the expression of +misery then becomes a ludicrous caricature. + +The explanation of the contraction of this muscle, under the influence +of low spirits or dejection, apparently follows from the same general +principles as in the case of the obliquity of the eyebrows. Dr. +Duchenne informs me that he concludes from his observations, now +prolonged during many years, that this is one of the facial muscles +which is least under the control of the will. This fact may indeed be +inferred from what has just been stated with respect to infants when +doubtfully beginning to cry, or endeavouring to stop crying; for they +then generally command all the other facial muscles more effectually +than they do the depressors of the corners of the mouth. Two excellent +observers who had no theory on the subject, one of them a surgeon, +carefully watched for me some older children and women as with some +opposed struggling they very gradually approached the point of bursting +out into tears; and both observers felt sure that the depressors began +to act before any of the other muscles. Now as the depressors have been +repeatedly brought into strong action during infancy in many +generations, nerve-force will tend to flow, on the principle of long +associated habit, to these muscles as well as to various other facial +muscles, whenever in after life even a slight feeling of distress is +experienced. But as the depressors are somewhat less under the control +of the will than most of the other muscles, we might expect that they +would often slightly contract, whilst the others remained passive. It +is remarkable how small a depression of the corners of the mouth gives +to the countenance an expression of low spirits or dejection, so that +an extremely slight contraction of these muscles would be sufficient to +betray this state of mind. + +I may here mention a trifling observation, as it will serve to sum up +our present subject. An old lady with a comfortable but absorbed +expression sat nearly opposite to me in a railway carriage. Whilst I +was looking at her, I saw that her _depressores anguli oris_ became +very slightly, yet decidedly, contracted; but as her countenance +remained as placid as ever, I reflected how meaningless was this +contraction, and how easily one might be deceived. The thought had +hardly occurred to me when I saw that her eyes suddenly became suffused +with tears almost to overflowing, and her whole countenance fell. There +could now be no doubt that some painful recollection, perhaps that of a +long-lost child, was passing through her mind. As soon as her sensorium +was thus affected, certain nerve-cells from long habit instantly +transmitted an order to all the respiratory muscles, and to those round +the mouth, to prepare for a fit of crying. But the order was +countermanded by the will, or rather by a later acquired habit, and all +the muscles were obedient, excepting in a slight degree the +_depressores anguli oris_. The mouth was not even opened; the +respiration was not hurried; and no muscle was affected except those +which draw down the corners of the mouth. + +As soon as the mouth of this lady began, involuntarily and +unconsciously on her part, to assume the proper form for a crying-fit, +we may feel almost sure that some nerve-influence would have been +transmitted through the long accustomed channels to the various +respiratory muscles, as well as to those round the eyes, and to the +vaso-motor centre which governs the supply of blood sent to the +lacrymal glands. Of this latter fact we have indeed clear evidence in +her eyes becoming slightly suffused with tears; and we can understand +this, as the lacrymal glands are less under the control of the will +than the facial muscles. No doubt there existed at the same time some +tendency in the muscles round the eyes at contract, as if for the sake +of protecting them from being gorged with blood, but this contraction +was completely overmastered, and her brow remained unruffled. Had the +pyramidal, corrugator, and orbicular muscles been as little obedient to +the will, as they are in many persons, they would have been slightly +acted on; and then the central fasciae of the frontal muscle would have +contracted in antagonism, and her eyebrows would have become oblique, +with rectangular furrows on her forehead. Her countenance would then +have expressed still more plainly than it did a state of dejection, or +rather one of grief. + +Through steps such as these we can understand how it is, that as soon +as some melancholy thought passes through the brain, there occurs a +just perceptible drawing down of the corners of the mouth, or a slight +raising up of the inner ends of the eyebrows, or both movements +combined, and immediately afterwards a slight suffusion of tears. A +thrill of nerve-force is transmitted along several habitual channels, +and produces an effect on any point where the will has not acquired +through long habit much power of interference. The above actions may be +considered as rudimental vestiges of the screaming-fits, which are so +frequent and prolonged during infancy. In this case, as well as in many +others, the links are indeed wonderful which connect cause and effect +in giving rise to various expressions on the human countenance; and +they explain to us the meaning of certain movements, which we +involuntarily and unconsciously perform, whenever certain transitory +emotions pass through our minds. + + + + +CHAPTER VIII. JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. + +Laughter primarily the expression of joy—Ludicrous ideas—Movements of +the features during laughter—Nature of the sound produced—The secretion +of tears during loud laughter—Gradation from loud laughter to gentle +smiling—High spirits—The expression of love—Tender feelings—Devotion. + +Joy, when intense, leads to various purposeless movements—to dancing +about, clapping the hands, stamping, &c., and to loud laughter. +Laughter seems primarily to be the expression of mere joy or happiness. +We clearly see this in children at play, who are almost incessantly +laughing. With young persons past childhood, when they are in high +spirits, there is always much meaningless laughter. The laughter of the +gods is described by Homer as “the exuberance of their celestial joy +after their daily banquet.” A man smiles—and smiling, as we shall see, +graduates into laughter—at meeting an old friend in the street, as he +does at any trifling pleasure, such as smelling a sweet perfume.[801] +Laura Bridgman, from her blindness and deafness, could not have +acquired any expression through imitation, yet when a letter from a +beloved friend was communicated to her by gesture-language, she +“laughed and clapped her hands, and the colour mounted to her cheeks.” +On other occasions she has been seen to stamp for joy.[802] + +Idiots and imbecile persons likewise afford good evidence that laughter +or smiling primarily expresses mere happiness or joy. Dr. Crichton +Browne, to whom, as on so many other occasions, I am indebted for the +results of his wide experience, informs me that with idiots laughter is +the most prevalent and frequent of all the emotional expressions. Many +idiots are morose, passionate, restless, in a painful state of mind, or +utterly stolid, and these never laugh. Others frequently laugh in a +quite senseless manner. Thus an idiot boy, incapable of speech, +complained to Dr. Browne, by the aid of signs, that another boy in the +asylum had given him a black eye; and this was accompanied by +“explosions of laughter and with his face covered with the broadest +smiles.” There is another large class of idiots who are persistently +joyous and benign, and who are constantly laughing or smiling.[803] +Their countenances often exhibit a stereotyped smile; their joyousness +is increased, and they grin, chuckle, or giggle, whenever food is +placed before them, or when they are caressed, are shown bright +colours, or hear music. Some of them laugh more than usual when they +walk about, or attempt any muscular exertion. The joyousness of most of +these idiots cannot possibly be associated, as Dr. Browne remarks, with +any distinct ideas: they simply feel pleasure, and express it by +laughter or smiles. With imbeciles rather higher in the scale, personal +vanity seems to be the commonest cause of laughter, and next to this, +pleasure arising from the approbation of their conduct. + +With grown-up persons laughter is excited by causes considerably +different from those which suffice during childhood; but this remark +hardly applies to smiling. Laughter in this respect is analogous with +weeping, which with adults is almost confined to mental distress, +whilst with children it is excited by bodily pain or any suffering, as +well as by fear or rage. Many curious discussions have been written on +the causes of laughter with grown-up persons. The subject is extremely +complex. Something incongruous or unaccountable, exciting surprise and +some sense of superiority in the laugher, who must be in a happy frame +of mind, seems to be the commonest cause.[804] The circumstances must +not be of a momentous nature: no poor man would laugh or smile on +suddenly hearing that a large fortune had been bequeathed to him. If +the mind is strongly excited by pleasurable feelings, and any little +unexpected event or thought occurs, then, as Mr. Herbert Spencer +remarks,[805] “a large amount of nervous energy, instead of being +allowed to expend itself in producing an equivalent amount of the new +thoughts and emotion which were nascent, is suddenly checked in its +flow.”... “The excess must discharge itself in some other direction, +and there results an efflux through the motor nerves to various classes +of the muscles, producing the half-convulsive actions we term +laughter.” An observation, bearing on this point, was made by a +correspondent during the recent siege of Paris, namely, that the German +soldiers, after strong excitement from exposure to extreme danger, were +particularly apt to burst out into loud laughter at the smallest joke. +So again when young children are just beginning to cry, an unexpected +event will sometimes suddenly turn their crying into laughter, which +apparently serves equally well to expend their superfluous nervous +energy. + +The imagination is sometimes said to be tickled by a ludicrous idea; +and this so-called tickling of the mind is curiously analogous with +that of the body. Every one knows how immoderately children laugh, and +how their whole bodies are convulsed when they are tickled. The +anthropoid apes, as we have seen, likewise utter a reiterated sound, +corresponding with our laughter, when they are tickled, especially +under the armpits. I touched with a bit of paper the sole of the foot +of one of my infants, when only seven days old, and it was suddenly +jerked away and the toes curled about, as in an older child. Such +movements, as well as laughter from being tickled, are manifestly +reflex actions; and this is likewise shown by the minute unstriped +muscles, which serve to erect the separate hairs on the body, +contracting near a tickled surface.[806] Yet laughter from a ludicrous +idea, though involuntary, cannot be called a strictly reflex action. In +this case, and in that of laughter from being tickled, the mind must be +in a pleasurable condition; a young child, if tickled by a strange man, +would scream from fear. The touch must be light, and an idea or event, +to be ludicrous, must not be of grave import. The parts of the body +which are most easily tickled are those which are not commonly touched, +such as the armpits or between the toes, or parts such as the soles of +the feet, which are habitually touched by a broad surface; but the +surface on which we sit offers a marked exception to this rule. +According to Gratiolet,[807] certain nerves are much more sensitive to +tickling than others. From the fact that a child can hardly tickle +itself, or in a much less degree than when tickled by another person, +it seems that the precise point to be touched must not be known; so +with the mind, something unexpected—a novel or incongruous idea which +breaks through an habitual train of thought—appears to be a strong +element in the ludicrous. + +The sound of laughter is produced by a deep inspiration followed by +short, interrupted, spasmodic contractions of the chest, and especially +of the diaphragm.[808] Hence we hear of “laughter holding both his +sides.” From the shaking of the body, the head nods to and fro. The +lower jaw often quivers up and down, as is likewise the case with some +species of baboons, when they are much pleased. + + + +Moderate Laughter and Smiling. Plate III + +During laughter the mouth is opened more or less widely, with the +corners drawn much backwards, as well as a little upwards; and the +upper lip is somewhat raised. The drawing back of the corners is best +seen in moderate laughter, and especially in a broad smile—the latter +epithet showing how the mouth is widened. In the accompanying figs. +1-3, Plate III., different degrees of moderate laughter and smiling +have been photographed. The figure of the little girl, with the hat is +by Dr. Wallich, and the expression was a genuine one; the other two are +by Mr. Rejlander. Dr. Duchenne repeatedly insists[809] that, under the +emotion of joy, the mouth is acted on exclusively by the great +zygomatic muscles, which serve to draw the corners backwards and +upwards; but judging from the manner in which the upper teeth are +always exposed during laughter and broad smiling, as well as from my +own sensations, I cannot doubt that some of the muscles running to the +upper lip are likewise brought into moderate action. The upper and +lower orbicular muscles of the eyes are at the same time more or less +contracted; and there is an intimate connection, as explained in the +chapter on weeping, between the orbiculars, especially the lower ones +and some of the muscles running to the upper lip. Henle remarks[810] on +this head, that when a man closely shuts one eye he cannot avoid +retracting the upper lip on the same side; conversely, if any one will +place his finger on his lower eyelid, and then uncover his upper +incisors as much as possible, he will feel, as his upper lip is drawn +strongly upwards, that the muscles of the lower eyelid contract. In +Henle’s drawing, given in woodcut, fig. 2, the _musculus malaris_ (H) +which runs to the upper lip may be seen to form an almost integral part +of the lower orbicular muscle. + +Dr. Duchenne has given a large photograph of an old man (reduced on +Plate III. fig 4), in his usual passive condition, and another of the +same man (fig. 5), naturally smiling. The latter was instantly +recognized by every one to whom it was shown as true to nature. He has +also given, as an example of an unnatural or false smile, another +photograph (fig. 6) of the same old man, with the corners of his mouth +strongly retracted by the galvanization of the great zygomatic muscles. +That the expression is not natural is clear, for I showed this +photograph to twenty-four persons, of whom three could not in the least +tell what was meant, whilst the others, though they perceived that the +expression was of the nature of a smile, answered in such words as “a +wicked joke,” “trying to laugh,” “grinning laughter.... half-amazed +laughter,” &c. Dr. Duchenne attributes the falseness of the expression +altogether to the orbicular muscles of the lower eyelids not being +sufficiently contracted; for he justly lays great stress on their +contraction in the expression of joy. No doubt there is much truth in +this view, but not, as it appears to me, the whole truth. The +contraction of the lower orbiculars is always accompanied, as we have +seen, by the drawing up of the upper lip. Had the upper lip, in fig. 6, +been thus acted on to a slight extent, its curvature would have been +less rigid, the naso-labial farrow would have been slightly different, +and the whole expression would, as I believe, have been more natural, +independently of the more conspicuous effect from the stronger +contraction of the lower eyelids. The corrugator muscle, moreover, in +fig. 6, is too much contracted, causing a frown; and this muscle never +acts under the influence of joy except during strongly pronounced or +violent laughter. + +By the drawing backwards and upwards of the corners of the mouth, +through the contraction of the great zygomatic muscles, and by the +raising of the upper lip, the cheeks are drawn upwards. Wrinkles are +thus formed under the eyes, and, with old people, at their outer ends; +and these are highly characteristic of laughter or smiling. As a gentle +smile increases into a strong one, or into a laugh, every one may feel +and see, if he will attend to his own sensations and look at himself in +a mirror, that as the upper lip is drawn up and the lower orbiculars +contract, the wrinkles in the lower eyelids and those beneath the eyes +are much strengthened or increased. At the same time, as I have +repeatedly observed, the eyebrows are slightly lowered, which shows +that the upper as well as the lower orbiculars contract at least to +some degree, though this passes unperecived, as far as our sensations +are concerned. If the original photograph of the old man, with his +countenance in its usual placid state (fig. 4), be compared with that +(fig. 5) in which he is naturally smiling, it may be seen that the +eyebrows in the latter are a little lowered. I presume that this is +owing to the upper orbiculars being impelled, through the force of +long-associated habit, to act to a certain extent in concert with the +lower orbiculars, which themselves contract in connection with the +drawing up of the upper lip. + +The tendency in the zygomatic muscles to contract under pleasurable +emotions is shown by a curious fact, communicated to me by Dr. Browne, +with respect to patients suffering from GENERAL PARALYSIS OF THE +INSANE.[811] “In this malady there is almost invariably +optimism—delusions as to wealth, rank, grandeur—insane joyousness, +benevolence, and profusion, while its very earliest physical symptom is +trembling at the corners of the mouth and at the outer corners of the +eyes. This is a well-recognized fact. Constant tremulous agitation of +the inferior palpebral and great zygomatic muscles is pathognomic of +the earlier stages of general paralysis. The countenance has a pleased +and benevolent expression. As the disease advances other muscles become +involved, but until complete fatuity is reached, the prevailing +expression is that of feeble benevolence.” + +As in laughing and broadly smiling the cheeks and upper lip are much +raised, the nose appears to be shortened, and the skin on the bridge +becomes finely wrinkled in transverse lines, with other oblique +longitudinal lines on the sides. The upper front teeth are commonly +exposed. A well-marked naso-labial fold is formed, which runs from the +wing of each nostril to the corner of the mouth; and this fold is often +double in old persons. + +A bright and sparkling eye is as characteristic of a pleased or amused +state of mind, as is the retraction of the corners of the mouth and +upper lip with the wrinkles thus produced. Even the eyes of +microcephalous idiots, who are so degraded that they never learn to +speak, brighten slightly when they are pleased.[812] Under extreme +laughter the eyes are too much suffused with tears to sparkle; but the +moisture squeezed out of the glands during moderate laughter or smiling +may aid in giving them lustre; though this must be of altogether +subordinate importance, as they become dull from grief, though they are +then often moist. Their brightness seems to be chiefly due to their +tenseness,[813] owing to the contraction of the orbicular muscles and +to the pressure of the raised cheeks. But, according to Dr. Piderit, +who has discussed this point more fully than any other writer,[814] the +tenseness may be largely attributed to the eyeballs becoming filled +with blood and other fluids, from the acceleration of the circulation, +consequent on the excitement of pleasure. He remarks on the contrast in +the appearance of the eyes of a hectic patient with a rapid +circulation, and of a man suffering from cholera with almost all the +fluids of his body drained from him. Any cause which lowers the +circulation deadens the eye. I remember seeing a man utterly prostrated +by prolonged and severe exertion during a very hot day, and a bystander +compared his eyes to those of a boiled codfish. + +To return to the sounds produced during laughter. We can see in a vague +manner how the utterance of sounds of some kind would naturally become +associated with a pleasurable state of mind; for throughout a large +part of the animal kingdom vocal or instrumental sounds are employed +either as a call or as a charm by one sex for the other. They are also +employed as the means for a joyful meeting between the parents and +their offspring, and between the attached members of the same social +community. But why the sounds which man utters when he is pleased have +the peculiar reiterated character of laughter we do not know. +Nevertheless we can see that they would naturally be as different as +possible from the screams or cries of distress; and as in the +production of the latter, the expirations are prolonged and continuous, +with the inspirations short and interrupted, so it might perhaps have +been expected with the sounds uttered from joy, that the expirations +would have been short and broken with the inspirations prolonged; and +this is the case. + +It is an equally obscure point why the corners of the mouth are +retracted and the upper lip raised during ordinary laughter. The mouth +must not be opened to its utmost extent, for when this occurs during a +paroxysm of excessive laughter hardly any sound is emitted; or it +changes its tone and seems to come from deep down in the throat. The +respiratory muscles, and even those of the limbs, are at the same time +thrown into rapid vibratory movements. The lower jaw often partakes of +this movement, and this would tend to prevent the mouth from being +widely opened. But as a full volume of sound has to be poured forth, +the orifice of the mouth must be large; and it is perhaps to gain this +end that the corners are retracted and the upper lip raised. Although +we can hardly account for the shape of the mouth during laughter, which +leads to wrinkles being formed beneath the eyes, nor for the peculiar +reiterated sound of laughter, nor for the quivering of the jaws, +nevertheless we may infer that all these effects are due to some common +cause. For they are all characteristic and expressive of a pleased +state of mind in various kinds of monkeys. + +A graduated series can be followed from violent to moderate laughter, +to a broad smile, to a gentle smile, and to the expression of mere +cheerfulness. During excessive laughter the whole body is often thrown +backward and shakes, or is almost convulsed; the respiration is much +disturbed; the head and face become gorged with blood, with the veins +distended; and the orbicular muscles are spasmodically contracted in +order to protect the eyes. Tears are freely shed. Hence, as formerly +remarked, it is scarcely possible to point out any difference between +the tear-stained face of a person after a paroxysm of excessive +laughter and after a bitter crying-fit.[815] It is probably due to the +close similarity of the spasmodic movements caused by these widely +different emotions that hysteric patients alternately cry and laugh +with violence, and that young children sometimes pass suddenly from the +one to the other state. Mr. Swinhoe informs me that he has often seen +the Chinese, when suffering from deep grief, burst out into hysterical +fits of laughter. + +I was anxious to know whether tears are freely shed during excessive +laughter by most of the races of men, and I hear from my correspondents +that this is the case. One instance was observed with the Hindoos, and +they themselves said that it often occurred. So it is with the Chinese. +The women of a wild tribe of Malays in the Malacca peninsula, sometimes +shed tears when they laugh heartily, though this seldom occurs. With +the Dyaks of Borneo it must frequently be the case, at least with the +women, for I hear from the Rajah C. Brooke that it is a common +expression with them to say “we nearly made tears from laughter.” The +aborigines of Australia express their emotions freely, and they are +described by my correspondents as jumping about and clapping their +hands for joy, and as often roaring with laughter. No less than four +observers have seen their eyes freely watering on such occasions; and +in one instance the tears rolled down their cheeks. Mr. Bulmer, a +missionary in a remote part of Victoria, remarks, “that they have a +keen sense of the ridiculous; they are excellent mimics, and when one +of them is able to imitate the peculiarities of some absent member of +the tribe, it is very common to hear all in the camp convulsed with +laughter.” With Europeans hardly anything excites laughter so easily as +mimicry; and it is rather curious to find the same fact with the +savages of Australia, who constitute one of the most distinct races in +the world. + +In Southern Africa with two tribes of Kafirs, especially with the +women, their eyes often fill with tears during laughter. Gaika, the +brother of the chief Sandilli, answers my query on this head, with the +words, “Yes, that is their common practice.” Sir Andrew Smith has seen +the painted face of a Hottentot woman all furrowed with tears after a +fit of laughter. In Northern Africa, with the Abyssinians, tears are +secreted under the same circumstances. Lastly, in North America, the +same fact has been observed in a remarkably savage and isolated tribe, +but chiefly with the women; in another tribe it was observed only on a +single occasion. + +Excessive laughter, as before remarked, graduates into moderate +laughter. In this latter case the muscles round the eyes are much less +contracted, and there is little or no frowning. Between a gentle laugh +and a broad smile there is hardly any difference, excepting that in +smiling no reiterated sound is uttered, though a single rather strong +expiration, or slight noise—a rudiment of a laugh—may often be heard at +the commencement of a smile. On a moderately smiling countenance the +contraction of the upper orbicular muscles can still just be traced by +a slight lowering of the eyebrows. The contraction of the lower +orbicular and palpebral muscles is much plainer, and is shown by the +wrinkling of the lower eyelids and of the skin beneath them, together +with a slight drawing up of the upper lip. From the broadest smile we +pass by the finest steps into the gentlest one. In this latter case the +features are moved in a much less degree, and much more slowly, and the +mouth is kept closed. The curvature of the naso-labial furrow is also +slightly different in the two cases. We thus see that no abrupt line of +demarcation can be drawn between the movement of the features during +the most violent laughter and a very faint smile.[816] + +A smile, therefore, may be said to be the first stage in the +development of a laugh. But a different and more probable view may be +suggested; namely, that the habit of uttering load reiterated sounds +from a sense of pleasure, first led to the retraction of the corners of +the mouth and of the upper lip, and to the contraction of the orbicular +muscles; and that now, through association and long-continued habit, +the same muscles are brought into slight play whenever any cause +excites in us a feeling which, if stronger, would have led to laughter; +and the result is a smile. + +Whether we look at laughter as the full development of a smile, or, as +is more probable, at a gentle smile as the last trace of a habit, +firmly fixed during many generations, of laughing whenever we are +joyful, we can follow in our infants the gradual passage of the one +into the other. It is well known to those who have the charge of young +infants, that it is difficult to feel sure when certain movements about +their mouths are really expressive; that is, when they really smile. +Hence I carefully watched my own infants. One of them at the age of +forty-five days, and being at the time in a happy frame of mind, +smiled; that is, the corners of the mouth were retracted, and +simultaneously the eyes became decidedly bright. I observed the same +thing on the following day; but on the third day the child was not +quite well and there was no trace of a smile, and this renders it +probable that the previous smiles were real. Eight days subsequently +and during the next succeeding week, it was remarkable how his eyes +brightened whenever he smiled, and his nose became at the same time +transversely wrinkled. This was now accompanied by a little bleating +noise, which perhaps represented a laugh. At the age of 113 days these +little noises, which were always made during expiration, assumed a +slightly different character, and were more broken or interrupted, as +in sobbing; and this was certainly incipient laughter. The change in +tone seemed to me at the time to be connected with the greater lateral +extension of the mouth as the smiles became broader. + +In a second infant the first real smile was observed at about the same +age, viz. forty-five days; and in a third, at a somewhat earlier age. +The second infant, when sixty-five days old, smiled much more broadly +and plainly than did the one first mentioned at the same age; and even +at this early age uttered noises very like laughter. In this gradual +acquirement, by infants, of the habit of laughing, we have a case in +some degree analogous to that of weeping. As practice is requisite with +the ordinary movements of the body, such as walking, so it seems to be +with laughing and weeping. The art of screaming, on the other hand, +from being of service to infants, has become finely developed from the +earliest days. + +_High spirits, cheerfulness_.—A man in high spirits, though he may not +actually smile, commonly exhibits some tendency to the retraction of +the corners of his mouth. From the excitement of pleasure, the +circulation becomes more rapid; the eyes are bright, and the colour of +the face rises. The brain, being stimulated by the increased flow of +blood, reacts on the mental powers; lively ideas pass still more +rapidly through the mind, and the affections are warmed. I heard a +child, a little under four years old, when asked what was meant by +being in good spirits, answer, “It is laughing, talking, and kissing.” +It would be difficult to give a truer and more practical definition. A +man in this state holds his body erect, his head upright, and his eyes +open. There is no drooping of the features, and no contraction of the +eyebrows. On the contrary, the frontal muscle, as Moreau observes,[817] +tends to contract slightly; and this smooths the brow, removes every +trace of a frown, arches the eyebrows a little, and raises the eyelids. +Hence the Latin phrase, _exporrigere frontem_—to unwrinkle the +brow—means, to be cheerful or merry. The whole expression of a man in +good spirits is exactly the opposite of that of one suffering from +sorrow. According to Sir C. Bell, “In all the exhilarating emotions the +eyebrows, eyelids, the nostrils, and the angles of the mouth are +raised. In the depressing passions it is the reverse.” Under the +influence of the latter the brow is heavy, the eyelids, cheeks, mouth, +and whole head droop; the eyes are dull; the countenance pallid, and +the respiration slow. In joy the face expands, in grief it lengthens. +Whether the principle of antithesis has here come into play in +producing these opposite expressions, in aid of the direct causes which +have been specified and which are sufficiently plain, I will not +pretend to say. + +With all the races of man the expression of good spirit appears to be +the same, and is easily recognized. My informants, from various parts +of the Old and New Worlds, answer in the affirmative to my queries on +this head, and they give some particulars with respect to Hindoos, +Malays, and New Zealanders. The brightness of the eyes of the +Australians has struck four observers, and the same fact has been +noticed with Hindoos, New Zealanders, and the Dyaks of Borneo. + +Savages sometimes express their satisfaction not only by smiling, but +by gestures derived from the pleasure of eating. Thus Mr. Wedgwood[818] +quotes Petherick that the negroes on the Upper Nile began a general +rubbing of their bellies when he displayed his beads; and Leichhardt +says that the Australians smacked and clacked their mouths at the sight +of his horses and bullocks, and more especially of his kangaroo dogs. +The Greenlanders, “when they affirm anything with pleasure, suck down +air with a certain sound;”[819] and this may be an imitation of the act +of swallowing savoury food. + +Laughter is suppressed by the firm contraction of the orbicular muscles +of the mouth, which prevents the great zygomatic and other muscles from +drawing the lips backwards and upwards. The lower lip is also sometimes +held by the teeth, and this gives a roguish expression to the face, as +was observed with the blind and deaf Laura Bridgman.[820] The great +zygomatic muscle is sometimes variable in its course, and I have seen a +young woman in whom the _depressores anguli oris_ were brought into +strong action in suppressing a smile; but this by no means gave to her +countenance a melancholy expression, owing to the brightness of her +eyes. + +Laughter is frequently employed in a forced manner to conceal or mask +some other state of mind, even anger. We often see persons laughing in +order to conceal their shame or shyness. When a person purses up his +mouth, as if to prevent the possibility of a smile, though there is +nothing to excite one, or nothing to prevent its free indulgence, an +affected, solemn, or pedantic expression is given; but of such hybrid +expressions nothing more need here be said. In the case of derision, a +real or pretended smile or laugh is often blended with the expression +proper to contempt, and this may pass into angry contempt or scorn. In +such cases the meaning of the laugh or smile is to show the offending +person that he excites only amusement. + +_Love, tender feelings, &c_.—Although the emotion of love, for instance +that of a mother for her infant, is one of the strongest of which the +mind is capable, it can hardly be said to have any proper or peculiar +means of expression; and this is intelligible, as it has not habitually +led to any special line of action. No doubt, as affection is a +pleasurable sensation, it generally causes a gentle smile and some +brightening of the eyes. A strong desire to touch the beloved person is +commonly felt; and love is expressed by this means more plainly than by +any other.[821] Hence we long to clasp in our arms those whom we +tenderly love. We probably owe this desire to inherited habit, in +association with the nursing and tending of our children, and with the +mutual caresses of lovers. + +With the lower animals we see the same principle of pleasure derived +from contact in association with love. Dogs and cats manifestly take +pleasure in rubbing against their masters and mistresses, and in being +rubbed or patted by them. Many kinds of monkeys, as I am assured by the +keepers in the Zoological Gardens, delight in fondling and being +fondled by each other, and by persons to whom they are attached. Mr. +Bartlett has described to me the behaviour of two chimpanzees, rather +older animals than those generally imported into this country, when +they were first brought together. They sat opposite, touching each +other with their much protruded lips; and the one put his hand on the +shoulder of the other. They then mutually folded each other in their +arms. Afterwards they stood up, each with one arm on the shoulder of +the other, lifted up their heads, opened their mouths, and yelled with +delight.[822] + +We Europeans are so accustomed to kissing as a mark of affection, that +it might be thought to be innate in mankind; but this is not the case. +Steele was mistaken when he said “Nature was its author, and it began +with the first courtship.” Jemmy Button, the Fuegian, told me that this +practice was unknown in his land. It is equally unknown with the New +Zealanders, Tahitians, Papuans, Australians, Somals of Africa, and the +Esquimaux. But it is so far innate or natural that it apparently +depends on pleasure from close contact with a beloved person; and it is +replaced in various parts of the world, by the rubbing of noses, as +with the New Zealanders and Laplanders, by the rubbing or patting of +the arms, breasts, or stomachs, or by one man striking his own face +with the hands or feet of another. Perhaps the practice of blowing, as +a mark of affection, on various parts of the body may depend on the +same principle.[823] + +The feelings which are called tender are difficult to analyse; they +seem to be compounded of affection, joy, and especially of sympathy. +These feelings are in themselves of a pleasurable nature, excepting +when pity is too deep, or horror is aroused, as in hearing of a +tortured man or animal. They are remarkable under our present point of +view from so readily exciting the secretion of tears. Many a father and +son have wept on meeting after a long separation, especially if the +meeting has been unexpected. No doubt extreme joy by itself tends to +act on the lacrymal glands; but on such occasions as the foregoing +vague thoughts of the grief which would have been felt had the father +and son never met, will probably have passed through their minds; and +grief naturally leads to the secretion of tears. Thus on the return of +Ulysses:— + +“Telemachus Rose, and clung weeping round his father’s breast. +There the pent grief rained o’er them, yearning thus. +* * * * * * +Thus piteously they wailed in sore unrest, +And on their weepings had gone down the day, +But that at last Telemachus found words to say.” +_Worsley’s Translation of the Odyssey_, Book xvi. st. 27. + + +So again when Penelope at last recognized her husband:— + +“Then from her eyelids the quick tears did start +And she ran to him from her place, and threw +Her arms about his neck, and a warm dew +Of kisses poured upon him, and thus spake:” +—Book xxiii. st. 27. + + +The vivid recollection of our former home, or of long-past happy days, +readily causes the eyes to be suffused with tears; but here, again, the +thought naturally occurs that these days will never return. In such +cases we may be said to sympathize with ourselves in our present, in +comparison with our former, state. Sympathy with the distresses of +others, even with the imaginary distresses of a heroine in a pathetic +story, for whom we feel no affection, readily excites tears. So does +sympathy with the happiness of others, as with that of a lover, at last +successful after many hard trials in a well-told tale. + +Sympathy appears to constitute a separate or distinct emotion; and it +is especially apt to excite the lacrymal glands. This holds good +whether we give or receive sympathy. Every one must have noticed how +readily children burst out crying if we pity them for some small hurt. +With the melancholic insane, as Dr. Crichton Browne informs me, a kind +word will often plunge them into unrestrained weeping. As soon as we +express our pity for the grief of a friend, tears often come into our +own eyes. The feeling of sympathy is commonly explained by assuming +that, when we see or hear of suffering in another, the idea of +suffering is called up so vividly in our own minds that we ourselves +suffer. But this explanation is hardly sufficient, for it does not +account for the intimate alliance between sympathy and affection. We +undoubtedly sympathize far more deeply with a beloved than with an +indifferent person; and the sympathy of the one gives us far more +relief than that of the other. Yet assuredly we can sympathize with +those for whom we feel no affection. + +Why suffering, when actually experienced by ourselves, excites weeping, +has been discussed in a former chapter. With respect to joy, its +natural and universal expression is laughter; and with all the races of +man loud laughter leads to the secretion of tears more freely than does +any other cause excepting distress. The suffusion of the eyes with +tears, which undoubtedly occurs under great joy, though there is no +laughter, can, as it seems to me, be explained through habit and +association on the same principles as the effusion of tears from grief, +although there is no screaming. Nevertheless it is not a little +remarkable that sympathy with the distresses of others should excite +tears more freely than our own distress; and this certainly is the +case. Many a man, from whose eyes no suffering of his own could wring a +tear, has shed tears at the sufferings of a beloved friend. It is still +more remarkable that sympathy with the happiness or good fortune of +those whom we tenderly love should lead to the same result, whilst a +similar happiness felt by ourselves would leave our eyes dry. We +should, however, bear in mind that the long-continued habit of +restraint which is so powerful in checking the free flow of tears from +bodily pain, has not been brought into play in preventing a moderate +effusion of tears in sympathy with the sufferings or happiness of +others. + +Music has a wonderful power, as I have elsewhere attempted to +show,[824] of recalling in a vague and indefinite manner, those strong +emotions which were felt during long-past ages, when, as is probable, +our early progenitors courted each other by the aid of vocal tones. And +as several of our strongest emotions—grief, great joy, love, and +sympathy—lead to the free secretion of tears, it is not surprising that +music should be apt to cause our eyes to become suffused with tears, +especially when we are already softened by any of the tenderer +feelings. Music often produces another peculiar effect. We know that +every strong sensation, emotion, or excitement—extreme pain, rage, +terror, joy, or the passion of love—all have a special tendency to +cause the muscles to tremble; and the thrill or slight shiver which +runs down the backbone and limbs of many persons when they are +powerfully affected by music, seems to bear the same relation to the +above trembling of the body, as a slight suffusion of tears from the +power of music does to weeping from any strong and real emotion. + +_Devotion_.—As devotion is, in some degree, related to affection, +though mainly consisting of reverence, often combined with fear, the +expression of this state of mind may here be briefly noticed. With some +sects, both past and present, religion and love have been strangely +combined; and it has even been maintained, lamentable as the fact may +be, that the holy kiss of love differs but little from that which a man +bestows on a woman, or a woman on a man.[825] Devotion is chiefly +expressed by the face being directed towards the heavens, with the +eyeballs upturned. Sir C. Bell remarks that, at the approach of sleep, +or of a fainting-fit, or of death, the pupils are drawn upwards and +inwards; and he believes that “when we are wrapt in devotional +feelings, and outward impressions are unheeded, the eyes are raised by +an action neither taught nor acquired.” and that this is due to the +same cause as in the above cases.[826] That the eyes are upturned +during sleep is, as I hear from Professor Donders, certain. With +babies, whilst sucking their mother’s breast, this movement of the +eyeballs often gives to them an absurd appearance of ecstatic delight; +and here it may be clearly perceived that a struggle is going on +against the position naturally assumed during sleep. But Sir C. Bell’s +explanation of the fact, which rests on the assumption that certain +muscles are more under the control of the will than others is, as I +hear from Professor Donders, incorrect. As the eyes are often turned up +in prayer, without the mind being so much absorbed in thought as to +approach to the unconsciousness of sleep, the movement is probably a +conventional one—the result of the common belief that Heaven, the +source of Divine power to which we pray, is seated above us. + +A humble kneeling posture, with the hands upturned and palms joined, +appears to us, from long habit, a gesture so appropriate to devotion, +that it might be thought to be innate; but I have not met with any +evidence to this effect with the various extra-European races of +mankind. During the classical period of Roman history it does not +appear, as I hear from an excellent classic, that the hands were thus +joined during prayer. Mr. Rensleigh Wedgwood has apparently given[827] +the true explanation, though this implies that the attitude is one of +slavish subjection. “When the suppliant kneels and holds up his hands +with the palms joined, he represents a captive who proves the +completeness of his submission by offering up his hands to be bound by +the victor. It is the pictorial representation of the Latin _dare +manus_, to signify submission.” Hence it is not probable that either +the uplifting of the eyes or the joining of the open hands, under the +influence of devotional feelings, are innate or truly expressive +actions; and this could hardly have been expected, for it is very +doubtful whether feelings, such as we should now rank as devotional, +affected the hearts of men, whilst they remained during past ages in an +uncivilized condition. + + + + +CHAPTER IX. REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. + +The act of frowning—Reflection with an effort, or with the perception +of something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy Sulkiness and +pouting—Decision or determination—The firm closure of the mouth. + +The corrugators, by their contraction, lower the eyebrows and bring +them together, producing vertical furrows on the forehead—that is, a +frown. Sir C. Bell, who erroneously thought that the corrugator was +peculiar to man, ranks it as “the most remarkable muscle of the human +face. It knits the eyebrows with an energetic effort, which +unaccountably, but irresistibly, conveys the idea of mind.” Or, as he +elsewhere says, “when the eyebrows are knit, energy of mind is +apparent, and there is the mingling of thought and emotion with the +savage and brutal rage of the mere animal.”[901] There is much truth in +these remarks, but hardly the whole truth. Dr. Duchenne has called the +corrugator the muscle of reflection;[902] but this name, without some +limitation, cannot be considered as quite correct. + +A man may be absorbed in the deepest thought, and his brow will remain +smooth until he encounters some obstacle in his train of reasoning, or +is interrupted by some disturbance, and then a frown passes like a +shadow over his brow. A half-starved man may think intently how to +obtain food, but he probably will not frown unless he encounters either +in thought or action some difficulty, or finds the food when obtained +nauseous. I have noticed that almost everyone instantly frowns if he +perceives a strange or bad taste in what he is eating. I asked several +persons, without explaining my object, to listen intently to a very +gentle tapping sound, the nature and source of which they all perfectly +knew, and not one frowned; but a man who joined us, and who could not +conceive what we were all doing in profound silence, when asked to +listen, frowned much, though not in an ill-temper, and said he could +not in the least understand what we all wanted. Dr. Piderit[903] who +has published remarks to the same effect, adds that stammerers +generally frown in speaking, and that a man in doing even so trifling a +thing as pulling on a boot, frowns if he finds it too tight. Some +persons are such habitual frowners, that the mere effort of speaking +almost always causes their brows to contract. + +Men of all races frown when they are in any way perplexed in thought, +as I infer from the answers which I have received to my queries; but I +framed them badly, confounding absorbed meditation with perplexed +reflection. Nevertheless, it is clear that the Australians, Malays, +Hindoos, and Kafirs of South Africa frown, when they are puzzled. +Dobritzhoffer remarks that the Guaranies of South America on like +occasions knit their brows.[904] + +From these considerations, we may conclude that frowning is not the +expression of simple reflection, however profound, or of attention, +however close, but of something difficult or displeasing encountered in +a train of thought or in action. Deep reflection can, however, seldom +be long carried on without some difficulty, so that it will generally +be accompanied by a frown. Hence it is that frowning commonly gives to +the countenance, as Sir C. Bell remarks, an aspect of intellectual +energy. But in order that this effect may be produced, the eyes must be +clear and steady, or they may be cast downwards, as often occurs in +deep thought. The countenance must not be otherwise disturbed, as in +the case of an ill-tempered or peevish man, or of one who shows the +effects of prolonged suffering, with dulled eyes and drooping jaw, or +who perceives a bad taste in his food, or who finds it difficult to +perform some trifling act, such as threading a needle. In these cases a +frown may often be seen, but it will be accompanied by some other +expression, which will entirely prevent the countenance having an +appearance of intellectual energy or of profound thought. + +We may now inquire how it is that a frown should express the perception +of something difficult or disagreeable, either in thought or action. In +the same way as naturalists find it advisable to trace the +embryological development of an organ in order fully to understand its +structure, so with the movements of expression it is advisable to +follow as nearly as possible the same plan. The earliest and almost +sole expression seen during the first days of infancy, and then often +exhibited is that displayed during the act of screaming; and screaming +is excited, both at first and for some time afterwards, by every +distressing or displeasing sensation and emotion,—by hunger, pain, +anger, jealousy, fear, &c. At such times the muscles round the eyes are +strongly contracted; and this, as I believe, explains to a large extent +the act of frowning during the remainder of our lives. I repeatedly +observed my own infants, from under the age of one week to that of two +or three months, and found that when a screaming-fit came on gradually, +the first sign was the contraction of the corrugators, which produced a +slight frown, quickly followed by the contraction of the other muscles +round the eyes. When an infant is uncomfortable or unwell, little +frowns—as I record in my notes—may be seen incessantly passing like +shadows over its face; these being generally, but not always, followed +sooner or later by a crying-fit. For instance, I watched for some time +a baby, between seven and eight weeks old, sucking some milk which was +cold, and therefore displeasing to him; and a steady little frown was +maintained all the time. This was never developed into an actual +crying-fit, though occasionally every stage of close approach could be +observed. + +As the habit of contracting the brows has been followed by infants +during innumerable generations, at the commencement of every crying or +screaming fit, it has become firmly associated with the incipient sense +of something distressing or disagreeable. Hence under similar +circumstances it would be apt to be continued during maturity, although +never then developed into a crying-fit. Screaming or weeping begins to +be voluntarily restrained at an early period of life, whereas frowning +is hardly ever restrained at any age. It is perhaps worth notice that +with children much given to weeping, anything which perplexes their +minds, and which would cause most other children merely to frown, +readily makes them weep. So with certain classes of the insane, any +effort of mind, however slight, which with an habitual frowner would +cause a slight frown, leads to their weeping in an unrestrained manner. +It is not more surprising that the habit of contracting the brows at +the first perception of something distressing, although gained during +infancy, should be retained during the rest of our lives, than that +many other associated habits acquired at an early age should be +permanently retained both by man and the lower animals. For instance, +full-grown cats, when feeling warm and comfortable, often retain the +habit of alternately protruding their fore-feet with extended toes, +which habit they practised for a definite purpose whilst sucking their +mothers. + +Another and distinct cause has probably strengthened the habit of +frowning, whenever the mind is intent on any subject and encounters +some difficulty. Vision is the most important of all the senses, and +during primeval times the closest attention must have been incessantly: +directed towards distant objects for the sake of obtaining prey and +avoiding danger. I remember being struck, whilst travelling in parts of +South America, which were dangerous from the presence of Indians, how +incessantly, yet as it appeared unconsciously, the half-wild Gauchos +closely scanned the whole horizon. Now, when any one with no covering +on his head (as must have been aboriginally the case with mankind), +strives to the utmost to distinguish in broad daylight, and especially +if the sky is bright, a distant object, he almost invariably contracts +his brows to prevent the entrance of too much light; the lower eyelids, +cheeks, and upper lip being at the same time raised, so as to lessen +the orifice of the eyes. I have purposely asked several persons, young +and old, to look, under the above circumstances, at distant objects, +making them believe that I only wished to test the power of their +vision; and they all behaved in the manner just described. Some of +them, also, put their open, flat hands over their eyes to keep out the +excess of light. Gratiolet, after making some remarks to nearly the +same effect,[905] says, “Ce sont là des attitudes de vision difficile.” +He concludes that the muscles round the eyes contract partly for the +sake of excluding too much light (which appears to me the more +important end), and partly to prevent all rays striking the retina, +except those which come direct from the object that is scrutinized. Mr. +Bowman, whom I consulted on this point, thinks that the contraction of +the surrounding muscles may, in addition, “partly sustain the +consensual movements of the two eyes, by giving a firmer support while +the globes are brought to binocular vision by their own proper +muscles.” + +As the effort of viewing with care under a bright light a distant +object is both difficult and irksome, and as this effort has been +habitually accompanied, during numberless generations, by the +contraction of the eyebrows, the habit of frowning will thus have been +much strengthened; although it was originally practised during infancy +from a quite independent cause, namely as the first step in the +protection of the eyes during screaming. There is, indeed, much +analogy, as far as the state of the mind is concerned, between intently +scrutinizing a distant object, and following out an obscure train of +thought, or performing some little and troublesome mechanical work. The +belief that the habit of contracting the brows is continued when there +is no need whatever to exclude too much light, receives support from +the cases formerly alluded to, in which the eyebrows or eyelids are +acted on under certain circumstances in a useless manner, from having +been similarly used, under analogous circumstances, for a serviceable +purpose. For instance, we voluntarily close our eyes when we do not +wish to see any object, and we are apt to close them, when we reject a +proposition, as if we could not or would not see it; or when we think +about something horrible. We raise our eyebrows when we wish to see +quickly all round us, and we often do the same, when we earnestly +desire to remember something; acting as if we endeavoured to see it. + +_Abstraction. Meditation_.—When a person is lost in thought with his +mind absent, or, as it is sometimes said, “when he is in a brown +study,” he does not frown, but his eyes appear vacant. The lower +eyelids are generally raised and wrinkled, in the same manner as when a +short-sighted person tries to distinguish a distant object; and the +upper orbicular muscles are at the same time slightly contracted. The +wrinkling of the lower eyelids under these circumstances has been +observed with some savages, as by Mr. Dyson Lacy with the Australians +of Queensland, and several times by Mr. Geach with the Malays of the +interior of Malacca. What the meaning or cause of this action may be, +cannot at present be explained; but here we have another instance of +movement round the eyes in relation to the state of the mind. + +The vacant expression of the eyes is very peculiar, and at once shows +when a man is completely lost in thought. Professor Donders has, with +his usual kindness, investigated this subject for me. He has observed +others in this condition, and has been himself observed by Professor +Engelmann. The eyes are not then fixed on any object, and therefore +not, as I had imagined, on some distant object. The lines of vision of +the two eyes even often become slightly divergent; the divergence, if +the head be held vertically, with the plane of vision horizontal, +amounting to an angle of 2° as a maximum. This was ascertained by +observing the crossed double image of a distant object. When the head +droops forward, as often occurs with a man absorbed in thought, owing +to the general relaxation of his muscles, if the plane of vision be +still horizontal, the eyes are necessarily a little turned upwards, and +then the divergence is as much as 3°, or 3° 5’: if the eyes are turned +still more upwards, it amounts to between 6° and 7°. Professor Donders +attributes this divergence to the almost complete relaxation of certain +muscles of the eyes, which would be apt to follow from the mind being +wholly absorbed.[906] The active condition of the muscles of the eyes +is that of convergence; and Professor Donders remarks, as bearing on +their divergence during a period of complete abstraction, that when one +eye becomes blind, it almost always, after a short lapse of time, +deviates outwards; for its muscles are no longer used in moving the +eyeball inwards for the sake of binocular vision. + +Perplexed reflection is often accompanied by certain movements or +gestures. At such times we commonly raise our hands to our foreheads, +mouths, or chins; but we do not act thus, as far as I have seen, when +we are quite lost in meditation, and no difficulty is encountered. +Plautus, describing in one of his plays[907] a puzzled man, says, “Now +look, he has pillared his chin upon his hand.” Even so trifling and +apparently unmeaning a gesture as the raising of the hand to the face +has been observed with some savages. Mr. J. Mansel Weale has seen it +with the Kafirs of South Africa; and the native chief Gaika adds, that +men then “sometimes pull their beards.” Mr. Washington Matthews, who +attended to some of the wildest tribes of Indians in the western +regions of the United States, remarks that he has seen them when +concentrating their thoughts, bring their “hands, usually the thumb and +index finger, in contact with some part of the face, commonly the upper +lip.” We can understand why the forehead should be pressed or rubbed, +as deep thought tries the brain; but why the hand should be raised to +the mouth or face is far from clear. + +_Ill-temper_.—We have seen that frowning is the natural expression of +some difficulty encountered, or of something disagreeable experienced +either in thought or action, and he whose mind is often and readily +affected in this way, will be apt to be ill-tempered, or slightly +angry, or peevish, and will commonly show it by frowning. But a cross +expression, due to a frown, may be counteracted, if the mouth appears +sweet, from being habitually drawn into a smile, and the eyes are +bright and cheerful. So it will be if the eye is clear and steady, and +there is the appearance of earnest reflection. Frowning, with some +depression of the corners of the mouth, which is a sign of grief, gives +an air of peevishness. If a child (see Plate IV., fig. 2)[908] frowns +much whilst crying, but does not strongly contract in the usual manner +the orbicular muscles, a well-marked expression of anger or even of +rage, together with misery, is displayed. + + + +Ill-temper. Plate IV + +If the whole frowning brow be drawn much downward by the contraction of +the pyramidal muscles of the nose, which produces transverse wrinkles +or folds across the base of the nose, the expression becomes one of +moroseness. Duchenne believes that the contraction of this muscle, +without any frowning, gives the appearance of extreme and aggressive +hardness.[909] But I much doubt whether this is a true or natural +expression. I have shown Duchenne’s photograph of a young man, with +this muscle strongly contracted by means of galvanism, to eleven +persons, including some artists, and none of them could form an idea +what was intended, except one, a girl, who answered correctly, “surely +reserve.” When I first looked at this photograph, knowing what was +intended, my imagination added, as I believe, what was necessary, +namely, a frowning brow; and consequently the expression appeared to me +true and extremely morose. + +A firmly closed mouth, in addition to a lowered and frowning brow, +gives determination to the expression, or may make it obstinate and +sullen. How it comes that the firm closure of the mouth gives the +appearance of determination will presently be discussed. An expression +of sullen obstinacy has been clearly recognized by my informants, in +the natives of six different regions of Australia. It is well marked, +according to Mr. Scott, with the Hindoos. It has been recognized with +the Malays, Chinese, Kafirs, Abyssinians, and in a conspicuous degree, +according to Dr. Rothrock, with the wild Indians of North America, and +according to Mr. D. Forbes, with the Aymaras of Bolivia. I have also +observed it with the Araucanos of southern Chili. Mr. Dyson Lacy +remarks that the natives of Australia, when in this frame of mind, +sometimes fold their arms across their breasts, an attitude which may +be seen with us. A firm determination, amounting to obstinacy, is, +also, sometimes expressed by both shoulders being kept raised, the +meaning of which gesture will be explained in the following chapter. + +With young children sulkiness is shown by pouting, or, as it is +sometimes called, “making a snout.”[910] When the corners of the mouth +are much depressed, the lower lip is a little everted and protruded; +and this is likewise called a pout. But the pouting here referred to, +consists of the protrusion of both lips into a tubular form, sometimes +to such an extent as to project as far as the end of the nose, if this +be short. Pouting is generally accompanied by frowning, and sometimes +by the utterance of a booing or whooing noise. This expression is +remarkable, as almost the sole one, as far as I know, which is +exhibited much more plainly during childhood, at least with Europeans, +than during maturity. There is, however, some tendency to the +protrusion of the lips with the adults of all races under the influence +of great rage. Some children pout when they are shy, and they can then +hardly be called sulky. + +From inquiries which I have made in several large families, pouting +does not seem very common with European children; but it prevails +throughout the world, and must be both common and strongly marked with +most savage races, as it has caught the attention of many observers. It +has been noticed in eight different districts of Australia; and one of +my informants remarks how greatly the lips of the children are then +protruded. Two observers have seen pouting with the children of +Hindoos; three, with those of the Kafirs and Fingoes of South Africa, +and with the Hottentots; and two, with the children of the wild Indians +of North America. Pouting has also been observed with the Chinese, +Abyssinians, Malays of Malacca, Dyaks of Borneo, and often with the New +Zealanders. Mr. Mansel Weale informs me that he has seen the lips much +protruded, not only with the children of the Kafirs, but with the +adults of both sexes when sulky; and Mr. Stack has sometimes observed +the same thing with the men, and very frequently with the women of New +Zealand. A trace of the same expression may occasionally be detected +even with adult Europeans. + +We thus see that the protrusion of the lips, especially with young +children, is characteristic of sulkiness throughout the greater part of +the world. This movement apparently results from the retention, chiefly +during youth, of a primordial habit, or from an occasional reversion to +it. Young orangs and chimpanzees protrude their lips to an +extraordinary degree, as described in a former chapter, when they are +discontented, somewhat angry, or sulky; also when they are surprised, a +little frightened, and even when slightly pleased. Their mouths are +protruded apparently for the sake of making the various noises proper +to these several states of mind; and its shape, as I observed with the +chimpanzee, differed slightly when the cry of pleasure and that of +anger were uttered. As soon as these animals become enraged, the shape +of the month wholly changes, and the teeth are exposed. The adult orang +when wounded is said to emit “a singular cry, consisting at first of +high notes, which at length deepen into a low roar. While giving out +the high notes he thrusts out his lips into a funnel shape, but in +uttering the low notes he holds his mouth wide open.”[911] With the +gorilla, the lower lip is said to be capable of great elongation. If +then our semi-human progenitors protruded their lips when sulky or a +little angered, in the same manner as do the existing anthropoid apes, +it is not an anomalous, though a curious fact, that our children should +exhibit, when similarly affected, a trace of the same expression, +together with some tendency to utter a noise. For it is not at all +unusual for animals to retain, more or less perfectly, during early +youth, and subsequently to lose, characters which were aboriginally +possessed by their adult progenitors, and which are still retained by +distinct species, their near relations. + +Nor is it an anomalous fact that the children of savages should exhibit +a stronger tendency to protrude their lips, when sulky, than the +children of civilized Europeans; for the essence of savagery seems to +consist in the retention of a primordial condition, and this +occasionally holds good even with bodily peculiarities.[912] It may be +objected to this view of the origin of pouting, that the anthropoid +apes likewise protrude their lips when astonished and even when a +little pleased; whilst with us this expression is generally confined to +a sulky frame of mind. But we shall see in a future chapter that with +men of various races surprise does sometimes lead to a slight +protrusion of the lips, though great surprise or astonishment is more +commonly shown by the mouth being widely opened. As when we smile or +laugh we draw back the corners of the mouth, we have lost any tendency +to protrude the lips, when pleased, if indeed our early progenitors +thus expressed pleasure. + +A little gesture made by sulky children may here be noticed, namely, +their “showing a cold shoulder.” This has a different meaning, as, I +believe, from the keeping both shoulders raised. A cross child, sitting +on its parent’s knee, will lift up the near shoulder, then jerk it +away, as if from a caress, and afterwards give a backward push with it, +as if to push away the offender. I have seen a child, standing at some +distance from any one, clearly express its feelings by raising one +shoulder, giving it a little backward movement, and then turning away +its whole body. + +_Decision or determination_.—The firm closure of the mouth tends to +give an expression of determination or decision to the countenance. No +determined man probably ever had an habitually gaping mouth. Hence, +also, a small and weak lower jaw, which seems to indicate that the +mouth is not habitually and firmly closed, is commonly thought to be +characteristic of feebleness of character. A prolonged effort of any +kind, whether of body or mind, implies previous determination; and if +it can be shown that the mouth is generally closed with firmness before +and during a great and continued exertion of the muscular system, then, +through the principle of association, the mouth would almost certainly +be closed as soon as any determined resolution was taken. Now several +observers have noticed that a man, in commencing any violent muscular +effort, invariably first distends his lungs with air, and then +compresses it by the strong contraction of the muscles of the chest; +and to effect this the mouth must be firmly closed. Moreover, as soon +as the man is compelled to draw breath, he still keeps his chest as +much distended as possible. + +Various causes have been assigned for this manner of acting. Sir C. +Bell maintains[913] that the chest is distended with air, and is kept +distended at such times, in order to give a fixed support to the +muscles which are thereto attached. Hence, as he remarks, when two men +are engaged in a deadly contest, a terrible silence prevails, broken +only by hard stifled breathing. There is silence, because to expel the +air in the utterance of any sound would be to relax the support for the +muscles of the arms. If an outcry is heard, supposing the struggle to +take place in the dark, we at once know that one of the two has given +up in despair. + +Gratiolet admits[914] that when a man has to struggle with another to +his utmost, or has to support a great weight, or to keep for a long +time the same forced attitude, it is necessary for him first to make a +deep inspiration, and then to cease breathing; but he thinks that Sir +C. Bell’s explanation is erroneous. He maintains that arrested +respiration retards the circulation of the blood, of which I believe +there is no doubt, and he adduces some curious evidence from the +structure of the lower animals, showing, on the one hand, that a +retarded circulation is necessary for prolonged muscular exertion, and, +on the other hand, that a rapid circulation is necessary for rapid +movements. According to this view, when we commence any great exertion, +we close our mouths and stop breathing, in order to retard the +circulation of the blood. Gratiolet sums up the subject by saying, +“C’est là la vraie théorie de l’effort continu;” but how far this +theory is admitted by other physiologists I do not know. + +Dr. Piderit accounts[915] for the firm closure of the mouth during +strong muscular exertion, on the principle that the influence of the +will spreads to other muscles besides those necessarily brought into +action in making any particular exertion; and it is natural that the +muscles of respiration and of the mouth, from being so habitually used, +should be especially liable to be thus acted on. It appears to me that +there probably is some truth in this view, for we are apt to press the +teeth hard together during violent exertion, and this is not requisite +to prevent expiration, whilst the muscles of the chest are strongly +contracted. + +Lastly, when a man has to perform some delicate and difficult +operation, not requiring the exertion of any strength, he nevertheless +generally closes his mouth and ceases for a time to breathe; but he +acts thus in order that the movements of his chest may not disturb, +those of his arms. A person, for instance, whilst threading a needle, +may be seen to compress his lips and either to stop breathing, or to +breathe as quietly as possible. So it was, as formerly stated, with a +young and sick chimpanzee, whilst it amused itself by killing flies +with its knuckles, as they buzzed about on the window-panes. To perform +an action, however trifling, if difficult, implies some amount of +previous determination. + +There appears nothing improbable in all the above assigned causes +having come into play in different degrees, either conjointly or +separately, on various occasions. The result would be a +well-established habit, now perhaps inherited, of firmly closing the +mouth at the commencement of and during any violent and prolonged +exertion, or any delicate operation. Through the principle of +association there would also be a strong tendency towards this same +habit, as soon as the mind had resolved on any particular action or +line of conduct, even before there was any bodily exertion, or if none +were requisite. The habitual and firm closure of the mouth would thus +come to show decision of character; and decision readily passes into +obstinacy. + + + + +CHAPTER X. HATRED AND ANGER. + +Hatred—Rage, effects of on the system—Uncovering of the teeth—Rage in +the insane—Anger and indignation—As expressed by the various races of +man—Sneering and defiance—The uncovering of the canine tooth on one +side of the face. + +If we have suffered or expect to suffer some wilful injury from a man, +or if he is in any way offensive to us, we dislike him; and dislike +easily rises into hatred. Such feelings, if experienced in a moderate +degree, are not clearly expressed by any movement of the body or +features, excepting perhaps by a certain gravity of behaviour, or by +some ill-temper. Few individuals, however, can long reflect about a +hated person, without feeling and exhibiting signs of indignation or +rage. But if the offending person be quite insignificant, we experience +merely disdain or contempt. If, on the other hand, he is all-powerful, +then hatred passes into terror, as when a slave thinks about a cruel +master, or a savage about a bloodthirsty malignant deity.[1001] Most of +our emotions are so closely connected with their expression, that they +hardly exist if the body remains passive—the nature of the expression +depending in chief part on the nature of the actions which have been +habitually performed under this particular state of the mind. A man, +for instance, may know that his life is in the extremest peril, and may +strongly desire to save if; yet, as Louis XVI. said, when surrounded by +a fierce mob, “Am I afraid? feel my pulse.” So a man may intensely hate +another, but until his bodily frame is affected, he cannot be said to +be enraged. + +_Rage_.—I have already had occasion to treat of this emotion in the +third chapter, when discussing the direct influence of the excited +sensorium on the body, in combination with the effects of habitually +associated actions. Rage exhibits itself in the most diversified +manner. The heart and circulation are always affected; the face reddens +or becomes purple, with the veins on the forehead and neck distended. +The reddening of the skin has been observed with the copper-coloured +Indians of South America,[1002] and even, as it is said, on the white +cicatrices left by old wounds on negroes.[1003] Monkeys also redden +from passion. With one of my own infants, under four months old, I +repeatedly observed that the first symptom of an approaching passion +was the rushing of the blood into his bare scalp. On the other hand, +the action of the heart is sometimes so much impeded by great rage, +that the countenance becomes pallid or livid,[1004] and not a few men +with heart-disease have dropped down dead under this powerful emotion. + +The respiration is likewise affected; the chest heaves, and the dilated +nostrils quiver.[1005] As Tennyson writes, “sharp breaths of anger +puffed her fairy nostrils out.” Hence we have such expressions as +“breathing out vengeance,” and “fuming with anger.”[1006] + +The excited brain gives strength to the muscles, and at the same time +energy to the will. The body is commonly held erect ready for instant +action, but sometimes it is bent forward towards the offending person, +with the limbs more or less rigid. The mouth is generally closed with +firmness, showing fixed determination, and the teeth are clenched or +ground together. Such gestures as the raising of the arms, with the +fists clenched, as if to strike the offender, are common. Few men in a +great passion, and telling some one to begone, can resist acting as if +they intended to strike or push the man violently away. The desire, +indeed, to strike often becomes so intolerably strong, that inanimate +objects are struck or dashed to the ground; but the gestures frequently +become altogether purposeless or frantic. Young children, when in a +violent rage roll on the ground on their backs or bellies, screaming, +kicking, scratching, or biting everything within reach. So it is, as I +hear from Mr. Scott, with Hindoo children; and, as we have seen, with +the young of the anthropomorphous apes. + +But the muscular system is often affected in a wholly different way; +for trembling is a frequent consequence of extreme rage. The paralysed +lips then refuse to obey the will, “and the voice sticks in the +throat;”[1007] or it is rendered loud, harsh, and discordant. If there +be much and rapid speaking, the mouth froths. The hair sometimes +bristles; but I shall return to this subject in another chapter, when I +treat of the mingled emotions of rage and terror. There is in most +cases a strongly-marked frown on the forehead; for this follows from +the sense of anything displeasing or difficult, together with +concentration of mind. But sometimes the brow, instead of being much +contracted and lowered, remains smooth, with the glaring eyes kept +widely open. The eyes are always bright, or may, as Homer expresses it, +glisten with fire. They are sometimes bloodshot, and are said to +protrude from their sockets—the result, no doubt, of the head being +gorged with blood, as shown by the veins being distended. According to +Gratiolet, “the pupils are always contracted in rage,” and I hear from +Dr. Crichton Browne that this is the case in the fierce delirium of +meningitis; but the movements of the iris under the influence of the +different emotions is a very obscure subject.[1008] + +Shakspeare sums up the chief characteristics of rage as follows:— + +“In peace there’s nothing so becomes a man, +As modest stillness and humility; +But when the blast of war blows in our ears, +Then imitate the action of the tiger: +Stiffen the sinews, summon up the blood, +Then lend the eye a terrible aspect; +Now set the teeth, and stretch the nostril wide, +Hold hard the breath, and bend up every spirit +To his full height! On, on, you noblest English.” +_Henry V_., act iii. sc. 1. + + +The lips are sometimes protruded during rage in a manner, the meaning +of which I do not understand, unless it depends on our descent from +some ape-like animal. Instances have been observed, not only with +Europeans, but with the Australians and Hindoos. The lips, however, are +much more commonly retracted, the grinning or clenched teeth being thus +exposed. This has been noticed by almost every one who has written on +expression.[1009] The appearance is as if the teeth were uncovered, +ready for seizing or tearing an enemy, though there may be no intention +of acting in this manner. Mr. Dyson Lacy has seen this grinning +expression with the Australians, when quarrelling, and so has Gaika +with the Kafirs of South America. Dickens,[1010] in speaking of an +atrocious murderer who had just been caught, and was surrounded by a +furious mob, describes “the people as jumping up one behind another, +snarling with their teeth, and making at him like wild beasts.” Every +one who has had much to do with young children must have seen how +naturally they take to biting, when in a passion. It seems as +instinctive in them as in young crocodiles, who snap their little jaws +as soon as they emerge from the egg. + +A grinning expression and the protrusion of the lips appear sometimes +to go together. A close observer says that he has seen many instances +of intense hatred (which can hardly be distinguished from rage, more or +less suppressed) in Orientals, and once in an elderly English woman. In +all these cases there “was a grin, not a scowl—the lips lengthening, +the cheeks settling downwards, the eyes half-closed, whilst the brow +remained perfectly calm.”[1011] + +This retraction of the lips and uncovering of the teeth during +paroxysms of rage, as if to bite the offender, is so remarkable, +considering how seldom the teeth are used by men in fighting, that I +inquired from Dr. J. Crichton Browne whether the habit was common in +the insane whose passions are unbridled. He informs me that he has +repeatedly observed it both with the insane and idiotic, and has given +me the following illustrations:— + +Shortly before receiving my letter, he witnessed an uncontrollable +outbreak of anger and delusive jealousy in an insane lady. At first she +vituperated her husband, and whilst doing so foamed at the mouth. Next +she approached close to him with compressed lips, and a virulent set +frown. Then she drew back her lips, especially the corners of the upper +lip, and showed her teeth, at the same time aiming a vicious blow at +him. A second case is that of an old soldier, who, when he is requested +to conform to the rules of the establishment, gives way to discontent, +terminating in fury. He commonly begins by asking Dr. Browne whether he +is not ashamed to treat him in such a manner. He then swears and +blasphemes, paces tip and down, tosses his arms wildly about, and +menaces any one near him. At last, as his exasperation culminates, he +rushes up towards Dr. Browne with a peculiar sidelong movement, shaking +his doubled fist, and threatening destruction. Then his upper lip may +be seen to be raised, especially at the corners, so that his huge +canine teeth are exhibited. He hisses forth his curses through his set +teeth, and his whole expression assumes the character of extreme +ferocity. A similar description is applicable to another man, excepting +that he generally foams at the mouth and spits, dancing and jumping +about in a strange rapid manner, shrieking out his maledictions in a +shrill falsetto voice. + +Dr. Browne also informs me of the case of an epileptic idiot, incapable +of independent movements, and who spends the whole day in playing with +some toys; but his temper is morose and easily roused into fierceness. +When any one touches his toys, he slowly raises his head from its +habitual downward position, and fixes his eyes on the offender, with a +tardy yet angry scowl. If the annoyance be repeated, he draws back his +thick lips and reveals a prominent row of hideous fangs (large canines +being especially noticeable), and then makes a quick and cruel clutch +with his open hand at the offending person. The rapidity of this +clutch, as Dr. Browne remarks, is marvellous in a being ordinarily so +torpid that he takes about fifteen seconds, when attracted by any +noise, to turn his head from one side to the other. If, when thus +incensed, a handkerchief, book, or other article, be placed into his +hands, he drags it to his mouth and bites it. Mr. Nicol has likewise +described to me two cases of insane patients, whose lips are retracted +during paroxysms of rage. + +Dr. Maudsley, after detailing various strange animal-like traits in +idiots, asks whether these are not due to the reappearance of primitive +instincts—“a faint echo from a far-distant past, testifying to a +kinship which man has almost outgrown.” He adds, that as every human +brain passes, in the course of its development, through the same stages +as those occurring in the lower vertebrate animals, and as the brain of +an idiot is in an arrested condition, we may presume that it “will +manifest its most primitive functions, and no higher functions.” Dr. +Maudsley thinks that the same view may be extended to the brain in its +degenerated condition in some insane patients; and asks, whence come +“the savage snarl, the destructive disposition, the obscene language, +the wild howl, the offensive habits, displayed by some of the insane? +Why should a human being, deprived of his reason, ever become so brutal +in character, as some do, unless he has the brute nature within +him?”[1012] This question must, as it would appear, he answered in the +affirmative. + +_Anger, Indignation_.—These states of the mind differ from rage only in +degree, and there is no marked distinction in their characteristic +signs. Under moderate anger the action of the heart is a little +increased, the colour heightened, and the eyes become bright. The +respiration is likewise a little hurried; and as all the muscles +serving for this function act in association, the wings of the nostrils +are somewhat raised to allow of a free indraught of air; and this is a +highly characteristic sign of indignation. The mouth is commonly +compressed, and there is almost always a frown on the brow. Instead of +the frantic gestures of extreme rage, an indignant man unconsciously +throws himself into an attitude ready for attacking or striking his +enemy, whom he will perhaps scan from head to foot in defiance. He +carries his head erect, with his chest well expanded, and the feet +planted firmly on the ground. He holds his arms in various positions, +with one or both elbows squared, or with the arms rigidly suspended by +his sides. With Europeans the fists are commonly clenched.[1013] The +figures 1 and 2 in Plate VI. are fairly good representations of men +simulating indignation. Any one may see in a mirror, if he will vividly +imagine that he has been insulted and demands an explanation in an +angry tone of voice, that he suddenly and unconsciously throws himself +into some such attitude. + + + +Anger and Indignation. Plate VI + +Rage, anger, and indignation are exhibited in nearly the same manner +throughout the world; and the following descriptions may be worth +giving as evidence of this, and as illustrations of some of the +foregoing remarks. There is, however, an exception with respect to +clenching the fists, which seems confined chiefly to the men who fight +with their fists. With the Australians only one of my informants has +seen the fists clenched. All agree about the body being held erect; and +all, with two exceptions, state that the brows are heavily contracted. +Some of them allude to the firmly-compressed mouth, the distended +nostrils, and flashing eyes. According to the Rev. Mr. Taplin, rage, +with the Australians, is expressed by the lips being protruded, the +eyes being widely open; and in the case of the women by their dancing +about and casting dust into the air. Another observer speaks of the +native men, when enraged, throwing their arms wildly about. + +I have received similar accounts, except as to the clenching of the +fists, in regard to the Malays of the Malacca peninsula, the +Abyssinians, and the natives of South Africa. So it is with the Dakota +Indians of North America; and, according to Mr. Matthews, they then +hold their heads erect, frown, and often stalk away with long strides. +Mr. Bridges states that the Fuegians, when enraged, frequently stamp on +the ground, walk distractedly about, sometimes cry and grow pale. The +Rev. Mr. Stack watched a New Zealand man and woman quarrelling, and +made the following entry in his note-book: “Eyes dilated, body swayed +violently backwards and forwards, head inclined forwards, fists +clenched, now thrown behind the body, now directed towards each other’s +faces.” Mr. Swinhoe says that my description agrees with what he has +seen of the Chinese, excepting that an angry man generally inclines his +body towards his antagonist, and pointing at him, pours forth a volley +of abuse. + +Lastly, with respect to the natives of India, Mr. J. Scott has sent me +a full description of their gestures and expression when enraged. Two +low-caste Bengalees disputed about a loan. At first they were calm, but +soon grew furious and poured forth the grossest abuse on each other’s +relations and progenitors for many generations past. Their gestures +were very different from those of Europeans; for though their chests +were expanded and shoulders squared, their arms remained rigidly +suspended, with the elbows turned inwards and the hands alternately +clenched and opened. Their shoulders were often raised high, and then +again lowered. They looked fiercely at each other from under their +lowered and strongly wrinkled brows, and their protruded lips were +firmly closed. They approached each other, with heads and necks +stretched forwards, and pushed, scratched, and grasped at each other. +This protrusion of the head and body seems a common gesture with the +enraged; and I have noticed it with degraded English women whilst +quarrelling violently in the streets. In such cases it may be presumed +that neither party expects to receive a blow from the other. + +A Bengalee employed in the Botanic Gardens was accused, in the presence +of Mr. Scott, by the native overseer of having stolen a valuable plant. +He listened silently and scornfully to the accusation; his attitude +erect, chest expanded, mouth closed, lips protruding, eyes firmly set +and penetrating. He then defiantly maintained his innocence, with +upraised and clenched hands, his head being now pushed forwards, with +the eyes widely open and eyebrows raised. Mr. Scott also watched two +Mechis, in Sikhim, quarrelling about their share of payment. They soon +got into a furious passion, and then their bodies became less erect, +with their heads pushed forwards; they made grimaces at each other; +their shoulders were raised; their arms rigidly bent inwards at the +elbows, and their hands spasmodically closed, but not properly +clenched. They continually approached and retreated from each other, +and often raised their arms as if to strike, but their hands were open, +and no blow was given. Mr. Scott made similar observations on the +Lepchas whom he often saw quarrelling, and he noticed that they kept +their arms rigid and almost parallel to their bodies, with the hands +pushed somewhat backwards and partially closed, but not clenched. + +_Sneering, Defiance: Uncovering the canine tooth on one side_.—The +expression which I wish here to consider differs but little from that +already described, when the lips are retracted and the grinning teeth +exposed. The difference consists solely in the upper lip being +retracted in such a manner that the canine tooth on one side of the +face alone is shown; the face itself being generally a little upturned +and half averted from the person causing offence. The other signs of +rage are not necessarily present. This expression may occasionally be +observed in a person who sneers at or defies another, though there may +be no real anger; as when any one is playfully accused of some fault, +and answers, “I scorn the imputation.” The expression is not a common +one, but I have seen it exhibited with perfect distinctness by a lady +who was being quizzed by another person. It was described by Parsons as +long ago as 1746, with an engraving, showing the uncovered canine on +one side.[1014] Mr. Rejlander, without my having made any allusion to +the subject, asked me whether I had ever noticed this expression, as he +had been much struck by it. He has photographed for me (Plate IV. fig +1) a lady, who sometimes unintentionally displays the canine on one +side, and who can do so voluntarily with unusual distinctness. + +The expression of a half-playful sneer graduates into one of great +ferocity when, together with a heavily frowning brow and fierce eye, +the canine tooth is exposed. A Bengalee boy was accused before Mr. +Scott of some misdeed. The delinquent did not dare to give vent to his +wrath in words, but it was plainly shown on his countenance, sometimes +by a defiant frown, and sometimes “by a thoroughly canine snarl.” When +this was exhibited, “the corner of the lip over the eye-tooth, which +happened in this case to be large and projecting, was raised on the +side of his accuser, a strong frown being still retained on the brow.” +Sir C. Bell states[1015] that the actor Cooke could express the most +determined hate “when with the oblique cast of his eyes he drew up the +outer part of the upper lip, and discovered a sharp angular tooth.” + +The uncovering of the canine tooth is the result of a double movement. +The angle or corner of the mouth is drawn a little backwards, and at +the same time a muscle which runs parallel to and near the nose draws +up the outer part of the upper lip, and exposes the canine on this side +of the face. The contraction of this muscle makes a distinct furrow on +the cheek, and produces strong wrinkles under the eye, especially at +its inner corner. The action is the same as that of a snarling dog; and +a dog when pretending to fight often draws up the lip on one side +alone, namely that facing his antagonist. Our word _sneer_ is in fact +the same as _snarl_, which was originally _snar_, the _l_ “being merely +an element implying continuance of action.”[1016] + +I suspect that we see a trace of this same expression in what is called +a derisive or sardonic smile. The lips are then kept joined or almost +joined, but one corner of the mouth is retracted on the side towards +the derided person; and this drawing back of the corner is part of a +true sneer. Although some persons smile more on one side of their face +than on the other, it is not easy to understand why in cases of +derision the smile, if a real one, should so commonly be confined to +one side. I have also on these occasions noticed a slight twitching of +the muscle which draws up the outer part of the upper lip; and this +movement, if fully carried out, would have uncovered the canine, and +would have produced a true sneer. + +Mr. Bulmer, an Australian missionary in a remote part of Gipps’ Land, +says, in answer to my query about the uncovering of the canine on one +side, “I find that the natives in snarling at each other speak with the +teeth closed, the upper lip drawn to one side, and a general angry +expression of face; but they look direct at the person addressed.” +Three other observers in Australia, one in Abyssinia, and one in China, +answer my query on this head in the affirmative; but as the expression +is rare, and as they enter into no details, I am afraid of implicitly +trusting them. It is, however, by no means improbable that this +animal-like expression may be more common with savages than with +civilized races. Mr. Geach is an observer who may be fully trusted, and +he has observed it on one occasion in a Malay in the interior of +Malacca. The Rev. S. O. Glenie answers, “We have observed this +expression with the natives of Ceylon, but not often.” Lastly, in North +America, Dr. Rothrock has seen it with some wild Indians, and often in +a tribe adjoining the Atnahs. + +Although the upper lip is certainly sometimes raised on one side alone +in sneering at or defying any one, I do not know that this is always +the case, for the face is commonly half averted, and the expression is +often momentary. The movement being confined to one side may not be an +essential part of the expression, but may depend on the proper muscles +being incapable of movement excepting on one side. I asked four persons +to endeavour to act voluntarily in this manner; two could expose the +canine only on the left side, one only on the right side, and the +fourth on neither side. Nevertheless it is by no means certain that +these same persons, if defying any one in earnest, would not +unconsciously have uncovered their canine tooth on the side, whichever +it might be, towards the offender. For we have seen that some persons +cannot voluntarily make their eyebrows oblique, yet instantly act in +this manner when affected by any real, although most trifling, cause of +distress. The power of voluntarily uncovering the canine on one side of +the face being thus often wholly lost, indicates that it is a rarely +used and almost abortive action. It is indeed a surprising fact that +man should possess the power, or should exhibit any tendency to its +use; for Mr. Sutton has never noticed a snarling action in our nearest +allies, namely, the monkeys in the Zoological Gardens, and he is +positive that the baboons, though furnished with great canines, never +act thus, but uncover all their teeth when feeling savage and ready for +an attack. Whether the adult anthropomorphous apes, in the males of +whom the canines are much larger than in the females, uncover them when +prepared to fight, is not known. + +The expression here considered, whether that of a playful sneer or +ferocious snarl, is one of the most curious which occurs in man. It +reveals his animal descent; for no one, even if rolling on the ground +in a deadly grapple with an enemy, and attempting to bite him, would +try to use his canine teeth more than his other teeth. We may readily +believe from our affinity to the anthropomorphous apes that our male +semi-human progenitors possessed great canine teeth, and men are now +occasionally born having them of unusually large size, with interspaces +in the opposite jaw for their reception.[1017] We may further suspect, +notwithstanding that we have no support from analogy, that our +semi-human progenitors uncovered their canine teeth when prepared for +battle, as we still do when feeling ferocious, or when merely sneering +at or defying some one, without any intention of making a real attack +with our teeth. + + + + +CHAPTER XI. DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION. + +Contempt, scorn and disdain, variously expressed—Derisive +smile—Gestures expressive of contempt—Disgust—Guilt, deceit, pride, +&c.—Helplessness or impotence—Patience—Obstinacy—Shrugging the +shoulders common to most of the races of man—Signs of affirmation and +negation. + +Scorn and disdain can hardly be distinguished from contempt, excepting +that they imply a rather more angry frame of mind. Nor can they be +clearly distinguished from the feelings discussed in the last chapter +under the terms of sneering and defiance. Disgust is a sensation rather +more distinct in its nature and refers to something revolting, +primarily in relation to the sense of taste, as actually perceived or +vividly imagined; and secondarily to anything which causes a similar +feeling, through the sense of smell, touch, and even of eyesight. +Nevertheless, extreme contempt, or as it is often called loathing +contempt, hardly differs from disgust. These several conditions of the +mind are, therefore, nearly related; and each of them may be exhibited +in many different ways. Some writers have insisted chiefly on one mode +of expression, and others on a different mode. From this circumstance +M. Lemoine has argued[1101] that their descriptions are not +trustworthy. But we shall immediately see that it is natural that the +feelings which we have here to consider should be expressed in many +different ways, inasmuch as various habitual actions serve equally +well, through the principle of association, for their expression. + +Scorn and disdain, as well as sneering and defiance, may be displayed +by a slight uncovering of the canine tooth on one side of the face; and +this movement appears to graduate into one closely like a smile. Or the +smile or laugh may be real, although one of derision; and this implies +that the offender is so insignificant that he excites only amusement; +but the amusement is generally a pretence. Gaika in his answers to my +queries remarks, that contempt is commonly shown by his countrymen, the +Kafirs, by smiling; and the Rajah Brooke makes the same observation +with respect to the Dyaks of Borneo. As laughter is primarily the +expression of simple joy, very young children do not, I believe, ever +laugh in derision. + +The partial closure of the eyelids, as Duchenne[1102] insists, or the +turning away of the eyes or of the whole body, are likewise highly +expressive of disdain. These actions seem to declare that the despised +person is not worth looking at or is disagreeable to behold. The +accompanying photograph (Plate V. fig. 1) by Mr. Rejlander, shows this +form of disdain. It represents a young lady, who is supposed to be +tearing up the photograph of a despised lover. + + + +Scorn and Disdain. Plate V + +The most common method of expressing contempt is by movements about the +nose, or round the mouth; but the latter movements, when strongly +pronounced, indicate disgust. The nose may be slightly turned up, which +apparently follows from the turning up of the upper lip; or the +movement may be abbreviated into the mere wrinkling of the nose. The +nose is often slightly contracted, so as partly to close the +passage;[1103] and this is commonly accompanied by a slight snort or +expiration. All these actions are the same with those which we employ +when we perceive an offensive odour, and wish to exclude or expel it. +In extreme cases, as Dr. Piderit remarks,[1104] we protrude and raise +both lips, or the upper lip alone, so as to close the nostrils as by a +valve, the nose being thus turned up. We seem thus to say to the +despised person that he smells offensively,[1105] in nearly the same +manner as we express to him by half-closing our eyelids, or turning +away our faces, that he is not worth looking at. It must not, however, +be supposed that such ideas actually pass through the mind when we +exhibit our contempt; but as whenever we have perceived a disagreeable +odour or seen a disagreeable sight, actions of this kind have been +performed, they have become habitual or fixed, and are now employed +under any analogous state of mind. + +Various odd little gestures likewise indicate contempt; for instance, +_snapping one’s fingers_. This, as Mr. Taylor remarks,[1106] “is not +very intelligible as we generally see it; but when we notice that the +same sign made quite gently, as if rolling some tiny object away +between the finger and thumb, or the sign of flipping it away with the +thumb-nail and forefinger, are usual and well-understood deaf-and-dumb +gestures, denoting anything tiny, insignificant, contemptible, it seems +as though we had exaggerated and conventionalized a perfectly natural +action, so as to lose sight of its original meaning. There is a curious +mention of this gesture by Strabo.” Mr. Washington Matthews informs me +that, with the Dakota Indians of North America, contempt is shown not +only by movements of the face, such as those above described, but +“conventionally, by the hand being closed and held near the breast, +then, as the forearm is suddenly extended, the hand is opened and the +fingers separated from each other. If the person at whose expense the +sign is made is present, the hand is moved towards him, and the head +sometimes averted from him.” This sudden extension and opening of the +hand perhaps indicates the dropping or throwing away a valueless +object. + +The term ‘disgust,’ in its simplest sense, means something offensive to +the taste. It is curious how readily this feeling is excited by +anything unusual in the appearance, odour, or nature of our food. In +Tierra del Fuego a native touched with his finger some cold preserved +meat which I was eating at our bivouac, and plainly showed utter +disgust at its softness; whilst I felt utter disgust at my food being +touched by a naked savage, though his hands did not appear dirty. A +smear of soup on a man’s beard looks disgusting, though there is of +course nothing disgusting in the soup itself. I presume that this +follows from the strong association in our minds between the sight of +food, however circumstanced, and the idea of eating it. + +As the sensation of disgust primarily arises in connection with the act +of eating or tasting, it is natural that its expression should consist +chiefly in movements round the mouth. But as disgust also causes +annoyance, it is generally accompanied by a frown, and often by +gestures as if to push away or to guard oneself against the offensive +object. In the two photographs (figs. 2 and 3, on Plate V.) Mr. +Rejlander has simulated this expression with some success. With respect +to the face, moderate disgust is exhibited in various ways; by the +mouth being widely opened, as if to let an offensive morsel drop out; +by spitting; by blowing out of the protruded lips; or by a sound as of +clearing the throat. Such guttural sounds are written _ach_ or _ugh_; +and their utterance is sometimes accompanied by a shudder, the arms +being pressed close to the sides and the shoulders raised in the same +manner as when horror is experienced.[1107] Extreme disgust is +expressed by movements round the month identical with those preparatory +to the act of vomiting. The mouth is opened widely, with the upper lip +strongly retracted, which wrinkles the sides of the nose, and with the +lower lip protruded and everted as much as possible. This latter +movement requires the contraction of the muscles which draw downwards +the corners of the mouth.[1108] + +It is remarkable how readily and instantly retching or actual vomiting +is induced in some persons by the mere idea of having partaken of any +unusual food, as of an animal which is not commonly eaten; although +there is nothing in such food to cause the stomach to reject it. When +vomiting results, as a reflex action, from some real cause—as from too +rich food, or tainted meat, or from an emetic—it does not ensue +immediately, but generally after a considerable interval of time. +Therefore, to account for retching or vomiting being so quickly and +easily excited by a mere idea, the suspicion arises that our +progenitors must formerly have had the power (like that possessed by +ruminants and some other animals) of voluntarily rejecting food which +disagreed with them, or which they thought would disagree with them; +and now, though this power has been lost, as far as the will is +concerned, it is called into involuntary action, through the force of a +formerly well-established habit, whenever the mind revolts at the idea +of having partaken of any kind of food, or at anything disgusting. This +suspicion receives support from the fact, of which I am assured by Mr. +Sutton, that the monkeys in the Zoological Gardens often vomit whilst +in perfect health, which looks as if the act were voluntary. We can see +that as man is able to communicate by language to his children and +others, the knowledge of the kinds of food to be avoided, he would have +little occasion to use the faculty of voluntary rejection; so that this +power would tend to be lost through disuse. + +As the sense of smell is so intimately connected with that of taste, it +is not surprising that an excessively bad odour should excite retching +or vomiting in some persons, quite as readily as the thought of +revolting food does; and that, as a further consequence, a moderately +offensive odour should cause the various expressive movements of +disgust. The tendency to retch from a fetid odour is immediately +strengthened in a curious manner by some degree of habit, though soon +lost by longer familiarity with the cause of offence and by voluntary +restraint. For instance, I wished to clean the skeleton of a bird, +which had not been sufficiently macerated, and the smell made my +servant and myself (we not having had much experience in such work) +retch so violently, that we were compelled to desist. During the +previous days I had examined some other skeletons, which smelt +slightly; yet the odour did not in the least affect me, but, +subsequently for several days, whenever I handled these same skeletons, +they made me retch. + +From the answers received from my correspondents it appears that the +various movements, which have now been described as expressing contempt +and disgust, prevail throughout a large part of the world. Dr. +Rothrock, for instance, answers with a decided affirmative with respect +to certain wild Indian tribes of North America. Crantz says that when a +Greenlander denies anything with contempt or horror he turns up his +nose, and gives a slight sound through it.[1109] Mr. Scott has sent me +a graphic description of the face of a young Hindoo at the sight of +castor-oil, which he was compelled occasionally to take. Mr. Scott has +also seen the same expression on the faces of high-caste natives who +have approached close to some defiling object. Mr. Bridges says that +the Fuegians “express contempt by shooting out the lips and hissing +through them, and by turning up the nose.” The tendency either to snort +through the nose, or to make a noise expressed by _ugh_ or _ach_, is +noticed by several of my correspondents. + +Spitting seems an almost universal sign of contempt or disgust; and +spitting obviously represents the rejection of anything offensive from +the mouth. Shakspeare makes the Duke of Norfolk say, “I spit at +him—call him a slanderous coward and a villain.” So, again, Falstaff +says, “Tell thee what, Hal,—if I tell thee a lie, spit in my face.” +Leichhardt remarks that the Australians “interrupted their speeches by +spitting, and uttering a noise like pooh! pooh! apparently expressive +of their disgust.” And Captain Burton speaks of certain negroes +“spitting with disgust upon the ground.” Captain Speedy informs me that +this is likewise the case with the Abyssinians. Mr. Geach says that +with the Malays of Malacca the expression of disgust “answers to +spitting from the mouth;” and with the Fuegians, according to Mr. +Bridges “to spit at one is the highest mark of contempt.”[1110] + +I never saw disgust more plainly expressed than on the face of one of +my infants at the age of five months, when, for the first time, some +cold water, and again a month afterwards, when a piece of ripe cherry +was put into his mouth. This was shown by the lips and whole mouth +assuming a shape which allowed the contents to run or fall quickly out; +the tongue being likewise protruded. These movements were accompanied +by a little shudder. It was all the more comical, as I doubt whether +the child felt real disgust—the eyes and forehead expressing much +surprise and consideration. The protrusion of the tongue in letting a +nasty object fall out of the mouth, may explain how it is that lolling +out the tongue universally serves as a sign of contempt and +hatred.[1111] + +We have now seen that scorn, disdain, contempt, and disgust are +expressed in many different ways, by movements of the features, and by +various gestures; and that these are the same throughout the world. +They all consist of actions representing the rejection or exclusion of +some real object which we dislike or abhor, but which does not excite +in us certain other strong emotions, such as rage or terror; and +through the force of habit and association similar actions are +performed, whenever any analogous sensation arises in our minds. + +_Jealousy, Envy, Avarice, Revenge, Suspicion, Deceit, Slyness, Guilt, +Vanity, Conceit, Ambition, Pride, Humility, &c_.—It is doubtful whether +the greater number of the above complex states of mind are revealed by +any fixed expression, sufficiently distinct to be described or +delineated. When Shakspeare speaks of Envy as _lean-faced_, or _black_, +or _pale_, and Jealousy as “_the green-eyed monster_;” and when Spenser +describes Suspicion as “_foul, ill-favoured, and grim_,” they must have +felt this difficulty. Nevertheless, the above feelings—at least many of +them—can be detected by the eye; for instance, conceit; but we are +often guided in a much greater degree than we suppose by our previous +knowledge of the persons or circumstances. + +My correspondents almost unanimously answer in the affirmative to my +query, whether the expression of guilt and deceit can be recognized +amongst the various races of man; and I have confidence in their +answers, as they generally deny that jealousy can thus be recognized. +In the cases in which details are given, the eyes are almost always +referred to. The guilty man is said to avoid looking at his accuser, or +to give him stolen looks. The eyes are said “to be turned askant,” or +“to waver from side to side,” or “the eyelids to be lowered and partly +closed.” This latter remark is made by Mr. Hagenauer with respect to +the Australians, and by Gaika with respect to the Kafirs. The restless +movements of the eyes apparently follow, as will be explained when we +treat of blushing, from the guilty man not enduring to meet the gaze of +his accuser. I may add, that I have observed a guilty expression, +without a shade of fear, in some of my own children at a very early +age. In one instance the expression was unmistakably clear in a child +two years and seven months old, and led to the detection of his little +crime. It was shown, as I record in my notes made at the time, by an +unnatural brightness in the eyes, and by an odd, affected manner, +impossible to describe. + +Slyness is also, I believe, exhibited chiefly by movements about the +eyes; for these are less under the control of the will, owing to the +force of long-continued habit, than are the movements of the body. Mr. +Herbert Spencer remarks,[1112] “When there is a desire to see something +on one side of the visual field without being supposed to see it, the +tendency is to check the conspicuous movement of the head, and to make +the required adjustment entirely with the eyes; which are, therefore, +drawn very much to one side. Hence, when the eyes are turned to one +side, while the face is not turned to the same side, we get the natural +language of what is called slyness.” + +Of all the above-named complex emotions, Pride, perhaps, is the most +plainly expressed. A proud man exhibits his sense of superiority over +others by holding his head and body erect. He is haughty (_haut_), or +high, and makes himself appear as large as possible; so that +metaphorically he is said to be swollen or puffed up with pride. A +peacock or a turkey-cock strutting about with puffed-up feathers, is +sometimes said to be an emblem of pride.[1113] The arrogant man looks +down on others, and with lowered eyelids hardly condescends to see +them; or he may show his contempt by slight movements, such as those +before described, about the nostrils or lips. Hence the muscle which +everts the lower lip has been called the _musculus superbus_. In some +photographs of patients affected by a monomania of pride, sent me by +Dr. Crichton Browne, the head and body were held erect, and the mouth +firmly closed. This latter action, expressive of decision, follows, I +presume, from the proud man feeling perfect self-confidence in himself. +The whole expression of pride stands in direct antithesis to that of +humility; so that nothing need here be said of the latter state of +mind. + +_Helplessness, Impotence: Shrugging the shoulders_.—When a man wishes +to show that he cannot do something, or prevent something being done, +he often raises with a quick movement both shoulders. At the same time, +if the whole gesture is completed, he bends his elbows closely inwards, +raises his open hands, turning them outwards, with the fingers +separated. The head is often thrown a little on one side; the eyebrows +are elevated, and this causes wrinkles across the forehead. The mouth +is generally opened. I may mention, in order to show how unconsciously +the features are thus acted on, that though I had often intentionally +shrugged my shoulders to observe how my arms were placed, I was not at +all aware that my eyebrows were raised and mouth opened, until I looked +at myself in a glass; and since then I have noticed the same movements +in the faces of others. In the accompanying Plate VI., figs. 3 and 4, +Mr. Rejlander has successfully acted the gesture of shrugging the +shoulders. + +Englishmen are much less demonstrative than the men of most other +European nations, and they shrug their shoulders far less frequently +and energetically than Frenchmen or Italians do. The gesture varies in +all degrees from the complex movement, just described, to only a +momentary and scarcely perceptible raising of both shoulders; or, as I +have noticed in a lady sitting in an arm-chair, to the mere turning +slightly outwards of the open hands with separated fingers. I have +never seen very young English children shrug their shoulders, but the +following case was observed with care by a medical professor and +excellent observer, and has been communicated to me by him. The father +of this gentleman was a Parisian, and his mother a Scotch lady. His +wife is of British extraction on both sides, and my informant does not +believe that she ever shrugged her shoulders in her life. His children +have been reared in England, and the nursemaid is a thorough +Englishwoman, who has never been seen to shrug her shoulders. Now, his +eldest daughter was observed to shrug her shoulders at the age of +between sixteen and eighteen months; her mother exclaiming at the time, +“Look at the little French girl shrugging her shoulders!” At first she +often acted thus, sometimes throwing her head a little backwards and on +one side, but she did not, as far as was observed, move her elbows and +hands in the usual manner. The habit gradually wore away, and now, when +she is a little over four years old, she is never seen to act thus. The +father is told that he sometimes shrugs his shoulders, especially when +arguing with any one; but it is extremely improbable that his daughter +should have imitated him at so early an age; for, as he remarks, she +could not possibly have often seen this gesture in him. Moreover, if +the habit had been acquired through imitation, it is not probable that +it would so soon have been spontaneously discontinued by this child, +and, as we shall immediately see, by a second child, though the father +still lived with his family. This little girl, it may be added, +resembles her Parisian grandfather in countenance to an almost absurd +degree. She also presents another and very curious resemblance to him, +namely, by practising a singular trick. When she impatiently wants +something, she holds out her little hand, and rapidly rubs the thumb +against the index and middle finger: now this same trick was frequently +performed under the same circumstances by her grandfather. + +This gentleman’s second daughter also shrugged her shoulders before the +age of eighteen months, and afterwards discontinued the habit. It is of +course possible that she may have imitated her elder sister; but she +continued it after her sister had lost the habit. She at first +resembled her Parisian grandfather in a less degree than did her sister +at the same age, but now in a greater degree. She likewise practises to +the present time the peculiar habit of rubbing together, when +impatient, her thumb and two of her fore-fingers. + +In this latter case we have a good instance, like those given in a +former chapter, of the inheritance of a trick or gesture; for no one, I +presume, will attribute to mere coincidence so peculiar a habit as +this, which was common to the grandfather and his two grandchildren who +had never seen him. + +Considering all the circumstances with reference to these children +shrugging their shoulders, it can hardly be doubted that they have +inherited the habit from their French progenitors, although they have +only one quarter French blood in their veins, and although their +grandfather did not often shrug his shoulders. There is nothing very +unusual, though the fact is interesting, in these children having +gained by inheritance a habit during early youth, and then +discontinuing it; for it is of frequent occurrence with many kinds of +animals that certain characters are retained for a period by the young, +and are then lost. + +As it appeared to me at one time improbable in a high degree that so +complex a gesture as shrugging the shoulders, together with the +accompanying movements, should be innate, I was anxious to ascertain +whether the blind and deaf Laura Bridgman, who could not have learnt +the habit by imitation, practised it. And I have heard, through Dr. +Innes, from a lady who has lately had charge of her, that she does +shrug her shoulders, turn in her elbows, and raise her eyebrows in the +same manner as other people, and under the same circumstances. I was +also anxious to learn whether this gesture was practised by the various +races of man, especially by those who never have had much intercourse +with Europeans. We shall see that they act in this manner; but it +appears that the gesture is sometimes confined to merely raising or +shrugging the shoulders, without the other movements. + +Mr. Scott has frequently seen this gesture in the Bengalees and +Dhangars (the latter constituting a distinct race) who are employed in +the Botanic Garden at Calcutta; when, for instance, they have declared +that they could not do some work, such as lifting a heavy weight. He +ordered a Bengalee to climb a lofty tree; but the man, with a shrug of +his shoulders and a lateral shake of his head, said he could not. Mr. +Scott knowing that the man was lazy, thought he could, and insisted on +his trying. His face now became pale, his arms dropped to his sides, +his mouth and eyes were widely opened, and again surveying the tree, he +looked askant at Mr. Scott, shrugged his shoulders, inverted his +elbows, extended his open hands, and with a few quick lateral shakes of +the head declared his inability. Mr. H. Erskine has likewise seen the +natives of India shrugging their shoulders; but he has never seen the +elbows turned so much inwards as with us; and whilst shrugging their +shoulders they sometimes lay their uncrossed hands on their breasts. + +With the wild Malays of the interior of Malacca, and with the Bugis +(true Malays, though speaking a different language), Mr. Geach has +often seen this gesture. I presume that it is complete, as, in answer +to my query descriptive of the movements of the shoulders, arms, hands, +and face, Mr. Geach remarks, “it is performed in a beautiful style.” I +have lost an extract from a scientific voyage, in which shrugging the +shoulders by some natives (Micronesians) of the Caroline Archipelago in +the Pacific Ocean, was well described. Capt. Speedy informs me that the +Abyssinians shrug their shoulders but enters into no details. Mrs. Asa +Gray saw an Arab dragoman in Alexandria acting exactly as described in +my query, when an old gentleman, on whom he attended, would not go in +the proper direction which had been pointed out to him. + +Mr. Washington Matthews says, in reference to the wild Indian tribes of +the western parts of the United States, “I have on a few occasions +detected men using a slight apologetic shrug, but the rest of the +demonstration which you describe I have not witnessed.” Fritz Müller +informs me that he has seen the negroes in Brazil shrugging their +shoulders; but it is of course possible that they may have learnt to do +so by imitating the Portuguese. Mrs. Barber has never seen this gesture +with the Kafirs of South Africa; and Gaika, judging from his answer, +did not even understand what was meant by my description. Mr. Swinhoe +is also doubtful about the Chinese; but he has seen them, under the +circumstances which would make us shrug our shoulders, press their +right elbow against their side, raise their eyebrows, lift up their +hand with the palm directed towards the person addressed, and shake it +from right to left. Lastly, with respect to the Australians, four of my +informants answer by a simple negative, and one by a simple +affirmative. Mr. Bunnett, who has had excellent opportunities for +observation on the borders of the Colony of Victory, also answers by a +“yes,” adding that the gesture is performed “in a more subdued and less +demonstrative manner than is the case with civilized nations.” This +circumstance may account for its not having been noticed by four of my +informants. + +These statements, relating to Europeans, Hindoos, the hill-tribes of +India, Malays, Micronesians, Abyssinians, Arabs, Negroes, Indians of +North America, and apparently to the Australians—many of these natives +having had scarcely any intercourse with Europeans—are sufficient to +show that shrugging the shoulders, accompanied in some cases by the +other proper movements, is a gesture natural to mankind. + +This gesture implies an unintentional or unavoidable action on our own +part, or one that we cannot perform; or an action performed by another +person which we cannot prevent. It accompanies such speeches as, “It +was not my fault;” “It is impossible for me to grant this favour;” “He +must follow his own course, I cannot stop him.” Shrugging the shoulders +likewise expresses patience, or the absence of any intention to resist. +Hence the muscles which raise the shoulders are sometimes called, as I +have been informed by an artist, the patience muscles. Shylock the Jew, +says, + +“Signor Antonio, many a time and oft +In the Rialto have you rated me +About my monies and usances; +Still have I borne it with a patient shrug.” +_Merchant of Venice_, act i. sc. 3. + + +Sir C. Bell has given[1114] a life-like figure of a man, who is +shrinking back from some terrible danger, and is on the point of +screaming out in abject terror. He is represented with his shoulders +lifted up almost to his ears; and this at once declares that there is +no thought of resistance. + +As shrugging the shoulders generally implies “I cannot do this or +that,” so by a slight change, it sometimes implies “I won’t do it.” The +movement then expresses a dogged determination not to act. Olmsted +describes[1115] an Indian in Texas as giving a great shrug to his +shoulders, when he was informed that a party of men were Germans and +not Americans, thus expressing that he would have nothing to do with +them. Sulky and obstinate children may be seen with both their +shoulders raised high up; but this movement is not associated with the +others which generally accompany a true shrug. An excellent +observer[1116] in describing a young man who was determined not to +yield to his father’s desire, says, “He thrust his hands deep down into +his pockets, and set up his shoulders to his ears, which was a good +warning that, come right or wrong, this rock should fly from its firm +base as soon as Jack would; and that any remonstrance on the subject +was purely futile.” As soon as the son got his own way, he “put his +shoulders into their natural position.” + +Resignation is sometimes shown by the open hands being placed, one over +the other, on the lower part of the body. I should not have thought +this little gesture worth even a passing notice, had not Dr. W. Ogle +remarked to me that he had two or three times observed it in patients +who were preparing for operations under chloroform. They exhibited no +great fear, but seemed to declare by this posture of their hands, that +they had made up their minds, and were resigned to the inevitable. + +We may now inquire why men in all parts of the world when they +feel,—whether or not they wish to show this feeling,—that they cannot +or will not do something, or will not resist something if done by +another, shrug their shoulders, at the same time often bending in their +elbows, showing the palms of their hands with extended fingers, often +throwing their heads a little on one side, raising their eyebrows, and +opening their mouths. These states of the mind are either simply +passive, or show a determination not to act. None of the above +movements are of the least service. The explanation lies, I cannot +doubt, in the principle of unconscious antithesis. This principle here +seems to come into play as clearly as in the case of a dog, who, when +feeling savage, puts himself in the proper attitude for attacking and +for making himself appear terrible to his enemy; but as soon as he +feels affectionate, throws his whole body into a directly opposite +attitude, though this is of no direct use to him. + +Let it be observed how an indignant man, who resents, and will not +submit to some injury, holds his head erect, squares his shoulders, and +expands his chest. He often clenches his fists, and puts one or both +arms in the proper position for attack or defence, with the muscles of +his limbs rigid. He frowns,—that is, he contracts and lowers his +brows,—and, being determined, closes his mouth. The actions and +attitude of a helpless man are, in every one of these respects, exactly +the reverse. In Plate VI. we may imagine one of the figures on the left +side to have just said, “What do you mean by insulting me?” and one of +the figures on the right side to answer, “I really could not help it.” +The helpless man unconsciously contracts the muscles of his forehead +which are antagonistic to those that cause a frown, and thus raises his +eyebrows; at the same time he relaxes the muscles about the mouth, so +that the lower jaw drops. The antithesis is complete in every detail, +not only in the movements of the features, but in the position of the +limbs and in the attitude of the whole body, as may be seen in the +accompanying plate. As the helpless or apologetic man often wishes to +show his state of mind, he then acts in a conspicuous or demonstrative +manner. + +In accordance with the fact that squaring the elbows and clenching the +fists are gestures by no means universal with the men of all races, +when they feel indignant and are prepared to attack their enemy, so it +appears that a helpless or apologetic frame of mind is expressed in +many parts of the world by merely shrugging the shoulders, without +turning inwards the elbows and opening the hands. The man or child who +is obstinate, or one who is resigned to some great misfortune, has in +neither case any idea of resistance by active means; and he expresses +this state of mind, by simply keeping his shoulders raised; or he may +possibly fold his arms across his breast. + +_Signs of affirmation or approval, and of negation or disapproval: +nodding and shaking the head_.—I was curious to ascertain how far the +common signs used by us in affirmation and negation were general +throughout the world. These signs are indeed to a certain extent +expressive of our feelings, as we give a vertical nod of approval with +a smile to our children, when we approve of their conduct; and shake +our heads laterally with a frown, when we disapprove. With infants, the +first act of denial consists in refusing food; and I repeatedly noticed +with my own infants, that they did so by withdrawing their heads +laterally from the breast, or from anything offered them in a spoon. In +accepting food and taking it into their mouths, they incline their +heads forwards. Since making these observations I have been informed +that the same idea had occurred to Charma.[1117] It deserves notice +that in accepting or taking food, there is only a single movement +forward, and a single nod implies an affirmation. On the other hand, in +refusing food, especially if it be pressed on them, children frequently +move their heads several times from side to side, as we do in shaking +our heads in negation. Moreover, in the case of refusal, the head is +not rarely thrown backwards, or the mouth is closed, so that these +movements might likewise come to serve as signs of negation. Mr. +Wedgwood remarks on this subject,[1118] that “when the voice is exerted +with closed teeth or lips, it produces the sound of the letter _n_ or +_m_. Hence we may account for the use of the particle _ne_ to signify +negation, and possibly also of the Greek mh in the same sense.” + +That these signs are innate or instinctive, at least with Anglo-Saxons, +is rendered highly probable by the blind and deaf Laura Bridgman +“constantly accompanying her _yes_ with the common affirmative nod, and +her _no_ with our negative shake of the head.” Had not Mr. Lieber +stated to the contrary,[1119] I should have imagined that these +gestures might have been acquired or learnt by her, considering her +wonderful sense of touch and appreciation of the movements of others. +With microcephalous idiots, who are so degraded that they never learn +to speak, one of them is described by Vogt,[1120] as answering, when +asked whether he wished for more food or drink, by inclining or shaking +his head. Schmalz, in his remarkable dissertation on the education of +the deaf and dumb, as well as of children raised only one degree above +idiotcy, assumes that they can always both make and understand the +common signs of affirmation and negation.[1121] + +Nevertheless if we look to the various races of man, these signs are +not so universally employed as I should have expected; yet they seem +too general to be ranked as altogether conventional or artificial. My +informants assert that both signs are used by the Malays, by the +natives of Ceylon, the Chinese, the negroes of the Guinea coast, and, +according to Gaika, by the Kafirs of South Africa, though with these +latter people Mrs. Barber has never seen a lateral shake used as a +negative. With respect to the Australians, seven observers agree that a +nod is given in affirmation; five agree about a lateral shake in +negation, accompanied or not by some word; but Mr. Dyson Lacy has never +seen this latter sign in Queensland, and Mr. Bulmer says that in Gipps’ +Land a negative is expressed by throwing the head a little backwards +and putting out the tongue. At the northern extremity of the continent, +near Torres Straits, the natives when uttering a negative “don’t shake +the head with it, but holding up the right hand, shake it by turning it +half round and back again two or three times.”[1122] The throwing back +of the head with a cluck of the tongue is said to be used as a negative +by the modern Greeks and Turks, the latter people expressing _yes_ by a +movement like that made by us when we shake our heads.[1123] The +Abyssinians, as I am informed by Captain Speedy, express a negative by +jerking the head to the right shoulder, together with a slight cluck, +the mouth being closed; an affirmation is expressed by the head being +thrown backwards and the eyebrows raised for an instant. The Tagals of +Luzon, in the Philippine Archipelago, as I hear from Dr. Adolf Meyer, +when they say “yes,” also throw the head backwards. According to the +Rajah Brooke, the Dyaks of Borneo express an affirmation by raising the +eyebrows, and a negation by slightly contracting them, together with a +peculiar look from the eyes. With the Arabs on the Nile, Professor and +Mrs. Asa Gray concluded that nodding in affirmation was rare, whilst +shaking the head in negation was never used, and was not even +understood by them. With the Esquimaux[1124] a nod means _yes_ and a +wink _no_. The New Zealanders “elevate the head and chin in place of +nodding acquiescence.”[1125] + +With the Hindoos Mr. H. Erskine concludes from inquiries made from +experienced Europeans, and from native gentlemen, that the signs of +affirmation and negation vary—a nod and a lateral shake being sometimes +used as we do; but a negative is more commonly expressed by the head +being thrown suddenly backwards and a little to one side, with a cluck +of the tongue. What the meaning may be of this cluck of the tongue, +which has been observed with various people, I cannot imagine. A native +gentleman stated that affirmation is frequently shown by the head being +thrown to the left. I asked Mr. Scott to attend particularly to this +point, and, after repeated observations, he believes that a vertical +nod is not commonly used by the natives in affirmation, but that the +head is first thrown backwards either to the left or right, and then +jerked obliquely forwards only once. This movement would perhaps have +been described by a less careful observer as a lateral shake. He also +states that in negation the head is usually held nearly upright, and +shaken several times. + +Mr. Bridges informs me that the Fuegians nod their heads vertically in +affirmation, and shake them laterally in denial. With the wild Indians +of North America, according to Mr. Washington Matthews, nodding and +shaking the head have been learnt from Europeans, and are not naturally +employed. They express affirmation by describing with the hand (all the +fingers except the index being flexed) a curve downwards and outwards +from the body, whilst negation is expressed by moving the open hand +outwards, with the palm facing inwards. Other observers state that the +sign of affirmation with these Indians is the forefinger being raised, +and then lowered and pointed to the ground, or the hand is waved +straight forward from the face; and that the sign of negation is the +finger or whole hand shaken from side to side.[1126] This latter +movement probably represents in all cases the lateral shaking of the +head. The Italians are said in like manner to move the lifted finger +from right to left in negation, as indeed we English sometimes do. + +On the whole we find considerable diversity in the signs of affirmation +and negation in the different races of man. With respect to negation, +if we admit that the shaking of the finger or hand from side to side is +symbolic of the lateral movement of the head; and if we admit that the +sudden backward movement of the head represents one of the actions +often practised by young children in refusing food, then there is much +uniformity throughout the world in the signs of negation, and we can +see how they originated. The most marked exceptions are presented by +the Arabs, Esquimaux, some Australian tribes, and Dyaks. With the +latter a frown is the sign of negation, and with us frowning often +accompanies a lateral shake of the head. + +With respect to nodding in affirmation, the exceptions are rather more +numerous, namely with some of the Hindoos, with the Turks, Abyssinians, +Dyaks, Tagals, and New Zealanders. The eyebrows are sometimes raised in +affirmation, and as a person in bending his head forwards and downwards +naturally looks up to the person whom he addresses, he will be apt to +raise his eyebrows, and this sign may thus have arisen as an +abbreviation. So again with the New Zealanders, the lifting up the chin +and head in affirmation may perhaps represent in an abbreviated form +the upward movement of the head after it has been nodded forwards and +downwards. + + + + +CHAPTER XII. SURPRISE—ASTONISHMENT—FEAR—HORROR. + +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying +surprise—Admiration—Fear—Terror—Erection of the hair—Contraction of the +platysma muscle—Dilatation of the pupils—Horror—Conclusion. + +Attention, if sudden and close, graduates into surprise; and this into +astonishment; and this into stupefied amazement. The latter frame of +mind is closely akin to terror. Attention is shown by the eyebrows +being slightly raised; and as this state increases into surprise, they +are raised to a much greater extent, with the eyes and mouth widely +open. The raising of the eyebrows is necessary in order that the eyes +should be opened quickly and widely; and this movement produces +transverse wrinkles across the forehead. The degree to which the eyes +and mouth are opened corresponds with the degree of surprise felt; but +these movements must be coordinated; for a widely opened mouth with +eyebrows only slightly raised results in a meaningless grimace, as Dr. +Duchenne has shown in one of his photographs.[1201] On the other hand, +a person may often be seen to pretend surprise by merely raising his +eyebrows. + +Dr. Duchenne has given a photograph of an old man with his eyebrows +well elevated and arched by the galvanization of the frontal muscle; +and with his mouth voluntarily opened. This figure expresses surprise +with much truth. I showed it to twenty-four persons without a word of +explanation, and one alone did not at all understand what was intended. +A second person answered terror, which is not far wrong; some of the +others, however, added to the words surprise or astonishment, the +epithets horrified, woful, painful, or disgusted. + +The eyes and mouth being widely open is an expression universally +recognized as one of surprise or astonishment. Thus Shakespeare says, +“I saw a smith stand with open mouth swallowing a tailor’s news.” +(‘King John,’ act iv. scene ii.) And again, “They seemed almost, with +staring on one another, to tear the cases of their eyes; there was +speech in the dumbness, language in their very gesture; they looked as +they had heard of a world destroyed.” (‘Winter’s Tale,’ act v. scene +ii.) + +My informants answer with remarkable uniformity to the same effect, +with respect to the various races of man; the above movements of the +features being often accompanied by certain gestures and sounds, +presently to be described. Twelve observers in different parts of +Australia agree on this head. Mr. Winwood Reade has observed this +expression with the negroes on the Guinea coast. The chief Gaika and +others answer _yes_ to my query with respect to the Kafirs of South +Africa; and so do others emphatically with reference to the +Abyssinians, Ceylonese, Chinese, Fuegians, various tribes of North +America, and New Zealanders. With the latter, Mr. Stack states that the +expression is more plainly shown by certain individuals than by others, +though all endeavour as much as possible to conceal their feelings. The +Dyaks of Borneo are said by the Rajah Brooke to open their eyes widely, +when astonished, often swinging their heads to and fro, and beating +their breasts. Mr. Scott informs me that the workmen in the Botanic +Gardens at Calcutta are strictly ordered not to smoke; but they often +disobey this order, and when suddenly surprised in the act, they first +open their eyes and mouths widely. They then often slightly shrug their +shoulders, as they perceive that discovery is inevitable, or frown and +stamp on the ground from vexation. Soon they recover from their +surprise, and abject fear is exhibited by the relaxation of all their +muscles; their heads seem to sink between their shoulders; their fallen +eyes wander to and fro; and they supplicate forgiveness. + +The well-known Australian explorer, Mr. Stuart, has given[1202] a +striking account of stupefied amazement together with terror in a +native who had never before seen a man on horseback. Mr. Stuart +approached unseen and called to him from a little distance. “He turned +round and saw me. What he imagined I was I do not know; but a finer +picture of fear and astonishment I never saw. He stood incapable of +moving a limb, riveted to the spot, mouth open and eyes staring.... He +remained motionless until our black got within a few yards of him, when +suddenly throwing down his waddies, he jumped into a mulga bush as high +as he could get.” He could not speak, and answered not a word to the +inquiries made by the black, but, trembling from head to foot, “waved +with his hand for us to be off.” + +That the eyebrows are raised by an innate or instinctive impulse may be +inferred from the fact that Laura Bridgman invariably acts thus when +astonished, as I have been assured by the lady who has lately had +charge of her. As surprise is excited by something unexpected or +unknown, we naturally desire, when startled, to perceive the cause as +quickly as possible; and we consequently open our eyes fully, so that +the field of vision may be increased, and the eyeballs moved easily in +any direction. But this hardly accounts for the eyebrows being so +greatly raised as is the case, and for the wild staring of the open +eyes. The explanation lies, I believe, in the impossibility of opening +the eyes with great rapidity by merely raising the upper lids. To +effect this the eyebrows must be lifted energetically. Any one who will +try to open his eyes as quickly as possible before a mirror will find +that he acts thus; and the energetic lifting up of the eyebrows opens +the eyes so widely that they stare, the white being exposed all round +the iris. Moreover, the elevation of the eyebrows is an advantage in +looking upwards; for as long as they are lowered they impede our vision +in this direction. Sir C. Bell gives[1203] a curious little proof of +the part which the eyebrows play in opening the eyelids. In a stupidly +drunken man all the muscles are relaxed, and the eyelids consequently +droop, in the same manner as when we are falling asleep. To counteract +this tendency the drunkard raises his eyebrows; and this gives to him a +puzzled, foolish look, as is well represented in one of Hogarth’s +drawings. The habit of raising the eyebrows having once been gained in +order to see as quickly as possible all around us, the movement would +follow from the force of association whenever astonishment was felt +from any cause, even from a sudden sound or an idea. + +With adult persons, when the eyebrows are raised, the whole forehead +becomes much wrinkled in transverse lines; but with children this +occurs only to a slight degree. The wrinkles run in lines concentric +with each eyebrow, and are partially confluent in the middle. They are +highly characteristic of the expression of surprise or astonishment. +Each eyebrow, when raised, becomes also, as Duchenne remarks,[1204] +more arched than it was before. + +The cause of the mouth being opened when astonishment is felt, is a +much more complex affair; and several causes apparently concur in +leading to this movement. It has often been supposed[1205] that the +sense of hearing is thus rendered more acute; but I have watched +persons listening intently to a slight noise, the nature and source of +which they knew perfectly, and they did not open their mouths. +Therefore I at one time imagined that the open mouth might aid in +distinguishing the direction whence a sound proceeded, by giving +another channel for its entrance into the ear through the eustachian +tube, But Dr. W. Ogle[1206] has been so kind as to search the best +recent authorities on the functions of the eustachian tube, and he +informs me that it is almost conclusively proved that it remains closed +except during the act of deglutition; and that in persons in whom the +tube remains abnormally open, the sense of hearing, as far as external +sounds are concerned, is by no means improved; on the contrary, it is +impaired by the respiratory sounds being rendered more distinct. If a +watch be placed within the mouth, but not allowed to touch the sides, +the ticking is heard much less plainly than when held outside. In +persons in whom from disease or a cold the eustachian tube is +permanently or temporarily closed, the sense of hearing is injured; but +this may be accounted for by mucus accumulating within the tube, and +the consequent exclusion of air. We may therefore infer that the mouth +is not kept open under the sense of astonishment for the sake of +hearing sounds more distinctly; notwithstanding that most deaf people +keep their mouths open. + +Every sudden emotion, including astonishment, quickens the action of +the heart, and with it the respiration. Now we can breathe, as +Gratiolet remarks[1207] and as appears to me to be the case, much more +quietly through the open mouth than through the nostrils. Therefore, +when we wish to listen intently to any sound, we either stop breathing, +or breathe as quietly as possible, by opening our mouths, at the same +time keeping our bodies motionless. One of my sons was awakened in the +night by a noise under circumstances which naturally led to great care, +and after a few minutes he perceived that his mouth was widely open. He +then became conscious that he had opened it for the sake of breathing +as quietly as possible. This view receives support from the reversed +case which occurs with dogs. A dog when panting after exercise, or on a +hot day, breathes loudly; but if his attention be suddenly aroused, he +instantly pricks his ears to listen, shuts his mouth, and breathes +quietly, as he is enabled to do, through his nostrils. + +When the attention is concentrated for a length of time with fixed +earnestness on any object or subject, all the organs of the body are +forgotten and neglected;[1208] and as the nervous energy of each +individual is limited in amount, little is transmitted to any part of +the system, excepting that which is at the time brought into energetic +action. Therefore many of the muscles tend to become relaxed, and the +jaw drops from its own weight. This will account for the dropping of +the jaw and open mouth of a man stupefied with amazement, and perhaps +when less strongly affected. I have noticed this appearance, as I find +recorded in my notes, in very young children when they were only +moderately surprised. + +There is still another and highly effective cause, leading to the mouth +being opened, when we are astonished, and more especially when we are +suddenly startled. We can draw a full and deep inspiration much more +easily through the widely open mouth than through the nostrils. Now +when we start at any sudden sound or sight, almost all the muscles of +the body are involuntarily and momentarily thrown into strong action, +for the sake of guarding ourselves against or jumping away from the +danger, which we habitually associate with anything unexpected. But we +always unconsciously prepare ourselves for any great exertion, as +formerly explained, by first taking a deep and full inspiration, and we +consequently open our mouths. If no exertion follows, and we still +remain astonished, we cease for a time to breathe, or breathe as +quietly as possible, in order that every sound may be distinctly heard. +Or again, if our attention continues long and earnestly absorbed, all +our muscles become relaxed, and the jaw, which was at first suddenly +opened, remains dropped. Thus several causes concur towards this same +movement, whenever surprise, astonishment, or amazement is felt. + +Although when thus affected, our mouths are generally opened, yet the +lips are often a little protruded. This fact reminds us of the same +movement, though in a much more strongly marked degree, in the +chimpanzee and orang when astonished. As a strong expiration naturally +follows the deep inspiration which accompanies the first sense of +startled surprise, and as the lips are often protruded, the various +sounds which are then commonly uttered can apparently be accounted for. +But sometimes a strong expiration alone is heard; thus Laura Bridgman, +when amazed, rounds and protrudes her lips, opens them, and breathes +strongly.[1209] One of the commonest sounds is a deep _Oh_; and this +would naturally follow, as explained by Helmholtz, from the mouth being +moderately opened and the lips protruded. On a quiet night some rockets +were fired from the ‘Beagle,’ in a little creek at Tahiti, to amuse the +natives; and as each rocket, was let off there was absolute silence, +but this was invariably followed by a deep groaning _Oh_, resounding +all round the bay. Mr. Washington Matthews says that the North American +Indians express astonishment by a groan; and the negroes on the West +Coast of Africa, according to Mr. Winwood Reade, protrude their lips, +and make a sound like _heigh, heigh_. If the mouth is not much opened, +whilst the lips are considerably protruded, a blowing, hissing, or +whistling noise is produced. Mr. R. Brough Smith informs me that an +Australian from the interior was taken to the theatre to see an acrobat +rapidly turning head over heels: “he was greatly astonished, and +protruded his lips, making a noise with his mouth as if blowing out a +match.” According to Mr. Bulmer the Australians, when surprised, utter +the exclamation _korki_, “and to do this the mouth is drawn out as if +going to whistle.” We Europeans often whistle as a sign of surprise; +thus, in a recent novel[1210] it is said, “here the man expressed his +astonishment and disapprobation by a prolonged whistle.” A Kafir girl, +as Mr. J. Mansel Weale informs me, “on hearing of the high price of an +article, raised her eyebrows and whistled just as a European would.” +Mr. Wedgwood remarks that such sounds are written down as _whew_, and +they serve as interjections for surprise. + +According to three other observers, the Australians often evince +astonishment by a clucking noise. Europeans also sometimes express +gentle surprise by a little clicking noise of nearly the same kind. We +have seen that when we are startled, the mouth is suddenly opened; and +if the tongue happens to be then pressed closely against the palate, +its sudden withdrawal will produce a sound of this kind, which might +thus come to express surprise. + + + +Gestures of the Body. Plate VII + +Turning to gestures of the body. A surprised person often raises his +opened hands high above his head, or by bending his arms only to the +level of his face. The flat palms are directed towards the person who +causes this feeling, and the straightened fingers are separated. This +gesture is represented by Mr. Rejlander in Plate VII. fig. 1. In the +‘Last Supper,’ by Leonardo da Vinci, two of the Apostles have their +hands half uplifted, clearly expressive of their astonishment. A +trustworthy observer told me that he had lately met his wife under most +unexpected circumstances: “She started, opened her mouth and eyes very +widely, and threw up both her arms above her head.” Several years ago I +was surprised by seeing several of my young children earnestly doing +something together on the ground; but the distance was too great for me +to ask what they were about. Therefore I threw up my open hands with +extended fingers above my head; and as soon as I had done this, I +became conscious of the action. I then waited, without saying a word, +to see if my children had understood this gesture; and as they came +running to me they cried out, “We saw that you were astonished at us.” +I do not know whether this gesture is common to the various races of +man, as I neglected to make inquiries on this head. That it is innate +or natural may be inferred from the fact that Laura Bridgman, when +amazed, “spreads her arms and turns her hands with extended fingers +upwards;”[1211] nor is it likely, considering that the feeling of +surprise is generally a brief one, that she should have learnt this +gesture through her keen sense of touch. + +Huschke describes[1212] a somewhat different yet allied gesture, which +he says is exhibited by persons when astonished. They hold themselves +erect, with the features as before described, but with the straightened +arms extended backwards—the stretched fingers being separated from each +other. I have never myself seen this gesture; but Huschke is probably +correct; for a friend asked another man how he would express great +astonishment, and he at once threw himself into this attitude. + +These gestures are, I believe, explicable on the principle of +antithesis. We have seen that an indignant man holds his head erect, +squares his shoulders, turns out his elbows, often clenches his fist, +frowns, and closes his mouth; whilst the attitude of a helpless man is +in every one of these details the reverse. Now, a man in an ordinary +frame of mind, doing nothing and thinking of nothing in particular, +usually keeps his two arms suspended laxly by his sides, with his hands +somewhat flexed, and the fingers near together. Therefore, to raise the +arms suddenly, either the whole arms or the fore-arms, to open the +palms flat, and to separate the fingers,—or, again, to straighten the +arms, extending them backwards with separated fingers,—are movements in +complete antithesis to those preserved under an indifferent frame of +mind, and they are, in consequence, unconsciously assumed by an +astonished man. There is, also, often a desire to display surprise in a +conspicuous manner, and the above attitudes are well fitted for this +purpose. It may be asked why should surprise, and only a few other +states of the mind, be exhibited by movements in antithesis to others. +But this principle will not be brought into play in the case of those +emotions, such as terror, great joy, suffering, or rage, which +naturally lead to certain lines of action and produce certain effects +on the body, for the whole system is thus preoccupied; and these +emotions are already thus expressed with the greatest plainness. + +There is another little gesture, expressive of astonishment of which I +can offer no explanation; namely, the hand being placed over the mouth +or on some part of the head. This has been observed with so many races +of man, that it must have some natural origin. A wild Australian was +taken into a large room full of official papers, which surprised him +greatly, and he cried out, _cluck, cluck, cluck_, putting the back of +his hand towards his lips. Mrs. Barber says that the Kafirs and Fingoes +express astonishment by a serious look and by placing the right hand +upon the mouth, uttering the word _mawo_, which means ‘wonderful.’ The +Bushmen are said[1213] to put their right hands to their necks, bending +their heads backwards. Mr. Winwood Reade has observed that the negroes +on the West Coast of Africa, when surprised, clap their hands to their +mouths, saying at the same time, “My mouth cleaves to me,” i. e. to my +hands; and he has heard that this is their usual gesture on such +occasions. Captain Speedy informs me that the Abyssinians place their +right hand to the forehead, with the palm outside. Lastly, Mr. +Washington Matthews states that the conventional sign of astonishment +with the wild tribes of the western parts of the United States “is made +by placing the half-closed hand over the mouth; in doing this, the head +is often bent forwards, and words or low groans are sometimes uttered.” +Catlin[1214] makes the same remark about the hand being pressed over +the mouth by the Mandans and other Indian tribes. + +_Admiration_.—Little need be said on this head. Admiration apparently +consists of surprise associated with some pleasure and a sense of +approval. When vividly felt, the eyes are opened and the eyebrows +raised; the eyes become bright, instead of remaining blank, as under +simple astonishment; and the mouth, instead of gaping open, expands +into a smile. + +_Fear, Terror_.—The word ‘fear’ seems to be derived from what is sudden +and dangerous;[1215] and that of terror from the trembling of the vocal +organs and body. I use the word ‘terror’ for extreme fear; but some +writers think it ought to be confined to cases in which the imagination +is more particularly concerned. Fear is often preceded by astonishment, +and is so far akin to it, that both lead to the senses of sight and +hearing being instantly aroused. In both cases the eyes and mouth are +widely opened, and the eyebrows raised. The frightened man at first +stands like a statue motionless and breathless, or crouches down as if +instinctively to escape observation. + +The heart beats quickly and violently, so that it palpitates or knocks +against the ribs; but it is very doubtful whether it then works more +efficiently than usual, so as to send a greater supply of blood to all +parts of the body; for the skin instantly becomes pale, as during +incipient faintness. This paleness of the surface, however, is probably +in large part, or exclusively, due to the vasomotor centre being +affected in such a manner as to cause the contraction of the small +arteries of the skin. That the skin is much affected under the sense of +great fear, we see in the marvellous and inexplicable manner in which +perspiration immediately exudes from it. This exudation is all the more +remarkable, as the surface is then cold, and hence the term a cold +sweat; whereas, the sudorific glands are properly excited into action +when the surface is heated. The hairs also on the skin stand erect; and +the superficial muscles shiver. In connection with the disturbed action +of the heart, the breathing is hurried. The salivary glands act +imperfectly; the mouth becomes dry,[1216] and is often opened and shut. +I have also noticed that under slight fear there is a strong tendency +to yawn. One of the best-marked symptoms is the trembling of all the +muscles of the body; and this is often first seen in the lips. From +this cause, and from the dryness of the mouth, the voice becomes husky +or indistinct, or may altogether fail. “Obstupui, steteruntque comae, +et vox faucibus haesit.” + +Of vague fear there is a well-known and grand description in Job:—“In +thoughts from the visions of the night, when deep sleep falleth on men, +fear came upon me, and trembling, which made all my bones to shake. +Then a spirit passed before my face; the hair of my flesh stood up. It +stood still, but I could not discern the form thereof: an image was +before my eyes, there was silence, and I heard a voice, saying, Shall +mortal man be more just than God? Shall a man be more pure than his +Maker?” (Job iv. 13) + +As fear increases into an agony of terror, we behold, as under all +violent emotions, diversified results. The heart beats wildly, or may +fail to act and faintness ensue; there is a death-like pallor; the +breathing is laboured; the wings of the nostrils are wildly dilated; +“there is a gasping and convulsive motion of the lips, a tremor on the +hollow cheek, a gulping and catching of the throat;”[1217] the +uncovered and protruding eyeballs are fixed on the object of terror; or +they may roll restlessly from side to side, _huc illuc volvens oculos +totumque pererrat_.[1218] The pupils are said to be enormously dilated. +All the muscles of the body may become rigid, or may be thrown into +convulsive movements. The hands are alternately clenched and opened, +often with a twitching movement. The arms may be protruded, as if to +avert some dreadful danger, or may be thrown wildly over the head. The +Rev. Mr. Hagenauer has seen this latter action in a terrified +Australian. In other cases there is a sudden and uncontrollable +tendency to headlong flight; and so strong is this, that the boldest +soldiers may be seized with a sudden panic. + +As fear rises to an extreme pitch, the dreadful scream of terror is +heard. Great beads of sweat stand on the skin. All the muscles of the +body are relaxed. Utter prostration soon follows, and the mental powers +fail. The intestines are affected. The sphincter muscles cease to act, +and no longer retain the contents of the body. + + + +Photograph of an Insane Woman. Fig. 19 + +Dr. J. Crichton Browne has given me so striking an account of intense +fear in an insane woman, aged thirty-five, that the description though +painful ought not to be omitted. When a paroxysm seizes her, she +screams out, “This is hell!” “There is a black woman!” “I can’t get +out!”—and other such exclamations. When thus screaming, her movements +are those of alternate tension and tremor. For one instant she clenches +her hands, holds her arms out before her in a stiff semi-flexed +position; then suddenly bends her body forwards, sways rapidly to and +fro, draws her fingers through her hair, clutches at her neck, and +tries to tear off her clothes. The sterno-cleido-mastoid muscles (which +serve to bend the head on the chest) stand out prominently, as if +swollen, and the skin in front of them is much wrinkled. Her hair, +which is cut short at the back of her head, and is smooth when she is +calm, now stands on end; that in front being dishevelled by the +movements of her hands. The countenance expresses great mental agony. +The skin is flushed over the face and neck, down to the clavicles, and +the veins of the forehead and neck stand out like thick cords. The +lower lip drops, and is somewhat everted. The mouth is kept half open, +with the lower jaw projecting. The cheeks are hollow and deeply +furrowed in curved lines running from the wings of the nostrils to the +corners of the mouth. The nostrils themselves are raised and extended. +The eyes are widely opened, and beneath them the skin appears swollen; +the pupils are large. The forehead is wrinkled transversely in many +folds, and at the inner extremities of the eyebrows it is strongly +furrowed in diverging lines, produced by the powerful and persistent +contraction of the corrugators. + + + +Terror. Fig. 20 + +Mr. Bell has also described[1219] an agony of terror and of despair, +which he witnessed in a murderer, whilst carried to the place of +execution in Turin. “On each side of the car the officiating priests +were seated; and in the centre sat the criminal himself. It was +impossible to witness the condition of this unhappy wretch without +terror; and yet, as if impelled by some strange infatuation, it was +equally impossible not to gaze upon an object so wild, so full of +horror. He seemed about thirty-five years of age; of large and muscular +form; his countenance marked by strong and savage features; half naked, +pale as death, agonized with terror, every limb strained in anguish, +his hands clenched convulsively, the sweat breaking out on his bent and +contracted brow, he kissed incessantly the figure of our Saviour, +painted on the flag which was suspended before him; but with an agony +of wildness and despair, of which nothing ever exhibited on the stage +can give the slightest conception.” + +I will add only one other case, illustrative of a man utterly +prostrated by terror. An atrocious murderer of two persons was brought +into a hospital, under the mistaken impression that he had poisoned +himself; and Dr. W. Ogle carefully watched him the next morning, while +he was being handcuffed and taken away by the police. His pallor was +extreme, and his prostration so great that he was hardly able to dress +himself. His skin perspired; and his eyelids and head drooped so much +that it was impossible to catch even a glimpse of his eyes. His lower +jaw hung down. There was no contraction of any facial muscle, and Dr. +Ogle is almost certain that the hair did not stand on end, for he +observed it narrowly, as it had been dyed for the sake of concealment. + +With respect to fear, as exhibited by the various races of man, my +informants agree that the signs are the same as with Europeans. They +are displayed in an exaggerated degree with the Hindoos and natives of +Ceylon. Mr. Geach has seen Malays when terrified turn pale and shake; +and Mr. Brough Smyth states that a native Australian “being on one +occasion much frightened, showed a complexion as nearly approaching to +what we call paleness, as can well be conceived in the case of a very +black man.” Mr. Dyson Lacy has seen extreme fear shown in an +Australian, by a nervous twitching of the hands, feet, and lips; and by +the perspiration standing on the skin. Many savages do not repress the +signs of fear so much as Europeans; and they often tremble greatly. +With the Kafir, Gaika says, in his rather quaint English, the shaking +“of the body is much experienced, and the eyes are widely open.” With +savages, the sphincter muscles are often relaxed, just as may be +observed in much frightened dogs, and as I have seen with monkeys when +terrified by being caught. + +_The erection of the hair_.—Some of the signs of fear deserve a little +further consideration. Poets continually speak of the hair standing on +end; Brutus says to the ghost of Caesar, “that mak’st my blood cold, +and my hair to stare.” And Cardinal Beaufort, after the murder of +Gloucester exclaims, “Comb down his hair; look, look, it stands +upright.” As I did not feel sure whether writers of fiction might not +have applied to man what they had often observed in animals, I begged +for information from Dr. Crichton Browne with respect to the insane. He +states in answer that he has repeatedly seen their hair erected under +the influence of sudden and extreme terror. For instance, it is +occasionally necessary to inject morphia, under the skin of an insane +woman, who dreads the operation extremely, though it causes very little +pain; for she believes that poison is being introduced into her system, +and that her bones will be softened, and her flesh turned into dust. +She becomes deadly pale; her limbs are stiffened by a sort of tetanic +spasm, and her hair is partially erected on the front of the head. + +Dr. Browne further remarks that the bristling of the hair which is so +common in the insane, is not always associated with terror. It is +perhaps most frequently seen in chronic maniacs, who rave incoherently +and have destructive impulses; but it is during their paroxysms of +violence that the bristling is most observable. The fact of the hair +becoming erect under the influence both of rage and fear agrees +perfectly with what we have seen in the lower animals. Dr. Browne +adduces several cases in evidence. Thus with a man now in the Asylum, +before the recurrence of each maniacal paroxysm, “the hair rises up +from his forehead like the mane of a Shetland pony.” He has sent me +photographs of two women, taken in the intervals between their +paroxysms, and he adds with respect to one of these women, “that the +state of her hair is a sure and convenient criterion of her mental +condition.” I have had one of these photographs copied, and the +engraving gives, if viewed from a little distance, a faithful +representation of the original, with the exception that the hair +appears rather too coarse and too much curled. The extraordinary +condition of the hair in the insane is due, not only to its erection, +but to its dryness and harshness, consequent on the subcutaneous glands +failing to act. Dr. Bucknill has said[1220] that a lunatic “is a +lunatic to his finger’s ends;” he might have added, and often to the +extremity of each particular hair. + +Dr. Browne mentions as an empirical confirmation of the relation which +exists in the insane between the state of their hair and minds, that +the wife of a medical man, who has charge of a lady suffering from +acute melancholia, with a strong fear of death, for herself, her +husband and children, reported verbally to him the day before receiving +my letter as follows, “I think Mrs. —— will soon improve, for her hair +is getting smooth; and I always notice that our patients get better +whenever their hair ceases to be rough and unmanageable.” + +Dr. Browne attributes the persistently rough condition of the hair in +many insane patients, in part to their minds being always somewhat +disturbed, and in part to the effects of habit,—that is, to the hair +being frequently and strongly erected during their many recurrent +paroxysms. In patients in whom the bristling of the hair is extreme, +the disease is generally permanent and mortal; but in others, in whom +the bristling is moderate, as soon as they recover their health of mind +the hair recovers its smoothness. + +In a previous chapter we have seen that with animals the hairs are +erected by the contraction of minute, unstriped, and involuntary +muscles, which run to each separate follicle. In addition to this +action, Mr. J. Wood has clearly ascertained by experiment, as he +informs me, that with man the hairs on the front of the head which +slope forwards, and those on the back which slope backwards, are raised +in opposite directions by the contraction of the occipito-frontalis or +scalp muscle. So that this muscle seems to aid in the erection of the +hairs on the head of man in the same manner as the homologous +_panniculus carnosus_ aids, or takes the greater part, in the erection +of the spines on the backs of some of the lower animals. + +_Contraction of the platysma myoides muscle_.—This muscle is spread +over the sides of the neck, extending downwards to a little beneath the +collar-bones, and upwards to the lower part of the cheeks. A portion, +called the risorius, is represented in the woodcut (M) fig. 2. The +contraction of this muscle draws the corners of the mouth and the lower +parts of the checks downwards and backwards. It produces at the same +time divergent, longitudinal, prominent ridges on the sides of the neck +in the young; and, in old thin persons, fine transverse wrinkles. This +muscle is sometimes said not to be under the control of the will; but +almost every one, if told to draw the corners of his mouth backwards +and downwards with great force, brings it into action. I have, however, +heard of a man who can voluntarily act on it only on one side of his +neck. + +Sir C. Bell[1221] and others have stated that this muscle is strongly +contracted under the influence of fear; and Duchenne insists so +strongly on its importance in the expression of this emotion, that he +calls it the _muscle of fright_.[1222] He admits, however, that its +contraction is quite inexpressive unless associated with widely open +eyes and mouth. He has given a photograph (copied and reduced in the +accompanying woodcut) of the same old man as on former occasions, with +his eyebrows strongly raised, his mouth opened, and the platysma +contracted, all by means of galvanism. The original photograph was +shown to twenty-four persons, and they were separately asked, without +any explanation being given, what expression was intended: twenty +instantly answered, “intense fright” or “horror”; three said pain, and +one extreme discomfort. Dr. Duchenne has given another photograph of +the same old man, with the platysma contracted, the eyes and mouth +opened, and the eyebrows rendered oblique, by means of galvanism. The +expression thus induced is very striking (see Plate VII. fig. 2); the +obliquity of the eyebrows adding the appearance of great mental +distress. The original was shown to fifteen persons; twelve answered +terror or horror, and three agony or great suffering. From these cases, +and from an examination of the other photographs given by Dr. Duchenne, +together with his remarks thereon, I think there can be little doubt +that the contraction of the platysma does add greatly to the expression +of fear. Nevertheless this muscle ought hardly to be called that of +fright, for its contraction is certainly not a necessary concomitant of +this state of mind. + +A man may exhibit extreme terror in the plainest manner by death-like +pallor, by drops of perspiration on his skin, and by utter prostration, +with all the muscles of his body, including the platysma, completely +relaxed. Although Dr. Browne has often seen this muscle quivering and +contracting in the insane, he has not been able to connect its action +with any emotional condition in them, though he carefully attended to +patients suffering from great fear. Mr. Nicol, on the other hand, has +observed three cases in which this muscle appeared to be more or less +permanently contracted under the influence of melancholia, associated +with much dread; but in one of these cases, various other muscles about +the neck and head were subject to spasmodic contractions. + +Dr. W. Ogle observed for me in one of the London hospitals about twenty +patients, just before they were put under the influence of chloroform +for operations. They exhibited some trepidation, but no great terror. +In only four of the cases was the platysma visibly contracted; and it +did not begin to contract until the patients began to cry. The muscle +seemed to contract at the moment of each deep-drawn inspiration; so +that it is very doubtful whether the contraction depended at all on the +emotion of fear. In a fifth case, the patient, who was not +chloroformed, was much terrified; and his platysma was more forcibly +and persistently contracted than in the other cases. But even here +there is room for doubt, for the muscle which appeared to be unusually +developed, was seen by Dr. Ogle to contract as the man moved his head +from the pillow, after the operation was over. + +As I felt much perplexed why, in any case, a superficial muscle on the +neck should be especially affected by fear, I applied to my many +obliging correspondents for information about the contraction of this +muscle under other circumstances. It would be superfluous to give all +the answers which I have received. They show that this muscle acts, +often in a variable manner and degree, under many different conditions. +It is violently contracted in hydrophobia, and in a somewhat less +degree in lockjaw; sometimes in a marked manner during the +insensibility from chloroform. Dr. W. Ogle observed two male patients, +suffering from such difficulty in breathing, that the trachea had to be +opened, and in both the platysma was strongly contracted. One of these +men overheard the conversation of the surgeons surrounding him, and +when he was able to speak, declared that he had not been frightened. In +some other cases of extreme difficulty of respiration, though not +requiring tracheotomy, observed by Drs. Ogle and Langstaff, the +platysma was not contracted. + +Mr. J. Wood, who has studied with such care the muscles of the human +body, as shown by his various publications, has often seen the platysma +contracted in vomiting, nausea, and disgust; also in children and +adults under the influence of rage,—for instance, in Irishwomen, +quarrelling and brawling together with angry gesticulations. This may +possibly have been due to their high and angry tones; for I know a +lady, an excellent musician, who, in singing certain high notes, always +contracts her platysma. So does a young man, as I have observed, in +sounding certain notes on the flute. Mr. J. Wood informs me that he has +found the platysma best developed in persons with thick necks and broad +shoulders; and that in families inheriting these peculiarities, its +development is usually associated with much voluntary power over the +homologous occipito-frontalis muscle, by which the scalp can be moved. + +None of the foregoing cases appear to throw any light on the +contraction of the platysma from fear; but it is different, I think, +with the following cases. The gentleman before referred to, who can +voluntarily act on this muscle only on one side of his neck, is +positive that it contracts on both sides whenever he is startled. +Evidence has already been given showing that this muscle sometimes +contracts, perhaps for the sake of opening the mouth widely, when the +breathing is rendered difficult by disease, and during the deep +inspirations of crying-fits before an operation. Now, whenever a person +starts at any sudden sight or sound, he instantaneously draws a deep +breath; and thus the contraction of the platysma may possibly have +become associated with the sense of fear. But there is, I believe, a +more efficient relation. The first sensation of fear, or the +imagination of something dreadful, commonly excites a shudder. I have +caught myself giving a little involuntary shudder at a painful thought, +and I distinctly perceived that my platysma contracted; so it does if I +simulate a shudder. I have asked others to act in this manner; and in +some the muscle contracted, but not in others. One of my sons, whilst +getting out of bed, shuddered from the cold, and, as he happened to +have his hand on his neck, he plainly felt that this muscle strongly +contracted. He then voluntarily shuddered, as he had done on former +occasions, but the platysma was not then affected. Mr. J. Wood has also +several times observed this muscle contracting in patients, when +stripped for examination, and who were not frightened, but shivered +slightly from the cold. Unfortunately I have not been able to ascertain +whether, when the whole body shakes, as in the cold stage of an ague +fit, the platysma contracts. But as it certainly often contracts during +a shudder; and as a shudder or shiver often accompanies the first +sensation of fear, we have, I think, a clue to its action in this +latter case.[1223] Its contraction, however, is not an invariable +concomitant of fear; for it probably never acts under the influence of +extreme, prostrating terror. + +_Dilatation of the Pupils_.—Gratiolet repeatedly insists[1224] that the +pupils are enormously dilated whenever terror is felt. I have no reason +to doubt the accuracy of this statement, but have failed to obtain +confirmatory evidence, excepting in the one instance before given of an +insane woman suffering from great fear. When writers of fiction speak +of the eyes being widely dilated, I presume that they refer to the +eyelids. Munro’s statement, that with parrots the iris is affected by +the passions, independently of the amount of light, seems to bear on +this question; but Professor Donders informs me, that he has often seen +movements in the pupils of these birds which he thinks may be related +to their power of accommodation to distance, in nearly the same manner +as our own pupils contract when our eyes converge for near vision. +Gratiolet remarks that the dilated pupils appear as if they were gazing +into profound darkness. No doubt the fears of man have often been +excited in the dark; but hardly so often or so exclusively, as to +account for a fixed and associated habit having thus arisen. It seems +more probable, assuming that Gratiolet’s statement is correct, that the +brain is directly affected by the powerful emotion of fear and reacts +on the pupils; but Professor Donders informs me that this is an +extremely complicated subject. I may add, as possibly throwing light on +the subject, that Dr. Fyffe, of Netley Hospital, has observed in two +patients that the pupils were distinctly dilated during the cold stage +of an ague fit. Professor Donders has also often seen dilatation of the +pupils in incipient faintness.[1225] + +_Horror_.—The state of mind expressed by this term implies terror, and +is in some, cases almost synonymous with it. Many a man must have felt, +before the blessed discovery of chloroform, great horror at the thought +of an impending surgical operation. He who dreads, as well as hates a +man, will feel, as Milton uses the word, a horror of him. We feel +horror if we see any one, for instance a child, exposed to some instant +and crushing danger. Almost every one would experience the same feeling +in the highest degree in witnessing a man being tortured or going to be +tortured. In these cases there is no danger to ourselves; but from the +power of the imagination and of sympathy we put ourselves in the +position of the sufferer, and feel something akin to fear. + + + +Horror and Agony. Fig. 21 + +Sir C. Bell remarks,[1226] that “horror is full of energy; the body is +in the utmost tension, not unnerved by fear.” It is, therefore, +probable that horror would generally be accompanied by the strong +contraction of the brows; but as fear is one of the elements, the eyes +and mouth would be opened, and the eyebrows would be raised, as far as +the antagonistic action of the corrugators permitted this movement. +Duchenne has given a photograph[1227] (fig. 21) of the same old man as +before, with his eyes somewhat staring, the eyebrows partially raised, +and at the same time strongly contracted, the mouth opened, and the +platysma in action, all effected by the means of galvanism. He +considers that the expression thus produced shows extreme terror with +horrible pain or torture. A tortured man, as long as his sufferings +allowed him to feel any dread for the future, would probably exhibit +horror in an extreme degree. I have shown the original of this +photograph to twenty-three persons of both sexes and various ages; and +thirteen immediately answered horror, great pain, torture, or agony; +three answered extreme fright; so that sixteen answered nearly in +accordance with Duchenne’s belief. Six, however, said anger, guided no +doubt, by the strongly contracted brows, and overlooking the peculiarly +opened mouth. One said disgust. On the whole, the evidence indicates +that we have here a fairly good representation of horror and agony. The +photograph before referred to (Pl. VII. fig. 2) likewise exhibits +horror; but in this the oblique eyebrows indicate great mental distress +in place of energy. + +Horror is generally accompanied by various gestures, which differ in +different individuals. Judging from pictures, the whole body is often +turned away or shrinks; or the arms are violently protruded as if to +push away some dreadful object. The most frequent gesture, as far as +can be inferred from the action of persons who endeavour to express a +vividly-imagined scene of horror, is the raising of both shoulders, +with the bent arms pressed closely against the sides or chest. These +movements are nearly the same with those commonly made when we feel +very cold; and they are generally accompanied by a shudder, as well as +by a deep expiration or inspiration, according as the chest happens at +the time to be expanded or contracted. The sounds thus made are +expressed by words like _uh_ or _ugh_.[1228] It is not, however, +obvious why, when we feel cold or express a sense of horror, we press +our bent arms against our bodies, raise our shoulders, and shudder. + +_Conclusion_.—I have now endeavoured to describe the diversified +expressions of fear, in its gradations from mere attention to a start +of surprise, into extreme terror and horror. Some of the signs may be +accounted for through the principles of habit, association, and +inheritance,—such as the wide opening of the mouth and eyes, with +upraised eyebrows, so as to see as quickly as possible all around us, +and to hear distinctly whatever sound may reach our ears. For we have +thus habitually prepared ourselves to discover and encounter any +danger. Some of the other signs of fear may likewise be accounted for, +at least in part, through these same principles. Men, during numberless +generations, have endeavoured to escape from their enemies or danger by +headlong flight, or by violently struggling with them; and such great +exertions will have caused the heart to beat rapidly, the breathing to +be hurried, the chest to heave, and the nostrils to be dilated. As +these exertions have often been prolonged to the last extremity, the +final result will have been utter prostration, pallor, perspiration, +trembling of all the muscles, or their complete relaxation. And now, +whenever the emotion of fear is strongly felt, though it may not lead +to any exertion, the same results tend to reappear, through the force +of inheritance and association. + +Nevertheless, it is probable that many or most of the above symptoms of +terror, such as the beating of the heart, the trembling of the muscles, +cold perspiration, &c., are in large part directly due to the disturbed +or interrupted transmission of nerve-force from the cerebro-spinal +system to various parts of the body, owing to the mind being so +powerfully affected. We may confidently look to this cause, +independently of habit and association, in such cases as the modified +secretions of the intestinal canal, and the failure of certain glands +to act. With respect to the involuntary bristling of the hair, we have +good reason to believe that in the case of animals this action, however +it may have originated, serves, together with certain voluntary +movements, to make them appear terrible to their enemies; and as the +same involuntary and voluntary actions are performed by animals nearly +related to man, we are led to believe that man has retained through +inheritance a relic of them, now become useless. It is certainly a +remarkable fact, that the minute unstriped muscles, by which the hairs +thinly scattered over man’s almost naked body are erected, should have +been preserved to the present day; and that they should still contract +under the same emotions, namely, terror and rage, which cause the hairs +to stand on end in the lower members of the Order to which man belongs. + + + + +CHAPTER XIII. SELF-ATTENTION—SHAME—SHYNESS—MODESTY: BLUSHING. + +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, the +fundamental element—Shyness—Shame, from broken moral laws and +conventional rules—Modesty—Theory of blushing—Recapitulation. + +Blushing is the most peculiar and the most human of all expressions. +Monkeys redden from passion, but it would require an overwhelming +amount of evidence to make us believe that any animal could blush. The +reddening of the face from a blush is due to the relaxation of the +muscular coats of the small arteries, by which the capillaries become +filled with blood; and this depends on the proper vaso-motor centre +being affected. No doubt if there be at the same time much mental +agitation, the general circulation will be affected; but it is not due +to the action of the heart that the network of minute vessels covering +the face becomes under a sense of shame gorged with blood. We can cause +laughing by tickling the skin, weeping or frowning by a blow, trembling +from the fear of pain, and so forth; but we cannot cause a blush, as +Dr. Burgess remarks,[1301] by any physical means,—that is by any action +on the body. It is the mind which must be affected. Blushing is not +only involuntary; but the wish to restrain it, by leading to +self-attention actually increases the tendency. + +The young blush much more freely than the old, but not during +infancy,[1302] which is remarkable, as we know that infants at a very +early age redden from passion. I have received authentic accounts of +two little girls blushing at the ages of between two and three years; +and of another sensitive child, a year older, blushing, when reproved +for a fault. Many children, at a somewhat more advanced age blush in a +strongly marked manner. It appears that the mental powers of infants +are not as yet sufficiently developed to allow of their blushing. +Hence, also, it is that idiots rarely blush. Dr. Crichton Browne +observed for me those under his care, but never saw a genuine blush, +though he has seen their faces flush, apparently from joy, when food +was placed before them, and from anger. Nevertheless some, if not +utterly degraded, are capable of blushing. A microcephalous idiot, for +instance, thirteen years old, whose eyes brightened a little when he +was pleased or amused, has been described by Dr. Behn,[1303] as +blushing and turning to one side, when undressed for medical +examination. + +Women blush much more than men. It is rare to see an old man, but not +nearly so rare to see an old woman blushing. The blind do not escape. +Laura Bridgman, born in this condition, as well as completely deaf, +blushes.[1304] The Rev. R. H. Blair, Principal of the Worcester +College, informs me that three children born blind, out of seven or +eight then in the Asylum, are great blushers. The blind are not at +first conscious that they are observed, and it is a most important part +of their education, as Mr. Blair informs me, to impress this knowledge +on their minds; and the impression thus gained would greatly strengthen +the tendency to blush, by increasing the habit of self-attention. + +The tendency to blush is inherited. Dr. Burgess gives the case[1305] of +a family consisting of a father, mother, and ten children, all of whom, +without exception, were prone to blush to a most painful degree. The +children were grown up; “and some of them were sent to travel in order +to wear away this diseased sensibility, but nothing was of the +slightest avail.” Even peculiarities in blushing seem to be inherited. +Sir James Paget, whilst examining the spine of a girl, was struck at +her singular manner of blushing; a big splash of red appeared first on +one cheek, and then other splashes, variously scattered over the face +and neck. He subsequently asked the mother whether her daughter always +blushed in this peculiar manner; and was answered, “Yes, she takes +after me.” Sir J. Paget then perceived that by asking this question he +had caused the mother to blush; and she exhibited the same peculiarity +as her daughter. + +In most cases the face, ears and neck are the sole parts which redden; +but many persons, whilst blushing intensely, feel that their whole +bodies grow hot and tingle; and this shows that the entire surface must +be in some manner affected. Blushes are said sometimes to commence on +the forehead, but more commonly on the cheeks, afterwards spreading to +the ears and neck.[1306] In two Albinos examined by Dr. Burgess, the +blushes commenced by a small circumscribed spot on the cheeks, over the +parotidean plexus of nerves, and then increased into a circle; between +this blushing circle and the blush on the neck there was an evident +line of demarcation; although both arose simultaneously. The retina, +which is naturally red in the Albino, invariably increased at the same +time in redness.[1307] Every one must have noticed how easily after one +blush fresh blushes chase each other over the face. Blushing is +preceded by a peculiar sensation in the skin. According to Dr. Burgess +the reddening of the skin is generally succeeded by a slight pallor, +which shows that the capillary vessels contract after dilating. In some +rare cases paleness instead of redness is caused under conditions which +would naturally induce a blush. For instance, a young lady told me that +in a large and crowded party she caught her hair so firmly on the +button of a passing servant, that it took some time before she could be +extricated; from her sensations she imagined that she had blushed +crimson; but was assured by a friend that she had turned extremely +pale. + +I was desirous to learn how far down the body blushes extend; and Sir +J. Paget, who necessarily has frequent opportunities for observation, +has kindly attended to this point for me during two or three years. He +finds that with women who blush intensely on the face, ears, and nape +of neck, the blush does not commonly extend any lower down the body. It +is rare to see it as low down as the collar-bones and shoulder-blades; +and he has never himself seen a single instance in which it extended +below the upper part of the chest. He has also noticed that blushes +sometimes die away downwards, not gradually and insensibly, but by +irregular ruddy blotches. Dr. Langstaff has likewise observed for me +several women whose bodies did not in the least redden while their +faces were crimsoned with blushes. With the insane, some of whom appear +to be particularly liable to blushing, Dr. J. Crichton Browne has +several times seen the blush extend as far down as the collar-bones, +and in two instances to the breasts. He gives me the case of a married +woman, aged twenty-seven, who suffered from epilepsy. On the morning +after her arrival in the Asylum, Dr. Browne, together with his +assistants, visited her whilst she was in bed. The moment that he +approached, she blushed deeply over her cheeks and temples; and the +blush spread quickly to her ears. She was much agitated and tremulous. +He unfastened the collar of her chemise in order to examine the state +of her lungs; and then a brilliant blush rushed over her chest, in an +arched line over the upper third of each breast, and extended downwards +between the breasts nearly to the ensiform cartilage of the sternum. +This case is interesting, as the blush did not thus extend downwards +until it became intense by her attention being drawn to this part of +her person. As the examination proceeded she became composed, and the +blush disappeared; but on several subsequent occasions the same +phenomena were observed. + +The foregoing facts show that, as a general rule, with English women, +blushing does not extend beneath the neck and upper part of the chest. +Nevertheless Sir J. Paget informs me that he has lately heard of a +case, on which he can fully rely, in which a little girl, shocked by +what she imagined to be an act of indelicacy, blushed all over her +abdomen and the upper parts of her legs. Moreau also[1308] relates, on +the authority of a celebrated painter, that the chest, shoulders, arms, +and whole body of a girl, who unwillingly consented to serve as a +model, reddened when she was first divested of her clothes. + +It is a rather curious question why, in most cases the face, ears, and +neck alone redden, inasmuch as the whole surface of the body often +tingles and grows hot. This seems to depend, chiefly, on the face and +adjoining parts of the skin having been habitually exposed to the air, +light, and alternations of temperature, by which the small arteries not +only have acquired the habit of readily dilating and contracting, but +appear to have become unusually developed in comparison with other +parts of the surface.[1309] It is probably owing to this same cause, as +M. Moreau and Dr. Burgess have remarked, that the face is so liable to +redden under various circumstances, such as a fever-fit, ordinary heat, +violent exertion, anger, a slight blow, &c.; and on the other hand that +it is liable to grow pale from cold and fear, and to be discoloured +during pregnancy. The face is also particularly liable to be affected +by cutaneous complaints, by small-pox, erysipelas, &c. This view is +likewise supported by the fact that the men of certain races, who +habitually go nearly naked, often blush over their arms and chests and +even down to their waists. A lady, who is a great blusher, informs Dr. +Crichton Browne, that when she feels ashamed or is agitated, she +blushes over her face, neck, wrists, and hands,—that is, over all the +exposed portions of her skin. Nevertheless it may be doubted whether +the habitual exposure of the skin of the face and neck, and its +consequent power of reaction under stimulants of all kinds, is by +itself sufficient to account for the much greater tendency in English +women of these parts than of others to blush; for the hands are well +supplied with nerves and small vessels, and have been as much exposed +to the air as the face or neck, and yet the hands rarely blush. We +shall presently see that the attention of the mind having been directed +much more frequently and earnestly to the face than to any other part +of the body, probably affords a sufficient explanation. + +_Blushing in the various races of man_.—The small vessels of the face +become filled with blood, from the emotion of shame, in almost all the +races of man, though in the very dark races no distinct change of +colour can be perceived. Blushing is evident in all the Aryan nations +of Europe, and to a certain extent with those of India. But Mr. Erskine +has never noticed that the necks of the Hindoos are decidedly affected. +With the Lepchas of Sikhim, Mr. Scott has often observed a faint blush +on the cheeks, base of the ears, and sides of the neck, accompanied by +sunken eyes and lowered head. This has occurred when he has detected +them in a falsehood, or has accused them of ingratitude. The pale, +sallow complexions of these men render a blush much more conspicuous +than in most of the other natives of India. With the latter, shame, or +it may be in part fear, is expressed, according to Mr. Scott, much more +plainly by the head being averted or bent down, with the eyes wavering +or turned askant, than by any change of colour in the skin. + +The Semitic races blush freely, as might have been expected, from their +general similitude to the Aryans. Thus with the Jews, it is said in the +Book of Jeremiah (chap. vi. 15), “Nay, they were not at all ashamed, +neither could they blush.” Mrs. Asa Gray saw an Arab managing his boat +clumsily on the Nile, and when laughed at by his companions, “he +blushed quite to the back of his neck.” Lady Duff Gordon remarks that a +young Arab blushed on coming into her presence.[1310] + +Mr. Swinhoe has seen the Chinese blushing, but he thinks it is rare; +yet they have the expression “to redden with shame.” Mr. Geach informs +me that the Chinese settled in Malacca and the native Malays of the +interior both blush. Some of these people go nearly naked, and he +particularly attended to the downward extension of the blush. Omitting +the cases in which the face alone was seen to blush, Mr. Geach observed +that the face, arms, and breast of a Chinaman, aged 24 years, reddened +from shame; and with another Chinese, when asked why he had not done +his work in better style, the whole body was similarly affected. In two +Malays[1311] he saw the face, neck, breast, and arms blushing; and in a +third Malay (a Bugis) the blush extended down to the waist. + +The Polynesians blush freely. The Rev. Mr. Stack has seen hundreds of +instances with the New Zealanders. The following case is worth giving, +as it relates to an old man who was unusually dark-coloured and partly +tattooed. After having let his land to an Englishman for a small yearly +rental, a strong passion seized him to buy a gig, which had lately +become the fashion with the Maoris. He consequently wished to draw all +the rent for four years from his tenant, and consulted Mr. Stack +whether he could do so. The man was old, clumsy, poor, and ragged, and +the idea of his driving himself about in his carriage for display +amused Mr. Stack so much that he could not help bursting out into a +laugh; and then “the old man blushed up to the roots of his hair.” +Forster says that “you may easily distinguish a spreading blush” on the +cheeks of the fairest women in Tahiti.[1312] The natives also of +several of the other archipelagoes in the Pacific have been seen to +blush. + +Mr. Washington Matthews has often seen a blush on the faces of the +young squaws belonging to various wild Indian tribes of North America. +At the opposite extremity of the continent in Tierra del Fuego, the +natives, according to Mr. Bridges, “blush much, but chiefly in regard +to women; but they certainly blush also at their own personal +appearance.” This latter statement agrees with what I remember of the +Fuegian, Jemmy Button, who blushed when he was quizzed about the care +which he took in polishing his shoes, and in otherwise adorning +himself. With respect to the Aymara Indians on the lofty plateaus of +Bolivia, Mr. Forbes says,[1313] that from the colour of their skins it +is impossible that their blushes should be as clearly visible as in the +white races; still under such circumstances as would raise a blush in +us, “there can always be seen the same expression of modesty or +confusion; and even in the dark, a rise of temperature of the skin of +the face can be felt, exactly as occurs in the European.” With the +Indians who inhabit the hot, equable, and damp parts of South America, +the skin apparently does not answer to mental excitement so readily as +with the natives of the northern and southern parts of the continent, +who have long been exposed to great vicissitudes of climate; for +Humboldt quotes without a protest the sneer of the Spaniard, “How can +those be trusted, who know not how to blush?”[1314] Von Spix and +Martius, in speaking of the aborigines of Brazil, assert that they +cannot properly be said to blush; “it was only after long intercourse +with the whites, and after receiving some education, that we perceived +in the Indians a change of colour expressive of the emotions of their +minds.”[1315] It is, however, incredible that the power of blushing +could have thus originated; but the habit of self-attention, consequent +on their education and new course of life, would have much increased +any innate tendency to blush. + +Several trustworthy observers have assured me that they have seen on +the faces of negroes an appearance resembling a blush, under +circumstances which would have excited one in us, though their skins +were of an ebony-black tint. Some describe it as blushing brown, but +most say that the blackness becomes more intense. An increased supply +of blood in the skin seems in some manner to increase its blackness; +thus certain exanthematous diseases cause the affected places in the +negro to appear blacker, instead of, as with us, redder.[1316] The +skin, perhaps, from being rendered more tense by the filling of the +capillaries, would reflect a somewhat different tint to what it did +before. That the capillaries of the face in the negro become filled +with blood, under the emotion of shame, we may feel confident; because +a perfectly characterized albino negress, described by Buffon,[1317] +showed a faint tinge of crimson on her cheeks when she exhibited +herself naked. Cicatrices of the skin remain for a long time white in +the negro, and Dr. Burgess, who had frequent opportunities of observing +a scar of this kind on the face of a negress, distinctly saw that it +“invariably became red whenever she was abruptly spoken to, or charged +with any trivial offence.”[1318] The blush could be seen proceeding +from the circumference of the scar towards the middle, but it did not +reach the centre. Mulattoes are often great blushers, blush succeeding +blush over their faces. From these facts there can be no doubt that +negroes blush, although no redness is visible on the skin. + +I am assured by Gaika and by Mrs. Barber that the Kafirs of South +Africa never blush; but this may only mean that no change of colour is +distinguishable. Gaika adds that under the circumstances which would +make a European blush, his countrymen “look ashamed to keep their heads +up.” + +It is asserted by four of my informants that the Australians, who are +almost as black as negroes, never blush. A fifth answers doubtfully, +remarking that only a very strong blush could be seen, on account of +the dirty state of their skins. Three observers state that they do +blush;[1319] Mr. S. Wilson adding that this is noticeable only under a +strong emotion, and when the skin is not too dark from long exposure +and want of cleanliness. Mr. Lang answers, “I have noticed that shame +almost always excites a blush, which frequently extends as low as the +neck.” Shame is also shown, as he adds, “by the eyes being turned from +side to side.” As Mr. Lang was a teacher in a native school, it is +probable that he chiefly observed children; and we know that they blush +more than adults. Mr. G. Taplin has seen half-castes blushing, and he +says that the aborigines have a word expressive of shame. Mr. +Hagenauer, who is one of those who has never observed the Australians +to blush, says that he has “seen them looking down to the ground on +account of shame;” and the missionary, Mr. Bulmer, remarks that though +“I have not been able to detect anything like shame in the adult +aborigines, I have noticed that the eyes of the children, when ashamed, +present a restless, watery appearance, as if they did not know where to +look.” + +The facts now given are sufficient to show that blushing, whether or +not there is any change of colour, is common to most, probably to all, +of the races of man. + +_Movements and gestures which accompany Blushing_.—Under a keen sense +of shame there is a strong desire for concealment.[1320] We turn away +the whole body, more especially the face, which we endeavour in some +manner to hide. An ashamed person can hardly endure to meet the gaze of +those present, so that he almost invariably casts down his eyes or +looks askant. As there generally exists at the same time a strong wish +to avoid the appearance of shame, a vain attempt is made to look direct +at the person who causes this feeling; and the antagonism between these +opposite tendencies leads to various restless movements in the eyes. I +have noticed two ladies who, whilst blushing, to which they are very +liable, have thus acquired, as it appears, the oddest trick of +incessantly blinking their eyelids with extraordinary rapidity. An +intense blush is sometimes accompanied by a slight effusion of +tears;[1321] and this, I presume, is due to the lacrymal glands +partaking of the increased supply of blood, which we know rushes into +the capillaries of the adjoining parts, including the retina. + +Many writers, ancient and modern, have noticed the foregoing movements; +and it has already been shown that the aborigines in various parts of +the world often exhibit their shame by looking downwards or askant, or +by restless movements of their eyes. Ezra cries out (ch. ix. 6), “O, my +God! I am ashamed, and blush to lift up my head to thee, my God.” In +Isaiah (ch. I. 6) we meet with the words, “I hid not my face from +shame.” Seneca remarks (Epist. xi. 5) “that the Roman players hang down +their heads, fix their eyes on the ground and keep them lowered, but +are unable to blush in acting shame.” According to Macrobius, who lived +in the filth century (‘Saturnalia,’ B. vii. C. 11), “Natural +philosophers assert that nature being moved by shame spreads the blood +before herself as a veil, as we see any one blushing often puts his +hands before his face.” Shakspeare makes Marcus (‘Titus Andronicus,’ +act ii, sc. 5) say to his niece, “Ah! now thou turn’st away thy face +for shame.” A lady informs me that she found in the Lock Hospital a +girl whom she had formerly known, and who had become a wretched +castaway, and the poor creature, when approached, hid her face under +the bed-clothes, and could not be persuaded to uncover it. We often see +little children, when shy or ashamed, turn away, and still standing up, +bury their faces in their mother’s gown; or they throw themselves face +downwards on her lap. + +_Confusion of mind_.—Most persons, whilst blushing intensely, have +their mental powers confused. This is recognized in such common +expressions as “she was covered with confusion.” Persons in this +condition lose their presence of mind, and utter singularly +inappropriate remarks. They are often much distressed, stammer, and +make awkward movements or strange grimaces. In certain cases +involuntary twitchings of some of the facial muscles may be observed. I +have been informed by a young lady, who blushes excessively, that at +such times she does not even know what she is saying. When it was +suggested to her that this might be due to her distress from the +consciousness that her blushing was noticed, she answered that this +could not be the case, “as she had sometimes felt quite as stupid when +blushing at a thought in her own room.” + +I will give an instance of the extreme disturbance of mind to which +some sensitive men are liable. A gentleman, on whom I can rely, assured +me that he had been an eye-witness of the following scene:—A small +dinner-party was given in honour of an extremely shy man, who, when he +rose to return thanks, rehearsed the speech, which he had evidently +learnt by heart, in absolute silence, and did not utter a single word; +but he acted as if he were speaking with much emphasis. His friends, +perceiving how the case stood, loudly applauded the imaginary bursts of +eloquence, whenever his gestures indicated a pause, and the man never +discovered that he had remained the whole time completely silent. On +the contrary, he afterwards remarked to my friend, with much +satisfaction, that he thought he had succeeded uncommonly well. + +When a person is much ashamed or very shy, and blushes intensely, his +heart beats rapidly and his breathing is disturbed. This can hardly +fail to affect the circulation of the blood within the brain, and +perhaps the mental powers. It seems however doubtful, judging from the +still more powerful influence of anger and fear on the circulation, +whether we can thus satisfactorily account for the confused state of +mind in persons whilst blushing intensely. + +The true explanation apparently lies in the intimate sympathy which +exists between the capillary circulation of the surface of the head and +face, and that of the brain. On applying to Dr. J. Crichton Browne for +information, he has given me various facts bearing on this subject. +When the sympathetic nerve is divided on one side of the head, the +capillaries on this side are relaxed and become filled with blood, +causing the skin to redden and to grow hot, and at the same time the +temperature within the cranium on the same side rises. Inflammation of +the membranes of the brain leads to the engorgement of the face, ears, +and eyes with blood. The first stage of an epileptic fit appears to be +the contraction of the vessels of the brain, and the first outward +manifestation is, an extreme pallor of countenance. Erysipelas of the +head commonly induces delirium. Even the relief given to a severe +headache by burning the skin with strong lotion, depends, I presume, on +the same principle. + +Dr. Browne has often administered to his patients the vapour of the +nitrite of amyl,[1322] which has the singular property of causing vivid +redness of the face in from thirty to sixty seconds. This flushing +resembles blushing in almost every detail: it begins at several +distinct points on the face, and spreads till it involves the whole +surface of the head, neck, and front of the chest; but has been +observed to extend only in one case to the abdomen. The arteries in the +retina become enlarged; the eyes glisten, and in one instance there was +a slight effusion of tears. The patients are at first pleasantly +stimulated, but, as the flushing increases, they become confused and +bewildered. One woman to whom the vapour had often been administered +asserted that, as soon as she grew hot, she grew MUDDLED. With persons +just commencing to blush it appears, judging from their bright eyes and +lively behaviour, that their mental powers are somewhat stimulated. It +is only when the blushing is excessive that the mind grows confused. +Therefore it would seem that the capillaries of the face are affected, +both during the inhalation of the nitrite of amyl and during blushing, +before that part of the brain is affected on which the mental powers +depend. + +Conversely when the brain is primarily affected; the circulation of the +skin is so in a secondary manner. Dr. Browne has frequently observed, +as he informs me, scattered red blotches and mottlings on the chests of +epileptic patients. In these cases, when the skin on the thorax or +abdomen is gently rubbed with a pencil or other object, or, in +strongly-marked cases, is merely touched by the finger, the surface +becomes suffused in less than half a minute with bright red marks, +which spread to some distance on each side of the touched point, and +persist for several minutes. These are the _cerebral maculae_ of +Trousseau; and they indicate, as Dr. Browne remarks, a highly modified +condition of the cutaneous vascular system. If, then, there exists, as +cannot be doubted, an intimate sympathy between the capillary +circulation in that part of the brain on which our mental powers +depend, and in the skin of the face, it is not surprising that the +moral causes which induce intense blushing should likewise induce, +independently of their own disturbing influence, much confusion of +mind. + +_The Nature of the Mental States which induce Blushing_.—These consist +of shyness, shame, and modesty; the essential element in all being +self-attention. Many reasons can be assigned for believing that +originally self-attention directed to personal appearance, in relation +to the opinion of others, was the exciting cause; the same effect being +subsequently produced, through the force of association, by +self-attention in relation to moral conduct. It is not the simple act +of reflecting on our own appearance, but the thinking what others think +of us, which excites a blush. In absolute solitude the most sensitive +person would be quite indifferent about his appearance. We feel blame +or disapprobation more acutely than approbation; and consequently +depreciatory remarks or ridicule, whether of our appearance or conduct, +causes us to blush much more readily than does praise. But undoubtedly +praise and admiration are highly efficient: a pretty girl blushes when +a man gazes intently at her, though she may know perfectly well that he +is not depreciating her. Many children, as well as old and sensitive +persons blush, when they are much praised. Hereafter the question will +be discussed, how it has arisen that the consciousness that others are +attending to our personal appearance should have led to the +capillaries, especially those of the face, instantly becoming filled +with blood. + +My reasons for believing that attention directed to personal +appearance, and not to moral conduct, has been the fundamental element +in the acquirement of the habit of blushing, will now be given. They +are separately light, but combined possess, as it appears to me, +considerable weight. It is notorious that nothing makes a shy person +blush so much as any remark, however slight, on his personal +appearance. One cannot notice even the dress of a woman much given to +blushing, without causing her face to crimson. It is sufficient to +stare hard at some persons to make them, as Coleridge remarks, +blush,—“account for that he who can.”[1323] + +With the two albinos observed by Dr. Burgess,[1324] “the slightest +attempt to examine their peculiarities invariably caused them to blush +deeply.” Women are much more sensitive about their personal appearance +than men are, especially elderly women in comparison with elderly men, +and they blush much more freely. The young of both sexes are much more +sensitive on this same head than the old, and they also blush much more +freely than the old. Children at a very early age do not blush; nor do +they show those other signs of self-consciousness which generally +accompany blushing; and it is one of their chief charms that they think +nothing about what others think of them. At this early age they will +stare at a stranger with a fixed gaze and un-blinking eyes, as on an +inanimate object, in a manner which we elders cannot imitate. + +It is plain to every one that young men and women are highly sensitive +to the opinion of each other with reference to their personal +appearance; and they blush incomparably more in the presence of the +opposite sex than in that of their own.[1325] A young man, not very +liable to blush, will blush intensely at any slight ridicule of his +appearance from a girl whose judgment on any important subject he would +disregard. No happy pair of young lovers, valuing each other’s +admiration and love more than anything else in the world, probably ever +courted each other without many a blush. Even the barbarians of Tierra +del Fuego, according to Mr. Bridges, blush “chiefly in regard to women, +but certainly also at their own personal appearance.” + +Of all parts of the body, the face is most considered and regarded, as +is natural from its being the chief seat of expression and the source +of the voice. It is also the chief seat of beauty and of ugliness, and +throughout the world is the most ornamented.[1326] The face, therefore, +will have been subjected during many generations to much closer and +more earnest self-attention than any other part of the body; and in +accordance with the principle here advanced we can understand why it +should be the most liable to blush. Although exposure to alternations +of temperature, &c., has probably much increased the power of +dilatation and contraction in the capillaries of the face and adjoining +parts, yet this by itself will hardly account for these parts blushing +much more than the rest of the body; for it does not explain the fact +of the hands rarely blushing. With Europeans the whole body tingles +slightly when the face blushes intensely; and with the races of men who +habitually go nearly naked, the blushes extend over a much larger +surface than with us. These facts are, to a certain extent, +intelligible, as the self-attention of primeval man, as well as of the +existing races which still go naked, will not have been so exclusively +confined to their faces, as is the case with the people who now go +clothed. + +We have seen that in all parts of the world persons who feel shame for +some moral delinquency, are apt to avert, bend down, or hide their +faces, independently of any thought about their personal appearance. +The object can hardly be to conceal their blushes, for the face is thus +averted or hidden under circumstances which exclude any desire to +conceal shame, as when guilt is fully confessed and repented of. It is, +however, probable that primeval man before he had acquired much moral +sensitiveness would have been highly sensitive about his personal +appearance, at least in reference to the other sex, and he would +consequently have felt distress at any depreciatory remarks about his +appearance; and this is one form of shame. And as the face is the part +of the body which is most regarded, it is intelligible that any one +ashamed of his personal appearance would desire to conceal this part of +his body. The habit having been thus acquired, would naturally be +carried on when shame from strictly moral causes was felt; and it is +not easy otherwise to see why under these circumstances there should be +a desire to hide the face more than any other part of the body. + +The habit, so general with every one who feels ashamed, of turning +away, or lowering his eyes, or restlessly moving them from side to +side, probably follows from each glance directed towards those present, +bringing home the conviction that he is intently regarded; and he +endeavours, by not looking at those present, and especially not at +their eyes, momentarily to escape from this painful conviction. + +_Shyness_.—This odd state of mind, often called shamefacedness, or +false shame, or _mauvaise honte_, appears to be one of the most +efficient of all the causes of blushing. Shyness is, indeed, chiefly +recognized by the face reddening, by the eyes being averted or cast +down, and by awkward, nervous movements of the body. Many a woman +blushes from this cause, a hundred, perhaps a thousand times, to once +that she blushes from having done anything deserving blame, and of +which she is truly ashamed. Shyness seems to depend on sensitiveness to +the opinion, whether good or bad, of others, more especially with +respect to external appearance. Strangers neither know nor care +anything about our conduct or character, but they may, and often do, +criticize our appearance: hence shy persons are particularly apt to be +shy and to blush in the presence of strangers. The consciousness of +anything peculiar, or even new, in the dress, or any slight blemish on +the person, and more especially, on the face—points which are likely to +attract the attention of strangers—makes the shy intolerably shy. On +the other hand, in those cases in which conduct and not personal +appearance is concerned, we are much more apt to be shy in the presence +of acquaintances, whose judgment we in some degree value, than in that +of strangers. A physician told me that a young man, a wealthy duke, +with whom he had travelled as medical attendant, blushed like a girl, +when he paid him his fee; yet this young man probably would not have +blushed and been shy, had he been paying a bill to a tradesman. Some +persons, however, are so sensitive, that the mere act of speaking to +almost any one is sufficient to rouse their self-consciousness, and a +slight blush is the result. + +Disapprobation or ridicule, from our sensitiveness on this head, causes +shyness and blushing much more readily than does approbation; though +the latter with some persons is highly efficient. The conceited are +rarely shy; for they value themselves much too highly to expect +depreciation. Why a proud man is often shy, as appears to be the case, +is not so obvious, unless it be that, with all his self-reliance, he +really thinks much about the opinion of others although in a disdainful +spirit. Persons who are exceedingly shy are rarely shy in the presence +of those with whom they are quite familiar, and of whose good opinion +and sympathy they are perfectly assured;—for instance, a girl in the +presence of her mother. I neglected to inquire in my printed paper +whether shyness can be detected in the different races of man; but a +Hindoo gentleman assured Mr. Erskine that it is recognizable in his +countrymen. + +Shyness, as the derivation of the word indicates in several +languages,[1327] is closely related to fear; yet it is distinct from +fear in the ordinary sense. A shy man no doubt dreads the notice of +strangers, but can hardly be said to be afraid of them, he may be as +bold as a hero in battle, and yet have no self-confidence about trifles +in the presence of strangers. Almost every one is extremely nervous +when first addressing a public assembly, and most men remain so +throughout their lives; but this appears to depend on the consciousness +of a great coming exertion, with its associated effects on the system, +rather than on shyness;[1328] although a timid or shy man no doubt +suffers on such occasions infinitely more than another. With very young +children it is difficult to distinguish between fear and shyness; but +this latter feeling with them has often seemed to me to partake of the +character of the wildness of an untamed animal. Shyness comes on at a +very early age. In one of my own children, when two years and three +months old, I saw a trace of what certainly appeared to be shyness, +directed towards myself after an absence from home of only a week. This +was shown not by a blush, but by the eyes being for a few minutes +slightly averted from me. I have noticed on other occasions that +shyness or shamefacedness and real shame are exhibited in the eyes of +young children before they have acquired the power of blushing. + +As shyness apparently depends on self-attention, we can perceive how +right are those who maintain that reprehending children for shyness, +instead of doing them any good, does much harm, as it calls their +attention still more closely to themselves. It has been well urged that +“nothing hurts young people more than to be watched continually about +their feelings, to have their countenances scrutinized, and the degrees +of their sensibility measured by the surveying eye of the unmerciful +spectator. Under the constraint of such examinations they can think of +nothing but that they are looked at, and feel nothing but shame or +apprehension.”[1329] + +_Moral causes: guilt_.—With respect to blushing from strictly moral +causes, we meet with the same fundamental principle as before, namely, +regard for the opinion of others. It is not the conscience which raises +a blush, for a man may sincerely regret some slight fault committed in +solitude, or he may suffer the deepest remorse for an undetected crime, +but he will not blush. “I blush,” says Dr. Burgess,[1330] “in the +presence of my accusers.” It is not the sense of guilt, but the thought +that others think or know us to be guilty which crimsons the face. A +man may feel thoroughly ashamed at having told a small falsehood, +without blushing; but if he even suspects that he is detected he will +instantly blush, especially if detected by one whom he reveres. + +On the other hand, a man may be convinced that God witnesses all his +actions, and he may feel deeply conscious of some fault and pray for +forgiveness; but this will not, as a lady who is a great blusher +believes, ever excite a blush. The explanation of this difference +between the knowledge by God and man of our actions lies, I presume, in +man’s disapprobation of immoral conduct being somewhat akin in nature +to his depreciation of our personal appearance, so that through +association both lead to similar results; whereas the disapprobation of +God brings up no such association. + +Many a person has blushed intensely when accused of some crime, though +completely innocent of it. Even the thought, as the lady before +referred to has observed to me, that others think that we have made an +unkind or stupid remark, is amply sufficient to cause a blush, although +we know all the time that we have been completely misunderstood. An +action may be meritorious or of an indifferent nature, but a sensitive +person, if he suspects that others take a different view of it, will +blush. For instance, a lady by herself may give money to a beggar +without a trace of a blush, but if others are present, and she doubts +whether they approve, or suspects that they think her influenced by +display, she will blush. So it will be, if she offers to relieve the +distress of a decayed gentlewoman, more particularly of one whom she +had previously known under better circumstances, as she cannot then +feel sure how her conduct will be viewed. But such cases as these blend +into shyness. + +_Breaches of etiquette_.—The rules of _etiquette_ always refer to +conduct in the presence of, or towards others. They have no necessary +connection with the moral sense, and are often meaningless. +Nevertheless as they depend on the fixed custom of our equals and +superiors, whose opinion we highly regard, they are considered almost +as binding as are the laws of honour to a gentleman. Consequently the +breach of the laws of etiquette, that is, any impoliteness or +_gaucherie_, any impropriety, or an inappropriate remark, though quite +accidental, will cause the most intense blushing of which a man is +capable. Even the recollection of such an act, after an interval of +many years, will make the whole body to tingle. So strong, also, is the +power of sympathy that a sensitive person, as a lady has assured me, +will sometimes blush at a flagrant breach of etiquette by a perfect +stranger, though the act may in no way concern her. + +_Modesty_.—This is another powerful agent in exciting blushes; but the +word modesty includes very different states of the mind. It implies +humility, and we often judge of this by persons being greatly pleased +and blushing at slight praise, or by being annoyed at praise which +seems to them too high according to their own humble standard of +themselves. Blushing here has the usual signification of regard for the +opinion of others. But modesty frequently relates to acts of +indelicacy; and indelicacy is an affair of etiquette, as we clearly see +with the nations that go altogether or nearly naked. He who is modest, +and blushes easily at acts of this nature, does so because they are +breaches of a firmly and wisely established etiquette. This is indeed +shown by the derivation of the word _modest_ from _modus_, a measure or +standard of behaviour. A blush due to this form of modesty is, +moreover, apt to be intense, because it generally relates to the +opposite sex; and we have seen how in all cases our liability to blush +is thus increased. We apply the term ‘modest,’ as it would appear, to +those who have an humble opinion of themselves, and to those who are +extremely sensitive about an indelicate word or deed, simply because in +both cases blushes are readily excited, for these two frames of mind +have nothing else in common. Shyness also, from this same cause, is +often mistaken for modesty in the sense of humility. + +Some persons flush up, as I have observed and have been assured, at any +sudden and disagreeable recollection. The commonest cause seems to be +the sudden remembrance of not having done something for another person +which had been promised. In this case it may be that the thought passes +half unconsciously through the mind, “What will he think of me?” and +then the flush would partake of the nature of a true blush. But whether +such flushes are in most cases due to the capillary circulation being +affected, is very doubtful; for we must remember that almost every +strong emotion, such as anger or great joy, acts on the heart, and +causes the face to redden. + +The fact that blushes may be excited in absolute solitude seems opposed +to the view here taken, namely that the habit originally arose from +thinking about what others think of us. Several ladies, who are great +blushers, are unanimous in regard to solitude; and some of them believe +that they have blushed in the dark. From what Mr. Forbes has stated +with respect to the Aymaras, and from my own sensations, I have no +doubt that this latter statement is correct. Shakspeare, therefore, +erred when he made Juliet, who was not even by herself, say to Romeo +(act ii. sc. 2):— + +“Thou know’st the mask of night is on my face; +Else would a maiden blush bepaint my cheek, +For that which thou hast heard me speak to-night.” + + +But when a blush is excited in solitude, the cause almost always +relates to the thoughts of others about us—to acts done in their +presence, or suspected by them; or again when we reflect what others +would have thought of us had they known of the act. Nevertheless one or +two of my informants believe that they have blushed from shame at acts +in no way relating to others. If this be so, we must attribute the +result to the force of inveterate habit and association, under a state +of mind closely analogous to that which ordinarily excites a blush; nor +need we feel surprise at this, as even sympathy with another person who +commits a flagrant breach of etiquette is believed, as we have just +seen, sometimes to cause a blush. + +Finally, then, I conclude that blushing,—whether due to shyness—to +shame for a real crime—to shame from a breach of the laws of +etiquette—to modesty from humility—to modesty from an +indelicacy—depends in all cases on the same principle; this principle +being a sensitive regard for the opinion, more particularly for the +depreciation of others, primarily in relation to our personal +appearance, especially of our faces; and secondarily, through the force +of association and habit, in relation to the opinion of others on our +conduct. + +_Theory of Blushing_.—We have now to consider, why should the thought +that others are thinking about us affect our capillary circulation? Sir +C. Bell insists[1331] that blushing “is a provision for expression, as +may be inferred from the colour extending only to the surface of the +face, neck, and breast, the parts most exposed. It is not acquired; it +is from the beginning.” Dr. Burgess believes that it was designed by +the Creator in “order that the soul might have sovereign power of +displaying in the cheeks the various internal emotions of the moral +feelings;” so as to serve as a check on ourselves, and as a sign to +others, that we were violating rules which ought to be held sacred. +Gratiolet merely remarks,—“Or, comme il est dans l’ordre de la nature +que l’être social le plus intelligent soit aussi le plus intelligible, +cette faculté de rougeur et de pâleur qui distingue l’homme, est un +signe naturel de sa haute perfection.” + +The belief that blushing was SPECIALLY designed by the Creator is +opposed to the general theory of evolution, which is now so largely +accepted; but it forms no part of my duty here to argue on the general +question. Those who believe in design, will find it difficult to +account for shyness being the most frequent and efficient of all the +causes of blushing, as it makes the blusher to suffer and the beholder +uncomfortable, without being of the least service to either of them. +They will also find it difficult to account for negroes and other +dark-coloured races blushing, in whom a change of colour in the skin is +scarcely or not at all visible. + +No doubt a slight blush adds to the beauty of a maiden’s face; and the +Circassian women who are capable of blushing, invariably fetch a higher +price in the seraolio of the Sultan than less susceptible women.[1332] +But the firmest believer in the efficacy of sexual selection will +hardly suppose that blushing was acquired as a sexual ornament. This +view would also be opposed to what has just been said about the +dark-coloured races blushing in an invisible manner. + +The hypothesis which appears to me the most probable, though it may at +first seem rash, is that attention closely directed to any part of the +body tends to interfere with the ordinary and tonic contraction of the +small arteries of that part. These vessels, in consequence, become at +such times more or less relaxed, and are instantly filled with arterial +blood. This tendency will have been much strengthened, if frequent +attention has been paid during many generations to the same part, owing +to nerve-force readily flowing along accustomed channels, and by the +power of inheritance. Whenever we believe that others are depreciating +or even considering our personal appearance, our attention is vividly +directed to the outer and visible parts of our bodies; and of all such +parts we are most sensitive about our faces, as no doubt has been the +case during many past generations. Therefore, assuming for the moment +that the capillary vessels can be acted on by close attention, those of +the face will have become eminently susceptible. Through the force of +association, the same effects will tend to follow whenever we think +that others are considering or censuring our actions or character. + +As the basis of this theory rests on mental attention having some power +to influence the capillary circulation, it will be necessary to give a +considerable body of details, bearing more or less directly on this +subject. Several observers,[1333] who from their wide experience and +knowledge are eminently capable of forming a sound judgment, are +convinced that attention or consciousness (which latter term Sir H. +Holland thinks the more explicit) concentrated on almost any part of +the body produces some direct physical effect on it. This applies to +the movements of the involuntary muscles, and of the voluntary muscles +when acting involuntarily,—to the secretion of the glands,—to the +activity of the senses and sensations,—and even to the nutrition of +parts. + +It is known that the involuntary movements of the heart are affected if +close attention be paid to them. Gratiolet[1334] gives the case of a +man, who by continually watching and counting his own pulse, at last +caused one beat out of every six to intermit. On the other hand, my +father told me of a careful observer, who certainly had heart-disease +and died from it, and who positively stated that his pulse was +habitually irregular to an extreme degree; yet to his great +disappointment it invariably became regular as soon as my father +entered the room. Sir H. Holland remarks, that “the effect upon the +circulation of a part from the consciousness suddenly directed and +fixed upon it, is often obvious and immediate.” Professor Laycock, who +has particularly attended to phenomena of this nature, insists that +“when the attention is directed to any portion of the body, innervation +and circulation are excited locally, and the functional activity of +that portion developed.” + +It is generally believed that the peristaltic movements of the +intestines are influenced by attention being paid to them at fixed +recurrent periods; and these movements depend on the contraction of +unstriped and involuntary muscles. The abnormal action of the voluntary +muscles in epilepsy, chorea, and hysteria is known to be influenced by +the expectation of an attack, and by the sight of other patients +similarly affected. So it is with the involuntary acts of yawning and +laughing. + +Certain glands are much influenced by thinking of them, or of the +conditions under which they have been habitually excited. This is +familiar to every one in the increased flow of saliva, when the +thought, for instance, of intensely acid fruit is kept before the mind. +It was shown in our sixth chapter, that an earnest and long-continued +desire either to repress, or to increase, the action of the lacrymal +glands is effectual. Some curious cases have been recorded in the case +of women, of the power of the mind on the mammary glands; and still +more remarkable ones in relation to the uterine functions. + +See Gratiolet on this subject, De la Phys. p. 287. Dr. J. Crichton +Browne, from his observations on the insane, is convinced that +attention directed for a prolonged period on any part or organ may +ultimately influence its capillary circulation and nutrition. He has +given me some extraordinary cases; one of these, which cannot here be +related in full, refers to a married woman fifty years of age, who +laboured under the firm and long-continued delusion that she was +pregnant. When the expected period arrived, she acted precisely as if +she had been really delivered of a child, and seemed to suffer extreme +pain, so that the perspiration broke out on her forehead. The result +was that a state of things returned, continuing for three days, which +had ceased during the six previous years. Mr. Braid gives, in his +‘Magic, Hypnotism,’ &c., 1852, p. 95, and in his other works analogous +cases, as well as other facts showing the great influence of the will +on the mammary glands, even on one breast alone. + +When we direct our whole attention to any one sense, its acuteness is +increased;[1340] and the continued habit of close attention, as with +blind people to that of hearing, and with the blind and deaf to that of +touch, appears to improve the sense in question permanently. There is, +also, some reason to believe, judging from the capacities of different +races of man, that the effects are inherited. Turning to ordinary +sensations, it is well known that pain is increased by attending to it; +and Sir B. Brodie goes so far as to believe that pain may be felt in +any part of the body to which attention is closely drawn.[1341] Sir H. +Holland also remarks that we become not only conscious of the existence +of a part subjected to concentrated attention, but we experience in it +various odd sensations as of weight, heat, cold, tingling, or +itching.[1342] + +Lastly, some physiologists maintain that the mind can influence the +nutrition of parts. Sir J. Paget has given a curious instance of the +power, not indeed of the mind, but of the nervous system, on the hair. +A lady “who is subject to attacks of what is called nervous headache, +always finds in the morning after such an one, that some patches of her +hair are white, as if powdered with starch. The change is effected in a +night, and in a few days after, the hairs gradually regain their dark +brownish colour.”[1343] + +We thus see that close attention certainly affects various parts and +organs, which are not properly under the control of the will. By what +means attention—perhaps the most wonderful of all the wondrous powers +of the mind—is effected, is an extremely obscure subject. According to +Müller,[1344] the process by which the sensory cells of the brain are +rendered, through the will, susceptible of receiving more intense and +distinct impressions, is closely analogous to that by which the motor +cells are excited to send nerve-force to the voluntary muscles. There +are many points of analogy in the action of the sensory and motor +nerve-cells; for instance, the familiar fact that close attention to +any one sense causes fatigue, like the prolonged exertion of any one +muscle.[1345] When therefore we voluntarily concentrate our attention +on any part of the body, the cells of the brain which receive +impressions or sensations from that part are, it is probable, in some +unknown manner stimulated into activity. This may account, without any +local change in the part to which our attention is earnestly directed, +for pain or odd sensations being there felt or increased. + +If, however, the part is furnished with muscles, we cannot feel sure, +as Mr. Michael Foster has remarked to me, that some slight impulse may +not be unconsciously sent to such muscles; and this would probably +cause an obscure sensation in the part. + +In a large number of cases, as with the salivary and lacrymal glands, +intestinal canal, &c., the power of attention seems to rest, either +chiefly, or as some physiologists think, exclusively, on the vaso-motor +system being affected in such a manner that more blood is allowed to +flow into the capillaries of the part in question. This increased +action of the capillaries may in some cases be combined with the +simultaneously increased activity of the sensorium. + +The manner in which the mind affects the vasomotor system may be +conceived in the following manner. When we actually taste sour fruit, +an impression is sent through the gustatory nerves to a certain part of +the sensorium; this transmits nerve-force to the vasomotor centre, +which consequently allows the muscular coats of the small arteries that +permeate the salivary glands to relax. Hence more blood flows into +these glands, and they secrete a copious supply of saliva. Now it does +not seem an improbable assumption, that, when we reflect intently on a +sensation, the same part of the sensorium, or a closely connected part +of it, is brought into a state of activity, in the same manner as when +we actually perceive the sensation. If so, the same cells in the brain +will be excited, though, perhaps, in a less degree, by vividly thinking +about a sour taste, as by perceiving it; and they will transmit in the +one case, as in the other, nerve-force to the vaso-motor centre with +the same results. + +To give another, and, in some respects, more appropriate illustration. +If a man stands before a hot fire, his face reddens. This appears to be +due, as Mr. Michael Foster informs me, in part to the local action of +the heat, and in part to a reflex action from the vaso-motor +centres.[1346] In this latter case, the heat affects the nerves of the +face; these transmit an impression to the sensory cells of the brain, +which act on the vaso-motor centre, and this reacts on the small +arteries of the face, relaxing them and allowing them to become filled +with blood. Here, again, it seems not improbable that if we were +repeatedly to concentrate with great earnestness our attention on the +recollection of our heated faces, the same part of the sensorium which +gives us the consciousness of actual heat would be in some slight +degree stimulated, and would in consequence tend to transmit some +nerve-force to the vaso-motor centres, so as to relax the capillaries +of the face. Now as men during endless generations have had their +attention often and earnestly directed to their personal appearance, +and especially to their faces, any incipient tendency in the facial +capillaries to be thus affected will have become in the course of time +greatly strengthened through the principles just referred to, namely, +nerve-force passing readily along accustomed channels, and inherited +habit. Thus, as it appears to me, a plausible explanation is afforded +of the leading phenomena connected with the act of blushing. + +_Recapitulation_.—Men and women, and especially the young, have always +valued, in a high degree, their personal appearance; and have likewise +regarded the appearance of others. The face has been the chief object +of attention, though, when man aboriginally went naked, the whole +surface of his body would have been attended to. Our self-attention is +excited almost exclusively by the opinion of others, for no person +living in absolute solitude would care about his appearance. Every one +feels blame more acutely than praise. Now, whenever we know, or +suppose, that others are depreciating our personal appearance, our +attention is strongly drawn towards ourselves, more especially to our +faces. The probable effect of this will be, as has just been explained, +to excite into activity that part of the sensorium, which receives the +sensory nerves of the face; and this will react through the vaso-motor +system on the facial capillaries. By frequent reiteration during +numberless generations, the process will have become so habitual, in +association with the belief that others are thinking of us, that even a +suspicion of their depreciation suffices to relax the capillaries, +without any conscious thought about our faces. With some sensitive +persons it is enough even to notice their dress to produce the same +effect. Through the force, also, of association and inheritance our +capillaries are relaxed, whenever we know, or imagine, that any one is +blaming, though in silence, our actions, thoughts, or character; and, +again, when we are highly praised. + +On this hypothesis we can understand how it is that the face blushes +much more than any other part of the body, though the whole surface is +somewhat affected, more especially with the races which still go nearly +naked. It is not at all surprising that the dark-coloured races should +blush, though no change of colour is visible in their skins. From the +principle of inheritance it is not surprising that persons born blind +should blush. We can understand why the young are much more affected +than the old, and women more than men; and why the opposite sexes +especially excite each other’s blushes. It becomes obvious why personal +remarks should be particularly liable to cause blushing, and why the +most powerful of all the causes is shyness; for shyness relates to the +presence and opinion of others, and the shy are always more or less +self-conscious. With respect to real shame from moral delinquencies, we +can perceive why it is not guilt, but the thought that others think us +guilty, which raises a blush. A man reflecting on a crime committed in +solitude, and stung by his conscience, does not blush; yet he will +blush under the vivid recollection of a detected fault, or of one +committed in the presence of others, the degree of blushing being +closely related to the feeling of regard for those who have detected, +witnessed, or suspected his fault. Breaches of conventional rules of +conduct, if they are rigidly insisted on by our equals or superiors, +often cause more intense blushes even than a detected crime, and an act +which is really criminal, if not blamed by our equals, hardly raises a +tinge of colour on our cheeks. Modesty from humility, or from an +indelicacy, excites a vivid blush, as both relate to the judgment or +fixed customs of others. + +From the intimate sympathy which exists between the capillary +circulation of the surface of the head and of the brain, whenever there +is intense blushing, there will be some, and often great, confusion of +mind. This is frequently accompanied by awkward movements, and +sometimes by the involuntary twitching of certain muscles. + +As blushing, according to this hypothesis, is an indirect result of +attention, originally directed to our personal appearance, that is to +the surface of the body, and more especially to the face, we can +understand the meaning of the gestures which accompany blushing +throughout the world. These consist in hiding the face, or turning it +towards the ground, or to one side. The eyes are generally averted or +are restless, for to look at the man who causes us to feel shame or +shyness, immediately brings home in an intolerable manner the +consciousness that his gaze is directed on us. Through the principle of +associated habit, the same movements of the face and eyes are +practised, and can, indeed, hardly be avoided, whenever we know or +believe that, others are blaming, or too strongly praising, our moral +conduct. + + + + +CHAPTER XIV. CONCLUDING REMARKS AND SUMMARY. + +The three leading principles which have determined the chief movements +of expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on the +specific unity of the races of man—On the successive acquirement of +various expressions by the progenitors of man—The importance of +expression—Conclusion. + +I have now described, to the best of my ability, the chief expressive +actions in man, and in some few of the lower animals. I have also +attempted to explain the origin or development of these actions through +the three principles given in the first chapter. The first of these +principles is, that movements which are serviceable in gratifying some +desire, or in relieving some sensation, if often repeated, become so +habitual that they are performed, whether or not of any service, +whenever the same desire or sensation is felt, even in a very weak +degree. + +Our second principle is that of antithesis. The habit of voluntarily +performing opposite movements under opposite impulses has become firmly +established in us by the practice of our whole lives. Hence, if certain +actions have been regularly performed, in accordance with our first +principle, under a certain frame of mind, there will be a strong and +involuntary tendency to the performance of directly opposite actions, +whether or not these are of any use, under the excitement of an +opposite frame of mind. + +Our third principle is the direct action of the excited nervous system +on the body, independently of the will, and independently, in large +part, of habit. Experience shows that nerve-force is generated and set +free whenever the cerebro-spinal system is excited. The direction which +this nerve-force follows is necessarily determined by the lines of +connection between the nerve-cells, with each other and with various +parts of the body. But the direction is likewise much influenced by +habit; inasmuch as nerve-force passes readily along accustomed +channels. + +The frantic and senseless actions of an enraged man may be attributed +in part to the undirected flow of nerve-force, and in part to the +effects of habit, for these actions often vaguely represent the act of +striking. They thus pass into gestures included under our first +principle; as when an indignant man unconsciously throws himself into a +fitting attitude for attacking his opponent, though without any +intention of making an actual attack. We see also the influence of +habit in all the emotions and sensations which are called exciting; for +they have assumed this character from having habitually led to +energetic action; and action affects, in an indirect manner, the +respiratory and circulatory system; and the latter reacts on the brain. +Whenever these emotions or sensations are even slightly felt by us, +though they may not at the time lead to any exertion, our whole system +is nevertheless disturbed through the force of habit and association. +Other emotions and sensations are called depressing, because they have +not habitually led to energetic action, excepting just at first, as in +the case of extreme pain, fear, and grief, and they have ultimately +caused complete exhaustion; they are consequently expressed chiefly by +negative signs and by prostration. Again, there are other emotions, +such as that of affection, which do not commonly lead to action of any +kind, and consequently are not exhibited by any strongly marked outward +signs. Affection indeed, in as far as it is a pleasurable sensation, +excites the ordinary signs of pleasure. + +On the other hand, many of the effects due to the excitement of the +nervous system seem to be quite independent of the flow of nerve-force +along the channels which have been rendered habitual by former +exertions of the will. Such effects, which often reveal the state of +mind of the person thus affected, cannot at present be explained; for +instance, the change of colour in the hair from extreme terror or +grief,—the cold sweat and the trembling of the muscles from fear,—the +modified secretions of the intestinal canal,—and the failure of certain +glands to act. + +Notwithstanding that much remains unintelligible in our present +subject, so many expressive movements and actions can be explained to a +certain extent through the above three principles, that we may hope +hereafter to see all explained by these or by closely analogous +principles. + +Actions of all kinds, if regularly accompanying any state of the mind, +are at once recognized as expressive. These may consist of movements of +any part of the body, as the wagging of a dog’s tail, the shrugging of +a man’s shoulders, the erection of the hair, the exudation of +perspiration, the state of the capillary circulation, laboured +breathing, and the use of the vocal or other sound-producing +instruments. Even insects express anger, terror, jealousy, and love by +their stridulation. With man the respiratory organs are of especial +importance in expression, not only in a direct, but in a still higher +degree in an indirect manner. + +Few points are more interesting in our present subject than the +extraordinarily complex chain of events which lead to certain +expressive movements. Take, for instance, the oblique eyebrows of a man +suffering from grief or anxiety. When infants scream loudly from hunger +or pain, the circulation is affected, and the eyes tend to become +gorged with blood: consequently the muscles surrounding the eyes are +strongly contracted as a protection: this action, in the course of many +generations, has become firmly fixed and inherited: but when, with +advancing years and culture, the habit of screaming is partially +repressed, the muscles round the eyes still tend to contract, whenever +even slight distress is felt: of these muscles, the pyramidals of the +nose are less under the control of the will than are the others and +their contraction can be checked only by that of the central fasciae of +the frontal muscle: these latter fasciae draw up the inner ends of the +eyebrows, and wrinkle the forehead in a peculiar manner, which we +instantly recognize as the expression of grief or anxiety. Slight +movements, such as these just described, or the scarcely perceptible +drawing down of the corners of the mouth, are the last remnants or +rudiments of strongly marked and intelligible movements. They are as +full of significance to us in regard to expression, as are ordinary +rudiments to the naturalist in the classification and genealogy of +organic beings. + +That the chief expressive actions, exhibited by man and by the lower +animals, are now innate or inherited,—that is, have not been learnt by +the individual,—is admitted by every one. So little has learning or +imitation to do with several of them that they are from the earliest +days and throughout life quite beyond our control; for instance, the +relaxation of the arteries of the skin in blushing, and the increased +action of the heart in anger. We may see children, only two or three +years old, and even those born blind, blushing from shame; and the +naked scalp of a very young infant reddens from passion. Infants scream +from pain directly after birth, and all their features then assume the +same form as during subsequent years. These facts alone suffice to show +that many of our most important expressions have not been learnt; but +it is remarkable that some, which are certainly innate, require +practice in the individual, before they are performed in a full and +perfect manner; for instance, weeping and laughing. The inheritance of +most of our expressive actions explains the fact that those born blind +display them, as I hear from the Rev. R. H. Blair, equally well with +those gifted with eyesight. We can thus also understand the fact that +the young and the old of widely different races, both with man and +animals, express the same state of mind by the same movements. + +We are so familiar with the fact of young and old animals displaying +their feelings in the same manner, that we hardly perceive how +remarkable it is that a young puppy should wag its tail when pleased, +depress its ears and uncover its canine teeth when pretending to be +savage, just like an old dog; or that a kitten should arch its little +back and erect its hair when frightened and angry, like an old cat. +When, however, we turn to less common gestures in ourselves, which we +are accustomed to look at as artificial or conventional,—such as +shrugging the shoulders, as a sign of impotence, or the raising the +arms with open hands and extended fingers, as a sign of wonder,—we feel +perhaps too much surprise at finding that they are innate. That these +and some other gestures are inherited, we may infer from their being +performed by very young children, by those born blind, and by the most +widely distinct races of man. We should also bear in mind that new and +highly peculiar tricks, in association with certain states of the mind, +are known to have arisen in certain individuals, and to have been +afterwards transmitted to their offspring, in some cases, for more than +one generation. + +Certain other gestures, which seem to us so natural that we might +easily imagine that they were innate, apparently have been learnt like +the words of a language. This seems to be the case with the joining of +the uplifted hands, and the turning up of the eyes, in prayer. So it is +with kissing as a mark of affection; but this is innate, in so far as +it depends on the pleasure derived from contact with a beloved person. +The evidence with respect to the inheritance of nodding and shaking the +head, as signs of affirmation and negation, is doubtful; for they are +not universal, yet seem too general to have been independently acquired +by all the individuals of so many races. + +We will now consider how far the will and consciousness have come into +play in the development of the various movements of expression. As far +as we can judge, only a few expressive movements, such as those just +referred to, are learnt by each individual; that is, were consciously +and voluntarily performed during the early years of life for some +definite object, or in imitation of others, and then became habitual. +The far greater number of the movements of expression, and all the more +important ones, are, as we have seen, innate or inherited; and such +cannot be said to depend on the will of the individual. Nevertheless, +all those included under our first principle were at first voluntarily +performed for a definite object,—namely, to escape some danger, to +relieve some distress, or to gratify some desire. For instance, there +can hardly be a doubt that the animals which fight with their teeth, +have acquired the habit of drawing back their ears closely to their +heads, when feeling savage, from their progenitors having voluntarily +acted in this manner in order to protect their ears from being torn by +their antagonists; for those animals which do not fight with their +teeth do not thus express a savage state of mind. We may infer as +highly probable that we ourselves have acquired the habit of +contracting the muscles round the eyes, whilst crying gently, that is, +without the utterance of any loud sound, from our progenitors, +especially during infancy, having experienced, during the act of +screaming, an uncomfortable sensation in their eyeballs. Again, some +highly expressive movements result from the endeavour to cheek or +prevent other expressive movements; thus the obliquity of the eyebrows +and the drawing down of the corners of the mouth follow from the +endeavour to prevent a screaming-fit from coming on, or to cheek it +after it has come on. Here it is obvious that the consciousness and +will must at first have come into play; not that we are conscious in +these or in other such cases what muscles are brought into action, any +more than when we perform the most ordinary voluntary movements. + +With respect to the expressive movements due to the principle of +antithesis, it is clear that the will has intervened, though in a +remote and indirect manner. So again with the movements coming under +our third principle; these, in as far as they are influenced by +nerve-force readily passing along habitual channels, have been +determined by former and repeated exertions of the will. The effects +indirectly due to this latter agency are often combined in a complex +manner, through the force of habit and association, with those directly +resulting from the excitement of the cerebro-spinal system. This seems +to be the case with the increased action of the heart under the +influence of any strong emotion. When an animal erects its hair, +assumes a threatening attitude, and utters fierce sounds, in order to +terrify an enemy, we see a curious combination of movements which were +originally voluntary with those that are involuntary. It is, however, +possible that even strictly involuntary actions, such as the erection +of the hair, may have been affected by the mysterious power of the +will. + +Some expressive movements may have arisen spontaneously, in association +with certain states of the mind, like the tricks lately referred to, +and afterwards been inherited. But I know of no evidence rendering this +view probable. + +The power of communication between the members of the same tribe by +means of language has been of paramount importance in the development +of man; and the force of language is much aided by the expressive +movements of the face and body. We perceive this at once when we +converse on an important subject with any person whose face is +concealed. Nevertheless there are no grounds, as far as I can discover, +for believing that any muscle has been developed or even modified +exclusively for the sake of expression. The vocal and other +sound-producing organs, by which various expressive noises are +produced, seem to form a partial exception; but I have elsewhere +attempted to show that these organs were first developed for sexual +purposes, in order that one sex might call or charm the other. Nor can +I discover grounds for believing that any inherited movement, which now +serves as a means of expression, was at first voluntarily and +consciously performed for this special purpose,—like some of the +gestures and the finger-language used by the deaf and dumb. On the +contrary, every true or inherited movement of expression seems to have +had some natural and independent origin. But when once acquired, such +movements may be voluntarily and consciously employed as a means of +communication. Even infants, if carefully attended to, find out at a +very early age that their screaming brings relief, and they soon +voluntarily practise it. We may frequently see a person voluntarily +raising his eyebrows to express surprise, or smiling to express +pretended satisfaction and acquiescence. A man often wishes to make +certain gestures conspicuous or demonstrative, and will raise his +extended arms with widely opened fingers above his head, to show +astonishment, or lift his shoulders to his ears, to show that he cannot +or will not do something. The tendency to such movements will be +strengthened or increased by their being thus voluntarily and +repeatedly performed; and the effects may be inherited. + +It is perhaps worth consideration whether movements at first used only +by one or a few individuals to express a certain state of mind may not +sometimes have spread to others, and ultimately have become universal, +through the power of conscious and unconscious imitation. That there +exists in man a strong tendency to imitation, independently of the +conscious will, is certain. This is exhibited in the most extraordinary +manner in certain brain diseases, especially at the commencement of +inflammatory softening of the brain, and has been called the “echo +sign.” Patients thus affected imitate, without understanding every +absurd gesture which is made, and every word which is uttered near +them, even in a foreign language.[1401] In the case of animals, the +jackal and wolf have learnt under confinement to imitate the barking of +the dog. How the barking of the dog, which serves to express various +emotions and desires, and which is so remarkable from having been +acquired since the animal was domesticated, and from being inherited in +different degrees by different breeds, was first learnt we do not know; +but may we not suspect that imitation has had something to do with its +acquisition, owing to dogs having long lived in strict association with +so loquacious an animal as man? + +In the course of the foregoing remarks and throughout this volume, I +have often felt much difficulty about the proper application of the +terms, will, consciousness, and intention. Actions, which were at first +voluntary, soon became habitual, and at last hereditary, and may then +be performed even in opposition to the will. Although they often reveal +the state of the mind, this result was not at first either intended or +expected. Even such words as that “certain movements serve as a means +of expression,” are apt to mislead, as they imply that this was their +primary purpose or object. This, however, seems rarely or never to have +been the case; the movements having been at first either of some direct +use, or the indirect effect of the excited state of the sensorium. An +infant may scream either intentionally or instinctively to show that it +wants food; but it has no wish or intention to draw its features into +the peculiar form which so plainly indicates misery; yet some of the +most characteristic expressions exhibited by man are derived from the +act of screaming, as has been explained. + +Although most of our expressive actions are innate or instinctive, as +is admitted by everyone, it is a different question whether we have any +instinctive power of recognizing them. This has generally been assumed +to be the case; but the assumption has been strongly controverted by M. +Lemoine.[1402] Monkeys soon learn to distinguish, not only the tones of +voice of their masters, but the expression of their faces, as is +asserted by a careful observer.[1403] Dogs well know the difference +between caressing and threatening gestures or tones; and they seem to +recognize a compassionate tone. But as far as I can make out, after +repeated trials, they do not understand any movement confined to the +features, excepting a smile or laugh; and this they appear, at least in +some cases, to recognize. This limited amount of knowledge has probably +been gained, both by monkeys and dogs, through their associating harsh +or kind treatment with our actions; and the knowledge certainly is not +instinctive. Children, no doubt, would soon learn the movements of +expression in their elders in the same manner as animals learn those of +man. Moreover, when a child cries or laughs, he knows in a general +manner what he is doing and what he feels; so that a very small +exertion of reason would tell him what crying or laughing meant in +others. But the question is, do our children acquire their knowledge of +expression solely by experience through the power of association and +reason? + +As most of the movements of expression must have been gradually +acquired, afterwards becoming instinctive, there seems to be some +degree of _a priori_ probability that their recognition would likewise +have become instinctive. There is, at least, no greater difficulty in +believing this than in admitting that, when a female quadruped first +bears young, she knows the cry of distress of her offspring, or than in +admitting that many animals instinctively recognize and fear their +enemies; and of both these statements there can be no reasonable doubt. +It is however extremely difficult to prove that our children +instinctively recognize any expression. I attended to this point in my +first-born infant, who could not have learnt anything by associating +with other children, and I was convinced that he understood a smile and +received pleasure from seeing one, answering it by another, at much too +early an age to have learnt anything by experience. When this child was +about four months old, I made in his presence many odd noises and +strange grimaces, and tried to look savage; but the noises, if not too +loud, as well as the grimaces, were all taken as good jokes; and I +attributed this at the time to their being preceded or accompanied by +smiles. When five months old, he seemed to understand a compassionate, +expression and tone of voice. When a few days over six months old, his +nurse pretended to cry, and I saw that his face instantly assumed a +melancholy expression, with the corners of the mouth strongly +depressed; now this child could rarely have seen any other child +crying, and never a grown-up person crying, and I should doubt whether +at so early an age he could have reasoned on the subject. Therefore it +seems to me that an innate feeling must have told him that the +pretended crying of his nurse expressed grief; and this through the +instinct of sympathy excited grief in him. + +M. Lemoine argues that, if man possessed an innate knowledge of +expression, authors and artists would not have found it so difficult, +as is notoriously the case, to describe and depict the characteristic +signs of each particular state of mind. But this does not seem to me a +valid argument. We may actually behold the expression changing in an +unmistakable manner in a man or animal, and yet be quite unable, as I +know from experience, to analyse the nature of the change. In the two +photographs given by Duchenne of the same old man (Plate III. figs. 5 +and 6), almost every one recognized that the one represented a true, +and the other a false smile; but I have found it very difficult to +decide in what the whole amount of difference consists. It has often +struck me as a curious fact that so many shades of expression are +instantly recognized without any conscious process of analysis on our +part. No one, I believe, can clearly describe a sullen or sly +expression; yet many observers are unanimous that these expressions can +be recognized in the various races of man. Almost everyone to whom I +showed Duchenne’s photograph of the young man with oblique eyebrows +(Plate II. fig. 2) at once declared that it expressed grief or some +such feeling; yet probably not one of these persons, or one out of a +thousand persons, could beforehand have told anything precise about the +obliquity of the eyebrows with their inner ends puckered, or about the +rectangular furrows on the forehead. So it is with many other +expressions, of which I have had practical experience in the trouble +requisite in instructing others what points to observe. If, then, great +ignorance of details does not prevent our recognizing with certainty +and promptitude various expressions, I do not see how this ignorance +can be advanced as an argument that our knowledge, though vague and +general, is not innate. + +I have endeavoured to show in considerable detail that all the chief +expressions exhibited by man are the same throughout the world. This +fact is interesting, as it affords a new argument in favour of the +several races being descended from a single parent-stock, which must +have been almost completely human in structure, and to a large extent +in mind, before the period at which the races diverged from each other. +No doubt similar structures, adapted for the same purpose, have often +been independently acquired through variation and natural selection by +distinct species; but this view will not explain close similarity +between distinct species in a multitude of unimportant details. Now if +we bear in mind the numerous points of structure having no relation to +expression, in which all the races of man closely agree, and then add +to them the numerous points, some of the highest importance and many of +the most trifling value, on which the movements of expression directly +or indirectly depend, it seems to me improbable in the highest degree +that so much similarity, or rather identity of structure, could have +been acquired by independent means. Yet this must have been the case if +the races of man are descended from several aboriginally distinct +species. It is far more probable that the many points of close +similarity in the various races are due to inheritance from a single +parent-form, which had already assumed a human character. + +It is a curious, though perhaps an idle speculation, how early in the +long line of our progenitors the various expressive movements, now +exhibited by man, were successively acquired. The following remarks +will at least serve to recall some of the chief points discussed in +this volume. We may confidently believe that laughter, as a sign of +pleasure or enjoyment, was practised by our progenitors long before +they deserved to be called human; for very many kinds of monkeys, when +pleased, utter a reiterated sound, clearly analogous to our laughter, +often accompanied by vibratory movements of their jaws or lips, with +the corners of the mouth drawn backwards and upwards, by the wrinkling +of the cheeks, and even by the brightening of the eyes. + +We may likewise infer that fear was expressed from an extremely remote +period, in almost the same manner as it now is by man; namely, by +trembling, the erection of the hair, cold perspiration, pallor, widely +opened eyes, the relaxation of most of the muscles, and by the whole +body cowering downwards or held motionless. + +Suffering, if great, will from the first have caused screams or groans +to be uttered, the body to be contorted, and the teeth to be ground +together. But our progenitors will not have exhibited those highly +expressive movements of the features which accompany screaming and +crying until their circulatory and respiratory organs, and the muscles +surrounding the eyes, had acquired their present structure. The +shedding of tears appears to have originated through reflex action from +the spasmodic contraction of the eyelids, together perhaps with the +eyeballs becoming gorged with blood during the act of screaming. +Therefore weeping probably came on rather late in the line of our +descent; and this conclusion agrees with the fact that our nearest +allies, the anthropomorphous apes, do not weep. But we must here +exercise some caution, for as certain monkeys, which are not closely +related to man, weep, this habit might have been developed long ago in +a sub-branch of the group from which man is derived. Our early +progenitors, when suffering from grief or anxiety, would not have made +their eyebrows oblique, or have drawn down the corners of their mouth, +until they had acquired the habit of endeavouring to restrain their +screams. The expression, therefore, of grief and anxiety is eminently +human. + +Rage will have been expressed at a very early period by threatening or +frantic gestures, by the reddening of the skin, and by glaring eyes, +but not by frowning. For the habit of frowning seems to have been +acquired chiefly from the corrugators being the first muscles to +contract round the eyes, whenever during infancy pain, anger, or +distress is felt, and there consequently is a near approach to +screaming; and partly from a frown serving as a shade in difficult and +intent vision. It seems probable that this shading action would not +have become habitual until man had assumed a completely upright +position, for monkeys do not frown when exposed to a glaring light. Our +early progenitors, when enraged, would probably have exposed their +teeth more freely than does man, even when giving full vent to his +rage, as with the insane. We may, also, feel almost certain that they +would have protruded their lips, when sulky or disappointed, in a +greater degree than is the case with our own children, or even with the +children of existing savage races. + +Our early progenitors, when indignant or moderately angry, would not +have held their heads erect, opened their chests, squared their +shoulders, and clenched their fists, until they had acquired the +ordinary carriage and upright attitude of man, and had learnt to fight +with their fists or clubs. Until this period had arrived the +antithetical gesture of shrugging the shoulders, as a sign of impotence +or of patience, would not have been developed. From the same reason +astonishment would not then have been expressed by raising the arms +with open hands and extended fingers. Nor, judging from the actions of +monkeys, would astonishment have been exhibited by a widely opened +mouth; but the eyes would have been opened and the eyebrows arched. +Disgust would have been shown at a very early period by movements round +the mouth, like those of vomiting,—that is, if the view which I have +suggested respecting the source of the expression is correct, namely, +that our progenitors had the power, and used it, of voluntarily and +quickly rejecting any food from their stomachs which they disliked. But +the more refined manner of showing contempt or disdain, by lowering the +eyelids, or turning away the eyes and face, as if the despised person +were not worth looking at, would not probably have been acquired until +a much later period. + +Of all expressions, blushing seems to be the most strictly human; yet +it is common to all or nearly all the races of man, whether or not any +change of colour is visible in their skin. The relaxation of the small +arteries of the surface, on which blushing depends, seems to have +primarily resulted from earnest attention directed to the appearance of +our own persons, especially of our faces, aided by habit, inheritance, +and the ready flow of nerve-force along accustomed channels; and +afterwards to have been extended by the power of association to +self-attention directed to moral conduct. It can hardly be doubted that +many animals are capable of appreciating beautiful colours and even +forms, as is shown by the pains which the individuals of one sex take +in displaying their beauty before those of the opposite sex. But it +does not seem possible that any animal, until its mental powers had +been developed to an equal or nearly equal degree with those of man, +would have closely considered and been sensitive about its own personal +appearance. Therefore we may conclude that blushing originated at a +very late period in the long line of our descent. + +From the various facts just alluded to, and given in the course of this +volume, it follows that, if the structure of our organs of respiration +and circulation had differed in only a slight degree from the state in +which they now exist, most of our expressions would have been +wonderfully different. A very slight change in the course of the +arteries and veins which run to the head, would probably have prevented +the blood from accumulating in our eyeballs during violent expiration; +for this occurs in extremely few quadrupeds. In this case we should not +have displayed some of our most characteristic expressions. If man had +breathed water by the aid of external branchiae (though the idea is +hardly conceivable), instead of air through his mouth and nostrils, his +features would not have expressed his feelings much more efficiently +than now do his hands or limbs. Rage and disgust, however, would still +have been shown by movements about the lips and mouth, and the eyes +would have become brighter or duller according to the state of the +circulation. If our ears had remained movable, their movements would +have been highly expressive, as is the case with all the animals which +fight with their teeth; and we may infer that our early progenitors +thus fought, as we still uncover the canine tooth on one side when we +sneer at or defy any one, and we uncover all our teeth when furiously +enraged. + +The movements of expression in the face and body, whatever their origin +may have been, are in themselves of much importance for our welfare. +They serve as the first means of communication between the mother and +her infant; she smiles approval, and thus encourages her child on the +right path, or frowns disapproval. We readily perceive sympathy in +others by their expression; our sufferings are thus mitigated and our +pleasures increased; and mutual good feeling is thus strengthened. The +movements of expression give vividness and energy to our spoken words. +They reveal the thoughts and intentions of others more truly than do +words, which may be falsified. Whatever amount of truth the so-called +science of physiognomy may contain, appears to depend, as Haller long +ago remarked,[1404] on different persons bringing into frequent use +different facial muscles, according to their dispositions; the +development of these muscles being perhaps thus increased, and the +lines or furrows on the face, due to their habitual contraction, being +thus rendered deeper and more conspicuous. The free expression by +outward signs of an emotion intensifies it. On the other hand, the +repression, as far as this is possible, of all outward signs softens +our emotions.[1405] He who gives way to violent gestures will increase +his rage; he who does not control the signs of fear will experience +fear in a greater degree; and he who remains passive when overwhelmed +with grief loses his best chance of recovering elasticity of mind. +These results follow partly from the intimate relation which exists +between almost all the emotions and their outward manifestations; and +partly from the direct influence of exertion on the heart, and +consequently on the brain. Even the simulation of an emotion tends to +arouse it in our minds. Shakespeare, who from his wonderful knowledge +of the human mind ought to be an excellent judge, says:— + +Is it not monstrous that this player here, +But in a fiction, in a dream of passion, +Could force his soul so to his own conceit, +That, from her working, all his visage wann’d; +Tears in his eyes, distraction in ’s aspect, +A broken voice, and his whole function suiting +With forms to his conceit? And all for nothing! +_Hamlet_, act ii. sc. 2. + + +We have seen that the study of the theory of expression confirms to a +certain limited extent the conclusion that man is derived from some +lower animal form, and supports the belief of the specific or +sub-specific unity of the several races; but as far as my judgment +serves, such confirmation was hardly needed. We have also seen that +expression in itself, or the language of the emotions, as it has +sometimes been called, is certainly of importance for the welfare of +mankind. To understand, as far as possible, the source or origin of the +various expressions which may be hourly seen on the faces of the men +around us, not to mention our domesticated animals, ought to possess +much interest for us. From these several causes, we may conclude that +the philosophy of our subject has well deserved the attention which it +has already received from several excellent observers, and that it +deserves still further attention, especially from any able +physiologist. + + + +FOOTNOTES: + + + +1 (return) [ J. Parsons, in his paper in the Appendix to the +‘Philosophical Transactions’ for 1746, p. 41, gives a list of forty-one +old authors who have written on Expression.] + +2 (return) [ Conférences sur l’expression des différents Caractères des +Passions.’ Paris, 4to, 1667. I always quote from the republication of +the ‘Conférences’ in the edition of Lavater, by Moreau, which appeared +in 1820, as given in vol. ix. p. 257.] + +3 (return) [ ‘Discours par Pierre Camper sur le moyen de représenter +les diverses passions,’ &c. 1792. 1844] + +4 (return) [ I always quote from the third edition, 1844, which was +published after the death of Sir C. Bell, and contains his latest +corrections. The first edition of 1806 is much inferior in merit, and +does not include some of his more important views.] + +5 (return) [ ‘De la Physionomie et de la Parole,’ par Albert Lemoine, +1865, p. 101.] + +6 (return) [ ‘L’Art de connaître les Hommes,’ &c., par G. Lavater. The +earliest edition of this work, referred to in the preface to the +edition of 1820 in ten volumes, as containing the observations of M. +Moreau, is said to have been published in 1807; and I have no doubt +that this is correct, because the ‘Notice sur Lavater’ at the +commencement of volume i. is dated April 13, 1806. In some +bibliographical works, however, the date of 1805—1809 is given, but it +seems impossible that 1805 can be correct. Dr. Duchenne remarks +(‘Mécanisme de la Physionomie Humaine,’-8vo edit. 1862, p. 5, and +‘Archives Générales de Médecine,’ Jan. et Fév. 1862) that M. Moreau “_a +composé pour son ouvrage un article important_,” &c., in the year 1805; +and I find in volume i. of the edition of 1820 passages bearing the +dates of December 12, 1805, and another January 5, 1806, besides that +of April 13, 1806, above referred to. In consequence of some of these +passages having thus been _composed_ in 1805, Dr. Duchenne assigns to +M. Moreau the priority over Sir C. Bell, whose work, as we have seen, +was published in 1806. This is a very unusual manner of determining the +priority of scientific works; but such questions are of extremely +little importance in comparison with their relative merits. The +passages above quoted from M. Moreau and from Le Brun are taken in this +and all other cases from the edition of 1820 of Lavater, tom. iv. p. +228, and tom. ix. p. 279.] + + +7 (return) [ ‘Handbuch der Systematischen Anatomie des Menschen.’ Band +I. Dritte Abtheilung, 1858.] + +8 (return) [ ‘The Senses and the Intellect,’ 2nd edit. 1864, pp. 96 and +288. The preface to the first edition of this work is dated June, 1855. +See also the 2nd edition of Mr. Bain’s work on the ‘Emotions and +Will.’] + +9 (return) [ ‘The Anatomy of Expression,’ 3rd edit. p. 121.] + +10 (return) [ ‘Essays, Scientific, Political, and Speculative,’ Second +Series, 1863, p. 111. There is a discussion on Laughter in the First +Series of Essays, which discussion seems to me of very inferior value.] + +11 (return) [ Since the publication of the essay just referred to, Mr. +Spencer has written another, on “Morals and Moral Sentiments,” in the +‘Fortnightly Review,’ April 1, 1871, p. 426. He has, also, now +published his final conclusions in vol. ii. of the second edit. of the +‘Principles of Psychology,’ 1872, p. 539. I may state, in order that I +may not be accused of trespassing on Mr. Spencer’s domain, that I +announced in my ‘Descent of Man,’ that I had then written a part of the +present volume: my first MS. notes on the subject of expression bear +the date of the year 1838.] + +12 (return) [ ‘Anatomy of Expression,’ 3rd edit. pp. 98, 121, 131.] + +13 (return) [ Professor Owen expressly states (Proc. Zoolog. Soc. 1830, +p. 28) that this is the case with respect to the Orang, and specifies +all the more important muscles which are well known to serve with man +for the expression of his feelings. See, also, a description of several +of the facial muscles in the Chimpanzee, by Prof. Macalister, in +‘Annals and Magazine of Natural History,’ vol. vii. May, 1871, p. 342.] + +14 (return) [ ‘Anatomy of Expression,’ pp. 121, 138.] + +15 (return) [ ‘De la Physionomie,’ pp. 12, 73.] + +16 (return) [ ‘Mécanisme de la Physionomie Humaine,’ 8vo edit. p. 31.] + +17 (return) [ ‘Elements of Physiology,’ English translation, vol. ii. +p. 934.] + +18 (return) [ ‘Anatomy of Expression,’ 3rd edit. p. 198.] + +19 (return) [ See remarks to this effect in Lessing’s ‘Lacooon,’ +translated by W. Ross, 1836, p. 19.] + +20 (return) [ Mr. Partridge in Todd’s ‘Cyclopædia of Anatomy and +Physiology,’ vol. ii. p. 227.] + +21 (return) [ ‘La Physionomie,’ par G. Lavater, tom. iv. 1820, p. 274. +On the number of the facial muscles, see vol. iv. pp. 209-211.] + +22 (return) [ ‘Mimik und Physiognomik,’ 1867, s. 91.] + +101 (return) [ Mr. Herbert Spencer (‘Essays,’ Second Series, 1863, p. +138) has drawn a clear distinction between emotions and sensations, the +latter being “generated in our corporeal framework.” He classes as +Feelings both emotions and-sensations.] + +102 (return) [ Müller, ‘Elements of Physiology,’ Eng. translat. vol. +ii. p. 939. See also Mr. H. Spencer’s interesting speculations on the +same subject, and on the genesis of nerves, in his ‘Principles of +Biology,’ vol. ii. p. 346; and in his ‘Principles of Psychology,’ 2nd +edit. pp. 511-557.] + +103 (return) [ A remark to much the same effect was made long ago by +Hippocrates and by the illustrious Harvey; for both assert that a young +animal forgets in the course of a few days the art of sucking, and +cannot without some difficulty again acquire it. I give these +assertions on the authority of Dr. Darwin, ‘Zoonomia,’ 1794, vol. i. p. +140.] + +104 (return) [ See for my authorities, and for various analogous facts, +‘The Variation of Animals and Plants under Domestication,’ 1868, vol. +ii. p. 304.] + +105 (return) [ ‘The Senses and the Intellect,’ 2nd edit. 1864, p. 332. +Prof. Huxley remarks (‘Elementary Lessons in Physiology,’ 5th edit. +1872, p. 306), “It may be laid down as a rule, that, if any two mental +states be called up together, or in succession, with due frequency and +vividness, the subsequent production of the one of them will suffice to +call up the other, and that whether we desire it or not.”] + +106 (return) [ Gratiolet (‘De la Physionomie,’ p. 324), in his +discussion on this subject, gives many analogous instances. See p. 42, +on the opening and shutting of the eyes. Engel is quoted (p. 323) on +the changed paces of a man, as his thoughts change.] + +107 (return) [ ‘Mécanisme de la Physionomie Humaine,’ 1862, p. 17.] + +108 (return) [ ‘The Variation of Animals and Plants under +Domestication,’ vol. ii. p. 6. The inheritance of habitual gestures is +so important for us, that I gladly avail myself of Mr. F. Galton’s +permission to give in his own words the following remarkable case:—“The +following account of a habit occurring in individuals of three +consecutive generations {footnote continues:} is of peculiar interest, +because it occurs only during sound sleep, and therefore cannot be due +to imitation, but must be altogether natural. The particulars are +perfectly trustworthy, for I have enquired fully into them, and speak +from abundant and independent evidence. A gentleman of considerable +position was found by his wife to have the curious trick, when he lay +fast asleep on his back in bed, of raising his right arm slowly in +front of his face, up to his forehead, and then dropping it with a +jerk, so that the wrist fell heavily on the bridge of his nose. The +trick did not occur every night, but occasionally, and was independent +of any ascertained cause. Sometimes it was repeated incessantly for an +hour or more. The gentleman’s nose was prominent, and its bridge often +became sore from the blows which it received. At one time an awkward +sore was produced, that was long in healing, on account of the +recurrence, night after night, of the blows which first caused it. His +wife had to remove the button from the wrist of his night-gown as it +made severe scratches, and some means were attempted of tying his arm. + +“Many years after his death, his son married a lady who had never heard +of the family incident. She, however, observed precisely the same +peculiarity in her husband; but his nose, from not being particularly +prominent, has never as yet suffered from the blows. The trick does not +occur when he is half-asleep, as, for example, when dozing in his +arm-chair, but the moment he is fast asleep it is apt to begin. It is, +as with his father, intermittent; sometimes ceasing for many nights, +and sometimes almost incessant during a part of every night. It is +performed, as it was by his father, with his right hand. + +“One of his children, a girl, has inherited the same trick. She +performs it, likewise, with the right hand, but in a slightly modified +form; for, after raising the arm, she does not allow the wrist to drop +upon the bridge of the nose, but the palm of the half-closed hand falls +over and down the nose, striking it rather rapidly. It is also very +intermittent with this child, not occurring for periods of some months, +but sometimes occurring almost incessantly.”] + +109 (return) [ Prof. Huxley remarks (‘Elementary Physiology,’ 5th edit. +p. 305) that reflex actions proper to the spinal cord are _natural_; +but, by the help of the brain, that is through habit, an infinity of +_artificial_ reflex actions may be acquired. Virchow admits (‘Sammlung +wissenschaft. Vorträge,’ &c., “Ueber das Rückenmark,” 1871, ss. 24, 31) +that some reflex actions can hardly be distinguished from instincts; +and, of the latter, it may be added, some cannot be distinguished from +inherited habits.] + +110 (return) [ Dr. Maudsley, ‘Body and Mind,’ 1870, p. 8.] + +111 (return) [ See the very interesting discussion on the whole subject +by Claude Bernard, ‘Tissus Vivants,’ 1866, p. 353-356.] + +112 (return) [ ‘Chapters on Mental Physiology,’ 1858, p. 85.] + +113 (return) [ Müller remarks (‘Elements of Physiology,’ Eng. tr. vol. +ii. p. 1311) on starting being always accompanied by the closure of the +eyelids.] + +114 (return) [ Dr. Maudsley remarks (‘Body and Mind,’ p. 10) that +“reflex movements which commonly effect a useful end may, under the +changed circumstances of disease, do great mischief, becoming even the +occasion of violent suffering and of a most painful death.”] + +115 (return) [ See Mr. F. H. Salvin’s account of a tame jackal in ‘Land +and Water,’ October, 1869.] + +116 (return) [ “Dr. Darwin, ‘Zoonomia,’ 1794, vol. i. p. 160. I find +that the fact of cats protruding their feet when pleased is also +noticed (p. 151) in this work.] + +117 (return) [ Carpenter, ‘Principles of Comparative Physiology,’ 1854, +p. 690, and Müller’s ‘Elements of Physiology,’ Eng. translat. vol. ii. +p. 936.] + +118 (return) [ Mowbray on ‘Poultry,’ 6th edit. 1830, p. 54.] + +119 (return) [ See the account given by this excellent observer in +‘Wild Sports of the Highlands,’ 1846, p. 142.] + +120 (return) [ ‘Philosophical Translations,’ 1823, p. 182.] + +201 (return) [ ‘Naturgeschichte der Säugethiere von Paraguay,’ 1830, s. +55.] + +202 (return) [ Mr. Tylor gives an account of the Cistercian +gesture-language in his ‘Early History of Mankind’ (2nd edit. 1870, p. +40), and makes some remarks on the principle of opposition in +gestures.] + +203 (return) [ See on this subject Dr. W. R. Scott’s interesting work, +‘The Deaf and Dumb,’ 2nd edit. 1870, p. 12. He says, “This contracting +of natural gestures into much shorter gestures than the natural +expression requires, is very common amongst the deaf and dumb. This +contracted gesture is frequently so shortened as nearly to lose all +semblance of the natural one, but to the deaf and dumb who use it, it +still has the force of the original expression.”] + +301 (return) [ See the interesting cases collected by M. G. Pouchet in +the ‘Revue des Deux Mondes,’ January 1, 1872, p. 79. An instance was +also brought some years ago before the British Association at Belfast.] + +302 (return) [ Müller remarks (‘Elements of Physiology,’ Eng. translat. +vol. ii. p. 934) that when the feelings are very intense, “all the +spinal nerves become affected to the extent of imperfect paralysis, or +the excitement of trembling of the whole body.”] + +303 (return) [ ‘Leçons sur les Prop. des Tissus Vivants,’ 1866, pp. +457-466.] + +304 (return) [ Mr. Bartlett, “Notes on the Birth of a Hippopotamus,” +Proc. Zoolog. Soc. 1871, p. 255.] + +305 (return) [ See, on this subject, Claude Bernard, ‘Tissus Vivants,’ +1866, pp. 316, 337, 358. Virchow expresses himself to almost exactly +the same effect in his essay “Ueber das Rückenmark” (Sammlung +wissenschaft. Vorträge, 1871, s. 28).] + +306 (return) [ Müller (‘Elements of Physiology,’ Eng. translat. vol. +ii. p. 932) in speaking of the nerves, says, “any sudden change of +condition of whatever kind sets the nervous principle into action.” See +Virchow and Bernard on the same subject in passages in the two works +referred to in my last foot-note.] + +307 (return) [ H. Spencer, ‘Essays, Scientific, Political,’ &c., Second +Series, 1863, pp. 109, 111.] + +308 (return) [ Sir H. Holland, in speaking (‘Medical Notes and +Reflexions,’ 1839, p. 328) of that curious state of body called the +_fidgets_, remarks that it seems due to “an accumulation of some cause +of irritation which requires muscular action for its relief.”] + +309 (return) [ I am much indebted to Mr. A. H. Garrod for having +informed me of M. Lorain’s work on the pulse, in which a sphygmogram of +a woman in a rage is given; and this shows much difference in the rate +and other characters from that of the same woman in her ordinary +state.] + +310 (return) [ How powerfully intense joy excites the brain, and how +the brain reacts on the body, is well shown in the rare cases of +Psychical Intoxication. Dr. J. Crichton Browne (‘Medical Mirror,’ 1865) +records the case of a young man of strongly nervous temperament, who, +on hearing by a telegram that a fortune had been bequeathed him, first +became pale, then exhilarated, and soon in the highest spirits, but +flushed and very restless. He then took a walk with a friend for the +sake of tranquillising himself, but returned staggering in his gait, +uproariously laughing, yet irritable in temper, incessantly talking, +and singing loudly in the public streets. It was positively ascertained +that he had not touched any spirituous liquor, though every one thought +that he was intoxicated. Vomiting after a time came on, and the +half-digested contents of his stomach were examined, but no odour of +alcohol could be detected. He then slept heavily, and on awaking was +well, except that he suffered from headache, nausea, and prostration of +strength.] + +311 (return) [ Dr. Darwin, ‘Zoonomia,’ 1794, vol. i. p. 148.] + +312 (return) [ Mrs. Oliphant, in her novel of ‘Miss Majoribanks,’ p. +362. All this reacts on the brain, and prostration soon follows with +collapsed muscles and dulled eyes. As associated habit no longer +prompts the sufferer to action, he is urged by his friends to voluntary +exertion, and not to give way to silent, motionless grief. Exertion +stimulates the heart, and this reacts on the brain, and aids the mind +to bear its heavy load.] + +401 (return) [ See the evidence on this head in my ‘Variation of +Animals and Plants under Domestication,’ vol. i. p. 27. On the cooing +of pigeons, vol. i. pp. 154, 155.] + +402 (return) [ ‘Essays, Scientific, Political, and Speculative,’ 1858. +‘The Origin and Function of Music,’ p. 359.] + +403 (return) [ ‘The Descent of Man,’ 1870, vol. ii. p. 332. The words +quoted are from Professor Owen. It has lately been shown that some +quadrupeds much lower in the scale than monkeys, namely Rodents, are +able to produce correct musical tones: see the account of a singing +Hesperomys, by the Rev. S. Lockwood, in the ‘American Naturalist,’ vol. +v. December, 1871, p. 761.] + +404 (return) [ Mr. Tylor (‘Primitive Culture,’ 1871, vol. i. p. 166), +in his discussion on this subject, alludes to the whining of the dog.] + +405 (return) [ ‘Naturgeschichte der Säugethiere von Paraguay,’ 1830, s. +46.] + +406 (return) [ Quoted by Gratiolet, ‘De la Physionomie,’ 1865, p. 115.] + +407 (return) [ ‘Théorie Physiologique de la Musique,’ Paris, 1868, P. +146. Helmholtz has also fully discussed in this profound work the +relation of the form of the cavity of the mouth to the production of +vowel-sounds.] + +408 (return) [ I have given some details on this subject in my ‘Descent +of Man,’ vol. i. pp. 352, 384.] + +409 (return) [ As quoted in Huxley’s ‘Evidence as to Man’s Place in +Nature,’ 1863, p. 52.] + +410 (return) [ Illust. Thierleben, 1864, B. i. s. 130.] + +411 (return) [ The Hon. J. Caton, Ottawa Acad. of Nat. Sciences, May, +1868, pp. 36, 40. For the _Capra, Ægagrus_, ‘Land and Water,’ 1867, p. +37.] + +412 (return) [ ‘Land and Water,’ July 20, 1867, p. 659.] + +413 (return) [ _Phaeton rubricauda_: ‘Ibis,’ vol. iii. 1861, p. 180.] + +414 (return) [ On the _Strix flammea_, Audubon, ‘Ornithological +Biography,’ 1864, vol. ii. p. 407. I have observed other cases in the +Zoological Gardens.] + +415 (return) [ _Melopsittacus undulatus_. See an account of its habits +by Gould, ‘Handbook of Birds of Australia,’ 1865, vol. ii. p. 82.] + +416 (return) [ See, for instance, the account which I have given +(‘Descent of Man,’ vol. ii. p. 32) of an Anolis and Draco.] + +417 (return) [ These muscles are described in his well-known works. I +am greatly indebted to this distinguished observer for having given me +in a letter information on this same subject.] + +418 (return) [ ‘Lehrbuch der Histologie des Menschen,’ 1857, s. 82. I +owe to Prof. W. Turner’s kindness an extract from this work.] + +419 (return) [ ‘Quarterly Journal of Microscopical Science,’ 1853, vol. +i. p. 262.] + +420 (return) [ ‘Lehrbuch der Histologie,’ 1857, s. 82.] + +421 (return) [ ‘Dictionary of English Etymology,’ p. 403.] + +422 (return) [ See the account of the habits of this animal by Dr. +Cooper, as quoted in ‘Nature,’ April 27, 1871, p. 512.] + +423 (return) [ Dr. Günther, ‘Reptiles of British India,’ p. 262.] + +424 (return) [ Mr. J. Mansel Weale, ‘Nature,’ April 27, 1871, p. 508.] + +425 (return) [ ‘Journal of Researches during the Voyage of the +“Beagle,”’ 1845, p. 96. I have compared the rattling thus produced with +that of the Rattle-snake.] + +426 (return) [ See the account by Dr. Anderson, Proc. Zool. Soc. 1871, +p. 196.] + +427 (return) [ The ‘American Naturalist,’ Jan. 1872, p. 32. I regret +that I cannot follow Prof. Shaler in believing that the rattle has been +developed, by the aid of natural selection, for the sake of producing +sounds which deceive and attract birds, so that they may serve as prey +to the snake. I do not, however, wish to doubt that the sounds may +occasionally subserve this end. But the conclusion at which I have +arrived, viz. that the rattling serves as a warning to would-be +devourers, appears to me much more probable, as it connects together +various classes of facts. If this snake had acquired its rattle and the +habit of rattling, for the sake of attracting prey, it does not seem +probable that it would have invariably used its instrument when angered +or disturbed. Prof. Shaler takes nearly the same view as I do of the +manner of development of the rattle; and I have always held this +opinion since observing the Trigonocephalus in South America.] + +428 (return) [ From the accounts lately collected, and given in the +‘Journal of the Linnean Society,’ by Airs. Barber, on the habits of the +snakes of South Africa; and from the accounts published by several +writers, for instance by Lawson, of the rattle-snake in North +America,—it does not seem improbable that the terrific appearance of +snakes and the sounds produced by them, may likewise serve in procuring +prey, by paralysing, or as it is sometimes called fascinating, the +smaller animals.] + +429 (return) [ See the account by Dr. R. Brown, in Proc. Zool. Soc. +1871, p. 39. He says that as soon as a pig sees a snake it rushes upon +it; and a snake makes off immediately on the appearance of a pig.] + +430 (return) [ Dr. Günther remarks (‘Reptiles of British India,’ p. +340) on the destruction of cobras by the ichneumon or herpestes, and +whilst the cobras are young by the jungle-fowl. It is well known that +the peacock also eagerly kills snakes.] + +431 (return) [ Prof. Cope enumerates a number of kinds in his ‘Method +of Creation of Organic Types,’ read before the American Phil. Soc., +December 15th, 1871, p. 20. Prof. Cope takes the same view as I do of +the use of the gestures and sounds made by snakes. I briefly alluded to +this subject in the last edition of my ‘Origin of Species.’ Since the +passages in the text above have been printed, I have been pleased to +find that Mr. Henderson (‘The American Naturalist,’ May, 1872, p. 260) +also takes a similar view of the use of the rattle, namely “in +preventing an attack from being made.”] + +432 (return) [ Mr. des Vœux, in Proc. Zool. Soc. 1871, p. 3.] + +433 (return) [ ‘The Sportsman and Naturalist in Canada,’ 1866, p. 53. +p. 53.{sic}] + +434 (return) [ ‘The Nile Tributaries of Abyssinia,’ 1867, p. 443.] + +501 (return) [ ‘The Anatomy of Expression,’ 1844, p. 190.] + +502 (return) [ ‘De la Physionomie,’ 1865, pp. 187, 218.] + +503 (return) [ ‘The Anatomy of Expression,’ 1844, p. 140.] + +504 (return) [ Many particulars are given by Gueldenstädt in his +account of the jackal in Nov. Comm. Acad. Sc. Imp. Petrop. 1775, tom. +xx. p. 449. See also another excellent account of the manners of this +animal and of its play, in ‘Land and Water,’ October, 1869. Lieut. +Annesley, R. A., has also communicated to me some particulars with +respect to the jackal. I have made many inquiries about wolves and +jackals in the Zoological Gardens, and have observed them for myself.] + +505 (return) [ ‘Land and Water,’ November 6, 1869.] + +506 (return) [ Azara, ‘Quadrupèdes du Paraquay,’ 1801, tom. 1. p. 136.] + +507 (return) [ ‘Land and Water,’ 1867, p. 657. See also Azara on the +Puma, in the work above quoted.] + +508 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ 3rd edit. p. 123. +See also p. 126, on horses not breathing through their mouths, with +reference to their distended nostrils.] + +509 (return) [ ‘Land and Water,’ 1869, p. 152.] + +510 (return) [ ‘Natural History of Mammalia,’ 1841, vol. 1. pp. 383, +410.] + +511 (return) [ Rengger (‘Sagetheire von Paraquay’, 1830, s. 46) kept +these monkeys in confinement for seven years in their native country of +Paraguay.] + +512 (return) [ Rengger, ibid. s. 46. Humboldt, ‘Personal Narrative, +Eng. translat. vol. iv. p. 527.] + +513 (return) [ Nat. Hist. of Mammalia, 1841, p. 351.] + +514 (return) [ Brehm, ‘Thierleben,’ B. i. s. 84. On baboons striking +the ground, s. 61.] + +515 (return) [ Brehm remarks (‘Thierleben,’ s. 68) that the eyebrows of +the _Inuus ecaudatus_ are frequently moved up and down when the animal +is angered.] + +516 (return) [ G. Bennett, ‘Wanderings in New South Wales,’ &c. vol. +ii. 1834, p. 153. FIG. 18.-Chimpanzee disappointed and sulky. Drawn +from life by Mr. Wood.] + +517 (return) [ W. L. Martin, Nat. Hist. of Mamm. Animals, 1841, p. +405.] + +518 (return) [ Prof. Owen on the Orang, Proc. Zool. Soc. 1830, p. 28. +On the Chimpanzee, see Prof. Macalister, in Annals and Mag. of Nat. +Hist. vol. vii. 1871, p. 342, who states that the _corrugator +supercilii_ is inseparable from the _orbicularis palpebrarum_.] + +519 (return) [ Boston Journal of Nat. Hist. 1845—-47, vol. v. p. 423. +On the Chimpanzee, ibid. 1843-44, vol. iv. p. 365.] + +520 (return) [ See on this subject, ‘Descent of Man,’ vol. i. p. 20.] + +521 (return) [ ‘Descent of Man,’ vol, i. p, 43.] + +522 (return) [ ‘Anatomy of Expression,’ 3rd edit. 1844, pp. 138, 121.] + +601 (return) [ The best photographs in my collection are by Mr. +Rejlander, of Victoria Street, London, and by Herr Kindermann, of +Hamburg. Figs. 1, 3, 4, and 6 are by the former; and figs. 2 and 5, by +the latter gentleman. Fig. 6 is given to show moderate crying in an +older child.] + +602 (return) [ Henle (‘Handbuch d. Syst. Anat. 1858, B. i. s. 139) +agrees with Duchenne that this is the effect of the contraction of the +_pyramidalis nasi_.] + +603 (return) [ These consist of the _levator labii superioris alaeque +nasi_, the _levator labii proprius_, the _malaris_, and the +_zygomaticus minor_, or little zygomatic. This latter muscle runs +parallel to and above the great zygomatic, and is attached to the outer +part of the upper lip. It is represented in fig. 2 (I. p. 24), but not +in figs. 1 and 3. Dr. Duchenne first showed (‘Mécanisme de la +Physionomie Humaine,’ Album, 1862, p. 39) the importance of the +contraction of this muscle in the shape assumed by the features in +crying. Henle considers the above-named muscles (excepting the +_malaris_) as subdivisions of the _quadratus labii superioris_.] + +604 (return) [ Although Dr. Duchenne has so carefully studied the +contraction of the different muscles during the act of crying, and the +furrows on the face thus produced, there seems to be something +incomplete in his account; but what this is I cannot say. He has given +a figure (Album, fig. 48) in which one half of the face is made, by +galvanizing the proper muscles, to smile; whilst the other half is +similarly made to begin crying. Almost all those (viz. nineteen out of +twenty-one persons) to whom I showed the smiling half of the face +instantly recognized the expression; but, with respect to the other +half, only six persons out of twenty-one recognized it,—that is, if we +accept such terms as “grief,” “misery,” “annoyance,” as +correct;—whereas, fifteen persons were ludicrously mistaken; some of +them saying the face expressed “fun,” “satisfaction,” “cunning,” +“disgust,” &c. We may infer from this that there is something wrong in +the expression. Some of the fifteen persons may, however, have been +partly misled by not expecting to see an old man crying, and by tears +not being secreted. With respect to another figure by Dr. Duchenne +(fig. 49), in which the muscles of half the face are galvanized in +order to represent a man beginning to cry, with the eyebrow on the same +side rendered oblique, which is characteristic of misery, the +expression was recognized by a greater proportional number of persons. +Out of twenty-three persons, fourteen answered correctly, “sorrow,” +“distress,” “grief,” “just going to cry,” “endurance of pain,” &c. On +the other hand, nine persons either could form no opinion or were +entirely wrong, answering, “cunning leer,” “jocund,” “looking at an +intense light,” “looking at a distant object,” &c.] + +605 (return) [ Mrs. Gaskell, ‘Mary Barton,’ new edit. p. 84.] + +606 (return) [ ‘Mimik und Physiognomik,’ 1867, s. 102. Duchenne, +Mécanisme de la Phys. Humaine, Album, p. 34.] + +607 (return) [ Dr. Duchenne makes this remark, ibid. p. 39.] + +608 (return) [ ‘The Origin of Civilization,’ 1870, p. 355.] + +609 (return) [ See, for instance, Mr. Marshall’s account of an idiot in +Philosoph. Transact. 1864, p. 526. With respect to cretins, see Dr. +Piderit, ‘Mimik und Physiognomik,’ 1867, s. 61.] + +610 (return) [ ‘New Zealand and its Inhabitants,’ 1855, p. 175.] + +611 (return) [ ‘De la Physionomie,’ 1865, p. 126.] + +612 (return) [ ‘The Anatomy of Expression,’ 1844, p. 106. See also his +paper in the ‘Philosophical Transactions,’ 1822, p. 284, ibid. 1823, +pp. 166 and 289. Also ‘The Nervous System of the Human Body,’ 3rd edit. +1836, p. 175.] + +613 (return) [ See Dr. Brinton’s account of the act of vomiting, in +Todd’s Cyclop. of Anatomy and Physiology, 1859, vol. v. Supplement, p. +318.] + +614 (return) [ I am greatly indebted to Mr. Bowman for having +introduced me to Prof. Donders, and for his aid in persuading this +great physiologist to undertake the investigation of the present +subject. I am likewise much indebted to Mr. Bowman for having given me, +with the utmost kindness, information on many points.] + +615 (return) [ This memoir first appeared in the ‘Nederlandsch Archief +voor Genees en Natuurkunde,’ Deel 5, 1870. It has been translated by +Dr. W. D. Moore, under the title of “On the Action of the Eyelids in +determination of Blood from expiratory effort,” in ‘Archives of +Medicine,’ edited by Dr. L. S. Beale, 1870, vol. v. p. 20.] + +616 (return) [ Prof. Donders remarks (ibid. p. 28), that, “After injury +to the eye, after operations, and in some forms of internal +inflammation, we attach great value to the uniform support of the +closed eyelids, and we increase this in many instances by the +application of a bandage. In both cases we carefully endeavour to avoid +great expiratory pressure, the disadvantage of which is well known.” +Mr. Bowman informs me that in the excessive photophobia, accompanying +what is called scrofulous ophthalmia in children, when the light is so +very painful that during weeks or months it is constantly excluded by +the most forcible closure of the lids, he has often been struck on +opening the lids by the paleness of the eye,—not an unnatural paleness, +but an absence of the redness that might have been expected when the +surface is somewhat inflamed, as is then usually the case; and this +paleness he is inclined to attribute to the forcible closure of the +eyelids.] + +617 (return) [ Donders, ibid. p. 36.] + +618 (return) [ Mr. Hensleigh Wedgwood (Dict. of English Etymology, +1859, vol. i. p. 410) says, “the verb to weep comes from Anglo-Saxon +_wop_, the primary meaning of which is simply outcry.”] + +619 (return) [ ‘De la Physionomie,’ 1865, p. 217.] + +620 (return) [ ‘Ceylon,’ 3rd edit. 1859, vol. ii. pp. 364, 376. I +applied to Mr. Thwaites, in Ceylon, for further information with +respect to the weeping of the elephant; and in consequence received a +letter from the Rev. Mr Glenie, who, with others, kindly observed for +me a herd of recently captured elephants. These, when irritated, +screamed violently; but it is remarkable that they never when thus +screaming contracted the muscles round the eyes. Nor did they shed +tears; and the native hunters asserted that they had never observed +elephants weeping. Nevertheless, it appears to me impossible to doubt +Sir E. Tennent’s distinct details about their weeping, supported as +they are by the positive assertion of the keeper in the Zoological +Gardens. It is certain that the two elephants in the Gardens, when they +began to trumpet loudly, invariably contracted their orbicular muscles. +I can reconcile these conflicting statements only by supposing that the +recently captured elephants in Ceylon, from being enraged or +frightened, desired to observe their persecutors, and consequently did +not contract their orbicular muscles, so that their vision might not be +impeded. Those seen weeping by Sir E. Tennent were prostrate, and had +given up the contest in despair. The elephants which trumpeted in the +Zoological Gardens at the word of command, were, of course, neither +alarmed nor enraged.] + +621 (return) [ Bergeon, as quoted in the ‘Journal of Anatomy and +Physiology,’ Nov. 1871, p. 235.] + +622 (return) [ See, for instance, a case given by Sir Charles Bell, +‘Philosophical Transactions,’ 1823, p. 177.] + +623 (return) [ See, on these several points, Prof. Donders ‘On the +Anomalies of Accommodation and Refraction of the Eye,’ 1864, p. 573.] + +624 (return) [ Quoted by Sir J. Lubbock, ‘Prehistoric Times,’ 1865, p. +458.] + +701 (return) [ The above descriptive remarks are taken in part from my +own observations, but chiefly from Gratiolet (‘De la Physionomie,’ pp. +53, 337; on Sighing, 232), who has well treated this whole subject. +See, also, Huschke, ‘Mimices et Physiognomices, Fragmentum +Physiologi-cum,’ 1821, p. 21. On the dulness of the eyes, Dr. Piderit, +‘Mimik und Physiognomik,’ 1867, s. 65.] + +702 (return) [ On the action of grief on the organs of respiration, see +more especially Sir C. Bell, ‘Anatomy of Expression,’ 3rd edit. 1844, +p. 151.] + +703 (return) [ In the foregoing remarks on the manner in which the +eyebrows are made oblique, I have followed what seems to be the +universal opinion of all the anatomists, whose works I have consulted +on the action of the above-named muscles, or with whom I have +conversed. Hence throughout this work I shall take a similar view of +the action of the corrugator supercilii, orbicularis, pyramidalis nasi, +and frontalis muscles. Dr. Duchenne, however, believes, and every +conclusion at which he arrives deserves serious consideration, that it +is the corrugator, called by him the sourcilier, which raises the inner +corner of the eyebrows and is antagonistic to the upper and inner part +of the orbicular muscle, as well as to the pyramidalis nasi (see +Mécanisme de la Phys. Humaine, 1862, folio, art. v., text and figures +19 to 29: octavo edit. 1862, p. 43 text). He admits, however, that the +corrugator draws together the eyebrows, causing vertical furrows above +the base of the nose, or a frown. He further believes that towards the +outer two-thirds of the eyebrow the corrugator acts in conjunction with +the upper orbicular muscle; both here standing in antagonism to the +frontal muscle. I am unable to understand, judging from Henle’s +drawings (woodcut, fig. 3), how the corrugator can act in the manner +described by Duchenne. See, also, on this subject, Prof. Donders’ +remarks in the ‘Archives of Medicine,’ 1870, vol. v. p. 34. Mr. J. +Wood, who is so well known for his careful study of the muscles of the +human frame, informs me that he believes the account which I have given +of the action of the corrugator to be correct. But this is not a point +of any importance with respect to the expression which is caused by the +obliquity of the eyebrows, nor of much importance to the theory of its +origin.] + +704 (return) [ I am greatly indebted to Dr. Duchenne for permission to +have these two photographs (figs. 1 and 2) reproduced by the heliotype +process from his work in folio. Many of the foregoing remarks on the +furrowing of the skin, when the eyebrows are rendered oblique, are +taken from his excellent discussion on this subject.] + +705 (return) [ Mécanisme de la Phys. Humaine, Album, p. 15.] + +706 (return) [ Henle, Handbuch der Anat. des Menschen, 1858, B. i. s. +148, figs. 68 and 69.] + +707 (return) [ See the account of the action of this muscle by Dr. +Duchenne, ‘Mécanisme de la Physionomie Humaine, Album (1862), viii. p. +34.] + +801 (return) [ Herbert Spencer, ‘Essays Scientific,’ &c., 1858, p. +360.] + +802 (return) [ F. Lieber on the vocal sounds of L. Bridgman, +‘Smithsonian Contributions,’ 1851, vol. ii. p. 6.] + +803 (return) [ See, also, Mr. Marshall, in Phil. Transact. 1864, p. +526.] + +804 (return) [ Mr. Bain (‘The Emotions and the Will,’ 1865, p. 247) has +a long and interesting discussion on the Ludicrous. The quotation above +given about the laughter of the gods is taken from this work. See, +also, Mandeville, ‘The Fable of the Bees,’ vol. ii. p. 168.] + +805 (return) [ ‘The Physiology of Laughter,’ Essays, Second Series, +1863, p. 114.] + +806 (return) [ J. Lister in ‘Quarterly Journal of Microscopical +Science,’ 1853, vol. 1. p. 266.] + +807 (return) [ ‘De la Physionomie,’ p. 186.] + +808 (return) [ Sir C. Bell (Anat. of Expression, p. 147) makes some +remarks on the movement of the diaphragm during laughter.] + +809 (return) [ ‘Mécanisme de la Physionomie Humaine,’ Album, Légende +vi.] + +810 (return) [ Handbuch der System. Anat. des Menschen, 1858, B. i. s. +144. See my woodcut (H. fig. 2).] + +811 (return) [ See, also, remarks to the same effect by Dr. J. Crichton +Browne in ‘Journal of Mental Science,’ April, 1871, p. 149.] + +812 (return) [ C. Vogt, ‘Mémoire sur les Microcéphales,’ 1867, p. 21.] + +813 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ p. 133.] + +814 (return) [ ‘Mimik und Physiognomik,’ 1867, s. 63-67.] + +815 (return) [ Sir T. Reynolds remarks (‘Discourses,’ xii. p. 100), “it +is curious to observe, and it is certainly true, that the extremes of +contrary passions are, with very little variation, expressed by the +same action.” He gives as an instance the frantic joy of a Bacchante +and the grief of a Mary Magdalen.] + +816 (return) [ Dr. Piderit has come to the same conclusion, ibid. s. +99.] + +817 (return) [ ‘La Physionomie,’ par G. Lavater, edit. of 1820, vol. +iv. p. 224. See, also, Sir C. Bell, ‘Anatomy of Expression,’ p. 172, +for the quotation given below.] + +818 (return) [ A ‘Dictionary of English Etymology,’ 2nd edit. 1872, +Introduction, p. xliv.] + +819 (return) [ Crantz, quoted by Tylor, ‘Primitive Culture,’ 1871, Vol. +i. P. 169.] + +820 (return) [ F. Lieber, ‘Smithsonian Contributions,’ 1851, vol. ii. +p. 7.] + +821 (return) [ Mr. Bain remarks (‘Mental and Moral Science,’ 1868, p. +239), “Tenderness is a pleasurable emotion, variously stimulated, whose +effort is to draw human beings into mutual embrace.”] + +822 (return) [ Sir J. Lubbock, ‘Prehistoric Times,’ 2nd edit. 1869, p. +552, gives full authorities for these statements. The quotation from +Steele is taken from this work.] + +823 (return) [ See a full acount,{sic} with references, by E. B. Tylor, +‘Researches into the Early History of Mankind,’ 2nd edit. 1870, p. 51.] + +824 (return) [ ‘The Descent of Man,’ vol. ii. p. 336.] + +825 (return) [ Dr. Mandsley has a discussion to this effect in his +‘Body and Mind,’ 1870, p. 85.] + +826 (return) [ ‘The Anatomy of Expression,’ p. 103, and ‘Philosophical +Transactions,’ 1823, p. 182.] + +827 (return) [ ‘The Origin of Language,’ 1866, p. 146. Mr. Tylor +(‘Early History of Mankind,’ 2nd edit. 1870, p. 48) gives a more +complex origin to the position of the hands during prayer.] + +901 (return) [ ‘Anatomy of Expression,’ pp. 137, 139. It is not +surprising that the corrugators should have become much more developed +in man than in the anthropoid apes; for they are brought into incessant +action by him under various circumstances, and will have been +strengthened and modified by the inherited effects of use. We have seen +how important a part they play, together with the orbiculares, in +protecting the eyes from being too much gorged with blood during +violent expiratory movements. When the eyes are closed as quickly and +as forcibly as possible, to save them from being injured by a blow, the +corrugators contract. With savages or other men whose heads are +uncovered, the eyebrows are continually lowered and contracted to serve +as a shade against a too strong light; and this is effected partly by +the corrugators. This movement would have been more especially +serviceable to man, as soon as his early progenitors held their heads +erect. Lastly, Prof. Donders believes (‘Archives of Medicine,’ ed. by +L. Beale, 1870, vol. v. p. 34), that the corrugators are brought into +action in causing the eyeball to advance in accommodation for proximity +in vision.] + +902 (return) [ ‘Mécanisme de la Physionomie Humaine,’ Album, Légende +iii.] + +903 (return) [ ‘Mimik und Physiognomik,’ s. 46.] + +904 (return) [ ‘History of the Abipones,’ Eng. translat. vol. ii. p. +59, as quoted by Lubbock, ‘Origin of Civilisation,’ 1870, p. 355.] + +905 (return) [ ‘De la Physionomie,’ pp. 15, 144, 146. Mr. Herbert +Spencer accounts for frowning exclusively by the habit of contracting +the brows as a shade to the eyes in a bright light: see ‘Principles of +Physiology,’ 2nd edit. 1872, p. 546.] + +906 (return) [ Gratiolet remarks (De la Phys. p. 35), “Quand +l’attention est fixee sur quelque image interieure, l’oeil regarde dons +le vide et s’associe automatiquement a la contemplation de l’esprit.” +But this view hardly deserves to be called an explanation.] + +907 (return) [ ‘Miles Gloriosus,’ act ii. sc. 2.] + +908 (return) [ The original photograph by Herr Kindermann is much more +expressive than this copy, as it shows the frown on the brow more +plainly.] + +909 (return) [ ‘Mécanisme de la Physionomie Humaine,’ Album, Légende +iv. figs. 16-18.] + +910 (return) [ Hensleigh Wedgwood on ‘The Origin of Language,’ 1866, p. +78.] + +911 (return) [ Müller, as quoted by Huxley, ‘Man’s Place in Nature,’ +1863, p. 38.] + +912 (return) [ I have given several instances in my ‘Descent of Man,’ +vol. i. chap. iv.] + +913 (return) [ ‘Anatomy of Expression.’ p. 190.] + +914 (return) [ ‘De la Physionomie,’ pp. 118-121.] + +915 (return) [ ‘Mimik und Physiognomik,’ s. 79.] + +1001 (return) [ See some remarks to this effect by Mr. Bain, ‘The +Emotions and the Will,’ 2nd edit. 1865, p. 127.] + +1002 (return) [ Rengger, Naturgesch. der Säugethiere von Paraguay, +1830, s. 3.] + +1003 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ p. 96. On the +other hand, Dr. Burgess (‘Physiology of Blushing,’ 1839, p. 31) speaks +of the reddening of a cicatrix in a negress as of the nature of a +blush.] + +1004 (return) [ Moreau and Gratiolet have discussed the colour of the +face under the influence of intense passion: see the edit. of 1820 of +Lavater, vol. iv. pp. 282 and 300; and Gratiolet, ‘De la Physionomie,’ +p. 345.] + +1005 (return) [ Sir C. Bell ‘Anatomy of Expression,’ pp. 91, 107, has +fully discussed this subject. Moreau remarks (in the edit. of 1820 of +‘La Physionomie, par G. Lavater,’ vol. iv. p. 237), and quotes Portal +in confirmation, that asthmatic patients acquire permanently expanded +nostrils, owing to the habitual contraction of the elevatory muscles of +the wings of the nose. The explanation by Dr. Piderit (‘Mimik und +Physiognomik,’ s. 82) of the distension of the nostrils, namely, to +allow free breathing whilst the mouth is closed and the teeth clenched, +does not appear to be nearly so correct as that by Sir C. Bell, who +attributes it to the sympathy (_i. e_. habitual co-action) of all the +respiratory muscles. The nostrils of an angry man may be seen to become +dilated, although his mouth is open.] + +1006 (return) [ Mr. Wedgwood, ‘On the Origin of Language,’ 1866, p. 76. +He also observes that the sound of hard breathing “is represented by +the syllables _puff, huff, whiff_, whence a _huff_ is a fit of +ill-temper.”] + +1007 (return) [ Sir C. Bell ‘Anatomy of Expression,’ p. 95) has some +excellent remarks on the expression of rage.] + +1008 (return) [ ‘De la Physionomie,’ 1865, p. 346.] + +1009 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ p. 177. Gratiolet +(De la Phys. p. 369) says, ‘les dents se découvrent, et imitent +symboliquement l’action de déchirer et de mordre.’I If, instead of +using the vague term _symboliquement_, Gratiolet had said that the +action was a remnant of a habit acquired during primeval times when our +semi-human progenitors fought together with their teeth, like gorillas +and orangs at the present day, he would have been more intelligible. +Dr. Piderit (‘Mimik,’ &c., s. 82) also speaks of the retraction of the +upper lip during rage. In an engraving of one of Hogarth’s wonderful +pictures, passion is represented in the plainest manner by the open +glaring eyes, frowning forehead, and exposed grinning teeth.] + +1010 (return) [ ‘Oliver Twist,’ vol. iii. p. 245.] + +1011 (return) [ ‘The Spectator,’ July 11, 1868, p. 810.] + +1012 (return) [ ‘Body and Mind,’ 1870, pp. 51-53.] + +1013 (return) [ Le Brun, in his well-known ‘Conference sur +l’Expression’ (‘La Physionomie, par Lavater,’ edit. of 1820, vol. lx. +p. 268), remarks that anger is expressed by the clenching of the fists. +See, to the same effect, Huschke, ‘Mimices et Physiognomices, +Fragmentum Physiologicum,’ 1824, p. 20. Also Sir C. Bell, ‘Anatomy of +Expression,’ p. 219.] + +1014 (return) [ Transact. Philosoph. Soc., Appendix, 1746, p. 65.] + +1015 (return) [ ‘Anatomy of Expression,’ p. 136. Sir C. Bell calls (p. +131) the muscles which uncover the canines the snarling muscles.] + +1016 (return) [ Hensleigh Wedgwood, ‘Dictionary of English Etymology,’ +1865, vol. iii. pp. 240, 243.] + +1017 (return) [ ‘The Descent of Man,’ 1871, vol. L p. 126.] + +1101 (return) [ ‘De In Physionomie et la Parole,’ 1865, p. 89.] + +1102 (return) [ ‘Physionomie Humaine,’ Album, Légende viii. p. 35. +Gratiolet also speaks (De la Phys. 1865, p. 52) of the turning away of +the eyes and body.] + +1103 (return) [ Dr. W. Ogle, in an interesting paper on the Sense of +Smell (‘Medico-Chirurgical Transactions,’ vol. liii. p. 268), shows +that when we wish to smell carefully, instead of taking one deep nasal +inspiration, we draw in the air by a succession of rapid short sniffs. +If “the nostrils be watched during this process, it will be seen that, +so far from dilating, they actually contract at each sniff. The +contraction does not include the whole anterior opening, but only the +posterior portion.” He then explains the cause of this movement. When, +on the other hand, we wish to exclude any odour, the contraction, I +presume, affects only the anterior part of the nostrils.] + +1104 (return) [ ‘Mimik und Physiognomik,’ ss. 84, 93. Gratiolet (ibid. +p. 155) takes nearly the same view with Dr. Piderit respecting the +expression of contempt and disgust.] + +1105 (return) [ Scorn implies a strong form of contempt; and one of the +roots of the word ‘scorn’ means, according to Mr. Wedgwood (Dict. of +English Etymology, vol. iii. p. 125), ordure or dirt. A person who is +scorned is treated like dirt.] + +1106 (return) [ ‘Early History of Mankind,’ 2nd edit. 1870, p. 45.] + +1107 (return) [ See, to this effect, Mr. Hensleigh Wedgwood’s +Introduction to the ‘Dictionary of English Etymology,’ 2nd edit. 1872, +p. xxxvii.] + +1108 (return) [ Duchenne believes that in the eversion of the lower +lip, the corners are drawn downwards by the _depressores anguli oris_. +Henle (Handbuch d. Anat. des Menschen, 1858, B. i. s. 151) concludes +that this is effected by the _musculus quadratus menti_.] + +1109 (return) [ As quoted by Tylor, ‘Primitive Culture,’ 1871, vol. i. +p. 169.] + +1110 (return) [ Both these quotations are given by Mr. H. Wedgwood, ‘On +the Origin of Language,’ 1866, p. 75.] + +1111 (return) [ This is stated to be the case by Mr. Tylor (Early Hist. +of Mankind, 2nd edit. 1870, p. 52); and he adds, “it is not clear why +this should be so.”] + +1112 (return) [ ‘Principles of Psychology,’ 2nd edit. 1872, p. 552.] + +1113 (return) [ Gratiolet (De la Phys. p. 351) makes this remark, and +has some good observations on the expression of pride. See Sir C. Bell +(‘Anatomy of Expression,’ p. 111) on the action of the _musculus +superbus_.] + +1114 (return) [ ‘Anatomy of Expression,’ p. 166.] + +1115 (return) [ ‘Journey through Texas,’ p. 352.] + +1116 (return) [ Mrs. Oliphant, ‘The Brownlows,’ vol. ii. p. 206.] + +1117 (return) [ ‘Essai sur le Langage,’ 2nd edit. 1846. I am much +indebted to Miss Wedgwood for having given me this information, with an +extract from the work.] + +1118 (return) [ ‘On the Origin of Language,’ 1866, p. 91.] + +1119 (return) [ ‘On the Vocal Sounds of L. Bridgman;’ Smithsonian +Contributions, 1851, vol. ii. p. 11.] + +1120 (return) [ ‘Mémoire sur les Microcéphales,’ 1867, p. 27.] + +1121 (return) [ Quoted by Tylor, ‘Early History of Mankind,’ 2nd edit. +1870, p. 38.] + +1122 (return) [ Mr. J. B. Jukes, ‘Letters and Extracts,’ &c. 1871, p. +248.] + +1123 (return) [ F. Lieber, ‘On the Vocal Sounds,’ &c. p. 11. Tylor, +ibid. p. 53.] + +1124 (return) [ Dr. King, Edinburgh Phil. Journal, 1845, p. 313.] + +1125 (return) [ Tylor, ‘Early History of Mankind,’ 2nd edit. 1870, p. +53.] + +1126 (return) [ Lubbock, ‘The Origin of Civilization,’ 1870, p. 277. +Tylor, ibid. p. 38. Lieber (ibid. p. 11) remarks on the negative of the +Italians.] + +1201 (return) [ ‘Mécanisme de la Physionomie,’ Album, 1862, p. 42.] + +1202 (return) [ ‘The Polyglot News Letter,’ Melbourne, Dec. 1858, p. +2.] + +1203 (return) [ ‘The Anatomy of Expression,’ p. 106.] + +1204 (return) [ Mécanisme de la Physionomie,’ Album, p. 6.] + +1205 (return) [ See, for instance, Dr. Piderit (‘Mimik und +Physiognomik,’ s. 88), who has a good discussion on the expression of +surprise.] + +1206 (return) [ Dr. Murie has also given me information leading to the +same conclusion, derived in part from comparative anatomy.] + +1207 (return) [ ‘De la Physionomie,’ 1865, p. 234.] + +1208 (return) [ See, on this subject, Gratiolet, ibid. p. 254.] + +1209 (return) [ Lieber, ‘On the Vocal Sounds of Laura Bridgman,’ +Smithsonian Contributions, 1851, vol. ii. p. 7.] + +1210 (return) [ ‘Wenderholme,’ vol. ii. p. 91.] + +1211 (return) [ Lieber, ‘On the Vocal Sounds,’ &c., ibid. p. 7.] + +1212 (return) [ Huschke, ‘Mimices et Physiognomices,’ 1821, p. 18. +Gratiolet (De la Phys. p. 255) gives a figure of a man in this +attitude, which, however, seems to me expressive of fear combined with +astonishment. Le Brun also refers (Lavater, vol. ix. p. 299) to the +hands of an astonished man being opened.] + +1213 (return) [ Huschke, ibid. p. 18.] + +1214 (return) [ ‘North American Indians,’ 3rd edit. 1842, vol. i. p. +105.] + +1215 (return) [ H. Wedgwood, Dict. of English Etymology, vol. ii. 1862, +p. 35. See, also, Gratiolet (‘De la Physionomie,’ p. 135) on the +sources of such words as ‘terror, horror, rigidus, frigidus,’ &c.] + +1216 (return) [ Mr. Bain (‘The Emotions and the Will,’ 1865, p. 54) +explains in the following manner the origin of the custom “of +subjecting criminals in India to the ordeal of the morsel of rice. The +accused is made to take a mouthful of rice, and after a little time to +throw it out. If the morsel is quite dry, the party is believed to be +guilty,—his own evil conscience operating to paralyse the salivating +organs.”] + +1217 (return) [ Sir C. Bell, Transactions of Royal Phil. Soc. 1822, p. +308. ‘Anatomy of Expression,’ p. 88 and pp. 164-469.] + +1218 (return) [ See Moreau on the rolling of the eyes, in the edit. of +1820 of Lavater, tome iv. p. 263. Also, Gratiolet, De la Phys. p. 17.] + +1219 (return) [ ‘Observations on Italy,’ 1825, p. 48, as quoted in ‘The +Anatomy of Expression,’ p. 168.] + +1220 (return) [ Quoted by Dr. Maudsley, ‘Body and Mind,’ 1870, p. 41.] + +1221 (return) [ ‘Anatomy of Expression,’ p. 168.] + +1222 (return) [ Mécanisme de la Phys. Humaine, Album, Légende xi.] + +1223 (return) [ Ducheinne takes, in fact, this view (ibid. p. 45), as +he attributes the contraction of the platysma to the shivering of fear +(_frisson de la peur_); but he elsewhere compares the action with that +which causes the hair of frightened quadrupeds to stand erect; and this +can hardly be considered as quite correct.] + +1224 (return) [ ‘De la Physionomie,’ pp. 51, 256, 346.] + +1225 (return) [ As quoted in White’s ‘Gradation in Man,’ p. 57.] + +1226 (return) [ ‘Anatomy of Expression,’ p. 169.] + +1227 (return) [ ‘Mécanisme de la Physionomie,’ Album, pl. 65, pp. 44, +45.] + +1228 (return) [ See remarks to this effect by Mr. Wedgwood, in the +Introduction to his ‘Dictionary of English Etymology,’ 2nd edit. 1872, +p. xxxvii. He shows by intermediate forms that the sounds here referred +to have probably given rise to many words, such as _ugly, huge_, &c.] + +1301 (return) [ ‘The Physiology or Mechanism of Blushing,’ 1839, p. +156. I shall have occasion often to quote this work in the present +chapter.] + +1302 (return) [ Dr. Burgess, ibid. p. 56. At p. 33 he also remarks on +women blushing more freely than men, as stated below.] + +1303 (return) [ Quoted by Vogt, ‘Mémoire sur les Microcéphales,’ 1867, +p. 20. Dr. Burgess (ibid. p. 56) doubts whether idiots ever blush.] + +1304 (return) [ Lieber ‘On the Vocal Sounds,’ &c.; Smithsonian +Contributions, 1851, vol. ii. p. 6.] + +1305 (return) [ Ibid. p. 182.] + +1306 (return) [ Moreau, in edit. of 1820 of Lavater, vol. iv. p. 303.] + +1307 (return) [ Burgess. ibid. p. 38, on paleness after blushing, p. +177.] + +1308 (return) [ See Lavater, edit. of 1820, vol. iv. p. 303.] + +1309 (return) [ Burgess, ibid. pp. 114, 122. Moreau in Lavater, ibid. +vol. iv. p. 293.] + +1310 (return) [ ‘Letters from Egypt,’ 1865, p. 66. Lady Gordon is +mistaken when she says Malays and Mulattoes never blush.] + +1311 (return) [ Capt. Osborn (‘Quedah,’ p. 199), in speaking of a +Malay, whom he reproached for cruelty, says he was glad to see that the +man blushed.] + +1312 (return) [ J. R. Forster, ‘Observations during a Voyage round the +World,’ 4to, 1778, p. 229. Waitz gives (‘Introduction to Anthropology,’ +Eng. translat. 1863, vol. i. p. 135) references for other islands in +the Pacific. See, also, Dampier ‘On the Blushing of the Tunquinese’ +(vol. ii. p. 40); but I have not consulted this work. Waitz quotes +Bergmann, that the Kalmucks do not blush, but this may be doubted after +what we have seen with respect to the Chinese. He also quotes Roth, who +denies that the Abyssinians are capable of blushing. Unfortunately, +Capt. Speedy, who lived so long with the Abyssinians, has not answered +my inquiry on this head. Lastly, I must add that the Rajah Brooke has +never observed the least sign of a blush with the Dyaks of Borneo; on +the contrary under circumstances which would excite a blush in us, they +assert “that they feel the blood drawn from their faces.”] + +1313 (return) [ Transact. of the Ethnological Soc. 1870, vol. ii. p. +16.] + +1314 (return) [ Humboldt, ‘Personal Narrative,’ Eng. translat. vol. +iii. p. 229.] + +1315 (return) [ Quoted by Prichard, Phys. Hist. of Mankind, 4th edit +1851, vol. i. p. 271.] + +1316 (return) [ See, on this head, Burgess, ibid. p. 32. Also Waitz, +‘Introduction to Anthropology,’ Eng. edit. vol. i. p. 139. Moreau gives +a detailed account (‘Lavater,’ 1820, tom. iv. p. 302) of the blushing +of a Madagascar negress-slave when forced by her brutal master to +exhibit her naked bosom.] + +1317 (return) [ Quoted by Prichard, Phys. Hist. of Mankind, 4th edit. +1851, vol. i. p. 225.] + +1318 (return) [ Burgess, ibid. p. 31. On mulattoes blushing, see p. 33. +I have received similar accounts with respect to, mulattoes.] + +1319 (return) [ Barrington also says that the Australians of New South +Wales blush, as quoted by Waitz, ibid. p. 135.] + +1320 (return) [ Mr. Wedgwood says (Dict. of English Etymology, vol. +iii. 1865, p. 155) that the word shame “may well originate in the idea +of shade or concealment, and may be illustrated by the Low German +_scheme_, shade or shadow.” Gratiolet (De la Phys. pp. 357-362) has a +good discussion on the gestures accompanying shame; but some of his +remarks seem to me rather fanciful. See, also, Burgess (ibid. pp. 69, +134) on the same subject.] + +1321 (return) [ Burgess, ibid. pp. 181, 182. Boerhaave also noticed (as +quoted by Gratiolet, ibid. p. 361) the tendency to the secretion of +tears during intense blushing. Mr. Bulmer, as we have seen, speaks of +the “watery eyes” of the children of the Australian aborigines when +ashamed.] + +1322 (return) [ See also Dr. J. Crichton Browne’s Memoir on this +subject in the ‘West Riding Lunatic Asylum Medical Report,’ 1871, pp. +95-98.] + +1323 (return) [ In a discussion on so-called animal magnetism in ‘Table +Talk,’ vol. i.] + +1324 (return) [ Ibid. p. 40.] + +1325 (return) [ Mr. Bain (‘The Emotions and the Will,’ 1865, p. 65) +remarks on “the shyness of manners which is induced between the +sexes.... from the influence of mutual regard, by the apprehension on +either side of not standing well with the other.”] + +1326 (return) [ See, for evidence on this subject, ‘The Descent of +Man,’ &c., vol. ii. pp. 71, 341.] + +1327 (return) [ H. Wedgwood, Dict. English Etymology, vol. iii. 1865, +p. 184. So with the Latin word _verecundus_.] + +1328 (return) [ Mr. Bain (‘The Emotions and the Will,’ p. 64) has +discussed the “abashed” feelings experienced on these occasions, as +well as the _stage-fright_ of actors unused to the stage. Mr. Bain +apparently attributes these feelings to simple apprehension or dread.] + +1329 (return) [ ‘Essays on Practical Education,’ by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 38. Dr. Burgess (ibid. p. 187) +insists strongly to the same effect.] + +1330 (return) [ ‘Essays on Practical Education,’ by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 50.] + +1331 (return) [ Bell, ‘Anatomy of Expression,’ p. 95. Burgess, as +quoted below, ibid. p. 49. Gratiolet, De la Phys. p. 94.] + +1332 (return) [ On the authority of Lady Mary Wortley Montague; see +Burgess, ibid. p. 43.] + +1333 (return) [ In England, Sir H. Holland was, I believe, the first to +consider the influence of mental attention on various parts of the +body, in his ‘Medical Notes and Reflections,’ 1839 p. 64. This essay, +much enlarged, was reprinted by Sir H. Holland in his ‘Chapters on +Mental Physiology,’ 1858, p. 79, from which work I always quote. At +nearly the same time, as well as subsequently, Prof. Laycock discussed +the same subject: see ‘Edinburgh Medical and Surgical Journal,’ 1839, +July, pp. 17-22. Also his ‘Treatise on the Nervous Diseases of Women,’ +1840, p. 110; and ‘Mind and Brain,’ vol. ii. 1860, p. 327. Dr. +Carpenter’s views on mesmerism have a nearly similar bearing. The great +physiologist Müller treated (‘Elements of Physiology,’ Eng. translat. +vol. ii. pp. 937, 1085) of the influence of the attention on the +senses. Sir J. Paget discusses the influence of the mind on the +nutrition of parts, in his ‘Lectures on Surgical Pathology,’ 1853, vol. +i. p. 39: 1 quote from the 3rd edit. revised by Prof. Turner, 1870, p. +28. See, also, Gratiolet, De la Phys. pp. 283-287.] + +1334 (return) [ De la Phys. p. 283.] + +1340 (return) [ Dr. Maudsley has given (‘The Physiology and Pathology +of Mind,’ 2nd edit. 1868, p. 105), on good authority, some curious +statements with respect to the improvement of the sense of touch by +practice and attention. It is remarkable that when this sense has thus +been rendered more acute at any point of the body, for instance, in a +finger, it is likewise improved at the corresponding point on the +opposite side of the body.] + +1341 (return) [ The Lancet,’ 1838, pp. 39-40, as quoted by Prof. +Laycock, ‘Nervous Diseases of Women,’ 1840, p. 110.] + +1342 (return) [ ‘Chapters on Mental Physiology,’ 1858, pp. 91-93.] + +1343 (return) [ ‘Lectures on Surgical Pathology,’ 3rd edit. revised by +Prof. Turner, 1870, pp. 28, 31.] + +1344 (return) [ ‘Elements of Physiology,’ Eng. translat. vol. ii. p. +938.] + +1345 (return) [ Prof. Laycock has discussed this point in a very +interesting manner. See his ‘Nervous Diseases of Women,’ 1840, p. 110.] + +1346 (return) [ See, also, Mr. Michael Foster, on the action of the +vaso-motor system, in his interesting Lecture before the royal +Institution, as translated in the ‘Revue des Cours Scientifiques,’ +Sept. 25, 1869, p. 683.] + +1401 (return) [ See the interesting facts given by Dr. Bateman on +‘Aphasia,’ 1870, p. 110.] + +1402 (return) [ ‘La Physionomie et la Parole,’ 1865, pp. 103, 118.] + +1403 (return) [ Rengger, ‘Naturgeschichte der Säugethiere von +Paraguay,’ 1830, s. 55.] + +1404 (return) [ Quoted by Moreau, in his edition of Lavater, 1820, tom. +iv. p. 211.] + +1405 (return) [ Gratiolet (‘De la Physionomie,’ 1865, p. 66) insists on +the truth of this conclusion.] + + + + +End of the Project Gutenberg EBook of The Expression of Emotion in Man and +Animals, by Charles Darwin + +*** END OF THE PROJECT GUTENBERG EBOOK 1227 *** diff --git a/1227-h/1227-h.htm b/1227-h/1227-h.htm new file mode 100644 index 0000000..d77ff05 --- /dev/null +++ b/1227-h/1227-h.htm @@ -0,0 +1,14499 @@ +<!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Strict//EN" +"http://www.w3.org/TR/xhtml1/DTD/xhtml1-strict.dtd"> +<html xmlns="http://www.w3.org/1999/xhtml" xml:lang="en" lang="en"> +<head> +<meta http-equiv="Content-Type" content="text/html;charset=UTF-8" /> +<meta http-equiv="Content-Style-Type" content="text/css" /> +<title>The Expression of Emotion in Man and Animals, by Charles Darwin</title> + +<style type="text/css"> + +body { margin-left: 20%; + margin-right: 20%; + text-align: justify } + +h1, h2, h3, h4, h5 {text-align: center; font-style: normal; font-weight: +normal; line-height: 1.5; margin-top: .5em; margin-bottom: .5em;} + +h1 {font-size: 300%; + margin-top: 0.6em; + margin-bottom: 0.6em; + letter-spacing: 0.12em; + word-spacing: 0.2em; + text-indent: 0em;} +h2 {font-size: 150%; } +h3 {font-size: 130%; } +h4 {font-size: 120%;} +h5 {font-size: 110%;} + +hr {width: 80%; margin-top: 2em; margin-bottom: 2em;} + +div.chapter {page-break-before: always; margin-top: 4em;} + +p {text-indent: 1em; + margin-top: 0.25em; + margin-bottom: 0.25em; } + +.p2 {margin-top: 2em;} + +p.poem {text-indent: 0%; + margin-left: 10%; + font-size: 90%; + margin-top: 1em; + margin-bottom: 1em; } + +p.letter {text-indent: 0%; + margin-left: 10%; + margin-right: 10%; + margin-top: 1em; + margin-bottom: 1em; } + +p.noindent {text-indent: 0% } + +p.center {text-align: center; + text-indent: 0em; + margin-top: 1em; + margin-bottom: 1em; } + +p.right {text-align: right; + margin-right: 10%; + margin-top: 1em; + margin-bottom: 1em; } + +p.footnote {font-size: 90%; + text-indent: 0%; + margin-left: 10%; + margin-right: 10%; + margin-top: 1em; + margin-bottom: 1em; } + +div.fig { display:block; + margin:0 auto; + text-align:center; } + +a:link {color:blue; text-decoration:none} +a:visited {color:blue; text-decoration:none} +a:hover {color:red} + +</style> + +</head> + +<body> +<div>*** START OF THE PROJECT GUTENBERG EBOOK 1227 ***</div> + +<h1> +THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS +</h1> + +<h2> +By Charles Darwin +</h2> + +<h3> +<i>With Photographic And Other Illustrations</i> +<br/><br/> +New York +<br/> +D. Appleton And Company +<br/><br/> +1899 +</h3> + +<hr /> + +<p class="toc"> +<big><b>CONTENTS</b></big> +</p> + +<p> +<br/> +</p> +<p class="toc"> +<a href="#link2H_4_0001"> DETAILED CONTENTS. </a> +</p> +<p class="toc"> +<a href="#link2H_4_0003"> <big><b>ON THE EXPRESSION OF THE EMOTIONS IN MAN +AND ANIMALS.</b></big> </a> +</p> +<p class="toc"> +<a href="#link2H_INTR"> INTRODUCTION. </a> +</p> +<p class="toc"> +<a href="#link2HCH0001"> CHAPTER I. — GENERAL PRINCIPLES OF +EXPRESSION. </a> +</p> +<p class="toc"> +<a href="#link2HCH0002"> CHAPTER II. — GENERAL PRINCIPLES OF +EXPRESSION—<i>continued</i>. </a> +</p> +<p class="toc"> +<a href="#link2HCH0003"> CHAPTER III. — GENERAL PRINCIPLES OF +EXPRESSION—<i>concluded</i>. </a> +</p> +<p class="toc"> +<a href="#link2HCH0004"> CHAPTER IV. — MEANS OF EXPRESSION IN +ANIMALS. </a> +</p> +<p class="toc"> +<a href="#link2HCH0005"> CHAPTER V. — SPECIAL EXPRESSIONS OF +ANIMALS. </a> +</p> +<p class="toc"> +<a href="#link2HCH0006"> CHAPTER VI. — SPECIAL EXPRESSIONS OF MAN: +SUFFERING AND WEEPING. </a> +</p> +<p class="toc"> +<a href="#link2HCH0007"> CHAPTER VII. — LOW SPIRITS, ANXIETY, GRIEF, +DEJECTION, DESPAIR. </a> +</p> +<p class="toc"> +<a href="#link2HCH0008"> CHAPTER VIII. — JOY, HIGH SPIRITS, LOVE, +TENDER FEELINGS, DEVOTION. </a> +</p> +<p class="toc"> +<a href="#link2HCH0009"> CHAPTER IX. — REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. +</a> +</p> +<p class="toc"> +<a href="#link2HCH0010"> CHAPTER X. — HATRED AND ANGER. </a> +</p> +<p class="toc"> +<a href="#link2HCH0011"> CHAPTER XI. — DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, +ETC. </a> +</p> +<p class="toc"> +<a href="#link2HCH0012"> CHAPTER XII. — SURPRISE—ASTONISHMENT—FEAR—HORROR. +</a> +</p> +<p class="toc"> +<a href="#link2HCH0013"> CHAPTER XIII. — SELF-ATTENTION—SHAME—SHYNESS—MODESTY: +BLUSHING. </a> +</p> +<p class="toc"> +<a href="#link2HCH0014"> CHAPTER XIV. — CONCLUDING REMARKS AND +SUMMARY. </a> +</p> +<p class="toc"> +<a href="#link2H_FOOT"> FOOTNOTES </a> +</p> + +<hr /> + +<p class="toc"> +<big><b>ILLUSTRATIONS</b></big> +</p> + +<p> +<br/> +</p> +<p class="toc"> +<a href="#linkimage-0001"> Muscles of the Human Face. Fig 1-2 </a> +</p> +<p class="toc"> +<a href="#linkimage-0002"> Muscles of the Human Face. Fig 3 </a> +</p> +<p class="toc"> +<a href="#linkimage-0003"> Small Dog Watching a Cat on A Table. Figure 4 +</a> +</p> +<p class="toc"> +<a href="#linkimage-0004"> Dog in a Hostile Frame of Mind. Fig. 5 </a> +</p> +<p class="toc"> +<a href="#linkimage-0005"> Dog in a humble and Affectionate Frame of Mind. +Fig. 6 </a> +</p> +<p class="toc"> +<a href="#linkimage-0006"> Dog in a Hostile Frame of Mind. Fig. 7 </a> +</p> +<p class="toc"> +<a href="#linkimage-0007"> Dog Carressing his Master. Fig. 8 </a> +</p> +<p class="toc"> +<a href="#linkimage-0008"> Cat, Savage, and Prepared to Fight. Fig. 9 </a> +</p> +<p class="toc"> +<a href="#linkimage-0009"> Cat in an Affectionate Frame of Mind. Fig. 10 +</a> +</p> +<p class="toc"> +<a href="#linkimage-0010"> Sound Producing Quills from Tail of a +Porcupine. Fig. 11 </a> +</p> +<p class="toc"> +<a href="#linkimage-0011"> Hen Driving Away a Dog from Her Chickens. Fig. +12 </a> +</p> +<p class="toc"> +<a href="#linkimage-0012"> Swan Driving Away an Intruder. Fig 13 </a> +</p> +<p class="toc"> +<a href="#linkimage-0013"> Head of Snarling Dog. Fig 14 </a> +</p> +<p class="toc"> +<a href="#linkimage-0014"> Cat Terrified at a Dog. Fig.15 </a> +</p> +<p class="toc"> +<a href="#linkimage-0016"> Cynopithecus Niger, Pleased by Being Caressed. +Fig.17 </a> +</p> +<p class="toc"> +<a href="#linkimage-0017"> Chimpanzee Disappointed and Sulky. Fig. 18 </a> +</p> +<p class="toc"> +<a href="#linkimage-0018"> Screaming Infants. Plate I. </a> +</p> +<p class="toc"> +<a href="#linkimage-0019"> Obliquity of the Eyebrows. Plate II </a> +</p> +<p class="toc"> +<a href="#linkimage-0020"> Moderate Laughter and Smiling. Plate III </a> +</p> +<p class="toc"> +<a href="#linkimage-0021"> Ill-temper. Plate IV </a> +</p> +<p class="toc"> +<a href="#linkimage-0022"> Anger and Indignation. Plate VI </a> +</p> +<p class="toc"> +<a href="#linkimage-0023"> Scorn and Disdain. Plate V </a> +</p> +<p class="toc"> +<a href="#linkimage-0024"> Gestures of the Body. Plate VII </a> +</p> +<p class="toc"> +<a href="#linkimage-0025"> Photograph of an Insane Woman. Fig. 19 </a> +</p> +<p class="toc"> +<a href="#linkimage-0026"> Terror. Fig. 20 </a> +</p> +<p class="toc"> +<a href="#linkimage-0027"> Horror and Agony. Fig. 21 </a> +</p> +<blockquote> + +<p> +<i>N.B</i>.—Several of the figures in these seven Heliotype +Plates have been reproduced from photographs, instead of from the +original negatives; and they are in consequence somewhat indistinct. +Nevertheless they are faithful copies, and are much superior for my +purpose to any drawing, however carefully executed. +</p> +</blockquote> + +<hr /> + +<h2><a name="link2H_4_0001" id="link2H_4_0001"></a>DETAILED CONTENTS.</h2> + +<p> +<a href="#link2H_INTR">INTRODUCTION</a> +</p> + +<p> +<a href="#link2HCH0001">CHAP. I—GENERAL PRINCIPLES OF EXPRESSION.</a><br/> +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, and are +performed whether or not of service in each particular case—The force of +habit—Inheritance—Associated habitual movements in man—Reflex +actions—Passage of habits into reflex actions—Associated habitual +movements in the lower animals—Concluding remarks +</p> + +<p> +<a href="#link2HCH0002">CHAP. II—GENERAL PRINCIPLES OF EXPRESSION.</a>—<i>continued</i>.<br/> +The Principle of Antithesis—Instances in the dog and cat—Origin of +the principle—Conventional signs—The principle of antithesis has +not arisen from opposite actions being consciously performed under opposite +impulses +</p> + +<p> +<a href="#link2HCH0003">CHAP. III—GENERAL PRINCIPLES OF EXPRESSION.</a>—<i>concluded</i>.<br/> +The principle of the direct action of the excited nervous system on the +body, independently of the will and in part of habit—Change of +colour in the hair—Trembling of the muscles—Modified +secretions—Perspiration—Expression of extreme pain—Of +rage, great joy, and terror—Contrast between the emotions which +cause and do not cause expressive movements—Exciting and depressing +states of the mind—Summary +</p> + +<p> +<a href="#link2HCH0004">CHAP. IV—MEANS OF EXPRESSION. IN ANIMALS.</a><br/> +The emission of sounds—Vocal sounds—Sounds otherwise +produced—Erection of the dermal appendages, hairs, feathers, &c., +under the emotions of anger and terror—The drawing back of the ears as a +preparation for fighting, and as an expression of anger—Erection of the +ears and raising the head, a sign of attention +</p> + +<p> +<a href="#link2HCH0005">CHAP. V.—SPECIAL EXPRESSIONS OF ANIMALS.</a><br/> +The Dog, various expressive movements +of—Cats—Horses—Ruminants—Monkeys, their expression of +joy and affection—Of pain—Anger Astonishment and Terror +</p> + +<p> +<a href="#link2HCH0006">CHAP. VI.—SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING.</a><br/> +The screaming and weeping of infants—Form of features—Age at which +weeping commences—The effects of habitual restraint on +weeping—Sobbing—Cause of the contraction of the muscles round the +eyes during screaming—Cause of the secretion of tears +</p> + +<p> +<a href="#link2HCH0007">CHAP. VII.—LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR.</a><br/> +General effect of grief on the system—Obliquity of the eyebrows under +suffering—On the cause of the obliquity of the eyebrows—On the +depression of the corners of the mouth +</p> + +<p> +<a href="#link2HCH0008">CHAP. VIII.—JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION.</a><br/> +Laughter primarily the expression of joy—Ludicrous ideas—Movements +of the features during laughter—Nature of the sound produced—The +secretion of tears during loud laughter—Gradation from loud laughter +to gentle smiling—High spirits—The expression of love—Tender +feelings—Devotion +</p> + +<p> +<a href="#link2HCH0009">CHAP. IX.—REFLECTION—MEDITATION—ILL—TEMPER—SULKINESS +DETERMINATION.</a><br/> +The act of frowning—Reflection with an effort or with the perception of +something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy—Sulkiness +and pouting—Decision or determination—The firm closure of the mouth +</p> + +<p> +<a href="#link2HCH0010">CHAP. X.—HATRED AND ANGER.</a><br/> +Hatred—Rage, effects of on the system—Uncovering of the +teeth—Rage in the insane—Anger and indignation—As expressed +by the various races of man—Sneering and defiance—The uncovering of +the canine teeth on one side of the face +</p> + +<p> +<a href="#link2HCH0011">CHAP. XI.—DISDAIN—CONTEMPT—DISGUST—GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION.</a><br/> +Contempt, scorn and disdain, variously expressed—Derisive Smile—Gestures +expressive of contempt—Disgust—Guilt, deceit, pride, etc.—Helplessness +or impotence—Patience—Obstinacy—Shrugging the shoulders +common to most of the races of man—Signs of affirmation and negation +</p> + +<p> +<a href="#link2HCH0012">CHAP. XII.—SURPRISE—ASTONISHMENT—FEAR—HORROR.</a><br/> +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying +surprise—Admiration Fear—Terror—Erection of the +hair—Contraction of the platysma muscle—Dilatation of the +pupils—horror—Conclusion. +</p> + +<p> +<a href="#link2HCH0013">CHAP. XIII.—SELF-ATTENTION—SHAME—SHYNESS—MODESTY: +BLUSHING.</a><br/> +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, +the fundamental element—Shyness—Shame, from broken moral laws and +conventional rules—Modesty—Theory of blushing—Recapitulation +</p> + +<p> +<a href="#link2HCH0014">CHAP. XIV.—CONCLUDING REMARKS AND SUMMARY.</a><br/> +The three leading principles which have determined the chief movements of +expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on the +specific unity of the races of man—On the successive acquirement of +various expressions by the progenitors of man—The importance of +expression—Conclusion +</p> + +<hr /> + +<div class="chapter"> + +<h2> +<a name="link2H_4_0003" id="link2H_4_0003"></a> +ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. +</h2> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2H_INTR" id="link2H_INTR"></a> +INTRODUCTION. +</h2> + +<p> +Many works have been written on Expression, but a greater number on +Physiognomy,—that is, on the recognition of character through the +study of the permanent form of the features. With this latter subject I am +not here concerned. The older treatises,<a href="#linknote-1" +name="linknoteref-1" id="linknoteref-1">[1]</a> which I have consulted, +have been of little or no service to me. The famous ‘Conférences’<a +href="#linknote-2" name="linknoteref-2" id="linknoteref-2">[2]</a> of the +painter Le Brun, published in 1667, is the best known ancient work, and +contains some good remarks. Another somewhat old essay, namely, the +‘Discours,’ delivered 1774-1782, by the well-known Dutch anatomist Camper,<a +href="#linknote-3" name="linknoteref-3" id="linknoteref-3">[3]</a> can +hardly be considered as having made any marked advance in the subject. The +following works, on the contrary, deserve the fullest consideration. +</p> + +<p> +Sir Charles Bell, so illustrious for his discoveries in physiology, +published in 1806 the first edition, and in the third edition of his +‘Anatomy and Philosophy of Expression.’<a href="#linknote-4" +name="linknoteref-4" id="linknoteref-4">[4]</a> He may with justice be +said, not only to have laid the foundations of the subject as a branch of +science, but to have built up a noble structure. His work is in every way +deeply interesting; it includes graphic descriptions of the various +emotions, and is admirably illustrated. It is generally admitted that his +service consists chiefly in having shown the intimate relation which +exists between the movements of expression and those of respiration. One +of the most important points, small as it may at first appear, is that the +muscles round the eyes are involuntarily contracted during violent +expiratory efforts, in order to protect these delicate organs from the +pressure of the blood. This fact, which has been fully investigated for me +with the greatest kindness by Professors Donders of Utrecht, throws, as we +shall hereafter see, a flood of light on several of the most important +expressions of the human countenance. The merits of Sir C. Bell’s work +have been undervalued or quite ignored by several foreign writers, but +have been fully admitted by some, for instance by M. Lemoine,<a +href="#linknote-5" name="linknoteref-5" id="linknoteref-5">[5]</a> who +with great justice says:—“Le livre de Ch. Bell devrait être médité +par quiconque essaye de faire parler le visage de l’homme, par les +philosophes aussi bien que par les artistes, car, sous une apparence plus +légère et sous le prétexte de l’esthétique, c’est un des plus beaux +monuments de la science des rapports du physique et du moral.” +</p> + +<p> +From reasons which will presently be assigned, Sir C. Bell did not attempt +to follow out his views as far as they might have been carried. He does +not try to explain why different muscles are brought into action under +different emotions; why, for instance, the inner ends of the eyebrows are +raised, and the corners of the mouth depressed, by a person suffering from +grief or anxiety. +</p> + +<p> +In 1807 M. Moreau edited an edition of Lavater on Physiognomy,<a +href="#linknote-6" name="linknoteref-6" id="linknoteref-6">[6]</a> in +which he incorporated several of his own essays, containing excellent +descriptions of the movements of the facial muscles, together with many +valuable remarks. He throws, however, very little light on the philosophy +of the subject. For instance, M. Moreau, in speaking of the act of +frowning, that is, of the contraction of the muscle called by French +writers the <i>soucilier</i> (<i>corrigator supercilii</i>), remarks with +truth:—“Cette action des sourciliers est un des symptômes les plus +tranchés de l’expression des affections pénibles ou concentrées.” He then +adds that these muscles, from their attachment and position, are fitted “à +resserrer, à concentrer les principaux traits de la <i>face</i>, comme il +convient dans toutes ces passions vraiment oppressives ou profondes, dans +ces affections dont le sentiment semble porter l’organisation à revenir +sur elle-même, à se contracter et à <i>s’amoindrir</i>, comme pour offrir +moins de prise et de surface à des impressions redoutables ou importunes.” +He who thinks that remarks of this kind throw any light on the meaning or +origin of the different expressions, takes a very different view of the +subject to what I do. +</p> + +<p> +In the above passage there is but a slight, if any, advance in the philosophy +of the subject, beyond that reached by the painter Le Brun, who, in 1667, in +describing the expression of fright, says:—“Le sourcil qui est +abaissé d’un côté et élevé de l’autre, fait voir que la partie +élevée semble le vouloir joindre au cerveau pour le garantir du mal que +l’âme aperçoit, et le côté qui est abaissé et qui paraît +enflé,—nous fait trouver dans cet état par les esprits qui viennent du +cerveau en abondance, comme polir couvrir l’âme et la défendre du mal +qu’elle craint; la bouche fort ouverte fait voir le saisissement du +cœur, par le sang qui se retire vers lui, ce qui l’oblige, voulant +respirer, à faire un effort qui est cause que la bouche s’ouvre +extrêmement, et qui, lorsqu’il passe par les organes de la voix, forme un +son qui n’est point articulé; que si les muscles et les veines paraissent +enflés, ce n’est que par les esprits que le cerveau envoie en ces +parties-là.” I have thought the foregoing sentences worth quoting, as +specimens of the surprising nonsense which has been written on the subject. +</p> + +<p> +‘The Physiology or Mechanism of Blushing,’ by Dr. Burgess, appeared in +1839, and to this work I shall frequently refer in my thirteenth Chapter. +</p> + +<p> +In 1862 Dr. Duchenne published two editions, in folio and octavo, of his +‘Mécanisme de la Physionomie Humaine,’ in which he analyses by means of +electricity, and illustrates by magnificent photographs, the movements of +the facial muscles. He has generously permitted me to copy as many of his +photographs as I desired. His works have been spoken lightly of, or quite +passed over, by some of his countrymen. It is possible that Dr. Duchenne +may have exaggerated the importance of the contraction of single muscles +in giving expression; for, owing to the intimate manner in which the +muscles are connected, as may be seen in Henle’s anatomical drawings<a +href="#linknote-7" name="linknoteref-7" id="linknoteref-7">[7]</a>—the +best I believe ever published it is difficult to believe in their separate +action. Nevertheless, it is manifest that Dr. Duchenne clearly apprehended +this and other sources of error, and as it is known that he was eminently +successful in elucidating the physiology of the muscles of the hand by the +aid of electricity, it is probable that he is generally in the right about +the muscles of the face. In my opinion, Dr. Duchenne has greatly advanced +the subject by his treatment of it. No one has more carefully studied the +contraction of each separate muscle, and the consequent furrows produced +on the skin. He has also, and this is a very important service, shown +which muscles are least under the separate control of the will. He enters +very little into theoretical considerations, and seldom attempts to +explain why certain muscles and not others contract under the influence of +certain emotions. +</p> + +<p> +A distinguished French anatomist, Pierre Gratiolet, gave a course of lectures +on Expression at the Sorbonne, and his notes were published (1865) after his +death, under the title of ‘De la Physionomie et des Mouvements +d’Expression.’ This is a very interesting work, full of valuable +observations. His theory is rather complex, and, as far as it can be given in a +single sentence (p. 65), is as follows:—“Il résulte, de tous les +faits que j’ai rappelés, que les sens, l’imagination et la pensée +elle-même, si élevée, si abstraite qu’on la suppose, ne peuvent +s’exercer sans éveiller un sentiment corrélatif, et que ce sentiment se +traduit directement, sympathiquement, symboliquement ou métaphoriquement, dans +toutes les sphères des organs extérieurs, qui la racontent tous, suivant leur +mode d’action propre, comme si chacun d’eux avait été directement +affecté.” +</p> + +<p> +Gratiolet appears to overlook inherited habit, and even to some extent +habit in the individual; and therefore he fails, as it seems to me, to +give the right explanation, or any explanation at all, of many gestures +and expressions. As an illustration of what he calls symbolic movements, I +will quote his remarks (p. 37), taken from M. Chevreul, on a man playing +at billiards. “Si une bille dévie légèrement de la direction que le joueur +prétend lui imprimer, ne l’avez-vous pas vu cent fois la pousser du +regard, de la tête et même des épaules, comme si ces mouvements, purement +symboliques, pouvaient rectifier son trajet? Des mouvements non moins +significatifs se produisent quand la bille manque d’une impulsion +suffisante. Et cliez les joueurs novices, ils sont quelquefois accusés au +point d’éveiller le sourire sur les lèvres des spectateurs.” Such +movements, as it appeirs to me, may be attributed simply to habit. As +often as a man has wished to move an object to one side, he has always +pushed it to that side when forwards, he has pushed it forwards; and if he +has wished to arrest it, he has pulled backwards. Therefore, when a man +sees his ball travelling in a wrong direction, and he intensely wishes it +to go in another direction, he cannot avoid, from long habit, +unconsciously performing movements which in other cases he has found +effectual. +</p> + +<p> +As an instance of sympathetic movements Gratiolet gives (p. 212) the +following case:—“un jeune chien à oreilles droites, auquel son +maître présente de loin quelque viande appétissante, fixe avec ardeur ses +yeux sur cet objet dont il suit tous les mouvements, et pendant que les +yeux regardent, les deux oreilles se portent en avant comme si cet objet +pouvait être entendu.” Here, instead of speaking of sympathy between the +ears and eyes, it appears to me more simple to believe, that as dogs +during many generations have, whilst intently looking at any object, +pricked their ears in order to perceive any sound; and conversely have +looked intently in the direction of a sound to which they may have +listened, the movements of these organs have become firmly associated +together through long-continued habit. +</p> + +<p> +Dr. Piderit published in 1859 an essay on Expression, which I have not +seen, but in which, as he states, he forestalled Gratiolet in many of his +views. In 1867 he published his ‘Wissenschaftliches System der Mimik und +Physiognomik.’ It is hardly possible to give in a few sentences a fair +notion of his views; perhaps the two following sentences will tell as much +as can be briefly told: “the muscular movements of expression are in part +related to imaginary objects, and in part to imaginary sensorial +impressions. In this proposition lies the key to the comprehension of all +expressive muscular movements.” (s. 25) Again, “Expressive movements +manifest themselves chiefly in the numerous and mobile muscles of the +face, partly because the nerves by which they are set into motion +originate in the most immediate vicinity of the mind-organ, but partly +also because these muscles serve to support the organs of sense.” (s. 26.) +If Dr. Piderit had studied Sir C. Bell’s work, he would probably not have +said (s. 101) that violent laughter causes a frown from partaking of the +nature of pain; or that with infants (s. 103) the tears irritate the eyes, +and thus excite the contraction of the surrounding in muscles. Many good +remarks are scattered throughout this volume, to which I shall hereafter +refer. +</p> + +<p> +Short discussions on Expression may be found in various works, which need +not here be particularised. Mr. Bain, however, in two of his works has +treated the subject at some length. He says,<a href="#linknote-8" +name="linknoteref-8" id="linknoteref-8">[8]</a> “I look upon the +expression so-called as part and parcel of the feeling. I believe it to be +a general law of the mind that along with the fact of inward feeling or +consciousness, there is a diffusive action or excitement over the bodily +members.” In another place he adds, “A very considerable number of the +facts may be brought under the following principle: namely, that states of +pleasure are connected with an increase, and states of pain with an +abatement, of some, or all, of the vital functions.” But the above law of +the diffusive action of feelings seems too general to throw much light on +special expressions. +</p> + +<p> +Mr. Herbert Spencer, in treating of the Feelings in his ‘Principles of +Psychology’ (1855), makes the following remarks:—“Fear, when strong, +expresses itself in cries, in efforts to hide or escape, in palpitations +and tremblings; and these are just the manifestations that would accompany +an actual experience of the evil feared. The destructive passions are +shown in a general tension of the muscular system, in gnashing of the +teeth and protrusion of the claws, in dilated eyes and nostrils in growls; +and these are weaker forms of the actions that accompany the killing of +prey.” Here we have, as I believe, the true theory of a large number of +expressions; but the chief interest and difficulty of the subject lies in +following out the wonderfully complex results. I infer that some one (but +who he is I have not been able to ascertain) formerly advanced a nearly +similar view, for Sir C. Bell says,<a href="#linknote-9" +name="linknoteref-9" id="linknoteref-9">[9]</a> “It has been maintained +that what are called the external signs of passion, are only the +concomitants of those voluntary movements which the structure renders +necessary.” Mr. Spencer has also published<a href="#linknote-10" +name="linknoteref-10" id="linknoteref-10">[10]</a> a valuable essay on the +physiology of Laughter, in which he insists on “the general law that +feeling passing a certain pitch, habitually vents itself in bodily +action,” and that “an overflow of nerve-force undirected by any motive, +will manifestly take first the most habitual routes; and if these do not +suffice, will next overflow into the less habitual ones.” This law I +believe to be of the highest importance in throwing light on our subject.’<a +href="#linknote-11" name="linknoteref-11" id="linknoteref-11">[11]</a> +</p> + +<p> +All the authors who have written on Expression, with the exception of Mr. +Spencer—the great expounder of the principle of Evolution—appear +to have been firmly convinced that species, man of course included, came +into existence in their present condition. Sir C. Bell, being thus +convinced, maintains that many of our facial muscles are “purely +instrumental in expression;” or are “a special provision” for this sole +object.<a href="#linknote-12" name="linknoteref-12" id="linknoteref-12">[12]</a> +But the simple fact that the anthropoid apes possess the same facial +muscles as we do,<a href="#linknote-13" name="linknoteref-13" +id="linknoteref-13">[13]</a> renders it very improbable that these muscles +in our case serve exclusively for expression; for no one, I presume, would +be inclined to admit that monkeys have been endowed with special muscles +solely for exhibiting their hideous grimaces. Distinct uses, independently +of expression, can indeed be assigned with much probability for almost all +the facial muscles. +</p> + +<p> +Sir C. Bell evidently wished to draw as broad a distinction as possible +between man and the lower animals; and he consequently asserts that with +“the lower creatures there is no expression but what may be referred, more +or less plainly, to their acts of volition or necessary instincts.” He +further maintains that their faces “seem chiefly capable of expressing +rage and fear.”<a href="#linknote-14" name="linknoteref-14" +id="linknoteref-14">[14]</a> But man himself cannot express love and +humility by external signs, so plainly as does a dog, when with drooping +ears, hanging lips, flexuous body, and wagging tail, he meets his beloved +master. Nor can these movements in the dog be explained by acts of +volition or necessary instincts, any more than the beaming eyes and +smiling cheeks of a man when he meets an old friend. If Sir C. Bell had +been questioned about the expression of affection in the dog, he would no +doubt have answered that this animal had been created with special +instincts, adapting him for association with man, and that all further +enquiry on the subject was superfluous. +</p> + +<p> +Although Gratiolet emphatically denies<a href="#linknote-15" +name="linknoteref-15" id="linknoteref-15">[15]</a> that any muscle has +been developed solely for the sake of expression, he seems never to have +reflected on the principle of evolution. He apparently looks at each +species as a separate creation. So it is with the other writers on +Expression. For instance, Dr. Duchenne, after speaking of the movements of +the limbs, refers to those which give expression to the face, and remarks:<a +href="#linknote-16" name="linknoteref-16" id="linknoteref-16">[16]</a> “Le +créateur n’a donc pas eu à se préoccuper ici des besoins de la mécanique; +il a pu, selon sa sagesse, ou—que l’on me pardonne cette manière de +parler—par une divine fantaisie, mettre en action tel ou tel muscle, +un seul ou plusieurs muscles à la fois, lorsqu’il a voulu que les signes +caractéristiques des passions, même les plus fugaces, fussent écrits +passagèrement sur la face de l’homme. Ce langage de la physionomie une +fois créé, il lui a suffi, pour le rendre universel et immuable, de donner +à tout être humain la faculté instinctive d’exprimer toujours ses +sendments par la contraction des mêmes muscles.” +</p> + +<p> +Many writers consider the whole subject of Expression as inexplicable. +Thus the illustrious physiologist Müller, says,<a href="#linknote-17" +name="linknoteref-17" id="linknoteref-17">[17]</a> “The completely +different expression of the features in different passions shows that, +according to the kind of feeling excited, entirely different groups of the +fibres of the facial nerve are acted on. Of the cause of this we are quite +ignorant.” +</p> + +<p> +No doubt as long as man and all other animals are viewed as independent +creations, an effectual stop is put to our natural desire to investigate +as far as possible the causes of Expression. By this doctrine, anything +and everything can be equally well explained; and it has proved as +pernicious with respect to Expression as to every other branch of natural +history. With mankind some expressions, such as the bristling of the hair +under the influence of extreme terror, or the uncovering of the teeth +under that of furious rage, can hardly be understood, except on the belief +that man once existed in a much lower and animal-like condition. The +community of certain expressions in distinct though allied species, as in +the movements of the same facial muscles during laughter by man and by +various monkeys, is rendered somewhat more intelligible, if we believe in +their descent from a common progenitor. He who admits on general grounds +that the structure and habits of all animals have been gradually evolved, +will look at the whole subject of Expression in a new and interesting +light. +</p> + +<p> +The study of Expression is difficult, owing to the movements being often +extremely slight, and of a fleeting nature. A difference may be clearly +perceived, and yet it may be impossible, at least I have found it so, to +state in what the difference consists. When we witness any deep emotion, +our sympathy is so strongly excited, that close observation is forgotten +or rendered almost impossible; of which fact I have had many curious +proofs. Our imagination is another and still more serious source of error; +for if from the nature of the circumstances we expect to see any +expression, we readily imagine its presence. Notwithstanding Dr. +Duchenne’s great experience, he for a long time fancied, as he states, +that several muscles contracted under certain emotions, whereas he +ultimately convinced himself that the movement was confined to a single +muscle. +</p> + +<p> +In order to acquire as good a foundation as possible, and to ascertain, +independently of common opinion, how far particular movements of the +features and gestures are really expressive of certain states of the mind, +I have found the following means the most serviceable. In the first place, +to observe infants; for they exhibit many emotions, as Sir C. Bell +remarks, “with extraordinary force;” whereas, in after life, some of our +expressions “cease to have the pure and simple source from which they +spring in infancy.”<a href="#linknote-18" name="linknoteref-18" +id="linknoteref-18">[18]</a> +</p> + +<p> +In the second place, it occurred to me that the insane ought to be +studied, as they are liable to the strongest passions, and give +uncontrolled vent to them. I had, myself, no opportunity of doing this, so +I applied to Dr. Maudsley and received from him an introduction to Dr. J. +Crichton Browne, who has charge of an immense asylum near Wakefield, and +who, as I found, had already attended to the subject. This excellent +observer has with unwearied kindness sent me copious notes and +descriptions, with valuable suggestions on many points; and I can hardly +over-estimate the value of his assistance. I owe also, to the kindness of +Mr. Patrick Nicol, of the Sussex Lunatic Asylum, interesting statements on +two or three points. +</p> + +<p> +Thirdly Dr. Duchenne galvanized, as we have already seen, certain muscles +in the face of an old man, whose skin was little sensitive, and thus +produced various expressions which were photographed on a large scale. It +fortunately occurred to me to show several of the best plates, without a +word of explanation, to above twenty educated persons of various ages and +both sexes, asking them, in each case, by what emotion or feeling the old +man was supposed to be agitated; and I recorded their answers in the words +which they used. Several of the expressions were instantly recognised by +almost everyone, though described in not exactly the same terms; and these +may, I think, be relied on as truthful, and will hereafter be specified. +On the other hand, the most widely different judgments were pronounced in +regard to some of them. This exhibition was of use in another way, by +convincing me how easily we may be misguided by our imagination; for when +I first looked through Dr. Duchenne’s photographs, reading at the same +time the text, and thus learning what was intended, I was struck with +admiration at the truthfulness of all, with only a few exceptions. +Nevertheless, if I had examined them without any explanation, no doubt I +should have been as much perplexed, in some cases, as other persons have +been. +</p> + +<p> +Fourthly, I had hoped to derive much aid from the great masters in +painting and sculpture, who are such close observers. Accordingly, I have +looked at photographs and engravings of many well-known works; but, with a +few exceptions, have not thus profited. The reason no doubt is, that in +works of art, beauty is the chief object; and strongly contracted facial +muscles destroy beauty.<a href="#linknote-19" name="linknoteref-19" +id="linknoteref-19">[19]</a> The story of the composition is generally +told with wonderful force and truth by skilfully given accessories. +</p> + +<p> +Fifthly, it seemed to me highly important to ascertain whether the same +expressions and gestures prevail, as has often been asserted without much +evidence, with all the races of mankind, especially with those who have +associated but little with Europeans. Whenever the same movements of the +features or body express the same emotions in several distinct races of +man, we may infer with much probability, that such expressions are true +ones,—that is, are innate or instinctive. Conventional expressions +or gestures, acquired by the individual during early life, would probably +have differed in the different races, in the same manner as do their +languages. Accordingly I circulated, early in the year 1867, the following +printed queries with a request, which has been fully responded to, that +actual observations, and not memory, might be trusted. These queries were +written after a considerable interval of time, during which my attention +had been otherwise directed, and I can now see that they might have been +greatly improved. To some of the later copies, I appended, in manuscript, +a few additional remarks:— +</p> + +<p> +(1.) Is astonishment expressed by the eyes and mouth being opened wide, +and by the eyebrows being raised? +</p> + +<p> +(2.) Does shame excite a blush when the colour of the skin allows it to be +visible? and especially how low down the body does the blush extend? +</p> + +<p> +(3.) When a man is indignant or defiant does he frown, hold his body and +head erect, square his shoulders and clench his fists? +</p> + +<p> +(4) When considering deeply on any subject, or trying to understand any +puzzle, does he frown, or wrinkle the skin beneath the lower eyelids? +</p> + +<p> +(5.) When in low spirits, are the corners of the mouth depressed, and the +inner corner of the eyebrows raised by that muscle which the French call +the “Grief muscle”? The eyebrow in this state becomes slightly oblique, +with a little swelling at the Inner end; and the forehead is transversely +wrinkled in the middle part, but not across the whole breadth, as when the +eyebrows are raised in surprise. +</p> + +<p> +(6.) When in good spirits do the eyes sparkle, with the skin a little wrinkled +round and under them, and with the mouth a little drawn back at the corners? +</p> + +<p> +(7.) When a man sneers or snarls at another, is the corner of the upper +lip over the canine or eye tooth raised on the side facing the man whom he +addresses? +</p> + +<p> +(8) Can a dogged or obstinate expression be recognized, which is chiefly +shown by the mouth being firmly closed, a lowering brow and a slight +frown? +</p> + +<p> +(9.) Is contempt expressed by a slight protrusion of the lips and by +turning up the nose, and with a slight expiration? +</p> + +<p> +(10) Is disgust shown by the lower lip being turned down, the upper lip +slightly raised, with a sudden expiration, something like incipient +vomiting, or like something spit out of the mouth? +</p> + +<p> +(11.) Is extreme fear expressed in the same general manner as with +Europeans? +</p> + +<p> +(12.) Is laughter ever carried to such an extreme as to bring tears into +the eyes? +</p> + +<p> +(13.) When a man wishes to show that he cannot prevent something being +done, or cannot himself do something, does he shrug his shoulders, turn +inwards his elbows, extend outwards his hands and open the palms; with the +eyebrows raised? +</p> + +<p> +(14) Do the children when sulky, pout or greatly protrude the lips? +</p> + +<p> +(15.) Can guilty, or sly, or jealous expressions be recognized? though I +know not how these can be defined. +</p> + +<p> +(16.) Is the head nodded vertically in affirmation, and shaken laterally +in negation? +</p> + +<p> +Observations on natives who have had little communication with Europeans +would be of course the most valuable, though those made on any natives +would be of much interest to me. General remarks on expression are of +comparatively little value; and memory is so deceptive that I earnestly +beg it may not be trusted. A definite description of the countenance under +any emotion or frame of mind, with a statement of the circumstances under +which it occurred, would possess much value. +</p> + +<p> +To these queries I have received thirty-six answers from different +observers, several of them missionaries or protectors of the aborigines, +to all of whom I am deeply indebted for the great trouble which they have +taken, and for the valuable aid thus received. I will specify their names, +&c., towards the close of this chapter, so as not to interrupt my +present remarks. The answers relate to several of the most distinct and +savage races of man. In many instances, the circumstances have been +recorded under which each expression was observed, and the expression +itself described. In such cases, much confidence may be placed in the +answers. When the answers have been simply yes or no, I have always +received them with caution. It follows, from the information thus +acquired, that the same state of mind is expressed throughout the world +with remarkable uniformity; and this fact is in itself interesting as +evidence of the close similarity in bodily structure and mental +disposition of all the races, of mankind. +</p> + +<p> +Sixthly, and lastly, I have attended as closely as I could, to the +expression of the several passions in some of the commoner animals; and +this I believe to be of paramount importance, not of course for deciding +how far in man certain expressions are characteristic of certain states of +mind, but as affording the safest basis for generalisation on the causes, +or origin, of the various movements of Expression. In observing animals, +we are not so likely to be biassed by our imagination; and we may feel +safe that their expressions are not conventional. +</p> + +<p class="p2"> +From the reasons above assigned, namely, the fleeting nature of some +expressions (the changes in the features being often extremely slight); +our sympathy being easily aroused when we behold any strong emotion, and +our attention thus distracted; our imagination deceiving us, from knowing +in a vague manner what to expect, though certainly few of us know what the +exact changes in the countenance are; and lastly, even our long +familiarity with the subject,—from all these causes combined, the +observation of Expression is by no means easy, as many persons, whom I +have asked to observe certain points, have soon discovered. Hence it is +difficult to determine, with certainty, what are the movements of the +features and of the body, which commonly characterize certain states of +the mind. Nevertheless, some of the doubts and difficulties have, as I +hope, been cleared away by the observation of infants,—of the +insane,—of the different races of man,—of works of art,—and +lastly, of the facial muscles under the action of galvanism, as effected +by Dr. Duchenne. +</p> + +<p> +But there remains the much greater difficulty of understanding the cause +or origin of the several expressions, and of judging whether any +theoretical explanation is trustworthy. Besides, judging as well as we can +by our reason, without the aid of any rules, which of two or more +explanations is the most satisfactory, or are quite unsatisfactory, I see +only one way of testing our conclusions. This is to observe whether the +same principle by which one expression can, as it appears, be explained, +is applicable in other allied cases; and especially, whether the same +general principles can be applied with satisfactory results, both to man +and the lower animals. This latter method, I am inclined to think, is the +most serviceable of all. The difficulty of judging of the truth of any +theoretical explanation, and of testing it by some distinct line of +investigation, is the great drawback to that interest which the study +seems well fitted to excite. +</p> + +<p> +Finally, with respect to my own observations, I may state that they were +commenced in the year 1838; and from that time to the present day, I have +occasionally attended to the subject. At the above date, I was already +inclined to believe in the principle of evolution, or of the derivation of +species from other and lower forms. Consequently, when I read Sir C. +Bell’s great work, his view, that man had been created with certain +muscles specially adapted for the expression of his feelings, struck me as +unsatisfactory. It seemed probable that the habit of expressing our +feelings by certain movements, though now rendered innate, had been in +some manner gradually acquired. But to discover how such habits had been +acquired was perplexing in no small degree. The whole subject had to be +viewed under a new aspect, and each expression demanded a rational +explanation. This belief led me to attempt the present work, however +imperfectly it may have been executed. +</p> + +<hr /> + +<p> +I will now give the names of the gentlemen to whom, as I have said, I am +deeply indebted for information in regard to the expressions exhibited by +various races of man, and I will specify some of the circumstances under +which the observations were in each case made. Owing to the great kindness +and powerful influence of Mr. Wilson, of Hayes Place, Kent, I have +received from Australia no less than thirteen sets of answers to my +queries. This has been particularly fortunate, as the Australian +aborigines rank amongst the most distinct of all the races of man. It will +be seen that the observations have been chiefly made in the south, in the +outlying parts of the colony of Victoria; but some excellent answers have +been received from the north. +</p> + +<p> +Mr. Dyson Lacy has given me in detail some valuable observations, made +several hundred miles in the interior of Queensland. To Mr. R. Brough +Smyth, of Melbourne, I am much indebted for observations made by himself, +and for sending me several of the following letters, namely:—From +the Rev. Mr. Hagenauer, of Lake Wellington, a missionary in Gippsland, +Victoria, who has had much experience with the natives. From Mr. Samuel +Wilson, a landowner, residing at Langerenong, Wimmera, Victoria. From the +Rev. George Taplin, superintendent of the native Industrial Settlement at +Port Macleay. From Mr. Archibald G. Lang, of Coranderik, Victoria, a +teacher at a school where aborigines, old and young, are collected from +all parts of the colony. From Mr. H. B. Lane, of Belfast, Victoria, a +police magistrate and warden, whose observations, as I am assured, are +highly trustworthy. From Mr. Templeton Bunnett, of Echuca, whose station +is on the borders of the colony of Victoria, and who has thus been able to +observe many aborigines who have had little intercourse with white men. He +compared his observations with those made by two other gentlemen long +resident in the neighbourhood. Also from Mr. J. Bulmer, a missionary in a +remote part of Gippsland, Victoria. +</p> + +<p> +I am also indebted to the distinguished botanist, Dr. Ferdinand Müller, of +Victoria, for some observations made by himself, and for sending me others +made by Mrs. Green, as well as for some of the foregoing letters. +</p> + +<p> +In regard to the Maoris of New Zealand, the Rev. J. W. Stack has answered +only a few of my queries; but the answers have been remarkably full, +clear, and distinct, with the circumstances recorded under which the +observations were made. +</p> + +<p> +The Rajah Brooke has given me some information with respect to the Dyaks +of Borneo. +</p> + +<p> +Respecting the Malays, I have been highly successful; for Mr. F. Geach (to +whom I was introduced by Mr. Wallace), during his residence as a mining +engineer in the interior of Malacca, observed many natives, who had never +before associated with white men. He wrote me two long letters with +admirable and detailed observations on their expression. He likewise +observed the Chinese immigrants in the Malay archipelago. +</p> + +<p> +The well-known naturalist, H. M. Consul, Mr. Swinhoe, also observed for me +the Chinese in their native country; and he made inquiries from others +whom he could trust. +</p> + +<p> +In India Mr. H. Erskine, whilst residing in his official capacity in the +Admednugur District in the Bombay Presidency, attended to the expression +of the inhabitants, but found much difficulty in arriving at any safe +conclusions, owing to their habitual concealment of all emotions in the +presence of Europeans. He also obtained information for me from Mr. West, +the Judge in Canara, and he consulted some intelligent native gentlemen on +certain points. In Calcutta Mr. J. Scott, curator of the Botanic Gardens, +carefully observed the various tribes of men therein employed during a +considerable period, and no one has sent me such full and valuable +details. The habit of accurate observation, gained by his botanical +studies, has been brought to bear on our present subject. For Ceylon I am +much indebted to the Rev. S. O. Glenie for answers to some of my queries. +</p> + +<p> +Turning to Africa, I have been unfortunate with respect to the negroes, +though Mr. Winwood Reade aided me as far as lay in his power. It would +have been comparatively easy to have obtained information in regard to the +negro slaves in America; but as they have long associated with white men, +such observations would have possessed little value. In the southern parts +of the continent Mrs. Barber observed the Kafirs and Fingoes, and sent me +many distinct answers. Mr. J. P. Mansel Weale also made some observations +on the natives, and procured for me a curious document, namely, the +opinion, written in English, of Christian Gaika, brother of the Chief +Sandilli, on the expressions of his fellow-countrymen. In the northern +regions of Africa Captain Speedy, who long resided with the Abyssinians, +answered my queries partly from memory and partly from observations made +on the son of King Theodore, who was then under his charge. Professor and +Mrs. Asa Gray attended to some points in the expressions of the natives, +as observed by them whilst ascending the Nile. +</p> + +<p> +On the great American continent Mr. Bridges, a catechist residing with the +Fuegians, answered some few questions about their expression, addressed to +him many years ago. In the northern half of the continent Dr. Rothrock +attended to the expressions of the wild Atnah and Espyox tribes on the +Nasse River, in North-Western America. Mr. Washington Matthews +Assistant-Surgeon in the United States Army, also observed with special +care (after having seen my queries, as printed in the ‘Smithsonian +Report’) some of the wildest tribes in the Western parts of the United +States, namely, the Tetons, Grosventres, Mandans, and Assinaboines; and +his answers have proved of the highest value. +</p> + +<p> +Lastly, besides these special sources of information, I have collected +some few facts incidentally given in books of travels.—— +</p> + +<p> +<a name="linkimage-0001" id="linkimage-0001"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig1-2.jpg" width="100%" +alt="Muscles of the Human Face. Fig 1-2 " /> +</div> + +<p> +<a name="linkimage-0002" id="linkimage-0002"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig3.jpg" width="100%" +alt="Muscles of the Human Face. Fig 3 " /> +</div> + +<p> +As I shall often have to refer, more especially in the latter part of this +volume, to the muscles of the human face, I have had a diagram (fig. 1) +copied and reduced from Sir C. Bell’s work, and two others, with more +accurate details (figs. 2 and 3), from Herde’s well-known ‘Handbuch der +Systematischen Anatomie des Menschen.’ The same letters refer to the same +muscles in all three figures, but the names are given of only the more +important ones to which I shall have to allude. The facial muscles blend +much together, and, as I am informed, hardly appear on a dissected face so +distinct as they are here represented. Some writers consider that these +muscles consist of nineteen pairs, with one unpaired;<a href="#linknote-20" +name="linknoteref-20" id="linknoteref-20">[20]</a> but others make the +number much larger, amounting even to fifty-five, according to Moreau. +They are, as is admitted by everyone who has written on the subject, very +variable in structure; and Moreau remarks that they are hardly alike in +half-a-dozen subjects.<a href="#linknote-21" name="linknoteref-21" +id="linknoteref-21">[21]</a> They are also variable in function. Thus the +power of uncovering the canine tooth on one side differs much in different +persons. The power of raising the wings of the nostrils is also, according +to Dr. Piderit,<a href="#linknote-22" name="linknoteref-22" +id="linknoteref-22">[22]</a> variable in a remarkable degree; and other +such cases could be given. +</p> + +<p> +Finally, I must have the pleasure of expressing my obligations to Mr. +Rejlander for the trouble which he has taken in photographing for me +various expressions and gestures. I am also indebted to Herr Kindermann, +of Hamburg, for the loan of some excellent negatives of crying infants; +and to Dr. Wallich for a charming one of a smiling girl. I have already +expressed my obligations to Dr. Duchenne for generously permitting me to +have some of his large photographs copied and reduced. All these +photographs have been printed by the Heliotype process, and the accuracy +of the copy is thus guaranteed. These plates are referred to by Roman +numerals. +</p> + +<p> +I am also greatly indebted to Mr. T. W. Wood for the extreme pains which +he has taken in drawing from life the expressions of various animals. A +distinguished artist, Mr. Riviere, has had the kindness to give me two +drawings of dogs—one in a hostile and the other in a humble and +caressing frame of mind. Mr. A. May has also given me two similar sketches +of dogs. Mr. Cooper has taken much care in cutting the blocks. Some of the +photographs and drawings, namely, those by Mr. May, and those by Mr. Wolf +of the Cynopithecus, were first reproduced by Mr. Cooper on wood by means +of photography, and then engraved: by this means almost complete fidelity +is ensured. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0001" id="link2HCH0001"></a> +CHAPTER I.<br/>GENERAL PRINCIPLES OF EXPRESSION. +</h2> + +<p> +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case—The +force of habit—Inheritance—Associated habitual movements in +man—Reflex actions—Passage of habits into reflex actions—Associated +habitual movements in the lower animals—Concluding remarks. +</p> + +<p class="p2"> +I will begin by giving the three Principles, which appear to me to account +for most of the expressions and gestures involuntarily used by man and the +lower animals, under the influence of various emotions and sensations.<a +href="#linknote-101" name="linknoteref-101" id="linknoteref-101">[101]</a> +I arrived, however, at these three Principles only at the close of my +observations. They will be discussed in the present and two following +chapters in a general manner. Facts observed both with man and the lower +animals will here be made use of; but the latter facts are preferable, as +less likely to deceive us. In the fourth and fifth chapters, I will +describe the special expressions of some of the lower animals; and in the +succeeding chapters those of man. Everyone will thus be able to judge for +himself, how far my three principles throw light on the theory of the +subject. It appears to me that so many expressions are thus explained in a +fairly satisfactory manner, that probably all will hereafter be found to +come under the same or closely analogous heads. I need hardly premise that +movements or changes in any part of the body,—as the wagging of a +dog’s tail, the drawing back of a horse’s ears, the shrugging of a man’s +shoulders, or the dilatation of the capillary vessels of the skin,—may +all equally well serve for expression. The three Principles are as +follows. +</p> + +<p> +I. <i>The principle of serviceable associated Habits</i>.—Certain +complex actions are of direct or indirect service under certain states of +the mind, in order to relieve or gratify certain sensations, desires, +&c.; and whenever the same state of mind is induced, however feebly, +there is a tendency through the force of habit and association for the +same movements to be performed, though they may not then be of the least +use. Some actions ordinarily associated through habit with certain states +of the mind may be partially repressed through the will, and in such cases +the muscles which are least under the separate control of the will are the +most liable still to act, causing movements which we recognize as +expressive. In certain other cases the checking of one habitual movement +requires other slight movements; and these are likewise expressive. +</p> + +<p> +II. <i>The principle of Antithesis</i>.—Certain states of the mind +lead to certain habitual actions, which are of service, as under our first +principle. Now when a directly opposite state of mind is induced, there is +a strong and involuntary tendency to the performance of movements of a +directly opposite nature, though these are of no use; and such movements +are in some cases highly expressive. +</p> + +<p> +III. <i>The principle of actions due to the constitution of the Nervous +System, independently from the first of the Will, and independently to a +certain extent of Habit</i>.—When the sensorium is strongly excited, +nerve-force is generated in excess, and is transmitted in certain definite +directions, depending on the connection of the nerve-cells, and partly on +habit: or the supply of nerve-force may, as it appears, be interrupted. +Effects are thus produced which we recognize as expressive. This third +principle may, for the sake of brevity, be called that of the direct +action of the nervous system. +</p> + +<p class="p2"> +With respect to our <i>first Principle</i>, it is notorious how powerful +is the force of habit. The most complex and difficult movements can in +time be performed without the least effort or consciousness. It is not +positively known how it comes that habit is so efficient in facilitating +complex movements; but physiologists admit<a href="#linknote-102" +name="linknoteref-102" id="linknoteref-102">[102]</a> “that the conducting +power of the nervous fibres increases with the frequency of their +excitement.” This applies to the nerves of motion and sensation, as well +as to those connected with the act of thinking. That some physical change +is produced in the nerve-cells or nerves which are habitually used can +hardly be doubted, for otherwise it is impossible to understand how the +tendency to certain acquired movements is inherited. That they are +inherited we see with horses in certain transmitted paces, such as +cantering and ambling, which are not natural to them,—in the +pointing of young pointers and the setting of young setters—in the +peculiar manner of flight of certain breeds of the pigeon, &c. We have +analogous cases with mankind in the inheritance of tricks or unusual +gestures, to which we shall presently recur. To those who admit the +gradual evolution of species, a most striking instance of the perfection +with which the most difficult consensual movements can be transmitted, is +afforded by the humming-bird Sphinx-moth (<i>Macroglossa</i>); for this +moth, shortly after its emergence from the cocoon, as shown by the bloom +on its unruffled scales, may be seen poised stationary in the air, with +its long hair-like proboscis uncurled and inserted into the minute +orifices of flowers; and no one, I believe, has ever seen this moth +learning to perform its difficult task, which requires such unerring aim. +</p> + +<p> +When there exists an inherited or instinctive tendency to the performance +of an action, or an inherited taste for certain kinds of food, some degree +of habit in the individual is often or generally requisite. We find this +in the paces of the horse, and to a certain extent in the pointing of +dogs; although some young dogs point excellently the first time they are +taken out, yet they often associate the proper inherited attitude with a +wrong odour, and even with eyesight. I have heard it asserted that if a +calf be allowed to suck its mother only once, it is much more difficult +afterwards to rear it by hand.<a href="#linknote-103" +name="linknoteref-103" id="linknoteref-103">[103]</a> Caterpillars which +have been fed on the leaves of one kind of tree, have been known to perish +from hunger rather than to eat the leaves of another tree, although this +afforded them their proper food, under a state of nature;<a +href="#linknote-104" name="linknoteref-104" id="linknoteref-104">[104]</a> +and so it is in many other cases. +</p> + +<p> +The power of Association is admitted by everyone. Mr. Bain remarks, that +“actions, sensations and states of feeling, occurring together or in close +succession, tend to grow together, or cohere, in such a way that when any +one of them is afterwards presented to the mind, the others are apt to be +brought up in idea.”<a href="#linknote-105" name="linknoteref-105" +id="linknoteref-105">[105]</a> It is so important for our purpose fully to +recognize that actions readily become associated with other actions and +with various states of the mind, that I will give a good many instances, +in the first place relating to man, and afterwards to the lower animals. +Some of the instances are of a very trifling nature, but they are as good +for our purpose as more important habits. It is known to everyone how +difficult, or even impossible it is, without repeated trials, to move the +limbs in certain opposed directions which have never been practised. +Analogous cases occur with sensations, as in the common experiment of +rolling a marble beneath the tips of two crossed fingers, when it feels +exactly like two marbles. Everyone protects himself when falling to the +ground by extending his arms, and as Professor Alison has remarked, few +can resist acting thus, when voluntarily falling on a soft bed. A man when +going out of doors puts on his gloves quite unconsciously; and this may +seem an extremely simple operation, but he who has taught a child to put +on gloves, knows that this is by no means the case. +</p> + +<p> +When our minds are much affected, so are the movements of our bodies; but +here another principle besides habit, namely the undirected overflow of +nerve-force, partially comes into play. Norfolk, in speaking of Cardinal +Wolsey, says— +</p> + +<p class="poem"> +“Some strange commotion<br/> +Is in his brain; he bites his lip and starts;<br/> +Stops on a sudden, looks upon the ground,<br/> +Then, lays his finger on his temple: straight,<br/> +Springs out into fast gait; then, stops again,<br/> +Strikes his breast hard; and anon, he casts<br/> +His eye against the moon: in most strange postures<br/> +We have seen him set himself.”—<i>Hen. VIII</i>., act iii, sc. 2. +</p> + +<p> +A vulgar man often scratches his head when perplexed in mind; and I +believe that he acts thus from habit, as if he experienced a slightly +uncomfortable bodily sensation, namely, the itching of his head, to which +he is particularly liable, and which he thus relieves. Another man rubs +his eyes when perplexed, or gives a little cough when embarrassed, acting +in either case as if he felt a slightly uncomfortable sensation in his +eyes or windpipe.<a href="#linknote-106" name="linknoteref-106" +id="linknoteref-106">[106]</a> +</p> + +<p> +From the continued use of the eyes, these organs are especially liable to +be acted on through association under various states of the mind, although +there is manifestly nothing to be seen. A man, as Gratiolet remarks, who +vehemently rejects a proposition, will almost certainly shut his eyes or +turn away his face; but if he accepts the proposition, he will nod his +head in affirmation and open his eyes widely. The man acts in this latter +case as if he clearly saw the thing, and in the former case as if he did +not or would not see it. I have noticed that persons in describing a +horrid sight often shut their eyes momentarily and firmly, or shake their +heads, as if not to see or to drive away something disagreeable; and I +have caught myself, when thinking in the dark of a horrid spectacle, +closing my eyes firmly. In looking suddenly at any object, or in looking +all around, everyone raises his eyebrows, so that the eyes may be quickly +and widely opened; and Duchenne remarks that<a href="#linknote-107" +name="linknoteref-107" id="linknoteref-107">[107]</a> a person in trying +to remember something often raises his eyebrows, as if to see it. A Hindoo +gentleman made exactly the same remark to Mr. Erskine in regard to his +countrymen. I noticed a young lady earnestly trying to recollect a +painter’s name, and she first looked to one corner of the ceiling and then +to the opposite corner, arching the one eyebrow on that side; although, of +course, there was nothing to be seen there. +</p> + +<p> +In most of the foregoing cases, we can understand how the associated movements +were acquired through habit; but with some individuals, certain strange +gestures or tricks have arisen in association with certain states of the mind, +owing to wholly inexplicable causes, and are undoubtedly inherited. I have +elsewhere given one instance from my own observation of an extraordinary and +complex gesture, associated with pleasurable feelings, which was transmitted +from a father to his daughter, as well as some other analogous facts.<a +href="#linknote-108" name="linknoteref-108" id="linknoteref-108">[108]</a> +Another curious instance of an odd inherited movement, associated with the wish +to obtain an object, will be given in the course of this volume. +</p> + +<p> +There are other actions which are commonly performed under certain +circumstances, independently of habit, and which seem to be due to +imitation or some sort of sympathy. Thus persons cutting anything with a +pair of scissors may be seen to move their jaws simultaneously with the +blades of the scissors. Children learning to write often twist about their +tongues as their fingers move, in a ridiculous fashion. When a public +singer suddenly becomes a little hoarse, many of those present may be +heard, as I have been assured by a gentleman on whom I can rely, to clear +their throats; but here habit probably comes into play, as we clear our +own throats under similar circumstances. I have also been told that at +leaping matches, as the performer makes his spring, many of the +spectators, generally men and boys, move their feet; but here again habit +probably comes into play, for it is very doubtful whether women would thus +act. +</p> + +<p> +<i>Reflex actions</i>—Reflex actions, in the strict sense of the +term, are due to the excitement of a peripheral nerve, which transmits its +influence to certain nerve-cells, and these in their turn excite certain +muscles or glands into action; and all this may take place without any +sensation or consciousness on our part, though often thus accompanied. As +many reflex actions are highly expressive, the subject must here be +noticed at some little length. We shall also see that some of them +graduate into, and can hardly be distinguished from actions which have +arisen through habit?<a href="#linknote-109" name="linknoteref-109" id="linknoteref-109">[109]</a> Coughing and sneezing are familiar instances of +reflex actions. With infants the first act of respiration is often a +sneeze, although this requires the co-ordinated movement of numerous +muscles. Respiration is partly voluntary, but mainly reflex, and is +performed in the most natural and best manner without the interference of +the will. A vast number of complex movements are reflex. As good an +instance as can be given is the often-quoted one of a decapitated frog, +which cannot of course feel, and cannot consciously perform, any movement. +Yet if a drop of acid be placed on the lower surface of the thigh of a +frog in this state, it will rub off the drop with the upper surface of the +foot of the same leg. If this foot be cut off, it cannot thus act. “After +some fruitless efforts, therefore, it gives up trying in that way, seems +restless, as though, says Pflüger, it was seeking some other way, and at +last it makes use of the foot of the other leg and succeeds in rubbing off +the acid. Notably we have here not merely contractions of muscles, but +combined and harmonized contractions in due sequence for a special +purpose. These are actions that have all the appearance of being guided by +intelligence and instigated by will in an animal, the recognized organ of +whose intelligence and will has been removed.”<a href="#linknote-110" +name="linknoteref-110" id="linknoteref-110">[110]</a> +</p> + +<p> +We see the difference between reflex and voluntary movements in very young +children not being able to perform, as I am informed by Sir Henry Holland, +certain acts somewhat analogous to those of sneezing and coughing, namely, +in their not being able to blow their noses (<i>i.e.</i> to compress the nose +and blow violently through the passage), and in their not being able to +clear their throats of phlegm. They have to learn to perform these acts, +yet they are performed by us, when a little older, almost as easily as +reflex actions. Sneezing and coughing, however, can be controlled by the +will only partially or not at all; whilst the clearing the throat and +blowing the nose are completely under our command. +</p> + +<p> +When we are conscious of the presence of an irritating particle in our +nostrils or windpipe—that is, when the same sensory nerve-cells are +excited, as in the case of sneezing and coughing—we can voluntarily +expel the particle by forcibly driving air through these passages; but we +cannot do this with nearly the same force, rapidity, and precision, as by +a reflex action. In this latter case the sensory nerve-cells apparently +excite the motor nerve-cells without any waste of power by first +communicating with the cerebral hemispheres—the seat of our +consciousness and volition. In all cases there seems to exist a profound +antagonism between the same movements, as directed by the will and by a +reflex stimulant, in the force with which they are performed and in the +facility with which they are excited. As Claude Bernard asserts, +“L’influence du cerveau tend donc à entraver les mouvements réflexes, à +limiter leur force et leur étendue.”<a href="#linknote-111" +name="linknoteref-111" id="linknoteref-111">[111]</a> +</p> + +<p> +The conscious wish to perform a reflex action sometimes stops or +interrupts its performance, though the proper sensory nerves may be +stimulated. For instance, many years ago I laid a small wager with a dozen +young men that they would not sneeze if they took snuff, although they all +declared that they invariably did so; accordingly they all took a pinch, +but from wishing much to succeed, not one sneezed, though their eyes +watered, and all, without exception, had to pay me the wager. Sir H. +Holland remarks<a href="#linknote-112" name="linknoteref-112" +id="linknoteref-112">[112]</a> that attention paid to the act of +swallowing interferes with the proper movements; from which it probably +follows, at least in part, that some persons find it so difficult to +swallow a pill. +</p> + +<p> +Another familiar instance of a reflex action is the involuntary closing of +the eyelids when the surface of the eye is touched. A similar winking +movement is caused when a blow is directed towards the face; but this is +an habitual and not a strictly reflex action, as the stimulus is conveyed +through the mind and not by the excitement of a peripheral nerve. The +whole body and head are generally at the same time drawn suddenly +backwards. These latter movements, however, can be prevented, if the +danger does not appear to the imagination imminent; but our reason telling +us that there is no danger does not suffice. I may mention a trifling +fact, illustrating this point, and which at the time amused me. I put my +face close to the thick glass-plate in front of a puff-adder in the +Zoological Gardens, with the firm determination of not starting back if +the snake struck at me; but, as soon as the blow was struck, my resolution +went for nothing, and I jumped a yard or two backwards with astonishing +rapidity. My will and reason were powerless against the imagination of a +danger which had never been experienced. +</p> + +<p> +The violence of a start seems to depend partly on the vividness of the +imagination, and partly on the condition, either habitual or temporary, of +the nervous system. He who will attend to the starting of his horse, when +tired and fresh, will perceive how perfect is the gradation from a mere +glance at some unexpected object, with a momentary doubt whether it is +dangerous, to a jump so rapid and violent, that the animal probably could +not voluntarily whirl round in so rapid a manner. The nervous system of a +fresh and highly-fed horse sends its order to the motory system so +quickly, that no time is allowed for him to consider whether or not the +danger is real. After one violent start, when he is excited and the blood +flows freely through his brain, he is very apt to start again; and so it +is, as I have noticed, with young infants. +</p> + +<p> +A start from a sudden noise, when the stimulus is conveyed through the +auditory nerves, is always accompanied in grown-up persons by the winking +of the eyelids.<a href="#linknote-113" name="linknoteref-113" +id="linknoteref-113">[113]</a> I observed, however, that though my infants +started at sudden sounds, when under a fortnight old, they certainly did +not always wink their eyes, and I believe never did so. The start of an +older infant apparently represents a vague catching hold of something to +prevent falling. I shook a pasteboard box close before the eyes of one of +my infants, when 114 days old, and it did not in the least wink; but when +I put a few comfits into the box, holding it in the same position as +before, and rattled them, the child blinked its eyes violently every time, +and started a little. It was obviously impossible that a carefully-guarded +infant could have learnt by experience that a rattling sound near its eyes +indicated danger to them. But such experience will have been slowly gained +at a later age during a long series of generations; and from what we know +of inheritance, there is nothing improbable in the transmission of a habit +to the offspring at an earlier age than that at which it was first +acquired by the parents. +</p> + +<p> +From the foregoing remarks it seems probable that some actions, which were +at first performed consciously, have become through habit and association +converted into reflex actions, and are now so firmly fixed and inherited, +that they are performed, even when not of the least use,<a +href="#linknote-114" name="linknoteref-114" id="linknoteref-114">[114]</a> +as often as the same causes arise, which originally excited them in us +through the volition. In such cases the sensory nerve-cells excite the +motor cells, without first communicating with those cells on which our +consciousness and volition depend. It is probable that sneezing and +coughing were originally acquired by the habit of expelling, as violently +as possible, any irritating particle from the sensitive air-passages. As +far as time is concerned, there has been more than enough for these habits +to have become innate or converted into reflex actions; for they are +common to most or all of the higher quadrupeds, and must therefore have +been first acquired at a very remote period. Why the act of clearing the +throat is not a reflex action, and has to be learnt by our children, I +cannot pretend to say; but we can see why blowing the nose on a +handkerchief has to be learnt. +</p> + +<p> +It is scarcely credible that the movements of a headless frog, when it +wipes off a drop of acid or other object from its thigh, and which +movements are so well coordinated for a special purpose, were not at first +performed voluntarily, being afterwards rendered easy through +long-continued habit so as at last to be performed unconsciously, or +independently of the cerebral hemispheres. +</p> + +<p> +So again it appears probable that starting was originally acquired by the +habit of jumping away as quickly as possible from danger, whenever any of +our senses gave us warning. Starting, as we have seen, is accompanied by +the blinking of the eyelids so as to protect the eyes, the most tender and +sensitive organs of the body; and it is, I believe, always accompanied by +a sudden and forcible inspiration, which is the natural preparation for +any violent effort. But when a man or horse starts, his heart beats wildly +against his ribs, and here it may be truly said we have an organ which has +never been under the control of the will, partaking in the general reflex +movements of the body. To this point, however, I shall return in a future +chapter. +</p> + +<p> +The contraction of the iris, when the retina is stimulated by a bright +light, is another instance of a movement, which it appears cannot possibly +have been at first voluntarily performed and then fixed by habit; for the +iris is not known to be under the conscious control of the will in any +animal. In such cases some explanation, quite distinct from habit, will +have to be discovered. The radiation of nerve-force from strongly-excited +nerve-cells to other connected cells, as in the case of a bright light on +the retina causing a sneeze, may perhaps aid us in understanding how some +reflex actions originated. A radiation of nerve-force of this kind, if it +caused a movement tending to lessen the primary irritation, as in the case +of the contraction of the iris preventing too much light from falling on +the retina, might afterwards have been taken advantage of and modified for +this special purpose. +</p> + +<p> +It further deserves notice that reflex actions are in all probability +liable to slight variations, as are all corporeal structures and +instincts; and any variations which were beneficial and of sufficient +importance, would tend to be preserved and inherited. Thus reflex actions, +when once gained for one purpose, might afterwards be modified +independently of the will or habit, so as to serve for some distinct +purpose. Such cases would be parallel with those which, as we have every +reason to believe, have occurred with many instincts; for although some +instincts have been developed simply through long-continued and inherited +habit, other highly complex ones have been developed through the +preservation of variations of pre-existing instincts—that is, +through natural selection. +</p> + +<p> +I have discussed at some little length, though as I am well aware, in a +very imperfect manner, the acquirement of reflex actions, because they are +often brought into play in connection with movements expressive of our +emotions; and it was necessary to show that at least some of them might +have been first acquired through the will in order to satisfy a desire, or +to relieve a disagreeable sensation. +</p> + +<p class="p2"> +<i>Associated habitual movements in the lower animals</i>.—I have +already given in the case of Man several instances of movements associated +with various states of the mind or body, which are now purposeless, but +which were originally of use, and are still of use under certain +circumstances. As this subject is very important for us, I will here give +a considerable number of analogous facts, with reference to animals; +although many of them are of a very trifling nature. My object is to show +that certain movements were originally performed for a definite end, and +that, under nearly the same circumstances, they are still pertinaciously +performed through habit when not of the least use. That the tendency in +most of the following cases is inherited, we may infer from such actions +being performed in the same manner by all the individuals, young and old, +of the same species. We shall also see that they are excited by the most +diversified, often circuitous, and sometimes mistaken associations. +</p> + +<p> +Dogs, when they wish to go to sleep on a carpet or other hard surface, +generally turn round and round and scratch the ground with their fore-paws +in a senseless manner, as if they intended to trample down the grass and +scoop out a hollow, as no doubt their wild parents did, when they lived on +open grassy plains or in the woods. Jackals, fennecs, and other allied +animals in the Zoological Gardens, treat their straw in this manner; but +it is a rather odd circumstance that the keepers, after observing for some +months, have never seen the wolves thus behave. A semi-idiotic dog—and +an animal in this condition would be particularly liable to follow a +senseless habit—was observed by a friend to turn completely round on +a carpet thirteen times before going to sleep. +</p> + +<p> +Many carnivorous animals, as they crawl towards their prey and prepare to +rush or spring on it, lower their heads and crouch, partly, as it would +appear, to hide themselves, and partly to get ready for their rush; and +this habit in an exaggerated form has become hereditary in our pointers +and setters. Now I have noticed scores of times that when two strange dogs +meet on an open road, the one which first sees the other, though at the +distance of one or two hundred yards, after the first glance always lowers +its bead, generally crouches a little, or even lies down; that is, he +takes the proper attitude for concealing himself and for making a rush or +spring although the road is quite open and the distance great. Again, dogs +of all kinds when intently watching and slowly approaching their prey, +frequently keep one of their fore-legs doubled up for a long time, ready +for the next cautious step; and this is eminently characteristic of the +pointer. But from habit they behave in exactly the same manner whenever +their attention is aroused (fig. 4). I have seen a dog at the foot of a +high wall, listening attentively to a sound on the opposite side, with one +leg doubled up; and in this case there could have been no intention of +making a cautious approach. +</p> + +<p> +<a name="linkimage-0003" id="linkimage-0003"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig4.jpg" width="100%" +alt="Small Dog Watching a Cat on A Table. Figure 4 " /> +</div> + +<p> +{illust. caption = for making a rush or FIG. 4.—Small dog watching a +cat on a table. From a photograph taken by Mr. Rejlander.} +</p> + +<p> +Dogs after voiding their excrement often make with all four feet a few +scratches backwards, even on a bare stone pavement, as if for the purpose +of covering up their excrement with earth, in nearly the same manner as do +cats. Wolves and jackals behave in the Zoological Gardens in exactly the +same manner, yet, as I am assured by the keepers, neither wolves, jackals, +nor foxes, when they have the means of doing so, ever cover up their +excrement, any more than do dogs. All these animals, however, bury +superfluous food. Hence, if we rightly understand the meaning of the above +cat-like habit, of which there can be little doubt, we have a purposeless +remnant of an habitual movement, which was originally followed by some +remote progenitor of the dog-genus for a definite purpose, and which has +been retained for a prodigious length of time. +</p> + +<p> +Dogs and jackals<a href="#linknote-115" name="linknoteref-115" +id="linknoteref-115">[115]</a> take much pleasure in rolling and rubbing +their necks and backs on carrion. The odour seems delightful to them, +though dogs at least do not eat carrion. Mr. Bartlett has observed wolves +for me, and has given them carrion, but has never seen them roll on it. I +have heard it remarked, and I believe it to be true, that the larger dogs, +which are probably descended from wolves, do not so often roll in carrion +as do smaller dogs, which are probably descended from jackals. When a +piece of brown biscuit is offered to a terrier of mine and she is not +hungry (and I have heard of similar instances), she first tosses it about +and worries it, as if it were a rat or other prey; she then repeatedly +rolls on it precisely as if it were a piece of carrion, and at last eats +it. It would appear that an imaginary relish has to be given to the +distasteful morsel; and to effect this the dog acts in his habitual +manner, as if the biscuit was a live animal or smelt like carrion, though +he knows better than we do that this is not the case. I have seen this +same terrier act in the same manner after killing a little bird or mouse. +</p> + +<p> +Dogs scratch themselves by a rapid movement of one of their hind-feet; and +when their backs are rubbed with a stick, so strong is the habit, that +they cannot help rapidly scratching the air or the ground in a useless and +ludicrous manner. The terrier just alluded to, when thus scratched with a +stick, will sometimes show her delight by another habitual movement, +namely, by licking the air as if it were my hand. +</p> + +<p> +Horses scratch themselves by nibbling those parts of their bodies which +they can reach with their teeth; but more commonly one horse shows another +where he wants to be scratched, and they then nibble each other. A friend +whose attention I had called to the subject, observed that when he rubbed +his horse’s neck, the animal protruded his head, uncovered his teeth, and +moved his jaws, exactly as if nibbling another horse’s neck, for he could +never have nibbled his own neck. If a horse is much tickled, as when +curry-combed, his wish to bite something becomes so intolerably strong, +that he will clatter his teeth together, and though not vicious, bite his +groom. At the same time from habit he closely depresses his ears, so as to +protect them from being bitten, as if he were fighting with another horse. +</p> + +<p> +A horse when eager to start on a journey makes the nearest approach which +he can to the habitual movement of progression by pawing the ground. Now +when horses in their stalls are about to be fed and are eager for their +corn, they paw the pavement or the straw. Two of my horses thus behave +when they see or hear the corn given to their neighbours. But here we have +what may almost be called a true expression, as pawing the ground is +universally recognized as a sign of eagerness. +</p> + +<p> +Cats cover up their excrements of both kinds with earth; and my grandfather<a +href="#linknote-116" name="linknoteref-116" id="linknoteref-116">[116]</a> saw +a kitten scraping ashes over a spoonful of pure water spilt on the hearth; so +that here an habitual or instinctive action was falsely excited, not by a +previous act or by odour, but by eyesight. It is well known that cats dislike +wetting their feet, owing, it is probable, to their having aboriginally +inhabited the dry country of Egypt; and when they wet their feet they shake +them violently. My daughter poured some water into a glass close to the head of +a kitten; and it immediately shook its feet in the usual manner; so that here +we have an habitual movement falsely excited by an associated sound instead of +by the sense of touch. +</p> + +<p> +Kittens, puppies, young pigs and probably many other young animals, +alternately push with their forefeet against the mammary glands of their +mothers, to excite a freer secretion of milk, or to make it flow. Now it +is very common with young cats, and not at all rare with old cats of the +common and Persian breeds (believed by some naturalists to be specifically +extinct), when comfortably lying on a warm shawl or other soft substance, +to pound it quietly and alternately with their fore-feet; their toes being +spread out and claws slightly protruded, precisely as when sucking their +mother. That it is the same movement is clearly shown by their often at +the same time taking a bit of the shawl into their mouths and sucking it; +generally closing their eyes and purring from delight. This curious +movement is commonly excited only in association with the sensation of a +warm soft surface; but I have seen an old cat, when pleased by having its +back scratched, pounding the air with its feet in the same manner; so that +this action has almost become the expression of a pleasurable sensation. +</p> + +<p> +Having referred to the act of sucking, I may add that this complex +movement, as well as the alternate protrusion of the fore-feet, are reflex +actions; for they are performed if a finger moistened with milk is placed +in the mouth of a puppy, the front part of whose brain has been removed.<a +href="#linknote-117" name="linknoteref-117" id="linknoteref-117">[117]</a> +It has recently been stated in France, that the action of sucking is +excited solely through the sense of smell, so that if the olfactory nerves +of a puppy are destroyed, it never sucks. In like manner the wonderful +power which a chicken possesses only a few hours after being hatched, of +picking up small particles of food, seems to be started into action +through the sense of hearing; for with chickens hatched by artificial +heat, a good observer found that “making a noise with the finger-nail +against a board, in imitation of the hen-mother, first taught them to peck +at their meat.”<a href="#linknote-118" name="linknoteref-118" +id="linknoteref-118">[118]</a> +</p> + +<p> +I will give only one other instance of an habitual and purposeless +movement. The Sheldrake (<i>Tadorna</i>) feeds on the sands left uncovered +by the tide, and when a worm-cast is discovered, “it begins patting the +ground with its feet, dancing as it were, over the hole;” and this makes +the worm come to the surface. Now Mr. St. John says, that when his tame +Sheldrakes “came to ask for food, they patted the ground in an impatient +and rapid manner.”<a href="#linknote-119" name="linknoteref-119" +id="linknoteref-119">[119]</a> This therefore may almost be considered as +their expression of hunger. Mr. Bartlett informs me that the Flamingo and +the Kagu (<i>Rhinochetus jubatus</i>) when anxious to be fed, beat the +ground with their feet in the same odd manner. So again Kingfishers, when +they catch a fish, always beat it until it is killed; and in the +Zoological Gardens they always beat the raw meat, with which they are +sometimes fed, before devouring it. +</p> + +<p class="p2"> +We have now, I think, sufficiently shown the truth of our first Principle, +namely, that when any sensation, desire, dislike, &c., has led during +a long series of generations to some voluntary movement, then a tendency +to the performance of a similar movement will almost certainly be excited, +whenever the same, or any analogous or associated sensation &c., +although very weak, is experienced; notwithstanding that the movement in +this case may not be of the least use. Such habitual movements are often, +or generally inherited; and they then differ but little from reflex +actions. When we treat of the special expressions of man, the latter part +of our first Principle, as given at the commencement of this chapter, will +be seen to hold good; namely, that when movements, associated through +habit with certain states of the mind, are partially repressed by the +will, the strictly involuntary muscles, as well as those which are least +under the separate control of the will, are liable still to act; and their +action is often highly expressive. Conversely, when the will is +temporarily or permanently weakened, the voluntary muscles fail before the +involuntary. It is a fact familiar to pathologists, as Sir C. Bell +remarks,<a href="#linknote-120" name="linknoteref-120" id="linknoteref-120">[120]</a> +“that when debility arises from affection of the brain, the influence is +greatest on those muscles which are, in their natural condition, most +under the command of the will.” We shall, also, in our future chapters, +consider another proposition included in our first Principle; namely, that +the checking of one habitual movement sometimes requires other slight +movements; these latter serving as a means of expression. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0002" id="link2HCH0002"></a> +CHAPTER II.<br/>GENERAL PRINCIPLES OF EXPRESSION—<i>continued</i>. +</h2> + +<p> +The Principle of Antithesis—Instances in the dog and cat—Origin +of the principle—Conventional signs—The principle of +antithesis has not arisen from opposite actions being consciously +performed under opposite impulses. +</p> + +<p class="p2"> +We will now consider our second Principle, that of Antithesis. Certain +states of the mind lead, as we have seen in the last chapter, to certain +habitual movements which were primarily, or may still be, of service; and +we shall find that when a directly opposite state of mind is induced, +there is a strong and involuntary tendency to the performance of movements +of a directly opposite nature, though these have never been of any +service. A few striking instances of antithesis will be given, when we +treat of the special expressions of man; but as, in these cases, we are +particularly liable to confound conventional or artificial gestures and +expressions with those which are innate or universal, and which alone +deserve to rank as true expressions, I will in the present chapter almost +confine myself to the lower animals. +</p> + +<p> +<a name="linkimage-0004" id="linkimage-0004"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig5.jpg" width="100%" +alt="Dog in a Hostile Frame of Mind. Fig. 5 " /> +</div> + +<p> +<a name="linkimage-0005" id="linkimage-0005"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig6.jpg" width="100%" alt=" Fig. 6 " /> +</div> + +<p> +<a name="linkimage-0006" id="linkimage-0006"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig7.jpg" width="100%" +alt="Dog in a Hostile Frame of Mind. Fig. 7 " /> +</div> + +<p> +When a dog approaches a strange dog or man in a savage or hostile frame of +mind be walks upright and very stiffly; his head is slightly raised, or +not much lowered; the tail is held erect, and quite rigid; the hairs +bristle, especially along the neck and back; the pricked ears are directed +forwards, and the eyes have a fixed stare: (see figs. 5 and 7). These +actions, as will hereafter be explained, follow from the dog’s intention +to attack his enemy, and are thus to a large extent intelligible. As he +prepares to spring with a savage growl on his enemy, the canine teeth are +uncovered, and the ears are pressed close backwards on the head; but with +these latter actions, we are not here concerned. Let us now suppose that +the dog suddenly discovers that the man he is approaching, is not a +stranger, but his master; and let it be observed how completely and +instantaneously his whole bearing is reversed. Instead of walking upright, +the body sinks downwards or even crouches, and is thrown into flexuous +movements; his tail, instead of being held stiff and upright, is lowered +and wagged from side to side; his hair instantly becomes smooth; his ears +are depressed and drawn backwards, but not closely to the head; and his +lips hang loosely. From the drawing back of the ears, the eyelids become +elongated, and the eyes no longer appear round and staring. It should be +added that the animal is at such times in an excited condition from joy; +and nerve-force will be generated in excess, which naturally leads to +action of some kind. Not one of the above movements, so clearly expressive +of affection, are of the least direct service to the animal. They are +explicable, as far as I can see, solely from being in complete opposition +or antithesis to the attitude and movements which, from intelligible +causes, are assumed when a dog intends to fight, and which consequently +are expressive of anger. I request the reader to look at the four +accompanying sketches, which have been given in order to recall vividly +the appearance of a dog under these two states of mind. It is, however, +not a little difficult to represent affection in a dog, whilst caressing +his master and wagging his tail, as the essence of the expression lies in +the continuous flexuous movements. +</p> + +<p> +<a name="linkimage-0007" id="linkimage-0007"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig8.jpg" width="100%" +alt="Dog Carressing his Master. Fig. 8 " /> +</div> + +<p> +We will now turn to the cat. When this animal is threatened by a dog, it +arches its back in a surprising manner, erects its hair, opens its mouth +and spits. But we are not here concerned with this well-known attitude, +expressive of terror combined with anger; we are concerned only with that +of rage or anger. This is not often seen, but may be observed when two +cats are fighting together; and I have seen it well exhibited by a savage +cat whilst plagued by a boy. The attitude is almost exactly the same as +that of a tiger disturbed and growling over its food, which every one must +have beheld in menageries. The animal assumes a crouching position, with +the body extended; and the whole tail, or the tip alone, is lashed or +curled from side to side. The hair is not in the least erect. Thus far, +the attitude and movements are nearly the same as when the animal is +prepared to spring on its prey, and when, no doubt, it feels savage. But +when preparing to fight, there is this difference, that the ears are +closely pressed backwards; the mouth is partially opened, showing the +teeth; the fore feet are occasionally struck out with protruded claws; and +the animal occasionally utters a fierce growl. (See figs. 9 and 10.) All, +or almost all these actions naturally follow (as hereafter to be +explained), from the cat’s manner and intention of attacking its enemy. +</p> + +<p> +<a name="linkimage-0008" id="linkimage-0008"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig9.jpg" width="100%" +alt="Cat, Savage, and Prepared to Fight. Fig. 9 " /> +</div> + +<p> +<a name="linkimage-0009" id="linkimage-0009"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig10.jpg" width="100%" +alt="Cat in an Affectionate Frame of Mind. Fig. 10 " /> +</div> + +<p> +Let us now look at a cat in a directly opposite frame of mind, whilst +feeling affectionate and caressing her master; and mark how opposite is +her attitude in every respect. She now stands upright with her back +slightly arched, which makes the hair appear rather rough, but it does not +bristle; her tail, instead of being extended and lashed from side to side, +is held quite still and perpendicularly upwards; her ears are erect and +pointed; her mouth is closed; and she rubs against her master with a purr +instead of a growl. Let it further be observed how widely different is the +whole bearing of an affectionate cat from that of a dog, when with his +body crouching and flexuous, his tail lowered and wagging, and ears +depressed, he caresses his master. This contrast in the attitudes and +movements of these two carnivorous animals, under the same pleased and +affectionate frame of mind, can be explained, as it appears to me, solely +by their movements standing in complete antithesis to those which are +naturally assumed, when these animals feel savage and are prepared either +to fight or to seize their prey. +</p> + +<p> +In these cases of the dog and cat, there is every reason to believe that +the gestures both of hostility and affection are innate or inherited; for +they are almost identically the same in the different races of the +species, and in all the individuals of the same race, both young and old. +</p> + +<p> +I will here give one other instance of antithesis in expression. I +formerly possessed a large dog, who, like every other dog, was much +pleased to go out walking. He showed his pleasure by trotting gravely +before me with high steps, head much raised, moderately erected ears, and +tail carried aloft but not stiffly. Not far from my house a path branches +off to the right, leading to the hot-house, which I used often to visit +for a few moments, to look at my experimental plants. This was always a +great disappointment to the dog, as he did not know whether I should +continue my walk; and the instantaneous and complete change of expression +which came over him as soon as my body swerved in the least towards the +path (and I sometimes tried this as an experiment) was laughable. His look +of dejection was known to every member of the family, and was called his +<i>hot-house face</i>. This consisted in the head drooping much, the whole +body sinking a little and remaining motionless; the ears and tail falling +suddenly down, but the tail was by no means wagged. With the falling of +the ears and of his great chaps, the eyes became much changed in +appearance, and I fancied that they looked less bright. His aspect was +that of piteous, hopeless dejection; and it was, as I have said, +laughable, as the cause was so slight. Every detail in his attitude was in +complete opposition to his former joyful yet dignified bearing; and can be +explained, as it appears to me, in no other way, except through the +principle of antithesis. Had not the change been so instantaneous, I +should have attributed it to his lowered spirits affecting, as in the case +of man, the nervous system and circulation, and consequently the tone of +his whole muscular frame; and this may have been in part the cause. +</p> + +<p class="p2"> +We will now consider how the principle of antithesis in expression has +arisen. With social animals, the power of intercommunication between the +members of the same community,—and with other species, between the +opposite sexes, as well as between the young and the old,—is of the +highest importance to them. This is generally effected by means of the +voice, but it is certain that gestures and expressions are to a certain +extent mutually intelligible. Man not only uses inarticulate cries, +gestures, and expressions, but has invented articulate language; if, +indeed, the word INVENTED can be applied to a process, completed by +innumerable steps, half-consciously made. Any one who has watched monkeys +will not doubt that they perfectly understand each other’s gestures and +expression, and to a large extent, as Rengger asserts,<a +href="#linknote-201" name="linknoteref-201" id="linknoteref-201">[201]</a> +those of man. An animal when going to attack another, or when afraid of +another, often makes itself appear terrible, by erecting its hair, thus +increasing the apparent bulk of its body, by showing its teeth, or +brandishing its horns, or by uttering fierce sounds. +</p> + +<p> +As the power of intercommunication is certainly of high service to many +animals, there is no <i>à priori</i> improbability in the supposition, +that gestures manifestly of an opposite nature to those by which certain +feelings are already expressed, should at first have been voluntarily +employed under the influence of an opposite state of feeling. The fact of +the gestures being now innate, would be no valid objection to the belief +that they were at first intentional; for if practised during many +generations, they would probably at last be inherited. Nevertheless it is +more than doubtful, as we shall immediately see, whether any of the cases +which come under our present head of antithesis, have thus originated. +</p> + +<p> +With conventional signs which are not innate, such as those used by the +deaf and dumb and by savages, the principle of opposition or antithesis +has been partially brought into play. The Cistercian monks thought it +sinful to speak, and as they could not avoid holding some communication, +they invented a gesture language, in which the principle of opposition +seems to have been employed.<a href="#linknote-202" name="linknoteref-202" +id="linknoteref-202">[202]</a> Dr. Scott, of the Exeter Deaf and Dumb +Institution, writes to me that “opposites are greatly used in teaching the +deaf and dumb, who have a lively sense of them.” Nevertheless I have been +surprised how few unequivocal instances can be adduced. This depends +partly on all the signs having commonly had some natural origin; and +partly on the practice of the deaf and dumb and of savages to contract +their signs as much as possible for the sake of rapidity.<a +href="#linknote-203" name="linknoteref-203" id="linknoteref-203">[203]</a> +Hence their natural source or origin often becomes doubtful or is +completely lost; as is likewise the case with articulate language. +</p> + +<p> +Many signs, moreover, which plainly stand in opposition to each other, +appear to have had on both sides a significant origin. This seems to hold +good with the signs used by the deal and dumb for light and darkness, for +strength and weakness, &c. In a future chapter I shall endeavour to +show that the opposite gestures of affirmation and negation, namely, +vertically nodding and laterally shaking the head, have both probably had +a natural beginning. The waving of the hand from right to left, which is +used as a negative by some savages, may have been invented in imitation of +shaking the head; but whether the opposite movement of waving the hand in +a straight line from the face, which is used in affirmation, has arisen +through antithesis or in some quite distinct manner, is doubtful. +</p> + +<p> +If we now turn to the gestures which are innate or common to all the +individuals of the same species, and which come under the present head of +antithesis, it is extremely doubtful, whether any of them were at first +deliberately invented and consciously performed. With mankind the best +instance of a gesture standing in direct opposition to other movements, +naturally assumed under an opposite frame of mind, is that of shrugging +the shoulders. This expresses impotence or an apology,—something +which cannot be done, or cannot be avoided. The gesture is sometimes used +consciously and voluntarily, but it is extremely improbable that it was at +first deliberately invented, and afterwards fixed by habit; for not only +do young children sometimes shrug their shoulders under the above states +of mind, but the movement is accompanied, as will be shown in a future +chapter, by various subordinate movements, which not one man in a thousand +is aware of, unless he has specially attended to the subject. +</p> + +<p> +Dogs when approaching a strange dog, may find it useful to show by their +movements that they are friendly, and do not wish to fight. When two young +dogs in play are growling and biting each other’s faces and legs, it is +obvious that they mutually understand each other’s gestures and manners. +There seems, indeed, some degree of instinctive knowledge in puppies and +kittens, that they must not use their sharp little teeth or claws too +freely in their play, though this sometimes happens and a squeal is the +result; otherwise they would often injure each other’s eyes. When my +terrier bites my hand in play, often snarling at the same time, if he +bites too hard and I say GENTLY, GENTLY, he goes on biting, but answers me +by a few wags of the tail, which seems to say “Never mind, it is all fun.” +Although dogs do thus express, and may wish to express, to other dogs and +to man, that they are in a friendly state of mind, it is incredible that +they could ever have deliberately thought of drawing back and depressing +their ears, instead of holding them erect,—of lowering and wagging +their tails, instead of keeping them stiff and upright, &c., because +they knew that these movements stood in direct opposition to those assumed +under an opposite and savage frame of mind. +</p> + +<p> +Again, when a cat, or rather when some early progenitor of the species, +from feeling affectionate first slightly arched its back, held its tail +perpendicularly upwards and pricked its ears, can it be believed that the +animal consciously wished thus to show that its frame of mind was directly +the reverse of that, when from being ready to fight or to spring on its +prey, it assumed a crouching attitude, curled its tail from side to side +and depressed its ears? Even still less can I believe that my dog +voluntarily put on his dejected attitude and “<i>hot-house face</i>,” +which formed so complete a contrast to his previous cheerful attitude and +whole bearing. It cannot be supposed that he knew that I should understand +his expression, and that he could thus soften my heart and make me give up +visiting the hot-house. +</p> + +<p> +Hence for the development of the movements which come under the present +head, some other principle, distinct from the will and consciousness, must +have intervened. This principle appears to be that every movement which we +have voluntarily performed throughout our lives has required the action of +certain muscles; and when we have performed a directly opposite movement, +an opposite set of muscles has been habitually brought into play,—as +in turning to the right or to the left, in pushing away or pulling an +object towards us, and in lifting or lowering a weight. So strongly are +our intentions and movements associated together, that if we eagerly wish +an object to move in any direction, we can hardly avoid moving our bodies +in the same direction, although we may be perfectly aware that this can +have no influence. A good illustration of this fact has already been given +in the Introduction, namely, in the grotesque movements of a young and +eager billiard-player, whilst watching the course of his ball. A man or +child in a passion, if he tells any one in a loud voice to begone, +generally moves his arm as if to push him away, although the offender may +not be standing near, and although there may be not the least need to +explain by a gesture what is meant. On the other hand, if we eagerly +desire some one to approach us closely, we act as if pulling him towards +us; and so in innumerable other instances. +</p> + +<p> +As the performance of ordinary movements of an opposite kind, under +opposite impulses of the will, has become habitual in us and in the lower +animals, so when actions of one kind have become firmly associated with +any sensation or emotion, it appears natural that actions of a directly +opposite kind, though of no use, should be unconsciously performed through +habit and association, under the influence of a directly opposite +sensation or emotion. On this principle alone can I understand how the +gestures and expressions which come under the present head of antithesis +have originated. If indeed they are serviceable to man or to any other +animal, in aid of inarticulate cries or language, they will likewise be +voluntarily employed, and the habit will thus be strengthened. But whether +or not of service as a means of communication, the tendency to perform +opposite movements under opposite sensations or emotions would, if we may +judge by analogy, become hereditary through long practice; and there +cannot be a doubt that several expressive movements due to the principle +of antithesis are inherited. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0003" id="link2HCH0003"></a> +CHAPTER III.<br/>GENERAL PRINCIPLES OF EXPRESSION—<i>concluded</i>. +</h2> + +<p> +The principle of direct action of the excited nervous system on the body, +independently of the will and in part of habit—Change of colour in +the hair—Trembling of the muscles—Modified secretions—Perspiration—Expression +of extreme pain—Of rage, great joy, and terror—Contrast +between the emotions which cause and do not cause expressive movements—Exciting +and depressing states of the mind—Summary. +</p> + +<p class="p2"> +We now come to our third Principle, namely, that certain actions which we +recognize as expressive of certain states of the mind, are the direct +result of the constitution of the nervous system, and have been from the +first independent of the will, and, to a large extent, of habit. When the +sensorium is strongly excited nerve-force is generated in excess, and is +transmitted in certain directions, dependent on the connection of the +nerve-cells, and, as far as the muscular system is concerned, on the +nature of the movements which have been habitually practised. Or the +supply of nerve-force may, as it appears, be interrupted. Of course every +movement which we make is determined by the constitution of the nervous +system; but actions performed in obedience to the will, or through habit, +or through the principle of antithesis, are here as far as possible +excluded. Our present subject is very obscure, but, from its importance, +must be discussed at some little length; and it is always advisable to +perceive clearly our ignorance. +</p> + +<p> +The most striking case, though a rare and abnormal one, which can be +adduced of the direct influence of the nervous system, when strongly +affected, on the body, is the loss of colour in the hair, which has +occasionally been observed after extreme terror or grief. One authentic +instance has been recorded, in the case of a man brought out for execution +in India, in which the change of colour was so rapid that it was +perceptible to the eye.<a href="#linknote-301" name="linknoteref-301" +id="linknoteref-301">[301]</a> +</p> + +<p> +Another good case is that of the trembling of the muscles, which is common +to man and to many, or most, of the lower animals. Trembling is of no +service, often of much disservice, and cannot have been at first acquired +through the will, and then rendered habitual in association with any +emotion. I am assured by an eminent authority that young children do not +tremble, but go into convulsions under the circumstances which would +induce excessive trembling in adults. Trembling is excited in different +individuals in very different degrees and by the most diversified causes,—by +cold to the surface, before fever-fits, although the temperature of the +body is then above the normal standard; in blood-poisoning, delirium +tremens, and other diseases; by general failure of power in old age; by +exhaustion after excessive fatigue; locally from severe injuries, such as +burns; and, in an especial manner, by the passage of a catheter. Of all +emotions, fear notoriously is the most apt to induce trembling; but so do +occasionally great anger and joy. I remember once seeing a boy who had +just shot his first snipe on the wing, and his hands trembled to such a +degree from delight, that he could not for some time reload his gun; and I +have heard of an exactly similar case with an Australian savage, to whom a +gun had been lent. Fine music, from the vague emotions thus excited, +causes a shiver to run down the backs of some persons. There seems to be +very little in common in the above several physical causes and emotions to +account for trembling; and Sir J. Paget, to whom I am indebted for several +of the above statements, informs me that the subject is a very obscure +one. As trembling is sometimes caused by rage, long before exhaustion can +have set in, and as it sometimes accompanies great joy, it would appear +that any strong excitement of the nervous system interrupts the steady +flow of nerve-force to the muscles.<a href="#linknote-302" +name="linknoteref-302" id="linknoteref-302">[302]</a> +</p> + +<p> +The manner in which the secretions of the alimentary canal and of certain +glands—as the liver, kidneys, or mammæ are affected by strong +emotions, is another excellent instance of the direct action of the +sensorium on these organs, independently of the will or of any serviceable +associated habit. There is the greatest difference in different persons in +the parts which are thus affected, and in the degree of their affection. +</p> + +<p> +The heart, which goes on uninterruptedly beating night and day in so wonderful +a manner, is extremely sensitive to external stimulants. The great +physiologist, Claude Bernard,<a href="#linknote-303" name="linknoteref-303" +id="linknoteref-303">[303]</a> has shown how the least excitement of a +sensitive nerve reacts on the heart; even when a nerve is touched so slightly +that no pain can possibly be felt by the animal under experiment. Hence when +the mind is strongly excited, we might expect that it would instantly affect in +a direct manner the heart; and this is universally acknowledged and felt to be +the case. Claude Bernard also repeatedly insists, and this deserves especial +notice, that when the heart is affected it reacts on the brain; and the state +of the brain again reacts through the pneumo-gastric nerve on the heart; so +that under any excitement there will be much mutual action and reaction between +these, the two most important organs of the body. +</p> + +<p> +The vaso-motor system, which regulates the diameter of the small arteries, +is directly acted on by the sensorium, as we see when a man blushes from +shame; but in this latter case the checked transmission of nerve-force to +the vessels of the face can, I think, be partly explained in a curious +manner through habit. We shall also be able to throw some light, though +very little, on the involuntary erection of the hair under the emotions of +terror and rage. The secretion of tears depends, no doubt, on the +connection of certain nerve-cells; but here again we can trace some few of +the steps by which the flow of nerve-force through the requisite channels +has become habitual under certain emotions. +</p> + +<p class="p2"> +A brief consideration of the outward signs of some of the stronger +sensations and emotions will best serve to show us, although vaguely, in +how complex a manner the principle under consideration of the direct +action of the excited nervous system of the body, is combined with the +principle of habitually associated, serviceable movements. +</p> + +<p> +When animals suffer from an agony of pain, they generally writhe about +with frightful contortions; and those which habitually use their voices +utter piercing cries or groans. Almost every muscle of the body is brought +into strong action. With man the mouth may be closely compressed, or more +commonly the lips are retracted, with the teeth clenched or ground +together. There is said to be “gnashing of teeth” in hell; and I have +plainly heard the grinding of the molar teeth of a cow which was suffering +acutely from inflammation of the bowels. The female hippopotamus in the +Zoological Gardens, when she produced her young, suffered greatly; she +incessantly walked about, or rolled on her sides, opening and closing her +jaws, and clattering her teeth together.<a href="#linknote-304" +name="linknoteref-304" id="linknoteref-304">[304]</a> With man the eyes +stare wildly as in horrified astonishment, or the brows are heavily +contracted. Perspiration bathes the body, and drops trickle down the face. +The circulation and respiration are much affected. Hence the nostrils are +generally dilated and often quiver; or the breath may be held until the +blood stagnates in the purple face. If the agony be severe and prolonged, +these signs all change; utter prostration follows, with fainting or +convulsions. +</p> + +<p> +A sensitive nerve when irritated transmits some influence to the +nerve-cell, whence it proceeds; and this transmits its influence, first to +the corresponding nerve-cell on the opposite side of the body, and then +upwards and downwards along the cerebro-spinal column to other +nerve-cells, to a greater or less extent, according to the strength of the +excitement; so that, ultimately, the whole nervous system maybe affected.<a +href="#linknote-305" name="linknoteref-305" id="linknoteref-305">[305]</a> +This involuntary transmission of nerve-force may or may not be accompanied +by consciousness. Why the irritation of a nerve-cell should generate or +liberate nerve-force is not known; but that this is the case seems to be +the conclusion arrived at by all the greatest physiologists, such as +Müller, Virchow, Bernard, &c.<a href="#linknote-306" +name="linknoteref-306" id="linknoteref-306">[306]</a> As Mr. Herbert +Spencer remarks, it may be received as an “unquestionable truth that, at +any moment, the existing quantity of liberated nerve-force, which in an +inscrutable way produces in us the state we call feeling, MUST expend +itself in some direction—MUST generate an equivalent manifestation +of force somewhere;” so that, when the cerebro-spinal system is highly +excited and nerve-force is liberated in excess, it may be expended in +intense sensations, active thought, violent movements, or increased +activity of the glands.<a href="#linknote-307" name="linknoteref-307" +id="linknoteref-307">[307]</a> Mr. Spencer further maintains that an +“overflow of nerve-force, undirected by any motive, will manifestly take +the most habitual routes; and, if these do not suffice, will next overflow +into the less habitual ones.” Consequently the facial and respiratory +muscles, which are the most used, will be apt to be first brought into +action; then those of the upper extremities, next those of the lower, and +finally those of the whole body.<a href="#linknote-308" +name="linknoteref-308" id="linknoteref-308">[308]</a> +</p> + +<p> +An emotion may be very strong, but it will have little tendency to induce +movements of any kind, if it has not commonly led to voluntary action for +its relief or gratification; and when movements are excited, their nature +is, to a large extent, determined by those which have often and +voluntarily been performed for some definite end under the same emotion. +Great pain urges all animals, and has urged them during endless +generations, to make the most violent and diversified efforts to escape +from the cause of suffering. Even when a limb or other separate part of +the body is hurt, we often see a tendency to shake it, as if to shake off +the cause, though this may obviously be impossible. Thus a habit of +exerting with the utmost force all the muscles will have been established, +whenever great suffering is experienced. As the muscles of the chest and +vocal organs are habitually used, these will be particularly liable to be +acted on, and loud, harsh screams or cries will be uttered. But the +advantage derived from outcries has here probably come into play in an +important manner; for the young of most animals, when in distress or +danger, call loudly to their parents for aid, as do the members of the +same community for mutual aid. +</p> + +<p> +Another principle, namely, the internal consciousness that the power or +capacity of the nervous system is limited, will have strengthened, though +in a subordinate degree, the tendency to violent action under extreme +suffering. A man cannot think deeply and exert his utmost muscular force. +As Hippocrates long ago observed, if two pains are felt at the same time, +the severer one dulls the other. Martyrs, in the ecstasy of their +religious fervour have often, as it would appear, been insensible to the +most horrid tortures. Sailors who are going to be flogged sometimes take a +piece of lead into their mouths, in order to bite it with their utmost +force, and thus to bear the pain. Parturient women prepare to exert their +muscles to the utmost in order to relieve their sufferings. +</p> + +<p> +We thus see that the undirected radiation of nerve-force from the +nerve-cells which are first affected—the long-continued habit of +attempting by struggling to escape from the cause of suffering—and +the consciousness that voluntary muscular exertion relieves pain, have all +probably concurred in giving a tendency to the most violent, almost +convulsive, movements under extreme suffering; and such movements, +including those of the vocal organs, are universally recognized as highly +expressive of this condition. +</p> + +<p> +As the mere touching of a sensitive nerve reacts in a direct manner on the +heart, severe pain will obviously react on it in like manner, but far more +energetically. Nevertheless, even in this case, we must not overlook the +indirect effects of habit on the heart, as we shall see when we consider +the signs of rage. +</p> + +<p> +When a man suffers from an agony of pain, the perspiration often trickles +down his face; and I have been assured by a veterinary surgeon that he has +frequently seen drops falling from the belly and running down the inside +of the thighs of horses, and from the bodies of cattle, when thus +suffering. He has observed this, when there has been no struggling which +would account for the perspiration. The whole body of the female +hippopotamus, before alluded to, was covered with red-coloured +perspiration whilst giving birth to her young. So it is with extreme fear; +the same veterinary has often seen horses sweating from this cause; as has +Mr. Bartlett with the rhinoceros; and with man it is a well-known symptom. +The cause of perspiration bursting forth in these cases is quite obscure; +but it is thought by some physiologists to be connected with the failing +power of the capillary circulation; and we know that the vasomotor system, +which regulates the capillary circulation, is much influenced by the mind. +With respect to the movements of certain muscles of the face under great +suffering, as well as from other emotions, these will be best considered +when we treat of the special expressions of man and of the lower animals. +</p> + +<p> +We will now turn to the characteristic symptoms of Rage. Under this +powerful emotion the action of the heart is much accelerated,<a +href="#linknote-309" name="linknoteref-309" id="linknoteref-309">[309]</a> +or it may be much disturbed. The face reddens, or it becomes purple from +the impeded return of the blood, or may turn deadly pale. The respiration +is laboured, the chest heaves, and the dilated nostrils quiver. The whole +body often trembles. The voice is affected. The teeth are clenched or +ground together, and the muscular system is commonly stimulated to +violent, almost frantic action. But the gestures of a man in this state +usually differ from the purposeless writhings and struggles of one +suffering from an agony of pain; for they represent more or less plainly +the act of striking or fighting with an enemy. +</p> + +<p> +All these signs of rage are probably in large part, and some of them +appear to be wholly, due to the direct action of the excited sensorium. +But animals of all kinds, and their progenitors before them, when attacked +or threatened by an enemy, have exerted their utmost powers in fighting +and in defending themselves. Unless an animal does thus act, or has the +intention, or at least the desire, to attack its enemy, it cannot properly +be said to be enraged. An inherited habit of muscular exertion will thus +have been gained in association with rage; and this will directly or +indirectly affect various organs, in nearly the same manner as does great +bodily suffering. +</p> + +<p> +The heart no doubt will likewise be affected in a direct manner; but it +will also in all probability be affected through habit; and all the more +so from not being under the control of the will. We know that any great +exertion which we voluntarily make, affects the heart, through mechanical +and other principles which need not here be considered; and it was shown +in the first chapter that nerve-force flows readily through habitually +used channels,—through the nerves of voluntary or involuntary +movement, and through those of sensation. Thus even a moderate amount of +exertion will tend to act on the heart; and on the principle of +association, of which so many instances have been given, we may feel +nearly sure that any sensation or emotion, as great pain or rage, which +has habitually led to much muscular action, will immediately influence the +flow of nerve-force to the heart, although there may not be at the time +any muscular exertion. +</p> + +<p> +The heart, as I have said, will be all the more readily affected through +habitual associations, as it is not under the control of the will. A man +when moderately angry, or even when enraged, may command the movements of +his body, but he cannot prevent his heart from beating rapidly. His chest +will perhaps give a few heaves, and his nostrils just quiver, for the +movements of respiration are only in part voluntary. In like manner those +muscles of the face which are least obedient to the will, will sometimes +alone betray a slight and passing emotion. The glands again are wholly +independent of the will, and a man suffering from grief may command his +features, but cannot always prevent the tears from coming into his eyes. A +hungry man, if tempting food is placed before him, may not show his hunger +by any outward gesture, but he cannot check the secretion of saliva. +</p> + +<p> +Under a transport of Joy or of vivid Pleasure, there is a strong tendency +to various purposeless movements, and to the utterance of various sounds. +We see this in our young children, in their loud laughter, clapping of +hands, and jumping for joy; in the bounding and barking of a dog when +going out to walk with his master; and in the frisking of a horse when +turned out into an open field. Joy quickens the circulation, and this +stimulates the brain, which again reacts on the whole body. The above +purposeless movements and increased heart-action may be attributed in +chief part to the excited state of the sensorium,<a href="#linknote-310" +name="linknoteref-310" id="linknoteref-310">[310]</a> and to the +consequent undirected overflow, as Mr. Herbert Spencer insists, of +nerve-force. It deserves notice, that it is chiefly the anticipation of a +pleasure, and not its actual enjoyment, which leads to purposeless and +extravagant movements of the body, and to the utterance of various sounds. +We see this in our children when they expect any great pleasure or treat; +and dogs, which have been bounding about at the sight of a plate of food, +when they get it do not show their delight by any outward sign, not even +by wagging their tails. Now with animals of all kinds, the acquirement of +almost all their pleasures, with the exception of those of warmth and +rest, are associated, and have long been associated with active movements, +as in the hunting or search for food, and in their courtship. Moreover, +the mere exertion of the muscles after long rest or confinement is in +itself a pleasure, as we ourselves feel, and as we see in the play of +young animals. Therefore on this latter principle alone we might perhaps +expect, that vivid pleasure would be apt to show itself conversely in +muscular movements. +</p> + +<p> +With all or almost all animals, even with birds, Terror causes the body to +tremble. The skin becomes pale, sweat breaks out, and the hair bristles. +The secretions of the alimentary canal and of the kidneys are increased, +and they are involuntarily voided, owing to the relaxation of the +sphincter muscles, as is known to be the case with man, and as I have seen +with cattle, dogs, cats, and monkeys. The breathing is hurried. The heart +beats quickly, wildly, and violently; but whether it pumps the blood more +efficiently through the body may be doubted, for the surface seems +bloodless and the strength of the muscles soon fails. In a frightened +horse I have felt through the saddle the beating of the heart so plainly +that I could have counted the beats. The mental faculties are much +disturbed. Utter prostration soon follows, and even fainting. A terrified +canary-bird has been seen not only to tremble and to turn white about the +base of the bill, but to faint;<a href="#linknote-311" +name="linknoteref-311" id="linknoteref-311">[311]</a> and I once caught a +robin in a room, which fainted so completely, that for a time I thought it +dead. +</p> + +<p> +Most of these symptoms are probably the direct result, independently of +habit, of the disturbed state of the sensorium; but it is doubtful whether +they ought to be wholly thus accounted for. When an animal is alarmed it +almost always stands motionless for a moment, in order to collect its +senses and to ascertain the source of danger, and sometimes for the sake +of escaping detection. But headlong flight soon follows, with no +husbanding of the strength as in fighting, and the animal continues to fly +as long as the danger lasts, until utter prostration, with failing +respiration and circulation, with all the muscles quivering and profuse +sweating, renders further flight impossible. Hence it does not seem +improbable that the principle of associated habit may in part account for, +or at least augment, some of the above-named characteristic symptoms of +extreme terror. +</p> + +<p class="p2"> +That the principle of associated habit has played an important part in +causing the movements expressive of the foregoing several strong emotions +and sensations, we may, I think, conclude from considering firstly, some +other strong emotions which do not ordinarily require for their relief or +gratification any voluntary movement; and secondly the contrast in nature +between the so-called exciting and depressing states of the mind. No +emotion is stronger than maternal love; but a mother may feel the deepest +love for her helpless infant, and yet not show it by any outward sign; or +only by slight caressing movements, with a gentle smile and tender eyes. +But let any one intentionally injure her infant, and see what a change! +how she starts up with threatening aspect, how her eyes sparkle and her +face reddens, how her bosom heaves, nostrils dilate, and heart beats; for +anger, and not maternal love, has habitually led to action. The love +between the opposite sexes is widely different from maternal love; and +when lovers meet, we know that their hearts beat quickly, their breathing +is hurried, and their faces flush; for this love is not inactive like that +of a mother for her infant. +</p> + +<p> +A man may have his mind filled with the blackest hatred or suspicion, or +be corroded with envy or jealousy, but as these feelings do not at once +lead to action, and as they commonly last for some time, they are not +shown by any outward sign, excepting that a man in this state assuredly +does not appear cheerful or good-tempered. If indeed these feelings break +out into overt acts, rage takes their place, and will be plainly +exhibited. Painters can hardly portray suspicion, jealousy, envy, &c., +except by the aid of accessories which tell the tale; and poets use such +vague and fanciful expressions as “green-eyed jealousy.” Spenser describes +suspicion as “Foul, ill-favoured, and grim, under his eyebrows looking +still askance,” &c.; Shakespeare speaks of envy “as lean-faced in her +loathsome case;” and in another place he says, “no black envy shall make +my grave;” and again as “above pale envy’s threatening reach.” +</p> + +<p> +Emotions and sensations have often been classed as exciting or depressing. +When all the organs of the body and mind,—those of voluntary and +involuntary movement, of perception, sensation, thought, &c.,—perform +their functions more energetically and rapidly than usual, a man or animal +may be said to be excited, and, under an opposite state, to be depressed. +Anger and joy are from the first exciting emotions, and they naturally +lead, more especially the former, to energetic movements, which react on +the heart and this again on the brain. A physician once remarked to me as +a proof of the exciting nature of anger, that a man when excessively jaded +will sometimes invent imaginary offences and put himself into a passion, +unconsciously for the sake of reinvigorating himself; and since hearing +this remark, I have occasionally recognized its full truth. +</p> + +<p> +Several other states of mind appear to be at first exciting, but soon +become depressing to an extreme degree. When a mother suddenly loses her +child, sometimes she is frantic with grief, and must be considered to be +in an excited state; she walks wildly about, tears her hair or clothes, +and wrings her hands. This latter action is perhaps due to the principle +of antithesis, betraying an inward sense of helplessness and that nothing +can be done. The other wild and violent movements may be in part explained +by the relief experienced through muscular exertion, and in part by the +undirected overflow of nerve-force from the excited sensorium. But under +the sudden loss of a beloved person, one of the first and commonest +thoughts which occurs, is that something more might have been done to save +the lost one. An excellent observer,<a href="#linknote-312" +name="linknoteref-312" id="linknoteref-312">[312]</a> in describing the +behaviour of a girl at the sudden death of her father, says she “went +about the house wringing her hands like a creature demented, saying ‘It +was her fault;’ ‘I should never have left him;’ ‘If I had only sat up with +him,’” &c. With such ideas vividly present before the mind, there +would arise, through the principle of associated habit, the strongest +tendency to energetic action of some kind. +</p> + +<p> +As soon as the sufferer is fully conscious that nothing can be done, despair or +deep sorrow takes the place of frantic grief. The sufferer sits motionless, or +gently rocks to and fro; the circulation becomes languid; respiration is almost +forgotten, and deep sighs are drawn. All this reacts on the brain, and +prostration soon follows with collapsed muscles and dulled eyes. As associated +habit no longer prompts the sufferer to action, he is urged by his friends to +voluntary exertion, and not to give way to silent, motionless grief. Exertion +stimulates the hear, and this reacts on the brain, and aids the mind to bear +its heavy load. + +</p> + +<p> +Pain, if severe, soon induces extreme depression or prostration; but it is +at first a stimulant and excites to action, as we see when we whip a +horse, and as is shown by the horrid tortures inflicted in foreign lands +on exhausted dray-bullocks, to rouse them to renewed exertion. Fear again +is the most depressing of all the emotions; and it soon induces utter, +helpless prostration, as if in consequence of, or in association with, the +most violent and prolonged attempts to escape from the danger, though no +such attempts have actually been made. Nevertheless, even extreme fear +often acts at first as a powerful stimulant. A man or animal driven +through terror to desperation, is endowed with wonderful strength, and is +notoriously dangerous in the highest degree. +</p> + +<p class="p2"> +On the whole we may conclude that the principle of the direct action of +the sensorium on the body, due to the constitution of the nervous system, +and from the first independent of the will, has been highly influential in +determining many expressions. Good instances are afforded by the trembling +of the muscles, the sweating of the skin, the modified secretions of the +alimentary canal and glands, under various emotions and sensations. But +actions of this kind are often combined with others, which follow from our +first principle, namely, that actions which have often been of direct or +indirect service, under certain states of the mind, in order to gratify or +relieve certain sensations, desires, &c., are still performed under +analogous circumstances through mere habit although of no service. We have +combinations of this kind, at least in part, in the frantic gestures of +rage and in the writhings of extreme pain; and, perhaps, in the increased +action of the heart and of the respiratory organs. Even when these and +other emotions or sensations are aroused in a very feeble manner, there +will still be a tendency to similar actions, owing to the force of +long-associated habit; and those actions which are least under voluntary +control will generally be longest retained. Our second principle of +antithesis has likewise occasionally come into play. +</p> + +<p class="p2"> +Finally, so many expressive movements can be explained, as I trust will be +seen in the course of this volume, through the three principles which have +now been discussed, that we may hope hereafter to see all thus explained, +or by closely analogous principles. It is, however, often impossible to +decide how much weight ought to be attributed, in each particular case, to +one of our principles, and how much to another; and very many points in +the theory of Expression remain inexplicable. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0004" id="link2HCH0004"></a> +CHAPTER IV.<br/>MEANS OF EXPRESSION IN ANIMALS. +</h2> + +<p> +The emission of Sounds—Vocal sounds—Sounds otherwise produced—Erection +of the dermal appendages, hairs, feathers, &c., under the emotions of +anger and terror—The drawing back of the ears as a preparation for +fighting, and as an expression of anger—Erection of the ears and +raising the head, a sign of attention. +</p> + +<p class="p2"> +In this and the following chapter I will describe, but only in sufficient +detail to illustrate my subject, the expressive movements, under different +states of the mind, of some few well-known animals. But before considering +them in due succession, it will save much useless repetition to discuss +certain means of expression common to most of them. +</p> + +<p> +<i>The emission of Sounds</i>.—With many kinds of animals, man +included, the vocal organs are efficient in the highest degree as a means +of expression. We have seen, in the last chapter, that when the sensorium +is strongly excited, the muscles of the body are generally thrown into +violent action; and as a consequence, loud sounds are uttered, however +silent the animal may generally be, and although the sounds may be of no +use. Hares and rabbits for instance, never, I believe, use their vocal +organs except in the extremity of suffering; as, when a wounded hare is +killed by the sportsman, or when a young rabbit is caught by a stoat. +Cattle and horses suffer great pain in silence; but when this is +excessive, and especially when associated with terror, they utter fearful +sounds. I have often recognized, from a distance on the Pampas, the +agonized death-bellow of the cattle, when caught by the lasso and +hamstrung. It is said that horses, when attacked by wolves, utter loud and +peculiar screams of distress. +</p> + +<p> +Involuntary and purposeless contractions of the muscles of the chest and +glottis, excited in the above manner, may have first given rise to the +emission of vocal sounds. But the voice is now largely used by many +animals for various purposes; and habit seems to have played an important +part in its employment under other circumstances. Naturalists have +remarked, I believe with truth, that social animals, from habitually using +their vocal organs as a means of intercommunication, use them on other +occasions much more freely than other animals. But there are marked +exceptions to this rule, for instance, with the rabbit. The principle, +also, of association, which is so widely extended in its power, has +likewise played its part. Hence it follows that the voice, from having +been habitually employed as a serviceable aid under certain conditions, +inducing pleasure, pain, rage, &c., is commonly used whenever the same +sensations or emotions are excited, under quite different conditions, or +in a lesser degree. +</p> + +<p> +The sexes of many animals incessantly call for each other during the +breeding-season; and in not a few cases, the male endeavours thus to charm +or excite the female. This, indeed, seems to have been the primeval use +and means of development of the voice, as I have attempted to show in my +‘Descent of Man.’ Thus the use of the vocal organs will have become +associated with the anticipation of the strongest pleasure which animals +are capable of feeling. Animals which live in society often call to each +other when separated, and evidently feel much joy at meeting; as we see +with a horse, on the return of his companion, for whom he has been +neighing. The mother calls incessantly for her lost young ones; for +instance, a cow for her calf; and the young of many animals call for their +mothers. When a flock of sheep is scattered, the ewes bleat incessantly +for their lambs, and their mutual pleasure at coming together is manifest. +Woe betide the man who meddles with the young of the larger and fiercer +quadrupeds, if they hear the cry of distress from their young. Rage leads +to the violent exertion of all the muscles, including those of the voice; +and some animals, when enraged, endeavour to strike terror into their +enemies by its power and harshness, as the lion does by roaring, and the +dog by growling. I infer that their object is to strike terror, because +the lion at the same time erects the hair of its mane, and the dog the +hair along its back, and thus they make themselves appear as large and +terrible as possible. Rival males try to excel and challenge each other by +their voices, and this leads to deadly contests. Thus the use of the voice +will have become associated with the emotion of anger, however it may be +aroused. We have also seen that intense pain, like rage, leads to violent +outcries, and the exertion of screaming by itself gives some relief; and +thus the use of the voice will have become associated with suffering of +any kind. +</p> + +<p> +The cause of widely different sounds being uttered under different +emotions and sensations is a very obscure subject. Nor does the rule +always hold good that there is any marked difference. For instance with +the dog, the bark of anger and that of joy do not differ much, though they +can be distinguished. It is not probable that any precise explanation of +the cause or source of each particular sound, under different states of +the mind, will ever be given. We know that some animals, after being +domesticated, have acquired the habit of uttering sounds which were not +natural to them.<a href="#linknote-401" name="linknoteref-401" +id="linknoteref-401">[401]</a> Thus domestic dogs, and even tamed jackals, +have learnt to bark, which is a noise not proper to any species of the +genus, with the exception of the <i>Canis latrans</i> of North America, +which is said to bark. Some breeds, also, of the domestic pigeon have +learnt to coo in a new and quite peculiar manner. +</p> + +<p> +The character of the human voice, under the influence of various emotions, +has been discussed by Mr. Herbert Spencer<a href="#linknote-402" +name="linknoteref-402" id="linknoteref-402">[402]</a> in his interesting +essay on Music. He clearly shows that the voice alters much under +different conditions, in loudness and in quality, that is, in resonance +and <i>timbre</i>, in pitch and intervals. No one can listen to an +eloquent orator or preacher, or to a man calling angrily to another, or to +one expressing astonishment, without being struck with the truth of Mr. +Spencer’s remarks. It is curious how early in life the modulation of the +voice becomes expressive. With one of my children, under the age of two +years, I clearly perceived that his humph of assent was rendered by a +slight modulation strongly emphatic; and that by a peculiar whine his +negative expressed obstinate determination. Mr. Spencer further shows that +emotional speech, in all the above respects is intimately related to vocal +music, and consequently to instrumental music; and he attempts to explain +the characteristic qualities of both on physiological grounds—namely, +on “the general law that a feeling is a stimulus to muscular action.” It +may be admitted that the voice is affected through this law; but the +explanation appears to me too general and vague to throw much light on the +various differences, with the exception of that of loudness, between +ordinary speech and emotional speech, or singing. +</p> + +<p> +This remark holds good, whether we believe that the various qualities of +the voice originated in speaking under the excitement of strong feelings, +and that these qualities have subsequently been transferred to vocal +music; or whether we believe, as I maintain, that the habit of uttering +musical sounds was first developed, as a means of courtship, in the early +progenitors of man, and thus became associated with the strongest emotions +of which they were capable,—namely, ardent love, rivalry and +triumph. That animals utter musical notes is familiar to every one, as we +may daily hear in the singing of birds. It is a more remarkable fact that +an ape, one of the Gibbons, produces an exact octave of musical sounds, +ascending and descending the scale by halftones; so that this monkey +“alone of brute mammals may be said to sing.”<a href="#linknote-403" +name="linknoteref-403" id="linknoteref-403">[403]</a> From this fact, and +from the analogy of other animals, I have been led to infer that the +progenitors of man probably uttered musical tones, before they had +acquired the power of articulate speech; and that consequently, when the +voice is used under any strong emotion, it tends to assume, through the +principle of association, a musical character. We can plainly perceive, +with some of the lower animals, that the males employ their voices to +please the females, and that they themselves take pleasure in their own +vocal utterances; but why particular sounds are uttered, and why these +give pleasure cannot at present be explained. +</p> + +<p> +That the pitch of the voice bears some relation to certain states of +feeling is tolerably clear. A person gently complaining of ill-treatment, +or slightly suffering, almost always speaks in a high-pitched voice. Dogs, +when a little impatient, often make a high piping note through their +noses, which at once strikes us as plaintive;<a href="#linknote-404" +name="linknoteref-404" id="linknoteref-404">[404]</a> but how difficult it +is to know whether the sound is essentially plaintive, or only appears so +in this particular case, from our having learnt by experience what it +means! Rengger, states<a href="#linknote-405" name="linknoteref-405" +id="linknoteref-405">[405]</a> that the monkeys (<i>Cebus azaræ</i>), +which he kept in Paraguay, expressed astonishment by a half-piping, +half-snarling noise; anger or impatience, by repeating the sound <i>hu hu</i> +in a deeper, grunting voice; and fright or pain, by shrill screams. On the +other hand, with mankind, deep groans and high piercing screams equally +express an agony of pain. Laughter maybe either high or low; so that, with +adult men, as Haller long ago remarked,<a href="#linknote-406" +name="linknoteref-406" id="linknoteref-406">[406]</a> the sound partakes +of the character of the vowels (as pronounced in German) <i>O</i> and <i>A</i>; +whilst with children and women, it has more of the character of <i>E</i> +and <i>I</i>; and these latter vowel-sounds naturally have, as Helmholtz +has shown, a higher pitch than the former; yet both tones of laughter +equally express enjoyment or amusement. +</p> + +<p> +In considering the mode in which vocal utterances express emotion, we are +naturally led to inquire into the cause of what is called “expression” in +music. Upon this point Mr. Litchfield, who has long attended to the +subject of music, has been so kind as to give me the following remarks:—“The +question, what is the essence of musical ‘expression’ involves a number of +obscure points, which, so far as I am aware, are as yet unsolved enigmas. +Up to a certain point, however, any law which is found to hold as to the +expression of the emotions by simple sounds must apply to the more +developed mode of expression in song, which may be taken as the primary +type of all music. A great part of the emotional effect of a song depends +on the character of the action by which the sounds are produced. In songs, +for instance, which express great vehemence of passion, the effect often +chiefly depends on the forcible utterance of some one or two +characteristic passages which demand great exertion of vocal force; and it +will be frequently noticed that a song of this character fails of its +proper effect when sung by a voice of sufficient power and range to give +the characteristic passages without much exertion. This is, no doubt, the +secret of the loss of effect so often produced by the transposition of a +song from one key to another. The effect is thus seen to depend not merely +on the actual sounds, but also in part on the nature of the action which +produces the sounds. Indeed it is obvious that whenever we feel the +‘expression’ of a song to be due to its quickness or slowness of movement—to +smoothness of flow, loudness of utterance, and so on—we are, in +fact, interpreting the muscular actions which produce sound, in the same +way in which we interpret muscular action generally. But this leaves +unexplained the more subtle and more specific effect which we call the +<i>musical</i> expression of the song—the delight given by its melody, or +even by the separate sounds which make up the melody. This is an effect +indefinable in language—one which, so far as I am aware, no one has +been able to analyse, and which the ingenious speculation of Mr. Herbert +Spencer as to the origin of music leaves quite unexplained. For it is +certain that the <i>melodic</i> effect of a series of sounds does not depend in +the least on their loudness or softness, or on their <i>absolute</i> pitch. A +tune is always the same tune, whether it is sung loudly or softly, by a +child or a man; whether it is played on a flute or on a trombone. The +purely musical effect of any sound depends on its place in what is +technically called a ‘scale;’ the same sound producing absolutely +different effects on the ear, according as it is heard in connection with +one or another series of sounds. +</p> + +<p> +“It is on this <i>relative</i> association of the sounds that all the essentially +characteristic effects which are summed up in the phrase ‘musical +expression,’ depend. But why certain associations of sounds have +such-and-such effects, is a problem which yet remains to be solved. These +effects must indeed, in some way or other, be connected with the +well-known arithmetical relations between the rates of vibration of the +sounds which form a musical scale. And it is possible—but this is +merely a suggestion—that the greater or less mechanical facility +with which the vibrating apparatus of the human larynx passes from one +state of vibration to another, may have been a primary cause of the +greater or less pleasure produced by various sequences of sounds.” +</p> + +<p> +But leaving aside these complex questions and confining ourselves to the +simpler sounds, we can, at least, see some reasons for the association of +certain kinds of sounds with certain states of mind. A scream, for +instance, uttered by a young animal, or by one of the members of a +community, as a call for assistance, will naturally be loud, prolonged, +and high, so as to penetrate to a distance. For Helmholtz has shown<a +href="#linknote-407" name="linknoteref-407" id="linknoteref-407">[407]</a> +that, owing to the shape of the internal cavity of the human ear and its +consequent power of resonance, high notes produce a particularly strong +impression. When male animals utter sounds in order to please the females, +they would naturally employ those which are sweet to the ears of the +species; and it appears that the same sounds are often pleasing to widely +different animals, owing to the similarity of their nervous systems, as we +ourselves perceive in the singing of birds and even in the chirping of +certain tree-frogs giving us pleasure. On the other hand, sounds produced +in order to strike terror into an enemy, would naturally be harsh or +displeasing. +</p> + +<p> +Whether the principle of antithesis has come into play with sounds, as +might perhaps have been expected, is doubtful. The interrupted, laughing +or tittering sounds made by man and by various kinds of monkeys when +pleased, are as different as possible from the prolonged screams of these +animals when distressed. The deep grunt of satisfaction uttered by a pig, +when pleased with its food, is widely different from its harsh scream of +pain or terror. But with the dog, as lately remarked, the bark of anger +and that of joy are sounds which by no means stand in opposition to each +other; and so it is in some other cases. +</p> + +<p> +There is another obscure point, namely, whether the sounds which are +produced under various states of the mind determine the shape of the +mouth, or whether its shape is not determined by independent causes, and +the sound thus modified. When young infants cry they open their mouths +widely, and this, no doubt, is necessary for pouring forth a full volume +of sound; but the mouth then assumes, from a quite distinct cause, an +almost quadrangular shape, depending, as will hereafter be explained, on +the firm closing of the eyelids, and consequent drawing up of the upper +lip. How far this square shape of the mouth modifies the wailing or crying +sound, I am not prepared to say; but we know from the researches of +Helmholtz and others that the form of the cavity of the mouth and lips +determines the nature and pitch of the vowel sounds which are produced. +</p> + +<p> +It will also be shown in a future chapter that, under the feeling of +contempt or disgust, there is a tendency, from intelligible causes, to +blow out of the mouth or nostrils, and this produces sounds like pooh or +pish. When any one is startled or suddenly astonished, there is an +instantaneous tendency, likewise from an intelligible cause, namely, to be +ready for prolonged exertion, to open the mouth widely, so as to draw a +deep and rapid inspiration. When the next full expiration follows, the +mouth is slightly closed, and the lips, from causes hereafter to be +discussed, are somewhat protruded; and this form of the mouth, if the +voice be at all exerted, produces, according to Helmholtz, the sound of +the vowel <i>O</i>. Certainly a deep sound of a prolonged <i>Oh!</i> may +be heard from a whole crowd of people immediately after witnessing any +astonishing spectacle. If, together with surprise, pain be felt, there is +a tendency to contract all the muscles of the body, including those of the +face, and the lips will then be drawn back; and this will perhaps account +for the sound becoming higher and assuming the character of <i>Ah!</i> or +<i>Ach!</i> As fear causes all the muscles of the body to tremble, the +voice naturally becomes tremulous, and at the same time husky from the +dryness of the mouth, owing to the salivary glands failing to act. Why the +laughter of man and the tittering of monkeys should be a rapidly +reiterated sound, cannot be explained. During the utterance of these +sounds, the mouth is transversely elongated by the corners being drawn +backwards and upwards; and of this fact an explanation will be attempted +in a future chapter. But the whole subject of the differences of the +sounds produced under different states of the mind is so obscure, that I +have succeeded in throwing hardly any light on it; and the remarks which I +have made, have but little significance. +</p> + +<p> +<a name="linkimage-0010" id="linkimage-0010"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig11.jpg" width="100%" +alt="Sound Producing Quills from Tail of a Porcupine. Fig. 11 " /> +</div> + +<p> +All the sounds hitherto noticed depend on the respiratory organs; but +sounds produced by wholly different means are likewise expressive. Rabbits +stamp loudly on the ground as a signal to their comrades; and if a man +knows how to do so properly, he may on a quiet evening hear the rabbits +answering him all around. These animals, as well as some others, also +stamp on the ground when made angry. Porcupines rattle their quills and +vibrate their tails when angered; and one behaved in this manner when a +live snake was placed in its compartment. The quills on the +tail are very different from those on the body: they are short, hollow, +thin like a goose-quill, with their ends transversely truncated, so that +they are open; they are supported on long, thin, elastic foot-stalks. Now, +when the tail is rapidly shaken, these hollow quills strike against each +other and produce, as I heard in the presence of Mr. Bartlett, a peculiar +continuous sound. We can, I think, understand why porcupines have been +provided, through the modification of their protective spines, with this +special sound-producing instrument. They are nocturnal animals, and if +they scented or heard a prowling beast of prey, it would be a great +advantage to them in the dark to give warning to their enemy what they +were, and that they were furnished with dangerous spines. They would thus +escape being attacked. They are, as I may add, so fully conscious of the +power of their weapons, that when enraged they will charge backwards with +their spines erected, yet still inclined backwards. +</p> + +<p> +Many birds during their courtship produce diversified sounds by means of +specially adapted feathers. Storks, when excited, make a loud clattering +noise with their beaks. Some snakes produce a grating or rattling noise. +Many insects stridulate by rubbing together specially modified parts of +their hard integuments. This stridulation generally serves as a sexual +charm or call; but it is likewise used to express different emotions.<a +href="#linknote-408" name="linknoteref-408" id="linknoteref-408">[408]</a> +Every one who has attended to bees knows that their humming changes when +they are angry; and this serves as a warning that there is danger of being +stung. I have made these few remarks because some writers have laid so +much stress on the vocal and respiratory organs as having been specially +adapted for expression, that it was advisable to show that sounds +otherwise produced serve equally well for the same purpose. +</p> + +<p> +<i>Erection of the dermal appendages</i>.—Hardly any expressive +movement is so general as the involuntary erection of the hairs, feathers +and other dermal appendages; for it is common throughout three of the +great vertebrate classes. These appendages are erected under the +excitement of anger or terror; more especially when these emotions are +combined, or quickly succeed each other. The action serves to make the +animal appear larger and more frightful to its enemies or rivals, and is +generally accompanied by various voluntary movements adapted for the same +purpose, and by the utterance of savage sounds. Mr. Bartlett, who has had +such wide experience with animals of all kinds, does not doubt that this +is the case; but it is a different question whether the power of erection +was primarily acquired for this special purpose. +</p> + +<p> +I will first give a considerable body of facts showing how general this +action is with mammals, birds and reptiles; retaining what I have to say +in regard to man for a future chapter. Mr. Sutton, the intelligent keeper +in the Zoological Gardens, carefully observed for me the Chimpanzee and +Orang; and he states that when they are suddenly frightened, as by a +thunderstorm, or when they are made angry, as by being teased, their hair +becomes erect. I saw a chimpanzee who was alarmed at the sight of a black +coalheaver, and the hair rose all over his body; he made little starts +forward as if to attack the man, without any real intention of doing so, +but with the hope, as the keeper remarked, of frightening him. The +Gorilla, when enraged, is described by Mr. Ford<a href="#linknote-409" +name="linknoteref-409" id="linknoteref-409">[409]</a> as having his crest +of hair “erect and projecting forward, his nostrils dilated, and his under +lip thrown down; at the same time uttering his characteristic yell, +designed, it would seem, to terrify his antagonists.” I saw the hair on +the Anubis baboon, when angered bristling along the back, from the neck to +the loins, but not on the rump or other parts of the body. I took a +stuffed snake into the monkey-house, and the hair on several of the +species instantly became erect; especially on their tails, as I +particularly noticed with the <i>Cereopithecus nictitans</i>. Brehm states<a +href="#linknote-410" name="linknoteref-410" id="linknoteref-410">[410]</a> +that the <i>Midas œdipus</i> (belonging to the American division) when +excited erects its mane, in order, as he adds, to make itself as frightful +as possible. +</p> + +<p> +With the Carnivora the erection of the hair seems to be almost universal, +often accompanied by threatening movements, the uncovering of the teeth +and the utterance of savage growls. In the Herpestes, I have seen the hair +on end over nearly the whole body, including the tail; and the dorsal +crest is erected in a conspicuous manner by the Hyaena and Proteles. The +enraged lion erects his mane. The bristling of the hair along the neck and +back of the dog, and over the whole body of the cat, especially on the +tail, is familiar to every one. With the cat it apparently occurs only +under fear; with the dog, under anger and fear; but not, as far as I have +observed, under abject fear, as when a dog is going to be flogged by a +severe gamekeeper. If, however, the dog shows fight, as sometimes happens, +up goes his hair. I have often noticed that the hair of a dog is +particularly liable to rise, if he is half angry and half afraid, as on +beholding some object only indistinctly seen in the dusk. +</p> + +<p> +I have been assured by a veterinary surgeon that he has often seen the +hair erected on horses and cattle, on which he had operated and was again +going to operate. When I showed a stuffed snake to a Peccary, the hair +rose in a wonderful manner along its back; and so it does with the boar +when enraged. An Elk which gored a man to death in the United States, is +described as first brandishing his antlers, squealing with rage and +stamping on the ground; “at length his hair was seen to rise and stand on +end,” and then he plunged forward to the attack.<a href="#linknote-411" +name="linknoteref-411" id="linknoteref-411">[411]</a> The hair likewise +becomes erect on goats, and, as I hear from Mr. Blyth, on some Indian +antelopes. I have seen it erected on the hairy Ant-eater; and on the +Agouti, one of the Rodents. A female Bat,<a href="#linknote-412" +name="linknoteref-412" id="linknoteref-412">[412]</a> which reared her +young under confinement, when any one looked into the cage “erected the +fur on her back, and bit viciously at intruding fingers.” +</p> + +<p> +Birds belonging to all the chief Orders ruffle their feathers when angry +or frightened. Every one must have seen two cocks, even quite young birds, +preparing to fight with erected neck-hackles; nor can these feathers when +erected serve as a means of defence, for cock-fighters have found by +experience that it is advantageous to trim them. The male Ruff (<i>Machetes +pugnæ</i>) likewise erects its collar of feathers when fighting. When a +dog approaches a common hen with her chickens, she spreads out her wings, +raises her tail, ruffles all her feathers, and looking as ferocious as +possible, dashes at the intruder. The tail is not always held in exactly +the same position; it is sometimes so much erected, that the central +feathers, as in the accompanying drawing, almost touch the back. Swans, +when angered, likewise raise their wings and tail, and erect their +feathers. They open their beaks, and make by paddling little rapid starts +forwards, against any one who approaches the water’s edge too closely. +Tropic birds<a href="#linknote-413" name="linknoteref-413" +id="linknoteref-413">[413]</a> when disturbed on their nests are said not +to fly away, but “merely to stick out their feathers and scream.” The +Barn-owl, when approached “instantly swells out its plumage, extends its +wings and tail, hisses and clacks its mandibles with force and rapidity.”<a +href="#linknote-414" name="linknoteref-414" id="linknoteref-414">[414]</a> +So do other kinds of owls. Hawks, as I am informed by Mr. Jenner Weir, +likewise ruffle their feathers, and spread out their wings and tail under +similar circumstances. Some kinds of parrots erect their feathers; and I +have seen this action in the Cassowary, when angered at the sight of an +Ant-eater. Young cuckoos in the nest, raise their feathers, open their +mouths widely, and make themselves as frightful as possible. +</p> + +<p> +<a name="linkimage-0011" id="linkimage-0011"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig12.jpg" width="100%" +alt="Hen Driving Away a Dog from Her Chickens. Fig. 12 " /> +</div> + +<p> +{illust. caption = FIG. 12—Hen driving away a dog from her chickens. +Drawn from life by Mr. Wood.} +</p> + +<p> +<a name="linkimage-0012" id="linkimage-0012"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig13.jpg" width="100%" +alt="Swan Driving Away an Intruder. Fig 13 " /> +</div> + +<p> +{illust. caption = FIG. 13.—Swan driving away an intruder. Drawn +from life by Mr. Wood.} +</p> + +<p> +Small birds, also, as I hear from Mr. Weir, such as various finches, +buntings and warblers, when angry, ruffle all their feathers, or only +those round the neck; or they spread out their wings and tail-feathers. +With their plumage in this state, they rush at each other with open beaks +and threatening gestures. Mr. Weir concludes from his large experience +that the erection of the feathers is caused much more by anger than by +fear. He gives as an instance a hybrid goldfinch of a most irascible +disposition, which when approached too closely by a servant, instantly +assumes the appearance of a ball of ruffled feathers. He believes that +birds when frightened, as a general rule, closely adpress all their +feathers, and their consequently diminished size is often astonishing. As +soon as they recover from their fear or surprise, the first thing which +they do is to shake out their feathers. The best instances of this +adpression of the feathers and apparent shrinking of the body from fear, +which Mr. Weir has noticed, has been in the quail and grass-parrakeet.<a +href="#linknote-415" name="linknoteref-415" id="linknoteref-415">[415]</a> +The habit is intelligible in these birds from their being accustomed, when +in danger, either to squat on the ground or to sit motionless on a branch, +so as to escape detection. Though, with birds, anger may be the chief and +commonest cause of the erection of the feathers, it is probable that young +cuckoos when looked at in the nest, and a hen with her chickens when +approached by a dog, feel at least some terror. Mr. Tegetmeier informs me +that with game-cocks, the erection of the feathers on the head has long +been recognized in the cock-pit as a sign of cowardice. +</p> + +<p> +The males of some lizards, when fighting together during their courtship, +expand their throat pouches or frills, and erect their dorsal crests.<a +href="#linknote-416" name="linknoteref-416" id="linknoteref-416">[416]</a> +But Dr. Günther does not believe that they can erect their separate spines +or scales. +</p> + +<p> +We thus see how generally throughout the two higher vertebrate classes, +and with some reptiles, the dermal appendages are erected under the +influence of anger and fear. The movement is effected, as we know from +Kolliker’s interesting discovery, by the contraction of minute, unstriped, +involuntary muscles,<a href="#linknote-417" name="linknoteref-417" +id="linknoteref-417">[417]</a> often called <i>arrectores pili</i>, which +are attached to the capsules of the separate hairs, feathers, &c. By +the contraction of these muscles the hairs can be instantly erected, as we +see in a dog, being at the same time drawn a little out of their sockets; +they are afterwards quickly depressed. The vast number of these minute +muscles over the whole body of a hairy quadruped is astonishing. The +erection of the hair is, however, aided in some cases, as with that on the +head of a man, by the striped and voluntary muscles of the underlying <i>panniculus +carnosus</i>. It is by the action of these latter muscles, that the +hedgehog erects its spines. It appears, also, from the researches of +Leydig<a href="#linknote-418" name="linknoteref-418" id="linknoteref-418">[418]</a> +and others, that striped fibres extend from the panniculus to some of the +larger hairs, such as the vibrissae of certain quadrupeds. The <i>arrectores +pili</i> contract not only under the above emotions, but from the +application of cold to the surface. I remember that my mules and dogs, +brought from a lower and warmer country, after spending a night on the +bleak Cordillera, had the hair all over their bodies as erect as under the +greatest terror. We see the same action in our own <i>goose-skin</i> +during the chill before a fever-fit. Mr. Lister has also found,<a +href="#linknote-419" name="linknoteref-419" id="linknoteref-419">[419]</a> +that tickling a neighbouring part of the skin causes the erection and +protrusion of the hairs. +</p> + +<p> +From these facts it is manifest that the erection of the dermal appendages +is a reflex action, independent of the will; and this action must be +looked at, when, occurring under the influence of anger or fear, not as a +power acquired for the sake of some advantage, but as an incidental +result, at least to a large extent, of the sensorium being affected. The +result, in as far as it is incidental, may be compared with the profuse +sweating from an agony of pain or terror. Nevertheless, it is remarkable +how slight an excitement often suffices to cause the hair to become erect; +as when two dogs pretend to fight together in play. We have, also, seen in +a large number of animals, belonging to widely distinct classes, that the +erection of the hair or feathers is almost always accompanied by various +voluntary movements—by threatening gestures, opening the mouth, +uncovering the teeth, spreading out of the wings and tail by birds, and by +the utterance of harsh sounds; and the purpose of these voluntary +movements is unmistakable. Therefore it seems hardly credible that the +co-ordinated erection of the dermal appendages, by which the animal is +made to appear larger and more terrible to its enemies or rivals, should +be altogether an incidental and purposeless result of the disturbance of +the sensorium. This seems almost as incredible as that the erection by the +hedgehog of its spines, or of the quills by the porcupine, or of the +ornamental plumes by many birds during their courtship, should all be +purposeless actions. +</p> + +<p> +We here encounter a great difficulty. How can the contraction of the +unstriped and involuntary <i>arrectores pili</i> have been co-ordinated +with that of various voluntary muscles for the same special purpose? If we +could believe that the arrectores primordially had been voluntary muscles, +and had since lost their stripes and become involuntary, the case would be +comparatively simple. I am not, however, aware that there is any evidence +in favour of this view; although the reversed transition would not have +presented any great difficulty, as the voluntary muscles are in an +unstriped condition in the embryos of the higher animals, and in the +larvae of some crustaceans. Moreover in the deeper layers of the skin of +adult birds, the muscular network is, according to Leydig,<a +href="#linknote-420" name="linknoteref-420" id="linknoteref-420">[420]</a> +in a transitional condition; the fibres exhibiting only indications of +transverse striation. +</p> + +<p> +Another explanation seems possible. We may admit that originally the <i>arrectores +pili</i> were slightly acted on in a direct manner, under the influence of +rage and terror, by the disturbance of the nervous system; as is +undoubtedly the case with our so-called <i>goose-skin</i> before a +fever-fit. Animals have been repeatedly excited by rage and terror during +many generations; and consequently the direct effects of the disturbed +nervous system on the dermal appendages will almost certainly have been +increased through habit and through the tendency of nerve-force to pass +readily along accustomed channels. We shall find this view of the force of +habit strikingly confirmed in a future chapter, where it will be shown +that the hair of the insane is affected in an extraordinary manner, owing +to their repeated accesses of fury and terror. As soon as with animals the +power of erection had thus been strengthened or increased, they must often +have seen the hairs or feathers erected in rival and enraged males, and +the bulk of their bodies thus increased. In this case it appears possible +that they might have wished to make themselves appear larger and more +terrible to their enemies, by voluntarily assuming a threatening attitude +and uttering harsh cries; such attitudes and utterances after a time +becoming through habit instinctive. In this manner actions performed by +the contraction of voluntary muscles might have been combined for the same +special purpose with those effected by involuntary muscles. It is even +possible that animals, when excited and dimly conscious of some change in +the state of their hair, might act on it by repeated exertions of their +attention and will; for we have reason to believe that the will is able to +influence in an obscure manner the action of some unstriped or involuntary +muscles, as in the period of the peristaltic movements of the intestines, +and in the contraction of the bladder. Nor must we overlook the part which +variation and natural selection may have played; for the males which +succeeded in making themselves appear the most terrible to their rivals, +or to their other enemies, if not of overwhelming power, will on an +average have left more offspring to inherit their characteristic +qualities, whatever these may be and however first acquired, than have +other males. +</p> + +<p> +<i>The inflation of the body, and other means of exciting fear in an enemy</i>.—Certain +Amphibians and Reptiles, which either have no spines to erect, or no +muscles by which they can be erected, enlarge themselves when alarmed or +angry by inhaling air. This is well known to be the case with toads and +frogs. The latter animal is made, in AEsop’s fable of the ‘Ox and the +Frog,’ to blow itself up from vanity and envy until it burst. This action +must have been observed during the most ancient times, as, according to +Mr. Hensleigh Wedgwood,<a href="#linknote-421" name="linknoteref-421" +id="linknoteref-421">[421]</a> the word <i>toad</i> expresses in all the +languages of Europe the habit of swelling. It has been observed with some +of the exotic species in the Zoological Gardens; and Dr. Günther believes +that it is general throughout the group. Judging from analogy, the primary +purpose probably was to make the body appear as large and frightful as +possible to an enemy; but another, and perhaps more important secondary +advantage is thus gained. When frogs are seized by snakes, which are their +chief enemies, they enlarge themselves wonderfully; so that if the snake +be of small size, as Dr. Günther informs me, it cannot swallow the frog, +which thus escapes being devoured. +</p> + +<p> +Chameleons and some other lizards inflate themselves when angry. Thus a +species inhabiting Oregon, the <i>Tapaya Douglasii</i>, is slow in its +movements and does not bite, but has a ferocious aspect; “when irritated +it springs in a most threatening manner at anything pointed at it, at the +same time opening its mouth wide and hissing audibly, after which it +inflates its body, and shows other marks of anger.”<a href="#linknote-422" +name="linknoteref-422" id="linknoteref-422">[422]</a> +</p> + +<p> +Several kinds of snakes likewise inflate themselves when irritated. The +puff-adder (<i>Clotho arietans</i>) is remarkable in this respect; but I +believe, after carefully watching these animals, that they do not act thus for +the sake of increasing their apparent bulk, but simply for inhaling a large +supply of air, so as to produce their surprisingly loud, harsh, and prolonged +hissing sound. The Cobras-de-capello, when irritated, enlarge themselves a +little, and hiss moderately; but, at the same time they lift their heads aloft, +and dilate by means of their elongated anterior ribs, the skin on each side of +the neck into a large flat disk,—the so-called hood. With their widely +opened mouths, they then assume a terrific aspect. The benefit thus derived +ought to be considerable, in order to compensate for the somewhat lessened +rapidity (though this is still great) with which, when dilated, they can strike +at their enemies or prey; on the same principle that a broad, thin piece of +wood cannot be moved through the air so quickly as a small round stick. An +innocuous snake, the <i>Trovidonotus macrophthalmus</i>, an inhabitant of +India, likewise dilates its neck when irritated; and consequently is often +mistaken for its compatriot, the deadly Cobra.<a href="#linknote-423" +name="linknoteref-423" id="linknoteref-423">[423]</a> This resemblance perhaps +serves as some protection to the Tropidonotus. Another innocuous species, the +Dasypeltis of South Africa, blows itself out, distends its neck, hisses and +darts at an intruder.<a href="#linknote-424" name="linknoteref-424" +id="linknoteref-424">[424]</a> Many other snakes hiss under similar +circumstances. They also rapidly vibrate their protruded tongues; and this may +aid in increasing their terrific appearance. +</p> + +<p> +Snakes possess other means of producing sounds besides hissing. Many years +ago I observed in South America that a venomous Trigonocephalus, when +disturbed, rapidly vibrated the end of its tail, which striking against +the dry grass and twigs produced a rattling noise that could be distinctly +heard at the distance of six feet.<a href="#linknote-425" +name="linknoteref-425" id="linknoteref-425">[425]</a> The deadly and +fierce <i>Echis carinata</i> of India produces “a curious prolonged, +almost hissing sound in a very different manner, namely by rubbing the +sides of the folds of its body against each other,” whilst the head +remains in almost the same position. The scales on the sides, and not on +other parts of the body, are strongly keeled, with the keels toothed like +a saw; and as the coiled-up animal rubs its sides together, these grate +against each other.<a href="#linknote-426" name="linknoteref-426" +id="linknoteref-426">[426]</a> Lastly, we have the well-known case of the +Rattle-snake. He who has merely shaken the rattle of a dead snake, can +form no just idea of the sound produced by the living animal. Professor +Shaler states that it is indistinguishable from that made by the male of a +large Cicada (an Homopterous insect), which inhabits the same district.<a +href="#linknote-427" name="linknoteref-427" id="linknoteref-427">[427]</a> +In the Zoological Gardens, when the rattle-snakes and puff-adders were +greatly excited at the same time, I was much struck at the similarity of +the sound produced by them; and although that made by the rattle-snake is +louder and shriller than the hissing of the puff-adder, yet when standing +at some yards distance I could scarcely distinguish the two. For whatever +purpose the sound is produced by the one species, I can hardly doubt that +it serves for the same purpose in the other species; and I conclude from +the threatening gestures made at the same time by many snakes, that their +hissing,—the rattling of the rattle-snake and of the tail of the +Trigonocephalus,—the grating of the scales of the Echis,—and +the dilatation of the hood of the Cobra,—all subserve the same end, +namely, to make them appear terrible to their enemies.<a +href="#linknote-428" name="linknoteref-428" id="linknoteref-428">[428]</a> +</p> + +<p> +It seems at first a probable conclusion that venomous snakes, such as the +foregoing, from being already so well defended by their poison-fangs, +would never be attacked by any enemy; and consequently would have no need +to excite additional terror. But this is far from being the case, for they +are largely preyed on in all quarters of the world by many animals. It is +well known that pigs are employed in the United States to clear districts +infested with rattle-snakes, which they do most effectually.<a +href="#linknote-429" name="linknoteref-429" id="linknoteref-429">[429]</a> +In England the hedgehog attacks and devours the viper. In India, as I hear +from Dr. Jerdon, several kinds of hawks, and at least one mammal, the +Herpestes, kill cobras and other venomous species;<a href="#linknote-430" +name="linknoteref-430" id="linknoteref-430">[430]</a> and so it is in +South Africa. Therefore it is by no means improbable that any sounds or +signs by which the venomous species could instantly make themselves +recognized as dangerous, would be of more service to them than to the +innocuous species which would not be able, if attacked, to inflict any +real injury. +</p> + +<p> +Having said thus much about snakes, I am tempted to add a few remarks on +the means by which the rattle of the rattle-snake was probably developed. +Various animals, including some lizards, either curl or vibrate their +tails when excited. This is the case with many kinds of snakes.<a +href="#linknote-431" name="linknoteref-431" id="linknoteref-431">[431]</a> +In the Zoological Gardens, an innocuous species, the <i>Coronella Sayi</i>, +vibrates its tail so rapidly that it becomes almost invisible. The +Trigonocephalus, before alluded to, has the same habit; and the extremity +of its tail is a little enlarged, or ends in a bead. In the Lachesis, +which is so closely allied to the rattle-snake that it was placed by +Linnaeus in the same genus, the tail ends in a single, large, +lancet-shaped point or scale. With some snakes the skin, as Professor +Shaler remarks, “is more imperfectly detached from the region about the +tail than at other parts of the body.” Now if we suppose that the end of +the tail of some ancient American species was enlarged, and was covered by +a single large scale, this could hardly have been cast off at the +successive moults. In this case it would have been permanently retained, +and at each period of growth, as the snake grew larger, a new scale, +larger than the last, would have been formed above it, and would likewise +have been retained. The foundation for the development of a rattle would +thus have been laid; and it would have been habitually used, if the +species, like so many others, vibrated its tail whenever it was irritated. +That the rattle has since been specially developed to serve as an +efficient sound-producing instrument, there can hardly be a doubt; for +even the vertebrae included within the extremity of the tail have been +altered in shape and cohere. But there is no greater improbability in +various structures, such as the rattle of the rattle-snake,—the +lateral scales of the Echis,—the neck with the included ribs of the +Cobra,—and the whole body of the puff-adder,—having been +modified for the sake of warning and frightening away their enemies, than +in a bird, namely, the wonderful Secretary-hawk (<i>Gypogeranus</i>) +having had its whole frame modified for the sake of killing snakes with +impunity. It is highly probable, judging from what we have before seen, +that this bird would ruffle its feathers whenever it attacked a snake; and +it is certain that the Herpestes, when it eagerly rushes to attack a +snake, erects the hair all over its body, and especially that on its tail.<a +href="#linknote-432" name="linknoteref-432" id="linknoteref-432">[432]</a> +We have also seen that some porcupines, when angered or alarmed at the +sight of a snake, rapidly vibrate their tails, thus producing a peculiar +sound by the striking together of the hollow quills. So that here both the +attackers and the attacked endeavour to make themselves as dreadful as +possible to each other; and both possess for this purpose specialised +means, which, oddly enough, are nearly the same in some of these cases. +Finally we can see that if, on the one hand, those individual snakes, +which were best able to frighten away their enemies, escaped best from +being devoured; and if, on the other hand, those individuals of the +attacking enemy survived in larger numbers which were the best fitted for +the dangerous task of killing and devouring venomous snakes;—then in +the one case as in the other, beneficial variations, supposing the +characters in question to vary, would commonly have been preserved through +the survival of the fittest. +</p> + +<p class="p2"> +<i>The Drawing back and pressure of the Ears to the Head</i>.—The +ears through their movements are highly expressive in many animals; but in +some, such as man, the higher apes, and many ruminants, they fail in this +respect. A slight difference in position serves to express in the plainest +manner a different state of mind, as we may daily see in the dog; but we +are here concerned only with the ears being drawn closely backwards and +pressed to the head. A savage frame of mind is thus shown, but only in the +case of those animals which fight with their teeth; and the care which +they take to prevent their ears being seized by their antagonists, +accounts for this position. Consequently, through habit and association, +whenever they feel slightly savage, or pretend in their play to be savage, +their ears are drawn back. That this is the true explanation may be +inferred from the relation which exists in very many animals between their +manner of fighting and the retraction of their ears. +</p> + +<p> +All the Carnivora fight with their canine teeth, and all, as far as I have +observed, draw their ears back when feeling savage. This may be +continually seen with dogs when fighting in earnest, and with puppies +fighting in play. The movement is different from the falling down and +slight drawing back of the ears, when a dog feels pleased and is caressed +by his master. The retraction of the ears may likewise be seen in kittens +fighting together in their play, and in full-grown cats when really +savage, as before illustrated in fig. 9 (p. 58). Although their ears are +thus to a large extent protected, yet they often get much torn in old male +cats during their mutual battles. The same movement is very striking in +tigers, leopards, &c., whilst growling over their food in menageries. +The lynx has remarkably long ears; and their retraction, when one of these +animals is approached in its cage, is very conspicuous, and is eminently +expressive of its savage disposition. Even one of the Eared Seals, the <i>Otariapusilla</i>, +which has very small ears, draws them backwards, when it makes a savage +rush at the legs of its keeper. +</p> + +<p> +When horses fight together they use their incisors for biting, and their +fore-legs for striking, much more than they do their hind-legs for kicking +backwards. This has been observed when stallions have broken loose and +have fought together, and may likewise be inferred from the kind of wounds +which they inflict on each other. Every one recognizes the vicious +appearance which the drawing back of the ears gives to a horse. This +movement is very different from that of listening to a sound behind. If an +ill-tempered horse in a stall is inclined to kick backwards, his ears are +retracted from habit, though he has no intention or power to bite. But +when a horse throws up both hind-legs in play, as when entering an open +field, or when just touched by the whip, he does not generally depress his +ears, for he does not then feel vicious. Guanacoes fight savagely with +their teeth; and they must do so frequently, for I found the hides of +several which I shot in Patagonia deeply scored. So do camels; and both +these animals, when savage, draw their ears closely backwards. Guanacoes, +as I have noticed, when not intending to bite, but merely to spit their +offensive saliva from a distance at an intruder, retract their ears. Even +the hippopotamus, when threatening with its widely-open enormous mouth a +comrade, draws back its small ears, just like a horse. +</p> + +<p> +Now what a contrast is presented between the foregoing animals and cattle, +sheep, or goats, which never use their teeth in fighting, and never draw +back their ears when enraged! Although sheep and goats appear such placid +animals, the males often join in furious contests. As deer form a closely +related family, and as I did not know that they ever fought with their +teeth, I was much surprised at the account given by Major Ross King of the +Moose-deer in Canada. He says, when“two males chance to meet, laying back +their ears and gnashing their teeth together, they rush at each other with +appalling fury.”<a href="#linknote-433" name="linknoteref-433" +id="linknoteref-433">[433]</a> But Mr. Bartlett informs me that some +species of deer fight savagely with their teeth, so that the drawing back +of the ears by the moose accords with our rule. Several kinds of +kangaroos, kept in the Zoological Gardens, fight by scratching with their +fore-feet and by kicking with their hind-legs; but they never bite each +other, and the keepers have never seen them draw back their ears when +angered. Rabbits fight chiefly by kicking and scratching, but they +likewise bite each other; and I have known one to bite off half the tail +of its antagonist. At the commencement of their battles they lay back +their ears, but afterwards, as they bound over and kick each other, they +keep their ears erect, or move them much about. +</p> + +<p> +Mr. Bartlett watched a wild boar quarrelling rather savagely with his sow; +and both had their mouths open and their ears drawn backwards. But this +does not appear to be a common action with domestic pigs when quarrelling. +Boars fight together by striking upwards with their tusks; and Mr. +Bartlett doubts whether they then draw back their ears. Elephants, which +in like manner fight with their tusks, do not retract their ears, but, on +the contrary, erect them when rushing at each other or at an enemy. +</p> + +<p> +The rhinoceroses in the Zoological Gardens fight with their nasal horns, +and have never been seen to attempt biting each other except in play; and +the keepers are convinced that they do not draw back their ears, like +horses and dogs, when feeling savage. The following statement, therefore, +by Sir S. Baker<a href="#linknote-434" name="linknoteref-434" +id="linknoteref-434">[434]</a> is inexplicable, namely, that a rhinoceros, +which he shot in North Africa, “had no ears; they had been bitten off +close to the head by another of the same species while fighting; and this +mutilation is by no means uncommon.” +</p> + +<p> +Lastly, with respect to monkeys. Some kinds, which have moveable ears, and +which fight with their teeth—for instance the <i>Cereopithecus ruber</i>—draw +back their ears when irritated just like dogs; and they then have a very +spiteful appearance. Other kinds, as the <i>Inuus ecaudatus</i>, +apparently do not thus act. Again, other kinds—and this is a great +anomaly in comparison with most other animals—retract their ears, +show their teeth, and jabber, when they are pleased by being caressed. I +observed this in two or three species of Macacus, and in the <i>Cynopithecus +niger</i>. This expression, owing to our familiarity with dogs, would +never be recognized as one of joy or pleasure by those unacquainted with +monkeys. +</p> + +<p class="p2"> +<i>Erection of the Ears</i>.—This movement requires hardly any +notice. All animals which have the power of freely moving their ears, when +they are startled, or when they closely observe any object, direct their +ears to the point towards which they are looking, in order to hear any +sound from this quarter. At the same time they generally raise their +heads, as all their organs of sense are there situated, and some of the +smaller animals rise on their hind-legs. Even those kinds which squat on +the ground or instantly flee away to avoid danger, generally act +momentarily in this manner, in order to ascertain the source and nature of +the danger. The head being raised, with erected ears and eyes directed +forwards, gives an unmistakable expression of close attention to any +animal. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0005" id="link2HCH0005"></a> +CHAPTER V.<br/>SPECIAL EXPRESSIONS OF ANIMALS. +</h2> + +<p> +The Dog, various expressive movements of—Cats—Horses—Ruminants—Monkeys, +their expression of joy and affection—Of pain—Anger—Astonishment +and Terror. +</p> + +<p class="p2"> +<i>The Dog</i>.—I have already described (figs. 5 and 7) the +appearance of a dog approaching another dog with hostile intentions, +namely, with erected ears, eyes intently directed forwards, hair on the +neck and back bristling, gait remarkably stiff, with the tail upright and +rigid. So familiar is this appearance to us, that an angry man is +sometimes said “to have his back up.” Of the above points, the stiff gait +and upright tail alone require further discussion. Sir C. Bell remarks<a +href="#linknote-501" name="linknoteref-501" id="linknoteref-501">[501]</a> +that, when a tiger or wolf is struck by its keeper and is suddenly roused +to ferocity, every muscle is in tension, and the limbs are in an attitude +of strained exertion, prepared to spring. This tension of the muscles and +consequent stiff gait may be accounted for on the principle of associated +habit, for anger has continually led to fierce struggles, and consequently +to all the muscles of the body having been violently exerted. There is +also reason to suspect that the muscular system requires some short +preparation, or some degree of innervation, before being brought into +strong action. My own sensations lead me to this inference; but I cannot +discover that it is a conclusion admitted by physiologists. Sir J. Paget, +however, informs me that when muscles are suddenly contracted with the +greatest force, without any preparation, they are liable to be ruptured, +as when a man slips unexpectedly; but that this rarely occurs when an +action, however violent, is deliberately performed. +</p> + +<p> +With respect to the upright position of the tail, it seems to depend (but +whether this is really the case I know not) on the elevator muscles being +more powerful than the depressors, so that when all the muscles of the +hinder part of the body are in a state of tension, the tail is raised. A +dog in cheerful spirits, and trotting before his master with high, elastic +steps, generally carries his tail aloft, though it is not held nearly so +stiffly as when he is angered. A horse when first turned out into an open +field, may be seen to trot with long elastic strides, the head and tail +being held high aloft. Even cows when they frisk about from pleasure, +throw up their tails in a ridiculous fashion. So it is with various +animals in the Zoological Gardens. The position of the tail, however, in +certain cases, is determined by special circumstances; thus as soon as a +horse breaks into a gallop, at full speed, he always lowers his tail, so +that as little resistance as possible may be offered to the air. +</p> + +<p> +When a dog is on the point of springing on his antagonist, he utters a +savage growl; the ears are pressed closely backwards, and the upper lip +(fig. 14) is retracted out of the way of his teeth, especially of his +canines. These movements may be observed with dogs and puppies in their +play. But if a dog gets really savage in his play, his expression +immediately changes. This, however, is simply due to the lips and ears +being drawn back with much greater energy. If a dog only snarls at +another, the lip is generally retracted on one side alone, namely towards +his enemy. +</p> + +<p> +<a name="linkimage-0013" id="linkimage-0013"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig14.jpg" width="100%" +alt="Head of Snarling Dog. Fig 14 " /> +</div> + +<p> +{illust. caption = FIG. 14.—Head of snarling Dog. From life, by Mr. +Wood. +</p> + +<p> +The movements of a dog whilst exhibiting affection towards his master were +described (figs. 6 and 8) in our second chapter. These consist in the head +and whole body being lowered and thrown into flexuous movements, with the +tail extended and wagged from side to side. The ears fall down and are +drawn somewhat backwards, which causes the eyelids to be elongated, and +alters the whole appearance of the face. The lips hang loosely, and the +hair remains smooth. All these movements or gestures are explicable, as I +believe, from their standing in complete antithesis to those naturally +assumed by a savage dog under a directly opposite state of mind. When a +man merely speaks to, or just notices, his dog, we see the last vestige of +these movements in a slight wag of the tail, without any other movement of +the body, and without even the ears being lowered. Dogs also exhibit their +affection by desiring to rub against their masters, and to be rubbed or +patted by them. +</p> + +<p> +Gratiolet explains the above gestures of affection in the following manner: and +the reader can judge whether the explanation appears satisfactory. Speaking of +animals in general, including the dog, he says,<a href="#linknote-502" +name="linknoteref-502" id="linknoteref-502">[502]</a> “C’est +toujours la partie la plus sensible de leurs corps qui recherche les caresses +ou les donne. Lorsque toute la longueur des flancs et du corps est sensible, +l’animal serpente et rampe sous les caresses; et ces ondulations se +propageant le long des muscles analogues des segments jusqu’aux +extrémités de la colonne vertébrale, la queue se ploie et s’agite.” +Further on, he adds, that dogs, when feeling affectionate, lower their ears in +order to exclude all sounds, so that their whole attention may be concentrated +on the caresses of their master! +</p> + +<p> +Dogs have another and striking way of exhibiting their affection, namely, by +licking the hands or faces of their masters. They sometimes lick other dogs, +and then it is always their chops. I have also seen dogs licking cats with whom +they were friends. This habit probably originated in the females carefully +licking their puppies—the dearest object of their love—for the sake +of cleansing them. They also often give their puppies, after a short absence, a +few cursory licks, apparently from affection. Thus the habit will have become +associated with the emotion of love, however it may afterwards be aroused. It +is now so firmly inherited or innate, that it is transmitted equally to both +sexes. A female terrier of mine lately had her puppies destroyed, and though at +all times a very affectionate creature, I was much struck with the manner in +which she then tried to satisfy her instinctive maternal love by expending it +on me; and her desire to lick my hands rose to an insatiable passion. +</p> + +<p> +The same principle probably explains why dogs, when feeling affectionate, +like rubbing against their masters and being rubbed or patted by them, for +from the nursing of their puppies, contact with a beloved object has +become firmly associated in their minds with the emotion of love. +</p> + +<p> +The feeling of affection of a dog towards his master is combined with a strong +sense of submission, which is akin to fear. Hence dogs not only lower their +bodies and crouch a little as they approach their masters, but sometimes throw +themselves on the ground with their bellies upwards. This is a movement as +completely opposite as is possible to any show of resistance. I formerly +possessed a large dog who was not at all afraid to fight with other dogs; but a +wolf-like shepherd-dog in the neighbourhood, though not ferocious and not so +powerful as my dog, had a strange influence over him. When they met on the +road, my dog used to run to meet him, with his tail partly tucked in between +his legs and hair not erected; and then he would throw himself on the ground, +belly upwards. By this action he seemed to say more plainly than by words, +“Behold, I am your slave.” +</p> + +<p> +A pleasurable and excited state of mind, associated with affection, is +exhibited by some dogs in a very peculiar manner, namely, by grinning. This was +noticed long ago by Somerville, who says, +</p> + +<p class="poem"> +“And with a courtly grin, the fawning hound<br/> +Salutes thee cow’ring, his wide op’ning nose<br/> +Upward he curls, and his large sloe-back eyes<br/> +Melt in soft blandishments, and humble joy.”<br/> +<i>The Chase</i>, book i. +</p> + +<p> +Sir W. Scott’s famous Scotch greyhound, Maida, had this habit, and it is +common with terriers. I have also seen it in a Spitz and in a sheep-dog. Mr. +Riviere, who has particularly attended to this expression, informs me that it +is rarely displayed in a perfect manner, but is quite common in a lesser +degree. The upper lip during the act of grinning is retracted, as in snarling, +so that the canines are exposed, and the ears are drawn backwards; but the +general appearance of the animal clearly shows that anger is not felt. Sir C. +Bell<a href="#linknote-503" name="linknoteref-503" +id="linknoteref-503">[503]</a> remarks “Dogs, in their expression of +fondness, have a slight eversion of the lips, and grin and sniff amidst their +gambols, in a way that resembles laughter.” Some persons speak of the +grin as a smile, but if it had been really a smile, we should see a similar, +though more pronounced, movement of the lips and ears, when dogs utter their +bark of joy; but this is not the case, although a bark of joy often follows a +grin. On the other hand, dogs, when playing with their comrades or masters, +almost always pretend to bite each other; and they then retract, though not +energetically, their lips and ears. Hence I suspect that there is a tendency in +some dogs, whenever they feel lively pleasure combined with affection, to act +through habit and association on the same muscles, as in playfully biting each +other, or their masters’ hands. +</p> + +<p> +I have described, in the second chapter, the gait and appearance of a dog when +cheerful, and the marked antithesis presented by the same animal when dejected +and disappointed, with his head, ears, body, tail, and chops drooping, and eyes +dull. Under the expectation of any great pleasure, dogs bound and jump about in +an extravagant manner, and bark for joy. The tendency to bark under this state +of mind is inherited, or runs in the breed: greyhounds rarely bark, whilst the +Spitz-dog barks so incessantly on starting for a walk with his master that he +becomes a nuisance. +</p> + +<p> +An agony of pain is expressed by dogs in nearly the same way as by many +other animals, namely, by howling writhing, and contortions of the whole +body. +</p> + +<p> +Attention is shown by the head being raised, with the ears erected, and eyes +intently directed towards the object or quarter under observation. If it be a +sound and the source is not known, the head is often turned obliquely from side +to side in a most significant manner, apparently in order to judge with more +exactness from what point the sound proceeds. But I have seen a dog greatly +surprised at a new noise, turning, his head to one side through habit, though +he clearly perceived the source of the noise. Dogs, as formerly remarked, when +their attention is in any way aroused, whilst watching some object, or +attending to some sound, often lift up one paw (fig. 4) and keep it doubled up, +as if to make a slow and stealthy approach. +</p> + +<p> +A dog under extreme terror will throw himself down, howl, and void his +excretions; but the hair, I believe, does not become erect unless some anger is +felt. I have seen a dog much terrified at a band of musicians who were playing +loudly outside the house, with every muscle of his body trembling, with his +heart palpitating so quickly that the beats could hardly be counted, and +panting for breath with widely open mouth, in the same manner as a terrified +man does. Yet this dog had not exerted himself; he had only wandered slowly and +restlessly about the room, and the day was cold. +</p> + +<p> +Even a very slight degree of fear is invariably shown by the tail being tucked +in between the legs. This tucking in of the fail is accompanied by the ears +being drawn backwards; but they are not pressed closely to the head, as in +snarling, and they are not lowered, as when a dog is pleased or affectionate. +When two young dogs chase each other in play, the one that runs away always +keeps his tail tucked inwards. So it is when a dog, in the highest spirits, +careers like a mad creature round and round his master in circles, or in +figures of eight. He then acts as if another dog were chasing him. This curious +kind of play, which must be familiar to every one who has attended to dogs, is +particularly apt to be excited, after the animal has been a little startled or +frightened, as by his master suddenly jumping out on him in the dusk. In this +case, as well as when two young dogs are chasing each other in play, it appears +as if the one that runs away was afraid of the other catching him by the tail; +but as far as I can find out, dogs very rarely catch each other in this manner. +I asked a gentleman, who had kept foxhounds all his life, and he applied to +other experienced sportsmen, whether they had ever seen hounds thus seize a +fox; but they never had. It appears that when a dog is chased, or when in +danger of being struck behind, or of anything falling on him, in all these +cases he wishes to withdraw as quickly as possible his whole hind-quarters, and +that from some sympathy or connection between the muscles, the tail is then +drawn closely inwards. +</p> + +<p> +A similarly connected movement between the hind-quarters and the tail may be +observed in the hyaena. Mr. Bartlett informs me that when two of these animals +fight together, they are mutually conscious of the wonderful power of each +other’s jaws, and are extremely cautious. They well know that if one of +their legs were seized, the bone would instantly be crushed into atoms; hence +they approach each other kneeling, with their legs turned as much as possible +inwards, and with their whole bodies bowed, so as not to present any salient +point; the tail at the same time being closely tucked in between the legs. In +this attitude they approach each other sideways, or even partly backwards. So +again with deer, several of the species, when savage and fighting, tuck in +their tails. When one horse in a field tries to bite the hind-quarters of +another in play, or when a rough boy strikes a donkey from behind, the +hind-quarters and the tail are drawn in, though it does not appear as if this +were done merely to save the tail from being injured. We have also seen the +reverse of these movements; for when an animal trots with high elastic steps, +the tail is almost always carried aloft. +</p> + +<p> +As I have said, when a dog is chased and runs away, he keeps his ears directed +backwards but still open; and this is clearly done for the sake of hearing the +footsteps of his pursuer. From habit the ears are often held in this same +position, and the tail tucked in, when the danger is obviously in front. I have +repeatedly noticed, with a timid terrier of mine, that when she is afraid of +some object in front, the nature of which she perfectly knows and does not need +to reconnoitre, yet she will for a long time hold her ears and tail in this +position, looking the image of discomfort. Discomfort, without any fear, is +similarly expressed: thus, one day I went out of doors, just at the time when +this same dog knew that her dinner would be brought. I did not call her, but +she wished much to accompany me, and at the same time she wished much for her +dinner; and there she stood, first looking one way and then the other, with her +tail tucked in and ears drawn back, presenting an unmistakable appearance of +perplexed discomfort. +</p> + +<p> +Almost all the expressive movements now described, with the exception of the +grinning from joy, are innate or instinctive, for they are common to all the +individuals, young and old, of all the breeds. Most of them are likewise common +to the aboriginal parents of the dog, namely the wolf and jackal; and some of +them to other species of the same group. Tamed wolves and jackals, when +caressed by their masters, jump about for joy, wag their tails, lower their +ears, lick their master’s hands, crouch down, and even throw themselves +on the ground belly upwards.<a href="#linknote-504" name="linknoteref-504" +id="linknoteref-504">[504]</a> I have seen a rather fox-like African jackal, +from the Gaboon, depress its ears when caressed. Wolves and jackals, when +frightened, certainly tuck in their tails; and a tamed jackal has been +described as careering round his master in circles and figures of eight, like a +dog, with his tail between his legs. +</p> + +<p> +It has been stated<a href="#linknote-505" name="linknoteref-505" +id="linknoteref-505">[505]</a> that foxes, however tame, never display any of +the above expressive movements; but this is not strictly accurate. Many years +ago I observed in the Zoological Gardens, and recorded the fact at the time, +that a very tame English fox, When caressed by the keeper, wagged its tail, +depressed its ears, and then threw itself on the ground, belly upwards. The +black fox of North America likewise depressed its ears in a slight degree. But +I believe that foxes never lick the hands of their masters, and I have been +assured that when frightened they never tuck in their tails. If the explanation +which I have given of the expression of affection in dogs be admitted, then it +would appear that animals which have never been domesticated—namely +wolves, jackals, and even foxes—have nevertheless acquired, through the +principle of antithesis, certain expressive gestures; for it is not probable +that these animals, confined in cages, should have learnt them by imitating +dogs. +</p> + +<p class="p2"> +<i>Cats</i>.—I have already described the actions of a cat (fig. 9), +when feeling savage and not terrified. She assumes a crouching attitude +and occasionally protrudes her fore-feet, with the claws exserted ready +for striking. The tail is extended, being curled or lashed from side to +side. The hair is not erected—at least it was not so in the few +cases observed by me. The ears are drawn closely backwards and the teeth +are shown. Low savage growls are uttered. We can understand why the +attitude assumed by a cat when preparing to fight with another cat, or in +any way greatly irritated, is so widely different from that of a dog +approaching another dog with hostile intentions; for the cat uses her +fore-feet for striking, and this renders a crouching position convenient +or necessary. She is also much more accustomed than a dog to lie concealed +and suddenly spring on her prey. No cause can be assigned with certainty +for the tail being lashed or curled from side to side. This habit is +common to many other animals—for instance, to the puma, when +prepared to spring;<a href="#linknote-506" name="linknoteref-506" +id="linknoteref-506">[506]</a> but it is not common to dogs, or to foxes, +as I infer from Mr. St. John’s account of a fox lying in wait and seizing +a hare. We have already seen that some kinds of lizards and various +snakes, when excited, rapidly vibrate the tips of their tails. It would +appear as if, under strong excitement, there existed an uncontrollable +desire for movement of some kind, owing to nerve-force being freely +liberated from the excited sensorium; and that as the tail is left free, +and as its movement does not disturb the general position of the body, it +is curled or lashed about. +</p> + +<p> +All the movements of a cat, when feeling affectionate, are in complete +antithesis to those just described. She now stands upright, with slightly +arched back, tail perpendicularly raised, and ears erected; and she rubs +her cheeks and flanks against her master or mistress. The desire to rub +something is so strong in cats under this state of mind, that they may +often be seen rubbing themselves against the legs of chairs or tables, or +against door-posts. This manner of expressing affection probably +originated through association, as in the case of dogs, from the mother +nursing and fondling her young; and perhaps from the young themselves +loving each other and playing together. Another and very different +gesture, expressive of pleasure, has already been described, namely, the +curious manner in which young and even old cats, when pleased, alternately +protrude their fore-feet, with separated toes, as if pushing against and +sucking their mother’s teats. This habit is so far analogous to that of +rubbing against something, that both apparently are derived from actions +performed during the nursing period. Why cats should show affection by +rubbing so much more than do dogs, though the latter delight in contact +with their masters, and why cats only occasionally lick the hands of their +friends, whilst dogs always do so, I cannot say. Cats cleanse themselves +by licking their own coats more regularly than do dogs. On the other hand, +their tongues seem less well fitted for the work than the longer and more +flexible tongues of dogs. +</p> + +<p> +<a name="linkimage-0014" id="linkimage-0014"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig15.jpg" width="100%" +alt="Cat Terrified at a Dog. Fig.15 " /> +</div> + +<p> +Cats, when terrified, stand at full height, and arch their backs in a +well-known and ridiculous fashion. They spit, hiss, or growl. The hair +over the whole body, and especially on the tail, becomes erect. In the +instances observed by me the basal part of the tail was held upright, the +terminal part being thrown on one side; but sometimes the tail (see fig. +15) is only a little raised, and is bent almost from the base to one side. +The ears are drawn back, and the teeth exposed. When two kittens are +playing together, the one often thus tries to frighten the other. From +what we have seen in former chapters, all the above points of expression +are intelligible, except the extreme arching of the back. I am inclined to +believe that, in the same manner as many birds, whilst they ruffle their +feathers, spread out their wings and tail, to make themselves look as big +as possible, so cats stand upright at their full height, arch their backs, +often raise the basal part of the tail, and erect their hair, for the same +purpose. The lynx, when attacked, is said to arch its back, and is thus +figured by Brehm. But the keepers in the Zoological Gardens have never +seen any tendency to this action in the larger feline animals, such as +tigers, lions, &c.; and these have little cause to be afraid of any +other animal. +</p> + +<p> +Cats use their voices much as a means of expression, and they utter, under +various emotions and desires, at least six or seven different sounds. The +purr of satisfaction, which is made during both inspiration and +expiration, is one of the most curious. The puma, cheetah, and ocelot +likewise purr; but the tiger, when pleased, “emits a peculiar short +snuffle, accompanied by the closure of the eyelids.”<a href="#linknote-507" +name="linknoteref-507" id="linknoteref-507">[507]</a> It is said that the +lion, jaguar, and leopard, do not purr. +</p> + +<p class="p2"> +<i>Horses</i>.—Horses when savage draw their ears closely back, +protrude their heads, and partially uncover their incisor teeth, ready for +biting. When inclined to kick behind, they generally, through habit, draw +back their ears; and their eyes are turned backwards in a peculiar manner.<a +href="#linknote-508" name="linknoteref-508" id="linknoteref-508">[508]</a> +When pleased, as when some coveted food is brought to them in the stable, +they raise and draw in their heads, prick their ears, and looking intently +towards their friend, often whinny. Impatience is expressed by pawing the +ground. +</p> + +<p> +The actions of a horse when much startled are highly expressive. One day +my horse was much frightened at a drilling machine, covered by a +tarpaulin, and lying on an open field. He raised his head so high, that +his neck became almost perpendicular; and this he did from habit, for the +machine lay on a slope below, and could not have been seen with more +distinctness through the raising of the head; nor if any sound had +proceeded from it, could the sound have been more distinctly heard. His +eyes and ears were directed intently forwards; and I could feel through +the saddle the palpitations of his heart. With red dilated nostrils he +snorted violently, and whirling round, would have dashed off at full +speed, had I not prevented him. The distension of the nostrils is not for +the sake of scenting the source of danger, for when a horse smells +carefully at any object and is not alarmed, he does not dilate his +nostrils. Owing to the presence of a valve in the throat, a horse when +panting does not breathe through his open mouth, but through his nostrils; +and these consequently have become endowed with great powers of expansion. +This expansion of the nostrils, as well as the snorting, and the +palpitations of the heart, are actions which have become firmly associated +during a long series of generations with the emotion of terror; for terror +has habitually led the horse to the most violent exertion in dashing away +at full speed from the cause of danger. +</p> + +<p class="p2"> +<i>Ruminants</i>.—Cattle and sheep are remarkable from displaying in +so slight a degree their emotions or sensations, excepting that of extreme +pain. A bull when enraged exhibits his rage only by the manner in which he +holds his lowered head, with distended nostrils, and by bellowing. He also +often paws the ground; but this pawing seems quite different from that of +an impatient horse, for when the soil is loose, he throws up clouds of +dust. I believe that bulls act in this manner when irritated by flies, for +the sake of driving them away. The wilder breeds of sheep and the chamois +when startled stamp on the ground, and whistle through their noses; and +this serves as a danger-signal to their comrades. The musk-ox of the +Arctic regions, when encountered, likewise stamps on the ground.<a +href="#linknote-509" name="linknoteref-509" id="linknoteref-509">[509]</a> +How this stamping action arose I cannot conjecture; for from inquiries +which I have made it does not appear that any of these animals fight with +their fore-legs. +</p> + +<p> +Some species of deer, when savage, display far more expression than do +cattle, sheep, or goats, for, as has already been stated, they draw back +their ears, grind their teeth, erect their hair, squeal, stamp on the +ground, and brandish their horns. One day in the Zoological Gardens, the +Formosan deer (<i>Cervus pseudaxis</i>) approached me in a curious +attitude, with his muzzle raised high up, so that the horns were pressed +back on his neck; the head being held rather obliquely. From the +expression of his eye I felt sure that he was savage; he approached +slowly, and as soon as he came close to the iron bars, he did not lower +his head to butt at me, but suddenly bent it inwards, and struck his horns +with great force against the railings. Mr. Bartlett informs me that some +other species of deer place themselves in the same attitude when enraged. +</p> + +<p class="p2"> +<i>Monkeys</i>.—The various species and genera of monkeys express +their feelings in many different ways; and this fact is interesting, as in +some degree bearing on the question, whether the so-called races of man +should be ranked as distinct species or varieties; for, as we shall see in +the following chapters, the different races of man express their emotions +and sensations with remarkable uniformity throughout the world. Some of +the expressive actions of monkeys are interesting in another way, namely +from being closely analogous to those of man. As I have had no opportunity +of observing any one species of the group under all circumstances, my +miscellaneous remarks will be best arranged under different states of the +mind. +</p> + +<p> +<i>Pleasure, joy, affection</i>—It is not possible to distinguish in +monkeys, at least without more experience than I have had, the expression +of pleasure or joy from that of affection. Young chimpanzees make a kind +of barking noise, when pleased by the return of any one to whom they are +attached. When this noise, which the keepers call a laugh, is uttered, the +lips are protruded; but so they are under various other emotions. +Nevertheless I could perceive that when they were pleased the form of the +lips differed a little from that assumed when they were angered. If a +young chimpanzee be tickled—and the armpits are particularly +sensitive to tickling, as in the case of our children,—a more +decided chuckling or laughing sound is uttered; though the laughter is +sometimes noiseless. The corners of the mouth are then drawn backwards; +and this sometimes causes the lower eyelids to be slightly wrinkled. But +this wrinkling, which is so characteristic of our own laughter, is more +plainly seen in some other monkeys. The teeth in the upper jaw in the +chimpanzee are not exposed when they utter their laughing noise, in which +respect they differ from us. But their eyes sparkle and grow brighter, as +Mr. W. L. Martin,<a href="#linknote-510" name="linknoteref-510" +id="linknoteref-510">[510]</a> who has particularly attended to their +expression, states. +</p> + +<p> +Young Orangs, when tickled, likewise grin and make a chuckling sound; and +Mr. Martin says that their eyes grow brighter. As soon as their laughter +ceases, an expression may be detected passing over their faces, which, as +Mr. Wallace remarked to me, may be called a smile. I have also noticed +something of the same kind with the chimpanzee. Dr. Duchenne—and I +cannot quote a better authority—informs me that he kept a very tame +monkey in his house for a year; and when he gave it during meal-times some +choice delicacy, he observed that the corners of its mouth were slightly +raised; thus an expression of satisfaction, partaking of the nature of an +incipient smile, and resembling that often seen on the face of main, could +be plainly perceived in this animal. +</p> + +<p> +The <i>Cebus azaræ</i>,<a href="#linknote-511" name="linknoteref-511" +id="linknoteref-511">[511]</a> when rejoiced at again seeing a beloved +person, utters a peculiar tittering (<i>kichernden</i>) sound. It also +expresses agreeable sensations, by drawing back the corners of its mouth, +without producing any sound. Rengger calls this movement laughter, but it +would be more appropriately called a smile. The form of the mouth is +different when either pain or terror is expressed, and high shrieks are +uttered. Another species of <i>Cebus</i> in the Zoological Gardens (<i>C. +hypoleucus</i>) when pleased, makes a reiterated shrill note, and likewise +draws back the corners of its mouth, apparently through the contraction of +the same muscles as with us. So does the Barbary ape (<i>Inuus ecaudatus</i>) +to an extraordinary degree; and I observed in this monkey that the skin of +the lower eyelids then became much wrinkled. At the same time it rapidly +moved its lower jaw or lips in a spasmodic manner, the teeth being +exposed; but the noise produced was hardly more distinct than that which +we sometimes call silent laughter. Two of the keepers affirmed that this +slight sound was the animal’s laughter, and when I expressed some doubt on +this head (being at the time quite inexperienced), they made it attack or +rather threaten a hated Entellus monkey, living in the same compartment. +Instantly the whole expression of the face of the Inuus changed; the mouth +was opened much more widely, the canine teeth were more fully exposed, and +a hoarse barking noise was uttered. +</p> + +<p> +The Anubis baboon (<i>Cynocephalus anubis</i>) was first insulted and put +into a furious rage, as was easily done, by his keeper, who then made +friends with him and shook hands. As the reconciliation was effected the +baboon rapidly moved up and down his jaws and lips, and looked pleased. +When we laugh heartily, a similar movement, or quiver, may be observed +more or less distinctly in our jaws; but with man the muscles of the chest +are more particularly acted on, whilst with this baboon, and with some +other monkeys, it is the muscles of the jaws and lips which are +spasmodically affected. +</p> + +<p> +<a name="linkimage-0016" id="linkimage-0016"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig16-17.jpg" width="100%" +alt="Cynopithecus Niger, in a Placid Condition. Fig.16-17 " /> +</div> + +<p> +I have already had occasion to remark on the curious manner in which two +or three species of Alacacus and the <i>Cynopithecus niger</i> draw back +their ears and utter a slight jabbering noise, when they are pleased by +being caressed. With the Cynopithecus (fig. 17), the corners of the mouth +are at the same time drawn backwards and upwards, so that the teeth are +exposed. Hence this expression would never be recognized by a stranger as +one of pleasure. The crest of long hairs on the forehead is depressed, and +apparently the whole skin of the head drawn backwards. The eyebrows are +thus raised a little, and the eyes assume a staring appearance. The lower +eyelids also become slightly wrinkled; but this wrinkling is not +conspicuous, owing to the permanent transverse furrows on the face. +</p> + +<p> +<i>Painful emotions and sensations</i>.—With monkeys the expression +of slight pain, or of any painful emotion, such as grief, vexation, +jealousy, &c., is not easily distinguished from that of moderate +anger; and these states of mind readily and quickly pass into each other. +Grief, however, with some species is certainly exhibited by weeping. A +woman, who sold a monkey to the Zoological Society, believed to have come +from Borneo (<i>Macacus maurus</i> or <i>M. inornatus</i> of Gray), said +that it often cried; and Mr. Bartlett, as well as the keeper Mr. Sutton, +have repeatedly seen it, when grieved, or even when much pitied, weeping +so copiously that the tears rolled down its cheeks. There is, however, +something strange about this case, for two specimens subsequently kept in +the Gardens, and believed to be the same species, have never been seen to +weep, though they were carefully observed by the keeper and myself when +much distressed and loudly screaming. Rengger states<a href="#linknote-512" +name="linknoteref-512" id="linknoteref-512">[512]</a> that the eyes of the +<i>Cebus azaræ</i> fill with tears, but not sufficiently to overflow, +when it is prevented getting some much desired object, or is much +frightened. Humboldt also asserts that the eyes of the <i>Callithrix +sciureus</i> “instantly fill with tears when it is seized with fear;” but +when this pretty little monkey in the Zoological Gardens was teased, so as +to cry out loudly, this did not occur. I do not, however, wish to throw +the least doubt on the accuracy of Humboldt’s statement. +</p> + +<p> +The appearance of dejection in young orangs and chimpanzees, when out of +health, is as plain and almost as pathetic as in the case of our children. +This state of mind and body is shown by their listless movements, fallen +countenances, dull eyes, and changed complexion. +</p> + +<p> +<i>Anger</i>.—This emotion is often exhibited by many kinds of +monkeys, and is expressed, as Mr. Martin remarks,<a href="#linknote-513" +name="linknoteref-513" id="linknoteref-513">[513]</a> in many different +ways. “Some species, when irritated, pout the lips, gaze with a fixed and +savage glare on their foe, and make repeated short starts as if about to +spring forward, uttering at the same time inward guttural sounds. Many +display their anger by suddenly advancing, making abrupt starts, at the +same time opening the mouth and pursing up the lips, so as to conceal the +teeth, while the eyes are daringly fixed on the enemy, as if in savage +defiance. Some again, and principally the long-tailed monkeys, or Guenons, +display their teeth, and accompany their malicious grins with a sharp, +abrupt, reiterated cry.” Mr. Sutton confirms the statement that some +species uncover their teeth when enraged, whilst others conceal them by +the protrusion of their lips; and some kinds draw back their ears. The <i>Cynopithecus +niger</i>, lately referred to, acts in this manner, at the same time +depressing the crest of hair on its forehead, and showing its teeth; so +that the movements of the features from anger are nearly the same as those +from pleasure; and the two expressions can be distinguished only by those +familiar with the animal. +</p> + +<p> +Baboons often show their passion and threaten their enemies in a very odd +manner, namely, by opening their mouths widely as in the act of yawning. +Mr. Bartlett has often seen two baboons, when first placed in the same +compartment, sitting opposite to each other and thus alternately opening +their mouths; and this action seems frequently to end in a real yawn. Mr. +Bartlett believes that both animals wish to show to each other that they +are provided with a formidable set of teeth, as is undoubtedly the case. +As I could hardly credit the reality of this yawning gesture, Mr. Bartlett +insulted an old baboon and put him into a violent passion; and he almost +immediately thus acted. Some species of Macacus and of Cereopithecus<a +href="#linknote-514" name="linknoteref-514" id="linknoteref-514">[514]</a> +behave in the same manner. Baboons likewise show their anger, as was +observed by Brehin with those which he kept alive in Abyssinia, in another +manner, namely, by striking the ground with one hand, “like an angry man +striking the table with his fist.” I have seen this movement with the +baboons in the Zoological Gardens; but sometimes the action seems rather +to represent the searching for a stone or other object in their beds of +straw. +</p> + +<p> +Mr. Sutton has often observed the face of the <i>Macacus rhesus</i>, when +much enraged, growing red. As he was mentioning this to me, another monkey +attacked a <i>rhesus</i>, and I saw its face redden as plainly as that of +a man in a violent passion. In the course of a few minutes, after the +battle, the face of this monkey recovered its natural tint. At the same +time that the face reddened, the naked posterior part of the body, which +is always red, seemed to grow still redder; but I cannot positively assert +that this was the case. When the Mandrill is in any way excited, the +brilliantly coloured, naked parts of the skin are said to become still +more vividly coloured. +</p> + +<p> +With several species of baboons the ridge of the forehead projects much +over the eyes, and is studded with a few long hairs, representing our +eyebrows. These animals are always looking about them, and in order to +look upwards they raise their eyebrows. They have thus, as it would +appear, acquired the habit of frequently moving their eyebrows. However +this may be, many kinds of monkeys, especially the baboons, when angered +or in any way excited, rapidly and incessantly move their eyebrows up and +down, as well as the hairy skin of their foreheads.<a href="#linknote-515" +name="linknoteref-515" id="linknoteref-515">[515]</a> As we associate in +the case of man the raising and lowering of the eyebrows with definite +states of the mind, the almost incessant movement of the eyebrows by +monkeys gives them a senseless expression. I once observed a man who had a +trick of continually raising his eyebrows without any corresponding +emotion, and this gave to him a foolish appearance; so it is with some +persons who keep the corners of their mouths a little drawn backwards and +upwards, as if by an incipient smile, though at the time they are not +amused or pleased. +</p> + +<p> +A young orang, made jealous by her keeper attending to another monkey, +slightly uncovered her teeth, and, uttering a peevish noise like <i>tish-shist</i>, +turned her back on him. Both orangs and chimpanzees, when a little more +angered, protrude their lips greatly, and make a harsh barking noise. A +young female chimpanzee, in a violent passion, presented a curious +resemblance to a child in the same state. She screamed loudly with widely +open mouth, the lips being retracted so that the teeth were fully exposed. +She threw her arms wildly about, sometimes clasping them over her head. +She rolled on the ground, sometimes on her back, sometimes on her belly, +and bit everything within reach. A young gibbon (<i>Hylobates syndactylus</i>) +in a passion has been described<a href="#linknote-516" +name="linknoteref-516" id="linknoteref-516">[516]</a> as behaving in +almost exactly the same manner. +</p> + +<p> +The lips of young orangs and chimpanzees are protruded, sometimes to a +wonderful degree, under various circumstances. They act thus, not only +when slightly angered, sulky, or disappointed, but when alarmed at +anything—in one instance, at the sight of a turtle,<a +href="#linknote-517" name="linknoteref-517" id="linknoteref-517">[517]</a>—and +likewise when pleased. But neither the degree of protrusion nor the shape +of the mouth is exactly the same, as I believe, in all cases; and the +sounds which are then uttered are different. The accompanying drawing +represents a chimpanzee made sulky by an orange having been offered him, +and then taken away. A similar protrusion or pouting of the lips, though +to a much slighter degree, may be seen in sulky children. +</p> + +<p> +<a name="linkimage-0017" id="linkimage-0017"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig18.jpg" width="100%" +alt="Chimpanzee Disappointed and Sulky. Fig. 18 " /> +</div> + +<p> +Many years ago, in the Zoological Gardens, I placed a looking-glass on the +floor before two young orangs, who, as far as it was known, had never +before seen one. At first they gazed at their own images with the most +steady surprise, and often changed their point of view. They then +approached close and protruded their lips towards the image, as if to kiss +it, in exactly the same manner as they had previously done towards each +other, when first placed, a few days before, in the same room. They next +made all sorts of grimaces, and put themselves in various attitudes before +the mirror; they pressed and rubbed the surface; they placed their hands +at different distances behind it; looked behind it; and finally seemed +almost frightened, started a little, became cross, and refused to look any +longer. +</p> + +<p> +When we try to perform some little action which is difficult and requires +precision, for instance, to thread a needle, we generally close our lips +firmly, for the sake, I presume, of not disturbing our movements by +breathing; and I noticed the same action in a young Orang. The poor little +creature was sick, and was amusing itself by trying to kill the flies on +the window-panes with its knuckles; this was difficult as the flies buzzed +about, and at each attempt the lips were firmly compressed, and at the +same time slightly protruded. +</p> + +<p> +Although the countenances, and more especially the gestures, of orangs and +chimpanzees are in some respects highly expressive, I doubt whether on the +whole they are so expressive as those of some other kinds of monkeys. This +may be attributed in part to their ears being immovable, and in part to +the nakedness of their eyebrows, of which the movements are thus rendered +less conspicuous. When, however, they raise their eyebrows their foreheads +become, as with us, transversely wrinkled. In comparison with man, their +faces are inexpressive, chiefly owing to their not frowning under any +emotion of the mind—that is, as far as I have been able to observe, +and I carefully attended to this point. Frowning, which is one of the most +important of all the expressions in man, is due to the contraction of the +corrugators by which the eyebrows are lowered and brought together, so +that vertical furrows are formed on the forehead. Both the orang and +chimpanzee are said<a href="#linknote-518" name="linknoteref-518" +id="linknoteref-518">[518]</a> to possess this muscle, but it seems rarely +brought into action, at least in a conspicuous manner. I made my hands +into a sort of cage, and placing some tempting fruit within, allowed both +a young orang and chimpanzee to try their utmost to get it out; but +although they grew rather cross, they showed not a trace of a frown. Nor +was there any frown when they were enraged. Twice I took two chimpanzees +from their rather dark room suddenly into bright sunshine, which would +certainly have caused us to frown; they blinked and winked their eyes, but +only once did I see a very slight frown. On another occasion, I tickled +the nose of a chimpanzee with a straw, and as it crumpled up its face, +slight vertical furrows appeared between the eyebrows. I have never seen a +frown on the forehead of the orang. +</p> + +<p> +The gorilla, when enraged, is described as erecting its crest of hair, +throwing down its under lip, dilating its nostrils, and uttering terrific +yells. Messrs. Savage and Wyman<a href="#linknote-519" +name="linknoteref-519" id="linknoteref-519">[519]</a> state that the scalp +can be freely moved backwards and forwards, and that when the animal is +excited it is strongly contracted; but I presume that they mean by this +latter expression that the scalp is lowered; for they likewise speak of +the young chimpanzee, when crying out, as having the eyebrows strongly +contracted. The great power of movement in the scalp of the gorilla, of +many baboons and other monkeys, deserves notice in relation to the power +possessed by some few men, either through reversion or persistence, of +voluntarily moving their scalps.<a href="#linknote-520" +name="linknoteref-520" id="linknoteref-520">[520]</a> +</p> + +<p> +<i>Astonishment, Terror</i>—A living fresh-water turtle was placed +at my request in the same compartment in the Zoological Gardens with many +monkeys; and they showed unbounded astonishment, as well as some fear. +This was displayed by their remaining motionless, staring intently with +widely opened eyes, their eyebrows being often moved up and down. Their +faces seemed somewhat lengthened. They occasionally raised themselves on +their hind-legs to get abetter view. They often retreated a few feet, and +then turning their heads over one shoulder, again stared intently. It was +curious to observe how much less afraid they were of the turtle than of a +living snake which I had formerly placed in their compartment;<a +href="#linknote-521" name="linknoteref-521" id="linknoteref-521">[521]</a> +for in the course of a few minutes some of the monkeys ventured to +approach and touch the turtle. On the other hand, some of the larger +baboons were greatly terrified, and grinned as if on the point of +screaming out. When I showed a little dressed-up doll to the <i>Cynopithecus +niger</i>, it stood motionless, stared intently with widely opened eyes, +and advanced its ears a little forwards. But when the turtle was placed in +its compartment, this monkey also moved its lips in an odd, rapid, +jabbering manner, which the keeper declared was meant to conciliate or +please the turtle. +</p> + +<p> +I was never able clearly to perceive that the eyebrows of astonished +monkeys were kept permanently raised, though they were frequently moved up +and down. Attention, which precedes astonishment, is expressed by man by a +slight raising of the eyebrows; and Dr. Duchenne informs me that when he +gave to the monkey formerly mentioned some quite new article of food, it +elevated its eyebrows a little, thus assuming an appearance of close +attention. It then took the food in its fingers, and, with lowered or +rectilinear eyebrows, scratched, smelt, and examined it,—an +expression of reflection being thus exhibited. Sometimes it would throw +back its head a little, and again with suddenly raised eyebrows re-examine +and finally taste the food. +</p> + +<p> +In no case did any monkey keep its mouth open when it was astonished. Mr. +Sutton observed for me a young orang and chimpanzee during a considerable +length of time; and however much they were astonished, or whilst listening +intently to some strange sound, they did not keep their mouths open. This +fact is surprising, as with mankind hardly any expression is more general +than a widely open mouth under the sense of astonishment. As far as I have +been able to observe, monkeys breathe more freely through their nostrils +than men do; and this may account for their not opening their mouths when +they are astonished; for, as we shall see in a future chapter, man +apparently acts in this manner when startled, at first for the sake of +quickly drawing a full inspiration, and afterwards for the sake of +breathing as quietly as possible. +</p> + +<p> +Terror is expressed by many kinds of monkeys by the utterance of shrill +screams; the lips being drawn back, so that the teeth are exposed. The +hair becomes erect, especially when some anger is likewise felt. Mr. +Sutton has distinctly seen the face of the <i>Macacus rhesus</i> grow pale +from fear. Monkeys also tremble from fear; and sometimes they void their +excretions. I have seen one which, when caught, almost fainted from an +excess of terror. +</p> + +<p class="p2"> +Sufficient facts have now been given with respect to the expressions of +various animals. It is impossible to agree with Sir C. Bell when he says<a +href="#linknote-522" name="linknoteref-522" id="linknoteref-522">[522]</a> +that “the faces of animals seem chiefly capable of expressing rage and +fear;” and again, when he says that all their expressions “may be +referred, more or less plainly, to their acts of volition or necessary +instincts.” He who will look at a dog preparing to attack another dog or a +man, and at the same animal when caressing his master, or will watch the +countenance of a monkey when insulted, and when fondled by his keeper, +will be forced to admit that the movements of their features and their +gestures are almost as expressive as those of man. Although no explanation +can be given of some of the expressions in the lower animals, the greater +number are explicable in accordance with the three principles given at the +commencement of the first chapter. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0006" id="link2HCH0006"></a> +CHAPTER VI.<br/>SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. +</h2> + +<p> +The screaming and weeping of infants—Forms of features—Age at +which weeping commences—The effects of habitual restraint on weeping—Sobbing—Cause +of the contraction of the muscles round the eyes during screaming—Cause +of the secretion of tears. +</p> + +<p class="p2"> +In this and the following chapters the expressions exhibited by Man under +various states of the mind will be described and explained, as far as lies +in my power. My observations will be arranged according to the order which +I have found the most convenient; and this will generally lead to opposite +emotions and sensations succeeding each other. +</p> + +<p> +<i>Suffering of the body and mind: weeping</i>.—I have already +described in sufficient detail, in the third chapter, the signs of extreme +pain, as shown by screams or groans, with the writhing of the whole body +and the teeth clenched or ground together. These signs are often +accompanied or followed by profuse sweating, pallor, trembling, utter +prostration, or faintness. No suffering is greater than that from extreme +fear or horror, but here a distinct emotion comes into play, and will be +elsewhere considered. Prolonged suffering, especially of the mind, passes +into low spirits, grief, dejection, and despair, and these states will be +the subject of the following chapter. Here I shall almost confine myself +to weeping or crying, more especially in children. +</p> + +<p> +Infants, when suffering even slight pain, moderate hunger, or discomfort, +utter violent and prolonged screams. Whilst thus screaming their eyes are +firmly closed, so that the skin round them is wrinkled, and the forehead +contracted into a frown. The mouth is widely opened with the lips +retracted in a peculiar manner, which causes it to assume a squarish form; +the gums or teeth being more or less exposed. The breath is inhaled almost +spasmodically. It is easy to observe infants whilst screaming; but I have +found photographs made by the instantaneous process the best means for +observation, as allowing more deliberation. I have collected twelve, most +of them made purposely for me; and they all exhibit the same general +characteristics. I have, therefore, had six of them<a href="#linknote-601" +name="linknoteref-601" id="linknoteref-601">[601]</a> (Plate I.) +reproduced by the heliotype process. +</p> + +<p> +<a name="linkimage-0018" id="linkimage-0018"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-1.jpg" width="100%" +alt="Screaming Infants. Plate I. " /> +</div> + +<p> +The firm closing of the eyelids and consequent compression of the eyeball,—and +this is a most important element in various expressions,—serves to +protect the eyes from becoming too much gorged with blood, as will +presently be explained in detail. With respect to the order in which the +several muscles contract in firmly compressing the eyes, I am indebted to +Dr. Langstaff, of Southampton, for some observations, which I have since +repeated. The best plan for observing the order is to make a person first +raise his eyebrows, and this produces transverse wrinkles across the +forehead; and then very gradually to contract all the muscles round the +elves with as much force as possible. The reader who is unacquainted with +the anatomy of the face, ought to refer to p. 24, and look at the woodcuts +1 to 3. The corrugators of the brow (<i>corrugator supercilii</i>) seem to +be the first muscles to contract; and these draw the eyebrows downwards +and inwards towards the base of the nose, causing vertical furrows, that +is a frown, to appear between the eyebrows; at the same time they cause +the disappearance of the transverse wrinkles across the forehead. The +orbicular muscles contract almost simultaneously with the corrugators, and +produce wrinkles all round the eyes; they appear, however, to be enabled +to contract with greater force, as soon as the contraction of the +corrugators has given them some support. Lastly, the pyramidal muscles of +the nose contract; and these draw the eyebrows and the skin of the +forehead still lower down, producing short transverse wrinkles across the +base of the nose.<a href="#linknote-602" name="linknoteref-602" +id="linknoteref-602">[602]</a> For the sake of brevity these muscles will +generally be spoken of as the orbiculars, or as those surrounding the +eyes. +</p> + +<p> +When these muscles are strongly contracted, those running to the upper lip<a +href="#linknote-603" name="linknoteref-603" id="linknoteref-603">[603]</a> +likewise contract and raise the upper lip. This might have been expected +from the manner in which at least one of them, the <i>malaris</i>, is +connected with the orbiculars. Any one who will gradually contract the +muscles round his eyes, will feel, as he increases the force, that his +upper lip and the wings of his nose (which are partly acted on by one of +the same muscles) are almost always a little drawn up. If he keeps his +mouth firmly shut whilst contracting the muscles round the eyes, and then +suddenly relaxes his lips, he will feel that the pressure on his eyes +immediately increases. So again when a person on a bright, glaring day +wishes to look at a distant object, but is compelled partially to close +his eyelids, the upper lip may almost always be observed to be somewhat +raised. The mouths of some very short-sighted persons, who are forced +habitually to reduce the aperture of their eyes, wear from this same +reason a grinning expression. +</p> + +<p> +The raising of the upper lip draws upwards the flesh of the upper parts of +the cheeks, and produces a strongly marked fold on each cheek,—the +naso-labial fold,—which runs from near the wings of the nostrils to +the corners of the mouth and below them. This fold or furrow may be seen +in all the photographs, and is very characteristic of the expression of a +crying child; though a nearly similar fold is produced in the act of +laughing or smiling.<a href="#linknote-604" name="linknoteref-604" +id="linknoteref-604">[604]</a> +</p> + +<p> +As the upper lip is much drawn up during the act of screaming, in the +manner just explained, the depressor muscles of the angles of the mouth +(see K in woodcuts 1 and 2) are strongly contracted in order to keep the +mouth widely open, so that a full volume of sound may be poured forth. The +action of these opposed muscles, above and below, tends to give to the +mouth an oblong, almost squarish outline, as may be seen in the +accompanying photographs. An excellent observer,<a href="#linknote-605" +name="linknoteref-605" id="linknoteref-605">[605]</a> in describing a baby +crying whilst being fed, says, “it made its mouth like a square, and let +the porridge run out at all four corners.” I believe, but we shall return +to this point in a future chapter, that the depressor muscles of the +angles of the mouth are less under the separate control of the will than +the adjoining muscles; so that if a young child is only doubtfully +inclined to cry, this muscle is generally the first to contract, and is +the last to cease contracting. When older children commence crying, the +muscles which run to the upper lip are often the first to contract; and +this may perhaps be due to older children not having so strong a tendency +to scream loudly, and consequently to keep their mouths widely open; so +that the above-named depressor muscles are not brought into such strong +action. +</p> + +<p> +With one of my own infants, from his eighth day and for some time +afterwards, I often observed that the first sign of a screaming-fit, when +it could be observed coming on gradually, was a little frown, owing to the +contraction of the corrugators of the brows; the capillaries of the naked +head and face becoming at the same time reddened with blood. As soon as +the screaming-fit actually began, all the muscles round the eyes were +strongly contracted, and the mouth widely opened in the manner above +described; so that at this early period the features assumed the same form +as at a more advanced age. +</p> + +<p> +Dr. Piderit<a href="#linknote-606" name="linknoteref-606" +id="linknoteref-606">[606]</a> lays great stress on the contraction of +certain muscles which draw down the nose and narrow the nostrils, as +eminently characteristic of a crying expression. The <i>depressores anguli +oris</i>, as we have just seen, are usually contracted at the same time, +and they indirectly tend, according to Dr. Duchenne, to act in this same +manner on the nose. With children having bad colds a similar pinched +appearance of the nose may be noticed, which is at least partly due, as +remarked to me by Dr. Langstaff, to their constant snuffling, and the +consequent pressure of the atmosphere on the two sides. The purpose of +this contraction of the nostrils by children having bad colds, or whilst +crying, seems to be to check the downward flow of the mucus and tears, and +to prevent these fluids spreading over the upper lip. +</p> + +<p> +After a prolonged and severe screaming-fit, the scalp, face, and eyes are +reddened, owing to the return of the blood from the head having been +impeded by the violent expiratory efforts; but the redness of the +stimulated eyes is chiefly due to the copious effusion of tears. The +various muscles of the face which have been strongly contracted, still +twitch a little, and the upper lip is still slightly drawn up or everted,<a +href="#linknote-607" name="linknoteref-607" id="linknoteref-607">[607]</a> +with the corners of the mouth still a little drawn downwards. I have +myself felt, and have observed in other grown-up persons, that when tears +are restrained with difficulty, as in reading a pathetic story, it is +almost impossible to prevent the various muscles. which with young +children are brought into strong action during their screaming-fits, from +slightly twitching or trembling. +</p> + +<p> +Infants whilst young do not shed tears or weep, as is well known to nurses +and medical men. This circumstance is not exclusively due to the lacrymal +glands being as yet incapable of secreting tears. I first noticed this +fact from having accidentally brushed with the cuff of my coat the open +eye of one of my infants, when seventy-seven days old, causing this eye to +water freely; and though the child screamed violently, the other eye +remained dry, or was only slightly suffused with tears. A similar slight +effusion occurred ten days previously in both eyes during a screaming-fit. +The tears did not run over the eyelids and roll down the cheeks of this +child, whilst screaming badly, when 122 days old. This first happened 17 +days later, at the age of 139 days. A few other children have been +observed for me, and the period of free weeping appears to be very +variable. In one case, the eyes became slightly suffused at the age of +only 20 days; in another, at 62 days. With two other children, the tears +did NOT run down the face at the ages of 84 and 110 days; but in a third +child they did run down at the age of 104 days. In one instance, as I was +positively assured, tears ran down at the unusually early age of 42 days. +It would appear as if the lacrymal glands required some practice in the +individual before they are easily excited into action, in somewhat the +same manner as various inherited consensual movements and tastes require +some exercise before they are fixed and perfected. This is all the more +likely with a habit like weeping, which must have been acquired since the +period when man branched off from the common progenitor of the genus Homo +and of the non-weeping anthropomorphous apes. +</p> + +<p> +The fact of tears not being shed at a very early age from pain or any +mental emotion is remarkable, as, later in life, no expression is more +general or more strongly marked than weeping. When the habit has once been +acquired by an infant, it expresses in the clearest manner suffering of +all kinds, both bodily pain and mental distress, even though accompanied +by other emotions, such as fear or rage. The character of the crying, +however, changes at a very early age, as I noticed in my own infants,—the +passionate cry differing from that of grief. A lady informs me that her +child, nine months old, when in a passion screams loudly, but does not +weep; tears, however, are shed when she is punished by her chair being +turned with its back to the table. This difference may perhaps be +attributed to weeping being restrained, as we shall immediately see, at a +more advanced age, under most circumstances excepting grief; and to the +influence of such restraint being transmitted to an earlier period of +life, than that at which it was first practised. +</p> + +<p> +With adults, especially of the male sex, weeping soon ceases to be caused +by, or to express, bodily pain. This may be accounted for by its being +thought weak and unmanly by men, both of civilized and barbarous races, to +exhibit bodily pain by any outward sign. With this exception, savages weep +copiously from very slight causes, of which fact Sir J. Lubbock<a +href="#linknote-608" name="linknoteref-608" id="linknoteref-608">[608]</a> +has collected instances. A New Zealand chief “cried like a child because +the sailors spoilt his favourite cloak by powdering it with flour.” I saw +in Tierra del Fuego a native who had lately lost a brother, and who +alternately cried with hysterical violence, and laughed heartily at +anything which amused him. With the civilized nations of Europe there is +also much difference in the frequency of weeping. Englishmen rarely cry, +except under the pressure of the acutest grief; whereas in some parts of +the Continent the men shed tears much more readily and freely. +</p> + +<p> +The insane notoriously give way to all their emotions with little or no +restraint; and I am informed by Dr. J. Crichton Browne, that nothing is +more characteristic of simple melancholia, even in the male sex, than a +tendency to weep on the slightest occasions, or from no cause. They also +weep disproportionately on the occurrence of any real cause of grief. The +length of time during which some patients weep is astonishing, as well as +the amount of tears which they shed. One melancholic girl wept for a whole +day, and afterwards confessed to Dr. Browne, that it was because she +remembered that she had once shaved off her eyebrows to promote their +growth. Many patients in the asylum sit for a long time rocking themselves +backwards and forwards; “and if spoken to, they stop their movements, +purse up their eyes, depress the corners of the mouth, and burst out +crying.” In some of these cases, the being spoken to or kindly greeted +appears to suggest some fanciful and sorrowful notion; but in other cases +an effort of any kind excites weeping, independently of any sorrowful +idea. Patients suffering from acute mania likewise have paroxysms of +violent crying or blubbering, in the midst of their incoherent ravings. We +must not, however, lay too much stress on the copious shedding of tears by +the insane, as being due to the lack of all restraint; for certain +brain-diseases, as hemiplegia, brain-wasting, and senile decay, have a +special tendency to induce weeping. Weeping is common in the insane, even +after a complete state of fatuity has been reached and the power of speech +lost. Persons born idiotic likewise weep;<a href="#linknote-609" +name="linknoteref-609" id="linknoteref-609">[609]</a> but it is said that +this is not the case with cretins. +</p> + +<p> +Weeping seems to be the primary and natural expression, as we see in +children, of suffering of any kind, whether bodily pain short of extreme +agony, or mental distress. But the foregoing facts and common experience +show us that a frequently repeated effort to restrain weeping, in +association with certain states of the mind, does much in checking the +habit. On the other hand, it appears that the power of weeping can be +increased through habit; thus the Rev. R. Taylor,<a href="#linknote-610" +name="linknoteref-610" id="linknoteref-610">[610]</a> who long resided in +New Zealand, asserts that the women can voluntarily shed tears in +abundance; they meet for this purpose to mourn for the dead, and they take +pride in crying “in the most affecting manner.” +</p> + +<p> +A single effort of repression brought to bear on the lacrymal glands does +little, and indeed seems often to lead to an opposite result. An old and +experienced physician told me that he had always found that the only means +to check the occasional bitter weeping of ladies who consulted him, and +who themselves wished to desist, was earnestly to beg them not to try, and +to assure them that nothing would relieve them so much as prolonged and +copious crying. +</p> + +<p> +The screaming of infants consists of prolonged expirations, with short and +rapid, almost spasmodic inspirations, followed at a somewhat more advanced +age by sobbing. According to Gratiolet,<a href="#linknote-611" +name="linknoteref-611" id="linknoteref-611">[611]</a> the glottis is +chiefly affected during the act of sobbing. This sound is heard “at the +moment when the inspiration conquers the resistance of the glottis, and +the air rushes into the chest.” But the whole act of respiration is +likewise spasmodic and violent. The shoulders are at the same time +generally raised, as by this movement respiration is rendered easier. With +one of my infants, when seventy-seven days old, the inspirations were so +rapid and strong that they approached in character to sobbing; when 138 +days old I first noticed distinct sobbing, which subsequently followed +every bad crying-fit. The respiratory movements are partly voluntary and +partly involuntary, and I apprehend that sobbing is at least in part due +to children having some power to command after early infancy their vocal +organs and to stop their screams, but from having less power over their +respiratory muscles, these continue for a time to act in an involuntary or +spasmodic manner, after having been brought into violent action. Sobbing +seems to be peculiar to the human species; for the keepers in the +Zoological Gardens assure me that they have never heard a sob from any +kind of monkey; though monkeys often scream loudly whilst being chased and +caught, and then pant for a long time. We thus see that there is a close +analogy between sobbing and the free shedding of tears; for with children, +sobbing does not commence during early infancy, but afterwards comes on +rather suddenly and then follows every bad crying-fit, until the habit is +checked with advancing years. +</p> + +<p> +<i>On the cause of the contraction of the muscles round the eyes during +screaming</i>.—We have seen that infants and young children, whilst +screaming, invariably close their eyes firmly, by the contraction of the +surrounding muscles, so that the skin becomes wrinkled all around. With +older children, and even with adults, whenever there is violent and +unrestrained crying, a tendency to the contraction of these same muscles +may be observed; though this is often checked in order not to interfere +with vision. +</p> + +<p> +Sir C. Bell explains<a href="#linknote-612" name="linknoteref-612" +id="linknoteref-612">[612]</a> this action in the following manner:—“During +every violent act of expiration, whether in hearty laughter, weeping, +coughing, or sneezing, the eyeball is firmly compressed by the fibres of +the orbicularis; and this is a provision for supporting and defending the +vascular system of the interior of the eye from a retrograde impulse +communicated to the blood in the veins at that time. When we contract the +chest and expel the air, there is a retardation of the blood in the veins +of the neck and head; and in the more powerful acts of expulsion, the +blood not only distends the vessels, but is even regurgitated into the +minute branches. Were the eye not properly compressed at that time, and a +resistance given to the shock, irreparable injury might be inflicted on +the delicate textures of the interior of the eye.” He further adds, “If we +separate the eyelids of a child to examine the eye, while it cries and +struggles with passion, by taking off the natural support to the vascular +system of the eye, and means of guarding it against the rush of blood then +occurring, the conjunctiva becomes suddenly filled with blood, and the +eyelids everted.” +</p> + +<p> +Not only are the muscles round the eyes strongly contracted, as Sir C. +Bell states and as I have often observed, during screaming, loud laughter, +coughing, and sneezing, but during several other analogous actions. A man +contracts these muscles when he violently blows his nose. I asked one of +my boys to shout as loudly as he possibly could, and as soon as he began, +he firmly contracted his orbicular muscles; I observed this repeatedly, +and on asking him why he had every time so firmly closed his eyes, I found +that he was quite unaware of the fact: he had acted instinctively or +unconsciously. +</p> + +<p> +It is not necessary, in order to lead to the contraction of these muscles, +that air should actually be expelled from the chest; it suffices that the +muscles of the chest and abdomen should contract with great force, whilst +by the closure of the glottis no air escapes. In violent vomiting or +retching the diaphragm is made to descend by the chest being filled with +air; it is then held in this position by the closure of the glottis, “as +well as by the contraction of its own fibres.”<a href="#linknote-613" +name="linknoteref-613" id="linknoteref-613">[613]</a> The abdominal +muscles now contract strongly upon the stomach, its proper muscles +likewise contracting, and the contents are thus ejected. During each +effort of vomiting “the head becomes greatly congested, so that the +features are red and swollen, and the large veins of the face and temples +visibly dilated.” At the same time, as I know from observation, the +muscles round the eyes are strongly contracted. This is likewise the case +when the abdominal muscles act downwards with unusual force in expelling +the contents of the intestinal canal. +</p> + +<p> +The greatest exertion of the muscles of the body, if those of the chest +are not brought into strong action in expelling or compressing the air +within the lungs, does not lead to the contraction of the muscles round +the eyes. I have observed my sons using great force in gymnastic +exercises, as in repeatedly raising their suspended bodies by their arms +alone, and in lifting heavy weights from the ground, but there was hardly +any trace of contraction in the muscles round the eyes. +</p> + +<p> +As the contraction of these muscles for the protection of the eyes during +violent expiration is indirectly, as we shall hereafter see, a fundamental +element in several of our most important expressions, I was extremely +anxious to ascertain how far Sir C. Bell’s view could be substantiated. +Professor Donders, of Utrecht,<a href="#linknote-614" +name="linknoteref-614" id="linknoteref-614">[614]</a> well known as one of +the highest authorities in Europe on vision and on the structure of the +eye, has most kindly undertaken for me this investigation with the aid of +the many ingenious mechanisms of modern science, and has published the +results.<a href="#linknote-615" name="linknoteref-615" id="linknoteref-615">[615]</a> +He shows that during violent expiration the external, the intra-ocular, +and the retro-ocular vessels of the eye are all affected in two ways, +namely by the increased pressure of the blood in the arteries, and by the +return of the blood in the veins being impeded. It is, therefore, certain +that both the arteries and the veins of the eye are more or less distended +during violent expiration. The evidence in detail may be found in +Professor Donders’ valuable memoir. We see the effects on the veins of the +head, in their prominence, and in the purple colour of the face of a man +who coughs violently from being half choked. I may mention, on the same +authority, that the whole eye certainly advances a little during each +violent expiration. This is due to the dilatation of the retro-ocular +vessels, and might have been expected from the intimate connection of the +eye and brain; the brain being known to rise and fall with each +respiration, when a portion of the skull has been removed; and as may be +seen along the unclosed sutures of infants’ heads. This also, I presume, +is the reason that the eyes of a strangled man appear as if they were +starting from their sockets. +</p> + +<p> +With respect to the protection of the eye during violent expiratory +efforts by the pressure of the eyelids, Professor Donders concludes from +his various observations that this action certainly limits or entirely +removes the dilatation of the vessels.<a href="#linknote-616" +name="linknoteref-616" id="linknoteref-616">[616]</a> At such times, he +adds, we not unfrequently see the hand involuntarily laid upon the +eyelids, as if the better to support and defend the eyeball. +</p> + +<p> +Nevertheless much evidence cannot at present be advanced to prove that the +eye actually suffers injury from the want of support during violent +expiration; but there is some. It is “a fact that forcible expiratory +efforts in violent coughing or vomiting, and especially in sneezing, +sometimes give rise to ruptures of the little (external) vessels” of the +eye.<a href="#linknote-617" name="linknoteref-617" id="linknoteref-617">[617]</a> +With respect to the internal vessels, Dr. Gunning has lately recorded a +case of exophthalmos in consequence of whooping-cough, which in his +opinion depended on the rupture of the deeper vessels; and another +analogous case has been recorded. But a mere sense of discomfort would +probably suffice to lead to the associated habit of protecting the eyeball +by the contraction of the surrounding muscles. Even the expectation or +chance of injury would probably be sufficient, in the same manner as an +object moving too near the eye induces involuntary winking of the eyelids. +We may, therefore, safely conclude from Sir C. Bell’s observations, and +more especially from the more careful investigations by Professor Donders, +that the firm closure of the eyelids during the screaming of children is +an action full of meaning and of real service. +</p> + +<p> +We have already seen that the contraction of the orbicular muscles leads +to the drawing up of the upper lip, and consequently, if the mouth is kept +widely open, to the drawing down of the corners by the contraction of the +depressor muscles. The formation of the naso-labial fold on the cheeks +likewise follows from the drawing up of the upper lip. Thus all the chief +expressive movements of the face during crying apparently result from the +contraction of the muscles round the eyes. We shall also find that the +shedding of tears depends on, or at least stands in some connection with, +the contraction of these same muscles. +</p> + +<p> +In some of the foregoing cases, especially in those of sneezing and +coughing, it is possible that the contraction of the orbicular muscles may +serve in addition to protect the eyes from too severe a jar or vibration. +I think so, because dogs and cats, in crunching hard bones, always close +their eyelids, and at least sometimes in sneezing; though dogs do not do +so whilst barking loudly. Mr. Sutton carefully observed for me a young +orang and chimpanzee, and he found that both always closed their eyes in +sneezing and coughing, but not whilst screaming violently. I gave a small +pinch of snuff to a monkey of the American division, namely, a Cebus, and +it closed its eyelids whilst sneezing; but not on a subsequent occasion +whilst uttering loud cries. +</p> + +<p> +<i>Cause of the secretion of tears</i>.—It is an important fact +which must be considered in any theory of the secretion of tears from the +mind being affected, that whenever the muscles round the eyes are strongly +and involuntarily contracted in order to compress the blood-vessels and +thus to protect the eyes, tears are secreted, often in sufficient +abundance to roll down the cheeks. This occurs under the most opposite +emotions, and under no emotion at all. The sole exception, and this is +only a partial one, to the existence of a relation between the involuntary +and strong contraction of these muscles and the secretion of tears is that +of young infants, who, whilst screaming violently with their eyelids +firmly closed, do not commonly weep until they have attained the age of +from two to three or four months. Their eyes, however, become suffused +with tears at a much earlier age. It would appear, as already remarked, +that the lacrymal glands do not, from the want of practice or some other +cause, come to full functional activity at a very early period of life. +With children at a somewhat later age, crying out or wailing from any +distress is so regularly accompanied by the shedding of tears, that +weeping and crying are synonymous terms.<a href="#linknote-618" +name="linknoteref-618" id="linknoteref-618">[618]</a> +</p> + +<p> +Under the opposite emotion of great joy or amusement, as long as laughter +is moderate there is hardly any contraction of the muscles round the eyes, +so that there is no frowning; but when peals of loud laughter are uttered, +with rapid and violent spasmodic expirations, tears stream down the face. +I have more than once noticed the face of a person, after a paroxysm of +violent laughter, and I could see that the orbicular muscles and those +running to the upper lip were still partially contracted, which together +with the tear-stained cheeks gave to the upper half of the face an +expression not to be distinguished from that of a child still blubbering +from grief. The fact of tears streaming down the face during violent +laughter is common to all the races of mankind, as we shall see in a +future chapter. +</p> + +<p> +In violent coughing especially when a person is half-choked, the face +becomes purple, the veins distended, the orbicular muscles strongly +contracted, and tears run down the cheeks. Even after a fit of ordinary +coughing, almost every one has to wipe his eyes. In violent vomiting or +retching, as I have myself experienced and seen in others, the orbicular +muscles are strongly contracted, and tears sometimes flow freely down the +cheeks. It has been suggested to me that this may be due to irritating +matter being injected into the nostrils, and causing by reflex action the +secretion of tears. Accordingly I asked one of my informants, a surgeon, +to attend to the effects of retching when nothing was thrown up from the +stomach; and, by an odd coincidence, he himself suffered the next morning +from an attack of retching, and three days subsequently observed a lady +under a similar attack; and he is certain that in neither case an atom of +matter was ejected from the stomach; yet the orbicular muscles were +strongly contracted, and tears freely secreted. I can also speak +positively to the energetic contraction of these same muscles round the +eyes, and to the coincident free secretion of tears, when the abdominal +muscles act with unusual force in a downward direction on the intestinal +canal. +</p> + +<p> +Yawning commences with a deep inspiration, followed by a long and forcible +expiration; and at the same time almost all the muscles of the body are +strongly contracted, including those round the eyes. During this act tears +are often secreted, and I have seen them even rolling down the cheeks. +</p> + +<p> +I have frequently observed that when persons scratch some point which +itches intolerably, they forcibly close their eyelids; but they do not, as +I believe, first draw a deep breath and then expel it with force; and I +have never noticed that the eyes then become filled with tears; but I am +not prepared to assert that this does not occur. The forcible closure of +the eyelids is, perhaps, merely a part of that general action by which +almost all the muscles of the body are at the same time rendered rigid. It +is quite different from the gentle closure of the eyes which often +accompanies, as Gratiolet remarks,<a href="#linknote-619" +name="linknoteref-619" id="linknoteref-619">[619]</a> the smelling a +delicious odour, or the tasting a delicious morsel, and which probably +originates in the desire to shut out any disturbing impression through the +eyes. +</p> + +<p> +Professor Donders writes to me to the following effect: “I have observed +some cases of a very curious affection when, after a slight rub (<i>attouchement</i>), +for example, from the friction of a coat, which caused neither a wound nor +a contusion, spasms of the orbicular muscles occurred, with a very profuse +flow of tears, lasting about one hour. Subsequently, sometimes after an +interval of several weeks, violent spasms of the same muscles re-occurred, +accompanied by the secretion of tears, together with primary or secondary +redness of the eye.” Mr. Bowman informs me that he has occasionally +observed closely analogous cases, and that, in some of these, there was no +redness or inflammation of the eyes. +</p> + +<p> +I was anxious to ascertain whether there existed in any of the lower +animals a similar relation between the contraction of the orbicular +muscles during violent expiration and the secretion of tears; but there +are very few animals which contract these muscles in a prolonged manner, +or which shed tears. <i>The Macacus maurus</i>, which formerly wept so +copiously in the Zoological Gardens, would have been a fine case for +observation; but the two monkeys now there, and which are believed to +belong to the same species, do not weep. Nevertheless they were carefully +observed by Mr. Bartlett and myself, whilst screaming loudly, and they +seemed to contract these muscles; but they moved about their cages so +rapidly, that it was difficult to observe with certainty. No other monkey, +as far as I have been able to ascertain, contracts its orbicular muscles +whilst screaming. +</p> + +<p> +The Indian elephant is known sometimes to weep. Sir E. Tennent, in +describing these which he saw captured and bound in Ceylon, says, some +“lay motionless on the ground, with no other indication of suffering than +the tears which suffused their eyes and flowed incessantly.” Speaking of +another elephant he says, “When overpowered and made fast, his grief was +most affecting; his violence sank to utter prostration, and he lay on the +ground, uttering choking cries, with tears trickling down his cheeks.”<a +href="#linknote-620" name="linknoteref-620" id="linknoteref-620">[620]</a> +In the Zoological Gardens the keeper of the Indian elephants positively +asserts that he has several times seen tears rolling down the face of the +old female, when distressed by the removal of the young one. Hence I was +extremely anxious to ascertain, as an extension of the relation between +the contraction of the orbicular muscles and the shedding of tears in man, +whether elephants when screaming or trumpeting loudly contract these +muscles. At Mr. Bartlett’s desire the keeper ordered the old and the young +elephant to trumpet; and we repeatedly saw in both animals that, just as +the trumpeting began, the orbicular muscles, especially the lower ones, +were distinctly contracted. On a subsequent occasion the keeper made the +old elephant trumpet much more loudly, and invariably both the upper and +lower orbicular muscles were strongly contracted, and now in an equal +degree. It is a singular fact that the African elephant, which, however, +is so different from the Indian species that it is placed by some +naturalists in a distinct sub-genus, when made on two occasions to trumpet +loudly, exhibited no trace of the contraction of the orbicular muscles. +</p> + +<p> +From the several foregoing cases with respect to Man, there can, I think, +be no doubt that the contraction of the muscles round the eyes, during +violent expiration or when the expanded chest is forcibly compressed, is, +in some manner, intimately connected with the secretion of tears. This +holds good under widely different emotions, and independently of any +emotion. It is not, of course, meant that tears cannot be secreted without +the contraction of these muscles; for it is notorious that they are often +freely shed with the eyelids not closed, and with the brows unwrinkled. +The contraction must be both involuntary and prolonged, as during a +choking fit, or energetic, as during a sneeze. The mere involuntary +winking of the eyelids, though often repeated, does not bring tears into +the eyes. Nor does the voluntary and prolonged contraction of the several +surrounding muscles suffice. As the lacrymal glands of children are easily +excited, I persuaded my own and several other children of different ages +to contract these muscles repeatedly with their utmost force, and to +continue doing so as long as they possibly could; but this produced hardly +any effect. There was sometimes a little moisture in the eyes, but not +more than apparently could be accounted for by the squeezing out of the +already secreted tears within the glands. +</p> + +<p> +The nature of the relation between the involuntary and energetic +contraction of the muscles round the eyes, and the secretion of tears, +cannot be positively ascertained, but a probable view may be suggested. +The primary function of the secretion of tears, together with some mucus, +is to lubricate the surface of the eye; and a secondary one, as some +believe, is to keep the nostrils damp, so that the inhaled air may be +moist,<a href="#linknote-621" name="linknoteref-621" id="linknoteref-621">[621]</a> +and likewise to favour the power of smelling. But another, and at least +equally important function of tears, is to wash out particles of dust or +other minute objects which may get into the eyes. That this is of great +importance is clear from the cases in which the cornea has been rendered +opaque through inflammation, caused by particles of dust not being +removed, in consequence of the eye and eyelid becoming immovable.<a +href="#linknote-622" name="linknoteref-622" id="linknoteref-622">[622]</a> +The secretion of tears from the irritation of any foreign body in the eye +is a reflex action;—that is, the body irritates a peripheral nerve +which sends an impression to certain sensory nerve-cells; these transmit +an influence to other cells, and these again to the lacrymal glands. The +influence transmitted to these glands causes, as there is good reason to +believe, the relaxation of the muscular coats of the smaller arteries; +this allows more blood to permeate the glandular tissue, and this induces +a free secretion of tears. When the small arteries of the face, including +those of the retina, are relaxed under very different circumstances, +namely, during an intense blush, the lacrymal glands are sometimes +affected in a like manner, for the eyes become suffused with tears. +</p> + +<p> +It is difficult to conjecture how many reflex actions have originated, +but, in relation to the present case of the affection of the lacrymal +glands through irritation of the surface of the eye, it may be worth +remarking that, as soon as some primordial form became semi-terrestrial in +its habits, and was liable to get particles of dust into its eyes, if +these were not washed out they would cause much irritation; and on the +principle of the radiation of nerve-force to adjoining nerve-cells, the +lacrymal glands would be stimulated to secretion. As this would often +recur, and as nerve-force readily passes along accustomed channels, a +slight irritation would ultimately suffice to cause a free secretion of +tears. +</p> + +<p> +As soon as by this, or by some other means, a reflex action of this nature +had been established and rendered easy, other stimulants applied to the +surface of the eye—such as a cold wind, slow inflammatory action, or +a blow on the eyelids—would cause a copious secretion of tears, as +we know to be the case. The glands are also excited into action through +the irritation of adjoining parts. Thus when the nostrils are irritated by +pungent vapours, though the eyelids may be kept firmly closed, tears are +copiously secreted; and this likewise follows from a blow on the nose, for +instance from a boxing-glove. A stinging switch on the face produces, as I +have seen, the same effect. In these latter cases the secretion of tears +is an incidental result, and of no direct service. As all these parts of +the face, including the lacrymal glands, are supplied with branches of the +same nerve, namely, the fifth, it is in some degree intelligible that the +effects of the excitement of any one branch should spread to the +nerve-cells or roots of the other branches. +</p> + +<p> +The internal parts of the eye likewise act, under certain conditions, in a +reflex manner on the lacrymal glands. The following statements have been +kindly communicated to me by Mr. Bowman; but the subject is a very +intricate one, as all the parts of the eye are so intimately related +together, and are so sensitive to various stimulants. A strong light +acting on the retina, when in a normal condition, has very little tendency +to cause lacrymation; but with unhealthy children having small, +old-standing ulcers on the cornea, the retina becomes excessively +sensitive to light, and exposure even to common daylight causes forcible +and sustained closure of the lids, and a profuse flow of tears. When +persons who ought to begin the use of convex glasses habitually strain the +waning power of accommodation, an undue secretion of tears very often +follows, and the retina is liable to become unduly sensitive to light. In +general, morbid affections of the surface of the eye, and of the ciliary +structures concerned in the accommodative act, are prone to be accompanied +with excessive secretion of tears. Hardness of the eyeball, not rising to +inflammation, but implying a want of balance between the fluids poured out +and again taken up by the intra-ocular vessels, is not usually attended +with any lacrymation. When the balance is on the other side, and the eye +becomes too soft, there is a greater tendency to lacrymation. Finally, +there are numerous morbid states and structural alterations of the eyes, +and even terrible inflammations, which may be attended with little or no +secretion of tears. +</p> + +<p> +It also deserves notice, as indirectly bearing on our subject, that the +eye and adjoining parts are subject to an extraordinary number of reflex +and associated movements, sensations, and actions, besides those relating +to the lacrymal glands. When a bright light strikes the retina of one eye +alone, the iris contracts, but the iris of the other eye moves after a +measurable interval of time. The iris likewise moves in accommodation to +near or distant vision, and when the two eyes are made to converge.<a +href="#linknote-623" name="linknoteref-623" id="linknoteref-623">[623]</a> +Every one knows how irresistibly the eyebrows are drawn down under an +intensely bright light. The eyelids also involuntarily wink when an object +is moved near the eyes, or a sound is suddenly heard. The well-known case +of a bright light causing some persons to sneeze is even more curious; for +nerve-force here radiates from certain nerve-cells in connection with the +retina, to the sensory nerve-cells of the nose, causing it to tickle; and +from these, to the cells which command the various respiratory muscles +(the orbiculars included) which expel the air in so peculiar a manner that +it rushes through the nostrils alone. +</p> + +<p> +To return to our point: why are tears secreted during a screaming-fit or +other violent expiratory efforts? As a slight blow on the eyelids causes a +copious secretion of tears, it is at least possible that the spasmodic +contraction of the eyelids, by pressing strongly on the eyeball, should in +a similar manner cause some secretion. This seems possible, although the +voluntary contraction of the same muscles does not produce any such +effect. We know that a man cannot voluntarily sneeze or cough with nearly +the same force as he does automatically; and so it is with the contraction +of the orbicular muscles: Sir C. Bell experimented on them, and found that +by suddenly and forcibly closing the eyelids in the dark, sparks of light +are seen, like those caused by tapping the eyelids with the fingers; “but +in sneezing the compression is both more rapid and more forcible, and the +sparks are more brilliant.” That these sparks are due to the contraction +of the eyelids is clear, because if they “are held open during the act of +sneezing, no sensation of light will be experienced.” In the peculiar +cases referred to by Professor Donders and Mr. Bowman, we have seen that +some weeks after the eye has been very slightly injured, spasmodic +contractions of the eyelids ensue, and these are accompanied by a profuse +flow of tears. In the act of yawning, the tears are apparently due solely +to the spasmodic contraction of the muscles round the eyes. +Notwithstanding these latter cases, it seems hardly credible that the +pressure of the eyelids on the surface of the eye, although effected +spasmodically and therefore with much greater force than can be done +voluntarily, should be sufficient to cause by reflex action the secretion +of tears in the many cases in which this occurs during violent expiratory +efforts. +</p> + +<p> +Another cause may come conjointly into play. We have seen that the +internal parts of the eye, under certain conditions act in a reflex manner +on the lacrymal glands. We know that during violent expiratory efforts the +pressure of the arterial blood within the vessels of the eye is increased, +and that the return of the venous blood is impeded. It seems, therefore, +not improbable that the distension of the ocular vessels, thus induced, +might act by reflection on the lacrymal glands—the effects due to +the spasmodic pressure of the eyelids on the surface of the eye being thus +increased. +</p> + +<p> +In considering how far this view is probable, we should bear in mind that +the eyes of infants have been acted on in this double manner during +numberless generations, whenever they have screamed; and on the principle +of nerve-force readily passing along accustomed channels, even a moderate +compression of the eyeballs and a moderate distension of the ocular +vessels would ultimately come, through habit, to act on the glands. We +have an analogous case in the orbicular muscles being almost always +contracted in some slight degree, even during a gentle crying-fit, when +there can be no distension of the vessels and no uncomfortable sensation +excited within the eyes. +</p> + +<p> +Moreover, when complex actions or movements have long been performed in +strict association together, and these are from any cause at first +voluntarily and afterwards habitually checked, then if the proper exciting +conditions occur, any part of the action or movement which is least under +the control of the will, will often still be involuntarily performed. The +secretion by a gland is remarkably free from the influence of the will; +therefore, when with the advancing age of the individual, or with the +advancing culture of the race, the habit of crying out or screaming is +restrained, and there is consequently no distension of the blood-vessels +of the eye, it may nevertheless well happen that tears should still be +secreted. We may see, as lately remarked, the muscles round the eyes of a +person who reads a pathetic story, twitching or trembling in so slight a +degree as hardly to be detected. In this case there has been no screaming +and no distension of the blood-vessels, yet through habit certain +nerve-cells send a small amount of nerve-force to the cells commanding the +muscles round the eyes; and they likewise send some to the cells +commanding the lacrymal glands, for the eyes often become at the same time +just moistened with tears. If the twitching of the muscles round the eyes +and the secretion of tears had been completely prevented, nevertheless it +is almost certain that there would have been some tendency to transmit +nerve-force in these same directions; and as the lacrymal glands are +remarkably free from the control of the will, they would be eminently +liable still to act, thus betraying, though there were no other outward +signs, the pathetic thoughts which were passing through the person’s mind. +</p> + +<p> +As a further illustration of the view here advanced, I may remark that if, +during an early period of life, when habits of all kinds are readily +established, our infants, when pleased, had been accustomed to utter loud +peals of laughter (during which the vessels of their eyes are distended) +as often and as continuously as they have yielded when distressed to +screaming-fits, then it is probable that in after life tears would have +been as copiously and as regularly secreted under the one state of mind as +under the other. Gentle laughter, or a smile, or even a pleasing thought, +would have sufficed to cause a moderate secretion of tears. There does +indeed exist an evident tendency in this direction, as will be seen in a +future chapter, when we treat of the tender feelings. With the Sandwich +Islanders, according to Freycinet,<a href="#linknote-624" +name="linknoteref-624" id="linknoteref-624">[624]</a> tears are actually +recognized as a sign of happiness; but we should require better evidence +on this head than that of a passing voyager. So again if our infants, +during many generations, and each of them during several years, had almost +daily suffered from prolonged choking-fits, during which the vessels of +the eye are distended and tears copiously secreted, then it is probable, +such is the force of associated habit, that during after life the mere +thought of a choke, without any distress of mind, would have sufficed to +bring tears into our eyes. +</p> + +<p> +To sum up this chapter, weeping is probably the result of some such chain +of events as follows. Children, when wanting food or suffering in any way, +cry out loudly, like the young of most other animals, partly as a call to +their parents for aid, and partly from any great exertion serving relief. +Prolonged screaming inevitably leads to the gorging of the blood-vessels +of the eye; and this will have led, at first consciously and at last +habitually, to the contraction of the muscles round the eyes in order to +protect them. At the same time the spasmodic pressure on the surface of +the eye, and the distension of the vessels within the eye, without +necessarily entailing any conscious sensation, will have affected, through +reflex action, the lacrymal glands. Finally, through the three principles +of nerve-force readily passing along accustomed channels—of +association, which is so widely extended in its power—and of certain +actions, being more under the control of the will than others—it has +come to pass that suffering readily causes the secretion of tears, without +being necessarily accompanied by any other action. +</p> + +<p> +Although in accordance with this view we must look at weeping as an +incidental result, as purposeless as the secretion of tears from a blow +outside the eye, or as a sneeze from the retina being affected by a bright +light, yet this does not present any difficulty in our understanding how +the secretion of tears serves as a relief to suffering. And by as much as +the weeping is more violent or hysterical, by so much will the relief be +greater,—on the same principle that the writhing of the whole body, +the grinding of the teeth, and the uttering of piercing shrieks, all give +relief under an agony of pain. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0007" id="link2HCH0007"></a> +CHAPTER VII.<br/>LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. +</h2> + +<p> +General effect of grief on the system—Obliquity of the eyebrows +under suffering—On the cause of the obliquity of the eyebrows—On +the depression of the corners of the mouth. +</p> + +<p class="p2"> +After the mind has suffered from an acute paroxysm of grief, and the cause +still continues, we fall into a state of low spirits; or we may be utterly +cast down and dejected. Prolonged bodily pain, if not amounting to an +agony, generally leads to the same state of mind. If we expect to suffer, +we are anxious; if we have no hope of relief, we despair. +</p> + +<p> +Persons suffering from excessive grief often seek relief by violent and +almost frantic movements, as described in a former chapter; but when their +suffering is somewhat mitigated, yet prolonged, they no longer wish for +action, but remain motionless and passive, or may occasionally rock +themselves to and fro. The circulation becomes languid; the face pale; the +muscles flaccid; the eyelids droop; the head hangs on the contracted +chest; the lips, cheeks, and lower jaw all sink downwards from their own +weight. Hence all the features are lengthened; and the face of a person +who hears bad news is said to fall. A party of natives in Tierra del Fuego +endeavoured to explain to us that their friend, the captain of a sealing +vessel, was out of spirits, by pulling down their cheeks with both hands, +so as to make their faces as long as possible. Mr. Bunnet informs me that +the Australian aborigines when out of spirits have a chop-fallen +appearance. After prolonged suffering the eyes become dull and lack +expression, and are often slightly suffused with tears. The eyebrows not +rarely are rendered oblique, which is due to their inner ends being +raised. This produces peculiarly-formed wrinkles on the forehead, which +are very different from those of a simple frown; though in some cases a +frown alone may be present. The comers of the mouth are drawn downwards, +which is so universally recognized as a sign of being out of spirits, that +it is almost proverbial. +</p> + +<p> +The breathing becomes slow and feeble, and is often interrupted by deep +sighs. As Gratiolet remarks, whenever our attention is long concentrated +on any subject, we forget to breathe, and then relieve ourselves by a deep +inspiration; but the sighs of a sorrowful person, owing to his slow +respiration and languid circulation, are eminently characteristic.<a +href="#linknote-701" name="linknoteref-701" id="linknoteref-701">[701]</a> +As the grief of a person in this state occasionally recurs and increases +into a paroxysm, spasms affect the respiratory muscles, and he feels as if +something, the so-called <i>globus hystericus</i>, was rising in his +throat. These spasmodic movements are clearly allied to the sobbing of +children, and are remnants of those severer spasms which occur when a +person is said to choke from excessive grief.<a href="#linknote-702" +name="linknoteref-702" id="linknoteref-702">[702]</a> +</p> + +<p> +<i>Obliquity of the eyebrows</i>.—Two points alone in the above +description require further elucidation, and these are very curious ones; +namely, the raising of the inner ends of the eyebrows, and the drawing +down of the corners of the mouth. With respect to the eyebrows, they may +occasionally be seen to assume an oblique position in persons suffering +from deep dejection or anxiety; for instance, I have observed this +movement in a mother whilst speaking about her sick son; and it is +sometimes excited by quite trifling or momentary causes of real or +pretended distress. The eyebrows assume this position owing to the +contraction of certain muscles (namely, the orbiculars, corrugators, and +pyramidals of the nose, which together tend to lower and contract the +eyebrows) being partially cheeked by the more powerful action of the +central fasciæ of the frontal muscle. These latter fasciæ by their +contraction raise the inner ends alone of the eyebrows; and as the +corrugators at the same time draw the eyebrows together, their inner ends +become puckered into a fold or lump. This fold is a highly characteristic +point in the appearance of the eyebrows when rendered oblique, as may be +seen in figs. 2 and 5, Plate II. The eyebrows are at the same time +somewhat roughened, owing to the hairs being made to project. Dr. J. +Crichton Browne has also often noticed in melancholic patients who keep +their eyebrows persistently oblique, “a peculiar acute arching of the +upper eyelid.” A trace of this may be observed by comparing the right and +left eyelids of the young man in the photograph (fig. 2, Plate II.); for +he was not able to act equally on both eyebrows. This is also shown by the +unequal furrows on the two sides of his forehead. The acute arching of the +eyelids depends, I believe, on the inner end alone of the eyebrows being +raised; for when the whole eyebrow is elevated and arched, the upper +eyelid follows in a slight degree the same movement. +</p> + +<p> +<a name="linkimage-0019" id="linkimage-0019"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-2.jpg" width="100%" +alt=" Obliquity of the Eyebrows. Plate II " /> +</div> + +<p> +But the most conspicuous result of the opposed contraction of the +above-named muscles, is exhibited by the peculiar furrows formed on the +forehead. These muscles, when thus in conjoint yet opposed action, may be +called, for the sake of brevity, the grief-muscles. When a person elevates +his eyebrows by the contraction of the whole frontal muscle, transverse +wrinkles extend across the whole breadth of the forehead; but in the +present case the middle fasciae alone are contracted; consequently, +transverse furrows are formed across the middle part alone of the +forehead. The skin over the exterior parts of both eyebrows is at the same +time drawn downwards and smooth, by the contraction of the outer portions +of the orbicular muscles. The eyebrows are likewise brought together +through the simultaneous contraction of the corrugators;<a +href="#linknote-703" name="linknoteref-703" id="linknoteref-703">[703]</a> +and this latter action generates vertical furrows, separating the exterior +and lowered part of the skin of the forehead from the central and raised +part. The union of these vertical furrows with the central and transverse +furrows (see figs. 2 and 3) produces a mark on the forehead which has been +compared to a horse-shoe; but the furrows more strictly form three sides +of a quadrangle. They are often conspicuous on the foreheads of adult or +nearly adult persons, when their eyebrows are made oblique; but with young +children, owing to their skin not easily wrinkling, they are rarely seen, +or mere traces of them can be detected. +</p> + +<p> +These peculiar furrows are best represented in fig. 3, Plate II., on the +forehead of a young lady who has the power in an unusual degree of +voluntarily acting on the requisite muscles. As she was absorbed in the +attempt, whilst being photographed, her expression was not at all one of +grief; I have therefore given the forehead alone. Fig. 1 on the same +plate, copied from Dr. Duchenne’s work,<a href="#linknote-704" +name="linknoteref-704" id="linknoteref-704">[704]</a> represents, on a +reduced scale, the face, in its natural state, of a young man who was a +good actor. In fig. 2 he is shown simulating grief, but the two eyebrows, +as before remarked, are not equally acted on. That the expression is true, +may be inferred from the fact that out of fifteen persons, to whom the +original photograph was shown, without any clue to what was intended being +given them, fourteen immediately answered, “despairing sorrow,” “suffering +endurance,” “melancholy,” and so forth. The history of fig. 5 is rather +curious: I saw the photograph in a shop-window, and took it to Mr. +Rejlander for the sake of finding out by whom it had been made; remarking +to him how pathetic the expression was. He answered, “I made it, and it +was likely to be pathetic, for the boy in a few minutes burst out crying.” +He then showed me a photograph of the same boy in a placid state, which I +have had (fig. 4) reproduced. In fig. 6, a trace of obliquity in the +eyebrows may be detected; but this figure, as well as fig. 7, is given to +show the depression of the corners of the mouth, to which subject I shall +presently refer. +</p> + +<p> +Few persons, without some practice, can voluntarily act on their +grief-muscles; but after repeated trials a considerable number succeed, +whilst others never can. The degree of obliquity in the eyebrows, whether +assumed voluntarily or unconsciously, differs much in different persons. +With some who apparently have unusually strong pyramidal muscles, the +contraction of the central fasciae of the frontal muscle, although it may +be energetic, as shown by the quadrangular furrows on the forehead, does +not raise the inner ends of the eyebrows, but only prevents their being so +much lowered as they otherwise would have been. As far as I have been able +to observe, the grief-muscles are brought into action much more frequently +by children and women than by men. They are rarely acted on, at least with +grown-up persons, from bodily pain, but almost exclusively from mental +distress. Two persons who, after some practice, succeeded in acting on +their grief-muscles, found by looking at a mirror that when they made +their eyebrows oblique, they unintentionally at the same time depressed +the corners of their mouths; and this is often the case when the +expression is naturally assumed. +</p> + +<p> +The power to bring the grief-muscles freely into play appears to be +hereditary, like almost every other human faculty. A lady belonging to a +family famous for having produced an extraordinary number of great actors +and actresses, and who can herself give this expression “with singular +precision,” told Dr. Crichton Browne that all her family had possessed the +power in a remarkable degree. The same hereditary tendency is said to have +extended, as I likewise hear from Dr. Browne, to the last descendant of +the family, which gave rise to Sir Walter Scott’s novel of ‘Red Gauntlet;’ +but the hero is described as contracting his forehead into a horseshoe +mark from any strong emotion. I have also seen a young woman whose +forehead seemed almost habitually thus contracted, independently of any +emotion being at the time felt. +</p> + +<p> +The grief-muscles are not very frequently brought into play; and as the +action is often momentary, it easily escapes observation. Although the +expression, when observed, is universally and instantly recognized as that +of grief or anxiety, yet not one person out of a thousand who has never +studied the subject, is able to say precisely what change passes over the +sufferer’s face. Hence probably it is that this expression is not even +alluded to, as far as I have noticed, in any work of fiction, with the +exception of ‘Red Gauntlet’ and of one other novel; and the authoress of +the latter, as I am informed, belongs to the famous family of actors just +alluded to; so that her attention may have been specially called to the +subject. +</p> + +<p> +The ancient Greek sculptors were familiar with the expression, as shown in +the statues of the Laocoon and Arretino; but, as Duchenne remarks, they +carried the transverse furrows across the whole breadth of the forehead, +and thus committed a great anatomical mistake: this is likewise the case +in some modern statues. It is, however, more probable that these +wonderfully accurate observers intentionally sacrificed truth for the sake +of beauty, than that they made a mistake; for rectangular furrows on the +forehead would not have had a grand appearance on the marble. The +expression, in its fully developed condition, is, as far as I can +discover, not often represented in pictures by the old masters, no doubt +owing to the same cause; but a lady who is perfectly familiar with this +expression, informs me that in Fra Angelico’s ‘Descent from the Cross’ in +Florence, it is clearly exhibited in one of the figures on the right-hand; +and I could add a few other instances. +</p> + +<p> +Dr. Crichton Browne, at my request, closely attended to this expression in +the numerous insane patients under his care in the West Riding Asylum; and +he is familiar with Duchenne’s photographs of the action of the +grief-muscles. He informs me that they may constantly be seen in energetic +action in cases of melancholia, and especially of hypochondria; and that +the persistent lines or furrows, due to their habitual contraction, are +characteristic of the physiognomy of the insane belonging to these two +classes. Dr. Browne carefully observed for me during a considerable period +three cases of hypochondria, in which the grief-muscles were persistently +contracted. In one of these, a widow, aged 51, fancied that she had lost +all her viscera, and that her whole body was empty. She wore an expression +of great distress, and beat her semi-closed hands rhythmically together +for hours. The grief-muscles were permanently contracted, and the upper +eyelids arched. This condition lasted for months; she then recovered, and +her countenance resumed its natural expression. A second case presented +nearly the same peculiarities, with the addition that the comers of the +mouth were depressed. +</p> + +<p> +Mr. Patrick Nicol has also kindly observed for me several cases in the +Sussex Lunatic Asylum, and has communicated to me full details with +respect to three of them; but they need not here be given. From his +observations on melancholic patients, Mr. Nicol concludes that the inner +ends of the eyebrows are almost always more or less raised, with the +wrinkles on the forehead more or less plainly marked. In the case of one +young woman, these wrinkles were observed to be in constant slight play or +movement. In some cases the comers of the mouth are depressed, but often +only in a slight degree. Some amount of difference in the expression of +the several melancholic patients could almost always be observed. The +eyelids generally droop; and the skin near their outer comers and beneath +them is wrinkled. The naso-labial fold, which runs from the wings of the +nostrils to the comers of the mouth, and which is so conspicuous in +blubbering children, is often plainly marked in these patients. +</p> + +<p> +Although with the insane the grief-muscles often act persistently; yet in +ordinary cases they are sometimes brought unconsciously into momentary +action by ludicrously slight causes. A gentleman rewarded a young lady by +an absurdly small present; she pretended to be offended, and as she +upbraided him, her eyebrows became extremely oblique, with the forehead +properly wrinkled. Another young lady and a youth, both in the highest +spirits, were eagerly talking together with extraordinary rapidity; and I +noticed that, as often as the young lady was beaten, and could not get out +her words fast enough, her eyebrows went obliquely upwards, and +rectangular furrows were formed on her forehead. She thus each time +hoisted a flag of distress; and this she did half-a-dozen times in the +course of a few minutes. I made no remark on the subject, but on a +subsequent occasion I asked her to act on her grief-muscles; another girl +who was present, and who could do so voluntarily, showing her what was +intended. She tried repeatedly, but utterly failed; yet so slight a cause +of distress as not being able to talk quickly enough, sufficed to bring +these muscles over and over again into energetic action. +</p> + +<p> +The expression of grief, due to the contraction of the grief-muscles, is +by no means confined to Europeans, but appears to be common to all the +races of mankind. I have, at least, received trustworthy accounts in +regard to Hindoos, Dhangars (one of the aboriginal hill-tribes of India, +and therefore belonging to a quite distinct race from the Hindoos), +Malays, Negroes and Australians. With respect to the latter, two observers +answer my query in the affirmative, but enter into no details. Mr. Taplin, +however, appends to my descriptive remarks the words “this is exact.” With +respect to negroes, the lady who told me of Fra Angelico’s picture, saw a +negro towing a boat on the Nile, and as he encountered an obstruction, she +observed his grief-muscles in strong action, with the middle of the +forehead well wrinkled. Mr. Geach watched a Malay man in Malacca, with the +comers of his mouth much depressed, the eyebrows oblique, with deep short +grooves on the forehead. This expression lasted for a very short time; and +Mr. Geach remarks it “was a strange one, very much like a person about to +cry at some great loss.” +</p> + +<p> +In India Mr. H. Erskine found that the natives were familiar with this +expression; and Mr. J. Scott, of the Botanic Gardens, Calcutta, has +obligingly sent me a full description of two cases. He observed during +some time, himself unseen, a very young Dhangar woman from Nagpore, the +wife of one of the gardeners, nursing her baby who was at the point of +death; and he distinctly saw the eyebrows raised at the inner comers, the +eyelids drooping, the forehead wrinkled in the middle, the mouth slightly +open, with the comers much depressed. He then came from behind a screen of +plants and spoke to the poor woman, who started, burst into a bitter flood +of tears, and besought him to cure her baby. The second case was that of a +Hindustani man, who from illness and poverty was compelled to sell his +favourite goat. After receiving the money, he repeatedly looked at the +money in his hand and then at the goat, as if doubting whether he would +not return it. He went to the goat, which was tied up ready to be led +away, and the animal reared up and licked his hands. His eyes then wavered +from side to side; his “mouth was partially closed, with the corners very +decidedly depressed.” At last the poor man seemed to make up his mind that +he must part with his goat, and then, as Mr. Scott saw, the eyebrows +became slightly oblique, with the characteristic puckering or swelling at +the inner ends, but the wrinkles on the forehead were not present. The man +stood thus for a minute, then heaving a deep sigh, burst into tears, +raised up his two hands, blessed the goat, turned round, and without +looking again, went away. +</p> + +<p> +<i>On the cause of the obliquity of the eyebrows under suffering</i>.—During +several years no expression seemed to me so utterly perplexing as this +which we are here considering. Why should grief or anxiety cause the +central fasciae alone of the frontal muscle together with those round the +eyes, to contract? Here we seem to have a complex movement for the sole +purpose of expressing grief; and yet it is a comparatively rare +expression, and often overlooked. I believe the explanation is not so +difficult as it at first appears. Dr. Duchenne gives a photograph of the +young man before referred to, who, when looking upwards at a strongly +illuminated surface, involuntarily contracted his grief-muscles in an +exaggerated manner. I had entirely forgotten this photograph, when on a +very bright day with the sun behind me, I met, whilst on horseback, a girl +whose eyebrows, as she looked up at me, became extremely oblique, with the +proper furrows on her forehead. I have observed the same movement under +similar circumstances on several subsequent occasions. On my return home I +made three of my children, without giving them any clue to my object, look +as long and as attentively as they could, at the summit of a tall tree +standing against an extremely bright sky. With all three, the orbicular, +corrugator, and pyramidal muscles were energetically contracted, through +reflex action, from the excitement of the retina, so that their eyes might +be protected from the bright light. But they tried their utmost to look +upwards; and now a curious struggle, with spasmodic twitchings, could be +observed between the whole or only the central portion of the frontal +muscle, and the several muscles which serve to lower the eyebrows and +close the eyelids. The involuntary contraction of the pyramidal caused the +basal part of their noses to be transversely and deeply wrinkled. In one +of the three children, the whole eyebrows were momentarily raised and +lowered by the alternate contraction of the whole frontal muscle and of +the muscles surrounding the eyes, so that the whole breadth of the +forehead was alternately wrinkled and smoothed. In the other two children +the forehead became wrinkled in the middle part alone, rectangular furrows +being thus produced; and the eyebrows were rendered oblique, with their +inner extremities puckered and swollen,—in the one child in a slight +degree, in the other in a strongly marked manner. This difference in the +obliquity of the eyebrows apparently depended on a difference in their +general mobility, and in the strength of the pyramidal muscles. In both +these cases the eyebrows and forehead were acted on under the influence of +a strong light, in precisely the same manner, in every characteristic +detail, as under the influence of grief or anxiety. +</p> + +<p> +Duchenne states that the pyramidal muscle of the nose is less under the +control of the will than are the other muscles round the eyes. He remarks +that the young man who could so well act on his grief-muscles, as well as +on most of his other facial muscles, could not contract the pyramidals.<a +href="#linknote-705" name="linknoteref-705" id="linknoteref-705">[705]</a> +This power, however, no doubt differs in different persons. The pyramidal +muscle serves to draw down the skin of the forehead between the eyebrows, +together with their inner extremities. The central fasciae of the frontal +are the antagonists of the pyramidal; and if the action of the latter is +to be specially checked, these central fasciae must be contracted. So that +with persons having powerful pyramidal muscles, if there is under the +influence of a bright light an unconscious desire to prevent the lowering +of the eyebrows, the central fasciae of the frontal muscle must be brought +into play; and their contraction, if sufficiently strong to overmaster the +pyramidals, together with the contraction of the corrugator and orbicular +muscles, will act in the manner just described on the eyebrows and +forehead. +</p> + +<p> +When children scream or cry out, they contract, as we know, the orbicular, +corrugator, and pyramidal muscles, primarily for the sake of compressing +their eyes, and thus protecting them from being gorged with blood, and +secondarily through habit. I therefore expected to find with children, +that when they endeavoured either to prevent a crying-fit from coming on, +or to stop crying, they would cheek the contraction of the above-named +muscles, in the same manner as when looking upwards at a bright light; and +consequently that the central fasciae of the frontal muscle would often be +brought into play. Accordingly, I began myself to observe children at such +times, and asked others, including some medical men, to do the same. It is +necessary to observe carefully, as the peculiar opposed action of these +muscles is not nearly so plain in children, owing to their foreheads not +easily wrinkling, as in adults. But I soon found that the grief-muscles +were very frequently brought into distinct action on these occasions. It +would be superfluous to give all the cases which have been observed; and I +will specify only a few. A little girl, a year and a half old, was teased +by some other children, and before bursting into tears her eyebrows became +decidedly oblique. With an older girl the same obliquity was observed, +with the inner ends of the eyebrows plainly puckered; and at the same time +the corners of the mouth were drawn downwards. As soon as she burst into +tears, the features all changed and this peculiar expression vanished. +Again, after a little boy had been vaccinated, which made him scream and +cry violently, the surgeon gave him an orange brought for the purpose, and +this pleased the child much; as he stopped crying all the characteristic +movements were observed, including the formation of rectangular wrinkles +in the middle of the forehead. Lastly, I met on the road a little girl +three or four years old, who had been frightened by a dog, and when I +asked her what was the matter, she stopped whimpering, and her eyebrows +instantly became oblique to an extraordinary degree. +</p> + +<p> +Here then, as I cannot doubt, we have the key to the problem why the +central fasciae of the frontal muscle and the muscles round the eyes +contract in opposition to each other under the influence of grief;—whether +their contraction be prolonged, as with the melancholic insane, or +momentary, from some trifling cause of distress. We have all of us, as +infants, repeatedly contracted our orbicular, corrugator, and pyramidal +muscles, in order to protect our eyes whilst screaming; our progenitors +before us have done the same during many generations; and though with +advancing years we easily prevent, when feeling distressed, the utterance +of screams, we cannot from long habit always prevent a slight contraction +of the above-named muscles; nor indeed do we observe their contraction in +ourselves, or attempt to stop it, if slight. But the pyramidal muscles +seem to be less under the command of the will than the other related +muscles; and if they be well developed, their contraction can be checked +only by the antagonistic contraction of the central fasciae of the frontal +muscle. The result which necessarily follows, if these fasciae contract +energetically, is the oblique drawing up of the eyebrows, the puckering of +their inner ends, and the formation of rectangular furrows on the middle +of the forehead. As children and women cry much more freely than men, and +as grown-up persons of both sexes rarely weep except from mental distress, +we can understand why the grief-muscles are more frequently seen in +action, as I believe to be the case, with children and women than with +men; and with adults of both sexes from mental distress alone. In some of +the cases before recorded, as in that of the poor Dhangar woman and of the +Hindustani man, the action of the grief-muscles was quickly followed by +bitter weeping. In all cases of distress, whether great or small, our +brains tend through long habit to send an order to certain muscles to +contract, as if we were still infants on the point of screaming out; but +this order we, by the wondrous power of the will, and through habit, are +able partially to counteract; although this is effected unconsciously, as +far as the means of counteraction are concerned. +</p> + +<p class="p2"> +<i>On the depression of the corners of the mouth</i>.—This action is +effected by the <i>depressores anguili oris</i> (see letter K in figs. 1 +and 2). The fibres of this muscle diverge downwards, with the upper +convergent ends attached round the angles of the mouth, and to the lower +lip a little way within the angles.<a href="#linknote-706" +name="linknoteref-706" id="linknoteref-706">[706]</a> Some of the fibres +appear to be antagonistic to the great zygomatic muscle, and others to the +several muscles running to the outer part of the upper lip. The +contraction of this muscle draws downwards and outwards the corners of the +mouth, including the outer part of the upper lip, and even in a slight +degree the wings of the nostrils. When the mouth is closed and this muscle +acts, the commissure or line of junction of the two lips forms a curved +line with the concavity downwards,<a href="#linknote-707" +name="linknoteref-707" id="linknoteref-707">[707]</a> and the lips +themselves are generally somewhat protruded, especially the lower one. The +mouth in this state is well represented in the two photographs (Plate II., +figs. 6 and 7) by Mr. Rejlander. The upper boy (fig. 6) had just stopped +crying, after receiving a slap on the face from another boy; and the right +moment was seized for photographing him. +</p> + +<p> +The expression of low spirits, grief or dejection, due to the contraction +of this muscle has been noticed by every one who has written on the +subject. To say that a person “is down in the mouth,” is synonymous with +saying that he is out of spirits. The depression of the corners may often +be seen, as already stated on the authority of Dr. Crichton Browne and Mr. +Nicol, with the melancholic insane, and was well exhibited in some +photographs sent to me by the former gentleman, of patients with a strong +tendency to suicide. It has been observed with men belonging to various +races, namely with Hindoos, the dark hill-tribes of India, Malays, and, as +the Rev. Mr. Hagenauer informs me, with the aborigines of Australia. +</p> + +<p> +When infants scream they firmly contract the muscles round their eyes, and +this draws up the upper lip; and as they have to keep their mouths widely +open, the depressor muscles running to the corners are likewise brought +into strong action. This generally, but not invariably, causes a slight +angular bend in the lower lip on both sides, near the corners of the +mouth. The result of the upper and lower lip being thus acted on is that +the mouth assumes a squarish outline. The contraction of the depressor +muscle is best seen in infants when not screaming violently, and +especially just before they begin, or when they cease to scream. Their +little faces then acquire an extremely piteous expression, as I +continually observed with my own infants between the ages of about six +weeks and two or three months. Sometimes, when they are struggling against +a crying-fit, the outline of the mouth is curved in so exaggerated a +manner as to be like a horseshoe; and the expression of misery then +becomes a ludicrous caricature. +</p> + +<p> +The explanation of the contraction of this muscle, under the influence of +low spirits or dejection, apparently follows from the same general +principles as in the case of the obliquity of the eyebrows. Dr. Duchenne +informs me that he concludes from his observations, now prolonged during +many years, that this is one of the facial muscles which is least under +the control of the will. This fact may indeed be inferred from what has +just been stated with respect to infants when doubtfully beginning to cry, +or endeavouring to stop crying; for they then generally command all the +other facial muscles more effectually than they do the depressors of the +corners of the mouth. Two excellent observers who had no theory on the +subject, one of them a surgeon, carefully watched for me some older +children and women as with some opposed struggling they very gradually +approached the point of bursting out into tears; and both observers felt +sure that the depressors began to act before any of the other muscles. Now +as the depressors have been repeatedly brought into strong action during +infancy in many generations, nerve-force will tend to flow, on the +principle of long associated habit, to these muscles as well as to various +other facial muscles, whenever in after life even a slight feeling of +distress is experienced. But as the depressors are somewhat less under the +control of the will than most of the other muscles, we might expect that +they would often slightly contract, whilst the others remained passive. It +is remarkable how small a depression of the corners of the mouth gives to +the countenance an expression of low spirits or dejection, so that an +extremely slight contraction of these muscles would be sufficient to +betray this state of mind. +</p> + +<p class="p2"> +I may here mention a trifling observation, as it will serve to sum up our +present subject. An old lady with a comfortable but absorbed expression +sat nearly opposite to me in a railway carriage. Whilst I was looking at +her, I saw that her <i>depressores anguli oris</i> became very slightly, +yet decidedly, contracted; but as her countenance remained as placid as +ever, I reflected how meaningless was this contraction, and how easily one +might be deceived. The thought had hardly occurred to me when I saw that +her eyes suddenly became suffused with tears almost to overflowing, and +her whole countenance fell. There could now be no doubt that some painful +recollection, perhaps that of a long-lost child, was passing through her +mind. As soon as her sensorium was thus affected, certain nerve-cells from +long habit instantly transmitted an order to all the respiratory muscles, +and to those round the mouth, to prepare for a fit of crying. But the +order was countermanded by the will, or rather by a later acquired habit, +and all the muscles were obedient, excepting in a slight degree the <i>depressores +anguli oris</i>. The mouth was not even opened; the respiration was not +hurried; and no muscle was affected except those which draw down the +corners of the mouth. +</p> + +<p> +As soon as the mouth of this lady began, involuntarily and unconsciously +on her part, to assume the proper form for a crying-fit, we may feel +almost sure that some nerve-influence would have been transmitted through +the long accustomed channels to the various respiratory muscles, as well +as to those round the eyes, and to the vaso-motor centre which governs the +supply of blood sent to the lacrymal glands. Of this latter fact we have +indeed clear evidence in her eyes becoming slightly suffused with tears; +and we can understand this, as the lacrymal glands are less under the +control of the will than the facial muscles. No doubt there existed at the +same time some tendency in the muscles round the eyes at contract, as if +for the sake of protecting them from being gorged with blood, but this +contraction was completely overmastered, and her brow remained unruffled. +Had the pyramidal, corrugator, and orbicular muscles been as little +obedient to the will, as they are in many persons, they would have been +slightly acted on; and then the central fasciae of the frontal muscle +would have contracted in antagonism, and her eyebrows would have become +oblique, with rectangular furrows on her forehead. Her countenance would +then have expressed still more plainly than it did a state of dejection, +or rather one of grief. +</p> + +<p> +Through steps such as these we can understand how it is, that as soon as +some melancholy thought passes through the brain, there occurs a just +perceptible drawing down of the corners of the mouth, or a slight raising +up of the inner ends of the eyebrows, or both movements combined, and +immediately afterwards a slight suffusion of tears. A thrill of +nerve-force is transmitted along several habitual channels, and produces +an effect on any point where the will has not acquired through long habit +much power of interference. The above actions may be considered as +rudimental vestiges of the screaming-fits, which are so frequent and +prolonged during infancy. In this case, as well as in many others, the +links are indeed wonderful which connect cause and effect in giving rise +to various expressions on the human countenance; and they explain to us +the meaning of certain movements, which we involuntarily and unconsciously +perform, whenever certain transitory emotions pass through our minds. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0008" id="link2HCH0008"></a> +CHAPTER VIII.<br/>JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. +</h2> + +<p> +Laughter primarily the expression of joy—Ludicrous ideas—Movements +of the features during laughter—Nature of the sound produced—The +secretion of tears during loud laughter—Gradation from loud laughter +to gentle smiling—High spirits—The expression of love—Tender +feelings—Devotion. +</p> + +<p class="p2"> +Joy, when intense, leads to various purposeless movements—to dancing +about, clapping the hands, stamping, &c., and to loud laughter. +Laughter seems primarily to be the expression of mere joy or happiness. We +clearly see this in children at play, who are almost incessantly laughing. +With young persons past childhood, when they are in high spirits, there is +always much meaningless laughter. The laughter of the gods is described by +Homer as “the exuberance of their celestial joy after their daily +banquet.” A man smiles—and smiling, as we shall see, graduates into +laughter—at meeting an old friend in the street, as he does at any +trifling pleasure, such as smelling a sweet perfume.<a href="#linknote-801" +name="linknoteref-801" id="linknoteref-801">[801]</a> Laura Bridgman, from +her blindness and deafness, could not have acquired any expression through +imitation, yet when a letter from a beloved friend was communicated to her +by gesture-language, she “laughed and clapped her hands, and the colour +mounted to her cheeks.” On other occasions she has been seen to stamp for +joy.<a href="#linknote-802" name="linknoteref-802" id="linknoteref-802">[802]</a> +</p> + +<p> +Idiots and imbecile persons likewise afford good evidence that laughter or +smiling primarily expresses mere happiness or joy. Dr. Crichton Browne, to +whom, as on so many other occasions, I am indebted for the results of his +wide experience, informs me that with idiots laughter is the most +prevalent and frequent of all the emotional expressions. Many idiots are +morose, passionate, restless, in a painful state of mind, or utterly +stolid, and these never laugh. Others frequently laugh in a quite +senseless manner. Thus an idiot boy, incapable of speech, complained to +Dr. Browne, by the aid of signs, that another boy in the asylum had given +him a black eye; and this was accompanied by “explosions of laughter and +with his face covered with the broadest smiles.” There is another large +class of idiots who are persistently joyous and benign, and who are +constantly laughing or smiling.<a href="#linknote-803" +name="linknoteref-803" id="linknoteref-803">[803]</a> Their countenances +often exhibit a stereotyped smile; their joyousness is increased, and they +grin, chuckle, or giggle, whenever food is placed before them, or when +they are caressed, are shown bright colours, or hear music. Some of them +laugh more than usual when they walk about, or attempt any muscular +exertion. The joyousness of most of these idiots cannot possibly be +associated, as Dr. Browne remarks, with any distinct ideas: they simply +feel pleasure, and express it by laughter or smiles. With imbeciles rather +higher in the scale, personal vanity seems to be the commonest cause of +laughter, and next to this, pleasure arising from the approbation of their +conduct. +</p> + +<p> +With grown-up persons laughter is excited by causes considerably different +from those which suffice during childhood; but this remark hardly applies +to smiling. Laughter in this respect is analogous with weeping, which with +adults is almost confined to mental distress, whilst with children it is +excited by bodily pain or any suffering, as well as by fear or rage. Many +curious discussions have been written on the causes of laughter with +grown-up persons. The subject is extremely complex. Something incongruous +or unaccountable, exciting surprise and some sense of superiority in the +laugher, who must be in a happy frame of mind, seems to be the commonest +cause.<a href="#linknote-804" name="linknoteref-804" id="linknoteref-804">[804]</a> +The circumstances must not be of a momentous nature: no poor man would +laugh or smile on suddenly hearing that a large fortune had been +bequeathed to him. If the mind is strongly excited by pleasurable +feelings, and any little unexpected event or thought occurs, then, as Mr. +Herbert Spencer remarks,<a href="#linknote-805" name="linknoteref-805" +id="linknoteref-805">[805]</a> “a large amount of nervous energy, instead +of being allowed to expend itself in producing an equivalent amount of the +new thoughts and emotion which were nascent, is suddenly checked in its +flow.”... “The excess must discharge itself in some other direction, and +there results an efflux through the motor nerves to various classes of the +muscles, producing the half-convulsive actions we term laughter.” An +observation, bearing on this point, was made by a correspondent during the +recent siege of Paris, namely, that the German soldiers, after strong +excitement from exposure to extreme danger, were particularly apt to burst +out into loud laughter at the smallest joke. So again when young children +are just beginning to cry, an unexpected event will sometimes suddenly +turn their crying into laughter, which apparently serves equally well to +expend their superfluous nervous energy. +</p> + +<p> +The imagination is sometimes said to be tickled by a ludicrous idea; and +this so-called tickling of the mind is curiously analogous with that of +the body. Every one knows how immoderately children laugh, and how their +whole bodies are convulsed when they are tickled. The anthropoid apes, as +we have seen, likewise utter a reiterated sound, corresponding with our +laughter, when they are tickled, especially under the armpits. I touched +with a bit of paper the sole of the foot of one of my infants, when only +seven days old, and it was suddenly jerked away and the toes curled about, +as in an older child. Such movements, as well as laughter from being +tickled, are manifestly reflex actions; and this is likewise shown by the +minute unstriped muscles, which serve to erect the separate hairs on the +body, contracting near a tickled surface.<a href="#linknote-806" +name="linknoteref-806" id="linknoteref-806">[806]</a> Yet laughter from a +ludicrous idea, though involuntary, cannot be called a strictly reflex +action. In this case, and in that of laughter from being tickled, the mind +must be in a pleasurable condition; a young child, if tickled by a strange +man, would scream from fear. The touch must be light, and an idea or +event, to be ludicrous, must not be of grave import. The parts of the body +which are most easily tickled are those which are not commonly touched, +such as the armpits or between the toes, or parts such as the soles of the +feet, which are habitually touched by a broad surface; but the surface on +which we sit offers a marked exception to this rule. According to +Gratiolet,<a href="#linknote-807" name="linknoteref-807" +id="linknoteref-807">[807]</a> certain nerves are much more sensitive to +tickling than others. From the fact that a child can hardly tickle itself, +or in a much less degree than when tickled by another person, it seems +that the precise point to be touched must not be known; so with the mind, +something unexpected—a novel or incongruous idea which breaks +through an habitual train of thought—appears to be a strong element +in the ludicrous. +</p> + +<p> +The sound of laughter is produced by a deep inspiration followed by short, +interrupted, spasmodic contractions of the chest, and especially of the +diaphragm.<a href="#linknote-808" name="linknoteref-808" +id="linknoteref-808">[808]</a> Hence we hear of “laughter holding both his +sides.” From the shaking of the body, the head nods to and fro. The lower +jaw often quivers up and down, as is likewise the case with some species +of baboons, when they are much pleased. +</p> + +<p> +<a name="linkimage-0020" id="linkimage-0020"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-3.jpg" width="100%" +alt="Moderate Laughter and Smiling. Plate III " /> +</div> + +<p> +During laughter the mouth is opened more or less widely, with the corners +drawn much backwards, as well as a little upwards; and the upper lip is +somewhat raised. The drawing back of the corners is best seen in moderate +laughter, and especially in a broad smile—the latter epithet showing +how the mouth is widened. In the accompanying figs. 1-3, Plate III., +different degrees of moderate laughter and smiling have been photographed. +The figure of the little girl, with the hat is by Dr. Wallich, and the +expression was a genuine one; the other two are by Mr. Rejlander. Dr. +Duchenne repeatedly insists<a href="#linknote-809" name="linknoteref-809" +id="linknoteref-809">[809]</a> that, under the emotion of joy, the mouth +is acted on exclusively by the great zygomatic muscles, which serve to +draw the corners backwards and upwards; but judging from the manner in +which the upper teeth are always exposed during laughter and broad +smiling, as well as from my own sensations, I cannot doubt that some of +the muscles running to the upper lip are likewise brought into moderate +action. The upper and lower orbicular muscles of the eyes are at the same +time more or less contracted; and there is an intimate connection, as +explained in the chapter on weeping, between the orbiculars, especially +the lower ones and some of the muscles running to the upper lip. Henle +remarks<a href="#linknote-810" name="linknoteref-810" id="linknoteref-810">[810]</a> +on this head, that when a man closely shuts one eye he cannot avoid +retracting the upper lip on the same side; conversely, if any one will +place his finger on his lower eyelid, and then uncover his upper incisors +as much as possible, he will feel, as his upper lip is drawn strongly +upwards, that the muscles of the lower eyelid contract. In Henle’s +drawing, given in woodcut, fig. 2, the <i>musculus malaris</i> (H) which +runs to the upper lip may be seen to form an almost integral part of the +lower orbicular muscle. +</p> + +<p> +Dr. Duchenne has given a large photograph of an old man (reduced on Plate +III. fig 4), in his usual passive condition, and another of the same man +(fig. 5), naturally smiling. The latter was instantly recognized by every +one to whom it was shown as true to nature. He has also given, as an +example of an unnatural or false smile, another photograph (fig. 6) of the +same old man, with the corners of his mouth strongly retracted by the +galvanization of the great zygomatic muscles. That the expression is not +natural is clear, for I showed this photograph to twenty-four persons, of +whom three could not in the least tell what was meant, whilst the others, +though they perceived that the expression was of the nature of a smile, +answered in such words as “a wicked joke,” “trying to laugh,” “grinning +laughter.... half-amazed laughter,” &c. Dr. Duchenne attributes the +falseness of the expression altogether to the orbicular muscles of the +lower eyelids not being sufficiently contracted; for he justly lays great +stress on their contraction in the expression of joy. No doubt there is +much truth in this view, but not, as it appears to me, the whole truth. +The contraction of the lower orbiculars is always accompanied, as we have +seen, by the drawing up of the upper lip. Had the upper lip, in fig. 6, +been thus acted on to a slight extent, its curvature would have been less +rigid, the naso-labial farrow would have been slightly different, and the +whole expression would, as I believe, have been more natural, +independently of the more conspicuous effect from the stronger contraction +of the lower eyelids. The corrugator muscle, moreover, in fig. 6, is too +much contracted, causing a frown; and this muscle never acts under the +influence of joy except during strongly pronounced or violent laughter. +</p> + +<p> +By the drawing backwards and upwards of the corners of the mouth, through +the contraction of the great zygomatic muscles, and by the raising of the +upper lip, the cheeks are drawn upwards. Wrinkles are thus formed under +the eyes, and, with old people, at their outer ends; and these are highly +characteristic of laughter or smiling. As a gentle smile increases into a +strong one, or into a laugh, every one may feel and see, if he will attend +to his own sensations and look at himself in a mirror, that as the upper +lip is drawn up and the lower orbiculars contract, the wrinkles in the +lower eyelids and those beneath the eyes are much strengthened or +increased. At the same time, as I have repeatedly observed, the eyebrows +are slightly lowered, which shows that the upper as well as the lower +orbiculars contract at least to some degree, though this passes +unperecived, as far as our sensations are concerned. If the original +photograph of the old man, with his countenance in its usual placid state +(fig. 4), be compared with that (fig. 5) in which he is naturally smiling, +it may be seen that the eyebrows in the latter are a little lowered. I +presume that this is owing to the upper orbiculars being impelled, through +the force of long-associated habit, to act to a certain extent in concert +with the lower orbiculars, which themselves contract in connection with +the drawing up of the upper lip. +</p> + +<p> +The tendency in the zygomatic muscles to contract under pleasurable +emotions is shown by a curious fact, communicated to me by Dr. Browne, +with respect to patients suffering from GENERAL PARALYSIS OF THE INSANE.<a +href="#linknote-811" name="linknoteref-811" id="linknoteref-811">[811]</a> +“In this malady there is almost invariably optimism—delusions as to +wealth, rank, grandeur—insane joyousness, benevolence, and +profusion, while its very earliest physical symptom is trembling at the +corners of the mouth and at the outer corners of the eyes. This is a +well-recognized fact. Constant tremulous agitation of the inferior +palpebral and great zygomatic muscles is pathognomic of the earlier stages +of general paralysis. The countenance has a pleased and benevolent +expression. As the disease advances other muscles become involved, but +until complete fatuity is reached, the prevailing expression is that of +feeble benevolence.” +</p> + +<p> +As in laughing and broadly smiling the cheeks and upper lip are much +raised, the nose appears to be shortened, and the skin on the bridge +becomes finely wrinkled in transverse lines, with other oblique +longitudinal lines on the sides. The upper front teeth are commonly +exposed. A well-marked naso-labial fold is formed, which runs from the +wing of each nostril to the corner of the mouth; and this fold is often +double in old persons. +</p> + +<p> +A bright and sparkling eye is as characteristic of a pleased or amused +state of mind, as is the retraction of the corners of the mouth and upper +lip with the wrinkles thus produced. Even the eyes of microcephalous +idiots, who are so degraded that they never learn to speak, brighten +slightly when they are pleased.<a href="#linknote-812" +name="linknoteref-812" id="linknoteref-812">[812]</a> Under extreme +laughter the eyes are too much suffused with tears to sparkle; but the +moisture squeezed out of the glands during moderate laughter or smiling +may aid in giving them lustre; though this must be of altogether +subordinate importance, as they become dull from grief, though they are +then often moist. Their brightness seems to be chiefly due to their +tenseness,<a href="#linknote-813" name="linknoteref-813" +id="linknoteref-813">[813]</a> owing to the contraction of the orbicular +muscles and to the pressure of the raised cheeks. But, according to Dr. +Piderit, who has discussed this point more fully than any other writer,<a +href="#linknote-814" name="linknoteref-814" id="linknoteref-814">[814]</a> +the tenseness may be largely attributed to the eyeballs becoming filled +with blood and other fluids, from the acceleration of the circulation, +consequent on the excitement of pleasure. He remarks on the contrast in +the appearance of the eyes of a hectic patient with a rapid circulation, +and of a man suffering from cholera with almost all the fluids of his body +drained from him. Any cause which lowers the circulation deadens the eye. +I remember seeing a man utterly prostrated by prolonged and severe +exertion during a very hot day, and a bystander compared his eyes to those +of a boiled codfish. +</p> + +<p> +To return to the sounds produced during laughter. We can see in a vague +manner how the utterance of sounds of some kind would naturally become +associated with a pleasurable state of mind; for throughout a large part +of the animal kingdom vocal or instrumental sounds are employed either as +a call or as a charm by one sex for the other. They are also employed as +the means for a joyful meeting between the parents and their offspring, +and between the attached members of the same social community. But why the +sounds which man utters when he is pleased have the peculiar reiterated +character of laughter we do not know. Nevertheless we can see that they +would naturally be as different as possible from the screams or cries of +distress; and as in the production of the latter, the expirations are +prolonged and continuous, with the inspirations short and interrupted, so +it might perhaps have been expected with the sounds uttered from joy, that +the expirations would have been short and broken with the inspirations +prolonged; and this is the case. +</p> + +<p> +It is an equally obscure point why the corners of the mouth are retracted +and the upper lip raised during ordinary laughter. The mouth must not be +opened to its utmost extent, for when this occurs during a paroxysm of +excessive laughter hardly any sound is emitted; or it changes its tone and +seems to come from deep down in the throat. The respiratory muscles, and +even those of the limbs, are at the same time thrown into rapid vibratory +movements. The lower jaw often partakes of this movement, and this would +tend to prevent the mouth from being widely opened. But as a full volume +of sound has to be poured forth, the orifice of the mouth must be large; +and it is perhaps to gain this end that the corners are retracted and the +upper lip raised. Although we can hardly account for the shape of the +mouth during laughter, which leads to wrinkles being formed beneath the +eyes, nor for the peculiar reiterated sound of laughter, nor for the +quivering of the jaws, nevertheless we may infer that all these effects +are due to some common cause. For they are all characteristic and +expressive of a pleased state of mind in various kinds of monkeys. +</p> + +<p> +A graduated series can be followed from violent to moderate laughter, to a +broad smile, to a gentle smile, and to the expression of mere +cheerfulness. During excessive laughter the whole body is often thrown +backward and shakes, or is almost convulsed; the respiration is much +disturbed; the head and face become gorged with blood, with the veins +distended; and the orbicular muscles are spasmodically contracted in order +to protect the eyes. Tears are freely shed. Hence, as formerly remarked, +it is scarcely possible to point out any difference between the +tear-stained face of a person after a paroxysm of excessive laughter and +after a bitter crying-fit.<a href="#linknote-815" name="linknoteref-815" +id="linknoteref-815">[815]</a> It is probably due to the close similarity +of the spasmodic movements caused by these widely different emotions that +hysteric patients alternately cry and laugh with violence, and that young +children sometimes pass suddenly from the one to the other state. Mr. +Swinhoe informs me that he has often seen the Chinese, when suffering from +deep grief, burst out into hysterical fits of laughter. +</p> + +<p> +I was anxious to know whether tears are freely shed during excessive +laughter by most of the races of men, and I hear from my correspondents +that this is the case. One instance was observed with the Hindoos, and +they themselves said that it often occurred. So it is with the Chinese. +The women of a wild tribe of Malays in the Malacca peninsula, sometimes +shed tears when they laugh heartily, though this seldom occurs. With the +Dyaks of Borneo it must frequently be the case, at least with the women, +for I hear from the Rajah C. Brooke that it is a common expression with +them to say “we nearly made tears from laughter.” The aborigines of +Australia express their emotions freely, and they are described by my +correspondents as jumping about and clapping their hands for joy, and as +often roaring with laughter. No less than four observers have seen their +eyes freely watering on such occasions; and in one instance the tears +rolled down their cheeks. Mr. Bulmer, a missionary in a remote part of +Victoria, remarks, “that they have a keen sense of the ridiculous; they +are excellent mimics, and when one of them is able to imitate the +peculiarities of some absent member of the tribe, it is very common to +hear all in the camp convulsed with laughter.” With Europeans hardly +anything excites laughter so easily as mimicry; and it is rather curious +to find the same fact with the savages of Australia, who constitute one of +the most distinct races in the world. +</p> + +<p> +In Southern Africa with two tribes of Kafirs, especially with the women, +their eyes often fill with tears during laughter. Gaika, the brother of +the chief Sandilli, answers my query on this head, with the words, “Yes, +that is their common practice.” Sir Andrew Smith has seen the painted face +of a Hottentot woman all furrowed with tears after a fit of laughter. In +Northern Africa, with the Abyssinians, tears are secreted under the same +circumstances. Lastly, in North America, the same fact has been observed +in a remarkably savage and isolated tribe, but chiefly with the women; in +another tribe it was observed only on a single occasion. +</p> + +<p> +Excessive laughter, as before remarked, graduates into moderate laughter. +In this latter case the muscles round the eyes are much less contracted, +and there is little or no frowning. Between a gentle laugh and a broad +smile there is hardly any difference, excepting that in smiling no +reiterated sound is uttered, though a single rather strong expiration, or +slight noise—a rudiment of a laugh—may often be heard at the +commencement of a smile. On a moderately smiling countenance the +contraction of the upper orbicular muscles can still just be traced by a +slight lowering of the eyebrows. The contraction of the lower orbicular +and palpebral muscles is much plainer, and is shown by the wrinkling of +the lower eyelids and of the skin beneath them, together with a slight +drawing up of the upper lip. From the broadest smile we pass by the finest +steps into the gentlest one. In this latter case the features are moved in +a much less degree, and much more slowly, and the mouth is kept closed. +The curvature of the naso-labial furrow is also slightly different in the +two cases. We thus see that no abrupt line of demarcation can be drawn +between the movement of the features during the most violent laughter and +a very faint smile.<a href="#linknote-816" name="linknoteref-816" +id="linknoteref-816">[816]</a> +</p> + +<p> +A smile, therefore, may be said to be the first stage in the development +of a laugh. But a different and more probable view may be suggested; +namely, that the habit of uttering load reiterated sounds from a sense of +pleasure, first led to the retraction of the corners of the mouth and of +the upper lip, and to the contraction of the orbicular muscles; and that +now, through association and long-continued habit, the same muscles are +brought into slight play whenever any cause excites in us a feeling which, +if stronger, would have led to laughter; and the result is a smile. +</p> + +<p> +Whether we look at laughter as the full development of a smile, or, as is +more probable, at a gentle smile as the last trace of a habit, firmly +fixed during many generations, of laughing whenever we are joyful, we can +follow in our infants the gradual passage of the one into the other. It is +well known to those who have the charge of young infants, that it is +difficult to feel sure when certain movements about their mouths are +really expressive; that is, when they really smile. Hence I carefully +watched my own infants. One of them at the age of forty-five days, and +being at the time in a happy frame of mind, smiled; that is, the corners +of the mouth were retracted, and simultaneously the eyes became decidedly +bright. I observed the same thing on the following day; but on the third +day the child was not quite well and there was no trace of a smile, and +this renders it probable that the previous smiles were real. Eight days +subsequently and during the next succeeding week, it was remarkable how +his eyes brightened whenever he smiled, and his nose became at the same +time transversely wrinkled. This was now accompanied by a little bleating +noise, which perhaps represented a laugh. At the age of 113 days these +little noises, which were always made during expiration, assumed a +slightly different character, and were more broken or interrupted, as in +sobbing; and this was certainly incipient laughter. The change in tone +seemed to me at the time to be connected with the greater lateral +extension of the mouth as the smiles became broader. +</p> + +<p> +In a second infant the first real smile was observed at about the same +age, viz. forty-five days; and in a third, at a somewhat earlier age. The +second infant, when sixty-five days old, smiled much more broadly and +plainly than did the one first mentioned at the same age; and even at this +early age uttered noises very like laughter. In this gradual acquirement, +by infants, of the habit of laughing, we have a case in some degree +analogous to that of weeping. As practice is requisite with the ordinary +movements of the body, such as walking, so it seems to be with laughing +and weeping. The art of screaming, on the other hand, from being of +service to infants, has become finely developed from the earliest days. +</p> + +<p class="p2"> +<i>High spirits, cheerfulness</i>.—A man in high spirits, though he +may not actually smile, commonly exhibits some tendency to the retraction +of the corners of his mouth. From the excitement of pleasure, the +circulation becomes more rapid; the eyes are bright, and the colour of the +face rises. The brain, being stimulated by the increased flow of blood, +reacts on the mental powers; lively ideas pass still more rapidly through +the mind, and the affections are warmed. I heard a child, a little under +four years old, when asked what was meant by being in good spirits, +answer, “It is laughing, talking, and kissing.” It would be difficult to +give a truer and more practical definition. A man in this state holds his +body erect, his head upright, and his eyes open. There is no drooping of +the features, and no contraction of the eyebrows. On the contrary, the +frontal muscle, as Moreau observes,<a href="#linknote-817" +name="linknoteref-817" id="linknoteref-817">[817]</a> tends to contract +slightly; and this smooths the brow, removes every trace of a frown, +arches the eyebrows a little, and raises the eyelids. Hence the Latin +phrase, <i>exporrigere frontem</i>—to unwrinkle the brow—means, +to be cheerful or merry. The whole expression of a man in good spirits is +exactly the opposite of that of one suffering from sorrow. According to +Sir C. Bell, “In all the exhilarating emotions the eyebrows, eyelids, the +nostrils, and the angles of the mouth are raised. In the depressing +passions it is the reverse.” Under the influence of the latter the brow is +heavy, the eyelids, cheeks, mouth, and whole head droop; the eyes are +dull; the countenance pallid, and the respiration slow. In joy the face +expands, in grief it lengthens. Whether the principle of antithesis has +here come into play in producing these opposite expressions, in aid of the +direct causes which have been specified and which are sufficiently plain, +I will not pretend to say. +</p> + +<p> +With all the races of man the expression of good spirit appears to be the +same, and is easily recognized. My informants, from various parts of the +Old and New Worlds, answer in the affirmative to my queries on this head, +and they give some particulars with respect to Hindoos, Malays, and New +Zealanders. The brightness of the eyes of the Australians has struck four +observers, and the same fact has been noticed with Hindoos, New +Zealanders, and the Dyaks of Borneo. +</p> + +<p> +Savages sometimes express their satisfaction not only by smiling, but by +gestures derived from the pleasure of eating. Thus Mr. Wedgwood<a +href="#linknote-818" name="linknoteref-818" id="linknoteref-818">[818]</a> +quotes Petherick that the negroes on the Upper Nile began a general +rubbing of their bellies when he displayed his beads; and Leichhardt says +that the Australians smacked and clacked their mouths at the sight of his +horses and bullocks, and more especially of his kangaroo dogs. The +Greenlanders, “when they affirm anything with pleasure, suck down air with +a certain sound;”<a href="#linknote-819" name="linknoteref-819" +id="linknoteref-819">[819]</a> and this may be an imitation of the act of +swallowing savoury food. +</p> + +<p> +Laughter is suppressed by the firm contraction of the orbicular muscles of +the mouth, which prevents the great zygomatic and other muscles from +drawing the lips backwards and upwards. The lower lip is also sometimes +held by the teeth, and this gives a roguish expression to the face, as was +observed with the blind and deaf Laura Bridgman.<a href="#linknote-820" +name="linknoteref-820" id="linknoteref-820">[820]</a> The great zygomatic +muscle is sometimes variable in its course, and I have seen a young woman +in whom the <i>depressores anguli oris</i> were brought into strong action +in suppressing a smile; but this by no means gave to her countenance a +melancholy expression, owing to the brightness of her eyes. +</p> + +<p> +Laughter is frequently employed in a forced manner to conceal or mask some +other state of mind, even anger. We often see persons laughing in order to +conceal their shame or shyness. When a person purses up his mouth, as if +to prevent the possibility of a smile, though there is nothing to excite +one, or nothing to prevent its free indulgence, an affected, solemn, or +pedantic expression is given; but of such hybrid expressions nothing more +need here be said. In the case of derision, a real or pretended smile or +laugh is often blended with the expression proper to contempt, and this +may pass into angry contempt or scorn. In such cases the meaning of the +laugh or smile is to show the offending person that he excites only +amusement. +</p> + +<p> +<i>Love, tender feelings, &c</i>.—Although the emotion of love, +for instance that of a mother for her infant, is one of the strongest of +which the mind is capable, it can hardly be said to have any proper or +peculiar means of expression; and this is intelligible, as it has not +habitually led to any special line of action. No doubt, as affection is a +pleasurable sensation, it generally causes a gentle smile and some +brightening of the eyes. A strong desire to touch the beloved person is +commonly felt; and love is expressed by this means more plainly than by +any other.<a href="#linknote-821" name="linknoteref-821" +id="linknoteref-821">[821]</a> Hence we long to clasp in our arms those +whom we tenderly love. We probably owe this desire to inherited habit, in +association with the nursing and tending of our children, and with the +mutual caresses of lovers. +</p> + +<p> +With the lower animals we see the same principle of pleasure derived from +contact in association with love. Dogs and cats manifestly take pleasure +in rubbing against their masters and mistresses, and in being rubbed or +patted by them. Many kinds of monkeys, as I am assured by the keepers in +the Zoological Gardens, delight in fondling and being fondled by each +other, and by persons to whom they are attached. Mr. Bartlett has +described to me the behaviour of two chimpanzees, rather older animals +than those generally imported into this country, when they were first +brought together. They sat opposite, touching each other with their much +protruded lips; and the one put his hand on the shoulder of the other. +They then mutually folded each other in their arms. Afterwards they stood +up, each with one arm on the shoulder of the other, lifted up their heads, +opened their mouths, and yelled with delight.<a href="#linknote-822" +name="linknoteref-822" id="linknoteref-822">[822]</a> +</p> + +<p> +We Europeans are so accustomed to kissing as a mark of affection, that it +might be thought to be innate in mankind; but this is not the case. Steele +was mistaken when he said “Nature was its author, and it began with the +first courtship.” Jemmy Button, the Fuegian, told me that this practice +was unknown in his land. It is equally unknown with the New Zealanders, +Tahitians, Papuans, Australians, Somals of Africa, and the Esquimaux. But +it is so far innate or natural that it apparently depends on pleasure from +close contact with a beloved person; and it is replaced in various parts +of the world, by the rubbing of noses, as with the New Zealanders and +Laplanders, by the rubbing or patting of the arms, breasts, or stomachs, +or by one man striking his own face with the hands or feet of another. +Perhaps the practice of blowing, as a mark of affection, on various parts +of the body may depend on the same principle.<a href="#linknote-823" +name="linknoteref-823" id="linknoteref-823">[823]</a> +</p> + +<p> +The feelings which are called tender are difficult to analyse; they seem +to be compounded of affection, joy, and especially of sympathy. These +feelings are in themselves of a pleasurable nature, excepting when pity is +too deep, or horror is aroused, as in hearing of a tortured man or animal. +They are remarkable under our present point of view from so readily +exciting the secretion of tears. Many a father and son have wept on +meeting after a long separation, especially if the meeting has been +unexpected. No doubt extreme joy by itself tends to act on the lacrymal +glands; but on such occasions as the foregoing vague thoughts of the grief +which would have been felt had the father and son never met, will probably +have passed through their minds; and grief naturally leads to the +secretion of tears. Thus on the return of Ulysses:— +</p> + +<p class="poem"> +“Telemachus Rose, and clung weeping round his father’s breast.<br/> +There the pent grief rained o’er them, yearning thus.<br/> +* * * * * *<br/> +Thus piteously they wailed in sore unrest,<br/> +And on their weepings had gone down the day,<br/> +But that at last Telemachus found words to say.”<br/> +<i>Worsley’s Translation of the Odyssey</i>, Book xvi. st. 27. +</p> + +<p> +So again when Penelope at last recognized her husband:— +</p> + +<p class="poem"> +“Then from her eyelids the quick tears did start<br/> +And she ran to him from her place, and threw<br/> +Her arms about his neck, and a warm dew<br/> +Of kisses poured upon him, and thus spake:”<br/> +—Book xxiii. st. 27. +</p> + +<p> +The vivid recollection of our former home, or of long-past happy days, +readily causes the eyes to be suffused with tears; but here, again, the +thought naturally occurs that these days will never return. In such cases +we may be said to sympathize with ourselves in our present, in comparison +with our former, state. Sympathy with the distresses of others, even with +the imaginary distresses of a heroine in a pathetic story, for whom we +feel no affection, readily excites tears. So does sympathy with the +happiness of others, as with that of a lover, at last successful after +many hard trials in a well-told tale. +</p> + +<p> +Sympathy appears to constitute a separate or distinct emotion; and it is +especially apt to excite the lacrymal glands. This holds good whether we +give or receive sympathy. Every one must have noticed how readily children +burst out crying if we pity them for some small hurt. With the melancholic +insane, as Dr. Crichton Browne informs me, a kind word will often plunge +them into unrestrained weeping. As soon as we express our pity for the +grief of a friend, tears often come into our own eyes. The feeling of +sympathy is commonly explained by assuming that, when we see or hear of +suffering in another, the idea of suffering is called up so vividly in our +own minds that we ourselves suffer. But this explanation is hardly +sufficient, for it does not account for the intimate alliance between +sympathy and affection. We undoubtedly sympathize far more deeply with a +beloved than with an indifferent person; and the sympathy of the one gives +us far more relief than that of the other. Yet assuredly we can sympathize +with those for whom we feel no affection. +</p> + +<p> +Why suffering, when actually experienced by ourselves, excites weeping, +has been discussed in a former chapter. With respect to joy, its natural +and universal expression is laughter; and with all the races of man loud +laughter leads to the secretion of tears more freely than does any other +cause excepting distress. The suffusion of the eyes with tears, which +undoubtedly occurs under great joy, though there is no laughter, can, as +it seems to me, be explained through habit and association on the same +principles as the effusion of tears from grief, although there is no +screaming. Nevertheless it is not a little remarkable that sympathy with +the distresses of others should excite tears more freely than our own +distress; and this certainly is the case. Many a man, from whose eyes no +suffering of his own could wring a tear, has shed tears at the sufferings +of a beloved friend. It is still more remarkable that sympathy with the +happiness or good fortune of those whom we tenderly love should lead to +the same result, whilst a similar happiness felt by ourselves would leave +our eyes dry. We should, however, bear in mind that the long-continued +habit of restraint which is so powerful in checking the free flow of tears +from bodily pain, has not been brought into play in preventing a moderate +effusion of tears in sympathy with the sufferings or happiness of others. +</p> + +<p> +Music has a wonderful power, as I have elsewhere attempted to show,<a +href="#linknote-824" name="linknoteref-824" id="linknoteref-824">[824]</a> +of recalling in a vague and indefinite manner, those strong emotions which +were felt during long-past ages, when, as is probable, our early +progenitors courted each other by the aid of vocal tones. And as several +of our strongest emotions—grief, great joy, love, and sympathy—lead +to the free secretion of tears, it is not surprising that music should be +apt to cause our eyes to become suffused with tears, especially when we +are already softened by any of the tenderer feelings. Music often produces +another peculiar effect. We know that every strong sensation, emotion, or +excitement—extreme pain, rage, terror, joy, or the passion of love—all +have a special tendency to cause the muscles to tremble; and the thrill or +slight shiver which runs down the backbone and limbs of many persons when +they are powerfully affected by music, seems to bear the same relation to +the above trembling of the body, as a slight suffusion of tears from the +power of music does to weeping from any strong and real emotion. +</p> + +<p> +<i>Devotion</i>.—As devotion is, in some degree, related to +affection, though mainly consisting of reverence, often combined with +fear, the expression of this state of mind may here be briefly noticed. +With some sects, both past and present, religion and love have been +strangely combined; and it has even been maintained, lamentable as the +fact may be, that the holy kiss of love differs but little from that which +a man bestows on a woman, or a woman on a man.<a href="#linknote-825" +name="linknoteref-825" id="linknoteref-825">[825]</a> Devotion is chiefly +expressed by the face being directed towards the heavens, with the +eyeballs upturned. Sir C. Bell remarks that, at the approach of sleep, or +of a fainting-fit, or of death, the pupils are drawn upwards and inwards; +and he believes that “when we are wrapt in devotional feelings, and +outward impressions are unheeded, the eyes are raised by an action neither +taught nor acquired.” and that this is due to the same cause as in the +above cases.<a href="#linknote-826" name="linknoteref-826" +id="linknoteref-826">[826]</a> That the eyes are upturned during sleep is, +as I hear from Professor Donders, certain. With babies, whilst sucking +their mother’s breast, this movement of the eyeballs often gives to them +an absurd appearance of ecstatic delight; and here it may be clearly +perceived that a struggle is going on against the position naturally +assumed during sleep. But Sir C. Bell’s explanation of the fact, which +rests on the assumption that certain muscles are more under the control of +the will than others is, as I hear from Professor Donders, incorrect. As +the eyes are often turned up in prayer, without the mind being so much +absorbed in thought as to approach to the unconsciousness of sleep, the +movement is probably a conventional one—the result of the common +belief that Heaven, the source of Divine power to which we pray, is seated +above us. +</p> + +<p> +A humble kneeling posture, with the hands upturned and palms joined, +appears to us, from long habit, a gesture so appropriate to devotion, that +it might be thought to be innate; but I have not met with any evidence to +this effect with the various extra-European races of mankind. During the +classical period of Roman history it does not appear, as I hear from an +excellent classic, that the hands were thus joined during prayer. Mr. +Rensleigh Wedgwood has apparently given<a href="#linknote-827" +name="linknoteref-827" id="linknoteref-827">[827]</a> the true +explanation, though this implies that the attitude is one of slavish +subjection. “When the suppliant kneels and holds up his hands with the +palms joined, he represents a captive who proves the completeness of his +submission by offering up his hands to be bound by the victor. It is the +pictorial representation of the Latin <i>dare manus</i>, to signify +submission.” Hence it is not probable that either the uplifting of the +eyes or the joining of the open hands, under the influence of devotional +feelings, are innate or truly expressive actions; and this could hardly +have been expected, for it is very doubtful whether feelings, such as we +should now rank as devotional, affected the hearts of men, whilst they +remained during past ages in an uncivilized condition. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0009" id="link2HCH0009"></a> +CHAPTER IX.<br/>REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. +</h2> + +<p> +The act of frowning—Reflection with an effort, or with the +perception of something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy Sulkiness and +pouting—Decision or determination—The firm closure of the +mouth. +</p> + +<p class="p2"> +The corrugators, by their contraction, lower the eyebrows and bring them +together, producing vertical furrows on the forehead—that is, a +frown. Sir C. Bell, who erroneously thought that the corrugator was +peculiar to man, ranks it as “the most remarkable muscle of the human +face. It knits the eyebrows with an energetic effort, which unaccountably, +but irresistibly, conveys the idea of mind.” Or, as he elsewhere says, +“when the eyebrows are knit, energy of mind is apparent, and there is the +mingling of thought and emotion with the savage and brutal rage of the +mere animal.”<a href="#linknote-901" name="linknoteref-901" +id="linknoteref-901">[901]</a> There is much truth in these remarks, but +hardly the whole truth. Dr. Duchenne has called the corrugator the muscle +of reflection;<a href="#linknote-902" name="linknoteref-902" +id="linknoteref-902">[902]</a> but this name, without some limitation, +cannot be considered as quite correct. +</p> + +<p> +A man may be absorbed in the deepest thought, and his brow will remain +smooth until he encounters some obstacle in his train of reasoning, or is +interrupted by some disturbance, and then a frown passes like a shadow +over his brow. A half-starved man may think intently how to obtain food, +but he probably will not frown unless he encounters either in thought or +action some difficulty, or finds the food when obtained nauseous. I have +noticed that almost everyone instantly frowns if he perceives a strange or +bad taste in what he is eating. I asked several persons, without +explaining my object, to listen intently to a very gentle tapping sound, +the nature and source of which they all perfectly knew, and not one +frowned; but a man who joined us, and who could not conceive what we were +all doing in profound silence, when asked to listen, frowned much, though +not in an ill-temper, and said he could not in the least understand what +we all wanted. Dr. Piderit<a href="#linknote-903" name="linknoteref-903" +id="linknoteref-903">[903]</a> who has published remarks to the same +effect, adds that stammerers generally frown in speaking, and that a man +in doing even so trifling a thing as pulling on a boot, frowns if he finds +it too tight. Some persons are such habitual frowners, that the mere +effort of speaking almost always causes their brows to contract. +</p> + +<p> +Men of all races frown when they are in any way perplexed in thought, as I +infer from the answers which I have received to my queries; but I framed +them badly, confounding absorbed meditation with perplexed reflection. +Nevertheless, it is clear that the Australians, Malays, Hindoos, and +Kafirs of South Africa frown, when they are puzzled. Dobritzhoffer remarks +that the Guaranies of South America on like occasions knit their brows.<a +href="#linknote-904" name="linknoteref-904" id="linknoteref-904">[904]</a> +</p> + +<p> +From these considerations, we may conclude that frowning is not the +expression of simple reflection, however profound, or of attention, +however close, but of something difficult or displeasing encountered in a +train of thought or in action. Deep reflection can, however, seldom be +long carried on without some difficulty, so that it will generally be +accompanied by a frown. Hence it is that frowning commonly gives to the +countenance, as Sir C. Bell remarks, an aspect of intellectual energy. But +in order that this effect may be produced, the eyes must be clear and +steady, or they may be cast downwards, as often occurs in deep thought. +The countenance must not be otherwise disturbed, as in the case of an +ill-tempered or peevish man, or of one who shows the effects of prolonged +suffering, with dulled eyes and drooping jaw, or who perceives a bad taste +in his food, or who finds it difficult to perform some trifling act, such +as threading a needle. In these cases a frown may often be seen, but it +will be accompanied by some other expression, which will entirely prevent +the countenance having an appearance of intellectual energy or of profound +thought. +</p> + +<p> +We may now inquire how it is that a frown should express the perception of +something difficult or disagreeable, either in thought or action. In the +same way as naturalists find it advisable to trace the embryological +development of an organ in order fully to understand its structure, so +with the movements of expression it is advisable to follow as nearly as +possible the same plan. The earliest and almost sole expression seen +during the first days of infancy, and then often exhibited is that +displayed during the act of screaming; and screaming is excited, both at +first and for some time afterwards, by every distressing or displeasing +sensation and emotion,—by hunger, pain, anger, jealousy, fear, &c. +At such times the muscles round the eyes are strongly contracted; and +this, as I believe, explains to a large extent the act of frowning during +the remainder of our lives. I repeatedly observed my own infants, from +under the age of one week to that of two or three months, and found that +when a screaming-fit came on gradually, the first sign was the contraction +of the corrugators, which produced a slight frown, quickly followed by the +contraction of the other muscles round the eyes. When an infant is +uncomfortable or unwell, little frowns—as I record in my notes—may +be seen incessantly passing like shadows over its face; these being +generally, but not always, followed sooner or later by a crying-fit. For +instance, I watched for some time a baby, between seven and eight weeks +old, sucking some milk which was cold, and therefore displeasing to him; +and a steady little frown was maintained all the time. This was never +developed into an actual crying-fit, though occasionally every stage of +close approach could be observed. +</p> + +<p> +As the habit of contracting the brows has been followed by infants during +innumerable generations, at the commencement of every crying or screaming +fit, it has become firmly associated with the incipient sense of something +distressing or disagreeable. Hence under similar circumstances it would be +apt to be continued during maturity, although never then developed into a +crying-fit. Screaming or weeping begins to be voluntarily restrained at an +early period of life, whereas frowning is hardly ever restrained at any +age. It is perhaps worth notice that with children much given to weeping, +anything which perplexes their minds, and which would cause most other +children merely to frown, readily makes them weep. So with certain classes +of the insane, any effort of mind, however slight, which with an habitual +frowner would cause a slight frown, leads to their weeping in an +unrestrained manner. It is not more surprising that the habit of +contracting the brows at the first perception of something distressing, +although gained during infancy, should be retained during the rest of our +lives, than that many other associated habits acquired at an early age +should be permanently retained both by man and the lower animals. For +instance, full-grown cats, when feeling warm and comfortable, often retain +the habit of alternately protruding their fore-feet with extended toes, +which habit they practised for a definite purpose whilst sucking their +mothers. +</p> + +<p> +Another and distinct cause has probably strengthened the habit of +frowning, whenever the mind is intent on any subject and encounters some +difficulty. Vision is the most important of all the senses, and during +primeval times the closest attention must have been incessantly: directed +towards distant objects for the sake of obtaining prey and avoiding +danger. I remember being struck, whilst travelling in parts of South +America, which were dangerous from the presence of Indians, how +incessantly, yet as it appeared unconsciously, the half-wild Gauchos +closely scanned the whole horizon. Now, when any one with no covering on +his head (as must have been aboriginally the case with mankind), strives +to the utmost to distinguish in broad daylight, and especially if the sky +is bright, a distant object, he almost invariably contracts his brows to +prevent the entrance of too much light; the lower eyelids, cheeks, and +upper lip being at the same time raised, so as to lessen the orifice of +the eyes. I have purposely asked several persons, young and old, to look, +under the above circumstances, at distant objects, making them believe +that I only wished to test the power of their vision; and they all behaved +in the manner just described. Some of them, also, put their open, flat +hands over their eyes to keep out the excess of light. Gratiolet, after +making some remarks to nearly the same effect,<a href="#linknote-905" +name="linknoteref-905" id="linknoteref-905">[905]</a> says, “Ce sont là +des attitudes de vision difficile.” He concludes that the muscles round +the eyes contract partly for the sake of excluding too much light (which +appears to me the more important end), and partly to prevent all rays +striking the retina, except those which come direct from the object that +is scrutinized. Mr. Bowman, whom I consulted on this point, thinks that +the contraction of the surrounding muscles may, in addition, “partly +sustain the consensual movements of the two eyes, by giving a firmer +support while the globes are brought to binocular vision by their own +proper muscles.” +</p> + +<p> +As the effort of viewing with care under a bright light a distant object +is both difficult and irksome, and as this effort has been habitually +accompanied, during numberless generations, by the contraction of the +eyebrows, the habit of frowning will thus have been much strengthened; +although it was originally practised during infancy from a quite +independent cause, namely as the first step in the protection of the eyes +during screaming. There is, indeed, much analogy, as far as the state of +the mind is concerned, between intently scrutinizing a distant object, and +following out an obscure train of thought, or performing some little and +troublesome mechanical work. The belief that the habit of contracting the +brows is continued when there is no need whatever to exclude too much +light, receives support from the cases formerly alluded to, in which the +eyebrows or eyelids are acted on under certain circumstances in a useless +manner, from having been similarly used, under analogous circumstances, +for a serviceable purpose. For instance, we voluntarily close our eyes +when we do not wish to see any object, and we are apt to close them, when +we reject a proposition, as if we could not or would not see it; or when +we think about something horrible. We raise our eyebrows when we wish to +see quickly all round us, and we often do the same, when we earnestly +desire to remember something; acting as if we endeavoured to see it. +</p> + +<p class="p2"> +<i>Abstraction. Meditation</i>.—When a person is lost in thought +with his mind absent, or, as it is sometimes said, “when he is in a brown +study,” he does not frown, but his eyes appear vacant. The lower eyelids +are generally raised and wrinkled, in the same manner as when a +short-sighted person tries to distinguish a distant object; and the upper +orbicular muscles are at the same time slightly contracted. The wrinkling +of the lower eyelids under these circumstances has been observed with some +savages, as by Mr. Dyson Lacy with the Australians of Queensland, and +several times by Mr. Geach with the Malays of the interior of Malacca. +What the meaning or cause of this action may be, cannot at present be +explained; but here we have another instance of movement round the eyes in +relation to the state of the mind. +</p> + +<p> +The vacant expression of the eyes is very peculiar, and at once shows when +a man is completely lost in thought. Professor Donders has, with his usual +kindness, investigated this subject for me. He has observed others in this +condition, and has been himself observed by Professor Engelmann. The eyes +are not then fixed on any object, and therefore not, as I had imagined, on +some distant object. The lines of vision of the two eyes even often become +slightly divergent; the divergence, if the head be held vertically, with +the plane of vision horizontal, amounting to an angle of 2° as a maximum. +This was ascertained by observing the crossed double image of a distant +object. When the head droops forward, as often occurs with a man absorbed +in thought, owing to the general relaxation of his muscles, if the plane +of vision be still horizontal, the eyes are necessarily a little turned +upwards, and then the divergence is as much as 3°, or 3° 5’: if the eyes +are turned still more upwards, it amounts to between 6° and 7°. +Professor Donders attributes this divergence to the almost complete +relaxation of certain muscles of the eyes, which would be apt to follow +from the mind being wholly absorbed.<a href="#linknote-906" +name="linknoteref-906" id="linknoteref-906">[906]</a> The active condition +of the muscles of the eyes is that of convergence; and Professor Donders +remarks, as bearing on their divergence during a period of complete +abstraction, that when one eye becomes blind, it almost always, after a +short lapse of time, deviates outwards; for its muscles are no longer used +in moving the eyeball inwards for the sake of binocular vision. +</p> + +<p> +Perplexed reflection is often accompanied by certain movements or +gestures. At such times we commonly raise our hands to our foreheads, +mouths, or chins; but we do not act thus, as far as I have seen, when we +are quite lost in meditation, and no difficulty is encountered. Plautus, +describing in one of his plays<a href="#linknote-907" +name="linknoteref-907" id="linknoteref-907">[907]</a> a puzzled man, says, +“Now look, he has pillared his chin upon his hand.” Even so trifling and +apparently unmeaning a gesture as the raising of the hand to the face has +been observed with some savages. Mr. J. Mansel Weale has seen it with the +Kafirs of South Africa; and the native chief Gaika adds, that men then +“sometimes pull their beards.” Mr. Washington Matthews, who attended to +some of the wildest tribes of Indians in the western regions of the United +States, remarks that he has seen them when concentrating their thoughts, +bring their “hands, usually the thumb and index finger, in contact with +some part of the face, commonly the upper lip.” We can understand why the +forehead should be pressed or rubbed, as deep thought tries the brain; but +why the hand should be raised to the mouth or face is far from clear. +</p> + +<p class="p2"> +<i>Ill-temper</i>.—We have seen that frowning is the natural +expression of some difficulty encountered, or of something disagreeable +experienced either in thought or action, and he whose mind is often and +readily affected in this way, will be apt to be ill-tempered, or slightly +angry, or peevish, and will commonly show it by frowning. But a cross +expression, due to a frown, may be counteracted, if the mouth appears +sweet, from being habitually drawn into a smile, and the eyes are bright +and cheerful. So it will be if the eye is clear and steady, and there is +the appearance of earnest reflection. Frowning, with some depression of +the corners of the mouth, which is a sign of grief, gives an air of +peevishness. If a child (see Plate IV., fig. 2)<a href="#linknote-908" +name="linknoteref-908" id="linknoteref-908">[908]</a> frowns much whilst +crying, but does not strongly contract in the usual manner the orbicular +muscles, a well-marked expression of anger or even of rage, together with +misery, is displayed. +</p> + +<p> +<a name="linkimage-0021" id="linkimage-0021"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-4.jpg" width="100%" alt="Ill-temper. Plate IV " /> +</div> + +<p> +If the whole frowning brow be drawn much downward by the contraction of +the pyramidal muscles of the nose, which produces transverse wrinkles or +folds across the base of the nose, the expression becomes one of +moroseness. Duchenne believes that the contraction of this muscle, without +any frowning, gives the appearance of extreme and aggressive hardness.<a +href="#linknote-909" name="linknoteref-909" id="linknoteref-909">[909]</a> +But I much doubt whether this is a true or natural expression. I have +shown Duchenne’s photograph of a young man, with this muscle strongly +contracted by means of galvanism, to eleven persons, including some +artists, and none of them could form an idea what was intended, except +one, a girl, who answered correctly, “surely reserve.” When I first looked +at this photograph, knowing what was intended, my imagination added, as I +believe, what was necessary, namely, a frowning brow; and consequently the +expression appeared to me true and extremely morose. +</p> + +<p> +A firmly closed mouth, in addition to a lowered and frowning brow, gives +determination to the expression, or may make it obstinate and sullen. How +it comes that the firm closure of the mouth gives the appearance of +determination will presently be discussed. An expression of sullen +obstinacy has been clearly recognized by my informants, in the natives of +six different regions of Australia. It is well marked, according to Mr. +Scott, with the Hindoos. It has been recognized with the Malays, Chinese, +Kafirs, Abyssinians, and in a conspicuous degree, according to Dr. +Rothrock, with the wild Indians of North America, and according to Mr. D. +Forbes, with the Aymaras of Bolivia. I have also observed it with the +Araucanos of southern Chili. Mr. Dyson Lacy remarks that the natives of +Australia, when in this frame of mind, sometimes fold their arms across +their breasts, an attitude which may be seen with us. A firm +determination, amounting to obstinacy, is, also, sometimes expressed by +both shoulders being kept raised, the meaning of which gesture will be +explained in the following chapter. +</p> + +<p> +With young children sulkiness is shown by pouting, or, as it is sometimes +called, “making a snout.”<a href="#linknote-910" name="linknoteref-910" +id="linknoteref-910">[910]</a> When the corners of the mouth are much +depressed, the lower lip is a little everted and protruded; and this is +likewise called a pout. But the pouting here referred to, consists of the +protrusion of both lips into a tubular form, sometimes to such an extent +as to project as far as the end of the nose, if this be short. Pouting is +generally accompanied by frowning, and sometimes by the utterance of a +booing or whooing noise. This expression is remarkable, as almost the sole +one, as far as I know, which is exhibited much more plainly during +childhood, at least with Europeans, than during maturity. There is, +however, some tendency to the protrusion of the lips with the adults of +all races under the influence of great rage. Some children pout when they +are shy, and they can then hardly be called sulky. +</p> + +<p> +From inquiries which I have made in several large families, pouting does +not seem very common with European children; but it prevails throughout +the world, and must be both common and strongly marked with most savage +races, as it has caught the attention of many observers. It has been +noticed in eight different districts of Australia; and one of my +informants remarks how greatly the lips of the children are then +protruded. Two observers have seen pouting with the children of Hindoos; +three, with those of the Kafirs and Fingoes of South Africa, and with the +Hottentots; and two, with the children of the wild Indians of North +America. Pouting has also been observed with the Chinese, Abyssinians, +Malays of Malacca, Dyaks of Borneo, and often with the New Zealanders. Mr. +Mansel Weale informs me that he has seen the lips much protruded, not only +with the children of the Kafirs, but with the adults of both sexes when +sulky; and Mr. Stack has sometimes observed the same thing with the men, +and very frequently with the women of New Zealand. A trace of the same +expression may occasionally be detected even with adult Europeans. +</p> + +<p> +We thus see that the protrusion of the lips, especially with young +children, is characteristic of sulkiness throughout the greater part of +the world. This movement apparently results from the retention, chiefly +during youth, of a primordial habit, or from an occasional reversion to +it. Young orangs and chimpanzees protrude their lips to an extraordinary +degree, as described in a former chapter, when they are discontented, +somewhat angry, or sulky; also when they are surprised, a little +frightened, and even when slightly pleased. Their mouths are protruded +apparently for the sake of making the various noises proper to these +several states of mind; and its shape, as I observed with the chimpanzee, +differed slightly when the cry of pleasure and that of anger were uttered. +As soon as these animals become enraged, the shape of the month wholly +changes, and the teeth are exposed. The adult orang when wounded is said +to emit “a singular cry, consisting at first of high notes, which at +length deepen into a low roar. While giving out the high notes he thrusts +out his lips into a funnel shape, but in uttering the low notes he holds +his mouth wide open.”<a href="#linknote-911" name="linknoteref-911" +id="linknoteref-911">[911]</a> With the gorilla, the lower lip is said to +be capable of great elongation. If then our semi-human progenitors +protruded their lips when sulky or a little angered, in the same manner as +do the existing anthropoid apes, it is not an anomalous, though a curious +fact, that our children should exhibit, when similarly affected, a trace +of the same expression, together with some tendency to utter a noise. For +it is not at all unusual for animals to retain, more or less perfectly, +during early youth, and subsequently to lose, characters which were +aboriginally possessed by their adult progenitors, and which are still +retained by distinct species, their near relations. +</p> + +<p> +Nor is it an anomalous fact that the children of savages should exhibit a +stronger tendency to protrude their lips, when sulky, than the children of +civilized Europeans; for the essence of savagery seems to consist in the +retention of a primordial condition, and this occasionally holds good even +with bodily peculiarities.<a href="#linknote-912" name="linknoteref-912" +id="linknoteref-912">[912]</a> It may be objected to this view of the +origin of pouting, that the anthropoid apes likewise protrude their lips +when astonished and even when a little pleased; whilst with us this +expression is generally confined to a sulky frame of mind. But we shall +see in a future chapter that with men of various races surprise does +sometimes lead to a slight protrusion of the lips, though great surprise +or astonishment is more commonly shown by the mouth being widely opened. +As when we smile or laugh we draw back the corners of the mouth, we have +lost any tendency to protrude the lips, when pleased, if indeed our early +progenitors thus expressed pleasure. +</p> + +<p> +A little gesture made by sulky children may here be noticed, namely, their +“showing a cold shoulder.” This has a different meaning, as, I believe, +from the keeping both shoulders raised. A cross child, sitting on its +parent’s knee, will lift up the near shoulder, then jerk it away, as if +from a caress, and afterwards give a backward push with it, as if to push +away the offender. I have seen a child, standing at some distance from any +one, clearly express its feelings by raising one shoulder, giving it a +little backward movement, and then turning away its whole body. +</p> + +<p class="p2"> +<i>Decision or determination</i>.—The firm closure of the mouth +tends to give an expression of determination or decision to the +countenance. No determined man probably ever had an habitually gaping +mouth. Hence, also, a small and weak lower jaw, which seems to indicate +that the mouth is not habitually and firmly closed, is commonly thought to +be characteristic of feebleness of character. A prolonged effort of any +kind, whether of body or mind, implies previous determination; and if it +can be shown that the mouth is generally closed with firmness before and +during a great and continued exertion of the muscular system, then, +through the principle of association, the mouth would almost certainly be +closed as soon as any determined resolution was taken. Now several +observers have noticed that a man, in commencing any violent muscular +effort, invariably first distends his lungs with air, and then compresses +it by the strong contraction of the muscles of the chest; and to effect +this the mouth must be firmly closed. Moreover, as soon as the man is +compelled to draw breath, he still keeps his chest as much distended as +possible. +</p> + +<p> +Various causes have been assigned for this manner of acting. Sir C. Bell +maintains<a href="#linknote-913" name="linknoteref-913" +id="linknoteref-913">[913]</a> that the chest is distended with air, and +is kept distended at such times, in order to give a fixed support to the +muscles which are thereto attached. Hence, as he remarks, when two men are +engaged in a deadly contest, a terrible silence prevails, broken only by +hard stifled breathing. There is silence, because to expel the air in the +utterance of any sound would be to relax the support for the muscles of +the arms. If an outcry is heard, supposing the struggle to take place in +the dark, we at once know that one of the two has given up in despair. +</p> + +<p> +Gratiolet admits<a href="#linknote-914" name="linknoteref-914" +id="linknoteref-914">[914]</a> that when a man has to struggle with +another to his utmost, or has to support a great weight, or to keep for a +long time the same forced attitude, it is necessary for him first to make +a deep inspiration, and then to cease breathing; but he thinks that Sir C. +Bell’s explanation is erroneous. He maintains that arrested respiration +retards the circulation of the blood, of which I believe there is no +doubt, and he adduces some curious evidence from the structure of the +lower animals, showing, on the one hand, that a retarded circulation is +necessary for prolonged muscular exertion, and, on the other hand, that a +rapid circulation is necessary for rapid movements. According to this +view, when we commence any great exertion, we close our mouths and stop +breathing, in order to retard the circulation of the blood. Gratiolet sums +up the subject by saying, “C’est là la vraie théorie de l’effort continu;” +but how far this theory is admitted by other physiologists I do not know. +</p> + +<p> +Dr. Piderit accounts<a href="#linknote-915" name="linknoteref-915" +id="linknoteref-915">[915]</a> for the firm closure of the mouth during +strong muscular exertion, on the principle that the influence of the will +spreads to other muscles besides those necessarily brought into action in +making any particular exertion; and it is natural that the muscles of +respiration and of the mouth, from being so habitually used, should be +especially liable to be thus acted on. It appears to me that there +probably is some truth in this view, for we are apt to press the teeth +hard together during violent exertion, and this is not requisite to +prevent expiration, whilst the muscles of the chest are strongly +contracted. +</p> + +<p> +Lastly, when a man has to perform some delicate and difficult operation, +not requiring the exertion of any strength, he nevertheless generally +closes his mouth and ceases for a time to breathe; but he acts thus in +order that the movements of his chest may not disturb, those of his arms. +A person, for instance, whilst threading a needle, may be seen to compress +his lips and either to stop breathing, or to breathe as quietly as +possible. So it was, as formerly stated, with a young and sick chimpanzee, +whilst it amused itself by killing flies with its knuckles, as they buzzed +about on the window-panes. To perform an action, however trifling, if +difficult, implies some amount of previous determination. +</p> + +<p> +There appears nothing improbable in all the above assigned causes having +come into play in different degrees, either conjointly or separately, on +various occasions. The result would be a well-established habit, now +perhaps inherited, of firmly closing the mouth at the commencement of and +during any violent and prolonged exertion, or any delicate operation. +Through the principle of association there would also be a strong tendency +towards this same habit, as soon as the mind had resolved on any +particular action or line of conduct, even before there was any bodily +exertion, or if none were requisite. The habitual and firm closure of the +mouth would thus come to show decision of character; and decision readily +passes into obstinacy. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0010" id="link2HCH0010"></a> +CHAPTER X.<br/>HATRED AND ANGER. +</h2> + +<p> +Hatred—Rage, effects of on the system—Uncovering of the teeth—Rage +in the insane—Anger and indignation—As expressed by the +various races of man—Sneering and defiance—The uncovering of +the canine tooth on one side of the face. +</p> + +<p class="p2"> +If we have suffered or expect to suffer some wilful injury from a man, or +if he is in any way offensive to us, we dislike him; and dislike easily +rises into hatred. Such feelings, if experienced in a moderate degree, are +not clearly expressed by any movement of the body or features, excepting +perhaps by a certain gravity of behaviour, or by some ill-temper. Few +individuals, however, can long reflect about a hated person, without +feeling and exhibiting signs of indignation or rage. But if the offending +person be quite insignificant, we experience merely disdain or contempt. +If, on the other hand, he is all-powerful, then hatred passes into terror, +as when a slave thinks about a cruel master, or a savage about a +bloodthirsty malignant deity.<a href="#linknote-1001" +name="linknoteref-1001" id="linknoteref-1001">[1001]</a> Most of our +emotions are so closely connected with their expression, that they hardly +exist if the body remains passive—the nature of the expression +depending in chief part on the nature of the actions which have been +habitually performed under this particular state of the mind. A man, for +instance, may know that his life is in the extremest peril, and may +strongly desire to save if; yet, as Louis XVI. said, when surrounded by a +fierce mob, “Am I afraid? feel my pulse.” So a man may intensely hate +another, but until his bodily frame is affected, he cannot be said to be +enraged. +</p> + +<p> +<i>Rage</i>.—I have already had occasion to treat of this emotion in +the third chapter, when discussing the direct influence of the excited +sensorium on the body, in combination with the effects of habitually +associated actions. Rage exhibits itself in the most diversified manner. +The heart and circulation are always affected; the face reddens or becomes +purple, with the veins on the forehead and neck distended. The reddening +of the skin has been observed with the copper-coloured Indians of South +America,<a href="#linknote-1002" name="linknoteref-1002" +id="linknoteref-1002">[1002]</a> and even, as it is said, on the white +cicatrices left by old wounds on negroes.<a href="#linknote-1003" +name="linknoteref-1003" id="linknoteref-1003">[1003]</a> Monkeys also +redden from passion. With one of my own infants, under four months old, I +repeatedly observed that the first symptom of an approaching passion was +the rushing of the blood into his bare scalp. On the other hand, the +action of the heart is sometimes so much impeded by great rage, that the +countenance becomes pallid or livid,<a href="#linknote-1004" +name="linknoteref-1004" id="linknoteref-1004">[1004]</a> and not a few men +with heart-disease have dropped down dead under this powerful emotion. +</p> + +<p> +The respiration is likewise affected; the chest heaves, and the dilated +nostrils quiver.<a href="#linknote-1005" name="linknoteref-1005" +id="linknoteref-1005">[1005]</a> As Tennyson writes, “sharp breaths of +anger puffed her fairy nostrils out.” Hence we have such expressions as +“breathing out vengeance,” and “fuming with anger.”<a href="#linknote-1006" +name="linknoteref-1006" id="linknoteref-1006">[1006]</a> +</p> + +<p> +The excited brain gives strength to the muscles, and at the same time +energy to the will. The body is commonly held erect ready for instant +action, but sometimes it is bent forward towards the offending person, +with the limbs more or less rigid. The mouth is generally closed with +firmness, showing fixed determination, and the teeth are clenched or +ground together. Such gestures as the raising of the arms, with the fists +clenched, as if to strike the offender, are common. Few men in a great +passion, and telling some one to begone, can resist acting as if they +intended to strike or push the man violently away. The desire, indeed, to +strike often becomes so intolerably strong, that inanimate objects are +struck or dashed to the ground; but the gestures frequently become +altogether purposeless or frantic. Young children, when in a violent rage +roll on the ground on their backs or bellies, screaming, kicking, +scratching, or biting everything within reach. So it is, as I hear from +Mr. Scott, with Hindoo children; and, as we have seen, with the young of +the anthropomorphous apes. +</p> + +<p> +But the muscular system is often affected in a wholly different way; for +trembling is a frequent consequence of extreme rage. The paralysed lips +then refuse to obey the will, “and the voice sticks in the throat;”<a +href="#linknote-1007" name="linknoteref-1007" id="linknoteref-1007">[1007]</a> +or it is rendered loud, harsh, and discordant. If there be much and rapid +speaking, the mouth froths. The hair sometimes bristles; but I shall +return to this subject in another chapter, when I treat of the mingled +emotions of rage and terror. There is in most cases a strongly-marked +frown on the forehead; for this follows from the sense of anything +displeasing or difficult, together with concentration of mind. But +sometimes the brow, instead of being much contracted and lowered, remains +smooth, with the glaring eyes kept widely open. The eyes are always +bright, or may, as Homer expresses it, glisten with fire. They are +sometimes bloodshot, and are said to protrude from their sockets—the +result, no doubt, of the head being gorged with blood, as shown by the +veins being distended. According to Gratiolet, “the pupils are always +contracted in rage,” and I hear from Dr. Crichton Browne that this is the +case in the fierce delirium of meningitis; but the movements of the iris +under the influence of the different emotions is a very obscure subject.<a +href="#linknote-1008" name="linknoteref-1008" id="linknoteref-1008">[1008]</a> +</p> + +<p> +Shakspeare sums up the chief characteristics of rage as follows:— +</p> + +<p class="poem"> +“In peace there’s nothing so becomes a man,<br/> +As modest stillness and humility;<br/> +But when the blast of war blows in our ears,<br/> +Then imitate the action of the tiger:<br/> +Stiffen the sinews, summon up the blood,<br/> +Then lend the eye a terrible aspect;<br/> +Now set the teeth, and stretch the nostril wide,<br/> +Hold hard the breath, and bend up every spirit<br/> +To his full height! On, on, you noblest English.”<br/> +<i>Henry V</i>., act iii. sc. 1. +</p> + +<p> +The lips are sometimes protruded during rage in a manner, the meaning of +which I do not understand, unless it depends on our descent from some +ape-like animal. Instances have been observed, not only with Europeans, +but with the Australians and Hindoos. The lips, however, are much more +commonly retracted, the grinning or clenched teeth being thus exposed. +This has been noticed by almost every one who has written on expression.<a +href="#linknote-1009" name="linknoteref-1009" id="linknoteref-1009">[1009]</a> +The appearance is as if the teeth were uncovered, ready for seizing or +tearing an enemy, though there may be no intention of acting in this +manner. Mr. Dyson Lacy has seen this grinning expression with the +Australians, when quarrelling, and so has Gaika with the Kafirs of South +America. Dickens,<a href="#linknote-1010" name="linknoteref-1010" +id="linknoteref-1010">[1010]</a> in speaking of an atrocious murderer who +had just been caught, and was surrounded by a furious mob, describes “the +people as jumping up one behind another, snarling with their teeth, and +making at him like wild beasts.” Every one who has had much to do with +young children must have seen how naturally they take to biting, when in a +passion. It seems as instinctive in them as in young crocodiles, who snap +their little jaws as soon as they emerge from the egg. +</p> + +<p> +A grinning expression and the protrusion of the lips appear sometimes to +go together. A close observer says that he has seen many instances of +intense hatred (which can hardly be distinguished from rage, more or less +suppressed) in Orientals, and once in an elderly English woman. In all +these cases there “was a grin, not a scowl—the lips lengthening, the +cheeks settling downwards, the eyes half-closed, whilst the brow remained +perfectly calm.”<a href="#linknote-1011" name="linknoteref-1011" +id="linknoteref-1011">[1011]</a> +</p> + +<p> +This retraction of the lips and uncovering of the teeth during paroxysms +of rage, as if to bite the offender, is so remarkable, considering how +seldom the teeth are used by men in fighting, that I inquired from Dr. J. +Crichton Browne whether the habit was common in the insane whose passions +are unbridled. He informs me that he has repeatedly observed it both with +the insane and idiotic, and has given me the following illustrations:— +</p> + +<p> +Shortly before receiving my letter, he witnessed an uncontrollable +outbreak of anger and delusive jealousy in an insane lady. At first she +vituperated her husband, and whilst doing so foamed at the mouth. Next she +approached close to him with compressed lips, and a virulent set frown. +Then she drew back her lips, especially the corners of the upper lip, and +showed her teeth, at the same time aiming a vicious blow at him. A second +case is that of an old soldier, who, when he is requested to conform to +the rules of the establishment, gives way to discontent, terminating in +fury. He commonly begins by asking Dr. Browne whether he is not ashamed to +treat him in such a manner. He then swears and blasphemes, paces tip and +down, tosses his arms wildly about, and menaces any one near him. At last, +as his exasperation culminates, he rushes up towards Dr. Browne with a +peculiar sidelong movement, shaking his doubled fist, and threatening +destruction. Then his upper lip may be seen to be raised, especially at +the corners, so that his huge canine teeth are exhibited. He hisses forth +his curses through his set teeth, and his whole expression assumes the +character of extreme ferocity. A similar description is applicable to +another man, excepting that he generally foams at the mouth and spits, +dancing and jumping about in a strange rapid manner, shrieking out his +maledictions in a shrill falsetto voice. +</p> + +<p> +Dr. Browne also informs me of the case of an epileptic idiot, incapable of +independent movements, and who spends the whole day in playing with some +toys; but his temper is morose and easily roused into fierceness. When any +one touches his toys, he slowly raises his head from its habitual downward +position, and fixes his eyes on the offender, with a tardy yet angry +scowl. If the annoyance be repeated, he draws back his thick lips and +reveals a prominent row of hideous fangs (large canines being especially +noticeable), and then makes a quick and cruel clutch with his open hand at +the offending person. The rapidity of this clutch, as Dr. Browne remarks, +is marvellous in a being ordinarily so torpid that he takes about fifteen +seconds, when attracted by any noise, to turn his head from one side to +the other. If, when thus incensed, a handkerchief, book, or other article, +be placed into his hands, he drags it to his mouth and bites it. Mr. Nicol +has likewise described to me two cases of insane patients, whose lips are +retracted during paroxysms of rage. +</p> + +<p> +Dr. Maudsley, after detailing various strange animal-like traits in +idiots, asks whether these are not due to the reappearance of primitive +instincts—“a faint echo from a far-distant past, testifying to a +kinship which man has almost outgrown.” He adds, that as every human brain +passes, in the course of its development, through the same stages as those +occurring in the lower vertebrate animals, and as the brain of an idiot is +in an arrested condition, we may presume that it “will manifest its most +primitive functions, and no higher functions.” Dr. Maudsley thinks that +the same view may be extended to the brain in its degenerated condition in +some insane patients; and asks, whence come “the savage snarl, the +destructive disposition, the obscene language, the wild howl, the +offensive habits, displayed by some of the insane? Why should a human +being, deprived of his reason, ever become so brutal in character, as some +do, unless he has the brute nature within him?”<a href="#linknote-1012" +name="linknoteref-1012" id="linknoteref-1012">[1012]</a> This question +must, as it would appear, he answered in the affirmative. +</p> + +<p> +<i>Anger, Indignation</i>.—These states of the mind differ from rage +only in degree, and there is no marked distinction in their characteristic +signs. Under moderate anger the action of the heart is a little increased, +the colour heightened, and the eyes become bright. The respiration is +likewise a little hurried; and as all the muscles serving for this +function act in association, the wings of the nostrils are somewhat raised +to allow of a free indraught of air; and this is a highly characteristic +sign of indignation. The mouth is commonly compressed, and there is almost +always a frown on the brow. Instead of the frantic gestures of extreme +rage, an indignant man unconsciously throws himself into an attitude ready +for attacking or striking his enemy, whom he will perhaps scan from head +to foot in defiance. He carries his head erect, with his chest well +expanded, and the feet planted firmly on the ground. He holds his arms in +various positions, with one or both elbows squared, or with the arms +rigidly suspended by his sides. With Europeans the fists are commonly +clenched.<a href="#linknote-1013" name="linknoteref-1013" +id="linknoteref-1013">[1013]</a> The figures 1 and 2 in Plate VI. are +fairly good representations of men simulating indignation. Any one may see +in a mirror, if he will vividly imagine that he has been insulted and +demands an explanation in an angry tone of voice, that he suddenly and +unconsciously throws himself into some such attitude. +</p> + +<p> +<a name="linkimage-0022" id="linkimage-0022"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-6.jpg" width="100%" +alt="Anger and Indignation. Plate VI " /> +</div> + +<p> +Rage, anger, and indignation are exhibited in nearly the same manner +throughout the world; and the following descriptions may be worth giving +as evidence of this, and as illustrations of some of the foregoing +remarks. There is, however, an exception with respect to clenching the +fists, which seems confined chiefly to the men who fight with their fists. +With the Australians only one of my informants has seen the fists +clenched. All agree about the body being held erect; and all, with two +exceptions, state that the brows are heavily contracted. Some of them +allude to the firmly-compressed mouth, the distended nostrils, and +flashing eyes. According to the Rev. Mr. Taplin, rage, with the +Australians, is expressed by the lips being protruded, the eyes being +widely open; and in the case of the women by their dancing about and +casting dust into the air. Another observer speaks of the native men, when +enraged, throwing their arms wildly about. +</p> + +<p> +I have received similar accounts, except as to the clenching of the fists, +in regard to the Malays of the Malacca peninsula, the Abyssinians, and the +natives of South Africa. So it is with the Dakota Indians of North +America; and, according to Mr. Matthews, they then hold their heads erect, +frown, and often stalk away with long strides. Mr. Bridges states that the +Fuegians, when enraged, frequently stamp on the ground, walk distractedly +about, sometimes cry and grow pale. The Rev. Mr. Stack watched a New +Zealand man and woman quarrelling, and made the following entry in his +note-book: “Eyes dilated, body swayed violently backwards and forwards, +head inclined forwards, fists clenched, now thrown behind the body, now +directed towards each other’s faces.” Mr. Swinhoe says that my description +agrees with what he has seen of the Chinese, excepting that an angry man +generally inclines his body towards his antagonist, and pointing at him, +pours forth a volley of abuse. +</p> + +<p> +Lastly, with respect to the natives of India, Mr. J. Scott has sent me a +full description of their gestures and expression when enraged. Two +low-caste Bengalees disputed about a loan. At first they were calm, but +soon grew furious and poured forth the grossest abuse on each other’s +relations and progenitors for many generations past. Their gestures were +very different from those of Europeans; for though their chests were +expanded and shoulders squared, their arms remained rigidly suspended, +with the elbows turned inwards and the hands alternately clenched and +opened. Their shoulders were often raised high, and then again lowered. +They looked fiercely at each other from under their lowered and strongly +wrinkled brows, and their protruded lips were firmly closed. They +approached each other, with heads and necks stretched forwards, and +pushed, scratched, and grasped at each other. This protrusion of the head +and body seems a common gesture with the enraged; and I have noticed it +with degraded English women whilst quarrelling violently in the streets. +In such cases it may be presumed that neither party expects to receive a +blow from the other. +</p> + +<p> +A Bengalee employed in the Botanic Gardens was accused, in the presence of +Mr. Scott, by the native overseer of having stolen a valuable plant. He +listened silently and scornfully to the accusation; his attitude erect, +chest expanded, mouth closed, lips protruding, eyes firmly set and +penetrating. He then defiantly maintained his innocence, with upraised and +clenched hands, his head being now pushed forwards, with the eyes widely +open and eyebrows raised. Mr. Scott also watched two Mechis, in Sikhim, +quarrelling about their share of payment. They soon got into a furious +passion, and then their bodies became less erect, with their heads pushed +forwards; they made grimaces at each other; their shoulders were raised; +their arms rigidly bent inwards at the elbows, and their hands +spasmodically closed, but not properly clenched. They continually +approached and retreated from each other, and often raised their arms as +if to strike, but their hands were open, and no blow was given. Mr. Scott +made similar observations on the Lepchas whom he often saw quarrelling, +and he noticed that they kept their arms rigid and almost parallel to +their bodies, with the hands pushed somewhat backwards and partially +closed, but not clenched. +</p> + +<p class="p2"> +<i>Sneering, Defiance: Uncovering the canine tooth on one side</i>.—The +expression which I wish here to consider differs but little from that +already described, when the lips are retracted and the grinning teeth +exposed. The difference consists solely in the upper lip being retracted +in such a manner that the canine tooth on one side of the face alone is +shown; the face itself being generally a little upturned and half averted +from the person causing offence. The other signs of rage are not +necessarily present. This expression may occasionally be observed in a +person who sneers at or defies another, though there may be no real anger; +as when any one is playfully accused of some fault, and answers, “I scorn +the imputation.” The expression is not a common one, but I have seen it +exhibited with perfect distinctness by a lady who was being quizzed by +another person. It was described by Parsons as long ago as 1746, with an +engraving, showing the uncovered canine on one side.<a +href="#linknote-1014" name="linknoteref-1014" id="linknoteref-1014">[1014]</a> +Mr. Rejlander, without my having made any allusion to the subject, asked +me whether I had ever noticed this expression, as he had been much struck +by it. He has photographed for me (Plate IV. fig 1) a lady, who sometimes +unintentionally displays the canine on one side, and who can do so +voluntarily with unusual distinctness. +</p> + +<p> +The expression of a half-playful sneer graduates into one of great +ferocity when, together with a heavily frowning brow and fierce eye, the +canine tooth is exposed. A Bengalee boy was accused before Mr. Scott of +some misdeed. The delinquent did not dare to give vent to his wrath in +words, but it was plainly shown on his countenance, sometimes by a defiant +frown, and sometimes “by a thoroughly canine snarl.” When this was +exhibited, “the corner of the lip over the eye-tooth, which happened in +this case to be large and projecting, was raised on the side of his +accuser, a strong frown being still retained on the brow.” Sir C. Bell +states<a href="#linknote-1015" name="linknoteref-1015" +id="linknoteref-1015">[1015]</a> that the actor Cooke could express the +most determined hate “when with the oblique cast of his eyes he drew up +the outer part of the upper lip, and discovered a sharp angular tooth.” +</p> + +<p> +The uncovering of the canine tooth is the result of a double movement. The +angle or corner of the mouth is drawn a little backwards, and at the same +time a muscle which runs parallel to and near the nose draws up the outer +part of the upper lip, and exposes the canine on this side of the face. +The contraction of this muscle makes a distinct furrow on the cheek, and +produces strong wrinkles under the eye, especially at its inner corner. +The action is the same as that of a snarling dog; and a dog when +pretending to fight often draws up the lip on one side alone, namely that +facing his antagonist. Our word <i>sneer</i> is in fact the same as <i>snarl</i>, +which was originally <i>snar</i>, the <i>l</i> “being merely an element +implying continuance of action.”<a href="#linknote-1016" +name="linknoteref-1016" id="linknoteref-1016">[1016]</a> +</p> + +<p> +I suspect that we see a trace of this same expression in what is called a +derisive or sardonic smile. The lips are then kept joined or almost +joined, but one corner of the mouth is retracted on the side towards the +derided person; and this drawing back of the corner is part of a true +sneer. Although some persons smile more on one side of their face than on +the other, it is not easy to understand why in cases of derision the +smile, if a real one, should so commonly be confined to one side. I have +also on these occasions noticed a slight twitching of the muscle which +draws up the outer part of the upper lip; and this movement, if fully +carried out, would have uncovered the canine, and would have produced a +true sneer. +</p> + +<p> +Mr. Bulmer, an Australian missionary in a remote part of Gipps’ Land, +says, in answer to my query about the uncovering of the canine on one +side, “I find that the natives in snarling at each other speak with the +teeth closed, the upper lip drawn to one side, and a general angry +expression of face; but they look direct at the person addressed.” Three +other observers in Australia, one in Abyssinia, and one in China, answer +my query on this head in the affirmative; but as the expression is rare, +and as they enter into no details, I am afraid of implicitly trusting +them. It is, however, by no means improbable that this animal-like +expression may be more common with savages than with civilized races. Mr. +Geach is an observer who may be fully trusted, and he has observed it on +one occasion in a Malay in the interior of Malacca. The Rev. S. O. Glenie +answers, “We have observed this expression with the natives of Ceylon, but +not often.” Lastly, in North America, Dr. Rothrock has seen it with some +wild Indians, and often in a tribe adjoining the Atnahs. +</p> + +<p> +Although the upper lip is certainly sometimes raised on one side alone in +sneering at or defying any one, I do not know that this is always the +case, for the face is commonly half averted, and the expression is often +momentary. The movement being confined to one side may not be an essential +part of the expression, but may depend on the proper muscles being +incapable of movement excepting on one side. I asked four persons to +endeavour to act voluntarily in this manner; two could expose the canine +only on the left side, one only on the right side, and the fourth on +neither side. Nevertheless it is by no means certain that these same +persons, if defying any one in earnest, would not unconsciously have +uncovered their canine tooth on the side, whichever it might be, towards +the offender. For we have seen that some persons cannot voluntarily make +their eyebrows oblique, yet instantly act in this manner when affected by +any real, although most trifling, cause of distress. The power of +voluntarily uncovering the canine on one side of the face being thus often +wholly lost, indicates that it is a rarely used and almost abortive +action. It is indeed a surprising fact that man should possess the power, +or should exhibit any tendency to its use; for Mr. Sutton has never +noticed a snarling action in our nearest allies, namely, the monkeys in +the Zoological Gardens, and he is positive that the baboons, though +furnished with great canines, never act thus, but uncover all their teeth +when feeling savage and ready for an attack. Whether the adult +anthropomorphous apes, in the males of whom the canines are much larger +than in the females, uncover them when prepared to fight, is not known. +</p> + +<p> +The expression here considered, whether that of a playful sneer or +ferocious snarl, is one of the most curious which occurs in man. It +reveals his animal descent; for no one, even if rolling on the ground in a +deadly grapple with an enemy, and attempting to bite him, would try to use +his canine teeth more than his other teeth. We may readily believe from +our affinity to the anthropomorphous apes that our male semi-human +progenitors possessed great canine teeth, and men are now occasionally +born having them of unusually large size, with interspaces in the opposite +jaw for their reception.<a href="#linknote-1017" name="linknoteref-1017" +id="linknoteref-1017">[1017]</a> We may further suspect, notwithstanding +that we have no support from analogy, that our semi-human progenitors +uncovered their canine teeth when prepared for battle, as we still do when +feeling ferocious, or when merely sneering at or defying some one, without +any intention of making a real attack with our teeth. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0011" id="link2HCH0011"></a> +CHAPTER XI.<br/>DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION. +</h2> + +<p> +Contempt, scorn and disdain, variously expressed—Derisive smile—Gestures +expressive of contempt—Disgust—Guilt, deceit, pride, &c.—Helplessness +or impotence—Patience—Obstinacy—Shrugging the shoulders +common to most of the races of man—Signs of affirmation and +negation. +</p> + +<p class="p2"> +Scorn and disdain can hardly be distinguished from contempt, excepting +that they imply a rather more angry frame of mind. Nor can they be clearly +distinguished from the feelings discussed in the last chapter under the +terms of sneering and defiance. Disgust is a sensation rather more +distinct in its nature and refers to something revolting, primarily in +relation to the sense of taste, as actually perceived or vividly imagined; +and secondarily to anything which causes a similar feeling, through the +sense of smell, touch, and even of eyesight. Nevertheless, extreme +contempt, or as it is often called loathing contempt, hardly differs from +disgust. These several conditions of the mind are, therefore, nearly +related; and each of them may be exhibited in many different ways. Some +writers have insisted chiefly on one mode of expression, and others on a +different mode. From this circumstance M. Lemoine has argued<a +href="#linknote-1101" name="linknoteref-1101" id="linknoteref-1101">[1101]</a> +that their descriptions are not trustworthy. But we shall immediately see +that it is natural that the feelings which we have here to consider should +be expressed in many different ways, inasmuch as various habitual actions +serve equally well, through the principle of association, for their +expression. +</p> + +<p> +Scorn and disdain, as well as sneering and defiance, may be displayed by a +slight uncovering of the canine tooth on one side of the face; and this +movement appears to graduate into one closely like a smile. Or the smile +or laugh may be real, although one of derision; and this implies that the +offender is so insignificant that he excites only amusement; but the +amusement is generally a pretence. Gaika in his answers to my queries +remarks, that contempt is commonly shown by his countrymen, the Kafirs, by +smiling; and the Rajah Brooke makes the same observation with respect to +the Dyaks of Borneo. As laughter is primarily the expression of simple +joy, very young children do not, I believe, ever laugh in derision. +</p> + +<p> +The partial closure of the eyelids, as Duchenne<a href="#linknote-1102" +name="linknoteref-1102" id="linknoteref-1102">[1102]</a> insists, or the +turning away of the eyes or of the whole body, are likewise highly +expressive of disdain. These actions seem to declare that the despised +person is not worth looking at or is disagreeable to behold. The +accompanying photograph (Plate V. fig. 1) by Mr. Rejlander, shows this +form of disdain. It represents a young lady, who is supposed to be tearing +up the photograph of a despised lover. +</p> + +<p> +<a name="linkimage-0023" id="linkimage-0023"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-5.jpg" width="100%" +alt="Scorn and Disdain. Plate V " /> +</div> + +<p> +The most common method of expressing contempt is by movements about the +nose, or round the mouth; but the latter movements, when strongly +pronounced, indicate disgust. The nose may be slightly turned up, which +apparently follows from the turning up of the upper lip; or the movement +may be abbreviated into the mere wrinkling of the nose. The nose is often +slightly contracted, so as partly to close the passage;<a +href="#linknote-1103" name="linknoteref-1103" id="linknoteref-1103">[1103]</a> +and this is commonly accompanied by a slight snort or expiration. All +these actions are the same with those which we employ when we perceive an +offensive odour, and wish to exclude or expel it. In extreme cases, as Dr. +Piderit remarks,<a href="#linknote-1104" name="linknoteref-1104" +id="linknoteref-1104">[1104]</a> we protrude and raise both lips, or the +upper lip alone, so as to close the nostrils as by a valve, the nose being +thus turned up. We seem thus to say to the despised person that he smells +offensively,<a href="#linknote-1105" name="linknoteref-1105" +id="linknoteref-1105">[1105]</a> in nearly the same manner as we express +to him by half-closing our eyelids, or turning away our faces, that he is +not worth looking at. It must not, however, be supposed that such ideas +actually pass through the mind when we exhibit our contempt; but as +whenever we have perceived a disagreeable odour or seen a disagreeable +sight, actions of this kind have been performed, they have become habitual +or fixed, and are now employed under any analogous state of mind. +</p> + +<p> +Various odd little gestures likewise indicate contempt; for instance, <i>snapping +one’s fingers</i>. This, as Mr. Taylor remarks,<a href="#linknote-1106" +name="linknoteref-1106" id="linknoteref-1106">[1106]</a> “is not very +intelligible as we generally see it; but when we notice that the same sign +made quite gently, as if rolling some tiny object away between the finger +and thumb, or the sign of flipping it away with the thumb-nail and +forefinger, are usual and well-understood deaf-and-dumb gestures, denoting +anything tiny, insignificant, contemptible, it seems as though we had +exaggerated and conventionalized a perfectly natural action, so as to lose +sight of its original meaning. There is a curious mention of this gesture +by Strabo.” Mr. Washington Matthews informs me that, with the Dakota +Indians of North America, contempt is shown not only by movements of the +face, such as those above described, but “conventionally, by the hand +being closed and held near the breast, then, as the forearm is suddenly +extended, the hand is opened and the fingers separated from each other. If +the person at whose expense the sign is made is present, the hand is moved +towards him, and the head sometimes averted from him.” This sudden +extension and opening of the hand perhaps indicates the dropping or +throwing away a valueless object. +</p> + +<p> +The term ‘disgust,’ in its simplest sense, means something offensive to +the taste. It is curious how readily this feeling is excited by anything +unusual in the appearance, odour, or nature of our food. In Tierra del +Fuego a native touched with his finger some cold preserved meat which I +was eating at our bivouac, and plainly showed utter disgust at its +softness; whilst I felt utter disgust at my food being touched by a naked +savage, though his hands did not appear dirty. A smear of soup on a man’s +beard looks disgusting, though there is of course nothing disgusting in +the soup itself. I presume that this follows from the strong association +in our minds between the sight of food, however circumstanced, and the +idea of eating it. +</p> + +<p> +As the sensation of disgust primarily arises in connection with the act of +eating or tasting, it is natural that its expression should consist +chiefly in movements round the mouth. But as disgust also causes +annoyance, it is generally accompanied by a frown, and often by gestures +as if to push away or to guard oneself against the offensive object. In +the two photographs (figs. 2 and 3, on Plate V.) Mr. Rejlander has +simulated this expression with some success. With respect to the face, +moderate disgust is exhibited in various ways; by the mouth being widely +opened, as if to let an offensive morsel drop out; by spitting; by blowing +out of the protruded lips; or by a sound as of clearing the throat. Such +guttural sounds are written <i>ach</i> or <i>ugh</i>; and their utterance +is sometimes accompanied by a shudder, the arms being pressed close to the +sides and the shoulders raised in the same manner as when horror is +experienced.<a href="#linknote-1107" name="linknoteref-1107" +id="linknoteref-1107">[1107]</a> Extreme disgust is expressed by movements +round the month identical with those preparatory to the act of vomiting. +The mouth is opened widely, with the upper lip strongly retracted, which +wrinkles the sides of the nose, and with the lower lip protruded and +everted as much as possible. This latter movement requires the contraction +of the muscles which draw downwards the corners of the mouth.<a +href="#linknote-1108" name="linknoteref-1108" id="linknoteref-1108">[1108]</a> +</p> + +<p> +It is remarkable how readily and instantly retching or actual vomiting is +induced in some persons by the mere idea of having partaken of any unusual +food, as of an animal which is not commonly eaten; although there is +nothing in such food to cause the stomach to reject it. When vomiting +results, as a reflex action, from some real cause—as from too rich +food, or tainted meat, or from an emetic—it does not ensue +immediately, but generally after a considerable interval of time. +Therefore, to account for retching or vomiting being so quickly and easily +excited by a mere idea, the suspicion arises that our progenitors must +formerly have had the power (like that possessed by ruminants and some +other animals) of voluntarily rejecting food which disagreed with them, or +which they thought would disagree with them; and now, though this power +has been lost, as far as the will is concerned, it is called into +involuntary action, through the force of a formerly well-established +habit, whenever the mind revolts at the idea of having partaken of any +kind of food, or at anything disgusting. This suspicion receives support +from the fact, of which I am assured by Mr. Sutton, that the monkeys in +the Zoological Gardens often vomit whilst in perfect health, which looks +as if the act were voluntary. We can see that as man is able to +communicate by language to his children and others, the knowledge of the +kinds of food to be avoided, he would have little occasion to use the +faculty of voluntary rejection; so that this power would tend to be lost +through disuse. +</p> + +<p> +As the sense of smell is so intimately connected with that of taste, it is +not surprising that an excessively bad odour should excite retching or +vomiting in some persons, quite as readily as the thought of revolting +food does; and that, as a further consequence, a moderately offensive +odour should cause the various expressive movements of disgust. The +tendency to retch from a fetid odour is immediately strengthened in a +curious manner by some degree of habit, though soon lost by longer +familiarity with the cause of offence and by voluntary restraint. For +instance, I wished to clean the skeleton of a bird, which had not been +sufficiently macerated, and the smell made my servant and myself (we not +having had much experience in such work) retch so violently, that we were +compelled to desist. During the previous days I had examined some other +skeletons, which smelt slightly; yet the odour did not in the least affect +me, but, subsequently for several days, whenever I handled these same +skeletons, they made me retch. +</p> + +<p> +From the answers received from my correspondents it appears that the +various movements, which have now been described as expressing contempt +and disgust, prevail throughout a large part of the world. Dr. Rothrock, +for instance, answers with a decided affirmative with respect to certain +wild Indian tribes of North America. Crantz says that when a Greenlander +denies anything with contempt or horror he turns up his nose, and gives a +slight sound through it.<a href="#linknote-1109" name="linknoteref-1109" +id="linknoteref-1109">[1109]</a> Mr. Scott has sent me a graphic +description of the face of a young Hindoo at the sight of castor-oil, +which he was compelled occasionally to take. Mr. Scott has also seen the +same expression on the faces of high-caste natives who have approached +close to some defiling object. Mr. Bridges says that the Fuegians “express +contempt by shooting out the lips and hissing through them, and by turning +up the nose.” The tendency either to snort through the nose, or to make a +noise expressed by <i>ugh</i> or <i>ach</i>, is noticed by several of my +correspondents. +</p> + +<p> +Spitting seems an almost universal sign of contempt or disgust; and +spitting obviously represents the rejection of anything offensive from the +mouth. Shakspeare makes the Duke of Norfolk say, “I spit at him—call +him a slanderous coward and a villain.” So, again, Falstaff says, “Tell +thee what, Hal,—if I tell thee a lie, spit in my face.” Leichhardt +remarks that the Australians “interrupted their speeches by spitting, and +uttering a noise like pooh! pooh! apparently expressive of their disgust.” +And Captain Burton speaks of certain negroes “spitting with disgust upon +the ground.” Captain Speedy informs me that this is likewise the case with +the Abyssinians. Mr. Geach says that with the Malays of Malacca the +expression of disgust “answers to spitting from the mouth;” and with the +Fuegians, according to Mr. Bridges “to spit at one is the highest mark of +contempt.”<a href="#linknote-1110" name="linknoteref-1110" +id="linknoteref-1110">[1110]</a> +</p> + +<p> +I never saw disgust more plainly expressed than on the face of one of my +infants at the age of five months, when, for the first time, some cold +water, and again a month afterwards, when a piece of ripe cherry was put +into his mouth. This was shown by the lips and whole mouth assuming a +shape which allowed the contents to run or fall quickly out; the tongue +being likewise protruded. These movements were accompanied by a little +shudder. It was all the more comical, as I doubt whether the child felt +real disgust—the eyes and forehead expressing much surprise and +consideration. The protrusion of the tongue in letting a nasty object fall +out of the mouth, may explain how it is that lolling out the tongue +universally serves as a sign of contempt and hatred.<a +href="#linknote-1111" name="linknoteref-1111" id="linknoteref-1111">[1111]</a> +</p> + +<p> +We have now seen that scorn, disdain, contempt, and disgust are expressed +in many different ways, by movements of the features, and by various +gestures; and that these are the same throughout the world. They all +consist of actions representing the rejection or exclusion of some real +object which we dislike or abhor, but which does not excite in us certain +other strong emotions, such as rage or terror; and through the force of +habit and association similar actions are performed, whenever any +analogous sensation arises in our minds. +</p> + +<p class="p2"> +<i>Jealousy, Envy, Avarice, Revenge, Suspicion, Deceit, Slyness, Guilt, +Vanity, Conceit, Ambition, Pride, Humility, &c</i>.—It is +doubtful whether the greater number of the above complex states of mind +are revealed by any fixed expression, sufficiently distinct to be +described or delineated. When Shakspeare speaks of Envy as <i>lean-faced</i>, +or <i>black</i>, or <i>pale</i>, and Jealousy as “<i>the green-eyed +monster</i>;” and when Spenser describes Suspicion as “<i>foul, +ill-favoured, and grim</i>,” they must have felt this difficulty. +Nevertheless, the above feelings—at least many of them—can be +detected by the eye; for instance, conceit; but we are often guided in a +much greater degree than we suppose by our previous knowledge of the +persons or circumstances. +</p> + +<p> +My correspondents almost unanimously answer in the affirmative to my +query, whether the expression of guilt and deceit can be recognized +amongst the various races of man; and I have confidence in their answers, +as they generally deny that jealousy can thus be recognized. In the cases +in which details are given, the eyes are almost always referred to. The +guilty man is said to avoid looking at his accuser, or to give him stolen +looks. The eyes are said “to be turned askant,” or “to waver from side to +side,” or “the eyelids to be lowered and partly closed.” This latter +remark is made by Mr. Hagenauer with respect to the Australians, and by +Gaika with respect to the Kafirs. The restless movements of the eyes +apparently follow, as will be explained when we treat of blushing, from +the guilty man not enduring to meet the gaze of his accuser. I may add, +that I have observed a guilty expression, without a shade of fear, in some +of my own children at a very early age. In one instance the expression was +unmistakably clear in a child two years and seven months old, and led to +the detection of his little crime. It was shown, as I record in my notes +made at the time, by an unnatural brightness in the eyes, and by an odd, +affected manner, impossible to describe. +</p> + +<p> +Slyness is also, I believe, exhibited chiefly by movements about the eyes; +for these are less under the control of the will, owing to the force of +long-continued habit, than are the movements of the body. Mr. Herbert +Spencer remarks,<a href="#linknote-1112" name="linknoteref-1112" +id="linknoteref-1112">[1112]</a> “When there is a desire to see something +on one side of the visual field without being supposed to see it, the +tendency is to check the conspicuous movement of the head, and to make the +required adjustment entirely with the eyes; which are, therefore, drawn +very much to one side. Hence, when the eyes are turned to one side, while +the face is not turned to the same side, we get the natural language of +what is called slyness.” +</p> + +<p> +Of all the above-named complex emotions, Pride, perhaps, is the most +plainly expressed. A proud man exhibits his sense of superiority over +others by holding his head and body erect. He is haughty (<i>haut</i>), or +high, and makes himself appear as large as possible; so that +metaphorically he is said to be swollen or puffed up with pride. A peacock +or a turkey-cock strutting about with puffed-up feathers, is sometimes +said to be an emblem of pride.<a href="#linknote-1113" +name="linknoteref-1113" id="linknoteref-1113">[1113]</a> The arrogant man +looks down on others, and with lowered eyelids hardly condescends to see +them; or he may show his contempt by slight movements, such as those +before described, about the nostrils or lips. Hence the muscle which +everts the lower lip has been called the <i>musculus superbus</i>. In some +photographs of patients affected by a monomania of pride, sent me by Dr. +Crichton Browne, the head and body were held erect, and the mouth firmly +closed. This latter action, expressive of decision, follows, I presume, +from the proud man feeling perfect self-confidence in himself. The whole +expression of pride stands in direct antithesis to that of humility; so +that nothing need here be said of the latter state of mind. +</p> + +<p class="p2"> +<i>Helplessness, Impotence: Shrugging the shoulders</i>.—When a man +wishes to show that he cannot do something, or prevent something being +done, he often raises with a quick movement both shoulders. At the same +time, if the whole gesture is completed, he bends his elbows closely +inwards, raises his open hands, turning them outwards, with the fingers +separated. The head is often thrown a little on one side; the eyebrows are +elevated, and this causes wrinkles across the forehead. The mouth is +generally opened. I may mention, in order to show how unconsciously the +features are thus acted on, that though I had often intentionally shrugged +my shoulders to observe how my arms were placed, I was not at all aware +that my eyebrows were raised and mouth opened, until I looked at myself in +a glass; and since then I have noticed the same movements in the faces of +others. In the accompanying Plate VI., figs. 3 and 4, Mr. Rejlander has +successfully acted the gesture of shrugging the shoulders. +</p> + +<p> +Englishmen are much less demonstrative than the men of most other European +nations, and they shrug their shoulders far less frequently and +energetically than Frenchmen or Italians do. The gesture varies in all +degrees from the complex movement, just described, to only a momentary and +scarcely perceptible raising of both shoulders; or, as I have noticed in a +lady sitting in an arm-chair, to the mere turning slightly outwards of the +open hands with separated fingers. I have never seen very young English +children shrug their shoulders, but the following case was observed with +care by a medical professor and excellent observer, and has been +communicated to me by him. The father of this gentleman was a Parisian, +and his mother a Scotch lady. His wife is of British extraction on both +sides, and my informant does not believe that she ever shrugged her +shoulders in her life. His children have been reared in England, and the +nursemaid is a thorough Englishwoman, who has never been seen to shrug her +shoulders. Now, his eldest daughter was observed to shrug her shoulders at +the age of between sixteen and eighteen months; her mother exclaiming at +the time, “Look at the little French girl shrugging her shoulders!” At +first she often acted thus, sometimes throwing her head a little backwards +and on one side, but she did not, as far as was observed, move her elbows +and hands in the usual manner. The habit gradually wore away, and now, +when she is a little over four years old, she is never seen to act thus. +The father is told that he sometimes shrugs his shoulders, especially when +arguing with any one; but it is extremely improbable that his daughter +should have imitated him at so early an age; for, as he remarks, she could +not possibly have often seen this gesture in him. Moreover, if the habit +had been acquired through imitation, it is not probable that it would so +soon have been spontaneously discontinued by this child, and, as we shall +immediately see, by a second child, though the father still lived with his +family. This little girl, it may be added, resembles her Parisian +grandfather in countenance to an almost absurd degree. She also presents +another and very curious resemblance to him, namely, by practising a +singular trick. When she impatiently wants something, she holds out her +little hand, and rapidly rubs the thumb against the index and middle +finger: now this same trick was frequently performed under the same +circumstances by her grandfather. +</p> + +<p> +This gentleman’s second daughter also shrugged her shoulders before the +age of eighteen months, and afterwards discontinued the habit. It is of +course possible that she may have imitated her elder sister; but she +continued it after her sister had lost the habit. She at first resembled +her Parisian grandfather in a less degree than did her sister at the same +age, but now in a greater degree. She likewise practises to the present +time the peculiar habit of rubbing together, when impatient, her thumb and +two of her fore-fingers. +</p> + +<p> +In this latter case we have a good instance, like those given in a former +chapter, of the inheritance of a trick or gesture; for no one, I presume, +will attribute to mere coincidence so peculiar a habit as this, which was +common to the grandfather and his two grandchildren who had never seen +him. +</p> + +<p> +Considering all the circumstances with reference to these children +shrugging their shoulders, it can hardly be doubted that they have +inherited the habit from their French progenitors, although they have only +one quarter French blood in their veins, and although their grandfather +did not often shrug his shoulders. There is nothing very unusual, though +the fact is interesting, in these children having gained by inheritance a +habit during early youth, and then discontinuing it; for it is of frequent +occurrence with many kinds of animals that certain characters are retained +for a period by the young, and are then lost. +</p> + +<p> +As it appeared to me at one time improbable in a high degree that so +complex a gesture as shrugging the shoulders, together with the +accompanying movements, should be innate, I was anxious to ascertain +whether the blind and deaf Laura Bridgman, who could not have learnt the +habit by imitation, practised it. And I have heard, through Dr. Innes, +from a lady who has lately had charge of her, that she does shrug her +shoulders, turn in her elbows, and raise her eyebrows in the same manner +as other people, and under the same circumstances. I was also anxious to +learn whether this gesture was practised by the various races of man, +especially by those who never have had much intercourse with Europeans. We +shall see that they act in this manner; but it appears that the gesture is +sometimes confined to merely raising or shrugging the shoulders, without +the other movements. +</p> + +<p> +Mr. Scott has frequently seen this gesture in the Bengalees and Dhangars +(the latter constituting a distinct race) who are employed in the Botanic +Garden at Calcutta; when, for instance, they have declared that they could +not do some work, such as lifting a heavy weight. He ordered a Bengalee to +climb a lofty tree; but the man, with a shrug of his shoulders and a +lateral shake of his head, said he could not. Mr. Scott knowing that the +man was lazy, thought he could, and insisted on his trying. His face now +became pale, his arms dropped to his sides, his mouth and eyes were widely +opened, and again surveying the tree, he looked askant at Mr. Scott, +shrugged his shoulders, inverted his elbows, extended his open hands, and +with a few quick lateral shakes of the head declared his inability. Mr. H. +Erskine has likewise seen the natives of India shrugging their shoulders; +but he has never seen the elbows turned so much inwards as with us; and +whilst shrugging their shoulders they sometimes lay their uncrossed hands +on their breasts. +</p> + +<p> +With the wild Malays of the interior of Malacca, and with the Bugis (true +Malays, though speaking a different language), Mr. Geach has often seen +this gesture. I presume that it is complete, as, in answer to my query +descriptive of the movements of the shoulders, arms, hands, and face, Mr. +Geach remarks, “it is performed in a beautiful style.” I have lost an +extract from a scientific voyage, in which shrugging the shoulders by some +natives (Micronesians) of the Caroline Archipelago in the Pacific Ocean, +was well described. Capt. Speedy informs me that the Abyssinians shrug +their shoulders but enters into no details. Mrs. Asa Gray saw an Arab +dragoman in Alexandria acting exactly as described in my query, when an +old gentleman, on whom he attended, would not go in the proper direction +which had been pointed out to him. +</p> + +<p> +Mr. Washington Matthews says, in reference to the wild Indian tribes of +the western parts of the United States, “I have on a few occasions +detected men using a slight apologetic shrug, but the rest of the +demonstration which you describe I have not witnessed.” Fritz Müller +informs me that he has seen the negroes in Brazil shrugging their +shoulders; but it is of course possible that they may have learnt to do so +by imitating the Portuguese. Mrs. Barber has never seen this gesture with +the Kafirs of South Africa; and Gaika, judging from his answer, did not +even understand what was meant by my description. Mr. Swinhoe is also +doubtful about the Chinese; but he has seen them, under the circumstances +which would make us shrug our shoulders, press their right elbow against +their side, raise their eyebrows, lift up their hand with the palm +directed towards the person addressed, and shake it from right to left. +Lastly, with respect to the Australians, four of my informants answer by a +simple negative, and one by a simple affirmative. Mr. Bunnett, who has had +excellent opportunities for observation on the borders of the Colony of +Victory, also answers by a “yes,” adding that the gesture is performed “in +a more subdued and less demonstrative manner than is the case with civilized +nations.” This circumstance may account for its not having been noticed by +four of my informants. +</p> + +<p> +These statements, relating to Europeans, Hindoos, the hill-tribes of +India, Malays, Micronesians, Abyssinians, Arabs, Negroes, Indians of North +America, and apparently to the Australians—many of these natives +having had scarcely any intercourse with Europeans—are sufficient to +show that shrugging the shoulders, accompanied in some cases by the other +proper movements, is a gesture natural to mankind. +</p> + +<p> +This gesture implies an unintentional or unavoidable action on our own +part, or one that we cannot perform; or an action performed by another +person which we cannot prevent. It accompanies such speeches as, “It was +not my fault;” “It is impossible for me to grant this favour;” “He must +follow his own course, I cannot stop him.” Shrugging the shoulders +likewise expresses patience, or the absence of any intention to resist. +Hence the muscles which raise the shoulders are sometimes called, as I +have been informed by an artist, the patience muscles. Shylock the Jew, +says, +</p> + +<p class="poem"> +“Signor Antonio, many a time and oft<br/> +In the Rialto have you rated me<br/> +About my monies and usances;<br/> +Still have I borne it with a patient shrug.”<br/> +<i>Merchant of Venice</i>, act i. sc. 3. +</p> + +<p> +Sir C. Bell has given<a href="#linknote-1114" name="linknoteref-1114" +id="linknoteref-1114">[1114]</a> a life-like figure of a man, who is +shrinking back from some terrible danger, and is on the point of screaming +out in abject terror. He is represented with his shoulders lifted up +almost to his ears; and this at once declares that there is no thought of +resistance. +</p> + +<p> +As shrugging the shoulders generally implies “I cannot do this or that,” +so by a slight change, it sometimes implies “I won’t do it.” The movement +then expresses a dogged determination not to act. Olmsted describes<a +href="#linknote-1115" name="linknoteref-1115" id="linknoteref-1115">[1115]</a> +an Indian in Texas as giving a great shrug to his shoulders, when he was +informed that a party of men were Germans and not Americans, thus +expressing that he would have nothing to do with them. Sulky and obstinate +children may be seen with both their shoulders raised high up; but this +movement is not associated with the others which generally accompany a +true shrug. An excellent observer<a href="#linknote-1116" +name="linknoteref-1116" id="linknoteref-1116">[1116]</a> in describing a +young man who was determined not to yield to his father’s desire, says, +“He thrust his hands deep down into his pockets, and set up his shoulders +to his ears, which was a good warning that, come right or wrong, this rock +should fly from its firm base as soon as Jack would; and that any +remonstrance on the subject was purely futile.” As soon as the son got his +own way, he “put his shoulders into their natural position.” +</p> + +<p> +Resignation is sometimes shown by the open hands being placed, one over +the other, on the lower part of the body. I should not have thought this +little gesture worth even a passing notice, had not Dr. W. Ogle remarked +to me that he had two or three times observed it in patients who were +preparing for operations under chloroform. They exhibited no great fear, +but seemed to declare by this posture of their hands, that they had made +up their minds, and were resigned to the inevitable. +</p> + +<p> +We may now inquire why men in all parts of the world when they feel,—whether +or not they wish to show this feeling,—that they cannot or will not +do something, or will not resist something if done by another, shrug their +shoulders, at the same time often bending in their elbows, showing the +palms of their hands with extended fingers, often throwing their heads a +little on one side, raising their eyebrows, and opening their mouths. +These states of the mind are either simply passive, or show a +determination not to act. None of the above movements are of the least +service. The explanation lies, I cannot doubt, in the principle of +unconscious antithesis. This principle here seems to come into play as +clearly as in the case of a dog, who, when feeling savage, puts himself in +the proper attitude for attacking and for making himself appear terrible +to his enemy; but as soon as he feels affectionate, throws his whole body +into a directly opposite attitude, though this is of no direct use to him. +</p> + +<p> +Let it be observed how an indignant man, who resents, and will not submit +to some injury, holds his head erect, squares his shoulders, and expands +his chest. He often clenches his fists, and puts one or both arms in the +proper position for attack or defence, with the muscles of his limbs +rigid. He frowns,—that is, he contracts and lowers his brows,—and, +being determined, closes his mouth. The actions and attitude of a helpless +man are, in every one of these respects, exactly the reverse. In Plate VI. +we may imagine one of the figures on the left side to have just said, +“What do you mean by insulting me?” and one of the figures on the right +side to answer, “I really could not help it.” The helpless man +unconsciously contracts the muscles of his forehead which are antagonistic +to those that cause a frown, and thus raises his eyebrows; at the same +time he relaxes the muscles about the mouth, so that the lower jaw drops. +The antithesis is complete in every detail, not only in the movements of +the features, but in the position of the limbs and in the attitude of the +whole body, as may be seen in the accompanying plate. As the helpless or +apologetic man often wishes to show his state of mind, he then acts in a +conspicuous or demonstrative manner. +</p> + +<p> +In accordance with the fact that squaring the elbows and clenching the +fists are gestures by no means universal with the men of all races, when +they feel indignant and are prepared to attack their enemy, so it appears +that a helpless or apologetic frame of mind is expressed in many parts of +the world by merely shrugging the shoulders, without turning inwards the +elbows and opening the hands. The man or child who is obstinate, or one +who is resigned to some great misfortune, has in neither case any idea of +resistance by active means; and he expresses this state of mind, by simply +keeping his shoulders raised; or he may possibly fold his arms across his +breast. +</p> + +<p> +<i>Signs of affirmation or approval, and of negation or disapproval: +nodding and shaking the head</i>.—I was curious to ascertain how far +the common signs used by us in affirmation and negation were general +throughout the world. These signs are indeed to a certain extent +expressive of our feelings, as we give a vertical nod of approval with a +smile to our children, when we approve of their conduct; and shake our +heads laterally with a frown, when we disapprove. With infants, the first +act of denial consists in refusing food; and I repeatedly noticed with my +own infants, that they did so by withdrawing their heads laterally from +the breast, or from anything offered them in a spoon. In accepting food +and taking it into their mouths, they incline their heads forwards. Since +making these observations I have been informed that the same idea had +occurred to Charma.<a href="#linknote-1117" name="linknoteref-1117" +id="linknoteref-1117">[1117]</a> It deserves notice that in accepting or +taking food, there is only a single movement forward, and a single nod +implies an affirmation. On the other hand, in refusing food, especially if +it be pressed on them, children frequently move their heads several times +from side to side, as we do in shaking our heads in negation. Moreover, in +the case of refusal, the head is not rarely thrown backwards, or the mouth +is closed, so that these movements might likewise come to serve as signs +of negation. Mr. Wedgwood remarks on this subject,<a href="#linknote-1118" +name="linknoteref-1118" id="linknoteref-1118">[1118]</a> that “when the +voice is exerted with closed teeth or lips, it produces the sound of the +letter <i>n</i> or <i>m</i>. Hence we may account for the use of the +particle <i>ne</i> to signify negation, and possibly also of the Greek mh +in the same sense.” +</p> + +<p> +That these signs are innate or instinctive, at least with Anglo-Saxons, is +rendered highly probable by the blind and deaf Laura Bridgman “constantly +accompanying her <i>yes</i> with the common affirmative nod, and her <i>no</i> +with our negative shake of the head.” Had not Mr. Lieber stated to the +contrary,<a href="#linknote-1119" name="linknoteref-1119" +id="linknoteref-1119">[1119]</a> I should have imagined that these +gestures might have been acquired or learnt by her, considering her +wonderful sense of touch and appreciation of the movements of others. With +microcephalous idiots, who are so degraded that they never learn to speak, +one of them is described by Vogt,<a href="#linknote-1120" +name="linknoteref-1120" id="linknoteref-1120">[1120]</a> as answering, +when asked whether he wished for more food or drink, by inclining or +shaking his head. Schmalz, in his remarkable dissertation on the education +of the deaf and dumb, as well as of children raised only one degree above +idiotcy, assumes that they can always both make and understand the common +signs of affirmation and negation.<a href="#linknote-1121" +name="linknoteref-1121" id="linknoteref-1121">[1121]</a> +</p> + +<p> +Nevertheless if we look to the various races of man, these signs are not +so universally employed as I should have expected; yet they seem too +general to be ranked as altogether conventional or artificial. My +informants assert that both signs are used by the Malays, by the natives +of Ceylon, the Chinese, the negroes of the Guinea coast, and, according to +Gaika, by the Kafirs of South Africa, though with these latter people Mrs. +Barber has never seen a lateral shake used as a negative. With respect to +the Australians, seven observers agree that a nod is given in affirmation; +five agree about a lateral shake in negation, accompanied or not by some +word; but Mr. Dyson Lacy has never seen this latter sign in Queensland, +and Mr. Bulmer says that in Gipps’ Land a negative is expressed by +throwing the head a little backwards and putting out the tongue. At the +northern extremity of the continent, near Torres Straits, the natives when +uttering a negative “don’t shake the head with it, but holding up the +right hand, shake it by turning it half round and back again two or three +times.”<a href="#linknote-1122" name="linknoteref-1122" +id="linknoteref-1122">[1122]</a> The throwing back of the head with a +cluck of the tongue is said to be used as a negative by the modern Greeks +and Turks, the latter people expressing <i>yes</i> by a movement like that +made by us when we shake our heads.<a href="#linknote-1123" +name="linknoteref-1123" id="linknoteref-1123">[1123]</a> The Abyssinians, +as I am informed by Captain Speedy, express a negative by jerking the head +to the right shoulder, together with a slight cluck, the mouth being +closed; an affirmation is expressed by the head being thrown backwards and +the eyebrows raised for an instant. The Tagals of Luzon, in the Philippine +Archipelago, as I hear from Dr. Adolf Meyer, when they say “yes,” also +throw the head backwards. According to the Rajah Brooke, the Dyaks of +Borneo express an affirmation by raising the eyebrows, and a negation by +slightly contracting them, together with a peculiar look from the eyes. +With the Arabs on the Nile, Professor and Mrs. Asa Gray concluded that +nodding in affirmation was rare, whilst shaking the head in negation was +never used, and was not even understood by them. With the Esquimaux<a +href="#linknote-1124" name="linknoteref-1124" id="linknoteref-1124">[1124]</a> +a nod means <i>yes</i> and a wink <i>no</i>. The New Zealanders “elevate +the head and chin in place of nodding acquiescence.”<a +href="#linknote-1125" name="linknoteref-1125" id="linknoteref-1125">[1125]</a> +</p> + +<p> +With the Hindoos Mr. H. Erskine concludes from inquiries made from +experienced Europeans, and from native gentlemen, that the signs of +affirmation and negation vary—a nod and a lateral shake being +sometimes used as we do; but a negative is more commonly expressed by the +head being thrown suddenly backwards and a little to one side, with a +cluck of the tongue. What the meaning may be of this cluck of the tongue, +which has been observed with various people, I cannot imagine. A native +gentleman stated that affirmation is frequently shown by the head being +thrown to the left. I asked Mr. Scott to attend particularly to this +point, and, after repeated observations, he believes that a vertical nod +is not commonly used by the natives in affirmation, but that the head is +first thrown backwards either to the left or right, and then jerked +obliquely forwards only once. This movement would perhaps have been +described by a less careful observer as a lateral shake. He also states +that in negation the head is usually held nearly upright, and shaken +several times. +</p> + +<p> +Mr. Bridges informs me that the Fuegians nod their heads vertically in +affirmation, and shake them laterally in denial. With the wild Indians of +North America, according to Mr. Washington Matthews, nodding and shaking +the head have been learnt from Europeans, and are not naturally employed. +They express affirmation by describing with the hand (all the fingers +except the index being flexed) a curve downwards and outwards from the +body, whilst negation is expressed by moving the open hand outwards, with +the palm facing inwards. Other observers state that the sign of +affirmation with these Indians is the forefinger being raised, and then +lowered and pointed to the ground, or the hand is waved straight forward +from the face; and that the sign of negation is the finger or whole hand +shaken from side to side.<a href="#linknote-1126" name="linknoteref-1126" +id="linknoteref-1126">[1126]</a> This latter movement probably represents +in all cases the lateral shaking of the head. The Italians are said in +like manner to move the lifted finger from right to left in negation, as +indeed we English sometimes do. +</p> + +<p> +On the whole we find considerable diversity in the signs of affirmation +and negation in the different races of man. With respect to negation, if +we admit that the shaking of the finger or hand from side to side is +symbolic of the lateral movement of the head; and if we admit that the +sudden backward movement of the head represents one of the actions often +practised by young children in refusing food, then there is much +uniformity throughout the world in the signs of negation, and we can see +how they originated. The most marked exceptions are presented by the +Arabs, Esquimaux, some Australian tribes, and Dyaks. With the latter a +frown is the sign of negation, and with us frowning often accompanies a +lateral shake of the head. +</p> + +<p> +With respect to nodding in affirmation, the exceptions are rather more +numerous, namely with some of the Hindoos, with the Turks, Abyssinians, +Dyaks, Tagals, and New Zealanders. The eyebrows are sometimes raised in +affirmation, and as a person in bending his head forwards and downwards +naturally looks up to the person whom he addresses, he will be apt to +raise his eyebrows, and this sign may thus have arisen as an abbreviation. +So again with the New Zealanders, the lifting up the chin and head in +affirmation may perhaps represent in an abbreviated form the upward +movement of the head after it has been nodded forwards and downwards. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0012" id="link2HCH0012"></a> +CHAPTER XII.<br/>SURPRISE—ASTONISHMENT—FEAR—HORROR. +</h2> + +<p> +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying surprise—Admiration—Fear—Terror—Erection +of the hair—Contraction of the platysma muscle—Dilatation of +the pupils—Horror—Conclusion. +</p> + +<p class="p2"> +Attention, if sudden and close, graduates into surprise; and this into +astonishment; and this into stupefied amazement. The latter frame of mind +is closely akin to terror. Attention is shown by the eyebrows being +slightly raised; and as this state increases into surprise, they are +raised to a much greater extent, with the eyes and mouth widely open. The +raising of the eyebrows is necessary in order that the eyes should be +opened quickly and widely; and this movement produces transverse wrinkles +across the forehead. The degree to which the eyes and mouth are opened +corresponds with the degree of surprise felt; but these movements must be +coordinated; for a widely opened mouth with eyebrows only slightly raised +results in a meaningless grimace, as Dr. Duchenne has shown in one of his +photographs.<a href="#linknote-1201" name="linknoteref-1201" +id="linknoteref-1201">[1201]</a> On the other hand, a person may often be +seen to pretend surprise by merely raising his eyebrows. +</p> + +<p> +Dr. Duchenne has given a photograph of an old man with his eyebrows well +elevated and arched by the galvanization of the frontal muscle; and with +his mouth voluntarily opened. This figure expresses surprise with much +truth. I showed it to twenty-four persons without a word of explanation, +and one alone did not at all understand what was intended. A second person +answered terror, which is not far wrong; some of the others, however, +added to the words surprise or astonishment, the epithets horrified, +woful, painful, or disgusted. +</p> + +<p> +The eyes and mouth being widely open is an expression universally +recognized as one of surprise or astonishment. Thus Shakespeare says, “I +saw a smith stand with open mouth swallowing a tailor’s news.” (‘King +John,’ act iv. scene ii.) And again, “They seemed almost, with staring on +one another, to tear the cases of their eyes; there was speech in the +dumbness, language in their very gesture; they looked as they had heard of +a world destroyed.” (‘Winter’s Tale,’ act v. scene ii.) +</p> + +<p> +My informants answer with remarkable uniformity to the same effect, with +respect to the various races of man; the above movements of the features +being often accompanied by certain gestures and sounds, presently to be +described. Twelve observers in different parts of Australia agree on this +head. Mr. Winwood Reade has observed this expression with the negroes on +the Guinea coast. The chief Gaika and others answer <i>yes</i> to my query +with respect to the Kafirs of South Africa; and so do others emphatically +with reference to the Abyssinians, Ceylonese, Chinese, Fuegians, various +tribes of North America, and New Zealanders. With the latter, Mr. Stack +states that the expression is more plainly shown by certain individuals +than by others, though all endeavour as much as possible to conceal their +feelings. The Dyaks of Borneo are said by the Rajah Brooke to open their +eyes widely, when astonished, often swinging their heads to and fro, and +beating their breasts. Mr. Scott informs me that the workmen in the +Botanic Gardens at Calcutta are strictly ordered not to smoke; but they +often disobey this order, and when suddenly surprised in the act, they +first open their eyes and mouths widely. They then often slightly shrug +their shoulders, as they perceive that discovery is inevitable, or frown +and stamp on the ground from vexation. Soon they recover from their +surprise, and abject fear is exhibited by the relaxation of all their +muscles; their heads seem to sink between their shoulders; their fallen +eyes wander to and fro; and they supplicate forgiveness. +</p> + +<p> +The well-known Australian explorer, Mr. Stuart, has given<a +href="#linknote-1202" name="linknoteref-1202" id="linknoteref-1202">[1202]</a> +a striking account of stupefied amazement together with terror in a native +who had never before seen a man on horseback. Mr. Stuart approached unseen +and called to him from a little distance. “He turned round and saw me. +What he imagined I was I do not know; but a finer picture of fear and +astonishment I never saw. He stood incapable of moving a limb, riveted to +the spot, mouth open and eyes staring.... He remained motionless until our +black got within a few yards of him, when suddenly throwing down his +waddies, he jumped into a mulga bush as high as he could get.” He could +not speak, and answered not a word to the inquiries made by the black, +but, trembling from head to foot, “waved with his hand for us to be off.” +</p> + +<p> +That the eyebrows are raised by an innate or instinctive impulse may be +inferred from the fact that Laura Bridgman invariably acts thus when +astonished, as I have been assured by the lady who has lately had charge +of her. As surprise is excited by something unexpected or unknown, we +naturally desire, when startled, to perceive the cause as quickly as +possible; and we consequently open our eyes fully, so that the field of +vision may be increased, and the eyeballs moved easily in any direction. +But this hardly accounts for the eyebrows being so greatly raised as is +the case, and for the wild staring of the open eyes. The explanation lies, +I believe, in the impossibility of opening the eyes with great rapidity by +merely raising the upper lids. To effect this the eyebrows must be lifted +energetically. Any one who will try to open his eyes as quickly as +possible before a mirror will find that he acts thus; and the energetic +lifting up of the eyebrows opens the eyes so widely that they stare, the +white being exposed all round the iris. Moreover, the elevation of the +eyebrows is an advantage in looking upwards; for as long as they are +lowered they impede our vision in this direction. Sir C. Bell gives<a +href="#linknote-1203" name="linknoteref-1203" id="linknoteref-1203">[1203]</a> +a curious little proof of the part which the eyebrows play in opening the +eyelids. In a stupidly drunken man all the muscles are relaxed, and the +eyelids consequently droop, in the same manner as when we are falling +asleep. To counteract this tendency the drunkard raises his eyebrows; and +this gives to him a puzzled, foolish look, as is well represented in one +of Hogarth’s drawings. The habit of raising the eyebrows having once been +gained in order to see as quickly as possible all around us, the movement +would follow from the force of association whenever astonishment was felt +from any cause, even from a sudden sound or an idea. +</p> + +<p> +With adult persons, when the eyebrows are raised, the whole forehead +becomes much wrinkled in transverse lines; but with children this occurs +only to a slight degree. The wrinkles run in lines concentric with each +eyebrow, and are partially confluent in the middle. They are highly +characteristic of the expression of surprise or astonishment. Each +eyebrow, when raised, becomes also, as Duchenne remarks,<a +href="#linknote-1204" name="linknoteref-1204" id="linknoteref-1204">[1204]</a> +more arched than it was before. +</p> + +<p> +The cause of the mouth being opened when astonishment is felt, is a much +more complex affair; and several causes apparently concur in leading to +this movement. It has often been supposed<a href="#linknote-1205" +name="linknoteref-1205" id="linknoteref-1205">[1205]</a> that the sense of +hearing is thus rendered more acute; but I have watched persons listening +intently to a slight noise, the nature and source of which they knew +perfectly, and they did not open their mouths. Therefore I at one time +imagined that the open mouth might aid in distinguishing the direction +whence a sound proceeded, by giving another channel for its entrance into +the ear through the eustachian tube, But Dr. W. Ogle<a +href="#linknote-1206" name="linknoteref-1206" id="linknoteref-1206">[1206]</a> +has been so kind as to search the best recent authorities on the functions +of the eustachian tube, and he informs me that it is almost conclusively +proved that it remains closed except during the act of deglutition; and +that in persons in whom the tube remains abnormally open, the sense of +hearing, as far as external sounds are concerned, is by no means improved; +on the contrary, it is impaired by the respiratory sounds being rendered +more distinct. If a watch be placed within the mouth, but not allowed to +touch the sides, the ticking is heard much less plainly than when held +outside. In persons in whom from disease or a cold the eustachian tube is +permanently or temporarily closed, the sense of hearing is injured; but +this may be accounted for by mucus accumulating within the tube, and the +consequent exclusion of air. We may therefore infer that the mouth is not +kept open under the sense of astonishment for the sake of hearing sounds +more distinctly; notwithstanding that most deaf people keep their mouths +open. +</p> + +<p> +Every sudden emotion, including astonishment, quickens the action of the +heart, and with it the respiration. Now we can breathe, as Gratiolet +remarks<a href="#linknote-1207" name="linknoteref-1207" +id="linknoteref-1207">[1207]</a> and as appears to me to be the case, much +more quietly through the open mouth than through the nostrils. Therefore, +when we wish to listen intently to any sound, we either stop breathing, or +breathe as quietly as possible, by opening our mouths, at the same time +keeping our bodies motionless. One of my sons was awakened in the night by +a noise under circumstances which naturally led to great care, and after a +few minutes he perceived that his mouth was widely open. He then became +conscious that he had opened it for the sake of breathing as quietly as +possible. This view receives support from the reversed case which occurs +with dogs. A dog when panting after exercise, or on a hot day, breathes +loudly; but if his attention be suddenly aroused, he instantly pricks his +ears to listen, shuts his mouth, and breathes quietly, as he is enabled to +do, through his nostrils. +</p> + +<p> +When the attention is concentrated for a length of time with fixed +earnestness on any object or subject, all the organs of the body are +forgotten and neglected;<a href="#linknote-1208" name="linknoteref-1208" +id="linknoteref-1208">[1208]</a> and as the nervous energy of each +individual is limited in amount, little is transmitted to any part of the +system, excepting that which is at the time brought into energetic action. +Therefore many of the muscles tend to become relaxed, and the jaw drops +from its own weight. This will account for the dropping of the jaw and +open mouth of a man stupefied with amazement, and perhaps when less +strongly affected. I have noticed this appearance, as I find recorded in +my notes, in very young children when they were only moderately surprised. +</p> + +<p> +There is still another and highly effective cause, leading to the mouth +being opened, when we are astonished, and more especially when we are +suddenly startled. We can draw a full and deep inspiration much more +easily through the widely open mouth than through the nostrils. Now when +we start at any sudden sound or sight, almost all the muscles of the body +are involuntarily and momentarily thrown into strong action, for the sake +of guarding ourselves against or jumping away from the danger, which we +habitually associate with anything unexpected. But we always unconsciously +prepare ourselves for any great exertion, as formerly explained, by first +taking a deep and full inspiration, and we consequently open our mouths. +If no exertion follows, and we still remain astonished, we cease for a +time to breathe, or breathe as quietly as possible, in order that every +sound may be distinctly heard. Or again, if our attention continues long +and earnestly absorbed, all our muscles become relaxed, and the jaw, which +was at first suddenly opened, remains dropped. Thus several causes concur +towards this same movement, whenever surprise, astonishment, or amazement +is felt. +</p> + +<p> +Although when thus affected, our mouths are generally opened, yet the lips +are often a little protruded. This fact reminds us of the same movement, +though in a much more strongly marked degree, in the chimpanzee and orang +when astonished. As a strong expiration naturally follows the deep +inspiration which accompanies the first sense of startled surprise, and as +the lips are often protruded, the various sounds which are then commonly +uttered can apparently be accounted for. But sometimes a strong expiration +alone is heard; thus Laura Bridgman, when amazed, rounds and protrudes her +lips, opens them, and breathes strongly.<a href="#linknote-1209" +name="linknoteref-1209" id="linknoteref-1209">[1209]</a> One of the +commonest sounds is a deep <i>Oh</i>; and this would naturally follow, as +explained by Helmholtz, from the mouth being moderately opened and the +lips protruded. On a quiet night some rockets were fired from the +‘Beagle,’ in a little creek at Tahiti, to amuse the natives; and as each +rocket, was let off there was absolute silence, but this was invariably +followed by a deep groaning <i>Oh</i>, resounding all round the bay. Mr. +Washington Matthews says that the North American Indians express +astonishment by a groan; and the negroes on the West Coast of Africa, +according to Mr. Winwood Reade, protrude their lips, and make a sound like +<i>heigh, heigh</i>. If the mouth is not much opened, whilst the lips are +considerably protruded, a blowing, hissing, or whistling noise is +produced. Mr. R. Brough Smith informs me that an Australian from the +interior was taken to the theatre to see an acrobat rapidly turning head +over heels: “he was greatly astonished, and protruded his lips, making a +noise with his mouth as if blowing out a match.” According to Mr. Bulmer +the Australians, when surprised, utter the exclamation <i>korki</i>, “and +to do this the mouth is drawn out as if going to whistle.” We Europeans +often whistle as a sign of surprise; thus, in a recent novel<a +href="#linknote-1210" name="linknoteref-1210" id="linknoteref-1210">[1210]</a> +it is said, “here the man expressed his astonishment and disapprobation by +a prolonged whistle.” A Kafir girl, as Mr. J. Mansel Weale informs me, “on +hearing of the high price of an article, raised her eyebrows and whistled +just as a European would.” Mr. Wedgwood remarks that such sounds are +written down as <i>whew</i>, and they serve as interjections for surprise. +</p> + +<p> +According to three other observers, the Australians often evince +astonishment by a clucking noise. Europeans also sometimes express gentle +surprise by a little clicking noise of nearly the same kind. We have seen +that when we are startled, the mouth is suddenly opened; and if the tongue +happens to be then pressed closely against the palate, its sudden +withdrawal will produce a sound of this kind, which might thus come to +express surprise. +</p> + +<p> +<a name="linkimage-0024" id="linkimage-0024"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-7.jpg" width="100%" +alt="Gestures of the Body. Plate VII " /> +</div> + +<p> +Turning to gestures of the body. A surprised person often raises his +opened hands high above his head, or by bending his arms only to the level +of his face. The flat palms are directed towards the person who causes +this feeling, and the straightened fingers are separated. This gesture is +represented by Mr. Rejlander in Plate VII. fig. 1. In the ‘Last Supper,’ +by Leonardo da Vinci, two of the Apostles have their hands half uplifted, +clearly expressive of their astonishment. A trustworthy observer told me +that he had lately met his wife under most unexpected circumstances: “She +started, opened her mouth and eyes very widely, and threw up both her arms +above her head.” Several years ago I was surprised by seeing several of my +young children earnestly doing something together on the ground; but the +distance was too great for me to ask what they were about. Therefore I +threw up my open hands with extended fingers above my head; and as soon as +I had done this, I became conscious of the action. I then waited, without +saying a word, to see if my children had understood this gesture; and as +they came running to me they cried out, “We saw that you were astonished +at us.” I do not know whether this gesture is common to the various races +of man, as I neglected to make inquiries on this head. That it is innate +or natural may be inferred from the fact that Laura Bridgman, when amazed, +“spreads her arms and turns her hands with extended fingers upwards;”<a +href="#linknote-1211" name="linknoteref-1211" id="linknoteref-1211">[1211]</a> +nor is it likely, considering that the feeling of surprise is generally a +brief one, that she should have learnt this gesture through her keen sense +of touch. +</p> + +<p> +Huschke describes<a href="#linknote-1212" name="linknoteref-1212" +id="linknoteref-1212">[1212]</a> a somewhat different yet allied gesture, +which he says is exhibited by persons when astonished. They hold +themselves erect, with the features as before described, but with the +straightened arms extended backwards—the stretched fingers being +separated from each other. I have never myself seen this gesture; but +Huschke is probably correct; for a friend asked another man how he would +express great astonishment, and he at once threw himself into this +attitude. +</p> + +<p> +These gestures are, I believe, explicable on the principle of antithesis. +We have seen that an indignant man holds his head erect, squares his +shoulders, turns out his elbows, often clenches his fist, frowns, and +closes his mouth; whilst the attitude of a helpless man is in every one of +these details the reverse. Now, a man in an ordinary frame of mind, doing +nothing and thinking of nothing in particular, usually keeps his two arms +suspended laxly by his sides, with his hands somewhat flexed, and the +fingers near together. Therefore, to raise the arms suddenly, either the +whole arms or the fore-arms, to open the palms flat, and to separate the +fingers,—or, again, to straighten the arms, extending them backwards +with separated fingers,—are movements in complete antithesis to +those preserved under an indifferent frame of mind, and they are, in +consequence, unconsciously assumed by an astonished man. There is, also, +often a desire to display surprise in a conspicuous manner, and the above +attitudes are well fitted for this purpose. It may be asked why should +surprise, and only a few other states of the mind, be exhibited by +movements in antithesis to others. But this principle will not be brought +into play in the case of those emotions, such as terror, great joy, +suffering, or rage, which naturally lead to certain lines of action and +produce certain effects on the body, for the whole system is thus +preoccupied; and these emotions are already thus expressed with the +greatest plainness. +</p> + +<p> +There is another little gesture, expressive of astonishment of which I can +offer no explanation; namely, the hand being placed over the mouth or on +some part of the head. This has been observed with so many races of man, +that it must have some natural origin. A wild Australian was taken into a +large room full of official papers, which surprised him greatly, and he +cried out, <i>cluck, cluck, cluck</i>, putting the back of his hand +towards his lips. Mrs. Barber says that the Kafirs and Fingoes express +astonishment by a serious look and by placing the right hand upon the +mouth, uttering the word <i>mawo</i>, which means ‘wonderful.’ The +Bushmen are said<a href="#linknote-1213" name="linknoteref-1213" +id="linknoteref-1213">[1213]</a> to put their right hands to their necks, +bending their heads backwards. Mr. Winwood Reade has observed that the +negroes on the West Coast of Africa, when surprised, clap their hands to +their mouths, saying at the same time, “My mouth cleaves to me,” i. e. to +my hands; and he has heard that this is their usual gesture on such +occasions. Captain Speedy informs me that the Abyssinians place their +right hand to the forehead, with the palm outside. Lastly, Mr. Washington +Matthews states that the conventional sign of astonishment with the wild +tribes of the western parts of the United States “is made by placing the +half-closed hand over the mouth; in doing this, the head is often bent +forwards, and words or low groans are sometimes uttered.” Catlin<a +href="#linknote-1214" name="linknoteref-1214" id="linknoteref-1214">[1214]</a> +makes the same remark about the hand being pressed over the mouth by the +Mandans and other Indian tribes. +</p> + +<p class="p2"> +<i>Admiration</i>.—Little need be said on this head. Admiration +apparently consists of surprise associated with some pleasure and a sense +of approval. When vividly felt, the eyes are opened and the eyebrows +raised; the eyes become bright, instead of remaining blank, as under +simple astonishment; and the mouth, instead of gaping open, expands into a +smile. +</p> + +<p class="p2"> +<i>Fear, Terror</i>.—The word ‘fear’ seems to be derived from what +is sudden and dangerous;<a href="#linknote-1215" name="linknoteref-1215" +id="linknoteref-1215">[1215]</a> and that of terror from the trembling of +the vocal organs and body. I use the word ‘terror’ for extreme fear; but +some writers think it ought to be confined to cases in which the +imagination is more particularly concerned. Fear is often preceded by +astonishment, and is so far akin to it, that both lead to the senses of +sight and hearing being instantly aroused. In both cases the eyes and +mouth are widely opened, and the eyebrows raised. The frightened man at +first stands like a statue motionless and breathless, or crouches down as +if instinctively to escape observation. +</p> + +<p> +The heart beats quickly and violently, so that it palpitates or knocks +against the ribs; but it is very doubtful whether it then works more +efficiently than usual, so as to send a greater supply of blood to all +parts of the body; for the skin instantly becomes pale, as during +incipient faintness. This paleness of the surface, however, is probably in +large part, or exclusively, due to the vasomotor centre being affected in +such a manner as to cause the contraction of the small arteries of the +skin. That the skin is much affected under the sense of great fear, we see +in the marvellous and inexplicable manner in which perspiration +immediately exudes from it. This exudation is all the more remarkable, as +the surface is then cold, and hence the term a cold sweat; whereas, the +sudorific glands are properly excited into action when the surface is +heated. The hairs also on the skin stand erect; and the superficial +muscles shiver. In connection with the disturbed action of the heart, the +breathing is hurried. The salivary glands act imperfectly; the mouth +becomes dry,<a href="#linknote-1216" name="linknoteref-1216" +id="linknoteref-1216">[1216]</a> and is often opened and shut. I have also +noticed that under slight fear there is a strong tendency to yawn. One of +the best-marked symptoms is the trembling of all the muscles of the body; +and this is often first seen in the lips. From this cause, and from the +dryness of the mouth, the voice becomes husky or indistinct, or may +altogether fail. “Obstupui, steteruntque comae, et vox faucibus haesit.” +</p> + +<p> +Of vague fear there is a well-known and grand description in Job:—“In +thoughts from the visions of the night, when deep sleep falleth on men, +fear came upon me, and trembling, which made all my bones to shake. Then a +spirit passed before my face; the hair of my flesh stood up. It stood +still, but I could not discern the form thereof: an image was before my +eyes, there was silence, and I heard a voice, saying, Shall mortal man be +more just than God? Shall a man be more pure than his Maker?” (Job iv. 13) +</p> + +<p> +As fear increases into an agony of terror, we behold, as under all violent +emotions, diversified results. The heart beats wildly, or may fail to act +and faintness ensue; there is a death-like pallor; the breathing is +laboured; the wings of the nostrils are wildly dilated; “there is a +gasping and convulsive motion of the lips, a tremor on the hollow cheek, a +gulping and catching of the throat;”<a href="#linknote-1217" +name="linknoteref-1217" id="linknoteref-1217">[1217]</a> the uncovered and +protruding eyeballs are fixed on the object of terror; or they may roll +restlessly from side to side, <i>huc illuc volvens oculos totumque +pererrat</i>.<a href="#linknote-1218" name="linknoteref-1218" +id="linknoteref-1218">[1218]</a> The pupils are said to be enormously +dilated. All the muscles of the body may become rigid, or may be thrown +into convulsive movements. The hands are alternately clenched and opened, +often with a twitching movement. The arms may be protruded, as if to avert +some dreadful danger, or may be thrown wildly over the head. The Rev. Mr. +Hagenauer has seen this latter action in a terrified Australian. In other +cases there is a sudden and uncontrollable tendency to headlong flight; +and so strong is this, that the boldest soldiers may be seized with a +sudden panic. +</p> + +<p> +As fear rises to an extreme pitch, the dreadful scream of terror is heard. +Great beads of sweat stand on the skin. All the muscles of the body are +relaxed. Utter prostration soon follows, and the mental powers fail. The +intestines are affected. The sphincter muscles cease to act, and no longer +retain the contents of the body. +</p> + +<p> +<a name="linkimage-0025" id="linkimage-0025"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig19.jpg" width="100%" +alt="Photograph of an Insane Woman. Fig. 19 " /> +</div> + +<p> +Dr. J. Crichton Browne has given me so striking an account of intense fear +in an insane woman, aged thirty-five, that the description though painful +ought not to be omitted. When a paroxysm seizes her, she screams out, +“This is hell!” “There is a black woman!” “I can’t get out!”—and +other such exclamations. When thus screaming, her movements are those of +alternate tension and tremor. For one instant she clenches her hands, +holds her arms out before her in a stiff semi-flexed position; then +suddenly bends her body forwards, sways rapidly to and fro, draws her +fingers through her hair, clutches at her neck, and tries to tear off her +clothes. The sterno-cleido-mastoid muscles (which serve to bend the head +on the chest) stand out prominently, as if swollen, and the skin in front +of them is much wrinkled. Her hair, which is cut short at the back of her +head, and is smooth when she is calm, now stands on end; that in front +being dishevelled by the movements of her hands. The countenance expresses +great mental agony. The skin is flushed over the face and neck, down to +the clavicles, and the veins of the forehead and neck stand out like thick +cords. The lower lip drops, and is somewhat everted. The mouth is kept +half open, with the lower jaw projecting. The cheeks are hollow and deeply +furrowed in curved lines running from the wings of the nostrils to the +corners of the mouth. The nostrils themselves are raised and extended. The +eyes are widely opened, and beneath them the skin appears swollen; the +pupils are large. The forehead is wrinkled transversely in many folds, and +at the inner extremities of the eyebrows it is strongly furrowed in +diverging lines, produced by the powerful and persistent contraction of +the corrugators. +</p> + +<p> +<a name="linkimage-0026" id="linkimage-0026"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig20.jpg" width="100%" alt="Terror. Fig. 20 " /> +</div> + +<p> +Mr. Bell has also described<a href="#linknote-1219" name="linknoteref-1219" +id="linknoteref-1219">[1219]</a> an agony of terror and of despair, which +he witnessed in a murderer, whilst carried to the place of execution in +Turin. “On each side of the car the officiating priests were seated; and +in the centre sat the criminal himself. It was impossible to witness the +condition of this unhappy wretch without terror; and yet, as if impelled +by some strange infatuation, it was equally impossible not to gaze upon an +object so wild, so full of horror. He seemed about thirty-five years of +age; of large and muscular form; his countenance marked by strong and +savage features; half naked, pale as death, agonized with terror, every +limb strained in anguish, his hands clenched convulsively, the sweat +breaking out on his bent and contracted brow, he kissed incessantly the +figure of our Saviour, painted on the flag which was suspended before him; +but with an agony of wildness and despair, of which nothing ever exhibited +on the stage can give the slightest conception.” +</p> + +<p> +I will add only one other case, illustrative of a man utterly prostrated +by terror. An atrocious murderer of two persons was brought into a +hospital, under the mistaken impression that he had poisoned himself; and +Dr. W. Ogle carefully watched him the next morning, while he was being +handcuffed and taken away by the police. His pallor was extreme, and his +prostration so great that he was hardly able to dress himself. His skin +perspired; and his eyelids and head drooped so much that it was impossible +to catch even a glimpse of his eyes. His lower jaw hung down. There was no +contraction of any facial muscle, and Dr. Ogle is almost certain that the +hair did not stand on end, for he observed it narrowly, as it had been +dyed for the sake of concealment. +</p> + +<p> +With respect to fear, as exhibited by the various races of man, my +informants agree that the signs are the same as with Europeans. They are +displayed in an exaggerated degree with the Hindoos and natives of Ceylon. +Mr. Geach has seen Malays when terrified turn pale and shake; and Mr. +Brough Smyth states that a native Australian “being on one occasion much +frightened, showed a complexion as nearly approaching to what we call +paleness, as can well be conceived in the case of a very black man.” Mr. +Dyson Lacy has seen extreme fear shown in an Australian, by a nervous +twitching of the hands, feet, and lips; and by the perspiration standing +on the skin. Many savages do not repress the signs of fear so much as +Europeans; and they often tremble greatly. With the Kafir, Gaika says, in +his rather quaint English, the shaking “of the body is much experienced, +and the eyes are widely open.” With savages, the sphincter muscles are +often relaxed, just as may be observed in much frightened dogs, and as I +have seen with monkeys when terrified by being caught. +</p> + +<p class="p2"> +<i>The erection of the hair</i>.—Some of the signs of fear deserve a +little further consideration. Poets continually speak of the hair standing +on end; Brutus says to the ghost of Caesar, “that mak’st my blood cold, +and my hair to stare.” And Cardinal Beaufort, after the murder of +Gloucester exclaims, “Comb down his hair; look, look, it stands upright.” +As I did not feel sure whether writers of fiction might not have applied +to man what they had often observed in animals, I begged for information +from Dr. Crichton Browne with respect to the insane. He states in answer +that he has repeatedly seen their hair erected under the influence of +sudden and extreme terror. For instance, it is occasionally necessary to +inject morphia, under the skin of an insane woman, who dreads the +operation extremely, though it causes very little pain; for she believes +that poison is being introduced into her system, and that her bones will +be softened, and her flesh turned into dust. She becomes deadly pale; her +limbs are stiffened by a sort of tetanic spasm, and her hair is partially +erected on the front of the head. +</p> + +<p> +Dr. Browne further remarks that the bristling of the hair which is so +common in the insane, is not always associated with terror. It is perhaps +most frequently seen in chronic maniacs, who rave incoherently and have +destructive impulses; but it is during their paroxysms of violence that +the bristling is most observable. The fact of the hair becoming erect +under the influence both of rage and fear agrees perfectly with what we +have seen in the lower animals. Dr. Browne adduces several cases in +evidence. Thus with a man now in the Asylum, before the recurrence of each +maniacal paroxysm, “the hair rises up from his forehead like the mane of a +Shetland pony.” He has sent me photographs of two women, taken in the +intervals between their paroxysms, and he adds with respect to one of +these women, “that the state of her hair is a sure and convenient +criterion of her mental condition.” I have had one of these photographs +copied, and the engraving gives, if viewed from a little distance, a +faithful representation of the original, with the exception that the hair +appears rather too coarse and too much curled. The extraordinary condition +of the hair in the insane is due, not only to its erection, but to its +dryness and harshness, consequent on the subcutaneous glands failing to +act. Dr. Bucknill has said<a href="#linknote-1220" name="linknoteref-1220" +id="linknoteref-1220">[1220]</a> that a lunatic “is a lunatic to his +finger’s ends;” he might have added, and often to the extremity of each +particular hair. +</p> + +<p> +Dr. Browne mentions as an empirical confirmation of the relation which +exists in the insane between the state of their hair and minds, that the +wife of a medical man, who has charge of a lady suffering from acute +melancholia, with a strong fear of death, for herself, her husband and +children, reported verbally to him the day before receiving my letter as +follows, “I think Mrs. —— will soon improve, for her hair is +getting smooth; and I always notice that our patients get better whenever +their hair ceases to be rough and unmanageable.” +</p> + +<p> +Dr. Browne attributes the persistently rough condition of the hair in many +insane patients, in part to their minds being always somewhat disturbed, +and in part to the effects of habit,—that is, to the hair being +frequently and strongly erected during their many recurrent paroxysms. In +patients in whom the bristling of the hair is extreme, the disease is +generally permanent and mortal; but in others, in whom the bristling is +moderate, as soon as they recover their health of mind the hair recovers +its smoothness. +</p> + +<p> +In a previous chapter we have seen that with animals the hairs are erected +by the contraction of minute, unstriped, and involuntary muscles, which +run to each separate follicle. In addition to this action, Mr. J. Wood has +clearly ascertained by experiment, as he informs me, that with man the +hairs on the front of the head which slope forwards, and those on the back +which slope backwards, are raised in opposite directions by the +contraction of the occipito-frontalis or scalp muscle. So that this muscle +seems to aid in the erection of the hairs on the head of man in the same +manner as the homologous <i>panniculus carnosus</i> aids, or takes the +greater part, in the erection of the spines on the backs of some of the +lower animals. +</p> + +<p class="p2"> +<i>Contraction of the platysma myoides muscle</i>.—This muscle is +spread over the sides of the neck, extending downwards to a little beneath +the collar-bones, and upwards to the lower part of the cheeks. A portion, +called the risorius, is represented in the woodcut (M) fig. 2. The +contraction of this muscle draws the corners of the mouth and the lower +parts of the checks downwards and backwards. It produces at the same time +divergent, longitudinal, prominent ridges on the sides of the neck in the +young; and, in old thin persons, fine transverse wrinkles. This muscle is +sometimes said not to be under the control of the will; but almost every +one, if told to draw the corners of his mouth backwards and downwards with +great force, brings it into action. I have, however, heard of a man who +can voluntarily act on it only on one side of his neck. +</p> + +<p> +Sir C. Bell<a href="#linknote-1221" name="linknoteref-1221" +id="linknoteref-1221">[1221]</a> and others have stated that this muscle +is strongly contracted under the influence of fear; and Duchenne insists +so strongly on its importance in the expression of this emotion, that he +calls it the <i>muscle of fright</i>.<a href="#linknote-1222" +name="linknoteref-1222" id="linknoteref-1222">[1222]</a> He admits, +however, that its contraction is quite inexpressive unless associated with +widely open eyes and mouth. He has given a photograph (copied and reduced +in the accompanying woodcut) of the same old man as on former occasions, +with his eyebrows strongly raised, his mouth opened, and the platysma +contracted, all by means of galvanism. The original photograph was shown +to twenty-four persons, and they were separately asked, without any +explanation being given, what expression was intended: twenty instantly +answered, “intense fright” or “horror”; three said pain, and one extreme +discomfort. Dr. Duchenne has given another photograph of the same old man, +with the platysma contracted, the eyes and mouth opened, and the eyebrows +rendered oblique, by means of galvanism. The expression thus induced is +very striking (see Plate VII. fig. 2); the obliquity of the eyebrows +adding the appearance of great mental distress. The original was shown to +fifteen persons; twelve answered terror or horror, and three agony or +great suffering. From these cases, and from an examination of the other +photographs given by Dr. Duchenne, together with his remarks thereon, I +think there can be little doubt that the contraction of the platysma does +add greatly to the expression of fear. Nevertheless this muscle ought +hardly to be called that of fright, for its contraction is certainly not a +necessary concomitant of this state of mind. +</p> + +<p> +A man may exhibit extreme terror in the plainest manner by death-like +pallor, by drops of perspiration on his skin, and by utter prostration, +with all the muscles of his body, including the platysma, completely +relaxed. Although Dr. Browne has often seen this muscle quivering and +contracting in the insane, he has not been able to connect its action with +any emotional condition in them, though he carefully attended to patients +suffering from great fear. Mr. Nicol, on the other hand, has observed +three cases in which this muscle appeared to be more or less permanently +contracted under the influence of melancholia, associated with much dread; +but in one of these cases, various other muscles about the neck and head +were subject to spasmodic contractions. +</p> + +<p> +Dr. W. Ogle observed for me in one of the London hospitals about twenty +patients, just before they were put under the influence of chloroform for +operations. They exhibited some trepidation, but no great terror. In only +four of the cases was the platysma visibly contracted; and it did not +begin to contract until the patients began to cry. The muscle seemed to +contract at the moment of each deep-drawn inspiration; so that it is very +doubtful whether the contraction depended at all on the emotion of fear. +In a fifth case, the patient, who was not chloroformed, was much +terrified; and his platysma was more forcibly and persistently contracted +than in the other cases. But even here there is room for doubt, for the +muscle which appeared to be unusually developed, was seen by Dr. Ogle to +contract as the man moved his head from the pillow, after the operation +was over. +</p> + +<p> +As I felt much perplexed why, in any case, a superficial muscle on the +neck should be especially affected by fear, I applied to my many obliging +correspondents for information about the contraction of this muscle under +other circumstances. It would be superfluous to give all the answers which +I have received. They show that this muscle acts, often in a variable +manner and degree, under many different conditions. It is violently +contracted in hydrophobia, and in a somewhat less degree in lockjaw; +sometimes in a marked manner during the insensibility from chloroform. Dr. +W. Ogle observed two male patients, suffering from such difficulty in +breathing, that the trachea had to be opened, and in both the platysma was +strongly contracted. One of these men overheard the conversation of the +surgeons surrounding him, and when he was able to speak, declared that he +had not been frightened. In some other cases of extreme difficulty of +respiration, though not requiring tracheotomy, observed by Drs. Ogle and +Langstaff, the platysma was not contracted. +</p> + +<p> +Mr. J. Wood, who has studied with such care the muscles of the human body, +as shown by his various publications, has often seen the platysma +contracted in vomiting, nausea, and disgust; also in children and adults +under the influence of rage,—for instance, in Irishwomen, +quarrelling and brawling together with angry gesticulations. This may +possibly have been due to their high and angry tones; for I know a lady, +an excellent musician, who, in singing certain high notes, always +contracts her platysma. So does a young man, as I have observed, in +sounding certain notes on the flute. Mr. J. Wood informs me that he has +found the platysma best developed in persons with thick necks and broad +shoulders; and that in families inheriting these peculiarities, its +development is usually associated with much voluntary power over the +homologous occipito-frontalis muscle, by which the scalp can be moved. +</p> + +<p> +None of the foregoing cases appear to throw any light on the contraction +of the platysma from fear; but it is different, I think, with the +following cases. The gentleman before referred to, who can voluntarily act +on this muscle only on one side of his neck, is positive that it contracts +on both sides whenever he is startled. Evidence has already been given +showing that this muscle sometimes contracts, perhaps for the sake of +opening the mouth widely, when the breathing is rendered difficult by +disease, and during the deep inspirations of crying-fits before an +operation. Now, whenever a person starts at any sudden sight or sound, he +instantaneously draws a deep breath; and thus the contraction of the +platysma may possibly have become associated with the sense of fear. But +there is, I believe, a more efficient relation. The first sensation of +fear, or the imagination of something dreadful, commonly excites a +shudder. I have caught myself giving a little involuntary shudder at a +painful thought, and I distinctly perceived that my platysma contracted; +so it does if I simulate a shudder. I have asked others to act in this +manner; and in some the muscle contracted, but not in others. One of my +sons, whilst getting out of bed, shuddered from the cold, and, as he +happened to have his hand on his neck, he plainly felt that this muscle +strongly contracted. He then voluntarily shuddered, as he had done on +former occasions, but the platysma was not then affected. Mr. J. Wood has +also several times observed this muscle contracting in patients, when +stripped for examination, and who were not frightened, but shivered +slightly from the cold. Unfortunately I have not been able to ascertain +whether, when the whole body shakes, as in the cold stage of an ague fit, +the platysma contracts. But as it certainly often contracts during a +shudder; and as a shudder or shiver often accompanies the first sensation +of fear, we have, I think, a clue to its action in this latter case.<a +href="#linknote-1223" name="linknoteref-1223" id="linknoteref-1223">[1223]</a> +Its contraction, however, is not an invariable concomitant of fear; for it +probably never acts under the influence of extreme, prostrating terror. +</p> + +<p class="p2"> +<i>Dilatation of the Pupils</i>.—Gratiolet repeatedly insists<a +href="#linknote-1224" name="linknoteref-1224" id="linknoteref-1224">[1224]</a> +that the pupils are enormously dilated whenever terror is felt. I have no +reason to doubt the accuracy of this statement, but have failed to obtain +confirmatory evidence, excepting in the one instance before given of an +insane woman suffering from great fear. When writers of fiction speak of +the eyes being widely dilated, I presume that they refer to the eyelids. +Munro’s statement, that with parrots the iris is affected by the passions, +independently of the amount of light, seems to bear on this question; but +Professor Donders informs me, that he has often seen movements in the +pupils of these birds which he thinks may be related to their power of +accommodation to distance, in nearly the same manner as our own pupils +contract when our eyes converge for near vision. Gratiolet remarks that +the dilated pupils appear as if they were gazing into profound darkness. +No doubt the fears of man have often been excited in the dark; but hardly +so often or so exclusively, as to account for a fixed and associated habit +having thus arisen. It seems more probable, assuming that Gratiolet’s +statement is correct, that the brain is directly affected by the powerful +emotion of fear and reacts on the pupils; but Professor Donders informs me +that this is an extremely complicated subject. I may add, as possibly +throwing light on the subject, that Dr. Fyffe, of Netley Hospital, has +observed in two patients that the pupils were distinctly dilated during +the cold stage of an ague fit. Professor Donders has also often seen +dilatation of the pupils in incipient faintness.<a href="#linknote-1225" +name="linknoteref-1225" id="linknoteref-1225">[1225]</a> +</p> + +<p class="p2"> +<i>Horror</i>.—The state of mind expressed by this term implies +terror, and is in some, cases almost synonymous with it. Many a man must +have felt, before the blessed discovery of chloroform, great horror at the +thought of an impending surgical operation. He who dreads, as well as +hates a man, will feel, as Milton uses the word, a horror of him. We feel +horror if we see any one, for instance a child, exposed to some instant +and crushing danger. Almost every one would experience the same feeling in +the highest degree in witnessing a man being tortured or going to be +tortured. In these cases there is no danger to ourselves; but from the +power of the imagination and of sympathy we put ourselves in the position +of the sufferer, and feel something akin to fear. +</p> + +<p> +<a name="linkimage-0027" id="linkimage-0027"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig21.jpg" width="100%" alt="Horror and Agony. Fig. 21 " /> +</div> + +<p> +Sir C. Bell remarks,<a href="#linknote-1226" name="linknoteref-1226" +id="linknoteref-1226">[1226]</a> that “horror is full of energy; the body +is in the utmost tension, not unnerved by fear.” It is, therefore, +probable that horror would generally be accompanied by the strong +contraction of the brows; but as fear is one of the elements, the eyes and +mouth would be opened, and the eyebrows would be raised, as far as the +antagonistic action of the corrugators permitted this movement. Duchenne +has given a photograph<a href="#linknote-1227" name="linknoteref-1227" +id="linknoteref-1227">[1227]</a> (fig. 21) of the same old man as before, +with his eyes somewhat staring, the eyebrows partially raised, and at the +same time strongly contracted, the mouth opened, and the platysma in +action, all effected by the means of galvanism. He considers that the +expression thus produced shows extreme terror with horrible pain or +torture. A tortured man, as long as his sufferings allowed him to feel any +dread for the future, would probably exhibit horror in an extreme degree. +I have shown the original of this photograph to twenty-three persons of +both sexes and various ages; and thirteen immediately answered horror, +great pain, torture, or agony; three answered extreme fright; so that +sixteen answered nearly in accordance with Duchenne’s belief. Six, +however, said anger, guided no doubt, by the strongly contracted brows, +and overlooking the peculiarly opened mouth. One said disgust. On the +whole, the evidence indicates that we have here a fairly good +representation of horror and agony. The photograph before referred to (Pl. +VII. fig. 2) likewise exhibits horror; but in this the oblique eyebrows +indicate great mental distress in place of energy. +</p> + +<p> +Horror is generally accompanied by various gestures, which differ in +different individuals. Judging from pictures, the whole body is often +turned away or shrinks; or the arms are violently protruded as if to push +away some dreadful object. The most frequent gesture, as far as can be +inferred from the action of persons who endeavour to express a +vividly-imagined scene of horror, is the raising of both shoulders, with +the bent arms pressed closely against the sides or chest. These movements +are nearly the same with those commonly made when we feel very cold; and +they are generally accompanied by a shudder, as well as by a deep +expiration or inspiration, according as the chest happens at the time to +be expanded or contracted. The sounds thus made are expressed by words +like <i>uh</i> or <i>ugh</i>.<a href="#linknote-1228" +name="linknoteref-1228" id="linknoteref-1228">[1228]</a> It is not, +however, obvious why, when we feel cold or express a sense of horror, we +press our bent arms against our bodies, raise our shoulders, and shudder. +</p> + +<p class="p2"> +<i>Conclusion</i>.—I have now endeavoured to describe the +diversified expressions of fear, in its gradations from mere attention to +a start of surprise, into extreme terror and horror. Some of the signs may +be accounted for through the principles of habit, association, and +inheritance,—such as the wide opening of the mouth and eyes, with +upraised eyebrows, so as to see as quickly as possible all around us, and +to hear distinctly whatever sound may reach our ears. For we have thus +habitually prepared ourselves to discover and encounter any danger. Some +of the other signs of fear may likewise be accounted for, at least in +part, through these same principles. Men, during numberless generations, +have endeavoured to escape from their enemies or danger by headlong +flight, or by violently struggling with them; and such great exertions +will have caused the heart to beat rapidly, the breathing to be hurried, +the chest to heave, and the nostrils to be dilated. As these exertions +have often been prolonged to the last extremity, the final result will +have been utter prostration, pallor, perspiration, trembling of all the +muscles, or their complete relaxation. And now, whenever the emotion of +fear is strongly felt, though it may not lead to any exertion, the same +results tend to reappear, through the force of inheritance and +association. +</p> + +<p> +Nevertheless, it is probable that many or most of the above symptoms of +terror, such as the beating of the heart, the trembling of the muscles, +cold perspiration, &c., are in large part directly due to the +disturbed or interrupted transmission of nerve-force from the +cerebro-spinal system to various parts of the body, owing to the mind +being so powerfully affected. We may confidently look to this cause, +independently of habit and association, in such cases as the modified +secretions of the intestinal canal, and the failure of certain glands to +act. With respect to the involuntary bristling of the hair, we have good +reason to believe that in the case of animals this action, however it may +have originated, serves, together with certain voluntary movements, to +make them appear terrible to their enemies; and as the same involuntary +and voluntary actions are performed by animals nearly related to man, we +are led to believe that man has retained through inheritance a relic of +them, now become useless. It is certainly a remarkable fact, that the +minute unstriped muscles, by which the hairs thinly scattered over man’s +almost naked body are erected, should have been preserved to the present +day; and that they should still contract under the same emotions, namely, +terror and rage, which cause the hairs to stand on end in the lower +members of the Order to which man belongs. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0013" id="link2HCH0013"></a> +CHAPTER XIII.<br/>SELF-ATTENTION—SHAME—SHYNESS—MODESTY: +BLUSHING. +</h2> + +<p> +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, +the fundamental element—Shyness—Shame, from broken moral laws +and conventional rules—Modesty—Theory of blushing—Recapitulation. +</p> + +<p class="p2"> +Blushing is the most peculiar and the most human of all expressions. +Monkeys redden from passion, but it would require an overwhelming amount +of evidence to make us believe that any animal could blush. The reddening +of the face from a blush is due to the relaxation of the muscular coats of +the small arteries, by which the capillaries become filled with blood; and +this depends on the proper vaso-motor centre being affected. No doubt if +there be at the same time much mental agitation, the general circulation +will be affected; but it is not due to the action of the heart that the +network of minute vessels covering the face becomes under a sense of shame +gorged with blood. We can cause laughing by tickling the skin, weeping or +frowning by a blow, trembling from the fear of pain, and so forth; but we +cannot cause a blush, as Dr. Burgess remarks,<a href="#linknote-1301" +name="linknoteref-1301" id="linknoteref-1301">[1301]</a> by any physical +means,—that is by any action on the body. It is the mind which must +be affected. Blushing is not only involuntary; but the wish to restrain +it, by leading to self-attention actually increases the tendency. +</p> + +<p> +The young blush much more freely than the old, but not during infancy,<a +href="#linknote-1302" name="linknoteref-1302" id="linknoteref-1302">[1302]</a> +which is remarkable, as we know that infants at a very early age redden +from passion. I have received authentic accounts of two little girls +blushing at the ages of between two and three years; and of another +sensitive child, a year older, blushing, when reproved for a fault. Many +children, at a somewhat more advanced age blush in a strongly marked +manner. It appears that the mental powers of infants are not as yet +sufficiently developed to allow of their blushing. Hence, also, it is that +idiots rarely blush. Dr. Crichton Browne observed for me those under his +care, but never saw a genuine blush, though he has seen their faces flush, +apparently from joy, when food was placed before them, and from anger. +Nevertheless some, if not utterly degraded, are capable of blushing. A +microcephalous idiot, for instance, thirteen years old, whose eyes +brightened a little when he was pleased or amused, has been described by +Dr. Behn,<a href="#linknote-1303" name="linknoteref-1303" +id="linknoteref-1303">[1303]</a> as blushing and turning to one side, when +undressed for medical examination. +</p> + +<p> +Women blush much more than men. It is rare to see an old man, but not +nearly so rare to see an old woman blushing. The blind do not escape. +Laura Bridgman, born in this condition, as well as completely deaf, +blushes.<a href="#linknote-1304" name="linknoteref-1304" +id="linknoteref-1304">[1304]</a> The Rev. R. H. Blair, Principal of the +Worcester College, informs me that three children born blind, out of seven +or eight then in the Asylum, are great blushers. The blind are not at +first conscious that they are observed, and it is a most important part of +their education, as Mr. Blair informs me, to impress this knowledge on +their minds; and the impression thus gained would greatly strengthen the +tendency to blush, by increasing the habit of self-attention. +</p> + +<p> +The tendency to blush is inherited. Dr. Burgess gives the case<a +href="#linknote-1305" name="linknoteref-1305" id="linknoteref-1305">[1305]</a> +of a family consisting of a father, mother, and ten children, all of whom, +without exception, were prone to blush to a most painful degree. The +children were grown up; “and some of them were sent to travel in order to +wear away this diseased sensibility, but nothing was of the slightest +avail.” Even peculiarities in blushing seem to be inherited. Sir James +Paget, whilst examining the spine of a girl, was struck at her singular +manner of blushing; a big splash of red appeared first on one cheek, and +then other splashes, variously scattered over the face and neck. He +subsequently asked the mother whether her daughter always blushed in this +peculiar manner; and was answered, “Yes, she takes after me.” Sir J. Paget +then perceived that by asking this question he had caused the mother to +blush; and she exhibited the same peculiarity as her daughter. +</p> + +<p> +In most cases the face, ears and neck are the sole parts which redden; but +many persons, whilst blushing intensely, feel that their whole bodies grow +hot and tingle; and this shows that the entire surface must be in some +manner affected. Blushes are said sometimes to commence on the forehead, +but more commonly on the cheeks, afterwards spreading to the ears and +neck.<a href="#linknote-1306" name="linknoteref-1306" id="linknoteref-1306">[1306]</a> +In two Albinos examined by Dr. Burgess, the blushes commenced by a small +circumscribed spot on the cheeks, over the parotidean plexus of nerves, +and then increased into a circle; between this blushing circle and the +blush on the neck there was an evident line of demarcation; although both +arose simultaneously. The retina, which is naturally red in the Albino, +invariably increased at the same time in redness.<a href="#linknote-1307" +name="linknoteref-1307" id="linknoteref-1307">[1307]</a> Every one must +have noticed how easily after one blush fresh blushes chase each other +over the face. Blushing is preceded by a peculiar sensation in the skin. +According to Dr. Burgess the reddening of the skin is generally succeeded +by a slight pallor, which shows that the capillary vessels contract after +dilating. In some rare cases paleness instead of redness is caused under +conditions which would naturally induce a blush. For instance, a young +lady told me that in a large and crowded party she caught her hair so +firmly on the button of a passing servant, that it took some time before +she could be extricated; from her sensations she imagined that she had +blushed crimson; but was assured by a friend that she had turned extremely +pale. +</p> + +<p> +I was desirous to learn how far down the body blushes extend; and Sir J. +Paget, who necessarily has frequent opportunities for observation, has +kindly attended to this point for me during two or three years. He finds +that with women who blush intensely on the face, ears, and nape of neck, +the blush does not commonly extend any lower down the body. It is rare to +see it as low down as the collar-bones and shoulder-blades; and he has +never himself seen a single instance in which it extended below the upper +part of the chest. He has also noticed that blushes sometimes die away +downwards, not gradually and insensibly, but by irregular ruddy blotches. +Dr. Langstaff has likewise observed for me several women whose bodies did +not in the least redden while their faces were crimsoned with blushes. +With the insane, some of whom appear to be particularly liable to +blushing, Dr. J. Crichton Browne has several times seen the blush extend +as far down as the collar-bones, and in two instances to the breasts. He +gives me the case of a married woman, aged twenty-seven, who suffered from +epilepsy. On the morning after her arrival in the Asylum, Dr. Browne, +together with his assistants, visited her whilst she was in bed. The +moment that he approached, she blushed deeply over her cheeks and temples; +and the blush spread quickly to her ears. She was much agitated and +tremulous. He unfastened the collar of her chemise in order to examine the +state of her lungs; and then a brilliant blush rushed over her chest, in +an arched line over the upper third of each breast, and extended downwards +between the breasts nearly to the ensiform cartilage of the sternum. This +case is interesting, as the blush did not thus extend downwards until it +became intense by her attention being drawn to this part of her person. As +the examination proceeded she became composed, and the blush disappeared; +but on several subsequent occasions the same phenomena were observed. +</p> + +<p> +The foregoing facts show that, as a general rule, with English women, +blushing does not extend beneath the neck and upper part of the chest. +Nevertheless Sir J. Paget informs me that he has lately heard of a case, +on which he can fully rely, in which a little girl, shocked by what she +imagined to be an act of indelicacy, blushed all over her abdomen and the +upper parts of her legs. Moreau also<a href="#linknote-1308" +name="linknoteref-1308" id="linknoteref-1308">[1308]</a> relates, on the +authority of a celebrated painter, that the chest, shoulders, arms, and +whole body of a girl, who unwillingly consented to serve as a model, +reddened when she was first divested of her clothes. +</p> + +<p> +It is a rather curious question why, in most cases the face, ears, and +neck alone redden, inasmuch as the whole surface of the body often tingles +and grows hot. This seems to depend, chiefly, on the face and adjoining +parts of the skin having been habitually exposed to the air, light, and +alternations of temperature, by which the small arteries not only have +acquired the habit of readily dilating and contracting, but appear to have +become unusually developed in comparison with other parts of the surface.<a +href="#linknote-1309" name="linknoteref-1309" id="linknoteref-1309">[1309]</a> +It is probably owing to this same cause, as M. Moreau and Dr. Burgess have +remarked, that the face is so liable to redden under various +circumstances, such as a fever-fit, ordinary heat, violent exertion, +anger, a slight blow, &c.; and on the other hand that it is liable to +grow pale from cold and fear, and to be discoloured during pregnancy. The +face is also particularly liable to be affected by cutaneous complaints, +by small-pox, erysipelas, &c. This view is likewise supported by the +fact that the men of certain races, who habitually go nearly naked, often +blush over their arms and chests and even down to their waists. A lady, +who is a great blusher, informs Dr. Crichton Browne, that when she feels +ashamed or is agitated, she blushes over her face, neck, wrists, and +hands,—that is, over all the exposed portions of her skin. +Nevertheless it may be doubted whether the habitual exposure of the skin +of the face and neck, and its consequent power of reaction under +stimulants of all kinds, is by itself sufficient to account for the much +greater tendency in English women of these parts than of others to blush; +for the hands are well supplied with nerves and small vessels, and have +been as much exposed to the air as the face or neck, and yet the hands +rarely blush. We shall presently see that the attention of the mind having +been directed much more frequently and earnestly to the face than to any +other part of the body, probably affords a sufficient explanation. +</p> + +<p class="p2"> +<i>Blushing in the various races of man</i>.—The small vessels of +the face become filled with blood, from the emotion of shame, in almost +all the races of man, though in the very dark races no distinct change of +colour can be perceived. Blushing is evident in all the Aryan nations of +Europe, and to a certain extent with those of India. But Mr. Erskine has +never noticed that the necks of the Hindoos are decidedly affected. With +the Lepchas of Sikhim, Mr. Scott has often observed a faint blush on the +cheeks, base of the ears, and sides of the neck, accompanied by sunken +eyes and lowered head. This has occurred when he has detected them in a +falsehood, or has accused them of ingratitude. The pale, sallow +complexions of these men render a blush much more conspicuous than in most +of the other natives of India. With the latter, shame, or it may be in +part fear, is expressed, according to Mr. Scott, much more plainly by the +head being averted or bent down, with the eyes wavering or turned askant, +than by any change of colour in the skin. +</p> + +<p> +The Semitic races blush freely, as might have been expected, from their +general similitude to the Aryans. Thus with the Jews, it is said in the +Book of Jeremiah (chap. vi. 15), “Nay, they were not at all ashamed, +neither could they blush.” Mrs. Asa Gray saw an Arab managing his boat +clumsily on the Nile, and when laughed at by his companions, “he blushed +quite to the back of his neck.” Lady Duff Gordon remarks that a young Arab +blushed on coming into her presence.<a href="#linknote-1310" +name="linknoteref-1310" id="linknoteref-1310">[1310]</a> +</p> + +<p> +Mr. Swinhoe has seen the Chinese blushing, but he thinks it is rare; yet +they have the expression “to redden with shame.” Mr. Geach informs me that +the Chinese settled in Malacca and the native Malays of the interior both +blush. Some of these people go nearly naked, and he particularly attended +to the downward extension of the blush. Omitting the cases in which the +face alone was seen to blush, Mr. Geach observed that the face, arms, and +breast of a Chinaman, aged 24 years, reddened from shame; and with another +Chinese, when asked why he had not done his work in better style, the +whole body was similarly affected. In two Malays<a href="#linknote-1311" +name="linknoteref-1311" id="linknoteref-1311">[1311]</a> he saw the face, +neck, breast, and arms blushing; and in a third Malay (a Bugis) the blush +extended down to the waist. +</p> + +<p> +The Polynesians blush freely. The Rev. Mr. Stack has seen hundreds of +instances with the New Zealanders. The following case is worth giving, as +it relates to an old man who was unusually dark-coloured and partly +tattooed. After having let his land to an Englishman for a small yearly +rental, a strong passion seized him to buy a gig, which had lately become +the fashion with the Maoris. He consequently wished to draw all the rent +for four years from his tenant, and consulted Mr. Stack whether he could +do so. The man was old, clumsy, poor, and ragged, and the idea of his +driving himself about in his carriage for display amused Mr. Stack so much +that he could not help bursting out into a laugh; and then “the old man +blushed up to the roots of his hair.” Forster says that “you may easily +distinguish a spreading blush” on the cheeks of the fairest women in +Tahiti.<a href="#linknote-1312" name="linknoteref-1312" +id="linknoteref-1312">[1312]</a> The natives also of several of the other +archipelagoes in the Pacific have been seen to blush. +</p> + +<p> +Mr. Washington Matthews has often seen a blush on the faces of the young +squaws belonging to various wild Indian tribes of North America. At the +opposite extremity of the continent in Tierra del Fuego, the natives, +according to Mr. Bridges, “blush much, but chiefly in regard to women; but +they certainly blush also at their own personal appearance.” This latter +statement agrees with what I remember of the Fuegian, Jemmy Button, who +blushed when he was quizzed about the care which he took in polishing his +shoes, and in otherwise adorning himself. With respect to the Aymara +Indians on the lofty plateaus of Bolivia, Mr. Forbes says,<a +href="#linknote-1313" name="linknoteref-1313" id="linknoteref-1313">[1313]</a> +that from the colour of their skins it is impossible that their blushes +should be as clearly visible as in the white races; still under such +circumstances as would raise a blush in us, “there can always be seen the +same expression of modesty or confusion; and even in the dark, a rise of +temperature of the skin of the face can be felt, exactly as occurs in the +European.” With the Indians who inhabit the hot, equable, and damp parts +of South America, the skin apparently does not answer to mental excitement +so readily as with the natives of the northern and southern parts of the +continent, who have long been exposed to great vicissitudes of climate; +for Humboldt quotes without a protest the sneer of the Spaniard, “How can +those be trusted, who know not how to blush?”<a href="#linknote-1314" +name="linknoteref-1314" id="linknoteref-1314">[1314]</a> Von Spix and +Martius, in speaking of the aborigines of Brazil, assert that they cannot +properly be said to blush; “it was only after long intercourse with the +whites, and after receiving some education, that we perceived in the +Indians a change of colour expressive of the emotions of their minds.”<a +href="#linknote-1315" name="linknoteref-1315" id="linknoteref-1315">[1315]</a> +It is, however, incredible that the power of blushing could have thus +originated; but the habit of self-attention, consequent on their education +and new course of life, would have much increased any innate tendency to +blush. +</p> + +<p> +Several trustworthy observers have assured me that they have seen on the +faces of negroes an appearance resembling a blush, under circumstances +which would have excited one in us, though their skins were of an +ebony-black tint. Some describe it as blushing brown, but most say that +the blackness becomes more intense. An increased supply of blood in the +skin seems in some manner to increase its blackness; thus certain +exanthematous diseases cause the affected places in the negro to appear +blacker, instead of, as with us, redder.<a href="#linknote-1316" +name="linknoteref-1316" id="linknoteref-1316">[1316]</a> The skin, +perhaps, from being rendered more tense by the filling of the capillaries, +would reflect a somewhat different tint to what it did before. That the +capillaries of the face in the negro become filled with blood, under the +emotion of shame, we may feel confident; because a perfectly characterized +albino negress, described by Buffon,<a href="#linknote-1317" +name="linknoteref-1317" id="linknoteref-1317">[1317]</a> showed a faint +tinge of crimson on her cheeks when she exhibited herself naked. +Cicatrices of the skin remain for a long time white in the negro, and Dr. +Burgess, who had frequent opportunities of observing a scar of this kind +on the face of a negress, distinctly saw that it “invariably became red +whenever she was abruptly spoken to, or charged with any trivial offence.”<a +href="#linknote-1318" name="linknoteref-1318" id="linknoteref-1318">[1318]</a> +The blush could be seen proceeding from the circumference of the scar +towards the middle, but it did not reach the centre. Mulattoes are often +great blushers, blush succeeding blush over their faces. From these facts +there can be no doubt that negroes blush, although no redness is visible +on the skin. +</p> + +<p> +I am assured by Gaika and by Mrs. Barber that the Kafirs of South Africa +never blush; but this may only mean that no change of colour is +distinguishable. Gaika adds that under the circumstances which would make +a European blush, his countrymen “look ashamed to keep their heads up.” +</p> + +<p> +It is asserted by four of my informants that the Australians, who are +almost as black as negroes, never blush. A fifth answers doubtfully, +remarking that only a very strong blush could be seen, on account of the +dirty state of their skins. Three observers state that they do blush;<a +href="#linknote-1319" name="linknoteref-1319" id="linknoteref-1319">[1319]</a> +Mr. S. Wilson adding that this is noticeable only under a strong emotion, +and when the skin is not too dark from long exposure and want of +cleanliness. Mr. Lang answers, “I have noticed that shame almost always +excites a blush, which frequently extends as low as the neck.” Shame is +also shown, as he adds, “by the eyes being turned from side to side.” As +Mr. Lang was a teacher in a native school, it is probable that he chiefly +observed children; and we know that they blush more than adults. Mr. G. +Taplin has seen half-castes blushing, and he says that the aborigines have +a word expressive of shame. Mr. Hagenauer, who is one of those who has +never observed the Australians to blush, says that he has “seen them +looking down to the ground on account of shame;” and the missionary, Mr. +Bulmer, remarks that though “I have not been able to detect anything like +shame in the adult aborigines, I have noticed that the eyes of the +children, when ashamed, present a restless, watery appearance, as if they +did not know where to look.” +</p> + +<p> +The facts now given are sufficient to show that blushing, whether or not +there is any change of colour, is common to most, probably to all, of the +races of man. +</p> + +<p class="p2"> +<i>Movements and gestures which accompany Blushing</i>.—Under a keen +sense of shame there is a strong desire for concealment.<a +href="#linknote-1320" name="linknoteref-1320" id="linknoteref-1320">[1320]</a> +We turn away the whole body, more especially the face, which we endeavour +in some manner to hide. An ashamed person can hardly endure to meet the +gaze of those present, so that he almost invariably casts down his eyes or +looks askant. As there generally exists at the same time a strong wish to +avoid the appearance of shame, a vain attempt is made to look direct at +the person who causes this feeling; and the antagonism between these +opposite tendencies leads to various restless movements in the eyes. I +have noticed two ladies who, whilst blushing, to which they are very +liable, have thus acquired, as it appears, the oddest trick of incessantly +blinking their eyelids with extraordinary rapidity. An intense blush is +sometimes accompanied by a slight effusion of tears;<a +href="#linknote-1321" name="linknoteref-1321" id="linknoteref-1321">[1321]</a> +and this, I presume, is due to the lacrymal glands partaking of the +increased supply of blood, which we know rushes into the capillaries of +the adjoining parts, including the retina. +</p> + +<p> +Many writers, ancient and modern, have noticed the foregoing movements; +and it has already been shown that the aborigines in various parts of the +world often exhibit their shame by looking downwards or askant, or by +restless movements of their eyes. Ezra cries out (ch. ix. 6), “O, my God! +I am ashamed, and blush to lift up my head to thee, my God.” In Isaiah +(ch. I. 6) we meet with the words, “I hid not my face from shame.” Seneca +remarks (Epist. xi. 5) “that the Roman players hang down their heads, fix +their eyes on the ground and keep them lowered, but are unable to blush in +acting shame.” According to Macrobius, who lived in the filth century +(‘Saturnalia,’ B. vii. C. 11), “Natural philosophers assert that nature +being moved by shame spreads the blood before herself as a veil, as we see +any one blushing often puts his hands before his face.” Shakspeare makes +Marcus (‘Titus Andronicus,’ act ii, sc. 5) say to his niece, “Ah! now thou +turn’st away thy face for shame.” A lady informs me that she found in the +Lock Hospital a girl whom she had formerly known, and who had become a +wretched castaway, and the poor creature, when approached, hid her face +under the bed-clothes, and could not be persuaded to uncover it. We often +see little children, when shy or ashamed, turn away, and still standing +up, bury their faces in their mother’s gown; or they throw themselves face +downwards on her lap. +</p> + +<p class="p2"> +<i>Confusion of mind</i>.—Most persons, whilst blushing intensely, +have their mental powers confused. This is recognized in such common +expressions as “she was covered with confusion.” Persons in this condition +lose their presence of mind, and utter singularly inappropriate remarks. +They are often much distressed, stammer, and make awkward movements or +strange grimaces. In certain cases involuntary twitchings of some of the +facial muscles may be observed. I have been informed by a young lady, who +blushes excessively, that at such times she does not even know what she is +saying. When it was suggested to her that this might be due to her +distress from the consciousness that her blushing was noticed, she +answered that this could not be the case, “as she had sometimes felt quite +as stupid when blushing at a thought in her own room.” +</p> + +<p> +I will give an instance of the extreme disturbance of mind to which some +sensitive men are liable. A gentleman, on whom I can rely, assured me that +he had been an eye-witness of the following scene:—A small +dinner-party was given in honour of an extremely shy man, who, when he +rose to return thanks, rehearsed the speech, which he had evidently learnt +by heart, in absolute silence, and did not utter a single word; but he +acted as if he were speaking with much emphasis. His friends, perceiving +how the case stood, loudly applauded the imaginary bursts of eloquence, +whenever his gestures indicated a pause, and the man never discovered that +he had remained the whole time completely silent. On the contrary, he +afterwards remarked to my friend, with much satisfaction, that he thought +he had succeeded uncommonly well. +</p> + +<p> +When a person is much ashamed or very shy, and blushes intensely, his +heart beats rapidly and his breathing is disturbed. This can hardly fail +to affect the circulation of the blood within the brain, and perhaps the +mental powers. It seems however doubtful, judging from the still more +powerful influence of anger and fear on the circulation, whether we can +thus satisfactorily account for the confused state of mind in persons +whilst blushing intensely. +</p> + +<p> +The true explanation apparently lies in the intimate sympathy which exists +between the capillary circulation of the surface of the head and face, and +that of the brain. On applying to Dr. J. Crichton Browne for information, +he has given me various facts bearing on this subject. When the +sympathetic nerve is divided on one side of the head, the capillaries on +this side are relaxed and become filled with blood, causing the skin to +redden and to grow hot, and at the same time the temperature within the +cranium on the same side rises. Inflammation of the membranes of the brain +leads to the engorgement of the face, ears, and eyes with blood. The first +stage of an epileptic fit appears to be the contraction of the vessels of +the brain, and the first outward manifestation is, an extreme pallor of +countenance. Erysipelas of the head commonly induces delirium. Even the +relief given to a severe headache by burning the skin with strong lotion, +depends, I presume, on the same principle. +</p> + +<p> +Dr. Browne has often administered to his patients the vapour of the +nitrite of amyl,<a href="#linknote-1322" name="linknoteref-1322" +id="linknoteref-1322">[1322]</a> which has the singular property of +causing vivid redness of the face in from thirty to sixty seconds. This +flushing resembles blushing in almost every detail: it begins at several +distinct points on the face, and spreads till it involves the whole +surface of the head, neck, and front of the chest; but has been observed +to extend only in one case to the abdomen. The arteries in the retina +become enlarged; the eyes glisten, and in one instance there was a slight +effusion of tears. The patients are at first pleasantly stimulated, but, +as the flushing increases, they become confused and bewildered. One woman +to whom the vapour had often been administered asserted that, as soon as +she grew hot, she grew MUDDLED. With persons just commencing to blush it +appears, judging from their bright eyes and lively behaviour, that their +mental powers are somewhat stimulated. It is only when the blushing is +excessive that the mind grows confused. Therefore it would seem that the +capillaries of the face are affected, both during the inhalation of the +nitrite of amyl and during blushing, before that part of the brain is +affected on which the mental powers depend. +</p> + +<p> +Conversely when the brain is primarily affected; the circulation of the +skin is so in a secondary manner. Dr. Browne has frequently observed, as +he informs me, scattered red blotches and mottlings on the chests of +epileptic patients. In these cases, when the skin on the thorax or abdomen +is gently rubbed with a pencil or other object, or, in strongly-marked +cases, is merely touched by the finger, the surface becomes suffused in +less than half a minute with bright red marks, which spread to some +distance on each side of the touched point, and persist for several +minutes. These are the <i>cerebral maculae</i> of Trousseau; and they +indicate, as Dr. Browne remarks, a highly modified condition of the +cutaneous vascular system. If, then, there exists, as cannot be doubted, +an intimate sympathy between the capillary circulation in that part of the +brain on which our mental powers depend, and in the skin of the face, it +is not surprising that the moral causes which induce intense blushing +should likewise induce, independently of their own disturbing influence, +much confusion of mind. +</p> + +<p class="p2"> +<i>The Nature of the Mental States which induce Blushing</i>.—These +consist of shyness, shame, and modesty; the essential element in all being +self-attention. Many reasons can be assigned for believing that originally +self-attention directed to personal appearance, in relation to the opinion +of others, was the exciting cause; the same effect being subsequently +produced, through the force of association, by self-attention in relation +to moral conduct. It is not the simple act of reflecting on our own +appearance, but the thinking what others think of us, which excites a +blush. In absolute solitude the most sensitive person would be quite +indifferent about his appearance. We feel blame or disapprobation more +acutely than approbation; and consequently depreciatory remarks or +ridicule, whether of our appearance or conduct, causes us to blush much +more readily than does praise. But undoubtedly praise and admiration are +highly efficient: a pretty girl blushes when a man gazes intently at her, +though she may know perfectly well that he is not depreciating her. Many +children, as well as old and sensitive persons blush, when they are much +praised. Hereafter the question will be discussed, how it has arisen that +the consciousness that others are attending to our personal appearance +should have led to the capillaries, especially those of the face, +instantly becoming filled with blood. +</p> + +<p> +My reasons for believing that attention directed to personal appearance, +and not to moral conduct, has been the fundamental element in the +acquirement of the habit of blushing, will now be given. They are +separately light, but combined possess, as it appears to me, considerable +weight. It is notorious that nothing makes a shy person blush so much as +any remark, however slight, on his personal appearance. One cannot notice +even the dress of a woman much given to blushing, without causing her face +to crimson. It is sufficient to stare hard at some persons to make them, +as Coleridge remarks, blush,—“account for that he who can.”<a +href="#linknote-1323" name="linknoteref-1323" id="linknoteref-1323">[1323]</a> +</p> + +<p> +With the two albinos observed by Dr. Burgess,<a href="#linknote-1324" +name="linknoteref-1324" id="linknoteref-1324">[1324]</a> “the slightest +attempt to examine their peculiarities invariably caused them to blush +deeply.” Women are much more sensitive about their personal appearance +than men are, especially elderly women in comparison with elderly men, and +they blush much more freely. The young of both sexes are much more +sensitive on this same head than the old, and they also blush much more +freely than the old. Children at a very early age do not blush; nor do +they show those other signs of self-consciousness which generally +accompany blushing; and it is one of their chief charms that they think +nothing about what others think of them. At this early age they will stare +at a stranger with a fixed gaze and un-blinking eyes, as on an inanimate +object, in a manner which we elders cannot imitate. +</p> + +<p> +It is plain to every one that young men and women are highly sensitive to +the opinion of each other with reference to their personal appearance; and +they blush incomparably more in the presence of the opposite sex than in +that of their own.<a href="#linknote-1325" name="linknoteref-1325" +id="linknoteref-1325">[1325]</a> A young man, not very liable to blush, +will blush intensely at any slight ridicule of his appearance from a girl +whose judgment on any important subject he would disregard. No happy pair +of young lovers, valuing each other’s admiration and love more than +anything else in the world, probably ever courted each other without many +a blush. Even the barbarians of Tierra del Fuego, according to Mr. +Bridges, blush “chiefly in regard to women, but certainly also at their +own personal appearance.” +</p> + +<p> +Of all parts of the body, the face is most considered and regarded, as is +natural from its being the chief seat of expression and the source of the +voice. It is also the chief seat of beauty and of ugliness, and throughout +the world is the most ornamented.<a href="#linknote-1326" +name="linknoteref-1326" id="linknoteref-1326">[1326]</a> The face, +therefore, will have been subjected during many generations to much closer +and more earnest self-attention than any other part of the body; and in +accordance with the principle here advanced we can understand why it +should be the most liable to blush. Although exposure to alternations of +temperature, &c., has probably much increased the power of dilatation +and contraction in the capillaries of the face and adjoining parts, yet +this by itself will hardly account for these parts blushing much more than +the rest of the body; for it does not explain the fact of the hands rarely +blushing. With Europeans the whole body tingles slightly when the face +blushes intensely; and with the races of men who habitually go nearly +naked, the blushes extend over a much larger surface than with us. These +facts are, to a certain extent, intelligible, as the self-attention of +primeval man, as well as of the existing races which still go naked, will +not have been so exclusively confined to their faces, as is the case with +the people who now go clothed. +</p> + +<p> +We have seen that in all parts of the world persons who feel shame for +some moral delinquency, are apt to avert, bend down, or hide their faces, +independently of any thought about their personal appearance. The object +can hardly be to conceal their blushes, for the face is thus averted or +hidden under circumstances which exclude any desire to conceal shame, as +when guilt is fully confessed and repented of. It is, however, probable +that primeval man before he had acquired much moral sensitiveness would +have been highly sensitive about his personal appearance, at least in +reference to the other sex, and he would consequently have felt distress +at any depreciatory remarks about his appearance; and this is one form of +shame. And as the face is the part of the body which is most regarded, it +is intelligible that any one ashamed of his personal appearance would +desire to conceal this part of his body. The habit having been thus +acquired, would naturally be carried on when shame from strictly moral +causes was felt; and it is not easy otherwise to see why under these +circumstances there should be a desire to hide the face more than any +other part of the body. +</p> + +<p> +The habit, so general with every one who feels ashamed, of turning away, +or lowering his eyes, or restlessly moving them from side to side, +probably follows from each glance directed towards those present, bringing +home the conviction that he is intently regarded; and he endeavours, by +not looking at those present, and especially not at their eyes, +momentarily to escape from this painful conviction. +</p> + +<p class="p2"> +<i>Shyness</i>.—This odd state of mind, often called shamefacedness, +or false shame, or <i>mauvaise honte</i>, appears to be one of the most +efficient of all the causes of blushing. Shyness is, indeed, chiefly +recognized by the face reddening, by the eyes being averted or cast down, +and by awkward, nervous movements of the body. Many a woman blushes from +this cause, a hundred, perhaps a thousand times, to once that she blushes +from having done anything deserving blame, and of which she is truly +ashamed. Shyness seems to depend on sensitiveness to the opinion, whether +good or bad, of others, more especially with respect to external +appearance. Strangers neither know nor care anything about our conduct or +character, but they may, and often do, criticize our appearance: hence shy +persons are particularly apt to be shy and to blush in the presence of +strangers. The consciousness of anything peculiar, or even new, in the +dress, or any slight blemish on the person, and more especially, on the +face—points which are likely to attract the attention of strangers—makes +the shy intolerably shy. On the other hand, in those cases in which +conduct and not personal appearance is concerned, we are much more apt to +be shy in the presence of acquaintances, whose judgment we in some degree +value, than in that of strangers. A physician told me that a young man, a +wealthy duke, with whom he had travelled as medical attendant, blushed +like a girl, when he paid him his fee; yet this young man probably would +not have blushed and been shy, had he been paying a bill to a tradesman. +Some persons, however, are so sensitive, that the mere act of speaking to +almost any one is sufficient to rouse their self-consciousness, and a +slight blush is the result. +</p> + +<p> +Disapprobation or ridicule, from our sensitiveness on this head, causes +shyness and blushing much more readily than does approbation; though the +latter with some persons is highly efficient. The conceited are rarely +shy; for they value themselves much too highly to expect depreciation. Why +a proud man is often shy, as appears to be the case, is not so obvious, +unless it be that, with all his self-reliance, he really thinks much about +the opinion of others although in a disdainful spirit. Persons who are +exceedingly shy are rarely shy in the presence of those with whom they are +quite familiar, and of whose good opinion and sympathy they are perfectly +assured;—for instance, a girl in the presence of her mother. I +neglected to inquire in my printed paper whether shyness can be detected +in the different races of man; but a Hindoo gentleman assured Mr. Erskine +that it is recognizable in his countrymen. +</p> + +<p> +Shyness, as the derivation of the word indicates in several languages,<a +href="#linknote-1327" name="linknoteref-1327" id="linknoteref-1327">[1327]</a> +is closely related to fear; yet it is distinct from fear in the ordinary +sense. A shy man no doubt dreads the notice of strangers, but can hardly +be said to be afraid of them, he may be as bold as a hero in battle, and +yet have no self-confidence about trifles in the presence of strangers. +Almost every one is extremely nervous when first addressing a public +assembly, and most men remain so throughout their lives; but this appears +to depend on the consciousness of a great coming exertion, with its +associated effects on the system, rather than on shyness;<a +href="#linknote-1328" name="linknoteref-1328" id="linknoteref-1328">[1328]</a> +although a timid or shy man no doubt suffers on such occasions infinitely +more than another. With very young children it is difficult to distinguish +between fear and shyness; but this latter feeling with them has often +seemed to me to partake of the character of the wildness of an untamed +animal. Shyness comes on at a very early age. In one of my own children, +when two years and three months old, I saw a trace of what certainly +appeared to be shyness, directed towards myself after an absence from home +of only a week. This was shown not by a blush, but by the eyes being for a +few minutes slightly averted from me. I have noticed on other occasions +that shyness or shamefacedness and real shame are exhibited in the eyes of +young children before they have acquired the power of blushing. +</p> + +<p> +As shyness apparently depends on self-attention, we can perceive how right +are those who maintain that reprehending children for shyness, instead of +doing them any good, does much harm, as it calls their attention still +more closely to themselves. It has been well urged that “nothing hurts +young people more than to be watched continually about their feelings, to +have their countenances scrutinized, and the degrees of their sensibility +measured by the surveying eye of the unmerciful spectator. Under the +constraint of such examinations they can think of nothing but that they +are looked at, and feel nothing but shame or apprehension.”<a +href="#linknote-1329" name="linknoteref-1329" id="linknoteref-1329">[1329]</a> +</p> + +<p class="p2"> +<i>Moral causes: guilt</i>.—With respect to blushing from strictly +moral causes, we meet with the same fundamental principle as before, +namely, regard for the opinion of others. It is not the conscience which +raises a blush, for a man may sincerely regret some slight fault committed +in solitude, or he may suffer the deepest remorse for an undetected crime, +but he will not blush. “I blush,” says Dr. Burgess,<a href="#linknote-1330" +name="linknoteref-1330" id="linknoteref-1330">[1330]</a> “in the presence +of my accusers.” It is not the sense of guilt, but the thought that others +think or know us to be guilty which crimsons the face. A man may feel +thoroughly ashamed at having told a small falsehood, without blushing; but +if he even suspects that he is detected he will instantly blush, +especially if detected by one whom he reveres. +</p> + +<p> +On the other hand, a man may be convinced that God witnesses all his +actions, and he may feel deeply conscious of some fault and pray for +forgiveness; but this will not, as a lady who is a great blusher believes, +ever excite a blush. The explanation of this difference between the +knowledge by God and man of our actions lies, I presume, in man’s +disapprobation of immoral conduct being somewhat akin in nature to his +depreciation of our personal appearance, so that through association both +lead to similar results; whereas the disapprobation of God brings up no +such association. +</p> + +<p> +Many a person has blushed intensely when accused of some crime, though +completely innocent of it. Even the thought, as the lady before referred +to has observed to me, that others think that we have made an unkind or +stupid remark, is amply sufficient to cause a blush, although we know all +the time that we have been completely misunderstood. An action may be +meritorious or of an indifferent nature, but a sensitive person, if he +suspects that others take a different view of it, will blush. For +instance, a lady by herself may give money to a beggar without a trace of +a blush, but if others are present, and she doubts whether they approve, +or suspects that they think her influenced by display, she will blush. So +it will be, if she offers to relieve the distress of a decayed +gentlewoman, more particularly of one whom she had previously known under +better circumstances, as she cannot then feel sure how her conduct will be +viewed. But such cases as these blend into shyness. +</p> + +<p class="p2"> +<i>Breaches of etiquette</i>.—The rules of <i>etiquette</i> always +refer to conduct in the presence of, or towards others. They have no +necessary connection with the moral sense, and are often meaningless. +Nevertheless as they depend on the fixed custom of our equals and +superiors, whose opinion we highly regard, they are considered almost as +binding as are the laws of honour to a gentleman. Consequently the breach +of the laws of etiquette, that is, any impoliteness or <i>gaucherie</i>, +any impropriety, or an inappropriate remark, though quite accidental, will +cause the most intense blushing of which a man is capable. Even the +recollection of such an act, after an interval of many years, will make +the whole body to tingle. So strong, also, is the power of sympathy that a +sensitive person, as a lady has assured me, will sometimes blush at a +flagrant breach of etiquette by a perfect stranger, though the act may in +no way concern her. +</p> + +<p class="p2"> +<i>Modesty</i>.—This is another powerful agent in exciting blushes; +but the word modesty includes very different states of the mind. It +implies humility, and we often judge of this by persons being greatly +pleased and blushing at slight praise, or by being annoyed at praise which +seems to them too high according to their own humble standard of +themselves. Blushing here has the usual signification of regard for the +opinion of others. But modesty frequently relates to acts of indelicacy; +and indelicacy is an affair of etiquette, as we clearly see with the +nations that go altogether or nearly naked. He who is modest, and blushes +easily at acts of this nature, does so because they are breaches of a +firmly and wisely established etiquette. This is indeed shown by the +derivation of the word <i>modest</i> from <i>modus</i>, a measure or +standard of behaviour. A blush due to this form of modesty is, moreover, +apt to be intense, because it generally relates to the opposite sex; and +we have seen how in all cases our liability to blush is thus increased. We +apply the term ‘modest,’ as it would appear, to those who have an humble +opinion of themselves, and to those who are extremely sensitive about an +indelicate word or deed, simply because in both cases blushes are readily +excited, for these two frames of mind have nothing else in common. Shyness +also, from this same cause, is often mistaken for modesty in the sense of +humility. +</p> + +<p> +Some persons flush up, as I have observed and have been assured, at any +sudden and disagreeable recollection. The commonest cause seems to be the +sudden remembrance of not having done something for another person which +had been promised. In this case it may be that the thought passes half +unconsciously through the mind, “What will he think of me?” and then the +flush would partake of the nature of a true blush. But whether such +flushes are in most cases due to the capillary circulation being affected, +is very doubtful; for we must remember that almost every strong emotion, +such as anger or great joy, acts on the heart, and causes the face to +redden. +</p> + +<p class="p2"> +The fact that blushes may be excited in absolute solitude seems opposed to +the view here taken, namely that the habit originally arose from thinking +about what others think of us. Several ladies, who are great blushers, are +unanimous in regard to solitude; and some of them believe that they have +blushed in the dark. From what Mr. Forbes has stated with respect to the +Aymaras, and from my own sensations, I have no doubt that this latter +statement is correct. Shakspeare, therefore, erred when he made Juliet, +who was not even by herself, say to Romeo (act ii. sc. 2):— +</p> + +<p class="poem"> +“Thou know’st the mask of night is on my face;<br/> +Else would a maiden blush bepaint my cheek,<br/> +For that which thou hast heard me speak to-night.” +</p> + +<p class="noindent"> +But when a blush is excited in solitude, the cause almost always relates +to the thoughts of others about us—to acts done in their presence, +or suspected by them; or again when we reflect what others would have +thought of us had they known of the act. Nevertheless one or two of my +informants believe that they have blushed from shame at acts in no way +relating to others. If this be so, we must attribute the result to the +force of inveterate habit and association, under a state of mind closely +analogous to that which ordinarily excites a blush; nor need we feel +surprise at this, as even sympathy with another person who commits a +flagrant breach of etiquette is believed, as we have just seen, sometimes +to cause a blush. +</p> + +<p> +Finally, then, I conclude that blushing,—whether due to shyness—to +shame for a real crime—to shame from a breach of the laws of +etiquette—to modesty from humility—to modesty from an +indelicacy—depends in all cases on the same principle; this +principle being a sensitive regard for the opinion, more particularly for +the depreciation of others, primarily in relation to our personal +appearance, especially of our faces; and secondarily, through the force of +association and habit, in relation to the opinion of others on our +conduct. +</p> + +<p class="p2"> +<i>Theory of Blushing</i>.—We have now to consider, why should the +thought that others are thinking about us affect our capillary +circulation? Sir C. Bell insists<a href="#linknote-1331" +name="linknoteref-1331" id="linknoteref-1331">[1331]</a> that blushing “is +a provision for expression, as may be inferred from the colour extending +only to the surface of the face, neck, and breast, the parts most exposed. +It is not acquired; it is from the beginning.” Dr. Burgess believes that +it was designed by the Creator in “order that the soul might have +sovereign power of displaying in the cheeks the various internal emotions +of the moral feelings;” so as to serve as a check on ourselves, and as a +sign to others, that we were violating rules which ought to be held +sacred. Gratiolet merely remarks,—“Or, comme il est dans l’ordre de +la nature que l’être social le plus intelligent soit aussi le plus +intelligible, cette faculté de rougeur et de pâleur qui distingue l’homme, +est un signe naturel de sa haute perfection.” +</p> + +<p> +The belief that blushing was SPECIALLY designed by the Creator is opposed +to the general theory of evolution, which is now so largely accepted; but +it forms no part of my duty here to argue on the general question. Those +who believe in design, will find it difficult to account for shyness being +the most frequent and efficient of all the causes of blushing, as it makes +the blusher to suffer and the beholder uncomfortable, without being of the +least service to either of them. They will also find it difficult to +account for negroes and other dark-coloured races blushing, in whom a +change of colour in the skin is scarcely or not at all visible. +</p> + +<p> +No doubt a slight blush adds to the beauty of a maiden’s face; and the +Circassian women who are capable of blushing, invariably fetch a higher +price in the seraolio of the Sultan than less susceptible women.<a +href="#linknote-1332" name="linknoteref-1332" id="linknoteref-1332">[1332]</a> +But the firmest believer in the efficacy of sexual selection will hardly +suppose that blushing was acquired as a sexual ornament. This view would +also be opposed to what has just been said about the dark-coloured races +blushing in an invisible manner. +</p> + +<p> +The hypothesis which appears to me the most probable, though it may at +first seem rash, is that attention closely directed to any part of the +body tends to interfere with the ordinary and tonic contraction of the +small arteries of that part. These vessels, in consequence, become at such +times more or less relaxed, and are instantly filled with arterial blood. +This tendency will have been much strengthened, if frequent attention has +been paid during many generations to the same part, owing to nerve-force +readily flowing along accustomed channels, and by the power of +inheritance. Whenever we believe that others are depreciating or even +considering our personal appearance, our attention is vividly directed to +the outer and visible parts of our bodies; and of all such parts we are +most sensitive about our faces, as no doubt has been the case during many +past generations. Therefore, assuming for the moment that the capillary +vessels can be acted on by close attention, those of the face will have +become eminently susceptible. Through the force of association, the same +effects will tend to follow whenever we think that others are considering +or censuring our actions or character. +</p> + +<p> +As the basis of this theory rests on mental attention having some power to +influence the capillary circulation, it will be necessary to give a +considerable body of details, bearing more or less directly on this +subject. Several observers,<a href="#linknote-1333" name="linknoteref-1333" +id="linknoteref-1333">[1333]</a> who from their wide experience and +knowledge are eminently capable of forming a sound judgment, are convinced +that attention or consciousness (which latter term Sir H. Holland thinks +the more explicit) concentrated on almost any part of the body produces +some direct physical effect on it. This applies to the movements of the +involuntary muscles, and of the voluntary muscles when acting +involuntarily,—to the secretion of the glands,—to the activity +of the senses and sensations,—and even to the nutrition of parts. +</p> + +<p> +It is known that the involuntary movements of the heart are affected if +close attention be paid to them. Gratiolet<a href="#linknote-1334" +name="linknoteref-1334" id="linknoteref-1334">[1334]</a> gives the case of +a man, who by continually watching and counting his own pulse, at last +caused one beat out of every six to intermit. On the other hand, my father +told me of a careful observer, who certainly had heart-disease and died +from it, and who positively stated that his pulse was habitually irregular +to an extreme degree; yet to his great disappointment it invariably became +regular as soon as my father entered the room. Sir H. Holland remarks, +that “the effect upon the circulation of a part from the consciousness +suddenly directed and fixed upon it, is often obvious and immediate.” +Professor Laycock, who has particularly attended to phenomena of this +nature, insists that “when the attention is directed to any portion of the +body, innervation and circulation are excited locally, and the functional +activity of that portion developed.” +</p> + +<p> +It is generally believed that the peristaltic movements of the intestines +are influenced by attention being paid to them at fixed recurrent periods; +and these movements depend on the contraction of unstriped and involuntary +muscles. The abnormal action of the voluntary muscles in epilepsy, chorea, +and hysteria is known to be influenced by the expectation of an attack, +and by the sight of other patients similarly affected. So it is with the +involuntary acts of yawning and laughing. +</p> + +<p> +Certain glands are much influenced by thinking of them, or of the +conditions under which they have been habitually excited. This is familiar +to every one in the increased flow of saliva, when the thought, for +instance, of intensely acid fruit is kept before the mind. It was shown in +our sixth chapter, that an earnest and long-continued desire either to +repress, or to increase, the action of the lacrymal glands is effectual. +Some curious cases have been recorded in the case of women, of the power +of the mind on the mammary glands; and still more remarkable ones in +relation to the uterine functions. +</p> + +<p> +See Gratiolet on this subject, De la Phys. p. 287. Dr. J. Crichton Browne, +from his observations on the insane, is convinced that attention directed +for a prolonged period on any part or organ may ultimately influence its +capillary circulation and nutrition. He has given me some extraordinary +cases; one of these, which cannot here be related in full, refers to a +married woman fifty years of age, who laboured under the firm and +long-continued delusion that she was pregnant. When the expected period +arrived, she acted precisely as if she had been really delivered of a +child, and seemed to suffer extreme pain, so that the perspiration broke +out on her forehead. The result was that a state of things returned, +continuing for three days, which had ceased during the six previous years. +Mr. Braid gives, in his ‘Magic, Hypnotism,’ &c., 1852, p. 95, and in +his other works analogous cases, as well as other facts showing the great +influence of the will on the mammary glands, even on one breast alone. +</p> + +<p> +When we direct our whole attention to any one sense, its acuteness is +increased;<a href="#linknote-1340" name="linknoteref-1340" +id="linknoteref-1340">[1340]</a> and the continued habit of close +attention, as with blind people to that of hearing, and with the blind and +deaf to that of touch, appears to improve the sense in question +permanently. There is, also, some reason to believe, judging from the +capacities of different races of man, that the effects are inherited. +Turning to ordinary sensations, it is well known that pain is increased by +attending to it; and Sir B. Brodie goes so far as to believe that pain may +be felt in any part of the body to which attention is closely drawn.<a +href="#linknote-1341" name="linknoteref-1341" id="linknoteref-1341">[1341]</a> +Sir H. Holland also remarks that we become not only conscious of the +existence of a part subjected to concentrated attention, but we experience +in it various odd sensations as of weight, heat, cold, tingling, or +itching.<a href="#linknote-1342" name="linknoteref-1342" +id="linknoteref-1342">[1342]</a> +</p> + +<p> +Lastly, some physiologists maintain that the mind can influence the +nutrition of parts. Sir J. Paget has given a curious instance of the +power, not indeed of the mind, but of the nervous system, on the hair. A +lady “who is subject to attacks of what is called nervous headache, always +finds in the morning after such an one, that some patches of her hair are +white, as if powdered with starch. The change is effected in a night, and +in a few days after, the hairs gradually regain their dark brownish +colour.”<a href="#linknote-1343" name="linknoteref-1343" +id="linknoteref-1343">[1343]</a> +</p> + +<p> +We thus see that close attention certainly affects various parts and +organs, which are not properly under the control of the will. By what +means attention—perhaps the most wonderful of all the wondrous +powers of the mind—is effected, is an extremely obscure subject. +According to Müller,<a href="#linknote-1344" name="linknoteref-1344" +id="linknoteref-1344">[1344]</a> the process by which the sensory cells of +the brain are rendered, through the will, susceptible of receiving more +intense and distinct impressions, is closely analogous to that by which +the motor cells are excited to send nerve-force to the voluntary muscles. +There are many points of analogy in the action of the sensory and motor +nerve-cells; for instance, the familiar fact that close attention to any +one sense causes fatigue, like the prolonged exertion of any one muscle.<a +href="#linknote-1345" name="linknoteref-1345" id="linknoteref-1345">[1345]</a> +When therefore we voluntarily concentrate our attention on any part of the +body, the cells of the brain which receive impressions or sensations from +that part are, it is probable, in some unknown manner stimulated into +activity. This may account, without any local change in the part to which +our attention is earnestly directed, for pain or odd sensations being +there felt or increased. +</p> + +<p> +If, however, the part is furnished with muscles, we cannot feel sure, as +Mr. Michael Foster has remarked to me, that some slight impulse may not be +unconsciously sent to such muscles; and this would probably cause an +obscure sensation in the part. +</p> + +<p> +In a large number of cases, as with the salivary and lacrymal glands, +intestinal canal, &c., the power of attention seems to rest, either +chiefly, or as some physiologists think, exclusively, on the vaso-motor +system being affected in such a manner that more blood is allowed to flow +into the capillaries of the part in question. This increased action of the +capillaries may in some cases be combined with the simultaneously +increased activity of the sensorium. +</p> + +<p> +The manner in which the mind affects the vasomotor system may be conceived +in the following manner. When we actually taste sour fruit, an impression +is sent through the gustatory nerves to a certain part of the sensorium; +this transmits nerve-force to the vasomotor centre, which consequently +allows the muscular coats of the small arteries that permeate the salivary +glands to relax. Hence more blood flows into these glands, and they +secrete a copious supply of saliva. Now it does not seem an improbable +assumption, that, when we reflect intently on a sensation, the same part +of the sensorium, or a closely connected part of it, is brought into a +state of activity, in the same manner as when we actually perceive the +sensation. If so, the same cells in the brain will be excited, though, +perhaps, in a less degree, by vividly thinking about a sour taste, as by +perceiving it; and they will transmit in the one case, as in the other, +nerve-force to the vaso-motor centre with the same results. +</p> + +<p> +To give another, and, in some respects, more appropriate illustration. If +a man stands before a hot fire, his face reddens. This appears to be due, +as Mr. Michael Foster informs me, in part to the local action of the heat, +and in part to a reflex action from the vaso-motor centres.<a +href="#linknote-1346" name="linknoteref-1346" id="linknoteref-1346">[1346]</a> +In this latter case, the heat affects the nerves of the face; these +transmit an impression to the sensory cells of the brain, which act on the +vaso-motor centre, and this reacts on the small arteries of the face, +relaxing them and allowing them to become filled with blood. Here, again, +it seems not improbable that if we were repeatedly to concentrate with +great earnestness our attention on the recollection of our heated faces, +the same part of the sensorium which gives us the consciousness of actual +heat would be in some slight degree stimulated, and would in consequence +tend to transmit some nerve-force to the vaso-motor centres, so as to +relax the capillaries of the face. Now as men during endless generations +have had their attention often and earnestly directed to their personal +appearance, and especially to their faces, any incipient tendency in the +facial capillaries to be thus affected will have become in the course of +time greatly strengthened through the principles just referred to, namely, +nerve-force passing readily along accustomed channels, and inherited +habit. Thus, as it appears to me, a plausible explanation is afforded of +the leading phenomena connected with the act of blushing. +</p> + +<p class="p2"> +<i>Recapitulation</i>.—Men and women, and especially the young, have +always valued, in a high degree, their personal appearance; and have +likewise regarded the appearance of others. The face has been the chief +object of attention, though, when man aboriginally went naked, the whole +surface of his body would have been attended to. Our self-attention is +excited almost exclusively by the opinion of others, for no person living +in absolute solitude would care about his appearance. Every one feels +blame more acutely than praise. Now, whenever we know, or suppose, that +others are depreciating our personal appearance, our attention is strongly +drawn towards ourselves, more especially to our faces. The probable effect +of this will be, as has just been explained, to excite into activity that +part of the sensorium, which receives the sensory nerves of the face; and +this will react through the vaso-motor system on the facial capillaries. +By frequent reiteration during numberless generations, the process will +have become so habitual, in association with the belief that others are +thinking of us, that even a suspicion of their depreciation suffices to +relax the capillaries, without any conscious thought about our faces. With +some sensitive persons it is enough even to notice their dress to produce +the same effect. Through the force, also, of association and inheritance +our capillaries are relaxed, whenever we know, or imagine, that any one is +blaming, though in silence, our actions, thoughts, or character; and, +again, when we are highly praised. +</p> + +<p> +On this hypothesis we can understand how it is that the face blushes much +more than any other part of the body, though the whole surface is somewhat +affected, more especially with the races which still go nearly naked. It +is not at all surprising that the dark-coloured races should blush, though +no change of colour is visible in their skins. From the principle of +inheritance it is not surprising that persons born blind should blush. We +can understand why the young are much more affected than the old, and +women more than men; and why the opposite sexes especially excite each +other’s blushes. It becomes obvious why personal remarks should be +particularly liable to cause blushing, and why the most powerful of all +the causes is shyness; for shyness relates to the presence and opinion of +others, and the shy are always more or less self-conscious. With respect +to real shame from moral delinquencies, we can perceive why it is not +guilt, but the thought that others think us guilty, which raises a blush. +A man reflecting on a crime committed in solitude, and stung by his +conscience, does not blush; yet he will blush under the vivid recollection +of a detected fault, or of one committed in the presence of others, the +degree of blushing being closely related to the feeling of regard for +those who have detected, witnessed, or suspected his fault. Breaches of +conventional rules of conduct, if they are rigidly insisted on by our +equals or superiors, often cause more intense blushes even than a detected +crime, and an act which is really criminal, if not blamed by our equals, +hardly raises a tinge of colour on our cheeks. Modesty from humility, or +from an indelicacy, excites a vivid blush, as both relate to the judgment +or fixed customs of others. +</p> + +<p> +From the intimate sympathy which exists between the capillary circulation +of the surface of the head and of the brain, whenever there is intense +blushing, there will be some, and often great, confusion of mind. This is +frequently accompanied by awkward movements, and sometimes by the +involuntary twitching of certain muscles. +</p> + +<p> +As blushing, according to this hypothesis, is an indirect result of +attention, originally directed to our personal appearance, that is to the +surface of the body, and more especially to the face, we can understand +the meaning of the gestures which accompany blushing throughout the world. +These consist in hiding the face, or turning it towards the ground, or to +one side. The eyes are generally averted or are restless, for to look at +the man who causes us to feel shame or shyness, immediately brings home in +an intolerable manner the consciousness that his gaze is directed on us. +Through the principle of associated habit, the same movements of the face +and eyes are practised, and can, indeed, hardly be avoided, whenever we +know or believe that, others are blaming, or too strongly praising, our +moral conduct. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0014" id="link2HCH0014"></a> +CHAPTER XIV.<br/>CONCLUDING REMARKS AND SUMMARY. +</h2> + +<p> +The three leading principles which have determined the chief movements of +expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on +the specific unity of the races of man—On the successive acquirement +of various expressions by the progenitors of man—The importance of +expression—Conclusion. +</p> + +<p class="p2"> +I have now described, to the best of my ability, the chief expressive +actions in man, and in some few of the lower animals. I have also +attempted to explain the origin or development of these actions through +the three principles given in the first chapter. The first of these +principles is, that movements which are serviceable in gratifying some +desire, or in relieving some sensation, if often repeated, become so +habitual that they are performed, whether or not of any service, whenever +the same desire or sensation is felt, even in a very weak degree. +</p> + +<p> +Our second principle is that of antithesis. The habit of voluntarily +performing opposite movements under opposite impulses has become firmly +established in us by the practice of our whole lives. Hence, if certain +actions have been regularly performed, in accordance with our first +principle, under a certain frame of mind, there will be a strong and +involuntary tendency to the performance of directly opposite actions, +whether or not these are of any use, under the excitement of an opposite +frame of mind. +</p> + +<p> +Our third principle is the direct action of the excited nervous system on +the body, independently of the will, and independently, in large part, of +habit. Experience shows that nerve-force is generated and set free +whenever the cerebro-spinal system is excited. The direction which this +nerve-force follows is necessarily determined by the lines of connection +between the nerve-cells, with each other and with various parts of the +body. But the direction is likewise much influenced by habit; inasmuch as +nerve-force passes readily along accustomed channels. +</p> + +<p> +The frantic and senseless actions of an enraged man may be attributed in +part to the undirected flow of nerve-force, and in part to the effects of +habit, for these actions often vaguely represent the act of striking. They +thus pass into gestures included under our first principle; as when an +indignant man unconsciously throws himself into a fitting attitude for +attacking his opponent, though without any intention of making an actual +attack. We see also the influence of habit in all the emotions and +sensations which are called exciting; for they have assumed this character +from having habitually led to energetic action; and action affects, in an +indirect manner, the respiratory and circulatory system; and the latter +reacts on the brain. Whenever these emotions or sensations are even +slightly felt by us, though they may not at the time lead to any exertion, +our whole system is nevertheless disturbed through the force of habit and +association. Other emotions and sensations are called depressing, because +they have not habitually led to energetic action, excepting just at first, +as in the case of extreme pain, fear, and grief, and they have ultimately +caused complete exhaustion; they are consequently expressed chiefly by +negative signs and by prostration. Again, there are other emotions, such +as that of affection, which do not commonly lead to action of any kind, +and consequently are not exhibited by any strongly marked outward signs. +Affection indeed, in as far as it is a pleasurable sensation, excites the +ordinary signs of pleasure. +</p> + +<p> +On the other hand, many of the effects due to the excitement of the +nervous system seem to be quite independent of the flow of nerve-force +along the channels which have been rendered habitual by former exertions +of the will. Such effects, which often reveal the state of mind of the +person thus affected, cannot at present be explained; for instance, the +change of colour in the hair from extreme terror or grief,—the cold +sweat and the trembling of the muscles from fear,—the modified +secretions of the intestinal canal,—and the failure of certain +glands to act. +</p> + +<p> +Notwithstanding that much remains unintelligible in our present subject, +so many expressive movements and actions can be explained to a certain +extent through the above three principles, that we may hope hereafter to +see all explained by these or by closely analogous principles. +</p> + +<p> +Actions of all kinds, if regularly accompanying any state of the mind, are +at once recognized as expressive. These may consist of movements of any +part of the body, as the wagging of a dog’s tail, the shrugging of a man’s +shoulders, the erection of the hair, the exudation of perspiration, the +state of the capillary circulation, laboured breathing, and the use of the +vocal or other sound-producing instruments. Even insects express anger, +terror, jealousy, and love by their stridulation. With man the respiratory +organs are of especial importance in expression, not only in a direct, but +in a still higher degree in an indirect manner. +</p> + +<p> +Few points are more interesting in our present subject than the +extraordinarily complex chain of events which lead to certain expressive +movements. Take, for instance, the oblique eyebrows of a man suffering +from grief or anxiety. When infants scream loudly from hunger or pain, the +circulation is affected, and the eyes tend to become gorged with blood: +consequently the muscles surrounding the eyes are strongly contracted as a +protection: this action, in the course of many generations, has become +firmly fixed and inherited: but when, with advancing years and culture, +the habit of screaming is partially repressed, the muscles round the eyes +still tend to contract, whenever even slight distress is felt: of these +muscles, the pyramidals of the nose are less under the control of the will +than are the others and their contraction can be checked only by that of +the central fasciae of the frontal muscle: these latter fasciae draw up +the inner ends of the eyebrows, and wrinkle the forehead in a peculiar +manner, which we instantly recognize as the expression of grief or +anxiety. Slight movements, such as these just described, or the scarcely +perceptible drawing down of the corners of the mouth, are the last +remnants or rudiments of strongly marked and intelligible movements. They +are as full of significance to us in regard to expression, as are ordinary +rudiments to the naturalist in the classification and genealogy of organic +beings. +</p> + +<p> +That the chief expressive actions, exhibited by man and by the lower +animals, are now innate or inherited,—that is, have not been learnt +by the individual,—is admitted by every one. So little has learning +or imitation to do with several of them that they are from the earliest +days and throughout life quite beyond our control; for instance, the +relaxation of the arteries of the skin in blushing, and the increased +action of the heart in anger. We may see children, only two or three years +old, and even those born blind, blushing from shame; and the naked scalp +of a very young infant reddens from passion. Infants scream from pain +directly after birth, and all their features then assume the same form as +during subsequent years. These facts alone suffice to show that many of +our most important expressions have not been learnt; but it is remarkable +that some, which are certainly innate, require practice in the individual, +before they are performed in a full and perfect manner; for instance, +weeping and laughing. The inheritance of most of our expressive actions +explains the fact that those born blind display them, as I hear from the +Rev. R. H. Blair, equally well with those gifted with eyesight. We can +thus also understand the fact that the young and the old of widely +different races, both with man and animals, express the same state of mind +by the same movements. +</p> + +<p> +We are so familiar with the fact of young and old animals displaying their +feelings in the same manner, that we hardly perceive how remarkable it is +that a young puppy should wag its tail when pleased, depress its ears and +uncover its canine teeth when pretending to be savage, just like an old +dog; or that a kitten should arch its little back and erect its hair when +frightened and angry, like an old cat. When, however, we turn to less +common gestures in ourselves, which we are accustomed to look at as +artificial or conventional,—such as shrugging the shoulders, as a +sign of impotence, or the raising the arms with open hands and extended +fingers, as a sign of wonder,—we feel perhaps too much surprise at +finding that they are innate. That these and some other gestures are +inherited, we may infer from their being performed by very young children, +by those born blind, and by the most widely distinct races of man. We +should also bear in mind that new and highly peculiar tricks, in +association with certain states of the mind, are known to have arisen in +certain individuals, and to have been afterwards transmitted to their +offspring, in some cases, for more than one generation. +</p> + +<p> +Certain other gestures, which seem to us so natural that we might easily +imagine that they were innate, apparently have been learnt like the words +of a language. This seems to be the case with the joining of the uplifted +hands, and the turning up of the eyes, in prayer. So it is with kissing as +a mark of affection; but this is innate, in so far as it depends on the +pleasure derived from contact with a beloved person. The evidence with +respect to the inheritance of nodding and shaking the head, as signs of +affirmation and negation, is doubtful; for they are not universal, yet +seem too general to have been independently acquired by all the +individuals of so many races. +</p> + +<p class="p2"> +We will now consider how far the will and consciousness have come into +play in the development of the various movements of expression. As far as +we can judge, only a few expressive movements, such as those just referred +to, are learnt by each individual; that is, were consciously and +voluntarily performed during the early years of life for some definite +object, or in imitation of others, and then became habitual. The far +greater number of the movements of expression, and all the more important +ones, are, as we have seen, innate or inherited; and such cannot be said +to depend on the will of the individual. Nevertheless, all those included +under our first principle were at first voluntarily performed for a +definite object,—namely, to escape some danger, to relieve some +distress, or to gratify some desire. For instance, there can hardly be a +doubt that the animals which fight with their teeth, have acquired the +habit of drawing back their ears closely to their heads, when feeling +savage, from their progenitors having voluntarily acted in this manner in +order to protect their ears from being torn by their antagonists; for +those animals which do not fight with their teeth do not thus express a +savage state of mind. We may infer as highly probable that we ourselves +have acquired the habit of contracting the muscles round the eyes, whilst +crying gently, that is, without the utterance of any loud sound, from our +progenitors, especially during infancy, having experienced, during the act +of screaming, an uncomfortable sensation in their eyeballs. Again, some +highly expressive movements result from the endeavour to cheek or prevent +other expressive movements; thus the obliquity of the eyebrows and the +drawing down of the corners of the mouth follow from the endeavour to +prevent a screaming-fit from coming on, or to cheek it after it has come +on. Here it is obvious that the consciousness and will must at first have +come into play; not that we are conscious in these or in other such cases +what muscles are brought into action, any more than when we perform the +most ordinary voluntary movements. +</p> + +<p> +With respect to the expressive movements due to the principle of +antithesis, it is clear that the will has intervened, though in a remote +and indirect manner. So again with the movements coming under our third +principle; these, in as far as they are influenced by nerve-force readily +passing along habitual channels, have been determined by former and +repeated exertions of the will. The effects indirectly due to this latter +agency are often combined in a complex manner, through the force of habit +and association, with those directly resulting from the excitement of the +cerebro-spinal system. This seems to be the case with the increased action +of the heart under the influence of any strong emotion. When an animal +erects its hair, assumes a threatening attitude, and utters fierce sounds, +in order to terrify an enemy, we see a curious combination of movements +which were originally voluntary with those that are involuntary. It is, +however, possible that even strictly involuntary actions, such as the +erection of the hair, may have been affected by the mysterious power of +the will. +</p> + +<p> +Some expressive movements may have arisen spontaneously, in association +with certain states of the mind, like the tricks lately referred to, and +afterwards been inherited. But I know of no evidence rendering this view +probable. +</p> + +<p> +The power of communication between the members of the same tribe by means +of language has been of paramount importance in the development of man; +and the force of language is much aided by the expressive movements of the +face and body. We perceive this at once when we converse on an important +subject with any person whose face is concealed. Nevertheless there are no +grounds, as far as I can discover, for believing that any muscle has been +developed or even modified exclusively for the sake of expression. The +vocal and other sound-producing organs, by which various expressive noises +are produced, seem to form a partial exception; but I have elsewhere +attempted to show that these organs were first developed for sexual +purposes, in order that one sex might call or charm the other. Nor can I +discover grounds for believing that any inherited movement, which now +serves as a means of expression, was at first voluntarily and consciously +performed for this special purpose,—like some of the gestures and +the finger-language used by the deaf and dumb. On the contrary, every true +or inherited movement of expression seems to have had some natural and +independent origin. But when once acquired, such movements may be +voluntarily and consciously employed as a means of communication. Even +infants, if carefully attended to, find out at a very early age that their +screaming brings relief, and they soon voluntarily practise it. We may +frequently see a person voluntarily raising his eyebrows to express +surprise, or smiling to express pretended satisfaction and acquiescence. A +man often wishes to make certain gestures conspicuous or demonstrative, +and will raise his extended arms with widely opened fingers above his +head, to show astonishment, or lift his shoulders to his ears, to show +that he cannot or will not do something. The tendency to such movements +will be strengthened or increased by their being thus voluntarily and +repeatedly performed; and the effects may be inherited. +</p> + +<p> +It is perhaps worth consideration whether movements at first used only by +one or a few individuals to express a certain state of mind may not +sometimes have spread to others, and ultimately have become universal, +through the power of conscious and unconscious imitation. That there +exists in man a strong tendency to imitation, independently of the +conscious will, is certain. This is exhibited in the most extraordinary +manner in certain brain diseases, especially at the commencement of +inflammatory softening of the brain, and has been called the “echo sign.” +Patients thus affected imitate, without understanding every absurd gesture +which is made, and every word which is uttered near them, even in a +foreign language.<a href="#linknote-1401" name="linknoteref-1401" +id="linknoteref-1401">[1401]</a> In the case of animals, the jackal and +wolf have learnt under confinement to imitate the barking of the dog. How +the barking of the dog, which serves to express various emotions and +desires, and which is so remarkable from having been acquired since the +animal was domesticated, and from being inherited in different degrees by +different breeds, was first learnt we do not know; but may we not suspect +that imitation has had something to do with its acquisition, owing to dogs +having long lived in strict association with so loquacious an animal as +man? +</p> + +<p> +In the course of the foregoing remarks and throughout this volume, I have +often felt much difficulty about the proper application of the terms, +will, consciousness, and intention. Actions, which were at first +voluntary, soon became habitual, and at last hereditary, and may then be +performed even in opposition to the will. Although they often reveal the +state of the mind, this result was not at first either intended or +expected. Even such words as that “certain movements serve as a means of +expression,” are apt to mislead, as they imply that this was their primary +purpose or object. This, however, seems rarely or never to have been the +case; the movements having been at first either of some direct use, or the +indirect effect of the excited state of the sensorium. An infant may +scream either intentionally or instinctively to show that it wants food; +but it has no wish or intention to draw its features into the peculiar +form which so plainly indicates misery; yet some of the most +characteristic expressions exhibited by man are derived from the act of +screaming, as has been explained. +</p> + +<p> +Although most of our expressive actions are innate or instinctive, as is +admitted by everyone, it is a different question whether we have any +instinctive power of recognizing them. This has generally been assumed to +be the case; but the assumption has been strongly controverted by M. +Lemoine.<a href="#linknote-1402" name="linknoteref-1402" +id="linknoteref-1402">[1402]</a> Monkeys soon learn to distinguish, not +only the tones of voice of their masters, but the expression of their +faces, as is asserted by a careful observer.<a href="#linknote-1403" +name="linknoteref-1403" id="linknoteref-1403">[1403]</a> Dogs well know +the difference between caressing and threatening gestures or tones; and +they seem to recognize a compassionate tone. But as far as I can make out, +after repeated trials, they do not understand any movement confined to the +features, excepting a smile or laugh; and this they appear, at least in +some cases, to recognize. This limited amount of knowledge has probably +been gained, both by monkeys and dogs, through their associating harsh or +kind treatment with our actions; and the knowledge certainly is not +instinctive. Children, no doubt, would soon learn the movements of +expression in their elders in the same manner as animals learn those of +man. Moreover, when a child cries or laughs, he knows in a general manner +what he is doing and what he feels; so that a very small exertion of +reason would tell him what crying or laughing meant in others. But the +question is, do our children acquire their knowledge of expression solely +by experience through the power of association and reason? +</p> + +<p> +As most of the movements of expression must have been gradually acquired, +afterwards becoming instinctive, there seems to be some degree of <i>a +priori</i> probability that their recognition would likewise have become +instinctive. There is, at least, no greater difficulty in believing this +than in admitting that, when a female quadruped first bears young, she +knows the cry of distress of her offspring, or than in admitting that many +animals instinctively recognize and fear their enemies; and of both these +statements there can be no reasonable doubt. It is however extremely +difficult to prove that our children instinctively recognize any +expression. I attended to this point in my first-born infant, who could +not have learnt anything by associating with other children, and I was +convinced that he understood a smile and received pleasure from seeing +one, answering it by another, at much too early an age to have learnt +anything by experience. When this child was about four months old, I made +in his presence many odd noises and strange grimaces, and tried to look +savage; but the noises, if not too loud, as well as the grimaces, were all +taken as good jokes; and I attributed this at the time to their being +preceded or accompanied by smiles. When five months old, he seemed to +understand a compassionate, expression and tone of voice. When a few days +over six months old, his nurse pretended to cry, and I saw that his face +instantly assumed a melancholy expression, with the corners of the mouth +strongly depressed; now this child could rarely have seen any other child +crying, and never a grown-up person crying, and I should doubt whether at +so early an age he could have reasoned on the subject. Therefore it seems +to me that an innate feeling must have told him that the pretended crying +of his nurse expressed grief; and this through the instinct of sympathy +excited grief in him. +</p> + +<p> +M. Lemoine argues that, if man possessed an innate knowledge of +expression, authors and artists would not have found it so difficult, as +is notoriously the case, to describe and depict the characteristic signs +of each particular state of mind. But this does not seem to me a valid +argument. We may actually behold the expression changing in an +unmistakable manner in a man or animal, and yet be quite unable, as I know +from experience, to analyse the nature of the change. In the two +photographs given by Duchenne of the same old man (Plate III. figs. 5 and +6), almost every one recognized that the one represented a true, and the +other a false smile; but I have found it very difficult to decide in what +the whole amount of difference consists. It has often struck me as a +curious fact that so many shades of expression are instantly recognized +without any conscious process of analysis on our part. No one, I believe, +can clearly describe a sullen or sly expression; yet many observers are +unanimous that these expressions can be recognized in the various races of +man. Almost everyone to whom I showed Duchenne’s photograph of the young +man with oblique eyebrows (Plate II. fig. 2) at once declared that it +expressed grief or some such feeling; yet probably not one of these +persons, or one out of a thousand persons, could beforehand have told +anything precise about the obliquity of the eyebrows with their inner ends +puckered, or about the rectangular furrows on the forehead. So it is with +many other expressions, of which I have had practical experience in the +trouble requisite in instructing others what points to observe. If, then, +great ignorance of details does not prevent our recognizing with certainty +and promptitude various expressions, I do not see how this ignorance can +be advanced as an argument that our knowledge, though vague and general, +is not innate. +</p> + +<p> +I have endeavoured to show in considerable detail that all the chief +expressions exhibited by man are the same throughout the world. This fact +is interesting, as it affords a new argument in favour of the several +races being descended from a single parent-stock, which must have been +almost completely human in structure, and to a large extent in mind, +before the period at which the races diverged from each other. No doubt +similar structures, adapted for the same purpose, have often been +independently acquired through variation and natural selection by distinct +species; but this view will not explain close similarity between distinct +species in a multitude of unimportant details. Now if we bear in mind the +numerous points of structure having no relation to expression, in which +all the races of man closely agree, and then add to them the numerous +points, some of the highest importance and many of the most trifling +value, on which the movements of expression directly or indirectly depend, +it seems to me improbable in the highest degree that so much similarity, +or rather identity of structure, could have been acquired by independent +means. Yet this must have been the case if the races of man are descended +from several aboriginally distinct species. It is far more probable that +the many points of close similarity in the various races are due to +inheritance from a single parent-form, which had already assumed a human +character. +</p> + +<p> +It is a curious, though perhaps an idle speculation, how early in the long +line of our progenitors the various expressive movements, now exhibited by +man, were successively acquired. The following remarks will at least serve +to recall some of the chief points discussed in this volume. We may +confidently believe that laughter, as a sign of pleasure or enjoyment, was +practised by our progenitors long before they deserved to be called human; +for very many kinds of monkeys, when pleased, utter a reiterated sound, +clearly analogous to our laughter, often accompanied by vibratory +movements of their jaws or lips, with the corners of the mouth drawn +backwards and upwards, by the wrinkling of the cheeks, and even by the +brightening of the eyes. +</p> + +<p> +We may likewise infer that fear was expressed from an extremely remote +period, in almost the same manner as it now is by man; namely, by +trembling, the erection of the hair, cold perspiration, pallor, widely +opened eyes, the relaxation of most of the muscles, and by the whole body +cowering downwards or held motionless. +</p> + +<p> +Suffering, if great, will from the first have caused screams or groans to +be uttered, the body to be contorted, and the teeth to be ground together. +But our progenitors will not have exhibited those highly expressive +movements of the features which accompany screaming and crying until their +circulatory and respiratory organs, and the muscles surrounding the eyes, +had acquired their present structure. The shedding of tears appears to +have originated through reflex action from the spasmodic contraction of +the eyelids, together perhaps with the eyeballs becoming gorged with blood +during the act of screaming. Therefore weeping probably came on rather +late in the line of our descent; and this conclusion agrees with the fact +that our nearest allies, the anthropomorphous apes, do not weep. But we +must here exercise some caution, for as certain monkeys, which are not +closely related to man, weep, this habit might have been developed long +ago in a sub-branch of the group from which man is derived. Our early +progenitors, when suffering from grief or anxiety, would not have made +their eyebrows oblique, or have drawn down the corners of their mouth, +until they had acquired the habit of endeavouring to restrain their +screams. The expression, therefore, of grief and anxiety is eminently +human. +</p> + +<p> +Rage will have been expressed at a very early period by threatening or +frantic gestures, by the reddening of the skin, and by glaring eyes, but +not by frowning. For the habit of frowning seems to have been acquired +chiefly from the corrugators being the first muscles to contract round the +eyes, whenever during infancy pain, anger, or distress is felt, and there +consequently is a near approach to screaming; and partly from a frown +serving as a shade in difficult and intent vision. It seems probable that +this shading action would not have become habitual until man had assumed a +completely upright position, for monkeys do not frown when exposed to a +glaring light. Our early progenitors, when enraged, would probably have +exposed their teeth more freely than does man, even when giving full vent +to his rage, as with the insane. We may, also, feel almost certain that +they would have protruded their lips, when sulky or disappointed, in a +greater degree than is the case with our own children, or even with the +children of existing savage races. +</p> + +<p> +Our early progenitors, when indignant or moderately angry, would not have +held their heads erect, opened their chests, squared their shoulders, and +clenched their fists, until they had acquired the ordinary carriage and +upright attitude of man, and had learnt to fight with their fists or +clubs. Until this period had arrived the antithetical gesture of shrugging +the shoulders, as a sign of impotence or of patience, would not have been +developed. From the same reason astonishment would not then have been +expressed by raising the arms with open hands and extended fingers. Nor, +judging from the actions of monkeys, would astonishment have been +exhibited by a widely opened mouth; but the eyes would have been opened +and the eyebrows arched. Disgust would have been shown at a very early +period by movements round the mouth, like those of vomiting,—that +is, if the view which I have suggested respecting the source of the +expression is correct, namely, that our progenitors had the power, and +used it, of voluntarily and quickly rejecting any food from their stomachs +which they disliked. But the more refined manner of showing contempt or +disdain, by lowering the eyelids, or turning away the eyes and face, as if +the despised person were not worth looking at, would not probably have +been acquired until a much later period. +</p> + +<p> +Of all expressions, blushing seems to be the most strictly human; yet it +is common to all or nearly all the races of man, whether or not any change +of colour is visible in their skin. The relaxation of the small arteries +of the surface, on which blushing depends, seems to have primarily +resulted from earnest attention directed to the appearance of our own +persons, especially of our faces, aided by habit, inheritance, and the +ready flow of nerve-force along accustomed channels; and afterwards to +have been extended by the power of association to self-attention directed +to moral conduct. It can hardly be doubted that many animals are capable +of appreciating beautiful colours and even forms, as is shown by the pains +which the individuals of one sex take in displaying their beauty before +those of the opposite sex. But it does not seem possible that any animal, +until its mental powers had been developed to an equal or nearly equal +degree with those of man, would have closely considered and been sensitive +about its own personal appearance. Therefore we may conclude that blushing +originated at a very late period in the long line of our descent. +</p> + +<p> +From the various facts just alluded to, and given in the course of this +volume, it follows that, if the structure of our organs of respiration and +circulation had differed in only a slight degree from the state in which +they now exist, most of our expressions would have been wonderfully +different. A very slight change in the course of the arteries and veins +which run to the head, would probably have prevented the blood from +accumulating in our eyeballs during violent expiration; for this occurs in +extremely few quadrupeds. In this case we should not have displayed some +of our most characteristic expressions. If man had breathed water by the +aid of external branchiae (though the idea is hardly conceivable), instead +of air through his mouth and nostrils, his features would not have +expressed his feelings much more efficiently than now do his hands or +limbs. Rage and disgust, however, would still have been shown by movements +about the lips and mouth, and the eyes would have become brighter or +duller according to the state of the circulation. If our ears had remained +movable, their movements would have been highly expressive, as is the case +with all the animals which fight with their teeth; and we may infer that +our early progenitors thus fought, as we still uncover the canine tooth on +one side when we sneer at or defy any one, and we uncover all our teeth +when furiously enraged. +</p> + +<p class="p2"> +The movements of expression in the face and body, whatever their origin +may have been, are in themselves of much importance for our welfare. They +serve as the first means of communication between the mother and her +infant; she smiles approval, and thus encourages her child on the right +path, or frowns disapproval. We readily perceive sympathy in others by +their expression; our sufferings are thus mitigated and our pleasures +increased; and mutual good feeling is thus strengthened. The movements of +expression give vividness and energy to our spoken words. They reveal the +thoughts and intentions of others more truly than do words, which may be +falsified. Whatever amount of truth the so-called science of physiognomy +may contain, appears to depend, as Haller long ago remarked,<a +href="#linknote-1404" name="linknoteref-1404" id="linknoteref-1404">[1404]</a> +on different persons bringing into frequent use different facial muscles, +according to their dispositions; the development of these muscles being +perhaps thus increased, and the lines or furrows on the face, due to their +habitual contraction, being thus rendered deeper and more conspicuous. The +free expression by outward signs of an emotion intensifies it. On the +other hand, the repression, as far as this is possible, of all outward +signs softens our emotions.<a href="#linknote-1405" name="linknoteref-1405" +id="linknoteref-1405">[1405]</a> He who gives way to violent gestures will +increase his rage; he who does not control the signs of fear will +experience fear in a greater degree; and he who remains passive when +overwhelmed with grief loses his best chance of recovering elasticity of +mind. These results follow partly from the intimate relation which exists +between almost all the emotions and their outward manifestations; and +partly from the direct influence of exertion on the heart, and +consequently on the brain. Even the simulation of an emotion tends to +arouse it in our minds. Shakespeare, who from his wonderful knowledge of +the human mind ought to be an excellent judge, says:— +</p> + +<p class="poem"> +Is it not monstrous that this player here,<br/> +But in a fiction, in a dream of passion,<br/> +Could force his soul so to his own conceit,<br/> +That, from her working, all his visage wann’d;<br/> +Tears in his eyes, distraction in ’s aspect,<br/> +A broken voice, and his whole function suiting<br/> +With forms to his conceit? And all for nothing!<br/> +<i>Hamlet</i>, act ii. sc. 2. +</p> + +<p> +We have seen that the study of the theory of expression confirms to a +certain limited extent the conclusion that man is derived from some lower +animal form, and supports the belief of the specific or sub-specific unity +of the several races; but as far as my judgment serves, such confirmation +was hardly needed. We have also seen that expression in itself, or the +language of the emotions, as it has sometimes been called, is certainly of +importance for the welfare of mankind. To understand, as far as possible, +the source or origin of the various expressions which may be hourly seen +on the faces of the men around us, not to mention our domesticated +animals, ought to possess much interest for us. From these several causes, +we may conclude that the philosophy of our subject has well deserved the +attention which it has already received from several excellent observers, +and that it deserves still further attention, especially from any able +physiologist. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2><a name="link2H_FOOT" id="link2H_FOOT"></a>FOOTNOTES:</h2> + +<p> +<a name="linknote-1" id="linknote-1"> +<!-- Note --></a> +</p> +<p class="foot"> +1 (<a href="#linknoteref-1">return</a>)<br/> [ J. Parsons, in his paper in +the Appendix to the ‘Philosophical Transactions’ for 1746, p. 41, gives a +list of forty-one old authors who have written on Expression.] +</p> + +<p> +<a name="linknote-2" id="linknote-2"> +<!-- Note --></a> +</p> +<p class="foot"> +2 (<a href="#linknoteref-2">return</a>)<br/> [ Conférences sur +l’expression des différents Caractères des Passions.’ Paris, 4to, 1667. I +always quote from the republication of the ‘Conférences’ in the edition of +Lavater, by Moreau, which appeared in 1820, as given in vol. ix. p. 257.] +</p> + +<p> +<a name="linknote-3" id="linknote-3"> +<!-- Note --></a> +</p> +<p class="foot"> +3 (<a href="#linknoteref-3">return</a>)<br/> [ ‘Discours par Pierre Camper +sur le moyen de représenter les diverses passions,’ &c. 1792. 1844] +</p> + +<p> +<a name="linknote-4" id="linknote-4"> +<!-- Note --></a> +</p> +<p class="foot"> +4 (<a href="#linknoteref-4">return</a>)<br/> [ I always quote from the +third edition, 1844, which was published after the death of Sir C. Bell, +and contains his latest corrections. The first edition of 1806 is much +inferior in merit, and does not include some of his more important views.] +</p> + +<p> +<a name="linknote-5" id="linknote-5"> +<!-- Note --></a> +</p> +<p class="foot"> +5 (<a href="#linknoteref-5">return</a>)<br/> [ ‘De la Physionomie et de la +Parole,’ par Albert Lemoine, 1865, p. 101.] +</p> + +<p> +<a name="linknote-6" id="linknote-6"> +<!-- Note --></a> +</p> +<p class="foot"> +6 (<a href="#linknoteref-6">return</a>)<br/> [ ‘L’Art de connaître les +Hommes,’ &c., par G. Lavater. The earliest edition of this work, +referred to in the preface to the edition of 1820 in ten volumes, as containing +the observations of M. Moreau, is said to have been published in 1807; and I +have no doubt that this is correct, because the ‘Notice sur +Lavater’ at the commencement of volume i. is dated April 13, 1806. In +some bibliographical works, however, the date of 1805—1809 is given, but +it seems impossible that 1805 can be correct. Dr. Duchenne remarks +(‘Mécanisme de la Physionomie Humaine,’-8vo edit. 1862, p. 5, and +‘Archives Générales de Médecine,’ Jan. et Fév. 1862) that M. Moreau +“<i>a composé pour son ouvrage un article important</i>,” &c., +in the year 1805; and I find in volume i. of the edition of 1820 passages +bearing the dates of December 12, 1805, and another January 5, 1806, besides +that of April 13, 1806, above referred to. In consequence of some of these +passages having thus been <i>composed</i> in 1805, Dr. Duchenne assigns to M. +Moreau the priority over Sir C. Bell, whose work, as we have seen, was +published in 1806. This is a very unusual manner of determining the priority of +scientific works; but such questions are of extremely little importance in +comparison with their relative merits. The passages above quoted from M. Moreau +and from Le Brun are taken in this and all other cases from the edition of 1820 +of Lavater, tom. iv. p. 228, and tom. ix. p. 279.] +</p> + + +<p> +<a name="linknote-7" id="linknote-7"> +<!-- Note --></a> +</p> +<p class="foot"> +7 (<a href="#linknoteref-7">return</a>)<br/> [ ‘Handbuch der +Systematischen Anatomie des Menschen.’ Band I. Dritte Abtheilung, 1858.] +</p> + +<p> +<a name="linknote-8" id="linknote-8"> +<!-- Note --></a> +</p> +<p class="foot"> +8 (<a href="#linknoteref-8">return</a>)<br/> [ ‘The Senses and the +Intellect,’ 2nd edit. 1864, pp. 96 and 288. The preface to the first +edition of this work is dated June, 1855. See also the 2nd edition of Mr. +Bain’s work on the ‘Emotions and Will.’] +</p> + +<p> +<a name="linknote-9" id="linknote-9"> +<!-- Note --></a> +</p> +<p class="foot"> +9 (<a href="#linknoteref-9">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 3rd edit. p. 121.] +</p> + +<p> +<a name="linknote-10" id="linknote-10"> +<!-- Note --></a> +</p> +<p class="foot"> +10 (<a href="#linknoteref-10">return</a>)<br/> [ ‘Essays, Scientific, +Political, and Speculative,’ Second Series, 1863, p. 111. There is a +discussion on Laughter in the First Series of Essays, which discussion +seems to me of very inferior value.] +</p> + +<p> +<a name="linknote-11" id="linknote-11"> +<!-- Note --></a> +</p> +<p class="foot"> +11 (<a href="#linknoteref-11">return</a>)<br/> [ Since the publication of +the essay just referred to, Mr. Spencer has written another, on “Morals +and Moral Sentiments,” in the ‘Fortnightly Review,’ April 1, 1871, p. 426. +He has, also, now published his final conclusions in vol. ii. of the +second edit. of the ‘Principles of Psychology,’ 1872, p. 539. I may state, +in order that I may not be accused of trespassing on Mr. Spencer’s domain, +that I announced in my ‘Descent of Man,’ that I had then written a part of +the present volume: my first MS. notes on the subject of expression bear +the date of the year 1838.] +</p> + +<p> +<a name="linknote-12" id="linknote-12"> +<!-- Note --></a> +</p> +<p class="foot"> +12 (<a href="#linknoteref-12">return</a>)<br/> [ ‘Anatomy of Expression,’ +3rd edit. pp. 98, 121, 131.] +</p> + +<p> +<a name="linknote-13" id="linknote-13"> +<!-- Note --></a> +</p> +<p class="foot"> +13 (<a href="#linknoteref-13">return</a>)<br/> [ Professor Owen expressly +states (Proc. Zoolog. Soc. 1830, p. 28) that this is the case with respect +to the Orang, and specifies all the more important muscles which are well +known to serve with man for the expression of his feelings. See, also, a +description of several of the facial muscles in the Chimpanzee, by Prof. +Macalister, in ‘Annals and Magazine of Natural History,’ vol. vii. May, +1871, p. 342.] +</p> + +<p> +<a name="linknote-14" id="linknote-14"> +<!-- Note --></a> +</p> +<p class="foot"> +14 (<a href="#linknoteref-14">return</a>)<br/> [ ‘Anatomy of Expression,’ +pp. 121, 138.] +</p> + +<p> +<a name="linknote-15" id="linknote-15"> +<!-- Note --></a> +</p> +<p class="foot"> +15 (<a href="#linknoteref-15">return</a>)<br/> [ ‘De la Physionomie,’ pp. +12, 73.] +</p> + +<p> +<a name="linknote-16" id="linknote-16"> +<!-- Note --></a> +</p> +<p class="foot"> +16 (<a href="#linknoteref-16">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ 8vo edit. p. 31.] +</p> + +<p> +<a name="linknote-17" id="linknote-17"> +<!-- Note --></a> +</p> +<p class="foot"> +17 (<a href="#linknoteref-17">return</a>)<br/> [ ‘Elements of Physiology,’ +English translation, vol. ii. p. 934.] +</p> + +<p> +<a name="linknote-18" id="linknote-18"> +<!-- Note --></a> +</p> +<p class="foot"> +18 (<a href="#linknoteref-18">return</a>)<br/> [ ‘Anatomy of Expression,’ +3rd edit. p. 198.] +</p> + +<p> +<a name="linknote-19" id="linknote-19"> +<!-- Note --></a> +</p> +<p class="foot"> +19 (<a href="#linknoteref-19">return</a>)<br/> [ See remarks to this +effect in Lessing’s ‘Lacooon,’ translated by W. Ross, 1836, p. 19.] +</p> + +<p> +<a name="linknote-20" id="linknote-20"> +<!-- Note --></a> +</p> +<p class="foot"> +20 (<a href="#linknoteref-20">return</a>)<br/> [ Mr. Partridge in Todd’s +‘Cyclopædia of Anatomy and Physiology,’ vol. ii. p. 227.] +</p> + +<p> +<a name="linknote-21" id="linknote-21"> +<!-- Note --></a> +</p> +<p class="foot"> +21 (<a href="#linknoteref-21">return</a>)<br/> [ ‘La Physionomie,’ par G. +Lavater, tom. iv. 1820, p. 274. On the number of the facial muscles, see +vol. iv. pp. 209-211.] +</p> + +<p> +<a name="linknote-22" id="linknote-22"> +<!-- Note --></a> +</p> +<p class="foot"> +22 (<a href="#linknoteref-22">return</a>)<br/> [ ‘Mimik und Physiognomik,’ +1867, s. 91.] +</p> + +<p> +<a name="linknote-101" id="linknote-101"> +<!-- Note --></a> +</p> +<p class="foot"> +101 (<a href="#linknoteref-101">return</a>)<br/> [ Mr. Herbert Spencer +(‘Essays,’ Second Series, 1863, p. 138) has drawn a clear distinction +between emotions and sensations, the latter being “generated in our +corporeal framework.” He classes as Feelings both emotions +and-sensations.] +</p> + +<p> +<a name="linknote-102" id="linknote-102"> +<!-- Note --></a> +</p> +<p class="foot"> +102 (<a href="#linknoteref-102">return</a>)<br/> [ Müller, ‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 939. See also Mr. H. Spencer’s +interesting speculations on the same subject, and on the genesis of +nerves, in his ‘Principles of Biology,’ vol. ii. p. 346; and in his +‘Principles of Psychology,’ 2nd edit. pp. 511-557.] +</p> + +<p> +<a name="linknote-103" id="linknote-103"> +<!-- Note --></a> +</p> +<p class="foot"> +103 (<a href="#linknoteref-103">return</a>)<br/> [ A remark to much the +same effect was made long ago by Hippocrates and by the illustrious +Harvey; for both assert that a young animal forgets in the course of a few +days the art of sucking, and cannot without some difficulty again acquire +it. I give these assertions on the authority of Dr. Darwin, ‘Zoonomia,’ +1794, vol. i. p. 140.] +</p> + +<p> +<a name="linknote-104" id="linknote-104"> +<!-- Note --></a> +</p> +<p class="foot"> +104 (<a href="#linknoteref-104">return</a>)<br/> [ See for my authorities, +and for various analogous facts, ‘The Variation of Animals and Plants +under Domestication,’ 1868, vol. ii. p. 304.] +</p> + +<p> +<a name="linknote-105" id="linknote-105"> +<!-- Note --></a> +</p> +<p class="foot"> +105 (<a href="#linknoteref-105">return</a>)<br/> [ ‘The Senses and the +Intellect,’ 2nd edit. 1864, p. 332. Prof. Huxley remarks (‘Elementary +Lessons in Physiology,’ 5th edit. 1872, p. 306), “It may be laid down as a +rule, that, if any two mental states be called up together, or in +succession, with due frequency and vividness, the subsequent production of +the one of them will suffice to call up the other, and that whether we +desire it or not.”] +</p> + +<p> +<a name="linknote-106" id="linknote-106"> +<!-- Note --></a> +</p> +<p class="foot"> +106 (<a href="#linknoteref-106">return</a>)<br/> [ Gratiolet (‘De la +Physionomie,’ p. 324), in his discussion on this subject, gives many +analogous instances. See p. 42, on the opening and shutting of the eyes. +Engel is quoted (p. 323) on the changed paces of a man, as his thoughts +change.] +</p> + +<p> +<a name="linknote-107" id="linknote-107"> +<!-- Note --></a> +</p> +<p class="foot"> +107 (<a href="#linknoteref-107">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ 1862, p. 17.] +</p> + +<p> +<a name="linknote-108" id="linknote-108"> +<!-- Note --></a> +</p> +<p class="foot"> +108 (<a href="#linknoteref-108">return</a>)<br/> [ ‘The Variation of +Animals and Plants under Domestication,’ vol. ii. p. 6. The inheritance of +habitual gestures is so important for us, that I gladly avail myself of +Mr. F. Galton’s permission to give in his own words the following +remarkable case:—“The following account of a habit occurring in +individuals of three consecutive generations {footnote continues:} is of +peculiar interest, because it occurs only during sound sleep, and +therefore cannot be due to imitation, but must be altogether natural. The +particulars are perfectly trustworthy, for I have enquired fully into +them, and speak from abundant and independent evidence. A gentleman of +considerable position was found by his wife to have the curious trick, +when he lay fast asleep on his back in bed, of raising his right arm +slowly in front of his face, up to his forehead, and then dropping it with +a jerk, so that the wrist fell heavily on the bridge of his nose. The +trick did not occur every night, but occasionally, and was independent of +any ascertained cause. Sometimes it was repeated incessantly for an hour +or more. The gentleman’s nose was prominent, and its bridge often became +sore from the blows which it received. At one time an awkward sore was +produced, that was long in healing, on account of the recurrence, night +after night, of the blows which first caused it. His wife had to remove +the button from the wrist of his night-gown as it made severe scratches, +and some means were attempted of tying his arm. +</p> +<p class="foot"> +“Many years after his death, his son married a lady who had never heard of +the family incident. She, however, observed precisely the same peculiarity +in her husband; but his nose, from not being particularly prominent, has +never as yet suffered from the blows. The trick does not occur when he is +half-asleep, as, for example, when dozing in his arm-chair, but the moment +he is fast asleep it is apt to begin. It is, as with his father, +intermittent; sometimes ceasing for many nights, and sometimes almost +incessant during a part of every night. It is performed, as it was by his +father, with his right hand. +</p> +<p class="foot"> +“One of his children, a girl, has inherited the same trick. She performs +it, likewise, with the right hand, but in a slightly modified form; for, +after raising the arm, she does not allow the wrist to drop upon the +bridge of the nose, but the palm of the half-closed hand falls over and +down the nose, striking it rather rapidly. It is also very intermittent +with this child, not occurring for periods of some months, but sometimes +occurring almost incessantly.”] +</p> + +<p> +<a name="linknote-109" id="linknote-109"> +<!-- Note --></a> +</p> +<p class="foot"> +109 (<a href="#linknoteref-109">return</a>)<br/> [ Prof. Huxley remarks +(‘Elementary Physiology,’ 5th edit. p. 305) that reflex actions proper to +the spinal cord are <i>natural</i>; but, by the help of the brain, that is +through habit, an infinity of <i>artificial</i> reflex actions may be acquired. +Virchow admits (‘Sammlung wissenschaft. Vorträge,’ &c., “Ueber das +Rückenmark,” 1871, ss. 24, 31) that some reflex actions can hardly be +distinguished from instincts; and, of the latter, it may be added, some +cannot be distinguished from inherited habits.] +</p> + +<p> +<a name="linknote-110" id="linknote-110"> +<!-- Note --></a> +</p> +<p class="foot"> +110 (<a href="#linknoteref-110">return</a>)<br/> [ Dr. Maudsley, ‘Body and +Mind,’ 1870, p. 8.] +</p> + +<p> +<a name="linknote-111" id="linknote-111"> +<!-- Note --></a> +</p> +<p class="foot"> +111 (<a href="#linknoteref-111">return</a>)<br/> [ See the very +interesting discussion on the whole subject by Claude Bernard, ‘Tissus +Vivants,’ 1866, p. 353-356.] +</p> + +<p> +<a name="linknote-112" id="linknote-112"> +<!-- Note --></a> +</p> +<p class="foot"> +112 (<a href="#linknoteref-112">return</a>)<br/> [ ‘Chapters on Mental +Physiology,’ 1858, p. 85.] +</p> + +<p> +<a name="linknote-113" id="linknote-113"> +<!-- Note --></a> +</p> +<p class="foot"> +113 (<a href="#linknoteref-113">return</a>)<br/> [ Müller remarks +(‘Elements of Physiology,’ Eng. tr. vol. ii. p. 1311) on starting being +always accompanied by the closure of the eyelids.] +</p> + +<p> +<a name="linknote-114" id="linknote-114"> +<!-- Note --></a> +</p> +<p class="foot"> +114 (<a href="#linknoteref-114">return</a>)<br/> [ Dr. Maudsley remarks +(‘Body and Mind,’ p. 10) that “reflex movements which commonly effect a +useful end may, under the changed circumstances of disease, do great +mischief, becoming even the occasion of violent suffering and of a most +painful death.”] +</p> + +<p> +<a name="linknote-115" id="linknote-115"> +<!-- Note --></a> +</p> +<p class="foot"> +115 (<a href="#linknoteref-115">return</a>)<br/> [ See Mr. F. H. Salvin’s +account of a tame jackal in ‘Land and Water,’ October, 1869.] +</p> + +<p> +<a name="linknote-116" id="linknote-116"> +<!-- Note --></a> +</p> +<p class="foot"> +116 (<a href="#linknoteref-116">return</a>)<br/> [ “Dr. Darwin, +‘Zoonomia,’ 1794, vol. i. p. 160. I find that the fact of cats protruding +their feet when pleased is also noticed (p. 151) in this work.] +</p> + +<p> +<a name="linknote-117" id="linknote-117"> +<!-- Note --></a> +</p> +<p class="foot"> +117 (<a href="#linknoteref-117">return</a>)<br/> [ Carpenter, ‘Principles +of Comparative Physiology,’ 1854, p. 690, and Müller’s ‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 936.] +</p> + +<p> +<a name="linknote-118" id="linknote-118"> +<!-- Note --></a> +</p> +<p class="foot"> +118 (<a href="#linknoteref-118">return</a>)<br/> [ Mowbray on ‘Poultry,’ +6th edit. 1830, p. 54.] +</p> + +<p> +<a name="linknote-119" id="linknote-119"> +<!-- Note --></a> +</p> +<p class="foot"> +119 (<a href="#linknoteref-119">return</a>)<br/> [ See the account given +by this excellent observer in ‘Wild Sports of the Highlands,’ 1846, p. +142.] +</p> + +<p> +<a name="linknote-120" id="linknote-120"> +<!-- Note --></a> +</p> +<p class="foot"> +120 (<a href="#linknoteref-120">return</a>)<br/> [ ‘Philosophical +Translations,’ 1823, p. 182.] +</p> + +<p> +<a name="linknote-201" id="linknote-201"> +<!-- Note --></a> +</p> +<p class="foot"> +201 (<a href="#linknoteref-201">return</a>)<br/> [ ‘Naturgeschichte der +Säugethiere von Paraguay,’ 1830, s. 55.] +</p> + +<p> +<a name="linknote-202" id="linknote-202"> +<!-- Note --></a> +</p> +<p class="foot"> +202 (<a href="#linknoteref-202">return</a>)<br/> [ Mr. Tylor gives an +account of the Cistercian gesture-language in his ‘Early History of +Mankind’ (2nd edit. 1870, p. 40), and makes some remarks on the principle +of opposition in gestures.] +</p> + +<p> +<a name="linknote-203" id="linknote-203"> +<!-- Note --></a> +</p> +<p class="foot"> +203 (<a href="#linknoteref-203">return</a>)<br/> [ See on this subject Dr. +W. R. Scott’s interesting work, ‘The Deaf and Dumb,’ 2nd edit. 1870, p. +12. He says, “This contracting of natural gestures into much shorter +gestures than the natural expression requires, is very common amongst the +deaf and dumb. This contracted gesture is frequently so shortened as +nearly to lose all semblance of the natural one, but to the deaf and dumb +who use it, it still has the force of the original expression.”] +</p> + +<p> +<a name="linknote-301" id="linknote-301"> +<!-- Note --></a> +</p> +<p class="foot"> +301 (<a href="#linknoteref-301">return</a>)<br/> [ See the interesting +cases collected by M. G. Pouchet in the ‘Revue des Deux Mondes,’ January +1, 1872, p. 79. An instance was also brought some years ago before the +British Association at Belfast.] +</p> + +<p> +<a name="linknote-302" id="linknote-302"> +<!-- Note --></a> +</p> +<p class="foot"> +302 (<a href="#linknoteref-302">return</a>)<br/> [ Müller remarks +(‘Elements of Physiology,’ Eng. translat. vol. ii. p. 934) that when the +feelings are very intense, “all the spinal nerves become affected to the +extent of imperfect paralysis, or the excitement of trembling of the whole +body.”] +</p> + +<p> +<a name="linknote-303" id="linknote-303"> +<!-- Note --></a> +</p> +<p class="foot"> +303 (<a href="#linknoteref-303">return</a>)<br/> [ ‘Leçons sur les Prop. +des Tissus Vivants,’ 1866, pp. 457-466.] +</p> + +<p> +<a name="linknote-304" id="linknote-304"> +<!-- Note --></a> +</p> +<p class="foot"> +304 (<a href="#linknoteref-304">return</a>)<br/> [ Mr. Bartlett, “Notes on +the Birth of a Hippopotamus,” Proc. Zoolog. Soc. 1871, p. 255.] +</p> + +<p> +<a name="linknote-305" id="linknote-305"> +<!-- Note --></a> +</p> +<p class="foot"> +305 (<a href="#linknoteref-305">return</a>)<br/> [ See, on this subject, +Claude Bernard, ‘Tissus Vivants,’ 1866, pp. 316, 337, 358. Virchow +expresses himself to almost exactly the same effect in his essay “Ueber +das Rückenmark” (Sammlung wissenschaft. Vorträge, 1871, s. 28).] +</p> + +<p> +<a name="linknote-306" id="linknote-306"> +<!-- Note --></a> +</p> +<p class="foot"> +306 (<a href="#linknoteref-306">return</a>)<br/> [ Müller (‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 932) in speaking of the nerves, +says, “any sudden change of condition of whatever kind sets the nervous +principle into action.” See Virchow and Bernard on the same subject in +passages in the two works referred to in my last foot-note.] +</p> + +<p> +<a name="linknote-307" id="linknote-307"> +<!-- Note --></a> +</p> +<p class="foot"> +307 (<a href="#linknoteref-307">return</a>)<br/> [ H. Spencer, ‘Essays, +Scientific, Political,’ &c., Second Series, 1863, pp. 109, 111.] +</p> + +<p> +<a name="linknote-308" id="linknote-308"> +<!-- Note --></a> +</p> +<p class="foot"> +308 (<a href="#linknoteref-308">return</a>)<br/> [ Sir H. Holland, in +speaking (‘Medical Notes and Reflexions,’ 1839, p. 328) of that curious +state of body called the <i>fidgets</i>, remarks that it seems due to “an +accumulation of some cause of irritation which requires muscular action +for its relief.”] +</p> + +<p> +<a name="linknote-309" id="linknote-309"> +<!-- Note --></a> +</p> +<p class="foot"> +309 (<a href="#linknoteref-309">return</a>)<br/> [ I am much indebted to +Mr. A. H. Garrod for having informed me of M. Lorain’s work on the pulse, +in which a sphygmogram of a woman in a rage is given; and this shows much +difference in the rate and other characters from that of the same woman in +her ordinary state.] +</p> + +<p> +<a name="linknote-310" id="linknote-310"> +<!-- Note --></a> +</p> +<p class="foot"> +310 (<a href="#linknoteref-310">return</a>)<br/> [ How powerfully intense +joy excites the brain, and how the brain reacts on the body, is well shown +in the rare cases of Psychical Intoxication. Dr. J. Crichton Browne +(‘Medical Mirror,’ 1865) records the case of a young man of strongly +nervous temperament, who, on hearing by a telegram that a fortune had been +bequeathed him, first became pale, then exhilarated, and soon in the +highest spirits, but flushed and very restless. He then took a walk with a +friend for the sake of tranquillising himself, but returned staggering in +his gait, uproariously laughing, yet irritable in temper, incessantly +talking, and singing loudly in the public streets. It was positively +ascertained that he had not touched any spirituous liquor, though every +one thought that he was intoxicated. Vomiting after a time came on, and +the half-digested contents of his stomach were examined, but no odour of +alcohol could be detected. He then slept heavily, and on awaking was well, +except that he suffered from headache, nausea, and prostration of +strength.] +</p> + +<p> +<a name="linknote-311" id="linknote-311"> +<!-- Note --></a> +</p> +<p class="foot"> +311 (<a href="#linknoteref-311">return</a>)<br/> [ Dr. Darwin, ‘Zoonomia,’ +1794, vol. i. p. 148.] +</p> + +<p> +<a name="linknote-312" id="linknote-312"> +<!-- Note --></a> +</p> +<p class="foot"> +312 (<a href="#linknoteref-312">return</a>)<br/> [ Mrs. Oliphant, in her +novel of ‘Miss Majoribanks,’ p. 362. All this reacts on the brain, and +prostration soon follows with collapsed muscles and dulled eyes. As +associated habit no longer prompts the sufferer to action, he is urged by +his friends to voluntary exertion, and not to give way to silent, +motionless grief. Exertion stimulates the heart, and this reacts on the +brain, and aids the mind to bear its heavy load.] +</p> + +<p> +<a name="linknote-401" id="linknote-401"> +<!-- Note --></a> +</p> +<p class="foot"> +401 (<a href="#linknoteref-401">return</a>)<br/> [ See the evidence on +this head in my ‘Variation of Animals and Plants under Domestication,’ +vol. i. p. 27. On the cooing of pigeons, vol. i. pp. 154, 155.] +</p> + +<p> +<a name="linknote-402" id="linknote-402"> +<!-- Note --></a> +</p> +<p class="foot"> +402 (<a href="#linknoteref-402">return</a>)<br/> [ ‘Essays, Scientific, +Political, and Speculative,’ 1858. ‘The Origin and Function of Music,’ p. +359.] +</p> + +<p> +<a name="linknote-403" id="linknote-403"> +<!-- Note --></a> +</p> +<p class="foot"> +403 (<a href="#linknoteref-403">return</a>)<br/> [ ‘The Descent of Man,’ +1870, vol. ii. p. 332. The words quoted are from Professor Owen. It has +lately been shown that some quadrupeds much lower in the scale than +monkeys, namely Rodents, are able to produce correct musical tones: see +the account of a singing Hesperomys, by the Rev. S. Lockwood, in the +‘American Naturalist,’ vol. v. December, 1871, p. 761.] +</p> + +<p> +<a name="linknote-404" id="linknote-404"> +<!-- Note --></a> +</p> +<p class="foot"> +404 (<a href="#linknoteref-404">return</a>)<br/> [ Mr. Tylor (‘Primitive +Culture,’ 1871, vol. i. p. 166), in his discussion on this subject, +alludes to the whining of the dog.] +</p> + +<p> +<a name="linknote-405" id="linknote-405"> +<!-- Note --></a> +</p> +<p class="foot"> +405 (<a href="#linknoteref-405">return</a>)<br/> [ ‘Naturgeschichte der +Säugethiere von Paraguay,’ 1830, s. 46.] +</p> + +<p> +<a name="linknote-406" id="linknote-406"> +<!-- Note --></a> +</p> +<p class="foot"> +406 (<a href="#linknoteref-406">return</a>)<br/> [ Quoted by Gratiolet, +‘De la Physionomie,’ 1865, p. 115.] +</p> + +<p> +<a name="linknote-407" id="linknote-407"> +<!-- Note --></a> +</p> +<p class="foot"> +407 (<a href="#linknoteref-407">return</a>)<br/> [ ‘Théorie Physiologique +de la Musique,’ Paris, 1868, P. 146. Helmholtz has also fully discussed in +this profound work the relation of the form of the cavity of the mouth to +the production of vowel-sounds.] +</p> + +<p> +<a name="linknote-408" id="linknote-408"> +<!-- Note --></a> +</p> +<p class="foot"> +408 (<a href="#linknoteref-408">return</a>)<br/> [ I have given some +details on this subject in my ‘Descent of Man,’ vol. i. pp. 352, 384.] +</p> + +<p> +<a name="linknote-409" id="linknote-409"> +<!-- Note --></a> +</p> +<p class="foot"> +409 (<a href="#linknoteref-409">return</a>)<br/> [ As quoted in Huxley’s +‘Evidence as to Man’s Place in Nature,’ 1863, p. 52.] +</p> + +<p> +<a name="linknote-410" id="linknote-410"> +<!-- Note --></a> +</p> +<p class="foot"> +410 (<a href="#linknoteref-410">return</a>)<br/> [ Illust. Thierleben, +1864, B. i. s. 130.] +</p> + +<p> +<a name="linknote-411" id="linknote-411"> +<!-- Note --></a> +</p> +<p class="foot"> +411 (<a href="#linknoteref-411">return</a>)<br/> [ The Hon. J. Caton, +Ottawa Acad. of Nat. Sciences, May, 1868, pp. 36, 40. For the <i>Capra, +Ægagrus</i>, ‘Land and Water,’ 1867, p. 37.] +</p> + +<p> +<a name="linknote-412" id="linknote-412"> +<!-- Note --></a> +</p> +<p class="foot"> +412 (<a href="#linknoteref-412">return</a>)<br/> [ ‘Land and Water,’ July +20, 1867, p. 659.] +</p> + +<p> +<a name="linknote-413" id="linknote-413"> +<!-- Note --></a> +</p> +<p class="foot"> +413 (<a href="#linknoteref-413">return</a>)<br/> [ <i>Phaeton rubricauda</i>: +‘Ibis,’ vol. iii. 1861, p. 180.] +</p> + +<p> +<a name="linknote-414" id="linknote-414"> +<!-- Note --></a> +</p> +<p class="foot"> +414 (<a href="#linknoteref-414">return</a>)<br/> [ On the <i>Strix flammea</i>, +Audubon, ‘Ornithological Biography,’ 1864, vol. ii. p. 407. I have +observed other cases in the Zoological Gardens.] +</p> + +<p> +<a name="linknote-415" id="linknote-415"> +<!-- Note --></a> +</p> +<p class="foot"> +415 (<a href="#linknoteref-415">return</a>)<br/> [ <i>Melopsittacus +undulatus</i>. See an account of its habits by Gould, ‘Handbook of Birds +of Australia,’ 1865, vol. ii. p. 82.] +</p> + +<p> +<a name="linknote-416" id="linknote-416"> +<!-- Note --></a> +</p> +<p class="foot"> +416 (<a href="#linknoteref-416">return</a>)<br/> [ See, for instance, the +account which I have given (‘Descent of Man,’ vol. ii. p. 32) of an Anolis +and Draco.] +</p> + +<p> +<a name="linknote-417" id="linknote-417"> +<!-- Note --></a> +</p> +<p class="foot"> +417 (<a href="#linknoteref-417">return</a>)<br/> [ These muscles are +described in his well-known works. I am greatly indebted to this +distinguished observer for having given me in a letter information on this +same subject.] +</p> + +<p> +<a name="linknote-418" id="linknote-418"> +<!-- Note --></a> +</p> +<p class="foot"> +418 (<a href="#linknoteref-418">return</a>)<br/> [ ‘Lehrbuch der +Histologie des Menschen,’ 1857, s. 82. I owe to Prof. W. Turner’s kindness +an extract from this work.] +</p> + +<p> +<a name="linknote-419" id="linknote-419"> +<!-- Note --></a> +</p> +<p class="foot"> +419 (<a href="#linknoteref-419">return</a>)<br/> [ ‘Quarterly Journal of +Microscopical Science,’ 1853, vol. i. p. 262.] +</p> + +<p> +<a name="linknote-420" id="linknote-420"> +<!-- Note --></a> +</p> +<p class="foot"> +420 (<a href="#linknoteref-420">return</a>)<br/> [ ‘Lehrbuch der +Histologie,’ 1857, s. 82.] +</p> + +<p> +<a name="linknote-421" id="linknote-421"> +<!-- Note --></a> +</p> +<p class="foot"> +421 (<a href="#linknoteref-421">return</a>)<br/> [ ‘Dictionary of English +Etymology,’ p. 403.] +</p> + +<p> +<a name="linknote-422" id="linknote-422"> +<!-- Note --></a> +</p> +<p class="foot"> +422 (<a href="#linknoteref-422">return</a>)<br/> [ See the account of the +habits of this animal by Dr. Cooper, as quoted in ‘Nature,’ April 27, +1871, p. 512.] +</p> + +<p> +<a name="linknote-423" id="linknote-423"> +<!-- Note --></a> +</p> +<p class="foot"> +423 (<a href="#linknoteref-423">return</a>)<br/> [ Dr. Günther, ‘Reptiles +of British India,’ p. 262.] +</p> + +<p> +<a name="linknote-424" id="linknote-424"> +<!-- Note --></a> +</p> +<p class="foot"> +424 (<a href="#linknoteref-424">return</a>)<br/> [ Mr. J. Mansel Weale, +‘Nature,’ April 27, 1871, p. 508.] +</p> + +<p> +<a name="linknote-425" id="linknote-425"> +<!-- Note --></a> +</p> +<p class="foot"> +425 (<a href="#linknoteref-425">return</a>)<br/> [ ‘Journal of Researches +during the Voyage of the “Beagle,”’ 1845, p. 96. I have compared the +rattling thus produced with that of the Rattle-snake.] +</p> + +<p> +<a name="linknote-426" id="linknote-426"> +<!-- Note --></a> +</p> +<p class="foot"> +426 (<a href="#linknoteref-426">return</a>)<br/> [ See the account by Dr. +Anderson, Proc. Zool. Soc. 1871, p. 196.] +</p> + +<p> +<a name="linknote-427" id="linknote-427"> +<!-- Note --></a> +</p> +<p class="foot"> +427 (<a href="#linknoteref-427">return</a>)<br/> [ The ‘American +Naturalist,’ Jan. 1872, p. 32. I regret that I cannot follow Prof. Shaler +in believing that the rattle has been developed, by the aid of natural +selection, for the sake of producing sounds which deceive and attract +birds, so that they may serve as prey to the snake. I do not, however, +wish to doubt that the sounds may occasionally subserve this end. But the +conclusion at which I have arrived, viz. that the rattling serves as a +warning to would-be devourers, appears to me much more probable, as it +connects together various classes of facts. If this snake had acquired its +rattle and the habit of rattling, for the sake of attracting prey, it does +not seem probable that it would have invariably used its instrument when +angered or disturbed. Prof. Shaler takes nearly the same view as I do of +the manner of development of the rattle; and I have always held this +opinion since observing the Trigonocephalus in South America.] +</p> + +<p> +<a name="linknote-428" id="linknote-428"> +<!-- Note --></a> +</p> +<p class="foot"> +428 (<a href="#linknoteref-428">return</a>)<br/> [ From the accounts +lately collected, and given in the ‘Journal of the Linnean Society,’ by +Airs. Barber, on the habits of the snakes of South Africa; and from the +accounts published by several writers, for instance by Lawson, of the +rattle-snake in North America,—it does not seem improbable that the +terrific appearance of snakes and the sounds produced by them, may +likewise serve in procuring prey, by paralysing, or as it is sometimes +called fascinating, the smaller animals.] +</p> + +<p> +<a name="linknote-429" id="linknote-429"> +<!-- Note --></a> +</p> +<p class="foot"> +429 (<a href="#linknoteref-429">return</a>)<br/> [ See the account by Dr. +R. Brown, in Proc. Zool. Soc. 1871, p. 39. He says that as soon as a pig +sees a snake it rushes upon it; and a snake makes off immediately on the +appearance of a pig.] +</p> + +<p> +<a name="linknote-430" id="linknote-430"> +<!-- Note --></a> +</p> +<p class="foot"> +430 (<a href="#linknoteref-430">return</a>)<br/> [ Dr. Günther remarks +(‘Reptiles of British India,’ p. 340) on the destruction of cobras by the +ichneumon or herpestes, and whilst the cobras are young by the +jungle-fowl. It is well known that the peacock also eagerly kills snakes.] +</p> + +<p> +<a name="linknote-431" id="linknote-431"> +<!-- Note --></a> +</p> +<p class="foot"> +431 (<a href="#linknoteref-431">return</a>)<br/> [ Prof. Cope enumerates a +number of kinds in his ‘Method of Creation of Organic Types,’ read before +the American Phil. Soc., December 15th, 1871, p. 20. Prof. Cope takes the +same view as I do of the use of the gestures and sounds made by snakes. I +briefly alluded to this subject in the last edition of my ‘Origin of +Species.’ Since the passages in the text above have been printed, I have +been pleased to find that Mr. Henderson (‘The American Naturalist,’ May, +1872, p. 260) also takes a similar view of the use of the rattle, namely +“in preventing an attack from being made.”] +</p> + +<p> +<a name="linknote-432" id="linknote-432"> +<!-- Note --></a> +</p> +<p class="foot"> +432 (<a href="#linknoteref-432">return</a>)<br/> [ Mr. des Vœux, in Proc. +Zool. Soc. 1871, p. 3.] +</p> + +<p> +<a name="linknote-433" id="linknote-433"> +<!-- Note --></a> +</p> +<p class="foot"> +433 (<a href="#linknoteref-433">return</a>)<br/> [ ‘The Sportsman and +Naturalist in Canada,’ 1866, p. 53. p. 53.{sic}] +</p> + +<p> +<a name="linknote-434" id="linknote-434"> +<!-- Note --></a> +</p> +<p class="foot"> +434 (<a href="#linknoteref-434">return</a>)<br/> [ ‘The Nile Tributaries +of Abyssinia,’ 1867, p. 443.] +</p> + +<p> +<a name="linknote-501" id="linknote-501"> +<!-- Note --></a> +</p> +<p class="foot"> +501 (<a href="#linknoteref-501">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 1844, p. 190.] +</p> + +<p> +<a name="linknote-502" id="linknote-502"> +<!-- Note --></a> +</p> +<p class="foot"> +502 (<a href="#linknoteref-502">return</a>)<br/> [ ‘De la Physionomie,’ +1865, pp. 187, 218.] +</p> + +<p> +<a name="linknote-503" id="linknote-503"> +<!-- Note --></a> +</p> +<p class="foot"> +503 (<a href="#linknoteref-503">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 1844, p. 140.] +</p> + +<p> +<a name="linknote-504" id="linknote-504"> +<!-- Note --></a> +</p> +<p class="foot"> +504 (<a href="#linknoteref-504">return</a>)<br/> [ Many particulars are +given by Gueldenstädt in his account of the jackal in Nov. Comm. Acad. Sc. +Imp. Petrop. 1775, tom. xx. p. 449. See also another excellent account of +the manners of this animal and of its play, in ‘Land and Water,’ October, +1869. Lieut. Annesley, R. A., has also communicated to me some particulars +with respect to the jackal. I have made many inquiries about wolves and +jackals in the Zoological Gardens, and have observed them for myself.] +</p> + +<p> +<a name="linknote-505" id="linknote-505"> +<!-- Note --></a> +</p> +<p class="foot"> +505 (<a href="#linknoteref-505">return</a>)<br/> [ ‘Land and Water,’ +November 6, 1869.] +</p> + +<p> +<a name="linknote-506" id="linknote-506"> +<!-- Note --></a> +</p> +<p class="foot"> +506 (<a href="#linknoteref-506">return</a>)<br/> [ Azara, ‘Quadrupèdes du +Paraquay,’ 1801, tom. 1. p. 136.] +</p> + +<p> +<a name="linknote-507" id="linknote-507"> +<!-- Note --></a> +</p> +<p class="foot"> +507 (<a href="#linknoteref-507">return</a>)<br/> [ ‘Land and Water,’ 1867, +p. 657. See also Azara on the Puma, in the work above quoted.] +</p> + +<p> +<a name="linknote-508" id="linknote-508"> +<!-- Note --></a> +</p> +<p class="foot"> +508 (<a href="#linknoteref-508">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ 3rd edit. p. 123. See also p. 126, on horses not breathing +through their mouths, with reference to their distended nostrils.] +</p> + +<p> +<a name="linknote-509" id="linknote-509"> +<!-- Note --></a> +</p> +<p class="foot"> +509 (<a href="#linknoteref-509">return</a>)<br/> [ ‘Land and Water,’ 1869, +p. 152.] +</p> + +<p> +<a name="linknote-510" id="linknote-510"> +<!-- Note --></a> +</p> +<p class="foot"> +510 (<a href="#linknoteref-510">return</a>)<br/> [ ‘Natural History of +Mammalia,’ 1841, vol. 1. pp. 383, 410.] +</p> + +<p> +<a name="linknote-511" id="linknote-511"> +<!-- Note --></a> +</p> +<p class="foot"> +511 (<a href="#linknoteref-511">return</a>)<br/> [ Rengger (‘Sagetheire +von Paraquay’, 1830, s. 46) kept these monkeys in confinement for seven +years in their native country of Paraguay.] +</p> + +<p> +<a name="linknote-512" id="linknote-512"> +<!-- Note --></a> +</p> +<p class="foot"> +512 (<a href="#linknoteref-512">return</a>)<br/> [ Rengger, ibid. s. 46. +Humboldt, ‘Personal Narrative, Eng. translat. vol. iv. p. 527.] +</p> + +<p> +<a name="linknote-513" id="linknote-513"> +<!-- Note --></a> +</p> +<p class="foot"> +513 (<a href="#linknoteref-513">return</a>)<br/> [ Nat. Hist. of Mammalia, +1841, p. 351.] +</p> + +<p> +<a name="linknote-514" id="linknote-514"> +<!-- Note --></a> +</p> +<p class="foot"> +514 (<a href="#linknoteref-514">return</a>)<br/> [ Brehm, ‘Thierleben,’ B. +i. s. 84. On baboons striking the ground, s. 61.] +</p> + +<p> +<a name="linknote-515" id="linknote-515"> +<!-- Note --></a> +</p> +<p class="foot"> +515 (<a href="#linknoteref-515">return</a>)<br/> [ Brehm remarks +(‘Thierleben,’ s. 68) that the eyebrows of the <i>Inuus ecaudatus</i> are +frequently moved up and down when the animal is angered.] +</p> + +<p> +<a name="linknote-516" id="linknote-516"> +<!-- Note --></a> +</p> +<p class="foot"> +516 (<a href="#linknoteref-516">return</a>)<br/> [ G. Bennett, ‘Wanderings +in New South Wales,’ &c. vol. ii. 1834, p. 153. FIG. 18.-Chimpanzee +disappointed and sulky. Drawn from life by Mr. Wood.] +</p> + +<p> +<a name="linknote-517" id="linknote-517"> +<!-- Note --></a> +</p> +<p class="foot"> +517 (<a href="#linknoteref-517">return</a>)<br/> [ W. L. Martin, Nat. +Hist. of Mamm. Animals, 1841, p. 405.] +</p> + +<p> +<a name="linknote-518" id="linknote-518"> +<!-- Note --></a> +</p> +<p class="foot"> +518 (<a href="#linknoteref-518">return</a>)<br/> [ Prof. Owen on the +Orang, Proc. Zool. Soc. 1830, p. 28. On the Chimpanzee, see Prof. +Macalister, in Annals and Mag. of Nat. Hist. vol. vii. 1871, p. 342, who +states that the <i>corrugator supercilii</i> is inseparable from the <i>orbicularis +palpebrarum</i>.] +</p> + +<p> +<a name="linknote-519" id="linknote-519"> +<!-- Note --></a> +</p> +<p class="foot"> +519 (<a href="#linknoteref-519">return</a>)<br/> [ Boston Journal of Nat. +Hist. 1845—-47, vol. v. p. 423. On the Chimpanzee, ibid. 1843-44, +vol. iv. p. 365.] +</p> + +<p> +<a name="linknote-520" id="linknote-520"> +<!-- Note --></a> +</p> +<p class="foot"> +520 (<a href="#linknoteref-520">return</a>)<br/> [ See on this subject, +‘Descent of Man,’ vol. i. p. 20.] +</p> + +<p> +<a name="linknote-521" id="linknote-521"> +<!-- Note --></a> +</p> +<p class="foot"> +521 (<a href="#linknoteref-521">return</a>)<br/> [ ‘Descent of Man,’ vol, +i. p, 43.] +</p> + +<p> +<a name="linknote-522" id="linknote-522"> +<!-- Note --></a> +</p> +<p class="foot"> +522 (<a href="#linknoteref-522">return</a>)<br/> [ ‘Anatomy of +Expression,’ 3rd edit. 1844, pp. 138, 121.] +</p> + +<p> +<a name="linknote-601" id="linknote-601"> +<!-- Note --></a> +</p> +<p class="foot"> +601 (<a href="#linknoteref-601">return</a>)<br/> [ The best photographs in +my collection are by Mr. Rejlander, of Victoria Street, London, and by +Herr Kindermann, of Hamburg. Figs. 1, 3, 4, and 6 are by the former; and +figs. 2 and 5, by the latter gentleman. Fig. 6 is given to show moderate +crying in an older child.] +</p> + +<p> +<a name="linknote-602" id="linknote-602"> +<!-- Note --></a> +</p> +<p class="foot"> +602 (<a href="#linknoteref-602">return</a>)<br/> [ Henle (‘Handbuch d. +Syst. Anat. 1858, B. i. s. 139) agrees with Duchenne that this is the +effect of the contraction of the <i>pyramidalis nasi</i>.] +</p> + +<p> +<a name="linknote-603" id="linknote-603"> +<!-- Note --></a> +</p> +<p class="foot"> +603 (<a href="#linknoteref-603">return</a>)<br/> [ These consist of the <i>levator +labii superioris alaeque nasi</i>, the <i>levator labii proprius</i>, the +<i>malaris</i>, and the <i>zygomaticus minor</i>, or little zygomatic. +This latter muscle runs parallel to and above the great zygomatic, and is +attached to the outer part of the upper lip. It is represented in fig. 2 +(I. p. 24), but not in figs. 1 and 3. Dr. Duchenne first showed +(‘Mécanisme de la Physionomie Humaine,’ Album, 1862, p. 39) the importance +of the contraction of this muscle in the shape assumed by the features in +crying. Henle considers the above-named muscles (excepting the <i>malaris</i>) +as subdivisions of the <i>quadratus labii superioris</i>.] +</p> + +<p> +<a name="linknote-604" id="linknote-604"> +<!-- Note --></a> +</p> +<p class="foot"> +604 (<a href="#linknoteref-604">return</a>)<br/> [ Although Dr. Duchenne +has so carefully studied the contraction of the different muscles during +the act of crying, and the furrows on the face thus produced, there seems +to be something incomplete in his account; but what this is I cannot say. +He has given a figure (Album, fig. 48) in which one half of the face is +made, by galvanizing the proper muscles, to smile; whilst the other half +is similarly made to begin crying. Almost all those (viz. nineteen out of +twenty-one persons) to whom I showed the smiling half of the face +instantly recognized the expression; but, with respect to the other half, +only six persons out of twenty-one recognized it,—that is, if we +accept such terms as “grief,” “misery,” “annoyance,” as correct;—whereas, +fifteen persons were ludicrously mistaken; some of them saying the face +expressed “fun,” “satisfaction,” “cunning,” “disgust,” &c. We may +infer from this that there is something wrong in the expression. Some of +the fifteen persons may, however, have been partly misled by not expecting +to see an old man crying, and by tears not being secreted. With respect to +another figure by Dr. Duchenne (fig. 49), in which the muscles of half the +face are galvanized in order to represent a man beginning to cry, with the +eyebrow on the same side rendered oblique, which is characteristic of +misery, the expression was recognized by a greater proportional number of +persons. Out of twenty-three persons, fourteen answered correctly, +“sorrow,” “distress,” “grief,” “just going to cry,” “endurance of pain,” +&c. On the other hand, nine persons either could form no opinion or +were entirely wrong, answering, “cunning leer,” “jocund,” “looking at an +intense light,” “looking at a distant object,” &c.] +</p> + +<p> +<a name="linknote-605" id="linknote-605"> +<!-- Note --></a> +</p> +<p class="foot"> +605 (<a href="#linknoteref-605">return</a>)<br/> [ Mrs. Gaskell, ‘Mary +Barton,’ new edit. p. 84.] +</p> + +<p> +<a name="linknote-606" id="linknote-606"> +<!-- Note --></a> +</p> +<p class="foot"> +606 (<a href="#linknoteref-606">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ 1867, s. 102. Duchenne, Mécanisme de la Phys. Humaine, +Album, p. 34.] +</p> + +<p> +<a name="linknote-607" id="linknote-607"> +<!-- Note --></a> +</p> +<p class="foot"> +607 (<a href="#linknoteref-607">return</a>)<br/> [ Dr. Duchenne makes this +remark, ibid. p. 39.] +</p> + +<p> +<a name="linknote-608" id="linknote-608"> +<!-- Note --></a> +</p> +<p class="foot"> +608 (<a href="#linknoteref-608">return</a>)<br/> [ ‘The Origin of +Civilization,’ 1870, p. 355.] +</p> + +<p> +<a name="linknote-609" id="linknote-609"> +<!-- Note --></a> +</p> +<p class="foot"> +609 (<a href="#linknoteref-609">return</a>)<br/> [ See, for instance, Mr. +Marshall’s account of an idiot in Philosoph. Transact. 1864, p. 526. With +respect to cretins, see Dr. Piderit, ‘Mimik und Physiognomik,’ 1867, s. +61.] +</p> + +<p> +<a name="linknote-610" id="linknote-610"> +<!-- Note --></a> +</p> +<p class="foot"> +610 (<a href="#linknoteref-610">return</a>)<br/> [ ‘New Zealand and its +Inhabitants,’ 1855, p. 175.] +</p> + +<p> +<a name="linknote-611" id="linknote-611"> +<!-- Note --></a> +</p> +<p class="foot"> +611 (<a href="#linknoteref-611">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 126.] +</p> + +<p> +<a name="linknote-612" id="linknote-612"> +<!-- Note --></a> +</p> +<p class="foot"> +612 (<a href="#linknoteref-612">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 1844, p. 106. See also his paper in the ‘Philosophical +Transactions,’ 1822, p. 284, ibid. 1823, pp. 166 and 289. Also ‘The +Nervous System of the Human Body,’ 3rd edit. 1836, p. 175.] +</p> + +<p> +<a name="linknote-613" id="linknote-613"> +<!-- Note --></a> +</p> +<p class="foot"> +613 (<a href="#linknoteref-613">return</a>)<br/> [ See Dr. Brinton’s +account of the act of vomiting, in Todd’s Cyclop. of Anatomy and +Physiology, 1859, vol. v. Supplement, p. 318.] +</p> + +<p> +<a name="linknote-614" id="linknote-614"> +<!-- Note --></a> +</p> +<p class="foot"> +614 (<a href="#linknoteref-614">return</a>)<br/> [ I am greatly indebted +to Mr. Bowman for having introduced me to Prof. Donders, and for his aid +in persuading this great physiologist to undertake the investigation of +the present subject. I am likewise much indebted to Mr. Bowman for having +given me, with the utmost kindness, information on many points.] +</p> + +<p> +<a name="linknote-615" id="linknote-615"> +<!-- Note --></a> +</p> +<p class="foot"> +615 (<a href="#linknoteref-615">return</a>)<br/> [ This memoir first +appeared in the ‘Nederlandsch Archief voor Genees en Natuurkunde,’ Deel +5, 1870. It has been translated by Dr. W. D. Moore, under the title of “On +the Action of the Eyelids in determination of Blood from expiratory +effort,” in ‘Archives of Medicine,’ edited by Dr. L. S. Beale, 1870, vol. +v. p. 20.] +</p> + +<p> +<a name="linknote-616" id="linknote-616"> +<!-- Note --></a> +</p> +<p class="foot"> +616 (<a href="#linknoteref-616">return</a>)<br/> [ Prof. Donders remarks +(ibid. p. 28), that, “After injury to the eye, after operations, and in +some forms of internal inflammation, we attach great value to the uniform +support of the closed eyelids, and we increase this in many instances by +the application of a bandage. In both cases we carefully endeavour to +avoid great expiratory pressure, the disadvantage of which is well known.” +Mr. Bowman informs me that in the excessive photophobia, accompanying what +is called scrofulous ophthalmia in children, when the light is so very +painful that during weeks or months it is constantly excluded by the most +forcible closure of the lids, he has often been struck on opening the lids +by the paleness of the eye,—not an unnatural paleness, but an +absence of the redness that might have been expected when the surface is +somewhat inflamed, as is then usually the case; and this paleness he is +inclined to attribute to the forcible closure of the eyelids.] +</p> + +<p> +<a name="linknote-617" id="linknote-617"> +<!-- Note --></a> +</p> +<p class="foot"> +617 (<a href="#linknoteref-617">return</a>)<br/> [ Donders, ibid. p. 36.] +</p> + +<p> +<a name="linknote-618" id="linknote-618"> +<!-- Note --></a> +</p> +<p class="foot"> +618 (<a href="#linknoteref-618">return</a>)<br/> [ Mr. Hensleigh Wedgwood +(Dict. of English Etymology, 1859, vol. i. p. 410) says, “the verb to weep +comes from Anglo-Saxon <i>wop</i>, the primary meaning of which is simply +outcry.”] +</p> + +<p> +<a name="linknote-619" id="linknote-619"> +<!-- Note --></a> +</p> +<p class="foot"> +619 (<a href="#linknoteref-619">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 217.] +</p> + +<p> +<a name="linknote-620" id="linknote-620"> +<!-- Note --></a> +</p> +<p class="foot"> +620 (<a href="#linknoteref-620">return</a>)<br/> [ ‘Ceylon,’ 3rd edit. +1859, vol. ii. pp. 364, 376. I applied to Mr. Thwaites, in Ceylon, for +further information with respect to the weeping of the elephant; and in +consequence received a letter from the Rev. Mr Glenie, who, with others, +kindly observed for me a herd of recently captured elephants. These, when +irritated, screamed violently; but it is remarkable that they never when +thus screaming contracted the muscles round the eyes. Nor did they shed +tears; and the native hunters asserted that they had never observed +elephants weeping. Nevertheless, it appears to me impossible to doubt Sir +E. Tennent’s distinct details about their weeping, supported as they are +by the positive assertion of the keeper in the Zoological Gardens. It is +certain that the two elephants in the Gardens, when they began to trumpet +loudly, invariably contracted their orbicular muscles. I can reconcile +these conflicting statements only by supposing that the recently captured +elephants in Ceylon, from being enraged or frightened, desired to observe +their persecutors, and consequently did not contract their orbicular +muscles, so that their vision might not be impeded. Those seen weeping by +Sir E. Tennent were prostrate, and had given up the contest in despair. +The elephants which trumpeted in the Zoological Gardens at the word of +command, were, of course, neither alarmed nor enraged.] +</p> + +<p> +<a name="linknote-621" id="linknote-621"> +<!-- Note --></a> +</p> +<p class="foot"> +621 (<a href="#linknoteref-621">return</a>)<br/> [ Bergeon, as quoted in +the ‘Journal of Anatomy and Physiology,’ Nov. 1871, p. 235.] +</p> + +<p> +<a name="linknote-622" id="linknote-622"> +<!-- Note --></a> +</p> +<p class="foot"> +622 (<a href="#linknoteref-622">return</a>)<br/> [ See, for instance, a +case given by Sir Charles Bell, ‘Philosophical Transactions,’ 1823, p. +177.] +</p> + +<p> +<a name="linknote-623" id="linknote-623"> +<!-- Note --></a> +</p> +<p class="foot"> +623 (<a href="#linknoteref-623">return</a>)<br/> [ See, on these several +points, Prof. Donders ‘On the Anomalies of Accommodation and Refraction of +the Eye,’ 1864, p. 573.] +</p> + +<p> +<a name="linknote-624" id="linknote-624"> +<!-- Note --></a> +</p> +<p class="foot"> +624 (<a href="#linknoteref-624">return</a>)<br/> [ Quoted by Sir J. +Lubbock, ‘Prehistoric Times,’ 1865, p. 458.] +</p> + +<p> +<a name="linknote-701" id="linknote-701"> +<!-- Note --></a> +</p> +<p class="foot"> +701 (<a href="#linknoteref-701">return</a>)<br/> [ The above descriptive +remarks are taken in part from my own observations, but chiefly from +Gratiolet (‘De la Physionomie,’ pp. 53, 337; on Sighing, 232), who has +well treated this whole subject. See, also, Huschke, ‘Mimices et +Physiognomices, Fragmentum Physiologi-cum,’ 1821, p. 21. On the dulness of +the eyes, Dr. Piderit, ‘Mimik und Physiognomik,’ 1867, s. 65.] +</p> + +<p> +<a name="linknote-702" id="linknote-702"> +<!-- Note --></a> +</p> +<p class="foot"> +702 (<a href="#linknoteref-702">return</a>)<br/> [ On the action of grief +on the organs of respiration, see more especially Sir C. Bell, ‘Anatomy of +Expression,’ 3rd edit. 1844, p. 151.] +</p> + +<p> +<a name="linknote-703" id="linknote-703"> +<!-- Note --></a> +</p> +<p class="foot"> +703 (<a href="#linknoteref-703">return</a>)<br/> [ In the foregoing +remarks on the manner in which the eyebrows are made oblique, I have +followed what seems to be the universal opinion of all the anatomists, +whose works I have consulted on the action of the above-named muscles, or +with whom I have conversed. Hence throughout this work I shall take a +similar view of the action of the corrugator supercilii, orbicularis, +pyramidalis nasi, and frontalis muscles. Dr. Duchenne, however, believes, +and every conclusion at which he arrives deserves serious consideration, +that it is the corrugator, called by him the sourcilier, which raises the +inner corner of the eyebrows and is antagonistic to the upper and inner +part of the orbicular muscle, as well as to the pyramidalis nasi (see +Mécanisme de la Phys. Humaine, 1862, folio, art. v., text and figures 19 +to 29: octavo edit. 1862, p. 43 text). He admits, however, that the +corrugator draws together the eyebrows, causing vertical furrows above the +base of the nose, or a frown. He further believes that towards the outer +two-thirds of the eyebrow the corrugator acts in conjunction with the +upper orbicular muscle; both here standing in antagonism to the frontal +muscle. I am unable to understand, judging from Henle’s drawings (woodcut, +fig. 3), how the corrugator can act in the manner described by Duchenne. +See, also, on this subject, Prof. Donders’ remarks in the ‘Archives of +Medicine,’ 1870, vol. v. p. 34. Mr. J. Wood, who is so well known for his +careful study of the muscles of the human frame, informs me that he +believes the account which I have given of the action of the corrugator to +be correct. But this is not a point of any importance with respect to the +expression which is caused by the obliquity of the eyebrows, nor of much +importance to the theory of its origin.] +</p> + +<p> +<a name="linknote-704" id="linknote-704"> +<!-- Note --></a> +</p> +<p class="foot"> +704 (<a href="#linknoteref-704">return</a>)<br/> [ I am greatly indebted +to Dr. Duchenne for permission to have these two photographs (figs. 1 and +2) reproduced by the heliotype process from his work in folio. Many of the +foregoing remarks on the furrowing of the skin, when the eyebrows are +rendered oblique, are taken from his excellent discussion on this +subject.] +</p> + +<p> +<a name="linknote-705" id="linknote-705"> +<!-- Note --></a> +</p> +<p class="foot"> +705 (<a href="#linknoteref-705">return</a>)<br/> [ Mécanisme de la Phys. +Humaine, Album, p. 15.] +</p> + +<p> +<a name="linknote-706" id="linknote-706"> +<!-- Note --></a> +</p> +<p class="foot"> +706 (<a href="#linknoteref-706">return</a>)<br/> [ Henle, Handbuch der +Anat. des Menschen, 1858, B. i. s. 148, figs. 68 and 69.] +</p> + +<p> +<a name="linknote-707" id="linknote-707"> +<!-- Note --></a> +</p> +<p class="foot"> +707 (<a href="#linknoteref-707">return</a>)<br/> [ See the account of the +action of this muscle by Dr. Duchenne, ‘Mécanisme de la Physionomie +Humaine, Album (1862), viii. p. 34.] +</p> + +<p> +<a name="linknote-801" id="linknote-801"> +<!-- Note --></a> +</p> +<p class="foot"> +801 (<a href="#linknoteref-801">return</a>)<br/> [ Herbert Spencer, +‘Essays Scientific,’ &c., 1858, p. 360.] +</p> + +<p> +<a name="linknote-802" id="linknote-802"> +<!-- Note --></a> +</p> +<p class="foot"> +802 (<a href="#linknoteref-802">return</a>)<br/> [ F. Lieber on the vocal +sounds of L. Bridgman, ‘Smithsonian Contributions,’ 1851, vol. ii. p. 6.] +</p> + +<p> +<a name="linknote-803" id="linknote-803"> +<!-- Note --></a> +</p> +<p class="foot"> +803 (<a href="#linknoteref-803">return</a>)<br/> [ See, also, Mr. +Marshall, in Phil. Transact. 1864, p. 526.] +</p> + +<p> +<a name="linknote-804" id="linknote-804"> +<!-- Note --></a> +</p> +<p class="foot"> +804 (<a href="#linknoteref-804">return</a>)<br/> [ Mr. Bain (‘The Emotions +and the Will,’ 1865, p. 247) has a long and interesting discussion on the +Ludicrous. The quotation above given about the laughter of the gods is +taken from this work. See, also, Mandeville, ‘The Fable of the Bees,’ vol. +ii. p. 168.] +</p> + +<p> +<a name="linknote-805" id="linknote-805"> +<!-- Note --></a> +</p> +<p class="foot"> +805 (<a href="#linknoteref-805">return</a>)<br/> [ ‘The Physiology of +Laughter,’ Essays, Second Series, 1863, p. 114.] +</p> + +<p> +<a name="linknote-806" id="linknote-806"> +<!-- Note --></a> +</p> +<p class="foot"> +806 (<a href="#linknoteref-806">return</a>)<br/> [ J. Lister in ‘Quarterly +Journal of Microscopical Science,’ 1853, vol. 1. p. 266.] +</p> + +<p> +<a name="linknote-807" id="linknote-807"> +<!-- Note --></a> +</p> +<p class="foot"> +807 (<a href="#linknoteref-807">return</a>)<br/> [ ‘De la Physionomie,’ p. +186.] +</p> + +<p> +<a name="linknote-808" id="linknote-808"> +<!-- Note --></a> +</p> +<p class="foot"> +808 (<a href="#linknoteref-808">return</a>)<br/> [ Sir C. Bell (Anat. of +Expression, p. 147) makes some remarks on the movement of the diaphragm +during laughter.] +</p> + +<p> +<a name="linknote-809" id="linknote-809"> +<!-- Note --></a> +</p> +<p class="foot"> +809 (<a href="#linknoteref-809">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ Album, Légende vi.] +</p> + +<p> +<a name="linknote-810" id="linknote-810"> +<!-- Note --></a> +</p> +<p class="foot"> +810 (<a href="#linknoteref-810">return</a>)<br/> [ Handbuch der System. +Anat. des Menschen, 1858, B. i. s. 144. See my woodcut (H. fig. 2).] +</p> + +<p> +<a name="linknote-811" id="linknote-811"> +<!-- Note --></a> +</p> +<p class="foot"> +811 (<a href="#linknoteref-811">return</a>)<br/> [ See, also, remarks to +the same effect by Dr. J. Crichton Browne in ‘Journal of Mental Science,’ +April, 1871, p. 149.] +</p> + +<p> +<a name="linknote-812" id="linknote-812"> +<!-- Note --></a> +</p> +<p class="foot"> +812 (<a href="#linknoteref-812">return</a>)<br/> [ C. Vogt, ‘Mémoire sur +les Microcéphales,’ 1867, p. 21.] +</p> + +<p> +<a name="linknote-813" id="linknote-813"> +<!-- Note --></a> +</p> +<p class="foot"> +813 (<a href="#linknoteref-813">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ p. 133.] +</p> + +<p> +<a name="linknote-814" id="linknote-814"> +<!-- Note --></a> +</p> +<p class="foot"> +814 (<a href="#linknoteref-814">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ 1867, s. 63-67.] +</p> + +<p> +<a name="linknote-815" id="linknote-815"> +<!-- Note --></a> +</p> +<p class="foot"> +815 (<a href="#linknoteref-815">return</a>)<br/> [ Sir T. Reynolds remarks +(‘Discourses,’ xii. p. 100), “it is curious to observe, and it is +certainly true, that the extremes of contrary passions are, with very +little variation, expressed by the same action.” He gives as an instance +the frantic joy of a Bacchante and the grief of a Mary Magdalen.] +</p> + +<p> +<a name="linknote-816" id="linknote-816"> +<!-- Note --></a> +</p> +<p class="foot"> +816 (<a href="#linknoteref-816">return</a>)<br/> [ Dr. Piderit has come to +the same conclusion, ibid. s. 99.] +</p> + +<p> +<a name="linknote-817" id="linknote-817"> +<!-- Note --></a> +</p> +<p class="foot"> +817 (<a href="#linknoteref-817">return</a>)<br/> [ ‘La Physionomie,’ par +G. Lavater, edit. of 1820, vol. iv. p. 224. See, also, Sir C. Bell, +‘Anatomy of Expression,’ p. 172, for the quotation given below.] +</p> + +<p> +<a name="linknote-818" id="linknote-818"> +<!-- Note --></a> +</p> +<p class="foot"> +818 (<a href="#linknoteref-818">return</a>)<br/> [ A ‘Dictionary of +English Etymology,’ 2nd edit. 1872, Introduction, p. xliv.] +</p> + +<p> +<a name="linknote-819" id="linknote-819"> +<!-- Note --></a> +</p> +<p class="foot"> +819 (<a href="#linknoteref-819">return</a>)<br/> [ Crantz, quoted by +Tylor, ‘Primitive Culture,’ 1871, Vol. i. P. 169.] +</p> + +<p> +<a name="linknote-820" id="linknote-820"> +<!-- Note --></a> +</p> +<p class="foot"> +820 (<a href="#linknoteref-820">return</a>)<br/> [ F. Lieber, ‘Smithsonian +Contributions,’ 1851, vol. ii. p. 7.] +</p> + +<p> +<a name="linknote-821" id="linknote-821"> +<!-- Note --></a> +</p> +<p class="foot"> +821 (<a href="#linknoteref-821">return</a>)<br/> [ Mr. Bain remarks +(‘Mental and Moral Science,’ 1868, p. 239), “Tenderness is a pleasurable +emotion, variously stimulated, whose effort is to draw human beings into +mutual embrace.”] +</p> + +<p> +<a name="linknote-822" id="linknote-822"> +<!-- Note --></a> +</p> +<p class="foot"> +822 (<a href="#linknoteref-822">return</a>)<br/> [ Sir J. Lubbock, +‘Prehistoric Times,’ 2nd edit. 1869, p. 552, gives full authorities for +these statements. The quotation from Steele is taken from this work.] +</p> + +<p> +<a name="linknote-823" id="linknote-823"> +<!-- Note --></a> +</p> +<p class="foot"> +823 (<a href="#linknoteref-823">return</a>)<br/> [ See a full acount,{sic} +with references, by E. B. Tylor, ‘Researches into the Early History of +Mankind,’ 2nd edit. 1870, p. 51.] +</p> + +<p> +<a name="linknote-824" id="linknote-824"> +<!-- Note --></a> +</p> +<p class="foot"> +824 (<a href="#linknoteref-824">return</a>)<br/> [ ‘The Descent of Man,’ +vol. ii. p. 336.] +</p> + +<p> +<a name="linknote-825" id="linknote-825"> +<!-- Note --></a> +</p> +<p class="foot"> +825 (<a href="#linknoteref-825">return</a>)<br/> [ Dr. Mandsley has a +discussion to this effect in his ‘Body and Mind,’ 1870, p. 85.] +</p> + +<p> +<a name="linknote-826" id="linknote-826"> +<!-- Note --></a> +</p> +<p class="foot"> +826 (<a href="#linknoteref-826">return</a>)<br/> [ ‘The Anatomy of +Expression,’ p. 103, and ‘Philosophical Transactions,’ 1823, p. 182.] +</p> + +<p> +<a name="linknote-827" id="linknote-827"> +<!-- Note --></a> +</p> +<p class="foot"> +827 (<a href="#linknoteref-827">return</a>)<br/> [ ‘The Origin of +Language,’ 1866, p. 146. Mr. Tylor (‘Early History of Mankind,’ 2nd edit. +1870, p. 48) gives a more complex origin to the position of the hands +during prayer.] +</p> + +<p> +<a name="linknote-901" id="linknote-901"> +<!-- Note --></a> +</p> +<p class="foot"> +901 (<a href="#linknoteref-901">return</a>)<br/> [ ‘Anatomy of +Expression,’ pp. 137, 139. It is not surprising that the corrugators +should have become much more developed in man than in the anthropoid apes; +for they are brought into incessant action by him under various +circumstances, and will have been strengthened and modified by the +inherited effects of use. We have seen how important a part they play, +together with the orbiculares, in protecting the eyes from being too much +gorged with blood during violent expiratory movements. When the eyes are +closed as quickly and as forcibly as possible, to save them from being +injured by a blow, the corrugators contract. With savages or other men +whose heads are uncovered, the eyebrows are continually lowered and +contracted to serve as a shade against a too strong light; and this is +effected partly by the corrugators. This movement would have been more +especially serviceable to man, as soon as his early progenitors held their +heads erect. Lastly, Prof. Donders believes (‘Archives of Medicine,’ ed. +by L. Beale, 1870, vol. v. p. 34), that the corrugators are brought into +action in causing the eyeball to advance in accommodation for proximity in +vision.] +</p> + +<p> +<a name="linknote-902" id="linknote-902"> +<!-- Note --></a> +</p> +<p class="foot"> +902 (<a href="#linknoteref-902">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ Album, Légende iii.] +</p> + +<p> +<a name="linknote-903" id="linknote-903"> +<!-- Note --></a> +</p> +<p class="foot"> +903 (<a href="#linknoteref-903">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ s. 46.] +</p> + +<p> +<a name="linknote-904" id="linknote-904"> +<!-- Note --></a> +</p> +<p class="foot"> +904 (<a href="#linknoteref-904">return</a>)<br/> [ ‘History of the +Abipones,’ Eng. translat. vol. ii. p. 59, as quoted by Lubbock, ‘Origin of +Civilisation,’ 1870, p. 355.] +</p> + +<p> +<a name="linknote-905" id="linknote-905"> +<!-- Note --></a> +</p> +<p class="foot"> +905 (<a href="#linknoteref-905">return</a>)<br/> [ ‘De la Physionomie,’ +pp. 15, 144, 146. Mr. Herbert Spencer accounts for frowning exclusively by +the habit of contracting the brows as a shade to the eyes in a bright +light: see ‘Principles of Physiology,’ 2nd edit. 1872, p. 546.] +</p> + +<p> +<a name="linknote-906" id="linknote-906"> +<!-- Note --></a> +</p> +<p class="foot"> +906 (<a href="#linknoteref-906">return</a>)<br/> [ Gratiolet remarks (De +la Phys. p. 35), “Quand l’attention est fixee sur quelque image +interieure, l’oeil regarde dons le vide et s’associe automatiquement a la +contemplation de l’esprit.” But this view hardly deserves to be called an +explanation.] +</p> + +<p> +<a name="linknote-907" id="linknote-907"> +<!-- Note --></a> +</p> +<p class="foot"> +907 (<a href="#linknoteref-907">return</a>)<br/> [ ‘Miles Gloriosus,’ act +ii. sc. 2.] +</p> + +<p> +<a name="linknote-908" id="linknote-908"> +<!-- Note --></a> +</p> +<p class="foot"> +908 (<a href="#linknoteref-908">return</a>)<br/> [ The original photograph +by Herr Kindermann is much more expressive than this copy, as it shows the +frown on the brow more plainly.] +</p> + +<p> +<a name="linknote-909" id="linknote-909"> +<!-- Note --></a> +</p> +<p class="foot"> +909 (<a href="#linknoteref-909">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ Album, Légende iv. figs. 16-18.] +</p> + +<p> +<a name="linknote-910" id="linknote-910"> +<!-- Note --></a> +</p> +<p class="foot"> +910 (<a href="#linknoteref-910">return</a>)<br/> [ Hensleigh Wedgwood on +‘The Origin of Language,’ 1866, p. 78.] +</p> + +<p> +<a name="linknote-911" id="linknote-911"> +<!-- Note --></a> +</p> +<p class="foot"> +911 (<a href="#linknoteref-911">return</a>)<br/> [ Müller, as quoted by +Huxley, ‘Man’s Place in Nature,’ 1863, p. 38.] +</p> + +<p> +<a name="linknote-912" id="linknote-912"> +<!-- Note --></a> +</p> +<p class="foot"> +912 (<a href="#linknoteref-912">return</a>)<br/> [ I have given several +instances in my ‘Descent of Man,’ vol. i. chap. iv.] +</p> + +<p> +<a name="linknote-913" id="linknote-913"> +<!-- Note --></a> +</p> +<p class="foot"> +913 (<a href="#linknoteref-913">return</a>)<br/> [ ‘Anatomy of +Expression.’ p. 190.] +</p> + +<p> +<a name="linknote-914" id="linknote-914"> +<!-- Note --></a> +</p> +<p class="foot"> +914 (<a href="#linknoteref-914">return</a>)<br/> [ ‘De la Physionomie,’ +pp. 118-121.] +</p> + +<p> +<a name="linknote-915" id="linknote-915"> +<!-- Note --></a> +</p> +<p class="foot"> +915 (<a href="#linknoteref-915">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ s. 79.] +</p> + +<p> +<a name="linknote-1001" id="linknote-1001"> +<!-- Note --></a> +</p> +<p class="foot"> +1001 (<a href="#linknoteref-1001">return</a>)<br/> [ See some remarks to +this effect by Mr. Bain, ‘The Emotions and the Will,’ 2nd edit. 1865, p. +127.] +</p> + +<p> +<a name="linknote-1002" id="linknote-1002"> +<!-- Note --></a> +</p> +<p class="foot"> +1002 (<a href="#linknoteref-1002">return</a>)<br/> [ Rengger, Naturgesch. +der Säugethiere von Paraguay, 1830, s. 3.] +</p> + +<p> +<a name="linknote-1003" id="linknote-1003"> +<!-- Note --></a> +</p> +<p class="foot"> +1003 (<a href="#linknoteref-1003">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ p. 96. On the other hand, Dr. Burgess (‘Physiology of +Blushing,’ 1839, p. 31) speaks of the reddening of a cicatrix in a negress +as of the nature of a blush.] +</p> + +<p> +<a name="linknote-1004" id="linknote-1004"> +<!-- Note --></a> +</p> +<p class="foot"> +1004 (<a href="#linknoteref-1004">return</a>)<br/> [ Moreau and Gratiolet +have discussed the colour of the face under the influence of intense +passion: see the edit. of 1820 of Lavater, vol. iv. pp. 282 and 300; and +Gratiolet, ‘De la Physionomie,’ p. 345.] +</p> + +<p> +<a name="linknote-1005" id="linknote-1005"> +<!-- Note --></a> +</p> +<p class="foot"> +1005 (<a href="#linknoteref-1005">return</a>)<br/> [ Sir C. Bell ‘Anatomy +of Expression,’ pp. 91, 107, has fully discussed this subject. Moreau +remarks (in the edit. of 1820 of ‘La Physionomie, par G. Lavater,’ vol. +iv. p. 237), and quotes Portal in confirmation, that asthmatic patients +acquire permanently expanded nostrils, owing to the habitual contraction +of the elevatory muscles of the wings of the nose. The explanation by Dr. +Piderit (‘Mimik und Physiognomik,’ s. 82) of the distension of the +nostrils, namely, to allow free breathing whilst the mouth is closed and +the teeth clenched, does not appear to be nearly so correct as that by Sir +C. Bell, who attributes it to the sympathy (<i>i. e</i>. habitual +co-action) of all the respiratory muscles. The nostrils of an angry man +may be seen to become dilated, although his mouth is open.] +</p> + +<p> +<a name="linknote-1006" id="linknote-1006"> +<!-- Note --></a> +</p> +<p class="foot"> +1006 (<a href="#linknoteref-1006">return</a>)<br/> [ Mr. Wedgwood, ‘On the +Origin of Language,’ 1866, p. 76. He also observes that the sound of hard +breathing “is represented by the syllables <i>puff, huff, whiff</i>, +whence a <i>huff</i> is a fit of ill-temper.”] +</p> + +<p> +<a name="linknote-1007" id="linknote-1007"> +<!-- Note --></a> +</p> +<p class="foot"> +1007 (<a href="#linknoteref-1007">return</a>)<br/> [ Sir C. Bell ‘Anatomy +of Expression,’ p. 95) has some excellent remarks on the expression of +rage.] +</p> + +<p> +<a name="linknote-1008" id="linknote-1008"> +<!-- Note --></a> +</p> +<p class="foot"> +1008 (<a href="#linknoteref-1008">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 346.] +</p> + +<p> +<a name="linknote-1009" id="linknote-1009"> +<!-- Note --></a> +</p> +<p class="foot"> +1009 (<a href="#linknoteref-1009">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ p. 177. Gratiolet (De la Phys. p. 369) says, ‘les dents se +découvrent, et imitent symboliquement l’action de déchirer et de mordre.’I +If, instead of using the vague term <i>symboliquement</i>, Gratiolet had +said that the action was a remnant of a habit acquired during primeval +times when our semi-human progenitors fought together with their teeth, +like gorillas and orangs at the present day, he would have been more +intelligible. Dr. Piderit (‘Mimik,’ &c., s. 82) also speaks of the +retraction of the upper lip during rage. In an engraving of one of +Hogarth’s wonderful pictures, passion is represented in the plainest +manner by the open glaring eyes, frowning forehead, and exposed grinning +teeth.] +</p> + +<p> +<a name="linknote-1010" id="linknote-1010"> +<!-- Note --></a> +</p> +<p class="foot"> +1010 (<a href="#linknoteref-1010">return</a>)<br/> [ ‘Oliver Twist,’ vol. +iii. p. 245.] +</p> + +<p> +<a name="linknote-1011" id="linknote-1011"> +<!-- Note --></a> +</p> +<p class="foot"> +1011 (<a href="#linknoteref-1011">return</a>)<br/> [ ‘The Spectator,’ July +11, 1868, p. 810.] +</p> + +<p> +<a name="linknote-1012" id="linknote-1012"> +<!-- Note --></a> +</p> +<p class="foot"> +1012 (<a href="#linknoteref-1012">return</a>)<br/> [ ‘Body and Mind,’ +1870, pp. 51-53.] +</p> + +<p> +<a name="linknote-1013" id="linknote-1013"> +<!-- Note --></a> +</p> +<p class="foot"> +1013 (<a href="#linknoteref-1013">return</a>)<br/> [ Le Brun, in his +well-known ‘Conference sur l’Expression’ (‘La Physionomie, par Lavater,’ +edit. of 1820, vol. lx. p. 268), remarks that anger is expressed by the +clenching of the fists. See, to the same effect, Huschke, ‘Mimices et +Physiognomices, Fragmentum Physiologicum,’ 1824, p. 20. Also Sir C. Bell, +‘Anatomy of Expression,’ p. 219.] +</p> + +<p> +<a name="linknote-1014" id="linknote-1014"> +<!-- Note --></a> +</p> +<p class="foot"> +1014 (<a href="#linknoteref-1014">return</a>)<br/> [ Transact. Philosoph. +Soc., Appendix, 1746, p. 65.] +</p> + +<p> +<a name="linknote-1015" id="linknote-1015"> +<!-- Note --></a> +</p> +<p class="foot"> +1015 (<a href="#linknoteref-1015">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 136. Sir C. Bell calls (p. 131) the muscles which uncover +the canines the snarling muscles.] +</p> + +<p> +<a name="linknote-1016" id="linknote-1016"> +<!-- Note --></a> +</p> +<p class="foot"> +1016 (<a href="#linknoteref-1016">return</a>)<br/> [ Hensleigh Wedgwood, +‘Dictionary of English Etymology,’ 1865, vol. iii. pp. 240, 243.] +</p> + +<p> +<a name="linknote-1017" id="linknote-1017"> +<!-- Note --></a> +</p> +<p class="foot"> +1017 (<a href="#linknoteref-1017">return</a>)<br/> [ ‘The Descent of Man,’ +1871, vol. L p. 126.] +</p> + +<p> +<a name="linknote-1101" id="linknote-1101"> +<!-- Note --></a> +</p> +<p class="foot"> +1101 (<a href="#linknoteref-1101">return</a>)<br/> [ ‘De In Physionomie et +la Parole,’ 1865, p. 89.] +</p> + +<p> +<a name="linknote-1102" id="linknote-1102"> +<!-- Note --></a> +</p> +<p class="foot"> +1102 (<a href="#linknoteref-1102">return</a>)<br/> [ ‘Physionomie +Humaine,’ Album, Légende viii. p. 35. Gratiolet also speaks (De la Phys. +1865, p. 52) of the turning away of the eyes and body.] +</p> + +<p> +<a name="linknote-1103" id="linknote-1103"> +<!-- Note --></a> +</p> +<p class="foot"> +1103 (<a href="#linknoteref-1103">return</a>)<br/> [ Dr. W. Ogle, in an +interesting paper on the Sense of Smell (‘Medico-Chirurgical +Transactions,’ vol. liii. p. 268), shows that when we wish to smell +carefully, instead of taking one deep nasal inspiration, we draw in the +air by a succession of rapid short sniffs. If “the nostrils be watched +during this process, it will be seen that, so far from dilating, they +actually contract at each sniff. The contraction does not include the +whole anterior opening, but only the posterior portion.” He then explains +the cause of this movement. When, on the other hand, we wish to exclude +any odour, the contraction, I presume, affects only the anterior part of +the nostrils.] +</p> + +<p> +<a name="linknote-1104" id="linknote-1104"> +<!-- Note --></a> +</p> +<p class="foot"> +1104 (<a href="#linknoteref-1104">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ ss. 84, 93. Gratiolet (ibid. p. 155) takes nearly the same +view with Dr. Piderit respecting the expression of contempt and disgust.] +</p> + +<p> +<a name="linknote-1105" id="linknote-1105"> +<!-- Note --></a> +</p> +<p class="foot"> +1105 (<a href="#linknoteref-1105">return</a>)<br/> [ Scorn implies a +strong form of contempt; and one of the roots of the word ‘scorn’ means, +according to Mr. Wedgwood (Dict. of English Etymology, vol. iii. p. 125), +ordure or dirt. A person who is scorned is treated like dirt.] +</p> + +<p> +<a name="linknote-1106" id="linknote-1106"> +<!-- Note --></a> +</p> +<p class="foot"> +1106 (<a href="#linknoteref-1106">return</a>)<br/> [ ‘Early History of +Mankind,’ 2nd edit. 1870, p. 45.] +</p> + +<p> +<a name="linknote-1107" id="linknote-1107"> +<!-- Note --></a> +</p> +<p class="foot"> +1107 (<a href="#linknoteref-1107">return</a>)<br/> [ See, to this effect, +Mr. Hensleigh Wedgwood’s Introduction to the ‘Dictionary of English +Etymology,’ 2nd edit. 1872, p. xxxvii.] +</p> + +<p> +<a name="linknote-1108" id="linknote-1108"> +<!-- Note --></a> +</p> +<p class="foot"> +1108 (<a href="#linknoteref-1108">return</a>)<br/> [ Duchenne believes +that in the eversion of the lower lip, the corners are drawn downwards by +the <i>depressores anguli oris</i>. Henle (Handbuch d. Anat. des Menschen, +1858, B. i. s. 151) concludes that this is effected by the <i>musculus +quadratus menti</i>.] +</p> + +<p> +<a name="linknote-1109" id="linknote-1109"> +<!-- Note --></a> +</p> +<p class="foot"> +1109 (<a href="#linknoteref-1109">return</a>)<br/> [ As quoted by Tylor, +‘Primitive Culture,’ 1871, vol. i. p. 169.] +</p> + +<p> +<a name="linknote-1110" id="linknote-1110"> +<!-- Note --></a> +</p> +<p class="foot"> +1110 (<a href="#linknoteref-1110">return</a>)<br/> [ Both these quotations +are given by Mr. H. Wedgwood, ‘On the Origin of Language,’ 1866, p. 75.] +</p> + +<p> +<a name="linknote-1111" id="linknote-1111"> +<!-- Note --></a> +</p> +<p class="foot"> +1111 (<a href="#linknoteref-1111">return</a>)<br/> [ This is stated to be +the case by Mr. Tylor (Early Hist. of Mankind, 2nd edit. 1870, p. 52); and +he adds, “it is not clear why this should be so.”] +</p> + +<p> +<a name="linknote-1112" id="linknote-1112"> +<!-- Note --></a> +</p> +<p class="foot"> +1112 (<a href="#linknoteref-1112">return</a>)<br/> [ ‘Principles of +Psychology,’ 2nd edit. 1872, p. 552.] +</p> + +<p> +<a name="linknote-1113" id="linknote-1113"> +<!-- Note --></a> +</p> +<p class="foot"> +1113 (<a href="#linknoteref-1113">return</a>)<br/> [ Gratiolet (De la +Phys. p. 351) makes this remark, and has some good observations on the +expression of pride. See Sir C. Bell (‘Anatomy of Expression,’ p. 111) on +the action of the <i>musculus superbus</i>.] +</p> + +<p> +<a name="linknote-1114" id="linknote-1114"> +<!-- Note --></a> +</p> +<p class="foot"> +1114 (<a href="#linknoteref-1114">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 166.] +</p> + +<p> +<a name="linknote-1115" id="linknote-1115"> +<!-- Note --></a> +</p> +<p class="foot"> +1115 (<a href="#linknoteref-1115">return</a>)<br/> [ ‘Journey through +Texas,’ p. 352.] +</p> + +<p> +<a name="linknote-1116" id="linknote-1116"> +<!-- Note --></a> +</p> +<p class="foot"> +1116 (<a href="#linknoteref-1116">return</a>)<br/> [ Mrs. Oliphant, ‘The +Brownlows,’ vol. ii. p. 206.] +</p> + +<p> +<a name="linknote-1117" id="linknote-1117"> +<!-- Note --></a> +</p> +<p class="foot"> +1117 (<a href="#linknoteref-1117">return</a>)<br/> [ ‘Essai sur le +Langage,’ 2nd edit. 1846. I am much indebted to Miss Wedgwood for having +given me this information, with an extract from the work.] +</p> + +<p> +<a name="linknote-1118" id="linknote-1118"> +<!-- Note --></a> +</p> +<p class="foot"> +1118 (<a href="#linknoteref-1118">return</a>)<br/> [ ‘On the Origin of +Language,’ 1866, p. 91.] +</p> + +<p> +<a name="linknote-1119" id="linknote-1119"> +<!-- Note --></a> +</p> +<p class="foot"> +1119 (<a href="#linknoteref-1119">return</a>)<br/> [ ‘On the Vocal Sounds +of L. Bridgman;’ Smithsonian Contributions, 1851, vol. ii. p. 11.] +</p> + +<p> +<a name="linknote-1120" id="linknote-1120"> +<!-- Note --></a> +</p> +<p class="foot"> +1120 (<a href="#linknoteref-1120">return</a>)<br/> [ ‘Mémoire sur les +Microcéphales,’ 1867, p. 27.] +</p> + +<p> +<a name="linknote-1121" id="linknote-1121"> +<!-- Note --></a> +</p> +<p class="foot"> +1121 (<a href="#linknoteref-1121">return</a>)<br/> [ Quoted by Tylor, +‘Early History of Mankind,’ 2nd edit. 1870, p. 38.] +</p> + +<p> +<a name="linknote-1122" id="linknote-1122"> +<!-- Note --></a> +</p> +<p class="foot"> +1122 (<a href="#linknoteref-1122">return</a>)<br/> [ Mr. J. B. Jukes, +‘Letters and Extracts,’ &c. 1871, p. 248.] +</p> + +<p> +<a name="linknote-1123" id="linknote-1123"> +<!-- Note --></a> +</p> +<p class="foot"> +1123 (<a href="#linknoteref-1123">return</a>)<br/> [ F. Lieber, ‘On the +Vocal Sounds,’ &c. p. 11. Tylor, ibid. p. 53.] +</p> + +<p> +<a name="linknote-1124" id="linknote-1124"> +<!-- Note --></a> +</p> +<p class="foot"> +1124 (<a href="#linknoteref-1124">return</a>)<br/> [ Dr. King, Edinburgh +Phil. Journal, 1845, p. 313.] +</p> + +<p> +<a name="linknote-1125" id="linknote-1125"> +<!-- Note --></a> +</p> +<p class="foot"> +1125 (<a href="#linknoteref-1125">return</a>)<br/> [ Tylor, ‘Early History +of Mankind,’ 2nd edit. 1870, p. 53.] +</p> + +<p> +<a name="linknote-1126" id="linknote-1126"> +<!-- Note --></a> +</p> +<p class="foot"> +1126 (<a href="#linknoteref-1126">return</a>)<br/> [ Lubbock, ‘The Origin +of Civilization,’ 1870, p. 277. Tylor, ibid. p. 38. Lieber (ibid. p. 11) +remarks on the negative of the Italians.] +</p> + +<p> +<a name="linknote-1201" id="linknote-1201"> +<!-- Note --></a> +</p> +<p class="foot"> +1201 (<a href="#linknoteref-1201">return</a>)<br/> [ ‘Mécanisme de la +Physionomie,’ Album, 1862, p. 42.] +</p> + +<p> +<a name="linknote-1202" id="linknote-1202"> +<!-- Note --></a> +</p> +<p class="foot"> +1202 (<a href="#linknoteref-1202">return</a>)<br/> [ ‘The Polyglot News +Letter,’ Melbourne, Dec. 1858, p. 2.] +</p> + +<p> +<a name="linknote-1203" id="linknote-1203"> +<!-- Note --></a> +</p> +<p class="foot"> +1203 (<a href="#linknoteref-1203">return</a>)<br/> [ ‘The Anatomy of +Expression,’ p. 106.] +</p> + +<p> +<a name="linknote-1204" id="linknote-1204"> +<!-- Note --></a> +</p> +<p class="foot"> +1204 (<a href="#linknoteref-1204">return</a>)<br/> [ Mécanisme de la +Physionomie,’ Album, p. 6.] +</p> + +<p> +<a name="linknote-1205" id="linknote-1205"> +<!-- Note --></a> +</p> +<p class="foot"> +1205 (<a href="#linknoteref-1205">return</a>)<br/> [ See, for instance, +Dr. Piderit (‘Mimik und Physiognomik,’ s. 88), who has a good discussion +on the expression of surprise.] +</p> + +<p> +<a name="linknote-1206" id="linknote-1206"> +<!-- Note --></a> +</p> +<p class="foot"> +1206 (<a href="#linknoteref-1206">return</a>)<br/> [ Dr. Murie has also +given me information leading to the same conclusion, derived in part from +comparative anatomy.] +</p> + +<p> +<a name="linknote-1207" id="linknote-1207"> +<!-- Note --></a> +</p> +<p class="foot"> +1207 (<a href="#linknoteref-1207">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 234.] +</p> + +<p> +<a name="linknote-1208" id="linknote-1208"> +<!-- Note --></a> +</p> +<p class="foot"> +1208 (<a href="#linknoteref-1208">return</a>)<br/> [ See, on this subject, +Gratiolet, ibid. p. 254.] +</p> + +<p> +<a name="linknote-1209" id="linknote-1209"> +<!-- Note --></a> +</p> +<p class="foot"> +1209 (<a href="#linknoteref-1209">return</a>)<br/> [ Lieber, ‘On the Vocal +Sounds of Laura Bridgman,’ Smithsonian Contributions, 1851, vol. ii. p. +7.] +</p> + +<p> +<a name="linknote-1210" id="linknote-1210"> +<!-- Note --></a> +</p> +<p class="foot"> +1210 (<a href="#linknoteref-1210">return</a>)<br/> [ ‘Wenderholme,’ vol. +ii. p. 91.] +</p> + +<p> +<a name="linknote-1211" id="linknote-1211"> +<!-- Note --></a> +</p> +<p class="foot"> +1211 (<a href="#linknoteref-1211">return</a>)<br/> [ Lieber, ‘On the Vocal +Sounds,’ &c., ibid. p. 7.] +</p> + +<p> +<a name="linknote-1212" id="linknote-1212"> +<!-- Note --></a> +</p> +<p class="foot"> +1212 (<a href="#linknoteref-1212">return</a>)<br/> [ Huschke, ‘Mimices et +Physiognomices,’ 1821, p. 18. Gratiolet (De la Phys. p. 255) gives a +figure of a man in this attitude, which, however, seems to me expressive +of fear combined with astonishment. Le Brun also refers (Lavater, vol. ix. +p. 299) to the hands of an astonished man being opened.] +</p> + +<p> +<a name="linknote-1213" id="linknote-1213"> +<!-- Note --></a> +</p> +<p class="foot"> +1213 (<a href="#linknoteref-1213">return</a>)<br/> [ Huschke, ibid. p. +18.] +</p> + +<p> +<a name="linknote-1214" id="linknote-1214"> +<!-- Note --></a> +</p> +<p class="foot"> +1214 (<a href="#linknoteref-1214">return</a>)<br/> [ ‘North American +Indians,’ 3rd edit. 1842, vol. i. p. 105.] +</p> + +<p> +<a name="linknote-1215" id="linknote-1215"> +<!-- Note --></a> +</p> +<p class="foot"> +1215 (<a href="#linknoteref-1215">return</a>)<br/> [ H. Wedgwood, Dict. of +English Etymology, vol. ii. 1862, p. 35. See, also, Gratiolet (‘De la +Physionomie,’ p. 135) on the sources of such words as ‘terror, horror, +rigidus, frigidus,’ &c.] +</p> + +<p> +<a name="linknote-1216" id="linknote-1216"> +<!-- Note --></a> +</p> +<p class="foot"> +1216 (<a href="#linknoteref-1216">return</a>)<br/> [ Mr. Bain (‘The +Emotions and the Will,’ 1865, p. 54) explains in the following manner the +origin of the custom “of subjecting criminals in India to the ordeal of +the morsel of rice. The accused is made to take a mouthful of rice, and +after a little time to throw it out. If the morsel is quite dry, the party +is believed to be guilty,—his own evil conscience operating to +paralyse the salivating organs.”] +</p> + +<p> +<a name="linknote-1217" id="linknote-1217"> +<!-- Note --></a> +</p> +<p class="foot"> +1217 (<a href="#linknoteref-1217">return</a>)<br/> [ Sir C. Bell, +Transactions of Royal Phil. Soc. 1822, p. 308. ‘Anatomy of Expression,’ p. +88 and pp. 164-469.] +</p> + +<p> +<a name="linknote-1218" id="linknote-1218"> +<!-- Note --></a> +</p> +<p class="foot"> +1218 (<a href="#linknoteref-1218">return</a>)<br/> [ See Moreau on the +rolling of the eyes, in the edit. of 1820 of Lavater, tome iv. p. 263. +Also, Gratiolet, De la Phys. p. 17.] +</p> + +<p> +<a name="linknote-1219" id="linknote-1219"> +<!-- Note --></a> +</p> +<p class="foot"> +1219 (<a href="#linknoteref-1219">return</a>)<br/> [ ‘Observations on +Italy,’ 1825, p. 48, as quoted in ‘The Anatomy of Expression,’ p. 168.] +</p> + +<p> +<a name="linknote-1220" id="linknote-1220"> +<!-- Note --></a> +</p> +<p class="foot"> +1220 (<a href="#linknoteref-1220">return</a>)<br/> [ Quoted by Dr. +Maudsley, ‘Body and Mind,’ 1870, p. 41.] +</p> + +<p> +<a name="linknote-1221" id="linknote-1221"> +<!-- Note --></a> +</p> +<p class="foot"> +1221 (<a href="#linknoteref-1221">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 168.] +</p> + +<p> +<a name="linknote-1222" id="linknote-1222"> +<!-- Note --></a> +</p> +<p class="foot"> +1222 (<a href="#linknoteref-1222">return</a>)<br/> [ Mécanisme de la Phys. +Humaine, Album, Légende xi.] +</p> + +<p> +<a name="linknote-1223" id="linknote-1223"> +<!-- Note --></a> +</p> +<p class="foot"> +1223 (<a href="#linknoteref-1223">return</a>)<br/> [ Ducheinne takes, in +fact, this view (ibid. p. 45), as he attributes the contraction of the +platysma to the shivering of fear (<i>frisson de la peur</i>); but he +elsewhere compares the action with that which causes the hair of +frightened quadrupeds to stand erect; and this can hardly be considered as +quite correct.] +</p> + +<p> +<a name="linknote-1224" id="linknote-1224"> +<!-- Note --></a> +</p> +<p class="foot"> +1224 (<a href="#linknoteref-1224">return</a>)<br/> [ ‘De la Physionomie,’ +pp. 51, 256, 346.] +</p> + +<p> +<a name="linknote-1225" id="linknote-1225"> +<!-- Note --></a> +</p> +<p class="foot"> +1225 (<a href="#linknoteref-1225">return</a>)<br/> [ As quoted in White’s +‘Gradation in Man,’ p. 57.] +</p> + +<p> +<a name="linknote-1226" id="linknote-1226"> +<!-- Note --></a> +</p> +<p class="foot"> +1226 (<a href="#linknoteref-1226">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 169.] +</p> + +<p> +<a name="linknote-1227" id="linknote-1227"> +<!-- Note --></a> +</p> +<p class="foot"> +1227 (<a href="#linknoteref-1227">return</a>)<br/> [ ‘Mécanisme de la +Physionomie,’ Album, pl. 65, pp. 44, 45.] +</p> + +<p> +<a name="linknote-1228" id="linknote-1228"> +<!-- Note --></a> +</p> +<p class="foot"> +1228 (<a href="#linknoteref-1228">return</a>)<br/> [ See remarks to this +effect by Mr. Wedgwood, in the Introduction to his ‘Dictionary of English +Etymology,’ 2nd edit. 1872, p. xxxvii. He shows by intermediate forms that +the sounds here referred to have probably given rise to many words, such +as <i>ugly, huge</i>, &c.] +</p> + +<p> +<a name="linknote-1301" id="linknote-1301"> +<!-- Note --></a> +</p> +<p class="foot"> +1301 (<a href="#linknoteref-1301">return</a>)<br/> [ ‘The Physiology or +Mechanism of Blushing,’ 1839, p. 156. I shall have occasion often to quote +this work in the present chapter.] +</p> + +<p> +<a name="linknote-1302" id="linknote-1302"> +<!-- Note --></a> +</p> +<p class="foot"> +1302 (<a href="#linknoteref-1302">return</a>)<br/> [ Dr. Burgess, ibid. p. +56. At p. 33 he also remarks on women blushing more freely than men, as +stated below.] +</p> + +<p> +<a name="linknote-1303" id="linknote-1303"> +<!-- Note --></a> +</p> +<p class="foot"> +1303 (<a href="#linknoteref-1303">return</a>)<br/> [ Quoted by Vogt, +‘Mémoire sur les Microcéphales,’ 1867, p. 20. Dr. Burgess (ibid. p. 56) +doubts whether idiots ever blush.] +</p> + +<p> +<a name="linknote-1304" id="linknote-1304"> +<!-- Note --></a> +</p> +<p class="foot"> +1304 (<a href="#linknoteref-1304">return</a>)<br/> [ Lieber ‘On the Vocal +Sounds,’ &c.; Smithsonian Contributions, 1851, vol. ii. p. 6.] +</p> + +<p> +<a name="linknote-1305" id="linknote-1305"> +<!-- Note --></a> +</p> +<p class="foot"> +1305 (<a href="#linknoteref-1305">return</a>)<br/> [ Ibid. p. 182.] +</p> + +<p> +<a name="linknote-1306" id="linknote-1306"> +<!-- Note --></a> +</p> +<p class="foot"> +1306 (<a href="#linknoteref-1306">return</a>)<br/> [ Moreau, in edit. of +1820 of Lavater, vol. iv. p. 303.] +</p> + +<p> +<a name="linknote-1307" id="linknote-1307"> +<!-- Note --></a> +</p> +<p class="foot"> +1307 (<a href="#linknoteref-1307">return</a>)<br/> [ Burgess. ibid. p. 38, +on paleness after blushing, p. 177.] +</p> + +<p> +<a name="linknote-1308" id="linknote-1308"> +<!-- Note --></a> +</p> +<p class="foot"> +1308 (<a href="#linknoteref-1308">return</a>)<br/> [ See Lavater, edit. of +1820, vol. iv. p. 303.] +</p> + +<p> +<a name="linknote-1309" id="linknote-1309"> +<!-- Note --></a> +</p> +<p class="foot"> +1309 (<a href="#linknoteref-1309">return</a>)<br/> [ Burgess, ibid. pp. +114, 122. Moreau in Lavater, ibid. vol. iv. p. 293.] +</p> + +<p> +<a name="linknote-1310" id="linknote-1310"> +<!-- Note --></a> +</p> +<p class="foot"> +1310 (<a href="#linknoteref-1310">return</a>)<br/> [ ‘Letters from Egypt,’ +1865, p. 66. Lady Gordon is mistaken when she says Malays and Mulattoes +never blush.] +</p> + +<p> +<a name="linknote-1311" id="linknote-1311"> +<!-- Note --></a> +</p> +<p class="foot"> +1311 (<a href="#linknoteref-1311">return</a>)<br/> [ Capt. Osborn +(‘Quedah,’ p. 199), in speaking of a Malay, whom he reproached for +cruelty, says he was glad to see that the man blushed.] +</p> + +<p> +<a name="linknote-1312" id="linknote-1312"> +<!-- Note --></a> +</p> +<p class="foot"> +1312 (<a href="#linknoteref-1312">return</a>)<br/> [ J. R. Forster, +‘Observations during a Voyage round the World,’ 4to, 1778, p. 229. Waitz +gives (‘Introduction to Anthropology,’ Eng. translat. 1863, vol. i. p. +135) references for other islands in the Pacific. See, also, Dampier ‘On +the Blushing of the Tunquinese’ (vol. ii. p. 40); but I have not consulted +this work. Waitz quotes Bergmann, that the Kalmucks do not blush, but this +may be doubted after what we have seen with respect to the Chinese. He +also quotes Roth, who denies that the Abyssinians are capable of blushing. +Unfortunately, Capt. Speedy, who lived so long with the Abyssinians, has +not answered my inquiry on this head. Lastly, I must add that the Rajah +Brooke has never observed the least sign of a blush with the Dyaks of +Borneo; on the contrary under circumstances which would excite a blush in +us, they assert “that they feel the blood drawn from their faces.”] +</p> + +<p> +<a name="linknote-1313" id="linknote-1313"> +<!-- Note --></a> +</p> +<p class="foot"> +1313 (<a href="#linknoteref-1313">return</a>)<br/> [ Transact. of the +Ethnological Soc. 1870, vol. ii. p. 16.] +</p> + +<p> +<a name="linknote-1314" id="linknote-1314"> +<!-- Note --></a> +</p> +<p class="foot"> +1314 (<a href="#linknoteref-1314">return</a>)<br/> [ Humboldt, ‘Personal +Narrative,’ Eng. translat. vol. iii. p. 229.] +</p> + +<p> +<a name="linknote-1315" id="linknote-1315"> +<!-- Note --></a> +</p> +<p class="foot"> +1315 (<a href="#linknoteref-1315">return</a>)<br/> [ Quoted by Prichard, +Phys. Hist. of Mankind, 4th edit 1851, vol. i. p. 271.] +</p> + +<p> +<a name="linknote-1316" id="linknote-1316"> +<!-- Note --></a> +</p> +<p class="foot"> +1316 (<a href="#linknoteref-1316">return</a>)<br/> [ See, on this head, +Burgess, ibid. p. 32. Also Waitz, ‘Introduction to Anthropology,’ Eng. +edit. vol. i. p. 139. Moreau gives a detailed account (‘Lavater,’ 1820, +tom. iv. p. 302) of the blushing of a Madagascar negress-slave when forced +by her brutal master to exhibit her naked bosom.] +</p> + +<p> +<a name="linknote-1317" id="linknote-1317"> +<!-- Note --></a> +</p> +<p class="foot"> +1317 (<a href="#linknoteref-1317">return</a>)<br/> [ Quoted by Prichard, +Phys. Hist. of Mankind, 4th edit. 1851, vol. i. p. 225.] +</p> + +<p> +<a name="linknote-1318" id="linknote-1318"> +<!-- Note --></a> +</p> +<p class="foot"> +1318 (<a href="#linknoteref-1318">return</a>)<br/> [ Burgess, ibid. p. 31. +On mulattoes blushing, see p. 33. I have received similar accounts with +respect to, mulattoes.] +</p> + +<p> +<a name="linknote-1319" id="linknote-1319"> +<!-- Note --></a> +</p> +<p class="foot"> +1319 (<a href="#linknoteref-1319">return</a>)<br/> [ Barrington also says +that the Australians of New South Wales blush, as quoted by Waitz, ibid. +p. 135.] +</p> + +<p> +<a name="linknote-1320" id="linknote-1320"> +<!-- Note --></a> +</p> +<p class="foot"> +1320 (<a href="#linknoteref-1320">return</a>)<br/> [ Mr. Wedgwood says +(Dict. of English Etymology, vol. iii. 1865, p. 155) that the word shame +“may well originate in the idea of shade or concealment, and may be +illustrated by the Low German <i>scheme</i>, shade or shadow.” Gratiolet +(De la Phys. pp. 357-362) has a good discussion on the gestures +accompanying shame; but some of his remarks seem to me rather fanciful. +See, also, Burgess (ibid. pp. 69, 134) on the same subject.] +</p> + +<p> +<a name="linknote-1321" id="linknote-1321"> +<!-- Note --></a> +</p> +<p class="foot"> +1321 (<a href="#linknoteref-1321">return</a>)<br/> [ Burgess, ibid. pp. +181, 182. Boerhaave also noticed (as quoted by Gratiolet, ibid. p. 361) +the tendency to the secretion of tears during intense blushing. Mr. +Bulmer, as we have seen, speaks of the “watery eyes” of the children of +the Australian aborigines when ashamed.] +</p> + +<p> +<a name="linknote-1322" id="linknote-1322"> +<!-- Note --></a> +</p> +<p class="foot"> +1322 (<a href="#linknoteref-1322">return</a>)<br/> [ See also Dr. J. +Crichton Browne’s Memoir on this subject in the ‘West Riding Lunatic +Asylum Medical Report,’ 1871, pp. 95-98.] +</p> + +<p> +<a name="linknote-1323" id="linknote-1323"> +<!-- Note --></a> +</p> +<p class="foot"> +1323 (<a href="#linknoteref-1323">return</a>)<br/> [ In a discussion on +so-called animal magnetism in ‘Table Talk,’ vol. i.] +</p> + +<p> +<a name="linknote-1324" id="linknote-1324"> +<!-- Note --></a> +</p> +<p class="foot"> +1324 (<a href="#linknoteref-1324">return</a>)<br/> [ Ibid. p. 40.] +</p> + +<p> +<a name="linknote-1325" id="linknote-1325"> +<!-- Note --></a> +</p> +<p class="foot"> +1325 (<a href="#linknoteref-1325">return</a>)<br/> [ Mr. Bain (‘The +Emotions and the Will,’ 1865, p. 65) remarks on “the shyness of manners +which is induced between the sexes.... from the influence of mutual +regard, by the apprehension on either side of not standing well with the +other.”] +</p> + +<p> +<a name="linknote-1326" id="linknote-1326"> +<!-- Note --></a> +</p> +<p class="foot"> +1326 (<a href="#linknoteref-1326">return</a>)<br/> [ See, for evidence on +this subject, ‘The Descent of Man,’ &c., vol. ii. pp. 71, 341.] +</p> + +<p> +<a name="linknote-1327" id="linknote-1327"> +<!-- Note --></a> +</p> +<p class="foot"> +1327 (<a href="#linknoteref-1327">return</a>)<br/> [ H. Wedgwood, Dict. +English Etymology, vol. iii. 1865, p. 184. So with the Latin word <i>verecundus</i>.] +</p> + +<p> +<a name="linknote-1328" id="linknote-1328"> +<!-- Note --></a> +</p> +<p class="foot"> +1328 (<a href="#linknoteref-1328">return</a>)<br/> [ Mr. Bain (‘The +Emotions and the Will,’ p. 64) has discussed the “abashed” feelings +experienced on these occasions, as well as the <i>stage-fright</i> of +actors unused to the stage. Mr. Bain apparently attributes these feelings +to simple apprehension or dread.] +</p> + +<p> +<a name="linknote-1329" id="linknote-1329"> +<!-- Note --></a> +</p> +<p class="foot"> +1329 (<a href="#linknoteref-1329">return</a>)<br/> [ ‘Essays on Practical +Education,’ by Maria and R. L. Edgeworth, new edit. vol. ii. 1822, p. 38. +Dr. Burgess (ibid. p. 187) insists strongly to the same effect.] +</p> + +<p> +<a name="linknote-1330" id="linknote-1330"> +<!-- Note --></a> +</p> +<p class="foot"> +1330 (<a href="#linknoteref-1330">return</a>)<br/> [ ‘Essays on Practical +Education,’ by Maria and R. L. Edgeworth, new edit. vol. ii. 1822, p. 50.] +</p> + +<p> +<a name="linknote-1331" id="linknote-1331"> +<!-- Note --></a> +</p> +<p class="foot"> +1331 (<a href="#linknoteref-1331">return</a>)<br/> [ Bell, ‘Anatomy of +Expression,’ p. 95. Burgess, as quoted below, ibid. p. 49. Gratiolet, De +la Phys. p. 94.] +</p> + +<p> +<a name="linknote-1332" id="linknote-1332"> +<!-- Note --></a> +</p> +<p class="foot"> +1332 (<a href="#linknoteref-1332">return</a>)<br/> [ On the authority of +Lady Mary Wortley Montague; see Burgess, ibid. p. 43.] +</p> + +<p> +<a name="linknote-1333" id="linknote-1333"> +<!-- Note --></a> +</p> +<p class="foot"> +1333 (<a href="#linknoteref-1333">return</a>)<br/> [ In England, Sir H. +Holland was, I believe, the first to consider the influence of mental +attention on various parts of the body, in his ‘Medical Notes and +Reflections,’ 1839 p. 64. This essay, much enlarged, was reprinted by Sir +H. Holland in his ‘Chapters on Mental Physiology,’ 1858, p. 79, from which +work I always quote. At nearly the same time, as well as subsequently, +Prof. Laycock discussed the same subject: see ‘Edinburgh Medical and +Surgical Journal,’ 1839, July, pp. 17-22. Also his ‘Treatise on the +Nervous Diseases of Women,’ 1840, p. 110; and ‘Mind and Brain,’ vol. ii. +1860, p. 327. Dr. Carpenter’s views on mesmerism have a nearly similar +bearing. The great physiologist Müller treated (‘Elements of Physiology,’ +Eng. translat. vol. ii. pp. 937, 1085) of the influence of the attention +on the senses. Sir J. Paget discusses the influence of the mind on the +nutrition of parts, in his ‘Lectures on Surgical Pathology,’ 1853, vol. i. +p. 39: 1 quote from the 3rd edit. revised by Prof. Turner, 1870, p. 28. +See, also, Gratiolet, De la Phys. pp. 283-287.] +</p> + +<p> +<a name="linknote-1334" id="linknote-1334"> +<!-- Note --></a> +</p> +<p class="foot"> +1334 (<a href="#linknoteref-1334">return</a>)<br/> [ De la Phys. p. 283.] +</p> + +<p> +<a name="linknote-1340" id="linknote-1340"> +<!-- Note --></a> +</p> +<p class="foot"> +1340 (<a href="#linknoteref-1340">return</a>)<br/> [ Dr. Maudsley has +given (‘The Physiology and Pathology of Mind,’ 2nd edit. 1868, p. 105), on +good authority, some curious statements with respect to the improvement of +the sense of touch by practice and attention. It is remarkable that when +this sense has thus been rendered more acute at any point of the body, for +instance, in a finger, it is likewise improved at the corresponding point +on the opposite side of the body.] +</p> + +<p> +<a name="linknote-1341" id="linknote-1341"> +<!-- Note --></a> +</p> +<p class="foot"> +1341 (<a href="#linknoteref-1341">return</a>)<br/> [ The Lancet,’ 1838, +pp. 39-40, as quoted by Prof. Laycock, ‘Nervous Diseases of Women,’ 1840, +p. 110.] +</p> + +<p> +<a name="linknote-1342" id="linknote-1342"> +<!-- Note --></a> +</p> +<p class="foot"> +1342 (<a href="#linknoteref-1342">return</a>)<br/> [ ‘Chapters on Mental +Physiology,’ 1858, pp. 91-93.] +</p> + +<p> +<a name="linknote-1343" id="linknote-1343"> +<!-- Note --></a> +</p> +<p class="foot"> +1343 (<a href="#linknoteref-1343">return</a>)<br/> [ ‘Lectures on Surgical +Pathology,’ 3rd edit. revised by Prof. Turner, 1870, pp. 28, 31.] +</p> + +<p> +<a name="linknote-1344" id="linknote-1344"> +<!-- Note --></a> +</p> +<p class="foot"> +1344 (<a href="#linknoteref-1344">return</a>)<br/> [ ‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 938.] +</p> + +<p> +<a name="linknote-1345" id="linknote-1345"> +<!-- Note --></a> +</p> +<p class="foot"> +1345 (<a href="#linknoteref-1345">return</a>)<br/> [ Prof. Laycock has +discussed this point in a very interesting manner. See his ‘Nervous +Diseases of Women,’ 1840, p. 110.] +</p> + +<p> +<a name="linknote-1346" id="linknote-1346"> +<!-- Note --></a> +</p> +<p class="foot"> +1346 (<a href="#linknoteref-1346">return</a>)<br/> [ See, also, Mr. +Michael Foster, on the action of the vaso-motor system, in his interesting +Lecture before the royal Institution, as translated in the ‘Revue des +Cours Scientifiques,’ Sept. 25, 1869, p. 683.] +</p> + +<p> +<a name="linknote-1401" id="linknote-1401"> +<!-- Note --></a> +</p> +<p class="foot"> +1401 (<a href="#linknoteref-1401">return</a>)<br/> [ See the interesting +facts given by Dr. Bateman on ‘Aphasia,’ 1870, p. 110.] +</p> + +<p> +<a name="linknote-1402" id="linknote-1402"> +<!-- Note --></a> +</p> +<p class="foot"> +1402 (<a href="#linknoteref-1402">return</a>)<br/> [ ‘La Physionomie et la +Parole,’ 1865, pp. 103, 118.] +</p> + +<p> +<a name="linknote-1403" id="linknote-1403"> +<!-- Note --></a> +</p> +<p class="foot"> +1403 (<a href="#linknoteref-1403">return</a>)<br/> [ Rengger, +‘Naturgeschichte der Säugethiere von Paraguay,’ 1830, s. 55.] +</p> + +<p> +<a name="linknote-1404" id="linknote-1404"> +<!-- Note --></a> +</p> +<p class="foot"> +1404 (<a href="#linknoteref-1404">return</a>)<br/> [ Quoted by Moreau, in +his edition of Lavater, 1820, tom. iv. p. 211.] +</p> + +<p> +<a name="linknote-1405" id="linknote-1405"> +<!-- Note --></a> +</p> +<p class="foot"> +1405 (<a href="#linknoteref-1405">return</a>)<br/> [ Gratiolet (‘De la +Physionomie,’ 1865, p. 66) insists on the truth of this conclusion.] +</p> + +</div><!--end chapter--> + +<div>*** END OF THE PROJECT GUTENBERG EBOOK 1227 ***</div> +</body> + +</html> + + diff --git a/1227-h/images/fig1-2.jpg b/1227-h/images/fig1-2.jpg Binary files differnew file mode 100644 index 0000000..4acbc84 --- /dev/null +++ b/1227-h/images/fig1-2.jpg diff --git a/1227-h/images/fig10.jpg b/1227-h/images/fig10.jpg Binary files differnew file mode 100644 index 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Anyone seeking to utilize +this eBook outside of the United States should confirm copyright +status under the laws that apply to them. diff --git a/README.md b/README.md new file mode 100644 index 0000000..43b45cb --- /dev/null +++ b/README.md @@ -0,0 +1,2 @@ +Project Gutenberg (https://www.gutenberg.org) public repository for +eBook #1227 (https://www.gutenberg.org/ebooks/1227) diff --git a/old/1227-0.txt b/old/1227-0.txt new file mode 100644 index 0000000..a574a42 --- /dev/null +++ b/old/1227-0.txt @@ -0,0 +1,11357 @@ + +The Project Gutenberg EBook of The Expression of Emotion in Man and Animals, by +Charles Darwin + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Expression of Emotion in Man and Animals + +Author: Charles Darwin + +Release Date: March, 1998 [EBook #1227] +Last Updated: October 21, 2019 + +Language: English + +Character set encoding: UTF-8 + +*** START OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + + + + +Produced by Charles Keller and David Widger + + + + +THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS + +By Charles Darwin + +_With Photographic And Other Illustrations_ + +New York + +D. Appleton And Company + +1899 + + +CONTENTS + + + DETAILED CONTENTS. + + ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. + + INTRODUCTION. + + CHAPTER I. — GENERAL PRINCIPLES OF EXPRESSION. + + CHAPTER II. — GENERAL PRINCIPLES OF EXPRESSION—_continued_. + + CHAPTER III. — GENERAL PRINCIPLES OF EXPRESSION—_concluded_. + + CHAPTER IV. — MEANS OF EXPRESSION IN ANIMALS. + + CHAPTER V. — SPECIAL EXPRESSIONS OF ANIMALS. + + CHAPTER VI. — SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. + + CHAPTER VII. — LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. + + CHAPTER VIII. — JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. + + CHAPTER IX. — + REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. + + CHAPTER X. — HATRED AND ANGER. + + CHAPTER XI. — DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, ETC. + + CHAPTER XII. — SURPRISE—ASTONISHMENT—FEAR—HORROR. + + CHAPTER XIII. — SELF-ATTENTION—SHAME—SHYNESS—MODESTY: BLUSHING. + + CHAPTER XIV. — CONCLUDING REMARKS AND SUMMARY. + + FOOTNOTES + + +ILLUSTRATIONS + + + + Muscles of the Human Face. Fig 1-2 + + Muscles of the Human Face. Fig 3 + + Small Dog Watching a Cat on A Table. Figure 4 + + Dog in a Hostile Frame of Mind. Fig. 5 + + Dog in a humble and Affectionate Frame of Mind. Fig. 6 + + Dog in a Hostile Frame of Mind. Fig. 7 + + Dog Carressing his Master. Fig. 8 + + Cat, Savage, and Prepared to Fight. Fig. 9 + + Cat in an Affectionate Frame of Mind. Fig. 10 + + Sound Producing Quills from Tail of a Porcupine. Fig. 11 + + Hen Driving Away a Dog from Her Chickens. Fig. 12 + + Swan Driving Away an Intruder. Fig 13 + + Head of Snarling Dog. Fig 14 + + Cat Terrified at a Dog. Fig.15 + + Cynopithecus Niger, Pleased by Being Caressed. Fig.17 + + Chimpanzee Disappointed and Sulky. Fig. 18 + + Screaming Infants. Plate I. + + Obliquity of the Eyebrows. Plate II + + Moderate Laughter and Smiling. Plate III + + Ill-temper. Plate IV + + Anger and Indignation. Plate VI + + Scorn and Disdain. Plate V + + Gestures of the Body. Plate VII + + Photograph of an Insane Woman. Fig. 19 + + Terror. Fig. 20 + + Horror and Agony. Fig. 21 + + +_N.B_.—Several of the figures in these seven Heliotype Plates have been +reproduced from photographs, instead of from the original negatives; +and they are in consequence somewhat indistinct. Nevertheless they are +faithful copies, and are much superior for my purpose to any drawing, +however carefully executed. + + +DETAILED CONTENTS. + +INTRODUCTION + +CHAP. I—GENERAL PRINCIPLES OF EXPRESSION. +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case—The +force of habit—Inheritance—Associated habitual movements in man—Reflex +actions—Passage of habits into reflex actions—Associated habitual +movements in the lower animals—Concluding remarks + +CHAP. II—GENERAL PRINCIPLES OF EXPRESSION.—_continued_. +The Principle of Antithesis—Instances in the dog and cat—Origin of the +principle—Conventional signs—The principle of antithesis has not arisen +from opposite actions being consciously performed under opposite +impulses + +CHAP. III—GENERAL PRINCIPLES OF EXPRESSION.—_concluded_. +The principle of the direct action of the excited nervous system on the +body, independently of the will and in part of habit—Change of colour +in the hair—Trembling of the muscles—Modified +secretions—Perspiration—Expression of extreme pain—Of rage, great joy, +and terror—Contrast between the emotions which cause and do not cause +expressive movements—Exciting and depressing states of the mind—Summary + +CHAP. IV—MEANS OF EXPRESSION. IN ANIMALS. +The emission of sounds—Vocal sounds—Sounds otherwise produced—Erection +of the dermal appendages, hairs, feathers, &c., under the emotions of +anger and terror—The drawing back of the ears as a preparation for +fighting, and as an expression of anger—Erection of the ears and +raising the head, a sign of attention + +CHAP. V.—SPECIAL EXPRESSIONS OF ANIMALS. +The Dog, various expressive movements of—Cats—Horses—Ruminants—Monkeys, +their expression of joy and affection—Of pain—Anger Astonishment and +Terror + +CHAP. VI.—SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. +The screaming and weeping of infants—Form of features—Age at which +weeping commences—The effects of habitual restraint on +weeping—Sobbing—Cause of the contraction of the muscles round the eyes +during screaming—Cause of the secretion of tears + +CHAP. VII.—LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. +General effect of grief on the system—Obliquity of the eyebrows under +suffering—On the cause of the obliquity of the eyebrows—On the +depression of the corners of the mouth + +CHAP. VIII.—JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. +Laughter primarily the expression of joy—Ludicrous ideas—Movements of +the features during laughter—Nature of the sound produced—The secretion +of tears during loud laughter—Gradation from loud laughter to gentle +smiling—High spirits—The expression of love—Tender feelings—Devotion + +CHAP. IX.—REFLECTION—MEDITATION—ILL—TEMPER—SULKINESS DETERMINATION. +The act of frowning—Reflection with an effort or with the perception of +something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy—Sulkiness and +pouting—Decision or determination—The firm closure of the mouth + +CHAP. X.—HATRED AND ANGER. +Hatred—Rage, effects of on the system—Uncovering of the teeth—Rage in +the insane—Anger and indignation—As expressed by the various races of +man—Sneering and defiance—The uncovering of the canine teeth on one +side of the face + +CHAP. XI.—DISDAIN—CONTEMPT—DISGUST—GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION. +Contempt, scorn and disdain, variously expressed—Derisive +Smile—Gestures expressive of contempt—Disgust—Guilt, deceit, pride, +etc.—Helplessness or impotence—Patience—Obstinacy—Shrugging the +shoulders common to most of the races of man—Signs of affirmation and +negation + +CHAP. XII.—SURPRISE—ASTONISHMENT—FEAR—HORROR. +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying surprise—Admiration +Fear—Terror—Erection of the hair—Contraction of the platysma +muscle—Dilatation of the pupils—horror—Conclusion. + +CHAP. XIII.—SELF-ATTENTION—SHAME—SHYNESS—MODESTY: BLUSHING. +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, the +fundamental element—Shyness—Shame, from broken moral laws and +conventional rules—Modesty—Theory of blushing—Recapitulation + +CHAP. XIV.—CONCLUDING REMARKS AND SUMMARY. +The three leading principles which have determined the chief movements +of expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on the +specific unity of the races of man—On the successive acquirement of +various expressions by the progenitors of man—The importance of +expression—Conclusion + + + + +ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. + +INTRODUCTION. + + +Many works have been written on Expression, but a greater number on +Physiognomy,—that is, on the recognition of character through the study +of the permanent form of the features. With this latter subject I am +not here concerned. The older treatises,[1] which I have consulted, +have been of little or no service to me. The famous ‘Conférences’[2] of +the painter Le Brun, published in 1667, is the best known ancient work, +and contains some good remarks. Another somewhat old essay, namely, the +‘Discours,’ delivered 1774-1782, by the well-known Dutch anatomist +Camper,[3] can hardly be considered as having made any marked advance +in the subject. The following works, on the contrary, deserve the +fullest consideration. + +Sir Charles Bell, so illustrious for his discoveries in physiology, +published in 1806 the first edition, and in the third edition of his +‘Anatomy and Philosophy of Expression.’[4] He may with justice be said, +not only to have laid the foundations of the subject as a branch of +science, but to have built up a noble structure. His work is in every +way deeply interesting; it includes graphic descriptions of the various +emotions, and is admirably illustrated. It is generally admitted that +his service consists chiefly in having shown the intimate relation +which exists between the movements of expression and those of +respiration. One of the most important points, small as it may at first +appear, is that the muscles round the eyes are involuntarily contracted +during violent expiratory efforts, in order to protect these delicate +organs from the pressure of the blood. This fact, which has been fully +investigated for me with the greatest kindness by Professors Donders of +Utrecht, throws, as we shall hereafter see, a flood of light on several +of the most important expressions of the human countenance. The merits +of Sir C. Bell’s work have been undervalued or quite ignored by several +foreign writers, but have been fully admitted by some, for instance by +M. Lemoine,[5] who with great justice says:—“Le livre de Ch. Bell +devrait être médité par quiconque essaye de faire parler le visage de +l’homme, par les philosophes aussi bien que par les artistes, car, sous +une apparence plus légère et sous le prétexte de l’esthétique, c’est un +des plus beaux monuments de la science des rapports du physique et du +moral.” + +From reasons which will presently be assigned, Sir C. Bell did not +attempt to follow out his views as far as they might have been carried. +He does not try to explain why different muscles are brought into +action under different emotions; why, for instance, the inner ends of +the eyebrows are raised, and the corners of the mouth depressed, by a +person suffering from grief or anxiety. + +In 1807 M. Moreau edited an edition of Lavater on Physiognomy,[6] in +which he incorporated several of his own essays, containing excellent +descriptions of the movements of the facial muscles, together with many +valuable remarks. He throws, however, very little light on the +philosophy of the subject. For instance, M. Moreau, in speaking of the +act of frowning, that is, of the contraction of the muscle called by +French writers the _soucilier_ (_corrigator supercilii_), remarks with +truth:—“Cette action des sourciliers est un des symptômes les plus +tranchés de l’expression des affections pénibles ou concentrées.” He +then adds that these muscles, from their attachment and position, are +fitted “à resserrer, à concentrer les principaux traits de la _face_, +comme il convient dans toutes ces passions vraiment oppressives ou +profondes, dans ces affections dont le sentiment semble porter +l’organisation à revenir sur elle-même, à se contracter et à +_s’amoindrir_, comme pour offrir moins de prise et de surface à des +impressions redoutables ou importunes.” He who thinks that remarks of +this kind throw any light on the meaning or origin of the different +expressions, takes a very different view of the subject to what I do. + +In the above passage there is but a slight, if any, advance in the +philosophy of the subject, beyond that reached by the painter Le Brun, +who, in 1667, in describing the expression of fright, says:—“Le sourcil +qui est abaissé d’un côté et élevé de l’autre, fait voir que la partie +élevée semble le vouloir joindre au cerveau pour le garantir du mal que +l’âme aperçoit, et le côté qui est abaissé et qui paraît enflé,—nous +fait trouver dans cet état par les esprits qui viennent du cerveau en +abondance, comme polir couvrir l’âme et la défendre du mal qu’elle +craint; la bouche fort ouverte fait voir le saisissement du cœur, par +le sang qui se retire vers lui, ce qui l’oblige, voulant respirer, à +faire un effort qui est cause que la bouche s’ouvre extrêmement, et +qui, lorsqu’il passe par les organes de la voix, forme un son qui n’est +point articulé; que si les muscles et les veines paraissent enflés, ce +n’est que par les esprits que le cerveau envoie en ces parties-là.” I +have thought the foregoing sentences worth quoting, as specimens of the +surprising nonsense which has been written on the subject. + +‘The Physiology or Mechanism of Blushing,’ by Dr. Burgess, appeared in +1839, and to this work I shall frequently refer in my thirteenth +Chapter. + +In 1862 Dr. Duchenne published two editions, in folio and octavo, of +his ‘Mécanisme de la Physionomie Humaine,’ in which he analyses by +means of electricity, and illustrates by magnificent photographs, the +movements of the facial muscles. He has generously permitted me to copy +as many of his photographs as I desired. His works have been spoken +lightly of, or quite passed over, by some of his countrymen. It is +possible that Dr. Duchenne may have exaggerated the importance of the +contraction of single muscles in giving expression; for, owing to the +intimate manner in which the muscles are connected, as may be seen in +Henle’s anatomical drawings[7]—the best I believe ever published it is +difficult to believe in their separate action. Nevertheless, it is +manifest that Dr. Duchenne clearly apprehended this and other sources +of error, and as it is known that he was eminently successful in +elucidating the physiology of the muscles of the hand by the aid of +electricity, it is probable that he is generally in the right about the +muscles of the face. In my opinion, Dr. Duchenne has greatly advanced +the subject by his treatment of it. No one has more carefully studied +the contraction of each separate muscle, and the consequent furrows +produced on the skin. He has also, and this is a very important +service, shown which muscles are least under the separate control of +the will. He enters very little into theoretical considerations, and +seldom attempts to explain why certain muscles and not others contract +under the influence of certain emotions. + +A distinguished French anatomist, Pierre Gratiolet, gave a course of +lectures on Expression at the Sorbonne, and his notes were published +(1865) after his death, under the title of ‘De la Physionomie et des +Mouvements d’Expression.’ This is a very interesting work, full of +valuable observations. His theory is rather complex, and, as far as it +can be given in a single sentence (p. 65), is as follows:—“Il résulte, +de tous les faits que j’ai rappelés, que les sens, l’imagination et la +pensée elle-même, si élevée, si abstraite qu’on la suppose, ne peuvent +s’exercer sans éveiller un sentiment corrélatif, et que ce sentiment se +traduit directement, sympathiquement, symboliquement ou +métaphoriquement, dans toutes les sphères des organs extérieurs, qui la +racontent tous, suivant leur mode d’action propre, comme si chacun +d’eux avait été directement affecté.” + +Gratiolet appears to overlook inherited habit, and even to some extent +habit in the individual; and therefore he fails, as it seems to me, to +give the right explanation, or any explanation at all, of many gestures +and expressions. As an illustration of what he calls symbolic +movements, I will quote his remarks (p. 37), taken from M. Chevreul, on +a man playing at billiards. “Si une bille dévie légèrement de la +direction que le joueur prétend lui imprimer, ne l’avez-vous pas vu +cent fois la pousser du regard, de la tête et même des épaules, comme +si ces mouvements, purement symboliques, pouvaient rectifier son +trajet? Des mouvements non moins significatifs se produisent quand la +bille manque d’une impulsion suffisante. Et cliez les joueurs novices, +ils sont quelquefois accusés au point d’éveiller le sourire sur les +lèvres des spectateurs.” Such movements, as it appeirs to me, may be +attributed simply to habit. As often as a man has wished to move an +object to one side, he has always pushed it to that side when forwards, +he has pushed it forwards; and if he has wished to arrest it, he has +pulled backwards. Therefore, when a man sees his ball travelling in a +wrong direction, and he intensely wishes it to go in another direction, +he cannot avoid, from long habit, unconsciously performing movements +which in other cases he has found effectual. + +As an instance of sympathetic movements Gratiolet gives (p. 212) the +following case:—“un jeune chien à oreilles droites, auquel son maître +présente de loin quelque viande appétissante, fixe avec ardeur ses yeux +sur cet objet dont il suit tous les mouvements, et pendant que les yeux +regardent, les deux oreilles se portent en avant comme si cet objet +pouvait être entendu.” Here, instead of speaking of sympathy between +the ears and eyes, it appears to me more simple to believe, that as +dogs during many generations have, whilst intently looking at any +object, pricked their ears in order to perceive any sound; and +conversely have looked intently in the direction of a sound to which +they may have listened, the movements of these organs have become +firmly associated together through long-continued habit. + +Dr. Piderit published in 1859 an essay on Expression, which I have not +seen, but in which, as he states, he forestalled Gratiolet in many of +his views. In 1867 he published his ‘Wissenschaftliches System der +Mimik und Physiognomik.’ It is hardly possible to give in a few +sentences a fair notion of his views; perhaps the two following +sentences will tell as much as can be briefly told: “the muscular +movements of expression are in part related to imaginary objects, and +in part to imaginary sensorial impressions. In this proposition lies +the key to the comprehension of all expressive muscular movements.” (s. +25) Again, “Expressive movements manifest themselves chiefly in the +numerous and mobile muscles of the face, partly because the nerves by +which they are set into motion originate in the most immediate vicinity +of the mind-organ, but partly also because these muscles serve to +support the organs of sense.” (s. 26.) If Dr. Piderit had studied Sir +C. Bell’s work, he would probably not have said (s. 101) that violent +laughter causes a frown from partaking of the nature of pain; or that +with infants (s. 103) the tears irritate the eyes, and thus excite the +contraction of the surrounding in muscles. Many good remarks are +scattered throughout this volume, to which I shall hereafter refer. + +Short discussions on Expression may be found in various works, which +need not here be particularised. Mr. Bain, however, in two of his works +has treated the subject at some length. He says,[8] “I look upon the +expression so-called as part and parcel of the feeling. I believe it to +be a general law of the mind that along with the fact of inward feeling +or consciousness, there is a diffusive action or excitement over the +bodily members.” In another place he adds, “A very considerable number +of the facts may be brought under the following principle: namely, that +states of pleasure are connected with an increase, and states of pain +with an abatement, of some, or all, of the vital functions.” But the +above law of the diffusive action of feelings seems too general to +throw much light on special expressions. + +Mr. Herbert Spencer, in treating of the Feelings in his ‘Principles of +Psychology’ (1855), makes the following remarks:—“Fear, when strong, +expresses itself in cries, in efforts to hide or escape, in +palpitations and tremblings; and these are just the manifestations that +would accompany an actual experience of the evil feared. The +destructive passions are shown in a general tension of the muscular +system, in gnashing of the teeth and protrusion of the claws, in +dilated eyes and nostrils in growls; and these are weaker forms of the +actions that accompany the killing of prey.” Here we have, as I +believe, the true theory of a large number of expressions; but the +chief interest and difficulty of the subject lies in following out the +wonderfully complex results. I infer that some one (but who he is I +have not been able to ascertain) formerly advanced a nearly similar +view, for Sir C. Bell says,[9] “It has been maintained that what are +called the external signs of passion, are only the concomitants of +those voluntary movements which the structure renders necessary.” Mr. +Spencer has also published[10] a valuable essay on the physiology of +Laughter, in which he insists on “the general law that feeling passing +a certain pitch, habitually vents itself in bodily action,” and that +“an overflow of nerve-force undirected by any motive, will manifestly +take first the most habitual routes; and if these do not suffice, will +next overflow into the less habitual ones.” This law I believe to be of +the highest importance in throwing light on our subject.’[11] + +All the authors who have written on Expression, with the exception of +Mr. Spencer—the great expounder of the principle of Evolution—appear to +have been firmly convinced that species, man of course included, came +into existence in their present condition. Sir C. Bell, being thus +convinced, maintains that many of our facial muscles are “purely +instrumental in expression;” or are “a special provision” for this sole +object.[12] But the simple fact that the anthropoid apes possess the +same facial muscles as we do,[13] renders it very improbable that these +muscles in our case serve exclusively for expression; for no one, I +presume, would be inclined to admit that monkeys have been endowed with +special muscles solely for exhibiting their hideous grimaces. Distinct +uses, independently of expression, can indeed be assigned with much +probability for almost all the facial muscles. + +Sir C. Bell evidently wished to draw as broad a distinction as possible +between man and the lower animals; and he consequently asserts that +with “the lower creatures there is no expression but what may be +referred, more or less plainly, to their acts of volition or necessary +instincts.” He further maintains that their faces “seem chiefly capable +of expressing rage and fear.”[14] But man himself cannot express love +and humility by external signs, so plainly as does a dog, when with +drooping ears, hanging lips, flexuous body, and wagging tail, he meets +his beloved master. Nor can these movements in the dog be explained by +acts of volition or necessary instincts, any more than the beaming eyes +and smiling cheeks of a man when he meets an old friend. If Sir C. Bell +had been questioned about the expression of affection in the dog, he +would no doubt have answered that this animal had been created with +special instincts, adapting him for association with man, and that all +further enquiry on the subject was superfluous. + +Although Gratiolet emphatically denies[15] that any muscle has been +developed solely for the sake of expression, he seems never to have +reflected on the principle of evolution. He apparently looks at each +species as a separate creation. So it is with the other writers on +Expression. For instance, Dr. Duchenne, after speaking of the movements +of the limbs, refers to those which give expression to the face, and +remarks:[16] “Le créateur n’a donc pas eu à se préoccuper ici des +besoins de la mécanique; il a pu, selon sa sagesse, ou—que l’on me +pardonne cette manière de parler—par une divine fantaisie, mettre en +action tel ou tel muscle, un seul ou plusieurs muscles à la fois, +lorsqu’il a voulu que les signes caractéristiques des passions, même +les plus fugaces, fussent écrits passagèrement sur la face de l’homme. +Ce langage de la physionomie une fois créé, il lui a suffi, pour le +rendre universel et immuable, de donner à tout être humain la faculté +instinctive d’exprimer toujours ses sendments par la contraction des +mêmes muscles.” + +Many writers consider the whole subject of Expression as inexplicable. +Thus the illustrious physiologist Müller, says,[17] “The completely +different expression of the features in different passions shows that, +according to the kind of feeling excited, entirely different groups of +the fibres of the facial nerve are acted on. Of the cause of this we +are quite ignorant.” + +No doubt as long as man and all other animals are viewed as independent +creations, an effectual stop is put to our natural desire to +investigate as far as possible the causes of Expression. By this +doctrine, anything and everything can be equally well explained; and it +has proved as pernicious with respect to Expression as to every other +branch of natural history. With mankind some expressions, such as the +bristling of the hair under the influence of extreme terror, or the +uncovering of the teeth under that of furious rage, can hardly be +understood, except on the belief that man once existed in a much lower +and animal-like condition. The community of certain expressions in +distinct though allied species, as in the movements of the same facial +muscles during laughter by man and by various monkeys, is rendered +somewhat more intelligible, if we believe in their descent from a +common progenitor. He who admits on general grounds that the structure +and habits of all animals have been gradually evolved, will look at the +whole subject of Expression in a new and interesting light. + +The study of Expression is difficult, owing to the movements being +often extremely slight, and of a fleeting nature. A difference may be +clearly perceived, and yet it may be impossible, at least I have found +it so, to state in what the difference consists. When we witness any +deep emotion, our sympathy is so strongly excited, that close +observation is forgotten or rendered almost impossible; of which fact I +have had many curious proofs. Our imagination is another and still more +serious source of error; for if from the nature of the circumstances we +expect to see any expression, we readily imagine its presence. +Notwithstanding Dr. Duchenne’s great experience, he for a long time +fancied, as he states, that several muscles contracted under certain +emotions, whereas he ultimately convinced himself that the movement was +confined to a single muscle. + +In order to acquire as good a foundation as possible, and to ascertain, +independently of common opinion, how far particular movements of the +features and gestures are really expressive of certain states of the +mind, I have found the following means the most serviceable. In the +first place, to observe infants; for they exhibit many emotions, as Sir +C. Bell remarks, “with extraordinary force;” whereas, in after life, +some of our expressions “cease to have the pure and simple source from +which they spring in infancy.”[18] + +In the second place, it occurred to me that the insane ought to be +studied, as they are liable to the strongest passions, and give +uncontrolled vent to them. I had, myself, no opportunity of doing this, +so I applied to Dr. Maudsley and received from him an introduction to +Dr. J. Crichton Browne, who has charge of an immense asylum near +Wakefield, and who, as I found, had already attended to the subject. +This excellent observer has with unwearied kindness sent me copious +notes and descriptions, with valuable suggestions on many points; and I +can hardly over-estimate the value of his assistance. I owe also, to +the kindness of Mr. Patrick Nicol, of the Sussex Lunatic Asylum, +interesting statements on two or three points. + +Thirdly Dr. Duchenne galvanized, as we have already seen, certain +muscles in the face of an old man, whose skin was little sensitive, and +thus produced various expressions which were photographed on a large +scale. It fortunately occurred to me to show several of the best +plates, without a word of explanation, to above twenty educated persons +of various ages and both sexes, asking them, in each case, by what +emotion or feeling the old man was supposed to be agitated; and I +recorded their answers in the words which they used. Several of the +expressions were instantly recognised by almost everyone, though +described in not exactly the same terms; and these may, I think, be +relied on as truthful, and will hereafter be specified. On the other +hand, the most widely different judgments were pronounced in regard to +some of them. This exhibition was of use in another way, by convincing +me how easily we may be misguided by our imagination; for when I first +looked through Dr. Duchenne’s photographs, reading at the same time the +text, and thus learning what was intended, I was struck with admiration +at the truthfulness of all, with only a few exceptions. Nevertheless, +if I had examined them without any explanation, no doubt I should have +been as much perplexed, in some cases, as other persons have been. + +Fourthly, I had hoped to derive much aid from the great masters in +painting and sculpture, who are such close observers. Accordingly, I +have looked at photographs and engravings of many well-known works; +but, with a few exceptions, have not thus profited. The reason no doubt +is, that in works of art, beauty is the chief object; and strongly +contracted facial muscles destroy beauty.[19] The story of the +composition is generally told with wonderful force and truth by +skilfully given accessories. + +Fifthly, it seemed to me highly important to ascertain whether the same +expressions and gestures prevail, as has often been asserted without +much evidence, with all the races of mankind, especially with those who +have associated but little with Europeans. Whenever the same movements +of the features or body express the same emotions in several distinct +races of man, we may infer with much probability, that such expressions +are true ones,—that is, are innate or instinctive. Conventional +expressions or gestures, acquired by the individual during early life, +would probably have differed in the different races, in the same manner +as do their languages. Accordingly I circulated, early in the year +1867, the following printed queries with a request, which has been +fully responded to, that actual observations, and not memory, might be +trusted. These queries were written after a considerable interval of +time, during which my attention had been otherwise directed, and I can +now see that they might have been greatly improved. To some of the +later copies, I appended, in manuscript, a few additional remarks:— + +(1.) Is astonishment expressed by the eyes and mouth being opened wide, +and by the eyebrows being raised? + +(2.) Does shame excite a blush when the colour of the skin allows it to +be visible? and especially how low down the body does the blush extend? + +(3.) When a man is indignant or defiant does he frown, hold his body +and head erect, square his shoulders and clench his fists? + +(4) When considering deeply on any subject, or trying to understand any +puzzle, does he frown, or wrinkle the skin beneath the lower eyelids? + +(5.) When in low spirits, are the corners of the mouth depressed, and +the inner corner of the eyebrows raised by that muscle which the French +call the “Grief muscle”? The eyebrow in this state becomes slightly +oblique, with a little swelling at the Inner end; and the forehead is +transversely wrinkled in the middle part, but not across the whole +breadth, as when the eyebrows are raised in surprise. + +(6.) When in good spirits do the eyes sparkle, with the skin a little +wrinkled round and under them, and with the mouth a little drawn back +at the corners? + +(7.) When a man sneers or snarls at another, is the corner of the upper +lip over the canine or eye tooth raised on the side facing the man whom +he addresses? + +(8) Can a dogged or obstinate expression be recognized, which is +chiefly shown by the mouth being firmly closed, a lowering brow and a +slight frown? + +(9.) Is contempt expressed by a slight protrusion of the lips and by +turning up the nose, and with a slight expiration? + +(10) Is disgust shown by the lower lip being turned down, the upper lip +slightly raised, with a sudden expiration, something like incipient +vomiting, or like something spit out of the mouth? + +(11.) Is extreme fear expressed in the same general manner as with +Europeans? + +(12.) Is laughter ever carried to such an extreme as to bring tears +into the eyes? + +(13.) When a man wishes to show that he cannot prevent something being +done, or cannot himself do something, does he shrug his shoulders, turn +inwards his elbows, extend outwards his hands and open the palms; with +the eyebrows raised? + +(14) Do the children when sulky, pout or greatly protrude the lips? + +(15.) Can guilty, or sly, or jealous expressions be recognized? though +I know not how these can be defined. + +(16.) Is the head nodded vertically in affirmation, and shaken +laterally in negation? + +Observations on natives who have had little communication with +Europeans would be of course the most valuable, though those made on +any natives would be of much interest to me. General remarks on +expression are of comparatively little value; and memory is so +deceptive that I earnestly beg it may not be trusted. A definite +description of the countenance under any emotion or frame of mind, with +a statement of the circumstances under which it occurred, would possess +much value. + +To these queries I have received thirty-six answers from different +observers, several of them missionaries or protectors of the +aborigines, to all of whom I am deeply indebted for the great trouble +which they have taken, and for the valuable aid thus received. I will +specify their names, &c., towards the close of this chapter, so as not +to interrupt my present remarks. The answers relate to several of the +most distinct and savage races of man. In many instances, the +circumstances have been recorded under which each expression was +observed, and the expression itself described. In such cases, much +confidence may be placed in the answers. When the answers have been +simply yes or no, I have always received them with caution. It follows, +from the information thus acquired, that the same state of mind is +expressed throughout the world with remarkable uniformity; and this +fact is in itself interesting as evidence of the close similarity in +bodily structure and mental disposition of all the races, of mankind. + +Sixthly, and lastly, I have attended as closely as I could, to the +expression of the several passions in some of the commoner animals; and +this I believe to be of paramount importance, not of course for +deciding how far in man certain expressions are characteristic of +certain states of mind, but as affording the safest basis for +generalisation on the causes, or origin, of the various movements of +Expression. In observing animals, we are not so likely to be biassed by +our imagination; and we may feel safe that their expressions are not +conventional. + +From the reasons above assigned, namely, the fleeting nature of some +expressions (the changes in the features being often extremely slight); +our sympathy being easily aroused when we behold any strong emotion, +and our attention thus distracted; our imagination deceiving us, from +knowing in a vague manner what to expect, though certainly few of us +know what the exact changes in the countenance are; and lastly, even +our long familiarity with the subject,—from all these causes combined, +the observation of Expression is by no means easy, as many persons, +whom I have asked to observe certain points, have soon discovered. +Hence it is difficult to determine, with certainty, what are the +movements of the features and of the body, which commonly characterize +certain states of the mind. Nevertheless, some of the doubts and +difficulties have, as I hope, been cleared away by the observation of +infants,—of the insane,—of the different races of man,—of works of +art,—and lastly, of the facial muscles under the action of galvanism, +as effected by Dr. Duchenne. + +But there remains the much greater difficulty of understanding the +cause or origin of the several expressions, and of judging whether any +theoretical explanation is trustworthy. Besides, judging as well as we +can by our reason, without the aid of any rules, which of two or more +explanations is the most satisfactory, or are quite unsatisfactory, I +see only one way of testing our conclusions. This is to observe whether +the same principle by which one expression can, as it appears, be +explained, is applicable in other allied cases; and especially, whether +the same general principles can be applied with satisfactory results, +both to man and the lower animals. This latter method, I am inclined to +think, is the most serviceable of all. The difficulty of judging of the +truth of any theoretical explanation, and of testing it by some +distinct line of investigation, is the great drawback to that interest +which the study seems well fitted to excite. + +Finally, with respect to my own observations, I may state that they +were commenced in the year 1838; and from that time to the present day, +I have occasionally attended to the subject. At the above date, I was +already inclined to believe in the principle of evolution, or of the +derivation of species from other and lower forms. Consequently, when I +read Sir C. Bell’s great work, his view, that man had been created with +certain muscles specially adapted for the expression of his feelings, +struck me as unsatisfactory. It seemed probable that the habit of +expressing our feelings by certain movements, though now rendered +innate, had been in some manner gradually acquired. But to discover how +such habits had been acquired was perplexing in no small degree. The +whole subject had to be viewed under a new aspect, and each expression +demanded a rational explanation. This belief led me to attempt the +present work, however imperfectly it may have been executed. + + +I will now give the names of the gentlemen to whom, as I have said, I +am deeply indebted for information in regard to the expressions +exhibited by various races of man, and I will specify some of the +circumstances under which the observations were in each case made. +Owing to the great kindness and powerful influence of Mr. Wilson, of +Hayes Place, Kent, I have received from Australia no less than thirteen +sets of answers to my queries. This has been particularly fortunate, as +the Australian aborigines rank amongst the most distinct of all the +races of man. It will be seen that the observations have been chiefly +made in the south, in the outlying parts of the colony of Victoria; but +some excellent answers have been received from the north. + +Mr. Dyson Lacy has given me in detail some valuable observations, made +several hundred miles in the interior of Queensland. To Mr. R. Brough +Smyth, of Melbourne, I am much indebted for observations made by +himself, and for sending me several of the following letters, +namely:—From the Rev. Mr. Hagenauer, of Lake Wellington, a missionary +in Gippsland, Victoria, who has had much experience with the natives. +From Mr. Samuel Wilson, a landowner, residing at Langerenong, Wimmera, +Victoria. From the Rev. George Taplin, superintendent of the native +Industrial Settlement at Port Macleay. From Mr. Archibald G. Lang, of +Coranderik, Victoria, a teacher at a school where aborigines, old and +young, are collected from all parts of the colony. From Mr. H. B. Lane, +of Belfast, Victoria, a police magistrate and warden, whose +observations, as I am assured, are highly trustworthy. From Mr. +Templeton Bunnett, of Echuca, whose station is on the borders of the +colony of Victoria, and who has thus been able to observe many +aborigines who have had little intercourse with white men. He compared +his observations with those made by two other gentlemen long resident +in the neighbourhood. Also from Mr. J. Bulmer, a missionary in a remote +part of Gippsland, Victoria. + +I am also indebted to the distinguished botanist, Dr. Ferdinand Müller, +of Victoria, for some observations made by himself, and for sending me +others made by Mrs. Green, as well as for some of the foregoing +letters. + +In regard to the Maoris of New Zealand, the Rev. J. W. Stack has +answered only a few of my queries; but the answers have been remarkably +full, clear, and distinct, with the circumstances recorded under which +the observations were made. + +The Rajah Brooke has given me some information with respect to the +Dyaks of Borneo. + +Respecting the Malays, I have been highly successful; for Mr. F. Geach +(to whom I was introduced by Mr. Wallace), during his residence as a +mining engineer in the interior of Malacca, observed many natives, who +had never before associated with white men. He wrote me two long +letters with admirable and detailed observations on their expression. +He likewise observed the Chinese immigrants in the Malay archipelago. + +The well-known naturalist, H. M. Consul, Mr. Swinhoe, also observed for +me the Chinese in their native country; and he made inquiries from +others whom he could trust. + +In India Mr. H. Erskine, whilst residing in his official capacity in +the Admednugur District in the Bombay Presidency, attended to the +expression of the inhabitants, but found much difficulty in arriving at +any safe conclusions, owing to their habitual concealment of all +emotions in the presence of Europeans. He also obtained information for +me from Mr. West, the Judge in Canara, and he consulted some +intelligent native gentlemen on certain points. In Calcutta Mr. J. +Scott, curator of the Botanic Gardens, carefully observed the various +tribes of men therein employed during a considerable period, and no one +has sent me such full and valuable details. The habit of accurate +observation, gained by his botanical studies, has been brought to bear +on our present subject. For Ceylon I am much indebted to the Rev. S. O. +Glenie for answers to some of my queries. + +Turning to Africa, I have been unfortunate with respect to the negroes, +though Mr. Winwood Reade aided me as far as lay in his power. It would +have been comparatively easy to have obtained information in regard to +the negro slaves in America; but as they have long associated with +white men, such observations would have possessed little value. In the +southern parts of the continent Mrs. Barber observed the Kafirs and +Fingoes, and sent me many distinct answers. Mr. J. P. Mansel Weale also +made some observations on the natives, and procured for me a curious +document, namely, the opinion, written in English, of Christian Gaika, +brother of the Chief Sandilli, on the expressions of his +fellow-countrymen. In the northern regions of Africa Captain Speedy, +who long resided with the Abyssinians, answered my queries partly from +memory and partly from observations made on the son of King Theodore, +who was then under his charge. Professor and Mrs. Asa Gray attended to +some points in the expressions of the natives, as observed by them +whilst ascending the Nile. + +On the great American continent Mr. Bridges, a catechist residing with +the Fuegians, answered some few questions about their expression, +addressed to him many years ago. In the northern half of the continent +Dr. Rothrock attended to the expressions of the wild Atnah and Espyox +tribes on the Nasse River, in North-Western America. Mr. Washington +Matthews Assistant-Surgeon in the United States Army, also observed +with special care (after having seen my queries, as printed in the +‘Smithsonian Report’) some of the wildest tribes in the Western parts +of the United States, namely, the Tetons, Grosventres, Mandans, and +Assinaboines; and his answers have proved of the highest value. + +Lastly, besides these special sources of information, I have collected +some few facts incidentally given in books of travels.—— + + + +Muscles of the Human Face. Fig 1-2 + + + +Muscles of the Human Face. Fig 3 + +As I shall often have to refer, more especially in the latter part of +this volume, to the muscles of the human face, I have had a diagram +(fig. 1) copied and reduced from Sir C. Bell’s work, and two others, +with more accurate details (figs. 2 and 3), from Herde’s well-known +‘Handbuch der Systematischen Anatomie des Menschen.’ The same letters +refer to the same muscles in all three figures, but the names are given +of only the more important ones to which I shall have to allude. The +facial muscles blend much together, and, as I am informed, hardly +appear on a dissected face so distinct as they are here represented. +Some writers consider that these muscles consist of nineteen pairs, +with one unpaired;[20] but others make the number much larger, +amounting even to fifty-five, according to Moreau. They are, as is +admitted by everyone who has written on the subject, very variable in +structure; and Moreau remarks that they are hardly alike in +half-a-dozen subjects.[21] They are also variable in function. Thus the +power of uncovering the canine tooth on one side differs much in +different persons. The power of raising the wings of the nostrils is +also, according to Dr. Piderit,[22] variable in a remarkable degree; +and other such cases could be given. + +Finally, I must have the pleasure of expressing my obligations to Mr. +Rejlander for the trouble which he has taken in photographing for me +various expressions and gestures. I am also indebted to Herr +Kindermann, of Hamburg, for the loan of some excellent negatives of +crying infants; and to Dr. Wallich for a charming one of a smiling +girl. I have already expressed my obligations to Dr. Duchenne for +generously permitting me to have some of his large photographs copied +and reduced. All these photographs have been printed by the Heliotype +process, and the accuracy of the copy is thus guaranteed. These plates +are referred to by Roman numerals. + +I am also greatly indebted to Mr. T. W. Wood for the extreme pains +which he has taken in drawing from life the expressions of various +animals. A distinguished artist, Mr. Riviere, has had the kindness to +give me two drawings of dogs—one in a hostile and the other in a humble +and caressing frame of mind. Mr. A. May has also given me two similar +sketches of dogs. Mr. Cooper has taken much care in cutting the blocks. +Some of the photographs and drawings, namely, those by Mr. May, and +those by Mr. Wolf of the Cynopithecus, were first reproduced by Mr. +Cooper on wood by means of photography, and then engraved: by this +means almost complete fidelity is ensured. + + + + +CHAPTER I. GENERAL PRINCIPLES OF EXPRESSION. + +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case—The +force of habit—Inheritance—Associated habitual movements in man—Reflex +actions—Passage of habits into reflex actions—Associated habitual +movements in the lower animals—Concluding remarks. + +I will begin by giving the three Principles, which appear to me to +account for most of the expressions and gestures involuntarily used by +man and the lower animals, under the influence of various emotions and +sensations.[101] I arrived, however, at these three Principles only at +the close of my observations. They will be discussed in the present and +two following chapters in a general manner. Facts observed both with +man and the lower animals will here be made use of; but the latter +facts are preferable, as less likely to deceive us. In the fourth and +fifth chapters, I will describe the special expressions of some of the +lower animals; and in the succeeding chapters those of man. Everyone +will thus be able to judge for himself, how far my three principles +throw light on the theory of the subject. It appears to me that so many +expressions are thus explained in a fairly satisfactory manner, that +probably all will hereafter be found to come under the same or closely +analogous heads. I need hardly premise that movements or changes in any +part of the body,—as the wagging of a dog’s tail, the drawing back of a +horse’s ears, the shrugging of a man’s shoulders, or the dilatation of +the capillary vessels of the skin,—may all equally well serve for +expression. The three Principles are as follows. + +I. _The principle of serviceable associated Habits_.—Certain complex +actions are of direct or indirect service under certain states of the +mind, in order to relieve or gratify certain sensations, desires, &c.; +and whenever the same state of mind is induced, however feebly, there +is a tendency through the force of habit and association for the same +movements to be performed, though they may not then be of the least +use. Some actions ordinarily associated through habit with certain +states of the mind may be partially repressed through the will, and in +such cases the muscles which are least under the separate control of +the will are the most liable still to act, causing movements which we +recognize as expressive. In certain other cases the checking of one +habitual movement requires other slight movements; and these are +likewise expressive. + +II. _The principle of Antithesis_.—Certain states of the mind lead to +certain habitual actions, which are of service, as under our first +principle. Now when a directly opposite state of mind is induced, there +is a strong and involuntary tendency to the performance of movements of +a directly opposite nature, though these are of no use; and such +movements are in some cases highly expressive. + +III. _The principle of actions due to the constitution of the Nervous +System, independently from the first of the Will, and independently to +a certain extent of Habit_.—When the sensorium is strongly excited, +nerve-force is generated in excess, and is transmitted in certain +definite directions, depending on the connection of the nerve-cells, +and partly on habit: or the supply of nerve-force may, as it appears, +be interrupted. Effects are thus produced which we recognize as +expressive. This third principle may, for the sake of brevity, be +called that of the direct action of the nervous system. + +With respect to our _first Principle_, it is notorious how powerful is +the force of habit. The most complex and difficult movements can in +time be performed without the least effort or consciousness. It is not +positively known how it comes that habit is so efficient in +facilitating complex movements; but physiologists admit[102] “that the +conducting power of the nervous fibres increases with the frequency of +their excitement.” This applies to the nerves of motion and sensation, +as well as to those connected with the act of thinking. That some +physical change is produced in the nerve-cells or nerves which are +habitually used can hardly be doubted, for otherwise it is impossible +to understand how the tendency to certain acquired movements is +inherited. That they are inherited we see with horses in certain +transmitted paces, such as cantering and ambling, which are not natural +to them,—in the pointing of young pointers and the setting of young +setters—in the peculiar manner of flight of certain breeds of the +pigeon, &c. We have analogous cases with mankind in the inheritance of +tricks or unusual gestures, to which we shall presently recur. To those +who admit the gradual evolution of species, a most striking instance of +the perfection with which the most difficult consensual movements can +be transmitted, is afforded by the humming-bird Sphinx-moth +(_Macroglossa_); for this moth, shortly after its emergence from the +cocoon, as shown by the bloom on its unruffled scales, may be seen +poised stationary in the air, with its long hair-like proboscis +uncurled and inserted into the minute orifices of flowers; and no one, +I believe, has ever seen this moth learning to perform its difficult +task, which requires such unerring aim. + +When there exists an inherited or instinctive tendency to the +performance of an action, or an inherited taste for certain kinds of +food, some degree of habit in the individual is often or generally +requisite. We find this in the paces of the horse, and to a certain +extent in the pointing of dogs; although some young dogs point +excellently the first time they are taken out, yet they often associate +the proper inherited attitude with a wrong odour, and even with +eyesight. I have heard it asserted that if a calf be allowed to suck +its mother only once, it is much more difficult afterwards to rear it +by hand.[103] Caterpillars which have been fed on the leaves of one +kind of tree, have been known to perish from hunger rather than to eat +the leaves of another tree, although this afforded them their proper +food, under a state of nature;[104] and so it is in many other cases. + +The power of Association is admitted by everyone. Mr. Bain remarks, +that “actions, sensations and states of feeling, occurring together or +in close succession, tend to grow together, or cohere, in such a way +that when any one of them is afterwards presented to the mind, the +others are apt to be brought up in idea.”[105] It is so important for +our purpose fully to recognize that actions readily become associated +with other actions and with various states of the mind, that I will +give a good many instances, in the first place relating to man, and +afterwards to the lower animals. Some of the instances are of a very +trifling nature, but they are as good for our purpose as more important +habits. It is known to everyone how difficult, or even impossible it +is, without repeated trials, to move the limbs in certain opposed +directions which have never been practised. Analogous cases occur with +sensations, as in the common experiment of rolling a marble beneath the +tips of two crossed fingers, when it feels exactly like two marbles. +Everyone protects himself when falling to the ground by extending his +arms, and as Professor Alison has remarked, few can resist acting thus, +when voluntarily falling on a soft bed. A man when going out of doors +puts on his gloves quite unconsciously; and this may seem an extremely +simple operation, but he who has taught a child to put on gloves, knows +that this is by no means the case. + +When our minds are much affected, so are the movements of our bodies; +but here another principle besides habit, namely the undirected +overflow of nerve-force, partially comes into play. Norfolk, in +speaking of Cardinal Wolsey, says— + +“Some strange commotion +Is in his brain; he bites his lip and starts; +Stops on a sudden, looks upon the ground, +Then, lays his finger on his temple: straight, +Springs out into fast gait; then, stops again, +Strikes his breast hard; and anon, he casts +His eye against the moon: in most strange postures +We have seen him set himself.”—_Hen. VIII_., act iii, sc. 2. + + +A vulgar man often scratches his head when perplexed in mind; and I +believe that he acts thus from habit, as if he experienced a slightly +uncomfortable bodily sensation, namely, the itching of his head, to +which he is particularly liable, and which he thus relieves. Another +man rubs his eyes when perplexed, or gives a little cough when +embarrassed, acting in either case as if he felt a slightly +uncomfortable sensation in his eyes or windpipe.[106] + +From the continued use of the eyes, these organs are especially liable +to be acted on through association under various states of the mind, +although there is manifestly nothing to be seen. A man, as Gratiolet +remarks, who vehemently rejects a proposition, will almost certainly +shut his eyes or turn away his face; but if he accepts the proposition, +he will nod his head in affirmation and open his eyes widely. The man +acts in this latter case as if he clearly saw the thing, and in the +former case as if he did not or would not see it. I have noticed that +persons in describing a horrid sight often shut their eyes momentarily +and firmly, or shake their heads, as if not to see or to drive away +something disagreeable; and I have caught myself, when thinking in the +dark of a horrid spectacle, closing my eyes firmly. In looking suddenly +at any object, or in looking all around, everyone raises his eyebrows, +so that the eyes may be quickly and widely opened; and Duchenne remarks +that[107] a person in trying to remember something often raises his +eyebrows, as if to see it. A Hindoo gentleman made exactly the same +remark to Mr. Erskine in regard to his countrymen. I noticed a young +lady earnestly trying to recollect a painter’s name, and she first +looked to one corner of the ceiling and then to the opposite corner, +arching the one eyebrow on that side; although, of course, there was +nothing to be seen there. + +In most of the foregoing cases, we can understand how the associated +movements were acquired through habit; but with some individuals, +certain strange gestures or tricks have arisen in association with +certain states of the mind, owing to wholly inexplicable causes, and +are undoubtedly inherited. I have elsewhere given one instance from my +own observation of an extraordinary and complex gesture, associated +with pleasurable feelings, which was transmitted from a father to his +daughter, as well as some other analogous facts.[108] Another curious +instance of an odd inherited movement, associated with the wish to +obtain an object, will be given in the course of this volume. + +There are other actions which are commonly performed under certain +circumstances, independently of habit, and which seem to be due to +imitation or some sort of sympathy. Thus persons cutting anything with +a pair of scissors may be seen to move their jaws simultaneously with +the blades of the scissors. Children learning to write often twist +about their tongues as their fingers move, in a ridiculous fashion. +When a public singer suddenly becomes a little hoarse, many of those +present may be heard, as I have been assured by a gentleman on whom I +can rely, to clear their throats; but here habit probably comes into +play, as we clear our own throats under similar circumstances. I have +also been told that at leaping matches, as the performer makes his +spring, many of the spectators, generally men and boys, move their +feet; but here again habit probably comes into play, for it is very +doubtful whether women would thus act. + +_Reflex actions_—Reflex actions, in the strict sense of the term, are +due to the excitement of a peripheral nerve, which transmits its +influence to certain nerve-cells, and these in their turn excite +certain muscles or glands into action; and all this may take place +without any sensation or consciousness on our part, though often thus +accompanied. As many reflex actions are highly expressive, the subject +must here be noticed at some little length. We shall also see that some +of them graduate into, and can hardly be distinguished from actions +which have arisen through habit?[109] Coughing and sneezing are +familiar instances of reflex actions. With infants the first act of +respiration is often a sneeze, although this requires the co-ordinated +movement of numerous muscles. Respiration is partly voluntary, but +mainly reflex, and is performed in the most natural and best manner +without the interference of the will. A vast number of complex +movements are reflex. As good an instance as can be given is the +often-quoted one of a decapitated frog, which cannot of course feel, +and cannot consciously perform, any movement. Yet if a drop of acid be +placed on the lower surface of the thigh of a frog in this state, it +will rub off the drop with the upper surface of the foot of the same +leg. If this foot be cut off, it cannot thus act. “After some fruitless +efforts, therefore, it gives up trying in that way, seems restless, as +though, says Pflüger, it was seeking some other way, and at last it +makes use of the foot of the other leg and succeeds in rubbing off the +acid. Notably we have here not merely contractions of muscles, but +combined and harmonized contractions in due sequence for a special +purpose. These are actions that have all the appearance of being guided +by intelligence and instigated by will in an animal, the recognized +organ of whose intelligence and will has been removed.”[110] + +We see the difference between reflex and voluntary movements in very +young children not being able to perform, as I am informed by Sir Henry +Holland, certain acts somewhat analogous to those of sneezing and +coughing, namely, in their not being able to blow their noses (_i.e._ +to compress the nose and blow violently through the passage), and in +their not being able to clear their throats of phlegm. They have to +learn to perform these acts, yet they are performed by us, when a +little older, almost as easily as reflex actions. Sneezing and +coughing, however, can be controlled by the will only partially or not +at all; whilst the clearing the throat and blowing the nose are +completely under our command. + +When we are conscious of the presence of an irritating particle in our +nostrils or windpipe—that is, when the same sensory nerve-cells are +excited, as in the case of sneezing and coughing—we can voluntarily +expel the particle by forcibly driving air through these passages; but +we cannot do this with nearly the same force, rapidity, and precision, +as by a reflex action. In this latter case the sensory nerve-cells +apparently excite the motor nerve-cells without any waste of power by +first communicating with the cerebral hemispheres—the seat of our +consciousness and volition. In all cases there seems to exist a +profound antagonism between the same movements, as directed by the will +and by a reflex stimulant, in the force with which they are performed +and in the facility with which they are excited. As Claude Bernard +asserts, “L’influence du cerveau tend donc à entraver les mouvements +réflexes, à limiter leur force et leur étendue.”[111] + +The conscious wish to perform a reflex action sometimes stops or +interrupts its performance, though the proper sensory nerves may be +stimulated. For instance, many years ago I laid a small wager with a +dozen young men that they would not sneeze if they took snuff, although +they all declared that they invariably did so; accordingly they all +took a pinch, but from wishing much to succeed, not one sneezed, though +their eyes watered, and all, without exception, had to pay me the +wager. Sir H. Holland remarks[112] that attention paid to the act of +swallowing interferes with the proper movements; from which it probably +follows, at least in part, that some persons find it so difficult to +swallow a pill. + +Another familiar instance of a reflex action is the involuntary closing +of the eyelids when the surface of the eye is touched. A similar +winking movement is caused when a blow is directed towards the face; +but this is an habitual and not a strictly reflex action, as the +stimulus is conveyed through the mind and not by the excitement of a +peripheral nerve. The whole body and head are generally at the same +time drawn suddenly backwards. These latter movements, however, can be +prevented, if the danger does not appear to the imagination imminent; +but our reason telling us that there is no danger does not suffice. I +may mention a trifling fact, illustrating this point, and which at the +time amused me. I put my face close to the thick glass-plate in front +of a puff-adder in the Zoological Gardens, with the firm determination +of not starting back if the snake struck at me; but, as soon as the +blow was struck, my resolution went for nothing, and I jumped a yard or +two backwards with astonishing rapidity. My will and reason were +powerless against the imagination of a danger which had never been +experienced. + +The violence of a start seems to depend partly on the vividness of the +imagination, and partly on the condition, either habitual or temporary, +of the nervous system. He who will attend to the starting of his horse, +when tired and fresh, will perceive how perfect is the gradation from a +mere glance at some unexpected object, with a momentary doubt whether +it is dangerous, to a jump so rapid and violent, that the animal +probably could not voluntarily whirl round in so rapid a manner. The +nervous system of a fresh and highly-fed horse sends its order to the +motory system so quickly, that no time is allowed for him to consider +whether or not the danger is real. After one violent start, when he is +excited and the blood flows freely through his brain, he is very apt to +start again; and so it is, as I have noticed, with young infants. + +A start from a sudden noise, when the stimulus is conveyed through the +auditory nerves, is always accompanied in grown-up persons by the +winking of the eyelids.[113] I observed, however, that though my +infants started at sudden sounds, when under a fortnight old, they +certainly did not always wink their eyes, and I believe never did so. +The start of an older infant apparently represents a vague catching +hold of something to prevent falling. I shook a pasteboard box close +before the eyes of one of my infants, when 114 days old, and it did not +in the least wink; but when I put a few comfits into the box, holding +it in the same position as before, and rattled them, the child blinked +its eyes violently every time, and started a little. It was obviously +impossible that a carefully-guarded infant could have learnt by +experience that a rattling sound near its eyes indicated danger to +them. But such experience will have been slowly gained at a later age +during a long series of generations; and from what we know of +inheritance, there is nothing improbable in the transmission of a habit +to the offspring at an earlier age than that at which it was first +acquired by the parents. + +From the foregoing remarks it seems probable that some actions, which +were at first performed consciously, have become through habit and +association converted into reflex actions, and are now so firmly fixed +and inherited, that they are performed, even when not of the least +use,[114] as often as the same causes arise, which originally excited +them in us through the volition. In such cases the sensory nerve-cells +excite the motor cells, without first communicating with those cells on +which our consciousness and volition depend. It is probable that +sneezing and coughing were originally acquired by the habit of +expelling, as violently as possible, any irritating particle from the +sensitive air-passages. As far as time is concerned, there has been +more than enough for these habits to have become innate or converted +into reflex actions; for they are common to most or all of the higher +quadrupeds, and must therefore have been first acquired at a very +remote period. Why the act of clearing the throat is not a reflex +action, and has to be learnt by our children, I cannot pretend to say; +but we can see why blowing the nose on a handkerchief has to be learnt. + +It is scarcely credible that the movements of a headless frog, when it +wipes off a drop of acid or other object from its thigh, and which +movements are so well coordinated for a special purpose, were not at +first performed voluntarily, being afterwards rendered easy through +long-continued habit so as at last to be performed unconsciously, or +independently of the cerebral hemispheres. + +So again it appears probable that starting was originally acquired by +the habit of jumping away as quickly as possible from danger, whenever +any of our senses gave us warning. Starting, as we have seen, is +accompanied by the blinking of the eyelids so as to protect the eyes, +the most tender and sensitive organs of the body; and it is, I believe, +always accompanied by a sudden and forcible inspiration, which is the +natural preparation for any violent effort. But when a man or horse +starts, his heart beats wildly against his ribs, and here it may be +truly said we have an organ which has never been under the control of +the will, partaking in the general reflex movements of the body. To +this point, however, I shall return in a future chapter. + +The contraction of the iris, when the retina is stimulated by a bright +light, is another instance of a movement, which it appears cannot +possibly have been at first voluntarily performed and then fixed by +habit; for the iris is not known to be under the conscious control of +the will in any animal. In such cases some explanation, quite distinct +from habit, will have to be discovered. The radiation of nerve-force +from strongly-excited nerve-cells to other connected cells, as in the +case of a bright light on the retina causing a sneeze, may perhaps aid +us in understanding how some reflex actions originated. A radiation of +nerve-force of this kind, if it caused a movement tending to lessen the +primary irritation, as in the case of the contraction of the iris +preventing too much light from falling on the retina, might afterwards +have been taken advantage of and modified for this special purpose. + +It further deserves notice that reflex actions are in all probability +liable to slight variations, as are all corporeal structures and +instincts; and any variations which were beneficial and of sufficient +importance, would tend to be preserved and inherited. Thus reflex +actions, when once gained for one purpose, might afterwards be modified +independently of the will or habit, so as to serve for some distinct +purpose. Such cases would be parallel with those which, as we have +every reason to believe, have occurred with many instincts; for +although some instincts have been developed simply through +long-continued and inherited habit, other highly complex ones have been +developed through the preservation of variations of pre-existing +instincts—that is, through natural selection. + +I have discussed at some little length, though as I am well aware, in a +very imperfect manner, the acquirement of reflex actions, because they +are often brought into play in connection with movements expressive of +our emotions; and it was necessary to show that at least some of them +might have been first acquired through the will in order to satisfy a +desire, or to relieve a disagreeable sensation. + +_Associated habitual movements in the lower animals_.—I have already +given in the case of Man several instances of movements associated with +various states of the mind or body, which are now purposeless, but +which were originally of use, and are still of use under certain +circumstances. As this subject is very important for us, I will here +give a considerable number of analogous facts, with reference to +animals; although many of them are of a very trifling nature. My object +is to show that certain movements were originally performed for a +definite end, and that, under nearly the same circumstances, they are +still pertinaciously performed through habit when not of the least use. +That the tendency in most of the following cases is inherited, we may +infer from such actions being performed in the same manner by all the +individuals, young and old, of the same species. We shall also see that +they are excited by the most diversified, often circuitous, and +sometimes mistaken associations. + +Dogs, when they wish to go to sleep on a carpet or other hard surface, +generally turn round and round and scratch the ground with their +fore-paws in a senseless manner, as if they intended to trample down +the grass and scoop out a hollow, as no doubt their wild parents did, +when they lived on open grassy plains or in the woods. Jackals, +fennecs, and other allied animals in the Zoological Gardens, treat +their straw in this manner; but it is a rather odd circumstance that +the keepers, after observing for some months, have never seen the +wolves thus behave. A semi-idiotic dog—and an animal in this condition +would be particularly liable to follow a senseless habit—was observed +by a friend to turn completely round on a carpet thirteen times before +going to sleep. + +Many carnivorous animals, as they crawl towards their prey and prepare +to rush or spring on it, lower their heads and crouch, partly, as it +would appear, to hide themselves, and partly to get ready for their +rush; and this habit in an exaggerated form has become hereditary in +our pointers and setters. Now I have noticed scores of times that when +two strange dogs meet on an open road, the one which first sees the +other, though at the distance of one or two hundred yards, after the +first glance always lowers its bead, generally crouches a little, or +even lies down; that is, he takes the proper attitude for concealing +himself and for making a rush or spring although the road is quite open +and the distance great. Again, dogs of all kinds when intently watching +and slowly approaching their prey, frequently keep one of their +fore-legs doubled up for a long time, ready for the next cautious step; +and this is eminently characteristic of the pointer. But from habit +they behave in exactly the same manner whenever their attention is +aroused (fig. 4). I have seen a dog at the foot of a high wall, +listening attentively to a sound on the opposite side, with one leg +doubled up; and in this case there could have been no intention of +making a cautious approach. + + + +Small Dog Watching a Cat on A Table. Figure 4 + +{illust. caption = for making a rush or FIG. 4.—Small dog watching a +cat on a table. From a photograph taken by Mr. Rejlander.} + +Dogs after voiding their excrement often make with all four feet a few +scratches backwards, even on a bare stone pavement, as if for the +purpose of covering up their excrement with earth, in nearly the same +manner as do cats. Wolves and jackals behave in the Zoological Gardens +in exactly the same manner, yet, as I am assured by the keepers, +neither wolves, jackals, nor foxes, when they have the means of doing +so, ever cover up their excrement, any more than do dogs. All these +animals, however, bury superfluous food. Hence, if we rightly +understand the meaning of the above cat-like habit, of which there can +be little doubt, we have a purposeless remnant of an habitual movement, +which was originally followed by some remote progenitor of the +dog-genus for a definite purpose, and which has been retained for a +prodigious length of time. + +Dogs and jackals[115] take much pleasure in rolling and rubbing their +necks and backs on carrion. The odour seems delightful to them, though +dogs at least do not eat carrion. Mr. Bartlett has observed wolves for +me, and has given them carrion, but has never seen them roll on it. I +have heard it remarked, and I believe it to be true, that the larger +dogs, which are probably descended from wolves, do not so often roll in +carrion as do smaller dogs, which are probably descended from jackals. +When a piece of brown biscuit is offered to a terrier of mine and she +is not hungry (and I have heard of similar instances), she first tosses +it about and worries it, as if it were a rat or other prey; she then +repeatedly rolls on it precisely as if it were a piece of carrion, and +at last eats it. It would appear that an imaginary relish has to be +given to the distasteful morsel; and to effect this the dog acts in his +habitual manner, as if the biscuit was a live animal or smelt like +carrion, though he knows better than we do that this is not the case. I +have seen this same terrier act in the same manner after killing a +little bird or mouse. + +Dogs scratch themselves by a rapid movement of one of their hind-feet; +and when their backs are rubbed with a stick, so strong is the habit, +that they cannot help rapidly scratching the air or the ground in a +useless and ludicrous manner. The terrier just alluded to, when thus +scratched with a stick, will sometimes show her delight by another +habitual movement, namely, by licking the air as if it were my hand. + +Horses scratch themselves by nibbling those parts of their bodies which +they can reach with their teeth; but more commonly one horse shows +another where he wants to be scratched, and they then nibble each +other. A friend whose attention I had called to the subject, observed +that when he rubbed his horse’s neck, the animal protruded his head, +uncovered his teeth, and moved his jaws, exactly as if nibbling another +horse’s neck, for he could never have nibbled his own neck. If a horse +is much tickled, as when curry-combed, his wish to bite something +becomes so intolerably strong, that he will clatter his teeth together, +and though not vicious, bite his groom. At the same time from habit he +closely depresses his ears, so as to protect them from being bitten, as +if he were fighting with another horse. + +A horse when eager to start on a journey makes the nearest approach +which he can to the habitual movement of progression by pawing the +ground. Now when horses in their stalls are about to be fed and are +eager for their corn, they paw the pavement or the straw. Two of my +horses thus behave when they see or hear the corn given to their +neighbours. But here we have what may almost be called a true +expression, as pawing the ground is universally recognized as a sign of +eagerness. + +Cats cover up their excrements of both kinds with earth; and my +grandfather[116] saw a kitten scraping ashes over a spoonful of pure +water spilt on the hearth; so that here an habitual or instinctive +action was falsely excited, not by a previous act or by odour, but by +eyesight. It is well known that cats dislike wetting their feet, owing, +it is probable, to their having aboriginally inhabited the dry country +of Egypt; and when they wet their feet they shake them violently. My +daughter poured some water into a glass close to the head of a kitten; +and it immediately shook its feet in the usual manner; so that here we +have an habitual movement falsely excited by an associated sound +instead of by the sense of touch. + +Kittens, puppies, young pigs and probably many other young animals, +alternately push with their forefeet against the mammary glands of +their mothers, to excite a freer secretion of milk, or to make it flow. +Now it is very common with young cats, and not at all rare with old +cats of the common and Persian breeds (believed by some naturalists to +be specifically extinct), when comfortably lying on a warm shawl or +other soft substance, to pound it quietly and alternately with their +fore-feet; their toes being spread out and claws slightly protruded, +precisely as when sucking their mother. That it is the same movement is +clearly shown by their often at the same time taking a bit of the shawl +into their mouths and sucking it; generally closing their eyes and +purring from delight. This curious movement is commonly excited only in +association with the sensation of a warm soft surface; but I have seen +an old cat, when pleased by having its back scratched, pounding the air +with its feet in the same manner; so that this action has almost become +the expression of a pleasurable sensation. + +Having referred to the act of sucking, I may add that this complex +movement, as well as the alternate protrusion of the fore-feet, are +reflex actions; for they are performed if a finger moistened with milk +is placed in the mouth of a puppy, the front part of whose brain has +been removed.[117] It has recently been stated in France, that the +action of sucking is excited solely through the sense of smell, so that +if the olfactory nerves of a puppy are destroyed, it never sucks. In +like manner the wonderful power which a chicken possesses only a few +hours after being hatched, of picking up small particles of food, seems +to be started into action through the sense of hearing; for with +chickens hatched by artificial heat, a good observer found that “making +a noise with the finger-nail against a board, in imitation of the +hen-mother, first taught them to peck at their meat.”[118] + +I will give only one other instance of an habitual and purposeless +movement. The Sheldrake (_Tadorna_) feeds on the sands left uncovered +by the tide, and when a worm-cast is discovered, “it begins patting the +ground with its feet, dancing as it were, over the hole;” and this +makes the worm come to the surface. Now Mr. St. John says, that when +his tame Sheldrakes “came to ask for food, they patted the ground in an +impatient and rapid manner.”[119] This therefore may almost be +considered as their expression of hunger. Mr. Bartlett informs me that +the Flamingo and the Kagu (_Rhinochetus jubatus_) when anxious to be +fed, beat the ground with their feet in the same odd manner. So again +Kingfishers, when they catch a fish, always beat it until it is killed; +and in the Zoological Gardens they always beat the raw meat, with which +they are sometimes fed, before devouring it. + +We have now, I think, sufficiently shown the truth of our first +Principle, namely, that when any sensation, desire, dislike, &c., has +led during a long series of generations to some voluntary movement, +then a tendency to the performance of a similar movement will almost +certainly be excited, whenever the same, or any analogous or associated +sensation &c., although very weak, is experienced; notwithstanding that +the movement in this case may not be of the least use. Such habitual +movements are often, or generally inherited; and they then differ but +little from reflex actions. When we treat of the special expressions of +man, the latter part of our first Principle, as given at the +commencement of this chapter, will be seen to hold good; namely, that +when movements, associated through habit with certain states of the +mind, are partially repressed by the will, the strictly involuntary +muscles, as well as those which are least under the separate control of +the will, are liable still to act; and their action is often highly +expressive. Conversely, when the will is temporarily or permanently +weakened, the voluntary muscles fail before the involuntary. It is a +fact familiar to pathologists, as Sir C. Bell remarks,[120] “that when +debility arises from affection of the brain, the influence is greatest +on those muscles which are, in their natural condition, most under the +command of the will.” We shall, also, in our future chapters, consider +another proposition included in our first Principle; namely, that the +checking of one habitual movement sometimes requires other slight +movements; these latter serving as a means of expression. + + + + +CHAPTER II. GENERAL PRINCIPLES OF EXPRESSION—_continued_. + +The Principle of Antithesis—Instances in the dog and cat—Origin of the +principle—Conventional signs—The principle of antithesis has not arisen +from opposite actions being consciously performed under opposite +impulses. + +We will now consider our second Principle, that of Antithesis. Certain +states of the mind lead, as we have seen in the last chapter, to +certain habitual movements which were primarily, or may still be, of +service; and we shall find that when a directly opposite state of mind +is induced, there is a strong and involuntary tendency to the +performance of movements of a directly opposite nature, though these +have never been of any service. A few striking instances of antithesis +will be given, when we treat of the special expressions of man; but as, +in these cases, we are particularly liable to confound conventional or +artificial gestures and expressions with those which are innate or +universal, and which alone deserve to rank as true expressions, I will +in the present chapter almost confine myself to the lower animals. + + + +Dog in a Hostile Frame of Mind. Fig. 5 + + + + Fig. 6 + + + +Dog in a Hostile Frame of Mind. Fig. 7 + +When a dog approaches a strange dog or man in a savage or hostile frame +of mind be walks upright and very stiffly; his head is slightly raised, +or not much lowered; the tail is held erect, and quite rigid; the hairs +bristle, especially along the neck and back; the pricked ears are +directed forwards, and the eyes have a fixed stare: (see figs. 5 and +7). These actions, as will hereafter be explained, follow from the +dog’s intention to attack his enemy, and are thus to a large extent +intelligible. As he prepares to spring with a savage growl on his +enemy, the canine teeth are uncovered, and the ears are pressed close +backwards on the head; but with these latter actions, we are not here +concerned. Let us now suppose that the dog suddenly discovers that the +man he is approaching, is not a stranger, but his master; and let it be +observed how completely and instantaneously his whole bearing is +reversed. Instead of walking upright, the body sinks downwards or even +crouches, and is thrown into flexuous movements; his tail, instead of +being held stiff and upright, is lowered and wagged from side to side; +his hair instantly becomes smooth; his ears are depressed and drawn +backwards, but not closely to the head; and his lips hang loosely. From +the drawing back of the ears, the eyelids become elongated, and the +eyes no longer appear round and staring. It should be added that the +animal is at such times in an excited condition from joy; and +nerve-force will be generated in excess, which naturally leads to +action of some kind. Not one of the above movements, so clearly +expressive of affection, are of the least direct service to the animal. +They are explicable, as far as I can see, solely from being in complete +opposition or antithesis to the attitude and movements which, from +intelligible causes, are assumed when a dog intends to fight, and which +consequently are expressive of anger. I request the reader to look at +the four accompanying sketches, which have been given in order to +recall vividly the appearance of a dog under these two states of mind. +It is, however, not a little difficult to represent affection in a dog, +whilst caressing his master and wagging his tail, as the essence of the +expression lies in the continuous flexuous movements. + + + +Dog Carressing his Master. Fig. 8 + +We will now turn to the cat. When this animal is threatened by a dog, +it arches its back in a surprising manner, erects its hair, opens its +mouth and spits. But we are not here concerned with this well-known +attitude, expressive of terror combined with anger; we are concerned +only with that of rage or anger. This is not often seen, but may be +observed when two cats are fighting together; and I have seen it well +exhibited by a savage cat whilst plagued by a boy. The attitude is +almost exactly the same as that of a tiger disturbed and growling over +its food, which every one must have beheld in menageries. The animal +assumes a crouching position, with the body extended; and the whole +tail, or the tip alone, is lashed or curled from side to side. The hair +is not in the least erect. Thus far, the attitude and movements are +nearly the same as when the animal is prepared to spring on its prey, +and when, no doubt, it feels savage. But when preparing to fight, there +is this difference, that the ears are closely pressed backwards; the +mouth is partially opened, showing the teeth; the fore feet are +occasionally struck out with protruded claws; and the animal +occasionally utters a fierce growl. (See figs. 9 and 10.) All, or +almost all these actions naturally follow (as hereafter to be +explained), from the cat’s manner and intention of attacking its enemy. + + + +Cat, Savage, and Prepared to Fight. Fig. 9 + + + +Cat in an Affectionate Frame of Mind. Fig. 10 + +Let us now look at a cat in a directly opposite frame of mind, whilst +feeling affectionate and caressing her master; and mark how opposite is +her attitude in every respect. She now stands upright with her back +slightly arched, which makes the hair appear rather rough, but it does +not bristle; her tail, instead of being extended and lashed from side +to side, is held quite still and perpendicularly upwards; her ears are +erect and pointed; her mouth is closed; and she rubs against her master +with a purr instead of a growl. Let it further be observed how widely +different is the whole bearing of an affectionate cat from that of a +dog, when with his body crouching and flexuous, his tail lowered and +wagging, and ears depressed, he caresses his master. This contrast in +the attitudes and movements of these two carnivorous animals, under the +same pleased and affectionate frame of mind, can be explained, as it +appears to me, solely by their movements standing in complete +antithesis to those which are naturally assumed, when these animals +feel savage and are prepared either to fight or to seize their prey. + +In these cases of the dog and cat, there is every reason to believe +that the gestures both of hostility and affection are innate or +inherited; for they are almost identically the same in the different +races of the species, and in all the individuals of the same race, both +young and old. + +I will here give one other instance of antithesis in expression. I +formerly possessed a large dog, who, like every other dog, was much +pleased to go out walking. He showed his pleasure by trotting gravely +before me with high steps, head much raised, moderately erected ears, +and tail carried aloft but not stiffly. Not far from my house a path +branches off to the right, leading to the hot-house, which I used often +to visit for a few moments, to look at my experimental plants. This was +always a great disappointment to the dog, as he did not know whether I +should continue my walk; and the instantaneous and complete change of +expression which came over him as soon as my body swerved in the least +towards the path (and I sometimes tried this as an experiment) was +laughable. His look of dejection was known to every member of the +family, and was called his _hot-house face_. This consisted in the head +drooping much, the whole body sinking a little and remaining +motionless; the ears and tail falling suddenly down, but the tail was +by no means wagged. With the falling of the ears and of his great +chaps, the eyes became much changed in appearance, and I fancied that +they looked less bright. His aspect was that of piteous, hopeless +dejection; and it was, as I have said, laughable, as the cause was so +slight. Every detail in his attitude was in complete opposition to his +former joyful yet dignified bearing; and can be explained, as it +appears to me, in no other way, except through the principle of +antithesis. Had not the change been so instantaneous, I should have +attributed it to his lowered spirits affecting, as in the case of man, +the nervous system and circulation, and consequently the tone of his +whole muscular frame; and this may have been in part the cause. + +We will now consider how the principle of antithesis in expression has +arisen. With social animals, the power of intercommunication between +the members of the same community,—and with other species, between the +opposite sexes, as well as between the young and the old,—is of the +highest importance to them. This is generally effected by means of the +voice, but it is certain that gestures and expressions are to a certain +extent mutually intelligible. Man not only uses inarticulate cries, +gestures, and expressions, but has invented articulate language; if, +indeed, the word INVENTED can be applied to a process, completed by +innumerable steps, half-consciously made. Any one who has watched +monkeys will not doubt that they perfectly understand each other’s +gestures and expression, and to a large extent, as Rengger +asserts,[201] those of man. An animal when going to attack another, or +when afraid of another, often makes itself appear terrible, by erecting +its hair, thus increasing the apparent bulk of its body, by showing its +teeth, or brandishing its horns, or by uttering fierce sounds. + +As the power of intercommunication is certainly of high service to many +animals, there is no _à priori_ improbability in the supposition, that +gestures manifestly of an opposite nature to those by which certain +feelings are already expressed, should at first have been voluntarily +employed under the influence of an opposite state of feeling. The fact +of the gestures being now innate, would be no valid objection to the +belief that they were at first intentional; for if practised during +many generations, they would probably at last be inherited. +Nevertheless it is more than doubtful, as we shall immediately see, +whether any of the cases which come under our present head of +antithesis, have thus originated. + +With conventional signs which are not innate, such as those used by the +deaf and dumb and by savages, the principle of opposition or antithesis +has been partially brought into play. The Cistercian monks thought it +sinful to speak, and as they could not avoid holding some +communication, they invented a gesture language, in which the principle +of opposition seems to have been employed.[202] Dr. Scott, of the +Exeter Deaf and Dumb Institution, writes to me that “opposites are +greatly used in teaching the deaf and dumb, who have a lively sense of +them.” Nevertheless I have been surprised how few unequivocal instances +can be adduced. This depends partly on all the signs having commonly +had some natural origin; and partly on the practice of the deaf and +dumb and of savages to contract their signs as much as possible for the +sake of rapidity.[203] Hence their natural source or origin often +becomes doubtful or is completely lost; as is likewise the case with +articulate language. + +Many signs, moreover, which plainly stand in opposition to each other, +appear to have had on both sides a significant origin. This seems to +hold good with the signs used by the deal and dumb for light and +darkness, for strength and weakness, &c. In a future chapter I shall +endeavour to show that the opposite gestures of affirmation and +negation, namely, vertically nodding and laterally shaking the head, +have both probably had a natural beginning. The waving of the hand from +right to left, which is used as a negative by some savages, may have +been invented in imitation of shaking the head; but whether the +opposite movement of waving the hand in a straight line from the face, +which is used in affirmation, has arisen through antithesis or in some +quite distinct manner, is doubtful. + +If we now turn to the gestures which are innate or common to all the +individuals of the same species, and which come under the present head +of antithesis, it is extremely doubtful, whether any of them were at +first deliberately invented and consciously performed. With mankind the +best instance of a gesture standing in direct opposition to other +movements, naturally assumed under an opposite frame of mind, is that +of shrugging the shoulders. This expresses impotence or an +apology,—something which cannot be done, or cannot be avoided. The +gesture is sometimes used consciously and voluntarily, but it is +extremely improbable that it was at first deliberately invented, and +afterwards fixed by habit; for not only do young children sometimes +shrug their shoulders under the above states of mind, but the movement +is accompanied, as will be shown in a future chapter, by various +subordinate movements, which not one man in a thousand is aware of, +unless he has specially attended to the subject. + +Dogs when approaching a strange dog, may find it useful to show by +their movements that they are friendly, and do not wish to fight. When +two young dogs in play are growling and biting each other’s faces and +legs, it is obvious that they mutually understand each other’s gestures +and manners. There seems, indeed, some degree of instinctive knowledge +in puppies and kittens, that they must not use their sharp little teeth +or claws too freely in their play, though this sometimes happens and a +squeal is the result; otherwise they would often injure each other’s +eyes. When my terrier bites my hand in play, often snarling at the same +time, if he bites too hard and I say GENTLY, GENTLY, he goes on biting, +but answers me by a few wags of the tail, which seems to say “Never +mind, it is all fun.” Although dogs do thus express, and may wish to +express, to other dogs and to man, that they are in a friendly state of +mind, it is incredible that they could ever have deliberately thought +of drawing back and depressing their ears, instead of holding them +erect,—of lowering and wagging their tails, instead of keeping them +stiff and upright, &c., because they knew that these movements stood in +direct opposition to those assumed under an opposite and savage frame +of mind. + +Again, when a cat, or rather when some early progenitor of the species, +from feeling affectionate first slightly arched its back, held its tail +perpendicularly upwards and pricked its ears, can it be believed that +the animal consciously wished thus to show that its frame of mind was +directly the reverse of that, when from being ready to fight or to +spring on its prey, it assumed a crouching attitude, curled its tail +from side to side and depressed its ears? Even still less can I believe +that my dog voluntarily put on his dejected attitude and “_hot-house +face_,” which formed so complete a contrast to his previous cheerful +attitude and whole bearing. It cannot be supposed that he knew that I +should understand his expression, and that he could thus soften my +heart and make me give up visiting the hot-house. + +Hence for the development of the movements which come under the present +head, some other principle, distinct from the will and consciousness, +must have intervened. This principle appears to be that every movement +which we have voluntarily performed throughout our lives has required +the action of certain muscles; and when we have performed a directly +opposite movement, an opposite set of muscles has been habitually +brought into play,—as in turning to the right or to the left, in +pushing away or pulling an object towards us, and in lifting or +lowering a weight. So strongly are our intentions and movements +associated together, that if we eagerly wish an object to move in any +direction, we can hardly avoid moving our bodies in the same direction, +although we may be perfectly aware that this can have no influence. A +good illustration of this fact has already been given in the +Introduction, namely, in the grotesque movements of a young and eager +billiard-player, whilst watching the course of his ball. A man or child +in a passion, if he tells any one in a loud voice to begone, generally +moves his arm as if to push him away, although the offender may not be +standing near, and although there may be not the least need to explain +by a gesture what is meant. On the other hand, if we eagerly desire +some one to approach us closely, we act as if pulling him towards us; +and so in innumerable other instances. + +As the performance of ordinary movements of an opposite kind, under +opposite impulses of the will, has become habitual in us and in the +lower animals, so when actions of one kind have become firmly +associated with any sensation or emotion, it appears natural that +actions of a directly opposite kind, though of no use, should be +unconsciously performed through habit and association, under the +influence of a directly opposite sensation or emotion. On this +principle alone can I understand how the gestures and expressions which +come under the present head of antithesis have originated. If indeed +they are serviceable to man or to any other animal, in aid of +inarticulate cries or language, they will likewise be voluntarily +employed, and the habit will thus be strengthened. But whether or not +of service as a means of communication, the tendency to perform +opposite movements under opposite sensations or emotions would, if we +may judge by analogy, become hereditary through long practice; and +there cannot be a doubt that several expressive movements due to the +principle of antithesis are inherited. + + + + +CHAPTER III. GENERAL PRINCIPLES OF EXPRESSION—_concluded_. + +The principle of direct action of the excited nervous system on the +body, independently of the will and in part of habit—Change of colour +in the hair—Trembling of the muscles—Modified +secretions—Perspiration—Expression of extreme pain—Of rage, great joy, +and terror—Contrast between the emotions which cause and do not cause +expressive movements—Exciting and depressing states of the +mind—Summary. + +We now come to our third Principle, namely, that certain actions which +we recognize as expressive of certain states of the mind, are the +direct result of the constitution of the nervous system, and have been +from the first independent of the will, and, to a large extent, of +habit. When the sensorium is strongly excited nerve-force is generated +in excess, and is transmitted in certain directions, dependent on the +connection of the nerve-cells, and, as far as the muscular system is +concerned, on the nature of the movements which have been habitually +practised. Or the supply of nerve-force may, as it appears, be +interrupted. Of course every movement which we make is determined by +the constitution of the nervous system; but actions performed in +obedience to the will, or through habit, or through the principle of +antithesis, are here as far as possible excluded. Our present subject +is very obscure, but, from its importance, must be discussed at some +little length; and it is always advisable to perceive clearly our +ignorance. + +The most striking case, though a rare and abnormal one, which can be +adduced of the direct influence of the nervous system, when strongly +affected, on the body, is the loss of colour in the hair, which has +occasionally been observed after extreme terror or grief. One authentic +instance has been recorded, in the case of a man brought out for +execution in India, in which the change of colour was so rapid that it +was perceptible to the eye.[301] + +Another good case is that of the trembling of the muscles, which is +common to man and to many, or most, of the lower animals. Trembling is +of no service, often of much disservice, and cannot have been at first +acquired through the will, and then rendered habitual in association +with any emotion. I am assured by an eminent authority that young +children do not tremble, but go into convulsions under the +circumstances which would induce excessive trembling in adults. +Trembling is excited in different individuals in very different degrees +and by the most diversified causes,—by cold to the surface, before +fever-fits, although the temperature of the body is then above the +normal standard; in blood-poisoning, delirium tremens, and other +diseases; by general failure of power in old age; by exhaustion after +excessive fatigue; locally from severe injuries, such as burns; and, in +an especial manner, by the passage of a catheter. Of all emotions, fear +notoriously is the most apt to induce trembling; but so do occasionally +great anger and joy. I remember once seeing a boy who had just shot his +first snipe on the wing, and his hands trembled to such a degree from +delight, that he could not for some time reload his gun; and I have +heard of an exactly similar case with an Australian savage, to whom a +gun had been lent. Fine music, from the vague emotions thus excited, +causes a shiver to run down the backs of some persons. There seems to +be very little in common in the above several physical causes and +emotions to account for trembling; and Sir J. Paget, to whom I am +indebted for several of the above statements, informs me that the +subject is a very obscure one. As trembling is sometimes caused by +rage, long before exhaustion can have set in, and as it sometimes +accompanies great joy, it would appear that any strong excitement of +the nervous system interrupts the steady flow of nerve-force to the +muscles.[302] + +The manner in which the secretions of the alimentary canal and of +certain glands—as the liver, kidneys, or mammæ are affected by strong +emotions, is another excellent instance of the direct action of the +sensorium on these organs, independently of the will or of any +serviceable associated habit. There is the greatest difference in +different persons in the parts which are thus affected, and in the +degree of their affection. + +The heart, which goes on uninterruptedly beating night and day in so +wonderful a manner, is extremely sensitive to external stimulants. The +great physiologist, Claude Bernard,[303] has shown how the least +excitement of a sensitive nerve reacts on the heart; even when a nerve +is touched so slightly that no pain can possibly be felt by the animal +under experiment. Hence when the mind is strongly excited, we might +expect that it would instantly affect in a direct manner the heart; and +this is universally acknowledged and felt to be the case. Claude +Bernard also repeatedly insists, and this deserves especial notice, +that when the heart is affected it reacts on the brain; and the state +of the brain again reacts through the pneumo-gastric nerve on the +heart; so that under any excitement there will be much mutual action +and reaction between these, the two most important organs of the body. + +The vaso-motor system, which regulates the diameter of the small +arteries, is directly acted on by the sensorium, as we see when a man +blushes from shame; but in this latter case the checked transmission of +nerve-force to the vessels of the face can, I think, be partly +explained in a curious manner through habit. We shall also be able to +throw some light, though very little, on the involuntary erection of +the hair under the emotions of terror and rage. The secretion of tears +depends, no doubt, on the connection of certain nerve-cells; but here +again we can trace some few of the steps by which the flow of +nerve-force through the requisite channels has become habitual under +certain emotions. + +A brief consideration of the outward signs of some of the stronger +sensations and emotions will best serve to show us, although vaguely, +in how complex a manner the principle under consideration of the direct +action of the excited nervous system of the body, is combined with the +principle of habitually associated, serviceable movements. + +When animals suffer from an agony of pain, they generally writhe about +with frightful contortions; and those which habitually use their voices +utter piercing cries or groans. Almost every muscle of the body is +brought into strong action. With man the mouth may be closely +compressed, or more commonly the lips are retracted, with the teeth +clenched or ground together. There is said to be “gnashing of teeth” in +hell; and I have plainly heard the grinding of the molar teeth of a cow +which was suffering acutely from inflammation of the bowels. The female +hippopotamus in the Zoological Gardens, when she produced her young, +suffered greatly; she incessantly walked about, or rolled on her sides, +opening and closing her jaws, and clattering her teeth together.[304] +With man the eyes stare wildly as in horrified astonishment, or the +brows are heavily contracted. Perspiration bathes the body, and drops +trickle down the face. The circulation and respiration are much +affected. Hence the nostrils are generally dilated and often quiver; or +the breath may be held until the blood stagnates in the purple face. If +the agony be severe and prolonged, these signs all change; utter +prostration follows, with fainting or convulsions. + +A sensitive nerve when irritated transmits some influence to the +nerve-cell, whence it proceeds; and this transmits its influence, first +to the corresponding nerve-cell on the opposite side of the body, and +then upwards and downwards along the cerebro-spinal column to other +nerve-cells, to a greater or less extent, according to the strength of +the excitement; so that, ultimately, the whole nervous system maybe +affected.[305] This involuntary transmission of nerve-force may or may +not be accompanied by consciousness. Why the irritation of a nerve-cell +should generate or liberate nerve-force is not known; but that this is +the case seems to be the conclusion arrived at by all the greatest +physiologists, such as Müller, Virchow, Bernard, &c.[306] As Mr. +Herbert Spencer remarks, it may be received as an “unquestionable truth +that, at any moment, the existing quantity of liberated nerve-force, +which in an inscrutable way produces in us the state we call feeling, +MUST expend itself in some direction—MUST generate an equivalent +manifestation of force somewhere;” so that, when the cerebro-spinal +system is highly excited and nerve-force is liberated in excess, it may +be expended in intense sensations, active thought, violent movements, +or increased activity of the glands.[307] Mr. Spencer further maintains +that an “overflow of nerve-force, undirected by any motive, will +manifestly take the most habitual routes; and, if these do not suffice, +will next overflow into the less habitual ones.” Consequently the +facial and respiratory muscles, which are the most used, will be apt to +be first brought into action; then those of the upper extremities, next +those of the lower, and finally those of the whole body.[308] + +An emotion may be very strong, but it will have little tendency to +induce movements of any kind, if it has not commonly led to voluntary +action for its relief or gratification; and when movements are excited, +their nature is, to a large extent, determined by those which have +often and voluntarily been performed for some definite end under the +same emotion. Great pain urges all animals, and has urged them during +endless generations, to make the most violent and diversified efforts +to escape from the cause of suffering. Even when a limb or other +separate part of the body is hurt, we often see a tendency to shake it, +as if to shake off the cause, though this may obviously be impossible. +Thus a habit of exerting with the utmost force all the muscles will +have been established, whenever great suffering is experienced. As the +muscles of the chest and vocal organs are habitually used, these will +be particularly liable to be acted on, and loud, harsh screams or cries +will be uttered. But the advantage derived from outcries has here +probably come into play in an important manner; for the young of most +animals, when in distress or danger, call loudly to their parents for +aid, as do the members of the same community for mutual aid. + +Another principle, namely, the internal consciousness that the power or +capacity of the nervous system is limited, will have strengthened, +though in a subordinate degree, the tendency to violent action under +extreme suffering. A man cannot think deeply and exert his utmost +muscular force. As Hippocrates long ago observed, if two pains are felt +at the same time, the severer one dulls the other. Martyrs, in the +ecstasy of their religious fervour have often, as it would appear, been +insensible to the most horrid tortures. Sailors who are going to be +flogged sometimes take a piece of lead into their mouths, in order to +bite it with their utmost force, and thus to bear the pain. Parturient +women prepare to exert their muscles to the utmost in order to relieve +their sufferings. + +We thus see that the undirected radiation of nerve-force from the +nerve-cells which are first affected—the long-continued habit of +attempting by struggling to escape from the cause of suffering—and the +consciousness that voluntary muscular exertion relieves pain, have all +probably concurred in giving a tendency to the most violent, almost +convulsive, movements under extreme suffering; and such movements, +including those of the vocal organs, are universally recognized as +highly expressive of this condition. + +As the mere touching of a sensitive nerve reacts in a direct manner on +the heart, severe pain will obviously react on it in like manner, but +far more energetically. Nevertheless, even in this case, we must not +overlook the indirect effects of habit on the heart, as we shall see +when we consider the signs of rage. + +When a man suffers from an agony of pain, the perspiration often +trickles down his face; and I have been assured by a veterinary surgeon +that he has frequently seen drops falling from the belly and running +down the inside of the thighs of horses, and from the bodies of cattle, +when thus suffering. He has observed this, when there has been no +struggling which would account for the perspiration. The whole body of +the female hippopotamus, before alluded to, was covered with +red-coloured perspiration whilst giving birth to her young. So it is +with extreme fear; the same veterinary has often seen horses sweating +from this cause; as has Mr. Bartlett with the rhinoceros; and with man +it is a well-known symptom. The cause of perspiration bursting forth in +these cases is quite obscure; but it is thought by some physiologists +to be connected with the failing power of the capillary circulation; +and we know that the vasomotor system, which regulates the capillary +circulation, is much influenced by the mind. With respect to the +movements of certain muscles of the face under great suffering, as well +as from other emotions, these will be best considered when we treat of +the special expressions of man and of the lower animals. + +We will now turn to the characteristic symptoms of Rage. Under this +powerful emotion the action of the heart is much accelerated,[309] or +it may be much disturbed. The face reddens, or it becomes purple from +the impeded return of the blood, or may turn deadly pale. The +respiration is laboured, the chest heaves, and the dilated nostrils +quiver. The whole body often trembles. The voice is affected. The teeth +are clenched or ground together, and the muscular system is commonly +stimulated to violent, almost frantic action. But the gestures of a man +in this state usually differ from the purposeless writhings and +struggles of one suffering from an agony of pain; for they represent +more or less plainly the act of striking or fighting with an enemy. + +All these signs of rage are probably in large part, and some of them +appear to be wholly, due to the direct action of the excited sensorium. +But animals of all kinds, and their progenitors before them, when +attacked or threatened by an enemy, have exerted their utmost powers in +fighting and in defending themselves. Unless an animal does thus act, +or has the intention, or at least the desire, to attack its enemy, it +cannot properly be said to be enraged. An inherited habit of muscular +exertion will thus have been gained in association with rage; and this +will directly or indirectly affect various organs, in nearly the same +manner as does great bodily suffering. + +The heart no doubt will likewise be affected in a direct manner; but it +will also in all probability be affected through habit; and all the +more so from not being under the control of the will. We know that any +great exertion which we voluntarily make, affects the heart, through +mechanical and other principles which need not here be considered; and +it was shown in the first chapter that nerve-force flows readily +through habitually used channels,—through the nerves of voluntary or +involuntary movement, and through those of sensation. Thus even a +moderate amount of exertion will tend to act on the heart; and on the +principle of association, of which so many instances have been given, +we may feel nearly sure that any sensation or emotion, as great pain or +rage, which has habitually led to much muscular action, will +immediately influence the flow of nerve-force to the heart, although +there may not be at the time any muscular exertion. + +The heart, as I have said, will be all the more readily affected +through habitual associations, as it is not under the control of the +will. A man when moderately angry, or even when enraged, may command +the movements of his body, but he cannot prevent his heart from beating +rapidly. His chest will perhaps give a few heaves, and his nostrils +just quiver, for the movements of respiration are only in part +voluntary. In like manner those muscles of the face which are least +obedient to the will, will sometimes alone betray a slight and passing +emotion. The glands again are wholly independent of the will, and a man +suffering from grief may command his features, but cannot always +prevent the tears from coming into his eyes. A hungry man, if tempting +food is placed before him, may not show his hunger by any outward +gesture, but he cannot check the secretion of saliva. + +Under a transport of Joy or of vivid Pleasure, there is a strong +tendency to various purposeless movements, and to the utterance of +various sounds. We see this in our young children, in their loud +laughter, clapping of hands, and jumping for joy; in the bounding and +barking of a dog when going out to walk with his master; and in the +frisking of a horse when turned out into an open field. Joy quickens +the circulation, and this stimulates the brain, which again reacts on +the whole body. The above purposeless movements and increased +heart-action may be attributed in chief part to the excited state of +the sensorium,[310] and to the consequent undirected overflow, as Mr. +Herbert Spencer insists, of nerve-force. It deserves notice, that it is +chiefly the anticipation of a pleasure, and not its actual enjoyment, +which leads to purposeless and extravagant movements of the body, and +to the utterance of various sounds. We see this in our children when +they expect any great pleasure or treat; and dogs, which have been +bounding about at the sight of a plate of food, when they get it do not +show their delight by any outward sign, not even by wagging their +tails. Now with animals of all kinds, the acquirement of almost all +their pleasures, with the exception of those of warmth and rest, are +associated, and have long been associated with active movements, as in +the hunting or search for food, and in their courtship. Moreover, the +mere exertion of the muscles after long rest or confinement is in +itself a pleasure, as we ourselves feel, and as we see in the play of +young animals. Therefore on this latter principle alone we might +perhaps expect, that vivid pleasure would be apt to show itself +conversely in muscular movements. + +With all or almost all animals, even with birds, Terror causes the body +to tremble. The skin becomes pale, sweat breaks out, and the hair +bristles. The secretions of the alimentary canal and of the kidneys are +increased, and they are involuntarily voided, owing to the relaxation +of the sphincter muscles, as is known to be the case with man, and as I +have seen with cattle, dogs, cats, and monkeys. The breathing is +hurried. The heart beats quickly, wildly, and violently; but whether it +pumps the blood more efficiently through the body may be doubted, for +the surface seems bloodless and the strength of the muscles soon fails. +In a frightened horse I have felt through the saddle the beating of the +heart so plainly that I could have counted the beats. The mental +faculties are much disturbed. Utter prostration soon follows, and even +fainting. A terrified canary-bird has been seen not only to tremble and +to turn white about the base of the bill, but to faint;[311] and I once +caught a robin in a room, which fainted so completely, that for a time +I thought it dead. + +Most of these symptoms are probably the direct result, independently of +habit, of the disturbed state of the sensorium; but it is doubtful +whether they ought to be wholly thus accounted for. When an animal is +alarmed it almost always stands motionless for a moment, in order to +collect its senses and to ascertain the source of danger, and sometimes +for the sake of escaping detection. But headlong flight soon follows, +with no husbanding of the strength as in fighting, and the animal +continues to fly as long as the danger lasts, until utter prostration, +with failing respiration and circulation, with all the muscles +quivering and profuse sweating, renders further flight impossible. +Hence it does not seem improbable that the principle of associated +habit may in part account for, or at least augment, some of the +above-named characteristic symptoms of extreme terror. + +That the principle of associated habit has played an important part in +causing the movements expressive of the foregoing several strong +emotions and sensations, we may, I think, conclude from considering +firstly, some other strong emotions which do not ordinarily require for +their relief or gratification any voluntary movement; and secondly the +contrast in nature between the so-called exciting and depressing states +of the mind. No emotion is stronger than maternal love; but a mother +may feel the deepest love for her helpless infant, and yet not show it +by any outward sign; or only by slight caressing movements, with a +gentle smile and tender eyes. But let any one intentionally injure her +infant, and see what a change! how she starts up with threatening +aspect, how her eyes sparkle and her face reddens, how her bosom +heaves, nostrils dilate, and heart beats; for anger, and not maternal +love, has habitually led to action. The love between the opposite sexes +is widely different from maternal love; and when lovers meet, we know +that their hearts beat quickly, their breathing is hurried, and their +faces flush; for this love is not inactive like that of a mother for +her infant. + +A man may have his mind filled with the blackest hatred or suspicion, +or be corroded with envy or jealousy, but as these feelings do not at +once lead to action, and as they commonly last for some time, they are +not shown by any outward sign, excepting that a man in this state +assuredly does not appear cheerful or good-tempered. If indeed these +feelings break out into overt acts, rage takes their place, and will be +plainly exhibited. Painters can hardly portray suspicion, jealousy, +envy, &c., except by the aid of accessories which tell the tale; and +poets use such vague and fanciful expressions as “green-eyed jealousy.” +Spenser describes suspicion as “Foul, ill-favoured, and grim, under his +eyebrows looking still askance,” &c.; Shakespeare speaks of envy “as +lean-faced in her loathsome case;” and in another place he says, “no +black envy shall make my grave;” and again as “above pale envy’s +threatening reach.” + +Emotions and sensations have often been classed as exciting or +depressing. When all the organs of the body and mind,—those of +voluntary and involuntary movement, of perception, sensation, thought, +&c.,—perform their functions more energetically and rapidly than usual, +a man or animal may be said to be excited, and, under an opposite +state, to be depressed. Anger and joy are from the first exciting +emotions, and they naturally lead, more especially the former, to +energetic movements, which react on the heart and this again on the +brain. A physician once remarked to me as a proof of the exciting +nature of anger, that a man when excessively jaded will sometimes +invent imaginary offences and put himself into a passion, unconsciously +for the sake of reinvigorating himself; and since hearing this remark, +I have occasionally recognized its full truth. + +Several other states of mind appear to be at first exciting, but soon +become depressing to an extreme degree. When a mother suddenly loses +her child, sometimes she is frantic with grief, and must be considered +to be in an excited state; she walks wildly about, tears her hair or +clothes, and wrings her hands. This latter action is perhaps due to the +principle of antithesis, betraying an inward sense of helplessness and +that nothing can be done. The other wild and violent movements may be +in part explained by the relief experienced through muscular exertion, +and in part by the undirected overflow of nerve-force from the excited +sensorium. But under the sudden loss of a beloved person, one of the +first and commonest thoughts which occurs, is that something more might +have been done to save the lost one. An excellent observer,[312] in +describing the behaviour of a girl at the sudden death of her father, +says she “went about the house wringing her hands like a creature +demented, saying ‘It was her fault;’ ‘I should never have left him;’ +‘If I had only sat up with him,’” &c. With such ideas vividly present +before the mind, there would arise, through the principle of associated +habit, the strongest tendency to energetic action of some kind. + +As soon as the sufferer is fully conscious that nothing can be done, +despair or deep sorrow takes the place of frantic grief. The sufferer +sits motionless, or gently rocks to and fro; the circulation becomes +languid; respiration is almost forgotten, and deep sighs are drawn. All +this reacts on the brain, and prostration soon follows with collapsed +muscles and dulled eyes. As associated habit no longer prompts the +sufferer to action, he is urged by his friends to voluntary exertion, +and not to give way to silent, motionless grief. Exertion stimulates +the hear, and this reacts on the brain, and aids the mind to bear its +heavy load. + + +Pain, if severe, soon induces extreme depression or prostration; but it +is at first a stimulant and excites to action, as we see when we whip a +horse, and as is shown by the horrid tortures inflicted in foreign +lands on exhausted dray-bullocks, to rouse them to renewed exertion. +Fear again is the most depressing of all the emotions; and it soon +induces utter, helpless prostration, as if in consequence of, or in +association with, the most violent and prolonged attempts to escape +from the danger, though no such attempts have actually been made. +Nevertheless, even extreme fear often acts at first as a powerful +stimulant. A man or animal driven through terror to desperation, is +endowed with wonderful strength, and is notoriously dangerous in the +highest degree. + +On the whole we may conclude that the principle of the direct action of +the sensorium on the body, due to the constitution of the nervous +system, and from the first independent of the will, has been highly +influential in determining many expressions. Good instances are +afforded by the trembling of the muscles, the sweating of the skin, the +modified secretions of the alimentary canal and glands, under various +emotions and sensations. But actions of this kind are often combined +with others, which follow from our first principle, namely, that +actions which have often been of direct or indirect service, under +certain states of the mind, in order to gratify or relieve certain +sensations, desires, &c., are still performed under analogous +circumstances through mere habit although of no service. We have +combinations of this kind, at least in part, in the frantic gestures of +rage and in the writhings of extreme pain; and, perhaps, in the +increased action of the heart and of the respiratory organs. Even when +these and other emotions or sensations are aroused in a very feeble +manner, there will still be a tendency to similar actions, owing to the +force of long-associated habit; and those actions which are least under +voluntary control will generally be longest retained. Our second +principle of antithesis has likewise occasionally come into play. + +Finally, so many expressive movements can be explained, as I trust will +be seen in the course of this volume, through the three principles +which have now been discussed, that we may hope hereafter to see all +thus explained, or by closely analogous principles. It is, however, +often impossible to decide how much weight ought to be attributed, in +each particular case, to one of our principles, and how much to +another; and very many points in the theory of Expression remain +inexplicable. + + + + +CHAPTER IV. MEANS OF EXPRESSION IN ANIMALS. + +The emission of Sounds—Vocal sounds—Sounds otherwise produced—Erection +of the dermal appendages, hairs, feathers, &c., under the emotions of +anger and terror—The drawing back of the ears as a preparation for +fighting, and as an expression of anger—Erection of the ears and +raising the head, a sign of attention. + +In this and the following chapter I will describe, but only in +sufficient detail to illustrate my subject, the expressive movements, +under different states of the mind, of some few well-known animals. But +before considering them in due succession, it will save much useless +repetition to discuss certain means of expression common to most of +them. + +_The emission of Sounds_.—With many kinds of animals, man included, the +vocal organs are efficient in the highest degree as a means of +expression. We have seen, in the last chapter, that when the sensorium +is strongly excited, the muscles of the body are generally thrown into +violent action; and as a consequence, loud sounds are uttered, however +silent the animal may generally be, and although the sounds may be of +no use. Hares and rabbits for instance, never, I believe, use their +vocal organs except in the extremity of suffering; as, when a wounded +hare is killed by the sportsman, or when a young rabbit is caught by a +stoat. Cattle and horses suffer great pain in silence; but when this is +excessive, and especially when associated with terror, they utter +fearful sounds. I have often recognized, from a distance on the Pampas, +the agonized death-bellow of the cattle, when caught by the lasso and +hamstrung. It is said that horses, when attacked by wolves, utter loud +and peculiar screams of distress. + +Involuntary and purposeless contractions of the muscles of the chest +and glottis, excited in the above manner, may have first given rise to +the emission of vocal sounds. But the voice is now largely used by many +animals for various purposes; and habit seems to have played an +important part in its employment under other circumstances. Naturalists +have remarked, I believe with truth, that social animals, from +habitually using their vocal organs as a means of intercommunication, +use them on other occasions much more freely than other animals. But +there are marked exceptions to this rule, for instance, with the +rabbit. The principle, also, of association, which is so widely +extended in its power, has likewise played its part. Hence it follows +that the voice, from having been habitually employed as a serviceable +aid under certain conditions, inducing pleasure, pain, rage, &c., is +commonly used whenever the same sensations or emotions are excited, +under quite different conditions, or in a lesser degree. + +The sexes of many animals incessantly call for each other during the +breeding-season; and in not a few cases, the male endeavours thus to +charm or excite the female. This, indeed, seems to have been the +primeval use and means of development of the voice, as I have attempted +to show in my ‘Descent of Man.’ Thus the use of the vocal organs will +have become associated with the anticipation of the strongest pleasure +which animals are capable of feeling. Animals which live in society +often call to each other when separated, and evidently feel much joy at +meeting; as we see with a horse, on the return of his companion, for +whom he has been neighing. The mother calls incessantly for her lost +young ones; for instance, a cow for her calf; and the young of many +animals call for their mothers. When a flock of sheep is scattered, the +ewes bleat incessantly for their lambs, and their mutual pleasure at +coming together is manifest. Woe betide the man who meddles with the +young of the larger and fiercer quadrupeds, if they hear the cry of +distress from their young. Rage leads to the violent exertion of all +the muscles, including those of the voice; and some animals, when +enraged, endeavour to strike terror into their enemies by its power and +harshness, as the lion does by roaring, and the dog by growling. I +infer that their object is to strike terror, because the lion at the +same time erects the hair of its mane, and the dog the hair along its +back, and thus they make themselves appear as large and terrible as +possible. Rival males try to excel and challenge each other by their +voices, and this leads to deadly contests. Thus the use of the voice +will have become associated with the emotion of anger, however it may +be aroused. We have also seen that intense pain, like rage, leads to +violent outcries, and the exertion of screaming by itself gives some +relief; and thus the use of the voice will have become associated with +suffering of any kind. + +The cause of widely different sounds being uttered under different +emotions and sensations is a very obscure subject. Nor does the rule +always hold good that there is any marked difference. For instance with +the dog, the bark of anger and that of joy do not differ much, though +they can be distinguished. It is not probable that any precise +explanation of the cause or source of each particular sound, under +different states of the mind, will ever be given. We know that some +animals, after being domesticated, have acquired the habit of uttering +sounds which were not natural to them.[401] Thus domestic dogs, and +even tamed jackals, have learnt to bark, which is a noise not proper to +any species of the genus, with the exception of the _Canis latrans_ of +North America, which is said to bark. Some breeds, also, of the +domestic pigeon have learnt to coo in a new and quite peculiar manner. + +The character of the human voice, under the influence of various +emotions, has been discussed by Mr. Herbert Spencer[402] in his +interesting essay on Music. He clearly shows that the voice alters much +under different conditions, in loudness and in quality, that is, in +resonance and _timbre_, in pitch and intervals. No one can listen to an +eloquent orator or preacher, or to a man calling angrily to another, or +to one expressing astonishment, without being struck with the truth of +Mr. Spencer’s remarks. It is curious how early in life the modulation +of the voice becomes expressive. With one of my children, under the age +of two years, I clearly perceived that his humph of assent was rendered +by a slight modulation strongly emphatic; and that by a peculiar whine +his negative expressed obstinate determination. Mr. Spencer further +shows that emotional speech, in all the above respects is intimately +related to vocal music, and consequently to instrumental music; and he +attempts to explain the characteristic qualities of both on +physiological grounds—namely, on “the general law that a feeling is a +stimulus to muscular action.” It may be admitted that the voice is +affected through this law; but the explanation appears to me too +general and vague to throw much light on the various differences, with +the exception of that of loudness, between ordinary speech and +emotional speech, or singing. + +This remark holds good, whether we believe that the various qualities +of the voice originated in speaking under the excitement of strong +feelings, and that these qualities have subsequently been transferred +to vocal music; or whether we believe, as I maintain, that the habit of +uttering musical sounds was first developed, as a means of courtship, +in the early progenitors of man, and thus became associated with the +strongest emotions of which they were capable,—namely, ardent love, +rivalry and triumph. That animals utter musical notes is familiar to +every one, as we may daily hear in the singing of birds. It is a more +remarkable fact that an ape, one of the Gibbons, produces an exact +octave of musical sounds, ascending and descending the scale by +halftones; so that this monkey “alone of brute mammals may be said to +sing.”[403] From this fact, and from the analogy of other animals, I +have been led to infer that the progenitors of man probably uttered +musical tones, before they had acquired the power of articulate speech; +and that consequently, when the voice is used under any strong emotion, +it tends to assume, through the principle of association, a musical +character. We can plainly perceive, with some of the lower animals, +that the males employ their voices to please the females, and that they +themselves take pleasure in their own vocal utterances; but why +particular sounds are uttered, and why these give pleasure cannot at +present be explained. + +That the pitch of the voice bears some relation to certain states of +feeling is tolerably clear. A person gently complaining of +ill-treatment, or slightly suffering, almost always speaks in a +high-pitched voice. Dogs, when a little impatient, often make a high +piping note through their noses, which at once strikes us as +plaintive;[404] but how difficult it is to know whether the sound is +essentially plaintive, or only appears so in this particular case, from +our having learnt by experience what it means! Rengger, states[405] +that the monkeys (_Cebus azaræ_), which he kept in Paraguay, expressed +astonishment by a half-piping, half-snarling noise; anger or +impatience, by repeating the sound _hu hu_ in a deeper, grunting voice; +and fright or pain, by shrill screams. On the other hand, with mankind, +deep groans and high piercing screams equally express an agony of pain. +Laughter maybe either high or low; so that, with adult men, as Haller +long ago remarked,[406] the sound partakes of the character of the +vowels (as pronounced in German) _O_ and _A_; whilst with children and +women, it has more of the character of _E_ and _I_; and these latter +vowel-sounds naturally have, as Helmholtz has shown, a higher pitch +than the former; yet both tones of laughter equally express enjoyment +or amusement. + +In considering the mode in which vocal utterances express emotion, we +are naturally led to inquire into the cause of what is called +“expression” in music. Upon this point Mr. Litchfield, who has long +attended to the subject of music, has been so kind as to give me the +following remarks:—“The question, what is the essence of musical +‘expression’ involves a number of obscure points, which, so far as I am +aware, are as yet unsolved enigmas. Up to a certain point, however, any +law which is found to hold as to the expression of the emotions by +simple sounds must apply to the more developed mode of expression in +song, which may be taken as the primary type of all music. A great part +of the emotional effect of a song depends on the character of the +action by which the sounds are produced. In songs, for instance, which +express great vehemence of passion, the effect often chiefly depends on +the forcible utterance of some one or two characteristic passages which +demand great exertion of vocal force; and it will be frequently noticed +that a song of this character fails of its proper effect when sung by a +voice of sufficient power and range to give the characteristic passages +without much exertion. This is, no doubt, the secret of the loss of +effect so often produced by the transposition of a song from one key to +another. The effect is thus seen to depend not merely on the actual +sounds, but also in part on the nature of the action which produces the +sounds. Indeed it is obvious that whenever we feel the ‘expression’ of +a song to be due to its quickness or slowness of movement—to smoothness +of flow, loudness of utterance, and so on—we are, in fact, interpreting +the muscular actions which produce sound, in the same way in which we +interpret muscular action generally. But this leaves unexplained the +more subtle and more specific effect which we call the _musical_ +expression of the song—the delight given by its melody, or even by the +separate sounds which make up the melody. This is an effect indefinable +in language—one which, so far as I am aware, no one has been able to +analyse, and which the ingenious speculation of Mr. Herbert Spencer as +to the origin of music leaves quite unexplained. For it is certain that +the _melodic_ effect of a series of sounds does not depend in the least +on their loudness or softness, or on their _absolute_ pitch. A tune is +always the same tune, whether it is sung loudly or softly, by a child +or a man; whether it is played on a flute or on a trombone. The purely +musical effect of any sound depends on its place in what is technically +called a ‘scale;’ the same sound producing absolutely different effects +on the ear, according as it is heard in connection with one or another +series of sounds. + +“It is on this _relative_ association of the sounds that all the +essentially characteristic effects which are summed up in the phrase +‘musical expression,’ depend. But why certain associations of sounds +have such-and-such effects, is a problem which yet remains to be +solved. These effects must indeed, in some way or other, be connected +with the well-known arithmetical relations between the rates of +vibration of the sounds which form a musical scale. And it is +possible—but this is merely a suggestion—that the greater or less +mechanical facility with which the vibrating apparatus of the human +larynx passes from one state of vibration to another, may have been a +primary cause of the greater or less pleasure produced by various +sequences of sounds.” + +But leaving aside these complex questions and confining ourselves to +the simpler sounds, we can, at least, see some reasons for the +association of certain kinds of sounds with certain states of mind. A +scream, for instance, uttered by a young animal, or by one of the +members of a community, as a call for assistance, will naturally be +loud, prolonged, and high, so as to penetrate to a distance. For +Helmholtz has shown[407] that, owing to the shape of the internal +cavity of the human ear and its consequent power of resonance, high +notes produce a particularly strong impression. When male animals utter +sounds in order to please the females, they would naturally employ +those which are sweet to the ears of the species; and it appears that +the same sounds are often pleasing to widely different animals, owing +to the similarity of their nervous systems, as we ourselves perceive in +the singing of birds and even in the chirping of certain tree-frogs +giving us pleasure. On the other hand, sounds produced in order to +strike terror into an enemy, would naturally be harsh or displeasing. + +Whether the principle of antithesis has come into play with sounds, as +might perhaps have been expected, is doubtful. The interrupted, +laughing or tittering sounds made by man and by various kinds of +monkeys when pleased, are as different as possible from the prolonged +screams of these animals when distressed. The deep grunt of +satisfaction uttered by a pig, when pleased with its food, is widely +different from its harsh scream of pain or terror. But with the dog, as +lately remarked, the bark of anger and that of joy are sounds which by +no means stand in opposition to each other; and so it is in some other +cases. + +There is another obscure point, namely, whether the sounds which are +produced under various states of the mind determine the shape of the +mouth, or whether its shape is not determined by independent causes, +and the sound thus modified. When young infants cry they open their +mouths widely, and this, no doubt, is necessary for pouring forth a +full volume of sound; but the mouth then assumes, from a quite distinct +cause, an almost quadrangular shape, depending, as will hereafter be +explained, on the firm closing of the eyelids, and consequent drawing +up of the upper lip. How far this square shape of the mouth modifies +the wailing or crying sound, I am not prepared to say; but we know from +the researches of Helmholtz and others that the form of the cavity of +the mouth and lips determines the nature and pitch of the vowel sounds +which are produced. + +It will also be shown in a future chapter that, under the feeling of +contempt or disgust, there is a tendency, from intelligible causes, to +blow out of the mouth or nostrils, and this produces sounds like pooh +or pish. When any one is startled or suddenly astonished, there is an +instantaneous tendency, likewise from an intelligible cause, namely, to +be ready for prolonged exertion, to open the mouth widely, so as to +draw a deep and rapid inspiration. When the next full expiration +follows, the mouth is slightly closed, and the lips, from causes +hereafter to be discussed, are somewhat protruded; and this form of the +mouth, if the voice be at all exerted, produces, according to +Helmholtz, the sound of the vowel _O_. Certainly a deep sound of a +prolonged _Oh!_ may be heard from a whole crowd of people immediately +after witnessing any astonishing spectacle. If, together with surprise, +pain be felt, there is a tendency to contract all the muscles of the +body, including those of the face, and the lips will then be drawn +back; and this will perhaps account for the sound becoming higher and +assuming the character of _Ah!_ or _Ach!_ As fear causes all the +muscles of the body to tremble, the voice naturally becomes tremulous, +and at the same time husky from the dryness of the mouth, owing to the +salivary glands failing to act. Why the laughter of man and the +tittering of monkeys should be a rapidly reiterated sound, cannot be +explained. During the utterance of these sounds, the mouth is +transversely elongated by the corners being drawn backwards and +upwards; and of this fact an explanation will be attempted in a future +chapter. But the whole subject of the differences of the sounds +produced under different states of the mind is so obscure, that I have +succeeded in throwing hardly any light on it; and the remarks which I +have made, have but little significance. + + + +Sound Producing Quills from Tail of a Porcupine. Fig. 11 + +All the sounds hitherto noticed depend on the respiratory organs; but +sounds produced by wholly different means are likewise expressive. +Rabbits stamp loudly on the ground as a signal to their comrades; and +if a man knows how to do so properly, he may on a quiet evening hear +the rabbits answering him all around. These animals, as well as some +others, also stamp on the ground when made angry. Porcupines rattle +their quills and vibrate their tails when angered; and one behaved in +this manner when a live snake was placed in its compartment. The quills +on the tail are very different from those on the body: they are short, +hollow, thin like a goose-quill, with their ends transversely +truncated, so that they are open; they are supported on long, thin, +elastic foot-stalks. Now, when the tail is rapidly shaken, these hollow +quills strike against each other and produce, as I heard in the +presence of Mr. Bartlett, a peculiar continuous sound. We can, I think, +understand why porcupines have been provided, through the modification +of their protective spines, with this special sound-producing +instrument. They are nocturnal animals, and if they scented or heard a +prowling beast of prey, it would be a great advantage to them in the +dark to give warning to their enemy what they were, and that they were +furnished with dangerous spines. They would thus escape being attacked. +They are, as I may add, so fully conscious of the power of their +weapons, that when enraged they will charge backwards with their spines +erected, yet still inclined backwards. + +Many birds during their courtship produce diversified sounds by means +of specially adapted feathers. Storks, when excited, make a loud +clattering noise with their beaks. Some snakes produce a grating or +rattling noise. Many insects stridulate by rubbing together specially +modified parts of their hard integuments. This stridulation generally +serves as a sexual charm or call; but it is likewise used to express +different emotions.[408] Every one who has attended to bees knows that +their humming changes when they are angry; and this serves as a warning +that there is danger of being stung. I have made these few remarks +because some writers have laid so much stress on the vocal and +respiratory organs as having been specially adapted for expression, +that it was advisable to show that sounds otherwise produced serve +equally well for the same purpose. + +_Erection of the dermal appendages_.—Hardly any expressive movement is +so general as the involuntary erection of the hairs, feathers and other +dermal appendages; for it is common throughout three of the great +vertebrate classes. These appendages are erected under the excitement +of anger or terror; more especially when these emotions are combined, +or quickly succeed each other. The action serves to make the animal +appear larger and more frightful to its enemies or rivals, and is +generally accompanied by various voluntary movements adapted for the +same purpose, and by the utterance of savage sounds. Mr. Bartlett, who +has had such wide experience with animals of all kinds, does not doubt +that this is the case; but it is a different question whether the power +of erection was primarily acquired for this special purpose. + +I will first give a considerable body of facts showing how general this +action is with mammals, birds and reptiles; retaining what I have to +say in regard to man for a future chapter. Mr. Sutton, the intelligent +keeper in the Zoological Gardens, carefully observed for me the +Chimpanzee and Orang; and he states that when they are suddenly +frightened, as by a thunderstorm, or when they are made angry, as by +being teased, their hair becomes erect. I saw a chimpanzee who was +alarmed at the sight of a black coalheaver, and the hair rose all over +his body; he made little starts forward as if to attack the man, +without any real intention of doing so, but with the hope, as the +keeper remarked, of frightening him. The Gorilla, when enraged, is +described by Mr. Ford[409] as having his crest of hair “erect and +projecting forward, his nostrils dilated, and his under lip thrown +down; at the same time uttering his characteristic yell, designed, it +would seem, to terrify his antagonists.” I saw the hair on the Anubis +baboon, when angered bristling along the back, from the neck to the +loins, but not on the rump or other parts of the body. I took a stuffed +snake into the monkey-house, and the hair on several of the species +instantly became erect; especially on their tails, as I particularly +noticed with the _Cereopithecus nictitans_. Brehm states[410] that the +_Midas œdipus_ (belonging to the American division) when excited erects +its mane, in order, as he adds, to make itself as frightful as +possible. + +With the Carnivora the erection of the hair seems to be almost +universal, often accompanied by threatening movements, the uncovering +of the teeth and the utterance of savage growls. In the Herpestes, I +have seen the hair on end over nearly the whole body, including the +tail; and the dorsal crest is erected in a conspicuous manner by the +Hyaena and Proteles. The enraged lion erects his mane. The bristling of +the hair along the neck and back of the dog, and over the whole body of +the cat, especially on the tail, is familiar to every one. With the cat +it apparently occurs only under fear; with the dog, under anger and +fear; but not, as far as I have observed, under abject fear, as when a +dog is going to be flogged by a severe gamekeeper. If, however, the dog +shows fight, as sometimes happens, up goes his hair. I have often +noticed that the hair of a dog is particularly liable to rise, if he is +half angry and half afraid, as on beholding some object only +indistinctly seen in the dusk. + +I have been assured by a veterinary surgeon that he has often seen the +hair erected on horses and cattle, on which he had operated and was +again going to operate. When I showed a stuffed snake to a Peccary, the +hair rose in a wonderful manner along its back; and so it does with the +boar when enraged. An Elk which gored a man to death in the United +States, is described as first brandishing his antlers, squealing with +rage and stamping on the ground; “at length his hair was seen to rise +and stand on end,” and then he plunged forward to the attack.[411] The +hair likewise becomes erect on goats, and, as I hear from Mr. Blyth, on +some Indian antelopes. I have seen it erected on the hairy Ant-eater; +and on the Agouti, one of the Rodents. A female Bat,[412] which reared +her young under confinement, when any one looked into the cage “erected +the fur on her back, and bit viciously at intruding fingers.” + +Birds belonging to all the chief Orders ruffle their feathers when +angry or frightened. Every one must have seen two cocks, even quite +young birds, preparing to fight with erected neck-hackles; nor can +these feathers when erected serve as a means of defence, for +cock-fighters have found by experience that it is advantageous to trim +them. The male Ruff (_Machetes pugnæ_) likewise erects its collar of +feathers when fighting. When a dog approaches a common hen with her +chickens, she spreads out her wings, raises her tail, ruffles all her +feathers, and looking as ferocious as possible, dashes at the intruder. +The tail is not always held in exactly the same position; it is +sometimes so much erected, that the central feathers, as in the +accompanying drawing, almost touch the back. Swans, when angered, +likewise raise their wings and tail, and erect their feathers. They +open their beaks, and make by paddling little rapid starts forwards, +against any one who approaches the water’s edge too closely. Tropic +birds[413] when disturbed on their nests are said not to fly away, but +“merely to stick out their feathers and scream.” The Barn-owl, when +approached “instantly swells out its plumage, extends its wings and +tail, hisses and clacks its mandibles with force and rapidity.”[414] So +do other kinds of owls. Hawks, as I am informed by Mr. Jenner Weir, +likewise ruffle their feathers, and spread out their wings and tail +under similar circumstances. Some kinds of parrots erect their +feathers; and I have seen this action in the Cassowary, when angered at +the sight of an Ant-eater. Young cuckoos in the nest, raise their +feathers, open their mouths widely, and make themselves as frightful as +possible. + + + +Hen Driving Away a Dog from Her Chickens. Fig. 12 + +{illust. caption = FIG. 12—Hen driving away a dog from her chickens. +Drawn from life by Mr. Wood.} + + + +Swan Driving Away an Intruder. Fig 13 + +{illust. caption = FIG. 13.—Swan driving away an intruder. Drawn from +life by Mr. Wood.} + +Small birds, also, as I hear from Mr. Weir, such as various finches, +buntings and warblers, when angry, ruffle all their feathers, or only +those round the neck; or they spread out their wings and tail-feathers. +With their plumage in this state, they rush at each other with open +beaks and threatening gestures. Mr. Weir concludes from his large +experience that the erection of the feathers is caused much more by +anger than by fear. He gives as an instance a hybrid goldfinch of a +most irascible disposition, which when approached too closely by a +servant, instantly assumes the appearance of a ball of ruffled +feathers. He believes that birds when frightened, as a general rule, +closely adpress all their feathers, and their consequently diminished +size is often astonishing. As soon as they recover from their fear or +surprise, the first thing which they do is to shake out their feathers. +The best instances of this adpression of the feathers and apparent +shrinking of the body from fear, which Mr. Weir has noticed, has been +in the quail and grass-parrakeet.[415] The habit is intelligible in +these birds from their being accustomed, when in danger, either to +squat on the ground or to sit motionless on a branch, so as to escape +detection. Though, with birds, anger may be the chief and commonest +cause of the erection of the feathers, it is probable that young +cuckoos when looked at in the nest, and a hen with her chickens when +approached by a dog, feel at least some terror. Mr. Tegetmeier informs +me that with game-cocks, the erection of the feathers on the head has +long been recognized in the cock-pit as a sign of cowardice. + +The males of some lizards, when fighting together during their +courtship, expand their throat pouches or frills, and erect their +dorsal crests.[416] But Dr. Günther does not believe that they can +erect their separate spines or scales. + +We thus see how generally throughout the two higher vertebrate classes, +and with some reptiles, the dermal appendages are erected under the +influence of anger and fear. The movement is effected, as we know from +Kolliker’s interesting discovery, by the contraction of minute, +unstriped, involuntary muscles,[417] often called _arrectores pili_, +which are attached to the capsules of the separate hairs, feathers, &c. +By the contraction of these muscles the hairs can be instantly erected, +as we see in a dog, being at the same time drawn a little out of their +sockets; they are afterwards quickly depressed. The vast number of +these minute muscles over the whole body of a hairy quadruped is +astonishing. The erection of the hair is, however, aided in some cases, +as with that on the head of a man, by the striped and voluntary muscles +of the underlying _panniculus carnosus_. It is by the action of these +latter muscles, that the hedgehog erects its spines. It appears, also, +from the researches of Leydig[418] and others, that striped fibres +extend from the panniculus to some of the larger hairs, such as the +vibrissae of certain quadrupeds. The _arrectores pili_ contract not +only under the above emotions, but from the application of cold to the +surface. I remember that my mules and dogs, brought from a lower and +warmer country, after spending a night on the bleak Cordillera, had the +hair all over their bodies as erect as under the greatest terror. We +see the same action in our own _goose-skin_ during the chill before a +fever-fit. Mr. Lister has also found,[419] that tickling a neighbouring +part of the skin causes the erection and protrusion of the hairs. + +From these facts it is manifest that the erection of the dermal +appendages is a reflex action, independent of the will; and this action +must be looked at, when, occurring under the influence of anger or +fear, not as a power acquired for the sake of some advantage, but as an +incidental result, at least to a large extent, of the sensorium being +affected. The result, in as far as it is incidental, may be compared +with the profuse sweating from an agony of pain or terror. +Nevertheless, it is remarkable how slight an excitement often suffices +to cause the hair to become erect; as when two dogs pretend to fight +together in play. We have, also, seen in a large number of animals, +belonging to widely distinct classes, that the erection of the hair or +feathers is almost always accompanied by various voluntary movements—by +threatening gestures, opening the mouth, uncovering the teeth, +spreading out of the wings and tail by birds, and by the utterance of +harsh sounds; and the purpose of these voluntary movements is +unmistakable. Therefore it seems hardly credible that the co-ordinated +erection of the dermal appendages, by which the animal is made to +appear larger and more terrible to its enemies or rivals, should be +altogether an incidental and purposeless result of the disturbance of +the sensorium. This seems almost as incredible as that the erection by +the hedgehog of its spines, or of the quills by the porcupine, or of +the ornamental plumes by many birds during their courtship, should all +be purposeless actions. + +We here encounter a great difficulty. How can the contraction of the +unstriped and involuntary _arrectores pili_ have been co-ordinated with +that of various voluntary muscles for the same special purpose? If we +could believe that the arrectores primordially had been voluntary +muscles, and had since lost their stripes and become involuntary, the +case would be comparatively simple. I am not, however, aware that there +is any evidence in favour of this view; although the reversed +transition would not have presented any great difficulty, as the +voluntary muscles are in an unstriped condition in the embryos of the +higher animals, and in the larvae of some crustaceans. Moreover in the +deeper layers of the skin of adult birds, the muscular network is, +according to Leydig,[420] in a transitional condition; the fibres +exhibiting only indications of transverse striation. + +Another explanation seems possible. We may admit that originally the +_arrectores pili_ were slightly acted on in a direct manner, under the +influence of rage and terror, by the disturbance of the nervous system; +as is undoubtedly the case with our so-called _goose-skin_ before a +fever-fit. Animals have been repeatedly excited by rage and terror +during many generations; and consequently the direct effects of the +disturbed nervous system on the dermal appendages will almost certainly +have been increased through habit and through the tendency of +nerve-force to pass readily along accustomed channels. We shall find +this view of the force of habit strikingly confirmed in a future +chapter, where it will be shown that the hair of the insane is affected +in an extraordinary manner, owing to their repeated accesses of fury +and terror. As soon as with animals the power of erection had thus been +strengthened or increased, they must often have seen the hairs or +feathers erected in rival and enraged males, and the bulk of their +bodies thus increased. In this case it appears possible that they might +have wished to make themselves appear larger and more terrible to their +enemies, by voluntarily assuming a threatening attitude and uttering +harsh cries; such attitudes and utterances after a time becoming +through habit instinctive. In this manner actions performed by the +contraction of voluntary muscles might have been combined for the same +special purpose with those effected by involuntary muscles. It is even +possible that animals, when excited and dimly conscious of some change +in the state of their hair, might act on it by repeated exertions of +their attention and will; for we have reason to believe that the will +is able to influence in an obscure manner the action of some unstriped +or involuntary muscles, as in the period of the peristaltic movements +of the intestines, and in the contraction of the bladder. Nor must we +overlook the part which variation and natural selection may have +played; for the males which succeeded in making themselves appear the +most terrible to their rivals, or to their other enemies, if not of +overwhelming power, will on an average have left more offspring to +inherit their characteristic qualities, whatever these may be and +however first acquired, than have other males. + +_The inflation of the body, and other means of exciting fear in an +enemy_.—Certain Amphibians and Reptiles, which either have no spines to +erect, or no muscles by which they can be erected, enlarge themselves +when alarmed or angry by inhaling air. This is well known to be the +case with toads and frogs. The latter animal is made, in AEsop’s fable +of the ‘Ox and the Frog,’ to blow itself up from vanity and envy until +it burst. This action must have been observed during the most ancient +times, as, according to Mr. Hensleigh Wedgwood,[421] the word _toad_ +expresses in all the languages of Europe the habit of swelling. It has +been observed with some of the exotic species in the Zoological +Gardens; and Dr. Günther believes that it is general throughout the +group. Judging from analogy, the primary purpose probably was to make +the body appear as large and frightful as possible to an enemy; but +another, and perhaps more important secondary advantage is thus gained. +When frogs are seized by snakes, which are their chief enemies, they +enlarge themselves wonderfully; so that if the snake be of small size, +as Dr. Günther informs me, it cannot swallow the frog, which thus +escapes being devoured. + +Chameleons and some other lizards inflate themselves when angry. Thus a +species inhabiting Oregon, the _Tapaya Douglasii_, is slow in its +movements and does not bite, but has a ferocious aspect; “when +irritated it springs in a most threatening manner at anything pointed +at it, at the same time opening its mouth wide and hissing audibly, +after which it inflates its body, and shows other marks of anger.”[422] + +Several kinds of snakes likewise inflate themselves when irritated. The +puff-adder (_Clotho arietans_) is remarkable in this respect; but I +believe, after carefully watching these animals, that they do not act +thus for the sake of increasing their apparent bulk, but simply for +inhaling a large supply of air, so as to produce their surprisingly +loud, harsh, and prolonged hissing sound. The Cobras-de-capello, when +irritated, enlarge themselves a little, and hiss moderately; but, at +the same time they lift their heads aloft, and dilate by means of their +elongated anterior ribs, the skin on each side of the neck into a large +flat disk,—the so-called hood. With their widely opened mouths, they +then assume a terrific aspect. The benefit thus derived ought to be +considerable, in order to compensate for the somewhat lessened rapidity +(though this is still great) with which, when dilated, they can strike +at their enemies or prey; on the same principle that a broad, thin +piece of wood cannot be moved through the air so quickly as a small +round stick. An innocuous snake, the _Trovidonotus macrophthalmus_, an +inhabitant of India, likewise dilates its neck when irritated; and +consequently is often mistaken for its compatriot, the deadly +Cobra.[423] This resemblance perhaps serves as some protection to the +Tropidonotus. Another innocuous species, the Dasypeltis of South +Africa, blows itself out, distends its neck, hisses and darts at an +intruder.[424] Many other snakes hiss under similar circumstances. They +also rapidly vibrate their protruded tongues; and this may aid in +increasing their terrific appearance. + +Snakes possess other means of producing sounds besides hissing. Many +years ago I observed in South America that a venomous Trigonocephalus, +when disturbed, rapidly vibrated the end of its tail, which striking +against the dry grass and twigs produced a rattling noise that could be +distinctly heard at the distance of six feet.[425] The deadly and +fierce _Echis carinata_ of India produces “a curious prolonged, almost +hissing sound in a very different manner, namely by rubbing the sides +of the folds of its body against each other,” whilst the head remains +in almost the same position. The scales on the sides, and not on other +parts of the body, are strongly keeled, with the keels toothed like a +saw; and as the coiled-up animal rubs its sides together, these grate +against each other.[426] Lastly, we have the well-known case of the +Rattle-snake. He who has merely shaken the rattle of a dead snake, can +form no just idea of the sound produced by the living animal. Professor +Shaler states that it is indistinguishable from that made by the male +of a large Cicada (an Homopterous insect), which inhabits the same +district.[427] In the Zoological Gardens, when the rattle-snakes and +puff-adders were greatly excited at the same time, I was much struck at +the similarity of the sound produced by them; and although that made by +the rattle-snake is louder and shriller than the hissing of the +puff-adder, yet when standing at some yards distance I could scarcely +distinguish the two. For whatever purpose the sound is produced by the +one species, I can hardly doubt that it serves for the same purpose in +the other species; and I conclude from the threatening gestures made at +the same time by many snakes, that their hissing,—the rattling of the +rattle-snake and of the tail of the Trigonocephalus,—the grating of the +scales of the Echis,—and the dilatation of the hood of the Cobra,—all +subserve the same end, namely, to make them appear terrible to their +enemies.[428] + +It seems at first a probable conclusion that venomous snakes, such as +the foregoing, from being already so well defended by their +poison-fangs, would never be attacked by any enemy; and consequently +would have no need to excite additional terror. But this is far from +being the case, for they are largely preyed on in all quarters of the +world by many animals. It is well known that pigs are employed in the +United States to clear districts infested with rattle-snakes, which +they do most effectually.[429] In England the hedgehog attacks and +devours the viper. In India, as I hear from Dr. Jerdon, several kinds +of hawks, and at least one mammal, the Herpestes, kill cobras and other +venomous species;[430] and so it is in South Africa. Therefore it is by +no means improbable that any sounds or signs by which the venomous +species could instantly make themselves recognized as dangerous, would +be of more service to them than to the innocuous species which would +not be able, if attacked, to inflict any real injury. + +Having said thus much about snakes, I am tempted to add a few remarks +on the means by which the rattle of the rattle-snake was probably +developed. Various animals, including some lizards, either curl or +vibrate their tails when excited. This is the case with many kinds of +snakes.[431] In the Zoological Gardens, an innocuous species, the +_Coronella Sayi_, vibrates its tail so rapidly that it becomes almost +invisible. The Trigonocephalus, before alluded to, has the same habit; +and the extremity of its tail is a little enlarged, or ends in a bead. +In the Lachesis, which is so closely allied to the rattle-snake that it +was placed by Linnaeus in the same genus, the tail ends in a single, +large, lancet-shaped point or scale. With some snakes the skin, as +Professor Shaler remarks, “is more imperfectly detached from the region +about the tail than at other parts of the body.” Now if we suppose that +the end of the tail of some ancient American species was enlarged, and +was covered by a single large scale, this could hardly have been cast +off at the successive moults. In this case it would have been +permanently retained, and at each period of growth, as the snake grew +larger, a new scale, larger than the last, would have been formed above +it, and would likewise have been retained. The foundation for the +development of a rattle would thus have been laid; and it would have +been habitually used, if the species, like so many others, vibrated its +tail whenever it was irritated. That the rattle has since been +specially developed to serve as an efficient sound-producing +instrument, there can hardly be a doubt; for even the vertebrae +included within the extremity of the tail have been altered in shape +and cohere. But there is no greater improbability in various +structures, such as the rattle of the rattle-snake,—the lateral scales +of the Echis,—the neck with the included ribs of the Cobra,—and the +whole body of the puff-adder,—having been modified for the sake of +warning and frightening away their enemies, than in a bird, namely, the +wonderful Secretary-hawk (_Gypogeranus_) having had its whole frame +modified for the sake of killing snakes with impunity. It is highly +probable, judging from what we have before seen, that this bird would +ruffle its feathers whenever it attacked a snake; and it is certain +that the Herpestes, when it eagerly rushes to attack a snake, erects +the hair all over its body, and especially that on its tail.[432] We +have also seen that some porcupines, when angered or alarmed at the +sight of a snake, rapidly vibrate their tails, thus producing a +peculiar sound by the striking together of the hollow quills. So that +here both the attackers and the attacked endeavour to make themselves +as dreadful as possible to each other; and both possess for this +purpose specialised means, which, oddly enough, are nearly the same in +some of these cases. Finally we can see that if, on the one hand, those +individual snakes, which were best able to frighten away their enemies, +escaped best from being devoured; and if, on the other hand, those +individuals of the attacking enemy survived in larger numbers which +were the best fitted for the dangerous task of killing and devouring +venomous snakes;—then in the one case as in the other, beneficial +variations, supposing the characters in question to vary, would +commonly have been preserved through the survival of the fittest. + +_The Drawing back and pressure of the Ears to the Head_.—The ears +through their movements are highly expressive in many animals; but in +some, such as man, the higher apes, and many ruminants, they fail in +this respect. A slight difference in position serves to express in the +plainest manner a different state of mind, as we may daily see in the +dog; but we are here concerned only with the ears being drawn closely +backwards and pressed to the head. A savage frame of mind is thus +shown, but only in the case of those animals which fight with their +teeth; and the care which they take to prevent their ears being seized +by their antagonists, accounts for this position. Consequently, through +habit and association, whenever they feel slightly savage, or pretend +in their play to be savage, their ears are drawn back. That this is the +true explanation may be inferred from the relation which exists in very +many animals between their manner of fighting and the retraction of +their ears. + +All the Carnivora fight with their canine teeth, and all, as far as I +have observed, draw their ears back when feeling savage. This may be +continually seen with dogs when fighting in earnest, and with puppies +fighting in play. The movement is different from the falling down and +slight drawing back of the ears, when a dog feels pleased and is +caressed by his master. The retraction of the ears may likewise be seen +in kittens fighting together in their play, and in full-grown cats when +really savage, as before illustrated in fig. 9 (p. 58). Although their +ears are thus to a large extent protected, yet they often get much torn +in old male cats during their mutual battles. The same movement is very +striking in tigers, leopards, &c., whilst growling over their food in +menageries. The lynx has remarkably long ears; and their retraction, +when one of these animals is approached in its cage, is very +conspicuous, and is eminently expressive of its savage disposition. +Even one of the Eared Seals, the _Otariapusilla_, which has very small +ears, draws them backwards, when it makes a savage rush at the legs of +its keeper. + +When horses fight together they use their incisors for biting, and +their fore-legs for striking, much more than they do their hind-legs +for kicking backwards. This has been observed when stallions have +broken loose and have fought together, and may likewise be inferred +from the kind of wounds which they inflict on each other. Every one +recognizes the vicious appearance which the drawing back of the ears +gives to a horse. This movement is very different from that of +listening to a sound behind. If an ill-tempered horse in a stall is +inclined to kick backwards, his ears are retracted from habit, though +he has no intention or power to bite. But when a horse throws up both +hind-legs in play, as when entering an open field, or when just touched +by the whip, he does not generally depress his ears, for he does not +then feel vicious. Guanacoes fight savagely with their teeth; and they +must do so frequently, for I found the hides of several which I shot in +Patagonia deeply scored. So do camels; and both these animals, when +savage, draw their ears closely backwards. Guanacoes, as I have +noticed, when not intending to bite, but merely to spit their offensive +saliva from a distance at an intruder, retract their ears. Even the +hippopotamus, when threatening with its widely-open enormous mouth a +comrade, draws back its small ears, just like a horse. + +Now what a contrast is presented between the foregoing animals and +cattle, sheep, or goats, which never use their teeth in fighting, and +never draw back their ears when enraged! Although sheep and goats +appear such placid animals, the males often join in furious contests. +As deer form a closely related family, and as I did not know that they +ever fought with their teeth, I was much surprised at the account given +by Major Ross King of the Moose-deer in Canada. He says, when“two males +chance to meet, laying back their ears and gnashing their teeth +together, they rush at each other with appalling fury.”[433] But Mr. +Bartlett informs me that some species of deer fight savagely with their +teeth, so that the drawing back of the ears by the moose accords with +our rule. Several kinds of kangaroos, kept in the Zoological Gardens, +fight by scratching with their fore-feet and by kicking with their +hind-legs; but they never bite each other, and the keepers have never +seen them draw back their ears when angered. Rabbits fight chiefly by +kicking and scratching, but they likewise bite each other; and I have +known one to bite off half the tail of its antagonist. At the +commencement of their battles they lay back their ears, but afterwards, +as they bound over and kick each other, they keep their ears erect, or +move them much about. + +Mr. Bartlett watched a wild boar quarrelling rather savagely with his +sow; and both had their mouths open and their ears drawn backwards. But +this does not appear to be a common action with domestic pigs when +quarrelling. Boars fight together by striking upwards with their tusks; +and Mr. Bartlett doubts whether they then draw back their ears. +Elephants, which in like manner fight with their tusks, do not retract +their ears, but, on the contrary, erect them when rushing at each other +or at an enemy. + +The rhinoceroses in the Zoological Gardens fight with their nasal +horns, and have never been seen to attempt biting each other except in +play; and the keepers are convinced that they do not draw back their +ears, like horses and dogs, when feeling savage. The following +statement, therefore, by Sir S. Baker[434] is inexplicable, namely, +that a rhinoceros, which he shot in North Africa, “had no ears; they +had been bitten off close to the head by another of the same species +while fighting; and this mutilation is by no means uncommon.” + +Lastly, with respect to monkeys. Some kinds, which have moveable ears, +and which fight with their teeth—for instance the _Cereopithecus +ruber_—draw back their ears when irritated just like dogs; and they +then have a very spiteful appearance. Other kinds, as the _Inuus +ecaudatus_, apparently do not thus act. Again, other kinds—and this is +a great anomaly in comparison with most other animals—retract their +ears, show their teeth, and jabber, when they are pleased by being +caressed. I observed this in two or three species of Macacus, and in +the _Cynopithecus niger_. This expression, owing to our familiarity +with dogs, would never be recognized as one of joy or pleasure by those +unacquainted with monkeys. + +_Erection of the Ears_.—This movement requires hardly any notice. All +animals which have the power of freely moving their ears, when they are +startled, or when they closely observe any object, direct their ears to +the point towards which they are looking, in order to hear any sound +from this quarter. At the same time they generally raise their heads, +as all their organs of sense are there situated, and some of the +smaller animals rise on their hind-legs. Even those kinds which squat +on the ground or instantly flee away to avoid danger, generally act +momentarily in this manner, in order to ascertain the source and nature +of the danger. The head being raised, with erected ears and eyes +directed forwards, gives an unmistakable expression of close attention +to any animal. + + + + +CHAPTER V. SPECIAL EXPRESSIONS OF ANIMALS. + +The Dog, various expressive movements of—Cats—Horses—Ruminants—Monkeys, +their expression of joy and affection—Of pain—Anger—Astonishment and +Terror. + +_The Dog_.—I have already described (figs. 5 and 7) the appearance of a +dog approaching another dog with hostile intentions, namely, with +erected ears, eyes intently directed forwards, hair on the neck and +back bristling, gait remarkably stiff, with the tail upright and rigid. +So familiar is this appearance to us, that an angry man is sometimes +said “to have his back up.” Of the above points, the stiff gait and +upright tail alone require further discussion. Sir C. Bell remarks[501] +that, when a tiger or wolf is struck by its keeper and is suddenly +roused to ferocity, every muscle is in tension, and the limbs are in an +attitude of strained exertion, prepared to spring. This tension of the +muscles and consequent stiff gait may be accounted for on the principle +of associated habit, for anger has continually led to fierce struggles, +and consequently to all the muscles of the body having been violently +exerted. There is also reason to suspect that the muscular system +requires some short preparation, or some degree of innervation, before +being brought into strong action. My own sensations lead me to this +inference; but I cannot discover that it is a conclusion admitted by +physiologists. Sir J. Paget, however, informs me that when muscles are +suddenly contracted with the greatest force, without any preparation, +they are liable to be ruptured, as when a man slips unexpectedly; but +that this rarely occurs when an action, however violent, is +deliberately performed. + +With respect to the upright position of the tail, it seems to depend +(but whether this is really the case I know not) on the elevator +muscles being more powerful than the depressors, so that when all the +muscles of the hinder part of the body are in a state of tension, the +tail is raised. A dog in cheerful spirits, and trotting before his +master with high, elastic steps, generally carries his tail aloft, +though it is not held nearly so stiffly as when he is angered. A horse +when first turned out into an open field, may be seen to trot with long +elastic strides, the head and tail being held high aloft. Even cows +when they frisk about from pleasure, throw up their tails in a +ridiculous fashion. So it is with various animals in the Zoological +Gardens. The position of the tail, however, in certain cases, is +determined by special circumstances; thus as soon as a horse breaks +into a gallop, at full speed, he always lowers his tail, so that as +little resistance as possible may be offered to the air. + +When a dog is on the point of springing on his antagonist, he utters a +savage growl; the ears are pressed closely backwards, and the upper lip +(fig. 14) is retracted out of the way of his teeth, especially of his +canines. These movements may be observed with dogs and puppies in their +play. But if a dog gets really savage in his play, his expression +immediately changes. This, however, is simply due to the lips and ears +being drawn back with much greater energy. If a dog only snarls at +another, the lip is generally retracted on one side alone, namely +towards his enemy. + + + +Head of Snarling Dog. Fig 14 + +{illust. caption = FIG. 14.—Head of snarling Dog. From life, by Mr. +Wood. + +The movements of a dog whilst exhibiting affection towards his master +were described (figs. 6 and 8) in our second chapter. These consist in +the head and whole body being lowered and thrown into flexuous +movements, with the tail extended and wagged from side to side. The +ears fall down and are drawn somewhat backwards, which causes the +eyelids to be elongated, and alters the whole appearance of the face. +The lips hang loosely, and the hair remains smooth. All these movements +or gestures are explicable, as I believe, from their standing in +complete antithesis to those naturally assumed by a savage dog under a +directly opposite state of mind. When a man merely speaks to, or just +notices, his dog, we see the last vestige of these movements in a +slight wag of the tail, without any other movement of the body, and +without even the ears being lowered. Dogs also exhibit their affection +by desiring to rub against their masters, and to be rubbed or patted by +them. + +Gratiolet explains the above gestures of affection in the following +manner: and the reader can judge whether the explanation appears +satisfactory. Speaking of animals in general, including the dog, he +says,[502] “C’est toujours la partie la plus sensible de leurs corps +qui recherche les caresses ou les donne. Lorsque toute la longueur des +flancs et du corps est sensible, l’animal serpente et rampe sous les +caresses; et ces ondulations se propageant le long des muscles +analogues des segments jusqu’aux extrémités de la colonne vertébrale, +la queue se ploie et s’agite.” Further on, he adds, that dogs, when +feeling affectionate, lower their ears in order to exclude all sounds, +so that their whole attention may be concentrated on the caresses of +their master! + +Dogs have another and striking way of exhibiting their affection, +namely, by licking the hands or faces of their masters. They sometimes +lick other dogs, and then it is always their chops. I have also seen +dogs licking cats with whom they were friends. This habit probably +originated in the females carefully licking their puppies—the dearest +object of their love—for the sake of cleansing them. They also often +give their puppies, after a short absence, a few cursory licks, +apparently from affection. Thus the habit will have become associated +with the emotion of love, however it may afterwards be aroused. It is +now so firmly inherited or innate, that it is transmitted equally to +both sexes. A female terrier of mine lately had her puppies destroyed, +and though at all times a very affectionate creature, I was much struck +with the manner in which she then tried to satisfy her instinctive +maternal love by expending it on me; and her desire to lick my hands +rose to an insatiable passion. + +The same principle probably explains why dogs, when feeling +affectionate, like rubbing against their masters and being rubbed or +patted by them, for from the nursing of their puppies, contact with a +beloved object has become firmly associated in their minds with the +emotion of love. + +The feeling of affection of a dog towards his master is combined with a +strong sense of submission, which is akin to fear. Hence dogs not only +lower their bodies and crouch a little as they approach their masters, +but sometimes throw themselves on the ground with their bellies +upwards. This is a movement as completely opposite as is possible to +any show of resistance. I formerly possessed a large dog who was not at +all afraid to fight with other dogs; but a wolf-like shepherd-dog in +the neighbourhood, though not ferocious and not so powerful as my dog, +had a strange influence over him. When they met on the road, my dog +used to run to meet him, with his tail partly tucked in between his +legs and hair not erected; and then he would throw himself on the +ground, belly upwards. By this action he seemed to say more plainly +than by words, “Behold, I am your slave.” + +A pleasurable and excited state of mind, associated with affection, is +exhibited by some dogs in a very peculiar manner, namely, by grinning. +This was noticed long ago by Somerville, who says, + +“And with a courtly grin, the fawning hound +Salutes thee cow’ring, his wide op’ning nose +Upward he curls, and his large sloe-back eyes +Melt in soft blandishments, and humble joy.” +_The Chase_, book i. + + +Sir W. Scott’s famous Scotch greyhound, Maida, had this habit, and it +is common with terriers. I have also seen it in a Spitz and in a +sheep-dog. Mr. Riviere, who has particularly attended to this +expression, informs me that it is rarely displayed in a perfect manner, +but is quite common in a lesser degree. The upper lip during the act of +grinning is retracted, as in snarling, so that the canines are exposed, +and the ears are drawn backwards; but the general appearance of the +animal clearly shows that anger is not felt. Sir C. Bell[503] remarks +“Dogs, in their expression of fondness, have a slight eversion of the +lips, and grin and sniff amidst their gambols, in a way that resembles +laughter.” Some persons speak of the grin as a smile, but if it had +been really a smile, we should see a similar, though more pronounced, +movement of the lips and ears, when dogs utter their bark of joy; but +this is not the case, although a bark of joy often follows a grin. On +the other hand, dogs, when playing with their comrades or masters, +almost always pretend to bite each other; and they then retract, though +not energetically, their lips and ears. Hence I suspect that there is a +tendency in some dogs, whenever they feel lively pleasure combined with +affection, to act through habit and association on the same muscles, as +in playfully biting each other, or their masters’ hands. + +I have described, in the second chapter, the gait and appearance of a +dog when cheerful, and the marked antithesis presented by the same +animal when dejected and disappointed, with his head, ears, body, tail, +and chops drooping, and eyes dull. Under the expectation of any great +pleasure, dogs bound and jump about in an extravagant manner, and bark +for joy. The tendency to bark under this state of mind is inherited, or +runs in the breed: greyhounds rarely bark, whilst the Spitz-dog barks +so incessantly on starting for a walk with his master that he becomes a +nuisance. + +An agony of pain is expressed by dogs in nearly the same way as by many +other animals, namely, by howling writhing, and contortions of the +whole body. + +Attention is shown by the head being raised, with the ears erected, and +eyes intently directed towards the object or quarter under observation. +If it be a sound and the source is not known, the head is often turned +obliquely from side to side in a most significant manner, apparently in +order to judge with more exactness from what point the sound proceeds. +But I have seen a dog greatly surprised at a new noise, turning, his +head to one side through habit, though he clearly perceived the source +of the noise. Dogs, as formerly remarked, when their attention is in +any way aroused, whilst watching some object, or attending to some +sound, often lift up one paw (fig. 4) and keep it doubled up, as if to +make a slow and stealthy approach. + +A dog under extreme terror will throw himself down, howl, and void his +excretions; but the hair, I believe, does not become erect unless some +anger is felt. I have seen a dog much terrified at a band of musicians +who were playing loudly outside the house, with every muscle of his +body trembling, with his heart palpitating so quickly that the beats +could hardly be counted, and panting for breath with widely open mouth, +in the same manner as a terrified man does. Yet this dog had not +exerted himself; he had only wandered slowly and restlessly about the +room, and the day was cold. + +Even a very slight degree of fear is invariably shown by the tail being +tucked in between the legs. This tucking in of the fail is accompanied +by the ears being drawn backwards; but they are not pressed closely to +the head, as in snarling, and they are not lowered, as when a dog is +pleased or affectionate. When two young dogs chase each other in play, +the one that runs away always keeps his tail tucked inwards. So it is +when a dog, in the highest spirits, careers like a mad creature round +and round his master in circles, or in figures of eight. He then acts +as if another dog were chasing him. This curious kind of play, which +must be familiar to every one who has attended to dogs, is particularly +apt to be excited, after the animal has been a little startled or +frightened, as by his master suddenly jumping out on him in the dusk. +In this case, as well as when two young dogs are chasing each other in +play, it appears as if the one that runs away was afraid of the other +catching him by the tail; but as far as I can find out, dogs very +rarely catch each other in this manner. I asked a gentleman, who had +kept foxhounds all his life, and he applied to other experienced +sportsmen, whether they had ever seen hounds thus seize a fox; but they +never had. It appears that when a dog is chased, or when in danger of +being struck behind, or of anything falling on him, in all these cases +he wishes to withdraw as quickly as possible his whole hind-quarters, +and that from some sympathy or connection between the muscles, the tail +is then drawn closely inwards. + +A similarly connected movement between the hind-quarters and the tail +may be observed in the hyaena. Mr. Bartlett informs me that when two of +these animals fight together, they are mutually conscious of the +wonderful power of each other’s jaws, and are extremely cautious. They +well know that if one of their legs were seized, the bone would +instantly be crushed into atoms; hence they approach each other +kneeling, with their legs turned as much as possible inwards, and with +their whole bodies bowed, so as not to present any salient point; the +tail at the same time being closely tucked in between the legs. In this +attitude they approach each other sideways, or even partly backwards. +So again with deer, several of the species, when savage and fighting, +tuck in their tails. When one horse in a field tries to bite the +hind-quarters of another in play, or when a rough boy strikes a donkey +from behind, the hind-quarters and the tail are drawn in, though it +does not appear as if this were done merely to save the tail from being +injured. We have also seen the reverse of these movements; for when an +animal trots with high elastic steps, the tail is almost always carried +aloft. + +As I have said, when a dog is chased and runs away, he keeps his ears +directed backwards but still open; and this is clearly done for the +sake of hearing the footsteps of his pursuer. From habit the ears are +often held in this same position, and the tail tucked in, when the +danger is obviously in front. I have repeatedly noticed, with a timid +terrier of mine, that when she is afraid of some object in front, the +nature of which she perfectly knows and does not need to reconnoitre, +yet she will for a long time hold her ears and tail in this position, +looking the image of discomfort. Discomfort, without any fear, is +similarly expressed: thus, one day I went out of doors, just at the +time when this same dog knew that her dinner would be brought. I did +not call her, but she wished much to accompany me, and at the same time +she wished much for her dinner; and there she stood, first looking one +way and then the other, with her tail tucked in and ears drawn back, +presenting an unmistakable appearance of perplexed discomfort. + +Almost all the expressive movements now described, with the exception +of the grinning from joy, are innate or instinctive, for they are +common to all the individuals, young and old, of all the breeds. Most +of them are likewise common to the aboriginal parents of the dog, +namely the wolf and jackal; and some of them to other species of the +same group. Tamed wolves and jackals, when caressed by their masters, +jump about for joy, wag their tails, lower their ears, lick their +master’s hands, crouch down, and even throw themselves on the ground +belly upwards.[504] I have seen a rather fox-like African jackal, from +the Gaboon, depress its ears when caressed. Wolves and jackals, when +frightened, certainly tuck in their tails; and a tamed jackal has been +described as careering round his master in circles and figures of +eight, like a dog, with his tail between his legs. + +It has been stated[505] that foxes, however tame, never display any of +the above expressive movements; but this is not strictly accurate. Many +years ago I observed in the Zoological Gardens, and recorded the fact +at the time, that a very tame English fox, When caressed by the keeper, +wagged its tail, depressed its ears, and then threw itself on the +ground, belly upwards. The black fox of North America likewise +depressed its ears in a slight degree. But I believe that foxes never +lick the hands of their masters, and I have been assured that when +frightened they never tuck in their tails. If the explanation which I +have given of the expression of affection in dogs be admitted, then it +would appear that animals which have never been domesticated—namely +wolves, jackals, and even foxes—have nevertheless acquired, through the +principle of antithesis, certain expressive gestures; for it is not +probable that these animals, confined in cages, should have learnt them +by imitating dogs. + +_Cats_.—I have already described the actions of a cat (fig. 9), when +feeling savage and not terrified. She assumes a crouching attitude and +occasionally protrudes her fore-feet, with the claws exserted ready for +striking. The tail is extended, being curled or lashed from side to +side. The hair is not erected—at least it was not so in the few cases +observed by me. The ears are drawn closely backwards and the teeth are +shown. Low savage growls are uttered. We can understand why the +attitude assumed by a cat when preparing to fight with another cat, or +in any way greatly irritated, is so widely different from that of a dog +approaching another dog with hostile intentions; for the cat uses her +fore-feet for striking, and this renders a crouching position +convenient or necessary. She is also much more accustomed than a dog to +lie concealed and suddenly spring on her prey. No cause can be assigned +with certainty for the tail being lashed or curled from side to side. +This habit is common to many other animals—for instance, to the puma, +when prepared to spring;[506] but it is not common to dogs, or to +foxes, as I infer from Mr. St. John’s account of a fox lying in wait +and seizing a hare. We have already seen that some kinds of lizards and +various snakes, when excited, rapidly vibrate the tips of their tails. +It would appear as if, under strong excitement, there existed an +uncontrollable desire for movement of some kind, owing to nerve-force +being freely liberated from the excited sensorium; and that as the tail +is left free, and as its movement does not disturb the general position +of the body, it is curled or lashed about. + +All the movements of a cat, when feeling affectionate, are in complete +antithesis to those just described. She now stands upright, with +slightly arched back, tail perpendicularly raised, and ears erected; +and she rubs her cheeks and flanks against her master or mistress. The +desire to rub something is so strong in cats under this state of mind, +that they may often be seen rubbing themselves against the legs of +chairs or tables, or against door-posts. This manner of expressing +affection probably originated through association, as in the case of +dogs, from the mother nursing and fondling her young; and perhaps from +the young themselves loving each other and playing together. Another +and very different gesture, expressive of pleasure, has already been +described, namely, the curious manner in which young and even old cats, +when pleased, alternately protrude their fore-feet, with separated +toes, as if pushing against and sucking their mother’s teats. This +habit is so far analogous to that of rubbing against something, that +both apparently are derived from actions performed during the nursing +period. Why cats should show affection by rubbing so much more than do +dogs, though the latter delight in contact with their masters, and why +cats only occasionally lick the hands of their friends, whilst dogs +always do so, I cannot say. Cats cleanse themselves by licking their +own coats more regularly than do dogs. On the other hand, their tongues +seem less well fitted for the work than the longer and more flexible +tongues of dogs. + + + +Cat Terrified at a Dog. Fig.15 + +Cats, when terrified, stand at full height, and arch their backs in a +well-known and ridiculous fashion. They spit, hiss, or growl. The hair +over the whole body, and especially on the tail, becomes erect. In the +instances observed by me the basal part of the tail was held upright, +the terminal part being thrown on one side; but sometimes the tail (see +fig. 15) is only a little raised, and is bent almost from the base to +one side. The ears are drawn back, and the teeth exposed. When two +kittens are playing together, the one often thus tries to frighten the +other. From what we have seen in former chapters, all the above points +of expression are intelligible, except the extreme arching of the back. +I am inclined to believe that, in the same manner as many birds, whilst +they ruffle their feathers, spread out their wings and tail, to make +themselves look as big as possible, so cats stand upright at their full +height, arch their backs, often raise the basal part of the tail, and +erect their hair, for the same purpose. The lynx, when attacked, is +said to arch its back, and is thus figured by Brehm. But the keepers in +the Zoological Gardens have never seen any tendency to this action in +the larger feline animals, such as tigers, lions, &c.; and these have +little cause to be afraid of any other animal. + +Cats use their voices much as a means of expression, and they utter, +under various emotions and desires, at least six or seven different +sounds. The purr of satisfaction, which is made during both inspiration +and expiration, is one of the most curious. The puma, cheetah, and +ocelot likewise purr; but the tiger, when pleased, “emits a peculiar +short snuffle, accompanied by the closure of the eyelids.”[507] It is +said that the lion, jaguar, and leopard, do not purr. + +_Horses_.—Horses when savage draw their ears closely back, protrude +their heads, and partially uncover their incisor teeth, ready for +biting. When inclined to kick behind, they generally, through habit, +draw back their ears; and their eyes are turned backwards in a peculiar +manner.[508] When pleased, as when some coveted food is brought to them +in the stable, they raise and draw in their heads, prick their ears, +and looking intently towards their friend, often whinny. Impatience is +expressed by pawing the ground. + +The actions of a horse when much startled are highly expressive. One +day my horse was much frightened at a drilling machine, covered by a +tarpaulin, and lying on an open field. He raised his head so high, that +his neck became almost perpendicular; and this he did from habit, for +the machine lay on a slope below, and could not have been seen with +more distinctness through the raising of the head; nor if any sound had +proceeded from it, could the sound have been more distinctly heard. His +eyes and ears were directed intently forwards; and I could feel through +the saddle the palpitations of his heart. With red dilated nostrils he +snorted violently, and whirling round, would have dashed off at full +speed, had I not prevented him. The distension of the nostrils is not +for the sake of scenting the source of danger, for when a horse smells +carefully at any object and is not alarmed, he does not dilate his +nostrils. Owing to the presence of a valve in the throat, a horse when +panting does not breathe through his open mouth, but through his +nostrils; and these consequently have become endowed with great powers +of expansion. This expansion of the nostrils, as well as the snorting, +and the palpitations of the heart, are actions which have become firmly +associated during a long series of generations with the emotion of +terror; for terror has habitually led the horse to the most violent +exertion in dashing away at full speed from the cause of danger. + +_Ruminants_.—Cattle and sheep are remarkable from displaying in so +slight a degree their emotions or sensations, excepting that of extreme +pain. A bull when enraged exhibits his rage only by the manner in which +he holds his lowered head, with distended nostrils, and by bellowing. +He also often paws the ground; but this pawing seems quite different +from that of an impatient horse, for when the soil is loose, he throws +up clouds of dust. I believe that bulls act in this manner when +irritated by flies, for the sake of driving them away. The wilder +breeds of sheep and the chamois when startled stamp on the ground, and +whistle through their noses; and this serves as a danger-signal to +their comrades. The musk-ox of the Arctic regions, when encountered, +likewise stamps on the ground.[509] How this stamping action arose I +cannot conjecture; for from inquiries which I have made it does not +appear that any of these animals fight with their fore-legs. + +Some species of deer, when savage, display far more expression than do +cattle, sheep, or goats, for, as has already been stated, they draw +back their ears, grind their teeth, erect their hair, squeal, stamp on +the ground, and brandish their horns. One day in the Zoological +Gardens, the Formosan deer (_Cervus pseudaxis_) approached me in a +curious attitude, with his muzzle raised high up, so that the horns +were pressed back on his neck; the head being held rather obliquely. +From the expression of his eye I felt sure that he was savage; he +approached slowly, and as soon as he came close to the iron bars, he +did not lower his head to butt at me, but suddenly bent it inwards, and +struck his horns with great force against the railings. Mr. Bartlett +informs me that some other species of deer place themselves in the same +attitude when enraged. + +_Monkeys_.—The various species and genera of monkeys express their +feelings in many different ways; and this fact is interesting, as in +some degree bearing on the question, whether the so-called races of man +should be ranked as distinct species or varieties; for, as we shall see +in the following chapters, the different races of man express their +emotions and sensations with remarkable uniformity throughout the +world. Some of the expressive actions of monkeys are interesting in +another way, namely from being closely analogous to those of man. As I +have had no opportunity of observing any one species of the group under +all circumstances, my miscellaneous remarks will be best arranged under +different states of the mind. + +_Pleasure, joy, affection_—It is not possible to distinguish in +monkeys, at least without more experience than I have had, the +expression of pleasure or joy from that of affection. Young chimpanzees +make a kind of barking noise, when pleased by the return of any one to +whom they are attached. When this noise, which the keepers call a +laugh, is uttered, the lips are protruded; but so they are under +various other emotions. Nevertheless I could perceive that when they +were pleased the form of the lips differed a little from that assumed +when they were angered. If a young chimpanzee be tickled—and the +armpits are particularly sensitive to tickling, as in the case of our +children,—a more decided chuckling or laughing sound is uttered; though +the laughter is sometimes noiseless. The corners of the mouth are then +drawn backwards; and this sometimes causes the lower eyelids to be +slightly wrinkled. But this wrinkling, which is so characteristic of +our own laughter, is more plainly seen in some other monkeys. The teeth +in the upper jaw in the chimpanzee are not exposed when they utter +their laughing noise, in which respect they differ from us. But their +eyes sparkle and grow brighter, as Mr. W. L. Martin,[510] who has +particularly attended to their expression, states. + +Young Orangs, when tickled, likewise grin and make a chuckling sound; +and Mr. Martin says that their eyes grow brighter. As soon as their +laughter ceases, an expression may be detected passing over their +faces, which, as Mr. Wallace remarked to me, may be called a smile. I +have also noticed something of the same kind with the chimpanzee. Dr. +Duchenne—and I cannot quote a better authority—informs me that he kept +a very tame monkey in his house for a year; and when he gave it during +meal-times some choice delicacy, he observed that the corners of its +mouth were slightly raised; thus an expression of satisfaction, +partaking of the nature of an incipient smile, and resembling that +often seen on the face of main, could be plainly perceived in this +animal. + +The _Cebus azaræ_,[511] when rejoiced at again seeing a beloved person, +utters a peculiar tittering (_kichernden_) sound. It also expresses +agreeable sensations, by drawing back the corners of its mouth, without +producing any sound. Rengger calls this movement laughter, but it would +be more appropriately called a smile. The form of the mouth is +different when either pain or terror is expressed, and high shrieks are +uttered. Another species of _Cebus_ in the Zoological Gardens (_C. +hypoleucus_) when pleased, makes a reiterated shrill note, and likewise +draws back the corners of its mouth, apparently through the contraction +of the same muscles as with us. So does the Barbary ape (_Inuus +ecaudatus_) to an extraordinary degree; and I observed in this monkey +that the skin of the lower eyelids then became much wrinkled. At the +same time it rapidly moved its lower jaw or lips in a spasmodic manner, +the teeth being exposed; but the noise produced was hardly more +distinct than that which we sometimes call silent laughter. Two of the +keepers affirmed that this slight sound was the animal’s laughter, and +when I expressed some doubt on this head (being at the time quite +inexperienced), they made it attack or rather threaten a hated Entellus +monkey, living in the same compartment. Instantly the whole expression +of the face of the Inuus changed; the mouth was opened much more +widely, the canine teeth were more fully exposed, and a hoarse barking +noise was uttered. + +The Anubis baboon (_Cynocephalus anubis_) was first insulted and put +into a furious rage, as was easily done, by his keeper, who then made +friends with him and shook hands. As the reconciliation was effected +the baboon rapidly moved up and down his jaws and lips, and looked +pleased. When we laugh heartily, a similar movement, or quiver, may be +observed more or less distinctly in our jaws; but with man the muscles +of the chest are more particularly acted on, whilst with this baboon, +and with some other monkeys, it is the muscles of the jaws and lips +which are spasmodically affected. + + + +Cynopithecus Niger, in a Placid Condition. Fig.16-17 + +I have already had occasion to remark on the curious manner in which +two or three species of Alacacus and the _Cynopithecus niger_ draw back +their ears and utter a slight jabbering noise, when they are pleased by +being caressed. With the Cynopithecus (fig. 17), the corners of the +mouth are at the same time drawn backwards and upwards, so that the +teeth are exposed. Hence this expression would never be recognized by a +stranger as one of pleasure. The crest of long hairs on the forehead is +depressed, and apparently the whole skin of the head drawn backwards. +The eyebrows are thus raised a little, and the eyes assume a staring +appearance. The lower eyelids also become slightly wrinkled; but this +wrinkling is not conspicuous, owing to the permanent transverse furrows +on the face. + +_Painful emotions and sensations_.—With monkeys the expression of +slight pain, or of any painful emotion, such as grief, vexation, +jealousy, &c., is not easily distinguished from that of moderate anger; +and these states of mind readily and quickly pass into each other. +Grief, however, with some species is certainly exhibited by weeping. A +woman, who sold a monkey to the Zoological Society, believed to have +come from Borneo (_Macacus maurus_ or _M. inornatus_ of Gray), said +that it often cried; and Mr. Bartlett, as well as the keeper Mr. +Sutton, have repeatedly seen it, when grieved, or even when much +pitied, weeping so copiously that the tears rolled down its cheeks. +There is, however, something strange about this case, for two specimens +subsequently kept in the Gardens, and believed to be the same species, +have never been seen to weep, though they were carefully observed by +the keeper and myself when much distressed and loudly screaming. +Rengger states[512] that the eyes of the _Cebus azaræ_ fill with tears, +but not sufficiently to overflow, when it is prevented getting some +much desired object, or is much frightened. Humboldt also asserts that +the eyes of the _Callithrix sciureus_ “instantly fill with tears when +it is seized with fear;” but when this pretty little monkey in the +Zoological Gardens was teased, so as to cry out loudly, this did not +occur. I do not, however, wish to throw the least doubt on the accuracy +of Humboldt’s statement. + +The appearance of dejection in young orangs and chimpanzees, when out +of health, is as plain and almost as pathetic as in the case of our +children. This state of mind and body is shown by their listless +movements, fallen countenances, dull eyes, and changed complexion. + +_Anger_.—This emotion is often exhibited by many kinds of monkeys, and +is expressed, as Mr. Martin remarks,[513] in many different ways. “Some +species, when irritated, pout the lips, gaze with a fixed and savage +glare on their foe, and make repeated short starts as if about to +spring forward, uttering at the same time inward guttural sounds. Many +display their anger by suddenly advancing, making abrupt starts, at the +same time opening the mouth and pursing up the lips, so as to conceal +the teeth, while the eyes are daringly fixed on the enemy, as if in +savage defiance. Some again, and principally the long-tailed monkeys, +or Guenons, display their teeth, and accompany their malicious grins +with a sharp, abrupt, reiterated cry.” Mr. Sutton confirms the +statement that some species uncover their teeth when enraged, whilst +others conceal them by the protrusion of their lips; and some kinds +draw back their ears. The _Cynopithecus niger_, lately referred to, +acts in this manner, at the same time depressing the crest of hair on +its forehead, and showing its teeth; so that the movements of the +features from anger are nearly the same as those from pleasure; and the +two expressions can be distinguished only by those familiar with the +animal. + +Baboons often show their passion and threaten their enemies in a very +odd manner, namely, by opening their mouths widely as in the act of +yawning. Mr. Bartlett has often seen two baboons, when first placed in +the same compartment, sitting opposite to each other and thus +alternately opening their mouths; and this action seems frequently to +end in a real yawn. Mr. Bartlett believes that both animals wish to +show to each other that they are provided with a formidable set of +teeth, as is undoubtedly the case. As I could hardly credit the reality +of this yawning gesture, Mr. Bartlett insulted an old baboon and put +him into a violent passion; and he almost immediately thus acted. Some +species of Macacus and of Cereopithecus[514] behave in the same manner. +Baboons likewise show their anger, as was observed by Brehin with those +which he kept alive in Abyssinia, in another manner, namely, by +striking the ground with one hand, “like an angry man striking the +table with his fist.” I have seen this movement with the baboons in the +Zoological Gardens; but sometimes the action seems rather to represent +the searching for a stone or other object in their beds of straw. + +Mr. Sutton has often observed the face of the _Macacus rhesus_, when +much enraged, growing red. As he was mentioning this to me, another +monkey attacked a _rhesus_, and I saw its face redden as plainly as +that of a man in a violent passion. In the course of a few minutes, +after the battle, the face of this monkey recovered its natural tint. +At the same time that the face reddened, the naked posterior part of +the body, which is always red, seemed to grow still redder; but I +cannot positively assert that this was the case. When the Mandrill is +in any way excited, the brilliantly coloured, naked parts of the skin +are said to become still more vividly coloured. + +With several species of baboons the ridge of the forehead projects much +over the eyes, and is studded with a few long hairs, representing our +eyebrows. These animals are always looking about them, and in order to +look upwards they raise their eyebrows. They have thus, as it would +appear, acquired the habit of frequently moving their eyebrows. However +this may be, many kinds of monkeys, especially the baboons, when +angered or in any way excited, rapidly and incessantly move their +eyebrows up and down, as well as the hairy skin of their +foreheads.[515] As we associate in the case of man the raising and +lowering of the eyebrows with definite states of the mind, the almost +incessant movement of the eyebrows by monkeys gives them a senseless +expression. I once observed a man who had a trick of continually +raising his eyebrows without any corresponding emotion, and this gave +to him a foolish appearance; so it is with some persons who keep the +corners of their mouths a little drawn backwards and upwards, as if by +an incipient smile, though at the time they are not amused or pleased. + +A young orang, made jealous by her keeper attending to another monkey, +slightly uncovered her teeth, and, uttering a peevish noise like +_tish-shist_, turned her back on him. Both orangs and chimpanzees, when +a little more angered, protrude their lips greatly, and make a harsh +barking noise. A young female chimpanzee, in a violent passion, +presented a curious resemblance to a child in the same state. She +screamed loudly with widely open mouth, the lips being retracted so +that the teeth were fully exposed. She threw her arms wildly about, +sometimes clasping them over her head. She rolled on the ground, +sometimes on her back, sometimes on her belly, and bit everything +within reach. A young gibbon (_Hylobates syndactylus_) in a passion has +been described[516] as behaving in almost exactly the same manner. + +The lips of young orangs and chimpanzees are protruded, sometimes to a +wonderful degree, under various circumstances. They act thus, not only +when slightly angered, sulky, or disappointed, but when alarmed at +anything—in one instance, at the sight of a turtle,[517]—and likewise +when pleased. But neither the degree of protrusion nor the shape of the +mouth is exactly the same, as I believe, in all cases; and the sounds +which are then uttered are different. The accompanying drawing +represents a chimpanzee made sulky by an orange having been offered +him, and then taken away. A similar protrusion or pouting of the lips, +though to a much slighter degree, may be seen in sulky children. + + + +Chimpanzee Disappointed and Sulky. Fig. 18 + +Many years ago, in the Zoological Gardens, I placed a looking-glass on +the floor before two young orangs, who, as far as it was known, had +never before seen one. At first they gazed at their own images with the +most steady surprise, and often changed their point of view. They then +approached close and protruded their lips towards the image, as if to +kiss it, in exactly the same manner as they had previously done towards +each other, when first placed, a few days before, in the same room. +They next made all sorts of grimaces, and put themselves in various +attitudes before the mirror; they pressed and rubbed the surface; they +placed their hands at different distances behind it; looked behind it; +and finally seemed almost frightened, started a little, became cross, +and refused to look any longer. + +When we try to perform some little action which is difficult and +requires precision, for instance, to thread a needle, we generally +close our lips firmly, for the sake, I presume, of not disturbing our +movements by breathing; and I noticed the same action in a young Orang. +The poor little creature was sick, and was amusing itself by trying to +kill the flies on the window-panes with its knuckles; this was +difficult as the flies buzzed about, and at each attempt the lips were +firmly compressed, and at the same time slightly protruded. + +Although the countenances, and more especially the gestures, of orangs +and chimpanzees are in some respects highly expressive, I doubt whether +on the whole they are so expressive as those of some other kinds of +monkeys. This may be attributed in part to their ears being immovable, +and in part to the nakedness of their eyebrows, of which the movements +are thus rendered less conspicuous. When, however, they raise their +eyebrows their foreheads become, as with us, transversely wrinkled. In +comparison with man, their faces are inexpressive, chiefly owing to +their not frowning under any emotion of the mind—that is, as far as I +have been able to observe, and I carefully attended to this point. +Frowning, which is one of the most important of all the expressions in +man, is due to the contraction of the corrugators by which the eyebrows +are lowered and brought together, so that vertical furrows are formed +on the forehead. Both the orang and chimpanzee are said[518] to possess +this muscle, but it seems rarely brought into action, at least in a +conspicuous manner. I made my hands into a sort of cage, and placing +some tempting fruit within, allowed both a young orang and chimpanzee +to try their utmost to get it out; but although they grew rather cross, +they showed not a trace of a frown. Nor was there any frown when they +were enraged. Twice I took two chimpanzees from their rather dark room +suddenly into bright sunshine, which would certainly have caused us to +frown; they blinked and winked their eyes, but only once did I see a +very slight frown. On another occasion, I tickled the nose of a +chimpanzee with a straw, and as it crumpled up its face, slight +vertical furrows appeared between the eyebrows. I have never seen a +frown on the forehead of the orang. + +The gorilla, when enraged, is described as erecting its crest of hair, +throwing down its under lip, dilating its nostrils, and uttering +terrific yells. Messrs. Savage and Wyman[519] state that the scalp can +be freely moved backwards and forwards, and that when the animal is +excited it is strongly contracted; but I presume that they mean by this +latter expression that the scalp is lowered; for they likewise speak of +the young chimpanzee, when crying out, as having the eyebrows strongly +contracted. The great power of movement in the scalp of the gorilla, of +many baboons and other monkeys, deserves notice in relation to the +power possessed by some few men, either through reversion or +persistence, of voluntarily moving their scalps.[520] + +_Astonishment, Terror_—A living fresh-water turtle was placed at my +request in the same compartment in the Zoological Gardens with many +monkeys; and they showed unbounded astonishment, as well as some fear. +This was displayed by their remaining motionless, staring intently with +widely opened eyes, their eyebrows being often moved up and down. Their +faces seemed somewhat lengthened. They occasionally raised themselves +on their hind-legs to get abetter view. They often retreated a few +feet, and then turning their heads over one shoulder, again stared +intently. It was curious to observe how much less afraid they were of +the turtle than of a living snake which I had formerly placed in their +compartment;[521] for in the course of a few minutes some of the +monkeys ventured to approach and touch the turtle. On the other hand, +some of the larger baboons were greatly terrified, and grinned as if on +the point of screaming out. When I showed a little dressed-up doll to +the _Cynopithecus niger_, it stood motionless, stared intently with +widely opened eyes, and advanced its ears a little forwards. But when +the turtle was placed in its compartment, this monkey also moved its +lips in an odd, rapid, jabbering manner, which the keeper declared was +meant to conciliate or please the turtle. + +I was never able clearly to perceive that the eyebrows of astonished +monkeys were kept permanently raised, though they were frequently moved +up and down. Attention, which precedes astonishment, is expressed by +man by a slight raising of the eyebrows; and Dr. Duchenne informs me +that when he gave to the monkey formerly mentioned some quite new +article of food, it elevated its eyebrows a little, thus assuming an +appearance of close attention. It then took the food in its fingers, +and, with lowered or rectilinear eyebrows, scratched, smelt, and +examined it,—an expression of reflection being thus exhibited. +Sometimes it would throw back its head a little, and again with +suddenly raised eyebrows re-examine and finally taste the food. + +In no case did any monkey keep its mouth open when it was astonished. +Mr. Sutton observed for me a young orang and chimpanzee during a +considerable length of time; and however much they were astonished, or +whilst listening intently to some strange sound, they did not keep +their mouths open. This fact is surprising, as with mankind hardly any +expression is more general than a widely open mouth under the sense of +astonishment. As far as I have been able to observe, monkeys breathe +more freely through their nostrils than men do; and this may account +for their not opening their mouths when they are astonished; for, as we +shall see in a future chapter, man apparently acts in this manner when +startled, at first for the sake of quickly drawing a full inspiration, +and afterwards for the sake of breathing as quietly as possible. + +Terror is expressed by many kinds of monkeys by the utterance of shrill +screams; the lips being drawn back, so that the teeth are exposed. The +hair becomes erect, especially when some anger is likewise felt. Mr. +Sutton has distinctly seen the face of the _Macacus rhesus_ grow pale +from fear. Monkeys also tremble from fear; and sometimes they void +their excretions. I have seen one which, when caught, almost fainted +from an excess of terror. + +Sufficient facts have now been given with respect to the expressions of +various animals. It is impossible to agree with Sir C. Bell when he +says[522] that “the faces of animals seem chiefly capable of expressing +rage and fear;” and again, when he says that all their expressions “may +be referred, more or less plainly, to their acts of volition or +necessary instincts.” He who will look at a dog preparing to attack +another dog or a man, and at the same animal when caressing his master, +or will watch the countenance of a monkey when insulted, and when +fondled by his keeper, will be forced to admit that the movements of +their features and their gestures are almost as expressive as those of +man. Although no explanation can be given of some of the expressions in +the lower animals, the greater number are explicable in accordance with +the three principles given at the commencement of the first chapter. + + + + +CHAPTER VI. SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. + +The screaming and weeping of infants—Forms of features—Age at which +weeping commences—The effects of habitual restraint on +weeping—Sobbing—Cause of the contraction of the muscles round the eyes +during screaming—Cause of the secretion of tears. + +In this and the following chapters the expressions exhibited by Man +under various states of the mind will be described and explained, as +far as lies in my power. My observations will be arranged according to +the order which I have found the most convenient; and this will +generally lead to opposite emotions and sensations succeeding each +other. + +_Suffering of the body and mind: weeping_.—I have already described in +sufficient detail, in the third chapter, the signs of extreme pain, as +shown by screams or groans, with the writhing of the whole body and the +teeth clenched or ground together. These signs are often accompanied or +followed by profuse sweating, pallor, trembling, utter prostration, or +faintness. No suffering is greater than that from extreme fear or +horror, but here a distinct emotion comes into play, and will be +elsewhere considered. Prolonged suffering, especially of the mind, +passes into low spirits, grief, dejection, and despair, and these +states will be the subject of the following chapter. Here I shall +almost confine myself to weeping or crying, more especially in +children. + +Infants, when suffering even slight pain, moderate hunger, or +discomfort, utter violent and prolonged screams. Whilst thus screaming +their eyes are firmly closed, so that the skin round them is wrinkled, +and the forehead contracted into a frown. The mouth is widely opened +with the lips retracted in a peculiar manner, which causes it to assume +a squarish form; the gums or teeth being more or less exposed. The +breath is inhaled almost spasmodically. It is easy to observe infants +whilst screaming; but I have found photographs made by the +instantaneous process the best means for observation, as allowing more +deliberation. I have collected twelve, most of them made purposely for +me; and they all exhibit the same general characteristics. I have, +therefore, had six of them[601] (Plate I.) reproduced by the heliotype +process. + + + +Screaming Infants. Plate I. + +The firm closing of the eyelids and consequent compression of the +eyeball,—and this is a most important element in various +expressions,—serves to protect the eyes from becoming too much gorged +with blood, as will presently be explained in detail. With respect to +the order in which the several muscles contract in firmly compressing +the eyes, I am indebted to Dr. Langstaff, of Southampton, for some +observations, which I have since repeated. The best plan for observing +the order is to make a person first raise his eyebrows, and this +produces transverse wrinkles across the forehead; and then very +gradually to contract all the muscles round the elves with as much +force as possible. The reader who is unacquainted with the anatomy of +the face, ought to refer to p. 24, and look at the woodcuts 1 to 3. The +corrugators of the brow (_corrugator supercilii_) seem to be the first +muscles to contract; and these draw the eyebrows downwards and inwards +towards the base of the nose, causing vertical furrows, that is a +frown, to appear between the eyebrows; at the same time they cause the +disappearance of the transverse wrinkles across the forehead. The +orbicular muscles contract almost simultaneously with the corrugators, +and produce wrinkles all round the eyes; they appear, however, to be +enabled to contract with greater force, as soon as the contraction of +the corrugators has given them some support. Lastly, the pyramidal +muscles of the nose contract; and these draw the eyebrows and the skin +of the forehead still lower down, producing short transverse wrinkles +across the base of the nose.[602] For the sake of brevity these muscles +will generally be spoken of as the orbiculars, or as those surrounding +the eyes. + +When these muscles are strongly contracted, those running to the upper +lip[603] likewise contract and raise the upper lip. This might have +been expected from the manner in which at least one of them, the +_malaris_, is connected with the orbiculars. Any one who will gradually +contract the muscles round his eyes, will feel, as he increases the +force, that his upper lip and the wings of his nose (which are partly +acted on by one of the same muscles) are almost always a little drawn +up. If he keeps his mouth firmly shut whilst contracting the muscles +round the eyes, and then suddenly relaxes his lips, he will feel that +the pressure on his eyes immediately increases. So again when a person +on a bright, glaring day wishes to look at a distant object, but is +compelled partially to close his eyelids, the upper lip may almost +always be observed to be somewhat raised. The mouths of some very +short-sighted persons, who are forced habitually to reduce the aperture +of their eyes, wear from this same reason a grinning expression. + +The raising of the upper lip draws upwards the flesh of the upper parts +of the cheeks, and produces a strongly marked fold on each cheek,—the +naso-labial fold,—which runs from near the wings of the nostrils to the +corners of the mouth and below them. This fold or furrow may be seen in +all the photographs, and is very characteristic of the expression of a +crying child; though a nearly similar fold is produced in the act of +laughing or smiling.[604] + +As the upper lip is much drawn up during the act of screaming, in the +manner just explained, the depressor muscles of the angles of the mouth +(see K in woodcuts 1 and 2) are strongly contracted in order to keep +the mouth widely open, so that a full volume of sound may be poured +forth. The action of these opposed muscles, above and below, tends to +give to the mouth an oblong, almost squarish outline, as may be seen in +the accompanying photographs. An excellent observer,[605] in describing +a baby crying whilst being fed, says, “it made its mouth like a square, +and let the porridge run out at all four corners.” I believe, but we +shall return to this point in a future chapter, that the depressor +muscles of the angles of the mouth are less under the separate control +of the will than the adjoining muscles; so that if a young child is +only doubtfully inclined to cry, this muscle is generally the first to +contract, and is the last to cease contracting. When older children +commence crying, the muscles which run to the upper lip are often the +first to contract; and this may perhaps be due to older children not +having so strong a tendency to scream loudly, and consequently to keep +their mouths widely open; so that the above-named depressor muscles are +not brought into such strong action. + +With one of my own infants, from his eighth day and for some time +afterwards, I often observed that the first sign of a screaming-fit, +when it could be observed coming on gradually, was a little frown, +owing to the contraction of the corrugators of the brows; the +capillaries of the naked head and face becoming at the same time +reddened with blood. As soon as the screaming-fit actually began, all +the muscles round the eyes were strongly contracted, and the mouth +widely opened in the manner above described; so that at this early +period the features assumed the same form as at a more advanced age. + +Dr. Piderit[606] lays great stress on the contraction of certain +muscles which draw down the nose and narrow the nostrils, as eminently +characteristic of a crying expression. The _depressores anguli oris_, +as we have just seen, are usually contracted at the same time, and they +indirectly tend, according to Dr. Duchenne, to act in this same manner +on the nose. With children having bad colds a similar pinched +appearance of the nose may be noticed, which is at least partly due, as +remarked to me by Dr. Langstaff, to their constant snuffling, and the +consequent pressure of the atmosphere on the two sides. The purpose of +this contraction of the nostrils by children having bad colds, or +whilst crying, seems to be to check the downward flow of the mucus and +tears, and to prevent these fluids spreading over the upper lip. + +After a prolonged and severe screaming-fit, the scalp, face, and eyes +are reddened, owing to the return of the blood from the head having +been impeded by the violent expiratory efforts; but the redness of the +stimulated eyes is chiefly due to the copious effusion of tears. The +various muscles of the face which have been strongly contracted, still +twitch a little, and the upper lip is still slightly drawn up or +everted,[607] with the corners of the mouth still a little drawn +downwards. I have myself felt, and have observed in other grown-up +persons, that when tears are restrained with difficulty, as in reading +a pathetic story, it is almost impossible to prevent the various +muscles. which with young children are brought into strong action +during their screaming-fits, from slightly twitching or trembling. + +Infants whilst young do not shed tears or weep, as is well known to +nurses and medical men. This circumstance is not exclusively due to the +lacrymal glands being as yet incapable of secreting tears. I first +noticed this fact from having accidentally brushed with the cuff of my +coat the open eye of one of my infants, when seventy-seven days old, +causing this eye to water freely; and though the child screamed +violently, the other eye remained dry, or was only slightly suffused +with tears. A similar slight effusion occurred ten days previously in +both eyes during a screaming-fit. The tears did not run over the +eyelids and roll down the cheeks of this child, whilst screaming badly, +when 122 days old. This first happened 17 days later, at the age of 139 +days. A few other children have been observed for me, and the period of +free weeping appears to be very variable. In one case, the eyes became +slightly suffused at the age of only 20 days; in another, at 62 days. +With two other children, the tears did NOT run down the face at the +ages of 84 and 110 days; but in a third child they did run down at the +age of 104 days. In one instance, as I was positively assured, tears +ran down at the unusually early age of 42 days. It would appear as if +the lacrymal glands required some practice in the individual before +they are easily excited into action, in somewhat the same manner as +various inherited consensual movements and tastes require some exercise +before they are fixed and perfected. This is all the more likely with a +habit like weeping, which must have been acquired since the period when +man branched off from the common progenitor of the genus Homo and of +the non-weeping anthropomorphous apes. + +The fact of tears not being shed at a very early age from pain or any +mental emotion is remarkable, as, later in life, no expression is more +general or more strongly marked than weeping. When the habit has once +been acquired by an infant, it expresses in the clearest manner +suffering of all kinds, both bodily pain and mental distress, even +though accompanied by other emotions, such as fear or rage. The +character of the crying, however, changes at a very early age, as I +noticed in my own infants,—the passionate cry differing from that of +grief. A lady informs me that her child, nine months old, when in a +passion screams loudly, but does not weep; tears, however, are shed +when she is punished by her chair being turned with its back to the +table. This difference may perhaps be attributed to weeping being +restrained, as we shall immediately see, at a more advanced age, under +most circumstances excepting grief; and to the influence of such +restraint being transmitted to an earlier period of life, than that at +which it was first practised. + +With adults, especially of the male sex, weeping soon ceases to be +caused by, or to express, bodily pain. This may be accounted for by its +being thought weak and unmanly by men, both of civilized and barbarous +races, to exhibit bodily pain by any outward sign. With this exception, +savages weep copiously from very slight causes, of which fact Sir J. +Lubbock[608] has collected instances. A New Zealand chief “cried like a +child because the sailors spoilt his favourite cloak by powdering it +with flour.” I saw in Tierra del Fuego a native who had lately lost a +brother, and who alternately cried with hysterical violence, and +laughed heartily at anything which amused him. With the civilized +nations of Europe there is also much difference in the frequency of +weeping. Englishmen rarely cry, except under the pressure of the +acutest grief; whereas in some parts of the Continent the men shed +tears much more readily and freely. + +The insane notoriously give way to all their emotions with little or no +restraint; and I am informed by Dr. J. Crichton Browne, that nothing is +more characteristic of simple melancholia, even in the male sex, than a +tendency to weep on the slightest occasions, or from no cause. They +also weep disproportionately on the occurrence of any real cause of +grief. The length of time during which some patients weep is +astonishing, as well as the amount of tears which they shed. One +melancholic girl wept for a whole day, and afterwards confessed to Dr. +Browne, that it was because she remembered that she had once shaved off +her eyebrows to promote their growth. Many patients in the asylum sit +for a long time rocking themselves backwards and forwards; “and if +spoken to, they stop their movements, purse up their eyes, depress the +corners of the mouth, and burst out crying.” In some of these cases, +the being spoken to or kindly greeted appears to suggest some fanciful +and sorrowful notion; but in other cases an effort of any kind excites +weeping, independently of any sorrowful idea. Patients suffering from +acute mania likewise have paroxysms of violent crying or blubbering, in +the midst of their incoherent ravings. We must not, however, lay too +much stress on the copious shedding of tears by the insane, as being +due to the lack of all restraint; for certain brain-diseases, as +hemiplegia, brain-wasting, and senile decay, have a special tendency to +induce weeping. Weeping is common in the insane, even after a complete +state of fatuity has been reached and the power of speech lost. Persons +born idiotic likewise weep;[609] but it is said that this is not the +case with cretins. + +Weeping seems to be the primary and natural expression, as we see in +children, of suffering of any kind, whether bodily pain short of +extreme agony, or mental distress. But the foregoing facts and common +experience show us that a frequently repeated effort to restrain +weeping, in association with certain states of the mind, does much in +checking the habit. On the other hand, it appears that the power of +weeping can be increased through habit; thus the Rev. R. Taylor,[610] +who long resided in New Zealand, asserts that the women can voluntarily +shed tears in abundance; they meet for this purpose to mourn for the +dead, and they take pride in crying “in the most affecting manner.” + +A single effort of repression brought to bear on the lacrymal glands +does little, and indeed seems often to lead to an opposite result. An +old and experienced physician told me that he had always found that the +only means to check the occasional bitter weeping of ladies who +consulted him, and who themselves wished to desist, was earnestly to +beg them not to try, and to assure them that nothing would relieve them +so much as prolonged and copious crying. + +The screaming of infants consists of prolonged expirations, with short +and rapid, almost spasmodic inspirations, followed at a somewhat more +advanced age by sobbing. According to Gratiolet,[611] the glottis is +chiefly affected during the act of sobbing. This sound is heard “at the +moment when the inspiration conquers the resistance of the glottis, and +the air rushes into the chest.” But the whole act of respiration is +likewise spasmodic and violent. The shoulders are at the same time +generally raised, as by this movement respiration is rendered easier. +With one of my infants, when seventy-seven days old, the inspirations +were so rapid and strong that they approached in character to sobbing; +when 138 days old I first noticed distinct sobbing, which subsequently +followed every bad crying-fit. The respiratory movements are partly +voluntary and partly involuntary, and I apprehend that sobbing is at +least in part due to children having some power to command after early +infancy their vocal organs and to stop their screams, but from having +less power over their respiratory muscles, these continue for a time to +act in an involuntary or spasmodic manner, after having been brought +into violent action. Sobbing seems to be peculiar to the human species; +for the keepers in the Zoological Gardens assure me that they have +never heard a sob from any kind of monkey; though monkeys often scream +loudly whilst being chased and caught, and then pant for a long time. +We thus see that there is a close analogy between sobbing and the free +shedding of tears; for with children, sobbing does not commence during +early infancy, but afterwards comes on rather suddenly and then follows +every bad crying-fit, until the habit is checked with advancing years. + +_On the cause of the contraction of the muscles round the eyes during +screaming_.—We have seen that infants and young children, whilst +screaming, invariably close their eyes firmly, by the contraction of +the surrounding muscles, so that the skin becomes wrinkled all around. +With older children, and even with adults, whenever there is violent +and unrestrained crying, a tendency to the contraction of these same +muscles may be observed; though this is often checked in order not to +interfere with vision. + +Sir C. Bell explains[612] this action in the following manner:—“During +every violent act of expiration, whether in hearty laughter, weeping, +coughing, or sneezing, the eyeball is firmly compressed by the fibres +of the orbicularis; and this is a provision for supporting and +defending the vascular system of the interior of the eye from a +retrograde impulse communicated to the blood in the veins at that time. +When we contract the chest and expel the air, there is a retardation of +the blood in the veins of the neck and head; and in the more powerful +acts of expulsion, the blood not only distends the vessels, but is even +regurgitated into the minute branches. Were the eye not properly +compressed at that time, and a resistance given to the shock, +irreparable injury might be inflicted on the delicate textures of the +interior of the eye.” He further adds, “If we separate the eyelids of a +child to examine the eye, while it cries and struggles with passion, by +taking off the natural support to the vascular system of the eye, and +means of guarding it against the rush of blood then occurring, the +conjunctiva becomes suddenly filled with blood, and the eyelids +everted.” + +Not only are the muscles round the eyes strongly contracted, as Sir C. +Bell states and as I have often observed, during screaming, loud +laughter, coughing, and sneezing, but during several other analogous +actions. A man contracts these muscles when he violently blows his +nose. I asked one of my boys to shout as loudly as he possibly could, +and as soon as he began, he firmly contracted his orbicular muscles; I +observed this repeatedly, and on asking him why he had every time so +firmly closed his eyes, I found that he was quite unaware of the fact: +he had acted instinctively or unconsciously. + +It is not necessary, in order to lead to the contraction of these +muscles, that air should actually be expelled from the chest; it +suffices that the muscles of the chest and abdomen should contract with +great force, whilst by the closure of the glottis no air escapes. In +violent vomiting or retching the diaphragm is made to descend by the +chest being filled with air; it is then held in this position by the +closure of the glottis, “as well as by the contraction of its own +fibres.”[613] The abdominal muscles now contract strongly upon the +stomach, its proper muscles likewise contracting, and the contents are +thus ejected. During each effort of vomiting “the head becomes greatly +congested, so that the features are red and swollen, and the large +veins of the face and temples visibly dilated.” At the same time, as I +know from observation, the muscles round the eyes are strongly +contracted. This is likewise the case when the abdominal muscles act +downwards with unusual force in expelling the contents of the +intestinal canal. + +The greatest exertion of the muscles of the body, if those of the chest +are not brought into strong action in expelling or compressing the air +within the lungs, does not lead to the contraction of the muscles round +the eyes. I have observed my sons using great force in gymnastic +exercises, as in repeatedly raising their suspended bodies by their +arms alone, and in lifting heavy weights from the ground, but there was +hardly any trace of contraction in the muscles round the eyes. + +As the contraction of these muscles for the protection of the eyes +during violent expiration is indirectly, as we shall hereafter see, a +fundamental element in several of our most important expressions, I was +extremely anxious to ascertain how far Sir C. Bell’s view could be +substantiated. Professor Donders, of Utrecht,[614] well known as one of +the highest authorities in Europe on vision and on the structure of the +eye, has most kindly undertaken for me this investigation with the aid +of the many ingenious mechanisms of modern science, and has published +the results.[615] He shows that during violent expiration the external, +the intra-ocular, and the retro-ocular vessels of the eye are all +affected in two ways, namely by the increased pressure of the blood in +the arteries, and by the return of the blood in the veins being +impeded. It is, therefore, certain that both the arteries and the veins +of the eye are more or less distended during violent expiration. The +evidence in detail may be found in Professor Donders’ valuable memoir. +We see the effects on the veins of the head, in their prominence, and +in the purple colour of the face of a man who coughs violently from +being half choked. I may mention, on the same authority, that the whole +eye certainly advances a little during each violent expiration. This is +due to the dilatation of the retro-ocular vessels, and might have been +expected from the intimate connection of the eye and brain; the brain +being known to rise and fall with each respiration, when a portion of +the skull has been removed; and as may be seen along the unclosed +sutures of infants’ heads. This also, I presume, is the reason that the +eyes of a strangled man appear as if they were starting from their +sockets. + +With respect to the protection of the eye during violent expiratory +efforts by the pressure of the eyelids, Professor Donders concludes +from his various observations that this action certainly limits or +entirely removes the dilatation of the vessels.[616] At such times, he +adds, we not unfrequently see the hand involuntarily laid upon the +eyelids, as if the better to support and defend the eyeball. + +Nevertheless much evidence cannot at present be advanced to prove that +the eye actually suffers injury from the want of support during violent +expiration; but there is some. It is “a fact that forcible expiratory +efforts in violent coughing or vomiting, and especially in sneezing, +sometimes give rise to ruptures of the little (external) vessels” of +the eye.[617] With respect to the internal vessels, Dr. Gunning has +lately recorded a case of exophthalmos in consequence of +whooping-cough, which in his opinion depended on the rupture of the +deeper vessels; and another analogous case has been recorded. But a +mere sense of discomfort would probably suffice to lead to the +associated habit of protecting the eyeball by the contraction of the +surrounding muscles. Even the expectation or chance of injury would +probably be sufficient, in the same manner as an object moving too near +the eye induces involuntary winking of the eyelids. We may, therefore, +safely conclude from Sir C. Bell’s observations, and more especially +from the more careful investigations by Professor Donders, that the +firm closure of the eyelids during the screaming of children is an +action full of meaning and of real service. + +We have already seen that the contraction of the orbicular muscles +leads to the drawing up of the upper lip, and consequently, if the +mouth is kept widely open, to the drawing down of the corners by the +contraction of the depressor muscles. The formation of the naso-labial +fold on the cheeks likewise follows from the drawing up of the upper +lip. Thus all the chief expressive movements of the face during crying +apparently result from the contraction of the muscles round the eyes. +We shall also find that the shedding of tears depends on, or at least +stands in some connection with, the contraction of these same muscles. + +In some of the foregoing cases, especially in those of sneezing and +coughing, it is possible that the contraction of the orbicular muscles +may serve in addition to protect the eyes from too severe a jar or +vibration. I think so, because dogs and cats, in crunching hard bones, +always close their eyelids, and at least sometimes in sneezing; though +dogs do not do so whilst barking loudly. Mr. Sutton carefully observed +for me a young orang and chimpanzee, and he found that both always +closed their eyes in sneezing and coughing, but not whilst screaming +violently. I gave a small pinch of snuff to a monkey of the American +division, namely, a Cebus, and it closed its eyelids whilst sneezing; +but not on a subsequent occasion whilst uttering loud cries. + +_Cause of the secretion of tears_.—It is an important fact which must +be considered in any theory of the secretion of tears from the mind +being affected, that whenever the muscles round the eyes are strongly +and involuntarily contracted in order to compress the blood-vessels and +thus to protect the eyes, tears are secreted, often in sufficient +abundance to roll down the cheeks. This occurs under the most opposite +emotions, and under no emotion at all. The sole exception, and this is +only a partial one, to the existence of a relation between the +involuntary and strong contraction of these muscles and the secretion +of tears is that of young infants, who, whilst screaming violently with +their eyelids firmly closed, do not commonly weep until they have +attained the age of from two to three or four months. Their eyes, +however, become suffused with tears at a much earlier age. It would +appear, as already remarked, that the lacrymal glands do not, from the +want of practice or some other cause, come to full functional activity +at a very early period of life. With children at a somewhat later age, +crying out or wailing from any distress is so regularly accompanied by +the shedding of tears, that weeping and crying are synonymous +terms.[618] + +Under the opposite emotion of great joy or amusement, as long as +laughter is moderate there is hardly any contraction of the muscles +round the eyes, so that there is no frowning; but when peals of loud +laughter are uttered, with rapid and violent spasmodic expirations, +tears stream down the face. I have more than once noticed the face of a +person, after a paroxysm of violent laughter, and I could see that the +orbicular muscles and those running to the upper lip were still +partially contracted, which together with the tear-stained cheeks gave +to the upper half of the face an expression not to be distinguished +from that of a child still blubbering from grief. The fact of tears +streaming down the face during violent laughter is common to all the +races of mankind, as we shall see in a future chapter. + +In violent coughing especially when a person is half-choked, the face +becomes purple, the veins distended, the orbicular muscles strongly +contracted, and tears run down the cheeks. Even after a fit of ordinary +coughing, almost every one has to wipe his eyes. In violent vomiting or +retching, as I have myself experienced and seen in others, the +orbicular muscles are strongly contracted, and tears sometimes flow +freely down the cheeks. It has been suggested to me that this may be +due to irritating matter being injected into the nostrils, and causing +by reflex action the secretion of tears. Accordingly I asked one of my +informants, a surgeon, to attend to the effects of retching when +nothing was thrown up from the stomach; and, by an odd coincidence, he +himself suffered the next morning from an attack of retching, and three +days subsequently observed a lady under a similar attack; and he is +certain that in neither case an atom of matter was ejected from the +stomach; yet the orbicular muscles were strongly contracted, and tears +freely secreted. I can also speak positively to the energetic +contraction of these same muscles round the eyes, and to the coincident +free secretion of tears, when the abdominal muscles act with unusual +force in a downward direction on the intestinal canal. + +Yawning commences with a deep inspiration, followed by a long and +forcible expiration; and at the same time almost all the muscles of the +body are strongly contracted, including those round the eyes. During +this act tears are often secreted, and I have seen them even rolling +down the cheeks. + +I have frequently observed that when persons scratch some point which +itches intolerably, they forcibly close their eyelids; but they do not, +as I believe, first draw a deep breath and then expel it with force; +and I have never noticed that the eyes then become filled with tears; +but I am not prepared to assert that this does not occur. The forcible +closure of the eyelids is, perhaps, merely a part of that general +action by which almost all the muscles of the body are at the same time +rendered rigid. It is quite different from the gentle closure of the +eyes which often accompanies, as Gratiolet remarks,[619] the smelling a +delicious odour, or the tasting a delicious morsel, and which probably +originates in the desire to shut out any disturbing impression through +the eyes. + +Professor Donders writes to me to the following effect: “I have +observed some cases of a very curious affection when, after a slight +rub (_attouchement_), for example, from the friction of a coat, which +caused neither a wound nor a contusion, spasms of the orbicular muscles +occurred, with a very profuse flow of tears, lasting about one hour. +Subsequently, sometimes after an interval of several weeks, violent +spasms of the same muscles re-occurred, accompanied by the secretion of +tears, together with primary or secondary redness of the eye.” Mr. +Bowman informs me that he has occasionally observed closely analogous +cases, and that, in some of these, there was no redness or inflammation +of the eyes. + +I was anxious to ascertain whether there existed in any of the lower +animals a similar relation between the contraction of the orbicular +muscles during violent expiration and the secretion of tears; but there +are very few animals which contract these muscles in a prolonged +manner, or which shed tears. _The Macacus maurus_, which formerly wept +so copiously in the Zoological Gardens, would have been a fine case for +observation; but the two monkeys now there, and which are believed to +belong to the same species, do not weep. Nevertheless they were +carefully observed by Mr. Bartlett and myself, whilst screaming loudly, +and they seemed to contract these muscles; but they moved about their +cages so rapidly, that it was difficult to observe with certainty. No +other monkey, as far as I have been able to ascertain, contracts its +orbicular muscles whilst screaming. + +The Indian elephant is known sometimes to weep. Sir E. Tennent, in +describing these which he saw captured and bound in Ceylon, says, some +“lay motionless on the ground, with no other indication of suffering +than the tears which suffused their eyes and flowed incessantly.” +Speaking of another elephant he says, “When overpowered and made fast, +his grief was most affecting; his violence sank to utter prostration, +and he lay on the ground, uttering choking cries, with tears trickling +down his cheeks.”[620] In the Zoological Gardens the keeper of the +Indian elephants positively asserts that he has several times seen +tears rolling down the face of the old female, when distressed by the +removal of the young one. Hence I was extremely anxious to ascertain, +as an extension of the relation between the contraction of the +orbicular muscles and the shedding of tears in man, whether elephants +when screaming or trumpeting loudly contract these muscles. At Mr. +Bartlett’s desire the keeper ordered the old and the young elephant to +trumpet; and we repeatedly saw in both animals that, just as the +trumpeting began, the orbicular muscles, especially the lower ones, +were distinctly contracted. On a subsequent occasion the keeper made +the old elephant trumpet much more loudly, and invariably both the +upper and lower orbicular muscles were strongly contracted, and now in +an equal degree. It is a singular fact that the African elephant, +which, however, is so different from the Indian species that it is +placed by some naturalists in a distinct sub-genus, when made on two +occasions to trumpet loudly, exhibited no trace of the contraction of +the orbicular muscles. + +From the several foregoing cases with respect to Man, there can, I +think, be no doubt that the contraction of the muscles round the eyes, +during violent expiration or when the expanded chest is forcibly +compressed, is, in some manner, intimately connected with the secretion +of tears. This holds good under widely different emotions, and +independently of any emotion. It is not, of course, meant that tears +cannot be secreted without the contraction of these muscles; for it is +notorious that they are often freely shed with the eyelids not closed, +and with the brows unwrinkled. The contraction must be both involuntary +and prolonged, as during a choking fit, or energetic, as during a +sneeze. The mere involuntary winking of the eyelids, though often +repeated, does not bring tears into the eyes. Nor does the voluntary +and prolonged contraction of the several surrounding muscles suffice. +As the lacrymal glands of children are easily excited, I persuaded my +own and several other children of different ages to contract these +muscles repeatedly with their utmost force, and to continue doing so as +long as they possibly could; but this produced hardly any effect. There +was sometimes a little moisture in the eyes, but not more than +apparently could be accounted for by the squeezing out of the already +secreted tears within the glands. + +The nature of the relation between the involuntary and energetic +contraction of the muscles round the eyes, and the secretion of tears, +cannot be positively ascertained, but a probable view may be suggested. +The primary function of the secretion of tears, together with some +mucus, is to lubricate the surface of the eye; and a secondary one, as +some believe, is to keep the nostrils damp, so that the inhaled air may +be moist,[621] and likewise to favour the power of smelling. But +another, and at least equally important function of tears, is to wash +out particles of dust or other minute objects which may get into the +eyes. That this is of great importance is clear from the cases in which +the cornea has been rendered opaque through inflammation, caused by +particles of dust not being removed, in consequence of the eye and +eyelid becoming immovable.[622] The secretion of tears from the +irritation of any foreign body in the eye is a reflex action;—that is, +the body irritates a peripheral nerve which sends an impression to +certain sensory nerve-cells; these transmit an influence to other +cells, and these again to the lacrymal glands. The influence +transmitted to these glands causes, as there is good reason to believe, +the relaxation of the muscular coats of the smaller arteries; this +allows more blood to permeate the glandular tissue, and this induces a +free secretion of tears. When the small arteries of the face, including +those of the retina, are relaxed under very different circumstances, +namely, during an intense blush, the lacrymal glands are sometimes +affected in a like manner, for the eyes become suffused with tears. + +It is difficult to conjecture how many reflex actions have originated, +but, in relation to the present case of the affection of the lacrymal +glands through irritation of the surface of the eye, it may be worth +remarking that, as soon as some primordial form became semi-terrestrial +in its habits, and was liable to get particles of dust into its eyes, +if these were not washed out they would cause much irritation; and on +the principle of the radiation of nerve-force to adjoining nerve-cells, +the lacrymal glands would be stimulated to secretion. As this would +often recur, and as nerve-force readily passes along accustomed +channels, a slight irritation would ultimately suffice to cause a free +secretion of tears. + +As soon as by this, or by some other means, a reflex action of this +nature had been established and rendered easy, other stimulants applied +to the surface of the eye—such as a cold wind, slow inflammatory +action, or a blow on the eyelids—would cause a copious secretion of +tears, as we know to be the case. The glands are also excited into +action through the irritation of adjoining parts. Thus when the +nostrils are irritated by pungent vapours, though the eyelids may be +kept firmly closed, tears are copiously secreted; and this likewise +follows from a blow on the nose, for instance from a boxing-glove. A +stinging switch on the face produces, as I have seen, the same effect. +In these latter cases the secretion of tears is an incidental result, +and of no direct service. As all these parts of the face, including the +lacrymal glands, are supplied with branches of the same nerve, namely, +the fifth, it is in some degree intelligible that the effects of the +excitement of any one branch should spread to the nerve-cells or roots +of the other branches. + +The internal parts of the eye likewise act, under certain conditions, +in a reflex manner on the lacrymal glands. The following statements +have been kindly communicated to me by Mr. Bowman; but the subject is a +very intricate one, as all the parts of the eye are so intimately +related together, and are so sensitive to various stimulants. A strong +light acting on the retina, when in a normal condition, has very little +tendency to cause lacrymation; but with unhealthy children having +small, old-standing ulcers on the cornea, the retina becomes +excessively sensitive to light, and exposure even to common daylight +causes forcible and sustained closure of the lids, and a profuse flow +of tears. When persons who ought to begin the use of convex glasses +habitually strain the waning power of accommodation, an undue secretion +of tears very often follows, and the retina is liable to become unduly +sensitive to light. In general, morbid affections of the surface of the +eye, and of the ciliary structures concerned in the accommodative act, +are prone to be accompanied with excessive secretion of tears. Hardness +of the eyeball, not rising to inflammation, but implying a want of +balance between the fluids poured out and again taken up by the +intra-ocular vessels, is not usually attended with any lacrymation. +When the balance is on the other side, and the eye becomes too soft, +there is a greater tendency to lacrymation. Finally, there are numerous +morbid states and structural alterations of the eyes, and even terrible +inflammations, which may be attended with little or no secretion of +tears. + +It also deserves notice, as indirectly bearing on our subject, that the +eye and adjoining parts are subject to an extraordinary number of +reflex and associated movements, sensations, and actions, besides those +relating to the lacrymal glands. When a bright light strikes the retina +of one eye alone, the iris contracts, but the iris of the other eye +moves after a measurable interval of time. The iris likewise moves in +accommodation to near or distant vision, and when the two eyes are made +to converge.[623] Every one knows how irresistibly the eyebrows are +drawn down under an intensely bright light. The eyelids also +involuntarily wink when an object is moved near the eyes, or a sound is +suddenly heard. The well-known case of a bright light causing some +persons to sneeze is even more curious; for nerve-force here radiates +from certain nerve-cells in connection with the retina, to the sensory +nerve-cells of the nose, causing it to tickle; and from these, to the +cells which command the various respiratory muscles (the orbiculars +included) which expel the air in so peculiar a manner that it rushes +through the nostrils alone. + +To return to our point: why are tears secreted during a screaming-fit +or other violent expiratory efforts? As a slight blow on the eyelids +causes a copious secretion of tears, it is at least possible that the +spasmodic contraction of the eyelids, by pressing strongly on the +eyeball, should in a similar manner cause some secretion. This seems +possible, although the voluntary contraction of the same muscles does +not produce any such effect. We know that a man cannot voluntarily +sneeze or cough with nearly the same force as he does automatically; +and so it is with the contraction of the orbicular muscles: Sir C. Bell +experimented on them, and found that by suddenly and forcibly closing +the eyelids in the dark, sparks of light are seen, like those caused by +tapping the eyelids with the fingers; “but in sneezing the compression +is both more rapid and more forcible, and the sparks are more +brilliant.” That these sparks are due to the contraction of the eyelids +is clear, because if they “are held open during the act of sneezing, no +sensation of light will be experienced.” In the peculiar cases referred +to by Professor Donders and Mr. Bowman, we have seen that some weeks +after the eye has been very slightly injured, spasmodic contractions of +the eyelids ensue, and these are accompanied by a profuse flow of +tears. In the act of yawning, the tears are apparently due solely to +the spasmodic contraction of the muscles round the eyes. +Notwithstanding these latter cases, it seems hardly credible that the +pressure of the eyelids on the surface of the eye, although effected +spasmodically and therefore with much greater force than can be done +voluntarily, should be sufficient to cause by reflex action the +secretion of tears in the many cases in which this occurs during +violent expiratory efforts. + +Another cause may come conjointly into play. We have seen that the +internal parts of the eye, under certain conditions act in a reflex +manner on the lacrymal glands. We know that during violent expiratory +efforts the pressure of the arterial blood within the vessels of the +eye is increased, and that the return of the venous blood is impeded. +It seems, therefore, not improbable that the distension of the ocular +vessels, thus induced, might act by reflection on the lacrymal +glands—the effects due to the spasmodic pressure of the eyelids on the +surface of the eye being thus increased. + +In considering how far this view is probable, we should bear in mind +that the eyes of infants have been acted on in this double manner +during numberless generations, whenever they have screamed; and on the +principle of nerve-force readily passing along accustomed channels, +even a moderate compression of the eyeballs and a moderate distension +of the ocular vessels would ultimately come, through habit, to act on +the glands. We have an analogous case in the orbicular muscles being +almost always contracted in some slight degree, even during a gentle +crying-fit, when there can be no distension of the vessels and no +uncomfortable sensation excited within the eyes. + +Moreover, when complex actions or movements have long been performed in +strict association together, and these are from any cause at first +voluntarily and afterwards habitually checked, then if the proper +exciting conditions occur, any part of the action or movement which is +least under the control of the will, will often still be involuntarily +performed. The secretion by a gland is remarkably free from the +influence of the will; therefore, when with the advancing age of the +individual, or with the advancing culture of the race, the habit of +crying out or screaming is restrained, and there is consequently no +distension of the blood-vessels of the eye, it may nevertheless well +happen that tears should still be secreted. We may see, as lately +remarked, the muscles round the eyes of a person who reads a pathetic +story, twitching or trembling in so slight a degree as hardly to be +detected. In this case there has been no screaming and no distension of +the blood-vessels, yet through habit certain nerve-cells send a small +amount of nerve-force to the cells commanding the muscles round the +eyes; and they likewise send some to the cells commanding the lacrymal +glands, for the eyes often become at the same time just moistened with +tears. If the twitching of the muscles round the eyes and the secretion +of tears had been completely prevented, nevertheless it is almost +certain that there would have been some tendency to transmit +nerve-force in these same directions; and as the lacrymal glands are +remarkably free from the control of the will, they would be eminently +liable still to act, thus betraying, though there were no other outward +signs, the pathetic thoughts which were passing through the person’s +mind. + +As a further illustration of the view here advanced, I may remark that +if, during an early period of life, when habits of all kinds are +readily established, our infants, when pleased, had been accustomed to +utter loud peals of laughter (during which the vessels of their eyes +are distended) as often and as continuously as they have yielded when +distressed to screaming-fits, then it is probable that in after life +tears would have been as copiously and as regularly secreted under the +one state of mind as under the other. Gentle laughter, or a smile, or +even a pleasing thought, would have sufficed to cause a moderate +secretion of tears. There does indeed exist an evident tendency in this +direction, as will be seen in a future chapter, when we treat of the +tender feelings. With the Sandwich Islanders, according to +Freycinet,[624] tears are actually recognized as a sign of happiness; +but we should require better evidence on this head than that of a +passing voyager. So again if our infants, during many generations, and +each of them during several years, had almost daily suffered from +prolonged choking-fits, during which the vessels of the eye are +distended and tears copiously secreted, then it is probable, such is +the force of associated habit, that during after life the mere thought +of a choke, without any distress of mind, would have sufficed to bring +tears into our eyes. + +To sum up this chapter, weeping is probably the result of some such +chain of events as follows. Children, when wanting food or suffering in +any way, cry out loudly, like the young of most other animals, partly +as a call to their parents for aid, and partly from any great exertion +serving relief. Prolonged screaming inevitably leads to the gorging of +the blood-vessels of the eye; and this will have led, at first +consciously and at last habitually, to the contraction of the muscles +round the eyes in order to protect them. At the same time the spasmodic +pressure on the surface of the eye, and the distension of the vessels +within the eye, without necessarily entailing any conscious sensation, +will have affected, through reflex action, the lacrymal glands. +Finally, through the three principles of nerve-force readily passing +along accustomed channels—of association, which is so widely extended +in its power—and of certain actions, being more under the control of +the will than others—it has come to pass that suffering readily causes +the secretion of tears, without being necessarily accompanied by any +other action. + +Although in accordance with this view we must look at weeping as an +incidental result, as purposeless as the secretion of tears from a blow +outside the eye, or as a sneeze from the retina being affected by a +bright light, yet this does not present any difficulty in our +understanding how the secretion of tears serves as a relief to +suffering. And by as much as the weeping is more violent or hysterical, +by so much will the relief be greater,—on the same principle that the +writhing of the whole body, the grinding of the teeth, and the uttering +of piercing shrieks, all give relief under an agony of pain. + + + + +CHAPTER VII. LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. + +General effect of grief on the system—Obliquity of the eyebrows under +suffering—On the cause of the obliquity of the eyebrows—On the +depression of the corners of the mouth. + +After the mind has suffered from an acute paroxysm of grief, and the +cause still continues, we fall into a state of low spirits; or we may +be utterly cast down and dejected. Prolonged bodily pain, if not +amounting to an agony, generally leads to the same state of mind. If we +expect to suffer, we are anxious; if we have no hope of relief, we +despair. + +Persons suffering from excessive grief often seek relief by violent and +almost frantic movements, as described in a former chapter; but when +their suffering is somewhat mitigated, yet prolonged, they no longer +wish for action, but remain motionless and passive, or may occasionally +rock themselves to and fro. The circulation becomes languid; the face +pale; the muscles flaccid; the eyelids droop; the head hangs on the +contracted chest; the lips, cheeks, and lower jaw all sink downwards +from their own weight. Hence all the features are lengthened; and the +face of a person who hears bad news is said to fall. A party of natives +in Tierra del Fuego endeavoured to explain to us that their friend, the +captain of a sealing vessel, was out of spirits, by pulling down their +cheeks with both hands, so as to make their faces as long as possible. +Mr. Bunnet informs me that the Australian aborigines when out of +spirits have a chop-fallen appearance. After prolonged suffering the +eyes become dull and lack expression, and are often slightly suffused +with tears. The eyebrows not rarely are rendered oblique, which is due +to their inner ends being raised. This produces peculiarly-formed +wrinkles on the forehead, which are very different from those of a +simple frown; though in some cases a frown alone may be present. The +comers of the mouth are drawn downwards, which is so universally +recognized as a sign of being out of spirits, that it is almost +proverbial. + +The breathing becomes slow and feeble, and is often interrupted by deep +sighs. As Gratiolet remarks, whenever our attention is long +concentrated on any subject, we forget to breathe, and then relieve +ourselves by a deep inspiration; but the sighs of a sorrowful person, +owing to his slow respiration and languid circulation, are eminently +characteristic.[701] As the grief of a person in this state +occasionally recurs and increases into a paroxysm, spasms affect the +respiratory muscles, and he feels as if something, the so-called +_globus hystericus_, was rising in his throat. These spasmodic +movements are clearly allied to the sobbing of children, and are +remnants of those severer spasms which occur when a person is said to +choke from excessive grief.[702] + +_Obliquity of the eyebrows_.—Two points alone in the above description +require further elucidation, and these are very curious ones; namely, +the raising of the inner ends of the eyebrows, and the drawing down of +the corners of the mouth. With respect to the eyebrows, they may +occasionally be seen to assume an oblique position in persons suffering +from deep dejection or anxiety; for instance, I have observed this +movement in a mother whilst speaking about her sick son; and it is +sometimes excited by quite trifling or momentary causes of real or +pretended distress. The eyebrows assume this position owing to the +contraction of certain muscles (namely, the orbiculars, corrugators, +and pyramidals of the nose, which together tend to lower and contract +the eyebrows) being partially cheeked by the more powerful action of +the central fasciæ of the frontal muscle. These latter fasciæ by their +contraction raise the inner ends alone of the eyebrows; and as the +corrugators at the same time draw the eyebrows together, their inner +ends become puckered into a fold or lump. This fold is a highly +characteristic point in the appearance of the eyebrows when rendered +oblique, as may be seen in figs. 2 and 5, Plate II. The eyebrows are at +the same time somewhat roughened, owing to the hairs being made to +project. Dr. J. Crichton Browne has also often noticed in melancholic +patients who keep their eyebrows persistently oblique, “a peculiar +acute arching of the upper eyelid.” A trace of this may be observed by +comparing the right and left eyelids of the young man in the photograph +(fig. 2, Plate II.); for he was not able to act equally on both +eyebrows. This is also shown by the unequal furrows on the two sides of +his forehead. The acute arching of the eyelids depends, I believe, on +the inner end alone of the eyebrows being raised; for when the whole +eyebrow is elevated and arched, the upper eyelid follows in a slight +degree the same movement. + + + + Obliquity of the Eyebrows. Plate II + +But the most conspicuous result of the opposed contraction of the +above-named muscles, is exhibited by the peculiar furrows formed on the +forehead. These muscles, when thus in conjoint yet opposed action, may +be called, for the sake of brevity, the grief-muscles. When a person +elevates his eyebrows by the contraction of the whole frontal muscle, +transverse wrinkles extend across the whole breadth of the forehead; +but in the present case the middle fasciae alone are contracted; +consequently, transverse furrows are formed across the middle part +alone of the forehead. The skin over the exterior parts of both +eyebrows is at the same time drawn downwards and smooth, by the +contraction of the outer portions of the orbicular muscles. The +eyebrows are likewise brought together through the simultaneous +contraction of the corrugators;[703] and this latter action generates +vertical furrows, separating the exterior and lowered part of the skin +of the forehead from the central and raised part. The union of these +vertical furrows with the central and transverse furrows (see figs. 2 +and 3) produces a mark on the forehead which has been compared to a +horse-shoe; but the furrows more strictly form three sides of a +quadrangle. They are often conspicuous on the foreheads of adult or +nearly adult persons, when their eyebrows are made oblique; but with +young children, owing to their skin not easily wrinkling, they are +rarely seen, or mere traces of them can be detected. + +These peculiar furrows are best represented in fig. 3, Plate II., on +the forehead of a young lady who has the power in an unusual degree of +voluntarily acting on the requisite muscles. As she was absorbed in the +attempt, whilst being photographed, her expression was not at all one +of grief; I have therefore given the forehead alone. Fig. 1 on the same +plate, copied from Dr. Duchenne’s work,[704] represents, on a reduced +scale, the face, in its natural state, of a young man who was a good +actor. In fig. 2 he is shown simulating grief, but the two eyebrows, as +before remarked, are not equally acted on. That the expression is true, +may be inferred from the fact that out of fifteen persons, to whom the +original photograph was shown, without any clue to what was intended +being given them, fourteen immediately answered, “despairing sorrow,” +“suffering endurance,” “melancholy,” and so forth. The history of fig. +5 is rather curious: I saw the photograph in a shop-window, and took it +to Mr. Rejlander for the sake of finding out by whom it had been made; +remarking to him how pathetic the expression was. He answered, “I made +it, and it was likely to be pathetic, for the boy in a few minutes +burst out crying.” He then showed me a photograph of the same boy in a +placid state, which I have had (fig. 4) reproduced. In fig. 6, a trace +of obliquity in the eyebrows may be detected; but this figure, as well +as fig. 7, is given to show the depression of the corners of the mouth, +to which subject I shall presently refer. + +Few persons, without some practice, can voluntarily act on their +grief-muscles; but after repeated trials a considerable number succeed, +whilst others never can. The degree of obliquity in the eyebrows, +whether assumed voluntarily or unconsciously, differs much in different +persons. With some who apparently have unusually strong pyramidal +muscles, the contraction of the central fasciae of the frontal muscle, +although it may be energetic, as shown by the quadrangular furrows on +the forehead, does not raise the inner ends of the eyebrows, but only +prevents their being so much lowered as they otherwise would have been. +As far as I have been able to observe, the grief-muscles are brought +into action much more frequently by children and women than by men. +They are rarely acted on, at least with grown-up persons, from bodily +pain, but almost exclusively from mental distress. Two persons who, +after some practice, succeeded in acting on their grief-muscles, found +by looking at a mirror that when they made their eyebrows oblique, they +unintentionally at the same time depressed the corners of their mouths; +and this is often the case when the expression is naturally assumed. + +The power to bring the grief-muscles freely into play appears to be +hereditary, like almost every other human faculty. A lady belonging to +a family famous for having produced an extraordinary number of great +actors and actresses, and who can herself give this expression “with +singular precision,” told Dr. Crichton Browne that all her family had +possessed the power in a remarkable degree. The same hereditary +tendency is said to have extended, as I likewise hear from Dr. Browne, +to the last descendant of the family, which gave rise to Sir Walter +Scott’s novel of ‘Red Gauntlet;’ but the hero is described as +contracting his forehead into a horseshoe mark from any strong emotion. +I have also seen a young woman whose forehead seemed almost habitually +thus contracted, independently of any emotion being at the time felt. + +The grief-muscles are not very frequently brought into play; and as the +action is often momentary, it easily escapes observation. Although the +expression, when observed, is universally and instantly recognized as +that of grief or anxiety, yet not one person out of a thousand who has +never studied the subject, is able to say precisely what change passes +over the sufferer’s face. Hence probably it is that this expression is +not even alluded to, as far as I have noticed, in any work of fiction, +with the exception of ‘Red Gauntlet’ and of one other novel; and the +authoress of the latter, as I am informed, belongs to the famous family +of actors just alluded to; so that her attention may have been +specially called to the subject. + +The ancient Greek sculptors were familiar with the expression, as shown +in the statues of the Laocoon and Arretino; but, as Duchenne remarks, +they carried the transverse furrows across the whole breadth of the +forehead, and thus committed a great anatomical mistake: this is +likewise the case in some modern statues. It is, however, more probable +that these wonderfully accurate observers intentionally sacrificed +truth for the sake of beauty, than that they made a mistake; for +rectangular furrows on the forehead would not have had a grand +appearance on the marble. The expression, in its fully developed +condition, is, as far as I can discover, not often represented in +pictures by the old masters, no doubt owing to the same cause; but a +lady who is perfectly familiar with this expression, informs me that in +Fra Angelico’s ‘Descent from the Cross’ in Florence, it is clearly +exhibited in one of the figures on the right-hand; and I could add a +few other instances. + +Dr. Crichton Browne, at my request, closely attended to this expression +in the numerous insane patients under his care in the West Riding +Asylum; and he is familiar with Duchenne’s photographs of the action of +the grief-muscles. He informs me that they may constantly be seen in +energetic action in cases of melancholia, and especially of +hypochondria; and that the persistent lines or furrows, due to their +habitual contraction, are characteristic of the physiognomy of the +insane belonging to these two classes. Dr. Browne carefully observed +for me during a considerable period three cases of hypochondria, in +which the grief-muscles were persistently contracted. In one of these, +a widow, aged 51, fancied that she had lost all her viscera, and that +her whole body was empty. She wore an expression of great distress, and +beat her semi-closed hands rhythmically together for hours. The +grief-muscles were permanently contracted, and the upper eyelids +arched. This condition lasted for months; she then recovered, and her +countenance resumed its natural expression. A second case presented +nearly the same peculiarities, with the addition that the comers of the +mouth were depressed. + +Mr. Patrick Nicol has also kindly observed for me several cases in the +Sussex Lunatic Asylum, and has communicated to me full details with +respect to three of them; but they need not here be given. From his +observations on melancholic patients, Mr. Nicol concludes that the +inner ends of the eyebrows are almost always more or less raised, with +the wrinkles on the forehead more or less plainly marked. In the case +of one young woman, these wrinkles were observed to be in constant +slight play or movement. In some cases the comers of the mouth are +depressed, but often only in a slight degree. Some amount of difference +in the expression of the several melancholic patients could almost +always be observed. The eyelids generally droop; and the skin near +their outer comers and beneath them is wrinkled. The naso-labial fold, +which runs from the wings of the nostrils to the comers of the mouth, +and which is so conspicuous in blubbering children, is often plainly +marked in these patients. + +Although with the insane the grief-muscles often act persistently; yet +in ordinary cases they are sometimes brought unconsciously into +momentary action by ludicrously slight causes. A gentleman rewarded a +young lady by an absurdly small present; she pretended to be offended, +and as she upbraided him, her eyebrows became extremely oblique, with +the forehead properly wrinkled. Another young lady and a youth, both in +the highest spirits, were eagerly talking together with extraordinary +rapidity; and I noticed that, as often as the young lady was beaten, +and could not get out her words fast enough, her eyebrows went +obliquely upwards, and rectangular furrows were formed on her forehead. +She thus each time hoisted a flag of distress; and this she did +half-a-dozen times in the course of a few minutes. I made no remark on +the subject, but on a subsequent occasion I asked her to act on her +grief-muscles; another girl who was present, and who could do so +voluntarily, showing her what was intended. She tried repeatedly, but +utterly failed; yet so slight a cause of distress as not being able to +talk quickly enough, sufficed to bring these muscles over and over +again into energetic action. + +The expression of grief, due to the contraction of the grief-muscles, +is by no means confined to Europeans, but appears to be common to all +the races of mankind. I have, at least, received trustworthy accounts +in regard to Hindoos, Dhangars (one of the aboriginal hill-tribes of +India, and therefore belonging to a quite distinct race from the +Hindoos), Malays, Negroes and Australians. With respect to the latter, +two observers answer my query in the affirmative, but enter into no +details. Mr. Taplin, however, appends to my descriptive remarks the +words “this is exact.” With respect to negroes, the lady who told me of +Fra Angelico’s picture, saw a negro towing a boat on the Nile, and as +he encountered an obstruction, she observed his grief-muscles in strong +action, with the middle of the forehead well wrinkled. Mr. Geach +watched a Malay man in Malacca, with the comers of his mouth much +depressed, the eyebrows oblique, with deep short grooves on the +forehead. This expression lasted for a very short time; and Mr. Geach +remarks it “was a strange one, very much like a person about to cry at +some great loss.” + +In India Mr. H. Erskine found that the natives were familiar with this +expression; and Mr. J. Scott, of the Botanic Gardens, Calcutta, has +obligingly sent me a full description of two cases. He observed during +some time, himself unseen, a very young Dhangar woman from Nagpore, the +wife of one of the gardeners, nursing her baby who was at the point of +death; and he distinctly saw the eyebrows raised at the inner comers, +the eyelids drooping, the forehead wrinkled in the middle, the mouth +slightly open, with the comers much depressed. He then came from behind +a screen of plants and spoke to the poor woman, who started, burst into +a bitter flood of tears, and besought him to cure her baby. The second +case was that of a Hindustani man, who from illness and poverty was +compelled to sell his favourite goat. After receiving the money, he +repeatedly looked at the money in his hand and then at the goat, as if +doubting whether he would not return it. He went to the goat, which was +tied up ready to be led away, and the animal reared up and licked his +hands. His eyes then wavered from side to side; his “mouth was +partially closed, with the corners very decidedly depressed.” At last +the poor man seemed to make up his mind that he must part with his +goat, and then, as Mr. Scott saw, the eyebrows became slightly oblique, +with the characteristic puckering or swelling at the inner ends, but +the wrinkles on the forehead were not present. The man stood thus for a +minute, then heaving a deep sigh, burst into tears, raised up his two +hands, blessed the goat, turned round, and without looking again, went +away. + +_On the cause of the obliquity of the eyebrows under suffering_.—During +several years no expression seemed to me so utterly perplexing as this +which we are here considering. Why should grief or anxiety cause the +central fasciae alone of the frontal muscle together with those round +the eyes, to contract? Here we seem to have a complex movement for the +sole purpose of expressing grief; and yet it is a comparatively rare +expression, and often overlooked. I believe the explanation is not so +difficult as it at first appears. Dr. Duchenne gives a photograph of +the young man before referred to, who, when looking upwards at a +strongly illuminated surface, involuntarily contracted his +grief-muscles in an exaggerated manner. I had entirely forgotten this +photograph, when on a very bright day with the sun behind me, I met, +whilst on horseback, a girl whose eyebrows, as she looked up at me, +became extremely oblique, with the proper furrows on her forehead. I +have observed the same movement under similar circumstances on several +subsequent occasions. On my return home I made three of my children, +without giving them any clue to my object, look as long and as +attentively as they could, at the summit of a tall tree standing +against an extremely bright sky. With all three, the orbicular, +corrugator, and pyramidal muscles were energetically contracted, +through reflex action, from the excitement of the retina, so that their +eyes might be protected from the bright light. But they tried their +utmost to look upwards; and now a curious struggle, with spasmodic +twitchings, could be observed between the whole or only the central +portion of the frontal muscle, and the several muscles which serve to +lower the eyebrows and close the eyelids. The involuntary contraction +of the pyramidal caused the basal part of their noses to be +transversely and deeply wrinkled. In one of the three children, the +whole eyebrows were momentarily raised and lowered by the alternate +contraction of the whole frontal muscle and of the muscles surrounding +the eyes, so that the whole breadth of the forehead was alternately +wrinkled and smoothed. In the other two children the forehead became +wrinkled in the middle part alone, rectangular furrows being thus +produced; and the eyebrows were rendered oblique, with their inner +extremities puckered and swollen,—in the one child in a slight degree, +in the other in a strongly marked manner. This difference in the +obliquity of the eyebrows apparently depended on a difference in their +general mobility, and in the strength of the pyramidal muscles. In both +these cases the eyebrows and forehead were acted on under the influence +of a strong light, in precisely the same manner, in every +characteristic detail, as under the influence of grief or anxiety. + +Duchenne states that the pyramidal muscle of the nose is less under the +control of the will than are the other muscles round the eyes. He +remarks that the young man who could so well act on his grief-muscles, +as well as on most of his other facial muscles, could not contract the +pyramidals.[705] This power, however, no doubt differs in different +persons. The pyramidal muscle serves to draw down the skin of the +forehead between the eyebrows, together with their inner extremities. +The central fasciae of the frontal are the antagonists of the +pyramidal; and if the action of the latter is to be specially checked, +these central fasciae must be contracted. So that with persons having +powerful pyramidal muscles, if there is under the influence of a bright +light an unconscious desire to prevent the lowering of the eyebrows, +the central fasciae of the frontal muscle must be brought into play; +and their contraction, if sufficiently strong to overmaster the +pyramidals, together with the contraction of the corrugator and +orbicular muscles, will act in the manner just described on the +eyebrows and forehead. + +When children scream or cry out, they contract, as we know, the +orbicular, corrugator, and pyramidal muscles, primarily for the sake of +compressing their eyes, and thus protecting them from being gorged with +blood, and secondarily through habit. I therefore expected to find with +children, that when they endeavoured either to prevent a crying-fit +from coming on, or to stop crying, they would cheek the contraction of +the above-named muscles, in the same manner as when looking upwards at +a bright light; and consequently that the central fasciae of the +frontal muscle would often be brought into play. Accordingly, I began +myself to observe children at such times, and asked others, including +some medical men, to do the same. It is necessary to observe carefully, +as the peculiar opposed action of these muscles is not nearly so plain +in children, owing to their foreheads not easily wrinkling, as in +adults. But I soon found that the grief-muscles were very frequently +brought into distinct action on these occasions. It would be +superfluous to give all the cases which have been observed; and I will +specify only a few. A little girl, a year and a half old, was teased by +some other children, and before bursting into tears her eyebrows became +decidedly oblique. With an older girl the same obliquity was observed, +with the inner ends of the eyebrows plainly puckered; and at the same +time the corners of the mouth were drawn downwards. As soon as she +burst into tears, the features all changed and this peculiar expression +vanished. Again, after a little boy had been vaccinated, which made him +scream and cry violently, the surgeon gave him an orange brought for +the purpose, and this pleased the child much; as he stopped crying all +the characteristic movements were observed, including the formation of +rectangular wrinkles in the middle of the forehead. Lastly, I met on +the road a little girl three or four years old, who had been frightened +by a dog, and when I asked her what was the matter, she stopped +whimpering, and her eyebrows instantly became oblique to an +extraordinary degree. + +Here then, as I cannot doubt, we have the key to the problem why the +central fasciae of the frontal muscle and the muscles round the eyes +contract in opposition to each other under the influence of +grief;—whether their contraction be prolonged, as with the melancholic +insane, or momentary, from some trifling cause of distress. We have all +of us, as infants, repeatedly contracted our orbicular, corrugator, and +pyramidal muscles, in order to protect our eyes whilst screaming; our +progenitors before us have done the same during many generations; and +though with advancing years we easily prevent, when feeling distressed, +the utterance of screams, we cannot from long habit always prevent a +slight contraction of the above-named muscles; nor indeed do we observe +their contraction in ourselves, or attempt to stop it, if slight. But +the pyramidal muscles seem to be less under the command of the will +than the other related muscles; and if they be well developed, their +contraction can be checked only by the antagonistic contraction of the +central fasciae of the frontal muscle. The result which necessarily +follows, if these fasciae contract energetically, is the oblique +drawing up of the eyebrows, the puckering of their inner ends, and the +formation of rectangular furrows on the middle of the forehead. As +children and women cry much more freely than men, and as grown-up +persons of both sexes rarely weep except from mental distress, we can +understand why the grief-muscles are more frequently seen in action, as +I believe to be the case, with children and women than with men; and +with adults of both sexes from mental distress alone. In some of the +cases before recorded, as in that of the poor Dhangar woman and of the +Hindustani man, the action of the grief-muscles was quickly followed by +bitter weeping. In all cases of distress, whether great or small, our +brains tend through long habit to send an order to certain muscles to +contract, as if we were still infants on the point of screaming out; +but this order we, by the wondrous power of the will, and through +habit, are able partially to counteract; although this is effected +unconsciously, as far as the means of counteraction are concerned. + +_On the depression of the corners of the mouth_.—This action is +effected by the _depressores anguili oris_ (see letter K in figs. 1 and +2). The fibres of this muscle diverge downwards, with the upper +convergent ends attached round the angles of the mouth, and to the +lower lip a little way within the angles.[706] Some of the fibres +appear to be antagonistic to the great zygomatic muscle, and others to +the several muscles running to the outer part of the upper lip. The +contraction of this muscle draws downwards and outwards the corners of +the mouth, including the outer part of the upper lip, and even in a +slight degree the wings of the nostrils. When the mouth is closed and +this muscle acts, the commissure or line of junction of the two lips +forms a curved line with the concavity downwards,[707] and the lips +themselves are generally somewhat protruded, especially the lower one. +The mouth in this state is well represented in the two photographs +(Plate II., figs. 6 and 7) by Mr. Rejlander. The upper boy (fig. 6) had +just stopped crying, after receiving a slap on the face from another +boy; and the right moment was seized for photographing him. + +The expression of low spirits, grief or dejection, due to the +contraction of this muscle has been noticed by every one who has +written on the subject. To say that a person “is down in the mouth,” is +synonymous with saying that he is out of spirits. The depression of the +corners may often be seen, as already stated on the authority of Dr. +Crichton Browne and Mr. Nicol, with the melancholic insane, and was +well exhibited in some photographs sent to me by the former gentleman, +of patients with a strong tendency to suicide. It has been observed +with men belonging to various races, namely with Hindoos, the dark +hill-tribes of India, Malays, and, as the Rev. Mr. Hagenauer informs +me, with the aborigines of Australia. + +When infants scream they firmly contract the muscles round their eyes, +and this draws up the upper lip; and as they have to keep their mouths +widely open, the depressor muscles running to the corners are likewise +brought into strong action. This generally, but not invariably, causes +a slight angular bend in the lower lip on both sides, near the corners +of the mouth. The result of the upper and lower lip being thus acted on +is that the mouth assumes a squarish outline. The contraction of the +depressor muscle is best seen in infants when not screaming violently, +and especially just before they begin, or when they cease to scream. +Their little faces then acquire an extremely piteous expression, as I +continually observed with my own infants between the ages of about six +weeks and two or three months. Sometimes, when they are struggling +against a crying-fit, the outline of the mouth is curved in so +exaggerated a manner as to be like a horseshoe; and the expression of +misery then becomes a ludicrous caricature. + +The explanation of the contraction of this muscle, under the influence +of low spirits or dejection, apparently follows from the same general +principles as in the case of the obliquity of the eyebrows. Dr. +Duchenne informs me that he concludes from his observations, now +prolonged during many years, that this is one of the facial muscles +which is least under the control of the will. This fact may indeed be +inferred from what has just been stated with respect to infants when +doubtfully beginning to cry, or endeavouring to stop crying; for they +then generally command all the other facial muscles more effectually +than they do the depressors of the corners of the mouth. Two excellent +observers who had no theory on the subject, one of them a surgeon, +carefully watched for me some older children and women as with some +opposed struggling they very gradually approached the point of bursting +out into tears; and both observers felt sure that the depressors began +to act before any of the other muscles. Now as the depressors have been +repeatedly brought into strong action during infancy in many +generations, nerve-force will tend to flow, on the principle of long +associated habit, to these muscles as well as to various other facial +muscles, whenever in after life even a slight feeling of distress is +experienced. But as the depressors are somewhat less under the control +of the will than most of the other muscles, we might expect that they +would often slightly contract, whilst the others remained passive. It +is remarkable how small a depression of the corners of the mouth gives +to the countenance an expression of low spirits or dejection, so that +an extremely slight contraction of these muscles would be sufficient to +betray this state of mind. + +I may here mention a trifling observation, as it will serve to sum up +our present subject. An old lady with a comfortable but absorbed +expression sat nearly opposite to me in a railway carriage. Whilst I +was looking at her, I saw that her _depressores anguli oris_ became +very slightly, yet decidedly, contracted; but as her countenance +remained as placid as ever, I reflected how meaningless was this +contraction, and how easily one might be deceived. The thought had +hardly occurred to me when I saw that her eyes suddenly became suffused +with tears almost to overflowing, and her whole countenance fell. There +could now be no doubt that some painful recollection, perhaps that of a +long-lost child, was passing through her mind. As soon as her sensorium +was thus affected, certain nerve-cells from long habit instantly +transmitted an order to all the respiratory muscles, and to those round +the mouth, to prepare for a fit of crying. But the order was +countermanded by the will, or rather by a later acquired habit, and all +the muscles were obedient, excepting in a slight degree the +_depressores anguli oris_. The mouth was not even opened; the +respiration was not hurried; and no muscle was affected except those +which draw down the corners of the mouth. + +As soon as the mouth of this lady began, involuntarily and +unconsciously on her part, to assume the proper form for a crying-fit, +we may feel almost sure that some nerve-influence would have been +transmitted through the long accustomed channels to the various +respiratory muscles, as well as to those round the eyes, and to the +vaso-motor centre which governs the supply of blood sent to the +lacrymal glands. Of this latter fact we have indeed clear evidence in +her eyes becoming slightly suffused with tears; and we can understand +this, as the lacrymal glands are less under the control of the will +than the facial muscles. No doubt there existed at the same time some +tendency in the muscles round the eyes at contract, as if for the sake +of protecting them from being gorged with blood, but this contraction +was completely overmastered, and her brow remained unruffled. Had the +pyramidal, corrugator, and orbicular muscles been as little obedient to +the will, as they are in many persons, they would have been slightly +acted on; and then the central fasciae of the frontal muscle would have +contracted in antagonism, and her eyebrows would have become oblique, +with rectangular furrows on her forehead. Her countenance would then +have expressed still more plainly than it did a state of dejection, or +rather one of grief. + +Through steps such as these we can understand how it is, that as soon +as some melancholy thought passes through the brain, there occurs a +just perceptible drawing down of the corners of the mouth, or a slight +raising up of the inner ends of the eyebrows, or both movements +combined, and immediately afterwards a slight suffusion of tears. A +thrill of nerve-force is transmitted along several habitual channels, +and produces an effect on any point where the will has not acquired +through long habit much power of interference. The above actions may be +considered as rudimental vestiges of the screaming-fits, which are so +frequent and prolonged during infancy. In this case, as well as in many +others, the links are indeed wonderful which connect cause and effect +in giving rise to various expressions on the human countenance; and +they explain to us the meaning of certain movements, which we +involuntarily and unconsciously perform, whenever certain transitory +emotions pass through our minds. + + + + +CHAPTER VIII. JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. + +Laughter primarily the expression of joy—Ludicrous ideas—Movements of +the features during laughter—Nature of the sound produced—The secretion +of tears during loud laughter—Gradation from loud laughter to gentle +smiling—High spirits—The expression of love—Tender feelings—Devotion. + +Joy, when intense, leads to various purposeless movements—to dancing +about, clapping the hands, stamping, &c., and to loud laughter. +Laughter seems primarily to be the expression of mere joy or happiness. +We clearly see this in children at play, who are almost incessantly +laughing. With young persons past childhood, when they are in high +spirits, there is always much meaningless laughter. The laughter of the +gods is described by Homer as “the exuberance of their celestial joy +after their daily banquet.” A man smiles—and smiling, as we shall see, +graduates into laughter—at meeting an old friend in the street, as he +does at any trifling pleasure, such as smelling a sweet perfume.[801] +Laura Bridgman, from her blindness and deafness, could not have +acquired any expression through imitation, yet when a letter from a +beloved friend was communicated to her by gesture-language, she +“laughed and clapped her hands, and the colour mounted to her cheeks.” +On other occasions she has been seen to stamp for joy.[802] + +Idiots and imbecile persons likewise afford good evidence that laughter +or smiling primarily expresses mere happiness or joy. Dr. Crichton +Browne, to whom, as on so many other occasions, I am indebted for the +results of his wide experience, informs me that with idiots laughter is +the most prevalent and frequent of all the emotional expressions. Many +idiots are morose, passionate, restless, in a painful state of mind, or +utterly stolid, and these never laugh. Others frequently laugh in a +quite senseless manner. Thus an idiot boy, incapable of speech, +complained to Dr. Browne, by the aid of signs, that another boy in the +asylum had given him a black eye; and this was accompanied by +“explosions of laughter and with his face covered with the broadest +smiles.” There is another large class of idiots who are persistently +joyous and benign, and who are constantly laughing or smiling.[803] +Their countenances often exhibit a stereotyped smile; their joyousness +is increased, and they grin, chuckle, or giggle, whenever food is +placed before them, or when they are caressed, are shown bright +colours, or hear music. Some of them laugh more than usual when they +walk about, or attempt any muscular exertion. The joyousness of most of +these idiots cannot possibly be associated, as Dr. Browne remarks, with +any distinct ideas: they simply feel pleasure, and express it by +laughter or smiles. With imbeciles rather higher in the scale, personal +vanity seems to be the commonest cause of laughter, and next to this, +pleasure arising from the approbation of their conduct. + +With grown-up persons laughter is excited by causes considerably +different from those which suffice during childhood; but this remark +hardly applies to smiling. Laughter in this respect is analogous with +weeping, which with adults is almost confined to mental distress, +whilst with children it is excited by bodily pain or any suffering, as +well as by fear or rage. Many curious discussions have been written on +the causes of laughter with grown-up persons. The subject is extremely +complex. Something incongruous or unaccountable, exciting surprise and +some sense of superiority in the laugher, who must be in a happy frame +of mind, seems to be the commonest cause.[804] The circumstances must +not be of a momentous nature: no poor man would laugh or smile on +suddenly hearing that a large fortune had been bequeathed to him. If +the mind is strongly excited by pleasurable feelings, and any little +unexpected event or thought occurs, then, as Mr. Herbert Spencer +remarks,[805] “a large amount of nervous energy, instead of being +allowed to expend itself in producing an equivalent amount of the new +thoughts and emotion which were nascent, is suddenly checked in its +flow.”... “The excess must discharge itself in some other direction, +and there results an efflux through the motor nerves to various classes +of the muscles, producing the half-convulsive actions we term +laughter.” An observation, bearing on this point, was made by a +correspondent during the recent siege of Paris, namely, that the German +soldiers, after strong excitement from exposure to extreme danger, were +particularly apt to burst out into loud laughter at the smallest joke. +So again when young children are just beginning to cry, an unexpected +event will sometimes suddenly turn their crying into laughter, which +apparently serves equally well to expend their superfluous nervous +energy. + +The imagination is sometimes said to be tickled by a ludicrous idea; +and this so-called tickling of the mind is curiously analogous with +that of the body. Every one knows how immoderately children laugh, and +how their whole bodies are convulsed when they are tickled. The +anthropoid apes, as we have seen, likewise utter a reiterated sound, +corresponding with our laughter, when they are tickled, especially +under the armpits. I touched with a bit of paper the sole of the foot +of one of my infants, when only seven days old, and it was suddenly +jerked away and the toes curled about, as in an older child. Such +movements, as well as laughter from being tickled, are manifestly +reflex actions; and this is likewise shown by the minute unstriped +muscles, which serve to erect the separate hairs on the body, +contracting near a tickled surface.[806] Yet laughter from a ludicrous +idea, though involuntary, cannot be called a strictly reflex action. In +this case, and in that of laughter from being tickled, the mind must be +in a pleasurable condition; a young child, if tickled by a strange man, +would scream from fear. The touch must be light, and an idea or event, +to be ludicrous, must not be of grave import. The parts of the body +which are most easily tickled are those which are not commonly touched, +such as the armpits or between the toes, or parts such as the soles of +the feet, which are habitually touched by a broad surface; but the +surface on which we sit offers a marked exception to this rule. +According to Gratiolet,[807] certain nerves are much more sensitive to +tickling than others. From the fact that a child can hardly tickle +itself, or in a much less degree than when tickled by another person, +it seems that the precise point to be touched must not be known; so +with the mind, something unexpected—a novel or incongruous idea which +breaks through an habitual train of thought—appears to be a strong +element in the ludicrous. + +The sound of laughter is produced by a deep inspiration followed by +short, interrupted, spasmodic contractions of the chest, and especially +of the diaphragm.[808] Hence we hear of “laughter holding both his +sides.” From the shaking of the body, the head nods to and fro. The +lower jaw often quivers up and down, as is likewise the case with some +species of baboons, when they are much pleased. + + + +Moderate Laughter and Smiling. Plate III + +During laughter the mouth is opened more or less widely, with the +corners drawn much backwards, as well as a little upwards; and the +upper lip is somewhat raised. The drawing back of the corners is best +seen in moderate laughter, and especially in a broad smile—the latter +epithet showing how the mouth is widened. In the accompanying figs. +1-3, Plate III., different degrees of moderate laughter and smiling +have been photographed. The figure of the little girl, with the hat is +by Dr. Wallich, and the expression was a genuine one; the other two are +by Mr. Rejlander. Dr. Duchenne repeatedly insists[809] that, under the +emotion of joy, the mouth is acted on exclusively by the great +zygomatic muscles, which serve to draw the corners backwards and +upwards; but judging from the manner in which the upper teeth are +always exposed during laughter and broad smiling, as well as from my +own sensations, I cannot doubt that some of the muscles running to the +upper lip are likewise brought into moderate action. The upper and +lower orbicular muscles of the eyes are at the same time more or less +contracted; and there is an intimate connection, as explained in the +chapter on weeping, between the orbiculars, especially the lower ones +and some of the muscles running to the upper lip. Henle remarks[810] on +this head, that when a man closely shuts one eye he cannot avoid +retracting the upper lip on the same side; conversely, if any one will +place his finger on his lower eyelid, and then uncover his upper +incisors as much as possible, he will feel, as his upper lip is drawn +strongly upwards, that the muscles of the lower eyelid contract. In +Henle’s drawing, given in woodcut, fig. 2, the _musculus malaris_ (H) +which runs to the upper lip may be seen to form an almost integral part +of the lower orbicular muscle. + +Dr. Duchenne has given a large photograph of an old man (reduced on +Plate III. fig 4), in his usual passive condition, and another of the +same man (fig. 5), naturally smiling. The latter was instantly +recognized by every one to whom it was shown as true to nature. He has +also given, as an example of an unnatural or false smile, another +photograph (fig. 6) of the same old man, with the corners of his mouth +strongly retracted by the galvanization of the great zygomatic muscles. +That the expression is not natural is clear, for I showed this +photograph to twenty-four persons, of whom three could not in the least +tell what was meant, whilst the others, though they perceived that the +expression was of the nature of a smile, answered in such words as “a +wicked joke,” “trying to laugh,” “grinning laughter.... half-amazed +laughter,” &c. Dr. Duchenne attributes the falseness of the expression +altogether to the orbicular muscles of the lower eyelids not being +sufficiently contracted; for he justly lays great stress on their +contraction in the expression of joy. No doubt there is much truth in +this view, but not, as it appears to me, the whole truth. The +contraction of the lower orbiculars is always accompanied, as we have +seen, by the drawing up of the upper lip. Had the upper lip, in fig. 6, +been thus acted on to a slight extent, its curvature would have been +less rigid, the naso-labial farrow would have been slightly different, +and the whole expression would, as I believe, have been more natural, +independently of the more conspicuous effect from the stronger +contraction of the lower eyelids. The corrugator muscle, moreover, in +fig. 6, is too much contracted, causing a frown; and this muscle never +acts under the influence of joy except during strongly pronounced or +violent laughter. + +By the drawing backwards and upwards of the corners of the mouth, +through the contraction of the great zygomatic muscles, and by the +raising of the upper lip, the cheeks are drawn upwards. Wrinkles are +thus formed under the eyes, and, with old people, at their outer ends; +and these are highly characteristic of laughter or smiling. As a gentle +smile increases into a strong one, or into a laugh, every one may feel +and see, if he will attend to his own sensations and look at himself in +a mirror, that as the upper lip is drawn up and the lower orbiculars +contract, the wrinkles in the lower eyelids and those beneath the eyes +are much strengthened or increased. At the same time, as I have +repeatedly observed, the eyebrows are slightly lowered, which shows +that the upper as well as the lower orbiculars contract at least to +some degree, though this passes unperecived, as far as our sensations +are concerned. If the original photograph of the old man, with his +countenance in its usual placid state (fig. 4), be compared with that +(fig. 5) in which he is naturally smiling, it may be seen that the +eyebrows in the latter are a little lowered. I presume that this is +owing to the upper orbiculars being impelled, through the force of +long-associated habit, to act to a certain extent in concert with the +lower orbiculars, which themselves contract in connection with the +drawing up of the upper lip. + +The tendency in the zygomatic muscles to contract under pleasurable +emotions is shown by a curious fact, communicated to me by Dr. Browne, +with respect to patients suffering from GENERAL PARALYSIS OF THE +INSANE.[811] “In this malady there is almost invariably +optimism—delusions as to wealth, rank, grandeur—insane joyousness, +benevolence, and profusion, while its very earliest physical symptom is +trembling at the corners of the mouth and at the outer corners of the +eyes. This is a well-recognized fact. Constant tremulous agitation of +the inferior palpebral and great zygomatic muscles is pathognomic of +the earlier stages of general paralysis. The countenance has a pleased +and benevolent expression. As the disease advances other muscles become +involved, but until complete fatuity is reached, the prevailing +expression is that of feeble benevolence.” + +As in laughing and broadly smiling the cheeks and upper lip are much +raised, the nose appears to be shortened, and the skin on the bridge +becomes finely wrinkled in transverse lines, with other oblique +longitudinal lines on the sides. The upper front teeth are commonly +exposed. A well-marked naso-labial fold is formed, which runs from the +wing of each nostril to the corner of the mouth; and this fold is often +double in old persons. + +A bright and sparkling eye is as characteristic of a pleased or amused +state of mind, as is the retraction of the corners of the mouth and +upper lip with the wrinkles thus produced. Even the eyes of +microcephalous idiots, who are so degraded that they never learn to +speak, brighten slightly when they are pleased.[812] Under extreme +laughter the eyes are too much suffused with tears to sparkle; but the +moisture squeezed out of the glands during moderate laughter or smiling +may aid in giving them lustre; though this must be of altogether +subordinate importance, as they become dull from grief, though they are +then often moist. Their brightness seems to be chiefly due to their +tenseness,[813] owing to the contraction of the orbicular muscles and +to the pressure of the raised cheeks. But, according to Dr. Piderit, +who has discussed this point more fully than any other writer,[814] the +tenseness may be largely attributed to the eyeballs becoming filled +with blood and other fluids, from the acceleration of the circulation, +consequent on the excitement of pleasure. He remarks on the contrast in +the appearance of the eyes of a hectic patient with a rapid +circulation, and of a man suffering from cholera with almost all the +fluids of his body drained from him. Any cause which lowers the +circulation deadens the eye. I remember seeing a man utterly prostrated +by prolonged and severe exertion during a very hot day, and a bystander +compared his eyes to those of a boiled codfish. + +To return to the sounds produced during laughter. We can see in a vague +manner how the utterance of sounds of some kind would naturally become +associated with a pleasurable state of mind; for throughout a large +part of the animal kingdom vocal or instrumental sounds are employed +either as a call or as a charm by one sex for the other. They are also +employed as the means for a joyful meeting between the parents and +their offspring, and between the attached members of the same social +community. But why the sounds which man utters when he is pleased have +the peculiar reiterated character of laughter we do not know. +Nevertheless we can see that they would naturally be as different as +possible from the screams or cries of distress; and as in the +production of the latter, the expirations are prolonged and continuous, +with the inspirations short and interrupted, so it might perhaps have +been expected with the sounds uttered from joy, that the expirations +would have been short and broken with the inspirations prolonged; and +this is the case. + +It is an equally obscure point why the corners of the mouth are +retracted and the upper lip raised during ordinary laughter. The mouth +must not be opened to its utmost extent, for when this occurs during a +paroxysm of excessive laughter hardly any sound is emitted; or it +changes its tone and seems to come from deep down in the throat. The +respiratory muscles, and even those of the limbs, are at the same time +thrown into rapid vibratory movements. The lower jaw often partakes of +this movement, and this would tend to prevent the mouth from being +widely opened. But as a full volume of sound has to be poured forth, +the orifice of the mouth must be large; and it is perhaps to gain this +end that the corners are retracted and the upper lip raised. Although +we can hardly account for the shape of the mouth during laughter, which +leads to wrinkles being formed beneath the eyes, nor for the peculiar +reiterated sound of laughter, nor for the quivering of the jaws, +nevertheless we may infer that all these effects are due to some common +cause. For they are all characteristic and expressive of a pleased +state of mind in various kinds of monkeys. + +A graduated series can be followed from violent to moderate laughter, +to a broad smile, to a gentle smile, and to the expression of mere +cheerfulness. During excessive laughter the whole body is often thrown +backward and shakes, or is almost convulsed; the respiration is much +disturbed; the head and face become gorged with blood, with the veins +distended; and the orbicular muscles are spasmodically contracted in +order to protect the eyes. Tears are freely shed. Hence, as formerly +remarked, it is scarcely possible to point out any difference between +the tear-stained face of a person after a paroxysm of excessive +laughter and after a bitter crying-fit.[815] It is probably due to the +close similarity of the spasmodic movements caused by these widely +different emotions that hysteric patients alternately cry and laugh +with violence, and that young children sometimes pass suddenly from the +one to the other state. Mr. Swinhoe informs me that he has often seen +the Chinese, when suffering from deep grief, burst out into hysterical +fits of laughter. + +I was anxious to know whether tears are freely shed during excessive +laughter by most of the races of men, and I hear from my correspondents +that this is the case. One instance was observed with the Hindoos, and +they themselves said that it often occurred. So it is with the Chinese. +The women of a wild tribe of Malays in the Malacca peninsula, sometimes +shed tears when they laugh heartily, though this seldom occurs. With +the Dyaks of Borneo it must frequently be the case, at least with the +women, for I hear from the Rajah C. Brooke that it is a common +expression with them to say “we nearly made tears from laughter.” The +aborigines of Australia express their emotions freely, and they are +described by my correspondents as jumping about and clapping their +hands for joy, and as often roaring with laughter. No less than four +observers have seen their eyes freely watering on such occasions; and +in one instance the tears rolled down their cheeks. Mr. Bulmer, a +missionary in a remote part of Victoria, remarks, “that they have a +keen sense of the ridiculous; they are excellent mimics, and when one +of them is able to imitate the peculiarities of some absent member of +the tribe, it is very common to hear all in the camp convulsed with +laughter.” With Europeans hardly anything excites laughter so easily as +mimicry; and it is rather curious to find the same fact with the +savages of Australia, who constitute one of the most distinct races in +the world. + +In Southern Africa with two tribes of Kafirs, especially with the +women, their eyes often fill with tears during laughter. Gaika, the +brother of the chief Sandilli, answers my query on this head, with the +words, “Yes, that is their common practice.” Sir Andrew Smith has seen +the painted face of a Hottentot woman all furrowed with tears after a +fit of laughter. In Northern Africa, with the Abyssinians, tears are +secreted under the same circumstances. Lastly, in North America, the +same fact has been observed in a remarkably savage and isolated tribe, +but chiefly with the women; in another tribe it was observed only on a +single occasion. + +Excessive laughter, as before remarked, graduates into moderate +laughter. In this latter case the muscles round the eyes are much less +contracted, and there is little or no frowning. Between a gentle laugh +and a broad smile there is hardly any difference, excepting that in +smiling no reiterated sound is uttered, though a single rather strong +expiration, or slight noise—a rudiment of a laugh—may often be heard at +the commencement of a smile. On a moderately smiling countenance the +contraction of the upper orbicular muscles can still just be traced by +a slight lowering of the eyebrows. The contraction of the lower +orbicular and palpebral muscles is much plainer, and is shown by the +wrinkling of the lower eyelids and of the skin beneath them, together +with a slight drawing up of the upper lip. From the broadest smile we +pass by the finest steps into the gentlest one. In this latter case the +features are moved in a much less degree, and much more slowly, and the +mouth is kept closed. The curvature of the naso-labial furrow is also +slightly different in the two cases. We thus see that no abrupt line of +demarcation can be drawn between the movement of the features during +the most violent laughter and a very faint smile.[816] + +A smile, therefore, may be said to be the first stage in the +development of a laugh. But a different and more probable view may be +suggested; namely, that the habit of uttering load reiterated sounds +from a sense of pleasure, first led to the retraction of the corners of +the mouth and of the upper lip, and to the contraction of the orbicular +muscles; and that now, through association and long-continued habit, +the same muscles are brought into slight play whenever any cause +excites in us a feeling which, if stronger, would have led to laughter; +and the result is a smile. + +Whether we look at laughter as the full development of a smile, or, as +is more probable, at a gentle smile as the last trace of a habit, +firmly fixed during many generations, of laughing whenever we are +joyful, we can follow in our infants the gradual passage of the one +into the other. It is well known to those who have the charge of young +infants, that it is difficult to feel sure when certain movements about +their mouths are really expressive; that is, when they really smile. +Hence I carefully watched my own infants. One of them at the age of +forty-five days, and being at the time in a happy frame of mind, +smiled; that is, the corners of the mouth were retracted, and +simultaneously the eyes became decidedly bright. I observed the same +thing on the following day; but on the third day the child was not +quite well and there was no trace of a smile, and this renders it +probable that the previous smiles were real. Eight days subsequently +and during the next succeeding week, it was remarkable how his eyes +brightened whenever he smiled, and his nose became at the same time +transversely wrinkled. This was now accompanied by a little bleating +noise, which perhaps represented a laugh. At the age of 113 days these +little noises, which were always made during expiration, assumed a +slightly different character, and were more broken or interrupted, as +in sobbing; and this was certainly incipient laughter. The change in +tone seemed to me at the time to be connected with the greater lateral +extension of the mouth as the smiles became broader. + +In a second infant the first real smile was observed at about the same +age, viz. forty-five days; and in a third, at a somewhat earlier age. +The second infant, when sixty-five days old, smiled much more broadly +and plainly than did the one first mentioned at the same age; and even +at this early age uttered noises very like laughter. In this gradual +acquirement, by infants, of the habit of laughing, we have a case in +some degree analogous to that of weeping. As practice is requisite with +the ordinary movements of the body, such as walking, so it seems to be +with laughing and weeping. The art of screaming, on the other hand, +from being of service to infants, has become finely developed from the +earliest days. + +_High spirits, cheerfulness_.—A man in high spirits, though he may not +actually smile, commonly exhibits some tendency to the retraction of +the corners of his mouth. From the excitement of pleasure, the +circulation becomes more rapid; the eyes are bright, and the colour of +the face rises. The brain, being stimulated by the increased flow of +blood, reacts on the mental powers; lively ideas pass still more +rapidly through the mind, and the affections are warmed. I heard a +child, a little under four years old, when asked what was meant by +being in good spirits, answer, “It is laughing, talking, and kissing.” +It would be difficult to give a truer and more practical definition. A +man in this state holds his body erect, his head upright, and his eyes +open. There is no drooping of the features, and no contraction of the +eyebrows. On the contrary, the frontal muscle, as Moreau observes,[817] +tends to contract slightly; and this smooths the brow, removes every +trace of a frown, arches the eyebrows a little, and raises the eyelids. +Hence the Latin phrase, _exporrigere frontem_—to unwrinkle the +brow—means, to be cheerful or merry. The whole expression of a man in +good spirits is exactly the opposite of that of one suffering from +sorrow. According to Sir C. Bell, “In all the exhilarating emotions the +eyebrows, eyelids, the nostrils, and the angles of the mouth are +raised. In the depressing passions it is the reverse.” Under the +influence of the latter the brow is heavy, the eyelids, cheeks, mouth, +and whole head droop; the eyes are dull; the countenance pallid, and +the respiration slow. In joy the face expands, in grief it lengthens. +Whether the principle of antithesis has here come into play in +producing these opposite expressions, in aid of the direct causes which +have been specified and which are sufficiently plain, I will not +pretend to say. + +With all the races of man the expression of good spirit appears to be +the same, and is easily recognized. My informants, from various parts +of the Old and New Worlds, answer in the affirmative to my queries on +this head, and they give some particulars with respect to Hindoos, +Malays, and New Zealanders. The brightness of the eyes of the +Australians has struck four observers, and the same fact has been +noticed with Hindoos, New Zealanders, and the Dyaks of Borneo. + +Savages sometimes express their satisfaction not only by smiling, but +by gestures derived from the pleasure of eating. Thus Mr. Wedgwood[818] +quotes Petherick that the negroes on the Upper Nile began a general +rubbing of their bellies when he displayed his beads; and Leichhardt +says that the Australians smacked and clacked their mouths at the sight +of his horses and bullocks, and more especially of his kangaroo dogs. +The Greenlanders, “when they affirm anything with pleasure, suck down +air with a certain sound;”[819] and this may be an imitation of the act +of swallowing savoury food. + +Laughter is suppressed by the firm contraction of the orbicular muscles +of the mouth, which prevents the great zygomatic and other muscles from +drawing the lips backwards and upwards. The lower lip is also sometimes +held by the teeth, and this gives a roguish expression to the face, as +was observed with the blind and deaf Laura Bridgman.[820] The great +zygomatic muscle is sometimes variable in its course, and I have seen a +young woman in whom the _depressores anguli oris_ were brought into +strong action in suppressing a smile; but this by no means gave to her +countenance a melancholy expression, owing to the brightness of her +eyes. + +Laughter is frequently employed in a forced manner to conceal or mask +some other state of mind, even anger. We often see persons laughing in +order to conceal their shame or shyness. When a person purses up his +mouth, as if to prevent the possibility of a smile, though there is +nothing to excite one, or nothing to prevent its free indulgence, an +affected, solemn, or pedantic expression is given; but of such hybrid +expressions nothing more need here be said. In the case of derision, a +real or pretended smile or laugh is often blended with the expression +proper to contempt, and this may pass into angry contempt or scorn. In +such cases the meaning of the laugh or smile is to show the offending +person that he excites only amusement. + +_Love, tender feelings, &c_.—Although the emotion of love, for instance +that of a mother for her infant, is one of the strongest of which the +mind is capable, it can hardly be said to have any proper or peculiar +means of expression; and this is intelligible, as it has not habitually +led to any special line of action. No doubt, as affection is a +pleasurable sensation, it generally causes a gentle smile and some +brightening of the eyes. A strong desire to touch the beloved person is +commonly felt; and love is expressed by this means more plainly than by +any other.[821] Hence we long to clasp in our arms those whom we +tenderly love. We probably owe this desire to inherited habit, in +association with the nursing and tending of our children, and with the +mutual caresses of lovers. + +With the lower animals we see the same principle of pleasure derived +from contact in association with love. Dogs and cats manifestly take +pleasure in rubbing against their masters and mistresses, and in being +rubbed or patted by them. Many kinds of monkeys, as I am assured by the +keepers in the Zoological Gardens, delight in fondling and being +fondled by each other, and by persons to whom they are attached. Mr. +Bartlett has described to me the behaviour of two chimpanzees, rather +older animals than those generally imported into this country, when +they were first brought together. They sat opposite, touching each +other with their much protruded lips; and the one put his hand on the +shoulder of the other. They then mutually folded each other in their +arms. Afterwards they stood up, each with one arm on the shoulder of +the other, lifted up their heads, opened their mouths, and yelled with +delight.[822] + +We Europeans are so accustomed to kissing as a mark of affection, that +it might be thought to be innate in mankind; but this is not the case. +Steele was mistaken when he said “Nature was its author, and it began +with the first courtship.” Jemmy Button, the Fuegian, told me that this +practice was unknown in his land. It is equally unknown with the New +Zealanders, Tahitians, Papuans, Australians, Somals of Africa, and the +Esquimaux. But it is so far innate or natural that it apparently +depends on pleasure from close contact with a beloved person; and it is +replaced in various parts of the world, by the rubbing of noses, as +with the New Zealanders and Laplanders, by the rubbing or patting of +the arms, breasts, or stomachs, or by one man striking his own face +with the hands or feet of another. Perhaps the practice of blowing, as +a mark of affection, on various parts of the body may depend on the +same principle.[823] + +The feelings which are called tender are difficult to analyse; they +seem to be compounded of affection, joy, and especially of sympathy. +These feelings are in themselves of a pleasurable nature, excepting +when pity is too deep, or horror is aroused, as in hearing of a +tortured man or animal. They are remarkable under our present point of +view from so readily exciting the secretion of tears. Many a father and +son have wept on meeting after a long separation, especially if the +meeting has been unexpected. No doubt extreme joy by itself tends to +act on the lacrymal glands; but on such occasions as the foregoing +vague thoughts of the grief which would have been felt had the father +and son never met, will probably have passed through their minds; and +grief naturally leads to the secretion of tears. Thus on the return of +Ulysses:— + +“Telemachus Rose, and clung weeping round his father’s breast. +There the pent grief rained o’er them, yearning thus. +* * * * * * +Thus piteously they wailed in sore unrest, +And on their weepings had gone down the day, +But that at last Telemachus found words to say.” +_Worsley’s Translation of the Odyssey_, Book xvi. st. 27. + + +So again when Penelope at last recognized her husband:— + +“Then from her eyelids the quick tears did start +And she ran to him from her place, and threw +Her arms about his neck, and a warm dew +Of kisses poured upon him, and thus spake:” +—Book xxiii. st. 27. + + +The vivid recollection of our former home, or of long-past happy days, +readily causes the eyes to be suffused with tears; but here, again, the +thought naturally occurs that these days will never return. In such +cases we may be said to sympathize with ourselves in our present, in +comparison with our former, state. Sympathy with the distresses of +others, even with the imaginary distresses of a heroine in a pathetic +story, for whom we feel no affection, readily excites tears. So does +sympathy with the happiness of others, as with that of a lover, at last +successful after many hard trials in a well-told tale. + +Sympathy appears to constitute a separate or distinct emotion; and it +is especially apt to excite the lacrymal glands. This holds good +whether we give or receive sympathy. Every one must have noticed how +readily children burst out crying if we pity them for some small hurt. +With the melancholic insane, as Dr. Crichton Browne informs me, a kind +word will often plunge them into unrestrained weeping. As soon as we +express our pity for the grief of a friend, tears often come into our +own eyes. The feeling of sympathy is commonly explained by assuming +that, when we see or hear of suffering in another, the idea of +suffering is called up so vividly in our own minds that we ourselves +suffer. But this explanation is hardly sufficient, for it does not +account for the intimate alliance between sympathy and affection. We +undoubtedly sympathize far more deeply with a beloved than with an +indifferent person; and the sympathy of the one gives us far more +relief than that of the other. Yet assuredly we can sympathize with +those for whom we feel no affection. + +Why suffering, when actually experienced by ourselves, excites weeping, +has been discussed in a former chapter. With respect to joy, its +natural and universal expression is laughter; and with all the races of +man loud laughter leads to the secretion of tears more freely than does +any other cause excepting distress. The suffusion of the eyes with +tears, which undoubtedly occurs under great joy, though there is no +laughter, can, as it seems to me, be explained through habit and +association on the same principles as the effusion of tears from grief, +although there is no screaming. Nevertheless it is not a little +remarkable that sympathy with the distresses of others should excite +tears more freely than our own distress; and this certainly is the +case. Many a man, from whose eyes no suffering of his own could wring a +tear, has shed tears at the sufferings of a beloved friend. It is still +more remarkable that sympathy with the happiness or good fortune of +those whom we tenderly love should lead to the same result, whilst a +similar happiness felt by ourselves would leave our eyes dry. We +should, however, bear in mind that the long-continued habit of +restraint which is so powerful in checking the free flow of tears from +bodily pain, has not been brought into play in preventing a moderate +effusion of tears in sympathy with the sufferings or happiness of +others. + +Music has a wonderful power, as I have elsewhere attempted to +show,[824] of recalling in a vague and indefinite manner, those strong +emotions which were felt during long-past ages, when, as is probable, +our early progenitors courted each other by the aid of vocal tones. And +as several of our strongest emotions—grief, great joy, love, and +sympathy—lead to the free secretion of tears, it is not surprising that +music should be apt to cause our eyes to become suffused with tears, +especially when we are already softened by any of the tenderer +feelings. Music often produces another peculiar effect. We know that +every strong sensation, emotion, or excitement—extreme pain, rage, +terror, joy, or the passion of love—all have a special tendency to +cause the muscles to tremble; and the thrill or slight shiver which +runs down the backbone and limbs of many persons when they are +powerfully affected by music, seems to bear the same relation to the +above trembling of the body, as a slight suffusion of tears from the +power of music does to weeping from any strong and real emotion. + +_Devotion_.—As devotion is, in some degree, related to affection, +though mainly consisting of reverence, often combined with fear, the +expression of this state of mind may here be briefly noticed. With some +sects, both past and present, religion and love have been strangely +combined; and it has even been maintained, lamentable as the fact may +be, that the holy kiss of love differs but little from that which a man +bestows on a woman, or a woman on a man.[825] Devotion is chiefly +expressed by the face being directed towards the heavens, with the +eyeballs upturned. Sir C. Bell remarks that, at the approach of sleep, +or of a fainting-fit, or of death, the pupils are drawn upwards and +inwards; and he believes that “when we are wrapt in devotional +feelings, and outward impressions are unheeded, the eyes are raised by +an action neither taught nor acquired.” and that this is due to the +same cause as in the above cases.[826] That the eyes are upturned +during sleep is, as I hear from Professor Donders, certain. With +babies, whilst sucking their mother’s breast, this movement of the +eyeballs often gives to them an absurd appearance of ecstatic delight; +and here it may be clearly perceived that a struggle is going on +against the position naturally assumed during sleep. But Sir C. Bell’s +explanation of the fact, which rests on the assumption that certain +muscles are more under the control of the will than others is, as I +hear from Professor Donders, incorrect. As the eyes are often turned up +in prayer, without the mind being so much absorbed in thought as to +approach to the unconsciousness of sleep, the movement is probably a +conventional one—the result of the common belief that Heaven, the +source of Divine power to which we pray, is seated above us. + +A humble kneeling posture, with the hands upturned and palms joined, +appears to us, from long habit, a gesture so appropriate to devotion, +that it might be thought to be innate; but I have not met with any +evidence to this effect with the various extra-European races of +mankind. During the classical period of Roman history it does not +appear, as I hear from an excellent classic, that the hands were thus +joined during prayer. Mr. Rensleigh Wedgwood has apparently given[827] +the true explanation, though this implies that the attitude is one of +slavish subjection. “When the suppliant kneels and holds up his hands +with the palms joined, he represents a captive who proves the +completeness of his submission by offering up his hands to be bound by +the victor. It is the pictorial representation of the Latin _dare +manus_, to signify submission.” Hence it is not probable that either +the uplifting of the eyes or the joining of the open hands, under the +influence of devotional feelings, are innate or truly expressive +actions; and this could hardly have been expected, for it is very +doubtful whether feelings, such as we should now rank as devotional, +affected the hearts of men, whilst they remained during past ages in an +uncivilized condition. + + + + +CHAPTER IX. REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. + +The act of frowning—Reflection with an effort, or with the perception +of something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy Sulkiness and +pouting—Decision or determination—The firm closure of the mouth. + +The corrugators, by their contraction, lower the eyebrows and bring +them together, producing vertical furrows on the forehead—that is, a +frown. Sir C. Bell, who erroneously thought that the corrugator was +peculiar to man, ranks it as “the most remarkable muscle of the human +face. It knits the eyebrows with an energetic effort, which +unaccountably, but irresistibly, conveys the idea of mind.” Or, as he +elsewhere says, “when the eyebrows are knit, energy of mind is +apparent, and there is the mingling of thought and emotion with the +savage and brutal rage of the mere animal.”[901] There is much truth in +these remarks, but hardly the whole truth. Dr. Duchenne has called the +corrugator the muscle of reflection;[902] but this name, without some +limitation, cannot be considered as quite correct. + +A man may be absorbed in the deepest thought, and his brow will remain +smooth until he encounters some obstacle in his train of reasoning, or +is interrupted by some disturbance, and then a frown passes like a +shadow over his brow. A half-starved man may think intently how to +obtain food, but he probably will not frown unless he encounters either +in thought or action some difficulty, or finds the food when obtained +nauseous. I have noticed that almost everyone instantly frowns if he +perceives a strange or bad taste in what he is eating. I asked several +persons, without explaining my object, to listen intently to a very +gentle tapping sound, the nature and source of which they all perfectly +knew, and not one frowned; but a man who joined us, and who could not +conceive what we were all doing in profound silence, when asked to +listen, frowned much, though not in an ill-temper, and said he could +not in the least understand what we all wanted. Dr. Piderit[903] who +has published remarks to the same effect, adds that stammerers +generally frown in speaking, and that a man in doing even so trifling a +thing as pulling on a boot, frowns if he finds it too tight. Some +persons are such habitual frowners, that the mere effort of speaking +almost always causes their brows to contract. + +Men of all races frown when they are in any way perplexed in thought, +as I infer from the answers which I have received to my queries; but I +framed them badly, confounding absorbed meditation with perplexed +reflection. Nevertheless, it is clear that the Australians, Malays, +Hindoos, and Kafirs of South Africa frown, when they are puzzled. +Dobritzhoffer remarks that the Guaranies of South America on like +occasions knit their brows.[904] + +From these considerations, we may conclude that frowning is not the +expression of simple reflection, however profound, or of attention, +however close, but of something difficult or displeasing encountered in +a train of thought or in action. Deep reflection can, however, seldom +be long carried on without some difficulty, so that it will generally +be accompanied by a frown. Hence it is that frowning commonly gives to +the countenance, as Sir C. Bell remarks, an aspect of intellectual +energy. But in order that this effect may be produced, the eyes must be +clear and steady, or they may be cast downwards, as often occurs in +deep thought. The countenance must not be otherwise disturbed, as in +the case of an ill-tempered or peevish man, or of one who shows the +effects of prolonged suffering, with dulled eyes and drooping jaw, or +who perceives a bad taste in his food, or who finds it difficult to +perform some trifling act, such as threading a needle. In these cases a +frown may often be seen, but it will be accompanied by some other +expression, which will entirely prevent the countenance having an +appearance of intellectual energy or of profound thought. + +We may now inquire how it is that a frown should express the perception +of something difficult or disagreeable, either in thought or action. In +the same way as naturalists find it advisable to trace the +embryological development of an organ in order fully to understand its +structure, so with the movements of expression it is advisable to +follow as nearly as possible the same plan. The earliest and almost +sole expression seen during the first days of infancy, and then often +exhibited is that displayed during the act of screaming; and screaming +is excited, both at first and for some time afterwards, by every +distressing or displeasing sensation and emotion,—by hunger, pain, +anger, jealousy, fear, &c. At such times the muscles round the eyes are +strongly contracted; and this, as I believe, explains to a large extent +the act of frowning during the remainder of our lives. I repeatedly +observed my own infants, from under the age of one week to that of two +or three months, and found that when a screaming-fit came on gradually, +the first sign was the contraction of the corrugators, which produced a +slight frown, quickly followed by the contraction of the other muscles +round the eyes. When an infant is uncomfortable or unwell, little +frowns—as I record in my notes—may be seen incessantly passing like +shadows over its face; these being generally, but not always, followed +sooner or later by a crying-fit. For instance, I watched for some time +a baby, between seven and eight weeks old, sucking some milk which was +cold, and therefore displeasing to him; and a steady little frown was +maintained all the time. This was never developed into an actual +crying-fit, though occasionally every stage of close approach could be +observed. + +As the habit of contracting the brows has been followed by infants +during innumerable generations, at the commencement of every crying or +screaming fit, it has become firmly associated with the incipient sense +of something distressing or disagreeable. Hence under similar +circumstances it would be apt to be continued during maturity, although +never then developed into a crying-fit. Screaming or weeping begins to +be voluntarily restrained at an early period of life, whereas frowning +is hardly ever restrained at any age. It is perhaps worth notice that +with children much given to weeping, anything which perplexes their +minds, and which would cause most other children merely to frown, +readily makes them weep. So with certain classes of the insane, any +effort of mind, however slight, which with an habitual frowner would +cause a slight frown, leads to their weeping in an unrestrained manner. +It is not more surprising that the habit of contracting the brows at +the first perception of something distressing, although gained during +infancy, should be retained during the rest of our lives, than that +many other associated habits acquired at an early age should be +permanently retained both by man and the lower animals. For instance, +full-grown cats, when feeling warm and comfortable, often retain the +habit of alternately protruding their fore-feet with extended toes, +which habit they practised for a definite purpose whilst sucking their +mothers. + +Another and distinct cause has probably strengthened the habit of +frowning, whenever the mind is intent on any subject and encounters +some difficulty. Vision is the most important of all the senses, and +during primeval times the closest attention must have been incessantly: +directed towards distant objects for the sake of obtaining prey and +avoiding danger. I remember being struck, whilst travelling in parts of +South America, which were dangerous from the presence of Indians, how +incessantly, yet as it appeared unconsciously, the half-wild Gauchos +closely scanned the whole horizon. Now, when any one with no covering +on his head (as must have been aboriginally the case with mankind), +strives to the utmost to distinguish in broad daylight, and especially +if the sky is bright, a distant object, he almost invariably contracts +his brows to prevent the entrance of too much light; the lower eyelids, +cheeks, and upper lip being at the same time raised, so as to lessen +the orifice of the eyes. I have purposely asked several persons, young +and old, to look, under the above circumstances, at distant objects, +making them believe that I only wished to test the power of their +vision; and they all behaved in the manner just described. Some of +them, also, put their open, flat hands over their eyes to keep out the +excess of light. Gratiolet, after making some remarks to nearly the +same effect,[905] says, “Ce sont là des attitudes de vision difficile.” +He concludes that the muscles round the eyes contract partly for the +sake of excluding too much light (which appears to me the more +important end), and partly to prevent all rays striking the retina, +except those which come direct from the object that is scrutinized. Mr. +Bowman, whom I consulted on this point, thinks that the contraction of +the surrounding muscles may, in addition, “partly sustain the +consensual movements of the two eyes, by giving a firmer support while +the globes are brought to binocular vision by their own proper +muscles.” + +As the effort of viewing with care under a bright light a distant +object is both difficult and irksome, and as this effort has been +habitually accompanied, during numberless generations, by the +contraction of the eyebrows, the habit of frowning will thus have been +much strengthened; although it was originally practised during infancy +from a quite independent cause, namely as the first step in the +protection of the eyes during screaming. There is, indeed, much +analogy, as far as the state of the mind is concerned, between intently +scrutinizing a distant object, and following out an obscure train of +thought, or performing some little and troublesome mechanical work. The +belief that the habit of contracting the brows is continued when there +is no need whatever to exclude too much light, receives support from +the cases formerly alluded to, in which the eyebrows or eyelids are +acted on under certain circumstances in a useless manner, from having +been similarly used, under analogous circumstances, for a serviceable +purpose. For instance, we voluntarily close our eyes when we do not +wish to see any object, and we are apt to close them, when we reject a +proposition, as if we could not or would not see it; or when we think +about something horrible. We raise our eyebrows when we wish to see +quickly all round us, and we often do the same, when we earnestly +desire to remember something; acting as if we endeavoured to see it. + +_Abstraction. Meditation_.—When a person is lost in thought with his +mind absent, or, as it is sometimes said, “when he is in a brown +study,” he does not frown, but his eyes appear vacant. The lower +eyelids are generally raised and wrinkled, in the same manner as when a +short-sighted person tries to distinguish a distant object; and the +upper orbicular muscles are at the same time slightly contracted. The +wrinkling of the lower eyelids under these circumstances has been +observed with some savages, as by Mr. Dyson Lacy with the Australians +of Queensland, and several times by Mr. Geach with the Malays of the +interior of Malacca. What the meaning or cause of this action may be, +cannot at present be explained; but here we have another instance of +movement round the eyes in relation to the state of the mind. + +The vacant expression of the eyes is very peculiar, and at once shows +when a man is completely lost in thought. Professor Donders has, with +his usual kindness, investigated this subject for me. He has observed +others in this condition, and has been himself observed by Professor +Engelmann. The eyes are not then fixed on any object, and therefore +not, as I had imagined, on some distant object. The lines of vision of +the two eyes even often become slightly divergent; the divergence, if +the head be held vertically, with the plane of vision horizontal, +amounting to an angle of 2° as a maximum. This was ascertained by +observing the crossed double image of a distant object. When the head +droops forward, as often occurs with a man absorbed in thought, owing +to the general relaxation of his muscles, if the plane of vision be +still horizontal, the eyes are necessarily a little turned upwards, and +then the divergence is as much as 3°, or 3° 5’: if the eyes are turned +still more upwards, it amounts to between 6° and 7°. Professor Donders +attributes this divergence to the almost complete relaxation of certain +muscles of the eyes, which would be apt to follow from the mind being +wholly absorbed.[906] The active condition of the muscles of the eyes +is that of convergence; and Professor Donders remarks, as bearing on +their divergence during a period of complete abstraction, that when one +eye becomes blind, it almost always, after a short lapse of time, +deviates outwards; for its muscles are no longer used in moving the +eyeball inwards for the sake of binocular vision. + +Perplexed reflection is often accompanied by certain movements or +gestures. At such times we commonly raise our hands to our foreheads, +mouths, or chins; but we do not act thus, as far as I have seen, when +we are quite lost in meditation, and no difficulty is encountered. +Plautus, describing in one of his plays[907] a puzzled man, says, “Now +look, he has pillared his chin upon his hand.” Even so trifling and +apparently unmeaning a gesture as the raising of the hand to the face +has been observed with some savages. Mr. J. Mansel Weale has seen it +with the Kafirs of South Africa; and the native chief Gaika adds, that +men then “sometimes pull their beards.” Mr. Washington Matthews, who +attended to some of the wildest tribes of Indians in the western +regions of the United States, remarks that he has seen them when +concentrating their thoughts, bring their “hands, usually the thumb and +index finger, in contact with some part of the face, commonly the upper +lip.” We can understand why the forehead should be pressed or rubbed, +as deep thought tries the brain; but why the hand should be raised to +the mouth or face is far from clear. + +_Ill-temper_.—We have seen that frowning is the natural expression of +some difficulty encountered, or of something disagreeable experienced +either in thought or action, and he whose mind is often and readily +affected in this way, will be apt to be ill-tempered, or slightly +angry, or peevish, and will commonly show it by frowning. But a cross +expression, due to a frown, may be counteracted, if the mouth appears +sweet, from being habitually drawn into a smile, and the eyes are +bright and cheerful. So it will be if the eye is clear and steady, and +there is the appearance of earnest reflection. Frowning, with some +depression of the corners of the mouth, which is a sign of grief, gives +an air of peevishness. If a child (see Plate IV., fig. 2)[908] frowns +much whilst crying, but does not strongly contract in the usual manner +the orbicular muscles, a well-marked expression of anger or even of +rage, together with misery, is displayed. + + + +Ill-temper. Plate IV + +If the whole frowning brow be drawn much downward by the contraction of +the pyramidal muscles of the nose, which produces transverse wrinkles +or folds across the base of the nose, the expression becomes one of +moroseness. Duchenne believes that the contraction of this muscle, +without any frowning, gives the appearance of extreme and aggressive +hardness.[909] But I much doubt whether this is a true or natural +expression. I have shown Duchenne’s photograph of a young man, with +this muscle strongly contracted by means of galvanism, to eleven +persons, including some artists, and none of them could form an idea +what was intended, except one, a girl, who answered correctly, “surely +reserve.” When I first looked at this photograph, knowing what was +intended, my imagination added, as I believe, what was necessary, +namely, a frowning brow; and consequently the expression appeared to me +true and extremely morose. + +A firmly closed mouth, in addition to a lowered and frowning brow, +gives determination to the expression, or may make it obstinate and +sullen. How it comes that the firm closure of the mouth gives the +appearance of determination will presently be discussed. An expression +of sullen obstinacy has been clearly recognized by my informants, in +the natives of six different regions of Australia. It is well marked, +according to Mr. Scott, with the Hindoos. It has been recognized with +the Malays, Chinese, Kafirs, Abyssinians, and in a conspicuous degree, +according to Dr. Rothrock, with the wild Indians of North America, and +according to Mr. D. Forbes, with the Aymaras of Bolivia. I have also +observed it with the Araucanos of southern Chili. Mr. Dyson Lacy +remarks that the natives of Australia, when in this frame of mind, +sometimes fold their arms across their breasts, an attitude which may +be seen with us. A firm determination, amounting to obstinacy, is, +also, sometimes expressed by both shoulders being kept raised, the +meaning of which gesture will be explained in the following chapter. + +With young children sulkiness is shown by pouting, or, as it is +sometimes called, “making a snout.”[910] When the corners of the mouth +are much depressed, the lower lip is a little everted and protruded; +and this is likewise called a pout. But the pouting here referred to, +consists of the protrusion of both lips into a tubular form, sometimes +to such an extent as to project as far as the end of the nose, if this +be short. Pouting is generally accompanied by frowning, and sometimes +by the utterance of a booing or whooing noise. This expression is +remarkable, as almost the sole one, as far as I know, which is +exhibited much more plainly during childhood, at least with Europeans, +than during maturity. There is, however, some tendency to the +protrusion of the lips with the adults of all races under the influence +of great rage. Some children pout when they are shy, and they can then +hardly be called sulky. + +From inquiries which I have made in several large families, pouting +does not seem very common with European children; but it prevails +throughout the world, and must be both common and strongly marked with +most savage races, as it has caught the attention of many observers. It +has been noticed in eight different districts of Australia; and one of +my informants remarks how greatly the lips of the children are then +protruded. Two observers have seen pouting with the children of +Hindoos; three, with those of the Kafirs and Fingoes of South Africa, +and with the Hottentots; and two, with the children of the wild Indians +of North America. Pouting has also been observed with the Chinese, +Abyssinians, Malays of Malacca, Dyaks of Borneo, and often with the New +Zealanders. Mr. Mansel Weale informs me that he has seen the lips much +protruded, not only with the children of the Kafirs, but with the +adults of both sexes when sulky; and Mr. Stack has sometimes observed +the same thing with the men, and very frequently with the women of New +Zealand. A trace of the same expression may occasionally be detected +even with adult Europeans. + +We thus see that the protrusion of the lips, especially with young +children, is characteristic of sulkiness throughout the greater part of +the world. This movement apparently results from the retention, chiefly +during youth, of a primordial habit, or from an occasional reversion to +it. Young orangs and chimpanzees protrude their lips to an +extraordinary degree, as described in a former chapter, when they are +discontented, somewhat angry, or sulky; also when they are surprised, a +little frightened, and even when slightly pleased. Their mouths are +protruded apparently for the sake of making the various noises proper +to these several states of mind; and its shape, as I observed with the +chimpanzee, differed slightly when the cry of pleasure and that of +anger were uttered. As soon as these animals become enraged, the shape +of the month wholly changes, and the teeth are exposed. The adult orang +when wounded is said to emit “a singular cry, consisting at first of +high notes, which at length deepen into a low roar. While giving out +the high notes he thrusts out his lips into a funnel shape, but in +uttering the low notes he holds his mouth wide open.”[911] With the +gorilla, the lower lip is said to be capable of great elongation. If +then our semi-human progenitors protruded their lips when sulky or a +little angered, in the same manner as do the existing anthropoid apes, +it is not an anomalous, though a curious fact, that our children should +exhibit, when similarly affected, a trace of the same expression, +together with some tendency to utter a noise. For it is not at all +unusual for animals to retain, more or less perfectly, during early +youth, and subsequently to lose, characters which were aboriginally +possessed by their adult progenitors, and which are still retained by +distinct species, their near relations. + +Nor is it an anomalous fact that the children of savages should exhibit +a stronger tendency to protrude their lips, when sulky, than the +children of civilized Europeans; for the essence of savagery seems to +consist in the retention of a primordial condition, and this +occasionally holds good even with bodily peculiarities.[912] It may be +objected to this view of the origin of pouting, that the anthropoid +apes likewise protrude their lips when astonished and even when a +little pleased; whilst with us this expression is generally confined to +a sulky frame of mind. But we shall see in a future chapter that with +men of various races surprise does sometimes lead to a slight +protrusion of the lips, though great surprise or astonishment is more +commonly shown by the mouth being widely opened. As when we smile or +laugh we draw back the corners of the mouth, we have lost any tendency +to protrude the lips, when pleased, if indeed our early progenitors +thus expressed pleasure. + +A little gesture made by sulky children may here be noticed, namely, +their “showing a cold shoulder.” This has a different meaning, as, I +believe, from the keeping both shoulders raised. A cross child, sitting +on its parent’s knee, will lift up the near shoulder, then jerk it +away, as if from a caress, and afterwards give a backward push with it, +as if to push away the offender. I have seen a child, standing at some +distance from any one, clearly express its feelings by raising one +shoulder, giving it a little backward movement, and then turning away +its whole body. + +_Decision or determination_.—The firm closure of the mouth tends to +give an expression of determination or decision to the countenance. No +determined man probably ever had an habitually gaping mouth. Hence, +also, a small and weak lower jaw, which seems to indicate that the +mouth is not habitually and firmly closed, is commonly thought to be +characteristic of feebleness of character. A prolonged effort of any +kind, whether of body or mind, implies previous determination; and if +it can be shown that the mouth is generally closed with firmness before +and during a great and continued exertion of the muscular system, then, +through the principle of association, the mouth would almost certainly +be closed as soon as any determined resolution was taken. Now several +observers have noticed that a man, in commencing any violent muscular +effort, invariably first distends his lungs with air, and then +compresses it by the strong contraction of the muscles of the chest; +and to effect this the mouth must be firmly closed. Moreover, as soon +as the man is compelled to draw breath, he still keeps his chest as +much distended as possible. + +Various causes have been assigned for this manner of acting. Sir C. +Bell maintains[913] that the chest is distended with air, and is kept +distended at such times, in order to give a fixed support to the +muscles which are thereto attached. Hence, as he remarks, when two men +are engaged in a deadly contest, a terrible silence prevails, broken +only by hard stifled breathing. There is silence, because to expel the +air in the utterance of any sound would be to relax the support for the +muscles of the arms. If an outcry is heard, supposing the struggle to +take place in the dark, we at once know that one of the two has given +up in despair. + +Gratiolet admits[914] that when a man has to struggle with another to +his utmost, or has to support a great weight, or to keep for a long +time the same forced attitude, it is necessary for him first to make a +deep inspiration, and then to cease breathing; but he thinks that Sir +C. Bell’s explanation is erroneous. He maintains that arrested +respiration retards the circulation of the blood, of which I believe +there is no doubt, and he adduces some curious evidence from the +structure of the lower animals, showing, on the one hand, that a +retarded circulation is necessary for prolonged muscular exertion, and, +on the other hand, that a rapid circulation is necessary for rapid +movements. According to this view, when we commence any great exertion, +we close our mouths and stop breathing, in order to retard the +circulation of the blood. Gratiolet sums up the subject by saying, +“C’est là la vraie théorie de l’effort continu;” but how far this +theory is admitted by other physiologists I do not know. + +Dr. Piderit accounts[915] for the firm closure of the mouth during +strong muscular exertion, on the principle that the influence of the +will spreads to other muscles besides those necessarily brought into +action in making any particular exertion; and it is natural that the +muscles of respiration and of the mouth, from being so habitually used, +should be especially liable to be thus acted on. It appears to me that +there probably is some truth in this view, for we are apt to press the +teeth hard together during violent exertion, and this is not requisite +to prevent expiration, whilst the muscles of the chest are strongly +contracted. + +Lastly, when a man has to perform some delicate and difficult +operation, not requiring the exertion of any strength, he nevertheless +generally closes his mouth and ceases for a time to breathe; but he +acts thus in order that the movements of his chest may not disturb, +those of his arms. A person, for instance, whilst threading a needle, +may be seen to compress his lips and either to stop breathing, or to +breathe as quietly as possible. So it was, as formerly stated, with a +young and sick chimpanzee, whilst it amused itself by killing flies +with its knuckles, as they buzzed about on the window-panes. To perform +an action, however trifling, if difficult, implies some amount of +previous determination. + +There appears nothing improbable in all the above assigned causes +having come into play in different degrees, either conjointly or +separately, on various occasions. The result would be a +well-established habit, now perhaps inherited, of firmly closing the +mouth at the commencement of and during any violent and prolonged +exertion, or any delicate operation. Through the principle of +association there would also be a strong tendency towards this same +habit, as soon as the mind had resolved on any particular action or +line of conduct, even before there was any bodily exertion, or if none +were requisite. The habitual and firm closure of the mouth would thus +come to show decision of character; and decision readily passes into +obstinacy. + + + + +CHAPTER X. HATRED AND ANGER. + +Hatred—Rage, effects of on the system—Uncovering of the teeth—Rage in +the insane—Anger and indignation—As expressed by the various races of +man—Sneering and defiance—The uncovering of the canine tooth on one +side of the face. + +If we have suffered or expect to suffer some wilful injury from a man, +or if he is in any way offensive to us, we dislike him; and dislike +easily rises into hatred. Such feelings, if experienced in a moderate +degree, are not clearly expressed by any movement of the body or +features, excepting perhaps by a certain gravity of behaviour, or by +some ill-temper. Few individuals, however, can long reflect about a +hated person, without feeling and exhibiting signs of indignation or +rage. But if the offending person be quite insignificant, we experience +merely disdain or contempt. If, on the other hand, he is all-powerful, +then hatred passes into terror, as when a slave thinks about a cruel +master, or a savage about a bloodthirsty malignant deity.[1001] Most of +our emotions are so closely connected with their expression, that they +hardly exist if the body remains passive—the nature of the expression +depending in chief part on the nature of the actions which have been +habitually performed under this particular state of the mind. A man, +for instance, may know that his life is in the extremest peril, and may +strongly desire to save if; yet, as Louis XVI. said, when surrounded by +a fierce mob, “Am I afraid? feel my pulse.” So a man may intensely hate +another, but until his bodily frame is affected, he cannot be said to +be enraged. + +_Rage_.—I have already had occasion to treat of this emotion in the +third chapter, when discussing the direct influence of the excited +sensorium on the body, in combination with the effects of habitually +associated actions. Rage exhibits itself in the most diversified +manner. The heart and circulation are always affected; the face reddens +or becomes purple, with the veins on the forehead and neck distended. +The reddening of the skin has been observed with the copper-coloured +Indians of South America,[1002] and even, as it is said, on the white +cicatrices left by old wounds on negroes.[1003] Monkeys also redden +from passion. With one of my own infants, under four months old, I +repeatedly observed that the first symptom of an approaching passion +was the rushing of the blood into his bare scalp. On the other hand, +the action of the heart is sometimes so much impeded by great rage, +that the countenance becomes pallid or livid,[1004] and not a few men +with heart-disease have dropped down dead under this powerful emotion. + +The respiration is likewise affected; the chest heaves, and the dilated +nostrils quiver.[1005] As Tennyson writes, “sharp breaths of anger +puffed her fairy nostrils out.” Hence we have such expressions as +“breathing out vengeance,” and “fuming with anger.”[1006] + +The excited brain gives strength to the muscles, and at the same time +energy to the will. The body is commonly held erect ready for instant +action, but sometimes it is bent forward towards the offending person, +with the limbs more or less rigid. The mouth is generally closed with +firmness, showing fixed determination, and the teeth are clenched or +ground together. Such gestures as the raising of the arms, with the +fists clenched, as if to strike the offender, are common. Few men in a +great passion, and telling some one to begone, can resist acting as if +they intended to strike or push the man violently away. The desire, +indeed, to strike often becomes so intolerably strong, that inanimate +objects are struck or dashed to the ground; but the gestures frequently +become altogether purposeless or frantic. Young children, when in a +violent rage roll on the ground on their backs or bellies, screaming, +kicking, scratching, or biting everything within reach. So it is, as I +hear from Mr. Scott, with Hindoo children; and, as we have seen, with +the young of the anthropomorphous apes. + +But the muscular system is often affected in a wholly different way; +for trembling is a frequent consequence of extreme rage. The paralysed +lips then refuse to obey the will, “and the voice sticks in the +throat;”[1007] or it is rendered loud, harsh, and discordant. If there +be much and rapid speaking, the mouth froths. The hair sometimes +bristles; but I shall return to this subject in another chapter, when I +treat of the mingled emotions of rage and terror. There is in most +cases a strongly-marked frown on the forehead; for this follows from +the sense of anything displeasing or difficult, together with +concentration of mind. But sometimes the brow, instead of being much +contracted and lowered, remains smooth, with the glaring eyes kept +widely open. The eyes are always bright, or may, as Homer expresses it, +glisten with fire. They are sometimes bloodshot, and are said to +protrude from their sockets—the result, no doubt, of the head being +gorged with blood, as shown by the veins being distended. According to +Gratiolet, “the pupils are always contracted in rage,” and I hear from +Dr. Crichton Browne that this is the case in the fierce delirium of +meningitis; but the movements of the iris under the influence of the +different emotions is a very obscure subject.[1008] + +Shakspeare sums up the chief characteristics of rage as follows:— + +“In peace there’s nothing so becomes a man, +As modest stillness and humility; +But when the blast of war blows in our ears, +Then imitate the action of the tiger: +Stiffen the sinews, summon up the blood, +Then lend the eye a terrible aspect; +Now set the teeth, and stretch the nostril wide, +Hold hard the breath, and bend up every spirit +To his full height! On, on, you noblest English.” +_Henry V_., act iii. sc. 1. + + +The lips are sometimes protruded during rage in a manner, the meaning +of which I do not understand, unless it depends on our descent from +some ape-like animal. Instances have been observed, not only with +Europeans, but with the Australians and Hindoos. The lips, however, are +much more commonly retracted, the grinning or clenched teeth being thus +exposed. This has been noticed by almost every one who has written on +expression.[1009] The appearance is as if the teeth were uncovered, +ready for seizing or tearing an enemy, though there may be no intention +of acting in this manner. Mr. Dyson Lacy has seen this grinning +expression with the Australians, when quarrelling, and so has Gaika +with the Kafirs of South America. Dickens,[1010] in speaking of an +atrocious murderer who had just been caught, and was surrounded by a +furious mob, describes “the people as jumping up one behind another, +snarling with their teeth, and making at him like wild beasts.” Every +one who has had much to do with young children must have seen how +naturally they take to biting, when in a passion. It seems as +instinctive in them as in young crocodiles, who snap their little jaws +as soon as they emerge from the egg. + +A grinning expression and the protrusion of the lips appear sometimes +to go together. A close observer says that he has seen many instances +of intense hatred (which can hardly be distinguished from rage, more or +less suppressed) in Orientals, and once in an elderly English woman. In +all these cases there “was a grin, not a scowl—the lips lengthening, +the cheeks settling downwards, the eyes half-closed, whilst the brow +remained perfectly calm.”[1011] + +This retraction of the lips and uncovering of the teeth during +paroxysms of rage, as if to bite the offender, is so remarkable, +considering how seldom the teeth are used by men in fighting, that I +inquired from Dr. J. Crichton Browne whether the habit was common in +the insane whose passions are unbridled. He informs me that he has +repeatedly observed it both with the insane and idiotic, and has given +me the following illustrations:— + +Shortly before receiving my letter, he witnessed an uncontrollable +outbreak of anger and delusive jealousy in an insane lady. At first she +vituperated her husband, and whilst doing so foamed at the mouth. Next +she approached close to him with compressed lips, and a virulent set +frown. Then she drew back her lips, especially the corners of the upper +lip, and showed her teeth, at the same time aiming a vicious blow at +him. A second case is that of an old soldier, who, when he is requested +to conform to the rules of the establishment, gives way to discontent, +terminating in fury. He commonly begins by asking Dr. Browne whether he +is not ashamed to treat him in such a manner. He then swears and +blasphemes, paces tip and down, tosses his arms wildly about, and +menaces any one near him. At last, as his exasperation culminates, he +rushes up towards Dr. Browne with a peculiar sidelong movement, shaking +his doubled fist, and threatening destruction. Then his upper lip may +be seen to be raised, especially at the corners, so that his huge +canine teeth are exhibited. He hisses forth his curses through his set +teeth, and his whole expression assumes the character of extreme +ferocity. A similar description is applicable to another man, excepting +that he generally foams at the mouth and spits, dancing and jumping +about in a strange rapid manner, shrieking out his maledictions in a +shrill falsetto voice. + +Dr. Browne also informs me of the case of an epileptic idiot, incapable +of independent movements, and who spends the whole day in playing with +some toys; but his temper is morose and easily roused into fierceness. +When any one touches his toys, he slowly raises his head from its +habitual downward position, and fixes his eyes on the offender, with a +tardy yet angry scowl. If the annoyance be repeated, he draws back his +thick lips and reveals a prominent row of hideous fangs (large canines +being especially noticeable), and then makes a quick and cruel clutch +with his open hand at the offending person. The rapidity of this +clutch, as Dr. Browne remarks, is marvellous in a being ordinarily so +torpid that he takes about fifteen seconds, when attracted by any +noise, to turn his head from one side to the other. If, when thus +incensed, a handkerchief, book, or other article, be placed into his +hands, he drags it to his mouth and bites it. Mr. Nicol has likewise +described to me two cases of insane patients, whose lips are retracted +during paroxysms of rage. + +Dr. Maudsley, after detailing various strange animal-like traits in +idiots, asks whether these are not due to the reappearance of primitive +instincts—“a faint echo from a far-distant past, testifying to a +kinship which man has almost outgrown.” He adds, that as every human +brain passes, in the course of its development, through the same stages +as those occurring in the lower vertebrate animals, and as the brain of +an idiot is in an arrested condition, we may presume that it “will +manifest its most primitive functions, and no higher functions.” Dr. +Maudsley thinks that the same view may be extended to the brain in its +degenerated condition in some insane patients; and asks, whence come +“the savage snarl, the destructive disposition, the obscene language, +the wild howl, the offensive habits, displayed by some of the insane? +Why should a human being, deprived of his reason, ever become so brutal +in character, as some do, unless he has the brute nature within +him?”[1012] This question must, as it would appear, he answered in the +affirmative. + +_Anger, Indignation_.—These states of the mind differ from rage only in +degree, and there is no marked distinction in their characteristic +signs. Under moderate anger the action of the heart is a little +increased, the colour heightened, and the eyes become bright. The +respiration is likewise a little hurried; and as all the muscles +serving for this function act in association, the wings of the nostrils +are somewhat raised to allow of a free indraught of air; and this is a +highly characteristic sign of indignation. The mouth is commonly +compressed, and there is almost always a frown on the brow. Instead of +the frantic gestures of extreme rage, an indignant man unconsciously +throws himself into an attitude ready for attacking or striking his +enemy, whom he will perhaps scan from head to foot in defiance. He +carries his head erect, with his chest well expanded, and the feet +planted firmly on the ground. He holds his arms in various positions, +with one or both elbows squared, or with the arms rigidly suspended by +his sides. With Europeans the fists are commonly clenched.[1013] The +figures 1 and 2 in Plate VI. are fairly good representations of men +simulating indignation. Any one may see in a mirror, if he will vividly +imagine that he has been insulted and demands an explanation in an +angry tone of voice, that he suddenly and unconsciously throws himself +into some such attitude. + + + +Anger and Indignation. Plate VI + +Rage, anger, and indignation are exhibited in nearly the same manner +throughout the world; and the following descriptions may be worth +giving as evidence of this, and as illustrations of some of the +foregoing remarks. There is, however, an exception with respect to +clenching the fists, which seems confined chiefly to the men who fight +with their fists. With the Australians only one of my informants has +seen the fists clenched. All agree about the body being held erect; and +all, with two exceptions, state that the brows are heavily contracted. +Some of them allude to the firmly-compressed mouth, the distended +nostrils, and flashing eyes. According to the Rev. Mr. Taplin, rage, +with the Australians, is expressed by the lips being protruded, the +eyes being widely open; and in the case of the women by their dancing +about and casting dust into the air. Another observer speaks of the +native men, when enraged, throwing their arms wildly about. + +I have received similar accounts, except as to the clenching of the +fists, in regard to the Malays of the Malacca peninsula, the +Abyssinians, and the natives of South Africa. So it is with the Dakota +Indians of North America; and, according to Mr. Matthews, they then +hold their heads erect, frown, and often stalk away with long strides. +Mr. Bridges states that the Fuegians, when enraged, frequently stamp on +the ground, walk distractedly about, sometimes cry and grow pale. The +Rev. Mr. Stack watched a New Zealand man and woman quarrelling, and +made the following entry in his note-book: “Eyes dilated, body swayed +violently backwards and forwards, head inclined forwards, fists +clenched, now thrown behind the body, now directed towards each other’s +faces.” Mr. Swinhoe says that my description agrees with what he has +seen of the Chinese, excepting that an angry man generally inclines his +body towards his antagonist, and pointing at him, pours forth a volley +of abuse. + +Lastly, with respect to the natives of India, Mr. J. Scott has sent me +a full description of their gestures and expression when enraged. Two +low-caste Bengalees disputed about a loan. At first they were calm, but +soon grew furious and poured forth the grossest abuse on each other’s +relations and progenitors for many generations past. Their gestures +were very different from those of Europeans; for though their chests +were expanded and shoulders squared, their arms remained rigidly +suspended, with the elbows turned inwards and the hands alternately +clenched and opened. Their shoulders were often raised high, and then +again lowered. They looked fiercely at each other from under their +lowered and strongly wrinkled brows, and their protruded lips were +firmly closed. They approached each other, with heads and necks +stretched forwards, and pushed, scratched, and grasped at each other. +This protrusion of the head and body seems a common gesture with the +enraged; and I have noticed it with degraded English women whilst +quarrelling violently in the streets. In such cases it may be presumed +that neither party expects to receive a blow from the other. + +A Bengalee employed in the Botanic Gardens was accused, in the presence +of Mr. Scott, by the native overseer of having stolen a valuable plant. +He listened silently and scornfully to the accusation; his attitude +erect, chest expanded, mouth closed, lips protruding, eyes firmly set +and penetrating. He then defiantly maintained his innocence, with +upraised and clenched hands, his head being now pushed forwards, with +the eyes widely open and eyebrows raised. Mr. Scott also watched two +Mechis, in Sikhim, quarrelling about their share of payment. They soon +got into a furious passion, and then their bodies became less erect, +with their heads pushed forwards; they made grimaces at each other; +their shoulders were raised; their arms rigidly bent inwards at the +elbows, and their hands spasmodically closed, but not properly +clenched. They continually approached and retreated from each other, +and often raised their arms as if to strike, but their hands were open, +and no blow was given. Mr. Scott made similar observations on the +Lepchas whom he often saw quarrelling, and he noticed that they kept +their arms rigid and almost parallel to their bodies, with the hands +pushed somewhat backwards and partially closed, but not clenched. + +_Sneering, Defiance: Uncovering the canine tooth on one side_.—The +expression which I wish here to consider differs but little from that +already described, when the lips are retracted and the grinning teeth +exposed. The difference consists solely in the upper lip being +retracted in such a manner that the canine tooth on one side of the +face alone is shown; the face itself being generally a little upturned +and half averted from the person causing offence. The other signs of +rage are not necessarily present. This expression may occasionally be +observed in a person who sneers at or defies another, though there may +be no real anger; as when any one is playfully accused of some fault, +and answers, “I scorn the imputation.” The expression is not a common +one, but I have seen it exhibited with perfect distinctness by a lady +who was being quizzed by another person. It was described by Parsons as +long ago as 1746, with an engraving, showing the uncovered canine on +one side.[1014] Mr. Rejlander, without my having made any allusion to +the subject, asked me whether I had ever noticed this expression, as he +had been much struck by it. He has photographed for me (Plate IV. fig +1) a lady, who sometimes unintentionally displays the canine on one +side, and who can do so voluntarily with unusual distinctness. + +The expression of a half-playful sneer graduates into one of great +ferocity when, together with a heavily frowning brow and fierce eye, +the canine tooth is exposed. A Bengalee boy was accused before Mr. +Scott of some misdeed. The delinquent did not dare to give vent to his +wrath in words, but it was plainly shown on his countenance, sometimes +by a defiant frown, and sometimes “by a thoroughly canine snarl.” When +this was exhibited, “the corner of the lip over the eye-tooth, which +happened in this case to be large and projecting, was raised on the +side of his accuser, a strong frown being still retained on the brow.” +Sir C. Bell states[1015] that the actor Cooke could express the most +determined hate “when with the oblique cast of his eyes he drew up the +outer part of the upper lip, and discovered a sharp angular tooth.” + +The uncovering of the canine tooth is the result of a double movement. +The angle or corner of the mouth is drawn a little backwards, and at +the same time a muscle which runs parallel to and near the nose draws +up the outer part of the upper lip, and exposes the canine on this side +of the face. The contraction of this muscle makes a distinct furrow on +the cheek, and produces strong wrinkles under the eye, especially at +its inner corner. The action is the same as that of a snarling dog; and +a dog when pretending to fight often draws up the lip on one side +alone, namely that facing his antagonist. Our word _sneer_ is in fact +the same as _snarl_, which was originally _snar_, the _l_ “being merely +an element implying continuance of action.”[1016] + +I suspect that we see a trace of this same expression in what is called +a derisive or sardonic smile. The lips are then kept joined or almost +joined, but one corner of the mouth is retracted on the side towards +the derided person; and this drawing back of the corner is part of a +true sneer. Although some persons smile more on one side of their face +than on the other, it is not easy to understand why in cases of +derision the smile, if a real one, should so commonly be confined to +one side. I have also on these occasions noticed a slight twitching of +the muscle which draws up the outer part of the upper lip; and this +movement, if fully carried out, would have uncovered the canine, and +would have produced a true sneer. + +Mr. Bulmer, an Australian missionary in a remote part of Gipps’ Land, +says, in answer to my query about the uncovering of the canine on one +side, “I find that the natives in snarling at each other speak with the +teeth closed, the upper lip drawn to one side, and a general angry +expression of face; but they look direct at the person addressed.” +Three other observers in Australia, one in Abyssinia, and one in China, +answer my query on this head in the affirmative; but as the expression +is rare, and as they enter into no details, I am afraid of implicitly +trusting them. It is, however, by no means improbable that this +animal-like expression may be more common with savages than with +civilized races. Mr. Geach is an observer who may be fully trusted, and +he has observed it on one occasion in a Malay in the interior of +Malacca. The Rev. S. O. Glenie answers, “We have observed this +expression with the natives of Ceylon, but not often.” Lastly, in North +America, Dr. Rothrock has seen it with some wild Indians, and often in +a tribe adjoining the Atnahs. + +Although the upper lip is certainly sometimes raised on one side alone +in sneering at or defying any one, I do not know that this is always +the case, for the face is commonly half averted, and the expression is +often momentary. The movement being confined to one side may not be an +essential part of the expression, but may depend on the proper muscles +being incapable of movement excepting on one side. I asked four persons +to endeavour to act voluntarily in this manner; two could expose the +canine only on the left side, one only on the right side, and the +fourth on neither side. Nevertheless it is by no means certain that +these same persons, if defying any one in earnest, would not +unconsciously have uncovered their canine tooth on the side, whichever +it might be, towards the offender. For we have seen that some persons +cannot voluntarily make their eyebrows oblique, yet instantly act in +this manner when affected by any real, although most trifling, cause of +distress. The power of voluntarily uncovering the canine on one side of +the face being thus often wholly lost, indicates that it is a rarely +used and almost abortive action. It is indeed a surprising fact that +man should possess the power, or should exhibit any tendency to its +use; for Mr. Sutton has never noticed a snarling action in our nearest +allies, namely, the monkeys in the Zoological Gardens, and he is +positive that the baboons, though furnished with great canines, never +act thus, but uncover all their teeth when feeling savage and ready for +an attack. Whether the adult anthropomorphous apes, in the males of +whom the canines are much larger than in the females, uncover them when +prepared to fight, is not known. + +The expression here considered, whether that of a playful sneer or +ferocious snarl, is one of the most curious which occurs in man. It +reveals his animal descent; for no one, even if rolling on the ground +in a deadly grapple with an enemy, and attempting to bite him, would +try to use his canine teeth more than his other teeth. We may readily +believe from our affinity to the anthropomorphous apes that our male +semi-human progenitors possessed great canine teeth, and men are now +occasionally born having them of unusually large size, with interspaces +in the opposite jaw for their reception.[1017] We may further suspect, +notwithstanding that we have no support from analogy, that our +semi-human progenitors uncovered their canine teeth when prepared for +battle, as we still do when feeling ferocious, or when merely sneering +at or defying some one, without any intention of making a real attack +with our teeth. + + + + +CHAPTER XI. DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION. + +Contempt, scorn and disdain, variously expressed—Derisive +smile—Gestures expressive of contempt—Disgust—Guilt, deceit, pride, +&c.—Helplessness or impotence—Patience—Obstinacy—Shrugging the +shoulders common to most of the races of man—Signs of affirmation and +negation. + +Scorn and disdain can hardly be distinguished from contempt, excepting +that they imply a rather more angry frame of mind. Nor can they be +clearly distinguished from the feelings discussed in the last chapter +under the terms of sneering and defiance. Disgust is a sensation rather +more distinct in its nature and refers to something revolting, +primarily in relation to the sense of taste, as actually perceived or +vividly imagined; and secondarily to anything which causes a similar +feeling, through the sense of smell, touch, and even of eyesight. +Nevertheless, extreme contempt, or as it is often called loathing +contempt, hardly differs from disgust. These several conditions of the +mind are, therefore, nearly related; and each of them may be exhibited +in many different ways. Some writers have insisted chiefly on one mode +of expression, and others on a different mode. From this circumstance +M. Lemoine has argued[1101] that their descriptions are not +trustworthy. But we shall immediately see that it is natural that the +feelings which we have here to consider should be expressed in many +different ways, inasmuch as various habitual actions serve equally +well, through the principle of association, for their expression. + +Scorn and disdain, as well as sneering and defiance, may be displayed +by a slight uncovering of the canine tooth on one side of the face; and +this movement appears to graduate into one closely like a smile. Or the +smile or laugh may be real, although one of derision; and this implies +that the offender is so insignificant that he excites only amusement; +but the amusement is generally a pretence. Gaika in his answers to my +queries remarks, that contempt is commonly shown by his countrymen, the +Kafirs, by smiling; and the Rajah Brooke makes the same observation +with respect to the Dyaks of Borneo. As laughter is primarily the +expression of simple joy, very young children do not, I believe, ever +laugh in derision. + +The partial closure of the eyelids, as Duchenne[1102] insists, or the +turning away of the eyes or of the whole body, are likewise highly +expressive of disdain. These actions seem to declare that the despised +person is not worth looking at or is disagreeable to behold. The +accompanying photograph (Plate V. fig. 1) by Mr. Rejlander, shows this +form of disdain. It represents a young lady, who is supposed to be +tearing up the photograph of a despised lover. + + + +Scorn and Disdain. Plate V + +The most common method of expressing contempt is by movements about the +nose, or round the mouth; but the latter movements, when strongly +pronounced, indicate disgust. The nose may be slightly turned up, which +apparently follows from the turning up of the upper lip; or the +movement may be abbreviated into the mere wrinkling of the nose. The +nose is often slightly contracted, so as partly to close the +passage;[1103] and this is commonly accompanied by a slight snort or +expiration. All these actions are the same with those which we employ +when we perceive an offensive odour, and wish to exclude or expel it. +In extreme cases, as Dr. Piderit remarks,[1104] we protrude and raise +both lips, or the upper lip alone, so as to close the nostrils as by a +valve, the nose being thus turned up. We seem thus to say to the +despised person that he smells offensively,[1105] in nearly the same +manner as we express to him by half-closing our eyelids, or turning +away our faces, that he is not worth looking at. It must not, however, +be supposed that such ideas actually pass through the mind when we +exhibit our contempt; but as whenever we have perceived a disagreeable +odour or seen a disagreeable sight, actions of this kind have been +performed, they have become habitual or fixed, and are now employed +under any analogous state of mind. + +Various odd little gestures likewise indicate contempt; for instance, +_snapping one’s fingers_. This, as Mr. Taylor remarks,[1106] “is not +very intelligible as we generally see it; but when we notice that the +same sign made quite gently, as if rolling some tiny object away +between the finger and thumb, or the sign of flipping it away with the +thumb-nail and forefinger, are usual and well-understood deaf-and-dumb +gestures, denoting anything tiny, insignificant, contemptible, it seems +as though we had exaggerated and conventionalized a perfectly natural +action, so as to lose sight of its original meaning. There is a curious +mention of this gesture by Strabo.” Mr. Washington Matthews informs me +that, with the Dakota Indians of North America, contempt is shown not +only by movements of the face, such as those above described, but +“conventionally, by the hand being closed and held near the breast, +then, as the forearm is suddenly extended, the hand is opened and the +fingers separated from each other. If the person at whose expense the +sign is made is present, the hand is moved towards him, and the head +sometimes averted from him.” This sudden extension and opening of the +hand perhaps indicates the dropping or throwing away a valueless +object. + +The term ‘disgust,’ in its simplest sense, means something offensive to +the taste. It is curious how readily this feeling is excited by +anything unusual in the appearance, odour, or nature of our food. In +Tierra del Fuego a native touched with his finger some cold preserved +meat which I was eating at our bivouac, and plainly showed utter +disgust at its softness; whilst I felt utter disgust at my food being +touched by a naked savage, though his hands did not appear dirty. A +smear of soup on a man’s beard looks disgusting, though there is of +course nothing disgusting in the soup itself. I presume that this +follows from the strong association in our minds between the sight of +food, however circumstanced, and the idea of eating it. + +As the sensation of disgust primarily arises in connection with the act +of eating or tasting, it is natural that its expression should consist +chiefly in movements round the mouth. But as disgust also causes +annoyance, it is generally accompanied by a frown, and often by +gestures as if to push away or to guard oneself against the offensive +object. In the two photographs (figs. 2 and 3, on Plate V.) Mr. +Rejlander has simulated this expression with some success. With respect +to the face, moderate disgust is exhibited in various ways; by the +mouth being widely opened, as if to let an offensive morsel drop out; +by spitting; by blowing out of the protruded lips; or by a sound as of +clearing the throat. Such guttural sounds are written _ach_ or _ugh_; +and their utterance is sometimes accompanied by a shudder, the arms +being pressed close to the sides and the shoulders raised in the same +manner as when horror is experienced.[1107] Extreme disgust is +expressed by movements round the month identical with those preparatory +to the act of vomiting. The mouth is opened widely, with the upper lip +strongly retracted, which wrinkles the sides of the nose, and with the +lower lip protruded and everted as much as possible. This latter +movement requires the contraction of the muscles which draw downwards +the corners of the mouth.[1108] + +It is remarkable how readily and instantly retching or actual vomiting +is induced in some persons by the mere idea of having partaken of any +unusual food, as of an animal which is not commonly eaten; although +there is nothing in such food to cause the stomach to reject it. When +vomiting results, as a reflex action, from some real cause—as from too +rich food, or tainted meat, or from an emetic—it does not ensue +immediately, but generally after a considerable interval of time. +Therefore, to account for retching or vomiting being so quickly and +easily excited by a mere idea, the suspicion arises that our +progenitors must formerly have had the power (like that possessed by +ruminants and some other animals) of voluntarily rejecting food which +disagreed with them, or which they thought would disagree with them; +and now, though this power has been lost, as far as the will is +concerned, it is called into involuntary action, through the force of a +formerly well-established habit, whenever the mind revolts at the idea +of having partaken of any kind of food, or at anything disgusting. This +suspicion receives support from the fact, of which I am assured by Mr. +Sutton, that the monkeys in the Zoological Gardens often vomit whilst +in perfect health, which looks as if the act were voluntary. We can see +that as man is able to communicate by language to his children and +others, the knowledge of the kinds of food to be avoided, he would have +little occasion to use the faculty of voluntary rejection; so that this +power would tend to be lost through disuse. + +As the sense of smell is so intimately connected with that of taste, it +is not surprising that an excessively bad odour should excite retching +or vomiting in some persons, quite as readily as the thought of +revolting food does; and that, as a further consequence, a moderately +offensive odour should cause the various expressive movements of +disgust. The tendency to retch from a fetid odour is immediately +strengthened in a curious manner by some degree of habit, though soon +lost by longer familiarity with the cause of offence and by voluntary +restraint. For instance, I wished to clean the skeleton of a bird, +which had not been sufficiently macerated, and the smell made my +servant and myself (we not having had much experience in such work) +retch so violently, that we were compelled to desist. During the +previous days I had examined some other skeletons, which smelt +slightly; yet the odour did not in the least affect me, but, +subsequently for several days, whenever I handled these same skeletons, +they made me retch. + +From the answers received from my correspondents it appears that the +various movements, which have now been described as expressing contempt +and disgust, prevail throughout a large part of the world. Dr. +Rothrock, for instance, answers with a decided affirmative with respect +to certain wild Indian tribes of North America. Crantz says that when a +Greenlander denies anything with contempt or horror he turns up his +nose, and gives a slight sound through it.[1109] Mr. Scott has sent me +a graphic description of the face of a young Hindoo at the sight of +castor-oil, which he was compelled occasionally to take. Mr. Scott has +also seen the same expression on the faces of high-caste natives who +have approached close to some defiling object. Mr. Bridges says that +the Fuegians “express contempt by shooting out the lips and hissing +through them, and by turning up the nose.” The tendency either to snort +through the nose, or to make a noise expressed by _ugh_ or _ach_, is +noticed by several of my correspondents. + +Spitting seems an almost universal sign of contempt or disgust; and +spitting obviously represents the rejection of anything offensive from +the mouth. Shakspeare makes the Duke of Norfolk say, “I spit at +him—call him a slanderous coward and a villain.” So, again, Falstaff +says, “Tell thee what, Hal,—if I tell thee a lie, spit in my face.” +Leichhardt remarks that the Australians “interrupted their speeches by +spitting, and uttering a noise like pooh! pooh! apparently expressive +of their disgust.” And Captain Burton speaks of certain negroes +“spitting with disgust upon the ground.” Captain Speedy informs me that +this is likewise the case with the Abyssinians. Mr. Geach says that +with the Malays of Malacca the expression of disgust “answers to +spitting from the mouth;” and with the Fuegians, according to Mr. +Bridges “to spit at one is the highest mark of contempt.”[1110] + +I never saw disgust more plainly expressed than on the face of one of +my infants at the age of five months, when, for the first time, some +cold water, and again a month afterwards, when a piece of ripe cherry +was put into his mouth. This was shown by the lips and whole mouth +assuming a shape which allowed the contents to run or fall quickly out; +the tongue being likewise protruded. These movements were accompanied +by a little shudder. It was all the more comical, as I doubt whether +the child felt real disgust—the eyes and forehead expressing much +surprise and consideration. The protrusion of the tongue in letting a +nasty object fall out of the mouth, may explain how it is that lolling +out the tongue universally serves as a sign of contempt and +hatred.[1111] + +We have now seen that scorn, disdain, contempt, and disgust are +expressed in many different ways, by movements of the features, and by +various gestures; and that these are the same throughout the world. +They all consist of actions representing the rejection or exclusion of +some real object which we dislike or abhor, but which does not excite +in us certain other strong emotions, such as rage or terror; and +through the force of habit and association similar actions are +performed, whenever any analogous sensation arises in our minds. + +_Jealousy, Envy, Avarice, Revenge, Suspicion, Deceit, Slyness, Guilt, +Vanity, Conceit, Ambition, Pride, Humility, &c_.—It is doubtful whether +the greater number of the above complex states of mind are revealed by +any fixed expression, sufficiently distinct to be described or +delineated. When Shakspeare speaks of Envy as _lean-faced_, or _black_, +or _pale_, and Jealousy as “_the green-eyed monster_;” and when Spenser +describes Suspicion as “_foul, ill-favoured, and grim_,” they must have +felt this difficulty. Nevertheless, the above feelings—at least many of +them—can be detected by the eye; for instance, conceit; but we are +often guided in a much greater degree than we suppose by our previous +knowledge of the persons or circumstances. + +My correspondents almost unanimously answer in the affirmative to my +query, whether the expression of guilt and deceit can be recognized +amongst the various races of man; and I have confidence in their +answers, as they generally deny that jealousy can thus be recognized. +In the cases in which details are given, the eyes are almost always +referred to. The guilty man is said to avoid looking at his accuser, or +to give him stolen looks. The eyes are said “to be turned askant,” or +“to waver from side to side,” or “the eyelids to be lowered and partly +closed.” This latter remark is made by Mr. Hagenauer with respect to +the Australians, and by Gaika with respect to the Kafirs. The restless +movements of the eyes apparently follow, as will be explained when we +treat of blushing, from the guilty man not enduring to meet the gaze of +his accuser. I may add, that I have observed a guilty expression, +without a shade of fear, in some of my own children at a very early +age. In one instance the expression was unmistakably clear in a child +two years and seven months old, and led to the detection of his little +crime. It was shown, as I record in my notes made at the time, by an +unnatural brightness in the eyes, and by an odd, affected manner, +impossible to describe. + +Slyness is also, I believe, exhibited chiefly by movements about the +eyes; for these are less under the control of the will, owing to the +force of long-continued habit, than are the movements of the body. Mr. +Herbert Spencer remarks,[1112] “When there is a desire to see something +on one side of the visual field without being supposed to see it, the +tendency is to check the conspicuous movement of the head, and to make +the required adjustment entirely with the eyes; which are, therefore, +drawn very much to one side. Hence, when the eyes are turned to one +side, while the face is not turned to the same side, we get the natural +language of what is called slyness.” + +Of all the above-named complex emotions, Pride, perhaps, is the most +plainly expressed. A proud man exhibits his sense of superiority over +others by holding his head and body erect. He is haughty (_haut_), or +high, and makes himself appear as large as possible; so that +metaphorically he is said to be swollen or puffed up with pride. A +peacock or a turkey-cock strutting about with puffed-up feathers, is +sometimes said to be an emblem of pride.[1113] The arrogant man looks +down on others, and with lowered eyelids hardly condescends to see +them; or he may show his contempt by slight movements, such as those +before described, about the nostrils or lips. Hence the muscle which +everts the lower lip has been called the _musculus superbus_. In some +photographs of patients affected by a monomania of pride, sent me by +Dr. Crichton Browne, the head and body were held erect, and the mouth +firmly closed. This latter action, expressive of decision, follows, I +presume, from the proud man feeling perfect self-confidence in himself. +The whole expression of pride stands in direct antithesis to that of +humility; so that nothing need here be said of the latter state of +mind. + +_Helplessness, Impotence: Shrugging the shoulders_.—When a man wishes +to show that he cannot do something, or prevent something being done, +he often raises with a quick movement both shoulders. At the same time, +if the whole gesture is completed, he bends his elbows closely inwards, +raises his open hands, turning them outwards, with the fingers +separated. The head is often thrown a little on one side; the eyebrows +are elevated, and this causes wrinkles across the forehead. The mouth +is generally opened. I may mention, in order to show how unconsciously +the features are thus acted on, that though I had often intentionally +shrugged my shoulders to observe how my arms were placed, I was not at +all aware that my eyebrows were raised and mouth opened, until I looked +at myself in a glass; and since then I have noticed the same movements +in the faces of others. In the accompanying Plate VI., figs. 3 and 4, +Mr. Rejlander has successfully acted the gesture of shrugging the +shoulders. + +Englishmen are much less demonstrative than the men of most other +European nations, and they shrug their shoulders far less frequently +and energetically than Frenchmen or Italians do. The gesture varies in +all degrees from the complex movement, just described, to only a +momentary and scarcely perceptible raising of both shoulders; or, as I +have noticed in a lady sitting in an arm-chair, to the mere turning +slightly outwards of the open hands with separated fingers. I have +never seen very young English children shrug their shoulders, but the +following case was observed with care by a medical professor and +excellent observer, and has been communicated to me by him. The father +of this gentleman was a Parisian, and his mother a Scotch lady. His +wife is of British extraction on both sides, and my informant does not +believe that she ever shrugged her shoulders in her life. His children +have been reared in England, and the nursemaid is a thorough +Englishwoman, who has never been seen to shrug her shoulders. Now, his +eldest daughter was observed to shrug her shoulders at the age of +between sixteen and eighteen months; her mother exclaiming at the time, +“Look at the little French girl shrugging her shoulders!” At first she +often acted thus, sometimes throwing her head a little backwards and on +one side, but she did not, as far as was observed, move her elbows and +hands in the usual manner. The habit gradually wore away, and now, when +she is a little over four years old, she is never seen to act thus. The +father is told that he sometimes shrugs his shoulders, especially when +arguing with any one; but it is extremely improbable that his daughter +should have imitated him at so early an age; for, as he remarks, she +could not possibly have often seen this gesture in him. Moreover, if +the habit had been acquired through imitation, it is not probable that +it would so soon have been spontaneously discontinued by this child, +and, as we shall immediately see, by a second child, though the father +still lived with his family. This little girl, it may be added, +resembles her Parisian grandfather in countenance to an almost absurd +degree. She also presents another and very curious resemblance to him, +namely, by practising a singular trick. When she impatiently wants +something, she holds out her little hand, and rapidly rubs the thumb +against the index and middle finger: now this same trick was frequently +performed under the same circumstances by her grandfather. + +This gentleman’s second daughter also shrugged her shoulders before the +age of eighteen months, and afterwards discontinued the habit. It is of +course possible that she may have imitated her elder sister; but she +continued it after her sister had lost the habit. She at first +resembled her Parisian grandfather in a less degree than did her sister +at the same age, but now in a greater degree. She likewise practises to +the present time the peculiar habit of rubbing together, when +impatient, her thumb and two of her fore-fingers. + +In this latter case we have a good instance, like those given in a +former chapter, of the inheritance of a trick or gesture; for no one, I +presume, will attribute to mere coincidence so peculiar a habit as +this, which was common to the grandfather and his two grandchildren who +had never seen him. + +Considering all the circumstances with reference to these children +shrugging their shoulders, it can hardly be doubted that they have +inherited the habit from their French progenitors, although they have +only one quarter French blood in their veins, and although their +grandfather did not often shrug his shoulders. There is nothing very +unusual, though the fact is interesting, in these children having +gained by inheritance a habit during early youth, and then +discontinuing it; for it is of frequent occurrence with many kinds of +animals that certain characters are retained for a period by the young, +and are then lost. + +As it appeared to me at one time improbable in a high degree that so +complex a gesture as shrugging the shoulders, together with the +accompanying movements, should be innate, I was anxious to ascertain +whether the blind and deaf Laura Bridgman, who could not have learnt +the habit by imitation, practised it. And I have heard, through Dr. +Innes, from a lady who has lately had charge of her, that she does +shrug her shoulders, turn in her elbows, and raise her eyebrows in the +same manner as other people, and under the same circumstances. I was +also anxious to learn whether this gesture was practised by the various +races of man, especially by those who never have had much intercourse +with Europeans. We shall see that they act in this manner; but it +appears that the gesture is sometimes confined to merely raising or +shrugging the shoulders, without the other movements. + +Mr. Scott has frequently seen this gesture in the Bengalees and +Dhangars (the latter constituting a distinct race) who are employed in +the Botanic Garden at Calcutta; when, for instance, they have declared +that they could not do some work, such as lifting a heavy weight. He +ordered a Bengalee to climb a lofty tree; but the man, with a shrug of +his shoulders and a lateral shake of his head, said he could not. Mr. +Scott knowing that the man was lazy, thought he could, and insisted on +his trying. His face now became pale, his arms dropped to his sides, +his mouth and eyes were widely opened, and again surveying the tree, he +looked askant at Mr. Scott, shrugged his shoulders, inverted his +elbows, extended his open hands, and with a few quick lateral shakes of +the head declared his inability. Mr. H. Erskine has likewise seen the +natives of India shrugging their shoulders; but he has never seen the +elbows turned so much inwards as with us; and whilst shrugging their +shoulders they sometimes lay their uncrossed hands on their breasts. + +With the wild Malays of the interior of Malacca, and with the Bugis +(true Malays, though speaking a different language), Mr. Geach has +often seen this gesture. I presume that it is complete, as, in answer +to my query descriptive of the movements of the shoulders, arms, hands, +and face, Mr. Geach remarks, “it is performed in a beautiful style.” I +have lost an extract from a scientific voyage, in which shrugging the +shoulders by some natives (Micronesians) of the Caroline Archipelago in +the Pacific Ocean, was well described. Capt. Speedy informs me that the +Abyssinians shrug their shoulders but enters into no details. Mrs. Asa +Gray saw an Arab dragoman in Alexandria acting exactly as described in +my query, when an old gentleman, on whom he attended, would not go in +the proper direction which had been pointed out to him. + +Mr. Washington Matthews says, in reference to the wild Indian tribes of +the western parts of the United States, “I have on a few occasions +detected men using a slight apologetic shrug, but the rest of the +demonstration which you describe I have not witnessed.” Fritz Müller +informs me that he has seen the negroes in Brazil shrugging their +shoulders; but it is of course possible that they may have learnt to do +so by imitating the Portuguese. Mrs. Barber has never seen this gesture +with the Kafirs of South Africa; and Gaika, judging from his answer, +did not even understand what was meant by my description. Mr. Swinhoe +is also doubtful about the Chinese; but he has seen them, under the +circumstances which would make us shrug our shoulders, press their +right elbow against their side, raise their eyebrows, lift up their +hand with the palm directed towards the person addressed, and shake it +from right to left. Lastly, with respect to the Australians, four of my +informants answer by a simple negative, and one by a simple +affirmative. Mr. Bunnett, who has had excellent opportunities for +observation on the borders of the Colony of Victory, also answers by a +“yes,” adding that the gesture is performed “in a more subdued and less +demonstrative manner than is the case with civilized nations.” This +circumstance may account for its not having been noticed by four of my +informants. + +These statements, relating to Europeans, Hindoos, the hill-tribes of +India, Malays, Micronesians, Abyssinians, Arabs, Negroes, Indians of +North America, and apparently to the Australians—many of these natives +having had scarcely any intercourse with Europeans—are sufficient to +show that shrugging the shoulders, accompanied in some cases by the +other proper movements, is a gesture natural to mankind. + +This gesture implies an unintentional or unavoidable action on our own +part, or one that we cannot perform; or an action performed by another +person which we cannot prevent. It accompanies such speeches as, “It +was not my fault;” “It is impossible for me to grant this favour;” “He +must follow his own course, I cannot stop him.” Shrugging the shoulders +likewise expresses patience, or the absence of any intention to resist. +Hence the muscles which raise the shoulders are sometimes called, as I +have been informed by an artist, the patience muscles. Shylock the Jew, +says, + +“Signor Antonio, many a time and oft +In the Rialto have you rated me +About my monies and usances; +Still have I borne it with a patient shrug.” +_Merchant of Venice_, act i. sc. 3. + + +Sir C. Bell has given[1114] a life-like figure of a man, who is +shrinking back from some terrible danger, and is on the point of +screaming out in abject terror. He is represented with his shoulders +lifted up almost to his ears; and this at once declares that there is +no thought of resistance. + +As shrugging the shoulders generally implies “I cannot do this or +that,” so by a slight change, it sometimes implies “I won’t do it.” The +movement then expresses a dogged determination not to act. Olmsted +describes[1115] an Indian in Texas as giving a great shrug to his +shoulders, when he was informed that a party of men were Germans and +not Americans, thus expressing that he would have nothing to do with +them. Sulky and obstinate children may be seen with both their +shoulders raised high up; but this movement is not associated with the +others which generally accompany a true shrug. An excellent +observer[1116] in describing a young man who was determined not to +yield to his father’s desire, says, “He thrust his hands deep down into +his pockets, and set up his shoulders to his ears, which was a good +warning that, come right or wrong, this rock should fly from its firm +base as soon as Jack would; and that any remonstrance on the subject +was purely futile.” As soon as the son got his own way, he “put his +shoulders into their natural position.” + +Resignation is sometimes shown by the open hands being placed, one over +the other, on the lower part of the body. I should not have thought +this little gesture worth even a passing notice, had not Dr. W. Ogle +remarked to me that he had two or three times observed it in patients +who were preparing for operations under chloroform. They exhibited no +great fear, but seemed to declare by this posture of their hands, that +they had made up their minds, and were resigned to the inevitable. + +We may now inquire why men in all parts of the world when they +feel,—whether or not they wish to show this feeling,—that they cannot +or will not do something, or will not resist something if done by +another, shrug their shoulders, at the same time often bending in their +elbows, showing the palms of their hands with extended fingers, often +throwing their heads a little on one side, raising their eyebrows, and +opening their mouths. These states of the mind are either simply +passive, or show a determination not to act. None of the above +movements are of the least service. The explanation lies, I cannot +doubt, in the principle of unconscious antithesis. This principle here +seems to come into play as clearly as in the case of a dog, who, when +feeling savage, puts himself in the proper attitude for attacking and +for making himself appear terrible to his enemy; but as soon as he +feels affectionate, throws his whole body into a directly opposite +attitude, though this is of no direct use to him. + +Let it be observed how an indignant man, who resents, and will not +submit to some injury, holds his head erect, squares his shoulders, and +expands his chest. He often clenches his fists, and puts one or both +arms in the proper position for attack or defence, with the muscles of +his limbs rigid. He frowns,—that is, he contracts and lowers his +brows,—and, being determined, closes his mouth. The actions and +attitude of a helpless man are, in every one of these respects, exactly +the reverse. In Plate VI. we may imagine one of the figures on the left +side to have just said, “What do you mean by insulting me?” and one of +the figures on the right side to answer, “I really could not help it.” +The helpless man unconsciously contracts the muscles of his forehead +which are antagonistic to those that cause a frown, and thus raises his +eyebrows; at the same time he relaxes the muscles about the mouth, so +that the lower jaw drops. The antithesis is complete in every detail, +not only in the movements of the features, but in the position of the +limbs and in the attitude of the whole body, as may be seen in the +accompanying plate. As the helpless or apologetic man often wishes to +show his state of mind, he then acts in a conspicuous or demonstrative +manner. + +In accordance with the fact that squaring the elbows and clenching the +fists are gestures by no means universal with the men of all races, +when they feel indignant and are prepared to attack their enemy, so it +appears that a helpless or apologetic frame of mind is expressed in +many parts of the world by merely shrugging the shoulders, without +turning inwards the elbows and opening the hands. The man or child who +is obstinate, or one who is resigned to some great misfortune, has in +neither case any idea of resistance by active means; and he expresses +this state of mind, by simply keeping his shoulders raised; or he may +possibly fold his arms across his breast. + +_Signs of affirmation or approval, and of negation or disapproval: +nodding and shaking the head_.—I was curious to ascertain how far the +common signs used by us in affirmation and negation were general +throughout the world. These signs are indeed to a certain extent +expressive of our feelings, as we give a vertical nod of approval with +a smile to our children, when we approve of their conduct; and shake +our heads laterally with a frown, when we disapprove. With infants, the +first act of denial consists in refusing food; and I repeatedly noticed +with my own infants, that they did so by withdrawing their heads +laterally from the breast, or from anything offered them in a spoon. In +accepting food and taking it into their mouths, they incline their +heads forwards. Since making these observations I have been informed +that the same idea had occurred to Charma.[1117] It deserves notice +that in accepting or taking food, there is only a single movement +forward, and a single nod implies an affirmation. On the other hand, in +refusing food, especially if it be pressed on them, children frequently +move their heads several times from side to side, as we do in shaking +our heads in negation. Moreover, in the case of refusal, the head is +not rarely thrown backwards, or the mouth is closed, so that these +movements might likewise come to serve as signs of negation. Mr. +Wedgwood remarks on this subject,[1118] that “when the voice is exerted +with closed teeth or lips, it produces the sound of the letter _n_ or +_m_. Hence we may account for the use of the particle _ne_ to signify +negation, and possibly also of the Greek mh in the same sense.” + +That these signs are innate or instinctive, at least with Anglo-Saxons, +is rendered highly probable by the blind and deaf Laura Bridgman +“constantly accompanying her _yes_ with the common affirmative nod, and +her _no_ with our negative shake of the head.” Had not Mr. Lieber +stated to the contrary,[1119] I should have imagined that these +gestures might have been acquired or learnt by her, considering her +wonderful sense of touch and appreciation of the movements of others. +With microcephalous idiots, who are so degraded that they never learn +to speak, one of them is described by Vogt,[1120] as answering, when +asked whether he wished for more food or drink, by inclining or shaking +his head. Schmalz, in his remarkable dissertation on the education of +the deaf and dumb, as well as of children raised only one degree above +idiotcy, assumes that they can always both make and understand the +common signs of affirmation and negation.[1121] + +Nevertheless if we look to the various races of man, these signs are +not so universally employed as I should have expected; yet they seem +too general to be ranked as altogether conventional or artificial. My +informants assert that both signs are used by the Malays, by the +natives of Ceylon, the Chinese, the negroes of the Guinea coast, and, +according to Gaika, by the Kafirs of South Africa, though with these +latter people Mrs. Barber has never seen a lateral shake used as a +negative. With respect to the Australians, seven observers agree that a +nod is given in affirmation; five agree about a lateral shake in +negation, accompanied or not by some word; but Mr. Dyson Lacy has never +seen this latter sign in Queensland, and Mr. Bulmer says that in Gipps’ +Land a negative is expressed by throwing the head a little backwards +and putting out the tongue. At the northern extremity of the continent, +near Torres Straits, the natives when uttering a negative “don’t shake +the head with it, but holding up the right hand, shake it by turning it +half round and back again two or three times.”[1122] The throwing back +of the head with a cluck of the tongue is said to be used as a negative +by the modern Greeks and Turks, the latter people expressing _yes_ by a +movement like that made by us when we shake our heads.[1123] The +Abyssinians, as I am informed by Captain Speedy, express a negative by +jerking the head to the right shoulder, together with a slight cluck, +the mouth being closed; an affirmation is expressed by the head being +thrown backwards and the eyebrows raised for an instant. The Tagals of +Luzon, in the Philippine Archipelago, as I hear from Dr. Adolf Meyer, +when they say “yes,” also throw the head backwards. According to the +Rajah Brooke, the Dyaks of Borneo express an affirmation by raising the +eyebrows, and a negation by slightly contracting them, together with a +peculiar look from the eyes. With the Arabs on the Nile, Professor and +Mrs. Asa Gray concluded that nodding in affirmation was rare, whilst +shaking the head in negation was never used, and was not even +understood by them. With the Esquimaux[1124] a nod means _yes_ and a +wink _no_. The New Zealanders “elevate the head and chin in place of +nodding acquiescence.”[1125] + +With the Hindoos Mr. H. Erskine concludes from inquiries made from +experienced Europeans, and from native gentlemen, that the signs of +affirmation and negation vary—a nod and a lateral shake being sometimes +used as we do; but a negative is more commonly expressed by the head +being thrown suddenly backwards and a little to one side, with a cluck +of the tongue. What the meaning may be of this cluck of the tongue, +which has been observed with various people, I cannot imagine. A native +gentleman stated that affirmation is frequently shown by the head being +thrown to the left. I asked Mr. Scott to attend particularly to this +point, and, after repeated observations, he believes that a vertical +nod is not commonly used by the natives in affirmation, but that the +head is first thrown backwards either to the left or right, and then +jerked obliquely forwards only once. This movement would perhaps have +been described by a less careful observer as a lateral shake. He also +states that in negation the head is usually held nearly upright, and +shaken several times. + +Mr. Bridges informs me that the Fuegians nod their heads vertically in +affirmation, and shake them laterally in denial. With the wild Indians +of North America, according to Mr. Washington Matthews, nodding and +shaking the head have been learnt from Europeans, and are not naturally +employed. They express affirmation by describing with the hand (all the +fingers except the index being flexed) a curve downwards and outwards +from the body, whilst negation is expressed by moving the open hand +outwards, with the palm facing inwards. Other observers state that the +sign of affirmation with these Indians is the forefinger being raised, +and then lowered and pointed to the ground, or the hand is waved +straight forward from the face; and that the sign of negation is the +finger or whole hand shaken from side to side.[1126] This latter +movement probably represents in all cases the lateral shaking of the +head. The Italians are said in like manner to move the lifted finger +from right to left in negation, as indeed we English sometimes do. + +On the whole we find considerable diversity in the signs of affirmation +and negation in the different races of man. With respect to negation, +if we admit that the shaking of the finger or hand from side to side is +symbolic of the lateral movement of the head; and if we admit that the +sudden backward movement of the head represents one of the actions +often practised by young children in refusing food, then there is much +uniformity throughout the world in the signs of negation, and we can +see how they originated. The most marked exceptions are presented by +the Arabs, Esquimaux, some Australian tribes, and Dyaks. With the +latter a frown is the sign of negation, and with us frowning often +accompanies a lateral shake of the head. + +With respect to nodding in affirmation, the exceptions are rather more +numerous, namely with some of the Hindoos, with the Turks, Abyssinians, +Dyaks, Tagals, and New Zealanders. The eyebrows are sometimes raised in +affirmation, and as a person in bending his head forwards and downwards +naturally looks up to the person whom he addresses, he will be apt to +raise his eyebrows, and this sign may thus have arisen as an +abbreviation. So again with the New Zealanders, the lifting up the chin +and head in affirmation may perhaps represent in an abbreviated form +the upward movement of the head after it has been nodded forwards and +downwards. + + + + +CHAPTER XII. SURPRISE—ASTONISHMENT—FEAR—HORROR. + +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying +surprise—Admiration—Fear—Terror—Erection of the hair—Contraction of the +platysma muscle—Dilatation of the pupils—Horror—Conclusion. + +Attention, if sudden and close, graduates into surprise; and this into +astonishment; and this into stupefied amazement. The latter frame of +mind is closely akin to terror. Attention is shown by the eyebrows +being slightly raised; and as this state increases into surprise, they +are raised to a much greater extent, with the eyes and mouth widely +open. The raising of the eyebrows is necessary in order that the eyes +should be opened quickly and widely; and this movement produces +transverse wrinkles across the forehead. The degree to which the eyes +and mouth are opened corresponds with the degree of surprise felt; but +these movements must be coordinated; for a widely opened mouth with +eyebrows only slightly raised results in a meaningless grimace, as Dr. +Duchenne has shown in one of his photographs.[1201] On the other hand, +a person may often be seen to pretend surprise by merely raising his +eyebrows. + +Dr. Duchenne has given a photograph of an old man with his eyebrows +well elevated and arched by the galvanization of the frontal muscle; +and with his mouth voluntarily opened. This figure expresses surprise +with much truth. I showed it to twenty-four persons without a word of +explanation, and one alone did not at all understand what was intended. +A second person answered terror, which is not far wrong; some of the +others, however, added to the words surprise or astonishment, the +epithets horrified, woful, painful, or disgusted. + +The eyes and mouth being widely open is an expression universally +recognized as one of surprise or astonishment. Thus Shakespeare says, +“I saw a smith stand with open mouth swallowing a tailor’s news.” +(‘King John,’ act iv. scene ii.) And again, “They seemed almost, with +staring on one another, to tear the cases of their eyes; there was +speech in the dumbness, language in their very gesture; they looked as +they had heard of a world destroyed.” (‘Winter’s Tale,’ act v. scene +ii.) + +My informants answer with remarkable uniformity to the same effect, +with respect to the various races of man; the above movements of the +features being often accompanied by certain gestures and sounds, +presently to be described. Twelve observers in different parts of +Australia agree on this head. Mr. Winwood Reade has observed this +expression with the negroes on the Guinea coast. The chief Gaika and +others answer _yes_ to my query with respect to the Kafirs of South +Africa; and so do others emphatically with reference to the +Abyssinians, Ceylonese, Chinese, Fuegians, various tribes of North +America, and New Zealanders. With the latter, Mr. Stack states that the +expression is more plainly shown by certain individuals than by others, +though all endeavour as much as possible to conceal their feelings. The +Dyaks of Borneo are said by the Rajah Brooke to open their eyes widely, +when astonished, often swinging their heads to and fro, and beating +their breasts. Mr. Scott informs me that the workmen in the Botanic +Gardens at Calcutta are strictly ordered not to smoke; but they often +disobey this order, and when suddenly surprised in the act, they first +open their eyes and mouths widely. They then often slightly shrug their +shoulders, as they perceive that discovery is inevitable, or frown and +stamp on the ground from vexation. Soon they recover from their +surprise, and abject fear is exhibited by the relaxation of all their +muscles; their heads seem to sink between their shoulders; their fallen +eyes wander to and fro; and they supplicate forgiveness. + +The well-known Australian explorer, Mr. Stuart, has given[1202] a +striking account of stupefied amazement together with terror in a +native who had never before seen a man on horseback. Mr. Stuart +approached unseen and called to him from a little distance. “He turned +round and saw me. What he imagined I was I do not know; but a finer +picture of fear and astonishment I never saw. He stood incapable of +moving a limb, riveted to the spot, mouth open and eyes staring.... He +remained motionless until our black got within a few yards of him, when +suddenly throwing down his waddies, he jumped into a mulga bush as high +as he could get.” He could not speak, and answered not a word to the +inquiries made by the black, but, trembling from head to foot, “waved +with his hand for us to be off.” + +That the eyebrows are raised by an innate or instinctive impulse may be +inferred from the fact that Laura Bridgman invariably acts thus when +astonished, as I have been assured by the lady who has lately had +charge of her. As surprise is excited by something unexpected or +unknown, we naturally desire, when startled, to perceive the cause as +quickly as possible; and we consequently open our eyes fully, so that +the field of vision may be increased, and the eyeballs moved easily in +any direction. But this hardly accounts for the eyebrows being so +greatly raised as is the case, and for the wild staring of the open +eyes. The explanation lies, I believe, in the impossibility of opening +the eyes with great rapidity by merely raising the upper lids. To +effect this the eyebrows must be lifted energetically. Any one who will +try to open his eyes as quickly as possible before a mirror will find +that he acts thus; and the energetic lifting up of the eyebrows opens +the eyes so widely that they stare, the white being exposed all round +the iris. Moreover, the elevation of the eyebrows is an advantage in +looking upwards; for as long as they are lowered they impede our vision +in this direction. Sir C. Bell gives[1203] a curious little proof of +the part which the eyebrows play in opening the eyelids. In a stupidly +drunken man all the muscles are relaxed, and the eyelids consequently +droop, in the same manner as when we are falling asleep. To counteract +this tendency the drunkard raises his eyebrows; and this gives to him a +puzzled, foolish look, as is well represented in one of Hogarth’s +drawings. The habit of raising the eyebrows having once been gained in +order to see as quickly as possible all around us, the movement would +follow from the force of association whenever astonishment was felt +from any cause, even from a sudden sound or an idea. + +With adult persons, when the eyebrows are raised, the whole forehead +becomes much wrinkled in transverse lines; but with children this +occurs only to a slight degree. The wrinkles run in lines concentric +with each eyebrow, and are partially confluent in the middle. They are +highly characteristic of the expression of surprise or astonishment. +Each eyebrow, when raised, becomes also, as Duchenne remarks,[1204] +more arched than it was before. + +The cause of the mouth being opened when astonishment is felt, is a +much more complex affair; and several causes apparently concur in +leading to this movement. It has often been supposed[1205] that the +sense of hearing is thus rendered more acute; but I have watched +persons listening intently to a slight noise, the nature and source of +which they knew perfectly, and they did not open their mouths. +Therefore I at one time imagined that the open mouth might aid in +distinguishing the direction whence a sound proceeded, by giving +another channel for its entrance into the ear through the eustachian +tube, But Dr. W. Ogle[1206] has been so kind as to search the best +recent authorities on the functions of the eustachian tube, and he +informs me that it is almost conclusively proved that it remains closed +except during the act of deglutition; and that in persons in whom the +tube remains abnormally open, the sense of hearing, as far as external +sounds are concerned, is by no means improved; on the contrary, it is +impaired by the respiratory sounds being rendered more distinct. If a +watch be placed within the mouth, but not allowed to touch the sides, +the ticking is heard much less plainly than when held outside. In +persons in whom from disease or a cold the eustachian tube is +permanently or temporarily closed, the sense of hearing is injured; but +this may be accounted for by mucus accumulating within the tube, and +the consequent exclusion of air. We may therefore infer that the mouth +is not kept open under the sense of astonishment for the sake of +hearing sounds more distinctly; notwithstanding that most deaf people +keep their mouths open. + +Every sudden emotion, including astonishment, quickens the action of +the heart, and with it the respiration. Now we can breathe, as +Gratiolet remarks[1207] and as appears to me to be the case, much more +quietly through the open mouth than through the nostrils. Therefore, +when we wish to listen intently to any sound, we either stop breathing, +or breathe as quietly as possible, by opening our mouths, at the same +time keeping our bodies motionless. One of my sons was awakened in the +night by a noise under circumstances which naturally led to great care, +and after a few minutes he perceived that his mouth was widely open. He +then became conscious that he had opened it for the sake of breathing +as quietly as possible. This view receives support from the reversed +case which occurs with dogs. A dog when panting after exercise, or on a +hot day, breathes loudly; but if his attention be suddenly aroused, he +instantly pricks his ears to listen, shuts his mouth, and breathes +quietly, as he is enabled to do, through his nostrils. + +When the attention is concentrated for a length of time with fixed +earnestness on any object or subject, all the organs of the body are +forgotten and neglected;[1208] and as the nervous energy of each +individual is limited in amount, little is transmitted to any part of +the system, excepting that which is at the time brought into energetic +action. Therefore many of the muscles tend to become relaxed, and the +jaw drops from its own weight. This will account for the dropping of +the jaw and open mouth of a man stupefied with amazement, and perhaps +when less strongly affected. I have noticed this appearance, as I find +recorded in my notes, in very young children when they were only +moderately surprised. + +There is still another and highly effective cause, leading to the mouth +being opened, when we are astonished, and more especially when we are +suddenly startled. We can draw a full and deep inspiration much more +easily through the widely open mouth than through the nostrils. Now +when we start at any sudden sound or sight, almost all the muscles of +the body are involuntarily and momentarily thrown into strong action, +for the sake of guarding ourselves against or jumping away from the +danger, which we habitually associate with anything unexpected. But we +always unconsciously prepare ourselves for any great exertion, as +formerly explained, by first taking a deep and full inspiration, and we +consequently open our mouths. If no exertion follows, and we still +remain astonished, we cease for a time to breathe, or breathe as +quietly as possible, in order that every sound may be distinctly heard. +Or again, if our attention continues long and earnestly absorbed, all +our muscles become relaxed, and the jaw, which was at first suddenly +opened, remains dropped. Thus several causes concur towards this same +movement, whenever surprise, astonishment, or amazement is felt. + +Although when thus affected, our mouths are generally opened, yet the +lips are often a little protruded. This fact reminds us of the same +movement, though in a much more strongly marked degree, in the +chimpanzee and orang when astonished. As a strong expiration naturally +follows the deep inspiration which accompanies the first sense of +startled surprise, and as the lips are often protruded, the various +sounds which are then commonly uttered can apparently be accounted for. +But sometimes a strong expiration alone is heard; thus Laura Bridgman, +when amazed, rounds and protrudes her lips, opens them, and breathes +strongly.[1209] One of the commonest sounds is a deep _Oh_; and this +would naturally follow, as explained by Helmholtz, from the mouth being +moderately opened and the lips protruded. On a quiet night some rockets +were fired from the ‘Beagle,’ in a little creek at Tahiti, to amuse the +natives; and as each rocket, was let off there was absolute silence, +but this was invariably followed by a deep groaning _Oh_, resounding +all round the bay. Mr. Washington Matthews says that the North American +Indians express astonishment by a groan; and the negroes on the West +Coast of Africa, according to Mr. Winwood Reade, protrude their lips, +and make a sound like _heigh, heigh_. If the mouth is not much opened, +whilst the lips are considerably protruded, a blowing, hissing, or +whistling noise is produced. Mr. R. Brough Smith informs me that an +Australian from the interior was taken to the theatre to see an acrobat +rapidly turning head over heels: “he was greatly astonished, and +protruded his lips, making a noise with his mouth as if blowing out a +match.” According to Mr. Bulmer the Australians, when surprised, utter +the exclamation _korki_, “and to do this the mouth is drawn out as if +going to whistle.” We Europeans often whistle as a sign of surprise; +thus, in a recent novel[1210] it is said, “here the man expressed his +astonishment and disapprobation by a prolonged whistle.” A Kafir girl, +as Mr. J. Mansel Weale informs me, “on hearing of the high price of an +article, raised her eyebrows and whistled just as a European would.” +Mr. Wedgwood remarks that such sounds are written down as _whew_, and +they serve as interjections for surprise. + +According to three other observers, the Australians often evince +astonishment by a clucking noise. Europeans also sometimes express +gentle surprise by a little clicking noise of nearly the same kind. We +have seen that when we are startled, the mouth is suddenly opened; and +if the tongue happens to be then pressed closely against the palate, +its sudden withdrawal will produce a sound of this kind, which might +thus come to express surprise. + + + +Gestures of the Body. Plate VII + +Turning to gestures of the body. A surprised person often raises his +opened hands high above his head, or by bending his arms only to the +level of his face. The flat palms are directed towards the person who +causes this feeling, and the straightened fingers are separated. This +gesture is represented by Mr. Rejlander in Plate VII. fig. 1. In the +‘Last Supper,’ by Leonardo da Vinci, two of the Apostles have their +hands half uplifted, clearly expressive of their astonishment. A +trustworthy observer told me that he had lately met his wife under most +unexpected circumstances: “She started, opened her mouth and eyes very +widely, and threw up both her arms above her head.” Several years ago I +was surprised by seeing several of my young children earnestly doing +something together on the ground; but the distance was too great for me +to ask what they were about. Therefore I threw up my open hands with +extended fingers above my head; and as soon as I had done this, I +became conscious of the action. I then waited, without saying a word, +to see if my children had understood this gesture; and as they came +running to me they cried out, “We saw that you were astonished at us.” +I do not know whether this gesture is common to the various races of +man, as I neglected to make inquiries on this head. That it is innate +or natural may be inferred from the fact that Laura Bridgman, when +amazed, “spreads her arms and turns her hands with extended fingers +upwards;”[1211] nor is it likely, considering that the feeling of +surprise is generally a brief one, that she should have learnt this +gesture through her keen sense of touch. + +Huschke describes[1212] a somewhat different yet allied gesture, which +he says is exhibited by persons when astonished. They hold themselves +erect, with the features as before described, but with the straightened +arms extended backwards—the stretched fingers being separated from each +other. I have never myself seen this gesture; but Huschke is probably +correct; for a friend asked another man how he would express great +astonishment, and he at once threw himself into this attitude. + +These gestures are, I believe, explicable on the principle of +antithesis. We have seen that an indignant man holds his head erect, +squares his shoulders, turns out his elbows, often clenches his fist, +frowns, and closes his mouth; whilst the attitude of a helpless man is +in every one of these details the reverse. Now, a man in an ordinary +frame of mind, doing nothing and thinking of nothing in particular, +usually keeps his two arms suspended laxly by his sides, with his hands +somewhat flexed, and the fingers near together. Therefore, to raise the +arms suddenly, either the whole arms or the fore-arms, to open the +palms flat, and to separate the fingers,—or, again, to straighten the +arms, extending them backwards with separated fingers,—are movements in +complete antithesis to those preserved under an indifferent frame of +mind, and they are, in consequence, unconsciously assumed by an +astonished man. There is, also, often a desire to display surprise in a +conspicuous manner, and the above attitudes are well fitted for this +purpose. It may be asked why should surprise, and only a few other +states of the mind, be exhibited by movements in antithesis to others. +But this principle will not be brought into play in the case of those +emotions, such as terror, great joy, suffering, or rage, which +naturally lead to certain lines of action and produce certain effects +on the body, for the whole system is thus preoccupied; and these +emotions are already thus expressed with the greatest plainness. + +There is another little gesture, expressive of astonishment of which I +can offer no explanation; namely, the hand being placed over the mouth +or on some part of the head. This has been observed with so many races +of man, that it must have some natural origin. A wild Australian was +taken into a large room full of official papers, which surprised him +greatly, and he cried out, _cluck, cluck, cluck_, putting the back of +his hand towards his lips. Mrs. Barber says that the Kafirs and Fingoes +express astonishment by a serious look and by placing the right hand +upon the mouth, uttering the word _mawo_, which means ‘wonderful.’ The +Bushmen are said[1213] to put their right hands to their necks, bending +their heads backwards. Mr. Winwood Reade has observed that the negroes +on the West Coast of Africa, when surprised, clap their hands to their +mouths, saying at the same time, “My mouth cleaves to me,” i. e. to my +hands; and he has heard that this is their usual gesture on such +occasions. Captain Speedy informs me that the Abyssinians place their +right hand to the forehead, with the palm outside. Lastly, Mr. +Washington Matthews states that the conventional sign of astonishment +with the wild tribes of the western parts of the United States “is made +by placing the half-closed hand over the mouth; in doing this, the head +is often bent forwards, and words or low groans are sometimes uttered.” +Catlin[1214] makes the same remark about the hand being pressed over +the mouth by the Mandans and other Indian tribes. + +_Admiration_.—Little need be said on this head. Admiration apparently +consists of surprise associated with some pleasure and a sense of +approval. When vividly felt, the eyes are opened and the eyebrows +raised; the eyes become bright, instead of remaining blank, as under +simple astonishment; and the mouth, instead of gaping open, expands +into a smile. + +_Fear, Terror_.—The word ‘fear’ seems to be derived from what is sudden +and dangerous;[1215] and that of terror from the trembling of the vocal +organs and body. I use the word ‘terror’ for extreme fear; but some +writers think it ought to be confined to cases in which the imagination +is more particularly concerned. Fear is often preceded by astonishment, +and is so far akin to it, that both lead to the senses of sight and +hearing being instantly aroused. In both cases the eyes and mouth are +widely opened, and the eyebrows raised. The frightened man at first +stands like a statue motionless and breathless, or crouches down as if +instinctively to escape observation. + +The heart beats quickly and violently, so that it palpitates or knocks +against the ribs; but it is very doubtful whether it then works more +efficiently than usual, so as to send a greater supply of blood to all +parts of the body; for the skin instantly becomes pale, as during +incipient faintness. This paleness of the surface, however, is probably +in large part, or exclusively, due to the vasomotor centre being +affected in such a manner as to cause the contraction of the small +arteries of the skin. That the skin is much affected under the sense of +great fear, we see in the marvellous and inexplicable manner in which +perspiration immediately exudes from it. This exudation is all the more +remarkable, as the surface is then cold, and hence the term a cold +sweat; whereas, the sudorific glands are properly excited into action +when the surface is heated. The hairs also on the skin stand erect; and +the superficial muscles shiver. In connection with the disturbed action +of the heart, the breathing is hurried. The salivary glands act +imperfectly; the mouth becomes dry,[1216] and is often opened and shut. +I have also noticed that under slight fear there is a strong tendency +to yawn. One of the best-marked symptoms is the trembling of all the +muscles of the body; and this is often first seen in the lips. From +this cause, and from the dryness of the mouth, the voice becomes husky +or indistinct, or may altogether fail. “Obstupui, steteruntque comae, +et vox faucibus haesit.” + +Of vague fear there is a well-known and grand description in Job:—“In +thoughts from the visions of the night, when deep sleep falleth on men, +fear came upon me, and trembling, which made all my bones to shake. +Then a spirit passed before my face; the hair of my flesh stood up. It +stood still, but I could not discern the form thereof: an image was +before my eyes, there was silence, and I heard a voice, saying, Shall +mortal man be more just than God? Shall a man be more pure than his +Maker?” (Job iv. 13) + +As fear increases into an agony of terror, we behold, as under all +violent emotions, diversified results. The heart beats wildly, or may +fail to act and faintness ensue; there is a death-like pallor; the +breathing is laboured; the wings of the nostrils are wildly dilated; +“there is a gasping and convulsive motion of the lips, a tremor on the +hollow cheek, a gulping and catching of the throat;”[1217] the +uncovered and protruding eyeballs are fixed on the object of terror; or +they may roll restlessly from side to side, _huc illuc volvens oculos +totumque pererrat_.[1218] The pupils are said to be enormously dilated. +All the muscles of the body may become rigid, or may be thrown into +convulsive movements. The hands are alternately clenched and opened, +often with a twitching movement. The arms may be protruded, as if to +avert some dreadful danger, or may be thrown wildly over the head. The +Rev. Mr. Hagenauer has seen this latter action in a terrified +Australian. In other cases there is a sudden and uncontrollable +tendency to headlong flight; and so strong is this, that the boldest +soldiers may be seized with a sudden panic. + +As fear rises to an extreme pitch, the dreadful scream of terror is +heard. Great beads of sweat stand on the skin. All the muscles of the +body are relaxed. Utter prostration soon follows, and the mental powers +fail. The intestines are affected. The sphincter muscles cease to act, +and no longer retain the contents of the body. + + + +Photograph of an Insane Woman. Fig. 19 + +Dr. J. Crichton Browne has given me so striking an account of intense +fear in an insane woman, aged thirty-five, that the description though +painful ought not to be omitted. When a paroxysm seizes her, she +screams out, “This is hell!” “There is a black woman!” “I can’t get +out!”—and other such exclamations. When thus screaming, her movements +are those of alternate tension and tremor. For one instant she clenches +her hands, holds her arms out before her in a stiff semi-flexed +position; then suddenly bends her body forwards, sways rapidly to and +fro, draws her fingers through her hair, clutches at her neck, and +tries to tear off her clothes. The sterno-cleido-mastoid muscles (which +serve to bend the head on the chest) stand out prominently, as if +swollen, and the skin in front of them is much wrinkled. Her hair, +which is cut short at the back of her head, and is smooth when she is +calm, now stands on end; that in front being dishevelled by the +movements of her hands. The countenance expresses great mental agony. +The skin is flushed over the face and neck, down to the clavicles, and +the veins of the forehead and neck stand out like thick cords. The +lower lip drops, and is somewhat everted. The mouth is kept half open, +with the lower jaw projecting. The cheeks are hollow and deeply +furrowed in curved lines running from the wings of the nostrils to the +corners of the mouth. The nostrils themselves are raised and extended. +The eyes are widely opened, and beneath them the skin appears swollen; +the pupils are large. The forehead is wrinkled transversely in many +folds, and at the inner extremities of the eyebrows it is strongly +furrowed in diverging lines, produced by the powerful and persistent +contraction of the corrugators. + + + +Terror. Fig. 20 + +Mr. Bell has also described[1219] an agony of terror and of despair, +which he witnessed in a murderer, whilst carried to the place of +execution in Turin. “On each side of the car the officiating priests +were seated; and in the centre sat the criminal himself. It was +impossible to witness the condition of this unhappy wretch without +terror; and yet, as if impelled by some strange infatuation, it was +equally impossible not to gaze upon an object so wild, so full of +horror. He seemed about thirty-five years of age; of large and muscular +form; his countenance marked by strong and savage features; half naked, +pale as death, agonized with terror, every limb strained in anguish, +his hands clenched convulsively, the sweat breaking out on his bent and +contracted brow, he kissed incessantly the figure of our Saviour, +painted on the flag which was suspended before him; but with an agony +of wildness and despair, of which nothing ever exhibited on the stage +can give the slightest conception.” + +I will add only one other case, illustrative of a man utterly +prostrated by terror. An atrocious murderer of two persons was brought +into a hospital, under the mistaken impression that he had poisoned +himself; and Dr. W. Ogle carefully watched him the next morning, while +he was being handcuffed and taken away by the police. His pallor was +extreme, and his prostration so great that he was hardly able to dress +himself. His skin perspired; and his eyelids and head drooped so much +that it was impossible to catch even a glimpse of his eyes. His lower +jaw hung down. There was no contraction of any facial muscle, and Dr. +Ogle is almost certain that the hair did not stand on end, for he +observed it narrowly, as it had been dyed for the sake of concealment. + +With respect to fear, as exhibited by the various races of man, my +informants agree that the signs are the same as with Europeans. They +are displayed in an exaggerated degree with the Hindoos and natives of +Ceylon. Mr. Geach has seen Malays when terrified turn pale and shake; +and Mr. Brough Smyth states that a native Australian “being on one +occasion much frightened, showed a complexion as nearly approaching to +what we call paleness, as can well be conceived in the case of a very +black man.” Mr. Dyson Lacy has seen extreme fear shown in an +Australian, by a nervous twitching of the hands, feet, and lips; and by +the perspiration standing on the skin. Many savages do not repress the +signs of fear so much as Europeans; and they often tremble greatly. +With the Kafir, Gaika says, in his rather quaint English, the shaking +“of the body is much experienced, and the eyes are widely open.” With +savages, the sphincter muscles are often relaxed, just as may be +observed in much frightened dogs, and as I have seen with monkeys when +terrified by being caught. + +_The erection of the hair_.—Some of the signs of fear deserve a little +further consideration. Poets continually speak of the hair standing on +end; Brutus says to the ghost of Caesar, “that mak’st my blood cold, +and my hair to stare.” And Cardinal Beaufort, after the murder of +Gloucester exclaims, “Comb down his hair; look, look, it stands +upright.” As I did not feel sure whether writers of fiction might not +have applied to man what they had often observed in animals, I begged +for information from Dr. Crichton Browne with respect to the insane. He +states in answer that he has repeatedly seen their hair erected under +the influence of sudden and extreme terror. For instance, it is +occasionally necessary to inject morphia, under the skin of an insane +woman, who dreads the operation extremely, though it causes very little +pain; for she believes that poison is being introduced into her system, +and that her bones will be softened, and her flesh turned into dust. +She becomes deadly pale; her limbs are stiffened by a sort of tetanic +spasm, and her hair is partially erected on the front of the head. + +Dr. Browne further remarks that the bristling of the hair which is so +common in the insane, is not always associated with terror. It is +perhaps most frequently seen in chronic maniacs, who rave incoherently +and have destructive impulses; but it is during their paroxysms of +violence that the bristling is most observable. The fact of the hair +becoming erect under the influence both of rage and fear agrees +perfectly with what we have seen in the lower animals. Dr. Browne +adduces several cases in evidence. Thus with a man now in the Asylum, +before the recurrence of each maniacal paroxysm, “the hair rises up +from his forehead like the mane of a Shetland pony.” He has sent me +photographs of two women, taken in the intervals between their +paroxysms, and he adds with respect to one of these women, “that the +state of her hair is a sure and convenient criterion of her mental +condition.” I have had one of these photographs copied, and the +engraving gives, if viewed from a little distance, a faithful +representation of the original, with the exception that the hair +appears rather too coarse and too much curled. The extraordinary +condition of the hair in the insane is due, not only to its erection, +but to its dryness and harshness, consequent on the subcutaneous glands +failing to act. Dr. Bucknill has said[1220] that a lunatic “is a +lunatic to his finger’s ends;” he might have added, and often to the +extremity of each particular hair. + +Dr. Browne mentions as an empirical confirmation of the relation which +exists in the insane between the state of their hair and minds, that +the wife of a medical man, who has charge of a lady suffering from +acute melancholia, with a strong fear of death, for herself, her +husband and children, reported verbally to him the day before receiving +my letter as follows, “I think Mrs. —— will soon improve, for her hair +is getting smooth; and I always notice that our patients get better +whenever their hair ceases to be rough and unmanageable.” + +Dr. Browne attributes the persistently rough condition of the hair in +many insane patients, in part to their minds being always somewhat +disturbed, and in part to the effects of habit,—that is, to the hair +being frequently and strongly erected during their many recurrent +paroxysms. In patients in whom the bristling of the hair is extreme, +the disease is generally permanent and mortal; but in others, in whom +the bristling is moderate, as soon as they recover their health of mind +the hair recovers its smoothness. + +In a previous chapter we have seen that with animals the hairs are +erected by the contraction of minute, unstriped, and involuntary +muscles, which run to each separate follicle. In addition to this +action, Mr. J. Wood has clearly ascertained by experiment, as he +informs me, that with man the hairs on the front of the head which +slope forwards, and those on the back which slope backwards, are raised +in opposite directions by the contraction of the occipito-frontalis or +scalp muscle. So that this muscle seems to aid in the erection of the +hairs on the head of man in the same manner as the homologous +_panniculus carnosus_ aids, or takes the greater part, in the erection +of the spines on the backs of some of the lower animals. + +_Contraction of the platysma myoides muscle_.—This muscle is spread +over the sides of the neck, extending downwards to a little beneath the +collar-bones, and upwards to the lower part of the cheeks. A portion, +called the risorius, is represented in the woodcut (M) fig. 2. The +contraction of this muscle draws the corners of the mouth and the lower +parts of the checks downwards and backwards. It produces at the same +time divergent, longitudinal, prominent ridges on the sides of the neck +in the young; and, in old thin persons, fine transverse wrinkles. This +muscle is sometimes said not to be under the control of the will; but +almost every one, if told to draw the corners of his mouth backwards +and downwards with great force, brings it into action. I have, however, +heard of a man who can voluntarily act on it only on one side of his +neck. + +Sir C. Bell[1221] and others have stated that this muscle is strongly +contracted under the influence of fear; and Duchenne insists so +strongly on its importance in the expression of this emotion, that he +calls it the _muscle of fright_.[1222] He admits, however, that its +contraction is quite inexpressive unless associated with widely open +eyes and mouth. He has given a photograph (copied and reduced in the +accompanying woodcut) of the same old man as on former occasions, with +his eyebrows strongly raised, his mouth opened, and the platysma +contracted, all by means of galvanism. The original photograph was +shown to twenty-four persons, and they were separately asked, without +any explanation being given, what expression was intended: twenty +instantly answered, “intense fright” or “horror”; three said pain, and +one extreme discomfort. Dr. Duchenne has given another photograph of +the same old man, with the platysma contracted, the eyes and mouth +opened, and the eyebrows rendered oblique, by means of galvanism. The +expression thus induced is very striking (see Plate VII. fig. 2); the +obliquity of the eyebrows adding the appearance of great mental +distress. The original was shown to fifteen persons; twelve answered +terror or horror, and three agony or great suffering. From these cases, +and from an examination of the other photographs given by Dr. Duchenne, +together with his remarks thereon, I think there can be little doubt +that the contraction of the platysma does add greatly to the expression +of fear. Nevertheless this muscle ought hardly to be called that of +fright, for its contraction is certainly not a necessary concomitant of +this state of mind. + +A man may exhibit extreme terror in the plainest manner by death-like +pallor, by drops of perspiration on his skin, and by utter prostration, +with all the muscles of his body, including the platysma, completely +relaxed. Although Dr. Browne has often seen this muscle quivering and +contracting in the insane, he has not been able to connect its action +with any emotional condition in them, though he carefully attended to +patients suffering from great fear. Mr. Nicol, on the other hand, has +observed three cases in which this muscle appeared to be more or less +permanently contracted under the influence of melancholia, associated +with much dread; but in one of these cases, various other muscles about +the neck and head were subject to spasmodic contractions. + +Dr. W. Ogle observed for me in one of the London hospitals about twenty +patients, just before they were put under the influence of chloroform +for operations. They exhibited some trepidation, but no great terror. +In only four of the cases was the platysma visibly contracted; and it +did not begin to contract until the patients began to cry. The muscle +seemed to contract at the moment of each deep-drawn inspiration; so +that it is very doubtful whether the contraction depended at all on the +emotion of fear. In a fifth case, the patient, who was not +chloroformed, was much terrified; and his platysma was more forcibly +and persistently contracted than in the other cases. But even here +there is room for doubt, for the muscle which appeared to be unusually +developed, was seen by Dr. Ogle to contract as the man moved his head +from the pillow, after the operation was over. + +As I felt much perplexed why, in any case, a superficial muscle on the +neck should be especially affected by fear, I applied to my many +obliging correspondents for information about the contraction of this +muscle under other circumstances. It would be superfluous to give all +the answers which I have received. They show that this muscle acts, +often in a variable manner and degree, under many different conditions. +It is violently contracted in hydrophobia, and in a somewhat less +degree in lockjaw; sometimes in a marked manner during the +insensibility from chloroform. Dr. W. Ogle observed two male patients, +suffering from such difficulty in breathing, that the trachea had to be +opened, and in both the platysma was strongly contracted. One of these +men overheard the conversation of the surgeons surrounding him, and +when he was able to speak, declared that he had not been frightened. In +some other cases of extreme difficulty of respiration, though not +requiring tracheotomy, observed by Drs. Ogle and Langstaff, the +platysma was not contracted. + +Mr. J. Wood, who has studied with such care the muscles of the human +body, as shown by his various publications, has often seen the platysma +contracted in vomiting, nausea, and disgust; also in children and +adults under the influence of rage,—for instance, in Irishwomen, +quarrelling and brawling together with angry gesticulations. This may +possibly have been due to their high and angry tones; for I know a +lady, an excellent musician, who, in singing certain high notes, always +contracts her platysma. So does a young man, as I have observed, in +sounding certain notes on the flute. Mr. J. Wood informs me that he has +found the platysma best developed in persons with thick necks and broad +shoulders; and that in families inheriting these peculiarities, its +development is usually associated with much voluntary power over the +homologous occipito-frontalis muscle, by which the scalp can be moved. + +None of the foregoing cases appear to throw any light on the +contraction of the platysma from fear; but it is different, I think, +with the following cases. The gentleman before referred to, who can +voluntarily act on this muscle only on one side of his neck, is +positive that it contracts on both sides whenever he is startled. +Evidence has already been given showing that this muscle sometimes +contracts, perhaps for the sake of opening the mouth widely, when the +breathing is rendered difficult by disease, and during the deep +inspirations of crying-fits before an operation. Now, whenever a person +starts at any sudden sight or sound, he instantaneously draws a deep +breath; and thus the contraction of the platysma may possibly have +become associated with the sense of fear. But there is, I believe, a +more efficient relation. The first sensation of fear, or the +imagination of something dreadful, commonly excites a shudder. I have +caught myself giving a little involuntary shudder at a painful thought, +and I distinctly perceived that my platysma contracted; so it does if I +simulate a shudder. I have asked others to act in this manner; and in +some the muscle contracted, but not in others. One of my sons, whilst +getting out of bed, shuddered from the cold, and, as he happened to +have his hand on his neck, he plainly felt that this muscle strongly +contracted. He then voluntarily shuddered, as he had done on former +occasions, but the platysma was not then affected. Mr. J. Wood has also +several times observed this muscle contracting in patients, when +stripped for examination, and who were not frightened, but shivered +slightly from the cold. Unfortunately I have not been able to ascertain +whether, when the whole body shakes, as in the cold stage of an ague +fit, the platysma contracts. But as it certainly often contracts during +a shudder; and as a shudder or shiver often accompanies the first +sensation of fear, we have, I think, a clue to its action in this +latter case.[1223] Its contraction, however, is not an invariable +concomitant of fear; for it probably never acts under the influence of +extreme, prostrating terror. + +_Dilatation of the Pupils_.—Gratiolet repeatedly insists[1224] that the +pupils are enormously dilated whenever terror is felt. I have no reason +to doubt the accuracy of this statement, but have failed to obtain +confirmatory evidence, excepting in the one instance before given of an +insane woman suffering from great fear. When writers of fiction speak +of the eyes being widely dilated, I presume that they refer to the +eyelids. Munro’s statement, that with parrots the iris is affected by +the passions, independently of the amount of light, seems to bear on +this question; but Professor Donders informs me, that he has often seen +movements in the pupils of these birds which he thinks may be related +to their power of accommodation to distance, in nearly the same manner +as our own pupils contract when our eyes converge for near vision. +Gratiolet remarks that the dilated pupils appear as if they were gazing +into profound darkness. No doubt the fears of man have often been +excited in the dark; but hardly so often or so exclusively, as to +account for a fixed and associated habit having thus arisen. It seems +more probable, assuming that Gratiolet’s statement is correct, that the +brain is directly affected by the powerful emotion of fear and reacts +on the pupils; but Professor Donders informs me that this is an +extremely complicated subject. I may add, as possibly throwing light on +the subject, that Dr. Fyffe, of Netley Hospital, has observed in two +patients that the pupils were distinctly dilated during the cold stage +of an ague fit. Professor Donders has also often seen dilatation of the +pupils in incipient faintness.[1225] + +_Horror_.—The state of mind expressed by this term implies terror, and +is in some, cases almost synonymous with it. Many a man must have felt, +before the blessed discovery of chloroform, great horror at the thought +of an impending surgical operation. He who dreads, as well as hates a +man, will feel, as Milton uses the word, a horror of him. We feel +horror if we see any one, for instance a child, exposed to some instant +and crushing danger. Almost every one would experience the same feeling +in the highest degree in witnessing a man being tortured or going to be +tortured. In these cases there is no danger to ourselves; but from the +power of the imagination and of sympathy we put ourselves in the +position of the sufferer, and feel something akin to fear. + + + +Horror and Agony. Fig. 21 + +Sir C. Bell remarks,[1226] that “horror is full of energy; the body is +in the utmost tension, not unnerved by fear.” It is, therefore, +probable that horror would generally be accompanied by the strong +contraction of the brows; but as fear is one of the elements, the eyes +and mouth would be opened, and the eyebrows would be raised, as far as +the antagonistic action of the corrugators permitted this movement. +Duchenne has given a photograph[1227] (fig. 21) of the same old man as +before, with his eyes somewhat staring, the eyebrows partially raised, +and at the same time strongly contracted, the mouth opened, and the +platysma in action, all effected by the means of galvanism. He +considers that the expression thus produced shows extreme terror with +horrible pain or torture. A tortured man, as long as his sufferings +allowed him to feel any dread for the future, would probably exhibit +horror in an extreme degree. I have shown the original of this +photograph to twenty-three persons of both sexes and various ages; and +thirteen immediately answered horror, great pain, torture, or agony; +three answered extreme fright; so that sixteen answered nearly in +accordance with Duchenne’s belief. Six, however, said anger, guided no +doubt, by the strongly contracted brows, and overlooking the peculiarly +opened mouth. One said disgust. On the whole, the evidence indicates +that we have here a fairly good representation of horror and agony. The +photograph before referred to (Pl. VII. fig. 2) likewise exhibits +horror; but in this the oblique eyebrows indicate great mental distress +in place of energy. + +Horror is generally accompanied by various gestures, which differ in +different individuals. Judging from pictures, the whole body is often +turned away or shrinks; or the arms are violently protruded as if to +push away some dreadful object. The most frequent gesture, as far as +can be inferred from the action of persons who endeavour to express a +vividly-imagined scene of horror, is the raising of both shoulders, +with the bent arms pressed closely against the sides or chest. These +movements are nearly the same with those commonly made when we feel +very cold; and they are generally accompanied by a shudder, as well as +by a deep expiration or inspiration, according as the chest happens at +the time to be expanded or contracted. The sounds thus made are +expressed by words like _uh_ or _ugh_.[1228] It is not, however, +obvious why, when we feel cold or express a sense of horror, we press +our bent arms against our bodies, raise our shoulders, and shudder. + +_Conclusion_.—I have now endeavoured to describe the diversified +expressions of fear, in its gradations from mere attention to a start +of surprise, into extreme terror and horror. Some of the signs may be +accounted for through the principles of habit, association, and +inheritance,—such as the wide opening of the mouth and eyes, with +upraised eyebrows, so as to see as quickly as possible all around us, +and to hear distinctly whatever sound may reach our ears. For we have +thus habitually prepared ourselves to discover and encounter any +danger. Some of the other signs of fear may likewise be accounted for, +at least in part, through these same principles. Men, during numberless +generations, have endeavoured to escape from their enemies or danger by +headlong flight, or by violently struggling with them; and such great +exertions will have caused the heart to beat rapidly, the breathing to +be hurried, the chest to heave, and the nostrils to be dilated. As +these exertions have often been prolonged to the last extremity, the +final result will have been utter prostration, pallor, perspiration, +trembling of all the muscles, or their complete relaxation. And now, +whenever the emotion of fear is strongly felt, though it may not lead +to any exertion, the same results tend to reappear, through the force +of inheritance and association. + +Nevertheless, it is probable that many or most of the above symptoms of +terror, such as the beating of the heart, the trembling of the muscles, +cold perspiration, &c., are in large part directly due to the disturbed +or interrupted transmission of nerve-force from the cerebro-spinal +system to various parts of the body, owing to the mind being so +powerfully affected. We may confidently look to this cause, +independently of habit and association, in such cases as the modified +secretions of the intestinal canal, and the failure of certain glands +to act. With respect to the involuntary bristling of the hair, we have +good reason to believe that in the case of animals this action, however +it may have originated, serves, together with certain voluntary +movements, to make them appear terrible to their enemies; and as the +same involuntary and voluntary actions are performed by animals nearly +related to man, we are led to believe that man has retained through +inheritance a relic of them, now become useless. It is certainly a +remarkable fact, that the minute unstriped muscles, by which the hairs +thinly scattered over man’s almost naked body are erected, should have +been preserved to the present day; and that they should still contract +under the same emotions, namely, terror and rage, which cause the hairs +to stand on end in the lower members of the Order to which man belongs. + + + + +CHAPTER XIII. SELF-ATTENTION—SHAME—SHYNESS—MODESTY: BLUSHING. + +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, the +fundamental element—Shyness—Shame, from broken moral laws and +conventional rules—Modesty—Theory of blushing—Recapitulation. + +Blushing is the most peculiar and the most human of all expressions. +Monkeys redden from passion, but it would require an overwhelming +amount of evidence to make us believe that any animal could blush. The +reddening of the face from a blush is due to the relaxation of the +muscular coats of the small arteries, by which the capillaries become +filled with blood; and this depends on the proper vaso-motor centre +being affected. No doubt if there be at the same time much mental +agitation, the general circulation will be affected; but it is not due +to the action of the heart that the network of minute vessels covering +the face becomes under a sense of shame gorged with blood. We can cause +laughing by tickling the skin, weeping or frowning by a blow, trembling +from the fear of pain, and so forth; but we cannot cause a blush, as +Dr. Burgess remarks,[1301] by any physical means,—that is by any action +on the body. It is the mind which must be affected. Blushing is not +only involuntary; but the wish to restrain it, by leading to +self-attention actually increases the tendency. + +The young blush much more freely than the old, but not during +infancy,[1302] which is remarkable, as we know that infants at a very +early age redden from passion. I have received authentic accounts of +two little girls blushing at the ages of between two and three years; +and of another sensitive child, a year older, blushing, when reproved +for a fault. Many children, at a somewhat more advanced age blush in a +strongly marked manner. It appears that the mental powers of infants +are not as yet sufficiently developed to allow of their blushing. +Hence, also, it is that idiots rarely blush. Dr. Crichton Browne +observed for me those under his care, but never saw a genuine blush, +though he has seen their faces flush, apparently from joy, when food +was placed before them, and from anger. Nevertheless some, if not +utterly degraded, are capable of blushing. A microcephalous idiot, for +instance, thirteen years old, whose eyes brightened a little when he +was pleased or amused, has been described by Dr. Behn,[1303] as +blushing and turning to one side, when undressed for medical +examination. + +Women blush much more than men. It is rare to see an old man, but not +nearly so rare to see an old woman blushing. The blind do not escape. +Laura Bridgman, born in this condition, as well as completely deaf, +blushes.[1304] The Rev. R. H. Blair, Principal of the Worcester +College, informs me that three children born blind, out of seven or +eight then in the Asylum, are great blushers. The blind are not at +first conscious that they are observed, and it is a most important part +of their education, as Mr. Blair informs me, to impress this knowledge +on their minds; and the impression thus gained would greatly strengthen +the tendency to blush, by increasing the habit of self-attention. + +The tendency to blush is inherited. Dr. Burgess gives the case[1305] of +a family consisting of a father, mother, and ten children, all of whom, +without exception, were prone to blush to a most painful degree. The +children were grown up; “and some of them were sent to travel in order +to wear away this diseased sensibility, but nothing was of the +slightest avail.” Even peculiarities in blushing seem to be inherited. +Sir James Paget, whilst examining the spine of a girl, was struck at +her singular manner of blushing; a big splash of red appeared first on +one cheek, and then other splashes, variously scattered over the face +and neck. He subsequently asked the mother whether her daughter always +blushed in this peculiar manner; and was answered, “Yes, she takes +after me.” Sir J. Paget then perceived that by asking this question he +had caused the mother to blush; and she exhibited the same peculiarity +as her daughter. + +In most cases the face, ears and neck are the sole parts which redden; +but many persons, whilst blushing intensely, feel that their whole +bodies grow hot and tingle; and this shows that the entire surface must +be in some manner affected. Blushes are said sometimes to commence on +the forehead, but more commonly on the cheeks, afterwards spreading to +the ears and neck.[1306] In two Albinos examined by Dr. Burgess, the +blushes commenced by a small circumscribed spot on the cheeks, over the +parotidean plexus of nerves, and then increased into a circle; between +this blushing circle and the blush on the neck there was an evident +line of demarcation; although both arose simultaneously. The retina, +which is naturally red in the Albino, invariably increased at the same +time in redness.[1307] Every one must have noticed how easily after one +blush fresh blushes chase each other over the face. Blushing is +preceded by a peculiar sensation in the skin. According to Dr. Burgess +the reddening of the skin is generally succeeded by a slight pallor, +which shows that the capillary vessels contract after dilating. In some +rare cases paleness instead of redness is caused under conditions which +would naturally induce a blush. For instance, a young lady told me that +in a large and crowded party she caught her hair so firmly on the +button of a passing servant, that it took some time before she could be +extricated; from her sensations she imagined that she had blushed +crimson; but was assured by a friend that she had turned extremely +pale. + +I was desirous to learn how far down the body blushes extend; and Sir +J. Paget, who necessarily has frequent opportunities for observation, +has kindly attended to this point for me during two or three years. He +finds that with women who blush intensely on the face, ears, and nape +of neck, the blush does not commonly extend any lower down the body. It +is rare to see it as low down as the collar-bones and shoulder-blades; +and he has never himself seen a single instance in which it extended +below the upper part of the chest. He has also noticed that blushes +sometimes die away downwards, not gradually and insensibly, but by +irregular ruddy blotches. Dr. Langstaff has likewise observed for me +several women whose bodies did not in the least redden while their +faces were crimsoned with blushes. With the insane, some of whom appear +to be particularly liable to blushing, Dr. J. Crichton Browne has +several times seen the blush extend as far down as the collar-bones, +and in two instances to the breasts. He gives me the case of a married +woman, aged twenty-seven, who suffered from epilepsy. On the morning +after her arrival in the Asylum, Dr. Browne, together with his +assistants, visited her whilst she was in bed. The moment that he +approached, she blushed deeply over her cheeks and temples; and the +blush spread quickly to her ears. She was much agitated and tremulous. +He unfastened the collar of her chemise in order to examine the state +of her lungs; and then a brilliant blush rushed over her chest, in an +arched line over the upper third of each breast, and extended downwards +between the breasts nearly to the ensiform cartilage of the sternum. +This case is interesting, as the blush did not thus extend downwards +until it became intense by her attention being drawn to this part of +her person. As the examination proceeded she became composed, and the +blush disappeared; but on several subsequent occasions the same +phenomena were observed. + +The foregoing facts show that, as a general rule, with English women, +blushing does not extend beneath the neck and upper part of the chest. +Nevertheless Sir J. Paget informs me that he has lately heard of a +case, on which he can fully rely, in which a little girl, shocked by +what she imagined to be an act of indelicacy, blushed all over her +abdomen and the upper parts of her legs. Moreau also[1308] relates, on +the authority of a celebrated painter, that the chest, shoulders, arms, +and whole body of a girl, who unwillingly consented to serve as a +model, reddened when she was first divested of her clothes. + +It is a rather curious question why, in most cases the face, ears, and +neck alone redden, inasmuch as the whole surface of the body often +tingles and grows hot. This seems to depend, chiefly, on the face and +adjoining parts of the skin having been habitually exposed to the air, +light, and alternations of temperature, by which the small arteries not +only have acquired the habit of readily dilating and contracting, but +appear to have become unusually developed in comparison with other +parts of the surface.[1309] It is probably owing to this same cause, as +M. Moreau and Dr. Burgess have remarked, that the face is so liable to +redden under various circumstances, such as a fever-fit, ordinary heat, +violent exertion, anger, a slight blow, &c.; and on the other hand that +it is liable to grow pale from cold and fear, and to be discoloured +during pregnancy. The face is also particularly liable to be affected +by cutaneous complaints, by small-pox, erysipelas, &c. This view is +likewise supported by the fact that the men of certain races, who +habitually go nearly naked, often blush over their arms and chests and +even down to their waists. A lady, who is a great blusher, informs Dr. +Crichton Browne, that when she feels ashamed or is agitated, she +blushes over her face, neck, wrists, and hands,—that is, over all the +exposed portions of her skin. Nevertheless it may be doubted whether +the habitual exposure of the skin of the face and neck, and its +consequent power of reaction under stimulants of all kinds, is by +itself sufficient to account for the much greater tendency in English +women of these parts than of others to blush; for the hands are well +supplied with nerves and small vessels, and have been as much exposed +to the air as the face or neck, and yet the hands rarely blush. We +shall presently see that the attention of the mind having been directed +much more frequently and earnestly to the face than to any other part +of the body, probably affords a sufficient explanation. + +_Blushing in the various races of man_.—The small vessels of the face +become filled with blood, from the emotion of shame, in almost all the +races of man, though in the very dark races no distinct change of +colour can be perceived. Blushing is evident in all the Aryan nations +of Europe, and to a certain extent with those of India. But Mr. Erskine +has never noticed that the necks of the Hindoos are decidedly affected. +With the Lepchas of Sikhim, Mr. Scott has often observed a faint blush +on the cheeks, base of the ears, and sides of the neck, accompanied by +sunken eyes and lowered head. This has occurred when he has detected +them in a falsehood, or has accused them of ingratitude. The pale, +sallow complexions of these men render a blush much more conspicuous +than in most of the other natives of India. With the latter, shame, or +it may be in part fear, is expressed, according to Mr. Scott, much more +plainly by the head being averted or bent down, with the eyes wavering +or turned askant, than by any change of colour in the skin. + +The Semitic races blush freely, as might have been expected, from their +general similitude to the Aryans. Thus with the Jews, it is said in the +Book of Jeremiah (chap. vi. 15), “Nay, they were not at all ashamed, +neither could they blush.” Mrs. Asa Gray saw an Arab managing his boat +clumsily on the Nile, and when laughed at by his companions, “he +blushed quite to the back of his neck.” Lady Duff Gordon remarks that a +young Arab blushed on coming into her presence.[1310] + +Mr. Swinhoe has seen the Chinese blushing, but he thinks it is rare; +yet they have the expression “to redden with shame.” Mr. Geach informs +me that the Chinese settled in Malacca and the native Malays of the +interior both blush. Some of these people go nearly naked, and he +particularly attended to the downward extension of the blush. Omitting +the cases in which the face alone was seen to blush, Mr. Geach observed +that the face, arms, and breast of a Chinaman, aged 24 years, reddened +from shame; and with another Chinese, when asked why he had not done +his work in better style, the whole body was similarly affected. In two +Malays[1311] he saw the face, neck, breast, and arms blushing; and in a +third Malay (a Bugis) the blush extended down to the waist. + +The Polynesians blush freely. The Rev. Mr. Stack has seen hundreds of +instances with the New Zealanders. The following case is worth giving, +as it relates to an old man who was unusually dark-coloured and partly +tattooed. After having let his land to an Englishman for a small yearly +rental, a strong passion seized him to buy a gig, which had lately +become the fashion with the Maoris. He consequently wished to draw all +the rent for four years from his tenant, and consulted Mr. Stack +whether he could do so. The man was old, clumsy, poor, and ragged, and +the idea of his driving himself about in his carriage for display +amused Mr. Stack so much that he could not help bursting out into a +laugh; and then “the old man blushed up to the roots of his hair.” +Forster says that “you may easily distinguish a spreading blush” on the +cheeks of the fairest women in Tahiti.[1312] The natives also of +several of the other archipelagoes in the Pacific have been seen to +blush. + +Mr. Washington Matthews has often seen a blush on the faces of the +young squaws belonging to various wild Indian tribes of North America. +At the opposite extremity of the continent in Tierra del Fuego, the +natives, according to Mr. Bridges, “blush much, but chiefly in regard +to women; but they certainly blush also at their own personal +appearance.” This latter statement agrees with what I remember of the +Fuegian, Jemmy Button, who blushed when he was quizzed about the care +which he took in polishing his shoes, and in otherwise adorning +himself. With respect to the Aymara Indians on the lofty plateaus of +Bolivia, Mr. Forbes says,[1313] that from the colour of their skins it +is impossible that their blushes should be as clearly visible as in the +white races; still under such circumstances as would raise a blush in +us, “there can always be seen the same expression of modesty or +confusion; and even in the dark, a rise of temperature of the skin of +the face can be felt, exactly as occurs in the European.” With the +Indians who inhabit the hot, equable, and damp parts of South America, +the skin apparently does not answer to mental excitement so readily as +with the natives of the northern and southern parts of the continent, +who have long been exposed to great vicissitudes of climate; for +Humboldt quotes without a protest the sneer of the Spaniard, “How can +those be trusted, who know not how to blush?”[1314] Von Spix and +Martius, in speaking of the aborigines of Brazil, assert that they +cannot properly be said to blush; “it was only after long intercourse +with the whites, and after receiving some education, that we perceived +in the Indians a change of colour expressive of the emotions of their +minds.”[1315] It is, however, incredible that the power of blushing +could have thus originated; but the habit of self-attention, consequent +on their education and new course of life, would have much increased +any innate tendency to blush. + +Several trustworthy observers have assured me that they have seen on +the faces of negroes an appearance resembling a blush, under +circumstances which would have excited one in us, though their skins +were of an ebony-black tint. Some describe it as blushing brown, but +most say that the blackness becomes more intense. An increased supply +of blood in the skin seems in some manner to increase its blackness; +thus certain exanthematous diseases cause the affected places in the +negro to appear blacker, instead of, as with us, redder.[1316] The +skin, perhaps, from being rendered more tense by the filling of the +capillaries, would reflect a somewhat different tint to what it did +before. That the capillaries of the face in the negro become filled +with blood, under the emotion of shame, we may feel confident; because +a perfectly characterized albino negress, described by Buffon,[1317] +showed a faint tinge of crimson on her cheeks when she exhibited +herself naked. Cicatrices of the skin remain for a long time white in +the negro, and Dr. Burgess, who had frequent opportunities of observing +a scar of this kind on the face of a negress, distinctly saw that it +“invariably became red whenever she was abruptly spoken to, or charged +with any trivial offence.”[1318] The blush could be seen proceeding +from the circumference of the scar towards the middle, but it did not +reach the centre. Mulattoes are often great blushers, blush succeeding +blush over their faces. From these facts there can be no doubt that +negroes blush, although no redness is visible on the skin. + +I am assured by Gaika and by Mrs. Barber that the Kafirs of South +Africa never blush; but this may only mean that no change of colour is +distinguishable. Gaika adds that under the circumstances which would +make a European blush, his countrymen “look ashamed to keep their heads +up.” + +It is asserted by four of my informants that the Australians, who are +almost as black as negroes, never blush. A fifth answers doubtfully, +remarking that only a very strong blush could be seen, on account of +the dirty state of their skins. Three observers state that they do +blush;[1319] Mr. S. Wilson adding that this is noticeable only under a +strong emotion, and when the skin is not too dark from long exposure +and want of cleanliness. Mr. Lang answers, “I have noticed that shame +almost always excites a blush, which frequently extends as low as the +neck.” Shame is also shown, as he adds, “by the eyes being turned from +side to side.” As Mr. Lang was a teacher in a native school, it is +probable that he chiefly observed children; and we know that they blush +more than adults. Mr. G. Taplin has seen half-castes blushing, and he +says that the aborigines have a word expressive of shame. Mr. +Hagenauer, who is one of those who has never observed the Australians +to blush, says that he has “seen them looking down to the ground on +account of shame;” and the missionary, Mr. Bulmer, remarks that though +“I have not been able to detect anything like shame in the adult +aborigines, I have noticed that the eyes of the children, when ashamed, +present a restless, watery appearance, as if they did not know where to +look.” + +The facts now given are sufficient to show that blushing, whether or +not there is any change of colour, is common to most, probably to all, +of the races of man. + +_Movements and gestures which accompany Blushing_.—Under a keen sense +of shame there is a strong desire for concealment.[1320] We turn away +the whole body, more especially the face, which we endeavour in some +manner to hide. An ashamed person can hardly endure to meet the gaze of +those present, so that he almost invariably casts down his eyes or +looks askant. As there generally exists at the same time a strong wish +to avoid the appearance of shame, a vain attempt is made to look direct +at the person who causes this feeling; and the antagonism between these +opposite tendencies leads to various restless movements in the eyes. I +have noticed two ladies who, whilst blushing, to which they are very +liable, have thus acquired, as it appears, the oddest trick of +incessantly blinking their eyelids with extraordinary rapidity. An +intense blush is sometimes accompanied by a slight effusion of +tears;[1321] and this, I presume, is due to the lacrymal glands +partaking of the increased supply of blood, which we know rushes into +the capillaries of the adjoining parts, including the retina. + +Many writers, ancient and modern, have noticed the foregoing movements; +and it has already been shown that the aborigines in various parts of +the world often exhibit their shame by looking downwards or askant, or +by restless movements of their eyes. Ezra cries out (ch. ix. 6), “O, my +God! I am ashamed, and blush to lift up my head to thee, my God.” In +Isaiah (ch. I. 6) we meet with the words, “I hid not my face from +shame.” Seneca remarks (Epist. xi. 5) “that the Roman players hang down +their heads, fix their eyes on the ground and keep them lowered, but +are unable to blush in acting shame.” According to Macrobius, who lived +in the filth century (‘Saturnalia,’ B. vii. C. 11), “Natural +philosophers assert that nature being moved by shame spreads the blood +before herself as a veil, as we see any one blushing often puts his +hands before his face.” Shakspeare makes Marcus (‘Titus Andronicus,’ +act ii, sc. 5) say to his niece, “Ah! now thou turn’st away thy face +for shame.” A lady informs me that she found in the Lock Hospital a +girl whom she had formerly known, and who had become a wretched +castaway, and the poor creature, when approached, hid her face under +the bed-clothes, and could not be persuaded to uncover it. We often see +little children, when shy or ashamed, turn away, and still standing up, +bury their faces in their mother’s gown; or they throw themselves face +downwards on her lap. + +_Confusion of mind_.—Most persons, whilst blushing intensely, have +their mental powers confused. This is recognized in such common +expressions as “she was covered with confusion.” Persons in this +condition lose their presence of mind, and utter singularly +inappropriate remarks. They are often much distressed, stammer, and +make awkward movements or strange grimaces. In certain cases +involuntary twitchings of some of the facial muscles may be observed. I +have been informed by a young lady, who blushes excessively, that at +such times she does not even know what she is saying. When it was +suggested to her that this might be due to her distress from the +consciousness that her blushing was noticed, she answered that this +could not be the case, “as she had sometimes felt quite as stupid when +blushing at a thought in her own room.” + +I will give an instance of the extreme disturbance of mind to which +some sensitive men are liable. A gentleman, on whom I can rely, assured +me that he had been an eye-witness of the following scene:—A small +dinner-party was given in honour of an extremely shy man, who, when he +rose to return thanks, rehearsed the speech, which he had evidently +learnt by heart, in absolute silence, and did not utter a single word; +but he acted as if he were speaking with much emphasis. His friends, +perceiving how the case stood, loudly applauded the imaginary bursts of +eloquence, whenever his gestures indicated a pause, and the man never +discovered that he had remained the whole time completely silent. On +the contrary, he afterwards remarked to my friend, with much +satisfaction, that he thought he had succeeded uncommonly well. + +When a person is much ashamed or very shy, and blushes intensely, his +heart beats rapidly and his breathing is disturbed. This can hardly +fail to affect the circulation of the blood within the brain, and +perhaps the mental powers. It seems however doubtful, judging from the +still more powerful influence of anger and fear on the circulation, +whether we can thus satisfactorily account for the confused state of +mind in persons whilst blushing intensely. + +The true explanation apparently lies in the intimate sympathy which +exists between the capillary circulation of the surface of the head and +face, and that of the brain. On applying to Dr. J. Crichton Browne for +information, he has given me various facts bearing on this subject. +When the sympathetic nerve is divided on one side of the head, the +capillaries on this side are relaxed and become filled with blood, +causing the skin to redden and to grow hot, and at the same time the +temperature within the cranium on the same side rises. Inflammation of +the membranes of the brain leads to the engorgement of the face, ears, +and eyes with blood. The first stage of an epileptic fit appears to be +the contraction of the vessels of the brain, and the first outward +manifestation is, an extreme pallor of countenance. Erysipelas of the +head commonly induces delirium. Even the relief given to a severe +headache by burning the skin with strong lotion, depends, I presume, on +the same principle. + +Dr. Browne has often administered to his patients the vapour of the +nitrite of amyl,[1322] which has the singular property of causing vivid +redness of the face in from thirty to sixty seconds. This flushing +resembles blushing in almost every detail: it begins at several +distinct points on the face, and spreads till it involves the whole +surface of the head, neck, and front of the chest; but has been +observed to extend only in one case to the abdomen. The arteries in the +retina become enlarged; the eyes glisten, and in one instance there was +a slight effusion of tears. The patients are at first pleasantly +stimulated, but, as the flushing increases, they become confused and +bewildered. One woman to whom the vapour had often been administered +asserted that, as soon as she grew hot, she grew MUDDLED. With persons +just commencing to blush it appears, judging from their bright eyes and +lively behaviour, that their mental powers are somewhat stimulated. It +is only when the blushing is excessive that the mind grows confused. +Therefore it would seem that the capillaries of the face are affected, +both during the inhalation of the nitrite of amyl and during blushing, +before that part of the brain is affected on which the mental powers +depend. + +Conversely when the brain is primarily affected; the circulation of the +skin is so in a secondary manner. Dr. Browne has frequently observed, +as he informs me, scattered red blotches and mottlings on the chests of +epileptic patients. In these cases, when the skin on the thorax or +abdomen is gently rubbed with a pencil or other object, or, in +strongly-marked cases, is merely touched by the finger, the surface +becomes suffused in less than half a minute with bright red marks, +which spread to some distance on each side of the touched point, and +persist for several minutes. These are the _cerebral maculae_ of +Trousseau; and they indicate, as Dr. Browne remarks, a highly modified +condition of the cutaneous vascular system. If, then, there exists, as +cannot be doubted, an intimate sympathy between the capillary +circulation in that part of the brain on which our mental powers +depend, and in the skin of the face, it is not surprising that the +moral causes which induce intense blushing should likewise induce, +independently of their own disturbing influence, much confusion of +mind. + +_The Nature of the Mental States which induce Blushing_.—These consist +of shyness, shame, and modesty; the essential element in all being +self-attention. Many reasons can be assigned for believing that +originally self-attention directed to personal appearance, in relation +to the opinion of others, was the exciting cause; the same effect being +subsequently produced, through the force of association, by +self-attention in relation to moral conduct. It is not the simple act +of reflecting on our own appearance, but the thinking what others think +of us, which excites a blush. In absolute solitude the most sensitive +person would be quite indifferent about his appearance. We feel blame +or disapprobation more acutely than approbation; and consequently +depreciatory remarks or ridicule, whether of our appearance or conduct, +causes us to blush much more readily than does praise. But undoubtedly +praise and admiration are highly efficient: a pretty girl blushes when +a man gazes intently at her, though she may know perfectly well that he +is not depreciating her. Many children, as well as old and sensitive +persons blush, when they are much praised. Hereafter the question will +be discussed, how it has arisen that the consciousness that others are +attending to our personal appearance should have led to the +capillaries, especially those of the face, instantly becoming filled +with blood. + +My reasons for believing that attention directed to personal +appearance, and not to moral conduct, has been the fundamental element +in the acquirement of the habit of blushing, will now be given. They +are separately light, but combined possess, as it appears to me, +considerable weight. It is notorious that nothing makes a shy person +blush so much as any remark, however slight, on his personal +appearance. One cannot notice even the dress of a woman much given to +blushing, without causing her face to crimson. It is sufficient to +stare hard at some persons to make them, as Coleridge remarks, +blush,—“account for that he who can.”[1323] + +With the two albinos observed by Dr. Burgess,[1324] “the slightest +attempt to examine their peculiarities invariably caused them to blush +deeply.” Women are much more sensitive about their personal appearance +than men are, especially elderly women in comparison with elderly men, +and they blush much more freely. The young of both sexes are much more +sensitive on this same head than the old, and they also blush much more +freely than the old. Children at a very early age do not blush; nor do +they show those other signs of self-consciousness which generally +accompany blushing; and it is one of their chief charms that they think +nothing about what others think of them. At this early age they will +stare at a stranger with a fixed gaze and un-blinking eyes, as on an +inanimate object, in a manner which we elders cannot imitate. + +It is plain to every one that young men and women are highly sensitive +to the opinion of each other with reference to their personal +appearance; and they blush incomparably more in the presence of the +opposite sex than in that of their own.[1325] A young man, not very +liable to blush, will blush intensely at any slight ridicule of his +appearance from a girl whose judgment on any important subject he would +disregard. No happy pair of young lovers, valuing each other’s +admiration and love more than anything else in the world, probably ever +courted each other without many a blush. Even the barbarians of Tierra +del Fuego, according to Mr. Bridges, blush “chiefly in regard to women, +but certainly also at their own personal appearance.” + +Of all parts of the body, the face is most considered and regarded, as +is natural from its being the chief seat of expression and the source +of the voice. It is also the chief seat of beauty and of ugliness, and +throughout the world is the most ornamented.[1326] The face, therefore, +will have been subjected during many generations to much closer and +more earnest self-attention than any other part of the body; and in +accordance with the principle here advanced we can understand why it +should be the most liable to blush. Although exposure to alternations +of temperature, &c., has probably much increased the power of +dilatation and contraction in the capillaries of the face and adjoining +parts, yet this by itself will hardly account for these parts blushing +much more than the rest of the body; for it does not explain the fact +of the hands rarely blushing. With Europeans the whole body tingles +slightly when the face blushes intensely; and with the races of men who +habitually go nearly naked, the blushes extend over a much larger +surface than with us. These facts are, to a certain extent, +intelligible, as the self-attention of primeval man, as well as of the +existing races which still go naked, will not have been so exclusively +confined to their faces, as is the case with the people who now go +clothed. + +We have seen that in all parts of the world persons who feel shame for +some moral delinquency, are apt to avert, bend down, or hide their +faces, independently of any thought about their personal appearance. +The object can hardly be to conceal their blushes, for the face is thus +averted or hidden under circumstances which exclude any desire to +conceal shame, as when guilt is fully confessed and repented of. It is, +however, probable that primeval man before he had acquired much moral +sensitiveness would have been highly sensitive about his personal +appearance, at least in reference to the other sex, and he would +consequently have felt distress at any depreciatory remarks about his +appearance; and this is one form of shame. And as the face is the part +of the body which is most regarded, it is intelligible that any one +ashamed of his personal appearance would desire to conceal this part of +his body. The habit having been thus acquired, would naturally be +carried on when shame from strictly moral causes was felt; and it is +not easy otherwise to see why under these circumstances there should be +a desire to hide the face more than any other part of the body. + +The habit, so general with every one who feels ashamed, of turning +away, or lowering his eyes, or restlessly moving them from side to +side, probably follows from each glance directed towards those present, +bringing home the conviction that he is intently regarded; and he +endeavours, by not looking at those present, and especially not at +their eyes, momentarily to escape from this painful conviction. + +_Shyness_.—This odd state of mind, often called shamefacedness, or +false shame, or _mauvaise honte_, appears to be one of the most +efficient of all the causes of blushing. Shyness is, indeed, chiefly +recognized by the face reddening, by the eyes being averted or cast +down, and by awkward, nervous movements of the body. Many a woman +blushes from this cause, a hundred, perhaps a thousand times, to once +that she blushes from having done anything deserving blame, and of +which she is truly ashamed. Shyness seems to depend on sensitiveness to +the opinion, whether good or bad, of others, more especially with +respect to external appearance. Strangers neither know nor care +anything about our conduct or character, but they may, and often do, +criticize our appearance: hence shy persons are particularly apt to be +shy and to blush in the presence of strangers. The consciousness of +anything peculiar, or even new, in the dress, or any slight blemish on +the person, and more especially, on the face—points which are likely to +attract the attention of strangers—makes the shy intolerably shy. On +the other hand, in those cases in which conduct and not personal +appearance is concerned, we are much more apt to be shy in the presence +of acquaintances, whose judgment we in some degree value, than in that +of strangers. A physician told me that a young man, a wealthy duke, +with whom he had travelled as medical attendant, blushed like a girl, +when he paid him his fee; yet this young man probably would not have +blushed and been shy, had he been paying a bill to a tradesman. Some +persons, however, are so sensitive, that the mere act of speaking to +almost any one is sufficient to rouse their self-consciousness, and a +slight blush is the result. + +Disapprobation or ridicule, from our sensitiveness on this head, causes +shyness and blushing much more readily than does approbation; though +the latter with some persons is highly efficient. The conceited are +rarely shy; for they value themselves much too highly to expect +depreciation. Why a proud man is often shy, as appears to be the case, +is not so obvious, unless it be that, with all his self-reliance, he +really thinks much about the opinion of others although in a disdainful +spirit. Persons who are exceedingly shy are rarely shy in the presence +of those with whom they are quite familiar, and of whose good opinion +and sympathy they are perfectly assured;—for instance, a girl in the +presence of her mother. I neglected to inquire in my printed paper +whether shyness can be detected in the different races of man; but a +Hindoo gentleman assured Mr. Erskine that it is recognizable in his +countrymen. + +Shyness, as the derivation of the word indicates in several +languages,[1327] is closely related to fear; yet it is distinct from +fear in the ordinary sense. A shy man no doubt dreads the notice of +strangers, but can hardly be said to be afraid of them, he may be as +bold as a hero in battle, and yet have no self-confidence about trifles +in the presence of strangers. Almost every one is extremely nervous +when first addressing a public assembly, and most men remain so +throughout their lives; but this appears to depend on the consciousness +of a great coming exertion, with its associated effects on the system, +rather than on shyness;[1328] although a timid or shy man no doubt +suffers on such occasions infinitely more than another. With very young +children it is difficult to distinguish between fear and shyness; but +this latter feeling with them has often seemed to me to partake of the +character of the wildness of an untamed animal. Shyness comes on at a +very early age. In one of my own children, when two years and three +months old, I saw a trace of what certainly appeared to be shyness, +directed towards myself after an absence from home of only a week. This +was shown not by a blush, but by the eyes being for a few minutes +slightly averted from me. I have noticed on other occasions that +shyness or shamefacedness and real shame are exhibited in the eyes of +young children before they have acquired the power of blushing. + +As shyness apparently depends on self-attention, we can perceive how +right are those who maintain that reprehending children for shyness, +instead of doing them any good, does much harm, as it calls their +attention still more closely to themselves. It has been well urged that +“nothing hurts young people more than to be watched continually about +their feelings, to have their countenances scrutinized, and the degrees +of their sensibility measured by the surveying eye of the unmerciful +spectator. Under the constraint of such examinations they can think of +nothing but that they are looked at, and feel nothing but shame or +apprehension.”[1329] + +_Moral causes: guilt_.—With respect to blushing from strictly moral +causes, we meet with the same fundamental principle as before, namely, +regard for the opinion of others. It is not the conscience which raises +a blush, for a man may sincerely regret some slight fault committed in +solitude, or he may suffer the deepest remorse for an undetected crime, +but he will not blush. “I blush,” says Dr. Burgess,[1330] “in the +presence of my accusers.” It is not the sense of guilt, but the thought +that others think or know us to be guilty which crimsons the face. A +man may feel thoroughly ashamed at having told a small falsehood, +without blushing; but if he even suspects that he is detected he will +instantly blush, especially if detected by one whom he reveres. + +On the other hand, a man may be convinced that God witnesses all his +actions, and he may feel deeply conscious of some fault and pray for +forgiveness; but this will not, as a lady who is a great blusher +believes, ever excite a blush. The explanation of this difference +between the knowledge by God and man of our actions lies, I presume, in +man’s disapprobation of immoral conduct being somewhat akin in nature +to his depreciation of our personal appearance, so that through +association both lead to similar results; whereas the disapprobation of +God brings up no such association. + +Many a person has blushed intensely when accused of some crime, though +completely innocent of it. Even the thought, as the lady before +referred to has observed to me, that others think that we have made an +unkind or stupid remark, is amply sufficient to cause a blush, although +we know all the time that we have been completely misunderstood. An +action may be meritorious or of an indifferent nature, but a sensitive +person, if he suspects that others take a different view of it, will +blush. For instance, a lady by herself may give money to a beggar +without a trace of a blush, but if others are present, and she doubts +whether they approve, or suspects that they think her influenced by +display, she will blush. So it will be, if she offers to relieve the +distress of a decayed gentlewoman, more particularly of one whom she +had previously known under better circumstances, as she cannot then +feel sure how her conduct will be viewed. But such cases as these blend +into shyness. + +_Breaches of etiquette_.—The rules of _etiquette_ always refer to +conduct in the presence of, or towards others. They have no necessary +connection with the moral sense, and are often meaningless. +Nevertheless as they depend on the fixed custom of our equals and +superiors, whose opinion we highly regard, they are considered almost +as binding as are the laws of honour to a gentleman. Consequently the +breach of the laws of etiquette, that is, any impoliteness or +_gaucherie_, any impropriety, or an inappropriate remark, though quite +accidental, will cause the most intense blushing of which a man is +capable. Even the recollection of such an act, after an interval of +many years, will make the whole body to tingle. So strong, also, is the +power of sympathy that a sensitive person, as a lady has assured me, +will sometimes blush at a flagrant breach of etiquette by a perfect +stranger, though the act may in no way concern her. + +_Modesty_.—This is another powerful agent in exciting blushes; but the +word modesty includes very different states of the mind. It implies +humility, and we often judge of this by persons being greatly pleased +and blushing at slight praise, or by being annoyed at praise which +seems to them too high according to their own humble standard of +themselves. Blushing here has the usual signification of regard for the +opinion of others. But modesty frequently relates to acts of +indelicacy; and indelicacy is an affair of etiquette, as we clearly see +with the nations that go altogether or nearly naked. He who is modest, +and blushes easily at acts of this nature, does so because they are +breaches of a firmly and wisely established etiquette. This is indeed +shown by the derivation of the word _modest_ from _modus_, a measure or +standard of behaviour. A blush due to this form of modesty is, +moreover, apt to be intense, because it generally relates to the +opposite sex; and we have seen how in all cases our liability to blush +is thus increased. We apply the term ‘modest,’ as it would appear, to +those who have an humble opinion of themselves, and to those who are +extremely sensitive about an indelicate word or deed, simply because in +both cases blushes are readily excited, for these two frames of mind +have nothing else in common. Shyness also, from this same cause, is +often mistaken for modesty in the sense of humility. + +Some persons flush up, as I have observed and have been assured, at any +sudden and disagreeable recollection. The commonest cause seems to be +the sudden remembrance of not having done something for another person +which had been promised. In this case it may be that the thought passes +half unconsciously through the mind, “What will he think of me?” and +then the flush would partake of the nature of a true blush. But whether +such flushes are in most cases due to the capillary circulation being +affected, is very doubtful; for we must remember that almost every +strong emotion, such as anger or great joy, acts on the heart, and +causes the face to redden. + +The fact that blushes may be excited in absolute solitude seems opposed +to the view here taken, namely that the habit originally arose from +thinking about what others think of us. Several ladies, who are great +blushers, are unanimous in regard to solitude; and some of them believe +that they have blushed in the dark. From what Mr. Forbes has stated +with respect to the Aymaras, and from my own sensations, I have no +doubt that this latter statement is correct. Shakspeare, therefore, +erred when he made Juliet, who was not even by herself, say to Romeo +(act ii. sc. 2):— + +“Thou know’st the mask of night is on my face; +Else would a maiden blush bepaint my cheek, +For that which thou hast heard me speak to-night.” + + +But when a blush is excited in solitude, the cause almost always +relates to the thoughts of others about us—to acts done in their +presence, or suspected by them; or again when we reflect what others +would have thought of us had they known of the act. Nevertheless one or +two of my informants believe that they have blushed from shame at acts +in no way relating to others. If this be so, we must attribute the +result to the force of inveterate habit and association, under a state +of mind closely analogous to that which ordinarily excites a blush; nor +need we feel surprise at this, as even sympathy with another person who +commits a flagrant breach of etiquette is believed, as we have just +seen, sometimes to cause a blush. + +Finally, then, I conclude that blushing,—whether due to shyness—to +shame for a real crime—to shame from a breach of the laws of +etiquette—to modesty from humility—to modesty from an +indelicacy—depends in all cases on the same principle; this principle +being a sensitive regard for the opinion, more particularly for the +depreciation of others, primarily in relation to our personal +appearance, especially of our faces; and secondarily, through the force +of association and habit, in relation to the opinion of others on our +conduct. + +_Theory of Blushing_.—We have now to consider, why should the thought +that others are thinking about us affect our capillary circulation? Sir +C. Bell insists[1331] that blushing “is a provision for expression, as +may be inferred from the colour extending only to the surface of the +face, neck, and breast, the parts most exposed. It is not acquired; it +is from the beginning.” Dr. Burgess believes that it was designed by +the Creator in “order that the soul might have sovereign power of +displaying in the cheeks the various internal emotions of the moral +feelings;” so as to serve as a check on ourselves, and as a sign to +others, that we were violating rules which ought to be held sacred. +Gratiolet merely remarks,—“Or, comme il est dans l’ordre de la nature +que l’être social le plus intelligent soit aussi le plus intelligible, +cette faculté de rougeur et de pâleur qui distingue l’homme, est un +signe naturel de sa haute perfection.” + +The belief that blushing was SPECIALLY designed by the Creator is +opposed to the general theory of evolution, which is now so largely +accepted; but it forms no part of my duty here to argue on the general +question. Those who believe in design, will find it difficult to +account for shyness being the most frequent and efficient of all the +causes of blushing, as it makes the blusher to suffer and the beholder +uncomfortable, without being of the least service to either of them. +They will also find it difficult to account for negroes and other +dark-coloured races blushing, in whom a change of colour in the skin is +scarcely or not at all visible. + +No doubt a slight blush adds to the beauty of a maiden’s face; and the +Circassian women who are capable of blushing, invariably fetch a higher +price in the seraolio of the Sultan than less susceptible women.[1332] +But the firmest believer in the efficacy of sexual selection will +hardly suppose that blushing was acquired as a sexual ornament. This +view would also be opposed to what has just been said about the +dark-coloured races blushing in an invisible manner. + +The hypothesis which appears to me the most probable, though it may at +first seem rash, is that attention closely directed to any part of the +body tends to interfere with the ordinary and tonic contraction of the +small arteries of that part. These vessels, in consequence, become at +such times more or less relaxed, and are instantly filled with arterial +blood. This tendency will have been much strengthened, if frequent +attention has been paid during many generations to the same part, owing +to nerve-force readily flowing along accustomed channels, and by the +power of inheritance. Whenever we believe that others are depreciating +or even considering our personal appearance, our attention is vividly +directed to the outer and visible parts of our bodies; and of all such +parts we are most sensitive about our faces, as no doubt has been the +case during many past generations. Therefore, assuming for the moment +that the capillary vessels can be acted on by close attention, those of +the face will have become eminently susceptible. Through the force of +association, the same effects will tend to follow whenever we think +that others are considering or censuring our actions or character. + +As the basis of this theory rests on mental attention having some power +to influence the capillary circulation, it will be necessary to give a +considerable body of details, bearing more or less directly on this +subject. Several observers,[1333] who from their wide experience and +knowledge are eminently capable of forming a sound judgment, are +convinced that attention or consciousness (which latter term Sir H. +Holland thinks the more explicit) concentrated on almost any part of +the body produces some direct physical effect on it. This applies to +the movements of the involuntary muscles, and of the voluntary muscles +when acting involuntarily,—to the secretion of the glands,—to the +activity of the senses and sensations,—and even to the nutrition of +parts. + +It is known that the involuntary movements of the heart are affected if +close attention be paid to them. Gratiolet[1334] gives the case of a +man, who by continually watching and counting his own pulse, at last +caused one beat out of every six to intermit. On the other hand, my +father told me of a careful observer, who certainly had heart-disease +and died from it, and who positively stated that his pulse was +habitually irregular to an extreme degree; yet to his great +disappointment it invariably became regular as soon as my father +entered the room. Sir H. Holland remarks, that “the effect upon the +circulation of a part from the consciousness suddenly directed and +fixed upon it, is often obvious and immediate.” Professor Laycock, who +has particularly attended to phenomena of this nature, insists that +“when the attention is directed to any portion of the body, innervation +and circulation are excited locally, and the functional activity of +that portion developed.” + +It is generally believed that the peristaltic movements of the +intestines are influenced by attention being paid to them at fixed +recurrent periods; and these movements depend on the contraction of +unstriped and involuntary muscles. The abnormal action of the voluntary +muscles in epilepsy, chorea, and hysteria is known to be influenced by +the expectation of an attack, and by the sight of other patients +similarly affected. So it is with the involuntary acts of yawning and +laughing. + +Certain glands are much influenced by thinking of them, or of the +conditions under which they have been habitually excited. This is +familiar to every one in the increased flow of saliva, when the +thought, for instance, of intensely acid fruit is kept before the mind. +It was shown in our sixth chapter, that an earnest and long-continued +desire either to repress, or to increase, the action of the lacrymal +glands is effectual. Some curious cases have been recorded in the case +of women, of the power of the mind on the mammary glands; and still +more remarkable ones in relation to the uterine functions. + +See Gratiolet on this subject, De la Phys. p. 287. Dr. J. Crichton +Browne, from his observations on the insane, is convinced that +attention directed for a prolonged period on any part or organ may +ultimately influence its capillary circulation and nutrition. He has +given me some extraordinary cases; one of these, which cannot here be +related in full, refers to a married woman fifty years of age, who +laboured under the firm and long-continued delusion that she was +pregnant. When the expected period arrived, she acted precisely as if +she had been really delivered of a child, and seemed to suffer extreme +pain, so that the perspiration broke out on her forehead. The result +was that a state of things returned, continuing for three days, which +had ceased during the six previous years. Mr. Braid gives, in his +‘Magic, Hypnotism,’ &c., 1852, p. 95, and in his other works analogous +cases, as well as other facts showing the great influence of the will +on the mammary glands, even on one breast alone. + +When we direct our whole attention to any one sense, its acuteness is +increased;[1340] and the continued habit of close attention, as with +blind people to that of hearing, and with the blind and deaf to that of +touch, appears to improve the sense in question permanently. There is, +also, some reason to believe, judging from the capacities of different +races of man, that the effects are inherited. Turning to ordinary +sensations, it is well known that pain is increased by attending to it; +and Sir B. Brodie goes so far as to believe that pain may be felt in +any part of the body to which attention is closely drawn.[1341] Sir H. +Holland also remarks that we become not only conscious of the existence +of a part subjected to concentrated attention, but we experience in it +various odd sensations as of weight, heat, cold, tingling, or +itching.[1342] + +Lastly, some physiologists maintain that the mind can influence the +nutrition of parts. Sir J. Paget has given a curious instance of the +power, not indeed of the mind, but of the nervous system, on the hair. +A lady “who is subject to attacks of what is called nervous headache, +always finds in the morning after such an one, that some patches of her +hair are white, as if powdered with starch. The change is effected in a +night, and in a few days after, the hairs gradually regain their dark +brownish colour.”[1343] + +We thus see that close attention certainly affects various parts and +organs, which are not properly under the control of the will. By what +means attention—perhaps the most wonderful of all the wondrous powers +of the mind—is effected, is an extremely obscure subject. According to +Müller,[1344] the process by which the sensory cells of the brain are +rendered, through the will, susceptible of receiving more intense and +distinct impressions, is closely analogous to that by which the motor +cells are excited to send nerve-force to the voluntary muscles. There +are many points of analogy in the action of the sensory and motor +nerve-cells; for instance, the familiar fact that close attention to +any one sense causes fatigue, like the prolonged exertion of any one +muscle.[1345] When therefore we voluntarily concentrate our attention +on any part of the body, the cells of the brain which receive +impressions or sensations from that part are, it is probable, in some +unknown manner stimulated into activity. This may account, without any +local change in the part to which our attention is earnestly directed, +for pain or odd sensations being there felt or increased. + +If, however, the part is furnished with muscles, we cannot feel sure, +as Mr. Michael Foster has remarked to me, that some slight impulse may +not be unconsciously sent to such muscles; and this would probably +cause an obscure sensation in the part. + +In a large number of cases, as with the salivary and lacrymal glands, +intestinal canal, &c., the power of attention seems to rest, either +chiefly, or as some physiologists think, exclusively, on the vaso-motor +system being affected in such a manner that more blood is allowed to +flow into the capillaries of the part in question. This increased +action of the capillaries may in some cases be combined with the +simultaneously increased activity of the sensorium. + +The manner in which the mind affects the vasomotor system may be +conceived in the following manner. When we actually taste sour fruit, +an impression is sent through the gustatory nerves to a certain part of +the sensorium; this transmits nerve-force to the vasomotor centre, +which consequently allows the muscular coats of the small arteries that +permeate the salivary glands to relax. Hence more blood flows into +these glands, and they secrete a copious supply of saliva. Now it does +not seem an improbable assumption, that, when we reflect intently on a +sensation, the same part of the sensorium, or a closely connected part +of it, is brought into a state of activity, in the same manner as when +we actually perceive the sensation. If so, the same cells in the brain +will be excited, though, perhaps, in a less degree, by vividly thinking +about a sour taste, as by perceiving it; and they will transmit in the +one case, as in the other, nerve-force to the vaso-motor centre with +the same results. + +To give another, and, in some respects, more appropriate illustration. +If a man stands before a hot fire, his face reddens. This appears to be +due, as Mr. Michael Foster informs me, in part to the local action of +the heat, and in part to a reflex action from the vaso-motor +centres.[1346] In this latter case, the heat affects the nerves of the +face; these transmit an impression to the sensory cells of the brain, +which act on the vaso-motor centre, and this reacts on the small +arteries of the face, relaxing them and allowing them to become filled +with blood. Here, again, it seems not improbable that if we were +repeatedly to concentrate with great earnestness our attention on the +recollection of our heated faces, the same part of the sensorium which +gives us the consciousness of actual heat would be in some slight +degree stimulated, and would in consequence tend to transmit some +nerve-force to the vaso-motor centres, so as to relax the capillaries +of the face. Now as men during endless generations have had their +attention often and earnestly directed to their personal appearance, +and especially to their faces, any incipient tendency in the facial +capillaries to be thus affected will have become in the course of time +greatly strengthened through the principles just referred to, namely, +nerve-force passing readily along accustomed channels, and inherited +habit. Thus, as it appears to me, a plausible explanation is afforded +of the leading phenomena connected with the act of blushing. + +_Recapitulation_.—Men and women, and especially the young, have always +valued, in a high degree, their personal appearance; and have likewise +regarded the appearance of others. The face has been the chief object +of attention, though, when man aboriginally went naked, the whole +surface of his body would have been attended to. Our self-attention is +excited almost exclusively by the opinion of others, for no person +living in absolute solitude would care about his appearance. Every one +feels blame more acutely than praise. Now, whenever we know, or +suppose, that others are depreciating our personal appearance, our +attention is strongly drawn towards ourselves, more especially to our +faces. The probable effect of this will be, as has just been explained, +to excite into activity that part of the sensorium, which receives the +sensory nerves of the face; and this will react through the vaso-motor +system on the facial capillaries. By frequent reiteration during +numberless generations, the process will have become so habitual, in +association with the belief that others are thinking of us, that even a +suspicion of their depreciation suffices to relax the capillaries, +without any conscious thought about our faces. With some sensitive +persons it is enough even to notice their dress to produce the same +effect. Through the force, also, of association and inheritance our +capillaries are relaxed, whenever we know, or imagine, that any one is +blaming, though in silence, our actions, thoughts, or character; and, +again, when we are highly praised. + +On this hypothesis we can understand how it is that the face blushes +much more than any other part of the body, though the whole surface is +somewhat affected, more especially with the races which still go nearly +naked. It is not at all surprising that the dark-coloured races should +blush, though no change of colour is visible in their skins. From the +principle of inheritance it is not surprising that persons born blind +should blush. We can understand why the young are much more affected +than the old, and women more than men; and why the opposite sexes +especially excite each other’s blushes. It becomes obvious why personal +remarks should be particularly liable to cause blushing, and why the +most powerful of all the causes is shyness; for shyness relates to the +presence and opinion of others, and the shy are always more or less +self-conscious. With respect to real shame from moral delinquencies, we +can perceive why it is not guilt, but the thought that others think us +guilty, which raises a blush. A man reflecting on a crime committed in +solitude, and stung by his conscience, does not blush; yet he will +blush under the vivid recollection of a detected fault, or of one +committed in the presence of others, the degree of blushing being +closely related to the feeling of regard for those who have detected, +witnessed, or suspected his fault. Breaches of conventional rules of +conduct, if they are rigidly insisted on by our equals or superiors, +often cause more intense blushes even than a detected crime, and an act +which is really criminal, if not blamed by our equals, hardly raises a +tinge of colour on our cheeks. Modesty from humility, or from an +indelicacy, excites a vivid blush, as both relate to the judgment or +fixed customs of others. + +From the intimate sympathy which exists between the capillary +circulation of the surface of the head and of the brain, whenever there +is intense blushing, there will be some, and often great, confusion of +mind. This is frequently accompanied by awkward movements, and +sometimes by the involuntary twitching of certain muscles. + +As blushing, according to this hypothesis, is an indirect result of +attention, originally directed to our personal appearance, that is to +the surface of the body, and more especially to the face, we can +understand the meaning of the gestures which accompany blushing +throughout the world. These consist in hiding the face, or turning it +towards the ground, or to one side. The eyes are generally averted or +are restless, for to look at the man who causes us to feel shame or +shyness, immediately brings home in an intolerable manner the +consciousness that his gaze is directed on us. Through the principle of +associated habit, the same movements of the face and eyes are +practised, and can, indeed, hardly be avoided, whenever we know or +believe that, others are blaming, or too strongly praising, our moral +conduct. + + + + +CHAPTER XIV. CONCLUDING REMARKS AND SUMMARY. + +The three leading principles which have determined the chief movements +of expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on the +specific unity of the races of man—On the successive acquirement of +various expressions by the progenitors of man—The importance of +expression—Conclusion. + +I have now described, to the best of my ability, the chief expressive +actions in man, and in some few of the lower animals. I have also +attempted to explain the origin or development of these actions through +the three principles given in the first chapter. The first of these +principles is, that movements which are serviceable in gratifying some +desire, or in relieving some sensation, if often repeated, become so +habitual that they are performed, whether or not of any service, +whenever the same desire or sensation is felt, even in a very weak +degree. + +Our second principle is that of antithesis. The habit of voluntarily +performing opposite movements under opposite impulses has become firmly +established in us by the practice of our whole lives. Hence, if certain +actions have been regularly performed, in accordance with our first +principle, under a certain frame of mind, there will be a strong and +involuntary tendency to the performance of directly opposite actions, +whether or not these are of any use, under the excitement of an +opposite frame of mind. + +Our third principle is the direct action of the excited nervous system +on the body, independently of the will, and independently, in large +part, of habit. Experience shows that nerve-force is generated and set +free whenever the cerebro-spinal system is excited. The direction which +this nerve-force follows is necessarily determined by the lines of +connection between the nerve-cells, with each other and with various +parts of the body. But the direction is likewise much influenced by +habit; inasmuch as nerve-force passes readily along accustomed +channels. + +The frantic and senseless actions of an enraged man may be attributed +in part to the undirected flow of nerve-force, and in part to the +effects of habit, for these actions often vaguely represent the act of +striking. They thus pass into gestures included under our first +principle; as when an indignant man unconsciously throws himself into a +fitting attitude for attacking his opponent, though without any +intention of making an actual attack. We see also the influence of +habit in all the emotions and sensations which are called exciting; for +they have assumed this character from having habitually led to +energetic action; and action affects, in an indirect manner, the +respiratory and circulatory system; and the latter reacts on the brain. +Whenever these emotions or sensations are even slightly felt by us, +though they may not at the time lead to any exertion, our whole system +is nevertheless disturbed through the force of habit and association. +Other emotions and sensations are called depressing, because they have +not habitually led to energetic action, excepting just at first, as in +the case of extreme pain, fear, and grief, and they have ultimately +caused complete exhaustion; they are consequently expressed chiefly by +negative signs and by prostration. Again, there are other emotions, +such as that of affection, which do not commonly lead to action of any +kind, and consequently are not exhibited by any strongly marked outward +signs. Affection indeed, in as far as it is a pleasurable sensation, +excites the ordinary signs of pleasure. + +On the other hand, many of the effects due to the excitement of the +nervous system seem to be quite independent of the flow of nerve-force +along the channels which have been rendered habitual by former +exertions of the will. Such effects, which often reveal the state of +mind of the person thus affected, cannot at present be explained; for +instance, the change of colour in the hair from extreme terror or +grief,—the cold sweat and the trembling of the muscles from fear,—the +modified secretions of the intestinal canal,—and the failure of certain +glands to act. + +Notwithstanding that much remains unintelligible in our present +subject, so many expressive movements and actions can be explained to a +certain extent through the above three principles, that we may hope +hereafter to see all explained by these or by closely analogous +principles. + +Actions of all kinds, if regularly accompanying any state of the mind, +are at once recognized as expressive. These may consist of movements of +any part of the body, as the wagging of a dog’s tail, the shrugging of +a man’s shoulders, the erection of the hair, the exudation of +perspiration, the state of the capillary circulation, laboured +breathing, and the use of the vocal or other sound-producing +instruments. Even insects express anger, terror, jealousy, and love by +their stridulation. With man the respiratory organs are of especial +importance in expression, not only in a direct, but in a still higher +degree in an indirect manner. + +Few points are more interesting in our present subject than the +extraordinarily complex chain of events which lead to certain +expressive movements. Take, for instance, the oblique eyebrows of a man +suffering from grief or anxiety. When infants scream loudly from hunger +or pain, the circulation is affected, and the eyes tend to become +gorged with blood: consequently the muscles surrounding the eyes are +strongly contracted as a protection: this action, in the course of many +generations, has become firmly fixed and inherited: but when, with +advancing years and culture, the habit of screaming is partially +repressed, the muscles round the eyes still tend to contract, whenever +even slight distress is felt: of these muscles, the pyramidals of the +nose are less under the control of the will than are the others and +their contraction can be checked only by that of the central fasciae of +the frontal muscle: these latter fasciae draw up the inner ends of the +eyebrows, and wrinkle the forehead in a peculiar manner, which we +instantly recognize as the expression of grief or anxiety. Slight +movements, such as these just described, or the scarcely perceptible +drawing down of the corners of the mouth, are the last remnants or +rudiments of strongly marked and intelligible movements. They are as +full of significance to us in regard to expression, as are ordinary +rudiments to the naturalist in the classification and genealogy of +organic beings. + +That the chief expressive actions, exhibited by man and by the lower +animals, are now innate or inherited,—that is, have not been learnt by +the individual,—is admitted by every one. So little has learning or +imitation to do with several of them that they are from the earliest +days and throughout life quite beyond our control; for instance, the +relaxation of the arteries of the skin in blushing, and the increased +action of the heart in anger. We may see children, only two or three +years old, and even those born blind, blushing from shame; and the +naked scalp of a very young infant reddens from passion. Infants scream +from pain directly after birth, and all their features then assume the +same form as during subsequent years. These facts alone suffice to show +that many of our most important expressions have not been learnt; but +it is remarkable that some, which are certainly innate, require +practice in the individual, before they are performed in a full and +perfect manner; for instance, weeping and laughing. The inheritance of +most of our expressive actions explains the fact that those born blind +display them, as I hear from the Rev. R. H. Blair, equally well with +those gifted with eyesight. We can thus also understand the fact that +the young and the old of widely different races, both with man and +animals, express the same state of mind by the same movements. + +We are so familiar with the fact of young and old animals displaying +their feelings in the same manner, that we hardly perceive how +remarkable it is that a young puppy should wag its tail when pleased, +depress its ears and uncover its canine teeth when pretending to be +savage, just like an old dog; or that a kitten should arch its little +back and erect its hair when frightened and angry, like an old cat. +When, however, we turn to less common gestures in ourselves, which we +are accustomed to look at as artificial or conventional,—such as +shrugging the shoulders, as a sign of impotence, or the raising the +arms with open hands and extended fingers, as a sign of wonder,—we feel +perhaps too much surprise at finding that they are innate. That these +and some other gestures are inherited, we may infer from their being +performed by very young children, by those born blind, and by the most +widely distinct races of man. We should also bear in mind that new and +highly peculiar tricks, in association with certain states of the mind, +are known to have arisen in certain individuals, and to have been +afterwards transmitted to their offspring, in some cases, for more than +one generation. + +Certain other gestures, which seem to us so natural that we might +easily imagine that they were innate, apparently have been learnt like +the words of a language. This seems to be the case with the joining of +the uplifted hands, and the turning up of the eyes, in prayer. So it is +with kissing as a mark of affection; but this is innate, in so far as +it depends on the pleasure derived from contact with a beloved person. +The evidence with respect to the inheritance of nodding and shaking the +head, as signs of affirmation and negation, is doubtful; for they are +not universal, yet seem too general to have been independently acquired +by all the individuals of so many races. + +We will now consider how far the will and consciousness have come into +play in the development of the various movements of expression. As far +as we can judge, only a few expressive movements, such as those just +referred to, are learnt by each individual; that is, were consciously +and voluntarily performed during the early years of life for some +definite object, or in imitation of others, and then became habitual. +The far greater number of the movements of expression, and all the more +important ones, are, as we have seen, innate or inherited; and such +cannot be said to depend on the will of the individual. Nevertheless, +all those included under our first principle were at first voluntarily +performed for a definite object,—namely, to escape some danger, to +relieve some distress, or to gratify some desire. For instance, there +can hardly be a doubt that the animals which fight with their teeth, +have acquired the habit of drawing back their ears closely to their +heads, when feeling savage, from their progenitors having voluntarily +acted in this manner in order to protect their ears from being torn by +their antagonists; for those animals which do not fight with their +teeth do not thus express a savage state of mind. We may infer as +highly probable that we ourselves have acquired the habit of +contracting the muscles round the eyes, whilst crying gently, that is, +without the utterance of any loud sound, from our progenitors, +especially during infancy, having experienced, during the act of +screaming, an uncomfortable sensation in their eyeballs. Again, some +highly expressive movements result from the endeavour to cheek or +prevent other expressive movements; thus the obliquity of the eyebrows +and the drawing down of the corners of the mouth follow from the +endeavour to prevent a screaming-fit from coming on, or to cheek it +after it has come on. Here it is obvious that the consciousness and +will must at first have come into play; not that we are conscious in +these or in other such cases what muscles are brought into action, any +more than when we perform the most ordinary voluntary movements. + +With respect to the expressive movements due to the principle of +antithesis, it is clear that the will has intervened, though in a +remote and indirect manner. So again with the movements coming under +our third principle; these, in as far as they are influenced by +nerve-force readily passing along habitual channels, have been +determined by former and repeated exertions of the will. The effects +indirectly due to this latter agency are often combined in a complex +manner, through the force of habit and association, with those directly +resulting from the excitement of the cerebro-spinal system. This seems +to be the case with the increased action of the heart under the +influence of any strong emotion. When an animal erects its hair, +assumes a threatening attitude, and utters fierce sounds, in order to +terrify an enemy, we see a curious combination of movements which were +originally voluntary with those that are involuntary. It is, however, +possible that even strictly involuntary actions, such as the erection +of the hair, may have been affected by the mysterious power of the +will. + +Some expressive movements may have arisen spontaneously, in association +with certain states of the mind, like the tricks lately referred to, +and afterwards been inherited. But I know of no evidence rendering this +view probable. + +The power of communication between the members of the same tribe by +means of language has been of paramount importance in the development +of man; and the force of language is much aided by the expressive +movements of the face and body. We perceive this at once when we +converse on an important subject with any person whose face is +concealed. Nevertheless there are no grounds, as far as I can discover, +for believing that any muscle has been developed or even modified +exclusively for the sake of expression. The vocal and other +sound-producing organs, by which various expressive noises are +produced, seem to form a partial exception; but I have elsewhere +attempted to show that these organs were first developed for sexual +purposes, in order that one sex might call or charm the other. Nor can +I discover grounds for believing that any inherited movement, which now +serves as a means of expression, was at first voluntarily and +consciously performed for this special purpose,—like some of the +gestures and the finger-language used by the deaf and dumb. On the +contrary, every true or inherited movement of expression seems to have +had some natural and independent origin. But when once acquired, such +movements may be voluntarily and consciously employed as a means of +communication. Even infants, if carefully attended to, find out at a +very early age that their screaming brings relief, and they soon +voluntarily practise it. We may frequently see a person voluntarily +raising his eyebrows to express surprise, or smiling to express +pretended satisfaction and acquiescence. A man often wishes to make +certain gestures conspicuous or demonstrative, and will raise his +extended arms with widely opened fingers above his head, to show +astonishment, or lift his shoulders to his ears, to show that he cannot +or will not do something. The tendency to such movements will be +strengthened or increased by their being thus voluntarily and +repeatedly performed; and the effects may be inherited. + +It is perhaps worth consideration whether movements at first used only +by one or a few individuals to express a certain state of mind may not +sometimes have spread to others, and ultimately have become universal, +through the power of conscious and unconscious imitation. That there +exists in man a strong tendency to imitation, independently of the +conscious will, is certain. This is exhibited in the most extraordinary +manner in certain brain diseases, especially at the commencement of +inflammatory softening of the brain, and has been called the “echo +sign.” Patients thus affected imitate, without understanding every +absurd gesture which is made, and every word which is uttered near +them, even in a foreign language.[1401] In the case of animals, the +jackal and wolf have learnt under confinement to imitate the barking of +the dog. How the barking of the dog, which serves to express various +emotions and desires, and which is so remarkable from having been +acquired since the animal was domesticated, and from being inherited in +different degrees by different breeds, was first learnt we do not know; +but may we not suspect that imitation has had something to do with its +acquisition, owing to dogs having long lived in strict association with +so loquacious an animal as man? + +In the course of the foregoing remarks and throughout this volume, I +have often felt much difficulty about the proper application of the +terms, will, consciousness, and intention. Actions, which were at first +voluntary, soon became habitual, and at last hereditary, and may then +be performed even in opposition to the will. Although they often reveal +the state of the mind, this result was not at first either intended or +expected. Even such words as that “certain movements serve as a means +of expression,” are apt to mislead, as they imply that this was their +primary purpose or object. This, however, seems rarely or never to have +been the case; the movements having been at first either of some direct +use, or the indirect effect of the excited state of the sensorium. An +infant may scream either intentionally or instinctively to show that it +wants food; but it has no wish or intention to draw its features into +the peculiar form which so plainly indicates misery; yet some of the +most characteristic expressions exhibited by man are derived from the +act of screaming, as has been explained. + +Although most of our expressive actions are innate or instinctive, as +is admitted by everyone, it is a different question whether we have any +instinctive power of recognizing them. This has generally been assumed +to be the case; but the assumption has been strongly controverted by M. +Lemoine.[1402] Monkeys soon learn to distinguish, not only the tones of +voice of their masters, but the expression of their faces, as is +asserted by a careful observer.[1403] Dogs well know the difference +between caressing and threatening gestures or tones; and they seem to +recognize a compassionate tone. But as far as I can make out, after +repeated trials, they do not understand any movement confined to the +features, excepting a smile or laugh; and this they appear, at least in +some cases, to recognize. This limited amount of knowledge has probably +been gained, both by monkeys and dogs, through their associating harsh +or kind treatment with our actions; and the knowledge certainly is not +instinctive. Children, no doubt, would soon learn the movements of +expression in their elders in the same manner as animals learn those of +man. Moreover, when a child cries or laughs, he knows in a general +manner what he is doing and what he feels; so that a very small +exertion of reason would tell him what crying or laughing meant in +others. But the question is, do our children acquire their knowledge of +expression solely by experience through the power of association and +reason? + +As most of the movements of expression must have been gradually +acquired, afterwards becoming instinctive, there seems to be some +degree of _a priori_ probability that their recognition would likewise +have become instinctive. There is, at least, no greater difficulty in +believing this than in admitting that, when a female quadruped first +bears young, she knows the cry of distress of her offspring, or than in +admitting that many animals instinctively recognize and fear their +enemies; and of both these statements there can be no reasonable doubt. +It is however extremely difficult to prove that our children +instinctively recognize any expression. I attended to this point in my +first-born infant, who could not have learnt anything by associating +with other children, and I was convinced that he understood a smile and +received pleasure from seeing one, answering it by another, at much too +early an age to have learnt anything by experience. When this child was +about four months old, I made in his presence many odd noises and +strange grimaces, and tried to look savage; but the noises, if not too +loud, as well as the grimaces, were all taken as good jokes; and I +attributed this at the time to their being preceded or accompanied by +smiles. When five months old, he seemed to understand a compassionate, +expression and tone of voice. When a few days over six months old, his +nurse pretended to cry, and I saw that his face instantly assumed a +melancholy expression, with the corners of the mouth strongly +depressed; now this child could rarely have seen any other child +crying, and never a grown-up person crying, and I should doubt whether +at so early an age he could have reasoned on the subject. Therefore it +seems to me that an innate feeling must have told him that the +pretended crying of his nurse expressed grief; and this through the +instinct of sympathy excited grief in him. + +M. Lemoine argues that, if man possessed an innate knowledge of +expression, authors and artists would not have found it so difficult, +as is notoriously the case, to describe and depict the characteristic +signs of each particular state of mind. But this does not seem to me a +valid argument. We may actually behold the expression changing in an +unmistakable manner in a man or animal, and yet be quite unable, as I +know from experience, to analyse the nature of the change. In the two +photographs given by Duchenne of the same old man (Plate III. figs. 5 +and 6), almost every one recognized that the one represented a true, +and the other a false smile; but I have found it very difficult to +decide in what the whole amount of difference consists. It has often +struck me as a curious fact that so many shades of expression are +instantly recognized without any conscious process of analysis on our +part. No one, I believe, can clearly describe a sullen or sly +expression; yet many observers are unanimous that these expressions can +be recognized in the various races of man. Almost everyone to whom I +showed Duchenne’s photograph of the young man with oblique eyebrows +(Plate II. fig. 2) at once declared that it expressed grief or some +such feeling; yet probably not one of these persons, or one out of a +thousand persons, could beforehand have told anything precise about the +obliquity of the eyebrows with their inner ends puckered, or about the +rectangular furrows on the forehead. So it is with many other +expressions, of which I have had practical experience in the trouble +requisite in instructing others what points to observe. If, then, great +ignorance of details does not prevent our recognizing with certainty +and promptitude various expressions, I do not see how this ignorance +can be advanced as an argument that our knowledge, though vague and +general, is not innate. + +I have endeavoured to show in considerable detail that all the chief +expressions exhibited by man are the same throughout the world. This +fact is interesting, as it affords a new argument in favour of the +several races being descended from a single parent-stock, which must +have been almost completely human in structure, and to a large extent +in mind, before the period at which the races diverged from each other. +No doubt similar structures, adapted for the same purpose, have often +been independently acquired through variation and natural selection by +distinct species; but this view will not explain close similarity +between distinct species in a multitude of unimportant details. Now if +we bear in mind the numerous points of structure having no relation to +expression, in which all the races of man closely agree, and then add +to them the numerous points, some of the highest importance and many of +the most trifling value, on which the movements of expression directly +or indirectly depend, it seems to me improbable in the highest degree +that so much similarity, or rather identity of structure, could have +been acquired by independent means. Yet this must have been the case if +the races of man are descended from several aboriginally distinct +species. It is far more probable that the many points of close +similarity in the various races are due to inheritance from a single +parent-form, which had already assumed a human character. + +It is a curious, though perhaps an idle speculation, how early in the +long line of our progenitors the various expressive movements, now +exhibited by man, were successively acquired. The following remarks +will at least serve to recall some of the chief points discussed in +this volume. We may confidently believe that laughter, as a sign of +pleasure or enjoyment, was practised by our progenitors long before +they deserved to be called human; for very many kinds of monkeys, when +pleased, utter a reiterated sound, clearly analogous to our laughter, +often accompanied by vibratory movements of their jaws or lips, with +the corners of the mouth drawn backwards and upwards, by the wrinkling +of the cheeks, and even by the brightening of the eyes. + +We may likewise infer that fear was expressed from an extremely remote +period, in almost the same manner as it now is by man; namely, by +trembling, the erection of the hair, cold perspiration, pallor, widely +opened eyes, the relaxation of most of the muscles, and by the whole +body cowering downwards or held motionless. + +Suffering, if great, will from the first have caused screams or groans +to be uttered, the body to be contorted, and the teeth to be ground +together. But our progenitors will not have exhibited those highly +expressive movements of the features which accompany screaming and +crying until their circulatory and respiratory organs, and the muscles +surrounding the eyes, had acquired their present structure. The +shedding of tears appears to have originated through reflex action from +the spasmodic contraction of the eyelids, together perhaps with the +eyeballs becoming gorged with blood during the act of screaming. +Therefore weeping probably came on rather late in the line of our +descent; and this conclusion agrees with the fact that our nearest +allies, the anthropomorphous apes, do not weep. But we must here +exercise some caution, for as certain monkeys, which are not closely +related to man, weep, this habit might have been developed long ago in +a sub-branch of the group from which man is derived. Our early +progenitors, when suffering from grief or anxiety, would not have made +their eyebrows oblique, or have drawn down the corners of their mouth, +until they had acquired the habit of endeavouring to restrain their +screams. The expression, therefore, of grief and anxiety is eminently +human. + +Rage will have been expressed at a very early period by threatening or +frantic gestures, by the reddening of the skin, and by glaring eyes, +but not by frowning. For the habit of frowning seems to have been +acquired chiefly from the corrugators being the first muscles to +contract round the eyes, whenever during infancy pain, anger, or +distress is felt, and there consequently is a near approach to +screaming; and partly from a frown serving as a shade in difficult and +intent vision. It seems probable that this shading action would not +have become habitual until man had assumed a completely upright +position, for monkeys do not frown when exposed to a glaring light. Our +early progenitors, when enraged, would probably have exposed their +teeth more freely than does man, even when giving full vent to his +rage, as with the insane. We may, also, feel almost certain that they +would have protruded their lips, when sulky or disappointed, in a +greater degree than is the case with our own children, or even with the +children of existing savage races. + +Our early progenitors, when indignant or moderately angry, would not +have held their heads erect, opened their chests, squared their +shoulders, and clenched their fists, until they had acquired the +ordinary carriage and upright attitude of man, and had learnt to fight +with their fists or clubs. Until this period had arrived the +antithetical gesture of shrugging the shoulders, as a sign of impotence +or of patience, would not have been developed. From the same reason +astonishment would not then have been expressed by raising the arms +with open hands and extended fingers. Nor, judging from the actions of +monkeys, would astonishment have been exhibited by a widely opened +mouth; but the eyes would have been opened and the eyebrows arched. +Disgust would have been shown at a very early period by movements round +the mouth, like those of vomiting,—that is, if the view which I have +suggested respecting the source of the expression is correct, namely, +that our progenitors had the power, and used it, of voluntarily and +quickly rejecting any food from their stomachs which they disliked. But +the more refined manner of showing contempt or disdain, by lowering the +eyelids, or turning away the eyes and face, as if the despised person +were not worth looking at, would not probably have been acquired until +a much later period. + +Of all expressions, blushing seems to be the most strictly human; yet +it is common to all or nearly all the races of man, whether or not any +change of colour is visible in their skin. The relaxation of the small +arteries of the surface, on which blushing depends, seems to have +primarily resulted from earnest attention directed to the appearance of +our own persons, especially of our faces, aided by habit, inheritance, +and the ready flow of nerve-force along accustomed channels; and +afterwards to have been extended by the power of association to +self-attention directed to moral conduct. It can hardly be doubted that +many animals are capable of appreciating beautiful colours and even +forms, as is shown by the pains which the individuals of one sex take +in displaying their beauty before those of the opposite sex. But it +does not seem possible that any animal, until its mental powers had +been developed to an equal or nearly equal degree with those of man, +would have closely considered and been sensitive about its own personal +appearance. Therefore we may conclude that blushing originated at a +very late period in the long line of our descent. + +From the various facts just alluded to, and given in the course of this +volume, it follows that, if the structure of our organs of respiration +and circulation had differed in only a slight degree from the state in +which they now exist, most of our expressions would have been +wonderfully different. A very slight change in the course of the +arteries and veins which run to the head, would probably have prevented +the blood from accumulating in our eyeballs during violent expiration; +for this occurs in extremely few quadrupeds. In this case we should not +have displayed some of our most characteristic expressions. If man had +breathed water by the aid of external branchiae (though the idea is +hardly conceivable), instead of air through his mouth and nostrils, his +features would not have expressed his feelings much more efficiently +than now do his hands or limbs. Rage and disgust, however, would still +have been shown by movements about the lips and mouth, and the eyes +would have become brighter or duller according to the state of the +circulation. If our ears had remained movable, their movements would +have been highly expressive, as is the case with all the animals which +fight with their teeth; and we may infer that our early progenitors +thus fought, as we still uncover the canine tooth on one side when we +sneer at or defy any one, and we uncover all our teeth when furiously +enraged. + +The movements of expression in the face and body, whatever their origin +may have been, are in themselves of much importance for our welfare. +They serve as the first means of communication between the mother and +her infant; she smiles approval, and thus encourages her child on the +right path, or frowns disapproval. We readily perceive sympathy in +others by their expression; our sufferings are thus mitigated and our +pleasures increased; and mutual good feeling is thus strengthened. The +movements of expression give vividness and energy to our spoken words. +They reveal the thoughts and intentions of others more truly than do +words, which may be falsified. Whatever amount of truth the so-called +science of physiognomy may contain, appears to depend, as Haller long +ago remarked,[1404] on different persons bringing into frequent use +different facial muscles, according to their dispositions; the +development of these muscles being perhaps thus increased, and the +lines or furrows on the face, due to their habitual contraction, being +thus rendered deeper and more conspicuous. The free expression by +outward signs of an emotion intensifies it. On the other hand, the +repression, as far as this is possible, of all outward signs softens +our emotions.[1405] He who gives way to violent gestures will increase +his rage; he who does not control the signs of fear will experience +fear in a greater degree; and he who remains passive when overwhelmed +with grief loses his best chance of recovering elasticity of mind. +These results follow partly from the intimate relation which exists +between almost all the emotions and their outward manifestations; and +partly from the direct influence of exertion on the heart, and +consequently on the brain. Even the simulation of an emotion tends to +arouse it in our minds. Shakespeare, who from his wonderful knowledge +of the human mind ought to be an excellent judge, says:— + +Is it not monstrous that this player here, +But in a fiction, in a dream of passion, +Could force his soul so to his own conceit, +That, from her working, all his visage wann’d; +Tears in his eyes, distraction in ’s aspect, +A broken voice, and his whole function suiting +With forms to his conceit? And all for nothing! +_Hamlet_, act ii. sc. 2. + + +We have seen that the study of the theory of expression confirms to a +certain limited extent the conclusion that man is derived from some +lower animal form, and supports the belief of the specific or +sub-specific unity of the several races; but as far as my judgment +serves, such confirmation was hardly needed. We have also seen that +expression in itself, or the language of the emotions, as it has +sometimes been called, is certainly of importance for the welfare of +mankind. To understand, as far as possible, the source or origin of the +various expressions which may be hourly seen on the faces of the men +around us, not to mention our domesticated animals, ought to possess +much interest for us. From these several causes, we may conclude that +the philosophy of our subject has well deserved the attention which it +has already received from several excellent observers, and that it +deserves still further attention, especially from any able +physiologist. + + + +FOOTNOTES: + + + +1 (return) [ J. Parsons, in his paper in the Appendix to the +‘Philosophical Transactions’ for 1746, p. 41, gives a list of forty-one +old authors who have written on Expression.] + +2 (return) [ Conférences sur l’expression des différents Caractères des +Passions.’ Paris, 4to, 1667. I always quote from the republication of +the ‘Conférences’ in the edition of Lavater, by Moreau, which appeared +in 1820, as given in vol. ix. p. 257.] + +3 (return) [ ‘Discours par Pierre Camper sur le moyen de représenter +les diverses passions,’ &c. 1792. 1844] + +4 (return) [ I always quote from the third edition, 1844, which was +published after the death of Sir C. Bell, and contains his latest +corrections. The first edition of 1806 is much inferior in merit, and +does not include some of his more important views.] + +5 (return) [ ‘De la Physionomie et de la Parole,’ par Albert Lemoine, +1865, p. 101.] + +6 (return) [ ‘L’Art de connaître les Hommes,’ &c., par G. Lavater. The +earliest edition of this work, referred to in the preface to the +edition of 1820 in ten volumes, as containing the observations of M. +Moreau, is said to have been published in 1807; and I have no doubt +that this is correct, because the ‘Notice sur Lavater’ at the +commencement of volume i. is dated April 13, 1806. In some +bibliographical works, however, the date of 1805—1809 is given, but it +seems impossible that 1805 can be correct. Dr. Duchenne remarks +(‘Mécanisme de la Physionomie Humaine,’-8vo edit. 1862, p. 5, and +‘Archives Générales de Médecine,’ Jan. et Fév. 1862) that M. Moreau “_a +composé pour son ouvrage un article important_,” &c., in the year 1805; +and I find in volume i. of the edition of 1820 passages bearing the +dates of December 12, 1805, and another January 5, 1806, besides that +of April 13, 1806, above referred to. In consequence of some of these +passages having thus been _composed_ in 1805, Dr. Duchenne assigns to +M. Moreau the priority over Sir C. Bell, whose work, as we have seen, +was published in 1806. This is a very unusual manner of determining the +priority of scientific works; but such questions are of extremely +little importance in comparison with their relative merits. The +passages above quoted from M. Moreau and from Le Brun are taken in this +and all other cases from the edition of 1820 of Lavater, tom. iv. p. +228, and tom. ix. p. 279.] + + +7 (return) [ ‘Handbuch der Systematischen Anatomie des Menschen.’ Band +I. Dritte Abtheilung, 1858.] + +8 (return) [ ‘The Senses and the Intellect,’ 2nd edit. 1864, pp. 96 and +288. The preface to the first edition of this work is dated June, 1855. +See also the 2nd edition of Mr. Bain’s work on the ‘Emotions and +Will.’] + +9 (return) [ ‘The Anatomy of Expression,’ 3rd edit. p. 121.] + +10 (return) [ ‘Essays, Scientific, Political, and Speculative,’ Second +Series, 1863, p. 111. There is a discussion on Laughter in the First +Series of Essays, which discussion seems to me of very inferior value.] + +11 (return) [ Since the publication of the essay just referred to, Mr. +Spencer has written another, on “Morals and Moral Sentiments,” in the +‘Fortnightly Review,’ April 1, 1871, p. 426. He has, also, now +published his final conclusions in vol. ii. of the second edit. of the +‘Principles of Psychology,’ 1872, p. 539. I may state, in order that I +may not be accused of trespassing on Mr. Spencer’s domain, that I +announced in my ‘Descent of Man,’ that I had then written a part of the +present volume: my first MS. notes on the subject of expression bear +the date of the year 1838.] + +12 (return) [ ‘Anatomy of Expression,’ 3rd edit. pp. 98, 121, 131.] + +13 (return) [ Professor Owen expressly states (Proc. Zoolog. Soc. 1830, +p. 28) that this is the case with respect to the Orang, and specifies +all the more important muscles which are well known to serve with man +for the expression of his feelings. See, also, a description of several +of the facial muscles in the Chimpanzee, by Prof. Macalister, in +‘Annals and Magazine of Natural History,’ vol. vii. May, 1871, p. 342.] + +14 (return) [ ‘Anatomy of Expression,’ pp. 121, 138.] + +15 (return) [ ‘De la Physionomie,’ pp. 12, 73.] + +16 (return) [ ‘Mécanisme de la Physionomie Humaine,’ 8vo edit. p. 31.] + +17 (return) [ ‘Elements of Physiology,’ English translation, vol. ii. +p. 934.] + +18 (return) [ ‘Anatomy of Expression,’ 3rd edit. p. 198.] + +19 (return) [ See remarks to this effect in Lessing’s ‘Lacooon,’ +translated by W. Ross, 1836, p. 19.] + +20 (return) [ Mr. Partridge in Todd’s ‘Cyclopædia of Anatomy and +Physiology,’ vol. ii. p. 227.] + +21 (return) [ ‘La Physionomie,’ par G. Lavater, tom. iv. 1820, p. 274. +On the number of the facial muscles, see vol. iv. pp. 209-211.] + +22 (return) [ ‘Mimik und Physiognomik,’ 1867, s. 91.] + +101 (return) [ Mr. Herbert Spencer (‘Essays,’ Second Series, 1863, p. +138) has drawn a clear distinction between emotions and sensations, the +latter being “generated in our corporeal framework.” He classes as +Feelings both emotions and-sensations.] + +102 (return) [ Müller, ‘Elements of Physiology,’ Eng. translat. vol. +ii. p. 939. See also Mr. H. Spencer’s interesting speculations on the +same subject, and on the genesis of nerves, in his ‘Principles of +Biology,’ vol. ii. p. 346; and in his ‘Principles of Psychology,’ 2nd +edit. pp. 511-557.] + +103 (return) [ A remark to much the same effect was made long ago by +Hippocrates and by the illustrious Harvey; for both assert that a young +animal forgets in the course of a few days the art of sucking, and +cannot without some difficulty again acquire it. I give these +assertions on the authority of Dr. Darwin, ‘Zoonomia,’ 1794, vol. i. p. +140.] + +104 (return) [ See for my authorities, and for various analogous facts, +‘The Variation of Animals and Plants under Domestication,’ 1868, vol. +ii. p. 304.] + +105 (return) [ ‘The Senses and the Intellect,’ 2nd edit. 1864, p. 332. +Prof. Huxley remarks (‘Elementary Lessons in Physiology,’ 5th edit. +1872, p. 306), “It may be laid down as a rule, that, if any two mental +states be called up together, or in succession, with due frequency and +vividness, the subsequent production of the one of them will suffice to +call up the other, and that whether we desire it or not.”] + +106 (return) [ Gratiolet (‘De la Physionomie,’ p. 324), in his +discussion on this subject, gives many analogous instances. See p. 42, +on the opening and shutting of the eyes. Engel is quoted (p. 323) on +the changed paces of a man, as his thoughts change.] + +107 (return) [ ‘Mécanisme de la Physionomie Humaine,’ 1862, p. 17.] + +108 (return) [ ‘The Variation of Animals and Plants under +Domestication,’ vol. ii. p. 6. The inheritance of habitual gestures is +so important for us, that I gladly avail myself of Mr. F. Galton’s +permission to give in his own words the following remarkable case:—“The +following account of a habit occurring in individuals of three +consecutive generations {footnote continues:} is of peculiar interest, +because it occurs only during sound sleep, and therefore cannot be due +to imitation, but must be altogether natural. The particulars are +perfectly trustworthy, for I have enquired fully into them, and speak +from abundant and independent evidence. A gentleman of considerable +position was found by his wife to have the curious trick, when he lay +fast asleep on his back in bed, of raising his right arm slowly in +front of his face, up to his forehead, and then dropping it with a +jerk, so that the wrist fell heavily on the bridge of his nose. The +trick did not occur every night, but occasionally, and was independent +of any ascertained cause. Sometimes it was repeated incessantly for an +hour or more. The gentleman’s nose was prominent, and its bridge often +became sore from the blows which it received. At one time an awkward +sore was produced, that was long in healing, on account of the +recurrence, night after night, of the blows which first caused it. His +wife had to remove the button from the wrist of his night-gown as it +made severe scratches, and some means were attempted of tying his arm. + +“Many years after his death, his son married a lady who had never heard +of the family incident. She, however, observed precisely the same +peculiarity in her husband; but his nose, from not being particularly +prominent, has never as yet suffered from the blows. The trick does not +occur when he is half-asleep, as, for example, when dozing in his +arm-chair, but the moment he is fast asleep it is apt to begin. It is, +as with his father, intermittent; sometimes ceasing for many nights, +and sometimes almost incessant during a part of every night. It is +performed, as it was by his father, with his right hand. + +“One of his children, a girl, has inherited the same trick. She +performs it, likewise, with the right hand, but in a slightly modified +form; for, after raising the arm, she does not allow the wrist to drop +upon the bridge of the nose, but the palm of the half-closed hand falls +over and down the nose, striking it rather rapidly. It is also very +intermittent with this child, not occurring for periods of some months, +but sometimes occurring almost incessantly.”] + +109 (return) [ Prof. Huxley remarks (‘Elementary Physiology,’ 5th edit. +p. 305) that reflex actions proper to the spinal cord are _natural_; +but, by the help of the brain, that is through habit, an infinity of +_artificial_ reflex actions may be acquired. Virchow admits (‘Sammlung +wissenschaft. Vorträge,’ &c., “Ueber das Rückenmark,” 1871, ss. 24, 31) +that some reflex actions can hardly be distinguished from instincts; +and, of the latter, it may be added, some cannot be distinguished from +inherited habits.] + +110 (return) [ Dr. Maudsley, ‘Body and Mind,’ 1870, p. 8.] + +111 (return) [ See the very interesting discussion on the whole subject +by Claude Bernard, ‘Tissus Vivants,’ 1866, p. 353-356.] + +112 (return) [ ‘Chapters on Mental Physiology,’ 1858, p. 85.] + +113 (return) [ Müller remarks (‘Elements of Physiology,’ Eng. tr. vol. +ii. p. 1311) on starting being always accompanied by the closure of the +eyelids.] + +114 (return) [ Dr. Maudsley remarks (‘Body and Mind,’ p. 10) that +“reflex movements which commonly effect a useful end may, under the +changed circumstances of disease, do great mischief, becoming even the +occasion of violent suffering and of a most painful death.”] + +115 (return) [ See Mr. F. H. Salvin’s account of a tame jackal in ‘Land +and Water,’ October, 1869.] + +116 (return) [ “Dr. Darwin, ‘Zoonomia,’ 1794, vol. i. p. 160. I find +that the fact of cats protruding their feet when pleased is also +noticed (p. 151) in this work.] + +117 (return) [ Carpenter, ‘Principles of Comparative Physiology,’ 1854, +p. 690, and Müller’s ‘Elements of Physiology,’ Eng. translat. vol. ii. +p. 936.] + +118 (return) [ Mowbray on ‘Poultry,’ 6th edit. 1830, p. 54.] + +119 (return) [ See the account given by this excellent observer in +‘Wild Sports of the Highlands,’ 1846, p. 142.] + +120 (return) [ ‘Philosophical Translations,’ 1823, p. 182.] + +201 (return) [ ‘Naturgeschichte der Säugethiere von Paraguay,’ 1830, s. +55.] + +202 (return) [ Mr. Tylor gives an account of the Cistercian +gesture-language in his ‘Early History of Mankind’ (2nd edit. 1870, p. +40), and makes some remarks on the principle of opposition in +gestures.] + +203 (return) [ See on this subject Dr. W. R. Scott’s interesting work, +‘The Deaf and Dumb,’ 2nd edit. 1870, p. 12. He says, “This contracting +of natural gestures into much shorter gestures than the natural +expression requires, is very common amongst the deaf and dumb. This +contracted gesture is frequently so shortened as nearly to lose all +semblance of the natural one, but to the deaf and dumb who use it, it +still has the force of the original expression.”] + +301 (return) [ See the interesting cases collected by M. G. Pouchet in +the ‘Revue des Deux Mondes,’ January 1, 1872, p. 79. An instance was +also brought some years ago before the British Association at Belfast.] + +302 (return) [ Müller remarks (‘Elements of Physiology,’ Eng. translat. +vol. ii. p. 934) that when the feelings are very intense, “all the +spinal nerves become affected to the extent of imperfect paralysis, or +the excitement of trembling of the whole body.”] + +303 (return) [ ‘Leçons sur les Prop. des Tissus Vivants,’ 1866, pp. +457-466.] + +304 (return) [ Mr. Bartlett, “Notes on the Birth of a Hippopotamus,” +Proc. Zoolog. Soc. 1871, p. 255.] + +305 (return) [ See, on this subject, Claude Bernard, ‘Tissus Vivants,’ +1866, pp. 316, 337, 358. Virchow expresses himself to almost exactly +the same effect in his essay “Ueber das Rückenmark” (Sammlung +wissenschaft. Vorträge, 1871, s. 28).] + +306 (return) [ Müller (‘Elements of Physiology,’ Eng. translat. vol. +ii. p. 932) in speaking of the nerves, says, “any sudden change of +condition of whatever kind sets the nervous principle into action.” See +Virchow and Bernard on the same subject in passages in the two works +referred to in my last foot-note.] + +307 (return) [ H. Spencer, ‘Essays, Scientific, Political,’ &c., Second +Series, 1863, pp. 109, 111.] + +308 (return) [ Sir H. Holland, in speaking (‘Medical Notes and +Reflexions,’ 1839, p. 328) of that curious state of body called the +_fidgets_, remarks that it seems due to “an accumulation of some cause +of irritation which requires muscular action for its relief.”] + +309 (return) [ I am much indebted to Mr. A. H. Garrod for having +informed me of M. Lorain’s work on the pulse, in which a sphygmogram of +a woman in a rage is given; and this shows much difference in the rate +and other characters from that of the same woman in her ordinary +state.] + +310 (return) [ How powerfully intense joy excites the brain, and how +the brain reacts on the body, is well shown in the rare cases of +Psychical Intoxication. Dr. J. Crichton Browne (‘Medical Mirror,’ 1865) +records the case of a young man of strongly nervous temperament, who, +on hearing by a telegram that a fortune had been bequeathed him, first +became pale, then exhilarated, and soon in the highest spirits, but +flushed and very restless. He then took a walk with a friend for the +sake of tranquillising himself, but returned staggering in his gait, +uproariously laughing, yet irritable in temper, incessantly talking, +and singing loudly in the public streets. It was positively ascertained +that he had not touched any spirituous liquor, though every one thought +that he was intoxicated. Vomiting after a time came on, and the +half-digested contents of his stomach were examined, but no odour of +alcohol could be detected. He then slept heavily, and on awaking was +well, except that he suffered from headache, nausea, and prostration of +strength.] + +311 (return) [ Dr. Darwin, ‘Zoonomia,’ 1794, vol. i. p. 148.] + +312 (return) [ Mrs. Oliphant, in her novel of ‘Miss Majoribanks,’ p. +362. All this reacts on the brain, and prostration soon follows with +collapsed muscles and dulled eyes. As associated habit no longer +prompts the sufferer to action, he is urged by his friends to voluntary +exertion, and not to give way to silent, motionless grief. Exertion +stimulates the heart, and this reacts on the brain, and aids the mind +to bear its heavy load.] + +401 (return) [ See the evidence on this head in my ‘Variation of +Animals and Plants under Domestication,’ vol. i. p. 27. On the cooing +of pigeons, vol. i. pp. 154, 155.] + +402 (return) [ ‘Essays, Scientific, Political, and Speculative,’ 1858. +‘The Origin and Function of Music,’ p. 359.] + +403 (return) [ ‘The Descent of Man,’ 1870, vol. ii. p. 332. The words +quoted are from Professor Owen. It has lately been shown that some +quadrupeds much lower in the scale than monkeys, namely Rodents, are +able to produce correct musical tones: see the account of a singing +Hesperomys, by the Rev. S. Lockwood, in the ‘American Naturalist,’ vol. +v. December, 1871, p. 761.] + +404 (return) [ Mr. Tylor (‘Primitive Culture,’ 1871, vol. i. p. 166), +in his discussion on this subject, alludes to the whining of the dog.] + +405 (return) [ ‘Naturgeschichte der Säugethiere von Paraguay,’ 1830, s. +46.] + +406 (return) [ Quoted by Gratiolet, ‘De la Physionomie,’ 1865, p. 115.] + +407 (return) [ ‘Théorie Physiologique de la Musique,’ Paris, 1868, P. +146. Helmholtz has also fully discussed in this profound work the +relation of the form of the cavity of the mouth to the production of +vowel-sounds.] + +408 (return) [ I have given some details on this subject in my ‘Descent +of Man,’ vol. i. pp. 352, 384.] + +409 (return) [ As quoted in Huxley’s ‘Evidence as to Man’s Place in +Nature,’ 1863, p. 52.] + +410 (return) [ Illust. Thierleben, 1864, B. i. s. 130.] + +411 (return) [ The Hon. J. Caton, Ottawa Acad. of Nat. Sciences, May, +1868, pp. 36, 40. For the _Capra, Ægagrus_, ‘Land and Water,’ 1867, p. +37.] + +412 (return) [ ‘Land and Water,’ July 20, 1867, p. 659.] + +413 (return) [ _Phaeton rubricauda_: ‘Ibis,’ vol. iii. 1861, p. 180.] + +414 (return) [ On the _Strix flammea_, Audubon, ‘Ornithological +Biography,’ 1864, vol. ii. p. 407. I have observed other cases in the +Zoological Gardens.] + +415 (return) [ _Melopsittacus undulatus_. See an account of its habits +by Gould, ‘Handbook of Birds of Australia,’ 1865, vol. ii. p. 82.] + +416 (return) [ See, for instance, the account which I have given +(‘Descent of Man,’ vol. ii. p. 32) of an Anolis and Draco.] + +417 (return) [ These muscles are described in his well-known works. I +am greatly indebted to this distinguished observer for having given me +in a letter information on this same subject.] + +418 (return) [ ‘Lehrbuch der Histologie des Menschen,’ 1857, s. 82. I +owe to Prof. W. Turner’s kindness an extract from this work.] + +419 (return) [ ‘Quarterly Journal of Microscopical Science,’ 1853, vol. +i. p. 262.] + +420 (return) [ ‘Lehrbuch der Histologie,’ 1857, s. 82.] + +421 (return) [ ‘Dictionary of English Etymology,’ p. 403.] + +422 (return) [ See the account of the habits of this animal by Dr. +Cooper, as quoted in ‘Nature,’ April 27, 1871, p. 512.] + +423 (return) [ Dr. Günther, ‘Reptiles of British India,’ p. 262.] + +424 (return) [ Mr. J. Mansel Weale, ‘Nature,’ April 27, 1871, p. 508.] + +425 (return) [ ‘Journal of Researches during the Voyage of the +“Beagle,”’ 1845, p. 96. I have compared the rattling thus produced with +that of the Rattle-snake.] + +426 (return) [ See the account by Dr. Anderson, Proc. Zool. Soc. 1871, +p. 196.] + +427 (return) [ The ‘American Naturalist,’ Jan. 1872, p. 32. I regret +that I cannot follow Prof. Shaler in believing that the rattle has been +developed, by the aid of natural selection, for the sake of producing +sounds which deceive and attract birds, so that they may serve as prey +to the snake. I do not, however, wish to doubt that the sounds may +occasionally subserve this end. But the conclusion at which I have +arrived, viz. that the rattling serves as a warning to would-be +devourers, appears to me much more probable, as it connects together +various classes of facts. If this snake had acquired its rattle and the +habit of rattling, for the sake of attracting prey, it does not seem +probable that it would have invariably used its instrument when angered +or disturbed. Prof. Shaler takes nearly the same view as I do of the +manner of development of the rattle; and I have always held this +opinion since observing the Trigonocephalus in South America.] + +428 (return) [ From the accounts lately collected, and given in the +‘Journal of the Linnean Society,’ by Airs. Barber, on the habits of the +snakes of South Africa; and from the accounts published by several +writers, for instance by Lawson, of the rattle-snake in North +America,—it does not seem improbable that the terrific appearance of +snakes and the sounds produced by them, may likewise serve in procuring +prey, by paralysing, or as it is sometimes called fascinating, the +smaller animals.] + +429 (return) [ See the account by Dr. R. Brown, in Proc. Zool. Soc. +1871, p. 39. He says that as soon as a pig sees a snake it rushes upon +it; and a snake makes off immediately on the appearance of a pig.] + +430 (return) [ Dr. Günther remarks (‘Reptiles of British India,’ p. +340) on the destruction of cobras by the ichneumon or herpestes, and +whilst the cobras are young by the jungle-fowl. It is well known that +the peacock also eagerly kills snakes.] + +431 (return) [ Prof. Cope enumerates a number of kinds in his ‘Method +of Creation of Organic Types,’ read before the American Phil. Soc., +December 15th, 1871, p. 20. Prof. Cope takes the same view as I do of +the use of the gestures and sounds made by snakes. I briefly alluded to +this subject in the last edition of my ‘Origin of Species.’ Since the +passages in the text above have been printed, I have been pleased to +find that Mr. Henderson (‘The American Naturalist,’ May, 1872, p. 260) +also takes a similar view of the use of the rattle, namely “in +preventing an attack from being made.”] + +432 (return) [ Mr. des Vœux, in Proc. Zool. Soc. 1871, p. 3.] + +433 (return) [ ‘The Sportsman and Naturalist in Canada,’ 1866, p. 53. +p. 53.{sic}] + +434 (return) [ ‘The Nile Tributaries of Abyssinia,’ 1867, p. 443.] + +501 (return) [ ‘The Anatomy of Expression,’ 1844, p. 190.] + +502 (return) [ ‘De la Physionomie,’ 1865, pp. 187, 218.] + +503 (return) [ ‘The Anatomy of Expression,’ 1844, p. 140.] + +504 (return) [ Many particulars are given by Gueldenstädt in his +account of the jackal in Nov. Comm. Acad. Sc. Imp. Petrop. 1775, tom. +xx. p. 449. See also another excellent account of the manners of this +animal and of its play, in ‘Land and Water,’ October, 1869. Lieut. +Annesley, R. A., has also communicated to me some particulars with +respect to the jackal. I have made many inquiries about wolves and +jackals in the Zoological Gardens, and have observed them for myself.] + +505 (return) [ ‘Land and Water,’ November 6, 1869.] + +506 (return) [ Azara, ‘Quadrupèdes du Paraquay,’ 1801, tom. 1. p. 136.] + +507 (return) [ ‘Land and Water,’ 1867, p. 657. See also Azara on the +Puma, in the work above quoted.] + +508 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ 3rd edit. p. 123. +See also p. 126, on horses not breathing through their mouths, with +reference to their distended nostrils.] + +509 (return) [ ‘Land and Water,’ 1869, p. 152.] + +510 (return) [ ‘Natural History of Mammalia,’ 1841, vol. 1. pp. 383, +410.] + +511 (return) [ Rengger (‘Sagetheire von Paraquay’, 1830, s. 46) kept +these monkeys in confinement for seven years in their native country of +Paraguay.] + +512 (return) [ Rengger, ibid. s. 46. Humboldt, ‘Personal Narrative, +Eng. translat. vol. iv. p. 527.] + +513 (return) [ Nat. Hist. of Mammalia, 1841, p. 351.] + +514 (return) [ Brehm, ‘Thierleben,’ B. i. s. 84. On baboons striking +the ground, s. 61.] + +515 (return) [ Brehm remarks (‘Thierleben,’ s. 68) that the eyebrows of +the _Inuus ecaudatus_ are frequently moved up and down when the animal +is angered.] + +516 (return) [ G. Bennett, ‘Wanderings in New South Wales,’ &c. vol. +ii. 1834, p. 153. FIG. 18.-Chimpanzee disappointed and sulky. Drawn +from life by Mr. Wood.] + +517 (return) [ W. L. Martin, Nat. Hist. of Mamm. Animals, 1841, p. +405.] + +518 (return) [ Prof. Owen on the Orang, Proc. Zool. Soc. 1830, p. 28. +On the Chimpanzee, see Prof. Macalister, in Annals and Mag. of Nat. +Hist. vol. vii. 1871, p. 342, who states that the _corrugator +supercilii_ is inseparable from the _orbicularis palpebrarum_.] + +519 (return) [ Boston Journal of Nat. Hist. 1845—-47, vol. v. p. 423. +On the Chimpanzee, ibid. 1843-44, vol. iv. p. 365.] + +520 (return) [ See on this subject, ‘Descent of Man,’ vol. i. p. 20.] + +521 (return) [ ‘Descent of Man,’ vol, i. p, 43.] + +522 (return) [ ‘Anatomy of Expression,’ 3rd edit. 1844, pp. 138, 121.] + +601 (return) [ The best photographs in my collection are by Mr. +Rejlander, of Victoria Street, London, and by Herr Kindermann, of +Hamburg. Figs. 1, 3, 4, and 6 are by the former; and figs. 2 and 5, by +the latter gentleman. Fig. 6 is given to show moderate crying in an +older child.] + +602 (return) [ Henle (‘Handbuch d. Syst. Anat. 1858, B. i. s. 139) +agrees with Duchenne that this is the effect of the contraction of the +_pyramidalis nasi_.] + +603 (return) [ These consist of the _levator labii superioris alaeque +nasi_, the _levator labii proprius_, the _malaris_, and the +_zygomaticus minor_, or little zygomatic. This latter muscle runs +parallel to and above the great zygomatic, and is attached to the outer +part of the upper lip. It is represented in fig. 2 (I. p. 24), but not +in figs. 1 and 3. Dr. Duchenne first showed (‘Mécanisme de la +Physionomie Humaine,’ Album, 1862, p. 39) the importance of the +contraction of this muscle in the shape assumed by the features in +crying. Henle considers the above-named muscles (excepting the +_malaris_) as subdivisions of the _quadratus labii superioris_.] + +604 (return) [ Although Dr. Duchenne has so carefully studied the +contraction of the different muscles during the act of crying, and the +furrows on the face thus produced, there seems to be something +incomplete in his account; but what this is I cannot say. He has given +a figure (Album, fig. 48) in which one half of the face is made, by +galvanizing the proper muscles, to smile; whilst the other half is +similarly made to begin crying. Almost all those (viz. nineteen out of +twenty-one persons) to whom I showed the smiling half of the face +instantly recognized the expression; but, with respect to the other +half, only six persons out of twenty-one recognized it,—that is, if we +accept such terms as “grief,” “misery,” “annoyance,” as +correct;—whereas, fifteen persons were ludicrously mistaken; some of +them saying the face expressed “fun,” “satisfaction,” “cunning,” +“disgust,” &c. We may infer from this that there is something wrong in +the expression. Some of the fifteen persons may, however, have been +partly misled by not expecting to see an old man crying, and by tears +not being secreted. With respect to another figure by Dr. Duchenne +(fig. 49), in which the muscles of half the face are galvanized in +order to represent a man beginning to cry, with the eyebrow on the same +side rendered oblique, which is characteristic of misery, the +expression was recognized by a greater proportional number of persons. +Out of twenty-three persons, fourteen answered correctly, “sorrow,” +“distress,” “grief,” “just going to cry,” “endurance of pain,” &c. On +the other hand, nine persons either could form no opinion or were +entirely wrong, answering, “cunning leer,” “jocund,” “looking at an +intense light,” “looking at a distant object,” &c.] + +605 (return) [ Mrs. Gaskell, ‘Mary Barton,’ new edit. p. 84.] + +606 (return) [ ‘Mimik und Physiognomik,’ 1867, s. 102. Duchenne, +Mécanisme de la Phys. Humaine, Album, p. 34.] + +607 (return) [ Dr. Duchenne makes this remark, ibid. p. 39.] + +608 (return) [ ‘The Origin of Civilization,’ 1870, p. 355.] + +609 (return) [ See, for instance, Mr. Marshall’s account of an idiot in +Philosoph. Transact. 1864, p. 526. With respect to cretins, see Dr. +Piderit, ‘Mimik und Physiognomik,’ 1867, s. 61.] + +610 (return) [ ‘New Zealand and its Inhabitants,’ 1855, p. 175.] + +611 (return) [ ‘De la Physionomie,’ 1865, p. 126.] + +612 (return) [ ‘The Anatomy of Expression,’ 1844, p. 106. See also his +paper in the ‘Philosophical Transactions,’ 1822, p. 284, ibid. 1823, +pp. 166 and 289. Also ‘The Nervous System of the Human Body,’ 3rd edit. +1836, p. 175.] + +613 (return) [ See Dr. Brinton’s account of the act of vomiting, in +Todd’s Cyclop. of Anatomy and Physiology, 1859, vol. v. Supplement, p. +318.] + +614 (return) [ I am greatly indebted to Mr. Bowman for having +introduced me to Prof. Donders, and for his aid in persuading this +great physiologist to undertake the investigation of the present +subject. I am likewise much indebted to Mr. Bowman for having given me, +with the utmost kindness, information on many points.] + +615 (return) [ This memoir first appeared in the ‘Nederlandsch Archief +voor Genees en Natuurkunde,’ Deel 5, 1870. It has been translated by +Dr. W. D. Moore, under the title of “On the Action of the Eyelids in +determination of Blood from expiratory effort,” in ‘Archives of +Medicine,’ edited by Dr. L. S. Beale, 1870, vol. v. p. 20.] + +616 (return) [ Prof. Donders remarks (ibid. p. 28), that, “After injury +to the eye, after operations, and in some forms of internal +inflammation, we attach great value to the uniform support of the +closed eyelids, and we increase this in many instances by the +application of a bandage. In both cases we carefully endeavour to avoid +great expiratory pressure, the disadvantage of which is well known.” +Mr. Bowman informs me that in the excessive photophobia, accompanying +what is called scrofulous ophthalmia in children, when the light is so +very painful that during weeks or months it is constantly excluded by +the most forcible closure of the lids, he has often been struck on +opening the lids by the paleness of the eye,—not an unnatural paleness, +but an absence of the redness that might have been expected when the +surface is somewhat inflamed, as is then usually the case; and this +paleness he is inclined to attribute to the forcible closure of the +eyelids.] + +617 (return) [ Donders, ibid. p. 36.] + +618 (return) [ Mr. Hensleigh Wedgwood (Dict. of English Etymology, +1859, vol. i. p. 410) says, “the verb to weep comes from Anglo-Saxon +_wop_, the primary meaning of which is simply outcry.”] + +619 (return) [ ‘De la Physionomie,’ 1865, p. 217.] + +620 (return) [ ‘Ceylon,’ 3rd edit. 1859, vol. ii. pp. 364, 376. I +applied to Mr. Thwaites, in Ceylon, for further information with +respect to the weeping of the elephant; and in consequence received a +letter from the Rev. Mr Glenie, who, with others, kindly observed for +me a herd of recently captured elephants. These, when irritated, +screamed violently; but it is remarkable that they never when thus +screaming contracted the muscles round the eyes. Nor did they shed +tears; and the native hunters asserted that they had never observed +elephants weeping. Nevertheless, it appears to me impossible to doubt +Sir E. Tennent’s distinct details about their weeping, supported as +they are by the positive assertion of the keeper in the Zoological +Gardens. It is certain that the two elephants in the Gardens, when they +began to trumpet loudly, invariably contracted their orbicular muscles. +I can reconcile these conflicting statements only by supposing that the +recently captured elephants in Ceylon, from being enraged or +frightened, desired to observe their persecutors, and consequently did +not contract their orbicular muscles, so that their vision might not be +impeded. Those seen weeping by Sir E. Tennent were prostrate, and had +given up the contest in despair. The elephants which trumpeted in the +Zoological Gardens at the word of command, were, of course, neither +alarmed nor enraged.] + +621 (return) [ Bergeon, as quoted in the ‘Journal of Anatomy and +Physiology,’ Nov. 1871, p. 235.] + +622 (return) [ See, for instance, a case given by Sir Charles Bell, +‘Philosophical Transactions,’ 1823, p. 177.] + +623 (return) [ See, on these several points, Prof. Donders ‘On the +Anomalies of Accommodation and Refraction of the Eye,’ 1864, p. 573.] + +624 (return) [ Quoted by Sir J. Lubbock, ‘Prehistoric Times,’ 1865, p. +458.] + +701 (return) [ The above descriptive remarks are taken in part from my +own observations, but chiefly from Gratiolet (‘De la Physionomie,’ pp. +53, 337; on Sighing, 232), who has well treated this whole subject. +See, also, Huschke, ‘Mimices et Physiognomices, Fragmentum +Physiologi-cum,’ 1821, p. 21. On the dulness of the eyes, Dr. Piderit, +‘Mimik und Physiognomik,’ 1867, s. 65.] + +702 (return) [ On the action of grief on the organs of respiration, see +more especially Sir C. Bell, ‘Anatomy of Expression,’ 3rd edit. 1844, +p. 151.] + +703 (return) [ In the foregoing remarks on the manner in which the +eyebrows are made oblique, I have followed what seems to be the +universal opinion of all the anatomists, whose works I have consulted +on the action of the above-named muscles, or with whom I have +conversed. Hence throughout this work I shall take a similar view of +the action of the corrugator supercilii, orbicularis, pyramidalis nasi, +and frontalis muscles. Dr. Duchenne, however, believes, and every +conclusion at which he arrives deserves serious consideration, that it +is the corrugator, called by him the sourcilier, which raises the inner +corner of the eyebrows and is antagonistic to the upper and inner part +of the orbicular muscle, as well as to the pyramidalis nasi (see +Mécanisme de la Phys. Humaine, 1862, folio, art. v., text and figures +19 to 29: octavo edit. 1862, p. 43 text). He admits, however, that the +corrugator draws together the eyebrows, causing vertical furrows above +the base of the nose, or a frown. He further believes that towards the +outer two-thirds of the eyebrow the corrugator acts in conjunction with +the upper orbicular muscle; both here standing in antagonism to the +frontal muscle. I am unable to understand, judging from Henle’s +drawings (woodcut, fig. 3), how the corrugator can act in the manner +described by Duchenne. See, also, on this subject, Prof. Donders’ +remarks in the ‘Archives of Medicine,’ 1870, vol. v. p. 34. Mr. J. +Wood, who is so well known for his careful study of the muscles of the +human frame, informs me that he believes the account which I have given +of the action of the corrugator to be correct. But this is not a point +of any importance with respect to the expression which is caused by the +obliquity of the eyebrows, nor of much importance to the theory of its +origin.] + +704 (return) [ I am greatly indebted to Dr. Duchenne for permission to +have these two photographs (figs. 1 and 2) reproduced by the heliotype +process from his work in folio. Many of the foregoing remarks on the +furrowing of the skin, when the eyebrows are rendered oblique, are +taken from his excellent discussion on this subject.] + +705 (return) [ Mécanisme de la Phys. Humaine, Album, p. 15.] + +706 (return) [ Henle, Handbuch der Anat. des Menschen, 1858, B. i. s. +148, figs. 68 and 69.] + +707 (return) [ See the account of the action of this muscle by Dr. +Duchenne, ‘Mécanisme de la Physionomie Humaine, Album (1862), viii. p. +34.] + +801 (return) [ Herbert Spencer, ‘Essays Scientific,’ &c., 1858, p. +360.] + +802 (return) [ F. Lieber on the vocal sounds of L. Bridgman, +‘Smithsonian Contributions,’ 1851, vol. ii. p. 6.] + +803 (return) [ See, also, Mr. Marshall, in Phil. Transact. 1864, p. +526.] + +804 (return) [ Mr. Bain (‘The Emotions and the Will,’ 1865, p. 247) has +a long and interesting discussion on the Ludicrous. The quotation above +given about the laughter of the gods is taken from this work. See, +also, Mandeville, ‘The Fable of the Bees,’ vol. ii. p. 168.] + +805 (return) [ ‘The Physiology of Laughter,’ Essays, Second Series, +1863, p. 114.] + +806 (return) [ J. Lister in ‘Quarterly Journal of Microscopical +Science,’ 1853, vol. 1. p. 266.] + +807 (return) [ ‘De la Physionomie,’ p. 186.] + +808 (return) [ Sir C. Bell (Anat. of Expression, p. 147) makes some +remarks on the movement of the diaphragm during laughter.] + +809 (return) [ ‘Mécanisme de la Physionomie Humaine,’ Album, Légende +vi.] + +810 (return) [ Handbuch der System. Anat. des Menschen, 1858, B. i. s. +144. See my woodcut (H. fig. 2).] + +811 (return) [ See, also, remarks to the same effect by Dr. J. Crichton +Browne in ‘Journal of Mental Science,’ April, 1871, p. 149.] + +812 (return) [ C. Vogt, ‘Mémoire sur les Microcéphales,’ 1867, p. 21.] + +813 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ p. 133.] + +814 (return) [ ‘Mimik und Physiognomik,’ 1867, s. 63-67.] + +815 (return) [ Sir T. Reynolds remarks (‘Discourses,’ xii. p. 100), “it +is curious to observe, and it is certainly true, that the extremes of +contrary passions are, with very little variation, expressed by the +same action.” He gives as an instance the frantic joy of a Bacchante +and the grief of a Mary Magdalen.] + +816 (return) [ Dr. Piderit has come to the same conclusion, ibid. s. +99.] + +817 (return) [ ‘La Physionomie,’ par G. Lavater, edit. of 1820, vol. +iv. p. 224. See, also, Sir C. Bell, ‘Anatomy of Expression,’ p. 172, +for the quotation given below.] + +818 (return) [ A ‘Dictionary of English Etymology,’ 2nd edit. 1872, +Introduction, p. xliv.] + +819 (return) [ Crantz, quoted by Tylor, ‘Primitive Culture,’ 1871, Vol. +i. P. 169.] + +820 (return) [ F. Lieber, ‘Smithsonian Contributions,’ 1851, vol. ii. +p. 7.] + +821 (return) [ Mr. Bain remarks (‘Mental and Moral Science,’ 1868, p. +239), “Tenderness is a pleasurable emotion, variously stimulated, whose +effort is to draw human beings into mutual embrace.”] + +822 (return) [ Sir J. Lubbock, ‘Prehistoric Times,’ 2nd edit. 1869, p. +552, gives full authorities for these statements. The quotation from +Steele is taken from this work.] + +823 (return) [ See a full acount,{sic} with references, by E. B. Tylor, +‘Researches into the Early History of Mankind,’ 2nd edit. 1870, p. 51.] + +824 (return) [ ‘The Descent of Man,’ vol. ii. p. 336.] + +825 (return) [ Dr. Mandsley has a discussion to this effect in his +‘Body and Mind,’ 1870, p. 85.] + +826 (return) [ ‘The Anatomy of Expression,’ p. 103, and ‘Philosophical +Transactions,’ 1823, p. 182.] + +827 (return) [ ‘The Origin of Language,’ 1866, p. 146. Mr. Tylor +(‘Early History of Mankind,’ 2nd edit. 1870, p. 48) gives a more +complex origin to the position of the hands during prayer.] + +901 (return) [ ‘Anatomy of Expression,’ pp. 137, 139. It is not +surprising that the corrugators should have become much more developed +in man than in the anthropoid apes; for they are brought into incessant +action by him under various circumstances, and will have been +strengthened and modified by the inherited effects of use. We have seen +how important a part they play, together with the orbiculares, in +protecting the eyes from being too much gorged with blood during +violent expiratory movements. When the eyes are closed as quickly and +as forcibly as possible, to save them from being injured by a blow, the +corrugators contract. With savages or other men whose heads are +uncovered, the eyebrows are continually lowered and contracted to serve +as a shade against a too strong light; and this is effected partly by +the corrugators. This movement would have been more especially +serviceable to man, as soon as his early progenitors held their heads +erect. Lastly, Prof. Donders believes (‘Archives of Medicine,’ ed. by +L. Beale, 1870, vol. v. p. 34), that the corrugators are brought into +action in causing the eyeball to advance in accommodation for proximity +in vision.] + +902 (return) [ ‘Mécanisme de la Physionomie Humaine,’ Album, Légende +iii.] + +903 (return) [ ‘Mimik und Physiognomik,’ s. 46.] + +904 (return) [ ‘History of the Abipones,’ Eng. translat. vol. ii. p. +59, as quoted by Lubbock, ‘Origin of Civilisation,’ 1870, p. 355.] + +905 (return) [ ‘De la Physionomie,’ pp. 15, 144, 146. Mr. Herbert +Spencer accounts for frowning exclusively by the habit of contracting +the brows as a shade to the eyes in a bright light: see ‘Principles of +Physiology,’ 2nd edit. 1872, p. 546.] + +906 (return) [ Gratiolet remarks (De la Phys. p. 35), “Quand +l’attention est fixee sur quelque image interieure, l’oeil regarde dons +le vide et s’associe automatiquement a la contemplation de l’esprit.” +But this view hardly deserves to be called an explanation.] + +907 (return) [ ‘Miles Gloriosus,’ act ii. sc. 2.] + +908 (return) [ The original photograph by Herr Kindermann is much more +expressive than this copy, as it shows the frown on the brow more +plainly.] + +909 (return) [ ‘Mécanisme de la Physionomie Humaine,’ Album, Légende +iv. figs. 16-18.] + +910 (return) [ Hensleigh Wedgwood on ‘The Origin of Language,’ 1866, p. +78.] + +911 (return) [ Müller, as quoted by Huxley, ‘Man’s Place in Nature,’ +1863, p. 38.] + +912 (return) [ I have given several instances in my ‘Descent of Man,’ +vol. i. chap. iv.] + +913 (return) [ ‘Anatomy of Expression.’ p. 190.] + +914 (return) [ ‘De la Physionomie,’ pp. 118-121.] + +915 (return) [ ‘Mimik und Physiognomik,’ s. 79.] + +1001 (return) [ See some remarks to this effect by Mr. Bain, ‘The +Emotions and the Will,’ 2nd edit. 1865, p. 127.] + +1002 (return) [ Rengger, Naturgesch. der Säugethiere von Paraguay, +1830, s. 3.] + +1003 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ p. 96. On the +other hand, Dr. Burgess (‘Physiology of Blushing,’ 1839, p. 31) speaks +of the reddening of a cicatrix in a negress as of the nature of a +blush.] + +1004 (return) [ Moreau and Gratiolet have discussed the colour of the +face under the influence of intense passion: see the edit. of 1820 of +Lavater, vol. iv. pp. 282 and 300; and Gratiolet, ‘De la Physionomie,’ +p. 345.] + +1005 (return) [ Sir C. Bell ‘Anatomy of Expression,’ pp. 91, 107, has +fully discussed this subject. Moreau remarks (in the edit. of 1820 of +‘La Physionomie, par G. Lavater,’ vol. iv. p. 237), and quotes Portal +in confirmation, that asthmatic patients acquire permanently expanded +nostrils, owing to the habitual contraction of the elevatory muscles of +the wings of the nose. The explanation by Dr. Piderit (‘Mimik und +Physiognomik,’ s. 82) of the distension of the nostrils, namely, to +allow free breathing whilst the mouth is closed and the teeth clenched, +does not appear to be nearly so correct as that by Sir C. Bell, who +attributes it to the sympathy (_i. e_. habitual co-action) of all the +respiratory muscles. The nostrils of an angry man may be seen to become +dilated, although his mouth is open.] + +1006 (return) [ Mr. Wedgwood, ‘On the Origin of Language,’ 1866, p. 76. +He also observes that the sound of hard breathing “is represented by +the syllables _puff, huff, whiff_, whence a _huff_ is a fit of +ill-temper.”] + +1007 (return) [ Sir C. Bell ‘Anatomy of Expression,’ p. 95) has some +excellent remarks on the expression of rage.] + +1008 (return) [ ‘De la Physionomie,’ 1865, p. 346.] + +1009 (return) [ Sir C. Bell, ‘Anatomy of Expression,’ p. 177. Gratiolet +(De la Phys. p. 369) says, ‘les dents se découvrent, et imitent +symboliquement l’action de déchirer et de mordre.’I If, instead of +using the vague term _symboliquement_, Gratiolet had said that the +action was a remnant of a habit acquired during primeval times when our +semi-human progenitors fought together with their teeth, like gorillas +and orangs at the present day, he would have been more intelligible. +Dr. Piderit (‘Mimik,’ &c., s. 82) also speaks of the retraction of the +upper lip during rage. In an engraving of one of Hogarth’s wonderful +pictures, passion is represented in the plainest manner by the open +glaring eyes, frowning forehead, and exposed grinning teeth.] + +1010 (return) [ ‘Oliver Twist,’ vol. iii. p. 245.] + +1011 (return) [ ‘The Spectator,’ July 11, 1868, p. 810.] + +1012 (return) [ ‘Body and Mind,’ 1870, pp. 51-53.] + +1013 (return) [ Le Brun, in his well-known ‘Conference sur +l’Expression’ (‘La Physionomie, par Lavater,’ edit. of 1820, vol. lx. +p. 268), remarks that anger is expressed by the clenching of the fists. +See, to the same effect, Huschke, ‘Mimices et Physiognomices, +Fragmentum Physiologicum,’ 1824, p. 20. Also Sir C. Bell, ‘Anatomy of +Expression,’ p. 219.] + +1014 (return) [ Transact. Philosoph. Soc., Appendix, 1746, p. 65.] + +1015 (return) [ ‘Anatomy of Expression,’ p. 136. Sir C. Bell calls (p. +131) the muscles which uncover the canines the snarling muscles.] + +1016 (return) [ Hensleigh Wedgwood, ‘Dictionary of English Etymology,’ +1865, vol. iii. pp. 240, 243.] + +1017 (return) [ ‘The Descent of Man,’ 1871, vol. L p. 126.] + +1101 (return) [ ‘De In Physionomie et la Parole,’ 1865, p. 89.] + +1102 (return) [ ‘Physionomie Humaine,’ Album, Légende viii. p. 35. +Gratiolet also speaks (De la Phys. 1865, p. 52) of the turning away of +the eyes and body.] + +1103 (return) [ Dr. W. Ogle, in an interesting paper on the Sense of +Smell (‘Medico-Chirurgical Transactions,’ vol. liii. p. 268), shows +that when we wish to smell carefully, instead of taking one deep nasal +inspiration, we draw in the air by a succession of rapid short sniffs. +If “the nostrils be watched during this process, it will be seen that, +so far from dilating, they actually contract at each sniff. The +contraction does not include the whole anterior opening, but only the +posterior portion.” He then explains the cause of this movement. When, +on the other hand, we wish to exclude any odour, the contraction, I +presume, affects only the anterior part of the nostrils.] + +1104 (return) [ ‘Mimik und Physiognomik,’ ss. 84, 93. Gratiolet (ibid. +p. 155) takes nearly the same view with Dr. Piderit respecting the +expression of contempt and disgust.] + +1105 (return) [ Scorn implies a strong form of contempt; and one of the +roots of the word ‘scorn’ means, according to Mr. Wedgwood (Dict. of +English Etymology, vol. iii. p. 125), ordure or dirt. A person who is +scorned is treated like dirt.] + +1106 (return) [ ‘Early History of Mankind,’ 2nd edit. 1870, p. 45.] + +1107 (return) [ See, to this effect, Mr. Hensleigh Wedgwood’s +Introduction to the ‘Dictionary of English Etymology,’ 2nd edit. 1872, +p. xxxvii.] + +1108 (return) [ Duchenne believes that in the eversion of the lower +lip, the corners are drawn downwards by the _depressores anguli oris_. +Henle (Handbuch d. Anat. des Menschen, 1858, B. i. s. 151) concludes +that this is effected by the _musculus quadratus menti_.] + +1109 (return) [ As quoted by Tylor, ‘Primitive Culture,’ 1871, vol. i. +p. 169.] + +1110 (return) [ Both these quotations are given by Mr. H. Wedgwood, ‘On +the Origin of Language,’ 1866, p. 75.] + +1111 (return) [ This is stated to be the case by Mr. Tylor (Early Hist. +of Mankind, 2nd edit. 1870, p. 52); and he adds, “it is not clear why +this should be so.”] + +1112 (return) [ ‘Principles of Psychology,’ 2nd edit. 1872, p. 552.] + +1113 (return) [ Gratiolet (De la Phys. p. 351) makes this remark, and +has some good observations on the expression of pride. See Sir C. Bell +(‘Anatomy of Expression,’ p. 111) on the action of the _musculus +superbus_.] + +1114 (return) [ ‘Anatomy of Expression,’ p. 166.] + +1115 (return) [ ‘Journey through Texas,’ p. 352.] + +1116 (return) [ Mrs. Oliphant, ‘The Brownlows,’ vol. ii. p. 206.] + +1117 (return) [ ‘Essai sur le Langage,’ 2nd edit. 1846. I am much +indebted to Miss Wedgwood for having given me this information, with an +extract from the work.] + +1118 (return) [ ‘On the Origin of Language,’ 1866, p. 91.] + +1119 (return) [ ‘On the Vocal Sounds of L. Bridgman;’ Smithsonian +Contributions, 1851, vol. ii. p. 11.] + +1120 (return) [ ‘Mémoire sur les Microcéphales,’ 1867, p. 27.] + +1121 (return) [ Quoted by Tylor, ‘Early History of Mankind,’ 2nd edit. +1870, p. 38.] + +1122 (return) [ Mr. J. B. Jukes, ‘Letters and Extracts,’ &c. 1871, p. +248.] + +1123 (return) [ F. Lieber, ‘On the Vocal Sounds,’ &c. p. 11. Tylor, +ibid. p. 53.] + +1124 (return) [ Dr. King, Edinburgh Phil. Journal, 1845, p. 313.] + +1125 (return) [ Tylor, ‘Early History of Mankind,’ 2nd edit. 1870, p. +53.] + +1126 (return) [ Lubbock, ‘The Origin of Civilization,’ 1870, p. 277. +Tylor, ibid. p. 38. Lieber (ibid. p. 11) remarks on the negative of the +Italians.] + +1201 (return) [ ‘Mécanisme de la Physionomie,’ Album, 1862, p. 42.] + +1202 (return) [ ‘The Polyglot News Letter,’ Melbourne, Dec. 1858, p. +2.] + +1203 (return) [ ‘The Anatomy of Expression,’ p. 106.] + +1204 (return) [ Mécanisme de la Physionomie,’ Album, p. 6.] + +1205 (return) [ See, for instance, Dr. Piderit (‘Mimik und +Physiognomik,’ s. 88), who has a good discussion on the expression of +surprise.] + +1206 (return) [ Dr. Murie has also given me information leading to the +same conclusion, derived in part from comparative anatomy.] + +1207 (return) [ ‘De la Physionomie,’ 1865, p. 234.] + +1208 (return) [ See, on this subject, Gratiolet, ibid. p. 254.] + +1209 (return) [ Lieber, ‘On the Vocal Sounds of Laura Bridgman,’ +Smithsonian Contributions, 1851, vol. ii. p. 7.] + +1210 (return) [ ‘Wenderholme,’ vol. ii. p. 91.] + +1211 (return) [ Lieber, ‘On the Vocal Sounds,’ &c., ibid. p. 7.] + +1212 (return) [ Huschke, ‘Mimices et Physiognomices,’ 1821, p. 18. +Gratiolet (De la Phys. p. 255) gives a figure of a man in this +attitude, which, however, seems to me expressive of fear combined with +astonishment. Le Brun also refers (Lavater, vol. ix. p. 299) to the +hands of an astonished man being opened.] + +1213 (return) [ Huschke, ibid. p. 18.] + +1214 (return) [ ‘North American Indians,’ 3rd edit. 1842, vol. i. p. +105.] + +1215 (return) [ H. Wedgwood, Dict. of English Etymology, vol. ii. 1862, +p. 35. See, also, Gratiolet (‘De la Physionomie,’ p. 135) on the +sources of such words as ‘terror, horror, rigidus, frigidus,’ &c.] + +1216 (return) [ Mr. Bain (‘The Emotions and the Will,’ 1865, p. 54) +explains in the following manner the origin of the custom “of +subjecting criminals in India to the ordeal of the morsel of rice. The +accused is made to take a mouthful of rice, and after a little time to +throw it out. If the morsel is quite dry, the party is believed to be +guilty,—his own evil conscience operating to paralyse the salivating +organs.”] + +1217 (return) [ Sir C. Bell, Transactions of Royal Phil. Soc. 1822, p. +308. ‘Anatomy of Expression,’ p. 88 and pp. 164-469.] + +1218 (return) [ See Moreau on the rolling of the eyes, in the edit. of +1820 of Lavater, tome iv. p. 263. Also, Gratiolet, De la Phys. p. 17.] + +1219 (return) [ ‘Observations on Italy,’ 1825, p. 48, as quoted in ‘The +Anatomy of Expression,’ p. 168.] + +1220 (return) [ Quoted by Dr. Maudsley, ‘Body and Mind,’ 1870, p. 41.] + +1221 (return) [ ‘Anatomy of Expression,’ p. 168.] + +1222 (return) [ Mécanisme de la Phys. Humaine, Album, Légende xi.] + +1223 (return) [ Ducheinne takes, in fact, this view (ibid. p. 45), as +he attributes the contraction of the platysma to the shivering of fear +(_frisson de la peur_); but he elsewhere compares the action with that +which causes the hair of frightened quadrupeds to stand erect; and this +can hardly be considered as quite correct.] + +1224 (return) [ ‘De la Physionomie,’ pp. 51, 256, 346.] + +1225 (return) [ As quoted in White’s ‘Gradation in Man,’ p. 57.] + +1226 (return) [ ‘Anatomy of Expression,’ p. 169.] + +1227 (return) [ ‘Mécanisme de la Physionomie,’ Album, pl. 65, pp. 44, +45.] + +1228 (return) [ See remarks to this effect by Mr. Wedgwood, in the +Introduction to his ‘Dictionary of English Etymology,’ 2nd edit. 1872, +p. xxxvii. He shows by intermediate forms that the sounds here referred +to have probably given rise to many words, such as _ugly, huge_, &c.] + +1301 (return) [ ‘The Physiology or Mechanism of Blushing,’ 1839, p. +156. I shall have occasion often to quote this work in the present +chapter.] + +1302 (return) [ Dr. Burgess, ibid. p. 56. At p. 33 he also remarks on +women blushing more freely than men, as stated below.] + +1303 (return) [ Quoted by Vogt, ‘Mémoire sur les Microcéphales,’ 1867, +p. 20. Dr. Burgess (ibid. p. 56) doubts whether idiots ever blush.] + +1304 (return) [ Lieber ‘On the Vocal Sounds,’ &c.; Smithsonian +Contributions, 1851, vol. ii. p. 6.] + +1305 (return) [ Ibid. p. 182.] + +1306 (return) [ Moreau, in edit. of 1820 of Lavater, vol. iv. p. 303.] + +1307 (return) [ Burgess. ibid. p. 38, on paleness after blushing, p. +177.] + +1308 (return) [ See Lavater, edit. of 1820, vol. iv. p. 303.] + +1309 (return) [ Burgess, ibid. pp. 114, 122. Moreau in Lavater, ibid. +vol. iv. p. 293.] + +1310 (return) [ ‘Letters from Egypt,’ 1865, p. 66. Lady Gordon is +mistaken when she says Malays and Mulattoes never blush.] + +1311 (return) [ Capt. Osborn (‘Quedah,’ p. 199), in speaking of a +Malay, whom he reproached for cruelty, says he was glad to see that the +man blushed.] + +1312 (return) [ J. R. Forster, ‘Observations during a Voyage round the +World,’ 4to, 1778, p. 229. Waitz gives (‘Introduction to Anthropology,’ +Eng. translat. 1863, vol. i. p. 135) references for other islands in +the Pacific. See, also, Dampier ‘On the Blushing of the Tunquinese’ +(vol. ii. p. 40); but I have not consulted this work. Waitz quotes +Bergmann, that the Kalmucks do not blush, but this may be doubted after +what we have seen with respect to the Chinese. He also quotes Roth, who +denies that the Abyssinians are capable of blushing. Unfortunately, +Capt. Speedy, who lived so long with the Abyssinians, has not answered +my inquiry on this head. Lastly, I must add that the Rajah Brooke has +never observed the least sign of a blush with the Dyaks of Borneo; on +the contrary under circumstances which would excite a blush in us, they +assert “that they feel the blood drawn from their faces.”] + +1313 (return) [ Transact. of the Ethnological Soc. 1870, vol. ii. p. +16.] + +1314 (return) [ Humboldt, ‘Personal Narrative,’ Eng. translat. vol. +iii. p. 229.] + +1315 (return) [ Quoted by Prichard, Phys. Hist. of Mankind, 4th edit +1851, vol. i. p. 271.] + +1316 (return) [ See, on this head, Burgess, ibid. p. 32. Also Waitz, +‘Introduction to Anthropology,’ Eng. edit. vol. i. p. 139. Moreau gives +a detailed account (‘Lavater,’ 1820, tom. iv. p. 302) of the blushing +of a Madagascar negress-slave when forced by her brutal master to +exhibit her naked bosom.] + +1317 (return) [ Quoted by Prichard, Phys. Hist. of Mankind, 4th edit. +1851, vol. i. p. 225.] + +1318 (return) [ Burgess, ibid. p. 31. On mulattoes blushing, see p. 33. +I have received similar accounts with respect to, mulattoes.] + +1319 (return) [ Barrington also says that the Australians of New South +Wales blush, as quoted by Waitz, ibid. p. 135.] + +1320 (return) [ Mr. Wedgwood says (Dict. of English Etymology, vol. +iii. 1865, p. 155) that the word shame “may well originate in the idea +of shade or concealment, and may be illustrated by the Low German +_scheme_, shade or shadow.” Gratiolet (De la Phys. pp. 357-362) has a +good discussion on the gestures accompanying shame; but some of his +remarks seem to me rather fanciful. See, also, Burgess (ibid. pp. 69, +134) on the same subject.] + +1321 (return) [ Burgess, ibid. pp. 181, 182. Boerhaave also noticed (as +quoted by Gratiolet, ibid. p. 361) the tendency to the secretion of +tears during intense blushing. Mr. Bulmer, as we have seen, speaks of +the “watery eyes” of the children of the Australian aborigines when +ashamed.] + +1322 (return) [ See also Dr. J. Crichton Browne’s Memoir on this +subject in the ‘West Riding Lunatic Asylum Medical Report,’ 1871, pp. +95-98.] + +1323 (return) [ In a discussion on so-called animal magnetism in ‘Table +Talk,’ vol. i.] + +1324 (return) [ Ibid. p. 40.] + +1325 (return) [ Mr. Bain (‘The Emotions and the Will,’ 1865, p. 65) +remarks on “the shyness of manners which is induced between the +sexes.... from the influence of mutual regard, by the apprehension on +either side of not standing well with the other.”] + +1326 (return) [ See, for evidence on this subject, ‘The Descent of +Man,’ &c., vol. ii. pp. 71, 341.] + +1327 (return) [ H. Wedgwood, Dict. English Etymology, vol. iii. 1865, +p. 184. So with the Latin word _verecundus_.] + +1328 (return) [ Mr. Bain (‘The Emotions and the Will,’ p. 64) has +discussed the “abashed” feelings experienced on these occasions, as +well as the _stage-fright_ of actors unused to the stage. Mr. Bain +apparently attributes these feelings to simple apprehension or dread.] + +1329 (return) [ ‘Essays on Practical Education,’ by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 38. Dr. Burgess (ibid. p. 187) +insists strongly to the same effect.] + +1330 (return) [ ‘Essays on Practical Education,’ by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 50.] + +1331 (return) [ Bell, ‘Anatomy of Expression,’ p. 95. Burgess, as +quoted below, ibid. p. 49. Gratiolet, De la Phys. p. 94.] + +1332 (return) [ On the authority of Lady Mary Wortley Montague; see +Burgess, ibid. p. 43.] + +1333 (return) [ In England, Sir H. Holland was, I believe, the first to +consider the influence of mental attention on various parts of the +body, in his ‘Medical Notes and Reflections,’ 1839 p. 64. This essay, +much enlarged, was reprinted by Sir H. Holland in his ‘Chapters on +Mental Physiology,’ 1858, p. 79, from which work I always quote. At +nearly the same time, as well as subsequently, Prof. Laycock discussed +the same subject: see ‘Edinburgh Medical and Surgical Journal,’ 1839, +July, pp. 17-22. Also his ‘Treatise on the Nervous Diseases of Women,’ +1840, p. 110; and ‘Mind and Brain,’ vol. ii. 1860, p. 327. Dr. +Carpenter’s views on mesmerism have a nearly similar bearing. The great +physiologist Müller treated (‘Elements of Physiology,’ Eng. translat. +vol. ii. pp. 937, 1085) of the influence of the attention on the +senses. Sir J. Paget discusses the influence of the mind on the +nutrition of parts, in his ‘Lectures on Surgical Pathology,’ 1853, vol. +i. p. 39: 1 quote from the 3rd edit. revised by Prof. Turner, 1870, p. +28. See, also, Gratiolet, De la Phys. pp. 283-287.] + +1334 (return) [ De la Phys. p. 283.] + +1340 (return) [ Dr. Maudsley has given (‘The Physiology and Pathology +of Mind,’ 2nd edit. 1868, p. 105), on good authority, some curious +statements with respect to the improvement of the sense of touch by +practice and attention. It is remarkable that when this sense has thus +been rendered more acute at any point of the body, for instance, in a +finger, it is likewise improved at the corresponding point on the +opposite side of the body.] + +1341 (return) [ The Lancet,’ 1838, pp. 39-40, as quoted by Prof. +Laycock, ‘Nervous Diseases of Women,’ 1840, p. 110.] + +1342 (return) [ ‘Chapters on Mental Physiology,’ 1858, pp. 91-93.] + +1343 (return) [ ‘Lectures on Surgical Pathology,’ 3rd edit. revised by +Prof. Turner, 1870, pp. 28, 31.] + +1344 (return) [ ‘Elements of Physiology,’ Eng. translat. vol. ii. p. +938.] + +1345 (return) [ Prof. Laycock has discussed this point in a very +interesting manner. See his ‘Nervous Diseases of Women,’ 1840, p. 110.] + +1346 (return) [ See, also, Mr. Michael Foster, on the action of the +vaso-motor system, in his interesting Lecture before the royal +Institution, as translated in the ‘Revue des Cours Scientifiques,’ +Sept. 25, 1869, p. 683.] + +1401 (return) [ See the interesting facts given by Dr. Bateman on +‘Aphasia,’ 1870, p. 110.] + +1402 (return) [ ‘La Physionomie et la Parole,’ 1865, pp. 103, 118.] + +1403 (return) [ Rengger, ‘Naturgeschichte der Säugethiere von +Paraguay,’ 1830, s. 55.] + +1404 (return) [ Quoted by Moreau, in his edition of Lavater, 1820, tom. +iv. p. 211.] + +1405 (return) [ Gratiolet (‘De la Physionomie,’ 1865, p. 66) insists on +the truth of this conclusion.] + + + + +End of the Project Gutenberg EBook of The Expression of Emotion in Man and +Animals, by Charles Darwin + +*** END OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + +***** This file should be named 1227-0.txt or 1227-0.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/2/2/1227/ + +Produced by Charles Keller and David Widger + +Updated editions will replace the previous one--the old editions will +be renamed. + +Creating the works from print editions not protected by U.S. copyright +law means that no one owns a United States copyright in these works, +so the Foundation (and you!) can copy and distribute it in the United +States without permission and without paying copyright +royalties. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Expression of Emotion in Man and Animals + +Author: Charles Darwin + +Release Date: March, 1998 [EBook #1227] +Last Updated: October 21, 2019 + +Language: English + +Character set encoding: UTF-8 + +*** START OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + + + + +Produced by Charles Keller and David Widger + + + + + + +</pre> + + +<h1> +THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS +</h1> + +<h2> +By Charles Darwin +</h2> + +<h3> +<i>With Photographic And Other Illustrations</i> +<br/><br/> +New York +<br/> +D. Appleton And Company +<br/><br/> +1899 +</h3> + +<hr /> + +<p class="toc"> +<big><b>CONTENTS</b></big> +</p> + +<p> +<br/> +</p> +<p class="toc"> +<a href="#link2H_4_0001"> DETAILED CONTENTS. </a> +</p> +<p class="toc"> +<a href="#link2H_4_0003"> <big><b>ON THE EXPRESSION OF THE EMOTIONS IN MAN +AND ANIMALS.</b></big> </a> +</p> +<p class="toc"> +<a href="#link2H_INTR"> INTRODUCTION. </a> +</p> +<p class="toc"> +<a href="#link2HCH0001"> CHAPTER I. — GENERAL PRINCIPLES OF +EXPRESSION. </a> +</p> +<p class="toc"> +<a href="#link2HCH0002"> CHAPTER II. — GENERAL PRINCIPLES OF +EXPRESSION—<i>continued</i>. </a> +</p> +<p class="toc"> +<a href="#link2HCH0003"> CHAPTER III. — GENERAL PRINCIPLES OF +EXPRESSION—<i>concluded</i>. </a> +</p> +<p class="toc"> +<a href="#link2HCH0004"> CHAPTER IV. — MEANS OF EXPRESSION IN +ANIMALS. </a> +</p> +<p class="toc"> +<a href="#link2HCH0005"> CHAPTER V. — SPECIAL EXPRESSIONS OF +ANIMALS. </a> +</p> +<p class="toc"> +<a href="#link2HCH0006"> CHAPTER VI. — SPECIAL EXPRESSIONS OF MAN: +SUFFERING AND WEEPING. </a> +</p> +<p class="toc"> +<a href="#link2HCH0007"> CHAPTER VII. — LOW SPIRITS, ANXIETY, GRIEF, +DEJECTION, DESPAIR. </a> +</p> +<p class="toc"> +<a href="#link2HCH0008"> CHAPTER VIII. — JOY, HIGH SPIRITS, LOVE, +TENDER FEELINGS, DEVOTION. </a> +</p> +<p class="toc"> +<a href="#link2HCH0009"> CHAPTER IX. — REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. +</a> +</p> +<p class="toc"> +<a href="#link2HCH0010"> CHAPTER X. — HATRED AND ANGER. </a> +</p> +<p class="toc"> +<a href="#link2HCH0011"> CHAPTER XI. — DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, +ETC. </a> +</p> +<p class="toc"> +<a href="#link2HCH0012"> CHAPTER XII. — SURPRISE—ASTONISHMENT—FEAR—HORROR. +</a> +</p> +<p class="toc"> +<a href="#link2HCH0013"> CHAPTER XIII. — SELF-ATTENTION—SHAME—SHYNESS—MODESTY: +BLUSHING. </a> +</p> +<p class="toc"> +<a href="#link2HCH0014"> CHAPTER XIV. — CONCLUDING REMARKS AND +SUMMARY. </a> +</p> +<p class="toc"> +<a href="#link2H_FOOT"> FOOTNOTES </a> +</p> + +<hr /> + +<p class="toc"> +<big><b>ILLUSTRATIONS</b></big> +</p> + +<p> +<br/> +</p> +<p class="toc"> +<a href="#linkimage-0001"> Muscles of the Human Face. Fig 1-2 </a> +</p> +<p class="toc"> +<a href="#linkimage-0002"> Muscles of the Human Face. Fig 3 </a> +</p> +<p class="toc"> +<a href="#linkimage-0003"> Small Dog Watching a Cat on A Table. Figure 4 +</a> +</p> +<p class="toc"> +<a href="#linkimage-0004"> Dog in a Hostile Frame of Mind. Fig. 5 </a> +</p> +<p class="toc"> +<a href="#linkimage-0005"> Dog in a humble and Affectionate Frame of Mind. +Fig. 6 </a> +</p> +<p class="toc"> +<a href="#linkimage-0006"> Dog in a Hostile Frame of Mind. Fig. 7 </a> +</p> +<p class="toc"> +<a href="#linkimage-0007"> Dog Carressing his Master. Fig. 8 </a> +</p> +<p class="toc"> +<a href="#linkimage-0008"> Cat, Savage, and Prepared to Fight. Fig. 9 </a> +</p> +<p class="toc"> +<a href="#linkimage-0009"> Cat in an Affectionate Frame of Mind. Fig. 10 +</a> +</p> +<p class="toc"> +<a href="#linkimage-0010"> Sound Producing Quills from Tail of a +Porcupine. Fig. 11 </a> +</p> +<p class="toc"> +<a href="#linkimage-0011"> Hen Driving Away a Dog from Her Chickens. Fig. +12 </a> +</p> +<p class="toc"> +<a href="#linkimage-0012"> Swan Driving Away an Intruder. Fig 13 </a> +</p> +<p class="toc"> +<a href="#linkimage-0013"> Head of Snarling Dog. Fig 14 </a> +</p> +<p class="toc"> +<a href="#linkimage-0014"> Cat Terrified at a Dog. Fig.15 </a> +</p> +<p class="toc"> +<a href="#linkimage-0016"> Cynopithecus Niger, Pleased by Being Caressed. +Fig.17 </a> +</p> +<p class="toc"> +<a href="#linkimage-0017"> Chimpanzee Disappointed and Sulky. Fig. 18 </a> +</p> +<p class="toc"> +<a href="#linkimage-0018"> Screaming Infants. Plate I. </a> +</p> +<p class="toc"> +<a href="#linkimage-0019"> Obliquity of the Eyebrows. Plate II </a> +</p> +<p class="toc"> +<a href="#linkimage-0020"> Moderate Laughter and Smiling. Plate III </a> +</p> +<p class="toc"> +<a href="#linkimage-0021"> Ill-temper. Plate IV </a> +</p> +<p class="toc"> +<a href="#linkimage-0022"> Anger and Indignation. Plate VI </a> +</p> +<p class="toc"> +<a href="#linkimage-0023"> Scorn and Disdain. Plate V </a> +</p> +<p class="toc"> +<a href="#linkimage-0024"> Gestures of the Body. Plate VII </a> +</p> +<p class="toc"> +<a href="#linkimage-0025"> Photograph of an Insane Woman. Fig. 19 </a> +</p> +<p class="toc"> +<a href="#linkimage-0026"> Terror. Fig. 20 </a> +</p> +<p class="toc"> +<a href="#linkimage-0027"> Horror and Agony. Fig. 21 </a> +</p> +<blockquote> + +<p> +<i>N.B</i>.—Several of the figures in these seven Heliotype +Plates have been reproduced from photographs, instead of from the +original negatives; and they are in consequence somewhat indistinct. +Nevertheless they are faithful copies, and are much superior for my +purpose to any drawing, however carefully executed. +</p> +</blockquote> + +<hr /> + +<h2><a name="link2H_4_0001" id="link2H_4_0001"></a>DETAILED CONTENTS.</h2> + +<p> +<a href="#link2H_INTR">INTRODUCTION</a> +</p> + +<p> +<a href="#link2HCH0001">CHAP. I—GENERAL PRINCIPLES OF EXPRESSION.</a><br/> +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, and are +performed whether or not of service in each particular case—The force of +habit—Inheritance—Associated habitual movements in man—Reflex +actions—Passage of habits into reflex actions—Associated habitual +movements in the lower animals—Concluding remarks +</p> + +<p> +<a href="#link2HCH0002">CHAP. II—GENERAL PRINCIPLES OF EXPRESSION.</a>—<i>continued</i>.<br/> +The Principle of Antithesis—Instances in the dog and cat—Origin of +the principle—Conventional signs—The principle of antithesis has +not arisen from opposite actions being consciously performed under opposite +impulses +</p> + +<p> +<a href="#link2HCH0003">CHAP. III—GENERAL PRINCIPLES OF EXPRESSION.</a>—<i>concluded</i>.<br/> +The principle of the direct action of the excited nervous system on the +body, independently of the will and in part of habit—Change of +colour in the hair—Trembling of the muscles—Modified +secretions—Perspiration—Expression of extreme pain—Of +rage, great joy, and terror—Contrast between the emotions which +cause and do not cause expressive movements—Exciting and depressing +states of the mind—Summary +</p> + +<p> +<a href="#link2HCH0004">CHAP. IV—MEANS OF EXPRESSION. IN ANIMALS.</a><br/> +The emission of sounds—Vocal sounds—Sounds otherwise +produced—Erection of the dermal appendages, hairs, feathers, &c., +under the emotions of anger and terror—The drawing back of the ears as a +preparation for fighting, and as an expression of anger—Erection of the +ears and raising the head, a sign of attention +</p> + +<p> +<a href="#link2HCH0005">CHAP. V.—SPECIAL EXPRESSIONS OF ANIMALS.</a><br/> +The Dog, various expressive movements +of—Cats—Horses—Ruminants—Monkeys, their expression of +joy and affection—Of pain—Anger Astonishment and Terror +</p> + +<p> +<a href="#link2HCH0006">CHAP. VI.—SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING.</a><br/> +The screaming and weeping of infants—Form of features—Age at which +weeping commences—The effects of habitual restraint on +weeping—Sobbing—Cause of the contraction of the muscles round the +eyes during screaming—Cause of the secretion of tears +</p> + +<p> +<a href="#link2HCH0007">CHAP. VII.—LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR.</a><br/> +General effect of grief on the system—Obliquity of the eyebrows under +suffering—On the cause of the obliquity of the eyebrows—On the +depression of the corners of the mouth +</p> + +<p> +<a href="#link2HCH0008">CHAP. VIII.—JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION.</a><br/> +Laughter primarily the expression of joy—Ludicrous ideas—Movements +of the features during laughter—Nature of the sound produced—The +secretion of tears during loud laughter—Gradation from loud laughter +to gentle smiling—High spirits—The expression of love—Tender +feelings—Devotion +</p> + +<p> +<a href="#link2HCH0009">CHAP. IX.—REFLECTION—MEDITATION—ILL—TEMPER—SULKINESS +DETERMINATION.</a><br/> +The act of frowning—Reflection with an effort or with the perception of +something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy—Sulkiness +and pouting—Decision or determination—The firm closure of the mouth +</p> + +<p> +<a href="#link2HCH0010">CHAP. X.—HATRED AND ANGER.</a><br/> +Hatred—Rage, effects of on the system—Uncovering of the +teeth—Rage in the insane—Anger and indignation—As expressed +by the various races of man—Sneering and defiance—The uncovering of +the canine teeth on one side of the face +</p> + +<p> +<a href="#link2HCH0011">CHAP. XI.—DISDAIN—CONTEMPT—DISGUST—GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION.</a><br/> +Contempt, scorn and disdain, variously expressed—Derisive Smile—Gestures +expressive of contempt—Disgust—Guilt, deceit, pride, etc.—Helplessness +or impotence—Patience—Obstinacy—Shrugging the shoulders +common to most of the races of man—Signs of affirmation and negation +</p> + +<p> +<a href="#link2HCH0012">CHAP. XII.—SURPRISE—ASTONISHMENT—FEAR—HORROR.</a><br/> +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying +surprise—Admiration Fear—Terror—Erection of the +hair—Contraction of the platysma muscle—Dilatation of the +pupils—horror—Conclusion. +</p> + +<p> +<a href="#link2HCH0013">CHAP. XIII.—SELF-ATTENTION—SHAME—SHYNESS—MODESTY: +BLUSHING.</a><br/> +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, +the fundamental element—Shyness—Shame, from broken moral laws and +conventional rules—Modesty—Theory of blushing—Recapitulation +</p> + +<p> +<a href="#link2HCH0014">CHAP. XIV.—CONCLUDING REMARKS AND SUMMARY.</a><br/> +The three leading principles which have determined the chief movements of +expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on the +specific unity of the races of man—On the successive acquirement of +various expressions by the progenitors of man—The importance of +expression—Conclusion +</p> + +<hr /> + +<div class="chapter"> + +<h2> +<a name="link2H_4_0003" id="link2H_4_0003"></a> +ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. +</h2> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2H_INTR" id="link2H_INTR"></a> +INTRODUCTION. +</h2> + +<p> +Many works have been written on Expression, but a greater number on +Physiognomy,—that is, on the recognition of character through the +study of the permanent form of the features. With this latter subject I am +not here concerned. The older treatises,<a href="#linknote-1" +name="linknoteref-1" id="linknoteref-1">[1]</a> which I have consulted, +have been of little or no service to me. The famous ‘Conférences’<a +href="#linknote-2" name="linknoteref-2" id="linknoteref-2">[2]</a> of the +painter Le Brun, published in 1667, is the best known ancient work, and +contains some good remarks. Another somewhat old essay, namely, the +‘Discours,’ delivered 1774-1782, by the well-known Dutch anatomist Camper,<a +href="#linknote-3" name="linknoteref-3" id="linknoteref-3">[3]</a> can +hardly be considered as having made any marked advance in the subject. The +following works, on the contrary, deserve the fullest consideration. +</p> + +<p> +Sir Charles Bell, so illustrious for his discoveries in physiology, +published in 1806 the first edition, and in the third edition of his +‘Anatomy and Philosophy of Expression.’<a href="#linknote-4" +name="linknoteref-4" id="linknoteref-4">[4]</a> He may with justice be +said, not only to have laid the foundations of the subject as a branch of +science, but to have built up a noble structure. His work is in every way +deeply interesting; it includes graphic descriptions of the various +emotions, and is admirably illustrated. It is generally admitted that his +service consists chiefly in having shown the intimate relation which +exists between the movements of expression and those of respiration. One +of the most important points, small as it may at first appear, is that the +muscles round the eyes are involuntarily contracted during violent +expiratory efforts, in order to protect these delicate organs from the +pressure of the blood. This fact, which has been fully investigated for me +with the greatest kindness by Professors Donders of Utrecht, throws, as we +shall hereafter see, a flood of light on several of the most important +expressions of the human countenance. The merits of Sir C. Bell’s work +have been undervalued or quite ignored by several foreign writers, but +have been fully admitted by some, for instance by M. Lemoine,<a +href="#linknote-5" name="linknoteref-5" id="linknoteref-5">[5]</a> who +with great justice says:—“Le livre de Ch. Bell devrait être médité +par quiconque essaye de faire parler le visage de l’homme, par les +philosophes aussi bien que par les artistes, car, sous une apparence plus +légère et sous le prétexte de l’esthétique, c’est un des plus beaux +monuments de la science des rapports du physique et du moral.” +</p> + +<p> +From reasons which will presently be assigned, Sir C. Bell did not attempt +to follow out his views as far as they might have been carried. He does +not try to explain why different muscles are brought into action under +different emotions; why, for instance, the inner ends of the eyebrows are +raised, and the corners of the mouth depressed, by a person suffering from +grief or anxiety. +</p> + +<p> +In 1807 M. Moreau edited an edition of Lavater on Physiognomy,<a +href="#linknote-6" name="linknoteref-6" id="linknoteref-6">[6]</a> in +which he incorporated several of his own essays, containing excellent +descriptions of the movements of the facial muscles, together with many +valuable remarks. He throws, however, very little light on the philosophy +of the subject. For instance, M. Moreau, in speaking of the act of +frowning, that is, of the contraction of the muscle called by French +writers the <i>soucilier</i> (<i>corrigator supercilii</i>), remarks with +truth:—“Cette action des sourciliers est un des symptômes les plus +tranchés de l’expression des affections pénibles ou concentrées.” He then +adds that these muscles, from their attachment and position, are fitted “à +resserrer, à concentrer les principaux traits de la <i>face</i>, comme il +convient dans toutes ces passions vraiment oppressives ou profondes, dans +ces affections dont le sentiment semble porter l’organisation à revenir +sur elle-même, à se contracter et à <i>s’amoindrir</i>, comme pour offrir +moins de prise et de surface à des impressions redoutables ou importunes.” +He who thinks that remarks of this kind throw any light on the meaning or +origin of the different expressions, takes a very different view of the +subject to what I do. +</p> + +<p> +In the above passage there is but a slight, if any, advance in the philosophy +of the subject, beyond that reached by the painter Le Brun, who, in 1667, in +describing the expression of fright, says:—“Le sourcil qui est +abaissé d’un côté et élevé de l’autre, fait voir que la partie +élevée semble le vouloir joindre au cerveau pour le garantir du mal que +l’âme aperçoit, et le côté qui est abaissé et qui paraît +enflé,—nous fait trouver dans cet état par les esprits qui viennent du +cerveau en abondance, comme polir couvrir l’âme et la défendre du mal +qu’elle craint; la bouche fort ouverte fait voir le saisissement du +cœur, par le sang qui se retire vers lui, ce qui l’oblige, voulant +respirer, à faire un effort qui est cause que la bouche s’ouvre +extrêmement, et qui, lorsqu’il passe par les organes de la voix, forme un +son qui n’est point articulé; que si les muscles et les veines paraissent +enflés, ce n’est que par les esprits que le cerveau envoie en ces +parties-là.” I have thought the foregoing sentences worth quoting, as +specimens of the surprising nonsense which has been written on the subject. +</p> + +<p> +‘The Physiology or Mechanism of Blushing,’ by Dr. Burgess, appeared in +1839, and to this work I shall frequently refer in my thirteenth Chapter. +</p> + +<p> +In 1862 Dr. Duchenne published two editions, in folio and octavo, of his +‘Mécanisme de la Physionomie Humaine,’ in which he analyses by means of +electricity, and illustrates by magnificent photographs, the movements of +the facial muscles. He has generously permitted me to copy as many of his +photographs as I desired. His works have been spoken lightly of, or quite +passed over, by some of his countrymen. It is possible that Dr. Duchenne +may have exaggerated the importance of the contraction of single muscles +in giving expression; for, owing to the intimate manner in which the +muscles are connected, as may be seen in Henle’s anatomical drawings<a +href="#linknote-7" name="linknoteref-7" id="linknoteref-7">[7]</a>—the +best I believe ever published it is difficult to believe in their separate +action. Nevertheless, it is manifest that Dr. Duchenne clearly apprehended +this and other sources of error, and as it is known that he was eminently +successful in elucidating the physiology of the muscles of the hand by the +aid of electricity, it is probable that he is generally in the right about +the muscles of the face. In my opinion, Dr. Duchenne has greatly advanced +the subject by his treatment of it. No one has more carefully studied the +contraction of each separate muscle, and the consequent furrows produced +on the skin. He has also, and this is a very important service, shown +which muscles are least under the separate control of the will. He enters +very little into theoretical considerations, and seldom attempts to +explain why certain muscles and not others contract under the influence of +certain emotions. +</p> + +<p> +A distinguished French anatomist, Pierre Gratiolet, gave a course of lectures +on Expression at the Sorbonne, and his notes were published (1865) after his +death, under the title of ‘De la Physionomie et des Mouvements +d’Expression.’ This is a very interesting work, full of valuable +observations. His theory is rather complex, and, as far as it can be given in a +single sentence (p. 65), is as follows:—“Il résulte, de tous les +faits que j’ai rappelés, que les sens, l’imagination et la pensée +elle-même, si élevée, si abstraite qu’on la suppose, ne peuvent +s’exercer sans éveiller un sentiment corrélatif, et que ce sentiment se +traduit directement, sympathiquement, symboliquement ou métaphoriquement, dans +toutes les sphères des organs extérieurs, qui la racontent tous, suivant leur +mode d’action propre, comme si chacun d’eux avait été directement +affecté.” +</p> + +<p> +Gratiolet appears to overlook inherited habit, and even to some extent +habit in the individual; and therefore he fails, as it seems to me, to +give the right explanation, or any explanation at all, of many gestures +and expressions. As an illustration of what he calls symbolic movements, I +will quote his remarks (p. 37), taken from M. Chevreul, on a man playing +at billiards. “Si une bille dévie légèrement de la direction que le joueur +prétend lui imprimer, ne l’avez-vous pas vu cent fois la pousser du +regard, de la tête et même des épaules, comme si ces mouvements, purement +symboliques, pouvaient rectifier son trajet? Des mouvements non moins +significatifs se produisent quand la bille manque d’une impulsion +suffisante. Et cliez les joueurs novices, ils sont quelquefois accusés au +point d’éveiller le sourire sur les lèvres des spectateurs.” Such +movements, as it appeirs to me, may be attributed simply to habit. As +often as a man has wished to move an object to one side, he has always +pushed it to that side when forwards, he has pushed it forwards; and if he +has wished to arrest it, he has pulled backwards. Therefore, when a man +sees his ball travelling in a wrong direction, and he intensely wishes it +to go in another direction, he cannot avoid, from long habit, +unconsciously performing movements which in other cases he has found +effectual. +</p> + +<p> +As an instance of sympathetic movements Gratiolet gives (p. 212) the +following case:—“un jeune chien à oreilles droites, auquel son +maître présente de loin quelque viande appétissante, fixe avec ardeur ses +yeux sur cet objet dont il suit tous les mouvements, et pendant que les +yeux regardent, les deux oreilles se portent en avant comme si cet objet +pouvait être entendu.” Here, instead of speaking of sympathy between the +ears and eyes, it appears to me more simple to believe, that as dogs +during many generations have, whilst intently looking at any object, +pricked their ears in order to perceive any sound; and conversely have +looked intently in the direction of a sound to which they may have +listened, the movements of these organs have become firmly associated +together through long-continued habit. +</p> + +<p> +Dr. Piderit published in 1859 an essay on Expression, which I have not +seen, but in which, as he states, he forestalled Gratiolet in many of his +views. In 1867 he published his ‘Wissenschaftliches System der Mimik und +Physiognomik.’ It is hardly possible to give in a few sentences a fair +notion of his views; perhaps the two following sentences will tell as much +as can be briefly told: “the muscular movements of expression are in part +related to imaginary objects, and in part to imaginary sensorial +impressions. In this proposition lies the key to the comprehension of all +expressive muscular movements.” (s. 25) Again, “Expressive movements +manifest themselves chiefly in the numerous and mobile muscles of the +face, partly because the nerves by which they are set into motion +originate in the most immediate vicinity of the mind-organ, but partly +also because these muscles serve to support the organs of sense.” (s. 26.) +If Dr. Piderit had studied Sir C. Bell’s work, he would probably not have +said (s. 101) that violent laughter causes a frown from partaking of the +nature of pain; or that with infants (s. 103) the tears irritate the eyes, +and thus excite the contraction of the surrounding in muscles. Many good +remarks are scattered throughout this volume, to which I shall hereafter +refer. +</p> + +<p> +Short discussions on Expression may be found in various works, which need +not here be particularised. Mr. Bain, however, in two of his works has +treated the subject at some length. He says,<a href="#linknote-8" +name="linknoteref-8" id="linknoteref-8">[8]</a> “I look upon the +expression so-called as part and parcel of the feeling. I believe it to be +a general law of the mind that along with the fact of inward feeling or +consciousness, there is a diffusive action or excitement over the bodily +members.” In another place he adds, “A very considerable number of the +facts may be brought under the following principle: namely, that states of +pleasure are connected with an increase, and states of pain with an +abatement, of some, or all, of the vital functions.” But the above law of +the diffusive action of feelings seems too general to throw much light on +special expressions. +</p> + +<p> +Mr. Herbert Spencer, in treating of the Feelings in his ‘Principles of +Psychology’ (1855), makes the following remarks:—“Fear, when strong, +expresses itself in cries, in efforts to hide or escape, in palpitations +and tremblings; and these are just the manifestations that would accompany +an actual experience of the evil feared. The destructive passions are +shown in a general tension of the muscular system, in gnashing of the +teeth and protrusion of the claws, in dilated eyes and nostrils in growls; +and these are weaker forms of the actions that accompany the killing of +prey.” Here we have, as I believe, the true theory of a large number of +expressions; but the chief interest and difficulty of the subject lies in +following out the wonderfully complex results. I infer that some one (but +who he is I have not been able to ascertain) formerly advanced a nearly +similar view, for Sir C. Bell says,<a href="#linknote-9" +name="linknoteref-9" id="linknoteref-9">[9]</a> “It has been maintained +that what are called the external signs of passion, are only the +concomitants of those voluntary movements which the structure renders +necessary.” Mr. Spencer has also published<a href="#linknote-10" +name="linknoteref-10" id="linknoteref-10">[10]</a> a valuable essay on the +physiology of Laughter, in which he insists on “the general law that +feeling passing a certain pitch, habitually vents itself in bodily +action,” and that “an overflow of nerve-force undirected by any motive, +will manifestly take first the most habitual routes; and if these do not +suffice, will next overflow into the less habitual ones.” This law I +believe to be of the highest importance in throwing light on our subject.’<a +href="#linknote-11" name="linknoteref-11" id="linknoteref-11">[11]</a> +</p> + +<p> +All the authors who have written on Expression, with the exception of Mr. +Spencer—the great expounder of the principle of Evolution—appear +to have been firmly convinced that species, man of course included, came +into existence in their present condition. Sir C. Bell, being thus +convinced, maintains that many of our facial muscles are “purely +instrumental in expression;” or are “a special provision” for this sole +object.<a href="#linknote-12" name="linknoteref-12" id="linknoteref-12">[12]</a> +But the simple fact that the anthropoid apes possess the same facial +muscles as we do,<a href="#linknote-13" name="linknoteref-13" +id="linknoteref-13">[13]</a> renders it very improbable that these muscles +in our case serve exclusively for expression; for no one, I presume, would +be inclined to admit that monkeys have been endowed with special muscles +solely for exhibiting their hideous grimaces. Distinct uses, independently +of expression, can indeed be assigned with much probability for almost all +the facial muscles. +</p> + +<p> +Sir C. Bell evidently wished to draw as broad a distinction as possible +between man and the lower animals; and he consequently asserts that with +“the lower creatures there is no expression but what may be referred, more +or less plainly, to their acts of volition or necessary instincts.” He +further maintains that their faces “seem chiefly capable of expressing +rage and fear.”<a href="#linknote-14" name="linknoteref-14" +id="linknoteref-14">[14]</a> But man himself cannot express love and +humility by external signs, so plainly as does a dog, when with drooping +ears, hanging lips, flexuous body, and wagging tail, he meets his beloved +master. Nor can these movements in the dog be explained by acts of +volition or necessary instincts, any more than the beaming eyes and +smiling cheeks of a man when he meets an old friend. If Sir C. Bell had +been questioned about the expression of affection in the dog, he would no +doubt have answered that this animal had been created with special +instincts, adapting him for association with man, and that all further +enquiry on the subject was superfluous. +</p> + +<p> +Although Gratiolet emphatically denies<a href="#linknote-15" +name="linknoteref-15" id="linknoteref-15">[15]</a> that any muscle has +been developed solely for the sake of expression, he seems never to have +reflected on the principle of evolution. He apparently looks at each +species as a separate creation. So it is with the other writers on +Expression. For instance, Dr. Duchenne, after speaking of the movements of +the limbs, refers to those which give expression to the face, and remarks:<a +href="#linknote-16" name="linknoteref-16" id="linknoteref-16">[16]</a> “Le +créateur n’a donc pas eu à se préoccuper ici des besoins de la mécanique; +il a pu, selon sa sagesse, ou—que l’on me pardonne cette manière de +parler—par une divine fantaisie, mettre en action tel ou tel muscle, +un seul ou plusieurs muscles à la fois, lorsqu’il a voulu que les signes +caractéristiques des passions, même les plus fugaces, fussent écrits +passagèrement sur la face de l’homme. Ce langage de la physionomie une +fois créé, il lui a suffi, pour le rendre universel et immuable, de donner +à tout être humain la faculté instinctive d’exprimer toujours ses +sendments par la contraction des mêmes muscles.” +</p> + +<p> +Many writers consider the whole subject of Expression as inexplicable. +Thus the illustrious physiologist Müller, says,<a href="#linknote-17" +name="linknoteref-17" id="linknoteref-17">[17]</a> “The completely +different expression of the features in different passions shows that, +according to the kind of feeling excited, entirely different groups of the +fibres of the facial nerve are acted on. Of the cause of this we are quite +ignorant.” +</p> + +<p> +No doubt as long as man and all other animals are viewed as independent +creations, an effectual stop is put to our natural desire to investigate +as far as possible the causes of Expression. By this doctrine, anything +and everything can be equally well explained; and it has proved as +pernicious with respect to Expression as to every other branch of natural +history. With mankind some expressions, such as the bristling of the hair +under the influence of extreme terror, or the uncovering of the teeth +under that of furious rage, can hardly be understood, except on the belief +that man once existed in a much lower and animal-like condition. The +community of certain expressions in distinct though allied species, as in +the movements of the same facial muscles during laughter by man and by +various monkeys, is rendered somewhat more intelligible, if we believe in +their descent from a common progenitor. He who admits on general grounds +that the structure and habits of all animals have been gradually evolved, +will look at the whole subject of Expression in a new and interesting +light. +</p> + +<p> +The study of Expression is difficult, owing to the movements being often +extremely slight, and of a fleeting nature. A difference may be clearly +perceived, and yet it may be impossible, at least I have found it so, to +state in what the difference consists. When we witness any deep emotion, +our sympathy is so strongly excited, that close observation is forgotten +or rendered almost impossible; of which fact I have had many curious +proofs. Our imagination is another and still more serious source of error; +for if from the nature of the circumstances we expect to see any +expression, we readily imagine its presence. Notwithstanding Dr. +Duchenne’s great experience, he for a long time fancied, as he states, +that several muscles contracted under certain emotions, whereas he +ultimately convinced himself that the movement was confined to a single +muscle. +</p> + +<p> +In order to acquire as good a foundation as possible, and to ascertain, +independently of common opinion, how far particular movements of the +features and gestures are really expressive of certain states of the mind, +I have found the following means the most serviceable. In the first place, +to observe infants; for they exhibit many emotions, as Sir C. Bell +remarks, “with extraordinary force;” whereas, in after life, some of our +expressions “cease to have the pure and simple source from which they +spring in infancy.”<a href="#linknote-18" name="linknoteref-18" +id="linknoteref-18">[18]</a> +</p> + +<p> +In the second place, it occurred to me that the insane ought to be +studied, as they are liable to the strongest passions, and give +uncontrolled vent to them. I had, myself, no opportunity of doing this, so +I applied to Dr. Maudsley and received from him an introduction to Dr. J. +Crichton Browne, who has charge of an immense asylum near Wakefield, and +who, as I found, had already attended to the subject. This excellent +observer has with unwearied kindness sent me copious notes and +descriptions, with valuable suggestions on many points; and I can hardly +over-estimate the value of his assistance. I owe also, to the kindness of +Mr. Patrick Nicol, of the Sussex Lunatic Asylum, interesting statements on +two or three points. +</p> + +<p> +Thirdly Dr. Duchenne galvanized, as we have already seen, certain muscles +in the face of an old man, whose skin was little sensitive, and thus +produced various expressions which were photographed on a large scale. It +fortunately occurred to me to show several of the best plates, without a +word of explanation, to above twenty educated persons of various ages and +both sexes, asking them, in each case, by what emotion or feeling the old +man was supposed to be agitated; and I recorded their answers in the words +which they used. Several of the expressions were instantly recognised by +almost everyone, though described in not exactly the same terms; and these +may, I think, be relied on as truthful, and will hereafter be specified. +On the other hand, the most widely different judgments were pronounced in +regard to some of them. This exhibition was of use in another way, by +convincing me how easily we may be misguided by our imagination; for when +I first looked through Dr. Duchenne’s photographs, reading at the same +time the text, and thus learning what was intended, I was struck with +admiration at the truthfulness of all, with only a few exceptions. +Nevertheless, if I had examined them without any explanation, no doubt I +should have been as much perplexed, in some cases, as other persons have +been. +</p> + +<p> +Fourthly, I had hoped to derive much aid from the great masters in +painting and sculpture, who are such close observers. Accordingly, I have +looked at photographs and engravings of many well-known works; but, with a +few exceptions, have not thus profited. The reason no doubt is, that in +works of art, beauty is the chief object; and strongly contracted facial +muscles destroy beauty.<a href="#linknote-19" name="linknoteref-19" +id="linknoteref-19">[19]</a> The story of the composition is generally +told with wonderful force and truth by skilfully given accessories. +</p> + +<p> +Fifthly, it seemed to me highly important to ascertain whether the same +expressions and gestures prevail, as has often been asserted without much +evidence, with all the races of mankind, especially with those who have +associated but little with Europeans. Whenever the same movements of the +features or body express the same emotions in several distinct races of +man, we may infer with much probability, that such expressions are true +ones,—that is, are innate or instinctive. Conventional expressions +or gestures, acquired by the individual during early life, would probably +have differed in the different races, in the same manner as do their +languages. Accordingly I circulated, early in the year 1867, the following +printed queries with a request, which has been fully responded to, that +actual observations, and not memory, might be trusted. These queries were +written after a considerable interval of time, during which my attention +had been otherwise directed, and I can now see that they might have been +greatly improved. To some of the later copies, I appended, in manuscript, +a few additional remarks:— +</p> + +<p> +(1.) Is astonishment expressed by the eyes and mouth being opened wide, +and by the eyebrows being raised? +</p> + +<p> +(2.) Does shame excite a blush when the colour of the skin allows it to be +visible? and especially how low down the body does the blush extend? +</p> + +<p> +(3.) When a man is indignant or defiant does he frown, hold his body and +head erect, square his shoulders and clench his fists? +</p> + +<p> +(4) When considering deeply on any subject, or trying to understand any +puzzle, does he frown, or wrinkle the skin beneath the lower eyelids? +</p> + +<p> +(5.) When in low spirits, are the corners of the mouth depressed, and the +inner corner of the eyebrows raised by that muscle which the French call +the “Grief muscle”? The eyebrow in this state becomes slightly oblique, +with a little swelling at the Inner end; and the forehead is transversely +wrinkled in the middle part, but not across the whole breadth, as when the +eyebrows are raised in surprise. +</p> + +<p> +(6.) When in good spirits do the eyes sparkle, with the skin a little wrinkled +round and under them, and with the mouth a little drawn back at the corners? +</p> + +<p> +(7.) When a man sneers or snarls at another, is the corner of the upper +lip over the canine or eye tooth raised on the side facing the man whom he +addresses? +</p> + +<p> +(8) Can a dogged or obstinate expression be recognized, which is chiefly +shown by the mouth being firmly closed, a lowering brow and a slight +frown? +</p> + +<p> +(9.) Is contempt expressed by a slight protrusion of the lips and by +turning up the nose, and with a slight expiration? +</p> + +<p> +(10) Is disgust shown by the lower lip being turned down, the upper lip +slightly raised, with a sudden expiration, something like incipient +vomiting, or like something spit out of the mouth? +</p> + +<p> +(11.) Is extreme fear expressed in the same general manner as with +Europeans? +</p> + +<p> +(12.) Is laughter ever carried to such an extreme as to bring tears into +the eyes? +</p> + +<p> +(13.) When a man wishes to show that he cannot prevent something being +done, or cannot himself do something, does he shrug his shoulders, turn +inwards his elbows, extend outwards his hands and open the palms; with the +eyebrows raised? +</p> + +<p> +(14) Do the children when sulky, pout or greatly protrude the lips? +</p> + +<p> +(15.) Can guilty, or sly, or jealous expressions be recognized? though I +know not how these can be defined. +</p> + +<p> +(16.) Is the head nodded vertically in affirmation, and shaken laterally +in negation? +</p> + +<p> +Observations on natives who have had little communication with Europeans +would be of course the most valuable, though those made on any natives +would be of much interest to me. General remarks on expression are of +comparatively little value; and memory is so deceptive that I earnestly +beg it may not be trusted. A definite description of the countenance under +any emotion or frame of mind, with a statement of the circumstances under +which it occurred, would possess much value. +</p> + +<p> +To these queries I have received thirty-six answers from different +observers, several of them missionaries or protectors of the aborigines, +to all of whom I am deeply indebted for the great trouble which they have +taken, and for the valuable aid thus received. I will specify their names, +&c., towards the close of this chapter, so as not to interrupt my +present remarks. The answers relate to several of the most distinct and +savage races of man. In many instances, the circumstances have been +recorded under which each expression was observed, and the expression +itself described. In such cases, much confidence may be placed in the +answers. When the answers have been simply yes or no, I have always +received them with caution. It follows, from the information thus +acquired, that the same state of mind is expressed throughout the world +with remarkable uniformity; and this fact is in itself interesting as +evidence of the close similarity in bodily structure and mental +disposition of all the races, of mankind. +</p> + +<p> +Sixthly, and lastly, I have attended as closely as I could, to the +expression of the several passions in some of the commoner animals; and +this I believe to be of paramount importance, not of course for deciding +how far in man certain expressions are characteristic of certain states of +mind, but as affording the safest basis for generalisation on the causes, +or origin, of the various movements of Expression. In observing animals, +we are not so likely to be biassed by our imagination; and we may feel +safe that their expressions are not conventional. +</p> + +<p class="p2"> +From the reasons above assigned, namely, the fleeting nature of some +expressions (the changes in the features being often extremely slight); +our sympathy being easily aroused when we behold any strong emotion, and +our attention thus distracted; our imagination deceiving us, from knowing +in a vague manner what to expect, though certainly few of us know what the +exact changes in the countenance are; and lastly, even our long +familiarity with the subject,—from all these causes combined, the +observation of Expression is by no means easy, as many persons, whom I +have asked to observe certain points, have soon discovered. Hence it is +difficult to determine, with certainty, what are the movements of the +features and of the body, which commonly characterize certain states of +the mind. Nevertheless, some of the doubts and difficulties have, as I +hope, been cleared away by the observation of infants,—of the +insane,—of the different races of man,—of works of art,—and +lastly, of the facial muscles under the action of galvanism, as effected +by Dr. Duchenne. +</p> + +<p> +But there remains the much greater difficulty of understanding the cause +or origin of the several expressions, and of judging whether any +theoretical explanation is trustworthy. Besides, judging as well as we can +by our reason, without the aid of any rules, which of two or more +explanations is the most satisfactory, or are quite unsatisfactory, I see +only one way of testing our conclusions. This is to observe whether the +same principle by which one expression can, as it appears, be explained, +is applicable in other allied cases; and especially, whether the same +general principles can be applied with satisfactory results, both to man +and the lower animals. This latter method, I am inclined to think, is the +most serviceable of all. The difficulty of judging of the truth of any +theoretical explanation, and of testing it by some distinct line of +investigation, is the great drawback to that interest which the study +seems well fitted to excite. +</p> + +<p> +Finally, with respect to my own observations, I may state that they were +commenced in the year 1838; and from that time to the present day, I have +occasionally attended to the subject. At the above date, I was already +inclined to believe in the principle of evolution, or of the derivation of +species from other and lower forms. Consequently, when I read Sir C. +Bell’s great work, his view, that man had been created with certain +muscles specially adapted for the expression of his feelings, struck me as +unsatisfactory. It seemed probable that the habit of expressing our +feelings by certain movements, though now rendered innate, had been in +some manner gradually acquired. But to discover how such habits had been +acquired was perplexing in no small degree. The whole subject had to be +viewed under a new aspect, and each expression demanded a rational +explanation. This belief led me to attempt the present work, however +imperfectly it may have been executed. +</p> + +<hr /> + +<p> +I will now give the names of the gentlemen to whom, as I have said, I am +deeply indebted for information in regard to the expressions exhibited by +various races of man, and I will specify some of the circumstances under +which the observations were in each case made. Owing to the great kindness +and powerful influence of Mr. Wilson, of Hayes Place, Kent, I have +received from Australia no less than thirteen sets of answers to my +queries. This has been particularly fortunate, as the Australian +aborigines rank amongst the most distinct of all the races of man. It will +be seen that the observations have been chiefly made in the south, in the +outlying parts of the colony of Victoria; but some excellent answers have +been received from the north. +</p> + +<p> +Mr. Dyson Lacy has given me in detail some valuable observations, made +several hundred miles in the interior of Queensland. To Mr. R. Brough +Smyth, of Melbourne, I am much indebted for observations made by himself, +and for sending me several of the following letters, namely:—From +the Rev. Mr. Hagenauer, of Lake Wellington, a missionary in Gippsland, +Victoria, who has had much experience with the natives. From Mr. Samuel +Wilson, a landowner, residing at Langerenong, Wimmera, Victoria. From the +Rev. George Taplin, superintendent of the native Industrial Settlement at +Port Macleay. From Mr. Archibald G. Lang, of Coranderik, Victoria, a +teacher at a school where aborigines, old and young, are collected from +all parts of the colony. From Mr. H. B. Lane, of Belfast, Victoria, a +police magistrate and warden, whose observations, as I am assured, are +highly trustworthy. From Mr. Templeton Bunnett, of Echuca, whose station +is on the borders of the colony of Victoria, and who has thus been able to +observe many aborigines who have had little intercourse with white men. He +compared his observations with those made by two other gentlemen long +resident in the neighbourhood. Also from Mr. J. Bulmer, a missionary in a +remote part of Gippsland, Victoria. +</p> + +<p> +I am also indebted to the distinguished botanist, Dr. Ferdinand Müller, of +Victoria, for some observations made by himself, and for sending me others +made by Mrs. Green, as well as for some of the foregoing letters. +</p> + +<p> +In regard to the Maoris of New Zealand, the Rev. J. W. Stack has answered +only a few of my queries; but the answers have been remarkably full, +clear, and distinct, with the circumstances recorded under which the +observations were made. +</p> + +<p> +The Rajah Brooke has given me some information with respect to the Dyaks +of Borneo. +</p> + +<p> +Respecting the Malays, I have been highly successful; for Mr. F. Geach (to +whom I was introduced by Mr. Wallace), during his residence as a mining +engineer in the interior of Malacca, observed many natives, who had never +before associated with white men. He wrote me two long letters with +admirable and detailed observations on their expression. He likewise +observed the Chinese immigrants in the Malay archipelago. +</p> + +<p> +The well-known naturalist, H. M. Consul, Mr. Swinhoe, also observed for me +the Chinese in their native country; and he made inquiries from others +whom he could trust. +</p> + +<p> +In India Mr. H. Erskine, whilst residing in his official capacity in the +Admednugur District in the Bombay Presidency, attended to the expression +of the inhabitants, but found much difficulty in arriving at any safe +conclusions, owing to their habitual concealment of all emotions in the +presence of Europeans. He also obtained information for me from Mr. West, +the Judge in Canara, and he consulted some intelligent native gentlemen on +certain points. In Calcutta Mr. J. Scott, curator of the Botanic Gardens, +carefully observed the various tribes of men therein employed during a +considerable period, and no one has sent me such full and valuable +details. The habit of accurate observation, gained by his botanical +studies, has been brought to bear on our present subject. For Ceylon I am +much indebted to the Rev. S. O. Glenie for answers to some of my queries. +</p> + +<p> +Turning to Africa, I have been unfortunate with respect to the negroes, +though Mr. Winwood Reade aided me as far as lay in his power. It would +have been comparatively easy to have obtained information in regard to the +negro slaves in America; but as they have long associated with white men, +such observations would have possessed little value. In the southern parts +of the continent Mrs. Barber observed the Kafirs and Fingoes, and sent me +many distinct answers. Mr. J. P. Mansel Weale also made some observations +on the natives, and procured for me a curious document, namely, the +opinion, written in English, of Christian Gaika, brother of the Chief +Sandilli, on the expressions of his fellow-countrymen. In the northern +regions of Africa Captain Speedy, who long resided with the Abyssinians, +answered my queries partly from memory and partly from observations made +on the son of King Theodore, who was then under his charge. Professor and +Mrs. Asa Gray attended to some points in the expressions of the natives, +as observed by them whilst ascending the Nile. +</p> + +<p> +On the great American continent Mr. Bridges, a catechist residing with the +Fuegians, answered some few questions about their expression, addressed to +him many years ago. In the northern half of the continent Dr. Rothrock +attended to the expressions of the wild Atnah and Espyox tribes on the +Nasse River, in North-Western America. Mr. Washington Matthews +Assistant-Surgeon in the United States Army, also observed with special +care (after having seen my queries, as printed in the ‘Smithsonian +Report’) some of the wildest tribes in the Western parts of the United +States, namely, the Tetons, Grosventres, Mandans, and Assinaboines; and +his answers have proved of the highest value. +</p> + +<p> +Lastly, besides these special sources of information, I have collected +some few facts incidentally given in books of travels.—— +</p> + +<p> +<a name="linkimage-0001" id="linkimage-0001"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig1-2.jpg" width="100%" +alt="Muscles of the Human Face. Fig 1-2 " /> +</div> + +<p> +<a name="linkimage-0002" id="linkimage-0002"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig3.jpg" width="100%" +alt="Muscles of the Human Face. Fig 3 " /> +</div> + +<p> +As I shall often have to refer, more especially in the latter part of this +volume, to the muscles of the human face, I have had a diagram (fig. 1) +copied and reduced from Sir C. Bell’s work, and two others, with more +accurate details (figs. 2 and 3), from Herde’s well-known ‘Handbuch der +Systematischen Anatomie des Menschen.’ The same letters refer to the same +muscles in all three figures, but the names are given of only the more +important ones to which I shall have to allude. The facial muscles blend +much together, and, as I am informed, hardly appear on a dissected face so +distinct as they are here represented. Some writers consider that these +muscles consist of nineteen pairs, with one unpaired;<a href="#linknote-20" +name="linknoteref-20" id="linknoteref-20">[20]</a> but others make the +number much larger, amounting even to fifty-five, according to Moreau. +They are, as is admitted by everyone who has written on the subject, very +variable in structure; and Moreau remarks that they are hardly alike in +half-a-dozen subjects.<a href="#linknote-21" name="linknoteref-21" +id="linknoteref-21">[21]</a> They are also variable in function. Thus the +power of uncovering the canine tooth on one side differs much in different +persons. The power of raising the wings of the nostrils is also, according +to Dr. Piderit,<a href="#linknote-22" name="linknoteref-22" +id="linknoteref-22">[22]</a> variable in a remarkable degree; and other +such cases could be given. +</p> + +<p> +Finally, I must have the pleasure of expressing my obligations to Mr. +Rejlander for the trouble which he has taken in photographing for me +various expressions and gestures. I am also indebted to Herr Kindermann, +of Hamburg, for the loan of some excellent negatives of crying infants; +and to Dr. Wallich for a charming one of a smiling girl. I have already +expressed my obligations to Dr. Duchenne for generously permitting me to +have some of his large photographs copied and reduced. All these +photographs have been printed by the Heliotype process, and the accuracy +of the copy is thus guaranteed. These plates are referred to by Roman +numerals. +</p> + +<p> +I am also greatly indebted to Mr. T. W. Wood for the extreme pains which +he has taken in drawing from life the expressions of various animals. A +distinguished artist, Mr. Riviere, has had the kindness to give me two +drawings of dogs—one in a hostile and the other in a humble and +caressing frame of mind. Mr. A. May has also given me two similar sketches +of dogs. Mr. Cooper has taken much care in cutting the blocks. Some of the +photographs and drawings, namely, those by Mr. May, and those by Mr. Wolf +of the Cynopithecus, were first reproduced by Mr. Cooper on wood by means +of photography, and then engraved: by this means almost complete fidelity +is ensured. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0001" id="link2HCH0001"></a> +CHAPTER I.<br/>GENERAL PRINCIPLES OF EXPRESSION. +</h2> + +<p> +The three chief principles stated—The first principle—Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case—The +force of habit—Inheritance—Associated habitual movements in +man—Reflex actions—Passage of habits into reflex actions—Associated +habitual movements in the lower animals—Concluding remarks. +</p> + +<p class="p2"> +I will begin by giving the three Principles, which appear to me to account +for most of the expressions and gestures involuntarily used by man and the +lower animals, under the influence of various emotions and sensations.<a +href="#linknote-101" name="linknoteref-101" id="linknoteref-101">[101]</a> +I arrived, however, at these three Principles only at the close of my +observations. They will be discussed in the present and two following +chapters in a general manner. Facts observed both with man and the lower +animals will here be made use of; but the latter facts are preferable, as +less likely to deceive us. In the fourth and fifth chapters, I will +describe the special expressions of some of the lower animals; and in the +succeeding chapters those of man. Everyone will thus be able to judge for +himself, how far my three principles throw light on the theory of the +subject. It appears to me that so many expressions are thus explained in a +fairly satisfactory manner, that probably all will hereafter be found to +come under the same or closely analogous heads. I need hardly premise that +movements or changes in any part of the body,—as the wagging of a +dog’s tail, the drawing back of a horse’s ears, the shrugging of a man’s +shoulders, or the dilatation of the capillary vessels of the skin,—may +all equally well serve for expression. The three Principles are as +follows. +</p> + +<p> +I. <i>The principle of serviceable associated Habits</i>.—Certain +complex actions are of direct or indirect service under certain states of +the mind, in order to relieve or gratify certain sensations, desires, +&c.; and whenever the same state of mind is induced, however feebly, +there is a tendency through the force of habit and association for the +same movements to be performed, though they may not then be of the least +use. Some actions ordinarily associated through habit with certain states +of the mind may be partially repressed through the will, and in such cases +the muscles which are least under the separate control of the will are the +most liable still to act, causing movements which we recognize as +expressive. In certain other cases the checking of one habitual movement +requires other slight movements; and these are likewise expressive. +</p> + +<p> +II. <i>The principle of Antithesis</i>.—Certain states of the mind +lead to certain habitual actions, which are of service, as under our first +principle. Now when a directly opposite state of mind is induced, there is +a strong and involuntary tendency to the performance of movements of a +directly opposite nature, though these are of no use; and such movements +are in some cases highly expressive. +</p> + +<p> +III. <i>The principle of actions due to the constitution of the Nervous +System, independently from the first of the Will, and independently to a +certain extent of Habit</i>.—When the sensorium is strongly excited, +nerve-force is generated in excess, and is transmitted in certain definite +directions, depending on the connection of the nerve-cells, and partly on +habit: or the supply of nerve-force may, as it appears, be interrupted. +Effects are thus produced which we recognize as expressive. This third +principle may, for the sake of brevity, be called that of the direct +action of the nervous system. +</p> + +<p class="p2"> +With respect to our <i>first Principle</i>, it is notorious how powerful +is the force of habit. The most complex and difficult movements can in +time be performed without the least effort or consciousness. It is not +positively known how it comes that habit is so efficient in facilitating +complex movements; but physiologists admit<a href="#linknote-102" +name="linknoteref-102" id="linknoteref-102">[102]</a> “that the conducting +power of the nervous fibres increases with the frequency of their +excitement.” This applies to the nerves of motion and sensation, as well +as to those connected with the act of thinking. That some physical change +is produced in the nerve-cells or nerves which are habitually used can +hardly be doubted, for otherwise it is impossible to understand how the +tendency to certain acquired movements is inherited. That they are +inherited we see with horses in certain transmitted paces, such as +cantering and ambling, which are not natural to them,—in the +pointing of young pointers and the setting of young setters—in the +peculiar manner of flight of certain breeds of the pigeon, &c. We have +analogous cases with mankind in the inheritance of tricks or unusual +gestures, to which we shall presently recur. To those who admit the +gradual evolution of species, a most striking instance of the perfection +with which the most difficult consensual movements can be transmitted, is +afforded by the humming-bird Sphinx-moth (<i>Macroglossa</i>); for this +moth, shortly after its emergence from the cocoon, as shown by the bloom +on its unruffled scales, may be seen poised stationary in the air, with +its long hair-like proboscis uncurled and inserted into the minute +orifices of flowers; and no one, I believe, has ever seen this moth +learning to perform its difficult task, which requires such unerring aim. +</p> + +<p> +When there exists an inherited or instinctive tendency to the performance +of an action, or an inherited taste for certain kinds of food, some degree +of habit in the individual is often or generally requisite. We find this +in the paces of the horse, and to a certain extent in the pointing of +dogs; although some young dogs point excellently the first time they are +taken out, yet they often associate the proper inherited attitude with a +wrong odour, and even with eyesight. I have heard it asserted that if a +calf be allowed to suck its mother only once, it is much more difficult +afterwards to rear it by hand.<a href="#linknote-103" +name="linknoteref-103" id="linknoteref-103">[103]</a> Caterpillars which +have been fed on the leaves of one kind of tree, have been known to perish +from hunger rather than to eat the leaves of another tree, although this +afforded them their proper food, under a state of nature;<a +href="#linknote-104" name="linknoteref-104" id="linknoteref-104">[104]</a> +and so it is in many other cases. +</p> + +<p> +The power of Association is admitted by everyone. Mr. Bain remarks, that +“actions, sensations and states of feeling, occurring together or in close +succession, tend to grow together, or cohere, in such a way that when any +one of them is afterwards presented to the mind, the others are apt to be +brought up in idea.”<a href="#linknote-105" name="linknoteref-105" +id="linknoteref-105">[105]</a> It is so important for our purpose fully to +recognize that actions readily become associated with other actions and +with various states of the mind, that I will give a good many instances, +in the first place relating to man, and afterwards to the lower animals. +Some of the instances are of a very trifling nature, but they are as good +for our purpose as more important habits. It is known to everyone how +difficult, or even impossible it is, without repeated trials, to move the +limbs in certain opposed directions which have never been practised. +Analogous cases occur with sensations, as in the common experiment of +rolling a marble beneath the tips of two crossed fingers, when it feels +exactly like two marbles. Everyone protects himself when falling to the +ground by extending his arms, and as Professor Alison has remarked, few +can resist acting thus, when voluntarily falling on a soft bed. A man when +going out of doors puts on his gloves quite unconsciously; and this may +seem an extremely simple operation, but he who has taught a child to put +on gloves, knows that this is by no means the case. +</p> + +<p> +When our minds are much affected, so are the movements of our bodies; but +here another principle besides habit, namely the undirected overflow of +nerve-force, partially comes into play. Norfolk, in speaking of Cardinal +Wolsey, says— +</p> + +<p class="poem"> +“Some strange commotion<br/> +Is in his brain; he bites his lip and starts;<br/> +Stops on a sudden, looks upon the ground,<br/> +Then, lays his finger on his temple: straight,<br/> +Springs out into fast gait; then, stops again,<br/> +Strikes his breast hard; and anon, he casts<br/> +His eye against the moon: in most strange postures<br/> +We have seen him set himself.”—<i>Hen. VIII</i>., act iii, sc. 2. +</p> + +<p> +A vulgar man often scratches his head when perplexed in mind; and I +believe that he acts thus from habit, as if he experienced a slightly +uncomfortable bodily sensation, namely, the itching of his head, to which +he is particularly liable, and which he thus relieves. Another man rubs +his eyes when perplexed, or gives a little cough when embarrassed, acting +in either case as if he felt a slightly uncomfortable sensation in his +eyes or windpipe.<a href="#linknote-106" name="linknoteref-106" +id="linknoteref-106">[106]</a> +</p> + +<p> +From the continued use of the eyes, these organs are especially liable to +be acted on through association under various states of the mind, although +there is manifestly nothing to be seen. A man, as Gratiolet remarks, who +vehemently rejects a proposition, will almost certainly shut his eyes or +turn away his face; but if he accepts the proposition, he will nod his +head in affirmation and open his eyes widely. The man acts in this latter +case as if he clearly saw the thing, and in the former case as if he did +not or would not see it. I have noticed that persons in describing a +horrid sight often shut their eyes momentarily and firmly, or shake their +heads, as if not to see or to drive away something disagreeable; and I +have caught myself, when thinking in the dark of a horrid spectacle, +closing my eyes firmly. In looking suddenly at any object, or in looking +all around, everyone raises his eyebrows, so that the eyes may be quickly +and widely opened; and Duchenne remarks that<a href="#linknote-107" +name="linknoteref-107" id="linknoteref-107">[107]</a> a person in trying +to remember something often raises his eyebrows, as if to see it. A Hindoo +gentleman made exactly the same remark to Mr. Erskine in regard to his +countrymen. I noticed a young lady earnestly trying to recollect a +painter’s name, and she first looked to one corner of the ceiling and then +to the opposite corner, arching the one eyebrow on that side; although, of +course, there was nothing to be seen there. +</p> + +<p> +In most of the foregoing cases, we can understand how the associated movements +were acquired through habit; but with some individuals, certain strange +gestures or tricks have arisen in association with certain states of the mind, +owing to wholly inexplicable causes, and are undoubtedly inherited. I have +elsewhere given one instance from my own observation of an extraordinary and +complex gesture, associated with pleasurable feelings, which was transmitted +from a father to his daughter, as well as some other analogous facts.<a +href="#linknote-108" name="linknoteref-108" id="linknoteref-108">[108]</a> +Another curious instance of an odd inherited movement, associated with the wish +to obtain an object, will be given in the course of this volume. +</p> + +<p> +There are other actions which are commonly performed under certain +circumstances, independently of habit, and which seem to be due to +imitation or some sort of sympathy. Thus persons cutting anything with a +pair of scissors may be seen to move their jaws simultaneously with the +blades of the scissors. Children learning to write often twist about their +tongues as their fingers move, in a ridiculous fashion. When a public +singer suddenly becomes a little hoarse, many of those present may be +heard, as I have been assured by a gentleman on whom I can rely, to clear +their throats; but here habit probably comes into play, as we clear our +own throats under similar circumstances. I have also been told that at +leaping matches, as the performer makes his spring, many of the +spectators, generally men and boys, move their feet; but here again habit +probably comes into play, for it is very doubtful whether women would thus +act. +</p> + +<p> +<i>Reflex actions</i>—Reflex actions, in the strict sense of the +term, are due to the excitement of a peripheral nerve, which transmits its +influence to certain nerve-cells, and these in their turn excite certain +muscles or glands into action; and all this may take place without any +sensation or consciousness on our part, though often thus accompanied. As +many reflex actions are highly expressive, the subject must here be +noticed at some little length. We shall also see that some of them +graduate into, and can hardly be distinguished from actions which have +arisen through habit?<a href="#linknote-109" name="linknoteref-109" id="linknoteref-109">[109]</a> Coughing and sneezing are familiar instances of +reflex actions. With infants the first act of respiration is often a +sneeze, although this requires the co-ordinated movement of numerous +muscles. Respiration is partly voluntary, but mainly reflex, and is +performed in the most natural and best manner without the interference of +the will. A vast number of complex movements are reflex. As good an +instance as can be given is the often-quoted one of a decapitated frog, +which cannot of course feel, and cannot consciously perform, any movement. +Yet if a drop of acid be placed on the lower surface of the thigh of a +frog in this state, it will rub off the drop with the upper surface of the +foot of the same leg. If this foot be cut off, it cannot thus act. “After +some fruitless efforts, therefore, it gives up trying in that way, seems +restless, as though, says Pflüger, it was seeking some other way, and at +last it makes use of the foot of the other leg and succeeds in rubbing off +the acid. Notably we have here not merely contractions of muscles, but +combined and harmonized contractions in due sequence for a special +purpose. These are actions that have all the appearance of being guided by +intelligence and instigated by will in an animal, the recognized organ of +whose intelligence and will has been removed.”<a href="#linknote-110" +name="linknoteref-110" id="linknoteref-110">[110]</a> +</p> + +<p> +We see the difference between reflex and voluntary movements in very young +children not being able to perform, as I am informed by Sir Henry Holland, +certain acts somewhat analogous to those of sneezing and coughing, namely, +in their not being able to blow their noses (<i>i.e.</i> to compress the nose +and blow violently through the passage), and in their not being able to +clear their throats of phlegm. They have to learn to perform these acts, +yet they are performed by us, when a little older, almost as easily as +reflex actions. Sneezing and coughing, however, can be controlled by the +will only partially or not at all; whilst the clearing the throat and +blowing the nose are completely under our command. +</p> + +<p> +When we are conscious of the presence of an irritating particle in our +nostrils or windpipe—that is, when the same sensory nerve-cells are +excited, as in the case of sneezing and coughing—we can voluntarily +expel the particle by forcibly driving air through these passages; but we +cannot do this with nearly the same force, rapidity, and precision, as by +a reflex action. In this latter case the sensory nerve-cells apparently +excite the motor nerve-cells without any waste of power by first +communicating with the cerebral hemispheres—the seat of our +consciousness and volition. In all cases there seems to exist a profound +antagonism between the same movements, as directed by the will and by a +reflex stimulant, in the force with which they are performed and in the +facility with which they are excited. As Claude Bernard asserts, +“L’influence du cerveau tend donc à entraver les mouvements réflexes, à +limiter leur force et leur étendue.”<a href="#linknote-111" +name="linknoteref-111" id="linknoteref-111">[111]</a> +</p> + +<p> +The conscious wish to perform a reflex action sometimes stops or +interrupts its performance, though the proper sensory nerves may be +stimulated. For instance, many years ago I laid a small wager with a dozen +young men that they would not sneeze if they took snuff, although they all +declared that they invariably did so; accordingly they all took a pinch, +but from wishing much to succeed, not one sneezed, though their eyes +watered, and all, without exception, had to pay me the wager. Sir H. +Holland remarks<a href="#linknote-112" name="linknoteref-112" +id="linknoteref-112">[112]</a> that attention paid to the act of +swallowing interferes with the proper movements; from which it probably +follows, at least in part, that some persons find it so difficult to +swallow a pill. +</p> + +<p> +Another familiar instance of a reflex action is the involuntary closing of +the eyelids when the surface of the eye is touched. A similar winking +movement is caused when a blow is directed towards the face; but this is +an habitual and not a strictly reflex action, as the stimulus is conveyed +through the mind and not by the excitement of a peripheral nerve. The +whole body and head are generally at the same time drawn suddenly +backwards. These latter movements, however, can be prevented, if the +danger does not appear to the imagination imminent; but our reason telling +us that there is no danger does not suffice. I may mention a trifling +fact, illustrating this point, and which at the time amused me. I put my +face close to the thick glass-plate in front of a puff-adder in the +Zoological Gardens, with the firm determination of not starting back if +the snake struck at me; but, as soon as the blow was struck, my resolution +went for nothing, and I jumped a yard or two backwards with astonishing +rapidity. My will and reason were powerless against the imagination of a +danger which had never been experienced. +</p> + +<p> +The violence of a start seems to depend partly on the vividness of the +imagination, and partly on the condition, either habitual or temporary, of +the nervous system. He who will attend to the starting of his horse, when +tired and fresh, will perceive how perfect is the gradation from a mere +glance at some unexpected object, with a momentary doubt whether it is +dangerous, to a jump so rapid and violent, that the animal probably could +not voluntarily whirl round in so rapid a manner. The nervous system of a +fresh and highly-fed horse sends its order to the motory system so +quickly, that no time is allowed for him to consider whether or not the +danger is real. After one violent start, when he is excited and the blood +flows freely through his brain, he is very apt to start again; and so it +is, as I have noticed, with young infants. +</p> + +<p> +A start from a sudden noise, when the stimulus is conveyed through the +auditory nerves, is always accompanied in grown-up persons by the winking +of the eyelids.<a href="#linknote-113" name="linknoteref-113" +id="linknoteref-113">[113]</a> I observed, however, that though my infants +started at sudden sounds, when under a fortnight old, they certainly did +not always wink their eyes, and I believe never did so. The start of an +older infant apparently represents a vague catching hold of something to +prevent falling. I shook a pasteboard box close before the eyes of one of +my infants, when 114 days old, and it did not in the least wink; but when +I put a few comfits into the box, holding it in the same position as +before, and rattled them, the child blinked its eyes violently every time, +and started a little. It was obviously impossible that a carefully-guarded +infant could have learnt by experience that a rattling sound near its eyes +indicated danger to them. But such experience will have been slowly gained +at a later age during a long series of generations; and from what we know +of inheritance, there is nothing improbable in the transmission of a habit +to the offspring at an earlier age than that at which it was first +acquired by the parents. +</p> + +<p> +From the foregoing remarks it seems probable that some actions, which were +at first performed consciously, have become through habit and association +converted into reflex actions, and are now so firmly fixed and inherited, +that they are performed, even when not of the least use,<a +href="#linknote-114" name="linknoteref-114" id="linknoteref-114">[114]</a> +as often as the same causes arise, which originally excited them in us +through the volition. In such cases the sensory nerve-cells excite the +motor cells, without first communicating with those cells on which our +consciousness and volition depend. It is probable that sneezing and +coughing were originally acquired by the habit of expelling, as violently +as possible, any irritating particle from the sensitive air-passages. As +far as time is concerned, there has been more than enough for these habits +to have become innate or converted into reflex actions; for they are +common to most or all of the higher quadrupeds, and must therefore have +been first acquired at a very remote period. Why the act of clearing the +throat is not a reflex action, and has to be learnt by our children, I +cannot pretend to say; but we can see why blowing the nose on a +handkerchief has to be learnt. +</p> + +<p> +It is scarcely credible that the movements of a headless frog, when it +wipes off a drop of acid or other object from its thigh, and which +movements are so well coordinated for a special purpose, were not at first +performed voluntarily, being afterwards rendered easy through +long-continued habit so as at last to be performed unconsciously, or +independently of the cerebral hemispheres. +</p> + +<p> +So again it appears probable that starting was originally acquired by the +habit of jumping away as quickly as possible from danger, whenever any of +our senses gave us warning. Starting, as we have seen, is accompanied by +the blinking of the eyelids so as to protect the eyes, the most tender and +sensitive organs of the body; and it is, I believe, always accompanied by +a sudden and forcible inspiration, which is the natural preparation for +any violent effort. But when a man or horse starts, his heart beats wildly +against his ribs, and here it may be truly said we have an organ which has +never been under the control of the will, partaking in the general reflex +movements of the body. To this point, however, I shall return in a future +chapter. +</p> + +<p> +The contraction of the iris, when the retina is stimulated by a bright +light, is another instance of a movement, which it appears cannot possibly +have been at first voluntarily performed and then fixed by habit; for the +iris is not known to be under the conscious control of the will in any +animal. In such cases some explanation, quite distinct from habit, will +have to be discovered. The radiation of nerve-force from strongly-excited +nerve-cells to other connected cells, as in the case of a bright light on +the retina causing a sneeze, may perhaps aid us in understanding how some +reflex actions originated. A radiation of nerve-force of this kind, if it +caused a movement tending to lessen the primary irritation, as in the case +of the contraction of the iris preventing too much light from falling on +the retina, might afterwards have been taken advantage of and modified for +this special purpose. +</p> + +<p> +It further deserves notice that reflex actions are in all probability +liable to slight variations, as are all corporeal structures and +instincts; and any variations which were beneficial and of sufficient +importance, would tend to be preserved and inherited. Thus reflex actions, +when once gained for one purpose, might afterwards be modified +independently of the will or habit, so as to serve for some distinct +purpose. Such cases would be parallel with those which, as we have every +reason to believe, have occurred with many instincts; for although some +instincts have been developed simply through long-continued and inherited +habit, other highly complex ones have been developed through the +preservation of variations of pre-existing instincts—that is, +through natural selection. +</p> + +<p> +I have discussed at some little length, though as I am well aware, in a +very imperfect manner, the acquirement of reflex actions, because they are +often brought into play in connection with movements expressive of our +emotions; and it was necessary to show that at least some of them might +have been first acquired through the will in order to satisfy a desire, or +to relieve a disagreeable sensation. +</p> + +<p class="p2"> +<i>Associated habitual movements in the lower animals</i>.—I have +already given in the case of Man several instances of movements associated +with various states of the mind or body, which are now purposeless, but +which were originally of use, and are still of use under certain +circumstances. As this subject is very important for us, I will here give +a considerable number of analogous facts, with reference to animals; +although many of them are of a very trifling nature. My object is to show +that certain movements were originally performed for a definite end, and +that, under nearly the same circumstances, they are still pertinaciously +performed through habit when not of the least use. That the tendency in +most of the following cases is inherited, we may infer from such actions +being performed in the same manner by all the individuals, young and old, +of the same species. We shall also see that they are excited by the most +diversified, often circuitous, and sometimes mistaken associations. +</p> + +<p> +Dogs, when they wish to go to sleep on a carpet or other hard surface, +generally turn round and round and scratch the ground with their fore-paws +in a senseless manner, as if they intended to trample down the grass and +scoop out a hollow, as no doubt their wild parents did, when they lived on +open grassy plains or in the woods. Jackals, fennecs, and other allied +animals in the Zoological Gardens, treat their straw in this manner; but +it is a rather odd circumstance that the keepers, after observing for some +months, have never seen the wolves thus behave. A semi-idiotic dog—and +an animal in this condition would be particularly liable to follow a +senseless habit—was observed by a friend to turn completely round on +a carpet thirteen times before going to sleep. +</p> + +<p> +Many carnivorous animals, as they crawl towards their prey and prepare to +rush or spring on it, lower their heads and crouch, partly, as it would +appear, to hide themselves, and partly to get ready for their rush; and +this habit in an exaggerated form has become hereditary in our pointers +and setters. Now I have noticed scores of times that when two strange dogs +meet on an open road, the one which first sees the other, though at the +distance of one or two hundred yards, after the first glance always lowers +its bead, generally crouches a little, or even lies down; that is, he +takes the proper attitude for concealing himself and for making a rush or +spring although the road is quite open and the distance great. Again, dogs +of all kinds when intently watching and slowly approaching their prey, +frequently keep one of their fore-legs doubled up for a long time, ready +for the next cautious step; and this is eminently characteristic of the +pointer. But from habit they behave in exactly the same manner whenever +their attention is aroused (fig. 4). I have seen a dog at the foot of a +high wall, listening attentively to a sound on the opposite side, with one +leg doubled up; and in this case there could have been no intention of +making a cautious approach. +</p> + +<p> +<a name="linkimage-0003" id="linkimage-0003"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig4.jpg" width="100%" +alt="Small Dog Watching a Cat on A Table. Figure 4 " /> +</div> + +<p> +{illust. caption = for making a rush or FIG. 4.—Small dog watching a +cat on a table. From a photograph taken by Mr. Rejlander.} +</p> + +<p> +Dogs after voiding their excrement often make with all four feet a few +scratches backwards, even on a bare stone pavement, as if for the purpose +of covering up their excrement with earth, in nearly the same manner as do +cats. Wolves and jackals behave in the Zoological Gardens in exactly the +same manner, yet, as I am assured by the keepers, neither wolves, jackals, +nor foxes, when they have the means of doing so, ever cover up their +excrement, any more than do dogs. All these animals, however, bury +superfluous food. Hence, if we rightly understand the meaning of the above +cat-like habit, of which there can be little doubt, we have a purposeless +remnant of an habitual movement, which was originally followed by some +remote progenitor of the dog-genus for a definite purpose, and which has +been retained for a prodigious length of time. +</p> + +<p> +Dogs and jackals<a href="#linknote-115" name="linknoteref-115" +id="linknoteref-115">[115]</a> take much pleasure in rolling and rubbing +their necks and backs on carrion. The odour seems delightful to them, +though dogs at least do not eat carrion. Mr. Bartlett has observed wolves +for me, and has given them carrion, but has never seen them roll on it. I +have heard it remarked, and I believe it to be true, that the larger dogs, +which are probably descended from wolves, do not so often roll in carrion +as do smaller dogs, which are probably descended from jackals. When a +piece of brown biscuit is offered to a terrier of mine and she is not +hungry (and I have heard of similar instances), she first tosses it about +and worries it, as if it were a rat or other prey; she then repeatedly +rolls on it precisely as if it were a piece of carrion, and at last eats +it. It would appear that an imaginary relish has to be given to the +distasteful morsel; and to effect this the dog acts in his habitual +manner, as if the biscuit was a live animal or smelt like carrion, though +he knows better than we do that this is not the case. I have seen this +same terrier act in the same manner after killing a little bird or mouse. +</p> + +<p> +Dogs scratch themselves by a rapid movement of one of their hind-feet; and +when their backs are rubbed with a stick, so strong is the habit, that +they cannot help rapidly scratching the air or the ground in a useless and +ludicrous manner. The terrier just alluded to, when thus scratched with a +stick, will sometimes show her delight by another habitual movement, +namely, by licking the air as if it were my hand. +</p> + +<p> +Horses scratch themselves by nibbling those parts of their bodies which +they can reach with their teeth; but more commonly one horse shows another +where he wants to be scratched, and they then nibble each other. A friend +whose attention I had called to the subject, observed that when he rubbed +his horse’s neck, the animal protruded his head, uncovered his teeth, and +moved his jaws, exactly as if nibbling another horse’s neck, for he could +never have nibbled his own neck. If a horse is much tickled, as when +curry-combed, his wish to bite something becomes so intolerably strong, +that he will clatter his teeth together, and though not vicious, bite his +groom. At the same time from habit he closely depresses his ears, so as to +protect them from being bitten, as if he were fighting with another horse. +</p> + +<p> +A horse when eager to start on a journey makes the nearest approach which +he can to the habitual movement of progression by pawing the ground. Now +when horses in their stalls are about to be fed and are eager for their +corn, they paw the pavement or the straw. Two of my horses thus behave +when they see or hear the corn given to their neighbours. But here we have +what may almost be called a true expression, as pawing the ground is +universally recognized as a sign of eagerness. +</p> + +<p> +Cats cover up their excrements of both kinds with earth; and my grandfather<a +href="#linknote-116" name="linknoteref-116" id="linknoteref-116">[116]</a> saw +a kitten scraping ashes over a spoonful of pure water spilt on the hearth; so +that here an habitual or instinctive action was falsely excited, not by a +previous act or by odour, but by eyesight. It is well known that cats dislike +wetting their feet, owing, it is probable, to their having aboriginally +inhabited the dry country of Egypt; and when they wet their feet they shake +them violently. My daughter poured some water into a glass close to the head of +a kitten; and it immediately shook its feet in the usual manner; so that here +we have an habitual movement falsely excited by an associated sound instead of +by the sense of touch. +</p> + +<p> +Kittens, puppies, young pigs and probably many other young animals, +alternately push with their forefeet against the mammary glands of their +mothers, to excite a freer secretion of milk, or to make it flow. Now it +is very common with young cats, and not at all rare with old cats of the +common and Persian breeds (believed by some naturalists to be specifically +extinct), when comfortably lying on a warm shawl or other soft substance, +to pound it quietly and alternately with their fore-feet; their toes being +spread out and claws slightly protruded, precisely as when sucking their +mother. That it is the same movement is clearly shown by their often at +the same time taking a bit of the shawl into their mouths and sucking it; +generally closing their eyes and purring from delight. This curious +movement is commonly excited only in association with the sensation of a +warm soft surface; but I have seen an old cat, when pleased by having its +back scratched, pounding the air with its feet in the same manner; so that +this action has almost become the expression of a pleasurable sensation. +</p> + +<p> +Having referred to the act of sucking, I may add that this complex +movement, as well as the alternate protrusion of the fore-feet, are reflex +actions; for they are performed if a finger moistened with milk is placed +in the mouth of a puppy, the front part of whose brain has been removed.<a +href="#linknote-117" name="linknoteref-117" id="linknoteref-117">[117]</a> +It has recently been stated in France, that the action of sucking is +excited solely through the sense of smell, so that if the olfactory nerves +of a puppy are destroyed, it never sucks. In like manner the wonderful +power which a chicken possesses only a few hours after being hatched, of +picking up small particles of food, seems to be started into action +through the sense of hearing; for with chickens hatched by artificial +heat, a good observer found that “making a noise with the finger-nail +against a board, in imitation of the hen-mother, first taught them to peck +at their meat.”<a href="#linknote-118" name="linknoteref-118" +id="linknoteref-118">[118]</a> +</p> + +<p> +I will give only one other instance of an habitual and purposeless +movement. The Sheldrake (<i>Tadorna</i>) feeds on the sands left uncovered +by the tide, and when a worm-cast is discovered, “it begins patting the +ground with its feet, dancing as it were, over the hole;” and this makes +the worm come to the surface. Now Mr. St. John says, that when his tame +Sheldrakes “came to ask for food, they patted the ground in an impatient +and rapid manner.”<a href="#linknote-119" name="linknoteref-119" +id="linknoteref-119">[119]</a> This therefore may almost be considered as +their expression of hunger. Mr. Bartlett informs me that the Flamingo and +the Kagu (<i>Rhinochetus jubatus</i>) when anxious to be fed, beat the +ground with their feet in the same odd manner. So again Kingfishers, when +they catch a fish, always beat it until it is killed; and in the +Zoological Gardens they always beat the raw meat, with which they are +sometimes fed, before devouring it. +</p> + +<p class="p2"> +We have now, I think, sufficiently shown the truth of our first Principle, +namely, that when any sensation, desire, dislike, &c., has led during +a long series of generations to some voluntary movement, then a tendency +to the performance of a similar movement will almost certainly be excited, +whenever the same, or any analogous or associated sensation &c., +although very weak, is experienced; notwithstanding that the movement in +this case may not be of the least use. Such habitual movements are often, +or generally inherited; and they then differ but little from reflex +actions. When we treat of the special expressions of man, the latter part +of our first Principle, as given at the commencement of this chapter, will +be seen to hold good; namely, that when movements, associated through +habit with certain states of the mind, are partially repressed by the +will, the strictly involuntary muscles, as well as those which are least +under the separate control of the will, are liable still to act; and their +action is often highly expressive. Conversely, when the will is +temporarily or permanently weakened, the voluntary muscles fail before the +involuntary. It is a fact familiar to pathologists, as Sir C. Bell +remarks,<a href="#linknote-120" name="linknoteref-120" id="linknoteref-120">[120]</a> +“that when debility arises from affection of the brain, the influence is +greatest on those muscles which are, in their natural condition, most +under the command of the will.” We shall, also, in our future chapters, +consider another proposition included in our first Principle; namely, that +the checking of one habitual movement sometimes requires other slight +movements; these latter serving as a means of expression. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0002" id="link2HCH0002"></a> +CHAPTER II.<br/>GENERAL PRINCIPLES OF EXPRESSION—<i>continued</i>. +</h2> + +<p> +The Principle of Antithesis—Instances in the dog and cat—Origin +of the principle—Conventional signs—The principle of +antithesis has not arisen from opposite actions being consciously +performed under opposite impulses. +</p> + +<p class="p2"> +We will now consider our second Principle, that of Antithesis. Certain +states of the mind lead, as we have seen in the last chapter, to certain +habitual movements which were primarily, or may still be, of service; and +we shall find that when a directly opposite state of mind is induced, +there is a strong and involuntary tendency to the performance of movements +of a directly opposite nature, though these have never been of any +service. A few striking instances of antithesis will be given, when we +treat of the special expressions of man; but as, in these cases, we are +particularly liable to confound conventional or artificial gestures and +expressions with those which are innate or universal, and which alone +deserve to rank as true expressions, I will in the present chapter almost +confine myself to the lower animals. +</p> + +<p> +<a name="linkimage-0004" id="linkimage-0004"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig5.jpg" width="100%" +alt="Dog in a Hostile Frame of Mind. Fig. 5 " /> +</div> + +<p> +<a name="linkimage-0005" id="linkimage-0005"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig6.jpg" width="100%" alt=" Fig. 6 " /> +</div> + +<p> +<a name="linkimage-0006" id="linkimage-0006"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig7.jpg" width="100%" +alt="Dog in a Hostile Frame of Mind. Fig. 7 " /> +</div> + +<p> +When a dog approaches a strange dog or man in a savage or hostile frame of +mind be walks upright and very stiffly; his head is slightly raised, or +not much lowered; the tail is held erect, and quite rigid; the hairs +bristle, especially along the neck and back; the pricked ears are directed +forwards, and the eyes have a fixed stare: (see figs. 5 and 7). These +actions, as will hereafter be explained, follow from the dog’s intention +to attack his enemy, and are thus to a large extent intelligible. As he +prepares to spring with a savage growl on his enemy, the canine teeth are +uncovered, and the ears are pressed close backwards on the head; but with +these latter actions, we are not here concerned. Let us now suppose that +the dog suddenly discovers that the man he is approaching, is not a +stranger, but his master; and let it be observed how completely and +instantaneously his whole bearing is reversed. Instead of walking upright, +the body sinks downwards or even crouches, and is thrown into flexuous +movements; his tail, instead of being held stiff and upright, is lowered +and wagged from side to side; his hair instantly becomes smooth; his ears +are depressed and drawn backwards, but not closely to the head; and his +lips hang loosely. From the drawing back of the ears, the eyelids become +elongated, and the eyes no longer appear round and staring. It should be +added that the animal is at such times in an excited condition from joy; +and nerve-force will be generated in excess, which naturally leads to +action of some kind. Not one of the above movements, so clearly expressive +of affection, are of the least direct service to the animal. They are +explicable, as far as I can see, solely from being in complete opposition +or antithesis to the attitude and movements which, from intelligible +causes, are assumed when a dog intends to fight, and which consequently +are expressive of anger. I request the reader to look at the four +accompanying sketches, which have been given in order to recall vividly +the appearance of a dog under these two states of mind. It is, however, +not a little difficult to represent affection in a dog, whilst caressing +his master and wagging his tail, as the essence of the expression lies in +the continuous flexuous movements. +</p> + +<p> +<a name="linkimage-0007" id="linkimage-0007"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig8.jpg" width="100%" +alt="Dog Carressing his Master. Fig. 8 " /> +</div> + +<p> +We will now turn to the cat. When this animal is threatened by a dog, it +arches its back in a surprising manner, erects its hair, opens its mouth +and spits. But we are not here concerned with this well-known attitude, +expressive of terror combined with anger; we are concerned only with that +of rage or anger. This is not often seen, but may be observed when two +cats are fighting together; and I have seen it well exhibited by a savage +cat whilst plagued by a boy. The attitude is almost exactly the same as +that of a tiger disturbed and growling over its food, which every one must +have beheld in menageries. The animal assumes a crouching position, with +the body extended; and the whole tail, or the tip alone, is lashed or +curled from side to side. The hair is not in the least erect. Thus far, +the attitude and movements are nearly the same as when the animal is +prepared to spring on its prey, and when, no doubt, it feels savage. But +when preparing to fight, there is this difference, that the ears are +closely pressed backwards; the mouth is partially opened, showing the +teeth; the fore feet are occasionally struck out with protruded claws; and +the animal occasionally utters a fierce growl. (See figs. 9 and 10.) All, +or almost all these actions naturally follow (as hereafter to be +explained), from the cat’s manner and intention of attacking its enemy. +</p> + +<p> +<a name="linkimage-0008" id="linkimage-0008"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig9.jpg" width="100%" +alt="Cat, Savage, and Prepared to Fight. Fig. 9 " /> +</div> + +<p> +<a name="linkimage-0009" id="linkimage-0009"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig10.jpg" width="100%" +alt="Cat in an Affectionate Frame of Mind. Fig. 10 " /> +</div> + +<p> +Let us now look at a cat in a directly opposite frame of mind, whilst +feeling affectionate and caressing her master; and mark how opposite is +her attitude in every respect. She now stands upright with her back +slightly arched, which makes the hair appear rather rough, but it does not +bristle; her tail, instead of being extended and lashed from side to side, +is held quite still and perpendicularly upwards; her ears are erect and +pointed; her mouth is closed; and she rubs against her master with a purr +instead of a growl. Let it further be observed how widely different is the +whole bearing of an affectionate cat from that of a dog, when with his +body crouching and flexuous, his tail lowered and wagging, and ears +depressed, he caresses his master. This contrast in the attitudes and +movements of these two carnivorous animals, under the same pleased and +affectionate frame of mind, can be explained, as it appears to me, solely +by their movements standing in complete antithesis to those which are +naturally assumed, when these animals feel savage and are prepared either +to fight or to seize their prey. +</p> + +<p> +In these cases of the dog and cat, there is every reason to believe that +the gestures both of hostility and affection are innate or inherited; for +they are almost identically the same in the different races of the +species, and in all the individuals of the same race, both young and old. +</p> + +<p> +I will here give one other instance of antithesis in expression. I +formerly possessed a large dog, who, like every other dog, was much +pleased to go out walking. He showed his pleasure by trotting gravely +before me with high steps, head much raised, moderately erected ears, and +tail carried aloft but not stiffly. Not far from my house a path branches +off to the right, leading to the hot-house, which I used often to visit +for a few moments, to look at my experimental plants. This was always a +great disappointment to the dog, as he did not know whether I should +continue my walk; and the instantaneous and complete change of expression +which came over him as soon as my body swerved in the least towards the +path (and I sometimes tried this as an experiment) was laughable. His look +of dejection was known to every member of the family, and was called his +<i>hot-house face</i>. This consisted in the head drooping much, the whole +body sinking a little and remaining motionless; the ears and tail falling +suddenly down, but the tail was by no means wagged. With the falling of +the ears and of his great chaps, the eyes became much changed in +appearance, and I fancied that they looked less bright. His aspect was +that of piteous, hopeless dejection; and it was, as I have said, +laughable, as the cause was so slight. Every detail in his attitude was in +complete opposition to his former joyful yet dignified bearing; and can be +explained, as it appears to me, in no other way, except through the +principle of antithesis. Had not the change been so instantaneous, I +should have attributed it to his lowered spirits affecting, as in the case +of man, the nervous system and circulation, and consequently the tone of +his whole muscular frame; and this may have been in part the cause. +</p> + +<p class="p2"> +We will now consider how the principle of antithesis in expression has +arisen. With social animals, the power of intercommunication between the +members of the same community,—and with other species, between the +opposite sexes, as well as between the young and the old,—is of the +highest importance to them. This is generally effected by means of the +voice, but it is certain that gestures and expressions are to a certain +extent mutually intelligible. Man not only uses inarticulate cries, +gestures, and expressions, but has invented articulate language; if, +indeed, the word INVENTED can be applied to a process, completed by +innumerable steps, half-consciously made. Any one who has watched monkeys +will not doubt that they perfectly understand each other’s gestures and +expression, and to a large extent, as Rengger asserts,<a +href="#linknote-201" name="linknoteref-201" id="linknoteref-201">[201]</a> +those of man. An animal when going to attack another, or when afraid of +another, often makes itself appear terrible, by erecting its hair, thus +increasing the apparent bulk of its body, by showing its teeth, or +brandishing its horns, or by uttering fierce sounds. +</p> + +<p> +As the power of intercommunication is certainly of high service to many +animals, there is no <i>à priori</i> improbability in the supposition, +that gestures manifestly of an opposite nature to those by which certain +feelings are already expressed, should at first have been voluntarily +employed under the influence of an opposite state of feeling. The fact of +the gestures being now innate, would be no valid objection to the belief +that they were at first intentional; for if practised during many +generations, they would probably at last be inherited. Nevertheless it is +more than doubtful, as we shall immediately see, whether any of the cases +which come under our present head of antithesis, have thus originated. +</p> + +<p> +With conventional signs which are not innate, such as those used by the +deaf and dumb and by savages, the principle of opposition or antithesis +has been partially brought into play. The Cistercian monks thought it +sinful to speak, and as they could not avoid holding some communication, +they invented a gesture language, in which the principle of opposition +seems to have been employed.<a href="#linknote-202" name="linknoteref-202" +id="linknoteref-202">[202]</a> Dr. Scott, of the Exeter Deaf and Dumb +Institution, writes to me that “opposites are greatly used in teaching the +deaf and dumb, who have a lively sense of them.” Nevertheless I have been +surprised how few unequivocal instances can be adduced. This depends +partly on all the signs having commonly had some natural origin; and +partly on the practice of the deaf and dumb and of savages to contract +their signs as much as possible for the sake of rapidity.<a +href="#linknote-203" name="linknoteref-203" id="linknoteref-203">[203]</a> +Hence their natural source or origin often becomes doubtful or is +completely lost; as is likewise the case with articulate language. +</p> + +<p> +Many signs, moreover, which plainly stand in opposition to each other, +appear to have had on both sides a significant origin. This seems to hold +good with the signs used by the deal and dumb for light and darkness, for +strength and weakness, &c. In a future chapter I shall endeavour to +show that the opposite gestures of affirmation and negation, namely, +vertically nodding and laterally shaking the head, have both probably had +a natural beginning. The waving of the hand from right to left, which is +used as a negative by some savages, may have been invented in imitation of +shaking the head; but whether the opposite movement of waving the hand in +a straight line from the face, which is used in affirmation, has arisen +through antithesis or in some quite distinct manner, is doubtful. +</p> + +<p> +If we now turn to the gestures which are innate or common to all the +individuals of the same species, and which come under the present head of +antithesis, it is extremely doubtful, whether any of them were at first +deliberately invented and consciously performed. With mankind the best +instance of a gesture standing in direct opposition to other movements, +naturally assumed under an opposite frame of mind, is that of shrugging +the shoulders. This expresses impotence or an apology,—something +which cannot be done, or cannot be avoided. The gesture is sometimes used +consciously and voluntarily, but it is extremely improbable that it was at +first deliberately invented, and afterwards fixed by habit; for not only +do young children sometimes shrug their shoulders under the above states +of mind, but the movement is accompanied, as will be shown in a future +chapter, by various subordinate movements, which not one man in a thousand +is aware of, unless he has specially attended to the subject. +</p> + +<p> +Dogs when approaching a strange dog, may find it useful to show by their +movements that they are friendly, and do not wish to fight. When two young +dogs in play are growling and biting each other’s faces and legs, it is +obvious that they mutually understand each other’s gestures and manners. +There seems, indeed, some degree of instinctive knowledge in puppies and +kittens, that they must not use their sharp little teeth or claws too +freely in their play, though this sometimes happens and a squeal is the +result; otherwise they would often injure each other’s eyes. When my +terrier bites my hand in play, often snarling at the same time, if he +bites too hard and I say GENTLY, GENTLY, he goes on biting, but answers me +by a few wags of the tail, which seems to say “Never mind, it is all fun.” +Although dogs do thus express, and may wish to express, to other dogs and +to man, that they are in a friendly state of mind, it is incredible that +they could ever have deliberately thought of drawing back and depressing +their ears, instead of holding them erect,—of lowering and wagging +their tails, instead of keeping them stiff and upright, &c., because +they knew that these movements stood in direct opposition to those assumed +under an opposite and savage frame of mind. +</p> + +<p> +Again, when a cat, or rather when some early progenitor of the species, +from feeling affectionate first slightly arched its back, held its tail +perpendicularly upwards and pricked its ears, can it be believed that the +animal consciously wished thus to show that its frame of mind was directly +the reverse of that, when from being ready to fight or to spring on its +prey, it assumed a crouching attitude, curled its tail from side to side +and depressed its ears? Even still less can I believe that my dog +voluntarily put on his dejected attitude and “<i>hot-house face</i>,” +which formed so complete a contrast to his previous cheerful attitude and +whole bearing. It cannot be supposed that he knew that I should understand +his expression, and that he could thus soften my heart and make me give up +visiting the hot-house. +</p> + +<p> +Hence for the development of the movements which come under the present +head, some other principle, distinct from the will and consciousness, must +have intervened. This principle appears to be that every movement which we +have voluntarily performed throughout our lives has required the action of +certain muscles; and when we have performed a directly opposite movement, +an opposite set of muscles has been habitually brought into play,—as +in turning to the right or to the left, in pushing away or pulling an +object towards us, and in lifting or lowering a weight. So strongly are +our intentions and movements associated together, that if we eagerly wish +an object to move in any direction, we can hardly avoid moving our bodies +in the same direction, although we may be perfectly aware that this can +have no influence. A good illustration of this fact has already been given +in the Introduction, namely, in the grotesque movements of a young and +eager billiard-player, whilst watching the course of his ball. A man or +child in a passion, if he tells any one in a loud voice to begone, +generally moves his arm as if to push him away, although the offender may +not be standing near, and although there may be not the least need to +explain by a gesture what is meant. On the other hand, if we eagerly +desire some one to approach us closely, we act as if pulling him towards +us; and so in innumerable other instances. +</p> + +<p> +As the performance of ordinary movements of an opposite kind, under +opposite impulses of the will, has become habitual in us and in the lower +animals, so when actions of one kind have become firmly associated with +any sensation or emotion, it appears natural that actions of a directly +opposite kind, though of no use, should be unconsciously performed through +habit and association, under the influence of a directly opposite +sensation or emotion. On this principle alone can I understand how the +gestures and expressions which come under the present head of antithesis +have originated. If indeed they are serviceable to man or to any other +animal, in aid of inarticulate cries or language, they will likewise be +voluntarily employed, and the habit will thus be strengthened. But whether +or not of service as a means of communication, the tendency to perform +opposite movements under opposite sensations or emotions would, if we may +judge by analogy, become hereditary through long practice; and there +cannot be a doubt that several expressive movements due to the principle +of antithesis are inherited. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0003" id="link2HCH0003"></a> +CHAPTER III.<br/>GENERAL PRINCIPLES OF EXPRESSION—<i>concluded</i>. +</h2> + +<p> +The principle of direct action of the excited nervous system on the body, +independently of the will and in part of habit—Change of colour in +the hair—Trembling of the muscles—Modified secretions—Perspiration—Expression +of extreme pain—Of rage, great joy, and terror—Contrast +between the emotions which cause and do not cause expressive movements—Exciting +and depressing states of the mind—Summary. +</p> + +<p class="p2"> +We now come to our third Principle, namely, that certain actions which we +recognize as expressive of certain states of the mind, are the direct +result of the constitution of the nervous system, and have been from the +first independent of the will, and, to a large extent, of habit. When the +sensorium is strongly excited nerve-force is generated in excess, and is +transmitted in certain directions, dependent on the connection of the +nerve-cells, and, as far as the muscular system is concerned, on the +nature of the movements which have been habitually practised. Or the +supply of nerve-force may, as it appears, be interrupted. Of course every +movement which we make is determined by the constitution of the nervous +system; but actions performed in obedience to the will, or through habit, +or through the principle of antithesis, are here as far as possible +excluded. Our present subject is very obscure, but, from its importance, +must be discussed at some little length; and it is always advisable to +perceive clearly our ignorance. +</p> + +<p> +The most striking case, though a rare and abnormal one, which can be +adduced of the direct influence of the nervous system, when strongly +affected, on the body, is the loss of colour in the hair, which has +occasionally been observed after extreme terror or grief. One authentic +instance has been recorded, in the case of a man brought out for execution +in India, in which the change of colour was so rapid that it was +perceptible to the eye.<a href="#linknote-301" name="linknoteref-301" +id="linknoteref-301">[301]</a> +</p> + +<p> +Another good case is that of the trembling of the muscles, which is common +to man and to many, or most, of the lower animals. Trembling is of no +service, often of much disservice, and cannot have been at first acquired +through the will, and then rendered habitual in association with any +emotion. I am assured by an eminent authority that young children do not +tremble, but go into convulsions under the circumstances which would +induce excessive trembling in adults. Trembling is excited in different +individuals in very different degrees and by the most diversified causes,—by +cold to the surface, before fever-fits, although the temperature of the +body is then above the normal standard; in blood-poisoning, delirium +tremens, and other diseases; by general failure of power in old age; by +exhaustion after excessive fatigue; locally from severe injuries, such as +burns; and, in an especial manner, by the passage of a catheter. Of all +emotions, fear notoriously is the most apt to induce trembling; but so do +occasionally great anger and joy. I remember once seeing a boy who had +just shot his first snipe on the wing, and his hands trembled to such a +degree from delight, that he could not for some time reload his gun; and I +have heard of an exactly similar case with an Australian savage, to whom a +gun had been lent. Fine music, from the vague emotions thus excited, +causes a shiver to run down the backs of some persons. There seems to be +very little in common in the above several physical causes and emotions to +account for trembling; and Sir J. Paget, to whom I am indebted for several +of the above statements, informs me that the subject is a very obscure +one. As trembling is sometimes caused by rage, long before exhaustion can +have set in, and as it sometimes accompanies great joy, it would appear +that any strong excitement of the nervous system interrupts the steady +flow of nerve-force to the muscles.<a href="#linknote-302" +name="linknoteref-302" id="linknoteref-302">[302]</a> +</p> + +<p> +The manner in which the secretions of the alimentary canal and of certain +glands—as the liver, kidneys, or mammæ are affected by strong +emotions, is another excellent instance of the direct action of the +sensorium on these organs, independently of the will or of any serviceable +associated habit. There is the greatest difference in different persons in +the parts which are thus affected, and in the degree of their affection. +</p> + +<p> +The heart, which goes on uninterruptedly beating night and day in so wonderful +a manner, is extremely sensitive to external stimulants. The great +physiologist, Claude Bernard,<a href="#linknote-303" name="linknoteref-303" +id="linknoteref-303">[303]</a> has shown how the least excitement of a +sensitive nerve reacts on the heart; even when a nerve is touched so slightly +that no pain can possibly be felt by the animal under experiment. Hence when +the mind is strongly excited, we might expect that it would instantly affect in +a direct manner the heart; and this is universally acknowledged and felt to be +the case. Claude Bernard also repeatedly insists, and this deserves especial +notice, that when the heart is affected it reacts on the brain; and the state +of the brain again reacts through the pneumo-gastric nerve on the heart; so +that under any excitement there will be much mutual action and reaction between +these, the two most important organs of the body. +</p> + +<p> +The vaso-motor system, which regulates the diameter of the small arteries, +is directly acted on by the sensorium, as we see when a man blushes from +shame; but in this latter case the checked transmission of nerve-force to +the vessels of the face can, I think, be partly explained in a curious +manner through habit. We shall also be able to throw some light, though +very little, on the involuntary erection of the hair under the emotions of +terror and rage. The secretion of tears depends, no doubt, on the +connection of certain nerve-cells; but here again we can trace some few of +the steps by which the flow of nerve-force through the requisite channels +has become habitual under certain emotions. +</p> + +<p class="p2"> +A brief consideration of the outward signs of some of the stronger +sensations and emotions will best serve to show us, although vaguely, in +how complex a manner the principle under consideration of the direct +action of the excited nervous system of the body, is combined with the +principle of habitually associated, serviceable movements. +</p> + +<p> +When animals suffer from an agony of pain, they generally writhe about +with frightful contortions; and those which habitually use their voices +utter piercing cries or groans. Almost every muscle of the body is brought +into strong action. With man the mouth may be closely compressed, or more +commonly the lips are retracted, with the teeth clenched or ground +together. There is said to be “gnashing of teeth” in hell; and I have +plainly heard the grinding of the molar teeth of a cow which was suffering +acutely from inflammation of the bowels. The female hippopotamus in the +Zoological Gardens, when she produced her young, suffered greatly; she +incessantly walked about, or rolled on her sides, opening and closing her +jaws, and clattering her teeth together.<a href="#linknote-304" +name="linknoteref-304" id="linknoteref-304">[304]</a> With man the eyes +stare wildly as in horrified astonishment, or the brows are heavily +contracted. Perspiration bathes the body, and drops trickle down the face. +The circulation and respiration are much affected. Hence the nostrils are +generally dilated and often quiver; or the breath may be held until the +blood stagnates in the purple face. If the agony be severe and prolonged, +these signs all change; utter prostration follows, with fainting or +convulsions. +</p> + +<p> +A sensitive nerve when irritated transmits some influence to the +nerve-cell, whence it proceeds; and this transmits its influence, first to +the corresponding nerve-cell on the opposite side of the body, and then +upwards and downwards along the cerebro-spinal column to other +nerve-cells, to a greater or less extent, according to the strength of the +excitement; so that, ultimately, the whole nervous system maybe affected.<a +href="#linknote-305" name="linknoteref-305" id="linknoteref-305">[305]</a> +This involuntary transmission of nerve-force may or may not be accompanied +by consciousness. Why the irritation of a nerve-cell should generate or +liberate nerve-force is not known; but that this is the case seems to be +the conclusion arrived at by all the greatest physiologists, such as +Müller, Virchow, Bernard, &c.<a href="#linknote-306" +name="linknoteref-306" id="linknoteref-306">[306]</a> As Mr. Herbert +Spencer remarks, it may be received as an “unquestionable truth that, at +any moment, the existing quantity of liberated nerve-force, which in an +inscrutable way produces in us the state we call feeling, MUST expend +itself in some direction—MUST generate an equivalent manifestation +of force somewhere;” so that, when the cerebro-spinal system is highly +excited and nerve-force is liberated in excess, it may be expended in +intense sensations, active thought, violent movements, or increased +activity of the glands.<a href="#linknote-307" name="linknoteref-307" +id="linknoteref-307">[307]</a> Mr. Spencer further maintains that an +“overflow of nerve-force, undirected by any motive, will manifestly take +the most habitual routes; and, if these do not suffice, will next overflow +into the less habitual ones.” Consequently the facial and respiratory +muscles, which are the most used, will be apt to be first brought into +action; then those of the upper extremities, next those of the lower, and +finally those of the whole body.<a href="#linknote-308" +name="linknoteref-308" id="linknoteref-308">[308]</a> +</p> + +<p> +An emotion may be very strong, but it will have little tendency to induce +movements of any kind, if it has not commonly led to voluntary action for +its relief or gratification; and when movements are excited, their nature +is, to a large extent, determined by those which have often and +voluntarily been performed for some definite end under the same emotion. +Great pain urges all animals, and has urged them during endless +generations, to make the most violent and diversified efforts to escape +from the cause of suffering. Even when a limb or other separate part of +the body is hurt, we often see a tendency to shake it, as if to shake off +the cause, though this may obviously be impossible. Thus a habit of +exerting with the utmost force all the muscles will have been established, +whenever great suffering is experienced. As the muscles of the chest and +vocal organs are habitually used, these will be particularly liable to be +acted on, and loud, harsh screams or cries will be uttered. But the +advantage derived from outcries has here probably come into play in an +important manner; for the young of most animals, when in distress or +danger, call loudly to their parents for aid, as do the members of the +same community for mutual aid. +</p> + +<p> +Another principle, namely, the internal consciousness that the power or +capacity of the nervous system is limited, will have strengthened, though +in a subordinate degree, the tendency to violent action under extreme +suffering. A man cannot think deeply and exert his utmost muscular force. +As Hippocrates long ago observed, if two pains are felt at the same time, +the severer one dulls the other. Martyrs, in the ecstasy of their +religious fervour have often, as it would appear, been insensible to the +most horrid tortures. Sailors who are going to be flogged sometimes take a +piece of lead into their mouths, in order to bite it with their utmost +force, and thus to bear the pain. Parturient women prepare to exert their +muscles to the utmost in order to relieve their sufferings. +</p> + +<p> +We thus see that the undirected radiation of nerve-force from the +nerve-cells which are first affected—the long-continued habit of +attempting by struggling to escape from the cause of suffering—and +the consciousness that voluntary muscular exertion relieves pain, have all +probably concurred in giving a tendency to the most violent, almost +convulsive, movements under extreme suffering; and such movements, +including those of the vocal organs, are universally recognized as highly +expressive of this condition. +</p> + +<p> +As the mere touching of a sensitive nerve reacts in a direct manner on the +heart, severe pain will obviously react on it in like manner, but far more +energetically. Nevertheless, even in this case, we must not overlook the +indirect effects of habit on the heart, as we shall see when we consider +the signs of rage. +</p> + +<p> +When a man suffers from an agony of pain, the perspiration often trickles +down his face; and I have been assured by a veterinary surgeon that he has +frequently seen drops falling from the belly and running down the inside +of the thighs of horses, and from the bodies of cattle, when thus +suffering. He has observed this, when there has been no struggling which +would account for the perspiration. The whole body of the female +hippopotamus, before alluded to, was covered with red-coloured +perspiration whilst giving birth to her young. So it is with extreme fear; +the same veterinary has often seen horses sweating from this cause; as has +Mr. Bartlett with the rhinoceros; and with man it is a well-known symptom. +The cause of perspiration bursting forth in these cases is quite obscure; +but it is thought by some physiologists to be connected with the failing +power of the capillary circulation; and we know that the vasomotor system, +which regulates the capillary circulation, is much influenced by the mind. +With respect to the movements of certain muscles of the face under great +suffering, as well as from other emotions, these will be best considered +when we treat of the special expressions of man and of the lower animals. +</p> + +<p> +We will now turn to the characteristic symptoms of Rage. Under this +powerful emotion the action of the heart is much accelerated,<a +href="#linknote-309" name="linknoteref-309" id="linknoteref-309">[309]</a> +or it may be much disturbed. The face reddens, or it becomes purple from +the impeded return of the blood, or may turn deadly pale. The respiration +is laboured, the chest heaves, and the dilated nostrils quiver. The whole +body often trembles. The voice is affected. The teeth are clenched or +ground together, and the muscular system is commonly stimulated to +violent, almost frantic action. But the gestures of a man in this state +usually differ from the purposeless writhings and struggles of one +suffering from an agony of pain; for they represent more or less plainly +the act of striking or fighting with an enemy. +</p> + +<p> +All these signs of rage are probably in large part, and some of them +appear to be wholly, due to the direct action of the excited sensorium. +But animals of all kinds, and their progenitors before them, when attacked +or threatened by an enemy, have exerted their utmost powers in fighting +and in defending themselves. Unless an animal does thus act, or has the +intention, or at least the desire, to attack its enemy, it cannot properly +be said to be enraged. An inherited habit of muscular exertion will thus +have been gained in association with rage; and this will directly or +indirectly affect various organs, in nearly the same manner as does great +bodily suffering. +</p> + +<p> +The heart no doubt will likewise be affected in a direct manner; but it +will also in all probability be affected through habit; and all the more +so from not being under the control of the will. We know that any great +exertion which we voluntarily make, affects the heart, through mechanical +and other principles which need not here be considered; and it was shown +in the first chapter that nerve-force flows readily through habitually +used channels,—through the nerves of voluntary or involuntary +movement, and through those of sensation. Thus even a moderate amount of +exertion will tend to act on the heart; and on the principle of +association, of which so many instances have been given, we may feel +nearly sure that any sensation or emotion, as great pain or rage, which +has habitually led to much muscular action, will immediately influence the +flow of nerve-force to the heart, although there may not be at the time +any muscular exertion. +</p> + +<p> +The heart, as I have said, will be all the more readily affected through +habitual associations, as it is not under the control of the will. A man +when moderately angry, or even when enraged, may command the movements of +his body, but he cannot prevent his heart from beating rapidly. His chest +will perhaps give a few heaves, and his nostrils just quiver, for the +movements of respiration are only in part voluntary. In like manner those +muscles of the face which are least obedient to the will, will sometimes +alone betray a slight and passing emotion. The glands again are wholly +independent of the will, and a man suffering from grief may command his +features, but cannot always prevent the tears from coming into his eyes. A +hungry man, if tempting food is placed before him, may not show his hunger +by any outward gesture, but he cannot check the secretion of saliva. +</p> + +<p> +Under a transport of Joy or of vivid Pleasure, there is a strong tendency +to various purposeless movements, and to the utterance of various sounds. +We see this in our young children, in their loud laughter, clapping of +hands, and jumping for joy; in the bounding and barking of a dog when +going out to walk with his master; and in the frisking of a horse when +turned out into an open field. Joy quickens the circulation, and this +stimulates the brain, which again reacts on the whole body. The above +purposeless movements and increased heart-action may be attributed in +chief part to the excited state of the sensorium,<a href="#linknote-310" +name="linknoteref-310" id="linknoteref-310">[310]</a> and to the +consequent undirected overflow, as Mr. Herbert Spencer insists, of +nerve-force. It deserves notice, that it is chiefly the anticipation of a +pleasure, and not its actual enjoyment, which leads to purposeless and +extravagant movements of the body, and to the utterance of various sounds. +We see this in our children when they expect any great pleasure or treat; +and dogs, which have been bounding about at the sight of a plate of food, +when they get it do not show their delight by any outward sign, not even +by wagging their tails. Now with animals of all kinds, the acquirement of +almost all their pleasures, with the exception of those of warmth and +rest, are associated, and have long been associated with active movements, +as in the hunting or search for food, and in their courtship. Moreover, +the mere exertion of the muscles after long rest or confinement is in +itself a pleasure, as we ourselves feel, and as we see in the play of +young animals. Therefore on this latter principle alone we might perhaps +expect, that vivid pleasure would be apt to show itself conversely in +muscular movements. +</p> + +<p> +With all or almost all animals, even with birds, Terror causes the body to +tremble. The skin becomes pale, sweat breaks out, and the hair bristles. +The secretions of the alimentary canal and of the kidneys are increased, +and they are involuntarily voided, owing to the relaxation of the +sphincter muscles, as is known to be the case with man, and as I have seen +with cattle, dogs, cats, and monkeys. The breathing is hurried. The heart +beats quickly, wildly, and violently; but whether it pumps the blood more +efficiently through the body may be doubted, for the surface seems +bloodless and the strength of the muscles soon fails. In a frightened +horse I have felt through the saddle the beating of the heart so plainly +that I could have counted the beats. The mental faculties are much +disturbed. Utter prostration soon follows, and even fainting. A terrified +canary-bird has been seen not only to tremble and to turn white about the +base of the bill, but to faint;<a href="#linknote-311" +name="linknoteref-311" id="linknoteref-311">[311]</a> and I once caught a +robin in a room, which fainted so completely, that for a time I thought it +dead. +</p> + +<p> +Most of these symptoms are probably the direct result, independently of +habit, of the disturbed state of the sensorium; but it is doubtful whether +they ought to be wholly thus accounted for. When an animal is alarmed it +almost always stands motionless for a moment, in order to collect its +senses and to ascertain the source of danger, and sometimes for the sake +of escaping detection. But headlong flight soon follows, with no +husbanding of the strength as in fighting, and the animal continues to fly +as long as the danger lasts, until utter prostration, with failing +respiration and circulation, with all the muscles quivering and profuse +sweating, renders further flight impossible. Hence it does not seem +improbable that the principle of associated habit may in part account for, +or at least augment, some of the above-named characteristic symptoms of +extreme terror. +</p> + +<p class="p2"> +That the principle of associated habit has played an important part in +causing the movements expressive of the foregoing several strong emotions +and sensations, we may, I think, conclude from considering firstly, some +other strong emotions which do not ordinarily require for their relief or +gratification any voluntary movement; and secondly the contrast in nature +between the so-called exciting and depressing states of the mind. No +emotion is stronger than maternal love; but a mother may feel the deepest +love for her helpless infant, and yet not show it by any outward sign; or +only by slight caressing movements, with a gentle smile and tender eyes. +But let any one intentionally injure her infant, and see what a change! +how she starts up with threatening aspect, how her eyes sparkle and her +face reddens, how her bosom heaves, nostrils dilate, and heart beats; for +anger, and not maternal love, has habitually led to action. The love +between the opposite sexes is widely different from maternal love; and +when lovers meet, we know that their hearts beat quickly, their breathing +is hurried, and their faces flush; for this love is not inactive like that +of a mother for her infant. +</p> + +<p> +A man may have his mind filled with the blackest hatred or suspicion, or +be corroded with envy or jealousy, but as these feelings do not at once +lead to action, and as they commonly last for some time, they are not +shown by any outward sign, excepting that a man in this state assuredly +does not appear cheerful or good-tempered. If indeed these feelings break +out into overt acts, rage takes their place, and will be plainly +exhibited. Painters can hardly portray suspicion, jealousy, envy, &c., +except by the aid of accessories which tell the tale; and poets use such +vague and fanciful expressions as “green-eyed jealousy.” Spenser describes +suspicion as “Foul, ill-favoured, and grim, under his eyebrows looking +still askance,” &c.; Shakespeare speaks of envy “as lean-faced in her +loathsome case;” and in another place he says, “no black envy shall make +my grave;” and again as “above pale envy’s threatening reach.” +</p> + +<p> +Emotions and sensations have often been classed as exciting or depressing. +When all the organs of the body and mind,—those of voluntary and +involuntary movement, of perception, sensation, thought, &c.,—perform +their functions more energetically and rapidly than usual, a man or animal +may be said to be excited, and, under an opposite state, to be depressed. +Anger and joy are from the first exciting emotions, and they naturally +lead, more especially the former, to energetic movements, which react on +the heart and this again on the brain. A physician once remarked to me as +a proof of the exciting nature of anger, that a man when excessively jaded +will sometimes invent imaginary offences and put himself into a passion, +unconsciously for the sake of reinvigorating himself; and since hearing +this remark, I have occasionally recognized its full truth. +</p> + +<p> +Several other states of mind appear to be at first exciting, but soon +become depressing to an extreme degree. When a mother suddenly loses her +child, sometimes she is frantic with grief, and must be considered to be +in an excited state; she walks wildly about, tears her hair or clothes, +and wrings her hands. This latter action is perhaps due to the principle +of antithesis, betraying an inward sense of helplessness and that nothing +can be done. The other wild and violent movements may be in part explained +by the relief experienced through muscular exertion, and in part by the +undirected overflow of nerve-force from the excited sensorium. But under +the sudden loss of a beloved person, one of the first and commonest +thoughts which occurs, is that something more might have been done to save +the lost one. An excellent observer,<a href="#linknote-312" +name="linknoteref-312" id="linknoteref-312">[312]</a> in describing the +behaviour of a girl at the sudden death of her father, says she “went +about the house wringing her hands like a creature demented, saying ‘It +was her fault;’ ‘I should never have left him;’ ‘If I had only sat up with +him,’” &c. With such ideas vividly present before the mind, there +would arise, through the principle of associated habit, the strongest +tendency to energetic action of some kind. +</p> + +<p> +As soon as the sufferer is fully conscious that nothing can be done, despair or +deep sorrow takes the place of frantic grief. The sufferer sits motionless, or +gently rocks to and fro; the circulation becomes languid; respiration is almost +forgotten, and deep sighs are drawn. All this reacts on the brain, and +prostration soon follows with collapsed muscles and dulled eyes. As associated +habit no longer prompts the sufferer to action, he is urged by his friends to +voluntary exertion, and not to give way to silent, motionless grief. Exertion +stimulates the hear, and this reacts on the brain, and aids the mind to bear +its heavy load. + +</p> + +<p> +Pain, if severe, soon induces extreme depression or prostration; but it is +at first a stimulant and excites to action, as we see when we whip a +horse, and as is shown by the horrid tortures inflicted in foreign lands +on exhausted dray-bullocks, to rouse them to renewed exertion. Fear again +is the most depressing of all the emotions; and it soon induces utter, +helpless prostration, as if in consequence of, or in association with, the +most violent and prolonged attempts to escape from the danger, though no +such attempts have actually been made. Nevertheless, even extreme fear +often acts at first as a powerful stimulant. A man or animal driven +through terror to desperation, is endowed with wonderful strength, and is +notoriously dangerous in the highest degree. +</p> + +<p class="p2"> +On the whole we may conclude that the principle of the direct action of +the sensorium on the body, due to the constitution of the nervous system, +and from the first independent of the will, has been highly influential in +determining many expressions. Good instances are afforded by the trembling +of the muscles, the sweating of the skin, the modified secretions of the +alimentary canal and glands, under various emotions and sensations. But +actions of this kind are often combined with others, which follow from our +first principle, namely, that actions which have often been of direct or +indirect service, under certain states of the mind, in order to gratify or +relieve certain sensations, desires, &c., are still performed under +analogous circumstances through mere habit although of no service. We have +combinations of this kind, at least in part, in the frantic gestures of +rage and in the writhings of extreme pain; and, perhaps, in the increased +action of the heart and of the respiratory organs. Even when these and +other emotions or sensations are aroused in a very feeble manner, there +will still be a tendency to similar actions, owing to the force of +long-associated habit; and those actions which are least under voluntary +control will generally be longest retained. Our second principle of +antithesis has likewise occasionally come into play. +</p> + +<p class="p2"> +Finally, so many expressive movements can be explained, as I trust will be +seen in the course of this volume, through the three principles which have +now been discussed, that we may hope hereafter to see all thus explained, +or by closely analogous principles. It is, however, often impossible to +decide how much weight ought to be attributed, in each particular case, to +one of our principles, and how much to another; and very many points in +the theory of Expression remain inexplicable. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0004" id="link2HCH0004"></a> +CHAPTER IV.<br/>MEANS OF EXPRESSION IN ANIMALS. +</h2> + +<p> +The emission of Sounds—Vocal sounds—Sounds otherwise produced—Erection +of the dermal appendages, hairs, feathers, &c., under the emotions of +anger and terror—The drawing back of the ears as a preparation for +fighting, and as an expression of anger—Erection of the ears and +raising the head, a sign of attention. +</p> + +<p class="p2"> +In this and the following chapter I will describe, but only in sufficient +detail to illustrate my subject, the expressive movements, under different +states of the mind, of some few well-known animals. But before considering +them in due succession, it will save much useless repetition to discuss +certain means of expression common to most of them. +</p> + +<p> +<i>The emission of Sounds</i>.—With many kinds of animals, man +included, the vocal organs are efficient in the highest degree as a means +of expression. We have seen, in the last chapter, that when the sensorium +is strongly excited, the muscles of the body are generally thrown into +violent action; and as a consequence, loud sounds are uttered, however +silent the animal may generally be, and although the sounds may be of no +use. Hares and rabbits for instance, never, I believe, use their vocal +organs except in the extremity of suffering; as, when a wounded hare is +killed by the sportsman, or when a young rabbit is caught by a stoat. +Cattle and horses suffer great pain in silence; but when this is +excessive, and especially when associated with terror, they utter fearful +sounds. I have often recognized, from a distance on the Pampas, the +agonized death-bellow of the cattle, when caught by the lasso and +hamstrung. It is said that horses, when attacked by wolves, utter loud and +peculiar screams of distress. +</p> + +<p> +Involuntary and purposeless contractions of the muscles of the chest and +glottis, excited in the above manner, may have first given rise to the +emission of vocal sounds. But the voice is now largely used by many +animals for various purposes; and habit seems to have played an important +part in its employment under other circumstances. Naturalists have +remarked, I believe with truth, that social animals, from habitually using +their vocal organs as a means of intercommunication, use them on other +occasions much more freely than other animals. But there are marked +exceptions to this rule, for instance, with the rabbit. The principle, +also, of association, which is so widely extended in its power, has +likewise played its part. Hence it follows that the voice, from having +been habitually employed as a serviceable aid under certain conditions, +inducing pleasure, pain, rage, &c., is commonly used whenever the same +sensations or emotions are excited, under quite different conditions, or +in a lesser degree. +</p> + +<p> +The sexes of many animals incessantly call for each other during the +breeding-season; and in not a few cases, the male endeavours thus to charm +or excite the female. This, indeed, seems to have been the primeval use +and means of development of the voice, as I have attempted to show in my +‘Descent of Man.’ Thus the use of the vocal organs will have become +associated with the anticipation of the strongest pleasure which animals +are capable of feeling. Animals which live in society often call to each +other when separated, and evidently feel much joy at meeting; as we see +with a horse, on the return of his companion, for whom he has been +neighing. The mother calls incessantly for her lost young ones; for +instance, a cow for her calf; and the young of many animals call for their +mothers. When a flock of sheep is scattered, the ewes bleat incessantly +for their lambs, and their mutual pleasure at coming together is manifest. +Woe betide the man who meddles with the young of the larger and fiercer +quadrupeds, if they hear the cry of distress from their young. Rage leads +to the violent exertion of all the muscles, including those of the voice; +and some animals, when enraged, endeavour to strike terror into their +enemies by its power and harshness, as the lion does by roaring, and the +dog by growling. I infer that their object is to strike terror, because +the lion at the same time erects the hair of its mane, and the dog the +hair along its back, and thus they make themselves appear as large and +terrible as possible. Rival males try to excel and challenge each other by +their voices, and this leads to deadly contests. Thus the use of the voice +will have become associated with the emotion of anger, however it may be +aroused. We have also seen that intense pain, like rage, leads to violent +outcries, and the exertion of screaming by itself gives some relief; and +thus the use of the voice will have become associated with suffering of +any kind. +</p> + +<p> +The cause of widely different sounds being uttered under different +emotions and sensations is a very obscure subject. Nor does the rule +always hold good that there is any marked difference. For instance with +the dog, the bark of anger and that of joy do not differ much, though they +can be distinguished. It is not probable that any precise explanation of +the cause or source of each particular sound, under different states of +the mind, will ever be given. We know that some animals, after being +domesticated, have acquired the habit of uttering sounds which were not +natural to them.<a href="#linknote-401" name="linknoteref-401" +id="linknoteref-401">[401]</a> Thus domestic dogs, and even tamed jackals, +have learnt to bark, which is a noise not proper to any species of the +genus, with the exception of the <i>Canis latrans</i> of North America, +which is said to bark. Some breeds, also, of the domestic pigeon have +learnt to coo in a new and quite peculiar manner. +</p> + +<p> +The character of the human voice, under the influence of various emotions, +has been discussed by Mr. Herbert Spencer<a href="#linknote-402" +name="linknoteref-402" id="linknoteref-402">[402]</a> in his interesting +essay on Music. He clearly shows that the voice alters much under +different conditions, in loudness and in quality, that is, in resonance +and <i>timbre</i>, in pitch and intervals. No one can listen to an +eloquent orator or preacher, or to a man calling angrily to another, or to +one expressing astonishment, without being struck with the truth of Mr. +Spencer’s remarks. It is curious how early in life the modulation of the +voice becomes expressive. With one of my children, under the age of two +years, I clearly perceived that his humph of assent was rendered by a +slight modulation strongly emphatic; and that by a peculiar whine his +negative expressed obstinate determination. Mr. Spencer further shows that +emotional speech, in all the above respects is intimately related to vocal +music, and consequently to instrumental music; and he attempts to explain +the characteristic qualities of both on physiological grounds—namely, +on “the general law that a feeling is a stimulus to muscular action.” It +may be admitted that the voice is affected through this law; but the +explanation appears to me too general and vague to throw much light on the +various differences, with the exception of that of loudness, between +ordinary speech and emotional speech, or singing. +</p> + +<p> +This remark holds good, whether we believe that the various qualities of +the voice originated in speaking under the excitement of strong feelings, +and that these qualities have subsequently been transferred to vocal +music; or whether we believe, as I maintain, that the habit of uttering +musical sounds was first developed, as a means of courtship, in the early +progenitors of man, and thus became associated with the strongest emotions +of which they were capable,—namely, ardent love, rivalry and +triumph. That animals utter musical notes is familiar to every one, as we +may daily hear in the singing of birds. It is a more remarkable fact that +an ape, one of the Gibbons, produces an exact octave of musical sounds, +ascending and descending the scale by halftones; so that this monkey +“alone of brute mammals may be said to sing.”<a href="#linknote-403" +name="linknoteref-403" id="linknoteref-403">[403]</a> From this fact, and +from the analogy of other animals, I have been led to infer that the +progenitors of man probably uttered musical tones, before they had +acquired the power of articulate speech; and that consequently, when the +voice is used under any strong emotion, it tends to assume, through the +principle of association, a musical character. We can plainly perceive, +with some of the lower animals, that the males employ their voices to +please the females, and that they themselves take pleasure in their own +vocal utterances; but why particular sounds are uttered, and why these +give pleasure cannot at present be explained. +</p> + +<p> +That the pitch of the voice bears some relation to certain states of +feeling is tolerably clear. A person gently complaining of ill-treatment, +or slightly suffering, almost always speaks in a high-pitched voice. Dogs, +when a little impatient, often make a high piping note through their +noses, which at once strikes us as plaintive;<a href="#linknote-404" +name="linknoteref-404" id="linknoteref-404">[404]</a> but how difficult it +is to know whether the sound is essentially plaintive, or only appears so +in this particular case, from our having learnt by experience what it +means! Rengger, states<a href="#linknote-405" name="linknoteref-405" +id="linknoteref-405">[405]</a> that the monkeys (<i>Cebus azaræ</i>), +which he kept in Paraguay, expressed astonishment by a half-piping, +half-snarling noise; anger or impatience, by repeating the sound <i>hu hu</i> +in a deeper, grunting voice; and fright or pain, by shrill screams. On the +other hand, with mankind, deep groans and high piercing screams equally +express an agony of pain. Laughter maybe either high or low; so that, with +adult men, as Haller long ago remarked,<a href="#linknote-406" +name="linknoteref-406" id="linknoteref-406">[406]</a> the sound partakes +of the character of the vowels (as pronounced in German) <i>O</i> and <i>A</i>; +whilst with children and women, it has more of the character of <i>E</i> +and <i>I</i>; and these latter vowel-sounds naturally have, as Helmholtz +has shown, a higher pitch than the former; yet both tones of laughter +equally express enjoyment or amusement. +</p> + +<p> +In considering the mode in which vocal utterances express emotion, we are +naturally led to inquire into the cause of what is called “expression” in +music. Upon this point Mr. Litchfield, who has long attended to the +subject of music, has been so kind as to give me the following remarks:—“The +question, what is the essence of musical ‘expression’ involves a number of +obscure points, which, so far as I am aware, are as yet unsolved enigmas. +Up to a certain point, however, any law which is found to hold as to the +expression of the emotions by simple sounds must apply to the more +developed mode of expression in song, which may be taken as the primary +type of all music. A great part of the emotional effect of a song depends +on the character of the action by which the sounds are produced. In songs, +for instance, which express great vehemence of passion, the effect often +chiefly depends on the forcible utterance of some one or two +characteristic passages which demand great exertion of vocal force; and it +will be frequently noticed that a song of this character fails of its +proper effect when sung by a voice of sufficient power and range to give +the characteristic passages without much exertion. This is, no doubt, the +secret of the loss of effect so often produced by the transposition of a +song from one key to another. The effect is thus seen to depend not merely +on the actual sounds, but also in part on the nature of the action which +produces the sounds. Indeed it is obvious that whenever we feel the +‘expression’ of a song to be due to its quickness or slowness of movement—to +smoothness of flow, loudness of utterance, and so on—we are, in +fact, interpreting the muscular actions which produce sound, in the same +way in which we interpret muscular action generally. But this leaves +unexplained the more subtle and more specific effect which we call the +<i>musical</i> expression of the song—the delight given by its melody, or +even by the separate sounds which make up the melody. This is an effect +indefinable in language—one which, so far as I am aware, no one has +been able to analyse, and which the ingenious speculation of Mr. Herbert +Spencer as to the origin of music leaves quite unexplained. For it is +certain that the <i>melodic</i> effect of a series of sounds does not depend in +the least on their loudness or softness, or on their <i>absolute</i> pitch. A +tune is always the same tune, whether it is sung loudly or softly, by a +child or a man; whether it is played on a flute or on a trombone. The +purely musical effect of any sound depends on its place in what is +technically called a ‘scale;’ the same sound producing absolutely +different effects on the ear, according as it is heard in connection with +one or another series of sounds. +</p> + +<p> +“It is on this <i>relative</i> association of the sounds that all the essentially +characteristic effects which are summed up in the phrase ‘musical +expression,’ depend. But why certain associations of sounds have +such-and-such effects, is a problem which yet remains to be solved. These +effects must indeed, in some way or other, be connected with the +well-known arithmetical relations between the rates of vibration of the +sounds which form a musical scale. And it is possible—but this is +merely a suggestion—that the greater or less mechanical facility +with which the vibrating apparatus of the human larynx passes from one +state of vibration to another, may have been a primary cause of the +greater or less pleasure produced by various sequences of sounds.” +</p> + +<p> +But leaving aside these complex questions and confining ourselves to the +simpler sounds, we can, at least, see some reasons for the association of +certain kinds of sounds with certain states of mind. A scream, for +instance, uttered by a young animal, or by one of the members of a +community, as a call for assistance, will naturally be loud, prolonged, +and high, so as to penetrate to a distance. For Helmholtz has shown<a +href="#linknote-407" name="linknoteref-407" id="linknoteref-407">[407]</a> +that, owing to the shape of the internal cavity of the human ear and its +consequent power of resonance, high notes produce a particularly strong +impression. When male animals utter sounds in order to please the females, +they would naturally employ those which are sweet to the ears of the +species; and it appears that the same sounds are often pleasing to widely +different animals, owing to the similarity of their nervous systems, as we +ourselves perceive in the singing of birds and even in the chirping of +certain tree-frogs giving us pleasure. On the other hand, sounds produced +in order to strike terror into an enemy, would naturally be harsh or +displeasing. +</p> + +<p> +Whether the principle of antithesis has come into play with sounds, as +might perhaps have been expected, is doubtful. The interrupted, laughing +or tittering sounds made by man and by various kinds of monkeys when +pleased, are as different as possible from the prolonged screams of these +animals when distressed. The deep grunt of satisfaction uttered by a pig, +when pleased with its food, is widely different from its harsh scream of +pain or terror. But with the dog, as lately remarked, the bark of anger +and that of joy are sounds which by no means stand in opposition to each +other; and so it is in some other cases. +</p> + +<p> +There is another obscure point, namely, whether the sounds which are +produced under various states of the mind determine the shape of the +mouth, or whether its shape is not determined by independent causes, and +the sound thus modified. When young infants cry they open their mouths +widely, and this, no doubt, is necessary for pouring forth a full volume +of sound; but the mouth then assumes, from a quite distinct cause, an +almost quadrangular shape, depending, as will hereafter be explained, on +the firm closing of the eyelids, and consequent drawing up of the upper +lip. How far this square shape of the mouth modifies the wailing or crying +sound, I am not prepared to say; but we know from the researches of +Helmholtz and others that the form of the cavity of the mouth and lips +determines the nature and pitch of the vowel sounds which are produced. +</p> + +<p> +It will also be shown in a future chapter that, under the feeling of +contempt or disgust, there is a tendency, from intelligible causes, to +blow out of the mouth or nostrils, and this produces sounds like pooh or +pish. When any one is startled or suddenly astonished, there is an +instantaneous tendency, likewise from an intelligible cause, namely, to be +ready for prolonged exertion, to open the mouth widely, so as to draw a +deep and rapid inspiration. When the next full expiration follows, the +mouth is slightly closed, and the lips, from causes hereafter to be +discussed, are somewhat protruded; and this form of the mouth, if the +voice be at all exerted, produces, according to Helmholtz, the sound of +the vowel <i>O</i>. Certainly a deep sound of a prolonged <i>Oh!</i> may +be heard from a whole crowd of people immediately after witnessing any +astonishing spectacle. If, together with surprise, pain be felt, there is +a tendency to contract all the muscles of the body, including those of the +face, and the lips will then be drawn back; and this will perhaps account +for the sound becoming higher and assuming the character of <i>Ah!</i> or +<i>Ach!</i> As fear causes all the muscles of the body to tremble, the +voice naturally becomes tremulous, and at the same time husky from the +dryness of the mouth, owing to the salivary glands failing to act. Why the +laughter of man and the tittering of monkeys should be a rapidly +reiterated sound, cannot be explained. During the utterance of these +sounds, the mouth is transversely elongated by the corners being drawn +backwards and upwards; and of this fact an explanation will be attempted +in a future chapter. But the whole subject of the differences of the +sounds produced under different states of the mind is so obscure, that I +have succeeded in throwing hardly any light on it; and the remarks which I +have made, have but little significance. +</p> + +<p> +<a name="linkimage-0010" id="linkimage-0010"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig11.jpg" width="100%" +alt="Sound Producing Quills from Tail of a Porcupine. Fig. 11 " /> +</div> + +<p> +All the sounds hitherto noticed depend on the respiratory organs; but +sounds produced by wholly different means are likewise expressive. Rabbits +stamp loudly on the ground as a signal to their comrades; and if a man +knows how to do so properly, he may on a quiet evening hear the rabbits +answering him all around. These animals, as well as some others, also +stamp on the ground when made angry. Porcupines rattle their quills and +vibrate their tails when angered; and one behaved in this manner when a +live snake was placed in its compartment. The quills on the +tail are very different from those on the body: they are short, hollow, +thin like a goose-quill, with their ends transversely truncated, so that +they are open; they are supported on long, thin, elastic foot-stalks. Now, +when the tail is rapidly shaken, these hollow quills strike against each +other and produce, as I heard in the presence of Mr. Bartlett, a peculiar +continuous sound. We can, I think, understand why porcupines have been +provided, through the modification of their protective spines, with this +special sound-producing instrument. They are nocturnal animals, and if +they scented or heard a prowling beast of prey, it would be a great +advantage to them in the dark to give warning to their enemy what they +were, and that they were furnished with dangerous spines. They would thus +escape being attacked. They are, as I may add, so fully conscious of the +power of their weapons, that when enraged they will charge backwards with +their spines erected, yet still inclined backwards. +</p> + +<p> +Many birds during their courtship produce diversified sounds by means of +specially adapted feathers. Storks, when excited, make a loud clattering +noise with their beaks. Some snakes produce a grating or rattling noise. +Many insects stridulate by rubbing together specially modified parts of +their hard integuments. This stridulation generally serves as a sexual +charm or call; but it is likewise used to express different emotions.<a +href="#linknote-408" name="linknoteref-408" id="linknoteref-408">[408]</a> +Every one who has attended to bees knows that their humming changes when +they are angry; and this serves as a warning that there is danger of being +stung. I have made these few remarks because some writers have laid so +much stress on the vocal and respiratory organs as having been specially +adapted for expression, that it was advisable to show that sounds +otherwise produced serve equally well for the same purpose. +</p> + +<p> +<i>Erection of the dermal appendages</i>.—Hardly any expressive +movement is so general as the involuntary erection of the hairs, feathers +and other dermal appendages; for it is common throughout three of the +great vertebrate classes. These appendages are erected under the +excitement of anger or terror; more especially when these emotions are +combined, or quickly succeed each other. The action serves to make the +animal appear larger and more frightful to its enemies or rivals, and is +generally accompanied by various voluntary movements adapted for the same +purpose, and by the utterance of savage sounds. Mr. Bartlett, who has had +such wide experience with animals of all kinds, does not doubt that this +is the case; but it is a different question whether the power of erection +was primarily acquired for this special purpose. +</p> + +<p> +I will first give a considerable body of facts showing how general this +action is with mammals, birds and reptiles; retaining what I have to say +in regard to man for a future chapter. Mr. Sutton, the intelligent keeper +in the Zoological Gardens, carefully observed for me the Chimpanzee and +Orang; and he states that when they are suddenly frightened, as by a +thunderstorm, or when they are made angry, as by being teased, their hair +becomes erect. I saw a chimpanzee who was alarmed at the sight of a black +coalheaver, and the hair rose all over his body; he made little starts +forward as if to attack the man, without any real intention of doing so, +but with the hope, as the keeper remarked, of frightening him. The +Gorilla, when enraged, is described by Mr. Ford<a href="#linknote-409" +name="linknoteref-409" id="linknoteref-409">[409]</a> as having his crest +of hair “erect and projecting forward, his nostrils dilated, and his under +lip thrown down; at the same time uttering his characteristic yell, +designed, it would seem, to terrify his antagonists.” I saw the hair on +the Anubis baboon, when angered bristling along the back, from the neck to +the loins, but not on the rump or other parts of the body. I took a +stuffed snake into the monkey-house, and the hair on several of the +species instantly became erect; especially on their tails, as I +particularly noticed with the <i>Cereopithecus nictitans</i>. Brehm states<a +href="#linknote-410" name="linknoteref-410" id="linknoteref-410">[410]</a> +that the <i>Midas œdipus</i> (belonging to the American division) when +excited erects its mane, in order, as he adds, to make itself as frightful +as possible. +</p> + +<p> +With the Carnivora the erection of the hair seems to be almost universal, +often accompanied by threatening movements, the uncovering of the teeth +and the utterance of savage growls. In the Herpestes, I have seen the hair +on end over nearly the whole body, including the tail; and the dorsal +crest is erected in a conspicuous manner by the Hyaena and Proteles. The +enraged lion erects his mane. The bristling of the hair along the neck and +back of the dog, and over the whole body of the cat, especially on the +tail, is familiar to every one. With the cat it apparently occurs only +under fear; with the dog, under anger and fear; but not, as far as I have +observed, under abject fear, as when a dog is going to be flogged by a +severe gamekeeper. If, however, the dog shows fight, as sometimes happens, +up goes his hair. I have often noticed that the hair of a dog is +particularly liable to rise, if he is half angry and half afraid, as on +beholding some object only indistinctly seen in the dusk. +</p> + +<p> +I have been assured by a veterinary surgeon that he has often seen the +hair erected on horses and cattle, on which he had operated and was again +going to operate. When I showed a stuffed snake to a Peccary, the hair +rose in a wonderful manner along its back; and so it does with the boar +when enraged. An Elk which gored a man to death in the United States, is +described as first brandishing his antlers, squealing with rage and +stamping on the ground; “at length his hair was seen to rise and stand on +end,” and then he plunged forward to the attack.<a href="#linknote-411" +name="linknoteref-411" id="linknoteref-411">[411]</a> The hair likewise +becomes erect on goats, and, as I hear from Mr. Blyth, on some Indian +antelopes. I have seen it erected on the hairy Ant-eater; and on the +Agouti, one of the Rodents. A female Bat,<a href="#linknote-412" +name="linknoteref-412" id="linknoteref-412">[412]</a> which reared her +young under confinement, when any one looked into the cage “erected the +fur on her back, and bit viciously at intruding fingers.” +</p> + +<p> +Birds belonging to all the chief Orders ruffle their feathers when angry +or frightened. Every one must have seen two cocks, even quite young birds, +preparing to fight with erected neck-hackles; nor can these feathers when +erected serve as a means of defence, for cock-fighters have found by +experience that it is advantageous to trim them. The male Ruff (<i>Machetes +pugnæ</i>) likewise erects its collar of feathers when fighting. When a +dog approaches a common hen with her chickens, she spreads out her wings, +raises her tail, ruffles all her feathers, and looking as ferocious as +possible, dashes at the intruder. The tail is not always held in exactly +the same position; it is sometimes so much erected, that the central +feathers, as in the accompanying drawing, almost touch the back. Swans, +when angered, likewise raise their wings and tail, and erect their +feathers. They open their beaks, and make by paddling little rapid starts +forwards, against any one who approaches the water’s edge too closely. +Tropic birds<a href="#linknote-413" name="linknoteref-413" +id="linknoteref-413">[413]</a> when disturbed on their nests are said not +to fly away, but “merely to stick out their feathers and scream.” The +Barn-owl, when approached “instantly swells out its plumage, extends its +wings and tail, hisses and clacks its mandibles with force and rapidity.”<a +href="#linknote-414" name="linknoteref-414" id="linknoteref-414">[414]</a> +So do other kinds of owls. Hawks, as I am informed by Mr. Jenner Weir, +likewise ruffle their feathers, and spread out their wings and tail under +similar circumstances. Some kinds of parrots erect their feathers; and I +have seen this action in the Cassowary, when angered at the sight of an +Ant-eater. Young cuckoos in the nest, raise their feathers, open their +mouths widely, and make themselves as frightful as possible. +</p> + +<p> +<a name="linkimage-0011" id="linkimage-0011"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig12.jpg" width="100%" +alt="Hen Driving Away a Dog from Her Chickens. Fig. 12 " /> +</div> + +<p> +{illust. caption = FIG. 12—Hen driving away a dog from her chickens. +Drawn from life by Mr. Wood.} +</p> + +<p> +<a name="linkimage-0012" id="linkimage-0012"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig13.jpg" width="100%" +alt="Swan Driving Away an Intruder. Fig 13 " /> +</div> + +<p> +{illust. caption = FIG. 13.—Swan driving away an intruder. Drawn +from life by Mr. Wood.} +</p> + +<p> +Small birds, also, as I hear from Mr. Weir, such as various finches, +buntings and warblers, when angry, ruffle all their feathers, or only +those round the neck; or they spread out their wings and tail-feathers. +With their plumage in this state, they rush at each other with open beaks +and threatening gestures. Mr. Weir concludes from his large experience +that the erection of the feathers is caused much more by anger than by +fear. He gives as an instance a hybrid goldfinch of a most irascible +disposition, which when approached too closely by a servant, instantly +assumes the appearance of a ball of ruffled feathers. He believes that +birds when frightened, as a general rule, closely adpress all their +feathers, and their consequently diminished size is often astonishing. As +soon as they recover from their fear or surprise, the first thing which +they do is to shake out their feathers. The best instances of this +adpression of the feathers and apparent shrinking of the body from fear, +which Mr. Weir has noticed, has been in the quail and grass-parrakeet.<a +href="#linknote-415" name="linknoteref-415" id="linknoteref-415">[415]</a> +The habit is intelligible in these birds from their being accustomed, when +in danger, either to squat on the ground or to sit motionless on a branch, +so as to escape detection. Though, with birds, anger may be the chief and +commonest cause of the erection of the feathers, it is probable that young +cuckoos when looked at in the nest, and a hen with her chickens when +approached by a dog, feel at least some terror. Mr. Tegetmeier informs me +that with game-cocks, the erection of the feathers on the head has long +been recognized in the cock-pit as a sign of cowardice. +</p> + +<p> +The males of some lizards, when fighting together during their courtship, +expand their throat pouches or frills, and erect their dorsal crests.<a +href="#linknote-416" name="linknoteref-416" id="linknoteref-416">[416]</a> +But Dr. Günther does not believe that they can erect their separate spines +or scales. +</p> + +<p> +We thus see how generally throughout the two higher vertebrate classes, +and with some reptiles, the dermal appendages are erected under the +influence of anger and fear. The movement is effected, as we know from +Kolliker’s interesting discovery, by the contraction of minute, unstriped, +involuntary muscles,<a href="#linknote-417" name="linknoteref-417" +id="linknoteref-417">[417]</a> often called <i>arrectores pili</i>, which +are attached to the capsules of the separate hairs, feathers, &c. By +the contraction of these muscles the hairs can be instantly erected, as we +see in a dog, being at the same time drawn a little out of their sockets; +they are afterwards quickly depressed. The vast number of these minute +muscles over the whole body of a hairy quadruped is astonishing. The +erection of the hair is, however, aided in some cases, as with that on the +head of a man, by the striped and voluntary muscles of the underlying <i>panniculus +carnosus</i>. It is by the action of these latter muscles, that the +hedgehog erects its spines. It appears, also, from the researches of +Leydig<a href="#linknote-418" name="linknoteref-418" id="linknoteref-418">[418]</a> +and others, that striped fibres extend from the panniculus to some of the +larger hairs, such as the vibrissae of certain quadrupeds. The <i>arrectores +pili</i> contract not only under the above emotions, but from the +application of cold to the surface. I remember that my mules and dogs, +brought from a lower and warmer country, after spending a night on the +bleak Cordillera, had the hair all over their bodies as erect as under the +greatest terror. We see the same action in our own <i>goose-skin</i> +during the chill before a fever-fit. Mr. Lister has also found,<a +href="#linknote-419" name="linknoteref-419" id="linknoteref-419">[419]</a> +that tickling a neighbouring part of the skin causes the erection and +protrusion of the hairs. +</p> + +<p> +From these facts it is manifest that the erection of the dermal appendages +is a reflex action, independent of the will; and this action must be +looked at, when, occurring under the influence of anger or fear, not as a +power acquired for the sake of some advantage, but as an incidental +result, at least to a large extent, of the sensorium being affected. The +result, in as far as it is incidental, may be compared with the profuse +sweating from an agony of pain or terror. Nevertheless, it is remarkable +how slight an excitement often suffices to cause the hair to become erect; +as when two dogs pretend to fight together in play. We have, also, seen in +a large number of animals, belonging to widely distinct classes, that the +erection of the hair or feathers is almost always accompanied by various +voluntary movements—by threatening gestures, opening the mouth, +uncovering the teeth, spreading out of the wings and tail by birds, and by +the utterance of harsh sounds; and the purpose of these voluntary +movements is unmistakable. Therefore it seems hardly credible that the +co-ordinated erection of the dermal appendages, by which the animal is +made to appear larger and more terrible to its enemies or rivals, should +be altogether an incidental and purposeless result of the disturbance of +the sensorium. This seems almost as incredible as that the erection by the +hedgehog of its spines, or of the quills by the porcupine, or of the +ornamental plumes by many birds during their courtship, should all be +purposeless actions. +</p> + +<p> +We here encounter a great difficulty. How can the contraction of the +unstriped and involuntary <i>arrectores pili</i> have been co-ordinated +with that of various voluntary muscles for the same special purpose? If we +could believe that the arrectores primordially had been voluntary muscles, +and had since lost their stripes and become involuntary, the case would be +comparatively simple. I am not, however, aware that there is any evidence +in favour of this view; although the reversed transition would not have +presented any great difficulty, as the voluntary muscles are in an +unstriped condition in the embryos of the higher animals, and in the +larvae of some crustaceans. Moreover in the deeper layers of the skin of +adult birds, the muscular network is, according to Leydig,<a +href="#linknote-420" name="linknoteref-420" id="linknoteref-420">[420]</a> +in a transitional condition; the fibres exhibiting only indications of +transverse striation. +</p> + +<p> +Another explanation seems possible. We may admit that originally the <i>arrectores +pili</i> were slightly acted on in a direct manner, under the influence of +rage and terror, by the disturbance of the nervous system; as is +undoubtedly the case with our so-called <i>goose-skin</i> before a +fever-fit. Animals have been repeatedly excited by rage and terror during +many generations; and consequently the direct effects of the disturbed +nervous system on the dermal appendages will almost certainly have been +increased through habit and through the tendency of nerve-force to pass +readily along accustomed channels. We shall find this view of the force of +habit strikingly confirmed in a future chapter, where it will be shown +that the hair of the insane is affected in an extraordinary manner, owing +to their repeated accesses of fury and terror. As soon as with animals the +power of erection had thus been strengthened or increased, they must often +have seen the hairs or feathers erected in rival and enraged males, and +the bulk of their bodies thus increased. In this case it appears possible +that they might have wished to make themselves appear larger and more +terrible to their enemies, by voluntarily assuming a threatening attitude +and uttering harsh cries; such attitudes and utterances after a time +becoming through habit instinctive. In this manner actions performed by +the contraction of voluntary muscles might have been combined for the same +special purpose with those effected by involuntary muscles. It is even +possible that animals, when excited and dimly conscious of some change in +the state of their hair, might act on it by repeated exertions of their +attention and will; for we have reason to believe that the will is able to +influence in an obscure manner the action of some unstriped or involuntary +muscles, as in the period of the peristaltic movements of the intestines, +and in the contraction of the bladder. Nor must we overlook the part which +variation and natural selection may have played; for the males which +succeeded in making themselves appear the most terrible to their rivals, +or to their other enemies, if not of overwhelming power, will on an +average have left more offspring to inherit their characteristic +qualities, whatever these may be and however first acquired, than have +other males. +</p> + +<p> +<i>The inflation of the body, and other means of exciting fear in an enemy</i>.—Certain +Amphibians and Reptiles, which either have no spines to erect, or no +muscles by which they can be erected, enlarge themselves when alarmed or +angry by inhaling air. This is well known to be the case with toads and +frogs. The latter animal is made, in AEsop’s fable of the ‘Ox and the +Frog,’ to blow itself up from vanity and envy until it burst. This action +must have been observed during the most ancient times, as, according to +Mr. Hensleigh Wedgwood,<a href="#linknote-421" name="linknoteref-421" +id="linknoteref-421">[421]</a> the word <i>toad</i> expresses in all the +languages of Europe the habit of swelling. It has been observed with some +of the exotic species in the Zoological Gardens; and Dr. Günther believes +that it is general throughout the group. Judging from analogy, the primary +purpose probably was to make the body appear as large and frightful as +possible to an enemy; but another, and perhaps more important secondary +advantage is thus gained. When frogs are seized by snakes, which are their +chief enemies, they enlarge themselves wonderfully; so that if the snake +be of small size, as Dr. Günther informs me, it cannot swallow the frog, +which thus escapes being devoured. +</p> + +<p> +Chameleons and some other lizards inflate themselves when angry. Thus a +species inhabiting Oregon, the <i>Tapaya Douglasii</i>, is slow in its +movements and does not bite, but has a ferocious aspect; “when irritated +it springs in a most threatening manner at anything pointed at it, at the +same time opening its mouth wide and hissing audibly, after which it +inflates its body, and shows other marks of anger.”<a href="#linknote-422" +name="linknoteref-422" id="linknoteref-422">[422]</a> +</p> + +<p> +Several kinds of snakes likewise inflate themselves when irritated. The +puff-adder (<i>Clotho arietans</i>) is remarkable in this respect; but I +believe, after carefully watching these animals, that they do not act thus for +the sake of increasing their apparent bulk, but simply for inhaling a large +supply of air, so as to produce their surprisingly loud, harsh, and prolonged +hissing sound. The Cobras-de-capello, when irritated, enlarge themselves a +little, and hiss moderately; but, at the same time they lift their heads aloft, +and dilate by means of their elongated anterior ribs, the skin on each side of +the neck into a large flat disk,—the so-called hood. With their widely +opened mouths, they then assume a terrific aspect. The benefit thus derived +ought to be considerable, in order to compensate for the somewhat lessened +rapidity (though this is still great) with which, when dilated, they can strike +at their enemies or prey; on the same principle that a broad, thin piece of +wood cannot be moved through the air so quickly as a small round stick. An +innocuous snake, the <i>Trovidonotus macrophthalmus</i>, an inhabitant of +India, likewise dilates its neck when irritated; and consequently is often +mistaken for its compatriot, the deadly Cobra.<a href="#linknote-423" +name="linknoteref-423" id="linknoteref-423">[423]</a> This resemblance perhaps +serves as some protection to the Tropidonotus. Another innocuous species, the +Dasypeltis of South Africa, blows itself out, distends its neck, hisses and +darts at an intruder.<a href="#linknote-424" name="linknoteref-424" +id="linknoteref-424">[424]</a> Many other snakes hiss under similar +circumstances. They also rapidly vibrate their protruded tongues; and this may +aid in increasing their terrific appearance. +</p> + +<p> +Snakes possess other means of producing sounds besides hissing. Many years +ago I observed in South America that a venomous Trigonocephalus, when +disturbed, rapidly vibrated the end of its tail, which striking against +the dry grass and twigs produced a rattling noise that could be distinctly +heard at the distance of six feet.<a href="#linknote-425" +name="linknoteref-425" id="linknoteref-425">[425]</a> The deadly and +fierce <i>Echis carinata</i> of India produces “a curious prolonged, +almost hissing sound in a very different manner, namely by rubbing the +sides of the folds of its body against each other,” whilst the head +remains in almost the same position. The scales on the sides, and not on +other parts of the body, are strongly keeled, with the keels toothed like +a saw; and as the coiled-up animal rubs its sides together, these grate +against each other.<a href="#linknote-426" name="linknoteref-426" +id="linknoteref-426">[426]</a> Lastly, we have the well-known case of the +Rattle-snake. He who has merely shaken the rattle of a dead snake, can +form no just idea of the sound produced by the living animal. Professor +Shaler states that it is indistinguishable from that made by the male of a +large Cicada (an Homopterous insect), which inhabits the same district.<a +href="#linknote-427" name="linknoteref-427" id="linknoteref-427">[427]</a> +In the Zoological Gardens, when the rattle-snakes and puff-adders were +greatly excited at the same time, I was much struck at the similarity of +the sound produced by them; and although that made by the rattle-snake is +louder and shriller than the hissing of the puff-adder, yet when standing +at some yards distance I could scarcely distinguish the two. For whatever +purpose the sound is produced by the one species, I can hardly doubt that +it serves for the same purpose in the other species; and I conclude from +the threatening gestures made at the same time by many snakes, that their +hissing,—the rattling of the rattle-snake and of the tail of the +Trigonocephalus,—the grating of the scales of the Echis,—and +the dilatation of the hood of the Cobra,—all subserve the same end, +namely, to make them appear terrible to their enemies.<a +href="#linknote-428" name="linknoteref-428" id="linknoteref-428">[428]</a> +</p> + +<p> +It seems at first a probable conclusion that venomous snakes, such as the +foregoing, from being already so well defended by their poison-fangs, +would never be attacked by any enemy; and consequently would have no need +to excite additional terror. But this is far from being the case, for they +are largely preyed on in all quarters of the world by many animals. It is +well known that pigs are employed in the United States to clear districts +infested with rattle-snakes, which they do most effectually.<a +href="#linknote-429" name="linknoteref-429" id="linknoteref-429">[429]</a> +In England the hedgehog attacks and devours the viper. In India, as I hear +from Dr. Jerdon, several kinds of hawks, and at least one mammal, the +Herpestes, kill cobras and other venomous species;<a href="#linknote-430" +name="linknoteref-430" id="linknoteref-430">[430]</a> and so it is in +South Africa. Therefore it is by no means improbable that any sounds or +signs by which the venomous species could instantly make themselves +recognized as dangerous, would be of more service to them than to the +innocuous species which would not be able, if attacked, to inflict any +real injury. +</p> + +<p> +Having said thus much about snakes, I am tempted to add a few remarks on +the means by which the rattle of the rattle-snake was probably developed. +Various animals, including some lizards, either curl or vibrate their +tails when excited. This is the case with many kinds of snakes.<a +href="#linknote-431" name="linknoteref-431" id="linknoteref-431">[431]</a> +In the Zoological Gardens, an innocuous species, the <i>Coronella Sayi</i>, +vibrates its tail so rapidly that it becomes almost invisible. The +Trigonocephalus, before alluded to, has the same habit; and the extremity +of its tail is a little enlarged, or ends in a bead. In the Lachesis, +which is so closely allied to the rattle-snake that it was placed by +Linnaeus in the same genus, the tail ends in a single, large, +lancet-shaped point or scale. With some snakes the skin, as Professor +Shaler remarks, “is more imperfectly detached from the region about the +tail than at other parts of the body.” Now if we suppose that the end of +the tail of some ancient American species was enlarged, and was covered by +a single large scale, this could hardly have been cast off at the +successive moults. In this case it would have been permanently retained, +and at each period of growth, as the snake grew larger, a new scale, +larger than the last, would have been formed above it, and would likewise +have been retained. The foundation for the development of a rattle would +thus have been laid; and it would have been habitually used, if the +species, like so many others, vibrated its tail whenever it was irritated. +That the rattle has since been specially developed to serve as an +efficient sound-producing instrument, there can hardly be a doubt; for +even the vertebrae included within the extremity of the tail have been +altered in shape and cohere. But there is no greater improbability in +various structures, such as the rattle of the rattle-snake,—the +lateral scales of the Echis,—the neck with the included ribs of the +Cobra,—and the whole body of the puff-adder,—having been +modified for the sake of warning and frightening away their enemies, than +in a bird, namely, the wonderful Secretary-hawk (<i>Gypogeranus</i>) +having had its whole frame modified for the sake of killing snakes with +impunity. It is highly probable, judging from what we have before seen, +that this bird would ruffle its feathers whenever it attacked a snake; and +it is certain that the Herpestes, when it eagerly rushes to attack a +snake, erects the hair all over its body, and especially that on its tail.<a +href="#linknote-432" name="linknoteref-432" id="linknoteref-432">[432]</a> +We have also seen that some porcupines, when angered or alarmed at the +sight of a snake, rapidly vibrate their tails, thus producing a peculiar +sound by the striking together of the hollow quills. So that here both the +attackers and the attacked endeavour to make themselves as dreadful as +possible to each other; and both possess for this purpose specialised +means, which, oddly enough, are nearly the same in some of these cases. +Finally we can see that if, on the one hand, those individual snakes, +which were best able to frighten away their enemies, escaped best from +being devoured; and if, on the other hand, those individuals of the +attacking enemy survived in larger numbers which were the best fitted for +the dangerous task of killing and devouring venomous snakes;—then in +the one case as in the other, beneficial variations, supposing the +characters in question to vary, would commonly have been preserved through +the survival of the fittest. +</p> + +<p class="p2"> +<i>The Drawing back and pressure of the Ears to the Head</i>.—The +ears through their movements are highly expressive in many animals; but in +some, such as man, the higher apes, and many ruminants, they fail in this +respect. A slight difference in position serves to express in the plainest +manner a different state of mind, as we may daily see in the dog; but we +are here concerned only with the ears being drawn closely backwards and +pressed to the head. A savage frame of mind is thus shown, but only in the +case of those animals which fight with their teeth; and the care which +they take to prevent their ears being seized by their antagonists, +accounts for this position. Consequently, through habit and association, +whenever they feel slightly savage, or pretend in their play to be savage, +their ears are drawn back. That this is the true explanation may be +inferred from the relation which exists in very many animals between their +manner of fighting and the retraction of their ears. +</p> + +<p> +All the Carnivora fight with their canine teeth, and all, as far as I have +observed, draw their ears back when feeling savage. This may be +continually seen with dogs when fighting in earnest, and with puppies +fighting in play. The movement is different from the falling down and +slight drawing back of the ears, when a dog feels pleased and is caressed +by his master. The retraction of the ears may likewise be seen in kittens +fighting together in their play, and in full-grown cats when really +savage, as before illustrated in fig. 9 (p. 58). Although their ears are +thus to a large extent protected, yet they often get much torn in old male +cats during their mutual battles. The same movement is very striking in +tigers, leopards, &c., whilst growling over their food in menageries. +The lynx has remarkably long ears; and their retraction, when one of these +animals is approached in its cage, is very conspicuous, and is eminently +expressive of its savage disposition. Even one of the Eared Seals, the <i>Otariapusilla</i>, +which has very small ears, draws them backwards, when it makes a savage +rush at the legs of its keeper. +</p> + +<p> +When horses fight together they use their incisors for biting, and their +fore-legs for striking, much more than they do their hind-legs for kicking +backwards. This has been observed when stallions have broken loose and +have fought together, and may likewise be inferred from the kind of wounds +which they inflict on each other. Every one recognizes the vicious +appearance which the drawing back of the ears gives to a horse. This +movement is very different from that of listening to a sound behind. If an +ill-tempered horse in a stall is inclined to kick backwards, his ears are +retracted from habit, though he has no intention or power to bite. But +when a horse throws up both hind-legs in play, as when entering an open +field, or when just touched by the whip, he does not generally depress his +ears, for he does not then feel vicious. Guanacoes fight savagely with +their teeth; and they must do so frequently, for I found the hides of +several which I shot in Patagonia deeply scored. So do camels; and both +these animals, when savage, draw their ears closely backwards. Guanacoes, +as I have noticed, when not intending to bite, but merely to spit their +offensive saliva from a distance at an intruder, retract their ears. Even +the hippopotamus, when threatening with its widely-open enormous mouth a +comrade, draws back its small ears, just like a horse. +</p> + +<p> +Now what a contrast is presented between the foregoing animals and cattle, +sheep, or goats, which never use their teeth in fighting, and never draw +back their ears when enraged! Although sheep and goats appear such placid +animals, the males often join in furious contests. As deer form a closely +related family, and as I did not know that they ever fought with their +teeth, I was much surprised at the account given by Major Ross King of the +Moose-deer in Canada. He says, when“two males chance to meet, laying back +their ears and gnashing their teeth together, they rush at each other with +appalling fury.”<a href="#linknote-433" name="linknoteref-433" +id="linknoteref-433">[433]</a> But Mr. Bartlett informs me that some +species of deer fight savagely with their teeth, so that the drawing back +of the ears by the moose accords with our rule. Several kinds of +kangaroos, kept in the Zoological Gardens, fight by scratching with their +fore-feet and by kicking with their hind-legs; but they never bite each +other, and the keepers have never seen them draw back their ears when +angered. Rabbits fight chiefly by kicking and scratching, but they +likewise bite each other; and I have known one to bite off half the tail +of its antagonist. At the commencement of their battles they lay back +their ears, but afterwards, as they bound over and kick each other, they +keep their ears erect, or move them much about. +</p> + +<p> +Mr. Bartlett watched a wild boar quarrelling rather savagely with his sow; +and both had their mouths open and their ears drawn backwards. But this +does not appear to be a common action with domestic pigs when quarrelling. +Boars fight together by striking upwards with their tusks; and Mr. +Bartlett doubts whether they then draw back their ears. Elephants, which +in like manner fight with their tusks, do not retract their ears, but, on +the contrary, erect them when rushing at each other or at an enemy. +</p> + +<p> +The rhinoceroses in the Zoological Gardens fight with their nasal horns, +and have never been seen to attempt biting each other except in play; and +the keepers are convinced that they do not draw back their ears, like +horses and dogs, when feeling savage. The following statement, therefore, +by Sir S. Baker<a href="#linknote-434" name="linknoteref-434" +id="linknoteref-434">[434]</a> is inexplicable, namely, that a rhinoceros, +which he shot in North Africa, “had no ears; they had been bitten off +close to the head by another of the same species while fighting; and this +mutilation is by no means uncommon.” +</p> + +<p> +Lastly, with respect to monkeys. Some kinds, which have moveable ears, and +which fight with their teeth—for instance the <i>Cereopithecus ruber</i>—draw +back their ears when irritated just like dogs; and they then have a very +spiteful appearance. Other kinds, as the <i>Inuus ecaudatus</i>, +apparently do not thus act. Again, other kinds—and this is a great +anomaly in comparison with most other animals—retract their ears, +show their teeth, and jabber, when they are pleased by being caressed. I +observed this in two or three species of Macacus, and in the <i>Cynopithecus +niger</i>. This expression, owing to our familiarity with dogs, would +never be recognized as one of joy or pleasure by those unacquainted with +monkeys. +</p> + +<p class="p2"> +<i>Erection of the Ears</i>.—This movement requires hardly any +notice. All animals which have the power of freely moving their ears, when +they are startled, or when they closely observe any object, direct their +ears to the point towards which they are looking, in order to hear any +sound from this quarter. At the same time they generally raise their +heads, as all their organs of sense are there situated, and some of the +smaller animals rise on their hind-legs. Even those kinds which squat on +the ground or instantly flee away to avoid danger, generally act +momentarily in this manner, in order to ascertain the source and nature of +the danger. The head being raised, with erected ears and eyes directed +forwards, gives an unmistakable expression of close attention to any +animal. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0005" id="link2HCH0005"></a> +CHAPTER V.<br/>SPECIAL EXPRESSIONS OF ANIMALS. +</h2> + +<p> +The Dog, various expressive movements of—Cats—Horses—Ruminants—Monkeys, +their expression of joy and affection—Of pain—Anger—Astonishment +and Terror. +</p> + +<p class="p2"> +<i>The Dog</i>.—I have already described (figs. 5 and 7) the +appearance of a dog approaching another dog with hostile intentions, +namely, with erected ears, eyes intently directed forwards, hair on the +neck and back bristling, gait remarkably stiff, with the tail upright and +rigid. So familiar is this appearance to us, that an angry man is +sometimes said “to have his back up.” Of the above points, the stiff gait +and upright tail alone require further discussion. Sir C. Bell remarks<a +href="#linknote-501" name="linknoteref-501" id="linknoteref-501">[501]</a> +that, when a tiger or wolf is struck by its keeper and is suddenly roused +to ferocity, every muscle is in tension, and the limbs are in an attitude +of strained exertion, prepared to spring. This tension of the muscles and +consequent stiff gait may be accounted for on the principle of associated +habit, for anger has continually led to fierce struggles, and consequently +to all the muscles of the body having been violently exerted. There is +also reason to suspect that the muscular system requires some short +preparation, or some degree of innervation, before being brought into +strong action. My own sensations lead me to this inference; but I cannot +discover that it is a conclusion admitted by physiologists. Sir J. Paget, +however, informs me that when muscles are suddenly contracted with the +greatest force, without any preparation, they are liable to be ruptured, +as when a man slips unexpectedly; but that this rarely occurs when an +action, however violent, is deliberately performed. +</p> + +<p> +With respect to the upright position of the tail, it seems to depend (but +whether this is really the case I know not) on the elevator muscles being +more powerful than the depressors, so that when all the muscles of the +hinder part of the body are in a state of tension, the tail is raised. A +dog in cheerful spirits, and trotting before his master with high, elastic +steps, generally carries his tail aloft, though it is not held nearly so +stiffly as when he is angered. A horse when first turned out into an open +field, may be seen to trot with long elastic strides, the head and tail +being held high aloft. Even cows when they frisk about from pleasure, +throw up their tails in a ridiculous fashion. So it is with various +animals in the Zoological Gardens. The position of the tail, however, in +certain cases, is determined by special circumstances; thus as soon as a +horse breaks into a gallop, at full speed, he always lowers his tail, so +that as little resistance as possible may be offered to the air. +</p> + +<p> +When a dog is on the point of springing on his antagonist, he utters a +savage growl; the ears are pressed closely backwards, and the upper lip +(fig. 14) is retracted out of the way of his teeth, especially of his +canines. These movements may be observed with dogs and puppies in their +play. But if a dog gets really savage in his play, his expression +immediately changes. This, however, is simply due to the lips and ears +being drawn back with much greater energy. If a dog only snarls at +another, the lip is generally retracted on one side alone, namely towards +his enemy. +</p> + +<p> +<a name="linkimage-0013" id="linkimage-0013"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig14.jpg" width="100%" +alt="Head of Snarling Dog. Fig 14 " /> +</div> + +<p> +{illust. caption = FIG. 14.—Head of snarling Dog. From life, by Mr. +Wood. +</p> + +<p> +The movements of a dog whilst exhibiting affection towards his master were +described (figs. 6 and 8) in our second chapter. These consist in the head +and whole body being lowered and thrown into flexuous movements, with the +tail extended and wagged from side to side. The ears fall down and are +drawn somewhat backwards, which causes the eyelids to be elongated, and +alters the whole appearance of the face. The lips hang loosely, and the +hair remains smooth. All these movements or gestures are explicable, as I +believe, from their standing in complete antithesis to those naturally +assumed by a savage dog under a directly opposite state of mind. When a +man merely speaks to, or just notices, his dog, we see the last vestige of +these movements in a slight wag of the tail, without any other movement of +the body, and without even the ears being lowered. Dogs also exhibit their +affection by desiring to rub against their masters, and to be rubbed or +patted by them. +</p> + +<p> +Gratiolet explains the above gestures of affection in the following manner: and +the reader can judge whether the explanation appears satisfactory. Speaking of +animals in general, including the dog, he says,<a href="#linknote-502" +name="linknoteref-502" id="linknoteref-502">[502]</a> “C’est +toujours la partie la plus sensible de leurs corps qui recherche les caresses +ou les donne. Lorsque toute la longueur des flancs et du corps est sensible, +l’animal serpente et rampe sous les caresses; et ces ondulations se +propageant le long des muscles analogues des segments jusqu’aux +extrémités de la colonne vertébrale, la queue se ploie et s’agite.” +Further on, he adds, that dogs, when feeling affectionate, lower their ears in +order to exclude all sounds, so that their whole attention may be concentrated +on the caresses of their master! +</p> + +<p> +Dogs have another and striking way of exhibiting their affection, namely, by +licking the hands or faces of their masters. They sometimes lick other dogs, +and then it is always their chops. I have also seen dogs licking cats with whom +they were friends. This habit probably originated in the females carefully +licking their puppies—the dearest object of their love—for the sake +of cleansing them. They also often give their puppies, after a short absence, a +few cursory licks, apparently from affection. Thus the habit will have become +associated with the emotion of love, however it may afterwards be aroused. It +is now so firmly inherited or innate, that it is transmitted equally to both +sexes. A female terrier of mine lately had her puppies destroyed, and though at +all times a very affectionate creature, I was much struck with the manner in +which she then tried to satisfy her instinctive maternal love by expending it +on me; and her desire to lick my hands rose to an insatiable passion. +</p> + +<p> +The same principle probably explains why dogs, when feeling affectionate, +like rubbing against their masters and being rubbed or patted by them, for +from the nursing of their puppies, contact with a beloved object has +become firmly associated in their minds with the emotion of love. +</p> + +<p> +The feeling of affection of a dog towards his master is combined with a strong +sense of submission, which is akin to fear. Hence dogs not only lower their +bodies and crouch a little as they approach their masters, but sometimes throw +themselves on the ground with their bellies upwards. This is a movement as +completely opposite as is possible to any show of resistance. I formerly +possessed a large dog who was not at all afraid to fight with other dogs; but a +wolf-like shepherd-dog in the neighbourhood, though not ferocious and not so +powerful as my dog, had a strange influence over him. When they met on the +road, my dog used to run to meet him, with his tail partly tucked in between +his legs and hair not erected; and then he would throw himself on the ground, +belly upwards. By this action he seemed to say more plainly than by words, +“Behold, I am your slave.” +</p> + +<p> +A pleasurable and excited state of mind, associated with affection, is +exhibited by some dogs in a very peculiar manner, namely, by grinning. This was +noticed long ago by Somerville, who says, +</p> + +<p class="poem"> +“And with a courtly grin, the fawning hound<br/> +Salutes thee cow’ring, his wide op’ning nose<br/> +Upward he curls, and his large sloe-back eyes<br/> +Melt in soft blandishments, and humble joy.”<br/> +<i>The Chase</i>, book i. +</p> + +<p> +Sir W. Scott’s famous Scotch greyhound, Maida, had this habit, and it is +common with terriers. I have also seen it in a Spitz and in a sheep-dog. Mr. +Riviere, who has particularly attended to this expression, informs me that it +is rarely displayed in a perfect manner, but is quite common in a lesser +degree. The upper lip during the act of grinning is retracted, as in snarling, +so that the canines are exposed, and the ears are drawn backwards; but the +general appearance of the animal clearly shows that anger is not felt. Sir C. +Bell<a href="#linknote-503" name="linknoteref-503" +id="linknoteref-503">[503]</a> remarks “Dogs, in their expression of +fondness, have a slight eversion of the lips, and grin and sniff amidst their +gambols, in a way that resembles laughter.” Some persons speak of the +grin as a smile, but if it had been really a smile, we should see a similar, +though more pronounced, movement of the lips and ears, when dogs utter their +bark of joy; but this is not the case, although a bark of joy often follows a +grin. On the other hand, dogs, when playing with their comrades or masters, +almost always pretend to bite each other; and they then retract, though not +energetically, their lips and ears. Hence I suspect that there is a tendency in +some dogs, whenever they feel lively pleasure combined with affection, to act +through habit and association on the same muscles, as in playfully biting each +other, or their masters’ hands. +</p> + +<p> +I have described, in the second chapter, the gait and appearance of a dog when +cheerful, and the marked antithesis presented by the same animal when dejected +and disappointed, with his head, ears, body, tail, and chops drooping, and eyes +dull. Under the expectation of any great pleasure, dogs bound and jump about in +an extravagant manner, and bark for joy. The tendency to bark under this state +of mind is inherited, or runs in the breed: greyhounds rarely bark, whilst the +Spitz-dog barks so incessantly on starting for a walk with his master that he +becomes a nuisance. +</p> + +<p> +An agony of pain is expressed by dogs in nearly the same way as by many +other animals, namely, by howling writhing, and contortions of the whole +body. +</p> + +<p> +Attention is shown by the head being raised, with the ears erected, and eyes +intently directed towards the object or quarter under observation. If it be a +sound and the source is not known, the head is often turned obliquely from side +to side in a most significant manner, apparently in order to judge with more +exactness from what point the sound proceeds. But I have seen a dog greatly +surprised at a new noise, turning, his head to one side through habit, though +he clearly perceived the source of the noise. Dogs, as formerly remarked, when +their attention is in any way aroused, whilst watching some object, or +attending to some sound, often lift up one paw (fig. 4) and keep it doubled up, +as if to make a slow and stealthy approach. +</p> + +<p> +A dog under extreme terror will throw himself down, howl, and void his +excretions; but the hair, I believe, does not become erect unless some anger is +felt. I have seen a dog much terrified at a band of musicians who were playing +loudly outside the house, with every muscle of his body trembling, with his +heart palpitating so quickly that the beats could hardly be counted, and +panting for breath with widely open mouth, in the same manner as a terrified +man does. Yet this dog had not exerted himself; he had only wandered slowly and +restlessly about the room, and the day was cold. +</p> + +<p> +Even a very slight degree of fear is invariably shown by the tail being tucked +in between the legs. This tucking in of the fail is accompanied by the ears +being drawn backwards; but they are not pressed closely to the head, as in +snarling, and they are not lowered, as when a dog is pleased or affectionate. +When two young dogs chase each other in play, the one that runs away always +keeps his tail tucked inwards. So it is when a dog, in the highest spirits, +careers like a mad creature round and round his master in circles, or in +figures of eight. He then acts as if another dog were chasing him. This curious +kind of play, which must be familiar to every one who has attended to dogs, is +particularly apt to be excited, after the animal has been a little startled or +frightened, as by his master suddenly jumping out on him in the dusk. In this +case, as well as when two young dogs are chasing each other in play, it appears +as if the one that runs away was afraid of the other catching him by the tail; +but as far as I can find out, dogs very rarely catch each other in this manner. +I asked a gentleman, who had kept foxhounds all his life, and he applied to +other experienced sportsmen, whether they had ever seen hounds thus seize a +fox; but they never had. It appears that when a dog is chased, or when in +danger of being struck behind, or of anything falling on him, in all these +cases he wishes to withdraw as quickly as possible his whole hind-quarters, and +that from some sympathy or connection between the muscles, the tail is then +drawn closely inwards. +</p> + +<p> +A similarly connected movement between the hind-quarters and the tail may be +observed in the hyaena. Mr. Bartlett informs me that when two of these animals +fight together, they are mutually conscious of the wonderful power of each +other’s jaws, and are extremely cautious. They well know that if one of +their legs were seized, the bone would instantly be crushed into atoms; hence +they approach each other kneeling, with their legs turned as much as possible +inwards, and with their whole bodies bowed, so as not to present any salient +point; the tail at the same time being closely tucked in between the legs. In +this attitude they approach each other sideways, or even partly backwards. So +again with deer, several of the species, when savage and fighting, tuck in +their tails. When one horse in a field tries to bite the hind-quarters of +another in play, or when a rough boy strikes a donkey from behind, the +hind-quarters and the tail are drawn in, though it does not appear as if this +were done merely to save the tail from being injured. We have also seen the +reverse of these movements; for when an animal trots with high elastic steps, +the tail is almost always carried aloft. +</p> + +<p> +As I have said, when a dog is chased and runs away, he keeps his ears directed +backwards but still open; and this is clearly done for the sake of hearing the +footsteps of his pursuer. From habit the ears are often held in this same +position, and the tail tucked in, when the danger is obviously in front. I have +repeatedly noticed, with a timid terrier of mine, that when she is afraid of +some object in front, the nature of which she perfectly knows and does not need +to reconnoitre, yet she will for a long time hold her ears and tail in this +position, looking the image of discomfort. Discomfort, without any fear, is +similarly expressed: thus, one day I went out of doors, just at the time when +this same dog knew that her dinner would be brought. I did not call her, but +she wished much to accompany me, and at the same time she wished much for her +dinner; and there she stood, first looking one way and then the other, with her +tail tucked in and ears drawn back, presenting an unmistakable appearance of +perplexed discomfort. +</p> + +<p> +Almost all the expressive movements now described, with the exception of the +grinning from joy, are innate or instinctive, for they are common to all the +individuals, young and old, of all the breeds. Most of them are likewise common +to the aboriginal parents of the dog, namely the wolf and jackal; and some of +them to other species of the same group. Tamed wolves and jackals, when +caressed by their masters, jump about for joy, wag their tails, lower their +ears, lick their master’s hands, crouch down, and even throw themselves +on the ground belly upwards.<a href="#linknote-504" name="linknoteref-504" +id="linknoteref-504">[504]</a> I have seen a rather fox-like African jackal, +from the Gaboon, depress its ears when caressed. Wolves and jackals, when +frightened, certainly tuck in their tails; and a tamed jackal has been +described as careering round his master in circles and figures of eight, like a +dog, with his tail between his legs. +</p> + +<p> +It has been stated<a href="#linknote-505" name="linknoteref-505" +id="linknoteref-505">[505]</a> that foxes, however tame, never display any of +the above expressive movements; but this is not strictly accurate. Many years +ago I observed in the Zoological Gardens, and recorded the fact at the time, +that a very tame English fox, When caressed by the keeper, wagged its tail, +depressed its ears, and then threw itself on the ground, belly upwards. The +black fox of North America likewise depressed its ears in a slight degree. But +I believe that foxes never lick the hands of their masters, and I have been +assured that when frightened they never tuck in their tails. If the explanation +which I have given of the expression of affection in dogs be admitted, then it +would appear that animals which have never been domesticated—namely +wolves, jackals, and even foxes—have nevertheless acquired, through the +principle of antithesis, certain expressive gestures; for it is not probable +that these animals, confined in cages, should have learnt them by imitating +dogs. +</p> + +<p class="p2"> +<i>Cats</i>.—I have already described the actions of a cat (fig. 9), +when feeling savage and not terrified. She assumes a crouching attitude +and occasionally protrudes her fore-feet, with the claws exserted ready +for striking. The tail is extended, being curled or lashed from side to +side. The hair is not erected—at least it was not so in the few +cases observed by me. The ears are drawn closely backwards and the teeth +are shown. Low savage growls are uttered. We can understand why the +attitude assumed by a cat when preparing to fight with another cat, or in +any way greatly irritated, is so widely different from that of a dog +approaching another dog with hostile intentions; for the cat uses her +fore-feet for striking, and this renders a crouching position convenient +or necessary. She is also much more accustomed than a dog to lie concealed +and suddenly spring on her prey. No cause can be assigned with certainty +for the tail being lashed or curled from side to side. This habit is +common to many other animals—for instance, to the puma, when +prepared to spring;<a href="#linknote-506" name="linknoteref-506" +id="linknoteref-506">[506]</a> but it is not common to dogs, or to foxes, +as I infer from Mr. St. John’s account of a fox lying in wait and seizing +a hare. We have already seen that some kinds of lizards and various +snakes, when excited, rapidly vibrate the tips of their tails. It would +appear as if, under strong excitement, there existed an uncontrollable +desire for movement of some kind, owing to nerve-force being freely +liberated from the excited sensorium; and that as the tail is left free, +and as its movement does not disturb the general position of the body, it +is curled or lashed about. +</p> + +<p> +All the movements of a cat, when feeling affectionate, are in complete +antithesis to those just described. She now stands upright, with slightly +arched back, tail perpendicularly raised, and ears erected; and she rubs +her cheeks and flanks against her master or mistress. The desire to rub +something is so strong in cats under this state of mind, that they may +often be seen rubbing themselves against the legs of chairs or tables, or +against door-posts. This manner of expressing affection probably +originated through association, as in the case of dogs, from the mother +nursing and fondling her young; and perhaps from the young themselves +loving each other and playing together. Another and very different +gesture, expressive of pleasure, has already been described, namely, the +curious manner in which young and even old cats, when pleased, alternately +protrude their fore-feet, with separated toes, as if pushing against and +sucking their mother’s teats. This habit is so far analogous to that of +rubbing against something, that both apparently are derived from actions +performed during the nursing period. Why cats should show affection by +rubbing so much more than do dogs, though the latter delight in contact +with their masters, and why cats only occasionally lick the hands of their +friends, whilst dogs always do so, I cannot say. Cats cleanse themselves +by licking their own coats more regularly than do dogs. On the other hand, +their tongues seem less well fitted for the work than the longer and more +flexible tongues of dogs. +</p> + +<p> +<a name="linkimage-0014" id="linkimage-0014"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig15.jpg" width="100%" +alt="Cat Terrified at a Dog. Fig.15 " /> +</div> + +<p> +Cats, when terrified, stand at full height, and arch their backs in a +well-known and ridiculous fashion. They spit, hiss, or growl. The hair +over the whole body, and especially on the tail, becomes erect. In the +instances observed by me the basal part of the tail was held upright, the +terminal part being thrown on one side; but sometimes the tail (see fig. +15) is only a little raised, and is bent almost from the base to one side. +The ears are drawn back, and the teeth exposed. When two kittens are +playing together, the one often thus tries to frighten the other. From +what we have seen in former chapters, all the above points of expression +are intelligible, except the extreme arching of the back. I am inclined to +believe that, in the same manner as many birds, whilst they ruffle their +feathers, spread out their wings and tail, to make themselves look as big +as possible, so cats stand upright at their full height, arch their backs, +often raise the basal part of the tail, and erect their hair, for the same +purpose. The lynx, when attacked, is said to arch its back, and is thus +figured by Brehm. But the keepers in the Zoological Gardens have never +seen any tendency to this action in the larger feline animals, such as +tigers, lions, &c.; and these have little cause to be afraid of any +other animal. +</p> + +<p> +Cats use their voices much as a means of expression, and they utter, under +various emotions and desires, at least six or seven different sounds. The +purr of satisfaction, which is made during both inspiration and +expiration, is one of the most curious. The puma, cheetah, and ocelot +likewise purr; but the tiger, when pleased, “emits a peculiar short +snuffle, accompanied by the closure of the eyelids.”<a href="#linknote-507" +name="linknoteref-507" id="linknoteref-507">[507]</a> It is said that the +lion, jaguar, and leopard, do not purr. +</p> + +<p class="p2"> +<i>Horses</i>.—Horses when savage draw their ears closely back, +protrude their heads, and partially uncover their incisor teeth, ready for +biting. When inclined to kick behind, they generally, through habit, draw +back their ears; and their eyes are turned backwards in a peculiar manner.<a +href="#linknote-508" name="linknoteref-508" id="linknoteref-508">[508]</a> +When pleased, as when some coveted food is brought to them in the stable, +they raise and draw in their heads, prick their ears, and looking intently +towards their friend, often whinny. Impatience is expressed by pawing the +ground. +</p> + +<p> +The actions of a horse when much startled are highly expressive. One day +my horse was much frightened at a drilling machine, covered by a +tarpaulin, and lying on an open field. He raised his head so high, that +his neck became almost perpendicular; and this he did from habit, for the +machine lay on a slope below, and could not have been seen with more +distinctness through the raising of the head; nor if any sound had +proceeded from it, could the sound have been more distinctly heard. His +eyes and ears were directed intently forwards; and I could feel through +the saddle the palpitations of his heart. With red dilated nostrils he +snorted violently, and whirling round, would have dashed off at full +speed, had I not prevented him. The distension of the nostrils is not for +the sake of scenting the source of danger, for when a horse smells +carefully at any object and is not alarmed, he does not dilate his +nostrils. Owing to the presence of a valve in the throat, a horse when +panting does not breathe through his open mouth, but through his nostrils; +and these consequently have become endowed with great powers of expansion. +This expansion of the nostrils, as well as the snorting, and the +palpitations of the heart, are actions which have become firmly associated +during a long series of generations with the emotion of terror; for terror +has habitually led the horse to the most violent exertion in dashing away +at full speed from the cause of danger. +</p> + +<p class="p2"> +<i>Ruminants</i>.—Cattle and sheep are remarkable from displaying in +so slight a degree their emotions or sensations, excepting that of extreme +pain. A bull when enraged exhibits his rage only by the manner in which he +holds his lowered head, with distended nostrils, and by bellowing. He also +often paws the ground; but this pawing seems quite different from that of +an impatient horse, for when the soil is loose, he throws up clouds of +dust. I believe that bulls act in this manner when irritated by flies, for +the sake of driving them away. The wilder breeds of sheep and the chamois +when startled stamp on the ground, and whistle through their noses; and +this serves as a danger-signal to their comrades. The musk-ox of the +Arctic regions, when encountered, likewise stamps on the ground.<a +href="#linknote-509" name="linknoteref-509" id="linknoteref-509">[509]</a> +How this stamping action arose I cannot conjecture; for from inquiries +which I have made it does not appear that any of these animals fight with +their fore-legs. +</p> + +<p> +Some species of deer, when savage, display far more expression than do +cattle, sheep, or goats, for, as has already been stated, they draw back +their ears, grind their teeth, erect their hair, squeal, stamp on the +ground, and brandish their horns. One day in the Zoological Gardens, the +Formosan deer (<i>Cervus pseudaxis</i>) approached me in a curious +attitude, with his muzzle raised high up, so that the horns were pressed +back on his neck; the head being held rather obliquely. From the +expression of his eye I felt sure that he was savage; he approached +slowly, and as soon as he came close to the iron bars, he did not lower +his head to butt at me, but suddenly bent it inwards, and struck his horns +with great force against the railings. Mr. Bartlett informs me that some +other species of deer place themselves in the same attitude when enraged. +</p> + +<p class="p2"> +<i>Monkeys</i>.—The various species and genera of monkeys express +their feelings in many different ways; and this fact is interesting, as in +some degree bearing on the question, whether the so-called races of man +should be ranked as distinct species or varieties; for, as we shall see in +the following chapters, the different races of man express their emotions +and sensations with remarkable uniformity throughout the world. Some of +the expressive actions of monkeys are interesting in another way, namely +from being closely analogous to those of man. As I have had no opportunity +of observing any one species of the group under all circumstances, my +miscellaneous remarks will be best arranged under different states of the +mind. +</p> + +<p> +<i>Pleasure, joy, affection</i>—It is not possible to distinguish in +monkeys, at least without more experience than I have had, the expression +of pleasure or joy from that of affection. Young chimpanzees make a kind +of barking noise, when pleased by the return of any one to whom they are +attached. When this noise, which the keepers call a laugh, is uttered, the +lips are protruded; but so they are under various other emotions. +Nevertheless I could perceive that when they were pleased the form of the +lips differed a little from that assumed when they were angered. If a +young chimpanzee be tickled—and the armpits are particularly +sensitive to tickling, as in the case of our children,—a more +decided chuckling or laughing sound is uttered; though the laughter is +sometimes noiseless. The corners of the mouth are then drawn backwards; +and this sometimes causes the lower eyelids to be slightly wrinkled. But +this wrinkling, which is so characteristic of our own laughter, is more +plainly seen in some other monkeys. The teeth in the upper jaw in the +chimpanzee are not exposed when they utter their laughing noise, in which +respect they differ from us. But their eyes sparkle and grow brighter, as +Mr. W. L. Martin,<a href="#linknote-510" name="linknoteref-510" +id="linknoteref-510">[510]</a> who has particularly attended to their +expression, states. +</p> + +<p> +Young Orangs, when tickled, likewise grin and make a chuckling sound; and +Mr. Martin says that their eyes grow brighter. As soon as their laughter +ceases, an expression may be detected passing over their faces, which, as +Mr. Wallace remarked to me, may be called a smile. I have also noticed +something of the same kind with the chimpanzee. Dr. Duchenne—and I +cannot quote a better authority—informs me that he kept a very tame +monkey in his house for a year; and when he gave it during meal-times some +choice delicacy, he observed that the corners of its mouth were slightly +raised; thus an expression of satisfaction, partaking of the nature of an +incipient smile, and resembling that often seen on the face of main, could +be plainly perceived in this animal. +</p> + +<p> +The <i>Cebus azaræ</i>,<a href="#linknote-511" name="linknoteref-511" +id="linknoteref-511">[511]</a> when rejoiced at again seeing a beloved +person, utters a peculiar tittering (<i>kichernden</i>) sound. It also +expresses agreeable sensations, by drawing back the corners of its mouth, +without producing any sound. Rengger calls this movement laughter, but it +would be more appropriately called a smile. The form of the mouth is +different when either pain or terror is expressed, and high shrieks are +uttered. Another species of <i>Cebus</i> in the Zoological Gardens (<i>C. +hypoleucus</i>) when pleased, makes a reiterated shrill note, and likewise +draws back the corners of its mouth, apparently through the contraction of +the same muscles as with us. So does the Barbary ape (<i>Inuus ecaudatus</i>) +to an extraordinary degree; and I observed in this monkey that the skin of +the lower eyelids then became much wrinkled. At the same time it rapidly +moved its lower jaw or lips in a spasmodic manner, the teeth being +exposed; but the noise produced was hardly more distinct than that which +we sometimes call silent laughter. Two of the keepers affirmed that this +slight sound was the animal’s laughter, and when I expressed some doubt on +this head (being at the time quite inexperienced), they made it attack or +rather threaten a hated Entellus monkey, living in the same compartment. +Instantly the whole expression of the face of the Inuus changed; the mouth +was opened much more widely, the canine teeth were more fully exposed, and +a hoarse barking noise was uttered. +</p> + +<p> +The Anubis baboon (<i>Cynocephalus anubis</i>) was first insulted and put +into a furious rage, as was easily done, by his keeper, who then made +friends with him and shook hands. As the reconciliation was effected the +baboon rapidly moved up and down his jaws and lips, and looked pleased. +When we laugh heartily, a similar movement, or quiver, may be observed +more or less distinctly in our jaws; but with man the muscles of the chest +are more particularly acted on, whilst with this baboon, and with some +other monkeys, it is the muscles of the jaws and lips which are +spasmodically affected. +</p> + +<p> +<a name="linkimage-0016" id="linkimage-0016"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig16-17.jpg" width="100%" +alt="Cynopithecus Niger, in a Placid Condition. Fig.16-17 " /> +</div> + +<p> +I have already had occasion to remark on the curious manner in which two +or three species of Alacacus and the <i>Cynopithecus niger</i> draw back +their ears and utter a slight jabbering noise, when they are pleased by +being caressed. With the Cynopithecus (fig. 17), the corners of the mouth +are at the same time drawn backwards and upwards, so that the teeth are +exposed. Hence this expression would never be recognized by a stranger as +one of pleasure. The crest of long hairs on the forehead is depressed, and +apparently the whole skin of the head drawn backwards. The eyebrows are +thus raised a little, and the eyes assume a staring appearance. The lower +eyelids also become slightly wrinkled; but this wrinkling is not +conspicuous, owing to the permanent transverse furrows on the face. +</p> + +<p> +<i>Painful emotions and sensations</i>.—With monkeys the expression +of slight pain, or of any painful emotion, such as grief, vexation, +jealousy, &c., is not easily distinguished from that of moderate +anger; and these states of mind readily and quickly pass into each other. +Grief, however, with some species is certainly exhibited by weeping. A +woman, who sold a monkey to the Zoological Society, believed to have come +from Borneo (<i>Macacus maurus</i> or <i>M. inornatus</i> of Gray), said +that it often cried; and Mr. Bartlett, as well as the keeper Mr. Sutton, +have repeatedly seen it, when grieved, or even when much pitied, weeping +so copiously that the tears rolled down its cheeks. There is, however, +something strange about this case, for two specimens subsequently kept in +the Gardens, and believed to be the same species, have never been seen to +weep, though they were carefully observed by the keeper and myself when +much distressed and loudly screaming. Rengger states<a href="#linknote-512" +name="linknoteref-512" id="linknoteref-512">[512]</a> that the eyes of the +<i>Cebus azaræ</i> fill with tears, but not sufficiently to overflow, +when it is prevented getting some much desired object, or is much +frightened. Humboldt also asserts that the eyes of the <i>Callithrix +sciureus</i> “instantly fill with tears when it is seized with fear;” but +when this pretty little monkey in the Zoological Gardens was teased, so as +to cry out loudly, this did not occur. I do not, however, wish to throw +the least doubt on the accuracy of Humboldt’s statement. +</p> + +<p> +The appearance of dejection in young orangs and chimpanzees, when out of +health, is as plain and almost as pathetic as in the case of our children. +This state of mind and body is shown by their listless movements, fallen +countenances, dull eyes, and changed complexion. +</p> + +<p> +<i>Anger</i>.—This emotion is often exhibited by many kinds of +monkeys, and is expressed, as Mr. Martin remarks,<a href="#linknote-513" +name="linknoteref-513" id="linknoteref-513">[513]</a> in many different +ways. “Some species, when irritated, pout the lips, gaze with a fixed and +savage glare on their foe, and make repeated short starts as if about to +spring forward, uttering at the same time inward guttural sounds. Many +display their anger by suddenly advancing, making abrupt starts, at the +same time opening the mouth and pursing up the lips, so as to conceal the +teeth, while the eyes are daringly fixed on the enemy, as if in savage +defiance. Some again, and principally the long-tailed monkeys, or Guenons, +display their teeth, and accompany their malicious grins with a sharp, +abrupt, reiterated cry.” Mr. Sutton confirms the statement that some +species uncover their teeth when enraged, whilst others conceal them by +the protrusion of their lips; and some kinds draw back their ears. The <i>Cynopithecus +niger</i>, lately referred to, acts in this manner, at the same time +depressing the crest of hair on its forehead, and showing its teeth; so +that the movements of the features from anger are nearly the same as those +from pleasure; and the two expressions can be distinguished only by those +familiar with the animal. +</p> + +<p> +Baboons often show their passion and threaten their enemies in a very odd +manner, namely, by opening their mouths widely as in the act of yawning. +Mr. Bartlett has often seen two baboons, when first placed in the same +compartment, sitting opposite to each other and thus alternately opening +their mouths; and this action seems frequently to end in a real yawn. Mr. +Bartlett believes that both animals wish to show to each other that they +are provided with a formidable set of teeth, as is undoubtedly the case. +As I could hardly credit the reality of this yawning gesture, Mr. Bartlett +insulted an old baboon and put him into a violent passion; and he almost +immediately thus acted. Some species of Macacus and of Cereopithecus<a +href="#linknote-514" name="linknoteref-514" id="linknoteref-514">[514]</a> +behave in the same manner. Baboons likewise show their anger, as was +observed by Brehin with those which he kept alive in Abyssinia, in another +manner, namely, by striking the ground with one hand, “like an angry man +striking the table with his fist.” I have seen this movement with the +baboons in the Zoological Gardens; but sometimes the action seems rather +to represent the searching for a stone or other object in their beds of +straw. +</p> + +<p> +Mr. Sutton has often observed the face of the <i>Macacus rhesus</i>, when +much enraged, growing red. As he was mentioning this to me, another monkey +attacked a <i>rhesus</i>, and I saw its face redden as plainly as that of +a man in a violent passion. In the course of a few minutes, after the +battle, the face of this monkey recovered its natural tint. At the same +time that the face reddened, the naked posterior part of the body, which +is always red, seemed to grow still redder; but I cannot positively assert +that this was the case. When the Mandrill is in any way excited, the +brilliantly coloured, naked parts of the skin are said to become still +more vividly coloured. +</p> + +<p> +With several species of baboons the ridge of the forehead projects much +over the eyes, and is studded with a few long hairs, representing our +eyebrows. These animals are always looking about them, and in order to +look upwards they raise their eyebrows. They have thus, as it would +appear, acquired the habit of frequently moving their eyebrows. However +this may be, many kinds of monkeys, especially the baboons, when angered +or in any way excited, rapidly and incessantly move their eyebrows up and +down, as well as the hairy skin of their foreheads.<a href="#linknote-515" +name="linknoteref-515" id="linknoteref-515">[515]</a> As we associate in +the case of man the raising and lowering of the eyebrows with definite +states of the mind, the almost incessant movement of the eyebrows by +monkeys gives them a senseless expression. I once observed a man who had a +trick of continually raising his eyebrows without any corresponding +emotion, and this gave to him a foolish appearance; so it is with some +persons who keep the corners of their mouths a little drawn backwards and +upwards, as if by an incipient smile, though at the time they are not +amused or pleased. +</p> + +<p> +A young orang, made jealous by her keeper attending to another monkey, +slightly uncovered her teeth, and, uttering a peevish noise like <i>tish-shist</i>, +turned her back on him. Both orangs and chimpanzees, when a little more +angered, protrude their lips greatly, and make a harsh barking noise. A +young female chimpanzee, in a violent passion, presented a curious +resemblance to a child in the same state. She screamed loudly with widely +open mouth, the lips being retracted so that the teeth were fully exposed. +She threw her arms wildly about, sometimes clasping them over her head. +She rolled on the ground, sometimes on her back, sometimes on her belly, +and bit everything within reach. A young gibbon (<i>Hylobates syndactylus</i>) +in a passion has been described<a href="#linknote-516" +name="linknoteref-516" id="linknoteref-516">[516]</a> as behaving in +almost exactly the same manner. +</p> + +<p> +The lips of young orangs and chimpanzees are protruded, sometimes to a +wonderful degree, under various circumstances. They act thus, not only +when slightly angered, sulky, or disappointed, but when alarmed at +anything—in one instance, at the sight of a turtle,<a +href="#linknote-517" name="linknoteref-517" id="linknoteref-517">[517]</a>—and +likewise when pleased. But neither the degree of protrusion nor the shape +of the mouth is exactly the same, as I believe, in all cases; and the +sounds which are then uttered are different. The accompanying drawing +represents a chimpanzee made sulky by an orange having been offered him, +and then taken away. A similar protrusion or pouting of the lips, though +to a much slighter degree, may be seen in sulky children. +</p> + +<p> +<a name="linkimage-0017" id="linkimage-0017"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig18.jpg" width="100%" +alt="Chimpanzee Disappointed and Sulky. Fig. 18 " /> +</div> + +<p> +Many years ago, in the Zoological Gardens, I placed a looking-glass on the +floor before two young orangs, who, as far as it was known, had never +before seen one. At first they gazed at their own images with the most +steady surprise, and often changed their point of view. They then +approached close and protruded their lips towards the image, as if to kiss +it, in exactly the same manner as they had previously done towards each +other, when first placed, a few days before, in the same room. They next +made all sorts of grimaces, and put themselves in various attitudes before +the mirror; they pressed and rubbed the surface; they placed their hands +at different distances behind it; looked behind it; and finally seemed +almost frightened, started a little, became cross, and refused to look any +longer. +</p> + +<p> +When we try to perform some little action which is difficult and requires +precision, for instance, to thread a needle, we generally close our lips +firmly, for the sake, I presume, of not disturbing our movements by +breathing; and I noticed the same action in a young Orang. The poor little +creature was sick, and was amusing itself by trying to kill the flies on +the window-panes with its knuckles; this was difficult as the flies buzzed +about, and at each attempt the lips were firmly compressed, and at the +same time slightly protruded. +</p> + +<p> +Although the countenances, and more especially the gestures, of orangs and +chimpanzees are in some respects highly expressive, I doubt whether on the +whole they are so expressive as those of some other kinds of monkeys. This +may be attributed in part to their ears being immovable, and in part to +the nakedness of their eyebrows, of which the movements are thus rendered +less conspicuous. When, however, they raise their eyebrows their foreheads +become, as with us, transversely wrinkled. In comparison with man, their +faces are inexpressive, chiefly owing to their not frowning under any +emotion of the mind—that is, as far as I have been able to observe, +and I carefully attended to this point. Frowning, which is one of the most +important of all the expressions in man, is due to the contraction of the +corrugators by which the eyebrows are lowered and brought together, so +that vertical furrows are formed on the forehead. Both the orang and +chimpanzee are said<a href="#linknote-518" name="linknoteref-518" +id="linknoteref-518">[518]</a> to possess this muscle, but it seems rarely +brought into action, at least in a conspicuous manner. I made my hands +into a sort of cage, and placing some tempting fruit within, allowed both +a young orang and chimpanzee to try their utmost to get it out; but +although they grew rather cross, they showed not a trace of a frown. Nor +was there any frown when they were enraged. Twice I took two chimpanzees +from their rather dark room suddenly into bright sunshine, which would +certainly have caused us to frown; they blinked and winked their eyes, but +only once did I see a very slight frown. On another occasion, I tickled +the nose of a chimpanzee with a straw, and as it crumpled up its face, +slight vertical furrows appeared between the eyebrows. I have never seen a +frown on the forehead of the orang. +</p> + +<p> +The gorilla, when enraged, is described as erecting its crest of hair, +throwing down its under lip, dilating its nostrils, and uttering terrific +yells. Messrs. Savage and Wyman<a href="#linknote-519" +name="linknoteref-519" id="linknoteref-519">[519]</a> state that the scalp +can be freely moved backwards and forwards, and that when the animal is +excited it is strongly contracted; but I presume that they mean by this +latter expression that the scalp is lowered; for they likewise speak of +the young chimpanzee, when crying out, as having the eyebrows strongly +contracted. The great power of movement in the scalp of the gorilla, of +many baboons and other monkeys, deserves notice in relation to the power +possessed by some few men, either through reversion or persistence, of +voluntarily moving their scalps.<a href="#linknote-520" +name="linknoteref-520" id="linknoteref-520">[520]</a> +</p> + +<p> +<i>Astonishment, Terror</i>—A living fresh-water turtle was placed +at my request in the same compartment in the Zoological Gardens with many +monkeys; and they showed unbounded astonishment, as well as some fear. +This was displayed by their remaining motionless, staring intently with +widely opened eyes, their eyebrows being often moved up and down. Their +faces seemed somewhat lengthened. They occasionally raised themselves on +their hind-legs to get abetter view. They often retreated a few feet, and +then turning their heads over one shoulder, again stared intently. It was +curious to observe how much less afraid they were of the turtle than of a +living snake which I had formerly placed in their compartment;<a +href="#linknote-521" name="linknoteref-521" id="linknoteref-521">[521]</a> +for in the course of a few minutes some of the monkeys ventured to +approach and touch the turtle. On the other hand, some of the larger +baboons were greatly terrified, and grinned as if on the point of +screaming out. When I showed a little dressed-up doll to the <i>Cynopithecus +niger</i>, it stood motionless, stared intently with widely opened eyes, +and advanced its ears a little forwards. But when the turtle was placed in +its compartment, this monkey also moved its lips in an odd, rapid, +jabbering manner, which the keeper declared was meant to conciliate or +please the turtle. +</p> + +<p> +I was never able clearly to perceive that the eyebrows of astonished +monkeys were kept permanently raised, though they were frequently moved up +and down. Attention, which precedes astonishment, is expressed by man by a +slight raising of the eyebrows; and Dr. Duchenne informs me that when he +gave to the monkey formerly mentioned some quite new article of food, it +elevated its eyebrows a little, thus assuming an appearance of close +attention. It then took the food in its fingers, and, with lowered or +rectilinear eyebrows, scratched, smelt, and examined it,—an +expression of reflection being thus exhibited. Sometimes it would throw +back its head a little, and again with suddenly raised eyebrows re-examine +and finally taste the food. +</p> + +<p> +In no case did any monkey keep its mouth open when it was astonished. Mr. +Sutton observed for me a young orang and chimpanzee during a considerable +length of time; and however much they were astonished, or whilst listening +intently to some strange sound, they did not keep their mouths open. This +fact is surprising, as with mankind hardly any expression is more general +than a widely open mouth under the sense of astonishment. As far as I have +been able to observe, monkeys breathe more freely through their nostrils +than men do; and this may account for their not opening their mouths when +they are astonished; for, as we shall see in a future chapter, man +apparently acts in this manner when startled, at first for the sake of +quickly drawing a full inspiration, and afterwards for the sake of +breathing as quietly as possible. +</p> + +<p> +Terror is expressed by many kinds of monkeys by the utterance of shrill +screams; the lips being drawn back, so that the teeth are exposed. The +hair becomes erect, especially when some anger is likewise felt. Mr. +Sutton has distinctly seen the face of the <i>Macacus rhesus</i> grow pale +from fear. Monkeys also tremble from fear; and sometimes they void their +excretions. I have seen one which, when caught, almost fainted from an +excess of terror. +</p> + +<p class="p2"> +Sufficient facts have now been given with respect to the expressions of +various animals. It is impossible to agree with Sir C. Bell when he says<a +href="#linknote-522" name="linknoteref-522" id="linknoteref-522">[522]</a> +that “the faces of animals seem chiefly capable of expressing rage and +fear;” and again, when he says that all their expressions “may be +referred, more or less plainly, to their acts of volition or necessary +instincts.” He who will look at a dog preparing to attack another dog or a +man, and at the same animal when caressing his master, or will watch the +countenance of a monkey when insulted, and when fondled by his keeper, +will be forced to admit that the movements of their features and their +gestures are almost as expressive as those of man. Although no explanation +can be given of some of the expressions in the lower animals, the greater +number are explicable in accordance with the three principles given at the +commencement of the first chapter. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0006" id="link2HCH0006"></a> +CHAPTER VI.<br/>SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. +</h2> + +<p> +The screaming and weeping of infants—Forms of features—Age at +which weeping commences—The effects of habitual restraint on weeping—Sobbing—Cause +of the contraction of the muscles round the eyes during screaming—Cause +of the secretion of tears. +</p> + +<p class="p2"> +In this and the following chapters the expressions exhibited by Man under +various states of the mind will be described and explained, as far as lies +in my power. My observations will be arranged according to the order which +I have found the most convenient; and this will generally lead to opposite +emotions and sensations succeeding each other. +</p> + +<p> +<i>Suffering of the body and mind: weeping</i>.—I have already +described in sufficient detail, in the third chapter, the signs of extreme +pain, as shown by screams or groans, with the writhing of the whole body +and the teeth clenched or ground together. These signs are often +accompanied or followed by profuse sweating, pallor, trembling, utter +prostration, or faintness. No suffering is greater than that from extreme +fear or horror, but here a distinct emotion comes into play, and will be +elsewhere considered. Prolonged suffering, especially of the mind, passes +into low spirits, grief, dejection, and despair, and these states will be +the subject of the following chapter. Here I shall almost confine myself +to weeping or crying, more especially in children. +</p> + +<p> +Infants, when suffering even slight pain, moderate hunger, or discomfort, +utter violent and prolonged screams. Whilst thus screaming their eyes are +firmly closed, so that the skin round them is wrinkled, and the forehead +contracted into a frown. The mouth is widely opened with the lips +retracted in a peculiar manner, which causes it to assume a squarish form; +the gums or teeth being more or less exposed. The breath is inhaled almost +spasmodically. It is easy to observe infants whilst screaming; but I have +found photographs made by the instantaneous process the best means for +observation, as allowing more deliberation. I have collected twelve, most +of them made purposely for me; and they all exhibit the same general +characteristics. I have, therefore, had six of them<a href="#linknote-601" +name="linknoteref-601" id="linknoteref-601">[601]</a> (Plate I.) +reproduced by the heliotype process. +</p> + +<p> +<a name="linkimage-0018" id="linkimage-0018"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-1.jpg" width="100%" +alt="Screaming Infants. Plate I. " /> +</div> + +<p> +The firm closing of the eyelids and consequent compression of the eyeball,—and +this is a most important element in various expressions,—serves to +protect the eyes from becoming too much gorged with blood, as will +presently be explained in detail. With respect to the order in which the +several muscles contract in firmly compressing the eyes, I am indebted to +Dr. Langstaff, of Southampton, for some observations, which I have since +repeated. The best plan for observing the order is to make a person first +raise his eyebrows, and this produces transverse wrinkles across the +forehead; and then very gradually to contract all the muscles round the +elves with as much force as possible. The reader who is unacquainted with +the anatomy of the face, ought to refer to p. 24, and look at the woodcuts +1 to 3. The corrugators of the brow (<i>corrugator supercilii</i>) seem to +be the first muscles to contract; and these draw the eyebrows downwards +and inwards towards the base of the nose, causing vertical furrows, that +is a frown, to appear between the eyebrows; at the same time they cause +the disappearance of the transverse wrinkles across the forehead. The +orbicular muscles contract almost simultaneously with the corrugators, and +produce wrinkles all round the eyes; they appear, however, to be enabled +to contract with greater force, as soon as the contraction of the +corrugators has given them some support. Lastly, the pyramidal muscles of +the nose contract; and these draw the eyebrows and the skin of the +forehead still lower down, producing short transverse wrinkles across the +base of the nose.<a href="#linknote-602" name="linknoteref-602" +id="linknoteref-602">[602]</a> For the sake of brevity these muscles will +generally be spoken of as the orbiculars, or as those surrounding the +eyes. +</p> + +<p> +When these muscles are strongly contracted, those running to the upper lip<a +href="#linknote-603" name="linknoteref-603" id="linknoteref-603">[603]</a> +likewise contract and raise the upper lip. This might have been expected +from the manner in which at least one of them, the <i>malaris</i>, is +connected with the orbiculars. Any one who will gradually contract the +muscles round his eyes, will feel, as he increases the force, that his +upper lip and the wings of his nose (which are partly acted on by one of +the same muscles) are almost always a little drawn up. If he keeps his +mouth firmly shut whilst contracting the muscles round the eyes, and then +suddenly relaxes his lips, he will feel that the pressure on his eyes +immediately increases. So again when a person on a bright, glaring day +wishes to look at a distant object, but is compelled partially to close +his eyelids, the upper lip may almost always be observed to be somewhat +raised. The mouths of some very short-sighted persons, who are forced +habitually to reduce the aperture of their eyes, wear from this same +reason a grinning expression. +</p> + +<p> +The raising of the upper lip draws upwards the flesh of the upper parts of +the cheeks, and produces a strongly marked fold on each cheek,—the +naso-labial fold,—which runs from near the wings of the nostrils to +the corners of the mouth and below them. This fold or furrow may be seen +in all the photographs, and is very characteristic of the expression of a +crying child; though a nearly similar fold is produced in the act of +laughing or smiling.<a href="#linknote-604" name="linknoteref-604" +id="linknoteref-604">[604]</a> +</p> + +<p> +As the upper lip is much drawn up during the act of screaming, in the +manner just explained, the depressor muscles of the angles of the mouth +(see K in woodcuts 1 and 2) are strongly contracted in order to keep the +mouth widely open, so that a full volume of sound may be poured forth. The +action of these opposed muscles, above and below, tends to give to the +mouth an oblong, almost squarish outline, as may be seen in the +accompanying photographs. An excellent observer,<a href="#linknote-605" +name="linknoteref-605" id="linknoteref-605">[605]</a> in describing a baby +crying whilst being fed, says, “it made its mouth like a square, and let +the porridge run out at all four corners.” I believe, but we shall return +to this point in a future chapter, that the depressor muscles of the +angles of the mouth are less under the separate control of the will than +the adjoining muscles; so that if a young child is only doubtfully +inclined to cry, this muscle is generally the first to contract, and is +the last to cease contracting. When older children commence crying, the +muscles which run to the upper lip are often the first to contract; and +this may perhaps be due to older children not having so strong a tendency +to scream loudly, and consequently to keep their mouths widely open; so +that the above-named depressor muscles are not brought into such strong +action. +</p> + +<p> +With one of my own infants, from his eighth day and for some time +afterwards, I often observed that the first sign of a screaming-fit, when +it could be observed coming on gradually, was a little frown, owing to the +contraction of the corrugators of the brows; the capillaries of the naked +head and face becoming at the same time reddened with blood. As soon as +the screaming-fit actually began, all the muscles round the eyes were +strongly contracted, and the mouth widely opened in the manner above +described; so that at this early period the features assumed the same form +as at a more advanced age. +</p> + +<p> +Dr. Piderit<a href="#linknote-606" name="linknoteref-606" +id="linknoteref-606">[606]</a> lays great stress on the contraction of +certain muscles which draw down the nose and narrow the nostrils, as +eminently characteristic of a crying expression. The <i>depressores anguli +oris</i>, as we have just seen, are usually contracted at the same time, +and they indirectly tend, according to Dr. Duchenne, to act in this same +manner on the nose. With children having bad colds a similar pinched +appearance of the nose may be noticed, which is at least partly due, as +remarked to me by Dr. Langstaff, to their constant snuffling, and the +consequent pressure of the atmosphere on the two sides. The purpose of +this contraction of the nostrils by children having bad colds, or whilst +crying, seems to be to check the downward flow of the mucus and tears, and +to prevent these fluids spreading over the upper lip. +</p> + +<p> +After a prolonged and severe screaming-fit, the scalp, face, and eyes are +reddened, owing to the return of the blood from the head having been +impeded by the violent expiratory efforts; but the redness of the +stimulated eyes is chiefly due to the copious effusion of tears. The +various muscles of the face which have been strongly contracted, still +twitch a little, and the upper lip is still slightly drawn up or everted,<a +href="#linknote-607" name="linknoteref-607" id="linknoteref-607">[607]</a> +with the corners of the mouth still a little drawn downwards. I have +myself felt, and have observed in other grown-up persons, that when tears +are restrained with difficulty, as in reading a pathetic story, it is +almost impossible to prevent the various muscles. which with young +children are brought into strong action during their screaming-fits, from +slightly twitching or trembling. +</p> + +<p> +Infants whilst young do not shed tears or weep, as is well known to nurses +and medical men. This circumstance is not exclusively due to the lacrymal +glands being as yet incapable of secreting tears. I first noticed this +fact from having accidentally brushed with the cuff of my coat the open +eye of one of my infants, when seventy-seven days old, causing this eye to +water freely; and though the child screamed violently, the other eye +remained dry, or was only slightly suffused with tears. A similar slight +effusion occurred ten days previously in both eyes during a screaming-fit. +The tears did not run over the eyelids and roll down the cheeks of this +child, whilst screaming badly, when 122 days old. This first happened 17 +days later, at the age of 139 days. A few other children have been +observed for me, and the period of free weeping appears to be very +variable. In one case, the eyes became slightly suffused at the age of +only 20 days; in another, at 62 days. With two other children, the tears +did NOT run down the face at the ages of 84 and 110 days; but in a third +child they did run down at the age of 104 days. In one instance, as I was +positively assured, tears ran down at the unusually early age of 42 days. +It would appear as if the lacrymal glands required some practice in the +individual before they are easily excited into action, in somewhat the +same manner as various inherited consensual movements and tastes require +some exercise before they are fixed and perfected. This is all the more +likely with a habit like weeping, which must have been acquired since the +period when man branched off from the common progenitor of the genus Homo +and of the non-weeping anthropomorphous apes. +</p> + +<p> +The fact of tears not being shed at a very early age from pain or any +mental emotion is remarkable, as, later in life, no expression is more +general or more strongly marked than weeping. When the habit has once been +acquired by an infant, it expresses in the clearest manner suffering of +all kinds, both bodily pain and mental distress, even though accompanied +by other emotions, such as fear or rage. The character of the crying, +however, changes at a very early age, as I noticed in my own infants,—the +passionate cry differing from that of grief. A lady informs me that her +child, nine months old, when in a passion screams loudly, but does not +weep; tears, however, are shed when she is punished by her chair being +turned with its back to the table. This difference may perhaps be +attributed to weeping being restrained, as we shall immediately see, at a +more advanced age, under most circumstances excepting grief; and to the +influence of such restraint being transmitted to an earlier period of +life, than that at which it was first practised. +</p> + +<p> +With adults, especially of the male sex, weeping soon ceases to be caused +by, or to express, bodily pain. This may be accounted for by its being +thought weak and unmanly by men, both of civilized and barbarous races, to +exhibit bodily pain by any outward sign. With this exception, savages weep +copiously from very slight causes, of which fact Sir J. Lubbock<a +href="#linknote-608" name="linknoteref-608" id="linknoteref-608">[608]</a> +has collected instances. A New Zealand chief “cried like a child because +the sailors spoilt his favourite cloak by powdering it with flour.” I saw +in Tierra del Fuego a native who had lately lost a brother, and who +alternately cried with hysterical violence, and laughed heartily at +anything which amused him. With the civilized nations of Europe there is +also much difference in the frequency of weeping. Englishmen rarely cry, +except under the pressure of the acutest grief; whereas in some parts of +the Continent the men shed tears much more readily and freely. +</p> + +<p> +The insane notoriously give way to all their emotions with little or no +restraint; and I am informed by Dr. J. Crichton Browne, that nothing is +more characteristic of simple melancholia, even in the male sex, than a +tendency to weep on the slightest occasions, or from no cause. They also +weep disproportionately on the occurrence of any real cause of grief. The +length of time during which some patients weep is astonishing, as well as +the amount of tears which they shed. One melancholic girl wept for a whole +day, and afterwards confessed to Dr. Browne, that it was because she +remembered that she had once shaved off her eyebrows to promote their +growth. Many patients in the asylum sit for a long time rocking themselves +backwards and forwards; “and if spoken to, they stop their movements, +purse up their eyes, depress the corners of the mouth, and burst out +crying.” In some of these cases, the being spoken to or kindly greeted +appears to suggest some fanciful and sorrowful notion; but in other cases +an effort of any kind excites weeping, independently of any sorrowful +idea. Patients suffering from acute mania likewise have paroxysms of +violent crying or blubbering, in the midst of their incoherent ravings. We +must not, however, lay too much stress on the copious shedding of tears by +the insane, as being due to the lack of all restraint; for certain +brain-diseases, as hemiplegia, brain-wasting, and senile decay, have a +special tendency to induce weeping. Weeping is common in the insane, even +after a complete state of fatuity has been reached and the power of speech +lost. Persons born idiotic likewise weep;<a href="#linknote-609" +name="linknoteref-609" id="linknoteref-609">[609]</a> but it is said that +this is not the case with cretins. +</p> + +<p> +Weeping seems to be the primary and natural expression, as we see in +children, of suffering of any kind, whether bodily pain short of extreme +agony, or mental distress. But the foregoing facts and common experience +show us that a frequently repeated effort to restrain weeping, in +association with certain states of the mind, does much in checking the +habit. On the other hand, it appears that the power of weeping can be +increased through habit; thus the Rev. R. Taylor,<a href="#linknote-610" +name="linknoteref-610" id="linknoteref-610">[610]</a> who long resided in +New Zealand, asserts that the women can voluntarily shed tears in +abundance; they meet for this purpose to mourn for the dead, and they take +pride in crying “in the most affecting manner.” +</p> + +<p> +A single effort of repression brought to bear on the lacrymal glands does +little, and indeed seems often to lead to an opposite result. An old and +experienced physician told me that he had always found that the only means +to check the occasional bitter weeping of ladies who consulted him, and +who themselves wished to desist, was earnestly to beg them not to try, and +to assure them that nothing would relieve them so much as prolonged and +copious crying. +</p> + +<p> +The screaming of infants consists of prolonged expirations, with short and +rapid, almost spasmodic inspirations, followed at a somewhat more advanced +age by sobbing. According to Gratiolet,<a href="#linknote-611" +name="linknoteref-611" id="linknoteref-611">[611]</a> the glottis is +chiefly affected during the act of sobbing. This sound is heard “at the +moment when the inspiration conquers the resistance of the glottis, and +the air rushes into the chest.” But the whole act of respiration is +likewise spasmodic and violent. The shoulders are at the same time +generally raised, as by this movement respiration is rendered easier. With +one of my infants, when seventy-seven days old, the inspirations were so +rapid and strong that they approached in character to sobbing; when 138 +days old I first noticed distinct sobbing, which subsequently followed +every bad crying-fit. The respiratory movements are partly voluntary and +partly involuntary, and I apprehend that sobbing is at least in part due +to children having some power to command after early infancy their vocal +organs and to stop their screams, but from having less power over their +respiratory muscles, these continue for a time to act in an involuntary or +spasmodic manner, after having been brought into violent action. Sobbing +seems to be peculiar to the human species; for the keepers in the +Zoological Gardens assure me that they have never heard a sob from any +kind of monkey; though monkeys often scream loudly whilst being chased and +caught, and then pant for a long time. We thus see that there is a close +analogy between sobbing and the free shedding of tears; for with children, +sobbing does not commence during early infancy, but afterwards comes on +rather suddenly and then follows every bad crying-fit, until the habit is +checked with advancing years. +</p> + +<p> +<i>On the cause of the contraction of the muscles round the eyes during +screaming</i>.—We have seen that infants and young children, whilst +screaming, invariably close their eyes firmly, by the contraction of the +surrounding muscles, so that the skin becomes wrinkled all around. With +older children, and even with adults, whenever there is violent and +unrestrained crying, a tendency to the contraction of these same muscles +may be observed; though this is often checked in order not to interfere +with vision. +</p> + +<p> +Sir C. Bell explains<a href="#linknote-612" name="linknoteref-612" +id="linknoteref-612">[612]</a> this action in the following manner:—“During +every violent act of expiration, whether in hearty laughter, weeping, +coughing, or sneezing, the eyeball is firmly compressed by the fibres of +the orbicularis; and this is a provision for supporting and defending the +vascular system of the interior of the eye from a retrograde impulse +communicated to the blood in the veins at that time. When we contract the +chest and expel the air, there is a retardation of the blood in the veins +of the neck and head; and in the more powerful acts of expulsion, the +blood not only distends the vessels, but is even regurgitated into the +minute branches. Were the eye not properly compressed at that time, and a +resistance given to the shock, irreparable injury might be inflicted on +the delicate textures of the interior of the eye.” He further adds, “If we +separate the eyelids of a child to examine the eye, while it cries and +struggles with passion, by taking off the natural support to the vascular +system of the eye, and means of guarding it against the rush of blood then +occurring, the conjunctiva becomes suddenly filled with blood, and the +eyelids everted.” +</p> + +<p> +Not only are the muscles round the eyes strongly contracted, as Sir C. +Bell states and as I have often observed, during screaming, loud laughter, +coughing, and sneezing, but during several other analogous actions. A man +contracts these muscles when he violently blows his nose. I asked one of +my boys to shout as loudly as he possibly could, and as soon as he began, +he firmly contracted his orbicular muscles; I observed this repeatedly, +and on asking him why he had every time so firmly closed his eyes, I found +that he was quite unaware of the fact: he had acted instinctively or +unconsciously. +</p> + +<p> +It is not necessary, in order to lead to the contraction of these muscles, +that air should actually be expelled from the chest; it suffices that the +muscles of the chest and abdomen should contract with great force, whilst +by the closure of the glottis no air escapes. In violent vomiting or +retching the diaphragm is made to descend by the chest being filled with +air; it is then held in this position by the closure of the glottis, “as +well as by the contraction of its own fibres.”<a href="#linknote-613" +name="linknoteref-613" id="linknoteref-613">[613]</a> The abdominal +muscles now contract strongly upon the stomach, its proper muscles +likewise contracting, and the contents are thus ejected. During each +effort of vomiting “the head becomes greatly congested, so that the +features are red and swollen, and the large veins of the face and temples +visibly dilated.” At the same time, as I know from observation, the +muscles round the eyes are strongly contracted. This is likewise the case +when the abdominal muscles act downwards with unusual force in expelling +the contents of the intestinal canal. +</p> + +<p> +The greatest exertion of the muscles of the body, if those of the chest +are not brought into strong action in expelling or compressing the air +within the lungs, does not lead to the contraction of the muscles round +the eyes. I have observed my sons using great force in gymnastic +exercises, as in repeatedly raising their suspended bodies by their arms +alone, and in lifting heavy weights from the ground, but there was hardly +any trace of contraction in the muscles round the eyes. +</p> + +<p> +As the contraction of these muscles for the protection of the eyes during +violent expiration is indirectly, as we shall hereafter see, a fundamental +element in several of our most important expressions, I was extremely +anxious to ascertain how far Sir C. Bell’s view could be substantiated. +Professor Donders, of Utrecht,<a href="#linknote-614" +name="linknoteref-614" id="linknoteref-614">[614]</a> well known as one of +the highest authorities in Europe on vision and on the structure of the +eye, has most kindly undertaken for me this investigation with the aid of +the many ingenious mechanisms of modern science, and has published the +results.<a href="#linknote-615" name="linknoteref-615" id="linknoteref-615">[615]</a> +He shows that during violent expiration the external, the intra-ocular, +and the retro-ocular vessels of the eye are all affected in two ways, +namely by the increased pressure of the blood in the arteries, and by the +return of the blood in the veins being impeded. It is, therefore, certain +that both the arteries and the veins of the eye are more or less distended +during violent expiration. The evidence in detail may be found in +Professor Donders’ valuable memoir. We see the effects on the veins of the +head, in their prominence, and in the purple colour of the face of a man +who coughs violently from being half choked. I may mention, on the same +authority, that the whole eye certainly advances a little during each +violent expiration. This is due to the dilatation of the retro-ocular +vessels, and might have been expected from the intimate connection of the +eye and brain; the brain being known to rise and fall with each +respiration, when a portion of the skull has been removed; and as may be +seen along the unclosed sutures of infants’ heads. This also, I presume, +is the reason that the eyes of a strangled man appear as if they were +starting from their sockets. +</p> + +<p> +With respect to the protection of the eye during violent expiratory +efforts by the pressure of the eyelids, Professor Donders concludes from +his various observations that this action certainly limits or entirely +removes the dilatation of the vessels.<a href="#linknote-616" +name="linknoteref-616" id="linknoteref-616">[616]</a> At such times, he +adds, we not unfrequently see the hand involuntarily laid upon the +eyelids, as if the better to support and defend the eyeball. +</p> + +<p> +Nevertheless much evidence cannot at present be advanced to prove that the +eye actually suffers injury from the want of support during violent +expiration; but there is some. It is “a fact that forcible expiratory +efforts in violent coughing or vomiting, and especially in sneezing, +sometimes give rise to ruptures of the little (external) vessels” of the +eye.<a href="#linknote-617" name="linknoteref-617" id="linknoteref-617">[617]</a> +With respect to the internal vessels, Dr. Gunning has lately recorded a +case of exophthalmos in consequence of whooping-cough, which in his +opinion depended on the rupture of the deeper vessels; and another +analogous case has been recorded. But a mere sense of discomfort would +probably suffice to lead to the associated habit of protecting the eyeball +by the contraction of the surrounding muscles. Even the expectation or +chance of injury would probably be sufficient, in the same manner as an +object moving too near the eye induces involuntary winking of the eyelids. +We may, therefore, safely conclude from Sir C. Bell’s observations, and +more especially from the more careful investigations by Professor Donders, +that the firm closure of the eyelids during the screaming of children is +an action full of meaning and of real service. +</p> + +<p> +We have already seen that the contraction of the orbicular muscles leads +to the drawing up of the upper lip, and consequently, if the mouth is kept +widely open, to the drawing down of the corners by the contraction of the +depressor muscles. The formation of the naso-labial fold on the cheeks +likewise follows from the drawing up of the upper lip. Thus all the chief +expressive movements of the face during crying apparently result from the +contraction of the muscles round the eyes. We shall also find that the +shedding of tears depends on, or at least stands in some connection with, +the contraction of these same muscles. +</p> + +<p> +In some of the foregoing cases, especially in those of sneezing and +coughing, it is possible that the contraction of the orbicular muscles may +serve in addition to protect the eyes from too severe a jar or vibration. +I think so, because dogs and cats, in crunching hard bones, always close +their eyelids, and at least sometimes in sneezing; though dogs do not do +so whilst barking loudly. Mr. Sutton carefully observed for me a young +orang and chimpanzee, and he found that both always closed their eyes in +sneezing and coughing, but not whilst screaming violently. I gave a small +pinch of snuff to a monkey of the American division, namely, a Cebus, and +it closed its eyelids whilst sneezing; but not on a subsequent occasion +whilst uttering loud cries. +</p> + +<p> +<i>Cause of the secretion of tears</i>.—It is an important fact +which must be considered in any theory of the secretion of tears from the +mind being affected, that whenever the muscles round the eyes are strongly +and involuntarily contracted in order to compress the blood-vessels and +thus to protect the eyes, tears are secreted, often in sufficient +abundance to roll down the cheeks. This occurs under the most opposite +emotions, and under no emotion at all. The sole exception, and this is +only a partial one, to the existence of a relation between the involuntary +and strong contraction of these muscles and the secretion of tears is that +of young infants, who, whilst screaming violently with their eyelids +firmly closed, do not commonly weep until they have attained the age of +from two to three or four months. Their eyes, however, become suffused +with tears at a much earlier age. It would appear, as already remarked, +that the lacrymal glands do not, from the want of practice or some other +cause, come to full functional activity at a very early period of life. +With children at a somewhat later age, crying out or wailing from any +distress is so regularly accompanied by the shedding of tears, that +weeping and crying are synonymous terms.<a href="#linknote-618" +name="linknoteref-618" id="linknoteref-618">[618]</a> +</p> + +<p> +Under the opposite emotion of great joy or amusement, as long as laughter +is moderate there is hardly any contraction of the muscles round the eyes, +so that there is no frowning; but when peals of loud laughter are uttered, +with rapid and violent spasmodic expirations, tears stream down the face. +I have more than once noticed the face of a person, after a paroxysm of +violent laughter, and I could see that the orbicular muscles and those +running to the upper lip were still partially contracted, which together +with the tear-stained cheeks gave to the upper half of the face an +expression not to be distinguished from that of a child still blubbering +from grief. The fact of tears streaming down the face during violent +laughter is common to all the races of mankind, as we shall see in a +future chapter. +</p> + +<p> +In violent coughing especially when a person is half-choked, the face +becomes purple, the veins distended, the orbicular muscles strongly +contracted, and tears run down the cheeks. Even after a fit of ordinary +coughing, almost every one has to wipe his eyes. In violent vomiting or +retching, as I have myself experienced and seen in others, the orbicular +muscles are strongly contracted, and tears sometimes flow freely down the +cheeks. It has been suggested to me that this may be due to irritating +matter being injected into the nostrils, and causing by reflex action the +secretion of tears. Accordingly I asked one of my informants, a surgeon, +to attend to the effects of retching when nothing was thrown up from the +stomach; and, by an odd coincidence, he himself suffered the next morning +from an attack of retching, and three days subsequently observed a lady +under a similar attack; and he is certain that in neither case an atom of +matter was ejected from the stomach; yet the orbicular muscles were +strongly contracted, and tears freely secreted. I can also speak +positively to the energetic contraction of these same muscles round the +eyes, and to the coincident free secretion of tears, when the abdominal +muscles act with unusual force in a downward direction on the intestinal +canal. +</p> + +<p> +Yawning commences with a deep inspiration, followed by a long and forcible +expiration; and at the same time almost all the muscles of the body are +strongly contracted, including those round the eyes. During this act tears +are often secreted, and I have seen them even rolling down the cheeks. +</p> + +<p> +I have frequently observed that when persons scratch some point which +itches intolerably, they forcibly close their eyelids; but they do not, as +I believe, first draw a deep breath and then expel it with force; and I +have never noticed that the eyes then become filled with tears; but I am +not prepared to assert that this does not occur. The forcible closure of +the eyelids is, perhaps, merely a part of that general action by which +almost all the muscles of the body are at the same time rendered rigid. It +is quite different from the gentle closure of the eyes which often +accompanies, as Gratiolet remarks,<a href="#linknote-619" +name="linknoteref-619" id="linknoteref-619">[619]</a> the smelling a +delicious odour, or the tasting a delicious morsel, and which probably +originates in the desire to shut out any disturbing impression through the +eyes. +</p> + +<p> +Professor Donders writes to me to the following effect: “I have observed +some cases of a very curious affection when, after a slight rub (<i>attouchement</i>), +for example, from the friction of a coat, which caused neither a wound nor +a contusion, spasms of the orbicular muscles occurred, with a very profuse +flow of tears, lasting about one hour. Subsequently, sometimes after an +interval of several weeks, violent spasms of the same muscles re-occurred, +accompanied by the secretion of tears, together with primary or secondary +redness of the eye.” Mr. Bowman informs me that he has occasionally +observed closely analogous cases, and that, in some of these, there was no +redness or inflammation of the eyes. +</p> + +<p> +I was anxious to ascertain whether there existed in any of the lower +animals a similar relation between the contraction of the orbicular +muscles during violent expiration and the secretion of tears; but there +are very few animals which contract these muscles in a prolonged manner, +or which shed tears. <i>The Macacus maurus</i>, which formerly wept so +copiously in the Zoological Gardens, would have been a fine case for +observation; but the two monkeys now there, and which are believed to +belong to the same species, do not weep. Nevertheless they were carefully +observed by Mr. Bartlett and myself, whilst screaming loudly, and they +seemed to contract these muscles; but they moved about their cages so +rapidly, that it was difficult to observe with certainty. No other monkey, +as far as I have been able to ascertain, contracts its orbicular muscles +whilst screaming. +</p> + +<p> +The Indian elephant is known sometimes to weep. Sir E. Tennent, in +describing these which he saw captured and bound in Ceylon, says, some +“lay motionless on the ground, with no other indication of suffering than +the tears which suffused their eyes and flowed incessantly.” Speaking of +another elephant he says, “When overpowered and made fast, his grief was +most affecting; his violence sank to utter prostration, and he lay on the +ground, uttering choking cries, with tears trickling down his cheeks.”<a +href="#linknote-620" name="linknoteref-620" id="linknoteref-620">[620]</a> +In the Zoological Gardens the keeper of the Indian elephants positively +asserts that he has several times seen tears rolling down the face of the +old female, when distressed by the removal of the young one. Hence I was +extremely anxious to ascertain, as an extension of the relation between +the contraction of the orbicular muscles and the shedding of tears in man, +whether elephants when screaming or trumpeting loudly contract these +muscles. At Mr. Bartlett’s desire the keeper ordered the old and the young +elephant to trumpet; and we repeatedly saw in both animals that, just as +the trumpeting began, the orbicular muscles, especially the lower ones, +were distinctly contracted. On a subsequent occasion the keeper made the +old elephant trumpet much more loudly, and invariably both the upper and +lower orbicular muscles were strongly contracted, and now in an equal +degree. It is a singular fact that the African elephant, which, however, +is so different from the Indian species that it is placed by some +naturalists in a distinct sub-genus, when made on two occasions to trumpet +loudly, exhibited no trace of the contraction of the orbicular muscles. +</p> + +<p> +From the several foregoing cases with respect to Man, there can, I think, +be no doubt that the contraction of the muscles round the eyes, during +violent expiration or when the expanded chest is forcibly compressed, is, +in some manner, intimately connected with the secretion of tears. This +holds good under widely different emotions, and independently of any +emotion. It is not, of course, meant that tears cannot be secreted without +the contraction of these muscles; for it is notorious that they are often +freely shed with the eyelids not closed, and with the brows unwrinkled. +The contraction must be both involuntary and prolonged, as during a +choking fit, or energetic, as during a sneeze. The mere involuntary +winking of the eyelids, though often repeated, does not bring tears into +the eyes. Nor does the voluntary and prolonged contraction of the several +surrounding muscles suffice. As the lacrymal glands of children are easily +excited, I persuaded my own and several other children of different ages +to contract these muscles repeatedly with their utmost force, and to +continue doing so as long as they possibly could; but this produced hardly +any effect. There was sometimes a little moisture in the eyes, but not +more than apparently could be accounted for by the squeezing out of the +already secreted tears within the glands. +</p> + +<p> +The nature of the relation between the involuntary and energetic +contraction of the muscles round the eyes, and the secretion of tears, +cannot be positively ascertained, but a probable view may be suggested. +The primary function of the secretion of tears, together with some mucus, +is to lubricate the surface of the eye; and a secondary one, as some +believe, is to keep the nostrils damp, so that the inhaled air may be +moist,<a href="#linknote-621" name="linknoteref-621" id="linknoteref-621">[621]</a> +and likewise to favour the power of smelling. But another, and at least +equally important function of tears, is to wash out particles of dust or +other minute objects which may get into the eyes. That this is of great +importance is clear from the cases in which the cornea has been rendered +opaque through inflammation, caused by particles of dust not being +removed, in consequence of the eye and eyelid becoming immovable.<a +href="#linknote-622" name="linknoteref-622" id="linknoteref-622">[622]</a> +The secretion of tears from the irritation of any foreign body in the eye +is a reflex action;—that is, the body irritates a peripheral nerve +which sends an impression to certain sensory nerve-cells; these transmit +an influence to other cells, and these again to the lacrymal glands. The +influence transmitted to these glands causes, as there is good reason to +believe, the relaxation of the muscular coats of the smaller arteries; +this allows more blood to permeate the glandular tissue, and this induces +a free secretion of tears. When the small arteries of the face, including +those of the retina, are relaxed under very different circumstances, +namely, during an intense blush, the lacrymal glands are sometimes +affected in a like manner, for the eyes become suffused with tears. +</p> + +<p> +It is difficult to conjecture how many reflex actions have originated, +but, in relation to the present case of the affection of the lacrymal +glands through irritation of the surface of the eye, it may be worth +remarking that, as soon as some primordial form became semi-terrestrial in +its habits, and was liable to get particles of dust into its eyes, if +these were not washed out they would cause much irritation; and on the +principle of the radiation of nerve-force to adjoining nerve-cells, the +lacrymal glands would be stimulated to secretion. As this would often +recur, and as nerve-force readily passes along accustomed channels, a +slight irritation would ultimately suffice to cause a free secretion of +tears. +</p> + +<p> +As soon as by this, or by some other means, a reflex action of this nature +had been established and rendered easy, other stimulants applied to the +surface of the eye—such as a cold wind, slow inflammatory action, or +a blow on the eyelids—would cause a copious secretion of tears, as +we know to be the case. The glands are also excited into action through +the irritation of adjoining parts. Thus when the nostrils are irritated by +pungent vapours, though the eyelids may be kept firmly closed, tears are +copiously secreted; and this likewise follows from a blow on the nose, for +instance from a boxing-glove. A stinging switch on the face produces, as I +have seen, the same effect. In these latter cases the secretion of tears +is an incidental result, and of no direct service. As all these parts of +the face, including the lacrymal glands, are supplied with branches of the +same nerve, namely, the fifth, it is in some degree intelligible that the +effects of the excitement of any one branch should spread to the +nerve-cells or roots of the other branches. +</p> + +<p> +The internal parts of the eye likewise act, under certain conditions, in a +reflex manner on the lacrymal glands. The following statements have been +kindly communicated to me by Mr. Bowman; but the subject is a very +intricate one, as all the parts of the eye are so intimately related +together, and are so sensitive to various stimulants. A strong light +acting on the retina, when in a normal condition, has very little tendency +to cause lacrymation; but with unhealthy children having small, +old-standing ulcers on the cornea, the retina becomes excessively +sensitive to light, and exposure even to common daylight causes forcible +and sustained closure of the lids, and a profuse flow of tears. When +persons who ought to begin the use of convex glasses habitually strain the +waning power of accommodation, an undue secretion of tears very often +follows, and the retina is liable to become unduly sensitive to light. In +general, morbid affections of the surface of the eye, and of the ciliary +structures concerned in the accommodative act, are prone to be accompanied +with excessive secretion of tears. Hardness of the eyeball, not rising to +inflammation, but implying a want of balance between the fluids poured out +and again taken up by the intra-ocular vessels, is not usually attended +with any lacrymation. When the balance is on the other side, and the eye +becomes too soft, there is a greater tendency to lacrymation. Finally, +there are numerous morbid states and structural alterations of the eyes, +and even terrible inflammations, which may be attended with little or no +secretion of tears. +</p> + +<p> +It also deserves notice, as indirectly bearing on our subject, that the +eye and adjoining parts are subject to an extraordinary number of reflex +and associated movements, sensations, and actions, besides those relating +to the lacrymal glands. When a bright light strikes the retina of one eye +alone, the iris contracts, but the iris of the other eye moves after a +measurable interval of time. The iris likewise moves in accommodation to +near or distant vision, and when the two eyes are made to converge.<a +href="#linknote-623" name="linknoteref-623" id="linknoteref-623">[623]</a> +Every one knows how irresistibly the eyebrows are drawn down under an +intensely bright light. The eyelids also involuntarily wink when an object +is moved near the eyes, or a sound is suddenly heard. The well-known case +of a bright light causing some persons to sneeze is even more curious; for +nerve-force here radiates from certain nerve-cells in connection with the +retina, to the sensory nerve-cells of the nose, causing it to tickle; and +from these, to the cells which command the various respiratory muscles +(the orbiculars included) which expel the air in so peculiar a manner that +it rushes through the nostrils alone. +</p> + +<p> +To return to our point: why are tears secreted during a screaming-fit or +other violent expiratory efforts? As a slight blow on the eyelids causes a +copious secretion of tears, it is at least possible that the spasmodic +contraction of the eyelids, by pressing strongly on the eyeball, should in +a similar manner cause some secretion. This seems possible, although the +voluntary contraction of the same muscles does not produce any such +effect. We know that a man cannot voluntarily sneeze or cough with nearly +the same force as he does automatically; and so it is with the contraction +of the orbicular muscles: Sir C. Bell experimented on them, and found that +by suddenly and forcibly closing the eyelids in the dark, sparks of light +are seen, like those caused by tapping the eyelids with the fingers; “but +in sneezing the compression is both more rapid and more forcible, and the +sparks are more brilliant.” That these sparks are due to the contraction +of the eyelids is clear, because if they “are held open during the act of +sneezing, no sensation of light will be experienced.” In the peculiar +cases referred to by Professor Donders and Mr. Bowman, we have seen that +some weeks after the eye has been very slightly injured, spasmodic +contractions of the eyelids ensue, and these are accompanied by a profuse +flow of tears. In the act of yawning, the tears are apparently due solely +to the spasmodic contraction of the muscles round the eyes. +Notwithstanding these latter cases, it seems hardly credible that the +pressure of the eyelids on the surface of the eye, although effected +spasmodically and therefore with much greater force than can be done +voluntarily, should be sufficient to cause by reflex action the secretion +of tears in the many cases in which this occurs during violent expiratory +efforts. +</p> + +<p> +Another cause may come conjointly into play. We have seen that the +internal parts of the eye, under certain conditions act in a reflex manner +on the lacrymal glands. We know that during violent expiratory efforts the +pressure of the arterial blood within the vessels of the eye is increased, +and that the return of the venous blood is impeded. It seems, therefore, +not improbable that the distension of the ocular vessels, thus induced, +might act by reflection on the lacrymal glands—the effects due to +the spasmodic pressure of the eyelids on the surface of the eye being thus +increased. +</p> + +<p> +In considering how far this view is probable, we should bear in mind that +the eyes of infants have been acted on in this double manner during +numberless generations, whenever they have screamed; and on the principle +of nerve-force readily passing along accustomed channels, even a moderate +compression of the eyeballs and a moderate distension of the ocular +vessels would ultimately come, through habit, to act on the glands. We +have an analogous case in the orbicular muscles being almost always +contracted in some slight degree, even during a gentle crying-fit, when +there can be no distension of the vessels and no uncomfortable sensation +excited within the eyes. +</p> + +<p> +Moreover, when complex actions or movements have long been performed in +strict association together, and these are from any cause at first +voluntarily and afterwards habitually checked, then if the proper exciting +conditions occur, any part of the action or movement which is least under +the control of the will, will often still be involuntarily performed. The +secretion by a gland is remarkably free from the influence of the will; +therefore, when with the advancing age of the individual, or with the +advancing culture of the race, the habit of crying out or screaming is +restrained, and there is consequently no distension of the blood-vessels +of the eye, it may nevertheless well happen that tears should still be +secreted. We may see, as lately remarked, the muscles round the eyes of a +person who reads a pathetic story, twitching or trembling in so slight a +degree as hardly to be detected. In this case there has been no screaming +and no distension of the blood-vessels, yet through habit certain +nerve-cells send a small amount of nerve-force to the cells commanding the +muscles round the eyes; and they likewise send some to the cells +commanding the lacrymal glands, for the eyes often become at the same time +just moistened with tears. If the twitching of the muscles round the eyes +and the secretion of tears had been completely prevented, nevertheless it +is almost certain that there would have been some tendency to transmit +nerve-force in these same directions; and as the lacrymal glands are +remarkably free from the control of the will, they would be eminently +liable still to act, thus betraying, though there were no other outward +signs, the pathetic thoughts which were passing through the person’s mind. +</p> + +<p> +As a further illustration of the view here advanced, I may remark that if, +during an early period of life, when habits of all kinds are readily +established, our infants, when pleased, had been accustomed to utter loud +peals of laughter (during which the vessels of their eyes are distended) +as often and as continuously as they have yielded when distressed to +screaming-fits, then it is probable that in after life tears would have +been as copiously and as regularly secreted under the one state of mind as +under the other. Gentle laughter, or a smile, or even a pleasing thought, +would have sufficed to cause a moderate secretion of tears. There does +indeed exist an evident tendency in this direction, as will be seen in a +future chapter, when we treat of the tender feelings. With the Sandwich +Islanders, according to Freycinet,<a href="#linknote-624" +name="linknoteref-624" id="linknoteref-624">[624]</a> tears are actually +recognized as a sign of happiness; but we should require better evidence +on this head than that of a passing voyager. So again if our infants, +during many generations, and each of them during several years, had almost +daily suffered from prolonged choking-fits, during which the vessels of +the eye are distended and tears copiously secreted, then it is probable, +such is the force of associated habit, that during after life the mere +thought of a choke, without any distress of mind, would have sufficed to +bring tears into our eyes. +</p> + +<p> +To sum up this chapter, weeping is probably the result of some such chain +of events as follows. Children, when wanting food or suffering in any way, +cry out loudly, like the young of most other animals, partly as a call to +their parents for aid, and partly from any great exertion serving relief. +Prolonged screaming inevitably leads to the gorging of the blood-vessels +of the eye; and this will have led, at first consciously and at last +habitually, to the contraction of the muscles round the eyes in order to +protect them. At the same time the spasmodic pressure on the surface of +the eye, and the distension of the vessels within the eye, without +necessarily entailing any conscious sensation, will have affected, through +reflex action, the lacrymal glands. Finally, through the three principles +of nerve-force readily passing along accustomed channels—of +association, which is so widely extended in its power—and of certain +actions, being more under the control of the will than others—it has +come to pass that suffering readily causes the secretion of tears, without +being necessarily accompanied by any other action. +</p> + +<p> +Although in accordance with this view we must look at weeping as an +incidental result, as purposeless as the secretion of tears from a blow +outside the eye, or as a sneeze from the retina being affected by a bright +light, yet this does not present any difficulty in our understanding how +the secretion of tears serves as a relief to suffering. And by as much as +the weeping is more violent or hysterical, by so much will the relief be +greater,—on the same principle that the writhing of the whole body, +the grinding of the teeth, and the uttering of piercing shrieks, all give +relief under an agony of pain. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0007" id="link2HCH0007"></a> +CHAPTER VII.<br/>LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. +</h2> + +<p> +General effect of grief on the system—Obliquity of the eyebrows +under suffering—On the cause of the obliquity of the eyebrows—On +the depression of the corners of the mouth. +</p> + +<p class="p2"> +After the mind has suffered from an acute paroxysm of grief, and the cause +still continues, we fall into a state of low spirits; or we may be utterly +cast down and dejected. Prolonged bodily pain, if not amounting to an +agony, generally leads to the same state of mind. If we expect to suffer, +we are anxious; if we have no hope of relief, we despair. +</p> + +<p> +Persons suffering from excessive grief often seek relief by violent and +almost frantic movements, as described in a former chapter; but when their +suffering is somewhat mitigated, yet prolonged, they no longer wish for +action, but remain motionless and passive, or may occasionally rock +themselves to and fro. The circulation becomes languid; the face pale; the +muscles flaccid; the eyelids droop; the head hangs on the contracted +chest; the lips, cheeks, and lower jaw all sink downwards from their own +weight. Hence all the features are lengthened; and the face of a person +who hears bad news is said to fall. A party of natives in Tierra del Fuego +endeavoured to explain to us that their friend, the captain of a sealing +vessel, was out of spirits, by pulling down their cheeks with both hands, +so as to make their faces as long as possible. Mr. Bunnet informs me that +the Australian aborigines when out of spirits have a chop-fallen +appearance. After prolonged suffering the eyes become dull and lack +expression, and are often slightly suffused with tears. The eyebrows not +rarely are rendered oblique, which is due to their inner ends being +raised. This produces peculiarly-formed wrinkles on the forehead, which +are very different from those of a simple frown; though in some cases a +frown alone may be present. The comers of the mouth are drawn downwards, +which is so universally recognized as a sign of being out of spirits, that +it is almost proverbial. +</p> + +<p> +The breathing becomes slow and feeble, and is often interrupted by deep +sighs. As Gratiolet remarks, whenever our attention is long concentrated +on any subject, we forget to breathe, and then relieve ourselves by a deep +inspiration; but the sighs of a sorrowful person, owing to his slow +respiration and languid circulation, are eminently characteristic.<a +href="#linknote-701" name="linknoteref-701" id="linknoteref-701">[701]</a> +As the grief of a person in this state occasionally recurs and increases +into a paroxysm, spasms affect the respiratory muscles, and he feels as if +something, the so-called <i>globus hystericus</i>, was rising in his +throat. These spasmodic movements are clearly allied to the sobbing of +children, and are remnants of those severer spasms which occur when a +person is said to choke from excessive grief.<a href="#linknote-702" +name="linknoteref-702" id="linknoteref-702">[702]</a> +</p> + +<p> +<i>Obliquity of the eyebrows</i>.—Two points alone in the above +description require further elucidation, and these are very curious ones; +namely, the raising of the inner ends of the eyebrows, and the drawing +down of the corners of the mouth. With respect to the eyebrows, they may +occasionally be seen to assume an oblique position in persons suffering +from deep dejection or anxiety; for instance, I have observed this +movement in a mother whilst speaking about her sick son; and it is +sometimes excited by quite trifling or momentary causes of real or +pretended distress. The eyebrows assume this position owing to the +contraction of certain muscles (namely, the orbiculars, corrugators, and +pyramidals of the nose, which together tend to lower and contract the +eyebrows) being partially cheeked by the more powerful action of the +central fasciæ of the frontal muscle. These latter fasciæ by their +contraction raise the inner ends alone of the eyebrows; and as the +corrugators at the same time draw the eyebrows together, their inner ends +become puckered into a fold or lump. This fold is a highly characteristic +point in the appearance of the eyebrows when rendered oblique, as may be +seen in figs. 2 and 5, Plate II. The eyebrows are at the same time +somewhat roughened, owing to the hairs being made to project. Dr. J. +Crichton Browne has also often noticed in melancholic patients who keep +their eyebrows persistently oblique, “a peculiar acute arching of the +upper eyelid.” A trace of this may be observed by comparing the right and +left eyelids of the young man in the photograph (fig. 2, Plate II.); for +he was not able to act equally on both eyebrows. This is also shown by the +unequal furrows on the two sides of his forehead. The acute arching of the +eyelids depends, I believe, on the inner end alone of the eyebrows being +raised; for when the whole eyebrow is elevated and arched, the upper +eyelid follows in a slight degree the same movement. +</p> + +<p> +<a name="linkimage-0019" id="linkimage-0019"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-2.jpg" width="100%" +alt=" Obliquity of the Eyebrows. Plate II " /> +</div> + +<p> +But the most conspicuous result of the opposed contraction of the +above-named muscles, is exhibited by the peculiar furrows formed on the +forehead. These muscles, when thus in conjoint yet opposed action, may be +called, for the sake of brevity, the grief-muscles. When a person elevates +his eyebrows by the contraction of the whole frontal muscle, transverse +wrinkles extend across the whole breadth of the forehead; but in the +present case the middle fasciae alone are contracted; consequently, +transverse furrows are formed across the middle part alone of the +forehead. The skin over the exterior parts of both eyebrows is at the same +time drawn downwards and smooth, by the contraction of the outer portions +of the orbicular muscles. The eyebrows are likewise brought together +through the simultaneous contraction of the corrugators;<a +href="#linknote-703" name="linknoteref-703" id="linknoteref-703">[703]</a> +and this latter action generates vertical furrows, separating the exterior +and lowered part of the skin of the forehead from the central and raised +part. The union of these vertical furrows with the central and transverse +furrows (see figs. 2 and 3) produces a mark on the forehead which has been +compared to a horse-shoe; but the furrows more strictly form three sides +of a quadrangle. They are often conspicuous on the foreheads of adult or +nearly adult persons, when their eyebrows are made oblique; but with young +children, owing to their skin not easily wrinkling, they are rarely seen, +or mere traces of them can be detected. +</p> + +<p> +These peculiar furrows are best represented in fig. 3, Plate II., on the +forehead of a young lady who has the power in an unusual degree of +voluntarily acting on the requisite muscles. As she was absorbed in the +attempt, whilst being photographed, her expression was not at all one of +grief; I have therefore given the forehead alone. Fig. 1 on the same +plate, copied from Dr. Duchenne’s work,<a href="#linknote-704" +name="linknoteref-704" id="linknoteref-704">[704]</a> represents, on a +reduced scale, the face, in its natural state, of a young man who was a +good actor. In fig. 2 he is shown simulating grief, but the two eyebrows, +as before remarked, are not equally acted on. That the expression is true, +may be inferred from the fact that out of fifteen persons, to whom the +original photograph was shown, without any clue to what was intended being +given them, fourteen immediately answered, “despairing sorrow,” “suffering +endurance,” “melancholy,” and so forth. The history of fig. 5 is rather +curious: I saw the photograph in a shop-window, and took it to Mr. +Rejlander for the sake of finding out by whom it had been made; remarking +to him how pathetic the expression was. He answered, “I made it, and it +was likely to be pathetic, for the boy in a few minutes burst out crying.” +He then showed me a photograph of the same boy in a placid state, which I +have had (fig. 4) reproduced. In fig. 6, a trace of obliquity in the +eyebrows may be detected; but this figure, as well as fig. 7, is given to +show the depression of the corners of the mouth, to which subject I shall +presently refer. +</p> + +<p> +Few persons, without some practice, can voluntarily act on their +grief-muscles; but after repeated trials a considerable number succeed, +whilst others never can. The degree of obliquity in the eyebrows, whether +assumed voluntarily or unconsciously, differs much in different persons. +With some who apparently have unusually strong pyramidal muscles, the +contraction of the central fasciae of the frontal muscle, although it may +be energetic, as shown by the quadrangular furrows on the forehead, does +not raise the inner ends of the eyebrows, but only prevents their being so +much lowered as they otherwise would have been. As far as I have been able +to observe, the grief-muscles are brought into action much more frequently +by children and women than by men. They are rarely acted on, at least with +grown-up persons, from bodily pain, but almost exclusively from mental +distress. Two persons who, after some practice, succeeded in acting on +their grief-muscles, found by looking at a mirror that when they made +their eyebrows oblique, they unintentionally at the same time depressed +the corners of their mouths; and this is often the case when the +expression is naturally assumed. +</p> + +<p> +The power to bring the grief-muscles freely into play appears to be +hereditary, like almost every other human faculty. A lady belonging to a +family famous for having produced an extraordinary number of great actors +and actresses, and who can herself give this expression “with singular +precision,” told Dr. Crichton Browne that all her family had possessed the +power in a remarkable degree. The same hereditary tendency is said to have +extended, as I likewise hear from Dr. Browne, to the last descendant of +the family, which gave rise to Sir Walter Scott’s novel of ‘Red Gauntlet;’ +but the hero is described as contracting his forehead into a horseshoe +mark from any strong emotion. I have also seen a young woman whose +forehead seemed almost habitually thus contracted, independently of any +emotion being at the time felt. +</p> + +<p> +The grief-muscles are not very frequently brought into play; and as the +action is often momentary, it easily escapes observation. Although the +expression, when observed, is universally and instantly recognized as that +of grief or anxiety, yet not one person out of a thousand who has never +studied the subject, is able to say precisely what change passes over the +sufferer’s face. Hence probably it is that this expression is not even +alluded to, as far as I have noticed, in any work of fiction, with the +exception of ‘Red Gauntlet’ and of one other novel; and the authoress of +the latter, as I am informed, belongs to the famous family of actors just +alluded to; so that her attention may have been specially called to the +subject. +</p> + +<p> +The ancient Greek sculptors were familiar with the expression, as shown in +the statues of the Laocoon and Arretino; but, as Duchenne remarks, they +carried the transverse furrows across the whole breadth of the forehead, +and thus committed a great anatomical mistake: this is likewise the case +in some modern statues. It is, however, more probable that these +wonderfully accurate observers intentionally sacrificed truth for the sake +of beauty, than that they made a mistake; for rectangular furrows on the +forehead would not have had a grand appearance on the marble. The +expression, in its fully developed condition, is, as far as I can +discover, not often represented in pictures by the old masters, no doubt +owing to the same cause; but a lady who is perfectly familiar with this +expression, informs me that in Fra Angelico’s ‘Descent from the Cross’ in +Florence, it is clearly exhibited in one of the figures on the right-hand; +and I could add a few other instances. +</p> + +<p> +Dr. Crichton Browne, at my request, closely attended to this expression in +the numerous insane patients under his care in the West Riding Asylum; and +he is familiar with Duchenne’s photographs of the action of the +grief-muscles. He informs me that they may constantly be seen in energetic +action in cases of melancholia, and especially of hypochondria; and that +the persistent lines or furrows, due to their habitual contraction, are +characteristic of the physiognomy of the insane belonging to these two +classes. Dr. Browne carefully observed for me during a considerable period +three cases of hypochondria, in which the grief-muscles were persistently +contracted. In one of these, a widow, aged 51, fancied that she had lost +all her viscera, and that her whole body was empty. She wore an expression +of great distress, and beat her semi-closed hands rhythmically together +for hours. The grief-muscles were permanently contracted, and the upper +eyelids arched. This condition lasted for months; she then recovered, and +her countenance resumed its natural expression. A second case presented +nearly the same peculiarities, with the addition that the comers of the +mouth were depressed. +</p> + +<p> +Mr. Patrick Nicol has also kindly observed for me several cases in the +Sussex Lunatic Asylum, and has communicated to me full details with +respect to three of them; but they need not here be given. From his +observations on melancholic patients, Mr. Nicol concludes that the inner +ends of the eyebrows are almost always more or less raised, with the +wrinkles on the forehead more or less plainly marked. In the case of one +young woman, these wrinkles were observed to be in constant slight play or +movement. In some cases the comers of the mouth are depressed, but often +only in a slight degree. Some amount of difference in the expression of +the several melancholic patients could almost always be observed. The +eyelids generally droop; and the skin near their outer comers and beneath +them is wrinkled. The naso-labial fold, which runs from the wings of the +nostrils to the comers of the mouth, and which is so conspicuous in +blubbering children, is often plainly marked in these patients. +</p> + +<p> +Although with the insane the grief-muscles often act persistently; yet in +ordinary cases they are sometimes brought unconsciously into momentary +action by ludicrously slight causes. A gentleman rewarded a young lady by +an absurdly small present; she pretended to be offended, and as she +upbraided him, her eyebrows became extremely oblique, with the forehead +properly wrinkled. Another young lady and a youth, both in the highest +spirits, were eagerly talking together with extraordinary rapidity; and I +noticed that, as often as the young lady was beaten, and could not get out +her words fast enough, her eyebrows went obliquely upwards, and +rectangular furrows were formed on her forehead. She thus each time +hoisted a flag of distress; and this she did half-a-dozen times in the +course of a few minutes. I made no remark on the subject, but on a +subsequent occasion I asked her to act on her grief-muscles; another girl +who was present, and who could do so voluntarily, showing her what was +intended. She tried repeatedly, but utterly failed; yet so slight a cause +of distress as not being able to talk quickly enough, sufficed to bring +these muscles over and over again into energetic action. +</p> + +<p> +The expression of grief, due to the contraction of the grief-muscles, is +by no means confined to Europeans, but appears to be common to all the +races of mankind. I have, at least, received trustworthy accounts in +regard to Hindoos, Dhangars (one of the aboriginal hill-tribes of India, +and therefore belonging to a quite distinct race from the Hindoos), +Malays, Negroes and Australians. With respect to the latter, two observers +answer my query in the affirmative, but enter into no details. Mr. Taplin, +however, appends to my descriptive remarks the words “this is exact.” With +respect to negroes, the lady who told me of Fra Angelico’s picture, saw a +negro towing a boat on the Nile, and as he encountered an obstruction, she +observed his grief-muscles in strong action, with the middle of the +forehead well wrinkled. Mr. Geach watched a Malay man in Malacca, with the +comers of his mouth much depressed, the eyebrows oblique, with deep short +grooves on the forehead. This expression lasted for a very short time; and +Mr. Geach remarks it “was a strange one, very much like a person about to +cry at some great loss.” +</p> + +<p> +In India Mr. H. Erskine found that the natives were familiar with this +expression; and Mr. J. Scott, of the Botanic Gardens, Calcutta, has +obligingly sent me a full description of two cases. He observed during +some time, himself unseen, a very young Dhangar woman from Nagpore, the +wife of one of the gardeners, nursing her baby who was at the point of +death; and he distinctly saw the eyebrows raised at the inner comers, the +eyelids drooping, the forehead wrinkled in the middle, the mouth slightly +open, with the comers much depressed. He then came from behind a screen of +plants and spoke to the poor woman, who started, burst into a bitter flood +of tears, and besought him to cure her baby. The second case was that of a +Hindustani man, who from illness and poverty was compelled to sell his +favourite goat. After receiving the money, he repeatedly looked at the +money in his hand and then at the goat, as if doubting whether he would +not return it. He went to the goat, which was tied up ready to be led +away, and the animal reared up and licked his hands. His eyes then wavered +from side to side; his “mouth was partially closed, with the corners very +decidedly depressed.” At last the poor man seemed to make up his mind that +he must part with his goat, and then, as Mr. Scott saw, the eyebrows +became slightly oblique, with the characteristic puckering or swelling at +the inner ends, but the wrinkles on the forehead were not present. The man +stood thus for a minute, then heaving a deep sigh, burst into tears, +raised up his two hands, blessed the goat, turned round, and without +looking again, went away. +</p> + +<p> +<i>On the cause of the obliquity of the eyebrows under suffering</i>.—During +several years no expression seemed to me so utterly perplexing as this +which we are here considering. Why should grief or anxiety cause the +central fasciae alone of the frontal muscle together with those round the +eyes, to contract? Here we seem to have a complex movement for the sole +purpose of expressing grief; and yet it is a comparatively rare +expression, and often overlooked. I believe the explanation is not so +difficult as it at first appears. Dr. Duchenne gives a photograph of the +young man before referred to, who, when looking upwards at a strongly +illuminated surface, involuntarily contracted his grief-muscles in an +exaggerated manner. I had entirely forgotten this photograph, when on a +very bright day with the sun behind me, I met, whilst on horseback, a girl +whose eyebrows, as she looked up at me, became extremely oblique, with the +proper furrows on her forehead. I have observed the same movement under +similar circumstances on several subsequent occasions. On my return home I +made three of my children, without giving them any clue to my object, look +as long and as attentively as they could, at the summit of a tall tree +standing against an extremely bright sky. With all three, the orbicular, +corrugator, and pyramidal muscles were energetically contracted, through +reflex action, from the excitement of the retina, so that their eyes might +be protected from the bright light. But they tried their utmost to look +upwards; and now a curious struggle, with spasmodic twitchings, could be +observed between the whole or only the central portion of the frontal +muscle, and the several muscles which serve to lower the eyebrows and +close the eyelids. The involuntary contraction of the pyramidal caused the +basal part of their noses to be transversely and deeply wrinkled. In one +of the three children, the whole eyebrows were momentarily raised and +lowered by the alternate contraction of the whole frontal muscle and of +the muscles surrounding the eyes, so that the whole breadth of the +forehead was alternately wrinkled and smoothed. In the other two children +the forehead became wrinkled in the middle part alone, rectangular furrows +being thus produced; and the eyebrows were rendered oblique, with their +inner extremities puckered and swollen,—in the one child in a slight +degree, in the other in a strongly marked manner. This difference in the +obliquity of the eyebrows apparently depended on a difference in their +general mobility, and in the strength of the pyramidal muscles. In both +these cases the eyebrows and forehead were acted on under the influence of +a strong light, in precisely the same manner, in every characteristic +detail, as under the influence of grief or anxiety. +</p> + +<p> +Duchenne states that the pyramidal muscle of the nose is less under the +control of the will than are the other muscles round the eyes. He remarks +that the young man who could so well act on his grief-muscles, as well as +on most of his other facial muscles, could not contract the pyramidals.<a +href="#linknote-705" name="linknoteref-705" id="linknoteref-705">[705]</a> +This power, however, no doubt differs in different persons. The pyramidal +muscle serves to draw down the skin of the forehead between the eyebrows, +together with their inner extremities. The central fasciae of the frontal +are the antagonists of the pyramidal; and if the action of the latter is +to be specially checked, these central fasciae must be contracted. So that +with persons having powerful pyramidal muscles, if there is under the +influence of a bright light an unconscious desire to prevent the lowering +of the eyebrows, the central fasciae of the frontal muscle must be brought +into play; and their contraction, if sufficiently strong to overmaster the +pyramidals, together with the contraction of the corrugator and orbicular +muscles, will act in the manner just described on the eyebrows and +forehead. +</p> + +<p> +When children scream or cry out, they contract, as we know, the orbicular, +corrugator, and pyramidal muscles, primarily for the sake of compressing +their eyes, and thus protecting them from being gorged with blood, and +secondarily through habit. I therefore expected to find with children, +that when they endeavoured either to prevent a crying-fit from coming on, +or to stop crying, they would cheek the contraction of the above-named +muscles, in the same manner as when looking upwards at a bright light; and +consequently that the central fasciae of the frontal muscle would often be +brought into play. Accordingly, I began myself to observe children at such +times, and asked others, including some medical men, to do the same. It is +necessary to observe carefully, as the peculiar opposed action of these +muscles is not nearly so plain in children, owing to their foreheads not +easily wrinkling, as in adults. But I soon found that the grief-muscles +were very frequently brought into distinct action on these occasions. It +would be superfluous to give all the cases which have been observed; and I +will specify only a few. A little girl, a year and a half old, was teased +by some other children, and before bursting into tears her eyebrows became +decidedly oblique. With an older girl the same obliquity was observed, +with the inner ends of the eyebrows plainly puckered; and at the same time +the corners of the mouth were drawn downwards. As soon as she burst into +tears, the features all changed and this peculiar expression vanished. +Again, after a little boy had been vaccinated, which made him scream and +cry violently, the surgeon gave him an orange brought for the purpose, and +this pleased the child much; as he stopped crying all the characteristic +movements were observed, including the formation of rectangular wrinkles +in the middle of the forehead. Lastly, I met on the road a little girl +three or four years old, who had been frightened by a dog, and when I +asked her what was the matter, she stopped whimpering, and her eyebrows +instantly became oblique to an extraordinary degree. +</p> + +<p> +Here then, as I cannot doubt, we have the key to the problem why the +central fasciae of the frontal muscle and the muscles round the eyes +contract in opposition to each other under the influence of grief;—whether +their contraction be prolonged, as with the melancholic insane, or +momentary, from some trifling cause of distress. We have all of us, as +infants, repeatedly contracted our orbicular, corrugator, and pyramidal +muscles, in order to protect our eyes whilst screaming; our progenitors +before us have done the same during many generations; and though with +advancing years we easily prevent, when feeling distressed, the utterance +of screams, we cannot from long habit always prevent a slight contraction +of the above-named muscles; nor indeed do we observe their contraction in +ourselves, or attempt to stop it, if slight. But the pyramidal muscles +seem to be less under the command of the will than the other related +muscles; and if they be well developed, their contraction can be checked +only by the antagonistic contraction of the central fasciae of the frontal +muscle. The result which necessarily follows, if these fasciae contract +energetically, is the oblique drawing up of the eyebrows, the puckering of +their inner ends, and the formation of rectangular furrows on the middle +of the forehead. As children and women cry much more freely than men, and +as grown-up persons of both sexes rarely weep except from mental distress, +we can understand why the grief-muscles are more frequently seen in +action, as I believe to be the case, with children and women than with +men; and with adults of both sexes from mental distress alone. In some of +the cases before recorded, as in that of the poor Dhangar woman and of the +Hindustani man, the action of the grief-muscles was quickly followed by +bitter weeping. In all cases of distress, whether great or small, our +brains tend through long habit to send an order to certain muscles to +contract, as if we were still infants on the point of screaming out; but +this order we, by the wondrous power of the will, and through habit, are +able partially to counteract; although this is effected unconsciously, as +far as the means of counteraction are concerned. +</p> + +<p class="p2"> +<i>On the depression of the corners of the mouth</i>.—This action is +effected by the <i>depressores anguili oris</i> (see letter K in figs. 1 +and 2). The fibres of this muscle diverge downwards, with the upper +convergent ends attached round the angles of the mouth, and to the lower +lip a little way within the angles.<a href="#linknote-706" +name="linknoteref-706" id="linknoteref-706">[706]</a> Some of the fibres +appear to be antagonistic to the great zygomatic muscle, and others to the +several muscles running to the outer part of the upper lip. The +contraction of this muscle draws downwards and outwards the corners of the +mouth, including the outer part of the upper lip, and even in a slight +degree the wings of the nostrils. When the mouth is closed and this muscle +acts, the commissure or line of junction of the two lips forms a curved +line with the concavity downwards,<a href="#linknote-707" +name="linknoteref-707" id="linknoteref-707">[707]</a> and the lips +themselves are generally somewhat protruded, especially the lower one. The +mouth in this state is well represented in the two photographs (Plate II., +figs. 6 and 7) by Mr. Rejlander. The upper boy (fig. 6) had just stopped +crying, after receiving a slap on the face from another boy; and the right +moment was seized for photographing him. +</p> + +<p> +The expression of low spirits, grief or dejection, due to the contraction +of this muscle has been noticed by every one who has written on the +subject. To say that a person “is down in the mouth,” is synonymous with +saying that he is out of spirits. The depression of the corners may often +be seen, as already stated on the authority of Dr. Crichton Browne and Mr. +Nicol, with the melancholic insane, and was well exhibited in some +photographs sent to me by the former gentleman, of patients with a strong +tendency to suicide. It has been observed with men belonging to various +races, namely with Hindoos, the dark hill-tribes of India, Malays, and, as +the Rev. Mr. Hagenauer informs me, with the aborigines of Australia. +</p> + +<p> +When infants scream they firmly contract the muscles round their eyes, and +this draws up the upper lip; and as they have to keep their mouths widely +open, the depressor muscles running to the corners are likewise brought +into strong action. This generally, but not invariably, causes a slight +angular bend in the lower lip on both sides, near the corners of the +mouth. The result of the upper and lower lip being thus acted on is that +the mouth assumes a squarish outline. The contraction of the depressor +muscle is best seen in infants when not screaming violently, and +especially just before they begin, or when they cease to scream. Their +little faces then acquire an extremely piteous expression, as I +continually observed with my own infants between the ages of about six +weeks and two or three months. Sometimes, when they are struggling against +a crying-fit, the outline of the mouth is curved in so exaggerated a +manner as to be like a horseshoe; and the expression of misery then +becomes a ludicrous caricature. +</p> + +<p> +The explanation of the contraction of this muscle, under the influence of +low spirits or dejection, apparently follows from the same general +principles as in the case of the obliquity of the eyebrows. Dr. Duchenne +informs me that he concludes from his observations, now prolonged during +many years, that this is one of the facial muscles which is least under +the control of the will. This fact may indeed be inferred from what has +just been stated with respect to infants when doubtfully beginning to cry, +or endeavouring to stop crying; for they then generally command all the +other facial muscles more effectually than they do the depressors of the +corners of the mouth. Two excellent observers who had no theory on the +subject, one of them a surgeon, carefully watched for me some older +children and women as with some opposed struggling they very gradually +approached the point of bursting out into tears; and both observers felt +sure that the depressors began to act before any of the other muscles. Now +as the depressors have been repeatedly brought into strong action during +infancy in many generations, nerve-force will tend to flow, on the +principle of long associated habit, to these muscles as well as to various +other facial muscles, whenever in after life even a slight feeling of +distress is experienced. But as the depressors are somewhat less under the +control of the will than most of the other muscles, we might expect that +they would often slightly contract, whilst the others remained passive. It +is remarkable how small a depression of the corners of the mouth gives to +the countenance an expression of low spirits or dejection, so that an +extremely slight contraction of these muscles would be sufficient to +betray this state of mind. +</p> + +<p class="p2"> +I may here mention a trifling observation, as it will serve to sum up our +present subject. An old lady with a comfortable but absorbed expression +sat nearly opposite to me in a railway carriage. Whilst I was looking at +her, I saw that her <i>depressores anguli oris</i> became very slightly, +yet decidedly, contracted; but as her countenance remained as placid as +ever, I reflected how meaningless was this contraction, and how easily one +might be deceived. The thought had hardly occurred to me when I saw that +her eyes suddenly became suffused with tears almost to overflowing, and +her whole countenance fell. There could now be no doubt that some painful +recollection, perhaps that of a long-lost child, was passing through her +mind. As soon as her sensorium was thus affected, certain nerve-cells from +long habit instantly transmitted an order to all the respiratory muscles, +and to those round the mouth, to prepare for a fit of crying. But the +order was countermanded by the will, or rather by a later acquired habit, +and all the muscles were obedient, excepting in a slight degree the <i>depressores +anguli oris</i>. The mouth was not even opened; the respiration was not +hurried; and no muscle was affected except those which draw down the +corners of the mouth. +</p> + +<p> +As soon as the mouth of this lady began, involuntarily and unconsciously +on her part, to assume the proper form for a crying-fit, we may feel +almost sure that some nerve-influence would have been transmitted through +the long accustomed channels to the various respiratory muscles, as well +as to those round the eyes, and to the vaso-motor centre which governs the +supply of blood sent to the lacrymal glands. Of this latter fact we have +indeed clear evidence in her eyes becoming slightly suffused with tears; +and we can understand this, as the lacrymal glands are less under the +control of the will than the facial muscles. No doubt there existed at the +same time some tendency in the muscles round the eyes at contract, as if +for the sake of protecting them from being gorged with blood, but this +contraction was completely overmastered, and her brow remained unruffled. +Had the pyramidal, corrugator, and orbicular muscles been as little +obedient to the will, as they are in many persons, they would have been +slightly acted on; and then the central fasciae of the frontal muscle +would have contracted in antagonism, and her eyebrows would have become +oblique, with rectangular furrows on her forehead. Her countenance would +then have expressed still more plainly than it did a state of dejection, +or rather one of grief. +</p> + +<p> +Through steps such as these we can understand how it is, that as soon as +some melancholy thought passes through the brain, there occurs a just +perceptible drawing down of the corners of the mouth, or a slight raising +up of the inner ends of the eyebrows, or both movements combined, and +immediately afterwards a slight suffusion of tears. A thrill of +nerve-force is transmitted along several habitual channels, and produces +an effect on any point where the will has not acquired through long habit +much power of interference. The above actions may be considered as +rudimental vestiges of the screaming-fits, which are so frequent and +prolonged during infancy. In this case, as well as in many others, the +links are indeed wonderful which connect cause and effect in giving rise +to various expressions on the human countenance; and they explain to us +the meaning of certain movements, which we involuntarily and unconsciously +perform, whenever certain transitory emotions pass through our minds. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0008" id="link2HCH0008"></a> +CHAPTER VIII.<br/>JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. +</h2> + +<p> +Laughter primarily the expression of joy—Ludicrous ideas—Movements +of the features during laughter—Nature of the sound produced—The +secretion of tears during loud laughter—Gradation from loud laughter +to gentle smiling—High spirits—The expression of love—Tender +feelings—Devotion. +</p> + +<p class="p2"> +Joy, when intense, leads to various purposeless movements—to dancing +about, clapping the hands, stamping, &c., and to loud laughter. +Laughter seems primarily to be the expression of mere joy or happiness. We +clearly see this in children at play, who are almost incessantly laughing. +With young persons past childhood, when they are in high spirits, there is +always much meaningless laughter. The laughter of the gods is described by +Homer as “the exuberance of their celestial joy after their daily +banquet.” A man smiles—and smiling, as we shall see, graduates into +laughter—at meeting an old friend in the street, as he does at any +trifling pleasure, such as smelling a sweet perfume.<a href="#linknote-801" +name="linknoteref-801" id="linknoteref-801">[801]</a> Laura Bridgman, from +her blindness and deafness, could not have acquired any expression through +imitation, yet when a letter from a beloved friend was communicated to her +by gesture-language, she “laughed and clapped her hands, and the colour +mounted to her cheeks.” On other occasions she has been seen to stamp for +joy.<a href="#linknote-802" name="linknoteref-802" id="linknoteref-802">[802]</a> +</p> + +<p> +Idiots and imbecile persons likewise afford good evidence that laughter or +smiling primarily expresses mere happiness or joy. Dr. Crichton Browne, to +whom, as on so many other occasions, I am indebted for the results of his +wide experience, informs me that with idiots laughter is the most +prevalent and frequent of all the emotional expressions. Many idiots are +morose, passionate, restless, in a painful state of mind, or utterly +stolid, and these never laugh. Others frequently laugh in a quite +senseless manner. Thus an idiot boy, incapable of speech, complained to +Dr. Browne, by the aid of signs, that another boy in the asylum had given +him a black eye; and this was accompanied by “explosions of laughter and +with his face covered with the broadest smiles.” There is another large +class of idiots who are persistently joyous and benign, and who are +constantly laughing or smiling.<a href="#linknote-803" +name="linknoteref-803" id="linknoteref-803">[803]</a> Their countenances +often exhibit a stereotyped smile; their joyousness is increased, and they +grin, chuckle, or giggle, whenever food is placed before them, or when +they are caressed, are shown bright colours, or hear music. Some of them +laugh more than usual when they walk about, or attempt any muscular +exertion. The joyousness of most of these idiots cannot possibly be +associated, as Dr. Browne remarks, with any distinct ideas: they simply +feel pleasure, and express it by laughter or smiles. With imbeciles rather +higher in the scale, personal vanity seems to be the commonest cause of +laughter, and next to this, pleasure arising from the approbation of their +conduct. +</p> + +<p> +With grown-up persons laughter is excited by causes considerably different +from those which suffice during childhood; but this remark hardly applies +to smiling. Laughter in this respect is analogous with weeping, which with +adults is almost confined to mental distress, whilst with children it is +excited by bodily pain or any suffering, as well as by fear or rage. Many +curious discussions have been written on the causes of laughter with +grown-up persons. The subject is extremely complex. Something incongruous +or unaccountable, exciting surprise and some sense of superiority in the +laugher, who must be in a happy frame of mind, seems to be the commonest +cause.<a href="#linknote-804" name="linknoteref-804" id="linknoteref-804">[804]</a> +The circumstances must not be of a momentous nature: no poor man would +laugh or smile on suddenly hearing that a large fortune had been +bequeathed to him. If the mind is strongly excited by pleasurable +feelings, and any little unexpected event or thought occurs, then, as Mr. +Herbert Spencer remarks,<a href="#linknote-805" name="linknoteref-805" +id="linknoteref-805">[805]</a> “a large amount of nervous energy, instead +of being allowed to expend itself in producing an equivalent amount of the +new thoughts and emotion which were nascent, is suddenly checked in its +flow.”... “The excess must discharge itself in some other direction, and +there results an efflux through the motor nerves to various classes of the +muscles, producing the half-convulsive actions we term laughter.” An +observation, bearing on this point, was made by a correspondent during the +recent siege of Paris, namely, that the German soldiers, after strong +excitement from exposure to extreme danger, were particularly apt to burst +out into loud laughter at the smallest joke. So again when young children +are just beginning to cry, an unexpected event will sometimes suddenly +turn their crying into laughter, which apparently serves equally well to +expend their superfluous nervous energy. +</p> + +<p> +The imagination is sometimes said to be tickled by a ludicrous idea; and +this so-called tickling of the mind is curiously analogous with that of +the body. Every one knows how immoderately children laugh, and how their +whole bodies are convulsed when they are tickled. The anthropoid apes, as +we have seen, likewise utter a reiterated sound, corresponding with our +laughter, when they are tickled, especially under the armpits. I touched +with a bit of paper the sole of the foot of one of my infants, when only +seven days old, and it was suddenly jerked away and the toes curled about, +as in an older child. Such movements, as well as laughter from being +tickled, are manifestly reflex actions; and this is likewise shown by the +minute unstriped muscles, which serve to erect the separate hairs on the +body, contracting near a tickled surface.<a href="#linknote-806" +name="linknoteref-806" id="linknoteref-806">[806]</a> Yet laughter from a +ludicrous idea, though involuntary, cannot be called a strictly reflex +action. In this case, and in that of laughter from being tickled, the mind +must be in a pleasurable condition; a young child, if tickled by a strange +man, would scream from fear. The touch must be light, and an idea or +event, to be ludicrous, must not be of grave import. The parts of the body +which are most easily tickled are those which are not commonly touched, +such as the armpits or between the toes, or parts such as the soles of the +feet, which are habitually touched by a broad surface; but the surface on +which we sit offers a marked exception to this rule. According to +Gratiolet,<a href="#linknote-807" name="linknoteref-807" +id="linknoteref-807">[807]</a> certain nerves are much more sensitive to +tickling than others. From the fact that a child can hardly tickle itself, +or in a much less degree than when tickled by another person, it seems +that the precise point to be touched must not be known; so with the mind, +something unexpected—a novel or incongruous idea which breaks +through an habitual train of thought—appears to be a strong element +in the ludicrous. +</p> + +<p> +The sound of laughter is produced by a deep inspiration followed by short, +interrupted, spasmodic contractions of the chest, and especially of the +diaphragm.<a href="#linknote-808" name="linknoteref-808" +id="linknoteref-808">[808]</a> Hence we hear of “laughter holding both his +sides.” From the shaking of the body, the head nods to and fro. The lower +jaw often quivers up and down, as is likewise the case with some species +of baboons, when they are much pleased. +</p> + +<p> +<a name="linkimage-0020" id="linkimage-0020"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-3.jpg" width="100%" +alt="Moderate Laughter and Smiling. Plate III " /> +</div> + +<p> +During laughter the mouth is opened more or less widely, with the corners +drawn much backwards, as well as a little upwards; and the upper lip is +somewhat raised. The drawing back of the corners is best seen in moderate +laughter, and especially in a broad smile—the latter epithet showing +how the mouth is widened. In the accompanying figs. 1-3, Plate III., +different degrees of moderate laughter and smiling have been photographed. +The figure of the little girl, with the hat is by Dr. Wallich, and the +expression was a genuine one; the other two are by Mr. Rejlander. Dr. +Duchenne repeatedly insists<a href="#linknote-809" name="linknoteref-809" +id="linknoteref-809">[809]</a> that, under the emotion of joy, the mouth +is acted on exclusively by the great zygomatic muscles, which serve to +draw the corners backwards and upwards; but judging from the manner in +which the upper teeth are always exposed during laughter and broad +smiling, as well as from my own sensations, I cannot doubt that some of +the muscles running to the upper lip are likewise brought into moderate +action. The upper and lower orbicular muscles of the eyes are at the same +time more or less contracted; and there is an intimate connection, as +explained in the chapter on weeping, between the orbiculars, especially +the lower ones and some of the muscles running to the upper lip. Henle +remarks<a href="#linknote-810" name="linknoteref-810" id="linknoteref-810">[810]</a> +on this head, that when a man closely shuts one eye he cannot avoid +retracting the upper lip on the same side; conversely, if any one will +place his finger on his lower eyelid, and then uncover his upper incisors +as much as possible, he will feel, as his upper lip is drawn strongly +upwards, that the muscles of the lower eyelid contract. In Henle’s +drawing, given in woodcut, fig. 2, the <i>musculus malaris</i> (H) which +runs to the upper lip may be seen to form an almost integral part of the +lower orbicular muscle. +</p> + +<p> +Dr. Duchenne has given a large photograph of an old man (reduced on Plate +III. fig 4), in his usual passive condition, and another of the same man +(fig. 5), naturally smiling. The latter was instantly recognized by every +one to whom it was shown as true to nature. He has also given, as an +example of an unnatural or false smile, another photograph (fig. 6) of the +same old man, with the corners of his mouth strongly retracted by the +galvanization of the great zygomatic muscles. That the expression is not +natural is clear, for I showed this photograph to twenty-four persons, of +whom three could not in the least tell what was meant, whilst the others, +though they perceived that the expression was of the nature of a smile, +answered in such words as “a wicked joke,” “trying to laugh,” “grinning +laughter.... half-amazed laughter,” &c. Dr. Duchenne attributes the +falseness of the expression altogether to the orbicular muscles of the +lower eyelids not being sufficiently contracted; for he justly lays great +stress on their contraction in the expression of joy. No doubt there is +much truth in this view, but not, as it appears to me, the whole truth. +The contraction of the lower orbiculars is always accompanied, as we have +seen, by the drawing up of the upper lip. Had the upper lip, in fig. 6, +been thus acted on to a slight extent, its curvature would have been less +rigid, the naso-labial farrow would have been slightly different, and the +whole expression would, as I believe, have been more natural, +independently of the more conspicuous effect from the stronger contraction +of the lower eyelids. The corrugator muscle, moreover, in fig. 6, is too +much contracted, causing a frown; and this muscle never acts under the +influence of joy except during strongly pronounced or violent laughter. +</p> + +<p> +By the drawing backwards and upwards of the corners of the mouth, through +the contraction of the great zygomatic muscles, and by the raising of the +upper lip, the cheeks are drawn upwards. Wrinkles are thus formed under +the eyes, and, with old people, at their outer ends; and these are highly +characteristic of laughter or smiling. As a gentle smile increases into a +strong one, or into a laugh, every one may feel and see, if he will attend +to his own sensations and look at himself in a mirror, that as the upper +lip is drawn up and the lower orbiculars contract, the wrinkles in the +lower eyelids and those beneath the eyes are much strengthened or +increased. At the same time, as I have repeatedly observed, the eyebrows +are slightly lowered, which shows that the upper as well as the lower +orbiculars contract at least to some degree, though this passes +unperecived, as far as our sensations are concerned. If the original +photograph of the old man, with his countenance in its usual placid state +(fig. 4), be compared with that (fig. 5) in which he is naturally smiling, +it may be seen that the eyebrows in the latter are a little lowered. I +presume that this is owing to the upper orbiculars being impelled, through +the force of long-associated habit, to act to a certain extent in concert +with the lower orbiculars, which themselves contract in connection with +the drawing up of the upper lip. +</p> + +<p> +The tendency in the zygomatic muscles to contract under pleasurable +emotions is shown by a curious fact, communicated to me by Dr. Browne, +with respect to patients suffering from GENERAL PARALYSIS OF THE INSANE.<a +href="#linknote-811" name="linknoteref-811" id="linknoteref-811">[811]</a> +“In this malady there is almost invariably optimism—delusions as to +wealth, rank, grandeur—insane joyousness, benevolence, and +profusion, while its very earliest physical symptom is trembling at the +corners of the mouth and at the outer corners of the eyes. This is a +well-recognized fact. Constant tremulous agitation of the inferior +palpebral and great zygomatic muscles is pathognomic of the earlier stages +of general paralysis. The countenance has a pleased and benevolent +expression. As the disease advances other muscles become involved, but +until complete fatuity is reached, the prevailing expression is that of +feeble benevolence.” +</p> + +<p> +As in laughing and broadly smiling the cheeks and upper lip are much +raised, the nose appears to be shortened, and the skin on the bridge +becomes finely wrinkled in transverse lines, with other oblique +longitudinal lines on the sides. The upper front teeth are commonly +exposed. A well-marked naso-labial fold is formed, which runs from the +wing of each nostril to the corner of the mouth; and this fold is often +double in old persons. +</p> + +<p> +A bright and sparkling eye is as characteristic of a pleased or amused +state of mind, as is the retraction of the corners of the mouth and upper +lip with the wrinkles thus produced. Even the eyes of microcephalous +idiots, who are so degraded that they never learn to speak, brighten +slightly when they are pleased.<a href="#linknote-812" +name="linknoteref-812" id="linknoteref-812">[812]</a> Under extreme +laughter the eyes are too much suffused with tears to sparkle; but the +moisture squeezed out of the glands during moderate laughter or smiling +may aid in giving them lustre; though this must be of altogether +subordinate importance, as they become dull from grief, though they are +then often moist. Their brightness seems to be chiefly due to their +tenseness,<a href="#linknote-813" name="linknoteref-813" +id="linknoteref-813">[813]</a> owing to the contraction of the orbicular +muscles and to the pressure of the raised cheeks. But, according to Dr. +Piderit, who has discussed this point more fully than any other writer,<a +href="#linknote-814" name="linknoteref-814" id="linknoteref-814">[814]</a> +the tenseness may be largely attributed to the eyeballs becoming filled +with blood and other fluids, from the acceleration of the circulation, +consequent on the excitement of pleasure. He remarks on the contrast in +the appearance of the eyes of a hectic patient with a rapid circulation, +and of a man suffering from cholera with almost all the fluids of his body +drained from him. Any cause which lowers the circulation deadens the eye. +I remember seeing a man utterly prostrated by prolonged and severe +exertion during a very hot day, and a bystander compared his eyes to those +of a boiled codfish. +</p> + +<p> +To return to the sounds produced during laughter. We can see in a vague +manner how the utterance of sounds of some kind would naturally become +associated with a pleasurable state of mind; for throughout a large part +of the animal kingdom vocal or instrumental sounds are employed either as +a call or as a charm by one sex for the other. They are also employed as +the means for a joyful meeting between the parents and their offspring, +and between the attached members of the same social community. But why the +sounds which man utters when he is pleased have the peculiar reiterated +character of laughter we do not know. Nevertheless we can see that they +would naturally be as different as possible from the screams or cries of +distress; and as in the production of the latter, the expirations are +prolonged and continuous, with the inspirations short and interrupted, so +it might perhaps have been expected with the sounds uttered from joy, that +the expirations would have been short and broken with the inspirations +prolonged; and this is the case. +</p> + +<p> +It is an equally obscure point why the corners of the mouth are retracted +and the upper lip raised during ordinary laughter. The mouth must not be +opened to its utmost extent, for when this occurs during a paroxysm of +excessive laughter hardly any sound is emitted; or it changes its tone and +seems to come from deep down in the throat. The respiratory muscles, and +even those of the limbs, are at the same time thrown into rapid vibratory +movements. The lower jaw often partakes of this movement, and this would +tend to prevent the mouth from being widely opened. But as a full volume +of sound has to be poured forth, the orifice of the mouth must be large; +and it is perhaps to gain this end that the corners are retracted and the +upper lip raised. Although we can hardly account for the shape of the +mouth during laughter, which leads to wrinkles being formed beneath the +eyes, nor for the peculiar reiterated sound of laughter, nor for the +quivering of the jaws, nevertheless we may infer that all these effects +are due to some common cause. For they are all characteristic and +expressive of a pleased state of mind in various kinds of monkeys. +</p> + +<p> +A graduated series can be followed from violent to moderate laughter, to a +broad smile, to a gentle smile, and to the expression of mere +cheerfulness. During excessive laughter the whole body is often thrown +backward and shakes, or is almost convulsed; the respiration is much +disturbed; the head and face become gorged with blood, with the veins +distended; and the orbicular muscles are spasmodically contracted in order +to protect the eyes. Tears are freely shed. Hence, as formerly remarked, +it is scarcely possible to point out any difference between the +tear-stained face of a person after a paroxysm of excessive laughter and +after a bitter crying-fit.<a href="#linknote-815" name="linknoteref-815" +id="linknoteref-815">[815]</a> It is probably due to the close similarity +of the spasmodic movements caused by these widely different emotions that +hysteric patients alternately cry and laugh with violence, and that young +children sometimes pass suddenly from the one to the other state. Mr. +Swinhoe informs me that he has often seen the Chinese, when suffering from +deep grief, burst out into hysterical fits of laughter. +</p> + +<p> +I was anxious to know whether tears are freely shed during excessive +laughter by most of the races of men, and I hear from my correspondents +that this is the case. One instance was observed with the Hindoos, and +they themselves said that it often occurred. So it is with the Chinese. +The women of a wild tribe of Malays in the Malacca peninsula, sometimes +shed tears when they laugh heartily, though this seldom occurs. With the +Dyaks of Borneo it must frequently be the case, at least with the women, +for I hear from the Rajah C. Brooke that it is a common expression with +them to say “we nearly made tears from laughter.” The aborigines of +Australia express their emotions freely, and they are described by my +correspondents as jumping about and clapping their hands for joy, and as +often roaring with laughter. No less than four observers have seen their +eyes freely watering on such occasions; and in one instance the tears +rolled down their cheeks. Mr. Bulmer, a missionary in a remote part of +Victoria, remarks, “that they have a keen sense of the ridiculous; they +are excellent mimics, and when one of them is able to imitate the +peculiarities of some absent member of the tribe, it is very common to +hear all in the camp convulsed with laughter.” With Europeans hardly +anything excites laughter so easily as mimicry; and it is rather curious +to find the same fact with the savages of Australia, who constitute one of +the most distinct races in the world. +</p> + +<p> +In Southern Africa with two tribes of Kafirs, especially with the women, +their eyes often fill with tears during laughter. Gaika, the brother of +the chief Sandilli, answers my query on this head, with the words, “Yes, +that is their common practice.” Sir Andrew Smith has seen the painted face +of a Hottentot woman all furrowed with tears after a fit of laughter. In +Northern Africa, with the Abyssinians, tears are secreted under the same +circumstances. Lastly, in North America, the same fact has been observed +in a remarkably savage and isolated tribe, but chiefly with the women; in +another tribe it was observed only on a single occasion. +</p> + +<p> +Excessive laughter, as before remarked, graduates into moderate laughter. +In this latter case the muscles round the eyes are much less contracted, +and there is little or no frowning. Between a gentle laugh and a broad +smile there is hardly any difference, excepting that in smiling no +reiterated sound is uttered, though a single rather strong expiration, or +slight noise—a rudiment of a laugh—may often be heard at the +commencement of a smile. On a moderately smiling countenance the +contraction of the upper orbicular muscles can still just be traced by a +slight lowering of the eyebrows. The contraction of the lower orbicular +and palpebral muscles is much plainer, and is shown by the wrinkling of +the lower eyelids and of the skin beneath them, together with a slight +drawing up of the upper lip. From the broadest smile we pass by the finest +steps into the gentlest one. In this latter case the features are moved in +a much less degree, and much more slowly, and the mouth is kept closed. +The curvature of the naso-labial furrow is also slightly different in the +two cases. We thus see that no abrupt line of demarcation can be drawn +between the movement of the features during the most violent laughter and +a very faint smile.<a href="#linknote-816" name="linknoteref-816" +id="linknoteref-816">[816]</a> +</p> + +<p> +A smile, therefore, may be said to be the first stage in the development +of a laugh. But a different and more probable view may be suggested; +namely, that the habit of uttering load reiterated sounds from a sense of +pleasure, first led to the retraction of the corners of the mouth and of +the upper lip, and to the contraction of the orbicular muscles; and that +now, through association and long-continued habit, the same muscles are +brought into slight play whenever any cause excites in us a feeling which, +if stronger, would have led to laughter; and the result is a smile. +</p> + +<p> +Whether we look at laughter as the full development of a smile, or, as is +more probable, at a gentle smile as the last trace of a habit, firmly +fixed during many generations, of laughing whenever we are joyful, we can +follow in our infants the gradual passage of the one into the other. It is +well known to those who have the charge of young infants, that it is +difficult to feel sure when certain movements about their mouths are +really expressive; that is, when they really smile. Hence I carefully +watched my own infants. One of them at the age of forty-five days, and +being at the time in a happy frame of mind, smiled; that is, the corners +of the mouth were retracted, and simultaneously the eyes became decidedly +bright. I observed the same thing on the following day; but on the third +day the child was not quite well and there was no trace of a smile, and +this renders it probable that the previous smiles were real. Eight days +subsequently and during the next succeeding week, it was remarkable how +his eyes brightened whenever he smiled, and his nose became at the same +time transversely wrinkled. This was now accompanied by a little bleating +noise, which perhaps represented a laugh. At the age of 113 days these +little noises, which were always made during expiration, assumed a +slightly different character, and were more broken or interrupted, as in +sobbing; and this was certainly incipient laughter. The change in tone +seemed to me at the time to be connected with the greater lateral +extension of the mouth as the smiles became broader. +</p> + +<p> +In a second infant the first real smile was observed at about the same +age, viz. forty-five days; and in a third, at a somewhat earlier age. The +second infant, when sixty-five days old, smiled much more broadly and +plainly than did the one first mentioned at the same age; and even at this +early age uttered noises very like laughter. In this gradual acquirement, +by infants, of the habit of laughing, we have a case in some degree +analogous to that of weeping. As practice is requisite with the ordinary +movements of the body, such as walking, so it seems to be with laughing +and weeping. The art of screaming, on the other hand, from being of +service to infants, has become finely developed from the earliest days. +</p> + +<p class="p2"> +<i>High spirits, cheerfulness</i>.—A man in high spirits, though he +may not actually smile, commonly exhibits some tendency to the retraction +of the corners of his mouth. From the excitement of pleasure, the +circulation becomes more rapid; the eyes are bright, and the colour of the +face rises. The brain, being stimulated by the increased flow of blood, +reacts on the mental powers; lively ideas pass still more rapidly through +the mind, and the affections are warmed. I heard a child, a little under +four years old, when asked what was meant by being in good spirits, +answer, “It is laughing, talking, and kissing.” It would be difficult to +give a truer and more practical definition. A man in this state holds his +body erect, his head upright, and his eyes open. There is no drooping of +the features, and no contraction of the eyebrows. On the contrary, the +frontal muscle, as Moreau observes,<a href="#linknote-817" +name="linknoteref-817" id="linknoteref-817">[817]</a> tends to contract +slightly; and this smooths the brow, removes every trace of a frown, +arches the eyebrows a little, and raises the eyelids. Hence the Latin +phrase, <i>exporrigere frontem</i>—to unwrinkle the brow—means, +to be cheerful or merry. The whole expression of a man in good spirits is +exactly the opposite of that of one suffering from sorrow. According to +Sir C. Bell, “In all the exhilarating emotions the eyebrows, eyelids, the +nostrils, and the angles of the mouth are raised. In the depressing +passions it is the reverse.” Under the influence of the latter the brow is +heavy, the eyelids, cheeks, mouth, and whole head droop; the eyes are +dull; the countenance pallid, and the respiration slow. In joy the face +expands, in grief it lengthens. Whether the principle of antithesis has +here come into play in producing these opposite expressions, in aid of the +direct causes which have been specified and which are sufficiently plain, +I will not pretend to say. +</p> + +<p> +With all the races of man the expression of good spirit appears to be the +same, and is easily recognized. My informants, from various parts of the +Old and New Worlds, answer in the affirmative to my queries on this head, +and they give some particulars with respect to Hindoos, Malays, and New +Zealanders. The brightness of the eyes of the Australians has struck four +observers, and the same fact has been noticed with Hindoos, New +Zealanders, and the Dyaks of Borneo. +</p> + +<p> +Savages sometimes express their satisfaction not only by smiling, but by +gestures derived from the pleasure of eating. Thus Mr. Wedgwood<a +href="#linknote-818" name="linknoteref-818" id="linknoteref-818">[818]</a> +quotes Petherick that the negroes on the Upper Nile began a general +rubbing of their bellies when he displayed his beads; and Leichhardt says +that the Australians smacked and clacked their mouths at the sight of his +horses and bullocks, and more especially of his kangaroo dogs. The +Greenlanders, “when they affirm anything with pleasure, suck down air with +a certain sound;”<a href="#linknote-819" name="linknoteref-819" +id="linknoteref-819">[819]</a> and this may be an imitation of the act of +swallowing savoury food. +</p> + +<p> +Laughter is suppressed by the firm contraction of the orbicular muscles of +the mouth, which prevents the great zygomatic and other muscles from +drawing the lips backwards and upwards. The lower lip is also sometimes +held by the teeth, and this gives a roguish expression to the face, as was +observed with the blind and deaf Laura Bridgman.<a href="#linknote-820" +name="linknoteref-820" id="linknoteref-820">[820]</a> The great zygomatic +muscle is sometimes variable in its course, and I have seen a young woman +in whom the <i>depressores anguli oris</i> were brought into strong action +in suppressing a smile; but this by no means gave to her countenance a +melancholy expression, owing to the brightness of her eyes. +</p> + +<p> +Laughter is frequently employed in a forced manner to conceal or mask some +other state of mind, even anger. We often see persons laughing in order to +conceal their shame or shyness. When a person purses up his mouth, as if +to prevent the possibility of a smile, though there is nothing to excite +one, or nothing to prevent its free indulgence, an affected, solemn, or +pedantic expression is given; but of such hybrid expressions nothing more +need here be said. In the case of derision, a real or pretended smile or +laugh is often blended with the expression proper to contempt, and this +may pass into angry contempt or scorn. In such cases the meaning of the +laugh or smile is to show the offending person that he excites only +amusement. +</p> + +<p> +<i>Love, tender feelings, &c</i>.—Although the emotion of love, +for instance that of a mother for her infant, is one of the strongest of +which the mind is capable, it can hardly be said to have any proper or +peculiar means of expression; and this is intelligible, as it has not +habitually led to any special line of action. No doubt, as affection is a +pleasurable sensation, it generally causes a gentle smile and some +brightening of the eyes. A strong desire to touch the beloved person is +commonly felt; and love is expressed by this means more plainly than by +any other.<a href="#linknote-821" name="linknoteref-821" +id="linknoteref-821">[821]</a> Hence we long to clasp in our arms those +whom we tenderly love. We probably owe this desire to inherited habit, in +association with the nursing and tending of our children, and with the +mutual caresses of lovers. +</p> + +<p> +With the lower animals we see the same principle of pleasure derived from +contact in association with love. Dogs and cats manifestly take pleasure +in rubbing against their masters and mistresses, and in being rubbed or +patted by them. Many kinds of monkeys, as I am assured by the keepers in +the Zoological Gardens, delight in fondling and being fondled by each +other, and by persons to whom they are attached. Mr. Bartlett has +described to me the behaviour of two chimpanzees, rather older animals +than those generally imported into this country, when they were first +brought together. They sat opposite, touching each other with their much +protruded lips; and the one put his hand on the shoulder of the other. +They then mutually folded each other in their arms. Afterwards they stood +up, each with one arm on the shoulder of the other, lifted up their heads, +opened their mouths, and yelled with delight.<a href="#linknote-822" +name="linknoteref-822" id="linknoteref-822">[822]</a> +</p> + +<p> +We Europeans are so accustomed to kissing as a mark of affection, that it +might be thought to be innate in mankind; but this is not the case. Steele +was mistaken when he said “Nature was its author, and it began with the +first courtship.” Jemmy Button, the Fuegian, told me that this practice +was unknown in his land. It is equally unknown with the New Zealanders, +Tahitians, Papuans, Australians, Somals of Africa, and the Esquimaux. But +it is so far innate or natural that it apparently depends on pleasure from +close contact with a beloved person; and it is replaced in various parts +of the world, by the rubbing of noses, as with the New Zealanders and +Laplanders, by the rubbing or patting of the arms, breasts, or stomachs, +or by one man striking his own face with the hands or feet of another. +Perhaps the practice of blowing, as a mark of affection, on various parts +of the body may depend on the same principle.<a href="#linknote-823" +name="linknoteref-823" id="linknoteref-823">[823]</a> +</p> + +<p> +The feelings which are called tender are difficult to analyse; they seem +to be compounded of affection, joy, and especially of sympathy. These +feelings are in themselves of a pleasurable nature, excepting when pity is +too deep, or horror is aroused, as in hearing of a tortured man or animal. +They are remarkable under our present point of view from so readily +exciting the secretion of tears. Many a father and son have wept on +meeting after a long separation, especially if the meeting has been +unexpected. No doubt extreme joy by itself tends to act on the lacrymal +glands; but on such occasions as the foregoing vague thoughts of the grief +which would have been felt had the father and son never met, will probably +have passed through their minds; and grief naturally leads to the +secretion of tears. Thus on the return of Ulysses:— +</p> + +<p class="poem"> +“Telemachus Rose, and clung weeping round his father’s breast.<br/> +There the pent grief rained o’er them, yearning thus.<br/> +* * * * * *<br/> +Thus piteously they wailed in sore unrest,<br/> +And on their weepings had gone down the day,<br/> +But that at last Telemachus found words to say.”<br/> +<i>Worsley’s Translation of the Odyssey</i>, Book xvi. st. 27. +</p> + +<p> +So again when Penelope at last recognized her husband:— +</p> + +<p class="poem"> +“Then from her eyelids the quick tears did start<br/> +And she ran to him from her place, and threw<br/> +Her arms about his neck, and a warm dew<br/> +Of kisses poured upon him, and thus spake:”<br/> +—Book xxiii. st. 27. +</p> + +<p> +The vivid recollection of our former home, or of long-past happy days, +readily causes the eyes to be suffused with tears; but here, again, the +thought naturally occurs that these days will never return. In such cases +we may be said to sympathize with ourselves in our present, in comparison +with our former, state. Sympathy with the distresses of others, even with +the imaginary distresses of a heroine in a pathetic story, for whom we +feel no affection, readily excites tears. So does sympathy with the +happiness of others, as with that of a lover, at last successful after +many hard trials in a well-told tale. +</p> + +<p> +Sympathy appears to constitute a separate or distinct emotion; and it is +especially apt to excite the lacrymal glands. This holds good whether we +give or receive sympathy. Every one must have noticed how readily children +burst out crying if we pity them for some small hurt. With the melancholic +insane, as Dr. Crichton Browne informs me, a kind word will often plunge +them into unrestrained weeping. As soon as we express our pity for the +grief of a friend, tears often come into our own eyes. The feeling of +sympathy is commonly explained by assuming that, when we see or hear of +suffering in another, the idea of suffering is called up so vividly in our +own minds that we ourselves suffer. But this explanation is hardly +sufficient, for it does not account for the intimate alliance between +sympathy and affection. We undoubtedly sympathize far more deeply with a +beloved than with an indifferent person; and the sympathy of the one gives +us far more relief than that of the other. Yet assuredly we can sympathize +with those for whom we feel no affection. +</p> + +<p> +Why suffering, when actually experienced by ourselves, excites weeping, +has been discussed in a former chapter. With respect to joy, its natural +and universal expression is laughter; and with all the races of man loud +laughter leads to the secretion of tears more freely than does any other +cause excepting distress. The suffusion of the eyes with tears, which +undoubtedly occurs under great joy, though there is no laughter, can, as +it seems to me, be explained through habit and association on the same +principles as the effusion of tears from grief, although there is no +screaming. Nevertheless it is not a little remarkable that sympathy with +the distresses of others should excite tears more freely than our own +distress; and this certainly is the case. Many a man, from whose eyes no +suffering of his own could wring a tear, has shed tears at the sufferings +of a beloved friend. It is still more remarkable that sympathy with the +happiness or good fortune of those whom we tenderly love should lead to +the same result, whilst a similar happiness felt by ourselves would leave +our eyes dry. We should, however, bear in mind that the long-continued +habit of restraint which is so powerful in checking the free flow of tears +from bodily pain, has not been brought into play in preventing a moderate +effusion of tears in sympathy with the sufferings or happiness of others. +</p> + +<p> +Music has a wonderful power, as I have elsewhere attempted to show,<a +href="#linknote-824" name="linknoteref-824" id="linknoteref-824">[824]</a> +of recalling in a vague and indefinite manner, those strong emotions which +were felt during long-past ages, when, as is probable, our early +progenitors courted each other by the aid of vocal tones. And as several +of our strongest emotions—grief, great joy, love, and sympathy—lead +to the free secretion of tears, it is not surprising that music should be +apt to cause our eyes to become suffused with tears, especially when we +are already softened by any of the tenderer feelings. Music often produces +another peculiar effect. We know that every strong sensation, emotion, or +excitement—extreme pain, rage, terror, joy, or the passion of love—all +have a special tendency to cause the muscles to tremble; and the thrill or +slight shiver which runs down the backbone and limbs of many persons when +they are powerfully affected by music, seems to bear the same relation to +the above trembling of the body, as a slight suffusion of tears from the +power of music does to weeping from any strong and real emotion. +</p> + +<p> +<i>Devotion</i>.—As devotion is, in some degree, related to +affection, though mainly consisting of reverence, often combined with +fear, the expression of this state of mind may here be briefly noticed. +With some sects, both past and present, religion and love have been +strangely combined; and it has even been maintained, lamentable as the +fact may be, that the holy kiss of love differs but little from that which +a man bestows on a woman, or a woman on a man.<a href="#linknote-825" +name="linknoteref-825" id="linknoteref-825">[825]</a> Devotion is chiefly +expressed by the face being directed towards the heavens, with the +eyeballs upturned. Sir C. Bell remarks that, at the approach of sleep, or +of a fainting-fit, or of death, the pupils are drawn upwards and inwards; +and he believes that “when we are wrapt in devotional feelings, and +outward impressions are unheeded, the eyes are raised by an action neither +taught nor acquired.” and that this is due to the same cause as in the +above cases.<a href="#linknote-826" name="linknoteref-826" +id="linknoteref-826">[826]</a> That the eyes are upturned during sleep is, +as I hear from Professor Donders, certain. With babies, whilst sucking +their mother’s breast, this movement of the eyeballs often gives to them +an absurd appearance of ecstatic delight; and here it may be clearly +perceived that a struggle is going on against the position naturally +assumed during sleep. But Sir C. Bell’s explanation of the fact, which +rests on the assumption that certain muscles are more under the control of +the will than others is, as I hear from Professor Donders, incorrect. As +the eyes are often turned up in prayer, without the mind being so much +absorbed in thought as to approach to the unconsciousness of sleep, the +movement is probably a conventional one—the result of the common +belief that Heaven, the source of Divine power to which we pray, is seated +above us. +</p> + +<p> +A humble kneeling posture, with the hands upturned and palms joined, +appears to us, from long habit, a gesture so appropriate to devotion, that +it might be thought to be innate; but I have not met with any evidence to +this effect with the various extra-European races of mankind. During the +classical period of Roman history it does not appear, as I hear from an +excellent classic, that the hands were thus joined during prayer. Mr. +Rensleigh Wedgwood has apparently given<a href="#linknote-827" +name="linknoteref-827" id="linknoteref-827">[827]</a> the true +explanation, though this implies that the attitude is one of slavish +subjection. “When the suppliant kneels and holds up his hands with the +palms joined, he represents a captive who proves the completeness of his +submission by offering up his hands to be bound by the victor. It is the +pictorial representation of the Latin <i>dare manus</i>, to signify +submission.” Hence it is not probable that either the uplifting of the +eyes or the joining of the open hands, under the influence of devotional +feelings, are innate or truly expressive actions; and this could hardly +have been expected, for it is very doubtful whether feelings, such as we +should now rank as devotional, affected the hearts of men, whilst they +remained during past ages in an uncivilized condition. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0009" id="link2HCH0009"></a> +CHAPTER IX.<br/>REFLECTION—MEDITATION-ILL-TEMPER—SULKINESS—DETERMINATION. +</h2> + +<p> +The act of frowning—Reflection with an effort, or with the +perception of something difficult or disagreeable—Abstracted +meditation—Ill-temper—Moroseness—Obstinacy Sulkiness and +pouting—Decision or determination—The firm closure of the +mouth. +</p> + +<p class="p2"> +The corrugators, by their contraction, lower the eyebrows and bring them +together, producing vertical furrows on the forehead—that is, a +frown. Sir C. Bell, who erroneously thought that the corrugator was +peculiar to man, ranks it as “the most remarkable muscle of the human +face. It knits the eyebrows with an energetic effort, which unaccountably, +but irresistibly, conveys the idea of mind.” Or, as he elsewhere says, +“when the eyebrows are knit, energy of mind is apparent, and there is the +mingling of thought and emotion with the savage and brutal rage of the +mere animal.”<a href="#linknote-901" name="linknoteref-901" +id="linknoteref-901">[901]</a> There is much truth in these remarks, but +hardly the whole truth. Dr. Duchenne has called the corrugator the muscle +of reflection;<a href="#linknote-902" name="linknoteref-902" +id="linknoteref-902">[902]</a> but this name, without some limitation, +cannot be considered as quite correct. +</p> + +<p> +A man may be absorbed in the deepest thought, and his brow will remain +smooth until he encounters some obstacle in his train of reasoning, or is +interrupted by some disturbance, and then a frown passes like a shadow +over his brow. A half-starved man may think intently how to obtain food, +but he probably will not frown unless he encounters either in thought or +action some difficulty, or finds the food when obtained nauseous. I have +noticed that almost everyone instantly frowns if he perceives a strange or +bad taste in what he is eating. I asked several persons, without +explaining my object, to listen intently to a very gentle tapping sound, +the nature and source of which they all perfectly knew, and not one +frowned; but a man who joined us, and who could not conceive what we were +all doing in profound silence, when asked to listen, frowned much, though +not in an ill-temper, and said he could not in the least understand what +we all wanted. Dr. Piderit<a href="#linknote-903" name="linknoteref-903" +id="linknoteref-903">[903]</a> who has published remarks to the same +effect, adds that stammerers generally frown in speaking, and that a man +in doing even so trifling a thing as pulling on a boot, frowns if he finds +it too tight. Some persons are such habitual frowners, that the mere +effort of speaking almost always causes their brows to contract. +</p> + +<p> +Men of all races frown when they are in any way perplexed in thought, as I +infer from the answers which I have received to my queries; but I framed +them badly, confounding absorbed meditation with perplexed reflection. +Nevertheless, it is clear that the Australians, Malays, Hindoos, and +Kafirs of South Africa frown, when they are puzzled. Dobritzhoffer remarks +that the Guaranies of South America on like occasions knit their brows.<a +href="#linknote-904" name="linknoteref-904" id="linknoteref-904">[904]</a> +</p> + +<p> +From these considerations, we may conclude that frowning is not the +expression of simple reflection, however profound, or of attention, +however close, but of something difficult or displeasing encountered in a +train of thought or in action. Deep reflection can, however, seldom be +long carried on without some difficulty, so that it will generally be +accompanied by a frown. Hence it is that frowning commonly gives to the +countenance, as Sir C. Bell remarks, an aspect of intellectual energy. But +in order that this effect may be produced, the eyes must be clear and +steady, or they may be cast downwards, as often occurs in deep thought. +The countenance must not be otherwise disturbed, as in the case of an +ill-tempered or peevish man, or of one who shows the effects of prolonged +suffering, with dulled eyes and drooping jaw, or who perceives a bad taste +in his food, or who finds it difficult to perform some trifling act, such +as threading a needle. In these cases a frown may often be seen, but it +will be accompanied by some other expression, which will entirely prevent +the countenance having an appearance of intellectual energy or of profound +thought. +</p> + +<p> +We may now inquire how it is that a frown should express the perception of +something difficult or disagreeable, either in thought or action. In the +same way as naturalists find it advisable to trace the embryological +development of an organ in order fully to understand its structure, so +with the movements of expression it is advisable to follow as nearly as +possible the same plan. The earliest and almost sole expression seen +during the first days of infancy, and then often exhibited is that +displayed during the act of screaming; and screaming is excited, both at +first and for some time afterwards, by every distressing or displeasing +sensation and emotion,—by hunger, pain, anger, jealousy, fear, &c. +At such times the muscles round the eyes are strongly contracted; and +this, as I believe, explains to a large extent the act of frowning during +the remainder of our lives. I repeatedly observed my own infants, from +under the age of one week to that of two or three months, and found that +when a screaming-fit came on gradually, the first sign was the contraction +of the corrugators, which produced a slight frown, quickly followed by the +contraction of the other muscles round the eyes. When an infant is +uncomfortable or unwell, little frowns—as I record in my notes—may +be seen incessantly passing like shadows over its face; these being +generally, but not always, followed sooner or later by a crying-fit. For +instance, I watched for some time a baby, between seven and eight weeks +old, sucking some milk which was cold, and therefore displeasing to him; +and a steady little frown was maintained all the time. This was never +developed into an actual crying-fit, though occasionally every stage of +close approach could be observed. +</p> + +<p> +As the habit of contracting the brows has been followed by infants during +innumerable generations, at the commencement of every crying or screaming +fit, it has become firmly associated with the incipient sense of something +distressing or disagreeable. Hence under similar circumstances it would be +apt to be continued during maturity, although never then developed into a +crying-fit. Screaming or weeping begins to be voluntarily restrained at an +early period of life, whereas frowning is hardly ever restrained at any +age. It is perhaps worth notice that with children much given to weeping, +anything which perplexes their minds, and which would cause most other +children merely to frown, readily makes them weep. So with certain classes +of the insane, any effort of mind, however slight, which with an habitual +frowner would cause a slight frown, leads to their weeping in an +unrestrained manner. It is not more surprising that the habit of +contracting the brows at the first perception of something distressing, +although gained during infancy, should be retained during the rest of our +lives, than that many other associated habits acquired at an early age +should be permanently retained both by man and the lower animals. For +instance, full-grown cats, when feeling warm and comfortable, often retain +the habit of alternately protruding their fore-feet with extended toes, +which habit they practised for a definite purpose whilst sucking their +mothers. +</p> + +<p> +Another and distinct cause has probably strengthened the habit of +frowning, whenever the mind is intent on any subject and encounters some +difficulty. Vision is the most important of all the senses, and during +primeval times the closest attention must have been incessantly: directed +towards distant objects for the sake of obtaining prey and avoiding +danger. I remember being struck, whilst travelling in parts of South +America, which were dangerous from the presence of Indians, how +incessantly, yet as it appeared unconsciously, the half-wild Gauchos +closely scanned the whole horizon. Now, when any one with no covering on +his head (as must have been aboriginally the case with mankind), strives +to the utmost to distinguish in broad daylight, and especially if the sky +is bright, a distant object, he almost invariably contracts his brows to +prevent the entrance of too much light; the lower eyelids, cheeks, and +upper lip being at the same time raised, so as to lessen the orifice of +the eyes. I have purposely asked several persons, young and old, to look, +under the above circumstances, at distant objects, making them believe +that I only wished to test the power of their vision; and they all behaved +in the manner just described. Some of them, also, put their open, flat +hands over their eyes to keep out the excess of light. Gratiolet, after +making some remarks to nearly the same effect,<a href="#linknote-905" +name="linknoteref-905" id="linknoteref-905">[905]</a> says, “Ce sont là +des attitudes de vision difficile.” He concludes that the muscles round +the eyes contract partly for the sake of excluding too much light (which +appears to me the more important end), and partly to prevent all rays +striking the retina, except those which come direct from the object that +is scrutinized. Mr. Bowman, whom I consulted on this point, thinks that +the contraction of the surrounding muscles may, in addition, “partly +sustain the consensual movements of the two eyes, by giving a firmer +support while the globes are brought to binocular vision by their own +proper muscles.” +</p> + +<p> +As the effort of viewing with care under a bright light a distant object +is both difficult and irksome, and as this effort has been habitually +accompanied, during numberless generations, by the contraction of the +eyebrows, the habit of frowning will thus have been much strengthened; +although it was originally practised during infancy from a quite +independent cause, namely as the first step in the protection of the eyes +during screaming. There is, indeed, much analogy, as far as the state of +the mind is concerned, between intently scrutinizing a distant object, and +following out an obscure train of thought, or performing some little and +troublesome mechanical work. The belief that the habit of contracting the +brows is continued when there is no need whatever to exclude too much +light, receives support from the cases formerly alluded to, in which the +eyebrows or eyelids are acted on under certain circumstances in a useless +manner, from having been similarly used, under analogous circumstances, +for a serviceable purpose. For instance, we voluntarily close our eyes +when we do not wish to see any object, and we are apt to close them, when +we reject a proposition, as if we could not or would not see it; or when +we think about something horrible. We raise our eyebrows when we wish to +see quickly all round us, and we often do the same, when we earnestly +desire to remember something; acting as if we endeavoured to see it. +</p> + +<p class="p2"> +<i>Abstraction. Meditation</i>.—When a person is lost in thought +with his mind absent, or, as it is sometimes said, “when he is in a brown +study,” he does not frown, but his eyes appear vacant. The lower eyelids +are generally raised and wrinkled, in the same manner as when a +short-sighted person tries to distinguish a distant object; and the upper +orbicular muscles are at the same time slightly contracted. The wrinkling +of the lower eyelids under these circumstances has been observed with some +savages, as by Mr. Dyson Lacy with the Australians of Queensland, and +several times by Mr. Geach with the Malays of the interior of Malacca. +What the meaning or cause of this action may be, cannot at present be +explained; but here we have another instance of movement round the eyes in +relation to the state of the mind. +</p> + +<p> +The vacant expression of the eyes is very peculiar, and at once shows when +a man is completely lost in thought. Professor Donders has, with his usual +kindness, investigated this subject for me. He has observed others in this +condition, and has been himself observed by Professor Engelmann. The eyes +are not then fixed on any object, and therefore not, as I had imagined, on +some distant object. The lines of vision of the two eyes even often become +slightly divergent; the divergence, if the head be held vertically, with +the plane of vision horizontal, amounting to an angle of 2° as a maximum. +This was ascertained by observing the crossed double image of a distant +object. When the head droops forward, as often occurs with a man absorbed +in thought, owing to the general relaxation of his muscles, if the plane +of vision be still horizontal, the eyes are necessarily a little turned +upwards, and then the divergence is as much as 3°, or 3° 5’: if the eyes +are turned still more upwards, it amounts to between 6° and 7°. +Professor Donders attributes this divergence to the almost complete +relaxation of certain muscles of the eyes, which would be apt to follow +from the mind being wholly absorbed.<a href="#linknote-906" +name="linknoteref-906" id="linknoteref-906">[906]</a> The active condition +of the muscles of the eyes is that of convergence; and Professor Donders +remarks, as bearing on their divergence during a period of complete +abstraction, that when one eye becomes blind, it almost always, after a +short lapse of time, deviates outwards; for its muscles are no longer used +in moving the eyeball inwards for the sake of binocular vision. +</p> + +<p> +Perplexed reflection is often accompanied by certain movements or +gestures. At such times we commonly raise our hands to our foreheads, +mouths, or chins; but we do not act thus, as far as I have seen, when we +are quite lost in meditation, and no difficulty is encountered. Plautus, +describing in one of his plays<a href="#linknote-907" +name="linknoteref-907" id="linknoteref-907">[907]</a> a puzzled man, says, +“Now look, he has pillared his chin upon his hand.” Even so trifling and +apparently unmeaning a gesture as the raising of the hand to the face has +been observed with some savages. Mr. J. Mansel Weale has seen it with the +Kafirs of South Africa; and the native chief Gaika adds, that men then +“sometimes pull their beards.” Mr. Washington Matthews, who attended to +some of the wildest tribes of Indians in the western regions of the United +States, remarks that he has seen them when concentrating their thoughts, +bring their “hands, usually the thumb and index finger, in contact with +some part of the face, commonly the upper lip.” We can understand why the +forehead should be pressed or rubbed, as deep thought tries the brain; but +why the hand should be raised to the mouth or face is far from clear. +</p> + +<p class="p2"> +<i>Ill-temper</i>.—We have seen that frowning is the natural +expression of some difficulty encountered, or of something disagreeable +experienced either in thought or action, and he whose mind is often and +readily affected in this way, will be apt to be ill-tempered, or slightly +angry, or peevish, and will commonly show it by frowning. But a cross +expression, due to a frown, may be counteracted, if the mouth appears +sweet, from being habitually drawn into a smile, and the eyes are bright +and cheerful. So it will be if the eye is clear and steady, and there is +the appearance of earnest reflection. Frowning, with some depression of +the corners of the mouth, which is a sign of grief, gives an air of +peevishness. If a child (see Plate IV., fig. 2)<a href="#linknote-908" +name="linknoteref-908" id="linknoteref-908">[908]</a> frowns much whilst +crying, but does not strongly contract in the usual manner the orbicular +muscles, a well-marked expression of anger or even of rage, together with +misery, is displayed. +</p> + +<p> +<a name="linkimage-0021" id="linkimage-0021"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-4.jpg" width="100%" alt="Ill-temper. Plate IV " /> +</div> + +<p> +If the whole frowning brow be drawn much downward by the contraction of +the pyramidal muscles of the nose, which produces transverse wrinkles or +folds across the base of the nose, the expression becomes one of +moroseness. Duchenne believes that the contraction of this muscle, without +any frowning, gives the appearance of extreme and aggressive hardness.<a +href="#linknote-909" name="linknoteref-909" id="linknoteref-909">[909]</a> +But I much doubt whether this is a true or natural expression. I have +shown Duchenne’s photograph of a young man, with this muscle strongly +contracted by means of galvanism, to eleven persons, including some +artists, and none of them could form an idea what was intended, except +one, a girl, who answered correctly, “surely reserve.” When I first looked +at this photograph, knowing what was intended, my imagination added, as I +believe, what was necessary, namely, a frowning brow; and consequently the +expression appeared to me true and extremely morose. +</p> + +<p> +A firmly closed mouth, in addition to a lowered and frowning brow, gives +determination to the expression, or may make it obstinate and sullen. How +it comes that the firm closure of the mouth gives the appearance of +determination will presently be discussed. An expression of sullen +obstinacy has been clearly recognized by my informants, in the natives of +six different regions of Australia. It is well marked, according to Mr. +Scott, with the Hindoos. It has been recognized with the Malays, Chinese, +Kafirs, Abyssinians, and in a conspicuous degree, according to Dr. +Rothrock, with the wild Indians of North America, and according to Mr. D. +Forbes, with the Aymaras of Bolivia. I have also observed it with the +Araucanos of southern Chili. Mr. Dyson Lacy remarks that the natives of +Australia, when in this frame of mind, sometimes fold their arms across +their breasts, an attitude which may be seen with us. A firm +determination, amounting to obstinacy, is, also, sometimes expressed by +both shoulders being kept raised, the meaning of which gesture will be +explained in the following chapter. +</p> + +<p> +With young children sulkiness is shown by pouting, or, as it is sometimes +called, “making a snout.”<a href="#linknote-910" name="linknoteref-910" +id="linknoteref-910">[910]</a> When the corners of the mouth are much +depressed, the lower lip is a little everted and protruded; and this is +likewise called a pout. But the pouting here referred to, consists of the +protrusion of both lips into a tubular form, sometimes to such an extent +as to project as far as the end of the nose, if this be short. Pouting is +generally accompanied by frowning, and sometimes by the utterance of a +booing or whooing noise. This expression is remarkable, as almost the sole +one, as far as I know, which is exhibited much more plainly during +childhood, at least with Europeans, than during maturity. There is, +however, some tendency to the protrusion of the lips with the adults of +all races under the influence of great rage. Some children pout when they +are shy, and they can then hardly be called sulky. +</p> + +<p> +From inquiries which I have made in several large families, pouting does +not seem very common with European children; but it prevails throughout +the world, and must be both common and strongly marked with most savage +races, as it has caught the attention of many observers. It has been +noticed in eight different districts of Australia; and one of my +informants remarks how greatly the lips of the children are then +protruded. Two observers have seen pouting with the children of Hindoos; +three, with those of the Kafirs and Fingoes of South Africa, and with the +Hottentots; and two, with the children of the wild Indians of North +America. Pouting has also been observed with the Chinese, Abyssinians, +Malays of Malacca, Dyaks of Borneo, and often with the New Zealanders. Mr. +Mansel Weale informs me that he has seen the lips much protruded, not only +with the children of the Kafirs, but with the adults of both sexes when +sulky; and Mr. Stack has sometimes observed the same thing with the men, +and very frequently with the women of New Zealand. A trace of the same +expression may occasionally be detected even with adult Europeans. +</p> + +<p> +We thus see that the protrusion of the lips, especially with young +children, is characteristic of sulkiness throughout the greater part of +the world. This movement apparently results from the retention, chiefly +during youth, of a primordial habit, or from an occasional reversion to +it. Young orangs and chimpanzees protrude their lips to an extraordinary +degree, as described in a former chapter, when they are discontented, +somewhat angry, or sulky; also when they are surprised, a little +frightened, and even when slightly pleased. Their mouths are protruded +apparently for the sake of making the various noises proper to these +several states of mind; and its shape, as I observed with the chimpanzee, +differed slightly when the cry of pleasure and that of anger were uttered. +As soon as these animals become enraged, the shape of the month wholly +changes, and the teeth are exposed. The adult orang when wounded is said +to emit “a singular cry, consisting at first of high notes, which at +length deepen into a low roar. While giving out the high notes he thrusts +out his lips into a funnel shape, but in uttering the low notes he holds +his mouth wide open.”<a href="#linknote-911" name="linknoteref-911" +id="linknoteref-911">[911]</a> With the gorilla, the lower lip is said to +be capable of great elongation. If then our semi-human progenitors +protruded their lips when sulky or a little angered, in the same manner as +do the existing anthropoid apes, it is not an anomalous, though a curious +fact, that our children should exhibit, when similarly affected, a trace +of the same expression, together with some tendency to utter a noise. For +it is not at all unusual for animals to retain, more or less perfectly, +during early youth, and subsequently to lose, characters which were +aboriginally possessed by their adult progenitors, and which are still +retained by distinct species, their near relations. +</p> + +<p> +Nor is it an anomalous fact that the children of savages should exhibit a +stronger tendency to protrude their lips, when sulky, than the children of +civilized Europeans; for the essence of savagery seems to consist in the +retention of a primordial condition, and this occasionally holds good even +with bodily peculiarities.<a href="#linknote-912" name="linknoteref-912" +id="linknoteref-912">[912]</a> It may be objected to this view of the +origin of pouting, that the anthropoid apes likewise protrude their lips +when astonished and even when a little pleased; whilst with us this +expression is generally confined to a sulky frame of mind. But we shall +see in a future chapter that with men of various races surprise does +sometimes lead to a slight protrusion of the lips, though great surprise +or astonishment is more commonly shown by the mouth being widely opened. +As when we smile or laugh we draw back the corners of the mouth, we have +lost any tendency to protrude the lips, when pleased, if indeed our early +progenitors thus expressed pleasure. +</p> + +<p> +A little gesture made by sulky children may here be noticed, namely, their +“showing a cold shoulder.” This has a different meaning, as, I believe, +from the keeping both shoulders raised. A cross child, sitting on its +parent’s knee, will lift up the near shoulder, then jerk it away, as if +from a caress, and afterwards give a backward push with it, as if to push +away the offender. I have seen a child, standing at some distance from any +one, clearly express its feelings by raising one shoulder, giving it a +little backward movement, and then turning away its whole body. +</p> + +<p class="p2"> +<i>Decision or determination</i>.—The firm closure of the mouth +tends to give an expression of determination or decision to the +countenance. No determined man probably ever had an habitually gaping +mouth. Hence, also, a small and weak lower jaw, which seems to indicate +that the mouth is not habitually and firmly closed, is commonly thought to +be characteristic of feebleness of character. A prolonged effort of any +kind, whether of body or mind, implies previous determination; and if it +can be shown that the mouth is generally closed with firmness before and +during a great and continued exertion of the muscular system, then, +through the principle of association, the mouth would almost certainly be +closed as soon as any determined resolution was taken. Now several +observers have noticed that a man, in commencing any violent muscular +effort, invariably first distends his lungs with air, and then compresses +it by the strong contraction of the muscles of the chest; and to effect +this the mouth must be firmly closed. Moreover, as soon as the man is +compelled to draw breath, he still keeps his chest as much distended as +possible. +</p> + +<p> +Various causes have been assigned for this manner of acting. Sir C. Bell +maintains<a href="#linknote-913" name="linknoteref-913" +id="linknoteref-913">[913]</a> that the chest is distended with air, and +is kept distended at such times, in order to give a fixed support to the +muscles which are thereto attached. Hence, as he remarks, when two men are +engaged in a deadly contest, a terrible silence prevails, broken only by +hard stifled breathing. There is silence, because to expel the air in the +utterance of any sound would be to relax the support for the muscles of +the arms. If an outcry is heard, supposing the struggle to take place in +the dark, we at once know that one of the two has given up in despair. +</p> + +<p> +Gratiolet admits<a href="#linknote-914" name="linknoteref-914" +id="linknoteref-914">[914]</a> that when a man has to struggle with +another to his utmost, or has to support a great weight, or to keep for a +long time the same forced attitude, it is necessary for him first to make +a deep inspiration, and then to cease breathing; but he thinks that Sir C. +Bell’s explanation is erroneous. He maintains that arrested respiration +retards the circulation of the blood, of which I believe there is no +doubt, and he adduces some curious evidence from the structure of the +lower animals, showing, on the one hand, that a retarded circulation is +necessary for prolonged muscular exertion, and, on the other hand, that a +rapid circulation is necessary for rapid movements. According to this +view, when we commence any great exertion, we close our mouths and stop +breathing, in order to retard the circulation of the blood. Gratiolet sums +up the subject by saying, “C’est là la vraie théorie de l’effort continu;” +but how far this theory is admitted by other physiologists I do not know. +</p> + +<p> +Dr. Piderit accounts<a href="#linknote-915" name="linknoteref-915" +id="linknoteref-915">[915]</a> for the firm closure of the mouth during +strong muscular exertion, on the principle that the influence of the will +spreads to other muscles besides those necessarily brought into action in +making any particular exertion; and it is natural that the muscles of +respiration and of the mouth, from being so habitually used, should be +especially liable to be thus acted on. It appears to me that there +probably is some truth in this view, for we are apt to press the teeth +hard together during violent exertion, and this is not requisite to +prevent expiration, whilst the muscles of the chest are strongly +contracted. +</p> + +<p> +Lastly, when a man has to perform some delicate and difficult operation, +not requiring the exertion of any strength, he nevertheless generally +closes his mouth and ceases for a time to breathe; but he acts thus in +order that the movements of his chest may not disturb, those of his arms. +A person, for instance, whilst threading a needle, may be seen to compress +his lips and either to stop breathing, or to breathe as quietly as +possible. So it was, as formerly stated, with a young and sick chimpanzee, +whilst it amused itself by killing flies with its knuckles, as they buzzed +about on the window-panes. To perform an action, however trifling, if +difficult, implies some amount of previous determination. +</p> + +<p> +There appears nothing improbable in all the above assigned causes having +come into play in different degrees, either conjointly or separately, on +various occasions. The result would be a well-established habit, now +perhaps inherited, of firmly closing the mouth at the commencement of and +during any violent and prolonged exertion, or any delicate operation. +Through the principle of association there would also be a strong tendency +towards this same habit, as soon as the mind had resolved on any +particular action or line of conduct, even before there was any bodily +exertion, or if none were requisite. The habitual and firm closure of the +mouth would thus come to show decision of character; and decision readily +passes into obstinacy. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0010" id="link2HCH0010"></a> +CHAPTER X.<br/>HATRED AND ANGER. +</h2> + +<p> +Hatred—Rage, effects of on the system—Uncovering of the teeth—Rage +in the insane—Anger and indignation—As expressed by the +various races of man—Sneering and defiance—The uncovering of +the canine tooth on one side of the face. +</p> + +<p class="p2"> +If we have suffered or expect to suffer some wilful injury from a man, or +if he is in any way offensive to us, we dislike him; and dislike easily +rises into hatred. Such feelings, if experienced in a moderate degree, are +not clearly expressed by any movement of the body or features, excepting +perhaps by a certain gravity of behaviour, or by some ill-temper. Few +individuals, however, can long reflect about a hated person, without +feeling and exhibiting signs of indignation or rage. But if the offending +person be quite insignificant, we experience merely disdain or contempt. +If, on the other hand, he is all-powerful, then hatred passes into terror, +as when a slave thinks about a cruel master, or a savage about a +bloodthirsty malignant deity.<a href="#linknote-1001" +name="linknoteref-1001" id="linknoteref-1001">[1001]</a> Most of our +emotions are so closely connected with their expression, that they hardly +exist if the body remains passive—the nature of the expression +depending in chief part on the nature of the actions which have been +habitually performed under this particular state of the mind. A man, for +instance, may know that his life is in the extremest peril, and may +strongly desire to save if; yet, as Louis XVI. said, when surrounded by a +fierce mob, “Am I afraid? feel my pulse.” So a man may intensely hate +another, but until his bodily frame is affected, he cannot be said to be +enraged. +</p> + +<p> +<i>Rage</i>.—I have already had occasion to treat of this emotion in +the third chapter, when discussing the direct influence of the excited +sensorium on the body, in combination with the effects of habitually +associated actions. Rage exhibits itself in the most diversified manner. +The heart and circulation are always affected; the face reddens or becomes +purple, with the veins on the forehead and neck distended. The reddening +of the skin has been observed with the copper-coloured Indians of South +America,<a href="#linknote-1002" name="linknoteref-1002" +id="linknoteref-1002">[1002]</a> and even, as it is said, on the white +cicatrices left by old wounds on negroes.<a href="#linknote-1003" +name="linknoteref-1003" id="linknoteref-1003">[1003]</a> Monkeys also +redden from passion. With one of my own infants, under four months old, I +repeatedly observed that the first symptom of an approaching passion was +the rushing of the blood into his bare scalp. On the other hand, the +action of the heart is sometimes so much impeded by great rage, that the +countenance becomes pallid or livid,<a href="#linknote-1004" +name="linknoteref-1004" id="linknoteref-1004">[1004]</a> and not a few men +with heart-disease have dropped down dead under this powerful emotion. +</p> + +<p> +The respiration is likewise affected; the chest heaves, and the dilated +nostrils quiver.<a href="#linknote-1005" name="linknoteref-1005" +id="linknoteref-1005">[1005]</a> As Tennyson writes, “sharp breaths of +anger puffed her fairy nostrils out.” Hence we have such expressions as +“breathing out vengeance,” and “fuming with anger.”<a href="#linknote-1006" +name="linknoteref-1006" id="linknoteref-1006">[1006]</a> +</p> + +<p> +The excited brain gives strength to the muscles, and at the same time +energy to the will. The body is commonly held erect ready for instant +action, but sometimes it is bent forward towards the offending person, +with the limbs more or less rigid. The mouth is generally closed with +firmness, showing fixed determination, and the teeth are clenched or +ground together. Such gestures as the raising of the arms, with the fists +clenched, as if to strike the offender, are common. Few men in a great +passion, and telling some one to begone, can resist acting as if they +intended to strike or push the man violently away. The desire, indeed, to +strike often becomes so intolerably strong, that inanimate objects are +struck or dashed to the ground; but the gestures frequently become +altogether purposeless or frantic. Young children, when in a violent rage +roll on the ground on their backs or bellies, screaming, kicking, +scratching, or biting everything within reach. So it is, as I hear from +Mr. Scott, with Hindoo children; and, as we have seen, with the young of +the anthropomorphous apes. +</p> + +<p> +But the muscular system is often affected in a wholly different way; for +trembling is a frequent consequence of extreme rage. The paralysed lips +then refuse to obey the will, “and the voice sticks in the throat;”<a +href="#linknote-1007" name="linknoteref-1007" id="linknoteref-1007">[1007]</a> +or it is rendered loud, harsh, and discordant. If there be much and rapid +speaking, the mouth froths. The hair sometimes bristles; but I shall +return to this subject in another chapter, when I treat of the mingled +emotions of rage and terror. There is in most cases a strongly-marked +frown on the forehead; for this follows from the sense of anything +displeasing or difficult, together with concentration of mind. But +sometimes the brow, instead of being much contracted and lowered, remains +smooth, with the glaring eyes kept widely open. The eyes are always +bright, or may, as Homer expresses it, glisten with fire. They are +sometimes bloodshot, and are said to protrude from their sockets—the +result, no doubt, of the head being gorged with blood, as shown by the +veins being distended. According to Gratiolet, “the pupils are always +contracted in rage,” and I hear from Dr. Crichton Browne that this is the +case in the fierce delirium of meningitis; but the movements of the iris +under the influence of the different emotions is a very obscure subject.<a +href="#linknote-1008" name="linknoteref-1008" id="linknoteref-1008">[1008]</a> +</p> + +<p> +Shakspeare sums up the chief characteristics of rage as follows:— +</p> + +<p class="poem"> +“In peace there’s nothing so becomes a man,<br/> +As modest stillness and humility;<br/> +But when the blast of war blows in our ears,<br/> +Then imitate the action of the tiger:<br/> +Stiffen the sinews, summon up the blood,<br/> +Then lend the eye a terrible aspect;<br/> +Now set the teeth, and stretch the nostril wide,<br/> +Hold hard the breath, and bend up every spirit<br/> +To his full height! On, on, you noblest English.”<br/> +<i>Henry V</i>., act iii. sc. 1. +</p> + +<p> +The lips are sometimes protruded during rage in a manner, the meaning of +which I do not understand, unless it depends on our descent from some +ape-like animal. Instances have been observed, not only with Europeans, +but with the Australians and Hindoos. The lips, however, are much more +commonly retracted, the grinning or clenched teeth being thus exposed. +This has been noticed by almost every one who has written on expression.<a +href="#linknote-1009" name="linknoteref-1009" id="linknoteref-1009">[1009]</a> +The appearance is as if the teeth were uncovered, ready for seizing or +tearing an enemy, though there may be no intention of acting in this +manner. Mr. Dyson Lacy has seen this grinning expression with the +Australians, when quarrelling, and so has Gaika with the Kafirs of South +America. Dickens,<a href="#linknote-1010" name="linknoteref-1010" +id="linknoteref-1010">[1010]</a> in speaking of an atrocious murderer who +had just been caught, and was surrounded by a furious mob, describes “the +people as jumping up one behind another, snarling with their teeth, and +making at him like wild beasts.” Every one who has had much to do with +young children must have seen how naturally they take to biting, when in a +passion. It seems as instinctive in them as in young crocodiles, who snap +their little jaws as soon as they emerge from the egg. +</p> + +<p> +A grinning expression and the protrusion of the lips appear sometimes to +go together. A close observer says that he has seen many instances of +intense hatred (which can hardly be distinguished from rage, more or less +suppressed) in Orientals, and once in an elderly English woman. In all +these cases there “was a grin, not a scowl—the lips lengthening, the +cheeks settling downwards, the eyes half-closed, whilst the brow remained +perfectly calm.”<a href="#linknote-1011" name="linknoteref-1011" +id="linknoteref-1011">[1011]</a> +</p> + +<p> +This retraction of the lips and uncovering of the teeth during paroxysms +of rage, as if to bite the offender, is so remarkable, considering how +seldom the teeth are used by men in fighting, that I inquired from Dr. J. +Crichton Browne whether the habit was common in the insane whose passions +are unbridled. He informs me that he has repeatedly observed it both with +the insane and idiotic, and has given me the following illustrations:— +</p> + +<p> +Shortly before receiving my letter, he witnessed an uncontrollable +outbreak of anger and delusive jealousy in an insane lady. At first she +vituperated her husband, and whilst doing so foamed at the mouth. Next she +approached close to him with compressed lips, and a virulent set frown. +Then she drew back her lips, especially the corners of the upper lip, and +showed her teeth, at the same time aiming a vicious blow at him. A second +case is that of an old soldier, who, when he is requested to conform to +the rules of the establishment, gives way to discontent, terminating in +fury. He commonly begins by asking Dr. Browne whether he is not ashamed to +treat him in such a manner. He then swears and blasphemes, paces tip and +down, tosses his arms wildly about, and menaces any one near him. At last, +as his exasperation culminates, he rushes up towards Dr. Browne with a +peculiar sidelong movement, shaking his doubled fist, and threatening +destruction. Then his upper lip may be seen to be raised, especially at +the corners, so that his huge canine teeth are exhibited. He hisses forth +his curses through his set teeth, and his whole expression assumes the +character of extreme ferocity. A similar description is applicable to +another man, excepting that he generally foams at the mouth and spits, +dancing and jumping about in a strange rapid manner, shrieking out his +maledictions in a shrill falsetto voice. +</p> + +<p> +Dr. Browne also informs me of the case of an epileptic idiot, incapable of +independent movements, and who spends the whole day in playing with some +toys; but his temper is morose and easily roused into fierceness. When any +one touches his toys, he slowly raises his head from its habitual downward +position, and fixes his eyes on the offender, with a tardy yet angry +scowl. If the annoyance be repeated, he draws back his thick lips and +reveals a prominent row of hideous fangs (large canines being especially +noticeable), and then makes a quick and cruel clutch with his open hand at +the offending person. The rapidity of this clutch, as Dr. Browne remarks, +is marvellous in a being ordinarily so torpid that he takes about fifteen +seconds, when attracted by any noise, to turn his head from one side to +the other. If, when thus incensed, a handkerchief, book, or other article, +be placed into his hands, he drags it to his mouth and bites it. Mr. Nicol +has likewise described to me two cases of insane patients, whose lips are +retracted during paroxysms of rage. +</p> + +<p> +Dr. Maudsley, after detailing various strange animal-like traits in +idiots, asks whether these are not due to the reappearance of primitive +instincts—“a faint echo from a far-distant past, testifying to a +kinship which man has almost outgrown.” He adds, that as every human brain +passes, in the course of its development, through the same stages as those +occurring in the lower vertebrate animals, and as the brain of an idiot is +in an arrested condition, we may presume that it “will manifest its most +primitive functions, and no higher functions.” Dr. Maudsley thinks that +the same view may be extended to the brain in its degenerated condition in +some insane patients; and asks, whence come “the savage snarl, the +destructive disposition, the obscene language, the wild howl, the +offensive habits, displayed by some of the insane? Why should a human +being, deprived of his reason, ever become so brutal in character, as some +do, unless he has the brute nature within him?”<a href="#linknote-1012" +name="linknoteref-1012" id="linknoteref-1012">[1012]</a> This question +must, as it would appear, he answered in the affirmative. +</p> + +<p> +<i>Anger, Indignation</i>.—These states of the mind differ from rage +only in degree, and there is no marked distinction in their characteristic +signs. Under moderate anger the action of the heart is a little increased, +the colour heightened, and the eyes become bright. The respiration is +likewise a little hurried; and as all the muscles serving for this +function act in association, the wings of the nostrils are somewhat raised +to allow of a free indraught of air; and this is a highly characteristic +sign of indignation. The mouth is commonly compressed, and there is almost +always a frown on the brow. Instead of the frantic gestures of extreme +rage, an indignant man unconsciously throws himself into an attitude ready +for attacking or striking his enemy, whom he will perhaps scan from head +to foot in defiance. He carries his head erect, with his chest well +expanded, and the feet planted firmly on the ground. He holds his arms in +various positions, with one or both elbows squared, or with the arms +rigidly suspended by his sides. With Europeans the fists are commonly +clenched.<a href="#linknote-1013" name="linknoteref-1013" +id="linknoteref-1013">[1013]</a> The figures 1 and 2 in Plate VI. are +fairly good representations of men simulating indignation. Any one may see +in a mirror, if he will vividly imagine that he has been insulted and +demands an explanation in an angry tone of voice, that he suddenly and +unconsciously throws himself into some such attitude. +</p> + +<p> +<a name="linkimage-0022" id="linkimage-0022"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-6.jpg" width="100%" +alt="Anger and Indignation. Plate VI " /> +</div> + +<p> +Rage, anger, and indignation are exhibited in nearly the same manner +throughout the world; and the following descriptions may be worth giving +as evidence of this, and as illustrations of some of the foregoing +remarks. There is, however, an exception with respect to clenching the +fists, which seems confined chiefly to the men who fight with their fists. +With the Australians only one of my informants has seen the fists +clenched. All agree about the body being held erect; and all, with two +exceptions, state that the brows are heavily contracted. Some of them +allude to the firmly-compressed mouth, the distended nostrils, and +flashing eyes. According to the Rev. Mr. Taplin, rage, with the +Australians, is expressed by the lips being protruded, the eyes being +widely open; and in the case of the women by their dancing about and +casting dust into the air. Another observer speaks of the native men, when +enraged, throwing their arms wildly about. +</p> + +<p> +I have received similar accounts, except as to the clenching of the fists, +in regard to the Malays of the Malacca peninsula, the Abyssinians, and the +natives of South Africa. So it is with the Dakota Indians of North +America; and, according to Mr. Matthews, they then hold their heads erect, +frown, and often stalk away with long strides. Mr. Bridges states that the +Fuegians, when enraged, frequently stamp on the ground, walk distractedly +about, sometimes cry and grow pale. The Rev. Mr. Stack watched a New +Zealand man and woman quarrelling, and made the following entry in his +note-book: “Eyes dilated, body swayed violently backwards and forwards, +head inclined forwards, fists clenched, now thrown behind the body, now +directed towards each other’s faces.” Mr. Swinhoe says that my description +agrees with what he has seen of the Chinese, excepting that an angry man +generally inclines his body towards his antagonist, and pointing at him, +pours forth a volley of abuse. +</p> + +<p> +Lastly, with respect to the natives of India, Mr. J. Scott has sent me a +full description of their gestures and expression when enraged. Two +low-caste Bengalees disputed about a loan. At first they were calm, but +soon grew furious and poured forth the grossest abuse on each other’s +relations and progenitors for many generations past. Their gestures were +very different from those of Europeans; for though their chests were +expanded and shoulders squared, their arms remained rigidly suspended, +with the elbows turned inwards and the hands alternately clenched and +opened. Their shoulders were often raised high, and then again lowered. +They looked fiercely at each other from under their lowered and strongly +wrinkled brows, and their protruded lips were firmly closed. They +approached each other, with heads and necks stretched forwards, and +pushed, scratched, and grasped at each other. This protrusion of the head +and body seems a common gesture with the enraged; and I have noticed it +with degraded English women whilst quarrelling violently in the streets. +In such cases it may be presumed that neither party expects to receive a +blow from the other. +</p> + +<p> +A Bengalee employed in the Botanic Gardens was accused, in the presence of +Mr. Scott, by the native overseer of having stolen a valuable plant. He +listened silently and scornfully to the accusation; his attitude erect, +chest expanded, mouth closed, lips protruding, eyes firmly set and +penetrating. He then defiantly maintained his innocence, with upraised and +clenched hands, his head being now pushed forwards, with the eyes widely +open and eyebrows raised. Mr. Scott also watched two Mechis, in Sikhim, +quarrelling about their share of payment. They soon got into a furious +passion, and then their bodies became less erect, with their heads pushed +forwards; they made grimaces at each other; their shoulders were raised; +their arms rigidly bent inwards at the elbows, and their hands +spasmodically closed, but not properly clenched. They continually +approached and retreated from each other, and often raised their arms as +if to strike, but their hands were open, and no blow was given. Mr. Scott +made similar observations on the Lepchas whom he often saw quarrelling, +and he noticed that they kept their arms rigid and almost parallel to +their bodies, with the hands pushed somewhat backwards and partially +closed, but not clenched. +</p> + +<p class="p2"> +<i>Sneering, Defiance: Uncovering the canine tooth on one side</i>.—The +expression which I wish here to consider differs but little from that +already described, when the lips are retracted and the grinning teeth +exposed. The difference consists solely in the upper lip being retracted +in such a manner that the canine tooth on one side of the face alone is +shown; the face itself being generally a little upturned and half averted +from the person causing offence. The other signs of rage are not +necessarily present. This expression may occasionally be observed in a +person who sneers at or defies another, though there may be no real anger; +as when any one is playfully accused of some fault, and answers, “I scorn +the imputation.” The expression is not a common one, but I have seen it +exhibited with perfect distinctness by a lady who was being quizzed by +another person. It was described by Parsons as long ago as 1746, with an +engraving, showing the uncovered canine on one side.<a +href="#linknote-1014" name="linknoteref-1014" id="linknoteref-1014">[1014]</a> +Mr. Rejlander, without my having made any allusion to the subject, asked +me whether I had ever noticed this expression, as he had been much struck +by it. He has photographed for me (Plate IV. fig 1) a lady, who sometimes +unintentionally displays the canine on one side, and who can do so +voluntarily with unusual distinctness. +</p> + +<p> +The expression of a half-playful sneer graduates into one of great +ferocity when, together with a heavily frowning brow and fierce eye, the +canine tooth is exposed. A Bengalee boy was accused before Mr. Scott of +some misdeed. The delinquent did not dare to give vent to his wrath in +words, but it was plainly shown on his countenance, sometimes by a defiant +frown, and sometimes “by a thoroughly canine snarl.” When this was +exhibited, “the corner of the lip over the eye-tooth, which happened in +this case to be large and projecting, was raised on the side of his +accuser, a strong frown being still retained on the brow.” Sir C. Bell +states<a href="#linknote-1015" name="linknoteref-1015" +id="linknoteref-1015">[1015]</a> that the actor Cooke could express the +most determined hate “when with the oblique cast of his eyes he drew up +the outer part of the upper lip, and discovered a sharp angular tooth.” +</p> + +<p> +The uncovering of the canine tooth is the result of a double movement. The +angle or corner of the mouth is drawn a little backwards, and at the same +time a muscle which runs parallel to and near the nose draws up the outer +part of the upper lip, and exposes the canine on this side of the face. +The contraction of this muscle makes a distinct furrow on the cheek, and +produces strong wrinkles under the eye, especially at its inner corner. +The action is the same as that of a snarling dog; and a dog when +pretending to fight often draws up the lip on one side alone, namely that +facing his antagonist. Our word <i>sneer</i> is in fact the same as <i>snarl</i>, +which was originally <i>snar</i>, the <i>l</i> “being merely an element +implying continuance of action.”<a href="#linknote-1016" +name="linknoteref-1016" id="linknoteref-1016">[1016]</a> +</p> + +<p> +I suspect that we see a trace of this same expression in what is called a +derisive or sardonic smile. The lips are then kept joined or almost +joined, but one corner of the mouth is retracted on the side towards the +derided person; and this drawing back of the corner is part of a true +sneer. Although some persons smile more on one side of their face than on +the other, it is not easy to understand why in cases of derision the +smile, if a real one, should so commonly be confined to one side. I have +also on these occasions noticed a slight twitching of the muscle which +draws up the outer part of the upper lip; and this movement, if fully +carried out, would have uncovered the canine, and would have produced a +true sneer. +</p> + +<p> +Mr. Bulmer, an Australian missionary in a remote part of Gipps’ Land, +says, in answer to my query about the uncovering of the canine on one +side, “I find that the natives in snarling at each other speak with the +teeth closed, the upper lip drawn to one side, and a general angry +expression of face; but they look direct at the person addressed.” Three +other observers in Australia, one in Abyssinia, and one in China, answer +my query on this head in the affirmative; but as the expression is rare, +and as they enter into no details, I am afraid of implicitly trusting +them. It is, however, by no means improbable that this animal-like +expression may be more common with savages than with civilized races. Mr. +Geach is an observer who may be fully trusted, and he has observed it on +one occasion in a Malay in the interior of Malacca. The Rev. S. O. Glenie +answers, “We have observed this expression with the natives of Ceylon, but +not often.” Lastly, in North America, Dr. Rothrock has seen it with some +wild Indians, and often in a tribe adjoining the Atnahs. +</p> + +<p> +Although the upper lip is certainly sometimes raised on one side alone in +sneering at or defying any one, I do not know that this is always the +case, for the face is commonly half averted, and the expression is often +momentary. The movement being confined to one side may not be an essential +part of the expression, but may depend on the proper muscles being +incapable of movement excepting on one side. I asked four persons to +endeavour to act voluntarily in this manner; two could expose the canine +only on the left side, one only on the right side, and the fourth on +neither side. Nevertheless it is by no means certain that these same +persons, if defying any one in earnest, would not unconsciously have +uncovered their canine tooth on the side, whichever it might be, towards +the offender. For we have seen that some persons cannot voluntarily make +their eyebrows oblique, yet instantly act in this manner when affected by +any real, although most trifling, cause of distress. The power of +voluntarily uncovering the canine on one side of the face being thus often +wholly lost, indicates that it is a rarely used and almost abortive +action. It is indeed a surprising fact that man should possess the power, +or should exhibit any tendency to its use; for Mr. Sutton has never +noticed a snarling action in our nearest allies, namely, the monkeys in +the Zoological Gardens, and he is positive that the baboons, though +furnished with great canines, never act thus, but uncover all their teeth +when feeling savage and ready for an attack. Whether the adult +anthropomorphous apes, in the males of whom the canines are much larger +than in the females, uncover them when prepared to fight, is not known. +</p> + +<p> +The expression here considered, whether that of a playful sneer or +ferocious snarl, is one of the most curious which occurs in man. It +reveals his animal descent; for no one, even if rolling on the ground in a +deadly grapple with an enemy, and attempting to bite him, would try to use +his canine teeth more than his other teeth. We may readily believe from +our affinity to the anthropomorphous apes that our male semi-human +progenitors possessed great canine teeth, and men are now occasionally +born having them of unusually large size, with interspaces in the opposite +jaw for their reception.<a href="#linknote-1017" name="linknoteref-1017" +id="linknoteref-1017">[1017]</a> We may further suspect, notwithstanding +that we have no support from analogy, that our semi-human progenitors +uncovered their canine teeth when prepared for battle, as we still do when +feeling ferocious, or when merely sneering at or defying some one, without +any intention of making a real attack with our teeth. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0011" id="link2HCH0011"></a> +CHAPTER XI.<br/>DISDAIN—CONTEMPT—DISGUST-GUILT—PRIDE, +ETC.—HELPLESSNESS—PATIENCE—AFFIRMATION AND NEGATION. +</h2> + +<p> +Contempt, scorn and disdain, variously expressed—Derisive smile—Gestures +expressive of contempt—Disgust—Guilt, deceit, pride, &c.—Helplessness +or impotence—Patience—Obstinacy—Shrugging the shoulders +common to most of the races of man—Signs of affirmation and +negation. +</p> + +<p class="p2"> +Scorn and disdain can hardly be distinguished from contempt, excepting +that they imply a rather more angry frame of mind. Nor can they be clearly +distinguished from the feelings discussed in the last chapter under the +terms of sneering and defiance. Disgust is a sensation rather more +distinct in its nature and refers to something revolting, primarily in +relation to the sense of taste, as actually perceived or vividly imagined; +and secondarily to anything which causes a similar feeling, through the +sense of smell, touch, and even of eyesight. Nevertheless, extreme +contempt, or as it is often called loathing contempt, hardly differs from +disgust. These several conditions of the mind are, therefore, nearly +related; and each of them may be exhibited in many different ways. Some +writers have insisted chiefly on one mode of expression, and others on a +different mode. From this circumstance M. Lemoine has argued<a +href="#linknote-1101" name="linknoteref-1101" id="linknoteref-1101">[1101]</a> +that their descriptions are not trustworthy. But we shall immediately see +that it is natural that the feelings which we have here to consider should +be expressed in many different ways, inasmuch as various habitual actions +serve equally well, through the principle of association, for their +expression. +</p> + +<p> +Scorn and disdain, as well as sneering and defiance, may be displayed by a +slight uncovering of the canine tooth on one side of the face; and this +movement appears to graduate into one closely like a smile. Or the smile +or laugh may be real, although one of derision; and this implies that the +offender is so insignificant that he excites only amusement; but the +amusement is generally a pretence. Gaika in his answers to my queries +remarks, that contempt is commonly shown by his countrymen, the Kafirs, by +smiling; and the Rajah Brooke makes the same observation with respect to +the Dyaks of Borneo. As laughter is primarily the expression of simple +joy, very young children do not, I believe, ever laugh in derision. +</p> + +<p> +The partial closure of the eyelids, as Duchenne<a href="#linknote-1102" +name="linknoteref-1102" id="linknoteref-1102">[1102]</a> insists, or the +turning away of the eyes or of the whole body, are likewise highly +expressive of disdain. These actions seem to declare that the despised +person is not worth looking at or is disagreeable to behold. The +accompanying photograph (Plate V. fig. 1) by Mr. Rejlander, shows this +form of disdain. It represents a young lady, who is supposed to be tearing +up the photograph of a despised lover. +</p> + +<p> +<a name="linkimage-0023" id="linkimage-0023"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-5.jpg" width="100%" +alt="Scorn and Disdain. Plate V " /> +</div> + +<p> +The most common method of expressing contempt is by movements about the +nose, or round the mouth; but the latter movements, when strongly +pronounced, indicate disgust. The nose may be slightly turned up, which +apparently follows from the turning up of the upper lip; or the movement +may be abbreviated into the mere wrinkling of the nose. The nose is often +slightly contracted, so as partly to close the passage;<a +href="#linknote-1103" name="linknoteref-1103" id="linknoteref-1103">[1103]</a> +and this is commonly accompanied by a slight snort or expiration. All +these actions are the same with those which we employ when we perceive an +offensive odour, and wish to exclude or expel it. In extreme cases, as Dr. +Piderit remarks,<a href="#linknote-1104" name="linknoteref-1104" +id="linknoteref-1104">[1104]</a> we protrude and raise both lips, or the +upper lip alone, so as to close the nostrils as by a valve, the nose being +thus turned up. We seem thus to say to the despised person that he smells +offensively,<a href="#linknote-1105" name="linknoteref-1105" +id="linknoteref-1105">[1105]</a> in nearly the same manner as we express +to him by half-closing our eyelids, or turning away our faces, that he is +not worth looking at. It must not, however, be supposed that such ideas +actually pass through the mind when we exhibit our contempt; but as +whenever we have perceived a disagreeable odour or seen a disagreeable +sight, actions of this kind have been performed, they have become habitual +or fixed, and are now employed under any analogous state of mind. +</p> + +<p> +Various odd little gestures likewise indicate contempt; for instance, <i>snapping +one’s fingers</i>. This, as Mr. Taylor remarks,<a href="#linknote-1106" +name="linknoteref-1106" id="linknoteref-1106">[1106]</a> “is not very +intelligible as we generally see it; but when we notice that the same sign +made quite gently, as if rolling some tiny object away between the finger +and thumb, or the sign of flipping it away with the thumb-nail and +forefinger, are usual and well-understood deaf-and-dumb gestures, denoting +anything tiny, insignificant, contemptible, it seems as though we had +exaggerated and conventionalized a perfectly natural action, so as to lose +sight of its original meaning. There is a curious mention of this gesture +by Strabo.” Mr. Washington Matthews informs me that, with the Dakota +Indians of North America, contempt is shown not only by movements of the +face, such as those above described, but “conventionally, by the hand +being closed and held near the breast, then, as the forearm is suddenly +extended, the hand is opened and the fingers separated from each other. If +the person at whose expense the sign is made is present, the hand is moved +towards him, and the head sometimes averted from him.” This sudden +extension and opening of the hand perhaps indicates the dropping or +throwing away a valueless object. +</p> + +<p> +The term ‘disgust,’ in its simplest sense, means something offensive to +the taste. It is curious how readily this feeling is excited by anything +unusual in the appearance, odour, or nature of our food. In Tierra del +Fuego a native touched with his finger some cold preserved meat which I +was eating at our bivouac, and plainly showed utter disgust at its +softness; whilst I felt utter disgust at my food being touched by a naked +savage, though his hands did not appear dirty. A smear of soup on a man’s +beard looks disgusting, though there is of course nothing disgusting in +the soup itself. I presume that this follows from the strong association +in our minds between the sight of food, however circumstanced, and the +idea of eating it. +</p> + +<p> +As the sensation of disgust primarily arises in connection with the act of +eating or tasting, it is natural that its expression should consist +chiefly in movements round the mouth. But as disgust also causes +annoyance, it is generally accompanied by a frown, and often by gestures +as if to push away or to guard oneself against the offensive object. In +the two photographs (figs. 2 and 3, on Plate V.) Mr. Rejlander has +simulated this expression with some success. With respect to the face, +moderate disgust is exhibited in various ways; by the mouth being widely +opened, as if to let an offensive morsel drop out; by spitting; by blowing +out of the protruded lips; or by a sound as of clearing the throat. Such +guttural sounds are written <i>ach</i> or <i>ugh</i>; and their utterance +is sometimes accompanied by a shudder, the arms being pressed close to the +sides and the shoulders raised in the same manner as when horror is +experienced.<a href="#linknote-1107" name="linknoteref-1107" +id="linknoteref-1107">[1107]</a> Extreme disgust is expressed by movements +round the month identical with those preparatory to the act of vomiting. +The mouth is opened widely, with the upper lip strongly retracted, which +wrinkles the sides of the nose, and with the lower lip protruded and +everted as much as possible. This latter movement requires the contraction +of the muscles which draw downwards the corners of the mouth.<a +href="#linknote-1108" name="linknoteref-1108" id="linknoteref-1108">[1108]</a> +</p> + +<p> +It is remarkable how readily and instantly retching or actual vomiting is +induced in some persons by the mere idea of having partaken of any unusual +food, as of an animal which is not commonly eaten; although there is +nothing in such food to cause the stomach to reject it. When vomiting +results, as a reflex action, from some real cause—as from too rich +food, or tainted meat, or from an emetic—it does not ensue +immediately, but generally after a considerable interval of time. +Therefore, to account for retching or vomiting being so quickly and easily +excited by a mere idea, the suspicion arises that our progenitors must +formerly have had the power (like that possessed by ruminants and some +other animals) of voluntarily rejecting food which disagreed with them, or +which they thought would disagree with them; and now, though this power +has been lost, as far as the will is concerned, it is called into +involuntary action, through the force of a formerly well-established +habit, whenever the mind revolts at the idea of having partaken of any +kind of food, or at anything disgusting. This suspicion receives support +from the fact, of which I am assured by Mr. Sutton, that the monkeys in +the Zoological Gardens often vomit whilst in perfect health, which looks +as if the act were voluntary. We can see that as man is able to +communicate by language to his children and others, the knowledge of the +kinds of food to be avoided, he would have little occasion to use the +faculty of voluntary rejection; so that this power would tend to be lost +through disuse. +</p> + +<p> +As the sense of smell is so intimately connected with that of taste, it is +not surprising that an excessively bad odour should excite retching or +vomiting in some persons, quite as readily as the thought of revolting +food does; and that, as a further consequence, a moderately offensive +odour should cause the various expressive movements of disgust. The +tendency to retch from a fetid odour is immediately strengthened in a +curious manner by some degree of habit, though soon lost by longer +familiarity with the cause of offence and by voluntary restraint. For +instance, I wished to clean the skeleton of a bird, which had not been +sufficiently macerated, and the smell made my servant and myself (we not +having had much experience in such work) retch so violently, that we were +compelled to desist. During the previous days I had examined some other +skeletons, which smelt slightly; yet the odour did not in the least affect +me, but, subsequently for several days, whenever I handled these same +skeletons, they made me retch. +</p> + +<p> +From the answers received from my correspondents it appears that the +various movements, which have now been described as expressing contempt +and disgust, prevail throughout a large part of the world. Dr. Rothrock, +for instance, answers with a decided affirmative with respect to certain +wild Indian tribes of North America. Crantz says that when a Greenlander +denies anything with contempt or horror he turns up his nose, and gives a +slight sound through it.<a href="#linknote-1109" name="linknoteref-1109" +id="linknoteref-1109">[1109]</a> Mr. Scott has sent me a graphic +description of the face of a young Hindoo at the sight of castor-oil, +which he was compelled occasionally to take. Mr. Scott has also seen the +same expression on the faces of high-caste natives who have approached +close to some defiling object. Mr. Bridges says that the Fuegians “express +contempt by shooting out the lips and hissing through them, and by turning +up the nose.” The tendency either to snort through the nose, or to make a +noise expressed by <i>ugh</i> or <i>ach</i>, is noticed by several of my +correspondents. +</p> + +<p> +Spitting seems an almost universal sign of contempt or disgust; and +spitting obviously represents the rejection of anything offensive from the +mouth. Shakspeare makes the Duke of Norfolk say, “I spit at him—call +him a slanderous coward and a villain.” So, again, Falstaff says, “Tell +thee what, Hal,—if I tell thee a lie, spit in my face.” Leichhardt +remarks that the Australians “interrupted their speeches by spitting, and +uttering a noise like pooh! pooh! apparently expressive of their disgust.” +And Captain Burton speaks of certain negroes “spitting with disgust upon +the ground.” Captain Speedy informs me that this is likewise the case with +the Abyssinians. Mr. Geach says that with the Malays of Malacca the +expression of disgust “answers to spitting from the mouth;” and with the +Fuegians, according to Mr. Bridges “to spit at one is the highest mark of +contempt.”<a href="#linknote-1110" name="linknoteref-1110" +id="linknoteref-1110">[1110]</a> +</p> + +<p> +I never saw disgust more plainly expressed than on the face of one of my +infants at the age of five months, when, for the first time, some cold +water, and again a month afterwards, when a piece of ripe cherry was put +into his mouth. This was shown by the lips and whole mouth assuming a +shape which allowed the contents to run or fall quickly out; the tongue +being likewise protruded. These movements were accompanied by a little +shudder. It was all the more comical, as I doubt whether the child felt +real disgust—the eyes and forehead expressing much surprise and +consideration. The protrusion of the tongue in letting a nasty object fall +out of the mouth, may explain how it is that lolling out the tongue +universally serves as a sign of contempt and hatred.<a +href="#linknote-1111" name="linknoteref-1111" id="linknoteref-1111">[1111]</a> +</p> + +<p> +We have now seen that scorn, disdain, contempt, and disgust are expressed +in many different ways, by movements of the features, and by various +gestures; and that these are the same throughout the world. They all +consist of actions representing the rejection or exclusion of some real +object which we dislike or abhor, but which does not excite in us certain +other strong emotions, such as rage or terror; and through the force of +habit and association similar actions are performed, whenever any +analogous sensation arises in our minds. +</p> + +<p class="p2"> +<i>Jealousy, Envy, Avarice, Revenge, Suspicion, Deceit, Slyness, Guilt, +Vanity, Conceit, Ambition, Pride, Humility, &c</i>.—It is +doubtful whether the greater number of the above complex states of mind +are revealed by any fixed expression, sufficiently distinct to be +described or delineated. When Shakspeare speaks of Envy as <i>lean-faced</i>, +or <i>black</i>, or <i>pale</i>, and Jealousy as “<i>the green-eyed +monster</i>;” and when Spenser describes Suspicion as “<i>foul, +ill-favoured, and grim</i>,” they must have felt this difficulty. +Nevertheless, the above feelings—at least many of them—can be +detected by the eye; for instance, conceit; but we are often guided in a +much greater degree than we suppose by our previous knowledge of the +persons or circumstances. +</p> + +<p> +My correspondents almost unanimously answer in the affirmative to my +query, whether the expression of guilt and deceit can be recognized +amongst the various races of man; and I have confidence in their answers, +as they generally deny that jealousy can thus be recognized. In the cases +in which details are given, the eyes are almost always referred to. The +guilty man is said to avoid looking at his accuser, or to give him stolen +looks. The eyes are said “to be turned askant,” or “to waver from side to +side,” or “the eyelids to be lowered and partly closed.” This latter +remark is made by Mr. Hagenauer with respect to the Australians, and by +Gaika with respect to the Kafirs. The restless movements of the eyes +apparently follow, as will be explained when we treat of blushing, from +the guilty man not enduring to meet the gaze of his accuser. I may add, +that I have observed a guilty expression, without a shade of fear, in some +of my own children at a very early age. In one instance the expression was +unmistakably clear in a child two years and seven months old, and led to +the detection of his little crime. It was shown, as I record in my notes +made at the time, by an unnatural brightness in the eyes, and by an odd, +affected manner, impossible to describe. +</p> + +<p> +Slyness is also, I believe, exhibited chiefly by movements about the eyes; +for these are less under the control of the will, owing to the force of +long-continued habit, than are the movements of the body. Mr. Herbert +Spencer remarks,<a href="#linknote-1112" name="linknoteref-1112" +id="linknoteref-1112">[1112]</a> “When there is a desire to see something +on one side of the visual field without being supposed to see it, the +tendency is to check the conspicuous movement of the head, and to make the +required adjustment entirely with the eyes; which are, therefore, drawn +very much to one side. Hence, when the eyes are turned to one side, while +the face is not turned to the same side, we get the natural language of +what is called slyness.” +</p> + +<p> +Of all the above-named complex emotions, Pride, perhaps, is the most +plainly expressed. A proud man exhibits his sense of superiority over +others by holding his head and body erect. He is haughty (<i>haut</i>), or +high, and makes himself appear as large as possible; so that +metaphorically he is said to be swollen or puffed up with pride. A peacock +or a turkey-cock strutting about with puffed-up feathers, is sometimes +said to be an emblem of pride.<a href="#linknote-1113" +name="linknoteref-1113" id="linknoteref-1113">[1113]</a> The arrogant man +looks down on others, and with lowered eyelids hardly condescends to see +them; or he may show his contempt by slight movements, such as those +before described, about the nostrils or lips. Hence the muscle which +everts the lower lip has been called the <i>musculus superbus</i>. In some +photographs of patients affected by a monomania of pride, sent me by Dr. +Crichton Browne, the head and body were held erect, and the mouth firmly +closed. This latter action, expressive of decision, follows, I presume, +from the proud man feeling perfect self-confidence in himself. The whole +expression of pride stands in direct antithesis to that of humility; so +that nothing need here be said of the latter state of mind. +</p> + +<p class="p2"> +<i>Helplessness, Impotence: Shrugging the shoulders</i>.—When a man +wishes to show that he cannot do something, or prevent something being +done, he often raises with a quick movement both shoulders. At the same +time, if the whole gesture is completed, he bends his elbows closely +inwards, raises his open hands, turning them outwards, with the fingers +separated. The head is often thrown a little on one side; the eyebrows are +elevated, and this causes wrinkles across the forehead. The mouth is +generally opened. I may mention, in order to show how unconsciously the +features are thus acted on, that though I had often intentionally shrugged +my shoulders to observe how my arms were placed, I was not at all aware +that my eyebrows were raised and mouth opened, until I looked at myself in +a glass; and since then I have noticed the same movements in the faces of +others. In the accompanying Plate VI., figs. 3 and 4, Mr. Rejlander has +successfully acted the gesture of shrugging the shoulders. +</p> + +<p> +Englishmen are much less demonstrative than the men of most other European +nations, and they shrug their shoulders far less frequently and +energetically than Frenchmen or Italians do. The gesture varies in all +degrees from the complex movement, just described, to only a momentary and +scarcely perceptible raising of both shoulders; or, as I have noticed in a +lady sitting in an arm-chair, to the mere turning slightly outwards of the +open hands with separated fingers. I have never seen very young English +children shrug their shoulders, but the following case was observed with +care by a medical professor and excellent observer, and has been +communicated to me by him. The father of this gentleman was a Parisian, +and his mother a Scotch lady. His wife is of British extraction on both +sides, and my informant does not believe that she ever shrugged her +shoulders in her life. His children have been reared in England, and the +nursemaid is a thorough Englishwoman, who has never been seen to shrug her +shoulders. Now, his eldest daughter was observed to shrug her shoulders at +the age of between sixteen and eighteen months; her mother exclaiming at +the time, “Look at the little French girl shrugging her shoulders!” At +first she often acted thus, sometimes throwing her head a little backwards +and on one side, but she did not, as far as was observed, move her elbows +and hands in the usual manner. The habit gradually wore away, and now, +when she is a little over four years old, she is never seen to act thus. +The father is told that he sometimes shrugs his shoulders, especially when +arguing with any one; but it is extremely improbable that his daughter +should have imitated him at so early an age; for, as he remarks, she could +not possibly have often seen this gesture in him. Moreover, if the habit +had been acquired through imitation, it is not probable that it would so +soon have been spontaneously discontinued by this child, and, as we shall +immediately see, by a second child, though the father still lived with his +family. This little girl, it may be added, resembles her Parisian +grandfather in countenance to an almost absurd degree. She also presents +another and very curious resemblance to him, namely, by practising a +singular trick. When she impatiently wants something, she holds out her +little hand, and rapidly rubs the thumb against the index and middle +finger: now this same trick was frequently performed under the same +circumstances by her grandfather. +</p> + +<p> +This gentleman’s second daughter also shrugged her shoulders before the +age of eighteen months, and afterwards discontinued the habit. It is of +course possible that she may have imitated her elder sister; but she +continued it after her sister had lost the habit. She at first resembled +her Parisian grandfather in a less degree than did her sister at the same +age, but now in a greater degree. She likewise practises to the present +time the peculiar habit of rubbing together, when impatient, her thumb and +two of her fore-fingers. +</p> + +<p> +In this latter case we have a good instance, like those given in a former +chapter, of the inheritance of a trick or gesture; for no one, I presume, +will attribute to mere coincidence so peculiar a habit as this, which was +common to the grandfather and his two grandchildren who had never seen +him. +</p> + +<p> +Considering all the circumstances with reference to these children +shrugging their shoulders, it can hardly be doubted that they have +inherited the habit from their French progenitors, although they have only +one quarter French blood in their veins, and although their grandfather +did not often shrug his shoulders. There is nothing very unusual, though +the fact is interesting, in these children having gained by inheritance a +habit during early youth, and then discontinuing it; for it is of frequent +occurrence with many kinds of animals that certain characters are retained +for a period by the young, and are then lost. +</p> + +<p> +As it appeared to me at one time improbable in a high degree that so +complex a gesture as shrugging the shoulders, together with the +accompanying movements, should be innate, I was anxious to ascertain +whether the blind and deaf Laura Bridgman, who could not have learnt the +habit by imitation, practised it. And I have heard, through Dr. Innes, +from a lady who has lately had charge of her, that she does shrug her +shoulders, turn in her elbows, and raise her eyebrows in the same manner +as other people, and under the same circumstances. I was also anxious to +learn whether this gesture was practised by the various races of man, +especially by those who never have had much intercourse with Europeans. We +shall see that they act in this manner; but it appears that the gesture is +sometimes confined to merely raising or shrugging the shoulders, without +the other movements. +</p> + +<p> +Mr. Scott has frequently seen this gesture in the Bengalees and Dhangars +(the latter constituting a distinct race) who are employed in the Botanic +Garden at Calcutta; when, for instance, they have declared that they could +not do some work, such as lifting a heavy weight. He ordered a Bengalee to +climb a lofty tree; but the man, with a shrug of his shoulders and a +lateral shake of his head, said he could not. Mr. Scott knowing that the +man was lazy, thought he could, and insisted on his trying. His face now +became pale, his arms dropped to his sides, his mouth and eyes were widely +opened, and again surveying the tree, he looked askant at Mr. Scott, +shrugged his shoulders, inverted his elbows, extended his open hands, and +with a few quick lateral shakes of the head declared his inability. Mr. H. +Erskine has likewise seen the natives of India shrugging their shoulders; +but he has never seen the elbows turned so much inwards as with us; and +whilst shrugging their shoulders they sometimes lay their uncrossed hands +on their breasts. +</p> + +<p> +With the wild Malays of the interior of Malacca, and with the Bugis (true +Malays, though speaking a different language), Mr. Geach has often seen +this gesture. I presume that it is complete, as, in answer to my query +descriptive of the movements of the shoulders, arms, hands, and face, Mr. +Geach remarks, “it is performed in a beautiful style.” I have lost an +extract from a scientific voyage, in which shrugging the shoulders by some +natives (Micronesians) of the Caroline Archipelago in the Pacific Ocean, +was well described. Capt. Speedy informs me that the Abyssinians shrug +their shoulders but enters into no details. Mrs. Asa Gray saw an Arab +dragoman in Alexandria acting exactly as described in my query, when an +old gentleman, on whom he attended, would not go in the proper direction +which had been pointed out to him. +</p> + +<p> +Mr. Washington Matthews says, in reference to the wild Indian tribes of +the western parts of the United States, “I have on a few occasions +detected men using a slight apologetic shrug, but the rest of the +demonstration which you describe I have not witnessed.” Fritz Müller +informs me that he has seen the negroes in Brazil shrugging their +shoulders; but it is of course possible that they may have learnt to do so +by imitating the Portuguese. Mrs. Barber has never seen this gesture with +the Kafirs of South Africa; and Gaika, judging from his answer, did not +even understand what was meant by my description. Mr. Swinhoe is also +doubtful about the Chinese; but he has seen them, under the circumstances +which would make us shrug our shoulders, press their right elbow against +their side, raise their eyebrows, lift up their hand with the palm +directed towards the person addressed, and shake it from right to left. +Lastly, with respect to the Australians, four of my informants answer by a +simple negative, and one by a simple affirmative. Mr. Bunnett, who has had +excellent opportunities for observation on the borders of the Colony of +Victory, also answers by a “yes,” adding that the gesture is performed “in +a more subdued and less demonstrative manner than is the case with civilized +nations.” This circumstance may account for its not having been noticed by +four of my informants. +</p> + +<p> +These statements, relating to Europeans, Hindoos, the hill-tribes of +India, Malays, Micronesians, Abyssinians, Arabs, Negroes, Indians of North +America, and apparently to the Australians—many of these natives +having had scarcely any intercourse with Europeans—are sufficient to +show that shrugging the shoulders, accompanied in some cases by the other +proper movements, is a gesture natural to mankind. +</p> + +<p> +This gesture implies an unintentional or unavoidable action on our own +part, or one that we cannot perform; or an action performed by another +person which we cannot prevent. It accompanies such speeches as, “It was +not my fault;” “It is impossible for me to grant this favour;” “He must +follow his own course, I cannot stop him.” Shrugging the shoulders +likewise expresses patience, or the absence of any intention to resist. +Hence the muscles which raise the shoulders are sometimes called, as I +have been informed by an artist, the patience muscles. Shylock the Jew, +says, +</p> + +<p class="poem"> +“Signor Antonio, many a time and oft<br/> +In the Rialto have you rated me<br/> +About my monies and usances;<br/> +Still have I borne it with a patient shrug.”<br/> +<i>Merchant of Venice</i>, act i. sc. 3. +</p> + +<p> +Sir C. Bell has given<a href="#linknote-1114" name="linknoteref-1114" +id="linknoteref-1114">[1114]</a> a life-like figure of a man, who is +shrinking back from some terrible danger, and is on the point of screaming +out in abject terror. He is represented with his shoulders lifted up +almost to his ears; and this at once declares that there is no thought of +resistance. +</p> + +<p> +As shrugging the shoulders generally implies “I cannot do this or that,” +so by a slight change, it sometimes implies “I won’t do it.” The movement +then expresses a dogged determination not to act. Olmsted describes<a +href="#linknote-1115" name="linknoteref-1115" id="linknoteref-1115">[1115]</a> +an Indian in Texas as giving a great shrug to his shoulders, when he was +informed that a party of men were Germans and not Americans, thus +expressing that he would have nothing to do with them. Sulky and obstinate +children may be seen with both their shoulders raised high up; but this +movement is not associated with the others which generally accompany a +true shrug. An excellent observer<a href="#linknote-1116" +name="linknoteref-1116" id="linknoteref-1116">[1116]</a> in describing a +young man who was determined not to yield to his father’s desire, says, +“He thrust his hands deep down into his pockets, and set up his shoulders +to his ears, which was a good warning that, come right or wrong, this rock +should fly from its firm base as soon as Jack would; and that any +remonstrance on the subject was purely futile.” As soon as the son got his +own way, he “put his shoulders into their natural position.” +</p> + +<p> +Resignation is sometimes shown by the open hands being placed, one over +the other, on the lower part of the body. I should not have thought this +little gesture worth even a passing notice, had not Dr. W. Ogle remarked +to me that he had two or three times observed it in patients who were +preparing for operations under chloroform. They exhibited no great fear, +but seemed to declare by this posture of their hands, that they had made +up their minds, and were resigned to the inevitable. +</p> + +<p> +We may now inquire why men in all parts of the world when they feel,—whether +or not they wish to show this feeling,—that they cannot or will not +do something, or will not resist something if done by another, shrug their +shoulders, at the same time often bending in their elbows, showing the +palms of their hands with extended fingers, often throwing their heads a +little on one side, raising their eyebrows, and opening their mouths. +These states of the mind are either simply passive, or show a +determination not to act. None of the above movements are of the least +service. The explanation lies, I cannot doubt, in the principle of +unconscious antithesis. This principle here seems to come into play as +clearly as in the case of a dog, who, when feeling savage, puts himself in +the proper attitude for attacking and for making himself appear terrible +to his enemy; but as soon as he feels affectionate, throws his whole body +into a directly opposite attitude, though this is of no direct use to him. +</p> + +<p> +Let it be observed how an indignant man, who resents, and will not submit +to some injury, holds his head erect, squares his shoulders, and expands +his chest. He often clenches his fists, and puts one or both arms in the +proper position for attack or defence, with the muscles of his limbs +rigid. He frowns,—that is, he contracts and lowers his brows,—and, +being determined, closes his mouth. The actions and attitude of a helpless +man are, in every one of these respects, exactly the reverse. In Plate VI. +we may imagine one of the figures on the left side to have just said, +“What do you mean by insulting me?” and one of the figures on the right +side to answer, “I really could not help it.” The helpless man +unconsciously contracts the muscles of his forehead which are antagonistic +to those that cause a frown, and thus raises his eyebrows; at the same +time he relaxes the muscles about the mouth, so that the lower jaw drops. +The antithesis is complete in every detail, not only in the movements of +the features, but in the position of the limbs and in the attitude of the +whole body, as may be seen in the accompanying plate. As the helpless or +apologetic man often wishes to show his state of mind, he then acts in a +conspicuous or demonstrative manner. +</p> + +<p> +In accordance with the fact that squaring the elbows and clenching the +fists are gestures by no means universal with the men of all races, when +they feel indignant and are prepared to attack their enemy, so it appears +that a helpless or apologetic frame of mind is expressed in many parts of +the world by merely shrugging the shoulders, without turning inwards the +elbows and opening the hands. The man or child who is obstinate, or one +who is resigned to some great misfortune, has in neither case any idea of +resistance by active means; and he expresses this state of mind, by simply +keeping his shoulders raised; or he may possibly fold his arms across his +breast. +</p> + +<p> +<i>Signs of affirmation or approval, and of negation or disapproval: +nodding and shaking the head</i>.—I was curious to ascertain how far +the common signs used by us in affirmation and negation were general +throughout the world. These signs are indeed to a certain extent +expressive of our feelings, as we give a vertical nod of approval with a +smile to our children, when we approve of their conduct; and shake our +heads laterally with a frown, when we disapprove. With infants, the first +act of denial consists in refusing food; and I repeatedly noticed with my +own infants, that they did so by withdrawing their heads laterally from +the breast, or from anything offered them in a spoon. In accepting food +and taking it into their mouths, they incline their heads forwards. Since +making these observations I have been informed that the same idea had +occurred to Charma.<a href="#linknote-1117" name="linknoteref-1117" +id="linknoteref-1117">[1117]</a> It deserves notice that in accepting or +taking food, there is only a single movement forward, and a single nod +implies an affirmation. On the other hand, in refusing food, especially if +it be pressed on them, children frequently move their heads several times +from side to side, as we do in shaking our heads in negation. Moreover, in +the case of refusal, the head is not rarely thrown backwards, or the mouth +is closed, so that these movements might likewise come to serve as signs +of negation. Mr. Wedgwood remarks on this subject,<a href="#linknote-1118" +name="linknoteref-1118" id="linknoteref-1118">[1118]</a> that “when the +voice is exerted with closed teeth or lips, it produces the sound of the +letter <i>n</i> or <i>m</i>. Hence we may account for the use of the +particle <i>ne</i> to signify negation, and possibly also of the Greek mh +in the same sense.” +</p> + +<p> +That these signs are innate or instinctive, at least with Anglo-Saxons, is +rendered highly probable by the blind and deaf Laura Bridgman “constantly +accompanying her <i>yes</i> with the common affirmative nod, and her <i>no</i> +with our negative shake of the head.” Had not Mr. Lieber stated to the +contrary,<a href="#linknote-1119" name="linknoteref-1119" +id="linknoteref-1119">[1119]</a> I should have imagined that these +gestures might have been acquired or learnt by her, considering her +wonderful sense of touch and appreciation of the movements of others. With +microcephalous idiots, who are so degraded that they never learn to speak, +one of them is described by Vogt,<a href="#linknote-1120" +name="linknoteref-1120" id="linknoteref-1120">[1120]</a> as answering, +when asked whether he wished for more food or drink, by inclining or +shaking his head. Schmalz, in his remarkable dissertation on the education +of the deaf and dumb, as well as of children raised only one degree above +idiotcy, assumes that they can always both make and understand the common +signs of affirmation and negation.<a href="#linknote-1121" +name="linknoteref-1121" id="linknoteref-1121">[1121]</a> +</p> + +<p> +Nevertheless if we look to the various races of man, these signs are not +so universally employed as I should have expected; yet they seem too +general to be ranked as altogether conventional or artificial. My +informants assert that both signs are used by the Malays, by the natives +of Ceylon, the Chinese, the negroes of the Guinea coast, and, according to +Gaika, by the Kafirs of South Africa, though with these latter people Mrs. +Barber has never seen a lateral shake used as a negative. With respect to +the Australians, seven observers agree that a nod is given in affirmation; +five agree about a lateral shake in negation, accompanied or not by some +word; but Mr. Dyson Lacy has never seen this latter sign in Queensland, +and Mr. Bulmer says that in Gipps’ Land a negative is expressed by +throwing the head a little backwards and putting out the tongue. At the +northern extremity of the continent, near Torres Straits, the natives when +uttering a negative “don’t shake the head with it, but holding up the +right hand, shake it by turning it half round and back again two or three +times.”<a href="#linknote-1122" name="linknoteref-1122" +id="linknoteref-1122">[1122]</a> The throwing back of the head with a +cluck of the tongue is said to be used as a negative by the modern Greeks +and Turks, the latter people expressing <i>yes</i> by a movement like that +made by us when we shake our heads.<a href="#linknote-1123" +name="linknoteref-1123" id="linknoteref-1123">[1123]</a> The Abyssinians, +as I am informed by Captain Speedy, express a negative by jerking the head +to the right shoulder, together with a slight cluck, the mouth being +closed; an affirmation is expressed by the head being thrown backwards and +the eyebrows raised for an instant. The Tagals of Luzon, in the Philippine +Archipelago, as I hear from Dr. Adolf Meyer, when they say “yes,” also +throw the head backwards. According to the Rajah Brooke, the Dyaks of +Borneo express an affirmation by raising the eyebrows, and a negation by +slightly contracting them, together with a peculiar look from the eyes. +With the Arabs on the Nile, Professor and Mrs. Asa Gray concluded that +nodding in affirmation was rare, whilst shaking the head in negation was +never used, and was not even understood by them. With the Esquimaux<a +href="#linknote-1124" name="linknoteref-1124" id="linknoteref-1124">[1124]</a> +a nod means <i>yes</i> and a wink <i>no</i>. The New Zealanders “elevate +the head and chin in place of nodding acquiescence.”<a +href="#linknote-1125" name="linknoteref-1125" id="linknoteref-1125">[1125]</a> +</p> + +<p> +With the Hindoos Mr. H. Erskine concludes from inquiries made from +experienced Europeans, and from native gentlemen, that the signs of +affirmation and negation vary—a nod and a lateral shake being +sometimes used as we do; but a negative is more commonly expressed by the +head being thrown suddenly backwards and a little to one side, with a +cluck of the tongue. What the meaning may be of this cluck of the tongue, +which has been observed with various people, I cannot imagine. A native +gentleman stated that affirmation is frequently shown by the head being +thrown to the left. I asked Mr. Scott to attend particularly to this +point, and, after repeated observations, he believes that a vertical nod +is not commonly used by the natives in affirmation, but that the head is +first thrown backwards either to the left or right, and then jerked +obliquely forwards only once. This movement would perhaps have been +described by a less careful observer as a lateral shake. He also states +that in negation the head is usually held nearly upright, and shaken +several times. +</p> + +<p> +Mr. Bridges informs me that the Fuegians nod their heads vertically in +affirmation, and shake them laterally in denial. With the wild Indians of +North America, according to Mr. Washington Matthews, nodding and shaking +the head have been learnt from Europeans, and are not naturally employed. +They express affirmation by describing with the hand (all the fingers +except the index being flexed) a curve downwards and outwards from the +body, whilst negation is expressed by moving the open hand outwards, with +the palm facing inwards. Other observers state that the sign of +affirmation with these Indians is the forefinger being raised, and then +lowered and pointed to the ground, or the hand is waved straight forward +from the face; and that the sign of negation is the finger or whole hand +shaken from side to side.<a href="#linknote-1126" name="linknoteref-1126" +id="linknoteref-1126">[1126]</a> This latter movement probably represents +in all cases the lateral shaking of the head. The Italians are said in +like manner to move the lifted finger from right to left in negation, as +indeed we English sometimes do. +</p> + +<p> +On the whole we find considerable diversity in the signs of affirmation +and negation in the different races of man. With respect to negation, if +we admit that the shaking of the finger or hand from side to side is +symbolic of the lateral movement of the head; and if we admit that the +sudden backward movement of the head represents one of the actions often +practised by young children in refusing food, then there is much +uniformity throughout the world in the signs of negation, and we can see +how they originated. The most marked exceptions are presented by the +Arabs, Esquimaux, some Australian tribes, and Dyaks. With the latter a +frown is the sign of negation, and with us frowning often accompanies a +lateral shake of the head. +</p> + +<p> +With respect to nodding in affirmation, the exceptions are rather more +numerous, namely with some of the Hindoos, with the Turks, Abyssinians, +Dyaks, Tagals, and New Zealanders. The eyebrows are sometimes raised in +affirmation, and as a person in bending his head forwards and downwards +naturally looks up to the person whom he addresses, he will be apt to +raise his eyebrows, and this sign may thus have arisen as an abbreviation. +So again with the New Zealanders, the lifting up the chin and head in +affirmation may perhaps represent in an abbreviated form the upward +movement of the head after it has been nodded forwards and downwards. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0012" id="link2HCH0012"></a> +CHAPTER XII.<br/>SURPRISE—ASTONISHMENT—FEAR—HORROR. +</h2> + +<p> +Surprise, astonishment—Elevation of the eyebrows—Opening the +mouth—Protrusion of the lips—Gestures accompanying surprise—Admiration—Fear—Terror—Erection +of the hair—Contraction of the platysma muscle—Dilatation of +the pupils—Horror—Conclusion. +</p> + +<p class="p2"> +Attention, if sudden and close, graduates into surprise; and this into +astonishment; and this into stupefied amazement. The latter frame of mind +is closely akin to terror. Attention is shown by the eyebrows being +slightly raised; and as this state increases into surprise, they are +raised to a much greater extent, with the eyes and mouth widely open. The +raising of the eyebrows is necessary in order that the eyes should be +opened quickly and widely; and this movement produces transverse wrinkles +across the forehead. The degree to which the eyes and mouth are opened +corresponds with the degree of surprise felt; but these movements must be +coordinated; for a widely opened mouth with eyebrows only slightly raised +results in a meaningless grimace, as Dr. Duchenne has shown in one of his +photographs.<a href="#linknote-1201" name="linknoteref-1201" +id="linknoteref-1201">[1201]</a> On the other hand, a person may often be +seen to pretend surprise by merely raising his eyebrows. +</p> + +<p> +Dr. Duchenne has given a photograph of an old man with his eyebrows well +elevated and arched by the galvanization of the frontal muscle; and with +his mouth voluntarily opened. This figure expresses surprise with much +truth. I showed it to twenty-four persons without a word of explanation, +and one alone did not at all understand what was intended. A second person +answered terror, which is not far wrong; some of the others, however, +added to the words surprise or astonishment, the epithets horrified, +woful, painful, or disgusted. +</p> + +<p> +The eyes and mouth being widely open is an expression universally +recognized as one of surprise or astonishment. Thus Shakespeare says, “I +saw a smith stand with open mouth swallowing a tailor’s news.” (‘King +John,’ act iv. scene ii.) And again, “They seemed almost, with staring on +one another, to tear the cases of their eyes; there was speech in the +dumbness, language in their very gesture; they looked as they had heard of +a world destroyed.” (‘Winter’s Tale,’ act v. scene ii.) +</p> + +<p> +My informants answer with remarkable uniformity to the same effect, with +respect to the various races of man; the above movements of the features +being often accompanied by certain gestures and sounds, presently to be +described. Twelve observers in different parts of Australia agree on this +head. Mr. Winwood Reade has observed this expression with the negroes on +the Guinea coast. The chief Gaika and others answer <i>yes</i> to my query +with respect to the Kafirs of South Africa; and so do others emphatically +with reference to the Abyssinians, Ceylonese, Chinese, Fuegians, various +tribes of North America, and New Zealanders. With the latter, Mr. Stack +states that the expression is more plainly shown by certain individuals +than by others, though all endeavour as much as possible to conceal their +feelings. The Dyaks of Borneo are said by the Rajah Brooke to open their +eyes widely, when astonished, often swinging their heads to and fro, and +beating their breasts. Mr. Scott informs me that the workmen in the +Botanic Gardens at Calcutta are strictly ordered not to smoke; but they +often disobey this order, and when suddenly surprised in the act, they +first open their eyes and mouths widely. They then often slightly shrug +their shoulders, as they perceive that discovery is inevitable, or frown +and stamp on the ground from vexation. Soon they recover from their +surprise, and abject fear is exhibited by the relaxation of all their +muscles; their heads seem to sink between their shoulders; their fallen +eyes wander to and fro; and they supplicate forgiveness. +</p> + +<p> +The well-known Australian explorer, Mr. Stuart, has given<a +href="#linknote-1202" name="linknoteref-1202" id="linknoteref-1202">[1202]</a> +a striking account of stupefied amazement together with terror in a native +who had never before seen a man on horseback. Mr. Stuart approached unseen +and called to him from a little distance. “He turned round and saw me. +What he imagined I was I do not know; but a finer picture of fear and +astonishment I never saw. He stood incapable of moving a limb, riveted to +the spot, mouth open and eyes staring.... He remained motionless until our +black got within a few yards of him, when suddenly throwing down his +waddies, he jumped into a mulga bush as high as he could get.” He could +not speak, and answered not a word to the inquiries made by the black, +but, trembling from head to foot, “waved with his hand for us to be off.” +</p> + +<p> +That the eyebrows are raised by an innate or instinctive impulse may be +inferred from the fact that Laura Bridgman invariably acts thus when +astonished, as I have been assured by the lady who has lately had charge +of her. As surprise is excited by something unexpected or unknown, we +naturally desire, when startled, to perceive the cause as quickly as +possible; and we consequently open our eyes fully, so that the field of +vision may be increased, and the eyeballs moved easily in any direction. +But this hardly accounts for the eyebrows being so greatly raised as is +the case, and for the wild staring of the open eyes. The explanation lies, +I believe, in the impossibility of opening the eyes with great rapidity by +merely raising the upper lids. To effect this the eyebrows must be lifted +energetically. Any one who will try to open his eyes as quickly as +possible before a mirror will find that he acts thus; and the energetic +lifting up of the eyebrows opens the eyes so widely that they stare, the +white being exposed all round the iris. Moreover, the elevation of the +eyebrows is an advantage in looking upwards; for as long as they are +lowered they impede our vision in this direction. Sir C. Bell gives<a +href="#linknote-1203" name="linknoteref-1203" id="linknoteref-1203">[1203]</a> +a curious little proof of the part which the eyebrows play in opening the +eyelids. In a stupidly drunken man all the muscles are relaxed, and the +eyelids consequently droop, in the same manner as when we are falling +asleep. To counteract this tendency the drunkard raises his eyebrows; and +this gives to him a puzzled, foolish look, as is well represented in one +of Hogarth’s drawings. The habit of raising the eyebrows having once been +gained in order to see as quickly as possible all around us, the movement +would follow from the force of association whenever astonishment was felt +from any cause, even from a sudden sound or an idea. +</p> + +<p> +With adult persons, when the eyebrows are raised, the whole forehead +becomes much wrinkled in transverse lines; but with children this occurs +only to a slight degree. The wrinkles run in lines concentric with each +eyebrow, and are partially confluent in the middle. They are highly +characteristic of the expression of surprise or astonishment. Each +eyebrow, when raised, becomes also, as Duchenne remarks,<a +href="#linknote-1204" name="linknoteref-1204" id="linknoteref-1204">[1204]</a> +more arched than it was before. +</p> + +<p> +The cause of the mouth being opened when astonishment is felt, is a much +more complex affair; and several causes apparently concur in leading to +this movement. It has often been supposed<a href="#linknote-1205" +name="linknoteref-1205" id="linknoteref-1205">[1205]</a> that the sense of +hearing is thus rendered more acute; but I have watched persons listening +intently to a slight noise, the nature and source of which they knew +perfectly, and they did not open their mouths. Therefore I at one time +imagined that the open mouth might aid in distinguishing the direction +whence a sound proceeded, by giving another channel for its entrance into +the ear through the eustachian tube, But Dr. W. Ogle<a +href="#linknote-1206" name="linknoteref-1206" id="linknoteref-1206">[1206]</a> +has been so kind as to search the best recent authorities on the functions +of the eustachian tube, and he informs me that it is almost conclusively +proved that it remains closed except during the act of deglutition; and +that in persons in whom the tube remains abnormally open, the sense of +hearing, as far as external sounds are concerned, is by no means improved; +on the contrary, it is impaired by the respiratory sounds being rendered +more distinct. If a watch be placed within the mouth, but not allowed to +touch the sides, the ticking is heard much less plainly than when held +outside. In persons in whom from disease or a cold the eustachian tube is +permanently or temporarily closed, the sense of hearing is injured; but +this may be accounted for by mucus accumulating within the tube, and the +consequent exclusion of air. We may therefore infer that the mouth is not +kept open under the sense of astonishment for the sake of hearing sounds +more distinctly; notwithstanding that most deaf people keep their mouths +open. +</p> + +<p> +Every sudden emotion, including astonishment, quickens the action of the +heart, and with it the respiration. Now we can breathe, as Gratiolet +remarks<a href="#linknote-1207" name="linknoteref-1207" +id="linknoteref-1207">[1207]</a> and as appears to me to be the case, much +more quietly through the open mouth than through the nostrils. Therefore, +when we wish to listen intently to any sound, we either stop breathing, or +breathe as quietly as possible, by opening our mouths, at the same time +keeping our bodies motionless. One of my sons was awakened in the night by +a noise under circumstances which naturally led to great care, and after a +few minutes he perceived that his mouth was widely open. He then became +conscious that he had opened it for the sake of breathing as quietly as +possible. This view receives support from the reversed case which occurs +with dogs. A dog when panting after exercise, or on a hot day, breathes +loudly; but if his attention be suddenly aroused, he instantly pricks his +ears to listen, shuts his mouth, and breathes quietly, as he is enabled to +do, through his nostrils. +</p> + +<p> +When the attention is concentrated for a length of time with fixed +earnestness on any object or subject, all the organs of the body are +forgotten and neglected;<a href="#linknote-1208" name="linknoteref-1208" +id="linknoteref-1208">[1208]</a> and as the nervous energy of each +individual is limited in amount, little is transmitted to any part of the +system, excepting that which is at the time brought into energetic action. +Therefore many of the muscles tend to become relaxed, and the jaw drops +from its own weight. This will account for the dropping of the jaw and +open mouth of a man stupefied with amazement, and perhaps when less +strongly affected. I have noticed this appearance, as I find recorded in +my notes, in very young children when they were only moderately surprised. +</p> + +<p> +There is still another and highly effective cause, leading to the mouth +being opened, when we are astonished, and more especially when we are +suddenly startled. We can draw a full and deep inspiration much more +easily through the widely open mouth than through the nostrils. Now when +we start at any sudden sound or sight, almost all the muscles of the body +are involuntarily and momentarily thrown into strong action, for the sake +of guarding ourselves against or jumping away from the danger, which we +habitually associate with anything unexpected. But we always unconsciously +prepare ourselves for any great exertion, as formerly explained, by first +taking a deep and full inspiration, and we consequently open our mouths. +If no exertion follows, and we still remain astonished, we cease for a +time to breathe, or breathe as quietly as possible, in order that every +sound may be distinctly heard. Or again, if our attention continues long +and earnestly absorbed, all our muscles become relaxed, and the jaw, which +was at first suddenly opened, remains dropped. Thus several causes concur +towards this same movement, whenever surprise, astonishment, or amazement +is felt. +</p> + +<p> +Although when thus affected, our mouths are generally opened, yet the lips +are often a little protruded. This fact reminds us of the same movement, +though in a much more strongly marked degree, in the chimpanzee and orang +when astonished. As a strong expiration naturally follows the deep +inspiration which accompanies the first sense of startled surprise, and as +the lips are often protruded, the various sounds which are then commonly +uttered can apparently be accounted for. But sometimes a strong expiration +alone is heard; thus Laura Bridgman, when amazed, rounds and protrudes her +lips, opens them, and breathes strongly.<a href="#linknote-1209" +name="linknoteref-1209" id="linknoteref-1209">[1209]</a> One of the +commonest sounds is a deep <i>Oh</i>; and this would naturally follow, as +explained by Helmholtz, from the mouth being moderately opened and the +lips protruded. On a quiet night some rockets were fired from the +‘Beagle,’ in a little creek at Tahiti, to amuse the natives; and as each +rocket, was let off there was absolute silence, but this was invariably +followed by a deep groaning <i>Oh</i>, resounding all round the bay. Mr. +Washington Matthews says that the North American Indians express +astonishment by a groan; and the negroes on the West Coast of Africa, +according to Mr. Winwood Reade, protrude their lips, and make a sound like +<i>heigh, heigh</i>. If the mouth is not much opened, whilst the lips are +considerably protruded, a blowing, hissing, or whistling noise is +produced. Mr. R. Brough Smith informs me that an Australian from the +interior was taken to the theatre to see an acrobat rapidly turning head +over heels: “he was greatly astonished, and protruded his lips, making a +noise with his mouth as if blowing out a match.” According to Mr. Bulmer +the Australians, when surprised, utter the exclamation <i>korki</i>, “and +to do this the mouth is drawn out as if going to whistle.” We Europeans +often whistle as a sign of surprise; thus, in a recent novel<a +href="#linknote-1210" name="linknoteref-1210" id="linknoteref-1210">[1210]</a> +it is said, “here the man expressed his astonishment and disapprobation by +a prolonged whistle.” A Kafir girl, as Mr. J. Mansel Weale informs me, “on +hearing of the high price of an article, raised her eyebrows and whistled +just as a European would.” Mr. Wedgwood remarks that such sounds are +written down as <i>whew</i>, and they serve as interjections for surprise. +</p> + +<p> +According to three other observers, the Australians often evince +astonishment by a clucking noise. Europeans also sometimes express gentle +surprise by a little clicking noise of nearly the same kind. We have seen +that when we are startled, the mouth is suddenly opened; and if the tongue +happens to be then pressed closely against the palate, its sudden +withdrawal will produce a sound of this kind, which might thus come to +express surprise. +</p> + +<p> +<a name="linkimage-0024" id="linkimage-0024"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/plate-7.jpg" width="100%" +alt="Gestures of the Body. Plate VII " /> +</div> + +<p> +Turning to gestures of the body. A surprised person often raises his +opened hands high above his head, or by bending his arms only to the level +of his face. The flat palms are directed towards the person who causes +this feeling, and the straightened fingers are separated. This gesture is +represented by Mr. Rejlander in Plate VII. fig. 1. In the ‘Last Supper,’ +by Leonardo da Vinci, two of the Apostles have their hands half uplifted, +clearly expressive of their astonishment. A trustworthy observer told me +that he had lately met his wife under most unexpected circumstances: “She +started, opened her mouth and eyes very widely, and threw up both her arms +above her head.” Several years ago I was surprised by seeing several of my +young children earnestly doing something together on the ground; but the +distance was too great for me to ask what they were about. Therefore I +threw up my open hands with extended fingers above my head; and as soon as +I had done this, I became conscious of the action. I then waited, without +saying a word, to see if my children had understood this gesture; and as +they came running to me they cried out, “We saw that you were astonished +at us.” I do not know whether this gesture is common to the various races +of man, as I neglected to make inquiries on this head. That it is innate +or natural may be inferred from the fact that Laura Bridgman, when amazed, +“spreads her arms and turns her hands with extended fingers upwards;”<a +href="#linknote-1211" name="linknoteref-1211" id="linknoteref-1211">[1211]</a> +nor is it likely, considering that the feeling of surprise is generally a +brief one, that she should have learnt this gesture through her keen sense +of touch. +</p> + +<p> +Huschke describes<a href="#linknote-1212" name="linknoteref-1212" +id="linknoteref-1212">[1212]</a> a somewhat different yet allied gesture, +which he says is exhibited by persons when astonished. They hold +themselves erect, with the features as before described, but with the +straightened arms extended backwards—the stretched fingers being +separated from each other. I have never myself seen this gesture; but +Huschke is probably correct; for a friend asked another man how he would +express great astonishment, and he at once threw himself into this +attitude. +</p> + +<p> +These gestures are, I believe, explicable on the principle of antithesis. +We have seen that an indignant man holds his head erect, squares his +shoulders, turns out his elbows, often clenches his fist, frowns, and +closes his mouth; whilst the attitude of a helpless man is in every one of +these details the reverse. Now, a man in an ordinary frame of mind, doing +nothing and thinking of nothing in particular, usually keeps his two arms +suspended laxly by his sides, with his hands somewhat flexed, and the +fingers near together. Therefore, to raise the arms suddenly, either the +whole arms or the fore-arms, to open the palms flat, and to separate the +fingers,—or, again, to straighten the arms, extending them backwards +with separated fingers,—are movements in complete antithesis to +those preserved under an indifferent frame of mind, and they are, in +consequence, unconsciously assumed by an astonished man. There is, also, +often a desire to display surprise in a conspicuous manner, and the above +attitudes are well fitted for this purpose. It may be asked why should +surprise, and only a few other states of the mind, be exhibited by +movements in antithesis to others. But this principle will not be brought +into play in the case of those emotions, such as terror, great joy, +suffering, or rage, which naturally lead to certain lines of action and +produce certain effects on the body, for the whole system is thus +preoccupied; and these emotions are already thus expressed with the +greatest plainness. +</p> + +<p> +There is another little gesture, expressive of astonishment of which I can +offer no explanation; namely, the hand being placed over the mouth or on +some part of the head. This has been observed with so many races of man, +that it must have some natural origin. A wild Australian was taken into a +large room full of official papers, which surprised him greatly, and he +cried out, <i>cluck, cluck, cluck</i>, putting the back of his hand +towards his lips. Mrs. Barber says that the Kafirs and Fingoes express +astonishment by a serious look and by placing the right hand upon the +mouth, uttering the word <i>mawo</i>, which means ‘wonderful.’ The +Bushmen are said<a href="#linknote-1213" name="linknoteref-1213" +id="linknoteref-1213">[1213]</a> to put their right hands to their necks, +bending their heads backwards. Mr. Winwood Reade has observed that the +negroes on the West Coast of Africa, when surprised, clap their hands to +their mouths, saying at the same time, “My mouth cleaves to me,” i. e. to +my hands; and he has heard that this is their usual gesture on such +occasions. Captain Speedy informs me that the Abyssinians place their +right hand to the forehead, with the palm outside. Lastly, Mr. Washington +Matthews states that the conventional sign of astonishment with the wild +tribes of the western parts of the United States “is made by placing the +half-closed hand over the mouth; in doing this, the head is often bent +forwards, and words or low groans are sometimes uttered.” Catlin<a +href="#linknote-1214" name="linknoteref-1214" id="linknoteref-1214">[1214]</a> +makes the same remark about the hand being pressed over the mouth by the +Mandans and other Indian tribes. +</p> + +<p class="p2"> +<i>Admiration</i>.—Little need be said on this head. Admiration +apparently consists of surprise associated with some pleasure and a sense +of approval. When vividly felt, the eyes are opened and the eyebrows +raised; the eyes become bright, instead of remaining blank, as under +simple astonishment; and the mouth, instead of gaping open, expands into a +smile. +</p> + +<p class="p2"> +<i>Fear, Terror</i>.—The word ‘fear’ seems to be derived from what +is sudden and dangerous;<a href="#linknote-1215" name="linknoteref-1215" +id="linknoteref-1215">[1215]</a> and that of terror from the trembling of +the vocal organs and body. I use the word ‘terror’ for extreme fear; but +some writers think it ought to be confined to cases in which the +imagination is more particularly concerned. Fear is often preceded by +astonishment, and is so far akin to it, that both lead to the senses of +sight and hearing being instantly aroused. In both cases the eyes and +mouth are widely opened, and the eyebrows raised. The frightened man at +first stands like a statue motionless and breathless, or crouches down as +if instinctively to escape observation. +</p> + +<p> +The heart beats quickly and violently, so that it palpitates or knocks +against the ribs; but it is very doubtful whether it then works more +efficiently than usual, so as to send a greater supply of blood to all +parts of the body; for the skin instantly becomes pale, as during +incipient faintness. This paleness of the surface, however, is probably in +large part, or exclusively, due to the vasomotor centre being affected in +such a manner as to cause the contraction of the small arteries of the +skin. That the skin is much affected under the sense of great fear, we see +in the marvellous and inexplicable manner in which perspiration +immediately exudes from it. This exudation is all the more remarkable, as +the surface is then cold, and hence the term a cold sweat; whereas, the +sudorific glands are properly excited into action when the surface is +heated. The hairs also on the skin stand erect; and the superficial +muscles shiver. In connection with the disturbed action of the heart, the +breathing is hurried. The salivary glands act imperfectly; the mouth +becomes dry,<a href="#linknote-1216" name="linknoteref-1216" +id="linknoteref-1216">[1216]</a> and is often opened and shut. I have also +noticed that under slight fear there is a strong tendency to yawn. One of +the best-marked symptoms is the trembling of all the muscles of the body; +and this is often first seen in the lips. From this cause, and from the +dryness of the mouth, the voice becomes husky or indistinct, or may +altogether fail. “Obstupui, steteruntque comae, et vox faucibus haesit.” +</p> + +<p> +Of vague fear there is a well-known and grand description in Job:—“In +thoughts from the visions of the night, when deep sleep falleth on men, +fear came upon me, and trembling, which made all my bones to shake. Then a +spirit passed before my face; the hair of my flesh stood up. It stood +still, but I could not discern the form thereof: an image was before my +eyes, there was silence, and I heard a voice, saying, Shall mortal man be +more just than God? Shall a man be more pure than his Maker?” (Job iv. 13) +</p> + +<p> +As fear increases into an agony of terror, we behold, as under all violent +emotions, diversified results. The heart beats wildly, or may fail to act +and faintness ensue; there is a death-like pallor; the breathing is +laboured; the wings of the nostrils are wildly dilated; “there is a +gasping and convulsive motion of the lips, a tremor on the hollow cheek, a +gulping and catching of the throat;”<a href="#linknote-1217" +name="linknoteref-1217" id="linknoteref-1217">[1217]</a> the uncovered and +protruding eyeballs are fixed on the object of terror; or they may roll +restlessly from side to side, <i>huc illuc volvens oculos totumque +pererrat</i>.<a href="#linknote-1218" name="linknoteref-1218" +id="linknoteref-1218">[1218]</a> The pupils are said to be enormously +dilated. All the muscles of the body may become rigid, or may be thrown +into convulsive movements. The hands are alternately clenched and opened, +often with a twitching movement. The arms may be protruded, as if to avert +some dreadful danger, or may be thrown wildly over the head. The Rev. Mr. +Hagenauer has seen this latter action in a terrified Australian. In other +cases there is a sudden and uncontrollable tendency to headlong flight; +and so strong is this, that the boldest soldiers may be seized with a +sudden panic. +</p> + +<p> +As fear rises to an extreme pitch, the dreadful scream of terror is heard. +Great beads of sweat stand on the skin. All the muscles of the body are +relaxed. Utter prostration soon follows, and the mental powers fail. The +intestines are affected. The sphincter muscles cease to act, and no longer +retain the contents of the body. +</p> + +<p> +<a name="linkimage-0025" id="linkimage-0025"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig19.jpg" width="100%" +alt="Photograph of an Insane Woman. Fig. 19 " /> +</div> + +<p> +Dr. J. Crichton Browne has given me so striking an account of intense fear +in an insane woman, aged thirty-five, that the description though painful +ought not to be omitted. When a paroxysm seizes her, she screams out, +“This is hell!” “There is a black woman!” “I can’t get out!”—and +other such exclamations. When thus screaming, her movements are those of +alternate tension and tremor. For one instant she clenches her hands, +holds her arms out before her in a stiff semi-flexed position; then +suddenly bends her body forwards, sways rapidly to and fro, draws her +fingers through her hair, clutches at her neck, and tries to tear off her +clothes. The sterno-cleido-mastoid muscles (which serve to bend the head +on the chest) stand out prominently, as if swollen, and the skin in front +of them is much wrinkled. Her hair, which is cut short at the back of her +head, and is smooth when she is calm, now stands on end; that in front +being dishevelled by the movements of her hands. The countenance expresses +great mental agony. The skin is flushed over the face and neck, down to +the clavicles, and the veins of the forehead and neck stand out like thick +cords. The lower lip drops, and is somewhat everted. The mouth is kept +half open, with the lower jaw projecting. The cheeks are hollow and deeply +furrowed in curved lines running from the wings of the nostrils to the +corners of the mouth. The nostrils themselves are raised and extended. The +eyes are widely opened, and beneath them the skin appears swollen; the +pupils are large. The forehead is wrinkled transversely in many folds, and +at the inner extremities of the eyebrows it is strongly furrowed in +diverging lines, produced by the powerful and persistent contraction of +the corrugators. +</p> + +<p> +<a name="linkimage-0026" id="linkimage-0026"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig20.jpg" width="100%" alt="Terror. Fig. 20 " /> +</div> + +<p> +Mr. Bell has also described<a href="#linknote-1219" name="linknoteref-1219" +id="linknoteref-1219">[1219]</a> an agony of terror and of despair, which +he witnessed in a murderer, whilst carried to the place of execution in +Turin. “On each side of the car the officiating priests were seated; and +in the centre sat the criminal himself. It was impossible to witness the +condition of this unhappy wretch without terror; and yet, as if impelled +by some strange infatuation, it was equally impossible not to gaze upon an +object so wild, so full of horror. He seemed about thirty-five years of +age; of large and muscular form; his countenance marked by strong and +savage features; half naked, pale as death, agonized with terror, every +limb strained in anguish, his hands clenched convulsively, the sweat +breaking out on his bent and contracted brow, he kissed incessantly the +figure of our Saviour, painted on the flag which was suspended before him; +but with an agony of wildness and despair, of which nothing ever exhibited +on the stage can give the slightest conception.” +</p> + +<p> +I will add only one other case, illustrative of a man utterly prostrated +by terror. An atrocious murderer of two persons was brought into a +hospital, under the mistaken impression that he had poisoned himself; and +Dr. W. Ogle carefully watched him the next morning, while he was being +handcuffed and taken away by the police. His pallor was extreme, and his +prostration so great that he was hardly able to dress himself. His skin +perspired; and his eyelids and head drooped so much that it was impossible +to catch even a glimpse of his eyes. His lower jaw hung down. There was no +contraction of any facial muscle, and Dr. Ogle is almost certain that the +hair did not stand on end, for he observed it narrowly, as it had been +dyed for the sake of concealment. +</p> + +<p> +With respect to fear, as exhibited by the various races of man, my +informants agree that the signs are the same as with Europeans. They are +displayed in an exaggerated degree with the Hindoos and natives of Ceylon. +Mr. Geach has seen Malays when terrified turn pale and shake; and Mr. +Brough Smyth states that a native Australian “being on one occasion much +frightened, showed a complexion as nearly approaching to what we call +paleness, as can well be conceived in the case of a very black man.” Mr. +Dyson Lacy has seen extreme fear shown in an Australian, by a nervous +twitching of the hands, feet, and lips; and by the perspiration standing +on the skin. Many savages do not repress the signs of fear so much as +Europeans; and they often tremble greatly. With the Kafir, Gaika says, in +his rather quaint English, the shaking “of the body is much experienced, +and the eyes are widely open.” With savages, the sphincter muscles are +often relaxed, just as may be observed in much frightened dogs, and as I +have seen with monkeys when terrified by being caught. +</p> + +<p class="p2"> +<i>The erection of the hair</i>.—Some of the signs of fear deserve a +little further consideration. Poets continually speak of the hair standing +on end; Brutus says to the ghost of Caesar, “that mak’st my blood cold, +and my hair to stare.” And Cardinal Beaufort, after the murder of +Gloucester exclaims, “Comb down his hair; look, look, it stands upright.” +As I did not feel sure whether writers of fiction might not have applied +to man what they had often observed in animals, I begged for information +from Dr. Crichton Browne with respect to the insane. He states in answer +that he has repeatedly seen their hair erected under the influence of +sudden and extreme terror. For instance, it is occasionally necessary to +inject morphia, under the skin of an insane woman, who dreads the +operation extremely, though it causes very little pain; for she believes +that poison is being introduced into her system, and that her bones will +be softened, and her flesh turned into dust. She becomes deadly pale; her +limbs are stiffened by a sort of tetanic spasm, and her hair is partially +erected on the front of the head. +</p> + +<p> +Dr. Browne further remarks that the bristling of the hair which is so +common in the insane, is not always associated with terror. It is perhaps +most frequently seen in chronic maniacs, who rave incoherently and have +destructive impulses; but it is during their paroxysms of violence that +the bristling is most observable. The fact of the hair becoming erect +under the influence both of rage and fear agrees perfectly with what we +have seen in the lower animals. Dr. Browne adduces several cases in +evidence. Thus with a man now in the Asylum, before the recurrence of each +maniacal paroxysm, “the hair rises up from his forehead like the mane of a +Shetland pony.” He has sent me photographs of two women, taken in the +intervals between their paroxysms, and he adds with respect to one of +these women, “that the state of her hair is a sure and convenient +criterion of her mental condition.” I have had one of these photographs +copied, and the engraving gives, if viewed from a little distance, a +faithful representation of the original, with the exception that the hair +appears rather too coarse and too much curled. The extraordinary condition +of the hair in the insane is due, not only to its erection, but to its +dryness and harshness, consequent on the subcutaneous glands failing to +act. Dr. Bucknill has said<a href="#linknote-1220" name="linknoteref-1220" +id="linknoteref-1220">[1220]</a> that a lunatic “is a lunatic to his +finger’s ends;” he might have added, and often to the extremity of each +particular hair. +</p> + +<p> +Dr. Browne mentions as an empirical confirmation of the relation which +exists in the insane between the state of their hair and minds, that the +wife of a medical man, who has charge of a lady suffering from acute +melancholia, with a strong fear of death, for herself, her husband and +children, reported verbally to him the day before receiving my letter as +follows, “I think Mrs. —— will soon improve, for her hair is +getting smooth; and I always notice that our patients get better whenever +their hair ceases to be rough and unmanageable.” +</p> + +<p> +Dr. Browne attributes the persistently rough condition of the hair in many +insane patients, in part to their minds being always somewhat disturbed, +and in part to the effects of habit,—that is, to the hair being +frequently and strongly erected during their many recurrent paroxysms. In +patients in whom the bristling of the hair is extreme, the disease is +generally permanent and mortal; but in others, in whom the bristling is +moderate, as soon as they recover their health of mind the hair recovers +its smoothness. +</p> + +<p> +In a previous chapter we have seen that with animals the hairs are erected +by the contraction of minute, unstriped, and involuntary muscles, which +run to each separate follicle. In addition to this action, Mr. J. Wood has +clearly ascertained by experiment, as he informs me, that with man the +hairs on the front of the head which slope forwards, and those on the back +which slope backwards, are raised in opposite directions by the +contraction of the occipito-frontalis or scalp muscle. So that this muscle +seems to aid in the erection of the hairs on the head of man in the same +manner as the homologous <i>panniculus carnosus</i> aids, or takes the +greater part, in the erection of the spines on the backs of some of the +lower animals. +</p> + +<p class="p2"> +<i>Contraction of the platysma myoides muscle</i>.—This muscle is +spread over the sides of the neck, extending downwards to a little beneath +the collar-bones, and upwards to the lower part of the cheeks. A portion, +called the risorius, is represented in the woodcut (M) fig. 2. The +contraction of this muscle draws the corners of the mouth and the lower +parts of the checks downwards and backwards. It produces at the same time +divergent, longitudinal, prominent ridges on the sides of the neck in the +young; and, in old thin persons, fine transverse wrinkles. This muscle is +sometimes said not to be under the control of the will; but almost every +one, if told to draw the corners of his mouth backwards and downwards with +great force, brings it into action. I have, however, heard of a man who +can voluntarily act on it only on one side of his neck. +</p> + +<p> +Sir C. Bell<a href="#linknote-1221" name="linknoteref-1221" +id="linknoteref-1221">[1221]</a> and others have stated that this muscle +is strongly contracted under the influence of fear; and Duchenne insists +so strongly on its importance in the expression of this emotion, that he +calls it the <i>muscle of fright</i>.<a href="#linknote-1222" +name="linknoteref-1222" id="linknoteref-1222">[1222]</a> He admits, +however, that its contraction is quite inexpressive unless associated with +widely open eyes and mouth. He has given a photograph (copied and reduced +in the accompanying woodcut) of the same old man as on former occasions, +with his eyebrows strongly raised, his mouth opened, and the platysma +contracted, all by means of galvanism. The original photograph was shown +to twenty-four persons, and they were separately asked, without any +explanation being given, what expression was intended: twenty instantly +answered, “intense fright” or “horror”; three said pain, and one extreme +discomfort. Dr. Duchenne has given another photograph of the same old man, +with the platysma contracted, the eyes and mouth opened, and the eyebrows +rendered oblique, by means of galvanism. The expression thus induced is +very striking (see Plate VII. fig. 2); the obliquity of the eyebrows +adding the appearance of great mental distress. The original was shown to +fifteen persons; twelve answered terror or horror, and three agony or +great suffering. From these cases, and from an examination of the other +photographs given by Dr. Duchenne, together with his remarks thereon, I +think there can be little doubt that the contraction of the platysma does +add greatly to the expression of fear. Nevertheless this muscle ought +hardly to be called that of fright, for its contraction is certainly not a +necessary concomitant of this state of mind. +</p> + +<p> +A man may exhibit extreme terror in the plainest manner by death-like +pallor, by drops of perspiration on his skin, and by utter prostration, +with all the muscles of his body, including the platysma, completely +relaxed. Although Dr. Browne has often seen this muscle quivering and +contracting in the insane, he has not been able to connect its action with +any emotional condition in them, though he carefully attended to patients +suffering from great fear. Mr. Nicol, on the other hand, has observed +three cases in which this muscle appeared to be more or less permanently +contracted under the influence of melancholia, associated with much dread; +but in one of these cases, various other muscles about the neck and head +were subject to spasmodic contractions. +</p> + +<p> +Dr. W. Ogle observed for me in one of the London hospitals about twenty +patients, just before they were put under the influence of chloroform for +operations. They exhibited some trepidation, but no great terror. In only +four of the cases was the platysma visibly contracted; and it did not +begin to contract until the patients began to cry. The muscle seemed to +contract at the moment of each deep-drawn inspiration; so that it is very +doubtful whether the contraction depended at all on the emotion of fear. +In a fifth case, the patient, who was not chloroformed, was much +terrified; and his platysma was more forcibly and persistently contracted +than in the other cases. But even here there is room for doubt, for the +muscle which appeared to be unusually developed, was seen by Dr. Ogle to +contract as the man moved his head from the pillow, after the operation +was over. +</p> + +<p> +As I felt much perplexed why, in any case, a superficial muscle on the +neck should be especially affected by fear, I applied to my many obliging +correspondents for information about the contraction of this muscle under +other circumstances. It would be superfluous to give all the answers which +I have received. They show that this muscle acts, often in a variable +manner and degree, under many different conditions. It is violently +contracted in hydrophobia, and in a somewhat less degree in lockjaw; +sometimes in a marked manner during the insensibility from chloroform. Dr. +W. Ogle observed two male patients, suffering from such difficulty in +breathing, that the trachea had to be opened, and in both the platysma was +strongly contracted. One of these men overheard the conversation of the +surgeons surrounding him, and when he was able to speak, declared that he +had not been frightened. In some other cases of extreme difficulty of +respiration, though not requiring tracheotomy, observed by Drs. Ogle and +Langstaff, the platysma was not contracted. +</p> + +<p> +Mr. J. Wood, who has studied with such care the muscles of the human body, +as shown by his various publications, has often seen the platysma +contracted in vomiting, nausea, and disgust; also in children and adults +under the influence of rage,—for instance, in Irishwomen, +quarrelling and brawling together with angry gesticulations. This may +possibly have been due to their high and angry tones; for I know a lady, +an excellent musician, who, in singing certain high notes, always +contracts her platysma. So does a young man, as I have observed, in +sounding certain notes on the flute. Mr. J. Wood informs me that he has +found the platysma best developed in persons with thick necks and broad +shoulders; and that in families inheriting these peculiarities, its +development is usually associated with much voluntary power over the +homologous occipito-frontalis muscle, by which the scalp can be moved. +</p> + +<p> +None of the foregoing cases appear to throw any light on the contraction +of the platysma from fear; but it is different, I think, with the +following cases. The gentleman before referred to, who can voluntarily act +on this muscle only on one side of his neck, is positive that it contracts +on both sides whenever he is startled. Evidence has already been given +showing that this muscle sometimes contracts, perhaps for the sake of +opening the mouth widely, when the breathing is rendered difficult by +disease, and during the deep inspirations of crying-fits before an +operation. Now, whenever a person starts at any sudden sight or sound, he +instantaneously draws a deep breath; and thus the contraction of the +platysma may possibly have become associated with the sense of fear. But +there is, I believe, a more efficient relation. The first sensation of +fear, or the imagination of something dreadful, commonly excites a +shudder. I have caught myself giving a little involuntary shudder at a +painful thought, and I distinctly perceived that my platysma contracted; +so it does if I simulate a shudder. I have asked others to act in this +manner; and in some the muscle contracted, but not in others. One of my +sons, whilst getting out of bed, shuddered from the cold, and, as he +happened to have his hand on his neck, he plainly felt that this muscle +strongly contracted. He then voluntarily shuddered, as he had done on +former occasions, but the platysma was not then affected. Mr. J. Wood has +also several times observed this muscle contracting in patients, when +stripped for examination, and who were not frightened, but shivered +slightly from the cold. Unfortunately I have not been able to ascertain +whether, when the whole body shakes, as in the cold stage of an ague fit, +the platysma contracts. But as it certainly often contracts during a +shudder; and as a shudder or shiver often accompanies the first sensation +of fear, we have, I think, a clue to its action in this latter case.<a +href="#linknote-1223" name="linknoteref-1223" id="linknoteref-1223">[1223]</a> +Its contraction, however, is not an invariable concomitant of fear; for it +probably never acts under the influence of extreme, prostrating terror. +</p> + +<p class="p2"> +<i>Dilatation of the Pupils</i>.—Gratiolet repeatedly insists<a +href="#linknote-1224" name="linknoteref-1224" id="linknoteref-1224">[1224]</a> +that the pupils are enormously dilated whenever terror is felt. I have no +reason to doubt the accuracy of this statement, but have failed to obtain +confirmatory evidence, excepting in the one instance before given of an +insane woman suffering from great fear. When writers of fiction speak of +the eyes being widely dilated, I presume that they refer to the eyelids. +Munro’s statement, that with parrots the iris is affected by the passions, +independently of the amount of light, seems to bear on this question; but +Professor Donders informs me, that he has often seen movements in the +pupils of these birds which he thinks may be related to their power of +accommodation to distance, in nearly the same manner as our own pupils +contract when our eyes converge for near vision. Gratiolet remarks that +the dilated pupils appear as if they were gazing into profound darkness. +No doubt the fears of man have often been excited in the dark; but hardly +so often or so exclusively, as to account for a fixed and associated habit +having thus arisen. It seems more probable, assuming that Gratiolet’s +statement is correct, that the brain is directly affected by the powerful +emotion of fear and reacts on the pupils; but Professor Donders informs me +that this is an extremely complicated subject. I may add, as possibly +throwing light on the subject, that Dr. Fyffe, of Netley Hospital, has +observed in two patients that the pupils were distinctly dilated during +the cold stage of an ague fit. Professor Donders has also often seen +dilatation of the pupils in incipient faintness.<a href="#linknote-1225" +name="linknoteref-1225" id="linknoteref-1225">[1225]</a> +</p> + +<p class="p2"> +<i>Horror</i>.—The state of mind expressed by this term implies +terror, and is in some, cases almost synonymous with it. Many a man must +have felt, before the blessed discovery of chloroform, great horror at the +thought of an impending surgical operation. He who dreads, as well as +hates a man, will feel, as Milton uses the word, a horror of him. We feel +horror if we see any one, for instance a child, exposed to some instant +and crushing danger. Almost every one would experience the same feeling in +the highest degree in witnessing a man being tortured or going to be +tortured. In these cases there is no danger to ourselves; but from the +power of the imagination and of sympathy we put ourselves in the position +of the sufferer, and feel something akin to fear. +</p> + +<p> +<a name="linkimage-0027" id="linkimage-0027"> +<!-- IMG --></a> +</p> +<div class="fig" style="width:80%;"> +<img src="images/fig21.jpg" width="100%" alt="Horror and Agony. Fig. 21 " /> +</div> + +<p> +Sir C. Bell remarks,<a href="#linknote-1226" name="linknoteref-1226" +id="linknoteref-1226">[1226]</a> that “horror is full of energy; the body +is in the utmost tension, not unnerved by fear.” It is, therefore, +probable that horror would generally be accompanied by the strong +contraction of the brows; but as fear is one of the elements, the eyes and +mouth would be opened, and the eyebrows would be raised, as far as the +antagonistic action of the corrugators permitted this movement. Duchenne +has given a photograph<a href="#linknote-1227" name="linknoteref-1227" +id="linknoteref-1227">[1227]</a> (fig. 21) of the same old man as before, +with his eyes somewhat staring, the eyebrows partially raised, and at the +same time strongly contracted, the mouth opened, and the platysma in +action, all effected by the means of galvanism. He considers that the +expression thus produced shows extreme terror with horrible pain or +torture. A tortured man, as long as his sufferings allowed him to feel any +dread for the future, would probably exhibit horror in an extreme degree. +I have shown the original of this photograph to twenty-three persons of +both sexes and various ages; and thirteen immediately answered horror, +great pain, torture, or agony; three answered extreme fright; so that +sixteen answered nearly in accordance with Duchenne’s belief. Six, +however, said anger, guided no doubt, by the strongly contracted brows, +and overlooking the peculiarly opened mouth. One said disgust. On the +whole, the evidence indicates that we have here a fairly good +representation of horror and agony. The photograph before referred to (Pl. +VII. fig. 2) likewise exhibits horror; but in this the oblique eyebrows +indicate great mental distress in place of energy. +</p> + +<p> +Horror is generally accompanied by various gestures, which differ in +different individuals. Judging from pictures, the whole body is often +turned away or shrinks; or the arms are violently protruded as if to push +away some dreadful object. The most frequent gesture, as far as can be +inferred from the action of persons who endeavour to express a +vividly-imagined scene of horror, is the raising of both shoulders, with +the bent arms pressed closely against the sides or chest. These movements +are nearly the same with those commonly made when we feel very cold; and +they are generally accompanied by a shudder, as well as by a deep +expiration or inspiration, according as the chest happens at the time to +be expanded or contracted. The sounds thus made are expressed by words +like <i>uh</i> or <i>ugh</i>.<a href="#linknote-1228" +name="linknoteref-1228" id="linknoteref-1228">[1228]</a> It is not, +however, obvious why, when we feel cold or express a sense of horror, we +press our bent arms against our bodies, raise our shoulders, and shudder. +</p> + +<p class="p2"> +<i>Conclusion</i>.—I have now endeavoured to describe the +diversified expressions of fear, in its gradations from mere attention to +a start of surprise, into extreme terror and horror. Some of the signs may +be accounted for through the principles of habit, association, and +inheritance,—such as the wide opening of the mouth and eyes, with +upraised eyebrows, so as to see as quickly as possible all around us, and +to hear distinctly whatever sound may reach our ears. For we have thus +habitually prepared ourselves to discover and encounter any danger. Some +of the other signs of fear may likewise be accounted for, at least in +part, through these same principles. Men, during numberless generations, +have endeavoured to escape from their enemies or danger by headlong +flight, or by violently struggling with them; and such great exertions +will have caused the heart to beat rapidly, the breathing to be hurried, +the chest to heave, and the nostrils to be dilated. As these exertions +have often been prolonged to the last extremity, the final result will +have been utter prostration, pallor, perspiration, trembling of all the +muscles, or their complete relaxation. And now, whenever the emotion of +fear is strongly felt, though it may not lead to any exertion, the same +results tend to reappear, through the force of inheritance and +association. +</p> + +<p> +Nevertheless, it is probable that many or most of the above symptoms of +terror, such as the beating of the heart, the trembling of the muscles, +cold perspiration, &c., are in large part directly due to the +disturbed or interrupted transmission of nerve-force from the +cerebro-spinal system to various parts of the body, owing to the mind +being so powerfully affected. We may confidently look to this cause, +independently of habit and association, in such cases as the modified +secretions of the intestinal canal, and the failure of certain glands to +act. With respect to the involuntary bristling of the hair, we have good +reason to believe that in the case of animals this action, however it may +have originated, serves, together with certain voluntary movements, to +make them appear terrible to their enemies; and as the same involuntary +and voluntary actions are performed by animals nearly related to man, we +are led to believe that man has retained through inheritance a relic of +them, now become useless. It is certainly a remarkable fact, that the +minute unstriped muscles, by which the hairs thinly scattered over man’s +almost naked body are erected, should have been preserved to the present +day; and that they should still contract under the same emotions, namely, +terror and rage, which cause the hairs to stand on end in the lower +members of the Order to which man belongs. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0013" id="link2HCH0013"></a> +CHAPTER XIII.<br/>SELF-ATTENTION—SHAME—SHYNESS—MODESTY: +BLUSHING. +</h2> + +<p> +Nature of a blush—Inheritance—The parts of the body most +affected—Blushing in the various races of man—Accompanying +gestures—Confusion of mind—Causes of blushing—Self-attention, +the fundamental element—Shyness—Shame, from broken moral laws +and conventional rules—Modesty—Theory of blushing—Recapitulation. +</p> + +<p class="p2"> +Blushing is the most peculiar and the most human of all expressions. +Monkeys redden from passion, but it would require an overwhelming amount +of evidence to make us believe that any animal could blush. The reddening +of the face from a blush is due to the relaxation of the muscular coats of +the small arteries, by which the capillaries become filled with blood; and +this depends on the proper vaso-motor centre being affected. No doubt if +there be at the same time much mental agitation, the general circulation +will be affected; but it is not due to the action of the heart that the +network of minute vessels covering the face becomes under a sense of shame +gorged with blood. We can cause laughing by tickling the skin, weeping or +frowning by a blow, trembling from the fear of pain, and so forth; but we +cannot cause a blush, as Dr. Burgess remarks,<a href="#linknote-1301" +name="linknoteref-1301" id="linknoteref-1301">[1301]</a> by any physical +means,—that is by any action on the body. It is the mind which must +be affected. Blushing is not only involuntary; but the wish to restrain +it, by leading to self-attention actually increases the tendency. +</p> + +<p> +The young blush much more freely than the old, but not during infancy,<a +href="#linknote-1302" name="linknoteref-1302" id="linknoteref-1302">[1302]</a> +which is remarkable, as we know that infants at a very early age redden +from passion. I have received authentic accounts of two little girls +blushing at the ages of between two and three years; and of another +sensitive child, a year older, blushing, when reproved for a fault. Many +children, at a somewhat more advanced age blush in a strongly marked +manner. It appears that the mental powers of infants are not as yet +sufficiently developed to allow of their blushing. Hence, also, it is that +idiots rarely blush. Dr. Crichton Browne observed for me those under his +care, but never saw a genuine blush, though he has seen their faces flush, +apparently from joy, when food was placed before them, and from anger. +Nevertheless some, if not utterly degraded, are capable of blushing. A +microcephalous idiot, for instance, thirteen years old, whose eyes +brightened a little when he was pleased or amused, has been described by +Dr. Behn,<a href="#linknote-1303" name="linknoteref-1303" +id="linknoteref-1303">[1303]</a> as blushing and turning to one side, when +undressed for medical examination. +</p> + +<p> +Women blush much more than men. It is rare to see an old man, but not +nearly so rare to see an old woman blushing. The blind do not escape. +Laura Bridgman, born in this condition, as well as completely deaf, +blushes.<a href="#linknote-1304" name="linknoteref-1304" +id="linknoteref-1304">[1304]</a> The Rev. R. H. Blair, Principal of the +Worcester College, informs me that three children born blind, out of seven +or eight then in the Asylum, are great blushers. The blind are not at +first conscious that they are observed, and it is a most important part of +their education, as Mr. Blair informs me, to impress this knowledge on +their minds; and the impression thus gained would greatly strengthen the +tendency to blush, by increasing the habit of self-attention. +</p> + +<p> +The tendency to blush is inherited. Dr. Burgess gives the case<a +href="#linknote-1305" name="linknoteref-1305" id="linknoteref-1305">[1305]</a> +of a family consisting of a father, mother, and ten children, all of whom, +without exception, were prone to blush to a most painful degree. The +children were grown up; “and some of them were sent to travel in order to +wear away this diseased sensibility, but nothing was of the slightest +avail.” Even peculiarities in blushing seem to be inherited. Sir James +Paget, whilst examining the spine of a girl, was struck at her singular +manner of blushing; a big splash of red appeared first on one cheek, and +then other splashes, variously scattered over the face and neck. He +subsequently asked the mother whether her daughter always blushed in this +peculiar manner; and was answered, “Yes, she takes after me.” Sir J. Paget +then perceived that by asking this question he had caused the mother to +blush; and she exhibited the same peculiarity as her daughter. +</p> + +<p> +In most cases the face, ears and neck are the sole parts which redden; but +many persons, whilst blushing intensely, feel that their whole bodies grow +hot and tingle; and this shows that the entire surface must be in some +manner affected. Blushes are said sometimes to commence on the forehead, +but more commonly on the cheeks, afterwards spreading to the ears and +neck.<a href="#linknote-1306" name="linknoteref-1306" id="linknoteref-1306">[1306]</a> +In two Albinos examined by Dr. Burgess, the blushes commenced by a small +circumscribed spot on the cheeks, over the parotidean plexus of nerves, +and then increased into a circle; between this blushing circle and the +blush on the neck there was an evident line of demarcation; although both +arose simultaneously. The retina, which is naturally red in the Albino, +invariably increased at the same time in redness.<a href="#linknote-1307" +name="linknoteref-1307" id="linknoteref-1307">[1307]</a> Every one must +have noticed how easily after one blush fresh blushes chase each other +over the face. Blushing is preceded by a peculiar sensation in the skin. +According to Dr. Burgess the reddening of the skin is generally succeeded +by a slight pallor, which shows that the capillary vessels contract after +dilating. In some rare cases paleness instead of redness is caused under +conditions which would naturally induce a blush. For instance, a young +lady told me that in a large and crowded party she caught her hair so +firmly on the button of a passing servant, that it took some time before +she could be extricated; from her sensations she imagined that she had +blushed crimson; but was assured by a friend that she had turned extremely +pale. +</p> + +<p> +I was desirous to learn how far down the body blushes extend; and Sir J. +Paget, who necessarily has frequent opportunities for observation, has +kindly attended to this point for me during two or three years. He finds +that with women who blush intensely on the face, ears, and nape of neck, +the blush does not commonly extend any lower down the body. It is rare to +see it as low down as the collar-bones and shoulder-blades; and he has +never himself seen a single instance in which it extended below the upper +part of the chest. He has also noticed that blushes sometimes die away +downwards, not gradually and insensibly, but by irregular ruddy blotches. +Dr. Langstaff has likewise observed for me several women whose bodies did +not in the least redden while their faces were crimsoned with blushes. +With the insane, some of whom appear to be particularly liable to +blushing, Dr. J. Crichton Browne has several times seen the blush extend +as far down as the collar-bones, and in two instances to the breasts. He +gives me the case of a married woman, aged twenty-seven, who suffered from +epilepsy. On the morning after her arrival in the Asylum, Dr. Browne, +together with his assistants, visited her whilst she was in bed. The +moment that he approached, she blushed deeply over her cheeks and temples; +and the blush spread quickly to her ears. She was much agitated and +tremulous. He unfastened the collar of her chemise in order to examine the +state of her lungs; and then a brilliant blush rushed over her chest, in +an arched line over the upper third of each breast, and extended downwards +between the breasts nearly to the ensiform cartilage of the sternum. This +case is interesting, as the blush did not thus extend downwards until it +became intense by her attention being drawn to this part of her person. As +the examination proceeded she became composed, and the blush disappeared; +but on several subsequent occasions the same phenomena were observed. +</p> + +<p> +The foregoing facts show that, as a general rule, with English women, +blushing does not extend beneath the neck and upper part of the chest. +Nevertheless Sir J. Paget informs me that he has lately heard of a case, +on which he can fully rely, in which a little girl, shocked by what she +imagined to be an act of indelicacy, blushed all over her abdomen and the +upper parts of her legs. Moreau also<a href="#linknote-1308" +name="linknoteref-1308" id="linknoteref-1308">[1308]</a> relates, on the +authority of a celebrated painter, that the chest, shoulders, arms, and +whole body of a girl, who unwillingly consented to serve as a model, +reddened when she was first divested of her clothes. +</p> + +<p> +It is a rather curious question why, in most cases the face, ears, and +neck alone redden, inasmuch as the whole surface of the body often tingles +and grows hot. This seems to depend, chiefly, on the face and adjoining +parts of the skin having been habitually exposed to the air, light, and +alternations of temperature, by which the small arteries not only have +acquired the habit of readily dilating and contracting, but appear to have +become unusually developed in comparison with other parts of the surface.<a +href="#linknote-1309" name="linknoteref-1309" id="linknoteref-1309">[1309]</a> +It is probably owing to this same cause, as M. Moreau and Dr. Burgess have +remarked, that the face is so liable to redden under various +circumstances, such as a fever-fit, ordinary heat, violent exertion, +anger, a slight blow, &c.; and on the other hand that it is liable to +grow pale from cold and fear, and to be discoloured during pregnancy. The +face is also particularly liable to be affected by cutaneous complaints, +by small-pox, erysipelas, &c. This view is likewise supported by the +fact that the men of certain races, who habitually go nearly naked, often +blush over their arms and chests and even down to their waists. A lady, +who is a great blusher, informs Dr. Crichton Browne, that when she feels +ashamed or is agitated, she blushes over her face, neck, wrists, and +hands,—that is, over all the exposed portions of her skin. +Nevertheless it may be doubted whether the habitual exposure of the skin +of the face and neck, and its consequent power of reaction under +stimulants of all kinds, is by itself sufficient to account for the much +greater tendency in English women of these parts than of others to blush; +for the hands are well supplied with nerves and small vessels, and have +been as much exposed to the air as the face or neck, and yet the hands +rarely blush. We shall presently see that the attention of the mind having +been directed much more frequently and earnestly to the face than to any +other part of the body, probably affords a sufficient explanation. +</p> + +<p class="p2"> +<i>Blushing in the various races of man</i>.—The small vessels of +the face become filled with blood, from the emotion of shame, in almost +all the races of man, though in the very dark races no distinct change of +colour can be perceived. Blushing is evident in all the Aryan nations of +Europe, and to a certain extent with those of India. But Mr. Erskine has +never noticed that the necks of the Hindoos are decidedly affected. With +the Lepchas of Sikhim, Mr. Scott has often observed a faint blush on the +cheeks, base of the ears, and sides of the neck, accompanied by sunken +eyes and lowered head. This has occurred when he has detected them in a +falsehood, or has accused them of ingratitude. The pale, sallow +complexions of these men render a blush much more conspicuous than in most +of the other natives of India. With the latter, shame, or it may be in +part fear, is expressed, according to Mr. Scott, much more plainly by the +head being averted or bent down, with the eyes wavering or turned askant, +than by any change of colour in the skin. +</p> + +<p> +The Semitic races blush freely, as might have been expected, from their +general similitude to the Aryans. Thus with the Jews, it is said in the +Book of Jeremiah (chap. vi. 15), “Nay, they were not at all ashamed, +neither could they blush.” Mrs. Asa Gray saw an Arab managing his boat +clumsily on the Nile, and when laughed at by his companions, “he blushed +quite to the back of his neck.” Lady Duff Gordon remarks that a young Arab +blushed on coming into her presence.<a href="#linknote-1310" +name="linknoteref-1310" id="linknoteref-1310">[1310]</a> +</p> + +<p> +Mr. Swinhoe has seen the Chinese blushing, but he thinks it is rare; yet +they have the expression “to redden with shame.” Mr. Geach informs me that +the Chinese settled in Malacca and the native Malays of the interior both +blush. Some of these people go nearly naked, and he particularly attended +to the downward extension of the blush. Omitting the cases in which the +face alone was seen to blush, Mr. Geach observed that the face, arms, and +breast of a Chinaman, aged 24 years, reddened from shame; and with another +Chinese, when asked why he had not done his work in better style, the +whole body was similarly affected. In two Malays<a href="#linknote-1311" +name="linknoteref-1311" id="linknoteref-1311">[1311]</a> he saw the face, +neck, breast, and arms blushing; and in a third Malay (a Bugis) the blush +extended down to the waist. +</p> + +<p> +The Polynesians blush freely. The Rev. Mr. Stack has seen hundreds of +instances with the New Zealanders. The following case is worth giving, as +it relates to an old man who was unusually dark-coloured and partly +tattooed. After having let his land to an Englishman for a small yearly +rental, a strong passion seized him to buy a gig, which had lately become +the fashion with the Maoris. He consequently wished to draw all the rent +for four years from his tenant, and consulted Mr. Stack whether he could +do so. The man was old, clumsy, poor, and ragged, and the idea of his +driving himself about in his carriage for display amused Mr. Stack so much +that he could not help bursting out into a laugh; and then “the old man +blushed up to the roots of his hair.” Forster says that “you may easily +distinguish a spreading blush” on the cheeks of the fairest women in +Tahiti.<a href="#linknote-1312" name="linknoteref-1312" +id="linknoteref-1312">[1312]</a> The natives also of several of the other +archipelagoes in the Pacific have been seen to blush. +</p> + +<p> +Mr. Washington Matthews has often seen a blush on the faces of the young +squaws belonging to various wild Indian tribes of North America. At the +opposite extremity of the continent in Tierra del Fuego, the natives, +according to Mr. Bridges, “blush much, but chiefly in regard to women; but +they certainly blush also at their own personal appearance.” This latter +statement agrees with what I remember of the Fuegian, Jemmy Button, who +blushed when he was quizzed about the care which he took in polishing his +shoes, and in otherwise adorning himself. With respect to the Aymara +Indians on the lofty plateaus of Bolivia, Mr. Forbes says,<a +href="#linknote-1313" name="linknoteref-1313" id="linknoteref-1313">[1313]</a> +that from the colour of their skins it is impossible that their blushes +should be as clearly visible as in the white races; still under such +circumstances as would raise a blush in us, “there can always be seen the +same expression of modesty or confusion; and even in the dark, a rise of +temperature of the skin of the face can be felt, exactly as occurs in the +European.” With the Indians who inhabit the hot, equable, and damp parts +of South America, the skin apparently does not answer to mental excitement +so readily as with the natives of the northern and southern parts of the +continent, who have long been exposed to great vicissitudes of climate; +for Humboldt quotes without a protest the sneer of the Spaniard, “How can +those be trusted, who know not how to blush?”<a href="#linknote-1314" +name="linknoteref-1314" id="linknoteref-1314">[1314]</a> Von Spix and +Martius, in speaking of the aborigines of Brazil, assert that they cannot +properly be said to blush; “it was only after long intercourse with the +whites, and after receiving some education, that we perceived in the +Indians a change of colour expressive of the emotions of their minds.”<a +href="#linknote-1315" name="linknoteref-1315" id="linknoteref-1315">[1315]</a> +It is, however, incredible that the power of blushing could have thus +originated; but the habit of self-attention, consequent on their education +and new course of life, would have much increased any innate tendency to +blush. +</p> + +<p> +Several trustworthy observers have assured me that they have seen on the +faces of negroes an appearance resembling a blush, under circumstances +which would have excited one in us, though their skins were of an +ebony-black tint. Some describe it as blushing brown, but most say that +the blackness becomes more intense. An increased supply of blood in the +skin seems in some manner to increase its blackness; thus certain +exanthematous diseases cause the affected places in the negro to appear +blacker, instead of, as with us, redder.<a href="#linknote-1316" +name="linknoteref-1316" id="linknoteref-1316">[1316]</a> The skin, +perhaps, from being rendered more tense by the filling of the capillaries, +would reflect a somewhat different tint to what it did before. That the +capillaries of the face in the negro become filled with blood, under the +emotion of shame, we may feel confident; because a perfectly characterized +albino negress, described by Buffon,<a href="#linknote-1317" +name="linknoteref-1317" id="linknoteref-1317">[1317]</a> showed a faint +tinge of crimson on her cheeks when she exhibited herself naked. +Cicatrices of the skin remain for a long time white in the negro, and Dr. +Burgess, who had frequent opportunities of observing a scar of this kind +on the face of a negress, distinctly saw that it “invariably became red +whenever she was abruptly spoken to, or charged with any trivial offence.”<a +href="#linknote-1318" name="linknoteref-1318" id="linknoteref-1318">[1318]</a> +The blush could be seen proceeding from the circumference of the scar +towards the middle, but it did not reach the centre. Mulattoes are often +great blushers, blush succeeding blush over their faces. From these facts +there can be no doubt that negroes blush, although no redness is visible +on the skin. +</p> + +<p> +I am assured by Gaika and by Mrs. Barber that the Kafirs of South Africa +never blush; but this may only mean that no change of colour is +distinguishable. Gaika adds that under the circumstances which would make +a European blush, his countrymen “look ashamed to keep their heads up.” +</p> + +<p> +It is asserted by four of my informants that the Australians, who are +almost as black as negroes, never blush. A fifth answers doubtfully, +remarking that only a very strong blush could be seen, on account of the +dirty state of their skins. Three observers state that they do blush;<a +href="#linknote-1319" name="linknoteref-1319" id="linknoteref-1319">[1319]</a> +Mr. S. Wilson adding that this is noticeable only under a strong emotion, +and when the skin is not too dark from long exposure and want of +cleanliness. Mr. Lang answers, “I have noticed that shame almost always +excites a blush, which frequently extends as low as the neck.” Shame is +also shown, as he adds, “by the eyes being turned from side to side.” As +Mr. Lang was a teacher in a native school, it is probable that he chiefly +observed children; and we know that they blush more than adults. Mr. G. +Taplin has seen half-castes blushing, and he says that the aborigines have +a word expressive of shame. Mr. Hagenauer, who is one of those who has +never observed the Australians to blush, says that he has “seen them +looking down to the ground on account of shame;” and the missionary, Mr. +Bulmer, remarks that though “I have not been able to detect anything like +shame in the adult aborigines, I have noticed that the eyes of the +children, when ashamed, present a restless, watery appearance, as if they +did not know where to look.” +</p> + +<p> +The facts now given are sufficient to show that blushing, whether or not +there is any change of colour, is common to most, probably to all, of the +races of man. +</p> + +<p class="p2"> +<i>Movements and gestures which accompany Blushing</i>.—Under a keen +sense of shame there is a strong desire for concealment.<a +href="#linknote-1320" name="linknoteref-1320" id="linknoteref-1320">[1320]</a> +We turn away the whole body, more especially the face, which we endeavour +in some manner to hide. An ashamed person can hardly endure to meet the +gaze of those present, so that he almost invariably casts down his eyes or +looks askant. As there generally exists at the same time a strong wish to +avoid the appearance of shame, a vain attempt is made to look direct at +the person who causes this feeling; and the antagonism between these +opposite tendencies leads to various restless movements in the eyes. I +have noticed two ladies who, whilst blushing, to which they are very +liable, have thus acquired, as it appears, the oddest trick of incessantly +blinking their eyelids with extraordinary rapidity. An intense blush is +sometimes accompanied by a slight effusion of tears;<a +href="#linknote-1321" name="linknoteref-1321" id="linknoteref-1321">[1321]</a> +and this, I presume, is due to the lacrymal glands partaking of the +increased supply of blood, which we know rushes into the capillaries of +the adjoining parts, including the retina. +</p> + +<p> +Many writers, ancient and modern, have noticed the foregoing movements; +and it has already been shown that the aborigines in various parts of the +world often exhibit their shame by looking downwards or askant, or by +restless movements of their eyes. Ezra cries out (ch. ix. 6), “O, my God! +I am ashamed, and blush to lift up my head to thee, my God.” In Isaiah +(ch. I. 6) we meet with the words, “I hid not my face from shame.” Seneca +remarks (Epist. xi. 5) “that the Roman players hang down their heads, fix +their eyes on the ground and keep them lowered, but are unable to blush in +acting shame.” According to Macrobius, who lived in the filth century +(‘Saturnalia,’ B. vii. C. 11), “Natural philosophers assert that nature +being moved by shame spreads the blood before herself as a veil, as we see +any one blushing often puts his hands before his face.” Shakspeare makes +Marcus (‘Titus Andronicus,’ act ii, sc. 5) say to his niece, “Ah! now thou +turn’st away thy face for shame.” A lady informs me that she found in the +Lock Hospital a girl whom she had formerly known, and who had become a +wretched castaway, and the poor creature, when approached, hid her face +under the bed-clothes, and could not be persuaded to uncover it. We often +see little children, when shy or ashamed, turn away, and still standing +up, bury their faces in their mother’s gown; or they throw themselves face +downwards on her lap. +</p> + +<p class="p2"> +<i>Confusion of mind</i>.—Most persons, whilst blushing intensely, +have their mental powers confused. This is recognized in such common +expressions as “she was covered with confusion.” Persons in this condition +lose their presence of mind, and utter singularly inappropriate remarks. +They are often much distressed, stammer, and make awkward movements or +strange grimaces. In certain cases involuntary twitchings of some of the +facial muscles may be observed. I have been informed by a young lady, who +blushes excessively, that at such times she does not even know what she is +saying. When it was suggested to her that this might be due to her +distress from the consciousness that her blushing was noticed, she +answered that this could not be the case, “as she had sometimes felt quite +as stupid when blushing at a thought in her own room.” +</p> + +<p> +I will give an instance of the extreme disturbance of mind to which some +sensitive men are liable. A gentleman, on whom I can rely, assured me that +he had been an eye-witness of the following scene:—A small +dinner-party was given in honour of an extremely shy man, who, when he +rose to return thanks, rehearsed the speech, which he had evidently learnt +by heart, in absolute silence, and did not utter a single word; but he +acted as if he were speaking with much emphasis. His friends, perceiving +how the case stood, loudly applauded the imaginary bursts of eloquence, +whenever his gestures indicated a pause, and the man never discovered that +he had remained the whole time completely silent. On the contrary, he +afterwards remarked to my friend, with much satisfaction, that he thought +he had succeeded uncommonly well. +</p> + +<p> +When a person is much ashamed or very shy, and blushes intensely, his +heart beats rapidly and his breathing is disturbed. This can hardly fail +to affect the circulation of the blood within the brain, and perhaps the +mental powers. It seems however doubtful, judging from the still more +powerful influence of anger and fear on the circulation, whether we can +thus satisfactorily account for the confused state of mind in persons +whilst blushing intensely. +</p> + +<p> +The true explanation apparently lies in the intimate sympathy which exists +between the capillary circulation of the surface of the head and face, and +that of the brain. On applying to Dr. J. Crichton Browne for information, +he has given me various facts bearing on this subject. When the +sympathetic nerve is divided on one side of the head, the capillaries on +this side are relaxed and become filled with blood, causing the skin to +redden and to grow hot, and at the same time the temperature within the +cranium on the same side rises. Inflammation of the membranes of the brain +leads to the engorgement of the face, ears, and eyes with blood. The first +stage of an epileptic fit appears to be the contraction of the vessels of +the brain, and the first outward manifestation is, an extreme pallor of +countenance. Erysipelas of the head commonly induces delirium. Even the +relief given to a severe headache by burning the skin with strong lotion, +depends, I presume, on the same principle. +</p> + +<p> +Dr. Browne has often administered to his patients the vapour of the +nitrite of amyl,<a href="#linknote-1322" name="linknoteref-1322" +id="linknoteref-1322">[1322]</a> which has the singular property of +causing vivid redness of the face in from thirty to sixty seconds. This +flushing resembles blushing in almost every detail: it begins at several +distinct points on the face, and spreads till it involves the whole +surface of the head, neck, and front of the chest; but has been observed +to extend only in one case to the abdomen. The arteries in the retina +become enlarged; the eyes glisten, and in one instance there was a slight +effusion of tears. The patients are at first pleasantly stimulated, but, +as the flushing increases, they become confused and bewildered. One woman +to whom the vapour had often been administered asserted that, as soon as +she grew hot, she grew MUDDLED. With persons just commencing to blush it +appears, judging from their bright eyes and lively behaviour, that their +mental powers are somewhat stimulated. It is only when the blushing is +excessive that the mind grows confused. Therefore it would seem that the +capillaries of the face are affected, both during the inhalation of the +nitrite of amyl and during blushing, before that part of the brain is +affected on which the mental powers depend. +</p> + +<p> +Conversely when the brain is primarily affected; the circulation of the +skin is so in a secondary manner. Dr. Browne has frequently observed, as +he informs me, scattered red blotches and mottlings on the chests of +epileptic patients. In these cases, when the skin on the thorax or abdomen +is gently rubbed with a pencil or other object, or, in strongly-marked +cases, is merely touched by the finger, the surface becomes suffused in +less than half a minute with bright red marks, which spread to some +distance on each side of the touched point, and persist for several +minutes. These are the <i>cerebral maculae</i> of Trousseau; and they +indicate, as Dr. Browne remarks, a highly modified condition of the +cutaneous vascular system. If, then, there exists, as cannot be doubted, +an intimate sympathy between the capillary circulation in that part of the +brain on which our mental powers depend, and in the skin of the face, it +is not surprising that the moral causes which induce intense blushing +should likewise induce, independently of their own disturbing influence, +much confusion of mind. +</p> + +<p class="p2"> +<i>The Nature of the Mental States which induce Blushing</i>.—These +consist of shyness, shame, and modesty; the essential element in all being +self-attention. Many reasons can be assigned for believing that originally +self-attention directed to personal appearance, in relation to the opinion +of others, was the exciting cause; the same effect being subsequently +produced, through the force of association, by self-attention in relation +to moral conduct. It is not the simple act of reflecting on our own +appearance, but the thinking what others think of us, which excites a +blush. In absolute solitude the most sensitive person would be quite +indifferent about his appearance. We feel blame or disapprobation more +acutely than approbation; and consequently depreciatory remarks or +ridicule, whether of our appearance or conduct, causes us to blush much +more readily than does praise. But undoubtedly praise and admiration are +highly efficient: a pretty girl blushes when a man gazes intently at her, +though she may know perfectly well that he is not depreciating her. Many +children, as well as old and sensitive persons blush, when they are much +praised. Hereafter the question will be discussed, how it has arisen that +the consciousness that others are attending to our personal appearance +should have led to the capillaries, especially those of the face, +instantly becoming filled with blood. +</p> + +<p> +My reasons for believing that attention directed to personal appearance, +and not to moral conduct, has been the fundamental element in the +acquirement of the habit of blushing, will now be given. They are +separately light, but combined possess, as it appears to me, considerable +weight. It is notorious that nothing makes a shy person blush so much as +any remark, however slight, on his personal appearance. One cannot notice +even the dress of a woman much given to blushing, without causing her face +to crimson. It is sufficient to stare hard at some persons to make them, +as Coleridge remarks, blush,—“account for that he who can.”<a +href="#linknote-1323" name="linknoteref-1323" id="linknoteref-1323">[1323]</a> +</p> + +<p> +With the two albinos observed by Dr. Burgess,<a href="#linknote-1324" +name="linknoteref-1324" id="linknoteref-1324">[1324]</a> “the slightest +attempt to examine their peculiarities invariably caused them to blush +deeply.” Women are much more sensitive about their personal appearance +than men are, especially elderly women in comparison with elderly men, and +they blush much more freely. The young of both sexes are much more +sensitive on this same head than the old, and they also blush much more +freely than the old. Children at a very early age do not blush; nor do +they show those other signs of self-consciousness which generally +accompany blushing; and it is one of their chief charms that they think +nothing about what others think of them. At this early age they will stare +at a stranger with a fixed gaze and un-blinking eyes, as on an inanimate +object, in a manner which we elders cannot imitate. +</p> + +<p> +It is plain to every one that young men and women are highly sensitive to +the opinion of each other with reference to their personal appearance; and +they blush incomparably more in the presence of the opposite sex than in +that of their own.<a href="#linknote-1325" name="linknoteref-1325" +id="linknoteref-1325">[1325]</a> A young man, not very liable to blush, +will blush intensely at any slight ridicule of his appearance from a girl +whose judgment on any important subject he would disregard. No happy pair +of young lovers, valuing each other’s admiration and love more than +anything else in the world, probably ever courted each other without many +a blush. Even the barbarians of Tierra del Fuego, according to Mr. +Bridges, blush “chiefly in regard to women, but certainly also at their +own personal appearance.” +</p> + +<p> +Of all parts of the body, the face is most considered and regarded, as is +natural from its being the chief seat of expression and the source of the +voice. It is also the chief seat of beauty and of ugliness, and throughout +the world is the most ornamented.<a href="#linknote-1326" +name="linknoteref-1326" id="linknoteref-1326">[1326]</a> The face, +therefore, will have been subjected during many generations to much closer +and more earnest self-attention than any other part of the body; and in +accordance with the principle here advanced we can understand why it +should be the most liable to blush. Although exposure to alternations of +temperature, &c., has probably much increased the power of dilatation +and contraction in the capillaries of the face and adjoining parts, yet +this by itself will hardly account for these parts blushing much more than +the rest of the body; for it does not explain the fact of the hands rarely +blushing. With Europeans the whole body tingles slightly when the face +blushes intensely; and with the races of men who habitually go nearly +naked, the blushes extend over a much larger surface than with us. These +facts are, to a certain extent, intelligible, as the self-attention of +primeval man, as well as of the existing races which still go naked, will +not have been so exclusively confined to their faces, as is the case with +the people who now go clothed. +</p> + +<p> +We have seen that in all parts of the world persons who feel shame for +some moral delinquency, are apt to avert, bend down, or hide their faces, +independently of any thought about their personal appearance. The object +can hardly be to conceal their blushes, for the face is thus averted or +hidden under circumstances which exclude any desire to conceal shame, as +when guilt is fully confessed and repented of. It is, however, probable +that primeval man before he had acquired much moral sensitiveness would +have been highly sensitive about his personal appearance, at least in +reference to the other sex, and he would consequently have felt distress +at any depreciatory remarks about his appearance; and this is one form of +shame. And as the face is the part of the body which is most regarded, it +is intelligible that any one ashamed of his personal appearance would +desire to conceal this part of his body. The habit having been thus +acquired, would naturally be carried on when shame from strictly moral +causes was felt; and it is not easy otherwise to see why under these +circumstances there should be a desire to hide the face more than any +other part of the body. +</p> + +<p> +The habit, so general with every one who feels ashamed, of turning away, +or lowering his eyes, or restlessly moving them from side to side, +probably follows from each glance directed towards those present, bringing +home the conviction that he is intently regarded; and he endeavours, by +not looking at those present, and especially not at their eyes, +momentarily to escape from this painful conviction. +</p> + +<p class="p2"> +<i>Shyness</i>.—This odd state of mind, often called shamefacedness, +or false shame, or <i>mauvaise honte</i>, appears to be one of the most +efficient of all the causes of blushing. Shyness is, indeed, chiefly +recognized by the face reddening, by the eyes being averted or cast down, +and by awkward, nervous movements of the body. Many a woman blushes from +this cause, a hundred, perhaps a thousand times, to once that she blushes +from having done anything deserving blame, and of which she is truly +ashamed. Shyness seems to depend on sensitiveness to the opinion, whether +good or bad, of others, more especially with respect to external +appearance. Strangers neither know nor care anything about our conduct or +character, but they may, and often do, criticize our appearance: hence shy +persons are particularly apt to be shy and to blush in the presence of +strangers. The consciousness of anything peculiar, or even new, in the +dress, or any slight blemish on the person, and more especially, on the +face—points which are likely to attract the attention of strangers—makes +the shy intolerably shy. On the other hand, in those cases in which +conduct and not personal appearance is concerned, we are much more apt to +be shy in the presence of acquaintances, whose judgment we in some degree +value, than in that of strangers. A physician told me that a young man, a +wealthy duke, with whom he had travelled as medical attendant, blushed +like a girl, when he paid him his fee; yet this young man probably would +not have blushed and been shy, had he been paying a bill to a tradesman. +Some persons, however, are so sensitive, that the mere act of speaking to +almost any one is sufficient to rouse their self-consciousness, and a +slight blush is the result. +</p> + +<p> +Disapprobation or ridicule, from our sensitiveness on this head, causes +shyness and blushing much more readily than does approbation; though the +latter with some persons is highly efficient. The conceited are rarely +shy; for they value themselves much too highly to expect depreciation. Why +a proud man is often shy, as appears to be the case, is not so obvious, +unless it be that, with all his self-reliance, he really thinks much about +the opinion of others although in a disdainful spirit. Persons who are +exceedingly shy are rarely shy in the presence of those with whom they are +quite familiar, and of whose good opinion and sympathy they are perfectly +assured;—for instance, a girl in the presence of her mother. I +neglected to inquire in my printed paper whether shyness can be detected +in the different races of man; but a Hindoo gentleman assured Mr. Erskine +that it is recognizable in his countrymen. +</p> + +<p> +Shyness, as the derivation of the word indicates in several languages,<a +href="#linknote-1327" name="linknoteref-1327" id="linknoteref-1327">[1327]</a> +is closely related to fear; yet it is distinct from fear in the ordinary +sense. A shy man no doubt dreads the notice of strangers, but can hardly +be said to be afraid of them, he may be as bold as a hero in battle, and +yet have no self-confidence about trifles in the presence of strangers. +Almost every one is extremely nervous when first addressing a public +assembly, and most men remain so throughout their lives; but this appears +to depend on the consciousness of a great coming exertion, with its +associated effects on the system, rather than on shyness;<a +href="#linknote-1328" name="linknoteref-1328" id="linknoteref-1328">[1328]</a> +although a timid or shy man no doubt suffers on such occasions infinitely +more than another. With very young children it is difficult to distinguish +between fear and shyness; but this latter feeling with them has often +seemed to me to partake of the character of the wildness of an untamed +animal. Shyness comes on at a very early age. In one of my own children, +when two years and three months old, I saw a trace of what certainly +appeared to be shyness, directed towards myself after an absence from home +of only a week. This was shown not by a blush, but by the eyes being for a +few minutes slightly averted from me. I have noticed on other occasions +that shyness or shamefacedness and real shame are exhibited in the eyes of +young children before they have acquired the power of blushing. +</p> + +<p> +As shyness apparently depends on self-attention, we can perceive how right +are those who maintain that reprehending children for shyness, instead of +doing them any good, does much harm, as it calls their attention still +more closely to themselves. It has been well urged that “nothing hurts +young people more than to be watched continually about their feelings, to +have their countenances scrutinized, and the degrees of their sensibility +measured by the surveying eye of the unmerciful spectator. Under the +constraint of such examinations they can think of nothing but that they +are looked at, and feel nothing but shame or apprehension.”<a +href="#linknote-1329" name="linknoteref-1329" id="linknoteref-1329">[1329]</a> +</p> + +<p class="p2"> +<i>Moral causes: guilt</i>.—With respect to blushing from strictly +moral causes, we meet with the same fundamental principle as before, +namely, regard for the opinion of others. It is not the conscience which +raises a blush, for a man may sincerely regret some slight fault committed +in solitude, or he may suffer the deepest remorse for an undetected crime, +but he will not blush. “I blush,” says Dr. Burgess,<a href="#linknote-1330" +name="linknoteref-1330" id="linknoteref-1330">[1330]</a> “in the presence +of my accusers.” It is not the sense of guilt, but the thought that others +think or know us to be guilty which crimsons the face. A man may feel +thoroughly ashamed at having told a small falsehood, without blushing; but +if he even suspects that he is detected he will instantly blush, +especially if detected by one whom he reveres. +</p> + +<p> +On the other hand, a man may be convinced that God witnesses all his +actions, and he may feel deeply conscious of some fault and pray for +forgiveness; but this will not, as a lady who is a great blusher believes, +ever excite a blush. The explanation of this difference between the +knowledge by God and man of our actions lies, I presume, in man’s +disapprobation of immoral conduct being somewhat akin in nature to his +depreciation of our personal appearance, so that through association both +lead to similar results; whereas the disapprobation of God brings up no +such association. +</p> + +<p> +Many a person has blushed intensely when accused of some crime, though +completely innocent of it. Even the thought, as the lady before referred +to has observed to me, that others think that we have made an unkind or +stupid remark, is amply sufficient to cause a blush, although we know all +the time that we have been completely misunderstood. An action may be +meritorious or of an indifferent nature, but a sensitive person, if he +suspects that others take a different view of it, will blush. For +instance, a lady by herself may give money to a beggar without a trace of +a blush, but if others are present, and she doubts whether they approve, +or suspects that they think her influenced by display, she will blush. So +it will be, if she offers to relieve the distress of a decayed +gentlewoman, more particularly of one whom she had previously known under +better circumstances, as she cannot then feel sure how her conduct will be +viewed. But such cases as these blend into shyness. +</p> + +<p class="p2"> +<i>Breaches of etiquette</i>.—The rules of <i>etiquette</i> always +refer to conduct in the presence of, or towards others. They have no +necessary connection with the moral sense, and are often meaningless. +Nevertheless as they depend on the fixed custom of our equals and +superiors, whose opinion we highly regard, they are considered almost as +binding as are the laws of honour to a gentleman. Consequently the breach +of the laws of etiquette, that is, any impoliteness or <i>gaucherie</i>, +any impropriety, or an inappropriate remark, though quite accidental, will +cause the most intense blushing of which a man is capable. Even the +recollection of such an act, after an interval of many years, will make +the whole body to tingle. So strong, also, is the power of sympathy that a +sensitive person, as a lady has assured me, will sometimes blush at a +flagrant breach of etiquette by a perfect stranger, though the act may in +no way concern her. +</p> + +<p class="p2"> +<i>Modesty</i>.—This is another powerful agent in exciting blushes; +but the word modesty includes very different states of the mind. It +implies humility, and we often judge of this by persons being greatly +pleased and blushing at slight praise, or by being annoyed at praise which +seems to them too high according to their own humble standard of +themselves. Blushing here has the usual signification of regard for the +opinion of others. But modesty frequently relates to acts of indelicacy; +and indelicacy is an affair of etiquette, as we clearly see with the +nations that go altogether or nearly naked. He who is modest, and blushes +easily at acts of this nature, does so because they are breaches of a +firmly and wisely established etiquette. This is indeed shown by the +derivation of the word <i>modest</i> from <i>modus</i>, a measure or +standard of behaviour. A blush due to this form of modesty is, moreover, +apt to be intense, because it generally relates to the opposite sex; and +we have seen how in all cases our liability to blush is thus increased. We +apply the term ‘modest,’ as it would appear, to those who have an humble +opinion of themselves, and to those who are extremely sensitive about an +indelicate word or deed, simply because in both cases blushes are readily +excited, for these two frames of mind have nothing else in common. Shyness +also, from this same cause, is often mistaken for modesty in the sense of +humility. +</p> + +<p> +Some persons flush up, as I have observed and have been assured, at any +sudden and disagreeable recollection. The commonest cause seems to be the +sudden remembrance of not having done something for another person which +had been promised. In this case it may be that the thought passes half +unconsciously through the mind, “What will he think of me?” and then the +flush would partake of the nature of a true blush. But whether such +flushes are in most cases due to the capillary circulation being affected, +is very doubtful; for we must remember that almost every strong emotion, +such as anger or great joy, acts on the heart, and causes the face to +redden. +</p> + +<p class="p2"> +The fact that blushes may be excited in absolute solitude seems opposed to +the view here taken, namely that the habit originally arose from thinking +about what others think of us. Several ladies, who are great blushers, are +unanimous in regard to solitude; and some of them believe that they have +blushed in the dark. From what Mr. Forbes has stated with respect to the +Aymaras, and from my own sensations, I have no doubt that this latter +statement is correct. Shakspeare, therefore, erred when he made Juliet, +who was not even by herself, say to Romeo (act ii. sc. 2):— +</p> + +<p class="poem"> +“Thou know’st the mask of night is on my face;<br/> +Else would a maiden blush bepaint my cheek,<br/> +For that which thou hast heard me speak to-night.” +</p> + +<p class="noindent"> +But when a blush is excited in solitude, the cause almost always relates +to the thoughts of others about us—to acts done in their presence, +or suspected by them; or again when we reflect what others would have +thought of us had they known of the act. Nevertheless one or two of my +informants believe that they have blushed from shame at acts in no way +relating to others. If this be so, we must attribute the result to the +force of inveterate habit and association, under a state of mind closely +analogous to that which ordinarily excites a blush; nor need we feel +surprise at this, as even sympathy with another person who commits a +flagrant breach of etiquette is believed, as we have just seen, sometimes +to cause a blush. +</p> + +<p> +Finally, then, I conclude that blushing,—whether due to shyness—to +shame for a real crime—to shame from a breach of the laws of +etiquette—to modesty from humility—to modesty from an +indelicacy—depends in all cases on the same principle; this +principle being a sensitive regard for the opinion, more particularly for +the depreciation of others, primarily in relation to our personal +appearance, especially of our faces; and secondarily, through the force of +association and habit, in relation to the opinion of others on our +conduct. +</p> + +<p class="p2"> +<i>Theory of Blushing</i>.—We have now to consider, why should the +thought that others are thinking about us affect our capillary +circulation? Sir C. Bell insists<a href="#linknote-1331" +name="linknoteref-1331" id="linknoteref-1331">[1331]</a> that blushing “is +a provision for expression, as may be inferred from the colour extending +only to the surface of the face, neck, and breast, the parts most exposed. +It is not acquired; it is from the beginning.” Dr. Burgess believes that +it was designed by the Creator in “order that the soul might have +sovereign power of displaying in the cheeks the various internal emotions +of the moral feelings;” so as to serve as a check on ourselves, and as a +sign to others, that we were violating rules which ought to be held +sacred. Gratiolet merely remarks,—“Or, comme il est dans l’ordre de +la nature que l’être social le plus intelligent soit aussi le plus +intelligible, cette faculté de rougeur et de pâleur qui distingue l’homme, +est un signe naturel de sa haute perfection.” +</p> + +<p> +The belief that blushing was SPECIALLY designed by the Creator is opposed +to the general theory of evolution, which is now so largely accepted; but +it forms no part of my duty here to argue on the general question. Those +who believe in design, will find it difficult to account for shyness being +the most frequent and efficient of all the causes of blushing, as it makes +the blusher to suffer and the beholder uncomfortable, without being of the +least service to either of them. They will also find it difficult to +account for negroes and other dark-coloured races blushing, in whom a +change of colour in the skin is scarcely or not at all visible. +</p> + +<p> +No doubt a slight blush adds to the beauty of a maiden’s face; and the +Circassian women who are capable of blushing, invariably fetch a higher +price in the seraolio of the Sultan than less susceptible women.<a +href="#linknote-1332" name="linknoteref-1332" id="linknoteref-1332">[1332]</a> +But the firmest believer in the efficacy of sexual selection will hardly +suppose that blushing was acquired as a sexual ornament. This view would +also be opposed to what has just been said about the dark-coloured races +blushing in an invisible manner. +</p> + +<p> +The hypothesis which appears to me the most probable, though it may at +first seem rash, is that attention closely directed to any part of the +body tends to interfere with the ordinary and tonic contraction of the +small arteries of that part. These vessels, in consequence, become at such +times more or less relaxed, and are instantly filled with arterial blood. +This tendency will have been much strengthened, if frequent attention has +been paid during many generations to the same part, owing to nerve-force +readily flowing along accustomed channels, and by the power of +inheritance. Whenever we believe that others are depreciating or even +considering our personal appearance, our attention is vividly directed to +the outer and visible parts of our bodies; and of all such parts we are +most sensitive about our faces, as no doubt has been the case during many +past generations. Therefore, assuming for the moment that the capillary +vessels can be acted on by close attention, those of the face will have +become eminently susceptible. Through the force of association, the same +effects will tend to follow whenever we think that others are considering +or censuring our actions or character. +</p> + +<p> +As the basis of this theory rests on mental attention having some power to +influence the capillary circulation, it will be necessary to give a +considerable body of details, bearing more or less directly on this +subject. Several observers,<a href="#linknote-1333" name="linknoteref-1333" +id="linknoteref-1333">[1333]</a> who from their wide experience and +knowledge are eminently capable of forming a sound judgment, are convinced +that attention or consciousness (which latter term Sir H. Holland thinks +the more explicit) concentrated on almost any part of the body produces +some direct physical effect on it. This applies to the movements of the +involuntary muscles, and of the voluntary muscles when acting +involuntarily,—to the secretion of the glands,—to the activity +of the senses and sensations,—and even to the nutrition of parts. +</p> + +<p> +It is known that the involuntary movements of the heart are affected if +close attention be paid to them. Gratiolet<a href="#linknote-1334" +name="linknoteref-1334" id="linknoteref-1334">[1334]</a> gives the case of +a man, who by continually watching and counting his own pulse, at last +caused one beat out of every six to intermit. On the other hand, my father +told me of a careful observer, who certainly had heart-disease and died +from it, and who positively stated that his pulse was habitually irregular +to an extreme degree; yet to his great disappointment it invariably became +regular as soon as my father entered the room. Sir H. Holland remarks, +that “the effect upon the circulation of a part from the consciousness +suddenly directed and fixed upon it, is often obvious and immediate.” +Professor Laycock, who has particularly attended to phenomena of this +nature, insists that “when the attention is directed to any portion of the +body, innervation and circulation are excited locally, and the functional +activity of that portion developed.” +</p> + +<p> +It is generally believed that the peristaltic movements of the intestines +are influenced by attention being paid to them at fixed recurrent periods; +and these movements depend on the contraction of unstriped and involuntary +muscles. The abnormal action of the voluntary muscles in epilepsy, chorea, +and hysteria is known to be influenced by the expectation of an attack, +and by the sight of other patients similarly affected. So it is with the +involuntary acts of yawning and laughing. +</p> + +<p> +Certain glands are much influenced by thinking of them, or of the +conditions under which they have been habitually excited. This is familiar +to every one in the increased flow of saliva, when the thought, for +instance, of intensely acid fruit is kept before the mind. It was shown in +our sixth chapter, that an earnest and long-continued desire either to +repress, or to increase, the action of the lacrymal glands is effectual. +Some curious cases have been recorded in the case of women, of the power +of the mind on the mammary glands; and still more remarkable ones in +relation to the uterine functions. +</p> + +<p> +See Gratiolet on this subject, De la Phys. p. 287. Dr. J. Crichton Browne, +from his observations on the insane, is convinced that attention directed +for a prolonged period on any part or organ may ultimately influence its +capillary circulation and nutrition. He has given me some extraordinary +cases; one of these, which cannot here be related in full, refers to a +married woman fifty years of age, who laboured under the firm and +long-continued delusion that she was pregnant. When the expected period +arrived, she acted precisely as if she had been really delivered of a +child, and seemed to suffer extreme pain, so that the perspiration broke +out on her forehead. The result was that a state of things returned, +continuing for three days, which had ceased during the six previous years. +Mr. Braid gives, in his ‘Magic, Hypnotism,’ &c., 1852, p. 95, and in +his other works analogous cases, as well as other facts showing the great +influence of the will on the mammary glands, even on one breast alone. +</p> + +<p> +When we direct our whole attention to any one sense, its acuteness is +increased;<a href="#linknote-1340" name="linknoteref-1340" +id="linknoteref-1340">[1340]</a> and the continued habit of close +attention, as with blind people to that of hearing, and with the blind and +deaf to that of touch, appears to improve the sense in question +permanently. There is, also, some reason to believe, judging from the +capacities of different races of man, that the effects are inherited. +Turning to ordinary sensations, it is well known that pain is increased by +attending to it; and Sir B. Brodie goes so far as to believe that pain may +be felt in any part of the body to which attention is closely drawn.<a +href="#linknote-1341" name="linknoteref-1341" id="linknoteref-1341">[1341]</a> +Sir H. Holland also remarks that we become not only conscious of the +existence of a part subjected to concentrated attention, but we experience +in it various odd sensations as of weight, heat, cold, tingling, or +itching.<a href="#linknote-1342" name="linknoteref-1342" +id="linknoteref-1342">[1342]</a> +</p> + +<p> +Lastly, some physiologists maintain that the mind can influence the +nutrition of parts. Sir J. Paget has given a curious instance of the +power, not indeed of the mind, but of the nervous system, on the hair. A +lady “who is subject to attacks of what is called nervous headache, always +finds in the morning after such an one, that some patches of her hair are +white, as if powdered with starch. The change is effected in a night, and +in a few days after, the hairs gradually regain their dark brownish +colour.”<a href="#linknote-1343" name="linknoteref-1343" +id="linknoteref-1343">[1343]</a> +</p> + +<p> +We thus see that close attention certainly affects various parts and +organs, which are not properly under the control of the will. By what +means attention—perhaps the most wonderful of all the wondrous +powers of the mind—is effected, is an extremely obscure subject. +According to Müller,<a href="#linknote-1344" name="linknoteref-1344" +id="linknoteref-1344">[1344]</a> the process by which the sensory cells of +the brain are rendered, through the will, susceptible of receiving more +intense and distinct impressions, is closely analogous to that by which +the motor cells are excited to send nerve-force to the voluntary muscles. +There are many points of analogy in the action of the sensory and motor +nerve-cells; for instance, the familiar fact that close attention to any +one sense causes fatigue, like the prolonged exertion of any one muscle.<a +href="#linknote-1345" name="linknoteref-1345" id="linknoteref-1345">[1345]</a> +When therefore we voluntarily concentrate our attention on any part of the +body, the cells of the brain which receive impressions or sensations from +that part are, it is probable, in some unknown manner stimulated into +activity. This may account, without any local change in the part to which +our attention is earnestly directed, for pain or odd sensations being +there felt or increased. +</p> + +<p> +If, however, the part is furnished with muscles, we cannot feel sure, as +Mr. Michael Foster has remarked to me, that some slight impulse may not be +unconsciously sent to such muscles; and this would probably cause an +obscure sensation in the part. +</p> + +<p> +In a large number of cases, as with the salivary and lacrymal glands, +intestinal canal, &c., the power of attention seems to rest, either +chiefly, or as some physiologists think, exclusively, on the vaso-motor +system being affected in such a manner that more blood is allowed to flow +into the capillaries of the part in question. This increased action of the +capillaries may in some cases be combined with the simultaneously +increased activity of the sensorium. +</p> + +<p> +The manner in which the mind affects the vasomotor system may be conceived +in the following manner. When we actually taste sour fruit, an impression +is sent through the gustatory nerves to a certain part of the sensorium; +this transmits nerve-force to the vasomotor centre, which consequently +allows the muscular coats of the small arteries that permeate the salivary +glands to relax. Hence more blood flows into these glands, and they +secrete a copious supply of saliva. Now it does not seem an improbable +assumption, that, when we reflect intently on a sensation, the same part +of the sensorium, or a closely connected part of it, is brought into a +state of activity, in the same manner as when we actually perceive the +sensation. If so, the same cells in the brain will be excited, though, +perhaps, in a less degree, by vividly thinking about a sour taste, as by +perceiving it; and they will transmit in the one case, as in the other, +nerve-force to the vaso-motor centre with the same results. +</p> + +<p> +To give another, and, in some respects, more appropriate illustration. If +a man stands before a hot fire, his face reddens. This appears to be due, +as Mr. Michael Foster informs me, in part to the local action of the heat, +and in part to a reflex action from the vaso-motor centres.<a +href="#linknote-1346" name="linknoteref-1346" id="linknoteref-1346">[1346]</a> +In this latter case, the heat affects the nerves of the face; these +transmit an impression to the sensory cells of the brain, which act on the +vaso-motor centre, and this reacts on the small arteries of the face, +relaxing them and allowing them to become filled with blood. Here, again, +it seems not improbable that if we were repeatedly to concentrate with +great earnestness our attention on the recollection of our heated faces, +the same part of the sensorium which gives us the consciousness of actual +heat would be in some slight degree stimulated, and would in consequence +tend to transmit some nerve-force to the vaso-motor centres, so as to +relax the capillaries of the face. Now as men during endless generations +have had their attention often and earnestly directed to their personal +appearance, and especially to their faces, any incipient tendency in the +facial capillaries to be thus affected will have become in the course of +time greatly strengthened through the principles just referred to, namely, +nerve-force passing readily along accustomed channels, and inherited +habit. Thus, as it appears to me, a plausible explanation is afforded of +the leading phenomena connected with the act of blushing. +</p> + +<p class="p2"> +<i>Recapitulation</i>.—Men and women, and especially the young, have +always valued, in a high degree, their personal appearance; and have +likewise regarded the appearance of others. The face has been the chief +object of attention, though, when man aboriginally went naked, the whole +surface of his body would have been attended to. Our self-attention is +excited almost exclusively by the opinion of others, for no person living +in absolute solitude would care about his appearance. Every one feels +blame more acutely than praise. Now, whenever we know, or suppose, that +others are depreciating our personal appearance, our attention is strongly +drawn towards ourselves, more especially to our faces. The probable effect +of this will be, as has just been explained, to excite into activity that +part of the sensorium, which receives the sensory nerves of the face; and +this will react through the vaso-motor system on the facial capillaries. +By frequent reiteration during numberless generations, the process will +have become so habitual, in association with the belief that others are +thinking of us, that even a suspicion of their depreciation suffices to +relax the capillaries, without any conscious thought about our faces. With +some sensitive persons it is enough even to notice their dress to produce +the same effect. Through the force, also, of association and inheritance +our capillaries are relaxed, whenever we know, or imagine, that any one is +blaming, though in silence, our actions, thoughts, or character; and, +again, when we are highly praised. +</p> + +<p> +On this hypothesis we can understand how it is that the face blushes much +more than any other part of the body, though the whole surface is somewhat +affected, more especially with the races which still go nearly naked. It +is not at all surprising that the dark-coloured races should blush, though +no change of colour is visible in their skins. From the principle of +inheritance it is not surprising that persons born blind should blush. We +can understand why the young are much more affected than the old, and +women more than men; and why the opposite sexes especially excite each +other’s blushes. It becomes obvious why personal remarks should be +particularly liable to cause blushing, and why the most powerful of all +the causes is shyness; for shyness relates to the presence and opinion of +others, and the shy are always more or less self-conscious. With respect +to real shame from moral delinquencies, we can perceive why it is not +guilt, but the thought that others think us guilty, which raises a blush. +A man reflecting on a crime committed in solitude, and stung by his +conscience, does not blush; yet he will blush under the vivid recollection +of a detected fault, or of one committed in the presence of others, the +degree of blushing being closely related to the feeling of regard for +those who have detected, witnessed, or suspected his fault. Breaches of +conventional rules of conduct, if they are rigidly insisted on by our +equals or superiors, often cause more intense blushes even than a detected +crime, and an act which is really criminal, if not blamed by our equals, +hardly raises a tinge of colour on our cheeks. Modesty from humility, or +from an indelicacy, excites a vivid blush, as both relate to the judgment +or fixed customs of others. +</p> + +<p> +From the intimate sympathy which exists between the capillary circulation +of the surface of the head and of the brain, whenever there is intense +blushing, there will be some, and often great, confusion of mind. This is +frequently accompanied by awkward movements, and sometimes by the +involuntary twitching of certain muscles. +</p> + +<p> +As blushing, according to this hypothesis, is an indirect result of +attention, originally directed to our personal appearance, that is to the +surface of the body, and more especially to the face, we can understand +the meaning of the gestures which accompany blushing throughout the world. +These consist in hiding the face, or turning it towards the ground, or to +one side. The eyes are generally averted or are restless, for to look at +the man who causes us to feel shame or shyness, immediately brings home in +an intolerable manner the consciousness that his gaze is directed on us. +Through the principle of associated habit, the same movements of the face +and eyes are practised, and can, indeed, hardly be avoided, whenever we +know or believe that, others are blaming, or too strongly praising, our +moral conduct. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2> +<a name="link2HCH0014" id="link2HCH0014"></a> +CHAPTER XIV.<br/>CONCLUDING REMARKS AND SUMMARY. +</h2> + +<p> +The three leading principles which have determined the chief movements of +expression—Their inheritance—On the part which the will and +intention have played in the acquirement of various expressions—The +instinctive recognition of expression—The bearing of our subject on +the specific unity of the races of man—On the successive acquirement +of various expressions by the progenitors of man—The importance of +expression—Conclusion. +</p> + +<p class="p2"> +I have now described, to the best of my ability, the chief expressive +actions in man, and in some few of the lower animals. I have also +attempted to explain the origin or development of these actions through +the three principles given in the first chapter. The first of these +principles is, that movements which are serviceable in gratifying some +desire, or in relieving some sensation, if often repeated, become so +habitual that they are performed, whether or not of any service, whenever +the same desire or sensation is felt, even in a very weak degree. +</p> + +<p> +Our second principle is that of antithesis. The habit of voluntarily +performing opposite movements under opposite impulses has become firmly +established in us by the practice of our whole lives. Hence, if certain +actions have been regularly performed, in accordance with our first +principle, under a certain frame of mind, there will be a strong and +involuntary tendency to the performance of directly opposite actions, +whether or not these are of any use, under the excitement of an opposite +frame of mind. +</p> + +<p> +Our third principle is the direct action of the excited nervous system on +the body, independently of the will, and independently, in large part, of +habit. Experience shows that nerve-force is generated and set free +whenever the cerebro-spinal system is excited. The direction which this +nerve-force follows is necessarily determined by the lines of connection +between the nerve-cells, with each other and with various parts of the +body. But the direction is likewise much influenced by habit; inasmuch as +nerve-force passes readily along accustomed channels. +</p> + +<p> +The frantic and senseless actions of an enraged man may be attributed in +part to the undirected flow of nerve-force, and in part to the effects of +habit, for these actions often vaguely represent the act of striking. They +thus pass into gestures included under our first principle; as when an +indignant man unconsciously throws himself into a fitting attitude for +attacking his opponent, though without any intention of making an actual +attack. We see also the influence of habit in all the emotions and +sensations which are called exciting; for they have assumed this character +from having habitually led to energetic action; and action affects, in an +indirect manner, the respiratory and circulatory system; and the latter +reacts on the brain. Whenever these emotions or sensations are even +slightly felt by us, though they may not at the time lead to any exertion, +our whole system is nevertheless disturbed through the force of habit and +association. Other emotions and sensations are called depressing, because +they have not habitually led to energetic action, excepting just at first, +as in the case of extreme pain, fear, and grief, and they have ultimately +caused complete exhaustion; they are consequently expressed chiefly by +negative signs and by prostration. Again, there are other emotions, such +as that of affection, which do not commonly lead to action of any kind, +and consequently are not exhibited by any strongly marked outward signs. +Affection indeed, in as far as it is a pleasurable sensation, excites the +ordinary signs of pleasure. +</p> + +<p> +On the other hand, many of the effects due to the excitement of the +nervous system seem to be quite independent of the flow of nerve-force +along the channels which have been rendered habitual by former exertions +of the will. Such effects, which often reveal the state of mind of the +person thus affected, cannot at present be explained; for instance, the +change of colour in the hair from extreme terror or grief,—the cold +sweat and the trembling of the muscles from fear,—the modified +secretions of the intestinal canal,—and the failure of certain +glands to act. +</p> + +<p> +Notwithstanding that much remains unintelligible in our present subject, +so many expressive movements and actions can be explained to a certain +extent through the above three principles, that we may hope hereafter to +see all explained by these or by closely analogous principles. +</p> + +<p> +Actions of all kinds, if regularly accompanying any state of the mind, are +at once recognized as expressive. These may consist of movements of any +part of the body, as the wagging of a dog’s tail, the shrugging of a man’s +shoulders, the erection of the hair, the exudation of perspiration, the +state of the capillary circulation, laboured breathing, and the use of the +vocal or other sound-producing instruments. Even insects express anger, +terror, jealousy, and love by their stridulation. With man the respiratory +organs are of especial importance in expression, not only in a direct, but +in a still higher degree in an indirect manner. +</p> + +<p> +Few points are more interesting in our present subject than the +extraordinarily complex chain of events which lead to certain expressive +movements. Take, for instance, the oblique eyebrows of a man suffering +from grief or anxiety. When infants scream loudly from hunger or pain, the +circulation is affected, and the eyes tend to become gorged with blood: +consequently the muscles surrounding the eyes are strongly contracted as a +protection: this action, in the course of many generations, has become +firmly fixed and inherited: but when, with advancing years and culture, +the habit of screaming is partially repressed, the muscles round the eyes +still tend to contract, whenever even slight distress is felt: of these +muscles, the pyramidals of the nose are less under the control of the will +than are the others and their contraction can be checked only by that of +the central fasciae of the frontal muscle: these latter fasciae draw up +the inner ends of the eyebrows, and wrinkle the forehead in a peculiar +manner, which we instantly recognize as the expression of grief or +anxiety. Slight movements, such as these just described, or the scarcely +perceptible drawing down of the corners of the mouth, are the last +remnants or rudiments of strongly marked and intelligible movements. They +are as full of significance to us in regard to expression, as are ordinary +rudiments to the naturalist in the classification and genealogy of organic +beings. +</p> + +<p> +That the chief expressive actions, exhibited by man and by the lower +animals, are now innate or inherited,—that is, have not been learnt +by the individual,—is admitted by every one. So little has learning +or imitation to do with several of them that they are from the earliest +days and throughout life quite beyond our control; for instance, the +relaxation of the arteries of the skin in blushing, and the increased +action of the heart in anger. We may see children, only two or three years +old, and even those born blind, blushing from shame; and the naked scalp +of a very young infant reddens from passion. Infants scream from pain +directly after birth, and all their features then assume the same form as +during subsequent years. These facts alone suffice to show that many of +our most important expressions have not been learnt; but it is remarkable +that some, which are certainly innate, require practice in the individual, +before they are performed in a full and perfect manner; for instance, +weeping and laughing. The inheritance of most of our expressive actions +explains the fact that those born blind display them, as I hear from the +Rev. R. H. Blair, equally well with those gifted with eyesight. We can +thus also understand the fact that the young and the old of widely +different races, both with man and animals, express the same state of mind +by the same movements. +</p> + +<p> +We are so familiar with the fact of young and old animals displaying their +feelings in the same manner, that we hardly perceive how remarkable it is +that a young puppy should wag its tail when pleased, depress its ears and +uncover its canine teeth when pretending to be savage, just like an old +dog; or that a kitten should arch its little back and erect its hair when +frightened and angry, like an old cat. When, however, we turn to less +common gestures in ourselves, which we are accustomed to look at as +artificial or conventional,—such as shrugging the shoulders, as a +sign of impotence, or the raising the arms with open hands and extended +fingers, as a sign of wonder,—we feel perhaps too much surprise at +finding that they are innate. That these and some other gestures are +inherited, we may infer from their being performed by very young children, +by those born blind, and by the most widely distinct races of man. We +should also bear in mind that new and highly peculiar tricks, in +association with certain states of the mind, are known to have arisen in +certain individuals, and to have been afterwards transmitted to their +offspring, in some cases, for more than one generation. +</p> + +<p> +Certain other gestures, which seem to us so natural that we might easily +imagine that they were innate, apparently have been learnt like the words +of a language. This seems to be the case with the joining of the uplifted +hands, and the turning up of the eyes, in prayer. So it is with kissing as +a mark of affection; but this is innate, in so far as it depends on the +pleasure derived from contact with a beloved person. The evidence with +respect to the inheritance of nodding and shaking the head, as signs of +affirmation and negation, is doubtful; for they are not universal, yet +seem too general to have been independently acquired by all the +individuals of so many races. +</p> + +<p class="p2"> +We will now consider how far the will and consciousness have come into +play in the development of the various movements of expression. As far as +we can judge, only a few expressive movements, such as those just referred +to, are learnt by each individual; that is, were consciously and +voluntarily performed during the early years of life for some definite +object, or in imitation of others, and then became habitual. The far +greater number of the movements of expression, and all the more important +ones, are, as we have seen, innate or inherited; and such cannot be said +to depend on the will of the individual. Nevertheless, all those included +under our first principle were at first voluntarily performed for a +definite object,—namely, to escape some danger, to relieve some +distress, or to gratify some desire. For instance, there can hardly be a +doubt that the animals which fight with their teeth, have acquired the +habit of drawing back their ears closely to their heads, when feeling +savage, from their progenitors having voluntarily acted in this manner in +order to protect their ears from being torn by their antagonists; for +those animals which do not fight with their teeth do not thus express a +savage state of mind. We may infer as highly probable that we ourselves +have acquired the habit of contracting the muscles round the eyes, whilst +crying gently, that is, without the utterance of any loud sound, from our +progenitors, especially during infancy, having experienced, during the act +of screaming, an uncomfortable sensation in their eyeballs. Again, some +highly expressive movements result from the endeavour to cheek or prevent +other expressive movements; thus the obliquity of the eyebrows and the +drawing down of the corners of the mouth follow from the endeavour to +prevent a screaming-fit from coming on, or to cheek it after it has come +on. Here it is obvious that the consciousness and will must at first have +come into play; not that we are conscious in these or in other such cases +what muscles are brought into action, any more than when we perform the +most ordinary voluntary movements. +</p> + +<p> +With respect to the expressive movements due to the principle of +antithesis, it is clear that the will has intervened, though in a remote +and indirect manner. So again with the movements coming under our third +principle; these, in as far as they are influenced by nerve-force readily +passing along habitual channels, have been determined by former and +repeated exertions of the will. The effects indirectly due to this latter +agency are often combined in a complex manner, through the force of habit +and association, with those directly resulting from the excitement of the +cerebro-spinal system. This seems to be the case with the increased action +of the heart under the influence of any strong emotion. When an animal +erects its hair, assumes a threatening attitude, and utters fierce sounds, +in order to terrify an enemy, we see a curious combination of movements +which were originally voluntary with those that are involuntary. It is, +however, possible that even strictly involuntary actions, such as the +erection of the hair, may have been affected by the mysterious power of +the will. +</p> + +<p> +Some expressive movements may have arisen spontaneously, in association +with certain states of the mind, like the tricks lately referred to, and +afterwards been inherited. But I know of no evidence rendering this view +probable. +</p> + +<p> +The power of communication between the members of the same tribe by means +of language has been of paramount importance in the development of man; +and the force of language is much aided by the expressive movements of the +face and body. We perceive this at once when we converse on an important +subject with any person whose face is concealed. Nevertheless there are no +grounds, as far as I can discover, for believing that any muscle has been +developed or even modified exclusively for the sake of expression. The +vocal and other sound-producing organs, by which various expressive noises +are produced, seem to form a partial exception; but I have elsewhere +attempted to show that these organs were first developed for sexual +purposes, in order that one sex might call or charm the other. Nor can I +discover grounds for believing that any inherited movement, which now +serves as a means of expression, was at first voluntarily and consciously +performed for this special purpose,—like some of the gestures and +the finger-language used by the deaf and dumb. On the contrary, every true +or inherited movement of expression seems to have had some natural and +independent origin. But when once acquired, such movements may be +voluntarily and consciously employed as a means of communication. Even +infants, if carefully attended to, find out at a very early age that their +screaming brings relief, and they soon voluntarily practise it. We may +frequently see a person voluntarily raising his eyebrows to express +surprise, or smiling to express pretended satisfaction and acquiescence. A +man often wishes to make certain gestures conspicuous or demonstrative, +and will raise his extended arms with widely opened fingers above his +head, to show astonishment, or lift his shoulders to his ears, to show +that he cannot or will not do something. The tendency to such movements +will be strengthened or increased by their being thus voluntarily and +repeatedly performed; and the effects may be inherited. +</p> + +<p> +It is perhaps worth consideration whether movements at first used only by +one or a few individuals to express a certain state of mind may not +sometimes have spread to others, and ultimately have become universal, +through the power of conscious and unconscious imitation. That there +exists in man a strong tendency to imitation, independently of the +conscious will, is certain. This is exhibited in the most extraordinary +manner in certain brain diseases, especially at the commencement of +inflammatory softening of the brain, and has been called the “echo sign.” +Patients thus affected imitate, without understanding every absurd gesture +which is made, and every word which is uttered near them, even in a +foreign language.<a href="#linknote-1401" name="linknoteref-1401" +id="linknoteref-1401">[1401]</a> In the case of animals, the jackal and +wolf have learnt under confinement to imitate the barking of the dog. How +the barking of the dog, which serves to express various emotions and +desires, and which is so remarkable from having been acquired since the +animal was domesticated, and from being inherited in different degrees by +different breeds, was first learnt we do not know; but may we not suspect +that imitation has had something to do with its acquisition, owing to dogs +having long lived in strict association with so loquacious an animal as +man? +</p> + +<p> +In the course of the foregoing remarks and throughout this volume, I have +often felt much difficulty about the proper application of the terms, +will, consciousness, and intention. Actions, which were at first +voluntary, soon became habitual, and at last hereditary, and may then be +performed even in opposition to the will. Although they often reveal the +state of the mind, this result was not at first either intended or +expected. Even such words as that “certain movements serve as a means of +expression,” are apt to mislead, as they imply that this was their primary +purpose or object. This, however, seems rarely or never to have been the +case; the movements having been at first either of some direct use, or the +indirect effect of the excited state of the sensorium. An infant may +scream either intentionally or instinctively to show that it wants food; +but it has no wish or intention to draw its features into the peculiar +form which so plainly indicates misery; yet some of the most +characteristic expressions exhibited by man are derived from the act of +screaming, as has been explained. +</p> + +<p> +Although most of our expressive actions are innate or instinctive, as is +admitted by everyone, it is a different question whether we have any +instinctive power of recognizing them. This has generally been assumed to +be the case; but the assumption has been strongly controverted by M. +Lemoine.<a href="#linknote-1402" name="linknoteref-1402" +id="linknoteref-1402">[1402]</a> Monkeys soon learn to distinguish, not +only the tones of voice of their masters, but the expression of their +faces, as is asserted by a careful observer.<a href="#linknote-1403" +name="linknoteref-1403" id="linknoteref-1403">[1403]</a> Dogs well know +the difference between caressing and threatening gestures or tones; and +they seem to recognize a compassionate tone. But as far as I can make out, +after repeated trials, they do not understand any movement confined to the +features, excepting a smile or laugh; and this they appear, at least in +some cases, to recognize. This limited amount of knowledge has probably +been gained, both by monkeys and dogs, through their associating harsh or +kind treatment with our actions; and the knowledge certainly is not +instinctive. Children, no doubt, would soon learn the movements of +expression in their elders in the same manner as animals learn those of +man. Moreover, when a child cries or laughs, he knows in a general manner +what he is doing and what he feels; so that a very small exertion of +reason would tell him what crying or laughing meant in others. But the +question is, do our children acquire their knowledge of expression solely +by experience through the power of association and reason? +</p> + +<p> +As most of the movements of expression must have been gradually acquired, +afterwards becoming instinctive, there seems to be some degree of <i>a +priori</i> probability that their recognition would likewise have become +instinctive. There is, at least, no greater difficulty in believing this +than in admitting that, when a female quadruped first bears young, she +knows the cry of distress of her offspring, or than in admitting that many +animals instinctively recognize and fear their enemies; and of both these +statements there can be no reasonable doubt. It is however extremely +difficult to prove that our children instinctively recognize any +expression. I attended to this point in my first-born infant, who could +not have learnt anything by associating with other children, and I was +convinced that he understood a smile and received pleasure from seeing +one, answering it by another, at much too early an age to have learnt +anything by experience. When this child was about four months old, I made +in his presence many odd noises and strange grimaces, and tried to look +savage; but the noises, if not too loud, as well as the grimaces, were all +taken as good jokes; and I attributed this at the time to their being +preceded or accompanied by smiles. When five months old, he seemed to +understand a compassionate, expression and tone of voice. When a few days +over six months old, his nurse pretended to cry, and I saw that his face +instantly assumed a melancholy expression, with the corners of the mouth +strongly depressed; now this child could rarely have seen any other child +crying, and never a grown-up person crying, and I should doubt whether at +so early an age he could have reasoned on the subject. Therefore it seems +to me that an innate feeling must have told him that the pretended crying +of his nurse expressed grief; and this through the instinct of sympathy +excited grief in him. +</p> + +<p> +M. Lemoine argues that, if man possessed an innate knowledge of +expression, authors and artists would not have found it so difficult, as +is notoriously the case, to describe and depict the characteristic signs +of each particular state of mind. But this does not seem to me a valid +argument. We may actually behold the expression changing in an +unmistakable manner in a man or animal, and yet be quite unable, as I know +from experience, to analyse the nature of the change. In the two +photographs given by Duchenne of the same old man (Plate III. figs. 5 and +6), almost every one recognized that the one represented a true, and the +other a false smile; but I have found it very difficult to decide in what +the whole amount of difference consists. It has often struck me as a +curious fact that so many shades of expression are instantly recognized +without any conscious process of analysis on our part. No one, I believe, +can clearly describe a sullen or sly expression; yet many observers are +unanimous that these expressions can be recognized in the various races of +man. Almost everyone to whom I showed Duchenne’s photograph of the young +man with oblique eyebrows (Plate II. fig. 2) at once declared that it +expressed grief or some such feeling; yet probably not one of these +persons, or one out of a thousand persons, could beforehand have told +anything precise about the obliquity of the eyebrows with their inner ends +puckered, or about the rectangular furrows on the forehead. So it is with +many other expressions, of which I have had practical experience in the +trouble requisite in instructing others what points to observe. If, then, +great ignorance of details does not prevent our recognizing with certainty +and promptitude various expressions, I do not see how this ignorance can +be advanced as an argument that our knowledge, though vague and general, +is not innate. +</p> + +<p> +I have endeavoured to show in considerable detail that all the chief +expressions exhibited by man are the same throughout the world. This fact +is interesting, as it affords a new argument in favour of the several +races being descended from a single parent-stock, which must have been +almost completely human in structure, and to a large extent in mind, +before the period at which the races diverged from each other. No doubt +similar structures, adapted for the same purpose, have often been +independently acquired through variation and natural selection by distinct +species; but this view will not explain close similarity between distinct +species in a multitude of unimportant details. Now if we bear in mind the +numerous points of structure having no relation to expression, in which +all the races of man closely agree, and then add to them the numerous +points, some of the highest importance and many of the most trifling +value, on which the movements of expression directly or indirectly depend, +it seems to me improbable in the highest degree that so much similarity, +or rather identity of structure, could have been acquired by independent +means. Yet this must have been the case if the races of man are descended +from several aboriginally distinct species. It is far more probable that +the many points of close similarity in the various races are due to +inheritance from a single parent-form, which had already assumed a human +character. +</p> + +<p> +It is a curious, though perhaps an idle speculation, how early in the long +line of our progenitors the various expressive movements, now exhibited by +man, were successively acquired. The following remarks will at least serve +to recall some of the chief points discussed in this volume. We may +confidently believe that laughter, as a sign of pleasure or enjoyment, was +practised by our progenitors long before they deserved to be called human; +for very many kinds of monkeys, when pleased, utter a reiterated sound, +clearly analogous to our laughter, often accompanied by vibratory +movements of their jaws or lips, with the corners of the mouth drawn +backwards and upwards, by the wrinkling of the cheeks, and even by the +brightening of the eyes. +</p> + +<p> +We may likewise infer that fear was expressed from an extremely remote +period, in almost the same manner as it now is by man; namely, by +trembling, the erection of the hair, cold perspiration, pallor, widely +opened eyes, the relaxation of most of the muscles, and by the whole body +cowering downwards or held motionless. +</p> + +<p> +Suffering, if great, will from the first have caused screams or groans to +be uttered, the body to be contorted, and the teeth to be ground together. +But our progenitors will not have exhibited those highly expressive +movements of the features which accompany screaming and crying until their +circulatory and respiratory organs, and the muscles surrounding the eyes, +had acquired their present structure. The shedding of tears appears to +have originated through reflex action from the spasmodic contraction of +the eyelids, together perhaps with the eyeballs becoming gorged with blood +during the act of screaming. Therefore weeping probably came on rather +late in the line of our descent; and this conclusion agrees with the fact +that our nearest allies, the anthropomorphous apes, do not weep. But we +must here exercise some caution, for as certain monkeys, which are not +closely related to man, weep, this habit might have been developed long +ago in a sub-branch of the group from which man is derived. Our early +progenitors, when suffering from grief or anxiety, would not have made +their eyebrows oblique, or have drawn down the corners of their mouth, +until they had acquired the habit of endeavouring to restrain their +screams. The expression, therefore, of grief and anxiety is eminently +human. +</p> + +<p> +Rage will have been expressed at a very early period by threatening or +frantic gestures, by the reddening of the skin, and by glaring eyes, but +not by frowning. For the habit of frowning seems to have been acquired +chiefly from the corrugators being the first muscles to contract round the +eyes, whenever during infancy pain, anger, or distress is felt, and there +consequently is a near approach to screaming; and partly from a frown +serving as a shade in difficult and intent vision. It seems probable that +this shading action would not have become habitual until man had assumed a +completely upright position, for monkeys do not frown when exposed to a +glaring light. Our early progenitors, when enraged, would probably have +exposed their teeth more freely than does man, even when giving full vent +to his rage, as with the insane. We may, also, feel almost certain that +they would have protruded their lips, when sulky or disappointed, in a +greater degree than is the case with our own children, or even with the +children of existing savage races. +</p> + +<p> +Our early progenitors, when indignant or moderately angry, would not have +held their heads erect, opened their chests, squared their shoulders, and +clenched their fists, until they had acquired the ordinary carriage and +upright attitude of man, and had learnt to fight with their fists or +clubs. Until this period had arrived the antithetical gesture of shrugging +the shoulders, as a sign of impotence or of patience, would not have been +developed. From the same reason astonishment would not then have been +expressed by raising the arms with open hands and extended fingers. Nor, +judging from the actions of monkeys, would astonishment have been +exhibited by a widely opened mouth; but the eyes would have been opened +and the eyebrows arched. Disgust would have been shown at a very early +period by movements round the mouth, like those of vomiting,—that +is, if the view which I have suggested respecting the source of the +expression is correct, namely, that our progenitors had the power, and +used it, of voluntarily and quickly rejecting any food from their stomachs +which they disliked. But the more refined manner of showing contempt or +disdain, by lowering the eyelids, or turning away the eyes and face, as if +the despised person were not worth looking at, would not probably have +been acquired until a much later period. +</p> + +<p> +Of all expressions, blushing seems to be the most strictly human; yet it +is common to all or nearly all the races of man, whether or not any change +of colour is visible in their skin. The relaxation of the small arteries +of the surface, on which blushing depends, seems to have primarily +resulted from earnest attention directed to the appearance of our own +persons, especially of our faces, aided by habit, inheritance, and the +ready flow of nerve-force along accustomed channels; and afterwards to +have been extended by the power of association to self-attention directed +to moral conduct. It can hardly be doubted that many animals are capable +of appreciating beautiful colours and even forms, as is shown by the pains +which the individuals of one sex take in displaying their beauty before +those of the opposite sex. But it does not seem possible that any animal, +until its mental powers had been developed to an equal or nearly equal +degree with those of man, would have closely considered and been sensitive +about its own personal appearance. Therefore we may conclude that blushing +originated at a very late period in the long line of our descent. +</p> + +<p> +From the various facts just alluded to, and given in the course of this +volume, it follows that, if the structure of our organs of respiration and +circulation had differed in only a slight degree from the state in which +they now exist, most of our expressions would have been wonderfully +different. A very slight change in the course of the arteries and veins +which run to the head, would probably have prevented the blood from +accumulating in our eyeballs during violent expiration; for this occurs in +extremely few quadrupeds. In this case we should not have displayed some +of our most characteristic expressions. If man had breathed water by the +aid of external branchiae (though the idea is hardly conceivable), instead +of air through his mouth and nostrils, his features would not have +expressed his feelings much more efficiently than now do his hands or +limbs. Rage and disgust, however, would still have been shown by movements +about the lips and mouth, and the eyes would have become brighter or +duller according to the state of the circulation. If our ears had remained +movable, their movements would have been highly expressive, as is the case +with all the animals which fight with their teeth; and we may infer that +our early progenitors thus fought, as we still uncover the canine tooth on +one side when we sneer at or defy any one, and we uncover all our teeth +when furiously enraged. +</p> + +<p class="p2"> +The movements of expression in the face and body, whatever their origin +may have been, are in themselves of much importance for our welfare. They +serve as the first means of communication between the mother and her +infant; she smiles approval, and thus encourages her child on the right +path, or frowns disapproval. We readily perceive sympathy in others by +their expression; our sufferings are thus mitigated and our pleasures +increased; and mutual good feeling is thus strengthened. The movements of +expression give vividness and energy to our spoken words. They reveal the +thoughts and intentions of others more truly than do words, which may be +falsified. Whatever amount of truth the so-called science of physiognomy +may contain, appears to depend, as Haller long ago remarked,<a +href="#linknote-1404" name="linknoteref-1404" id="linknoteref-1404">[1404]</a> +on different persons bringing into frequent use different facial muscles, +according to their dispositions; the development of these muscles being +perhaps thus increased, and the lines or furrows on the face, due to their +habitual contraction, being thus rendered deeper and more conspicuous. The +free expression by outward signs of an emotion intensifies it. On the +other hand, the repression, as far as this is possible, of all outward +signs softens our emotions.<a href="#linknote-1405" name="linknoteref-1405" +id="linknoteref-1405">[1405]</a> He who gives way to violent gestures will +increase his rage; he who does not control the signs of fear will +experience fear in a greater degree; and he who remains passive when +overwhelmed with grief loses his best chance of recovering elasticity of +mind. These results follow partly from the intimate relation which exists +between almost all the emotions and their outward manifestations; and +partly from the direct influence of exertion on the heart, and +consequently on the brain. Even the simulation of an emotion tends to +arouse it in our minds. Shakespeare, who from his wonderful knowledge of +the human mind ought to be an excellent judge, says:— +</p> + +<p class="poem"> +Is it not monstrous that this player here,<br/> +But in a fiction, in a dream of passion,<br/> +Could force his soul so to his own conceit,<br/> +That, from her working, all his visage wann’d;<br/> +Tears in his eyes, distraction in ’s aspect,<br/> +A broken voice, and his whole function suiting<br/> +With forms to his conceit? And all for nothing!<br/> +<i>Hamlet</i>, act ii. sc. 2. +</p> + +<p> +We have seen that the study of the theory of expression confirms to a +certain limited extent the conclusion that man is derived from some lower +animal form, and supports the belief of the specific or sub-specific unity +of the several races; but as far as my judgment serves, such confirmation +was hardly needed. We have also seen that expression in itself, or the +language of the emotions, as it has sometimes been called, is certainly of +importance for the welfare of mankind. To understand, as far as possible, +the source or origin of the various expressions which may be hourly seen +on the faces of the men around us, not to mention our domesticated +animals, ought to possess much interest for us. From these several causes, +we may conclude that the philosophy of our subject has well deserved the +attention which it has already received from several excellent observers, +and that it deserves still further attention, especially from any able +physiologist. +</p> + +</div><!--end chapter--> + +<div class="chapter"> + +<h2><a name="link2H_FOOT" id="link2H_FOOT"></a>FOOTNOTES:</h2> + +<p> +<a name="linknote-1" id="linknote-1"> +<!-- Note --></a> +</p> +<p class="foot"> +1 (<a href="#linknoteref-1">return</a>)<br/> [ J. Parsons, in his paper in +the Appendix to the ‘Philosophical Transactions’ for 1746, p. 41, gives a +list of forty-one old authors who have written on Expression.] +</p> + +<p> +<a name="linknote-2" id="linknote-2"> +<!-- Note --></a> +</p> +<p class="foot"> +2 (<a href="#linknoteref-2">return</a>)<br/> [ Conférences sur +l’expression des différents Caractères des Passions.’ Paris, 4to, 1667. I +always quote from the republication of the ‘Conférences’ in the edition of +Lavater, by Moreau, which appeared in 1820, as given in vol. ix. p. 257.] +</p> + +<p> +<a name="linknote-3" id="linknote-3"> +<!-- Note --></a> +</p> +<p class="foot"> +3 (<a href="#linknoteref-3">return</a>)<br/> [ ‘Discours par Pierre Camper +sur le moyen de représenter les diverses passions,’ &c. 1792. 1844] +</p> + +<p> +<a name="linknote-4" id="linknote-4"> +<!-- Note --></a> +</p> +<p class="foot"> +4 (<a href="#linknoteref-4">return</a>)<br/> [ I always quote from the +third edition, 1844, which was published after the death of Sir C. Bell, +and contains his latest corrections. The first edition of 1806 is much +inferior in merit, and does not include some of his more important views.] +</p> + +<p> +<a name="linknote-5" id="linknote-5"> +<!-- Note --></a> +</p> +<p class="foot"> +5 (<a href="#linknoteref-5">return</a>)<br/> [ ‘De la Physionomie et de la +Parole,’ par Albert Lemoine, 1865, p. 101.] +</p> + +<p> +<a name="linknote-6" id="linknote-6"> +<!-- Note --></a> +</p> +<p class="foot"> +6 (<a href="#linknoteref-6">return</a>)<br/> [ ‘L’Art de connaître les +Hommes,’ &c., par G. Lavater. The earliest edition of this work, +referred to in the preface to the edition of 1820 in ten volumes, as containing +the observations of M. Moreau, is said to have been published in 1807; and I +have no doubt that this is correct, because the ‘Notice sur +Lavater’ at the commencement of volume i. is dated April 13, 1806. In +some bibliographical works, however, the date of 1805—1809 is given, but +it seems impossible that 1805 can be correct. Dr. Duchenne remarks +(‘Mécanisme de la Physionomie Humaine,’-8vo edit. 1862, p. 5, and +‘Archives Générales de Médecine,’ Jan. et Fév. 1862) that M. Moreau +“<i>a composé pour son ouvrage un article important</i>,” &c., +in the year 1805; and I find in volume i. of the edition of 1820 passages +bearing the dates of December 12, 1805, and another January 5, 1806, besides +that of April 13, 1806, above referred to. In consequence of some of these +passages having thus been <i>composed</i> in 1805, Dr. Duchenne assigns to M. +Moreau the priority over Sir C. Bell, whose work, as we have seen, was +published in 1806. This is a very unusual manner of determining the priority of +scientific works; but such questions are of extremely little importance in +comparison with their relative merits. The passages above quoted from M. Moreau +and from Le Brun are taken in this and all other cases from the edition of 1820 +of Lavater, tom. iv. p. 228, and tom. ix. p. 279.] +</p> + + +<p> +<a name="linknote-7" id="linknote-7"> +<!-- Note --></a> +</p> +<p class="foot"> +7 (<a href="#linknoteref-7">return</a>)<br/> [ ‘Handbuch der +Systematischen Anatomie des Menschen.’ Band I. Dritte Abtheilung, 1858.] +</p> + +<p> +<a name="linknote-8" id="linknote-8"> +<!-- Note --></a> +</p> +<p class="foot"> +8 (<a href="#linknoteref-8">return</a>)<br/> [ ‘The Senses and the +Intellect,’ 2nd edit. 1864, pp. 96 and 288. The preface to the first +edition of this work is dated June, 1855. See also the 2nd edition of Mr. +Bain’s work on the ‘Emotions and Will.’] +</p> + +<p> +<a name="linknote-9" id="linknote-9"> +<!-- Note --></a> +</p> +<p class="foot"> +9 (<a href="#linknoteref-9">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 3rd edit. p. 121.] +</p> + +<p> +<a name="linknote-10" id="linknote-10"> +<!-- Note --></a> +</p> +<p class="foot"> +10 (<a href="#linknoteref-10">return</a>)<br/> [ ‘Essays, Scientific, +Political, and Speculative,’ Second Series, 1863, p. 111. There is a +discussion on Laughter in the First Series of Essays, which discussion +seems to me of very inferior value.] +</p> + +<p> +<a name="linknote-11" id="linknote-11"> +<!-- Note --></a> +</p> +<p class="foot"> +11 (<a href="#linknoteref-11">return</a>)<br/> [ Since the publication of +the essay just referred to, Mr. Spencer has written another, on “Morals +and Moral Sentiments,” in the ‘Fortnightly Review,’ April 1, 1871, p. 426. +He has, also, now published his final conclusions in vol. ii. of the +second edit. of the ‘Principles of Psychology,’ 1872, p. 539. I may state, +in order that I may not be accused of trespassing on Mr. Spencer’s domain, +that I announced in my ‘Descent of Man,’ that I had then written a part of +the present volume: my first MS. notes on the subject of expression bear +the date of the year 1838.] +</p> + +<p> +<a name="linknote-12" id="linknote-12"> +<!-- Note --></a> +</p> +<p class="foot"> +12 (<a href="#linknoteref-12">return</a>)<br/> [ ‘Anatomy of Expression,’ +3rd edit. pp. 98, 121, 131.] +</p> + +<p> +<a name="linknote-13" id="linknote-13"> +<!-- Note --></a> +</p> +<p class="foot"> +13 (<a href="#linknoteref-13">return</a>)<br/> [ Professor Owen expressly +states (Proc. Zoolog. Soc. 1830, p. 28) that this is the case with respect +to the Orang, and specifies all the more important muscles which are well +known to serve with man for the expression of his feelings. See, also, a +description of several of the facial muscles in the Chimpanzee, by Prof. +Macalister, in ‘Annals and Magazine of Natural History,’ vol. vii. May, +1871, p. 342.] +</p> + +<p> +<a name="linknote-14" id="linknote-14"> +<!-- Note --></a> +</p> +<p class="foot"> +14 (<a href="#linknoteref-14">return</a>)<br/> [ ‘Anatomy of Expression,’ +pp. 121, 138.] +</p> + +<p> +<a name="linknote-15" id="linknote-15"> +<!-- Note --></a> +</p> +<p class="foot"> +15 (<a href="#linknoteref-15">return</a>)<br/> [ ‘De la Physionomie,’ pp. +12, 73.] +</p> + +<p> +<a name="linknote-16" id="linknote-16"> +<!-- Note --></a> +</p> +<p class="foot"> +16 (<a href="#linknoteref-16">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ 8vo edit. p. 31.] +</p> + +<p> +<a name="linknote-17" id="linknote-17"> +<!-- Note --></a> +</p> +<p class="foot"> +17 (<a href="#linknoteref-17">return</a>)<br/> [ ‘Elements of Physiology,’ +English translation, vol. ii. p. 934.] +</p> + +<p> +<a name="linknote-18" id="linknote-18"> +<!-- Note --></a> +</p> +<p class="foot"> +18 (<a href="#linknoteref-18">return</a>)<br/> [ ‘Anatomy of Expression,’ +3rd edit. p. 198.] +</p> + +<p> +<a name="linknote-19" id="linknote-19"> +<!-- Note --></a> +</p> +<p class="foot"> +19 (<a href="#linknoteref-19">return</a>)<br/> [ See remarks to this +effect in Lessing’s ‘Lacooon,’ translated by W. Ross, 1836, p. 19.] +</p> + +<p> +<a name="linknote-20" id="linknote-20"> +<!-- Note --></a> +</p> +<p class="foot"> +20 (<a href="#linknoteref-20">return</a>)<br/> [ Mr. Partridge in Todd’s +‘Cyclopædia of Anatomy and Physiology,’ vol. ii. p. 227.] +</p> + +<p> +<a name="linknote-21" id="linknote-21"> +<!-- Note --></a> +</p> +<p class="foot"> +21 (<a href="#linknoteref-21">return</a>)<br/> [ ‘La Physionomie,’ par G. +Lavater, tom. iv. 1820, p. 274. On the number of the facial muscles, see +vol. iv. pp. 209-211.] +</p> + +<p> +<a name="linknote-22" id="linknote-22"> +<!-- Note --></a> +</p> +<p class="foot"> +22 (<a href="#linknoteref-22">return</a>)<br/> [ ‘Mimik und Physiognomik,’ +1867, s. 91.] +</p> + +<p> +<a name="linknote-101" id="linknote-101"> +<!-- Note --></a> +</p> +<p class="foot"> +101 (<a href="#linknoteref-101">return</a>)<br/> [ Mr. Herbert Spencer +(‘Essays,’ Second Series, 1863, p. 138) has drawn a clear distinction +between emotions and sensations, the latter being “generated in our +corporeal framework.” He classes as Feelings both emotions +and-sensations.] +</p> + +<p> +<a name="linknote-102" id="linknote-102"> +<!-- Note --></a> +</p> +<p class="foot"> +102 (<a href="#linknoteref-102">return</a>)<br/> [ Müller, ‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 939. See also Mr. H. Spencer’s +interesting speculations on the same subject, and on the genesis of +nerves, in his ‘Principles of Biology,’ vol. ii. p. 346; and in his +‘Principles of Psychology,’ 2nd edit. pp. 511-557.] +</p> + +<p> +<a name="linknote-103" id="linknote-103"> +<!-- Note --></a> +</p> +<p class="foot"> +103 (<a href="#linknoteref-103">return</a>)<br/> [ A remark to much the +same effect was made long ago by Hippocrates and by the illustrious +Harvey; for both assert that a young animal forgets in the course of a few +days the art of sucking, and cannot without some difficulty again acquire +it. I give these assertions on the authority of Dr. Darwin, ‘Zoonomia,’ +1794, vol. i. p. 140.] +</p> + +<p> +<a name="linknote-104" id="linknote-104"> +<!-- Note --></a> +</p> +<p class="foot"> +104 (<a href="#linknoteref-104">return</a>)<br/> [ See for my authorities, +and for various analogous facts, ‘The Variation of Animals and Plants +under Domestication,’ 1868, vol. ii. p. 304.] +</p> + +<p> +<a name="linknote-105" id="linknote-105"> +<!-- Note --></a> +</p> +<p class="foot"> +105 (<a href="#linknoteref-105">return</a>)<br/> [ ‘The Senses and the +Intellect,’ 2nd edit. 1864, p. 332. Prof. Huxley remarks (‘Elementary +Lessons in Physiology,’ 5th edit. 1872, p. 306), “It may be laid down as a +rule, that, if any two mental states be called up together, or in +succession, with due frequency and vividness, the subsequent production of +the one of them will suffice to call up the other, and that whether we +desire it or not.”] +</p> + +<p> +<a name="linknote-106" id="linknote-106"> +<!-- Note --></a> +</p> +<p class="foot"> +106 (<a href="#linknoteref-106">return</a>)<br/> [ Gratiolet (‘De la +Physionomie,’ p. 324), in his discussion on this subject, gives many +analogous instances. See p. 42, on the opening and shutting of the eyes. +Engel is quoted (p. 323) on the changed paces of a man, as his thoughts +change.] +</p> + +<p> +<a name="linknote-107" id="linknote-107"> +<!-- Note --></a> +</p> +<p class="foot"> +107 (<a href="#linknoteref-107">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ 1862, p. 17.] +</p> + +<p> +<a name="linknote-108" id="linknote-108"> +<!-- Note --></a> +</p> +<p class="foot"> +108 (<a href="#linknoteref-108">return</a>)<br/> [ ‘The Variation of +Animals and Plants under Domestication,’ vol. ii. p. 6. The inheritance of +habitual gestures is so important for us, that I gladly avail myself of +Mr. F. Galton’s permission to give in his own words the following +remarkable case:—“The following account of a habit occurring in +individuals of three consecutive generations {footnote continues:} is of +peculiar interest, because it occurs only during sound sleep, and +therefore cannot be due to imitation, but must be altogether natural. The +particulars are perfectly trustworthy, for I have enquired fully into +them, and speak from abundant and independent evidence. A gentleman of +considerable position was found by his wife to have the curious trick, +when he lay fast asleep on his back in bed, of raising his right arm +slowly in front of his face, up to his forehead, and then dropping it with +a jerk, so that the wrist fell heavily on the bridge of his nose. The +trick did not occur every night, but occasionally, and was independent of +any ascertained cause. Sometimes it was repeated incessantly for an hour +or more. The gentleman’s nose was prominent, and its bridge often became +sore from the blows which it received. At one time an awkward sore was +produced, that was long in healing, on account of the recurrence, night +after night, of the blows which first caused it. His wife had to remove +the button from the wrist of his night-gown as it made severe scratches, +and some means were attempted of tying his arm. +</p> +<p class="foot"> +“Many years after his death, his son married a lady who had never heard of +the family incident. She, however, observed precisely the same peculiarity +in her husband; but his nose, from not being particularly prominent, has +never as yet suffered from the blows. The trick does not occur when he is +half-asleep, as, for example, when dozing in his arm-chair, but the moment +he is fast asleep it is apt to begin. It is, as with his father, +intermittent; sometimes ceasing for many nights, and sometimes almost +incessant during a part of every night. It is performed, as it was by his +father, with his right hand. +</p> +<p class="foot"> +“One of his children, a girl, has inherited the same trick. She performs +it, likewise, with the right hand, but in a slightly modified form; for, +after raising the arm, she does not allow the wrist to drop upon the +bridge of the nose, but the palm of the half-closed hand falls over and +down the nose, striking it rather rapidly. It is also very intermittent +with this child, not occurring for periods of some months, but sometimes +occurring almost incessantly.”] +</p> + +<p> +<a name="linknote-109" id="linknote-109"> +<!-- Note --></a> +</p> +<p class="foot"> +109 (<a href="#linknoteref-109">return</a>)<br/> [ Prof. Huxley remarks +(‘Elementary Physiology,’ 5th edit. p. 305) that reflex actions proper to +the spinal cord are <i>natural</i>; but, by the help of the brain, that is +through habit, an infinity of <i>artificial</i> reflex actions may be acquired. +Virchow admits (‘Sammlung wissenschaft. Vorträge,’ &c., “Ueber das +Rückenmark,” 1871, ss. 24, 31) that some reflex actions can hardly be +distinguished from instincts; and, of the latter, it may be added, some +cannot be distinguished from inherited habits.] +</p> + +<p> +<a name="linknote-110" id="linknote-110"> +<!-- Note --></a> +</p> +<p class="foot"> +110 (<a href="#linknoteref-110">return</a>)<br/> [ Dr. Maudsley, ‘Body and +Mind,’ 1870, p. 8.] +</p> + +<p> +<a name="linknote-111" id="linknote-111"> +<!-- Note --></a> +</p> +<p class="foot"> +111 (<a href="#linknoteref-111">return</a>)<br/> [ See the very +interesting discussion on the whole subject by Claude Bernard, ‘Tissus +Vivants,’ 1866, p. 353-356.] +</p> + +<p> +<a name="linknote-112" id="linknote-112"> +<!-- Note --></a> +</p> +<p class="foot"> +112 (<a href="#linknoteref-112">return</a>)<br/> [ ‘Chapters on Mental +Physiology,’ 1858, p. 85.] +</p> + +<p> +<a name="linknote-113" id="linknote-113"> +<!-- Note --></a> +</p> +<p class="foot"> +113 (<a href="#linknoteref-113">return</a>)<br/> [ Müller remarks +(‘Elements of Physiology,’ Eng. tr. vol. ii. p. 1311) on starting being +always accompanied by the closure of the eyelids.] +</p> + +<p> +<a name="linknote-114" id="linknote-114"> +<!-- Note --></a> +</p> +<p class="foot"> +114 (<a href="#linknoteref-114">return</a>)<br/> [ Dr. Maudsley remarks +(‘Body and Mind,’ p. 10) that “reflex movements which commonly effect a +useful end may, under the changed circumstances of disease, do great +mischief, becoming even the occasion of violent suffering and of a most +painful death.”] +</p> + +<p> +<a name="linknote-115" id="linknote-115"> +<!-- Note --></a> +</p> +<p class="foot"> +115 (<a href="#linknoteref-115">return</a>)<br/> [ See Mr. F. H. Salvin’s +account of a tame jackal in ‘Land and Water,’ October, 1869.] +</p> + +<p> +<a name="linknote-116" id="linknote-116"> +<!-- Note --></a> +</p> +<p class="foot"> +116 (<a href="#linknoteref-116">return</a>)<br/> [ “Dr. Darwin, +‘Zoonomia,’ 1794, vol. i. p. 160. I find that the fact of cats protruding +their feet when pleased is also noticed (p. 151) in this work.] +</p> + +<p> +<a name="linknote-117" id="linknote-117"> +<!-- Note --></a> +</p> +<p class="foot"> +117 (<a href="#linknoteref-117">return</a>)<br/> [ Carpenter, ‘Principles +of Comparative Physiology,’ 1854, p. 690, and Müller’s ‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 936.] +</p> + +<p> +<a name="linknote-118" id="linknote-118"> +<!-- Note --></a> +</p> +<p class="foot"> +118 (<a href="#linknoteref-118">return</a>)<br/> [ Mowbray on ‘Poultry,’ +6th edit. 1830, p. 54.] +</p> + +<p> +<a name="linknote-119" id="linknote-119"> +<!-- Note --></a> +</p> +<p class="foot"> +119 (<a href="#linknoteref-119">return</a>)<br/> [ See the account given +by this excellent observer in ‘Wild Sports of the Highlands,’ 1846, p. +142.] +</p> + +<p> +<a name="linknote-120" id="linknote-120"> +<!-- Note --></a> +</p> +<p class="foot"> +120 (<a href="#linknoteref-120">return</a>)<br/> [ ‘Philosophical +Translations,’ 1823, p. 182.] +</p> + +<p> +<a name="linknote-201" id="linknote-201"> +<!-- Note --></a> +</p> +<p class="foot"> +201 (<a href="#linknoteref-201">return</a>)<br/> [ ‘Naturgeschichte der +Säugethiere von Paraguay,’ 1830, s. 55.] +</p> + +<p> +<a name="linknote-202" id="linknote-202"> +<!-- Note --></a> +</p> +<p class="foot"> +202 (<a href="#linknoteref-202">return</a>)<br/> [ Mr. Tylor gives an +account of the Cistercian gesture-language in his ‘Early History of +Mankind’ (2nd edit. 1870, p. 40), and makes some remarks on the principle +of opposition in gestures.] +</p> + +<p> +<a name="linknote-203" id="linknote-203"> +<!-- Note --></a> +</p> +<p class="foot"> +203 (<a href="#linknoteref-203">return</a>)<br/> [ See on this subject Dr. +W. R. Scott’s interesting work, ‘The Deaf and Dumb,’ 2nd edit. 1870, p. +12. He says, “This contracting of natural gestures into much shorter +gestures than the natural expression requires, is very common amongst the +deaf and dumb. This contracted gesture is frequently so shortened as +nearly to lose all semblance of the natural one, but to the deaf and dumb +who use it, it still has the force of the original expression.”] +</p> + +<p> +<a name="linknote-301" id="linknote-301"> +<!-- Note --></a> +</p> +<p class="foot"> +301 (<a href="#linknoteref-301">return</a>)<br/> [ See the interesting +cases collected by M. G. Pouchet in the ‘Revue des Deux Mondes,’ January +1, 1872, p. 79. An instance was also brought some years ago before the +British Association at Belfast.] +</p> + +<p> +<a name="linknote-302" id="linknote-302"> +<!-- Note --></a> +</p> +<p class="foot"> +302 (<a href="#linknoteref-302">return</a>)<br/> [ Müller remarks +(‘Elements of Physiology,’ Eng. translat. vol. ii. p. 934) that when the +feelings are very intense, “all the spinal nerves become affected to the +extent of imperfect paralysis, or the excitement of trembling of the whole +body.”] +</p> + +<p> +<a name="linknote-303" id="linknote-303"> +<!-- Note --></a> +</p> +<p class="foot"> +303 (<a href="#linknoteref-303">return</a>)<br/> [ ‘Leçons sur les Prop. +des Tissus Vivants,’ 1866, pp. 457-466.] +</p> + +<p> +<a name="linknote-304" id="linknote-304"> +<!-- Note --></a> +</p> +<p class="foot"> +304 (<a href="#linknoteref-304">return</a>)<br/> [ Mr. Bartlett, “Notes on +the Birth of a Hippopotamus,” Proc. Zoolog. Soc. 1871, p. 255.] +</p> + +<p> +<a name="linknote-305" id="linknote-305"> +<!-- Note --></a> +</p> +<p class="foot"> +305 (<a href="#linknoteref-305">return</a>)<br/> [ See, on this subject, +Claude Bernard, ‘Tissus Vivants,’ 1866, pp. 316, 337, 358. Virchow +expresses himself to almost exactly the same effect in his essay “Ueber +das Rückenmark” (Sammlung wissenschaft. Vorträge, 1871, s. 28).] +</p> + +<p> +<a name="linknote-306" id="linknote-306"> +<!-- Note --></a> +</p> +<p class="foot"> +306 (<a href="#linknoteref-306">return</a>)<br/> [ Müller (‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 932) in speaking of the nerves, +says, “any sudden change of condition of whatever kind sets the nervous +principle into action.” See Virchow and Bernard on the same subject in +passages in the two works referred to in my last foot-note.] +</p> + +<p> +<a name="linknote-307" id="linknote-307"> +<!-- Note --></a> +</p> +<p class="foot"> +307 (<a href="#linknoteref-307">return</a>)<br/> [ H. Spencer, ‘Essays, +Scientific, Political,’ &c., Second Series, 1863, pp. 109, 111.] +</p> + +<p> +<a name="linknote-308" id="linknote-308"> +<!-- Note --></a> +</p> +<p class="foot"> +308 (<a href="#linknoteref-308">return</a>)<br/> [ Sir H. Holland, in +speaking (‘Medical Notes and Reflexions,’ 1839, p. 328) of that curious +state of body called the <i>fidgets</i>, remarks that it seems due to “an +accumulation of some cause of irritation which requires muscular action +for its relief.”] +</p> + +<p> +<a name="linknote-309" id="linknote-309"> +<!-- Note --></a> +</p> +<p class="foot"> +309 (<a href="#linknoteref-309">return</a>)<br/> [ I am much indebted to +Mr. A. H. Garrod for having informed me of M. Lorain’s work on the pulse, +in which a sphygmogram of a woman in a rage is given; and this shows much +difference in the rate and other characters from that of the same woman in +her ordinary state.] +</p> + +<p> +<a name="linknote-310" id="linknote-310"> +<!-- Note --></a> +</p> +<p class="foot"> +310 (<a href="#linknoteref-310">return</a>)<br/> [ How powerfully intense +joy excites the brain, and how the brain reacts on the body, is well shown +in the rare cases of Psychical Intoxication. Dr. J. Crichton Browne +(‘Medical Mirror,’ 1865) records the case of a young man of strongly +nervous temperament, who, on hearing by a telegram that a fortune had been +bequeathed him, first became pale, then exhilarated, and soon in the +highest spirits, but flushed and very restless. He then took a walk with a +friend for the sake of tranquillising himself, but returned staggering in +his gait, uproariously laughing, yet irritable in temper, incessantly +talking, and singing loudly in the public streets. It was positively +ascertained that he had not touched any spirituous liquor, though every +one thought that he was intoxicated. Vomiting after a time came on, and +the half-digested contents of his stomach were examined, but no odour of +alcohol could be detected. He then slept heavily, and on awaking was well, +except that he suffered from headache, nausea, and prostration of +strength.] +</p> + +<p> +<a name="linknote-311" id="linknote-311"> +<!-- Note --></a> +</p> +<p class="foot"> +311 (<a href="#linknoteref-311">return</a>)<br/> [ Dr. Darwin, ‘Zoonomia,’ +1794, vol. i. p. 148.] +</p> + +<p> +<a name="linknote-312" id="linknote-312"> +<!-- Note --></a> +</p> +<p class="foot"> +312 (<a href="#linknoteref-312">return</a>)<br/> [ Mrs. Oliphant, in her +novel of ‘Miss Majoribanks,’ p. 362. All this reacts on the brain, and +prostration soon follows with collapsed muscles and dulled eyes. As +associated habit no longer prompts the sufferer to action, he is urged by +his friends to voluntary exertion, and not to give way to silent, +motionless grief. Exertion stimulates the heart, and this reacts on the +brain, and aids the mind to bear its heavy load.] +</p> + +<p> +<a name="linknote-401" id="linknote-401"> +<!-- Note --></a> +</p> +<p class="foot"> +401 (<a href="#linknoteref-401">return</a>)<br/> [ See the evidence on +this head in my ‘Variation of Animals and Plants under Domestication,’ +vol. i. p. 27. On the cooing of pigeons, vol. i. pp. 154, 155.] +</p> + +<p> +<a name="linknote-402" id="linknote-402"> +<!-- Note --></a> +</p> +<p class="foot"> +402 (<a href="#linknoteref-402">return</a>)<br/> [ ‘Essays, Scientific, +Political, and Speculative,’ 1858. ‘The Origin and Function of Music,’ p. +359.] +</p> + +<p> +<a name="linknote-403" id="linknote-403"> +<!-- Note --></a> +</p> +<p class="foot"> +403 (<a href="#linknoteref-403">return</a>)<br/> [ ‘The Descent of Man,’ +1870, vol. ii. p. 332. The words quoted are from Professor Owen. It has +lately been shown that some quadrupeds much lower in the scale than +monkeys, namely Rodents, are able to produce correct musical tones: see +the account of a singing Hesperomys, by the Rev. S. Lockwood, in the +‘American Naturalist,’ vol. v. December, 1871, p. 761.] +</p> + +<p> +<a name="linknote-404" id="linknote-404"> +<!-- Note --></a> +</p> +<p class="foot"> +404 (<a href="#linknoteref-404">return</a>)<br/> [ Mr. Tylor (‘Primitive +Culture,’ 1871, vol. i. p. 166), in his discussion on this subject, +alludes to the whining of the dog.] +</p> + +<p> +<a name="linknote-405" id="linknote-405"> +<!-- Note --></a> +</p> +<p class="foot"> +405 (<a href="#linknoteref-405">return</a>)<br/> [ ‘Naturgeschichte der +Säugethiere von Paraguay,’ 1830, s. 46.] +</p> + +<p> +<a name="linknote-406" id="linknote-406"> +<!-- Note --></a> +</p> +<p class="foot"> +406 (<a href="#linknoteref-406">return</a>)<br/> [ Quoted by Gratiolet, +‘De la Physionomie,’ 1865, p. 115.] +</p> + +<p> +<a name="linknote-407" id="linknote-407"> +<!-- Note --></a> +</p> +<p class="foot"> +407 (<a href="#linknoteref-407">return</a>)<br/> [ ‘Théorie Physiologique +de la Musique,’ Paris, 1868, P. 146. Helmholtz has also fully discussed in +this profound work the relation of the form of the cavity of the mouth to +the production of vowel-sounds.] +</p> + +<p> +<a name="linknote-408" id="linknote-408"> +<!-- Note --></a> +</p> +<p class="foot"> +408 (<a href="#linknoteref-408">return</a>)<br/> [ I have given some +details on this subject in my ‘Descent of Man,’ vol. i. pp. 352, 384.] +</p> + +<p> +<a name="linknote-409" id="linknote-409"> +<!-- Note --></a> +</p> +<p class="foot"> +409 (<a href="#linknoteref-409">return</a>)<br/> [ As quoted in Huxley’s +‘Evidence as to Man’s Place in Nature,’ 1863, p. 52.] +</p> + +<p> +<a name="linknote-410" id="linknote-410"> +<!-- Note --></a> +</p> +<p class="foot"> +410 (<a href="#linknoteref-410">return</a>)<br/> [ Illust. Thierleben, +1864, B. i. s. 130.] +</p> + +<p> +<a name="linknote-411" id="linknote-411"> +<!-- Note --></a> +</p> +<p class="foot"> +411 (<a href="#linknoteref-411">return</a>)<br/> [ The Hon. J. Caton, +Ottawa Acad. of Nat. Sciences, May, 1868, pp. 36, 40. For the <i>Capra, +Ægagrus</i>, ‘Land and Water,’ 1867, p. 37.] +</p> + +<p> +<a name="linknote-412" id="linknote-412"> +<!-- Note --></a> +</p> +<p class="foot"> +412 (<a href="#linknoteref-412">return</a>)<br/> [ ‘Land and Water,’ July +20, 1867, p. 659.] +</p> + +<p> +<a name="linknote-413" id="linknote-413"> +<!-- Note --></a> +</p> +<p class="foot"> +413 (<a href="#linknoteref-413">return</a>)<br/> [ <i>Phaeton rubricauda</i>: +‘Ibis,’ vol. iii. 1861, p. 180.] +</p> + +<p> +<a name="linknote-414" id="linknote-414"> +<!-- Note --></a> +</p> +<p class="foot"> +414 (<a href="#linknoteref-414">return</a>)<br/> [ On the <i>Strix flammea</i>, +Audubon, ‘Ornithological Biography,’ 1864, vol. ii. p. 407. I have +observed other cases in the Zoological Gardens.] +</p> + +<p> +<a name="linknote-415" id="linknote-415"> +<!-- Note --></a> +</p> +<p class="foot"> +415 (<a href="#linknoteref-415">return</a>)<br/> [ <i>Melopsittacus +undulatus</i>. See an account of its habits by Gould, ‘Handbook of Birds +of Australia,’ 1865, vol. ii. p. 82.] +</p> + +<p> +<a name="linknote-416" id="linknote-416"> +<!-- Note --></a> +</p> +<p class="foot"> +416 (<a href="#linknoteref-416">return</a>)<br/> [ See, for instance, the +account which I have given (‘Descent of Man,’ vol. ii. p. 32) of an Anolis +and Draco.] +</p> + +<p> +<a name="linknote-417" id="linknote-417"> +<!-- Note --></a> +</p> +<p class="foot"> +417 (<a href="#linknoteref-417">return</a>)<br/> [ These muscles are +described in his well-known works. I am greatly indebted to this +distinguished observer for having given me in a letter information on this +same subject.] +</p> + +<p> +<a name="linknote-418" id="linknote-418"> +<!-- Note --></a> +</p> +<p class="foot"> +418 (<a href="#linknoteref-418">return</a>)<br/> [ ‘Lehrbuch der +Histologie des Menschen,’ 1857, s. 82. I owe to Prof. W. Turner’s kindness +an extract from this work.] +</p> + +<p> +<a name="linknote-419" id="linknote-419"> +<!-- Note --></a> +</p> +<p class="foot"> +419 (<a href="#linknoteref-419">return</a>)<br/> [ ‘Quarterly Journal of +Microscopical Science,’ 1853, vol. i. p. 262.] +</p> + +<p> +<a name="linknote-420" id="linknote-420"> +<!-- Note --></a> +</p> +<p class="foot"> +420 (<a href="#linknoteref-420">return</a>)<br/> [ ‘Lehrbuch der +Histologie,’ 1857, s. 82.] +</p> + +<p> +<a name="linknote-421" id="linknote-421"> +<!-- Note --></a> +</p> +<p class="foot"> +421 (<a href="#linknoteref-421">return</a>)<br/> [ ‘Dictionary of English +Etymology,’ p. 403.] +</p> + +<p> +<a name="linknote-422" id="linknote-422"> +<!-- Note --></a> +</p> +<p class="foot"> +422 (<a href="#linknoteref-422">return</a>)<br/> [ See the account of the +habits of this animal by Dr. Cooper, as quoted in ‘Nature,’ April 27, +1871, p. 512.] +</p> + +<p> +<a name="linknote-423" id="linknote-423"> +<!-- Note --></a> +</p> +<p class="foot"> +423 (<a href="#linknoteref-423">return</a>)<br/> [ Dr. Günther, ‘Reptiles +of British India,’ p. 262.] +</p> + +<p> +<a name="linknote-424" id="linknote-424"> +<!-- Note --></a> +</p> +<p class="foot"> +424 (<a href="#linknoteref-424">return</a>)<br/> [ Mr. J. Mansel Weale, +‘Nature,’ April 27, 1871, p. 508.] +</p> + +<p> +<a name="linknote-425" id="linknote-425"> +<!-- Note --></a> +</p> +<p class="foot"> +425 (<a href="#linknoteref-425">return</a>)<br/> [ ‘Journal of Researches +during the Voyage of the “Beagle,”’ 1845, p. 96. I have compared the +rattling thus produced with that of the Rattle-snake.] +</p> + +<p> +<a name="linknote-426" id="linknote-426"> +<!-- Note --></a> +</p> +<p class="foot"> +426 (<a href="#linknoteref-426">return</a>)<br/> [ See the account by Dr. +Anderson, Proc. Zool. Soc. 1871, p. 196.] +</p> + +<p> +<a name="linknote-427" id="linknote-427"> +<!-- Note --></a> +</p> +<p class="foot"> +427 (<a href="#linknoteref-427">return</a>)<br/> [ The ‘American +Naturalist,’ Jan. 1872, p. 32. I regret that I cannot follow Prof. Shaler +in believing that the rattle has been developed, by the aid of natural +selection, for the sake of producing sounds which deceive and attract +birds, so that they may serve as prey to the snake. I do not, however, +wish to doubt that the sounds may occasionally subserve this end. But the +conclusion at which I have arrived, viz. that the rattling serves as a +warning to would-be devourers, appears to me much more probable, as it +connects together various classes of facts. If this snake had acquired its +rattle and the habit of rattling, for the sake of attracting prey, it does +not seem probable that it would have invariably used its instrument when +angered or disturbed. Prof. Shaler takes nearly the same view as I do of +the manner of development of the rattle; and I have always held this +opinion since observing the Trigonocephalus in South America.] +</p> + +<p> +<a name="linknote-428" id="linknote-428"> +<!-- Note --></a> +</p> +<p class="foot"> +428 (<a href="#linknoteref-428">return</a>)<br/> [ From the accounts +lately collected, and given in the ‘Journal of the Linnean Society,’ by +Airs. Barber, on the habits of the snakes of South Africa; and from the +accounts published by several writers, for instance by Lawson, of the +rattle-snake in North America,—it does not seem improbable that the +terrific appearance of snakes and the sounds produced by them, may +likewise serve in procuring prey, by paralysing, or as it is sometimes +called fascinating, the smaller animals.] +</p> + +<p> +<a name="linknote-429" id="linknote-429"> +<!-- Note --></a> +</p> +<p class="foot"> +429 (<a href="#linknoteref-429">return</a>)<br/> [ See the account by Dr. +R. Brown, in Proc. Zool. Soc. 1871, p. 39. He says that as soon as a pig +sees a snake it rushes upon it; and a snake makes off immediately on the +appearance of a pig.] +</p> + +<p> +<a name="linknote-430" id="linknote-430"> +<!-- Note --></a> +</p> +<p class="foot"> +430 (<a href="#linknoteref-430">return</a>)<br/> [ Dr. Günther remarks +(‘Reptiles of British India,’ p. 340) on the destruction of cobras by the +ichneumon or herpestes, and whilst the cobras are young by the +jungle-fowl. It is well known that the peacock also eagerly kills snakes.] +</p> + +<p> +<a name="linknote-431" id="linknote-431"> +<!-- Note --></a> +</p> +<p class="foot"> +431 (<a href="#linknoteref-431">return</a>)<br/> [ Prof. Cope enumerates a +number of kinds in his ‘Method of Creation of Organic Types,’ read before +the American Phil. Soc., December 15th, 1871, p. 20. Prof. Cope takes the +same view as I do of the use of the gestures and sounds made by snakes. I +briefly alluded to this subject in the last edition of my ‘Origin of +Species.’ Since the passages in the text above have been printed, I have +been pleased to find that Mr. Henderson (‘The American Naturalist,’ May, +1872, p. 260) also takes a similar view of the use of the rattle, namely +“in preventing an attack from being made.”] +</p> + +<p> +<a name="linknote-432" id="linknote-432"> +<!-- Note --></a> +</p> +<p class="foot"> +432 (<a href="#linknoteref-432">return</a>)<br/> [ Mr. des Vœux, in Proc. +Zool. Soc. 1871, p. 3.] +</p> + +<p> +<a name="linknote-433" id="linknote-433"> +<!-- Note --></a> +</p> +<p class="foot"> +433 (<a href="#linknoteref-433">return</a>)<br/> [ ‘The Sportsman and +Naturalist in Canada,’ 1866, p. 53. p. 53.{sic}] +</p> + +<p> +<a name="linknote-434" id="linknote-434"> +<!-- Note --></a> +</p> +<p class="foot"> +434 (<a href="#linknoteref-434">return</a>)<br/> [ ‘The Nile Tributaries +of Abyssinia,’ 1867, p. 443.] +</p> + +<p> +<a name="linknote-501" id="linknote-501"> +<!-- Note --></a> +</p> +<p class="foot"> +501 (<a href="#linknoteref-501">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 1844, p. 190.] +</p> + +<p> +<a name="linknote-502" id="linknote-502"> +<!-- Note --></a> +</p> +<p class="foot"> +502 (<a href="#linknoteref-502">return</a>)<br/> [ ‘De la Physionomie,’ +1865, pp. 187, 218.] +</p> + +<p> +<a name="linknote-503" id="linknote-503"> +<!-- Note --></a> +</p> +<p class="foot"> +503 (<a href="#linknoteref-503">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 1844, p. 140.] +</p> + +<p> +<a name="linknote-504" id="linknote-504"> +<!-- Note --></a> +</p> +<p class="foot"> +504 (<a href="#linknoteref-504">return</a>)<br/> [ Many particulars are +given by Gueldenstädt in his account of the jackal in Nov. Comm. Acad. Sc. +Imp. Petrop. 1775, tom. xx. p. 449. See also another excellent account of +the manners of this animal and of its play, in ‘Land and Water,’ October, +1869. Lieut. Annesley, R. A., has also communicated to me some particulars +with respect to the jackal. I have made many inquiries about wolves and +jackals in the Zoological Gardens, and have observed them for myself.] +</p> + +<p> +<a name="linknote-505" id="linknote-505"> +<!-- Note --></a> +</p> +<p class="foot"> +505 (<a href="#linknoteref-505">return</a>)<br/> [ ‘Land and Water,’ +November 6, 1869.] +</p> + +<p> +<a name="linknote-506" id="linknote-506"> +<!-- Note --></a> +</p> +<p class="foot"> +506 (<a href="#linknoteref-506">return</a>)<br/> [ Azara, ‘Quadrupèdes du +Paraquay,’ 1801, tom. 1. p. 136.] +</p> + +<p> +<a name="linknote-507" id="linknote-507"> +<!-- Note --></a> +</p> +<p class="foot"> +507 (<a href="#linknoteref-507">return</a>)<br/> [ ‘Land and Water,’ 1867, +p. 657. See also Azara on the Puma, in the work above quoted.] +</p> + +<p> +<a name="linknote-508" id="linknote-508"> +<!-- Note --></a> +</p> +<p class="foot"> +508 (<a href="#linknoteref-508">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ 3rd edit. p. 123. See also p. 126, on horses not breathing +through their mouths, with reference to their distended nostrils.] +</p> + +<p> +<a name="linknote-509" id="linknote-509"> +<!-- Note --></a> +</p> +<p class="foot"> +509 (<a href="#linknoteref-509">return</a>)<br/> [ ‘Land and Water,’ 1869, +p. 152.] +</p> + +<p> +<a name="linknote-510" id="linknote-510"> +<!-- Note --></a> +</p> +<p class="foot"> +510 (<a href="#linknoteref-510">return</a>)<br/> [ ‘Natural History of +Mammalia,’ 1841, vol. 1. pp. 383, 410.] +</p> + +<p> +<a name="linknote-511" id="linknote-511"> +<!-- Note --></a> +</p> +<p class="foot"> +511 (<a href="#linknoteref-511">return</a>)<br/> [ Rengger (‘Sagetheire +von Paraquay’, 1830, s. 46) kept these monkeys in confinement for seven +years in their native country of Paraguay.] +</p> + +<p> +<a name="linknote-512" id="linknote-512"> +<!-- Note --></a> +</p> +<p class="foot"> +512 (<a href="#linknoteref-512">return</a>)<br/> [ Rengger, ibid. s. 46. +Humboldt, ‘Personal Narrative, Eng. translat. vol. iv. p. 527.] +</p> + +<p> +<a name="linknote-513" id="linknote-513"> +<!-- Note --></a> +</p> +<p class="foot"> +513 (<a href="#linknoteref-513">return</a>)<br/> [ Nat. Hist. of Mammalia, +1841, p. 351.] +</p> + +<p> +<a name="linknote-514" id="linknote-514"> +<!-- Note --></a> +</p> +<p class="foot"> +514 (<a href="#linknoteref-514">return</a>)<br/> [ Brehm, ‘Thierleben,’ B. +i. s. 84. On baboons striking the ground, s. 61.] +</p> + +<p> +<a name="linknote-515" id="linknote-515"> +<!-- Note --></a> +</p> +<p class="foot"> +515 (<a href="#linknoteref-515">return</a>)<br/> [ Brehm remarks +(‘Thierleben,’ s. 68) that the eyebrows of the <i>Inuus ecaudatus</i> are +frequently moved up and down when the animal is angered.] +</p> + +<p> +<a name="linknote-516" id="linknote-516"> +<!-- Note --></a> +</p> +<p class="foot"> +516 (<a href="#linknoteref-516">return</a>)<br/> [ G. Bennett, ‘Wanderings +in New South Wales,’ &c. vol. ii. 1834, p. 153. FIG. 18.-Chimpanzee +disappointed and sulky. Drawn from life by Mr. Wood.] +</p> + +<p> +<a name="linknote-517" id="linknote-517"> +<!-- Note --></a> +</p> +<p class="foot"> +517 (<a href="#linknoteref-517">return</a>)<br/> [ W. L. Martin, Nat. +Hist. of Mamm. Animals, 1841, p. 405.] +</p> + +<p> +<a name="linknote-518" id="linknote-518"> +<!-- Note --></a> +</p> +<p class="foot"> +518 (<a href="#linknoteref-518">return</a>)<br/> [ Prof. Owen on the +Orang, Proc. Zool. Soc. 1830, p. 28. On the Chimpanzee, see Prof. +Macalister, in Annals and Mag. of Nat. Hist. vol. vii. 1871, p. 342, who +states that the <i>corrugator supercilii</i> is inseparable from the <i>orbicularis +palpebrarum</i>.] +</p> + +<p> +<a name="linknote-519" id="linknote-519"> +<!-- Note --></a> +</p> +<p class="foot"> +519 (<a href="#linknoteref-519">return</a>)<br/> [ Boston Journal of Nat. +Hist. 1845—-47, vol. v. p. 423. On the Chimpanzee, ibid. 1843-44, +vol. iv. p. 365.] +</p> + +<p> +<a name="linknote-520" id="linknote-520"> +<!-- Note --></a> +</p> +<p class="foot"> +520 (<a href="#linknoteref-520">return</a>)<br/> [ See on this subject, +‘Descent of Man,’ vol. i. p. 20.] +</p> + +<p> +<a name="linknote-521" id="linknote-521"> +<!-- Note --></a> +</p> +<p class="foot"> +521 (<a href="#linknoteref-521">return</a>)<br/> [ ‘Descent of Man,’ vol, +i. p, 43.] +</p> + +<p> +<a name="linknote-522" id="linknote-522"> +<!-- Note --></a> +</p> +<p class="foot"> +522 (<a href="#linknoteref-522">return</a>)<br/> [ ‘Anatomy of +Expression,’ 3rd edit. 1844, pp. 138, 121.] +</p> + +<p> +<a name="linknote-601" id="linknote-601"> +<!-- Note --></a> +</p> +<p class="foot"> +601 (<a href="#linknoteref-601">return</a>)<br/> [ The best photographs in +my collection are by Mr. Rejlander, of Victoria Street, London, and by +Herr Kindermann, of Hamburg. Figs. 1, 3, 4, and 6 are by the former; and +figs. 2 and 5, by the latter gentleman. Fig. 6 is given to show moderate +crying in an older child.] +</p> + +<p> +<a name="linknote-602" id="linknote-602"> +<!-- Note --></a> +</p> +<p class="foot"> +602 (<a href="#linknoteref-602">return</a>)<br/> [ Henle (‘Handbuch d. +Syst. Anat. 1858, B. i. s. 139) agrees with Duchenne that this is the +effect of the contraction of the <i>pyramidalis nasi</i>.] +</p> + +<p> +<a name="linknote-603" id="linknote-603"> +<!-- Note --></a> +</p> +<p class="foot"> +603 (<a href="#linknoteref-603">return</a>)<br/> [ These consist of the <i>levator +labii superioris alaeque nasi</i>, the <i>levator labii proprius</i>, the +<i>malaris</i>, and the <i>zygomaticus minor</i>, or little zygomatic. +This latter muscle runs parallel to and above the great zygomatic, and is +attached to the outer part of the upper lip. It is represented in fig. 2 +(I. p. 24), but not in figs. 1 and 3. Dr. Duchenne first showed +(‘Mécanisme de la Physionomie Humaine,’ Album, 1862, p. 39) the importance +of the contraction of this muscle in the shape assumed by the features in +crying. Henle considers the above-named muscles (excepting the <i>malaris</i>) +as subdivisions of the <i>quadratus labii superioris</i>.] +</p> + +<p> +<a name="linknote-604" id="linknote-604"> +<!-- Note --></a> +</p> +<p class="foot"> +604 (<a href="#linknoteref-604">return</a>)<br/> [ Although Dr. Duchenne +has so carefully studied the contraction of the different muscles during +the act of crying, and the furrows on the face thus produced, there seems +to be something incomplete in his account; but what this is I cannot say. +He has given a figure (Album, fig. 48) in which one half of the face is +made, by galvanizing the proper muscles, to smile; whilst the other half +is similarly made to begin crying. Almost all those (viz. nineteen out of +twenty-one persons) to whom I showed the smiling half of the face +instantly recognized the expression; but, with respect to the other half, +only six persons out of twenty-one recognized it,—that is, if we +accept such terms as “grief,” “misery,” “annoyance,” as correct;—whereas, +fifteen persons were ludicrously mistaken; some of them saying the face +expressed “fun,” “satisfaction,” “cunning,” “disgust,” &c. We may +infer from this that there is something wrong in the expression. Some of +the fifteen persons may, however, have been partly misled by not expecting +to see an old man crying, and by tears not being secreted. With respect to +another figure by Dr. Duchenne (fig. 49), in which the muscles of half the +face are galvanized in order to represent a man beginning to cry, with the +eyebrow on the same side rendered oblique, which is characteristic of +misery, the expression was recognized by a greater proportional number of +persons. Out of twenty-three persons, fourteen answered correctly, +“sorrow,” “distress,” “grief,” “just going to cry,” “endurance of pain,” +&c. On the other hand, nine persons either could form no opinion or +were entirely wrong, answering, “cunning leer,” “jocund,” “looking at an +intense light,” “looking at a distant object,” &c.] +</p> + +<p> +<a name="linknote-605" id="linknote-605"> +<!-- Note --></a> +</p> +<p class="foot"> +605 (<a href="#linknoteref-605">return</a>)<br/> [ Mrs. Gaskell, ‘Mary +Barton,’ new edit. p. 84.] +</p> + +<p> +<a name="linknote-606" id="linknote-606"> +<!-- Note --></a> +</p> +<p class="foot"> +606 (<a href="#linknoteref-606">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ 1867, s. 102. Duchenne, Mécanisme de la Phys. Humaine, +Album, p. 34.] +</p> + +<p> +<a name="linknote-607" id="linknote-607"> +<!-- Note --></a> +</p> +<p class="foot"> +607 (<a href="#linknoteref-607">return</a>)<br/> [ Dr. Duchenne makes this +remark, ibid. p. 39.] +</p> + +<p> +<a name="linknote-608" id="linknote-608"> +<!-- Note --></a> +</p> +<p class="foot"> +608 (<a href="#linknoteref-608">return</a>)<br/> [ ‘The Origin of +Civilization,’ 1870, p. 355.] +</p> + +<p> +<a name="linknote-609" id="linknote-609"> +<!-- Note --></a> +</p> +<p class="foot"> +609 (<a href="#linknoteref-609">return</a>)<br/> [ See, for instance, Mr. +Marshall’s account of an idiot in Philosoph. Transact. 1864, p. 526. With +respect to cretins, see Dr. Piderit, ‘Mimik und Physiognomik,’ 1867, s. +61.] +</p> + +<p> +<a name="linknote-610" id="linknote-610"> +<!-- Note --></a> +</p> +<p class="foot"> +610 (<a href="#linknoteref-610">return</a>)<br/> [ ‘New Zealand and its +Inhabitants,’ 1855, p. 175.] +</p> + +<p> +<a name="linknote-611" id="linknote-611"> +<!-- Note --></a> +</p> +<p class="foot"> +611 (<a href="#linknoteref-611">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 126.] +</p> + +<p> +<a name="linknote-612" id="linknote-612"> +<!-- Note --></a> +</p> +<p class="foot"> +612 (<a href="#linknoteref-612">return</a>)<br/> [ ‘The Anatomy of +Expression,’ 1844, p. 106. See also his paper in the ‘Philosophical +Transactions,’ 1822, p. 284, ibid. 1823, pp. 166 and 289. Also ‘The +Nervous System of the Human Body,’ 3rd edit. 1836, p. 175.] +</p> + +<p> +<a name="linknote-613" id="linknote-613"> +<!-- Note --></a> +</p> +<p class="foot"> +613 (<a href="#linknoteref-613">return</a>)<br/> [ See Dr. Brinton’s +account of the act of vomiting, in Todd’s Cyclop. of Anatomy and +Physiology, 1859, vol. v. Supplement, p. 318.] +</p> + +<p> +<a name="linknote-614" id="linknote-614"> +<!-- Note --></a> +</p> +<p class="foot"> +614 (<a href="#linknoteref-614">return</a>)<br/> [ I am greatly indebted +to Mr. Bowman for having introduced me to Prof. Donders, and for his aid +in persuading this great physiologist to undertake the investigation of +the present subject. I am likewise much indebted to Mr. Bowman for having +given me, with the utmost kindness, information on many points.] +</p> + +<p> +<a name="linknote-615" id="linknote-615"> +<!-- Note --></a> +</p> +<p class="foot"> +615 (<a href="#linknoteref-615">return</a>)<br/> [ This memoir first +appeared in the ‘Nederlandsch Archief voor Genees en Natuurkunde,’ Deel +5, 1870. It has been translated by Dr. W. D. Moore, under the title of “On +the Action of the Eyelids in determination of Blood from expiratory +effort,” in ‘Archives of Medicine,’ edited by Dr. L. S. Beale, 1870, vol. +v. p. 20.] +</p> + +<p> +<a name="linknote-616" id="linknote-616"> +<!-- Note --></a> +</p> +<p class="foot"> +616 (<a href="#linknoteref-616">return</a>)<br/> [ Prof. Donders remarks +(ibid. p. 28), that, “After injury to the eye, after operations, and in +some forms of internal inflammation, we attach great value to the uniform +support of the closed eyelids, and we increase this in many instances by +the application of a bandage. In both cases we carefully endeavour to +avoid great expiratory pressure, the disadvantage of which is well known.” +Mr. Bowman informs me that in the excessive photophobia, accompanying what +is called scrofulous ophthalmia in children, when the light is so very +painful that during weeks or months it is constantly excluded by the most +forcible closure of the lids, he has often been struck on opening the lids +by the paleness of the eye,—not an unnatural paleness, but an +absence of the redness that might have been expected when the surface is +somewhat inflamed, as is then usually the case; and this paleness he is +inclined to attribute to the forcible closure of the eyelids.] +</p> + +<p> +<a name="linknote-617" id="linknote-617"> +<!-- Note --></a> +</p> +<p class="foot"> +617 (<a href="#linknoteref-617">return</a>)<br/> [ Donders, ibid. p. 36.] +</p> + +<p> +<a name="linknote-618" id="linknote-618"> +<!-- Note --></a> +</p> +<p class="foot"> +618 (<a href="#linknoteref-618">return</a>)<br/> [ Mr. Hensleigh Wedgwood +(Dict. of English Etymology, 1859, vol. i. p. 410) says, “the verb to weep +comes from Anglo-Saxon <i>wop</i>, the primary meaning of which is simply +outcry.”] +</p> + +<p> +<a name="linknote-619" id="linknote-619"> +<!-- Note --></a> +</p> +<p class="foot"> +619 (<a href="#linknoteref-619">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 217.] +</p> + +<p> +<a name="linknote-620" id="linknote-620"> +<!-- Note --></a> +</p> +<p class="foot"> +620 (<a href="#linknoteref-620">return</a>)<br/> [ ‘Ceylon,’ 3rd edit. +1859, vol. ii. pp. 364, 376. I applied to Mr. Thwaites, in Ceylon, for +further information with respect to the weeping of the elephant; and in +consequence received a letter from the Rev. Mr Glenie, who, with others, +kindly observed for me a herd of recently captured elephants. These, when +irritated, screamed violently; but it is remarkable that they never when +thus screaming contracted the muscles round the eyes. Nor did they shed +tears; and the native hunters asserted that they had never observed +elephants weeping. Nevertheless, it appears to me impossible to doubt Sir +E. Tennent’s distinct details about their weeping, supported as they are +by the positive assertion of the keeper in the Zoological Gardens. It is +certain that the two elephants in the Gardens, when they began to trumpet +loudly, invariably contracted their orbicular muscles. I can reconcile +these conflicting statements only by supposing that the recently captured +elephants in Ceylon, from being enraged or frightened, desired to observe +their persecutors, and consequently did not contract their orbicular +muscles, so that their vision might not be impeded. Those seen weeping by +Sir E. Tennent were prostrate, and had given up the contest in despair. +The elephants which trumpeted in the Zoological Gardens at the word of +command, were, of course, neither alarmed nor enraged.] +</p> + +<p> +<a name="linknote-621" id="linknote-621"> +<!-- Note --></a> +</p> +<p class="foot"> +621 (<a href="#linknoteref-621">return</a>)<br/> [ Bergeon, as quoted in +the ‘Journal of Anatomy and Physiology,’ Nov. 1871, p. 235.] +</p> + +<p> +<a name="linknote-622" id="linknote-622"> +<!-- Note --></a> +</p> +<p class="foot"> +622 (<a href="#linknoteref-622">return</a>)<br/> [ See, for instance, a +case given by Sir Charles Bell, ‘Philosophical Transactions,’ 1823, p. +177.] +</p> + +<p> +<a name="linknote-623" id="linknote-623"> +<!-- Note --></a> +</p> +<p class="foot"> +623 (<a href="#linknoteref-623">return</a>)<br/> [ See, on these several +points, Prof. Donders ‘On the Anomalies of Accommodation and Refraction of +the Eye,’ 1864, p. 573.] +</p> + +<p> +<a name="linknote-624" id="linknote-624"> +<!-- Note --></a> +</p> +<p class="foot"> +624 (<a href="#linknoteref-624">return</a>)<br/> [ Quoted by Sir J. +Lubbock, ‘Prehistoric Times,’ 1865, p. 458.] +</p> + +<p> +<a name="linknote-701" id="linknote-701"> +<!-- Note --></a> +</p> +<p class="foot"> +701 (<a href="#linknoteref-701">return</a>)<br/> [ The above descriptive +remarks are taken in part from my own observations, but chiefly from +Gratiolet (‘De la Physionomie,’ pp. 53, 337; on Sighing, 232), who has +well treated this whole subject. See, also, Huschke, ‘Mimices et +Physiognomices, Fragmentum Physiologi-cum,’ 1821, p. 21. On the dulness of +the eyes, Dr. Piderit, ‘Mimik und Physiognomik,’ 1867, s. 65.] +</p> + +<p> +<a name="linknote-702" id="linknote-702"> +<!-- Note --></a> +</p> +<p class="foot"> +702 (<a href="#linknoteref-702">return</a>)<br/> [ On the action of grief +on the organs of respiration, see more especially Sir C. Bell, ‘Anatomy of +Expression,’ 3rd edit. 1844, p. 151.] +</p> + +<p> +<a name="linknote-703" id="linknote-703"> +<!-- Note --></a> +</p> +<p class="foot"> +703 (<a href="#linknoteref-703">return</a>)<br/> [ In the foregoing +remarks on the manner in which the eyebrows are made oblique, I have +followed what seems to be the universal opinion of all the anatomists, +whose works I have consulted on the action of the above-named muscles, or +with whom I have conversed. Hence throughout this work I shall take a +similar view of the action of the corrugator supercilii, orbicularis, +pyramidalis nasi, and frontalis muscles. Dr. Duchenne, however, believes, +and every conclusion at which he arrives deserves serious consideration, +that it is the corrugator, called by him the sourcilier, which raises the +inner corner of the eyebrows and is antagonistic to the upper and inner +part of the orbicular muscle, as well as to the pyramidalis nasi (see +Mécanisme de la Phys. Humaine, 1862, folio, art. v., text and figures 19 +to 29: octavo edit. 1862, p. 43 text). He admits, however, that the +corrugator draws together the eyebrows, causing vertical furrows above the +base of the nose, or a frown. He further believes that towards the outer +two-thirds of the eyebrow the corrugator acts in conjunction with the +upper orbicular muscle; both here standing in antagonism to the frontal +muscle. I am unable to understand, judging from Henle’s drawings (woodcut, +fig. 3), how the corrugator can act in the manner described by Duchenne. +See, also, on this subject, Prof. Donders’ remarks in the ‘Archives of +Medicine,’ 1870, vol. v. p. 34. Mr. J. Wood, who is so well known for his +careful study of the muscles of the human frame, informs me that he +believes the account which I have given of the action of the corrugator to +be correct. But this is not a point of any importance with respect to the +expression which is caused by the obliquity of the eyebrows, nor of much +importance to the theory of its origin.] +</p> + +<p> +<a name="linknote-704" id="linknote-704"> +<!-- Note --></a> +</p> +<p class="foot"> +704 (<a href="#linknoteref-704">return</a>)<br/> [ I am greatly indebted +to Dr. Duchenne for permission to have these two photographs (figs. 1 and +2) reproduced by the heliotype process from his work in folio. Many of the +foregoing remarks on the furrowing of the skin, when the eyebrows are +rendered oblique, are taken from his excellent discussion on this +subject.] +</p> + +<p> +<a name="linknote-705" id="linknote-705"> +<!-- Note --></a> +</p> +<p class="foot"> +705 (<a href="#linknoteref-705">return</a>)<br/> [ Mécanisme de la Phys. +Humaine, Album, p. 15.] +</p> + +<p> +<a name="linknote-706" id="linknote-706"> +<!-- Note --></a> +</p> +<p class="foot"> +706 (<a href="#linknoteref-706">return</a>)<br/> [ Henle, Handbuch der +Anat. des Menschen, 1858, B. i. s. 148, figs. 68 and 69.] +</p> + +<p> +<a name="linknote-707" id="linknote-707"> +<!-- Note --></a> +</p> +<p class="foot"> +707 (<a href="#linknoteref-707">return</a>)<br/> [ See the account of the +action of this muscle by Dr. Duchenne, ‘Mécanisme de la Physionomie +Humaine, Album (1862), viii. p. 34.] +</p> + +<p> +<a name="linknote-801" id="linknote-801"> +<!-- Note --></a> +</p> +<p class="foot"> +801 (<a href="#linknoteref-801">return</a>)<br/> [ Herbert Spencer, +‘Essays Scientific,’ &c., 1858, p. 360.] +</p> + +<p> +<a name="linknote-802" id="linknote-802"> +<!-- Note --></a> +</p> +<p class="foot"> +802 (<a href="#linknoteref-802">return</a>)<br/> [ F. Lieber on the vocal +sounds of L. Bridgman, ‘Smithsonian Contributions,’ 1851, vol. ii. p. 6.] +</p> + +<p> +<a name="linknote-803" id="linknote-803"> +<!-- Note --></a> +</p> +<p class="foot"> +803 (<a href="#linknoteref-803">return</a>)<br/> [ See, also, Mr. +Marshall, in Phil. Transact. 1864, p. 526.] +</p> + +<p> +<a name="linknote-804" id="linknote-804"> +<!-- Note --></a> +</p> +<p class="foot"> +804 (<a href="#linknoteref-804">return</a>)<br/> [ Mr. Bain (‘The Emotions +and the Will,’ 1865, p. 247) has a long and interesting discussion on the +Ludicrous. The quotation above given about the laughter of the gods is +taken from this work. See, also, Mandeville, ‘The Fable of the Bees,’ vol. +ii. p. 168.] +</p> + +<p> +<a name="linknote-805" id="linknote-805"> +<!-- Note --></a> +</p> +<p class="foot"> +805 (<a href="#linknoteref-805">return</a>)<br/> [ ‘The Physiology of +Laughter,’ Essays, Second Series, 1863, p. 114.] +</p> + +<p> +<a name="linknote-806" id="linknote-806"> +<!-- Note --></a> +</p> +<p class="foot"> +806 (<a href="#linknoteref-806">return</a>)<br/> [ J. Lister in ‘Quarterly +Journal of Microscopical Science,’ 1853, vol. 1. p. 266.] +</p> + +<p> +<a name="linknote-807" id="linknote-807"> +<!-- Note --></a> +</p> +<p class="foot"> +807 (<a href="#linknoteref-807">return</a>)<br/> [ ‘De la Physionomie,’ p. +186.] +</p> + +<p> +<a name="linknote-808" id="linknote-808"> +<!-- Note --></a> +</p> +<p class="foot"> +808 (<a href="#linknoteref-808">return</a>)<br/> [ Sir C. Bell (Anat. of +Expression, p. 147) makes some remarks on the movement of the diaphragm +during laughter.] +</p> + +<p> +<a name="linknote-809" id="linknote-809"> +<!-- Note --></a> +</p> +<p class="foot"> +809 (<a href="#linknoteref-809">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ Album, Légende vi.] +</p> + +<p> +<a name="linknote-810" id="linknote-810"> +<!-- Note --></a> +</p> +<p class="foot"> +810 (<a href="#linknoteref-810">return</a>)<br/> [ Handbuch der System. +Anat. des Menschen, 1858, B. i. s. 144. See my woodcut (H. fig. 2).] +</p> + +<p> +<a name="linknote-811" id="linknote-811"> +<!-- Note --></a> +</p> +<p class="foot"> +811 (<a href="#linknoteref-811">return</a>)<br/> [ See, also, remarks to +the same effect by Dr. J. Crichton Browne in ‘Journal of Mental Science,’ +April, 1871, p. 149.] +</p> + +<p> +<a name="linknote-812" id="linknote-812"> +<!-- Note --></a> +</p> +<p class="foot"> +812 (<a href="#linknoteref-812">return</a>)<br/> [ C. Vogt, ‘Mémoire sur +les Microcéphales,’ 1867, p. 21.] +</p> + +<p> +<a name="linknote-813" id="linknote-813"> +<!-- Note --></a> +</p> +<p class="foot"> +813 (<a href="#linknoteref-813">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ p. 133.] +</p> + +<p> +<a name="linknote-814" id="linknote-814"> +<!-- Note --></a> +</p> +<p class="foot"> +814 (<a href="#linknoteref-814">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ 1867, s. 63-67.] +</p> + +<p> +<a name="linknote-815" id="linknote-815"> +<!-- Note --></a> +</p> +<p class="foot"> +815 (<a href="#linknoteref-815">return</a>)<br/> [ Sir T. Reynolds remarks +(‘Discourses,’ xii. p. 100), “it is curious to observe, and it is +certainly true, that the extremes of contrary passions are, with very +little variation, expressed by the same action.” He gives as an instance +the frantic joy of a Bacchante and the grief of a Mary Magdalen.] +</p> + +<p> +<a name="linknote-816" id="linknote-816"> +<!-- Note --></a> +</p> +<p class="foot"> +816 (<a href="#linknoteref-816">return</a>)<br/> [ Dr. Piderit has come to +the same conclusion, ibid. s. 99.] +</p> + +<p> +<a name="linknote-817" id="linknote-817"> +<!-- Note --></a> +</p> +<p class="foot"> +817 (<a href="#linknoteref-817">return</a>)<br/> [ ‘La Physionomie,’ par +G. Lavater, edit. of 1820, vol. iv. p. 224. See, also, Sir C. Bell, +‘Anatomy of Expression,’ p. 172, for the quotation given below.] +</p> + +<p> +<a name="linknote-818" id="linknote-818"> +<!-- Note --></a> +</p> +<p class="foot"> +818 (<a href="#linknoteref-818">return</a>)<br/> [ A ‘Dictionary of +English Etymology,’ 2nd edit. 1872, Introduction, p. xliv.] +</p> + +<p> +<a name="linknote-819" id="linknote-819"> +<!-- Note --></a> +</p> +<p class="foot"> +819 (<a href="#linknoteref-819">return</a>)<br/> [ Crantz, quoted by +Tylor, ‘Primitive Culture,’ 1871, Vol. i. P. 169.] +</p> + +<p> +<a name="linknote-820" id="linknote-820"> +<!-- Note --></a> +</p> +<p class="foot"> +820 (<a href="#linknoteref-820">return</a>)<br/> [ F. Lieber, ‘Smithsonian +Contributions,’ 1851, vol. ii. p. 7.] +</p> + +<p> +<a name="linknote-821" id="linknote-821"> +<!-- Note --></a> +</p> +<p class="foot"> +821 (<a href="#linknoteref-821">return</a>)<br/> [ Mr. Bain remarks +(‘Mental and Moral Science,’ 1868, p. 239), “Tenderness is a pleasurable +emotion, variously stimulated, whose effort is to draw human beings into +mutual embrace.”] +</p> + +<p> +<a name="linknote-822" id="linknote-822"> +<!-- Note --></a> +</p> +<p class="foot"> +822 (<a href="#linknoteref-822">return</a>)<br/> [ Sir J. Lubbock, +‘Prehistoric Times,’ 2nd edit. 1869, p. 552, gives full authorities for +these statements. The quotation from Steele is taken from this work.] +</p> + +<p> +<a name="linknote-823" id="linknote-823"> +<!-- Note --></a> +</p> +<p class="foot"> +823 (<a href="#linknoteref-823">return</a>)<br/> [ See a full acount,{sic} +with references, by E. B. Tylor, ‘Researches into the Early History of +Mankind,’ 2nd edit. 1870, p. 51.] +</p> + +<p> +<a name="linknote-824" id="linknote-824"> +<!-- Note --></a> +</p> +<p class="foot"> +824 (<a href="#linknoteref-824">return</a>)<br/> [ ‘The Descent of Man,’ +vol. ii. p. 336.] +</p> + +<p> +<a name="linknote-825" id="linknote-825"> +<!-- Note --></a> +</p> +<p class="foot"> +825 (<a href="#linknoteref-825">return</a>)<br/> [ Dr. Mandsley has a +discussion to this effect in his ‘Body and Mind,’ 1870, p. 85.] +</p> + +<p> +<a name="linknote-826" id="linknote-826"> +<!-- Note --></a> +</p> +<p class="foot"> +826 (<a href="#linknoteref-826">return</a>)<br/> [ ‘The Anatomy of +Expression,’ p. 103, and ‘Philosophical Transactions,’ 1823, p. 182.] +</p> + +<p> +<a name="linknote-827" id="linknote-827"> +<!-- Note --></a> +</p> +<p class="foot"> +827 (<a href="#linknoteref-827">return</a>)<br/> [ ‘The Origin of +Language,’ 1866, p. 146. Mr. Tylor (‘Early History of Mankind,’ 2nd edit. +1870, p. 48) gives a more complex origin to the position of the hands +during prayer.] +</p> + +<p> +<a name="linknote-901" id="linknote-901"> +<!-- Note --></a> +</p> +<p class="foot"> +901 (<a href="#linknoteref-901">return</a>)<br/> [ ‘Anatomy of +Expression,’ pp. 137, 139. It is not surprising that the corrugators +should have become much more developed in man than in the anthropoid apes; +for they are brought into incessant action by him under various +circumstances, and will have been strengthened and modified by the +inherited effects of use. We have seen how important a part they play, +together with the orbiculares, in protecting the eyes from being too much +gorged with blood during violent expiratory movements. When the eyes are +closed as quickly and as forcibly as possible, to save them from being +injured by a blow, the corrugators contract. With savages or other men +whose heads are uncovered, the eyebrows are continually lowered and +contracted to serve as a shade against a too strong light; and this is +effected partly by the corrugators. This movement would have been more +especially serviceable to man, as soon as his early progenitors held their +heads erect. Lastly, Prof. Donders believes (‘Archives of Medicine,’ ed. +by L. Beale, 1870, vol. v. p. 34), that the corrugators are brought into +action in causing the eyeball to advance in accommodation for proximity in +vision.] +</p> + +<p> +<a name="linknote-902" id="linknote-902"> +<!-- Note --></a> +</p> +<p class="foot"> +902 (<a href="#linknoteref-902">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ Album, Légende iii.] +</p> + +<p> +<a name="linknote-903" id="linknote-903"> +<!-- Note --></a> +</p> +<p class="foot"> +903 (<a href="#linknoteref-903">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ s. 46.] +</p> + +<p> +<a name="linknote-904" id="linknote-904"> +<!-- Note --></a> +</p> +<p class="foot"> +904 (<a href="#linknoteref-904">return</a>)<br/> [ ‘History of the +Abipones,’ Eng. translat. vol. ii. p. 59, as quoted by Lubbock, ‘Origin of +Civilisation,’ 1870, p. 355.] +</p> + +<p> +<a name="linknote-905" id="linknote-905"> +<!-- Note --></a> +</p> +<p class="foot"> +905 (<a href="#linknoteref-905">return</a>)<br/> [ ‘De la Physionomie,’ +pp. 15, 144, 146. Mr. Herbert Spencer accounts for frowning exclusively by +the habit of contracting the brows as a shade to the eyes in a bright +light: see ‘Principles of Physiology,’ 2nd edit. 1872, p. 546.] +</p> + +<p> +<a name="linknote-906" id="linknote-906"> +<!-- Note --></a> +</p> +<p class="foot"> +906 (<a href="#linknoteref-906">return</a>)<br/> [ Gratiolet remarks (De +la Phys. p. 35), “Quand l’attention est fixee sur quelque image +interieure, l’oeil regarde dons le vide et s’associe automatiquement a la +contemplation de l’esprit.” But this view hardly deserves to be called an +explanation.] +</p> + +<p> +<a name="linknote-907" id="linknote-907"> +<!-- Note --></a> +</p> +<p class="foot"> +907 (<a href="#linknoteref-907">return</a>)<br/> [ ‘Miles Gloriosus,’ act +ii. sc. 2.] +</p> + +<p> +<a name="linknote-908" id="linknote-908"> +<!-- Note --></a> +</p> +<p class="foot"> +908 (<a href="#linknoteref-908">return</a>)<br/> [ The original photograph +by Herr Kindermann is much more expressive than this copy, as it shows the +frown on the brow more plainly.] +</p> + +<p> +<a name="linknote-909" id="linknote-909"> +<!-- Note --></a> +</p> +<p class="foot"> +909 (<a href="#linknoteref-909">return</a>)<br/> [ ‘Mécanisme de la +Physionomie Humaine,’ Album, Légende iv. figs. 16-18.] +</p> + +<p> +<a name="linknote-910" id="linknote-910"> +<!-- Note --></a> +</p> +<p class="foot"> +910 (<a href="#linknoteref-910">return</a>)<br/> [ Hensleigh Wedgwood on +‘The Origin of Language,’ 1866, p. 78.] +</p> + +<p> +<a name="linknote-911" id="linknote-911"> +<!-- Note --></a> +</p> +<p class="foot"> +911 (<a href="#linknoteref-911">return</a>)<br/> [ Müller, as quoted by +Huxley, ‘Man’s Place in Nature,’ 1863, p. 38.] +</p> + +<p> +<a name="linknote-912" id="linknote-912"> +<!-- Note --></a> +</p> +<p class="foot"> +912 (<a href="#linknoteref-912">return</a>)<br/> [ I have given several +instances in my ‘Descent of Man,’ vol. i. chap. iv.] +</p> + +<p> +<a name="linknote-913" id="linknote-913"> +<!-- Note --></a> +</p> +<p class="foot"> +913 (<a href="#linknoteref-913">return</a>)<br/> [ ‘Anatomy of +Expression.’ p. 190.] +</p> + +<p> +<a name="linknote-914" id="linknote-914"> +<!-- Note --></a> +</p> +<p class="foot"> +914 (<a href="#linknoteref-914">return</a>)<br/> [ ‘De la Physionomie,’ +pp. 118-121.] +</p> + +<p> +<a name="linknote-915" id="linknote-915"> +<!-- Note --></a> +</p> +<p class="foot"> +915 (<a href="#linknoteref-915">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ s. 79.] +</p> + +<p> +<a name="linknote-1001" id="linknote-1001"> +<!-- Note --></a> +</p> +<p class="foot"> +1001 (<a href="#linknoteref-1001">return</a>)<br/> [ See some remarks to +this effect by Mr. Bain, ‘The Emotions and the Will,’ 2nd edit. 1865, p. +127.] +</p> + +<p> +<a name="linknote-1002" id="linknote-1002"> +<!-- Note --></a> +</p> +<p class="foot"> +1002 (<a href="#linknoteref-1002">return</a>)<br/> [ Rengger, Naturgesch. +der Säugethiere von Paraguay, 1830, s. 3.] +</p> + +<p> +<a name="linknote-1003" id="linknote-1003"> +<!-- Note --></a> +</p> +<p class="foot"> +1003 (<a href="#linknoteref-1003">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ p. 96. On the other hand, Dr. Burgess (‘Physiology of +Blushing,’ 1839, p. 31) speaks of the reddening of a cicatrix in a negress +as of the nature of a blush.] +</p> + +<p> +<a name="linknote-1004" id="linknote-1004"> +<!-- Note --></a> +</p> +<p class="foot"> +1004 (<a href="#linknoteref-1004">return</a>)<br/> [ Moreau and Gratiolet +have discussed the colour of the face under the influence of intense +passion: see the edit. of 1820 of Lavater, vol. iv. pp. 282 and 300; and +Gratiolet, ‘De la Physionomie,’ p. 345.] +</p> + +<p> +<a name="linknote-1005" id="linknote-1005"> +<!-- Note --></a> +</p> +<p class="foot"> +1005 (<a href="#linknoteref-1005">return</a>)<br/> [ Sir C. Bell ‘Anatomy +of Expression,’ pp. 91, 107, has fully discussed this subject. Moreau +remarks (in the edit. of 1820 of ‘La Physionomie, par G. Lavater,’ vol. +iv. p. 237), and quotes Portal in confirmation, that asthmatic patients +acquire permanently expanded nostrils, owing to the habitual contraction +of the elevatory muscles of the wings of the nose. The explanation by Dr. +Piderit (‘Mimik und Physiognomik,’ s. 82) of the distension of the +nostrils, namely, to allow free breathing whilst the mouth is closed and +the teeth clenched, does not appear to be nearly so correct as that by Sir +C. Bell, who attributes it to the sympathy (<i>i. e</i>. habitual +co-action) of all the respiratory muscles. The nostrils of an angry man +may be seen to become dilated, although his mouth is open.] +</p> + +<p> +<a name="linknote-1006" id="linknote-1006"> +<!-- Note --></a> +</p> +<p class="foot"> +1006 (<a href="#linknoteref-1006">return</a>)<br/> [ Mr. Wedgwood, ‘On the +Origin of Language,’ 1866, p. 76. He also observes that the sound of hard +breathing “is represented by the syllables <i>puff, huff, whiff</i>, +whence a <i>huff</i> is a fit of ill-temper.”] +</p> + +<p> +<a name="linknote-1007" id="linknote-1007"> +<!-- Note --></a> +</p> +<p class="foot"> +1007 (<a href="#linknoteref-1007">return</a>)<br/> [ Sir C. Bell ‘Anatomy +of Expression,’ p. 95) has some excellent remarks on the expression of +rage.] +</p> + +<p> +<a name="linknote-1008" id="linknote-1008"> +<!-- Note --></a> +</p> +<p class="foot"> +1008 (<a href="#linknoteref-1008">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 346.] +</p> + +<p> +<a name="linknote-1009" id="linknote-1009"> +<!-- Note --></a> +</p> +<p class="foot"> +1009 (<a href="#linknoteref-1009">return</a>)<br/> [ Sir C. Bell, ‘Anatomy +of Expression,’ p. 177. Gratiolet (De la Phys. p. 369) says, ‘les dents se +découvrent, et imitent symboliquement l’action de déchirer et de mordre.’I +If, instead of using the vague term <i>symboliquement</i>, Gratiolet had +said that the action was a remnant of a habit acquired during primeval +times when our semi-human progenitors fought together with their teeth, +like gorillas and orangs at the present day, he would have been more +intelligible. Dr. Piderit (‘Mimik,’ &c., s. 82) also speaks of the +retraction of the upper lip during rage. In an engraving of one of +Hogarth’s wonderful pictures, passion is represented in the plainest +manner by the open glaring eyes, frowning forehead, and exposed grinning +teeth.] +</p> + +<p> +<a name="linknote-1010" id="linknote-1010"> +<!-- Note --></a> +</p> +<p class="foot"> +1010 (<a href="#linknoteref-1010">return</a>)<br/> [ ‘Oliver Twist,’ vol. +iii. p. 245.] +</p> + +<p> +<a name="linknote-1011" id="linknote-1011"> +<!-- Note --></a> +</p> +<p class="foot"> +1011 (<a href="#linknoteref-1011">return</a>)<br/> [ ‘The Spectator,’ July +11, 1868, p. 810.] +</p> + +<p> +<a name="linknote-1012" id="linknote-1012"> +<!-- Note --></a> +</p> +<p class="foot"> +1012 (<a href="#linknoteref-1012">return</a>)<br/> [ ‘Body and Mind,’ +1870, pp. 51-53.] +</p> + +<p> +<a name="linknote-1013" id="linknote-1013"> +<!-- Note --></a> +</p> +<p class="foot"> +1013 (<a href="#linknoteref-1013">return</a>)<br/> [ Le Brun, in his +well-known ‘Conference sur l’Expression’ (‘La Physionomie, par Lavater,’ +edit. of 1820, vol. lx. p. 268), remarks that anger is expressed by the +clenching of the fists. See, to the same effect, Huschke, ‘Mimices et +Physiognomices, Fragmentum Physiologicum,’ 1824, p. 20. Also Sir C. Bell, +‘Anatomy of Expression,’ p. 219.] +</p> + +<p> +<a name="linknote-1014" id="linknote-1014"> +<!-- Note --></a> +</p> +<p class="foot"> +1014 (<a href="#linknoteref-1014">return</a>)<br/> [ Transact. Philosoph. +Soc., Appendix, 1746, p. 65.] +</p> + +<p> +<a name="linknote-1015" id="linknote-1015"> +<!-- Note --></a> +</p> +<p class="foot"> +1015 (<a href="#linknoteref-1015">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 136. Sir C. Bell calls (p. 131) the muscles which uncover +the canines the snarling muscles.] +</p> + +<p> +<a name="linknote-1016" id="linknote-1016"> +<!-- Note --></a> +</p> +<p class="foot"> +1016 (<a href="#linknoteref-1016">return</a>)<br/> [ Hensleigh Wedgwood, +‘Dictionary of English Etymology,’ 1865, vol. iii. pp. 240, 243.] +</p> + +<p> +<a name="linknote-1017" id="linknote-1017"> +<!-- Note --></a> +</p> +<p class="foot"> +1017 (<a href="#linknoteref-1017">return</a>)<br/> [ ‘The Descent of Man,’ +1871, vol. L p. 126.] +</p> + +<p> +<a name="linknote-1101" id="linknote-1101"> +<!-- Note --></a> +</p> +<p class="foot"> +1101 (<a href="#linknoteref-1101">return</a>)<br/> [ ‘De In Physionomie et +la Parole,’ 1865, p. 89.] +</p> + +<p> +<a name="linknote-1102" id="linknote-1102"> +<!-- Note --></a> +</p> +<p class="foot"> +1102 (<a href="#linknoteref-1102">return</a>)<br/> [ ‘Physionomie +Humaine,’ Album, Légende viii. p. 35. Gratiolet also speaks (De la Phys. +1865, p. 52) of the turning away of the eyes and body.] +</p> + +<p> +<a name="linknote-1103" id="linknote-1103"> +<!-- Note --></a> +</p> +<p class="foot"> +1103 (<a href="#linknoteref-1103">return</a>)<br/> [ Dr. W. Ogle, in an +interesting paper on the Sense of Smell (‘Medico-Chirurgical +Transactions,’ vol. liii. p. 268), shows that when we wish to smell +carefully, instead of taking one deep nasal inspiration, we draw in the +air by a succession of rapid short sniffs. If “the nostrils be watched +during this process, it will be seen that, so far from dilating, they +actually contract at each sniff. The contraction does not include the +whole anterior opening, but only the posterior portion.” He then explains +the cause of this movement. When, on the other hand, we wish to exclude +any odour, the contraction, I presume, affects only the anterior part of +the nostrils.] +</p> + +<p> +<a name="linknote-1104" id="linknote-1104"> +<!-- Note --></a> +</p> +<p class="foot"> +1104 (<a href="#linknoteref-1104">return</a>)<br/> [ ‘Mimik und +Physiognomik,’ ss. 84, 93. Gratiolet (ibid. p. 155) takes nearly the same +view with Dr. Piderit respecting the expression of contempt and disgust.] +</p> + +<p> +<a name="linknote-1105" id="linknote-1105"> +<!-- Note --></a> +</p> +<p class="foot"> +1105 (<a href="#linknoteref-1105">return</a>)<br/> [ Scorn implies a +strong form of contempt; and one of the roots of the word ‘scorn’ means, +according to Mr. Wedgwood (Dict. of English Etymology, vol. iii. p. 125), +ordure or dirt. A person who is scorned is treated like dirt.] +</p> + +<p> +<a name="linknote-1106" id="linknote-1106"> +<!-- Note --></a> +</p> +<p class="foot"> +1106 (<a href="#linknoteref-1106">return</a>)<br/> [ ‘Early History of +Mankind,’ 2nd edit. 1870, p. 45.] +</p> + +<p> +<a name="linknote-1107" id="linknote-1107"> +<!-- Note --></a> +</p> +<p class="foot"> +1107 (<a href="#linknoteref-1107">return</a>)<br/> [ See, to this effect, +Mr. Hensleigh Wedgwood’s Introduction to the ‘Dictionary of English +Etymology,’ 2nd edit. 1872, p. xxxvii.] +</p> + +<p> +<a name="linknote-1108" id="linknote-1108"> +<!-- Note --></a> +</p> +<p class="foot"> +1108 (<a href="#linknoteref-1108">return</a>)<br/> [ Duchenne believes +that in the eversion of the lower lip, the corners are drawn downwards by +the <i>depressores anguli oris</i>. Henle (Handbuch d. Anat. des Menschen, +1858, B. i. s. 151) concludes that this is effected by the <i>musculus +quadratus menti</i>.] +</p> + +<p> +<a name="linknote-1109" id="linknote-1109"> +<!-- Note --></a> +</p> +<p class="foot"> +1109 (<a href="#linknoteref-1109">return</a>)<br/> [ As quoted by Tylor, +‘Primitive Culture,’ 1871, vol. i. p. 169.] +</p> + +<p> +<a name="linknote-1110" id="linknote-1110"> +<!-- Note --></a> +</p> +<p class="foot"> +1110 (<a href="#linknoteref-1110">return</a>)<br/> [ Both these quotations +are given by Mr. H. Wedgwood, ‘On the Origin of Language,’ 1866, p. 75.] +</p> + +<p> +<a name="linknote-1111" id="linknote-1111"> +<!-- Note --></a> +</p> +<p class="foot"> +1111 (<a href="#linknoteref-1111">return</a>)<br/> [ This is stated to be +the case by Mr. Tylor (Early Hist. of Mankind, 2nd edit. 1870, p. 52); and +he adds, “it is not clear why this should be so.”] +</p> + +<p> +<a name="linknote-1112" id="linknote-1112"> +<!-- Note --></a> +</p> +<p class="foot"> +1112 (<a href="#linknoteref-1112">return</a>)<br/> [ ‘Principles of +Psychology,’ 2nd edit. 1872, p. 552.] +</p> + +<p> +<a name="linknote-1113" id="linknote-1113"> +<!-- Note --></a> +</p> +<p class="foot"> +1113 (<a href="#linknoteref-1113">return</a>)<br/> [ Gratiolet (De la +Phys. p. 351) makes this remark, and has some good observations on the +expression of pride. See Sir C. Bell (‘Anatomy of Expression,’ p. 111) on +the action of the <i>musculus superbus</i>.] +</p> + +<p> +<a name="linknote-1114" id="linknote-1114"> +<!-- Note --></a> +</p> +<p class="foot"> +1114 (<a href="#linknoteref-1114">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 166.] +</p> + +<p> +<a name="linknote-1115" id="linknote-1115"> +<!-- Note --></a> +</p> +<p class="foot"> +1115 (<a href="#linknoteref-1115">return</a>)<br/> [ ‘Journey through +Texas,’ p. 352.] +</p> + +<p> +<a name="linknote-1116" id="linknote-1116"> +<!-- Note --></a> +</p> +<p class="foot"> +1116 (<a href="#linknoteref-1116">return</a>)<br/> [ Mrs. Oliphant, ‘The +Brownlows,’ vol. ii. p. 206.] +</p> + +<p> +<a name="linknote-1117" id="linknote-1117"> +<!-- Note --></a> +</p> +<p class="foot"> +1117 (<a href="#linknoteref-1117">return</a>)<br/> [ ‘Essai sur le +Langage,’ 2nd edit. 1846. I am much indebted to Miss Wedgwood for having +given me this information, with an extract from the work.] +</p> + +<p> +<a name="linknote-1118" id="linknote-1118"> +<!-- Note --></a> +</p> +<p class="foot"> +1118 (<a href="#linknoteref-1118">return</a>)<br/> [ ‘On the Origin of +Language,’ 1866, p. 91.] +</p> + +<p> +<a name="linknote-1119" id="linknote-1119"> +<!-- Note --></a> +</p> +<p class="foot"> +1119 (<a href="#linknoteref-1119">return</a>)<br/> [ ‘On the Vocal Sounds +of L. Bridgman;’ Smithsonian Contributions, 1851, vol. ii. p. 11.] +</p> + +<p> +<a name="linknote-1120" id="linknote-1120"> +<!-- Note --></a> +</p> +<p class="foot"> +1120 (<a href="#linknoteref-1120">return</a>)<br/> [ ‘Mémoire sur les +Microcéphales,’ 1867, p. 27.] +</p> + +<p> +<a name="linknote-1121" id="linknote-1121"> +<!-- Note --></a> +</p> +<p class="foot"> +1121 (<a href="#linknoteref-1121">return</a>)<br/> [ Quoted by Tylor, +‘Early History of Mankind,’ 2nd edit. 1870, p. 38.] +</p> + +<p> +<a name="linknote-1122" id="linknote-1122"> +<!-- Note --></a> +</p> +<p class="foot"> +1122 (<a href="#linknoteref-1122">return</a>)<br/> [ Mr. J. B. Jukes, +‘Letters and Extracts,’ &c. 1871, p. 248.] +</p> + +<p> +<a name="linknote-1123" id="linknote-1123"> +<!-- Note --></a> +</p> +<p class="foot"> +1123 (<a href="#linknoteref-1123">return</a>)<br/> [ F. Lieber, ‘On the +Vocal Sounds,’ &c. p. 11. Tylor, ibid. p. 53.] +</p> + +<p> +<a name="linknote-1124" id="linknote-1124"> +<!-- Note --></a> +</p> +<p class="foot"> +1124 (<a href="#linknoteref-1124">return</a>)<br/> [ Dr. King, Edinburgh +Phil. Journal, 1845, p. 313.] +</p> + +<p> +<a name="linknote-1125" id="linknote-1125"> +<!-- Note --></a> +</p> +<p class="foot"> +1125 (<a href="#linknoteref-1125">return</a>)<br/> [ Tylor, ‘Early History +of Mankind,’ 2nd edit. 1870, p. 53.] +</p> + +<p> +<a name="linknote-1126" id="linknote-1126"> +<!-- Note --></a> +</p> +<p class="foot"> +1126 (<a href="#linknoteref-1126">return</a>)<br/> [ Lubbock, ‘The Origin +of Civilization,’ 1870, p. 277. Tylor, ibid. p. 38. Lieber (ibid. p. 11) +remarks on the negative of the Italians.] +</p> + +<p> +<a name="linknote-1201" id="linknote-1201"> +<!-- Note --></a> +</p> +<p class="foot"> +1201 (<a href="#linknoteref-1201">return</a>)<br/> [ ‘Mécanisme de la +Physionomie,’ Album, 1862, p. 42.] +</p> + +<p> +<a name="linknote-1202" id="linknote-1202"> +<!-- Note --></a> +</p> +<p class="foot"> +1202 (<a href="#linknoteref-1202">return</a>)<br/> [ ‘The Polyglot News +Letter,’ Melbourne, Dec. 1858, p. 2.] +</p> + +<p> +<a name="linknote-1203" id="linknote-1203"> +<!-- Note --></a> +</p> +<p class="foot"> +1203 (<a href="#linknoteref-1203">return</a>)<br/> [ ‘The Anatomy of +Expression,’ p. 106.] +</p> + +<p> +<a name="linknote-1204" id="linknote-1204"> +<!-- Note --></a> +</p> +<p class="foot"> +1204 (<a href="#linknoteref-1204">return</a>)<br/> [ Mécanisme de la +Physionomie,’ Album, p. 6.] +</p> + +<p> +<a name="linknote-1205" id="linknote-1205"> +<!-- Note --></a> +</p> +<p class="foot"> +1205 (<a href="#linknoteref-1205">return</a>)<br/> [ See, for instance, +Dr. Piderit (‘Mimik und Physiognomik,’ s. 88), who has a good discussion +on the expression of surprise.] +</p> + +<p> +<a name="linknote-1206" id="linknote-1206"> +<!-- Note --></a> +</p> +<p class="foot"> +1206 (<a href="#linknoteref-1206">return</a>)<br/> [ Dr. Murie has also +given me information leading to the same conclusion, derived in part from +comparative anatomy.] +</p> + +<p> +<a name="linknote-1207" id="linknote-1207"> +<!-- Note --></a> +</p> +<p class="foot"> +1207 (<a href="#linknoteref-1207">return</a>)<br/> [ ‘De la Physionomie,’ +1865, p. 234.] +</p> + +<p> +<a name="linknote-1208" id="linknote-1208"> +<!-- Note --></a> +</p> +<p class="foot"> +1208 (<a href="#linknoteref-1208">return</a>)<br/> [ See, on this subject, +Gratiolet, ibid. p. 254.] +</p> + +<p> +<a name="linknote-1209" id="linknote-1209"> +<!-- Note --></a> +</p> +<p class="foot"> +1209 (<a href="#linknoteref-1209">return</a>)<br/> [ Lieber, ‘On the Vocal +Sounds of Laura Bridgman,’ Smithsonian Contributions, 1851, vol. ii. p. +7.] +</p> + +<p> +<a name="linknote-1210" id="linknote-1210"> +<!-- Note --></a> +</p> +<p class="foot"> +1210 (<a href="#linknoteref-1210">return</a>)<br/> [ ‘Wenderholme,’ vol. +ii. p. 91.] +</p> + +<p> +<a name="linknote-1211" id="linknote-1211"> +<!-- Note --></a> +</p> +<p class="foot"> +1211 (<a href="#linknoteref-1211">return</a>)<br/> [ Lieber, ‘On the Vocal +Sounds,’ &c., ibid. p. 7.] +</p> + +<p> +<a name="linknote-1212" id="linknote-1212"> +<!-- Note --></a> +</p> +<p class="foot"> +1212 (<a href="#linknoteref-1212">return</a>)<br/> [ Huschke, ‘Mimices et +Physiognomices,’ 1821, p. 18. Gratiolet (De la Phys. p. 255) gives a +figure of a man in this attitude, which, however, seems to me expressive +of fear combined with astonishment. Le Brun also refers (Lavater, vol. ix. +p. 299) to the hands of an astonished man being opened.] +</p> + +<p> +<a name="linknote-1213" id="linknote-1213"> +<!-- Note --></a> +</p> +<p class="foot"> +1213 (<a href="#linknoteref-1213">return</a>)<br/> [ Huschke, ibid. p. +18.] +</p> + +<p> +<a name="linknote-1214" id="linknote-1214"> +<!-- Note --></a> +</p> +<p class="foot"> +1214 (<a href="#linknoteref-1214">return</a>)<br/> [ ‘North American +Indians,’ 3rd edit. 1842, vol. i. p. 105.] +</p> + +<p> +<a name="linknote-1215" id="linknote-1215"> +<!-- Note --></a> +</p> +<p class="foot"> +1215 (<a href="#linknoteref-1215">return</a>)<br/> [ H. Wedgwood, Dict. of +English Etymology, vol. ii. 1862, p. 35. See, also, Gratiolet (‘De la +Physionomie,’ p. 135) on the sources of such words as ‘terror, horror, +rigidus, frigidus,’ &c.] +</p> + +<p> +<a name="linknote-1216" id="linknote-1216"> +<!-- Note --></a> +</p> +<p class="foot"> +1216 (<a href="#linknoteref-1216">return</a>)<br/> [ Mr. Bain (‘The +Emotions and the Will,’ 1865, p. 54) explains in the following manner the +origin of the custom “of subjecting criminals in India to the ordeal of +the morsel of rice. The accused is made to take a mouthful of rice, and +after a little time to throw it out. If the morsel is quite dry, the party +is believed to be guilty,—his own evil conscience operating to +paralyse the salivating organs.”] +</p> + +<p> +<a name="linknote-1217" id="linknote-1217"> +<!-- Note --></a> +</p> +<p class="foot"> +1217 (<a href="#linknoteref-1217">return</a>)<br/> [ Sir C. Bell, +Transactions of Royal Phil. Soc. 1822, p. 308. ‘Anatomy of Expression,’ p. +88 and pp. 164-469.] +</p> + +<p> +<a name="linknote-1218" id="linknote-1218"> +<!-- Note --></a> +</p> +<p class="foot"> +1218 (<a href="#linknoteref-1218">return</a>)<br/> [ See Moreau on the +rolling of the eyes, in the edit. of 1820 of Lavater, tome iv. p. 263. +Also, Gratiolet, De la Phys. p. 17.] +</p> + +<p> +<a name="linknote-1219" id="linknote-1219"> +<!-- Note --></a> +</p> +<p class="foot"> +1219 (<a href="#linknoteref-1219">return</a>)<br/> [ ‘Observations on +Italy,’ 1825, p. 48, as quoted in ‘The Anatomy of Expression,’ p. 168.] +</p> + +<p> +<a name="linknote-1220" id="linknote-1220"> +<!-- Note --></a> +</p> +<p class="foot"> +1220 (<a href="#linknoteref-1220">return</a>)<br/> [ Quoted by Dr. +Maudsley, ‘Body and Mind,’ 1870, p. 41.] +</p> + +<p> +<a name="linknote-1221" id="linknote-1221"> +<!-- Note --></a> +</p> +<p class="foot"> +1221 (<a href="#linknoteref-1221">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 168.] +</p> + +<p> +<a name="linknote-1222" id="linknote-1222"> +<!-- Note --></a> +</p> +<p class="foot"> +1222 (<a href="#linknoteref-1222">return</a>)<br/> [ Mécanisme de la Phys. +Humaine, Album, Légende xi.] +</p> + +<p> +<a name="linknote-1223" id="linknote-1223"> +<!-- Note --></a> +</p> +<p class="foot"> +1223 (<a href="#linknoteref-1223">return</a>)<br/> [ Ducheinne takes, in +fact, this view (ibid. p. 45), as he attributes the contraction of the +platysma to the shivering of fear (<i>frisson de la peur</i>); but he +elsewhere compares the action with that which causes the hair of +frightened quadrupeds to stand erect; and this can hardly be considered as +quite correct.] +</p> + +<p> +<a name="linknote-1224" id="linknote-1224"> +<!-- Note --></a> +</p> +<p class="foot"> +1224 (<a href="#linknoteref-1224">return</a>)<br/> [ ‘De la Physionomie,’ +pp. 51, 256, 346.] +</p> + +<p> +<a name="linknote-1225" id="linknote-1225"> +<!-- Note --></a> +</p> +<p class="foot"> +1225 (<a href="#linknoteref-1225">return</a>)<br/> [ As quoted in White’s +‘Gradation in Man,’ p. 57.] +</p> + +<p> +<a name="linknote-1226" id="linknote-1226"> +<!-- Note --></a> +</p> +<p class="foot"> +1226 (<a href="#linknoteref-1226">return</a>)<br/> [ ‘Anatomy of +Expression,’ p. 169.] +</p> + +<p> +<a name="linknote-1227" id="linknote-1227"> +<!-- Note --></a> +</p> +<p class="foot"> +1227 (<a href="#linknoteref-1227">return</a>)<br/> [ ‘Mécanisme de la +Physionomie,’ Album, pl. 65, pp. 44, 45.] +</p> + +<p> +<a name="linknote-1228" id="linknote-1228"> +<!-- Note --></a> +</p> +<p class="foot"> +1228 (<a href="#linknoteref-1228">return</a>)<br/> [ See remarks to this +effect by Mr. Wedgwood, in the Introduction to his ‘Dictionary of English +Etymology,’ 2nd edit. 1872, p. xxxvii. He shows by intermediate forms that +the sounds here referred to have probably given rise to many words, such +as <i>ugly, huge</i>, &c.] +</p> + +<p> +<a name="linknote-1301" id="linknote-1301"> +<!-- Note --></a> +</p> +<p class="foot"> +1301 (<a href="#linknoteref-1301">return</a>)<br/> [ ‘The Physiology or +Mechanism of Blushing,’ 1839, p. 156. I shall have occasion often to quote +this work in the present chapter.] +</p> + +<p> +<a name="linknote-1302" id="linknote-1302"> +<!-- Note --></a> +</p> +<p class="foot"> +1302 (<a href="#linknoteref-1302">return</a>)<br/> [ Dr. Burgess, ibid. p. +56. At p. 33 he also remarks on women blushing more freely than men, as +stated below.] +</p> + +<p> +<a name="linknote-1303" id="linknote-1303"> +<!-- Note --></a> +</p> +<p class="foot"> +1303 (<a href="#linknoteref-1303">return</a>)<br/> [ Quoted by Vogt, +‘Mémoire sur les Microcéphales,’ 1867, p. 20. Dr. Burgess (ibid. p. 56) +doubts whether idiots ever blush.] +</p> + +<p> +<a name="linknote-1304" id="linknote-1304"> +<!-- Note --></a> +</p> +<p class="foot"> +1304 (<a href="#linknoteref-1304">return</a>)<br/> [ Lieber ‘On the Vocal +Sounds,’ &c.; Smithsonian Contributions, 1851, vol. ii. p. 6.] +</p> + +<p> +<a name="linknote-1305" id="linknote-1305"> +<!-- Note --></a> +</p> +<p class="foot"> +1305 (<a href="#linknoteref-1305">return</a>)<br/> [ Ibid. p. 182.] +</p> + +<p> +<a name="linknote-1306" id="linknote-1306"> +<!-- Note --></a> +</p> +<p class="foot"> +1306 (<a href="#linknoteref-1306">return</a>)<br/> [ Moreau, in edit. of +1820 of Lavater, vol. iv. p. 303.] +</p> + +<p> +<a name="linknote-1307" id="linknote-1307"> +<!-- Note --></a> +</p> +<p class="foot"> +1307 (<a href="#linknoteref-1307">return</a>)<br/> [ Burgess. ibid. p. 38, +on paleness after blushing, p. 177.] +</p> + +<p> +<a name="linknote-1308" id="linknote-1308"> +<!-- Note --></a> +</p> +<p class="foot"> +1308 (<a href="#linknoteref-1308">return</a>)<br/> [ See Lavater, edit. of +1820, vol. iv. p. 303.] +</p> + +<p> +<a name="linknote-1309" id="linknote-1309"> +<!-- Note --></a> +</p> +<p class="foot"> +1309 (<a href="#linknoteref-1309">return</a>)<br/> [ Burgess, ibid. pp. +114, 122. Moreau in Lavater, ibid. vol. iv. p. 293.] +</p> + +<p> +<a name="linknote-1310" id="linknote-1310"> +<!-- Note --></a> +</p> +<p class="foot"> +1310 (<a href="#linknoteref-1310">return</a>)<br/> [ ‘Letters from Egypt,’ +1865, p. 66. Lady Gordon is mistaken when she says Malays and Mulattoes +never blush.] +</p> + +<p> +<a name="linknote-1311" id="linknote-1311"> +<!-- Note --></a> +</p> +<p class="foot"> +1311 (<a href="#linknoteref-1311">return</a>)<br/> [ Capt. Osborn +(‘Quedah,’ p. 199), in speaking of a Malay, whom he reproached for +cruelty, says he was glad to see that the man blushed.] +</p> + +<p> +<a name="linknote-1312" id="linknote-1312"> +<!-- Note --></a> +</p> +<p class="foot"> +1312 (<a href="#linknoteref-1312">return</a>)<br/> [ J. R. Forster, +‘Observations during a Voyage round the World,’ 4to, 1778, p. 229. Waitz +gives (‘Introduction to Anthropology,’ Eng. translat. 1863, vol. i. p. +135) references for other islands in the Pacific. See, also, Dampier ‘On +the Blushing of the Tunquinese’ (vol. ii. p. 40); but I have not consulted +this work. Waitz quotes Bergmann, that the Kalmucks do not blush, but this +may be doubted after what we have seen with respect to the Chinese. He +also quotes Roth, who denies that the Abyssinians are capable of blushing. +Unfortunately, Capt. Speedy, who lived so long with the Abyssinians, has +not answered my inquiry on this head. Lastly, I must add that the Rajah +Brooke has never observed the least sign of a blush with the Dyaks of +Borneo; on the contrary under circumstances which would excite a blush in +us, they assert “that they feel the blood drawn from their faces.”] +</p> + +<p> +<a name="linknote-1313" id="linknote-1313"> +<!-- Note --></a> +</p> +<p class="foot"> +1313 (<a href="#linknoteref-1313">return</a>)<br/> [ Transact. of the +Ethnological Soc. 1870, vol. ii. p. 16.] +</p> + +<p> +<a name="linknote-1314" id="linknote-1314"> +<!-- Note --></a> +</p> +<p class="foot"> +1314 (<a href="#linknoteref-1314">return</a>)<br/> [ Humboldt, ‘Personal +Narrative,’ Eng. translat. vol. iii. p. 229.] +</p> + +<p> +<a name="linknote-1315" id="linknote-1315"> +<!-- Note --></a> +</p> +<p class="foot"> +1315 (<a href="#linknoteref-1315">return</a>)<br/> [ Quoted by Prichard, +Phys. Hist. of Mankind, 4th edit 1851, vol. i. p. 271.] +</p> + +<p> +<a name="linknote-1316" id="linknote-1316"> +<!-- Note --></a> +</p> +<p class="foot"> +1316 (<a href="#linknoteref-1316">return</a>)<br/> [ See, on this head, +Burgess, ibid. p. 32. Also Waitz, ‘Introduction to Anthropology,’ Eng. +edit. vol. i. p. 139. Moreau gives a detailed account (‘Lavater,’ 1820, +tom. iv. p. 302) of the blushing of a Madagascar negress-slave when forced +by her brutal master to exhibit her naked bosom.] +</p> + +<p> +<a name="linknote-1317" id="linknote-1317"> +<!-- Note --></a> +</p> +<p class="foot"> +1317 (<a href="#linknoteref-1317">return</a>)<br/> [ Quoted by Prichard, +Phys. Hist. of Mankind, 4th edit. 1851, vol. i. p. 225.] +</p> + +<p> +<a name="linknote-1318" id="linknote-1318"> +<!-- Note --></a> +</p> +<p class="foot"> +1318 (<a href="#linknoteref-1318">return</a>)<br/> [ Burgess, ibid. p. 31. +On mulattoes blushing, see p. 33. I have received similar accounts with +respect to, mulattoes.] +</p> + +<p> +<a name="linknote-1319" id="linknote-1319"> +<!-- Note --></a> +</p> +<p class="foot"> +1319 (<a href="#linknoteref-1319">return</a>)<br/> [ Barrington also says +that the Australians of New South Wales blush, as quoted by Waitz, ibid. +p. 135.] +</p> + +<p> +<a name="linknote-1320" id="linknote-1320"> +<!-- Note --></a> +</p> +<p class="foot"> +1320 (<a href="#linknoteref-1320">return</a>)<br/> [ Mr. Wedgwood says +(Dict. of English Etymology, vol. iii. 1865, p. 155) that the word shame +“may well originate in the idea of shade or concealment, and may be +illustrated by the Low German <i>scheme</i>, shade or shadow.” Gratiolet +(De la Phys. pp. 357-362) has a good discussion on the gestures +accompanying shame; but some of his remarks seem to me rather fanciful. +See, also, Burgess (ibid. pp. 69, 134) on the same subject.] +</p> + +<p> +<a name="linknote-1321" id="linknote-1321"> +<!-- Note --></a> +</p> +<p class="foot"> +1321 (<a href="#linknoteref-1321">return</a>)<br/> [ Burgess, ibid. pp. +181, 182. Boerhaave also noticed (as quoted by Gratiolet, ibid. p. 361) +the tendency to the secretion of tears during intense blushing. Mr. +Bulmer, as we have seen, speaks of the “watery eyes” of the children of +the Australian aborigines when ashamed.] +</p> + +<p> +<a name="linknote-1322" id="linknote-1322"> +<!-- Note --></a> +</p> +<p class="foot"> +1322 (<a href="#linknoteref-1322">return</a>)<br/> [ See also Dr. J. +Crichton Browne’s Memoir on this subject in the ‘West Riding Lunatic +Asylum Medical Report,’ 1871, pp. 95-98.] +</p> + +<p> +<a name="linknote-1323" id="linknote-1323"> +<!-- Note --></a> +</p> +<p class="foot"> +1323 (<a href="#linknoteref-1323">return</a>)<br/> [ In a discussion on +so-called animal magnetism in ‘Table Talk,’ vol. i.] +</p> + +<p> +<a name="linknote-1324" id="linknote-1324"> +<!-- Note --></a> +</p> +<p class="foot"> +1324 (<a href="#linknoteref-1324">return</a>)<br/> [ Ibid. p. 40.] +</p> + +<p> +<a name="linknote-1325" id="linknote-1325"> +<!-- Note --></a> +</p> +<p class="foot"> +1325 (<a href="#linknoteref-1325">return</a>)<br/> [ Mr. Bain (‘The +Emotions and the Will,’ 1865, p. 65) remarks on “the shyness of manners +which is induced between the sexes.... from the influence of mutual +regard, by the apprehension on either side of not standing well with the +other.”] +</p> + +<p> +<a name="linknote-1326" id="linknote-1326"> +<!-- Note --></a> +</p> +<p class="foot"> +1326 (<a href="#linknoteref-1326">return</a>)<br/> [ See, for evidence on +this subject, ‘The Descent of Man,’ &c., vol. ii. pp. 71, 341.] +</p> + +<p> +<a name="linknote-1327" id="linknote-1327"> +<!-- Note --></a> +</p> +<p class="foot"> +1327 (<a href="#linknoteref-1327">return</a>)<br/> [ H. Wedgwood, Dict. +English Etymology, vol. iii. 1865, p. 184. So with the Latin word <i>verecundus</i>.] +</p> + +<p> +<a name="linknote-1328" id="linknote-1328"> +<!-- Note --></a> +</p> +<p class="foot"> +1328 (<a href="#linknoteref-1328">return</a>)<br/> [ Mr. Bain (‘The +Emotions and the Will,’ p. 64) has discussed the “abashed” feelings +experienced on these occasions, as well as the <i>stage-fright</i> of +actors unused to the stage. Mr. Bain apparently attributes these feelings +to simple apprehension or dread.] +</p> + +<p> +<a name="linknote-1329" id="linknote-1329"> +<!-- Note --></a> +</p> +<p class="foot"> +1329 (<a href="#linknoteref-1329">return</a>)<br/> [ ‘Essays on Practical +Education,’ by Maria and R. L. Edgeworth, new edit. vol. ii. 1822, p. 38. +Dr. Burgess (ibid. p. 187) insists strongly to the same effect.] +</p> + +<p> +<a name="linknote-1330" id="linknote-1330"> +<!-- Note --></a> +</p> +<p class="foot"> +1330 (<a href="#linknoteref-1330">return</a>)<br/> [ ‘Essays on Practical +Education,’ by Maria and R. L. Edgeworth, new edit. vol. ii. 1822, p. 50.] +</p> + +<p> +<a name="linknote-1331" id="linknote-1331"> +<!-- Note --></a> +</p> +<p class="foot"> +1331 (<a href="#linknoteref-1331">return</a>)<br/> [ Bell, ‘Anatomy of +Expression,’ p. 95. Burgess, as quoted below, ibid. p. 49. Gratiolet, De +la Phys. p. 94.] +</p> + +<p> +<a name="linknote-1332" id="linknote-1332"> +<!-- Note --></a> +</p> +<p class="foot"> +1332 (<a href="#linknoteref-1332">return</a>)<br/> [ On the authority of +Lady Mary Wortley Montague; see Burgess, ibid. p. 43.] +</p> + +<p> +<a name="linknote-1333" id="linknote-1333"> +<!-- Note --></a> +</p> +<p class="foot"> +1333 (<a href="#linknoteref-1333">return</a>)<br/> [ In England, Sir H. +Holland was, I believe, the first to consider the influence of mental +attention on various parts of the body, in his ‘Medical Notes and +Reflections,’ 1839 p. 64. This essay, much enlarged, was reprinted by Sir +H. Holland in his ‘Chapters on Mental Physiology,’ 1858, p. 79, from which +work I always quote. At nearly the same time, as well as subsequently, +Prof. Laycock discussed the same subject: see ‘Edinburgh Medical and +Surgical Journal,’ 1839, July, pp. 17-22. Also his ‘Treatise on the +Nervous Diseases of Women,’ 1840, p. 110; and ‘Mind and Brain,’ vol. ii. +1860, p. 327. Dr. Carpenter’s views on mesmerism have a nearly similar +bearing. The great physiologist Müller treated (‘Elements of Physiology,’ +Eng. translat. vol. ii. pp. 937, 1085) of the influence of the attention +on the senses. Sir J. Paget discusses the influence of the mind on the +nutrition of parts, in his ‘Lectures on Surgical Pathology,’ 1853, vol. i. +p. 39: 1 quote from the 3rd edit. revised by Prof. Turner, 1870, p. 28. +See, also, Gratiolet, De la Phys. pp. 283-287.] +</p> + +<p> +<a name="linknote-1334" id="linknote-1334"> +<!-- Note --></a> +</p> +<p class="foot"> +1334 (<a href="#linknoteref-1334">return</a>)<br/> [ De la Phys. p. 283.] +</p> + +<p> +<a name="linknote-1340" id="linknote-1340"> +<!-- Note --></a> +</p> +<p class="foot"> +1340 (<a href="#linknoteref-1340">return</a>)<br/> [ Dr. Maudsley has +given (‘The Physiology and Pathology of Mind,’ 2nd edit. 1868, p. 105), on +good authority, some curious statements with respect to the improvement of +the sense of touch by practice and attention. It is remarkable that when +this sense has thus been rendered more acute at any point of the body, for +instance, in a finger, it is likewise improved at the corresponding point +on the opposite side of the body.] +</p> + +<p> +<a name="linknote-1341" id="linknote-1341"> +<!-- Note --></a> +</p> +<p class="foot"> +1341 (<a href="#linknoteref-1341">return</a>)<br/> [ The Lancet,’ 1838, +pp. 39-40, as quoted by Prof. Laycock, ‘Nervous Diseases of Women,’ 1840, +p. 110.] +</p> + +<p> +<a name="linknote-1342" id="linknote-1342"> +<!-- Note --></a> +</p> +<p class="foot"> +1342 (<a href="#linknoteref-1342">return</a>)<br/> [ ‘Chapters on Mental +Physiology,’ 1858, pp. 91-93.] +</p> + +<p> +<a name="linknote-1343" id="linknote-1343"> +<!-- Note --></a> +</p> +<p class="foot"> +1343 (<a href="#linknoteref-1343">return</a>)<br/> [ ‘Lectures on Surgical +Pathology,’ 3rd edit. revised by Prof. Turner, 1870, pp. 28, 31.] +</p> + +<p> +<a name="linknote-1344" id="linknote-1344"> +<!-- Note --></a> +</p> +<p class="foot"> +1344 (<a href="#linknoteref-1344">return</a>)<br/> [ ‘Elements of +Physiology,’ Eng. translat. vol. ii. p. 938.] +</p> + +<p> +<a name="linknote-1345" id="linknote-1345"> +<!-- Note --></a> +</p> +<p class="foot"> +1345 (<a href="#linknoteref-1345">return</a>)<br/> [ Prof. Laycock has +discussed this point in a very interesting manner. See his ‘Nervous +Diseases of Women,’ 1840, p. 110.] +</p> + +<p> +<a name="linknote-1346" id="linknote-1346"> +<!-- Note --></a> +</p> +<p class="foot"> +1346 (<a href="#linknoteref-1346">return</a>)<br/> [ See, also, Mr. +Michael Foster, on the action of the vaso-motor system, in his interesting +Lecture before the royal Institution, as translated in the ‘Revue des +Cours Scientifiques,’ Sept. 25, 1869, p. 683.] +</p> + +<p> +<a name="linknote-1401" id="linknote-1401"> +<!-- Note --></a> +</p> +<p class="foot"> +1401 (<a href="#linknoteref-1401">return</a>)<br/> [ See the interesting +facts given by Dr. Bateman on ‘Aphasia,’ 1870, p. 110.] +</p> + +<p> +<a name="linknote-1402" id="linknote-1402"> +<!-- Note --></a> +</p> +<p class="foot"> +1402 (<a href="#linknoteref-1402">return</a>)<br/> [ ‘La Physionomie et la +Parole,’ 1865, pp. 103, 118.] +</p> + +<p> +<a name="linknote-1403" id="linknote-1403"> +<!-- Note --></a> +</p> +<p class="foot"> +1403 (<a href="#linknoteref-1403">return</a>)<br/> [ Rengger, +‘Naturgeschichte der Säugethiere von Paraguay,’ 1830, s. 55.] +</p> + +<p> +<a name="linknote-1404" id="linknote-1404"> +<!-- Note --></a> +</p> +<p class="foot"> +1404 (<a href="#linknoteref-1404">return</a>)<br/> [ Quoted by Moreau, in +his edition of Lavater, 1820, tom. iv. p. 211.] +</p> + +<p> +<a name="linknote-1405" id="linknote-1405"> +<!-- Note --></a> +</p> +<p class="foot"> +1405 (<a href="#linknoteref-1405">return</a>)<br/> [ Gratiolet (‘De la +Physionomie,’ 1865, p. 66) insists on the truth of this conclusion.] +</p> + +</div><!--end chapter--> + +<pre> + + + + + +End of the Project Gutenberg EBook of The Expression of Emotion in Man and +Animals, by Charles Darwin + +*** END OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + +***** This file should be named 1227-h.htm or 1227-h.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/2/2/1227/ + +Produced by Charles Keller and David Widger + +Updated editions will replace the previous one--the old editions will +be renamed. + +Creating the works from print editions not protected by U.S. copyright +law means that no one owns a United States copyright in these works, +so the Foundation (and you!) can copy and distribute it in the United +States without permission and without paying copyright +royalties. 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b/old/1227-h/images/plate-6.jpg Binary files differnew file mode 100644 index 0000000..5a0e4d2 --- /dev/null +++ b/old/1227-h/images/plate-6.jpg diff --git a/old/1227-h/images/plate-7.jpg b/old/1227-h/images/plate-7.jpg Binary files differnew file mode 100644 index 0000000..91becbb --- /dev/null +++ b/old/1227-h/images/plate-7.jpg diff --git a/old/old/1227-8.txt b/old/old/1227-8.txt new file mode 100644 index 0000000..b923ee5 --- /dev/null +++ b/old/old/1227-8.txt @@ -0,0 +1,11116 @@ +The Project Gutenberg EBook of The Expression of Emotion in Man and Animals, by +Charles Darwin + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Expression of Emotion in Man and Animals + +Author: Charles Darwin + +Release Date: March, 1998 [EBook #1227] +Last Updated: August 2, 2012 + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + + + + +Produced by Charles Keller and David Widger + + + + + + +THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS + +By Charles Darwin + + +_With Photographic And Other Illustrations_ + +New York + +D. Appleton And Company + +1899 + + + + +DETAILED CONTENTS. +INTRODUCTION......................................................Pages +1-26 + +CHAP. I--GENERAL PRINCIPLES OF EXPRESSION.The three chief principles +stated--The first principle--Serviceable actions become habitual in +association with certain states of the mind, and are performed +whether or not of service in each particular case--The force of +habit--Inheritance--Associated habitual movements in man--Reflex +actions--Passage of habits into reflex actions--Associated habitual +movements in the lower animals--Concluding remarks............27-49 + +CHAP. II--GENERAL PRINCIPLES OF EXPRESSION--_continued_. The +Principle of Antithesis--Instances in the dog and cat--Origin of the +principle--Conventional signs--The principle of antithesis has not +arisen from opposite actions being consciously performed under opposite +impulses..........50-65 + +CHAP. III--GENERAL PRINCIPLES OF EXPRESSION--_concluded_. +The principle of the direct action of the excited nervous system on the +body, independently of the will and in part of habit--Change of +colour in the hair--Trembling of the muscles--Modified +secretions--Perspiration--Expression of extreme pain--Of rage, great +joy, and terror--Contrast between the emotions which cause and do +not cause expressive movements--Exciting and depressing states of the +mind--Summary............................................ 66-82 + +CHAP. IV--MEANS OF EXPRESSION. IN ANIMALS. The emission of sounds--Vocal +sounds--Sounds otherwise produced--Erection of the dermal appendages, +hairs, feathers, &c., under the emotions of anger and terror--The +drawing back of the ears as a preparation for fighting, and as an +expression of anger--Erection of the ears and raising the head, a sign +of attention 88-114 + +CHAP. V.--SPECIAL EXPRESSIONS OF ANIMALS. The Dog, various expressive +movements of--Cats--Horses--Ruminants--Monkeys, their expression of joy +and affection--Of pain--Anger Astonishment and Terror Pages 115-145 + +CHAP. VI.--SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. The +screaming and weeping of infants--Form of features--Age at which weeping +commences--The effects of habitual restraint on weeping--Sobbing--Cause +of the contraction of the muscles round the eyes during screaming--Cause +of the secretion of tears 146-175 + +CHAP. VII.--LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. General +effect of grief on the system--Obliquity of the eyebrows under +suffering--On the cause of the obliquity of the eyebrows--On the +depression of the corners of the mouth 176-195 + +CHAP. VIII.--JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. +Laughter primarily the expression of joy--Ludicrous ideas--Movements +of the features during laughter--Nature of the sound produced--The +secretion of tears during loud laughter--Gradation from loud laughter +to gentle smiling--High spirits--The expression of love--Tender +feelings--Devotion 196-219 + +CHAP. IX.--REFLECTION--MEDITATION--ILL--TEMPER--SULKINESS DETERMINATION. +The act of frowning--Reflection with an effort or with the perception +of something difficult or disagreeable--Abstracted +meditation--Ill-temper--Moroseness--Obstinacy--Sulkiness and +pouting--Decision or determination--The firm closure of the mouth +220-236 + +CHAP. X.-HATRED AND ANGER. Hatred--Rage, effects of on the +system--Uncovering of the teeth--Rage in the insane--Anger and +indignation--As expressed by the various races of man--Sneering and +defiance--The uncovering of the canine teeth on one side of the face +237-252 + +CHAP. XI.--DISDAIN--CONTEMPT--DISGUST--GUILT--PRIDE, +ETC.--HELPLESSNESS--PATIENCE--AFFIRMATION AND NEGATION. Contempt, scorn +and disdain, variously expressed--Derisive Smile--Gestures expressive +of contempt--Disgust--Guilt, deceit, pride, etc.--Helplessness or +impotence--Patience--Obstinacy--Shrugging the shoulders common to most +of the races of man--Signs of affirmation and negation 253-277 + +CHAP. XII.--SURPRISE--ASTONISHMENT--FEAR--HORROR. +Surprise, astonishment--Elevation of the eyebrows--Opening +the mouth--Protrusion of the lips--Gestures accompanying +surprise--Admiration Fear--Terror--Erection of the hair--Contraction of +the platysma muscle--Dilatation of the pupils--horror--Conclusion. Pages +278-308 + +CHAP. XIII.--SELF-ATTENTION--SHAME--SHYNESS--MODESTY: BLUSHING. +Nature of a blush--Inheritance--The parts of the body most +affected--Blushing in the various races of man--Accompanying +gestures--Confusion of mind--Causes of blushing--Self-attention, +the fundamental element--Shyness--Shame, from broken moral laws and +conventional rules--Modesty--Theory of blushing--Recapitulation 309-346 + +CHAP. XIV.--CONCLUDING REMARKS AND SUMMARY. +The three leading principles which have determined the chief movements +of expression--Their inheritance--On the part which the will and +intention have played in the acquirement of various expressions--The +instinctive recognition of expression--The bearing of our subject on +the specific unity of the races of man--On the successive acquirement +of various expressions by the progenitors of man--The importance of +expression--Conclusion 347-366 + +LIST OF ILLUSTRATIONS. + + FIG. PAGE + 1. Diagram of the muscles of the face, from Sir C. Bell 24 + 2. " " " Henle................ 24 + 3. " " " "................ 25 + 4 Small dog watching a cat on a table 43 + 5 Dog approaching another dog with hostile intentions 52 + 6. Dog in a humble and affectionate frame of mind 53 + 7. Half-bred Shepherd Dog 54 + 8. Dog caressing his master 55 + 9. Cat, savage, and prepared to fight 58 + 10. Cat in an affectionate frame of mind 59 + 11. Sound-producing quills from the tail of the Porcupine 93 + 12. Hen driving away a dog from her chickens......98 + 13. Swan driving away an intruder.................99 + 14. Head of snarling dog.........................117 + 15. Cat terrified at a dog.......................125 + 16. Cynopithecus niger, in a placid condition....135 + 17. The same, when pleased by being caressed.....135 + 18. Chimpanzee disappointed and sulky............139 + 19. Photograph of an insane woman................296 + 20. Terror.......................................299 + 21. Horror and Agony.............................306 + + Plate I. to face page 147 Plate V. to face page 254. + " II. " 178. " VI. " 264. + " III. " 200. " VII. " 300. + " IV. " 248. + +_N. B_.--Several of the figures in these seven Heliotype Plates +have been reproduced from photographs, instead of from the original +negatives; and they are in consequence somewhat indistinct. Nevertheless +they are faithful copies, and are much superior for my purpose to any +drawing, however carefully executed. + + + + +ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. + + + + +INTRODUCTION. + +MANY works have been written on Expression, but a greater number on +Physiognomy,--that is, on the recognition of character through the study +of the permanent form of the features. With this latter subject I am +not here concerned. The older treatises,[1] which I have consulted, have +been of little or no service to me. The famous 'Conferences'[2] of the +painter Le Brun, published in 1667, is the best known ancient work, +and contains some good remarks. Another somewhat old essay, namely, +the 'Discours,' delivered 1774-1782, by the well-known Dutch anatomist +Camper,[3] can hardly be considered as having made any marked advance in +the subject. The following works, on the contrary, deserve the fullest +consideration. + +Sir Charles Bell, so illustrious for his discoveries in physiology, +published in 1806 the first edition, and in the third edition of his +'Anatomy and Philosophy of Expression.'[4] He may with justice be said, +not only to have laid the foundations of the subject as a branch of +science, but to have built up a noble structure. His work is in every +way deeply interesting; it includes graphic descriptions of the various +emotions, and is admirably illustrated. It is generally admitted that +his service consists chiefly in having shown the intimate relation which +exists between the movements of expression and those of respiration. One +of the most important points, small as it may at first appear, is that +the muscles round the eyes are involuntarily contracted during violent +expiratory efforts, in order to protect these delicate organs from the +pressure of the blood. This fact, which has been fully investigated for +me with the greatest kindness by Professors Donders of Utrecht, throws, +as we shall hereafter see, a flood of light on several of the most +important expressions of the human countenance. The merits of Sir C. +Bell's work have been undervalued or quite ignored by several foreign +writers, but have been fully admitted by some, for instance by M. +Lemoine,[5] who with great justice says:--"Le livre de Ch. Bell devrait +etre medite par quiconque essaye de faire parler le visage de l'homme, +par les philosophes aussi bien que par les artistes, car, sous une +apparence plus legere et sous le pretexte de l'esthetique, c'est un +des plus beaux monuments de la science des rapports du physique et du +moral." + +From reasons which will presently be assigned, Sir C. Bell did not +attempt to follow out his views as far as they might have been carried. +He does not try to explain why different muscles are brought into action +under different emotions; why, for instance, the inner ends of the +eyebrows are raised, and the corners of the mouth depressed, by a person +suffering from grief or anxiety. + +In 1807 M. Moreau edited an edition of Lavater on Physiognomy,[6] in +which he incorporated several of his own essays, containing excellent +descriptions of the movements of the facial muscles, together with +many valuable remarks. He throws, however, very little light on the +philosophy of the subject. For instance, M. Moreau, in speaking of the +act of frowning, that is, of the contraction of the muscle called by +French writers the _soucilier_ (_corrigator supercilii_), remarks with +truth:--"Cette action des sourciliers est un des symptomes les plus +tranches de l'expression des affections penibles ou concentrees." He +then adds that these muscles, from their attachment and position, are +fitted "a resserrer, a concentrer les principaux traits de la _face_, +comme il convient dans toutes ces passions vraiment oppressives +ou profondes, dans ces affections dont le sentiment semble porter +l'organisation a revenir sur elle-meme, a se contracter et a +_s'amoindrir_, comme pour offrir moins de prise et de surface a des +impressions redoutables ou importunes." He who thinks that remarks of +this kind throw any light on the meaning or origin of the different +expressions, takes a very different view of the subject to what I do. + +The earliest edition of this work, referred to in the preface to the +edition of 1820 in ten volumes, as containing the observations of M. +Moreau, is said to have been published in 1807; and I have no doubt that +this is correct, because the 'Notice sur Lavater' at the commencement +of volume i. is dated April 13, 1806. In some bibliographical works, +however, the date of 1805--1809 is given, but it seems impossible that +1805 can be correct. Dr. Duchenne remarks ('Mecanisme de la Physionomie +Humaine,'-8vo edit. 1862, p. 5, and 'Archives Generales de Medecine,' +Jan. et Fev. 1862) that M. Moreau "_a compose pour son ouvrage un +article important_," &c., in the year 1805; and I find in volume i. of +the edition of 1820 passages bearing the dates of December 12, 1805, and +another January 5, 1806, besides that of April 13, 1806, above referred +to. In consequence of some of these passages having thus been COMPOSED +in 1805, Dr. Duchenne assigns to M. Moreau the priority over Sir C. +Bell, whose work, as we have seen, was published in 1806. This is a very +unusual manner of determining the priority of scientific works; but such +questions are of extremely little importance in comparison with their +relative merits. The passages above quoted from M. Moreau and from Le +Brun are taken in this and all other cases from the edition of 1820 of +Lavater, tom. iv. p. 228, and tom. ix. p. 279. In the above passage +there is but a slight, if any, advance in the philosophy of the subject, +beyond that reached by the painter Le Brun, who, in 1667, in describing +the expression of fright, says:--"Le sourcil qui est abaisse d'un cote +et eleve de l'autre, fait voir que la partie elevee semble le vouloir +joindre au cerveau pour le garantir du mal que l'ame apercoit, et le +cote qui est abaisse et qui parait enfle,--nous fait trouver dans cet +etat par les esprits qui viennent du cerveau en abondance, comme polir +couvrir l'aine et la defendre du mal qu'elle craint; la bouche fort +ouverte fait voir le saisissement du coeur, par le sang qui se retire +vers lui, ce qui l'oblige, voulant respirer, a faire un effort qui est +cause que la bouche s'ouvre extremement, et qui, lorsqu'il passe par les +organes de la voix, forme un son qui n'est point articule; que si les +muscles et les veines paraissent enfles, ce n'est que par les esprits +que le cerveau envoie en ces parties-la." I have thought the foregoing +sentences worth quoting, as specimens of the surprising nonsense which +has been written on the subject. + +'The Physiology or Mechanism of Blushing,' by Dr. Burgess, appeared +in 1839, and to this work I shall frequently refer in my thirteenth +Chapter. + +In 1862 Dr. Duchenne published two editions, in folio and octavo, of his +'Mecanisme de la Physionomie Humaine,' in which he analyses by means of +electricity, and illustrates by magnificent photographs, the movements +of the facial muscles. He has generously permitted me to copy as many of +his photographs as I desired. His works have been spoken lightly of, or +quite passed over, by some of his countrymen. It is possible that Dr. +Duchenne may have exaggerated the importance of the contraction of +single muscles in giving expression; for, owing to the intimate manner +in which the muscles are connected, as may be seen in Henle's anatomical +drawings[7]--the best I believe ever published it is difficult to +believe in their separate action. Nevertheless, it is manifest that Dr. +Duchenne clearly apprehended this and other sources of error, and as it +is known that he was eminently successful in elucidating the physiology +of the muscles of the hand by the aid of electricity, it is probable +that he is generally in the right about the muscles of the face. In my +opinion, Dr. Duchenne has greatly advanced the subject by his treatment +of it. No one has more carefully studied the contraction of each +separate muscle, and the consequent furrows produced on the skin. He +has also, and this is a very important service, shown which muscles are +least under the separate control of the will. He enters very little into +theoretical considerations, and seldom attempts to explain why certain +muscles and not others contract under the influence of certain emotions. +A distinguished French anatomist, Pierre Gratiolet, gave a course of +lectures on Expression at the Sorbonne, and his notes were published +(1865) after his death, under the title of 'De la Physionomie et des +Mouvements d'Expression.' This is a very interesting work, full of +valuable observations. His theory is rather complex, and, as far as it +can be given in a single sentence (p. 65), is as follows:--"Il resulte, +de tous les faits que j'ai rappeles, que les sens, l'imagination et la +pensee ellememe, si elevee, si abstraite qu'on la suppose, ne peuvent +s'exercer sans eveiller un sentiment correlatif, et que ce sentiment +se traduit directement, sympathiquement, symboliquement ou +metaphoriquement, dans toutes les spheres des organs exterieurs, qui la +racontent tous, suivant leur mode d'action propre, comme si chacun d'eux +avait ete directement affecte." + +Gratiolet appears to overlook inherited habit, and even to some extent +habit in the individual; and therefore he fails, as it seems to me, to +give the right explanation, or any explanation at all, of many gestures +and expressions. As an illustration of what he calls symbolic movements, +I will quote his remarks (p. 37), taken from M. Chevreul, on a man +playing at billiards. "Si une bille devie legerement de la direction +que le joueur pretend zlui imprimer, ne l'avez-vous pas vu cent fois +la pousser du regard, de la tete et meme des epaules, comme si ces +mouvements, purement symboliques, pouvaient rectifier son trajet? Des +mouvements non moins significatifs se produisent quand la bille manque +d'une impulsion suffisante. Et cliez les joueurs novices, ils sont +quelquefois accuses au point d'eveiller le sourire sur les levres des +spectateurs." Such movements, as it appeirs to me, may be attributed +simply to habit. As often as a man has wished to move an object to one +side, he has always pushed it to that side when forwards, he has pushed +it forwards; and if he has wished to arrest it, he has pulled backwards. +Therefore, when a man sees his ball travelling in a wrong direction, and +he intensely wishes it to go in another direction, he cannot avoid, from +long habit, unconsciously performing movements which in other cases he +has found effectual. + +As an instance of sympathetic movements Gratiolet gives (p. 212) the +following case:--"un jeune chien A oreilles droites, auquel son maitre +presente de loin quelque viande appetissante, fixe avec ardeur ses yeux +sur cet objet dont il suit tous les mouvements, et pendant que les yeux +regardent, les deux oreilles se portent en avant comme si cet objet +pouvait etre entendu." Here, instead of speaking of sympathy between +the ears and eyes, it appears to me more simple to believe, that as dogs +during many generations have, whilst intently looking at any object, +pricked their ears in order to perceive any sound; and conversely have +looked intently in the direction of a sound to which they may have +listened, the movements of these organs have become firmly associated +together through long-continued habit. + +Dr. Piderit published in 1859 an essay on Expression, which I have not +seen, but in which, as he states, he forestalled Gratiolet in many of +his views. In 1867 he published his 'Wissenschaftliches System der Mimik +und Physiognomik.' It is hardly possible to give in a few sentences a +fair notion of his views; perhaps the two following sentences will tell +as much as can be briefly told: "the muscular movements of expression +are in part related to imaginary objects, and in part to imaginary +sensorial impressions. In this proposition lies the key to the +comprehension of all expressive muscular movements." (s. 25) Again, +"Expressive movements manifest themselves chiefly in the numerous and +mobile muscles of the face, partly because the nerves by which they +are set into motion originate in the most immediate vicinity of the +mind-organ, but partly also because these muscles serve to support the +organs of sense." (s. 26.) If Dr. Piderit had studied Sir C. Bell's +work, he would probably not have said (s. 101) that violent laughter +causes a frown from partaking of the nature of pain; or that with +infants (s. 103) the tears irritate the eyes, and thus excite the +contraction of the surrounding in muscles. Many good remarks are +scattered throughout this volume, to which I shall hereafter refer. + +Short discussions on Expression may be found in various works, which +need not here be particularised. Mr. Bain, however, in two of his works +has treated the subject at some length. He says,[8] "I look upon the +expression so-called as part and parcel of the feeling. I believe it to +be a general law of the mind that along with the fact of inward feeling +or consciousness, there is a diffusive action or excitement over the +bodily members." In another place he adds, "A very considerable number +of the facts may be brought under the following principle: namely, that +states of pleasure are connected with an increase, and states of pain +with an abatement, of some, or all, of the vital functions." But the +above law of the diffusive action of feelings seems too general to throw +much light on special expressions. + +Mr. Herbert Spencer, in treating of the Feelings in his 'Principles of +Psychology' (1855), makes the following remarks:--"Fear, when strong, +expresses itself in cries, in efforts to hide or escape, in palpitations +and tremblings; and these are just the manifestations that would +accompany an actual experience of the evil feared. The destructive +passions are shown in a general tension of the muscular system, in +gnashing of the teeth and protrusion of the claws, in dilated eyes +and nostrils in growls; and these are weaker forms of the actions that +accompany the killing of prey." Here we have, as I believe, the true +theory of a large number of expressions; but the chief interest and +difficulty of the subject lies in following out the wonderfully complex +results. I infer that some one (but who he is I have not been able to +ascertain) formerly advanced a nearly similar view, for Sir C. Bell +says,[9] "It has been maintained that what are called the external signs +of passion, are only the concomitants of those voluntary movements which +the structure renders necessary." Mr. Spencer has also published[10] +a valuable essay on the physiology of Laughter, in which he insists on +"the general law that feeling passing a certain pitch, habitually +vents itself in bodily action," and that "an overflow of nerve-force +undirected by any motive, will manifestly take first the most habitual +routes; and if these do not suffice, will next overflow into the less +habitual ones." This law I believe to be of the highest importance in +throwing light on our subject.' + +All the authors who have written on Expression, with the exception of +Mr. Spencer--the great expounder of the principle of Evolution--appear +to have been firmly convinced that species, man of course included, +came into existence in their present condition. Sir C. Bell, being +thus convinced, maintains that many of our facial muscles are "purely +instrumental in expression;" or are "a special provision" for this sole +object.[12] But the simple fact that the anthropoid apes possess the +same facial muscles as we do,[13] renders it very improbable that these +muscles in our case serve exclusively for expression; for no one, I +presume, would be inclined to admit that monkeys have been endowed with +special muscles solely for exhibiting their hideous grimaces. Distinct +uses, independently of expression, can indeed be assigned with much +probability for almost all the facial muscles. + +Sir C. Bell evidently wished to draw as broad a distinction as possible +between man and the lower animals; and he consequently asserts that with +"the lower creatures there is no expression but what may be referred, +more or less plainly, to their acts of volition or necessary instincts." +He further maintains that their faces "seem chiefly capable of +expressing rage and fear."[14] But man himself cannot express love and +humility by external signs, so plainly as does a dog, when with drooping +ears, hanging lips, flexuous body, and wagging tail, he meets his +beloved master. Nor can these movements in the dog be explained by acts +of volition or necessary instincts, any more than the beaming eyes and +smiling cheeks of a man when he meets an old friend. If Sir C. Bell had +been questioned about the expression of affection in the dog, he would +no doubt have answered that this animal had been created with special +instincts, adapting him for association with man, and that all further +enquiry on the subject was superfluous. + +Although Gratiolet emphatically denies[15] that any muscle has been +developed solely for the sake of expression, he seems never to have +reflected on the principle of evolution. He apparently looks at each +species as a separate creation. So it is with the other writers on +Expression. For instance, Dr. Duchenne, after speaking of the movements +of the limbs, refers to those which give expression to the face, and +remarks:[16] "Le createur n'a donc pas eu a se preoccuper ici des +besoins de la mecanique; il a pu, selon sa sagesse, ou--que l'on me +pardonne cette maniere de parler--par une divine fantaisie, mettre +en action tel ou tel muscle, un seul ou plusieurs muscles a la fois, +lorsqu'il a voulu que les signes caracteristiques des passions, meme les +plus fugaces, lussent ecrits passagerement sur la face de l'homme. Ce +langage de la physionomie une fois cree, il lui a suffi, pour le +rendre universel et immuable, de donner a tout etre humain la faculte +instinctive d'exprimer toujours ses sendments par la contraction des +memes muscles." + +Many writers consider the whole subject of Expression as inexplicable. +Thus the illustrious physiologist Muller, says,[17] "The completely +different expression of the features in different passions shows that, +according to the kind of feeling excited, entirely different groups of +the fibres of the facial nerve are acted on. Of the cause of this we are +quite ignorant." + +No doubt as long as man and all other animals are viewed as independent +creations, an effectual stop is put to our natural desire to investigate +as far as possible the causes of Expression. By this doctrine, anything +and everything can be equally well explained; and it has proved as +pernicious with respect to Expression as to every other branch of +natural history. With mankind some expressions, such as the bristling of +the hair under the influence of extreme terror, or the uncovering of the +teeth under that of furious rage, can hardly be understood, except +on the belief that man once existed in a much lower and animal-like +condition. The community of certain expressions in distinct though +allied species, as in the movements of the same facial muscles during +laughter by man and by various monkeys, is rendered somewhat more +intelligible, if we believe in their descent from a common progenitor. +He who admits on general grounds that the structure and habits of all +animals have been gradually evolved, will look at the whole subject of +Expression in a new and interesting light. + +The study of Expression is difficult, owing to the movements being often +extremely slight, and of a fleeting nature. A difference may be clearly +perceived, and yet it may be impossible, at least I have found it so, to +state in what the difference consists. When we witness any deep emotion, +our sympathy is so strongly excited, that close observation is forgotten +or rendered almost impossible; of which fact I have had many curious +proofs. Our imagination is another and still more serious source of +error; for if from the nature of the circumstances we expect to see +any expression, we readily imagine its presence. Notwithstanding Dr. +Duchenne's great experience, he for a long time fancied, as he states, +that several muscles contracted under certain emotions, whereas he +ultimately convinced himself that the movement was confined to a single +muscle. + +In order to acquire as good a foundation as possible, and to ascertain, +independently of common opinion, how far particular movements of the +features and gestures are really expressive of certain states of the +mind, I have found the following means the most serviceable. In the +first place, to observe infants; for they exhibit many emotions, as Sir +C. Bell remarks, "with extraordinary force;" whereas, in after life, +some of our expressions "cease to have the pure and simple source from +which they spring in infancy."[18] + +In the second place, it occurred to me that the insane ought to +be studied, as they are liable to the strongest passions, and give +uncontrolled vent to them. I had, myself, no opportunity of doing this, +so I applied to Dr. Maudsley and received from him an introduction +to Dr. J. Crichton Browne, who has charge of an immense asylum near +Wakefield, and who, as I found, had already attended to the subject. +This excellent observer has with unwearied kindness sent me copious +notes and descriptions, with valuable suggestions on many points; and I +can hardly over-estimate the value of his assistance. I owe also, to the +kindness of Mr. Patrick Nicol, of the Sussex Lunatic Asylum, interesting +statements on two or three points. + +Thirdly Dr. Duchenne galvanized, as we have already seen, certain +muscles in the face of an old man, whose skin was little sensitive, and +thus produced various expressions which were photographed on a large +scale. It fortunately occurred to me to show several of the best plates, +without a word of explanation, to above twenty educated persons of +various ages and both sexes, asking them, in each case, by what emotion +or feeling the old man was supposed to be agitated; and I recorded their +answers in the words which they used. Several of the expressions were +instantly recognised by almost everyone, though described in not exactly +the same terms; and these may, I think, be relied on as truthful, +and will hereafter be specified. On the other hand, the most widely +different judgments were pronounced in regard to some of them. This +exhibition was of use in another way, by convincing me how easily we +may be misguided by our imagination; for when I first looked through +Dr. Duchenne's photographs, reading at the same time the text, and +thus learning what was intended, I was struck with admiration at the +truthfulness of all, with only a few exceptions. Nevertheless, if I had +examined them without any explanation, no doubt I should have been as +much perplexed, in some cases, as other persons have been. + +Fourthly, I had hoped to derive much aid from the great masters in +painting and sculpture, who are such close observers. Accordingly, I +have looked at photographs and engravings of many well-known works; but, +with a few exceptions, have not thus profited. The reason no doubt +is, that in works of art, beauty is the chief object; and strongly +contracted facial muscles destroy beauty.[19] The story of the +composition is generally told with wonderful force and truth by +skilfully given accessories. + +Fifthly, it seemed to me highly important to ascertain whether the same +expressions and gestures prevail, as has often been asserted without +much evidence, with all the races of mankind, especially with those who +have associated but little with Europeans. Whenever the same movements +of the features or body express the same emotions in several distinct +races of man, we may infer with much probability, that such expressions +are true ones,--that is, are innate or instinctive. Conventional +expressions or gestures, acquired by the individual during early life, +would probably have differed in the different races, in the same manner +as do their languages. Accordingly I circulated, early in the year +1867, the following printed queries with a request, which has been +fully responded to, that actual observations, and not memory, might be +trusted. These queries were written after a considerable interval of +time, during which my attention had been otherwise directed, and I can +now see that they might have been greatly improved. To some of the later +copies, I appended, in manuscript, a few additional remarks:-- + +(1.) Is astonishment expressed by the eyes and mouth being opened wide, +and by the eyebrows being raised? + +(2.) Does shame excite a blush when the colour of the skin allows it to +be visible? and especially how low down the body does the blush extend? + +(3.) When a man is indignant or defiant does he frown, hold his body and +head erect, square his shoulders and clench his fists? + +(4) When considering deeply on any subject, or trying to understand any +puzzle, does he frown, or wrinkle the skin beneath the lower eyelids? + +(5.) When in low spirits, are the corners of the mouth depressed, and +the inner corner of the eyebrows raised by that muscle which the French +call the "Grief muscle"? The eyebrow in this state becomes slightly +oblique, with a little swelling at the Inner end; and the forehead +is transversely wrinkled in the middle part, but not across the whole +breadth, as when the eyebrows are raised in surprise. (6.) When in good +spirits do the eyes sparkle, with the skin a little wrinkled round and +under them, and with the mouth a little drawn back at the corners? + +(7.) When a man sneers or snarls at another, is the corner of the upper +lip over the canine or eye tooth raised on the side facing the man whom +he addresses? + +(8) Can a dogged or obstinate expression be recognized, which is chiefly +shown by the mouth being firmly closed, a lowering brow and a slight +frown? + +(9.) Is contempt expressed by a slight protrusion of the lips and by +turning up the nose, and with a slight expiration? + +(10) Is disgust shown by the lower lip being turned down, the upper +lip slightly raised, with a sudden expiration, something like incipient +vomiting, or like something spit out of the mouth? + +(11.) Is extreme fear expressed in the same general manner as with +Europeans? + +(12.) Is laughter ever carried to such an extreme as to bring tears into +the eyes? + +(13.) When a man wishes to show that he cannot prevent something being +done, or cannot himself do something, does he shrug his shoulders, turn +inwards his elbows, extend outwards his hands and open the palms; with +the eyebrows raised? + +(14) Do the children when sulky, pout or greatly protrude the lips? + +(15.) Can guilty, or sly, or jealous expressions be recognized? though I +know not how these can be defined. + +(16.) Is the head nodded vertically in affirmation, and shaken laterally +in negation? + + +Observations on natives who have had little communication with Europeans +would be of course the most valuable, though those made on any natives +would be of much interest to me. General remarks on expression are of +comparatively little value; and memory is so deceptive that I earnestly +beg it may not be trusted. A definite description of the countenance +under any emotion or frame of mind, with a statement of the +circumstances under which it occurred, would possess much value. + +To these queries I have received thirty-six answers from different +observers, several of them missionaries or protectors of the aborigines, +to all of whom I am deeply indebted for the great trouble which they +have taken, and for the valuable aid thus received. I will specify their +names, &c., towards the close of this chapter, so as not to interrupt my +present remarks. The answers relate to several of the most distinct +and savage races of man. In many instances, the circumstances have been +recorded under which each expression was observed, and the expression +itself described. In such cases, much confidence may be placed in the +answers. When the answers have been simply yes or no, I have always +received them with caution. It follows, from the information thus +acquired, that the same state of mind is expressed throughout the world +with remarkable uniformity; and this fact is in itself interesting +as evidence of the close similarity in bodily structure and mental +disposition of all the races, of mankind. + +Sixthly, and lastly, I have attended as closely as I could, to the +expression of the several passions in some of the commoner animals; and +this I believe to be of paramount importance, not of course for deciding +how far in man certain expressions are characteristic of certain states +of mind, but as affording the safest basis for generalisation on the +causes, or origin, of the various movements of Expression. In observing +animals, we are not so likely to be biassed by our imagination; and we +may feel safe that their expressions are not conventional. + +From the reasons above assigned, namely, the fleeting nature of some +expressions (the changes in the features being often extremely slight); +our sympathy being easily aroused when we behold any strong emotion, +and our attention thus distracted; our imagination deceiving us, from +knowing in a vague manner what to expect, though certainly few of us +know what the exact changes in the countenance are; and lastly, even our +long familiarity with the subject,--from all these causes combined, the +observation of Expression is by no means easy, as many persons, whom I +have asked to observe certain points, have soon discovered. Hence it is +difficult to determine, with certainty, what are the movements of the +features and of the body, which commonly characterize certain states of +the mind. Nevertheless, some of the doubts and difficulties have, as +I hope, been cleared away by the observation of infants,--of the +insane,--of the different races of man,--of works of art,--and lastly, +of the facial muscles under the action of galvanism, as effected by Dr. +Duchenne. + +But there remains the much greater difficulty of understanding the +cause or origin of the several expressions, and of judging whether any +theoretical explanation is trustworthy. Besides, judging as well as we +can by our reason, without the aid of any rules, which of two or more +explanations is the most satisfactory, or are quite unsatisfactory, I +see only one way of testing our conclusions. This is to observe whether +the same principle by which one expression can, as it appears, be +explained, is applicable in other allied cases; and especially, whether +the same general principles can be applied with satisfactory results, +both to man and the lower animals. This latter method, I am inclined to +think, is the most serviceable of all. The difficulty of judging of the +truth of any theoretical explanation, and of testing it by some distinct +line of investigation, is the great drawback to that interest which the +study seems well fitted to excite. + +Finally, with respect to my own observations, I may state that they were +commenced in the year 1838; and from that time to the present day, I +have occasionally attended to the subject. At the above date, I was +already inclined to believe in the principle of evolution, or of the +derivation of species from other and lower forms. Consequently, when I +read Sir C. Bell's great work, his view, that man had been created with +certain muscles specially adapted for the expression of his feelings, +struck me as unsatisfactory. It seemed probable that the habit of +expressing our feelings by certain movements, though now rendered +innate, had been in some manner gradually acquired. But to discover how +such habits had been acquired was perplexing in no small degree. The +whole subject had to be viewed under a new aspect, and each expression +demanded a rational explanation. This belief led me to attempt the +present work, however imperfectly it may have been executed.-------- + +I will now give the names of the gentlemen to whom, as I have said, I am +deeply indebted for information in regard to the expressions exhibited +by various races of man, and I will specify some of the circumstances +under which the observations were in each case made. Owing to the great +kindness and powerful influence of Mr. Wilson, of Hayes Place, Kent, I +have received from Australia no less than thirteen sets of answers to +my queries. This has been particularly fortunate, as the Australian +aborigines rank amongst the most distinct of all the races of man. It +will be seen that the observations have been chiefly made in the south, +in the outlying parts of the colony of Victoria; but some excellent +answers have been received from the north. + +Mr. Dyson Lacy has given me in detail some valuable observations, made +several hundred miles in the interior of Queensland. To Mr. R. Brough +Smyth, of Melbourne, I am much indebted for observations made +by himself, and for sending me several of the following letters, +namely:--From the Rev. Mr. Hagenauer, of Lake Wellington, a missionary +in Gippsland, Victoria, who has had much experience with the natives. +From Mr. Samuel Wilson, a landowner, residing at Langerenong, Wimmera, +Victoria. From the Rev. George Taplin, superintendent of the native +Industrial Settlement at Port Macleay. From Mr. Archibald G. Lang, of +Coranderik, Victoria, a teacher at a school where aborigines, old and +young, are collected from all parts of the colony. From Mr. H. B. +Lane, of Belfast, Victoria, a police magistrate and warden, whose +observations, as I am assured, are highly trustworthy. From Mr. +Templeton Bunnett, of Echuca, whose station is on the borders of +the colony of Victoria, and who has thus been able to observe many +aborigines who have had little intercourse with white men. He compared +his observations with those made by two other gentlemen long resident +in the neighbourhood. Also from Mr. J. Bulmer, a missionary in a remote +part of Gippsland, Victoria. + +I am also indebted to the distinguished botanist, Dr. Ferdinand Muller, +of Victoria, for some observations made by himself, and for sending me +others made by Mrs. Green, as well as for some of the foregoing letters. + +In regard to the Maoris of New Zealand, the Rev. J. W. Stack has +answered only a few of my queries; but the answers have been remarkably +full, clear, and distinct, with the circumstances recorded under which +the observations were made. + +The Rajah Brooke has given me some information with respect to the Dyaks +of Borneo. + +Respecting the Malays, I have been highly successful; for Mr. F. Geach +(to whom I was introduced by Mr. Wallace), during his residence as a +mining engineer in the interior of Malacca, observed many natives, who +had never before associated with white men. He wrote me two long +letters with admirable and detailed observations on their expression. He +likewise observed the Chinese immigrants in the Malay archipelago. + +The well-known naturalist, H. M. Consul, Mr. Swinhoe, also observed +for me the Chinese in their native country; and he made inquiries from +others whom he could trust. + +In India Mr. H. Erskine, whilst residing in his official capacity in the +Admednugur District in the Bombay Presidency, attended to the expression +of the inhabitants, but found much difficulty in arriving at any safe +conclusions, owing to their habitual concealment of all emotions in +the presence of Europeans. He also obtained information for me from +Mr. West, the Judge in Canara, and he consulted some intelligent native +gentlemen on certain points. In Calcutta Mr. J. Scott, curator of the +Botanic Gardens, carefully observed the various tribes of men therein +employed during a considerable period, and no one has sent me such full +and valuable details. The habit of accurate observation, gained by his +botanical studies, has been brought to bear on our present subject. For +Ceylon I am much indebted to the Rev. S. O. Glenie for answers to some +of my queries. + +Turning to Africa, I have been unfortunate with respect to the negroes, +though Mr. Winwood Reade aided me as far as lay in his power. It would +have been comparatively easy to have obtained information in regard to +the negro slaves in America; but as they have long associated with +white men, such observations would have possessed little value. In the +southern parts of the continent Mrs. Barber observed the Kafirs and +Fingoes, and sent me many distinct answers. Mr. J. P. Mansel Weale also +made some observations on the natives, and procured for me a curious +document, namely, the opinion, written in English, of Christian +Gaika, brother of the Chief Sandilli, on the expressions of his +fellow-countrymen. In the northern regions of Africa Captain Speedy, +who long resided with the Abyssinians, answered my queries partly from +memory and partly from observations made on the son of King Theodore, +who was then under his charge. Professor and Mrs. Asa Gray attended +to some points in the expressions of the natives, as observed by them +whilst ascending the Nile. + +On the great American continent Mr. Bridges, a catechist residing +with the Fuegians, answered some few questions about their expression, +addressed to him many years ago. In the northern half of the continent +Dr. Rothrock attended to the expressions of the wild Atnah and Espyox +tribes on the Nasse River, in North-Western America. Mr. Washington +Matthews Assistant-Surgeon in the United States Army, also observed +with special care (after having seen my queries, as printed in the +'Smithsonian Report') some of the wildest tribes in the Western parts +of the United States, namely, the Tetons, Grosventres, Mandans, and +Assinaboines; and his answers have proved of the highest value. + +Lastly, besides these special sources of information, I have collected +some few facts incidentally given in books of travels.---- + +[Illustration: Muscles of the human face. Fig 1-2] + +[Illustration: Muscles of the human face. Fig 3] + +As I shall often have to refer, more especially in the latter part of +this volume, to the muscles of the human face, I have had a diagram +(fig. 1) copied and reduced from Sir C. Bell's work, and two others, +with more accurate details (figs. 2 and 3), from Herde's well-known +'Handbuch der Systematischen Anatomie des Menschen.' The same letters +refer to the same muscles in all three figures, but the names are given +of only the more important ones to which I shall have to allude. The +facial muscles blend much together, and, as I am informed, hardly appear +on a dissected face so distinct as they are here represented. Some +writers consider that these muscles consist of nineteen pairs, with one +unpaired;[20] but others make the number much larger, amounting even to +fifty-five, according to Moreau. They are, as is admitted by everyone +who has written on the subject, very variable in structure; and Moreau +remarks that they are hardly alike in half-a-dozen subjects.[21] They +are also variable in function. Thus the power of uncovering the canine +tooth on one side differs much in different persons. The power of +raising the wings of the nostrils is also, according to Dr. Piderit,[22] +variable in a remarkable degree; and other such cases could be given. + +Finally, I must have the pleasure of expressing my obligations to Mr. +Rejlander for the trouble which he has taken in photographing for me +various expressions and gestures. I am also indebted to Herr Kindermann, +of Hamburg, for the loan of some excellent negatives of crying infants; +and to Dr. Wallich for a charming one of a smiling girl. I have already +expressed my obligations to Dr. Duchenne for generously permitting me +to have some of his large photographs copied and reduced. All these +photographs have been printed by the Heliotype process, and the accuracy +of the copy is thus guaranteed. These plates are referred to by Roman +numerals. + +I am also greatly indebted to Mr. T. W. Wood for the extreme pains which +he has taken in drawing from life the expressions of various animals. A +distinguished artist, Mr. Riviere, has had the kindness to give me +two drawings of dogs--one in a hostile and the other in a humble and +caressing frame of mind. Mr. A. May has also given me two similar +sketches of dogs. Mr. Cooper has taken much care in cutting the blocks. +Some of the photographs and drawings, namely, those by Mr. May, and +those by Mr. Wolf of the Cynopithecus, were first reproduced by Mr. +Cooper on wood by means of photography, and then engraved: by this means +almost complete fidelity is ensured. + + + +CHAPTER I. -- GENERAL PRINCIPLES OF EXPRESSION. + +The three chief principles stated--The first principle--Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular +case--The force of habit--Inheritance--Associated habitual movements in +man--Reflex actions--Passage of habits into reflex actions--Associated +habitual movements in the lower animals--Concluding remarks. + + +I WILL begin by giving the three Principles, which appear to me to +account for most of the expressions and gestures involuntarily used by +man and the lower animals, under the influence of various emotions and +sensations.[101] I arrived, however, at these three Principles only at +the close of my observations. They will be discussed in the present and +two following chapters in a general manner. Facts observed both with man +and the lower animals will here be made use of; but the latter facts +are preferable, as less likely to deceive us. In the fourth and fifth +chapters, I will describe the special expressions of some of the lower +animals; and in the succeeding chapters those of man. Everyone will thus +be able to judge for himself, how far my three principles throw light on +the theory of the subject. It appears to me that so many expressions are +thus explained in a fairly satisfactory manner, that probably all will +hereafter be found to come under the same or closely analogous heads. +I need hardly premise that movements or changes in any part of the +body,--as the wagging of a dog's tail, the drawing back of a horse's +ears, the shrugging of a man's shoulders, or the dilatation of +the capillary vessels of the skin,--may all equally well serve for +expression. The three Principles are as follows. + +I. _The principle of serviceable associated Habits_.--Certain complex +actions are of direct or indirect service under certain states of the +mind, in order to relieve or gratify certain sensations, desires, &c.; +and whenever the same state of mind is induced, however feebly, there +is a tendency through the force of habit and association for the same +movements to be performed, though they may not then be of the least use. +Some actions ordinarily associated through habit with certain states of +the mind may be partially repressed through the will, and in such cases +the muscles which are least under the separate control of the will are +the most liable still to act, causing movements which we recognize as +expressive. In certain other cases the checking of one habitual movement +requires other slight movements; and these are likewise expressive. + +II. _The principle of Antithesis_.--Certain states of the mind lead +to certain habitual actions, which are of service, as under our first +principle. Now when a directly opposite state of mind is induced, there +is a strong and involuntary tendency to the performance of movements +of a directly opposite nature, though these are of no use; and such +movements are in some cases highly expressive. + +III. _The principle of actions due to the constitution of the Nervous +System, independently from the first of the Will, and independently to +a certain extent of Habit_.--When the sensorium is strongly excited, +nerve-force is generated in excess, and is transmitted in certain +definite directions, depending on the connection of the nerve-cells, +and partly on habit: or the supply of nerve-force may, as it appears, be +interrupted. Effects are thus produced which we recognize as expressive. +This third principle may, for the sake of brevity, be called that of the +direct action of the nervous system. + + +With respect to our _first Principle_, it is notorious how powerful is +the force of habit. The most complex and difficult movements can in +time be performed without the least effort or consciousness. It is not +positively known how it comes that habit is so efficient in facilitating +complex movements; but physiologists admit[102] "that the conducting +power of the nervous fibres increases with the frequency of their +excitement." This applies to the nerves of motion and sensation, as +well as to those connected with the act of thinking. That some physical +change is produced in the nerve-cells or nerves which are habitually +used can hardly be doubted, for otherwise it is impossible to understand +how the tendency to certain acquired movements is inherited. That they +are inherited we see with horses in certain transmitted paces, such as +cantering and ambling, which are not natural to them,--in the pointing +of young pointers and the setting of young setters--in the peculiar +manner of flight of certain breeds of the pigeon, &c. We have analogous +cases with mankind in the inheritance of tricks or unusual gestures, to +which we shall presently recur. To those who admit the gradual evolution +of species, a most striking instance of the perfection with which the +most difficult consensual movements can be transmitted, is afforded by +the humming-bird Sphinx-moth (_Macroglossa_); for this moth, shortly +after its emergence from the cocoon, as shown by the bloom on its +unruffled scales, may be seen poised stationary in the air, with its +long hair-like proboscis uncurled and inserted into the minute orifices +of flowers; and no one, I believe, has ever seen this moth learning to +perform its difficult task, which requires such unerring aim. + +When there exists an inherited or instinctive tendency to the +performance of an action, or an inherited taste for certain kinds of +food, some degree of habit in the individual is often or generally +requisite. We find this in the paces of the horse, and to a certain +extent in the pointing of dogs; although some young dogs point +excellently the first time they are taken out, yet they often associate +the proper inherited attitude with a wrong odour, and even with +eyesight. I have heard it asserted that if a calf be allowed to suck +its mother only once, it is much more difficult afterwards to rear it by +hand.[103] Caterpillars which have been fed on the leaves of one kind +of tree, have been known to perish from hunger rather than to eat the +leaves of another tree, although this afforded them their proper food, +under a state of nature;[104] and so it is in many other cases. + +The power of Association is admitted by everyone. Mr. Bain remarks, that +"actions, sensations and states of feeling, occurring together or in +close succession, tend to grow together, or cohere, in such a way that +when any one of them is afterwards presented to the mind, the others are +apt to be brought up in idea."[105] It is so important for our purpose +fully to recognize that actions readily become associated with other +actions and with various states of the mind, that I will give a good +many instances, in the first place relating to man, and afterwards to +the lower animals. Some of the instances are of a very trifling nature, +but they are as good for our purpose as more important habits. It is +known to everyone how difficult, or even impossible it is, without +repeated trials, to move the limbs in certain opposed directions which +have never been practised. Analogous cases occur with sensations, as +in the common experiment of rolling a marble beneath the tips of two +crossed fingers, when it feels exactly like two marbles. Everyone +protects himself when falling to the ground by extending his arms, +and as Professor Alison has remarked, few can resist acting thus, when +voluntarily falling on a soft bed. A man when going out of doors puts +on his gloves quite unconsciously; and this may seem an extremely simple +operation, but he who has taught a child to put on gloves, knows that +this is by no means the case. + +When our minds are much affected, so are the movements of our bodies; +but here another principle besides habit, namely the undirected overflow +of nerve-force, partially comes into play. Norfolk, in speaking of +Cardinal Wolsey, says-- + + "Some strange commotion + Is in his brain; he bites his lip and starts; + Stops on a sudden, looks upon the ground, + Then, lays his finger on his temple: straight, + Springs out into fast gait; then, stops again, + Strikes his breast hard; and anon, he casts + His eye against the moon: in most strange postures + We have seen him set himself."--_Hen. VIII_., act 3, sc. 2. + + +A vulgar man often scratches his head when perplexed in mind; and I +believe that he acts thus from habit, as if he experienced a slightly +uncomfortable bodily sensation, namely, the itching of his head, to +which he is particularly liable, and which he thus relieves. Another man +rubs his eyes when perplexed, or gives a little cough when embarrassed, +acting in either case as if he felt a slightly uncomfortable sensation +in his eyes or windpipe.[106] + +From the continued use of the eyes, these organs are especially liable +to be acted on through association under various states of the mind, +although there is manifestly nothing to be seen. A man, as Gratiolet +remarks, who vehemently rejects a proposition, will almost certainly +shut his eyes or turn away his face; but if he accepts the proposition, +he will nod his head in affirmation and open his eyes widely. The man +acts in this latter case as if he clearly saw the thing, and in the +former case as if he did not or would not see it. I have noticed that +persons in describing a horrid sight often shut their eyes momentarily +and firmly, or shake their heads, as if not to see or to drive away +something disagreeable; and I have caught myself, when thinking in the +dark of a horrid spectacle, closing my eyes firmly. In looking suddenly +at any object, or in looking all around, everyone raises his eyebrows, +so that the eyes may be quickly and widely opened; and Duchenne remarks +that[107] a person in trying to remember something often raises his +eyebrows, as if to see it. A Hindoo gentleman made exactly the same +remark to Mr. Erskine in regard to his countrymen. I noticed a young +lady earnestly trying to recollect a painter's name, and she first +looked to one corner of the ceiling and then to the opposite corner, +arching the one eyebrow on that side; although, of course, there was +nothing to be seen there. + +In most of the foregoing cases, we can understand how the associated +movements were acquired through habit; but with some individuals, +certain strange gestures or tricks have arisen in association with +certain states of the mind, owing to wholly inexplicable causes, and are +undoubtedly inherited. I have elsewhere given one instance from my own +observation of an extraordinary and complex gesture, associated with +pleasurable feelings, which was transmitted from a father to his +daughter, as well as some other analogous facts.[108] + +Another curious instance of an odd inherited movement, associated +with the wish to obtain an object, will be given in the course of this +volume. + +There are other actions which are commonly performed under certain +circumstances, independently of habit, and which seem to be due to +imitation or some sort of sympathy. Thus persons cutting anything with a +pair of scissors may be seen to move their jaws simultaneously with the +blades of the scissors. Children learning to write often twist about +their tongues as their fingers move, in a ridiculous fashion. When a +public singer suddenly becomes a little hoarse, many of those present +may be heard, as I have been assured by a gentleman on whom I can rely, +to clear their throats; but here habit probably comes into play, as we +clear our own throats under similar circumstances. I have also been told +that at leaping matches, as the performer makes his spring, many of +the spectators, generally men and boys, move their feet; but here again +habit probably comes into play, for it is very doubtful whether women +would thus act. + +_Reflex actions_--Reflex actions, in the strict sense of the term, +are due to the excitement of a peripheral nerve, which transmits its +influence to certain nerve-cells, and these in their turn excite certain +muscles or glands into action; and all this may take place without any +sensation or consciousness on our part, though often thus accompanied. +As many reflex actions are highly expressive, the subject must here +be noticed at some little length. We shall also see that some of them +graduate into, and can hardly be distinguished from actions which have +arisen through habit? Coughing and sneezing are familiar instances of +reflex actions. With infants the first act of respiration is often a +sneeze, although this requires the co-ordinated movement of numerous +muscles. Respiration is partly voluntary, but mainly reflex, and is +performed in the most natural and best manner without the interference +of the will. A vast number of complex movements are reflex. As good an +instance as can be given is the often-quoted one of a decapitated +frog, which cannot of course feel, and cannot consciously perform, any +movement. Yet if a drop of acid be placed on the lower surface of the +thigh of a frog in this state, it will rub off the drop with the upper +surface of the foot of the same leg. If this foot be cut off, it cannot +thus act. "After some fruitless efforts, therefore, it gives up trying +in that way, seems restless, as though, says Pfluger, it was seeking +some other way, and at last it makes use of the foot of the other leg +and succeeds in rubbing off the acid. Notably we have here not merely +contractions of muscles, but combined and harmonized contractions in +due sequence for a special purpose. These are actions that have all the +appearance of being guided by intelligence and instigated by will in +an animal, the recognized organ of whose intelligence and will has been +removed."[110] + +We see the difference between reflex and voluntary movements in very +young children not being able to perform, as I am informed by Sir +Henry Holland, certain acts somewhat analogous to those of sneezing and +coughing, namely, in their not being able to blow their noses (i. e. to +compress the nose and blow violently through the passage), and in their +not being able to clear their throats of phlegm. They have to learn to +perform these acts, yet they are performed by us, when a little older, +almost as easily as reflex actions. Sneezing and coughing, however, +can be controlled by the will only partially or not at all; whilst +the clearing the throat and blowing the nose are completely under our +command. + +When we are conscious of the presence of an irritating particle in our +nostrils or windpipe--that is, when the same sensory nerve-cells are +excited, as in the case of sneezing and coughing--we can voluntarily +expel the particle by forcibly driving air through these passages; but +we cannot do this with nearly the same force, rapidity, and precision, +as by a reflex action. In this latter case the sensory nerve-cells +apparently excite the motor nerve-cells without any waste of power +by first communicating with the cerebral hemispheres--the seat of our +consciousness and volition. In all cases there seems to exist a profound +antagonism between the same movements, as directed by the will and by a +reflex stimulant, in the force with which they are performed and in +the facility with which they are excited. As Claude Bernard asserts, +"L'influence du cerveau tend donc a entraver les mouvements reflexes, a +limiter leur force et leur etendue."[111] + +The conscious wish to perform a reflex action sometimes stops or +interrupts its performance, though the proper sensory nerves may be +stimulated. For instance, many years ago I laid a small wager with a +dozen young men that they would not sneeze if they took snuff, although +they all declared that they invariably did so; accordingly they all took +a pinch, but from wishing much to succeed, not one sneezed, though their +eyes watered, and all, without exception, had to pay me the wager. Sir +H. Holland remarks[112] that attention paid to the act of swallowing +interferes with the proper movements; from which it probably follows, at +least in part, that some persons find it so difficult to swallow a pill. + +Another familiar instance of a reflex action is the involuntary closing +of the eyelids when the surface of the eye is touched. A similar winking +movement is caused when a blow is directed towards the face; but this +is an habitual and not a strictly reflex action, as the stimulus is +conveyed through the mind and not by the excitement of a peripheral +nerve. The whole body and head are generally at the same time drawn +suddenly backwards. These latter movements, however, can be prevented, +if the danger does not appear to the imagination imminent; but our +reason telling us that there is no danger does not suffice. I may +mention a trifling fact, illustrating this point, and which at the time +amused me. I put my face close to the thick glass-plate in front of a +puff-adder in the Zoological Gardens, with the firm determination of not +starting back if the snake struck at me; but, as soon as the blow was +struck, my resolution went for nothing, and I jumped a yard or two +backwards with astonishing rapidity. My will and reason were powerless +against the imagination of a danger which had never been experienced. + +The violence of a start seems to depend partly on the vividness of the +imagination, and partly on the condition, either habitual or temporary, +of the nervous system. He who will attend to the starting of his horse, +when tired and fresh, will perceive how perfect is the gradation from a +mere glance at some unexpected object, with a momentary doubt whether it +is dangerous, to a jump so rapid and violent, that the animal probably +could not voluntarily whirl round in so rapid a manner. The nervous +system of a fresh and highly-fed horse sends its order to the motory +system so quickly, that no time is allowed for him to consider whether +or not the danger is real. After one violent start, when he is excited +and the blood flows freely through his brain, he is very apt to start +again; and so it is, as I have noticed, with young infants. + +A start from a sudden noise, when the stimulus is conveyed through +the auditory nerves, is always accompanied in grown-up persons by the +winking of the eyelids.[113] I observed, however, that though my infants +started at sudden sounds, when under a fortnight old, they certainly did +not always wink their eyes, and I believe never did so. The start of an +older infant apparently represents a vague catching hold of something to +prevent falling. I shook a pasteboard box close before the eyes of one +of my infants, when 114 days old, and it did not in the least wink; but +when I put a few comfits into the box, holding it in the same position +as before, and rattled them, the child blinked its eyes violently +every time, and started a little. It was obviously impossible that a +carefully-guarded infant could have learnt by experience that a rattling +sound near its eyes indicated danger to them. But such experience +will have been slowly gained at a later age during a long series of +generations; and from what we know of inheritance, there is nothing +improbable in the transmission of a habit to the offspring at an earlier +age than that at which it was first acquired by the parents. + +From the foregoing remarks it seems probable that some actions, which +were at first performed consciously, have become through habit and +association converted into reflex actions, and are now so firmly fixed +and inherited, that they are performed, even when not of the least +use,[114] as often as the same causes arise, which originally excited +them in us through the volition. In such cases the sensory nerve-cells +excite the motor cells, without first communicating with those cells +on which our consciousness and volition depend. It is probable +that sneezing and coughing were originally acquired by the habit of +expelling, as violently as possible, any irritating particle from the +sensitive air-passages. As far as time is concerned, there has been more +than enough for these habits to have become innate or converted into +reflex actions; for they are common to most or all of the higher +quadrupeds, and must therefore have been first acquired at a very remote +period. Why the act of clearing the throat is not a reflex action, and +has to be learnt by our children, I cannot pretend to say; but we can +see why blowing the nose on a handkerchief has to be learnt. + +It is scarcely credible that the movements of a headless frog, when +it wipes off a drop of acid or other object from its thigh, and which +movements are so well coordinated for a special purpose, were not at +first performed voluntarily, being afterwards rendered easy through +long-continued habit so as at last to be performed unconsciously, or +independently of the cerebral hemispheres. + +So again it appears probable that starting was originally acquired by +the habit of jumping away as quickly as possible from danger, whenever +any of our senses gave us warning. Starting, as we have seen, is +accompanied by the blinking of the eyelids so as to protect the eyes, +the most tender and sensitive organs of the body; and it is, I believe, +always accompanied by a sudden and forcible inspiration, which is the +natural preparation for any violent effort. But when a man or horse +starts, his heart beats wildly against his ribs, and here it may be +truly said we have an organ which has never been under the control of +the will, partaking in the general reflex movements of the body. To this +point, however, I shall return in a future chapter. + +The contraction of the iris, when the retina is stimulated by a bright +light, is another instance of a movement, which it appears cannot +possibly have been at first voluntarily performed and then fixed by +habit; for the iris is not known to be under the conscious control of +the will in any animal. In such cases some explanation, quite distinct +from habit, will have to be discovered. The radiation of nerve-force +from strongly-excited nerve-cells to other connected cells, as in the +case of a bright light on the retina causing a sneeze, may perhaps aid +us in understanding how some reflex actions originated. A radiation of +nerve-force of this kind, if it caused a movement tending to lessen +the primary irritation, as in the case of the contraction of the iris +preventing too much light from falling on the retina, might afterwards +have been taken advantage of and modified for this special purpose. + +It further deserves notice that reflex actions are in all probability +liable to slight variations, as are all corporeal structures and +instincts; and any variations which were beneficial and of sufficient +importance, would tend to be preserved and inherited. Thus reflex +actions, when once gained for one purpose, might afterwards be modified +independently of the will or habit, so as to serve for some distinct +purpose. Such cases would be parallel with those which, as we have every +reason to believe, have occurred with many instincts; for although +some instincts have been developed simply through long-continued and +inherited habit, other highly complex ones have been developed through +the preservation of variations of pre-existing instincts--that is, +through natural selection. + +I have discussed at some little length, though as I am well aware, in a +very imperfect manner, the acquirement of reflex actions, because they +are often brought into play in connection with movements expressive of +our emotions; and it was necessary to show that at least some of them +might have been Erst acquired through the will in order to satisfy a +desire, or to relieve a disagreeable sensation. + +_Associated habitual movements in the lower animals_.--I have already +given in the case of Man several instances of movements associated with +various states of the mind or body, which are now purposeless, but +which were originally of use, and are still of use under certain +circumstances. As this subject is very important for us, I will here +give a considerable number of analogous facts, with reference to +animals; although many of them are of a very trifling nature. My object +is to show that certain movements were originally performed for a +definite end, and that, under nearly the same circumstances, they are +still pertinaciously performed through habit when not of the least use. +That the tendency in most of the following cases is inherited, we may +infer from such actions being performed in the same manner by all the +individuals, young and old, of he same species. We shall also see +that they are excited by the most diversified, often circuitous, and +sometimes mistaken associations. + +Dogs, when they wish to go to sleep on a carpet or other hard surface, +generally turn round and round and scratch the ground with their +fore-paws in a senseless manner, as if they intended to trample down the +grass and scoop out a hollow, as no doubt their wild parents did, when +they lived on open grassy plains or in the woods. Jackals, fennecs, and +other allied animals in the Zoological Gardens, treat their straw in +this manner; but it is a rather odd circumstance that the keepers, after +observing for some months, have never seen the wolves thus behave. A +semi-idiotic dog--and an animal in this condition would be particularly +liable to follow a senseless habit--was observed by a friend to turn +completely round on a carpet thirteen times before going to sleep. + + +Many carnivorous animals, as they crawl towards their prey and prepare +to rush or spring on it, lower their heads and crouch, partly, as it +would appear, to hide themselves, and partly to get ready for their +rush; and this habit in an exaggerated form has become hereditary in our +pointers and setters. Now I have noticed scores of times that when two +strange dogs meet on an open road, the one which first sees the other, +though at the distance of one or two hundred yards, after the first +glance always lowers its bead, generally crouches a little, or even lies +down; that is, he takes the proper attitude for concealing himself and +for making a rush or spring although the road +is quite open and the distance great. Again, dogs of +all kinds when intently watching and slowly approaching their prey, +frequently keep one of their fore-legs doubled up for a long time, ready +for the next cautious step; and this is eminently characteristic of the +pointer. But from habit they behave in exactly the same manner whenever +their attention is aroused (fig. 4). I have seen a dog at the foot of a +high wall, listening attentively to a sound on the opposite side, with +one leg doubled up; and in this case there could have been no intention +of making a cautious approach. + +[Illustration: Small dog watching a cat on a table. Figure 4] + +{illust. caption = for making a rush or FIG. 4.--Small dog watching a +cat on a table. From a photograph taken by Mr. Rejlander.} + +Dogs after voiding their excrement often make with all four feet a +few scratches backwards, even on a bare stone pavement, as if for the +purpose of covering up their excrement with earth, in nearly the same +manner as do cats. Wolves and jackals behave in the Zoological Gardens +in exactly the same manner, yet, as I am assured by the keepers, neither +wolves, jackals, nor foxes, when they have the means of doing so, ever +cover up their excrement, any more than do dogs. All these animals, +however, bury superfluous food. Hence, if we rightly understand the +meaning of the above cat-like habit, of which there can be little +doubt, we have a purposeless remnant of an habitual movement, which was +originally followed by some remote progenitor of the dog-genus for a +definite purpose, and which has been retained for a prodigious length of +time. + +Dogs and jackals[115] take much pleasure in rolling and rubbing their +necks and backs on carrion. The odour seems delightful to them, though +dogs at least do not eat carrion. Mr. Bartlett has observed wolves for +me, and has given them carrion, but has never seen them roll on it. I +have heard it remarked, and I believe it to be true, that the larger +dogs, which are probably descended from wolves, do not so often roll in +carrion as do smaller dogs, which are probably descended from jackals. +When a piece of brown biscuit is offered to a terrier of mine and she is +not hungry (and I have heard of similar instances), she first tosses +it about and worries it, as if it were a rat or other prey; she then +repeatedly rolls on it precisely as if it were a piece of carrion, and +at last eats it. It would appear that an imaginary relish has to be +given to the distasteful morsel; and to effect this the dog acts in +his habitual manner, as if the biscuit was a live animal or smelt like +carrion, though he knows better than we do that this is not the case. +I have seen this same terrier act in the same manner after killing a +little bird or mouse. + +Dogs scratch themselves by a rapid movement of one of their hind-feet; +and when their backs are rubbed with a stick, so strong is the habit, +that they cannot help rapidly scratching the air or the ground in a +useless and ludicrous manner. The terrier just alluded to, when thus +scratched with a stick, will sometimes show her delight by another +habitual movement, namely, by licking the air as if it were my hand. + +Horses scratch themselves by nibbling those parts of their bodies which +they can reach with their teeth; but more commonly one horse shows +another where he wants to be scratched, and they then nibble each other. +A friend whose attention I had called to the subject, observed that when +he rubbed his horse's neck, the animal protruded his head, uncovered his +teeth, and moved his jaws, exactly as if nibbling another horse's +neck, for he could never have nibbled his own neck. If a horse is much +tickled, as when curry-combed, his wish to bite something becomes so +intolerably strong, that he will clatter his teeth together, and though +not vicious, bite his groom. At the same time from habit he closely +depresses his ears, so as to protect them from being bitten, as if he +were fighting with another horse. + +A horse when eager to start on a journey makes the nearest approach +which he can to the habitual movement of progression by pawing the +ground. Now when horses in their stalls are about to be fed and are +eager for their corn, they paw the pavement or the straw. Two of +my horses thus behave when they see or hear the corn given to +their neighbours. But here we have what may almost be called a true +expression, as pawing the ground is universally recognized as a sign of +eagerness. + +Cats cover up their excrements of both kinds with earth; and my +grandfather[117]{sic} saw a kitten scraping ashes over a spoonful of +pure water spilt on the hearth; so that here an habitual or instinctive +action was falsely excited, not by a previous act or by odour, but by +eyesight. It is well known that cats dislike wetting their feet, owing, +it is probable, to their having aboriginally inhabited the dry country +of Egypt; and when they wet their feet they shake them violently. My +daughter poured some water into a glass close to the head of a kitten; +and it immediately shook its feet in the usual manner; so that here we +have an habitual movement falsely excited by an associated sound instead +of by the sense of touch. + +Kittens, puppies, young pigs and probably many other young animals, +alternately push with their forefeet against the mammary glands of their +mothers, to excite a freer secretion of milk, or to make it flow. Now it +is very common with young cats, and not at all rare with old cats of +the common and Persian breeds (believed by some naturalists to be +specifically extinct), when comfortably lying on a warm shawl or +other soft substance, to pound it quietly and alternately with their +fore-feet; their toes being spread out and claws slightly protruded, +precisely as when sucking their mother. That it is the same movement is +clearly shown by their often at the same time taking a bit of the shawl +into their mouths and sucking it; generally closing their eyes and +purring from delight. This curious movement is commonly excited only in +association with the sensation of a warm soft surface; but I have seen +an old cat, when pleased by having its back scratched, pounding the air +with its feet in the same manner; so that this action has almost become +the expression of a pleasurable sensation. + +Having referred to the act of sucking, I may add that this complex +movement, as well as the alternate protrusion of the fore-feet, are +reflex actions; for they are performed if a finger moistened with milk +is placed in the mouth of a puppy, the front part of whose brain has +been removed.[117] It has recently been stated in France, that the +action of sucking is excited solely through the sense of smell, so that +if the olfactory nerves of a puppy are destroyed, it never sucks. In +like manner the wonderful power which a chicken possesses only a few +hours after being hatched, of picking up small particles of food, +seems to be started into action through the sense of hearing; for with +chickens hatched by artificial heat, a good observer found that "making +a noise with the finger-nail against a board, in imitation of the +hen-mother, first taught them to peck at their meat."[118] + +I will give only one other instance of an habitual and purposeless +movement. The Sheldrake (_Tadorna_) feeds on the sands left uncovered +by the tide, and when a worm-cast is discovered, "it begins patting the +ground with its feet, dancing as it were, over the hole;" and this makes +the worm come to the surface. Now Mr. St. John says, that when his tame +Sheldrakes "came to ask for food, they patted the ground in an impatient +and rapid manner."[119] This therefore may almost be considered as their +expression of hunger. Mr. Bartlett informs me that the Flamingo and the +Kagu (_Rhinochetus jubatus_) when anxious to be fed, beat the ground +with their feet in the same odd manner. So again Kingfishers, when they +catch a fish, always beat it until it is killed; and in the Zoological +Gardens they always beat the raw meat, with which they are sometimes +fed, before devouring it. + +We have now, I think, sufficiently shown the truth of our first +Principle, namely, that when any sensation, desire, dislike, &c., has +led during a long series of generations to some voluntary movement, +then a tendency to the performance of a similar movement will almost +certainly be excited, whenever the same, or any analogous or associated +sensation &c., although very weak, is experienced; notwithstanding that +the movement in this case may not be of the least use. Such habitual +movements are often, or generally inherited; and they then differ but +little from reflex actions. When we treat of the special expressions +of man, the latter part of our first Principle, as given at the +commencement of this chapter, will be seen to hold good; namely, that +when movements, associated through habit with certain states of the +mind, are partially repressed by the will, the strictly involuntary +muscles, as well as those which are least under the separate control +of the will, are liable still to act; and their action is often highly +expressive. Conversely, when the will is temporarily or permanently +weakened, the voluntary muscles fail before the involuntary. It is a +fact familiar to pathologists, as Sir C. Bell remarks,[120] "that when +debility arises from affection of the brain, the influence is greatest +on those muscles which are, in their natural condition, most under the +command of the will." We shall, also, in our future chapters, consider +another proposition included in our first Principle; namely, that +the checking of one habitual movement sometimes requires other slight +movements; these latter serving as a means of expression. + + + +CHAPTER II. -- GENERAL PRINCIPLES OF EXPRESSION--_continued_. + +The Principle of Antithesis--Instances in the dog and cat--Origin of +the principle--Conventional signs--The principle of antithesis has not +arisen from opposite actions being consciously performed under opposite +impulses. + + +WE will now consider our second Principle, that of Antithesis. Certain +states of the mind lead, as we have seen in the last chapter, to certain +habitual movements which were primarily, or may still be, of service; +and we shall find that when a directly opposite state of mind is +induced, there is a strong and involuntary tendency to the performance +of movements of a directly opposite nature, though these have never been +of any service. A few striking instances of antithesis will be given, +when we treat of the special expressions of man; but as, in these +cases, we are particularly liable to confound conventional or artificial +gestures and expressions with those which are innate or universal, and +which alone deserve to rank as true expressions, I will in the present +chapter almost confine myself to the lower animals. + +[Illustration: Dog in a hostile frame of mind. Fig. 5] + +[Illustration: Fig. 6] + +[Illustration: Dog in a hostile frame of mind. Fig. 7] + + +When a dog approaches a strange dog or man in a savage or hostile frame +of mind be walks upright and very stiffly; his head is slightly raised, +or not much lowered; the tail is held erect, and quite rigid; the +hairs bristle, especially along the neck and back; the pricked ears are +directed forwards, and the eyes have a fixed stare: (see figs. 5 and +7). These actions, as will hereafter be explained, follow from the +dog's intention to attack his enemy, and are thus to a large extent +intelligible. As he prepares to spring with a savage growl on his enemy, +the canine teeth are uncovered, and the ears are pressed close backwards +on the head; but with these latter actions, we are not here concerned. +Let us now suppose that the dog suddenly discovers that the man he is +approaching, is not a stranger, but his master; and let it be observed +how completely and instantaneously his whole bearing is reversed. +Instead of walking upright, the body sinks downwards or even crouches, +and is thrown into flexuous movements; his tail, instead of being held +stiff and upright, is lowered and wagged from side to side; his hair +instantly becomes smooth; his ears are depressed and drawn backwards, +but not closely to the head; and his lips hang loosely. From the drawing +back of the ears, the eyelids become elongated, and the eyes no longer +appear round and staring. It should be added that the animal is at +such times in an excited condition from joy; and nerve-force will be +generated in excess, which naturally leads to action of some kind. Not +one of the above movements, so clearly expressive of affection, are of +the least direct service to the animal. They are explicable, as far as +I can see, solely from being in complete opposition or antithesis to the +attitude and movements which, from intelligible causes, are assumed when +a dog intends to fight, and which consequently are expressive of anger. +I request the reader to look at the four accompanying sketches, which +have been given in order to recall vividly the appearance of a dog under +these two states of mind. It is, however, not a little difficult to +represent affection in a dog, whilst caressing his master and wagging +his tail, as the essence of the expression lies in the continuous +flexuous movements. + +[Illustration: Dog Carressing his master. Fig. 8] + +We will now turn to the cat. When this animal is threatened by a dog, it +arches its back in a surprising manner, erects its hair, opens its mouth +and spits. But we are not here concerned with this well-known attitude, +expressive of terror combined with anger; we are concerned only with +that of rage or anger. This is not often seen, but may be observed when +two cats are fighting together; and I have seen it well exhibited by a +savage cat whilst plagued by a boy. The attitude is almost exactly the +same as that of a tiger disturbed and growling over its food, which +every one must have beheld in menageries. The animal assumes a crouching +position, with the body extended; and the whole tail, or the tip alone, +is lashed or curled from side to side. The hair is not in the least +erect. Thus far, the attitude and movements are nearly the same as when +the animal is prepared to spring on its prey, and when, no doubt, it +feels savage. But when preparing to fight, there is this difference, +that the ears are closely pressed backwards; the mouth is partially +opened, showing the teeth; the fore feet are occasionally struck out +with protruded claws; and the animal occasionally utters a fierce growl. +(See figs. 9 and 10.) All, or almost all these actions naturally follow +(as hereafter to be explained), from the cat's manner and intention of +attacking its enemy. + +[Illustration: Cat, savage, and prepared to fight. Fig. 9] + +[Illustration: Cat in an affectionate frame of mind. Fig. 10] + +Let us now look at a cat in a directly opposite frame of mind, whilst +feeling affectionate and caressing her master; and mark how opposite +is her attitude in every respect. She now stands upright with her back +slightly arched, which makes the hair appear rather rough, but it does +not bristle; her tail, instead of being extended and lashed from side +to side, is held quite still and perpendicularly upwards; her ears are +erect and pointed; her mouth is closed; and she rubs against her master +with a purr instead of a growl. Let it further be observed how widely +different is the whole bearing of an affectionate cat from that of a +dog, when with his body crouching and flexuous, his tail lowered and +wagging, and ears depressed, he caresses his master. This contrast in +the attitudes and movements of these two carnivorous animals, under the +same pleased and affectionate frame of mind, can be explained, as it +appears to me, solely by their movements standing in complete antithesis +to those which are naturally assumed, when these animals feel savage and +are prepared either to fight or to seize their prey. + +In these cases of the dog and cat, there is every reason to believe that +the gestures both of hostility and affection are innate or inherited; +for they are almost identically the same in the different races of the +species, and in all the individuals of the same race, both young and +old. + +I will here give one other instance of antithesis in expression. I +formerly possessed a large dog, who, like every other dog, was much +pleased to go out walking. He showed his pleasure by trotting gravely +before me with high steps, head much raised, moderately erected ears, +and tail carried aloft but not stiffly. Not far from my house a path +branches off to the right, leading to the hot-house, which I used often +to visit for a few moments, to look at my experimental plants. This was +always a great disappointment to the dog, as he did not know whether I +should continue my walk; and the instantaneous and complete change of +expression which came over him as soon as my body swerved in the least +towards the path (and I sometimes tried this as an experiment) was +laughable. His look of dejection was known to every member of the +family, and was called his _hot-house face_. This consisted in the head +drooping much, the whole body sinking a little and remaining motionless; +the ears and tail falling suddenly down, but the tail was by no means +wagged. With the falling of the ears and of his great chaps, the eyes +became much changed in appearance, and I fancied that they looked less +bright. His aspect was that of piteous, hopeless dejection; and it was, +as I have said, laughable, as the cause was so slight. Every detail +in his attitude was in complete opposition to his former joyful yet +dignified bearing; and can be explained, as it appears to me, in no +other way, except through the principle of antithesis. Had not the +change been so instantaneous, I should have attributed it to his +lowered spirits affecting, as in the case of man, the nervous system and +circulation, and consequently the tone of his whole muscular frame; and +this may have been in part the cause. + +We will now consider how the principle of antithesis in expression has +arisen. With social animals, the power of intercommunication between +the members of the same community,--and with other species, between the +opposite sexes, as well as between the young and the old,--is of the +highest importance to them. This is generally effected by means of the +voice, but it is certain that gestures and expressions are to a certain +extent mutually intelligible. Man not only uses inarticulate cries, +gestures, and expressions, but has invented articulate language; if, +indeed, the word INVENTED can be applied to a process, completed by +innumerable steps, half-consciously made. Any one who has watched +monkeys will not doubt that they perfectly understand each other's +gestures and expression, and to a large extent, as Rengger asserts,[201] +those of man. An animal when going to attack another, or when afraid of +another, often makes itself appear terrible, by erecting its hair, +thus increasing the apparent bulk of its body, by showing its teeth, or +brandishing its horns, or by uttering fierce sounds. + +As the power of intercommunication is certainly of high service to many +animals, there is no _a priori_ improbability in the supposition, that +gestures manifestly of an opposite nature to those by which certain +feelings are already expressed, should at first have been voluntarily +employed under the influence of an opposite state of feeling. The fact +of the gestures being now innate, would be no valid objection to the +belief that they were at first intentional; for if practised during many +generations, they would probably at last be inherited. Nevertheless it +is more than doubtful, as we shall immediately see, whether any of +the cases which come under our present head of antithesis, have thus +originated. + +With conventional signs which are not innate, such as those used by the +deaf and dumb and by savages, the principle of opposition or antithesis +has been partially brought into play. The Cistercian monks thought it +sinful to speak, and as they could not avoid holding some communication, +they invented a gesture language, in which the principle of opposition +seems to have been employed.[202] Dr. Scott, of the Exeter Deaf and Dumb +Institution, writes to me that "opposites are greatly used in teaching +the deaf and dumb, who have a lively sense of them." Nevertheless I +have been surprised how few unequivocal instances can be adduced. This +depends partly on all the signs having commonly had some natural origin; +and partly on the practice of the deaf and dumb and of savages to +contract their signs as much as possible for the sake of rapidity?[203] +Hence their natural source or origin often becomes doubtful or is +completely lost; as is likewise the case with articulate language. + +Many signs, moreover, which plainly stand in opposition to each other, +appear to have had on both sides a significant origin. This seems +to hold good with the signs used by the deal and dumb for light and +darkness, for strength and weakness, &c. In a future chapter I shall +endeavour to show that the opposite gestures of affirmation and +negation, namely, vertically nodding and laterally shaking the head, +have both probably had a natural beginning. The waving of the hand from +right to left, which is used as a negative by some savages, may have +been invented in imitation of shaking the head; but whether the opposite +movement of waving the hand in a straight line from the face, which +is used in affirmation, has arisen through antithesis or in some quite +distinct manner, is doubtful. + +If we now turn to the gestures which are innate or common to all the +individuals of the same species, and which come under the present head +of antithesis, it is extremely doubtful, whether any of them were at +first deliberately invented and consciously performed. With mankind +the best instance of a gesture standing in direct opposition to other +movements, naturally assumed under an opposite frame of mind, is that +of shrugging the shoulders. This expresses impotence or an +apology,--something which cannot be done, or cannot be avoided. The +gesture is sometimes used consciously and voluntarily, but it is +extremely improbable that it was at first deliberately invented, and +afterwards fixed by habit; for not only do young children sometimes +shrug their shoulders under the above states of mind, but the movement +is accompanied, as will be shown in a future chapter, by various +subordinate movements, which not one man in a thousand is aware of, +unless he has specially attended to the subject. + +Dogs when approaching a strange dog, may find it useful to show by their +movements that they are friendly, and do not wish to fight. When two +young dogs in play are growling and biting each other's faces and legs, +it is obvious that they mutually understand each other's gestures and +manners. There seems, indeed, some degree of instinctive knowledge in +puppies and kittens, that they must not use their sharp little teeth +or claws too freely in their play, though this sometimes happens and +a squeal is the result; otherwise they would often injure each other's +eyes. When my terrier bites my hand in play, often snarling at the same +time, if he bites too hard and I say GENTLY, GENTLY, he goes on biting, +but answers me by a few wags of the tail, which seems to say "Never +mind, it is all fun." Although dogs do thus express, and may wish to +express, to other dogs and to man, that they are in a friendly state of +mind, it is incredible that they could ever have deliberately thought +of drawing back and depressing their ears, instead of holding them +erect,--of lowering and wagging their tails, instead of keeping them +stiff and upright, &c., because they knew that these movements stood in +direct opposition to those assumed under an opposite and savage frame of +mind. + +Again, when a cat, or rather when some early progenitor of the species, +from feeling affectionate first slightly arched its back, held its tail +perpendicularly upwards and pricked its ears, can it be believed that +the animal consciously wished thus to show that its frame of mind was +directly the reverse of that, when from being ready to fight or to +spring on its prey, it assumed a crouching attitude, curled its tail +from side to side and depressed its ears? Even still less can I believe +that my dog voluntarily put on his dejected attitude and "_hot-house +face_," which formed so complete a contrast to his previous cheerful +attitude and whole bearing. It cannot be supposed that he knew that I +should understand his expression, and that he could thus soften my heart +and make me give up visiting the hot-house. + +Hence for the development of the movements which come under the present +head, some other principle, distinct from the will and consciousness, +must have intervened. This principle appears to be that every movement +which we have voluntarily performed throughout our lives has required +the action of certain muscles; and when we have performed a directly +opposite movement, an opposite set of muscles has been habitually +brought into play,--as in turning to the right or to the left, in +pushing away or pulling an object towards us, and in lifting or lowering +a weight. So strongly are our intentions and movements associated +together, that if we eagerly wish an object to move in any direction, +we can hardly avoid moving our bodies in the same direction, although +we may be perfectly aware that this can have no influence. A good +illustration of this fact has already been given in the Introduction, +namely, in the grotesque movements of a young and eager billiard-player, +whilst watching the course of his ball. A man or child in a passion, if +he tells any one in a loud voice to begone, generally moves his arm as +if to push him away, although the offender may not be standing near, and +although there may be not the least need to explain by a gesture what is +meant. On the other hand, if we eagerly desire some one to approach +us closely, we act as if pulling him towards us; and so in innumerable +other instances. + +As the performance of ordinary movements of an opposite kind, under +opposite impulses of the will, has become habitual in us and in the +lower animals, so when actions of one kind have become firmly associated +with any sensation or emotion, it appears natural that actions of +a directly opposite kind, though of no use, should be unconsciously +performed through habit and association, under the influence of a +directly opposite sensation or emotion. On this principle alone can I +understand how the gestures and expressions which come under the present +head of antithesis have originated. If indeed they are serviceable to +man or to any other animal, in aid of inarticulate cries or language, +they will likewise be voluntarily employed, and the habit will thus be +strengthened. But whether or not of service as a means of communication, +the tendency to perform opposite movements under opposite sensations or +emotions would, if we may judge by analogy, become hereditary through +long practice; and there cannot be a doubt that several expressive +movements due to the principle of antithesis are inherited. + + + +CHAPTER III. -- GENERAL PRINCIPLES OF EXPRESSION--_concluded_. + +The principle of direct action of the excited nervous system on the +body, independently of the will and in part of habit--Change of +colour in the hair--Trembling of the muscles--Modified +secretions--Perspiration--Expression of extreme pain--Of rage, great +joy, and terror--Contrast between the emotions which cause and do +not cause expressive movements--Exciting and depressing states of the +mind--Summary. + + +WE now come to our third Principle, namely, that certain actions which +we recognize as expressive of certain states of the mind, are the direct +result of the constitution of the nervous system, and have been from the +first independent of the will, and, to a large extent, of habit. When +the sensorium is strongly excited nerve-force is generated in excess, +and is transmitted in certain directions, dependent on the connection of +the nerve-cells, and, as far as the muscular system is concerned, on +the nature of the movements which have been habitually practised. Or +the supply of nerve-force may, as it appears, be interrupted. Of course +every movement which we make is determined by the constitution of the +nervous system; but actions performed in obedience to the will, or +through habit, or through the principle of antithesis, are here as far +as possible excluded. Our present subject is very obscure, but, from its +importance, must be discussed at some little length; and it is always +advisable to perceive clearly our ignorance. + +The most striking case, though a rare and abnormal one, which can be +adduced of the direct influence of the nervous system, when strongly +affected, on the body, is the loss of colour in the hair, which has +occasionally been observed after extreme terror or grief. One authentic +instance has been recorded, in the case of a man brought out for +execution in India, in which the change of colour was so rapid that it +was perceptible to the eye.[301] + +Another good case is that of the trembling of the muscles, which is +common to man and to many, or most, of the lower animals. Trembling is +of no service, often of much disservice, and cannot have been at first +acquired through the will, and then rendered habitual in association +with any emotion. I am assured by an eminent authority that young +children do not tremble, but go into convulsions under the circumstances +which would induce excessive trembling in adults. Trembling is excited +in different individuals in very different degrees and by the most +diversified causes,--by cold to the surface, before fever-fits, although +the temperature of the body is then above the normal standard; in +blood-poisoning, delirium tremens, and other diseases; by general +failure of power in old age; by exhaustion after excessive fatigue; +locally from severe injuries, such as burns; and, in an especial manner, +by the passage of a catheter. Of all emotions, fear notoriously is the +most apt to induce trembling; but so do occasionally great anger and +joy. I remember once seeing a boy who had just shot his first snipe on +the wing, and his hands trembled to such a degree from delight, that he +could not for some time reload his gun; and I have heard of an exactly +similar case with an Australian savage, to whom a gun had been lent. +Fine music, from the vague emotions thus excited, causes a shiver to run +down the backs of some persons. There seems to be very little in +common in the above several physical causes and emotions to account for +trembling; and Sir J. Paget, to whom I am indebted for several of the +above statements, informs me that the subject is a very obscure one. As +trembling is sometimes caused by rage, long before exhaustion can have +set in, and as it sometimes accompanies great joy, it would appear that +any strong excitement of the nervous system interrupts the steady flow +of nerve-force to the muscles.[302] + +The manner in which the secretions of the alimentary canal and of +certain glands--as the liver, kidneys, or mammae are affected by strong +emotions, is another excellent instance of the direct action of +the sensorium on these organs, independently of the will or of any +serviceable associated habit. There is the greatest difference in +different persons in the parts which are thus affected, and in the +degree of their affection. + +The heart, which goes on uninterruptedly beating night and day in so +wonderful a manner, is extremely sensitive to external stimulants. +The great physiologist, Claude Bernard,[303] has shown bow the least +excitement of a sensitive nerve reacts on the heart; even when a nerve +is touched so slightly that no pain can possibly be felt by the animal +under experiment. Hence when the mind is strongly excited, we might +expect that it would instantly affect in a direct manner the heart; and +this is universally acknowledged and felt to be the case. Claude Bernard +also repeatedly insists, and this deserves especial notice, that when +the heart is affected it reacts on the brain; and the state of the brain +again reacts through the pneumo-gastric nerve on the heart; so that +under any excitement there will be much mutual action and reaction +between these, the two most important organs of the body. + +The vaso-motor system, which regulates the diameter of the small +arteries, is directly acted on by the sensorium, as we see when a man +blushes from shame; but in this latter case the checked transmission of +nerve-force to the vessels of the face can, I think, be partly explained +in a curious manner through habit. We shall also be able to throw some +light, though very little, on the involuntary erection of the hair under +the emotions of terror and rage. The secretion of tears depends, no +doubt, on the connection of certain nerve-cells; but here again we can +trace some few of the steps by which the flow of nerve-force through the +requisite channels has become habitual under certain emotions. + +A brief consideration of the outward signs of some of the stronger +sensations and emotions will best serve to show us, although vaguely, +in how complex a manner the principle under consideration of the direct +action of the excited nervous system of the body, is combined with the +principle of habitually associated, serviceable movements. + +When animals suffer from an agony of pain, they generally writhe about +with frightful contortions; and those which habitually use their voices +utter piercing cries or groans. Almost every muscle of the body +is brought into strong action. With man the mouth may be closely +compressed, or more commonly the lips are retracted, with the teeth +clenched or ground together. There is said to be "gnashing of teeth" in +hell; and I have plainly heard the grinding of the molar teeth of a cow +which was suffering acutely from inflammation of the bowels. The female +hippopotamus in the Zoological Gardens, when she produced her young, +suffered greatly; she incessantly walked about, or rolled on her sides, +opening and closing her jaws, and clattering her teeth together.[304] +With man the eyes stare wildly as in horrified astonishment, or the +brows are heavily contracted. Perspiration bathes the body, and +drops trickle down the face. The circulation and respiration are much +affected. Hence the nostrils are generally dilated and often quiver; or +the breath may be held until the blood stagnates in the purple face. +If the agony be severe and prolonged, these signs all change; utter +prostration follows, with fainting or convulsions. + +A sensitive nerve when irritated transmits some influence to the +nerve-cell, whence it proceeds; and this transmits its influence, first +to the corresponding nerve-cell on the opposite side of the body, and +then upwards and downwards along the cerebro-spinal column to other +nerve-cells, to a greater or less extent, according to the strength +of the excitement; so that, ultimately, the whole nervous system maybe +affected.[305] This involuntary transmission of nerve-force may or may +not be accompanied by consciousness. Why the irritation of a nerve-cell +should generate or liberate nerve-force is not known; but that this +is the case seems to be the conclusion arrived at by all the greatest +physiologists, such as Muller, Virchow, Bernard, &c.[306] As Mr. Herbert +Spencer remarks, it may be received as an "unquestionable truth that, at +any moment, the existing quantity of liberated nerve-force, which in an +inscrutable way produces in us the state we call feeling, MUST expend +itself in some direction--MUST generate an equivalent manifestation +of force somewhere;" so that, when the cerebro-spinal system is highly +excited and nerve-force is liberated in excess, it may be expended in +intense sensations, active thought, violent movements, or increased +activity of the glands.[307] Mr. Spencer further maintains that an +"overflow of nerve-force, undirected by any motive, will manifestly +take the most habitual routes; and, if these do not suffice, will next +overflow into the less habitual ones." Consequently the facial and +respiratory muscles, which are the most used, will be apt to be first +brought into action; then those of the upper extremities, next those of +the lower, and finally those of the whole body.[308] + +An emotion may be very strong, but it will have little tendency to +induce movements of any kind, if it has not commonly led to voluntary +action for its relief or gratification; and when movements are excited, +their nature is, to a large extent, determined by those which have often +and voluntarily been performed for some definite end under the same +emotion. Great pain urges all animals, and has urged them during endless +generations, to make the most violent and diversified efforts to escape +from the cause of suffering. Even when a limb or other separate part of +the body is hurt, we often see a tendency to shake it, as if to shake +off the cause, though this may obviously be impossible. Thus a habit +of exerting with the utmost force all the muscles will have been +established, whenever great suffering is experienced. As the muscles +of the chest and vocal organs are habitually used, these will be +particularly liable to be acted on, and loud, harsh screams or cries +will be uttered. But the advantage derived from outcries has here +probably come into play in an important manner; for the young of most +animals, when in distress or danger, call loudly to their parents for +aid, as do the members of the same community for mutual aid. + +Another principle, namely, the internal consciousness that the power +or capacity of the nervous system is limited, will have strengthened, +though in a subordinate degree, the tendency to violent action under +extreme suffering. A man cannot think deeply and exert his utmost +muscular force. As Hippocrates long ago observed, if two pains are +felt at the same time, the severer one dulls the other. Martyrs, in the +ecstasy of their religious fervour have often, as it would appear, been +insensible to the most horrid tortures. Sailors who are going to be +flogged sometimes take a piece of lead into their mouths, in order to +bite it with their utmost force, and thus to bear the pain. Parturient +women prepare to exert their muscles to the utmost in order to relieve +their sufferings. + +We thus see that the undirected radiation of nerve-force from the +nerve-cells which are first affected--the long-continued habit of +attempting by struggling to escape from the cause of suffering--and the +consciousness that voluntary muscular exertion relieves pain, have all +probably concurred in giving a tendency to the most violent, almost +convulsive, movements under extreme suffering; and such movements, +including those of the vocal organs, are universally recognized as +highly expressive of this condition. + +As the mere touching of a sensitive nerve reacts in a direct manner on +the heart, severe pain will obviously react on it in like manner, but +far more energetically. Nevertheless, even in this case, we must not +overlook the indirect effects of habit on the heart, as we shall see +when we consider the signs of rage. + +When a man suffers from an agony of pain, the perspiration often +trickles down his face; and I have been assured by a veterinary surgeon +that he has frequently seen drops falling from the belly and running +down the inside of the thighs of horses, and from the bodies of cattle, +when thus suffering. He has observed this, when there has been no +struggling which would account for the perspiration. The whole body +of the female hippopotamus, before alluded to, was covered with +red-coloured perspiration whilst giving birth to her young. So it is +with extreme fear; the same veterinary has often seen horses sweating +from this cause; as has Mr. Bartlett with the rhinoceros; and with man +it is a well-known symptom. The cause of perspiration bursting forth in +these cases is quite obscure; but it is thought by some physiologists to +be connected with the failing power of the capillary circulation; and +we know that the vasomotor system, which regulates the capillary +circulation, is much influenced by the mind. With respect to the +movements of certain muscles of the face under great suffering, as well +as from other emotions, these will be best considered when we treat of +the special expressions of man and of the lower animals. + +We will now turn to the characteristic symptoms of Rage. Under this +powerful emotion the action of the heart is much accelerated,[309] or it +may be much disturbed. The face reddens, or it becomes purple from the +impeded return of the blood, or may turn deadly pale. The respiration is +laboured, the chest heaves, and the dilated nostrils quiver. The whole +body often trembles. The voice is affected. The teeth are clenched +or ground together, and the muscular system is commonly stimulated to +violent, almost frantic action. But the gestures of a man in this state +usually differ from the purposeless writhings and struggles of one +suffering from an agony of pain; for they represent more or less plainly +the act of striking or fighting with an enemy. + +All these signs of rage are probably in large part, and some of them +appear to be wholly, due to the direct action of the excited sensorium. +But animals of all kinds, and their progenitors before them, when +attacked or threatened by an enemy, have exerted their utmost powers in +fighting and in defending themselves. Unless an animal does thus act, +or has the intention, or at least the desire, to attack its enemy, it +cannot properly be said to be enraged. An inherited habit of muscular +exertion will thus have been gained in association with rage; and this +will directly or indirectly affect various organs, in nearly the same +manner as does great bodily suffering. + +The heart no doubt will likewise be affected in a direct manner; but it +will also in all probability be affected through habit; and all the more +so from not being under the control of the will. We know that any +great exertion which we voluntarily make, affects the heart, through +mechanical and other principles which need not here be considered; and +it was shown in the first chapter that nerve-force flows readily +through habitually used channels,--through the nerves of voluntary +or involuntary movement, and through those of sensation. Thus even a +moderate amount of exertion will tend to act on the heart; and on the +principle of association, of which so many instances have been given, +we may feel nearly sure that any sensation or emotion, as great pain or +rage, which has habitually led to much muscular action, will immediately +influence the flow of nerve-force to the heart, although there may not +be at the time any muscular exertion. + +The heart, as I have said, will be all the more readily affected through +habitual associations, as it is not under the control of the will. A man +when moderately angry, or even when enraged, may command the movements +of his body, but he cannot prevent his heart from beating rapidly. His +chest will perhaps give a few heaves, and his nostrils just quiver, for +the movements of respiration are only in part voluntary. In like manner +those muscles of the face which are least obedient to the will, will +sometimes alone betray a slight and passing emotion. The glands again +are wholly independent of the will, and a man suffering from grief may +command his features, but cannot always prevent the tears from coming +into his eyes. A hungry man, if tempting food is placed before him, +may not show his hunger by any outward gesture, but he cannot check the +secretion of saliva. + +Under a transport of Joy or of vivid Pleasure, there is a strong +tendency to various purposeless movements, and to the utterance of +various sounds. We see this in our young children, in their loud +laughter, clapping of hands, and jumping for joy; in the bounding and +barking of a dog when going out to walk with his master; and in the +frisking of a horse when turned out into an open field. Joy quickens the +circulation, and this stimulates the brain, which again reacts on the +whole body. The above purposeless movements and increased heart-action +may be attributed in chief part to the excited state of the +sensorium,[310] and to the consequent undirected overflow, as Mr. +Herbert Spencer insists, of nerve-force. It deserves notice, that it is +chiefly the anticipation of a pleasure, and not its actual enjoyment, +which leads to purposeless and extravagant movements of the body, and to +the utterance of various sounds. We see this in our children when they +expect any great pleasure or treat; and dogs, which have been bounding +about at the sight of a plate of food, when they get it do not show +their delight by any outward sign, not even by wagging their tails. +Now with animals of all kinds, the acquirement of almost all their +pleasures, with the exception of those of warmth and rest, are +associated, and have long been associated with active movements, as in +the hunting or search for food, and in their courtship. Moreover, the +mere exertion of the muscles after long rest or confinement is in itself +a pleasure, as we ourselves feel, and as we see in the play of young +animals. Therefore on this latter principle alone we might perhaps +expect, that vivid pleasure would be apt to show itself conversely in +muscular movements. + +With all or almost all animals, even with birds, Terror causes the +body to tremble. The skin becomes pale, sweat breaks out, and the hair +bristles. The secretions of the alimentary canal and of the kidneys are +increased, and they are involuntarily voided, owing to the relaxation +of the sphincter muscles, as is known to be the case with man, and as +I have seen with cattle, dogs, cats, and monkeys. The breathing is +hurried. The heart beats quickly, wildly, and violently; but whether it +pumps the blood more efficiently through the body may be doubted, for +the surface seems bloodless and the strength of the muscles soon fails. +In a frightened horse I have felt through the saddle the beating of +the heart so plainly that I could have counted the beats. The mental +faculties are much disturbed. Utter prostration soon follows, and even +fainting. A terrified canary-bird has been seen not only to tremble and +to turn white about the base of the bill, but to faint;[311] and I once +caught a robin in a room, which fainted so completely, that for a time I +thought it dead. + +Most of these symptoms are probably the direct result, independently +of habit, of the disturbed state of the sensorium; but it is doubtful +whether they ought to be wholly thus accounted for. When an animal is +alarmed it almost always stands motionless for a moment, in order to +collect its senses and to ascertain the source of danger, and sometimes +for the sake of escaping detection. But headlong flight soon follows, +with no husbanding of the strength as in fighting, and the animal +continues to fly as long as the danger lasts, until utter prostration, +with failing respiration and circulation, with all the muscles quivering +and profuse sweating, renders further flight impossible. Hence it does +not seem improbable that the principle of associated habit may in part +account for, or at least augment, some of the above-named characteristic +symptoms of extreme terror. + + +That the principle of associated habit has played an important part +in causing the movements expressive of the foregoing several strong +emotions and sensations, we may, I think, conclude from considering +firstly, some other strong emotions which do not ordinarily require for +their relief or gratification any voluntary movement; and secondly the +contrast in nature between the so-called exciting and depressing states +of the mind. No emotion is stronger than maternal love; but a mother may +feel the deepest love for her helpless infant, and yet not show it by +any outward sign; or only by slight caressing movements, with a gentle +smile and tender eyes. But let any one intentionally injure her infant, +and see what a change! how she starts up with threatening aspect, how +her eyes sparkle and her face reddens, how her bosom heaves, nostrils +dilate, and heart beats; for anger, and not maternal love, has +habitually led to action. The love between the opposite sexes is widely +different from maternal love; and when lovers meet, we know that their +hearts beat quickly, their breathing is hurried, and their faces flush; +for this love is not inactive like that of a mother for her infant. + +A man may have his mind filled with the blackest hatred or suspicion, or +be corroded with envy or jealousy, but as these feelings do not at once +lead to action, and as they commonly last for some time, they are not +shown by any outward sign, excepting that a man in this state assuredly +does not appear cheerful or good-tempered. If indeed these feelings +break out into overt acts, rage takes their place, and will be plainly +exhibited. Painters can hardly portray suspicion, jealousy, envy, &c., +except by the aid of accessories which tell the tale; and poets use +such vague and fanciful expressions as "green-eyed jealousy." Spenser +describes suspicion as "Foul, ill-favoured, and grim, under his eyebrows +looking still askance," &c.; Shakespeare speaks of envy "as lean-faced +in her loathsome case;" and in another place he says, "no black envy +shall make my grave;" and again as "above pale envy's threatening +reach." + +Emotions and sensations have often been classed as exciting or +depressing. When all the organs of the body and mind,--those of +voluntary and involuntary movement, of perception, sensation, thought, +&c.,--perform their functions more energetically and rapidly than usual, +a man or animal may be said to be excited, and, under an opposite state, +to be depressed. Anger and joy are from the first exciting emotions, and +they naturally lead, more especially the former, to energetic movements, +which react on the heart and this again on the brain. A physician once +remarked to me as a proof of the exciting nature of anger, that a man +when excessively jaded will sometimes invent imaginary offences and put +himself into a passion, unconsciously for the sake of reinvigorating +himself; and since hearing this remark, I have occasionally recognized +its full truth. + +Several other states of mind appear to be at first exciting, but soon +become depressing to an extreme degree. When a mother suddenly loses her +child, sometimes she is frantic with grief, and must be considered to be +in an excited state; she walks wildly about, tears her hair or clothes, +and wrings her hands. This latter action is perhaps due to the principle +of antithesis, betraying an inward sense of helplessness and that +nothing can be done. The other wild and violent movements may be in part +explained by the relief experienced through muscular exertion, and +in part by the undirected overflow of nerve-force from the excited +sensorium. But under the sudden loss of a beloved person, one of the +first and commonest thoughts which occurs, is that something more might +have been done to save the lost one. An excellent observer,[312] in +describing the behaviour of a girl at the sudden death of her father, +says she "went about the house wringing her hands like a creature +demented, saying 'It was her fault;' 'I should never have left him;' +'If I had only sat up with him,'" &c. With such ideas vividly present +before the mind, there would arise, through the principle of associated +habit, the strongest tendency to energetic action of some kind. + +As soon as the sufferer is fully conscious that nothing can be done, +despair or deep sorrow takes the place of frantic grief. The sufferer +sits motionless, or gently rocks to and fro; the circulation becomes +languid; respiration is almost forgotten, and deep sighs are drawn. + +Pain, if severe, soon induces extreme depression or prostration; but it +is at first a stimulant and excites to action, as we see when we whip a +horse, and as is shown by the horrid tortures inflicted in foreign lands +on exhausted dray-bullocks, to rouse them to renewed exertion. Fear +again is the most depressing of all the emotions; and it soon induces +utter, helpless prostration, as if in consequence of, or in association +with, the most violent and prolonged attempts to escape from the danger, +though no such attempts have actually been made. Nevertheless, even +extreme fear often acts at first as a powerful stimulant. A man or +animal driven through terror to desperation, is endowed with wonderful +strength, and is notoriously dangerous in the highest degree. + +On the whole we may conclude that the principle of the direct action +of the sensorium on the body, due to the constitution of the nervous +system, and from the first independent of the will, has been highly +influential in determining many expressions. Good instances are afforded +by the trembling of the muscles, the sweating of the skin, the modified +secretions of the alimentary canal and glands, under various emotions +and sensations. But actions of this kind are often combined with others, +which follow from our first principle, namely, that actions which have +often been of direct or indirect service, under certain states of the +mind, in order to gratify or relieve certain sensations, desires, &c., +are still performed under analogous circumstances through mere habit +although of no service. We have combinations of this kind, at least in +part, in the frantic gestures of rage and in the writhings of extreme +pain; and, perhaps, in the increased action of the heart and of the +respiratory organs. Even when these and other emotions or sensations +are aroused in a very feeble manner, there will still be a tendency to +similar actions, owing to the force of long-associated habit; and +those actions which are least under voluntary control will generally +be longest retained. Our second principle of antithesis has likewise +occasionally come into play. + +Finally, so many expressive movements can be explained, as I trust will +be seen in the course of this volume, through the three principles which +have now been discussed, that we may hope hereafter to see all thus +explained, or by closely analogous principles. It is, however, often +impossible to decide how much weight ought to be attributed, in each +particular case, to one of our principles, and how much to another; and +very many points in the theory of Expression remain inexplicable. + + + +CHAPTER IV. -- MEANS OF EXPRESSION IN ANIMALS. + +The emission of Sounds--Vocal sounds--Sounds otherwise +produced--Erection of the dermal appendages, hairs, feathers, &c., under +the emotions of anger and terror--The drawing back of the ears as a +preparation for fighting, and as an expression of anger--Erection of the +ears and raising the head, a sign of attention. + + +IN this and the following chapter I will describe, but only in +sufficient detail to illustrate my subject, the expressive movements, +under different states of the mind, of some few well-known animals. But +before considering them in due succession, it will save much useless +repetition to discuss certain means of expression common to most of +them. + +_The emission of Sounds_.--With many kinds of animals, man included, +the vocal organs are efficient in the highest degree as a means of +expression. We have seen, in the last chapter, that when the sensorium +is strongly excited, the muscles of the body are generally thrown into +violent action; and as a consequence, loud sounds are uttered, however +silent the animal may generally be, and although the sounds may be of no +use. Hares and rabbits for instance, never, I believe, use their vocal +organs except in the extremity of suffering; as, when a wounded hare is +killed by the sportsman, or when a young rabbit is caught by a stoat. +Cattle and horses suffer great pain in silence; but when this is +excessive, and especially when associated with terror, they utter +fearful sounds. I have often recognized, from a distance on the Pampas, +the agonized death-bellow of the cattle, when caught by the lasso and +hamstrung. It is said that horses, when attacked by wolves, utter loud +and peculiar screams of distress. + +Involuntary and purposeless contractions of the muscles of the chest and +glottis, excited in the above manner, may have first given rise to the +emission of vocal sounds. But the voice is now largely used by many +animals for various purposes; and habit seems to have played an +important part in its employment under other circumstances. Naturalists +have remarked, I believe with truth, that social animals, from +habitually using their vocal organs as a means of intercommunication, +use them on other occasions much more freely than other animals. But +there are marked exceptions to this rule, for instance, with the rabbit. +The principle, also, of association, which is so widely extended in its +power, has likewise played its part. Hence it follows that the voice, +from having been habitually employed as a serviceable aid under certain +conditions, inducing pleasure, pain, rage, &c., is commonly used +whenever the same sensations or emotions are excited, under quite +different conditions, or in a lesser degree. + +The sexes of many animals incessantly call for each other during the +breeding-season; and in not a few cases, the male endeavours thus +to charm or excite the female. This, indeed, seems to have been the +primeval use and means of development of the voice, as I have attempted +to show in my 'Descent of Man.' Thus the use of the vocal organs will +have become associated with the anticipation of the strongest pleasure +which animals are capable of feeling. Animals which live in society +often call to each other when separated, and evidently feel much joy +at meeting; as we see with a horse, on the return of his companion, for +whom he has been neighing. The mother calls incessantly for her lost +young ones; for instance, a cow for her calf; and the young of many +animals call for their mothers. When a flock of sheep is scattered, the +ewes bleat incessantly for their lambs, and their mutual pleasure at +coming together is manifest. Woe betide the man who meddles with the +young of the larger and fiercer quadrupeds, if they hear the cry of +distress from their young. Rage leads to the violent exertion of all the +muscles, including those of the voice; and some animals, when enraged, +endeavour to strike terror into their enemies by its power and +harshness, as the lion does by roaring, and the dog by growling. I infer +that their object is to strike terror, because the lion at the same time +erects the hair of its mane, and the dog the hair along its back, and +thus they make themselves appear as large and terrible as possible. +Rival males try to excel and challenge each other by their voices, +and this leads to deadly contests. Thus the use of the voice will have +become associated with the emotion of anger, however it may be aroused. +We have also seen that intense pain, like rage, leads to violent +outcries, and the exertion of screaming by itself gives some relief; and +thus the use of the voice will have become associated with suffering of +any kind. + +The cause of widely different sounds being uttered under different +emotions and sensations is a very obscure subject. Nor does the rule +always hold good that there is any marked difference. For instance with +the dog, the bark of anger and that of joy do not differ much, +though they can be distinguished. It is not probable that any precise +explanation of the cause or source of each particular sound, under +different states of the mind, will ever be given. We now that some +animals, after being domesticated, have acquired the habit of uttering +sounds which were not natural to them.[401] Thus domestic dogs, and even +tamed jackals, have learnt to bark, which is a noise not proper to any +species of the genus, with the exception of the _Canis latrans_ of +North America, which is said to bark. Some breeds, also, of the domestic +pigeon have learnt to coo in a new and quite peculiar manner. + +The character of the human voice, under the influence of various +emotions, has been discussed by Mr. Herbert Spencer[402] in his +interesting essay on Music. He clearly shows that the voice alters much +under different conditions, in loudness and in quality, that is, in +resonance and _timbre_, in pitch and intervals. No one can listen to an +eloquent orator or preacher, or to a man calling angrily to another, or +to one expressing astonishment, without being struck with the truth of +Mr. Spencer's remarks. It is curious how early in life the modulation of +the voice becomes expressive. With one of my children, under the age of +two years, I clearly perceived that his humph of assent was rendered by +a slight modulation strongly emphatic; and that by a peculiar whine his +negative expressed obstinate determination. Mr. Spencer further shows +that emotional speech, in all the above respects is intimately related +to vocal music, and consequently to instrumental music; and he attempts +to explain the characteristic qualities of both on physiological +grounds--namely, on "the general law that a feeling is a stimulus to +muscular action." It may be admitted that the voice is affected through +this law; but the explanation appears to me too general and vague to +throw much light on the various differences, with the exception of that +of loudness, between ordinary speech and emotional speech, or singing. + +This remark holds good, whether we believe that the various qualities +of the voice originated in speaking under the excitement of strong +feelings, and that these qualities have subsequently been transferred +to vocal music; or whether we believe, as I maintain, that the habit of +uttering musical sounds was first developed, as a means of courtship, +in the early progenitors of man, and thus became associated with the +strongest emotions of which they were capable,--namely, ardent love, +rivalry and triumph. That animals utter musical notes is familiar to +every one, as we may daily hear in the singing of birds. It is a more +remarkable fact that an ape, one of the Gibbons, produces an exact +octave of musical sounds, ascending and descending the scale by +halftones; so that this monkey "alone of brute mammals may be said to +sing."[403] From this fact, and from the analogy of other animals, I +have been led to infer that the progenitors of man probably uttered +musical tones, before they had acquired the power of articulate speech; +and that consequently, when the voice is used under any strong emotion, +it tends to assume, through the principle of association, a musical +character. We can plainly perceive, with some of the lower animals, +that the males employ their voices to please the females, and that +they themselves take pleasure in their own vocal utterances; but why +particular sounds are uttered, and why these give pleasure cannot at +present be explained. + +That the pitch of the voice bears some relation to certain states +of feeling is tolerably clear. A person gently complaining of +ill-treatment, or slightly suffering, almost always speaks in a +high-pitched voice. Dogs, when a little impatient, often make a +high piping note through their noses, which at once strikes us as +plaintive;[404] but how difficult it is to know whether the sound is +essentially plaintive, or only appears so in this particular case, from +our having learnt by experience what it means! Rengger, states[405] +that the monkeys (_Cebus azaroe_), which he kept in Paraguay, expressed +astonishment by a half-piping, half-snarling noise; anger or impatience, +by repeating the sound _hu hu_ in a deeper, grunting voice; and fright +or pain, by shrill screams. On the other hand, with mankind, deep groans +and high piercing screams equally express an agony of pain. Laughter +maybe either high or low; so that, with adult men, as Haller long ago +remarked,[406] the sound partakes of the character of the vowels (as +pronounced in German) _O_ and _A_; whilst with children and women, it +has more of the character of _E_ and _I_; and these latter vowel-sounds +naturally have, as Helmholtz has shown, a higher pitch than the former; +yet both tones of laughter equally express enjoyment or amusement. + +In considering the mode in which vocal utterances express emotion, +we are naturally led to inquire into the cause of what is called +"expression" in music. Upon this point Mr. Litchfield, who has long +attended to the subject of music, has been so kind as to give me the +following remarks:--"The question, what is the essence of musical +'expression' involves a number of obscure points, which, so far as I am +aware, are as yet unsolved enigmas. Up to a certain point, however, +any law which is found to hold as to the expression of the emotions by +simple sounds must apply to the more developed mode of expression in +song, which may be taken as the primary type of all music. A great part +of the emotional effect of a song depends on the character of the action +by which the sounds are produced. In songs, for instance, which express +great vehemence of passion, the effect often chiefly depends on the +forcible utterance of some one or two characteristic passages which +demand great exertion of vocal force; and it will be frequently noticed +that a song of this character fails of its proper effect when sung by a +voice of sufficient power and range to give the characteristic passages +without much exertion. This is, no doubt, the secret of the loss of +effect so often produced by the transposition of a song from one key +to another. The effect is thus seen to depend not merely on the actual +sounds, but also in part on the nature of the action which produces the +sounds. Indeed it is obvious that whenever we feel the 'expression' of +a song to be due to its quickness or slowness of movement--to smoothness +of flow, loudness of utterance, and so on--we are, in fact, interpreting +the muscular actions which produce sound, in the same way in which we +interpret muscular action generally. But this leaves unexplained +the more subtle and more specific effect which we call the MUSICAL +expression of the song--the delight given by its melody, or even by the +separate sounds which make up the melody. This is an effect indefinable +in language--one which, so far as I am aware, no one has been able to +analyse, and which the ingenious speculation of Mr. Herbert Spencer as +to the origin of music leaves quite unexplained. For it is certain that +the MELODIC effect of a series of sounds does not depend in the least on +their loudness or softness, or on their ABSOLUTE pitch. A tune is always +the same tune, whether it is sung loudly or softly, by a child or a man; +whether it is played on a flute or on a trombone. The purely musical +effect of any sound depends on its place in what is technically called +a 'scale;' the same sound producing absolutely different effects on the +ear, according as it is heard in connection with one or another series +of sounds. + +"It is on this RELATIVE association of the sounds that all the +essentially characteristic effects which are summed up in the phrase +'musical expression,' depend. But why certain associations of sounds +have such-and-such effects, is a problem which yet remains to be solved. +These effects must indeed, in some way or other, be connected with the +well-known arithmetical relations between the rates of vibration of +the sounds which form a musical scale. And it is possible--but this is +merely a suggestion--that the greater or less mechanical facility with +which the vibrating apparatus of the human larynx passes from one state +of vibration to another, may have been a primary cause of the greater or +less pleasure produced by various sequences of sounds." + +But leaving aside these complex questions and confining ourselves to the +simpler sounds, we can, at least, see some reasons for the association +of certain kinds of sounds with certain states of mind. A scream, for +instance, uttered by a young animal, or by one of the members of a +community, as a call for assistance, will naturally be loud, prolonged, +and high, so as to penetrate to a distance. For Helmholtz has shown[407] +that, owing to the shape of the internal cavity of the human ear and its +consequent power of resonance, high notes produce a particularly strong +impression. When male animals utter sounds in order to please the +females, they would naturally employ those which are sweet to the ears +of the species; and it appears that the same sounds are often pleasing +to widely different animals, owing to the similarity of their nervous +systems, as we ourselves perceive in the singing of birds and even in +the chirping of certain tree-frogs giving us pleasure. On the other +hand, sounds produced in order to strike terror into an enemy, would +naturally be harsh or displeasing. + +Whether the principle of antithesis has come into play with sounds, as +might perhaps have been expected, is doubtful. The interrupted, laughing +or tittering sounds made by man and by various kinds of monkeys when +pleased, are as different as possible from the prolonged screams of +these animals when distressed. The deep grunt of satisfaction uttered +by a pig, when pleased with its food, is widely different from its harsh +scream of pain or terror. But with the dog, as lately remarked, the +bark of anger and that of joy are sounds which by no means stand in +opposition to each other; and so it is in some other cases. + +There is another obscure point, namely, whether the sounds which are +produced under various states of the mind determine the shape of the +mouth, or whether its shape is not determined by independent causes, and +the sound thus modified. When young infants cry they open their mouths +widely, and this, no doubt, is necessary for pouring forth a full volume +of sound; but the mouth then assumes, from a quite distinct cause, an +almost quadrangular shape, depending, as will hereafter be explained, on +the firm closing of the eyelids, and consequent drawing up of the upper +lip. How far this square shape of the mouth modifies the wailing or +crying sound, I am not prepared to say; but we know from the researches +of Helmholtz and others that the form of the cavity of the mouth and +lips determines the nature and pitch of the vowel sounds which are +produced. + +It will also be shown in a future chapter that, under the feeling of +contempt or disgust, there is a tendency, from intelligible causes, to +blow out of the mouth or nostrils, and this produces sounds like pooh +or pish. When any one is startled or suddenly astonished, there is an +instantaneous tendency, likewise from an intelligible cause, namely, to +be ready for prolonged exertion, to open the mouth widely, so as to draw +a deep and rapid inspiration. When the next full expiration follows, +the mouth is slightly closed, and the lips, from causes hereafter to be +discussed, are somewhat protruded; and this form of the mouth, if the +voice be at all exerted, produces, according to Helmholtz, the sound of +the vowel _O_. Certainly a deep sound of a prolonged _Oh!_ may be +heard from a whole crowd of people immediately after witnessing any +astonishing spectacle. If, together with surprise, pain be felt, there +is a tendency to contract all the muscles of the body, including those +of the face, and the lips will then be drawn back; and this will perhaps +account for the sound becoming higher and assuming the character of +_Ah!_ or _Ach!_ As fear causes all the muscles of the body to tremble, +the voice naturally becomes tremulous, and at the same time husky from +the dryness of the mouth, owing to the salivary glands failing to act. +Why the laughter of man and the tittering of monkeys should be a rapidly +reiterated sound, cannot be explained. During the utterance of these +sounds, the mouth is transversely elongated by the corners being drawn +backwards and upwards; and of this fact an explanation will be attempted +in a future chapter. But the whole subject of the differences of the +sounds produced under different states of the mind is so obscure, that I +have succeeded in throwing hardly any light on it; and the remarks which +I have made, have but little significance. + +[Illustration: Sound producing quills from tail of a porcupine. Fig. 11] + +All the sounds hitherto noticed depend on the respiratory organs; but +sounds produced by wholly different means are likewise expressive. +Rabbits stamp loudly on the ground as a signal to their comrades; and +if a man knows how to do so properly, he may on a quiet evening hear the +rabbits answering him all around. These animals, as well as some others, +also stamp on the ground when made angry. Porcupines rattle their quills +and vibrate their tails when angered; and one behaved in this manner +when a live snake was placed in its compartment. The quills +on the tail are very different from those on the body: they are short, +hollow, thin like a goose-quill, with their ends transversely truncated, +so that they are open; they are supported on long, thin, elastic +foot-stalks. Now, when the tail is rapidly shaken, these hollow quills +strike against each other and produce, as I heard in the presence of Mr. +Bartlett, a peculiar continuous sound. We can, I think, understand +why porcupines have been provided, through the modification of their +protective spines, with this special sound-producing instrument. They +are nocturnal animals, and if they scented or heard a prowling beast of +prey, it would be a great advantage to them in the dark to give warning +to their enemy what they were, and that they were furnished with +dangerous spines. They would thus escape being attacked. They are, as +I may add, so fully conscious of the power of their weapons, that when +enraged they will charge backwards with their spines erected, yet still +inclined backwards. + +Many birds during their courtship produce diversified sounds by means of +specially adapted feathers. Storks, when excited, make a loud clattering +noise with their beaks. Some snakes produce a grating or rattling noise. +Many insects stridulate by rubbing together specially modified parts of +their hard integuments. This stridulation generally serves as a +sexual charm or call; but it is likewise used to express different +emotions.[408] Every one who has attended to bees knows that their +humming changes when they are angry; and this serves as a warning that +there is danger of being stung. I have made these few remarks because +some writers have laid so much stress on the vocal and respiratory +organs as having been specially adapted for expression, that it was +advisable to show that sounds otherwise produced serve equally well for +the same purpose. + +_Erection of the dermal appendages_.--Hardly any expressive movement is +so general as the involuntary erection of the hairs, feathers and +other dermal appendages; for it is common throughout three of the great +vertebrate classes. These appendages are erected under the excitement +of anger or terror; more especially when these emotions are combined, or +quickly succeed each other. The action serves to make the animal appear +larger and more frightful to its enemies or rivals, and is generally +accompanied by various voluntary movements adapted for the same purpose, +and by the utterance of savage sounds. Mr. Bartlett, who has had such +wide experience with animals of all kinds, does not doubt that this is +the case; but it is a different question whether the power of erection +was primarily acquired for this special purpose. + +I will first give a considerable body of facts showing how general this +action is with mammals, birds and reptiles; retaining what I have to +say in regard to man for a future chapter. Mr. Sutton, the intelligent +keeper in the Zoological Gardens, carefully observed for me the +Chimpanzee and Orang; and he states that when they are suddenly +frightened, as by a thunderstorm, or when they are made angry, as by +being teased, their hair becomes erect. I saw a chimpanzee who was +alarmed at the sight of a black coalheaver, and the hair rose all over +his body; he made little starts forward as if to attack the man, +without any real intention of doing so, but with the hope, as the keeper +remarked, of frightening him. The Gorilla, when enraged, is described by +Mr. Ford[409] as having his crest of hair "erect and projecting forward, +his nostrils dilated, and his under lip thrown down; at the same time +uttering his characteristic yell, designed, it would seem, to terrify +his antagonists." I saw the hair on the Anubis baboon, when angered +bristling along the back, from the neck to the loins, but not on +the rump or other parts of the body. I took a stuffed snake into the +monkey-house, and the hair on several of the species instantly became +erect; especially on their tails, as I particularly noticed with the +_Cereopithecus nictitans_. Brehm states[410] that the _Midas aedipus_ +(belonging to the American division) when excited erects its mane, in +order, as he adds, to make itself as frightful as possible. + +With the Carnivora the erection of the hair seems to be almost +universal, often accompanied by threatening movements, the uncovering of +the teeth and the utterance of savage growls. In the Herpestes, I have +seen the hair on end over nearly the whole body, including the tail; and +the dorsal crest is erected in a conspicuous manner by the Hyaena and +Proteles. The enraged lion erects his mane. The bristling of the hair +along the neck and back of the dog, and over the whole body of the +cat, especially on the tail, is familiar to every one. With the cat it +apparently occurs only under fear; with the dog, under anger and fear; +but not, as far as I have observed, under abject fear, as when a dog is +going to be flogged by a severe gamekeeper. If, however, the dog shows +fight, as sometimes happens, up goes his hair. I have often noticed that +the hair of a dog is particularly liable to rise, if he is half angry +and half afraid, as on beholding some object only indistinctly seen in +the dusk. + +I have been assured by a veterinary surgeon that he has often seen the +hair erected on horses and cattle, on which he had operated and was +again going to operate. When I showed a stuffed snake to a Peccary, the +hair rose in a wonderful manner along its back; and so it does with +the boar when enraged. An Elk which gored a man to death in the United +States, is described as first brandishing his antlers, squealing with +rage and stamping on the ground; "at length his hair was seen to rise +and stand on end," and then he plunged forward to the attack.[411] The +hair likewise becomes erect on goats, and, as I hear from Mr. Blyth, on +some Indian antelopes. I have seen it erected on the hairy Ant-eater; +and on the Agouti, one of the Rodents. A female Bat,[412] which reared +her young under confinement, when any one looked into the cage "erected +the fur on her back, and bit viciously at intruding fingers." + +Birds belonging to all the chief Orders ruffle their feathers when angry +or frightened. Every one must have seen two cocks, even quite young +birds, preparing to fight with erected neck-hackles; nor can these +feathers when erected serve as a means of defence, for cock-fighters +have found by experience that it is advantageous to trim them. The male +Ruff (_Machetes pugnax_) likewise erects its collar of feathers when +fighting. When a dog approaches a common hen with her chickens, she +spreads out her wings, raises her tail, ruffles all her feathers, and +looking as ferocious as possible, dashes at the intruder. The tail is +not always held in exactly the same position; it is sometimes so much +erected, that the central feathers, as in the accompanying drawing, +almost touch the back. Swans, when angered, likewise raise their wings +and tail, and erect their feathers. They open their beaks, and make by +paddling little rapid starts forwards, against any one who approaches +the water's edge too closely. Tropic birds[413] when disturbed on their +nests are said not to fly away, but "merely to stick out their feathers +and scream." The Barn-owl, when approached "instantly swells out its +plumage, extends its wings and tail, hisses and clacks its mandibles +with force and rapidity."[414] So do other kinds of owls. Hawks, as I am +informed by Mr. Jenner Weir, likewise ruffle their feathers, and spread +out their wings and tail under similar circumstances. Some kinds of +parrots erect their feathers; and I have seen this action in the +Cassowary, when angered at the sight of an Ant-eater. Young cuckoos in +the nest, raise their feathers, open their mouths widely, and make +themselves as frightful as possible. + +[Illustration: Hen driving away a dog from her chickens. Fig. 12] + +{illust. caption = FIG. 12--Hen driving away a dog from her chickens. +Drawn from life by Mr. Wood.} + +[Illustration: Swan driving away an intruder. Fig 13] + +{illust. caption = FIG. 13.--Swan driving away an intruder. Drawn from +life by Mr. Wood.} + +Small birds, also, as I hear from Mr. Weir, such as various finches, +buntings and warblers, when angry, ruffle all their feathers, or only +those round the neck; or they spread out their wings and tail-feathers. +With their plumage in this state, they rush at each other with open +beaks and threatening gestures. Mr. Weir concludes from his large +experience that the erection of the feathers is caused much more by +anger than by fear. He gives as an instance a hybrid goldfinch of a most +irascible disposition, which when approached too closely by a servant, +instantly assumes the appearance of a ball of ruffled feathers. He +believes that birds when frightened, as a general rule, closely adpress +all their feathers, and their consequently diminished size is often +astonishing. As soon as they recover from their fear or surprise, the +first thing which they do is to shake out their feathers. The best +instances of this adpression of the feathers and apparent shrinking of +the body from fear, which Mr. Weir has noticed, has been in the quail +and grass-parrakeet.[415] The habit is intelligible in these birds from +their being accustomed, when in danger, either to squat on the ground or +to sit motionless on a branch, so as to escape detection. Though, with +birds, anger may be the chief and commonest cause of the erection of the +feathers, it is probable that young cuckoos when looked at in the nest, +and a hen with her chickens when approached by a dog, feel at least some +terror. Mr. Tegetmeier informs me that with game-cocks, the erection of +the feathers on the head has long been recognized in the cock-pit as a +sign of cowardice. + +The males of some lizards, when fighting together during their +courtship, expand their throat pouches or frills, and erect their dorsal +crests.[416] But Dr. Gunther does not believe that they can erect their +separate spines or scales. + +We thus see how generally throughout the two higher vertebrate classes, +and with some reptiles, the dermal appendages are erected under the +influence of anger and fear. The movement is effected, as we know +from Kolliker's interesting discovery, by the contraction of minute, +unstriped, involuntary muscles,[417] often called _arrectores pili_, +which are attached to the capsules of the separate hairs, feathers, &c. +By the contraction of these muscles the hairs can be instantly erected, +as we see in a dog, being at the same time drawn a little out of their +sockets; they are afterwards quickly depressed. The vast number of these +minute muscles over the whole body of a hairy quadruped is astonishing. +The erection of the hair is, however, aided in some cases, as with +that on the head of a man, by the striped and voluntary muscles of the +underlying _panniculus carnosus_. It is by the action of these latter +muscles, that the hedgehog erects its spines. It appears, also, from the +researches of Leydig[418] and others, that striped fibres extend from +the panniculus to some of the larger hairs, such as the vibrissae of +certain quadrupeds. The _arrectores pili_ contract not only under the +above emotions, but from the application of cold to the surface. +I remember that my mules and dogs, brought from a lower and warmer +country, after spending a night on the bleak Cordillera, had the hair +all over their bodies as erect as under the greatest terror. We see the +same action in our own _goose-skin_ during the chill before a fever-fit. +Mr. Lister has also found,[419] that tickling a neighbouring part of the +skin causes the erection and protrusion of the hairs. + +From these facts it is manifest that the erection of the dermal +appendages is a reflex action, independent of the will; and this action +must be looked at, when, occurring under the influence of anger or +fear, not as a power acquired for the sake of some advantage, but as an +incidental result, at least to a large extent, of the sensorium being +affected. The result, in as far as it is incidental, may be compared +with the profuse sweating from an agony of pain or terror. Nevertheless, +it is remarkable how slight an excitement often suffices to cause the +hair to become erect; as when two dogs pretend to fight together in +play. We have, also, seen in a large number of animals, belonging to +widely distinct classes, that the erection of the hair or feathers is +almost always accompanied by various voluntary movements--by threatening +gestures, opening the mouth, uncovering the teeth, spreading out of the +wings and tail by birds, and by the utterance of harsh sounds; and the +purpose of these voluntary movements is unmistakable. Therefore it seems +hardly credible that the co-ordinated erection of the dermal appendages, +by which the animal is made to appear larger and more terrible to its +enemies or rivals, should be altogether an incidental and purposeless +result of the disturbance of the sensorium. This seems almost as +incredible as that the erection by the hedgehog of its spines, or of +the quills by the porcupine, or of the ornamental plumes by many birds +during their courtship, should all be purposeless actions. + +We here encounter a great difficulty. How can the contraction of the +unstriped and involuntary _arrectores pili_ have been co-ordinated with +that of various voluntary muscles for the same special purpose? If +we could believe that the arrectores primordially had been voluntary +muscles, and had since lost their stripes and become involuntary, the +case would be comparatively simple. I am not, however, aware that there +is any evidence in favour of this view; although the reversed transition +would not have presented any great difficulty, as the voluntary muscles +are in an unstriped condition in the embryos of the higher animals, and +in the larvae of some crustaceans. Moreover in the deeper layers of the +skin of adult birds, the muscular network is, according to Leydig,[420] +in a transitional condition; the fibres exhibiting only indications of +transverse striation. + +Another explanation seems possible. We may admit that originally the +_arrectores pili_ were slightly acted on in a direct manner, under the +influence of rage and terror, by the disturbance of the nervous system; +as is undoubtedly the case with our so-called _goose-skin_ before a +fever-fit. Animals have been repeatedly excited by rage and terror +during many generations; and consequently the direct effects of the +disturbed nervous system on the dermal appendages will almost +certainly have been increased through habit and through the tendency +of nerve-force to pass readily along accustomed channels. We shall +find this view of the force of habit strikingly confirmed in a future +chapter, where it will be shown that the hair of the insane is affected +in an extraordinary manner, owing to their repeated accesses of fury +and terror. As soon as with animals the power of erection had thus +been strengthened or increased, they must often have seen the hairs +or feathers erected in rival and enraged males, and the bulk of their +bodies thus increased. In this case it appears possible that they might +have wished to make themselves appear larger and more terrible to their +enemies, by voluntarily assuming a threatening attitude and uttering +harsh cries; such attitudes and utterances after a time becoming through +habit instinctive. In this manner actions performed by the contraction +of voluntary muscles might have been combined for the same special +purpose with those effected by involuntary muscles. It is even possible +that animals, when excited and dimly conscious of some change in the +state of their hair, might act on it by repeated exertions of their +attention and will; for we have reason to believe that the will is +able to influence in an obscure manner the action of some unstriped or +involuntary muscles, as in the period of the peristaltic movements +of the intestines, and in the contraction of the bladder. Nor must we +overlook the part which variation and natural selection may have played; +for the males which succeeded in making themselves appear the most +terrible to their rivals, or to their other enemies, if not of +overwhelming power, will on an average have left more offspring to +inherit their characteristic qualities, whatever these may be and +however first acquired, than have other males. + +_The inflation of the body, and other means of exciting fear in an +enemy_.--Certain Amphibians and Reptiles, which either have no spines +to erect, or no muscles by which they can be erected, enlarge themselves +when alarmed or angry by inhaling air. This is well known to be the case +with toads and frogs. The latter animal is made, in AEsop's fable of +the 'Ox and the Frog,' to blow itself up from vanity and envy until +it burst. This action must have been observed during the most ancient +times, as, according to Mr. Hensleigh Wedgwood,[421] the word _toad_ +expresses in all the languages of Europe the habit of swelling. It has +been observed with some of the exotic species in the Zoological Gardens; +and Dr. Gunther believes that it is general throughout the group. +Judging from analogy, the primary purpose probably was to make the body +appear as large and frightful as possible to an enemy; but another, and +perhaps more important secondary advantage is thus gained. When frogs +are seized by snakes, which are their chief enemies, they enlarge +themselves wonderfully; so that if the snake be of small size, as Dr. +Gunther informs me, it cannot swallow the frog, which thus escapes being +devoured. + +Chameleons and some other lizards inflate themselves when angry. Thus +a species inhabiting Oregon, the _Tapaya Douglasii_, is slow in its +movements and does not bite, but has a ferocious aspect; "when irritated +it springs in a most threatening manner at anything pointed at it, at +the same time opening its mouth wide and hissing audibly, after which it +inflates its body, and shows other marks of anger."[422] + +Several kinds of snakes likewise inflate themselves when irritated. +The puff-adder (_Clotho arietans_) is remarkable in this respect; but +I believe, after carefully watching these animals, that they do not +act thus for the sake of increasing their apparent bulk, but simply +for inhaling a large supply of air, so as to produce their surprisingly +loud, harsh, and prolonged hissing sound. The Cobras-de-capello, when +irritated, enlarge themselves a little, and hiss moderately; but, at +the same time they lift their heads aloft, and dilate by means of their +elongated anterior ribs, the skin on each side of the neck into a large +flat disk,--the so-called hood. With their widely opened mouths, they +then assume a terrific aspect. The benefit thus derived ought to be +considerable, in order to compensate for the somewhat lessened rapidity +(though this is still great) with which, when dilated, they can strike +at their enemies or prey; on the same principle that a broad, thin piece +of wood cannot be moved through the air so quickly as a small round +stick. An innocuous snake, the _Trovidonotus macrophthalmus_, an +inhabitant of India, likewise dilates its neck when irritated; +and consequently is often mistaken for its compatriot, the deadly +Cobra.[423] This resemblance perhaps serves as some protection to the +Tropidonotus. + +Another innocuous species, the Dasypeltis of South Africa, blows itself +out, distends its neck, hisses and darts at an intruder.[424] Many other +snakes hiss under similar circumstances. They also rapidly vibrate +their protruded tongues; and this may aid in increasing their terrific +appearance. + +Snakes possess other means of producing sounds besides hissing. Many +years ago I observed in South America that a venomous Trigonocephalus, +when disturbed, rapidly vibrated the end of its tail, which striking +against the dry grass and twigs produced a rattling noise that could be +distinctly heard at the distance of six feet.[425] The deadly and fierce +_Echis carinata_ of India produces "a curious prolonged, almost hissing +sound in a very different manner, namely by rubbing the sides of the +folds of its body against each other," whilst the head remains in almost +the same position. The scales on the sides, and not on other parts of +the body, are strongly keeled, with the keels toothed like a saw; and as +the coiled-up animal rubs its sides together, these grate against each +other.[426] Lastly, we have the well-known case of the Rattle-snake. He +who has merely shaken the rattle of a dead snake, can form no just idea +of the sound produced by the living animal. Professor Shaler states that +it is indistinguishable from that made by the male of a large Cicada +(an Homopterous insect), which inhabits the same district.[427] In the +Zoological Gardens, when the rattle-snakes and puff-adders were greatly +excited at the same time, I was much struck at the similarity of the +sound produced by them; and although that made by the rattle-snake +is louder and shriller than the hissing of the puff-adder, yet when +standing at some yards distance I could scarcely distinguish the two. +For whatever purpose the sound is produced by the one species, I can +hardly doubt that it serves for the same purpose in the other species; +and I conclude from the threatening gestures made at the same time by +many snakes, that their hissing,--the rattling of the rattle-snake and +of the tail of the Trigonocephalus,--the grating of the scales of the +Echis,--and the dilatation of the hood of the Cobra,--all subserve the +same end, namely, to make them appear terrible to their enemies.[428] + +It seems at first a probable conclusion that venomous snakes, such +as the foregoing, from being already so well defended by their +poison-fangs, would never be attacked by any enemy; and consequently +would have no need to excite additional terror. But this is far from +being the case, for they are largely preyed on in all quarters of the +world by many animals. It is well known that pigs are employed in the +United States to clear districts infested with rattle-snakes, which they +do most effectually.[429] In England the hedgehog attacks and devours +the viper. In India, as I hear from Dr. Jerdon, several kinds of hawks, +and at least one mammal, the Herpestes, kill cobras and other venomous +species;[430] and so it is in South Africa. Therefore it is by no means +improbable that any sounds or signs by which the venomous species could +instantly make themselves recognized as dangerous, would be of more +service to them than to the innocuous species which would not be able, +if attacked, to inflict any real injury. + +Having said thus much about snakes, I am tempted to add a few remarks +on the means by which the rattle of the rattle-snake was probably +developed. Various animals, including some lizards, either curl or +vibrate their tails when excited. This is the case with many kinds +of snakes.[431] In the Zoological Gardens, an innocuous species, the +_Coronella Sayi_, vibrates its tail so rapidly that it becomes almost +invisible. The Trigonocephalus, before alluded to, has the same habit; +and the extremity of its tail is a little enlarged, or ends in a bead. +In the Lachesis, which is so closely allied to the rattle-snake that +it was placed by Linnaeus in the same genus, the tail ends in a single, +large, lancet-shaped point or scale. With some snakes the skin, as +Professor Shaler remarks, "is more imperfectly detached from the region +about the tail than at other parts of the body." Now if we suppose that +the end of the tail of some ancient American species was enlarged, and +was covered by a single large scale, this could hardly have been +cast off at the successive moults. In this case it would have been +permanently retained, and at each period of growth, as the snake grew +larger, a new scale, larger than the last, would have been formed +above it, and would likewise have been retained. The foundation for the +development of a rattle would thus have been laid; and it would have +been habitually used, if the species, like so many others, vibrated its +tail whenever it was irritated. That the rattle has since been specially +developed to serve as an efficient sound-producing instrument, there can +hardly be a doubt; for even the vertebrae included within the extremity +of the tail have been altered in shape and cohere. But there is no +greater improbability in various structures, such as the rattle of +the rattle-snake,--the lateral scales of the Echis,--the neck with +the included ribs of the Cobra,--and the whole body of the +puff-adder,--having been modified for the sake of warning and +frightening away their enemies, than in a bird, namely, the wonderful +Secretary-hawk (_Gypogeranus_) having had its whole frame modified for +the sake of killing snakes with impunity. It is highly probable, judging +from what we have before seen, that this bird would ruffle its feathers +whenever it attacked a snake; and it is certain that the Herpestes, when +it eagerly rushes to attack a snake, erects the hair all over its +body, and especially that on its tail.[432] We have also seen that some +porcupines, when angered or alarmed at the sight of a snake, rapidly +vibrate their tails, thus producing a peculiar sound by the striking +together of the hollow quills. So that here both the attackers and the +attacked endeavour to make themselves as dreadful as possible to each +other; and both possess for this purpose specialised means, which, oddly +enough, are nearly the same in some of these cases. Finally we can see +that if, on the one hand, those individual snakes, which were best able +to frighten away their enemies, escaped best from being devoured; and +if, on the other hand, those individuals of the attacking enemy survived +in larger numbers which were the best fitted for the dangerous task of +killing and devouring venomous snakes;--then in the one case as in the +other, beneficial variations, supposing the characters in question to +vary, would commonly have been preserved through the survival of the +fittest. + +_The Drawing back and pressure of the Ears to the Head_.--The ears +through their movements are highly expressive in many animals; but in +some, such as man, the higher apes, and many ruminants, they fail in +this respect. A slight difference in position serves to express in the +plainest manner a different state of mind, as we may daily see in the +dog; but we are here concerned only with the ears being drawn closely +backwards and pressed to the head. A savage frame of mind is thus shown, +but only in the case of those animals which fight with their teeth; and +the care which they take to prevent their ears being seized by their +antagonists, accounts for this position. Consequently, through habit +and association, whenever they feel slightly savage, or pretend in their +play to be savage, their ears are drawn back. That this is the true +explanation may be inferred from the relation which exists in very many +animals between their manner of fighting and the retraction of their +ears. + +All the Carnivora fight with their canine teeth, and all, as far as I +have observed, draw their ears back when feeling savage. This may be +continually seen with dogs when fighting in earnest, and with puppies +fighting in play. The movement is different from the falling down +and slight drawing back of the ears, when a dog feels pleased and is +caressed by his master. The retraction of the ears may likewise be seen +in kittens fighting together in their play, and in full-grown cats when +really savage, as before illustrated in fig. 9 (p. 58). Although their +ears are thus to a large extent protected, yet they often get much torn +in old male cats during their mutual battles. The same movement is very +striking in tigers, leopards, &c., whilst growling over their food in +menageries. The lynx has remarkably long ears; and their retraction, +when one of these animals is approached in its cage, is very +conspicuous, and is eminently expressive of its savage disposition. Even +one of the Eared Seals, the _Otariapusilla_, which has very small ears, +draws them backwards, when it makes a savage rush at the legs of its +keeper. + +When horses fight together they use their incisors for biting, and +their fore-legs for striking, much more than they do their hind-legs +for kicking backwards. This has been observed when stallions have broken +loose and have fought together, and may likewise be inferred from the +kind of wounds which they inflict on each other. Every one recognizes +the vicious appearance which the drawing back of the ears gives to a +horse. This movement is very different from that of listening to a +sound behind. If an ill-tempered horse in a stall is inclined to kick +backwards, his ears are retracted from habit, though he has no intention +or power to bite. But when a horse throws up both hind-legs in play, as +when entering an open field, or when just touched by the whip, he does +not generally depress his ears, for he does not then feel vicious. +Guanacoes fight savagely with their teeth; and they must do so +frequently, for I found the hides of several which I shot in Patagonia +deeply scored. So do camels; and both these animals, when savage, draw +their ears closely backwards. Guanacoes, as I have noticed, when not +intending to bite, but merely to spit their offensive saliva from a +distance at an intruder, retract their ears. Even the hippopotamus, when +threatening with its widely-open enormous mouth a comrade, draws back +its small ears, just like a horse. + +Now what a contrast is presented between the foregoing animals and +cattle, sheep, or goats, which never use their teeth in fighting, and +never draw back their ears when enraged! Although sheep and goats appear +such placid animals, the males often join in furious contests. As deer +form a closely related family, and as I did not know that they ever +fought with their teeth, I was much surprised at the account given by +Major Ross King of the Moose-deer in Canada. He says, when "two +males chance to meet, laying back their ears and gnashing their teeth +together, they rush at each other with appalling fury."[433] But Mr. +Bartlett informs me that some species of deer fight savagely with their +teeth, so that the drawing back of the ears by the moose accords with +our rule. Several kinds of kangaroos, kept in the Zoological Gardens, +fight by scratching with their fore-feet and by kicking with their +hind-legs; but they never bite each other, and the keepers have never +seen them draw back their ears when angered. Rabbits fight chiefly by +kicking and scratching, but they likewise bite each other; and I +have known one to bite off half the tail of its antagonist. At the +commencement of their battles they lay back their ears, but afterwards, +as they bound over and kick each other, they keep their ears erect, or +move them much about. + +Mr. Bartlett watched a wild boar quarrelling rather savagely with his +sow; and both had their mouths open and their ears drawn backwards. +But this does not appear to be a common action with domestic pigs when +quarrelling. Boars fight together by striking upwards with their +tusks; and Mr. Bartlett doubts whether they then draw back their ears. +Elephants, which in like manner fight with their tusks, do not retract +their ears, but, on the contrary, erect them when rushing at each other +or at an enemy. + +The rhinoceroses in the Zoological Gardens fight with their nasal horns, +and have never been seen to attempt biting each other except in play; +and the keepers are convinced that they do not draw back their ears, +like horses and dogs, when feeling savage. The following statement, +therefore, by Sir S. Baker[434] is inexplicable, namely, that a +rhinoceros, which he shot in North Africa, "had no ears; they had +been bitten off close to the head by another of the same species while +fighting; and this mutilation is by no means uncommon." + +Lastly, with respect to monkeys. Some kinds, which have moveable ears, +and which fight with their teeth--for instance the _Cereopithecus +ruber_--draw back their ears when irritated just like dogs; and they +then have a very spiteful appearance. Other kinds, as the _Inuus +ecaudatus_, apparently do not thus act. Again, other kinds--and this +is a great anomaly in comparison with most other animals--retract their +ears, show their teeth, and jabber, when they are pleased by being +caressed. I observed this in two or three species of Macacus, and in +the _Cynopithecus niger_. This expression, owing to our familiarity +with dogs, would never be recognized as one of joy or pleasure by those +unacquainted with monkeys. + +_Erection of the Ears_.--This movement requires hardly any notice. All +animals which have the power of freely moving their ears, when they are +startled, or when they closely observe any object, direct their ears +to the point towards which they are looking, in order to hear any sound +from this quarter. At the same time they generally raise their heads, +as all their organs of sense are there situated, and some of the smaller +animals rise on their hind-legs. Even those kinds which squat on the +ground or instantly flee away to avoid danger, generally act momentarily +in this manner, in order to ascertain the source and nature of the +danger. The head being raised, with erected ears and eyes directed +forwards, gives an unmistakable expression of close attention to any +animal. + + + +CHAPTER V. -- SPECIAL EXPRESSIONS OF ANIMALS. + +The Dog, various expressive movements +of--Cats--Horses--Ruminants--Monkeys, their expression of joy and +affection--Of pain--Anger--Astonishment and Terror. + + +_The Dog_.--I have already described (figs. 5 and 1) the appearance of +a dog approaching another dog with hostile intentions, namely, with +erected ears, eyes intently directed forwards, hair on the neck and back +bristling, gait remarkably stiff, with the tail upright and rigid. So +familiar is this appearance to us, that an angry man is sometimes said +"to have his back up." Of the above points, the stiff gait and upright +tail alone require further discussion. Sir C. Bell remarks[501] that, +when a tiger or wolf is struck by its keeper and is suddenly roused to +ferocity, every muscle is in tension, and the limbs are in an attitude +of strained exertion, prepared to spring. This tension of the muscles +and consequent stiff gait may be accounted for on the principle of +associated habit, for anger has continually led to fierce struggles, +and consequently to all the muscles of the body having been violently +exerted. There is also reason to suspect that the muscular system +requires some short preparation, or some degree of innervation, before +being brought into strong action. My own sensations lead me to this +inference; but I cannot discover that it is a conclusion admitted by +physiologists. Sir J. Paget, however, informs me that when muscles are +suddenly contracted with the greatest force, without any preparation, +they are liable to be ruptured, as when a man slips unexpectedly; but +that this rarely occurs when an action, however violent, is deliberately +performed. + +With respect to the upright position of the tail, it seems to depend +(but whether this is really the case I know not) on the elevator muscles +being more powerful than the depressors, so that when all the muscles +of the hinder part of the body are in a state of tension, the tail is +raised. A dog in cheerful spirits, and trotting before his master with +high, elastic steps, generally carries his tail aloft, though it is not +held nearly so stiffly as when he is angered. A horse when first turned +out into an open field, may be seen to trot with long elastic strides, +the head and tail being held high aloft. Even cows when they frisk about +from pleasure, throw up their tails in a ridiculous fashion. So it is +with various animals in the Zoological Gardens. The position of the +tail, however, in certain cases, is determined by special circumstances; +thus as soon as a horse breaks into a gallop, at full speed, he always +lowers his tail, so that as little resistance as possible may be offered +to the air. + +When a dog is on the point of springing on his antagonist, he utters a +savage growl; the ears are pressed closely backwards, and the upper lip +(fig. 14) is retracted out of the way of his teeth, especially of his +canines. These movements may be observed with dogs and puppies in +their play. But if a dog gets really savage in his play, his expression +immediately changes. This, however, is simply due to the lips and ears +being drawn back with much greater energy. If a dog only snarls at +another, the lip is generally retracted on one side alone, namely +towards his enemy. + +[Illustration: Head of snarling Dog. Fig 14] + +{illust. caption = FIG. 14.--Head of snarling Dog. From life, by Mr. +Wood. + +The movements of a dog whilst exhibiting affection towards his master +were described (figs. 6 and 8) in our second chapter. These consist +in the head and whole body being lowered and thrown into flexuous +movements, with the tail extended and wagged from side to side. The ears +fall down and are drawn somewhat backwards, which causes the eyelids to +be elongated, and alters the whole appearance of the face. The lips hang +loosely, and the hair remains smooth. All these movements or gestures +are explicable, as I believe, from their standing in complete antithesis +to those naturally assumed by a savage dog under a directly opposite +state of mind. When a man merely speaks to, or just notices, his dog, we +see the last vestige of these movements in a slight wag of the tail, +without any other movement of the body, and without even the ears being +lowered. Dogs also exhibit their affection by desiring to rub against +their masters, and to be rubbed or patted by them. Gratiolet explains +the above gestures of affection in the following manner: and the reader +can judge whether the explanation appears satisfactory. Speaking of +animals in general, including the dog, he says,[502] "C'est toujours la +partie la plus sensible de leurs corps qui recherche les caresses ou les +donne. Lorsque toute la longueur des flancs et du corps est sensible, +l'animal serpente et rampe sous les caresses; et ces ondulations se +propageant le long des muscles analogues des segments jusqu'aux +extremites de la colonne vertebrale, la queue se ploie et s'agite." +Further on, he adds, that dogs, when feeling affectionate, lower their +ears in order to exclude all sounds, so that their whole attention may +be concentrated on the caresses of their master! Dogs have another and +striking way of exhibiting their affection, namely, by licking the hands +or faces of their masters. They sometimes lick other dogs, and then it +is always their chops. I have also seen dogs licking cats with whom they +were friends. This habit probably originated in the females carefully +licking their puppies--the dearest object of their love--for the sake of +cleansing them. They also often give their puppies, after a short +absence, a few cursory licks, apparently from affection. Thus the habit +will have become associated with the emotion of love, however it may +afterwards be aroused. It is now so firmly inherited or innate, That it +is transmitted equally to both sexes. A female terrier of mine lately +had her puppies destroyed, and though at all times a very affectionate +creature, I was much struck with the manner in which she then tried to +satisfy her instinctive maternal love by expending it on me; and her +desire to lick my hands rose to an insatiable passion. + +The same principle probably explains why dogs, when feeling +affectionate, like rubbing against their masters and being rubbed or +patted by them, for from the nursing of their puppies, contact with +a beloved object has become firmly associated in their minds with the +emotion of love. The feeling of affection of a dog towards his master is +combined with a strong sense of submission, which is akin to fear. Hence +dogs not only lower their bodies and crouch a little as they approach +their masters, but sometimes throw themselves on the ground with +their bellies upwards. This is a movement as completely opposite as is +possible to any show of resistance. I formerly possessed a large dog +who was not at all afraid to fight with other dogs; but a wolf-like +shepherd-dog in the neighbourhood, though not ferocious and not so +powerful as my dog, had a strange influence over him. When they met on +the road, my dog used to run to meet him, with his tail partly tucked in +between his legs and hair not erected; and then he would throw himself +on the ground, belly upwards. By this action he seemed to say more +plainly than by words, "Behold, I am your slave." A pleasurable and +excited state of mind, associated with affection, is exhibited by some +dogs in a very peculiar manner, namely, by grinning. This was noticed +long ago by Somerville, who says, And with a courtly grin, the fawning +bound Salutes thee cow'ring, his wide op'ning nose Upward he curls, and +his large sloe-back eyes Melt in soft blandishments, and humble joy.' +_The Chase_, book i. Sir W. Scott's famous Scotch greyhound, Maida, had +this habit, and it is common with terriers. I have also seen it in a +Spitz and in a sheep-dog. Mr. Riviere, who has particularly attended +to this expression, informs me that it is rarely displayed in a perfect +manner, but is quite common in a lesser degree. The upper lip during the +act of grinning is retracted, as in snarling, so that the canines are +exposed, and the ears are drawn backwards; but the general appearance +of the animal clearly shows that anger is not felt. Sir C. Bell[503] +remarks "Dogs, in their expression of fondness, have a slight eversion +of the lips, and grin and sniff amidst their gambols, in a way that +resembles laughter." Some persons speak of the grin as a smile, but +if it had been really a smile, we should see a similar, though more +pronounced, movement of the lips and ears, when dogs utter their bark +of joy; but this is not the case, although a bark of joy often follows +a grin. On the other hand, dogs, when playing with their comrades +or masters, almost always pretend to bite each other; and they then +retract, though not energetically, their lips and ears. Hence I suspect +that there is a tendency in some dogs, whenever they feel lively +pleasure combined with affection, to act through habit and association +on the same muscles, as in playfully biting each other, or their +masters' hands. I have described, in the second chapter, the gait and +appearance of a dog when cheerful, and the marked antithesis presented +by the same animal when dejected and disappointed, with his head, ears, +body, tail, and chops drooping, and eyes dull. Under the expectation of +any great pleasure, dogs bound and jump about in an extravagant manner, +and bark for joy. The tendency to bark under this state of mind is +inherited, or runs in the breed: greyhounds rarely bark, whilst the +Spitz-dog barks so incessantly on starting for a walk with his master +that he becomes a nuisance. + +An agony of pain is expressed by dogs in nearly the same way as by many +other animals, namely, by howling writhing, and contortions of the +whole body. Attention is shown by the head being raised, with the ears +erected, and eyes intently directed towards the object or quarter under +observation. If it be a sound and the source is not known, the head is +often turned obliquely from side to side in a most significant manner, +apparently in order to judge with more exactness from what point the +sound proceeds. But I have seen a dog greatly surprised at a new noise, +turning, his head to one side through habit, though he clearly perceived +the source of the noise. Dogs, as formerly remarked, when their +attention is in any way aroused, whilst watching some object, or +attending to some sound, often lift up one paw (fig. 4) and keep it +doubled up, as if to make a slow and stealthy approach. A dog under +extreme terror will throw himself down, howl, and void his excretions; +but the hair, I believe, does not become erect unless some anger is +felt. I have seen a dog much terrified at a band of musicians who +were playing loudly outside the house, with every muscle of his body +trembling, with his heart palpitating so quickly that the beats could +hardly be counted, and panting for breath with widely open mouth, in +the same manner as a terrified man does. Yet this dog had not exerted +himself; he had only wandered slowly and restlessly about the room, and +the day was cold. Even a very slight degree of fear is invariably shown +by the tail being tucked in between the legs. This tucking in of the +fail is accompanied by the ears being drawn backwards; but they are not +pressed closely to the head,nas in snarling, and they are not lowered, +as when a dog is pleased or affectionate. When two young dogs chase +each other in play, the one that runs away always keeps his tail tucked +inwards. So it is when a dog, in the highest spirits, careers like a mad +creature round and round his master in circles, or in figures of eight. +He then acts as if another dog were chasing him. This curious kind of +play, which must be familiar to every one who has attended to dogs, +is particularly apt to be excited, after the animal has been a little +startled or frightened, as by his master suddenly jumping out on him in +the dusk. In this case, as well as when two young dogs are chasing each +other in play, it appears as if the one that runs away was afraid of the +other catching him by the tail; but as far as I can find out, dogs very +rarely catch each other in this manner. I asked a gentleman, who +had kept foxhounds all his life, and be applied to other experienced +sportsmen, whether they had ever seen hounds thus seize a fox; but they +never had. It appears that when a dog is chased, or when in danger of +being struck behind, or of anything falling on him, in all these cases +he wishes to withdraw as quickly as possible his whole hind-quarters, +and that from some sympathy or connection between the muscles, the tail +is then drawn closely inwards. A similarly connected movement between +the hind-quarters and the tail may be observed in the hyaena. Mr. +Bartlett informs me that when two of these animals fight together, they +are mutually conscious of the wonderful power of each other's jaws, and +are extremely cautious. They well know that if one of their legs were +seized, the bone would instantly be crushed into atoms; hence they +approach each other kneeling, with their legs turned as much as possible +inwards, and with their whole bodies bowed, so as not to present any +salient point; the tail at the same time being closely tucked in between +the legs. In this attitude they approach each other sideways, or even +partly backwards. So again with deer, several of the species, when +savage and fighting, tuck in their tails. When one horse in a field +tries to bite the hind-quarters of another in play, or when a rough boy +strikes a donkey from behind, the hind-quarters and the tail are drawn +in, though it does not appear as if this were done merely to save +the tail from being injured. We have also seen the reverse of these +movements; for when an animal trots with high elastic steps, the tail +is almost always carried aloft. As I have said, when a dog is chased and +runs away, he keeps his ears directed backwards but still open; and this +is clearly done for the sake of hearing the footsteps of his pursuer. +From habit the ears are often held in this same position, and the tail +tucked in, when the danger is obviously in front. I have repeatedly +noticed, with a timid terrier of mine, that when she is afraid of some +object in front, the nature of which she perfectly knows and does not +need to reconnoitre, yet she will for a long time hold her ears and tail +in this position, looking the image of discomfort. Discomfort, without +any fear, is similarly expressed: thus, one day I went out of doors, +just at the time when this same dog knew that her dinner would be +brought. I did not call her, but she wished much to accompany me, and at +the same time she wished much for her dinner; and there she stood, first +looking one way and then the other, with her tail tucked in and +ears drawn back, presenting an unmistakable appearance of perplexed +discomfort. Almost all the expressive movements now described, with the +exception of the grinning from joy, are innate or instinctive, for they +are common to all the individuals, young and old, of all the breeds. +Most of them are likewise common to the aboriginal parents of the dog, +namely the wolf and jackal; and some of them to other species of the +same group. Tamed wolves and jackals, when caressed by their masters, +jump about for joy, wag their tails, lower their ears, lick their +master's hands, crouch down, and even throw themselves on the ground +belly upwards.[504] I have seen a rather fox-like African jackal, from +the Gaboon, depress its ears when caressed. Wolves and jackals, when +frightened, certainly tuck in their tails; and a tamed jackal has been +described as careering round his master in circles and figures of eight, +like a dog, with his tail between his legs. It has been stated[505] +that foxes, however tame, never display any of the above expressive +movements; but this is not strictly accurate. Many years ago I observed +in the Zoological Gardens, and recorded the fact at the time, that a +very tame English fox, When caressed by the keeper, wagged its tail, +depressed its ears, and then threw itself on the ground, belly upwards. +The black fox of North America likewise depressed its ears in a slight +degree. But I believe that foxes never lick the hands of their masters, +and I have been assured that when frightened they never tuck in their +tails. If the explanation which I have given of the expression of +affection in dogs be admitted, then it would appear that animals +which have never been domesticated--namely wolves, jackals, and even +foxes--have nevertheless acquired, through the principle of antithesis, +certain expressive gestures; for it is Dot probable that these animals, +confined in cages, should have learnt them by imitating dogs. + +_Cats_.--I have already described the actions of a cat (fig. 9), when +feeling savage and not terrified. She assumes a crouching attitude and +occasionally protrudes her fore-feet, with the claws exserted ready +for striking. The tail is extended, being curled or lashed from side to +side. The hair is not erected--at least it was not so in the few cases +observed by me. The ears are drawn closely backwards and the teeth are +shown. Low savage growls are uttered. We can understand why the attitude +assumed by a cat when preparing to fight with another cat, or in any way +greatly irritated, is so widely different from that of a dog approaching +another dog with hostile intentions; for the cat uses her fore-feet for +striking, and this renders a crouching position convenient or necessary. +She is also much more accustomed than a dog to lie concealed and +suddenly spring on her prey. No cause can be assigned with certainty for +the tail being lashed or curled from side to side. This habit is common +to many other animals--for instance, to the puma, when prepared to +spring;[506] but it is not common to dogs, or to foxes, as I infer from +Mr. St. John's account of a fox lying in wait and seizing a hare. We +have already seen that some kinds of lizards and various snakes, when +excited, rapidly vibrate the tips of their tails. It would appear as +if, under strong excitement, there existed an uncontrollable desire for +movement of some kind, owing to nerve-force being freely liberated from +the excited sensorium; and that as the tail is left free, and as its +movement does not disturb the general position of the body, it is curled +or lashed about. + +All the movements of a cat, when feeling affectionate, are in complete +antithesis to those just described. She now stands upright, with +slightly arched back, tail perpendicularly raised, and ears erected; +and she rubs her cheeks and flanks against her master or mistress. The +desire to rub something is so strong in cats under this state of mind, +that they may often be seen rubbing themselves against the legs of +chairs or tables, or against door-posts. This manner of expressing +affection probably originated through association, as in the case of +dogs, from the mother nursing and fondling her young; and perhaps from +the young themselves loving each other and playing together. Another +and very different gesture, expressive of pleasure, has already been +described, namely, the curious manner in which young and even old cats, +when pleased, alternately protrude their fore-feet, with separated toes, +as if pushing against and sucking their mother's teats. This habit is so +far analogous to that of rubbing against something, that both apparently +are derived from actions performed during the nursing period. Why cats +should show affection by rubbing so much more than do dogs, though +the latter delight in contact with their masters, and why cats only +occasionally lick the hands of their friends, whilst dogs always do so, +I cannot say. Cats cleanse themselves by licking their own coats more +regularly than do dogs. On the other hand, their tongues seem less well +fitted for the work than the longer and more flexible tongues of dogs. + +[Illustration: Cat terrified at a dog. Fig.15] + +Cats, when terrified, stand at full height, and arch their backs in a +well-known and ridiculous fashion. They spit, hiss, or growl. The hair +over the whole body, and especially on the tail, becomes erect. In the +instances observed by me the basal part of the tail was held upright, +the terminal part being thrown on one side; but sometimes the tail (see +fig. 15) is only a little raised, and is bent almost from the base +to one side. The ears are drawn back, and the teeth exposed. When two +kittens are playing together, the one often thus tries to frighten the +other. From what we have seen in former chapters, all the above points +of expression are intelligible, except the extreme arching of the back. +I am inclined to believe that, in the same manner as many birds, whilst +they ruffle their feathers, spread out their wings and tail, to make +themselves look as big as possible, so cats stand upright at their full +height, arch their backs, often raise the basal part of the tail, and +erect their hair, for the same purpose. The lynx, when attacked, is said +to arch its back, and is thus figured by Brehm. But the keepers in the +Zoological Gardens have never seen any tendency to this action in the +larger feline animals, such as tigers, lions, &c.; and these have little +cause to be afraid of any other animal. + +Cats use their voices much as a means of expression, and they utter, +under various emotions and desires, at least six or seven different +sounds. The purr of satisfaction, which is made during both inspiration +and expiration, is one of the most curious. The puma, cheetah, and +ocelot likewise purr; but the tiger, when pleased, "emits a peculiar +short snuffle, accompanied by the closure of the eyelids."[507] It is +said that the lion, jaguar, and leopard, do not purr. + + +_Horses_.--Horses when savage draw their ears closely back, protrude +their heads, and partially uncover their incisor teeth, ready for +biting. When inclined to kick behind, they generally, through habit, +draw back their ears; and their eyes are turned backwards in a peculiar +manner.[508] When pleased, as when some coveted food is brought to them +in the stable, they raise and draw in their heads, prick their ears, +and looking intently towards their friend, often whinny. Impatience is +expressed by pawing the ground. + +The actions of a horse when much startled are highly expressive. One +day my horse was much frightened at a drilling machine, covered by a +tarpaulin, and lying on an open field. He raised his head so high, that +his neck became almost perpendicular; and this he did from habit, for +the machine lay on a slope below, and could not have been seen with +more distinctness through the raising of the head; nor if any sound had +proceeded from it, could the sound have been more distinctly heard. His +eyes and ears were directed intently forwards; and I could feel through +the saddle the palpitations of his heart. With red dilated nostrils he +snorted violently, and whirling round, would have dashed off at full +speed, had I not prevented him. The distension of the nostrils is not +for the sake of scenting the source of danger, for when a horse smells +carefully at any object and is not alarmed, he does not dilate his +nostrils. Owing to the presence of a valve in the throat, a horse +when panting does not breathe through his open mouth, but through his +nostrils; and these consequently have become endowed with great powers +of expansion. This expansion of the nostrils, as well as the snorting, +and the palpitations of the heart, are actions which have become firmly +associated during a long series of generations with the emotion of +terror; for terror has habitually led the horse to the most violent +exertion in dashing away at full speed from the cause of danger. + + +_Ruminants_.--Cattle and sheep are remarkable from displaying in so +slight a degree their emotions or sensations, excepting that of extreme +pain. A bull when enraged exhibits his rage only by the manner in which +he holds his lowered head, with distended nostrils, and by bellowing. He +also often paws the ground; but this pawing seems quite different from +that of an impatient horse, for when the soil is loose, he throws up +clouds of dust. I believe that bulls act in this manner when irritated +by flies, for the sake of driving them away. The wilder breeds of sheep +and the chamois when startled stamp on the ground, and whistle through +their noses; and this serves as a danger-signal to their comrades. The +musk-ox of the Arctic regions, when encountered, likewise stamps on the +ground.[509] How this stamping action arose I cannot conjecture; for +from inquiries which I have made it does not appear that any of these +animals fight with their fore-legs. + +Some species of deer, when savage, display far more expression than do +cattle, sheep, or goats, for, as has already been stated, they draw back +their ears, grind their teeth, erect their hair, squeal, stamp on the +ground, and brandish their horns. One day in the Zoological Gardens, the +Formosan deer (_Cervus pseudaxis_) approached me in a curious attitude, +with his muzzle raised high up, so that the horns were pressed back on +his neck; the head being held rather obliquely. From the expression of +his eye I felt sure that he was savage; he approached slowly, and as +soon as he came close to the iron bars, he did not lower his head to +butt at me, but suddenly bent it inwards, and struck his horns with +great force against the railings. Mr. Bartlett informs me that some +other species of deer place themselves in the same attitude when +enraged. + +_Monkeys_.--The various species and genera of monkeys express their +feelings in many different ways; and this fact is interesting, as in +some degree bearing on the question, whether the so-called races of man +should be ranked as distinct species or varieties; for, as we shall +see in the following chapters, the different races of man express their +emotions and sensations with remarkable uniformity throughout the world. +Some of the expressive actions of monkeys are interesting in another +way, namely from being closely analogous to those of man. As I have +had no opportunity of observing any one species of the group under all +circumstances, my miscellaneous remarks will be best arranged under +different states of the mind. + +_Pleasure, joy, affection_--It is not possible to distinguish in +monkeys, at least without more experience than I have had, the +expression of pleasure or joy from that of affection. Young chimpanzees +make a kind of barking noise, when pleased by the return of any one to +whom they are attached. When this noise, which the keepers call a laugh, +is uttered, the lips are protruded; but so they are under various other +emotions. Nevertheless I could perceive that when they were pleased +the form of the lips differed a little from that assumed when they +were angered. If a young chimpanzee be tickled--and the armpits are +particularly sensitive to tickling, as in the case of our children,--a +more decided chuckling or laughing sound is uttered; though the +laughter is sometimes noiseless. The corners of the mouth are then drawn +backwards; and this sometimes causes the lower eyelids to be slightly +wrinkled. But this wrinkling, which is so characteristic of our own +laughter, is more plainly seen in some other monkeys. The teeth in +the upper jaw in the chimpanzee are not exposed when they utter their +laughing noise, in which respect they differ from us. But their +eyes sparkle and grow brighter, as Mr. W. L. Martin,[510] who has +particularly attended to their expression, states. + +Young Orangs, when tickled, likewise grin and make a chuckling sound; +and Mr. Martin says that their eyes grow brighter. As soon as their +laughter ceases, an expression may be detected passing over their faces, +which, as Mr. Wallace remarked to me, may be called a smile. I have +also noticed something of the same kind with the chimpanzee. Dr. +Duchenne--and I cannot quote a better authority--informs me that he kept +a very tame monkey in his house for a year; and when he gave it during +meal-times some choice delicacy, he observed that the corners of +its mouth were slightly raised; thus an expression of satisfaction, +partaking of the nature of an incipient smile, and resembling that often +seen on the face of main, could be plainly perceived in this animal. + +The _Cebus azarae_,[511] when rejoiced at again seeing a beloved person, +utters a peculiar tittering (_kichernden_) sound. It also expresses +agreeable sensations, by drawing back the corners of its mouth, without +producing any sound. Rengger calls this movement laughter, but it would +be more appropriately called a smile. The form of the mouth is different +when either pain or terror is expressed, and high shrieks are uttered. +Another species of _Cebus_ in the Zoological Gardens (_C. hypoleucus_) +when pleased, makes a reiterated shrill note, and likewise draws back +the corners of its mouth, apparently through the contraction of the same +muscles as with us. So does the Barbary ape (_Inuus ecaudatus_) to an +extraordinary degree; and I observed in this monkey that the skin of +the lower eyelids then became much wrinkled. At the same time it rapidly +moved its lower jaw or lips in a spasmodic manner, the teeth being +exposed; but the noise produced was hardly more distinct than that which +we sometimes call silent laughter. Two of the keepers affirmed that this +slight sound was the animal's laughter, and when I expressed some doubt +on this head (being at the time quite inexperienced), they made it +attack or rather threaten a hated Entellus monkey, living in the same +compartment. Instantly the whole expression of the face of the Inuus +changed; the mouth was opened much more widely, the canine teeth were +more fully exposed, and a hoarse barking noise was uttered. + +The Anubis baboon (_Cynocephalus anubis_) was first insulted and put +into a furious rage, as was easily done, by his keeper, who then made +friends with him and shook hands. As the reconciliation was effected the +baboon rapidly moved up and down his jaws and lips, and looked pleased. +When we laugh heartily, a similar movement, or quiver, may be observed +more or less distinctly in our jaws; but with man the muscles of the +chest are more particularly acted on, whilst with this baboon, and with +some other monkeys, it is the muscles of the jaws and lips which are +spasmodically affected. + +[Illustration: Cynopithecus niger, in a placid condition. Fig.16] + +[Illustration: Cynopithecus niger, pleased by being caressed. Fig.17] + +I have already had occasion to remark on the curious manner in which +two or three species of Alacacus and the _Cynopithecus niger_ draw back +their ears and utter a slight jabbering noise, when they are pleased +by being caressed. With the Cynopithecus (fig. 17), the corners of the +mouth are at the same time drawn backwards and upwards, so that the +teeth are exposed. Hence this expression would never be recognized by a +stranger as one of pleasure. The crest of long hairs on the forehead is +depressed, and apparently the whole skin of the head drawn backwards. +The eyebrows are thus raised a little, and the eyes assume a staring +appearance. The lower eyelids also become slightly wrinkled; but this +wrinkling is not conspicuous, owing to the permanent transverse furrows +on the face. + +_Painful emotions and sensations_.--With monkeys the expression of +slight pain, or of any painful emotion, such as grief, vexation, +jealousy, &c., is not easily distinguished from that of moderate anger; +and these states of mind readily and quickly pass into each other. +Grief, however, with some species is certainly exhibited by weeping. +A woman, who sold a monkey to the Zoological Society, believed to have +come from Borneo (_Macacus maurus_ or _M. inornatus_ of Gray), said that +it often cried; and Mr. Bartlett, as well as the keeper Mr. Sutton, have +repeatedly seen it, when grieved, or even when much pitied, weeping +so copiously that the tears rolled down its cheeks. There is, however, +something strange about this case, for two specimens subsequently kept +in the Gardens, and believed to be the same species, have never been +seen to weep, though they were carefully observed by the keeper and +myself when much distressed and loudly screaming. Rengger states[512] +that the eyes of the _Cebus azarae_ fill with tears, but not +sufficiently to overflow, when it is prevented getting some much desired +object, or is much frightened. Humboldt also asserts that the eyes of +the _Callithrix sciureus_ "instantly fill with tears when it is seized +with fear;" but when this pretty little monkey in the Zoological Gardens +was teased, so as to cry out loudly, this did not occur. I do not, +however, wish to throw the least doubt on the accuracy of Humboldt's +statement. + +The appearance of dejection in young orangs and chimpanzees, when out +of health, is as plain and almost as pathetic as in the case of our +children. This state of mind and body is shown by their listless +movements, fallen countenances, dull eyes, and changed complexion. + +_Anger_.--This emotion is often exhibited by many kinds of monkeys, and +is expressed, as Mr. Martin remarks,[513] in many different ways. "Some +species, when irritated, pout the lips, gaze with a fixed and savage +glare on their foe, and make repeated short starts as if about to spring +forward, uttering at the same time inward guttural sounds. Many display +their anger by suddenly advancing, making abrupt starts, at the same +time opening the mouth and pursing up the lips, so as to conceal the +teeth, while the eyes are daringly fixed on the enemy, as if in savage +defiance. Some again, and principally the long-tailed monkeys, or +Guenons, display their teeth, and accompany their malicious grins with +a sharp, abrupt, reiterated cry." Mr. Sutton confirms the statement that +some species uncover their teeth when enraged, whilst others conceal +them by the protrusion of their lips; and some kinds draw back their +ears. The _Cynopithecus niger_, lately referred to, acts in this manner, +at the same time depressing the crest of hair on its forehead, and +showing its teeth; so that the movements of the features from anger are +nearly the same as those from pleasure; and the two expressions can be +distinguished only by those familiar with the animal. + +Baboons often show their passion and threaten their enemies in a very +odd manner, namely, by opening their mouths widely as in the act of +yawning. Mr. Bartlett has often seen two baboons, when first placed +in the same compartment, sitting opposite to each other and thus +alternately opening their mouths; and this action seems frequently to +end in a real yawn. Mr. Bartlett believes that both animals wish to show +to each other that they are provided with a formidable set of teeth, as +is undoubtedly the case. As I could hardly credit the reality of this +yawning gesture, Mr. Bartlett insulted an old baboon and put him into a +violent passion; and he almost immediately thus acted. Some species of +Macacus and of Cereopithecus[514] behave in the same manner. Baboons +likewise show their anger, as was observed by Brehin with those which +he kept alive in Abyssinia, in another manner, namely, by striking the +ground with one hand, "like an angry man striking the table with his +fist." I have seen this movement with the baboons in the Zoological +Gardens; but sometimes the action seems rather to represent the +searching for a stone or other object in their beds of straw. + +Mr. Sutton has often observed the face of the _Macacus rhesus_, when +much enraged, growing red. As he was mentioning this to me, another +monkey attacked a _rhesus_, and I saw its face redden as plainly as that +of a man in a violent passion. In the course of a few minutes, after the +battle, the face of this monkey recovered its natural tint. At the same +time that the face reddened, the naked posterior part of the body, which +is always red, seemed to grow still redder; but I cannot positively +assert that this was the case. When the Mandrill is in any way excited, +the brilliantly coloured, naked parts of the skin are said to become +still more vividly coloured. + +With several species of baboons the ridge of the forehead projects much +over the eyes, and is studded with a few long hairs, representing our +eyebrows. These animals are always looking about them, and in order +to look upwards they raise their eyebrows. They have thus, as it would +appear, acquired the habit of frequently moving their eyebrows. However +this may be, many kinds of monkeys, especially the baboons, when angered +or in any way excited, rapidly and incessantly move their eyebrows +up and down, as well as the hairy skin of their foreheads.[515] As we +associate in the case of man the raising and lowering of the eyebrows +with definite states of the mind, the almost incessant movement of the +eyebrows by monkeys gives them a senseless expression. I once observed +a man who had a trick of continually raising his eyebrows without any +corresponding emotion, and this gave to him a foolish appearance; so it +is with some persons who keep the corners of their mouths a little drawn +backwards and upwards, as if by an incipient smile, though at the time +they are not amused or pleased. + +A young orang, made jealous by her keeper attending to another monkey, +slightly uncovered her teeth, and, uttering a peevish noise like +_tish-shist_, turned her back on him. Both orangs and chimpanzees, when +a little more angered, protrude their lips greatly, and make a harsh +barking noise. A young female chimpanzee, in a violent passion, +presented a curious resemblance to a child in the same state. She +screamed loudly with widely open mouth, the lips being retracted so that +the teeth were fully exposed. She threw her arms wildly about, sometimes +clasping them over her head. She rolled on the ground, sometimes on her +back, sometimes on her belly, and bit everything within reach. A young +gibbon (_Hylobates syndactylus_) in a passion has been described[516] as +behaving in almost exactly the same manner. + +The lips of young orangs and chimpanzees are protruded, sometimes to a +wonderful degree, under various circumstances. They act thus, not only +when slightly angered, sulky, or disappointed, but when alarmed at +anything--in one instance, at the sight of a turtle,[517]--and likewise +when pleased. But neither the degree of protrusion nor the shape of the +mouth is exactly the same, as I believe, in all cases; and the +sounds which are then uttered are different. The accompanying drawing +represents a chimpanzee made sulky by an orange having been offered him, +and then taken away. A similar protrusion or pouting of the lips, though +to a much slighter degree, may be seen in sulky children. + +[Illustration: Chimpanzee disappointed and sulky. Fig. 18] + +Many years ago, in the Zoological Gardens, I placed a looking-glass +on the floor before two young orangs, who, as far as it was known, had +never before seen one. At first they gazed at their own images with the +most steady surprise, and often changed their point of view. They then +approached close and protruded their lips towards the image, as if to +kiss it, in exactly the same manner as they had previously done towards +each other, when first placed, a few days before, in the same room. They +next made all sorts of grimaces, and put themselves in various attitudes +before the mirror; they pressed and rubbed the surface; they placed +their hands at different distances behind it; looked behind it; and +finally seemed almost frightened, started a little, became cross, and +refused to look any longer. + +When we try to perform some little action which is difficult and +requires precision, for instance, to thread a needle, we generally +close our lips firmly, for the sake, I presume, of not disturbing our +movements by breathing; and I noticed the same action in a young Orang. +The poor little creature was sick, and was amusing itself by trying to +kill the flies on the window-panes with its knuckles; this was difficult +as the flies buzzed about, and at each attempt the lips were firmly +compressed, and at the same time slightly protruded. + +Although the countenances, and more especially the gestures, of orangs +and chimpanzees are in some respects highly expressive, I doubt whether +on the whole they are so expressive as those of some other kinds of +monkeys. This may be attributed in part to their ears being immovable, +and in part to the nakedness of their eyebrows, of which the movements +are thus rendered less conspicuous. When, however, they raise their +eyebrows their foreheads become, as with us, transversely wrinkled. +In comparison with man, their faces are inexpressive, chiefly owing to +their not frowning under any emotion of the mind--that is, as far as +I have been able to observe, and I carefully attended to this point. +Frowning, which is one of the most important of all the expressions in +man, is due to the contraction of the corrugators by which the eyebrows +are lowered and brought together, so that vertical furrows are formed +on the forehead. Both the orang and chimpanzee are said[518] to possess +this muscle, but it seems rarely brought into action, at least in a +conspicuous manner. I made my hands into a sort of cage, and placing +some tempting fruit within, allowed both a young orang and chimpanzee +to try their utmost to get it out; but although they grew rather cross, +they showed not a trace of a frown. Nor was there any frown when they +were enraged. Twice I took two chimpanzees from their rather dark room +suddenly into bright sunshine, which would certainly have caused us to +frown; they blinked and winked their eyes, but only once did I see +a very slight frown. On another occasion, I tickled the nose of a +chimpanzee with a straw, and as it crumpled up its face, slight vertical +furrows appeared between the eyebrows. I have never seen a frown on the +forehead of the orang. + +The gorilla, when enraged, is described as erecting its crest of +hair, throwing down its under lip, dilating its nostrils, and uttering +terrific yells. Messrs. Savage and Wyman[519] state that the scalp can +be freely moved backwards and forwards, and that when the animal is +excited it is strongly contracted; but I presume that they mean by this +latter expression that the scalp is lowered; for they likewise speak of +the young chimpanzee, when crying out, as having the eyebrows strongly +contracted. The great power of movement in the scalp of the gorilla, of +many baboons and other monkeys, deserves notice in relation to the power +possessed by some few men, either through reversion or persistence, of +voluntarily moving their scalps.[520] + +_Astonishment, Terror_--A living fresh-water turtle was placed at my +request in the same compartment in the Zoological Gardens with many +monkeys; and they showed unbounded astonishment, as well as some fear. +This was displayed by their remaining motionless, staring intently with +widely opened eyes, their eyebrows being often moved up and down. Their +faces seemed somewhat lengthened. They occasionally raised themselves +on their hind-legs to get abetter view. They often retreated a few feet, +and then turning their heads over one shoulder, again stared intently. +It was curious to observe how much less afraid they were of the +turtle than of a living snake which I had formerly placed in their +compartment;[521] for in the course of a few minutes some of the monkeys +ventured to approach and touch the turtle. On the other hand, some of +the larger baboons were greatly terrified, and grinned as if on the +point of screaming out. When I showed a little dressed-up doll to the +_Cynopithecus niger_, it stood motionless, stared intently with widely +opened eyes, and advanced its ears a little forwards. But when the +turtle was placed in its compartment, this monkey also moved its lips in +an odd, rapid, jabbering manner, which the keeper declared was meant to +conciliate or please the turtle. + +I was never able clearly to perceive that the eyebrows of astonished +monkeys were kept permanently raised, though they were frequently moved +up and down. Attention, which precedes astonishment, is expressed by man +by a slight raising of the eyebrows; and Dr. Duchenne informs me that +when he gave to the monkey formerly mentioned some quite new article of +food, it elevated its eyebrows a little, thus assuming an appearance of +close attention. It then took the food in its fingers, and, with +lowered or rectilinear eyebrows, scratched, smelt, and examined it,--an +expression of reflection being thus exhibited. Sometimes it would +throw back its head a little, and again with suddenly raised eyebrows +re-examine and finally taste the food. + +In no case did any monkey keep its mouth open when it was astonished. +Mr. Sutton observed for me a young orang and chimpanzee during a +considerable length of time; and however much they were astonished, or +whilst listening intently to some strange sound, they did not keep +their mouths open. This fact is surprising, as with mankind hardly any +expression is more general than a widely open mouth under the sense of +astonishment. As far as I have been able to observe, monkeys breathe +more freely through their nostrils than men do; and this may account +for their not opening their mouths when they are astonished; for, as we +shall see in a future chapter, man apparently acts in this manner when +startled, at first for the sake of quickly drawing a full inspiration, +and afterwards for the sake of breathing as quietly as possible. + +Terror is expressed by many kinds of monkeys by the utterance of shrill +screams; the lips being drawn back, so that the teeth are exposed. The +hair becomes erect, especially when some anger is likewise felt. Mr. +Sutton has distinctly seen the face of the _Macacus rhesus_ grow pale +from fear. Monkeys also tremble from fear; and sometimes they void their +excretions. I have seen one which, when caught, almost fainted from an +excess of terror. + +Sufficient facts have now been given with respect to the expressions +of various animals. It is impossible to agree with Sir C. Bell when he +says[522] that "the faces of animals seem chiefly capable of expressing +rage and fear;" and again, when he says that all their expressions +"may be referred, more or less plainly, to their acts of volition or +necessary instincts." He who will look at a dog preparing to attack +another dog or a man, and at the same animal when caressing his master, +or will watch the countenance of a monkey when insulted, and when +fondled by his keeper, will be forced to admit that the movements of +their features and their gestures are almost as expressive as those of +man. Although no explanation can be given of some of the expressions in +the lower animals, the greater number are explicable in accordance with +the three principles given at the commencement of the first chapter. + + + +CHAPTER VI. -- SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. + +The screaming and weeping Of infants--Forms of features--Age at +which weeping commences--The effects of habitual restraint on +weeping--Sobbing--Cause of the contraction of the muscles round the eyes +during screaming--Cause of the secretion of tears. + + +IN this and the following chapters the expressions exhibited by Man +under various states of the mind will be described and explained, as far +as lies in my power. My observations will be arranged according to the +order which I have found the most convenient; and this will generally +lead to opposite emotions and sensations succeeding each other. + +_Suffering of the body and mind: weeping_.--I have already described in +sufficient detail, in the third chapter, the signs of extreme pain, as +shown by screams or groans, with the writhing of the whole body and the +teeth clenched or ground together. These signs are often accompanied or +followed by profuse sweating, pallor, trembling, utter prostration, +or faintness. No suffering is greater than that from extreme fear +or horror, but here a distinct emotion comes into play, and will be +elsewhere considered. Prolonged suffering, especially of the mind, +passes into low spirits, grief, dejection, and despair, and these +states will be the subject of the following chapter. Here I shall almost +confine myself to weeping or crying, more especially in children. + +Infants, when suffering even slight pain, moderate hunger, or +discomfort, utter violent and prolonged screams. Whilst thus screaming +their eyes are firmly closed, so that the skin round them is wrinkled, +and the forehead contracted into a frown. The mouth is widely opened +with the lips retracted in a peculiar manner, which causes it to assume +a squarish form; the gums or teeth being more or less exposed. The +breath is inhaled almost spasmodically. It is easy to observe infants +whilst screaming; but I have found photographs made by the instantaneous +process the best means for observation, as allowing more deliberation. I +have collected twelve, most of them made purposely for me; and they all +exhibit the same general characteristics. I have, therefore, had six of +them[601] (Plate I.) reproduced by the heliotype process. + +[Illustration: Screaming Infants. Plate I. ] + +The firm closing of the eyelids and consequent compression of +the eyeball,--and this is a most important element in various +expressions,--serves to protect the eyes from becoming too much gorged +with blood, as will presently be explained in detail. With respect to +the order in which the several muscles contract in firmly compressing +the eyes, I am indebted to Dr. Langstaff, of Southampton, for some +observations, which I have since repeated. The best plan for observing +the order is to make a person first raise his eyebrows, and this +produces transverse wrinkles across the forehead; and then very +gradually to contract all the muscles round the elves with as much force +as possible. The reader who is unacquainted with the anatomy of the +face, ought to refer to p. 24, and look at the woodcuts 1 to 3. The +corrugators of the brow (_corrugator supercilii_) seem to be the first +muscles to contract; and these draw the eyebrows downwards and inwards +towards the base of the nose, causing vertical furrows, that is a +frown, to appear between the eyebrows; at the same time they cause +the disappearance of the transverse wrinkles across the forehead. The +orbicular muscles contract almost simultaneously with the corrugators, +and produce wrinkles all round the eyes; they appear, however, to be +enabled to contract with greater force, as soon as the contraction +of the corrugators has given them some support. Lastly, the pyramidal +muscles of the nose contract; and these draw the eyebrows and the skin +of the forehead still lower down, producing short transverse wrinkles +across the base of the nose.[602] For the sake of brevity these muscles +will generally be spoken of as the orbiculars, or as those surrounding +the eyes. + +When these muscles are strongly contracted, those running to the upper +lip[603] likewise contract and raise the upper lip. This might have been +expected from the manner in which at least one of them, the _malaris_, +is connected with the orbiculars. Any one who will gradually contract +the muscles round his eyes, will feel, as he increases the force, that +his upper lip and the wings of his nose (which are partly acted on by +one of the same muscles) are almost always a little drawn up. If he +keeps his mouth firmly shut whilst contracting the muscles round the +eyes, and then suddenly relaxes his lips, he will feel that the pressure +on his eyes immediately increases. So again when a person on a bright, +glaring day wishes to look at a distant object, but is compelled +partially to close his eyelids, the upper lip may almost always be +observed to be somewhat raised. The mouths of some very short-sighted +persons, who are forced habitually to reduce the aperture of their eyes, +wear from this same reason a grinning expression. + +The raising of the upper lip draws upwards the flesh of the upper parts +of the cheeks, and produces a strongly marked fold on each cheek,--the +naso-labial fold,--which runs from near the wings of the nostrils to the +corners of the mouth and below them. This fold or furrow may be seen in +all the photographs, and is very characteristic of the expression of +a crying child; though a nearly similar fold is produced in the act of +laughing or Smiling.[604] + +As the upper lip is much drawn up during the act of screaming, in the +manner just explained, the depressor muscles of the angles of the mouth +(see K in woodcuts 1 and 2) are strongly contracted in order to keep the +mouth widely open, so that a full volume of sound may be poured forth. +The action of these opposed muscles, above and below, tends to give +to the mouth an oblong, almost squarish outline, as may be seen in the +accompanying photographs. An excellent observer,[605] in describing a +baby crying whilst being fed, says, "it made its mouth like a square, +and let the porridge run out at all four corners." I believe, but we +shall return to this point in a future chapter, that the depressor +muscles of the angles of the mouth are less under the separate control +of the will than the adjoining muscles; so that if a young child is +only doubtfully inclined to cry, this muscle is generally the first +to contract, and is the last to cease contracting. When older children +commence crying, the muscles which run to the upper lip are often the +first to contract; and this may perhaps be due to older children not +having so strong a tendency to scream loudly, and consequently to keep +their mouths widely open; so that the above-named depressor muscles are +not brought into such strong action. + +With one of my own infants, from his eighth day and for some time +afterwards, I often observed that the first sign of a screaming-fit, +when it could be observed coming on gradually, was a little frown, owing +to the contraction of the corrugators of the brows; the capillaries of +the naked head and face becoming at the same time reddened with blood. +As soon as the screaming-fit actually began, all the muscles round +the eyes were strongly contracted, and the mouth widely opened in the +manlier above described; so that at this early period the features +assumed the same form as at a more advanced age. + +Dr. Piderit[606] lays great stress on the contraction of certain +muscles which draw down the nose and narrow the nostrils, as eminently +characteristic of a crying expression. The _depressores anguli oris_, +as we have just seen, are usually contracted at the same time, and they +indirectly tend, according to Dr. Duchenne, to act in this same manner +on the nose. With children having bad colds a similar pinched appearance +of the nose may be noticed, which is at least partly due, as remarked +to me by Dr. Langstaff, to their constant snuffling, and the consequent +pressure of the atmosphere on the two sides. The purpose of this +contraction of the nostrils by children having bad colds, or whilst +crying, seems to be to cheek the downward flow of the mucus and tears, +and to prevent these fluids spreading over the upper lip. + +After a prolonged and severe screaming-fit, the scalp, face, and eyes +are reddened, owing to the return of the blood from the head having +been impeded by the violent expiratory efforts; but the redness of the +stimulated eyes is chiefly due to the copious effusion of tears. The +various muscles of the face which have been strongly contracted, +still twitch a little, and the upper lip is still slightly drawn up +or everted,[607] with the corners of the mouth still a little drawn +downwards. I have myself felt, and have observed in other grown-up +persons, that when tears are restrained with difficulty, as in reading a +pathetic story, it is almost impossible to prevent the various muscles. +which with young children are brought into strong action during their +screaming-fits, from slightly twitching or trembling. + +Infants whilst young do not shed tears or weep, as is well known to +nurses and medical men. This circumstance is not exclusively due to +the lacrymal glands being as yet incapable of secreting tears. I first +noticed this fact from having accidentally brushed with the cuff of my +coat the open eye of one of my infants, when seventy-seven days +old, causing this eye to water freely; and though the child screamed +violently, the other eye remained dry, or was only slightly suffused +with tears. A similar slight effusion occurred ten days previously in +both eyes during a screaming-fit. The tears did not run over the eyelids +and roll down the cheeks of this child, whilst screaming badly, when 122 +days old. This first happened 17 days later, at the age of 139 days. +A few other children have been observed for me, and the period of +free weeping appears to be very variable. In one case, the eyes became +slightly suffused at the age of only 20 days; in another, at 62 days. +With two other children, the tears did NOT run down the face at the ages +of 84 and 110 days; but in a third child they did run down at the age of +104 days. In one instance, as I was positively assured, tears ran +down at the unusually early age of 42 days. It would appear as if the +lacrymal glands required some practice in the individual before they +are easily excited into action, in somewhat the same manner as various +inherited consensual movements and tastes require some exercise before +they are fixed and perfected. This is all the more likely with a habit +like weeping, which must have been acquired since the period when man +branched off from the common progenitor of the genus Homo and of the +non-weeping anthropomorphous apes. + +The fact of tears not being shed at a very early age from pain or any +mental emotion is remarkable, as, later in life, no expression is more +general or more strongly marked than weeping. When the habit has +once been acquired by an infant, it expresses in the clearest manner +suffering of all kinds, both bodily pain and mental distress, even +though accompanied by other emotions, such as fear or rage. The +character of the crying, however, changes at a very early age, as I +noticed in my own infants,--the passionate cry differing from that of +grief. A lady informs me that her child, nine months old, when in a +passion screams loudly, but does not weep; tears, however, are shed when +she is punished by her chair being turned with its back to the table. +This difference may perhaps be attributed to weeping being restrained, +as we shall immediately see, at a more advanced age, under most +circumstances excepting grief; and to the influence of such restraint +being transmitted to an earlier period of life, than that at which it +was first practised. + +With adults, especially of the male sex, weeping soon ceases to be +caused by, or to express, bodily pain. This may be accounted for by its +being thought weak and unmanly by men, both of civilized and barbarous +races, to exhibit bodily pain by any outward sign. With this exception, +savages weep copiously from very slight causes, of which fact Sir J. +Lubbock[608] has collected instances. A New Zealand chief "cried like +a child because the sailors spoilt his favourite cloak by powdering it +with flour." I saw in Tierra del Fuego a native who had lately lost a +brother, and who alternately cried with hysterical violence, and laughed +heartily at anything which amused him. With the civilized nations +of Europe there is also much difference in the frequency of weeping. +Englishmen rarely cry, except under the pressure of the acutest grief; +whereas in some parts of the Continent the men shed tears much more +readily and freely. + +The insane notoriously give way to all their emotions with little or no +restraint; and I am informed by Dr. J. Crichton Browne, that nothing is +more characteristic of simple melancholia, even in the male sex, than a +tendency to weep on the slightest occasions, or from no cause. They also +weep disproportionately on the occurrence of any real cause of grief. +The length of time during which some patients weep is astonishing, as +well as the amount of tears which they shed. One melancholic girl wept +for a whole day, and afterwards confessed to Dr. Browne, that it was +because she remembered that she had once shaved off her eyebrows to +promote their growth. Many patients in the asylum sit for a long time +rocking themselves backwards and forwards; "and if spoken to, they stop +their movements, purse up their eyes, depress the corners of the mouth, +and burst out crying." In some of these cases, the being spoken to or +kindly greeted appears to suggest some fanciful and sorrowful notion; +but in other cases an effort of any kind excites weeping, independently +of any sorrowful idea. Patients suffering from acute mania likewise +have paroxysms of violent crying or blubbering, in the midst of their +incoherent ravings. We must not, however, lay too much stress on the +copious shedding of tears by the insane, as being due to the lack of all +restraint; for certain brain-diseases, as hemiplegia, brain-wasting, +and senile decay, have a special tendency to induce weeping. Weeping is +common in the insane, even after a complete state of fatuity has been +reached and the power of speech lost. Persons born idiotic likewise +weep;[609] but it is said that this is not the case with cretins. + +Weeping seems to be the primary and natural expression, as we see in +children, of suffering of any kind, whether bodily pain short of extreme +agony, or mental distress. But the foregoing facts and common experience +show us that a frequently repeated effort to restrain weeping, in +association with certain states of the mind, does much in checking the +habit. On the other hand, it appears that the power of weeping can be +increased through habit; thus the Rev. R. Taylor,[610] who long resided +in New Zealand, asserts that the women can voluntarily shed tears in +abundance; they meet for this purpose to mourn for the dead, and they +take pride in crying "in the most affecting manner." + +A single effort of repression brought to bear on the lacrymal glands +does little, and indeed seems often to lead to an opposite result. An +old and experienced physician told me that he had always found that +the only means to check the occasional bitter weeping of ladies who +consulted him, and who themselves wished to desist, was earnestly to beg +them not to try, and to assure them that nothing would relieve them so +much as prolonged and copious crying. + +The screaming of infants consists of prolonged expirations, with short +and rapid, almost spasmodic inspirations, followed at a somewhat more +advanced age by sobbing. According to Gratiolet,[611] the glottis is +chiefly affected during the act of sobbing. This sound is heard "at the +moment when the inspiration conquers the resistance of the glottis, +and the air rushes into the chest." But the whole act of respiration +is likewise spasmodic and violent. The shoulders are at the same time +generally raised, as by this movement respiration is rendered easier. +With one of my infants, when seventy-seven days old, the inspirations +were so rapid and strong that they approached in character to sobbing; +when 138 days old I first noticed distinct sobbing, which subsequently +followed every bad crying-fit. The respiratory movements are partly +voluntary and partly involuntary, and I apprehend that sobbing is at +least in part due to children having some power to command after early +infancy their vocal organs and to stop their screams, but from having +less power over their respiratory muscles, these continue for a time +to act in an involuntary or spasmodic manner, after having been brought +into violent action. Sobbing seems to be peculiar to the human species; +for the keepers in the Zoological Gardens assure me that they have never +heard a sob from any kind of monkey; though monkeys often scream loudly +whilst being chased and caught, and then pant for a long time. We thus +see that there is a close analogy between sobbing and the free shedding +of tears; for with children, sobbing does not commence during early +infancy, but afterwards comes on rather suddenly and then follows every +bad crying-fit, until the habit is checked with advancing years. + +_On the cause of the contraction of the muscles round the eyes during +screaming_.--We have seen that infants and young children, whilst +screaming, invariably close their eyes firmly, by the contraction of the +surrounding muscles, so that the skin becomes wrinkled all around. With +older children, and even with adults, whenever there is violent and +unrestrained crying, a tendency to the contraction of these same muscles +may be observed; though this is often checked in order not to interfere +with vision. + +Sir C. Bell explains[612] this action in the following manner:--"During +every violent act of expiration, whether in hearty laughter, weeping, +coughing, or sneezing, the eyeball is firmly compressed by the fibres +of the orbicularis; and this is a provision for supporting and defending +the vascular system of the interior of the eye from a retrograde impulse +communicated to the blood in the veins at that time. When we contract +the chest and expel the air, there is a retardation of the blood in the +veins of the neck and head; and in the more powerful acts of expulsion, +the blood not only distends the vessels, but is even regurgitated into +the minute branches. Were the eye not properly compressed at that +time, and a resistance given to the shock, irreparable injury might +be inflicted on the delicate textures of the interior of the eye." He +further adds, "If we separate the eyelids of a child to examine the eye, +while it cries and struggles with passion, by taking off the natural +support to the vascular system of the eye, and means of guarding it +against the rush of blood then occurring, the conjunctiva becomes +suddenly filled with blood, and the eyelids everted." + +Not only are the muscles round the eyes strongly contracted, as Sir +C. Bell states and as I have often observed, during screaming, loud +laughter, coughing, and sneezing, but during several other analogous +actions. A man contracts these muscles when he violently blows his nose. +I asked one of my boys to shout as loudly as he possibly could, and as +soon as he began, he firmly contracted his orbicular muscles; I observed +this repeatedly, and on asking him why he had every time so firmly +closed his eyes, I found that he was quite unaware of the fact: he had +acted instinctively or unconsciously. + +It is not necessary, in order to lead to the contraction of these +muscles, that air should actually be expelled from the chest; it +suffices that the muscles of the chest and abdomen should contract with +great force, whilst by the closure of the glottis no air escapes. In +violent vomiting or retching the diaphragm is made to descend by the +chest being filled with air; it is then held in this position by the +closure of the glottis, "as well as by the contraction of its own +fibres."[613] The abdominal muscles now contract strongly upon the +stomach, its proper muscles likewise contracting, and the contents are +thus ejected. During each effort of vomiting "the head becomes greatly +congested, so that the features are red and swollen, and the large veins +of the face and temples visibly dilated." At the same time, as I know +from observation, the muscles round the eyes are strongly contracted. +This is likewise the case when the abdominal muscles act downwards with +unusual force in expelling the contents of the intestinal canal. + +The greatest exertion of the muscles of the body, if those of the chest +are not brought into strong action in expelling or compressing the air +within the lungs, does not lead to the contraction of the muscles +round the eyes. I have observed my sons using great force in gymnastic +exercises, as in repeatedly raising their suspended bodies by their +arms alone, and in lifting heavy weights from the ground, but there was +hardly any trace of contraction in the muscles round the eyes. + +As the contraction of these muscles for the protection of the eyes +during violent expiration is indirectly, as we shall hereafter see, a +fundamental element in several of our most important expressions, I +was extremely anxious to ascertain how far Sir C. Bell's view could be +substantiated. Professor Donders, of Utrecht,[614] well known as one of +the highest authorities in Europe on vision and on the structure of the +eye, has most kindly undertaken for me this investigation with the aid +of the many ingenious mechanisms of modern science, and has published +the results.[615] He shows that during violent expiration the external, +the intra-ocular, and the retro-ocular vessels of the eye are all +affected in two ways, namely by the increased pressure of the blood in +the arteries, and by the return of the blood in the veins being impeded. +It is, therefore, certain that both the arteries and the veins of the +eye are more or less distended during violent expiration. The evidence +in detail may be found in Professor Donders' valuable memoir. We see the +effects on the veins of the head, in their prominence, and in the purple +colour of the face of a man who coughs violently from being half choked. +I may mention, on the same authority, that the whole eye certainly +advances a little during each violent expiration. This is due to the +dilatation of the retro-ocular vessels, and might have been expected +from the intimate connection of the eye and brain; the brain being known +to rise and fall with each respiration, when a portion of the skull has +been removed; and as may be seen along the unclosed sutures of infants' +heads. This also, I presume, is the reason that the eyes of a strangled +man appear as if they were starting from their sockets. + +With respect to the protection of the eye during violent expiratory +efforts by the pressure of the eyelids, Professor Donders concludes from +his various observations that this action certainly limits or entirely +removes the dilatation of the vessels.[616] At such times, he adds, we +not unfrequently see the hand involuntarily laid upon the eyelids, as if +the better to support and defend the eyeball. + +Nevertheless much evidence cannot at present be advanced to prove that +the eye actually suffers injury from the want of support during violent +expiration; but there is some. It is "a fact that forcible expiratory +efforts in violent coughing or vomiting, and especially in sneezing, +sometimes give rise to ruptures of the little (external) vessels" of the +eye.[617] With respect to the internal vessels, Dr. Gunning has lately +recorded a case of exophthalmos in consequence of whooping-cough, +which in his opinion depended on the rupture of the deeper vessels; and +another analogous case has been recorded. But a mere sense of discomfort +would probably suffice to lead to the associated habit of protecting +the eyeball by the contraction of the surrounding muscles. Even the +expectation or chance of injury would probably be sufficient, in the +same manner as an object moving too near the eye induces involuntary +winking of the eyelids. We may, therefore, safely conclude from Sir +C. Bell's observations, and more especially from the more careful +investigations by Professor Donders, that the firm closure of the +eyelids during the screaming of children is an action full of meaning +and of real service. + +We have already seen that the contraction of the orbicular muscles leads +to the drawing up of the upper lip, and consequently, if the mouth is +kept widely open, to the drawing down of the corners by the contraction +of the depressor muscles. The formation of the naso-labial fold on the +cheeks likewise follows from the drawing up of the upper lip. Thus all +the chief expressive movements of the face during crying apparently +result from the contraction of the muscles round the eyes. We shall also +find that the shedding of tears depends on, or at least stands in some +connection with, the contraction of these same muscles. + +In some of the foregoing cases, especially in those of sneezing and +coughing, it is possible that the contraction of the orbicular muscles +may serve in addition to protect the eyes from too severe a jar or +vibration. I think so, because dogs and cats, in crunching hard bones, +always close their eyelids, and at least sometimes in sneezing; though +dogs do not do so whilst barking loudly. Mr. Sutton carefully observed +for me a young orang and chimpanzee, and he found that both always +closed their eyes in sneezing and coughing, but not whilst screaming +violently. I gave a small pinch of snuff to a monkey of the American +division, namely, a Cebus, and it closed its eyelids whilst sneezing; +but not on a subsequent occasion whilst uttering loud cries. + +_Cause of the secretion of tears_.--It is an important fact which must +be considered in any theory of the secretion of tears from the mind +being affected, that whenever the muscles round the eyes are strongly +and involuntarily contracted in order to compress the blood-vessels +and thus to protect the eyes, tears are secreted, often in sufficient +abundance to roll down the cheeks. This occurs under the most opposite +emotions, and under no emotion at all. The sole exception, and this +is only a partial one, to the existence of a relation between the +involuntary and strong contraction of these muscles and the secretion +of tears is that of young infants, who, whilst screaming violently +with their eyelids firmly closed, do not commonly weep until they +have attained the age of from two to three or four months. Their eyes, +however, become suffused with tears at a much earlier age. It would +appear, as already remarked, that the lacrymal glands do not, from the +want of practice or some other cause, come to full functional activity +at a very early period of life. With children at a somewhat later age, +crying out or wailing from any distress is so regularly accompanied +by the shedding of tears, that weeping and crying are synonymous +terms.[618] + +Under the opposite emotion of great joy or amusement, as long as +laughter is moderate there is hardly any contraction of the muscles +round the eyes, so that there is no frowning; but when peals of loud +laughter are uttered, with rapid and violent spasmodic expirations, +tears stream down the face. I have more than once noticed the face of a +person, after a paroxysm of violent laughter, and I could see that +the orbicular muscles and those running to the upper lip were still +partially contracted, which together with the tear-stained cheeks gave +to the upper half of the face an expression not to be distinguished from +that of a child still blubbering from grief. The fact of tears streaming +down the face during violent laughter is common to all the races of +mankind, as we shall see in a future chapter. + +In violent coughing especially when a person is half-choked, the face +becomes purple, the veins distended, the orbicular muscles strongly +contracted, and tears run down the cheeks. Even after a fit of ordinary +coughing, almost every one has to wipe his eyes. In violent vomiting or +retching, as I have myself experienced and seen in others, the orbicular +muscles are strongly contracted, and tears sometimes flow freely +down the cheeks. It has been suggested to me that this may be due to +irritating matter being injected into the nostrils, and causing by +reflex action the secretion of tears. Accordingly I asked one of my +informants, a surgeon, to attend to the effects of retching when nothing +was thrown up from the stomach; and, by an odd coincidence, he himself +suffered the next morning from an attack of retching, and three days +subsequently observed a lady under a similar attack; and he is certain +that in neither case an atom of matter was ejected from the stomach; +yet the orbicular muscles were strongly contracted, and tears freely +secreted. I can also speak positively to the energetic contraction of +these same muscles round the eyes, and to the coincident free secretion +of tears, when the abdominal muscles act with unusual force in a +downward direction on the intestinal canal. + +Yawning commences with a deep inspiration, followed by a long and +forcible expiration; and at the same time almost all the muscles of the +body are strongly contracted, including those round the eyes. During +this act tears are often secreted, and I have seen them even rolling +down the cheeks. + +I have frequently observed that when persons scratch some point which +itches intolerably, they forcibly close their eyelids; but they do not, +as I believe, first draw a deep breath and then expel it with force; and +I have never noticed that the eyes then become filled with tears; but I +am not prepared to assert that this does not occur. The forcible closure +of the eyelids is, perhaps, merely a part of that general action by +which almost all the muscles of the body are at the same time rendered +rigid. It is quite different from the gentle closure of the eyes which +often accompanies, as Gratiolet remarks,[619] the smelling a delicious +odour, or the tasting a delicious morsel, and which probably originates +in the desire to shut out any disturbing impression through the eyes. + +Professor Donders writes to me to the following effect: "I have +observed some cases of a very curious affection when, after a slight rub +(_attouchement_), for example, from the friction of a coat, which +caused neither a wound nor a contusion, spasms of the orbicular muscles +occurred, with a very profuse flow of tears, lasting about one hour. +Subsequently, sometimes after an interval of several weeks, violent +spasms of the same muscles re-occurred, accompanied by the secretion +of tears, together with primary or secondary redness of the eye." Mr. +Bowman informs me that he has occasionally observed closely analogous +cases, and that, in some of these, there was no redness or inflammation +of the eyes. + +I was anxious to ascertain whether there existed in any of the lower +animals a similar relation between the contraction of the orbicular +muscles during violent expiration and the secretion of tears; but there +are very few animals which contract these muscles in a prolonged manner, +or which shed tears. _The Macacus maurus_, which formerly wept so +copiously in the Zoological Gardens, would have been a fine case for +observation; but the two monkeys now there, and which are believed +to belong to the same species, do not weep. Nevertheless they were +carefully observed by Mr. Bartlett and myself, whilst screaming loudly, +and they seemed to contract these muscles; but they moved about their +cages so rapidly, that it was difficult to observe with certainty. No +other monkey, as far as I have been able to ascertain, contracts its +orbicular muscles whilst screaming. + +The Indian elephant is known sometimes to weep. Sir E. Tennent, in +describing these which he saw captured and bound in Ceylon, says, some +"lay motionless on the ground, with no other indication of suffering +than the tears which suffused their eyes and flowed incessantly." +Speaking of another elephant he says, "When overpowered and made fast, +his grief was most affecting; his violence sank to utter prostration, +and he lay on the ground, uttering choking cries, with tears trickling +down his cheeks."[620] In the Zoological Gardens the keeper of the +Indian elephants positively asserts that he has several times seen tears +rolling down the face of the old female, when distressed by the removal +of the young one. Hence I was extremely anxious to ascertain, as an +extension of the relation between the contraction of the orbicular +muscles and the shedding of tears in man, whether elephants when +screaming or trumpeting loudly contract these muscles. At Mr. Bartlett's +desire the keeper ordered the old and the young elephant to trumpet; and +we repeatedly saw in both animals that, just as the trumpeting began, +the orbicular muscles, especially the lower ones, were distinctly +contracted. On a subsequent occasion the keeper made the old elephant +trumpet much more loudly, and invariably both the upper and lower +orbicular muscles were strongly contracted, and now in an equal degree. +It is a singular fact that the African elephant, which, however, is so +different from the Indian species that it is placed by some naturalists +in a distinct sub-genus, when made on two occasions to trumpet loudly, +exhibited no trace of the contraction of the orbicular muscles. + +From the several foregoing cases with respect to Man, there can, I +think, be no doubt that the contraction of the muscles round the +eyes, during violent expiration or when the expanded chest is forcibly +compressed, is, in some manner, intimately connected with the secretion +of tears. This holds good under widely different emotions, and +independently of any emotion. It is not, of course, meant that tears +cannot be secreted without the contraction of these muscles; for it is +notorious that they are often freely shed with the eyelids not closed, +and with the brows unwrinkled. The contraction must be both involuntary +and prolonged, as during a choking fit, or energetic, as during a +sneeze. The mere involuntary winking of the eyelids, though often +repeated, does not bring tears into the eyes. Nor does the voluntary and +prolonged contraction of the several surrounding muscles suffice. As the +lacrymal glands of children are easily excited, I persuaded my own +and several other children of different ages to contract these muscles +repeatedly with their utmost force, and to continue doing so as long +as they possibly could; but this produced hardly any effect. There was +sometimes a little moisture in the eyes, but not more than apparently +could be accounted for by the squeezing out of the already secreted +tears within the glands. + +The nature of the relation between the involuntary and energetic +contraction of the muscles round the eyes, and the secretion of tears, +cannot be positively ascertained, but a probable view may be suggested. +The primary function of the secretion of tears, together with some +mucus, is to lubricate the surface of the eye; and a secondary one, as +some believe, is to keep the nostrils damp, so that the inhaled air +may be moist,[621] and likewise to favour the power of smelling. But +another, and at least equally important function of tears, is to wash +out particles of dust or other minute objects which may get into the +eyes. That this is of great importance is clear from the cases in which +the cornea has been rendered opaque through inflammation, caused by +particles of dust not being removed, in consequence of the eye and +eyelid becoming immovable.[622] The secretion of tears from the +irritation of any foreign body in the eye is a reflex action;--that +is, the body irritates a peripheral nerve which sends an impression to +certain sensory nerve-cells; these transmit an influence to other cells, +and these again to the lacrymal glands. The influence transmitted to +these glands causes, as there is good reason to believe, the relaxation +of the muscular coats of the smaller arteries; this allows more blood +to permeate the glandular tissue, and this induces a free secretion +of tears. When the small arteries of the face, including those of the +retina, are relaxed under very different circumstances, namely, during +an intense blush, the lacrymal glands are sometimes affected in a like +manner, for the eyes become suffused with tears. + +It is difficult to conjecture how many reflex actions have originated, +but, in relation to the present case of the affection of the lacrymal +glands through irritation of the surface of the eye, it may be worth +remarking that, as soon as some primordial form became semi-terrestrial +in its habits, and was liable to get particles of dust into its eyes, if +these were not washed out they would cause much irritation; and on the +principle of the radiation of nerve-force to adjoining nerve-cells, the +lacrymal glands would be stimulated to secretion. As this would often +recur, and as nerve-force readily passes along accustomed channels, a +slight irritation would ultimately suffice to cause a free secretion of +tears. + +As soon as by this, or by some other means, a reflex action of this +nature had been established and rendered easy, other stimulants applied +to the surface of the eye--such as a cold wind, slow inflammatory +action, or a blow on the eyelids--would cause a copious secretion of +tears, as we know to be the case. The glands are also excited into +action through the irritation of adjoining parts. Thus when the nostrils +are irritated by pungent vapours, though the eyelids may be kept firmly +closed, tears are copiously secreted; and this likewise follows from a +blow on the nose, for instance from a boxing-glove. A stinging switch +on the face produces, as I have seen, the same effect. In these latter +cases the secretion of tears is an incidental result, and of no direct +service. As all these parts of the face, including the lacrymal glands, +are supplied with branches of the same nerve, namely, the fifth, it is +in some degree intelligible that the effects of the excitement of +any one branch should spread to the nerve-cells or roots of the other +branches. + +The internal parts of the eye likewise act, under certain conditions, +in a reflex manner on the lacrymal glands. The following statements have +been kindly communicated to me by Mr. Bowman; but the subject is a very +intricate one, as all the parts of the eye are so intimately related +together, and are so sensitive to various stimulants. A strong light +acting on the retina, when in a normal condition, has very little +tendency to cause lacrymation; but with unhealthy children having +small, old-standing ulcers on the cornea, the retina becomes excessively +sensitive to light, and exposure even to common daylight causes forcible +and sustained closure of the lids, and a profuse flow of tears. When +persons who ought to begin the use of convex glasses habitually strain +the waning power of accommodation, an undue secretion of tears very +often follows, and the retina is liable to become unduly sensitive to +light. In general, morbid affections of the surface of the eye, and of +the ciliary structures concerned in the accommodative act, are prone +to be accompanied with excessive secretion of tears. Hardness of the +eyeball, not rising to inflammation, but implying a want of balance +between the fluids poured out and again taken up by the intra-ocular +vessels, is not usually attended with any lacrymation. When the balance +is on the other side, and the eye becomes too soft, there is a greater +tendency to lacrymation. Finally, there are numerous morbid states and +structural alterations of the eyes, and even terrible inflammations, +which may be attended with little or no secretion of tears. + +It also deserves notice, as indirectly bearing on our subject, that the +eye and adjoining parts are subject to an extraordinary number of +reflex and associated movements, sensations, and actions, besides those +relating to the lacrymal glands. When a bright light strikes the retina +of one eye alone, the iris contracts, but the iris of the other eye +moves after a measurable interval of time. The iris likewise moves in +accommodation to near or distant vision, and when the two eyes are made +to converge.[623] Every one knows how irresistibly the eyebrows +are drawn down under an intensely bright light. The eyelids also +involuntarily wink when an object is moved near the eyes, or a sound +is suddenly heard. The well-known case of a bright light causing some +persons to sneeze is even more curious; for nerve-force here radiates +from certain nerve-cells in connection with the retina, to the sensory +nerve-cells of the nose, causing it to tickle; and from these, to the +cells which command the various respiratory muscles (the orbiculars +included) which expel the air in so peculiar a manner that it rushes +through the nostrils alone. + +To return to our point: why are tears secreted during a screaming-fit or +other violent expiratory efforts? As a slight blow on the eyelids causes +a copious secretion of tears, it is at least possible that the spasmodic +contraction of the eyelids, by pressing strongly on the eyeball, should +in a similar manner cause some secretion. This seems possible, although +the voluntary contraction of the same muscles does not produce any +such effect. We know that a man cannot voluntarily sneeze or cough with +nearly the same force as he does automatically; and so it is with the +contraction of the orbicular muscles: Sir C. Bell experimented on them, +and found that by suddenly and forcibly closing the eyelids in the dark, +sparks of light are seen, like those caused by tapping the eyelids with +the fingers; "but in sneezing the compression is both more rapid and +more forcible, and the sparks are more brilliant." That these sparks +are due to the contraction of the eyelids is clear, because if they +"are held open during the act of sneezing, no sensation of light will be +experienced." In the peculiar cases referred to by Professor Donders +and Mr. Bowman, we have seen that some weeks after the eye has been very +slightly injured, spasmodic contractions of the eyelids ensue, and these +are accompanied by a profuse flow of tears. In the act of yawning, the +tears are apparently due solely to the spasmodic contraction of the +muscles round the eyes. Notwithstanding these latter cases, it seems +hardly credible that the pressure of the eyelids on the surface of the +eye, although effected spasmodically and therefore with much greater +force than can be done voluntarily, should be sufficient to cause by +reflex action the secretion of tears in the many cases in which this +occurs during violent expiratory efforts. + +Another cause may come conjointly into play. We have seen that the +internal parts of the eye, under certain conditions act in a reflex +manner on the lacrymal glands. We know that during violent expiratory +efforts the pressure of the arterial blood within the vessels of the +eye is increased, and that the return of the venous blood is impeded. +It seems, therefore, not improbable that the distension of the +ocular vessels, thus induced, might act by reflection on the lacrymal +glands--the effects due to the spasmodic pressure of the eyelids on the +surface of the eye being thus increased. + +In considering how far this view is probable, we should bear in mind +that the eyes of infants have been acted on in this double manner +during numberless generations, whenever they have screamed; and on the +principle of nerve-force readily passing along accustomed channels, even +a moderate compression of the eyeballs and a moderate distension of +the ocular vessels would ultimately come, through habit, to act on the +glands. We have an analogous case in the orbicular muscles being +almost always contracted in some slight degree, even during a gentle +crying-fit, when there can be no distension of the vessels and no +uncomfortable sensation excited within the eyes. + +Moreover, when complex actions or movements have long been performed +in strict association together, and these are from any cause at first +voluntarily and afterwards habitually checked, then if the proper +exciting conditions occur, any part of the action or movement which is +least under the control of the will, will often still be involuntarily +performed. The secretion by a gland is remarkably free from the +influence of the will; therefore, when with the advancing age of the +individual, or with the advancing culture of the race, the habit of +crying out or screaming is restrained, and there is consequently no +distension of the blood-vessels of the eye, it may nevertheless well +happen that tears should still be secreted. We may see, as lately +remarked, the muscles round the eyes of a person who reads a pathetic +story, twitching or trembling in so slight a degree as hardly to be +detected. In this case there has been no screaming and no distension of +the blood-vessels, yet through habit certain nerve-cells send a small +amount of nerve-force to the cells commanding the muscles round the +eyes; and they likewise send some to the cells commanding the lacrymal +glands, for the eyes often become at the same time just moistened with +tears. If the twitching of the muscles round the eyes and the secretion +of tears had been completely prevented, nevertheless it is almost +certain that there would have been some tendency to transmit nerve-force +in these same directions; and as the lacrymal glands are remarkably free +from the control of the will, they would be eminently liable still +to act, thus betraying, though there were no other outward signs, the +pathetic thoughts which were passing through the person's mind. + +As a further illustration of the view here advanced, I may remark that +if, during an early period of life, when habits of all kinds are readily +established, our infants, when pleased, had been accustomed to utter +loud peals of laughter (during which the vessels of their eyes are +distended) as often and as continuously as they have yielded when +distressed to screaming-fits, then it is probable that in after life +tears would have been as copiously and as regularly secreted under the +one state of mind as under the other. Gentle laughter, or a smile, +or even a pleasing thought, would have sufficed to cause a moderate +secretion of tears. There does indeed exist an evident tendency in this +direction, as will be seen in a future chapter, when we treat of +the tender feelings. With the Sandwich Islanders, according to +Freycinet,[624] tears are actually recognized as a sign of happiness; +but we should require better evidence on this head than that of a +passing voyager. So again if our infants, during many generations, +and each of them during several years, had almost daily suffered +from prolonged choking-fits, during which the vessels of the eye are +distended and tears copiously secreted, then it is probable, such is the +force of associated habit, that during after life the mere thought of a +choke, without any distress of mind, would have sufficed to bring tears +into our eyes. + +To sum up this chapter, weeping is probably the result of some such +chain of events as follows. Children, when wanting food or suffering in +any way, cry out loudly, like the young of most other animals, partly +as a call to their parents for aid, and partly from any great exertion +serving relief. Prolonged screaming inevitably leads to the gorging +of the blood-vessels of the eye; and this will have led, at first +consciously and at last habitually, to the contraction of the muscles +round the eyes in order to protect them. At the same time the spasmodic +pressure on the surface of the eye, and the distension of the vessels +within the eye, without necessarily entailing any conscious sensation, +will have affected, through reflex action, the lacrymal glands. Finally, +through the three principles of nerve-force readily passing along +accustomed channels--of association, which is so widely extended in its +power--and of certain actions, being more under the control of the +will than others--it has come to pass that suffering readily causes the +secretion of tears, without being necessarily accompanied by any other +action. + +Although in accordance with this view we must look at weeping as an +incidental result, as purposeless as the secretion of tears from a blow +outside the eye, or as a sneeze from the retina being affected by +a bright light, yet this does not present any difficulty in our +understanding how the secretion of tears serves as a relief to +suffering. And by as much as the weeping is more violent or hysterical, +by so much will the relief be greater,--on the same principle that the +writhing of the whole body, the grinding of the teeth, and the uttering +of piercing shrieks, all give relief under an agony of pain. + + + +CHAPTER VII. -- LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. + +General effect of grief on the system--Obliquity of the eyebrows +under suffering--On the cause of the obliquity of the eyebrows--On the +depression of the corners of the mouth. + + +AFTER the mind has suffered from an acute paroxysm of grief, and the +cause still continues, we fall into a state of low spirits; or we may be +utterly cast down and dejected. Prolonged bodily pain, if not amounting +to an agony, generally leads to the same state of mind. If we expect to +suffer, we are anxious; if we have no hope of relief, we despair. + +Persons suffering from excessive grief often seek relief by violent and +almost frantic movements, as described in a former chapter; but when +their suffering is somewhat mitigated, yet prolonged, they no longer +wish for action, but remain motionless and passive, or may occasionally +rock themselves to and fro. The circulation becomes languid; the face +pale; the muscles flaccid; the eyelids droop; the head hangs on the +contracted chest; the lips, cheeks, and lower jaw all sink downwards +from their own weight. Hence all the features are lengthened; and the +face of a person who hears bad news is said to fall. A party of natives +in Tierra del Fuego endeavoured to explain to us that their friend, the +captain of a sealing vessel, was out of spirits, by pulling down their +cheeks with both hands, so as to make their faces as long as possible. +Mr. Bunnet informs me that the Australian aborigines when out of spirits +have a chop-fallen appearance. After prolonged suffering the eyes become +dull and lack expression, and are often slightly suffused with tears. +The eyebrows not rarely are rendered oblique, which is due to their +inner ends being raised. This produces peculiarly-formed wrinkles on the +forehead, which are very different from those of a simple frown; though +in some cases a frown alone may be present. The comers of the mouth are +drawn downwards, which is so universally recognized as a sign of being +out of spirits, that it is almost proverbial. + +The breathing becomes slow and feeble, and is often interrupted by deep +sighs. As Gratiolet remarks, whenever our attention is long concentrated +on any subject, we forget to breathe, and then relieve ourselves by a +deep inspiration; but the sighs of a sorrowful person, owing to his slow +respiration and languid circulation, are eminently characteristic.[701] +As the grief of a person in this state occasionally recurs and increases +into a paroxysm, spasms affect the respiratory muscles, and he feels +as if something, the so-called _globus hystericus_, was rising in his +throat. These spasmodic movements are clearly allied to the sobbing of +children, and are remnants of those severer spasms which occur when a +person is said to choke from excessive grief.[702] + + +_Obliquity of the eyebrows_.--Two points alone in the above description +require further elucidation, and these are very curious ones; namely, +the raising of the inner ends of the eyebrows, and the drawing down +of the corners of the mouth. With respect to the eyebrows, they may +occasionally be seen to assume an oblique position in persons suffering +from deep dejection or anxiety; for instance, I have observed this +movement in a mother whilst speaking about her sick son; and it is +sometimes excited by quite trifling or momentary causes of real or +pretended distress. The eyebrows assume this position owing to the +contraction of certain muscles (namely, the orbiculars, corrugators, and +pyramidals of the nose, which together tend to lower and contract the +eyebrows) being partially cheeked by the more powerful action of the +central fasci of the frontal muscle. These latter fasci by their +contraction raise the inner ends alone of the eyebrows; and as the +corrugators at the same time draw the eyebrows together, their inner +ends become puckered into a fold or lump. This fold is a highly +characteristic point in the appearance of the eyebrows when rendered +oblique, as may be seen in figs. 2 and 5, Plate II. The eyebrows are +at the same time somewhat roughened, owing to the hairs being made to +project. Dr. J. Crichton Browne has also often noticed in melancholic +patients who keep their eyebrows persistently oblique, "a peculiar +acute arching of the upper eyelid." A trace of this may be observed by +comparing the right and left eyelids of the young man in the photograph +(fig. 2, Plate II.); for he was not able to act equally on both +eyebrows. This is also shown by the unequal furrows on the two sides of +his forehead. The acute arching of the eyelids depends, I believe, on +the inner end alone of the eyebrows being raised; for when the whole +eyebrow is elevated and arched, the upper eyelid follows in a slight +degree the same movement. + +[Illustration: Obliquity of the eyebrows. Plate II] + +But the most conspicuous result of the opposed contraction of the +above-named muscles, is exhibited by the peculiar furrows formed on the +forehead. These muscles, when thus in conjoint yet opposed action, may +be called, for the sake of brevity, the grief-muscles. When a person +elevates his eyebrows by the contraction of the whole frontal muscle, +transverse wrinkles extend across the whole breadth of the forehead; +but in the present case the middle fasciae alone are contracted; +consequently, transverse furrows are formed across the middle part alone +of the forehead. The skin over the exterior parts of both eyebrows is +at the same time drawn downwards and smooth, by the contraction of +the outer portions of the orbicular muscles. The eyebrows are +likewise brought together through the simultaneous contraction of the +corrugators;[703] and this latter action generates vertical furrows, +separating the exterior and lowered part of the skin of the forehead +from the central and raised part. The union of these vertical furrows +with the central and transverse furrows (see figs. 2 and 3) produces a +mark on the forehead which has been compared to a horse-shoe; but the +furrows more strictly form three sides of a quadrangle. They are often +conspicuous on the foreheads of adult or nearly adult persons, when +their eyebrows are made oblique; but with young children, owing to their +skin not easily wrinkling, they are rarely seen, or mere traces of them +can be detected. + +These peculiar furrows are best represented in fig. 3, Plate II., on +the forehead of a young lady who has the power in an unusual degree of +voluntarily acting on the requisite muscles. As she was absorbed in the +attempt, whilst being photographed, her expression was not at all one +of grief; I have therefore given the forehead alone. Fig. 1 on the same +plate, copied from Dr. Du-chenne's work,[704] represents, on a reduced +scale, the face, in its natural state, of a young man who was a good +actor. In fig. 2 he is shown simulating grief, but the two eyebrows, as +before remarked, are not equally acted on. That the expression is true, +may be inferred from the fact that out of fifteen persons, to whom the +original photograph was shown, without any clue to what was intended +being given them, fourteen immediately answered, "despairing sorrow," +"suffering endurance," "melancholy," and so forth. The history of fig. 5 +is rather curious: I saw the photograph in a shop-window, and took it +to Mr. Rejlander for the sake of finding out by whom it had been made; +remarking to him how pathetic the expression was. He answered, "I made +it, and it was likely to be pathetic, for the boy in a few minutes burst +out crying." He then showed me a photograph of the same boy in a placid +state, which I have had (fig. 4) reproduced. In fig. 6, a trace of +obliquity in the eyebrows may be detected; but this figure, as well as +fig. 7, is given to show the depression of the corners of the mouth, to +which subject I shall presently refer. + +Few persons, without some practice, can voluntarily act on their +grief-muscles; but after repeated trials a considerable number succeed, +whilst others never can. The degree of obliquity in the eyebrows, +whether assumed voluntarily or unconsciously, differs much in different +persons. With some who apparently have unusually strong pyramidal +muscles, the contraction of the central fasciae of the frontal muscle, +although it may be energetic, as shown by the quadrangular furrows on +the forehead, does not raise the inner ends of the eyebrows, but only +prevents their being so much lowered as they otherwise would have been. +As far as I have been able to observe, the grief-muscles are brought +into action much more frequently by children and women than by men. They +are rarely acted on, at least with grown-up persons, from bodily pain, +but almost exclusively from mental distress. Two persons who, after some +practice, succeeded in acting on their grief-muscles, found by +looking at a mirror that when they made their eyebrows oblique, they +unintentionally at the same time depressed the corners of their mouths; +and this is often the case when the expression is naturally assumed. + +The power to bring the grief-muscles freely into play appears to be +hereditary, like almost every other human faculty. A lady belonging to +a family famous for having produced an extraordinary number of great +actors and actresses, and who can herself give this expression "with +singular precision," told Dr. Crichton Browne that all her family had +possessed the power in a remarkable degree. The same hereditary tendency +is said to have extended, as I likewise hear from Dr. Browne, to the +last descendant of the family, which gave rise to Sir Walter Scott's +novel of 'Red Gauntlet;' but the hero is described as contracting his +forehead into a horseshoe mark from any strong emotion. I have also seen +a young woman whose forehead seemed almost habitually thus contracted, +independently of any emotion being at the time felt. + +The grief-muscles are not very frequently brought into play; and as the +action is often momentary, it easily escapes observation. Although the +expression, when observed, is universally and instantly recognized as +that of grief or anxiety, yet not one person out of a thousand who has +never studied the subject, is able to say precisely what change passes +over the sufferer's face. Hence probably it is that this expression is +not even alluded to, as far as I have noticed, in any work of fiction, +with the exception of 'Red Gauntlet' and of one other novel; and the +authoress of the latter, as I am informed, belongs to the famous family +of actors just alluded to; so that her attention may have been specially +called to the subject. + +The ancient Greek sculptors were familiar with the expression, as shown +in the statues of the Laocoon and Arretino; but, as Duchenne remarks, +they carried the transverse furrows across the whole breadth of the +forehead, and thus committed a great anatomical mistake: this is +likewise the case in some modern statues. It is, however, more probable +that these wonderfully accurate observers intentionally sacrificed truth +for the sake of beauty, than that they made a mistake; for rectangular +furrows on the forehead would not have had a grand appearance on the +marble. The expression, in its fully developed condition, is, as far as +I can discover, not often represented in pictures by the old masters, no +doubt owing to the same cause; but a lady who is perfectly familiar with +this expression, informs me that in Fra Angelico's 'Descent from the +Cross' in Florence, it is clearly exhibited in one of the figures on the +right-hand; and I could add a few other instances. + +Dr. Crichton Browne, at my request, closely attended to this expression +in the numerous insane patients under his care in the West Biding +Asylum; and he is familiar with Duchenne's photographs of the action +of the grief-muscles. He informs me that they may constantly be seen +in energetic action in cases of melancholia, and especially of +hypochondria; and that the persistent lines or furrows, due to their +habitual contraction, are characteristic of the physiognomy of the +insane belonging to these two classes. Dr. Browne carefully observed for +me during a considerable period three cases of hypochondria, in which +the grief-muscles were persistently contracted. In one of these, a +widow, aged 51, fancied that she had lost all her viscera, and that her +whole body was empty. She wore an expression of great distress, and beat +her semi-closed hands rhythmically together for hours. The grief-muscles +were permanently contracted, and the upper eyelids arched. This +condition lasted for months; she then recovered, and her countenance +resumed its natural expression. A second case presented nearly the +same peculiarities, with the addition that the comers of the mouth were +depressed. + +Mr. Patrick Nicol has also kindly observed for me several cases in the +Sussex Lunatic Asylum, and has communicated to me full details with +respect to three of them; but they need not here be given. From his +observations on melancholic patients, Mr. Nicol concludes that the inner +ends of the eyebrows are almost always more or less raised, with the +wrinkles on the forehead more or less plainly marked. In the case of one +young woman, these wrinkles were observed to be in constant slight play +or movement. In some cases the comers of the mouth are depressed, +but often only in a slight degree. Some amount of difference in the +expression of the several melancholic patients could almost always be +observed. The eyelids generally droop; and the skin near their outer +comers and beneath them is wrinkled. The naso-labial fold, which runs +from the wings of the nostrils to the comers of the mouth, and which is +so conspicuous in blubbering children, is often plainly marked in these +patients. + +Although with the insane the grief-muscles often act persistently; +yet in ordinary cases they are sometimes brought unconsciously into +momentary action by ludicrously slight causes. A gentleman rewarded a +young lady by an absurdly small present; she pretended to be offended, +and as she upbraided him, her eyebrows became extremely oblique, with +the forehead properly wrinkled. Another young lady and a youth, both in +the highest spirits, were eagerly talking together with extraordinary +rapidity; and I noticed that, as often as the young lady was beaten, +and could not get out her words fast enough, her eyebrows went obliquely +upwards, and rectangular furrows were formed on her forehead. She thus +each time hoisted a flag of distress; and this she did half-a-dozen +times in the course of a few minutes. I made no remark on the subject, +but on a subsequent occasion I asked her to act on her grief-muscles; +another girl who was present, and who could do so voluntarily, showing +her what was intended. She tried repeatedly, but utterly failed; yet +so slight a cause of distress as not being able to talk quickly enough, +sufficed to bring these muscles over and over again into energetic +action. + +The expression of grief, due to the contraction of the grief-muscles, is +by no means confined to Europeans, but appears to be common to all the +races of mankind. I have, at least, received trustworthy accounts in +regard to Hindoos, Dhangars (one of the aboriginal hill-tribes of India, +and therefore belonging to a quite distinct race from the Hindoos), +Malays, Negroes and Australians. With respect to the latter, two +observers answer my query in the affirmative, but enter into no details. +Mr. Taplin, however, appends to my descriptive remarks the words +"this is exact." With respect to negroes, the lady who told me of Fra +Angelico's picture, saw a negro towing a boat on the Nile, and as he +encountered an obstruction, she observed his grief-muscles in strong +action, with the middle of the forehead well wrinkled. Mr. Geach watched +a Malay man in Malacca, with the comers of his mouth much depressed, +the eyebrows oblique, with deep short grooves on the forehead. This +expression lasted for a very short time; and Mr. Geach remarks it "was +a strange one, very much like a person about to cry at some great loss." + +In India Mr. H. Erskine found that the natives were familiar with this +expression; and Mr. J. Scott, of the Botanic Gardens, Calcutta, has +obligingly sent me a full description of two cases. He observed during +some time, himself unseen, a very young Dhangar woman from Nag-pore, the +wife of one of the gardeners, nursing her baby who was at the point of +death; and he distinctly saw the eyebrows raised at the inner comers, +the eyelids drooping, the forehead wrinkled in the middle, the mouth +slightly open, with the comers much depressed. He then came from behind +a screen of plants and spoke to the poor woman, who started, burst into +a bitter flood of tears, and besought him to cure her baby. The second +case was that of a Hindustani man, who from illness and poverty was +compelled to sell his favourite goat. After receiving the money, he +repeatedly looked at the money in his hand and then at the goat, as if +doubting whether he would not return it. He went to the goat, which was +tied up ready to be led away, and the animal reared up and licked his +hands. His eyes then wavered from side to side; his "mouth was partially +closed, with the corners very decidedly depressed." At last the poor man +seemed to make up his mind that he must part with his goat, and then, +as Mr. Scott saw, the eyebrows became slightly oblique, with the +characteristic puckering or swelling at the inner ends, but the wrinkles +on the forehead were not present. The man stood thus for a minute, then +heaving a deep sigh, burst into tears, raised up his two hands, blessed +the goat, turned round, and without looking again, went away. + + +_On the cause of the obliquity of the eyebrows under suffering_.--During +several years no expression seemed to me so utterly perplexing as this +which we are here considering. Why should grief or anxiety cause the +central fasciae alone of the frontal muscle together with those round +the eyes, to contract? Here we seem to have a complex movement for the +sole purpose of expressing grief; and yet it is a comparatively rare +expression, and often overlooked. I believe the explanation is not so +difficult as it at first appears. Dr. Duchenne gives a photograph of the +young man before referred to, who, when looking upwards at a strongly +illuminated surface, involuntarily contracted his grief-muscles in an +exaggerated manner. I had entirely forgotten this photograph, when on +a very bright day with the sun behind me, I met, whilst on horseback, a +girl whose eyebrows, as she looked up at me, became extremely oblique, +with the proper furrows on her forehead. I have observed the same +movement under similar circumstances on several subsequent occasions. On +my return home I made three of my children, without giving them any +clue to my object, look as long and as attentively as they could, at the +summit of a tall tree standing against an extremely bright sky. With +all three, the orbicular, corrugator, and pyramidal muscles were +energetically contracted, through reflex action, from the excitement of +the retina, so that their eyes might be protected from the bright light. +But they tried their utmost to look upwards; and now a curious struggle, +with spasmodic twitchings, could be observed between the whole or only +the central portion of the frontal muscle, and the several muscles +which serve to lower the eyebrows and close the eyelids. The involuntary +contraction of the pyramidal caused the basal part of their noses to +be transversely and deeply wrinkled. In one of the three children, the +whole eyebrows were momentarily raised and lowered by the alternate +contraction of the whole frontal muscle and of the muscles surrounding +the eyes, so that the whole breadth of the forehead was alternately +wrinkled and smoothed. In the other two children the forehead became +wrinkled in the middle part alone, rectangular furrows being thus +produced; and the eyebrows were rendered oblique, with their inner +extremities puckered and swollen,--in the one child in a slight degree, +in the other in a strongly marked manner. This difference in the +obliquity of the eyebrows apparently depended on a difference in their +general mobility, and in the strength of the pyramidal muscles. In both +these cases the eyebrows and forehead were acted on under the influence +of a strong light, in precisely the same manner, in every characteristic +detail, as under the influence of grief or anxiety. + +Duchenne states that the pyramidal muscle of the nose is less under +the control of the will than are the other muscles round the eyes. He +remarks that the young man who could so well act on his grief-muscles, +as well as on most of his other facial muscles, could not contract the +pyramidals.[705] This power, however, no doubt differs in different +persons. The pyramidal muscle serves to draw down the skin of the +forehead between the eyebrows, together with their inner extremities. +The central fasciae of the frontal are the antagonists of the pyramidal; +and if the action of the latter is to be specially checked, these +central fasciae must be contracted. So that with persons having powerful +pyramidal muscles, if there is under the influence of a bright light an +unconscious desire to prevent the lowering of the eyebrows, the central +fasciae of the frontal muscle must be brought into play; and their +contraction, if sufficiently strong to overmaster the pyramidals, +together with the contraction of the corrugator and orbicular muscles, +will act in the manner just described on the eyebrows and forehead. + +When children scream or cry out, they contract, as we know, the +orbicular, corrugator, and pyramidal muscles, primarily for the sake of +compressing their eyes, and thus protecting them from being gorged with +blood, and secondarily through habit. I therefore expected to find with +children, that when they endeavoured either to prevent a crying-fit from +coming on, or to stop crying, they would cheek the contraction of the +above-named muscles, in the same manner as when looking upwards at a +bright light; and consequently that the central fasciae of the frontal +muscle would often be brought into play. Accordingly, I began myself to +observe children at such times, and asked others, including some medical +men, to do the same. It is necessary to observe carefully, as the +peculiar opposed action of these muscles is not nearly so plain in +children, owing to their foreheads not easily wrinkling, as in adults. +But I soon found that the grief-muscles were very frequently brought +into distinct action on these occasions. It would be superfluous to give +all the cases which have been observed; and I will specify only a few. +A little girl, a year and a half old, was teased by some other children, +and before bursting into tears her eyebrows became decidedly oblique. +With an older girl the same obliquity was observed, with the inner ends +of the eyebrows plainly puckered; and at the same time the corners of +the mouth were drawn downwards. As soon as she burst into tears, the +features all changed and this peculiar expression vanished. Again, +after a little boy had been vaccinated, which made him scream and cry +violently, the surgeon gave him an orange brought for the purpose, and +this pleased the child much; as he stopped crying all the characteristic +movements were observed, including the formation of rectangular wrinkles +in the middle of the forehead. Lastly, I met on the road a little girl +three or four years old, who had been frightened by a dog, and when I +asked her what was the matter, she stopped whimpering, and her eyebrows +instantly became oblique to an extraordinary degree. + +Here then, as I cannot doubt, we have the key to the problem why the +central fasciae of the frontal muscle and the muscles round the +eyes contract in opposition to each other under the influence of +grief;--whether their contraction be prolonged, as with the melancholic +insane, or momentary, from some trifling cause of distress. We have all +of us, as infants, repeatedly contracted our orbicular, corrugator, and +pyramidal muscles, in order to protect our eyes whilst screaming; our +progenitors before us have done the same during many generations; and +though with advancing years we easily prevent, when feeling distressed, +the utterance of screams, we cannot from long habit always prevent a +slight contraction of the above-named muscles; nor indeed do we observe +their contraction in ourselves, or attempt to stop it, if slight. But +the pyramidal muscles seem to be less under the command of the will +than the other related muscles; and if they be well developed, their +contraction can be checked only by the antagonistic contraction of the +central fasciae of the frontal muscle. The result which necessarily +follows, if these fasciae contract energetically, is the oblique drawing +up of the eyebrows, the puckering of their inner ends, and the formation +of rectangular furrows on the middle of the forehead. As children and +women cry much more freely than men, and as grown-up persons of both +sexes rarely weep except from mental distress, we can understand why the +grief-muscles are more frequently seen in action, as I believe to be +the case, with children and women than with men; and with adults of both +sexes from mental distress alone. In some of the cases before recorded, +as in that of the poor Dhangar woman and of the Hindustani man, the +action of the grief-muscles was quickly followed by bitter weeping. In +all cases of distress, whether great or small, our brains tend through +long habit to send an order to certain muscles to contract, as if we +were still infants on the point of screaming out; but this order we, by +the wondrous power of the will, and through habit, are able partially to +counteract; although this is effected unconsciously, as far as the means +of counteraction are concerned. + + +_On the depression of the corners of the mouth_.--This action is +effected by the _depressores anguili oris_ (see letter K in figs. 1 +and 2). The fibres of this muscle diverge downwards, with the upper +convergent ends attached round the angles of the mouth, and to the lower +lip a little way within the angles.[706] Some of the fibres appear to +be antagonistic to the great zygomatic muscle, and others to the several +muscles running to the outer part of the upper lip. The contraction +of this muscle draws downwards and outwards the corners of the mouth, +including the outer part of the upper lip, and even in a slight degree +the wings of the nostrils. When the mouth is closed and this muscle +acts, the commissure or line of junction of the two lips forms a curved +line with the concavity downwards,[707] and the lips themselves are +generally somewhat protruded, especially the lower one. The mouth in +this state is well represented in the two photographs (Plate II., figs. +6 and 7) by Mr. Rejlander. The upper boy (fig. 6) had just stopped +crying, after receiving a slap on the face from another boy; and the +right moment was seized for photographing him. + +The expression of low spirits, grief or dejection, due to the +contraction of this muscle has been noticed by every one who has +written on the subject. To say that a person "is down in the mouth," is +synonymous with saying that he is out of spirits. The depression of the +corners may often be seen, as already stated on the authority of Dr. +Crichton Browne and Mr. Nicol, with the melancholic insane, and was well +exhibited in some photographs sent to me by the former gentleman, of +patients with a strong tendency to suicide. It has been observed +with men belonging to various races, namely with Hindoos, the dark +hill-tribes of India, Malays, and, as the Rev. Mr. Hagenauer informs me, +with the aborigines of Australia. + +When infants scream they firmly contract the muscles round their eyes, +and this draws up the upper lip; and as they have to keep their mouths +widely open, the depressor muscles running to the corners are likewise +brought into strong action. This generally, but not invariably, causes a +slight angular bend in the lower lip on both sides, near the corners of +the mouth. The result of the upper and lower lip being thus acted on +is that the mouth assumes a squarish outline. The contraction of the +depressor muscle is best seen in infants when not screaming violently, +and especially just before they begin, or when they cease to scream. +Their little faces then acquire an extremely piteous expression, as I +continually observed with my own infants between the ages of about +six weeks and two or three months. Sometimes, when they are struggling +against a crying-fit, the outline of the mouth is curved in so +exaggerated a manner as to be like a horseshoe; and the expression of +misery then becomes a ludicrous caricature. + +The explanation of the contraction of this muscle, under the influence +of low spirits or dejection, apparently follows from the same general +principles as in the case of the obliquity of the eyebrows. Dr. Duchenne +informs me that he concludes from his observations, now prolonged during +many years, that this is one of the facial muscles which is least under +the control of the will. This fact may indeed be inferred from what has +just been stated with respect to infants when doubtfully beginning to +cry, or endeavouring to stop crying; for they then generally command all +the other facial muscles more effectually than they do the depressors of +the corners of the mouth. Two excellent observers who had no theory on +the subject, one of them a surgeon, carefully watched for me some older +children and women as with some opposed struggling they very gradually +approached the point of bursting out into tears; and both observers felt +sure that the depressors began to act before any of the other muscles. +Now as the depressors have been repeatedly brought into strong action +during infancy in many generations, nerve-force will tend to flow, on +the principle of long associated habit, to these muscles as well as +to various other facial muscles, whenever in after life even a slight +feeling of distress is experienced. But as the depressors are somewhat +less under the control of the will than most of the other muscles, we +might expect that they would often slightly contract, whilst the others +remained passive. It is remarkable how small a depression of the corners +of the mouth gives to the countenance an expression of low spirits or +dejection, so that an extremely slight contraction of these muscles +would be sufficient to betray this state of mind. + +I may here mention a trifling observation, as it will serve to sum +up our present subject. An old lady with a comfortable but absorbed +expression sat nearly opposite to me in a railway carriage. Whilst I +was looking at her, I saw that her _depressores anguli oris_ became very +slightly, yet decidedly, contracted; but as her countenance remained as +placid as ever, I reflected how meaningless was this contraction, and +how easily one might be deceived. The thought had hardly occurred to me +when I saw that her eyes suddenly became suffused with tears almost to +overflowing, and her whole countenance fell. There could now be no doubt +that some painful recollection, perhaps that of a long-lost child, was +passing through her mind. As soon as her sensorium was thus affected, +certain nerve-cells from long habit instantly transmitted an order to +all the respiratory muscles, and to those round the mouth, to prepare +for a fit of crying. But the order was countermanded by the will, or +rather by a later acquired habit, and all the muscles were obedient, +excepting in a slight degree the _depressores anguli oris_. The mouth +was not even opened; the respiration was not hurried; and no muscle was +affected except those which draw down the corners of the mouth. + +As soon as the mouth of this lady began, involuntarily and unconsciously +on her part, to assume the proper form for a crying-fit, we may feel +almost sure that some nerve-influence would have been transmitted +through the long accustomed channels to the various respiratory muscles, +as well as to those round the eyes, and to the vaso-motor centre which +governs the supply of blood sent to the lacrymal glands. Of this +latter fact we have indeed clear evidence in her eyes becoming slightly +suffused with tears; and we can understand this, as the lacrymal glands +are less under the control of the will than the facial muscles. No doubt +there existed at the same time some tendency in the muscles round the +eyes at contract, as if for the sake of protecting them from being +gorged with blood, but this contraction was completely overmastered, +and her brow remained unruffled. Had the pyramidal, corrugator, and +orbicular muscles been as little obedient to the will, as they are +in many persons, they would have been slightly acted on; and then +the central fasciae of the frontal muscle would have contracted in +antagonism, and her eyebrows would have become oblique, with rectangular +furrows on her forehead. Her countenance would then have expressed still +more plainly than it did a state of dejection, or rather one of grief. + +Through steps such as these we can understand how it is, that as soon +as some melancholy thought passes through the brain, there occurs a +just perceptible drawing down of the corners of the mouth, or a +slight raising up of the inner ends of the eyebrows, or both movements +combined, and immediately afterwards a slight suffusion of tears. A +thrill of nerve-force is transmitted along several habitual channels, +and produces an effect on any point where the will has not acquired +through long habit much power of interference. The above actions may be +considered as rudimental vestiges of the screaming-fits, which are so +frequent and prolonged during infancy. In this case, as well as in many +others, the links are indeed wonderful which connect cause and effect +in giving rise to various expressions on the human countenance; and they +explain to us the meaning of certain movements, which we involuntarily +and unconsciously perform, whenever certain transitory emotions pass +through our minds. + + + +CHAPTER VIII. -- JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. + +Laughter primarily the expression of joy--Ludicrous ideas--Movements +of the features during laughter--Nature of the sound produced--The +secretion of tears during loud laughter--Gradation from loud laughter +to gentle smiling--High spirits--The expression of love--Tender +feelings--Devotion. + + +JOY, when intense, leads to various purposeless movements--to dancing +about, clapping the hands, stamping, &c., and to loud laughter. Laughter +seems primarily to be the expression of mere joy or happiness. We +clearly see this in children at play, who are almost incessantly +laughing. With young persons past childhood, when they are in high +spirits, there is always much meaningless laughter. The laughter of the +gods is described by Homer as "the exuberance of their celestial joy +after their daily banquet." A man smiles--and smiling, as we shall see, +graduates into laughter--at meeting an old friend in the street, as he +does at any trifling pleasure, such as smelling a sweet perfume.[801] +Laura Bridgman, from her blindness and deafness, could not have acquired +any expression through imitation, yet when a letter from a beloved +friend was communicated to her by gesture-language, she "laughed and +clapped her hands, and the colour mounted to her cheeks." On other +occasions she has been seen to stamp for joy.[802] + +Idiots and imbecile persons likewise afford good evidence that laughter +or smiling primarily expresses mere happiness or joy. Dr. Crichton +Browne, to whom, as on so many other occasions, I am indebted for the +results of his wide experience, informs me that with idiots laughter is +the most prevalent and frequent of all the emotional expressions. Many +idiots are morose, passionate, restless, in a painful state of mind, +or utterly stolid, and these never laugh. Others frequently laugh in +a quite senseless manner. Thus an idiot boy, incapable of speech, +complained to Dr. Browne, by the aid of signs, that another boy in +the asylum had given him a black eye; and this was accompanied by +"explosions of laughter and with his face covered with the broadest +smiles." There is another large class of idiots who are persistently +joyous and benign, and who are constantly laughing or smiling.[803] +Their countenances often exhibit a stereotyped smile; their joyousness +is increased, and they grin, chuckle, or giggle, whenever food is placed +before them, or when they are caressed, are shown bright colours, or +hear music. Some of them laugh more than usual when they walk about, or +attempt any muscular exertion. The joyousness of most of these idiots +cannot possibly be associated, as Dr. Browne remarks, with any distinct +ideas: they simply feel pleasure, and express it by laughter or smiles. +With imbeciles rather higher in the scale, personal vanity seems to be +the commonest cause of laughter, and next to this, pleasure arising from +the approbation of their conduct. + +With grown-up persons laughter is excited by causes considerably +different from those which suffice during childhood; but this remark +hardly applies to smiling. Laughter in this respect is analogous with +weeping, which with adults is almost confined to mental distress, whilst +with children it is excited by bodily pain or any suffering, as well +as by fear or rage. Many curious discussions have been written on the +causes of laughter with grown-up persons. The subject is extremely +complex. Something incongruous or unaccountable, exciting surprise and +some sense of superiority in the laugher, who must be in a happy frame +of mind, seems to be the commonest cause.[804] The circumstances must +not be of a momentous nature: no poor man would laugh or smile on +suddenly hearing that a large fortune had been bequeathed to him. If +the mind is strongly excited by pleasurable feelings, and any little +unexpected event or thought occurs, then, as Mr. Herbert Spencer +remarks,[805] "a large amount of nervous energy, instead of being +allowed to expend itself in producing an equivalent amount of the new +thoughts and emotion which were nascent, is suddenly checked in its +flow."... "The excess must discharge itself in some other direction, and +there results an efflux through the motor nerves to various classes of +the muscles, producing the half-convulsive actions we term laughter." An +observation, bearing on this point, was made by a correspondent during +the recent siege of Paris, namely, that the German soldiers, after +strong excitement from exposure to extreme danger, were particularly +apt to burst out into loud laughter at the smallest joke. So again +when young children are just beginning to cry, an unexpected event will +sometimes suddenly turn their crying into laughter, which apparently +serves equally well to expend their superfluous nervous energy. + +The imagination is sometimes said to be tickled by a ludicrous idea; and +this so-called tickling of the mind is curiously analogous with that of +the body. Every one knows how immoderately children laugh, and how their +whole bodies are convulsed when they are tickled. The anthropoid apes, +as we have seen, likewise utter a reiterated sound, corresponding with +our laughter, when they are tickled, especially under the armpits. I +touched with a bit of paper the sole of the foot of one of my infants, +when only seven days old, and it was suddenly jerked away and the toes +curled about, as in an older child. Such movements, as well as laughter +from being tickled, are manifestly reflex actions; and this is likewise +shown by the minute unstriped muscles, which serve to erect the separate +hairs on the body, contracting near a tickled surface.[806] Yet laughter +from a ludicrous idea, though involuntary, cannot be called a strictly +reflex action. In this case, and in that of laughter from being tickled, +the mind must be in a pleasurable condition; a young child, if tickled +by a strange man, would scream from fear. The touch must be light, and +an idea or event, to be ludicrous, must not be of grave import. The +parts of the body which are most easily tickled are those which are not +commonly touched, such as the armpits or between the toes, or parts +such as the soles of the feet, which are habitually touched by a broad +surface; but the surface on which we sit offers a marked exception to +this rule. According to Gratiolet,[807] certain nerves are much more +sensitive to tickling than others. From the fact that a child can hardly +tickle itself, or in a much less degree than when tickled by another +person, it seems that the precise point to be touched must not be known; +so with the mind, something unexpected--a novel or incongruous idea +which breaks through an habitual train of thought--appears to be a +strong element in the ludicrous. + +The sound of laughter is produced by a deep inspiration followed by +short, interrupted, spasmodic contractions of the chest, and especially +of the diaphragm.[808] Hence we hear of "laughter holding both his +sides." From the shaking of the body, the head nods to and fro. The +lower jaw often quivers up and down, as is likewise the case with some +species of baboons, when they are much pleased. + +[Illustration: Moderate laughter and smiling. Plate III] + +During laughter the mouth is opened more or less widely, with the +corners drawn much backwards, as well as a little upwards; and the upper +lip is somewhat raised. The drawing back of the corners is best seen in +moderate laughter, and especially in a broad smile--the latter epithet +showing how the mouth is widened. In the accompanying figs. 1-3, Plate +III., different degrees of moderate laughter and smiling have been +photographed. The figure of the little girl, with the hat is by Dr. +Wallich, and the expression was a genuine one; the other two are by Mr. +Rejlander. Dr. Duchenne repeatedly insists[809] that, under the emotion +of joy, the mouth is acted on exclusively by the great zygomatic +muscles, which serve to draw the corners backwards and upwards; but +judging from the manner in which the upper teeth are always exposed +during laughter and broad smiling, as well as from my own sensations, +I cannot doubt that some of the muscles running to the upper lip are +likewise brought into moderate action. The upper and lower orbicular +muscles of the eyes are at the same time more or less contracted; and +there is an intimate connection, as explained in the chapter on weeping, +between the orbiculars, especially the lower ones and some of the +muscles running to the upper lip. Henle remarks[810] on this head, that +when a man closely shuts one eye he cannot avoid retracting the upper +lip on the same side; conversely, if any one will place his finger +on his lower eyelid, and then uncover his upper incisors as much as +possible, he will feel, as his upper lip is drawn strongly upwards, that +the muscles of the lower eyelid contract. In Henle's drawing, given in +woodcut, fig. 2, the _musculus malaris_ (H) which runs to the upper +lip may be seen to form an almost integral part of the lower orbicular +muscle. + +Dr. Duchenne has given a large photograph of an old man (reduced on +Plate III. fig 4), in his usual passive condition, and another of +the same man (fig. 5), naturally smiling. The latter was instantly +recognized by every one to whom it was shown as true to nature. He +has also given, as an example of an unnatural or false smile, another +photograph (fig. 6) of the same old man, with the corners of his mouth +strongly retracted by the galvanization of the great zygomatic +muscles. That the expression is not natural is clear, for I showed this +photograph to twenty-four persons, of whom three could not in the least +tell what was meant, whilst the others, though they perceived that the +expression was of the nature of a smile, answered in such words as "a +wicked joke," "trying to laugh," "grinning laughter.... half-amazed +laughter," &c. Dr. Duchenne attributes the falseness of the expression +altogether to the orbicular muscles of the lower eyelids not being +sufficiently contracted; for he justly lays great stress on their +contraction in the expression of joy. No doubt there is much truth +in this view, but not, as it appears to me, the whole truth. The +contraction of the lower orbiculars is always accompanied, as we have +seen, by the drawing up of the upper lip. Had the upper lip, in fig. +6, been thus acted on to a slight extent, its curvature would have been +less rigid, the naso-labial farrow would have been slightly different, +and the whole expression would, as I believe, have been more natural, +independently of the more conspicuous effect from the stronger +contraction of the lower eyelids. The corruptor muscle, moreover, in +fig. 6, is too much contracted, causing a frown; and this muscle never +acts under the influence of joy except during strongly pronounced or +violent laughter. + +By the drawing backwards and upwards of the corners of the mouth, +through the contraction of the great zygomatic muscles, and by the +raising of the upper lip, the cheeks are drawn upwards. Wrinkles are +thus formed under the eyes, and, with old people, at their outer ends; +and these are highly characteristic of laughter or smiling. As a gentle +smile increases into a strong one, or into a laugh, every one may feel +and see, if he will attend to his own sensations and look at himself +in a mirror, that as the upper lip is drawn up and the lower orbiculars +contract, the wrinkles in the lower eyelids and those beneath the +eyes are much strengthened or increased. At the same time, as I have +repeatedly observed, the eyebrows are slightly lowered, which shows +that the upper as well as the lower orbiculars contract at least to some +degree, though this passes unperecived, as far as our sensations +are concerned. If the original photograph of the old man, with his +countenance in its usual placid state (fig. 4), be compared with that +(fig. 5) in which he is naturally smiling, it may be seen that the +eyebrows in the latter are a little lowered. I presume that this is +owing to the upper orbiculars being impelled, through the force of +long-associated habit, to act to a certain extent in concert with the +lower orbiculars, which themselves contract in connection with the +drawing up of the upper lip. + +The tendency in the zygomatic muscles to contract under pleasurable +emotions is shown by a curious fact, communicated to me by Dr. Browne, +with respect to patients suffering from GENERAL PARALYSIS OF +THE INSANE.[811] "In this malady there is almost invariably +optimism--delusions as to wealth, rank, grandeur--insane joyousness, +benevolence, and profusion, while its very earliest physical symptom is +trembling at the corners of the mouth and at the outer corners of the +eyes. This is a well-recognized fact. Constant tremulous agitation of +the inferior palpebral and great zygomatic muscles is pathognomic of the +earlier stages of general paralysis. The countenance has a pleased and +benevolent expression. As the disease advances other muscles become +involved, but until complete fatuity is reached, the prevailing +expression is that of feeble benevolence." + +As in laughing and broadly smiling the cheeks and upper lip are much +raised, the nose appears to be shortened, and the skin on the bridge +becomes finely wrinkled in transverse lines, with other oblique +longitudinal lines on the sides. The upper front teeth are commonly +exposed. A well-marked naso-labial fold is formed, which runs from the +wing of each nostril to the corner of the mouth; and this fold is often +double in old persons. + +A bright and sparkling eye is as characteristic of a pleased or amused +state of mind, as is the retraction of the corners of the mouth +and upper lip with the wrinkles thus produced. Even the eyes of +microcephalous idiots, who are so degraded that they never learn to +speak, brighten slightly when they are pleased.[812] Under extreme +laughter the eyes are too much suffused with tears to sparkle; but the +moisture squeezed out of the glands during moderate laughter or smiling +may aid in giving them lustre; though this must be of altogether +subordinate importance, as they become dull from grief, though they +are then often moist. Their brightness seems to be chiefly due to their +tenseness,[813] owing to the contraction of the orbicular muscles and +to the pressure of the raised cheeks. But, according to Dr. Piderit, +who has discussed this point more fully than any other writer,[814] the +tenseness may be largely attributed to the eyeballs becoming filled +with blood and other fluids, from the acceleration of the circulation, +consequent on the excitement of pleasure. He remarks on the contrast in +the appearance of the eyes of a hectic patient with a rapid circulation, +and of a man suffering from cholera with almost all the fluids of his +body drained from him. Any cause which lowers the circulation deadens +the eye. I remember seeing a man utterly prostrated by prolonged and +severe exertion during a very hot day, and a bystander compared his eyes +to those of a boiled codfish. + +To return to the sounds produced during laughter. We can see in a vague +manner how the utterance of sounds of some kind would naturally become +associated with a pleasurable state of mind; for throughout a large part +of the animal kingdom vocal or instrumental sounds are employed either +as a call or as a charm by one sex for the other. They are also +employed as the means for a joyful meeting between the parents and +their offspring, and between the attached members of the same social +community. But why the sounds which man utters when he is pleased +have the peculiar reiterated character of laughter we do not know. +Nevertheless we can see that they would naturally be as different as +possible from the screams or cries of distress; and as in the production +of the latter, the expirations are prolonged and continuous, with +the inspirations short and interrupted, so it might perhaps have been +expected with the sounds uttered from joy, that the expirations would +have been short and broken with the inspirations prolonged; and this is +the case. + +It is an equally obscure point why the corners of the mouth are +retracted and the upper lip raised during ordinary laughter. The mouth +must not be opened to its utmost extent, for when this occurs during +a paroxysm of excessive laughter hardly any sound is emitted; or it +changes its tone and seems to come from deep down in the throat. The +respiratory muscles, and even those of the limbs, are at the same time +thrown into rapid vibratory movements. The lower jaw often partakes +of this movement, and this would tend to prevent the mouth from being +widely opened. But as a full volume of sound has to be poured forth, the +orifice of the mouth must be large; and it is perhaps to gain this end +that the corners are retracted and the upper lip raised. Although we can +hardly account for the shape of the mouth during laughter, which +leads to wrinkles being formed beneath the eyes, nor for the peculiar +reiterated sound of laughter, nor for the quivering of the jaws, +nevertheless we may infer that all these effects are due to some common +cause. For they are all characteristic and expressive of a pleased state +of mind in various kinds of monkeys. + +A graduated series can be followed from violent to moderate laughter, +to a broad smile, to a gentle smile, and to the expression of mere +cheerfulness. During excessive laughter the whole body is often thrown +backward and shakes, or is almost convulsed; the respiration is much +disturbed; the head and face become gorged with blood, with the veins +distended; and the orbicular muscles are spasmodically contracted in +order to protect the eyes. Tears are freely shed. Hence, as formerly +remarked, it is scarcely possible to point out any difference between +the tear-stained face of a person after a paroxysm of excessive laughter +and after a bitter crying-fit.[815] It is probably due to the close +similarity of the spasmodic movements caused by these widely different +emotions that hysteric patients alternately cry and laugh with violence, +and that young children sometimes pass suddenly from the one to the +other state. Mr. Swinhoe informs me that he has often seen the Chinese, +when suffering from deep grief, burst out into hysterical fits of +laughter. + +I was anxious to know whether tears are freely shed during excessive +laughter by most of the races of men, and I hear from my correspondents +that this is the case. One instance was observed with the Hindoos, and +they themselves said that it often occurred. So it is with the Chinese. +The women of a wild tribe of Malays in the Malacca peninsula, sometimes +shed tears when they laugh heartily, though this seldom occurs. With the +Dyaks of Borneo it must frequently be the case, at least with the women, +for I hear from the Rajah C. Brooke that it is a common expression with +them to say "we nearly made tears from laughter." The aborigines of +Australia express their emotions freely, and they are described by my +correspondents as jumping about and clapping their hands for joy, and as +often roaring with laughter. No less than four observers have seen their +eyes freely watering on such occasions; and in one instance the tears +rolled down their cheeks. Mr. Bulmer, a missionary in a remote part of +Victoria, remarks, "that they have a keen sense of the ridiculous; +they are excellent mimics, and when one of them is able to imitate the +peculiarities of some absent member of the tribe, it is very common to +hear all in the camp convulsed with laughter." With Europeans hardly +anything excites laughter so easily as mimicry; and it is rather curious +to find the same fact with the savages of Australia, who constitute one +of the most distinct races in the world. + +In Southern Africa with two tribes of Kafirs, especially with the women, +their eyes often fill with tears during laughter. Gaika, the brother of +the chief Sandilli, answers my query on this bead, with the words, "Yes, +that is their common practice." Sir Andrew Smith has seen the painted +face of a Hottentot woman all furrowed with tears after a fit of +laughter. In Northern Africa, with the Abyssinians, tears are secreted +under the same circumstances. Lastly, in North America, the same fact +has been observed in a remarkably savage and isolated tribe, but chiefly +with the women; in another tribe it was observed only on a single +occasion. + +Excessive laughter, as before remarked, graduates into moderate +laughter. In this latter case the muscles round the eyes are much less +contracted, and there is little or no frowning. Between a gentle laugh +and a broad smile there is hardly any difference, excepting that in +smiling no reiterated sound is uttered, though a single rather strong +expiration, or slight noise--a rudiment of a laugh--may often be heard +at the commencement of a smile. On a moderately smiling countenance the +contraction of the upper orbicular muscles can still just be traced by a +slight lowering of the eyebrows. The contraction of the lower orbicular +and palpebral muscles is much plainer, and is shown by the wrinkling of +the lower eyelids and of the skin beneath them, together with a slight +drawing up of the upper lip. From the broadest smile we pass by the +finest steps into the gentlest one. In this latter case the features are +moved in a much less degree, and much more slowly, and the mouth is +kept closed. The curvature of the naso-labial furrow is also slightly +different in the two cases. We thus see that no abrupt line of +demarcation can be drawn between the movement of the features during the +most violent laughter and a very faint smile.[816] + +A smile, therefore, may be said to be the first stage in the development +of a laugh. But a different and more probable view may be suggested; +namely, that the habit of uttering load reiterated sounds from a sense +of pleasure, first led to the retraction of the corners of the mouth and +of the upper lip, and to the contraction of the orbicular muscles; and +that now, through association and long-continued habit, the same muscles +are brought into slight play whenever any cause excites in us a feeling +which, if stronger, would have led to laughter; and the result is a +smile. + +Whether we look at laughter as the full development of a smile, or, as +is more probable, at a gentle smile as the last trace of a habit, firmly +fixed during many generations, of laughing whenever we are joyful, we +can follow in our infants the gradual passage of the one into the other. +It is well known to those who have the charge of young infants, that it +is difficult to feel sure when certain movements about their mouths are +really expressive; that is, when they really smile. Hence I carefully +watched my own infants. One of them at the age of forty-five days, and +being at the time in a happy frame of mind, smiled; that is, the +corners of the mouth were retracted, and simultaneously the eyes became +decidedly bright. I observed the same thing on the following day; but on +the third day the child was not quite well and there was no trace of a +smile, and this renders it probable that the previous smiles were real. +Eight days subsequently and during the next succeeding week, it was +remarkable how his eyes brightened whenever he smiled, and his nose +became at the same time transversely wrinkled. This was now accompanied +by a little bleating noise, which perhaps represented a laugh. At the +age of 113 days these little noises, which were always made during +expiration, assumed a slightly different character, and were more +broken or interrupted, as in sobbing; and this was certainly incipient +laughter. The change in tone seemed to me at the time to be connected +with the greater lateral extension of the mouth as the smiles became +broader. + +In a second infant the first real smile was observed at about the same +age, viz. forty-five days; and in a third, at a somewhat earlier age. +The second infant, when sixty-five days old, smiled much more broadly +and plainly than did the one first mentioned at the same age; and even +at this early age uttered noises very like laughter. In this gradual +acquirement, by infants, of the habit of laughing, we have a case in +some degree analogous to that of weeping. As practice is requisite with +the ordinary movements of the body, such as walking, so it seems to be +with laughing and weeping. The art of screaming, on the other hand, +from being of service to infants, has become finely developed from the +earliest days. + + +_High spirits, cheerfulness_.--A man in high spirits, though he may not +actually smile, commonly exhibits some tendency to the retraction of the +corners of his mouth. From the excitement of pleasure, the circulation +becomes more rapid; the eyes are bright, and the colour of the face +rises. The brain, being stimulated by the increased flow of blood, +reacts on the mental powers; lively ideas pass still more rapidly +through the mind, and the affections are warmed. I heard a child, a +little under four years old, when asked what was meant by being in good +spirits, answer, "It is laughing, talking, and kissing." It would be +difficult to give a truer and more practical definition. A man in this +state holds his body erect, his head upright, and his eyes open. There +is no drooping of the features, and no contraction of the eyebrows. +On the contrary, the frontal muscle, as Moreau observes,[817] tends to +contract slightly; and this smooths the brow, removes every trace of a +frown, arches the eyebrows a little, and raises the eyelids. Hence the +Latin phrase, _exporrigere frontem_--to unwrinkle the brow--means, to +be cheerful or merry. The whole expression of a man in good spirits is +exactly the opposite of that of one suffering from sorrow. According to +Sir C. Bell, "In all the exhilarating emotions the eyebrows, eyelids, +the nostrils, and the angles of the mouth are raised. In the depressing +passions it is the reverse." Under the influence of the latter the brow +is heavy, the eyelids, cheeks, mouth, and whole head droop; the eyes are +dull; the countenance pallid, and the respiration slow. In joy the face +expands, in grief it lengthens. Whether the principle of antithesis has +here come into play in producing these opposite expressions, in aid of +the direct causes which have been specified and which are sufficiently +plain, I will not pretend to say. + +With all the races of man the expression of good spirit appears to be +the same, and is easily recognized. My informants, from various parts of +the Old and New Worlds, answer in the affirmative to my queries on this +head, and they give some particulars with respect to Hindoos, Malays, +and New Zealanders. The brightness of the eyes of the Australians has +struck four observers, and the same fact has been noticed with Hindoos, +New Zealanders, and the Dyaks of Borneo. + +Savages sometimes express their satisfaction not only by smiling, but +by gestures derived from the pleasure of eating. Thus Mr. Wedgwood[818] +quotes Petherick that the negroes on the Upper Nile began a general +rubbing of their bellies when he displayed his beads; and Leichhardt +says that the Australians smacked and clacked their mouths at the sight +of his horses and bullocks, and more especially of his kangaroo dogs. +The Greenlanders, "when they affirm anything with pleasure, suck down +air with a certain sound;"[819] and this may be an imitation of the act +of swallowing savoury food. + +Laughter is suppressed by the firm contraction of the orbicular muscles +of the mouth, which prevents the great zygomatic and other muscles from +drawing the lips backwards and upwards. The lower lip is also sometimes +held by the teeth, and this gives a roguish expression to the face, +as was observed with the blind and deaf Laura Bridgman.[820] The great +zygomatic muscle is sometimes variable in its course, and I have seen +a young woman in whom the _depressores anguli oris_ were brought into +strong action in suppressing a smile; but this by no means gave to her +countenance a melancholy expression, owing to the brightness of her +eyes. + +Laughter is frequently employed in a forced manner to conceal or mask +some other state of mind, even anger. We often see persons laughing in +order to conceal their shame or shyness. When a person purses up his +mouth, as if to prevent the possibility of a smile, though there is +nothing to excite one, or nothing to prevent its free indulgence, an +affected, solemn, or pedantic expression is given; but of such hybrid +expressions nothing more need here be said. In the case of derision, a +real or pretended smile or laugh is often blended with the expression +proper to contempt, and this may pass into angry contempt or scorn. In +such cases the meaning of the laugh or smile is to show the offending +person that he excites only amusement. + +_Love, tender feelings, &c_.--Although the emotion of love, for instance +that of a mother for her infant, is one of the strongest of which the +mind is capable, it can hardly be said to have any proper or peculiar +means of expression; and this is intelligible, as it has not habitually +led to any special line of action. No doubt, as affection is a +pleasurable sensation, it generally causes a gentle smile and some +brightening of the eyes. A strong desire to touch the beloved person is +commonly felt; and love is expressed by this means more plainly than +by any other.[821] Hence we long to clasp in our arms those whom we +tenderly love. We probably owe this desire to inherited habit, in +association with the nursing and tending of our children, and with the +mutual caresses of lovers. + +With the lower animals we see the same principle of pleasure derived +from contact in association with love. Dogs and cats manifestly take +pleasure in rubbing against their masters and mistresses, and in being +rubbed or patted by them. Many kinds of monkeys, as I am assured by the +keepers in the Zoological Gardens, delight in fondling and being fondled +by each other, and by persons to whom they are attached. Mr. Bartlett +has described to me the behaviour of two chimpanzees, rather older +animals than those generally imported into this country, when they were +first brought together. They sat opposite, touching each other with +their much protruded lips; and the one put his hand on the shoulder +of the other. They then mutually folded each other in their arms. +Afterwards they stood up, each with one arm on the shoulder of the +other, lifted up their heads, opened their mouths, and yelled with +delight. + +We Europeans are so accustomed to kissing as a mark of affection, that +it might be thought to be innate in mankind; but this is not the case. +Steele was mistaken when he said "Nature was its author, and it began +with the first courtship." Jemmy Button, the Fuegian, told me that this +practice was unknown in his land. It is equally unknown with the New +Zealanders, Tahitians, Papuans, Australians, Somals of Africa, and +the Esquimaux. But it is so far innate or natural that it apparently +depends on pleasure from close contact with a beloved person; and it is +replaced in various parts of the world, by the rubbing of noses, as +with the New Zealanders and Laplanders, by the rubbing or patting of the +arms, breasts, or stomachs, or by one man striking his own face with the +hands or feet of another. Perhaps the practice of blowing, as a mark +of affection, on various parts of the body may depend on the same +principle.[823] + +The feelings which are called tender are difficult to analyse; they seem +to be compounded of affection, joy, and especially of sympathy. These +feelings are in themselves of a pleasurable nature, excepting when pity +is too deep, or horror is aroused, as in hearing of a tortured man or +animal. They are remarkable under our present point of view from so +readily exciting the secretion of tears. Many a father and son have wept +on meeting after a long separation, especially if the meeting has been +unexpected. No doubt extreme joy by itself tends to act on the lacrymal +glands; but on such occasions as the foregoing vague thoughts of the +grief which would have been felt had the father and son never met, will +probably have passed through their minds; and grief naturally leads to +the secretion of tears. Thus on the return of Ulysses:-- + + "Telemachus Rose, and clung weeping round his father's breast. + There the pent grief rained o'er them, yearning thus. + * * * * * * + Thus piteously they wailed in sore unrest, + And on their weepings had gone down the day, + But that at last Telemachus found words to say." + _Worsley's Translation of the Odyssey_, Book xvi. st. 27. + +So again when Penelope at last recognized her husband:-- + + "Then from her eyelids the quick tears did start + And she ran to him from her place, and threw + Her arms about his neck, and a warm dew + Of kisses poured upon him, and thus spake:" + --Book xxiii. st. 27. + + +The vivid recollection of our former home, or of long-past happy days, +readily causes the eyes to be suffused with tears; but here, again, +the thought naturally occurs that these days will never return. In such +cases we may be said to sympathize with ourselves in our present, in +comparison with our former, state. Sympathy with the distresses of +others, even with the imaginary distresses of a heroine in a pathetic +story, for whom we feel no affection, readily excites tears. So does +sympathy with the happiness of others, as with that of a lover, at last +successful after many hard trials in a well-told tale. + +Sympathy appears to constitute a separate or distinct emotion; and it is +especially apt to excite the lacrymal glands. This holds good whether +we give or receive sympathy. Every one must have noticed how readily +children burst out crying if we pity them for some small hurt. With the +melancholic insane, as Dr. Crichton Browne informs me, a kind word will +often plunge them into unrestrained weeping. As soon as we express our +pity for the grief of a friend, tears often come into our own eyes. The +feeling of sympathy is commonly explained by assuming that, when we see +or hear of suffering in another, the idea of suffering is called up so +vividly in our own minds that we ourselves suffer. But this explanation +is hardly sufficient, for it does not account for the intimate alliance +between sympathy and affection. We undoubtedly sympathize far more +deeply with a beloved than with an indifferent person; and the sympathy +of the one gives us far more relief than that of the other. Yet +assuredly we can sympathize with those for whom we feel no affection. + +Why suffering, when actually experienced by ourselves, excites weeping, +has been discussed in a former chapter. With respect to joy, its natural +and universal expression is laughter; and with all the races of man loud +laughter leads to the secretion of tears more freely than does any other +cause excepting distress. The suffusion of the eyes with tears, which +undoubtedly occurs under great joy, though there is no laughter, can, as +it seems to me, be explained through habit and association on the same +principles as the effusion of tears from grief, although there is no +screaming. Nevertheless it is not a little remarkable that sympathy with +the distresses of others should excite tears more freely than our own +distress; and this certainly is the case. Many a man, from whose eyes +no suffering of his own could wring a tear, has shed tears at the +sufferings of a beloved friend. It is still more remarkable that +sympathy with the happiness or good fortune of those whom we tenderly +love should lead to the same result, whilst a similar happiness felt +by ourselves would leave our eyes dry. We should, however, bear in +mind that the long-continued habit of restraint which is so powerful in +checking the free flow of tears from bodily pain, has not been brought +into play in preventing a moderate effusion of tears in sympathy with +the sufferings or happiness of others. + +Music has a wonderful power, as I have elsewhere attempted to show,[824] +of recalling in a vague and indefinite manner, those strong emotions +which were felt during long-past ages, when, as is probable, our early +progenitors courted each other by the aid of vocal tones. And as several +of our strongest emotions--grief, great joy, love, and sympathy--lead to +the free secretion of tears, it is not surprising that music should be +apt to cause our eyes to become suffused with tears, especially when +we are already softened by any of the tenderer feelings. Music often +produces another peculiar effect. We know that every strong sensation, +emotion, or excitement--extreme pain, rage, terror, joy, or the passion +of love--all have a special tendency to cause the muscles to tremble; +and the thrill or slight shiver which runs down the backbone and limbs +of many persons when they are powerfully affected by music, seems to +bear the same relation to the above trembling of the body, as a slight +suffusion of tears from the power of music does to weeping from any +strong and real emotion. + +_Devotion_.--As devotion is, in some degree, related to affection, +though mainly consisting of reverence, often combined with fear, the +expression of this state of mind may here be briefly noticed. With some +sects, both past and present, religion and love have been strangely +combined; and it has even been maintained, lamentable as the fact may +be, that the holy kiss of love differs but little from that which a +man bestows on a woman, or a woman on a man.[825] Devotion is chiefly +expressed by the face being directed towards the heavens, with the +eyeballs upturned. Sir C. Bell remarks that, at the approach of sleep, +or of a fainting-fit, or of death, the pupils are drawn upwards and +inwards; and he believes that "when we are wrapt in devotional feelings, +and outward impressions are unheeded, the eyes are raised by an action +neither taught nor acquired." and that this is due to the same cause as +in the above cases.[826] That the eyes are upturned during sleep is, +as I hear from Professor Donders, certain. With babies, whilst sucking +their mother's breast, this movement of the eyeballs often gives to them +an absurd appearance of ecstatic delight; and here it may be clearly +perceived that a struggle is going on against the position naturally +assumed during sleep. But Sir C. Bell's explanation of the fact, which +rests on the assumption that certain muscles are more under the control +of the will than others is, as I hear from Professor Donders, incorrect. +As the eyes are often turned up in prayer, without the mind being so +much absorbed in thought as to approach to the unconsciousness of sleep, +the movement is probably a conventional one--the result of the common +belief that Heaven, the source of Divine power to which we pray, is +seated above us. + +A humble kneeling posture, with the hands upturned and palms joined, +appears to us, from long habit, a gesture so appropriate to devotion, +that it might be thought to be innate; but I have not met with any +evidence to this effect with the various extra-European races of +mankind. During the classical period of Roman history it does not +appear, as I hear from an excellent classic, that the hands were thus +joined during prayer. Mr. Rensleigh Wedgwood has apparently given[827] +the true explanation, though this implies that the attitude is one of +slavish subjection. "When the suppliant kneels and holds up his +hands with the palms joined, he represents a captive who proves the +completeness of his submission by offering up his hands to be bound +by the victor. It is the pictorial representation of the Latin _dare +manus_, to signify submission." Hence it is not probable that either +the uplifting of the eyes or the joining of the open hands, under +the influence of devotional feelings, are innate or truly expressive +actions; and this could hardly have been expected, for it is very +doubtful whether feelings, such as we should now rank as devotional, +affected the hearts of men, whilst they remained during past ages in an +uncivilized condition. + + + +CHAPTER IX. -- REFLECTION--MEDITATION-ILL-TEMPER--SULKINESS--DETERMINATION. + +The act of frowning--Reflection with an effort, or with the +perception of something difficult or disagreeable--Abstracted +meditation--Ill-temper--Moroseness--Obstinacy Sulkiness and +pouting--Decision or determination--The firm closure of the mouth. + + +THE corrugators, by their contraction, lower the eyebrows and bring them +together, producing vertical furrows on the forehead--that is, a frown. +Sir C. Bell, who erroneously thought that the corrugator was peculiar to +man, ranks it as "the most remarkable muscle of the human face. It +knits the eyebrows with an energetic effort, which unaccountably, but +irresistibly, conveys the idea of mind." Or, as he elsewhere says, "when +the eyebrows are knit, energy of mind is apparent, and there is the +mingling of thought and emotion with the savage and brutal rage of the +mere animal."[901] There is much truth in these remarks, but hardly +the whole truth. Dr. Duchenne has called the corrugator the muscle +of reflection;[902] but this name, without some limitation, cannot be +considered as quite correct. + +A man may be absorbed in the deepest thought, and his brow will remain +smooth until he encounters some obstacle in his train of reasoning, +or is interrupted by some disturbance, and then a frown passes like +a shadow over his brow. A half-starved man may think intently how to +obtain food, but he probably will not frown unless he encounters either +in thought or action some difficulty, or finds the food when obtained +nauseous. I have noticed that almost everyone instantly frowns if he +perceives a strange or bad taste in what he is eating. I asked several +persons, without explaining my object, to listen intently to a very +gentle tapping sound, the nature and source of which they all perfectly +knew, and not one frowned; but a man who joined us, and who could not +conceive what we were all doing in profound silence, when asked to +listen, frowned much, though not in an ill-temper, and said he could +not in the least understand what we all wanted. Dr. Piderit[903] who +has published remarks to the same effect, adds that stammerers generally +frown in speaking, and that a man in doing even so trifling a thing as +pulling on a boot, frowns if he finds it too tight. Some persons are +such habitual frowners, that the mere effort of speaking almost always +causes their brows to contract. + +Men of all races frown when they are in any way perplexed in thought, +as I infer from the answers which I have received to my queries; but +I framed them badly, confounding absorbed meditation with perplexed +reflection. Nevertheless, it is clear that the Australians, Malays, +Hindoos, and Kafirs of South Africa frown, when they are puzzled. +Dobritzhoffer remarks that the Guaranies of South America on like +occasions knit their brows.[904] + +From these considerations, we may conclude that frowning is not the +expression of simple reflection, however profound, or of attention, +however close, but of something difficult or displeasing encountered in +a train of thought or in action. Deep reflection can, however, seldom +be long carried on without some difficulty, so that it will generally be +accompanied by a frown. Hence it is that frowning commonly gives to the +countenance, as Sir C. Bell remarks, an aspect of intellectual energy. +But in order that this effect may be produced, the eyes must be clear +and steady, or they may be cast downwards, as often occurs in deep +thought. The countenance must not be otherwise disturbed, as in the case +of an ill-tempered or peevish man, or of one who shows the effects of +prolonged suffering, with dulled eyes and drooping jaw, or who perceives +a bad taste in his food, or who finds it difficult to perform some +trifling act, such as threading a needle. In these cases a frown may +often be seen, but it will be accompanied by some other expression, +which will entirely prevent the countenance having an appearance of +intellectual energy or of profound thought. + +We may now inquire how it is that a frown should express the perception +of something difficult or disagreeable, either in thought or action. In +the same way as naturalists find it advisable to trace the embryological +development of an organ in order fully to understand its structure, so +with the movements of expression it is advisable to follow as nearly +as possible the same plan. The earliest and almost sole expression +seen during the first days of infancy, and then often exhibited is that +displayed during the act of screaming; and screaming is excited, both at +first and for some time afterwards, by every distressing or displeasing +sensation and emotion,--by hunger, pain, anger, jealousy, fear, &c. At +such times the muscles round the eyes are strongly contracted; and this, +as I believe, explains to a large extent the act of frowning during the +remainder of our lives. I repeatedly observed my own infants, from under +the age of one week to that of two or three months, and found that when +a screaming-fit came on gradually, the first sign was the contraction of +the corrugators, which produced a slight frown, quickly followed by +the contraction of the other muscles round the eyes. When an infant is +uncomfortable or unwell, little frowns--as I record in my notes--may +be seen incessantly passing like shadows over its face; these being +generally, but not always, followed sooner or later by a crying-fit. For +instance, I watched for some time a baby, between seven and eight weeks +old, sucking some milk which was cold, and therefore displeasing to him; +and a steady little frown was maintained all the time. This was never +developed into an actual crying-fit, though occasionally every stage of +close approach could be observed. + +As the habit of contracting the brows has been followed by infants +during innumerable generations, at the commencement of every crying or +screaming fit, it has become firmly associated with the incipient +sense of something distressing or disagreeable. Hence under similar +circumstances it would be apt to be continued during maturity, although +never then developed into a crying-fit. Screaming or weeping begins to +be voluntarily restrained at an early period of life, whereas frowning +is hardly ever restrained at any age. It is perhaps worth notice that +with children much given to weeping, anything which perplexes their +minds, and which would cause most other children merely to frown, +readily makes them weep. So with certain classes of the insane, any +effort of mind, however slight, which with an habitual frowner would +cause a slight frown, leads to their weeping in an unrestrained manner. +It is not more surprising that the habit of contracting the brows at +the first perception of something distressing, although gained during +infancy, should be retained during the rest of our lives, than that many +other associated habits acquired at an early age should be permanently +retained both by man and the lower animals. For instance, full-grown +cats, when feeling warm and comfortable, often retain the habit of +alternately protruding their fore-feet with extended toes, which habit +they practised for a definite purpose whilst sucking their mothers. + +Another and distinct cause has probably strengthened the habit of +frowning, whenever the mind is intent on any subject and encounters some +difficulty. Vision is the most important of all the senses, and during +primeval times the closest attention must have been incessantly: +directed towards distant objects for the sake of obtaining prey and +avoiding danger. I remember being struck, whilst travelling in parts of +South America, which were dangerous from the presence of Indians, how +incessantly, yet as it appeared unconsciously, the half-wild Gauchos +closely scanned the whole horizon. Now, when any one with no covering on +his head (as must have been aboriginally the case with mankind), strives +to the utmost to distinguish in broad daylight, and especially if the +sky is bright, a distant object, he almost invariably contracts his +brows to prevent the entrance of too much light; the lower eyelids, +cheeks, and upper lip being at the same time raised, so as to lessen the +orifice of the eyes. I have purposely asked several persons, young and +old, to look, under the above circumstances, at distant objects, making +them believe that I only wished to test the power of their vision; and +they all behaved in the manner just described. Some of them, also, put +their open, flat hands over their eyes to keep out the excess of light. +Gratiolet, after making some remarks to nearly the same effect,[905] +says, "Ce sont la des attitudes de vision difficile." He concludes that +the muscles round the eyes contract partly for the sake of excluding too +much light (which appears to me the more important end), and partly to +prevent all rays striking the retina, except those which come direct +from the object that is scrutinized. Mr. Bowman, whom I consulted on +this point, thinks that the contraction of the surrounding muscles may, +in addition, "partly sustain the consensual movements of the two eyes, +by giving a firmer support while the globes are brought to binocular +vision by their own proper muscles." + +As the effort of viewing with care under a bright light a distant object +is both difficult and irksome, and as this effort has been habitually +accompanied, during numberless generations, by the contraction of the +eyebrows, the habit of frowning will thus have been much strengthened; +although it was originally practised during infancy from a quite +independent cause, namely as the first step in the protection of the +eyes during screaming. There is, indeed, much analogy, as far as the +state of the mind is concerned, between intently scrutinizing a distant +object, and following out an obscure train of thought, or performing +some little and troublesome mechanical work. The belief that the habit +of contracting the brows is continued when there is no need whatever to +exclude too much light, receives support from the cases formerly +alluded to, in which the eyebrows or eyelids are acted on under certain +circumstances in a useless manner, from having been similarly used, +under analogous circumstances, for a serviceable purpose. For instance, +we voluntarily close our eyes when we do not wish to see any object, and +we are apt to close them, when we reject a proposition, as if we could +not or would not see it; or when we think about something horrible. +We raise our eyebrows when we wish to see quickly all round us, and +we often do the same, when we earnestly desire to remember something; +acting as if we endeavoured to see it. + + +_Abstraction. Meditation_.--When a person is lost in thought with his +mind absent, or, as it is sometimes said, "when he is in a brown study," +he does not frown, but his eyes appear vacant. The lower eyelids +are generally raised and wrinkled, in the same manner as when a +short-sighted person tries to distinguish a distant object; and the +upper orbicular muscles are at the same time slightly contracted. +The wrinkling of the lower eyelids under these circumstances has been +observed with some savages, as by Mr. Dyson Lacy with the Australians +of Queensland, and several times by Mr. Geach with the Malays of the +interior of Malacca. What the meaning or cause of this action may be, +cannot at present be explained; but here we have another instance of +movement round the eyes in relation to the state of the mind. + +The vacant expression of the eyes is very peculiar, and at once shows +when a man is completely lost in thought. Professor Donders has, with +his usual kindness, investigated this subject for me. He has observed +others in this condition, and has been himself observed by Professor +Engelmann. The eyes are not then fixed on any object, and therefore not, +as I had imagined, on some distant object. The lines of vision of the +two eyes even often become slightly divergent; the divergence, if the +head be held vertically, with the plane of vision horizontal, amounting +to an angle of 2'0 as a maximum. This was ascertained by observing the +crossed double image of a distant object. When the head droops forward, +as often occurs with a man absorbed in thought, owing to the general +relaxation of his muscles, if the plane of vision be still horizontal, +the eyes are necessarily a little turned upwards, and then the +divergence is as much as 3'0, or 3'0 5': if the eyes are turned still +more upwards, it amounts to between 6'0 and 7'0. Professor Donders +attributes this divergence to the almost complete relaxation of certain +muscles of the eyes, which would be apt to follow from the mind being +wholly absorbed.[906] The active condition of the muscles of the eyes is +that of convergence; and Professor Donders remarks, as bearing on their +divergence during a period of complete abstraction, that when one eye +becomes blind, it almost always, after a short lapse of time, deviates +outwards; for its muscles are no longer used in moving the eyeball +inwards for the sake of binocular vision. + +Perplexed reflection is often accompanied by certain movements or +gestures. At such times we commonly raise our hands to our foreheads, +mouths, or chins; but we do not act thus, as far as I have seen, when we +are quite lost in meditation, and no difficulty is encountered. Plautus, +describing in one of his plays[907] a puzzled man, says, "Now look, he +has pillared his chin upon his hand." Even so trifling and apparently +unmeaning a gesture as the raising of the hand to the face has been +observed with some savages. Al. J. Mansel Weale has seen it with the +Kafirs of South Africa; and the native chief Gaika adds, that men then +"sometimes pull their beards." Mr. Washington Matthews, who attended +to some of the wildest tribes of Indians in the western regions of the +United States, remarks that he has seen them when concentrating their +thoughts, bring their "hands, usually the thumb and index finger, in +contact with some part of the face, commonly the upper lip." We can +understand why the forehead should be pressed or rubbed, as deep thought +tries the brain; but why the hand should be raised to the mouth or face +is far from clear. + +_Ill-temper_.--We have seen that frowning is the natural expression of +some difficulty encountered, or of something disagreeable experienced +either in thought or action, and he whose mind is often and readily +affected in this way, will be apt to be ill-tempered, or slightly +angry, or peevish, and will commonly show it by frowning. But a cross +expression, due to a frown, may be counteracted, if the mouth appears +sweet, from being habitually drawn into a smile, and the eyes are bright +and cheerful. So it will be if the eye is clear and steady, and there is +the appearance of earnest reflection. Frowning, with some depression +of the corners of the mouth, which is a sign of grief, gives an air of +peevishness. If a child (see Plate IV., fig. 2)[908] frowns much whilst +crying, but does not strongly contract in the usual manner the orbicular +muscles, a well-marked expression of anger or even of rage, together +with misery, is displayed. + +[Illustration: Ill-temper. Plate IV] + +If the whole frowning brow be drawn much downward by the contraction of +the pyramidal muscles of the nose, which produces transverse wrinkles +or folds across the base of the nose, the expression becomes one of +moroseness. Duchenne believes that the contraction of this muscle, +without any frowning, gives the appearance of extreme and aggressive +hardness.[909] But I much doubt whether this is a true or natural +expression. I have shown Duchenne's photograph of a young man, with this +muscle strongly contracted by means of galvanism, to eleven persons, +including some artists, and none of them could form an idea what was +intended, except one, a girl, who answered correctly, "surely reserve." +When I first looked at this photograph, knowing what was intended, my +imagination added, as I believe, what was necessary, namely, a frowning +brow; and consequently the expression appeared to me true and extremely +morose. + +A firmly closed mouth, in addition to a lowered and frowning brow, gives +determination to the expression, or may make it obstinate and sullen. +How it comes that the firm closure of the mouth gives the appearance +of determination will presently be discussed. An expression of sullen +obstinacy has been clearly recognized by my informants, in the natives +of six different regions of Australia. It is well marked, according to +Mr. Scott, with the Hindoos. It has been recognized with the Malays, +Chinese, Kafirs, Abyssinians, and in a conspicuous degree, according to +Dr. Rothrock, with the wild Indians of North America, and according to +Mr. D. Forbes, with the Aymaras of Bolivia. I have also observed it with +the Araucanos of southern Chili. Mr. Dyson Lacy remarks that the natives +of Australia, when in this frame of mind, sometimes fold their arms +across their breasts, an attitude which may be seen with us. A firm +determination, amounting to obstinacy, is, also, sometimes expressed by +both shoulders being kept raised, the meaning of which gesture will be +explained in the following chapter. + +With young children sulkiness is shown by pouting, or, as it is +sometimes called, "making a snout."[910] When the corners of the mouth +are much depressed, the lower lip is a little everted and protruded; +and this is likewise called a pout. But the pouting here referred to, +consists of the protrusion of both lips into a tubular form, sometimes +to such an extent as to project as far as the end of the nose, if this +be short. Pouting is generally accompanied by frowning, and sometimes +by the utterance of a booing or whooing noise. This expression is +remarkable, as almost the sole one, as far as I know, which is exhibited +much more plainly during childhood, at least with Europeans, than during +maturity. There is, however, some tendency to the protrusion of the lips +with the adults of all races under the influence of great rage. Some +children pout when they are shy, and they can then hardly be called +sulky. + +From inquiries which I have made in several large families, pouting does +not seem very common with European children; but it prevails throughout +the world, and must be both common and strongly marked with most savage +races, as it has caught the attention of many observers. It has been +noticed in eight different districts of Australia; and one of my +informants remarks how greatly the lips of the children are then +protruded. Two observers have seen pouting with the children of Hindoos; +three, with those of the Kafirs and Fingoes of South Africa, and with +the Hottentots; and two, with the children of the wild Indians of North +America. Pouting has also been observed with the Chinese, Abyssinians, +Malays of Malacca, Dyaks of Borneo, and often with the New Zealanders. +Mr. Mansel Weale informs me that he has seen the lips much protruded, +not only with the children of the Kafirs, but with the adults of both +sexes when sulky; and Mr. Stack has sometimes observed the same thing +with the men, and very frequently with the women of New Zealand. A trace +of the same expression may occasionally be detected even with adult +Europeans. + +We thus see that the protrusion of the lips, especially with young +children, is characteristic of sulkiness throughout the greater part of +the world. This movement apparently results from the retention, chiefly +during youth, of a primordial habit, or from an occasional reversion to +it. Young orangs and chimpanzees protrude their lips to an extraordinary +degree, as described in a former chapter, when they are discontented, +somewhat angry, or sulky; also when they are surprised, a little +frightened, and even when slightly pleased. Their mouths are protruded +apparently for the sake of making the various noises proper to +these several states of mind; and its shape, as I observed with the +chimpanzee, differed slightly when the cry of pleasure and that of anger +were uttered. As soon as these animals become enraged, the shape of the +month wholly changes, and the teeth are exposed. The adult orang when +wounded is said to emit "a singular cry, consisting at first of high +notes, which at length deepen into a low roar. While giving out the high +notes he thrusts out his lips into a funnel shape, but in uttering the +low notes he holds his mouth wide open."[911] With the gorilla, the +lower lip is said to be capable of great elongation. If then our +semi-human progenitors protruded their lips when sulky or a little +angered, in the same manner as do the existing anthropoid apes, it +is not an anomalous, though a curious fact, that our children should +exhibit, when similarly affected, a trace of the same expression, +together with some tendency to utter a noise. For it is not at all +unusual for animals to retain, more or less perfectly, during early +youth, and subsequently to lose, characters which were aboriginally +possessed by their adult progenitors, and which are still retained by +distinct species, their near relations. + +Nor is it an anomalous fact that the children of savages should exhibit +a stronger tendency to protrude their lips, when sulky, than the +children of civilized Europeans; for the essence of savagery seems +to consist in the retention of a primordial condition, and this +occasionally holds good even with bodily peculiarities.[912] It may be +objected to this view of the origin of pouting, that the anthropoid +apes likewise protrude their lips when astonished and even when a little +pleased; whilst with us this expression is generally confined to a sulky +frame of mind. But we shall see in a future chapter that with men of +various races surprise does sometimes lead to a slight protrusion of the +lips, though great surprise or astonishment is more commonly shown by +the mouth being widely opened. As when we smile or laugh we draw back +the corners of the mouth, we have lost any tendency to protrude the +lips, when pleased, if indeed our early progenitors thus expressed +pleasure. + +A little gesture made by sulky children may here be noticed, namely, +their "showing a cold shoulder." This has a different meaning, as, I +believe, from the keeping both shoulders raised. A cross child, sitting +on its parent's knee, will lift up the near shoulder, then jerk it away, +as if from a caress, and afterwards give a backward push with it, as +if to push away the offender. I have seen a child, standing at some +distance from any one, clearly express its feelings by raising one +shoulder, giving it a little backward movement, and then turning away +its whole body. + + +_Decision or determination_.--The firm closure of the mouth tends to +give an expression of determination or decision to the countenance. +No determined man probably ever had an habitually gaping mouth. Hence, +also, a small and weak lower jaw, which seems to indicate that the +mouth is not habitually and firmly closed, is commonly thought to be +characteristic of feebleness of character. A prolonged effort of any +kind, whether of body or mind, implies previous determination; and if it +can be shown that the mouth is generally closed with firmness before +and during a great and continued exertion of the muscular system, then, +through the principle of association, the mouth would almost certainly +be closed as soon as any determined resolution was taken. Now several +observers have noticed that a man, in commencing any violent muscular +effort, invariably first distends his lungs with air, and then +compresses it by the strong contraction of the muscles of the chest; and +to effect this the mouth must be firmly closed. Moreover, as soon as +the man is compelled to draw breath, he still keeps his chest as much +distended as possible. + +Various causes have been assigned for this manner of acting. Sir C. +Bell maintains[913] that the chest is distended with air, and is kept +distended at such times, in order to give a fixed support to the muscles +which are thereto attached. Hence, as he remarks, when two men are +engaged in a deadly contest, a terrible silence prevails, broken only +by hard stifled breathing. There is silence, because to expel the air in +the utterance of any sound would be to relax the support for the muscles +of the arms. If an outcry is heard, supposing the struggle to take +place in the dark, we at once know that one of the two has given up in +despair. + +Gratiolet admits[914] that when a man has to struggle with another to +his utmost, or has to support a great weight, or to keep for a long time +the same forced attitude, it is necessary for him first to make a deep +inspiration, and then to cease breathing; but he thinks that Sir C. +Bell's explanation is erroneous. He maintains that arrested respiration +retards the circulation of the blood, of which I believe there is no +doubt, and he adduces some curious evidence from the structure of the +lower animals, showing, on the one hand, that a retarded circulation is +necessary for prolonged muscular exertion, and, on the other hand, that +a rapid circulation is necessary for rapid movements. According to this +view, when we commence any great exertion, we close our mouths and stop +breathing, in order to retard the circulation of the blood. Gratiolet +sums up the subject by saying, "C'est la la vraie theorie de l'effort +continu;" but how far this theory is admitted by other physiologists I +do not know. + +Dr. Piderit accounts[915] for the firm closure of the mouth during +strong muscular exertion, on the principle that the influence of the +will spreads to other muscles besides those necessarily brought into +action in making any particular exertion; and it is natural that the +muscles of respiration and of the mouth, from being so habitually used, +should be especially liable to be thus acted on. It appears to me that +there probably is some truth in this view, for we are apt to press the +teeth hard together during violent exertion, and this is not requisite +to prevent expiration, whilst the muscles of the chest are strongly +contracted. + +Lastly, when a man has to perform some delicate and difficult operation, +not requiring the exertion of any strength, he nevertheless generally +closes his mouth and ceases for a time to breathe; but he acts thus +in order that the movements of his chest may not disturb, those of his +arms. A person, for instance, whilst threading a needle, may be seen to +compress his lips and either to stop breathing, or to breathe as quietly +as possible. So it was, as formerly stated, with a young and sick +chimpanzee, whilst it amused itself by killing flies with its knuckles, +as they buzzed about on the window-panes. To perform an action, however +trifling, if difficult, implies some amount of previous determination. + +There appears nothing improbable in all the above assigned causes having +come into play in different degrees, either conjointly or separately, +on various occasions. The result would be a well-established habit, now +perhaps inherited, of firmly closing the mouth at the commencement +of and during any violent and prolonged exertion, or any delicate +operation. Through the principle of association there would also be +a strong tendency towards this same habit, as soon as the mind had +resolved on any particular action or line of conduct, even before there +was any bodily exertion, or if none were requisite. The habitual and +firm closure of the mouth would thus come to show decision of character; +and decision readily passes into obstinacy. + + + +CHAPTER X. -- HATRED AND ANGER. + +Hatred--Rage, effects of on the system--Uncovering of the teeth--Rage in +the insane--Anger and indignation--As expressed by the various races of +man--Sneering and defiance--The uncovering of the canine tooth on one +side of the face. + + +IF we have suffered or expect to suffer some wilful injury from a man, +or if he is in any way offensive to us, we dislike him; and dislike +easily rises into hatred. Such feelings, if experienced in a moderate +degree, are not clearly expressed by any movement of the body or +features, excepting perhaps by a certain gravity of behaviour, or by +some ill-temper. Few individuals, however, can long reflect about a +hated person, without feeling and exhibiting signs of indignation or +rage. But if the offending person be quite insignificant, we experience +merely disdain or contempt. If, on the other hand, he is all-powerful, +then hatred passes into terror, as when a slave thinks about a cruel +master, or a savage about a bloodthirsty malignant deity.[1001] Most of +our emotions are so closely connected with their expression, that they +hardly exist if the body remains passive--the nature of the expression +depending in chief part on the nature of the actions which have been +habitually performed under this particular state of the mind. A man, +for instance, may know that his life is in the extremest peril, and may +strongly desire to save if; yet, as Louis XVI. said, when surrounded by +a fierce mob, "Am I afraid? feel my pulse." So a man may intensely hate +another, but until his bodily frame is affected, he cannot be said to be +enraged. + + +_Rage_.--I have already had occasion to treat of this emotion in the +third chapter, when discussing the direct influence of the excited +sensorium on the body, in combination with the effects of habitually +associated actions. Rage exhibits itself in the most diversified manner. +The heart and circulation are always affected; the face reddens or +becomes purple, with the veins on the forehead and neck distended. The +reddening of the skin has been observed with the copper-coloured Indians +of South America,[1002] and even, as it is said, on the white cicatrices +left by old wounds on negroes.[1003] Monkeys also redden from passion. +With one of my own infants, under four months old, I repeatedly observed +that the first symptom of an approaching passion was the rushing of the +blood into his bare scalp. On the other hand, the action of the heart +is sometimes so much impeded by great rage, that the countenance becomes +pallid or livid,[1004] and not a few men with heart-disease have dropped +down dead under this powerful emotion. + +The respiration is likewise affected; the chest heaves, and the dilated +nostrils quiver.[1005] As Tennyson writes, "sharp breaths of anger +puffed her fairy nostrils out." Hence we have such expressions as +"breathing out vengeance," and "fuming with anger."[1006] + +The excited brain gives strength to the muscles, and at the same time +energy to the will. The body is commonly held erect ready for instant +action, but sometimes it is bent forward towards the offending person, +with the limbs more or less rigid. The mouth is generally closed with +firmness, showing fixed determination, and the teeth are clenched or +ground together. Such gestures as the raising of the arms, with the +fists clenched, as if to strike the offender, are common. Few men in a +great passion, and telling some one to begone, can resist acting as +if they intended to strike or push the man violently away. The desire, +indeed, to strike often becomes so intolerably strong, that inanimate +objects are struck or dashed to the ground; but the gestures frequently +become altogether purposeless or frantic. Young children, when in a +violent rage roll on the ground on their backs or bellies, screaming, +kicking, scratching, or biting everything within reach. So it is, as I +hear from Mr. Scott, with Hindoo children; and, as we have seen, with +the young of the anthropomorphous apes. + +But the muscular system is often affected in a wholly different way; for +trembling is a frequent consequence of extreme rage. The paralysed +lips then refuse to obey the will, "and the voice sticks in the +throat;"[1007] or it is rendered loud, harsh, and discordant. If +there be much and rapid speaking, the mouth froths. The hair sometimes +bristles; but I shall return to this subject in another chapter, when I +treat of the mingled emotions of rage and terror. There is in most cases +a strongly-marked frown on the forehead; for this follows from the sense +of anything displeasing or difficult, together with concentration of +mind. But sometimes the brow, instead of being much contracted and +lowered, remains smooth, with the glaring eyes kept widely open. The +eyes are always bright, or may, as Homer expresses it, glisten with +fire. They are sometimes bloodshot, and are said to protrude from their +sockets--the result, no doubt, of the head being gorged with blood, as +shown by the veins being distended. According to Gratiolet, "the pupils +are always contracted in rage," and I hear from Dr. Crichton Browne that +this is the case in the fierce delirium of meningitis; but the movements +of the iris under the influence of the different emotions is a very +obscure subject. + +Shakspeare sums up the chief characteristics of rage as follows:-- + + "In peace there's nothing so becomes a man, + As modest stillness and humility; + But when the blast of war blows in our ears, + Then imitate the action of the tiger: + Stiffen the sinews, summon up the blood, + Then lend the eye a terrible aspect; + Now set the teeth, and stretch the nostril wide, + Hold hard the breath, and bend up every spirit + To his full height! On, on, you noblest English." + _Henry V_., act iii. sc. 1. + + +The lips are sometimes protruded during rage in a manner, the meaning +of which I do not understand, unless it depends on our descent from some +ape-like animal. Instances have been observed, not only with Europeans, +but with the Australians and Hindoos. The lips, however, are much more +commonly retracted, the grinning or clenched teeth being thus +exposed. This has been noticed by almost every one who has written on +expression.[1009] The appearance is as if the teeth were uncovered, +ready for seizing or tearing an enemy, though there may be no intention +of acting in this manner. Mr. Dyson Lacy has seen this grinning +expression with the Australians, when quarrelling, and so has Gaika with +the Kafirs of South America. Dickens,[1010] in speaking of an atrocious +murderer who had just been caught, and was surrounded by a furious mob, +describes "the people as jumping up one behind another, snarling with +their teeth, and making at him like wild beasts." Every one who has had +much to do with young children must have seen how naturally they take to +biting, when in a passion. It seems as instinctive in them as in young +crocodiles, who snap their little jaws as soon as they emerge from the +egg. + +A grinning expression and the protrusion of the lips appear sometimes +to go together. A close observer says that he has seen many instances +of intense hatred (which can hardly be distinguished from rage, more or +less suppressed) in Orientals, and once in an elderly English woman. In +all these cases there "was a grin, not a scowl--the lips lengthening, +the cheeks settling downwards, the eyes half-closed, whilst the brow +remained perfectly calm."[1011] + +This retraction of the lips and uncovering of the teeth during paroxysms +of rage, as if to bite the offender, is so remarkable, considering how +seldom the teeth are used by men in fighting, that I inquired from Dr. +J. Crichton Browne whether the habit was common in the insane whose +passions are unbridled. He informs me that he has repeatedly observed +it both with the insane and idiotic, and has given me the following +illustrations:-- + +Shortly before receiving my letter, he witnessed an uncontrollable +outbreak of anger and delusive jealousy in an insane lady. At first she +vituperated her husband, and whilst doing so foamed at the mouth. Next +she approached close to him with compressed lips, and a virulent set +frown. Then she drew back her lips, especially the corners of the upper +lip, and showed her teeth, at the same time aiming a vicious blow at +him. A second case is that of an old soldier, who, when he is requested +to conform to the rules of the establishment, gives way to discontent, +terminating in fury. He commonly begins by asking Dr. Browne whether +he is not ashamed to treat him in such a manner. He then swears and +blasphemes, paces tip and down, tosses his arms wildly about, and +menaces any one near him. At last, as his exasperation culminates, he +rushes up towards Dr. Browne with a peculiar sidelong movement, shaking +his doubled fist, and threatening destruction. Then his upper lip may +be seen to be raised, especially at the corners, so that his huge canine +teeth are exhibited. He hisses forth his curses through his set teeth, +and his whole expression assumes the character of extreme ferocity. +A similar description is applicable to another man, excepting that he +generally foams at the mouth and spits, dancing and jumping about in +a strange rapid manner, shrieking out his maledictions in a shrill +falsetto voice. + +Dr. Browne also informs me of the case of an epileptic idiot, incapable +of independent movements, and who spends the whole day in playing with +some toys; but his temper is morose and easily roused into fierceness. +When any one touches his toys, he slowly raises his head from its +habitual downward position, and fixes his eyes on the offender, with a +tardy yet angry scowl. If the annoyance be repeated, he draws back his +thick lips and reveals a prominent row of hideous fangs (large canines +being especially noticeable), and then makes a quick and cruel clutch +with his open hand at the offending person. The rapidity of this clutch, +as Dr. Browne remarks, is marvellous in a being ordinarily so torpid +that he takes about fifteen seconds, when attracted by any noise, to +turn his head from one side to the other. If, when thus incensed, a +handkerchief, book, or other article, be placed into his hands, he drags +it to his mouth and bites it. Mr. Nicol has likewise described to me two +cases of insane patients, whose lips are retracted during paroxysms of +rage. + +Dr. Maudsley, after detailing various strange animal-like traits in +idiots, asks whether these are not due to the reappearance of primitive +instincts--"a faint echo from a far-distant past, testifying to a +kinship which man has almost outgrown." He adds, that as every human +brain passes, in the course of its development, through the same stages +as those occurring in the lower vertebrate animals, and as the brain +of an idiot is in an arrested condition, we may presume that it "will +manifest its most primitive functions, and no higher functions." Dr. +Maudsley thinks that the same view may be extended to the brain in its +degenerated condition in some insane patients; and asks, whence come +"the savage snarl, the destructive disposition, the obscene language, +the wild howl, the offensive habits, displayed by some of the insane? +Why should a human being, deprived of his reason, ever become so +brutal in character, as some do, unless he has the brute nature within +him?"[1012] This question must, as it would appear, he answered in the +affirmative. + +_Anger, Indignation_.--These states of the mind differ from rage only +in degree, and there is no marked distinction in their characteristic +signs. Under moderate anger the action of the heart is a little +increased, the colour heightened, and the eyes become bright. The +respiration is likewise a little hurried; and as all the muscles serving +for this function act in association, the wings of the nostrils are +somewhat raised to allow of a free indraught of air; and this is +a highly characteristic sign of indignation. The mouth is commonly +compressed, and there is almost always a frown on the brow. Instead of +the frantic gestures of extreme rage, an indignant man unconsciously +throws himself into an attitude ready for attacking or striking his +enemy, whom he will perhaps scan from head to foot in defiance. He +carries his head erect, with his chest well expanded, and the feet +planted firmly on the ground. He holds his arms in various positions, +with one or both elbows squared, or with the arms rigidly suspended by +his sides. With Europeans the fists are commonly clenched.[1013] The +figures 1 and 2 in Plate VI. are fairly good representations of men +simulating indignation. Any one may see in a mirror, if he will vividly +imagine that he has been insulted and demands an explanation in an angry +tone of voice, that he suddenly and unconsciously throws himself into +some such attitude. + +[Illustration: Anger and Indignation. Plate VI] + +Rage, anger, and indignation are exhibited in nearly the same manner +throughout the world; and the following descriptions may be worth giving +as evidence of this, and as illustrations of some of the foregoing +remarks. There is, however, an exception with respect to clenching the +fists, which seems confined chiefly to the men who fight with their +fists. With the Australians only one of my informants has seen the fists +clenched. All agree about the body being held erect; and all, with two +exceptions, state that the brows are heavily contracted. Some of them +allude to the firmly-compressed mouth, the distended nostrils, and +flashing eyes. According to the Rev. Mr. Taplin, rage, with the +Australians, is expressed by the lips being protruded, the eyes being +widely open; and in the case of the women by their dancing about and +casting dust into the air. Another observer speaks of the native men, +when enraged, throwing their arms wildly about. + +I have received similar accounts, except as to the clenching of +the fists, in regard to the Malays of the Malacca peninsula, the +Abyssinians, and the natives of South Africa. So it is with the Dakota +Indians of North America; and, according to Mr. Matthews, they then hold +their heads erect, frown, and often stalk away with long strides. Mr. +Bridges states that the Fuegians, when enraged, frequently stamp on the +ground, walk distractedly about, sometimes cry and grow pale. The Rev. +Mr. Stack watched a New Zealand man and woman quarrelling, and made the +following entry in his note-book: "Eyes dilated, body swayed violently +backwards and forwards, head inclined forwards, fists clenched, now +thrown behind the body, now directed towards each other's faces." Mr. +Swinhoe says that my description agrees with what he has seen of the +Chinese, excepting that an angry man generally inclines his body towards +his antagonist, and pointing at him, pours forth a volley of abuse. + +Lastly, with respect to the natives of India, Mr. J. Scott has sent me +a full description of their gestures and expression when enraged. Two +low-caste Bengalees disputed about a loan. At first they were calm, but +soon grew furious and poured forth the grossest abuse on each other's +relations and progenitors for many generations past. Their gestures were +very different from those of Europeans; for though their chests were +expanded and shoulders squared, their arms remained rigidly suspended, +with the elbows turned inwards and the hands alternately clenched and +opened. Their shoulders were often raised high, and then again lowered. +They looked fiercely at each other from under their lowered and strongly +wrinkled brows, and their protruded lips were firmly closed. They +approached each other, with heads and necks stretched forwards, and +pushed, scratched, and grasped at each other. This protrusion of the +head and body seems a common gesture with the enraged; and I have +noticed it with degraded English women whilst quarrelling violently in +the streets. In such cases it may be presumed that neither party expects +to receive a blow from the other. + +A Bengalee employed in the Botanic Gardens was accused, in the presence +of Mr. Scott, by the native overseer of having stolen a valuable plant. +He listened silently and scornfully to the accusation; his attitude +erect, chest expanded, mouth closed, lips protruding, eyes firmly +set and penetrating. He then defiantly maintained his innocence, with +upraised and clenched hands, his head being now pushed forwards, with +the eyes widely open and eyebrows raised. Mr. Scott also watched two +Mechis, in Sikhim, quarrelling about their share of payment. They soon +got into a furious passion, and then their bodies became less erect, +with their heads pushed forwards; they made grimaces at each other; +their shoulders were raised; their arms rigidly bent inwards at the +elbows, and their hands spasmodically closed, but not properly clenched. +They continually approached and retreated from each other, and often +raised their arms as if to strike, but their hands were open, and no +blow was given. Mr. Scott made similar observations on the Lepchas whom +he often saw quarrelling, and he noticed that they kept their arms rigid +and almost parallel to their bodies, with the hands pushed somewhat +backwards and partially closed, but not clenched. + + +_Sneering, Defiance: Uncovering the canine tooth on one side_.--The +expression which I wish here to consider differs but little from that +already described, when the lips are retracted and the grinning teeth +exposed. The difference consists solely in the upper lip being retracted +in such a manner that the canine tooth on one side of the face alone +is shown; the face itself being generally a little upturned and half +averted from the person causing offence. The other signs of rage are not +necessarily present. This expression may occasionally be observed in +a person who sneers at or defies another, though there may be no real +anger; as when any one is playfully accused of some fault, and answers, +"I scorn the imputation." The expression is not a common one, but I +have seen it exhibited with perfect distinctness by a lady who was being +quizzed by another person. It was described by Parsons as long ago as +1746, with an engraving, showing the uncovered canine on one side.[1014] +Mr. Rejlander, without my having made any allusion to the subject, +asked me whether I had ever noticed this expression, as he had been much +struck by it. He has photographed for me (Plate IV. fig 1) a lady, who +sometimes unintentionally displays the canine on one side, and who can +do so voluntarily with unusual distinctness. + +The expression of a half-playful sneer graduates into one of great +ferocity when, together with a heavily frowning brow and fierce eye, the +canine tooth is exposed. A Bengalee boy was accused before Mr. Scott of +some misdeed. The delinquent did not dare to give vent to his wrath +in words, but it was plainly shown on his countenance, sometimes by a +defiant frown, and sometimes "by a thoroughly canine snarl." When this +was exhibited, "the corner of the lip over the eye-tooth, which happened +in this case to be large and projecting, was raised on the side of his +accuser, a strong frown being still retained on the brow." Sir C. Bell +states[1015] that the actor Cooke could express the most determined hate +"when with the oblique cast of his eyes he drew up the outer part of the +upper lip, and discovered a sharp angular tooth." + +The uncovering of the canine tooth is the result of a double movement. +The angle or corner of the mouth is drawn a little backwards, and at the +same time a muscle which runs parallel to and near the nose draws up the +outer part of the upper lip, and exposes the canine on this side of +the face. The contraction of this muscle makes a distinct furrow on the +cheek, and produces strong wrinkles under the eye, especially at its +inner corner. The action is the same as that of a snarling dog; and a +dog when pretending to fight often draws up the lip on one side alone, +namely that facing his antagonist. Our word _sneer_ is in fact the +same as _snarl_, which was originally _snar_, the _l_ "being merely an +element implying continuance of action."[1016] + +I suspect that we see a trace of this same expression in what is called +a derisive or sardonic smile. The lips are then kept joined or almost +joined, but one corner of the mouth is retracted on the side towards the +derided person; and this drawing back of the corner is part of a true +sneer. Although some persons smile more on one side of their face than +on the other, it is not easy to understand why in cases of derision the +smile, if a real one, should so commonly be confined to one side. I have +also on these occasions noticed a slight twitching of the muscle which +draws up the outer part of the upper lip; and this movement, if fully +carried out, would have uncovered the canine, and would have produced a +true sneer. + +Mr. Bulmer, an Australian missionary in a remote part of Gipps' Land, +says, in answer to my query about the uncovering of the canine on one +side, "I find that the natives in snarling at each other speak with +the teeth closed, the upper lip drawn to one side, and a general angry +expression of face; but they look direct at the person addressed." Three +other observers in Australia, one in Abyssinia, and one in China, answer +my query on this head in the affirmative; but as the expression is rare, +and as they enter into no details, I am afraid of implicitly trusting +them. It is, however, by no means improbable that this animal-like +expression may be more common with savages than with civilized races. +Mr. Geach is an observer who may be fully trusted, and he has observed +it on one occasion in a Malay in the interior of Malacca. The Rev. S. +O. Glenie answers, "We have observed this expression with the natives of +Ceylon, but not often." Lastly, in North America, Dr. Rothrock has seen +it with some wild Indians, and often in a tribe adjoining the Atnahs. + +Although the upper lip is certainly sometimes raised on one side alone +in sneering at or defying any one, I do not know that this is always the +case, for the face is commonly half averted, and the expression is +often momentary. The movement being confined to one side may not be an +essential part of the expression, but may depend on the proper muscles +being incapable of movement excepting on one side. I asked four persons +to endeavour to act voluntarily in this manner; two could expose the +canine only on the left side, one only on the right side, and the fourth +on neither side. Nevertheless it is by no means certain that these same +persons, if defying any one in earnest, would not unconsciously +have uncovered their canine tooth on the side, whichever it might +be, towards the offender. For we have seen that some persons cannot +voluntarily make their eyebrows oblique, yet instantly act in this +manner when affected by any real, although most trifling, cause of +distress. The power of voluntarily uncovering the canine on one side +of the face being thus often wholly lost, indicates that it is a rarely +used and almost abortive action. It is indeed a surprising fact that man +should possess the power, or should exhibit any tendency to its use; for +Mr. Sutton has never noticed a snarling action in our nearest allies, +namely, the monkeys in the Zoological Gardens, and he is positive that +the baboons, though furnished with great canines, never act thus, but +uncover all their teeth when feeling savage and ready for an attack. +Whether the adult anthropomorphous apes, in the males of whom the +canines are much larger than in the females, uncover them when prepared +to fight, is not known. + +The expression here considered, whether that of a playful sneer or +ferocious snarl, is one of the most curious which occurs in man. It +reveals his animal descent; for no one, even if rolling on the ground in +a deadly grapple with an enemy, and attempting to bite him, would try to +use his canine teeth more than his other teeth. We may readily believe +from our affinity to the anthropomorphous apes that our male semi-human +progenitors possessed great canine teeth, and men are now occasionally +born having them of unusually large size, with interspaces in the +opposite jaw for their reception.[1017] We may further suspect, +notwithstanding that we have no support from analogy, that our +semi-human progenitors uncovered their canine teeth when prepared for +battle, as we still do when feeling ferocious, or when merely sneering +at or defying some one, without any intention of making a real attack +with our teeth. + + + +CHAPTER XI. -- DISDAIN--CONTEMPT--DISGUST-GUILT--PRIDE, ETC.--HELPLESSNESS--PATIENCE--AFFIRMATION AND NEGATION. + +Contempt, scorn and disdain, variously expressed--Derisive +smile--Gestures expressive of contempt--Disgust--Guilt, deceit, pride, +&c.--Helplessness or impotence--Patience--Obstinacy--Shrugging the +shoulders common to most of the races of man--Signs of affirmation and +negation. + + +SCORN and disdain can hardly be distinguished from contempt, excepting +that they imply a rather more angry frame of mind. Nor can they be +clearly distinguished from the feelings discussed in the last chapter +under the terms of sneering and defiance. Disgust is a sensation rather +more distinct in its nature and refers to something revolting, primarily +in relation to the sense of taste, as actually perceived or vividly +imagined; and secondarily to anything which causes a similar feeling, +through the sense of smell, touch, and even of eyesight. Nevertheless, +extreme contempt, or as it is often called loathing contempt, hardly +differs from disgust. These several conditions of the mind are, +therefore, nearly related; and each of them may be exhibited in many +different ways. Some writers have insisted chiefly on one mode of +expression, and others on a different mode. From this circumstance M. +Lemoine has argued[1101] that their descriptions are not trustworthy. +But we shall immediately see that it is natural that the feelings which +we have here to consider should be expressed in many different ways, +inasmuch as various habitual actions serve equally well, through the +principle of association, for their expression. + +Scorn and disdain, as well as sneering and defiance, may be displayed +by a slight uncovering of the canine tooth on one side of the face; and +this movement appears to graduate into one closely like a smile. Or the +smile or laugh may be real, although one of derision; and this implies +that the offender is so insignificant that he excites only amusement; +but the amusement is generally a pretence. Gaika in his answers to my +queries remarks, that contempt is commonly shown by his countrymen, the +Kafirs, by smiling; and the Rajah Brooke makes the same observation with +respect to the Dyaks of Borneo. As laughter is primarily the expression +of simple joy, very young children do not, I believe, ever laugh in +derision. + +The partial closure of the eyelids, as Duchenne[1102] insists, or the +turning away of the eyes or of the whole body, are likewise highly +expressive of disdain. These actions seem to declare that the despised +person is not worth looking at or is disagreeable to behold. The +accompanying photograph (Plate V. fig. 1) by Mr. Rejlander, shows this +form of disdain. It represents a young lady, who is supposed to be +tearing up the photograph of a despised lover. + +[Illustration: Scorn and Disdain. Plate V] + +The most common method of expressing contempt is by movements about +the nose, or round the mouth; but the latter movements, when strongly +pronounced, indicate disgust. The nose may be slightly turned up, which +apparently follows from the turning up of the upper lip; or the movement +may be abbreviated into the mere wrinkling of the nose. The nose is +often slightly contracted, so as partly to close the passage;[1103] and +this is commonly accompanied by a slight snort or expiration. All these +actions are the same with those which we employ when we perceive an +offensive odour, and wish to exclude or expel it. In extreme cases, as +Dr. Piderit remarks,[1104] we protrude and raise both lips, or the upper +lip alone, so as to close the nostrils as by a valve, the nose being +thus turned up. We seem thus to say to the despised person that he +smells offensively,[1105] in nearly the same manner as we express to him +by half-closing our eyelids, or turning away our faces, that he is not +worth looking at. It must not, however, be supposed that such ideas +actually pass through the mind when we exhibit our contempt; but as +whenever we have perceived a disagreeable odour or seen a disagreeable +sight, actions of this kind have been performed, they have become +habitual or fixed, and are now employed under any analogous state of +mind. + +Various odd little gestures likewise indicate contempt; for instance, +_snapping one's fingers_. This, as Mr. Taylor remarks,[1106] "is not +very intelligible as we generally see it; but when we notice that the +same sign made quite gently, as if rolling some tiny object away +between the finger and thumb, or the sign of flipping it away with the +thumb-nail and forefinger, are usual and well-understood deaf-and-dumb +gestures, denoting anything tiny, insignificant, contemptible, it seems +as though we had exaggerated and conventionalized a perfectly natural +action, so as to lose sight of its original meaning. There is a curious +mention of this gesture by Strabo." Mr. Washington Matthews informs me +that, with the Dakota Indians of North America, contempt is shown +not only by movements of the face, such as those above described, but +"conventionally, by the hand being closed and held near the breast, +then, as the forearm is suddenly extended, the hand is opened and the +fingers separated from each other. If the person at whose expense the +sign is made is present, the hand is moved towards him, and the head +sometimes averted from him." This sudden extension and opening of the +hand perhaps indicates the dropping or throwing away a valueless object. + +The term 'disgust,' in its simplest sense, means something offensive to +the taste. It is curious how readily this feeling is excited by anything +unusual in the appearance, odour, or nature of our food. In Tierra del +Fuego a native touched with his finger some cold preserved meat which +I was eating at our bivouac, and plainly showed utter disgust at its +softness; whilst I felt utter disgust at my food being touched by a +naked savage, though his hands did not appear dirty. A smear of soup +on a man's beard looks disgusting, though there is of course nothing +disgusting in the soup itself. I presume that this follows from the +strong association in our minds between the sight of food, however +circumstanced, and the idea of eating it. + +As the sensation of disgust primarily arises in connection with the act +of eating or tasting, it is natural that its expression should consist +chiefly in movements round the mouth. But as disgust also causes +annoyance, it is generally accompanied by a frown, and often by gestures +as if to push away or to guard oneself against the offensive object. +In the two photographs (figs. 2 and 3, on Plate V.) Mr. Rejlander has +simulated this expression with some success. With respect to the face, +moderate disgust is exhibited in various ways; by the mouth being widely +opened, as if to let an offensive morsel drop out; by spitting; by +blowing out of the protruded lips; or by a sound as of clearing the +throat. Such guttural sounds are written _ach_ or _ugh_; and their +utterance is sometimes accompanied by a shudder, the arms being pressed +close to the sides and the shoulders raised in the same manner as when +horror is experienced.[1107] Extreme disgust is expressed by movements +round the month identical with those preparatory to the act of vomiting. +The mouth is opened widely, with the upper lip strongly retracted, which +wrinkles the sides of the nose, and with the lower lip protruded +and everted as much as possible. This latter movement requires the +contraction of the muscles which draw downwards the corners of the +mouth.[1108] + +It is remarkable how readily and instantly retching or actual vomiting +is induced in some persons by the mere idea of having partaken of any +unusual food, as of an animal which is not commonly eaten; although +there is nothing in such food to cause the stomach to reject it. When +vomiting results, as a reflex action, from some real cause--as from +too rich food, or tainted meat, or from an emetic--it does not ensue +immediately, but generally after a considerable interval of time. +Therefore, to account for retching or vomiting being so quickly and +easily excited by a mere idea, the suspicion arises that our progenitors +must formerly have had the power (like that possessed by ruminants and +some other animals) of voluntarily rejecting food which disagreed with +them, or which they thought would disagree with them; and now, though +this power has been lost, as far as the will is concerned, it is +called into involuntary action, through the force of a formerly +well-established habit, whenever the mind revolts at the idea of having +partaken of any kind of food, or at anything disgusting. This suspicion +receives support from the fact, of which I am assured by Mr. Sutton, +that the monkeys in the Zoological Gardens often vomit whilst in perfect +health, which looks as if the act were voluntary. We can see that as +man is able to communicate by language to his children and others, +the knowledge of the kinds of food to be avoided, he would have little +occasion to use the faculty of voluntary rejection; so that this power +would tend to be lost through disuse. + +As the sense of smell is so intimately connected with that of taste, it +is not surprising that an excessively bad odour should excite retching +or vomiting in some persons, quite as readily as the thought of +revolting food does; and that, as a further consequence, a moderately +offensive odour should cause the various expressive movements of +disgust. The tendency to retch from a fetid odour is immediately +strengthened in a curious manner by some degree of habit, though soon +lost by longer familiarity with the cause of offence and by voluntary +restraint. For instance, I wished to clean the skeleton of a bird, which +had not been sufficiently macerated, and the smell made my servant +and myself (we not having had much experience in such work) retch so +violently, that we were compelled to desist. During the previous days I +had examined some other skeletons, which smelt slightly; yet the odour +did not in the least affect me, but, subsequently for several days, +whenever I handled these same skeletons, they made me retch. + +From the answers received from my correspondents it appears that the +various movements, which have now been described as expressing contempt +and disgust, prevail throughout a large part of the world. Dr. Rothrock, +for instance, answers with a decided affirmative with respect to certain +wild Indian tribes of North America. Crantz says that when a Greenlander +denies anything with contempt or horror he turns up his nose, and +gives a slight sound through it.[1109] Mr. Scott has sent me a graphic +description of the face of a young Hindoo at the sight of castor-oil, +which he was compelled occasionally to take. Mr. Scott has also seen the +same expression on the faces of high-caste natives who have approached +close to some defiling object. Mr. Bridges says that the Fuegians +"express contempt by shooting out the lips and hissing through them, and +by turning up the nose." The tendency either to snort through the nose, +or to make a noise expressed by _ugh_ or _ach_, is noticed by several of +my correspondents. + +Spitting seems an almost universal sign of contempt or disgust; and +spitting obviously represents the rejection of anything offensive +from the mouth. Shakspeare makes the Duke of Norfolk say, "I spit at +him--call him a slanderous coward and a villain." So, again, Falstaff +says, "Tell thee what, Hal,--if I tell thee a lie, spit in my face." +Leichhardt remarks that the Australians "interrupted their speeches by +spitting, and uttering a noise like pooh! pooh! apparently expressive of +their disgust." And Captain Burton speaks of certain negroes "spitting +with disgust upon the ground." Captain Speedy informs me that this is +likewise the case with the Abyssinians. Mr. Geach says that with the +Malays of Malacca the expression of disgust "answers to spitting from +the mouth;" and with the Fuegians, according to Mr. Bridges "to spit at +one is the highest mark of contempt." + +I never saw disgust more plainly expressed than on the face of one of my +infants at the age of five months, when, for the first time, some cold +water, and again a month afterwards, when a piece of ripe cherry was put +into his mouth. This was shown by the lips and whole mouth assuming a +shape which allowed the contents to run or fall quickly out; the tongue +being likewise protruded. These movements were accompanied by a little +shudder. It was all the more comical, as I doubt whether the child +felt real disgust--the eyes and forehead expressing much surprise and +consideration. The protrusion of the tongue in letting a nasty object +fall out of the mouth, may explain how it is that lolling out the tongue +universally serves as a sign of contempt and hatred.[1111] + +We have now seen that scorn, disdain, contempt, and disgust are +expressed in many different ways, by movements of the features, and by +various gestures; and that these are the same throughout the world. They +all consist of actions representing the rejection or exclusion of some +real object which we dislike or abhor, but which does not excite in us +certain other strong emotions, such as rage or terror; and through the +force of habit and association similar actions are performed, whenever +any analogous sensation arises in our minds. + +_Jealousy, Envy, Avarice, Revenge, Suspicion, Deceit, Slyness, Guilt, +Vanity, Conceit, Ambition, Pride, Humility, &c_.--It is doubtful whether +the greater number of the above complex states of mind are revealed +by any fixed expression, sufficiently distinct to be described or +delineated. When Shakspeare speaks of Envy as _lean-faced_, or _black_, +or _pale_, and Jealousy as "_the green-eyed monster_;" and when Spenser +describes Suspicion as "_foul, ill-favoured, and grim_," they must have +felt this difficulty. Nevertheless, the above feelings--at least many +of them--can be detected by the eye; for instance, conceit; but we are +often guided in a much greater degree than we suppose by our previous +knowledge of the persons or circumstances. + +My correspondents almost unanimously answer in the affirmative to my +query, whether the expression of guilt and deceit can be recognized +amongst the various races of man; and I have confidence in their +answers, as they generally deny that jealousy can thus be recognized. +In the cases in which details are given, the eyes are almost always +referred to. The guilty man is said to avoid looking at his accuser, or +to give him stolen looks. The eyes are said "to be turned askant," or +"to waver from side to side," or "the eyelids to be lowered and partly +closed." This latter remark is made by Mr. Hagenauer with respect to +the Australians, and by Gaika with respect to the Kafirs. The restless +movements of the eyes apparently follow, as will be explained when we +treat of blushing, from the guilty man not enduring to meet the gaze +of his accuser. I may add, that I have observed a guilty expression, +without a shade of fear, in some of my own children at a very early age. +In one instance the expression was unmistakably clear in a child two +years and seven months old, and led to the detection of his little +crime. It was shown, as I record in my notes made at the time, by +an unnatural brightness in the eyes, and by an odd, affected manner, +impossible to describe. + +Slyness is also, I believe, exhibited chiefly by movements about the +eyes; for these are less under the control of the will, owing to the +force of long-continued habit, than are the movements of the body. Mr. +Herbert Spencer remarks,[1112] "When there is a desire to see something +on one side of the visual field without being supposed to see it, the +tendency is to check the conspicuous movement of the head, and to make +the required adjustment entirely with the eyes; which are, therefore, +drawn very much to one side. Hence, when the eyes are turned to one +side, while the face is not turned to the same side, we get the natural +language of what is called slyness." + +Of all the above-named complex emotions, Pride, perhaps, is the most +plainly expressed. A proud man exhibits his sense of superiority over +others by holding his head and body erect. He is haughty (_haut_), +or high, and makes himself appear as large as possible; so that +metaphorically he is said to be swollen or puffed up with pride. A +peacock or a turkey-cock strutting about with puffed-up feathers, is +sometimes said to be an emblem of pride.[1113] The arrogant man looks +down on others, and with lowered eyelids hardly condescends to see them; +or he may show his contempt by slight movements, such as those before +described, about the nostrils or lips. Hence the muscle which everts the +lower lip has been called the _musculus superbus_. In some photographs +of patients affected by a monomania of pride, sent me by Dr. Crichton +Browne, the head and body were held erect, and the mouth firmly closed. +This latter action, expressive of decision, follows, I presume, from +the proud man feeling perfect self-confidence in himself. The whole +expression of pride stands in direct antithesis to that of humility; so +that nothing need here be said of the latter state of mind. + + +_Helplessness, Impotence: Shrugging the shoulders_.--When a man wishes +to show that he cannot do something, or prevent something being done, he +often raises with a quick movement both shoulders. At the same time, +if the whole gesture is completed, he bends his elbows closely +inwards, raises his open hands, turning them outwards, with the fingers +separated. The head is often thrown a little on one side; the eyebrows +are elevated, and this causes wrinkles across the forehead. The mouth is +generally opened. I may mention, in order to show how unconsciously +the features are thus acted on, that though I had often intentionally +shrugged my shoulders to observe how my arms were placed, I was not at +all aware that my eyebrows were raised and mouth opened, until I looked +at myself in a glass; and since then I have noticed the same movements +in the faces of others. In the accompanying Plate VI., figs. 3 and +4, Mr. Rejlander has successfully acted the gesture of shrugging the +shoulders. + +Englishmen are much less demonstrative than the men of most other +European nations, and they shrug their shoulders far less frequently and +energetically than Frenchmen or Italians do. The gesture varies in all +degrees from the complex movement, just described, to only a momentary +and scarcely perceptible raising of both shoulders; or, as I have +noticed in a lady sitting in an arm-chair, to the mere turning slightly +outwards of the open hands with separated fingers. I have never seen +very young English children shrug their shoulders, but the following +case was observed with care by a medical professor and excellent +observer, and has been communicated to me by him. The father of this +gentleman was a Parisian, and his mother a Scotch lady. His wife is of +British extraction on both sides, and my informant does not believe +that she ever shrugged her shoulders in her life. His children have been +reared in England, and the nursemaid is a thorough Englishwoman, who +has never been seen to shrug her shoulders. Now, his eldest daughter +was observed to shrug her shoulders at the age of between sixteen and +eighteen months; her mother exclaiming at the time, "Look at the little +French girl shrugging her shoulders!" At first she often acted thus, +sometimes throwing her head a little backwards and on one side, but she +did not, as far as was observed, move her elbows and hands in the usual +manner. The habit gradually wore away, and now, when she is a little +over four years old, she is never seen to act thus. The father is told +that he sometimes shrugs his shoulders, especially when arguing with +any one; but it is extremely improbable that his daughter should have +imitated him at so early an age; for, as he remarks, she could not +possibly have often seen this gesture in him. Moreover, if the habit +had been acquired through imitation, it is not probable that it would +so soon have been spontaneously discontinued by this child, and, as we +shall immediately see, by a second child, though the father still +lived with his family. This little girl, it may be added, resembles her +Parisian grandfather in countenance to an almost absurd degree. She +also presents another and very curious resemblance to him, namely, by +practising a singular trick. When she impatiently wants something, she +holds out her little hand, and rapidly rubs the thumb against the index +and middle finger: now this same trick was frequently performed under +the same circumstances by her grandfather. + +This gentleman's second daughter also shrugged her shoulders before the +age of eighteen months, and afterwards discontinued the habit. It is +of course possible that she may have imitated her elder sister; but she +continued it after her sister had lost the habit. She at first resembled +her Parisian grandfather in a less degree than did her sister at the +same age, but now in a greater degree. She likewise practises to the +present time the peculiar habit of rubbing together, when impatient, her +thumb and two of her fore-fingers. + +In this latter case we have a good instance, like those given in a +former chapter, of the inheritance of a trick or gesture; for no one, I +presume, will attribute to mere coincidence so peculiar a habit as this, +which was common to the grandfather and his two grandchildren who had +never seen him. + +Considering all the circumstances with reference to these children +shrugging their shoulders, it can hardly be doubted that they have +inherited the habit from their French progenitors, although they +have only one quarter French blood in their veins, and although their +grandfather did not often shrug his shoulders. There is nothing very +unusual, though the fact is interesting, in these children having gained +by inheritance a habit during early youth, and then discontinuing it; +for it is of frequent occurrence with many kinds of animals that certain +characters are retained for a period by the young, and are then lost. + +As it appeared to me at one time improbable in a high degree that +so complex a gesture as shrugging the shoulders, together with the +accompanying movements, should be innate, I was anxious to ascertain +whether the blind and deaf Laura Bridgman, who could not have learnt the +habit by imitation, practised it. And I have heard, through Dr. Innes, +from a lady who has lately had charge of her, that she does shrug her +shoulders, turn in her elbows, and raise her eyebrows in the same manner +as other people, and under the same circumstances. I was also anxious +to learn whether this gesture was practised by the various races of man, +especially by those who never have had much intercourse with Europeans. +We shall see that they act in this manner; but it appears that the +gesture is sometimes confined to merely raising or shrugging the +shoulders, without the other movements. + +Mr. Scott has frequently seen this gesture in the Bengalees and Dhangars +(the latter constituting a distinct race) who are employed in the +Botanic Garden at Calcutta; when, for instance, they have declared that +they could not do some work, such as lifting a heavy weight. He ordered +a Bengalee to climb a lofty tree; but the man, with a shrug of his +shoulders and a lateral shake of his head, said he could not. Mr. Scott +knowing that the man was lazy, thought he could, and insisted on his +trying. His face now became pale, his arms dropped to his sides, his +mouth and eyes were widely opened, and again surveying the tree, he +looked askant at Mr. Scott, shrugged his shoulders, inverted his elbows, +extended his open hands, and with a few quick lateral shakes of the head +declared his inability. Mr. H. Erskine has likewise seen the natives of +India shrugging their shoulders; but he has never seen the elbows turned +so much inwards as with us; and whilst shrugging their shoulders they +sometimes lay their uncrossed hands on their breasts. + +With the wild Malays of the interior of Malacca, and with the Bugis +(true Malays, though speaking a different, language), Mr. Geach has +often seen this gesture. I presume that it is complete, as, in answer to +my query descriptive of the movements of the shoulders, arms, hands, and +face, Mr. Geach remarks, "it is performed in a beautiful style." I +have lost an extract from a scientific voyage, in which shrugging the +shoulders by some natives (Micronesians) of the Caroline Archipelago in +the Pacific Ocean, was well described. Capt. Speedy informs me that the +Abyssinians shrug their shoulders but enters into no details. Mrs. Asa +Gray saw an Arab dragoman in Alexandria acting exactly as described in +my query, when an old gentleman, on whom he attended, would not go in +the proper direction which had been pointed out to him. + +Mr. Washington Matthews says, in reference to the wild Indian tribes +of the western parts of the United States, "I have on a few occasions +detected men using a slight apologetic shrug, but the rest of the +demonstration which you describe I have not witnessed." Fritz Muller +informs me that he has seen the negroes in Brazil shrugging their +shoulders; but it is of course possible that they may have learnt to do +so by imitating the Portuguese. Mrs. Barber has never seen this gesture +with the Kafirs of South Africa; and Gaika, judging from his answer, +did not even understand what was meant by my description. Mr. Swinhoe +is also doubtful about the Chinese; but he has seen them, under the +circumstances which would make us shrug our shoulders, press their right +elbow against their side, raise their eyebrows, lift up their hand with +the palm directed towards the person addressed, and shake it from right +to left. Lastly, with respect to the Australians, four of my informants +answer by a simple negative, and one by a simple affirmative. Mr. +Bunnett, who has had excellent opportunities for observation on the +borders of the Colony of Victory, also answers by a "yes," adding that +the gesture is performed "in a more subdued and less demonstrative +manner than is the case with civilized nations." This circumstance may +account for its not having been noticed by four of my informants. + +These statements, relating to Europeans, Hindoos, the hill-tribes of +India, Malays, Micronesians, Abyssinians, Arabs, Negroes, Indians of +North America, and apparently to the Australians--many of these natives +having had scarcely any intercourse with Europeans--are sufficient to +show that shrugging the shoulders, accompanied in some cases by the +other proper movements, is a gesture natural to mankind. + +This gesture implies an unintentional or unavoidable action on our own +part, or one that we cannot perform; or an action performed by another +person which we cannot prevent. It accompanies such speeches as, "It was +not my fault;" "It is impossible for me to grant this favour;" "He +must follow his own course, I cannot stop him." Shrugging the shoulders +likewise expresses patience, or the absence of any intention to resist. +Hence the muscles which raise the shoulders are sometimes called, as I +have been informed by an artist, the patience muscles. Shylock the Jew, +says, + + "Signor Antonio, many a time and oft + In the Rialto have you rated me + About my monies and usances; + Still have I borne it with a patient shrug." + _Merchant of Venice_, act 1. sc. 3. + + +Sir C. Bell has given[1114] a life-like figure of a man, who is +shrinking back from some terrible danger, and is on the point of +screaming out in abject terror. He is represented with his shoulders +lifted up almost to his ears; and this at once declares that there is no +thought of resistance. + +As shrugging the shoulders generally implies "I cannot do this or +that," so by a slight change, it sometimes implies "I won't do it." +The movement then expresses a dogged determination not to act. Olmsted +describes[1115] an Indian in Texas as giving a great shrug to his +shoulders, when he was informed that a party of men were Germans and not +Americans, thus expressing that he would have nothing to do with them. +Sulky and obstinate children may be seen with both their shoulders +raised high up; but this movement is not associated with the others +which generally accompany a true shrug. An excellent observer[1116] in +describing a young man who was determined not to yield to his father's +desire, says, "He thrust his hands deep down into his pockets, and set +up his shoulders to his ears, which was a good warning that, come right +or wrong, this rock should fly from its firm base as soon as Jack would; +and that any remonstrance on the subject was purely futile." As soon +as the son got his own way, he "put his shoulders into their natural +position." + +Resignation is sometimes shown by the open hands being placed, one over +the other, on the lower part of the body. I should not have thought this +little gesture worth even a passing notice, had not Dr. W. Ogle remarked +to me that he had two or three times observed it in patients who were +preparing for operations under chloroform. They exhibited no great fear, +but seemed to declare by this posture of their hands, that they had made +up their minds, and were resigned to the inevitable. + +We may now inquire why men in all parts of the world when they +feel,--whether or not they wish to show this feeling,--that they cannot +or will not do something, or will not resist something if done by +another, shrug their shoulders, at the same time often bending in their +elbows, showing the palms of their hands with extended fingers, often +throwing their heads a little on one side, raising their eyebrows, +and opening their mouths. These states of the mind are either simply +passive, or show a determination not to act. None of the above movements +are of the least service. The explanation lies, I cannot doubt, in the +principle of unconscious antithesis. This principle here seems to come +into play as clearly as in the case of a dog, who, when feeling savage, +puts himself in the proper attitude for attacking and for making himself +appear terrible to his enemy; but as soon as he feels affectionate, +throws his whole body into a directly opposite attitude, though this is +of no direct use to him. + +Let it be observed how an indignant man, who resents, and will not +submit to some injury, holds his head erect, squares his shoulders, and +expands his chest. He often clenches his fists, and puts one or both +arms in the proper position for attack or defence, with the muscles +of his limbs rigid. He frowns,--that is, he contracts and lowers +his brows,--and, being determined, closes his mouth. The actions and +attitude of a helpless man are, in every one of these respects, exactly +the reverse. In Plate VI. we may imagine one of the figures on the left +side to have just said, "What do you mean by insulting me?" and one of +the figures on the right side to answer, "I really could not help it." +The helpless man unconsciously contracts the muscles of his forehead +which are antagonistic to those that cause a frown, and thus raises his +eyebrows; at the same time he relaxes the muscles about the mouth, so +that the lower jaw drops. The antithesis is complete in every detail, +not only in the movements of the features, but in the position of the +limbs and in the attitude of the whole body, as may be seen in the +accompanying plate. As the helpless or apologetic man often wishes to +show his state of mind, he then acts in a conspicuous or demonstrative +manner. + +In accordance with the fact that squaring the elbows and clenching the +fists are gestures by no means universal with the men of all races, +when they feel indignant and are prepared to attack their enemy, so it +appears that a helpless or apologetic frame of mind is expressed in many +parts of the world by merely shrugging the shoulders, without turning +inwards the elbows and opening the hands. The man or child who is +obstinate, or one who is resigned to some great misfortune, has in +neither case any idea of resistance by active means; and he expresses +this state of mind, by simply keeping his shoulders raised; or he may +possibly fold his arms across his breast. + +_Signs of affirmation or approval, and of negation or disapproval: +nodding and shaking the head_.--I was curious to ascertain how far +the common signs used by us in affirmation and negation were general +throughout the world. These signs are indeed to a certain extent +expressive of our feelings, as we give a vertical nod of approval with +a smile to our children, when we approve of their conduct; and shake +our heads laterally with a frown, when we disapprove. With infants, the +first act of denial consists in refusing food; and I repeatedly noticed +with my own infants, that they did so by withdrawing their heads +laterally from the breast, or from anything offered them in a spoon. In +accepting food and taking it into their mouths, they incline their heads +forwards. Since making these observations I have been informed that +the same idea had occurred to Charma.[1117] It deserves notice that in +accepting or taking food, there is only a single movement forward, and a +single nod implies an affirmation. On the other hand, in refusing food, +especially if it be pressed on them, children frequently move their +heads several times from side to side, as we do in shaking our heads +in negation. Moreover, in the case of refusal, the head is not rarely +thrown backwards, or the mouth is closed, so that these movements might +likewise come to serve as signs of negation. Mr. Wedgwood remarks on +this subject,[1118] that "when the voice is exerted with closed teeth +or lips, it produces the sound of the letter _n_ or _m_. Hence we +may account for the use of the particle _ne_ to signify negation, and +possibly also of the Greek mh in the same sense." + +That these signs are innate or instinctive, at least with Anglo-Saxons, +is rendered highly probable by the blind and deaf Laura Bridgman +"constantly accompanying her _yes_ with the common affirmative nod, and +her _no_ with our negative shake of the head." Had not Mr. Lieber stated +to the contrary,[1119] I should have imagined that these gestures might +have been acquired or learnt by her, considering her wonderful sense of +touch and appreciation of the movements of others. With microcephalous +idiots, who are so degraded that they never learn to speak, one of them +is described by Vogt,[1120] as answering, when asked whether he wished +for more food or drink, by inclining or shaking his head. Schmalz, in +his remarkable dissertation on the education of the deaf and dumb, as +well as of children raised only one degree above idiotcy, assumes that +they can always both make and understand the common signs of affirmation +and negation. + +Nevertheless if we look to the various races of man, these signs are +not so universally employed as I should have expected; yet they seem +too general to be ranked as altogether conventional or artificial. My +informants assert that both signs are used by the Malays, by the natives +of Ceylon, the Chinese, the negroes of the Guinea coast, and, according +to Gaika, by the Kafirs of South Africa, though with these latter people +Mrs. Barber has never seen a lateral shake used as a negative. With +respect to the Australians, seven observers agree that a nod is given in +affirmation; five agree about a lateral shake in negation, accompanied +or not by some word; but Mr. Dyson Lacy has never seen this latter sign +in Queensland, and Mr. Bulmer says that in Gipps' Land a negative is +expressed by throwing the head a little backwards and putting out the +tongue. At the northern extremity of the continent, near Torres Straits, +the natives when uttering a negative "don't shake the head with it, but +holding up the right hand, shake it by turning it half round and back +again two or three times."[1122] The throwing back of the head with +a cluck of the tongue is said to be used as a negative by the modern +Greeks and Turks, the latter people expressing _yes_ by a movement like +that made by us when we shake our heads.[1123] The Abyssinians, as I am +informed by Captain Speedy, express a negative by jerking the head +to the right shoulder, together with a slight cluck, the mouth being +closed; an affirmation is expressed by the head being thrown backwards +and the eyebrows raised for an instant. The Tagals of Luzon, in the +Philippine Archipelago, as I hear from Dr. Adolf Meyer, when they say +"yes," also throw the head backwards. According to the Rajah Brooke, the +Dyaks of Borneo express an affirmation by raising the eyebrows, and a +negation by slightly contracting them, together with a peculiar look +from the eyes. With the Arabs on the Nile, Professor and Mrs. Asa Gray +concluded that nodding in affirmation was rare, whilst shaking the head +in negation was never used, and was not even understood by them. +With the Esquimaux[1124] a nod means _yes_ and a wink _no_. The +New Zealanders "elevate the head and chin in place of nodding +acquiescence."[1125] + +With the Hindoos Mr. H. Erskine concludes from inquiries made from +experienced Europeans, and from native gentlemen, that the signs of +affirmation and negation vary--a nod and a lateral shake being sometimes +used as we do; but a negative is more commonly expressed by the head +being thrown suddenly backwards and a little to one side, with a cluck +of the tongue. What the meaning may be of this cluck of the tongue, +which has been observed with various people, I cannot imagine. A native +gentleman stated that affirmation is frequently shown by the head being +thrown to the left. I asked Mr. Scott to attend particularly to this +point, and, after repeated observations, he believes that a vertical nod +is not commonly used by the natives in affirmation, but that the head +is first thrown backwards either to the left or right, and then jerked +obliquely forwards only once. This movement would perhaps have been +described by a less careful observer as a lateral shake. He also states +that in negation the head is usually held nearly upright, and shaken +several times. + +Mr. Bridges informs me that the Fuegians nod their heads vertically in +affirmation, and shake them laterally in denial. With the wild Indians +of North America, according to Mr. Washington Matthews, nodding and +shaking the head have been learnt from Europeans, and are not naturally +employed. They express affirmation by describing with the hand (all the +fingers except the index being flexed) a curve downwards and outwards +from the body, whilst negation is expressed by moving the open hand +outwards, with the palm facing inwards. Other observers state that the +sign of affirmation with these Indians is the forefinger being raised, +and then lowered and pointed to the ground, or the hand is waved +straight forward from the face; and that the sign of negation is +the finger or whole hand shaken from side to side.[1126] This latter +movement probably represents in all cases the lateral shaking of the +head. The Italians are said in like manner to move the lifted finger +from right to left in negation, as indeed we English sometimes do. + +On the whole we find considerable diversity in the signs of affirmation +and negation in the different races of man. With respect to negation, +if we admit that the shaking of the finger or hand from side to side is +symbolic of the lateral movement of the head; and if we admit that the +sudden backward movement of the head represents one of the actions +often practised by young children in refusing food, then there is much +uniformity throughout the world in the signs of negation, and we can +see how they originated. The most marked exceptions are presented by the +Arabs, Esquimaux, some Australian tribes, and Dyaks. With the latter a +frown is the sign of negation, and with us frowning often accompanies a +lateral shake of the head. + +With respect to nodding in affirmation, the exceptions are rather more +numerous, namely with some of the Hindoos, with the Turks, Abyssinians, +Dyaks, Tagals, and New Zealanders. The eyebrows are sometimes raised in +affirmation, and as a person in bending his head forwards and downwards +naturally looks up to the person whom he addresses, he will be apt +to raise his eyebrows, and this sign may thus have arisen as an +abbreviation. So again with the New Zealanders, the lifting up the chin +and head in affirmation may perhaps represent in an abbreviated form +the upward movement of the head after it has been nodded forwards and +downwards. + + + +CHAPTER XII. -- SURPRISE--ASTONISHMENT--FEAR--HORROR. + +Surprise, astonishment--Elevation of the eyebrows--Opening +the mouth--Protrusion of the lips--Gestures accompanying +surprise--Admiration--Fear--Terror--Erection of the hair--Contraction of +the platysma muscle--Dilatation of the pupils--Horror--Conclusion. + + +ATTENTION, if sudden and close, graduates into surprise; and this into +astonishment; and this into stupefied amazement. The latter frame of +mind is closely akin to terror. Attention is shown by the eyebrows being +slightly raised; and as this state increases into surprise, they are +raised to a much greater extent, with the eyes and mouth widely open. +The raising of the eyebrows is necessary in order that the eyes should +be opened quickly and widely; and this movement produces transverse +wrinkles across the forehead. The degree to which the eyes and mouth are +opened corresponds with the degree of surprise felt; but these movements +must be coordinated; for a widely opened mouth with eyebrows only +slightly raised results in a meaningless grimace, as Dr. Duchenne has +shown in one of his photographs.[1201] On the other hand, a person may +often be seen to pretend surprise by merely raising his eyebrows. + +Dr. Duchenne has given a photograph of an old man with his eyebrows well +elevated and arched by the galvanization of the frontal muscle; and with +his mouth voluntarily opened. This figure expresses surprise with much +truth. I showed it to twenty-four persons without a word of explanation, +and one alone did not at all understand what was intended. A second +person answered terror, which is not far wrong; some of the others, +however, added to the words surprise or astonishment, the epithets +horrified, woful, painful, or disgusted. + +The eyes and mouth being widely open is an expression universally +recognized as one of surprise or astonishment. Thus Shakespeare says, +"I saw a smith stand with open mouth swallowing a tailor's news." ('King +John,' act iv. scene ii.) And again, "They seemed almost, with staring +on one another, to tear the cases of their eyes; there was speech in the +dumbness, language in their very gesture; they looked as they had heard +of a world destroyed." ('Winter's Tale,' act v. scene ii.) + +My informants answer with remarkable uniformity to the same effect, with +respect to the various races of man; the above movements of the features +being often accompanied by certain gestures and sounds, presently to +be described. Twelve observers in different parts of Australia agree +on this head. Mr. Winwood Reade has observed this expression with the +negroes on the Guinea coast. The chief Gaika and others answer _yes_ to +my query with respect to the Kafirs of South Africa; and so do others +emphatically with reference to the Abyssinians, Ceylonese, Chinese, +Fuegians, various tribes of North America, and New Zealanders. With the +latter, Mr. Stack states that the expression is more plainly shown by +certain individuals than by others, though all endeavour as much as +possible to conceal their feelings. The Dyaks of Borneo are said by the +Rajah Brooke to open their eyes widely, when astonished, often swinging +their heads to and fro, and beating their breasts. Mr. Scott informs me +that the workmen in the Botanic Gardens at Calcutta are strictly ordered +not to smoke; but they often disobey this order, and when suddenly +surprised in the act, they first open their eyes and mouths widely. +They then often slightly shrug their shoulders, as they perceive that +discovery is inevitable, or frown and stamp on the ground from vexation. +Soon they recover from their surprise, and abject fear is exhibited by +the relaxation of all their muscles; their heads seem to sink between +their shoulders; their fallen eyes wander to and fro; and they +supplicate forgiveness. + +The well-known Australian explorer, Mr. Stuart, has given[1202] a +striking account of stupefied amazement together with terror in a native +who had never before seen a man on horseback. Mr. Stuart approached +unseen and called to him from a little distance. "He turned round and +saw me. What he imagined I was I do not know; but a finer picture of +fear and astonishment I never saw. He stood incapable of moving a +limb, riveted to the spot, mouth open and eyes staring.... He remained +motionless until our black got within a few yards of him, when suddenly +throwing down his waddies, he jumped into a mulga bush as high as he +could get." He could not speak, and answered not a word to the inquiries +made by the black, but, trembling from head to foot, "waved with his +hand for us to be off." + +That the eyebrows are raised by an innate or instinctive impulse may +be inferred from the fact that Laura Bridgman invariably acts thus when +astonished, as I have been assured by the lady who has lately had charge +of her. As surprise is excited by something unexpected or unknown, we +naturally desire, when startled, to perceive the cause as quickly as +possible; and we consequently open our eyes fully, so that the field of +vision may be increased, and the eyeballs moved easily in any direction. +But this hardly accounts for the eyebrows being so greatly raised as +is the case, and for the wild staring of the open eyes. The explanation +lies, I believe, in the impossibility of opening the eyes with great +rapidity by merely raising the upper lids. To effect this the eyebrows +must be lifted energetically. Any one who will try to open his eyes as +quickly as possible before a mirror will find that he acts thus; and the +energetic lifting up of the eyebrows opens the eyes so widely that +they stare, the white being exposed all round the iris. Moreover, the +elevation of the eyebrows is an advantage in looking upwards; for as +long as they are lowered they impede our vision in this direction. +Sir C. Bell gives[1203] a curious little proof of the part which the +eyebrows play in opening the eyelids. In a stupidly drunken man all the +muscles are relaxed, and the eyelids consequently droop, in the same +manner as when we are falling asleep. To counteract this tendency the +drunkard raises his eyebrows; and this gives to him a puzzled, foolish +look, as is well represented in one of Hogarth's drawings. The habit of +raising the eyebrows having once been gained in order to see as quickly +as possible all around us, the movement would follow from the force of +association whenever astonishment was felt from any cause, even from a +sudden sound or an idea. + +With adult persons, when the eyebrows are raised, the whole forehead +becomes much wrinkled in transverse lines; but with children this occurs +only to a slight degree. The wrinkles run in lines concentric with each +eyebrow, and are partially confluent in the middle. They are highly +characteristic of the expression of surprise or astonishment. Each +eyebrow, when raised, becomes also, as Duchenne remarks,[1204] more +arched than it was before. + +The cause of the mouth being opened when astonishment is felt, is a much +more complex affair; and several causes apparently concur in leading +to this movement. It has often been supposed[1205] that the sense +of hearing is thus rendered more acute; but I have watched persons +listening intently to a slight noise, the nature and source of which +they knew perfectly, and they did not open their mouths. Therefore I at +one time imagined that the open mouth might aid in distinguishing the +direction whence a sound proceeded, by giving another channel for its +entrance into the ear through the eustachian tube, But Dr. W. Ogle[1206] +has been so kind as to search the best recent authorities on the +functions of the eustachian tube, and he informs me that it is almost +conclusively proved that it remains closed except during the act of +deglutition; and that in persons in whom the tube remains abnormally +open, the sense of hearing, as far as external sounds are concerned, is +by no means improved; on the contrary, it is impaired by the respiratory +sounds being rendered more distinct. If a watch be placed within the +mouth, but not allowed to touch the sides, the ticking is heard much +less plainly than when held outside. In persons in whom from disease +or a cold the eustachian tube is permanently or temporarily closed, +the sense of hearing is injured; but this may be accounted for by mucus +accumulating within the tube, and the consequent exclusion of air. We +may therefore infer that the mouth is not kept open under the sense +of astonishment for the sake of hearing sounds more distinctly; +notwithstanding that most deaf people keep their mouths open. + +Every sudden emotion, including astonishment, quickens the action of +the heart, and with it the respiration. Now we can breathe, as Gratiolet +remarks[1207] and as appears to me to be the case, much more quietly +through the open mouth than through the nostrils. Therefore, when we +wish to listen intently to any sound, we either stop breathing, or +breathe as quietly as possible, by opening our mouths, at the same time +keeping our bodies motionless. One of my sons was awakened in the night +by a noise under circumstances which naturally led to great care, and +after a few minutes he perceived that his mouth was widely open. He +then became conscious that he had opened it for the sake of breathing as +quietly as possible. This view receives support from the reversed case +which occurs with dogs. A dog when panting after exercise, or on a +hot day, breathes loudly; but if his attention be suddenly aroused, +he instantly pricks his ears to listen, shuts his mouth, and breathes +quietly, as he is enabled to do, through his nostrils. + +When the attention is concentrated for a length of time with fixed +earnestness on any object or subject, all the organs of the body +are forgotten and neglected;[1208] and as the nervous energy of each +individual is limited in amount, little is transmitted to any part of +the system, excepting that which is at the time brought into energetic +action. Therefore many of the muscles tend to become relaxed, and the +jaw drops from its own weight. This will account for the dropping of the +jaw and open mouth of a man stupefied with amazement, and perhaps +when less strongly affected. I have noticed this appearance, as I +find recorded in my notes, in very young children when they were only +moderately surprised. + +There is still another and highly effective cause, leading to the mouth +being opened, when we are astonished, and more especially when we are +suddenly startled. We can draw a full and deep inspiration much more +easily through the widely open mouth than through the nostrils. Now when +we start at any sudden sound or sight, almost all the muscles of the +body are involuntarily and momentarily thrown into strong action, for +the sake of guarding ourselves against or jumping away from the danger, +which we habitually associate with anything unexpected. But we always +unconsciously prepare ourselves for any great exertion, as formerly +explained, by first taking a deep and full inspiration, and we +consequently open our mouths. If no exertion follows, and we still +remain astonished, we cease for a time to breathe, or breathe as quietly +as possible, in order that every sound may be distinctly heard. Or +again, if our attention continues long and earnestly absorbed, all our +muscles become relaxed, and the jaw, which was at first suddenly opened, +remains dropped. Thus several causes concur towards this same movement, +whenever surprise, astonishment, or amazement is felt. + +Although when thus affected, our mouths are generally opened, yet the +lips are often a little protruded. This fact reminds us of the +same movement, though in a much more strongly marked degree, in the +chimpanzee and orang when astonished. As a strong expiration naturally +follows the deep inspiration which accompanies the first sense of +startled surprise, and as the lips are often protruded, the various +sounds which are then commonly uttered can apparently be accounted for. +But sometimes a strong expiration alone is heard; thus Laura Bridgman, +when amazed, rounds and protrudes her lips, opens them, and breathes +strongly.[1209] One of the commonest sounds is a deep _Oh_; and this +would naturally follow, as explained by Helmholtz, from the mouth being +moderately opened and the lips protruded. On a quiet night some rockets +were fired from the 'Beagle,' in a little creek at Tahiti, to amuse the +natives; and as each rocket, was let off there was absolute silence, +but this was invariably followed by a deep groaning _Oh_, resounding +all round the bay. Mr. Washington Matthews says that the North American +Indians express astonishment by a groan; and the negroes on the West +Coast of Africa, according to Mr. Winwood Reade, protrude their lips, +and make a sound like _heigh, heigh_. If the mouth is not much opened, +whilst the lips are considerably protruded, a blowing, hissing, or +whistling noise is produced. Mr. R. Brough Smith informs me that an +Australian from the interior was taken to the theatre to see an acrobat +rapidly turning head over heels: "he was greatly astonished, and +protruded his lips, making a noise with his mouth as if blowing out a +match." According to Mr. Bulmer the Australians, when surprised, utter +the exclamation _korki_, "and to do this the mouth is drawn out as if +going to whistle." We Europeans often whistle as a sign of surprise; +thus, in a recent novel[1210] it is said, "here the man expressed his +astonishment and disapprobation by a prolonged whistle." A Kafir girl, +as Mr. J. Mansel Weale informs me, "on hearing of the high price of an +article, raised her eyebrows and whistled just as a European would." Mr. +Wedgwood remarks that such sounds are written down as _whew_, and they +serve as interjections for surprise. + +According to three other observers, the Australians often evince +astonishment by a clucking noise. Europeans also sometimes express +gentle surprise by a little clicking noise of nearly the same kind. We +have seen that when we are startled, the mouth is suddenly opened; and +if the tongue happens to be then pressed closely against the palate, its +sudden withdrawal will produce a sound of this kind, which might thus +come to express surprise. + +[Illustration: Gestures of the body. Plate VII] + +Turning to gestures of the body. A surprised person often raises his +opened hands high above his head, or by bending his arms only to the +level of his face. The flat palms are directed towards the person who +causes this feeling, and the straightened fingers are separated. This +gesture is represented by Mr. Rejlander in Plate VII. fig. 1. In the +'Last Supper,' by Leonardo da Vinci, two of the Apostles have their +hands half uplifted, clearly expressive of their astonishment. A +trustworthy observer told me that he had lately met his wife under most +unexpected circumstances: "She started, opened her mouth and eyes very +widely, and threw up both her arms above her head." Several years ago +I was surprised by seeing several of my young children earnestly doing +something together on the ground; but the distance was too great for +me to ask what they were about. Therefore I threw up my open hands with +extended fingers above my head; and as soon as I had done this, I became +conscious of the action. I then waited, without saying a word, to see if +my children had understood this gesture; and as they came running to me +they cried out, "We saw that you were astonished at us." I do not +know whether this gesture is common to the various races of man, as I +neglected to make inquiries on this head. That it is innate or natural +may be inferred from the fact that Laura Bridgman, when amazed, "spreads +her arms and turns her hands with extended fingers upwards;"[1211] nor +is it likely, considering that the feeling of surprise is generally a +brief one, that she should have learnt this gesture through her keen +sense of touch. + +Huschke describes[1212] a somewhat different yet allied gesture, which +he says is exhibited by persons when astonished. They hold themselves +erect, with the features as before described, but with the straightened +arms extended backwards--the stretched fingers being separated from each +other. I have never myself seen this gesture; but Huschke is probably +correct; for a friend asked another man how he would express great +astonishment, and he at once threw himself into this attitude. + +These gestures are, I believe, explicable on the principle of +antithesis. We have seen that an indignant man holds his head erect, +squares his shoulders, turns out his elbows, often clenches his fist, +frowns, and closes his mouth; whilst the attitude of a helpless man is +in every one of these details the reverse. Now, a man in an ordinary +frame of mind, doing nothing and thinking of nothing in particular, +usually keeps his two arms suspended laxly by his sides, with his hands +somewhat flexed, and the fingers near together. Therefore, to raise the +arms suddenly, either the whole arms or the fore-arms, to open the palms +flat, and to separate the fingers,--or, again, to straighten the arms, +extending them backwards with separated fingers,--are movements in +complete antithesis to those preserved under an indifferent frame +of mind, and they are, in consequence, unconsciously assumed by an +astonished man. There is, also, often a desire to display surprise in +a conspicuous manner, and the above attitudes are well fitted for this +purpose. It may be asked why should surprise, and only a few other +states of the mind, be exhibited by movements in antithesis to others. +But this principle will not be brought into play in the case of those +emotions, such as terror, great joy, suffering, or rage, which naturally +lead to certain lines of action and produce certain effects on the body, +for the whole system is thus preoccupied; and these emotions are already +thus expressed with the greatest plainness. + +There is another little gesture, expressive of astonishment of which I +can offer no explanation; namely, the hand being placed over the mouth +or on some part of the head. This has been observed with so many races +of man, that it must have some natural origin. A wild Australian was +taken into a large room full of official papers, which surprised him +greatly, and he cried out, _cluck, cluck, cluck_, putting the back of +his hand towards his lips. Mrs. Barber says that the Kafirs and Fingoes +express astonishment by a serious look and by placing the right hand +upon the mouth, Littering the word _mawo_, which means 'wonderful.' The +Bushmen are said[1213] to put their right hands to their necks, bending +their heads backwards. Mr. Winwood Reade has observed that the negroes +on the West Coast of Africa, when surprised, clap their hands to their +mouths, saying at the same time, "My mouth cleaves to me," i. e. to +my hands; and he has heard that this is their usual gesture on such +occasions. Captain Speedy informs me that the Abyssinians place +their right hand to the forehead, with the palm outside. Lastly, Mr. +Washington Matthews states that the conventional sign of astonishment +with the wild tribes of the western parts of the United States "is made +by placing the half-closed hand over the mouth; in doing this, the head +is often bent forwards, and words or low groans are sometimes uttered." +Catlin[1214] makes the same remark about the hand being pressed over the +mouth by the Mandans and other Indian tribes. + + +_Admiration_.--Little need be said on this head. Admiration apparently +consists of surprise associated with some pleasure and a sense of +approval. When vividly felt, the eyes are opened and the eyebrows +raised; the eyes become bright, instead of remaining blank, as under +simple astonishment; and the mouth, instead of gaping open, expands into +a smile. + + +_Fear, Terror_.--The word 'fear' seems to be derived from what is sudden +and dangerous;[1215] and that of terror from the trembling of the vocal +organs and body. I use the word 'terror' for extreme fear; but some +writers think it ought to be confined to cases in which the imagination +is more particularly concerned. Fear is often preceded by astonishment, +and is so far akin to it, that both lead to the senses of sight and +hearing being instantly aroused. In both cases the eyes and mouth are +widely opened, and the eyebrows raised. The frightened man at first +stands like a statue motionless and breathless, or crouches down as if +instinctively to escape observation. + +The heart beats quickly and violently, so that it palpitates or knocks +against the ribs; but it is very doubtful whether it then works more +efficiently than usual, so as to send a greater supply of blood to +all parts of the body; for the skin instantly becomes pale, as during +incipient faintness. This paleness of the surface, however, is probably +in large part, or exclusively, due to the vasomotor centre being +affected in such a manner as to cause the contraction of the small +arteries of the skin. That the skin is much affected under the sense of +great fear, we see in the marvellous and inexplicable manner in which +perspiration immediately exudes from it. This exudation is all the +more remarkable, as the surface is then cold, and hence the term a cold +sweat; whereas, the sudorific glands are properly excited into action +when the surface is heated. The hairs also on the skin stand erect; and +the superficial muscles shiver. In connection with the disturbed +action of the heart, the breathing is hurried. The salivary glands act +imperfectly; the mouth becomes dry,[1216] and is often opened and shut. +I have also noticed that under slight fear there is a strong tendency +to yawn. One of the best-marked symptoms is the trembling of all the +muscles of the body; and this is often first seen in the lips. From this +cause, and from the dryness of the mouth, the voice becomes husky or +indistinct, or may altogether fail. "Obstupui, steteruntque comae, et +vox faucibus haesit." + +Of vague fear there is a well-known and grand description in Job:--"In +thoughts from the visions of the night, when deep sleep falleth on men, +fear came upon me, and trembling, which made all my bones to shake. Then +a spirit passed before my face; the hair of my flesh stood up. It stood +still, but I could not discern the form thereof: an image was before my +eyes, there was silence, and I heard a voice, saying, Shall mortal man +be more just than God? Shall a man be more pure than his Maker?" (Job +iv. 13) + +As fear increases into an agony of terror, we behold, as under all +violent emotions, diversified results. The heart beats wildly, or may +fail to act and faintness ensue; there is a death-like pallor; the +breathing is laboured; the wings of the nostrils are wildly dilated; +"there is a gasping and convulsive motion of the lips, a tremor on the +hollow cheek, a gulping and catching of the throat;"[1217] the uncovered +and protruding eyeballs are fixed on the object of terror; or they may +roll restlessly from side to side, _huc illuc volvens oculos totumque +pererrat_.[1218] The pupils are said to be enormously dilated. All the +muscles of the body may become rigid, or may be thrown into convulsive +movements. The hands are alternately clenched and opened, often with +a twitching movement. The arms may be protruded, as if to avert some +dreadful danger, or may be thrown wildly over the head. The Rev. Mr. +Hagenauer has seen this latter action in a terrified Australian. In +other cases there is a sudden and uncontrollable tendency to headlong +flight; and so strong is this, that the boldest soldiers may be seized +with a sudden panic. + +As fear rises to an extreme pitch, the dreadful scream of terror is +heard. Great beads of sweat stand on the skin. All the muscles of the +body are relaxed. Utter prostration soon follows, and the mental powers +fail. The intestines are affected. The sphincter muscles cease to act, +and no longer retain the contents of the body. + +[Illustration: Photograph of an insane woman. Fig. 19] + +Dr. J. Crichton Browne has given me so striking an account of intense +fear in an insane woman, aged thirty-five, that the description though +painful ought not to be omitted. When a paroxysm seizes her, she screams +out, "This is hell!" "There is a black woman!" "I can't get out!"--and +other such exclamations. When thus screaming, her movements are those +of alternate tension and tremor. For one instant she clenches her hands, +holds her arms out before her in a stiff semi-flexed position; then +suddenly bends her body forwards, sways rapidly to and fro, draws her +fingers through her hair, clutches at her neck, and tries to tear off +her clothes. The sterno-cleido-mastoid muscles (which serve to bend the +head on the chest) stand out prominently, as if swollen, and the skin in +front of them is much wrinkled. Her hair, which is cut short at the back +of her head, and is smooth when she is calm, now stands on end; that in +front being dishevelled by the movements of her hands. The countenance +expresses great mental agony. The skin is flushed over the face and +neck, down to the clavicles, and the veins of the forehead and neck +stand out like thick cords. The lower lip drops, and is somewhat +everted. The mouth is kept half open, with the lower jaw projecting. The +cheeks are hollow and deeply furrowed in curved lines running from +the wings of the nostrils to the corners of the mouth. The nostrils +themselves are raised and extended. The eyes are widely opened, and +beneath them the skin appears swollen; the pupils are large. The +forehead is wrinkled transversely in many folds, and at the inner +extremities of the eyebrows it is strongly furrowed in diverging lines, +produced by the powerful and persistent contraction of the corrugators. + +[Illustration: Terror. Fig. 20] + +Mr. Bell has also described[1219] an agony of terror and of despair, +which he witnessed in a murderer, whilst carried to the place of +execution in Turin. "On each side of the car the officiating priests +were seated; and in the centre sat the criminal himself. It was +impossible to witness the condition of this unhappy wretch without +terror; and yet, as if impelled by some strange infatuation, it was +equally impossible not to gaze upon an object so wild, so full of +horror. He seemed about thirty-five years of age; of large and muscular +form; his countenance marked by strong and savage features; half naked, +pale as death, agonized with terror, every limb strained in anguish, +his hands clenched convulsively, the sweat breaking out on his bent +and contracted brow, he kissed incessantly the figure of our Saviour, +painted on the flag which was suspended before him; but with an agony of +wildness and despair, of which nothing ever exhibited on the stage can +give the slightest conception." + +I will add only one other case, illustrative of a man utterly prostrated +by terror. An atrocious murderer of two persons was brought into a +hospital, under the mistaken impression that he had poisoned himself; +and Dr. W. Ogle carefully watched him the next morning, while he was +being handcuffed and taken away by the police. His pallor was extreme, +and his prostration so great that he was hardly able to dress himself. +His skin perspired; and his eyelids and head drooped so much that it was +impossible to catch even a glimpse of his eyes. His lower jaw hung down. +There was no contraction of any facial muscle, and Dr. Ogle is almost +certain that the hair did not stand on end, for he observed it narrowly, +as it had been dyed for the sake of concealment. + +With respect to fear, as exhibited by the various races of man, my +informants agree that the signs are the same as with Europeans. They +are displayed in an exaggerated degree with the Hindoos and natives of +Ceylon. Mr. Geach has seen Malays when terrified turn pale and shake; +and Mr. Brough Smyth states that a native Australian "being on one +occasion much frightened, showed a complexion as nearly approaching to +what we call paleness, as can well be conceived in the case of a very +black man." Mr. Dyson Lacy has seen extreme fear shown in an Australian, +by a nervous twitching of the hands, feet, and lips; and by the +perspiration standing on the skin. Many savages do not repress the signs +of fear so much as Europeans; and they often tremble greatly. With the +Kafir, Gaika says, in his rather quaint English, the shaking "of the +body is much experienced, and the eyes are widely open." With savages, +the sphincter muscles are often relaxed, just as may be observed in much +frightened dogs, and as I have seen with monkeys when terrified by being +caught. + + +_The erection of the hair_.--Some of the signs of fear deserve a little +further consideration. Poets continually speak of the hair standing on +end; Brutus says to the ghost of Caesar, "that mak'st my blood cold, and +my hair to stare." And Cardinal Beaufort, after the murder of Gloucester +exclaims, "Comb down his hair; look, look, it stands upright." As I did +not feel sure whether writers of fiction might not have applied to man +what they had often observed in animals, I begged for information from +Dr. Crichton Browne with respect to the insane. He states in answer that +he has repeatedly seen their hair erected under the influence of sudden +and extreme terror. For instance, it is occasionally necessary to inject +morphia, under the skin of an insane woman, who dreads the operation +extremely, though it causes very little pain; for she believes that +poison is being introduced into her system, and that her bones will be +softened, and her flesh turned into dust. She becomes deadly pale; +her limbs are stiffened by a sort of tetanic spasm, and her hair is +partially erected on the front of the head. + +Dr. Browne further remarks that the bristling of the hair which is +so common in the insane, is not always associated with terror. It is +perhaps most frequently seen in chronic maniacs, who rave incoherently +and have destructive impulses; but it is during their paroxysms of +violence that the bristling is most observable. The fact of the +hair becoming erect under the influence both of rage and fear agrees +perfectly with what we have seen in the lower animals. Dr. Browne +adduces several cases in evidence. Thus with a man now in the Asylum, +before the recurrence of each maniacal paroxysm, "the hair rises up +from his forehead like the mane of a Shetland pony." He has sent +me photographs of two women, taken in the intervals between their +paroxysms, and he adds with respect to one of these women, "that the +state of her hair is a sure and convenient criterion of her mental +condition." I have had one of these photographs copied, and the +engraving gives, if viewed from a little distance, a faithful +representation of the original, with the exception that the hair appears +rather too coarse and too much curled. The extraordinary condition of +the hair in the insane is due, not only to its erection, but to its +dryness and harshness, consequent on the subcutaneous glands failing +to act. Dr. Bucknill has said[1220] that a lunatic "is a lunatic to his +finger's ends;" he might have added, and often to the extremity of each +particular hair. + +Dr. Browne mentions as an empirical confirmation of the relation which +exists in the insane between the state of their hair and minds, that +the wife of a medical man, who has charge of a lady suffering from acute +melancholia, with a strong fear of death, for herself, her husband and +children, reported verbally to him the day before receiving my letter as +follows, "I think Mrs. ---- will soon improve, for her hair is getting +smooth; and I always notice that our patients get better whenever their +hair ceases to be rough and unmanageable." + +Dr. Browne attributes the persistently rough condition of the hair +in many insane patients, in part to their minds being always somewhat +disturbed, and in part to the effects of habit,--that is, to the hair +being frequently and strongly erected during their many recurrent +paroxysms. In patients in whom the bristling of the hair is extreme, the +disease is generally permanent and mortal; but in others, in whom the +bristling is moderate, as soon as they recover their health of mind the +hair recovers its smoothness. + +In a previous chapter we have seen that with animals the hairs are +erected by the contraction of minute, unstriped, and involuntary +muscles, which run to each separate follicle. In addition to this +action, Mr. J. Wood has clearly ascertained by experiment, as he +informs me, that with man the hairs on the front of the head which slope +forwards, and those on the back which slope backwards, are raised in +opposite directions by the contraction of the occipito-frontalis or +scalp muscle. So that this muscle seems to aid in the erection of +the hairs on the head of man in the same manner as the homologous +_panniculus carnosus_ aids, or takes the greater part, in the erection +of the spines on the backs of some of the lower animals. + + +_Contraction of the platysma myoides muscle_.--This muscle is spread +over the sides of the neck, extending downwards to a little beneath the +collar-bones, and upwards to the lower part of the cheeks. A portion, +called the risorius, is represented in the woodcut (M) fig. 2. The +contraction of this muscle draws the corners of the mouth and the lower +parts of the checks downwards and backwards. It produces at the same +time divergent, longitudinal, prominent ridges on the sides of the neck +in the young; and, in old thin persons, fine transverse wrinkles. This +muscle is sometimes said not to be under the control of the will; but +almost every one, if told to draw the corners of his mouth backwards +and downwards with great force, brings it into action. I have, however, +heard of a man who can voluntarily act on it only on one side of his +neck. + +Sir C. Bell[1221] and others have stated that this muscle is strongly +contracted under the influence of fear; and Duchenne insists so strongly +on its importance in the expression of this emotion, that he calls it +the _muscle of fright_.[1222] He admits, however, that its contraction +is quite inexpressive unless associated with widely open eyes and +mouth. He has given a photograph (copied and reduced in the accompanying +woodcut) of the same old man as on former occasions, with his eyebrows +strongly raised, his mouth opened, and the platysma contracted, all by +means of galvanism. The original photograph was shown to twenty-four +persons, and they were separately asked, without any explanation being +given, what expression was intended: twenty instantly answered, "intense +fright" or "horror"; three said pain, and one extreme discomfort. Dr. +Duchenne has given another photograph of the same old man, with the +platysma contracted, the eyes and mouth opened, and the eyebrows +rendered oblique, by means of galvanism. The expression thus induced +is very striking (see Plate VII. fig. 2); the obliquity of the eyebrows +adding the appearance of great mental distress. The original was shown +to fifteen persons; twelve answered terror or horror, and three agony or +great suffering. From these cases, and from an examination of the other +photographs given by Dr. Duchenne, together with his remarks thereon, +I think there can be little doubt that the contraction of the platysma +does add greatly to the expression of fear. Nevertheless this muscle +ought hardly to be called that of fright, for its contraction is +certainly not a necessary concomitant of this state of mind. + +A man may exhibit extreme terror in the plainest manner by death-like +pallor, by drops of perspiration on his skin, and by utter prostration, +with all the muscles of his body, including the platysma, completely +relaxed. Although Dr. Browne has often seen this muscle quivering and +contracting in the insane, he has not been able to connect its action +with any emotional condition in them, though he carefully attended to +patients suffering from great fear. Mr. Nicol, on the other hand, has +observed three cases in which this muscle appeared to be more or less +permanently contracted under the influence of melancholia, associated +with much dread; but in one of these cases, various other muscles about +the neck and head were subject to spasmodic contractions. + +Dr. W. Ogle observed for me in one of the London hospitals about twenty +patients, just before they were put under the influence of chloroform +for operations. They exhibited some trepidation, but no great terror. In +only four of the cases was the platysma visibly contracted; and it did +not begin to contract until the patients began to cry. The muscle seemed +to contract at the moment of each deep-drawn inspiration; so that it is +very doubtful whether the contraction depended at all on the emotion of +fear. In a fifth case, the patient, who was not chloroformed, was +much terrified; and his platysma was more forcibly and persistently +contracted than in the other cases. But even here there is room for +doubt, for the muscle which appeared to be unusually developed, was seen +by Dr. Ogle to contract as the man moved his head from the pillow, after +the operation was over. + +As I felt much perplexed why, in any case, a superficial muscle on +the neck should be especially affected by fear, I applied to my many +obliging correspondents for information about the contraction of this +muscle under other circumstances. It would be superfluous to give all +the answers which I have received. They show that this muscle acts, +often in a variable manner and degree, under many different conditions. +It is violently contracted in hydrophobia, and in a somewhat less degree +in lockjaw; sometimes in a marked manner during the insensibility from +chloroform. Dr. W. Ogle observed two male patients, suffering from such +difficulty in breathing, that the trachea had to be opened, and in both +the platysma was strongly contracted. One of these men overheard the +conversation of the surgeons surrounding him, and when he was able to +speak, declared that he had not been frightened. In some other cases +of extreme difficulty of respiration, though not requiring tracheotomy, +observed by Drs. Ogle and Langstaff, the platysma was not contracted. + +Mr. J. Wood, who has studied with such care the muscles of the human +body, as shown by his various publications, has often seen the platysma +contracted in vomiting, nausea, and disgust; also in children and adults +under the influence of rage,--for instance, in Irishwomen, quarrelling +and brawling together with angry gesticulations. This may possibly have +been due to their high and angry tones; for I know a lady, an excellent +musician, who, in singing certain high notes, always contracts her +platysma. So does a young man, as I have observed, in sounding certain +notes on the flute. Mr. J. Wood informs me that he has found the +platysma best developed in persons with thick necks and broad shoulders; +and that in families inheriting these peculiarities, its development +is usually associated with much voluntary power over the homologous +occipito-frontalis muscle, by which the scalp can be moved. + +None of the foregoing cases appear to throw any light on the contraction +of the platysma from fear; but it is different, I think, with the +following cases. The gentleman before referred to, who can voluntarily +act on this muscle only on one side of his neck, is positive that it +contracts on both sides whenever he is startled. Evidence has already +been given showing that this muscle sometimes contracts, perhaps for +the sake of opening the mouth widely, when the breathing is rendered +difficult by disease, and during the deep inspirations of crying-fits +before an operation. Now, whenever a person starts at any sudden +sight or sound, he instantaneously draws a deep breath; and thus the +contraction of the platysma may possibly have become associated with the +sense of fear. But there is, I believe, a more efficient relation. +The first sensation of fear, or the imagination of something dreadful, +commonly excites a shudder. I have caught myself giving a little +involuntary shudder at a painful thought, and I distinctly perceived +that my platysma contracted; so it does if I simulate a shudder. I have +asked others to act in this manner; and in some the muscle contracted, +but not in others. One of my sons, whilst getting out of bed, shuddered +from the cold, and, as he happened to have his hand on his neck, he +plainly felt that this muscle strongly contracted. He then voluntarily +shuddered, as he had done on former occasions, but the platysma was not +then affected. Mr. J. Wood has also several times observed this muscle +contracting in patients, when stripped for examination, and who were not +frightened, but shivered slightly from the cold. Unfortunately I have +not been able to ascertain whether, when the whole body shakes, as +in the cold stage of an ague fit, the platysma contracts. But as it +certainly often contracts during a shudder; and as a shudder or shiver +often accompanies the first sensation of fear, we have, I think, a clue +to its action in this latter case.[1223] Its contraction, however, is +not an invariable concomitant of fear; for it probably never acts under +the influence of extreme, prostrating terror. + + +_Dilatation of the Pupils_.--Gratiolet repeatedly insists[1224] that the +pupils are enormously dilated whenever terror is felt. I have no reason +to doubt the accuracy of this statement, but have failed to obtain +confirmatory evidence, excepting in the one instance before given of an +insane woman suffering from great fear. When writers of fiction speak of +the eyes being widely dilated, I presume that they refer to the eyelids. +Munro's statement, that with parrots the iris is affected by the +passions, independently of the amount of light, seems to bear on this +question; but Professor Donders informs me, that he has often seen +movements in the pupils of these birds which he thinks may be related to +their power of accommodation to distance, in nearly the same manner +as our own pupils contract when our eyes converge for near vision. +Gratiolet remarks that the dilated pupils appear as if they were gazing +into profound darkness. No doubt the fears of man have often been +excited in the dark; but hardly so often or so exclusively, as to +account for a fixed and associated habit having thus arisen. It seems +more probable, assuming that Gratiolet's statement is correct, that the +brain is directly affected by the powerful emotion of fear and reacts on +the pupils; but Professor Donders informs me that this is an extremely +complicated subject. I may add, as possibly throwing light on the +subject, that Dr. Fyffe, of Netley Hospital, has observed in two +patients that the pupils were distinctly dilated during the cold stage +of an ague fit. Professor Donders has also often seen dilatation of the +pupils in incipient faintness. + + +_Horror_.--The state of mind expressed by this term implies terror, and +is in some, cases almost synonymous with it. Many a man must have felt, +before the blessed discovery of chloroform, great horror at the thought +of an impending surgical operation. He who dreads, as well as hates a +man, will feel, as Milton uses the word, a horror of him. We feel horror +if we see any one, for instance a child, exposed to some instant and +crushing danger. Almost every one would experience the same feeling in +the highest degree in witnessing a man being tortured or going to be +tortured. In these cases there is no danger to ourselves; but from +the power of the imagination and of sympathy we put ourselves in the +position of the sufferer, and feel something akin to fear. + +[Illustration: Horror and Agony. Fig. 21] + +Sir C. Bell remarks,[1226] that "horror is full of energy; the body is +in the utmost tension, not unnerved by fear." It is, therefore, probable +that horror would generally be accompanied by the strong contraction of +the brows; but as fear is one of the elements, the eyes and mouth would +be opened, and the eyebrows would be raised, as far as the antagonistic +action of the corrugators permitted this movement. Duchenne has given a +photograph[1227] (fig. 21) of the same old man as before, with his eyes +somewhat staring, the eyebrows partially raised, and at the same time +strongly contracted, the mouth opened, and the platysma in action, all +effected by the means of galvanism. He considers that the expression +thus produced shows extreme terror with horrible pain or torture. A +tortured man, as long as his sufferings allowed him to feel any dread +for the future, would probably exhibit horror in an extreme degree. I +have shown the original of this photograph to twenty-three persons of +both sexes and various ages; and thirteen immediately answered horror, +great pain, torture, or agony; three answered extreme fright; so that +sixteen answered nearly in accordance with Duchenne's belief. Six, +however, said anger, guided no doubt, by the strongly contracted brows, +and overlooking the peculiarly opened mouth. One said disgust. On +the whole, the evidence indicates that we have here a fairly good +representation of horror and agony. The photograph before referred to +(Pl. VII. fig. 2) likewise exhibits horror; but in this the oblique +eyebrows indicate great mental distress in place of energy. + +Horror is generally accompanied by various gestures, which differ in +different individuals. Judging from pictures, the whole body is often +turned away or shrinks; or the arms are violently protruded as if to +push away some dreadful object. The most frequent gesture, as far as +can be inferred from the action of persons who endeavour to express a +vividly-imagined scene of horror, is the raising of both shoulders, +with the bent arms pressed closely against the sides or chest. These +movements are nearly the same with those commonly made when we feel very +cold; and they are generally accompanied by a shudder, as well as by a +deep expiration or inspiration, according as the chest happens at the +time to be expanded or contracted. The sounds thus made are expressed by +words like _uh_ or _ugh_.[1228] It is not, however, obvious why, when we +feel cold or express a sense of horror, we press our bent arms against +our bodies, raise our shoulders, and shudder. + + +_Conclusion_.--I have now endeavoured to describe the diversified +expressions of fear, in its gradations from mere attention to a start +of surprise, into extreme terror and horror. Some of the signs may +be accounted for through the principles of habit, association, and +inheritance,--such as the wide opening of the mouth and eyes, with +upraised eyebrows, so as to see as quickly as possible all around us, +and to hear distinctly whatever sound may reach our ears. For we have +thus habitually prepared ourselves to discover and encounter any danger. +Some of the other signs of fear may likewise be accounted for, at +least in part, through these same principles. Men, during numberless +generations, have endeavoured to escape from their enemies or danger by +headlong flight, or by violently struggling with them; and such great +exertions will have caused the heart to beat rapidly, the breathing to +be hurried, the chest to heave, and the nostrils to be dilated. As these +exertions have often been prolonged to the last extremity, the final +result will have been utter prostration, pallor, perspiration, trembling +of all the muscles, or their complete relaxation. And now, whenever +the emotion of fear is strongly felt, though it may not lead to any +exertion, the same results tend to reappear, through the force of +inheritance and association. + +Nevertheless, it is probable that many or most of the above symptoms of +terror, such as the beating of the heart, the trembling of the muscles, +cold perspiration, &c., are in large part directly due to the disturbed +or interrupted transmission of nerve-force from the cerebro-spinal +system to various parts of the body, owing to the mind being +so powerfully affected. We may confidently look to this cause, +independently of habit and association, in such cases as the modified +secretions of the intestinal canal, and the failure of certain glands to +act. With respect to the involuntary bristling of the hair, we have good +reason to believe that in the case of animals this action, however it +may have originated, serves, together with certain voluntary movements, +to make them appear terrible to their enemies; and as the same +involuntary and voluntary actions are performed by animals nearly +related to man, we are led to believe that man has retained through +inheritance a relic of them, now become useless. It is certainly a +remarkable fact, that the minute unstriped muscles, by which the hairs +thinly scattered over man's almost naked body are erected, should have +been preserved to the present day; and that they should still contract +under the same emotions, namely, terror and rage, which cause the hairs +to stand on end in the lower members of the Order to which man belongs. + + + +CHAPTER XIII. -- SELF-ATTENTION--SHAME--SHYNESS--MODESTY: BLUSHING. + +Nature of a blush--Inheritance--The parts of the body most +affected--Blushing in the various races of man--Accompanying +gestures--Confusion of mind--Causes of blushing--Self-attention, +the fundamental element--Shyness--Shame, from broken moral laws and +conventional rules--Modesty--Theory of blushing--Recapitulation. + + +BLUSHING is the most peculiar and the most human of all expressions. +Monkeys redden from passion, but it would require an overwhelming +amount of evidence to make us believe that any animal could blush. +The reddening of the face from a blush is due to the relaxation of the +muscular coats of the small arteries, by which the capillaries become +filled with blood; and this depends on the proper vaso-motor centre +being affected. No doubt if there be at the same time much mental +agitation, the general circulation will be affected; but it is not due +to the action of the heart that the network of minute vessels covering +the face becomes under a sense of shame gorged with blood. We can cause +laughing by tickling the skin, weeping or frowning by a blow, trembling +from the fear of pain, and so forth; but we cannot cause a blush, as Dr. +Burgess remarks,[1301] by any physical means,--that is by any action on +the body. It is the mind which must be affected. Blushing is not only +involuntary; but the wish to restrain it, by leading to self-attention +actually increases the tendency. + +The young blush much more freely than the old, but not during +infancy,[1302] which is remarkable, as we know that infants at a very +early age redden from passion. I have received authentic accounts of two +little girls blushing at the ages of between two and three years; and +of another sensitive child, a year older, blushing, when reproved for +a fault. Many children, at a somewhat more advanced age blush in a +strongly marked manner. It appears that the mental powers of infants +are not as yet sufficiently developed to allow of their blushing. Hence, +also, it is that idiots rarely blush. Dr. Crichton Browne observed for +me those under his care, but never saw a genuine blush, though he has +seen their faces flash, apparently from joy, when food was placed before +them, and from anger. Nevertheless some, if not utterly degraded, are +capable of blushing. A microcephalous idiot, for instance, thirteen +years old, whose eyes brightened a little when he was pleased or amused, +has been described by Dr. Behn,[1303] as blushing and turning to one +side, when undressed for medical examination. + +Women blush much more than men. It is rare to see an old man, but not +nearly so rare to see an old woman blushing. The blind do not escape. +Laura Bridgman, born in this condition, as well as completely deaf, +blushes.[1304] The Rev. R. H. Blair, Principal of the Worcester College, +informs me that three children born blind, out of seven or eight then +in the Asylum, are great blushers. The blind are not at first conscious +that they are observed, and it is a most important part of their +education, as Mr. Blair informs me, to impress this knowledge on their +minds; and the impression thus gained would greatly strengthen the +tendency to blush, by increasing the habit of self-attention. + +The tendency to blush is inherited. Dr. Burgess gives the case[1305] of +a family consisting of a father, mother, and ten children, all of whom, +without exception, were prone to blush to a most painful degree. The +children were grown up; "and some of them were sent to travel in order +to wear away this diseased sensibility, but nothing was of the slightest +avail." Even peculiarities in blushing seem to be inherited. Sir James +Paget, whilst examining the spine of a girl, was struck at her singular +manner of blushing; a big splash of red appeared first on one cheek, +and then other splashes, variously scattered over the face and neck. +He subsequently asked the mother whether her daughter always blushed in +this peculiar manner; and was answered, "Yes, she takes after me." Sir +J. Paget then perceived that by asking this question he had caused the +mother to blush; and she exhibited the same peculiarity as her daughter. + +In most cases the face, ears and neck are the sole parts which redden; +but many persons, whilst blushing intensely, feel that their whole +bodies grow hot and tingle; and this shows that the entire surface must +be in some manner affected. Blushes are said sometimes to commence on +the forehead, but more commonly on the cheeks, afterwards spreading to +the ears and neck.[1306] In two Albinos examined by Dr. Burgess, the +blushes commenced by a small circumscribed spot on the cheeks, over the +parotidean plexus of nerves, and then increased into a circle; between +this blushing circle and the blush on the neck there was an evident line +of demarcation; although both arose simultaneously. The retina, which +is naturally red in the Albino, invariably increased at the same time +in redness.[1307] Every one must have noticed how easily after one blush +fresh blushes chase each other over the face. Blushing is preceded by a +peculiar sensation in the skin. According to Dr. Burgess the reddening +of the skin is generally succeeded by a slight pallor, which shows +that the capillary vessels contract after dilating. In some rare cases +paleness instead of redness is caused under conditions which would +naturally induce a blush. For instance, a young lady told me that in a +large and crowded party she caught her hair so firmly on the button of a +passing servant, that it took some time before she could be extricated; +from her sensations she imagined that she had blushed crimson; but was +assured by a friend that she had turned extremely pale. + +I was desirous to learn how far down the body blushes extend; and Sir J. +Paget, who necessarily has frequent opportunities for observation, has +kindly attended to this point for me during two or three years. He finds +that with women who blush intensely on the face, ears, and nape of neck, +the blush does not commonly extend any lower down the body. It is rare +to see it as low down as the collar-bones and shoulder-blades; and he +has never himself seen a single instance in which it extended below the +upper part of the chest. He has also noticed that blushes sometimes die +away downwards, not gradually and insensibly, but by irregular ruddy +blotches. Dr. Langstaff has likewise observed for me several women whose +bodies did not in the least redden while their faces were crimsoned with +blushes. With the insane, some of whom appear to be particularly liable +to blushing, Dr. J. Crichton Browne has several times seen the blush +extend as far down as the collar-bones, and in two instances to the +breasts. He gives me the case of a married woman, aged twenty-seven, who +suffered from epilepsy. On the morning after her arrival in the Asylum, +Dr. Browne, together with his assistants, visited her whilst she was in +bed. The moment that he approached, she blushed deeply over her cheeks +and temples; and the blush spread quickly to her ears. She was much +agitated and tremulous. He unfastened the collar of her chemise in order +to examine the state of her lungs; and then a brilliant blush rushed +over her chest, in an arched line over the upper third of each breast, +and extended downwards between the breasts nearly to the ensiform +cartilage of the sternum. This case is interesting, as the blush did +not thus extend downwards until it became intense by her attention +being drawn to this part of her person. As the examination proceeded she +became composed, and the blush disappeared; but on several subsequent +occasions the same phenomena were observed. + +The foregoing facts show that, as a general rule, with English women, +blushing does not extend beneath the neck and upper part of the chest. +Nevertheless Sir J. Paget informs me that he has lately heard of a case, +on which he can fully rely, in which a little girl, shocked by what she +imagined to be an act of indelicacy, blushed all over her abdomen and +the upper parts of her legs. Moreau also[1308] relates, on the authority +of a celebrated painter, that the chest, shoulders, arms, and whole body +of a girl, who unwillingly consented to serve as a model, reddened when +she was first divested of her clothes. + +It is a rather curious question why, in most cases the face, ears, +and neck alone redden, inasmuch as the whole surface of the body often +tingles and grows hot. This seems to depend, chiefly, on the face and +adjoining parts of the skin having been habitually exposed to the air, +light, and alternations of temperature, by which the small arteries not +only have acquired the habit of readily dilating and contracting, but +appear to have become unusually developed in comparison with other parts +of the surface.[1309] It is probably owing to this same cause, as M. +Moreau and Dr. Burgess have remarked, that the face is so liable to +redden under various circumstances, such as a fever-fit, ordinary heat, +violent exertion, anger, a slight blow, &c.; and on the other hand that +it is liable to grow pale from cold and fear, and to be discoloured +during pregnancy. The face is also particularly liable to be affected +by cutaneous complaints, by small-pox, erysipelas, &c. This view is +likewise supported by the fact that the men of certain races, who +habitually go nearly naked, often blush over their arms and chests and +even down to their waists. A lady, who is a great blusher, informs Dr. +Crichton Browne, that when she feels ashamed or is agitated, she blushes +over her face, neck, wrists, and hands,--that is, over all the exposed +portions of her skin. Nevertheless it may be doubted whether the +habitual exposure of the skin of the face and neck, and its consequent +power of reaction under stimulants of all kinds, is by itself sufficient +to account for the much greater tendency in English women of these parts +than of others to blush; for the hands are well supplied with nerves and +small vessels, and have been as much exposed to the air as the face or +neck, and yet the hands rarely blush. We shall presently see that the +attention of the mind having been directed much more frequently and +earnestly to the face than to any other part of the body, probably +affords a sufficient explanation. + + +_Blushing in the various races of man_.--The small vessels of the face +become filled with blood, from the emotion of shame, in almost all the +races of man, though in the very dark races no distinct change of +colour can be perceived. Blushing is evident in all the Aryan nations of +Europe, and to a certain extent with those of India. But Mr. Erskine has +never noticed that the necks of the Hindoos are decidedly affected. With +the Lepchas of Sikhim, Mr. Scott has often observed a faint blush on the +cheeks, base of the ears, and sides of the neck, accompanied by sunken +eyes and lowered head. This has occurred when he has detected them in +a falsehood, or has accused them of ingratitude. The pale, sallow +complexions of these men render a blush much more conspicuous than in +most of the other natives of India. With the latter, shame, or it may be +in part fear, is expressed, according to Mr. Scott, much more plainly +by the head being averted or bent down, with the eyes wavering or turned +askant, than by any change of colour in the skin. + +The Semitic races blush freely, as might have been expected, from their +general similitude to the Aryans. Thus with the Jews, it is said in the +Book of Jeremiah (chap. vi. 15), "Nay, they were not at all ashamed, +neither could they blush." Mrs. Asa Gray saw an Arab managing his boat +clumsily on the Nile, and when laughed at by his companions, "he blushed +quite to the back of his neck." Lady Duff Gordon remarks that a young +Arab blushed on coming into her presence.[1310] + +Mr. Swinhoe has seen the Chinese blushing, but he thinks it is rare; yet +they have the expression "to redden with shame." Mr. Geach informs +me that the Chinese settled in Malacca and the native Malays of the +interior both blush. Some of these people go nearly naked, and he +particularly attended to the downward extension of the blush. Omitting +the cases in which the face alone was seen to blush, Mr. Geach observed +that the face, arms, and breast of a Chinaman, aged 24 years, reddened +from shame; and with another Chinese, when asked why he had not done +his work in better style, the whole body was similarly affected. In two +Malays[1311] he saw the face, neck, breast, and arms blushing; and in a +third Malay (a Bugis) the blush extended down to the waist. + +The Polynesians blush freely. The Rev. Mr. Stack has seen hundreds of +instances with the New Zealanders. The following case is worth giving, +as it relates to an old man who was unusually dark-coloured and partly +tattooed. After having let his land to an Englishman for a small yearly +rental, a strong passion seized him to buy a gig, which had lately +become the fashion with the Maoris. He consequently wished to draw all +the rent for four years from his tenant, and consulted Mr. Stack whether +he could do so. The man was old, clumsy, poor, and ragged, and the idea +of his driving himself about in his carriage for display amused Mr. +Stack so much that he could not help bursting out into a laugh; and then +"the old man blushed up to the roots of his hair." Forster says that +"you may easily distinguish a spreading blush" on the cheeks of the +fairest women in Tahiti.[1312] The natives also of several of the other +archipelagoes in the Pacific have been seen to blush. + +Mr. Washington Matthews has often seen a blush on the faces of the young +squaws belonging to various wild Indian tribes of North America. At the +opposite extremity of the continent in Tierra del Fuego, the natives, +according to Mr. Bridges, "blush much, but chiefly in regard to women; +but they certainly blush also at their own personal appearance." This +latter statement agrees with what I remember of the Fuegian, Jemmy +Button, who blushed when he was quizzed about the care which he took in +polishing his shoes, and in otherwise adorning himself. With respect +to the Aymara Indians on the lofty plateaus of Bolivia, Mr. Forbes +says,[1313] that from the colour of their skins it is impossible that +their blushes should be as clearly visible as in the white races; still +under such circumstances as would raise a blush in us, "there can always +be seen the same expression of modesty or confusion; and even in the +dark, a rise of temperature of the skin of the face can be felt, exactly +as occurs in the European." With the Indians who inhabit the hot, +equable, and damp parts of South America, the skin apparently does +not answer to mental excitement so readily as with the natives of the +northern and southern parts of the continent, who have long been exposed +to great vicissitudes of climate; for Humboldt quotes without a protest +the sneer of the Spaniard, "How can those be trusted, who know not how +to blush?"[1314] Von Spix and Martius, in speaking of the aborigines of +Brazil, assert that they cannot properly be said to blush; "it was +only after long intercourse with the whites, and after receiving +some education, that we perceived in the Indians a change of colour +expressive of the emotions of their minds."[1315] It is, however, +incredible that the power of blushing could have thus originated; but +the habit of self-attention, consequent on their education and new +course of life, would have much increased any innate tendency to blush. + +Several trustworthy observers have assured me that they have seen on the +faces of negroes an appearance resembling a blush, under circumstances +which would have excited one in us, though their skins were of an +ebony-black tint. Some describe it as blushing brown, but most say that +the blackness becomes more intense. An increased supply of blood in +the skin seems in some manner to increase its blackness; thus certain +exanthematous diseases cause the affected places in the negro to appear +blacker, instead of, as with us, redder.[1316] The skin, perhaps, from +being rendered more tense by the filling of the capillaries, would +reflect a somewhat different tint to what it did before. That the +capillaries of the face in the negro become filled with blood, under +the emotion of shame, we may feel confident; because a perfectly +characterized albino negress, described by Buffon,[1317] showed a +faint tinge of crimson on her cheeks when she exhibited herself naked. +Cicatrices of the skin remain for a long time white in the negro, and +Dr. Burgess, who had frequent opportunities of observing a scar of this +kind on the face of a negress, distinctly saw that it "invariably became +red whenever she was abruptly spoken to, or charged with any +trivial offence."[1318] The blush could be seen proceeding from the +circumference of the scar towards the middle, but it did not reach the +centre. Mulattoes are often great blushers, blush succeeding blush over +their faces. From these facts there can be no doubt that negroes blush, +although no redness is visible on the skin. + +I am assured by Gaika and by Mrs. Barber that the Kafirs of South +Africa never blush; but this may only mean that no change of colour is +distinguishable. Gaika adds that under the circumstances which would +make a European blush, his countrymen "look ashamed to keep their heads +up." + +It is asserted by four of my informants that the Australians, who are +almost as black as negroes, never blush. A fifth answers doubtfully, +remarking that only a very strong blush could be seen, on account of +the dirty state of their skins. Three observers state that they do +blush;[1319] Mr. S. Wilson adding that this is noticeable only under a +strong emotion, and when the skin is not too dark from long exposure and +want of cleanliness. Mr. Lang answers, "I have noticed that shame almost +always excites a blush, which frequently extends as low as the neck." +Shame is also shown, as he adds, "by the eyes being turned from side to +side." As Mr. Lang was a teacher in a native school, it is probable +that he chiefly observed children; and we know that they blush more than +adults. Mr. G. Taplin has seen half-castes blushing, and he says that +the aborigines have a word expressive of shame. Mr. Hagenauer, who is +one of those who has never observed the Australians to blush, says that +he has "seen them looking down to the ground on account of shame;" and +the missionary, Mr. Bulmer, remarks that though "I have not been able to +detect anything like shame in the adult aborigines, I have noticed +that the eyes of the children, when ashamed, present a restless, watery +appearance, as if they did not know where to look." + +The facts now given are sufficient to show that blushing, whether or not +there is any change of colour, is common to most, probably to all, of +the races of man. + +_Movements and gestures which accompany Blushing_.--Under a keen sense +of shame there is a strong desire for concealment.[1320] We turn away +the whole body, more especially the face, which we endeavour in some +manner to hide. An ashamed person can hardly endure to meet the gaze of +those present, so that he almost invariably casts down his eyes or looks +askant. As there generally exists at the same time a strong wish to +avoid the appearance of shame, a vain attempt is made to look direct +at the person who causes this feeling; and the antagonism between these +opposite tendencies leads to various restless movements in the eyes. +I have noticed two ladies who, whilst blushing, to which they are +very liable, have thus acquired, as it appears, the oddest trick of +incessantly blinking their eyelids with extraordinary rapidity. +An intense blush is sometimes accompanied by a slight effusion of +tears;[1321] and this, I presume, is due to the lacrymal glands +partaking of the increased supply of blood, which we know rushes into +the capillaries of the adjoining parts, including the retina. + +Many writers, ancient and modern, have noticed the foregoing movements; +and it has already been shown that the aborigines in various parts of +the world often exhibit their shame by looking downwards or askant, or +by restless movements of their eyes. Ezra cries out (ch. ix. 6), "O, +my God! I am ashamed, and blush to lift up my head to thee, my God." +In Isaiah (ch. I. 6) we meet with the words, "I hid not my face from +shame." Seneca remarks (Epist. xi. 5) "that the Roman players hang down +their heads, fix their eyes on the ground and keep them lowered, but are +unable to blush in acting shame." According to Macrobius, who lived in +the filth century ('Saturnalia,' B. vii. C. 11), "Natural philosophers +assert that nature being moved by shame spreads the blood before herself +as a veil, as we see any one blushing often puts his hands before his +face." Shakspeare makes Marcus ('Titus Andronicus,' act ii, sc. 5) say +to his niece, "Ah! now thou turn'st away thy face for shame." A lady +informs me that she found in the Lock Hospital a girl whom she had +formerly known, and who had become a wretched castaway, and the poor +creature, when approached, hid her face under the bed-clothes, and could +not be persuaded to uncover it. We often see little children, when shy +or ashamed, turn away, and still standing up, bury their faces in their +mother's gown; or they throw themselves face downwards on her lap. + + +_Confusion of mind_.--Most persons, whilst blushing intensely, have +their mental powers confused. This is recognized in such common +expressions as "she was covered with confusion." Persons in +this condition lose their presence of mind, and utter singularly +inappropriate remarks. They are often much distressed, stammer, and +make awkward movements or strange grimaces. In certain cases involuntary +twitchings of some of the facial muscles may be observed. I have been +informed by a young lady, who blushes excessively, that at such times +she does not even know what she is saying. When it was suggested to her +that this might be due to her distress from the consciousness that her +blushing was noticed, she answered that this could not be the case, "as +she had sometimes felt quite as stupid when blushing at a thought in her +own room." + +I will give an instance of the extreme disturbance of mind to which some +sensitive men are liable. A gentleman, on whom I can rely, assured +me that he had been an eye-witness of the following scene:--A small +dinner-party was given in honour of an extremely shy man, who, when +he rose to return thanks, rehearsed the speech, which he had evidently +learnt by heart, in absolute silence, and did not utter a single word; +but he acted as if he were speaking with much emphasis. His friends, +perceiving how the case stood, loudly applauded the imaginary bursts of +eloquence, whenever his gestures indicated a pause, and the man never +discovered that he had remained the whole time completely silent. On the +contrary, he afterwards remarked to my friend, with much satisfaction, +that he thought he had succeeded uncommonly well. + +When a person is much ashamed or very shy, and blushes intensely, his +heart beats rapidly and his breathing is disturbed. This can hardly fail +to affect the circulation of the blood within the brain, and perhaps the +mental powers. It seems however doubtful, judging from the still more +powerful influence of anger and fear on the circulation, whether we can +thus satisfactorily account for the confused state of mind in persons +whilst blushing intensely. + +The true explanation apparently lies in the intimate sympathy which +exists between the capillary circulation of the surface of the head and +face, and that of the brain. On applying to Dr. J. Crichton Browne for +information, he has given me various facts bearing on this subject. +When the sympathetic nerve is divided on one side of the head, the +capillaries on this side are relaxed and become filled with blood, +causing the skin to redden and to grow hot, and at the same time the +temperature within the cranium on the same side rises. Inflammation of +the membranes of the brain leads to the engorgement of the face, ears, +and eyes with blood. The first stage of an epileptic fit appears to +be the contraction of the vessels of the brain, and the first outward +manifestation is, an extreme pallor of countenance. Erysipelas of +the head commonly induces delirium. Even the relief given to a severe +headache by burning the skin with strong lotion, depends, I presume, on +the same principle. + +Dr. Browne has often administered to his patients the vapour of the +nitrite of amyl,[1322] which has the singular property of causing vivid +redness of the face in from thirty to sixty seconds. This flushing +resembles blushing in almost every detail: it begins at several distinct +points on the face, and spreads till it involves the whole surface of +the head, neck, and front of the chest; but has been observed to extend +only in one case to the abdomen. The arteries in the retina become +enlarged; the eyes glisten, and in one instance there was a slight +effusion of tears. The patients are at first pleasantly stimulated, +but, as the flushing increases, they become confused and bewildered. One +woman to whom the vapour had often been administered asserted that, as +soon as she grew hot, she grew MUDDLED. With persons just commencing to +blush it appears, judging from their bright eyes and lively behaviour, +that their mental powers are somewhat stimulated. It is only when the +blushing is excessive that the mind grows confused. Therefore it would +seem that the capillaries of the face are affected, both during the +inhalation of the nitrite of amyl and during blushing, before that part +of the brain is affected on which the mental powers depend. + +Conversely when the brain is primarily affected; the circulation of the +skin is so in a secondary manner. Dr. Browne has frequently observed, +as he informs me, scattered red blotches and mottlings on the chests +of epileptic patients. In these cases, when the skin on the thorax +or abdomen is gently rubbed with a pencil or other object, or, in +strongly-marked cases, is merely touched by the finger, the surface +becomes suffused in less than half a minute with bright red marks, which +spread to some distance on each side of the touched point, and persist +for several minutes. These are the _cerebral maculae_ of Trousseau; and +they indicate, as Dr. Browne remarks, a highly modified condition of the +cutaneous vascular system. If, then, there exists, as cannot be doubted, +an intimate sympathy between the capillary circulation in that part +of the brain on which our mental powers depend, and in the skin of the +face, it is not surprising that the moral causes which induce intense +blushing should likewise induce, independently of their own disturbing +influence, much confusion of mind. + + +_The Nature of the Mental States which induce Blushing_.--These consist +of shyness, shame, and modesty; the essential element in all being +self-attention. Many reasons can be assigned for believing that +originally self-attention directed to personal appearance, in relation +to the opinion of others, was the exciting cause; the same effect +being subsequently produced, through the force of association, by +self-attention in relation to moral conduct. It is not the simple act of +reflecting on our own appearance, but the thinking what others think +of us, which excites a blush. In absolute solitude the most sensitive +person would be quite indifferent about his appearance. We feel blame +or disapprobation more acutely than approbation; and consequently +depreciatory remarks or ridicule, whether of our appearance or conduct, +causes us to blush much more readily than does praise. But undoubtedly +praise and admiration are highly efficient: a pretty girl blushes when a +man gazes intently at her, though she may know perfectly well that he +is not depreciating her. Many children, as well as old and sensitive +persons blush, when they are much praised. Hereafter the question will +be discussed, how it has arisen that the consciousness that others are +attending to our personal appearance should have led to the capillaries, +especially those of the face, instantly becoming filled with blood. + +My reasons for believing that attention directed to personal appearance, +and not to moral conduct, has been the fundamental element in the +acquirement of the habit of blushing, will now be given. They +are separately light, but combined possess, as it appears to me, +considerable weight. It is notorious that nothing makes a shy person +blush so much as any remark, however slight, on his personal appearance. +One cannot notice even the dress of a woman much given to blushing, +without causing her face to crimson. It is sufficient to stare hard at +some persons to make them, as Coleridge remarks, blush,--"account for +that he who can."[1323] + +With the two albinos observed by Dr. Burgess,[1324] "the slightest +attempt to examine their peculiarities invariably caused them to blush +deeply." Women are much more sensitive about their personal appearance +than men are, especially elderly women in comparison with elderly men, +and they blush much more freely. The young of both sexes are much more +sensitive on this same head than the old, and they also blush much more +freely than the old. Children at a very early age do not blush; nor +do they show those other signs of self-consciousness which generally +accompany blushing; and it is one of their chief charms that they think +nothing about what others think of them. At this early age they will +stare at a stranger with a fixed gaze and un-blinking eyes, as on an +inanimate object, in a manner which we elders cannot imitate. + +It is plain to every one that young men and women are highly sensitive +to the opinion of each other with reference to their personal +appearance; and they blush incomparably more in the presence of the +opposite sex than in that of their own.[1325] A young man, not very +liable to blush, will blush intensely at any slight ridicule of his +appearance from a girl whose judgment on any important subject lie +would disregard. No happy pair of young lovers, valuing each other's +admiration and love more than anything else in the world, probably ever +courted each other without many a blush. Even the barbarians of Tierra +del Fuego, according to Mr. Bridges, blush "chiefly in regard to women, +but certainly also at their own personal appearance." + +Of all parts of the body, the face is most considered and regarded, as +is natural from its being the chief seat of expression and the source +of the voice. It is also the chief seat of beauty and of ugliness, and +throughout the world is the most ornamented.[1326] The face, therefore, +will have been subjected during many generations to much closer and +more earnest self-attention than any other part of the body; and in +accordance with the principle here advanced we can understand why it +should be the most liable to blush. Although exposure to alternations +of temperature, &c., has probably much increased the power of dilatation +and contraction in the capillaries of the face and adjoining parts, yet +this by itself will hardly account for these parts blushing much more +than the rest of the body; for it does not explain the fact of the hands +rarely blushing. With Europeans the whole body tingles slightly when +the face blushes intensely; and with the races of men who habitually go +nearly naked, the blushes extend over a much larger surface than +with us. These facts are, to a certain extent, intelligible, as the +self-attention of primeval man, as well as of the existing races which +still go naked, will not have been so exclusively confined to their +faces, as is the case with the people who now go clothed. + +We have seen that in all parts of the world persons who feel shame +for some moral delinquency, are apt to avert, bend down, or hide their +faces, independently of any thought about their personal appearance. +The object can hardly be to conceal their blushes, for the face is +thus averted or hidden under circumstances which exclude any desire to +conceal shame, as when guilt is fully confessed and repented of. It is, +however, probable that primeval man before he had acquired much moral +sensitiveness would have been highly sensitive about his personal +appearance, at least in reference to the other sex, and he would +consequently have felt distress at any depreciatory remarks about his +appearance; and this is one form of shame. And as the face is the part +of the body which is most regarded, it is intelligible that any one +ashamed of his personal appearance would desire to conceal this part +of his body. The habit having been thus acquired, would naturally be +carried on when shame from strictly moral causes was felt; and it is not +easy otherwise to see why under these circumstances there should be a +desire to hide the face more than any other part of the body. + +The habit, so general with every one who feels ashamed, of turning +away, or lowering his eyes, or restlessly moving them from side to +side, probably follows from each glance directed towards those present, +bringing home the conviction that he is intently regarded; and he +endeavours, by not looking at those present, and especially not at their +eyes, momentarily to escape from this painful conviction. + + +_Shyness_.--This odd state of mind, often called shamefacedness, +or false shame, or _mauvaise honte_, appears to be one of the most +efficient of all the causes of blushing. Shyness is, indeed, chiefly +recognized by the face reddening, by the eyes being averted or cast +down, and by awkward, nervous movements of the body. Many a woman +blushes from this cause, a hundred, perhaps a thousand times, to once +that she blushes from having done anything deserving blame, and of which +she is truly ashamed. Shyness seems to depend on sensitiveness to the +opinion, whether good or bad, of others, more especially with respect to +external appearance. Strangers neither know nor care anything about +our conduct or character, but they may, and often do, criticize our +appearance: hence shy persons are particularly apt to be shy and to +blush in the presence of strangers. The consciousness of anything +peculiar, or even new, in the dress, or any slight blemish on the +person, and more especially, on the face--points which are likely to +attract the attention of strangers--makes the shy intolerably shy. +On the other hand, in those cases in which conduct and not personal +appearance is concerned, we are much more apt to be shy in the presence +of acquaintances, whose judgment we in some degree value, than in that +of strangers. A physician told me that a young man, a wealthy duke, with +whom he had travelled as medical attendant, blushed like a girl, when he +paid him his fee; yet this young man probably would not have blushed +and been shy, had he been paying a bill to a tradesman. Some persons, +however, are so sensitive, that the mere act of speaking to almost any +one is sufficient to rouse their self-consciousness, and a slight blush +is the result. + +Disapprobation or ridicule, from our sensitiveness on this head, causes +shyness and blushing much more readily than does approbation; though the +latter with some persons is highly efficient. The conceited are rarely +shy; for they value themselves much too highly to expect depreciation. +Why a proud man is often shy, as appears to be the case, is not so +obvious, unless it be that, with all his self-reliance, he really +thinks much about the opinion of others although in a disdainful spirit. +Persons who are exceedingly shy are rarely shy in the presence of +those with whom they are quite familiar, and of whose good opinion +and sympathy they are perfectly assured;--for instance, a girl in the +presence of her mother. I neglected to inquire in my printed paper +whether shyness can be detected in the different races of man; but a +Hindoo gentleman assured Mr. Erskine that it is recognizable in his +countrymen. + +Shyness, as the derivation of the word indicates in several +languages,[1327] is closely related to fear; yet it is distinct from +fear in the ordinary sense. A shy man no doubt dreads the notice of +strangers, but can hardly be said to be afraid of them, he may be as +bold as a hero in battle, and yet have no self-confidence about trifles +in the presence of strangers. Almost every one is extremely nervous when +first addressing a public assembly, and most men remain so throughout +their lives; but this appears to depend on the consciousness of a great +coming exertion, with its associated effects on the system, rather than +on shyness;[1328] although a timid or shy man no doubt suffers on such +occasions infinitely more than another. With very young children it +is difficult to distinguish between fear and shyness; but this latter +feeling with them has often seemed to me to partake of the character of +the wildness of an untamed animal. Shyness comes on at a very early age. +In one of my own children, when two years and three months old, I saw a +trace of what certainly appeared to be shyness, directed towards myself +after an absence from home of only a week. This was shown not by a +blush, but by the eyes being for a few minutes slightly averted from +me. I have noticed on other occasions that shyness or shamefacedness and +real shame are exhibited in the eyes of young children before they have +acquired the power of blushing. + +As shyness apparently depends on self-attention, we can perceive how +right are those who maintain that reprehending children for shyness, +instead of doing them any good, does much harm, as it calls their +attention still more closely to themselves. It has been well urged that +"nothing hurts young people more than to be watched continually about +their feelings, to have their countenances scrutinized, and the degrees +of their sensibility measured by the surveying eye of the unmerciful +spectator. Under the constraint of such examinations they can think +of nothing but that they are looked at, and feel nothing but shame or +apprehension."[1329] + + +_Moral causes: guilt_.--With respect to blushing from strictly moral +causes, we meet with the same fundamental principle as before, namely, +regard for the opinion of others. It is not the conscience which raises +a blush, for a man may sincerely regret some slight fault committed in +solitude, or he may suffer the deepest remorse for an undetected crime, +but he will not blush. "I blush," says Dr. Burgess,[1330] "in the +presence of my accusers." It is not the sense of guilt, but the thought +that others think or know us to be guilty which crimsons the face. A man +may feel thoroughly ashamed at having told a small falsehood, without +blushing; but if he even suspects that he is detected he will instantly +blush, especially if detected by one whom he reveres. + +On the other hand, a man may be convinced that God witnesses all his +actions, and he may feel deeply conscious of some fault and pray +for forgiveness; but this will not, as a lady who is a great blusher +believes, ever excite a blush. The explanation of this difference +between the knowledge by God and man of our actions lies, I presume, in +man's disapprobation of immoral conduct being somewhat akin in nature to +his depreciation of our personal appearance, so that through association +both lead to similar results; whereas the disapprobation of God brings +up no such association. + +Many a person has blushed intensely when accused of some crime, though +completely innocent of it. Even the thought, as the lady before referred +to has observed to me, that others think that we have made an unkind or +stupid remark, is amply sufficient to cause a blush, although we know +all the time that we have been completely misunderstood. An action may +be meritorious or of an indifferent nature, but a sensitive person, if +he suspects that others take a different view of it, will blush. For +instance, a lady by herself may give money to a beggar without a trace +of a blush, but if others are present, and she doubts whether they +approve, or suspects that they think her influenced by display, she will +blush. So it will be, if she offers to relieve the distress of a decayed +gentlewoman, more particularly of one whom she had previously known +under better circumstances, as she cannot then feel sure how her conduct +will be viewed. But such cases as these blend into shyness. + + +_Breaches of etiquette_.--The rules of _etiquette_ always refer to +conduct in the presence of, or towards others. They have no necessary +connection with the moral sense, and are often meaningless. Nevertheless +as they depend on the fixed custom of our equals and superiors, whose +opinion we highly regard, they are considered almost as binding as are +the laws of honour to a gentleman. Consequently the breach of the laws +of etiquette, that is, any impoliteness or _gaucherie_, any impropriety, +or an inappropriate remark, though quite accidental, will cause the most +intense blushing of which a man is capable. Even the recollection of +such an act, after an interval of many years, will make the whole body +to tingle. So strong, also, is the power of sympathy that a sensitive +person, as a lady has assured me, will sometimes blush at a flagrant +breach of etiquette by a perfect stranger, though the act may in no way +concern her. + + +_Modesty_.--This is another powerful agent in exciting blushes; but +the word modesty includes very different states of the mind. It implies +humility, and we often judge of this by persons being greatly pleased +and blushing at slight praise, or by being annoyed at praise which seems +to them too high according to their own humble standard of themselves. +Blushing here has the usual signification of regard for the opinion +of others. But modesty frequently relates to acts of indelicacy; and +indelicacy is an affair of etiquette, as we clearly see with the nations +that go altogether or nearly naked. He who is modest, and blushes easily +at acts of this nature, does so because they are breaches of a firmly +and wisely established etiquette. This is indeed shown by the derivation +of the word _modest_ from _modus_, a measure or standard of behaviour. +A blush due to this form of modesty is, moreover, apt to be intense, +because it generally relates to the opposite sex; and we have seen how +in all cases our liability to blush is thus increased. We apply the term +'modest,' as it would appear, to those who have an humble opinion of +themselves, and to those who are extremely sensitive about an indelicate +word or deed, simply because in both cases blushes are readily excited, +for these two frames of mind have nothing else in common. Shyness also, +from this same cause, is often mistaken for modesty in the sense of +humility. + +Some persons flush up, as I have observed and have been assured, at any +sudden and disagreeable recollection. The commonest cause seems to be +the sudden remembrance of not having done something for another person +which had been promised. In this case it may be that the thought passes +half unconsciously through the mind, "What will he think of me?" and +then the flush would partake of the nature of a true blush. But whether +such flushes are in most cases due to the capillary circulation being +affected, is very doubtful; for we must remember that almost every +strong emotion, such as anger or great joy, acts on the heart, and +causes the face to redden. + +The fact that blushes may be excited in absolute solitude seems opposed +to the view here taken, namely that the habit originally arose from +thinking about what others think of us. Several ladies, who are great +blushers, are unanimous in regard to solitude; and some of them believe +that they have blushed in the dark. From what Mr. Forbes has stated with +respect to the Aymaras, and from my own sensations, I have no doubt that +this latter statement is correct. Shakspeare, therefore, erred when +he made Juliet, who was not even by herself, say to Romeo (act ii. sc. +2):-- + + "Thou know'st the mask of night is on my face; + Else would a maiden blush bepaint my cheek, + For that which thou hast heard me speak to-night." + +But when a blush is excited in solitude, the cause almost always relates +to the thoughts of others about us--to acts done in their presence, +or suspected by them; or again when we reflect what others would have +thought of us had they known of the act. Nevertheless one or two of my +informants believe that they have blushed from shame at acts in no way +relating to others. If this be so, we must attribute the result to the +force of inveterate habit and association, under a state of mind closely +analogous to that which ordinarily excites a blush; nor need we feel +surprise at this, as even sympathy with another person who commits +a flagrant breach of etiquette is believed, as we have just seen, +sometimes to cause a blush. + +Finally, then, I conclude that blushing,--whether due to shyness--to +shame for a real crime--to shame from a breach of the laws +of etiquette--to modesty from humility--to modesty from an +indelicacy--depends in all cases on the same principle; this principle +being a sensitive regard for the opinion, more particularly for +the depreciation of others, primarily in relation to our personal +appearance, especially of our faces; and secondarily, through the force +of association and habit, in relation to the opinion of others on our +conduct. + + +_Theory of Blushing_.--We have now to consider, why should the thought +that others are thinking about us affect our capillary circulation? Sir +C. Bell insists[1331] that blushing "is a provision for expression, as +may be inferred from the colour extending only to the surface of the +face, neck, and breast, the parts most exposed. It is not acquired; it +is from the beginning." Dr. Burgess believes that it was designed by the +Creator in "order that the soul might have sovereign power of displaying +in the cheeks the various internal emotions of the moral feelings;" so +as to serve as a check on ourselves, and as a sign to others, that we +were violating rules which ought to be held sacred. Gratiolet merely +remarks,--"Or, comme il est dans l'ordre de la nature que l'etre social +le plus intelligent soit aussi le plus intelligible, cette faculte de +rougeur et de paleur qui distingue l'homme, est un signe naturel de sa +haute perfection." + +The belief that blushing was SPECIALLY designed by the Creator is +opposed to the general theory of evolution, which is now so largely +accepted; but it forms no part of my duty here to argue on the general +question. Those who believe in design, will find it difficult to account +for shyness being the most frequent and efficient of all the causes +of blushing, as it makes the blusher to suffer and the beholder +uncomfortable, without being of the least service to either of them. +They will also find it difficult to account for negroes and other +dark-coloured races blushing, in whom a change of colour in the skin is +scarcely or not at all visible. + +No doubt a slight blush adds to the beauty of a maiden's face; and the +Circassian women who are capable of blushing, invariably fetch a higher +price in the seraolio of the Sultan than less susceptible women.[1332] +But the firmest believer in the efficacy of sexual selection will hardly +suppose that blushing was acquired as a sexual ornament. This view would +also be opposed to what has just been said about the dark-coloured +races blushing in an invisible manner. + +The hypothesis which appears to me the most probable, though it may at +first seem rash, is that attention closely directed to any part of the +body tends to interfere with the ordinary and tonic contraction of the +small arteries of that part. These vessels, in consequence, become at +such times more or less relaxed, and are instantly filled with arterial +blood. This tendency will have been much strengthened, if frequent +attention has been paid during many generations to the same part, owing +to nerve-force readily flowing along accustomed channels, and by the +power of inheritance. Whenever we believe that others are depreciating +or even considering our personal appearance, our attention is vividly +directed to the outer and visible parts of our bodies; and of all such +parts we are most sensitive about our faces, as no doubt has been the +case during many past generations. Therefore, assuming for the moment +that the capillary vessels can be acted on by close attention, those of +the face will have become eminently susceptible. Through the force of +association, the same effects will tend to follow whenever we think that +others are considering or censuring our actions or character. + +As the basis of this theory rests on mental attention having some power +to influence the capillary circulation, it will be necessary to give +a considerable body of details, bearing more or less directly on this +subject. Several observers,[1333] who from their wide experience +and knowledge are eminently capable of forming a sound judgment, are +convinced that attention or consciousness (which latter term Sir H. +Holland thinks the more explicit) concentrated on almost any part of +the body produces some direct physical effect on it. This applies to the +movements of the involuntary muscles, and of the voluntary muscles when +acting involuntarily,--to the secretion of the glands,--to the activity +of the senses and sensations,--and even to the nutrition of parts. + +It is known that the involuntary movements of the heart are affected +if close attention be paid to them. Gratiolet[1334] gives the case of +a man, who by continually watching and counting his own pulse, at last +caused one beat out of every six to intermit. On the other hand, my +father told me of a careful observer, who certainly had heart-disease +and died from it, and who positively stated that his pulse was +habitually irregular to an extreme degree; yet to his great +disappointment it invariably became regular as soon as my father entered +the room. Sir H. Holland remarks,[1335] that "the effect upon the +circulation of a part from the consciousness suddenly directed and fixed +upon it, is often obvious and immediate." Professor Laycock, who has +particularly attended to phenomena of this nature,[1336] insists that +"when the attention is directed to any portion of the body, innervation +and circulation are excited locally, and the functional activity of that +portion developed." + +It is generally believed that the peristaltic movements of the +intestines are influenced by attention being paid to them at fixed +recurrent periods; and these movements depend on the contraction of +unstriped and involuntary muscles. The abnormal action of the voluntary +muscles in epilepsy, chorea, and hysteria is known to be influenced +by the expectation of an attack, and by the sight of other patients +similarly affected.[1337] So it is with the involuntary acts of yawning +and laughing. + +Certain glands are much influenced by thinking of them, or of the +conditions under which they have been habitually excited. This is +familiar to every one in the increased flow of saliva, when the thought, +for instance, of intensely acid fruit is kept before the mind. It was +shown in our sixth chapter, that an earnest and long-continued desire +either to repress, or to increase, the action of the lacrymal glands is +effectual. Some curious cases have been recorded in the case of +women, of the power of the mind on the mammary glands; and still more +remarkable ones in relation to the uterine functions.[1339] + + +[1335] 'Chapters on Mental Physiology,' 1858, p. 111. [1336] 'Mind find +Brain,' vol. ii. 1860, p. 327. [1337] 'Chapters on Mental Physiology,' +pp. 104-106. [1338] See Gratiolet on this subject, De la Phys. p. 287. +[1339] Dr. J. Crichton Browne, from his observations on the insane, is +convinced that attention directed for a prolonged period on any part or +organ may ultimately influence its capillary circulation and nutrition. +He has given me some extraordinary cases; one of these, which cannot +here be related in full, refers to a married woman fifty years of age, +who laboured under the firm and long-continued delusion that she was +pregnant. When the expected period arrived, she acted precisely as if +she had been really delivered of a child, and seemed to suffer extreme +pain, so that the perspiration broke out on her forehead. The result was +that a state of things returned, continuing for three days, which had +ceased during the six previous years. Mr. Braid gives, in his 'Magic, +Hypnotism,' &c., 1852, p. 95, and in his other works analogous cases, +as well as other facts showing the great influence of the will on the +mammary glands, even on one breast alone. + +When we direct our whole attention to any one sense, its acuteness is +increased;[1340] and the continued habit of close attention, as with +blind people to that of hearing, and with the blind and deaf to that of +touch, appears to improve the sense in question permanently. There is, +also, some reason to believe, judging from the capacities of different +races of man, that the effects are inherited. Turning to ordinary +sensations, it is well known that pain is increased by attending to it; +and Sir B. Brodie goes so far as to believe that pain may be felt in +any part of the body to which attention is closely drawn.[1341] Sir H. +Holland also remarks that we become not only conscious of the existence +of a part subjected to concentrated attention, but we experience in +it various odd sensations as of weight, heat, cold, tingling, or +itching.[1342] + +Lastly, some physiologists maintain that the mind can influence the +nutrition of parts. Sir J. Paget has given a curious instance of the +power, not indeed of the mind, but of the nervous system, on the hair. +A lady "who is subject to attacks of what is called nervous headache, +always finds in the morning after such an one, that some patches of her +hair are white, as if powdered with starch. The change is effected in +a night, and in a few days after, the hairs gradually regain their dark +brownish colour."[1343] + +We thus see that close attention certainly affects various parts and +organs, which are not properly under the control of the will. By what +means attention--perhaps the most wonderful of all the wondrous powers +of the mind--is effected, is an extremely obscure subject. According to +Muller,[1344] the process by which the sensory cells of the brain are +rendered, through the will, susceptible of receiving more intense and +distinct impressions, is closely analogous to that by which the motor +cells are excited to send nerve-force to the voluntary muscles. There +are many points of analogy in the action of the sensory and motor +nerve-cells; for instance, the familiar fact that close attention to +any one sense causes fatigue, like the prolonged exertion of any one +muscle.[1345] When therefore we voluntarily concentrate our attention on +any part of the body, the cells of the brain which receive impressions +or sensations from that part are, it is probable, in some unknown manner +stimulated into activity. This may account, without any local change in +the part to which our attention is earnestly directed, for pain or odd +sensations being there felt or increased. + +If, however, the part is furnished with muscles, we cannot feel sure, as +Mr. Michael Foster has remarked to me, that some slight impulse may not +be unconsciously sent to such muscles; and this would probably cause an +obscure sensation in the part. + +In a large number of cases, as with the salivary and lacrymal glands, +intestinal canal, &c., the power of attention seems to rest, either +chiefly, or as some physiologists think, exclusively, on the vaso-motor +system being affected in such a manner that more blood is allowed to +flow into the capillaries of the part in question. This increased action +of the capillaries may in some cases be combined with the simultaneously +increased activity of the sensorium. + +The manner in which the mind affects the vasomotor system may be +conceived in the following manner. When we actually taste sour fruit, an +impression is sent through the gustatory nerves to a certain part of +the sensorium; this transmits nerve-force to the vasomotor centre, +which consequently allows the muscular coats of the small arteries that +permeate the salivary glands to relax. Hence more blood flows into these +glands, and they secrete a copious supply of saliva. Now it does not +seem an improbable assumption, that, when we reflect intently on a +sensation, the same part of the sensorium, or a closely connected part +of it, is brought into a state of activity, in the same manner as when +we actually perceive the sensation. If so, the same cells in the brain +will be excited, though, perhaps, in a less degree, by vividly thinking +about a sour taste, as by perceiving it; and they will transmit in the +one case, as in the other, nerve-force to the vaso-motor centre with the +same results. + +To give another, and, in some respects, more appropriate illustration. +If a man stands before a hot fire, his face reddens. This appears to be +due, as Mr. Michael Foster informs me, in part to the local action +of the heat, and in part to a reflex action from the vaso-motor +centres.[1346] In this latter case, the heat affects the nerves of the +face; these transmit an impression to the sensory cells of the brain, +which act on the vaso-motor centre, and this reacts on the small +arteries of the face, relaxing them and allowing them to become filled +with blood. Here, again, it seems not improbable that if we were +repeatedly to concentrate with great earnestness our attention on the +recollection of our heated faces, the same part of the sensorium which +gives us the consciousness of actual heat would be in some slight degree +stimulated, and would in consequence tend to transmit some nerve-force +to the vaso-motor centres, so as to relax the capillaries of the face. +Now as men during endless generations have had their attention often and +earnestly directed to their personal appearance, and especially to +their faces, any incipient tendency in the facial capillaries to be thus +affected will have become in the course of time greatly strengthened +through the principles just referred to, namely, nerve-force passing +readily along accustomed channels, and inherited habit. Thus, as it +appears to me, a plausible explanation is afforded of the leading +phenomena connected with the act of blushing. + + +_Recapitulation_.--Men and women, and especially the young, have always +valued, in a high degree, their personal appearance; and have likewise +regarded the appearance of others. The face has been the chief object of +attention, though, when man aboriginally went naked, the whole surface +of his body would have been attended to. Our self-attention is excited +almost exclusively by the opinion of others, for no person living in +absolute solitude would care about his appearance. Every one feels blame +more acutely than praise. Now, whenever we know, or suppose, that others +are depreciating our personal appearance, our attention is strongly +drawn towards ourselves, more especially to our faces. The probable +effect of this will be, as has just been explained, to excite into +activity that part of the sensorium, which receives the sensory nerves +of the face; and this will react through the vaso-motor system on +the facial capillaries. By frequent reiteration during numberless +generations, the process will have become so habitual, in association +with the belief that others are thinking of us, that even a suspicion +of their depreciation suffices to relax the capillaries, without any +conscious thought about our faces. With some sensitive persons it is +enough even to notice their dress to produce the same effect. Through +the force, also, of association and inheritance our capillaries are +relaxed, whenever we know, or imagine, that any one is blaming, though +in silence, our actions, thoughts, or character; and, again, when we are +highly praised. + +On this hypothesis we can understand how it is that the face blushes +much more than any other part of the body, though the whole surface is +somewhat affected, more especially with the races which still go nearly +naked. It is not at all surprising that the dark-coloured races should +blush, though no change of colour is visible in their skins. From the +principle of inheritance it is not surprising that persons born blind +should blush. We can understand why the young are much more affected +than the old, and women more than men; and why the opposite sexes +especially excite each other's blushes. It becomes obvious why personal +remarks should be particularly liable to cause blushing, and why the +most powerful of all the causes is shyness; for shyness relates to the +presence and opinion of others, and the shy are always more or less +self-conscious. With respect to real shame from moral delinquencies, we +can perceive why it is not guilt, but the thought that others think us +guilty, which raises a blush. A man reflecting on a crime committed in +solitude, and stung by his conscience, does not blush; yet he will blush +under the vivid recollection of a detected fault, or of one committed in +the presence of others, the degree of blushing being closely related +to the feeling of regard for those who have detected, witnessed, or +suspected his fault. Breaches of conventional rules of conduct, if they +are rigidly insisted on by our equals or superiors, often cause more +intense blushes even than a detected crime, and an act which is really +criminal, if not blamed by our equals, hardly raises a tinge of colour +on our cheeks. Modesty from humility, or from an indelicacy, excites a +vivid blush, as both relate to the judgment or fixed customs of others. + +From the intimate sympathy which exists between the capillary +circulation of the surface of the head and of the brain, whenever there +is intense blushing, there will be some, and often great, confusion of +mind. This is frequently accompanied by awkward movements, and sometimes +by the involuntary twitching of certain muscles. + +As blushing, according to this hypothesis, is an indirect result of +attention, originally directed to our personal appearance, that is +to the surface of the body, and more especially to the face, we +can understand the meaning of the gestures which accompany blushing +throughout the world. These consist in hiding the face, or turning it +towards the ground, or to one side. The eyes are generally averted or +are restless, for to look at the man who causes us to feel shame +or shyness, immediately brings home in an intolerable manner the +consciousness that his gaze is directed on us. Through the principle of +associated habit, the same movements of the face and eyes are practised, +and can, indeed, hardly be avoided, whenever we know or believe that, +others are blaming, or too strongly praising, our moral conduct. + + + +CHAPTER XIV. -- CONCLUDING REMARKS AND SUMMARY. + +The three leading principles which have determined the chief movements +of expression--Their inheritance--On the part which the will and +intention have played in the acquirement of various expressions--The +instinctive recognition of expression--The bearing of our subject on +the specific unity of the races of man--On the successive acquirement +of various expressions by the progenitors of man--The importance of +expression--Conclusion. + + +I HAVE now described, to the best of my ability, the chief expressive +actions in man, and in some few of the lower animals. I have also +attempted to explain the origin or development of these actions through +the three principles given in the first chapter. The first of these +principles is, that movements which are serviceable in gratifying some +desire, or in relieving some sensation, if often repeated, become +so habitual that they are performed, whether or not of any service, +whenever the same desire or sensation is felt, even in a very weak +degree. + +Our second principle is that of antithesis. The habit of voluntarily +performing opposite movements under opposite impulses has become firmly +established in us by the practice of our whole lives. Hence, if certain +actions have been regularly performed, in accordance with our first +principle, under a certain frame of mind, there will be a strong and +involuntary tendency to the performance of directly opposite actions, +whether or not these are of any use, under the excitement of an opposite +frame of mind. + +Our third principle is the direct action of the excited nervous system +on the body, independently of the will, and independently, in large +part, of habit. Experience shows that nerve-force is generated and set +free whenever the cerebro-spinal system is excited. The direction which +this nerve-force follows is necessarily determined by the lines of +connection between the nerve-cells, with each other and with various +parts of the body. But the direction is likewise much influenced by +habit; inasmuch as nerve-force passes readily along accustomed channels. + +The frantic and senseless actions of an enraged man may be attributed in +part to the undirected flow of nerve-force, and in part to the effects +of habit, for these actions often vaguely represent the act of striking. +They thus pass into gestures included under our first principle; as when +an indignant man unconsciously throws himself into a fitting attitude +for attacking his opponent, though without any intention of making an +actual attack. We see also the influence of habit in all the emotions +and sensations which are called exciting; for they have assumed this +character from having habitually led to energetic action; and action +affects, in an indirect manner, the respiratory and circulatory +system; and the latter reacts on the brain. Whenever these emotions or +sensations are even slightly felt by us, though they may not at the time +lead to any exertion, our whole system is nevertheless disturbed through +the force of habit and association. Other emotions and sensations are +called depressing, because they have not habitually led to energetic +action, excepting just at first, as in the case of extreme pain, fear, +and grief, and they have ultimately caused complete exhaustion; they +are consequently expressed chiefly by negative signs and by prostration. +Again, there are other emotions, such as that of affection, which do not +commonly lead to action of any kind, and consequently are not exhibited +by any strongly marked outward signs. Affection indeed, in as far as it +is a pleasurable sensation, excites the ordinary signs of pleasure. + +On the other hand, many of the effects due to the excitement of the +nervous system seem to be quite independent of the flow of nerve-force +along the channels which have been rendered habitual by former exertions +of the will. Such effects, which often reveal the state of mind of the +person thus affected, cannot at present be explained; for instance, the +change of colour in the hair from extreme terror or grief,--the +cold sweat and the trembling of the muscles from fear,--the modified +secretions of the intestinal canal,--and the failure of certain glands +to act. + +Notwithstanding that much remains unintelligible in our present subject, +so many expressive movements and actions can be explained to a certain +extent through the above three principles, that we may hope hereafter to +see all explained by these or by closely analogous principles. + +Actions of all kinds, if regularly accompanying any state of the mind, +are at once recognized as expressive. These may consist of movements of +any part of the body, as the wagging of a dog's tail, the shrugging of +a man's shoulders, the erection of the hair, the exudation of +perspiration, the state of the capillary circulation, laboured +breathing, and the use of the vocal or other sound-producing +instruments. Even insects express anger, terror, jealousy, and love +by their stridulation. With man the respiratory organs are of especial +importance in expression, not only in a direct, but in a still higher +degree in an indirect manner. + +Few points are more interesting in our present subject than the +extraordinarily complex chain of events which lead to certain expressive +movements. Take, for instance, the oblique eyebrows of a man suffering +from grief or anxiety. When infants scream loudly from hunger or pain, +the circulation is affected, and the eyes tend to become gorged with +blood: consequently the muscles surrounding the eyes are strongly +contracted as a protection: this action, in the course of many +generations, has become firmly fixed and inherited: but when, with +advancing years and culture, the habit of screaming is partially +repressed, the muscles round the eyes still tend to contract, whenever +even slight distress is felt: of these muscles, the pyramidals of the +nose are less under the control of the will than are the others and +their contraction can be checked only by that of the central fasciae of +the frontal muscle: these latter fasciae draw up the inner ends of +the eyebrows, and wrinkle the forehead in a peculiar manner, which +we instantly recognize as the expression of grief or anxiety. Slight +movements, such as these just described, or the scarcely perceptible +drawing down of the corners of the mouth, are the last remnants or +rudiments of strongly marked and intelligible movements. They are as +full of significance to us in regard to expression, as are ordinary +rudiments to the naturalist in the classification and genealogy of +organic beings. + +That the chief expressive actions, exhibited by man and by the lower +animals, are now innate or inherited,--that is, have not been learnt +by the individual,--is admitted by every one. So little has learning +or imitation to do with several of them that they are from the earliest +days and throughout life quite beyond our control; for instance, the +relaxation of the arteries of the skin in blushing, and the increased +action of the heart in anger. We may see children, only two or three +years old, and even those born blind, blushing from shame; and the naked +scalp of a very young infant reddens from passion. Infants scream from +pain directly after birth, and all their features then assume the same +form as during subsequent years. These facts alone suffice to show that +many of our most important expressions have not been learnt; but it is +remarkable that some, which are certainly innate, require practice in +the individual, before they are performed in a full and perfect manner; +for instance, weeping and laughing. The inheritance of most of our +expressive actions explains the fact that those born blind display them, +as I hear from the Rev. R. H. Blair, equally well with those gifted with +eyesight. We can thus also understand the fact that the young and the +old of widely different races, both with man and animals, express the +same state of mind by the same movements. + +We are so familiar with the fact of young and old animals displaying +their feelings in the same manner, that we hardly perceive how +remarkable it is that a young puppy should wag its tail when pleased, +depress its ears and uncover its canine teeth when pretending to be +savage, just like an old dog; or that a kitten should arch its little +back and erect its hair when frightened and angry, like an old cat. +When, however, we turn to less common gestures in ourselves, which +we are accustomed to look at as artificial or conventional,--such as +shrugging the shoulders, as a sign of impotence, or the raising the +arms with open hands and extended fingers, as a sign of wonder,--we feel +perhaps too much surprise at finding that they are innate. That these +and some other gestures are inherited, we may infer from their being +performed by very young children, by those born blind, and by the most +widely distinct races of man. We should also bear in mind that new and +highly peculiar tricks, in association with certain states of the +mind, are known to have arisen in certain individuals, and to have been +afterwards transmitted to their offspring, in some cases, for more than +one generation. + +Certain other gestures, which seem to us so natural that we might easily +imagine that they were innate, apparently have been learnt like the +words of a language. This seems to be the case with the joining of the +uplifted hands, and the turning up of the eyes, in prayer. So it is +with kissing as a mark of affection; but this is innate, in so far as it +depends on the pleasure derived from contact with a beloved person. +The evidence with respect to the inheritance of nodding and shaking the +head, as signs of affirmation and negation, is doubtful; for they are +not universal, yet seem too general to have been independently acquired +by all the individuals of so many races. + + +We will now consider how far the will and consciousness have come into +play in the development of the various movements of expression. As far +as we can judge, only a few expressive movements, such as those just +referred to, are learnt by each individual; that is, were consciously +and voluntarily performed during the early years of life for some +definite object, or in imitation of others, and then became habitual. +The far greater number of the movements of expression, and all the more +important ones, are, as we have seen, innate or inherited; and such +cannot be said to depend on the will of the individual. Nevertheless, +all those included under our first principle were at first voluntarily +performed for a definite object,--namely, to escape some danger, to +relieve some distress, or to gratify some desire. For instance, there +can hardly be a doubt that the animals which fight with their teeth, +have acquired the habit of drawing back their ears closely to their +heads, when feeling savage, from their progenitors having voluntarily +acted in this manner in order to protect their ears from being torn by +their antagonists; for those animals which do not fight with their +teeth do not thus express a savage state of mind. We may infer as highly +probable that we ourselves have acquired the habit of contracting the +muscles round the eyes, whilst crying gently, that is, without the +utterance of any loud sound, from our progenitors, especially +during infancy, having experienced, during the act of screaming, an +uncomfortable sensation in their eyeballs. Again, some highly expressive +movements result from the endeavour to cheek or prevent other expressive +movements; thus the obliquity of the eyebrows and the drawing down +of the corners of the mouth follow from the endeavour to prevent a +screaming-fit from coming on, or to cheek it after it has come on. Here +it is obvious that the consciousness and will must at first have come +into play; not that we are conscious in these or in other such cases +what muscles are brought into action, any more than when we perform the +most ordinary voluntary movements. + +With respect to the expressive movements due to the principle of +antithesis, it is clear that the will has intervened, though in a remote +and indirect manner. So again with the movements coming under our +third principle; these, in as far as they are influenced by nerve-force +readily passing along habitual channels, have been determined by former +and repeated exertions of the will. The effects indirectly due to this +latter agency are often combined in a complex manner, through the +force of habit and association, with those directly resulting from the +excitement of the cerebro-spinal system. This seems to be the case with +the increased action of the heart under the influence of any strong +emotion. When an animal erects its hair, assumes a threatening attitude, +and utters fierce sounds, in order to terrify an enemy, we see a curious +combination of movements which were originally voluntary with those that +are involuntary. It is, however, possible that even strictly involuntary +actions, such as the erection of the hair, may have been affected by the +mysterious power of the will. + +Some expressive movements may have arisen spontaneously, in association +with certain states of the mind, like the tricks lately referred to, and +afterwards been inherited. But I know of no evidence rendering this view +probable. + +The power of communication between the members of the same tribe by +means of language has been of paramount importance in the development of +man; and the force of language is much aided by the expressive movements +of the face and body. We perceive this at once when we converse on an +important subject with any person whose face is concealed. Nevertheless +there are no grounds, as far as I can discover, for believing that any +muscle has been developed or even modified exclusively for the sake of +expression. The vocal and other sound-producing organs, by which various +expressive noises are produced, seem to form a partial exception; but I +have elsewhere attempted to show that these organs were first developed +for sexual purposes, in order that one sex might call or charm the +other. Nor can I discover grounds for believing that any inherited +movement, which now serves as a means of expression, was at first +voluntarily and consciously performed for this special purpose,--like +some of the gestures and the finger-language used by the deaf and dumb. +On the contrary, every true or inherited movement of expression seems +to have had some natural and independent origin. But when once acquired, +such movements may be voluntarily and consciously employed as a means +of communication. Even infants, if carefully attended to, find out at +a very early age that their screaming brings relief, and they soon +voluntarily practise it. We may frequently see a person voluntarily +raising his eyebrows to express surprise, or smiling to express +pretended satisfaction and acquiescence. A man often wishes to make +certain gestures conspicuous or demonstrative, and will raise his +extended arms with widely opened fingers above his head, to show +astonishment, or lift his shoulders to his ears, to show that he +cannot or will not do something. The tendency to such movements will be +strengthened or increased by their being thus voluntarily and repeatedly +performed; and the effects may be inherited. + +It is perhaps worth consideration whether movements at first used only +by one or a few individuals to express a certain state of mind may not +sometimes have spread to others, and ultimately have become universal, +through the power of conscious and unconscious imitation. That there +exists in man a strong tendency to imitation, independently of the +conscious will, is certain. This is exhibited in the most extraordinary +manner in certain brain diseases, especially at the commencement of +inflammatory softening of the brain, and has been called the "echo +sign." Patients thus affected imitate, without understanding every +absurd gesture which is made, and every word which is uttered near them, +even in a foreign language.[1401] In the case of animals, the jackal and +wolf have learnt under confinement to imitate the barking of the dog. +How the barking of the dog, which serves to express various emotions and +desires, and which is so remarkable from having been acquired since the +animal was domesticated, and from being inherited in different degrees +by different breeds, was first learnt we do not know; but may we not +suspect that imitation has had something to do with its acquisition, +owing to dogs having long lived in strict association with so loquacious +an animal as man? + +In the course of the foregoing remarks and throughout this volume, I +have often felt much difficulty about the proper application of the +terms, will, consciousness, and intention. Actions, which were at first +voluntary, soon became habitual, and at last hereditary, and may then be +performed even in opposition to the will. Although they often reveal +the state of the mind, this result was not at first either intended or +expected. Even such words as that "certain movements serve as a means +of expression," are apt to mislead, as they imply that this was their +primary purpose or object. This, however, seems rarely or never to have +been the case; the movements having been at first either of some direct +use, or the indirect effect of the excited state of the sensorium. An +infant may scream either intentionally or instinctively to show that it +wants food; but it has no wish or intention to draw its features into +the peculiar form which so plainly indicates misery; yet some of the +most characteristic expressions exhibited by man are derived from the +act of screaming, as has been explained. + +Although most of our expressive actions are innate or instinctive, as +is admitted by everyone, it is a different question whether we have any +instinctive power of recognizing them. This has generally been assumed +to be the case; but the assumption has been strongly controverted by M. +Lemoine.[1402] Monkeys soon learn to distinguish, not only the tones +of voice of their masters, but the expression of their faces, as is +asserted by a careful observer.[1403] Dogs well know the difference +between caressing and threatening gestures or tones; and they seem to +recognize a compassionate tone. But as far as I can make out, after +repeated trials, they do not understand any movement confined to the +features, excepting a smile or laugh; and this they appear, at least in +some cases, to recognize. This limited amount of knowledge has probably +been gained, both by monkeys and dogs, through their associating harsh +or kind treatment with our actions; and the knowledge certainly is +not instinctive. Children, no doubt, would soon learn the movements of +expression in their elders in the same manner as animals learn those +of man. Moreover, when a child cries or laughs, he knows in a general +manner what he is doing and what he feels; so that a very small exertion +of reason would tell him what crying or laughing meant in others. But +the question is, do our children acquire their knowledge of expression +solely by experience through the power of association and reason? + +As most of the movements of expression must have been gradually +acquired, afterwards becoming instinctive, there seems to be some degree +of _a priori_ probability that their recognition would likewise have +become instinctive. There is, at least, no greater difficulty in +believing this than in admitting that, when a female quadruped first +bears young, she knows the cry of distress of her offspring, or than +in admitting that many animals instinctively recognize and fear their +enemies; and of both these statements there can be no reasonable +doubt. It is however extremely difficult to prove that our children +instinctively recognize any expression. I attended to this point in my +first-born infant, who could not have learnt anything by associating +with other children, and I was convinced that he understood a smile and +received pleasure from seeing one, answering it by another, at much too +early an age to have learnt anything by experience. When this child +was about four months old, I made in his presence many odd noises and +strange grimaces, and tried to look savage; but the noises, if not +too loud, as well as the grimaces, were all taken as good jokes; and I +attributed this at the time to their being preceded or accompanied by +smiles. When five months old, he seemed to understand a compassionate, +expression and tone of voice. When a few days over six months old, his +nurse pretended to cry, and I saw that his face instantly assumed a +melancholy expression, with the corners of the mouth strongly depressed; +now this child could rarely have seen any other child crying, and never +a grown-up person crying, and I should doubt whether at so early an age +he could have reasoned on the subject. Therefore it seems to me that an +innate feeling must have told him that the pretended crying of his nurse +expressed grief; and this through the instinct of sympathy excited grief +in him. + +M. Lemoine argues that, if man possessed an innate knowledge of +expression, authors and artists would not have found it so difficult, as +is notoriously the case, to describe and depict the characteristic signs +of each particular state of mind. But this does not seem to me a +valid argument. We may actually behold the expression changing in an +unmistakable manner in a man or animal, and yet be quite unable, as I +know from experience, to analyse the nature of the change. In the two +photographs given by Duchenne of the same old man (Plate III. figs. 5 +and 6), almost every one recognized that the one represented a true, and +the other a false smile; but I have found it very difficult to decide in +what the whole amount of difference consists. It has often struck me +as a curious fact that so many shades of expression are instantly +recognized without any conscious process of analysis on our part. No +one, I believe, can clearly describe a sullen or sly expression; yet +many observers are unanimous that these expressions can be recognized +in the various races of man. Almost everyone to whom I showed Duchenne's +photograph of the young man with oblique eyebrows (Plate II. fig. 2) at +once declared that it expressed grief or some such feeling; yet probably +not one of these persons, or one out of a thousand persons, could +beforehand have told anything precise about the obliquity of the +eyebrows with their inner ends puckered, or about the rectangular +furrows on the forehead. So it is with many other expressions, of which +I have had practical experience in the trouble requisite in instructing +others what points to observe. If, then, great ignorance of details +does not prevent our recognizing with certainty and promptitude various +expressions, I do not see how this ignorance can be advanced as an +argument that our knowledge, though vague and general, is not innate. + +I have endeavoured to show in considerable detail that all the chief +expressions exhibited by man are the same throughout the world. This +fact is interesting, as it affords a new argument in favour of the +several races being descended from a single parent-stock, which must +have been almost completely human in structure, and to a large extent in +mind, before the period at which the races diverged from each other. No +doubt similar structures, adapted for the same purpose, have often +been independently acquired through variation and natural selection +by distinct species; but this view will not explain close similarity +between distinct species in a multitude of unimportant details. Now if +we bear in mind the numerous points of structure having no relation to +expression, in which all the races of man closely agree, and then add to +them the numerous points, some of the highest importance and many of the +most trifling value, on which the movements of expression directly or +indirectly depend, it seems to me improbable in the highest degree that +so much similarity, or rather identity of structure, could have been +acquired by independent means. Yet this must have been the case if the +races of man are descended from several aboriginally distinct species. +It is far more probable that the many points of close similarity in the +various races are due to inheritance from a single parent-form, which +had already assumed a human character. + +It is a curious, though perhaps an idle speculation, how early in the +long line of our progenitors the various expressive movements, now +exhibited by man, were successively acquired. The following remarks +will at least serve to recall some of the chief points discussed in this +volume. We may confidently believe that laughter, as a sign of pleasure +or enjoyment, was practised by our progenitors long before they deserved +to be called human; for very many kinds of monkeys, when pleased, utter +a reiterated sound, clearly analogous to our laughter, often accompanied +by vibratory movements of their jaws or lips, with the corners of the +mouth drawn backwards and upwards, by the wrinkling of the cheeks, and +even by the brightening of the eyes. + +We may likewise infer that fear was expressed from an extremely remote +period, in almost the same manner as it now is by man; namely, by +trembling, the erection of the hair, cold perspiration, pallor, widely +opened eyes, the relaxation of most of the muscles, and by the whole +body cowering downwards or held motionless. + +Suffering, if great, will from the first have caused screams or groans +to be uttered, the body to be contorted, and the teeth to be ground +together. But our progenitors will not have exhibited those highly +expressive movements of the features which accompany screaming and +crying until their circulatory and respiratory organs, and the muscles +surrounding the eyes, had acquired their present structure. The shedding +of tears appears to have originated through reflex action from the +spasmodic contraction of the eyelids, together perhaps with the eyeballs +becoming gorged with blood during the act of screaming. Therefore +weeping probably came on rather late in the line of our descent; and +this conclusion agrees with the fact that our nearest allies, the +anthropomorphous apes, do not weep. But we must here exercise some +caution, for as certain monkeys, which are not closely related to man, +weep, this habit might have been developed long ago in a sub-branch +of the group from which man is derived. Our early progenitors, when +suffering from grief or anxiety, would not have made their eyebrows +oblique, or have drawn down the corners of their mouth, until they +had acquired the habit of endeavouring to restrain their screams. The +expression, therefore, of grief and anxiety is eminently human. + +Rage will have been expressed at a very early period by threatening or +frantic gestures, by the reddening of the skin, and by glaring eyes, but +not by frowning. For the habit of frowning seems to have been acquired +chiefly from the corrugators being the first muscles to contract round +the eyes, whenever during infancy pain, anger, or distress is felt, and +there consequently is a near approach to screaming; and partly from +a frown serving as a shade in difficult and intent vision. It seems +probable that this shading action would not have become habitual until +man had assumed a completely upright position, for monkeys do not frown +when exposed to a glaring light. Our early progenitors, when enraged, +would probably have exposed their teeth more freely than does man, even +when giving full vent to his rage, as with the insane. We may, also, +feel almost certain that they would have protruded their lips, when +sulky or disappointed, in a greater degree than is the case with our own +children, or even with the children of existing savage races. + +Our early progenitors, when indignant or moderately angry, would +not have held their heads erect, opened their chests, squared their +shoulders, and clenched their fists, until they had acquired the +ordinary carriage and upright attitude of man, and had learnt to +fight with their fists or clubs. Until this period had arrived the +antithetical gesture of shrugging the shoulders, as a sign of impotence +or of patience, would not have been developed. From the same reason +astonishment would not then have been expressed by raising the arms +with open hands and extended fingers. Nor, judging from the actions +of monkeys, would astonishment have been exhibited by a widely opened +mouth; but the eyes would have been opened and the eyebrows arched. +Disgust would have been shown at a very early period by movements round +the mouth, like those of vomiting,--that is, if the view which I have +suggested respecting the source of the expression is correct, namely, +that our progenitors had the power, and used it, of voluntarily and +quickly rejecting any food from their stomachs which they disliked. But +the more refined manner of showing contempt or disdain, by lowering the +eyelids, or turning away the eyes and face, as if the despised person +were not worth looking at, would not probably have been acquired until a +much later period. + +Of all expressions, blushing seems to be the most strictly human; yet +it is common to all or nearly all the races of man, whether or not any +change of colour is visible in their skin. The relaxation of the small +arteries of the surface, on which blushing depends, seems to have +primarily resulted from earnest attention directed to the appearance of +our own persons, especially of our faces, aided by habit, inheritance, +and the ready flow of nerve-force along accustomed channels; and +afterwards to have been extended by the power of association to +self-attention directed to moral conduct. It can hardly be doubted that +many animals are capable of appreciating beautiful colours and even +forms, as is shown by the pains which the individuals of one sex take +in displaying their beauty before those of the opposite sex. But it +does not seem possible that any animal, until its mental powers had been +developed to an equal or nearly equal degree with those of man, would +have closely considered and been sensitive about its own personal +appearance. Therefore we may conclude that blushing originated at a very +late period in the long line of our descent. + +From the various facts just alluded to, and given in the course of this +volume, it follows that, if the structure of our organs of respiration +and circulation had differed in only a slight degree from the state +in which they now exist, most of our expressions would have been +wonderfully different. A very slight change in the course of the +arteries and veins which run to the head, would probably have prevented +the blood from accumulating in our eyeballs during violent expiration; +for this occurs in extremely few quadrupeds. In this case we should not +have displayed some of our most characteristic expressions. If man had +breathed water by the aid of external branchiae (though the idea is +hardly conceivable), instead of air through his mouth and nostrils, his +features would not have expressed his feelings much more efficiently +than now do his hands or limbs. Rage and disgust, however, would still +have been shown by movements about the lips and mouth, and the eyes +would have become brighter or duller according to the state of the +circulation. If our ears had remained movable, their movements would +have been highly expressive, as is the case with all the animals which +fight with their teeth; and we may infer that our early progenitors thus +fought, as we still uncover the canine tooth on one side when we sneer +at or defy any one, and we uncover all our teeth when furiously enraged. + + +The movements of expression in the face and body, whatever their origin +may have been, are in themselves of much importance for our welfare. +They serve as the first means of communication between the mother and +her infant; she smiles approval, and thus encourages her child on the +right path, or frowns disapproval. We readily perceive sympathy in +others by their expression; our sufferings are thus mitigated and our +pleasures increased; and mutual good feeling is thus strengthened. The +movements of expression give vividness and energy to our spoken words. +They reveal the thoughts and intentions of others more truly than do +words, which may be falsified. Whatever amount of truth the so-called +science of physiognomy may contain, appears to depend, as Haller long +ago remarked,[1404] on different persons bringing into frequent +use different facial muscles, according to their dispositions; the +development of these muscles being perhaps thus increased, and the lines +or furrows on the face, due to their habitual contraction, being thus +rendered deeper and more conspicuous. The free expression by outward +signs of an emotion intensifies it. On the other hand, the repression, +as far as this is possible, of all outward signs softens our +emotions.[1405] He who gives way to violent gestures will increase his +rage; he who does not control the signs of fear will experience fear in +a greater degree; and he who remains passive when overwhelmed with grief +loses his best chance of recovering elasticity of mind. These results +follow partly from the intimate relation which exists between almost +all the emotions and their outward manifestations; and partly from +the direct influence of exertion on the heart, and consequently on +the brain. Even the simulation of an emotion tends to arouse it in our +minds. Shakespeare, who from his wonderful knowledge of the human mind +ought to be an excellent judge, says:-- + + Is it not monstrous that this player here, + But in a fiction, in a dream of passion, + Could force his soul so to his own conceit, + That, from her working, all his visage wann'd; + Tears in his eyes, distraction in 's aspect, + A broken voice, and his whole function suiting + With forms to his conceit? And all for nothing! + _Hamlet_, act ii. sc. 2. + + +We have seen that the study of the theory of expression confirms to +a certain limited extent the conclusion that man is derived from +some lower animal form, and supports the belief of the specific or +sub-specific unity of the several races; but as far as my judgment +serves, such confirmation was hardly needed. We have also seen that +expression in itself, or the language of the emotions, as it has +sometimes been called, is certainly of importance for the welfare of +mankind. To understand, as far as possible, the source or origin of the +various expressions which may be hourly seen on the faces of the men +around us, not to mention our domesticated animals, ought to possess +much interest for us. From these several causes, we may conclude that +the philosophy of our subject has well deserved the attention which +it has already received from several excellent observers, and that it +deserves still further attention, especially from any able physiologist. + + + + +FOOTNOTES: + + +[Footnote 1: J. Parsons, in his paper in the Appendix to the +'Philosophical Transactions' for 1746, p. 41, gives a list of forty-one +old authors who have written on Expression.] + +[Footnote 2: Conferences sur l'expression des differents Caracteres des +Passions.' Paris, 4to, 1667. I always quote from the republication of +the 'Conferences' in the edition of Lavater, by Moreau, which appeared +in 1820, as given in vol. ix. p. 257.] + +[Footnote 3: 'Discours par Pierre Camper sur le moyen de representer les +diverses passions,' &c. 1792. 1844] + +[Footnote 4: I always quote from the third edition, 1844, which was +published after the death of Sir C. Bell, and contains his latest +corrections. The first edition of 1806 is much inferior in merit, and +does not include some of his more important views.] + +[Footnote 5: 'De la Physionomie et de la Parole,' par Albert Lemoine, +1865, p. 101.] + +[Footnote 6: 'L'Art de connaitre les Hommes,' &c., par G. Lavater.] + +[Footnote 7: 'Handbuch der Systematischen Anatomie des Menschen.' Band +I. Dritte Abtheilung, 1858.] + +[Footnote 8: 'The Senses and the Intellect,' 2nd edit. 1864, pp. 96 and +288. The preface to the first edition of this work is dated June, 1855. +See also the 2nd edition of Mr. Bain's work on the 'Emotions and Will.'] + +[Footnote 9: 'The Anatomy of Expression,' 3rd edit. p. 121.] + +[Footnote 10: 'Essays, Scientific, Political, and Speculative,' Second +Series, 1863, p. 111. There is a discussion on Laughter in the First +Series of Essays, which discussion seems to me of very inferior value.] + +[Footnote 11: Since the publication of the essay just referred to, Mr. +Spencer has written another, on "Morals and Moral Sentiments," in the +'Fortnightly Review,' April 1, 1871, p. 426. He has, also, now published +his final conclusions in vol. ii. of the second edit. of the 'Principles +of Psychology,' 1872, p. 539. I may state, in order that I may not be +accused of trespassing on Mr. Spencer's domain, that I announced in my +'Descent of Man,' that I had then written a part of the present volume: +my first MS. notes on the subject of expression bear the date of the +year 1838.] + +[Footnote 12: 'Anatomy of Expression,' 3rd edit. pp. 98, 121, 131.] + +[Footnote 13: Professor Owen expressly states (Proc. Zoolog. Soc. 1830, +p. 28) that this is the case with respect to the Orang, and specifies +all the more important muscles which are well known to serve with man +for the expression of his feelings. See, also, a description of several +of the facial muscles in the Chimpanzee, by Prof. Macalister, in 'Annals +and Magazine of Natural History,' vol. vii. May, 1871, p. 342.] + +[Footnote 14: 'Anatomy of Expression,' pp. 121, 138.] + +[Footnote 15: 'De la Physionomie,' pp. 12, 73.] + +[Footnote 16: 'Mecanisme de la Physionomie Humaine,' 8vo edit. p. 31.] + +[Footnote 17: 'Elements of Physiology,' English translation, vol. ii. p. +934.] + +[Footnote 18: 'Anatomy of Expression,' 3rd edit. p. 198.] + +[Footnote 19: See remarks to this effect in Lessing's 'Lacooon,' +translated by W. Ross, 1836, p. 19.] + +[Footnote 20: Mr. Partridge in Todd's 'Cyclopaedia of Anatomy and +Physiology,' vol. ii. p. 227.] + +[Footnote 21: 'La Physionomie,' par G. Lavater, tom. iv. 1820, p. 274. +On the number of the facial muscles, see vol. iv. pp. 209-211.] + +[Footnote 22: 'Mimik und Physiognomik,' 1867, s. 91.] + +[Footnote 101: Mr. Herbert Spencer ('Essays,' Second Series, 1863, p. +138) has drawn a clear distinction between emotions and sensations, +the latter being "generated in our corporeal framework." He classes as +Feelings both emotions and-sensations.] + +[Footnote 102: Muller, 'Elements of Physiology,' Eng. translat. vol. ii. +p. 939. See also Mr. H. Spencer's interesting speculations on the same +subject, and on the genesis of nerves, in his 'Principles of Biology,' +vol. ii. p. 346; and in his 'Principles of Psychology,' 2nd edit. pp. +511-557.] + +[Footnote 103: A remark to much the same effect was made long ago by +Hippocrates and by the illustrious Harvey; for both assert that a young +animal forgets in the course of a few days the art of sucking, and +cannot without some difficulty again acquire it. I give these assertions +on the authority of Dr. Darwin, 'Zoonomia,' 1794, vol. i. p. 140.] + +[Footnote 104: See for my authorities, and for various analogous facts, +'The Variation of Animals and Plants under Domestication,' 1868, vol. +ii. p. 304.] + +[Footnote 105: 'The Senses and the Intellect,' 2nd edit. 1864, p. 332. +Prof. Huxley remarks ('Elementary Lessons in Physiology,' 5th edit. +1872, p. 306), "It may be laid down as a rule, that, if any two mental +states be called up together, or in succession, with due frequency and +vividness, the subsequent production of the one of them will suffice to +call up the other, and that whether we desire it or not."] + +[Footnote 106: Gratiolet ('De la Physionomie,' p. 324), in his +discussion on this subject, gives many analogous instances. See p. 42, +on the opening and shutting of the eyes. Engel is quoted (p. 323) on the +changed paces of a man, as his thoughts change.] + +[Footnote 107: 'Mecanisme de la Physionomie Humaine,' 1862, p. 17.] + +[Footnote 108: 'The Variation of Animals and Plants under +Domestication,' vol. ii. p. 6. The inheritance of habitual gestures +is so important for us, that I gladly avail myself of Mr. F. Galton's +permission to give in his own words the following remarkable case:--"The +following account of a habit occurring in individuals of three +consecutive generations {footnote continues:} is of peculiar interest, +because it occurs only during sound sleep, and therefore cannot be +due to imitation, but must be altogether natural. The particulars are +perfectly trustworthy, for I have enquired fully into them, and speak +from abundant and independent evidence. A gentleman of considerable +position was found by his wife to have the curious trick, when he lay +fast asleep on his back in bed, of raising his right arm slowly in front +of his face, up to his forehead, and then dropping it with a jerk, so +that the wrist fell heavily on the bridge of his nose. The trick did +not occur every night, but occasionally, and was independent of any +ascertained cause. Sometimes it was repeated incessantly for an hour or +more. The gentleman's nose was prominent, and its bridge often became +sore from the blows which it received. At one time an awkward sore was +produced, that was long in healing, on account of the recurrence, night +after night, of the blows which first caused it. His wife had to remove +the button from the wrist of his night-gown as it made severe scratches, +and some means were attempted of tying his arm. + +"Many years after his death, his son married a lady who had never +heard of the family incident. She, however, observed precisely the same +peculiarity in her husband; but his nose, from not being particularly +prominent, has never as yet suffered from the blows. The trick does +not occur when he is half-asleep, as, for example, when dozing in his +arm-chair, but the moment he is fast asleep it is apt to begin. It is, +as with his father, intermittent; sometimes ceasing for many nights, +and sometimes almost incessant during a part of every night. It is +performed, as it was by his father, with his right hand. + +"One of his children, a girl, has inherited the same trick. She performs +it, likewise, with the right hand, but in a slightly modified form; for, +after raising the arm, she does not allow the wrist to drop upon the +bridge of the nose, but the palm of the half-closed hand falls over and +down the nose, striking it rather rapidly. It is also very intermittent +with this child, not occurring for periods of some months, but sometimes +occurring almost incessantly."] + +[Footnote 109: Prof. Huxley remarks ('Elementary Physiology,' 5th edit. +p. 305) that reflex actions proper to the spinal cord are NATURAL; +but, by the help of the brain, that is through habit, an infinity of +ARTIFICIAL reflex actions may be acquired. Virchow admits ('Sammlung +wissenschaft. Vortrage,' &c., "Ueber das Ruckeninark," 1871, ss. 24, +31) that some reflex actions can hardly be distinguished from instincts; +and, of the latter, it may be added, some cannot be distinguished from +inherited habits.] + +[Footnote 110: Dr. Maudsley, 'Body and Mind,' 1870, p. 8.] + +[Footnote 111: See the very interesting discussion on the whole subject +by Claude Bernard, 'Tissus Vivants,' 1866, p. 353-356.] + +[Footnote 112: 'Chapters on Mental Physiology,' 1858, p. 85.] + +[Footnote 113: Muller remarks ('Elements of Physiology,' Eng. tr. vol. +ii. p. 1311) on starting being always accompanied by the closure of the +eyelids.] + +[Footnote 114: Dr. Maudsley remarks ('Body and Mind,' p. 10) that +"reflex movements which commonly effect a useful end may, under the +changed circumstances of disease, do great mischief, becoming even the +occasion of violent suffering and of a most painful death."] + +[Footnote 115: See Mr. F. H. Salvin's account of a tame jackal in 'Land +and Water,' October, 1869.] + +[Footnote 116: "Dr. Darwin, 'Zoonomia,' 1794, vol. i. p. 160. I find that +the fact of cats protruding their feet when pleased is also noticed (p. +151) in this work.] + +[Footnote 117: Carpenter, 'Principles of Comparative Physiology,' 1854, +p. 690, and Muller's 'Elements of Physiology,' Eng. translat. vol. ii. +p. 936.] + +[Footnote 118: Mowbray on 'Poultry,' 6th edit. 1830, p. 54.] + +[Footnote 119: See the account given by this excellent observer in 'Wild +Sports of the Highlands,' 1846, p. 142.] + +[Footnote 120: 'Philosophical Translations,' 1823, p. 182.] + +[Footnote 201: 'Naturgeschichte der Saugethiere von Paraguay,' 1830, s. +55.] + +[Footnote 202: Mr. Tylor gives an account of the Cistercian +gesture-language in his 'Early History of Mankind' (2nd edit. 1870, p. +40), and makes some remarks on the principle of opposition in gestures.] + +[Footnote 203: See on this subject Dr. W. R. Scott's interesting work, +'The Deaf and Dumb,' 2nd edit. 1870, p. 12. He says, "This contracting +of natural gestures into much shorter gestures than the natural +expression requires, is very common amongst the deaf and dumb. This +contracted gesture is frequently so shortened as nearly to lose all +semblance of the natural one, but to the deaf and dumb who use it, it +still has the force of the original expression."] + +[Footnote 301: See the interesting cases collected by M. G. Pouchet in +the 'Revue des Deux Mondes,' January 1, 1872, p. 79. An instance was +also brought some years ago before the British Association at Belfast.] + +[Footnote 302: Muller remarks ('Elements of Physiology,' Eng. translat. +vol. ii. p. 934) that when the feelings are very intense, "all the +spinal nerves become affected to the extent of imperfect paralysis, or +the excitement of trembling of the whole body."] + +[Footnote 303: 'Lecons sur les Prop. des Tissus Vivants,' 1866, pp. +457-466.] + +[Footnote 304: Mr. Bartlett, "Notes on the Birth of a Hippopotamus," +Proc. Zoolog. Soc. 1871, p. 255.] + +[Footnote 305: See, on this subject, Claude Bernard, 'Tissus Vivants,' +1866, pp. 316, 337, 358. Virchow expresses himself to almost exactly the +same effect in his essay "Ueber das Ruckenmark" (Sammlung wissenschaft. +Vortrage, 1871, s. 28).] + +[Footnote 306: Muller ('Elements of Physiology,' Eng. translat. vol. ii. +p. 932) in speaking of the nerves, says, "any sudden change of condition +of whatever kind sets the nervous principle into action." See Virchow +and Bernard on the same subject in passages in the two works referred to +in my last foot-note.] + +[Footnote 307: H. Spencer, 'Essays, Scientific, Political,' &c., Second +Series, 1863, pp. 109, 111.] + +[Footnote 308: Sir H. Holland, in speaking ('Medical Notes and +Reflexions,' 1839, p. 328) of that curious state of body called the +_fidgets_, remarks that it seems due to "an accumulation of some cause +of irritation which requires muscular action for its relief."] + +[Footnote 309: I am much indebted to Mr. A. H. Garrod for having +informed me of M. Lorain's work on the pulse, in which a sphygmogram of +a woman in a rage is given; and this shows much difference in the rate +and other characters from that of the same woman in her ordinary state.] + +[Footnote 310: How powerfully intense joy excites the brain, and how the +brain reacts on the body, is well shown in the rare cases of Psychical +Intoxication. Dr. J. Crichton Browne ('Medical Mirror,' 1865) records +the case of a young man of strongly nervous temperament, who, on hearing +by a telegram that a fortune had been bequeathed him, first became pale, +then exhilarated, and soon in the highest spirits, but flushed and +very restless. He then took a walk with a friend for the sake +of tranquillising himself, but returned staggering in his gait, +uproariously laughing, yet irritable in temper, incessantly talking, and +singing loudly in the public streets. It was positively ascertained that +he had not touched any spirituous liquor, though every one thought that +he was intoxicated. Vomiting after a time came on, and the half-digested +contents of his stomach were examined, but no odour of alcohol could be +detected. He then slept heavily, and on awaking was well, except that he +suffered from headache, nausea, and prostration of strength.] + +[Footnote 311: Dr. Darwin, 'Zoonomia,' 1794, vol. i. p. 148.] + +[Footnote 312: Mrs. Oliphant, in her novel of 'Miss Majoribanks,' p. +362. All this reacts on the brain, and prostration soon follows with +collapsed muscles and dulled eyes. As associated habit no longer +prompts the sufferer to action, he is urged by his friends to voluntary +exertion, and not to give way to silent, motionless grief. Exertion +stimulates the heart, and this reacts on the brain, and aids the mind to +bear its heavy load.] + +[Footnote 401: See the evidence on this head in my 'Variation of +Animals and Plants under Domestication,' vol. i. p. 27. On the cooing of +pigeons, vol. i. pp. 154, 155.] + +[Footnote 402: 'Essays, Scientific, Political, and Speculative,' 1858. +'The Origin and Function of Music,' p. 359.] + +[Footnote 403: 'The Descent of Man,' 1870, vol. ii. p. 332. The words +quoted are from Professor Owen. It has lately been shown that some +quadrupeds much lower in the scale than monkeys, namely Rodents, are +able to produce correct musical tones: see the account of a singing +Hesperomys, by the Rev. S. Lockwood, in the 'American Naturalist,' vol. +v. December, 1871, p. 761.] + +[Footnote 404: Mr. Tylor ('Primitive Culture,' 1871, vol. i. p. 166), in +his discussion on this subject, alludes to the whining of the dog.] + +[Footnote 405: 'Naturgeschichte der Saugethiere von Paraguay,' 1830, s. +46.] + +[Footnote 406: Quoted by Gratiolet, 'De la Physionomie,' 1865, p. 115.] + +[Footnote 407: 'Theorie Physiologique de la Musique,' Paris, 1868, +P. 146. Helmholtz has also fully discussed in this profound work the +relation of the form of the cavity of the mouth to the production of +vowel-sounds.] + +[Footnote 408: I have given some details on this subject in my 'Descent +of Man,' vol. i. pp. 352, 384.] + +[Footnote 409: As quoted in Huxley's 'Evidence as to Man's Place in +Nature,' 1863, p. 52.] + +[Footnote 410: Illust. Thierleben, 1864, B. i. s. 130.] + +[Footnote 411: The Hon. J. Caton, Ottawa Acad. of Nat. Sciences, May, +1868, pp. 36, 40. For the _Capra, AEgagrus_, 'Land and Water,' 1867, p. +37.] + +[Footnote 412: 'Land and Water,' July 20, 1867, p. 659.] + +[Footnote 413: _Phaeton rubricauda_: 'Ibis,' vol. iii. 1861, p. 180.] + +[Footnote 414: On the _Strix flammea_, Audubon, 'Ornithological +Biography,' 1864, vol. ii. p. 407. I have observed other cases in the +Zoological Gardens.] + +[Footnote 415: _Melopsittacus undulatus_. See an account of its habits +by Gould, 'Handbook of Birds of Australia,' 1865, vol. ii. p. 82.] + +[Footnote 416: See, for instance, the account which I have given +('Descent of Man,' vol. ii. p. 32) of an Anolis and Draco.] + +[Footnote 417: These muscles are described in his well-known works. I am +greatly indebted to this distinguished observer for having given me in +a letter information on this same subject.] + +[Footnote 418: 'Lehrbuch der Histologie des Menschen,' 1857, s. 82. I +owe to Prof. W. Turner's kindness an extract from this work.] + +[Footnote 419: 'Quarterly Journal of Microscopical Science,' 1853, vol. +i. p. 262.] + +[Footnote 420: 'Lehrbuch der Histologie,' 1857, s. 82.] + +[Footnote 421: 'Dictionary of English Etymology,' p. 403.] + +[Footnote 421: See the account of the habits of this animal by Dr. +Cooper, as quoted in 'Nature,' April 27, 1871, p. 512.] + +[Footnote 422: Dr. Gunther, 'Reptiles of British India,' p. 262.] + +[Footnote 424: Mr. J. Mansel Weale, 'Nature,' April 27, 1871, p. 508.] + +[Footnote 425: 'Journal of Researches during the Voyage of the "Beagle,"' +1845, p. 96. I have compared the rattling thus produced with that of +the Rattle-snake.] + +[Footnote 426: See the account by Dr. Anderson, Proc. Zool. Soc. 1871, +p. 196.] + +[Footnote 427: The 'American Naturalist,' Jan. 1872, p. 32. I regret +that I cannot follow Prof. Shaler in believing that the rattle has been +developed, by the aid of natural selection, for the sake of producing +sounds which deceive and attract birds, so that they may serve as prey +to the snake. I do not, however, wish to doubt that the sounds may +occasionally subserve this end. But the conclusion at which I have +arrived, viz. that the rattling serves as a warning to would-be +devourers, appears to me much more probable, as it connects together +various classes of facts. If this snake had acquired its rattle and the +habit of rattling, for the sake of attracting prey, it does not seem +probable that it would have invariably used its instrument when angered +or disturbed. Prof. Shaler takes nearly the same view as I do of the +manner of development of the rattle; and I have always held this opinion +since observing the Trigonocephalus in South America.] + +[Footnote 428: From the accounts lately collected, and given in the +'Journal of the Linnean Society,' by Airs. Barber, on the habits of +the snakes of South Africa; and from the accounts published by +several writers, for instance by Lawson, of the rattle-snake in North +America,--it does not seem improbable that the terrific appearance of +snakes and the sounds produced by them, may likewise serve in procuring +prey, by paralysing, or as it is sometimes called fascinating, the +smaller animals.] + +[Footnote 429: See the account by Dr. R. Brown, in Proc. Zool. Soc. +1871, p. 39. He says that as soon as a pig sees a snake it rushes upon +it; and a snake makes off immediately on the appearance of a pig.] + +[Footnote 430: Dr. Gunther remarks ('Reptiles of British India,' p. 340) +on the destruction of cobras by the ichneumon or herpestes, and whilst +the cobras are young by the jungle-fowl. It is well known that the +peacock also eagerly kills snakes.] + +[Footnote 431: Prof. Cope enumerates a number of kinds in his 'Method +of Creation of Organic Types,' read before the American Phil. Soc., +December 15th, 1871, p. 20. Prof. Cope takes the same view as I do of +the use of the gestures and sounds made by snakes. I briefly alluded to +this subject in the last edition of my 'Origin of Species.' Since the +passages in the text above have been printed, I have been pleased to +find that Mr. Henderson ('The American Naturalist,' May, 1872, p. +260) also takes a similar view of the use of the rattle, namely "in +preventing an attack from being made."] + +[Footnote 432: Mr. des Voeux, in Proc. Zool. Soc. 1871, p. 3.] + +[Footnote 433: 'The Sportsman and Naturalist in Canada,' 1866, p. 53. p. +53.{sic}] + +[Footnote 434: 'The Nile Tributaries of Abyssinia,' 1867, p. 443.] + +[Footnote 501: 'The Anatomy of Expression,' 1844, p. 190.] + +[Footnote 502: 'De la Physionomie,' 1865, pp. 187, 218.] + +[Footnote 503: 'The Anatomy of Expression,' 1844, p. 140.] + +[Footnote 504: Many particulars are given by Gueldenstadt in his account +of the jackal in Nov. Comm. Acad. Sc. Imp. Petrop. 1775, tom. xx. p. +449. See also another excellent account of the manners of this animal +and of its play, in 'Land and Water,' October, 1869. Lieut. Annesley, +R. A., has also communicated to me some particulars with respect to +the jackal. I have made many inquiries about wolves and jackals in the +Zoological Gardens, and have observed them for myself.] + +[Footnote 505: 'Land and Water,' November 6, 1869.] + +[Footnote 506: Azara, 'Quadrupedes du Paraquay,' 1801, tom. 1. p. 136.] + +[Footnote 507: 'Land and Water,' 1867, p. 657. See also Azara on the +Puma, in the work above quoted.] + +[Footnote 508: Sir C. Bell, 'Anatomy of Expression,' 3rd edit. p. 123. +See also p. 126, on horses not breathing through their mouths, with +reference to their distended nostrils.] + +[Footnote 509: 'Land and Water,' 1869, p. 152.] + +[Footnote 510: 'Natural History of Mammalia,' 1841, vol. 1. pp. 383, +410.] + +[Footnote 511: Rengger ('Sagetheire von Paraquay', 1830, s. 46) kept +these monkeys in confinement for seven years in their native country of +Paraguay.] + +[Footnote 512: Rengger, ibid. s. 46. Humboldt, 'Personal Narrative, Eng. +translat. vol. iv. p. 527.] + +[Footnote 513: Nat. Hist. of Mammalia, 1841, p. 351.] + +[Footnote 514: Brehm, 'Thierleben,' B. i. s. 84. On baboons striking the +ground, s. 61.] + +[Footnote 515: Brehm remarks ('Thierleben,' s. 68) that the eyebrows of +the _Inuus ecaudatus_ are frequently moved up and down when the animal +is angered.] + +[Footnote 516: G. Bennett, 'Wanderings in New South Wales,' &c. vol. +ii. 1834, p. 153. FIG. 18.-Chimpanzee disappointed and sulky. Drawn from +life by Mr. Wood.] + +[Footnote 517: W. L. Martin, Nat. Hist. of Mamm. Animals, 1841, p. 405.] + +[Footnote 518: Prof. Owen on the Orang, Proc. Zool. Soc. 1830, p. 28. On +the Chimpanzee, see Prof. Macalister, in Annals and Mag. of Nat. Hist. +vol. vii. 1871, p. 342, who states that the _corrugator supercilii_ is +inseparable from the _orbicularis palpebrarum_.] + +[Footnote 519: Boston Journal of Nat. Hist. 1845---47, vol. v. p. 423. +On the Chimpanzee, ibid. 1843-44, vol. iv. p. 365.] + +[Footnote 520: See on this subject, 'Descent of Man,' vol. i. p. 20.] + +[Footnote 521: 'Descent of Man,' vol, i. p, 43.] + +[Footnote 522: 'Anatomy of Expression,' 3rd edit. 1844, pp. 138, 121.] + +[Footnote 601: The best photographs in my collection are by Mr. +Rejlander, of Victoria Street, London, and by Herr Kindermann, of +Hamburg. Figs. 1, 3, 4, and 6 are by the former; and figs. 2 and 5, +by the latter gentleman. Fig. 6 is given to show moderate crying in an +older child.] + +[Footnote 602: Henle ('Handbuch d. Syst. Anat. 1858, B. i. s. 139) +agrees with Duchenne that this is the effect of the contraction of the +_pyramidalis nasi_.] + +[Footnote 603: These consist of the _levator labii superioris alaeque +nasi_, the _levator labii proprius_, the _malaris_, and the _zygomaticus +minor_, or little zygomatic. This latter muscle runs parallel to and +above the great zygomatic, and is attached to the outer part of the +upper lip. It is represented in fig. 2 (I. p. 24), but not in figs. 1 +and 3. Dr. Duchenne first showed ('Mecanisme de la Physionomie Humaine,' +Album, 1862, p. 39) the importance of the contraction of this muscle +in the shape assumed by the features in crying. Henle considers the +above-named muscles (excepting the _malaris_) as subdivisions of the +_quadratus labii superioris_.] + +[Footnote 604: Although Dr. Duchenne has so carefully studied the +contraction of the different muscles during the act of crying, and +the furrows on the face thus produced, there seems to be something +incomplete in his account; but what this is I cannot say. He has given +a figure (Album, fig. 48) in which one half of the face is made, by +galvanizing the proper muscles, to smile; whilst the other half is +similarly made to begin crying. Almost all those (viz. nineteen out +of twenty-one persons) to whom I showed the smiling half of the face +instantly recognized the expression; but, with respect to the other +half, only six persons out of twenty-one recognized it,--that is, if +we accept such terms as "grief," "misery," "annoyance," as +correct;--whereas, fifteen persons were ludicrously mistaken; some +of them saying the face expressed "fun," "satisfaction," "cunning," +"disgust," &c. We may infer from this that there is something wrong +in the expression. Some of the fifteen persons may, however, have been +partly misled by not expecting to see an old man crying, and by tears +not being secreted. With respect to another figure by Dr. Duchenne (fig. +49), in which the muscles of half the face are galvanized in order to +represent a man beginning to cry, with the eyebrow on the same side +rendered oblique, which is characteristic of misery, the expression +was recognized by a greater proportional number of persons. Out of +twenty-three persons, fourteen answered correctly, "sorrow," "distress," +"grief," "just going to cry," "endurance of pain," &c. On the other +hand, nine persons either could form no opinion or were entirely wrong, +answering, "cunning leer," "jocund," "looking at an intense light," +"looking at a distant object," &c.] + +[Footnote 605: Mrs. Gaskell, 'Mary Barton,' new edit. p. 84.] + +[Footnote 606: 'Mimik und Physiognomik,' 1867, s. 102. Duchenne, +Mecanisme de la Phys. Humaine, Album, p. 34.] + +[Footnote 607: Dr. Duchenne makes this remark, ibid. p. 39.] + +[Footnote 608: 'The Origin of Civilization,' 1870, p. 355.] + +[Footnote 609: See, for instance, Mr. Marshall's account of an idiot +in Philosoph. Transact. 1864, p. 526. With respect to cretins, see Dr. +Piderit, 'Mimik und Physiognomik,' 1867, s. 61.] + +[Footnote 610: 'New Zealand and its Inhabitants,' 1855, p. 175.] + +[Footnote 611: 'De la Physionomie,' 1865, p. 126.] + +[Footnote 612: 'The Anatomy of Expression,' 1844, p. 106. See also his +paper in the 'Philosophical Transactions,' 1822, p. 284, ibid. 1823, +pp. 166 and 289. Also 'The Nervous System of the Human Body,' 3rd edit. +1836, p. 175.] + +[Footnote 613: See Dr. Brinton's account of the act of vomiting, in +Todd's Cyclop. of Anatomy and Physiology, 1859, vol. v. Supplement, p. +318.] + +[Footnote 614: I am greatly indebted to Mr. Bowman for having +introduced me to Prof. Donders, and for his aid in persuading this great +physiologist to undertake the investigation of the present subject. I +am likewise much indebted to Mr. Bowman for having given me, with the +utmost kindness, information on many points.] + +[Footnote 615: This memoir first appeared in the 'Nederlandsch Archief +voor Genees en Natuurkiinde,' Deel 5, 1870. It has been translated by +Dr. W. D. Moore, under the title of "On the Action of the Eyelids +in determination of Blood from expiratory effort," in 'Archives of +Medicine,' edited by Dr. L. S. Beale, 1870, vol. v. p. 20.] + +[Footnote 616: Prof. Donders remarks (ibid. p. 28), that, "After +injury to the eye, after operations, and in some forms of internal +inflammation, we attach great value to the uniform support of the closed +eyelids, and we increase this in many instances by the application of a +bandage. In both cases we carefully endeavour to avoid great expiratory +pressure, the disadvantage of which is well known." Mr. Bowman informs +me that in the excessive photophobia, accompanying what is called +scrofulous ophthalmia in children, when the light is so very painful +that during weeks or months it is constantly excluded by the most +forcible closure of the lids, he has often been struck on opening the +lids by the paleness of the eye,--not an unnatural paleness, but an +absence of the redness that might have been expected when the surface is +somewhat inflamed, as is then usually the case; and this paleness he is +inclined to attribute to the forcible closure of the eyelids.] + +[Footnote 617: Donders, ibid. p. 36.] + +[Footnote 618: Mr. Hensleigh Wedgwood (Dict. of English Etymology, 1859, +vol. i. p. 410) says, "the verb to weep comes from Anglo-Saxon _wop_, +the primary meaning of which is simply outcry."] + +[Footnote 619: 'De la Physionomie,' 1865, p. 217.] + +[Footnote 620: 'Ceylon,' 3rd edit. 1859, vol. ii. pp. 364, 376. I +applied to Mr. Thwaites, in Ceylon, for further information with respect +to the weeping of the elephant; and in consequence received a letter +from the Rev. Mr Glenie, who, with others, kindly observed for me a +herd of recently captured elephants. These, when irritated, screamed +violently; but it is remarkable that they never when thus screaming +contracted the muscles round the eyes. Nor did they shed tears; and the +native hunters asserted that they had never observed elephants weeping. +Nevertheless, it appears to me impossible to doubt Sir E. Tennent's +distinct details about their weeping, supported as they are by the +positive assertion of the keeper in the Zoological Gardens. It is +certain that the two elephants in the Gardens, when they began to +trumpet loudly, invariably contracted their orbicular muscles. I can +reconcile these conflicting statements only by supposing that the +recently captured elephants in Ceylon, from being enraged or frightened, +desired to observe their persecutors, and consequently did not contract +their orbicular muscles, so that their vision might not be impeded. +Those seen weeping by Sir E. Tennent were prostrate, and had given up +the contest in despair. The elephants which trumpeted in the Zoological +Gardens at the word of command, were, of course, neither alarmed nor +enraged.] + +[Footnote 621: Bergeon, as quoted in the 'Journal of Anatomy and +Physiology,' Nov. 1871, p. 235.] + +[Footnote 622: See, for instance, a case given by Sir Charles Bell, +'Philosophical Transactions,' 1823, p. 177.] + +[Footnote 623: See, on these several points, Prof. Donders 'On the +Anomalies of Accommodation and Refraction of the Eye,' 1864, p. 573.] + +[Footnote 624: Quoted by Sir J. Lubbock, 'Prehistoric Times,' 1865, p. +458.] + +[Footnote 701: The above descriptive remarks are taken in part from my +own observations, but chiefly from Gratiolet ('De la Physionomie,' pp. +53, 337; on Sighing, 232), who has well treated this whole subject. See, +also, Huschke, 'Mimices et Physiognomices, Fragmentum Physiologi-cum,' +1821, p. 21. On the dulness of the eyes, Dr. Piderit, 'Mimik und +Physiognomik,' 1867, s. 65.] + +[Footnote 702: On the action of grief on the organs of respiration, see +more especially Sir C. Bell, 'Anatomy of Expression,' 3rd edit. 1844, p. +151.] + +[Footnote 703: In the foregoing remarks on the manner in which the +eyebrows are made oblique, I have followed what seems to be the +universal opinion of all the anatomists, whose works I have consulted +on the action of the above-named muscles, or with whom I have conversed. +Hence throughout this work I shall take a similar view of the action of +the corrugator supercilii, orbicularis, pyramidalis nasi, and frontalis +muscles. Dr. Duchenne, however, believes, and every conclusion at which +he arrives deserves serious consideration, that it is the corrugator, +called by him the sourcilier, which raises the inner corner of the +eyebrows and is antagonistic to the upper and inner part of the +orbicular muscle, as well as to the pyramidalis nasi (see Mcanisme +de la Phys. Humaine, 1862, folio, art. v., text and figures 19 to 29: +octavo edit. 1862, p. 43 text). He admits, however, that the corrugator +draws together the eyebrows, causing vertical furrows above the base +of the nose, or a frown. He further believes that towards the outer +two-thirds of the eyebrow the corrugator acts in conjunction with the +upper orbicular muscle; both here standing in antagonism to the frontal +muscle. I am unable to understand, judging from Henle's drawings +(woodcut, fig. 3), how the corrugator can act in the manner described +by Duchenne. See, also, on this subject, Prof. Donders' remarks in the +'Archives of Medicine,' 1870, vol. v. p. 34. Mr. J. Wood, who is so well +known for his careful study of the muscles of the human frame, informs +me that he believes the account which I have given of the action of the +corrugator to be correct. But this is not a point of any importance +with respect to the expression which is caused by the obliquity of the +eyebrows, nor of much importance to the theory of its origin.] + +[Footnote 704: I am greatly indebted to Dr. Duchenne for permission to +have these two photographs (figs. 1 and 2) reproduced by the heliotype +process from his work in folio. Many of the foregoing remarks on the +furrowing of the skin, when the eyebrows are rendered oblique, are taken +from his excellent discussion on this subject.] + +[Footnote 705: Mecanisme de la Phys. Humaine, Album, p. 15.] + +[Footnote 706: Henle, Handbuch der Anat. des Menschen, 1858, B. i. s. +148, figs. 68 and 69.] + +[Footnote 707: See the account of the action of this muscle by Dr. +Duchenne, 'Mecanisme de la Physionomie Humaine, Album (1862), viii. p. +34.] + +[Footnote 801: Herbert Spencer, 'Essays Scientific,' &c., 1858, p. 360.] + +[Footnote 802: F. Lieber on the vocal sounds of L. Bridgman, +'Smithsonian Contributions,' 1851, vol. ii. p. 6.] + +[Footnote 803: See, also, Mr. Marshall, in Phil. Transact. 1864, p. +526.] + +[Footnote 804: Mr. Bain ('The Emotions and the Will,' 1865, p. 247) has +a long and interesting discussion on the Ludicrous. The quotation above +given about the laughter of the gods is taken from this work. See, also, +Mandeville, 'The Fable of the Bees,' vol. ii. p. 168.] + +[Footnote 805: 'The Physiology of Laughter,' Essays, Second Series, +1863, p. 114.] + +[Footnote 806: J. Lister in 'Quarterly Journal of Microscopical +Science,' 1853, vol. 1. p. 266.] + +[Footnote 807: 'De la Physionomie,' p. 186.] + +[Footnote 808: Sir C. Bell (Anat. of Expression, p. 147) makes some +remarks on the movement of the diaphragm during laughter.] + +[Footnote 809: 'Mecanisme de la Physionomie Humaine,' Album, Legende +vi.] + +[Footnote 810: Handbuch der System. Anat. des Menschen, 1858, B. i. s. +144. See my woodcut (H. fig. 2).] + +[Footnote 811: See, also, remarks to the same effect by Dr. J. Crichton +Browne in 'Journal of Mental Science,' April, 1871, p. 149.] + +[Footnote 812: C. Vogt, 'Memoire sur les Microcephales,' 1867, p. 21.] + +[Footnote 813: Sir C. Bell, 'Anatomy of Expression,' p. 133.] + +[Footnote 814: 'Mimik und Physiognomik,' 1867, s. 63-67.] + +[Footnote 815: Sir T. Reynolds remarks ('Discourses,' xii. p. 100), "it +is curious to observe, and it is certainly true, that the extremes of +contrary passions are, with very little variation, expressed by the same +action." He gives as an instance the frantic joy of a Bacchante and the +grief of a Mary Magdalen.] + +[Footnote 816: Dr. Piderit has come to the same conclusion, ibid. s. +99.] + +[Footnote 817: 'La Physionomie,' par G. Lavater, edit. of 1820, vol. iv. +p. 224. See, also, Sir C. Bell, 'Anatomy of Expression,' p. 172, for the +quotation given below.] + +[Footnote 818: A 'Dictionary of English Etymology,' 2nd edit. 1872, +Introduction, p. xliv.] + +[Footnote 819: Crantz, quoted by Tylor, 'Primitive Culture,' 1871, Vol. +i. P. 169.] + +[Footnote 820: F. Lieber, 'Smithsonian Contributions,' 1851, vol. ii. p. +7.] + +[Footnote 821: Mr. Bain remarks ('Mental and Moral Science,' 1868, p. +239), "Tenderness is a pleasurable emotion, variously stimulated, whose +effort is to draw human beings into mutual embrace."] + +[Footnote 822: Sir J. Lubbock, 'Prehistoric Times,' 2nd edit. 1869, p. +552, gives full authorities for these statements. The quotation from +Steele is taken from this work.] + +[Footnote 823: See a full acount,{sic} with references, by E. B. Tylor, +'Researches into the Early History of Mankind,' 2nd edit. 1870, p. 51.] + +[Footnote 824: 'The Descent of Man,' vol. ii. p. 336.] + +[Footnote 825: Dr. Mandsley has a discussion to this effect in his 'Body +and Mind,' 1870, p. 85.] + +[Footnote 826: 'The Anatomy of Expression,' p. 103, and 'Philosophical +Transactions,' 1823, p. 182.] + +[Footnote 827: 'The Origin of Language,' 1866, p. 146. Mr. Tylor ('Early +History of Mankind,' 2nd edit. 1870, p. 48) gives a more complex origin +to the position of the hands during prayer.] + +[Footnote 901: 'Anatomy of Expression,' pp. 137, 139. It is not +surprising that the corrugators should have become much more developed +in man than in the anthropoid apes; for they are brought into +incessant action by him under various circumstances, and will have been +strengthened and modified by the inherited effects of use. We have +seen how important a part they play, together with the orbiculares, in +protecting the eyes from being too much gorged with blood during +violent expiratory movements. When the eyes are closed as quickly and +as forcibly as possible, to save them from being injured by a blow, +the corrugators contract. With savages or other men whose heads are +uncovered, the eyebrows are continually lowered and contracted to serve +as a shade against a too strong light; and this is effected partly +by the corrugators. This movement would have been more especially +serviceable to man, as soon as his early progenitors held their heads +erect. Lastly, Prof. Donders believes ('Archives of Medicine,' ed. by +L. Beale, 1870, vol. v. p. 34), that the corrugators are brought into +action in causing the eyeball to advance in accommodation for proximity +in vision.] + +[Footnote 902: 'Mecanisme de la Physionomie Humaine,' Album, Legende +iii.] + +[Footnote 903: 'Mimik und Physiognomik,' s. 46.] + +[Footnote 904: 'History of the Abipones,' Eng. translat. vol. ii. p. 59, +as quoted by Lubbock, 'Origin of Civilisation,' 1870, p. 355.] + +[Footnote 905: 'De la Physionomie,' pp. 15, 144, 146. Mr. Herbert +Spencer accounts for frowning exclusively by the habit of contracting +the brows as a shade to the eyes in a bright light: see 'Principles of +Physiology,' 2nd edit. 1872, p. 546.] + +[Footnote 906: Gratiolet remarks (De la Phys. p. 35), "Quand l'attention +est fixee sur quelque image interieure, l'oeil regarde dons le vide et +s'associe automatiquement a la contemplation de l'esprit." But this view +hardly deserves to be called an explanation.] + +[Footnote 907: 'Miles Gloriosus,' act ii. sc. 2.] + +[Footnote 908: The original photograph by Herr Kindermann is much +more expressive than this copy, as it shows the frown on the brow more +plainly.] + +[Footnote 909: 'Mecanisme de la Physionomie Humaine,' Album, Legende iv. +figs. 16-18.] + +[Footnote 910: Hensleigh Wedgwood on 'The Origin of Language,' 1866, p. +78.] + +[Footnote 911: Muller, as quoted by Huxley, 'Man's Place in Nature,' +1863, p. 38.] + +[Footnote 912: I have given several instances in my 'Descent of Man,' +vol. i. chap. iv.] + +[Footnote 913: 'Anatomy of Expression.' p. 190.] + +[Footnote 914: 'De la Physionomie,' pp. 118-121.] + +[Footnote 915: 'Mimik und Physiognomik,' s. 79.] + +[Footnote 1001: See some remarks to this effect by Mr. Bain, 'The +Emotions and the Will,' 2nd edit. 1865, p. 127.] + +[Footnote 1002: Rengger, Naturgesch. der Saugethiere von Paraguay, 1830, +s. 3.] + +[Footnote 1003: Sir C. Bell, 'Anatomy of Expression,' p. 96. On the +other hand, Dr. Burgess ('Physiology of Blushing,' 1839, p. 31) speaks +of the reddening of a cicatrix in a negress as of the nature of a +blush.] + +[Footnote 1004: Moreau and Gratiolet have discussed the colour of the +face under the influence of intense passion: see the edit. of 1820 of +Lavater, vol. iv. pp. 282 and 300; and Gratiolet, 'De la Physionomie,' +p. 345.] + +[Footnote 1005: Sir C. Bell 'Anatomy of Expression,' pp. 91, 107, has +fully discussed this subject. Moreau remarks (in the edit. of 1820 of +'La Physionomie, par G. Lavater,' vol. iv. p. 237), and quotes Portal +in confirmation, that asthmatic patients acquire permanently expanded +nostrils, owing to the habitual contraction of the elevatory muscles +of the wings of the nose. The explanation by Dr. Piderit ('Mimik und +Physiognomik,' s. 82) of the distension of the nostrils, namely, to +allow free breathing whilst the mouth is closed and the teeth clenched, +does not appear to be nearly so correct as that by Sir C. Bell, who +attributes it to the sympathy (_i. e_. habitual co-action) of all the +respiratory muscles. The nostrils of an angry man may be seen to become +dilated, although his mouth is open.] + +[Footnote 1006: Mr. Wedgwood, 'On the Origin of Language,' 1866, p. 76. +He also observes that the sound of hard breathing "is represented by the +syllables _puff, huff, whiff_, whence a _huff_ is a fit of ill-temper."] + +[Footnote 1007: Sir C. Bell 'Anatomy of Expression,' p. 95) has some +excellent remarks on the expression of rage.] + +[Footnote 1008: 'De la Physionomie,' 1865, p. 346.] + +[Footnote 1009: Sir C. Bell, 'Anatomy of Expression,' p. 177. Gratiolet +(De la Phys. p. 369) says, 'les dents se decouvrent, et imitent +symboliquement l'action de dechirer et de mordre.'I If, instead of using +the vague term _symboliquement_, Gratiolet had said that the action was +a remnant of a habit acquired during primeval times when our semi-human +progenitors fought together with their teeth, like gorillas and orangs +at the present day, he would have been more intelligible. Dr. Piderit +('Mimik,' &c., s. 82) also speaks of the retraction of the upper lip +during rage. In an engraving of one of Hogarth's wonderful pictures, +passion is represented in the plainest manner by the open glaring eyes, +frowning forehead, and exposed grinning teeth.] + +[Footnote 1010: 'Oliver Twist,' vol. iii. p. 245.] + +[Footnote 1011: 'The Spectator,' July 11, 1868, p. 810.] + +[Footnote 1012: 'Body and Mind,' 1870, pp. 51-53.] + +[Footnote 1013: Le Brun, in his well-known 'Conference sur l'Expression' +('La Physionomie, par Lavater,' edit. of 1820, vol. lx. p. 268), remarks +that anger is expressed by the clenching of the fists. See, to the same +effect, Huschke, 'Mimices et Physiognomices, Fragmentum Physiologicum,' +1824, p. 20. Also Sir C. Bell, 'Anatomy of Expression,' p. 219.] + +[Footnote 1014: Transact. Philosoph. Soc., Appendix, 1746, p. 65.] + +[Footnote 1015: 'Anatomy of Expression,' p. 136. Sir C. Bell calls (p. +131) the muscles which uncover the canines the snarling muscles.] + +[Footnote 1016: Hensleigh Wedgwood, 'Dictionary of English Etymology,' +1865, vol. iii. pp. 240, 243.] + +[Footnote 1017: 'The Descent of Man,' 1871, vol. L p. 126.] + +[Footnote 1101: 'De In Physionomie et la Parole,' 1865, p. 89.] + +[Footnote 1102: 'Physionomie Humaine,' Album, Legende viii. p. 35. +Gratiolet also speaks (De la Phys. 1865, p. 52) of the turning away of +the eyes and body.] + +[Footnote 1103: Dr. W. Ogle, in an interesting paper on the Sense of +Smell ('Medico-Chirurgical Transactions,' vol. liii. p. 268), shows +that when we wish to smell carefully, instead of taking one deep nasal +inspiration, we draw in the air by a succession of rapid short sniffs. +If "the nostrils be watched during this process, it will be seen +that, so far from dilating, they actually contract at each sniff. The +contraction does not include the whole anterior opening, but only the +posterior portion." He then explains the cause of this movement. When, +on the other hand, we wish to exclude any odour, the contraction, I +presume, affects only the anterior part of the nostrils.] + +[Footnote 1104: 'Mimik und Physiognomik,' ss. 84, 93. Gratiolet (ibid. +p. 155) takes nearly the same view with Dr. Piderit respecting the +expression of contempt and disgust.] + +[Footnote 1105: Scorn implies a strong form of contempt; and one of the +roots of the word 'scorn' means, according to Mr. Wedgwood (Dict. of +English Etymology, vol. iii. p. 125), ordure or dirt. A person who is +scorned is treated like dirt.] + +[Footnote 1106: 'Early History of Mankind,' 2nd edit. 1870, p. 45.] + +[Footnote 1107: See, to this effect, Mr. Hensleigh Wedgwood's +Introduction to the 'Dictionary of English Etymology,' 2nd edit. 1872, +p. xxxvii.] + +[Footnote 1108: Duchenne believes that in the eversion of the lower lip, +the corners are drawn downwards by the _depressores anguli oris_. Henle +(Handbuch d. Anat. des Menschen, 1858, B. i. s. 151) concludes that this +is effected by the _musculus quadratus menti_.] + +[Footnote 1109: As quoted by Tylor, 'Primitive Culture,' 1871, vol. i. +p. 169.] + +[Footnote 1110: Both these quotations are given by Mr. H. Wedgwood, 'On +the Origin of Language,' 1866, p. 75.] + +[Footnote 1111: This is stated to be the case by Mr. Tylor (Early Hist. +of Mankind, 2nd edit. 1870, p. 52); and he adds, "it is not clear why +this should be so."] + +[Footnote 1112: 'Principles of Psychology,' 2nd edit. 1872, p. 552.] + +[Footnote 1113: Gratiolet (De la Phys. p. 351) makes this remark, and +has some good observations on the expression of pride. See Sir C. +Bell ('Anatomy of Expression,' p. 111) on the action of the _musculus +superbus_.] + +[Footnote 1114: 'Anatomy of Expression,' p. 166.] + +[Footnote 1115: 'Journey through Texas,' p. 352.] + +[Footnote 1116: Mrs. Oliphant, 'The Brownlows,' vol. ii. p. 206.] + +[Footnote 1117: 'Essai sur le Langage,' 2nd edit. 1846. I am much +indebted to Miss Wedgwood for having given me this information, with an +extract from the work.] + +[Footnote 1118: 'On the Origin of Language,' 1866, p. 91.] + +[Footnote 1119: 'On the Vocal Sounds of L. Bridgman;' Smithsonian +Contributions, 1851, vol. ii. p. 11.] + +[Footnote 1120: 'Memoire sur les Microcephales,' 1867, p. 27.] + +[Footnote 1121: Quoted by Tylor, 'Early History of Mankind,' 2nd edit. +1870, p. 38.] + +[Footnote 1122: Mr. J. B. Jukes, 'Letters and Extracts,' &c. 1871, p. +248.] + +[Footnote 1123: F. Lieber, 'On the Vocal Sounds,' &c. p. 11. Tylor, +ibid. p. 53.] + +[Footnote 1124: Dr. King, Edinburgh Phil. Journal, 1845, p. 313.] + +[Footnote 1125: Tylor, 'Early History of Mankind,' 2nd edit. 1870, p. +53.] + +[Footnote 1126: Lubbock, 'The Origin of Civilization,' 1870, p. 277. +Tylor, ibid. p. 38. Lieber (ibid. p. 11) remarks on the negative of the +Italians.] + +[Footnote 1201: 'Mecanisme de la Physionomie,' Album, 1862, p. 42.] + +[Footnote 1202: 'The Polyglot News Letter,' Melbourne, Dec. 1858, p. 2.] + +[Footnote 1203: 'The Anatomy of Expression,' p. 106.] + +[Footnote 1204: Mecanisme de la Physionomie,' Album, p. 6.] + +[Footnote 1205: See, for instance, Dr. Piderit ('Mimik und +Physiognomik,' s. 88), who has a good discussion on the expression of +surprise.] + +[Footnote 1206: Dr. Murie has also given me information leading to the +same conclusion, derived in part from comparative anatomy.] + +[Footnote 1207: 'De la Physionomie,' 1865, p. 234.] + +[Footnote 1208: See, on this subject, Gratiolet, ibid. p. 254.] + +[Footnote 1209: Lieber, 'On the Vocal Sounds of Laura Bridgman,' +Smithsonian Contributions, 1851, vol. ii. p. 7.] + +[Footnote 1210: 'Wenderholme,' vol. ii. p. 91.] + +[Footnote 1211: Lieber, 'On the Vocal Sounds,' &c., ibid. p. 7.] + +[Footnote 1212: Huschke, 'Mimices et Physiognomices,' 1821, p. 18. +Gratiolet (De la Phys. p. 255) gives a figure of a man in this +attitude, which, however, seems to me expressive of fear combined with +astonishment. Le Brun also refers (Lavater, vol. ix. p. 299) to the +hands of an astonished man being opened.] + +[Footnote 1213: Huschke, ibid. p. 18.] + +[Footnote 1214: 'North American Indians,' 3rd edit. 1842, vol. i. p. +105.] + +[Footnote 1215: H. Wedgwood, Dict. of English Etymology, vol. ii. 1862, +p. 35. See, also, Gratiolet ('De la Physionomie,' p. 135) on the sources +of such words as 'terror, horror, rigidus, frigidus,' &c.] + +[Footnote 1216: Mr. Bain ('The Emotions and the Will,' 1865, p. 54) +explains in the following manner the origin of the custom "of subjecting +criminals in India to the ordeal of the morsel of rice. The accused is +made to take a mouthful of rice, and after a little time to throw +it out. If the morsel is quite dry, the party is believed to be +guilty,--his own evil conscience operating to paralyse the salivating +organs."] + +[Footnote 1217: Sir C. Bell, Transactions of Royal Phil. Soc. 1822, p. +308. 'Anatomy of Expression,' p. 88 and pp. 164-469.] + +[Footnote 1218: See Moreau on the rolling of the eyes, in the edit. of +1820 of Lavater, tome iv. p. 263. Also, Gratiolet, De la Phys. p. 17.] + +[Footnote 1219: 'Observations on Italy,' 1825, p. 48, as quoted in 'The +Anatomy of Expression,' p. 168.] + +[Footnote 1220: Quoted by Dr. Maudsley, 'Body and Mind,' 1870, p. 41.] + +[Footnote 1221: 'Anatomy of Expression,' p. 168.] + +[Footnote 1222: Mecanisme de la Phys. Humaine, Album, Legende xi.] + +[Footnote 1223: Ducheinne takes, in fact, this view (ibid. p. 45), as +he attributes the contraction of the platysma to the shivering of fear +(_frisson de la peur_); but he elsewhere compares the action with that +which causes the hair of frightened quadrupeds to stand erect; and this +can hardly be considered as quite correct.] + +[Footnote 1224: 'De la Physionomie,' pp. 51, 256, 346.] + +[Footnote 1225: As quoted in White's 'Gradation in Man,' p. 57.] + +[Footnote 1226: 'Anatomy of Expression,' p. 169.] + +[Footnote 1227: 'Mecanisme de la Physionomie,' Album, pl. 65, pp. 44, +45.] + +[Footnote 1228: See remarks to this effect by Mr. Wedgwood, in the +Introduction to his 'Dictionary of English Etymology,' 2nd edit. 1872, +p. xxxvii. He shows by intermediate forms that the sounds here referred +to have probably given rise to many words, such as _ugly, huge_, &c.] + +[Footnote 1301: 'The Physiology or Mechanism of Blushing,' 1839, p. 156. +I shall have occasion often to quote this work in the present chapter.] + +[Footnote 1302: Dr. Burgess, ibid. p. 56. At p. 33 he also remarks on +women blushing more freely than men, as stated below.] + +[Footnote 1303: Quoted by Vogt, 'Memoire sur les Microcephales,' 1867, +p. 20. Dr. Burgess (ibid. p. 56) doubts whether idiots ever blush.] + +[Footnote 1304: Lieber 'On the Vocal Sounds,' &c.; Smithsonian +Contributions, 1851, vol. ii. p. 6.] + +[Footnote 1305: Ibid. p. 182.] + +[Footnote 1306: Moreau, in edit. of 1820 of Lavater, vol. iv. p. 303.] + +[Footnote 1307: Burgess. ibid. p. 38, on paleness after blushing, p. +177.] + +[Footnote 1308: See Lavater, edit. of 1820, vol. iv. p. 303.] + +[Footnote 1309: Burgess, ibid. pp. 114, 122. Moreau in Lavater, ibid. +vol. iv. p. 293.] + +[Footnote 1310: 'Letters from Egypt,' 1865, p. 66. Lady Gordon is +mistaken when she says Malays and Mulattoes never blush.] + +[Footnote 1311: Capt. Osborn ('Quedah,' p. 199), in speaking of a Malay, +whom he reproached for cruelty, says he was glad to see that the man +blushed.] + +[Footnote 1312: J. R. Forster, 'Observations during a Voyage round the +World,' 4to, 1778, p. 229. Waitz gives ('Introduction to Anthropology,' +Eng. translat. 1863, vol. i. p. 135) references for other islands in the +Pacific. See, also, Dampier 'On the Blushing of the Tunquinese' (vol. +ii. p. 40); but I have not consulted this work. Waitz quotes Bergmann, +that the Kalmucks do not blush, but this may be doubted after what we +have seen with respect to the Chinese. He also quotes Roth, who denies +that the Abyssinians are capable of blushing. Unfortunately, Capt. +Speedy, who lived so long with the Abyssinians, has not answered my +inquiry on this head. Lastly, I must add that the Rajah Brooke has never +observed the least sign of a blush with the Dyaks of Borneo; on the +contrary under circumstances which would excite a blush in us, they +assert "that they feel the blood drawn from their faces."] + +[Footnote 1313: Transact. of the Ethnological Soc. 1870, vol. ii. p. +16.] + +[Footnote 1314: Humboldt, 'Personal Narrative,' Eng. translat. vol. iii. +p. 229.] + +[Footnote 1315: Quoted by Prichard, Phys. Hist. of Mankind, 4th edit +1851, vol. i. p. 271.] + +[Footnote 1316: See, on this head, Burgess, ibid. p. 32. Also Waitz, +'Introduction to Anthropology,' Eng. edit. vol. i. p. 139. Moreau gives +a detailed account ('Lavater,' 1820, tom. iv. p. 302) of the blushing of +a Madagascar negress-slave when forced by her brutal master to exhibit +her naked bosom.] + +[Footnote 1317: Quoted by Prichard, Phys. Hist. of Mankind, 4th edit. +1851, vol. i. p. 225.] + +[Footnote 1318: Burgess, ibid. p. 31. On mulattoes blushing, see p. 33. +I have received similar accounts with respect to, mulattoes.] + +[Footnote 1319: Barrington also says that the Australians of New South +Wales blush, as quoted by Waitz, ibid. p. 135.] + +[Footnote 1320: Mr. Wedgwood says (Dict. of English Etymology, vol. iii. +1865, p. 155) that the word shame "may well originate in the idea of +shade or concealment, and may be illustrated by the Low German _scheme_, +shade or shadow." Gratiolet (De la Phys. pp. 357-362) has a good +discussion on the gestures accompanying shame; but some of his remarks +seem to me rather fanciful. See, also, Burgess (ibid. pp. 69, 134) on +the same subject.] + +[Footnote 1321: Burgess, ibid. pp. 181, 182. Boerhaave also noticed +(as quoted by Gratiolet, ibid. p. 361) the tendency to the secretion of +tears during intense blushing. Mr. Bulmer, as we have seen, speaks of +the "watery eyes" of the children of the Australian aborigines when +ashamed.] + +[Footnote 1322: See also Dr. J. Crichton Browne's Memoir on this subject +in the 'West Riding Lunatic Asylum Medical Report,' 1871, pp. 95-98.] + +[Footnote 1323: In a discussion on so-called animal magnetism in 'Table +Talk,' vol. i.] + +[Footnote 1324: Ibid. p. 40.] + +[Footnote 1325: Mr. Bain ('The Emotions and the Will,' 1865, p. +65) remarks on "the shyness of manners which is induced between the +sexes.... from the influence of mutual regard, by the apprehension on +either side of not standing well with the other."] + +[Footnote 1326: See, for evidence on this subject, 'The Descent of Man,' +&c., vol. ii. pp. 71, 341.] + +[Footnote 1327: H. Wedgwood, Dict. English Etymology, vol. iii. 1865, p. +184. So with the Latin word _verecundus_.] + +[Footnote 1328: Mr. Bain ('The Emotions and the Will,' p. 64) has +discussed the "abashed" feelings experienced on these occasions, as well +as the _stage-fright_ of actors unused to the stage. Mr. Bain apparently +attributes these feelings to simple apprehension or dread.] + +[Footnote 1329: 'Essays on Practical Education,' by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 38. Dr. Burgess (ibid. p. 187) +insists strongly to the same effect.] + +[Footnote 1330: 'Essays on Practical Education,' by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 50.] + +[Footnote 1331: Bell, 'Anatomy of Expression,' p. 95. Burgess, as quoted +below, ibid. p. 49. Gratiolet, De la Phys. p. 94.] + +[Footnote 1332: On the authority of Lady Mary Wortley Montague; see +Burgess, ibid. p. 43.] + +[Footnote 1333: In England, Sir H. Holland was, I believe, the first to +consider the influence of mental attention on various parts of the body, +in his 'Medical Notes and Reflections,' 1839 p. 64. This essay, much +enlarged, was reprinted by Sir H. Holland in his 'Chapters on Mental +Physiology,' 1858, p. 79, from which work I always quote. At nearly the +same time, as well as subsequently, Prof. Laycock discussed the same +subject: see 'Edinburgh Medical and Surgical Journal,' 1839, July, pp. +17-22. Also his 'Treatise on the Nervous Diseases of Women,' 1840, p. +110; and 'Mind and Brain,' vol. ii. 1860, p. 327. Dr. Carpenter's views +on mesmerism have a nearly similar bearing. The great physiologist +Muller treated ('Elements of Physiology,' Eng. translat. vol. ii. pp. +937, 1085) of the influence of the attention on the senses. Sir J. Paget +discusses the influence of the mind on the nutrition of parts, in his +'Lectures on Surgical Pathology,' 1853, vol. i. p. 39: 1 quote from the +3rd edit. revised by Prof. Turner, 1870, p. 28. See, also, Gratiolet, De +la Phys. pp. 283-287.] + +[Footnote 1334: De la Phys. p. 283.] + +[Footnote 1340: Dr. Maudsley has given ('The Physiology and Pathology +of Mind,' 2nd edit. 1868, p. 105), on good authority, some curious +statements with respect to the improvement of the sense of touch by +practice and attention. It is remarkable that when this sense has thus +been rendered more acute at any point of the body, for instance, in +a finger, it is likewise improved at the corresponding point on the +opposite side of the body.] + +[Footnote 1341: The Lancet,' 1838, pp. 39-40, as quoted by Prof. +Laycock, 'Nervous Diseases of Women,' 1840, p. 110.] + +[Footnote 1342: 'Chapters on Mental Physiology,' 1858, pp. 91-93.] + +[Footnote 1343: 'Lectures on Surgical Pathology,' 3rd edit. revised by +Prof. Turner, 1870, pp. 28, 31.] + +[Footnote 1344: 'Elements of Physiology,' Eng. translat. vol. ii. p. +938.] + +[Footnote 1345: Prof. Laycock has discussed this point in a very +interesting manner. See his 'Nervous Diseases of Women,' 1840, p. 110.] + +[Footnote 1346: See, also, Mr. Michael Foster, on the action of +the vaso-motor system, in his interesting Lecture before the royal +Institution, as translated in the 'Revue des Cours Scientifiques,' Sept. +25, 1869, p. 683.] + +[Footnote 1401: See the interesting facts given by Dr. Bateman on +'Aphasia,' 1870, p. 110.] + +[Footnote 1402: 'La Physionomie et la Parole,' 1865, pp. 103, 118.] + +[Footnote 1403: Rengger, 'Naturgeschichte der Saugethiere von Paraguay,' +1830, s. 55.] + +[Footnote 1404: Quoted by Moreau, in his edition of Lavater, 1820, tom. +iv. p. 211.] + +[Footnote 1405: Gratiolet ('De la Physionomie,' 1865, p. 66) insists on +the truth of this conclusion.] + + + + + + +End of the Project Gutenberg EBook of The Expression of Emotion in Man and +Animals, by Charles Darwin + +*** END OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + +***** This file should be named 1227-8.txt or 1227-8.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/2/2/1227/ + +Produced by Charles Keller and David Widger + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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Hart was the originator of the Project Gutenberg-tm +concept of a library of electronic works that could be freely shared +with anyone. For forty years, he produced and distributed Project +Gutenberg-tm eBooks with only a loose network of volunteer support. + +Project Gutenberg-tm eBooks are often created from several printed +editions, all of which are confirmed as Public Domain in the U.S. +unless a copyright notice is included. Thus, we do not necessarily +keep eBooks in compliance with any particular paper edition. + +Most people start at our Web site which has the main PG search facility: + + www.gutenberg.org + +This Web site includes information about Project Gutenberg-tm, +including how to make donations to the Project Gutenberg Literary +Archive Foundation, how to help produce our new eBooks, and how to +subscribe to our email newsletter to hear about new eBooks. + diff --git a/old/old/1227-8.zip b/old/old/1227-8.zip Binary files differnew file mode 100644 index 0000000..ee60538 --- /dev/null +++ b/old/old/1227-8.zip diff --git a/old/old/1227.txt b/old/old/1227.txt new file mode 100644 index 0000000..1cb7456 --- /dev/null +++ b/old/old/1227.txt @@ -0,0 +1,11116 @@ +The Project Gutenberg EBook of The Expression of Emotion in Man and Animals, by +Charles Darwin + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Expression of Emotion in Man and Animals + +Author: Charles Darwin + +Release Date: March, 1998 [EBook #1227] +Last Updated: August 2, 2012 + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + + + + +Produced by Charles Keller and David Widger + + + + + + +THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS + +By Charles Darwin + + +_With Photographic And Other Illustrations_ + +New York + +D. Appleton And Company + +1899 + + + + +DETAILED CONTENTS. +INTRODUCTION......................................................Pages +1-26 + +CHAP. I--GENERAL PRINCIPLES OF EXPRESSION.The three chief principles +stated--The first principle--Serviceable actions become habitual in +association with certain states of the mind, and are performed +whether or not of service in each particular case--The force of +habit--Inheritance--Associated habitual movements in man--Reflex +actions--Passage of habits into reflex actions--Associated habitual +movements in the lower animals--Concluding remarks............27-49 + +CHAP. II--GENERAL PRINCIPLES OF EXPRESSION--_continued_. The +Principle of Antithesis--Instances in the dog and cat--Origin of the +principle--Conventional signs--The principle of antithesis has not +arisen from opposite actions being consciously performed under opposite +impulses..........50-65 + +CHAP. III--GENERAL PRINCIPLES OF EXPRESSION--_concluded_. +The principle of the direct action of the excited nervous system on the +body, independently of the will and in part of habit--Change of +colour in the hair--Trembling of the muscles--Modified +secretions--Perspiration--Expression of extreme pain--Of rage, great +joy, and terror--Contrast between the emotions which cause and do +not cause expressive movements--Exciting and depressing states of the +mind--Summary............................................ 66-82 + +CHAP. IV--MEANS OF EXPRESSION. IN ANIMALS. The emission of sounds--Vocal +sounds--Sounds otherwise produced--Erection of the dermal appendages, +hairs, feathers, &c., under the emotions of anger and terror--The +drawing back of the ears as a preparation for fighting, and as an +expression of anger--Erection of the ears and raising the head, a sign +of attention 88-114 + +CHAP. V.--SPECIAL EXPRESSIONS OF ANIMALS. The Dog, various expressive +movements of--Cats--Horses--Ruminants--Monkeys, their expression of joy +and affection--Of pain--Anger Astonishment and Terror Pages 115-145 + +CHAP. VI.--SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. The +screaming and weeping of infants--Form of features--Age at which weeping +commences--The effects of habitual restraint on weeping--Sobbing--Cause +of the contraction of the muscles round the eyes during screaming--Cause +of the secretion of tears 146-175 + +CHAP. VII.--LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. General +effect of grief on the system--Obliquity of the eyebrows under +suffering--On the cause of the obliquity of the eyebrows--On the +depression of the corners of the mouth 176-195 + +CHAP. VIII.--JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. +Laughter primarily the expression of joy--Ludicrous ideas--Movements +of the features during laughter--Nature of the sound produced--The +secretion of tears during loud laughter--Gradation from loud laughter +to gentle smiling--High spirits--The expression of love--Tender +feelings--Devotion 196-219 + +CHAP. IX.--REFLECTION--MEDITATION--ILL--TEMPER--SULKINESS DETERMINATION. +The act of frowning--Reflection with an effort or with the perception +of something difficult or disagreeable--Abstracted +meditation--Ill-temper--Moroseness--Obstinacy--Sulkiness and +pouting--Decision or determination--The firm closure of the mouth +220-236 + +CHAP. X.-HATRED AND ANGER. Hatred--Rage, effects of on the +system--Uncovering of the teeth--Rage in the insane--Anger and +indignation--As expressed by the various races of man--Sneering and +defiance--The uncovering of the canine teeth on one side of the face +237-252 + +CHAP. XI.--DISDAIN--CONTEMPT--DISGUST--GUILT--PRIDE, +ETC.--HELPLESSNESS--PATIENCE--AFFIRMATION AND NEGATION. Contempt, scorn +and disdain, variously expressed--Derisive Smile--Gestures expressive +of contempt--Disgust--Guilt, deceit, pride, etc.--Helplessness or +impotence--Patience--Obstinacy--Shrugging the shoulders common to most +of the races of man--Signs of affirmation and negation 253-277 + +CHAP. XII.--SURPRISE--ASTONISHMENT--FEAR--HORROR. +Surprise, astonishment--Elevation of the eyebrows--Opening +the mouth--Protrusion of the lips--Gestures accompanying +surprise--Admiration Fear--Terror--Erection of the hair--Contraction of +the platysma muscle--Dilatation of the pupils--horror--Conclusion. Pages +278-308 + +CHAP. XIII.--SELF-ATTENTION--SHAME--SHYNESS--MODESTY: BLUSHING. +Nature of a blush--Inheritance--The parts of the body most +affected--Blushing in the various races of man--Accompanying +gestures--Confusion of mind--Causes of blushing--Self-attention, +the fundamental element--Shyness--Shame, from broken moral laws and +conventional rules--Modesty--Theory of blushing--Recapitulation 309-346 + +CHAP. XIV.--CONCLUDING REMARKS AND SUMMARY. +The three leading principles which have determined the chief movements +of expression--Their inheritance--On the part which the will and +intention have played in the acquirement of various expressions--The +instinctive recognition of expression--The bearing of our subject on +the specific unity of the races of man--On the successive acquirement +of various expressions by the progenitors of man--The importance of +expression--Conclusion 347-366 + +LIST OF ILLUSTRATIONS. + + FIG. PAGE + 1. Diagram of the muscles of the face, from Sir C. Bell 24 + 2. " " " Henle................ 24 + 3. " " " "................ 25 + 4 Small dog watching a cat on a table 43 + 5 Dog approaching another dog with hostile intentions 52 + 6. Dog in a humble and affectionate frame of mind 53 + 7. Half-bred Shepherd Dog 54 + 8. Dog caressing his master 55 + 9. Cat, savage, and prepared to fight 58 + 10. Cat in an affectionate frame of mind 59 + 11. Sound-producing quills from the tail of the Porcupine 93 + 12. Hen driving away a dog from her chickens......98 + 13. Swan driving away an intruder.................99 + 14. Head of snarling dog.........................117 + 15. Cat terrified at a dog.......................125 + 16. Cynopithecus niger, in a placid condition....135 + 17. The same, when pleased by being caressed.....135 + 18. Chimpanzee disappointed and sulky............139 + 19. Photograph of an insane woman................296 + 20. Terror.......................................299 + 21. Horror and Agony.............................306 + + Plate I. to face page 147 Plate V. to face page 254. + " II. " 178. " VI. " 264. + " III. " 200. " VII. " 300. + " IV. " 248. + +_N. B_.--Several of the figures in these seven Heliotype Plates +have been reproduced from photographs, instead of from the original +negatives; and they are in consequence somewhat indistinct. Nevertheless +they are faithful copies, and are much superior for my purpose to any +drawing, however carefully executed. + + + + +ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. + + + + +INTRODUCTION. + +MANY works have been written on Expression, but a greater number on +Physiognomy,--that is, on the recognition of character through the study +of the permanent form of the features. With this latter subject I am +not here concerned. The older treatises,[1] which I have consulted, have +been of little or no service to me. The famous 'Conferences'[2] of the +painter Le Brun, published in 1667, is the best known ancient work, +and contains some good remarks. Another somewhat old essay, namely, +the 'Discours,' delivered 1774-1782, by the well-known Dutch anatomist +Camper,[3] can hardly be considered as having made any marked advance in +the subject. The following works, on the contrary, deserve the fullest +consideration. + +Sir Charles Bell, so illustrious for his discoveries in physiology, +published in 1806 the first edition, and in the third edition of his +'Anatomy and Philosophy of Expression.'[4] He may with justice be said, +not only to have laid the foundations of the subject as a branch of +science, but to have built up a noble structure. His work is in every +way deeply interesting; it includes graphic descriptions of the various +emotions, and is admirably illustrated. It is generally admitted that +his service consists chiefly in having shown the intimate relation which +exists between the movements of expression and those of respiration. One +of the most important points, small as it may at first appear, is that +the muscles round the eyes are involuntarily contracted during violent +expiratory efforts, in order to protect these delicate organs from the +pressure of the blood. This fact, which has been fully investigated for +me with the greatest kindness by Professors Donders of Utrecht, throws, +as we shall hereafter see, a flood of light on several of the most +important expressions of the human countenance. The merits of Sir C. +Bell's work have been undervalued or quite ignored by several foreign +writers, but have been fully admitted by some, for instance by M. +Lemoine,[5] who with great justice says:--"Le livre de Ch. Bell devrait +etre medite par quiconque essaye de faire parler le visage de l'homme, +par les philosophes aussi bien que par les artistes, car, sous une +apparence plus legere et sous le pretexte de l'esthetique, c'est un +des plus beaux monuments de la science des rapports du physique et du +moral." + +From reasons which will presently be assigned, Sir C. Bell did not +attempt to follow out his views as far as they might have been carried. +He does not try to explain why different muscles are brought into action +under different emotions; why, for instance, the inner ends of the +eyebrows are raised, and the corners of the mouth depressed, by a person +suffering from grief or anxiety. + +In 1807 M. Moreau edited an edition of Lavater on Physiognomy,[6] in +which he incorporated several of his own essays, containing excellent +descriptions of the movements of the facial muscles, together with +many valuable remarks. He throws, however, very little light on the +philosophy of the subject. For instance, M. Moreau, in speaking of the +act of frowning, that is, of the contraction of the muscle called by +French writers the _soucilier_ (_corrigator supercilii_), remarks with +truth:--"Cette action des sourciliers est un des symptomes les plus +tranches de l'expression des affections penibles ou concentrees." He +then adds that these muscles, from their attachment and position, are +fitted "a resserrer, a concentrer les principaux traits de la _face_, +comme il convient dans toutes ces passions vraiment oppressives +ou profondes, dans ces affections dont le sentiment semble porter +l'organisation a revenir sur elle-meme, a se contracter et a +_s'amoindrir_, comme pour offrir moins de prise et de surface a des +impressions redoutables ou importunes." He who thinks that remarks of +this kind throw any light on the meaning or origin of the different +expressions, takes a very different view of the subject to what I do. + +The earliest edition of this work, referred to in the preface to the +edition of 1820 in ten volumes, as containing the observations of M. +Moreau, is said to have been published in 1807; and I have no doubt that +this is correct, because the 'Notice sur Lavater' at the commencement +of volume i. is dated April 13, 1806. In some bibliographical works, +however, the date of 1805--1809 is given, but it seems impossible that +1805 can be correct. Dr. Duchenne remarks ('Mecanisme de la Physionomie +Humaine,'-8vo edit. 1862, p. 5, and 'Archives Generales de Medecine,' +Jan. et Fev. 1862) that M. Moreau "_a compose pour son ouvrage un +article important_," &c., in the year 1805; and I find in volume i. of +the edition of 1820 passages bearing the dates of December 12, 1805, and +another January 5, 1806, besides that of April 13, 1806, above referred +to. In consequence of some of these passages having thus been COMPOSED +in 1805, Dr. Duchenne assigns to M. Moreau the priority over Sir C. +Bell, whose work, as we have seen, was published in 1806. This is a very +unusual manner of determining the priority of scientific works; but such +questions are of extremely little importance in comparison with their +relative merits. The passages above quoted from M. Moreau and from Le +Brun are taken in this and all other cases from the edition of 1820 of +Lavater, tom. iv. p. 228, and tom. ix. p. 279. In the above passage +there is but a slight, if any, advance in the philosophy of the subject, +beyond that reached by the painter Le Brun, who, in 1667, in describing +the expression of fright, says:--"Le sourcil qui est abaisse d'un cote +et eleve de l'autre, fait voir que la partie elevee semble le vouloir +joindre au cerveau pour le garantir du mal que l'ame apercoit, et le +cote qui est abaisse et qui parait enfle,--nous fait trouver dans cet +etat par les esprits qui viennent du cerveau en abondance, comme polir +couvrir l'aine et la defendre du mal qu'elle craint; la bouche fort +ouverte fait voir le saisissement du coeur, par le sang qui se retire +vers lui, ce qui l'oblige, voulant respirer, a faire un effort qui est +cause que la bouche s'ouvre extremement, et qui, lorsqu'il passe par les +organes de la voix, forme un son qui n'est point articule; que si les +muscles et les veines paraissent enfles, ce n'est que par les esprits +que le cerveau envoie en ces parties-la." I have thought the foregoing +sentences worth quoting, as specimens of the surprising nonsense which +has been written on the subject. + +'The Physiology or Mechanism of Blushing,' by Dr. Burgess, appeared +in 1839, and to this work I shall frequently refer in my thirteenth +Chapter. + +In 1862 Dr. Duchenne published two editions, in folio and octavo, of his +'Mecanisme de la Physionomie Humaine,' in which he analyses by means of +electricity, and illustrates by magnificent photographs, the movements +of the facial muscles. He has generously permitted me to copy as many of +his photographs as I desired. His works have been spoken lightly of, or +quite passed over, by some of his countrymen. It is possible that Dr. +Duchenne may have exaggerated the importance of the contraction of +single muscles in giving expression; for, owing to the intimate manner +in which the muscles are connected, as may be seen in Henle's anatomical +drawings[7]--the best I believe ever published it is difficult to +believe in their separate action. Nevertheless, it is manifest that Dr. +Duchenne clearly apprehended this and other sources of error, and as it +is known that he was eminently successful in elucidating the physiology +of the muscles of the hand by the aid of electricity, it is probable +that he is generally in the right about the muscles of the face. In my +opinion, Dr. Duchenne has greatly advanced the subject by his treatment +of it. No one has more carefully studied the contraction of each +separate muscle, and the consequent furrows produced on the skin. He +has also, and this is a very important service, shown which muscles are +least under the separate control of the will. He enters very little into +theoretical considerations, and seldom attempts to explain why certain +muscles and not others contract under the influence of certain emotions. +A distinguished French anatomist, Pierre Gratiolet, gave a course of +lectures on Expression at the Sorbonne, and his notes were published +(1865) after his death, under the title of 'De la Physionomie et des +Mouvements d'Expression.' This is a very interesting work, full of +valuable observations. His theory is rather complex, and, as far as it +can be given in a single sentence (p. 65), is as follows:--"Il resulte, +de tous les faits que j'ai rappeles, que les sens, l'imagination et la +pensee ellememe, si elevee, si abstraite qu'on la suppose, ne peuvent +s'exercer sans eveiller un sentiment correlatif, et que ce sentiment +se traduit directement, sympathiquement, symboliquement ou +metaphoriquement, dans toutes les spheres des organs exterieurs, qui la +racontent tous, suivant leur mode d'action propre, comme si chacun d'eux +avait ete directement affecte." + +Gratiolet appears to overlook inherited habit, and even to some extent +habit in the individual; and therefore he fails, as it seems to me, to +give the right explanation, or any explanation at all, of many gestures +and expressions. As an illustration of what he calls symbolic movements, +I will quote his remarks (p. 37), taken from M. Chevreul, on a man +playing at billiards. "Si une bille devie legerement de la direction +que le joueur pretend zlui imprimer, ne l'avez-vous pas vu cent fois +la pousser du regard, de la tete et meme des epaules, comme si ces +mouvements, purement symboliques, pouvaient rectifier son trajet? Des +mouvements non moins significatifs se produisent quand la bille manque +d'une impulsion suffisante. Et cliez les joueurs novices, ils sont +quelquefois accuses au point d'eveiller le sourire sur les levres des +spectateurs." Such movements, as it appeirs to me, may be attributed +simply to habit. As often as a man has wished to move an object to one +side, he has always pushed it to that side when forwards, he has pushed +it forwards; and if he has wished to arrest it, he has pulled backwards. +Therefore, when a man sees his ball travelling in a wrong direction, and +he intensely wishes it to go in another direction, he cannot avoid, from +long habit, unconsciously performing movements which in other cases he +has found effectual. + +As an instance of sympathetic movements Gratiolet gives (p. 212) the +following case:--"un jeune chien A oreilles droites, auquel son maitre +presente de loin quelque viande appetissante, fixe avec ardeur ses yeux +sur cet objet dont il suit tous les mouvements, et pendant que les yeux +regardent, les deux oreilles se portent en avant comme si cet objet +pouvait etre entendu." Here, instead of speaking of sympathy between +the ears and eyes, it appears to me more simple to believe, that as dogs +during many generations have, whilst intently looking at any object, +pricked their ears in order to perceive any sound; and conversely have +looked intently in the direction of a sound to which they may have +listened, the movements of these organs have become firmly associated +together through long-continued habit. + +Dr. Piderit published in 1859 an essay on Expression, which I have not +seen, but in which, as he states, he forestalled Gratiolet in many of +his views. In 1867 he published his 'Wissenschaftliches System der Mimik +und Physiognomik.' It is hardly possible to give in a few sentences a +fair notion of his views; perhaps the two following sentences will tell +as much as can be briefly told: "the muscular movements of expression +are in part related to imaginary objects, and in part to imaginary +sensorial impressions. In this proposition lies the key to the +comprehension of all expressive muscular movements." (s. 25) Again, +"Expressive movements manifest themselves chiefly in the numerous and +mobile muscles of the face, partly because the nerves by which they +are set into motion originate in the most immediate vicinity of the +mind-organ, but partly also because these muscles serve to support the +organs of sense." (s. 26.) If Dr. Piderit had studied Sir C. Bell's +work, he would probably not have said (s. 101) that violent laughter +causes a frown from partaking of the nature of pain; or that with +infants (s. 103) the tears irritate the eyes, and thus excite the +contraction of the surrounding in muscles. Many good remarks are +scattered throughout this volume, to which I shall hereafter refer. + +Short discussions on Expression may be found in various works, which +need not here be particularised. Mr. Bain, however, in two of his works +has treated the subject at some length. He says,[8] "I look upon the +expression so-called as part and parcel of the feeling. I believe it to +be a general law of the mind that along with the fact of inward feeling +or consciousness, there is a diffusive action or excitement over the +bodily members." In another place he adds, "A very considerable number +of the facts may be brought under the following principle: namely, that +states of pleasure are connected with an increase, and states of pain +with an abatement, of some, or all, of the vital functions." But the +above law of the diffusive action of feelings seems too general to throw +much light on special expressions. + +Mr. Herbert Spencer, in treating of the Feelings in his 'Principles of +Psychology' (1855), makes the following remarks:--"Fear, when strong, +expresses itself in cries, in efforts to hide or escape, in palpitations +and tremblings; and these are just the manifestations that would +accompany an actual experience of the evil feared. The destructive +passions are shown in a general tension of the muscular system, in +gnashing of the teeth and protrusion of the claws, in dilated eyes +and nostrils in growls; and these are weaker forms of the actions that +accompany the killing of prey." Here we have, as I believe, the true +theory of a large number of expressions; but the chief interest and +difficulty of the subject lies in following out the wonderfully complex +results. I infer that some one (but who he is I have not been able to +ascertain) formerly advanced a nearly similar view, for Sir C. Bell +says,[9] "It has been maintained that what are called the external signs +of passion, are only the concomitants of those voluntary movements which +the structure renders necessary." Mr. Spencer has also published[10] +a valuable essay on the physiology of Laughter, in which he insists on +"the general law that feeling passing a certain pitch, habitually +vents itself in bodily action," and that "an overflow of nerve-force +undirected by any motive, will manifestly take first the most habitual +routes; and if these do not suffice, will next overflow into the less +habitual ones." This law I believe to be of the highest importance in +throwing light on our subject.' + +All the authors who have written on Expression, with the exception of +Mr. Spencer--the great expounder of the principle of Evolution--appear +to have been firmly convinced that species, man of course included, +came into existence in their present condition. Sir C. Bell, being +thus convinced, maintains that many of our facial muscles are "purely +instrumental in expression;" or are "a special provision" for this sole +object.[12] But the simple fact that the anthropoid apes possess the +same facial muscles as we do,[13] renders it very improbable that these +muscles in our case serve exclusively for expression; for no one, I +presume, would be inclined to admit that monkeys have been endowed with +special muscles solely for exhibiting their hideous grimaces. Distinct +uses, independently of expression, can indeed be assigned with much +probability for almost all the facial muscles. + +Sir C. Bell evidently wished to draw as broad a distinction as possible +between man and the lower animals; and he consequently asserts that with +"the lower creatures there is no expression but what may be referred, +more or less plainly, to their acts of volition or necessary instincts." +He further maintains that their faces "seem chiefly capable of +expressing rage and fear."[14] But man himself cannot express love and +humility by external signs, so plainly as does a dog, when with drooping +ears, hanging lips, flexuous body, and wagging tail, he meets his +beloved master. Nor can these movements in the dog be explained by acts +of volition or necessary instincts, any more than the beaming eyes and +smiling cheeks of a man when he meets an old friend. If Sir C. Bell had +been questioned about the expression of affection in the dog, he would +no doubt have answered that this animal had been created with special +instincts, adapting him for association with man, and that all further +enquiry on the subject was superfluous. + +Although Gratiolet emphatically denies[15] that any muscle has been +developed solely for the sake of expression, he seems never to have +reflected on the principle of evolution. He apparently looks at each +species as a separate creation. So it is with the other writers on +Expression. For instance, Dr. Duchenne, after speaking of the movements +of the limbs, refers to those which give expression to the face, and +remarks:[16] "Le createur n'a donc pas eu a se preoccuper ici des +besoins de la mecanique; il a pu, selon sa sagesse, ou--que l'on me +pardonne cette maniere de parler--par une divine fantaisie, mettre +en action tel ou tel muscle, un seul ou plusieurs muscles a la fois, +lorsqu'il a voulu que les signes caracteristiques des passions, meme les +plus fugaces, lussent ecrits passagerement sur la face de l'homme. Ce +langage de la physionomie une fois cree, il lui a suffi, pour le +rendre universel et immuable, de donner a tout etre humain la faculte +instinctive d'exprimer toujours ses sendments par la contraction des +memes muscles." + +Many writers consider the whole subject of Expression as inexplicable. +Thus the illustrious physiologist Muller, says,[17] "The completely +different expression of the features in different passions shows that, +according to the kind of feeling excited, entirely different groups of +the fibres of the facial nerve are acted on. Of the cause of this we are +quite ignorant." + +No doubt as long as man and all other animals are viewed as independent +creations, an effectual stop is put to our natural desire to investigate +as far as possible the causes of Expression. By this doctrine, anything +and everything can be equally well explained; and it has proved as +pernicious with respect to Expression as to every other branch of +natural history. With mankind some expressions, such as the bristling of +the hair under the influence of extreme terror, or the uncovering of the +teeth under that of furious rage, can hardly be understood, except +on the belief that man once existed in a much lower and animal-like +condition. The community of certain expressions in distinct though +allied species, as in the movements of the same facial muscles during +laughter by man and by various monkeys, is rendered somewhat more +intelligible, if we believe in their descent from a common progenitor. +He who admits on general grounds that the structure and habits of all +animals have been gradually evolved, will look at the whole subject of +Expression in a new and interesting light. + +The study of Expression is difficult, owing to the movements being often +extremely slight, and of a fleeting nature. A difference may be clearly +perceived, and yet it may be impossible, at least I have found it so, to +state in what the difference consists. When we witness any deep emotion, +our sympathy is so strongly excited, that close observation is forgotten +or rendered almost impossible; of which fact I have had many curious +proofs. Our imagination is another and still more serious source of +error; for if from the nature of the circumstances we expect to see +any expression, we readily imagine its presence. Notwithstanding Dr. +Duchenne's great experience, he for a long time fancied, as he states, +that several muscles contracted under certain emotions, whereas he +ultimately convinced himself that the movement was confined to a single +muscle. + +In order to acquire as good a foundation as possible, and to ascertain, +independently of common opinion, how far particular movements of the +features and gestures are really expressive of certain states of the +mind, I have found the following means the most serviceable. In the +first place, to observe infants; for they exhibit many emotions, as Sir +C. Bell remarks, "with extraordinary force;" whereas, in after life, +some of our expressions "cease to have the pure and simple source from +which they spring in infancy."[18] + +In the second place, it occurred to me that the insane ought to +be studied, as they are liable to the strongest passions, and give +uncontrolled vent to them. I had, myself, no opportunity of doing this, +so I applied to Dr. Maudsley and received from him an introduction +to Dr. J. Crichton Browne, who has charge of an immense asylum near +Wakefield, and who, as I found, had already attended to the subject. +This excellent observer has with unwearied kindness sent me copious +notes and descriptions, with valuable suggestions on many points; and I +can hardly over-estimate the value of his assistance. I owe also, to the +kindness of Mr. Patrick Nicol, of the Sussex Lunatic Asylum, interesting +statements on two or three points. + +Thirdly Dr. Duchenne galvanized, as we have already seen, certain +muscles in the face of an old man, whose skin was little sensitive, and +thus produced various expressions which were photographed on a large +scale. It fortunately occurred to me to show several of the best plates, +without a word of explanation, to above twenty educated persons of +various ages and both sexes, asking them, in each case, by what emotion +or feeling the old man was supposed to be agitated; and I recorded their +answers in the words which they used. Several of the expressions were +instantly recognised by almost everyone, though described in not exactly +the same terms; and these may, I think, be relied on as truthful, +and will hereafter be specified. On the other hand, the most widely +different judgments were pronounced in regard to some of them. This +exhibition was of use in another way, by convincing me how easily we +may be misguided by our imagination; for when I first looked through +Dr. Duchenne's photographs, reading at the same time the text, and +thus learning what was intended, I was struck with admiration at the +truthfulness of all, with only a few exceptions. Nevertheless, if I had +examined them without any explanation, no doubt I should have been as +much perplexed, in some cases, as other persons have been. + +Fourthly, I had hoped to derive much aid from the great masters in +painting and sculpture, who are such close observers. Accordingly, I +have looked at photographs and engravings of many well-known works; but, +with a few exceptions, have not thus profited. The reason no doubt +is, that in works of art, beauty is the chief object; and strongly +contracted facial muscles destroy beauty.[19] The story of the +composition is generally told with wonderful force and truth by +skilfully given accessories. + +Fifthly, it seemed to me highly important to ascertain whether the same +expressions and gestures prevail, as has often been asserted without +much evidence, with all the races of mankind, especially with those who +have associated but little with Europeans. Whenever the same movements +of the features or body express the same emotions in several distinct +races of man, we may infer with much probability, that such expressions +are true ones,--that is, are innate or instinctive. Conventional +expressions or gestures, acquired by the individual during early life, +would probably have differed in the different races, in the same manner +as do their languages. Accordingly I circulated, early in the year +1867, the following printed queries with a request, which has been +fully responded to, that actual observations, and not memory, might be +trusted. These queries were written after a considerable interval of +time, during which my attention had been otherwise directed, and I can +now see that they might have been greatly improved. To some of the later +copies, I appended, in manuscript, a few additional remarks:-- + +(1.) Is astonishment expressed by the eyes and mouth being opened wide, +and by the eyebrows being raised? + +(2.) Does shame excite a blush when the colour of the skin allows it to +be visible? and especially how low down the body does the blush extend? + +(3.) When a man is indignant or defiant does he frown, hold his body and +head erect, square his shoulders and clench his fists? + +(4) When considering deeply on any subject, or trying to understand any +puzzle, does he frown, or wrinkle the skin beneath the lower eyelids? + +(5.) When in low spirits, are the corners of the mouth depressed, and +the inner corner of the eyebrows raised by that muscle which the French +call the "Grief muscle"? The eyebrow in this state becomes slightly +oblique, with a little swelling at the Inner end; and the forehead +is transversely wrinkled in the middle part, but not across the whole +breadth, as when the eyebrows are raised in surprise. (6.) When in good +spirits do the eyes sparkle, with the skin a little wrinkled round and +under them, and with the mouth a little drawn back at the corners? + +(7.) When a man sneers or snarls at another, is the corner of the upper +lip over the canine or eye tooth raised on the side facing the man whom +he addresses? + +(8) Can a dogged or obstinate expression be recognized, which is chiefly +shown by the mouth being firmly closed, a lowering brow and a slight +frown? + +(9.) Is contempt expressed by a slight protrusion of the lips and by +turning up the nose, and with a slight expiration? + +(10) Is disgust shown by the lower lip being turned down, the upper +lip slightly raised, with a sudden expiration, something like incipient +vomiting, or like something spit out of the mouth? + +(11.) Is extreme fear expressed in the same general manner as with +Europeans? + +(12.) Is laughter ever carried to such an extreme as to bring tears into +the eyes? + +(13.) When a man wishes to show that he cannot prevent something being +done, or cannot himself do something, does he shrug his shoulders, turn +inwards his elbows, extend outwards his hands and open the palms; with +the eyebrows raised? + +(14) Do the children when sulky, pout or greatly protrude the lips? + +(15.) Can guilty, or sly, or jealous expressions be recognized? though I +know not how these can be defined. + +(16.) Is the head nodded vertically in affirmation, and shaken laterally +in negation? + + +Observations on natives who have had little communication with Europeans +would be of course the most valuable, though those made on any natives +would be of much interest to me. General remarks on expression are of +comparatively little value; and memory is so deceptive that I earnestly +beg it may not be trusted. A definite description of the countenance +under any emotion or frame of mind, with a statement of the +circumstances under which it occurred, would possess much value. + +To these queries I have received thirty-six answers from different +observers, several of them missionaries or protectors of the aborigines, +to all of whom I am deeply indebted for the great trouble which they +have taken, and for the valuable aid thus received. I will specify their +names, &c., towards the close of this chapter, so as not to interrupt my +present remarks. The answers relate to several of the most distinct +and savage races of man. In many instances, the circumstances have been +recorded under which each expression was observed, and the expression +itself described. In such cases, much confidence may be placed in the +answers. When the answers have been simply yes or no, I have always +received them with caution. It follows, from the information thus +acquired, that the same state of mind is expressed throughout the world +with remarkable uniformity; and this fact is in itself interesting +as evidence of the close similarity in bodily structure and mental +disposition of all the races, of mankind. + +Sixthly, and lastly, I have attended as closely as I could, to the +expression of the several passions in some of the commoner animals; and +this I believe to be of paramount importance, not of course for deciding +how far in man certain expressions are characteristic of certain states +of mind, but as affording the safest basis for generalisation on the +causes, or origin, of the various movements of Expression. In observing +animals, we are not so likely to be biassed by our imagination; and we +may feel safe that their expressions are not conventional. + +From the reasons above assigned, namely, the fleeting nature of some +expressions (the changes in the features being often extremely slight); +our sympathy being easily aroused when we behold any strong emotion, +and our attention thus distracted; our imagination deceiving us, from +knowing in a vague manner what to expect, though certainly few of us +know what the exact changes in the countenance are; and lastly, even our +long familiarity with the subject,--from all these causes combined, the +observation of Expression is by no means easy, as many persons, whom I +have asked to observe certain points, have soon discovered. Hence it is +difficult to determine, with certainty, what are the movements of the +features and of the body, which commonly characterize certain states of +the mind. Nevertheless, some of the doubts and difficulties have, as +I hope, been cleared away by the observation of infants,--of the +insane,--of the different races of man,--of works of art,--and lastly, +of the facial muscles under the action of galvanism, as effected by Dr. +Duchenne. + +But there remains the much greater difficulty of understanding the +cause or origin of the several expressions, and of judging whether any +theoretical explanation is trustworthy. Besides, judging as well as we +can by our reason, without the aid of any rules, which of two or more +explanations is the most satisfactory, or are quite unsatisfactory, I +see only one way of testing our conclusions. This is to observe whether +the same principle by which one expression can, as it appears, be +explained, is applicable in other allied cases; and especially, whether +the same general principles can be applied with satisfactory results, +both to man and the lower animals. This latter method, I am inclined to +think, is the most serviceable of all. The difficulty of judging of the +truth of any theoretical explanation, and of testing it by some distinct +line of investigation, is the great drawback to that interest which the +study seems well fitted to excite. + +Finally, with respect to my own observations, I may state that they were +commenced in the year 1838; and from that time to the present day, I +have occasionally attended to the subject. At the above date, I was +already inclined to believe in the principle of evolution, or of the +derivation of species from other and lower forms. Consequently, when I +read Sir C. Bell's great work, his view, that man had been created with +certain muscles specially adapted for the expression of his feelings, +struck me as unsatisfactory. It seemed probable that the habit of +expressing our feelings by certain movements, though now rendered +innate, had been in some manner gradually acquired. But to discover how +such habits had been acquired was perplexing in no small degree. The +whole subject had to be viewed under a new aspect, and each expression +demanded a rational explanation. This belief led me to attempt the +present work, however imperfectly it may have been executed.-------- + +I will now give the names of the gentlemen to whom, as I have said, I am +deeply indebted for information in regard to the expressions exhibited +by various races of man, and I will specify some of the circumstances +under which the observations were in each case made. Owing to the great +kindness and powerful influence of Mr. Wilson, of Hayes Place, Kent, I +have received from Australia no less than thirteen sets of answers to +my queries. This has been particularly fortunate, as the Australian +aborigines rank amongst the most distinct of all the races of man. It +will be seen that the observations have been chiefly made in the south, +in the outlying parts of the colony of Victoria; but some excellent +answers have been received from the north. + +Mr. Dyson Lacy has given me in detail some valuable observations, made +several hundred miles in the interior of Queensland. To Mr. R. Brough +Smyth, of Melbourne, I am much indebted for observations made +by himself, and for sending me several of the following letters, +namely:--From the Rev. Mr. Hagenauer, of Lake Wellington, a missionary +in Gippsland, Victoria, who has had much experience with the natives. +From Mr. Samuel Wilson, a landowner, residing at Langerenong, Wimmera, +Victoria. From the Rev. George Taplin, superintendent of the native +Industrial Settlement at Port Macleay. From Mr. Archibald G. Lang, of +Coranderik, Victoria, a teacher at a school where aborigines, old and +young, are collected from all parts of the colony. From Mr. H. B. +Lane, of Belfast, Victoria, a police magistrate and warden, whose +observations, as I am assured, are highly trustworthy. From Mr. +Templeton Bunnett, of Echuca, whose station is on the borders of +the colony of Victoria, and who has thus been able to observe many +aborigines who have had little intercourse with white men. He compared +his observations with those made by two other gentlemen long resident +in the neighbourhood. Also from Mr. J. Bulmer, a missionary in a remote +part of Gippsland, Victoria. + +I am also indebted to the distinguished botanist, Dr. Ferdinand Muller, +of Victoria, for some observations made by himself, and for sending me +others made by Mrs. Green, as well as for some of the foregoing letters. + +In regard to the Maoris of New Zealand, the Rev. J. W. Stack has +answered only a few of my queries; but the answers have been remarkably +full, clear, and distinct, with the circumstances recorded under which +the observations were made. + +The Rajah Brooke has given me some information with respect to the Dyaks +of Borneo. + +Respecting the Malays, I have been highly successful; for Mr. F. Geach +(to whom I was introduced by Mr. Wallace), during his residence as a +mining engineer in the interior of Malacca, observed many natives, who +had never before associated with white men. He wrote me two long +letters with admirable and detailed observations on their expression. He +likewise observed the Chinese immigrants in the Malay archipelago. + +The well-known naturalist, H. M. Consul, Mr. Swinhoe, also observed +for me the Chinese in their native country; and he made inquiries from +others whom he could trust. + +In India Mr. H. Erskine, whilst residing in his official capacity in the +Admednugur District in the Bombay Presidency, attended to the expression +of the inhabitants, but found much difficulty in arriving at any safe +conclusions, owing to their habitual concealment of all emotions in +the presence of Europeans. He also obtained information for me from +Mr. West, the Judge in Canara, and he consulted some intelligent native +gentlemen on certain points. In Calcutta Mr. J. Scott, curator of the +Botanic Gardens, carefully observed the various tribes of men therein +employed during a considerable period, and no one has sent me such full +and valuable details. The habit of accurate observation, gained by his +botanical studies, has been brought to bear on our present subject. For +Ceylon I am much indebted to the Rev. S. O. Glenie for answers to some +of my queries. + +Turning to Africa, I have been unfortunate with respect to the negroes, +though Mr. Winwood Reade aided me as far as lay in his power. It would +have been comparatively easy to have obtained information in regard to +the negro slaves in America; but as they have long associated with +white men, such observations would have possessed little value. In the +southern parts of the continent Mrs. Barber observed the Kafirs and +Fingoes, and sent me many distinct answers. Mr. J. P. Mansel Weale also +made some observations on the natives, and procured for me a curious +document, namely, the opinion, written in English, of Christian +Gaika, brother of the Chief Sandilli, on the expressions of his +fellow-countrymen. In the northern regions of Africa Captain Speedy, +who long resided with the Abyssinians, answered my queries partly from +memory and partly from observations made on the son of King Theodore, +who was then under his charge. Professor and Mrs. Asa Gray attended +to some points in the expressions of the natives, as observed by them +whilst ascending the Nile. + +On the great American continent Mr. Bridges, a catechist residing +with the Fuegians, answered some few questions about their expression, +addressed to him many years ago. In the northern half of the continent +Dr. Rothrock attended to the expressions of the wild Atnah and Espyox +tribes on the Nasse River, in North-Western America. Mr. Washington +Matthews Assistant-Surgeon in the United States Army, also observed +with special care (after having seen my queries, as printed in the +'Smithsonian Report') some of the wildest tribes in the Western parts +of the United States, namely, the Tetons, Grosventres, Mandans, and +Assinaboines; and his answers have proved of the highest value. + +Lastly, besides these special sources of information, I have collected +some few facts incidentally given in books of travels.---- + +[Illustration: Muscles of the human face. Fig 1-2] + +[Illustration: Muscles of the human face. Fig 3] + +As I shall often have to refer, more especially in the latter part of +this volume, to the muscles of the human face, I have had a diagram +(fig. 1) copied and reduced from Sir C. Bell's work, and two others, +with more accurate details (figs. 2 and 3), from Herde's well-known +'Handbuch der Systematischen Anatomie des Menschen.' The same letters +refer to the same muscles in all three figures, but the names are given +of only the more important ones to which I shall have to allude. The +facial muscles blend much together, and, as I am informed, hardly appear +on a dissected face so distinct as they are here represented. Some +writers consider that these muscles consist of nineteen pairs, with one +unpaired;[20] but others make the number much larger, amounting even to +fifty-five, according to Moreau. They are, as is admitted by everyone +who has written on the subject, very variable in structure; and Moreau +remarks that they are hardly alike in half-a-dozen subjects.[21] They +are also variable in function. Thus the power of uncovering the canine +tooth on one side differs much in different persons. The power of +raising the wings of the nostrils is also, according to Dr. Piderit,[22] +variable in a remarkable degree; and other such cases could be given. + +Finally, I must have the pleasure of expressing my obligations to Mr. +Rejlander for the trouble which he has taken in photographing for me +various expressions and gestures. I am also indebted to Herr Kindermann, +of Hamburg, for the loan of some excellent negatives of crying infants; +and to Dr. Wallich for a charming one of a smiling girl. I have already +expressed my obligations to Dr. Duchenne for generously permitting me +to have some of his large photographs copied and reduced. All these +photographs have been printed by the Heliotype process, and the accuracy +of the copy is thus guaranteed. These plates are referred to by Roman +numerals. + +I am also greatly indebted to Mr. T. W. Wood for the extreme pains which +he has taken in drawing from life the expressions of various animals. A +distinguished artist, Mr. Riviere, has had the kindness to give me +two drawings of dogs--one in a hostile and the other in a humble and +caressing frame of mind. Mr. A. May has also given me two similar +sketches of dogs. Mr. Cooper has taken much care in cutting the blocks. +Some of the photographs and drawings, namely, those by Mr. May, and +those by Mr. Wolf of the Cynopithecus, were first reproduced by Mr. +Cooper on wood by means of photography, and then engraved: by this means +almost complete fidelity is ensured. + + + +CHAPTER I. -- GENERAL PRINCIPLES OF EXPRESSION. + +The three chief principles stated--The first principle--Serviceable +actions become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular +case--The force of habit--Inheritance--Associated habitual movements in +man--Reflex actions--Passage of habits into reflex actions--Associated +habitual movements in the lower animals--Concluding remarks. + + +I WILL begin by giving the three Principles, which appear to me to +account for most of the expressions and gestures involuntarily used by +man and the lower animals, under the influence of various emotions and +sensations.[101] I arrived, however, at these three Principles only at +the close of my observations. They will be discussed in the present and +two following chapters in a general manner. Facts observed both with man +and the lower animals will here be made use of; but the latter facts +are preferable, as less likely to deceive us. In the fourth and fifth +chapters, I will describe the special expressions of some of the lower +animals; and in the succeeding chapters those of man. Everyone will thus +be able to judge for himself, how far my three principles throw light on +the theory of the subject. It appears to me that so many expressions are +thus explained in a fairly satisfactory manner, that probably all will +hereafter be found to come under the same or closely analogous heads. +I need hardly premise that movements or changes in any part of the +body,--as the wagging of a dog's tail, the drawing back of a horse's +ears, the shrugging of a man's shoulders, or the dilatation of +the capillary vessels of the skin,--may all equally well serve for +expression. The three Principles are as follows. + +I. _The principle of serviceable associated Habits_.--Certain complex +actions are of direct or indirect service under certain states of the +mind, in order to relieve or gratify certain sensations, desires, &c.; +and whenever the same state of mind is induced, however feebly, there +is a tendency through the force of habit and association for the same +movements to be performed, though they may not then be of the least use. +Some actions ordinarily associated through habit with certain states of +the mind may be partially repressed through the will, and in such cases +the muscles which are least under the separate control of the will are +the most liable still to act, causing movements which we recognize as +expressive. In certain other cases the checking of one habitual movement +requires other slight movements; and these are likewise expressive. + +II. _The principle of Antithesis_.--Certain states of the mind lead +to certain habitual actions, which are of service, as under our first +principle. Now when a directly opposite state of mind is induced, there +is a strong and involuntary tendency to the performance of movements +of a directly opposite nature, though these are of no use; and such +movements are in some cases highly expressive. + +III. _The principle of actions due to the constitution of the Nervous +System, independently from the first of the Will, and independently to +a certain extent of Habit_.--When the sensorium is strongly excited, +nerve-force is generated in excess, and is transmitted in certain +definite directions, depending on the connection of the nerve-cells, +and partly on habit: or the supply of nerve-force may, as it appears, be +interrupted. Effects are thus produced which we recognize as expressive. +This third principle may, for the sake of brevity, be called that of the +direct action of the nervous system. + + +With respect to our _first Principle_, it is notorious how powerful is +the force of habit. The most complex and difficult movements can in +time be performed without the least effort or consciousness. It is not +positively known how it comes that habit is so efficient in facilitating +complex movements; but physiologists admit[102] "that the conducting +power of the nervous fibres increases with the frequency of their +excitement." This applies to the nerves of motion and sensation, as +well as to those connected with the act of thinking. That some physical +change is produced in the nerve-cells or nerves which are habitually +used can hardly be doubted, for otherwise it is impossible to understand +how the tendency to certain acquired movements is inherited. That they +are inherited we see with horses in certain transmitted paces, such as +cantering and ambling, which are not natural to them,--in the pointing +of young pointers and the setting of young setters--in the peculiar +manner of flight of certain breeds of the pigeon, &c. We have analogous +cases with mankind in the inheritance of tricks or unusual gestures, to +which we shall presently recur. To those who admit the gradual evolution +of species, a most striking instance of the perfection with which the +most difficult consensual movements can be transmitted, is afforded by +the humming-bird Sphinx-moth (_Macroglossa_); for this moth, shortly +after its emergence from the cocoon, as shown by the bloom on its +unruffled scales, may be seen poised stationary in the air, with its +long hair-like proboscis uncurled and inserted into the minute orifices +of flowers; and no one, I believe, has ever seen this moth learning to +perform its difficult task, which requires such unerring aim. + +When there exists an inherited or instinctive tendency to the +performance of an action, or an inherited taste for certain kinds of +food, some degree of habit in the individual is often or generally +requisite. We find this in the paces of the horse, and to a certain +extent in the pointing of dogs; although some young dogs point +excellently the first time they are taken out, yet they often associate +the proper inherited attitude with a wrong odour, and even with +eyesight. I have heard it asserted that if a calf be allowed to suck +its mother only once, it is much more difficult afterwards to rear it by +hand.[103] Caterpillars which have been fed on the leaves of one kind +of tree, have been known to perish from hunger rather than to eat the +leaves of another tree, although this afforded them their proper food, +under a state of nature;[104] and so it is in many other cases. + +The power of Association is admitted by everyone. Mr. Bain remarks, that +"actions, sensations and states of feeling, occurring together or in +close succession, tend to grow together, or cohere, in such a way that +when any one of them is afterwards presented to the mind, the others are +apt to be brought up in idea."[105] It is so important for our purpose +fully to recognize that actions readily become associated with other +actions and with various states of the mind, that I will give a good +many instances, in the first place relating to man, and afterwards to +the lower animals. Some of the instances are of a very trifling nature, +but they are as good for our purpose as more important habits. It is +known to everyone how difficult, or even impossible it is, without +repeated trials, to move the limbs in certain opposed directions which +have never been practised. Analogous cases occur with sensations, as +in the common experiment of rolling a marble beneath the tips of two +crossed fingers, when it feels exactly like two marbles. Everyone +protects himself when falling to the ground by extending his arms, +and as Professor Alison has remarked, few can resist acting thus, when +voluntarily falling on a soft bed. A man when going out of doors puts +on his gloves quite unconsciously; and this may seem an extremely simple +operation, but he who has taught a child to put on gloves, knows that +this is by no means the case. + +When our minds are much affected, so are the movements of our bodies; +but here another principle besides habit, namely the undirected overflow +of nerve-force, partially comes into play. Norfolk, in speaking of +Cardinal Wolsey, says-- + + "Some strange commotion + Is in his brain; he bites his lip and starts; + Stops on a sudden, looks upon the ground, + Then, lays his finger on his temple: straight, + Springs out into fast gait; then, stops again, + Strikes his breast hard; and anon, he casts + His eye against the moon: in most strange postures + We have seen him set himself."--_Hen. VIII_., act 3, sc. 2. + + +A vulgar man often scratches his head when perplexed in mind; and I +believe that he acts thus from habit, as if he experienced a slightly +uncomfortable bodily sensation, namely, the itching of his head, to +which he is particularly liable, and which he thus relieves. Another man +rubs his eyes when perplexed, or gives a little cough when embarrassed, +acting in either case as if he felt a slightly uncomfortable sensation +in his eyes or windpipe.[106] + +From the continued use of the eyes, these organs are especially liable +to be acted on through association under various states of the mind, +although there is manifestly nothing to be seen. A man, as Gratiolet +remarks, who vehemently rejects a proposition, will almost certainly +shut his eyes or turn away his face; but if he accepts the proposition, +he will nod his head in affirmation and open his eyes widely. The man +acts in this latter case as if he clearly saw the thing, and in the +former case as if he did not or would not see it. I have noticed that +persons in describing a horrid sight often shut their eyes momentarily +and firmly, or shake their heads, as if not to see or to drive away +something disagreeable; and I have caught myself, when thinking in the +dark of a horrid spectacle, closing my eyes firmly. In looking suddenly +at any object, or in looking all around, everyone raises his eyebrows, +so that the eyes may be quickly and widely opened; and Duchenne remarks +that[107] a person in trying to remember something often raises his +eyebrows, as if to see it. A Hindoo gentleman made exactly the same +remark to Mr. Erskine in regard to his countrymen. I noticed a young +lady earnestly trying to recollect a painter's name, and she first +looked to one corner of the ceiling and then to the opposite corner, +arching the one eyebrow on that side; although, of course, there was +nothing to be seen there. + +In most of the foregoing cases, we can understand how the associated +movements were acquired through habit; but with some individuals, +certain strange gestures or tricks have arisen in association with +certain states of the mind, owing to wholly inexplicable causes, and are +undoubtedly inherited. I have elsewhere given one instance from my own +observation of an extraordinary and complex gesture, associated with +pleasurable feelings, which was transmitted from a father to his +daughter, as well as some other analogous facts.[108] + +Another curious instance of an odd inherited movement, associated +with the wish to obtain an object, will be given in the course of this +volume. + +There are other actions which are commonly performed under certain +circumstances, independently of habit, and which seem to be due to +imitation or some sort of sympathy. Thus persons cutting anything with a +pair of scissors may be seen to move their jaws simultaneously with the +blades of the scissors. Children learning to write often twist about +their tongues as their fingers move, in a ridiculous fashion. When a +public singer suddenly becomes a little hoarse, many of those present +may be heard, as I have been assured by a gentleman on whom I can rely, +to clear their throats; but here habit probably comes into play, as we +clear our own throats under similar circumstances. I have also been told +that at leaping matches, as the performer makes his spring, many of +the spectators, generally men and boys, move their feet; but here again +habit probably comes into play, for it is very doubtful whether women +would thus act. + +_Reflex actions_--Reflex actions, in the strict sense of the term, +are due to the excitement of a peripheral nerve, which transmits its +influence to certain nerve-cells, and these in their turn excite certain +muscles or glands into action; and all this may take place without any +sensation or consciousness on our part, though often thus accompanied. +As many reflex actions are highly expressive, the subject must here +be noticed at some little length. We shall also see that some of them +graduate into, and can hardly be distinguished from actions which have +arisen through habit? Coughing and sneezing are familiar instances of +reflex actions. With infants the first act of respiration is often a +sneeze, although this requires the co-ordinated movement of numerous +muscles. Respiration is partly voluntary, but mainly reflex, and is +performed in the most natural and best manner without the interference +of the will. A vast number of complex movements are reflex. As good an +instance as can be given is the often-quoted one of a decapitated +frog, which cannot of course feel, and cannot consciously perform, any +movement. Yet if a drop of acid be placed on the lower surface of the +thigh of a frog in this state, it will rub off the drop with the upper +surface of the foot of the same leg. If this foot be cut off, it cannot +thus act. "After some fruitless efforts, therefore, it gives up trying +in that way, seems restless, as though, says Pfluger, it was seeking +some other way, and at last it makes use of the foot of the other leg +and succeeds in rubbing off the acid. Notably we have here not merely +contractions of muscles, but combined and harmonized contractions in +due sequence for a special purpose. These are actions that have all the +appearance of being guided by intelligence and instigated by will in +an animal, the recognized organ of whose intelligence and will has been +removed."[110] + +We see the difference between reflex and voluntary movements in very +young children not being able to perform, as I am informed by Sir +Henry Holland, certain acts somewhat analogous to those of sneezing and +coughing, namely, in their not being able to blow their noses (i. e. to +compress the nose and blow violently through the passage), and in their +not being able to clear their throats of phlegm. They have to learn to +perform these acts, yet they are performed by us, when a little older, +almost as easily as reflex actions. Sneezing and coughing, however, +can be controlled by the will only partially or not at all; whilst +the clearing the throat and blowing the nose are completely under our +command. + +When we are conscious of the presence of an irritating particle in our +nostrils or windpipe--that is, when the same sensory nerve-cells are +excited, as in the case of sneezing and coughing--we can voluntarily +expel the particle by forcibly driving air through these passages; but +we cannot do this with nearly the same force, rapidity, and precision, +as by a reflex action. In this latter case the sensory nerve-cells +apparently excite the motor nerve-cells without any waste of power +by first communicating with the cerebral hemispheres--the seat of our +consciousness and volition. In all cases there seems to exist a profound +antagonism between the same movements, as directed by the will and by a +reflex stimulant, in the force with which they are performed and in +the facility with which they are excited. As Claude Bernard asserts, +"L'influence du cerveau tend donc a entraver les mouvements reflexes, a +limiter leur force et leur etendue."[111] + +The conscious wish to perform a reflex action sometimes stops or +interrupts its performance, though the proper sensory nerves may be +stimulated. For instance, many years ago I laid a small wager with a +dozen young men that they would not sneeze if they took snuff, although +they all declared that they invariably did so; accordingly they all took +a pinch, but from wishing much to succeed, not one sneezed, though their +eyes watered, and all, without exception, had to pay me the wager. Sir +H. Holland remarks[112] that attention paid to the act of swallowing +interferes with the proper movements; from which it probably follows, at +least in part, that some persons find it so difficult to swallow a pill. + +Another familiar instance of a reflex action is the involuntary closing +of the eyelids when the surface of the eye is touched. A similar winking +movement is caused when a blow is directed towards the face; but this +is an habitual and not a strictly reflex action, as the stimulus is +conveyed through the mind and not by the excitement of a peripheral +nerve. The whole body and head are generally at the same time drawn +suddenly backwards. These latter movements, however, can be prevented, +if the danger does not appear to the imagination imminent; but our +reason telling us that there is no danger does not suffice. I may +mention a trifling fact, illustrating this point, and which at the time +amused me. I put my face close to the thick glass-plate in front of a +puff-adder in the Zoological Gardens, with the firm determination of not +starting back if the snake struck at me; but, as soon as the blow was +struck, my resolution went for nothing, and I jumped a yard or two +backwards with astonishing rapidity. My will and reason were powerless +against the imagination of a danger which had never been experienced. + +The violence of a start seems to depend partly on the vividness of the +imagination, and partly on the condition, either habitual or temporary, +of the nervous system. He who will attend to the starting of his horse, +when tired and fresh, will perceive how perfect is the gradation from a +mere glance at some unexpected object, with a momentary doubt whether it +is dangerous, to a jump so rapid and violent, that the animal probably +could not voluntarily whirl round in so rapid a manner. The nervous +system of a fresh and highly-fed horse sends its order to the motory +system so quickly, that no time is allowed for him to consider whether +or not the danger is real. After one violent start, when he is excited +and the blood flows freely through his brain, he is very apt to start +again; and so it is, as I have noticed, with young infants. + +A start from a sudden noise, when the stimulus is conveyed through +the auditory nerves, is always accompanied in grown-up persons by the +winking of the eyelids.[113] I observed, however, that though my infants +started at sudden sounds, when under a fortnight old, they certainly did +not always wink their eyes, and I believe never did so. The start of an +older infant apparently represents a vague catching hold of something to +prevent falling. I shook a pasteboard box close before the eyes of one +of my infants, when 114 days old, and it did not in the least wink; but +when I put a few comfits into the box, holding it in the same position +as before, and rattled them, the child blinked its eyes violently +every time, and started a little. It was obviously impossible that a +carefully-guarded infant could have learnt by experience that a rattling +sound near its eyes indicated danger to them. But such experience +will have been slowly gained at a later age during a long series of +generations; and from what we know of inheritance, there is nothing +improbable in the transmission of a habit to the offspring at an earlier +age than that at which it was first acquired by the parents. + +From the foregoing remarks it seems probable that some actions, which +were at first performed consciously, have become through habit and +association converted into reflex actions, and are now so firmly fixed +and inherited, that they are performed, even when not of the least +use,[114] as often as the same causes arise, which originally excited +them in us through the volition. In such cases the sensory nerve-cells +excite the motor cells, without first communicating with those cells +on which our consciousness and volition depend. It is probable +that sneezing and coughing were originally acquired by the habit of +expelling, as violently as possible, any irritating particle from the +sensitive air-passages. As far as time is concerned, there has been more +than enough for these habits to have become innate or converted into +reflex actions; for they are common to most or all of the higher +quadrupeds, and must therefore have been first acquired at a very remote +period. Why the act of clearing the throat is not a reflex action, and +has to be learnt by our children, I cannot pretend to say; but we can +see why blowing the nose on a handkerchief has to be learnt. + +It is scarcely credible that the movements of a headless frog, when +it wipes off a drop of acid or other object from its thigh, and which +movements are so well coordinated for a special purpose, were not at +first performed voluntarily, being afterwards rendered easy through +long-continued habit so as at last to be performed unconsciously, or +independently of the cerebral hemispheres. + +So again it appears probable that starting was originally acquired by +the habit of jumping away as quickly as possible from danger, whenever +any of our senses gave us warning. Starting, as we have seen, is +accompanied by the blinking of the eyelids so as to protect the eyes, +the most tender and sensitive organs of the body; and it is, I believe, +always accompanied by a sudden and forcible inspiration, which is the +natural preparation for any violent effort. But when a man or horse +starts, his heart beats wildly against his ribs, and here it may be +truly said we have an organ which has never been under the control of +the will, partaking in the general reflex movements of the body. To this +point, however, I shall return in a future chapter. + +The contraction of the iris, when the retina is stimulated by a bright +light, is another instance of a movement, which it appears cannot +possibly have been at first voluntarily performed and then fixed by +habit; for the iris is not known to be under the conscious control of +the will in any animal. In such cases some explanation, quite distinct +from habit, will have to be discovered. The radiation of nerve-force +from strongly-excited nerve-cells to other connected cells, as in the +case of a bright light on the retina causing a sneeze, may perhaps aid +us in understanding how some reflex actions originated. A radiation of +nerve-force of this kind, if it caused a movement tending to lessen +the primary irritation, as in the case of the contraction of the iris +preventing too much light from falling on the retina, might afterwards +have been taken advantage of and modified for this special purpose. + +It further deserves notice that reflex actions are in all probability +liable to slight variations, as are all corporeal structures and +instincts; and any variations which were beneficial and of sufficient +importance, would tend to be preserved and inherited. Thus reflex +actions, when once gained for one purpose, might afterwards be modified +independently of the will or habit, so as to serve for some distinct +purpose. Such cases would be parallel with those which, as we have every +reason to believe, have occurred with many instincts; for although +some instincts have been developed simply through long-continued and +inherited habit, other highly complex ones have been developed through +the preservation of variations of pre-existing instincts--that is, +through natural selection. + +I have discussed at some little length, though as I am well aware, in a +very imperfect manner, the acquirement of reflex actions, because they +are often brought into play in connection with movements expressive of +our emotions; and it was necessary to show that at least some of them +might have been Erst acquired through the will in order to satisfy a +desire, or to relieve a disagreeable sensation. + +_Associated habitual movements in the lower animals_.--I have already +given in the case of Man several instances of movements associated with +various states of the mind or body, which are now purposeless, but +which were originally of use, and are still of use under certain +circumstances. As this subject is very important for us, I will here +give a considerable number of analogous facts, with reference to +animals; although many of them are of a very trifling nature. My object +is to show that certain movements were originally performed for a +definite end, and that, under nearly the same circumstances, they are +still pertinaciously performed through habit when not of the least use. +That the tendency in most of the following cases is inherited, we may +infer from such actions being performed in the same manner by all the +individuals, young and old, of he same species. We shall also see +that they are excited by the most diversified, often circuitous, and +sometimes mistaken associations. + +Dogs, when they wish to go to sleep on a carpet or other hard surface, +generally turn round and round and scratch the ground with their +fore-paws in a senseless manner, as if they intended to trample down the +grass and scoop out a hollow, as no doubt their wild parents did, when +they lived on open grassy plains or in the woods. Jackals, fennecs, and +other allied animals in the Zoological Gardens, treat their straw in +this manner; but it is a rather odd circumstance that the keepers, after +observing for some months, have never seen the wolves thus behave. A +semi-idiotic dog--and an animal in this condition would be particularly +liable to follow a senseless habit--was observed by a friend to turn +completely round on a carpet thirteen times before going to sleep. + + +Many carnivorous animals, as they crawl towards their prey and prepare +to rush or spring on it, lower their heads and crouch, partly, as it +would appear, to hide themselves, and partly to get ready for their +rush; and this habit in an exaggerated form has become hereditary in our +pointers and setters. Now I have noticed scores of times that when two +strange dogs meet on an open road, the one which first sees the other, +though at the distance of one or two hundred yards, after the first +glance always lowers its bead, generally crouches a little, or even lies +down; that is, he takes the proper attitude for concealing himself and +for making a rush or spring although the road +is quite open and the distance great. Again, dogs of +all kinds when intently watching and slowly approaching their prey, +frequently keep one of their fore-legs doubled up for a long time, ready +for the next cautious step; and this is eminently characteristic of the +pointer. But from habit they behave in exactly the same manner whenever +their attention is aroused (fig. 4). I have seen a dog at the foot of a +high wall, listening attentively to a sound on the opposite side, with +one leg doubled up; and in this case there could have been no intention +of making a cautious approach. + +[Illustration: Small dog watching a cat on a table. Figure 4] + +{illust. caption = for making a rush or FIG. 4.--Small dog watching a +cat on a table. From a photograph taken by Mr. Rejlander.} + +Dogs after voiding their excrement often make with all four feet a +few scratches backwards, even on a bare stone pavement, as if for the +purpose of covering up their excrement with earth, in nearly the same +manner as do cats. Wolves and jackals behave in the Zoological Gardens +in exactly the same manner, yet, as I am assured by the keepers, neither +wolves, jackals, nor foxes, when they have the means of doing so, ever +cover up their excrement, any more than do dogs. All these animals, +however, bury superfluous food. Hence, if we rightly understand the +meaning of the above cat-like habit, of which there can be little +doubt, we have a purposeless remnant of an habitual movement, which was +originally followed by some remote progenitor of the dog-genus for a +definite purpose, and which has been retained for a prodigious length of +time. + +Dogs and jackals[115] take much pleasure in rolling and rubbing their +necks and backs on carrion. The odour seems delightful to them, though +dogs at least do not eat carrion. Mr. Bartlett has observed wolves for +me, and has given them carrion, but has never seen them roll on it. I +have heard it remarked, and I believe it to be true, that the larger +dogs, which are probably descended from wolves, do not so often roll in +carrion as do smaller dogs, which are probably descended from jackals. +When a piece of brown biscuit is offered to a terrier of mine and she is +not hungry (and I have heard of similar instances), she first tosses +it about and worries it, as if it were a rat or other prey; she then +repeatedly rolls on it precisely as if it were a piece of carrion, and +at last eats it. It would appear that an imaginary relish has to be +given to the distasteful morsel; and to effect this the dog acts in +his habitual manner, as if the biscuit was a live animal or smelt like +carrion, though he knows better than we do that this is not the case. +I have seen this same terrier act in the same manner after killing a +little bird or mouse. + +Dogs scratch themselves by a rapid movement of one of their hind-feet; +and when their backs are rubbed with a stick, so strong is the habit, +that they cannot help rapidly scratching the air or the ground in a +useless and ludicrous manner. The terrier just alluded to, when thus +scratched with a stick, will sometimes show her delight by another +habitual movement, namely, by licking the air as if it were my hand. + +Horses scratch themselves by nibbling those parts of their bodies which +they can reach with their teeth; but more commonly one horse shows +another where he wants to be scratched, and they then nibble each other. +A friend whose attention I had called to the subject, observed that when +he rubbed his horse's neck, the animal protruded his head, uncovered his +teeth, and moved his jaws, exactly as if nibbling another horse's +neck, for he could never have nibbled his own neck. If a horse is much +tickled, as when curry-combed, his wish to bite something becomes so +intolerably strong, that he will clatter his teeth together, and though +not vicious, bite his groom. At the same time from habit he closely +depresses his ears, so as to protect them from being bitten, as if he +were fighting with another horse. + +A horse when eager to start on a journey makes the nearest approach +which he can to the habitual movement of progression by pawing the +ground. Now when horses in their stalls are about to be fed and are +eager for their corn, they paw the pavement or the straw. Two of +my horses thus behave when they see or hear the corn given to +their neighbours. But here we have what may almost be called a true +expression, as pawing the ground is universally recognized as a sign of +eagerness. + +Cats cover up their excrements of both kinds with earth; and my +grandfather[117]{sic} saw a kitten scraping ashes over a spoonful of +pure water spilt on the hearth; so that here an habitual or instinctive +action was falsely excited, not by a previous act or by odour, but by +eyesight. It is well known that cats dislike wetting their feet, owing, +it is probable, to their having aboriginally inhabited the dry country +of Egypt; and when they wet their feet they shake them violently. My +daughter poured some water into a glass close to the head of a kitten; +and it immediately shook its feet in the usual manner; so that here we +have an habitual movement falsely excited by an associated sound instead +of by the sense of touch. + +Kittens, puppies, young pigs and probably many other young animals, +alternately push with their forefeet against the mammary glands of their +mothers, to excite a freer secretion of milk, or to make it flow. Now it +is very common with young cats, and not at all rare with old cats of +the common and Persian breeds (believed by some naturalists to be +specifically extinct), when comfortably lying on a warm shawl or +other soft substance, to pound it quietly and alternately with their +fore-feet; their toes being spread out and claws slightly protruded, +precisely as when sucking their mother. That it is the same movement is +clearly shown by their often at the same time taking a bit of the shawl +into their mouths and sucking it; generally closing their eyes and +purring from delight. This curious movement is commonly excited only in +association with the sensation of a warm soft surface; but I have seen +an old cat, when pleased by having its back scratched, pounding the air +with its feet in the same manner; so that this action has almost become +the expression of a pleasurable sensation. + +Having referred to the act of sucking, I may add that this complex +movement, as well as the alternate protrusion of the fore-feet, are +reflex actions; for they are performed if a finger moistened with milk +is placed in the mouth of a puppy, the front part of whose brain has +been removed.[117] It has recently been stated in France, that the +action of sucking is excited solely through the sense of smell, so that +if the olfactory nerves of a puppy are destroyed, it never sucks. In +like manner the wonderful power which a chicken possesses only a few +hours after being hatched, of picking up small particles of food, +seems to be started into action through the sense of hearing; for with +chickens hatched by artificial heat, a good observer found that "making +a noise with the finger-nail against a board, in imitation of the +hen-mother, first taught them to peck at their meat."[118] + +I will give only one other instance of an habitual and purposeless +movement. The Sheldrake (_Tadorna_) feeds on the sands left uncovered +by the tide, and when a worm-cast is discovered, "it begins patting the +ground with its feet, dancing as it were, over the hole;" and this makes +the worm come to the surface. Now Mr. St. John says, that when his tame +Sheldrakes "came to ask for food, they patted the ground in an impatient +and rapid manner."[119] This therefore may almost be considered as their +expression of hunger. Mr. Bartlett informs me that the Flamingo and the +Kagu (_Rhinochetus jubatus_) when anxious to be fed, beat the ground +with their feet in the same odd manner. So again Kingfishers, when they +catch a fish, always beat it until it is killed; and in the Zoological +Gardens they always beat the raw meat, with which they are sometimes +fed, before devouring it. + +We have now, I think, sufficiently shown the truth of our first +Principle, namely, that when any sensation, desire, dislike, &c., has +led during a long series of generations to some voluntary movement, +then a tendency to the performance of a similar movement will almost +certainly be excited, whenever the same, or any analogous or associated +sensation &c., although very weak, is experienced; notwithstanding that +the movement in this case may not be of the least use. Such habitual +movements are often, or generally inherited; and they then differ but +little from reflex actions. When we treat of the special expressions +of man, the latter part of our first Principle, as given at the +commencement of this chapter, will be seen to hold good; namely, that +when movements, associated through habit with certain states of the +mind, are partially repressed by the will, the strictly involuntary +muscles, as well as those which are least under the separate control +of the will, are liable still to act; and their action is often highly +expressive. Conversely, when the will is temporarily or permanently +weakened, the voluntary muscles fail before the involuntary. It is a +fact familiar to pathologists, as Sir C. Bell remarks,[120] "that when +debility arises from affection of the brain, the influence is greatest +on those muscles which are, in their natural condition, most under the +command of the will." We shall, also, in our future chapters, consider +another proposition included in our first Principle; namely, that +the checking of one habitual movement sometimes requires other slight +movements; these latter serving as a means of expression. + + + +CHAPTER II. -- GENERAL PRINCIPLES OF EXPRESSION--_continued_. + +The Principle of Antithesis--Instances in the dog and cat--Origin of +the principle--Conventional signs--The principle of antithesis has not +arisen from opposite actions being consciously performed under opposite +impulses. + + +WE will now consider our second Principle, that of Antithesis. Certain +states of the mind lead, as we have seen in the last chapter, to certain +habitual movements which were primarily, or may still be, of service; +and we shall find that when a directly opposite state of mind is +induced, there is a strong and involuntary tendency to the performance +of movements of a directly opposite nature, though these have never been +of any service. A few striking instances of antithesis will be given, +when we treat of the special expressions of man; but as, in these +cases, we are particularly liable to confound conventional or artificial +gestures and expressions with those which are innate or universal, and +which alone deserve to rank as true expressions, I will in the present +chapter almost confine myself to the lower animals. + +[Illustration: Dog in a hostile frame of mind. Fig. 5] + +[Illustration: Fig. 6] + +[Illustration: Dog in a hostile frame of mind. Fig. 7] + + +When a dog approaches a strange dog or man in a savage or hostile frame +of mind be walks upright and very stiffly; his head is slightly raised, +or not much lowered; the tail is held erect, and quite rigid; the +hairs bristle, especially along the neck and back; the pricked ears are +directed forwards, and the eyes have a fixed stare: (see figs. 5 and +7). These actions, as will hereafter be explained, follow from the +dog's intention to attack his enemy, and are thus to a large extent +intelligible. As he prepares to spring with a savage growl on his enemy, +the canine teeth are uncovered, and the ears are pressed close backwards +on the head; but with these latter actions, we are not here concerned. +Let us now suppose that the dog suddenly discovers that the man he is +approaching, is not a stranger, but his master; and let it be observed +how completely and instantaneously his whole bearing is reversed. +Instead of walking upright, the body sinks downwards or even crouches, +and is thrown into flexuous movements; his tail, instead of being held +stiff and upright, is lowered and wagged from side to side; his hair +instantly becomes smooth; his ears are depressed and drawn backwards, +but not closely to the head; and his lips hang loosely. From the drawing +back of the ears, the eyelids become elongated, and the eyes no longer +appear round and staring. It should be added that the animal is at +such times in an excited condition from joy; and nerve-force will be +generated in excess, which naturally leads to action of some kind. Not +one of the above movements, so clearly expressive of affection, are of +the least direct service to the animal. They are explicable, as far as +I can see, solely from being in complete opposition or antithesis to the +attitude and movements which, from intelligible causes, are assumed when +a dog intends to fight, and which consequently are expressive of anger. +I request the reader to look at the four accompanying sketches, which +have been given in order to recall vividly the appearance of a dog under +these two states of mind. It is, however, not a little difficult to +represent affection in a dog, whilst caressing his master and wagging +his tail, as the essence of the expression lies in the continuous +flexuous movements. + +[Illustration: Dog Carressing his master. Fig. 8] + +We will now turn to the cat. When this animal is threatened by a dog, it +arches its back in a surprising manner, erects its hair, opens its mouth +and spits. But we are not here concerned with this well-known attitude, +expressive of terror combined with anger; we are concerned only with +that of rage or anger. This is not often seen, but may be observed when +two cats are fighting together; and I have seen it well exhibited by a +savage cat whilst plagued by a boy. The attitude is almost exactly the +same as that of a tiger disturbed and growling over its food, which +every one must have beheld in menageries. The animal assumes a crouching +position, with the body extended; and the whole tail, or the tip alone, +is lashed or curled from side to side. The hair is not in the least +erect. Thus far, the attitude and movements are nearly the same as when +the animal is prepared to spring on its prey, and when, no doubt, it +feels savage. But when preparing to fight, there is this difference, +that the ears are closely pressed backwards; the mouth is partially +opened, showing the teeth; the fore feet are occasionally struck out +with protruded claws; and the animal occasionally utters a fierce growl. +(See figs. 9 and 10.) All, or almost all these actions naturally follow +(as hereafter to be explained), from the cat's manner and intention of +attacking its enemy. + +[Illustration: Cat, savage, and prepared to fight. Fig. 9] + +[Illustration: Cat in an affectionate frame of mind. Fig. 10] + +Let us now look at a cat in a directly opposite frame of mind, whilst +feeling affectionate and caressing her master; and mark how opposite +is her attitude in every respect. She now stands upright with her back +slightly arched, which makes the hair appear rather rough, but it does +not bristle; her tail, instead of being extended and lashed from side +to side, is held quite still and perpendicularly upwards; her ears are +erect and pointed; her mouth is closed; and she rubs against her master +with a purr instead of a growl. Let it further be observed how widely +different is the whole bearing of an affectionate cat from that of a +dog, when with his body crouching and flexuous, his tail lowered and +wagging, and ears depressed, he caresses his master. This contrast in +the attitudes and movements of these two carnivorous animals, under the +same pleased and affectionate frame of mind, can be explained, as it +appears to me, solely by their movements standing in complete antithesis +to those which are naturally assumed, when these animals feel savage and +are prepared either to fight or to seize their prey. + +In these cases of the dog and cat, there is every reason to believe that +the gestures both of hostility and affection are innate or inherited; +for they are almost identically the same in the different races of the +species, and in all the individuals of the same race, both young and +old. + +I will here give one other instance of antithesis in expression. I +formerly possessed a large dog, who, like every other dog, was much +pleased to go out walking. He showed his pleasure by trotting gravely +before me with high steps, head much raised, moderately erected ears, +and tail carried aloft but not stiffly. Not far from my house a path +branches off to the right, leading to the hot-house, which I used often +to visit for a few moments, to look at my experimental plants. This was +always a great disappointment to the dog, as he did not know whether I +should continue my walk; and the instantaneous and complete change of +expression which came over him as soon as my body swerved in the least +towards the path (and I sometimes tried this as an experiment) was +laughable. His look of dejection was known to every member of the +family, and was called his _hot-house face_. This consisted in the head +drooping much, the whole body sinking a little and remaining motionless; +the ears and tail falling suddenly down, but the tail was by no means +wagged. With the falling of the ears and of his great chaps, the eyes +became much changed in appearance, and I fancied that they looked less +bright. His aspect was that of piteous, hopeless dejection; and it was, +as I have said, laughable, as the cause was so slight. Every detail +in his attitude was in complete opposition to his former joyful yet +dignified bearing; and can be explained, as it appears to me, in no +other way, except through the principle of antithesis. Had not the +change been so instantaneous, I should have attributed it to his +lowered spirits affecting, as in the case of man, the nervous system and +circulation, and consequently the tone of his whole muscular frame; and +this may have been in part the cause. + +We will now consider how the principle of antithesis in expression has +arisen. With social animals, the power of intercommunication between +the members of the same community,--and with other species, between the +opposite sexes, as well as between the young and the old,--is of the +highest importance to them. This is generally effected by means of the +voice, but it is certain that gestures and expressions are to a certain +extent mutually intelligible. Man not only uses inarticulate cries, +gestures, and expressions, but has invented articulate language; if, +indeed, the word INVENTED can be applied to a process, completed by +innumerable steps, half-consciously made. Any one who has watched +monkeys will not doubt that they perfectly understand each other's +gestures and expression, and to a large extent, as Rengger asserts,[201] +those of man. An animal when going to attack another, or when afraid of +another, often makes itself appear terrible, by erecting its hair, +thus increasing the apparent bulk of its body, by showing its teeth, or +brandishing its horns, or by uttering fierce sounds. + +As the power of intercommunication is certainly of high service to many +animals, there is no _a priori_ improbability in the supposition, that +gestures manifestly of an opposite nature to those by which certain +feelings are already expressed, should at first have been voluntarily +employed under the influence of an opposite state of feeling. The fact +of the gestures being now innate, would be no valid objection to the +belief that they were at first intentional; for if practised during many +generations, they would probably at last be inherited. Nevertheless it +is more than doubtful, as we shall immediately see, whether any of +the cases which come under our present head of antithesis, have thus +originated. + +With conventional signs which are not innate, such as those used by the +deaf and dumb and by savages, the principle of opposition or antithesis +has been partially brought into play. The Cistercian monks thought it +sinful to speak, and as they could not avoid holding some communication, +they invented a gesture language, in which the principle of opposition +seems to have been employed.[202] Dr. Scott, of the Exeter Deaf and Dumb +Institution, writes to me that "opposites are greatly used in teaching +the deaf and dumb, who have a lively sense of them." Nevertheless I +have been surprised how few unequivocal instances can be adduced. This +depends partly on all the signs having commonly had some natural origin; +and partly on the practice of the deaf and dumb and of savages to +contract their signs as much as possible for the sake of rapidity?[203] +Hence their natural source or origin often becomes doubtful or is +completely lost; as is likewise the case with articulate language. + +Many signs, moreover, which plainly stand in opposition to each other, +appear to have had on both sides a significant origin. This seems +to hold good with the signs used by the deal and dumb for light and +darkness, for strength and weakness, &c. In a future chapter I shall +endeavour to show that the opposite gestures of affirmation and +negation, namely, vertically nodding and laterally shaking the head, +have both probably had a natural beginning. The waving of the hand from +right to left, which is used as a negative by some savages, may have +been invented in imitation of shaking the head; but whether the opposite +movement of waving the hand in a straight line from the face, which +is used in affirmation, has arisen through antithesis or in some quite +distinct manner, is doubtful. + +If we now turn to the gestures which are innate or common to all the +individuals of the same species, and which come under the present head +of antithesis, it is extremely doubtful, whether any of them were at +first deliberately invented and consciously performed. With mankind +the best instance of a gesture standing in direct opposition to other +movements, naturally assumed under an opposite frame of mind, is that +of shrugging the shoulders. This expresses impotence or an +apology,--something which cannot be done, or cannot be avoided. The +gesture is sometimes used consciously and voluntarily, but it is +extremely improbable that it was at first deliberately invented, and +afterwards fixed by habit; for not only do young children sometimes +shrug their shoulders under the above states of mind, but the movement +is accompanied, as will be shown in a future chapter, by various +subordinate movements, which not one man in a thousand is aware of, +unless he has specially attended to the subject. + +Dogs when approaching a strange dog, may find it useful to show by their +movements that they are friendly, and do not wish to fight. When two +young dogs in play are growling and biting each other's faces and legs, +it is obvious that they mutually understand each other's gestures and +manners. There seems, indeed, some degree of instinctive knowledge in +puppies and kittens, that they must not use their sharp little teeth +or claws too freely in their play, though this sometimes happens and +a squeal is the result; otherwise they would often injure each other's +eyes. When my terrier bites my hand in play, often snarling at the same +time, if he bites too hard and I say GENTLY, GENTLY, he goes on biting, +but answers me by a few wags of the tail, which seems to say "Never +mind, it is all fun." Although dogs do thus express, and may wish to +express, to other dogs and to man, that they are in a friendly state of +mind, it is incredible that they could ever have deliberately thought +of drawing back and depressing their ears, instead of holding them +erect,--of lowering and wagging their tails, instead of keeping them +stiff and upright, &c., because they knew that these movements stood in +direct opposition to those assumed under an opposite and savage frame of +mind. + +Again, when a cat, or rather when some early progenitor of the species, +from feeling affectionate first slightly arched its back, held its tail +perpendicularly upwards and pricked its ears, can it be believed that +the animal consciously wished thus to show that its frame of mind was +directly the reverse of that, when from being ready to fight or to +spring on its prey, it assumed a crouching attitude, curled its tail +from side to side and depressed its ears? Even still less can I believe +that my dog voluntarily put on his dejected attitude and "_hot-house +face_," which formed so complete a contrast to his previous cheerful +attitude and whole bearing. It cannot be supposed that he knew that I +should understand his expression, and that he could thus soften my heart +and make me give up visiting the hot-house. + +Hence for the development of the movements which come under the present +head, some other principle, distinct from the will and consciousness, +must have intervened. This principle appears to be that every movement +which we have voluntarily performed throughout our lives has required +the action of certain muscles; and when we have performed a directly +opposite movement, an opposite set of muscles has been habitually +brought into play,--as in turning to the right or to the left, in +pushing away or pulling an object towards us, and in lifting or lowering +a weight. So strongly are our intentions and movements associated +together, that if we eagerly wish an object to move in any direction, +we can hardly avoid moving our bodies in the same direction, although +we may be perfectly aware that this can have no influence. A good +illustration of this fact has already been given in the Introduction, +namely, in the grotesque movements of a young and eager billiard-player, +whilst watching the course of his ball. A man or child in a passion, if +he tells any one in a loud voice to begone, generally moves his arm as +if to push him away, although the offender may not be standing near, and +although there may be not the least need to explain by a gesture what is +meant. On the other hand, if we eagerly desire some one to approach +us closely, we act as if pulling him towards us; and so in innumerable +other instances. + +As the performance of ordinary movements of an opposite kind, under +opposite impulses of the will, has become habitual in us and in the +lower animals, so when actions of one kind have become firmly associated +with any sensation or emotion, it appears natural that actions of +a directly opposite kind, though of no use, should be unconsciously +performed through habit and association, under the influence of a +directly opposite sensation or emotion. On this principle alone can I +understand how the gestures and expressions which come under the present +head of antithesis have originated. If indeed they are serviceable to +man or to any other animal, in aid of inarticulate cries or language, +they will likewise be voluntarily employed, and the habit will thus be +strengthened. But whether or not of service as a means of communication, +the tendency to perform opposite movements under opposite sensations or +emotions would, if we may judge by analogy, become hereditary through +long practice; and there cannot be a doubt that several expressive +movements due to the principle of antithesis are inherited. + + + +CHAPTER III. -- GENERAL PRINCIPLES OF EXPRESSION--_concluded_. + +The principle of direct action of the excited nervous system on the +body, independently of the will and in part of habit--Change of +colour in the hair--Trembling of the muscles--Modified +secretions--Perspiration--Expression of extreme pain--Of rage, great +joy, and terror--Contrast between the emotions which cause and do +not cause expressive movements--Exciting and depressing states of the +mind--Summary. + + +WE now come to our third Principle, namely, that certain actions which +we recognize as expressive of certain states of the mind, are the direct +result of the constitution of the nervous system, and have been from the +first independent of the will, and, to a large extent, of habit. When +the sensorium is strongly excited nerve-force is generated in excess, +and is transmitted in certain directions, dependent on the connection of +the nerve-cells, and, as far as the muscular system is concerned, on +the nature of the movements which have been habitually practised. Or +the supply of nerve-force may, as it appears, be interrupted. Of course +every movement which we make is determined by the constitution of the +nervous system; but actions performed in obedience to the will, or +through habit, or through the principle of antithesis, are here as far +as possible excluded. Our present subject is very obscure, but, from its +importance, must be discussed at some little length; and it is always +advisable to perceive clearly our ignorance. + +The most striking case, though a rare and abnormal one, which can be +adduced of the direct influence of the nervous system, when strongly +affected, on the body, is the loss of colour in the hair, which has +occasionally been observed after extreme terror or grief. One authentic +instance has been recorded, in the case of a man brought out for +execution in India, in which the change of colour was so rapid that it +was perceptible to the eye.[301] + +Another good case is that of the trembling of the muscles, which is +common to man and to many, or most, of the lower animals. Trembling is +of no service, often of much disservice, and cannot have been at first +acquired through the will, and then rendered habitual in association +with any emotion. I am assured by an eminent authority that young +children do not tremble, but go into convulsions under the circumstances +which would induce excessive trembling in adults. Trembling is excited +in different individuals in very different degrees and by the most +diversified causes,--by cold to the surface, before fever-fits, although +the temperature of the body is then above the normal standard; in +blood-poisoning, delirium tremens, and other diseases; by general +failure of power in old age; by exhaustion after excessive fatigue; +locally from severe injuries, such as burns; and, in an especial manner, +by the passage of a catheter. Of all emotions, fear notoriously is the +most apt to induce trembling; but so do occasionally great anger and +joy. I remember once seeing a boy who had just shot his first snipe on +the wing, and his hands trembled to such a degree from delight, that he +could not for some time reload his gun; and I have heard of an exactly +similar case with an Australian savage, to whom a gun had been lent. +Fine music, from the vague emotions thus excited, causes a shiver to run +down the backs of some persons. There seems to be very little in +common in the above several physical causes and emotions to account for +trembling; and Sir J. Paget, to whom I am indebted for several of the +above statements, informs me that the subject is a very obscure one. As +trembling is sometimes caused by rage, long before exhaustion can have +set in, and as it sometimes accompanies great joy, it would appear that +any strong excitement of the nervous system interrupts the steady flow +of nerve-force to the muscles.[302] + +The manner in which the secretions of the alimentary canal and of +certain glands--as the liver, kidneys, or mammae are affected by strong +emotions, is another excellent instance of the direct action of +the sensorium on these organs, independently of the will or of any +serviceable associated habit. There is the greatest difference in +different persons in the parts which are thus affected, and in the +degree of their affection. + +The heart, which goes on uninterruptedly beating night and day in so +wonderful a manner, is extremely sensitive to external stimulants. +The great physiologist, Claude Bernard,[303] has shown bow the least +excitement of a sensitive nerve reacts on the heart; even when a nerve +is touched so slightly that no pain can possibly be felt by the animal +under experiment. Hence when the mind is strongly excited, we might +expect that it would instantly affect in a direct manner the heart; and +this is universally acknowledged and felt to be the case. Claude Bernard +also repeatedly insists, and this deserves especial notice, that when +the heart is affected it reacts on the brain; and the state of the brain +again reacts through the pneumo-gastric nerve on the heart; so that +under any excitement there will be much mutual action and reaction +between these, the two most important organs of the body. + +The vaso-motor system, which regulates the diameter of the small +arteries, is directly acted on by the sensorium, as we see when a man +blushes from shame; but in this latter case the checked transmission of +nerve-force to the vessels of the face can, I think, be partly explained +in a curious manner through habit. We shall also be able to throw some +light, though very little, on the involuntary erection of the hair under +the emotions of terror and rage. The secretion of tears depends, no +doubt, on the connection of certain nerve-cells; but here again we can +trace some few of the steps by which the flow of nerve-force through the +requisite channels has become habitual under certain emotions. + +A brief consideration of the outward signs of some of the stronger +sensations and emotions will best serve to show us, although vaguely, +in how complex a manner the principle under consideration of the direct +action of the excited nervous system of the body, is combined with the +principle of habitually associated, serviceable movements. + +When animals suffer from an agony of pain, they generally writhe about +with frightful contortions; and those which habitually use their voices +utter piercing cries or groans. Almost every muscle of the body +is brought into strong action. With man the mouth may be closely +compressed, or more commonly the lips are retracted, with the teeth +clenched or ground together. There is said to be "gnashing of teeth" in +hell; and I have plainly heard the grinding of the molar teeth of a cow +which was suffering acutely from inflammation of the bowels. The female +hippopotamus in the Zoological Gardens, when she produced her young, +suffered greatly; she incessantly walked about, or rolled on her sides, +opening and closing her jaws, and clattering her teeth together.[304] +With man the eyes stare wildly as in horrified astonishment, or the +brows are heavily contracted. Perspiration bathes the body, and +drops trickle down the face. The circulation and respiration are much +affected. Hence the nostrils are generally dilated and often quiver; or +the breath may be held until the blood stagnates in the purple face. +If the agony be severe and prolonged, these signs all change; utter +prostration follows, with fainting or convulsions. + +A sensitive nerve when irritated transmits some influence to the +nerve-cell, whence it proceeds; and this transmits its influence, first +to the corresponding nerve-cell on the opposite side of the body, and +then upwards and downwards along the cerebro-spinal column to other +nerve-cells, to a greater or less extent, according to the strength +of the excitement; so that, ultimately, the whole nervous system maybe +affected.[305] This involuntary transmission of nerve-force may or may +not be accompanied by consciousness. Why the irritation of a nerve-cell +should generate or liberate nerve-force is not known; but that this +is the case seems to be the conclusion arrived at by all the greatest +physiologists, such as Muller, Virchow, Bernard, &c.[306] As Mr. Herbert +Spencer remarks, it may be received as an "unquestionable truth that, at +any moment, the existing quantity of liberated nerve-force, which in an +inscrutable way produces in us the state we call feeling, MUST expend +itself in some direction--MUST generate an equivalent manifestation +of force somewhere;" so that, when the cerebro-spinal system is highly +excited and nerve-force is liberated in excess, it may be expended in +intense sensations, active thought, violent movements, or increased +activity of the glands.[307] Mr. Spencer further maintains that an +"overflow of nerve-force, undirected by any motive, will manifestly +take the most habitual routes; and, if these do not suffice, will next +overflow into the less habitual ones." Consequently the facial and +respiratory muscles, which are the most used, will be apt to be first +brought into action; then those of the upper extremities, next those of +the lower, and finally those of the whole body.[308] + +An emotion may be very strong, but it will have little tendency to +induce movements of any kind, if it has not commonly led to voluntary +action for its relief or gratification; and when movements are excited, +their nature is, to a large extent, determined by those which have often +and voluntarily been performed for some definite end under the same +emotion. Great pain urges all animals, and has urged them during endless +generations, to make the most violent and diversified efforts to escape +from the cause of suffering. Even when a limb or other separate part of +the body is hurt, we often see a tendency to shake it, as if to shake +off the cause, though this may obviously be impossible. Thus a habit +of exerting with the utmost force all the muscles will have been +established, whenever great suffering is experienced. As the muscles +of the chest and vocal organs are habitually used, these will be +particularly liable to be acted on, and loud, harsh screams or cries +will be uttered. But the advantage derived from outcries has here +probably come into play in an important manner; for the young of most +animals, when in distress or danger, call loudly to their parents for +aid, as do the members of the same community for mutual aid. + +Another principle, namely, the internal consciousness that the power +or capacity of the nervous system is limited, will have strengthened, +though in a subordinate degree, the tendency to violent action under +extreme suffering. A man cannot think deeply and exert his utmost +muscular force. As Hippocrates long ago observed, if two pains are +felt at the same time, the severer one dulls the other. Martyrs, in the +ecstasy of their religious fervour have often, as it would appear, been +insensible to the most horrid tortures. Sailors who are going to be +flogged sometimes take a piece of lead into their mouths, in order to +bite it with their utmost force, and thus to bear the pain. Parturient +women prepare to exert their muscles to the utmost in order to relieve +their sufferings. + +We thus see that the undirected radiation of nerve-force from the +nerve-cells which are first affected--the long-continued habit of +attempting by struggling to escape from the cause of suffering--and the +consciousness that voluntary muscular exertion relieves pain, have all +probably concurred in giving a tendency to the most violent, almost +convulsive, movements under extreme suffering; and such movements, +including those of the vocal organs, are universally recognized as +highly expressive of this condition. + +As the mere touching of a sensitive nerve reacts in a direct manner on +the heart, severe pain will obviously react on it in like manner, but +far more energetically. Nevertheless, even in this case, we must not +overlook the indirect effects of habit on the heart, as we shall see +when we consider the signs of rage. + +When a man suffers from an agony of pain, the perspiration often +trickles down his face; and I have been assured by a veterinary surgeon +that he has frequently seen drops falling from the belly and running +down the inside of the thighs of horses, and from the bodies of cattle, +when thus suffering. He has observed this, when there has been no +struggling which would account for the perspiration. The whole body +of the female hippopotamus, before alluded to, was covered with +red-coloured perspiration whilst giving birth to her young. So it is +with extreme fear; the same veterinary has often seen horses sweating +from this cause; as has Mr. Bartlett with the rhinoceros; and with man +it is a well-known symptom. The cause of perspiration bursting forth in +these cases is quite obscure; but it is thought by some physiologists to +be connected with the failing power of the capillary circulation; and +we know that the vasomotor system, which regulates the capillary +circulation, is much influenced by the mind. With respect to the +movements of certain muscles of the face under great suffering, as well +as from other emotions, these will be best considered when we treat of +the special expressions of man and of the lower animals. + +We will now turn to the characteristic symptoms of Rage. Under this +powerful emotion the action of the heart is much accelerated,[309] or it +may be much disturbed. The face reddens, or it becomes purple from the +impeded return of the blood, or may turn deadly pale. The respiration is +laboured, the chest heaves, and the dilated nostrils quiver. The whole +body often trembles. The voice is affected. The teeth are clenched +or ground together, and the muscular system is commonly stimulated to +violent, almost frantic action. But the gestures of a man in this state +usually differ from the purposeless writhings and struggles of one +suffering from an agony of pain; for they represent more or less plainly +the act of striking or fighting with an enemy. + +All these signs of rage are probably in large part, and some of them +appear to be wholly, due to the direct action of the excited sensorium. +But animals of all kinds, and their progenitors before them, when +attacked or threatened by an enemy, have exerted their utmost powers in +fighting and in defending themselves. Unless an animal does thus act, +or has the intention, or at least the desire, to attack its enemy, it +cannot properly be said to be enraged. An inherited habit of muscular +exertion will thus have been gained in association with rage; and this +will directly or indirectly affect various organs, in nearly the same +manner as does great bodily suffering. + +The heart no doubt will likewise be affected in a direct manner; but it +will also in all probability be affected through habit; and all the more +so from not being under the control of the will. We know that any +great exertion which we voluntarily make, affects the heart, through +mechanical and other principles which need not here be considered; and +it was shown in the first chapter that nerve-force flows readily +through habitually used channels,--through the nerves of voluntary +or involuntary movement, and through those of sensation. Thus even a +moderate amount of exertion will tend to act on the heart; and on the +principle of association, of which so many instances have been given, +we may feel nearly sure that any sensation or emotion, as great pain or +rage, which has habitually led to much muscular action, will immediately +influence the flow of nerve-force to the heart, although there may not +be at the time any muscular exertion. + +The heart, as I have said, will be all the more readily affected through +habitual associations, as it is not under the control of the will. A man +when moderately angry, or even when enraged, may command the movements +of his body, but he cannot prevent his heart from beating rapidly. His +chest will perhaps give a few heaves, and his nostrils just quiver, for +the movements of respiration are only in part voluntary. In like manner +those muscles of the face which are least obedient to the will, will +sometimes alone betray a slight and passing emotion. The glands again +are wholly independent of the will, and a man suffering from grief may +command his features, but cannot always prevent the tears from coming +into his eyes. A hungry man, if tempting food is placed before him, +may not show his hunger by any outward gesture, but he cannot check the +secretion of saliva. + +Under a transport of Joy or of vivid Pleasure, there is a strong +tendency to various purposeless movements, and to the utterance of +various sounds. We see this in our young children, in their loud +laughter, clapping of hands, and jumping for joy; in the bounding and +barking of a dog when going out to walk with his master; and in the +frisking of a horse when turned out into an open field. Joy quickens the +circulation, and this stimulates the brain, which again reacts on the +whole body. The above purposeless movements and increased heart-action +may be attributed in chief part to the excited state of the +sensorium,[310] and to the consequent undirected overflow, as Mr. +Herbert Spencer insists, of nerve-force. It deserves notice, that it is +chiefly the anticipation of a pleasure, and not its actual enjoyment, +which leads to purposeless and extravagant movements of the body, and to +the utterance of various sounds. We see this in our children when they +expect any great pleasure or treat; and dogs, which have been bounding +about at the sight of a plate of food, when they get it do not show +their delight by any outward sign, not even by wagging their tails. +Now with animals of all kinds, the acquirement of almost all their +pleasures, with the exception of those of warmth and rest, are +associated, and have long been associated with active movements, as in +the hunting or search for food, and in their courtship. Moreover, the +mere exertion of the muscles after long rest or confinement is in itself +a pleasure, as we ourselves feel, and as we see in the play of young +animals. Therefore on this latter principle alone we might perhaps +expect, that vivid pleasure would be apt to show itself conversely in +muscular movements. + +With all or almost all animals, even with birds, Terror causes the +body to tremble. The skin becomes pale, sweat breaks out, and the hair +bristles. The secretions of the alimentary canal and of the kidneys are +increased, and they are involuntarily voided, owing to the relaxation +of the sphincter muscles, as is known to be the case with man, and as +I have seen with cattle, dogs, cats, and monkeys. The breathing is +hurried. The heart beats quickly, wildly, and violently; but whether it +pumps the blood more efficiently through the body may be doubted, for +the surface seems bloodless and the strength of the muscles soon fails. +In a frightened horse I have felt through the saddle the beating of +the heart so plainly that I could have counted the beats. The mental +faculties are much disturbed. Utter prostration soon follows, and even +fainting. A terrified canary-bird has been seen not only to tremble and +to turn white about the base of the bill, but to faint;[311] and I once +caught a robin in a room, which fainted so completely, that for a time I +thought it dead. + +Most of these symptoms are probably the direct result, independently +of habit, of the disturbed state of the sensorium; but it is doubtful +whether they ought to be wholly thus accounted for. When an animal is +alarmed it almost always stands motionless for a moment, in order to +collect its senses and to ascertain the source of danger, and sometimes +for the sake of escaping detection. But headlong flight soon follows, +with no husbanding of the strength as in fighting, and the animal +continues to fly as long as the danger lasts, until utter prostration, +with failing respiration and circulation, with all the muscles quivering +and profuse sweating, renders further flight impossible. Hence it does +not seem improbable that the principle of associated habit may in part +account for, or at least augment, some of the above-named characteristic +symptoms of extreme terror. + + +That the principle of associated habit has played an important part +in causing the movements expressive of the foregoing several strong +emotions and sensations, we may, I think, conclude from considering +firstly, some other strong emotions which do not ordinarily require for +their relief or gratification any voluntary movement; and secondly the +contrast in nature between the so-called exciting and depressing states +of the mind. No emotion is stronger than maternal love; but a mother may +feel the deepest love for her helpless infant, and yet not show it by +any outward sign; or only by slight caressing movements, with a gentle +smile and tender eyes. But let any one intentionally injure her infant, +and see what a change! how she starts up with threatening aspect, how +her eyes sparkle and her face reddens, how her bosom heaves, nostrils +dilate, and heart beats; for anger, and not maternal love, has +habitually led to action. The love between the opposite sexes is widely +different from maternal love; and when lovers meet, we know that their +hearts beat quickly, their breathing is hurried, and their faces flush; +for this love is not inactive like that of a mother for her infant. + +A man may have his mind filled with the blackest hatred or suspicion, or +be corroded with envy or jealousy, but as these feelings do not at once +lead to action, and as they commonly last for some time, they are not +shown by any outward sign, excepting that a man in this state assuredly +does not appear cheerful or good-tempered. If indeed these feelings +break out into overt acts, rage takes their place, and will be plainly +exhibited. Painters can hardly portray suspicion, jealousy, envy, &c., +except by the aid of accessories which tell the tale; and poets use +such vague and fanciful expressions as "green-eyed jealousy." Spenser +describes suspicion as "Foul, ill-favoured, and grim, under his eyebrows +looking still askance," &c.; Shakespeare speaks of envy "as lean-faced +in her loathsome case;" and in another place he says, "no black envy +shall make my grave;" and again as "above pale envy's threatening +reach." + +Emotions and sensations have often been classed as exciting or +depressing. When all the organs of the body and mind,--those of +voluntary and involuntary movement, of perception, sensation, thought, +&c.,--perform their functions more energetically and rapidly than usual, +a man or animal may be said to be excited, and, under an opposite state, +to be depressed. Anger and joy are from the first exciting emotions, and +they naturally lead, more especially the former, to energetic movements, +which react on the heart and this again on the brain. A physician once +remarked to me as a proof of the exciting nature of anger, that a man +when excessively jaded will sometimes invent imaginary offences and put +himself into a passion, unconsciously for the sake of reinvigorating +himself; and since hearing this remark, I have occasionally recognized +its full truth. + +Several other states of mind appear to be at first exciting, but soon +become depressing to an extreme degree. When a mother suddenly loses her +child, sometimes she is frantic with grief, and must be considered to be +in an excited state; she walks wildly about, tears her hair or clothes, +and wrings her hands. This latter action is perhaps due to the principle +of antithesis, betraying an inward sense of helplessness and that +nothing can be done. The other wild and violent movements may be in part +explained by the relief experienced through muscular exertion, and +in part by the undirected overflow of nerve-force from the excited +sensorium. But under the sudden loss of a beloved person, one of the +first and commonest thoughts which occurs, is that something more might +have been done to save the lost one. An excellent observer,[312] in +describing the behaviour of a girl at the sudden death of her father, +says she "went about the house wringing her hands like a creature +demented, saying 'It was her fault;' 'I should never have left him;' +'If I had only sat up with him,'" &c. With such ideas vividly present +before the mind, there would arise, through the principle of associated +habit, the strongest tendency to energetic action of some kind. + +As soon as the sufferer is fully conscious that nothing can be done, +despair or deep sorrow takes the place of frantic grief. The sufferer +sits motionless, or gently rocks to and fro; the circulation becomes +languid; respiration is almost forgotten, and deep sighs are drawn. + +Pain, if severe, soon induces extreme depression or prostration; but it +is at first a stimulant and excites to action, as we see when we whip a +horse, and as is shown by the horrid tortures inflicted in foreign lands +on exhausted dray-bullocks, to rouse them to renewed exertion. Fear +again is the most depressing of all the emotions; and it soon induces +utter, helpless prostration, as if in consequence of, or in association +with, the most violent and prolonged attempts to escape from the danger, +though no such attempts have actually been made. Nevertheless, even +extreme fear often acts at first as a powerful stimulant. A man or +animal driven through terror to desperation, is endowed with wonderful +strength, and is notoriously dangerous in the highest degree. + +On the whole we may conclude that the principle of the direct action +of the sensorium on the body, due to the constitution of the nervous +system, and from the first independent of the will, has been highly +influential in determining many expressions. Good instances are afforded +by the trembling of the muscles, the sweating of the skin, the modified +secretions of the alimentary canal and glands, under various emotions +and sensations. But actions of this kind are often combined with others, +which follow from our first principle, namely, that actions which have +often been of direct or indirect service, under certain states of the +mind, in order to gratify or relieve certain sensations, desires, &c., +are still performed under analogous circumstances through mere habit +although of no service. We have combinations of this kind, at least in +part, in the frantic gestures of rage and in the writhings of extreme +pain; and, perhaps, in the increased action of the heart and of the +respiratory organs. Even when these and other emotions or sensations +are aroused in a very feeble manner, there will still be a tendency to +similar actions, owing to the force of long-associated habit; and +those actions which are least under voluntary control will generally +be longest retained. Our second principle of antithesis has likewise +occasionally come into play. + +Finally, so many expressive movements can be explained, as I trust will +be seen in the course of this volume, through the three principles which +have now been discussed, that we may hope hereafter to see all thus +explained, or by closely analogous principles. It is, however, often +impossible to decide how much weight ought to be attributed, in each +particular case, to one of our principles, and how much to another; and +very many points in the theory of Expression remain inexplicable. + + + +CHAPTER IV. -- MEANS OF EXPRESSION IN ANIMALS. + +The emission of Sounds--Vocal sounds--Sounds otherwise +produced--Erection of the dermal appendages, hairs, feathers, &c., under +the emotions of anger and terror--The drawing back of the ears as a +preparation for fighting, and as an expression of anger--Erection of the +ears and raising the head, a sign of attention. + + +IN this and the following chapter I will describe, but only in +sufficient detail to illustrate my subject, the expressive movements, +under different states of the mind, of some few well-known animals. But +before considering them in due succession, it will save much useless +repetition to discuss certain means of expression common to most of +them. + +_The emission of Sounds_.--With many kinds of animals, man included, +the vocal organs are efficient in the highest degree as a means of +expression. We have seen, in the last chapter, that when the sensorium +is strongly excited, the muscles of the body are generally thrown into +violent action; and as a consequence, loud sounds are uttered, however +silent the animal may generally be, and although the sounds may be of no +use. Hares and rabbits for instance, never, I believe, use their vocal +organs except in the extremity of suffering; as, when a wounded hare is +killed by the sportsman, or when a young rabbit is caught by a stoat. +Cattle and horses suffer great pain in silence; but when this is +excessive, and especially when associated with terror, they utter +fearful sounds. I have often recognized, from a distance on the Pampas, +the agonized death-bellow of the cattle, when caught by the lasso and +hamstrung. It is said that horses, when attacked by wolves, utter loud +and peculiar screams of distress. + +Involuntary and purposeless contractions of the muscles of the chest and +glottis, excited in the above manner, may have first given rise to the +emission of vocal sounds. But the voice is now largely used by many +animals for various purposes; and habit seems to have played an +important part in its employment under other circumstances. Naturalists +have remarked, I believe with truth, that social animals, from +habitually using their vocal organs as a means of intercommunication, +use them on other occasions much more freely than other animals. But +there are marked exceptions to this rule, for instance, with the rabbit. +The principle, also, of association, which is so widely extended in its +power, has likewise played its part. Hence it follows that the voice, +from having been habitually employed as a serviceable aid under certain +conditions, inducing pleasure, pain, rage, &c., is commonly used +whenever the same sensations or emotions are excited, under quite +different conditions, or in a lesser degree. + +The sexes of many animals incessantly call for each other during the +breeding-season; and in not a few cases, the male endeavours thus +to charm or excite the female. This, indeed, seems to have been the +primeval use and means of development of the voice, as I have attempted +to show in my 'Descent of Man.' Thus the use of the vocal organs will +have become associated with the anticipation of the strongest pleasure +which animals are capable of feeling. Animals which live in society +often call to each other when separated, and evidently feel much joy +at meeting; as we see with a horse, on the return of his companion, for +whom he has been neighing. The mother calls incessantly for her lost +young ones; for instance, a cow for her calf; and the young of many +animals call for their mothers. When a flock of sheep is scattered, the +ewes bleat incessantly for their lambs, and their mutual pleasure at +coming together is manifest. Woe betide the man who meddles with the +young of the larger and fiercer quadrupeds, if they hear the cry of +distress from their young. Rage leads to the violent exertion of all the +muscles, including those of the voice; and some animals, when enraged, +endeavour to strike terror into their enemies by its power and +harshness, as the lion does by roaring, and the dog by growling. I infer +that their object is to strike terror, because the lion at the same time +erects the hair of its mane, and the dog the hair along its back, and +thus they make themselves appear as large and terrible as possible. +Rival males try to excel and challenge each other by their voices, +and this leads to deadly contests. Thus the use of the voice will have +become associated with the emotion of anger, however it may be aroused. +We have also seen that intense pain, like rage, leads to violent +outcries, and the exertion of screaming by itself gives some relief; and +thus the use of the voice will have become associated with suffering of +any kind. + +The cause of widely different sounds being uttered under different +emotions and sensations is a very obscure subject. Nor does the rule +always hold good that there is any marked difference. For instance with +the dog, the bark of anger and that of joy do not differ much, +though they can be distinguished. It is not probable that any precise +explanation of the cause or source of each particular sound, under +different states of the mind, will ever be given. We now that some +animals, after being domesticated, have acquired the habit of uttering +sounds which were not natural to them.[401] Thus domestic dogs, and even +tamed jackals, have learnt to bark, which is a noise not proper to any +species of the genus, with the exception of the _Canis latrans_ of +North America, which is said to bark. Some breeds, also, of the domestic +pigeon have learnt to coo in a new and quite peculiar manner. + +The character of the human voice, under the influence of various +emotions, has been discussed by Mr. Herbert Spencer[402] in his +interesting essay on Music. He clearly shows that the voice alters much +under different conditions, in loudness and in quality, that is, in +resonance and _timbre_, in pitch and intervals. No one can listen to an +eloquent orator or preacher, or to a man calling angrily to another, or +to one expressing astonishment, without being struck with the truth of +Mr. Spencer's remarks. It is curious how early in life the modulation of +the voice becomes expressive. With one of my children, under the age of +two years, I clearly perceived that his humph of assent was rendered by +a slight modulation strongly emphatic; and that by a peculiar whine his +negative expressed obstinate determination. Mr. Spencer further shows +that emotional speech, in all the above respects is intimately related +to vocal music, and consequently to instrumental music; and he attempts +to explain the characteristic qualities of both on physiological +grounds--namely, on "the general law that a feeling is a stimulus to +muscular action." It may be admitted that the voice is affected through +this law; but the explanation appears to me too general and vague to +throw much light on the various differences, with the exception of that +of loudness, between ordinary speech and emotional speech, or singing. + +This remark holds good, whether we believe that the various qualities +of the voice originated in speaking under the excitement of strong +feelings, and that these qualities have subsequently been transferred +to vocal music; or whether we believe, as I maintain, that the habit of +uttering musical sounds was first developed, as a means of courtship, +in the early progenitors of man, and thus became associated with the +strongest emotions of which they were capable,--namely, ardent love, +rivalry and triumph. That animals utter musical notes is familiar to +every one, as we may daily hear in the singing of birds. It is a more +remarkable fact that an ape, one of the Gibbons, produces an exact +octave of musical sounds, ascending and descending the scale by +halftones; so that this monkey "alone of brute mammals may be said to +sing."[403] From this fact, and from the analogy of other animals, I +have been led to infer that the progenitors of man probably uttered +musical tones, before they had acquired the power of articulate speech; +and that consequently, when the voice is used under any strong emotion, +it tends to assume, through the principle of association, a musical +character. We can plainly perceive, with some of the lower animals, +that the males employ their voices to please the females, and that +they themselves take pleasure in their own vocal utterances; but why +particular sounds are uttered, and why these give pleasure cannot at +present be explained. + +That the pitch of the voice bears some relation to certain states +of feeling is tolerably clear. A person gently complaining of +ill-treatment, or slightly suffering, almost always speaks in a +high-pitched voice. Dogs, when a little impatient, often make a +high piping note through their noses, which at once strikes us as +plaintive;[404] but how difficult it is to know whether the sound is +essentially plaintive, or only appears so in this particular case, from +our having learnt by experience what it means! Rengger, states[405] +that the monkeys (_Cebus azaroe_), which he kept in Paraguay, expressed +astonishment by a half-piping, half-snarling noise; anger or impatience, +by repeating the sound _hu hu_ in a deeper, grunting voice; and fright +or pain, by shrill screams. On the other hand, with mankind, deep groans +and high piercing screams equally express an agony of pain. Laughter +maybe either high or low; so that, with adult men, as Haller long ago +remarked,[406] the sound partakes of the character of the vowels (as +pronounced in German) _O_ and _A_; whilst with children and women, it +has more of the character of _E_ and _I_; and these latter vowel-sounds +naturally have, as Helmholtz has shown, a higher pitch than the former; +yet both tones of laughter equally express enjoyment or amusement. + +In considering the mode in which vocal utterances express emotion, +we are naturally led to inquire into the cause of what is called +"expression" in music. Upon this point Mr. Litchfield, who has long +attended to the subject of music, has been so kind as to give me the +following remarks:--"The question, what is the essence of musical +'expression' involves a number of obscure points, which, so far as I am +aware, are as yet unsolved enigmas. Up to a certain point, however, +any law which is found to hold as to the expression of the emotions by +simple sounds must apply to the more developed mode of expression in +song, which may be taken as the primary type of all music. A great part +of the emotional effect of a song depends on the character of the action +by which the sounds are produced. In songs, for instance, which express +great vehemence of passion, the effect often chiefly depends on the +forcible utterance of some one or two characteristic passages which +demand great exertion of vocal force; and it will be frequently noticed +that a song of this character fails of its proper effect when sung by a +voice of sufficient power and range to give the characteristic passages +without much exertion. This is, no doubt, the secret of the loss of +effect so often produced by the transposition of a song from one key +to another. The effect is thus seen to depend not merely on the actual +sounds, but also in part on the nature of the action which produces the +sounds. Indeed it is obvious that whenever we feel the 'expression' of +a song to be due to its quickness or slowness of movement--to smoothness +of flow, loudness of utterance, and so on--we are, in fact, interpreting +the muscular actions which produce sound, in the same way in which we +interpret muscular action generally. But this leaves unexplained +the more subtle and more specific effect which we call the MUSICAL +expression of the song--the delight given by its melody, or even by the +separate sounds which make up the melody. This is an effect indefinable +in language--one which, so far as I am aware, no one has been able to +analyse, and which the ingenious speculation of Mr. Herbert Spencer as +to the origin of music leaves quite unexplained. For it is certain that +the MELODIC effect of a series of sounds does not depend in the least on +their loudness or softness, or on their ABSOLUTE pitch. A tune is always +the same tune, whether it is sung loudly or softly, by a child or a man; +whether it is played on a flute or on a trombone. The purely musical +effect of any sound depends on its place in what is technically called +a 'scale;' the same sound producing absolutely different effects on the +ear, according as it is heard in connection with one or another series +of sounds. + +"It is on this RELATIVE association of the sounds that all the +essentially characteristic effects which are summed up in the phrase +'musical expression,' depend. But why certain associations of sounds +have such-and-such effects, is a problem which yet remains to be solved. +These effects must indeed, in some way or other, be connected with the +well-known arithmetical relations between the rates of vibration of +the sounds which form a musical scale. And it is possible--but this is +merely a suggestion--that the greater or less mechanical facility with +which the vibrating apparatus of the human larynx passes from one state +of vibration to another, may have been a primary cause of the greater or +less pleasure produced by various sequences of sounds." + +But leaving aside these complex questions and confining ourselves to the +simpler sounds, we can, at least, see some reasons for the association +of certain kinds of sounds with certain states of mind. A scream, for +instance, uttered by a young animal, or by one of the members of a +community, as a call for assistance, will naturally be loud, prolonged, +and high, so as to penetrate to a distance. For Helmholtz has shown[407] +that, owing to the shape of the internal cavity of the human ear and its +consequent power of resonance, high notes produce a particularly strong +impression. When male animals utter sounds in order to please the +females, they would naturally employ those which are sweet to the ears +of the species; and it appears that the same sounds are often pleasing +to widely different animals, owing to the similarity of their nervous +systems, as we ourselves perceive in the singing of birds and even in +the chirping of certain tree-frogs giving us pleasure. On the other +hand, sounds produced in order to strike terror into an enemy, would +naturally be harsh or displeasing. + +Whether the principle of antithesis has come into play with sounds, as +might perhaps have been expected, is doubtful. The interrupted, laughing +or tittering sounds made by man and by various kinds of monkeys when +pleased, are as different as possible from the prolonged screams of +these animals when distressed. The deep grunt of satisfaction uttered +by a pig, when pleased with its food, is widely different from its harsh +scream of pain or terror. But with the dog, as lately remarked, the +bark of anger and that of joy are sounds which by no means stand in +opposition to each other; and so it is in some other cases. + +There is another obscure point, namely, whether the sounds which are +produced under various states of the mind determine the shape of the +mouth, or whether its shape is not determined by independent causes, and +the sound thus modified. When young infants cry they open their mouths +widely, and this, no doubt, is necessary for pouring forth a full volume +of sound; but the mouth then assumes, from a quite distinct cause, an +almost quadrangular shape, depending, as will hereafter be explained, on +the firm closing of the eyelids, and consequent drawing up of the upper +lip. How far this square shape of the mouth modifies the wailing or +crying sound, I am not prepared to say; but we know from the researches +of Helmholtz and others that the form of the cavity of the mouth and +lips determines the nature and pitch of the vowel sounds which are +produced. + +It will also be shown in a future chapter that, under the feeling of +contempt or disgust, there is a tendency, from intelligible causes, to +blow out of the mouth or nostrils, and this produces sounds like pooh +or pish. When any one is startled or suddenly astonished, there is an +instantaneous tendency, likewise from an intelligible cause, namely, to +be ready for prolonged exertion, to open the mouth widely, so as to draw +a deep and rapid inspiration. When the next full expiration follows, +the mouth is slightly closed, and the lips, from causes hereafter to be +discussed, are somewhat protruded; and this form of the mouth, if the +voice be at all exerted, produces, according to Helmholtz, the sound of +the vowel _O_. Certainly a deep sound of a prolonged _Oh!_ may be +heard from a whole crowd of people immediately after witnessing any +astonishing spectacle. If, together with surprise, pain be felt, there +is a tendency to contract all the muscles of the body, including those +of the face, and the lips will then be drawn back; and this will perhaps +account for the sound becoming higher and assuming the character of +_Ah!_ or _Ach!_ As fear causes all the muscles of the body to tremble, +the voice naturally becomes tremulous, and at the same time husky from +the dryness of the mouth, owing to the salivary glands failing to act. +Why the laughter of man and the tittering of monkeys should be a rapidly +reiterated sound, cannot be explained. During the utterance of these +sounds, the mouth is transversely elongated by the corners being drawn +backwards and upwards; and of this fact an explanation will be attempted +in a future chapter. But the whole subject of the differences of the +sounds produced under different states of the mind is so obscure, that I +have succeeded in throwing hardly any light on it; and the remarks which +I have made, have but little significance. + +[Illustration: Sound producing quills from tail of a porcupine. Fig. 11] + +All the sounds hitherto noticed depend on the respiratory organs; but +sounds produced by wholly different means are likewise expressive. +Rabbits stamp loudly on the ground as a signal to their comrades; and +if a man knows how to do so properly, he may on a quiet evening hear the +rabbits answering him all around. These animals, as well as some others, +also stamp on the ground when made angry. Porcupines rattle their quills +and vibrate their tails when angered; and one behaved in this manner +when a live snake was placed in its compartment. The quills +on the tail are very different from those on the body: they are short, +hollow, thin like a goose-quill, with their ends transversely truncated, +so that they are open; they are supported on long, thin, elastic +foot-stalks. Now, when the tail is rapidly shaken, these hollow quills +strike against each other and produce, as I heard in the presence of Mr. +Bartlett, a peculiar continuous sound. We can, I think, understand +why porcupines have been provided, through the modification of their +protective spines, with this special sound-producing instrument. They +are nocturnal animals, and if they scented or heard a prowling beast of +prey, it would be a great advantage to them in the dark to give warning +to their enemy what they were, and that they were furnished with +dangerous spines. They would thus escape being attacked. They are, as +I may add, so fully conscious of the power of their weapons, that when +enraged they will charge backwards with their spines erected, yet still +inclined backwards. + +Many birds during their courtship produce diversified sounds by means of +specially adapted feathers. Storks, when excited, make a loud clattering +noise with their beaks. Some snakes produce a grating or rattling noise. +Many insects stridulate by rubbing together specially modified parts of +their hard integuments. This stridulation generally serves as a +sexual charm or call; but it is likewise used to express different +emotions.[408] Every one who has attended to bees knows that their +humming changes when they are angry; and this serves as a warning that +there is danger of being stung. I have made these few remarks because +some writers have laid so much stress on the vocal and respiratory +organs as having been specially adapted for expression, that it was +advisable to show that sounds otherwise produced serve equally well for +the same purpose. + +_Erection of the dermal appendages_.--Hardly any expressive movement is +so general as the involuntary erection of the hairs, feathers and +other dermal appendages; for it is common throughout three of the great +vertebrate classes. These appendages are erected under the excitement +of anger or terror; more especially when these emotions are combined, or +quickly succeed each other. The action serves to make the animal appear +larger and more frightful to its enemies or rivals, and is generally +accompanied by various voluntary movements adapted for the same purpose, +and by the utterance of savage sounds. Mr. Bartlett, who has had such +wide experience with animals of all kinds, does not doubt that this is +the case; but it is a different question whether the power of erection +was primarily acquired for this special purpose. + +I will first give a considerable body of facts showing how general this +action is with mammals, birds and reptiles; retaining what I have to +say in regard to man for a future chapter. Mr. Sutton, the intelligent +keeper in the Zoological Gardens, carefully observed for me the +Chimpanzee and Orang; and he states that when they are suddenly +frightened, as by a thunderstorm, or when they are made angry, as by +being teased, their hair becomes erect. I saw a chimpanzee who was +alarmed at the sight of a black coalheaver, and the hair rose all over +his body; he made little starts forward as if to attack the man, +without any real intention of doing so, but with the hope, as the keeper +remarked, of frightening him. The Gorilla, when enraged, is described by +Mr. Ford[409] as having his crest of hair "erect and projecting forward, +his nostrils dilated, and his under lip thrown down; at the same time +uttering his characteristic yell, designed, it would seem, to terrify +his antagonists." I saw the hair on the Anubis baboon, when angered +bristling along the back, from the neck to the loins, but not on +the rump or other parts of the body. I took a stuffed snake into the +monkey-house, and the hair on several of the species instantly became +erect; especially on their tails, as I particularly noticed with the +_Cereopithecus nictitans_. Brehm states[410] that the _Midas aedipus_ +(belonging to the American division) when excited erects its mane, in +order, as he adds, to make itself as frightful as possible. + +With the Carnivora the erection of the hair seems to be almost +universal, often accompanied by threatening movements, the uncovering of +the teeth and the utterance of savage growls. In the Herpestes, I have +seen the hair on end over nearly the whole body, including the tail; and +the dorsal crest is erected in a conspicuous manner by the Hyaena and +Proteles. The enraged lion erects his mane. The bristling of the hair +along the neck and back of the dog, and over the whole body of the +cat, especially on the tail, is familiar to every one. With the cat it +apparently occurs only under fear; with the dog, under anger and fear; +but not, as far as I have observed, under abject fear, as when a dog is +going to be flogged by a severe gamekeeper. If, however, the dog shows +fight, as sometimes happens, up goes his hair. I have often noticed that +the hair of a dog is particularly liable to rise, if he is half angry +and half afraid, as on beholding some object only indistinctly seen in +the dusk. + +I have been assured by a veterinary surgeon that he has often seen the +hair erected on horses and cattle, on which he had operated and was +again going to operate. When I showed a stuffed snake to a Peccary, the +hair rose in a wonderful manner along its back; and so it does with +the boar when enraged. An Elk which gored a man to death in the United +States, is described as first brandishing his antlers, squealing with +rage and stamping on the ground; "at length his hair was seen to rise +and stand on end," and then he plunged forward to the attack.[411] The +hair likewise becomes erect on goats, and, as I hear from Mr. Blyth, on +some Indian antelopes. I have seen it erected on the hairy Ant-eater; +and on the Agouti, one of the Rodents. A female Bat,[412] which reared +her young under confinement, when any one looked into the cage "erected +the fur on her back, and bit viciously at intruding fingers." + +Birds belonging to all the chief Orders ruffle their feathers when angry +or frightened. Every one must have seen two cocks, even quite young +birds, preparing to fight with erected neck-hackles; nor can these +feathers when erected serve as a means of defence, for cock-fighters +have found by experience that it is advantageous to trim them. The male +Ruff (_Machetes pugnax_) likewise erects its collar of feathers when +fighting. When a dog approaches a common hen with her chickens, she +spreads out her wings, raises her tail, ruffles all her feathers, and +looking as ferocious as possible, dashes at the intruder. The tail is +not always held in exactly the same position; it is sometimes so much +erected, that the central feathers, as in the accompanying drawing, +almost touch the back. Swans, when angered, likewise raise their wings +and tail, and erect their feathers. They open their beaks, and make by +paddling little rapid starts forwards, against any one who approaches +the water's edge too closely. Tropic birds[413] when disturbed on their +nests are said not to fly away, but "merely to stick out their feathers +and scream." The Barn-owl, when approached "instantly swells out its +plumage, extends its wings and tail, hisses and clacks its mandibles +with force and rapidity."[414] So do other kinds of owls. Hawks, as I am +informed by Mr. Jenner Weir, likewise ruffle their feathers, and spread +out their wings and tail under similar circumstances. Some kinds of +parrots erect their feathers; and I have seen this action in the +Cassowary, when angered at the sight of an Ant-eater. Young cuckoos in +the nest, raise their feathers, open their mouths widely, and make +themselves as frightful as possible. + +[Illustration: Hen driving away a dog from her chickens. Fig. 12] + +{illust. caption = FIG. 12--Hen driving away a dog from her chickens. +Drawn from life by Mr. Wood.} + +[Illustration: Swan driving away an intruder. Fig 13] + +{illust. caption = FIG. 13.--Swan driving away an intruder. Drawn from +life by Mr. Wood.} + +Small birds, also, as I hear from Mr. Weir, such as various finches, +buntings and warblers, when angry, ruffle all their feathers, or only +those round the neck; or they spread out their wings and tail-feathers. +With their plumage in this state, they rush at each other with open +beaks and threatening gestures. Mr. Weir concludes from his large +experience that the erection of the feathers is caused much more by +anger than by fear. He gives as an instance a hybrid goldfinch of a most +irascible disposition, which when approached too closely by a servant, +instantly assumes the appearance of a ball of ruffled feathers. He +believes that birds when frightened, as a general rule, closely adpress +all their feathers, and their consequently diminished size is often +astonishing. As soon as they recover from their fear or surprise, the +first thing which they do is to shake out their feathers. The best +instances of this adpression of the feathers and apparent shrinking of +the body from fear, which Mr. Weir has noticed, has been in the quail +and grass-parrakeet.[415] The habit is intelligible in these birds from +their being accustomed, when in danger, either to squat on the ground or +to sit motionless on a branch, so as to escape detection. Though, with +birds, anger may be the chief and commonest cause of the erection of the +feathers, it is probable that young cuckoos when looked at in the nest, +and a hen with her chickens when approached by a dog, feel at least some +terror. Mr. Tegetmeier informs me that with game-cocks, the erection of +the feathers on the head has long been recognized in the cock-pit as a +sign of cowardice. + +The males of some lizards, when fighting together during their +courtship, expand their throat pouches or frills, and erect their dorsal +crests.[416] But Dr. Gunther does not believe that they can erect their +separate spines or scales. + +We thus see how generally throughout the two higher vertebrate classes, +and with some reptiles, the dermal appendages are erected under the +influence of anger and fear. The movement is effected, as we know +from Kolliker's interesting discovery, by the contraction of minute, +unstriped, involuntary muscles,[417] often called _arrectores pili_, +which are attached to the capsules of the separate hairs, feathers, &c. +By the contraction of these muscles the hairs can be instantly erected, +as we see in a dog, being at the same time drawn a little out of their +sockets; they are afterwards quickly depressed. The vast number of these +minute muscles over the whole body of a hairy quadruped is astonishing. +The erection of the hair is, however, aided in some cases, as with +that on the head of a man, by the striped and voluntary muscles of the +underlying _panniculus carnosus_. It is by the action of these latter +muscles, that the hedgehog erects its spines. It appears, also, from the +researches of Leydig[418] and others, that striped fibres extend from +the panniculus to some of the larger hairs, such as the vibrissae of +certain quadrupeds. The _arrectores pili_ contract not only under the +above emotions, but from the application of cold to the surface. +I remember that my mules and dogs, brought from a lower and warmer +country, after spending a night on the bleak Cordillera, had the hair +all over their bodies as erect as under the greatest terror. We see the +same action in our own _goose-skin_ during the chill before a fever-fit. +Mr. Lister has also found,[419] that tickling a neighbouring part of the +skin causes the erection and protrusion of the hairs. + +From these facts it is manifest that the erection of the dermal +appendages is a reflex action, independent of the will; and this action +must be looked at, when, occurring under the influence of anger or +fear, not as a power acquired for the sake of some advantage, but as an +incidental result, at least to a large extent, of the sensorium being +affected. The result, in as far as it is incidental, may be compared +with the profuse sweating from an agony of pain or terror. Nevertheless, +it is remarkable how slight an excitement often suffices to cause the +hair to become erect; as when two dogs pretend to fight together in +play. We have, also, seen in a large number of animals, belonging to +widely distinct classes, that the erection of the hair or feathers is +almost always accompanied by various voluntary movements--by threatening +gestures, opening the mouth, uncovering the teeth, spreading out of the +wings and tail by birds, and by the utterance of harsh sounds; and the +purpose of these voluntary movements is unmistakable. Therefore it seems +hardly credible that the co-ordinated erection of the dermal appendages, +by which the animal is made to appear larger and more terrible to its +enemies or rivals, should be altogether an incidental and purposeless +result of the disturbance of the sensorium. This seems almost as +incredible as that the erection by the hedgehog of its spines, or of +the quills by the porcupine, or of the ornamental plumes by many birds +during their courtship, should all be purposeless actions. + +We here encounter a great difficulty. How can the contraction of the +unstriped and involuntary _arrectores pili_ have been co-ordinated with +that of various voluntary muscles for the same special purpose? If +we could believe that the arrectores primordially had been voluntary +muscles, and had since lost their stripes and become involuntary, the +case would be comparatively simple. I am not, however, aware that there +is any evidence in favour of this view; although the reversed transition +would not have presented any great difficulty, as the voluntary muscles +are in an unstriped condition in the embryos of the higher animals, and +in the larvae of some crustaceans. Moreover in the deeper layers of the +skin of adult birds, the muscular network is, according to Leydig,[420] +in a transitional condition; the fibres exhibiting only indications of +transverse striation. + +Another explanation seems possible. We may admit that originally the +_arrectores pili_ were slightly acted on in a direct manner, under the +influence of rage and terror, by the disturbance of the nervous system; +as is undoubtedly the case with our so-called _goose-skin_ before a +fever-fit. Animals have been repeatedly excited by rage and terror +during many generations; and consequently the direct effects of the +disturbed nervous system on the dermal appendages will almost +certainly have been increased through habit and through the tendency +of nerve-force to pass readily along accustomed channels. We shall +find this view of the force of habit strikingly confirmed in a future +chapter, where it will be shown that the hair of the insane is affected +in an extraordinary manner, owing to their repeated accesses of fury +and terror. As soon as with animals the power of erection had thus +been strengthened or increased, they must often have seen the hairs +or feathers erected in rival and enraged males, and the bulk of their +bodies thus increased. In this case it appears possible that they might +have wished to make themselves appear larger and more terrible to their +enemies, by voluntarily assuming a threatening attitude and uttering +harsh cries; such attitudes and utterances after a time becoming through +habit instinctive. In this manner actions performed by the contraction +of voluntary muscles might have been combined for the same special +purpose with those effected by involuntary muscles. It is even possible +that animals, when excited and dimly conscious of some change in the +state of their hair, might act on it by repeated exertions of their +attention and will; for we have reason to believe that the will is +able to influence in an obscure manner the action of some unstriped or +involuntary muscles, as in the period of the peristaltic movements +of the intestines, and in the contraction of the bladder. Nor must we +overlook the part which variation and natural selection may have played; +for the males which succeeded in making themselves appear the most +terrible to their rivals, or to their other enemies, if not of +overwhelming power, will on an average have left more offspring to +inherit their characteristic qualities, whatever these may be and +however first acquired, than have other males. + +_The inflation of the body, and other means of exciting fear in an +enemy_.--Certain Amphibians and Reptiles, which either have no spines +to erect, or no muscles by which they can be erected, enlarge themselves +when alarmed or angry by inhaling air. This is well known to be the case +with toads and frogs. The latter animal is made, in AEsop's fable of +the 'Ox and the Frog,' to blow itself up from vanity and envy until +it burst. This action must have been observed during the most ancient +times, as, according to Mr. Hensleigh Wedgwood,[421] the word _toad_ +expresses in all the languages of Europe the habit of swelling. It has +been observed with some of the exotic species in the Zoological Gardens; +and Dr. Gunther believes that it is general throughout the group. +Judging from analogy, the primary purpose probably was to make the body +appear as large and frightful as possible to an enemy; but another, and +perhaps more important secondary advantage is thus gained. When frogs +are seized by snakes, which are their chief enemies, they enlarge +themselves wonderfully; so that if the snake be of small size, as Dr. +Gunther informs me, it cannot swallow the frog, which thus escapes being +devoured. + +Chameleons and some other lizards inflate themselves when angry. Thus +a species inhabiting Oregon, the _Tapaya Douglasii_, is slow in its +movements and does not bite, but has a ferocious aspect; "when irritated +it springs in a most threatening manner at anything pointed at it, at +the same time opening its mouth wide and hissing audibly, after which it +inflates its body, and shows other marks of anger."[422] + +Several kinds of snakes likewise inflate themselves when irritated. +The puff-adder (_Clotho arietans_) is remarkable in this respect; but +I believe, after carefully watching these animals, that they do not +act thus for the sake of increasing their apparent bulk, but simply +for inhaling a large supply of air, so as to produce their surprisingly +loud, harsh, and prolonged hissing sound. The Cobras-de-capello, when +irritated, enlarge themselves a little, and hiss moderately; but, at +the same time they lift their heads aloft, and dilate by means of their +elongated anterior ribs, the skin on each side of the neck into a large +flat disk,--the so-called hood. With their widely opened mouths, they +then assume a terrific aspect. The benefit thus derived ought to be +considerable, in order to compensate for the somewhat lessened rapidity +(though this is still great) with which, when dilated, they can strike +at their enemies or prey; on the same principle that a broad, thin piece +of wood cannot be moved through the air so quickly as a small round +stick. An innocuous snake, the _Trovidonotus macrophthalmus_, an +inhabitant of India, likewise dilates its neck when irritated; +and consequently is often mistaken for its compatriot, the deadly +Cobra.[423] This resemblance perhaps serves as some protection to the +Tropidonotus. + +Another innocuous species, the Dasypeltis of South Africa, blows itself +out, distends its neck, hisses and darts at an intruder.[424] Many other +snakes hiss under similar circumstances. They also rapidly vibrate +their protruded tongues; and this may aid in increasing their terrific +appearance. + +Snakes possess other means of producing sounds besides hissing. Many +years ago I observed in South America that a venomous Trigonocephalus, +when disturbed, rapidly vibrated the end of its tail, which striking +against the dry grass and twigs produced a rattling noise that could be +distinctly heard at the distance of six feet.[425] The deadly and fierce +_Echis carinata_ of India produces "a curious prolonged, almost hissing +sound in a very different manner, namely by rubbing the sides of the +folds of its body against each other," whilst the head remains in almost +the same position. The scales on the sides, and not on other parts of +the body, are strongly keeled, with the keels toothed like a saw; and as +the coiled-up animal rubs its sides together, these grate against each +other.[426] Lastly, we have the well-known case of the Rattle-snake. He +who has merely shaken the rattle of a dead snake, can form no just idea +of the sound produced by the living animal. Professor Shaler states that +it is indistinguishable from that made by the male of a large Cicada +(an Homopterous insect), which inhabits the same district.[427] In the +Zoological Gardens, when the rattle-snakes and puff-adders were greatly +excited at the same time, I was much struck at the similarity of the +sound produced by them; and although that made by the rattle-snake +is louder and shriller than the hissing of the puff-adder, yet when +standing at some yards distance I could scarcely distinguish the two. +For whatever purpose the sound is produced by the one species, I can +hardly doubt that it serves for the same purpose in the other species; +and I conclude from the threatening gestures made at the same time by +many snakes, that their hissing,--the rattling of the rattle-snake and +of the tail of the Trigonocephalus,--the grating of the scales of the +Echis,--and the dilatation of the hood of the Cobra,--all subserve the +same end, namely, to make them appear terrible to their enemies.[428] + +It seems at first a probable conclusion that venomous snakes, such +as the foregoing, from being already so well defended by their +poison-fangs, would never be attacked by any enemy; and consequently +would have no need to excite additional terror. But this is far from +being the case, for they are largely preyed on in all quarters of the +world by many animals. It is well known that pigs are employed in the +United States to clear districts infested with rattle-snakes, which they +do most effectually.[429] In England the hedgehog attacks and devours +the viper. In India, as I hear from Dr. Jerdon, several kinds of hawks, +and at least one mammal, the Herpestes, kill cobras and other venomous +species;[430] and so it is in South Africa. Therefore it is by no means +improbable that any sounds or signs by which the venomous species could +instantly make themselves recognized as dangerous, would be of more +service to them than to the innocuous species which would not be able, +if attacked, to inflict any real injury. + +Having said thus much about snakes, I am tempted to add a few remarks +on the means by which the rattle of the rattle-snake was probably +developed. Various animals, including some lizards, either curl or +vibrate their tails when excited. This is the case with many kinds +of snakes.[431] In the Zoological Gardens, an innocuous species, the +_Coronella Sayi_, vibrates its tail so rapidly that it becomes almost +invisible. The Trigonocephalus, before alluded to, has the same habit; +and the extremity of its tail is a little enlarged, or ends in a bead. +In the Lachesis, which is so closely allied to the rattle-snake that +it was placed by Linnaeus in the same genus, the tail ends in a single, +large, lancet-shaped point or scale. With some snakes the skin, as +Professor Shaler remarks, "is more imperfectly detached from the region +about the tail than at other parts of the body." Now if we suppose that +the end of the tail of some ancient American species was enlarged, and +was covered by a single large scale, this could hardly have been +cast off at the successive moults. In this case it would have been +permanently retained, and at each period of growth, as the snake grew +larger, a new scale, larger than the last, would have been formed +above it, and would likewise have been retained. The foundation for the +development of a rattle would thus have been laid; and it would have +been habitually used, if the species, like so many others, vibrated its +tail whenever it was irritated. That the rattle has since been specially +developed to serve as an efficient sound-producing instrument, there can +hardly be a doubt; for even the vertebrae included within the extremity +of the tail have been altered in shape and cohere. But there is no +greater improbability in various structures, such as the rattle of +the rattle-snake,--the lateral scales of the Echis,--the neck with +the included ribs of the Cobra,--and the whole body of the +puff-adder,--having been modified for the sake of warning and +frightening away their enemies, than in a bird, namely, the wonderful +Secretary-hawk (_Gypogeranus_) having had its whole frame modified for +the sake of killing snakes with impunity. It is highly probable, judging +from what we have before seen, that this bird would ruffle its feathers +whenever it attacked a snake; and it is certain that the Herpestes, when +it eagerly rushes to attack a snake, erects the hair all over its +body, and especially that on its tail.[432] We have also seen that some +porcupines, when angered or alarmed at the sight of a snake, rapidly +vibrate their tails, thus producing a peculiar sound by the striking +together of the hollow quills. So that here both the attackers and the +attacked endeavour to make themselves as dreadful as possible to each +other; and both possess for this purpose specialised means, which, oddly +enough, are nearly the same in some of these cases. Finally we can see +that if, on the one hand, those individual snakes, which were best able +to frighten away their enemies, escaped best from being devoured; and +if, on the other hand, those individuals of the attacking enemy survived +in larger numbers which were the best fitted for the dangerous task of +killing and devouring venomous snakes;--then in the one case as in the +other, beneficial variations, supposing the characters in question to +vary, would commonly have been preserved through the survival of the +fittest. + +_The Drawing back and pressure of the Ears to the Head_.--The ears +through their movements are highly expressive in many animals; but in +some, such as man, the higher apes, and many ruminants, they fail in +this respect. A slight difference in position serves to express in the +plainest manner a different state of mind, as we may daily see in the +dog; but we are here concerned only with the ears being drawn closely +backwards and pressed to the head. A savage frame of mind is thus shown, +but only in the case of those animals which fight with their teeth; and +the care which they take to prevent their ears being seized by their +antagonists, accounts for this position. Consequently, through habit +and association, whenever they feel slightly savage, or pretend in their +play to be savage, their ears are drawn back. That this is the true +explanation may be inferred from the relation which exists in very many +animals between their manner of fighting and the retraction of their +ears. + +All the Carnivora fight with their canine teeth, and all, as far as I +have observed, draw their ears back when feeling savage. This may be +continually seen with dogs when fighting in earnest, and with puppies +fighting in play. The movement is different from the falling down +and slight drawing back of the ears, when a dog feels pleased and is +caressed by his master. The retraction of the ears may likewise be seen +in kittens fighting together in their play, and in full-grown cats when +really savage, as before illustrated in fig. 9 (p. 58). Although their +ears are thus to a large extent protected, yet they often get much torn +in old male cats during their mutual battles. The same movement is very +striking in tigers, leopards, &c., whilst growling over their food in +menageries. The lynx has remarkably long ears; and their retraction, +when one of these animals is approached in its cage, is very +conspicuous, and is eminently expressive of its savage disposition. Even +one of the Eared Seals, the _Otariapusilla_, which has very small ears, +draws them backwards, when it makes a savage rush at the legs of its +keeper. + +When horses fight together they use their incisors for biting, and +their fore-legs for striking, much more than they do their hind-legs +for kicking backwards. This has been observed when stallions have broken +loose and have fought together, and may likewise be inferred from the +kind of wounds which they inflict on each other. Every one recognizes +the vicious appearance which the drawing back of the ears gives to a +horse. This movement is very different from that of listening to a +sound behind. If an ill-tempered horse in a stall is inclined to kick +backwards, his ears are retracted from habit, though he has no intention +or power to bite. But when a horse throws up both hind-legs in play, as +when entering an open field, or when just touched by the whip, he does +not generally depress his ears, for he does not then feel vicious. +Guanacoes fight savagely with their teeth; and they must do so +frequently, for I found the hides of several which I shot in Patagonia +deeply scored. So do camels; and both these animals, when savage, draw +their ears closely backwards. Guanacoes, as I have noticed, when not +intending to bite, but merely to spit their offensive saliva from a +distance at an intruder, retract their ears. Even the hippopotamus, when +threatening with its widely-open enormous mouth a comrade, draws back +its small ears, just like a horse. + +Now what a contrast is presented between the foregoing animals and +cattle, sheep, or goats, which never use their teeth in fighting, and +never draw back their ears when enraged! Although sheep and goats appear +such placid animals, the males often join in furious contests. As deer +form a closely related family, and as I did not know that they ever +fought with their teeth, I was much surprised at the account given by +Major Ross King of the Moose-deer in Canada. He says, when "two +males chance to meet, laying back their ears and gnashing their teeth +together, they rush at each other with appalling fury."[433] But Mr. +Bartlett informs me that some species of deer fight savagely with their +teeth, so that the drawing back of the ears by the moose accords with +our rule. Several kinds of kangaroos, kept in the Zoological Gardens, +fight by scratching with their fore-feet and by kicking with their +hind-legs; but they never bite each other, and the keepers have never +seen them draw back their ears when angered. Rabbits fight chiefly by +kicking and scratching, but they likewise bite each other; and I +have known one to bite off half the tail of its antagonist. At the +commencement of their battles they lay back their ears, but afterwards, +as they bound over and kick each other, they keep their ears erect, or +move them much about. + +Mr. Bartlett watched a wild boar quarrelling rather savagely with his +sow; and both had their mouths open and their ears drawn backwards. +But this does not appear to be a common action with domestic pigs when +quarrelling. Boars fight together by striking upwards with their +tusks; and Mr. Bartlett doubts whether they then draw back their ears. +Elephants, which in like manner fight with their tusks, do not retract +their ears, but, on the contrary, erect them when rushing at each other +or at an enemy. + +The rhinoceroses in the Zoological Gardens fight with their nasal horns, +and have never been seen to attempt biting each other except in play; +and the keepers are convinced that they do not draw back their ears, +like horses and dogs, when feeling savage. The following statement, +therefore, by Sir S. Baker[434] is inexplicable, namely, that a +rhinoceros, which he shot in North Africa, "had no ears; they had +been bitten off close to the head by another of the same species while +fighting; and this mutilation is by no means uncommon." + +Lastly, with respect to monkeys. Some kinds, which have moveable ears, +and which fight with their teeth--for instance the _Cereopithecus +ruber_--draw back their ears when irritated just like dogs; and they +then have a very spiteful appearance. Other kinds, as the _Inuus +ecaudatus_, apparently do not thus act. Again, other kinds--and this +is a great anomaly in comparison with most other animals--retract their +ears, show their teeth, and jabber, when they are pleased by being +caressed. I observed this in two or three species of Macacus, and in +the _Cynopithecus niger_. This expression, owing to our familiarity +with dogs, would never be recognized as one of joy or pleasure by those +unacquainted with monkeys. + +_Erection of the Ears_.--This movement requires hardly any notice. All +animals which have the power of freely moving their ears, when they are +startled, or when they closely observe any object, direct their ears +to the point towards which they are looking, in order to hear any sound +from this quarter. At the same time they generally raise their heads, +as all their organs of sense are there situated, and some of the smaller +animals rise on their hind-legs. Even those kinds which squat on the +ground or instantly flee away to avoid danger, generally act momentarily +in this manner, in order to ascertain the source and nature of the +danger. The head being raised, with erected ears and eyes directed +forwards, gives an unmistakable expression of close attention to any +animal. + + + +CHAPTER V. -- SPECIAL EXPRESSIONS OF ANIMALS. + +The Dog, various expressive movements +of--Cats--Horses--Ruminants--Monkeys, their expression of joy and +affection--Of pain--Anger--Astonishment and Terror. + + +_The Dog_.--I have already described (figs. 5 and 1) the appearance of +a dog approaching another dog with hostile intentions, namely, with +erected ears, eyes intently directed forwards, hair on the neck and back +bristling, gait remarkably stiff, with the tail upright and rigid. So +familiar is this appearance to us, that an angry man is sometimes said +"to have his back up." Of the above points, the stiff gait and upright +tail alone require further discussion. Sir C. Bell remarks[501] that, +when a tiger or wolf is struck by its keeper and is suddenly roused to +ferocity, every muscle is in tension, and the limbs are in an attitude +of strained exertion, prepared to spring. This tension of the muscles +and consequent stiff gait may be accounted for on the principle of +associated habit, for anger has continually led to fierce struggles, +and consequently to all the muscles of the body having been violently +exerted. There is also reason to suspect that the muscular system +requires some short preparation, or some degree of innervation, before +being brought into strong action. My own sensations lead me to this +inference; but I cannot discover that it is a conclusion admitted by +physiologists. Sir J. Paget, however, informs me that when muscles are +suddenly contracted with the greatest force, without any preparation, +they are liable to be ruptured, as when a man slips unexpectedly; but +that this rarely occurs when an action, however violent, is deliberately +performed. + +With respect to the upright position of the tail, it seems to depend +(but whether this is really the case I know not) on the elevator muscles +being more powerful than the depressors, so that when all the muscles +of the hinder part of the body are in a state of tension, the tail is +raised. A dog in cheerful spirits, and trotting before his master with +high, elastic steps, generally carries his tail aloft, though it is not +held nearly so stiffly as when he is angered. A horse when first turned +out into an open field, may be seen to trot with long elastic strides, +the head and tail being held high aloft. Even cows when they frisk about +from pleasure, throw up their tails in a ridiculous fashion. So it is +with various animals in the Zoological Gardens. The position of the +tail, however, in certain cases, is determined by special circumstances; +thus as soon as a horse breaks into a gallop, at full speed, he always +lowers his tail, so that as little resistance as possible may be offered +to the air. + +When a dog is on the point of springing on his antagonist, he utters a +savage growl; the ears are pressed closely backwards, and the upper lip +(fig. 14) is retracted out of the way of his teeth, especially of his +canines. These movements may be observed with dogs and puppies in +their play. But if a dog gets really savage in his play, his expression +immediately changes. This, however, is simply due to the lips and ears +being drawn back with much greater energy. If a dog only snarls at +another, the lip is generally retracted on one side alone, namely +towards his enemy. + +[Illustration: Head of snarling Dog. Fig 14] + +{illust. caption = FIG. 14.--Head of snarling Dog. From life, by Mr. +Wood. + +The movements of a dog whilst exhibiting affection towards his master +were described (figs. 6 and 8) in our second chapter. These consist +in the head and whole body being lowered and thrown into flexuous +movements, with the tail extended and wagged from side to side. The ears +fall down and are drawn somewhat backwards, which causes the eyelids to +be elongated, and alters the whole appearance of the face. The lips hang +loosely, and the hair remains smooth. All these movements or gestures +are explicable, as I believe, from their standing in complete antithesis +to those naturally assumed by a savage dog under a directly opposite +state of mind. When a man merely speaks to, or just notices, his dog, we +see the last vestige of these movements in a slight wag of the tail, +without any other movement of the body, and without even the ears being +lowered. Dogs also exhibit their affection by desiring to rub against +their masters, and to be rubbed or patted by them. Gratiolet explains +the above gestures of affection in the following manner: and the reader +can judge whether the explanation appears satisfactory. Speaking of +animals in general, including the dog, he says,[502] "C'est toujours la +partie la plus sensible de leurs corps qui recherche les caresses ou les +donne. Lorsque toute la longueur des flancs et du corps est sensible, +l'animal serpente et rampe sous les caresses; et ces ondulations se +propageant le long des muscles analogues des segments jusqu'aux +extremites de la colonne vertebrale, la queue se ploie et s'agite." +Further on, he adds, that dogs, when feeling affectionate, lower their +ears in order to exclude all sounds, so that their whole attention may +be concentrated on the caresses of their master! Dogs have another and +striking way of exhibiting their affection, namely, by licking the hands +or faces of their masters. They sometimes lick other dogs, and then it +is always their chops. I have also seen dogs licking cats with whom they +were friends. This habit probably originated in the females carefully +licking their puppies--the dearest object of their love--for the sake of +cleansing them. They also often give their puppies, after a short +absence, a few cursory licks, apparently from affection. Thus the habit +will have become associated with the emotion of love, however it may +afterwards be aroused. It is now so firmly inherited or innate, That it +is transmitted equally to both sexes. A female terrier of mine lately +had her puppies destroyed, and though at all times a very affectionate +creature, I was much struck with the manner in which she then tried to +satisfy her instinctive maternal love by expending it on me; and her +desire to lick my hands rose to an insatiable passion. + +The same principle probably explains why dogs, when feeling +affectionate, like rubbing against their masters and being rubbed or +patted by them, for from the nursing of their puppies, contact with +a beloved object has become firmly associated in their minds with the +emotion of love. The feeling of affection of a dog towards his master is +combined with a strong sense of submission, which is akin to fear. Hence +dogs not only lower their bodies and crouch a little as they approach +their masters, but sometimes throw themselves on the ground with +their bellies upwards. This is a movement as completely opposite as is +possible to any show of resistance. I formerly possessed a large dog +who was not at all afraid to fight with other dogs; but a wolf-like +shepherd-dog in the neighbourhood, though not ferocious and not so +powerful as my dog, had a strange influence over him. When they met on +the road, my dog used to run to meet him, with his tail partly tucked in +between his legs and hair not erected; and then he would throw himself +on the ground, belly upwards. By this action he seemed to say more +plainly than by words, "Behold, I am your slave." A pleasurable and +excited state of mind, associated with affection, is exhibited by some +dogs in a very peculiar manner, namely, by grinning. This was noticed +long ago by Somerville, who says, And with a courtly grin, the fawning +bound Salutes thee cow'ring, his wide op'ning nose Upward he curls, and +his large sloe-back eyes Melt in soft blandishments, and humble joy.' +_The Chase_, book i. Sir W. Scott's famous Scotch greyhound, Maida, had +this habit, and it is common with terriers. I have also seen it in a +Spitz and in a sheep-dog. Mr. Riviere, who has particularly attended +to this expression, informs me that it is rarely displayed in a perfect +manner, but is quite common in a lesser degree. The upper lip during the +act of grinning is retracted, as in snarling, so that the canines are +exposed, and the ears are drawn backwards; but the general appearance +of the animal clearly shows that anger is not felt. Sir C. Bell[503] +remarks "Dogs, in their expression of fondness, have a slight eversion +of the lips, and grin and sniff amidst their gambols, in a way that +resembles laughter." Some persons speak of the grin as a smile, but +if it had been really a smile, we should see a similar, though more +pronounced, movement of the lips and ears, when dogs utter their bark +of joy; but this is not the case, although a bark of joy often follows +a grin. On the other hand, dogs, when playing with their comrades +or masters, almost always pretend to bite each other; and they then +retract, though not energetically, their lips and ears. Hence I suspect +that there is a tendency in some dogs, whenever they feel lively +pleasure combined with affection, to act through habit and association +on the same muscles, as in playfully biting each other, or their +masters' hands. I have described, in the second chapter, the gait and +appearance of a dog when cheerful, and the marked antithesis presented +by the same animal when dejected and disappointed, with his head, ears, +body, tail, and chops drooping, and eyes dull. Under the expectation of +any great pleasure, dogs bound and jump about in an extravagant manner, +and bark for joy. The tendency to bark under this state of mind is +inherited, or runs in the breed: greyhounds rarely bark, whilst the +Spitz-dog barks so incessantly on starting for a walk with his master +that he becomes a nuisance. + +An agony of pain is expressed by dogs in nearly the same way as by many +other animals, namely, by howling writhing, and contortions of the +whole body. Attention is shown by the head being raised, with the ears +erected, and eyes intently directed towards the object or quarter under +observation. If it be a sound and the source is not known, the head is +often turned obliquely from side to side in a most significant manner, +apparently in order to judge with more exactness from what point the +sound proceeds. But I have seen a dog greatly surprised at a new noise, +turning, his head to one side through habit, though he clearly perceived +the source of the noise. Dogs, as formerly remarked, when their +attention is in any way aroused, whilst watching some object, or +attending to some sound, often lift up one paw (fig. 4) and keep it +doubled up, as if to make a slow and stealthy approach. A dog under +extreme terror will throw himself down, howl, and void his excretions; +but the hair, I believe, does not become erect unless some anger is +felt. I have seen a dog much terrified at a band of musicians who +were playing loudly outside the house, with every muscle of his body +trembling, with his heart palpitating so quickly that the beats could +hardly be counted, and panting for breath with widely open mouth, in +the same manner as a terrified man does. Yet this dog had not exerted +himself; he had only wandered slowly and restlessly about the room, and +the day was cold. Even a very slight degree of fear is invariably shown +by the tail being tucked in between the legs. This tucking in of the +fail is accompanied by the ears being drawn backwards; but they are not +pressed closely to the head,nas in snarling, and they are not lowered, +as when a dog is pleased or affectionate. When two young dogs chase +each other in play, the one that runs away always keeps his tail tucked +inwards. So it is when a dog, in the highest spirits, careers like a mad +creature round and round his master in circles, or in figures of eight. +He then acts as if another dog were chasing him. This curious kind of +play, which must be familiar to every one who has attended to dogs, +is particularly apt to be excited, after the animal has been a little +startled or frightened, as by his master suddenly jumping out on him in +the dusk. In this case, as well as when two young dogs are chasing each +other in play, it appears as if the one that runs away was afraid of the +other catching him by the tail; but as far as I can find out, dogs very +rarely catch each other in this manner. I asked a gentleman, who +had kept foxhounds all his life, and be applied to other experienced +sportsmen, whether they had ever seen hounds thus seize a fox; but they +never had. It appears that when a dog is chased, or when in danger of +being struck behind, or of anything falling on him, in all these cases +he wishes to withdraw as quickly as possible his whole hind-quarters, +and that from some sympathy or connection between the muscles, the tail +is then drawn closely inwards. A similarly connected movement between +the hind-quarters and the tail may be observed in the hyaena. Mr. +Bartlett informs me that when two of these animals fight together, they +are mutually conscious of the wonderful power of each other's jaws, and +are extremely cautious. They well know that if one of their legs were +seized, the bone would instantly be crushed into atoms; hence they +approach each other kneeling, with their legs turned as much as possible +inwards, and with their whole bodies bowed, so as not to present any +salient point; the tail at the same time being closely tucked in between +the legs. In this attitude they approach each other sideways, or even +partly backwards. So again with deer, several of the species, when +savage and fighting, tuck in their tails. When one horse in a field +tries to bite the hind-quarters of another in play, or when a rough boy +strikes a donkey from behind, the hind-quarters and the tail are drawn +in, though it does not appear as if this were done merely to save +the tail from being injured. We have also seen the reverse of these +movements; for when an animal trots with high elastic steps, the tail +is almost always carried aloft. As I have said, when a dog is chased and +runs away, he keeps his ears directed backwards but still open; and this +is clearly done for the sake of hearing the footsteps of his pursuer. +From habit the ears are often held in this same position, and the tail +tucked in, when the danger is obviously in front. I have repeatedly +noticed, with a timid terrier of mine, that when she is afraid of some +object in front, the nature of which she perfectly knows and does not +need to reconnoitre, yet she will for a long time hold her ears and tail +in this position, looking the image of discomfort. Discomfort, without +any fear, is similarly expressed: thus, one day I went out of doors, +just at the time when this same dog knew that her dinner would be +brought. I did not call her, but she wished much to accompany me, and at +the same time she wished much for her dinner; and there she stood, first +looking one way and then the other, with her tail tucked in and +ears drawn back, presenting an unmistakable appearance of perplexed +discomfort. Almost all the expressive movements now described, with the +exception of the grinning from joy, are innate or instinctive, for they +are common to all the individuals, young and old, of all the breeds. +Most of them are likewise common to the aboriginal parents of the dog, +namely the wolf and jackal; and some of them to other species of the +same group. Tamed wolves and jackals, when caressed by their masters, +jump about for joy, wag their tails, lower their ears, lick their +master's hands, crouch down, and even throw themselves on the ground +belly upwards.[504] I have seen a rather fox-like African jackal, from +the Gaboon, depress its ears when caressed. Wolves and jackals, when +frightened, certainly tuck in their tails; and a tamed jackal has been +described as careering round his master in circles and figures of eight, +like a dog, with his tail between his legs. It has been stated[505] +that foxes, however tame, never display any of the above expressive +movements; but this is not strictly accurate. Many years ago I observed +in the Zoological Gardens, and recorded the fact at the time, that a +very tame English fox, When caressed by the keeper, wagged its tail, +depressed its ears, and then threw itself on the ground, belly upwards. +The black fox of North America likewise depressed its ears in a slight +degree. But I believe that foxes never lick the hands of their masters, +and I have been assured that when frightened they never tuck in their +tails. If the explanation which I have given of the expression of +affection in dogs be admitted, then it would appear that animals +which have never been domesticated--namely wolves, jackals, and even +foxes--have nevertheless acquired, through the principle of antithesis, +certain expressive gestures; for it is Dot probable that these animals, +confined in cages, should have learnt them by imitating dogs. + +_Cats_.--I have already described the actions of a cat (fig. 9), when +feeling savage and not terrified. She assumes a crouching attitude and +occasionally protrudes her fore-feet, with the claws exserted ready +for striking. The tail is extended, being curled or lashed from side to +side. The hair is not erected--at least it was not so in the few cases +observed by me. The ears are drawn closely backwards and the teeth are +shown. Low savage growls are uttered. We can understand why the attitude +assumed by a cat when preparing to fight with another cat, or in any way +greatly irritated, is so widely different from that of a dog approaching +another dog with hostile intentions; for the cat uses her fore-feet for +striking, and this renders a crouching position convenient or necessary. +She is also much more accustomed than a dog to lie concealed and +suddenly spring on her prey. No cause can be assigned with certainty for +the tail being lashed or curled from side to side. This habit is common +to many other animals--for instance, to the puma, when prepared to +spring;[506] but it is not common to dogs, or to foxes, as I infer from +Mr. St. John's account of a fox lying in wait and seizing a hare. We +have already seen that some kinds of lizards and various snakes, when +excited, rapidly vibrate the tips of their tails. It would appear as +if, under strong excitement, there existed an uncontrollable desire for +movement of some kind, owing to nerve-force being freely liberated from +the excited sensorium; and that as the tail is left free, and as its +movement does not disturb the general position of the body, it is curled +or lashed about. + +All the movements of a cat, when feeling affectionate, are in complete +antithesis to those just described. She now stands upright, with +slightly arched back, tail perpendicularly raised, and ears erected; +and she rubs her cheeks and flanks against her master or mistress. The +desire to rub something is so strong in cats under this state of mind, +that they may often be seen rubbing themselves against the legs of +chairs or tables, or against door-posts. This manner of expressing +affection probably originated through association, as in the case of +dogs, from the mother nursing and fondling her young; and perhaps from +the young themselves loving each other and playing together. Another +and very different gesture, expressive of pleasure, has already been +described, namely, the curious manner in which young and even old cats, +when pleased, alternately protrude their fore-feet, with separated toes, +as if pushing against and sucking their mother's teats. This habit is so +far analogous to that of rubbing against something, that both apparently +are derived from actions performed during the nursing period. Why cats +should show affection by rubbing so much more than do dogs, though +the latter delight in contact with their masters, and why cats only +occasionally lick the hands of their friends, whilst dogs always do so, +I cannot say. Cats cleanse themselves by licking their own coats more +regularly than do dogs. On the other hand, their tongues seem less well +fitted for the work than the longer and more flexible tongues of dogs. + +[Illustration: Cat terrified at a dog. Fig.15] + +Cats, when terrified, stand at full height, and arch their backs in a +well-known and ridiculous fashion. They spit, hiss, or growl. The hair +over the whole body, and especially on the tail, becomes erect. In the +instances observed by me the basal part of the tail was held upright, +the terminal part being thrown on one side; but sometimes the tail (see +fig. 15) is only a little raised, and is bent almost from the base +to one side. The ears are drawn back, and the teeth exposed. When two +kittens are playing together, the one often thus tries to frighten the +other. From what we have seen in former chapters, all the above points +of expression are intelligible, except the extreme arching of the back. +I am inclined to believe that, in the same manner as many birds, whilst +they ruffle their feathers, spread out their wings and tail, to make +themselves look as big as possible, so cats stand upright at their full +height, arch their backs, often raise the basal part of the tail, and +erect their hair, for the same purpose. The lynx, when attacked, is said +to arch its back, and is thus figured by Brehm. But the keepers in the +Zoological Gardens have never seen any tendency to this action in the +larger feline animals, such as tigers, lions, &c.; and these have little +cause to be afraid of any other animal. + +Cats use their voices much as a means of expression, and they utter, +under various emotions and desires, at least six or seven different +sounds. The purr of satisfaction, which is made during both inspiration +and expiration, is one of the most curious. The puma, cheetah, and +ocelot likewise purr; but the tiger, when pleased, "emits a peculiar +short snuffle, accompanied by the closure of the eyelids."[507] It is +said that the lion, jaguar, and leopard, do not purr. + + +_Horses_.--Horses when savage draw their ears closely back, protrude +their heads, and partially uncover their incisor teeth, ready for +biting. When inclined to kick behind, they generally, through habit, +draw back their ears; and their eyes are turned backwards in a peculiar +manner.[508] When pleased, as when some coveted food is brought to them +in the stable, they raise and draw in their heads, prick their ears, +and looking intently towards their friend, often whinny. Impatience is +expressed by pawing the ground. + +The actions of a horse when much startled are highly expressive. One +day my horse was much frightened at a drilling machine, covered by a +tarpaulin, and lying on an open field. He raised his head so high, that +his neck became almost perpendicular; and this he did from habit, for +the machine lay on a slope below, and could not have been seen with +more distinctness through the raising of the head; nor if any sound had +proceeded from it, could the sound have been more distinctly heard. His +eyes and ears were directed intently forwards; and I could feel through +the saddle the palpitations of his heart. With red dilated nostrils he +snorted violently, and whirling round, would have dashed off at full +speed, had I not prevented him. The distension of the nostrils is not +for the sake of scenting the source of danger, for when a horse smells +carefully at any object and is not alarmed, he does not dilate his +nostrils. Owing to the presence of a valve in the throat, a horse +when panting does not breathe through his open mouth, but through his +nostrils; and these consequently have become endowed with great powers +of expansion. This expansion of the nostrils, as well as the snorting, +and the palpitations of the heart, are actions which have become firmly +associated during a long series of generations with the emotion of +terror; for terror has habitually led the horse to the most violent +exertion in dashing away at full speed from the cause of danger. + + +_Ruminants_.--Cattle and sheep are remarkable from displaying in so +slight a degree their emotions or sensations, excepting that of extreme +pain. A bull when enraged exhibits his rage only by the manner in which +he holds his lowered head, with distended nostrils, and by bellowing. He +also often paws the ground; but this pawing seems quite different from +that of an impatient horse, for when the soil is loose, he throws up +clouds of dust. I believe that bulls act in this manner when irritated +by flies, for the sake of driving them away. The wilder breeds of sheep +and the chamois when startled stamp on the ground, and whistle through +their noses; and this serves as a danger-signal to their comrades. The +musk-ox of the Arctic regions, when encountered, likewise stamps on the +ground.[509] How this stamping action arose I cannot conjecture; for +from inquiries which I have made it does not appear that any of these +animals fight with their fore-legs. + +Some species of deer, when savage, display far more expression than do +cattle, sheep, or goats, for, as has already been stated, they draw back +their ears, grind their teeth, erect their hair, squeal, stamp on the +ground, and brandish their horns. One day in the Zoological Gardens, the +Formosan deer (_Cervus pseudaxis_) approached me in a curious attitude, +with his muzzle raised high up, so that the horns were pressed back on +his neck; the head being held rather obliquely. From the expression of +his eye I felt sure that he was savage; he approached slowly, and as +soon as he came close to the iron bars, he did not lower his head to +butt at me, but suddenly bent it inwards, and struck his horns with +great force against the railings. Mr. Bartlett informs me that some +other species of deer place themselves in the same attitude when +enraged. + +_Monkeys_.--The various species and genera of monkeys express their +feelings in many different ways; and this fact is interesting, as in +some degree bearing on the question, whether the so-called races of man +should be ranked as distinct species or varieties; for, as we shall +see in the following chapters, the different races of man express their +emotions and sensations with remarkable uniformity throughout the world. +Some of the expressive actions of monkeys are interesting in another +way, namely from being closely analogous to those of man. As I have +had no opportunity of observing any one species of the group under all +circumstances, my miscellaneous remarks will be best arranged under +different states of the mind. + +_Pleasure, joy, affection_--It is not possible to distinguish in +monkeys, at least without more experience than I have had, the +expression of pleasure or joy from that of affection. Young chimpanzees +make a kind of barking noise, when pleased by the return of any one to +whom they are attached. When this noise, which the keepers call a laugh, +is uttered, the lips are protruded; but so they are under various other +emotions. Nevertheless I could perceive that when they were pleased +the form of the lips differed a little from that assumed when they +were angered. If a young chimpanzee be tickled--and the armpits are +particularly sensitive to tickling, as in the case of our children,--a +more decided chuckling or laughing sound is uttered; though the +laughter is sometimes noiseless. The corners of the mouth are then drawn +backwards; and this sometimes causes the lower eyelids to be slightly +wrinkled. But this wrinkling, which is so characteristic of our own +laughter, is more plainly seen in some other monkeys. The teeth in +the upper jaw in the chimpanzee are not exposed when they utter their +laughing noise, in which respect they differ from us. But their +eyes sparkle and grow brighter, as Mr. W. L. Martin,[510] who has +particularly attended to their expression, states. + +Young Orangs, when tickled, likewise grin and make a chuckling sound; +and Mr. Martin says that their eyes grow brighter. As soon as their +laughter ceases, an expression may be detected passing over their faces, +which, as Mr. Wallace remarked to me, may be called a smile. I have +also noticed something of the same kind with the chimpanzee. Dr. +Duchenne--and I cannot quote a better authority--informs me that he kept +a very tame monkey in his house for a year; and when he gave it during +meal-times some choice delicacy, he observed that the corners of +its mouth were slightly raised; thus an expression of satisfaction, +partaking of the nature of an incipient smile, and resembling that often +seen on the face of main, could be plainly perceived in this animal. + +The _Cebus azarae_,[511] when rejoiced at again seeing a beloved person, +utters a peculiar tittering (_kichernden_) sound. It also expresses +agreeable sensations, by drawing back the corners of its mouth, without +producing any sound. Rengger calls this movement laughter, but it would +be more appropriately called a smile. The form of the mouth is different +when either pain or terror is expressed, and high shrieks are uttered. +Another species of _Cebus_ in the Zoological Gardens (_C. hypoleucus_) +when pleased, makes a reiterated shrill note, and likewise draws back +the corners of its mouth, apparently through the contraction of the same +muscles as with us. So does the Barbary ape (_Inuus ecaudatus_) to an +extraordinary degree; and I observed in this monkey that the skin of +the lower eyelids then became much wrinkled. At the same time it rapidly +moved its lower jaw or lips in a spasmodic manner, the teeth being +exposed; but the noise produced was hardly more distinct than that which +we sometimes call silent laughter. Two of the keepers affirmed that this +slight sound was the animal's laughter, and when I expressed some doubt +on this head (being at the time quite inexperienced), they made it +attack or rather threaten a hated Entellus monkey, living in the same +compartment. Instantly the whole expression of the face of the Inuus +changed; the mouth was opened much more widely, the canine teeth were +more fully exposed, and a hoarse barking noise was uttered. + +The Anubis baboon (_Cynocephalus anubis_) was first insulted and put +into a furious rage, as was easily done, by his keeper, who then made +friends with him and shook hands. As the reconciliation was effected the +baboon rapidly moved up and down his jaws and lips, and looked pleased. +When we laugh heartily, a similar movement, or quiver, may be observed +more or less distinctly in our jaws; but with man the muscles of the +chest are more particularly acted on, whilst with this baboon, and with +some other monkeys, it is the muscles of the jaws and lips which are +spasmodically affected. + +[Illustration: Cynopithecus niger, in a placid condition. Fig.16] + +[Illustration: Cynopithecus niger, pleased by being caressed. Fig.17] + +I have already had occasion to remark on the curious manner in which +two or three species of Alacacus and the _Cynopithecus niger_ draw back +their ears and utter a slight jabbering noise, when they are pleased +by being caressed. With the Cynopithecus (fig. 17), the corners of the +mouth are at the same time drawn backwards and upwards, so that the +teeth are exposed. Hence this expression would never be recognized by a +stranger as one of pleasure. The crest of long hairs on the forehead is +depressed, and apparently the whole skin of the head drawn backwards. +The eyebrows are thus raised a little, and the eyes assume a staring +appearance. The lower eyelids also become slightly wrinkled; but this +wrinkling is not conspicuous, owing to the permanent transverse furrows +on the face. + +_Painful emotions and sensations_.--With monkeys the expression of +slight pain, or of any painful emotion, such as grief, vexation, +jealousy, &c., is not easily distinguished from that of moderate anger; +and these states of mind readily and quickly pass into each other. +Grief, however, with some species is certainly exhibited by weeping. +A woman, who sold a monkey to the Zoological Society, believed to have +come from Borneo (_Macacus maurus_ or _M. inornatus_ of Gray), said that +it often cried; and Mr. Bartlett, as well as the keeper Mr. Sutton, have +repeatedly seen it, when grieved, or even when much pitied, weeping +so copiously that the tears rolled down its cheeks. There is, however, +something strange about this case, for two specimens subsequently kept +in the Gardens, and believed to be the same species, have never been +seen to weep, though they were carefully observed by the keeper and +myself when much distressed and loudly screaming. Rengger states[512] +that the eyes of the _Cebus azarae_ fill with tears, but not +sufficiently to overflow, when it is prevented getting some much desired +object, or is much frightened. Humboldt also asserts that the eyes of +the _Callithrix sciureus_ "instantly fill with tears when it is seized +with fear;" but when this pretty little monkey in the Zoological Gardens +was teased, so as to cry out loudly, this did not occur. I do not, +however, wish to throw the least doubt on the accuracy of Humboldt's +statement. + +The appearance of dejection in young orangs and chimpanzees, when out +of health, is as plain and almost as pathetic as in the case of our +children. This state of mind and body is shown by their listless +movements, fallen countenances, dull eyes, and changed complexion. + +_Anger_.--This emotion is often exhibited by many kinds of monkeys, and +is expressed, as Mr. Martin remarks,[513] in many different ways. "Some +species, when irritated, pout the lips, gaze with a fixed and savage +glare on their foe, and make repeated short starts as if about to spring +forward, uttering at the same time inward guttural sounds. Many display +their anger by suddenly advancing, making abrupt starts, at the same +time opening the mouth and pursing up the lips, so as to conceal the +teeth, while the eyes are daringly fixed on the enemy, as if in savage +defiance. Some again, and principally the long-tailed monkeys, or +Guenons, display their teeth, and accompany their malicious grins with +a sharp, abrupt, reiterated cry." Mr. Sutton confirms the statement that +some species uncover their teeth when enraged, whilst others conceal +them by the protrusion of their lips; and some kinds draw back their +ears. The _Cynopithecus niger_, lately referred to, acts in this manner, +at the same time depressing the crest of hair on its forehead, and +showing its teeth; so that the movements of the features from anger are +nearly the same as those from pleasure; and the two expressions can be +distinguished only by those familiar with the animal. + +Baboons often show their passion and threaten their enemies in a very +odd manner, namely, by opening their mouths widely as in the act of +yawning. Mr. Bartlett has often seen two baboons, when first placed +in the same compartment, sitting opposite to each other and thus +alternately opening their mouths; and this action seems frequently to +end in a real yawn. Mr. Bartlett believes that both animals wish to show +to each other that they are provided with a formidable set of teeth, as +is undoubtedly the case. As I could hardly credit the reality of this +yawning gesture, Mr. Bartlett insulted an old baboon and put him into a +violent passion; and he almost immediately thus acted. Some species of +Macacus and of Cereopithecus[514] behave in the same manner. Baboons +likewise show their anger, as was observed by Brehin with those which +he kept alive in Abyssinia, in another manner, namely, by striking the +ground with one hand, "like an angry man striking the table with his +fist." I have seen this movement with the baboons in the Zoological +Gardens; but sometimes the action seems rather to represent the +searching for a stone or other object in their beds of straw. + +Mr. Sutton has often observed the face of the _Macacus rhesus_, when +much enraged, growing red. As he was mentioning this to me, another +monkey attacked a _rhesus_, and I saw its face redden as plainly as that +of a man in a violent passion. In the course of a few minutes, after the +battle, the face of this monkey recovered its natural tint. At the same +time that the face reddened, the naked posterior part of the body, which +is always red, seemed to grow still redder; but I cannot positively +assert that this was the case. When the Mandrill is in any way excited, +the brilliantly coloured, naked parts of the skin are said to become +still more vividly coloured. + +With several species of baboons the ridge of the forehead projects much +over the eyes, and is studded with a few long hairs, representing our +eyebrows. These animals are always looking about them, and in order +to look upwards they raise their eyebrows. They have thus, as it would +appear, acquired the habit of frequently moving their eyebrows. However +this may be, many kinds of monkeys, especially the baboons, when angered +or in any way excited, rapidly and incessantly move their eyebrows +up and down, as well as the hairy skin of their foreheads.[515] As we +associate in the case of man the raising and lowering of the eyebrows +with definite states of the mind, the almost incessant movement of the +eyebrows by monkeys gives them a senseless expression. I once observed +a man who had a trick of continually raising his eyebrows without any +corresponding emotion, and this gave to him a foolish appearance; so it +is with some persons who keep the corners of their mouths a little drawn +backwards and upwards, as if by an incipient smile, though at the time +they are not amused or pleased. + +A young orang, made jealous by her keeper attending to another monkey, +slightly uncovered her teeth, and, uttering a peevish noise like +_tish-shist_, turned her back on him. Both orangs and chimpanzees, when +a little more angered, protrude their lips greatly, and make a harsh +barking noise. A young female chimpanzee, in a violent passion, +presented a curious resemblance to a child in the same state. She +screamed loudly with widely open mouth, the lips being retracted so that +the teeth were fully exposed. She threw her arms wildly about, sometimes +clasping them over her head. She rolled on the ground, sometimes on her +back, sometimes on her belly, and bit everything within reach. A young +gibbon (_Hylobates syndactylus_) in a passion has been described[516] as +behaving in almost exactly the same manner. + +The lips of young orangs and chimpanzees are protruded, sometimes to a +wonderful degree, under various circumstances. They act thus, not only +when slightly angered, sulky, or disappointed, but when alarmed at +anything--in one instance, at the sight of a turtle,[517]--and likewise +when pleased. But neither the degree of protrusion nor the shape of the +mouth is exactly the same, as I believe, in all cases; and the +sounds which are then uttered are different. The accompanying drawing +represents a chimpanzee made sulky by an orange having been offered him, +and then taken away. A similar protrusion or pouting of the lips, though +to a much slighter degree, may be seen in sulky children. + +[Illustration: Chimpanzee disappointed and sulky. Fig. 18] + +Many years ago, in the Zoological Gardens, I placed a looking-glass +on the floor before two young orangs, who, as far as it was known, had +never before seen one. At first they gazed at their own images with the +most steady surprise, and often changed their point of view. They then +approached close and protruded their lips towards the image, as if to +kiss it, in exactly the same manner as they had previously done towards +each other, when first placed, a few days before, in the same room. They +next made all sorts of grimaces, and put themselves in various attitudes +before the mirror; they pressed and rubbed the surface; they placed +their hands at different distances behind it; looked behind it; and +finally seemed almost frightened, started a little, became cross, and +refused to look any longer. + +When we try to perform some little action which is difficult and +requires precision, for instance, to thread a needle, we generally +close our lips firmly, for the sake, I presume, of not disturbing our +movements by breathing; and I noticed the same action in a young Orang. +The poor little creature was sick, and was amusing itself by trying to +kill the flies on the window-panes with its knuckles; this was difficult +as the flies buzzed about, and at each attempt the lips were firmly +compressed, and at the same time slightly protruded. + +Although the countenances, and more especially the gestures, of orangs +and chimpanzees are in some respects highly expressive, I doubt whether +on the whole they are so expressive as those of some other kinds of +monkeys. This may be attributed in part to their ears being immovable, +and in part to the nakedness of their eyebrows, of which the movements +are thus rendered less conspicuous. When, however, they raise their +eyebrows their foreheads become, as with us, transversely wrinkled. +In comparison with man, their faces are inexpressive, chiefly owing to +their not frowning under any emotion of the mind--that is, as far as +I have been able to observe, and I carefully attended to this point. +Frowning, which is one of the most important of all the expressions in +man, is due to the contraction of the corrugators by which the eyebrows +are lowered and brought together, so that vertical furrows are formed +on the forehead. Both the orang and chimpanzee are said[518] to possess +this muscle, but it seems rarely brought into action, at least in a +conspicuous manner. I made my hands into a sort of cage, and placing +some tempting fruit within, allowed both a young orang and chimpanzee +to try their utmost to get it out; but although they grew rather cross, +they showed not a trace of a frown. Nor was there any frown when they +were enraged. Twice I took two chimpanzees from their rather dark room +suddenly into bright sunshine, which would certainly have caused us to +frown; they blinked and winked their eyes, but only once did I see +a very slight frown. On another occasion, I tickled the nose of a +chimpanzee with a straw, and as it crumpled up its face, slight vertical +furrows appeared between the eyebrows. I have never seen a frown on the +forehead of the orang. + +The gorilla, when enraged, is described as erecting its crest of +hair, throwing down its under lip, dilating its nostrils, and uttering +terrific yells. Messrs. Savage and Wyman[519] state that the scalp can +be freely moved backwards and forwards, and that when the animal is +excited it is strongly contracted; but I presume that they mean by this +latter expression that the scalp is lowered; for they likewise speak of +the young chimpanzee, when crying out, as having the eyebrows strongly +contracted. The great power of movement in the scalp of the gorilla, of +many baboons and other monkeys, deserves notice in relation to the power +possessed by some few men, either through reversion or persistence, of +voluntarily moving their scalps.[520] + +_Astonishment, Terror_--A living fresh-water turtle was placed at my +request in the same compartment in the Zoological Gardens with many +monkeys; and they showed unbounded astonishment, as well as some fear. +This was displayed by their remaining motionless, staring intently with +widely opened eyes, their eyebrows being often moved up and down. Their +faces seemed somewhat lengthened. They occasionally raised themselves +on their hind-legs to get abetter view. They often retreated a few feet, +and then turning their heads over one shoulder, again stared intently. +It was curious to observe how much less afraid they were of the +turtle than of a living snake which I had formerly placed in their +compartment;[521] for in the course of a few minutes some of the monkeys +ventured to approach and touch the turtle. On the other hand, some of +the larger baboons were greatly terrified, and grinned as if on the +point of screaming out. When I showed a little dressed-up doll to the +_Cynopithecus niger_, it stood motionless, stared intently with widely +opened eyes, and advanced its ears a little forwards. But when the +turtle was placed in its compartment, this monkey also moved its lips in +an odd, rapid, jabbering manner, which the keeper declared was meant to +conciliate or please the turtle. + +I was never able clearly to perceive that the eyebrows of astonished +monkeys were kept permanently raised, though they were frequently moved +up and down. Attention, which precedes astonishment, is expressed by man +by a slight raising of the eyebrows; and Dr. Duchenne informs me that +when he gave to the monkey formerly mentioned some quite new article of +food, it elevated its eyebrows a little, thus assuming an appearance of +close attention. It then took the food in its fingers, and, with +lowered or rectilinear eyebrows, scratched, smelt, and examined it,--an +expression of reflection being thus exhibited. Sometimes it would +throw back its head a little, and again with suddenly raised eyebrows +re-examine and finally taste the food. + +In no case did any monkey keep its mouth open when it was astonished. +Mr. Sutton observed for me a young orang and chimpanzee during a +considerable length of time; and however much they were astonished, or +whilst listening intently to some strange sound, they did not keep +their mouths open. This fact is surprising, as with mankind hardly any +expression is more general than a widely open mouth under the sense of +astonishment. As far as I have been able to observe, monkeys breathe +more freely through their nostrils than men do; and this may account +for their not opening their mouths when they are astonished; for, as we +shall see in a future chapter, man apparently acts in this manner when +startled, at first for the sake of quickly drawing a full inspiration, +and afterwards for the sake of breathing as quietly as possible. + +Terror is expressed by many kinds of monkeys by the utterance of shrill +screams; the lips being drawn back, so that the teeth are exposed. The +hair becomes erect, especially when some anger is likewise felt. Mr. +Sutton has distinctly seen the face of the _Macacus rhesus_ grow pale +from fear. Monkeys also tremble from fear; and sometimes they void their +excretions. I have seen one which, when caught, almost fainted from an +excess of terror. + +Sufficient facts have now been given with respect to the expressions +of various animals. It is impossible to agree with Sir C. Bell when he +says[522] that "the faces of animals seem chiefly capable of expressing +rage and fear;" and again, when he says that all their expressions +"may be referred, more or less plainly, to their acts of volition or +necessary instincts." He who will look at a dog preparing to attack +another dog or a man, and at the same animal when caressing his master, +or will watch the countenance of a monkey when insulted, and when +fondled by his keeper, will be forced to admit that the movements of +their features and their gestures are almost as expressive as those of +man. Although no explanation can be given of some of the expressions in +the lower animals, the greater number are explicable in accordance with +the three principles given at the commencement of the first chapter. + + + +CHAPTER VI. -- SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. + +The screaming and weeping Of infants--Forms of features--Age at +which weeping commences--The effects of habitual restraint on +weeping--Sobbing--Cause of the contraction of the muscles round the eyes +during screaming--Cause of the secretion of tears. + + +IN this and the following chapters the expressions exhibited by Man +under various states of the mind will be described and explained, as far +as lies in my power. My observations will be arranged according to the +order which I have found the most convenient; and this will generally +lead to opposite emotions and sensations succeeding each other. + +_Suffering of the body and mind: weeping_.--I have already described in +sufficient detail, in the third chapter, the signs of extreme pain, as +shown by screams or groans, with the writhing of the whole body and the +teeth clenched or ground together. These signs are often accompanied or +followed by profuse sweating, pallor, trembling, utter prostration, +or faintness. No suffering is greater than that from extreme fear +or horror, but here a distinct emotion comes into play, and will be +elsewhere considered. Prolonged suffering, especially of the mind, +passes into low spirits, grief, dejection, and despair, and these +states will be the subject of the following chapter. Here I shall almost +confine myself to weeping or crying, more especially in children. + +Infants, when suffering even slight pain, moderate hunger, or +discomfort, utter violent and prolonged screams. Whilst thus screaming +their eyes are firmly closed, so that the skin round them is wrinkled, +and the forehead contracted into a frown. The mouth is widely opened +with the lips retracted in a peculiar manner, which causes it to assume +a squarish form; the gums or teeth being more or less exposed. The +breath is inhaled almost spasmodically. It is easy to observe infants +whilst screaming; but I have found photographs made by the instantaneous +process the best means for observation, as allowing more deliberation. I +have collected twelve, most of them made purposely for me; and they all +exhibit the same general characteristics. I have, therefore, had six of +them[601] (Plate I.) reproduced by the heliotype process. + +[Illustration: Screaming Infants. Plate I. ] + +The firm closing of the eyelids and consequent compression of +the eyeball,--and this is a most important element in various +expressions,--serves to protect the eyes from becoming too much gorged +with blood, as will presently be explained in detail. With respect to +the order in which the several muscles contract in firmly compressing +the eyes, I am indebted to Dr. Langstaff, of Southampton, for some +observations, which I have since repeated. The best plan for observing +the order is to make a person first raise his eyebrows, and this +produces transverse wrinkles across the forehead; and then very +gradually to contract all the muscles round the elves with as much force +as possible. The reader who is unacquainted with the anatomy of the +face, ought to refer to p. 24, and look at the woodcuts 1 to 3. The +corrugators of the brow (_corrugator supercilii_) seem to be the first +muscles to contract; and these draw the eyebrows downwards and inwards +towards the base of the nose, causing vertical furrows, that is a +frown, to appear between the eyebrows; at the same time they cause +the disappearance of the transverse wrinkles across the forehead. The +orbicular muscles contract almost simultaneously with the corrugators, +and produce wrinkles all round the eyes; they appear, however, to be +enabled to contract with greater force, as soon as the contraction +of the corrugators has given them some support. Lastly, the pyramidal +muscles of the nose contract; and these draw the eyebrows and the skin +of the forehead still lower down, producing short transverse wrinkles +across the base of the nose.[602] For the sake of brevity these muscles +will generally be spoken of as the orbiculars, or as those surrounding +the eyes. + +When these muscles are strongly contracted, those running to the upper +lip[603] likewise contract and raise the upper lip. This might have been +expected from the manner in which at least one of them, the _malaris_, +is connected with the orbiculars. Any one who will gradually contract +the muscles round his eyes, will feel, as he increases the force, that +his upper lip and the wings of his nose (which are partly acted on by +one of the same muscles) are almost always a little drawn up. If he +keeps his mouth firmly shut whilst contracting the muscles round the +eyes, and then suddenly relaxes his lips, he will feel that the pressure +on his eyes immediately increases. So again when a person on a bright, +glaring day wishes to look at a distant object, but is compelled +partially to close his eyelids, the upper lip may almost always be +observed to be somewhat raised. The mouths of some very short-sighted +persons, who are forced habitually to reduce the aperture of their eyes, +wear from this same reason a grinning expression. + +The raising of the upper lip draws upwards the flesh of the upper parts +of the cheeks, and produces a strongly marked fold on each cheek,--the +naso-labial fold,--which runs from near the wings of the nostrils to the +corners of the mouth and below them. This fold or furrow may be seen in +all the photographs, and is very characteristic of the expression of +a crying child; though a nearly similar fold is produced in the act of +laughing or Smiling.[604] + +As the upper lip is much drawn up during the act of screaming, in the +manner just explained, the depressor muscles of the angles of the mouth +(see K in woodcuts 1 and 2) are strongly contracted in order to keep the +mouth widely open, so that a full volume of sound may be poured forth. +The action of these opposed muscles, above and below, tends to give +to the mouth an oblong, almost squarish outline, as may be seen in the +accompanying photographs. An excellent observer,[605] in describing a +baby crying whilst being fed, says, "it made its mouth like a square, +and let the porridge run out at all four corners." I believe, but we +shall return to this point in a future chapter, that the depressor +muscles of the angles of the mouth are less under the separate control +of the will than the adjoining muscles; so that if a young child is +only doubtfully inclined to cry, this muscle is generally the first +to contract, and is the last to cease contracting. When older children +commence crying, the muscles which run to the upper lip are often the +first to contract; and this may perhaps be due to older children not +having so strong a tendency to scream loudly, and consequently to keep +their mouths widely open; so that the above-named depressor muscles are +not brought into such strong action. + +With one of my own infants, from his eighth day and for some time +afterwards, I often observed that the first sign of a screaming-fit, +when it could be observed coming on gradually, was a little frown, owing +to the contraction of the corrugators of the brows; the capillaries of +the naked head and face becoming at the same time reddened with blood. +As soon as the screaming-fit actually began, all the muscles round +the eyes were strongly contracted, and the mouth widely opened in the +manlier above described; so that at this early period the features +assumed the same form as at a more advanced age. + +Dr. Piderit[606] lays great stress on the contraction of certain +muscles which draw down the nose and narrow the nostrils, as eminently +characteristic of a crying expression. The _depressores anguli oris_, +as we have just seen, are usually contracted at the same time, and they +indirectly tend, according to Dr. Duchenne, to act in this same manner +on the nose. With children having bad colds a similar pinched appearance +of the nose may be noticed, which is at least partly due, as remarked +to me by Dr. Langstaff, to their constant snuffling, and the consequent +pressure of the atmosphere on the two sides. The purpose of this +contraction of the nostrils by children having bad colds, or whilst +crying, seems to be to cheek the downward flow of the mucus and tears, +and to prevent these fluids spreading over the upper lip. + +After a prolonged and severe screaming-fit, the scalp, face, and eyes +are reddened, owing to the return of the blood from the head having +been impeded by the violent expiratory efforts; but the redness of the +stimulated eyes is chiefly due to the copious effusion of tears. The +various muscles of the face which have been strongly contracted, +still twitch a little, and the upper lip is still slightly drawn up +or everted,[607] with the corners of the mouth still a little drawn +downwards. I have myself felt, and have observed in other grown-up +persons, that when tears are restrained with difficulty, as in reading a +pathetic story, it is almost impossible to prevent the various muscles. +which with young children are brought into strong action during their +screaming-fits, from slightly twitching or trembling. + +Infants whilst young do not shed tears or weep, as is well known to +nurses and medical men. This circumstance is not exclusively due to +the lacrymal glands being as yet incapable of secreting tears. I first +noticed this fact from having accidentally brushed with the cuff of my +coat the open eye of one of my infants, when seventy-seven days +old, causing this eye to water freely; and though the child screamed +violently, the other eye remained dry, or was only slightly suffused +with tears. A similar slight effusion occurred ten days previously in +both eyes during a screaming-fit. The tears did not run over the eyelids +and roll down the cheeks of this child, whilst screaming badly, when 122 +days old. This first happened 17 days later, at the age of 139 days. +A few other children have been observed for me, and the period of +free weeping appears to be very variable. In one case, the eyes became +slightly suffused at the age of only 20 days; in another, at 62 days. +With two other children, the tears did NOT run down the face at the ages +of 84 and 110 days; but in a third child they did run down at the age of +104 days. In one instance, as I was positively assured, tears ran +down at the unusually early age of 42 days. It would appear as if the +lacrymal glands required some practice in the individual before they +are easily excited into action, in somewhat the same manner as various +inherited consensual movements and tastes require some exercise before +they are fixed and perfected. This is all the more likely with a habit +like weeping, which must have been acquired since the period when man +branched off from the common progenitor of the genus Homo and of the +non-weeping anthropomorphous apes. + +The fact of tears not being shed at a very early age from pain or any +mental emotion is remarkable, as, later in life, no expression is more +general or more strongly marked than weeping. When the habit has +once been acquired by an infant, it expresses in the clearest manner +suffering of all kinds, both bodily pain and mental distress, even +though accompanied by other emotions, such as fear or rage. The +character of the crying, however, changes at a very early age, as I +noticed in my own infants,--the passionate cry differing from that of +grief. A lady informs me that her child, nine months old, when in a +passion screams loudly, but does not weep; tears, however, are shed when +she is punished by her chair being turned with its back to the table. +This difference may perhaps be attributed to weeping being restrained, +as we shall immediately see, at a more advanced age, under most +circumstances excepting grief; and to the influence of such restraint +being transmitted to an earlier period of life, than that at which it +was first practised. + +With adults, especially of the male sex, weeping soon ceases to be +caused by, or to express, bodily pain. This may be accounted for by its +being thought weak and unmanly by men, both of civilized and barbarous +races, to exhibit bodily pain by any outward sign. With this exception, +savages weep copiously from very slight causes, of which fact Sir J. +Lubbock[608] has collected instances. A New Zealand chief "cried like +a child because the sailors spoilt his favourite cloak by powdering it +with flour." I saw in Tierra del Fuego a native who had lately lost a +brother, and who alternately cried with hysterical violence, and laughed +heartily at anything which amused him. With the civilized nations +of Europe there is also much difference in the frequency of weeping. +Englishmen rarely cry, except under the pressure of the acutest grief; +whereas in some parts of the Continent the men shed tears much more +readily and freely. + +The insane notoriously give way to all their emotions with little or no +restraint; and I am informed by Dr. J. Crichton Browne, that nothing is +more characteristic of simple melancholia, even in the male sex, than a +tendency to weep on the slightest occasions, or from no cause. They also +weep disproportionately on the occurrence of any real cause of grief. +The length of time during which some patients weep is astonishing, as +well as the amount of tears which they shed. One melancholic girl wept +for a whole day, and afterwards confessed to Dr. Browne, that it was +because she remembered that she had once shaved off her eyebrows to +promote their growth. Many patients in the asylum sit for a long time +rocking themselves backwards and forwards; "and if spoken to, they stop +their movements, purse up their eyes, depress the corners of the mouth, +and burst out crying." In some of these cases, the being spoken to or +kindly greeted appears to suggest some fanciful and sorrowful notion; +but in other cases an effort of any kind excites weeping, independently +of any sorrowful idea. Patients suffering from acute mania likewise +have paroxysms of violent crying or blubbering, in the midst of their +incoherent ravings. We must not, however, lay too much stress on the +copious shedding of tears by the insane, as being due to the lack of all +restraint; for certain brain-diseases, as hemiplegia, brain-wasting, +and senile decay, have a special tendency to induce weeping. Weeping is +common in the insane, even after a complete state of fatuity has been +reached and the power of speech lost. Persons born idiotic likewise +weep;[609] but it is said that this is not the case with cretins. + +Weeping seems to be the primary and natural expression, as we see in +children, of suffering of any kind, whether bodily pain short of extreme +agony, or mental distress. But the foregoing facts and common experience +show us that a frequently repeated effort to restrain weeping, in +association with certain states of the mind, does much in checking the +habit. On the other hand, it appears that the power of weeping can be +increased through habit; thus the Rev. R. Taylor,[610] who long resided +in New Zealand, asserts that the women can voluntarily shed tears in +abundance; they meet for this purpose to mourn for the dead, and they +take pride in crying "in the most affecting manner." + +A single effort of repression brought to bear on the lacrymal glands +does little, and indeed seems often to lead to an opposite result. An +old and experienced physician told me that he had always found that +the only means to check the occasional bitter weeping of ladies who +consulted him, and who themselves wished to desist, was earnestly to beg +them not to try, and to assure them that nothing would relieve them so +much as prolonged and copious crying. + +The screaming of infants consists of prolonged expirations, with short +and rapid, almost spasmodic inspirations, followed at a somewhat more +advanced age by sobbing. According to Gratiolet,[611] the glottis is +chiefly affected during the act of sobbing. This sound is heard "at the +moment when the inspiration conquers the resistance of the glottis, +and the air rushes into the chest." But the whole act of respiration +is likewise spasmodic and violent. The shoulders are at the same time +generally raised, as by this movement respiration is rendered easier. +With one of my infants, when seventy-seven days old, the inspirations +were so rapid and strong that they approached in character to sobbing; +when 138 days old I first noticed distinct sobbing, which subsequently +followed every bad crying-fit. The respiratory movements are partly +voluntary and partly involuntary, and I apprehend that sobbing is at +least in part due to children having some power to command after early +infancy their vocal organs and to stop their screams, but from having +less power over their respiratory muscles, these continue for a time +to act in an involuntary or spasmodic manner, after having been brought +into violent action. Sobbing seems to be peculiar to the human species; +for the keepers in the Zoological Gardens assure me that they have never +heard a sob from any kind of monkey; though monkeys often scream loudly +whilst being chased and caught, and then pant for a long time. We thus +see that there is a close analogy between sobbing and the free shedding +of tears; for with children, sobbing does not commence during early +infancy, but afterwards comes on rather suddenly and then follows every +bad crying-fit, until the habit is checked with advancing years. + +_On the cause of the contraction of the muscles round the eyes during +screaming_.--We have seen that infants and young children, whilst +screaming, invariably close their eyes firmly, by the contraction of the +surrounding muscles, so that the skin becomes wrinkled all around. With +older children, and even with adults, whenever there is violent and +unrestrained crying, a tendency to the contraction of these same muscles +may be observed; though this is often checked in order not to interfere +with vision. + +Sir C. Bell explains[612] this action in the following manner:--"During +every violent act of expiration, whether in hearty laughter, weeping, +coughing, or sneezing, the eyeball is firmly compressed by the fibres +of the orbicularis; and this is a provision for supporting and defending +the vascular system of the interior of the eye from a retrograde impulse +communicated to the blood in the veins at that time. When we contract +the chest and expel the air, there is a retardation of the blood in the +veins of the neck and head; and in the more powerful acts of expulsion, +the blood not only distends the vessels, but is even regurgitated into +the minute branches. Were the eye not properly compressed at that +time, and a resistance given to the shock, irreparable injury might +be inflicted on the delicate textures of the interior of the eye." He +further adds, "If we separate the eyelids of a child to examine the eye, +while it cries and struggles with passion, by taking off the natural +support to the vascular system of the eye, and means of guarding it +against the rush of blood then occurring, the conjunctiva becomes +suddenly filled with blood, and the eyelids everted." + +Not only are the muscles round the eyes strongly contracted, as Sir +C. Bell states and as I have often observed, during screaming, loud +laughter, coughing, and sneezing, but during several other analogous +actions. A man contracts these muscles when he violently blows his nose. +I asked one of my boys to shout as loudly as he possibly could, and as +soon as he began, he firmly contracted his orbicular muscles; I observed +this repeatedly, and on asking him why he had every time so firmly +closed his eyes, I found that he was quite unaware of the fact: he had +acted instinctively or unconsciously. + +It is not necessary, in order to lead to the contraction of these +muscles, that air should actually be expelled from the chest; it +suffices that the muscles of the chest and abdomen should contract with +great force, whilst by the closure of the glottis no air escapes. In +violent vomiting or retching the diaphragm is made to descend by the +chest being filled with air; it is then held in this position by the +closure of the glottis, "as well as by the contraction of its own +fibres."[613] The abdominal muscles now contract strongly upon the +stomach, its proper muscles likewise contracting, and the contents are +thus ejected. During each effort of vomiting "the head becomes greatly +congested, so that the features are red and swollen, and the large veins +of the face and temples visibly dilated." At the same time, as I know +from observation, the muscles round the eyes are strongly contracted. +This is likewise the case when the abdominal muscles act downwards with +unusual force in expelling the contents of the intestinal canal. + +The greatest exertion of the muscles of the body, if those of the chest +are not brought into strong action in expelling or compressing the air +within the lungs, does not lead to the contraction of the muscles +round the eyes. I have observed my sons using great force in gymnastic +exercises, as in repeatedly raising their suspended bodies by their +arms alone, and in lifting heavy weights from the ground, but there was +hardly any trace of contraction in the muscles round the eyes. + +As the contraction of these muscles for the protection of the eyes +during violent expiration is indirectly, as we shall hereafter see, a +fundamental element in several of our most important expressions, I +was extremely anxious to ascertain how far Sir C. Bell's view could be +substantiated. Professor Donders, of Utrecht,[614] well known as one of +the highest authorities in Europe on vision and on the structure of the +eye, has most kindly undertaken for me this investigation with the aid +of the many ingenious mechanisms of modern science, and has published +the results.[615] He shows that during violent expiration the external, +the intra-ocular, and the retro-ocular vessels of the eye are all +affected in two ways, namely by the increased pressure of the blood in +the arteries, and by the return of the blood in the veins being impeded. +It is, therefore, certain that both the arteries and the veins of the +eye are more or less distended during violent expiration. The evidence +in detail may be found in Professor Donders' valuable memoir. We see the +effects on the veins of the head, in their prominence, and in the purple +colour of the face of a man who coughs violently from being half choked. +I may mention, on the same authority, that the whole eye certainly +advances a little during each violent expiration. This is due to the +dilatation of the retro-ocular vessels, and might have been expected +from the intimate connection of the eye and brain; the brain being known +to rise and fall with each respiration, when a portion of the skull has +been removed; and as may be seen along the unclosed sutures of infants' +heads. This also, I presume, is the reason that the eyes of a strangled +man appear as if they were starting from their sockets. + +With respect to the protection of the eye during violent expiratory +efforts by the pressure of the eyelids, Professor Donders concludes from +his various observations that this action certainly limits or entirely +removes the dilatation of the vessels.[616] At such times, he adds, we +not unfrequently see the hand involuntarily laid upon the eyelids, as if +the better to support and defend the eyeball. + +Nevertheless much evidence cannot at present be advanced to prove that +the eye actually suffers injury from the want of support during violent +expiration; but there is some. It is "a fact that forcible expiratory +efforts in violent coughing or vomiting, and especially in sneezing, +sometimes give rise to ruptures of the little (external) vessels" of the +eye.[617] With respect to the internal vessels, Dr. Gunning has lately +recorded a case of exophthalmos in consequence of whooping-cough, +which in his opinion depended on the rupture of the deeper vessels; and +another analogous case has been recorded. But a mere sense of discomfort +would probably suffice to lead to the associated habit of protecting +the eyeball by the contraction of the surrounding muscles. Even the +expectation or chance of injury would probably be sufficient, in the +same manner as an object moving too near the eye induces involuntary +winking of the eyelids. We may, therefore, safely conclude from Sir +C. Bell's observations, and more especially from the more careful +investigations by Professor Donders, that the firm closure of the +eyelids during the screaming of children is an action full of meaning +and of real service. + +We have already seen that the contraction of the orbicular muscles leads +to the drawing up of the upper lip, and consequently, if the mouth is +kept widely open, to the drawing down of the corners by the contraction +of the depressor muscles. The formation of the naso-labial fold on the +cheeks likewise follows from the drawing up of the upper lip. Thus all +the chief expressive movements of the face during crying apparently +result from the contraction of the muscles round the eyes. We shall also +find that the shedding of tears depends on, or at least stands in some +connection with, the contraction of these same muscles. + +In some of the foregoing cases, especially in those of sneezing and +coughing, it is possible that the contraction of the orbicular muscles +may serve in addition to protect the eyes from too severe a jar or +vibration. I think so, because dogs and cats, in crunching hard bones, +always close their eyelids, and at least sometimes in sneezing; though +dogs do not do so whilst barking loudly. Mr. Sutton carefully observed +for me a young orang and chimpanzee, and he found that both always +closed their eyes in sneezing and coughing, but not whilst screaming +violently. I gave a small pinch of snuff to a monkey of the American +division, namely, a Cebus, and it closed its eyelids whilst sneezing; +but not on a subsequent occasion whilst uttering loud cries. + +_Cause of the secretion of tears_.--It is an important fact which must +be considered in any theory of the secretion of tears from the mind +being affected, that whenever the muscles round the eyes are strongly +and involuntarily contracted in order to compress the blood-vessels +and thus to protect the eyes, tears are secreted, often in sufficient +abundance to roll down the cheeks. This occurs under the most opposite +emotions, and under no emotion at all. The sole exception, and this +is only a partial one, to the existence of a relation between the +involuntary and strong contraction of these muscles and the secretion +of tears is that of young infants, who, whilst screaming violently +with their eyelids firmly closed, do not commonly weep until they +have attained the age of from two to three or four months. Their eyes, +however, become suffused with tears at a much earlier age. It would +appear, as already remarked, that the lacrymal glands do not, from the +want of practice or some other cause, come to full functional activity +at a very early period of life. With children at a somewhat later age, +crying out or wailing from any distress is so regularly accompanied +by the shedding of tears, that weeping and crying are synonymous +terms.[618] + +Under the opposite emotion of great joy or amusement, as long as +laughter is moderate there is hardly any contraction of the muscles +round the eyes, so that there is no frowning; but when peals of loud +laughter are uttered, with rapid and violent spasmodic expirations, +tears stream down the face. I have more than once noticed the face of a +person, after a paroxysm of violent laughter, and I could see that +the orbicular muscles and those running to the upper lip were still +partially contracted, which together with the tear-stained cheeks gave +to the upper half of the face an expression not to be distinguished from +that of a child still blubbering from grief. The fact of tears streaming +down the face during violent laughter is common to all the races of +mankind, as we shall see in a future chapter. + +In violent coughing especially when a person is half-choked, the face +becomes purple, the veins distended, the orbicular muscles strongly +contracted, and tears run down the cheeks. Even after a fit of ordinary +coughing, almost every one has to wipe his eyes. In violent vomiting or +retching, as I have myself experienced and seen in others, the orbicular +muscles are strongly contracted, and tears sometimes flow freely +down the cheeks. It has been suggested to me that this may be due to +irritating matter being injected into the nostrils, and causing by +reflex action the secretion of tears. Accordingly I asked one of my +informants, a surgeon, to attend to the effects of retching when nothing +was thrown up from the stomach; and, by an odd coincidence, he himself +suffered the next morning from an attack of retching, and three days +subsequently observed a lady under a similar attack; and he is certain +that in neither case an atom of matter was ejected from the stomach; +yet the orbicular muscles were strongly contracted, and tears freely +secreted. I can also speak positively to the energetic contraction of +these same muscles round the eyes, and to the coincident free secretion +of tears, when the abdominal muscles act with unusual force in a +downward direction on the intestinal canal. + +Yawning commences with a deep inspiration, followed by a long and +forcible expiration; and at the same time almost all the muscles of the +body are strongly contracted, including those round the eyes. During +this act tears are often secreted, and I have seen them even rolling +down the cheeks. + +I have frequently observed that when persons scratch some point which +itches intolerably, they forcibly close their eyelids; but they do not, +as I believe, first draw a deep breath and then expel it with force; and +I have never noticed that the eyes then become filled with tears; but I +am not prepared to assert that this does not occur. The forcible closure +of the eyelids is, perhaps, merely a part of that general action by +which almost all the muscles of the body are at the same time rendered +rigid. It is quite different from the gentle closure of the eyes which +often accompanies, as Gratiolet remarks,[619] the smelling a delicious +odour, or the tasting a delicious morsel, and which probably originates +in the desire to shut out any disturbing impression through the eyes. + +Professor Donders writes to me to the following effect: "I have +observed some cases of a very curious affection when, after a slight rub +(_attouchement_), for example, from the friction of a coat, which +caused neither a wound nor a contusion, spasms of the orbicular muscles +occurred, with a very profuse flow of tears, lasting about one hour. +Subsequently, sometimes after an interval of several weeks, violent +spasms of the same muscles re-occurred, accompanied by the secretion +of tears, together with primary or secondary redness of the eye." Mr. +Bowman informs me that he has occasionally observed closely analogous +cases, and that, in some of these, there was no redness or inflammation +of the eyes. + +I was anxious to ascertain whether there existed in any of the lower +animals a similar relation between the contraction of the orbicular +muscles during violent expiration and the secretion of tears; but there +are very few animals which contract these muscles in a prolonged manner, +or which shed tears. _The Macacus maurus_, which formerly wept so +copiously in the Zoological Gardens, would have been a fine case for +observation; but the two monkeys now there, and which are believed +to belong to the same species, do not weep. Nevertheless they were +carefully observed by Mr. Bartlett and myself, whilst screaming loudly, +and they seemed to contract these muscles; but they moved about their +cages so rapidly, that it was difficult to observe with certainty. No +other monkey, as far as I have been able to ascertain, contracts its +orbicular muscles whilst screaming. + +The Indian elephant is known sometimes to weep. Sir E. Tennent, in +describing these which he saw captured and bound in Ceylon, says, some +"lay motionless on the ground, with no other indication of suffering +than the tears which suffused their eyes and flowed incessantly." +Speaking of another elephant he says, "When overpowered and made fast, +his grief was most affecting; his violence sank to utter prostration, +and he lay on the ground, uttering choking cries, with tears trickling +down his cheeks."[620] In the Zoological Gardens the keeper of the +Indian elephants positively asserts that he has several times seen tears +rolling down the face of the old female, when distressed by the removal +of the young one. Hence I was extremely anxious to ascertain, as an +extension of the relation between the contraction of the orbicular +muscles and the shedding of tears in man, whether elephants when +screaming or trumpeting loudly contract these muscles. At Mr. Bartlett's +desire the keeper ordered the old and the young elephant to trumpet; and +we repeatedly saw in both animals that, just as the trumpeting began, +the orbicular muscles, especially the lower ones, were distinctly +contracted. On a subsequent occasion the keeper made the old elephant +trumpet much more loudly, and invariably both the upper and lower +orbicular muscles were strongly contracted, and now in an equal degree. +It is a singular fact that the African elephant, which, however, is so +different from the Indian species that it is placed by some naturalists +in a distinct sub-genus, when made on two occasions to trumpet loudly, +exhibited no trace of the contraction of the orbicular muscles. + +From the several foregoing cases with respect to Man, there can, I +think, be no doubt that the contraction of the muscles round the +eyes, during violent expiration or when the expanded chest is forcibly +compressed, is, in some manner, intimately connected with the secretion +of tears. This holds good under widely different emotions, and +independently of any emotion. It is not, of course, meant that tears +cannot be secreted without the contraction of these muscles; for it is +notorious that they are often freely shed with the eyelids not closed, +and with the brows unwrinkled. The contraction must be both involuntary +and prolonged, as during a choking fit, or energetic, as during a +sneeze. The mere involuntary winking of the eyelids, though often +repeated, does not bring tears into the eyes. Nor does the voluntary and +prolonged contraction of the several surrounding muscles suffice. As the +lacrymal glands of children are easily excited, I persuaded my own +and several other children of different ages to contract these muscles +repeatedly with their utmost force, and to continue doing so as long +as they possibly could; but this produced hardly any effect. There was +sometimes a little moisture in the eyes, but not more than apparently +could be accounted for by the squeezing out of the already secreted +tears within the glands. + +The nature of the relation between the involuntary and energetic +contraction of the muscles round the eyes, and the secretion of tears, +cannot be positively ascertained, but a probable view may be suggested. +The primary function of the secretion of tears, together with some +mucus, is to lubricate the surface of the eye; and a secondary one, as +some believe, is to keep the nostrils damp, so that the inhaled air +may be moist,[621] and likewise to favour the power of smelling. But +another, and at least equally important function of tears, is to wash +out particles of dust or other minute objects which may get into the +eyes. That this is of great importance is clear from the cases in which +the cornea has been rendered opaque through inflammation, caused by +particles of dust not being removed, in consequence of the eye and +eyelid becoming immovable.[622] The secretion of tears from the +irritation of any foreign body in the eye is a reflex action;--that +is, the body irritates a peripheral nerve which sends an impression to +certain sensory nerve-cells; these transmit an influence to other cells, +and these again to the lacrymal glands. The influence transmitted to +these glands causes, as there is good reason to believe, the relaxation +of the muscular coats of the smaller arteries; this allows more blood +to permeate the glandular tissue, and this induces a free secretion +of tears. When the small arteries of the face, including those of the +retina, are relaxed under very different circumstances, namely, during +an intense blush, the lacrymal glands are sometimes affected in a like +manner, for the eyes become suffused with tears. + +It is difficult to conjecture how many reflex actions have originated, +but, in relation to the present case of the affection of the lacrymal +glands through irritation of the surface of the eye, it may be worth +remarking that, as soon as some primordial form became semi-terrestrial +in its habits, and was liable to get particles of dust into its eyes, if +these were not washed out they would cause much irritation; and on the +principle of the radiation of nerve-force to adjoining nerve-cells, the +lacrymal glands would be stimulated to secretion. As this would often +recur, and as nerve-force readily passes along accustomed channels, a +slight irritation would ultimately suffice to cause a free secretion of +tears. + +As soon as by this, or by some other means, a reflex action of this +nature had been established and rendered easy, other stimulants applied +to the surface of the eye--such as a cold wind, slow inflammatory +action, or a blow on the eyelids--would cause a copious secretion of +tears, as we know to be the case. The glands are also excited into +action through the irritation of adjoining parts. Thus when the nostrils +are irritated by pungent vapours, though the eyelids may be kept firmly +closed, tears are copiously secreted; and this likewise follows from a +blow on the nose, for instance from a boxing-glove. A stinging switch +on the face produces, as I have seen, the same effect. In these latter +cases the secretion of tears is an incidental result, and of no direct +service. As all these parts of the face, including the lacrymal glands, +are supplied with branches of the same nerve, namely, the fifth, it is +in some degree intelligible that the effects of the excitement of +any one branch should spread to the nerve-cells or roots of the other +branches. + +The internal parts of the eye likewise act, under certain conditions, +in a reflex manner on the lacrymal glands. The following statements have +been kindly communicated to me by Mr. Bowman; but the subject is a very +intricate one, as all the parts of the eye are so intimately related +together, and are so sensitive to various stimulants. A strong light +acting on the retina, when in a normal condition, has very little +tendency to cause lacrymation; but with unhealthy children having +small, old-standing ulcers on the cornea, the retina becomes excessively +sensitive to light, and exposure even to common daylight causes forcible +and sustained closure of the lids, and a profuse flow of tears. When +persons who ought to begin the use of convex glasses habitually strain +the waning power of accommodation, an undue secretion of tears very +often follows, and the retina is liable to become unduly sensitive to +light. In general, morbid affections of the surface of the eye, and of +the ciliary structures concerned in the accommodative act, are prone +to be accompanied with excessive secretion of tears. Hardness of the +eyeball, not rising to inflammation, but implying a want of balance +between the fluids poured out and again taken up by the intra-ocular +vessels, is not usually attended with any lacrymation. When the balance +is on the other side, and the eye becomes too soft, there is a greater +tendency to lacrymation. Finally, there are numerous morbid states and +structural alterations of the eyes, and even terrible inflammations, +which may be attended with little or no secretion of tears. + +It also deserves notice, as indirectly bearing on our subject, that the +eye and adjoining parts are subject to an extraordinary number of +reflex and associated movements, sensations, and actions, besides those +relating to the lacrymal glands. When a bright light strikes the retina +of one eye alone, the iris contracts, but the iris of the other eye +moves after a measurable interval of time. The iris likewise moves in +accommodation to near or distant vision, and when the two eyes are made +to converge.[623] Every one knows how irresistibly the eyebrows +are drawn down under an intensely bright light. The eyelids also +involuntarily wink when an object is moved near the eyes, or a sound +is suddenly heard. The well-known case of a bright light causing some +persons to sneeze is even more curious; for nerve-force here radiates +from certain nerve-cells in connection with the retina, to the sensory +nerve-cells of the nose, causing it to tickle; and from these, to the +cells which command the various respiratory muscles (the orbiculars +included) which expel the air in so peculiar a manner that it rushes +through the nostrils alone. + +To return to our point: why are tears secreted during a screaming-fit or +other violent expiratory efforts? As a slight blow on the eyelids causes +a copious secretion of tears, it is at least possible that the spasmodic +contraction of the eyelids, by pressing strongly on the eyeball, should +in a similar manner cause some secretion. This seems possible, although +the voluntary contraction of the same muscles does not produce any +such effect. We know that a man cannot voluntarily sneeze or cough with +nearly the same force as he does automatically; and so it is with the +contraction of the orbicular muscles: Sir C. Bell experimented on them, +and found that by suddenly and forcibly closing the eyelids in the dark, +sparks of light are seen, like those caused by tapping the eyelids with +the fingers; "but in sneezing the compression is both more rapid and +more forcible, and the sparks are more brilliant." That these sparks +are due to the contraction of the eyelids is clear, because if they +"are held open during the act of sneezing, no sensation of light will be +experienced." In the peculiar cases referred to by Professor Donders +and Mr. Bowman, we have seen that some weeks after the eye has been very +slightly injured, spasmodic contractions of the eyelids ensue, and these +are accompanied by a profuse flow of tears. In the act of yawning, the +tears are apparently due solely to the spasmodic contraction of the +muscles round the eyes. Notwithstanding these latter cases, it seems +hardly credible that the pressure of the eyelids on the surface of the +eye, although effected spasmodically and therefore with much greater +force than can be done voluntarily, should be sufficient to cause by +reflex action the secretion of tears in the many cases in which this +occurs during violent expiratory efforts. + +Another cause may come conjointly into play. We have seen that the +internal parts of the eye, under certain conditions act in a reflex +manner on the lacrymal glands. We know that during violent expiratory +efforts the pressure of the arterial blood within the vessels of the +eye is increased, and that the return of the venous blood is impeded. +It seems, therefore, not improbable that the distension of the +ocular vessels, thus induced, might act by reflection on the lacrymal +glands--the effects due to the spasmodic pressure of the eyelids on the +surface of the eye being thus increased. + +In considering how far this view is probable, we should bear in mind +that the eyes of infants have been acted on in this double manner +during numberless generations, whenever they have screamed; and on the +principle of nerve-force readily passing along accustomed channels, even +a moderate compression of the eyeballs and a moderate distension of +the ocular vessels would ultimately come, through habit, to act on the +glands. We have an analogous case in the orbicular muscles being +almost always contracted in some slight degree, even during a gentle +crying-fit, when there can be no distension of the vessels and no +uncomfortable sensation excited within the eyes. + +Moreover, when complex actions or movements have long been performed +in strict association together, and these are from any cause at first +voluntarily and afterwards habitually checked, then if the proper +exciting conditions occur, any part of the action or movement which is +least under the control of the will, will often still be involuntarily +performed. The secretion by a gland is remarkably free from the +influence of the will; therefore, when with the advancing age of the +individual, or with the advancing culture of the race, the habit of +crying out or screaming is restrained, and there is consequently no +distension of the blood-vessels of the eye, it may nevertheless well +happen that tears should still be secreted. We may see, as lately +remarked, the muscles round the eyes of a person who reads a pathetic +story, twitching or trembling in so slight a degree as hardly to be +detected. In this case there has been no screaming and no distension of +the blood-vessels, yet through habit certain nerve-cells send a small +amount of nerve-force to the cells commanding the muscles round the +eyes; and they likewise send some to the cells commanding the lacrymal +glands, for the eyes often become at the same time just moistened with +tears. If the twitching of the muscles round the eyes and the secretion +of tears had been completely prevented, nevertheless it is almost +certain that there would have been some tendency to transmit nerve-force +in these same directions; and as the lacrymal glands are remarkably free +from the control of the will, they would be eminently liable still +to act, thus betraying, though there were no other outward signs, the +pathetic thoughts which were passing through the person's mind. + +As a further illustration of the view here advanced, I may remark that +if, during an early period of life, when habits of all kinds are readily +established, our infants, when pleased, had been accustomed to utter +loud peals of laughter (during which the vessels of their eyes are +distended) as often and as continuously as they have yielded when +distressed to screaming-fits, then it is probable that in after life +tears would have been as copiously and as regularly secreted under the +one state of mind as under the other. Gentle laughter, or a smile, +or even a pleasing thought, would have sufficed to cause a moderate +secretion of tears. There does indeed exist an evident tendency in this +direction, as will be seen in a future chapter, when we treat of +the tender feelings. With the Sandwich Islanders, according to +Freycinet,[624] tears are actually recognized as a sign of happiness; +but we should require better evidence on this head than that of a +passing voyager. So again if our infants, during many generations, +and each of them during several years, had almost daily suffered +from prolonged choking-fits, during which the vessels of the eye are +distended and tears copiously secreted, then it is probable, such is the +force of associated habit, that during after life the mere thought of a +choke, without any distress of mind, would have sufficed to bring tears +into our eyes. + +To sum up this chapter, weeping is probably the result of some such +chain of events as follows. Children, when wanting food or suffering in +any way, cry out loudly, like the young of most other animals, partly +as a call to their parents for aid, and partly from any great exertion +serving relief. Prolonged screaming inevitably leads to the gorging +of the blood-vessels of the eye; and this will have led, at first +consciously and at last habitually, to the contraction of the muscles +round the eyes in order to protect them. At the same time the spasmodic +pressure on the surface of the eye, and the distension of the vessels +within the eye, without necessarily entailing any conscious sensation, +will have affected, through reflex action, the lacrymal glands. Finally, +through the three principles of nerve-force readily passing along +accustomed channels--of association, which is so widely extended in its +power--and of certain actions, being more under the control of the +will than others--it has come to pass that suffering readily causes the +secretion of tears, without being necessarily accompanied by any other +action. + +Although in accordance with this view we must look at weeping as an +incidental result, as purposeless as the secretion of tears from a blow +outside the eye, or as a sneeze from the retina being affected by +a bright light, yet this does not present any difficulty in our +understanding how the secretion of tears serves as a relief to +suffering. And by as much as the weeping is more violent or hysterical, +by so much will the relief be greater,--on the same principle that the +writhing of the whole body, the grinding of the teeth, and the uttering +of piercing shrieks, all give relief under an agony of pain. + + + +CHAPTER VII. -- LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. + +General effect of grief on the system--Obliquity of the eyebrows +under suffering--On the cause of the obliquity of the eyebrows--On the +depression of the corners of the mouth. + + +AFTER the mind has suffered from an acute paroxysm of grief, and the +cause still continues, we fall into a state of low spirits; or we may be +utterly cast down and dejected. Prolonged bodily pain, if not amounting +to an agony, generally leads to the same state of mind. If we expect to +suffer, we are anxious; if we have no hope of relief, we despair. + +Persons suffering from excessive grief often seek relief by violent and +almost frantic movements, as described in a former chapter; but when +their suffering is somewhat mitigated, yet prolonged, they no longer +wish for action, but remain motionless and passive, or may occasionally +rock themselves to and fro. The circulation becomes languid; the face +pale; the muscles flaccid; the eyelids droop; the head hangs on the +contracted chest; the lips, cheeks, and lower jaw all sink downwards +from their own weight. Hence all the features are lengthened; and the +face of a person who hears bad news is said to fall. A party of natives +in Tierra del Fuego endeavoured to explain to us that their friend, the +captain of a sealing vessel, was out of spirits, by pulling down their +cheeks with both hands, so as to make their faces as long as possible. +Mr. Bunnet informs me that the Australian aborigines when out of spirits +have a chop-fallen appearance. After prolonged suffering the eyes become +dull and lack expression, and are often slightly suffused with tears. +The eyebrows not rarely are rendered oblique, which is due to their +inner ends being raised. This produces peculiarly-formed wrinkles on the +forehead, which are very different from those of a simple frown; though +in some cases a frown alone may be present. The comers of the mouth are +drawn downwards, which is so universally recognized as a sign of being +out of spirits, that it is almost proverbial. + +The breathing becomes slow and feeble, and is often interrupted by deep +sighs. As Gratiolet remarks, whenever our attention is long concentrated +on any subject, we forget to breathe, and then relieve ourselves by a +deep inspiration; but the sighs of a sorrowful person, owing to his slow +respiration and languid circulation, are eminently characteristic.[701] +As the grief of a person in this state occasionally recurs and increases +into a paroxysm, spasms affect the respiratory muscles, and he feels +as if something, the so-called _globus hystericus_, was rising in his +throat. These spasmodic movements are clearly allied to the sobbing of +children, and are remnants of those severer spasms which occur when a +person is said to choke from excessive grief.[702] + + +_Obliquity of the eyebrows_.--Two points alone in the above description +require further elucidation, and these are very curious ones; namely, +the raising of the inner ends of the eyebrows, and the drawing down +of the corners of the mouth. With respect to the eyebrows, they may +occasionally be seen to assume an oblique position in persons suffering +from deep dejection or anxiety; for instance, I have observed this +movement in a mother whilst speaking about her sick son; and it is +sometimes excited by quite trifling or momentary causes of real or +pretended distress. The eyebrows assume this position owing to the +contraction of certain muscles (namely, the orbiculars, corrugators, and +pyramidals of the nose, which together tend to lower and contract the +eyebrows) being partially cheeked by the more powerful action of the +central fasciae of the frontal muscle. These latter fasciae by their +contraction raise the inner ends alone of the eyebrows; and as the +corrugators at the same time draw the eyebrows together, their inner +ends become puckered into a fold or lump. This fold is a highly +characteristic point in the appearance of the eyebrows when rendered +oblique, as may be seen in figs. 2 and 5, Plate II. The eyebrows are +at the same time somewhat roughened, owing to the hairs being made to +project. Dr. J. Crichton Browne has also often noticed in melancholic +patients who keep their eyebrows persistently oblique, "a peculiar +acute arching of the upper eyelid." A trace of this may be observed by +comparing the right and left eyelids of the young man in the photograph +(fig. 2, Plate II.); for he was not able to act equally on both +eyebrows. This is also shown by the unequal furrows on the two sides of +his forehead. The acute arching of the eyelids depends, I believe, on +the inner end alone of the eyebrows being raised; for when the whole +eyebrow is elevated and arched, the upper eyelid follows in a slight +degree the same movement. + +[Illustration: Obliquity of the eyebrows. Plate II] + +But the most conspicuous result of the opposed contraction of the +above-named muscles, is exhibited by the peculiar furrows formed on the +forehead. These muscles, when thus in conjoint yet opposed action, may +be called, for the sake of brevity, the grief-muscles. When a person +elevates his eyebrows by the contraction of the whole frontal muscle, +transverse wrinkles extend across the whole breadth of the forehead; +but in the present case the middle fasciae alone are contracted; +consequently, transverse furrows are formed across the middle part alone +of the forehead. The skin over the exterior parts of both eyebrows is +at the same time drawn downwards and smooth, by the contraction of +the outer portions of the orbicular muscles. The eyebrows are +likewise brought together through the simultaneous contraction of the +corrugators;[703] and this latter action generates vertical furrows, +separating the exterior and lowered part of the skin of the forehead +from the central and raised part. The union of these vertical furrows +with the central and transverse furrows (see figs. 2 and 3) produces a +mark on the forehead which has been compared to a horse-shoe; but the +furrows more strictly form three sides of a quadrangle. They are often +conspicuous on the foreheads of adult or nearly adult persons, when +their eyebrows are made oblique; but with young children, owing to their +skin not easily wrinkling, they are rarely seen, or mere traces of them +can be detected. + +These peculiar furrows are best represented in fig. 3, Plate II., on +the forehead of a young lady who has the power in an unusual degree of +voluntarily acting on the requisite muscles. As she was absorbed in the +attempt, whilst being photographed, her expression was not at all one +of grief; I have therefore given the forehead alone. Fig. 1 on the same +plate, copied from Dr. Du-chenne's work,[704] represents, on a reduced +scale, the face, in its natural state, of a young man who was a good +actor. In fig. 2 he is shown simulating grief, but the two eyebrows, as +before remarked, are not equally acted on. That the expression is true, +may be inferred from the fact that out of fifteen persons, to whom the +original photograph was shown, without any clue to what was intended +being given them, fourteen immediately answered, "despairing sorrow," +"suffering endurance," "melancholy," and so forth. The history of fig. 5 +is rather curious: I saw the photograph in a shop-window, and took it +to Mr. Rejlander for the sake of finding out by whom it had been made; +remarking to him how pathetic the expression was. He answered, "I made +it, and it was likely to be pathetic, for the boy in a few minutes burst +out crying." He then showed me a photograph of the same boy in a placid +state, which I have had (fig. 4) reproduced. In fig. 6, a trace of +obliquity in the eyebrows may be detected; but this figure, as well as +fig. 7, is given to show the depression of the corners of the mouth, to +which subject I shall presently refer. + +Few persons, without some practice, can voluntarily act on their +grief-muscles; but after repeated trials a considerable number succeed, +whilst others never can. The degree of obliquity in the eyebrows, +whether assumed voluntarily or unconsciously, differs much in different +persons. With some who apparently have unusually strong pyramidal +muscles, the contraction of the central fasciae of the frontal muscle, +although it may be energetic, as shown by the quadrangular furrows on +the forehead, does not raise the inner ends of the eyebrows, but only +prevents their being so much lowered as they otherwise would have been. +As far as I have been able to observe, the grief-muscles are brought +into action much more frequently by children and women than by men. They +are rarely acted on, at least with grown-up persons, from bodily pain, +but almost exclusively from mental distress. Two persons who, after some +practice, succeeded in acting on their grief-muscles, found by +looking at a mirror that when they made their eyebrows oblique, they +unintentionally at the same time depressed the corners of their mouths; +and this is often the case when the expression is naturally assumed. + +The power to bring the grief-muscles freely into play appears to be +hereditary, like almost every other human faculty. A lady belonging to +a family famous for having produced an extraordinary number of great +actors and actresses, and who can herself give this expression "with +singular precision," told Dr. Crichton Browne that all her family had +possessed the power in a remarkable degree. The same hereditary tendency +is said to have extended, as I likewise hear from Dr. Browne, to the +last descendant of the family, which gave rise to Sir Walter Scott's +novel of 'Red Gauntlet;' but the hero is described as contracting his +forehead into a horseshoe mark from any strong emotion. I have also seen +a young woman whose forehead seemed almost habitually thus contracted, +independently of any emotion being at the time felt. + +The grief-muscles are not very frequently brought into play; and as the +action is often momentary, it easily escapes observation. Although the +expression, when observed, is universally and instantly recognized as +that of grief or anxiety, yet not one person out of a thousand who has +never studied the subject, is able to say precisely what change passes +over the sufferer's face. Hence probably it is that this expression is +not even alluded to, as far as I have noticed, in any work of fiction, +with the exception of 'Red Gauntlet' and of one other novel; and the +authoress of the latter, as I am informed, belongs to the famous family +of actors just alluded to; so that her attention may have been specially +called to the subject. + +The ancient Greek sculptors were familiar with the expression, as shown +in the statues of the Laocoon and Arretino; but, as Duchenne remarks, +they carried the transverse furrows across the whole breadth of the +forehead, and thus committed a great anatomical mistake: this is +likewise the case in some modern statues. It is, however, more probable +that these wonderfully accurate observers intentionally sacrificed truth +for the sake of beauty, than that they made a mistake; for rectangular +furrows on the forehead would not have had a grand appearance on the +marble. The expression, in its fully developed condition, is, as far as +I can discover, not often represented in pictures by the old masters, no +doubt owing to the same cause; but a lady who is perfectly familiar with +this expression, informs me that in Fra Angelico's 'Descent from the +Cross' in Florence, it is clearly exhibited in one of the figures on the +right-hand; and I could add a few other instances. + +Dr. Crichton Browne, at my request, closely attended to this expression +in the numerous insane patients under his care in the West Biding +Asylum; and he is familiar with Duchenne's photographs of the action +of the grief-muscles. He informs me that they may constantly be seen +in energetic action in cases of melancholia, and especially of +hypochondria; and that the persistent lines or furrows, due to their +habitual contraction, are characteristic of the physiognomy of the +insane belonging to these two classes. Dr. Browne carefully observed for +me during a considerable period three cases of hypochondria, in which +the grief-muscles were persistently contracted. In one of these, a +widow, aged 51, fancied that she had lost all her viscera, and that her +whole body was empty. She wore an expression of great distress, and beat +her semi-closed hands rhythmically together for hours. The grief-muscles +were permanently contracted, and the upper eyelids arched. This +condition lasted for months; she then recovered, and her countenance +resumed its natural expression. A second case presented nearly the +same peculiarities, with the addition that the comers of the mouth were +depressed. + +Mr. Patrick Nicol has also kindly observed for me several cases in the +Sussex Lunatic Asylum, and has communicated to me full details with +respect to three of them; but they need not here be given. From his +observations on melancholic patients, Mr. Nicol concludes that the inner +ends of the eyebrows are almost always more or less raised, with the +wrinkles on the forehead more or less plainly marked. In the case of one +young woman, these wrinkles were observed to be in constant slight play +or movement. In some cases the comers of the mouth are depressed, +but often only in a slight degree. Some amount of difference in the +expression of the several melancholic patients could almost always be +observed. The eyelids generally droop; and the skin near their outer +comers and beneath them is wrinkled. The naso-labial fold, which runs +from the wings of the nostrils to the comers of the mouth, and which is +so conspicuous in blubbering children, is often plainly marked in these +patients. + +Although with the insane the grief-muscles often act persistently; +yet in ordinary cases they are sometimes brought unconsciously into +momentary action by ludicrously slight causes. A gentleman rewarded a +young lady by an absurdly small present; she pretended to be offended, +and as she upbraided him, her eyebrows became extremely oblique, with +the forehead properly wrinkled. Another young lady and a youth, both in +the highest spirits, were eagerly talking together with extraordinary +rapidity; and I noticed that, as often as the young lady was beaten, +and could not get out her words fast enough, her eyebrows went obliquely +upwards, and rectangular furrows were formed on her forehead. She thus +each time hoisted a flag of distress; and this she did half-a-dozen +times in the course of a few minutes. I made no remark on the subject, +but on a subsequent occasion I asked her to act on her grief-muscles; +another girl who was present, and who could do so voluntarily, showing +her what was intended. She tried repeatedly, but utterly failed; yet +so slight a cause of distress as not being able to talk quickly enough, +sufficed to bring these muscles over and over again into energetic +action. + +The expression of grief, due to the contraction of the grief-muscles, is +by no means confined to Europeans, but appears to be common to all the +races of mankind. I have, at least, received trustworthy accounts in +regard to Hindoos, Dhangars (one of the aboriginal hill-tribes of India, +and therefore belonging to a quite distinct race from the Hindoos), +Malays, Negroes and Australians. With respect to the latter, two +observers answer my query in the affirmative, but enter into no details. +Mr. Taplin, however, appends to my descriptive remarks the words +"this is exact." With respect to negroes, the lady who told me of Fra +Angelico's picture, saw a negro towing a boat on the Nile, and as he +encountered an obstruction, she observed his grief-muscles in strong +action, with the middle of the forehead well wrinkled. Mr. Geach watched +a Malay man in Malacca, with the comers of his mouth much depressed, +the eyebrows oblique, with deep short grooves on the forehead. This +expression lasted for a very short time; and Mr. Geach remarks it "was +a strange one, very much like a person about to cry at some great loss." + +In India Mr. H. Erskine found that the natives were familiar with this +expression; and Mr. J. Scott, of the Botanic Gardens, Calcutta, has +obligingly sent me a full description of two cases. He observed during +some time, himself unseen, a very young Dhangar woman from Nag-pore, the +wife of one of the gardeners, nursing her baby who was at the point of +death; and he distinctly saw the eyebrows raised at the inner comers, +the eyelids drooping, the forehead wrinkled in the middle, the mouth +slightly open, with the comers much depressed. He then came from behind +a screen of plants and spoke to the poor woman, who started, burst into +a bitter flood of tears, and besought him to cure her baby. The second +case was that of a Hindustani man, who from illness and poverty was +compelled to sell his favourite goat. After receiving the money, he +repeatedly looked at the money in his hand and then at the goat, as if +doubting whether he would not return it. He went to the goat, which was +tied up ready to be led away, and the animal reared up and licked his +hands. His eyes then wavered from side to side; his "mouth was partially +closed, with the corners very decidedly depressed." At last the poor man +seemed to make up his mind that he must part with his goat, and then, +as Mr. Scott saw, the eyebrows became slightly oblique, with the +characteristic puckering or swelling at the inner ends, but the wrinkles +on the forehead were not present. The man stood thus for a minute, then +heaving a deep sigh, burst into tears, raised up his two hands, blessed +the goat, turned round, and without looking again, went away. + + +_On the cause of the obliquity of the eyebrows under suffering_.--During +several years no expression seemed to me so utterly perplexing as this +which we are here considering. Why should grief or anxiety cause the +central fasciae alone of the frontal muscle together with those round +the eyes, to contract? Here we seem to have a complex movement for the +sole purpose of expressing grief; and yet it is a comparatively rare +expression, and often overlooked. I believe the explanation is not so +difficult as it at first appears. Dr. Duchenne gives a photograph of the +young man before referred to, who, when looking upwards at a strongly +illuminated surface, involuntarily contracted his grief-muscles in an +exaggerated manner. I had entirely forgotten this photograph, when on +a very bright day with the sun behind me, I met, whilst on horseback, a +girl whose eyebrows, as she looked up at me, became extremely oblique, +with the proper furrows on her forehead. I have observed the same +movement under similar circumstances on several subsequent occasions. On +my return home I made three of my children, without giving them any +clue to my object, look as long and as attentively as they could, at the +summit of a tall tree standing against an extremely bright sky. With +all three, the orbicular, corrugator, and pyramidal muscles were +energetically contracted, through reflex action, from the excitement of +the retina, so that their eyes might be protected from the bright light. +But they tried their utmost to look upwards; and now a curious struggle, +with spasmodic twitchings, could be observed between the whole or only +the central portion of the frontal muscle, and the several muscles +which serve to lower the eyebrows and close the eyelids. The involuntary +contraction of the pyramidal caused the basal part of their noses to +be transversely and deeply wrinkled. In one of the three children, the +whole eyebrows were momentarily raised and lowered by the alternate +contraction of the whole frontal muscle and of the muscles surrounding +the eyes, so that the whole breadth of the forehead was alternately +wrinkled and smoothed. In the other two children the forehead became +wrinkled in the middle part alone, rectangular furrows being thus +produced; and the eyebrows were rendered oblique, with their inner +extremities puckered and swollen,--in the one child in a slight degree, +in the other in a strongly marked manner. This difference in the +obliquity of the eyebrows apparently depended on a difference in their +general mobility, and in the strength of the pyramidal muscles. In both +these cases the eyebrows and forehead were acted on under the influence +of a strong light, in precisely the same manner, in every characteristic +detail, as under the influence of grief or anxiety. + +Duchenne states that the pyramidal muscle of the nose is less under +the control of the will than are the other muscles round the eyes. He +remarks that the young man who could so well act on his grief-muscles, +as well as on most of his other facial muscles, could not contract the +pyramidals.[705] This power, however, no doubt differs in different +persons. The pyramidal muscle serves to draw down the skin of the +forehead between the eyebrows, together with their inner extremities. +The central fasciae of the frontal are the antagonists of the pyramidal; +and if the action of the latter is to be specially checked, these +central fasciae must be contracted. So that with persons having powerful +pyramidal muscles, if there is under the influence of a bright light an +unconscious desire to prevent the lowering of the eyebrows, the central +fasciae of the frontal muscle must be brought into play; and their +contraction, if sufficiently strong to overmaster the pyramidals, +together with the contraction of the corrugator and orbicular muscles, +will act in the manner just described on the eyebrows and forehead. + +When children scream or cry out, they contract, as we know, the +orbicular, corrugator, and pyramidal muscles, primarily for the sake of +compressing their eyes, and thus protecting them from being gorged with +blood, and secondarily through habit. I therefore expected to find with +children, that when they endeavoured either to prevent a crying-fit from +coming on, or to stop crying, they would cheek the contraction of the +above-named muscles, in the same manner as when looking upwards at a +bright light; and consequently that the central fasciae of the frontal +muscle would often be brought into play. Accordingly, I began myself to +observe children at such times, and asked others, including some medical +men, to do the same. It is necessary to observe carefully, as the +peculiar opposed action of these muscles is not nearly so plain in +children, owing to their foreheads not easily wrinkling, as in adults. +But I soon found that the grief-muscles were very frequently brought +into distinct action on these occasions. It would be superfluous to give +all the cases which have been observed; and I will specify only a few. +A little girl, a year and a half old, was teased by some other children, +and before bursting into tears her eyebrows became decidedly oblique. +With an older girl the same obliquity was observed, with the inner ends +of the eyebrows plainly puckered; and at the same time the corners of +the mouth were drawn downwards. As soon as she burst into tears, the +features all changed and this peculiar expression vanished. Again, +after a little boy had been vaccinated, which made him scream and cry +violently, the surgeon gave him an orange brought for the purpose, and +this pleased the child much; as he stopped crying all the characteristic +movements were observed, including the formation of rectangular wrinkles +in the middle of the forehead. Lastly, I met on the road a little girl +three or four years old, who had been frightened by a dog, and when I +asked her what was the matter, she stopped whimpering, and her eyebrows +instantly became oblique to an extraordinary degree. + +Here then, as I cannot doubt, we have the key to the problem why the +central fasciae of the frontal muscle and the muscles round the +eyes contract in opposition to each other under the influence of +grief;--whether their contraction be prolonged, as with the melancholic +insane, or momentary, from some trifling cause of distress. We have all +of us, as infants, repeatedly contracted our orbicular, corrugator, and +pyramidal muscles, in order to protect our eyes whilst screaming; our +progenitors before us have done the same during many generations; and +though with advancing years we easily prevent, when feeling distressed, +the utterance of screams, we cannot from long habit always prevent a +slight contraction of the above-named muscles; nor indeed do we observe +their contraction in ourselves, or attempt to stop it, if slight. But +the pyramidal muscles seem to be less under the command of the will +than the other related muscles; and if they be well developed, their +contraction can be checked only by the antagonistic contraction of the +central fasciae of the frontal muscle. The result which necessarily +follows, if these fasciae contract energetically, is the oblique drawing +up of the eyebrows, the puckering of their inner ends, and the formation +of rectangular furrows on the middle of the forehead. As children and +women cry much more freely than men, and as grown-up persons of both +sexes rarely weep except from mental distress, we can understand why the +grief-muscles are more frequently seen in action, as I believe to be +the case, with children and women than with men; and with adults of both +sexes from mental distress alone. In some of the cases before recorded, +as in that of the poor Dhangar woman and of the Hindustani man, the +action of the grief-muscles was quickly followed by bitter weeping. In +all cases of distress, whether great or small, our brains tend through +long habit to send an order to certain muscles to contract, as if we +were still infants on the point of screaming out; but this order we, by +the wondrous power of the will, and through habit, are able partially to +counteract; although this is effected unconsciously, as far as the means +of counteraction are concerned. + + +_On the depression of the corners of the mouth_.--This action is +effected by the _depressores anguili oris_ (see letter K in figs. 1 +and 2). The fibres of this muscle diverge downwards, with the upper +convergent ends attached round the angles of the mouth, and to the lower +lip a little way within the angles.[706] Some of the fibres appear to +be antagonistic to the great zygomatic muscle, and others to the several +muscles running to the outer part of the upper lip. The contraction +of this muscle draws downwards and outwards the corners of the mouth, +including the outer part of the upper lip, and even in a slight degree +the wings of the nostrils. When the mouth is closed and this muscle +acts, the commissure or line of junction of the two lips forms a curved +line with the concavity downwards,[707] and the lips themselves are +generally somewhat protruded, especially the lower one. The mouth in +this state is well represented in the two photographs (Plate II., figs. +6 and 7) by Mr. Rejlander. The upper boy (fig. 6) had just stopped +crying, after receiving a slap on the face from another boy; and the +right moment was seized for photographing him. + +The expression of low spirits, grief or dejection, due to the +contraction of this muscle has been noticed by every one who has +written on the subject. To say that a person "is down in the mouth," is +synonymous with saying that he is out of spirits. The depression of the +corners may often be seen, as already stated on the authority of Dr. +Crichton Browne and Mr. Nicol, with the melancholic insane, and was well +exhibited in some photographs sent to me by the former gentleman, of +patients with a strong tendency to suicide. It has been observed +with men belonging to various races, namely with Hindoos, the dark +hill-tribes of India, Malays, and, as the Rev. Mr. Hagenauer informs me, +with the aborigines of Australia. + +When infants scream they firmly contract the muscles round their eyes, +and this draws up the upper lip; and as they have to keep their mouths +widely open, the depressor muscles running to the corners are likewise +brought into strong action. This generally, but not invariably, causes a +slight angular bend in the lower lip on both sides, near the corners of +the mouth. The result of the upper and lower lip being thus acted on +is that the mouth assumes a squarish outline. The contraction of the +depressor muscle is best seen in infants when not screaming violently, +and especially just before they begin, or when they cease to scream. +Their little faces then acquire an extremely piteous expression, as I +continually observed with my own infants between the ages of about +six weeks and two or three months. Sometimes, when they are struggling +against a crying-fit, the outline of the mouth is curved in so +exaggerated a manner as to be like a horseshoe; and the expression of +misery then becomes a ludicrous caricature. + +The explanation of the contraction of this muscle, under the influence +of low spirits or dejection, apparently follows from the same general +principles as in the case of the obliquity of the eyebrows. Dr. Duchenne +informs me that he concludes from his observations, now prolonged during +many years, that this is one of the facial muscles which is least under +the control of the will. This fact may indeed be inferred from what has +just been stated with respect to infants when doubtfully beginning to +cry, or endeavouring to stop crying; for they then generally command all +the other facial muscles more effectually than they do the depressors of +the corners of the mouth. Two excellent observers who had no theory on +the subject, one of them a surgeon, carefully watched for me some older +children and women as with some opposed struggling they very gradually +approached the point of bursting out into tears; and both observers felt +sure that the depressors began to act before any of the other muscles. +Now as the depressors have been repeatedly brought into strong action +during infancy in many generations, nerve-force will tend to flow, on +the principle of long associated habit, to these muscles as well as +to various other facial muscles, whenever in after life even a slight +feeling of distress is experienced. But as the depressors are somewhat +less under the control of the will than most of the other muscles, we +might expect that they would often slightly contract, whilst the others +remained passive. It is remarkable how small a depression of the corners +of the mouth gives to the countenance an expression of low spirits or +dejection, so that an extremely slight contraction of these muscles +would be sufficient to betray this state of mind. + +I may here mention a trifling observation, as it will serve to sum +up our present subject. An old lady with a comfortable but absorbed +expression sat nearly opposite to me in a railway carriage. Whilst I +was looking at her, I saw that her _depressores anguli oris_ became very +slightly, yet decidedly, contracted; but as her countenance remained as +placid as ever, I reflected how meaningless was this contraction, and +how easily one might be deceived. The thought had hardly occurred to me +when I saw that her eyes suddenly became suffused with tears almost to +overflowing, and her whole countenance fell. There could now be no doubt +that some painful recollection, perhaps that of a long-lost child, was +passing through her mind. As soon as her sensorium was thus affected, +certain nerve-cells from long habit instantly transmitted an order to +all the respiratory muscles, and to those round the mouth, to prepare +for a fit of crying. But the order was countermanded by the will, or +rather by a later acquired habit, and all the muscles were obedient, +excepting in a slight degree the _depressores anguli oris_. The mouth +was not even opened; the respiration was not hurried; and no muscle was +affected except those which draw down the corners of the mouth. + +As soon as the mouth of this lady began, involuntarily and unconsciously +on her part, to assume the proper form for a crying-fit, we may feel +almost sure that some nerve-influence would have been transmitted +through the long accustomed channels to the various respiratory muscles, +as well as to those round the eyes, and to the vaso-motor centre which +governs the supply of blood sent to the lacrymal glands. Of this +latter fact we have indeed clear evidence in her eyes becoming slightly +suffused with tears; and we can understand this, as the lacrymal glands +are less under the control of the will than the facial muscles. No doubt +there existed at the same time some tendency in the muscles round the +eyes at contract, as if for the sake of protecting them from being +gorged with blood, but this contraction was completely overmastered, +and her brow remained unruffled. Had the pyramidal, corrugator, and +orbicular muscles been as little obedient to the will, as they are +in many persons, they would have been slightly acted on; and then +the central fasciae of the frontal muscle would have contracted in +antagonism, and her eyebrows would have become oblique, with rectangular +furrows on her forehead. Her countenance would then have expressed still +more plainly than it did a state of dejection, or rather one of grief. + +Through steps such as these we can understand how it is, that as soon +as some melancholy thought passes through the brain, there occurs a +just perceptible drawing down of the corners of the mouth, or a +slight raising up of the inner ends of the eyebrows, or both movements +combined, and immediately afterwards a slight suffusion of tears. A +thrill of nerve-force is transmitted along several habitual channels, +and produces an effect on any point where the will has not acquired +through long habit much power of interference. The above actions may be +considered as rudimental vestiges of the screaming-fits, which are so +frequent and prolonged during infancy. In this case, as well as in many +others, the links are indeed wonderful which connect cause and effect +in giving rise to various expressions on the human countenance; and they +explain to us the meaning of certain movements, which we involuntarily +and unconsciously perform, whenever certain transitory emotions pass +through our minds. + + + +CHAPTER VIII. -- JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. + +Laughter primarily the expression of joy--Ludicrous ideas--Movements +of the features during laughter--Nature of the sound produced--The +secretion of tears during loud laughter--Gradation from loud laughter +to gentle smiling--High spirits--The expression of love--Tender +feelings--Devotion. + + +JOY, when intense, leads to various purposeless movements--to dancing +about, clapping the hands, stamping, &c., and to loud laughter. Laughter +seems primarily to be the expression of mere joy or happiness. We +clearly see this in children at play, who are almost incessantly +laughing. With young persons past childhood, when they are in high +spirits, there is always much meaningless laughter. The laughter of the +gods is described by Homer as "the exuberance of their celestial joy +after their daily banquet." A man smiles--and smiling, as we shall see, +graduates into laughter--at meeting an old friend in the street, as he +does at any trifling pleasure, such as smelling a sweet perfume.[801] +Laura Bridgman, from her blindness and deafness, could not have acquired +any expression through imitation, yet when a letter from a beloved +friend was communicated to her by gesture-language, she "laughed and +clapped her hands, and the colour mounted to her cheeks." On other +occasions she has been seen to stamp for joy.[802] + +Idiots and imbecile persons likewise afford good evidence that laughter +or smiling primarily expresses mere happiness or joy. Dr. Crichton +Browne, to whom, as on so many other occasions, I am indebted for the +results of his wide experience, informs me that with idiots laughter is +the most prevalent and frequent of all the emotional expressions. Many +idiots are morose, passionate, restless, in a painful state of mind, +or utterly stolid, and these never laugh. Others frequently laugh in +a quite senseless manner. Thus an idiot boy, incapable of speech, +complained to Dr. Browne, by the aid of signs, that another boy in +the asylum had given him a black eye; and this was accompanied by +"explosions of laughter and with his face covered with the broadest +smiles." There is another large class of idiots who are persistently +joyous and benign, and who are constantly laughing or smiling.[803] +Their countenances often exhibit a stereotyped smile; their joyousness +is increased, and they grin, chuckle, or giggle, whenever food is placed +before them, or when they are caressed, are shown bright colours, or +hear music. Some of them laugh more than usual when they walk about, or +attempt any muscular exertion. The joyousness of most of these idiots +cannot possibly be associated, as Dr. Browne remarks, with any distinct +ideas: they simply feel pleasure, and express it by laughter or smiles. +With imbeciles rather higher in the scale, personal vanity seems to be +the commonest cause of laughter, and next to this, pleasure arising from +the approbation of their conduct. + +With grown-up persons laughter is excited by causes considerably +different from those which suffice during childhood; but this remark +hardly applies to smiling. Laughter in this respect is analogous with +weeping, which with adults is almost confined to mental distress, whilst +with children it is excited by bodily pain or any suffering, as well +as by fear or rage. Many curious discussions have been written on the +causes of laughter with grown-up persons. The subject is extremely +complex. Something incongruous or unaccountable, exciting surprise and +some sense of superiority in the laugher, who must be in a happy frame +of mind, seems to be the commonest cause.[804] The circumstances must +not be of a momentous nature: no poor man would laugh or smile on +suddenly hearing that a large fortune had been bequeathed to him. If +the mind is strongly excited by pleasurable feelings, and any little +unexpected event or thought occurs, then, as Mr. Herbert Spencer +remarks,[805] "a large amount of nervous energy, instead of being +allowed to expend itself in producing an equivalent amount of the new +thoughts and emotion which were nascent, is suddenly checked in its +flow."... "The excess must discharge itself in some other direction, and +there results an efflux through the motor nerves to various classes of +the muscles, producing the half-convulsive actions we term laughter." An +observation, bearing on this point, was made by a correspondent during +the recent siege of Paris, namely, that the German soldiers, after +strong excitement from exposure to extreme danger, were particularly +apt to burst out into loud laughter at the smallest joke. So again +when young children are just beginning to cry, an unexpected event will +sometimes suddenly turn their crying into laughter, which apparently +serves equally well to expend their superfluous nervous energy. + +The imagination is sometimes said to be tickled by a ludicrous idea; and +this so-called tickling of the mind is curiously analogous with that of +the body. Every one knows how immoderately children laugh, and how their +whole bodies are convulsed when they are tickled. The anthropoid apes, +as we have seen, likewise utter a reiterated sound, corresponding with +our laughter, when they are tickled, especially under the armpits. I +touched with a bit of paper the sole of the foot of one of my infants, +when only seven days old, and it was suddenly jerked away and the toes +curled about, as in an older child. Such movements, as well as laughter +from being tickled, are manifestly reflex actions; and this is likewise +shown by the minute unstriped muscles, which serve to erect the separate +hairs on the body, contracting near a tickled surface.[806] Yet laughter +from a ludicrous idea, though involuntary, cannot be called a strictly +reflex action. In this case, and in that of laughter from being tickled, +the mind must be in a pleasurable condition; a young child, if tickled +by a strange man, would scream from fear. The touch must be light, and +an idea or event, to be ludicrous, must not be of grave import. The +parts of the body which are most easily tickled are those which are not +commonly touched, such as the armpits or between the toes, or parts +such as the soles of the feet, which are habitually touched by a broad +surface; but the surface on which we sit offers a marked exception to +this rule. According to Gratiolet,[807] certain nerves are much more +sensitive to tickling than others. From the fact that a child can hardly +tickle itself, or in a much less degree than when tickled by another +person, it seems that the precise point to be touched must not be known; +so with the mind, something unexpected--a novel or incongruous idea +which breaks through an habitual train of thought--appears to be a +strong element in the ludicrous. + +The sound of laughter is produced by a deep inspiration followed by +short, interrupted, spasmodic contractions of the chest, and especially +of the diaphragm.[808] Hence we hear of "laughter holding both his +sides." From the shaking of the body, the head nods to and fro. The +lower jaw often quivers up and down, as is likewise the case with some +species of baboons, when they are much pleased. + +[Illustration: Moderate laughter and smiling. Plate III] + +During laughter the mouth is opened more or less widely, with the +corners drawn much backwards, as well as a little upwards; and the upper +lip is somewhat raised. The drawing back of the corners is best seen in +moderate laughter, and especially in a broad smile--the latter epithet +showing how the mouth is widened. In the accompanying figs. 1-3, Plate +III., different degrees of moderate laughter and smiling have been +photographed. The figure of the little girl, with the hat is by Dr. +Wallich, and the expression was a genuine one; the other two are by Mr. +Rejlander. Dr. Duchenne repeatedly insists[809] that, under the emotion +of joy, the mouth is acted on exclusively by the great zygomatic +muscles, which serve to draw the corners backwards and upwards; but +judging from the manner in which the upper teeth are always exposed +during laughter and broad smiling, as well as from my own sensations, +I cannot doubt that some of the muscles running to the upper lip are +likewise brought into moderate action. The upper and lower orbicular +muscles of the eyes are at the same time more or less contracted; and +there is an intimate connection, as explained in the chapter on weeping, +between the orbiculars, especially the lower ones and some of the +muscles running to the upper lip. Henle remarks[810] on this head, that +when a man closely shuts one eye he cannot avoid retracting the upper +lip on the same side; conversely, if any one will place his finger +on his lower eyelid, and then uncover his upper incisors as much as +possible, he will feel, as his upper lip is drawn strongly upwards, that +the muscles of the lower eyelid contract. In Henle's drawing, given in +woodcut, fig. 2, the _musculus malaris_ (H) which runs to the upper +lip may be seen to form an almost integral part of the lower orbicular +muscle. + +Dr. Duchenne has given a large photograph of an old man (reduced on +Plate III. fig 4), in his usual passive condition, and another of +the same man (fig. 5), naturally smiling. The latter was instantly +recognized by every one to whom it was shown as true to nature. He +has also given, as an example of an unnatural or false smile, another +photograph (fig. 6) of the same old man, with the corners of his mouth +strongly retracted by the galvanization of the great zygomatic +muscles. That the expression is not natural is clear, for I showed this +photograph to twenty-four persons, of whom three could not in the least +tell what was meant, whilst the others, though they perceived that the +expression was of the nature of a smile, answered in such words as "a +wicked joke," "trying to laugh," "grinning laughter.... half-amazed +laughter," &c. Dr. Duchenne attributes the falseness of the expression +altogether to the orbicular muscles of the lower eyelids not being +sufficiently contracted; for he justly lays great stress on their +contraction in the expression of joy. No doubt there is much truth +in this view, but not, as it appears to me, the whole truth. The +contraction of the lower orbiculars is always accompanied, as we have +seen, by the drawing up of the upper lip. Had the upper lip, in fig. +6, been thus acted on to a slight extent, its curvature would have been +less rigid, the naso-labial farrow would have been slightly different, +and the whole expression would, as I believe, have been more natural, +independently of the more conspicuous effect from the stronger +contraction of the lower eyelids. The corruptor muscle, moreover, in +fig. 6, is too much contracted, causing a frown; and this muscle never +acts under the influence of joy except during strongly pronounced or +violent laughter. + +By the drawing backwards and upwards of the corners of the mouth, +through the contraction of the great zygomatic muscles, and by the +raising of the upper lip, the cheeks are drawn upwards. Wrinkles are +thus formed under the eyes, and, with old people, at their outer ends; +and these are highly characteristic of laughter or smiling. As a gentle +smile increases into a strong one, or into a laugh, every one may feel +and see, if he will attend to his own sensations and look at himself +in a mirror, that as the upper lip is drawn up and the lower orbiculars +contract, the wrinkles in the lower eyelids and those beneath the +eyes are much strengthened or increased. At the same time, as I have +repeatedly observed, the eyebrows are slightly lowered, which shows +that the upper as well as the lower orbiculars contract at least to some +degree, though this passes unperecived, as far as our sensations +are concerned. If the original photograph of the old man, with his +countenance in its usual placid state (fig. 4), be compared with that +(fig. 5) in which he is naturally smiling, it may be seen that the +eyebrows in the latter are a little lowered. I presume that this is +owing to the upper orbiculars being impelled, through the force of +long-associated habit, to act to a certain extent in concert with the +lower orbiculars, which themselves contract in connection with the +drawing up of the upper lip. + +The tendency in the zygomatic muscles to contract under pleasurable +emotions is shown by a curious fact, communicated to me by Dr. Browne, +with respect to patients suffering from GENERAL PARALYSIS OF +THE INSANE.[811] "In this malady there is almost invariably +optimism--delusions as to wealth, rank, grandeur--insane joyousness, +benevolence, and profusion, while its very earliest physical symptom is +trembling at the corners of the mouth and at the outer corners of the +eyes. This is a well-recognized fact. Constant tremulous agitation of +the inferior palpebral and great zygomatic muscles is pathognomic of the +earlier stages of general paralysis. The countenance has a pleased and +benevolent expression. As the disease advances other muscles become +involved, but until complete fatuity is reached, the prevailing +expression is that of feeble benevolence." + +As in laughing and broadly smiling the cheeks and upper lip are much +raised, the nose appears to be shortened, and the skin on the bridge +becomes finely wrinkled in transverse lines, with other oblique +longitudinal lines on the sides. The upper front teeth are commonly +exposed. A well-marked naso-labial fold is formed, which runs from the +wing of each nostril to the corner of the mouth; and this fold is often +double in old persons. + +A bright and sparkling eye is as characteristic of a pleased or amused +state of mind, as is the retraction of the corners of the mouth +and upper lip with the wrinkles thus produced. Even the eyes of +microcephalous idiots, who are so degraded that they never learn to +speak, brighten slightly when they are pleased.[812] Under extreme +laughter the eyes are too much suffused with tears to sparkle; but the +moisture squeezed out of the glands during moderate laughter or smiling +may aid in giving them lustre; though this must be of altogether +subordinate importance, as they become dull from grief, though they +are then often moist. Their brightness seems to be chiefly due to their +tenseness,[813] owing to the contraction of the orbicular muscles and +to the pressure of the raised cheeks. But, according to Dr. Piderit, +who has discussed this point more fully than any other writer,[814] the +tenseness may be largely attributed to the eyeballs becoming filled +with blood and other fluids, from the acceleration of the circulation, +consequent on the excitement of pleasure. He remarks on the contrast in +the appearance of the eyes of a hectic patient with a rapid circulation, +and of a man suffering from cholera with almost all the fluids of his +body drained from him. Any cause which lowers the circulation deadens +the eye. I remember seeing a man utterly prostrated by prolonged and +severe exertion during a very hot day, and a bystander compared his eyes +to those of a boiled codfish. + +To return to the sounds produced during laughter. We can see in a vague +manner how the utterance of sounds of some kind would naturally become +associated with a pleasurable state of mind; for throughout a large part +of the animal kingdom vocal or instrumental sounds are employed either +as a call or as a charm by one sex for the other. They are also +employed as the means for a joyful meeting between the parents and +their offspring, and between the attached members of the same social +community. But why the sounds which man utters when he is pleased +have the peculiar reiterated character of laughter we do not know. +Nevertheless we can see that they would naturally be as different as +possible from the screams or cries of distress; and as in the production +of the latter, the expirations are prolonged and continuous, with +the inspirations short and interrupted, so it might perhaps have been +expected with the sounds uttered from joy, that the expirations would +have been short and broken with the inspirations prolonged; and this is +the case. + +It is an equally obscure point why the corners of the mouth are +retracted and the upper lip raised during ordinary laughter. The mouth +must not be opened to its utmost extent, for when this occurs during +a paroxysm of excessive laughter hardly any sound is emitted; or it +changes its tone and seems to come from deep down in the throat. The +respiratory muscles, and even those of the limbs, are at the same time +thrown into rapid vibratory movements. The lower jaw often partakes +of this movement, and this would tend to prevent the mouth from being +widely opened. But as a full volume of sound has to be poured forth, the +orifice of the mouth must be large; and it is perhaps to gain this end +that the corners are retracted and the upper lip raised. Although we can +hardly account for the shape of the mouth during laughter, which +leads to wrinkles being formed beneath the eyes, nor for the peculiar +reiterated sound of laughter, nor for the quivering of the jaws, +nevertheless we may infer that all these effects are due to some common +cause. For they are all characteristic and expressive of a pleased state +of mind in various kinds of monkeys. + +A graduated series can be followed from violent to moderate laughter, +to a broad smile, to a gentle smile, and to the expression of mere +cheerfulness. During excessive laughter the whole body is often thrown +backward and shakes, or is almost convulsed; the respiration is much +disturbed; the head and face become gorged with blood, with the veins +distended; and the orbicular muscles are spasmodically contracted in +order to protect the eyes. Tears are freely shed. Hence, as formerly +remarked, it is scarcely possible to point out any difference between +the tear-stained face of a person after a paroxysm of excessive laughter +and after a bitter crying-fit.[815] It is probably due to the close +similarity of the spasmodic movements caused by these widely different +emotions that hysteric patients alternately cry and laugh with violence, +and that young children sometimes pass suddenly from the one to the +other state. Mr. Swinhoe informs me that he has often seen the Chinese, +when suffering from deep grief, burst out into hysterical fits of +laughter. + +I was anxious to know whether tears are freely shed during excessive +laughter by most of the races of men, and I hear from my correspondents +that this is the case. One instance was observed with the Hindoos, and +they themselves said that it often occurred. So it is with the Chinese. +The women of a wild tribe of Malays in the Malacca peninsula, sometimes +shed tears when they laugh heartily, though this seldom occurs. With the +Dyaks of Borneo it must frequently be the case, at least with the women, +for I hear from the Rajah C. Brooke that it is a common expression with +them to say "we nearly made tears from laughter." The aborigines of +Australia express their emotions freely, and they are described by my +correspondents as jumping about and clapping their hands for joy, and as +often roaring with laughter. No less than four observers have seen their +eyes freely watering on such occasions; and in one instance the tears +rolled down their cheeks. Mr. Bulmer, a missionary in a remote part of +Victoria, remarks, "that they have a keen sense of the ridiculous; +they are excellent mimics, and when one of them is able to imitate the +peculiarities of some absent member of the tribe, it is very common to +hear all in the camp convulsed with laughter." With Europeans hardly +anything excites laughter so easily as mimicry; and it is rather curious +to find the same fact with the savages of Australia, who constitute one +of the most distinct races in the world. + +In Southern Africa with two tribes of Kafirs, especially with the women, +their eyes often fill with tears during laughter. Gaika, the brother of +the chief Sandilli, answers my query on this bead, with the words, "Yes, +that is their common practice." Sir Andrew Smith has seen the painted +face of a Hottentot woman all furrowed with tears after a fit of +laughter. In Northern Africa, with the Abyssinians, tears are secreted +under the same circumstances. Lastly, in North America, the same fact +has been observed in a remarkably savage and isolated tribe, but chiefly +with the women; in another tribe it was observed only on a single +occasion. + +Excessive laughter, as before remarked, graduates into moderate +laughter. In this latter case the muscles round the eyes are much less +contracted, and there is little or no frowning. Between a gentle laugh +and a broad smile there is hardly any difference, excepting that in +smiling no reiterated sound is uttered, though a single rather strong +expiration, or slight noise--a rudiment of a laugh--may often be heard +at the commencement of a smile. On a moderately smiling countenance the +contraction of the upper orbicular muscles can still just be traced by a +slight lowering of the eyebrows. The contraction of the lower orbicular +and palpebral muscles is much plainer, and is shown by the wrinkling of +the lower eyelids and of the skin beneath them, together with a slight +drawing up of the upper lip. From the broadest smile we pass by the +finest steps into the gentlest one. In this latter case the features are +moved in a much less degree, and much more slowly, and the mouth is +kept closed. The curvature of the naso-labial furrow is also slightly +different in the two cases. We thus see that no abrupt line of +demarcation can be drawn between the movement of the features during the +most violent laughter and a very faint smile.[816] + +A smile, therefore, may be said to be the first stage in the development +of a laugh. But a different and more probable view may be suggested; +namely, that the habit of uttering load reiterated sounds from a sense +of pleasure, first led to the retraction of the corners of the mouth and +of the upper lip, and to the contraction of the orbicular muscles; and +that now, through association and long-continued habit, the same muscles +are brought into slight play whenever any cause excites in us a feeling +which, if stronger, would have led to laughter; and the result is a +smile. + +Whether we look at laughter as the full development of a smile, or, as +is more probable, at a gentle smile as the last trace of a habit, firmly +fixed during many generations, of laughing whenever we are joyful, we +can follow in our infants the gradual passage of the one into the other. +It is well known to those who have the charge of young infants, that it +is difficult to feel sure when certain movements about their mouths are +really expressive; that is, when they really smile. Hence I carefully +watched my own infants. One of them at the age of forty-five days, and +being at the time in a happy frame of mind, smiled; that is, the +corners of the mouth were retracted, and simultaneously the eyes became +decidedly bright. I observed the same thing on the following day; but on +the third day the child was not quite well and there was no trace of a +smile, and this renders it probable that the previous smiles were real. +Eight days subsequently and during the next succeeding week, it was +remarkable how his eyes brightened whenever he smiled, and his nose +became at the same time transversely wrinkled. This was now accompanied +by a little bleating noise, which perhaps represented a laugh. At the +age of 113 days these little noises, which were always made during +expiration, assumed a slightly different character, and were more +broken or interrupted, as in sobbing; and this was certainly incipient +laughter. The change in tone seemed to me at the time to be connected +with the greater lateral extension of the mouth as the smiles became +broader. + +In a second infant the first real smile was observed at about the same +age, viz. forty-five days; and in a third, at a somewhat earlier age. +The second infant, when sixty-five days old, smiled much more broadly +and plainly than did the one first mentioned at the same age; and even +at this early age uttered noises very like laughter. In this gradual +acquirement, by infants, of the habit of laughing, we have a case in +some degree analogous to that of weeping. As practice is requisite with +the ordinary movements of the body, such as walking, so it seems to be +with laughing and weeping. The art of screaming, on the other hand, +from being of service to infants, has become finely developed from the +earliest days. + + +_High spirits, cheerfulness_.--A man in high spirits, though he may not +actually smile, commonly exhibits some tendency to the retraction of the +corners of his mouth. From the excitement of pleasure, the circulation +becomes more rapid; the eyes are bright, and the colour of the face +rises. The brain, being stimulated by the increased flow of blood, +reacts on the mental powers; lively ideas pass still more rapidly +through the mind, and the affections are warmed. I heard a child, a +little under four years old, when asked what was meant by being in good +spirits, answer, "It is laughing, talking, and kissing." It would be +difficult to give a truer and more practical definition. A man in this +state holds his body erect, his head upright, and his eyes open. There +is no drooping of the features, and no contraction of the eyebrows. +On the contrary, the frontal muscle, as Moreau observes,[817] tends to +contract slightly; and this smooths the brow, removes every trace of a +frown, arches the eyebrows a little, and raises the eyelids. Hence the +Latin phrase, _exporrigere frontem_--to unwrinkle the brow--means, to +be cheerful or merry. The whole expression of a man in good spirits is +exactly the opposite of that of one suffering from sorrow. According to +Sir C. Bell, "In all the exhilarating emotions the eyebrows, eyelids, +the nostrils, and the angles of the mouth are raised. In the depressing +passions it is the reverse." Under the influence of the latter the brow +is heavy, the eyelids, cheeks, mouth, and whole head droop; the eyes are +dull; the countenance pallid, and the respiration slow. In joy the face +expands, in grief it lengthens. Whether the principle of antithesis has +here come into play in producing these opposite expressions, in aid of +the direct causes which have been specified and which are sufficiently +plain, I will not pretend to say. + +With all the races of man the expression of good spirit appears to be +the same, and is easily recognized. My informants, from various parts of +the Old and New Worlds, answer in the affirmative to my queries on this +head, and they give some particulars with respect to Hindoos, Malays, +and New Zealanders. The brightness of the eyes of the Australians has +struck four observers, and the same fact has been noticed with Hindoos, +New Zealanders, and the Dyaks of Borneo. + +Savages sometimes express their satisfaction not only by smiling, but +by gestures derived from the pleasure of eating. Thus Mr. Wedgwood[818] +quotes Petherick that the negroes on the Upper Nile began a general +rubbing of their bellies when he displayed his beads; and Leichhardt +says that the Australians smacked and clacked their mouths at the sight +of his horses and bullocks, and more especially of his kangaroo dogs. +The Greenlanders, "when they affirm anything with pleasure, suck down +air with a certain sound;"[819] and this may be an imitation of the act +of swallowing savoury food. + +Laughter is suppressed by the firm contraction of the orbicular muscles +of the mouth, which prevents the great zygomatic and other muscles from +drawing the lips backwards and upwards. The lower lip is also sometimes +held by the teeth, and this gives a roguish expression to the face, +as was observed with the blind and deaf Laura Bridgman.[820] The great +zygomatic muscle is sometimes variable in its course, and I have seen +a young woman in whom the _depressores anguli oris_ were brought into +strong action in suppressing a smile; but this by no means gave to her +countenance a melancholy expression, owing to the brightness of her +eyes. + +Laughter is frequently employed in a forced manner to conceal or mask +some other state of mind, even anger. We often see persons laughing in +order to conceal their shame or shyness. When a person purses up his +mouth, as if to prevent the possibility of a smile, though there is +nothing to excite one, or nothing to prevent its free indulgence, an +affected, solemn, or pedantic expression is given; but of such hybrid +expressions nothing more need here be said. In the case of derision, a +real or pretended smile or laugh is often blended with the expression +proper to contempt, and this may pass into angry contempt or scorn. In +such cases the meaning of the laugh or smile is to show the offending +person that he excites only amusement. + +_Love, tender feelings, &c_.--Although the emotion of love, for instance +that of a mother for her infant, is one of the strongest of which the +mind is capable, it can hardly be said to have any proper or peculiar +means of expression; and this is intelligible, as it has not habitually +led to any special line of action. No doubt, as affection is a +pleasurable sensation, it generally causes a gentle smile and some +brightening of the eyes. A strong desire to touch the beloved person is +commonly felt; and love is expressed by this means more plainly than +by any other.[821] Hence we long to clasp in our arms those whom we +tenderly love. We probably owe this desire to inherited habit, in +association with the nursing and tending of our children, and with the +mutual caresses of lovers. + +With the lower animals we see the same principle of pleasure derived +from contact in association with love. Dogs and cats manifestly take +pleasure in rubbing against their masters and mistresses, and in being +rubbed or patted by them. Many kinds of monkeys, as I am assured by the +keepers in the Zoological Gardens, delight in fondling and being fondled +by each other, and by persons to whom they are attached. Mr. Bartlett +has described to me the behaviour of two chimpanzees, rather older +animals than those generally imported into this country, when they were +first brought together. They sat opposite, touching each other with +their much protruded lips; and the one put his hand on the shoulder +of the other. They then mutually folded each other in their arms. +Afterwards they stood up, each with one arm on the shoulder of the +other, lifted up their heads, opened their mouths, and yelled with +delight. + +We Europeans are so accustomed to kissing as a mark of affection, that +it might be thought to be innate in mankind; but this is not the case. +Steele was mistaken when he said "Nature was its author, and it began +with the first courtship." Jemmy Button, the Fuegian, told me that this +practice was unknown in his land. It is equally unknown with the New +Zealanders, Tahitians, Papuans, Australians, Somals of Africa, and +the Esquimaux. But it is so far innate or natural that it apparently +depends on pleasure from close contact with a beloved person; and it is +replaced in various parts of the world, by the rubbing of noses, as +with the New Zealanders and Laplanders, by the rubbing or patting of the +arms, breasts, or stomachs, or by one man striking his own face with the +hands or feet of another. Perhaps the practice of blowing, as a mark +of affection, on various parts of the body may depend on the same +principle.[823] + +The feelings which are called tender are difficult to analyse; they seem +to be compounded of affection, joy, and especially of sympathy. These +feelings are in themselves of a pleasurable nature, excepting when pity +is too deep, or horror is aroused, as in hearing of a tortured man or +animal. They are remarkable under our present point of view from so +readily exciting the secretion of tears. Many a father and son have wept +on meeting after a long separation, especially if the meeting has been +unexpected. No doubt extreme joy by itself tends to act on the lacrymal +glands; but on such occasions as the foregoing vague thoughts of the +grief which would have been felt had the father and son never met, will +probably have passed through their minds; and grief naturally leads to +the secretion of tears. Thus on the return of Ulysses:-- + + "Telemachus Rose, and clung weeping round his father's breast. + There the pent grief rained o'er them, yearning thus. + * * * * * * + Thus piteously they wailed in sore unrest, + And on their weepings had gone down the day, + But that at last Telemachus found words to say." + _Worsley's Translation of the Odyssey_, Book xvi. st. 27. + +So again when Penelope at last recognized her husband:-- + + "Then from her eyelids the quick tears did start + And she ran to him from her place, and threw + Her arms about his neck, and a warm dew + Of kisses poured upon him, and thus spake:" + --Book xxiii. st. 27. + + +The vivid recollection of our former home, or of long-past happy days, +readily causes the eyes to be suffused with tears; but here, again, +the thought naturally occurs that these days will never return. In such +cases we may be said to sympathize with ourselves in our present, in +comparison with our former, state. Sympathy with the distresses of +others, even with the imaginary distresses of a heroine in a pathetic +story, for whom we feel no affection, readily excites tears. So does +sympathy with the happiness of others, as with that of a lover, at last +successful after many hard trials in a well-told tale. + +Sympathy appears to constitute a separate or distinct emotion; and it is +especially apt to excite the lacrymal glands. This holds good whether +we give or receive sympathy. Every one must have noticed how readily +children burst out crying if we pity them for some small hurt. With the +melancholic insane, as Dr. Crichton Browne informs me, a kind word will +often plunge them into unrestrained weeping. As soon as we express our +pity for the grief of a friend, tears often come into our own eyes. The +feeling of sympathy is commonly explained by assuming that, when we see +or hear of suffering in another, the idea of suffering is called up so +vividly in our own minds that we ourselves suffer. But this explanation +is hardly sufficient, for it does not account for the intimate alliance +between sympathy and affection. We undoubtedly sympathize far more +deeply with a beloved than with an indifferent person; and the sympathy +of the one gives us far more relief than that of the other. Yet +assuredly we can sympathize with those for whom we feel no affection. + +Why suffering, when actually experienced by ourselves, excites weeping, +has been discussed in a former chapter. With respect to joy, its natural +and universal expression is laughter; and with all the races of man loud +laughter leads to the secretion of tears more freely than does any other +cause excepting distress. The suffusion of the eyes with tears, which +undoubtedly occurs under great joy, though there is no laughter, can, as +it seems to me, be explained through habit and association on the same +principles as the effusion of tears from grief, although there is no +screaming. Nevertheless it is not a little remarkable that sympathy with +the distresses of others should excite tears more freely than our own +distress; and this certainly is the case. Many a man, from whose eyes +no suffering of his own could wring a tear, has shed tears at the +sufferings of a beloved friend. It is still more remarkable that +sympathy with the happiness or good fortune of those whom we tenderly +love should lead to the same result, whilst a similar happiness felt +by ourselves would leave our eyes dry. We should, however, bear in +mind that the long-continued habit of restraint which is so powerful in +checking the free flow of tears from bodily pain, has not been brought +into play in preventing a moderate effusion of tears in sympathy with +the sufferings or happiness of others. + +Music has a wonderful power, as I have elsewhere attempted to show,[824] +of recalling in a vague and indefinite manner, those strong emotions +which were felt during long-past ages, when, as is probable, our early +progenitors courted each other by the aid of vocal tones. And as several +of our strongest emotions--grief, great joy, love, and sympathy--lead to +the free secretion of tears, it is not surprising that music should be +apt to cause our eyes to become suffused with tears, especially when +we are already softened by any of the tenderer feelings. Music often +produces another peculiar effect. We know that every strong sensation, +emotion, or excitement--extreme pain, rage, terror, joy, or the passion +of love--all have a special tendency to cause the muscles to tremble; +and the thrill or slight shiver which runs down the backbone and limbs +of many persons when they are powerfully affected by music, seems to +bear the same relation to the above trembling of the body, as a slight +suffusion of tears from the power of music does to weeping from any +strong and real emotion. + +_Devotion_.--As devotion is, in some degree, related to affection, +though mainly consisting of reverence, often combined with fear, the +expression of this state of mind may here be briefly noticed. With some +sects, both past and present, religion and love have been strangely +combined; and it has even been maintained, lamentable as the fact may +be, that the holy kiss of love differs but little from that which a +man bestows on a woman, or a woman on a man.[825] Devotion is chiefly +expressed by the face being directed towards the heavens, with the +eyeballs upturned. Sir C. Bell remarks that, at the approach of sleep, +or of a fainting-fit, or of death, the pupils are drawn upwards and +inwards; and he believes that "when we are wrapt in devotional feelings, +and outward impressions are unheeded, the eyes are raised by an action +neither taught nor acquired." and that this is due to the same cause as +in the above cases.[826] That the eyes are upturned during sleep is, +as I hear from Professor Donders, certain. With babies, whilst sucking +their mother's breast, this movement of the eyeballs often gives to them +an absurd appearance of ecstatic delight; and here it may be clearly +perceived that a struggle is going on against the position naturally +assumed during sleep. But Sir C. Bell's explanation of the fact, which +rests on the assumption that certain muscles are more under the control +of the will than others is, as I hear from Professor Donders, incorrect. +As the eyes are often turned up in prayer, without the mind being so +much absorbed in thought as to approach to the unconsciousness of sleep, +the movement is probably a conventional one--the result of the common +belief that Heaven, the source of Divine power to which we pray, is +seated above us. + +A humble kneeling posture, with the hands upturned and palms joined, +appears to us, from long habit, a gesture so appropriate to devotion, +that it might be thought to be innate; but I have not met with any +evidence to this effect with the various extra-European races of +mankind. During the classical period of Roman history it does not +appear, as I hear from an excellent classic, that the hands were thus +joined during prayer. Mr. Rensleigh Wedgwood has apparently given[827] +the true explanation, though this implies that the attitude is one of +slavish subjection. "When the suppliant kneels and holds up his +hands with the palms joined, he represents a captive who proves the +completeness of his submission by offering up his hands to be bound +by the victor. It is the pictorial representation of the Latin _dare +manus_, to signify submission." Hence it is not probable that either +the uplifting of the eyes or the joining of the open hands, under +the influence of devotional feelings, are innate or truly expressive +actions; and this could hardly have been expected, for it is very +doubtful whether feelings, such as we should now rank as devotional, +affected the hearts of men, whilst they remained during past ages in an +uncivilized condition. + + + +CHAPTER IX. -- REFLECTION--MEDITATION-ILL-TEMPER--SULKINESS--DETERMINATION. + +The act of frowning--Reflection with an effort, or with the +perception of something difficult or disagreeable--Abstracted +meditation--Ill-temper--Moroseness--Obstinacy Sulkiness and +pouting--Decision or determination--The firm closure of the mouth. + + +THE corrugators, by their contraction, lower the eyebrows and bring them +together, producing vertical furrows on the forehead--that is, a frown. +Sir C. Bell, who erroneously thought that the corrugator was peculiar to +man, ranks it as "the most remarkable muscle of the human face. It +knits the eyebrows with an energetic effort, which unaccountably, but +irresistibly, conveys the idea of mind." Or, as he elsewhere says, "when +the eyebrows are knit, energy of mind is apparent, and there is the +mingling of thought and emotion with the savage and brutal rage of the +mere animal."[901] There is much truth in these remarks, but hardly +the whole truth. Dr. Duchenne has called the corrugator the muscle +of reflection;[902] but this name, without some limitation, cannot be +considered as quite correct. + +A man may be absorbed in the deepest thought, and his brow will remain +smooth until he encounters some obstacle in his train of reasoning, +or is interrupted by some disturbance, and then a frown passes like +a shadow over his brow. A half-starved man may think intently how to +obtain food, but he probably will not frown unless he encounters either +in thought or action some difficulty, or finds the food when obtained +nauseous. I have noticed that almost everyone instantly frowns if he +perceives a strange or bad taste in what he is eating. I asked several +persons, without explaining my object, to listen intently to a very +gentle tapping sound, the nature and source of which they all perfectly +knew, and not one frowned; but a man who joined us, and who could not +conceive what we were all doing in profound silence, when asked to +listen, frowned much, though not in an ill-temper, and said he could +not in the least understand what we all wanted. Dr. Piderit[903] who +has published remarks to the same effect, adds that stammerers generally +frown in speaking, and that a man in doing even so trifling a thing as +pulling on a boot, frowns if he finds it too tight. Some persons are +such habitual frowners, that the mere effort of speaking almost always +causes their brows to contract. + +Men of all races frown when they are in any way perplexed in thought, +as I infer from the answers which I have received to my queries; but +I framed them badly, confounding absorbed meditation with perplexed +reflection. Nevertheless, it is clear that the Australians, Malays, +Hindoos, and Kafirs of South Africa frown, when they are puzzled. +Dobritzhoffer remarks that the Guaranies of South America on like +occasions knit their brows.[904] + +From these considerations, we may conclude that frowning is not the +expression of simple reflection, however profound, or of attention, +however close, but of something difficult or displeasing encountered in +a train of thought or in action. Deep reflection can, however, seldom +be long carried on without some difficulty, so that it will generally be +accompanied by a frown. Hence it is that frowning commonly gives to the +countenance, as Sir C. Bell remarks, an aspect of intellectual energy. +But in order that this effect may be produced, the eyes must be clear +and steady, or they may be cast downwards, as often occurs in deep +thought. The countenance must not be otherwise disturbed, as in the case +of an ill-tempered or peevish man, or of one who shows the effects of +prolonged suffering, with dulled eyes and drooping jaw, or who perceives +a bad taste in his food, or who finds it difficult to perform some +trifling act, such as threading a needle. In these cases a frown may +often be seen, but it will be accompanied by some other expression, +which will entirely prevent the countenance having an appearance of +intellectual energy or of profound thought. + +We may now inquire how it is that a frown should express the perception +of something difficult or disagreeable, either in thought or action. In +the same way as naturalists find it advisable to trace the embryological +development of an organ in order fully to understand its structure, so +with the movements of expression it is advisable to follow as nearly +as possible the same plan. The earliest and almost sole expression +seen during the first days of infancy, and then often exhibited is that +displayed during the act of screaming; and screaming is excited, both at +first and for some time afterwards, by every distressing or displeasing +sensation and emotion,--by hunger, pain, anger, jealousy, fear, &c. At +such times the muscles round the eyes are strongly contracted; and this, +as I believe, explains to a large extent the act of frowning during the +remainder of our lives. I repeatedly observed my own infants, from under +the age of one week to that of two or three months, and found that when +a screaming-fit came on gradually, the first sign was the contraction of +the corrugators, which produced a slight frown, quickly followed by +the contraction of the other muscles round the eyes. When an infant is +uncomfortable or unwell, little frowns--as I record in my notes--may +be seen incessantly passing like shadows over its face; these being +generally, but not always, followed sooner or later by a crying-fit. For +instance, I watched for some time a baby, between seven and eight weeks +old, sucking some milk which was cold, and therefore displeasing to him; +and a steady little frown was maintained all the time. This was never +developed into an actual crying-fit, though occasionally every stage of +close approach could be observed. + +As the habit of contracting the brows has been followed by infants +during innumerable generations, at the commencement of every crying or +screaming fit, it has become firmly associated with the incipient +sense of something distressing or disagreeable. Hence under similar +circumstances it would be apt to be continued during maturity, although +never then developed into a crying-fit. Screaming or weeping begins to +be voluntarily restrained at an early period of life, whereas frowning +is hardly ever restrained at any age. It is perhaps worth notice that +with children much given to weeping, anything which perplexes their +minds, and which would cause most other children merely to frown, +readily makes them weep. So with certain classes of the insane, any +effort of mind, however slight, which with an habitual frowner would +cause a slight frown, leads to their weeping in an unrestrained manner. +It is not more surprising that the habit of contracting the brows at +the first perception of something distressing, although gained during +infancy, should be retained during the rest of our lives, than that many +other associated habits acquired at an early age should be permanently +retained both by man and the lower animals. For instance, full-grown +cats, when feeling warm and comfortable, often retain the habit of +alternately protruding their fore-feet with extended toes, which habit +they practised for a definite purpose whilst sucking their mothers. + +Another and distinct cause has probably strengthened the habit of +frowning, whenever the mind is intent on any subject and encounters some +difficulty. Vision is the most important of all the senses, and during +primeval times the closest attention must have been incessantly: +directed towards distant objects for the sake of obtaining prey and +avoiding danger. I remember being struck, whilst travelling in parts of +South America, which were dangerous from the presence of Indians, how +incessantly, yet as it appeared unconsciously, the half-wild Gauchos +closely scanned the whole horizon. Now, when any one with no covering on +his head (as must have been aboriginally the case with mankind), strives +to the utmost to distinguish in broad daylight, and especially if the +sky is bright, a distant object, he almost invariably contracts his +brows to prevent the entrance of too much light; the lower eyelids, +cheeks, and upper lip being at the same time raised, so as to lessen the +orifice of the eyes. I have purposely asked several persons, young and +old, to look, under the above circumstances, at distant objects, making +them believe that I only wished to test the power of their vision; and +they all behaved in the manner just described. Some of them, also, put +their open, flat hands over their eyes to keep out the excess of light. +Gratiolet, after making some remarks to nearly the same effect,[905] +says, "Ce sont la des attitudes de vision difficile." He concludes that +the muscles round the eyes contract partly for the sake of excluding too +much light (which appears to me the more important end), and partly to +prevent all rays striking the retina, except those which come direct +from the object that is scrutinized. Mr. Bowman, whom I consulted on +this point, thinks that the contraction of the surrounding muscles may, +in addition, "partly sustain the consensual movements of the two eyes, +by giving a firmer support while the globes are brought to binocular +vision by their own proper muscles." + +As the effort of viewing with care under a bright light a distant object +is both difficult and irksome, and as this effort has been habitually +accompanied, during numberless generations, by the contraction of the +eyebrows, the habit of frowning will thus have been much strengthened; +although it was originally practised during infancy from a quite +independent cause, namely as the first step in the protection of the +eyes during screaming. There is, indeed, much analogy, as far as the +state of the mind is concerned, between intently scrutinizing a distant +object, and following out an obscure train of thought, or performing +some little and troublesome mechanical work. The belief that the habit +of contracting the brows is continued when there is no need whatever to +exclude too much light, receives support from the cases formerly +alluded to, in which the eyebrows or eyelids are acted on under certain +circumstances in a useless manner, from having been similarly used, +under analogous circumstances, for a serviceable purpose. For instance, +we voluntarily close our eyes when we do not wish to see any object, and +we are apt to close them, when we reject a proposition, as if we could +not or would not see it; or when we think about something horrible. +We raise our eyebrows when we wish to see quickly all round us, and +we often do the same, when we earnestly desire to remember something; +acting as if we endeavoured to see it. + + +_Abstraction. Meditation_.--When a person is lost in thought with his +mind absent, or, as it is sometimes said, "when he is in a brown study," +he does not frown, but his eyes appear vacant. The lower eyelids +are generally raised and wrinkled, in the same manner as when a +short-sighted person tries to distinguish a distant object; and the +upper orbicular muscles are at the same time slightly contracted. +The wrinkling of the lower eyelids under these circumstances has been +observed with some savages, as by Mr. Dyson Lacy with the Australians +of Queensland, and several times by Mr. Geach with the Malays of the +interior of Malacca. What the meaning or cause of this action may be, +cannot at present be explained; but here we have another instance of +movement round the eyes in relation to the state of the mind. + +The vacant expression of the eyes is very peculiar, and at once shows +when a man is completely lost in thought. Professor Donders has, with +his usual kindness, investigated this subject for me. He has observed +others in this condition, and has been himself observed by Professor +Engelmann. The eyes are not then fixed on any object, and therefore not, +as I had imagined, on some distant object. The lines of vision of the +two eyes even often become slightly divergent; the divergence, if the +head be held vertically, with the plane of vision horizontal, amounting +to an angle of 2'0 as a maximum. This was ascertained by observing the +crossed double image of a distant object. When the head droops forward, +as often occurs with a man absorbed in thought, owing to the general +relaxation of his muscles, if the plane of vision be still horizontal, +the eyes are necessarily a little turned upwards, and then the +divergence is as much as 3'0, or 3'0 5': if the eyes are turned still +more upwards, it amounts to between 6'0 and 7'0. Professor Donders +attributes this divergence to the almost complete relaxation of certain +muscles of the eyes, which would be apt to follow from the mind being +wholly absorbed.[906] The active condition of the muscles of the eyes is +that of convergence; and Professor Donders remarks, as bearing on their +divergence during a period of complete abstraction, that when one eye +becomes blind, it almost always, after a short lapse of time, deviates +outwards; for its muscles are no longer used in moving the eyeball +inwards for the sake of binocular vision. + +Perplexed reflection is often accompanied by certain movements or +gestures. At such times we commonly raise our hands to our foreheads, +mouths, or chins; but we do not act thus, as far as I have seen, when we +are quite lost in meditation, and no difficulty is encountered. Plautus, +describing in one of his plays[907] a puzzled man, says, "Now look, he +has pillared his chin upon his hand." Even so trifling and apparently +unmeaning a gesture as the raising of the hand to the face has been +observed with some savages. Al. J. Mansel Weale has seen it with the +Kafirs of South Africa; and the native chief Gaika adds, that men then +"sometimes pull their beards." Mr. Washington Matthews, who attended +to some of the wildest tribes of Indians in the western regions of the +United States, remarks that he has seen them when concentrating their +thoughts, bring their "hands, usually the thumb and index finger, in +contact with some part of the face, commonly the upper lip." We can +understand why the forehead should be pressed or rubbed, as deep thought +tries the brain; but why the hand should be raised to the mouth or face +is far from clear. + +_Ill-temper_.--We have seen that frowning is the natural expression of +some difficulty encountered, or of something disagreeable experienced +either in thought or action, and he whose mind is often and readily +affected in this way, will be apt to be ill-tempered, or slightly +angry, or peevish, and will commonly show it by frowning. But a cross +expression, due to a frown, may be counteracted, if the mouth appears +sweet, from being habitually drawn into a smile, and the eyes are bright +and cheerful. So it will be if the eye is clear and steady, and there is +the appearance of earnest reflection. Frowning, with some depression +of the corners of the mouth, which is a sign of grief, gives an air of +peevishness. If a child (see Plate IV., fig. 2)[908] frowns much whilst +crying, but does not strongly contract in the usual manner the orbicular +muscles, a well-marked expression of anger or even of rage, together +with misery, is displayed. + +[Illustration: Ill-temper. Plate IV] + +If the whole frowning brow be drawn much downward by the contraction of +the pyramidal muscles of the nose, which produces transverse wrinkles +or folds across the base of the nose, the expression becomes one of +moroseness. Duchenne believes that the contraction of this muscle, +without any frowning, gives the appearance of extreme and aggressive +hardness.[909] But I much doubt whether this is a true or natural +expression. I have shown Duchenne's photograph of a young man, with this +muscle strongly contracted by means of galvanism, to eleven persons, +including some artists, and none of them could form an idea what was +intended, except one, a girl, who answered correctly, "surely reserve." +When I first looked at this photograph, knowing what was intended, my +imagination added, as I believe, what was necessary, namely, a frowning +brow; and consequently the expression appeared to me true and extremely +morose. + +A firmly closed mouth, in addition to a lowered and frowning brow, gives +determination to the expression, or may make it obstinate and sullen. +How it comes that the firm closure of the mouth gives the appearance +of determination will presently be discussed. An expression of sullen +obstinacy has been clearly recognized by my informants, in the natives +of six different regions of Australia. It is well marked, according to +Mr. Scott, with the Hindoos. It has been recognized with the Malays, +Chinese, Kafirs, Abyssinians, and in a conspicuous degree, according to +Dr. Rothrock, with the wild Indians of North America, and according to +Mr. D. Forbes, with the Aymaras of Bolivia. I have also observed it with +the Araucanos of southern Chili. Mr. Dyson Lacy remarks that the natives +of Australia, when in this frame of mind, sometimes fold their arms +across their breasts, an attitude which may be seen with us. A firm +determination, amounting to obstinacy, is, also, sometimes expressed by +both shoulders being kept raised, the meaning of which gesture will be +explained in the following chapter. + +With young children sulkiness is shown by pouting, or, as it is +sometimes called, "making a snout."[910] When the corners of the mouth +are much depressed, the lower lip is a little everted and protruded; +and this is likewise called a pout. But the pouting here referred to, +consists of the protrusion of both lips into a tubular form, sometimes +to such an extent as to project as far as the end of the nose, if this +be short. Pouting is generally accompanied by frowning, and sometimes +by the utterance of a booing or whooing noise. This expression is +remarkable, as almost the sole one, as far as I know, which is exhibited +much more plainly during childhood, at least with Europeans, than during +maturity. There is, however, some tendency to the protrusion of the lips +with the adults of all races under the influence of great rage. Some +children pout when they are shy, and they can then hardly be called +sulky. + +From inquiries which I have made in several large families, pouting does +not seem very common with European children; but it prevails throughout +the world, and must be both common and strongly marked with most savage +races, as it has caught the attention of many observers. It has been +noticed in eight different districts of Australia; and one of my +informants remarks how greatly the lips of the children are then +protruded. Two observers have seen pouting with the children of Hindoos; +three, with those of the Kafirs and Fingoes of South Africa, and with +the Hottentots; and two, with the children of the wild Indians of North +America. Pouting has also been observed with the Chinese, Abyssinians, +Malays of Malacca, Dyaks of Borneo, and often with the New Zealanders. +Mr. Mansel Weale informs me that he has seen the lips much protruded, +not only with the children of the Kafirs, but with the adults of both +sexes when sulky; and Mr. Stack has sometimes observed the same thing +with the men, and very frequently with the women of New Zealand. A trace +of the same expression may occasionally be detected even with adult +Europeans. + +We thus see that the protrusion of the lips, especially with young +children, is characteristic of sulkiness throughout the greater part of +the world. This movement apparently results from the retention, chiefly +during youth, of a primordial habit, or from an occasional reversion to +it. Young orangs and chimpanzees protrude their lips to an extraordinary +degree, as described in a former chapter, when they are discontented, +somewhat angry, or sulky; also when they are surprised, a little +frightened, and even when slightly pleased. Their mouths are protruded +apparently for the sake of making the various noises proper to +these several states of mind; and its shape, as I observed with the +chimpanzee, differed slightly when the cry of pleasure and that of anger +were uttered. As soon as these animals become enraged, the shape of the +month wholly changes, and the teeth are exposed. The adult orang when +wounded is said to emit "a singular cry, consisting at first of high +notes, which at length deepen into a low roar. While giving out the high +notes he thrusts out his lips into a funnel shape, but in uttering the +low notes he holds his mouth wide open."[911] With the gorilla, the +lower lip is said to be capable of great elongation. If then our +semi-human progenitors protruded their lips when sulky or a little +angered, in the same manner as do the existing anthropoid apes, it +is not an anomalous, though a curious fact, that our children should +exhibit, when similarly affected, a trace of the same expression, +together with some tendency to utter a noise. For it is not at all +unusual for animals to retain, more or less perfectly, during early +youth, and subsequently to lose, characters which were aboriginally +possessed by their adult progenitors, and which are still retained by +distinct species, their near relations. + +Nor is it an anomalous fact that the children of savages should exhibit +a stronger tendency to protrude their lips, when sulky, than the +children of civilized Europeans; for the essence of savagery seems +to consist in the retention of a primordial condition, and this +occasionally holds good even with bodily peculiarities.[912] It may be +objected to this view of the origin of pouting, that the anthropoid +apes likewise protrude their lips when astonished and even when a little +pleased; whilst with us this expression is generally confined to a sulky +frame of mind. But we shall see in a future chapter that with men of +various races surprise does sometimes lead to a slight protrusion of the +lips, though great surprise or astonishment is more commonly shown by +the mouth being widely opened. As when we smile or laugh we draw back +the corners of the mouth, we have lost any tendency to protrude the +lips, when pleased, if indeed our early progenitors thus expressed +pleasure. + +A little gesture made by sulky children may here be noticed, namely, +their "showing a cold shoulder." This has a different meaning, as, I +believe, from the keeping both shoulders raised. A cross child, sitting +on its parent's knee, will lift up the near shoulder, then jerk it away, +as if from a caress, and afterwards give a backward push with it, as +if to push away the offender. I have seen a child, standing at some +distance from any one, clearly express its feelings by raising one +shoulder, giving it a little backward movement, and then turning away +its whole body. + + +_Decision or determination_.--The firm closure of the mouth tends to +give an expression of determination or decision to the countenance. +No determined man probably ever had an habitually gaping mouth. Hence, +also, a small and weak lower jaw, which seems to indicate that the +mouth is not habitually and firmly closed, is commonly thought to be +characteristic of feebleness of character. A prolonged effort of any +kind, whether of body or mind, implies previous determination; and if it +can be shown that the mouth is generally closed with firmness before +and during a great and continued exertion of the muscular system, then, +through the principle of association, the mouth would almost certainly +be closed as soon as any determined resolution was taken. Now several +observers have noticed that a man, in commencing any violent muscular +effort, invariably first distends his lungs with air, and then +compresses it by the strong contraction of the muscles of the chest; and +to effect this the mouth must be firmly closed. Moreover, as soon as +the man is compelled to draw breath, he still keeps his chest as much +distended as possible. + +Various causes have been assigned for this manner of acting. Sir C. +Bell maintains[913] that the chest is distended with air, and is kept +distended at such times, in order to give a fixed support to the muscles +which are thereto attached. Hence, as he remarks, when two men are +engaged in a deadly contest, a terrible silence prevails, broken only +by hard stifled breathing. There is silence, because to expel the air in +the utterance of any sound would be to relax the support for the muscles +of the arms. If an outcry is heard, supposing the struggle to take +place in the dark, we at once know that one of the two has given up in +despair. + +Gratiolet admits[914] that when a man has to struggle with another to +his utmost, or has to support a great weight, or to keep for a long time +the same forced attitude, it is necessary for him first to make a deep +inspiration, and then to cease breathing; but he thinks that Sir C. +Bell's explanation is erroneous. He maintains that arrested respiration +retards the circulation of the blood, of which I believe there is no +doubt, and he adduces some curious evidence from the structure of the +lower animals, showing, on the one hand, that a retarded circulation is +necessary for prolonged muscular exertion, and, on the other hand, that +a rapid circulation is necessary for rapid movements. According to this +view, when we commence any great exertion, we close our mouths and stop +breathing, in order to retard the circulation of the blood. Gratiolet +sums up the subject by saying, "C'est la la vraie theorie de l'effort +continu;" but how far this theory is admitted by other physiologists I +do not know. + +Dr. Piderit accounts[915] for the firm closure of the mouth during +strong muscular exertion, on the principle that the influence of the +will spreads to other muscles besides those necessarily brought into +action in making any particular exertion; and it is natural that the +muscles of respiration and of the mouth, from being so habitually used, +should be especially liable to be thus acted on. It appears to me that +there probably is some truth in this view, for we are apt to press the +teeth hard together during violent exertion, and this is not requisite +to prevent expiration, whilst the muscles of the chest are strongly +contracted. + +Lastly, when a man has to perform some delicate and difficult operation, +not requiring the exertion of any strength, he nevertheless generally +closes his mouth and ceases for a time to breathe; but he acts thus +in order that the movements of his chest may not disturb, those of his +arms. A person, for instance, whilst threading a needle, may be seen to +compress his lips and either to stop breathing, or to breathe as quietly +as possible. So it was, as formerly stated, with a young and sick +chimpanzee, whilst it amused itself by killing flies with its knuckles, +as they buzzed about on the window-panes. To perform an action, however +trifling, if difficult, implies some amount of previous determination. + +There appears nothing improbable in all the above assigned causes having +come into play in different degrees, either conjointly or separately, +on various occasions. The result would be a well-established habit, now +perhaps inherited, of firmly closing the mouth at the commencement +of and during any violent and prolonged exertion, or any delicate +operation. Through the principle of association there would also be +a strong tendency towards this same habit, as soon as the mind had +resolved on any particular action or line of conduct, even before there +was any bodily exertion, or if none were requisite. The habitual and +firm closure of the mouth would thus come to show decision of character; +and decision readily passes into obstinacy. + + + +CHAPTER X. -- HATRED AND ANGER. + +Hatred--Rage, effects of on the system--Uncovering of the teeth--Rage in +the insane--Anger and indignation--As expressed by the various races of +man--Sneering and defiance--The uncovering of the canine tooth on one +side of the face. + + +IF we have suffered or expect to suffer some wilful injury from a man, +or if he is in any way offensive to us, we dislike him; and dislike +easily rises into hatred. Such feelings, if experienced in a moderate +degree, are not clearly expressed by any movement of the body or +features, excepting perhaps by a certain gravity of behaviour, or by +some ill-temper. Few individuals, however, can long reflect about a +hated person, without feeling and exhibiting signs of indignation or +rage. But if the offending person be quite insignificant, we experience +merely disdain or contempt. If, on the other hand, he is all-powerful, +then hatred passes into terror, as when a slave thinks about a cruel +master, or a savage about a bloodthirsty malignant deity.[1001] Most of +our emotions are so closely connected with their expression, that they +hardly exist if the body remains passive--the nature of the expression +depending in chief part on the nature of the actions which have been +habitually performed under this particular state of the mind. A man, +for instance, may know that his life is in the extremest peril, and may +strongly desire to save if; yet, as Louis XVI. said, when surrounded by +a fierce mob, "Am I afraid? feel my pulse." So a man may intensely hate +another, but until his bodily frame is affected, he cannot be said to be +enraged. + + +_Rage_.--I have already had occasion to treat of this emotion in the +third chapter, when discussing the direct influence of the excited +sensorium on the body, in combination with the effects of habitually +associated actions. Rage exhibits itself in the most diversified manner. +The heart and circulation are always affected; the face reddens or +becomes purple, with the veins on the forehead and neck distended. The +reddening of the skin has been observed with the copper-coloured Indians +of South America,[1002] and even, as it is said, on the white cicatrices +left by old wounds on negroes.[1003] Monkeys also redden from passion. +With one of my own infants, under four months old, I repeatedly observed +that the first symptom of an approaching passion was the rushing of the +blood into his bare scalp. On the other hand, the action of the heart +is sometimes so much impeded by great rage, that the countenance becomes +pallid or livid,[1004] and not a few men with heart-disease have dropped +down dead under this powerful emotion. + +The respiration is likewise affected; the chest heaves, and the dilated +nostrils quiver.[1005] As Tennyson writes, "sharp breaths of anger +puffed her fairy nostrils out." Hence we have such expressions as +"breathing out vengeance," and "fuming with anger."[1006] + +The excited brain gives strength to the muscles, and at the same time +energy to the will. The body is commonly held erect ready for instant +action, but sometimes it is bent forward towards the offending person, +with the limbs more or less rigid. The mouth is generally closed with +firmness, showing fixed determination, and the teeth are clenched or +ground together. Such gestures as the raising of the arms, with the +fists clenched, as if to strike the offender, are common. Few men in a +great passion, and telling some one to begone, can resist acting as +if they intended to strike or push the man violently away. The desire, +indeed, to strike often becomes so intolerably strong, that inanimate +objects are struck or dashed to the ground; but the gestures frequently +become altogether purposeless or frantic. Young children, when in a +violent rage roll on the ground on their backs or bellies, screaming, +kicking, scratching, or biting everything within reach. So it is, as I +hear from Mr. Scott, with Hindoo children; and, as we have seen, with +the young of the anthropomorphous apes. + +But the muscular system is often affected in a wholly different way; for +trembling is a frequent consequence of extreme rage. The paralysed +lips then refuse to obey the will, "and the voice sticks in the +throat;"[1007] or it is rendered loud, harsh, and discordant. If +there be much and rapid speaking, the mouth froths. The hair sometimes +bristles; but I shall return to this subject in another chapter, when I +treat of the mingled emotions of rage and terror. There is in most cases +a strongly-marked frown on the forehead; for this follows from the sense +of anything displeasing or difficult, together with concentration of +mind. But sometimes the brow, instead of being much contracted and +lowered, remains smooth, with the glaring eyes kept widely open. The +eyes are always bright, or may, as Homer expresses it, glisten with +fire. They are sometimes bloodshot, and are said to protrude from their +sockets--the result, no doubt, of the head being gorged with blood, as +shown by the veins being distended. According to Gratiolet, "the pupils +are always contracted in rage," and I hear from Dr. Crichton Browne that +this is the case in the fierce delirium of meningitis; but the movements +of the iris under the influence of the different emotions is a very +obscure subject. + +Shakspeare sums up the chief characteristics of rage as follows:-- + + "In peace there's nothing so becomes a man, + As modest stillness and humility; + But when the blast of war blows in our ears, + Then imitate the action of the tiger: + Stiffen the sinews, summon up the blood, + Then lend the eye a terrible aspect; + Now set the teeth, and stretch the nostril wide, + Hold hard the breath, and bend up every spirit + To his full height! On, on, you noblest English." + _Henry V_., act iii. sc. 1. + + +The lips are sometimes protruded during rage in a manner, the meaning +of which I do not understand, unless it depends on our descent from some +ape-like animal. Instances have been observed, not only with Europeans, +but with the Australians and Hindoos. The lips, however, are much more +commonly retracted, the grinning or clenched teeth being thus +exposed. This has been noticed by almost every one who has written on +expression.[1009] The appearance is as if the teeth were uncovered, +ready for seizing or tearing an enemy, though there may be no intention +of acting in this manner. Mr. Dyson Lacy has seen this grinning +expression with the Australians, when quarrelling, and so has Gaika with +the Kafirs of South America. Dickens,[1010] in speaking of an atrocious +murderer who had just been caught, and was surrounded by a furious mob, +describes "the people as jumping up one behind another, snarling with +their teeth, and making at him like wild beasts." Every one who has had +much to do with young children must have seen how naturally they take to +biting, when in a passion. It seems as instinctive in them as in young +crocodiles, who snap their little jaws as soon as they emerge from the +egg. + +A grinning expression and the protrusion of the lips appear sometimes +to go together. A close observer says that he has seen many instances +of intense hatred (which can hardly be distinguished from rage, more or +less suppressed) in Orientals, and once in an elderly English woman. In +all these cases there "was a grin, not a scowl--the lips lengthening, +the cheeks settling downwards, the eyes half-closed, whilst the brow +remained perfectly calm."[1011] + +This retraction of the lips and uncovering of the teeth during paroxysms +of rage, as if to bite the offender, is so remarkable, considering how +seldom the teeth are used by men in fighting, that I inquired from Dr. +J. Crichton Browne whether the habit was common in the insane whose +passions are unbridled. He informs me that he has repeatedly observed +it both with the insane and idiotic, and has given me the following +illustrations:-- + +Shortly before receiving my letter, he witnessed an uncontrollable +outbreak of anger and delusive jealousy in an insane lady. At first she +vituperated her husband, and whilst doing so foamed at the mouth. Next +she approached close to him with compressed lips, and a virulent set +frown. Then she drew back her lips, especially the corners of the upper +lip, and showed her teeth, at the same time aiming a vicious blow at +him. A second case is that of an old soldier, who, when he is requested +to conform to the rules of the establishment, gives way to discontent, +terminating in fury. He commonly begins by asking Dr. Browne whether +he is not ashamed to treat him in such a manner. He then swears and +blasphemes, paces tip and down, tosses his arms wildly about, and +menaces any one near him. At last, as his exasperation culminates, he +rushes up towards Dr. Browne with a peculiar sidelong movement, shaking +his doubled fist, and threatening destruction. Then his upper lip may +be seen to be raised, especially at the corners, so that his huge canine +teeth are exhibited. He hisses forth his curses through his set teeth, +and his whole expression assumes the character of extreme ferocity. +A similar description is applicable to another man, excepting that he +generally foams at the mouth and spits, dancing and jumping about in +a strange rapid manner, shrieking out his maledictions in a shrill +falsetto voice. + +Dr. Browne also informs me of the case of an epileptic idiot, incapable +of independent movements, and who spends the whole day in playing with +some toys; but his temper is morose and easily roused into fierceness. +When any one touches his toys, he slowly raises his head from its +habitual downward position, and fixes his eyes on the offender, with a +tardy yet angry scowl. If the annoyance be repeated, he draws back his +thick lips and reveals a prominent row of hideous fangs (large canines +being especially noticeable), and then makes a quick and cruel clutch +with his open hand at the offending person. The rapidity of this clutch, +as Dr. Browne remarks, is marvellous in a being ordinarily so torpid +that he takes about fifteen seconds, when attracted by any noise, to +turn his head from one side to the other. If, when thus incensed, a +handkerchief, book, or other article, be placed into his hands, he drags +it to his mouth and bites it. Mr. Nicol has likewise described to me two +cases of insane patients, whose lips are retracted during paroxysms of +rage. + +Dr. Maudsley, after detailing various strange animal-like traits in +idiots, asks whether these are not due to the reappearance of primitive +instincts--"a faint echo from a far-distant past, testifying to a +kinship which man has almost outgrown." He adds, that as every human +brain passes, in the course of its development, through the same stages +as those occurring in the lower vertebrate animals, and as the brain +of an idiot is in an arrested condition, we may presume that it "will +manifest its most primitive functions, and no higher functions." Dr. +Maudsley thinks that the same view may be extended to the brain in its +degenerated condition in some insane patients; and asks, whence come +"the savage snarl, the destructive disposition, the obscene language, +the wild howl, the offensive habits, displayed by some of the insane? +Why should a human being, deprived of his reason, ever become so +brutal in character, as some do, unless he has the brute nature within +him?"[1012] This question must, as it would appear, he answered in the +affirmative. + +_Anger, Indignation_.--These states of the mind differ from rage only +in degree, and there is no marked distinction in their characteristic +signs. Under moderate anger the action of the heart is a little +increased, the colour heightened, and the eyes become bright. The +respiration is likewise a little hurried; and as all the muscles serving +for this function act in association, the wings of the nostrils are +somewhat raised to allow of a free indraught of air; and this is +a highly characteristic sign of indignation. The mouth is commonly +compressed, and there is almost always a frown on the brow. Instead of +the frantic gestures of extreme rage, an indignant man unconsciously +throws himself into an attitude ready for attacking or striking his +enemy, whom he will perhaps scan from head to foot in defiance. He +carries his head erect, with his chest well expanded, and the feet +planted firmly on the ground. He holds his arms in various positions, +with one or both elbows squared, or with the arms rigidly suspended by +his sides. With Europeans the fists are commonly clenched.[1013] The +figures 1 and 2 in Plate VI. are fairly good representations of men +simulating indignation. Any one may see in a mirror, if he will vividly +imagine that he has been insulted and demands an explanation in an angry +tone of voice, that he suddenly and unconsciously throws himself into +some such attitude. + +[Illustration: Anger and Indignation. Plate VI] + +Rage, anger, and indignation are exhibited in nearly the same manner +throughout the world; and the following descriptions may be worth giving +as evidence of this, and as illustrations of some of the foregoing +remarks. There is, however, an exception with respect to clenching the +fists, which seems confined chiefly to the men who fight with their +fists. With the Australians only one of my informants has seen the fists +clenched. All agree about the body being held erect; and all, with two +exceptions, state that the brows are heavily contracted. Some of them +allude to the firmly-compressed mouth, the distended nostrils, and +flashing eyes. According to the Rev. Mr. Taplin, rage, with the +Australians, is expressed by the lips being protruded, the eyes being +widely open; and in the case of the women by their dancing about and +casting dust into the air. Another observer speaks of the native men, +when enraged, throwing their arms wildly about. + +I have received similar accounts, except as to the clenching of +the fists, in regard to the Malays of the Malacca peninsula, the +Abyssinians, and the natives of South Africa. So it is with the Dakota +Indians of North America; and, according to Mr. Matthews, they then hold +their heads erect, frown, and often stalk away with long strides. Mr. +Bridges states that the Fuegians, when enraged, frequently stamp on the +ground, walk distractedly about, sometimes cry and grow pale. The Rev. +Mr. Stack watched a New Zealand man and woman quarrelling, and made the +following entry in his note-book: "Eyes dilated, body swayed violently +backwards and forwards, head inclined forwards, fists clenched, now +thrown behind the body, now directed towards each other's faces." Mr. +Swinhoe says that my description agrees with what he has seen of the +Chinese, excepting that an angry man generally inclines his body towards +his antagonist, and pointing at him, pours forth a volley of abuse. + +Lastly, with respect to the natives of India, Mr. J. Scott has sent me +a full description of their gestures and expression when enraged. Two +low-caste Bengalees disputed about a loan. At first they were calm, but +soon grew furious and poured forth the grossest abuse on each other's +relations and progenitors for many generations past. Their gestures were +very different from those of Europeans; for though their chests were +expanded and shoulders squared, their arms remained rigidly suspended, +with the elbows turned inwards and the hands alternately clenched and +opened. Their shoulders were often raised high, and then again lowered. +They looked fiercely at each other from under their lowered and strongly +wrinkled brows, and their protruded lips were firmly closed. They +approached each other, with heads and necks stretched forwards, and +pushed, scratched, and grasped at each other. This protrusion of the +head and body seems a common gesture with the enraged; and I have +noticed it with degraded English women whilst quarrelling violently in +the streets. In such cases it may be presumed that neither party expects +to receive a blow from the other. + +A Bengalee employed in the Botanic Gardens was accused, in the presence +of Mr. Scott, by the native overseer of having stolen a valuable plant. +He listened silently and scornfully to the accusation; his attitude +erect, chest expanded, mouth closed, lips protruding, eyes firmly +set and penetrating. He then defiantly maintained his innocence, with +upraised and clenched hands, his head being now pushed forwards, with +the eyes widely open and eyebrows raised. Mr. Scott also watched two +Mechis, in Sikhim, quarrelling about their share of payment. They soon +got into a furious passion, and then their bodies became less erect, +with their heads pushed forwards; they made grimaces at each other; +their shoulders were raised; their arms rigidly bent inwards at the +elbows, and their hands spasmodically closed, but not properly clenched. +They continually approached and retreated from each other, and often +raised their arms as if to strike, but their hands were open, and no +blow was given. Mr. Scott made similar observations on the Lepchas whom +he often saw quarrelling, and he noticed that they kept their arms rigid +and almost parallel to their bodies, with the hands pushed somewhat +backwards and partially closed, but not clenched. + + +_Sneering, Defiance: Uncovering the canine tooth on one side_.--The +expression which I wish here to consider differs but little from that +already described, when the lips are retracted and the grinning teeth +exposed. The difference consists solely in the upper lip being retracted +in such a manner that the canine tooth on one side of the face alone +is shown; the face itself being generally a little upturned and half +averted from the person causing offence. The other signs of rage are not +necessarily present. This expression may occasionally be observed in +a person who sneers at or defies another, though there may be no real +anger; as when any one is playfully accused of some fault, and answers, +"I scorn the imputation." The expression is not a common one, but I +have seen it exhibited with perfect distinctness by a lady who was being +quizzed by another person. It was described by Parsons as long ago as +1746, with an engraving, showing the uncovered canine on one side.[1014] +Mr. Rejlander, without my having made any allusion to the subject, +asked me whether I had ever noticed this expression, as he had been much +struck by it. He has photographed for me (Plate IV. fig 1) a lady, who +sometimes unintentionally displays the canine on one side, and who can +do so voluntarily with unusual distinctness. + +The expression of a half-playful sneer graduates into one of great +ferocity when, together with a heavily frowning brow and fierce eye, the +canine tooth is exposed. A Bengalee boy was accused before Mr. Scott of +some misdeed. The delinquent did not dare to give vent to his wrath +in words, but it was plainly shown on his countenance, sometimes by a +defiant frown, and sometimes "by a thoroughly canine snarl." When this +was exhibited, "the corner of the lip over the eye-tooth, which happened +in this case to be large and projecting, was raised on the side of his +accuser, a strong frown being still retained on the brow." Sir C. Bell +states[1015] that the actor Cooke could express the most determined hate +"when with the oblique cast of his eyes he drew up the outer part of the +upper lip, and discovered a sharp angular tooth." + +The uncovering of the canine tooth is the result of a double movement. +The angle or corner of the mouth is drawn a little backwards, and at the +same time a muscle which runs parallel to and near the nose draws up the +outer part of the upper lip, and exposes the canine on this side of +the face. The contraction of this muscle makes a distinct furrow on the +cheek, and produces strong wrinkles under the eye, especially at its +inner corner. The action is the same as that of a snarling dog; and a +dog when pretending to fight often draws up the lip on one side alone, +namely that facing his antagonist. Our word _sneer_ is in fact the +same as _snarl_, which was originally _snar_, the _l_ "being merely an +element implying continuance of action."[1016] + +I suspect that we see a trace of this same expression in what is called +a derisive or sardonic smile. The lips are then kept joined or almost +joined, but one corner of the mouth is retracted on the side towards the +derided person; and this drawing back of the corner is part of a true +sneer. Although some persons smile more on one side of their face than +on the other, it is not easy to understand why in cases of derision the +smile, if a real one, should so commonly be confined to one side. I have +also on these occasions noticed a slight twitching of the muscle which +draws up the outer part of the upper lip; and this movement, if fully +carried out, would have uncovered the canine, and would have produced a +true sneer. + +Mr. Bulmer, an Australian missionary in a remote part of Gipps' Land, +says, in answer to my query about the uncovering of the canine on one +side, "I find that the natives in snarling at each other speak with +the teeth closed, the upper lip drawn to one side, and a general angry +expression of face; but they look direct at the person addressed." Three +other observers in Australia, one in Abyssinia, and one in China, answer +my query on this head in the affirmative; but as the expression is rare, +and as they enter into no details, I am afraid of implicitly trusting +them. It is, however, by no means improbable that this animal-like +expression may be more common with savages than with civilized races. +Mr. Geach is an observer who may be fully trusted, and he has observed +it on one occasion in a Malay in the interior of Malacca. The Rev. S. +O. Glenie answers, "We have observed this expression with the natives of +Ceylon, but not often." Lastly, in North America, Dr. Rothrock has seen +it with some wild Indians, and often in a tribe adjoining the Atnahs. + +Although the upper lip is certainly sometimes raised on one side alone +in sneering at or defying any one, I do not know that this is always the +case, for the face is commonly half averted, and the expression is +often momentary. The movement being confined to one side may not be an +essential part of the expression, but may depend on the proper muscles +being incapable of movement excepting on one side. I asked four persons +to endeavour to act voluntarily in this manner; two could expose the +canine only on the left side, one only on the right side, and the fourth +on neither side. Nevertheless it is by no means certain that these same +persons, if defying any one in earnest, would not unconsciously +have uncovered their canine tooth on the side, whichever it might +be, towards the offender. For we have seen that some persons cannot +voluntarily make their eyebrows oblique, yet instantly act in this +manner when affected by any real, although most trifling, cause of +distress. The power of voluntarily uncovering the canine on one side +of the face being thus often wholly lost, indicates that it is a rarely +used and almost abortive action. It is indeed a surprising fact that man +should possess the power, or should exhibit any tendency to its use; for +Mr. Sutton has never noticed a snarling action in our nearest allies, +namely, the monkeys in the Zoological Gardens, and he is positive that +the baboons, though furnished with great canines, never act thus, but +uncover all their teeth when feeling savage and ready for an attack. +Whether the adult anthropomorphous apes, in the males of whom the +canines are much larger than in the females, uncover them when prepared +to fight, is not known. + +The expression here considered, whether that of a playful sneer or +ferocious snarl, is one of the most curious which occurs in man. It +reveals his animal descent; for no one, even if rolling on the ground in +a deadly grapple with an enemy, and attempting to bite him, would try to +use his canine teeth more than his other teeth. We may readily believe +from our affinity to the anthropomorphous apes that our male semi-human +progenitors possessed great canine teeth, and men are now occasionally +born having them of unusually large size, with interspaces in the +opposite jaw for their reception.[1017] We may further suspect, +notwithstanding that we have no support from analogy, that our +semi-human progenitors uncovered their canine teeth when prepared for +battle, as we still do when feeling ferocious, or when merely sneering +at or defying some one, without any intention of making a real attack +with our teeth. + + + +CHAPTER XI. -- DISDAIN--CONTEMPT--DISGUST-GUILT--PRIDE, ETC.--HELPLESSNESS--PATIENCE--AFFIRMATION AND NEGATION. + +Contempt, scorn and disdain, variously expressed--Derisive +smile--Gestures expressive of contempt--Disgust--Guilt, deceit, pride, +&c.--Helplessness or impotence--Patience--Obstinacy--Shrugging the +shoulders common to most of the races of man--Signs of affirmation and +negation. + + +SCORN and disdain can hardly be distinguished from contempt, excepting +that they imply a rather more angry frame of mind. Nor can they be +clearly distinguished from the feelings discussed in the last chapter +under the terms of sneering and defiance. Disgust is a sensation rather +more distinct in its nature and refers to something revolting, primarily +in relation to the sense of taste, as actually perceived or vividly +imagined; and secondarily to anything which causes a similar feeling, +through the sense of smell, touch, and even of eyesight. Nevertheless, +extreme contempt, or as it is often called loathing contempt, hardly +differs from disgust. These several conditions of the mind are, +therefore, nearly related; and each of them may be exhibited in many +different ways. Some writers have insisted chiefly on one mode of +expression, and others on a different mode. From this circumstance M. +Lemoine has argued[1101] that their descriptions are not trustworthy. +But we shall immediately see that it is natural that the feelings which +we have here to consider should be expressed in many different ways, +inasmuch as various habitual actions serve equally well, through the +principle of association, for their expression. + +Scorn and disdain, as well as sneering and defiance, may be displayed +by a slight uncovering of the canine tooth on one side of the face; and +this movement appears to graduate into one closely like a smile. Or the +smile or laugh may be real, although one of derision; and this implies +that the offender is so insignificant that he excites only amusement; +but the amusement is generally a pretence. Gaika in his answers to my +queries remarks, that contempt is commonly shown by his countrymen, the +Kafirs, by smiling; and the Rajah Brooke makes the same observation with +respect to the Dyaks of Borneo. As laughter is primarily the expression +of simple joy, very young children do not, I believe, ever laugh in +derision. + +The partial closure of the eyelids, as Duchenne[1102] insists, or the +turning away of the eyes or of the whole body, are likewise highly +expressive of disdain. These actions seem to declare that the despised +person is not worth looking at or is disagreeable to behold. The +accompanying photograph (Plate V. fig. 1) by Mr. Rejlander, shows this +form of disdain. It represents a young lady, who is supposed to be +tearing up the photograph of a despised lover. + +[Illustration: Scorn and Disdain. Plate V] + +The most common method of expressing contempt is by movements about +the nose, or round the mouth; but the latter movements, when strongly +pronounced, indicate disgust. The nose may be slightly turned up, which +apparently follows from the turning up of the upper lip; or the movement +may be abbreviated into the mere wrinkling of the nose. The nose is +often slightly contracted, so as partly to close the passage;[1103] and +this is commonly accompanied by a slight snort or expiration. All these +actions are the same with those which we employ when we perceive an +offensive odour, and wish to exclude or expel it. In extreme cases, as +Dr. Piderit remarks,[1104] we protrude and raise both lips, or the upper +lip alone, so as to close the nostrils as by a valve, the nose being +thus turned up. We seem thus to say to the despised person that he +smells offensively,[1105] in nearly the same manner as we express to him +by half-closing our eyelids, or turning away our faces, that he is not +worth looking at. It must not, however, be supposed that such ideas +actually pass through the mind when we exhibit our contempt; but as +whenever we have perceived a disagreeable odour or seen a disagreeable +sight, actions of this kind have been performed, they have become +habitual or fixed, and are now employed under any analogous state of +mind. + +Various odd little gestures likewise indicate contempt; for instance, +_snapping one's fingers_. This, as Mr. Taylor remarks,[1106] "is not +very intelligible as we generally see it; but when we notice that the +same sign made quite gently, as if rolling some tiny object away +between the finger and thumb, or the sign of flipping it away with the +thumb-nail and forefinger, are usual and well-understood deaf-and-dumb +gestures, denoting anything tiny, insignificant, contemptible, it seems +as though we had exaggerated and conventionalized a perfectly natural +action, so as to lose sight of its original meaning. There is a curious +mention of this gesture by Strabo." Mr. Washington Matthews informs me +that, with the Dakota Indians of North America, contempt is shown +not only by movements of the face, such as those above described, but +"conventionally, by the hand being closed and held near the breast, +then, as the forearm is suddenly extended, the hand is opened and the +fingers separated from each other. If the person at whose expense the +sign is made is present, the hand is moved towards him, and the head +sometimes averted from him." This sudden extension and opening of the +hand perhaps indicates the dropping or throwing away a valueless object. + +The term 'disgust,' in its simplest sense, means something offensive to +the taste. It is curious how readily this feeling is excited by anything +unusual in the appearance, odour, or nature of our food. In Tierra del +Fuego a native touched with his finger some cold preserved meat which +I was eating at our bivouac, and plainly showed utter disgust at its +softness; whilst I felt utter disgust at my food being touched by a +naked savage, though his hands did not appear dirty. A smear of soup +on a man's beard looks disgusting, though there is of course nothing +disgusting in the soup itself. I presume that this follows from the +strong association in our minds between the sight of food, however +circumstanced, and the idea of eating it. + +As the sensation of disgust primarily arises in connection with the act +of eating or tasting, it is natural that its expression should consist +chiefly in movements round the mouth. But as disgust also causes +annoyance, it is generally accompanied by a frown, and often by gestures +as if to push away or to guard oneself against the offensive object. +In the two photographs (figs. 2 and 3, on Plate V.) Mr. Rejlander has +simulated this expression with some success. With respect to the face, +moderate disgust is exhibited in various ways; by the mouth being widely +opened, as if to let an offensive morsel drop out; by spitting; by +blowing out of the protruded lips; or by a sound as of clearing the +throat. Such guttural sounds are written _ach_ or _ugh_; and their +utterance is sometimes accompanied by a shudder, the arms being pressed +close to the sides and the shoulders raised in the same manner as when +horror is experienced.[1107] Extreme disgust is expressed by movements +round the month identical with those preparatory to the act of vomiting. +The mouth is opened widely, with the upper lip strongly retracted, which +wrinkles the sides of the nose, and with the lower lip protruded +and everted as much as possible. This latter movement requires the +contraction of the muscles which draw downwards the corners of the +mouth.[1108] + +It is remarkable how readily and instantly retching or actual vomiting +is induced in some persons by the mere idea of having partaken of any +unusual food, as of an animal which is not commonly eaten; although +there is nothing in such food to cause the stomach to reject it. When +vomiting results, as a reflex action, from some real cause--as from +too rich food, or tainted meat, or from an emetic--it does not ensue +immediately, but generally after a considerable interval of time. +Therefore, to account for retching or vomiting being so quickly and +easily excited by a mere idea, the suspicion arises that our progenitors +must formerly have had the power (like that possessed by ruminants and +some other animals) of voluntarily rejecting food which disagreed with +them, or which they thought would disagree with them; and now, though +this power has been lost, as far as the will is concerned, it is +called into involuntary action, through the force of a formerly +well-established habit, whenever the mind revolts at the idea of having +partaken of any kind of food, or at anything disgusting. This suspicion +receives support from the fact, of which I am assured by Mr. Sutton, +that the monkeys in the Zoological Gardens often vomit whilst in perfect +health, which looks as if the act were voluntary. We can see that as +man is able to communicate by language to his children and others, +the knowledge of the kinds of food to be avoided, he would have little +occasion to use the faculty of voluntary rejection; so that this power +would tend to be lost through disuse. + +As the sense of smell is so intimately connected with that of taste, it +is not surprising that an excessively bad odour should excite retching +or vomiting in some persons, quite as readily as the thought of +revolting food does; and that, as a further consequence, a moderately +offensive odour should cause the various expressive movements of +disgust. The tendency to retch from a fetid odour is immediately +strengthened in a curious manner by some degree of habit, though soon +lost by longer familiarity with the cause of offence and by voluntary +restraint. For instance, I wished to clean the skeleton of a bird, which +had not been sufficiently macerated, and the smell made my servant +and myself (we not having had much experience in such work) retch so +violently, that we were compelled to desist. During the previous days I +had examined some other skeletons, which smelt slightly; yet the odour +did not in the least affect me, but, subsequently for several days, +whenever I handled these same skeletons, they made me retch. + +From the answers received from my correspondents it appears that the +various movements, which have now been described as expressing contempt +and disgust, prevail throughout a large part of the world. Dr. Rothrock, +for instance, answers with a decided affirmative with respect to certain +wild Indian tribes of North America. Crantz says that when a Greenlander +denies anything with contempt or horror he turns up his nose, and +gives a slight sound through it.[1109] Mr. Scott has sent me a graphic +description of the face of a young Hindoo at the sight of castor-oil, +which he was compelled occasionally to take. Mr. Scott has also seen the +same expression on the faces of high-caste natives who have approached +close to some defiling object. Mr. Bridges says that the Fuegians +"express contempt by shooting out the lips and hissing through them, and +by turning up the nose." The tendency either to snort through the nose, +or to make a noise expressed by _ugh_ or _ach_, is noticed by several of +my correspondents. + +Spitting seems an almost universal sign of contempt or disgust; and +spitting obviously represents the rejection of anything offensive +from the mouth. Shakspeare makes the Duke of Norfolk say, "I spit at +him--call him a slanderous coward and a villain." So, again, Falstaff +says, "Tell thee what, Hal,--if I tell thee a lie, spit in my face." +Leichhardt remarks that the Australians "interrupted their speeches by +spitting, and uttering a noise like pooh! pooh! apparently expressive of +their disgust." And Captain Burton speaks of certain negroes "spitting +with disgust upon the ground." Captain Speedy informs me that this is +likewise the case with the Abyssinians. Mr. Geach says that with the +Malays of Malacca the expression of disgust "answers to spitting from +the mouth;" and with the Fuegians, according to Mr. Bridges "to spit at +one is the highest mark of contempt." + +I never saw disgust more plainly expressed than on the face of one of my +infants at the age of five months, when, for the first time, some cold +water, and again a month afterwards, when a piece of ripe cherry was put +into his mouth. This was shown by the lips and whole mouth assuming a +shape which allowed the contents to run or fall quickly out; the tongue +being likewise protruded. These movements were accompanied by a little +shudder. It was all the more comical, as I doubt whether the child +felt real disgust--the eyes and forehead expressing much surprise and +consideration. The protrusion of the tongue in letting a nasty object +fall out of the mouth, may explain how it is that lolling out the tongue +universally serves as a sign of contempt and hatred.[1111] + +We have now seen that scorn, disdain, contempt, and disgust are +expressed in many different ways, by movements of the features, and by +various gestures; and that these are the same throughout the world. They +all consist of actions representing the rejection or exclusion of some +real object which we dislike or abhor, but which does not excite in us +certain other strong emotions, such as rage or terror; and through the +force of habit and association similar actions are performed, whenever +any analogous sensation arises in our minds. + +_Jealousy, Envy, Avarice, Revenge, Suspicion, Deceit, Slyness, Guilt, +Vanity, Conceit, Ambition, Pride, Humility, &c_.--It is doubtful whether +the greater number of the above complex states of mind are revealed +by any fixed expression, sufficiently distinct to be described or +delineated. When Shakspeare speaks of Envy as _lean-faced_, or _black_, +or _pale_, and Jealousy as "_the green-eyed monster_;" and when Spenser +describes Suspicion as "_foul, ill-favoured, and grim_," they must have +felt this difficulty. Nevertheless, the above feelings--at least many +of them--can be detected by the eye; for instance, conceit; but we are +often guided in a much greater degree than we suppose by our previous +knowledge of the persons or circumstances. + +My correspondents almost unanimously answer in the affirmative to my +query, whether the expression of guilt and deceit can be recognized +amongst the various races of man; and I have confidence in their +answers, as they generally deny that jealousy can thus be recognized. +In the cases in which details are given, the eyes are almost always +referred to. The guilty man is said to avoid looking at his accuser, or +to give him stolen looks. The eyes are said "to be turned askant," or +"to waver from side to side," or "the eyelids to be lowered and partly +closed." This latter remark is made by Mr. Hagenauer with respect to +the Australians, and by Gaika with respect to the Kafirs. The restless +movements of the eyes apparently follow, as will be explained when we +treat of blushing, from the guilty man not enduring to meet the gaze +of his accuser. I may add, that I have observed a guilty expression, +without a shade of fear, in some of my own children at a very early age. +In one instance the expression was unmistakably clear in a child two +years and seven months old, and led to the detection of his little +crime. It was shown, as I record in my notes made at the time, by +an unnatural brightness in the eyes, and by an odd, affected manner, +impossible to describe. + +Slyness is also, I believe, exhibited chiefly by movements about the +eyes; for these are less under the control of the will, owing to the +force of long-continued habit, than are the movements of the body. Mr. +Herbert Spencer remarks,[1112] "When there is a desire to see something +on one side of the visual field without being supposed to see it, the +tendency is to check the conspicuous movement of the head, and to make +the required adjustment entirely with the eyes; which are, therefore, +drawn very much to one side. Hence, when the eyes are turned to one +side, while the face is not turned to the same side, we get the natural +language of what is called slyness." + +Of all the above-named complex emotions, Pride, perhaps, is the most +plainly expressed. A proud man exhibits his sense of superiority over +others by holding his head and body erect. He is haughty (_haut_), +or high, and makes himself appear as large as possible; so that +metaphorically he is said to be swollen or puffed up with pride. A +peacock or a turkey-cock strutting about with puffed-up feathers, is +sometimes said to be an emblem of pride.[1113] The arrogant man looks +down on others, and with lowered eyelids hardly condescends to see them; +or he may show his contempt by slight movements, such as those before +described, about the nostrils or lips. Hence the muscle which everts the +lower lip has been called the _musculus superbus_. In some photographs +of patients affected by a monomania of pride, sent me by Dr. Crichton +Browne, the head and body were held erect, and the mouth firmly closed. +This latter action, expressive of decision, follows, I presume, from +the proud man feeling perfect self-confidence in himself. The whole +expression of pride stands in direct antithesis to that of humility; so +that nothing need here be said of the latter state of mind. + + +_Helplessness, Impotence: Shrugging the shoulders_.--When a man wishes +to show that he cannot do something, or prevent something being done, he +often raises with a quick movement both shoulders. At the same time, +if the whole gesture is completed, he bends his elbows closely +inwards, raises his open hands, turning them outwards, with the fingers +separated. The head is often thrown a little on one side; the eyebrows +are elevated, and this causes wrinkles across the forehead. The mouth is +generally opened. I may mention, in order to show how unconsciously +the features are thus acted on, that though I had often intentionally +shrugged my shoulders to observe how my arms were placed, I was not at +all aware that my eyebrows were raised and mouth opened, until I looked +at myself in a glass; and since then I have noticed the same movements +in the faces of others. In the accompanying Plate VI., figs. 3 and +4, Mr. Rejlander has successfully acted the gesture of shrugging the +shoulders. + +Englishmen are much less demonstrative than the men of most other +European nations, and they shrug their shoulders far less frequently and +energetically than Frenchmen or Italians do. The gesture varies in all +degrees from the complex movement, just described, to only a momentary +and scarcely perceptible raising of both shoulders; or, as I have +noticed in a lady sitting in an arm-chair, to the mere turning slightly +outwards of the open hands with separated fingers. I have never seen +very young English children shrug their shoulders, but the following +case was observed with care by a medical professor and excellent +observer, and has been communicated to me by him. The father of this +gentleman was a Parisian, and his mother a Scotch lady. His wife is of +British extraction on both sides, and my informant does not believe +that she ever shrugged her shoulders in her life. His children have been +reared in England, and the nursemaid is a thorough Englishwoman, who +has never been seen to shrug her shoulders. Now, his eldest daughter +was observed to shrug her shoulders at the age of between sixteen and +eighteen months; her mother exclaiming at the time, "Look at the little +French girl shrugging her shoulders!" At first she often acted thus, +sometimes throwing her head a little backwards and on one side, but she +did not, as far as was observed, move her elbows and hands in the usual +manner. The habit gradually wore away, and now, when she is a little +over four years old, she is never seen to act thus. The father is told +that he sometimes shrugs his shoulders, especially when arguing with +any one; but it is extremely improbable that his daughter should have +imitated him at so early an age; for, as he remarks, she could not +possibly have often seen this gesture in him. Moreover, if the habit +had been acquired through imitation, it is not probable that it would +so soon have been spontaneously discontinued by this child, and, as we +shall immediately see, by a second child, though the father still +lived with his family. This little girl, it may be added, resembles her +Parisian grandfather in countenance to an almost absurd degree. She +also presents another and very curious resemblance to him, namely, by +practising a singular trick. When she impatiently wants something, she +holds out her little hand, and rapidly rubs the thumb against the index +and middle finger: now this same trick was frequently performed under +the same circumstances by her grandfather. + +This gentleman's second daughter also shrugged her shoulders before the +age of eighteen months, and afterwards discontinued the habit. It is +of course possible that she may have imitated her elder sister; but she +continued it after her sister had lost the habit. She at first resembled +her Parisian grandfather in a less degree than did her sister at the +same age, but now in a greater degree. She likewise practises to the +present time the peculiar habit of rubbing together, when impatient, her +thumb and two of her fore-fingers. + +In this latter case we have a good instance, like those given in a +former chapter, of the inheritance of a trick or gesture; for no one, I +presume, will attribute to mere coincidence so peculiar a habit as this, +which was common to the grandfather and his two grandchildren who had +never seen him. + +Considering all the circumstances with reference to these children +shrugging their shoulders, it can hardly be doubted that they have +inherited the habit from their French progenitors, although they +have only one quarter French blood in their veins, and although their +grandfather did not often shrug his shoulders. There is nothing very +unusual, though the fact is interesting, in these children having gained +by inheritance a habit during early youth, and then discontinuing it; +for it is of frequent occurrence with many kinds of animals that certain +characters are retained for a period by the young, and are then lost. + +As it appeared to me at one time improbable in a high degree that +so complex a gesture as shrugging the shoulders, together with the +accompanying movements, should be innate, I was anxious to ascertain +whether the blind and deaf Laura Bridgman, who could not have learnt the +habit by imitation, practised it. And I have heard, through Dr. Innes, +from a lady who has lately had charge of her, that she does shrug her +shoulders, turn in her elbows, and raise her eyebrows in the same manner +as other people, and under the same circumstances. I was also anxious +to learn whether this gesture was practised by the various races of man, +especially by those who never have had much intercourse with Europeans. +We shall see that they act in this manner; but it appears that the +gesture is sometimes confined to merely raising or shrugging the +shoulders, without the other movements. + +Mr. Scott has frequently seen this gesture in the Bengalees and Dhangars +(the latter constituting a distinct race) who are employed in the +Botanic Garden at Calcutta; when, for instance, they have declared that +they could not do some work, such as lifting a heavy weight. He ordered +a Bengalee to climb a lofty tree; but the man, with a shrug of his +shoulders and a lateral shake of his head, said he could not. Mr. Scott +knowing that the man was lazy, thought he could, and insisted on his +trying. His face now became pale, his arms dropped to his sides, his +mouth and eyes were widely opened, and again surveying the tree, he +looked askant at Mr. Scott, shrugged his shoulders, inverted his elbows, +extended his open hands, and with a few quick lateral shakes of the head +declared his inability. Mr. H. Erskine has likewise seen the natives of +India shrugging their shoulders; but he has never seen the elbows turned +so much inwards as with us; and whilst shrugging their shoulders they +sometimes lay their uncrossed hands on their breasts. + +With the wild Malays of the interior of Malacca, and with the Bugis +(true Malays, though speaking a different, language), Mr. Geach has +often seen this gesture. I presume that it is complete, as, in answer to +my query descriptive of the movements of the shoulders, arms, hands, and +face, Mr. Geach remarks, "it is performed in a beautiful style." I +have lost an extract from a scientific voyage, in which shrugging the +shoulders by some natives (Micronesians) of the Caroline Archipelago in +the Pacific Ocean, was well described. Capt. Speedy informs me that the +Abyssinians shrug their shoulders but enters into no details. Mrs. Asa +Gray saw an Arab dragoman in Alexandria acting exactly as described in +my query, when an old gentleman, on whom he attended, would not go in +the proper direction which had been pointed out to him. + +Mr. Washington Matthews says, in reference to the wild Indian tribes +of the western parts of the United States, "I have on a few occasions +detected men using a slight apologetic shrug, but the rest of the +demonstration which you describe I have not witnessed." Fritz Muller +informs me that he has seen the negroes in Brazil shrugging their +shoulders; but it is of course possible that they may have learnt to do +so by imitating the Portuguese. Mrs. Barber has never seen this gesture +with the Kafirs of South Africa; and Gaika, judging from his answer, +did not even understand what was meant by my description. Mr. Swinhoe +is also doubtful about the Chinese; but he has seen them, under the +circumstances which would make us shrug our shoulders, press their right +elbow against their side, raise their eyebrows, lift up their hand with +the palm directed towards the person addressed, and shake it from right +to left. Lastly, with respect to the Australians, four of my informants +answer by a simple negative, and one by a simple affirmative. Mr. +Bunnett, who has had excellent opportunities for observation on the +borders of the Colony of Victory, also answers by a "yes," adding that +the gesture is performed "in a more subdued and less demonstrative +manner than is the case with civilized nations." This circumstance may +account for its not having been noticed by four of my informants. + +These statements, relating to Europeans, Hindoos, the hill-tribes of +India, Malays, Micronesians, Abyssinians, Arabs, Negroes, Indians of +North America, and apparently to the Australians--many of these natives +having had scarcely any intercourse with Europeans--are sufficient to +show that shrugging the shoulders, accompanied in some cases by the +other proper movements, is a gesture natural to mankind. + +This gesture implies an unintentional or unavoidable action on our own +part, or one that we cannot perform; or an action performed by another +person which we cannot prevent. It accompanies such speeches as, "It was +not my fault;" "It is impossible for me to grant this favour;" "He +must follow his own course, I cannot stop him." Shrugging the shoulders +likewise expresses patience, or the absence of any intention to resist. +Hence the muscles which raise the shoulders are sometimes called, as I +have been informed by an artist, the patience muscles. Shylock the Jew, +says, + + "Signor Antonio, many a time and oft + In the Rialto have you rated me + About my monies and usances; + Still have I borne it with a patient shrug." + _Merchant of Venice_, act 1. sc. 3. + + +Sir C. Bell has given[1114] a life-like figure of a man, who is +shrinking back from some terrible danger, and is on the point of +screaming out in abject terror. He is represented with his shoulders +lifted up almost to his ears; and this at once declares that there is no +thought of resistance. + +As shrugging the shoulders generally implies "I cannot do this or +that," so by a slight change, it sometimes implies "I won't do it." +The movement then expresses a dogged determination not to act. Olmsted +describes[1115] an Indian in Texas as giving a great shrug to his +shoulders, when he was informed that a party of men were Germans and not +Americans, thus expressing that he would have nothing to do with them. +Sulky and obstinate children may be seen with both their shoulders +raised high up; but this movement is not associated with the others +which generally accompany a true shrug. An excellent observer[1116] in +describing a young man who was determined not to yield to his father's +desire, says, "He thrust his hands deep down into his pockets, and set +up his shoulders to his ears, which was a good warning that, come right +or wrong, this rock should fly from its firm base as soon as Jack would; +and that any remonstrance on the subject was purely futile." As soon +as the son got his own way, he "put his shoulders into their natural +position." + +Resignation is sometimes shown by the open hands being placed, one over +the other, on the lower part of the body. I should not have thought this +little gesture worth even a passing notice, had not Dr. W. Ogle remarked +to me that he had two or three times observed it in patients who were +preparing for operations under chloroform. They exhibited no great fear, +but seemed to declare by this posture of their hands, that they had made +up their minds, and were resigned to the inevitable. + +We may now inquire why men in all parts of the world when they +feel,--whether or not they wish to show this feeling,--that they cannot +or will not do something, or will not resist something if done by +another, shrug their shoulders, at the same time often bending in their +elbows, showing the palms of their hands with extended fingers, often +throwing their heads a little on one side, raising their eyebrows, +and opening their mouths. These states of the mind are either simply +passive, or show a determination not to act. None of the above movements +are of the least service. The explanation lies, I cannot doubt, in the +principle of unconscious antithesis. This principle here seems to come +into play as clearly as in the case of a dog, who, when feeling savage, +puts himself in the proper attitude for attacking and for making himself +appear terrible to his enemy; but as soon as he feels affectionate, +throws his whole body into a directly opposite attitude, though this is +of no direct use to him. + +Let it be observed how an indignant man, who resents, and will not +submit to some injury, holds his head erect, squares his shoulders, and +expands his chest. He often clenches his fists, and puts one or both +arms in the proper position for attack or defence, with the muscles +of his limbs rigid. He frowns,--that is, he contracts and lowers +his brows,--and, being determined, closes his mouth. The actions and +attitude of a helpless man are, in every one of these respects, exactly +the reverse. In Plate VI. we may imagine one of the figures on the left +side to have just said, "What do you mean by insulting me?" and one of +the figures on the right side to answer, "I really could not help it." +The helpless man unconsciously contracts the muscles of his forehead +which are antagonistic to those that cause a frown, and thus raises his +eyebrows; at the same time he relaxes the muscles about the mouth, so +that the lower jaw drops. The antithesis is complete in every detail, +not only in the movements of the features, but in the position of the +limbs and in the attitude of the whole body, as may be seen in the +accompanying plate. As the helpless or apologetic man often wishes to +show his state of mind, he then acts in a conspicuous or demonstrative +manner. + +In accordance with the fact that squaring the elbows and clenching the +fists are gestures by no means universal with the men of all races, +when they feel indignant and are prepared to attack their enemy, so it +appears that a helpless or apologetic frame of mind is expressed in many +parts of the world by merely shrugging the shoulders, without turning +inwards the elbows and opening the hands. The man or child who is +obstinate, or one who is resigned to some great misfortune, has in +neither case any idea of resistance by active means; and he expresses +this state of mind, by simply keeping his shoulders raised; or he may +possibly fold his arms across his breast. + +_Signs of affirmation or approval, and of negation or disapproval: +nodding and shaking the head_.--I was curious to ascertain how far +the common signs used by us in affirmation and negation were general +throughout the world. These signs are indeed to a certain extent +expressive of our feelings, as we give a vertical nod of approval with +a smile to our children, when we approve of their conduct; and shake +our heads laterally with a frown, when we disapprove. With infants, the +first act of denial consists in refusing food; and I repeatedly noticed +with my own infants, that they did so by withdrawing their heads +laterally from the breast, or from anything offered them in a spoon. In +accepting food and taking it into their mouths, they incline their heads +forwards. Since making these observations I have been informed that +the same idea had occurred to Charma.[1117] It deserves notice that in +accepting or taking food, there is only a single movement forward, and a +single nod implies an affirmation. On the other hand, in refusing food, +especially if it be pressed on them, children frequently move their +heads several times from side to side, as we do in shaking our heads +in negation. Moreover, in the case of refusal, the head is not rarely +thrown backwards, or the mouth is closed, so that these movements might +likewise come to serve as signs of negation. Mr. Wedgwood remarks on +this subject,[1118] that "when the voice is exerted with closed teeth +or lips, it produces the sound of the letter _n_ or _m_. Hence we +may account for the use of the particle _ne_ to signify negation, and +possibly also of the Greek mh in the same sense." + +That these signs are innate or instinctive, at least with Anglo-Saxons, +is rendered highly probable by the blind and deaf Laura Bridgman +"constantly accompanying her _yes_ with the common affirmative nod, and +her _no_ with our negative shake of the head." Had not Mr. Lieber stated +to the contrary,[1119] I should have imagined that these gestures might +have been acquired or learnt by her, considering her wonderful sense of +touch and appreciation of the movements of others. With microcephalous +idiots, who are so degraded that they never learn to speak, one of them +is described by Vogt,[1120] as answering, when asked whether he wished +for more food or drink, by inclining or shaking his head. Schmalz, in +his remarkable dissertation on the education of the deaf and dumb, as +well as of children raised only one degree above idiotcy, assumes that +they can always both make and understand the common signs of affirmation +and negation. + +Nevertheless if we look to the various races of man, these signs are +not so universally employed as I should have expected; yet they seem +too general to be ranked as altogether conventional or artificial. My +informants assert that both signs are used by the Malays, by the natives +of Ceylon, the Chinese, the negroes of the Guinea coast, and, according +to Gaika, by the Kafirs of South Africa, though with these latter people +Mrs. Barber has never seen a lateral shake used as a negative. With +respect to the Australians, seven observers agree that a nod is given in +affirmation; five agree about a lateral shake in negation, accompanied +or not by some word; but Mr. Dyson Lacy has never seen this latter sign +in Queensland, and Mr. Bulmer says that in Gipps' Land a negative is +expressed by throwing the head a little backwards and putting out the +tongue. At the northern extremity of the continent, near Torres Straits, +the natives when uttering a negative "don't shake the head with it, but +holding up the right hand, shake it by turning it half round and back +again two or three times."[1122] The throwing back of the head with +a cluck of the tongue is said to be used as a negative by the modern +Greeks and Turks, the latter people expressing _yes_ by a movement like +that made by us when we shake our heads.[1123] The Abyssinians, as I am +informed by Captain Speedy, express a negative by jerking the head +to the right shoulder, together with a slight cluck, the mouth being +closed; an affirmation is expressed by the head being thrown backwards +and the eyebrows raised for an instant. The Tagals of Luzon, in the +Philippine Archipelago, as I hear from Dr. Adolf Meyer, when they say +"yes," also throw the head backwards. According to the Rajah Brooke, the +Dyaks of Borneo express an affirmation by raising the eyebrows, and a +negation by slightly contracting them, together with a peculiar look +from the eyes. With the Arabs on the Nile, Professor and Mrs. Asa Gray +concluded that nodding in affirmation was rare, whilst shaking the head +in negation was never used, and was not even understood by them. +With the Esquimaux[1124] a nod means _yes_ and a wink _no_. The +New Zealanders "elevate the head and chin in place of nodding +acquiescence."[1125] + +With the Hindoos Mr. H. Erskine concludes from inquiries made from +experienced Europeans, and from native gentlemen, that the signs of +affirmation and negation vary--a nod and a lateral shake being sometimes +used as we do; but a negative is more commonly expressed by the head +being thrown suddenly backwards and a little to one side, with a cluck +of the tongue. What the meaning may be of this cluck of the tongue, +which has been observed with various people, I cannot imagine. A native +gentleman stated that affirmation is frequently shown by the head being +thrown to the left. I asked Mr. Scott to attend particularly to this +point, and, after repeated observations, he believes that a vertical nod +is not commonly used by the natives in affirmation, but that the head +is first thrown backwards either to the left or right, and then jerked +obliquely forwards only once. This movement would perhaps have been +described by a less careful observer as a lateral shake. He also states +that in negation the head is usually held nearly upright, and shaken +several times. + +Mr. Bridges informs me that the Fuegians nod their heads vertically in +affirmation, and shake them laterally in denial. With the wild Indians +of North America, according to Mr. Washington Matthews, nodding and +shaking the head have been learnt from Europeans, and are not naturally +employed. They express affirmation by describing with the hand (all the +fingers except the index being flexed) a curve downwards and outwards +from the body, whilst negation is expressed by moving the open hand +outwards, with the palm facing inwards. Other observers state that the +sign of affirmation with these Indians is the forefinger being raised, +and then lowered and pointed to the ground, or the hand is waved +straight forward from the face; and that the sign of negation is +the finger or whole hand shaken from side to side.[1126] This latter +movement probably represents in all cases the lateral shaking of the +head. The Italians are said in like manner to move the lifted finger +from right to left in negation, as indeed we English sometimes do. + +On the whole we find considerable diversity in the signs of affirmation +and negation in the different races of man. With respect to negation, +if we admit that the shaking of the finger or hand from side to side is +symbolic of the lateral movement of the head; and if we admit that the +sudden backward movement of the head represents one of the actions +often practised by young children in refusing food, then there is much +uniformity throughout the world in the signs of negation, and we can +see how they originated. The most marked exceptions are presented by the +Arabs, Esquimaux, some Australian tribes, and Dyaks. With the latter a +frown is the sign of negation, and with us frowning often accompanies a +lateral shake of the head. + +With respect to nodding in affirmation, the exceptions are rather more +numerous, namely with some of the Hindoos, with the Turks, Abyssinians, +Dyaks, Tagals, and New Zealanders. The eyebrows are sometimes raised in +affirmation, and as a person in bending his head forwards and downwards +naturally looks up to the person whom he addresses, he will be apt +to raise his eyebrows, and this sign may thus have arisen as an +abbreviation. So again with the New Zealanders, the lifting up the chin +and head in affirmation may perhaps represent in an abbreviated form +the upward movement of the head after it has been nodded forwards and +downwards. + + + +CHAPTER XII. -- SURPRISE--ASTONISHMENT--FEAR--HORROR. + +Surprise, astonishment--Elevation of the eyebrows--Opening +the mouth--Protrusion of the lips--Gestures accompanying +surprise--Admiration--Fear--Terror--Erection of the hair--Contraction of +the platysma muscle--Dilatation of the pupils--Horror--Conclusion. + + +ATTENTION, if sudden and close, graduates into surprise; and this into +astonishment; and this into stupefied amazement. The latter frame of +mind is closely akin to terror. Attention is shown by the eyebrows being +slightly raised; and as this state increases into surprise, they are +raised to a much greater extent, with the eyes and mouth widely open. +The raising of the eyebrows is necessary in order that the eyes should +be opened quickly and widely; and this movement produces transverse +wrinkles across the forehead. The degree to which the eyes and mouth are +opened corresponds with the degree of surprise felt; but these movements +must be coordinated; for a widely opened mouth with eyebrows only +slightly raised results in a meaningless grimace, as Dr. Duchenne has +shown in one of his photographs.[1201] On the other hand, a person may +often be seen to pretend surprise by merely raising his eyebrows. + +Dr. Duchenne has given a photograph of an old man with his eyebrows well +elevated and arched by the galvanization of the frontal muscle; and with +his mouth voluntarily opened. This figure expresses surprise with much +truth. I showed it to twenty-four persons without a word of explanation, +and one alone did not at all understand what was intended. A second +person answered terror, which is not far wrong; some of the others, +however, added to the words surprise or astonishment, the epithets +horrified, woful, painful, or disgusted. + +The eyes and mouth being widely open is an expression universally +recognized as one of surprise or astonishment. Thus Shakespeare says, +"I saw a smith stand with open mouth swallowing a tailor's news." ('King +John,' act iv. scene ii.) And again, "They seemed almost, with staring +on one another, to tear the cases of their eyes; there was speech in the +dumbness, language in their very gesture; they looked as they had heard +of a world destroyed." ('Winter's Tale,' act v. scene ii.) + +My informants answer with remarkable uniformity to the same effect, with +respect to the various races of man; the above movements of the features +being often accompanied by certain gestures and sounds, presently to +be described. Twelve observers in different parts of Australia agree +on this head. Mr. Winwood Reade has observed this expression with the +negroes on the Guinea coast. The chief Gaika and others answer _yes_ to +my query with respect to the Kafirs of South Africa; and so do others +emphatically with reference to the Abyssinians, Ceylonese, Chinese, +Fuegians, various tribes of North America, and New Zealanders. With the +latter, Mr. Stack states that the expression is more plainly shown by +certain individuals than by others, though all endeavour as much as +possible to conceal their feelings. The Dyaks of Borneo are said by the +Rajah Brooke to open their eyes widely, when astonished, often swinging +their heads to and fro, and beating their breasts. Mr. Scott informs me +that the workmen in the Botanic Gardens at Calcutta are strictly ordered +not to smoke; but they often disobey this order, and when suddenly +surprised in the act, they first open their eyes and mouths widely. +They then often slightly shrug their shoulders, as they perceive that +discovery is inevitable, or frown and stamp on the ground from vexation. +Soon they recover from their surprise, and abject fear is exhibited by +the relaxation of all their muscles; their heads seem to sink between +their shoulders; their fallen eyes wander to and fro; and they +supplicate forgiveness. + +The well-known Australian explorer, Mr. Stuart, has given[1202] a +striking account of stupefied amazement together with terror in a native +who had never before seen a man on horseback. Mr. Stuart approached +unseen and called to him from a little distance. "He turned round and +saw me. What he imagined I was I do not know; but a finer picture of +fear and astonishment I never saw. He stood incapable of moving a +limb, riveted to the spot, mouth open and eyes staring.... He remained +motionless until our black got within a few yards of him, when suddenly +throwing down his waddies, he jumped into a mulga bush as high as he +could get." He could not speak, and answered not a word to the inquiries +made by the black, but, trembling from head to foot, "waved with his +hand for us to be off." + +That the eyebrows are raised by an innate or instinctive impulse may +be inferred from the fact that Laura Bridgman invariably acts thus when +astonished, as I have been assured by the lady who has lately had charge +of her. As surprise is excited by something unexpected or unknown, we +naturally desire, when startled, to perceive the cause as quickly as +possible; and we consequently open our eyes fully, so that the field of +vision may be increased, and the eyeballs moved easily in any direction. +But this hardly accounts for the eyebrows being so greatly raised as +is the case, and for the wild staring of the open eyes. The explanation +lies, I believe, in the impossibility of opening the eyes with great +rapidity by merely raising the upper lids. To effect this the eyebrows +must be lifted energetically. Any one who will try to open his eyes as +quickly as possible before a mirror will find that he acts thus; and the +energetic lifting up of the eyebrows opens the eyes so widely that +they stare, the white being exposed all round the iris. Moreover, the +elevation of the eyebrows is an advantage in looking upwards; for as +long as they are lowered they impede our vision in this direction. +Sir C. Bell gives[1203] a curious little proof of the part which the +eyebrows play in opening the eyelids. In a stupidly drunken man all the +muscles are relaxed, and the eyelids consequently droop, in the same +manner as when we are falling asleep. To counteract this tendency the +drunkard raises his eyebrows; and this gives to him a puzzled, foolish +look, as is well represented in one of Hogarth's drawings. The habit of +raising the eyebrows having once been gained in order to see as quickly +as possible all around us, the movement would follow from the force of +association whenever astonishment was felt from any cause, even from a +sudden sound or an idea. + +With adult persons, when the eyebrows are raised, the whole forehead +becomes much wrinkled in transverse lines; but with children this occurs +only to a slight degree. The wrinkles run in lines concentric with each +eyebrow, and are partially confluent in the middle. They are highly +characteristic of the expression of surprise or astonishment. Each +eyebrow, when raised, becomes also, as Duchenne remarks,[1204] more +arched than it was before. + +The cause of the mouth being opened when astonishment is felt, is a much +more complex affair; and several causes apparently concur in leading +to this movement. It has often been supposed[1205] that the sense +of hearing is thus rendered more acute; but I have watched persons +listening intently to a slight noise, the nature and source of which +they knew perfectly, and they did not open their mouths. Therefore I at +one time imagined that the open mouth might aid in distinguishing the +direction whence a sound proceeded, by giving another channel for its +entrance into the ear through the eustachian tube, But Dr. W. Ogle[1206] +has been so kind as to search the best recent authorities on the +functions of the eustachian tube, and he informs me that it is almost +conclusively proved that it remains closed except during the act of +deglutition; and that in persons in whom the tube remains abnormally +open, the sense of hearing, as far as external sounds are concerned, is +by no means improved; on the contrary, it is impaired by the respiratory +sounds being rendered more distinct. If a watch be placed within the +mouth, but not allowed to touch the sides, the ticking is heard much +less plainly than when held outside. In persons in whom from disease +or a cold the eustachian tube is permanently or temporarily closed, +the sense of hearing is injured; but this may be accounted for by mucus +accumulating within the tube, and the consequent exclusion of air. We +may therefore infer that the mouth is not kept open under the sense +of astonishment for the sake of hearing sounds more distinctly; +notwithstanding that most deaf people keep their mouths open. + +Every sudden emotion, including astonishment, quickens the action of +the heart, and with it the respiration. Now we can breathe, as Gratiolet +remarks[1207] and as appears to me to be the case, much more quietly +through the open mouth than through the nostrils. Therefore, when we +wish to listen intently to any sound, we either stop breathing, or +breathe as quietly as possible, by opening our mouths, at the same time +keeping our bodies motionless. One of my sons was awakened in the night +by a noise under circumstances which naturally led to great care, and +after a few minutes he perceived that his mouth was widely open. He +then became conscious that he had opened it for the sake of breathing as +quietly as possible. This view receives support from the reversed case +which occurs with dogs. A dog when panting after exercise, or on a +hot day, breathes loudly; but if his attention be suddenly aroused, +he instantly pricks his ears to listen, shuts his mouth, and breathes +quietly, as he is enabled to do, through his nostrils. + +When the attention is concentrated for a length of time with fixed +earnestness on any object or subject, all the organs of the body +are forgotten and neglected;[1208] and as the nervous energy of each +individual is limited in amount, little is transmitted to any part of +the system, excepting that which is at the time brought into energetic +action. Therefore many of the muscles tend to become relaxed, and the +jaw drops from its own weight. This will account for the dropping of the +jaw and open mouth of a man stupefied with amazement, and perhaps +when less strongly affected. I have noticed this appearance, as I +find recorded in my notes, in very young children when they were only +moderately surprised. + +There is still another and highly effective cause, leading to the mouth +being opened, when we are astonished, and more especially when we are +suddenly startled. We can draw a full and deep inspiration much more +easily through the widely open mouth than through the nostrils. Now when +we start at any sudden sound or sight, almost all the muscles of the +body are involuntarily and momentarily thrown into strong action, for +the sake of guarding ourselves against or jumping away from the danger, +which we habitually associate with anything unexpected. But we always +unconsciously prepare ourselves for any great exertion, as formerly +explained, by first taking a deep and full inspiration, and we +consequently open our mouths. If no exertion follows, and we still +remain astonished, we cease for a time to breathe, or breathe as quietly +as possible, in order that every sound may be distinctly heard. Or +again, if our attention continues long and earnestly absorbed, all our +muscles become relaxed, and the jaw, which was at first suddenly opened, +remains dropped. Thus several causes concur towards this same movement, +whenever surprise, astonishment, or amazement is felt. + +Although when thus affected, our mouths are generally opened, yet the +lips are often a little protruded. This fact reminds us of the +same movement, though in a much more strongly marked degree, in the +chimpanzee and orang when astonished. As a strong expiration naturally +follows the deep inspiration which accompanies the first sense of +startled surprise, and as the lips are often protruded, the various +sounds which are then commonly uttered can apparently be accounted for. +But sometimes a strong expiration alone is heard; thus Laura Bridgman, +when amazed, rounds and protrudes her lips, opens them, and breathes +strongly.[1209] One of the commonest sounds is a deep _Oh_; and this +would naturally follow, as explained by Helmholtz, from the mouth being +moderately opened and the lips protruded. On a quiet night some rockets +were fired from the 'Beagle,' in a little creek at Tahiti, to amuse the +natives; and as each rocket, was let off there was absolute silence, +but this was invariably followed by a deep groaning _Oh_, resounding +all round the bay. Mr. Washington Matthews says that the North American +Indians express astonishment by a groan; and the negroes on the West +Coast of Africa, according to Mr. Winwood Reade, protrude their lips, +and make a sound like _heigh, heigh_. If the mouth is not much opened, +whilst the lips are considerably protruded, a blowing, hissing, or +whistling noise is produced. Mr. R. Brough Smith informs me that an +Australian from the interior was taken to the theatre to see an acrobat +rapidly turning head over heels: "he was greatly astonished, and +protruded his lips, making a noise with his mouth as if blowing out a +match." According to Mr. Bulmer the Australians, when surprised, utter +the exclamation _korki_, "and to do this the mouth is drawn out as if +going to whistle." We Europeans often whistle as a sign of surprise; +thus, in a recent novel[1210] it is said, "here the man expressed his +astonishment and disapprobation by a prolonged whistle." A Kafir girl, +as Mr. J. Mansel Weale informs me, "on hearing of the high price of an +article, raised her eyebrows and whistled just as a European would." Mr. +Wedgwood remarks that such sounds are written down as _whew_, and they +serve as interjections for surprise. + +According to three other observers, the Australians often evince +astonishment by a clucking noise. Europeans also sometimes express +gentle surprise by a little clicking noise of nearly the same kind. We +have seen that when we are startled, the mouth is suddenly opened; and +if the tongue happens to be then pressed closely against the palate, its +sudden withdrawal will produce a sound of this kind, which might thus +come to express surprise. + +[Illustration: Gestures of the body. Plate VII] + +Turning to gestures of the body. A surprised person often raises his +opened hands high above his head, or by bending his arms only to the +level of his face. The flat palms are directed towards the person who +causes this feeling, and the straightened fingers are separated. This +gesture is represented by Mr. Rejlander in Plate VII. fig. 1. In the +'Last Supper,' by Leonardo da Vinci, two of the Apostles have their +hands half uplifted, clearly expressive of their astonishment. A +trustworthy observer told me that he had lately met his wife under most +unexpected circumstances: "She started, opened her mouth and eyes very +widely, and threw up both her arms above her head." Several years ago +I was surprised by seeing several of my young children earnestly doing +something together on the ground; but the distance was too great for +me to ask what they were about. Therefore I threw up my open hands with +extended fingers above my head; and as soon as I had done this, I became +conscious of the action. I then waited, without saying a word, to see if +my children had understood this gesture; and as they came running to me +they cried out, "We saw that you were astonished at us." I do not +know whether this gesture is common to the various races of man, as I +neglected to make inquiries on this head. That it is innate or natural +may be inferred from the fact that Laura Bridgman, when amazed, "spreads +her arms and turns her hands with extended fingers upwards;"[1211] nor +is it likely, considering that the feeling of surprise is generally a +brief one, that she should have learnt this gesture through her keen +sense of touch. + +Huschke describes[1212] a somewhat different yet allied gesture, which +he says is exhibited by persons when astonished. They hold themselves +erect, with the features as before described, but with the straightened +arms extended backwards--the stretched fingers being separated from each +other. I have never myself seen this gesture; but Huschke is probably +correct; for a friend asked another man how he would express great +astonishment, and he at once threw himself into this attitude. + +These gestures are, I believe, explicable on the principle of +antithesis. We have seen that an indignant man holds his head erect, +squares his shoulders, turns out his elbows, often clenches his fist, +frowns, and closes his mouth; whilst the attitude of a helpless man is +in every one of these details the reverse. Now, a man in an ordinary +frame of mind, doing nothing and thinking of nothing in particular, +usually keeps his two arms suspended laxly by his sides, with his hands +somewhat flexed, and the fingers near together. Therefore, to raise the +arms suddenly, either the whole arms or the fore-arms, to open the palms +flat, and to separate the fingers,--or, again, to straighten the arms, +extending them backwards with separated fingers,--are movements in +complete antithesis to those preserved under an indifferent frame +of mind, and they are, in consequence, unconsciously assumed by an +astonished man. There is, also, often a desire to display surprise in +a conspicuous manner, and the above attitudes are well fitted for this +purpose. It may be asked why should surprise, and only a few other +states of the mind, be exhibited by movements in antithesis to others. +But this principle will not be brought into play in the case of those +emotions, such as terror, great joy, suffering, or rage, which naturally +lead to certain lines of action and produce certain effects on the body, +for the whole system is thus preoccupied; and these emotions are already +thus expressed with the greatest plainness. + +There is another little gesture, expressive of astonishment of which I +can offer no explanation; namely, the hand being placed over the mouth +or on some part of the head. This has been observed with so many races +of man, that it must have some natural origin. A wild Australian was +taken into a large room full of official papers, which surprised him +greatly, and he cried out, _cluck, cluck, cluck_, putting the back of +his hand towards his lips. Mrs. Barber says that the Kafirs and Fingoes +express astonishment by a serious look and by placing the right hand +upon the mouth, Littering the word _mawo_, which means 'wonderful.' The +Bushmen are said[1213] to put their right hands to their necks, bending +their heads backwards. Mr. Winwood Reade has observed that the negroes +on the West Coast of Africa, when surprised, clap their hands to their +mouths, saying at the same time, "My mouth cleaves to me," i. e. to +my hands; and he has heard that this is their usual gesture on such +occasions. Captain Speedy informs me that the Abyssinians place +their right hand to the forehead, with the palm outside. Lastly, Mr. +Washington Matthews states that the conventional sign of astonishment +with the wild tribes of the western parts of the United States "is made +by placing the half-closed hand over the mouth; in doing this, the head +is often bent forwards, and words or low groans are sometimes uttered." +Catlin[1214] makes the same remark about the hand being pressed over the +mouth by the Mandans and other Indian tribes. + + +_Admiration_.--Little need be said on this head. Admiration apparently +consists of surprise associated with some pleasure and a sense of +approval. When vividly felt, the eyes are opened and the eyebrows +raised; the eyes become bright, instead of remaining blank, as under +simple astonishment; and the mouth, instead of gaping open, expands into +a smile. + + +_Fear, Terror_.--The word 'fear' seems to be derived from what is sudden +and dangerous;[1215] and that of terror from the trembling of the vocal +organs and body. I use the word 'terror' for extreme fear; but some +writers think it ought to be confined to cases in which the imagination +is more particularly concerned. Fear is often preceded by astonishment, +and is so far akin to it, that both lead to the senses of sight and +hearing being instantly aroused. In both cases the eyes and mouth are +widely opened, and the eyebrows raised. The frightened man at first +stands like a statue motionless and breathless, or crouches down as if +instinctively to escape observation. + +The heart beats quickly and violently, so that it palpitates or knocks +against the ribs; but it is very doubtful whether it then works more +efficiently than usual, so as to send a greater supply of blood to +all parts of the body; for the skin instantly becomes pale, as during +incipient faintness. This paleness of the surface, however, is probably +in large part, or exclusively, due to the vasomotor centre being +affected in such a manner as to cause the contraction of the small +arteries of the skin. That the skin is much affected under the sense of +great fear, we see in the marvellous and inexplicable manner in which +perspiration immediately exudes from it. This exudation is all the +more remarkable, as the surface is then cold, and hence the term a cold +sweat; whereas, the sudorific glands are properly excited into action +when the surface is heated. The hairs also on the skin stand erect; and +the superficial muscles shiver. In connection with the disturbed +action of the heart, the breathing is hurried. The salivary glands act +imperfectly; the mouth becomes dry,[1216] and is often opened and shut. +I have also noticed that under slight fear there is a strong tendency +to yawn. One of the best-marked symptoms is the trembling of all the +muscles of the body; and this is often first seen in the lips. From this +cause, and from the dryness of the mouth, the voice becomes husky or +indistinct, or may altogether fail. "Obstupui, steteruntque comae, et +vox faucibus haesit." + +Of vague fear there is a well-known and grand description in Job:--"In +thoughts from the visions of the night, when deep sleep falleth on men, +fear came upon me, and trembling, which made all my bones to shake. Then +a spirit passed before my face; the hair of my flesh stood up. It stood +still, but I could not discern the form thereof: an image was before my +eyes, there was silence, and I heard a voice, saying, Shall mortal man +be more just than God? Shall a man be more pure than his Maker?" (Job +iv. 13) + +As fear increases into an agony of terror, we behold, as under all +violent emotions, diversified results. The heart beats wildly, or may +fail to act and faintness ensue; there is a death-like pallor; the +breathing is laboured; the wings of the nostrils are wildly dilated; +"there is a gasping and convulsive motion of the lips, a tremor on the +hollow cheek, a gulping and catching of the throat;"[1217] the uncovered +and protruding eyeballs are fixed on the object of terror; or they may +roll restlessly from side to side, _huc illuc volvens oculos totumque +pererrat_.[1218] The pupils are said to be enormously dilated. All the +muscles of the body may become rigid, or may be thrown into convulsive +movements. The hands are alternately clenched and opened, often with +a twitching movement. The arms may be protruded, as if to avert some +dreadful danger, or may be thrown wildly over the head. The Rev. Mr. +Hagenauer has seen this latter action in a terrified Australian. In +other cases there is a sudden and uncontrollable tendency to headlong +flight; and so strong is this, that the boldest soldiers may be seized +with a sudden panic. + +As fear rises to an extreme pitch, the dreadful scream of terror is +heard. Great beads of sweat stand on the skin. All the muscles of the +body are relaxed. Utter prostration soon follows, and the mental powers +fail. The intestines are affected. The sphincter muscles cease to act, +and no longer retain the contents of the body. + +[Illustration: Photograph of an insane woman. Fig. 19] + +Dr. J. Crichton Browne has given me so striking an account of intense +fear in an insane woman, aged thirty-five, that the description though +painful ought not to be omitted. When a paroxysm seizes her, she screams +out, "This is hell!" "There is a black woman!" "I can't get out!"--and +other such exclamations. When thus screaming, her movements are those +of alternate tension and tremor. For one instant she clenches her hands, +holds her arms out before her in a stiff semi-flexed position; then +suddenly bends her body forwards, sways rapidly to and fro, draws her +fingers through her hair, clutches at her neck, and tries to tear off +her clothes. The sterno-cleido-mastoid muscles (which serve to bend the +head on the chest) stand out prominently, as if swollen, and the skin in +front of them is much wrinkled. Her hair, which is cut short at the back +of her head, and is smooth when she is calm, now stands on end; that in +front being dishevelled by the movements of her hands. The countenance +expresses great mental agony. The skin is flushed over the face and +neck, down to the clavicles, and the veins of the forehead and neck +stand out like thick cords. The lower lip drops, and is somewhat +everted. The mouth is kept half open, with the lower jaw projecting. The +cheeks are hollow and deeply furrowed in curved lines running from +the wings of the nostrils to the corners of the mouth. The nostrils +themselves are raised and extended. The eyes are widely opened, and +beneath them the skin appears swollen; the pupils are large. The +forehead is wrinkled transversely in many folds, and at the inner +extremities of the eyebrows it is strongly furrowed in diverging lines, +produced by the powerful and persistent contraction of the corrugators. + +[Illustration: Terror. Fig. 20] + +Mr. Bell has also described[1219] an agony of terror and of despair, +which he witnessed in a murderer, whilst carried to the place of +execution in Turin. "On each side of the car the officiating priests +were seated; and in the centre sat the criminal himself. It was +impossible to witness the condition of this unhappy wretch without +terror; and yet, as if impelled by some strange infatuation, it was +equally impossible not to gaze upon an object so wild, so full of +horror. He seemed about thirty-five years of age; of large and muscular +form; his countenance marked by strong and savage features; half naked, +pale as death, agonized with terror, every limb strained in anguish, +his hands clenched convulsively, the sweat breaking out on his bent +and contracted brow, he kissed incessantly the figure of our Saviour, +painted on the flag which was suspended before him; but with an agony of +wildness and despair, of which nothing ever exhibited on the stage can +give the slightest conception." + +I will add only one other case, illustrative of a man utterly prostrated +by terror. An atrocious murderer of two persons was brought into a +hospital, under the mistaken impression that he had poisoned himself; +and Dr. W. Ogle carefully watched him the next morning, while he was +being handcuffed and taken away by the police. His pallor was extreme, +and his prostration so great that he was hardly able to dress himself. +His skin perspired; and his eyelids and head drooped so much that it was +impossible to catch even a glimpse of his eyes. His lower jaw hung down. +There was no contraction of any facial muscle, and Dr. Ogle is almost +certain that the hair did not stand on end, for he observed it narrowly, +as it had been dyed for the sake of concealment. + +With respect to fear, as exhibited by the various races of man, my +informants agree that the signs are the same as with Europeans. They +are displayed in an exaggerated degree with the Hindoos and natives of +Ceylon. Mr. Geach has seen Malays when terrified turn pale and shake; +and Mr. Brough Smyth states that a native Australian "being on one +occasion much frightened, showed a complexion as nearly approaching to +what we call paleness, as can well be conceived in the case of a very +black man." Mr. Dyson Lacy has seen extreme fear shown in an Australian, +by a nervous twitching of the hands, feet, and lips; and by the +perspiration standing on the skin. Many savages do not repress the signs +of fear so much as Europeans; and they often tremble greatly. With the +Kafir, Gaika says, in his rather quaint English, the shaking "of the +body is much experienced, and the eyes are widely open." With savages, +the sphincter muscles are often relaxed, just as may be observed in much +frightened dogs, and as I have seen with monkeys when terrified by being +caught. + + +_The erection of the hair_.--Some of the signs of fear deserve a little +further consideration. Poets continually speak of the hair standing on +end; Brutus says to the ghost of Caesar, "that mak'st my blood cold, and +my hair to stare." And Cardinal Beaufort, after the murder of Gloucester +exclaims, "Comb down his hair; look, look, it stands upright." As I did +not feel sure whether writers of fiction might not have applied to man +what they had often observed in animals, I begged for information from +Dr. Crichton Browne with respect to the insane. He states in answer that +he has repeatedly seen their hair erected under the influence of sudden +and extreme terror. For instance, it is occasionally necessary to inject +morphia, under the skin of an insane woman, who dreads the operation +extremely, though it causes very little pain; for she believes that +poison is being introduced into her system, and that her bones will be +softened, and her flesh turned into dust. She becomes deadly pale; +her limbs are stiffened by a sort of tetanic spasm, and her hair is +partially erected on the front of the head. + +Dr. Browne further remarks that the bristling of the hair which is +so common in the insane, is not always associated with terror. It is +perhaps most frequently seen in chronic maniacs, who rave incoherently +and have destructive impulses; but it is during their paroxysms of +violence that the bristling is most observable. The fact of the +hair becoming erect under the influence both of rage and fear agrees +perfectly with what we have seen in the lower animals. Dr. Browne +adduces several cases in evidence. Thus with a man now in the Asylum, +before the recurrence of each maniacal paroxysm, "the hair rises up +from his forehead like the mane of a Shetland pony." He has sent +me photographs of two women, taken in the intervals between their +paroxysms, and he adds with respect to one of these women, "that the +state of her hair is a sure and convenient criterion of her mental +condition." I have had one of these photographs copied, and the +engraving gives, if viewed from a little distance, a faithful +representation of the original, with the exception that the hair appears +rather too coarse and too much curled. The extraordinary condition of +the hair in the insane is due, not only to its erection, but to its +dryness and harshness, consequent on the subcutaneous glands failing +to act. Dr. Bucknill has said[1220] that a lunatic "is a lunatic to his +finger's ends;" he might have added, and often to the extremity of each +particular hair. + +Dr. Browne mentions as an empirical confirmation of the relation which +exists in the insane between the state of their hair and minds, that +the wife of a medical man, who has charge of a lady suffering from acute +melancholia, with a strong fear of death, for herself, her husband and +children, reported verbally to him the day before receiving my letter as +follows, "I think Mrs. ---- will soon improve, for her hair is getting +smooth; and I always notice that our patients get better whenever their +hair ceases to be rough and unmanageable." + +Dr. Browne attributes the persistently rough condition of the hair +in many insane patients, in part to their minds being always somewhat +disturbed, and in part to the effects of habit,--that is, to the hair +being frequently and strongly erected during their many recurrent +paroxysms. In patients in whom the bristling of the hair is extreme, the +disease is generally permanent and mortal; but in others, in whom the +bristling is moderate, as soon as they recover their health of mind the +hair recovers its smoothness. + +In a previous chapter we have seen that with animals the hairs are +erected by the contraction of minute, unstriped, and involuntary +muscles, which run to each separate follicle. In addition to this +action, Mr. J. Wood has clearly ascertained by experiment, as he +informs me, that with man the hairs on the front of the head which slope +forwards, and those on the back which slope backwards, are raised in +opposite directions by the contraction of the occipito-frontalis or +scalp muscle. So that this muscle seems to aid in the erection of +the hairs on the head of man in the same manner as the homologous +_panniculus carnosus_ aids, or takes the greater part, in the erection +of the spines on the backs of some of the lower animals. + + +_Contraction of the platysma myoides muscle_.--This muscle is spread +over the sides of the neck, extending downwards to a little beneath the +collar-bones, and upwards to the lower part of the cheeks. A portion, +called the risorius, is represented in the woodcut (M) fig. 2. The +contraction of this muscle draws the corners of the mouth and the lower +parts of the checks downwards and backwards. It produces at the same +time divergent, longitudinal, prominent ridges on the sides of the neck +in the young; and, in old thin persons, fine transverse wrinkles. This +muscle is sometimes said not to be under the control of the will; but +almost every one, if told to draw the corners of his mouth backwards +and downwards with great force, brings it into action. I have, however, +heard of a man who can voluntarily act on it only on one side of his +neck. + +Sir C. Bell[1221] and others have stated that this muscle is strongly +contracted under the influence of fear; and Duchenne insists so strongly +on its importance in the expression of this emotion, that he calls it +the _muscle of fright_.[1222] He admits, however, that its contraction +is quite inexpressive unless associated with widely open eyes and +mouth. He has given a photograph (copied and reduced in the accompanying +woodcut) of the same old man as on former occasions, with his eyebrows +strongly raised, his mouth opened, and the platysma contracted, all by +means of galvanism. The original photograph was shown to twenty-four +persons, and they were separately asked, without any explanation being +given, what expression was intended: twenty instantly answered, "intense +fright" or "horror"; three said pain, and one extreme discomfort. Dr. +Duchenne has given another photograph of the same old man, with the +platysma contracted, the eyes and mouth opened, and the eyebrows +rendered oblique, by means of galvanism. The expression thus induced +is very striking (see Plate VII. fig. 2); the obliquity of the eyebrows +adding the appearance of great mental distress. The original was shown +to fifteen persons; twelve answered terror or horror, and three agony or +great suffering. From these cases, and from an examination of the other +photographs given by Dr. Duchenne, together with his remarks thereon, +I think there can be little doubt that the contraction of the platysma +does add greatly to the expression of fear. Nevertheless this muscle +ought hardly to be called that of fright, for its contraction is +certainly not a necessary concomitant of this state of mind. + +A man may exhibit extreme terror in the plainest manner by death-like +pallor, by drops of perspiration on his skin, and by utter prostration, +with all the muscles of his body, including the platysma, completely +relaxed. Although Dr. Browne has often seen this muscle quivering and +contracting in the insane, he has not been able to connect its action +with any emotional condition in them, though he carefully attended to +patients suffering from great fear. Mr. Nicol, on the other hand, has +observed three cases in which this muscle appeared to be more or less +permanently contracted under the influence of melancholia, associated +with much dread; but in one of these cases, various other muscles about +the neck and head were subject to spasmodic contractions. + +Dr. W. Ogle observed for me in one of the London hospitals about twenty +patients, just before they were put under the influence of chloroform +for operations. They exhibited some trepidation, but no great terror. In +only four of the cases was the platysma visibly contracted; and it did +not begin to contract until the patients began to cry. The muscle seemed +to contract at the moment of each deep-drawn inspiration; so that it is +very doubtful whether the contraction depended at all on the emotion of +fear. In a fifth case, the patient, who was not chloroformed, was +much terrified; and his platysma was more forcibly and persistently +contracted than in the other cases. But even here there is room for +doubt, for the muscle which appeared to be unusually developed, was seen +by Dr. Ogle to contract as the man moved his head from the pillow, after +the operation was over. + +As I felt much perplexed why, in any case, a superficial muscle on +the neck should be especially affected by fear, I applied to my many +obliging correspondents for information about the contraction of this +muscle under other circumstances. It would be superfluous to give all +the answers which I have received. They show that this muscle acts, +often in a variable manner and degree, under many different conditions. +It is violently contracted in hydrophobia, and in a somewhat less degree +in lockjaw; sometimes in a marked manner during the insensibility from +chloroform. Dr. W. Ogle observed two male patients, suffering from such +difficulty in breathing, that the trachea had to be opened, and in both +the platysma was strongly contracted. One of these men overheard the +conversation of the surgeons surrounding him, and when he was able to +speak, declared that he had not been frightened. In some other cases +of extreme difficulty of respiration, though not requiring tracheotomy, +observed by Drs. Ogle and Langstaff, the platysma was not contracted. + +Mr. J. Wood, who has studied with such care the muscles of the human +body, as shown by his various publications, has often seen the platysma +contracted in vomiting, nausea, and disgust; also in children and adults +under the influence of rage,--for instance, in Irishwomen, quarrelling +and brawling together with angry gesticulations. This may possibly have +been due to their high and angry tones; for I know a lady, an excellent +musician, who, in singing certain high notes, always contracts her +platysma. So does a young man, as I have observed, in sounding certain +notes on the flute. Mr. J. Wood informs me that he has found the +platysma best developed in persons with thick necks and broad shoulders; +and that in families inheriting these peculiarities, its development +is usually associated with much voluntary power over the homologous +occipito-frontalis muscle, by which the scalp can be moved. + +None of the foregoing cases appear to throw any light on the contraction +of the platysma from fear; but it is different, I think, with the +following cases. The gentleman before referred to, who can voluntarily +act on this muscle only on one side of his neck, is positive that it +contracts on both sides whenever he is startled. Evidence has already +been given showing that this muscle sometimes contracts, perhaps for +the sake of opening the mouth widely, when the breathing is rendered +difficult by disease, and during the deep inspirations of crying-fits +before an operation. Now, whenever a person starts at any sudden +sight or sound, he instantaneously draws a deep breath; and thus the +contraction of the platysma may possibly have become associated with the +sense of fear. But there is, I believe, a more efficient relation. +The first sensation of fear, or the imagination of something dreadful, +commonly excites a shudder. I have caught myself giving a little +involuntary shudder at a painful thought, and I distinctly perceived +that my platysma contracted; so it does if I simulate a shudder. I have +asked others to act in this manner; and in some the muscle contracted, +but not in others. One of my sons, whilst getting out of bed, shuddered +from the cold, and, as he happened to have his hand on his neck, he +plainly felt that this muscle strongly contracted. He then voluntarily +shuddered, as he had done on former occasions, but the platysma was not +then affected. Mr. J. Wood has also several times observed this muscle +contracting in patients, when stripped for examination, and who were not +frightened, but shivered slightly from the cold. Unfortunately I have +not been able to ascertain whether, when the whole body shakes, as +in the cold stage of an ague fit, the platysma contracts. But as it +certainly often contracts during a shudder; and as a shudder or shiver +often accompanies the first sensation of fear, we have, I think, a clue +to its action in this latter case.[1223] Its contraction, however, is +not an invariable concomitant of fear; for it probably never acts under +the influence of extreme, prostrating terror. + + +_Dilatation of the Pupils_.--Gratiolet repeatedly insists[1224] that the +pupils are enormously dilated whenever terror is felt. I have no reason +to doubt the accuracy of this statement, but have failed to obtain +confirmatory evidence, excepting in the one instance before given of an +insane woman suffering from great fear. When writers of fiction speak of +the eyes being widely dilated, I presume that they refer to the eyelids. +Munro's statement, that with parrots the iris is affected by the +passions, independently of the amount of light, seems to bear on this +question; but Professor Donders informs me, that he has often seen +movements in the pupils of these birds which he thinks may be related to +their power of accommodation to distance, in nearly the same manner +as our own pupils contract when our eyes converge for near vision. +Gratiolet remarks that the dilated pupils appear as if they were gazing +into profound darkness. No doubt the fears of man have often been +excited in the dark; but hardly so often or so exclusively, as to +account for a fixed and associated habit having thus arisen. It seems +more probable, assuming that Gratiolet's statement is correct, that the +brain is directly affected by the powerful emotion of fear and reacts on +the pupils; but Professor Donders informs me that this is an extremely +complicated subject. I may add, as possibly throwing light on the +subject, that Dr. Fyffe, of Netley Hospital, has observed in two +patients that the pupils were distinctly dilated during the cold stage +of an ague fit. Professor Donders has also often seen dilatation of the +pupils in incipient faintness. + + +_Horror_.--The state of mind expressed by this term implies terror, and +is in some, cases almost synonymous with it. Many a man must have felt, +before the blessed discovery of chloroform, great horror at the thought +of an impending surgical operation. He who dreads, as well as hates a +man, will feel, as Milton uses the word, a horror of him. We feel horror +if we see any one, for instance a child, exposed to some instant and +crushing danger. Almost every one would experience the same feeling in +the highest degree in witnessing a man being tortured or going to be +tortured. In these cases there is no danger to ourselves; but from +the power of the imagination and of sympathy we put ourselves in the +position of the sufferer, and feel something akin to fear. + +[Illustration: Horror and Agony. Fig. 21] + +Sir C. Bell remarks,[1226] that "horror is full of energy; the body is +in the utmost tension, not unnerved by fear." It is, therefore, probable +that horror would generally be accompanied by the strong contraction of +the brows; but as fear is one of the elements, the eyes and mouth would +be opened, and the eyebrows would be raised, as far as the antagonistic +action of the corrugators permitted this movement. Duchenne has given a +photograph[1227] (fig. 21) of the same old man as before, with his eyes +somewhat staring, the eyebrows partially raised, and at the same time +strongly contracted, the mouth opened, and the platysma in action, all +effected by the means of galvanism. He considers that the expression +thus produced shows extreme terror with horrible pain or torture. A +tortured man, as long as his sufferings allowed him to feel any dread +for the future, would probably exhibit horror in an extreme degree. I +have shown the original of this photograph to twenty-three persons of +both sexes and various ages; and thirteen immediately answered horror, +great pain, torture, or agony; three answered extreme fright; so that +sixteen answered nearly in accordance with Duchenne's belief. Six, +however, said anger, guided no doubt, by the strongly contracted brows, +and overlooking the peculiarly opened mouth. One said disgust. On +the whole, the evidence indicates that we have here a fairly good +representation of horror and agony. The photograph before referred to +(Pl. VII. fig. 2) likewise exhibits horror; but in this the oblique +eyebrows indicate great mental distress in place of energy. + +Horror is generally accompanied by various gestures, which differ in +different individuals. Judging from pictures, the whole body is often +turned away or shrinks; or the arms are violently protruded as if to +push away some dreadful object. The most frequent gesture, as far as +can be inferred from the action of persons who endeavour to express a +vividly-imagined scene of horror, is the raising of both shoulders, +with the bent arms pressed closely against the sides or chest. These +movements are nearly the same with those commonly made when we feel very +cold; and they are generally accompanied by a shudder, as well as by a +deep expiration or inspiration, according as the chest happens at the +time to be expanded or contracted. The sounds thus made are expressed by +words like _uh_ or _ugh_.[1228] It is not, however, obvious why, when we +feel cold or express a sense of horror, we press our bent arms against +our bodies, raise our shoulders, and shudder. + + +_Conclusion_.--I have now endeavoured to describe the diversified +expressions of fear, in its gradations from mere attention to a start +of surprise, into extreme terror and horror. Some of the signs may +be accounted for through the principles of habit, association, and +inheritance,--such as the wide opening of the mouth and eyes, with +upraised eyebrows, so as to see as quickly as possible all around us, +and to hear distinctly whatever sound may reach our ears. For we have +thus habitually prepared ourselves to discover and encounter any danger. +Some of the other signs of fear may likewise be accounted for, at +least in part, through these same principles. Men, during numberless +generations, have endeavoured to escape from their enemies or danger by +headlong flight, or by violently struggling with them; and such great +exertions will have caused the heart to beat rapidly, the breathing to +be hurried, the chest to heave, and the nostrils to be dilated. As these +exertions have often been prolonged to the last extremity, the final +result will have been utter prostration, pallor, perspiration, trembling +of all the muscles, or their complete relaxation. And now, whenever +the emotion of fear is strongly felt, though it may not lead to any +exertion, the same results tend to reappear, through the force of +inheritance and association. + +Nevertheless, it is probable that many or most of the above symptoms of +terror, such as the beating of the heart, the trembling of the muscles, +cold perspiration, &c., are in large part directly due to the disturbed +or interrupted transmission of nerve-force from the cerebro-spinal +system to various parts of the body, owing to the mind being +so powerfully affected. We may confidently look to this cause, +independently of habit and association, in such cases as the modified +secretions of the intestinal canal, and the failure of certain glands to +act. With respect to the involuntary bristling of the hair, we have good +reason to believe that in the case of animals this action, however it +may have originated, serves, together with certain voluntary movements, +to make them appear terrible to their enemies; and as the same +involuntary and voluntary actions are performed by animals nearly +related to man, we are led to believe that man has retained through +inheritance a relic of them, now become useless. It is certainly a +remarkable fact, that the minute unstriped muscles, by which the hairs +thinly scattered over man's almost naked body are erected, should have +been preserved to the present day; and that they should still contract +under the same emotions, namely, terror and rage, which cause the hairs +to stand on end in the lower members of the Order to which man belongs. + + + +CHAPTER XIII. -- SELF-ATTENTION--SHAME--SHYNESS--MODESTY: BLUSHING. + +Nature of a blush--Inheritance--The parts of the body most +affected--Blushing in the various races of man--Accompanying +gestures--Confusion of mind--Causes of blushing--Self-attention, +the fundamental element--Shyness--Shame, from broken moral laws and +conventional rules--Modesty--Theory of blushing--Recapitulation. + + +BLUSHING is the most peculiar and the most human of all expressions. +Monkeys redden from passion, but it would require an overwhelming +amount of evidence to make us believe that any animal could blush. +The reddening of the face from a blush is due to the relaxation of the +muscular coats of the small arteries, by which the capillaries become +filled with blood; and this depends on the proper vaso-motor centre +being affected. No doubt if there be at the same time much mental +agitation, the general circulation will be affected; but it is not due +to the action of the heart that the network of minute vessels covering +the face becomes under a sense of shame gorged with blood. We can cause +laughing by tickling the skin, weeping or frowning by a blow, trembling +from the fear of pain, and so forth; but we cannot cause a blush, as Dr. +Burgess remarks,[1301] by any physical means,--that is by any action on +the body. It is the mind which must be affected. Blushing is not only +involuntary; but the wish to restrain it, by leading to self-attention +actually increases the tendency. + +The young blush much more freely than the old, but not during +infancy,[1302] which is remarkable, as we know that infants at a very +early age redden from passion. I have received authentic accounts of two +little girls blushing at the ages of between two and three years; and +of another sensitive child, a year older, blushing, when reproved for +a fault. Many children, at a somewhat more advanced age blush in a +strongly marked manner. It appears that the mental powers of infants +are not as yet sufficiently developed to allow of their blushing. Hence, +also, it is that idiots rarely blush. Dr. Crichton Browne observed for +me those under his care, but never saw a genuine blush, though he has +seen their faces flash, apparently from joy, when food was placed before +them, and from anger. Nevertheless some, if not utterly degraded, are +capable of blushing. A microcephalous idiot, for instance, thirteen +years old, whose eyes brightened a little when he was pleased or amused, +has been described by Dr. Behn,[1303] as blushing and turning to one +side, when undressed for medical examination. + +Women blush much more than men. It is rare to see an old man, but not +nearly so rare to see an old woman blushing. The blind do not escape. +Laura Bridgman, born in this condition, as well as completely deaf, +blushes.[1304] The Rev. R. H. Blair, Principal of the Worcester College, +informs me that three children born blind, out of seven or eight then +in the Asylum, are great blushers. The blind are not at first conscious +that they are observed, and it is a most important part of their +education, as Mr. Blair informs me, to impress this knowledge on their +minds; and the impression thus gained would greatly strengthen the +tendency to blush, by increasing the habit of self-attention. + +The tendency to blush is inherited. Dr. Burgess gives the case[1305] of +a family consisting of a father, mother, and ten children, all of whom, +without exception, were prone to blush to a most painful degree. The +children were grown up; "and some of them were sent to travel in order +to wear away this diseased sensibility, but nothing was of the slightest +avail." Even peculiarities in blushing seem to be inherited. Sir James +Paget, whilst examining the spine of a girl, was struck at her singular +manner of blushing; a big splash of red appeared first on one cheek, +and then other splashes, variously scattered over the face and neck. +He subsequently asked the mother whether her daughter always blushed in +this peculiar manner; and was answered, "Yes, she takes after me." Sir +J. Paget then perceived that by asking this question he had caused the +mother to blush; and she exhibited the same peculiarity as her daughter. + +In most cases the face, ears and neck are the sole parts which redden; +but many persons, whilst blushing intensely, feel that their whole +bodies grow hot and tingle; and this shows that the entire surface must +be in some manner affected. Blushes are said sometimes to commence on +the forehead, but more commonly on the cheeks, afterwards spreading to +the ears and neck.[1306] In two Albinos examined by Dr. Burgess, the +blushes commenced by a small circumscribed spot on the cheeks, over the +parotidean plexus of nerves, and then increased into a circle; between +this blushing circle and the blush on the neck there was an evident line +of demarcation; although both arose simultaneously. The retina, which +is naturally red in the Albino, invariably increased at the same time +in redness.[1307] Every one must have noticed how easily after one blush +fresh blushes chase each other over the face. Blushing is preceded by a +peculiar sensation in the skin. According to Dr. Burgess the reddening +of the skin is generally succeeded by a slight pallor, which shows +that the capillary vessels contract after dilating. In some rare cases +paleness instead of redness is caused under conditions which would +naturally induce a blush. For instance, a young lady told me that in a +large and crowded party she caught her hair so firmly on the button of a +passing servant, that it took some time before she could be extricated; +from her sensations she imagined that she had blushed crimson; but was +assured by a friend that she had turned extremely pale. + +I was desirous to learn how far down the body blushes extend; and Sir J. +Paget, who necessarily has frequent opportunities for observation, has +kindly attended to this point for me during two or three years. He finds +that with women who blush intensely on the face, ears, and nape of neck, +the blush does not commonly extend any lower down the body. It is rare +to see it as low down as the collar-bones and shoulder-blades; and he +has never himself seen a single instance in which it extended below the +upper part of the chest. He has also noticed that blushes sometimes die +away downwards, not gradually and insensibly, but by irregular ruddy +blotches. Dr. Langstaff has likewise observed for me several women whose +bodies did not in the least redden while their faces were crimsoned with +blushes. With the insane, some of whom appear to be particularly liable +to blushing, Dr. J. Crichton Browne has several times seen the blush +extend as far down as the collar-bones, and in two instances to the +breasts. He gives me the case of a married woman, aged twenty-seven, who +suffered from epilepsy. On the morning after her arrival in the Asylum, +Dr. Browne, together with his assistants, visited her whilst she was in +bed. The moment that he approached, she blushed deeply over her cheeks +and temples; and the blush spread quickly to her ears. She was much +agitated and tremulous. He unfastened the collar of her chemise in order +to examine the state of her lungs; and then a brilliant blush rushed +over her chest, in an arched line over the upper third of each breast, +and extended downwards between the breasts nearly to the ensiform +cartilage of the sternum. This case is interesting, as the blush did +not thus extend downwards until it became intense by her attention +being drawn to this part of her person. As the examination proceeded she +became composed, and the blush disappeared; but on several subsequent +occasions the same phenomena were observed. + +The foregoing facts show that, as a general rule, with English women, +blushing does not extend beneath the neck and upper part of the chest. +Nevertheless Sir J. Paget informs me that he has lately heard of a case, +on which he can fully rely, in which a little girl, shocked by what she +imagined to be an act of indelicacy, blushed all over her abdomen and +the upper parts of her legs. Moreau also[1308] relates, on the authority +of a celebrated painter, that the chest, shoulders, arms, and whole body +of a girl, who unwillingly consented to serve as a model, reddened when +she was first divested of her clothes. + +It is a rather curious question why, in most cases the face, ears, +and neck alone redden, inasmuch as the whole surface of the body often +tingles and grows hot. This seems to depend, chiefly, on the face and +adjoining parts of the skin having been habitually exposed to the air, +light, and alternations of temperature, by which the small arteries not +only have acquired the habit of readily dilating and contracting, but +appear to have become unusually developed in comparison with other parts +of the surface.[1309] It is probably owing to this same cause, as M. +Moreau and Dr. Burgess have remarked, that the face is so liable to +redden under various circumstances, such as a fever-fit, ordinary heat, +violent exertion, anger, a slight blow, &c.; and on the other hand that +it is liable to grow pale from cold and fear, and to be discoloured +during pregnancy. The face is also particularly liable to be affected +by cutaneous complaints, by small-pox, erysipelas, &c. This view is +likewise supported by the fact that the men of certain races, who +habitually go nearly naked, often blush over their arms and chests and +even down to their waists. A lady, who is a great blusher, informs Dr. +Crichton Browne, that when she feels ashamed or is agitated, she blushes +over her face, neck, wrists, and hands,--that is, over all the exposed +portions of her skin. Nevertheless it may be doubted whether the +habitual exposure of the skin of the face and neck, and its consequent +power of reaction under stimulants of all kinds, is by itself sufficient +to account for the much greater tendency in English women of these parts +than of others to blush; for the hands are well supplied with nerves and +small vessels, and have been as much exposed to the air as the face or +neck, and yet the hands rarely blush. We shall presently see that the +attention of the mind having been directed much more frequently and +earnestly to the face than to any other part of the body, probably +affords a sufficient explanation. + + +_Blushing in the various races of man_.--The small vessels of the face +become filled with blood, from the emotion of shame, in almost all the +races of man, though in the very dark races no distinct change of +colour can be perceived. Blushing is evident in all the Aryan nations of +Europe, and to a certain extent with those of India. But Mr. Erskine has +never noticed that the necks of the Hindoos are decidedly affected. With +the Lepchas of Sikhim, Mr. Scott has often observed a faint blush on the +cheeks, base of the ears, and sides of the neck, accompanied by sunken +eyes and lowered head. This has occurred when he has detected them in +a falsehood, or has accused them of ingratitude. The pale, sallow +complexions of these men render a blush much more conspicuous than in +most of the other natives of India. With the latter, shame, or it may be +in part fear, is expressed, according to Mr. Scott, much more plainly +by the head being averted or bent down, with the eyes wavering or turned +askant, than by any change of colour in the skin. + +The Semitic races blush freely, as might have been expected, from their +general similitude to the Aryans. Thus with the Jews, it is said in the +Book of Jeremiah (chap. vi. 15), "Nay, they were not at all ashamed, +neither could they blush." Mrs. Asa Gray saw an Arab managing his boat +clumsily on the Nile, and when laughed at by his companions, "he blushed +quite to the back of his neck." Lady Duff Gordon remarks that a young +Arab blushed on coming into her presence.[1310] + +Mr. Swinhoe has seen the Chinese blushing, but he thinks it is rare; yet +they have the expression "to redden with shame." Mr. Geach informs +me that the Chinese settled in Malacca and the native Malays of the +interior both blush. Some of these people go nearly naked, and he +particularly attended to the downward extension of the blush. Omitting +the cases in which the face alone was seen to blush, Mr. Geach observed +that the face, arms, and breast of a Chinaman, aged 24 years, reddened +from shame; and with another Chinese, when asked why he had not done +his work in better style, the whole body was similarly affected. In two +Malays[1311] he saw the face, neck, breast, and arms blushing; and in a +third Malay (a Bugis) the blush extended down to the waist. + +The Polynesians blush freely. The Rev. Mr. Stack has seen hundreds of +instances with the New Zealanders. The following case is worth giving, +as it relates to an old man who was unusually dark-coloured and partly +tattooed. After having let his land to an Englishman for a small yearly +rental, a strong passion seized him to buy a gig, which had lately +become the fashion with the Maoris. He consequently wished to draw all +the rent for four years from his tenant, and consulted Mr. Stack whether +he could do so. The man was old, clumsy, poor, and ragged, and the idea +of his driving himself about in his carriage for display amused Mr. +Stack so much that he could not help bursting out into a laugh; and then +"the old man blushed up to the roots of his hair." Forster says that +"you may easily distinguish a spreading blush" on the cheeks of the +fairest women in Tahiti.[1312] The natives also of several of the other +archipelagoes in the Pacific have been seen to blush. + +Mr. Washington Matthews has often seen a blush on the faces of the young +squaws belonging to various wild Indian tribes of North America. At the +opposite extremity of the continent in Tierra del Fuego, the natives, +according to Mr. Bridges, "blush much, but chiefly in regard to women; +but they certainly blush also at their own personal appearance." This +latter statement agrees with what I remember of the Fuegian, Jemmy +Button, who blushed when he was quizzed about the care which he took in +polishing his shoes, and in otherwise adorning himself. With respect +to the Aymara Indians on the lofty plateaus of Bolivia, Mr. Forbes +says,[1313] that from the colour of their skins it is impossible that +their blushes should be as clearly visible as in the white races; still +under such circumstances as would raise a blush in us, "there can always +be seen the same expression of modesty or confusion; and even in the +dark, a rise of temperature of the skin of the face can be felt, exactly +as occurs in the European." With the Indians who inhabit the hot, +equable, and damp parts of South America, the skin apparently does +not answer to mental excitement so readily as with the natives of the +northern and southern parts of the continent, who have long been exposed +to great vicissitudes of climate; for Humboldt quotes without a protest +the sneer of the Spaniard, "How can those be trusted, who know not how +to blush?"[1314] Von Spix and Martius, in speaking of the aborigines of +Brazil, assert that they cannot properly be said to blush; "it was +only after long intercourse with the whites, and after receiving +some education, that we perceived in the Indians a change of colour +expressive of the emotions of their minds."[1315] It is, however, +incredible that the power of blushing could have thus originated; but +the habit of self-attention, consequent on their education and new +course of life, would have much increased any innate tendency to blush. + +Several trustworthy observers have assured me that they have seen on the +faces of negroes an appearance resembling a blush, under circumstances +which would have excited one in us, though their skins were of an +ebony-black tint. Some describe it as blushing brown, but most say that +the blackness becomes more intense. An increased supply of blood in +the skin seems in some manner to increase its blackness; thus certain +exanthematous diseases cause the affected places in the negro to appear +blacker, instead of, as with us, redder.[1316] The skin, perhaps, from +being rendered more tense by the filling of the capillaries, would +reflect a somewhat different tint to what it did before. That the +capillaries of the face in the negro become filled with blood, under +the emotion of shame, we may feel confident; because a perfectly +characterized albino negress, described by Buffon,[1317] showed a +faint tinge of crimson on her cheeks when she exhibited herself naked. +Cicatrices of the skin remain for a long time white in the negro, and +Dr. Burgess, who had frequent opportunities of observing a scar of this +kind on the face of a negress, distinctly saw that it "invariably became +red whenever she was abruptly spoken to, or charged with any +trivial offence."[1318] The blush could be seen proceeding from the +circumference of the scar towards the middle, but it did not reach the +centre. Mulattoes are often great blushers, blush succeeding blush over +their faces. From these facts there can be no doubt that negroes blush, +although no redness is visible on the skin. + +I am assured by Gaika and by Mrs. Barber that the Kafirs of South +Africa never blush; but this may only mean that no change of colour is +distinguishable. Gaika adds that under the circumstances which would +make a European blush, his countrymen "look ashamed to keep their heads +up." + +It is asserted by four of my informants that the Australians, who are +almost as black as negroes, never blush. A fifth answers doubtfully, +remarking that only a very strong blush could be seen, on account of +the dirty state of their skins. Three observers state that they do +blush;[1319] Mr. S. Wilson adding that this is noticeable only under a +strong emotion, and when the skin is not too dark from long exposure and +want of cleanliness. Mr. Lang answers, "I have noticed that shame almost +always excites a blush, which frequently extends as low as the neck." +Shame is also shown, as he adds, "by the eyes being turned from side to +side." As Mr. Lang was a teacher in a native school, it is probable +that he chiefly observed children; and we know that they blush more than +adults. Mr. G. Taplin has seen half-castes blushing, and he says that +the aborigines have a word expressive of shame. Mr. Hagenauer, who is +one of those who has never observed the Australians to blush, says that +he has "seen them looking down to the ground on account of shame;" and +the missionary, Mr. Bulmer, remarks that though "I have not been able to +detect anything like shame in the adult aborigines, I have noticed +that the eyes of the children, when ashamed, present a restless, watery +appearance, as if they did not know where to look." + +The facts now given are sufficient to show that blushing, whether or not +there is any change of colour, is common to most, probably to all, of +the races of man. + +_Movements and gestures which accompany Blushing_.--Under a keen sense +of shame there is a strong desire for concealment.[1320] We turn away +the whole body, more especially the face, which we endeavour in some +manner to hide. An ashamed person can hardly endure to meet the gaze of +those present, so that he almost invariably casts down his eyes or looks +askant. As there generally exists at the same time a strong wish to +avoid the appearance of shame, a vain attempt is made to look direct +at the person who causes this feeling; and the antagonism between these +opposite tendencies leads to various restless movements in the eyes. +I have noticed two ladies who, whilst blushing, to which they are +very liable, have thus acquired, as it appears, the oddest trick of +incessantly blinking their eyelids with extraordinary rapidity. +An intense blush is sometimes accompanied by a slight effusion of +tears;[1321] and this, I presume, is due to the lacrymal glands +partaking of the increased supply of blood, which we know rushes into +the capillaries of the adjoining parts, including the retina. + +Many writers, ancient and modern, have noticed the foregoing movements; +and it has already been shown that the aborigines in various parts of +the world often exhibit their shame by looking downwards or askant, or +by restless movements of their eyes. Ezra cries out (ch. ix. 6), "O, +my God! I am ashamed, and blush to lift up my head to thee, my God." +In Isaiah (ch. I. 6) we meet with the words, "I hid not my face from +shame." Seneca remarks (Epist. xi. 5) "that the Roman players hang down +their heads, fix their eyes on the ground and keep them lowered, but are +unable to blush in acting shame." According to Macrobius, who lived in +the filth century ('Saturnalia,' B. vii. C. 11), "Natural philosophers +assert that nature being moved by shame spreads the blood before herself +as a veil, as we see any one blushing often puts his hands before his +face." Shakspeare makes Marcus ('Titus Andronicus,' act ii, sc. 5) say +to his niece, "Ah! now thou turn'st away thy face for shame." A lady +informs me that she found in the Lock Hospital a girl whom she had +formerly known, and who had become a wretched castaway, and the poor +creature, when approached, hid her face under the bed-clothes, and could +not be persuaded to uncover it. We often see little children, when shy +or ashamed, turn away, and still standing up, bury their faces in their +mother's gown; or they throw themselves face downwards on her lap. + + +_Confusion of mind_.--Most persons, whilst blushing intensely, have +their mental powers confused. This is recognized in such common +expressions as "she was covered with confusion." Persons in +this condition lose their presence of mind, and utter singularly +inappropriate remarks. They are often much distressed, stammer, and +make awkward movements or strange grimaces. In certain cases involuntary +twitchings of some of the facial muscles may be observed. I have been +informed by a young lady, who blushes excessively, that at such times +she does not even know what she is saying. When it was suggested to her +that this might be due to her distress from the consciousness that her +blushing was noticed, she answered that this could not be the case, "as +she had sometimes felt quite as stupid when blushing at a thought in her +own room." + +I will give an instance of the extreme disturbance of mind to which some +sensitive men are liable. A gentleman, on whom I can rely, assured +me that he had been an eye-witness of the following scene:--A small +dinner-party was given in honour of an extremely shy man, who, when +he rose to return thanks, rehearsed the speech, which he had evidently +learnt by heart, in absolute silence, and did not utter a single word; +but he acted as if he were speaking with much emphasis. His friends, +perceiving how the case stood, loudly applauded the imaginary bursts of +eloquence, whenever his gestures indicated a pause, and the man never +discovered that he had remained the whole time completely silent. On the +contrary, he afterwards remarked to my friend, with much satisfaction, +that he thought he had succeeded uncommonly well. + +When a person is much ashamed or very shy, and blushes intensely, his +heart beats rapidly and his breathing is disturbed. This can hardly fail +to affect the circulation of the blood within the brain, and perhaps the +mental powers. It seems however doubtful, judging from the still more +powerful influence of anger and fear on the circulation, whether we can +thus satisfactorily account for the confused state of mind in persons +whilst blushing intensely. + +The true explanation apparently lies in the intimate sympathy which +exists between the capillary circulation of the surface of the head and +face, and that of the brain. On applying to Dr. J. Crichton Browne for +information, he has given me various facts bearing on this subject. +When the sympathetic nerve is divided on one side of the head, the +capillaries on this side are relaxed and become filled with blood, +causing the skin to redden and to grow hot, and at the same time the +temperature within the cranium on the same side rises. Inflammation of +the membranes of the brain leads to the engorgement of the face, ears, +and eyes with blood. The first stage of an epileptic fit appears to +be the contraction of the vessels of the brain, and the first outward +manifestation is, an extreme pallor of countenance. Erysipelas of +the head commonly induces delirium. Even the relief given to a severe +headache by burning the skin with strong lotion, depends, I presume, on +the same principle. + +Dr. Browne has often administered to his patients the vapour of the +nitrite of amyl,[1322] which has the singular property of causing vivid +redness of the face in from thirty to sixty seconds. This flushing +resembles blushing in almost every detail: it begins at several distinct +points on the face, and spreads till it involves the whole surface of +the head, neck, and front of the chest; but has been observed to extend +only in one case to the abdomen. The arteries in the retina become +enlarged; the eyes glisten, and in one instance there was a slight +effusion of tears. The patients are at first pleasantly stimulated, +but, as the flushing increases, they become confused and bewildered. One +woman to whom the vapour had often been administered asserted that, as +soon as she grew hot, she grew MUDDLED. With persons just commencing to +blush it appears, judging from their bright eyes and lively behaviour, +that their mental powers are somewhat stimulated. It is only when the +blushing is excessive that the mind grows confused. Therefore it would +seem that the capillaries of the face are affected, both during the +inhalation of the nitrite of amyl and during blushing, before that part +of the brain is affected on which the mental powers depend. + +Conversely when the brain is primarily affected; the circulation of the +skin is so in a secondary manner. Dr. Browne has frequently observed, +as he informs me, scattered red blotches and mottlings on the chests +of epileptic patients. In these cases, when the skin on the thorax +or abdomen is gently rubbed with a pencil or other object, or, in +strongly-marked cases, is merely touched by the finger, the surface +becomes suffused in less than half a minute with bright red marks, which +spread to some distance on each side of the touched point, and persist +for several minutes. These are the _cerebral maculae_ of Trousseau; and +they indicate, as Dr. Browne remarks, a highly modified condition of the +cutaneous vascular system. If, then, there exists, as cannot be doubted, +an intimate sympathy between the capillary circulation in that part +of the brain on which our mental powers depend, and in the skin of the +face, it is not surprising that the moral causes which induce intense +blushing should likewise induce, independently of their own disturbing +influence, much confusion of mind. + + +_The Nature of the Mental States which induce Blushing_.--These consist +of shyness, shame, and modesty; the essential element in all being +self-attention. Many reasons can be assigned for believing that +originally self-attention directed to personal appearance, in relation +to the opinion of others, was the exciting cause; the same effect +being subsequently produced, through the force of association, by +self-attention in relation to moral conduct. It is not the simple act of +reflecting on our own appearance, but the thinking what others think +of us, which excites a blush. In absolute solitude the most sensitive +person would be quite indifferent about his appearance. We feel blame +or disapprobation more acutely than approbation; and consequently +depreciatory remarks or ridicule, whether of our appearance or conduct, +causes us to blush much more readily than does praise. But undoubtedly +praise and admiration are highly efficient: a pretty girl blushes when a +man gazes intently at her, though she may know perfectly well that he +is not depreciating her. Many children, as well as old and sensitive +persons blush, when they are much praised. Hereafter the question will +be discussed, how it has arisen that the consciousness that others are +attending to our personal appearance should have led to the capillaries, +especially those of the face, instantly becoming filled with blood. + +My reasons for believing that attention directed to personal appearance, +and not to moral conduct, has been the fundamental element in the +acquirement of the habit of blushing, will now be given. They +are separately light, but combined possess, as it appears to me, +considerable weight. It is notorious that nothing makes a shy person +blush so much as any remark, however slight, on his personal appearance. +One cannot notice even the dress of a woman much given to blushing, +without causing her face to crimson. It is sufficient to stare hard at +some persons to make them, as Coleridge remarks, blush,--"account for +that he who can."[1323] + +With the two albinos observed by Dr. Burgess,[1324] "the slightest +attempt to examine their peculiarities invariably caused them to blush +deeply." Women are much more sensitive about their personal appearance +than men are, especially elderly women in comparison with elderly men, +and they blush much more freely. The young of both sexes are much more +sensitive on this same head than the old, and they also blush much more +freely than the old. Children at a very early age do not blush; nor +do they show those other signs of self-consciousness which generally +accompany blushing; and it is one of their chief charms that they think +nothing about what others think of them. At this early age they will +stare at a stranger with a fixed gaze and un-blinking eyes, as on an +inanimate object, in a manner which we elders cannot imitate. + +It is plain to every one that young men and women are highly sensitive +to the opinion of each other with reference to their personal +appearance; and they blush incomparably more in the presence of the +opposite sex than in that of their own.[1325] A young man, not very +liable to blush, will blush intensely at any slight ridicule of his +appearance from a girl whose judgment on any important subject lie +would disregard. No happy pair of young lovers, valuing each other's +admiration and love more than anything else in the world, probably ever +courted each other without many a blush. Even the barbarians of Tierra +del Fuego, according to Mr. Bridges, blush "chiefly in regard to women, +but certainly also at their own personal appearance." + +Of all parts of the body, the face is most considered and regarded, as +is natural from its being the chief seat of expression and the source +of the voice. It is also the chief seat of beauty and of ugliness, and +throughout the world is the most ornamented.[1326] The face, therefore, +will have been subjected during many generations to much closer and +more earnest self-attention than any other part of the body; and in +accordance with the principle here advanced we can understand why it +should be the most liable to blush. Although exposure to alternations +of temperature, &c., has probably much increased the power of dilatation +and contraction in the capillaries of the face and adjoining parts, yet +this by itself will hardly account for these parts blushing much more +than the rest of the body; for it does not explain the fact of the hands +rarely blushing. With Europeans the whole body tingles slightly when +the face blushes intensely; and with the races of men who habitually go +nearly naked, the blushes extend over a much larger surface than +with us. These facts are, to a certain extent, intelligible, as the +self-attention of primeval man, as well as of the existing races which +still go naked, will not have been so exclusively confined to their +faces, as is the case with the people who now go clothed. + +We have seen that in all parts of the world persons who feel shame +for some moral delinquency, are apt to avert, bend down, or hide their +faces, independently of any thought about their personal appearance. +The object can hardly be to conceal their blushes, for the face is +thus averted or hidden under circumstances which exclude any desire to +conceal shame, as when guilt is fully confessed and repented of. It is, +however, probable that primeval man before he had acquired much moral +sensitiveness would have been highly sensitive about his personal +appearance, at least in reference to the other sex, and he would +consequently have felt distress at any depreciatory remarks about his +appearance; and this is one form of shame. And as the face is the part +of the body which is most regarded, it is intelligible that any one +ashamed of his personal appearance would desire to conceal this part +of his body. The habit having been thus acquired, would naturally be +carried on when shame from strictly moral causes was felt; and it is not +easy otherwise to see why under these circumstances there should be a +desire to hide the face more than any other part of the body. + +The habit, so general with every one who feels ashamed, of turning +away, or lowering his eyes, or restlessly moving them from side to +side, probably follows from each glance directed towards those present, +bringing home the conviction that he is intently regarded; and he +endeavours, by not looking at those present, and especially not at their +eyes, momentarily to escape from this painful conviction. + + +_Shyness_.--This odd state of mind, often called shamefacedness, +or false shame, or _mauvaise honte_, appears to be one of the most +efficient of all the causes of blushing. Shyness is, indeed, chiefly +recognized by the face reddening, by the eyes being averted or cast +down, and by awkward, nervous movements of the body. Many a woman +blushes from this cause, a hundred, perhaps a thousand times, to once +that she blushes from having done anything deserving blame, and of which +she is truly ashamed. Shyness seems to depend on sensitiveness to the +opinion, whether good or bad, of others, more especially with respect to +external appearance. Strangers neither know nor care anything about +our conduct or character, but they may, and often do, criticize our +appearance: hence shy persons are particularly apt to be shy and to +blush in the presence of strangers. The consciousness of anything +peculiar, or even new, in the dress, or any slight blemish on the +person, and more especially, on the face--points which are likely to +attract the attention of strangers--makes the shy intolerably shy. +On the other hand, in those cases in which conduct and not personal +appearance is concerned, we are much more apt to be shy in the presence +of acquaintances, whose judgment we in some degree value, than in that +of strangers. A physician told me that a young man, a wealthy duke, with +whom he had travelled as medical attendant, blushed like a girl, when he +paid him his fee; yet this young man probably would not have blushed +and been shy, had he been paying a bill to a tradesman. Some persons, +however, are so sensitive, that the mere act of speaking to almost any +one is sufficient to rouse their self-consciousness, and a slight blush +is the result. + +Disapprobation or ridicule, from our sensitiveness on this head, causes +shyness and blushing much more readily than does approbation; though the +latter with some persons is highly efficient. The conceited are rarely +shy; for they value themselves much too highly to expect depreciation. +Why a proud man is often shy, as appears to be the case, is not so +obvious, unless it be that, with all his self-reliance, he really +thinks much about the opinion of others although in a disdainful spirit. +Persons who are exceedingly shy are rarely shy in the presence of +those with whom they are quite familiar, and of whose good opinion +and sympathy they are perfectly assured;--for instance, a girl in the +presence of her mother. I neglected to inquire in my printed paper +whether shyness can be detected in the different races of man; but a +Hindoo gentleman assured Mr. Erskine that it is recognizable in his +countrymen. + +Shyness, as the derivation of the word indicates in several +languages,[1327] is closely related to fear; yet it is distinct from +fear in the ordinary sense. A shy man no doubt dreads the notice of +strangers, but can hardly be said to be afraid of them, he may be as +bold as a hero in battle, and yet have no self-confidence about trifles +in the presence of strangers. Almost every one is extremely nervous when +first addressing a public assembly, and most men remain so throughout +their lives; but this appears to depend on the consciousness of a great +coming exertion, with its associated effects on the system, rather than +on shyness;[1328] although a timid or shy man no doubt suffers on such +occasions infinitely more than another. With very young children it +is difficult to distinguish between fear and shyness; but this latter +feeling with them has often seemed to me to partake of the character of +the wildness of an untamed animal. Shyness comes on at a very early age. +In one of my own children, when two years and three months old, I saw a +trace of what certainly appeared to be shyness, directed towards myself +after an absence from home of only a week. This was shown not by a +blush, but by the eyes being for a few minutes slightly averted from +me. I have noticed on other occasions that shyness or shamefacedness and +real shame are exhibited in the eyes of young children before they have +acquired the power of blushing. + +As shyness apparently depends on self-attention, we can perceive how +right are those who maintain that reprehending children for shyness, +instead of doing them any good, does much harm, as it calls their +attention still more closely to themselves. It has been well urged that +"nothing hurts young people more than to be watched continually about +their feelings, to have their countenances scrutinized, and the degrees +of their sensibility measured by the surveying eye of the unmerciful +spectator. Under the constraint of such examinations they can think +of nothing but that they are looked at, and feel nothing but shame or +apprehension."[1329] + + +_Moral causes: guilt_.--With respect to blushing from strictly moral +causes, we meet with the same fundamental principle as before, namely, +regard for the opinion of others. It is not the conscience which raises +a blush, for a man may sincerely regret some slight fault committed in +solitude, or he may suffer the deepest remorse for an undetected crime, +but he will not blush. "I blush," says Dr. Burgess,[1330] "in the +presence of my accusers." It is not the sense of guilt, but the thought +that others think or know us to be guilty which crimsons the face. A man +may feel thoroughly ashamed at having told a small falsehood, without +blushing; but if he even suspects that he is detected he will instantly +blush, especially if detected by one whom he reveres. + +On the other hand, a man may be convinced that God witnesses all his +actions, and he may feel deeply conscious of some fault and pray +for forgiveness; but this will not, as a lady who is a great blusher +believes, ever excite a blush. The explanation of this difference +between the knowledge by God and man of our actions lies, I presume, in +man's disapprobation of immoral conduct being somewhat akin in nature to +his depreciation of our personal appearance, so that through association +both lead to similar results; whereas the disapprobation of God brings +up no such association. + +Many a person has blushed intensely when accused of some crime, though +completely innocent of it. Even the thought, as the lady before referred +to has observed to me, that others think that we have made an unkind or +stupid remark, is amply sufficient to cause a blush, although we know +all the time that we have been completely misunderstood. An action may +be meritorious or of an indifferent nature, but a sensitive person, if +he suspects that others take a different view of it, will blush. For +instance, a lady by herself may give money to a beggar without a trace +of a blush, but if others are present, and she doubts whether they +approve, or suspects that they think her influenced by display, she will +blush. So it will be, if she offers to relieve the distress of a decayed +gentlewoman, more particularly of one whom she had previously known +under better circumstances, as she cannot then feel sure how her conduct +will be viewed. But such cases as these blend into shyness. + + +_Breaches of etiquette_.--The rules of _etiquette_ always refer to +conduct in the presence of, or towards others. They have no necessary +connection with the moral sense, and are often meaningless. Nevertheless +as they depend on the fixed custom of our equals and superiors, whose +opinion we highly regard, they are considered almost as binding as are +the laws of honour to a gentleman. Consequently the breach of the laws +of etiquette, that is, any impoliteness or _gaucherie_, any impropriety, +or an inappropriate remark, though quite accidental, will cause the most +intense blushing of which a man is capable. Even the recollection of +such an act, after an interval of many years, will make the whole body +to tingle. So strong, also, is the power of sympathy that a sensitive +person, as a lady has assured me, will sometimes blush at a flagrant +breach of etiquette by a perfect stranger, though the act may in no way +concern her. + + +_Modesty_.--This is another powerful agent in exciting blushes; but +the word modesty includes very different states of the mind. It implies +humility, and we often judge of this by persons being greatly pleased +and blushing at slight praise, or by being annoyed at praise which seems +to them too high according to their own humble standard of themselves. +Blushing here has the usual signification of regard for the opinion +of others. But modesty frequently relates to acts of indelicacy; and +indelicacy is an affair of etiquette, as we clearly see with the nations +that go altogether or nearly naked. He who is modest, and blushes easily +at acts of this nature, does so because they are breaches of a firmly +and wisely established etiquette. This is indeed shown by the derivation +of the word _modest_ from _modus_, a measure or standard of behaviour. +A blush due to this form of modesty is, moreover, apt to be intense, +because it generally relates to the opposite sex; and we have seen how +in all cases our liability to blush is thus increased. We apply the term +'modest,' as it would appear, to those who have an humble opinion of +themselves, and to those who are extremely sensitive about an indelicate +word or deed, simply because in both cases blushes are readily excited, +for these two frames of mind have nothing else in common. Shyness also, +from this same cause, is often mistaken for modesty in the sense of +humility. + +Some persons flush up, as I have observed and have been assured, at any +sudden and disagreeable recollection. The commonest cause seems to be +the sudden remembrance of not having done something for another person +which had been promised. In this case it may be that the thought passes +half unconsciously through the mind, "What will he think of me?" and +then the flush would partake of the nature of a true blush. But whether +such flushes are in most cases due to the capillary circulation being +affected, is very doubtful; for we must remember that almost every +strong emotion, such as anger or great joy, acts on the heart, and +causes the face to redden. + +The fact that blushes may be excited in absolute solitude seems opposed +to the view here taken, namely that the habit originally arose from +thinking about what others think of us. Several ladies, who are great +blushers, are unanimous in regard to solitude; and some of them believe +that they have blushed in the dark. From what Mr. Forbes has stated with +respect to the Aymaras, and from my own sensations, I have no doubt that +this latter statement is correct. Shakspeare, therefore, erred when +he made Juliet, who was not even by herself, say to Romeo (act ii. sc. +2):-- + + "Thou know'st the mask of night is on my face; + Else would a maiden blush bepaint my cheek, + For that which thou hast heard me speak to-night." + +But when a blush is excited in solitude, the cause almost always relates +to the thoughts of others about us--to acts done in their presence, +or suspected by them; or again when we reflect what others would have +thought of us had they known of the act. Nevertheless one or two of my +informants believe that they have blushed from shame at acts in no way +relating to others. If this be so, we must attribute the result to the +force of inveterate habit and association, under a state of mind closely +analogous to that which ordinarily excites a blush; nor need we feel +surprise at this, as even sympathy with another person who commits +a flagrant breach of etiquette is believed, as we have just seen, +sometimes to cause a blush. + +Finally, then, I conclude that blushing,--whether due to shyness--to +shame for a real crime--to shame from a breach of the laws +of etiquette--to modesty from humility--to modesty from an +indelicacy--depends in all cases on the same principle; this principle +being a sensitive regard for the opinion, more particularly for +the depreciation of others, primarily in relation to our personal +appearance, especially of our faces; and secondarily, through the force +of association and habit, in relation to the opinion of others on our +conduct. + + +_Theory of Blushing_.--We have now to consider, why should the thought +that others are thinking about us affect our capillary circulation? Sir +C. Bell insists[1331] that blushing "is a provision for expression, as +may be inferred from the colour extending only to the surface of the +face, neck, and breast, the parts most exposed. It is not acquired; it +is from the beginning." Dr. Burgess believes that it was designed by the +Creator in "order that the soul might have sovereign power of displaying +in the cheeks the various internal emotions of the moral feelings;" so +as to serve as a check on ourselves, and as a sign to others, that we +were violating rules which ought to be held sacred. Gratiolet merely +remarks,--"Or, comme il est dans l'ordre de la nature que l'etre social +le plus intelligent soit aussi le plus intelligible, cette faculte de +rougeur et de paleur qui distingue l'homme, est un signe naturel de sa +haute perfection." + +The belief that blushing was SPECIALLY designed by the Creator is +opposed to the general theory of evolution, which is now so largely +accepted; but it forms no part of my duty here to argue on the general +question. Those who believe in design, will find it difficult to account +for shyness being the most frequent and efficient of all the causes +of blushing, as it makes the blusher to suffer and the beholder +uncomfortable, without being of the least service to either of them. +They will also find it difficult to account for negroes and other +dark-coloured races blushing, in whom a change of colour in the skin is +scarcely or not at all visible. + +No doubt a slight blush adds to the beauty of a maiden's face; and the +Circassian women who are capable of blushing, invariably fetch a higher +price in the seraolio of the Sultan than less susceptible women.[1332] +But the firmest believer in the efficacy of sexual selection will hardly +suppose that blushing was acquired as a sexual ornament. This view would +also be opposed to what has just been said about the dark-coloured +races blushing in an invisible manner. + +The hypothesis which appears to me the most probable, though it may at +first seem rash, is that attention closely directed to any part of the +body tends to interfere with the ordinary and tonic contraction of the +small arteries of that part. These vessels, in consequence, become at +such times more or less relaxed, and are instantly filled with arterial +blood. This tendency will have been much strengthened, if frequent +attention has been paid during many generations to the same part, owing +to nerve-force readily flowing along accustomed channels, and by the +power of inheritance. Whenever we believe that others are depreciating +or even considering our personal appearance, our attention is vividly +directed to the outer and visible parts of our bodies; and of all such +parts we are most sensitive about our faces, as no doubt has been the +case during many past generations. Therefore, assuming for the moment +that the capillary vessels can be acted on by close attention, those of +the face will have become eminently susceptible. Through the force of +association, the same effects will tend to follow whenever we think that +others are considering or censuring our actions or character. + +As the basis of this theory rests on mental attention having some power +to influence the capillary circulation, it will be necessary to give +a considerable body of details, bearing more or less directly on this +subject. Several observers,[1333] who from their wide experience +and knowledge are eminently capable of forming a sound judgment, are +convinced that attention or consciousness (which latter term Sir H. +Holland thinks the more explicit) concentrated on almost any part of +the body produces some direct physical effect on it. This applies to the +movements of the involuntary muscles, and of the voluntary muscles when +acting involuntarily,--to the secretion of the glands,--to the activity +of the senses and sensations,--and even to the nutrition of parts. + +It is known that the involuntary movements of the heart are affected +if close attention be paid to them. Gratiolet[1334] gives the case of +a man, who by continually watching and counting his own pulse, at last +caused one beat out of every six to intermit. On the other hand, my +father told me of a careful observer, who certainly had heart-disease +and died from it, and who positively stated that his pulse was +habitually irregular to an extreme degree; yet to his great +disappointment it invariably became regular as soon as my father entered +the room. Sir H. Holland remarks,[1335] that "the effect upon the +circulation of a part from the consciousness suddenly directed and fixed +upon it, is often obvious and immediate." Professor Laycock, who has +particularly attended to phenomena of this nature,[1336] insists that +"when the attention is directed to any portion of the body, innervation +and circulation are excited locally, and the functional activity of that +portion developed." + +It is generally believed that the peristaltic movements of the +intestines are influenced by attention being paid to them at fixed +recurrent periods; and these movements depend on the contraction of +unstriped and involuntary muscles. The abnormal action of the voluntary +muscles in epilepsy, chorea, and hysteria is known to be influenced +by the expectation of an attack, and by the sight of other patients +similarly affected.[1337] So it is with the involuntary acts of yawning +and laughing. + +Certain glands are much influenced by thinking of them, or of the +conditions under which they have been habitually excited. This is +familiar to every one in the increased flow of saliva, when the thought, +for instance, of intensely acid fruit is kept before the mind. It was +shown in our sixth chapter, that an earnest and long-continued desire +either to repress, or to increase, the action of the lacrymal glands is +effectual. Some curious cases have been recorded in the case of +women, of the power of the mind on the mammary glands; and still more +remarkable ones in relation to the uterine functions.[1339] + + +[1335] 'Chapters on Mental Physiology,' 1858, p. 111. [1336] 'Mind find +Brain,' vol. ii. 1860, p. 327. [1337] 'Chapters on Mental Physiology,' +pp. 104-106. [1338] See Gratiolet on this subject, De la Phys. p. 287. +[1339] Dr. J. Crichton Browne, from his observations on the insane, is +convinced that attention directed for a prolonged period on any part or +organ may ultimately influence its capillary circulation and nutrition. +He has given me some extraordinary cases; one of these, which cannot +here be related in full, refers to a married woman fifty years of age, +who laboured under the firm and long-continued delusion that she was +pregnant. When the expected period arrived, she acted precisely as if +she had been really delivered of a child, and seemed to suffer extreme +pain, so that the perspiration broke out on her forehead. The result was +that a state of things returned, continuing for three days, which had +ceased during the six previous years. Mr. Braid gives, in his 'Magic, +Hypnotism,' &c., 1852, p. 95, and in his other works analogous cases, +as well as other facts showing the great influence of the will on the +mammary glands, even on one breast alone. + +When we direct our whole attention to any one sense, its acuteness is +increased;[1340] and the continued habit of close attention, as with +blind people to that of hearing, and with the blind and deaf to that of +touch, appears to improve the sense in question permanently. There is, +also, some reason to believe, judging from the capacities of different +races of man, that the effects are inherited. Turning to ordinary +sensations, it is well known that pain is increased by attending to it; +and Sir B. Brodie goes so far as to believe that pain may be felt in +any part of the body to which attention is closely drawn.[1341] Sir H. +Holland also remarks that we become not only conscious of the existence +of a part subjected to concentrated attention, but we experience in +it various odd sensations as of weight, heat, cold, tingling, or +itching.[1342] + +Lastly, some physiologists maintain that the mind can influence the +nutrition of parts. Sir J. Paget has given a curious instance of the +power, not indeed of the mind, but of the nervous system, on the hair. +A lady "who is subject to attacks of what is called nervous headache, +always finds in the morning after such an one, that some patches of her +hair are white, as if powdered with starch. The change is effected in +a night, and in a few days after, the hairs gradually regain their dark +brownish colour."[1343] + +We thus see that close attention certainly affects various parts and +organs, which are not properly under the control of the will. By what +means attention--perhaps the most wonderful of all the wondrous powers +of the mind--is effected, is an extremely obscure subject. According to +Muller,[1344] the process by which the sensory cells of the brain are +rendered, through the will, susceptible of receiving more intense and +distinct impressions, is closely analogous to that by which the motor +cells are excited to send nerve-force to the voluntary muscles. There +are many points of analogy in the action of the sensory and motor +nerve-cells; for instance, the familiar fact that close attention to +any one sense causes fatigue, like the prolonged exertion of any one +muscle.[1345] When therefore we voluntarily concentrate our attention on +any part of the body, the cells of the brain which receive impressions +or sensations from that part are, it is probable, in some unknown manner +stimulated into activity. This may account, without any local change in +the part to which our attention is earnestly directed, for pain or odd +sensations being there felt or increased. + +If, however, the part is furnished with muscles, we cannot feel sure, as +Mr. Michael Foster has remarked to me, that some slight impulse may not +be unconsciously sent to such muscles; and this would probably cause an +obscure sensation in the part. + +In a large number of cases, as with the salivary and lacrymal glands, +intestinal canal, &c., the power of attention seems to rest, either +chiefly, or as some physiologists think, exclusively, on the vaso-motor +system being affected in such a manner that more blood is allowed to +flow into the capillaries of the part in question. This increased action +of the capillaries may in some cases be combined with the simultaneously +increased activity of the sensorium. + +The manner in which the mind affects the vasomotor system may be +conceived in the following manner. When we actually taste sour fruit, an +impression is sent through the gustatory nerves to a certain part of +the sensorium; this transmits nerve-force to the vasomotor centre, +which consequently allows the muscular coats of the small arteries that +permeate the salivary glands to relax. Hence more blood flows into these +glands, and they secrete a copious supply of saliva. Now it does not +seem an improbable assumption, that, when we reflect intently on a +sensation, the same part of the sensorium, or a closely connected part +of it, is brought into a state of activity, in the same manner as when +we actually perceive the sensation. If so, the same cells in the brain +will be excited, though, perhaps, in a less degree, by vividly thinking +about a sour taste, as by perceiving it; and they will transmit in the +one case, as in the other, nerve-force to the vaso-motor centre with the +same results. + +To give another, and, in some respects, more appropriate illustration. +If a man stands before a hot fire, his face reddens. This appears to be +due, as Mr. Michael Foster informs me, in part to the local action +of the heat, and in part to a reflex action from the vaso-motor +centres.[1346] In this latter case, the heat affects the nerves of the +face; these transmit an impression to the sensory cells of the brain, +which act on the vaso-motor centre, and this reacts on the small +arteries of the face, relaxing them and allowing them to become filled +with blood. Here, again, it seems not improbable that if we were +repeatedly to concentrate with great earnestness our attention on the +recollection of our heated faces, the same part of the sensorium which +gives us the consciousness of actual heat would be in some slight degree +stimulated, and would in consequence tend to transmit some nerve-force +to the vaso-motor centres, so as to relax the capillaries of the face. +Now as men during endless generations have had their attention often and +earnestly directed to their personal appearance, and especially to +their faces, any incipient tendency in the facial capillaries to be thus +affected will have become in the course of time greatly strengthened +through the principles just referred to, namely, nerve-force passing +readily along accustomed channels, and inherited habit. Thus, as it +appears to me, a plausible explanation is afforded of the leading +phenomena connected with the act of blushing. + + +_Recapitulation_.--Men and women, and especially the young, have always +valued, in a high degree, their personal appearance; and have likewise +regarded the appearance of others. The face has been the chief object of +attention, though, when man aboriginally went naked, the whole surface +of his body would have been attended to. Our self-attention is excited +almost exclusively by the opinion of others, for no person living in +absolute solitude would care about his appearance. Every one feels blame +more acutely than praise. Now, whenever we know, or suppose, that others +are depreciating our personal appearance, our attention is strongly +drawn towards ourselves, more especially to our faces. The probable +effect of this will be, as has just been explained, to excite into +activity that part of the sensorium, which receives the sensory nerves +of the face; and this will react through the vaso-motor system on +the facial capillaries. By frequent reiteration during numberless +generations, the process will have become so habitual, in association +with the belief that others are thinking of us, that even a suspicion +of their depreciation suffices to relax the capillaries, without any +conscious thought about our faces. With some sensitive persons it is +enough even to notice their dress to produce the same effect. Through +the force, also, of association and inheritance our capillaries are +relaxed, whenever we know, or imagine, that any one is blaming, though +in silence, our actions, thoughts, or character; and, again, when we are +highly praised. + +On this hypothesis we can understand how it is that the face blushes +much more than any other part of the body, though the whole surface is +somewhat affected, more especially with the races which still go nearly +naked. It is not at all surprising that the dark-coloured races should +blush, though no change of colour is visible in their skins. From the +principle of inheritance it is not surprising that persons born blind +should blush. We can understand why the young are much more affected +than the old, and women more than men; and why the opposite sexes +especially excite each other's blushes. It becomes obvious why personal +remarks should be particularly liable to cause blushing, and why the +most powerful of all the causes is shyness; for shyness relates to the +presence and opinion of others, and the shy are always more or less +self-conscious. With respect to real shame from moral delinquencies, we +can perceive why it is not guilt, but the thought that others think us +guilty, which raises a blush. A man reflecting on a crime committed in +solitude, and stung by his conscience, does not blush; yet he will blush +under the vivid recollection of a detected fault, or of one committed in +the presence of others, the degree of blushing being closely related +to the feeling of regard for those who have detected, witnessed, or +suspected his fault. Breaches of conventional rules of conduct, if they +are rigidly insisted on by our equals or superiors, often cause more +intense blushes even than a detected crime, and an act which is really +criminal, if not blamed by our equals, hardly raises a tinge of colour +on our cheeks. Modesty from humility, or from an indelicacy, excites a +vivid blush, as both relate to the judgment or fixed customs of others. + +From the intimate sympathy which exists between the capillary +circulation of the surface of the head and of the brain, whenever there +is intense blushing, there will be some, and often great, confusion of +mind. This is frequently accompanied by awkward movements, and sometimes +by the involuntary twitching of certain muscles. + +As blushing, according to this hypothesis, is an indirect result of +attention, originally directed to our personal appearance, that is +to the surface of the body, and more especially to the face, we +can understand the meaning of the gestures which accompany blushing +throughout the world. These consist in hiding the face, or turning it +towards the ground, or to one side. The eyes are generally averted or +are restless, for to look at the man who causes us to feel shame +or shyness, immediately brings home in an intolerable manner the +consciousness that his gaze is directed on us. Through the principle of +associated habit, the same movements of the face and eyes are practised, +and can, indeed, hardly be avoided, whenever we know or believe that, +others are blaming, or too strongly praising, our moral conduct. + + + +CHAPTER XIV. -- CONCLUDING REMARKS AND SUMMARY. + +The three leading principles which have determined the chief movements +of expression--Their inheritance--On the part which the will and +intention have played in the acquirement of various expressions--The +instinctive recognition of expression--The bearing of our subject on +the specific unity of the races of man--On the successive acquirement +of various expressions by the progenitors of man--The importance of +expression--Conclusion. + + +I HAVE now described, to the best of my ability, the chief expressive +actions in man, and in some few of the lower animals. I have also +attempted to explain the origin or development of these actions through +the three principles given in the first chapter. The first of these +principles is, that movements which are serviceable in gratifying some +desire, or in relieving some sensation, if often repeated, become +so habitual that they are performed, whether or not of any service, +whenever the same desire or sensation is felt, even in a very weak +degree. + +Our second principle is that of antithesis. The habit of voluntarily +performing opposite movements under opposite impulses has become firmly +established in us by the practice of our whole lives. Hence, if certain +actions have been regularly performed, in accordance with our first +principle, under a certain frame of mind, there will be a strong and +involuntary tendency to the performance of directly opposite actions, +whether or not these are of any use, under the excitement of an opposite +frame of mind. + +Our third principle is the direct action of the excited nervous system +on the body, independently of the will, and independently, in large +part, of habit. Experience shows that nerve-force is generated and set +free whenever the cerebro-spinal system is excited. The direction which +this nerve-force follows is necessarily determined by the lines of +connection between the nerve-cells, with each other and with various +parts of the body. But the direction is likewise much influenced by +habit; inasmuch as nerve-force passes readily along accustomed channels. + +The frantic and senseless actions of an enraged man may be attributed in +part to the undirected flow of nerve-force, and in part to the effects +of habit, for these actions often vaguely represent the act of striking. +They thus pass into gestures included under our first principle; as when +an indignant man unconsciously throws himself into a fitting attitude +for attacking his opponent, though without any intention of making an +actual attack. We see also the influence of habit in all the emotions +and sensations which are called exciting; for they have assumed this +character from having habitually led to energetic action; and action +affects, in an indirect manner, the respiratory and circulatory +system; and the latter reacts on the brain. Whenever these emotions or +sensations are even slightly felt by us, though they may not at the time +lead to any exertion, our whole system is nevertheless disturbed through +the force of habit and association. Other emotions and sensations are +called depressing, because they have not habitually led to energetic +action, excepting just at first, as in the case of extreme pain, fear, +and grief, and they have ultimately caused complete exhaustion; they +are consequently expressed chiefly by negative signs and by prostration. +Again, there are other emotions, such as that of affection, which do not +commonly lead to action of any kind, and consequently are not exhibited +by any strongly marked outward signs. Affection indeed, in as far as it +is a pleasurable sensation, excites the ordinary signs of pleasure. + +On the other hand, many of the effects due to the excitement of the +nervous system seem to be quite independent of the flow of nerve-force +along the channels which have been rendered habitual by former exertions +of the will. Such effects, which often reveal the state of mind of the +person thus affected, cannot at present be explained; for instance, the +change of colour in the hair from extreme terror or grief,--the +cold sweat and the trembling of the muscles from fear,--the modified +secretions of the intestinal canal,--and the failure of certain glands +to act. + +Notwithstanding that much remains unintelligible in our present subject, +so many expressive movements and actions can be explained to a certain +extent through the above three principles, that we may hope hereafter to +see all explained by these or by closely analogous principles. + +Actions of all kinds, if regularly accompanying any state of the mind, +are at once recognized as expressive. These may consist of movements of +any part of the body, as the wagging of a dog's tail, the shrugging of +a man's shoulders, the erection of the hair, the exudation of +perspiration, the state of the capillary circulation, laboured +breathing, and the use of the vocal or other sound-producing +instruments. Even insects express anger, terror, jealousy, and love +by their stridulation. With man the respiratory organs are of especial +importance in expression, not only in a direct, but in a still higher +degree in an indirect manner. + +Few points are more interesting in our present subject than the +extraordinarily complex chain of events which lead to certain expressive +movements. Take, for instance, the oblique eyebrows of a man suffering +from grief or anxiety. When infants scream loudly from hunger or pain, +the circulation is affected, and the eyes tend to become gorged with +blood: consequently the muscles surrounding the eyes are strongly +contracted as a protection: this action, in the course of many +generations, has become firmly fixed and inherited: but when, with +advancing years and culture, the habit of screaming is partially +repressed, the muscles round the eyes still tend to contract, whenever +even slight distress is felt: of these muscles, the pyramidals of the +nose are less under the control of the will than are the others and +their contraction can be checked only by that of the central fasciae of +the frontal muscle: these latter fasciae draw up the inner ends of +the eyebrows, and wrinkle the forehead in a peculiar manner, which +we instantly recognize as the expression of grief or anxiety. Slight +movements, such as these just described, or the scarcely perceptible +drawing down of the corners of the mouth, are the last remnants or +rudiments of strongly marked and intelligible movements. They are as +full of significance to us in regard to expression, as are ordinary +rudiments to the naturalist in the classification and genealogy of +organic beings. + +That the chief expressive actions, exhibited by man and by the lower +animals, are now innate or inherited,--that is, have not been learnt +by the individual,--is admitted by every one. So little has learning +or imitation to do with several of them that they are from the earliest +days and throughout life quite beyond our control; for instance, the +relaxation of the arteries of the skin in blushing, and the increased +action of the heart in anger. We may see children, only two or three +years old, and even those born blind, blushing from shame; and the naked +scalp of a very young infant reddens from passion. Infants scream from +pain directly after birth, and all their features then assume the same +form as during subsequent years. These facts alone suffice to show that +many of our most important expressions have not been learnt; but it is +remarkable that some, which are certainly innate, require practice in +the individual, before they are performed in a full and perfect manner; +for instance, weeping and laughing. The inheritance of most of our +expressive actions explains the fact that those born blind display them, +as I hear from the Rev. R. H. Blair, equally well with those gifted with +eyesight. We can thus also understand the fact that the young and the +old of widely different races, both with man and animals, express the +same state of mind by the same movements. + +We are so familiar with the fact of young and old animals displaying +their feelings in the same manner, that we hardly perceive how +remarkable it is that a young puppy should wag its tail when pleased, +depress its ears and uncover its canine teeth when pretending to be +savage, just like an old dog; or that a kitten should arch its little +back and erect its hair when frightened and angry, like an old cat. +When, however, we turn to less common gestures in ourselves, which +we are accustomed to look at as artificial or conventional,--such as +shrugging the shoulders, as a sign of impotence, or the raising the +arms with open hands and extended fingers, as a sign of wonder,--we feel +perhaps too much surprise at finding that they are innate. That these +and some other gestures are inherited, we may infer from their being +performed by very young children, by those born blind, and by the most +widely distinct races of man. We should also bear in mind that new and +highly peculiar tricks, in association with certain states of the +mind, are known to have arisen in certain individuals, and to have been +afterwards transmitted to their offspring, in some cases, for more than +one generation. + +Certain other gestures, which seem to us so natural that we might easily +imagine that they were innate, apparently have been learnt like the +words of a language. This seems to be the case with the joining of the +uplifted hands, and the turning up of the eyes, in prayer. So it is +with kissing as a mark of affection; but this is innate, in so far as it +depends on the pleasure derived from contact with a beloved person. +The evidence with respect to the inheritance of nodding and shaking the +head, as signs of affirmation and negation, is doubtful; for they are +not universal, yet seem too general to have been independently acquired +by all the individuals of so many races. + + +We will now consider how far the will and consciousness have come into +play in the development of the various movements of expression. As far +as we can judge, only a few expressive movements, such as those just +referred to, are learnt by each individual; that is, were consciously +and voluntarily performed during the early years of life for some +definite object, or in imitation of others, and then became habitual. +The far greater number of the movements of expression, and all the more +important ones, are, as we have seen, innate or inherited; and such +cannot be said to depend on the will of the individual. Nevertheless, +all those included under our first principle were at first voluntarily +performed for a definite object,--namely, to escape some danger, to +relieve some distress, or to gratify some desire. For instance, there +can hardly be a doubt that the animals which fight with their teeth, +have acquired the habit of drawing back their ears closely to their +heads, when feeling savage, from their progenitors having voluntarily +acted in this manner in order to protect their ears from being torn by +their antagonists; for those animals which do not fight with their +teeth do not thus express a savage state of mind. We may infer as highly +probable that we ourselves have acquired the habit of contracting the +muscles round the eyes, whilst crying gently, that is, without the +utterance of any loud sound, from our progenitors, especially +during infancy, having experienced, during the act of screaming, an +uncomfortable sensation in their eyeballs. Again, some highly expressive +movements result from the endeavour to cheek or prevent other expressive +movements; thus the obliquity of the eyebrows and the drawing down +of the corners of the mouth follow from the endeavour to prevent a +screaming-fit from coming on, or to cheek it after it has come on. Here +it is obvious that the consciousness and will must at first have come +into play; not that we are conscious in these or in other such cases +what muscles are brought into action, any more than when we perform the +most ordinary voluntary movements. + +With respect to the expressive movements due to the principle of +antithesis, it is clear that the will has intervened, though in a remote +and indirect manner. So again with the movements coming under our +third principle; these, in as far as they are influenced by nerve-force +readily passing along habitual channels, have been determined by former +and repeated exertions of the will. The effects indirectly due to this +latter agency are often combined in a complex manner, through the +force of habit and association, with those directly resulting from the +excitement of the cerebro-spinal system. This seems to be the case with +the increased action of the heart under the influence of any strong +emotion. When an animal erects its hair, assumes a threatening attitude, +and utters fierce sounds, in order to terrify an enemy, we see a curious +combination of movements which were originally voluntary with those that +are involuntary. It is, however, possible that even strictly involuntary +actions, such as the erection of the hair, may have been affected by the +mysterious power of the will. + +Some expressive movements may have arisen spontaneously, in association +with certain states of the mind, like the tricks lately referred to, and +afterwards been inherited. But I know of no evidence rendering this view +probable. + +The power of communication between the members of the same tribe by +means of language has been of paramount importance in the development of +man; and the force of language is much aided by the expressive movements +of the face and body. We perceive this at once when we converse on an +important subject with any person whose face is concealed. Nevertheless +there are no grounds, as far as I can discover, for believing that any +muscle has been developed or even modified exclusively for the sake of +expression. The vocal and other sound-producing organs, by which various +expressive noises are produced, seem to form a partial exception; but I +have elsewhere attempted to show that these organs were first developed +for sexual purposes, in order that one sex might call or charm the +other. Nor can I discover grounds for believing that any inherited +movement, which now serves as a means of expression, was at first +voluntarily and consciously performed for this special purpose,--like +some of the gestures and the finger-language used by the deaf and dumb. +On the contrary, every true or inherited movement of expression seems +to have had some natural and independent origin. But when once acquired, +such movements may be voluntarily and consciously employed as a means +of communication. Even infants, if carefully attended to, find out at +a very early age that their screaming brings relief, and they soon +voluntarily practise it. We may frequently see a person voluntarily +raising his eyebrows to express surprise, or smiling to express +pretended satisfaction and acquiescence. A man often wishes to make +certain gestures conspicuous or demonstrative, and will raise his +extended arms with widely opened fingers above his head, to show +astonishment, or lift his shoulders to his ears, to show that he +cannot or will not do something. The tendency to such movements will be +strengthened or increased by their being thus voluntarily and repeatedly +performed; and the effects may be inherited. + +It is perhaps worth consideration whether movements at first used only +by one or a few individuals to express a certain state of mind may not +sometimes have spread to others, and ultimately have become universal, +through the power of conscious and unconscious imitation. That there +exists in man a strong tendency to imitation, independently of the +conscious will, is certain. This is exhibited in the most extraordinary +manner in certain brain diseases, especially at the commencement of +inflammatory softening of the brain, and has been called the "echo +sign." Patients thus affected imitate, without understanding every +absurd gesture which is made, and every word which is uttered near them, +even in a foreign language.[1401] In the case of animals, the jackal and +wolf have learnt under confinement to imitate the barking of the dog. +How the barking of the dog, which serves to express various emotions and +desires, and which is so remarkable from having been acquired since the +animal was domesticated, and from being inherited in different degrees +by different breeds, was first learnt we do not know; but may we not +suspect that imitation has had something to do with its acquisition, +owing to dogs having long lived in strict association with so loquacious +an animal as man? + +In the course of the foregoing remarks and throughout this volume, I +have often felt much difficulty about the proper application of the +terms, will, consciousness, and intention. Actions, which were at first +voluntary, soon became habitual, and at last hereditary, and may then be +performed even in opposition to the will. Although they often reveal +the state of the mind, this result was not at first either intended or +expected. Even such words as that "certain movements serve as a means +of expression," are apt to mislead, as they imply that this was their +primary purpose or object. This, however, seems rarely or never to have +been the case; the movements having been at first either of some direct +use, or the indirect effect of the excited state of the sensorium. An +infant may scream either intentionally or instinctively to show that it +wants food; but it has no wish or intention to draw its features into +the peculiar form which so plainly indicates misery; yet some of the +most characteristic expressions exhibited by man are derived from the +act of screaming, as has been explained. + +Although most of our expressive actions are innate or instinctive, as +is admitted by everyone, it is a different question whether we have any +instinctive power of recognizing them. This has generally been assumed +to be the case; but the assumption has been strongly controverted by M. +Lemoine.[1402] Monkeys soon learn to distinguish, not only the tones +of voice of their masters, but the expression of their faces, as is +asserted by a careful observer.[1403] Dogs well know the difference +between caressing and threatening gestures or tones; and they seem to +recognize a compassionate tone. But as far as I can make out, after +repeated trials, they do not understand any movement confined to the +features, excepting a smile or laugh; and this they appear, at least in +some cases, to recognize. This limited amount of knowledge has probably +been gained, both by monkeys and dogs, through their associating harsh +or kind treatment with our actions; and the knowledge certainly is +not instinctive. Children, no doubt, would soon learn the movements of +expression in their elders in the same manner as animals learn those +of man. Moreover, when a child cries or laughs, he knows in a general +manner what he is doing and what he feels; so that a very small exertion +of reason would tell him what crying or laughing meant in others. But +the question is, do our children acquire their knowledge of expression +solely by experience through the power of association and reason? + +As most of the movements of expression must have been gradually +acquired, afterwards becoming instinctive, there seems to be some degree +of _a priori_ probability that their recognition would likewise have +become instinctive. There is, at least, no greater difficulty in +believing this than in admitting that, when a female quadruped first +bears young, she knows the cry of distress of her offspring, or than +in admitting that many animals instinctively recognize and fear their +enemies; and of both these statements there can be no reasonable +doubt. It is however extremely difficult to prove that our children +instinctively recognize any expression. I attended to this point in my +first-born infant, who could not have learnt anything by associating +with other children, and I was convinced that he understood a smile and +received pleasure from seeing one, answering it by another, at much too +early an age to have learnt anything by experience. When this child +was about four months old, I made in his presence many odd noises and +strange grimaces, and tried to look savage; but the noises, if not +too loud, as well as the grimaces, were all taken as good jokes; and I +attributed this at the time to their being preceded or accompanied by +smiles. When five months old, he seemed to understand a compassionate, +expression and tone of voice. When a few days over six months old, his +nurse pretended to cry, and I saw that his face instantly assumed a +melancholy expression, with the corners of the mouth strongly depressed; +now this child could rarely have seen any other child crying, and never +a grown-up person crying, and I should doubt whether at so early an age +he could have reasoned on the subject. Therefore it seems to me that an +innate feeling must have told him that the pretended crying of his nurse +expressed grief; and this through the instinct of sympathy excited grief +in him. + +M. Lemoine argues that, if man possessed an innate knowledge of +expression, authors and artists would not have found it so difficult, as +is notoriously the case, to describe and depict the characteristic signs +of each particular state of mind. But this does not seem to me a +valid argument. We may actually behold the expression changing in an +unmistakable manner in a man or animal, and yet be quite unable, as I +know from experience, to analyse the nature of the change. In the two +photographs given by Duchenne of the same old man (Plate III. figs. 5 +and 6), almost every one recognized that the one represented a true, and +the other a false smile; but I have found it very difficult to decide in +what the whole amount of difference consists. It has often struck me +as a curious fact that so many shades of expression are instantly +recognized without any conscious process of analysis on our part. No +one, I believe, can clearly describe a sullen or sly expression; yet +many observers are unanimous that these expressions can be recognized +in the various races of man. Almost everyone to whom I showed Duchenne's +photograph of the young man with oblique eyebrows (Plate II. fig. 2) at +once declared that it expressed grief or some such feeling; yet probably +not one of these persons, or one out of a thousand persons, could +beforehand have told anything precise about the obliquity of the +eyebrows with their inner ends puckered, or about the rectangular +furrows on the forehead. So it is with many other expressions, of which +I have had practical experience in the trouble requisite in instructing +others what points to observe. If, then, great ignorance of details +does not prevent our recognizing with certainty and promptitude various +expressions, I do not see how this ignorance can be advanced as an +argument that our knowledge, though vague and general, is not innate. + +I have endeavoured to show in considerable detail that all the chief +expressions exhibited by man are the same throughout the world. This +fact is interesting, as it affords a new argument in favour of the +several races being descended from a single parent-stock, which must +have been almost completely human in structure, and to a large extent in +mind, before the period at which the races diverged from each other. No +doubt similar structures, adapted for the same purpose, have often +been independently acquired through variation and natural selection +by distinct species; but this view will not explain close similarity +between distinct species in a multitude of unimportant details. Now if +we bear in mind the numerous points of structure having no relation to +expression, in which all the races of man closely agree, and then add to +them the numerous points, some of the highest importance and many of the +most trifling value, on which the movements of expression directly or +indirectly depend, it seems to me improbable in the highest degree that +so much similarity, or rather identity of structure, could have been +acquired by independent means. Yet this must have been the case if the +races of man are descended from several aboriginally distinct species. +It is far more probable that the many points of close similarity in the +various races are due to inheritance from a single parent-form, which +had already assumed a human character. + +It is a curious, though perhaps an idle speculation, how early in the +long line of our progenitors the various expressive movements, now +exhibited by man, were successively acquired. The following remarks +will at least serve to recall some of the chief points discussed in this +volume. We may confidently believe that laughter, as a sign of pleasure +or enjoyment, was practised by our progenitors long before they deserved +to be called human; for very many kinds of monkeys, when pleased, utter +a reiterated sound, clearly analogous to our laughter, often accompanied +by vibratory movements of their jaws or lips, with the corners of the +mouth drawn backwards and upwards, by the wrinkling of the cheeks, and +even by the brightening of the eyes. + +We may likewise infer that fear was expressed from an extremely remote +period, in almost the same manner as it now is by man; namely, by +trembling, the erection of the hair, cold perspiration, pallor, widely +opened eyes, the relaxation of most of the muscles, and by the whole +body cowering downwards or held motionless. + +Suffering, if great, will from the first have caused screams or groans +to be uttered, the body to be contorted, and the teeth to be ground +together. But our progenitors will not have exhibited those highly +expressive movements of the features which accompany screaming and +crying until their circulatory and respiratory organs, and the muscles +surrounding the eyes, had acquired their present structure. The shedding +of tears appears to have originated through reflex action from the +spasmodic contraction of the eyelids, together perhaps with the eyeballs +becoming gorged with blood during the act of screaming. Therefore +weeping probably came on rather late in the line of our descent; and +this conclusion agrees with the fact that our nearest allies, the +anthropomorphous apes, do not weep. But we must here exercise some +caution, for as certain monkeys, which are not closely related to man, +weep, this habit might have been developed long ago in a sub-branch +of the group from which man is derived. Our early progenitors, when +suffering from grief or anxiety, would not have made their eyebrows +oblique, or have drawn down the corners of their mouth, until they +had acquired the habit of endeavouring to restrain their screams. The +expression, therefore, of grief and anxiety is eminently human. + +Rage will have been expressed at a very early period by threatening or +frantic gestures, by the reddening of the skin, and by glaring eyes, but +not by frowning. For the habit of frowning seems to have been acquired +chiefly from the corrugators being the first muscles to contract round +the eyes, whenever during infancy pain, anger, or distress is felt, and +there consequently is a near approach to screaming; and partly from +a frown serving as a shade in difficult and intent vision. It seems +probable that this shading action would not have become habitual until +man had assumed a completely upright position, for monkeys do not frown +when exposed to a glaring light. Our early progenitors, when enraged, +would probably have exposed their teeth more freely than does man, even +when giving full vent to his rage, as with the insane. We may, also, +feel almost certain that they would have protruded their lips, when +sulky or disappointed, in a greater degree than is the case with our own +children, or even with the children of existing savage races. + +Our early progenitors, when indignant or moderately angry, would +not have held their heads erect, opened their chests, squared their +shoulders, and clenched their fists, until they had acquired the +ordinary carriage and upright attitude of man, and had learnt to +fight with their fists or clubs. Until this period had arrived the +antithetical gesture of shrugging the shoulders, as a sign of impotence +or of patience, would not have been developed. From the same reason +astonishment would not then have been expressed by raising the arms +with open hands and extended fingers. Nor, judging from the actions +of monkeys, would astonishment have been exhibited by a widely opened +mouth; but the eyes would have been opened and the eyebrows arched. +Disgust would have been shown at a very early period by movements round +the mouth, like those of vomiting,--that is, if the view which I have +suggested respecting the source of the expression is correct, namely, +that our progenitors had the power, and used it, of voluntarily and +quickly rejecting any food from their stomachs which they disliked. But +the more refined manner of showing contempt or disdain, by lowering the +eyelids, or turning away the eyes and face, as if the despised person +were not worth looking at, would not probably have been acquired until a +much later period. + +Of all expressions, blushing seems to be the most strictly human; yet +it is common to all or nearly all the races of man, whether or not any +change of colour is visible in their skin. The relaxation of the small +arteries of the surface, on which blushing depends, seems to have +primarily resulted from earnest attention directed to the appearance of +our own persons, especially of our faces, aided by habit, inheritance, +and the ready flow of nerve-force along accustomed channels; and +afterwards to have been extended by the power of association to +self-attention directed to moral conduct. It can hardly be doubted that +many animals are capable of appreciating beautiful colours and even +forms, as is shown by the pains which the individuals of one sex take +in displaying their beauty before those of the opposite sex. But it +does not seem possible that any animal, until its mental powers had been +developed to an equal or nearly equal degree with those of man, would +have closely considered and been sensitive about its own personal +appearance. Therefore we may conclude that blushing originated at a very +late period in the long line of our descent. + +From the various facts just alluded to, and given in the course of this +volume, it follows that, if the structure of our organs of respiration +and circulation had differed in only a slight degree from the state +in which they now exist, most of our expressions would have been +wonderfully different. A very slight change in the course of the +arteries and veins which run to the head, would probably have prevented +the blood from accumulating in our eyeballs during violent expiration; +for this occurs in extremely few quadrupeds. In this case we should not +have displayed some of our most characteristic expressions. If man had +breathed water by the aid of external branchiae (though the idea is +hardly conceivable), instead of air through his mouth and nostrils, his +features would not have expressed his feelings much more efficiently +than now do his hands or limbs. Rage and disgust, however, would still +have been shown by movements about the lips and mouth, and the eyes +would have become brighter or duller according to the state of the +circulation. If our ears had remained movable, their movements would +have been highly expressive, as is the case with all the animals which +fight with their teeth; and we may infer that our early progenitors thus +fought, as we still uncover the canine tooth on one side when we sneer +at or defy any one, and we uncover all our teeth when furiously enraged. + + +The movements of expression in the face and body, whatever their origin +may have been, are in themselves of much importance for our welfare. +They serve as the first means of communication between the mother and +her infant; she smiles approval, and thus encourages her child on the +right path, or frowns disapproval. We readily perceive sympathy in +others by their expression; our sufferings are thus mitigated and our +pleasures increased; and mutual good feeling is thus strengthened. The +movements of expression give vividness and energy to our spoken words. +They reveal the thoughts and intentions of others more truly than do +words, which may be falsified. Whatever amount of truth the so-called +science of physiognomy may contain, appears to depend, as Haller long +ago remarked,[1404] on different persons bringing into frequent +use different facial muscles, according to their dispositions; the +development of these muscles being perhaps thus increased, and the lines +or furrows on the face, due to their habitual contraction, being thus +rendered deeper and more conspicuous. The free expression by outward +signs of an emotion intensifies it. On the other hand, the repression, +as far as this is possible, of all outward signs softens our +emotions.[1405] He who gives way to violent gestures will increase his +rage; he who does not control the signs of fear will experience fear in +a greater degree; and he who remains passive when overwhelmed with grief +loses his best chance of recovering elasticity of mind. These results +follow partly from the intimate relation which exists between almost +all the emotions and their outward manifestations; and partly from +the direct influence of exertion on the heart, and consequently on +the brain. Even the simulation of an emotion tends to arouse it in our +minds. Shakespeare, who from his wonderful knowledge of the human mind +ought to be an excellent judge, says:-- + + Is it not monstrous that this player here, + But in a fiction, in a dream of passion, + Could force his soul so to his own conceit, + That, from her working, all his visage wann'd; + Tears in his eyes, distraction in 's aspect, + A broken voice, and his whole function suiting + With forms to his conceit? And all for nothing! + _Hamlet_, act ii. sc. 2. + + +We have seen that the study of the theory of expression confirms to +a certain limited extent the conclusion that man is derived from +some lower animal form, and supports the belief of the specific or +sub-specific unity of the several races; but as far as my judgment +serves, such confirmation was hardly needed. We have also seen that +expression in itself, or the language of the emotions, as it has +sometimes been called, is certainly of importance for the welfare of +mankind. To understand, as far as possible, the source or origin of the +various expressions which may be hourly seen on the faces of the men +around us, not to mention our domesticated animals, ought to possess +much interest for us. From these several causes, we may conclude that +the philosophy of our subject has well deserved the attention which +it has already received from several excellent observers, and that it +deserves still further attention, especially from any able physiologist. + + + + +FOOTNOTES: + + +[Footnote 1: J. Parsons, in his paper in the Appendix to the +'Philosophical Transactions' for 1746, p. 41, gives a list of forty-one +old authors who have written on Expression.] + +[Footnote 2: Conferences sur l'expression des differents Caracteres des +Passions.' Paris, 4to, 1667. I always quote from the republication of +the 'Conferences' in the edition of Lavater, by Moreau, which appeared +in 1820, as given in vol. ix. p. 257.] + +[Footnote 3: 'Discours par Pierre Camper sur le moyen de representer les +diverses passions,' &c. 1792. 1844] + +[Footnote 4: I always quote from the third edition, 1844, which was +published after the death of Sir C. Bell, and contains his latest +corrections. The first edition of 1806 is much inferior in merit, and +does not include some of his more important views.] + +[Footnote 5: 'De la Physionomie et de la Parole,' par Albert Lemoine, +1865, p. 101.] + +[Footnote 6: 'L'Art de connaitre les Hommes,' &c., par G. Lavater.] + +[Footnote 7: 'Handbuch der Systematischen Anatomie des Menschen.' Band +I. Dritte Abtheilung, 1858.] + +[Footnote 8: 'The Senses and the Intellect,' 2nd edit. 1864, pp. 96 and +288. The preface to the first edition of this work is dated June, 1855. +See also the 2nd edition of Mr. Bain's work on the 'Emotions and Will.'] + +[Footnote 9: 'The Anatomy of Expression,' 3rd edit. p. 121.] + +[Footnote 10: 'Essays, Scientific, Political, and Speculative,' Second +Series, 1863, p. 111. There is a discussion on Laughter in the First +Series of Essays, which discussion seems to me of very inferior value.] + +[Footnote 11: Since the publication of the essay just referred to, Mr. +Spencer has written another, on "Morals and Moral Sentiments," in the +'Fortnightly Review,' April 1, 1871, p. 426. He has, also, now published +his final conclusions in vol. ii. of the second edit. of the 'Principles +of Psychology,' 1872, p. 539. I may state, in order that I may not be +accused of trespassing on Mr. Spencer's domain, that I announced in my +'Descent of Man,' that I had then written a part of the present volume: +my first MS. notes on the subject of expression bear the date of the +year 1838.] + +[Footnote 12: 'Anatomy of Expression,' 3rd edit. pp. 98, 121, 131.] + +[Footnote 13: Professor Owen expressly states (Proc. Zoolog. Soc. 1830, +p. 28) that this is the case with respect to the Orang, and specifies +all the more important muscles which are well known to serve with man +for the expression of his feelings. See, also, a description of several +of the facial muscles in the Chimpanzee, by Prof. Macalister, in 'Annals +and Magazine of Natural History,' vol. vii. May, 1871, p. 342.] + +[Footnote 14: 'Anatomy of Expression,' pp. 121, 138.] + +[Footnote 15: 'De la Physionomie,' pp. 12, 73.] + +[Footnote 16: 'Mecanisme de la Physionomie Humaine,' 8vo edit. p. 31.] + +[Footnote 17: 'Elements of Physiology,' English translation, vol. ii. p. +934.] + +[Footnote 18: 'Anatomy of Expression,' 3rd edit. p. 198.] + +[Footnote 19: See remarks to this effect in Lessing's 'Lacooon,' +translated by W. Ross, 1836, p. 19.] + +[Footnote 20: Mr. Partridge in Todd's 'Cyclopaedia of Anatomy and +Physiology,' vol. ii. p. 227.] + +[Footnote 21: 'La Physionomie,' par G. Lavater, tom. iv. 1820, p. 274. +On the number of the facial muscles, see vol. iv. pp. 209-211.] + +[Footnote 22: 'Mimik und Physiognomik,' 1867, s. 91.] + +[Footnote 101: Mr. Herbert Spencer ('Essays,' Second Series, 1863, p. +138) has drawn a clear distinction between emotions and sensations, +the latter being "generated in our corporeal framework." He classes as +Feelings both emotions and-sensations.] + +[Footnote 102: Muller, 'Elements of Physiology,' Eng. translat. vol. ii. +p. 939. See also Mr. H. Spencer's interesting speculations on the same +subject, and on the genesis of nerves, in his 'Principles of Biology,' +vol. ii. p. 346; and in his 'Principles of Psychology,' 2nd edit. pp. +511-557.] + +[Footnote 103: A remark to much the same effect was made long ago by +Hippocrates and by the illustrious Harvey; for both assert that a young +animal forgets in the course of a few days the art of sucking, and +cannot without some difficulty again acquire it. I give these assertions +on the authority of Dr. Darwin, 'Zoonomia,' 1794, vol. i. p. 140.] + +[Footnote 104: See for my authorities, and for various analogous facts, +'The Variation of Animals and Plants under Domestication,' 1868, vol. +ii. p. 304.] + +[Footnote 105: 'The Senses and the Intellect,' 2nd edit. 1864, p. 332. +Prof. Huxley remarks ('Elementary Lessons in Physiology,' 5th edit. +1872, p. 306), "It may be laid down as a rule, that, if any two mental +states be called up together, or in succession, with due frequency and +vividness, the subsequent production of the one of them will suffice to +call up the other, and that whether we desire it or not."] + +[Footnote 106: Gratiolet ('De la Physionomie,' p. 324), in his +discussion on this subject, gives many analogous instances. See p. 42, +on the opening and shutting of the eyes. Engel is quoted (p. 323) on the +changed paces of a man, as his thoughts change.] + +[Footnote 107: 'Mecanisme de la Physionomie Humaine,' 1862, p. 17.] + +[Footnote 108: 'The Variation of Animals and Plants under +Domestication,' vol. ii. p. 6. The inheritance of habitual gestures +is so important for us, that I gladly avail myself of Mr. F. Galton's +permission to give in his own words the following remarkable case:--"The +following account of a habit occurring in individuals of three +consecutive generations {footnote continues:} is of peculiar interest, +because it occurs only during sound sleep, and therefore cannot be +due to imitation, but must be altogether natural. The particulars are +perfectly trustworthy, for I have enquired fully into them, and speak +from abundant and independent evidence. A gentleman of considerable +position was found by his wife to have the curious trick, when he lay +fast asleep on his back in bed, of raising his right arm slowly in front +of his face, up to his forehead, and then dropping it with a jerk, so +that the wrist fell heavily on the bridge of his nose. The trick did +not occur every night, but occasionally, and was independent of any +ascertained cause. Sometimes it was repeated incessantly for an hour or +more. The gentleman's nose was prominent, and its bridge often became +sore from the blows which it received. At one time an awkward sore was +produced, that was long in healing, on account of the recurrence, night +after night, of the blows which first caused it. His wife had to remove +the button from the wrist of his night-gown as it made severe scratches, +and some means were attempted of tying his arm. + +"Many years after his death, his son married a lady who had never +heard of the family incident. She, however, observed precisely the same +peculiarity in her husband; but his nose, from not being particularly +prominent, has never as yet suffered from the blows. The trick does +not occur when he is half-asleep, as, for example, when dozing in his +arm-chair, but the moment he is fast asleep it is apt to begin. It is, +as with his father, intermittent; sometimes ceasing for many nights, +and sometimes almost incessant during a part of every night. It is +performed, as it was by his father, with his right hand. + +"One of his children, a girl, has inherited the same trick. She performs +it, likewise, with the right hand, but in a slightly modified form; for, +after raising the arm, she does not allow the wrist to drop upon the +bridge of the nose, but the palm of the half-closed hand falls over and +down the nose, striking it rather rapidly. It is also very intermittent +with this child, not occurring for periods of some months, but sometimes +occurring almost incessantly."] + +[Footnote 109: Prof. Huxley remarks ('Elementary Physiology,' 5th edit. +p. 305) that reflex actions proper to the spinal cord are NATURAL; +but, by the help of the brain, that is through habit, an infinity of +ARTIFICIAL reflex actions may be acquired. Virchow admits ('Sammlung +wissenschaft. Vortrage,' &c., "Ueber das Ruckeninark," 1871, ss. 24, +31) that some reflex actions can hardly be distinguished from instincts; +and, of the latter, it may be added, some cannot be distinguished from +inherited habits.] + +[Footnote 110: Dr. Maudsley, 'Body and Mind,' 1870, p. 8.] + +[Footnote 111: See the very interesting discussion on the whole subject +by Claude Bernard, 'Tissus Vivants,' 1866, p. 353-356.] + +[Footnote 112: 'Chapters on Mental Physiology,' 1858, p. 85.] + +[Footnote 113: Muller remarks ('Elements of Physiology,' Eng. tr. vol. +ii. p. 1311) on starting being always accompanied by the closure of the +eyelids.] + +[Footnote 114: Dr. Maudsley remarks ('Body and Mind,' p. 10) that +"reflex movements which commonly effect a useful end may, under the +changed circumstances of disease, do great mischief, becoming even the +occasion of violent suffering and of a most painful death."] + +[Footnote 115: See Mr. F. H. Salvin's account of a tame jackal in 'Land +and Water,' October, 1869.] + +[Footnote 116: "Dr. Darwin, 'Zoonomia,' 1794, vol. i. p. 160. I find that +the fact of cats protruding their feet when pleased is also noticed (p. +151) in this work.] + +[Footnote 117: Carpenter, 'Principles of Comparative Physiology,' 1854, +p. 690, and Muller's 'Elements of Physiology,' Eng. translat. vol. ii. +p. 936.] + +[Footnote 118: Mowbray on 'Poultry,' 6th edit. 1830, p. 54.] + +[Footnote 119: See the account given by this excellent observer in 'Wild +Sports of the Highlands,' 1846, p. 142.] + +[Footnote 120: 'Philosophical Translations,' 1823, p. 182.] + +[Footnote 201: 'Naturgeschichte der Saugethiere von Paraguay,' 1830, s. +55.] + +[Footnote 202: Mr. Tylor gives an account of the Cistercian +gesture-language in his 'Early History of Mankind' (2nd edit. 1870, p. +40), and makes some remarks on the principle of opposition in gestures.] + +[Footnote 203: See on this subject Dr. W. R. Scott's interesting work, +'The Deaf and Dumb,' 2nd edit. 1870, p. 12. He says, "This contracting +of natural gestures into much shorter gestures than the natural +expression requires, is very common amongst the deaf and dumb. This +contracted gesture is frequently so shortened as nearly to lose all +semblance of the natural one, but to the deaf and dumb who use it, it +still has the force of the original expression."] + +[Footnote 301: See the interesting cases collected by M. G. Pouchet in +the 'Revue des Deux Mondes,' January 1, 1872, p. 79. An instance was +also brought some years ago before the British Association at Belfast.] + +[Footnote 302: Muller remarks ('Elements of Physiology,' Eng. translat. +vol. ii. p. 934) that when the feelings are very intense, "all the +spinal nerves become affected to the extent of imperfect paralysis, or +the excitement of trembling of the whole body."] + +[Footnote 303: 'Lecons sur les Prop. des Tissus Vivants,' 1866, pp. +457-466.] + +[Footnote 304: Mr. Bartlett, "Notes on the Birth of a Hippopotamus," +Proc. Zoolog. Soc. 1871, p. 255.] + +[Footnote 305: See, on this subject, Claude Bernard, 'Tissus Vivants,' +1866, pp. 316, 337, 358. Virchow expresses himself to almost exactly the +same effect in his essay "Ueber das Ruckenmark" (Sammlung wissenschaft. +Vortrage, 1871, s. 28).] + +[Footnote 306: Muller ('Elements of Physiology,' Eng. translat. vol. ii. +p. 932) in speaking of the nerves, says, "any sudden change of condition +of whatever kind sets the nervous principle into action." See Virchow +and Bernard on the same subject in passages in the two works referred to +in my last foot-note.] + +[Footnote 307: H. Spencer, 'Essays, Scientific, Political,' &c., Second +Series, 1863, pp. 109, 111.] + +[Footnote 308: Sir H. Holland, in speaking ('Medical Notes and +Reflexions,' 1839, p. 328) of that curious state of body called the +_fidgets_, remarks that it seems due to "an accumulation of some cause +of irritation which requires muscular action for its relief."] + +[Footnote 309: I am much indebted to Mr. A. H. Garrod for having +informed me of M. Lorain's work on the pulse, in which a sphygmogram of +a woman in a rage is given; and this shows much difference in the rate +and other characters from that of the same woman in her ordinary state.] + +[Footnote 310: How powerfully intense joy excites the brain, and how the +brain reacts on the body, is well shown in the rare cases of Psychical +Intoxication. Dr. J. Crichton Browne ('Medical Mirror,' 1865) records +the case of a young man of strongly nervous temperament, who, on hearing +by a telegram that a fortune had been bequeathed him, first became pale, +then exhilarated, and soon in the highest spirits, but flushed and +very restless. He then took a walk with a friend for the sake +of tranquillising himself, but returned staggering in his gait, +uproariously laughing, yet irritable in temper, incessantly talking, and +singing loudly in the public streets. It was positively ascertained that +he had not touched any spirituous liquor, though every one thought that +he was intoxicated. Vomiting after a time came on, and the half-digested +contents of his stomach were examined, but no odour of alcohol could be +detected. He then slept heavily, and on awaking was well, except that he +suffered from headache, nausea, and prostration of strength.] + +[Footnote 311: Dr. Darwin, 'Zoonomia,' 1794, vol. i. p. 148.] + +[Footnote 312: Mrs. Oliphant, in her novel of 'Miss Majoribanks,' p. +362. All this reacts on the brain, and prostration soon follows with +collapsed muscles and dulled eyes. As associated habit no longer +prompts the sufferer to action, he is urged by his friends to voluntary +exertion, and not to give way to silent, motionless grief. Exertion +stimulates the heart, and this reacts on the brain, and aids the mind to +bear its heavy load.] + +[Footnote 401: See the evidence on this head in my 'Variation of +Animals and Plants under Domestication,' vol. i. p. 27. On the cooing of +pigeons, vol. i. pp. 154, 155.] + +[Footnote 402: 'Essays, Scientific, Political, and Speculative,' 1858. +'The Origin and Function of Music,' p. 359.] + +[Footnote 403: 'The Descent of Man,' 1870, vol. ii. p. 332. The words +quoted are from Professor Owen. It has lately been shown that some +quadrupeds much lower in the scale than monkeys, namely Rodents, are +able to produce correct musical tones: see the account of a singing +Hesperomys, by the Rev. S. Lockwood, in the 'American Naturalist,' vol. +v. December, 1871, p. 761.] + +[Footnote 404: Mr. Tylor ('Primitive Culture,' 1871, vol. i. p. 166), in +his discussion on this subject, alludes to the whining of the dog.] + +[Footnote 405: 'Naturgeschichte der Saugethiere von Paraguay,' 1830, s. +46.] + +[Footnote 406: Quoted by Gratiolet, 'De la Physionomie,' 1865, p. 115.] + +[Footnote 407: 'Theorie Physiologique de la Musique,' Paris, 1868, +P. 146. Helmholtz has also fully discussed in this profound work the +relation of the form of the cavity of the mouth to the production of +vowel-sounds.] + +[Footnote 408: I have given some details on this subject in my 'Descent +of Man,' vol. i. pp. 352, 384.] + +[Footnote 409: As quoted in Huxley's 'Evidence as to Man's Place in +Nature,' 1863, p. 52.] + +[Footnote 410: Illust. Thierleben, 1864, B. i. s. 130.] + +[Footnote 411: The Hon. J. Caton, Ottawa Acad. of Nat. Sciences, May, +1868, pp. 36, 40. For the _Capra, AEgagrus_, 'Land and Water,' 1867, p. +37.] + +[Footnote 412: 'Land and Water,' July 20, 1867, p. 659.] + +[Footnote 413: _Phaeton rubricauda_: 'Ibis,' vol. iii. 1861, p. 180.] + +[Footnote 414: On the _Strix flammea_, Audubon, 'Ornithological +Biography,' 1864, vol. ii. p. 407. I have observed other cases in the +Zoological Gardens.] + +[Footnote 415: _Melopsittacus undulatus_. See an account of its habits +by Gould, 'Handbook of Birds of Australia,' 1865, vol. ii. p. 82.] + +[Footnote 416: See, for instance, the account which I have given +('Descent of Man,' vol. ii. p. 32) of an Anolis and Draco.] + +[Footnote 417: These muscles are described in his well-known works. I am +greatly indebted to this distinguished observer for having given me in +a letter information on this same subject.] + +[Footnote 418: 'Lehrbuch der Histologie des Menschen,' 1857, s. 82. I +owe to Prof. W. Turner's kindness an extract from this work.] + +[Footnote 419: 'Quarterly Journal of Microscopical Science,' 1853, vol. +i. p. 262.] + +[Footnote 420: 'Lehrbuch der Histologie,' 1857, s. 82.] + +[Footnote 421: 'Dictionary of English Etymology,' p. 403.] + +[Footnote 421: See the account of the habits of this animal by Dr. +Cooper, as quoted in 'Nature,' April 27, 1871, p. 512.] + +[Footnote 422: Dr. Gunther, 'Reptiles of British India,' p. 262.] + +[Footnote 424: Mr. J. Mansel Weale, 'Nature,' April 27, 1871, p. 508.] + +[Footnote 425: 'Journal of Researches during the Voyage of the "Beagle,"' +1845, p. 96. I have compared the rattling thus produced with that of +the Rattle-snake.] + +[Footnote 426: See the account by Dr. Anderson, Proc. Zool. Soc. 1871, +p. 196.] + +[Footnote 427: The 'American Naturalist,' Jan. 1872, p. 32. I regret +that I cannot follow Prof. Shaler in believing that the rattle has been +developed, by the aid of natural selection, for the sake of producing +sounds which deceive and attract birds, so that they may serve as prey +to the snake. I do not, however, wish to doubt that the sounds may +occasionally subserve this end. But the conclusion at which I have +arrived, viz. that the rattling serves as a warning to would-be +devourers, appears to me much more probable, as it connects together +various classes of facts. If this snake had acquired its rattle and the +habit of rattling, for the sake of attracting prey, it does not seem +probable that it would have invariably used its instrument when angered +or disturbed. Prof. Shaler takes nearly the same view as I do of the +manner of development of the rattle; and I have always held this opinion +since observing the Trigonocephalus in South America.] + +[Footnote 428: From the accounts lately collected, and given in the +'Journal of the Linnean Society,' by Airs. Barber, on the habits of +the snakes of South Africa; and from the accounts published by +several writers, for instance by Lawson, of the rattle-snake in North +America,--it does not seem improbable that the terrific appearance of +snakes and the sounds produced by them, may likewise serve in procuring +prey, by paralysing, or as it is sometimes called fascinating, the +smaller animals.] + +[Footnote 429: See the account by Dr. R. Brown, in Proc. Zool. Soc. +1871, p. 39. He says that as soon as a pig sees a snake it rushes upon +it; and a snake makes off immediately on the appearance of a pig.] + +[Footnote 430: Dr. Gunther remarks ('Reptiles of British India,' p. 340) +on the destruction of cobras by the ichneumon or herpestes, and whilst +the cobras are young by the jungle-fowl. It is well known that the +peacock also eagerly kills snakes.] + +[Footnote 431: Prof. Cope enumerates a number of kinds in his 'Method +of Creation of Organic Types,' read before the American Phil. Soc., +December 15th, 1871, p. 20. Prof. Cope takes the same view as I do of +the use of the gestures and sounds made by snakes. I briefly alluded to +this subject in the last edition of my 'Origin of Species.' Since the +passages in the text above have been printed, I have been pleased to +find that Mr. Henderson ('The American Naturalist,' May, 1872, p. +260) also takes a similar view of the use of the rattle, namely "in +preventing an attack from being made."] + +[Footnote 432: Mr. des Voeux, in Proc. Zool. Soc. 1871, p. 3.] + +[Footnote 433: 'The Sportsman and Naturalist in Canada,' 1866, p. 53. p. +53.{sic}] + +[Footnote 434: 'The Nile Tributaries of Abyssinia,' 1867, p. 443.] + +[Footnote 501: 'The Anatomy of Expression,' 1844, p. 190.] + +[Footnote 502: 'De la Physionomie,' 1865, pp. 187, 218.] + +[Footnote 503: 'The Anatomy of Expression,' 1844, p. 140.] + +[Footnote 504: Many particulars are given by Gueldenstadt in his account +of the jackal in Nov. Comm. Acad. Sc. Imp. Petrop. 1775, tom. xx. p. +449. See also another excellent account of the manners of this animal +and of its play, in 'Land and Water,' October, 1869. Lieut. Annesley, +R. A., has also communicated to me some particulars with respect to +the jackal. I have made many inquiries about wolves and jackals in the +Zoological Gardens, and have observed them for myself.] + +[Footnote 505: 'Land and Water,' November 6, 1869.] + +[Footnote 506: Azara, 'Quadrupedes du Paraquay,' 1801, tom. 1. p. 136.] + +[Footnote 507: 'Land and Water,' 1867, p. 657. See also Azara on the +Puma, in the work above quoted.] + +[Footnote 508: Sir C. Bell, 'Anatomy of Expression,' 3rd edit. p. 123. +See also p. 126, on horses not breathing through their mouths, with +reference to their distended nostrils.] + +[Footnote 509: 'Land and Water,' 1869, p. 152.] + +[Footnote 510: 'Natural History of Mammalia,' 1841, vol. 1. pp. 383, +410.] + +[Footnote 511: Rengger ('Sagetheire von Paraquay', 1830, s. 46) kept +these monkeys in confinement for seven years in their native country of +Paraguay.] + +[Footnote 512: Rengger, ibid. s. 46. Humboldt, 'Personal Narrative, Eng. +translat. vol. iv. p. 527.] + +[Footnote 513: Nat. Hist. of Mammalia, 1841, p. 351.] + +[Footnote 514: Brehm, 'Thierleben,' B. i. s. 84. On baboons striking the +ground, s. 61.] + +[Footnote 515: Brehm remarks ('Thierleben,' s. 68) that the eyebrows of +the _Inuus ecaudatus_ are frequently moved up and down when the animal +is angered.] + +[Footnote 516: G. Bennett, 'Wanderings in New South Wales,' &c. vol. +ii. 1834, p. 153. FIG. 18.-Chimpanzee disappointed and sulky. Drawn from +life by Mr. Wood.] + +[Footnote 517: W. L. Martin, Nat. Hist. of Mamm. Animals, 1841, p. 405.] + +[Footnote 518: Prof. Owen on the Orang, Proc. Zool. Soc. 1830, p. 28. On +the Chimpanzee, see Prof. Macalister, in Annals and Mag. of Nat. Hist. +vol. vii. 1871, p. 342, who states that the _corrugator supercilii_ is +inseparable from the _orbicularis palpebrarum_.] + +[Footnote 519: Boston Journal of Nat. Hist. 1845---47, vol. v. p. 423. +On the Chimpanzee, ibid. 1843-44, vol. iv. p. 365.] + +[Footnote 520: See on this subject, 'Descent of Man,' vol. i. p. 20.] + +[Footnote 521: 'Descent of Man,' vol, i. p, 43.] + +[Footnote 522: 'Anatomy of Expression,' 3rd edit. 1844, pp. 138, 121.] + +[Footnote 601: The best photographs in my collection are by Mr. +Rejlander, of Victoria Street, London, and by Herr Kindermann, of +Hamburg. Figs. 1, 3, 4, and 6 are by the former; and figs. 2 and 5, +by the latter gentleman. Fig. 6 is given to show moderate crying in an +older child.] + +[Footnote 602: Henle ('Handbuch d. Syst. Anat. 1858, B. i. s. 139) +agrees with Duchenne that this is the effect of the contraction of the +_pyramidalis nasi_.] + +[Footnote 603: These consist of the _levator labii superioris alaeque +nasi_, the _levator labii proprius_, the _malaris_, and the _zygomaticus +minor_, or little zygomatic. This latter muscle runs parallel to and +above the great zygomatic, and is attached to the outer part of the +upper lip. It is represented in fig. 2 (I. p. 24), but not in figs. 1 +and 3. Dr. Duchenne first showed ('Mecanisme de la Physionomie Humaine,' +Album, 1862, p. 39) the importance of the contraction of this muscle +in the shape assumed by the features in crying. Henle considers the +above-named muscles (excepting the _malaris_) as subdivisions of the +_quadratus labii superioris_.] + +[Footnote 604: Although Dr. Duchenne has so carefully studied the +contraction of the different muscles during the act of crying, and +the furrows on the face thus produced, there seems to be something +incomplete in his account; but what this is I cannot say. He has given +a figure (Album, fig. 48) in which one half of the face is made, by +galvanizing the proper muscles, to smile; whilst the other half is +similarly made to begin crying. Almost all those (viz. nineteen out +of twenty-one persons) to whom I showed the smiling half of the face +instantly recognized the expression; but, with respect to the other +half, only six persons out of twenty-one recognized it,--that is, if +we accept such terms as "grief," "misery," "annoyance," as +correct;--whereas, fifteen persons were ludicrously mistaken; some +of them saying the face expressed "fun," "satisfaction," "cunning," +"disgust," &c. We may infer from this that there is something wrong +in the expression. Some of the fifteen persons may, however, have been +partly misled by not expecting to see an old man crying, and by tears +not being secreted. With respect to another figure by Dr. Duchenne (fig. +49), in which the muscles of half the face are galvanized in order to +represent a man beginning to cry, with the eyebrow on the same side +rendered oblique, which is characteristic of misery, the expression +was recognized by a greater proportional number of persons. Out of +twenty-three persons, fourteen answered correctly, "sorrow," "distress," +"grief," "just going to cry," "endurance of pain," &c. On the other +hand, nine persons either could form no opinion or were entirely wrong, +answering, "cunning leer," "jocund," "looking at an intense light," +"looking at a distant object," &c.] + +[Footnote 605: Mrs. Gaskell, 'Mary Barton,' new edit. p. 84.] + +[Footnote 606: 'Mimik und Physiognomik,' 1867, s. 102. Duchenne, +Mecanisme de la Phys. Humaine, Album, p. 34.] + +[Footnote 607: Dr. Duchenne makes this remark, ibid. p. 39.] + +[Footnote 608: 'The Origin of Civilization,' 1870, p. 355.] + +[Footnote 609: See, for instance, Mr. Marshall's account of an idiot +in Philosoph. Transact. 1864, p. 526. With respect to cretins, see Dr. +Piderit, 'Mimik und Physiognomik,' 1867, s. 61.] + +[Footnote 610: 'New Zealand and its Inhabitants,' 1855, p. 175.] + +[Footnote 611: 'De la Physionomie,' 1865, p. 126.] + +[Footnote 612: 'The Anatomy of Expression,' 1844, p. 106. See also his +paper in the 'Philosophical Transactions,' 1822, p. 284, ibid. 1823, +pp. 166 and 289. Also 'The Nervous System of the Human Body,' 3rd edit. +1836, p. 175.] + +[Footnote 613: See Dr. Brinton's account of the act of vomiting, in +Todd's Cyclop. of Anatomy and Physiology, 1859, vol. v. Supplement, p. +318.] + +[Footnote 614: I am greatly indebted to Mr. Bowman for having +introduced me to Prof. Donders, and for his aid in persuading this great +physiologist to undertake the investigation of the present subject. I +am likewise much indebted to Mr. Bowman for having given me, with the +utmost kindness, information on many points.] + +[Footnote 615: This memoir first appeared in the 'Nederlandsch Archief +voor Genees en Natuurkiinde,' Deel 5, 1870. It has been translated by +Dr. W. D. Moore, under the title of "On the Action of the Eyelids +in determination of Blood from expiratory effort," in 'Archives of +Medicine,' edited by Dr. L. S. Beale, 1870, vol. v. p. 20.] + +[Footnote 616: Prof. Donders remarks (ibid. p. 28), that, "After +injury to the eye, after operations, and in some forms of internal +inflammation, we attach great value to the uniform support of the closed +eyelids, and we increase this in many instances by the application of a +bandage. In both cases we carefully endeavour to avoid great expiratory +pressure, the disadvantage of which is well known." Mr. Bowman informs +me that in the excessive photophobia, accompanying what is called +scrofulous ophthalmia in children, when the light is so very painful +that during weeks or months it is constantly excluded by the most +forcible closure of the lids, he has often been struck on opening the +lids by the paleness of the eye,--not an unnatural paleness, but an +absence of the redness that might have been expected when the surface is +somewhat inflamed, as is then usually the case; and this paleness he is +inclined to attribute to the forcible closure of the eyelids.] + +[Footnote 617: Donders, ibid. p. 36.] + +[Footnote 618: Mr. Hensleigh Wedgwood (Dict. of English Etymology, 1859, +vol. i. p. 410) says, "the verb to weep comes from Anglo-Saxon _wop_, +the primary meaning of which is simply outcry."] + +[Footnote 619: 'De la Physionomie,' 1865, p. 217.] + +[Footnote 620: 'Ceylon,' 3rd edit. 1859, vol. ii. pp. 364, 376. I +applied to Mr. Thwaites, in Ceylon, for further information with respect +to the weeping of the elephant; and in consequence received a letter +from the Rev. Mr Glenie, who, with others, kindly observed for me a +herd of recently captured elephants. These, when irritated, screamed +violently; but it is remarkable that they never when thus screaming +contracted the muscles round the eyes. Nor did they shed tears; and the +native hunters asserted that they had never observed elephants weeping. +Nevertheless, it appears to me impossible to doubt Sir E. Tennent's +distinct details about their weeping, supported as they are by the +positive assertion of the keeper in the Zoological Gardens. It is +certain that the two elephants in the Gardens, when they began to +trumpet loudly, invariably contracted their orbicular muscles. I can +reconcile these conflicting statements only by supposing that the +recently captured elephants in Ceylon, from being enraged or frightened, +desired to observe their persecutors, and consequently did not contract +their orbicular muscles, so that their vision might not be impeded. +Those seen weeping by Sir E. Tennent were prostrate, and had given up +the contest in despair. The elephants which trumpeted in the Zoological +Gardens at the word of command, were, of course, neither alarmed nor +enraged.] + +[Footnote 621: Bergeon, as quoted in the 'Journal of Anatomy and +Physiology,' Nov. 1871, p. 235.] + +[Footnote 622: See, for instance, a case given by Sir Charles Bell, +'Philosophical Transactions,' 1823, p. 177.] + +[Footnote 623: See, on these several points, Prof. Donders 'On the +Anomalies of Accommodation and Refraction of the Eye,' 1864, p. 573.] + +[Footnote 624: Quoted by Sir J. Lubbock, 'Prehistoric Times,' 1865, p. +458.] + +[Footnote 701: The above descriptive remarks are taken in part from my +own observations, but chiefly from Gratiolet ('De la Physionomie,' pp. +53, 337; on Sighing, 232), who has well treated this whole subject. See, +also, Huschke, 'Mimices et Physiognomices, Fragmentum Physiologi-cum,' +1821, p. 21. On the dulness of the eyes, Dr. Piderit, 'Mimik und +Physiognomik,' 1867, s. 65.] + +[Footnote 702: On the action of grief on the organs of respiration, see +more especially Sir C. Bell, 'Anatomy of Expression,' 3rd edit. 1844, p. +151.] + +[Footnote 703: In the foregoing remarks on the manner in which the +eyebrows are made oblique, I have followed what seems to be the +universal opinion of all the anatomists, whose works I have consulted +on the action of the above-named muscles, or with whom I have conversed. +Hence throughout this work I shall take a similar view of the action of +the corrugator supercilii, orbicularis, pyramidalis nasi, and frontalis +muscles. Dr. Duchenne, however, believes, and every conclusion at which +he arrives deserves serious consideration, that it is the corrugator, +called by him the sourcilier, which raises the inner corner of the +eyebrows and is antagonistic to the upper and inner part of the +orbicular muscle, as well as to the pyramidalis nasi (see Mecanisme +de la Phys. Humaine, 1862, folio, art. v., text and figures 19 to 29: +octavo edit. 1862, p. 43 text). He admits, however, that the corrugator +draws together the eyebrows, causing vertical furrows above the base +of the nose, or a frown. He further believes that towards the outer +two-thirds of the eyebrow the corrugator acts in conjunction with the +upper orbicular muscle; both here standing in antagonism to the frontal +muscle. I am unable to understand, judging from Henle's drawings +(woodcut, fig. 3), how the corrugator can act in the manner described +by Duchenne. See, also, on this subject, Prof. Donders' remarks in the +'Archives of Medicine,' 1870, vol. v. p. 34. Mr. J. Wood, who is so well +known for his careful study of the muscles of the human frame, informs +me that he believes the account which I have given of the action of the +corrugator to be correct. But this is not a point of any importance +with respect to the expression which is caused by the obliquity of the +eyebrows, nor of much importance to the theory of its origin.] + +[Footnote 704: I am greatly indebted to Dr. Duchenne for permission to +have these two photographs (figs. 1 and 2) reproduced by the heliotype +process from his work in folio. Many of the foregoing remarks on the +furrowing of the skin, when the eyebrows are rendered oblique, are taken +from his excellent discussion on this subject.] + +[Footnote 705: Mecanisme de la Phys. Humaine, Album, p. 15.] + +[Footnote 706: Henle, Handbuch der Anat. des Menschen, 1858, B. i. s. +148, figs. 68 and 69.] + +[Footnote 707: See the account of the action of this muscle by Dr. +Duchenne, 'Mecanisme de la Physionomie Humaine, Album (1862), viii. p. +34.] + +[Footnote 801: Herbert Spencer, 'Essays Scientific,' &c., 1858, p. 360.] + +[Footnote 802: F. Lieber on the vocal sounds of L. Bridgman, +'Smithsonian Contributions,' 1851, vol. ii. p. 6.] + +[Footnote 803: See, also, Mr. Marshall, in Phil. Transact. 1864, p. +526.] + +[Footnote 804: Mr. Bain ('The Emotions and the Will,' 1865, p. 247) has +a long and interesting discussion on the Ludicrous. The quotation above +given about the laughter of the gods is taken from this work. See, also, +Mandeville, 'The Fable of the Bees,' vol. ii. p. 168.] + +[Footnote 805: 'The Physiology of Laughter,' Essays, Second Series, +1863, p. 114.] + +[Footnote 806: J. Lister in 'Quarterly Journal of Microscopical +Science,' 1853, vol. 1. p. 266.] + +[Footnote 807: 'De la Physionomie,' p. 186.] + +[Footnote 808: Sir C. Bell (Anat. of Expression, p. 147) makes some +remarks on the movement of the diaphragm during laughter.] + +[Footnote 809: 'Mecanisme de la Physionomie Humaine,' Album, Legende +vi.] + +[Footnote 810: Handbuch der System. Anat. des Menschen, 1858, B. i. s. +144. See my woodcut (H. fig. 2).] + +[Footnote 811: See, also, remarks to the same effect by Dr. J. Crichton +Browne in 'Journal of Mental Science,' April, 1871, p. 149.] + +[Footnote 812: C. Vogt, 'Memoire sur les Microcephales,' 1867, p. 21.] + +[Footnote 813: Sir C. Bell, 'Anatomy of Expression,' p. 133.] + +[Footnote 814: 'Mimik und Physiognomik,' 1867, s. 63-67.] + +[Footnote 815: Sir T. Reynolds remarks ('Discourses,' xii. p. 100), "it +is curious to observe, and it is certainly true, that the extremes of +contrary passions are, with very little variation, expressed by the same +action." He gives as an instance the frantic joy of a Bacchante and the +grief of a Mary Magdalen.] + +[Footnote 816: Dr. Piderit has come to the same conclusion, ibid. s. +99.] + +[Footnote 817: 'La Physionomie,' par G. Lavater, edit. of 1820, vol. iv. +p. 224. See, also, Sir C. Bell, 'Anatomy of Expression,' p. 172, for the +quotation given below.] + +[Footnote 818: A 'Dictionary of English Etymology,' 2nd edit. 1872, +Introduction, p. xliv.] + +[Footnote 819: Crantz, quoted by Tylor, 'Primitive Culture,' 1871, Vol. +i. P. 169.] + +[Footnote 820: F. Lieber, 'Smithsonian Contributions,' 1851, vol. ii. p. +7.] + +[Footnote 821: Mr. Bain remarks ('Mental and Moral Science,' 1868, p. +239), "Tenderness is a pleasurable emotion, variously stimulated, whose +effort is to draw human beings into mutual embrace."] + +[Footnote 822: Sir J. Lubbock, 'Prehistoric Times,' 2nd edit. 1869, p. +552, gives full authorities for these statements. The quotation from +Steele is taken from this work.] + +[Footnote 823: See a full acount,{sic} with references, by E. B. Tylor, +'Researches into the Early History of Mankind,' 2nd edit. 1870, p. 51.] + +[Footnote 824: 'The Descent of Man,' vol. ii. p. 336.] + +[Footnote 825: Dr. Mandsley has a discussion to this effect in his 'Body +and Mind,' 1870, p. 85.] + +[Footnote 826: 'The Anatomy of Expression,' p. 103, and 'Philosophical +Transactions,' 1823, p. 182.] + +[Footnote 827: 'The Origin of Language,' 1866, p. 146. Mr. Tylor ('Early +History of Mankind,' 2nd edit. 1870, p. 48) gives a more complex origin +to the position of the hands during prayer.] + +[Footnote 901: 'Anatomy of Expression,' pp. 137, 139. It is not +surprising that the corrugators should have become much more developed +in man than in the anthropoid apes; for they are brought into +incessant action by him under various circumstances, and will have been +strengthened and modified by the inherited effects of use. We have +seen how important a part they play, together with the orbiculares, in +protecting the eyes from being too much gorged with blood during +violent expiratory movements. When the eyes are closed as quickly and +as forcibly as possible, to save them from being injured by a blow, +the corrugators contract. With savages or other men whose heads are +uncovered, the eyebrows are continually lowered and contracted to serve +as a shade against a too strong light; and this is effected partly +by the corrugators. This movement would have been more especially +serviceable to man, as soon as his early progenitors held their heads +erect. Lastly, Prof. Donders believes ('Archives of Medicine,' ed. by +L. Beale, 1870, vol. v. p. 34), that the corrugators are brought into +action in causing the eyeball to advance in accommodation for proximity +in vision.] + +[Footnote 902: 'Mecanisme de la Physionomie Humaine,' Album, Legende +iii.] + +[Footnote 903: 'Mimik und Physiognomik,' s. 46.] + +[Footnote 904: 'History of the Abipones,' Eng. translat. vol. ii. p. 59, +as quoted by Lubbock, 'Origin of Civilisation,' 1870, p. 355.] + +[Footnote 905: 'De la Physionomie,' pp. 15, 144, 146. Mr. Herbert +Spencer accounts for frowning exclusively by the habit of contracting +the brows as a shade to the eyes in a bright light: see 'Principles of +Physiology,' 2nd edit. 1872, p. 546.] + +[Footnote 906: Gratiolet remarks (De la Phys. p. 35), "Quand l'attention +est fixee sur quelque image interieure, l'oeil regarde dons le vide et +s'associe automatiquement a la contemplation de l'esprit." But this view +hardly deserves to be called an explanation.] + +[Footnote 907: 'Miles Gloriosus,' act ii. sc. 2.] + +[Footnote 908: The original photograph by Herr Kindermann is much +more expressive than this copy, as it shows the frown on the brow more +plainly.] + +[Footnote 909: 'Mecanisme de la Physionomie Humaine,' Album, Legende iv. +figs. 16-18.] + +[Footnote 910: Hensleigh Wedgwood on 'The Origin of Language,' 1866, p. +78.] + +[Footnote 911: Muller, as quoted by Huxley, 'Man's Place in Nature,' +1863, p. 38.] + +[Footnote 912: I have given several instances in my 'Descent of Man,' +vol. i. chap. iv.] + +[Footnote 913: 'Anatomy of Expression.' p. 190.] + +[Footnote 914: 'De la Physionomie,' pp. 118-121.] + +[Footnote 915: 'Mimik und Physiognomik,' s. 79.] + +[Footnote 1001: See some remarks to this effect by Mr. Bain, 'The +Emotions and the Will,' 2nd edit. 1865, p. 127.] + +[Footnote 1002: Rengger, Naturgesch. der Saugethiere von Paraguay, 1830, +s. 3.] + +[Footnote 1003: Sir C. Bell, 'Anatomy of Expression,' p. 96. On the +other hand, Dr. Burgess ('Physiology of Blushing,' 1839, p. 31) speaks +of the reddening of a cicatrix in a negress as of the nature of a +blush.] + +[Footnote 1004: Moreau and Gratiolet have discussed the colour of the +face under the influence of intense passion: see the edit. of 1820 of +Lavater, vol. iv. pp. 282 and 300; and Gratiolet, 'De la Physionomie,' +p. 345.] + +[Footnote 1005: Sir C. Bell 'Anatomy of Expression,' pp. 91, 107, has +fully discussed this subject. Moreau remarks (in the edit. of 1820 of +'La Physionomie, par G. Lavater,' vol. iv. p. 237), and quotes Portal +in confirmation, that asthmatic patients acquire permanently expanded +nostrils, owing to the habitual contraction of the elevatory muscles +of the wings of the nose. The explanation by Dr. Piderit ('Mimik und +Physiognomik,' s. 82) of the distension of the nostrils, namely, to +allow free breathing whilst the mouth is closed and the teeth clenched, +does not appear to be nearly so correct as that by Sir C. Bell, who +attributes it to the sympathy (_i. e_. habitual co-action) of all the +respiratory muscles. The nostrils of an angry man may be seen to become +dilated, although his mouth is open.] + +[Footnote 1006: Mr. Wedgwood, 'On the Origin of Language,' 1866, p. 76. +He also observes that the sound of hard breathing "is represented by the +syllables _puff, huff, whiff_, whence a _huff_ is a fit of ill-temper."] + +[Footnote 1007: Sir C. Bell 'Anatomy of Expression,' p. 95) has some +excellent remarks on the expression of rage.] + +[Footnote 1008: 'De la Physionomie,' 1865, p. 346.] + +[Footnote 1009: Sir C. Bell, 'Anatomy of Expression,' p. 177. Gratiolet +(De la Phys. p. 369) says, 'les dents se decouvrent, et imitent +symboliquement l'action de dechirer et de mordre.'I If, instead of using +the vague term _symboliquement_, Gratiolet had said that the action was +a remnant of a habit acquired during primeval times when our semi-human +progenitors fought together with their teeth, like gorillas and orangs +at the present day, he would have been more intelligible. Dr. Piderit +('Mimik,' &c., s. 82) also speaks of the retraction of the upper lip +during rage. In an engraving of one of Hogarth's wonderful pictures, +passion is represented in the plainest manner by the open glaring eyes, +frowning forehead, and exposed grinning teeth.] + +[Footnote 1010: 'Oliver Twist,' vol. iii. p. 245.] + +[Footnote 1011: 'The Spectator,' July 11, 1868, p. 810.] + +[Footnote 1012: 'Body and Mind,' 1870, pp. 51-53.] + +[Footnote 1013: Le Brun, in his well-known 'Conference sur l'Expression' +('La Physionomie, par Lavater,' edit. of 1820, vol. lx. p. 268), remarks +that anger is expressed by the clenching of the fists. See, to the same +effect, Huschke, 'Mimices et Physiognomices, Fragmentum Physiologicum,' +1824, p. 20. Also Sir C. Bell, 'Anatomy of Expression,' p. 219.] + +[Footnote 1014: Transact. Philosoph. Soc., Appendix, 1746, p. 65.] + +[Footnote 1015: 'Anatomy of Expression,' p. 136. Sir C. Bell calls (p. +131) the muscles which uncover the canines the snarling muscles.] + +[Footnote 1016: Hensleigh Wedgwood, 'Dictionary of English Etymology,' +1865, vol. iii. pp. 240, 243.] + +[Footnote 1017: 'The Descent of Man,' 1871, vol. L p. 126.] + +[Footnote 1101: 'De In Physionomie et la Parole,' 1865, p. 89.] + +[Footnote 1102: 'Physionomie Humaine,' Album, Legende viii. p. 35. +Gratiolet also speaks (De la Phys. 1865, p. 52) of the turning away of +the eyes and body.] + +[Footnote 1103: Dr. W. Ogle, in an interesting paper on the Sense of +Smell ('Medico-Chirurgical Transactions,' vol. liii. p. 268), shows +that when we wish to smell carefully, instead of taking one deep nasal +inspiration, we draw in the air by a succession of rapid short sniffs. +If "the nostrils be watched during this process, it will be seen +that, so far from dilating, they actually contract at each sniff. The +contraction does not include the whole anterior opening, but only the +posterior portion." He then explains the cause of this movement. When, +on the other hand, we wish to exclude any odour, the contraction, I +presume, affects only the anterior part of the nostrils.] + +[Footnote 1104: 'Mimik und Physiognomik,' ss. 84, 93. Gratiolet (ibid. +p. 155) takes nearly the same view with Dr. Piderit respecting the +expression of contempt and disgust.] + +[Footnote 1105: Scorn implies a strong form of contempt; and one of the +roots of the word 'scorn' means, according to Mr. Wedgwood (Dict. of +English Etymology, vol. iii. p. 125), ordure or dirt. A person who is +scorned is treated like dirt.] + +[Footnote 1106: 'Early History of Mankind,' 2nd edit. 1870, p. 45.] + +[Footnote 1107: See, to this effect, Mr. Hensleigh Wedgwood's +Introduction to the 'Dictionary of English Etymology,' 2nd edit. 1872, +p. xxxvii.] + +[Footnote 1108: Duchenne believes that in the eversion of the lower lip, +the corners are drawn downwards by the _depressores anguli oris_. Henle +(Handbuch d. Anat. des Menschen, 1858, B. i. s. 151) concludes that this +is effected by the _musculus quadratus menti_.] + +[Footnote 1109: As quoted by Tylor, 'Primitive Culture,' 1871, vol. i. +p. 169.] + +[Footnote 1110: Both these quotations are given by Mr. H. Wedgwood, 'On +the Origin of Language,' 1866, p. 75.] + +[Footnote 1111: This is stated to be the case by Mr. Tylor (Early Hist. +of Mankind, 2nd edit. 1870, p. 52); and he adds, "it is not clear why +this should be so."] + +[Footnote 1112: 'Principles of Psychology,' 2nd edit. 1872, p. 552.] + +[Footnote 1113: Gratiolet (De la Phys. p. 351) makes this remark, and +has some good observations on the expression of pride. See Sir C. +Bell ('Anatomy of Expression,' p. 111) on the action of the _musculus +superbus_.] + +[Footnote 1114: 'Anatomy of Expression,' p. 166.] + +[Footnote 1115: 'Journey through Texas,' p. 352.] + +[Footnote 1116: Mrs. Oliphant, 'The Brownlows,' vol. ii. p. 206.] + +[Footnote 1117: 'Essai sur le Langage,' 2nd edit. 1846. I am much +indebted to Miss Wedgwood for having given me this information, with an +extract from the work.] + +[Footnote 1118: 'On the Origin of Language,' 1866, p. 91.] + +[Footnote 1119: 'On the Vocal Sounds of L. Bridgman;' Smithsonian +Contributions, 1851, vol. ii. p. 11.] + +[Footnote 1120: 'Memoire sur les Microcephales,' 1867, p. 27.] + +[Footnote 1121: Quoted by Tylor, 'Early History of Mankind,' 2nd edit. +1870, p. 38.] + +[Footnote 1122: Mr. J. B. Jukes, 'Letters and Extracts,' &c. 1871, p. +248.] + +[Footnote 1123: F. Lieber, 'On the Vocal Sounds,' &c. p. 11. Tylor, +ibid. p. 53.] + +[Footnote 1124: Dr. King, Edinburgh Phil. Journal, 1845, p. 313.] + +[Footnote 1125: Tylor, 'Early History of Mankind,' 2nd edit. 1870, p. +53.] + +[Footnote 1126: Lubbock, 'The Origin of Civilization,' 1870, p. 277. +Tylor, ibid. p. 38. Lieber (ibid. p. 11) remarks on the negative of the +Italians.] + +[Footnote 1201: 'Mecanisme de la Physionomie,' Album, 1862, p. 42.] + +[Footnote 1202: 'The Polyglot News Letter,' Melbourne, Dec. 1858, p. 2.] + +[Footnote 1203: 'The Anatomy of Expression,' p. 106.] + +[Footnote 1204: Mecanisme de la Physionomie,' Album, p. 6.] + +[Footnote 1205: See, for instance, Dr. Piderit ('Mimik und +Physiognomik,' s. 88), who has a good discussion on the expression of +surprise.] + +[Footnote 1206: Dr. Murie has also given me information leading to the +same conclusion, derived in part from comparative anatomy.] + +[Footnote 1207: 'De la Physionomie,' 1865, p. 234.] + +[Footnote 1208: See, on this subject, Gratiolet, ibid. p. 254.] + +[Footnote 1209: Lieber, 'On the Vocal Sounds of Laura Bridgman,' +Smithsonian Contributions, 1851, vol. ii. p. 7.] + +[Footnote 1210: 'Wenderholme,' vol. ii. p. 91.] + +[Footnote 1211: Lieber, 'On the Vocal Sounds,' &c., ibid. p. 7.] + +[Footnote 1212: Huschke, 'Mimices et Physiognomices,' 1821, p. 18. +Gratiolet (De la Phys. p. 255) gives a figure of a man in this +attitude, which, however, seems to me expressive of fear combined with +astonishment. Le Brun also refers (Lavater, vol. ix. p. 299) to the +hands of an astonished man being opened.] + +[Footnote 1213: Huschke, ibid. p. 18.] + +[Footnote 1214: 'North American Indians,' 3rd edit. 1842, vol. i. p. +105.] + +[Footnote 1215: H. Wedgwood, Dict. of English Etymology, vol. ii. 1862, +p. 35. See, also, Gratiolet ('De la Physionomie,' p. 135) on the sources +of such words as 'terror, horror, rigidus, frigidus,' &c.] + +[Footnote 1216: Mr. Bain ('The Emotions and the Will,' 1865, p. 54) +explains in the following manner the origin of the custom "of subjecting +criminals in India to the ordeal of the morsel of rice. The accused is +made to take a mouthful of rice, and after a little time to throw +it out. If the morsel is quite dry, the party is believed to be +guilty,--his own evil conscience operating to paralyse the salivating +organs."] + +[Footnote 1217: Sir C. Bell, Transactions of Royal Phil. Soc. 1822, p. +308. 'Anatomy of Expression,' p. 88 and pp. 164-469.] + +[Footnote 1218: See Moreau on the rolling of the eyes, in the edit. of +1820 of Lavater, tome iv. p. 263. Also, Gratiolet, De la Phys. p. 17.] + +[Footnote 1219: 'Observations on Italy,' 1825, p. 48, as quoted in 'The +Anatomy of Expression,' p. 168.] + +[Footnote 1220: Quoted by Dr. Maudsley, 'Body and Mind,' 1870, p. 41.] + +[Footnote 1221: 'Anatomy of Expression,' p. 168.] + +[Footnote 1222: Mecanisme de la Phys. Humaine, Album, Legende xi.] + +[Footnote 1223: Ducheinne takes, in fact, this view (ibid. p. 45), as +he attributes the contraction of the platysma to the shivering of fear +(_frisson de la peur_); but he elsewhere compares the action with that +which causes the hair of frightened quadrupeds to stand erect; and this +can hardly be considered as quite correct.] + +[Footnote 1224: 'De la Physionomie,' pp. 51, 256, 346.] + +[Footnote 1225: As quoted in White's 'Gradation in Man,' p. 57.] + +[Footnote 1226: 'Anatomy of Expression,' p. 169.] + +[Footnote 1227: 'Mecanisme de la Physionomie,' Album, pl. 65, pp. 44, +45.] + +[Footnote 1228: See remarks to this effect by Mr. Wedgwood, in the +Introduction to his 'Dictionary of English Etymology,' 2nd edit. 1872, +p. xxxvii. He shows by intermediate forms that the sounds here referred +to have probably given rise to many words, such as _ugly, huge_, &c.] + +[Footnote 1301: 'The Physiology or Mechanism of Blushing,' 1839, p. 156. +I shall have occasion often to quote this work in the present chapter.] + +[Footnote 1302: Dr. Burgess, ibid. p. 56. At p. 33 he also remarks on +women blushing more freely than men, as stated below.] + +[Footnote 1303: Quoted by Vogt, 'Memoire sur les Microcephales,' 1867, +p. 20. Dr. Burgess (ibid. p. 56) doubts whether idiots ever blush.] + +[Footnote 1304: Lieber 'On the Vocal Sounds,' &c.; Smithsonian +Contributions, 1851, vol. ii. p. 6.] + +[Footnote 1305: Ibid. p. 182.] + +[Footnote 1306: Moreau, in edit. of 1820 of Lavater, vol. iv. p. 303.] + +[Footnote 1307: Burgess. ibid. p. 38, on paleness after blushing, p. +177.] + +[Footnote 1308: See Lavater, edit. of 1820, vol. iv. p. 303.] + +[Footnote 1309: Burgess, ibid. pp. 114, 122. Moreau in Lavater, ibid. +vol. iv. p. 293.] + +[Footnote 1310: 'Letters from Egypt,' 1865, p. 66. Lady Gordon is +mistaken when she says Malays and Mulattoes never blush.] + +[Footnote 1311: Capt. Osborn ('Quedah,' p. 199), in speaking of a Malay, +whom he reproached for cruelty, says he was glad to see that the man +blushed.] + +[Footnote 1312: J. R. Forster, 'Observations during a Voyage round the +World,' 4to, 1778, p. 229. Waitz gives ('Introduction to Anthropology,' +Eng. translat. 1863, vol. i. p. 135) references for other islands in the +Pacific. See, also, Dampier 'On the Blushing of the Tunquinese' (vol. +ii. p. 40); but I have not consulted this work. Waitz quotes Bergmann, +that the Kalmucks do not blush, but this may be doubted after what we +have seen with respect to the Chinese. He also quotes Roth, who denies +that the Abyssinians are capable of blushing. Unfortunately, Capt. +Speedy, who lived so long with the Abyssinians, has not answered my +inquiry on this head. Lastly, I must add that the Rajah Brooke has never +observed the least sign of a blush with the Dyaks of Borneo; on the +contrary under circumstances which would excite a blush in us, they +assert "that they feel the blood drawn from their faces."] + +[Footnote 1313: Transact. of the Ethnological Soc. 1870, vol. ii. p. +16.] + +[Footnote 1314: Humboldt, 'Personal Narrative,' Eng. translat. vol. iii. +p. 229.] + +[Footnote 1315: Quoted by Prichard, Phys. Hist. of Mankind, 4th edit +1851, vol. i. p. 271.] + +[Footnote 1316: See, on this head, Burgess, ibid. p. 32. Also Waitz, +'Introduction to Anthropology,' Eng. edit. vol. i. p. 139. Moreau gives +a detailed account ('Lavater,' 1820, tom. iv. p. 302) of the blushing of +a Madagascar negress-slave when forced by her brutal master to exhibit +her naked bosom.] + +[Footnote 1317: Quoted by Prichard, Phys. Hist. of Mankind, 4th edit. +1851, vol. i. p. 225.] + +[Footnote 1318: Burgess, ibid. p. 31. On mulattoes blushing, see p. 33. +I have received similar accounts with respect to, mulattoes.] + +[Footnote 1319: Barrington also says that the Australians of New South +Wales blush, as quoted by Waitz, ibid. p. 135.] + +[Footnote 1320: Mr. Wedgwood says (Dict. of English Etymology, vol. iii. +1865, p. 155) that the word shame "may well originate in the idea of +shade or concealment, and may be illustrated by the Low German _scheme_, +shade or shadow." Gratiolet (De la Phys. pp. 357-362) has a good +discussion on the gestures accompanying shame; but some of his remarks +seem to me rather fanciful. See, also, Burgess (ibid. pp. 69, 134) on +the same subject.] + +[Footnote 1321: Burgess, ibid. pp. 181, 182. Boerhaave also noticed +(as quoted by Gratiolet, ibid. p. 361) the tendency to the secretion of +tears during intense blushing. Mr. Bulmer, as we have seen, speaks of +the "watery eyes" of the children of the Australian aborigines when +ashamed.] + +[Footnote 1322: See also Dr. J. Crichton Browne's Memoir on this subject +in the 'West Riding Lunatic Asylum Medical Report,' 1871, pp. 95-98.] + +[Footnote 1323: In a discussion on so-called animal magnetism in 'Table +Talk,' vol. i.] + +[Footnote 1324: Ibid. p. 40.] + +[Footnote 1325: Mr. Bain ('The Emotions and the Will,' 1865, p. +65) remarks on "the shyness of manners which is induced between the +sexes.... from the influence of mutual regard, by the apprehension on +either side of not standing well with the other."] + +[Footnote 1326: See, for evidence on this subject, 'The Descent of Man,' +&c., vol. ii. pp. 71, 341.] + +[Footnote 1327: H. Wedgwood, Dict. English Etymology, vol. iii. 1865, p. +184. So with the Latin word _verecundus_.] + +[Footnote 1328: Mr. Bain ('The Emotions and the Will,' p. 64) has +discussed the "abashed" feelings experienced on these occasions, as well +as the _stage-fright_ of actors unused to the stage. Mr. Bain apparently +attributes these feelings to simple apprehension or dread.] + +[Footnote 1329: 'Essays on Practical Education,' by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 38. Dr. Burgess (ibid. p. 187) +insists strongly to the same effect.] + +[Footnote 1330: 'Essays on Practical Education,' by Maria and R. L. +Edgeworth, new edit. vol. ii. 1822, p. 50.] + +[Footnote 1331: Bell, 'Anatomy of Expression,' p. 95. Burgess, as quoted +below, ibid. p. 49. Gratiolet, De la Phys. p. 94.] + +[Footnote 1332: On the authority of Lady Mary Wortley Montague; see +Burgess, ibid. p. 43.] + +[Footnote 1333: In England, Sir H. Holland was, I believe, the first to +consider the influence of mental attention on various parts of the body, +in his 'Medical Notes and Reflections,' 1839 p. 64. This essay, much +enlarged, was reprinted by Sir H. Holland in his 'Chapters on Mental +Physiology,' 1858, p. 79, from which work I always quote. At nearly the +same time, as well as subsequently, Prof. Laycock discussed the same +subject: see 'Edinburgh Medical and Surgical Journal,' 1839, July, pp. +17-22. Also his 'Treatise on the Nervous Diseases of Women,' 1840, p. +110; and 'Mind and Brain,' vol. ii. 1860, p. 327. Dr. Carpenter's views +on mesmerism have a nearly similar bearing. The great physiologist +Muller treated ('Elements of Physiology,' Eng. translat. vol. ii. pp. +937, 1085) of the influence of the attention on the senses. Sir J. Paget +discusses the influence of the mind on the nutrition of parts, in his +'Lectures on Surgical Pathology,' 1853, vol. i. p. 39: 1 quote from the +3rd edit. revised by Prof. Turner, 1870, p. 28. See, also, Gratiolet, De +la Phys. pp. 283-287.] + +[Footnote 1334: De la Phys. p. 283.] + +[Footnote 1340: Dr. Maudsley has given ('The Physiology and Pathology +of Mind,' 2nd edit. 1868, p. 105), on good authority, some curious +statements with respect to the improvement of the sense of touch by +practice and attention. It is remarkable that when this sense has thus +been rendered more acute at any point of the body, for instance, in +a finger, it is likewise improved at the corresponding point on the +opposite side of the body.] + +[Footnote 1341: The Lancet,' 1838, pp. 39-40, as quoted by Prof. +Laycock, 'Nervous Diseases of Women,' 1840, p. 110.] + +[Footnote 1342: 'Chapters on Mental Physiology,' 1858, pp. 91-93.] + +[Footnote 1343: 'Lectures on Surgical Pathology,' 3rd edit. revised by +Prof. Turner, 1870, pp. 28, 31.] + +[Footnote 1344: 'Elements of Physiology,' Eng. translat. vol. ii. p. +938.] + +[Footnote 1345: Prof. Laycock has discussed this point in a very +interesting manner. See his 'Nervous Diseases of Women,' 1840, p. 110.] + +[Footnote 1346: See, also, Mr. Michael Foster, on the action of +the vaso-motor system, in his interesting Lecture before the royal +Institution, as translated in the 'Revue des Cours Scientifiques,' Sept. +25, 1869, p. 683.] + +[Footnote 1401: See the interesting facts given by Dr. Bateman on +'Aphasia,' 1870, p. 110.] + +[Footnote 1402: 'La Physionomie et la Parole,' 1865, pp. 103, 118.] + +[Footnote 1403: Rengger, 'Naturgeschichte der Saugethiere von Paraguay,' +1830, s. 55.] + +[Footnote 1404: Quoted by Moreau, in his edition of Lavater, 1820, tom. +iv. p. 211.] + +[Footnote 1405: Gratiolet ('De la Physionomie,' 1865, p. 66) insists on +the truth of this conclusion.] + + + + + + +End of the Project Gutenberg EBook of The Expression of Emotion in Man and +Animals, by Charles Darwin + +*** END OF THIS PROJECT GUTENBERG EBOOK EMOTION IN MAN AND ANIMALS *** + +***** This file should be named 1227.txt or 1227.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/1/2/2/1227/ + +Produced by Charles Keller and David Widger + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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FOR PUBLIC DOMAIN ETEXTS*Ver.04.29.93*END* + + + + + +Scanned by Charles Keller with OmniPage Professional OCR software +NOTE: The quality of this etext is below my usual standards!! + + + + + +THE EXPRESSION OF THE +EMOTIONS IN MAN AND ANIMALS + +BY +CHARLES DARWIN +M.A., F.R.S., ETC. + +_WITH PHOTOGRAPHIC AND OTHER ILLUSTRATIONS_ + +NEW YORK +D. APPLETON AND COMPANY +1899 + + + +Authorized Edition. + +CONTENTS. +INTRODUCTION......................................................Pages 1-26 + +CHAP. I--GENERAL PRINCIPLES OF EXPRESSION. The three chief +principles stated--The first principle--Serviceable actions +become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case-- +The force of habit--Inheritance--Associated habitual movements +in man--Reflex actions--Passage of habits into reflex actions-- +Associated habitual movements in the lower animals-- +Concluding remarks ............27-49 + +CHAP. II--GENERAL PRINCIPLES OF EXPRESSION--_continued_. The Principle +of Antithesis--Instances in the dog and cat--Origin of the principle-- +Conventional signs--The principle of antithesis has not arisen from opposite +actions being consciously performed under opposite impulses ..........50-65 + +CHAP. III--GENERAL PRINCIPLES OF EXPRESSION--_concluded_. + +The principle of the direct action of the excited nervous system on the body, +independently of the will and in part of habit--Change of colour in the hair-- +Trembling of the muscles--Modified secretions--Perspiration--Expression of +extreme pain--Of rage, great joy, and terror--Contrast between the emotions +which cause and do not cause expressive movements--Exciting and depressing +states of the mind--Summary............................................ 66-82 + +CHAP. IV--MEANS OF EXPRESSION. IN ANIMALS. The emission of sounds-- +Vocal sounds--Sounds otherwise produced--Erection of the dermal appendages, +hairs, feathers, &c., under the emotions of anger and terror--The drawing back +of the ears as a preparation for fighting, and as an expression of anger-- +Erection of the ears and raising the head, a sign of attention 88-114 + +CHAP. V.--SPECIAL EXPRESSIONS OF ANIMALS. The Dog, various expressive +movements of--Cats--Horses--Ruminants--Monkeys, their expression of joy +and affection--Of pain--Anger Astonishment and Terror Pages 115-145 + +CHAP. VI.--SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. The screaming +and weeping of infants--Form of features--Age at which weeping commences-- +The effects of habitual restraint on weeping--Sobbing--Cause of +the contraction of the muscles round the eyes during screaming-- +Cause of the secretion of tears 146-175 + +CHAP. VII.--LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. General effect +of grief on the system--Obliquity of the eyebrows under suffering-- +On the cause of the obliquity of the eyebrows--On the depression +of the corners of the mouth 176-195 + +CHAP. VIII.--JOY, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. +Laughter primarily the expression of joy--Ludicrous ideas-- +Movements of the features during laughter--Nature of the sound produced-- +The secretion of tears during loud laughter--Gradation from loud +laughter to gentle smiling--High spirits--The expression of love-- +Tender feelings--Devotion 196-219 + +CHAP. IX.--REFLECTION--MEDITATION--ILL--TEMPER--SULKINESS DETERMINATION. +The act of frowning--Reflection with an effort or with the perception +of something difficult or disagreeable--Abstracted meditation-- +Ill-temper--Moroseness--Obstinacy--Sulkiness and pouting-- +Decision or determination--The firm closure of the mouth 220-236 + +CHAP. X.-HATRED AND ANGER. + +Hatred--Rage, effects of on the system--Uncovering of the teeth-- +Rage in the insane--Anger and indignation--As expressed by the various +races of man--Sneering and defiance--The uncovering of the canine +teeth on one side of the face 237-252 + +CHAP. XI.--DISDAIN--CONTEMPT--DISGUST--GUILT--PRIDE, ETC.--HELPLESSNESS-- +PATIENCE--AFFIRMATION AND NEGATION. Contempt, scorn and disdain, +variously expressed--Derisive Smile--Gestures expressive of contempt-- +Disgust--Guilt, deceit, pride, etc.--Helplessness or impotence-- +Patience--Obstinacy--Shrugging the shoulders common to most of the races +of man--Signs of affirmation and negation 253-277 + +CHAP. XII.--SURPRISE--ASTONISHMENT--FEAR--HORROR. + +Surprise, astonishment--Elevation of the eyebrows--Opening the mouth-- +Protrusion of the lips--Gestures accompanying surprise-- +Admiration Fear--Terror--Erection of the hair--Contraction of the +platysma muscle--Dilatation of the pupils--horror--Conclusion. Pages 278-308 + +CHAP. XIII.--SELF-ATTENTION--SHAME--SHYNESS--MODESTY: BLUSHING. + +Nature of a blush--Inheritance--The parts of the body most affected-- +Blushing in the various races of man--Accompanying gestures-- +Confusion of mind--Causes of blushing--Self-attention, the +fundamental element--Shyness--Shame, from broken moral laws and +conventional rules--Modesty--Theory of blushing--Recapitulation 309-346 + +CHAP. XIV.--CONCLUDING REMARKS AND SUMMARY. + +The three leading principles which have determined the chief movements +of expression--Their inheritance--On the part which the will and +intention have played in the acquirement of various expressions-- +The instinctive recognition of expression--The bearing of our +subject on the specific unity of the races of man--On the successive +acquirement of various expressions by the progenitors of man-- +The importance of expression--Conclusion 347-366 + +LIST OF ILLUSTRATIONS. + +FIG. PAGE + 1. Diagram of the muscles of the face, from Sir C. Bell 24 + 2. " " " Henle . . . . . . . . . . . . . . . . 24 + 3. " " " " . . . . . . . . . . . . . . . . 25 + 4 Small dog watching a cat on a table 43 + 5 Dog approaching another dog with hostile intentions 52 + 6. Dog in a humble and affectionate frame of mind 53 + 7. Half-bred Shepherd Dog 54 + 8. Dog caressing his master 55 + 9. Cat, savage, and prepared to fight 58 + 10. Cat in an affectionate frame of mind 59 + 11. Sound-producing quills from the tail of the Porcupine 93 + 12. Hen driving away a dog from her chickens......98 + 13. Swan driving away an intruder.................99 + 14. Head of snarling dog.........................117 + 15. Cat terrified at a dog.......................125 + 16. Cynopithecus niger, in a placid condition....135 + 17. The same, when pleased by being caressed.....135 + 18. Chimpanzee disappointed and sulky............139 + 19. Photograph of an insane woman................296 + 20. Terror.......................................299 + 21. Horror and Agony.............................306 + + Plate I. to face page 147 Plate V. to face page 254. + " II. " 178. " VI. " 264. + " III. " 200. " VII. " 300. + " IV. " 248. + +_N. B_.--Several of the figures in these seven Heliotype Plates have been +reproduced from photographs, instead of from the original negatives; +and they are in consequence somewhat indistinct. Nevertheless they are +faithful copies, and are much superior for my purpose to any drawing, +however carefully executed. + + + +ON THE EXPRESSION OF THE EMOTIONS IN MAN AND ANIMALS. + +INTRODUCTION. + +MANY works have been written on Expression, but a greater number +on Physiognomy,--that is, on the recognition of character through +the study of the permanent form of the features. With this +latter subject I am not here concerned. The older treatises,[1] +which I have consulted, have been of little or no service to me. +The famous `Conferences'[2] of the painter Le Brun, published in 1667, +is the best known ancient work, and contains some good remarks. +Another somewhat old essay, namely, the `Discours,' delivered +1774-1782, by the well-known Dutch anatomist Camper,[3] can hardly +be considered as having made any marked advance in the subject. +The following works, on the contrary, deserve the fullest consideration. + +Sir Charles Bell, so illustrious for his discoveries in physiology, +published in 1806 the first edition, and in + +[1] J. Parsons, in his paper in the Appendix to the +`Philosophical Transactions' for 1746, p. 41, gives a list +of forty-one old authors who have written on Expression. + +[2] Conferences sur l'expression des differents Caracteres +des Passions.' Paris, 4to, 1667. I always quote from the +republication of the `Conferences' in the edition of Lavater, +by Moreau, which appeared in 1820, as given in vol. ix. p. 257. + +[3] `Discours par Pierre Camper sur le moyen de representer les +diverses passions,' &c. 1792. 1844 the third edition of his +`Anatomy and Philosophy of Expression.'[4] He may with justice +be said, not only to have laid the foundations of the subject +as a branch of science, but to have built up a noble structure. +His work is in every way deeply interesting; it includes graphic +descriptions of the various emotions, and is admirably illustrated. +It is generally admitted that his service consists chiefly +in having shown the intimate relation which exists between +the movements of expression and those of respiration. +One of the most important points, small as it may at first appear, +is that the muscles round the eyes are involuntarily contracted +during violent expiratory efforts, in order to protect +these delicate organs from the pressure of the blood. +This fact, which has been fully investigated for me with +the greatest kindness by Professors Donders of Utrecht, +throws, as we shall hereafter see, a flood of light on several +of the most important expressions of the human countenance. +The merits of Sir C. Bell's work have been undervalued or quite +ignored by several foreign writers, but have been fully admitted +by some, for instance by M. Lemoine,[5] who with great justice +says:--"Le livre de Ch. Bell devrait etre medite par quiconque +essaye de faire parler le visage de l'homme, par les philosophes +aussi bien que par les artistes, car, sous une apparence plus +legere et sous le pretexte de l'esthetique, c'est un des +plus beaux monuments de la science des rapports du physique +et du moral." + + + +[4] I always quote from the third edition, 1844, which was published +after the death of Sir C. Bell, and contains his latest corrections. +The first edition of 1806 is much inferior in merit, and does not include +some of his more important views. + +[5] `De la Physionomie et de la Parole,' par Albert Lemoine, 1865, p. 101. + +From reasons which will presently be assigned, Sir C. Bell did not +attempt to follow out his views as far as they might have been carried. +He does not try to explain why different muscles are brought into +action under different emotions; why, for instance, the inner ends +of the eyebrows are raised, and the corners of the mouth depressed, +by a person suffering from grief or anxiety. + +In 1807 M. Moreau edited an edition of Lavater on Physiognomy,[6] in which +he incorporated several of his own essays, containing excellent descriptions +of the movements of the facial muscles, together with many valuable remarks. +He throws, however, very little light on the philosophy of the subject. +For instance, M. Moreau, in speaking of the act of frowning, that is, +of the contraction of the muscle called by French writers the _soucilier_ +(_corrigator supercilii_), remarks with truth:--"Cette action des +sourciliers est un des symptomes les plus tranches de l'expression des +affections penibles ou concentrees." He then adds that these muscles, +from their attachment and position, are fitted "a resserrer, +a concentrer les principaux traits de la _face_, comme il convient +dans toutes ces passions vraiment oppressives ou profondes, dans ces +affections dont le sentiment semble porter l'organisation a revenir sur +elle-meme, a se contracter et a _s'amoindrir_, comme pour offrir moins +de prise et de surface a des impressions redoutables ou importunes." +He who thinks that remarks of this kind throw any light on the meaning +or origin of the different expressions, takes a very different view +of the subject to what I do. + + +[6] `L'Art de connaitre les Hommes,' &c., par G. Lavater. The earliest +edition of this work, referred to in the preface to the edition of 1820 +in ten volumes, as containing the observations of M. Moreau, is said +to have been published in 1807; and I have no doubt that this is correct, +because the `Notice sur Lavater' at the commencement of volume i. +is dated April 13, 1806. In some bibliographical works, however, the date +of 1805--1809 is given, but it seems impossible that 1805 can be correct. +Dr. Duchenne remarks (`Mecanisme de la Physionomie Humaine,'-8vo edit. +1862, p. 5, and `Archives Generales de Medecine,' Jan. et Fev. +1862) that M. Moreau "_a compose pour son ouvrage un article important_," +&c., in the year 1805; and I find in volume i. of the edition +of 1820 passages bearing the dates of December 12, 1805, and another +January 5, 1806, besides that of April 13, 1806, above referred to. +In consequence of some of these passages having thus been COMPOSED in 1805, +Dr. Duchenne assigns to M. Moreau the priority over Sir C. Bell, +whose work, as we have seen, was published in 1806. This is a very +unusual manner of determining the priority of scientific works; +but such questions are of extremely little importance in comparison +with their relative merits. The passages above quoted from M. Moreau +and from Le Brun are taken in this and all other cases from the edition +of 1820 of Lavater, tom. iv. p. 228, and tom. ix. p. 279. " In +the above passage there is but a slight, if any, advance in the philosophy +of the subject, beyond that reached by the painter Le Brun, who, in 1667, +in describing the expression of fright, says:--"Le sourcil qui est abaisse +d'un cote et eleve de l'autre, fait voir que la partie elevee semble le +vouloir joindre au cerveau pour le garantir du mal que l'ame apercoit, +et le cote qui est abaisse et qui parait enfle, -nous fait trouver +dans cet etat par les esprits qui viennent du cerveau en abondance, +comme polir couvrir l'aine et la defendre du mal qu'elle craint; +la bouche fort ouverte fait voir le saisissement du coeur, par le sang +qui se retire vers lui, ce qui l'oblige, voulant respirer, a faire +un effort qui est cause que la bouche s'ouvre extremement, et qui, +lorsqu'il passe par les organes de la voix, forme un son qui n'est +point articule; que si les muscles et les veines paraissent enfles, +ce n'est que par les esprits que le cerveau envoie en ces parties-la." +I have thought the foregoing sentences worth quoting, as specimens +of the surprising nonsense which has been written on the subject. + +`The Physiology or Mechanism of Blushing,' by Dr. Burgess, appeared in 1839, +and to this work I shall frequently refer in my thirteenth Chapter. + +In 1862 Dr. Duchenne published two editions, in folio and octavo, +of his `Mecanisme de la Physionomie Humaine,' in which he analyses +by means of electricity, and illustrates by magnificent photographs, +the movements of the facial muscles. He has generously permitted me +to copy as many of his photographs as I desired. His works have been +spoken lightly of, or quite passed over, by some of his countrymen. +It is possible that Dr. Duchenne may have exaggerated the importance +of the contraction of single muscles in giving expression; +for, owing to the intimate manner in which the muscles are connected, +as may be seen in Henle's anatomical drawings[7]--the best I believe +ever published it is difficult to believe in their separate action. +Nevertheless, it is manifest that Dr. Duchenne clearly apprehended +this and other sources of error, and as it is known that he was +eminently successful in elucidating the physiology of the muscles +of the hand by the aid of electricity, it is probable that he is +generally in the right about the muscles of the face. In my opinion, +Dr. Duchenne has greatly advanced the subject by his treatment of it. +No one has more carefully studied the contraction of each separate muscle, +and the consequent furrows produced on the skin. He has also, +and this is a very important service, shown which muscles are least +under the separate control of the will. He enters very little into +theoretical considerations, and seldom attempts to explain why certain +muscles and not others contract under the influence of certain emotions. +A distinguished French anatomist, Pierre Gratiolet, gave a course +of lectures on Expression at the Sorbonne, and his notes were published +(1865) after his death, under the title of `De la Physionomie et des +Mouvements d'Expression.' This is a very interesting work, full of +valuable observations. His theory is rather complex, and, as far as it +can be given in a single sentence (p. 65), is as follows:--"Il resulte, +de tous les faits que j'ai rappeles, que les sens, l'imagination et la +pensee ellememe, si elevee, si abstraite qu'on la suppose, ne peuvent +s'exercer sans eveiller un sentiment correlatif, et que ce sentiment se +traduit directement, sympathiquement, symboliquement ou metaphoriquement, +dans toutes les spheres des organs exterieurs, qui la racontent tous, +suivant leur mode d'action propre, comme si chacun d'eux avait +ete directement affecte." + +[7] `Handbuch der Systematischen Anatomie des Menschen.' +Band I. Dritte Abtheilung, 1858. + +Gratiolet appears to overlook inherited habit, and even to some +extent habit in the individual; and therefore he fails, as it seems +to me, to give the right explanation, or any explanation at all, +of many gestures and expressions. As an illustration of what he calls +symbolic movements, I will quote his remarks (p. 37), taken from +M. Chevreul, on a man playing at billiards. "Si une bille devie +legerement de la direction que le joueur pretend zlui imprimer, +ne l'avez-vous pas vu cent fois la pousser du regard, de la tete et +meme des epaules, comme si ces mouvements, purement symboliques, +pouvaient rectifier son trajet? Des mouvements non moins significatifs +se produisent quand la bille manque d'une impulsion suffisante. +Et cliez les joueurs novices, ils sont quelquefois accuses au +point d'eveiller le sourire sur les levres des spectateurs." +Such movements, as it appeirs to me, may be attributed simply to habit. +As often as a man has wished to move an object to one side, he has +always pushed it to that side when forwards, he has pushed it forwards; +and if he has wished to arrest it, he has pulled backwards. +Therefore, when a man sees his ball travelling in a wrong direction, +and he intensely wishes it to go in another direction, he cannot avoid, +from long habit, unconsciously performing movements which in other +cases he has found effectual. + +As an instance of sympathetic movements Gratiolet gives (p. 212) +the following case:--"un jeune chien A oreilles droites, +auquel son maitre presente de loin quelque viande appetissante, +fixe avec ardeur ses yeux sur cet objet dont il suit tous +les mouvements, et pendant que les yeux regardent, les deux oreilles +se portent en avant comme si cet objet pouvait etre entendu." +Here, instead of speaking of sympathy between the ears and eyes, +it appears to me more simple to believe, that as dogs during +many generations have, whilst intently looking at any object, +pricked their ears in order to perceive any sound; and conversely +have looked intently in the direction of a sound to which they +may have listened, the movements of these organs have become +firmly associated together through long-continued habit. + +Dr. Piderit published in 1859 an essay on Expression, which I +have not seen, but in which, as he states, he forestalled +Gratiolet in many of his views. In 1867 he published his +`Wissenschaftliches System der Mimik und Physiognomik.' It is hardly +possible to give in a few sentences a fair notion of his views; +perhaps the two following sentences will tell as much as can +be briefly told: "the muscular movements of expression are +in part related to imaginary objects, and in part to imaginary +sensorial impressions. In this proposition lies the key +to the comprehension of all expressive muscular movements." +(s. 25) Again, "Expressive movements manifest themselves +chiefly in the numerous and mobile muscles of the face, +partly because the nerves by which they are set into motion originate +in the most immediate vicinity of the mind-organ, but partly +also because these muscles serve to support the organs of sense." +(s. 26.) If Dr. Piderit had studied Sir C. Bell's work, +he would probably not have said (s. 101) that violent +laughter causes a frown from partaking of the nature of pain; +or that with infants (s. 103) the tears irritate the eyes, +and thus excite the contraction of the surrounding in muscles. +Many good remarks are scattered throughout this volume, +to which I shall hereafter refer. + +Short discussions on Expression may be found in various works, +which need not here be particularised. Mr. Bain, however, +in two of his works has treated the subject at some length. +He says,[8] "I look upon the expression so-called as part and parcel +of the feeling. I believe it to be a general law of the mind +that along with the fact of inward feeling or consciousness, +there is a diffusive action or excitement over the bodily members." +In another place he adds, "A very considerable number of the facts +may be brought under the following principle: namely, that states +of pleasure are connected with an increase, and states of pain +with an abatement, of some, or all, of the vital functions." +But the above law of the diffusive action of feelings seems too +general to throw much light on special expressions. + +Mr. Herbert Spencer, in treating of the Feelings in his `Principles +of Psychology' (1855), makes the following remarks:--"Fear, +when strong, expresses itself in cries, in efforts to hide or escape, +in palpitations and tremblings; and these are just the manifestations +that would accompany an actual experience of the evil feared. +The destructive passions are shown in a general tension of the +muscular system, in gnashing of the teeth and protrusion of the claws, +in dilated eyes and nostrils in growls; and these are weaker +forms of the actions that accompany the killing of prey." +Here we have, as I believe, the true theory of a large number +of expressions; but the chief interest and difficulty of the +subject lies in following out the wonderfully complex results. +I infer that some one (but who he is I have not been able to ascertain) +formerly advanced a nearly similar view, for Sir C. Bell says,[9] +"It has been maintained that what are called the external signs +of passion, are only the concomitants of those voluntary movements +which the structure renders necessary." Mr. Spencer has also +published[10] a valuable essay on the physiology of Laughter, +in which he insists on "the general law that feeling passing +a certain pitch, habitually vents itself in bodily action," +and that "an overflow of nerve-force undirected by any motive, +will manifestly take first the most habitual routes; and if these +do not suffice, will next overflow into the less habitual ones." +This law I believe to be of the highest importance in throwing +light on our subject.` + +[8] `The Senses and the Intellect,' 2nd edit. 1864, pp. 96 and 288. +The preface to the first edition of this work is dated June, 1855. +See also the 2nd edition of Mr. Bain's work on the `Emotions and Will.' + +[9] `The Anatomy of Expression,' 3rd edit. p. 121. + +[10] `Essays, Scientific, Political, and Speculative,' Second Series, +1863, p. 111. There is a discussion on Laughter in the First Series +of Essays, which discussion seems to me of very inferior value. + +[11] Since the publication of the essay just referred to, +Mr. Spencer has written another, on "Morals and Moral Sentiments," +in the `Fortnightly Review,' April 1, 1871, p. 426. He has, also, +now published his final conclusions in vol. ii. of the second edit. +of the `Principles of Psychology,' 1872, p. 539. I may state, +in order that I may not be accused of trespassing on +Mr. Spencer's domain, that I announced in my `Descent of Man,' +that I had then written a part of the present volume: my first MS. +notes on the subject of expression bear the date of the year 1838. + +All the authors who have written on Expression, with the exception +of Mr. Spencer--the great expounder of the principle of Evolution-- +appear to have been firmly convinced that species, man of +course included, came into existence in their present condition. +Sir C. Bell, being thus convinced, maintains that many of our +facial muscles are "purely instrumental in expression;" or are "a +special provision" for this sole object.[12] But the simple fact +that the anthropoid apes possess the same facial muscles as we +do,[13] renders it very improbable that these muscles in our +case serve exclusively for expression; for no one, I presume, +would be inclined to admit that monkeys have been endowed with +special muscles solely for exhibiting their hideous grimaces. +Distinct uses, independently of expression, can indeed be assigned +with much probability for almost all the facial muscles. + +Sir C. Bell evidently wished to draw as broad a distinction as possible +between man and the lower animals; and he consequently asserts that with +"the lower creatures there is no expression but what may be referred, +more or less plainly, to their acts of volition or necessary instincts." +He further maintains that their faces "seem chiefly capable of expressing +rage and fear."[14] But man himself cannot express love and humility +by external signs, so plainly as does a dog, when with drooping ears, +hanging lips, flexuous body, and wagging tail, he meets his beloved master. +Nor can these movements in the dog be explained by acts of volition +or necessary instincts, any more than the beaming eyes and smiling +cheeks of a man when he meets an old friend. If Sir C. Bell had been +questioned about the expression of affection in the dog, he would no doubt +have answered that this animal had been created with special instincts, +adapting him for association with man, and that all further enquiry +on the subject was superfluous. + +[12] `Anatomy of Expression,' 3rd edit. pp. 98, 121, 131. + +[13] Professor Owen expressly states (Proc. Zoolog. Soc. 1830, p. +28) that this is the case with respect to the Orang, and specifies +all the more important muscles which are well known to serve with man +for the expression of his feelings. See, also, a description of several +of the facial muscles in the Chimpanzee, by Prof. Macalister, in `Annals +and Magazine of Natural History,' vol. vii. May, 1871, p. 342. + +[14] `Anatomy of Expression,' pp. 121, 138. + +Although Gratiolet emphatically denies[15] that any muscle +has been developed solely for the sake of expression, +he seems never to have reflected on the principle of evolution. +He apparently looks at each species as a separate creation. +So it is with the other writers on Expression. For instance, +Dr. Duchenne, after speaking of the movements of the limbs, +refers to those which give expression to the face, and remarks:[16] +"Le createur n'a donc pas eu a se preoccuper ici des besoins de +la mecanique; il a pu, selon sa sagesse, ou--que l'on me pardonne +cette maniere de parler--par une divine fantaisie, mettre en +action tel ou tel muscle, un seul ou plusieurs muscles a la fois, +lorsqu'il a voulu que les signes caracteristiques des passions, +meme les plus fugaces, lussent ecrits passagerement sur la +face de l'homme. Ce langage de la physionomie une fois cree, +il lui a suffi, pour le rendre universel et immuable, de donner +a tout etre humain la faculte instinctive d'exprimer toujours +ses sendments par la contraction des memes muscles." + +Many writers consider the whole subject of Expression as inexplicable. +Thus the illustrious physiologist Muller, says,[17] "The completely +different expression of the features in different passions shows that, +according to the kind of feeling excited, entirely different groups +of the fibres of the facial nerve are acted on. Of the cause of this +we are quite ignorant." + +[15] `De la Physionomie,' pp. 12, 73. + +[16] `Mecanisme de la Physionomie Humaine,' 8vo edit. p. 31. + +[17] `Elements of Physiology,' English translation, vol. ii. p. 934. + +No doubt as long as man and all other animals are viewed +as independent creations, an effectual stop is put to our +natural desire to investigate as far as possible the causes +of Expression. By this doctrine, anything and everything can +be equally well explained; and it has proved as pernicious with +respect to Expression as to every other branch of natural history. +With mankind some expressions, such as the bristling of the hair under +the influence of extreme terror, or the uncovering of the teeth under +that of furious rage, can hardly be understood, except on the belief +that man once existed in a much lower and animal-like condition. +The community of certain expressions in distinct though allied species, +as in the movements of the same facial muscles during laughter by man +and by various monkeys, is rendered somewhat more intelligible, +if we believe in their descent from a common progenitor. +He who admits on general grounds that the structure and habits +of all animals have been gradually evolved, will look at the whole +subject of Expression in a new and interesting light. + +The study of Expression is difficult, owing to the movements +being often extremely slight, and of a fleeting nature. +A difference may be clearly perceived, and yet it may be impossible, +at least I have found it so, to state in what the difference consists. +When we witness any deep emotion, our sympathy is so strongly +excited, that close observation is forgotten or rendered +almost impossible; of which fact I have had many curious proofs. +Our imagination is another and still more serious source of error; +for if from the nature of the circumstances we expect +to see any expression, we readily imagine its presence. +Notwithstanding Dr. Duchenne's great experience, he for a long +time fancied, as he states, that several muscles contracted +under certain emotions, whereas he ultimately convinced himself +that the movement was confined to a single muscle. + +In order to acquire as good a foundation as possible, and to ascertain, +independently of common opinion, how far particular movements +of the features and gestures are really expressive of certain states +of the mind, I have found the following means the most serviceable. +In the first place, to observe infants; for they exhibit many emotions, +as Sir C. Bell remarks, "with extraordinary force;" whereas, in after life, +some of our expressions "cease to have the pure and simple source +from which they spring in infancy."[18] + +In the second place, it occurred to me that the insane ought to +be studied, as they are liable to the strongest passions, and give +uncontrolled vent to them. I had, myself, no opportunity of doing this, +so I applied to Dr. Maudsley and received from him an introduction +to Dr. J. Crichton Browne, who has charge of an immense asylum +near Wakefield, and who, as I found, had already attended to the subject. +This excellent observer has with unwearied kindness sent me copious +notes and descriptions, with valuable suggestions on many points; +and I can hardly over-estimate the value of his assistance. I owe also, +to the kindness of Mr. Patrick Nicol, of the Sussex Lunatic Asylum, +interesting statements on two or three points. + +Thirdly Dr. Duchenne galvanized, as we have already seen, certain muscles +in the face of an old man, whose skin was little sensitive, and thus +produced various expressions which were photographed on a large scale. +It fortunately occurred to me to show several of the best plates, +without a word of explanation, to above twenty educated persons +of various ages and both sexes, asking them, in each case, +by what emotion or feeling the old man was supposed to be agitated; +and I recorded their answers in the words which they used. +Several of the expressions were instantly recognised by almost everyone, +though described in not exactly the same terms; and these may, +I think, be relied on as truthful, and will hereafter be specified. +On the other hand, the most widely different judgments were pronounced +in regard to some of them. This exhibition was of use in another way, +by convincing me how easily we may be misguided by our imagination; +for when I first looked through Dr. Duchenne's photographs, +reading at the same time the text, and thus learning what was intended, +I was struck with admiration at the truthfulness of all, with only +a few exceptions. Nevertheless, if I had examined them without +any explanation, no doubt I should have been as much perplexed, +in some cases, as other persons have been. + +[18] "Anatomy of Expression,' 3rd edit. p. 198. + +Fourthly, I had hoped to derive much aid from the great masters +in painting and sculpture, who are such close observers. +Accordingly, I have looked at photographs and engravings of many +well-known works; but, with a few exceptions, have not thus profited. +The reason no doubt is, that in works of art, beauty is the chief object; +and strongly contracted facial muscles destroy beauty.[19] The +story of the composition is generally told with wonderful force +and truth by skilfully given accessories. + +[19] See remarks to this effect in Lessing's `Lacooon,' translated +by W. Ross, 1836, p. 19. + +Fifthly, it seemed to me highly important to ascertain whether +the same expressions and gestures prevail, as has often been +asserted without much evidence, with all the races of mankind, +especially with those who have associated but little +with Europeans. Whenever the same movements of the features +or body express the same emotions in several distinct races of man, +we may infer with much probability, that such expressions +are true ones,--that is, are innate or instinctive. +Conventional expressions or gestures, acquired by the individual +during early life, would probably have differed in the +different races, in the same manner as do their languages. +Accordingly I circulated, early in the year 1867, the following +printed queries with a request, which has been fully responded to, +that actual observations, and not memory, might be trusted. +These queries were written after a considerable interval of time, +during which my attention had been otherwise directed, +and I can now see that they might have been greatly improved. +To some of the later copies, I appended, in manuscript, +a few additional remarks:-- + +(1.) Is astonishment expressed by the eyes and mouth being opened wide, +and by the eyebrows being raised? + +(2.) Does shame excite a blush when the colour of the skin +allows it to be visible? and especially how low down the body +does the blush extend? + +(3.) When a man is indignant or defiant does he frown, hold his body +and head erect, square his shoulders and clench his fists? + +(4) When considering deeply on any subject, or trying to understand +any puzzle, does he frown, or wrinkle the skin beneath the lower eyelids? + +(5.) When in low spirits, are the corners of the mouth depressed, +and the inner corner of the eyebrows raised by that muscle which +the French call the "Grief muscle"? The eyebrow in this state +becomes slightly oblique, with a little swelling at the Inner end; +and the forehead is transversely wrinkled in the middle part, but not +across the whole breadth, as when the eyebrows are raised in surprise. +(6.) When in good spirits do the eyes sparkle, with the skin a little +wrinkled round and under them, and with the mouth a little drawn back +at the corners? + +(7.) When a man sneers or snarls at another, is the corner of the upper +lip over the canine or eye tooth raised on the side facing the man +whom he addresses? + +(8) Can a dogged or obstinate expression be recognized, +which is chiefly shown by the mouth being firmly closed, +a lowering brow and a slight frown? + +(9.) Is contempt expressed by a slight protrusion of the lips +and by turning up the nose, and with a slight expiration? + +(10) Is disgust shown by the lower lip being turned down, +the upper lip slightly raised, with a sudden expiration, +something like incipient vomiting, or like something spit out +of the mouth? + +(11.) Is extreme fear expressed in the same general manner +as with Europeans? + +(12.) Is laughter ever carried to such an extreme as to bring +tears into the eyes? + +(13.) When a man wishes to show that he cannot prevent something +being done, or cannot himself do something, does he shrug his shoulders, +turn inwards his elbows, extend outwards his hands and open the palms; +with the eyebrows raised? + +(14) Do the children when sulky, pout or greatly protrude the lips? + +(15.) Can guilty, or sly, or jealous expressions be recognized? +though I know not how these can be defined. + +(16.) Is the head nodded vertically in affirmation, and shaken +laterally in negation? + + +Observations on natives who have had little communication +with Europeans would be of course the most valuable, +though those made on any natives would be of much interest to me. +General remarks on expression are of comparatively little value; +and memory is so deceptive that I earnestly beg it may not be trusted. +A definite description of the countenance under any emotion +or frame of mind, with a statement of the circumstances under +which it occurred, would possess much value. + + +To these queries I have received thirty-six answers from different observers, +several of them missionaries or protectors of the aborigines, to all of whom +I am deeply indebted for the great trouble which they have taken, and for +the valuable aid thus received. I will specify their names, &c., towards +the close of this chapter, so as not to interrupt my present remarks. +The answers relate to several of the most distinct and savage races of man. +In many instances, the circumstances have been recorded under which +each expression was observed, and the expression itself described. +In such cases, much confidence may be placed in the answers. When the answers +have been simply yes or no, I have always received them with caution. +It follows, from the information thus acquired, that the same state +of mind is expressed throughout the world with remarkable uniformity; +and this fact is in itself interesting as evidence of the close similarity +in bodily structure and mental disposition of all the races, of mankind. + +Sixthly, and lastly, I have attended. as closely as I could, +to the expression of the several passions in some of the +commoner animals; and this I believe to be of paramount importance, +not of course for deciding how far in man certain expressions +are characteristic of certain states of mind, but as affording +the safest basis for generalisation on the causes, or origin, +of the various movements of Expression. In observing animals, +we are not so likely to be biassed by our imagination; +and we may feel safe that their expressions are not conventional. + + +From the reasons above assigned, namely, the fleeting nature +of some expressions (the changes in the features being often +extremely slight); our sympathy being easily aroused when we +behold any strong emotion, and our attention thus distracted; +our imagination deceiving us, from knowing in a vague manner +what to expect, though certainly few of us know what the exact +changes in the countenance are; and lastly, even our long +familiarity with the subject,--from all these causes combined, +the observation of Expression is by no means easy, as many persons, +whom I have asked to observe certain points, have soon discovered. +Hence it is difficult to determine, with certainty, +what are the movements of the features and of the body, +which commonly characterize certain states of the mind. +Nevertheless, some of the doubts and difficulties have, +as I hope, been cleared away by the observation of infants,-- +of the insane,--of the different races of man,--of works of art,-- +and lastly, of the facial muscles under the action of galvanism, +as effected by Dr. Duchenne. + +But there remains the much greater difficulty of understanding +the cause or origin of the several expressions, and of judging whether +any theoretical explanation is trustworthy. Besides, judging as +well as we can by our reason, without the aid of any rules, +which of two or more explanations is the most satisfactory, or are +quite unsatisfactory, I see only one way of testing our conclusions. +This is to observe whether the same principle by which one expression can, +as it appears, be explained, is applicable in other allied cases; +and especially, whether the same general principles can be applied +with satisfactory results, both to man and the lower animals. +This latter method, I am inclined to think, is the most serviceable of all. +The difficulty of judging of the truth of any theoretical explanation, +and of testing it by some distinct line of investigation, is the great +drawback to that interest which the study seems well fitted to excite. + +Finally, with respect to my own observations, I may state that they +were commenced in the year 1838; and from that time to the present day, +I have occasionally attended to the subject. At the above date, +I was already inclined to believe in the principle of evolution, +or of the derivation of species from other and lower forms. +Consequently, when I read Sir C. Bell's great work, his view, +that man had been created with certain muscles specially adapted +for the expression of his feelings, struck me as unsatisfactory. +It seemed probable that the habit of expressing our feelings +by certain movements, though now rendered innate, had been +in some manner gradually acquired. But to discover how such +habits had been acquired was perplexing in no small degree. +The whole subject had to be viewed under a new aspect, +and each expression demanded a rational explanation. +This belief led me to attempt the present work, however imperfectly +it may have been executed.-------- + + +I will now give the names of the gentlemen to whom, as I have said, +I am deeply indebted for information in regard to the expressions +exhibited by various races of man, and I will specify some +of the circumstances under which the observations were in each +case made. Owing to the great kindness and powerful influence +of Mr. Wilson, of Hayes Place, Kent, I have received from +Australia no less than thirteen sets of answers to my queries. +This has been particularly fortunate, as the Australian aborigines +rank amongst the most distinct of all the races of man. +It will be seen that the observations have been chiefly made +in the south, in the outlying parts of the colony of Victoria; +but some excellent answers have been received from the north. + +Mr. Dyson Lacy has given me in detail some valuable observations, +made several hundred miles in the interior of Queensland. +To Mr. R. Brough Smyth, of Melbourne, I am much indebted +for observations made by himself, and for sending me several +of the following letters, namely:--From the Rev. Mr. Hagenauer, +of Lake Wellington, a missionary in Gippsland, Victoria, who has +had much experience with the natives. From Mr. Samuel Wilson, +a landowner, residing at Langerenong, Wimmera, Victoria. From the +Rev. George Taplin, superintendent of the native +Industrial Settlement at Port Macleay. From Mr. Archibald G. Lang, +of Coranderik, Victoria, a teacher at a school where aborigines, +old and young, are collected from all parts of the colony. +From Mr. H. B. Lane, of Belfast, Victoria, a police magistrate +and warden, whose observations, as I am assured, are highly trustworthy. +From Mr. Templeton Bunnett, of Echuca, whose station is on the borders +of the colony of Victoria, and who has thus been able to observe +many aborigines who have had little intercourse with white men. +He compared his observations with those made by two other gentlemen +long resident in the neighbourhood. Also from Mr. J. Bulmer, +a missionary in a remote part of Gippsland, Victoria. + +I am also indebted to the distinguished botanist, Dr. Ferdinand Muller, +of Victoria, for some observations made by himself, and for sending me +others made by Mrs. Green, as well as for some of the foregoing letters. + +In regard to the Maoris of New Zealand, the Rev. J. W. Stack has +answered only a few of my queries; but the answers have been +remarkably full, clear, and distinct, with the circumstances +recorded under which the observations were made. + +The Rajah Brooke has given me some information with respect +to the Dyaks of Borneo. + +Respecting the Malays, I have been highly successful; for Mr. F. Geach +(to whom I was introduced by Mr. Wallace), during his residence as a +mining engineer in the interior of Malacca, observed many natives, +who had never before associated with white men. He wrote me two long +letters with admirable and detailed observations on their expression. +He likewise observed the Chinese immigrants in the Malay archipelago. + +The well-known naturalist, H. M. Consul, Mr. Swinhoe, +also observed for me the Chinese in their native country; +and he made inquiries from others whom he could trust. + +In India Mr. H. Erskine, whilst residing in his official +capacity in the Admednugur District in the Bombay Presidency, +attended to the expression of the inhabitants, but found much +difficulty in arriving at any safe conclusions, owing to +their habitual concealment of all emotions in the presence +of Europeans. He also obtained information for me from Mr. West, +the Judge in Canara, and he consulted some intelligent native +gentlemen on certain points. In Calcutta Mr. J. Scott, +curator of the Botanic Gardens, carefully observed the various +tribes of men therein employed during a considerable period, +and no one has sent me such full and valuable details. +The habit of accurate observation, gained by his botanical +studies, has been brought to bear on our present subject. +For Ceylon I am much indebted to the Rev. S. O. Glenie for answers +to some of my queries. + +Turning to Africa, I have been unfortunate with respect to the negroes, +though Mr. Winwood Reade aided me as far as lay in his power. +It would have been comparatively easy to have obtained information +in regard to the negro slaves in America; but as they have long +associated with white men, such observations would have possessed +little value. In the southern parts of the continent Mrs. Barber +observed the Kafirs and Fingoes, and sent me many distinct answers. +Mr. J. P. Mansel Weale also made some observations on the natives, +and procured for me a curious document, namely, the opinion, +written in English, of Christian Gaika, brother of the Chief Sandilli, +on the expressions of his fellow-countrymen. In the northern regions +of Africa Captain Speedy, who long resided with the Abyssinians, +answered my queries partly from memory and partly from observations +made on the son of King Theodore, who was then under his charge. +Professor and Mrs. Asa Gray attended to some points in the expressions +of the natives, as observed by them whilst ascending the Nile. + +On the great American continent Mr. Bridges, a catechist +residing with the Fuegians, answered some few questions +about their expression, addressed to him many years ago. +In the northern half of the continent Dr. Rothrock attended to the +expressions of the wild Atnah and Espyox tribes on the Nasse River, +in North-Western America. Mr. Washington Matthews Assistant-Surgeon +in the United States Army, also observed with special care +(after having seen my queries, as printed in the `Smithsonian Report') +some of the wildest tribes in the Western parts of the United States, +namely, the Tetons, Grosventres, Mandans, and Assinaboines; +and his answers have proved of the highest value. + +Lastly, besides these special sources of information, I have collected +some few facts incidentally given in books of travels.-------- + + +As I shall often have to refer, more especially in the latter part +of this volume, to the muscles of the human face, I have had a diagram +(fig. 1) copied and reduced from Sir C. Bell's work, and two others, +with more accurate details (figs. 2 and 3), from Herde's well-known +`Handbuch der Systematischen Anatomie des Menschen.' The same letters +refer to the same muscles in all three figures, but the names are given +of only the more important ones to which I shall have to allude. +The facial muscles blend much together, and, as I am informed, +hardly appear on a dissected face so distinct as they are here represented. +Some writers consider that these muscles consist of nineteen pairs, +with one unpaired;[20] but others make the number much larger, +amounting even to fifty-five, according to Moreau. They are, +as is admitted by everyone who has written on the subject, +very variable in structure; and Moreau remarks that they are hardly +alike in half-a-dozen subjects.[21] They are also variable in function. +Thus the power of uncovering the canine tooth on one side differs much +in different persons. The power of raising the wings of the nostrils +is also, according to Dr. Piderit,[22] variable in a remarkable degree; +and other such cases could be given. + +[20] Mr. Partridge in Todd's `Cyclopaedia of Anatomy +and Physiology,' vol. ii. p. 227. + +[21] `La Physionomie,' par G. Lavater, tom. iv. 1820, p. 274. On the +number of the facial muscles, see vol. iv. pp. 209-211. + +[22] " `Mimik und Physiognomik,' 1867, s. 91. + +Finally, I must have the pleasure of expressing my obligations to +Mr. Rejlander for the trouble which he has taken in photographing for me +various expressions and gestures. I am also indebted to Herr Kindermann, +of Hamburg, for the loan of some excellent negatives of crying infants; +and to Dr. Wallich for a charming one of a smiling girl. +I have already expressed my obligations to Dr. Duchenne for generously +permitting me to have some of his large photographs copied and reduced. +All these photographs have been printed by the Heliotype process, +and the accuracy of the copy is thus guaranteed. These plates are +referred to by Roman numerals. + +I am also greatly indebted to Mr. T. W. Wood for the extreme +pains which he has taken in drawing from life the expressions +of various animals. A distinguished artist, Mr. Riviere, +has had the kindness to give me two drawings of dogs--one in a +hostile and the other in a humble and caressing frame of mind. +Mr. A. May has also given me two similar sketches of dogs. +Mr. Cooper has taken much care in cutting the blocks. +Some of the photographs and drawings, namely, those by Mr. May, +and those by Mr. Wolf of the Cynopithecus, were first reproduced +by Mr. Cooper on wood by means of photography, and then engraved: +by this means almost complete fidelity is ensured. + + + +CHAPTER I. + +GENERAL PRINCIPLES OF EXPRESSION. + +The three chief principles stated--The first principle--Serviceable actions +become habitual in association with certain states of the mind, +and are performed whether or not of service in each particular case-- +The force of habit--Inheritance--Associated habitual movements in man-- +Reflex actions--Passage of habits into reflex actions--Associated habitual +movements in the lower animals--Concluding remarks. + + +I WILL begin by giving the three Principles, which appear to me +to account for most of the expressions and gestures involuntarily used +by man and the lower animals, under the influence of various emotions +and sensations.[1] I arrived, however, at these three Principles +only at the close of my observations. They will be discussed +in the present and two following chapters in a general manner. +Facts observed both with man and the lower animals will here be made use of; +but the latter facts are preferable, as less likely to deceive us. +In the fourth and fifth chapters, I will describe the special +expressions of some of the lower animals; and in the succeeding chapters +those of man. Everyone will thus be able to judge for himself, +how far my three principles throw light on the theory of the subject. +It appears to me that so many expressions are thus explained +in a fairly satisfactory manner, that probably all will hereafter +be found to come under the same or closely analogous heads. +I need hardly premise that movements or changes in any part of the body,-- +as the wagging of a dog's tail, the drawing back of a horse's ears, +the shrugging of a man's shoulders, or the dilatation of the capillary +vessels of the skin,--may all equally well serve for expression. +The three Principles are as follows. + +[1] Mr. Herbert Spencer (`Essays,' Second Series, 1863, p. +138) has drawn a clear distinction between emotions and sensations, +the latter being "generated in our corporeal framework." +He classes as Feelings both emotions and-sensations. + +I. _The principle of serviceable associated Habits_.--Certain complex +actions are of direct or indirect service under certain states of the mind, +in order to relieve or gratify certain sensations, desires, &c.; and whenever +the same state of mind is induced, however feebly, there is a tendency through +the force of habit and association for the same movements to be performed, +though they may not then be of the least use. Some actions ordinarily +associated through habit with certain states of the mind may be partially +repressed through the will, and in such cases the muscles which are least +under the separate control of the will are the most liable still to act, +causing movements which we recognize as expressive. In certain other cases +the checking of one habitual movement requires other slight movements; +and these are likewise expressive. + +II. _The principle of Antithesis_.--Certain states of the mind lead to certain +habitual actions, which are of service, as under our first principle. +Now when a directly opposite state of mind is induced, there is a strong +and involuntary tendency to the performance of movements of a directly +opposite nature, though these are of no use; and such movements are in some +cases highly expressive. + +III. _The principle of actions due to the constitution of +the Nervous System, independently from the first of the Will, +and independently to a certain extent of Habit_.--- When the sensorium +is strongly excited, nerve-force is generated in excess, +and is transmitted in certain definite directions, depending on +the connection of the nerve-cells, and partly on habit: +or the supply of nerve-force may, as it appears, be interrupted. +Effects are thus produced which we recognize as expressive. +This third principle may, for the sake of brevity, be called +that of the direct action of the nervous system. + + +With respect to our _first Principle_, it is notorious how +powerful is the force of habit. The most complex and difficult +movements can in time be performed without the least effort +or consciousness. It is not positively known how it comes +that habit is so efficient in facilitating complex movements; +but physiologists admit[2] "that the conducting power of the nervous +fibres increases with the frequency of their excitement." +This applies to the nerves of motion and sensation, +as well as to those connected with the act of thinking. +That some physical change is produced in the nerve-cells +or nerves which are habitually used can hardly be doubted, +for otherwise it is impossible to understand how the tendency +to certain acquired movements is inherited. That they are +inherited we see with horses in certain transmitted paces, +such as cantering and ambling, which are not natural to them,-- +in the pointing of young pointers and the setting of young setters-- +in the peculiar manner of flight of certain breeds of the pigeon, +&c. We have analogous cases with mankind in the inheritance +of tricks or unusual gestures, to which we shall presently recur. +To those who admit the gradual evolution of species, +a most striking instance of the perfection with which the most +difficult consensual movements can be transmitted, is afforded +by the humming-bird Sphinx-moth (_Macroglossa_); for this moth, +shortly after its emergence from the cocoon, as shown by the bloom +on its unruffled scales, may be seen poised stationary in the air, +with its long hair-like proboscis uncurled and inserted +into the minute orifices of flowers; and no one, I believe, +has ever seen this moth learning to perform its difficult task, +which requires such unerring aim. + + +[2] Muller, `Elements of Physiology,' Eng. translat. vol. ii. p. 939. +See also Mr. H. Spencer's interesting speculations on the +same subject, and on the genesis of nerves, in his `Principles +of Biology,' vol. ii. p. 346; and in his `Principles of Psychology,' +2nd edit. pp. 511-557. + +When there exists an inherited or instinctive tendency to the performance +of an action, or an inherited taste for certain kinds of food, +some degree of habit in the individual is often or generally requisite. +We find this in the paces of the horse, and to a certain extent +in the pointing of dogs; although some young dogs point excellently +the first time they are taken out, yet they often associate the proper +inherited attitude with a wrong odour, and even with eyesight. +I have heard it asserted that if a calf be allowed to suck its mother +only once, it is much more difficult afterwards to rear it by hand.[3] +Caterpillars which have been fed on the leaves of one kind of tree, +have been known to perish from hunger rather than to eat the leaves +of another tree, although this afforded them their proper food, +under a state of nature;[4] and so it is in many other cases. + + +[3] A remark to much the same effect was made long ago by Hippocrates +and by the illustrious Harvey; for both assert that a young animal +forgets in the course of a few days the art of sucking, and cannot +without some difficulty again acquire it. I give these assertions +on the authority of Dr. Darwin, `Zoonomia,' 1794, vol. i. p. 140. + +The power of Association is admitted by everyone. Mr. Bain remarks, +that "actions, sensations and states of feeling, occurring together +or in close succession, tend to grow together, or cohere, in such a way +that when any one of them is afterwards presented to the mind, the others +are apt to be brought up in idea."[5] It is so important for our purpose +fully to recognize that actions readily become associated with other actions +and with various states of the mind, that I will give a good many instances, +in the first place relating to man, and afterwards to the lower animals. +Some of the instances are of a very trifling nature, but they are as +good for our purpose as more important habits. It is known to everyone +how difficult, or even impossible it is, without repeated trials, to move +the limbs in certain opposed directions which have never been practised. +Analogous cases occur with sensations, as in the common experiment +of rolling a marble beneath the tips of two crossed fingers, when it +feels exactly like two marbles. Everyone protects himself when falling +to the ground by extending his arms, and as Professor Alison has remarked, +few can resist acting thus, when voluntarily falling on a soft bed. +A man when going out of doors puts on his gloves quite unconsciously; +and this may seem an extremely simple operation, but he who has taught +a child to put on gloves, knows that this is by no means the case. + + +[4] See for my authorities, and for various analogous facts, +`The Variation of Animals and Plants under Domestication,' +1868, vol. ii. p. 304. + +[5] `The Senses and the Intellect,' 2nd edit. 1864, p. 332. Prof. Huxley +remarks (`Elementary Lessons in Physiology,' 5th edit. 1872, p. +306), "It may be laid down as a rule, that, if any two mental states be +called up together, or in succession, with due frequency and vividness, +the subsequent production of the one of them will suffice to call up +the other, and that whether we desire it or not." + +When our minds are much affected, so are the movements of our bodies; +but here another principle besides habit, namely the undirected overflow +of nerve-force, partially comes into play. Norfolk, in speaking +of Cardinal Wolsey, says-- + +"Some strange commotion + Is in his brain; he bites his lip and starts; + Stops on a sudden, looks upon the ground, + Then, lays his finger on his temple: straight, + Springs out into fast gait; then, stops again, + Strikes his breast hard; and anon, he casts + His eye against the moon: in most strange postures + We have seen him set himself."--_Hen. VIII_., act 3, sc. 2. + + +A vulgar man often scratches his head when perplexed in mind; and I +believe that he acts thus from habit, as if he experienced a slightly +uncomfortable bodily sensation, namely, the itching of his head, +to which he is particularly liable, and which he thus relieves. +Another man rubs his eyes when perplexed, or gives a little cough +when embarrassed, acting in either case as if he felt a slightly +uncomfortable sensation in his eyes or windpipe.[6] + +From the continued use of the eyes, these organs are especially +liable to be acted on through association under various states +of the mind, although there is manifestly nothing to be seen. +A man, as Gratiolet remarks, who vehemently rejects +a proposition, will almost certainly shut his eyes or turn +away his face; but if he accepts the proposition, he will +nod his head in affirmation and open his eyes widely. +The man acts in this latter case as if he clearly saw the thing, +and in the former case as if he did not or would not see it. +I have noticed that persons in describing a horrid sight often +shut their eyes momentarily and firmly, or shake their heads, +as if not to see or to drive away something disagreeable; +and I have caught myself, when thinking in the dark of a +horrid spectacle, closing my eyes firmly. In looking suddenly +at any object, or in looking all around, everyone raises +his eyebrows, so that the eyes may be quickly and widely opened; +and Duchenne remarks that[7] a person in trying to remember +something often raises his eyebrows, as if to see it. +A Hindoo gentleman made exactly the same remark to Mr. Erskine +in regard to his countrymen. I noticed a young lady earnestly +trying to recollect a painter's name, and she first looked +to one corner of the ceiling and then to the opposite corner, +arching the one eyebrow on that side; although, of course, +there was nothing to be seen there. + + +[6] Gratiolet (`De la Physionomie,' p. 324), in his +discussion on this subject, gives many analogous instances. +See p. 42, on the opening and shutting of the eyes. +Engel is quoted (p. 323) on the changed paces of a man, +as his thoughts change. + +In most of the foregoing cases, we can understand how the associated +movements were acquired through habit; but with some individuals, +certain strange gestures or tricks have arisen in association with +certain states of the mind, owing to wholly inexplicable causes, +and are undoubtedly inherited. I have elsewhere given one instance +from my own observation of an extraordinary and complex gesture, +associated with pleasurable feelings, which was transmitted from +a father to his daughter, as well as some other analogous facts.[8] + + +[7] `Mecanisme de la Physionomie Humaine,' 1862, p. 17. + +[8] `The Variation of Animals and Plants under Domestication,' +vol. ii. p. 6. The inheritance of habitual gestures is so important +for us, that I gladly avail myself of Mr. F. Galton's permission +to give in his own words the following remarkable case:--"The +following account of a habit occurring in individuals of three +consecutive generations {footnote continues:} is of peculiar interest, +because it occurs only during sound sleep, and therefore +cannot be due to imitation, but must be altogether natural. +The particulars are perfectly trustworthy, for I have enquired +fully into them, and speak from abundant and independent evidence. +A gentleman of considerable position was found by his wife to have +the curious trick, when he lay fast asleep on his back in bed, +of raising his right arm slowly in front of his face, up to his forehead, +and then dropping it with a jerk, so that the wrist fell heavily +on the bridge of his nose. The trick did not occur every night, +but occasionally, and was independent of any ascertained cause. +Sometimes it was repeated incessantly for an hour or more. +The gentleman's nose was prominent, and its bridge often became +sore from the blows which it received. At one time an awkward sore +was produced, that was long in healing, on account of the recurrence, +night after night, of the blows which first caused it. +His wife had to remove the button from the wrist of his night-gown +as it made severe scratches, and some means were attempted +of tying his arm. + +"Many years after his death, his son married a lady who had never +heard of the family incident. She, however, observed precisely +the same peculiarity in her husband; but his nose, from not being +particularly prominent, has never as yet suffered from the blows. +The trick does not occur when he is half-asleep, as, for example, when dozing +in his arm-chair, but the moment he is fast asleep it is apt to begin. +It is, as with his father, intermittent; sometimes ceasing for many nights, +and sometimes almost incessant during a part of every night. +It is performed, as it was by his father, with his right hand. + +"One of his children, a girl, has inherited the same trick. +She performs it, likewise, with the right hand, but in a slightly +modified form; for, after raising the arm, she does not allow the wrist +to drop upon the bridge of the nose, but the palm of the half-closed +hand falls over and down the nose, striking it rather rapidly. +It is also very intermittent with this child, not occurring for +periods of some months, but sometimes occurring almost incessantly." +{end of long footnote} + + +Another curious instance of an odd inherited movement, +associated with the wish to obtain an object, will be given +in the course of this volume. + +There are other actions which are commonly performed +under certain circumstances, independently of habit, +and which seem to be due to imitation or some sort of sympathy. +Thus persons cutting anything with a pair of scissors may be seen +to move their jaws simultaneously with the blades of the scissors. +Children learning to write often twist about their tongues +as their fingers move, in a ridiculous fashion. When a public +singer suddenly becomes a little hoarse, many of those present may +be heard, as I have been assured by a gentleman on whom I can rely, +to clear their throats; but here habit probably comes into play, +as we clear our own throats under similar circumstances. +I have also been told that at leaping matches, as the performer +makes his spring, many of the spectators, generally men and boys, +move their feet; but here again habit probably comes into play, +for it is very doubtful whether women would thus act. + +_Reflex actions_--Reflex actions, in the strict sense of the term, +are due to the excitement of a peripheral nerve, which transmits +its influence to certain nerve-cells, and these in their turn excite +certain muscles or glands into action; and all this may take place +without any sensation or consciousness on our part, though often +thus accompanied. As many reflex actions are highly expressive, +the subject must here be noticed at some little length. +We shall also see that some of them graduate into, and can hardly +be distinguished from actions which have arisen through habit? +Coughing and sneezing are familiar instances of reflex actions. +With infants the first act of respiration is often a sneeze, +although this requires the co-ordinated movement of numerous muscles. +Respiration is partly voluntary, but mainly reflex, and is performed +in the most natural and best manner without the interference of the will. +A vast number of complex movements are reflex. As good an instance +as can be given is the often-quoted one of a decapitated frog, +which cannot of course feel, and cannot consciously perform, any movement. +Yet if a drop of acid be placed on the lower surface of the thigh +of a frog in this state, it will rub off the drop with the upper +surface of the foot of the same leg. If this foot be cut off, +it cannot thus act. "After some fruitless efforts, therefore, it gives +up trying in that way, seems restless, as though, says Pfluger, +it was seeking some other way, and at last it makes use of +the foot of the other leg and succeeds in rubbing off the acid. +Notably we have here not merely contractions of muscles, but combined +and harmonized contractions in due sequence for a special purpose. +These are actions that have all the appearance of being guided +by intelligence and instigated by will in an animal, the recognized +organ of whose intelligence and will has been removed."[10] + + +[9] Prof. Huxley remarks (`Elementary Physiology,' +5th edit. p. 305) that reflex actions proper to the spinal cord +are NATURAL; but, by the help of the brain, that is through habit, +an infinity of ARTIFICIAL reflex actions may be acquired. +Virchow admits (`Sammlung wissenschaft. Vortrage,' &c., "Ueber +das Ruckeninark," 1871, ss. 24, 31) that some reflex actions +can hardly be distinguished from instincts; and, of the latter, +it may be added, some cannot be distinguished from inherited habits. + +We see the difference between reflex and voluntary movements in +very young children not being able to perform, as I am informed by +Sir Henry Holland, certain acts somewhat analogous to those of sneezing +and coughing, namely, in their not being able to blow their noses (i. e. +to compress the nose and blow violently through the passage), +and in their not being able to clear their throats of phlegm. +They have to learn to perform these acts, yet they are performed +by us, when a little older, almost as easily as reflex actions. +Sneezing and coughing, however, can be controlled by the will only +partially or not at all; whilst the clearing the throat and blowing +the nose are completely under our command. + + +[10] "Dr. Maudsley, `Body and Mind,' 1870, p. 8. + +When we are conscious of the presence of an irritating particle +in our nostrils or windpipe--that is, when the same sensory +nerve-cells are excited, as in the case of sneezing and coughing-- +we can voluntarily expel the particle by forcibly driving air +through these passages; but we cannot do this with nearly +the same force, rapidity, and precision, as by a reflex action. +In this latter case the sensory nerve-cells apparently excite +the motor nerve-cells without any waste of power by first +communicating with the cerebral hemispheres--the seat of our +consciousness and volition. In all cases there seems to exist +a profound antagonism between the same movements, as directed +by the will and by a reflex stimulant, in the force with which they +are performed and in the facility with which they are excited. +As Claude Bernard asserts, "L'influence du cerveau tend donc +a entraver les mouvements reflexes, a limiter leur force +et leur etendue."[11] + +The conscious wish to perform a reflex action sometimes stops or interrupts +its performance, though the proper sensory nerves may be stimulated. +For instance, many years ago I laid a small wager with a dozen young +men that they would not sneeze if they took snuff, although they all +declared that they invariably did so; accordingly they all took a pinch, +but from wishing much to succeed, not one sneezed, though their +eyes watered, and all, without exception, had to pay me the wager. +Sir H. Holland remarks[12] that attention paid to the act of swallowing +interferes with the proper movements; from which it probably follows, +at least in part, that some persons find it so difficult to swallow a pill. + + +[11] "See the very interesting discussion on the whole subject +by Claude Bernard, `Tissus Vivants,' 1866, p. 353-356. + +[12] `Chapters on Mental Physiology,' 1858, p. 85. + +Another familiar instance of a reflex action is the involuntary +closing of the eyelids when the surface of the eye is touched. +A similar winking movement is caused when a blow is directed +towards the face; but this is an habitual and not a strictly +reflex action, as the stimulus is conveyed through the mind +and not by the excitement of a peripheral nerve. The whole body +and head are generally at the same time drawn suddenly backwards. +These latter movements, however, can be prevented, +if the danger does not appear to the imagination imminent; +but our reason telling us that there is no danger does not suffice. +I may mention a trifling fact, illustrating this point, and which at +the time amused me. I put my face close to the thick glass-plate +in front of a puff-adder in the Zoological Gardens, with the firm +determination of not starting back if the snake struck at me; +but, as soon as the blow was struck, my resolution went for nothing, +and I jumped a yard or two backwards with astonishing rapidity. +My will and reason were powerless against the imagination of a +danger which had never been experienced. + +The violence of a start seems to depend partly on the +vividness of the imagination, and partly on the condition, +either habitual or temporary, of the nervous system. +He who will attend to the starting of his horse, when tired and fresh, +will perceive how perfect is the gradation from a mere glance +at some unexpected object, with a momentary doubt whether it +is dangerous, to a jump so rapid and violent, that the animal +probably could not voluntarily whirl round in so rapid a manner. +The nervous system of a fresh and highly-fed horse sends its +order to the motory system so quickly, that no time is allowed +for him to consider whether or not the danger is real. +After one violent start, when he is excited and the blood +flows freely through his brain, he is very apt to start again; +and so it is, as I have noticed, with young infants. + +A start from a sudden noise, when the stimulus is conveyed through the +auditory nerves, is always accompanied in grown-up persons by the winking +of the eyelids.[13] I observed, however, that though my infants started +at sudden sounds, when under a fortnight old, they certainly did not always +wink their eyes, and I believe never did so. The start of an older infant +apparently represents a vague catching hold of something to prevent falling. +I shook a pasteboard box close before the eyes of one of my infants, when 114 +days old, and it did not in the least wink; but when I put a few comfits +into the box, holding it in the same position as before, and rattled them, +the child blinked its eyes violently every time, and started a little. +It was obviously impossible that a carefully-guarded infant could have learnt +by experience that a rattling sound near its eyes indicated danger to them. +But such experience will have been slowly gained at a later age during +a long series of generations; and from what we know of inheritance, +there is nothing improbable in the transmission of a habit to the offspring +at an earlier age than that at which it was first acquired by the parents. + +From the foregoing remarks it seems probable that some actions, +which were at first performed consciously, have become +through habit and association converted into reflex actions, +and are now so firmly fixed and inherited, that they +are performed, even when not of the least use,[14] as often +as the same causes arise, which originally excited them in us +through the volition. In such cases the sensory nerve-cells +excite the motor cells, without first communicating with +those cells on which our consciousness and volition depend. +It is probable that sneezing and coughing were originally +acquired by the habit of expelling, as violently as possible, +any irritating particle from the sensitive air-passages. As far +as time is concerned, there has been more than enough for these +habits to have become innate or converted into reflex actions; +for they are common to most or all of the higher quadrupeds, +and must therefore have been first acquired at a very remote period. +Why the act of clearing the throat is not a reflex action, +and has to be learnt by our children, I cannot pretend to say; +but we can see why blowing the nose on a handkerchief has +to be learnt. + +[13] Muller remarks (`Elements of Physiology,' Eng. tr. vol. ii. p. 1311) +on starting being always accompanied by the closure of the eyelids. + +[14] Dr. Maudsley remarks (`Body and Mind,' p. 10) that "reflex movements +which commonly effect a useful end may, under the changed circumstances +of disease, do great mischief, becoming even the occasion of violent +suffering and of a most painful death." + +It is scarcely credible that the movements of a headless frog, +when it wipes off a drop of acid or other object from its thigh, +and which movements are so well coordinated for a special purpose, +were not at first performed voluntarily, being afterwards rendered easy +through long-continued habit so as at last to be performed unconsciously, +or independently of the cerebral hemispheres. + +So again it appears probable that starting was originally acquired +by the habit of jumping away as quickly as possible from danger, +whenever any of our senses gave us warning. Starting, as we have seen, +is accompanied by the blinking of the eyelids so as to protect the eyes, +the most tender and sensitive organs of the body; and it is, +I believe, always accompanied by a sudden and forcible inspiration, +which is the natural preparation for any violent effort. But when a man +or horse starts, his heart beats wildly against his ribs, and here it +may be truly said we have an organ which has never been under the control +of the will, partaking in the general reflex movements of the body. +To this point, however, I shall return in a future chapter. + +The contraction of the iris, when the retina is stimulated +by a bright light, is another instance of a movement, +which it appears cannot possibly have been at first voluntarily +performed and then fixed by habit; for the iris is not known +to be under the conscious control of the will in any animal. +In such cases some explanation, quite distinct from habit, +will have to be discovered. The radiation of nerve-force +from strongly-excited nerve-cells to other connected cells, +as in the case of a bright light on the retina causing +a sneeze, may perhaps aid us in understanding how some reflex +actions originated. A radiation of nerve-force of this kind, +if it caused a movement tending to lessen the primary irritation, +as in the case of the contraction of the iris preventing too much +light from falling on the retina, might afterwards have been +taken advantage of and modified for this special purpose. + +It further deserves notice that reflex actions are in all probability +liable to slight variations, as are all corporeal structures and instincts; +and any variations which were beneficial and of sufficient importance, +would tend to be preserved and inherited. Thus reflex actions, when once +gained for one purpose, might afterwards be modified independently +of the will or habit, so as to serve for some distinct purpose. +Such cases would be parallel with those which, as we have every +reason to believe, have occurred with many instincts; for although +some instincts have been developed simply through long-continued +and inherited habit, other highly complex ones have been developed +through the preservation of variations of pre-existing instincts-- +that is, through natural selection. + +I have discussed at some little length, though as I am well aware, +in a very imperfect manner, the acquirement of reflex actions, +because they are often brought into play in connection with movements +expressive of our emotions; and it was necessary to show that at least +some of them might have been Erst acquired through the will in order +to satisfy a desire, or to relieve a disagreeable sensation. + + +_Associated habitual movements in the lower animals_.-- +I have already given in the case of Man several instances +of movements associated with various states of the mind or body, +which are now purposeless, but which were originally of use, +and are still of use under certain circumstances. As this subject +is very important for us, I will here give a considerable number +of analogous facts, with reference to animals; although many +of them are of a very trifling nature. My object is to show that +certain movements were originally performed for a definite end, +and that, under nearly the same circumstances, they are still +pertinaciously performed through habit when not of the least use. +That the tendency in most of the following cases is inherited, +we may infer from such actions being performed in the same manner +by all the individuals, young and old, of he same species. +We shall also see that they are excited by the most diversified, +often circuitous, and sometimes mistaken associations. + +Dogs, when they wish to go to sleep on a carpet or other hard surface, +generally turn round and round and scratch the ground with their +fore-paws in a senseless manner, as if they intended to trample down +the grass and scoop out a hollow, as no doubt their wild parents did, +when they lived on open grassy plains or in the woods. Jackals, fennecs, +and other allied animals in the Zoological Gardens, treat their straw +in this manner; but it is a rather odd circumstance that the keepers, +after observing for some months, have never seen the wolves thus behave. +A semi-idiotic dog--and an animal in this condition would be particularly +liable to follow a senseless habit--was observed by a friend to turn +completely round on a carpet thirteen times before going to sleep. + +Many carnivorous animals, as they crawl towards their prey and prepare to rush +or spring on it, lower their heads and crouch, partly, as it would appear, +to hide themselves, and partly to get ready for their rush; and this habit +in an exaggerated form has become hereditary in our pointers and setters. +Now I have noticed scores of times that when two strange dogs meet on +an open road, the one which first sees the other, though at the distance +of one or two hundred yards, after the first glance always lowers its bead, +generally crouches a little, or even lies down; that is, he takes the proper +attitude for concealing himself and {illust. caption = for making a rush +or FIG. 4.--Small dog watching a cat on a spring, although the road table. +From a photograph taken is quite open and The distance Mr. Rejlander.} great. +Again, dogs of all kinds when intently watching and slowly approaching +their prey, frequently keep one of their fore-legs doubled up for a long time, +ready for the next cautious step; and this is eminently characteristic +of the pointer. But from habit they behave in exactly the same manner +whenever their attention is aroused (fig. 4). I have seen a dog at the foot +of a high wall, listening attentively to a sound on the opposite side, +with one leg doubled up; and in this case there could have been no intention +of making a cautious approach. + +Dogs after voiding their excrement often make with all four +feet a few scratches backwards, even on a bare stone pavement, +as if for the purpose of covering up their excrement +with earth, in nearly the same manner as do cats. +Wolves and jackals behave in the Zoological Gardens in exactly +the same manner, yet, as I am assured by the keepers, +neither wolves, jackals, nor foxes, when they have the means +of doing so, ever cover up their excrement, any more than do dogs. +All these animals, however, bury superfluous food. Hence, if we +rightly understand the meaning of the above cat-like habit, +of which there can be little doubt, we have a purposeless remnant +of an habitual movement, which was originally followed by some +remote progenitor of the dog-genus for a definite purpose, +and which has been retained for a prodigious length of time. + +Dogs and jackals[15] take much pleasure in rolling and +rubbing their necks and backs on carrion. The odour seems +delightful to them, though dogs at least do not eat carrion. +Mr. Bartlett has observed wolves for me, and has given them carrion, +but has never seen them roll on it. I have heard it remarked, +and I believe it to be true, that the larger dogs, which are +probably descended from wolves, do not so often roll in carrion +as do smaller dogs, which are probably descended from jackals. +When a piece of brown biscuit is offered to a terrier of mine +and she is not hungry (and I have heard of similar instances), +she first tosses it about and worries it, as if it were a rat +or other prey; she then repeatedly rolls on it precisely as if it +were a piece of carrion, and at last eats it. It would appear +that an imaginary relish has to be given to the distasteful morsel; +and to effect this the dog acts in his habitual manner, +as if the biscuit was a live animal or smelt like carrion, +though he knows better than we do that this is not the case. +I have seen this same terrier act in the same manner after +killing a little bird or mouse. + + +[15] See Mr. F. H. Salvin's account of a tame jackal in `Land +and Water,' October, 1869. + +Dogs scratch themselves by a rapid movement of one of their hind-feet; +and when their backs are rubbed with a stick, so strong is the habit, +that they cannot help rapidly scratching the air or the ground +in a useless and ludicrous manner. The terrier just alluded to, +when thus scratched with a stick, will sometimes show her delight +by another habitual movement, namely, by licking the air as if it +were my hand. + +Horses scratch themselves by nibbling those parts of their bodies +which they can reach with their teeth; but more commonly one horse shows +another where he wants to be scratched, and they then nibble each other. +A friend whose attention I had called to the subject, observed that +when he rubbed his horse's neck, the animal protruded his head, +uncovered his teeth, and moved his jaws, exactly as if nibbling +another horse's neck, for he could never have nibbled his own neck. +If a horse is much tickled, as when curry-combed, his wish to bite +something becomes so intolerably strong, that he will clatter +his teeth together, and though not vicious, bite his groom. +At the same time from habit he closely depresses his ears, +so as to protect them from being bitten, as if he were fighting +with another horse. + +A horse when eager to start on a journey makes the nearest approach +which he can to the habitual movement of progression by pawing the ground. +Now when horses in their stalls are about to be fed and are eager +for their corn, they paw the pavement or the straw. Two of my horses +thus behave when they see or hear the corn given to their neighbours. +But here we have what may almost be called a true expression, as pawing +the ground is universally recognized as a sign of eagerness. + +Cats cover up their excrements of both kinds with earth; +and my grandfather[17]{sic} saw a kitten scraping ashes over +a spoonful of pure water spilt on the hearth; so that here +an habitual or instinctive action was falsely excited, not by +a previous act or by odour, but by eyesight. It is well known +that cats dislike wetting their feet, owing, it is probable, +to their having aboriginally inhabited the dry country of Egypt; +and when they wet their feet they shake them violently. +My daughter poured some water into a glass close to the head +of a kitten; and it immediately shook its feet in the usual manner; +so that here we have an habitual movement falsely excited +by an associated sound instead of by the sense of touch. + +Kittens, puppies, young pigs and probably many other young animals, +alternately push with their forefeet against the mammary +glands of their mothers, to excite a freer secretion of milk, +or to make it flow. Now it is very common with young cats, +and not at all rare with old cats of the common and Persian breeds +(believed by some naturalists to be specifically extinct), +when comfortably lying on a warm shawl or other soft substance, +to pound it quietly and alternately with their fore-feet; +their toes being spread out and claws slightly protruded, +precisely as when sucking their mother. That it is the same +movement is clearly shown by their often at the same time +taking a bit of the shawl into their mouths and sucking it; +generally closing their eyes and purring from delight. +This curious movement is commonly excited only in association with +the sensation of a warm soft surface; but I have seen an old cat, +when pleased by having its back scratched, pounding the air +with its feet in the same manner; so that this action has almost +become the expression of a pleasurable sensation. + + +[16]"Dr. Darwin, `Zoonomia,' 1794, vol. i. p. 160. I find that +the fact of cats protruding their feet when pleased is also noticed +(p. 151) in this work. + +Having referred to the act of sucking, I may add that this complex movement, +as well as the alternate protrusion of the fore-feet, are reflex actions; +for they are performed if a finger moistened with milk is placed +in the mouth of a puppy, the front part of whose brain has been +removed.[17] It has recently been stated in France, that the action +of sucking is excited solely through the sense of smell, so that +if the olfactory nerves of a puppy are destroyed, it never sucks. +In like manner the wonderful power which a chicken possesses only a few +hours after being hatched, of picking up small particles of food, +seems to be started into action through the sense of hearing; +for with chickens hatched by artificial heat, a good observer found +that "making a noise with the finger-nail against a board, in imitation +of the hen-mother, first taught them to peck at their meat."[18] + + +[17] Carpenter, `Principles of Comparative Physiology,' 1854, p. 690, and +Muller's `Elements of Physiology,' Eng. translat. vol. ii. p. 936. + +[18] Mowbray on `Poultry,' 6th edit. 1830, p. 54. + +I will give only one other instance of an habitual and +purposeless movement. The Sheldrake (_Tadorna_) feeds on the sands +left uncovered by the tide, and when a worm-cast is discovered, +"it begins patting the ground with its feet, dancing as it were, +over the hole;" and this makes the worm come to the surface. +Now Mr. St. John says, that when his tame Sheldrakes "came to ask +for food, they patted the ground in an impatient and rapid +manner."[19] This therefore may almost be considered as their +expression of hunger. Mr. Bartlett informs me that the Flamingo +and the Kagu (_Rhinochetus jubatus_) when anxious to be fed, +beat the ground with their feet in the same odd manner. +So again Kingfishers, when they catch a fish, always beat +it until it is killed; and in the Zoological Gardens they +always beat the raw meat, with which they are sometimes fed, +before devouring it. + + +We have now, I think, sufficiently shown the truth of our first Principle, +namely, that when any sensation, desire, dislike, &c., has led during +a long series of generations to some voluntary movement, then a tendency +to the performance of a similar movement will almost certainly be excited, +whenever the same, or any analogous or associated sensation &c., although +very weak, is experienced; notwithstanding that the movement in this +case may not be of the least use. Such habitual movements are often, +or generally inherited; and they then differ but little from reflex actions. +When we treat of the special expressions of man, the latter part of our +first Principle, as given at the commencement of this chapter, will be +seen to hold good; namely, that when movements, associated through habit +with certain states of the mind, are partially repressed by the will, +the strictly involuntary muscles, as well as those which are least +under the separate control of the will, are liable still to act; +and their action is often highly expressive. Conversely, when the will +is temporarily or permanently weakened, the voluntary muscles fail +before the involuntary. It is a fact familiar to pathologists, +as Sir C. Bell remarks,[20] "that when debility arises from affection +of the brain, the influence is greatest on those muscles which are, +in their natural condition, most under the command of the will." +We shall, also, in our future chapters, consider another proposition +included in our first Principle; namely, that the checking of one habitual +movement sometimes requires other slight movements; these latter serving +as a means of expression. + + +[19] See the account given by this excellent observer in `Wild Sports +of the Highlands,' 1846, p. 142. + + +[20] `Philosophical Translations,' 1823, p. 182. + + + +CHAPTER II. + +GENERAL PRINCIPLES OF EXPRESSION--_continued_. + +The Principle of Antithesis--Instances in the dog and cat-- +Origin of the principle--Conventional signs--The principle +of antithesis has not arisen from opposite actions being +consciously performed under opposite impulses. + + +WE will now consider our second Principle, that of Antithesis. Certain states +of the mind lead, as we have seen in the last chapter, to certain +habitual movements which were primarily, or may still be, of service; +and we shall find that when a directly opposite state of mind is induced, +there is a strong and involuntary tendency to the performance of movements +of a directly opposite nature, though these have never been of any service. +A few striking instances of antithesis will be given, when we treat of +the special expressions of man; but as, in these cases, we are particularly +liable to confound conventional or artificial gestures and expressions +with those which are innate or universal, and which alone deserve to rank +as true expressions, I will in the present chapter almost confine myself +to the lower animals. + +When a dog approaches a strange dog or man in a savage or hostile frame +of mind be walks upright and very stiffly; his head is slightly raised, +or not much lowered; the tail is held erect, and quite rigid; +the hairs bristle, especially along the neck and back; the pricked ears +are directed forwards, and the eyes have a fixed stare: (see figs. +5 and 7). These actions, as will hereafter be explained, follow from the dog's +intention to attack his enemy, and are thus to a large extent intelligible. +As he prepares to spring with a savage growl on his enemy, the canine +teeth are uncovered, and the ears are pressed close backwards on +the head; but with these latter actions, we are not here concerned. +Let us now suppose that the dog suddenly discovers that the man +he is approaching, is not a stranger, but his master; and let it be +observed how completely and instantaneously his whole bearing is reversed. +Instead of walking upright, the body sinks downwards or even crouches, +and is thrown into flexuous movements; his tail, instead of being +held stiff and upright, is lowered and wagged from side to side; +his hair instantly becomes smooth; his ears are depressed and drawn +backwards, but not closely to the head; and his lips hang loosely. +From the drawing back of the ears, the eyelids become elongated, +and the eyes no longer appear round and staring. It should be added +that the animal is at such times in an excited condition from joy; +and nerve-force will be generated in excess, which naturally leads +to action of some kind. Not one of the above movements, so clearly +expressive of affection, are of the least direct service to the animal. +They are explicable, as far as I can see, solely from being in complete +opposition or antithesis to the attitude and movements which, +from intelligible causes, are assumed when a dog intends to fight, +and which consequently are expressive of anger. I request the reader +to look at the four accompanying sketches, which have been given in order +to recall vividly the appearance of a dog under these two states of mind. +It is, however, not a little difficult to represent affection in a dog, +whilst caressing his master and wagging his tail, as the essence of + + +<p 52-55> the expression lies in the continuous flexuous movements. + +We will now turn to the cat. When this animal is threatened by a dog, +it arches its back in a surprising manner, erects its hair, +opens its mouth and spits. But we are not here concerned with this +well-known attitude, expressive of terror combined with anger; +we are concerned only with that of rage or anger. This is not often seen, +but may be observed when two cats are fighting together; and I have +seen it well exhibited by a savage cat whilst plagued by a boy. +The attitude is almost exactly the same as that of a tiger disturbed and +growling over its food, which every one must have beheld in menageries. +The animal assumes a crouching position, with the body extended; +and the whole tail, or the tip alone, is lashed or curled from +side to side. The hair is not in the least erect. Thus far, +the attitude and movements are nearly the same as when the animal is +prepared to spring on its prey, and when, no doubt, it feels savage. +But when preparing to fight, there is this difference, that the ears +are closely pressed backwards; the mouth is partially opened, +showing the teeth; the fore feet are occasionally struck out with +protruded claws; and the animal occasionally utters a fierce growl. +(See figs. 9 and 10.) All, or almost all these actions naturally follow +(as hereafter to be explained), from the cat's manner and intention +of attacking its enemy. + +Let us now look at a cat in a directly opposite frame of mind, +whilst feeling affectionate and caressing her master; +and mark how opposite is her attitude in every respect. +She now stands upright with her back slightly arched, +which makes the hair appear rather rough, but it does not bristle; +her tail, instead of being extended and lashed from side +to side, is held quite still and perpendicularly upwards; +her ears are erect and pointed; her mouth is closed; +and she rubs against her master with a purr instead of a growl. +Let it further be observed how widely different is the whole +bearing of an affectionate cat from that of a dog, when with +his body crouching and flexuous, his tail lowered and wagging, +and ears depressed, he caresses his master. This contrast +in the attitudes and movements of these two carnivorous animals, +under the same pleased and affectionate frame of mind, +can be explained, as it appears to me, solely by their movements +standing in complete antithesis to those which are naturally assumed, +when these animals feel savage and are prepared either to fight +or to seize their prey. + +In these cases of the dog and cat, there is every reason to believe +that the gestures both of hostility and affection are innate or inherited; +for they are almost identically the same in the different races +of the species, and in all the individuals of the same race, +both young and old. + +I will here give one other instance of antithesis in expression. +I formerly possessed a large dog, who, like every other dog, +was much pleased to go out walking. He showed his pleasure +by trotting gravely before me with high steps, head much raised, +moderately erected ears, and tail carried aloft but not stiffly. +Not far from my house a path branches off to the right, leading to +the hot-house, which I used often to visit for a few moments, to look +at my experimental plants. This was always a great disappointment +to the dog, as he did not know whether I should continue my walk; +and the instantaneous and complete change of expression which came +over him as soon as my body swerved in the least towards the path +(and I sometimes tried this as an experiment) was laughable. +His look of dejection was known to every member of the family, and was +called his _hot-house face_. This consisted in the head drooping much, +the whole body sinking a little and remaining motionless; the ears +and tail falling suddenly down, but the tail was by no means wagged. +With the falling of the ears and of his great chaps, the eyes +became much changed in appearance, and I fancied that they looked +less bright. His aspect was that of piteous, hopeless dejection; +and it was, as I have said, laughable, as the cause was so slight. +Every detail in his attitude was in complete opposition to his former +joyful yet dignified bearing; and can be explained, as it appears +to me, in no other way, except through the principle of antithesis. +Had not the change been so instantaneous, I should have attributed +it to his lowered spirits affecting, as in the case of man, +the nervous system and circulation, and consequently the tone of his +whole muscular frame; and this may have been in part the cause. + + +We will now consider how the principle of antithesis in expression +has arisen. With social animals, the power of intercommunication +between the members of the same community,--and with other species, +between the opposite sexes, as well as between the young and the old,-- +is of the highest importance to them. This is generally +effected by means of the voice, but it is certain that gestures +and expressions are to a certain extent mutually intelligible. +Man not only uses inarticulate cries, gestures, and expressions, +but has invented articulate language; if, indeed, the word INVENTED +can be applied to a process, completed by innumerable steps, +half-consciously made. Any one who has watched monkeys will not doubt +that they perfectly understand each other's gestures and expression, +and to a large extent, as Rengger asserts,[1] those of man. +An animal when going to attack another, or when afraid of another, +often makes itself appear terrible, by erecting its hair, +thus increasing the apparent bulk of its body, by showing its teeth, +or brandishing its horns, or by uttering fierce sounds. + +As the power of intercommunication is certainly of high service to +many animals, there is no _a priori_ improbability in the supposition, +that gestures manifestly of an opposite nature to those by which certain +feelings are already expressed, should at first have been voluntarily +employed under the influence of an opposite state of feeling. +The fact of the gestures being now innate, would be no valid objection +to the belief that they were at first intentional; for if practised +during many generations, they would probably at last be inherited. +Nevertheless it is more than doubtful, as we shall immediately see, +whether any of the cases which come under our present head of antithesis, +have thus originated. + +With conventional signs which are not innate, such as those +used by the deaf and dumb and by savages, the principle of +opposition or antithesis has been partially brought into play. +The Cistercian monks thought it sinful to speak, and as they +could not avoid holding some communication, they invented +a gesture language, in which the principle of opposition seems +to have been employed.[2] Dr. Scott, of the Exeter Deaf and +Dumb Institution, writes to me that "opposites are greatly used +in teaching the deaf and dumb, who have a lively sense of them." +Nevertheless I have been surprised how few unequivocal instances +can be adduced. This depends partly on all the signs having +commonly had some natural origin; and partly on the practice +of the deaf and dumb and of savages to contract their signs as much +as possible for the sake of rapidity?[3] Hence their natural +source or origin often becomes doubtful or is completely lost; +as is likewise the case with articulate language. + + +[1] `Naturgeschichte der Saugethiere von Paraguay,' 1830, s. 55. + +[2] Mr. Tylor gives an account of the Cistercian gesture-language +in his `Early History of Mankind' (2nd edit. 1870, p. 40), and makes +some remarks on the principle of opposition in gestures. + +[3] See on this subject Dr. W. R. Scott's interesting work, `The Deaf +and Dumb,' 2nd edit. 1870, p. 12. He says, "This contracting +of natural gestures into much shorter gestures than the natural +expression requires, is very common amongst the deaf and dumb. +This contracted gesture is frequently so shortened as nearly to lose +all semblance of the natural one, but to the deaf and dumb who use it, +it still has the force of the original expression." + +Many signs, moreover, which plainly stand in opposition to each other, +appear to have had on both sides a significant origin. +This seems to hold good with the signs used by the deal and dumb +for light and darkness, for strength and weakness, &c. In a future +chapter I shall endeavour to show that the opposite gestures of +affirmation and negation, namely, vertically nodding and laterally +shaking the head, have both probably had a natural beginning. +The waving of the hand from right to left, which is used as a negative +by some savages, may have been invented in imitation of shaking the head; +but whether the opposite movement of waving the hand in a straight +line from the face, which is used in affirmation, has arisen through +antithesis or in some quite distinct manner, is doubtful. + +If we now turn to the gestures which are innate or common to all +the individuals of the same species, and which come under the present +head of antithesis, it is extremely doubtful, whether any of them +were at first deliberately invented and consciously performed. +With mankind the best instance of a gesture standing in direct opposition +to other movements, naturally assumed under an opposite frame of mind, +is that of shrugging the shoulders. This expresses impotence or +an apology,--something which cannot be done, or cannot be avoided. +The gesture is sometimes used consciously and voluntarily, but it +is extremely improbable that it was at first deliberately invented, +and afterwards fixed by habit; for not only do young children +sometimes shrug their shoulders under the above states of mind, +but the movement is accompanied, as will be shown in a future chapter, +by various subordinate movements, which not one man in a thousand +is aware of, unless he has specially attended to the subject. + +Dogs when approaching a strange dog, may find it useful to show by their +movements that they are friendly, and do not wish to fight. When two young +dogs in play are growling and biting each other's faces and legs, it is +obvious that they mutually understand each other's gestures and manners. +There seems, indeed, some degree of instinctive knowledge in puppies +and kittens, that they must not use their sharp little teeth or claws +too freely in their play, though this sometimes happens and a squeal +is the result; otherwise they would often injure each other's eyes. +When my terrier bites my hand in play, often snarling at the same time, +if he bites too hard and I say GENTLY, GENTLY, he goes on biting, +but answers me by a few wags of the tail, which seems to say "Never mind, +it is all fun." Although dogs do thus express, and may wish to express, +to other dogs and to man, that they are in a friendly state of mind, +it is incredible that they could ever have deliberately thought of drawing +back and depressing their ears, instead of holding them erect,--of lowering +and wagging their tails, instead of keeping them stiff and upright, +&c., because they knew that these movements stood in direct opposition +to those assumed under an opposite and savage frame of mind. + +Again, when a cat, or rather when some early progenitor of the species, +from feeling affectionate first slightly arched its back, held its +tail perpendicularly upwards and pricked its ears, can it be believed +that the animal consciously wished thus to show that its frame +of mind was directly the reverse of that, when from being ready +to fight or to spring on its prey, it assumed a crouching attitude, +curled its tail from side to side and depressed its ears? +Even still less can I believe that my dog voluntarily put on his +dejected attitude and "_hot-house face_," which formed so complete +a contrast to his previous cheerful attitude and whole bearing. +It cannot be supposed that he knew that I should understand +his expression, and that he could thus soften my heart and make me +give up visiting the hot-house. + +Hence for the development of the movements which come under +the present head, some other principle, distinct from the will +and consciousness, must have intervened. This principle appears +to be that every movement which we have voluntarily performed +throughout our lives has required the action of certain muscles; +and when we have performed a directly opposite movement, +an opposite set of muscles has been habitually brought into play,-- +as in turning to the right or to the left, in pushing away or +pulling an object towards us, and in lifting or lowering a weight. +So strongly are our intentions and movements associated together, +that if we eagerly wish an object to move in any direction, +we can hardly avoid moving our bodies in the same direction, +although we may be perfectly aware that this can have no influence. +A good illustration of this fact has already been given in +the Introduction, namely, in the grotesque movements of a young +and eager billiard-player, whilst watching the course of his ball. +A man or child in a passion, if he tells any one in a loud voice +to begone, generally moves his arm as if to push him away, +although the offender may not be standing near, and although there +may be not the least need to explain by a gesture what is meant. +On the other hand, if we eagerly desire some one to approach +us closely, we act as if pulling him towards us; and so in +innumerable other instances. + +As the performance of ordinary movements of an opposite kind, +under opposite impulses of the will, has become habitual in us +and in the lower animals, so when actions of one kind have become +firmly associated with any sensation or emotion, it appears natural +that actions of a directly opposite kind, though of no use, +should be unconsciously performed through habit and association, +under the influence of a directly opposite sensation or emotion. +On this principle alone can I understand how the gestures and expressions +which come under the present head of antithesis have originated. +If indeed they are serviceable to man or to any other animal, +in aid of inarticulate cries or language, they will likewise be +voluntarily employed, and the habit will thus be strengthened. +But whether or not of service as a means of communication, the tendency +to perform opposite movements under opposite sensations or emotions would, +if we may judge by analogy, become hereditary through long practice; +and there cannot be a doubt that several expressive movements due +to the principle of antithesis are inherited. + + + +CHAPTER III. + +GENERAL PRINCIPLES OF EXPRESSION--_concluded_. + +The principle of direct action of the excited nervous system +on the body, independently of the will and in part of habit-- +Change of colour in the hair--Trembling of the muscles-- +Modified secretions--Perspiration--Expression of extreme pain-- +Of rage, great joy, and terror--Contrast between the emotions +which cause and do not cause expressive movements--Exciting and +depressing states of the mind--Summary. + + +WE now come to our third Principle, namely, that certain actions which we +recognize as expressive of certain states of the mind, are the direct +result of the constitution of the nervous system, and have been from +the first independent of the will, and, to a large extent, of habit. +When the sensorium is strongly excited nerve-force is generated in excess, +and is transmitted in certain directions, dependent on the connection +of the nerve-cells, and, as far as the muscular system is concerned, +on the nature of the movements which have been habitually practised. +Or the supply of nerve-force may, as it appears, be interrupted. +Of course every movement which we make is determined by the constitution +of the nervous system; but actions performed in obedience to the will, +or through habit, or through the principle of antithesis, are here +as far as possible excluded. Our present subject is very obscure, +but, from its importance, must be discussed at some little length; +and it is always advisable to perceive clearly our ignorance. + +The most striking case, though a rare and abnormal one, +which can be adduced of the direct influence of the nervous system, +when strongly affected, on the body, is the loss of colour in the hair, +which has occasionally been observed after extreme terror or grief. +One authentic instance has been recorded, in the case of a man +brought out for execution in India, in which the change of colour +was so rapid that it was perceptible to the eye.[1] + +Another good case is that of the trembling of the muscles, +which is common to man and to many, or most, of the lower animals. +Trembling is of no service, often of much disservice, +and cannot have been at first acquired through the will, +and then rendered habitual in association with any emotion. +I am assured by an eminent authority that young children do +not tremble, but go into convulsions under the circumstances +which would induce excessive trembling in adults. Trembling is +excited in different individuals in very different degrees. +and by the most diversified causes,--by cold to the surface, +before fever-fits, although the temperature of the body is then +above the normal standard; in blood-poisoning, delirium tremens, +and other diseases; by general failure of power in old age; +by exhaustion after excessive fatigue; locally from severe injuries, +such as burns; and, in an especial manner, by the passage of +a catheter. Of all emotions, fear notoriously is the most apt +to induce trembling; but so do occasionally great anger and joy. +I remember once seeing a boy who had just shot his first snipe +on the wing, and his hands + + +[1] See the interesting cases collected by M. G. Pouchet in the `Revue +des Deux Mondes,' January 1, 1872, p. 79. An instance was also +brought some years ago before the British Association at Belfast. +trembled to such a degree from delight, that he could not for +some time reload his gun; and I have heard of an exactly similar +case with an Australian savage, to whom a gun had been lent. +Fine music, from the vague emotions thus excited, +causes a shiver to run down the backs of some persons. +There seems to be very little in common in the above several +physical causes and emotions to account for trembling; +and Sir J. Paget, to whom I am indebted for several of the above +statements, informs me that the subject is a very obscure one. +As trembling is sometimes caused by rage, long before exhaustion +can have set in, and as it sometimes accompanies great joy, +it would appear that any strong excitement of the nervous system +interrupts the steady flow of nerve-force to the muscles.[2] + +The manner in which the secretions of the alimentary canal +and of certain glands--as the liver, kidneys, or mammae are +affected by strong emotions, is another excellent instance +of the direct action of the sensorium on these organs, +independently of the will or of any serviceable associated habit. +There is the greatest difference in different persons in the parts +which are thus affected, and in the degree of their affection. + +The heart, which goes on uninterruptedly beating night and day in so +wonderful a manner, is extremely sensitive to external stimulants. +The great physiologist, Claude Bernard,[3] has shown bow the least +excitement of a sensitive nerve reacts on the heart; even when a nerve +is touched so slightly that no pain can possibly be felt by the animal +under experiment. Hence when the mind is strongly excited, we might +expect that it would instantly affect in a direct manner the heart; +and this is universally acknowledged and felt to be the case. +Claude Bernard also repeatedly insists, and this deserves especial notice, +that when the heart is affected it reacts on the brain; and the state +of the brain again reacts through the pneumo-gastric nerve on the heart; +so that under any excitement there will be much mutual action and reaction +between these, the two most important organs of the body. + + +[2] Muller remarks (`Elements of Physiology,' Eng. translat. vol. ii. p. +934) that when the feelings are very intense, "all the spinal nerves become +affected to the extent of imperfect paralysis, or the excitement of trembling +of the whole body." + +[3] `Lecons sur les Prop. des Tissus Vivants,' 1866, pp. 457-466. + +The vaso-motor system, which regulates the diameter of the +small arteries, is directly acted on by the sensorium, as we see +when a man blushes from shame; but in this latter case the checked +transmission of nerve-force to the vessels of the face can, +I think, be partly explained in a curious manner through habit. +We shall also be able to throw some light, though very little, +on the involuntary erection of the hair under the emotions +of terror and rage. The secretion of tears depends, no doubt, +on the connection of certain nerve-cells; but here again we can +trace some few of the steps by which the flow of nerve-force through +the requisite channels has become habitual under certain emotions. + + +A brief consideration of the outward signs of some of the stronger +sensations and emotions will best serve to show us, although vaguely, +in how complex a manner the principle under consideration of the direct +action of the excited nervous system of the body, is combined with +the principle of habitually associated, serviceable movements. + +When animals suffer from an agony of pain, they generally +writhe about with frightful contortions; and those which +habitually use their voices utter piercing cries or groans. +Almost every muscle of the body is brought into strong action. +With man the mouth may be closely compressed, or more commonly +the lips are retracted, with the teeth clenched or ground together. +There is said to be "gnashing of teeth" in hell; and I +have plainly heard the grinding of the molar teeth of a cow +which was suffering acutely from inflammation of the bowels. +The female hippopotamus in the Zoological Gardens, when she +produced her young, suffered greatly; she incessantly walked about, +or rolled on her sides, opening and closing her jaws, and clattering +her teeth together.[4] With man the eyes stare wildly as in +horrified astonishment, or the brows are heavily contracted. +Perspiration bathes the body, and drops trickle down the face. +The circulation and respiration are much affected. +Hence the nostrils are generally dilated and often quiver; or the +breath may be held until the blood stagnates in the purple face. +If the agony be severe and prolonged, these signs all change; +utter prostration follows, with fainting or convulsions. + +A sensitive nerve when irritated transmits some influence to the +nerve-cell, whence it proceeds; and this transmits its influence, +first to the corresponding nerve-cell on the opposite side of the body, +and then upwards and downwards along the cerebro-spinal column +to other nerve-cells, to a greater or less extent, according to +the strength of the excitement; so that, ultimately, the whole +nervous system maybe affected.[5] This involuntary transmission +of nerve-force may or may not be accompanied by consciousness. +Why the irritation of a nerve-cell should generate or liberate +nerve-force is not known; but that this is the case seems to be +the conclusion arrived at by all the greatest physiologists, +such as Muller, Virchow, Bernard, &c.[6] As Mr. Herbert Spencer remarks, +it may be received as an "unquestionable truth that, at any moment, +the existing quantity of liberated nerve-force, which in an inscrutable +way produces in us the state we call feeling, MUST expend itself +in some direction--MUST generate an equivalent manifestation +of force somewhere;" so that, when the cerebro-spinal system is +highly excited and nerve-force is liberated in excess, it may be +expended in intense sensations, active thought, violent movements, +or increased activity of the glands.[7] Mr. Spencer further maintains +that an "overflow of nerve-force, undirected by any motive, +will manifestly take the most habitual routes; and, if these do +not suffice, will next overflow into the less habitual ones." +Consequently the facial and respiratory muscles, which are +the most used, will be apt to be first brought into action; +then those of the upper extremities, next those of the lower, +and finally those of the whole body.[8] + + +[4] Mr. Bartlett, "Notes on the Birth of +a Hippopotamus," Proc. Zoolog. Soc. 1871, p. 255. + +[5] See, on this subject, Claude Bernard, `Tissus Vivants,' 1866, pp. +316, 337, 358. Virchow expresses himself to almost exactly the same +effect in his essay "Ueber das Ruckenmark" (Sammlung wissenschaft. +Vortrage, 1871, s. 28). + +An emotion may be very strong, but it will have little tendency +to induce movements of any kind, if it has not commonly led to +voluntary action for its relief or gratification; and when movements +are excited, their nature is, to a large extent, determined by those +which have often and voluntarily been performed for some definite +end under the same emotion. Great pain urges all animals, and has +urged them during endless generations, to make the most violent +and diversified efforts to escape from the cause of suffering. +Even when a limb or other separate part of the body is hurt, +we often see a tendency to shake it, as if to shake off the cause, +though this may obviously be impossible. Thus a habit of exerting +with the utmost force all the muscles will have been established, +whenever great suffering is experienced. As the muscles of the chest +and vocal organs are habitually used, these will be particularly liable +to be acted on, and loud, harsh screams or cries will be uttered. +But the advantage derived from outcries has here probably come +into play in an important manner; for the young of most animals, +when in distress or danger, call loudly to their parents for aid, +as do the members of the same community for mutual aid. + + +[6] Muller (`Elements of Physiology,' Eng. translat. vol. ii. p. 932) in +speaking of the nerves, says, "any sudden change of condition of whatever kind +sets the nervous principle into action." See Virchow and Bernard on the same +subject in passages in the two works referred to in my last foot-note. + +[7] H. Spencer, `Essays, Scientific, Political,' &c., Second Series, +1863, pp. 109, 111. + +[8] Sir H. Holland, in speaking (`Medical Notes and Reflexions,' +1839, p. 328) of that curious state of body called the _fidgets_, +remarks that it seems due to "an accumulation of some cause +of irritation which requires muscular action for its relief." + +Another principle, namely, the internal consciousness +that the power or capacity of the nervous system is limited, +will have strengthened, though in a subordinate degree, +the tendency to violent action under extreme suffering. +A man cannot think deeply and exert his utmost muscular force. +As Hippocrates long ago observed, if two pains are felt +at the same time, the severer one dulls the other. +Martyrs, in the ecstasy of their religious fervour have often, +as it would appear, been insensible to the most horrid tortures. +Sailors who are going to be flogged sometimes take a piece of lead +into their mouths, in order to bite it with their utmost force, +and thus to bear the pain. Parturient women prepare to exert +their muscles to the utmost in order to relieve their sufferings. + +We thus see that the undirected radiation of nerve-force from +the nerve-cells which are first affected--the long-continued habit +of attempting by struggling to escape from the cause of suffering-- +and the consciousness that voluntary muscular exertion relieves pain, +have all probably concurred in giving a tendency to the most violent, +almost convulsive, movements under extreme suffering; and such movements, +including those of the vocal organs, are universally recognized +as highly expressive of this condition. + +As the mere touching of a sensitive nerve reacts in a direct manner +on the heart, severe pain will obviously react on it in like manner, +but far more energetically. Nevertheless, even in this case, +we must not overlook the indirect effects of habit on the heart, +as we shall see when we consider the signs of rage. + +When a man suffers from an agony of pain, the perspiration +often trickles down his face; and I have been assured by a +veterinary surgeon that he has frequently seen drops falling +from the belly and running down the inside of the thighs +of horses, and from the bodies of cattle, when thus suffering. +He has observed this, when there has been no struggling +which would account for the perspiration. The whole body +of the female hippopotamus, before alluded to, was covered +with red-coloured perspiration whilst giving birth to her young. +So it is with extreme fear; the same veterinary has often +seen horses sweating from this cause; as has Mr. Bartlett +with the rhinoceros; and with man it is a well-known symptom. +The cause of perspiration bursting forth in these cases is +quite obscure; but it is thought by some physiologists to be +connected with the failing power of the capillary circulation; +and we know that the vasomotor system, which regulates +the capillary circulation, is much influenced by the mind. +With respect to the movements of certain muscles of the face +under great suffering, as well as from other emotions, +these will be best considered when we treat of the special +expressions of man and of the lower animals. + +We will now turn to the characteristic symptoms of Rage. Under this +powerful emotion the action of the heart is much accelerated,[9] +or it may be much disturbed. The face reddens, or it becomes purple +from the impeded return of the blood, or may turn deadly pale. +The respiration is laboured, the chest heaves, and the dilated +nostrils quiver. The whole body often trembles. The voice is affected. +The teeth are clenched or ground together, and the muscular +system is commonly stimulated to violent, almost frantic action. +But the gestures of a man in this state usually differ from the purposeless +writhings and struggles of one suffering from an agony of pain; +for they represent more or less plainly the act of striking or fighting +with an enemy. + +All these signs of rage are probably in large part, and some of them +appear to be wholly, due to the direct action of the excited sensorium. +But animals of all kinds, and their progenitors before them, +when attacked or threatened by an enemy, have exerted their utmost +powers in fighting and in defending themselves. Unless an animal +does thus act, or has the intention, or at least the desire, +to attack its enemy, it cannot properly be said to be enraged. +An inherited habit of muscular exertion will thus have been gained +in association with rage; and this will directly or indirectly +affect various organs, in nearly the same manner as does +great bodily suffering. + + +[9] I am much indebted to Mr. A. H. Garrod for having informed +me of M. Lorain's work on the pulse, in which a sphygmogram +of a woman in a rage is given; and this shows much difference +in the rate and other characters from that of the same woman +in her ordinary state. + +The heart no doubt will likewise be affected in a direct manner; +but it will also in all probability be affected through habit; +and all the more so from not being under the control of the will. +We know that any great exertion which we voluntarily make, affects the heart, +through mechanical and other principles which need not here be considered; +and it was shown in the first chapter that nerve-force flows +readily through habitually used channels,--through the nerves of +voluntary or involuntary movement, and through those of sensation. +Thus even a moderate amount of exertion will tend to act on the heart; +and on the principle of association, of which so many instances have +been given, we may feel nearly sure that any sensation or emotion, +as great pain or rage, which has habitually led to much muscular action, +will immediately influence the flow of nerve-force to the heart, +although there may not be at the time any muscular exertion. + +The heart, as I have said, will be all the more readily affected through +habitual associations, as it is not under the control of the will. +A man when moderately angry, or even when enraged, may command the movements +of his body, but he cannot prevent his heart from beating rapidly. +His chest will perhaps give a few heaves, and his nostrils just quiver, +for the movements of respiration are only in part voluntary. +In like manner those muscles of the face which are least obedient +to the will, will sometimes alone betray a slight and passing emotion. +The glands again are wholly independent of the will, and a man suffering +from grief may command his features, but cannot always prevent +the tears from coming into his eyes. A hungry man, if tempting food +is placed before him, may not show his hunger by any outward gesture, +but he cannot check the secretion of saliva. + +Under a transport of Joy or of vivid Pleasure, there is a strong tendency +to various purposeless movements, and to the utterance of various sounds. +We see this in our young children, in their loud laughter, clapping +of hands, and jumping for joy; in the bounding and barking of a dog +when going out to walk with his master; and in the frisking of a horse +when turned out into an open field. Joy quickens the circulation, +and this stimulates the brain, which again reacts on the whole body. +The above purposeless movements and increased heart-action may be +attributed in chief part to the excited state of the sensorium,[10] +and to the consequent undirected overflow, as Mr. Herbert Spencer insists, +of nerve-force. It deserves notice, that it is chiefly the anticipation +of a pleasure, and not its actual enjoyment, which leads to purposeless and +extravagant movements of the body, and to the utterance of various sounds. +We see this in our children when they expect any great pleasure or treat; +and dogs, which have been bounding about at + + +[10] How powerfully intense joy excites the brain, and how +the brain reacts on the body, is well shown in the rare cases of +Psychical Intoxication. Dr. J. Crichton Browne (`Medical Mirror,' +1865) records the case of a young man of strongly nervous temperament, +who, on hearing by a telegram that a fortune had been bequeathed him, +first became pale, then exhilarated, and soon in the highest spirits, +but flushed and very restless. He then took a walk with a friend +for the sake of tranquillising himself, but returned staggering +in his gait, uproariously laughing, yet irritable in temper, +incessantly talking, and singing loudly in the public streets. +It was positively ascertained that he had not touched any +spirituous liquor, though every one thought that he was intoxicated. +Vomiting after a time came on, and the half-digested contents of his +stomach were examined, but no odour of alcohol could be detected. +He then slept heavily, and on awaking was well, except that +he suffered from headache, nausea, and prostration of strength. +the sight of a plate of food, when they get it do not show their +delight by any outward sign, not even by wagging their tails. +Now with animals of all kinds, the acquirement of almost all +their pleasures, with the exception of those of warmth and rest, +are associated, and have long been associated with active movements, +as in the hunting or search for food, and in their courtship. +Moreover, the mere exertion of the muscles after long rest +or confinement is in itself a pleasure, as we ourselves feel, +and as we see in the play of young animals. Therefore on this +latter principle alone we might perhaps expect, that vivid pleasure +would be apt to show itself conversely in muscular movements. + +With all or almost all animals, even with birds, Terror causes the body +to tremble. The skin becomes pale, sweat breaks out, and the hair bristles. +The secretions of the alimentary canal and of the kidneys are increased, +and they are involuntarily voided, owing to the relaxation of the +sphincter muscles, as is known to be the case with man, and as I have +seen with cattle, dogs, cats, and monkeys. The breathing is hurried. +The heart beats quickly, wildly, and violently; but whether it pumps +the blood more efficiently through the body may be doubted, for the +surface seems bloodless and the strength of the muscles soon fails. +In a frightened horse I have felt through the saddle the beating +of the heart so plainly that I could have counted the beats. +The mental faculties are much disturbed. Utter prostration soon follows, +and even fainting. A terrified canary-bird has been seen not only to +tremble and to turn white about the base of the bill, but to faint;[11] +and I once caught a robin in a room, which fainted so completely, +that for a time I thought it dead. + + +[11] Dr. Darwin, `Zoonomia,' 1794, vol. i. p. 148. + +Most of these symptoms are probably the direct result, +independently of habit, of the disturbed state of the sensorium; +but it is doubtful whether they ought to be wholly thus accounted for. +When an animal is alarmed it almost always stands motionless for a moment, +in order to collect its senses and to ascertain the source of danger, +and sometimes for the sake of escaping detection. But headlong flight +soon follows, with no husbanding of the strength as in fighting, +and the animal continues to fly as long as the danger lasts, +until utter prostration, with failing respiration and circulation, +with all the muscles quivering and profuse sweating, renders further +flight impossible. Hence it does not seem improbable that the principle +of associated habit may in part account for, or at least augment, +some of the above-named characteristic symptoms of extreme terror. + + +That the principle of associated habit has played an important part in +causing the movements expressive of the foregoing several strong emotions +and sensations, we may, I think, conclude from considering firstly, +some other strong emotions which do not ordinarily require for their +relief or gratification any voluntary movement; and secondly the contrast +in nature between the so-called exciting and depressing states of the mind. +No emotion is stronger than maternal love; but a mother may feel the deepest +love for her helpless infant, and yet not show it by any outward sign; +or only by slight caressing movements, with a gentle smile and tender eyes. +But let any one intentionally injure her infant, and see what a change! +how she starts up with threatening aspect, how her eyes sparkle and her +face reddens, how her bosom heaves, nostrils dilate, and heart beats; +for anger, and not maternal love, has habitually led to action. +The love between the opposite sexes is widely different from maternal love; +and when lovers meet, we know that their hearts beat quickly, +their breathing is hurried, and their faces flush; for this love is not +inactive like that of a mother for her infant. + +A man may have his mind filled with the blackest hatred or suspicion, +or be corroded with envy or jealousy, but as these feelings do not at once +lead to action, and as they commonly last for some time, they are not shown +by any outward sign, excepting that a man in this state assuredly does +not appear cheerful or good-tempered. If indeed these feelings break out +into overt acts, rage takes their place, and will be plainly exhibited. +Painters can hardly portray suspicion, jealousy, envy, &c., except by the aid +of accessories which tell the tale; and poets use such vague and fanciful +expressions as "green-eyed jealousy." Spenser describes suspicion as +"Foul, ill-favoured, and grim, under his eyebrows looking still askance," +&c.; Shakespeare speaks of envy "as lean-faced in her loathsome case;" +and in another place he says, "no black envy shall make my grave;" +and again as "above pale envy's threatening reach." + +Emotions and sensations have often been classed as exciting or depressing. +When all the organs of the body and mind,--those of voluntary and +involuntary movement, of perception, sensation, thought, &c.,--perform +their functions more energetically and rapidly than usual, a man or animal +may be said to be excited, and, under an opposite state, to be depressed. +Anger and joy are from the first exciting emotions, and they naturally lead, +more especially the former, to energetic movements, which react on the heart +and this again on the brain. A physician once remarked to me as a proof +of the exciting nature of anger, that a man when excessively jaded +will sometimes invent imaginary offences and put himself into a passion, +unconsciously for the sake of reinvigorating himself; and since hearing +this remark, I have occasionally recognized its full truth. + +Several other states of mind appear to be at first exciting, +but soon become depressing to an extreme degree. When a mother +suddenly loses her child, sometimes she is frantic with grief, +and must be considered to be in an excited state; she walks +wildly about, tears her hair or clothes, and wrings her hands. +This latter action is perhaps due to the principle of antithesis, +betraying an inward sense of helplessness and that nothing can be done. +The other wild and violent movements may be in part explained +by the relief experienced through muscular exertion, and in part +by the undirected overflow of nerve-force from the excited sensorium. +But under the sudden loss of a beloved person, one of the first +and commonest thoughts which occurs, is that something more +might have been done to save the lost one. An excellent +observer,[12] in describing the behaviour of a girl at the sudden +death of her father, says she "went about the house wringing +her hands like a creature demented, saying `It was her fault;' +`I should never have left him;' `If I had only sat up with him,' +" &c. With such ideas vividly present before the mind, +there would arise, through the principle of associated habit, +the strongest tendency to energetic action of some kind. + +As soon as the sufferer is fully conscious that nothing can be done, +despair or deep sorrow takes the place of frantic grief. +The sufferer sits motionless, or gently rocks to and fro; +the circulation becomes languid; respiration is almost forgotten, +and deep sighs are drawn. + + +[12] "Mrs. Oliphant, in her novel of `Miss Majoribanks,' p. 362. All this +reacts on the brain, and prostration soon follows with collapsed muscles +and dulled eyes. As associated habit no longer prompts the sufferer +to action, he is urged by his friends to voluntary exertion, and not +to give way to silent, motionless grief. Exertion stimulates the heart, +and this reacts on the brain, and aids the mind to bear its heavy load. + +Pain, if severe, soon induces extreme depression or prostration; +but it is at first a stimulant and excites to action, as we see when we +whip a horse, and as is shown by the horrid tortures inflicted in foreign +lands on exhausted dray-bullocks, to rouse them to renewed exertion. +Fear again is the most depressing of all the emotions; and it soon +induces utter, helpless prostration, as if in consequence of, +or in association with, the most violent and prolonged attempts to escape +from the danger, though no such attempts have actually been made. +Nevertheless, even extreme fear often acts at first as a powerful stimulant. +A man or animal driven through terror to desperation, is endowed with +wonderful strength, and is notoriously dangerous in the highest degree. + + +On the whole we may conclude that the principle of the direct +action of the sensorium on the body, due to the constitution +of the nervous system, and from the first independent of the will, +has been highly influential in determining many expressions. +Good instances are afforded by the trembling of the muscles, +the sweating of the skin, the modified secretions of the alimentary +canal and glands, under various emotions and sensations. +But actions of this kind are often combined with others, +which follow from our first principle, namely, that actions +which have often been of direct or indirect service, +under certain states of the mind, in order to gratify or relieve +certain sensations, desires, &c., are still performed under +analogous circumstances through mere habit although of no service. +We have combinations of this kind, at least in part, in the +frantic gestures of rage and in the writhings of extreme pain; +and, perhaps, in the increased action of the heart and of +the respiratory organs. Even when these and other emotions +or sensations are aroused in a very feeble manner, there will +still be a tendency to similar actions, owing to the force +of long-associated habit; and those actions which are least +under voluntary control will generally be longest retained. +Our second principle of antithesis has likewise occasionally +come into play. + + +Finally, so many expressive movements can be explained, as I trust +will be seen in the course of this volume, through the three +principles which have now been discussed, that we may hope hereafter +to see all thus explained, or by closely analogous principles. +It is, however, often impossible to decide how much weight ought +to be attributed, in each particular case, to one of our principles, +and how much to another; and very many points in the theory +of Expression remain inexplicable. CHAPTER IV. + +MEANS OF EXPRESSION IN ANIMALS. + +The emission of Sounds--Vocal sounds--Sounds otherwise produced-- +Erection of the dermal appendages, hairs, feathers, &c., under +the emotions of anger and terror--The drawing back of the ears +as a preparation for fighting, and as an expression of anger-- +Erection of the ears and raising the head, a sign of attention. + + +IN this and the following chapter I will describe, but only in +sufficient detail to illustrate my subject, the expressive movements, +under different states of the mind, of some few well-known animals. +But before considering them in due succession, it will save much +useless repetition to discuss certain means of expression common +to most of them. + +_The emission of Sounds_.--With many kinds of animals, man included, the vocal +organs are efficient in the highest degree as a means of expression. +We have seen, in the last chapter, that when the sensorium is strongly +excited, the muscles of the body are generally thrown into violent action; +and as a consequence, loud sounds are uttered, however silent +the animal may generally be, and although the sounds may be of no use. +Hares and rabbits for instance, never, I believe, use their vocal +organs except in the extremity of suffering; as, when a wounded hare +is killed by the sportsman, or when a young rabbit is caught by a stoat. +Cattle and horses suffer great pain in silence; but when this is excessive, +and especially when associated with terror, they utter fearful sounds. +I have often recognized, from a distance on the Pampas, the agonized +death-bellow of the cattle, when caught by the lasso and hamstrung. +It is said that horses, when attacked by wolves, utter loud and peculiar +screams of distress. + +Involuntary and purposeless contractions of the muscles of the chest +and glottis, excited in the above manner, may have first given rise +to the emission of vocal sounds. But the voice is now largely used +by many animals for various purposes; and habit seems to have played +an important part in its employment under other circumstances. +Naturalists have remarked, I believe with truth, that social animals, +from habitually using their vocal organs as a means of intercommunication, +use them on other occasions much more freely than other animals. +But there are marked exceptions to this rule, for instance, with the rabbit. +The principle, also, of association, which is so widely extended in its power, +has likewise played its part. Hence it follows that the voice, from having +been habitually employed as a serviceable aid under certain conditions, +inducing pleasure, pain, rage, &c,, is commonly used whenever the same +sensations or emotions are excited, under quite different conditions, +or in a lesser degree. + +The sexes of many animals incessantly call for each other during +the breeding-season; and in not a few cases, the male endeavours +thus to charm or excite the female. This, indeed, seems to have +been the primeval use and means of development of the voice, +as I have attempted to show in my `Descent of Man.' Thus the use +of the vocal organs will have become associated with the anticipation +of the strongest pleasure which animals are capable of feeling. +Animals which live in society often call to each other when separated, +and evidently feel much joy at meeting; as we see with a horse, +on the return of his companion, for whom he has been neighing. +The mother calls incessantly for her lost young ones; for instance, +a cow for her calf; and the young of many animals call for their mothers. +When a flock of sheep is scattered, the ewes bleat incessantly for +their lambs, and their mutual pleasure at coming together is manifest. +Woe betide the man who meddles with the young of the larger and +fiercer quadrupeds, if they hear the cry of distress from their young. +Rage leads to the violent exertion of all the muscles, including those +of the voice; and some animals, when enraged, endeavour to strike +terror into their enemies by its power and harshness, as the lion +does by roaring, and the dog by growling. I infer that their object +is to strike terror, because the lion at the same time erects +the hair of its mane, and the dog the hair along its back, and thus +they make themselves appear as large and terrible as possible. +Rival males try to excel and challenge each other by their voices, +and this leads to deadly contests. Thus the use of the voice will have +become associated with the emotion of anger, however it may be aroused. +We have also seen that intense pain, like rage, leads to violent outcries, +and the exertion of screaming by itself gives some relief; and thus +the use of the voice will have become associated with suffering +of any kind. + +The cause of widely different sounds being uttered under different +emotions and sensations is a very obscure subject. Nor does +the rule always hold good that there is any marked difference. +For instance with the dog, the bark of anger and that of joy +do not differ much, though they can be distinguished. +It is not probable that any precise explanation of the cause +or source of each particular sound, under different states +of the mind, will ever be given. We now that some animals, +after being domesticated, have acquired the habit of uttering +sounds which were not natural to them.[1] Thus domestic dogs, +and even tamed jackals, have learnt to bark, which is a noise +not proper to any species of the genus, with the exception +of the _Canis latrans_ of North America, which is said to bark. +Some breeds, also, of the domestic pigeon have learnt to coo +in a new and quite peculiar manner. + +The character of the human voice, under the influence of +various emotions, has been discussed by Mr. Herbert Spencer[2] +in his interesting essay on Music. He clearly shows that the voice +alters much under different conditions, in loudness and in quality, +that is, in resonance and _timbre_, in pitch and intervals. +No one can listen to an eloquent orator or preacher, or to a man +calling angrily to another, or to one expressing astonishment, +without being struck with the truth of Mr. Spencer's remarks. +It is curious how early in life the modulation of the voice +becomes expressive. With one of my children, under the age +of two years, I clearly perceived that his humph of assent was +rendered by a slight modulation strongly emphatic; and that by a +peculiar whine his negative expressed obstinate determination. +Mr. Spencer further shows that emotional speech, in all the above +respects is intimately related to vocal music, and consequently +to instrumental music; and he attempts to explain the characteristic +qualities of both on physiological grounds--namely, on "the +general law that a feeling is a stimulus to muscular action." +It may be admitted that the voice is affected through this law; +but the explanation appears to me too general and vague to throw much +light on the various differences, with the exception of that of loudness, +between ordinary speech and emotional speech, or singing. + + +[1] See the evidence on this head in my `Variation of Animals +and Plants under Domestication,' vol. i. p. 27. On the cooing +of pigeons, vol. i. pp. 154, 155. + +[2] `Essays, Scientific, Political, and Speculative,' 1858. +`The Origin and Function of Music,' p. 359. + +This remark holds good, whether we believe that the various +qualities of the voice originated in speaking under the excitement +of strong feelings, and that these qualities have subsequently been +transferred to vocal music; or whether we believe, as I maintain, +that the habit of uttering musical sounds was first developed, +as a means of courtship, in the early progenitors of man, +and thus became associated with the strongest emotions of which +they were capable,--namely, ardent love, rivalry and triumph. +That animals utter musical notes is familiar to every one, as we +may daily hear in the singing of birds. It is a more remarkable +fact that an ape, one of the Gibbons, produces an exact octave +of musical sounds, ascending and descending the scale by halftones; +so that this monkey "alone of brute mammals may be said to +sing."[3] From this fact, and from the analogy of other animals, +I have been led to infer that the progenitors of man probably +uttered musical tones, before they had acquired the power +of articulate speech; and that consequently, when the voice +is used under any strong emotion, it tends to assume, +through the principle of association, a musical character. +We can plainly perceive, with some of the lower animals, +that the males employ their voices to please the females, +and that they themselves take pleasure in their own vocal utterances; +but why particular sounds are uttered, and why these give +pleasure cannot at present be explained. + + +[3] `The Descent of Man,' 1870, vol. ii. p. 332. The words +quoted are from Professor Owen. It has lately been shown +that some quadrupeds much lower in the scale than monkeys, +namely Rodents, are able to produce correct musical tones: +see the account of a singing Hesperomys, by the Rev. S. Lockwood, +in the `American Naturalist,' vol. v. December, 1871, p. 761. + +That the pitch of the voice bears some relation to certain states of +feeling is tolerably clear. A person gently complaining of ill-treatment, +or slightly suffering, almost always speaks in a high-pitched voice. +Dogs, when a little impatient, often make a high piping note through +their noses, which at once strikes us as plaintive;[4] but how +difficult it is to know whether the sound is essentially plaintive, +or only appears so in this particular case, from our having learnt +by experience what it means! Rengger, states[5] that the monkeys +(_Cebus azaroe_), which he kept in Paraguay, expressed astonishment +by a half-piping, half-snarling noise; anger or impatience, +by repeating the sound _hu hu_ in a deeper, grunting voice; +and fright or pain, by shrill screams. On the other hand, with mankind, +deep groans and high piercing screams equally express an agony of pain. +Laughter maybe either high or low; so that, with adult men, as Haller +long ago remarked,[6] the sound partakes of the character of the vowels +(as pronounced in German) _O_ and _A_; whilst with children and women, +it has more of the character of _E_ and _I_; and these latter vowel-sounds +naturally have, as Helmholtz has shown, a higher pitch than the former; +yet both tones of laughter equally express enjoyment or amusement. + +In considering the mode in which vocal utterances express emotion, +we are naturally led to inquire into the cause of what is called +"expression" in music. Upon this point Mr. Litchfield, who has long +attended to the subject of music, has been so kind as to give me +the following remarks:--"The question, what is the essence of musical +`expression' involves a number of obscure points, which, so far as I +am aware, are as yet unsolved enigmas. Up to a certain point, however, +any law which is found to hold as to the expression of the emotions +by simple sounds must apply to the more developed mode of expression +in song, which may be taken as the primary type of all music. +A great part of the emotional effect of a song depends on +the character of the action by which the sounds are produced. +In songs, for instance, which express great vehemence of passion, +the effect often chiefly depends on the forcible utterance of some one +or two characteristic passages which demand great exertion of vocal force; +and it will be frequently noticed that a song of this character +fails of its proper effect when sung by a voice of sufficient power +and range to give the characteristic passages without much exertion. +This is, no doubt, the secret of the loss of effect so often +produced by the transposition of a song from one key to another. +The effect is thus seen to depend not merely on the actual sounds, +but also in part on the nature of the action which produces the sounds. +Indeed it is obvious that whenever we feel the `expression' +of a song to be due to its quickness or slowness of movement-- +to smoothness of flow, loudness of utterance, and so on--we are, +in fact, interpreting the muscular actions which produce sound, +in the same way in which we interpret muscular action generally. +But this leaves unexplained the more subtle and more specific +effect which we call the MUSICAL expression of the song-- +the delight given by its melody, or even by the separate sounds +which make up the melody. This is an effect indefinable in language-- +one which, so far as I am aware, no one has been able to analyse, +and which the ingenious speculation of Mr. Herbert Spencer as to +the origin of music leaves quite unexplained. For it is certain +that the MELODIC effect of a series of sounds does not depend in +the least on their loudness or softness, or on their ABSOLUTE pitch. +A tune is always the same tune, whether it is sung loudly or softly, +by a child or a man; whether it is played on a flute or on a trombone. +The purely musical effect of any sound depends on its place +in what is technically called a `scale;' the same sound producing +absolutely different effects on the ear, according as it is heard +in connection with one or another series of sounds. + + +[4] Mr. Tylor (`Primitive Culture,' 1871, vol. i. p. 166), in his +discussion on this subject, alludes to the whining of the dog. + +[5] `Naturgeschichte der Saugethiere von Paraguay,' 1830, s. 46. + +[6] Quoted by Gratiolet, `De la Physionomie,' 1865, p. 115. + +"It is on this RELATIVE association of the sounds that all the +essentially characteristic effects which are summed up in the phrase +`musical expression,' depend. But why certain associations of +sounds have such-and-such effects, is a problem which yet remains +to be solved. These effects must indeed, in some way or other, +be connected with the well-known arithmetical relations between +the rates of vibration of the sounds which form a musical scale. +And it is possible--but this is merely a suggestion--that the greater +or less mechanical facility with which the vibrating apparatus +of the human larynx passes from one state of vibration to another, +may have been a primary cause of the greater or less pleasure +produced by various sequences of sounds." + +But leaving aside these complex questions and confining ourselves +to the simpler sounds, we can, at least, see some reasons for the +association of certain kinds of sounds with certain states of mind. +A scream, for instance, uttered by a young animal, or by one of +the members of a community, as a call for assistance, will naturally +be loud, prolonged, and high, so as to penetrate to a distance. +For Helmholtz has shown[7] that, owing to the shape of the internal +cavity of the human ear and its consequent power of resonance, +high notes produce a particularly strong impression. When male +animals utter sounds in order to please the females, they would +naturally employ those which are sweet to the ears of the species; +and it appears that the same sounds are often pleasing to widely +different animals, owing to the similarity of their nervous systems, +as we ourselves perceive in the singing of birds and even +in the chirping of certain tree-frogs giving us pleasure. +On the other hand, sounds produced in order to strike terror +into an enemy, would naturally be harsh or displeasing. + +Whether the principle of antithesis has come into play +with sounds, as might perhaps have been expected, is doubtful. +The interrupted, laughing or tittering sounds made by man and by +various kinds of monkeys when pleased, are as different as possible +from the prolonged screams of these animals when distressed. +The deep grunt of satisfaction uttered by a pig, when pleased with +its food, is widely different from its harsh scream of pain or terror. +But with the dog, as lately remarked, the bark of anger and that of +joy are sounds which by no means stand in opposition to each other; +and so it is in some other cases. + +There is another obscure point, namely, whether the sounds which are +produced under various states of the mind determine the shape of the mouth, +or whether its shape is not determined by independent causes, and the sound +thus modified. When young infants cry they open their mouths widely, +and this, no doubt, is necessary for pouring forth a full volume of sound; +but the mouth then assumes, from a quite distinct cause, an almost +quadrangular shape, depending, as will hereafter be explained, on the firm +closing of the eyelids, and consequent drawing up of the upper lip. +How far this square shape of the mouth modifies the wailing or crying sound, +I am not prepared to say; but we know from the researches of Helmholtz +and others that the form of the cavity of the mouth and lips determines +the nature and pitch of the vowel sounds which are produced. + + +[7] `Theorie Physiologique de la Musique,' Paris, 1868, P. 146. +Helmholtz has also fully discussed in this profound work the relation +of the form of the cavity of the mouth to the production of vowel-sounds. + +It will also be shown in a future chapter that, under the feeling +of contempt or disgust, there is a tendency, from intelligible causes, +to blow out of the mouth or nostrils, and this produces sounds +like pooh or pish. When any one is startled or suddenly astonished, +there is an instantaneous tendency, likewise from an intelligible cause, +namely, to be ready for prolonged exertion, to open the mouth widely, +so as to draw a deep and rapid inspiration. When the next full +expiration follows, the mouth is slightly closed, and the lips, +from causes hereafter to be discussed, are somewhat protruded; +and this form of the mouth, if the voice be at all exerted, produces, +according to Helmholtz, the sound of the vowel _O_. Certainly a +deep sound of a prolonged _Oh!_ may be heard from a whole crowd +of people immediately after witnessing any astonishing spectacle. +If, together with surprise, pain be felt, there is a tendency to +contract all the muscles of the body, including those of the face, +and the lips will then be drawn back; and this will perhaps account +for the sound becoming higher and assuming the character of _Ah!_ +or _Ach!_ As fear causes all the muscles of the body to tremble, +the voice naturally becomes tremulous, and at the same time husky +from the dryness of the mouth, owing to the salivary glands failing +to act. Why the laughter of man and the tittering of monkeys +should be a rapidly reiterated sound, cannot be explained. +During the utterance of these sounds, the mouth is transversely +elongated by the corners being drawn backwards and upwards; +and of this fact an explanation will be attempted in a future chapter. +But the whole subject of the differences of the sounds produced under +different states of the mind is so obscure, that I have succeeded +in throwing hardly any light on it; and the remarks which I have made, +have but little significance. + + +All the sounds hitherto noticed depend on the respiratory organs; +but sounds produced by wholly different means are likewise expressive. +Rabbits stamp loudly on the ground as a signal to their comrades; +and if a man knows how to do so properly, he may on a quiet +evening hear the rabbits answering him all around. These animals, +as well as some others, also stamp on the ground when made angry. +Porcupines rattle their quills and vibrate their tails when angered; and one +behaved in this manner when a live snake was placed in its compartment. +The tail of the quills on the tail are very different from those on the body: +they are short, hollow, thin like a goose-quill, with their ends +transversely truncated, so that they are open; they are supported +on long, thin, elastic foot-stalks. Now, when the tail is rapidly shaken, +these hollow quills strike against each other and produce, as I heard in +the presence of Mr. Bartlett, a peculiar continuous sound. We can, I think, +understand why porcupines have been provided, through the modification +of their protective spines, with this special sound-producing instrument. +They are nocturnal animals, and if they scented or heard a prowling +beast of prey, it would be a great advantage to them in the dark to give +warning to their enemy what they were, and that they were furnished +with dangerous spines. They would thus escape being attacked. +They are, as I may add, so fully conscious of the power of their weapons, +that when enraged they will charge backwards with their spines erected, +yet still inclined backwards. + +Many birds during their courtship produce diversified sounds +by means of specially adapted feathers. Storks, when excited, +make a loud clattering noise with their beaks. Some snakes produce +a grating or rattling noise. Many insects stridulate by rubbing +together specially modified parts of their hard integuments. +This stridulation generally serves as a sexual charm or call; but it +is likewise used to express different emotions.[8] Every one who has +attended to bees knows that their humming changes when they are angry; +and this serves as a warning that there is danger of being stung. +I have made these few remarks because some writers have laid so much +stress on the vocal and respiratory organs as having been specially +adapted for expression, that it was advisable to show that sounds +otherwise produced serve equally well for the same purpose. + +_Erection of the dermal appendages_.--Hardly any expressive +movement is so general as the involuntary erection of the hairs, +feathers and other dermal appendages; for it is common throughout +three of the great vertebrate classes. These appendages are +erected under the excitement of anger or terror; more especially +when these emotions are combined, or quickly succeed each other. +The action serves to make the animal appear larger and more +frightful to its enemies or rivals, and is generally accompanied +by various voluntary movements adapted for the same purpose, +and by the utterance of savage sounds. Mr. Bartlett, +who has had such wide experience with animals of all kinds, +does not doubt that this is the case; but it is a different +question whether the power of erection was primarily acquired +for this special purpose. + + +[8] I have given some details on this subject in my `Descent +of Man,' vol. i. pp. 352, 384. + +I will first give a considerable body of facts showing +how general this action is with mammals, birds and reptiles; +retaining what I have to say in regard to man for a future chapter. +Mr. Sutton, the intelligent keeper in the Zoological Gardens, +carefully observed for me the Chimpanzee and Orang; and he states +that when they are suddenly frightened, as by a thunderstorm, or when +they are made angry, as by being teased, their hair becomes erect. +I saw a chimpanzee who was alarmed at the sight of a black coalheaver, +and the hair rose all over his body; he made little starts forward +as if to attack the man, without any real intention of doing so, +but with the hope, as the keeper remarked, of frightening him. +The Gorilla, when enraged, is described by Mr. Ford[9] +as having his crest of hair "erect and projecting forward, +his nostrils dilated, and his under lip thrown down; at the same +time uttering his characteristic yell, designed, it would seem, +to terrify his antagonists." I saw the hair on the Anubis baboon, +when angered bristling along the back, from the neck to +the loins, but not on the rump or other parts of the body. +I took a stuffed snake into the monkey-house, and the hair on several +of the species instantly became erect; especially on their tails, +as I particularly noticed with the _Cereopithecus nictitans_. +Brehm states[10] that the _Midas aedipus_ (belonging to +the American division) when excited erects its mane, in order, +as he adds, to make itself as frightful as possible. + + +[9] As quoted in Huxley's `Evidence as to Man's Place in Nature,' +1863, p. 52. + +With the Carnivora the erection of the hair seems to be +almost universal, often accompanied by threatening movements, +the uncovering of the teeth and the utterance of savage growls. +In the Herpestes, I have seen the hair on end over nearly the whole body, +including the tail; and the dorsal crest is erected in a conspicuous +manner by the Hyaena and Proteles. The enraged lion erects his mane. +The bristling of the hair along the neck and back of the dog, +and over the whole body of the cat, especially on the tail, +is familiar to every one. With the cat it apparently occurs +only under fear; with the dog, under anger and fear; but not, +as far as I have observed, under abject fear, as when a dog +is going to be flogged by a severe gamekeeper. If, however, +the dog shows fight, as sometimes happens, up goes his hair. +I have often noticed that the hair of a dog is particularly liable +to rise, if he is half angry and half afraid, as on beholding +some object only indistinctly seen in the dusk. + +I have been assured by a veterinary surgeon that he has often seen the hair +erected on horses and cattle, on which he had operated and was again going +to operate. When I showed a stuffed snake to a Peccary, the hair rose in a +wonderful manner along its back; and so it does with the boar when enraged. +An Elk which gored a man to death in the United States, is described +as first brandishing his antlers, squealing with rage and stamping +on the ground; "at length his hair was seen to rise and stand on end," +and then he plunged forward to the attack.[11] The hair likewise becomes +erect on goats, and, as I hear from Mr. Blyth, on some Indian antelopes. +I have seen it erected on the hairy Ant-eater; and on the Agouti, one of +the Rodents. A female Bat,[12] which reared her young under confinement, +when any one looked into the cage "erected the fur on her back, and bit +viciously at intruding fingers." + + +[10] Illust. Thierleben, 1864, B. i. s. 130. + +Birds belonging to all the chief Orders ruffle their feathers +when angry or frightened. Every one must have seen two cocks, +even quite young birds, preparing to fight with erected neck-hackles; +nor can these feathers when erected serve as a means of defence, +for cock-fighters have found by experience that it is +advantageous to trim them. The male Ruff (_Machetes pugnax_) +likewise erects its collar of feathers when fighting. +When a dog approaches a common hen with her chickens, she spreads +out her wings, raises her tail, ruffles all her feathers, +and looking as ferocious as possible, dashes at the intruder. +The tail is not always held in exactly the same position; +it is sometimes so much erected, that the central feathers, as in +the accompanying drawing, almost touch the back. Swans, when angered, +likewise raise their wings and tail, and erect their feathers. +They open their beaks, and make by paddling little rapid starts forwards, +against any one who approaches the water's edge too closely. +Tropic birds[13] when disturbed on their nests are said not to +fly away, but "merely to stick out their feathers and scream." +The Barn-owl, when approached "instantly swells out its plumage, +extends its wings and tail, hisses and clacks its mandibles +with force and rapidity."[14] So do other kinds of owls. +Hawks, as I am + + +[11] The Hon. J. Caton, Ottawa Acad. of Nat. Sciences, May, 1868, pp. +36, 40. For the _Capra, AEgagrus_, `Land and Water,' 1867, p. 37. + +[12] `Land and Water,' July 20, 1867, p. 659. + +[13] _Phaeton rubricauda_: `Ibis,' vol. iii. 1861, p. 180. + + +{illust. caption = FIG. 12--Hen driving away a dog from her chickens. +Drawn from life by Mr. Wood. informed by Mr. Jenner Weir, +likewise ruffle their feathers, and spread out their wings and tail +under similar circumstances. Some kinds of parrots erect their feathers; +and I have seen this action in the Cassowary, when angered at the sight +of an Ant-eater. Young cuckoos in the nest, raise their feathers, +open their mouths widely, and make themselves as frightful as possible. +[14] On the _Strix flammea_, Audubon, `Ornithological Biography,' +1864, vol. ii. p. 407. I have observed other cases in the +Zoological Gardens.Small birds, also, as I hear from Mr. Weir, +such as various finches, buntings and warblers, when angry, +{illust. caption = FIG. 13.--Swan driving away an intruder. +Drawn from life by Mr. Wood.} + + +ruffle all their feathers, or only those round the neck; or they spread +out their wings and tail-feathers. With their plumage in this state, +they rush at each other with open beaks and threatening gestures. +Mr. Weir concludes from his large experience that the erection +of the feathers is caused much more by anger than by fear. +He gives as an instance a hybrid goldfinch of a most irascible +disposition, which when approached too closely by a servant, +instantly assumes the appearance of a ball of ruffled feathers. +He believes that birds when frightened, as a general rule, +closely adpress all their feathers, and their consequently diminished +size is often astonishing. As soon as they recover from their fear +or surprise, the first thing which they do is to shake out their feathers. +The best instances of this adpression of the feathers and apparent +shrinking of the body from fear, which Mr. Weir has noticed, has been +in the quail and grass-parrakeet.[15] The habit is intelligible +in these birds from their being accustomed, when in danger, +either to squat on the ground or to sit motionless on a branch, +so as to escape detection. Though, with birds, anger may be the chief +and commonest cause of the erection of the feathers, it is probable +that young cuckoos when looked at in the nest, and a hen with her +chickens when approached by a dog, feel at least some terror. +Mr. Tegetmeier informs me that with game-cocks, the erection of +the feathers on the head has long been recognized in the cock-pit +as a sign of cowardice. + +The males of some lizards, when fighting together during their courtship, +expand their throat pouches or frills, and erect their dorsal crests.[16] +But Dr. Gunther does not believe that they can erect their separate +spines or scales. + +We thus see how generally throughout the two higher vertebrate +classes, and with some reptiles, the dermal appendages are +erected under the influence of anger and fear. The movement +is effected, as we know from Kolliker's interesting discovery, +by the contraction of minute, unstriped, involuntary muscles,[17] +often called _arrectores pili_, which are attached to the capsules +of the separate hairs, feathers, &c. By the contraction of these +muscles the hairs can be instantly erected, as we see in a dog, +being at the same time drawn a little out of their sockets; +they are afterwards quickly depressed. The vast number of these minute +muscles over the whole body of a hairy quadruped is astonishing. +The erection of the hair is, however, aided in some cases, +as with that on the head of a man, by the striped and voluntary +muscles of the underlying _panniculus carnosus_. It is by the action +of these latter muscles, that the hedgehog erects its spines. +It appears, also, from the researches of Leydig[18] and others, +that striped fibres extend from the panniculus to some of +the larger hairs, such as the vibrissae of certain quadrupeds. +The _arrectores pili_ contract not only under the above emotions, +but from the application of cold to the surface. I remember +that my mules and dogs, brought from a lower and warmer country, +after spending a night on the bleak Cordillera, had the hair +all over their bodies as erect as under the greatest terror. +We see the same action in our own _goose-skin_ during the chill +before a fever-fit. Mr. Lister has also found,[19] that tickling +a neighbouring part of the skin causes the erection and protrusion +of the hairs. + + +[15] _Melopsittacus undulatus_. See an account of its habits +by Gould, `Handbook of Birds of Australia,' 1865, vol. ii. p. 82. + +[16] See, for instance, the account which I have given +(`Descent of Man,' vol. ii. p. 32) of an Anolis and Draco. + +[17] These muscles are described in his well-known works. +I am greatly indebted to this distinguished observer for having +given me in a letter information on this same subject. + +From these facts it is manifest that the erection of the dermal +appendages is a reflex action, independent of the will; +and this action must be looked at, when, occurring under +the influence of anger or fear, not as a power acquired +for the sake of some advantage, but as an incidental result, +at least to a large extent, of the sensorium being affected. +The result, in as far as it is incidental, may be compared +with the profuse sweating from an agony of pain or terror. +Nevertheless, it is remarkable how slight an excitement +often suffices to cause the hair to become erect; +as when two dogs pretend to fight together in play. +We have, also, seen in a large number of animals, belonging to +widely distinct classes, that the erection of the hair or feathers +is almost always accompanied by various voluntary movements-- +by threatening gestures, opening the mouth, uncovering the teeth, +spreading out of the wings and tail by birds, and by the +utterance of harsh sounds; and the purpose of these voluntary +movements is unmistakable. Therefore it seems hardly credible +that the co-ordinated erection of the dermal appendages, +by which the animal is made to appear larger and more terrible +to its enemies or rivals, should be altogether an incidental +and purposeless result of the disturbance of the sensorium. +This seems almost as incredible as that the erection by +the hedgehog of its spines, or of the quills by the porcupine, +or of the ornamental plumes by many birds during their courtship. +should all be purposeless actions. + + +[18] `Lehrbuch der Histologie des Menschen,' 1857, s. 82. I owe +to Prof. W. Turner's kindness an extract from this work. + +[19] `Quarterly Journal of Microscopical Science,' 1853, vol. i. p. 262. + +We here encounter a great difficulty. How can the contraction of +the unstriped and involuntary _arrectores pili_ have been co-ordinated +with that of various voluntary muscles for the same special purpose? +If we could believe that the arrectores primordially had been +voluntary muscles, and had since lost their stripes and become involuntary, +the case would be comparatively simple. I am not, however, aware that +there is any evidence in favour of this view; although the reversed +transition would not have presented any great difficulty, +as the voluntary muscles are in an unstriped condition in the embryos +of the higher animals, and in the larvae of some crustaceans. +Moreover in the deeper layers of the skin of adult birds, the muscular +network is, according to Leydig,[20] in a transitional condition; +the fibres exhibiting only indications of transverse striation. + +Another explanation seems possible. We may admit that originally +the _arrectores pili_ were slightly acted on in a direct manner, +under the influence of rage and terror, by the disturbance +of the nervous system; as is undoubtedly the case with our +so-called _goose-skin_ before a fever-fit. Animals have been +repeatedly excited by rage and terror during many generations; +and consequently the direct effects of the disturbed nervous +system on the dermal appendages will almost certainly +have been increased through habit and through the tendency +of nerve-force to pass readily along accustomed channels. +We shall find this view of the force of habit strikingly +confirmed in a future chapter, where it will be shown that +the hair of the insane is affected in an extraordinary manner, +owing to their repeated accesses of fury and terror. +As soon as with animals the power of erection had thus been +strengthened or increased, they must often have seen the hairs +or feathers erected in rival and enraged males, and the bulk +of their bodies thus increased. In this case it appears possible +that they might have wished to make themselves appear larger +and more terrible to their enemies, by voluntarily assuming +a threatening attitude and uttering harsh cries; such attitudes +and utterances after a time becoming through habit instinctive. +In this manner actions performed by the contraction +of voluntary muscles might have been combined for the same +special purpose with those effected by involuntary muscles. +It is even possible that animals, when excited and dimly +conscious of some change in the state of their hair, might act +on it by repeated exertions of their attention and will; +for we have reason to believe that the will is able to +influence in an obscure manner the action of some unstriped +or involuntary muscles, as in the period of the peristaltic +movements of the intestines, and in the contraction of the bladder. +Nor must we overlook the part which variation and natural +selection may have played; for the males which succeeded +in making themselves appear the most terrible to their rivals, +or to their other enemies, if not of overwhelming power, +will on an average have left more offspring to inherit their +characteristic qualities, whatever these may be and however +first acquired, than have other males. + + +[20] `Lehrbuch der Histologie,' 1857, s. 82. + +_The inflation of the body, and other means of exciting fear +in an enemy_.--Certain Amphibians and Reptiles, which either have +no spines to erect, or no muscles by which they can be erected, +enlarge themselves when alarmed or angry by inhaling air. +This is well known to be the case with toads and frogs. +The latter animal is made, in AEsop's fable of the `Ox and the Frog,' +to blow itself up from vanity and envy until it burst. +This action must have been observed during the most ancient times, as, +according to Mr. Hensleigh Wedgwood,[21] the word _toad_ expresses +in all the languages of Europe the habit of swelling. It has been +observed with some of the exotic species in the Zoological Gardens; +and Dr. Gunther believes that it is general throughout the group. +Judging from analogy, the primary purpose probably was to make the body +appear as large and frightful as possible to an enemy; but another, +and perhaps more important secondary advantage is thus gained. +When frogs are seized by snakes, which are their chief enemies, +they enlarge themselves wonderfully; so that if the snake be of +small size, as Dr. Gunther informs me, it cannot swallow the frog, +which thus escapes being devoured. + + +[21] `Dictionary of English Etymology,' p. 403. + +Chameleons and some other lizards inflate themselves when angry. +Thus a species inhabiting Oregon, the _Tapaya Douglasii_, is slow +in its movements and does not bite, but has a ferocious aspect; +"when irritated it springs in a most threatening manner at +anything pointed at it, at the same time opening its mouth +wide and hissing audibly, after which it inflates its body, +and shows other marks of anger."[22] + +Several kinds of snakes likewise inflate themselves when irritated. +The puff-adder (_Clotho arietans_) is remarkable in this respect; +but I believe, after carefully watching these animals, that they +do not act thus for the sake of increasing their apparent bulk, +but simply for inhaling a large supply of air, so as to produce +their surprisingly loud, harsh, and prolonged hissing sound. +The Cobras-de-capello, when irritated, enlarge themselves a little, +and hiss moderately; but, at the same time they lift their heads aloft, +and dilate by means of their elongated anterior ribs, the skin on +each side of the neck into a large flat disk,--the so-called hood. +With their widely opened mouths, they then assume a terrific aspect. +The benefit thus derived ought to be considerable, in order to compensate +for the somewhat lessened rapidity (though this is still great) +with which, when dilated, they can strike at their enemies or prey; +on the same principle that a broad, thin piece of wood cannot +be moved through the air so quickly as a small round stick. +An innocuous snake, the _Trovidonotus macrophthalmus_, +an inhabitant of India, likewise dilates its neck when irritated; +and consequently is often mistaken for its compatriot, the deadly +Cobra.[23] This resemblance perhaps serves as some protection +to the Tropidonotus. + + +[21] See the account of the habits of this animal by Dr, Cooper, as quoted +in `Nature,' April 27, 1871, p. 512. + +[22] Dr. Gunther, `Reptiles of British India,' p. 262. + +Another innocuous species, the Dasypeltis of South Africa, +blows itself out, distends its neck, hisses and darts at an +intruder.[24] Many other snakes hiss under similar circumstances. +They also rapidly vibrate their protruded tongues; and this +may aid in increasing their terrific appearance. + +Snakes possess other means of producing sounds besides hissing. +Many years ago I observed in South America that a venomous Trigonocephalus, +when disturbed, rapidly vibrated the end of its tail, which striking +against the dry grass and twigs produced a rattling noise +that could be distinctly heard at the distance of six feet.[25] +The deadly and fierce _Echis carinata_ of India produces "a +curious prolonged, almost hissing sound in a very different manner, +namely by rubbing "the sides of the folds of its body against +each other," whilst the head remains in almost the same position. +The scales on the sides, and not on other parts of the body, +are strongly keeled, with the keels toothed like a saw; +and as the coiled-up animal rubs its sides together, these grate +against each other.[26] Lastly, we have the well-known case of the +Rattle-snake. He who has merely shaken the rattle of a dead snake, +can form no just idea of the sound produced by the living animal. +Professor Shaler states that it is indistinguishable from that +made by the male of a large Cicada (an Homopterous insect), +which inhabits the same district.[27] In the Zoological Gardens, +when the rattle-snakes and puff-adders were greatly excited at +the same time, I was much struck at the similarity of the sound +produced by them; and although that made by the rattle-snake is louder +and shriller than the hissing of the puff-adder, yet when standing +at some yards distance I could scarcely distinguish the two. +For whatever purpose the sound is produced by the one species, I can +hardly doubt that it serves for the same purpose in the other species; +and I conclude from the threatening gestures made at the same time +by many snakes, that their hissing,--the rattling of the rattle-snake +and of the tail of the Trigonocephalus,--the grating of the scales +of the Echis,--and the dilatation of the hood of the Cobra,-- +all subserve the same end, namely, to make them appear terrible +to their enemies.[28] + + +[24] Mr. J. Mansel Weale, `Nature,' April 27, 1871, p. 508. + +[25] `Journal of Researches during the Voyage of the "Beagle," +' 1845, p. 96. I have compared the rattling thus produced +with that of the Rattle-snake. + +[26] See the account by Dr. Anderson, Proc. Zool. Soc. 1871, p. 196. + +[27] The `American Naturalist,' Jan. 1872, p. 32. I regret that I cannot +follow Prof. Shaler in believing that the rattle has been developed, +by the aid of natural selection, for the sake of producing sounds which +deceive and attract birds, so that they may serve as prey to the snake. + +It seems at first a probable conclusion that venomous snakes, +such as the foregoing, from being already so well defended +by their poison-fangs, would never be attacked by any enemy; +and consequently would have + + +{note [27] continued} I do not, however, wish to doubt +that the sounds may occasionally subserve this end. +But the conclusion at which I have arrived, viz. that the rattling +serves as a warning to would-be devourers, appears to me much +more probable, as it connects together various classes of facts. +If this snake had acquired its rattle and the habit of rattling, +for the sake of attracting prey, it does not seem probable that it +would have invariably used its instrument when angered or disturbed. +Prof. Shaler takes nearly the same view as I do of the manner +of development of the rattle; and I have always held this opinion +since observing the Trigonocephalus in South America. + +[28] From the accounts lately collected, and given in the `Journal +of the Linnean Society,' by Airs. Barber, on the habits of the snakes +of South Africa; and from the accounts published by several writers, +for instance by Lawson, of the rattle-snake in North America,--it does +not seem improbable that the terrific appearance of snakes and the sounds +produced by them, may likewise serve in procuring prey, by paralysing, +or as it is sometimes called fascinating, the smaller animals. +no need to excite additional terror. But this is far from being the case, +for they are largely preyed on in all quarters of the world by many animals. +It is well known that pigs are employed in the United States +to clear districts infested with rattle-snakes, which they do most +effectually.[29] In England the hedgehog attacks and devours the viper. +In India, as I hear from Dr. Jerdon, several kinds of hawks, and at least +one mammal, the Herpestes, kill cobras and other venomous species;[30] +and so it is in South Africa. Therefore it is by no means improbable +that any sounds or signs by which the venomous species could instantly +make themselves recognized as dangerous, would be of more service to them +than to the innocuous species which would not be able, if attacked, +to inflict any real injury. + +Having said thus much about snakes, I am tempted to add a few remarks on +the means by which the rattle of the rattle-snake was probably developed. +Various animals, including some lizards, either curl or vibrate their +tails when excited. This is the case with many kinds of snakes.[31] +In the Zoological Gardens, an innocuous species, the _Coronella Sayi_, +vibrates its tail so rapidly that it becomes almost invisible. +The Trigonocephalus, before alluded to, has the same habit; +and the extremity of its tail is a little enlarged, or ends in a bead. +In the Lachesis, which is so closely allied to the rattle-snake +that it was placed by Linnaeus in the same genus, the tail ends +in a single, large, lancet-shaped point or scale. With some snakes +the skin, as Professor Shaler remarks, "is more imperfectly detached +from the region about the tail than at other parts of the body." +Now if we suppose that the end of the tail of some ancient American +species was enlarged, and was covered by a single large scale, +this could hardly have been cast off at the successive moults. +In this case it would have been permanently retained, and at each period +of growth, as the snake grew larger, a new scale, larger than the last, +would have been formed above it, and would likewise have been retained. +The foundation for the development of a rattle would thus have +been laid; and it would have been habitually used, if the species, +like so many others, vibrated its tail whenever it was irritated. +That the rattle has since been specially developed to serve as an +efficient sound-producing instrument, there can hardly be a doubt; +for even the vertebrae included within the extremity of the tail have +been altered in shape and cohere. But there is no greater improbability +in various structures, such as the rattle of the rattle-snake,-- +the lateral scales of the Echis,--the neck with the included ribs +of the Cobra,--and the whole body of the puff-adder,--having been +modified for the sake of warning and frightening away their enemies, +than in a bird, namely, the wonderful Secretary-hawk (_Gypogeranus_) having +had its whole frame modified for the sake of killing snakes with impunity. +It is highly probable, judging from what we have before seen, +that this bird would ruffle its feathers whenever it attacked a snake; +and it is certain that the Herpestes, when it eagerly rushes to attack +a snake, erects the hair all over its body, and especially that on its +tail.[32] We have also seen that some porcupines, when angered or alarmed +at the sight of a snake, rapidly vibrate their tails, thus producing +a peculiar sound by the striking together of the hollow quills. +So that here both the attackers and the attacked endeavour to make +themselves as dreadful as possible to each other; and both possess +for this purpose specialised means, which, oddly enough, are nearly +the same in some of these cases. Finally we can see that if, +on the one hand, those individual snakes, which were best able +to frighten away their enemies, escaped best from being devoured; +and if, on the other hand, those individuals of the attacking +enemy survived in larger numbers which were the best fitted +for the dangerous task of killing and devouring venomous snakes;-- +then in the one case as in the other, beneficial variations, +supposing the characters in question to vary, would commonly have been +preserved through the survival of the fittest. + + +[29] See the account by Dr. R. Brown, in Proc. Zool. Soc. 1871, p. 39. +He says that as soon as a pig sees a snake it rushes upon it; and a snake +makes off immediately on the appearance of a pig. + +[30] Dr. Gunther remarks (`Reptiles of British India,' p. 340) on the +destruction of cobras by the ichneumon or herpestes, and whilst the cobras +are young by the jungle-fowl. It is well known that the peacock also +eagerly kills snakes. + +[31] Prof. Cope enumerates a number of kinds in his `Method of Creation +of Organic Types,' read before the American Phil. Soc., December 15th, +1871, p. 20. Prof. Cope takes the same view as I do of the use +of the gestures and sounds made by snakes. I briefly alluded to this +subject in the last edition of my `Origin of Species.' Since the passages +in the text above have been printed, I have been pleased to find that +Mr. Henderson (`The American Naturalist,' May, 1872, p. 260) also takes +a similar view of the use of the rattle, namely "in preventing an attack +from being made." + +_The Drawing back and pressure of the Ears to the Head_.--The ears +through their movements are highly expressive in many animals; +but in some, such as man, the higher apes, and many ruminants, +they fail in this respect. A slight difference in position serves +to express in the plainest manner a different state of mind, +as we may daily see in the dog; but we are here concerned only with +the ears being drawn closely backwards and pressed to the head. +A savage frame of mind is thus shown, but only in the case of those +animals which fight with their teeth; and the care which they +take to prevent their ears being seized by their antagonists, +accounts for this position. Consequently, through habit +and association, whenever they feel slightly savage, or pretend +in their play to be savage, their ears are drawn back. +That this is the true explanation may be inferred from the relation +which exists in very many animals between their manner of fighting +and the retraction of their ears. + + +[32] Mr. des Voeux, in Proc. Zool. Soc. 1871, p. 3. + +All the Carnivora fight with their canine teeth, and all, as far +as I have observed, draw their ears back when feeling savage. +This may be continually seen with dogs when fighting in earnest, +and with puppies fighting in play. The movement is different +from the falling down and slight drawing back of the ears, +when a dog feels pleased and is caressed by his master. +The retraction of the ears may likewise be seen in kittens +fighting together in their play, and in full-grown cats when +really savage, as before illustrated in fig. 9 (p. 58). Although +their ears are thus to a large extent protected, yet they often +get much torn in old male cats during their mutual battles. +The same movement is very striking in tigers, leopards, +&c., whilst growling over their food in menageries. +The lynx has remarkably long ears; and their retraction, when one +of these animals is approached in its cage, is very conspicuous, +and is eminently expressive of its savage disposition. +Even one of the Eared Seals, the _Otariapusilla_, which has +very small ears, draws them backwards, when it makes a savage +rush at the legs of its keeper. + +When horses fight together they use their incisors for biting, +and their fore-legs for striking, much more than they do their hind-legs +for kicking backwards. This has been observed when stallions have broken +loose and have fought together, and may likewise be inferred from the kind +of wounds which they inflict on each other. Every one recognizes +the vicious appearance which the drawing back of the ears gives to a horse. +This movement is very different from that of listening to a sound behind. +If an ill-tempered horse in a stall is inclined to kick backwards, his ears +are retracted from habit, though he has no intention or power to bite. +But when a horse throws up both hind-legs in play, as when entering +an open field, or when just touched by the whip, he does not generally +depress his ears, for he does not then feel vicious. Guanacoes fight +savagely with their teeth; and they must do so frequently, for I found +the hides of several which I shot in Patagonia deeply scored. So do camels; +and both these animals, when savage, draw their ears closely backwards. +Guanacoes, as I have noticed, when not intending to bite, but merely to spit +their offensive saliva from a distance at an intruder, retract their ears. +Even the hippopotamus, when threatening with its widely-open enormous +mouth a comrade, draws back its small ears, just like a horse. + +Now what a contrast is presented between the foregoing animals +and cattle, sheep, or goats, which never use their teeth in fighting, +and never draw back their ears when enraged! Although sheep and goats +appear such placid animals, the males often join in furious contests. +As deer form a closely related family, and as I did not know that they +ever fought with their teeth, I was much surprised at the account given +by Major Ross King of the Moose-deer in Canada. He says, when "two males +chance to meet, laying back their ears and gnashing their teeth together, +they rush at each other with appalling fury."[33] But Mr. Bartlett +informs me that some species of deer fight savagely with their teeth, +so that the drawing back of the ears by the moose accords with our rule. +Several kinds of kangaroos, kept in the Zoological Gardens, fight by +scratching with their fore-feet and by kicking with their hind-legs; +but they never bite each other, and the keepers have never seen +them draw back their ears when angered. Rabbits fight chiefly +by kicking and scratching, but they likewise bite each other; +and I have known one to bite off half the tail of its antagonist. +At the commencement of their battles they lay back their ears, +but afterwards, as they bound over and kick each other, they keep +their ears erect, or move them much about. + + +[33] `The Sportsman and Naturalist in Canada,' 1866, p. 53. p. 53.{sic} + +Mr. Bartlett watched a wild boar quarrelling rather savagely with his sow; +and both had their mouths open and their ears drawn backwards. +But this does not appear to be a common action with domestic pigs +when quarrelling. Boars fight together by striking upwards with their tusks; +and Mr. Bartlett doubts whether they then draw back their ears. +Elephants, which in like manner fight with their tusks, do not retract +their ears, but, on the contrary, erect them when rushing at each other +or at an enemy. + +The rhinoceroses in the Zoological Gardens fight with their nasal horns, +and have never been seen to attempt biting each other except in play; +and the keepers are convinced that they do not draw back their ears, +like horses and dogs, when feeling savage. The following statement, +therefore, by Sir S. Baker[34] is inexplicable, namely, that a rhinoceros, +which he shot in North Africa, "had no ears; they had been bitten +off close to the head by another of the same species while fighting; +and this mutilation is by no means uncommon." + +Lastly, with respect to monkeys. Some kinds, which have moveable ears, +and which fight with their teeth--for instance the _Cereopithecus ruber_-- +draw back their ears when irritated just like dogs; and they then have +a very spiteful appearance. Other kinds, as the _Inuus ecaudatus_, +apparently do not thus act. Again, other kinds--and this is a great anomaly +in comparison with most other animals--retract their ears, show their teeth, +and jabber, when they are pleased by being caressed. I observed this +in two or three species of Macacus, and in the _Cynopithecus niger_. +This expression, owing to our familiarity with dogs, would never be +recognized as one of joy or pleasure by those unacquainted with monkeys. + + +[34] `The Nile Tributaries of Abyssinia,' 1867, p. 443. + + +_Erection of the Ears_.--This movement requires hardly any notice. +All animals which have the power of freely moving their ears, +when they are startled, or when they closely observe any object, +direct their ears to the point towards which they are looking, +in order to hear any sound from this quarter. At the same time +they generally raise their heads, as all their organs of sense +are there situated, and some of the smaller animals rise on their +hind-legs. Even those kinds which squat on the ground or instantly +flee away to avoid danger, generally act momentarily in this manner, +in order to ascertain the source and nature of the danger. +The head being raised, with erected ears and eyes directed forwards, +gives an unmistakable expression of close attention to any animal. +CHAPTER V. + +SPECIAL EXPRESSIONS OF ANIMALS. + +The Dog, various expressive movements of--Cats--Horses--Ruminants--Monkeys, +their expression of joy and affection--Of pain--Anger--Astonishment +and Terror. + + +_The Dog_.--I have already described (figs. 5 and 1) the appearance +of a dog approaching another dog with hostile intentions, +namely, with erected ears, eyes intently directed forwards, +hair on the neck and back bristling, gait remarkably stiff, +with the tail upright and rigid. So familiar is this appearance +to us, that an angry man is sometimes said "to have his back up." +Of the above points, the stiff gait and upright tail alone +require further discussion. Sir C. Bell remarks[1] that, +when a tiger or wolf is struck by its keeper and is suddenly +roused to ferocity, every muscle is in tension, and the limbs +are in an attitude of strained exertion, prepared to spring. +This tension of the muscles and consequent stiff gait may be +accounted for on the principle of associated habit, for anger +has continually led to fierce struggles, and consequently +to all the muscles of the body having been violently exerted. +There is also reason to suspect that the muscular +system requires some short preparation, or some degree +of innervation, before being brought into strong action. +My own sensations lead me to this inference; but I cannot +discover that it is a conclusion admitted by physiologists. +Sir J. Paget, however, informs me that when muscles are suddenly +contracted with the greatest force, without any preparation, +they are liable to be ruptured, as when a man slips unexpectedly; +but that this rarely occurs when an action, however violent, +is deliberately performed. + + +[1] `The Anatomy of Expression,' 1844, p. 190. + +With respect to the upright position of the tail, it seems to depend +(but whether this is really the case I know not) on the elevator muscles +being more powerful than the depressors, so that when all the muscles of +the hinder part of the body are in a state of tension, the tail is raised. +A dog in cheerful spirits, and trotting before his master with high, +elastic steps, generally carries his tail aloft, though it is not held +nearly so stiffly as when he is angered. A horse when first turned +out into an open field, may be seen to trot with long elastic strides, +the head and tail being held high aloft. Even cows when they frisk +about from pleasure, throw up their tails in a ridiculous fashion. +So it is with various animals in the Zoological Gardens. The position of +the tail, however, in certain cases, is determined by special circumstances; +thus as soon as a horse breaks into a gallop, at full speed, he always +lowers his tail, so that as little resistance as possible may be offered +to the air. + +When a dog is on the point of springing on his antagonist, +be utters a savage growl; the ears are pressed closely backwards, +and the upper lip (fig. 14) is retracted out of the way of his teeth, +especially of his canines. These movements may be observed with dogs +and puppies in their play. But if a dog gets really savage in his play, +his expression immediately changes. This, however, is simply due +to the lips and ears being drawn back with much greater energy. +If a dog only snarls at another, the lip is generally retracted +on one side alone, namely towards his enemy. + +The movements of a dog whilst exhibiting affection towards his +master were described (figs. 6 and 8) in our second chapter. +These consist in the head and whole body being lowered and thrown into +flexuous movements, with the tail extended and wagged from side to side. +The ears fall down and are drawn somewhat backwards, which causes +the eyelids to be elongated, and alters the + + +{illust. caption = FIG. 14.--Head of snarling Dog. From life, +by Mr. Wood. whole appearance of the face. +The lips hang loosely, and the hair remains smooth. +All these movements or gestures are explicable, as I believe, +from their standing in complete antithesis to those naturally +assumed by a savage dog under a directly opposite state of mind. +When a man merely speaks to, or just notices, his dog,we see +the last vestige of these movements in a slight wag of the tail, +without any other movement of the body, and without even the ears +being lowered. Dogs also exhibit their affection by desiring +to rub against their masters, and to be rubbed or patted by them. +Gratiolet explains the above gestures of affection in the +following manner: and the reader can judge whether the explanation +appears satisfactory. Speaking of animals in general, +including the dog, he says,[2] "C'est toujours la partie la plus +sensible de leurs corps qui recherche les caresses ou les donne. +Lorsque toute la longueur des flancs et du corps est sensible, +l'animal serpente et rampe sous les caresses; et ces ondulations +se propageant le long des muscles analogues des segments jusqu'aux +extremites de la colonne vertebrale, la queue se ploie et s'agite." +Further on, he adds, that dogs, when feeling affectionate, +lower their ears in order to exclude all sounds, so that their whole +attention may be concentrated on the caresses of their master! +Dogs have another and striking way of exhibiting their affection, +namely, by licking the hands or faces of their masters. +They sometimes lick other dogs, and then it is always their chops. +I have also seen dogs licking cats with whom they were friends. +This habit probably originated in the females carefully licking +their puppies--the dearest object of their love--for the sake +of cleansing them. They also often give their puppies, after a +short absence, a few cursory licks, apparently from affection. +Thus the habit will have become associated with the emotion of love, +however it may afterwards be aroused. It is now so firmly +inherited or innate, That it is transmitted equally to both sexes. +A female terrier of mine lately had her puppies destroyed, +and though at all times a very affectionate creature, +I was much struck with the manner in which she then tried +to satisfy her instinctive maternal love by expending it on me; +and her desire to lick my hands rose to an insatiable passion. +[1] `De la Physionomie,' 1865, pp. 187, 218.The same principle +probably explains why dogs, when feeling affectionate, like rubbing +against their masters and being rubbed or patted by them, for from +the nursing of their puppies, contact with a beloved object has +become firmly associated in their minds with the emotion of love. +The feeling of affection of a dog towards his master is combined +with a strong sense of submission, which is akin to fear. +Hence dogs not only lower their bodies and crouch a little +as they approach their masters, but sometimes throw themselves +on the ground with their bellies upwards. This is a movement +as completely opposite as is possible to any show of resistance. +I formerly possessed a large dog who was not at all afraid +to fight with other dogs; but a wolf-like shepherd-dog +in the neighbourhood, though not ferocious and not so +powerful as my dog, had a strange influence over him. +When they met on the road, my dog used to run to meet him, +with his tail partly tucked in between his legs and hair not erected; +and then be would throw himself on the ground, belly upwards. +By this action he seemed to say more plainly than by words, +"Behold, I am your slave." A pleasurable and excited state +of mind, associated with affection, is exhibited by some +dogs in a very peculiar manner, namely, by grinning. +This was noticed long ago by Somerville, who says, +And with a courtly grin, the fawning bound Salutes thee +cow'ring, his wide op'ning nose Upward he curls, and his large +sloe-back eyes Melt in soft blandishments, and humble joy.' +_The Chase_, book i.Sir W. Scott's famous Scotch greyhound, +Maida, had this habit, and it is common with terriers. +I have also seen it in a Spitz and in a sheep-dog. Mr. Riviere, +who has particularly attended to this expression, informs me +that it is rarely displayed in a perfect manner, but is quite +common in a lesser degree. The upper lip during the act +of grinning is retracted, as in snarling, so that the canines +are exposed, and the ears are drawn backwards; but the general +appearance of the animal clearly shows that anger is not felt. +Sir C. Bell[3] remarks "Dogs, in their expression of fondness, +have a slight eversion of the lips, and grin and sniff +amidst their gambols, in a way that resembles laughter." +Some persons speak of the grin as a smile, but if it had been +really a smile, we should see a similar, though more pronounced, +movement of the lips and ears, when dogs utter their bark of joy; +but this is not the case, although a bark of joy often follows a grin. +On the other hand, dogs, when playing with their comrades +or masters, almost always pretend to bite each other; and they +then retract, though not energetically, their lips and ears. +Hence I suspect that there is a tendency in some dogs, +whenever they feel lively pleasure combined with affection, +to act through habit and association on the same muscles, +as in playfully biting each other, or their masters' hands. +I have described, in the second chapter, the gait and +appearance of a dog when cheerful, and the marked antithesis +presented by the same animal when dejected and disappointed, +with his head, ears, body, tail, and chops drooping, and eyes dull. +Under the expectation of any great pleasure, dogs bound and jump +about in an extravagant manner, and bark for joy. The tendency +to bark under this state of mind is inherited, or runs in the breed: +greyhounds rarely bark, whilst the Spitz-dog barks so incessantly +on starting for a walk with his master that he becomes a nuisance. +[1] `The Anatomy of Expression,' 1844, p. 140.An agony of pain is +expressed by dogs in nearly the same way as by many other animals, +namely, by howling writhing, and contortions of the whole body. +Attention is shown by the head being raised, with the ears erected, +and eyes intently directed towards the object or quarter +under observation. If it be a sound and the source is not known, +the head is often turned obliquely from side to side +in a most significant manner, apparently in order to judge +with more exactness from what point the sound proceeds. +But I have seen a dog greatly surprised at a new noise, turning, +his head to one side through habit, though he clearly perceived +the source of the noise. Dogs, as formerly remarked, when their +attention is in any way aroused, whilst watching some object, +or attending to some sound, often lift up one paw (fig. 4) +and keep it doubled up, as if to make a slow and stealthy approach. +A dog under extreme terror will throw himself down, howl, and void +his excretions; but the hair, I believe, does not become erect +unless some anger is felt. I have seen a dog much terrified +at a band of musicians who were playing loudly outside the house, +with every muscle of his body trembling, with his heart +palpitating so quickly that the beats could hardly be counted, +and panting for breath with widely open mouth, in the same manner +as a terrified man does. Yet this dog had not exerted himself; +he had only wandered slowly and restlessly about the room, +and the day was cold. Even a very slight degree of fear is +invariably shown by the tail being tucked in between the legs. +This tucking in of the fail is accompanied by the ears being +drawn backwards; but they are not pressed closely to the head,as +in snarling, and they are not lowered, as when a dog is pleased +or affectionate. When two young dogs chase each other in play, +the one that runs away always keeps his tail tucked inwards. +So it is when a dog, in the highest spirits, careers like a mad +creature round and round his master in circles, or in figures +of eight. He then acts as if another dog were chasing him. +This curious kind of play, which must be familiar to every one +who has attended to dogs, is particularly apt to be excited, +after the animal has been a little startled or frightened, +as by his master suddenly jumping out on him in the dusk. +In this case, as well as when two young dogs are chasing each +other in play, it appears as if the one that runs away was afraid +of the other catching him by the tail; but as far as I can +find out, dogs very rarely catch each other in this manner. +I asked a gentleman, who had kept foxhounds all his life, +and be applied to other experienced sportsmen, whether they +had ever seen hounds thus seize a fox; but they never had. +It appears that when a dog is chased, or when in danger +of being struck behind, or of anything falling on him, in all +these cases he wishes to withdraw as quickly as possible his +whole hind-quarters, and that from some sympathy or connection +between the muscles, the tail is then drawn closely inwards. +A similarly connected movement between the hind- quarters and +the tail may be observed in the hyaena. Mr. Bartlett informs +me that when two of these animals fight together, they are +mutually conscious of the wonderful power of each other's jaws, +and are extremely cautious. They well know that if one of their +legs were seized, the bone would instantly be crushed into atoms; +hence they approach each other kneeling, with their legs turned +as much as possible inwards, and with their whole bodies bowed, +so as not to present any salient point; thetail at the same time +being closely tucked in between the legs. In this attitude +they approach each other sideways, or even partly backwards. +So again with deer, several of the species, when savage and fighting, +tuck in their tails. When one horse in a field tries to bite +the hind-quarters of another in play, or when a rough boy +strikes a donkey from behind, the hind-quarters and the tail +are drawn in, though it does not appear as if this were done +merely to save the tail from being injured. We have also seen +the reverse of these movements; for when an animal trots with +high elastic steps, the tail is almost always carried aloft. +As I have said, when a dog is chased and runs away, he keeps +his ears directed backwards but still open; and this is clearly +done for the sake of hearing the footsteps of his pursuer. +From habit the ears are often held in this same position, +and the tail tucked in, when the danger is obviously in front. +I have repeatedly noticed, with a timid terrier of mine, +that when she is afraid of some object in front, the nature +of which she perfectly knows and does not need to reconnoitre, +yet she will for a long time hold her ears and tail in this position, +looking the image of discomfort. Discomfort, without any fear, +is similarly expressed: thus, one day I went out of doors, just at +the time when this same dog knew that her dinner would be brought. +I did not call her, but she wished much to accompany me, +and at the same time she wished much for her dinner; +and there she stood, first looking one way and then +the other, with her tail tucked in and ears drawn back, +presenting an unmistakable appearance of perplexed discomfort. +Almost all the expressive movements now described, with the +exception of the grinning from joy, are innate or instinctive, +for they are common to all the individuals, young and old, +of all the breeds. Most of themare likewise common to the +aboriginal parents of the dog, namely the wolf and jackal; +and some of them to other species of the same group. +Tamed wolves and jackals, when caressed by their masters, +jump about for joy, wag their tails, lower their ears, +lick their master's hands, crouch down, and even throw themselves +on the ground belly upwards.[4] I have seen a rather fox-like +African jackal, from the Gaboon, depress its ears when caressed. +Wolves and jackals, when frightened, certainly tuck in their tails; +and a tamed jackal has been described as careering round +his master in circles and figures of eight, like a dog, +with his tail between his legs. It has been stated[5] that foxes, +however tame, never display any of the above expressive movements; +but this is not strictly accurate. Many years ago I observed +in the Zoological Gardens, and recorded the fact at the time, +that a very tame English fox, When caressed by the keeper, +wagged its tail, depressed its ears, and then threw itself +on the ground, belly upwards. The black fox of North America +likewise depressed its ears in a slight degree. But I believe +that foxes never lick the hands of their masters, and I have been +assured that when frightened they never tuck in their tails. +If the explanation which I have given of the expression of affection +in dogs be admitted, then it would appear that animals which have +never been domesticated--namely wolves, jackals, and even foxes-- +have nevertheless ac- quired, through the principle of antithesis, +certain expressive gestures; for it is Dot probable that these animals, +confined in cages, should have learnt them by imitating dogs. +[4] Many particulars are given by Gueldenstadt in his account +of the jackal in Nov. Comm. Acad. Sc. Imp. Petrop. +1775, tom. xx. p. 449. See also another excellent account +of the manners of this animal and of its play, in `Land +and Water,' October, 1869. Lieut. Annesley, R. A., has also +communicated to me some particulars with respect to the jackal. +I have made many inquiries about wolves and jackals in +the Zoological Gardens, and have observed them for myself. +[5] `Land and Water,' November 6, 1869._Cats_.--I have already +described the actions of a cat + +(fig. 9), when feeling savage and not terrified. +She assumes a crouching attitude and occasionally protrudes +her fore-feet, with the claws exserted ready for striking. +The tail is extended, being curled or lashed from side to side. +The hair is not erected--at least it was not so in the few +cases observed by me. The ears are drawn closely backwards +and the teeth are shown. Low savage growls are uttered. +We can understand why the attitude assumed by a cat when preparing +to fight with another cat, or in any way greatly irritated, +is so widely different from that of a dog approaching another dog +with hostile intentions; for the cat uses her fore-feet for striking, +and this renders a crouching position convenient or necessary. +She is also much more accustomed than a dog to lie concealed +and suddenly spring on her prey. No cause can be assigned with +certainty for the tail being lashed or curled from side to side. +This habit is common to many other animals--for instance, +to the puma, when prepared to spring;[1] but it is not +common to dogs, or to foxes, as I infer from Mr. St. John's +account of a fox lying in wait and seizing a hare. +We have already seen that some kinds of lizards and various snakes, +when excited, rapidly vibrate the tips of their tails. +It would appear as if, under strong excitement, there existed +an uncontrollable desire for movement of some kind, owing to +nerve-force being freely liberated from the excited sensorium; +and that as the tail is left free, and as its movement does +not disturb the general position of the body, it is curled +or lashed about. + +All the movements of a cat, when feeling affectionate, are in complete +antithesis to those just described. She now stands upright, +with slightly arched back, tail perpendicularly raised, and ears erected; +and she rubs her cheeks and flanks against her master or mistress. +The desire to rub something is so strong in cats under this state of mind, +that they may often be seen rubbing themselves against the legs +of chairs or tables, or against door-posts. This manner of expressing +affection probably originated through association, as in the case +of dogs, from the mother nursing and fondling her young; and perhaps +from the young themselves loving each other and playing together. +Another and very different gesture, expressive of pleasure, has already +been described, namely, the curious manner in which young and even +old cats, when pleased, alternately protrude their fore-feet, with +separated toes, as if pushing against and sucking their mother's teats. +This habit is so far analogous to that of rubbing against something, +that both apparently are derived from actions performed during +the nursing period. Why cats should show affection by rubbing +so much more than do dogs, though the latter delight in contact +with their masters, and why cats only occasionally lick the hands +of their friends, whilst dogs always do so, I cannot say. Cats cleanse +themselves by licking their own coats more regularly than do dogs. +On the other hand, their tongues seem less well fitted for the work +than the longer and more flexible tongues of dogs. + + +[1] Azara, `Quadrupedes du Paraquay,' 1801, tom. 1. p. 136. + +Cats, when terrified, stand at full height, and arch their backs +in a well-known and ridiculous fashion. They spit, hiss, or growl. +The hair over the whole body, and especially on the tail, becomes erect. +In the instances observed by me the basal part of the tail was held upright, +the terminal part being thrown on one side; but sometimes the tail (see fig. +15) is only a little raised, and is bent almost from the base to one side. +The ears are drawn back, and the teeth exposed. When two kittens +are playing together, the one often thus tries to frighten the other. +From what we have seen in former chapters, all the above points of +expression are intelligible, except the extreme arching of the back. +I am inclined to believe that, in the same manner as many birds, +whilst they ruffle their feathers, spread out their wings and tail, +to make themselves look as big as possible, so cats stand upright at their +full height, arch their backs, often raise the basal part of the tail, +and erect their hair, for the same purpose. The lynx, when attacked, +is said to arch its back, and is thus figured by Brehm. But the keepers +in the Zoological Gardens have never seen any tendency to this action +in the larger feline animals, such as tigers, lions, &c.; and these have +little cause to be afraid of any other animal. + +Cats use their voices much as a means of expression, and they utter, +under various emotions and desires, at least six or seven +different sounds. The purr of satisfaction, which is made during +both inspiration and expiration, is one of the most curious. +The puma, cheetah, and ocelot likewise purr; but the tiger, when pleased, +"emits a peculiar short snuffle, accompanied by the closure +of the eyelids."[7] It is said that the lion, jaguar, and leopard, +do not purr. + + +_Horses_.--Horses when savage draw their ears closely back, +protrude their heads, and partially uncover their incisor teeth, +ready for biting. When inclined to kick behind, they generally, +through habit, draw back their ears; and their eyes are +turned backwards in a peculiar manner.[8] When pleased, +as when some coveted food is brought to them in the stable, +they raise and draw in their heads, prick their ears, +and looking intently towards their friend, often whinny. +Impatience is expressed by pawing the ground. + + +[7] `Land and Water,' 1867, p. 657. See also Azara on the Puma, +in the work above quoted. + +[8] Sir C. Bell, `Anatomy of Expression,' 3rd edit. p. 123. See also p. +126, on horses not breathing through their mouths, with reference +to their distended nostrils. + +The actions of a horse when much startled are highly expressive. +One day my horse was much frightened at a drilling machine, +covered by a tarpaulin, and lying on an open field. He raised +his head so high, that his neck became almost perpendicular; +and this he did from habit, for the machine lay on a slope below, +and could not have been seen with more distinctness through +the raising of the head; nor if any sound had proceeded +from it, could the sound have been more distinctly heard. +His eyes and ears were directed intently forwards; and I +could feel through the saddle the palpitations of his heart. +With red dilated nostrils he snorted violently, and whirling round, +would have dashed off at full speed, had I not prevented him. +The distension of the nostrils is not for the sake of scenting +the source of danger, for when a horse smells carefully at any +object and is not alarmed, he does not dilate his nostrils. +Owing to the presence of a valve in the throat, a horse when +panting does not breathe through his open mouth, but through +his nostrils; and these consequently have become endowed with +great powers of expansion. This expansion of the nostrils, +as well as the snorting, and the palpitations of the heart, +are actions which have become firmly associated during a long +series of generations with the emotion of terror; for terror +has habitually led the horse to the most violent exertion +in dashing away at full speed from the cause of danger. + + +_Ruminants_.--Cattle and sheep are remarkable from displaying in so slight +a degree their emotions or sensations, excepting that of extreme pain. +A bull when enraged exhibits his rage only by the manner in which be +holds his lowered head, with distended nostrils, and by bellowing. +He also often paws the ground; but this pawing seems quite different +from that of an impatient horse, for when the soil is loose, he throws up +clouds of dust. I believe that bulls act in this manner when irritated +by flies, for the sake of driving them away. The wilder breeds of sheep +and the chamois when startled stamp on the ground, and whistle through +their noses; and this serves as a danger-signal to their comrades. +The musk-ox of the Arctic regions, when encountered, likewise stamps +on the ground.[9] How this stamping action arose I cannot conjecture; +for from inquiries which I have made it does not appear that any of +these animals fight with their fore-legs. + +Some species of deer, when savage, display far more expression +than do cattle, sheep, or goats, for, as has already been stated, +they draw back their ears, grind their teeth, erect their hair, +squeal, stamp on the ground, and brandish their horns. +One day in the Zoological Gardens, the Formosan deer +(_Cervus pseudaxis_) approached me in a curious attitude, +with his muzzle raised high up, so that the horns were pressed +back on his neck; the head being held rather obliquely. +From the expression of his eye I felt sure that he was savage; +he approached slowly, and as soon as he came close to the iron bars, +he did not lower his head to butt at me, but suddenly bent it inwards, +and struck his horns with great force against the railings. +Mr. Bartlett informs me that some other species of deer place +themselves in the same attitude when enraged. + +_Monkeys_.--The various species and genera of monkeys express +their feelings in many different ways; and this fact is interesting, +as in some degree bearing on the question, whether the so-called races +of man should be ranked as distinct species or varieties; for, as we +shall see in the following chapters, the different races of man express +their emotions and sensations with remarkable uniformity throughout +the world. Some of the expressive actions of monkeys are interesting +in another way, namely from being closely analogous to those of man. +As I have had no opportunity of observing any one species of the group +under all circumstances, my miscellaneous remarks will be best arranged +under different states of the mind. + +[9] `Land and Water,' 1869, p. 152. + +_Pleasure, joy, affection_--It is not possible to distinguish +in monkeys, at least without more experience than I have had, +the expression of pleasure or joy from that of affection. +Young chimpanzees make a kind of barking noise, when pleased +by the return of any one to whom they are attached. +When this noise, which the keepers call a laugh, is uttered, +the lips are protruded; but so they are under various other emotions. +Nevertheless I could perceive that when they were pleased +the form of the lips differed a little from that assumed +when they were angered. If a young chimpanzee be tickled-- +and the armpits are particularly sensitive to tickling, as in +the case of our children,--a more decided chuckling or laughing +sound is uttered; though the laughter is sometimes noiseless. +The corners of the mouth are then drawn backwards; and this +sometimes causes the lower eyelids to be slightly wrinkled. +But this wrinkling, which is so characteristic of our own laughter, +is more plainly seen in some other monkeys. The teeth in +the upper jaw in the chimpanzee are not exposed when they utter +their laughing noise, in which respect they differ from us. +But their eyes sparkle and grow brighter, as Mr. W. L. Martin,[10] +who has particularly attended to their expression, states. + + +[10] `Natural History of Mammalia,' 1841, vol. 1. pp. 383, 410. + +Young Orangs, when tickled, likewise grin and make a chuckling sound; +and Mr. Martin says that their eyes grow brighter. As soon as their +laughter ceases, an expression may be detected passing over their faces, +which, as Mr. Wallace remarked to me, may be called a smile. +I have also noticed something of the same kind with the chimpanzee. +Dr. Duchenne--and I cannot quote a better authority--informs me +that he kept a very tame monkey in his house for a year; +and when he gave it during meal-times some choice delicacy, +he observed that the corners of its mouth were slightly raised; +thus an expression of satisfaction, partaking of the nature of an +incipient smile, and resembling that often seen on the face of main, +could be plainly perceived in this animal. + +The _Cebus azarae_,[11] when rejoiced at again seeing a beloved person, +utters a peculiar tittering (_kichernden_) sound. It also expresses +agreeable sensations, by drawing back the corners of its mouth, +without producing any sound. Rengger calls this movement laughter, +but it would be more appropriately called a smile. The form +of the mouth is different when either pain or terror is expressed, +and high shrieks are uttered. Another species of _Cebus_ in the +Zoological Gardens (_C. hypoleucus_) when pleased, makes a reiterated +shrill note, and likewise draws back the corners of its mouth, +apparently through the contraction of the same muscles as with us. +So does the Barbary ape (_Inuus ecaudatus_) to an extraordinary degree; +and I observed in this monkey that the skin of the lower eyelids then +became much wrinkled. At the same time it rapidly moved its lower jaw +or lips in a spasmodic manner, the teeth being exposed; but the noise +produced was hardly more distinct than that which we sometimes call +silent laughter. Two of the keepers affirmed that this slight sound +was the animal's laughter, and when I expressed some doubt on this head +(being at the time quite inexperienced), they made it attack or rather +threaten a hated Entellus monkey, living in the same compartment. +Instantly the whole expression of the face of the Inuus changed; +the mouth was opened much more widely, the canine teeth were more +fully exposed, and a hoarse barking noise was uttered. + + +[11] Rengger (`Sagetheire von Paraquay', 1830, s. 46) kept these monkeys +in confinement for seven years in their native country of Paraguay. + +The Anubis baboon (_Cynocephalus anubis_) was first insulted +and put into a furious rage, as was easily done, by his keeper, +who then made friends with him and shook hands. As the reconciliation +was effected the baboon rapidly moved up and down his jaws and lips, +and looked pleased. When we laugh heartily, a similar movement, +or quiver, may be observed more or less distinctly in our jaws; +but with man the muscles of the chest are more particularly acted on, +whilst with this baboon, and with some other monkeys, it is the muscles +of the jaws and lips which are spasmodically affected. + +I have already had occasion to remark on the curious manner +in which two or three species of Alacacus and the _Cynopithecus +niger_ draw back their ears and utter a slight jabbering noise, +when they are pleased by being caressed. With the Cynopithecus +(fig. 17), the corners of the mouth are at the same time +drawn backwards and upwards, so that the teeth are exposed. +Hence this expression would never be recognized by a stranger as one +of pleasure. The crest of long hairs on the forehead is depressed, +and apparently the whole skin of the head drawn backwards. +The eyebrows are thus raised a little, and the eyes assume a +staring appearance. The lower eyelids also become slightly wrinkled; +but this wrinkling is not conspicuous, owing to the permanent +transverse furrows on the face. + +_Painful emotions and sensations_.--With monkeys the expression of +slight pain, or of any painful emotion, such as grief, vexation, jealousy, +&c., is not easily distinguished from that of moderate anger; +and these states of mind readily and quickly pass into each other. +Grief, however, with some species is certainly exhibited by weeping. +A woman, who sold a monkey to the Zoological Society, believed to have +come from Borneo (_Macacus maurus_ or _M. inornatus_ of Gray), said +that it often cried; and Mr. Bartlett, as well as the keeper Mr. Sutton, +have repeatedly seen it, when grieved, or even when much pitied, +weeping so copiously that the tears rolled down its cheeks. +There is, however, something strange about this case, for two specimens +subsequently kept in the Gardens, and believed to be the same species, +have never been seen to weep, though they were carefully observed +by the keeper and myself when much distressed and loudly screaming. +Rengger states[12] that the eyes of the _Cebus azarae_ fill +with tears, but not sufficiently to overflow, when it is prevented +getting some much desired object, or is much frightened. +Humboldt also asserts that the eyes of the _Callithrix sciureus_ +"instantly fill with tears when it is seized with fear;" +but when this pretty little monkey in the Zoological Gardens +was teased, so as to cry out loudly, this did not occur. +I do not, however, wish to throw the least doubt on the accuracy +of Humboldt's statement. + +The appearance of dejection in young orangs and chimpanzees, when out +of health, is as plain and almost as pathetic as in the case of our children. +This state of mind and body is shown by their listless movements, +fallen countenances, dull eyes, and changed complexion. + + +[12] Rengger, ibid. s. 46. Humboldt, `Personal Narrative, Eng. translat. +vol. iv. p. 527. {Illust. caption = FIG. 16.--_Cynopithecus niger_, +in a placid condition. + +Drawn from life by Mr. Wolf. FIG. 17.--The same, when pleased +by being caressed.} + +_Anger_.--This emotion is often exhibited by many kinds of monkeys, +and is expressed, as Mr. Martin remarks,[13] in many different ways. +"Some species, when irritated, pout the lips, gaze with a fixed and +savage glare on their foe, and make repeated short starts as if about +to spring forward, uttering at the same time inward guttural sounds. +Many display their anger by suddenly advancing, making abrupt starts, +at the same time opening the mouth and pursing up the lips, +so as to conceal the teeth, while the eyes are daringly fixed on +the enemy, as if in savage defiance. Some again, and principally +the long-tailed monkeys, or Guenons, display their teeth, and accompany +their malicious grins with a sharp, abrupt, reiterated cry." +Mr. Sutton confirms the statement that some species uncover +their teeth when enraged, whilst others conceal them by the +protrusion of their lips; and some kinds draw back their ears. +The _Cynopithecus niger_, lately referred to, acts in this manner, +at the same time depressing the crest of hair on its forehead, +and showing its teeth; so that the movements of the features from anger +are nearly the same as those from pleasure; and the two expressions +can be distinguished only by those familiar with the animal. + +Baboons often show their passion and threaten their enemies +in a very odd manner, namely, by opening their mouths widely +as in the act of yawning. Mr. Bartlett has often seen two baboons, +when first placed in the same compartment, sitting opposite +to each other and thus alternately opening their mouths; +and this action seems frequently to end in a real yawn. +Mr. Bartlett believes that both animals wish to show to each +other that they are provided with a formidable set of teeth, +as is undoubtedly the case. As I could hardly credit the reality +of this yawning gesture, Mr. Bartlett insulted an old baboon and put +him into a violent passion; and he almost immediately thus acted. +Some species of Macacus and of Cereopithecus[14] behave +in the same manner. Baboons likewise show their anger, as was +observed by Brehin with those which he kept alive in Abyssinia, +in another manner, namely, by striking the ground with one hand, +"like an angry man striking the table with his fist." +I have seen this movement with the baboons in the Zoological Gardens; +but sometimes the action seems rather to represent the searching +for a stone or other object in their beds of straw. + + +[13] Nat. Hist. of Mammalia, 1841, p. 351. + +Mr. Sutton has often observed the face of the _Macacus rhesus_, +when much enraged, growing red. As he was mentioning this to me, +another monkey attacked a _rhesus_, and I saw its face redden as plainly +as that of a man in a violent passion. In the course of a few minutes, +after the battle, the face of this monkey recovered its natural tint. +At the same time that the face reddened, the naked posterior part +of the body, which is always red, seemed to grow still redder; +but I cannot positively assert that this was the case. +When the Mandrill is in any way excited, the brilliantly coloured, +naked parts of the skin are said to become still more vividly coloured. + +With several species of baboons the ridge of the forehead projects +much over the eyes, and is studded with a few long hairs, +representing our eyebrows. These animals are always looking +about them, and in order to look upwards they raise their eyebrows. +They have thus, as it would appear, acquired the habit of frequently +moving their eyebrows. However this may be, many kinds of monkeys, +especially the baboons, when angered or in any way excited, +rapidly and incessantly move their eyebrows up and down, +as well as the hairy skin of their foreheads.[15] As we associate +in the case of man the raising and lowering of the eyebrows +with definite states of the mind, the almost incessant movement +of the eyebrows by monkeys gives them a senseless expression. +I once observed a man who had a trick of continually raising +his eyebrows without any corresponding emotion, and this gave +to him a foolish appearance; so it is with some persons who keep +the corners of their mouths a little drawn backwards and upwards, +as if by an incipient smile, though at the time they are not +amused or pleased. + + +[14] Brehm, `Thierleben,' B. i. s. 84. On baboons striking +the ground, s. 61. + +A young orang, made jealous by her keeper attending to another monkey, +slightly uncovered her teeth, and, uttering a peevish noise like _tish-shist_, +turned her back on him. Both orangs and chimpanzees, when a little +more angered, protrude their lips greatly, and make a harsh barking noise. +A young female chimpanzee, in a violent passion, presented a curious +resemblance to a child in the same state. She screamed loudly with widely +open mouth, the lips being retracted so that the teeth were fully exposed. +She threw her arms wildly about, sometimes clasping them over her head. +She rolled on the ground, sometimes on her back, sometimes on her belly, +and bit everything within reach. A young gibbon (_Hylobates syndactylus_) +in a passion has been described[16] as behaving in almost exactly +the same manner. + +The lips of young orangs and chimpanzees are protruded, +sometimes to a wonderful degree, under various circumstances. +They act thus, not only when slightly angered, sulky, +or disappointed, but when alarmed at anything--in one instance, +at the sight of a turtle,[17]--and likewise when pleased. +But neither the degree of protrusion nor the shape of +the mouth is exactly the same, as I believe, in all cases; +and the sounds which are then uttered are different. +The accompanying drawing represents a chimpanzee made sulky +by an orange having been offered him, and then taken away. +A similar protrusion or pouting of the lips, though to a much +slighter degree, may be seen in sulky children. + + +[15] Brehm remarks (`Thierleben,' s. 68) that the eyebrows of the _Inuus +ecaudatus_ are frequently moved up and down when the animal is angered. + +[16] G. Bennett, `Wanderings in New South Wales,' &c. vol. +ii. 1834, p. 153. FIG. 18.-Chimpanzee disappointed and sulky. +Drawn from life by Mr. Wood. + +Many years ago, in the Zoological Gardens, I placed a looking-glass +on the floor before two young orangs, who, as far as it was known, +had never before seen one. At first they gazed at their own images +with the most steady surprise, and often changed their point of view. +They then approached close and protruded their lips towards the image, +as if to kiss it, in exactly the same manner as they had previously done +towards each other, when first placed, a few days before, in the same room. +They next made all sorts of grimaces, and put themselves in various +attitudes before the mirror; they pressed and rubbed the surface; +they placed their hands at different distances behind it; looked behind it; +and finally seemed almost frightened, started a little, became cross, +and refused to look any longer. + +When we try to perform some little action which is difficult +and requires precision, for instance, to thread a needle, +we generally close our lips firmly, for the sake, I presume, +of not disturbing our movements by breathing; and I noticed +the same action in a young Orang. The poor little creature +was sick, and was amusing itself by trying to kill the flies +on the window-panes with its knuckles; this was difficult +as the flies buzzed about, and at each attempt the lips were +firmly compressed, and at the same time slightly protruded. + + +[17] W. L. Martin, Nat. Hist. of Mamm. Animals, 1841, p. 405. + +Although the countenances, and more especially the gestures, of orangs +and chimpanzees are in some respects highly expressive, I doubt whether on +the whole they are so expressive as those of some other kinds of monkeys. +This may be attributed in part to their ears being immovable, +and in part to the nakedness of their eyebrows, of which the movements +are thus rendered less conspicuous. When, however, they raise their +eyebrows their foreheads become, as with us, transversely wrinkled. +In comparison with man, their faces are inexpressive, chiefly owing +to their not frowning under any emotion of the mind--that is, as far +as I have been able to observe, and I carefully attended to this point. +Frowning, which is one of the most important of all the expressions in man, +is due to the contraction of the corrugators by which the eyebrows are lowered +and brought together, so that vertical furrows are formed on the forehead. +Both the orang and chimpanzee are said[18] to possess this muscle, +but it seems rarely brought into action, at least in a conspicuous manner. +I made my hands into a sort of cage, and placing some tempting fruit within, +allowed both a young orang and chimpanzee to try their utmost to get it out; +but although they grew rather cross, they showed not a trace of a frown. +Nor was there any frown when they were enraged. Twice I took two chimpanzees +from their rather dark room suddenly into bright sunshine, which would +certainly have caused us to frown; they blinked and winked their eyes, +but only once did I see a very slight frown. On another occasion, +I tickled the nose of a chimpanzee with a straw, and as it crumpled +up its face, slight vertical furrows appeared between the eyebrows. +I have never seen a frown on the forehead of the orang. + + + +[18] Prof. Owen on the Orang, Proc. Zool. Soc. 1830, p. 28. +On the Chimpanzee, see Prof. Macalister, in Annals and Mag. +of Nat. Hist. vol. vii. 1871, p. 342, who states that the _corrugator +supercilii_ is inseparable from the _orbicularis palpebrarum_. + +The gorilla, when enraged, is described as erecting its crest +of hair, throwing down its under lip, dilating its nostrils, +and uttering terrific yells. Messrs. Savage and Wyman[19] +state that the scalp can be freely moved backwards and forwards, +and that when the animal is excited it is strongly contracted; +but I presume that they mean by this latter expression that the scalp +is lowered; for they likewise speak of the young chimpanzee, +when crying out, as having the eyebrows strongly contracted." +The great power of movement in the scalp of the gorilla, +of many baboons and other monkeys, deserves notice in relation +to the power possessed by some few men, either through reversion +or persistence, of voluntarily moving their scalps.[20] + +_Astonishment, Terror_--A living fresh-water turtle was placed at my request +in the same compartment in the Zoological Gardens with many monkeys; +and they showed unbounded astonishment, as well as some fear. +This was displayed by their remaining motionless, staring intently +with widely opened eyes, their eyebrows being often moved up and down. +Their faces seemed somewhat lengthened. They occasionally raised themselves +on their hind-legs to get abetter view. They often retreated a few feet, +and then turning their heads over one shoulder, again stared intently. +It was curious to observe how much less afraid they were of the turtle +than of a living snake which I had formerly placed in their compartment;[21] +for in the course of a few minutes some of the monkeys ventured to approach +and touch the turtle. On the other hand, some of the larger baboons +were greatly terrified, and grinned as if on the point of screaming out. +When I showed a little dressed-up doll to the _Cynopithecus niger_, +it stood motionless, stared intently with widely opened eyes, and advanced its +ears a little forwards. But when the turtle was placed in its compartment, +this monkey also moved its lips in an odd, rapid, jabbering manner, +which the keeper declared was meant to conciliate or please the turtle. + + +[19] Boston Journal of Nat. Hist. 1845---47, vol. v. p. 423. On the +Chimpanzee, ibid. 1843-44, vol. iv. p. 365. + +[20] See on this subject, `Descent of Man,' vol. i. p. 20. + +I was never able clearly to perceive that the eyebrows of astonished +monkeys were kept permanently raised, though they were frequently +moved up and down. Attention, which precedes astonishment, +is expressed by man by a slight raising of the eyebrows; +and Dr. Duchenne informs me that when he gave to the monkey +formerly mentioned some quite new article of food, it elevated its +eyebrows a little, thus assuming an appearance of close attention. +It then took the food in its fingers, and, with lowered +or rectilinear eyebrows, scratched, smelt, and examined it,-- +an expression of reflection being thus exhibited. Sometimes it +would throw back its head a little, and again with suddenly +raised eyebrows re-examine and finally taste the food. + +In no case did any monkey keep its mouth open when it was astonished. +Mr. Sutton observed for me a young orang and chimpanzee during a considerable +length of time; and however much they were astonished, or whilst listening +intently to some strange sound, they did not keep their mouths open. +This fact is surprising, as with mankind hardly any expression is more +general than a widely open mouth under the sense of astonishment. +As far as I have been able to observe, monkeys breathe more freely +through their nostrils than men do; and this may account for their not +opening their mouths when they are astonished; for, as we shall see +in a future chapter, man apparently acts in this manner when startled, +at first for the sake of quickly drawing a full inspiration, and afterwards +for the sake of breathing as quietly as possible. + + +[21] `Descent of Man,' vol, i. p, 43. + +Terror is expressed by many kinds of monkeys by the utterance of +shrill screams; the lips being drawn back, so that the teeth are exposed. +The hair becomes erect, especially when some anger is likewise felt. +Mr. Sutton has distinctly seen the face of the _Macacus rhesus_ +grow pale from fear. Monkeys also tremble from fear; and sometimes +they void their excretions. I have seen one which, when caught, +almost fainted from an excess of terror. + + +Sufficient facts have now been given with respect to the expressions of +various animals. It is impossible to agree with Sir C. Bell when he says[22] +that "the faces of animals seem chiefly capable of expressing rage and fear;" +and again, when he says that all their expressions "may be referred, +more or less plainly, to their acts of volition or necessary instincts." +He who will look at a dog preparing to attack another dog or a man, and at +the same animal when caressing his master, or will watch the countenance +of a monkey when insulted, and when fondled by his keeper, will be forced +to admit that the movements of their features and their gestures are almost +as expressive as those of man. Although no explanation can be given +of some of the expressions in the lower animals, the greater number are +explicable in accordance with the three principles given at the commencement +of the first chapter. + + +[22] `Anatomy of Expression,' 3rd edit. 1844, pp. 138, 121. CHAPTER VI. + +SPECIAL EXPRESSIONS OF MAN: SUFFERING AND WEEPING. + +The screaming and weeping Of infants--Forms of features-- +Age at which weeping commences--The effects of habitual restraint +on weeping--Sobbing--Cause of the contraction of the muscles round +the eyes during screaming--Cause of the secretion of tears. + + +IN this and the following chapters the expressions exhibited by Man +under various states of the mind will be described and explained, +as far as lies in my power. My observations will be arranged +according to the order which I have found the most convenient; +and this will generally lead to opposite emotions and sensations +succeeding each other. + +_Suffering of the body and mind: weeping_.--I have already +described in sufficient detail, in the third chapter, the signs +of extreme pain, as shown by screams or groans, with the writhing +of the whole body and the teeth clenched or ground together. +These signs are often accompanied or followed by profuse +sweating, pallor, trembling, utter prostration, or faintness. +No suffering is greater than that from extreme fear or horror, +but here a distinct emotion comes into play, and will be +elsewhere considered. Prolonged suffering, especially of the mind, +passes into low spirits, grief, dejection, and despair, +and these states will be the subject of the following chapter. +Here I shall almost confine myself to weeping or crying, +more especially in children. + +Infants, when suffering even slight pain, moderate hunger, +or discomfort, utter violent and prolonged screams. +Whilst thus screaming their eyes are firmly closed, so that the skin +round them is wrinkled, and the forehead contracted into a frown. +The mouth is widely opened with the lips retracted in a +peculiar manner, which causes it to assume a squarish form; +the gums or teeth being more or less exposed. The breath is inhaled +almost spasmodically. It is easy to observe infants whilst screaming; +but I have found photographs made by the instantaneous process +the best means for observation, as allowing more deliberation. +I have collected twelve, most of them made purposely for me; +and they all exhibit the same general characteristics. +I have, therefore, had six of them[1] (Plate I.) reproduced by +the heliotype process. + +The firm closing of the eyelids and consequent compression +of the eyeball,--and this is a most important element in +various expressions,--serves to protect the eyes from becoming too +much gorged with blood, as will presently be explained in detail. +With respect to the order in which the several muscles contract +in firmly compressing the eyes, I am indebted to Dr. Langstaff, +of Southampton, for some observations, which I have since repeated. +The best plan for observing the order is to make a person +first raise his eyebrows, and this produces transverse wrinkles +across the forehead; and then very gradually to contract all +the muscles round the elves with as much force as possible. +The reader who is unacquainted with the anatomy of the face, +ought to refer to p. 24, and look at the woodcuts 1 to 3. +The corrugators of the brow (_corrugator supercilii_) seem to be +the first muscles to contract; and these draw the eyebrows downwards +and inwards towards the base of the nose, causing vertical furrows, +that is a frown, to appear between the eyebrows; at the same time +they cause the disappearance of the transverse wrinkles across +the forehead. The orbicular muscles contract almost simultaneously +with the corrugators, and produce wrinkles all round the eyes; +they appear, however, to be enabled to contract with greater force, +as soon as the contraction of the corrugators has given them +some support. Lastly, the pyramidal muscles of the nose contract; +and these draw the eyebrows and the skin of the forehead still +lower down, producing short transverse wrinkles across the base +of the nose.[2] For the sake of brevity these muscles will generally +be spoken of as the orbiculars, or as those surrounding the eyes. + + +[1] The best photographs in my collection are by Mr. Rejlander, +of Victoria Street, London, and by Herr Kindermann, +of Hamburg. Figs. 1, 3, 4, and 6 are by the former; and figs. +2 and 5, by the latter gentleman. Fig. 6 is given to show +moderate crying in an older child. + +When these muscles are strongly contracted, those running +to the upper lip[3] likewise contract and raise the upper lip. +This might have been expected from the manner in which at least +one of them, the _malaris_, is connected with the orbiculars. +Any one who will gradually contract the muscles round his eyes, +will feel, as he increases the force, that his upper lip +and the wings of his nose (which are partly acted on by one +of the same muscles) are almost always a little drawn up. +If he keeps his mouth firmly shut whilst contracting the muscles +round the eyes, and then suddenly relaxes his lips, he will +feel that the pressure on his eyes immediately increases. +So again when a person on a bright, glaring day wishes to look at +a distant object, but is compelled partially to close his eyelids, +the upper lip may almost always be observed to be somewhat raised. +The mouths of some very short-sighted persons, who are forced +habitually to reduce the aperture of their eyes, wear from this +same reason a grinning expression. + + +[2] Henle (`Handbuch d. Syst. Anat. 1858, B. i. s. 139) agrees with +Duchenne that this is the effect of the contraction of the _pyramidalis nasi_. + +[3] These consist of the _levator labii superioris alaeque nasi_, +the _levator labii proprius_, the _malaris_, and the _zygomaticus minor_, +or little zygomatic. This latter muscle runs parallel to and above +the great zygomatic, and is attached to the outer part of the upper lip. +It is represented in fig. 2 (I. p. 24), but not in figs. +1 and 3. Dr. Duchenne first showed (`Mecanisme de la +Physionomie Humaine,' Album, 1862, p. 39) the importance of the contraction +of this muscle in the shape assumed by the features in crying. +Henle considers the above-named muscles (excepting the _malaris_) +as subdivisions of the q_uadratus labii superioris_. + +The raising of the upper lip draws upwards the flesh of the upper +parts of the cheeks, and produces a strongly marked fold on +each cheek,--the naso-labial fold,--which runs from near the wings +of the nostrils to the corners of the mouth and below them. +This fold or furrow may be seen in all the photographs, +and is very characteristic of the expression of a crying child; +though a nearly similar fold is produced in the act of +laughing or Smiling.[4] + + +[4] Although Dr. Duchenne has so carefully studied the contraction +of the different muscles during the act of crying, and the +furrows on the face thus produced, there seems to be something +incomplete in his account; but what this is I cannot say. +He has given a figure (Album, fig. 48) in which one half of +the face is made, by galvanizing the proper muscles, to smile; +whilst the other half is similarly made to begin crying. +Almost all those (viz. nineteen out of twenty-one persons) +to whom I showed the smiling half of the face instantly +recognized the expression; but, with respect to the other half, +only six persons out of twenty-one recognized it,--that is, +if we accept such terms as "grief," "misery," "annoyance," +as correct;--whereas, fifteen persons were ludicrously mistaken; +some of them saying the face expressed "fun," "satisfaction," +"cunning," "disgust," &c. We may infer from this that there +is something wrong in the expression. Some of the fifteen +persons may, however, have been partly misled by not expecting +to see an old man crying, and by tears not being secreted. +With respect to another figure by Dr. Duchenne (fig. 49), in which +the muscles of half the face are galvanized in order to represent +a man beginning to cry, with the eyebrow on the same side +rendered oblique, which is characteristic of misery, the expression +was recognized by a greater proportional number of persons. +Out of twenty-three persons, fourteen answered correctly, +"sorrow," "distress," "grief," "just going to cry," +"endurance of pain," &c. On the other hand, nine persons either +could form no opinion or were entirely wrong, answering, +"cunning leer," "jocund," "looking at an intense light," +"looking at a distant object," &c. + +As the upper lip is much drawn up during the act of screaming, in the +manner just explained, the depressor muscles of the angles of the mouth +(see K in woodcuts 1 and 2) are strongly contracted in order to keep +the mouth widely open, so that a full volume of sound may be poured forth. +The action of these opposed muscles, above and below, tends to give +to the mouth an oblong, almost squarish outline, as may be seen +in the accompanying photographs. An excellent observer,[5] in +describing a baby crying whilst being fed, says, "it made its mouth +like a square, and let the porridge run out at all four corners." +I believe, but we shall return to this point in a future chapter, +that the depressor muscles of the angles of the mouth are less +under the separate control of the will than the adjoining muscles; +so that if a young child is only doubtfully inclined to cry, this muscle +is generally the first to contract, and is the last to cease contracting. +When older children commence crying, the muscles which run to the upper +lip are often the first to contract; and this may perhaps be due +to older children not having so strong a tendency to scream loudly, +and consequently to keep their mouths widely open; so that the above-named +depressor muscles are not brought into such strong action. + + + +[5] Mrs. Gaskell, `Mary Barton,' new edit. p. 84. + +With one of my own infants, from his eighth day and for some time afterwards, +I often observed that the first sign of a screaming-fit, when it could be +observed coming on gradually, was a little frown, owing to the contraction +of the corrugators of the brows; the capillaries of the naked head and face +becoming at the same time reddened with blood. As soon as the screaming-fit +actually began, all the muscles round the eyes were strongly contracted, +and the mouth widely opened in the manlier above described; so that at this +early period the features assumed the same form as at a more advanced age. + +Dr. Piderit[6] lays great stress on the contraction of certain +muscles which draw down the nose and narrow the nostrils, +as eminently characteristic of a crying expression. +The _depressores anguli oris_, as we have just seen, are usually +contracted at the same time, and they indirectly tend, +according to Dr. Duchenne, to act in this same manner on the nose. +With children having bad colds a similar pinched appearance +of the nose may be noticed, which is at least partly due, +as remarked to me by Dr. Langstaff, to their constant snuffling, +and the consequent pressure of the atmosphere on the two sides. +The purpose of this contraction of the nostrils by children having +bad colds, or whilst crying, seems to be to cheek the downward +flow of the mucus and tears, and to prevent these fluids +spreading over the upper lip. + +After a prolonged and severe screaming-fit, the scalp, face, and eyes +are reddened, owing to the return of the blood from the head having +been impeded by the violent expiratory efforts; but the redness of +the stimulated eyes is chiefly due to the copious effusion of tears. +The various muscles of the face which have been strongly contracted, +still twitch a little, and the upper lip is still slightly drawn up or +everted,[7] with the corners of the mouth still a little drawn downwards. +I have myself felt, and have observed in other grown-up persons, +that when tears are restrained with difficulty, as in reading a +pathetic story, it is almost impossible to prevent the various muscles. +which with young children are brought into strong action during their +screaming-fits, from slightly twitching or trembling. + + +[6] `Mimik und Physiognomik,' 1867, s. 102. Duchenne, Mecanisme de +la Phys. Humaine, Album, p. 34. + +Infants whilst young do not shed tears or weep, as is well known +to nurses and medical men. This circumstance is not exclusively due +to the lacrymal glands being as yet incapable of secreting tears. +I first noticed this fact from having accidentally brushed with the cuff +of my coat the open eye of one of my infants, when seventy-seven days old, +causing this eye to water freely; and though the child screamed violently, +the other eye remained dry, or was only slightly suffused with tears. +A similar slight effusion occurred ten days previously in both eyes +during a screaming-fit. The tears did not run over the eyelids and roll +down the cheeks of this child, whilst screaming badly, when 122 days old. +This first happened 17 days later, at the age of 139 days. +A few other children have been observed for me, and the period of free +weeping appears to be very variable. In one case, the eyes became +slightly suffused at the age of only 20 days; in another, at 62 days. +With two other children, the tears did NOT run down the face at the ages of 84 +and 110 days; but in a third child they did run down at the age of 104 days. +In one instance, as I was positively assured, tears ran down at the unusually +early age of 42 days. It would appear as if the lacrymal glands required +some practice in the individual before they are easily excited into action, +in somewhat the same manner as various inherited consensual movements +and tastes require some exercise before they are fixed and perfected. +This is all the more likely with a habit like weeping, which must have been +acquired since the period when man branched off from the common progenitor +of the genus Homo and of the non-weeping anthropomorphous apes. + + +[7] Dr. Duchenne makes this remark, ibid. p. 39. + +The fact of tears not being shed at a very early age from pain +or any mental emotion is remarkable, as, later in life, no expression +is more general or more strongly marked than weeping. When the habit +has once been acquired by an infant, it expresses in the clearest +manner suffering of all kinds, both bodily pain and mental distress, +even though accompanied by other emotions, such as fear or rage. +The character of the crying, however, changes at a very early age, as I +noticed in my own infants,--the passionate cry differing from that of grief. +A lady informs me that her child, nine months old, when in a passion +screams loudly, but does not weep; tears, however, are shed when she +is punished by her chair being turned with its back to the table. +This difference may perhaps be attributed to weeping being restrained, +as we shall immediately see, at a more advanced age, under most +circumstances excepting grief; and to the influence of such restraint +being transmitted to an earlier period of life, than that at which it +was first practised. + +With adults, especially of the male sex, weeping soon ceases +to be caused by, or to express, bodily pain. This may be accounted +for by its being thought weak and unmanly by men, both of civilized +and barbarous races, to exhibit bodily pain by any outward sign. +With this exception, savages weep copiously from very slight causes, +of which fact Sir J. Lubbock[8] has collected instances. +A New Zealand chief "cried like a child because the sailors +spoilt his favourite cloak by powdering it with flour." +I saw in Tierra del Fuego a native who had lately lost a brother, +and who alternately cried with hysterical violence, and laughed +heartily at anything which amused him. With the civilized nations +of Europe there is also much difference in the frequency of weeping. +Englishmen rarely cry, except under the pressure of the acutest grief; +whereas in some parts of the Continent the men shed tears much +more readily and freely. + +The insane notoriously give way to all their emotions with little or +no restraint; and I am informed by Dr. J. Crichton Browne, that nothing +is more characteristic of simple melancholia, even in the male sex, +than a tendency to weep on the slightest occasions, or from no cause. +They also weep disproportionately on the occurrence of any real +cause of grief. The length of time during which some patients weep +is astonishing, as well as the amount of tears which they shed. +One melancholic girl wept for a whole day, and afterwards confessed +to Dr. Browne, that it was because she remembered that she had once +shaved off her eyebrows to promote their growth. Many patients +in the asylum sit for a long time rocking themselves backwards +and forwards; "and if spoken to, they stop their movements, purse up +their eyes, depress the corners of the mouth, and burst out crying." +In some of these cases, the being spoken to or kindly greeted appears +to suggest some fanciful and sorrowful notion; but in other cases an effort +of any kind excites weeping, independently of any sorrowful idea. +Patients suffering from acute mania likewise have paroxysms of violent +crying or blubbering, in the midst of their incoherent ravings. +We must not, however, lay too much stress on the copious shedding +of tears by the insane, as being due to the lack of all restraint; +for certain brain-diseases, as hemiplegia, brain-wasting, and +senile decay, have a special tendency to induce weeping. +Weeping is common in the insane, even after a complete state +of fatuity has been reached and the power of speech lost. +Persons born idiotic likewise weep;[9] but it is said that this +is not the case with cretins. + + +[8] `The Origin of Civilization,' 1870, p. 355. + +Weeping seems to be the primary and natural expression, as we +see in children, of suffering of any kind, whether bodily pain +short of extreme agony, or mental distress. But the foregoing +facts and common experience show us that a frequently repeated +effort to restrain weeping, in association with certain states +of the mind, does much in checking the habit. On the other hand, +it appears that the power of weeping can be increased through habit; +thus the Rev. R. Taylor,[10] who long resided in New Zealand, +asserts that the women can voluntarily shed tears in abundance; +they meet for this purpose to mourn for the dead, and they take +pride in crying "in the most affecting manner." + +A single effort of repression brought to bear on the lacrymal glands +does little, and indeed seems often to lead to an opposite result. +An old and experienced physician told me that he had always found +that the only means to check the occasional bitter weeping of ladies +who consulted him, and who themselves wished to desist, was earnestly +to beg them not to try, and to assure them that nothing would relieve +them so much as prolonged and copious crying. + + +[9] See, for instance, Mr. Marshall's account of an idiot +in Philosoph. Transact. 1864, p. 526. With respect to cretins, +see Dr. Piderit, `Mimik und Physiognomik,' 1867, s. 61. + +[10] `New Zealand and its Inhabitants,' 1855, p. 175. + +The screaming of infants consists of prolonged expirations, +with short and rapid, almost spasmodic inspirations, followed at +a somewhat more advanced age by sobbing. According to Gratiolet,[11] +the glottis is chiefly affected during the act of sobbing. +This sound is heard "at the moment when the inspiration conquers +the resistance of the glottis, and the air rushes into the chest." +But the whole act of respiration is likewise spasmodic and violent. +The shoulders are at the same time generally raised, as by this +movement respiration is rendered easier. With one of my infants, +when seventy-seven days old, the inspirations were so rapid +and strong that they approached in character to sobbing; when 138 +days old I first noticed distinct sobbing, which subsequently +followed every bad crying-fit. The respiratory movements are partly +voluntary and partly involuntary, and I apprehend that sobbing +is at least in part due to children having some power to command +after early infancy their vocal organs and to stop their screams, +but from having less power over their respiratory muscles, +these continue for a time to act in an involuntary or +spasmodic manner, after having been brought into violent action. +Sobbing seems to be peculiar to the human species; for the keepers +in the Zoological Gardens assure me that they have never heard +a sob from any kind of monkey; though monkeys often scream loudly +whilst being chased and caught, and then pant for a long time. +We thus see that there is a close analogy between sobbing +and the free shedding of tears; for with children, sobbing does +not commence during early infancy, but afterwards comes on rather +suddenly and then follows every bad crying-fit, until the habit +is checked with advancing years. + + +[11] `De la Physionomie,' 1865, p. 126. + +_On the cause of the contraction of the muscles round the eyes +during screaming_.--We have seen that infants and young children, +whilst screaming, invariably close their eyes firmly, by the contraction +of the surrounding muscles, so that the skin becomes wrinkled all around. +With older children, and even with adults, whenever there is violent +and unrestrained crying, a tendency to the contraction of these same +muscles may be observed; though this is often checked in order not +to interfere with vision. + +Sir C. Bell explains[12] this action in the following +manner:--"During every violent act of expiration, whether in +hearty laughter, weeping, coughing, or sneezing, the eyeball +is firmly compressed by the fibres of the orbicularis; +and this is a provision for supporting and defending the vascular +system of the interior of the eye from a retrograde impulse +communicated to the blood in the veins at that time. +When we contract the chest and expel the air, there is a +retardation of the blood in the veins of the neck and head; +and in the more powerful acts of expulsion, the blood not only distends +the vessels, but is even regurgitated into the minute branches. +Were the eye not properly compressed at that time, and a +resistance given to the shock, irreparable injury might be +inflicted on the delicate textures of the interior of the eye." +He further adds, "If we separate the eyelids of a child +to examine the eye, while it cries and struggles with passion, +by taking off the natural support to the vascular system +of the eye, and means of guarding it against the rush of blood +then occurring, the conjunctiva becomes suddenly filled with blood, +and the eyelids everted." + + +[12] `The Anatomy of Expression,' 1844, p. 106. See also his paper +in the `Philosophical Transactions,' 1822, p. 284, ibid. 1823, pp. +166 and 289. Also `The Nervous System of the Human Body,' 3rd edit. +1836, p. 175. + +Not only are the muscles round the eyes strongly contracted, as Sir C. Bell +states and as I have often observed, during screaming, loud laughter, +coughing, and sneezing, but during several other analogous actions. +A man contracts these muscles when he violently blows his nose. +I asked one of my boys to shout as loudly as he possibly could, +and as soon as he began, he firmly contracted his orbicular muscles; +I observed this repeatedly, and on asking him why he had every time +so firmly closed his eyes, I found that he was quite unaware of the fact: +he had acted instinctively or unconsciously. + +It is not necessary, in order to lead to the contraction of +these muscles, that air should actually be expelled from the chest; +it suffices that the muscles of the chest and abdomen should contract +with great force, whilst by the closure of the glottis no air escapes. +In violent vomiting or retching the diaphragm is made to descend +by the chest being filled with air; it is then held in this position +by the closure of the glottis, "as well as by the contraction of its own +fibres."[13] The abdominal muscles now contract strongly upon the stomach, +its proper muscles likewise contracting, and the contents are thus ejected. +During each effort of vomiting "the head becomes greatly congested, +so that the features are red and swollen, and the large veins of +the face and temples visibly dilated." At the same time, as I know +from observation, the muscles round the eyes are strongly contracted. +This is likewise the case when the abdominal muscles act downwards +with unusual force in expelling the contents of the intestinal canal. + + +[13] See Dr. Brinton's account of the act of vomiting, in Todd's Cyclop. +of Anatomy and Physiology, 1859, vol. v. Supplement, p. 318. + +The greatest exertion of the muscles of the body, if those of the chest are +not brought into strong action in expelling or compressing the air within +the lungs, does not lead to the contraction of the muscles round the eyes. +I have observed my sons using great force in gymnastic exercises, +as in repeatedly raising their suspended bodies by their arms alone, +and in lifting heavy weights from the ground, but there was hardly any +trace of contraction in the muscles round the eyes. + +As the contraction of these muscles for the protection +of the eyes during violent expiration is indirectly, +as we shall hereafter see, a fundamental element in several +of our most important expressions, I was extremely anxious +to ascertain how far Sir C. Bell's view could be substantiated. +Professor Donders, of Utrecht,[14] well known as one of the highest +authorities in Europe on vision and on the structure of the eye, +has most kindly undertaken for me this investigation with +the aid of the many ingenious mechanisms of modern science, +and has published the results.[15] He shows that during +violent expiration the external, the intra-ocular, and the +retro-ocular vessels of the eye are all affected in two ways, +namely by the increased pressure of the blood in the arteries, +and by the return of the blood in the veins being impeded. +It is, therefore, certain that both the arteries and the veins +of the eye are more or less distended during violent expiration. +The evidence in detail may be found in Professor Donders' +valuable memoir. We see the effects on the veins of the head, +in their prominence, and in the purple colour of the face +of a man who coughs violently from being half choked. +I may mention, on the same authority, that the whole eye +certainly advances a little during each violent expiration. +This is due to the dilatation of the retro-ocular vessels, +and might have been expected from the intimate connection of +the eye and brain; the brain being known to rise and fall with +each respiration, when a portion of the skull has been removed; +and as may be seen along the unclosed sutures of infants' heads. +This also, I presume, is the reason that the eyes of a strangled +man appear as if they were starting from their sockets. + + +[14] I am greatly indebted to Mr. Bowman for having introduced +me to Prof. Donders, and for his aid in persuading this great +physiologist to undertake the investigation of the present subject. +I am likewise much indebted to Mr. Bowman for having given me, +with the utmost kindness, information on many points. + +[15] This memoir first appeared in the `Nederlandsch Archief voor Genees +en Natuurkiinde,' Deel 5, 1870. It has been translated by Dr. W. D. Moore, +under the title of "On the Action of the Eyelids in determination of Blood +from expiratory effort," in `Archives of Medicine,' edited by Dr. L. S. Beale, +1870, vol. v. p. 20. + +With respect to the protection of the eye during violent expiratory +efforts by the pressure of the eyelids, Professor Donders concludes from +his various observations that this action certainly limits or entirely +removes the dilatation of the vessels.[16] At such times, he adds, +we not unfrequently see the hand involuntarily laid upon the eyelids, +as if the better to support and defend the eyeball. + + + +[16] Prof. Donders remarks (ibid. p. 28), that, "After injury to the eye, +after operations, and in some forms of internal inflammation, +we attach great value to the uniform support of the closed eyelids, +and we increase this in many instances by the application of a bandage. +In both cases we carefully endeavour to avoid great expiratory pressure, +the disadvantage of which is well known." Mr. Bowman informs me that in +the excessive photophobia, accompanying what is called scrofulous ophthalmia +in children, when the light is so very painful that during weeks or months +it is constantly excluded by the most forcible closure of the lids, +he has often been struck on opening the lids by the paleness of the eye,-- +not an unnatural paleness, but an absence of the redness that might have been +expected when the surface is somewhat inflamed, as is then usually the case; +and this paleness he is inclined to attribute to the forcible closure +of the eyelids. + +Nevertheless much evidence cannot at present be advanced +to prove that the eye actually suffers injury from the want +of support during violent expiration; but there is some. +It is "a fact that forcible expiratory efforts in violent +coughing or vomiting, and especially in sneezing, +sometimes give rise to ruptures of the little (external) vessels" +of the eye.[17] With respect to the internal vessels, +Dr. Gunning has lately recorded a case of exophthalmos in +consequence of whooping-cough, which in his opinion depended +on the rupture of the deeper vessels; and another analogous +case has been recorded. But a mere sense of discomfort would +probably suffice to lead to the associated habit of protecting +the eyeball by the contraction of the surrounding muscles. +Even the expectation or chance of injury would probably +be sufficient, in the same manner as an object moving too +near the eye induces involuntary winking of the eyelids. +We may, therefore, safely conclude from Sir C. Bell's observations, +and more especially from the more careful investigations +by Professor Donders, that the firm closure of the eyelids +during the screaming of children is an action full of meaning +and of real service. + +We have already seen that the contraction of the orbicular muscles +leads to the drawing up of the upper lip, and consequently, +if the mouth is kept widely open, to the drawing down of +the corners by the contraction of the depressor muscles. +The formation of the naso-labial fold on the cheeks likewise +follows from the drawing up of the upper lip. Thus all the chief +expressive movements of the face during crying apparently +result from the contraction of the muscles round the eyes. +We shall also find that the shedding of tears depends on, +or at least stands in some connection with, the contraction +of these same muscles. + + +[17] Donders, ibid. p. 36. + +In some of the foregoing cases, especially in those of sneezing and coughing, +it is possible that the contraction of the orbicular muscles may serve +in addition to protect the eyes from too severe a jar or vibration. +I think so, because dogs and cats, in crunching hard bones, always close +their eyelids, and at least sometimes in sneezing; though dogs do not +do so whilst barking loudly. Mr. Sutton carefully observed for me +a young orang and chimpanzee, and he found that both always closed +their eyes in sneezing and coughing, but not whilst screaming violently. +I gave a small pinch of snuff to a monkey of the American division, +namely, a Cebus, and it closed its eyelids whilst sneezing; but not on +a subsequent occasion whilst uttering loud cries. + +_Cause of the secretion of tears_.--It is an important fact which +must be considered in any theory of the secretion of tears from +the mind being affected, that whenever the muscles round the eyes +are strongly and involuntarily contracted in order to compress +the blood-vessels and thus to protect the eyes, tears are secreted, +often in sufficient abundance to roll down the cheeks. +This occurs under the most opposite emotions, and under no emotion +at all. The sole exception, and this is only a partial one, +to the existence of a relation between the involuntary and +strong contraction of these muscles and the secretion of tears +is that of young infants, who, whilst screaming violently +with their eyelids firmly closed, do not commonly weep until +they have attained the age of from two to three or four months. +Their eyes, however, become suffused with tears at a much earlier age. +It would appear, as already remarked, that the lacrymal +glands do not, from the want of practice or some other cause, +come to full functional activity at a very early period of life. +With children at a somewhat later age, crying out or wailing from +any distress is so regularly accompanied by the shedding of tears, +that weeping and crying are synonymous terms.[18] + +Under the opposite emotion of great joy or amusement, as long as laughter +is moderate there is hardly any contraction of the muscles round the eyes, +so that there is no frowning; but when peals of loud laughter are uttered, +with rapid and violent spasmodic expirations, tears stream down the face. +I have more than once noticed the face of a person, after a paroxysm +of violent laughter, and I could see that the orbicular muscles and those +running to the upper lip were still partially contracted, which together +with the tear-stained cheeks gave to the upper half of the face an expression +not to be distinguished from that of a child still blubbering from grief. +The fact of tears streaming down the face during violent laughter is common +to all the races of mankind, as we shall see in a future chapter. + +In violent coughing especially when a person is half-choked, +the face becomes purple, the veins distended, the orbicular muscles +strongly contracted, and tears run down the cheeks. Even after +a fit of ordinary coughing, almost every one has to wipe his eyes. +In violent vomiting or retching, as I have myself experienced +and seen in others, the orbicular muscles are strongly contracted, +and tears sometimes flow freely down the cheeks. It has been suggested +to me that this may be due to irritating matter being injected into +the nostrils, and causing by reflex action the secretion of tears. +Accordingly I asked one of my informants, a surgeon, to attend to +the effects of retching when nothing was thrown up from the stomach; +and, by an odd coincidence, he himself suffered the next morning +from an attack of retching, and three days subsequently observed +a lady under a similar attack; and he is certain that in neither case +an atom of matter was ejected from the stomach; yet the orbicular +muscles were strongly contracted, and tears freely secreted. +I can also speak positively to the energetic contraction of these same +muscles round the eyes, and to the coincident free secretion of tears, +when the abdominal muscles act with unusual force in a downward +direction on the intestinal canal. + + + +[18] Mr. Hensleigh Wedgwood (Dict. of English Etymology, +1859, vol. i. p. 410) says, "the verb to weep comes from +Anglo-Saxon _wop_, the primary meaning of which is simply outcry." + +Yawning commences with a deep inspiration, followed by a long +and forcible expiration; and at the same time almost all the muscles +of the body are strongly contracted, including those round the eyes. +During this act tears are often secreted, and I have seen them +even rolling down the cheeks. + +I have frequently observed that when persons scratch some point which +itches intolerably, they forcibly close their eyelids; but they do not, +as I believe, first draw a deep breath and then expel it with force; +and I have never noticed that the eyes then become filled with tears; +but I am not prepared to assert that this does not occur. +The forcible closure of the eyelids is, perhaps, merely a part of that +general action by which almost all the muscles of the body are at +the same time rendered rigid. It is quite different from the gentle +closure of the eyes which often accompanies, as Gratiolet remarks,[19] +the smelling a delicious odour, or the tasting a delicious morsel, +and which probably originates in the desire to shut out any disturbing +impression through the eyes. + + +[19] `De la Physionomie,' 1865, p. 217. + +Professor Donders writes to me to the following effect: +"I have observed some cases of a very curious affection when, +after a slight rub (_attouchement_), for example, from the friction +of a coat, which caused neither a wound nor a contusion, +spasms of the orbicular muscles occurred, with a very profuse flow +of tears, lasting about one hour. Subsequently, sometimes after +an interval of several weeks, violent spasms of the same +muscles re-occurred, accompanied by the secretion of tears, +together with primary or secondary redness of the eye." +Mr. Bowman informs me that be has occasionally observed closely +analogous cases, and that, in some of these, there was no redness +or inflammation of the eyes. + +I was anxious to ascertain whether there existed in any of the lower +animals a similar relation between the contraction of the orbicular +muscles during violent expiration and the secretion of tears; +but there are very few animals which contract these muscles +in a prolonged manner, or which shed tears. _The Macacus maurus_, +which formerly wept so copiously in the Zoological Gardens, would have +been a fine case for observation; but the two monkeys now there, +and which are believed to belong to the same species, do not weep. +Nevertheless they were carefully observed by Mr. Bartlett and myself, +whilst screaming loudly, and they seemed to contract these muscles; +but they moved about their cages so rapidly, that it was difficult +to observe with certainty. No other monkey, as far as I have been +able to ascertain, contracts its orbicular muscles whilst screaming. + +The Indian elephant is known sometimes to weep. Sir E. Tennent, +in describing these which he saw captured and bound in Ceylon, says, +some "lay motionless on the ground, with no other indication of suffering +than the tears which suffused their eyes and flowed incessantly." +Speaking of another elephant he says, "When overpowered and made fast, +his grief was most affecting; his violence sank to utter prostration, +and he lay on the ground, uttering choking cries, with tears trickling +down his cheeks."[20] In the Zoological Gardens the keeper of the Indian +elephants positively asserts that he has several times seen tears +rolling down the face of the old female, when distressed by the removal +of the young one. Hence I was extremely anxious to ascertain, +as an extension of the relation between the contraction of the orbicular +muscles and the shedding of tears in man, whether elephants when screaming +or trumpeting loudly contract these muscles. At Mr. Bartlett's +desire the keeper ordered the old and the young elephant to trumpet; +and we repeatedly saw in both animals that, just as the trumpeting began, +the orbicular muscles, especially the lower ones, were distinctly contracted. +On a subsequent occasion the keeper made the old elephant trumpet +much more loudly, and invariably both the upper and lower orbicular +muscles were strongly contracted, and now in an equal degree. +It is a singular fact that the African elephant, which, however, is so +different from the Indian species that it is placed by some naturalists +in a distinct sub-genus, when made on two occasions to trumpet loudly, +exhibited no trace of the contraction of the orbicular muscles. + + +[20] `Ceylon,' 3rd edit. 1859, vol. ii. pp. 364, 376. +I applied to Mr. Thwaites, in Ceylon, for further information +with respect to the weeping of the elephant; and in consequence +received a letter from the Rev. Mr Glenie, who, with others, +kindly observed for me a herd of recently captured elephants. +These, when irritated, screamed violently; but it is remarkable that they +never when thus screaming contracted the muscles round the eyes. +Nor did they shed tears; and the native hunters asserted that they +had never observed elephants weeping. Nevertheless, it appears +to me impossible to doubt Sir E. Tennent's distinct details +about their weeping, supported as they are by the positive +assertion of the keeper in the Zoological Gardens. It is +certain that the two elephants in the Gardens, when they began +to trumpet loudly, invariably contracted their orbicular muscles. +I can reconcile these conflicting statements only by supposing +that the recently captured elephants in Ceylon, from being +enraged or frightened, desired to observe their persecutors, +and consequently did not contract their orbicular muscles, +so that their vision might not be impeded. Those seen weeping by +Sir E. Tennent were prostrate, and had given up the contest in despair. +The elephants which trumpeted in the Zoological Gardens at the word +of command, were, of course, neither alarmed nor enraged. + +From the several foregoing cases with respect to Man, there can, +I think, be no doubt that the contraction of the muscles round +the eyes, during violent expiration or when the expanded chest +is forcibly compressed, is, in some manner, intimately connected +with the secretion of tears. This holds good under widely +different emotions, and independently of any emotion. It is not, +of course, meant that tears cannot be secreted without the contraction +of these muscles; for it is notorious that they are often freely +shed with the eyelids not closed, and with the brows unwrinkled. +The contraction must be both involuntary and prolonged, +as during a choking fit, or energetic, as during a sneeze. +The mere involuntary winking of the eyelids, though often repeated, +does not bring tears into the eyes. Nor does the voluntary and +prolonged contraction of the several surrounding muscles suffice. +As the lacrymal glands of children are easily excited, I persuaded +my own and several other children of different ages to contract +these muscles repeatedly with their utmost force, and to continue +doing so as long as they possibly could; but this produced hardly +any effect. There was sometimes a little moisture in the eyes, +but not more than apparently could be accounted for by the squeezing +out of the already secreted tears within the glands. + +The nature of the relation between the involuntary and energetic +contraction of the muscles round the eyes, and the secretion of tears, +cannot be positively ascertained, but a probable view may be suggested. +The primary function of the secretion of tears, together with some mucus, +is to lubricate the surface of the eye; and a secondary one, +as some believe, is to keep the nostrils damp, so that the inhaled +air may be moist,[21] and likewise to favour the power of smelling. +But another, and at least equally important function of tears, is to wash +out particles of dust or other minute objects which may get into the eyes. +That this is of great importance is clear from the cases in which the cornea +has been rendered opaque through inflammation, caused by particles +of dust not being removed, in consequence of the eye and eyelid becoming +immovable.[22] The secretion of tears from the irritation of any foreign +body in the eye is a reflex action;--that is, the body irritates a +peripheral nerve which sends an impression to certain sensory nerve-cells; +these transmit an influence to other cells, and these again to the +lacrymal glands. The influence transmitted to these glands causes, +as there is good reason to believe, the relaxation of the muscular +coats of the smaller arteries; this allows more blood to permeate +the glandular tissue, and this induces a free secretion of tears. +When the small arteries of the face, including those of the retina, +are relaxed under very different circumstances, namely, during an +intense blush, the lacrymal glands are sometimes affected in a like manner, +for the eyes become suffused with tears. + +It is difficult to conjecture how many reflex actions have originated, +but, in relation to the present case of the affection of the lacrymal +glands through irritation of the surface of the eye, it may be worth +remarking that, as soon as some primordial form became semi-terrestrial +in its habits, and was liable to get particles of dust into its eyes, +if these were not washed out they would cause much irritation; +and on the principle of the radiation of nerve-force to adjoining +nerve-cells, the lacrymal glands would be stimulated to secretion. +As this would often recur, and as nerve-force readily passes along +accustomed channels, a slight irritation would ultimately suffice +to cause a free secretion of tears. + + +[21] Bergeon, as quoted in the `Journal of Anatomy +and Physiology,' Nov. 1871, p. 235. + +[22] See, for instance, a case given by Sir Charles Bell, +`Philosophical Transactions,' 1823, p. 177. + +As soon as by this, or by some other means, a reflex action +of this nature had been established and rendered easy, +other stimulants applied to the surface of the eye--such as a +cold wind, slow inflammatory action, or a blow on the eyelids-- +would cause a copious secretion of tears, as we know to be the case. +The glands are also excited into action through the irritation +of adjoining parts. Thus when the nostrils are irritated by +pungent vapours, though the eyelids may be kept firmly closed, +tears are copiously secreted; and this likewise follows from +a blow on the nose, for instance from a boxing-glove. A stinging +switch on the face produces, as I have seen, the same effect. +In these latter cases the secretion of tears is an incidental result, +and of no direct service. As all these parts of the face, +including the lacrymal glands, are supplied with branches +of the same nerve, namely, the fifth, it is in some degree +intelligible that the effects of the excitement of any one branch +should spread to the nerve-cells or roots of the other branches. + +The internal parts of the eye likewise act, under certain conditions, +in a reflex manner on the lacrymal glands. The following statements +have been kindly communicated to me by Mr. Bowman; but the subject +is a very intricate one, as all the parts of the eye are so intimately +related together, and are so sensitive to various stimulants. +A strong light acting on the retina, when in a normal condition, +has very little tendency to cause lacrymation; but with unhealthy +children having small, old-standing ulcers on the cornea, the retina +becomes excessively sensitive to light, and exposure even to common +daylight causes forcible and sustained closure of the lids, +and a profuse flow of tears. When persons who ought to begin +the use of convex glasses habitually strain the waning power +of accommodation, an undue secretion of tears very often follows, +and the retina is liable to become unduly sensitive to light. +In general, morbid affections of the surface of the eye, +and of the ciliary structures concerned in the accommodative act, +are prone to be accompanied with excessive secretion of tears. +Hardness of the eyeball, not rising to inflammation, but implying +a want of balance between the fluids poured out and again taken up by +the intra-ocular vessels, is not usually attended with any lacrymation. +When the balance is on the other side, and the eye becomes too soft, +there is a greater tendency to lacrymation. Finally, there are +numerous morbid states and structural alterations of the eyes, +and even terrible inflammations, which may be attended with little +or no secretion of tears. + +It also deserves notice, as indirectly bearing on our subject, +that the eye and adjoining parts are subject to an extraordinary +number of reflex and associated movements, sensations, and actions, +besides those relating to the lacrymal glands. When a bright +light strikes the retina of one eye alone, the iris contracts, +but the iris of the other eye moves after a measurable interval of time. +The iris likewise moves in accommodation to near or distant vision, +and when the two eyes are made to converge.[23] Every one knows how +irresistibly the eyebrows are drawn down under an intensely bright light. +The eyelids also involuntarily wink when an object is moved near the eyes, +or a sound is suddenly heard. The well-known case of a bright light +causing some persons to sneeze is even more curious; for nerve-force +here radiates from certain nerve-cells in connection with the retina, +to the sensory nerve-cells of the nose, causing it to tickle; +and from these, to the cells which command the various respiratory muscles +(the orbiculars included) which expel the air in so peculiar a manner +that it rushes through the nostrils alone. + +To return to our point: why are tears secreted during +a screaming-fit or other violent expiratory efforts? +As a slight blow on the eyelids causes a copious secretion +of tears, it is at least possible that the spasmodic contraction +of the eyelids, by pressing strongly on the eyeball, should in +a similar manner cause some secretion. This seems possible, +although the voluntary contraction of the same muscles does not +produce any such effect. We know that a man cannot voluntarily +sneeze or cough with nearly the same force as he does automatically; +and so it is with the contraction of the orbicular muscles: +Sir C. Bell experimented on them, and found that by suddenly +and forcibly closing the eyelids in the dark, sparks of light +are seen, like those caused by tapping the eyelids with +the fingers; "but in sneezing the compression is both more +rapid and more forcible, and the sparks are more brilliant." +That these sparks are due to the contraction of the eyelids +is clear, because if they "are held open during the act +of sneezing, no sensation of light will be experienced." +In the peculiar cases referred to by Professor Donders and +Mr. Bowman, we have seen that some weeks after the eye has been +very slightly injured, spasmodic contractions of the eyelids ensue, +and these are accompanied by a profuse flow of tears. +In the act of yawning, the tears are apparently due solely +to the spasmodic contraction of the muscles round the eyes. +Notwithstanding these latter cases, it seems hardly credible +that the pressure of the eyelids on the surface of the eye, +although effected spasmodically and therefore with much greater +force than can be done voluntarily, should be sufficient to cause +by reflex action the secretion of tears in the many cases +in which this occurs during violent expiratory efforts. + + +[23] See, on these several points, Prof. Donders `On the Anomalies +of Accommodation and Refraction of the Eye,' 1864, p. 573. + +Another cause may come conjointly into play. +We have seen that the internal parts of the eye, under certain +conditions act in a reflex manner on the lacrymal glands. +We know that during violent expiratory efforts the pressure +of the arterial blood within the vessels of the eye is increased, +and that the return of the venous blood is impeded. +It seems, therefore, not improbable that the distension +of the ocular vessels, thus induced, might act by reflection +on the lacrymal glands--the effects due to the spasmodic pressure +of the eyelids on the surface of the eye being thus increased. + +In considering how far this view is probable, we should bear +in mind that the eyes of infants have been acted on in this +double manner during numberless generations, whenever they +have screamed; and on the principle of nerve-force readily +passing along accustomed channels, even a moderate compression +of the eyeballs and a moderate distension of the ocular vessels +would ultimately come, through habit, to act on the glands. +We have an analogous case in the orbicular muscles being almost +always contracted in some slight degree, even during a gentle +crying-fit, when there can be no distension of the vessels +and no uncomfortable sensation excited within the eyes. + +Moreover, when complex actions or movements have long been performed +in strict association together, and these are from any cause at first +voluntarily and afterwards habitually checked, then if the proper exciting +conditions occur, any part of the action or movement which is least under +the control of the will, will often still be involuntarily performed. +The secretion by a gland is remarkably free from the influence of +the will; therefore, when with the advancing age of the individual, +or with the advancing culture of the race, the habit of crying out +or screaming is restrained, and there is consequently no distension +of the blood-vessels of the eye, it may nevertheless well happen +that tears should still be secreted. We may see, as lately remarked, +the muscles round the eyes of a person who reads a pathetic story, +twitching or trembling in so slight a degree as hardly to be detected. +In this case there has been no screaming and no distension of the +blood-vessels, yet through habit certain nerve-cells send a small amount +of nerve-force to the cells commanding the muscles round the eyes; +and they likewise send some to the cells commanding the lacrymal glands, +for the eyes often become at the same time just moistened with tears. +If the twitching of the muscles round the eyes and the secretion +of tears had been completely prevented, nevertheless it is almost +certain that there would have been some tendency to transmit nerve-force +in these same directions; and as the lacrymal glands are remarkably +free from the control of the will, they would be eminently liable still +to act, thus betraying, though there were no other outward signs, +the pathetic thoughts which were passing through the person's mind. + +As a further illustration of the view here advanced, +I may remark that if, during an early period of life, +when habits of all kinds are readily established, our infants, +when pleased, had been accustomed to utter loud peals of laughter +(during which the vessels of their eyes are distended) +as often and as continuously as they have yielded when +distressed to screaming-fits, then it is probable that in after +life tears would have been as copiously and as regularly +secreted under the one state of mind as under the other. +Gentle laughter, or a smile, or even a pleasing thought, +would have sufficed to cause a moderate secretion of tears. +There does indeed exist an evident tendency in this direction, as will +be seen in a future chapter, when we treat of the tender feelings. +With the Sandwich Islanders, according to Freycinet,[24] tears are +actually recognized as a sign of happiness; but we should require +better evidence on this head than that of a passing voyager. +So again if our infants, during many generations, and each +of them during several years, had almost daily suffered from +prolonged choking-fits, during which the vessels of the eye +are distended and tears copiously secreted, then it is probable, +such is the force of associated habit, that during after life +the mere thought of a choke, without any distress of mind, +would have sufficed to bring tears into our eyes. + +To sum up this chapter, weeping is probably the result of some such chain +of events as follows. Children, when wanting food or suffering in any way, +cry out loudly, like the young of most other animals, partly as a call +to their parents for aid, and partly from any great exertion serving relief. +Prolonged screaming inevitably leads to the gorging of the blood-vessels of +the eye; and this will have led, at first consciously and at last habitually, +to the contraction of the muscles round the eyes in order to protect them. +At the same time the spasmodic pressure on the surface of the eye, +and the distension of the vessels within the eye, without necessarily +entailing any conscious sensation, will have affected, through reflex action, +the lacrymal glands. Finally, through the three principles of nerve-force +readily passing along accustomed channels--of association, which is so +widely extended in its power--and of certain actions, being more under +the control of the will than others--it has come to pass that suffering +readily causes the secretion of tears, without being necessarily accompanied +by any other action. + + +[24] Quoted by Sir J. Lubbock, `Prehistoric Times,' 1865, p. 458. + +Although in accordance with this view we must look at weeping +as an incidental result, as purposeless as the secretion of tears +from a blow outside the eye, or as a sneeze from the retina +being affected by a bright light, yet this does not present any +difficulty in our understanding how the secretion of tears serves +as a relief to suffering. And by as much as the weeping is more +violent or hysterical, by so much will the relief be greater,-- +on the same principle that the writhing of the whole body, +the grinding of the teeth, and the uttering of piercing shrieks, +all give relief under an agony of pain. CHAPTER VII. + +LOW SPIRITS, ANXIETY, GRIEF, DEJECTION, DESPAIR. + +General effect of grief on the system--Obliquity of the eyebrows +under suffering--On the cause of the obliquity of the eyebrows-- +On the depression of the corners of the mouth. + + +AFTER the mind has suffered from an acute paroxysm of grief, +and the cause still continues, we fall into a state of low spirits; +or we may be utterly cast down and dejected. Prolonged bodily pain, +if not amounting to an agony, generally leads to the same state of mind. +If we expect to suffer, we are anxious; if we have no hope +of relief, we despair. + +Persons suffering from excessive grief often seek relief by violent +and almost frantic movements, as described in a former chapter; +but when their suffering is somewhat mitigated, yet prolonged, +they no longer wish for action, but remain motionless +and passive, or may occasionally rock themselves to and fro. +The circulation becomes languid; the face pale; the muscles flaccid; +the eyelids droop; the head hangs on the contracted chest; +the lips, checks, and lower jaw all sink downwards from +their own weight. Hence all the features are lengthened; +and the face of a person who hears bad news is said to fall. +A party of natives in Tierra del Fuego endeavoured to explain +to us that their friend, the captain of a sealing vessel, +was out of spirits, by pulling down their cheeks with +both hands, so as to make their faces as long as possible. +Mr. Bunnet informs me that the Australian aborigines when out +of spirits have a chop-fallen appearance. After prolonged +suffering the eyes become dull and lack expression, and are often +slightly suffused with tears. The eyebrows not rarely are +rendered oblique, which is due to their inner ends being raised. +This produces peculiarly-formed wrinkles on the forehead, +which are very different from those of a simple frown; +though in some cases a frown alone may be present. +The corners of the mouth are drawn downwards, which is so +universally recognized as a sign of being out of spirits, +that it is almost proverbial. + +The breathing becomes slow and feeble, and is often interrupted +by deep sighs. As Gratiolet remarks, whenever our attention is long +concentrated on any subject, we forget to breathe, and then relieve +ourselves by a deep inspiration; but the sighs of a sorrowful person, +owing to his slow respiration and languid circulation, +are eminently characteristic.[1] As the grief of a person +in this state occasionally recurs and increases into a paroxysm, +spasms affect the respiratory muscles, and he feels as if something, +the so-called _globus hystericus_, was rising in his throat. +These spasmodic movements are clearly allied to the sobbing +of children, and are remnants of those severer spasms which occur +when a person is said to choke from excessive grief.[2] + + +[1] The above descriptive remarks are taken in part from my own observations, +but chiefly from Gratiolet (`De la Physionomie,' pp. 53, 337; on Sighing, +232), who has well treated this whole subject. See, also, Huschke. `Mimices +et Physiognomices, Fragmentum Physiologicitim,' 1821, p. 21. On the dulness +of the eyes, Dr. Piderit, `Mimik und Physiognomik,' 1867, s. 65. + +[2] On the action of grief on the organs of respiration, + +_Obliquity of the eyebrows_.--Two points alone in the above +description require further elucidation, and these are +very curious ones; namely, the raising of the inner ends of +the eyebrows, and the drawing down of the corners of the mouth. +With respect to the eyebrows, they may occasionally be seen +to assume an oblique position in persons suffering from deep +dejection or anxiety; for instance, I have observed this +movement in a mother whilst speaking about her sick son; +and it is sometimes excited by quite trifling or momentary +causes of real or pretended distress. The eyebrows assume +this position owing to the contraction of certain muscles +(namely, the orbiculars, corrugators, and pyramidals of the nose, +which together tend to lower and contract the eyebrows) +being partially checked by the more powerful action of the central +fascim of the frontal muscle. These latter fasciae by their +contraction raise the inner ends alone of the eyebrows; +and as the corrugators at the same time draw the eyebrows together, +their inner ends become puckered into a fold or lump. +This fold is a highly characteristic point in the appearance +of the eyebrows when rendered oblique, as may be seen in figs. +2 and 5, Plate II. The eyebrows are at the same time +somewhat roughened, owing to the hairs being made to project. +Dr. J. Crichton Browne has also often noticed in melancholic +patients who keep their eyebrows persistently oblique, +"a peculiar acute arching of the upper eyelid." +A trace of this may be observed by comparing the right and left +eyelids of the young man in the photograph (fig. 2, Plate II.); +for he was not able to act equally on both eyebrows. This is also +shown by the unequal furrows on the two sides of his forehead. +The acute arching of the eyelids + + + +see more especially Sir C. Bell, `Anatomy of Expression,' 3rd edit. +1844, p. 151. depends, I believe, on the inner end alone of the eyebrows +being raised; for when the whole eyebrow is elevated and arched, +the upper eyelid follows in a slight degree the same movement. + +But the most conspicuous result of the opposed contraction of the above-named +muscles, is exhibited by the peculiar furrows formed on the forehead. +These muscles, when thus in conjoint yet opposed action, may be called, +for the sake of brevity, the grief-muscles. When a person elevates +his eyebrows by the contraction of the whole frontal muscle, +transverse wrinkles extend across the whole breadth of the forehead; +but in the present case the middle fasciae alone are contracted; +consequently, transverse furrows are formed across the middle +part alone of the forehead. The skin over the exterior parts +of both eyebrows is at the same time drawn downwards and smooth, +by the contraction of the outer portions of the orbicular muscles. +The eyebrows are likewise brought together through the simultaneous +contraction of the corrugators;[3] and this latter action generates +vertical furrows, separating the exterior and lowered part of the skin +of the forehead from the central and raised part. The union of these +vertical furrows with the central and transverse furrows (see figs. +2 and 3) produces a mark on the forehead which has been compared +to a horse-shoe; but the furrows more strictly form three sides +of a quadrangle. They are often conspicuous on the foreheads of adult +or nearly adult persons, when their eyebrows are made oblique; +but with young children, owing to their skin not easily wrinkling, +they are rarely seen, or mere traces of them can be detected. + +These peculiar furrows are best represented in fig. 3, Plate II., +on the forehead of a young lady who has the power in an unusual +degree of voluntarily acting on the requisite muscles. +As she was absorbed in the attempt, whilst being photographed, +her expression was not at all one of grief; I have therefore +given the forehead alone. Fig. 1 on the same plate, copied from +Dr. Duchenne's work 4 represents, on a reduced scale, the face, +in its natural state, of a young man who was a good actor. +In fig. 2 he is shown simulating grief, but the + + + +[3] In the foregoing remarks on the manner in which the eyebrows +are made oblique, I have followed what seems to be the universal +opinion of all the anatomists, whose works I have consulted on +the action of the above-named muscles, or with whom I have conversed. +Hence throughout this work I shall take a similar view of the action +of the _corrugator supercilii_, _orbicularis, pyramidalis nasi_, +and _frontalis_ muscles. Dr. Duchenne, however, believes, and every +conclusion at which he arrives deserves serious consideration, that it +is the corrugator, called by him the _sourcilier_, which raises the inner +corner of the eyebrows and is antagonistic to the upper and inner +part of the orbicular muscle, as well as to the _pyramidalis nasi_ +(see Mecanisme de la Phys. Humaine, 1862, folio, art. +v., text and figures 19 to 29: octavo edit. 1862, p. 43 text). +He admits, however, that the corrugator draws together the eyebrows, +causing vertical furrows above the base of the nose, or a frown. +He further believes that towards the outer two-thirds of the eyebrow +the corrugator acts in conjunction with the upper orbicular muscle; +both here standing in antagonism to the frontal muscle. +I am unable to understand, judging from Henle's drawings (woodcut, fig. +3), how the corrugator can act in the manner described +by Duchenue. See, also, oil this subject, Prof. Donders' remarks in +the `Archives of Medicine,' 1870, vol. v. p. 34. Mr. J. Wood, +who is so well known for his careful study of the muscles +of the human frame, informs me that he believes the account +which I have given of the action of the corrugator to be correct. +But this is not a point of any importance with respect to +the expression which is caused by the obliquity of the eyebrows, +nor of much importance to the theory of its origin. + +`I am greatly indebted to Dr. Duchenne for permission to have +these two photographs (figs. 1 and 2) reproduced by the heliotype +process from his work in folio. Many of the foregoing remarks on +the furrowing of the skin, when the eyebrows are rendered oblique, +are taken from his excellent discussion on this subject. +two eyebrows, as before remarked, are not equally acted on. +That the expression is true, may be inferred from the fact +that out of fifteen persons, to whom the original photograph +was shown, without any clue to what was intended being +given them, fourteen immediately answered, "despairing sorrow," +"suffering endurance," "melancholy," and so forth. The history of fig. +5 is rather curious: I saw the photograph in a shop-window, +and took it to Mr. Rejlander for the sake of finding out by whom it +had been made; remarking to him how pathetic the expression was. +He answered, "I made it, and it was likely to be pathetic, +for the boy in a few minutes burst out crying." He then showed me +a photograph of the same boy in a placid state, which I have had +(fig. 4) reproduced. In fig. 6, a trace of obliquity in +the eyebrows may be detected; but this figure, as well as fig. +7, is given to show the depression of the corners of the mouth, +to which subject I shall presently refer. + +Few persons, without some practice, can voluntarily act on +their grief-muscles; but after repeated trials a considerable +number succeed, whilst others never can. The degree of obliquity +in the eyebrows, whether assumed voluntarily or unconsciously, +differs much in different persons. With some who apparently have +unusually strong pyramidal muscles, the contraction of the central +fasciae of the frontal muscle, although it may be energetic, +as shown by the quadrangular furrows on the forehead, +does not raise the inner ends of the eyebrows, but only prevents +their being so much lowered as they otherwise would have been. +As far as I have been able to observe, the grief-muscles are brought +into action much more frequently by children and women than by men. +They are rarely acted on, at least with grown-up persons, +from bodily pain, but almost exclusively from mental distress. +Two persons who, after some practice, succeeded in acting on their +grief-muscles, found by looking at a mirror that when they made +their eyebrows oblique, they unintentionally at the same time +depressed the corners of their mouths; and this is often the case +when the expression is naturally assumed. + +The power to bring the grief-muscles freely into play appears +to be hereditary, like almost every other human faculty. +A lady belonging to a family famous for having produced an extraordinary +number of great actors and actresses, and who can herself give this +expression "with singular precision," told Dr. Crichton Browne +that all her family had possessed the power in a remarkable degree. +The same hereditary tendency is said to have extended, as I likewise +hear from Dr. Browne, to the last descendant of the family, +which gave rise to Sir Walter Scott's novel of `Red Gauntlet;' +but the hero is described as contracting his forehead into a +horseshoe mark from any strong emotion. I have also seen a young +woman whose forehead seemed almost habitually thus contracted, +independently of any emotion being at the time felt. + +The grief-muscles are not very frequently brought into play; +and as the action is often momentary, it easily escapes observation. +Although the expression, when observed, is universally and instantly +recognized as that of grief or anxiety, yet not one person +out of a thousand who has never studied the subject, is able +to say precisely what change passes over the sufferer's face. +Hence probably it is that this expression is not even alluded to, +as far as I have noticed, in any work of fiction, with the exception +of `Red Gauntlet' and of one other novel; and the authoress +of the latter, as I am informed, belongs to the famous family +of actors just alluded to; so that her attention may have been +specially called to the subject. + +The ancient Greek sculptors were familiar with the expression, as shown +in the statues of the Laocoon and Arretino; but, as Duchenne remarks, +they carried the transverse furrows across the whole breadth +of the forehead, and thus committed a great anatomical mistake: +this is likewise the case in some modern statues. +It is, however, more probable that these wonderfully accurate +observers intentionally sacrificed truth for the sake of beauty, +than that they made a mistake; for rectangular furrows on +the forehead would not have had a grand appearance on the marble. +The expression, in its fully developed condition, is, as far +as I can discover, not often represented in pictures by +the old masters, no doubt owing to the same cause; but a lady +who is perfectly familiar with this expression, informs me +that in Fra Angelico's `Descent from the Cross,' in Florence, +it is clearly exhibited in one of the figures on the right-hand; +and I could add a few other instances. + +Dr. Crichton Browne, at my request, closely attended to this +expression in the numerous insane patients under his care +in the West Riding Asylum; and he is familiar with Duchenne's +photographs of the action of the grief-muscles. He informs me +that they may constantly be seen in energetic action in cases +of melancholia, and especially of hypochondria; and that the +persistent lines or furrows, due to their habitual contraction, +are characteristic of the physiognomy of the insane belonging +to these two classes. Dr. Browne carefully observed for me +during a considerable period three cases of hypochondria, +in which the grief-muscles were persistently contracted. +In one of these, a widow, aged 51, fancied that she had +lost all her viscera, and that her whole body was empty. +She wore an expression of great distress, and beat her semi-closed +hands rhythmically together for hours. The grief-muscles +were permanently contracted, and the upper eyelids arched. +This condition lasted for months; she then recovered, +and her countenance resumed its natural expression. +A second case presented nearly the same peculiarities, +with the addition that the corners of the mouth were depressed. + +Mr. Patrick Nicol has also kindly observed for me several cases +in the Sussex Lunatic Asylum, and has communicated to me full details +with respect to three of them; but they need not here be given. +From his observations on melancholic patients, Mr. Nicol concludes that +the inner ends of the eyebrows are almost always more or less raised, +with the wrinkles on the forehead more or less plainly marked. +In the case of one young woman, these wrinkles were observed to be +in constant slight play or movement. In some cases the corners +of the mouth are depressed, but often only in a slight degree. +Some amount of difference in the expression of the several melancholic +patients could almost always be observed. The eyelids generally droop; +and the skin near their outer corners and beneath them is wrinkled. +The naso-labial fold, which runs from the wings of the nostrils to the +corners of the mouth, and which is so conspicuous in blubbering children, +is often plainly marked in these patients. + +Although with the insane the grief-muscles often act persistently; +yet in ordinary cases they are sometimes brought unconsciously +into momentary action by ludicrously slight causes. +A gentleman rewarded a young lady by an absurdly small present; +she pretended to be offended, and as she upbraided him, her eyebrows +became extremely oblique, with the forehead properly wrinkled. +Another young lady and a youth, both in the highest spirits, +were eagerly talking together with extraordinary rapidity; +and I noticed that, as often as the young lady was beaten, +and could not get out her words fast enough, her eyebrows +went obliquely upwards, and rectangular furrows were formed +on her forehead. She thus each time hoisted a flag of distress; +and this she did half-a-dozen times in the course of a few minutes. +I made no remark on the subject, but on a subsequent occasion I +asked her to act on her grief-muscles; another girl who was present, +and who could do so voluntarily, showing her what was intended. +She tried repeatedly, but utterly failed; yet so slight a cause +of distress as not being able to talk quickly enough, sufficed to +bring these muscles over and over again into energetic action. + +The expression of grief, due to the contraction of the grief-muscles, +is by no means confined to Europeans, but appears to be common to all +the races of mankind. I have, at least, received trustworthy accounts +in regard to Hindoos, Dhangars (one of the aboriginal hill-tribes +of India, and therefore belonging to a quite distinct race from the +Hindoos), Malays, Negroes and Australians. With respect to the latter, +two observers answer my query in the affirmative, but enter into no details. +Mr. Taplin, however, appends to my descriptive remarks the words +"this is exact." With respect to negroes, the lady who told me +of Fra Angelico's picture, saw a negro towing a boat on the Nile, +and as he encountered an obstruction, she observed his grief-muscles +in strong action, with the middle of the forehead well wrinkled. +Mr. Geach watched a Malay man in Malacca, with the corners of his +mouth much depressed, the eyebrows oblique, with deep short grooves +on the forehead. This expression lasted for a very short time; +and Mr. Geach remarks it "was a strange one, very much like a person +about to cry at some great loss." + +In India Mr. H. Erskine found that the natives were familiar with +this expression; and Mr. J. Scott, of the Botanic Gardens, Calcutta, +has obligingly sent me a full description of two cases. +He observed during some time, himself unseen, a very young +Dhangar woman from Nagpore, the wife of one of the gardeners, +nursing her baby who was at the point of death; and he distinctly +saw the eyebrows raised at the inner corners, the eyelids drooping, +the forehead wrinkled in the middle, the mouth slightly open, +with the corners much depressed. He then came from behind a screen +of plants and spoke to the poor woman, who started, burst into +a bitter flood of tears, and besought him to cure her baby. +The second case was that of a Hindustani man, who from illness +and poverty was compelled to sell his favourite goat. +After receiving the money, he repeatedly looked at the money +in his hand and then at the goat, as if doubting whether he would +not return it. He went to the goat, which was tied up ready +to be led away, and the animal reared up and licked his hands. +His eyes then wavered from side to side; his "mouth was +partially closed, with the corners very decidedly depressed." +At last the poor man seemed to make up his mind that he must part +with his goat, and then, as Mr. Scott saw, the eyebrows became +slightly oblique, with the characteristic puckering or swelling at +the inner ends, but the wrinkles on the forehead were not present. +The man stood thus for a minute, then heaving a deep sigh, +burst into tears, raised up his two hands, blessed the goat, +turned round, and without looking again, went away. + +_On the cause of the obliquity of the eyebrows under suffering_.-- +During several years no expression seemed to me so utterly +perplexing as this which we are here considering. Why should grief +or anxiety cause the central fasciae alone of the frontal muscle +together with those round the eyes, to contract? Here we seem +to have a complex movement for the sole purpose of expressing grief; +and yet it is a comparatively rare expression, and often overlooked. +I believe the explanation is not so difficult as it at first appears. +Dr. Duchenne gives a photograph of the young man before referred to, +who, when looking upwards at a strongly illuminated surface, +involuntarily contracted his grief-muscles in an exaggerated manner. +I had entirely forgotten this photograph, when on a very bright +day with the sun behind me, I met, whilst on horseback, a girl +whose eyebrows, as she looked up at me, became extremely oblique, +with the proper furrows on her forehead. I have observed the same +movement under similar circumstances on several subsequent occasions. +On my return home I made three of my children, without giving them +any clue to my object, look as long and as attentively as they could, +at the summit of a tall tree standing against an extremely bright sky. +With all three, the orbicular, corrugator, and pyramidal muscles were +energetically contracted, through reflex action, from the excitement of +the retina, so that their eyes might be protected from the bright light. +But they tried their utmost to look upwards; and now a curious struggle, +with spasmodic twitchings, could be observed between the whole +or only the central portion of the frontal muscle, and the several +muscles which serve to lower the eyebrows and close the eyelids. +The involuntary contraction of the pyramidal caused the basal +part of their noses to be transversely and deeply wrinkled. +In one of the three children, the whole eyebrows were momentarily +raised and lowered by the alternate contraction of the whole frontal +muscle and of the muscles surrounding the eyes, so that the whole +breadth of the forehead was alternately wrinkled and smoothed. +In the other two children the forehead became wrinkled in the middle +part alone, rectangular furrows being thus produced; and the eyebrows +were rendered oblique, with their inner extremities puckered and swollen,-- +in the one child in a slight degree, in the other in a strongly +marked manner. This difference in the obliquity of the eyebrows +apparently depended on a difference in their general mobility, and in +the strength of the pyramidal muscles. In both these cases the eyebrows +and forehead were acted on under the influence of a strong light, +in precisely the same manner, in every characteristic detail, +as under the influence of grief or anxiety. + +Duchenne states that the pyramidal muscle of the nose is less under +the control of the will than are the other muscles round the eyes. +He remarks that the young man who could so well act on his grief-muscles, +as well as on most of his other facial muscles, could not contract the +pyramidals.[5] This power, however, no doubt differs in different persons. +The pyramidal muscle serves to draw down the skin of the forehead +between the eyebrows, together with their inner extremities. +The central fasciae of the frontal are the antagonists of the pyramidal; +and if the action of the latter is to be specially checked, +these central fasciae must be contracted. So that with persons having +powerful pyramidal muscles, if there is under the influence of a bright +light an unconscious desire to prevent the lowering of the eyebrows, +the central fasciae of the frontal muscle must be brought into play; +and their contraction, if sufficiently strong to overmaster the pyramidals, +together with the contraction of the corrugator and orbicular muscles, +will act in the manner just described on the eyebrows and forehead. + +When children scream or cry out, they contract, as we know, +the orbicular, corrugator, and pyramidal muscles, primarily for +the sake of compressing their eyes, and thus protecting them +from being gorged with blood, and secondarily through habit. +I therefore expected to find with children, that when they +endeavoured either to prevent a crying-fit from coming on, +or to stop crying, they would cheek the contraction of +the above-named muscles, in the same manner as when looking +upwards at a bright light; and consequently that the central +fasciae of the frontal muscle would often be brought into play. +Accordingly, I began myself to observe children at such times, +and asked others, including some medical men, to do the same. +It is necessary to observe carefully, as the peculiar opposed +action of these muscles is not nearly so plain in children, +owing to their foreheads not easily wrinkling, as in adults. +But I soon found that the grief-muscles were very frequently +brought into distinct action on these occasions. It would +be superfluous to give all the cases which have been observed; +and I will specify only a few. A little girl, a year and +a half old, was teased by some other children, and before +bursting into tears her eyebrows became decidedly oblique. +With an older girl the same obliquity was observed, +with the inner ends of the eyebrows plainly puckered; and at +the same time the corners of the mouth were drawn downwards. +As soon as she burst into tears, the features all changed and +this peculiar expression vanished. Again, after a little boy +had been vaccinated, which made him scream and cry violently, +the surgeon gave him an orange brought for the purpose, +and this pleased the child much; as he stopped crying all the +characteristic movements were observed, including the formation +of rectangular wrinkles in the middle of the forehead. +Lastly, I met on the road a little girl three or four years old, +who had been frightened by a dog, and when I asked her what was +the matter, she stopped whimpering, and her eyebrows instantly +became oblique to an extraordinary degree. + + +[5] Mecanisme de la Phys. Humaine, Album, p. 15. + +Here then, as I cannot doubt, we have the key to the problem why the central +fasciae of the frontal muscle and the muscles round the eyes contract +in opposition to each other under the influence of grief;--whether their +contraction be prolonged, as with the melancholic insane, or momentary, +from some trifling cause of distress. We have all of us, as infants, +repeatedly contracted our orbicular, corrugator, and pyramidal muscles, +in order to protect our eyes whilst screaming; our progenitors before us +have done the same during many generations; and though with advancing years +we easily prevent, when feeling distressed, the utterance of screams, +we cannot from long habit always prevent a slight contraction of the +above-named muscles; nor indeed do we observe their contraction in ourselves, +or attempt to stop it, if slight. But the pyramidal muscles seem +to be less under the command of the will than the other related muscles; +and if they be well developed, their contraction can be checked only by +the antagonistic contraction of the central fasciae of the frontal muscle. +The result which necessarily follows, if these fasciae contract energetically, +is the oblique drawing up of the eyebrows, the puckering of their inner ends, +and the formation of rectangular furrows on the middle of the forehead. +As children and women cry much more freely than men, and as grown-up +persons of both sexes rarely weep except from mental distress, we can +understand why the grief-muscles are more frequently seen in action, +as I believe to be the case, with children and women than with men; +and with adults of both sexes from mental distress alone. In some of +the cases before recorded, as in that of the poor Dhangar woman and of +the Hindustani man, the action of the grief-muscles was quickly followed +by bitter weeping. In all cases of distress, whether great or small, +our brains tend through long habit to send an order to certain muscles +to contract, as if we were still infants on the point of screaming out; +but this order we, by the wondrous power of the will, and through habit, +are able partially to counteract; although this is effected unconsciously, +as far as the means of counteraction are concerned. + + +_On the depression of the corners of the mouth_.--This action is +effected by the _depressores anguili oris_ (see letter K in figs. +1 and 2). The fibres of this muscle diverge downwards, with the upper +convergent ends attached round the angles of the mouth, and to +the lower lip a little way within the angles.[6] Some of the fibres +appear to be antagonistic to the great zygomatic muscle, and others +to the several muscles running to the outer part of the upper lip. +The contraction of this muscle draws downwards and outwards the corners +of the mouth, including the outer part of the upper lip, and even in +a slight degree the wings of the nostrils. When the mouth is closed +and this muscle acts, the commissure or line of junction of the two +lips forms a curved line with the concavity downwards,[7] and the lips +themselves are generally somewhat protruded, especially the lower one. +The mouth in this state is well represented in the two photographs +(Plate II., figs. 6 and 7) by Mr. Rejlander. The upper boy (fig. 6) +had just stopped crying, after receiving a slap on the face from another boy; +and the right moment was seized for photographing him. + + +[6] Henle, Handbuch der Anat. des Menschen, 1858, B. i. s. 148, figs. +68 and 69. + +[7] See the account of the action of this muscle by Dr. Duchenne, `Mecanisme +de la Physionomie Humaine, Album (1862), viii. p. 34. + +The expression of low spirits, grief or dejection, due to the contraction +of this muscle has been noticed by every one who has written on the subject. +To say that a person "is down in the mouth," is synonymous with saying +that he is out of spirits. The depression of the corners may often be seen, +as already stated on the authority of Dr. Crichton Browne and Mr. Nicol, +with the melancholic insane, and was well exhibited in some photographs sent +to me by the former gentleman, of patients with a strong tendency to suicide. +It has been observed with men belonging to various races, namely with Hindoos, +the dark hill-tribes of India, Malays, and, as the Rev. Mr. Hagenauer +informs me, with the aborigines of Australia. + +When infants scream they firmly contract the muscles round +their eyes, and this draws up the upper lip; and as they +have to keep their mouths widely open, the depressor muscles +running to the corners are likewise brought into strong action. +This generally, but not invariably, causes a slight angular bend +in the lower lip on both sides, near the corners of the mouth. +The result of the upper and lower lip being thus acted on is that +the mouth assumes a squarish outline. The contraction of the depressor +muscle is best seen in infants when not screaming violently, +and especially just before they begin, or when they cease to scream. +Their little faces then acquire an extremely piteous expression, +as I continually observed with my own infants between the ages +of about six weeks and two or three months. Sometimes, when they +are struggling against a crying-fit, the outline of the mouth +is curved in so exaggerated a manner as to be like a horseshoe; +and the expression of misery then becomes a ludicrous caricature. + +The explanation of the contraction of this muscle, under the influence +of low spirits or dejection, apparently follows from the same +general principles as in the case of the obliquity of the eyebrows. +Dr. Duchenne informs me that he concludes from his observations, +now prolonged during many years, that this is one of the facial muscles +which is least under the control of the will. This fact may indeed +be inferred from what has just been stated with respect to infants +when doubtfully beginning to cry, or endeavouring to stop crying; +for they then generally command all the other facial muscles more +effectually than they do the depressors of the corners of the mouth. +Two excellent observers who had no theory on the subject, one of them +a surgeon, carefully watched for me some older children and women +as with some opposed struggling they very gradually approached +the point of bursting out into tears; and both observers felt sure +that the depressors began to act before any of the other muscles. +Now as the depressors have been repeatedly brought into strong +action during infancy in many generations, nerve-force will tend +to flow, on the principle of long associated habit, to these +muscles as well as to various other facial muscles, whenever in +after life even a slight feeling of distress is experienced. +But as the depressors are somewhat less under the control of the will +than most of the other muscles, we might expect that they would +often slightly contract, whilst the others remained passive. +It is remarkable how small a depression of the corners of the mouth +gives to the countenance an expression of low spirits or dejection, +so that an extremely slight contraction of these muscles would +be sufficient to betray this state of mind. + + +I may here mention a trifling observation, as it will serve to sum +up our present subject. An old lady with a comfortable but absorbed +expression sat nearly opposite to me in a railway carriage. +Whilst I was looking at her, I saw that her _depressores anguli +oris_ became very slightly, yet decidedly, contracted; but as her +countenance remained as placid as ever, I reflected how meaningless +was this contraction, and how easily one might be deceived. +The thought had hardly occurred to me when I saw that her eyes +suddenly became suffused with tears almost to overflowing, +and her whole countenance fell. There could now be no doubt +that some painful recollection, perhaps that of a long-lost child, +was passing through her mind. As soon as her sensorium +was thus affected, certain nerve-cells from long habit +instantly transmitted an order to all the respiratory muscles, +and to those round the mouth, to prepare for a fit of crying. +But the order was countermanded by the will, or rather +by a later acquired habit, and all the muscles were obedient, +excepting in a slight degree the _depressores anguli oris_. +The mouth was not even opened; the respiration was not hurried; +and no muscle was affected except those which draw down the corners +of the mouth. + +As soon as the mouth of this lady began, involuntarily and unconsciously +on her part, to assume the proper form for a crying-fit, we may feel +almost sure that some nerve-influence would have been transmitted +through the long accustomed channels to the various respiratory muscles, +as well as to those round the eyes, and to the vaso-motor centre +which governs the supply of blood sent to the lacrymal glands. +Of this latter fact we have indeed clear evidence in her eyes becoming +slightly suffused with tears; and we can understand this, as the lacrymal +glands are less under the control of the will than the facial muscles. +No doubt there existed at the same time some tendency in the muscles round +the eyes at contract, as if for the sake of protecting them from being +gorged with blood, but this contraction was completely overmastered, +and her brow remained unruffled. Had the pyramidal, corrugator, and orbicular +muscles been as little obedient to the will, as they are in many persons, +they would have been slightly acted on; and then the central fasciae +of the frontal muscle would have contracted in antagonism, and her eyebrows +would have become oblique, with rectangular furrows on her forehead. +Her countenance would then have expressed still more plainly than it did +a state of dejection, or rather one of grief. + +Through steps such as these we can understand how it is, that as soon +as some melancholy thought passes through the brain, there occurs +a just perceptible drawing down of the corners of the mouth, +or a slight raising up of the inner ends of the eyebrows, or both +movements combined, and immediately afterwards a slight suffusion +of tears. A thrill of nerve-force is transmitted along several +habitual channels, and produces an effect on any point where the will +has not acquired through long habit much power of interference. +The above actions may be considered as rudimental vestiges of the +screaming-fits, which are so frequent and prolonged during infancy. +In this case, as well as in many others, the links are indeed wonderful +which connect cause and effect in giving rise to various expressions +on the human countenance; and they explain to us the meaning of +certain movements, which we involuntarily and unconsciously perform, +whenever certain transitory emotions pass through our minds. +CHAPTER VIII. + +Joy, HIGH SPIRITS, LOVE, TENDER FEELINGS, DEVOTION. + +Laughter primarily the expression of joy--Ludicrous ideas-- +Movements of the features during laughter--Nature of the +sound produced--The secretion of tears during loud laughter-- +Gradation from loud laughter to gentle smiling--High spirits-- +The expression of love--Tender feelings--Devotion. + + +JOY, when intense, leads to various purposeless movements-- +to dancing about, clapping the hands, stamping, &c., and to loud laughter. +Laughter seems primarily to be the expression of mere joy or happiness. +We clearly see this in children at play, who are almost incessantly laughing. +With young persons past childhood, when they are in high spirits, there is +always much meaningless laughter. The laughter of the gods is described by +Homer as "the exuberance of their celestial joy after their daily banquet." +A man smiles--and smiling, as we shall see, graduates into laughter-- +at meeting an old friend in the street, as he does at any trifling pleasure, +such as smelling a sweet perfume.[1] Laura Bridgman, from her blindness and +deafness, could not have acquired any expression through imitation, yet when +a letter from a beloved friend was communicated to her by gesture-language, +she "laughed and clapped her hands, and the colour mounted to her cheeks." +On other occasions she has been seen to stamp for joy.[2] + + +[1] Herbert Spencer, `Essays Scientific,' &c., 1858, p. 360. + +Idiots and imbecile persons likewise afford good evidence that +laughter or smiling primarily expresses mere happiness or joy. +Dr. Crichton Browne, to whom, as on so many other occasions, +I am indebted for the results of his wide experience, +informs me that with idiots laughter is the most +prevalent and frequent of all the emotional expressions. +Many idiots are morose, passionate, restless, in a painful +state of mind, or utterly stolid, and these never laugh. +Others frequently laugh in a quite senseless manner. +Thus an idiot boy, incapable of speech, complained to Dr. Browne, +by the aid of signs, that another boy in the asylum had given +him a black eye; and this was accompanied by "explosions of +laughter and with his face covered with the broadest smiles." +There is another large class of idiots who are persistently +joyous and benign, and who are constantly laughing or smiling.[3] +Their countenances often exhibit a stereotyped smile; +their joyousness is increased, and they grin, chuckle, or giggle, +whenever food is placed before them, or when they are caressed, +are shown bright colours, or hear music. Some of them laugh more +than usual when they walk about, or attempt any muscular exertion. +The joyousness of most of these idiots cannot possibly +be associated, as Dr. Browne remarks, with any distinct ideas: +they simply feel pleasure, and express it by laughter or smiles. +With imbeciles rather higher in the scale, personal vanity +seems to be the commonest cause of laughter, and next to this, +pleasure arising from the approbation of their conduct. + + +[2] F. Lieber on the vocal sounds of L. Bridgman, `Smithsonian Contributions,' +1851, vol. ii. p. 6. + +[3] See, also, Mr. Marshall, in Phil. Transact. 1864, p. 526. + +With grown-up persons laughter is excited by causes considerably +different from those which suffice during childhood; but this remark +hardly applies to smiling. Laughter in this respect is analogous +with weeping, which with adults is almost confined to mental distress, +whilst with children it is excited by bodily pain or any suffering, +as well as by fear or rage. Many curious discussions have been +written on the causes of laughter with grown-up persons. +The subject is extremely complex. Something incongruous or unaccountable, +exciting surprise and some sense of superiority in the laugher, +who must be in a happy frame of mind, seems to be the commonest +cause.[4] The circumstances must not be of a momentous nature: +no poor man would laugh or smile on suddenly hearing that a large +fortune had been bequeathed to him. If the mind is strongly +excited by pleasurable feelings, and any little unexpected event +or thought occurs, then, as Mr. Herbert Spencer remarks,[5] "a large +amount of nervous energy, instead of being allowed to expend itself +in producing an equivalent amount of the new thoughts and emotion +which were nascent, is suddenly checked in its flow." . . . "The +excess must discharge itself in some other direction, and there +results an efflux through the motor nerves to various classes of +the muscles, producing the half-convulsive actions we term laughter." +An observation, bearing on this point, was made by a correspondent +during the recent siege of Paris, namely, that the German soldiers. +after strong excitement from exposure to extreme danger, were particularly +apt to burst out into loud laughter at the smallest joke. +So again when young children are just beginning to cry, +an unexpected event will sometimes suddenly turn their crying +into laughter, which apparently serves equally well to expend +their superfluous nervous energy. + + +[4] Mr. Bain (`The Emotions and the Will,' 1865, p. 247) has a long +and interesting discussion on the Ludicrous. The quotation above +given about the laughter of the gods is taken from this work. +See, also, Mandeville, `The Fable of the Bees,' vol. ii. p. 168. + +[5] `The Physiology of Laughter,' Essays, Second Series, 1863, p. 114. + +The imagination is sometimes said to be tickled by a ludicrous idea; +and this so-called tickling of the mind is curiously analogous with +that of the body. Every one knows how immoderately children laugh, +and how their whole bodies are convulsed when they are tickled. +The anthropoid apes, as we have seen, likewise utter a reiterated sound, +corresponding with our laughter, when they are tickled, especially under +the armpits. I touched with a bit of paper the sole of the foot of one +of my infants, when only seven days old, and it was suddenly jerked +away and the toes curled about, as in an older child. Such movements, +as well as laughter from being tickled, are manifestly reflex actions; +and this is likewise shown by the minute unstriped muscles, which serve +to erect the separate hairs on the body, contracting near a tickled +surface.[6] Yet laughter from a ludicrous idea, though involuntary, +cannot be called a strictly reflex action. In this case, and in that of +laughter from being tickled, the mind must be in a pleasurable condition; +a young child, if tickled by a strange man, would scream from fear. +The touch must be light, and an idea or event, to be ludicrous, +must not be of grave import. The parts of the body which are most easily +tickled are those which are not commonly touched, such as the armpits +or between the toes, or parts such as the soles of the feet, which are +habitually touched by a broad surface; but the surface on which we sit +offers a marked exception to this rule. According to Gratiolet,[7] +certain nerves are much more sensitive to tickling than others. +From the fact that a child can hardly tickle itself, or in a much less +degree than when tickled by another person, it seems that the precise point +to be touched must not be known; so with the mind, something unexpected-- +a novel or incongruous idea which breaks through an habitual train of thought-- +appears to he a strong element in the ludicrous. + + +[6] J. Lister in `Quarterly Journal of Microscopical Science,' +1853, vol. 1. p. 266. + +The sound of laughter is produced by a deep inspiration followed +by short, interrupted, spasmodic contractions of the chest, and especially +of the diaphragm.[8] Hence we hear of "laughter holding both his sides." +From the shaking of the body, the head nods to and fro. The lower jaw often +quivers up and down, as is likewise the case with some species of baboons, +when they are much pleased. + +During laughter the mouth is opened more or less widely, +with the corners drawn much backwards, as well as a little upwards; +and the upper lip is somewhat raised. The drawing back of the corners +is best seen in moderate laughter, and especially in a broad smile-- +the latter epithet showing how the mouth is widened. +In the accompanying figs. 1-3, Plate III., different degrees +of moderate laughter and smiling have been photographed. +The figure of the little girl, with the hat is by Dr. Wallich, +and the expression was a genuine one; the other two are +by Mr. Rejlander. Dr. Duchenne repeatedly insists[9] that, +under the emotion of joy, the mouth is acted on exclusively +by the great zygomatic muscles, which serve to draw the corners +backwards and upwards; but judging from the manner in which the upper +teeth are always exposed during laughter and broad smiling, +as well as from my own sensations, I cannot doubt that some +of the muscles running to the upper lip are likewise brought +into moderate action. The upper and lower orbicular muscles +of the eyes are at the same time more or less contracted; +and there is an intimate connection, as explained in the chapter +on weeping, between the orbiculars, especially the lower +ones and some of the muscles running to the upper lip. +Henle remarks[10] on this head, that when a man closely +shuts one eye he cannot avoid retracting the upper lip on +the same side; conversely, if any one will place his finger +on his lower eyelid, and then uncover his upper incisors +as much as possible, he will feel, as his upper lip is drawn +strongly upwards, that the muscles of the lower eyelid contract. +In Henle's drawing, given in woodcut, fig. 2, the _musculus malaris_ +(H) which runs to the upper lip may be seen to form an almost +integral part of the lower orbicular muscle. + + +[7] `De la Physionomie,' p. 186. + +[8] Sir C. Bell (Anat. of Expression, p. 147) makes some remarks +on the movement of the diaphragm during laughter. + +[9] `Mecanisme de la Physionomie Humaine,' Album, Legende vi. + +Dr. Duchenne has given a large photograph of an old man +(reduced on Plate III. fig 4), in his usual passive condition, +and another of the same man (fig. 5), naturally smiling. +The latter was instantly recognized by every one to whom it +was shown as true to nature. He has also given, as an example +of an unnatural or false smile, another photograph (fig. 6) +of the same old man, with the corners of his mouth strongly +retracted by the galvanization of the great zygomatic muscles. +That the expression is not natural is clear, for I showed this +photograph to twenty-four persons, of whom three could not in +the least tell what was meant, whilst the others, though they +perceived that the expression was of the nature of a smile, +answered in such words as "a wicked joke," "trying to laugh," +"grinning laughter ... .. half-amazed laughter," &c. Dr. Duchenne +attributes the falseness of the expression altogether to the orbicular +muscles of the lower eyelids not being sufficiently contracted; +for he justly lays great stress on their contraction in the +expression of joy. No doubt there is much truth in this view, +but not, as it appears to me, the whole truth. The contraction +of the lower orbiculars is always accompanied, as we have seen, +by the drawing up of the upper lip. Had the upper lip, in fig. +6, been thus acted on to a slight extent, its curvature would +have been less rigid, the naso-labial farrow would have been +slightly different, and the whole expression would, as I believe, +have been more natural, independently of the more conspicuous +effect from the stronger contraction of the lower eyelids. +The corruptor muscle, moreover, in fig. 6, is too much contracted, +causing a frown; and this muscle never acts under the influence +of joy except during strongly pronounced or violent laughter. + + + +[10] Handbuch der System. Anat. des Menschen, 1858, +B. i. s. 144. See my woodcut (H. fig. 2). + +By the drawing backwards and upwards of the corners of the mouth, +through the contraction of the great zygomatic muscles, +and by the raising of the upper lip, the cheeks are drawn upwards. +Wrinkles are thus formed under the eyes, and, with old people, at their +outer ends; and these are highly characteristic of laughter or smiling. +As a gentle smile increases into a strong one, or into a laugh, +every one may feel and see, if he will attend to his own sensations +and look at himself in a mirror, that as the upper lip is drawn up +and the lower orbiculars contract, the wrinkles in the lower eyelids +and those beneath the eyes are much strengthened or increased. +At the same time, as I have repeatedly observed, the eyebrows are +slightly lowered, which shows that the upper as well as the lower orbiculars +contract at least to some degree, though this passes unperecived, +as far as our sensations are concerned. If the original photograph +of the old man, with his countenance in its usual placid state +(fig. 4), be compared with that (fig. 5) in which he is naturally smiling, +it may be seen that the eyebrows in the latter are a little lowered. +I presume that this is owing to the upper orbiculars being impelled, +through the force of long-associated habit, to act to a certain extent +in concert with the lower orbiculars, which themselves contract +in connection with the drawing up of the upper lip. + +The tendency in the zygomatic muscles to contract under pleasurable emotions +is shown by a curious fact, communicated to me by Dr. Browne, with respect +to patients suffering from GENERAL PARALYSIS OF THE INSANE.[11] "In this +malady there is almost invariably optimism--delusions as to wealth, +rank, grandeur--insane joyousness, benevolence, and profusion, while its +very earliest physical symptom is trembling at the corners of the mouth +and at the outer corners of the eyes. This is a well-recognized fact. +Constant tremulous agitation of the inferior palpebral and great zygomatic +muscles is pathognomic of the earlier stages of general paralysis. +The countenance has a pleased and benevolent expression. As the disease +advances other muscles become involved, but until complete fatuity is reached, +the prevailing expression is that of feeble benevolence." + +As in laughing and broadly smiling the cheeks and upper lip are much raised, +the nose appears to be shortened, and the skin on the bridge becomes +finely wrinkled in transverse lines, with other oblique longitudinal +lines on the sides. The upper front teeth are commonly exposed. +A well-marked naso-labial fold is formed, which runs from the wing +of each nostril to the corner of the mouth; and this fold is often +double in old persons. + + +[11] See, also, remarks to the same effect by Dr. J. Crichton Browne +in `Journal of Mental Science,' April, 1871, p. 149. + +A bright and sparkling eye is as characteristic of a pleased +or amused state of mind, as is the retraction of the corners +of the mouth and upper lip with the wrinkles thus produced. +Even the eyes of microcephalous idiots, who are so degraded +that they never learn to speak, brighten slightly when they are +pleased.[12] Under extreme laughter the eyes are too much suffused +with tears to sparkle; but the moisture squeezed out of the glands +during moderate laughter or smiling may aid in giving them lustre; +though this must be of altogether subordinate importance, +as they become dull from grief, though they are then often moist. +Their brightness seems to be chiefly due to their tenseness,[13] +owing to the contraction of the orbicular muscles and to the +pressure of the raised cheeks. But, according to Dr. Piderit, +who has discussed this point more fully than any other writer,[14] +the tenseness may be largely attributed to the eyeballs becoming +filled with blood and other fluids, from the acceleration +of the circulation, consequent on the excitement of pleasure. +He remarks on the contrast in the appearance of the eyes of a hectic +patient with a rapid circulation, and of a man suffering from +cholera with almost all the fluids of his body drained from him. +Any cause which lowers the circulation deadens the eye. +I remember seeing a man utterly prostrated by prolonged and severe +exertion during a very hot day, and a bystander compared his eyes +to those of a boiled codfish. + + +[12] C. Vogt, `Memoire sur les Microcephales,' 1867, p. 21. + +[13] Sir C. Bell, `Anatomy of Expression,' p. 133. + +[14] `Mimik und Physiognomik,' 1867, s. 63-67. + +To return to the sounds produced during laughter. We can see +in a vague manner how the utterance of sounds of some kind would +naturally become associated with a pleasurable state of mind; +for throughout a large part of the animal kingdom vocal or +instrumental sounds are employed either as a call or as a charm +by one sex for the other. They are also employed as the means +for a joyful meeting between the parents and their offspring, +and between the attached members of the same social community. +But why the sounds which man utters when he is pleased have +the peculiar reiterated character of laughter we do not know. +Nevertheless we can see that they would naturally be as +different as possible from the screams or cries of distress; +and as in the production of the latter, the expirations +are prolonged and continuous, with the inspirations short +and interrupted, so it might perhaps have been expected +with the sounds uttered from joy, that the expirations would +have been short and broken with the inspirations prolonged; +and this is the case. + +It is an equally obscure point why the corners of the mouth are +retracted and the upper lip raised during ordinary laughter. +The mouth must not be opened to its utmost extent, for when this occurs +during a paroxysm of excessive laughter hardly any sound is emitted; +or it changes its tone and seems to come from deep down in the throat. +The respiratory muscles, and even those of the limbs, +are at the same time thrown into rapid vibratory movements. +The lower jaw often partakes of this movement, and this +would tend to prevent the mouth from being widely opened. +But as a full volume of sound has to be poured forth, the orifice +of the mouth must be large; and it is perhaps to gain this +end that the corners are retracted and the upper lip raised. +Although we can hardly account for the shape of the mouth +during laughter, which leads to wrinkles being formed beneath +the eyes, nor for the peculiar reiterated sound of laughter, +nor for the quivering of the jaws, nevertheless we may infer +that all these effects are due to some common cause. +For they are all characteristic and expressive of a pleased +state of mind in various kinds of monkeys. + +A graduated series can be followed from violent to moderate laughter, +to a broad smile, to a gentle smile, and to the expression +of mere cheerfulness. During excessive laughter the whole body +is often thrown backward and shakes, or is almost convulsed; +the respiration is much disturbed; the head and face become gorged +with blood, with the veins distended; and the orbicular muscles +are spasmodically contracted in order to protect the eyes. +Tears are freely shed. Hence, as formerly remarked, +it is scarcely possible to point out any difference between +the tear-stained face of a person after a paroxysm of excessive +laughter and after a bitter crying-fit.[15] It is probably +due to the close similarity of the spasmodic movements caused +by these widely different emotions that hysteric patients +alternately cry and laugh with violence, and that young children +sometimes pass suddenly from the one to the other state. +Mr. Swinhoe informs me that he has often seen the Chinese, +when suffering from deep grief, burst out into hysterical +fits of laughter. + + +[15] Sir T. Reynolds remarks (`Discourses,' xii. p. 100), it is curious +to observe, and it is certainly true, that the extremes of contrary +passions are, with very little variation, expressed by the same action." +He gives as an instance the frantic joy of a Bacchante and the grief +of a Mary Magdalen. + +I was anxious to know whether tears are freely shed during excessive +laughter by most of the races of men, and I hear from my correspondents +that this is the case. One instance was observed with the Hindoos, +and they themselves said that it often occurred. So it is with +the Chinese. The women of a wild tribe of Malays in the Malacca peninsula, +sometimes shed tears when they laugh heartily, though this seldom occurs. +With the Dyaks of Borneo it must frequently be the case, at least +with the women, for I hear from the Rajah C. Brooke that it is a common +expression with them to say "we nearly made tears from laughter." +The aborigines of Australia express their emotions freely, and they +are described by my correspondents as jumping about and clapping their +hands for joy, and as often roaring with laughter. No less than four +observers have seen their eyes freely watering on such occasions; +and in one instance the tears rolled down their cheeks. Mr. Bulmer, +a missionary in a remote part of Victoria, remarks, "that they have a keen +sense of the ridiculous; they are excellent mimics, and when one of them +is able to imitate the peculiarities of some absent member of the tribe, +it is very common to hear all in the camp convulsed with laughter." +With Europeans hardly anything excites laughter so easily as mimicry; +and it is rather curious to find the same fact with the savages of Australia, +who constitute one of the most distinct races in the world. + +In Southern Africa with two tribes of Kafirs, especially with +the women, their eyes often fill with tears during laughter. +Gaika, the brother of the chief Sandilli, answers my query on +this bead, with the words, "Yes, that is their common practice." +Sir Andrew Smith has seen the painted face of a Hottentot +woman all furrowed with tears after a fit of laughter. +In Northern Africa, with the Abyssinians, tears are secreted +under the same circumstances. Lastly, in North America, the same +fact has been observed in a remarkably savage and isolated tribe, +but chiefly with the women; in another tribe it was observed +only on a single occasion. + +Excessive laughter, as before remarked, graduates into moderate laughter. +In this latter case the muscles round the eyes are much less contracted, +and there is little or no frowning. Between a gentle laugh and a broad smile +there is hardly any difference, excepting that in smiling no reiterated +sound is uttered, though a single rather strong expiration, or slight noise-- +a rudiment of a laugh--may often be heard at the commencement of a smile. +On a moderately smiling countenance the contraction of the upper orbicular +muscles can still just be traced by a slight lowering of the eyebrows. +The contraction of the lower orbicular and palpebral muscles is much plainer, +and is shown by the wrinkling of the lower eyelids and of the skin +beneath them, together with a slight drawing up of the upper lip. +From the broadest smile we pass by the finest steps into the gentlest one. +In this latter case the features are moved in a much less degree, +and much more slowly, and the mouth is kept closed. The curvature +of the naso-labial furrow is also slightly different in the two cases. +We thus see that no abrupt line of demarcation can be drawn between +the movement of the features during the most violent laughter and a +very faint smile.[16] + +A smile, therefore, may be said to be the first stage in the development +of a laugh. But a different and more probable view may be suggested; +namely, that the habit of uttering load reiterated sounds from a sense +of pleasure, first led to the retraction of the corners of the mouth +and of the upper lip, and to the contraction of the orbicular muscles; +and that now, through association and long-continued habit, +the same muscles are brought into slight play whenever any cause +excites in us a feeling which, if stronger, would have led to laughter; +and the result is a smile. + + +[16] Dr. Piderit has come to the same conclusion, ibid. s. 99. + +Whether we look at laughter as the full development of +a smile, or, as is more probable, at a gentle smile as the last +trace of a habit, firmly fixed during many generations, +of laughing whenever we are joyful, we can follow in our +infants the gradual passage of the one into the other. +It is well known to those who have the charge of young infants, +that it is difficult to feel sure when certain movements about their +mouths are really expressive; that is, when they really smile. +Hence I carefully watched my own infants. One of them at the age +of forty-five days, and being at the time in a happy frame +of mind, smiled; that is, the corners of the mouth were retracted, +and simultaneously the eyes became decidedly bright. +I observed the same thing on the following day; but on the third +day the child was not quite well and there was no trace of a smile, +and this renders it probable that the previous smiles were real. +Eight days subsequently and during the next succeeding week, +it was remarkable how his eyes brightened whenever he smiled, +and his nose became at the same time transversely wrinkled. +This was now accompanied by a little bleating noise, which perhaps +represented a laugh. At the age of 113 days these little noises, +which were always made during expiration, assumed a slightly +different character, and were more broken or interrupted, +as in sobbing; and this was certainly incipient laughter. +The change in tone seemed to me at the time to be connected +with the greater lateral extension of the mouth as the +smiles became broader. + +In a second infant the first real smile was observed at about the same +age, viz. forty-five days; and in a third, at a somewhat earlier age. +The second infant, when sixty-five days old, smiled much more broadly +and plainly than did the one first mentioned at the same age; +and even at this early age uttered noises very like laughter. +In this gradual acquirement, by infants, of the habit of laughing, +we have a case in some degree analogous to that of weeping. +As practice is requisite with the ordinary movements of the body, +such as walking, so it seems to be with laughing and weeping. +The art of screaming, on the other hand, from being of service +to infants, has become finely developed from the earliest days. + + +_High spirits, cheerfulness_.--A man in high spirits, +though he may not actually smile, commonly exhibits some +tendency to the retraction of the corners of his mouth. +From the excitement of pleasure, the circulation becomes more rapid; +the eyes are bright, and the colour of the face rises. +The brain, being stimulated by the increased flow of blood, +reacts on the mental powers; lively ideas pass still more rapidly +through the mind, and the affections are warmed. I heard a child, +a little under four years old, when asked what was meant by being +in good spirits, answer, "It is laughing, talking, and kissing." +It would be difficult to give a truer and more practical definition. +A man in this state holds his body erect, his head upright, +and his eyes open. There is no drooping of the features, +and no contraction of the eyebrows. On the contrary, the frontal +muscle, as Moreau observes,[17] tends to contract slightly; +and this smooths the brow, removes every trace of a frown, +arches the eyebrows a little, and raises the eyelids. +Hence the Latin phrase, _exporrigere frontem_-- +to unwrinkle the brow--means, to be cheerful or merry. +The whole expression of a man in good spirits is exactly +the opposite of that of one suffering from sorrow. +According to Sir C. Bell, "In all the exhilarating emotions +the eyebrows, eyelids, the nostrils, and the angles of the mouth +are raised. In the depressing passions it is the reverse." +Under the influence of the latter the brow is heavy, +the eyelids, cheeks, mouth, and whole head droop; the eyes +are dull; the countenance pallid, and the respiration slow. +In joy the face expands, in grief it lengthens. +Whether the principle of antithesis has here come into play +in producing these opposite expressions, in aid of the direct +causes which have been specified and which are sufficiently plain, +I will not pretend to say. + + +[17] `La Physionomie,' par G. Lavater, edit. +of 1820, vol. iv. p. 224. See, also, Sir C. Bell, `Anatomy +of Expression,' p. 172, for the quotation given below. + +With all the races of man the expression of good spirit appears +to be the same, and is easily recognized. My informants, +from various parts of the Old and New Worlds, answer in the affirmative +to my queries on this head, and they give some particulars with +respect to Hindoos, Malays, and New Zealanders. The brightness +of the eyes of the Australians has struck four observers, +and the same fact has been noticed with Hindoos, New Zealanders, +and the Dyaks of Borneo. + +Savages sometimes express their satisfaction not only by smiling, +but by gestures derived from the pleasure of eating. +Thus Mr. Wedgwood[18] quotes Petherick that the negroes on +the Upper Nile began a general rubbing of their bellies when +he displayed his beads; and Leichhardt says that the Australians +smacked and clacked their mouths at the sight of his horses +and bullocks, and more especially of his kangaroo dogs. +The Greenlanders, "when they affirm anything with pleasure, +suck down air with a certain sound;"[19] and this may be an +imitation of the act of swallowing savoury food. + + +[18] A `Dictionary of English Etymology,' 2nd edit. +1872, Introduction, p. xliv. + +Laughter is suppressed by the firm contraction of the orbicular +muscles of the mouth, which prevents the great zygomatic +and other muscles from drawing the lips backwards and upwards. +The lower lip is also sometimes held by the teeth, and this +gives a roguish expression to the face, as was observed with +the blind and deaf Laura Bridgman.[20] The great zygomatic +muscle is sometimes variable in its course, and I have seen +a young woman in whom the _depressores anguli oris_ were +brought into strong action in suppressing a smile; but this +by no means gave to her countenance a melancholy expression, +owing to the brightness of her eyes. + +Laughter is frequently employed in a forced manner to conceal or mask +some other state of mind, even anger. We often see persons laughing +in order to conceal their shame or shyness. When a person purses up +his mouth, as if to prevent the possibility of a smile, though there +is nothing to excite one, or nothing to prevent its free indulgence, +an affected, solemn, or pedantic expression is given; but of such hybrid +expressions nothing more need here be said. In the case of derision, +a real or pretended smile or laugh is often blended with the expression +proper to contempt, and this may pass into angry contempt or scorn. +In such cases the meaning of the laugh or smile is to show the offending +person that he excites only amusement. + +_Love, tender feelings, &c_.--Although the emotion of love, +for instance that of a mother for her infant, is one of the strongest +of which the mind is capable, it can hardly be said to have any +proper or peculiar means of expression; and this is intelligible, +as it has not habitually led to any special line of action. +No doubt, as affection is a pleasurable sensation, it generally +causes a gentle smile and some brightening of the eyes. +A strong desire to touch the beloved person is commonly felt; +and love is expressed by this means more plainly than by any other.[21] +Hence we long to clasp in our arms those whom we tenderly love. +We probably owe this desire to inherited habit, in association +with the nursing and tending of our children, and with the mutual +caresses of lovers. + + +[19] Crantz, quoted by Tylor, `Primitive Culture,' 1871, Vol. i. P. 169. + +[20] F. Lieber, `Smithsonian Contributions,' 1851, vol. ii. p. 7. + +With the lower animals we see the same principle of +pleasure derived from contact in association with love. +Dogs and cats manifestly take pleasure in rubbing against their +masters and mistresses, and in being rubbed or patted by them. +Many kinds of monkeys, as I am assured by the keepers in +the Zoological Gardens, delight in fondling and being fondled +by each other, and by persons to whom they are attached. +Mr. Bartlett has described to me the behaviour of two chimpanzees, +rather older animals than those generally imported into +this country, when they were first brought together. +They sat opposite, touching each other with their much protruded lips; +and the one put his hand on the shoulder of the other. +They then mutually folded each other in their arms. +Afterwards they stood up, each with one arm on the shoulder +of the other, lifted up their heads, opened their mouths, +and yelled with delight. + + +[21] Mr. Bain remarks (`Mental and Moral Science,' 1868, p. +239), "Tenderness is a pleasurable emotion, variously stimulated, +whose effort is to draw human beings into mutual embrace." + +We Europeans are so accustomed to kissing as a mark of affection, that it +might be thought to be innate in mankind; but this is not the case. +Steele was mistaken when he said "Nature was its author, and it +began with the first courtship." Jemmy Button, the Fuegian, told me +that this practice was unknown in his land. It is equally unknown with +the New Zealanders, Tahitians, Papuans, Australians, Somals of Africa, +and the Esquimaux." But it is so far innate or natural that it +apparently depends on pleasure from close contact with a beloved person; +and it is replaced in various parts of the world, by the rubbing of noses, +as with the New Zealanders and Laplanders, by the rubbing or patting +of the arms, breasts, or stomachs, or by one man striking his own face +with the hands or feet of another. Perhaps the practice of blowing, +as a mark of affection, on various parts of the body may depend on +the same principle.[23] + +The feelings which are called tender are difficult to analyse; +they seem to be compounded of affection, joy, and especially of sympathy. +These feelings are in themselves of a pleasurable nature, excepting when pity +is too deep, or horror is aroused, as in hearing of a tortured man or animal. +They are remarkable under our present point of view from so readily exciting +the secretion of tears. Many a father and son have wept on meeting +after a long separation, especially if the meeting has been unexpected. +No doubt extreme joy by itself tends to act on the lacrymal glands; +but on such occasions as the foregoing vague thoughts of the grief which would +have been felt had the father and son never met, will probably have passed +through their minds; and grief naturally leads to the secretion of tears. +Thus on the return of Ulysses:--"Telemachus + Rose, and clung weeping round his father's breast. + There the pent grief rained o'er them, yearning thus. + * * * * * * + Thus piteously they wailed in sore unrest, + And on their weepings had gone down the day, + But that at last Telemachus found words to say." +_Worsley's Translation of the Odyssey_, Book xvi. st. 27. + +So again when Penelope at last recognized her husband:-- + + "Then from her eyelids the quick tears did start + And she ran to him from her place, and threw + Her arms about his neck, and a warm dew + Of kisses poured upon him, and thus spake:" +Book xxiii. st. 27. + + + +[22] Sir J. Lubbock, `Prehistoric Times,' 2nd edit. +1869, p. 552, gives full authorities for these statements. +The quotation from Steele is taken from this work. + +[23] See a full acount,{sic} with references, by E. B. Tylor, `Researches into +the Early History of Mankind,' 2nd edit. 1870, p. 51. + + +The vivid recollection of our former home, or of long-past happy days, +readily causes the eyes to be suffused with tears; but here, again, +the thought naturally occurs that these days will never return. +In such cases we may be said to sympathize with ourselves in our present, +in comparison with our former, state. Sympathy with the distresses +of others, even with the imaginary distresses of a heroine in a +pathetic story, for whom we feel no affection, readily excites tears. +So does sympathy with the happiness of others, as with that of a lover, +at last successful after many hard trials in a well-told tale. + +Sympathy appears to constitute a separate or distinct emotion; +and it is especially apt to excite the lacrymal glands. +This holds good whether we give or receive sympathy. +Every one must have noticed how readily children burst out crying +if we pity them for some small hurt. With the melancholic insane, +as Dr. Crichton Browne informs me, a kind word will often plunge +them into unrestrained weeping. As soon as we express our pity +for the grief of a friend, tears often come into our own eyes. +The feeling of sympathy is commonly explained by assuming that, +when we see or hear of suffering in another, the idea of suffering +is called up so vividly in our own minds that we ourselves suffer. +But this explanation is hardly sufficient, for it does not account +for the intimate alliance between sympathy and affection. +We undoubtedly sympathize far more deeply with a beloved than +with an indifferent person; and the sympathy of the one gives us +far more relief than that of the other. Yet assuredly we can +sympathize with those for whom we feel no affection. + +Why suffering, when actually experienced by ourselves, +excites weeping, has been discussed in a former chapter. +With respect to joy, its natural and universal expression is laughter; +and with all the races of man loud laughter leads to the secretion +of tears more freely than does any other cause excepting distress. +The suffusion of the eyes with tears, which undoubtedly occurs +under great joy, though there is no laughter, can, as it seems to me, +be explained through habit and association on the same principles +as the effusion of tears from grief, although there is no screaming. +Nevertheless it is not a little remarkable that sympathy +with the distresses of others should excite tears more freely +than our own distress; and this certainly is the case. +Many a man, from whose eyes no suffering of his own could wring +a tear, has shed tears at the sufferings of a beloved friend. +It is still more remarkable that sympathy with the happiness or good +fortune of those whom we tenderly love should lead to the same result, +whilst a similar happiness felt by ourselves would leave our eyes dry. +We should, however, bear in mind that the long-continued habit +of restraint which is so powerful in checking the free flow of tears +from bodily pain, has not been brought into play in preventing +a moderate effusion of tears in sympathy with the sufferings +or happiness of others. + +Music has a wonderful power, as I have elsewhere attempted to show,[24] +of recalling in a vague and indefinite manner, those strong emotions +which were felt during long-past ages, when, as is probable, +our early progenitors courted each other by the aid of vocal tones. +And as several of our strongest emotions--grief, great joy, love, +and sympathy--lead to the free secretion of tears, it is not surprising +that music should be apt to cause our eyes to become suffused +with tears, especially when we are already softened by any of the +tenderer feelings. Music often produces another peculiar effect. +We know that every strong sensation, emotion, or excitement-- +extreme pain, rage, terror, joy, or the passion of love-- +all have a special tendency to cause the muscles to tremble; +and the thrill or slight shiver which runs down the backbone and +limbs of many persons when they are powerfully affected by music, +seems to bear the same relation to the above trembling of the body, +as a slight suffusion of tears from the power of music does to weeping +from any strong and real emotion. + +_Devotion_.--As devotion is, in some degree, related to affection, +though mainly consisting of reverence, often combined with fear, +the expression of this state of mind may here be briefly noticed. +With some sects, both past and present, religion and love +have been strangely combined; and it has even been maintained, +lamentable as the fact may be, that the holy kiss of love +differs but little from that which a man bestows on a woman, +or a woman on a man.[25] Devotion is chiefly expressed by the face +being directed towards the heavens, with the eyeballs upturned. +Sir C. Bell remarks that, at the approach of sleep, +or of a fainting-fit, or of death, the pupils are drawn +upwards and inwards; and he believes that "when we are wrapt +in devotional feelings, and outward impressions are unheeded, +the eyes are raised by an action neither taught nor acquired." +and that this is due to the same cause as in the above +cases.[26] That the eyes are upturned during sleep is, +as I hear from Professor Donders, certain. With babies, +whilst sucking their mother's breast, this movement of the eyeballs +often gives to them an absurd appearance of ecstatic delight; +and here it may be clearly perceived that a struggle is going +on against the position naturally assumed during sleep. +But Sir C. Bell's explanation of the fact, which rests on the +assumption that certain muscles are more under the control of the will +than others is, as I hear from Professor Donders, incorrect. +As the eyes are often turned up in prayer, without the mind being +so much absorbed in thought as to approach to the unconsciousness +of sleep, the movement is probably a conventional one-- +the result of the common belief that Heaven, the source of Divine +power to which we pray, is seated above us. + + +[24] `The Descent of Man,' vol. ii. p. 336. + +A humble kneeling posture, with the hands upturned and palms joined, +appears to us, from long habit, a gesture so appropriate to devotion, +that it might be thought to be innate; but I have not met with any +evidence to this effect with the various extra-European races of mankind. +During the classical period of Roman history it does not appear, as I hear +from an excellent classic, that the hands were thus joined during prayer. +Mr. Rensleigh Wedgwood has apparently given[27] the true explanation, +though this implies that the attitude is one of slavish subjection. +"When the suppliant kneels and holds up his hands with the palms joined, +he represents a captive who proves the completeness of his submission +by offering up his hands to be bound by the victor. It is the pictorial +representation of the Latin _dare manus_, to signify submission." +Hence it is not probable that either the uplifting of the eyes or the joining +of the open hands, under the influence of devotional feelings, are innate +or truly expressive actions; and this could hardly have been expected, +for it is very doubtful whether feelings, such as we should now rank +as devotional, affected the hearts of men, whilst they remained during +past ages in an uncivilized condition. + + + +[25] Dr. Mandsley has a discussion to this effect in his `Body +and Mind,' 1870, p. 85. + +[26] `The Anatomy of Expression,' p. 103, and `Philosophical Transactions,' +1823, p. 182. + + +[27] `The Origin of Language,' 1866, p. 146. Mr. Tylor (`Early History +of Mankind,' 2nd edit. 1870, p. 48) gives a more complex origin +to the position of the hands during prayer. CHAPTER IX. + +REFLECTION--MEDITATION-ILL-TEMPER--SULKINESS--DETERMINATION. + +The act of frowning--Reflection with an effort, or with +the perception of something difficult or disagreeable-- +Abstracted meditation--Ill-temper--Moroseness--Obstinacy Sulkiness +and pouting--Decision or determination--The firm closure +of the mouth. + + +THE corrugators, by their contraction, lower the eyebrows and bring +them together, producing vertical furrows on the forehead--that is, a frown. +Sir C. Bell, who erroneously thought that the corrugator was peculiar +to man, ranks it as "the most remarkable muscle of the human face. +It knits the eyebrows with an energetic effort, which unaccountably, +but irresistibly, conveys the idea of mind." Or, as he elsewhere says, +"when the eyebrows are knit, energy of mind is apparent, and there +is the mingling of thought and emotion with the savage and brutal +rage of the mere animal."[1] There is much truth in these remarks, +but hardly the whole truth. Dr. Duchenne has called the corrugator +the muscle of reflection;[2] but this name, without some limitation, +cannot be considered as quite correct. + + +[1] `Anatomy of Expression,' pp. 137, 139. It is not surprising +that the corrugators should have become much more developed in man +than in the anthropoid apes; for they are brought into incessant +action by him under various circumstances, and will have been +strengthened and modified by the inherited effects of use. +We have seen how important a part they play, together with +the orbiculares, in protecting the eyes from being too much +gorged with blood during violent expiratory movements. +When the eyes are closed as quickly and as forcibly as possible, +to save them from being injured by a blow, the corrugators contract. +With savages or other men whose heads are uncovered, the eyebrows +are continually lowered and contracted to serve as a shade against +a too strong light; and this is effected partly by the corrugators. +This movement would have been more especially serviceable to man, +as soon as his early progenitors held their heads erect. +Lastly, Prof. Donders believes (`Archives of Medicine,' ed. +by L. Beale, 1870, vol. v. p. 34), that the corrugators are brought +into action in causing the eyeball to advance in accommodation +for proximity in vision. + +A man may be absorbed in the deepest thought, and his brow +will remain smooth until he encounters some obstacle in his +train of reasoning, or is interrupted by some disturbance, +and then a frown passes like a shadow over his brow. +A half-starved man may think intently how to obtain food, +but he probably will not frown unless he encounters either in thought +or action some difficulty, or finds the food when obtained nauseous. +I have noticed that almost everyone instantly frowns if +he perceives a strange or bad taste in what he is eating. +I asked several persons, without explaining my object, +to listen intently to a very gentle tapping sound, the nature +and source of which they all perfectly knew, and not one frowned; +but a man who joined us, and who could not conceive what we were +all doing in profound silence, when asked to listen, frowned much, +though not in an ill-temper, and said he could not in the least +understand what we all wanted. Dr. Piderit[3] who has published +remarks to the same effect, adds that stammerers generally +frown in speaking, and that a man in doing even so trifling +a thing as pulling on a boot, frowns if he finds it too tight. +Some persons are such habitual frowners, that the mere effort +of speaking almost always causes their brows to contract. + + + +[2] `Mecanisme de la Physionomie Humaine,' Album, Legende iii. + +[3] `Mimik und Physiognomik,' s. 46. + +Men of all races frown when they are in any way perplexed in thought, +as I infer from the answers which I have received to my queries; but I framed +them badly, confounding absorbed meditation with perplexed reflection. +Nevertheless, it is clear that the Australians, Malays, Hindoos, and Kafirs +of South Africa frown, when they are puzzled. Dobritzhoffer remarks +that the Guaranies of South America on like occasions knit their brows.[4] + +From these considerations, we may conclude that frowning +is not the expression of simple reflection, however profound, +or of attention, however close, but of something difficult +or displeasing encountered in a train of thought or in action. +Deep reflection can, however, seldom be long carried on without +some difficulty, so that it will generally be accompanied by a frown. +Hence it is that frowning commonly gives to the countenance, +as Sir C. Bell remarks, an aspect of intellectual energy. +But in order that this effect may be produced, the eyes must be +clear and steady, or they may be cast downwards, as often occurs +in deep thought. The countenance must not be otherwise disturbed, +as in the case of an ill-tempered or peevish man, or of one +who shows the effects of prolonged suffering, with dulled eyes +and drooping jaw, or who perceives a bad taste in his food, +or who finds it difficult to perform some trifling act, +such as threading a needle. In these cases a frown may often +be seen, but it will be accompanied by some other expression, +which will entirely prevent the countenance having an appearance +of intellectual energy or of profound thought. + + +[4] `History of the Abipones,' Eng. translat. vol. ii. p. 59, as quoted +by Lubbock, `Origin of Civilisation,' 1870, p. 355. + +We may now inquire how it is that a frown should express the perception +of something difficult or disagreeable, either in thought or action. +In the same way as naturalists find it advisable to trace the embryological +development of an organ in order fully to understand its structure, +so with the movements of expression it is advisable to follow as nearly +as possible the same plan. The earliest and almost sole expression +seen during the first days of infancy, and then often exhibited is +that displayed during the act of screaming; and screaming is excited, +both at first and for some time afterwards, by every distressing or +displeasing sensation and emotion,--by hunger, pain, anger, jealousy, fear, +&c. At such times the muscles round the eyes are strongly contracted; +and this, as I believe, explains to a large extent the act of frowning +during the remainder of our lives. I repeatedly observed my own infants, +from under the age of one week to that of two or three months, +and found that when a screaming-fit came on gradually, the first sign +was the contraction of the corrugators, which produced a slight frown, +quickly followed by the contraction of the other muscles round the eyes. +When an infant is uncomfortable or unwell, little frowns--as I record +in my notes--may be seen incessantly passing like shadows over its face; +these being generally, but not always, followed sooner or later by a +crying-fit. For instance, I watched for some time a baby, between seven +and eight weeks old, sucking some milk which was cold, and therefore +displeasing to him; and a steady little frown was maintained all the time. +This was never developed into an actual crying-fit, though occasionally +every stage of close approach could be observed. + +As the habit of contracting the brows has been followed by infants +during innumerable generations, at the commencement of every +crying or screaming fit, it has become firmly associated with +the incipient sense of something distressing or disagreeable. +Hence under similar circumstances it would be apt to be continued +during maturity, although never then developed into a crying-fit. +Screaming or weeping begins to be voluntarily restrained at an early +period of life, whereas frowning is hardly ever restrained at any age. +It is perhaps worth notice that with children much given to weeping, +anything which perplexes their minds, and which would cause +most other children merely to frown, readily makes them weep. +So with certain classes of the insane, any effort of mind, +however slight, which with an habitual frowner would cause +a slight frown, leads to their weeping in an unrestrained manner. +It is not more surprising that the habit of contracting the brows +at the first perception of something distressing, although gained +during infancy, should be retained during the rest of our lives, +than that many other associated habits acquired at an early age +should be permanently retained both by man and the lower animals. +For instance, full-grown cats, when feeling warm and comfortable, +often retain the habit of alternately protruding their fore-feet +with extended toes, which habit they practised for a definite +purpose whilst sucking their mothers. + +Another and distinct cause has probably strengthened the habit of frowning, +whenever the mind is intent on any subject and encounters some difficulty. +Vision is the most important of all the senses, and during primeval times +the closest attention must have been incessantly: directed towards +distant objects for the sake of obtaining prey and avoiding danger. +I remember being struck, whilst travelling in parts of South America, +which were dangerous from the presence of Indians, how incessantly, +yet as it appeared unconsciously, the half-wild Gauchos closely scanned +the whole horizon. Now, when any one with no covering on his head +(as must have been aboriginally the case with mankind), strives +to the utmost to distinguish in broad daylight, and especially +if the sky is bright, a distant object, he almost invariably +contracts his brows to prevent the entrance of too much light; +the lower eyelids, cheeks, and upper lip being at the same time raised, +so as to lessen the orifice of the eyes. I have purposely asked +several persons, young and old, to look, under the above circumstances, +at distant objects, making them believe that I only wished to test the power +of their vision; and they all behaved in the manner just described. +Some of them, also, put their open, flat hands over their eyes to keep +out the excess of light. Gratiolet, after making some remarks to nearly +the same effect,[5] says, "Ce sont la des attitudes de vision difficile." +He concludes that the muscles round the eyes contract partly for +the sake of excluding too much light (which appears to me the more +important end), and partly to prevent all rays striking the retina, +except those which come direct from the object that is scrutinized. +Mr. Bowman, whom I consulted on this point, thinks that the contraction +of the surrounding muscles may, in addition, "partly sustain the consensual +movements of the two eyes, by giving a firmer support while the globes +are brought to binocular vision by their own proper muscles." + +As the effort of viewing with care under a bright light a distant +object is both difficult and irksome, and as this effort has +been habitually accompanied, during numberless generations, +by the contraction of the eyebrows, the habit of frowning will +thus have been much strengthened; although it was originally +practised during infancy from a quite independent cause, namely as +the first step in the protection of the eyes during screaming. +There is, indeed, much analogy, as far as the state +of the mind is concerned, between intently scrutinizing +a distant object, and following out an obscure train of thought, +or performing some little and troublesome mechanical work. +The belief that the habit of contracting the brows is continued +when there is no need whatever to exclude too much light, +receives support from the cases formerly alluded to, +in which the eyebrows or eyelids are acted on under certain +circumstances in a useless manner, from having been similarly used, +under analogous circumstances, for a serviceable purpose. +For instance, we voluntarily close our eyes when we do not +wish to see any object, and we are apt to close them, when we +reject a proposition, as if we could not or would not see it; +or when we think about something horrible. We raise our +eyebrows when we wish to see quickly all round us, and we often +do the same, when we earnestly desire to remember something; +acting as if we endeavoured to see it. + + +[5] `De la Physionomie,' pp. 15, 144, 146. Mr. Herbert Spencer +accounts for frowning exclusively by the habit of contracting +the brows as a shade to the eyes in a bright light: +see `Principles of Physiology,' 2nd edit. 1872, p. 546. + +_Abstraction. Meditation_.--When a person is lost in thought +with his mind absent, or, as it is sometimes said, "when he is +in a brown study," he does not frown, but his eyes appear vacant. +The lower eyelids are generally raised and wrinkled, in the same manner +as when a short-sighted person tries to distinguish a distant object; +and the upper orbicular muscles are at the same time slightly contracted. +The wrinkling of the lower eyelids under these circumstances has been +observed with some savages, as by Mr. Dyson Lacy with the Australians +of Queensland, and several times by Mr. Geach with the Malays of the +interior of Malacca. What the meaning or cause of this action may be, +cannot at present be explained; but here we have another instance +of movement round the eyes in relation to the state of the mind. + +The vacant expression of the eyes is very peculiar, and at once shows +when a man is completely lost in thought. Professor Donders has, +with his usual kindness, investigated this subject for me. +He has observed others in this condition, and has been himself observed +by Professor Engelmann. The eyes are not then fixed on any object, +and therefore not, as I had imagined, on some distant object. +The lines of vision of the two eyes even often become slightly divergent; +the divergence, if the head be held vertically, with the plane +of vision horizontal, amounting to an angle of 2'0 as a maximum. +This was ascertained by observing the crossed double image of a +distant object. When the head droops forward, as often occurs with a man +absorbed in thought, owing to the general relaxation of his muscles, +if the plane of vision be still horizontal, the eyes are necessarily +a little turned upwards, and then the divergence is as much as 3'0, +or 3'0 5': if the eyes are turned still more upwards, it amounts +to between 6'0 and 7'0. Professor Donders attributes this divergence +to the almost complete relaxation of certain muscles of the eyes, +which would be apt to follow from the mind being wholly absorbed.[6] +The active condition of the muscles of the eyes is that of convergence; +and Professor Donders remarks, as bearing on their divergence during +a period of complete abstraction, that when one eye becomes blind, +it almost always, after a short lapse of time, deviates outwards; +for its muscles are no longer used in moving the eyeball inwards +for the sake of binocular vision. + + +[6] Gratiolet remarks (De la Phys. p. 35), "Quand l'attention +est fixee sur quelque image interieure, l'oeil regarde dqns le +vide et s'associe automatiquement a la contemplation de l'esprit." +But this view hardly deserves to be called an explanation. + +Perplexed reflection is often accompanied by certain movements +or gestures. At such times we commonly raise our hands +to our foreheads, mouths, or chins; but we do not act thus, +as far as I have seen, when we are quite lost in meditation, +and no difficulty is encountered. Plautus, describing in one +of his plays[7] a puzzled man, says, "Now look, he has pillared +his chin upon his hand." Even so trifling and apparently +unmeaning a gesture as the raising of the hand to the face has +been observed with some savages. Al. J. Mansel Weale has +seen it with the Kafirs of South Africa; and the native chief +Gaika adds, that men then "sometimes pull their beards." +Mr. Washington Matthews, who attended to some of the wildest +tribes of Indians in the western regions of the United States, +remarks that he has seen them when concentrating their thoughts, +bring their "hands, usually the thumb and index finger, +in contact with some part of the face, commonly the upper lip." +We can understand why the forehead should be pressed or rubbed, +as deep thought tries the brain; but why the hand should be +raised to the mouth or face is far from clear. + +_Ill-temper_.--We have seen that frowning is the natural expression +of some difficulty encountered, or of something disagreeable experienced +either in thought or action, and he whose mind is often and readily +affected in this way, will be apt to be ill-tempered, or slightly angry, +or peevish, and will commonly show it by frowning. But a cross expression, +due to a frown, may be counteracted, if the mouth appears sweet, from being +habitually drawn into a smile, and the eyes are bright and cheerful. +So it will be if the eye is clear and steady, and there is the appearance +of earnest reflection. Frowning, with some depression of the corners +of the mouth, which is a sign of grief, gives an air of peevishness. +If a child (see Plate IV., fig. 2)[8] frowns much whilst crying, +but does not strongly contract in the usual manner the orbicular muscles, +a well-marked expression of anger or even of rage, together with misery, +is displayed. + + +[7] `Miles Gloriosus,' act ii. sc. 2. + +If the whole frowning brow be drawn much downward by the +contraction of the pyramidal muscles of the nose, which produces +transverse wrinkles or folds across the base of the nose, +the expression becomes one of moroseness. Duchenne believes +that the contraction of this muscle, without any frowning, +gives the appearance of extreme and aggressive hardness.[9] +But I much doubt whether this is a true or natural expression. +I have shown Duchenne's photograph of a young man, with this muscle +strongly contracted by means of galvanism, to eleven persons, +including some artists, and none of them could form an idea +what was intended, except one, a girl, who answered correctly, +"surely reserve." When I first looked at this photograph, +knowing what was intended, my imagination added, as I believe, +what was necessary, namely, a frowning brow; and consequently +the expression appeared to me true and extremely morose. + + +[8] The original photograph by Herr Kindermann is much more expressive +than this copy, as it shows the frown on the brow more plainly. + +[9] `Mecanisme de la Physionomie Humaine,' Album, Legende iv. figs. 16-18. + +A firmly closed mouth, in addition to a lowered and frowning brow, +gives determination to the expression, or may make it obstinate and sullen. +How it comes that the firm closure of the mouth gives the appearance +of determination will presently be discussed. An expression +of sullen obstinacy has been clearly recognized by my informants, +in the natives of six different regions of Australia. It is well marked, +according to Mr. Scott, with the Hindoos. It has been recognized with +the Malays, Chinese, Kafirs, Abyssinians, and in a conspicuous degree, +according to Dr. Rothrock, with the wild Indians of North America, +and according to Mr. D. Forbes, with the Aymaras of Bolivia. I have also +observed it with the Araucanos of southern Chili. Mr. Dyson Lacy remarks +that the natives of Australia, when in this frame of mind, sometimes fold +their arms across their breasts, an attitude which may be seen with us. +A firm determination, amounting to obstinacy, is, also, sometimes expressed +by both shoulders being kept raised, the meaning of which gesture +will be explained in the following chapter. + +With young children sulkiness is shown by pouting, or, as it +is sometimes called, "making a snout."[10] When the corners +of the mouth are much depressed, the lower lip is a little +everted and protruded; and this is likewise called a pout. +But the pouting here referred to, consists of the protrusion +of both lips into a tubular form, sometimes to such an extent +as to project as far as the end of the nose, if this be short. +Pouting is generally accompanied by frowning, and sometimes +by the utterance of a booing or whooing noise. +This expression is remarkable, as almost the sole one, +as far as I know, which is exhibited much more plainly +during childhood, at least with Europeans, than during maturity. +There is, however, some tendency to the protrusion of the lips +with the adults of all races under the influence of great rage. +Some children pout when they are shy, and they can then hardly +be called sulky. + + +[10] Hensleigh Wedgwood on `The Origin of Language,' 1866, p. 78. + +From inquiries which I have made in several large families, +pouting does not seem very common with European children; +but it prevails throughout the world, and must be both common +and strongly marked with most savage races, as it has caught +the attention of many observers. It has been noticed in eight +different districts of Australia; and one of my informants +remarks how greatly the lips of the children are then protruded. +Two observers have seen pouting with the children of Hindoos; +three, with those of the Kafirs and Fingoes of South Africa, +and with the Hottentots; and two, with the children of the wild +Indians of North America. Pouting has also been observed with +the Chinese, Abyssinians, Malays of Malacca, Dyaks of Borneo, +and often with the New Zealanders. Mr. Mansel Weale informs me +that he has seen the lips much protruded, not only with the children +of the Kafirs, but with the adults of both sexes when sulky; +and Mr. Stack has sometimes observed the same thing with the men, +and very frequently with the women of New Zealand. A trace +of the same expression may occasionally be detected even +with adult Europeans. + +We thus see that the protrusion of the lips, especially with young children, +is characteristic of sulkiness throughout the greater part of the world. +This movement apparently results from the retention, chiefly during youth, +of a primordial habit, or from an occasional reversion to it. +Young orangs and chimpanzees protrude their lips to an extraordinary degree, +as described in a former chapter, when they are discontented, somewhat angry, +or sulky; also when they are surprised, a little frightened, and even +when slightly pleased. Their mouths are protruded apparently for the sake +of making the various noises proper to these several states of mind; +and its shape, as I observed with the chimpanzee, differed slightly when +the cry of pleasure and that of anger were uttered. As soon as these animals +become enraged, the shape of the month wholly changes, and the teeth +are exposed. The adult orang when wounded is said to emit "a singular cry, +consisting at first of high notes, which at length deepen into a low roar. +While giving out the high notes he thrusts out his lips into a funnel shape, +but in uttering the low notes he holds his mouth wide open."[11] With +the gorilla, the lower lip is said to be capable of great elongation. +If then our semi-human progenitors protruded their lips when sulky or a +little angered, in the same manner as do the existing anthropoid apes, +it is not an anomalous, though a curious fact, that our children +should exhibit, when similarly affected, a trace of the same expression, +together with some tendency to utter a noise. For it is not at all +unusual for animals to retain, more or less perfectly, during early youth, +and subsequently to lose, characters which were aboriginally possessed +by their adult progenitors, and which are still retained by distinct species, +their near relations. + +Nor is it an anomalous fact that the children of savages +should exhibit a stronger tendency to protrude their lips, +when sulky, than the children of civilized Europeans; +for the essence of savagery seems to consist in the retention +of a primordial condition, and this occasionally holds good even +with bodily peculiarities.[12] It may be objected to this view +of the origin of pouting, that the anthropoid apes likewise +protrude their lips when astonished and even when a little pleased; +whilst with us this expression is generally confined to a sulky +frame of mind. But we shall see in a future chapter that with +men of various races surprise does sometimes lead to a slight +protrusion of the lips, though great surprise or astonishment +is more commonly shown by the mouth being widely opened. +As when we smile or laugh we draw back the corners of the mouth, +we have lost any tendency to protrude the lips, when pleased, +if indeed our early progenitors thus expressed pleasure. + + +[11] Muller, as quoted by Huxley, `Man's Place in Nature,' 1863, p. 38. + +A little gesture made by sulky children may here be noticed, namely, +their "showing a cold shoulder." This has a different meaning, as, +I believe, from the keeping both shoulders raised. A cross child, +sitting on its parent's knee, will lift up the near shoulder, +then jerk it away, as if from a caress, and afterwards give +a backward push with it, as if to push away the offender. +I have seen a child, standing at some distance from any one, +clearly express its feelings by raising one shoulder, giving it +a little backward movement, and then turning away its whole body. + + +_Decision or determination_.--The firm closure of the mouth tends +to give an expression of determination or decision to the countenance. +No determined man probably ever had an habitually gaping mouth. +Hence, also, a small and weak lower jaw, which seems to indicate +that the mouth is not habitually and firmly closed, is commonly thought +to be characteristic of feebleness of character. A prolonged effort +of any kind, whether of body or mind, implies previous determination; +and if it can be shown that the mouth is generally closed with firmness +before and during a great and continued exertion of the muscular system, +then, through the principle of association, the mouth would almost +certainly be closed as soon as any determined resolution was taken. +Now several observers have noticed that a man, in commencing any violent +muscular effort, invariably first distends his lungs with air, and then +compresses it by the strong contraction of the muscles of the chest; +and to effect this the mouth must be firmly closed. Moreover, as soon +as the man is compelled to draw breath, he still keeps his chest as much +distended as possible. + + +[11] I have given several instances in my `Descent +of Man,' vol. i. chap. iv. + +Various causes have been assigned for this manner of acting. +Sir C. Bell maintains[13] that the chest is distended with air, +and is kept distended at such times, in order to give +a fixed support to the muscles which are thereto attached. +Hence, as he remarks, when two men are engaged in a deadly contest, +a terrible silence prevails, broken only by hard stifled breathing. +There is silence, because to expel the air in the utterance of any +sound would be to relax the support for the muscles of the arms. +If an outcry is heard, supposing the struggle to take place in the dark, +we at once know that one of the two has given up in despair. + +Gratiolet admits[14] that when a man has to struggle with another +to his utmost, or has to support a great weight, or to keep +for a long time the same forced attitude, it is necessary for him +first to make a deep inspiration, and then to cease breathing; +but he thinks that Sir C. Bell's explanation is erroneous. +He maintains that arrested respiration retards the circulation +of the blood, of which I believe there is no doubt, and he adduces +some curious evidence from the structure of the lower animals, +showing, on the one hand, that a retarded circulation is necessary +for prolonged muscular exertion, and, on the other hand, +that a rapid circulation is necessary for rapid movements. +According to this view, when we commence any great exertion, +we close our mouths and stop breathing, in order to retard +the circulation of the blood. Gratiolet sums up the subject +by saying, "C'est la la vraie theorie de l'effort continu;" +but how far this theory is admitted by other physiologists I +do not know. + + +[13] `Anatomy of Expression.' p. 190. + +[14] `De la Physionomie,' pp. 118-121. + +Dr. Piderit accounts[15] for the firm closure of the mouth during +strong muscular exertion, on the principle that the influence +of the will spreads to other muscles besides those necessarily +brought into action in making any particular exertion; and it is +natural that the muscles of respiration and of the mouth, from being +so habitually used, should be especially liable to be thus acted on. +It appears to me that there probably is some truth in this view, +for we are apt to press the teeth hard together during violent exertion, +and this is not requisite to prevent expiration, whilst the muscles +of the chest are strongly contracted. + +Lastly, when a man has to perform some delicate and difficult operation, +not requiring the exertion of any strength, he nevertheless generally closes +his mouth and ceases for a time to breathe; but he acts thus in order +that the movements of his chest may not disturb, those of his arms. +A person, for instance, whilst threading a needle, may be seen to compress +his lips and either to stop breathing, or to breathe as quietly as possible. +So it was, as formerly stated, with a young and sick chimpanzee, whilst it +amused itself by killing flies with its knuckles, as they buzzed about on +the window-panes. To perform an action, however trifling, if difficult, +implies some amount of previous determination. + + +[15] `Mimik und Physiognomik,' s. 79. + +There appears nothing improbable in all the above assigned +causes having come into play in different degrees, +either conjointly or separately, on various occasions. +The result would be a well-established habit, now perhaps inherited, +of firmly closing the mouth at the commencement of and during +any violent and prolonged exertion, or any delicate operation. +Through the principle of association there would also be a strong +tendency towards this same habit, as soon as the mind had +resolved on any particular action or line of conduct, even before +there was any bodily exertion, or if none were requisite. +The habitual and firm closure of the mouth would thus come +to show decision of character; and decision readily passes +into obstinacy. CHAPTER X. + +HATRED AND ANGER. + +Hatred--Rage, effects of on the system--Uncovering of the teeth-- +Rage in the insane--Anger and indignation--As expressed by the various +races of man--Sneering and defiance--The uncovering of the canine +tooth on one side of the face. + + +IF we have suffered or expect to suffer some wilful injury from a man, +or if he is in any way offensive to us, we dislike him; and dislike easily +rises into hatred. Such feelings, if experienced in a moderate degree, +are not clearly expressed by any movement of the body or features, +excepting perhaps by a certain gravity of behaviour, or by some ill-temper. +Few individuals, however, can long reflect about a hated person, +without feeling and exhibiting signs of indignation or rage. +But if the offending person be quite insignificant, we experience merely +disdain or contempt. If, on the other hand, he is all-powerful, then +hatred passes into terror, as when a slave thinks about a cruel master, +or a savage about a bloodthirsty malignant deity.[1] Most of our +emotions are so closely connected with their expression, that they +hardly exist if the body remains passive--the nature of the expression +depending in chief part on the nature of the actions which have been +habitually performed under this particular state of the mind. +A man, for instance, may know that his life is in the extremest peril, +and may strongly desire to save if; yet, as Louis XVI. +said, when surrounded by a fierce mob, "Am I afraid? feel my pulse." +So a man may intensely hate another, but until his bodily frame +is affected, he cannot be said to be enraged. + + +[1] See some remarks to this effect by Mr. Bain, `The Emotions and the Will,' +2nd edit. 1865, p. 127. + +_Rage_.--I have already had occasion to treat of this emotion in +the third chapter, when discussing the direct influence of the excited +sensorium on the body, in combination with the effects of habitually +associated actions. Rage exhibits itself in the most diversified manner. +The heart and circulation are always affected; the face reddens +or becomes purple, with the veins on the forehead and neck distended. +The reddening of the skin has been observed with the copper-coloured +Indians of South America,[2] and even, as it is said, on the white +cicatrices left by old wounds on negroes.[3] Monkeys also redden +from passion. With one of my own infants, under four months old, +I repeatedly observed that the first symptom of an approaching passion +was the rushing of the blood into his bare scalp. On the other hand, +the action of the heart is sometimes so much impeded by great rage, +that the countenance becomes pallid or livid,[4] and not a few men +with heart-disease have dropped down dead under this powerful emotion. + + +[2] Rengger, Naturgesch. der Saugethiere von Paraguay, 1830, s. 3. + +[3] Sir C. Bell, `Anatomy of Expression,' p. 96. On the other hand, +Dr. Burgess (`Physiology of Blushing,' 1839, p. 31) speaks of the reddening +of a cicatrix in a negress as of the nature of a blush. + +[4] Moreau and Gratiolet have discussed the colour of the face +under the influence of intense passion: see the edit. +of 1820 of Lavater, vol. iv. pp. 282 and 300; +and Gratiolet, `De la Physionomie,' p. 345. + +The respiration is likewise affected; the chest heaves, +and the dilated nostrils quiver.[5] As Tennyson writes, +"sharp breaths of anger puffed her fairy nostrils out." +Hence we have such expressions as breathing out vengeance," +and "fuming with anger."[6] + +The excited brain gives strength to the muscles, and at the same +time energy to the will. The body is commonly held erect ready +for instant action, but sometimes it is bent forward towards +the offending person, with the limbs more or less rigid. +The mouth is generally closed with firmness, showing fixed +determination, and the teeth are clenched or ground together. +Such gestures as the raising of the arms, with the fists clenched, +as if to strike the offender, are common. Few men in a +great passion, and telling some one to begone, can resist acting +as if they intended to strike or push the man violently away. +The desire, indeed, to strike often becomes so intolerably strong, +that inanimate objects are struck or dashed to the ground; +but the gestures frequently become altogether purposeless or frantic. +Young children, when in a violent rage roll on the ground on +their backs or bellies, screaming, kicking, scratching, or biting +everything within reach. So it is, as I hear from Mr. Scott, +with Hindoo children; and, as we have seen, with the young +of the anthropomorphous apes. + + +[6] Sir C. Bell `Anatomy of Expression,' pp. 91, 107) has fully discussed +this subject. Moreau remarks (in the edit. of 1820 of `La Physionomie, +par G. Lavater,' vol. iv. p. 237), and quotes Portal in confirmation, +that asthmatic patients acquire permanently expanded nostrils, owing to +the habitual contraction of the elevatory muscles of the wings of the nose. +The explanation by Dr. Piderit (`Mimik und Physiognomik,' s. 82) of the +distension of the nostrils, namely, to allow free breathing whilst the mouth +is closed and the teeth clenched, does not appear to be nearly so correct +as that by Sir C. Bell, who attributes it to the sympathy (_i. e_. +habitual co-action) of all the respiratory muscles. The nostrils of an angry +man may be seen to become dilated, although his mouth is open. + +[7] Mr. Wedgwood, `On the Origin of Language,' 1866, p. 76. He also observes +that the sound of hard breathing "is represented by the syllables _puff, +huff, whiff_, whence a _huff_ is a fit of ill-temper." + +But the muscular system is often affected in a wholly different way; +for trembling is a frequent consequence of extreme rage. +The paralysed lips then refuse to obey the will, "and the voice sticks +in the throat;"[7] or it is rendered loud, harsh, and discordant. +If there be much and rapid speaking, the mouth froths. +The hair sometimes bristles; but I shall return to this subject +in another chapter, when I treat of the mingled emotions of rage +and terror. There is in most cases a strongly-marked frown +on the forehead; for this follows from the sense of anything +displeasing or difficult, together with concentration of mind. +But sometimes the brow, instead of being much contracted and lowered, +remains smooth, with the glaring eyes kept widely open. +The eyes are always bright, or may, as Homer expresses it, +glisten with fire. They are sometimes bloodshot, and are said +to protrude from their sockets--the result, no doubt, of the head +being gorged with blood, as shown by the veins being distended. +According to Gratiolet," the pupils are always contracted in rage, +and I hear from Dr. Crichton Browne that this is the case in the +fierce delirium of meningitis; but the movements of the iris under +the influence of the different emotions is a very obscure subject. + +Shakspeare sums up the chief characteristics of rage as follows:-- + + "In peace there's nothing so becomes a man, + As modest stillness and humility; + But when the blast of war blows in our ears, + Then imitate the action of the tiger: + Stiffen the sinews, summon up the blood, + Then lend the eye a terrible aspect; + Now set the teeth, and stretch the nostril wide, + Hold hard the breath, and bend up every spirit + To his full height! On, on, you noblest English." +_Henry V_., act iii. sc. 1. + + +[7] Sir C. Bell `Anatomy of Expression,' p. 95) has some excellent +remarks on the expression of rage. + +[8] `De la Physionomie,' 1865, p. 346. + + +The lips are sometimes protruded during rage in a manner, the meaning +of which I do not understand, unless it depends on our descent from some +ape-like animal. Instances have been observed, not only with Europeans, +but with the Australians and Hindoos. The lips, however, are much more +commonly retracted, the grinning or clenched teeth being thus exposed. +This has been noticed by almost every one who has written on expression.[9] +The appearance is as if the teeth were uncovered, ready for seizing or tearing +an enemy, though there may be no intention of acting in this manner. +Mr. Dyson Lacy has seen this grinning expression with the Australians, +when quarrelling, and so has Gaika with the Kafirs of South America. +Dickens,[10] in speaking of an atrocious murderer who had just been caught, +and was surrounded by a furious mob, describes "the people as jumping +up one behind another, snarling with their teeth, and making at him +like wild beasts." Every one who has had much to do with young children +must have seen how naturally they take to biting, when in a passion. +It seems as instinctive in them as in young crocodiles, who snap their +little jaws as soon as they emerge from the egg. + + +[9] Sir C. Bell, `Anatomy of Expression,' p. 177. Gratiolet (De +la Phys. p. 369) says, `les dents se decouvrent, et imitent +symboliquement l'action de dechirer et de mordre.'I If, +instead of using the vague term _symboliquement_, Gratiolet had +said that the action was a remnant of a habit acquired during +primeval times when our semi-human progenitors fought together +with their teeth, like gorillas and orangs at the present day, +he would have been more intelligible. Dr. Piderit (`Mimik,' &c., s. +82) also speaks of the retraction of the upper lip during rage. +In an engraving of one of Hogarth's wonderful pictures, passion is +represented in the plainest manner by the open glaring eyes, +frowning forehead, and exposed grinning teeth. + +[10] `Oliver Twist,' vol. iii. p. 245. + +A grinning expression and the protrusion of the lips appear sometimes +to go together. A close observer says that he has seen many instances +of intense hatred (which can hardly be distinguished from rage, more or +less suppressed) in Orientals, and once in an elderly English woman. +In all these cases there "was a grin, not a scowl--the lips lengthening, +the cheeks settling downwards, the eyes half-closed, whilst the brow +remained perfectly calm."[11] + +This retraction of the lips and uncovering of the teeth during +paroxysms of rage, as if to bite the offender, is so remarkable, +considering how seldom the teeth are used by men in fighting, +that I inquired from Dr. J. Crichton Browne whether the habit +was common in the insane whose passions are unbridled. +He informs me that he has repeatedly observed it both with the insane +and idiotic, and has given me the following illustrations:-- + +Shortly before receiving my letter, be witnessed an uncontrollable +outbreak of anger and delusive jealousy in an insane lady. +At first she vituperated her husband, and whilst doing so foamed +at the mouth. Next she approached close to him with compressed lips, +and a virulent set frown. Then she drew back her lips, +especially the corners of the upper lip, and showed her teeth, +at the same time aiming a vicious blow at him. A second case +is that of an old soldier, who, when he is requested to conform +to the rules of the establishment, gives way to discontent, +terminating in fury. He commonly begins by asking Dr. Browne +whether he is not ashamed to treat him in such a manner. +He then swears and blasphemes, paces tip and down, +tosses his arms wildly about, and menaces any one near him. +At last, as his exasperation culminates, he rushes up +towards Dr. Browne with a peculiar sidelong movement, +shaking his doubled fist, and threatening destruction. +Then his upper lip may be seen to be raised, especially at +the corners, so that his huge canine teeth are exhibited. +He hisses forth his curses through his set teeth, and his +whole expression assumes the character of extreme ferocity. +A similar description is applicable to another man, excepting that +he generally foams at the mouth and spits, dancing and jumping +about in a strange rapid manner, shrieking out his maledictions +in a shrill falsetto voice. + + +[11] `The Spectator,' July 11, 1868, p. 810. + +Dr. Browne also informs me of the case of an epileptic idiot, incapable of +independent movements, and who spends the whole day in playing with +some toys; but his temper is morose and easily roused into fierceness. +When any one touches his toys, he slowly raises his head from its +habitual downward position, and fixes his eyes on the offender, +with a tardy yet angry scowl. If the annoyance be repeated, he draws +back his thick lips and reveals a prominent row of hideous fangs +(large canines being especially noticeable), and then makes a quick +and cruel clutch with his open hand at the offending person. +The rapidity of this clutch, as Dr. Browne remarks, is marvellous +in a being ordinarily so torpid that he takes about fifteen seconds, +when attracted by any noise, to turn his head from one side to the other. +If, when thus incensed, a handkerchief, book, or other article, +be placed into his hands, he drags it to his mouth and bites it. +Mr. Nicol has likewise described to me two cases of insane patients, +whose lips are retracted during paroxysms of rage. + +Dr. Maudsley, after detailing various strange animal-like traits +in idiots, asks whether these are not due to the reappearance +of primitive instincts--"a faint echo from a far-distant past, +testifying to a kinship which man has almost outgrown." +He adds, that as every human brain passes, in the course +of its development, through the same stages as those occurring +in the lower vertebrate animals, and as the brain of an idiot +is in an arrested condition, we may presume that it "will +manifest its most primitive functions, and no higher functions." +Dr. Maudsley thinks that the same view may be extended to the brain +in its degenerated condition in some insane patients; and asks, +whence come "the savage snarl, the destructive disposition, +the obscene language, the wild howl, the offensive habits, +displayed by some of the insane? Why should a human being, +deprived of his reason, ever become so brutal in character, +as some do, unless he has the brute nature within him?"[12] This +question must, as it would appear, he answered in the affirmative. + +_Anger, Indignation_.--These states of the mind differ from rage only +in degree, and there is no marked distinction in their characteristic signs. +Under moderate anger the action of the heart is a little increased, +the colour heightened, and the eyes become bright. The respiration +is likewise a little hurried; and as all the muscles serving for this +function act in association, the wings of the nostrils are somewhat +raised to allow of a free indraught of air; and this is a highly +characteristic sign of indignation. The mouth is commonly compressed, +and there is almost always a frown on the brow. Instead of the frantic +gestures of extreme rage, an indignant man unconsciously throws himself +into an attitude ready for attacking or striking his enemy, whom he will +perhaps scan from head to foot in defiance. He carries his head erect, +with his chest well expanded, and the feet planted firmly on the ground. +He holds his arms in various positions, with one or both elbows squared, +or with the arms rigidly suspended by his sides. With Europeans +the fists are commonly clenched.[13] The figures 1 and 2 in Plate VI. +are fairly good representations of men simulating indignation. +Any one may see in a mirror, if he will vividly imagine that he has +been insulted and demands an explanation in an angry tone of voice, +that he suddenly and unconsciously throws himself into some such attitude. + + +[12] `Body and Mind,' 1870, pp. 51-53. + +Rage, anger, and indignation are exhibited in nearly the same manner +throughout the world; and the following descriptions may be worth giving +as evidence of this, and as illustrations of some of the foregoing remarks. +There is, however, an exception with respect to clenching the fists, +which seems confined chiefly to the men who fight with their fists. +With the Australians only one of my informants has seen the fists clenched. +All agree about the body being held erect; and all, with two exceptions, +state that the brows are heavily contracted. Some of them allude to +the firmly-compressed mouth, the distended nostrils, and flashing eyes. +According to the Rev. Mr. Taplin, rage, with the Australians, is expressed +by the lips being protruded, the eyes being widely open; and in the case +of the women by their dancing about and casting dust into the air. +Another observer speaks of the native men, when enraged, throwing their +arms wildly about. + + +[13] Le Brun, in his well-known `Conference sur l'Expression' +(`La Physionomie, par Lavater,' edit. of 1820, vol. lx. p. 268), remarks +that anger is expressed by the clenching of the fists. See, to the +same effect, Huschke, `Mimices et Physiognomices, Fragmentum Physiologicum,' +1824, p. 20. Also Sir C. Bell, `Anatomy of Expression,' p. 219. + +I have received similar accounts, except as to the clenching of the fists, +in regard to the Malays of the Malacca peninsula, the Abyssinians, +and the natives of South Africa. So it is with the Dakota Indians +of North America; and, according to Mr. Matthews, they then hold +their heads erect, frown, and often stalk away with long strides. +Mr. Bridges states that the Fuegians, when enraged, frequently stamp +on the ground, walk distractedly about, sometimes cry and grow pale. +The Rev. Mr. Stack watched a New Zealand man and woman quarrelling, +and made the following entry in his note-book: "Eyes dilated, body swayed +violently backwards and forwards, head inclined forwards, fists clenched, +now thrown behind the body, now directed towards each other's faces." +Mr. Swinhoe says that my description agrees with what he has seen +of the Chinese, excepting that an angry man generally inclines +his body towards his antagonist, and pointing at him, pours forth +a volley of abuse. + +Lastly, with respect to the natives of India, Mr. J. Scott has sent +me a full description of their gestures and expression when enraged. +Two low-caste Bengalees disputed about a loan. At first they were calm, +but soon grew furious and poured forth the grossest abuse on each +other's relations and progenitors for many generations past. +Their gestures were very different from those of Europeans; +for though their chests were expanded and shoulders squared, +their arms remained rigidly suspended, with the elbows turned +inwards and the hands alternately clenched and opened. +Their shoulders were often raised high, and then again lowered. +They looked fiercely at each other from under their lowered and +strongly wrinkled brows, and their protruded lips were firmly closed. +They approached each other, with heads and necks stretched forwards, +and pushed, scratched, and grasped at each other. This protrusion +of the head and body seems a common gesture with the enraged; +and I have noticed it with degraded English women whilst quarrelling +violently in the streets. In such cases it may be presumed that +neither party expects to receive a blow from the other. + +A Bengalee employed in the Botanic Gardens was accused, in the presence +of Mr. Scott, by the native overseer of having stolen a valuable plant. +He listened silently and scornfully to the accusation; his attitude erect, +chest expanded, mouth closed, lips protruding, eyes firmly set +and penetrating. He then defiantly maintained his innocence, +with upraised and clenched hands, his head being now pushed forwards, +with the eyes widely open and eyebrows raised. Mr. Scott also watched +two Mechis, in Sikhim, quarrelling about their share of payment. +They soon got into a furious passion, and then their bodies became less erect, +with their heads pushed forwards; they made grimaces at each other; +their shoulders were raised; their arms rigidly bent inwards at the elbows, +and their hands spasmodically closed, but not properly clenched. +They continually approached and retreated from each other, and often raised +their arms as if to strike, but their hands were open, and no blow was given. +Mr. Scott made similar observations on the Lepchas whom he often +saw quarrelling, and he noticed that they kept their arms rigid and almost +parallel to their bodies, with the hands pushed somewhat backwards +and partially closed, but not clenched. + + +_Sneering, Defiance: Uncovering the canine tooth on one side_.-- +The expression which I wish here to consider differs but little from +that already described, when the lips are retracted and the grinning +teeth exposed. The difference consists solely in the upper lip +being retracted in such a manner that the canine tooth on one +side of the face alone is shown; the face itself being generally +a little upturned and half averted from the person causing offence. +The other signs of rage are not necessarily present. This expression +may occasionally be observed in a person who sneers at or defies another, +though there may be no real anger; as when any one is playfully +accused of some fault, and answers, "I scorn the imputation." +The expression is not a common one, but I have seen it exhibited with +perfect distinctness by a lady who was being quizzed by another person. +It was described by Parsons as long ago as 1746, with an engraving, +showing the uncovered canine on one side.[14] Mr. Rejlander, +without my having made any allusion to the subject, asked me whether I +had ever noticed this expression, as he had been much struck by it. +He has photographed for me (Plate IV. fig 1) a lady, who sometimes +unintentionally displays the canine on one side, and who can do +so voluntarily with unusual distinctness. + +The expression of a half-playful sneer graduates into one +of great ferocity when, together with a heavily frowning +brow and fierce eye, the canine tooth is exposed. +A Bengalee boy was accused before Mr. Scott of some misdeed. +The delinquent did not dare to give vent to his wrath in words, +but it was plainly shown on his countenance, sometimes by a +defiant frown, and sometimes "by a thoroughly canine snarl." +When this was exhibited, "the corner of the lip over the eye-tooth, +which happened in this case to be large and projecting, was raised +on the side of his accuser, a strong frown being still retained +on the brow." Sir C. Bell states[15] that the actor Cooke +could express the most determined hate "when with the oblique +cast of his eyes he drew up the outer part of the upper lip, +and discovered a sharp angular tooth." + + +[14] Transact. Philosoph. Soc., Appendix, 1746, p. 65. + +The uncovering of the canine tooth is the result of a double movement. +The angle or corner of the mouth is drawn a little backwards, and at the same +time a muscle which runs parallel to and near the nose draws up the outer +part of the upper lip, and exposes the canine on this side of the face. +The contraction of this muscle makes a distinct furrow on the cheek, +and produces strong wrinkles under the eye, especially at its inner corner. +The action is the same as that of a snarling dog; and a dog when pretending +to fight often draws up the lip on one side alone, namely that facing +his antagonist. Our word _sneer_ is in fact the same as _snarl_, +which was originally _snar_, the _l_ "being merely an element implying +continuance of action."[16] + +I suspect that we see a trace of this same expression in what is +called a derisive or sardonic smile. The lips are then kept +joined or almost joined, but one corner of the mouth is retracted +on the side towards the derided person; and this drawing back +of the corner is part of a true sneer. Although some persons +smile more on one side of their face than on the other, +it is not easy to understand why in cases of derision the smile, +if a real one, should so commonly be confined to one side. +I have also on these occasions noticed a slight twitching +of the muscle which draws up the outer part of the upper lip; +and this movement, if fully carried out, would have uncovered +the canine, and would have produced a true sneer. + + +[15] `Anatomy of Expression,' p. 136. Sir C. Bell calls (p. 131) +the muscles which uncover the canines the snarling muscles. + +[16] Hensleigh Wedgwood, `Dictionary of English Etymology,' +1865, vol. iii. pp. 240, 243. + +Mr. Bulmer, an Australian missionary in a remote part of Gipps' Land, says, +in answer to my query about the uncovering of the canine on one side, "I find +that the natives in snarling at each other speak with the teeth closed, +the upper lip drawn to one side, and a general angry expression of face; +but they look direct at the person addressed." Three other observers +in Australia, one in Abyssinia, and one in China, answer my query on this +head in the affirmative; but as the expression is rare, and as they +enter into no details, I am afraid of implicitly trusting them. +It is, however, by no means improbable that this animal-like expression +may be more common with savages than with civilized races. Mr. Geach is +an observer who may be fully trusted, and he has observed it on one occasion +in a Malay in the interior of Malacca. The Rev. S. O. Glenie answers, +"We have observed this expression with the natives of Ceylon, but not often." +Lastly, in North America, Dr. Rothrock has seen it with some wild Indians, +and often in a tribe adjoining the Atnahs. + +Although the upper lip is certainly sometimes raised on one +side alone in sneering at or defying any one, I do not know +that this is always the case, for the face is commonly +half averted, and the expression is often momentary. +The movement being confined to one side may not be an essential +part of the expression, but may depend on the proper +muscles being incapable of movement excepting on one side. +I asked four persons to endeavour to act voluntarily in +this manner; two could expose the canine only on the left side, +one only on the right side, and the fourth on neither side. +Nevertheless it is by no means certain that these same persons, +<251> if defying any one in earnest, would not unconsciously have +uncovered their canine tooth on the side, whichever it might be, +towards the offender. For we have seen that some persons cannot +voluntarily make their eyebrows oblique, yet instantly act +in this manner when affected by any real, although most trifling, +cause of distress. The power of voluntarily uncovering +the canine on one side of the face being thus often wholly lost, +indicates that it is a rarely used and almost abortive action. +It is indeed a surprising fact that man should possess the power, +or should exhibit any tendency to its use; for Mr. Sutton has never +noticed a snarling action in our nearest allies, namely, the monkeys +in the Zoological Gardens, and he is positive that the baboons, +though furnished with great canines, never act thus, but uncover +all their teeth when feeling savage and ready for an attack. +Whether the adult anthropomorphous apes, in the males of whom +the canines are much larger than in the females, uncover them +when prepared to fight, is not known. + +The expression here considered, whether that of a playful sneer +or ferocious snarl, is one of the most curious which occurs in man. +It reveals his animal descent; for no one, even if rolling on the ground +in a deadly grapple with an enemy, and attempting to bite him, +would try to use his canine teeth more than his other teeth. +We may readily believe from our affinity to the anthropomorphous apes +that our male semi-human progenitors possessed great canine teeth, +and men are now occasionally born having them of unusually large size, +with interspaces in the opposite jaw for their reception.[17] We may +further suspect, notwithstanding that we have no support from analogy, +that our semi-human progenitors uncovered their canine teeth +when prepared for battle, as we still do when feeling ferocious, +or when merely sneering at or defying some one, without any intention +of making a real attack with our teeth. + + +[17] `The Descent of Man,' 1871, vol. L p. 126. CHAPTER XI. + +DISDAIN--CONTEMPT--DISGUST-GUILT--PRIDE, ETC.--HELPLESSNESS--PATIENCE-- +AFFIRMATION AND NEGATION. + +Contempt, scorn and disdain, variously expressed--Derisive smile-- +Gestures expressive of contempt--Disgust--Guilt, deceit, pride, &c.-- +Helplessness or impotence--Patience--Obstinacy--Shrugging the shoulders +common to most of the races of man--Signs of affirmation and negation. + + +SCORN and disdain can hardly be distinguished from contempt, +excepting that they imply a rather more angry frame of mind. +Nor can they be clearly distinguished from the feelings discussed +in the last chapter under the terms of sneering and defiance. +Disgust is a sensation rather more distinct in its nature +and refers to something revolting, primarily in relation to +the sense of taste, as actually perceived or vividly imagined; +and secondarily to anything which causes a similar feeling, +through the sense of smell, touch, and even of eyesight. +Nevertheless, extreme contempt, or as it is often called +loathing contempt, hardly differs from disgust. These several +conditions of the mind are, therefore, nearly related; +and each of them may be exhibited in many different ways. +Some writers have insisted chiefly on one mode of expression, +and others on a different mode. From this circumstance M. Lemoine +has argued[1] that their descriptions are not trustworthy. +But we shall immediately see that it is natural that the +feelings which we have here to consider should be expressed +in many different ways, inasmuch as various habitual actions +serve equally well, through the principle of association, +for their expression. + +Scorn and disdain, as well as sneering and defiance, may be displayed +by a slight uncovering of the canine tooth on one side of the face; +and this movement appears to graduate into one closely like a smile. +Or the smile or laugh may be real, although one of derision; +and this implies that the offender is so insignificant that he excites +only amusement; but the amusement is generally a pretence. +Gaika in his answers to my queries remarks, that contempt +is commonly shown by his countrymen, the Kafirs, by smiling; +and the Rajah Brooke makes the same observation with respect to the Dyaks +of Borneo. As laughter is primarily the expression of simple joy, +very young children do not, I believe, ever laugh in derision. + +The partial closure of the eyelids, as Duchenne[2] insists, +or the turning away of the eyes or of the whole body, +are likewise highly expressive of disdain. These actions +seem to declare that the despised person is not worth looking +at or is disagreeable to behold. The accompanying photograph +(Plate V. fig. 1) by Mr. Rejlander, shows this form of disdain. +It represents a young lady, who is supposed to be tearing up +the photograph of a despised lover. + +The most common method of expressing contempt is by movements +about the nose, or round the mouth; but the latter movements, +when strongly pronounced, indicate disgust. The nose may be slightly +turned up, which apparently follows from the turning up of the upper lip; +or the movement may be abbreviated into the mere wrinkling of the nose. +The nose is often slightly contracted, so as partly to close the passage;[3] +and this is commonly accompanied by a slight snort or expiration. +All these actions are the same with those which we employ when we +perceive an offensive odour, and wish to exclude or expel it. +In extreme cases, as Dr. Piderit remarks,[4] we protrude and raise +both lips, or the upper lip alone, so as to close the nostrils +as by a valve, the nose being thus turned up. We seem thus to say +to the despised person that he smells offensively,[5] in nearly +the same manner as we express to him by half-closing our eyelids, +or turning away our faces, that he is not worth looking at. +It must not, however, be supposed that such ideas actually pass +through the mind when we exhibit our contempt; but as whenever we +have perceived a disagreeable odour or seen a disagreeable sight, +actions of this kind have been performed, they have become habitual +or fixed, and are now employed under any analogous state of mind. + + +[1] `De In Physionomie et la Parole,' 1865, p. 89. + +[2] `Physionomie Humaine,' Album, Legende viii. p. 35. +Gratiolet also speaks (De la Phys. 1865, p. 52) of the turning +away of the eyes and body. + + +[3] Dr. W. Ogle, in an interesting paper on the Sense +of Smell (`Medico-Chirurgical Transactions,' vol. liii. p. 268), shows +that when we wish to smell carefully, instead of taking one deep +nasal inspiration, we draw in the air by a succession of rapid short sniffs. +If "the nostrils be watched during this process, it will be seen that, +so far from dilating, they actually contract at each sniff. +The contraction does not include the whole anterior opening, but only +the posterior portion." He then explains the cause of this movement. +When, on the other hand, we wish to exclude any odour, the contraction, +I presume, affects only the anterior part of the nostrils. + +[4] `Mimik und Physiognomik,' ss. 84, 93. Gratiolet (ibid. p. +155) takes nearly the same view with Dr. Piderit respecting +the expression of contempt and disgust. + +[5] Scorn implies a strong form of contempt; and one of the roots +of the word `scorn' means, according to Mr. Wedgwood (Dict. of +English Etymology, vol. iii. p. 125), ordure or dirt. +A person who is scorned is treated like dirt. + +Various odd little gestures likewise indicate contempt; +for instance, _snapping one's fingers_. This, as Mr. Taylor +remarks,[6] "is not very intelligible as we generally see it; +but when we notice that the same sign made quite gently, +as if rolling some tiny object away between the finger and thumb, +or the sign of flipping it away with the thumb-nail and forefinger, +are usual and well-understood deaf-and-dumb gestures, denoting +anything tiny, insignificant, contemptible, it seems as though we +had exaggerated and conventionalized a perfectly natural action, +so as to lose sight of its original meaning. There is a curious +mention of this gesture by Strabo." Mr. Washington Matthews +informs me that, with the Dakota Indians of North America, +contempt is shown not only by movements of the face, such as those +above described, but "conventionally, by the hand being closed +and held near the breast, then, as the forearm is suddenly extended, +the hand is opened and the fingers separated from each other. +If the person at whose expense the sign is made is present, the hand +is moved towards him, and the head sometimes averted from him." +This sudden extension and opening of the hand perhaps indicates +the dropping or throwing away a valueless object. + +The term `disgust,' in its simplest sense, means something offensive +to the taste. It is curious how readily this feeling is excited +by anything unusual in the appearance, odour, or nature of our food. +In Tierra del Fuego a native touched with his finger some cold +preserved meat which I was eating at our bivouac, and plainly +showed utter disgust at its softness; whilst I felt utter disgust +at my food being touched by a naked savage, though his hands did +not appear dirty. A smear of soup on a man's beard looks disgusting, +though there is of course nothing disgusting in the soup itself. +I presume that this follows from the strong association in our minds +between the sight of food, however circumstanced, and the idea +of eating it. + + + +[6] `Early History of Mankind,' 2nd edit. 1870, p. 45. + +As the sensation of disgust primarily arises in connection +with the act of eating or tasting, it is natural that its +expression should consist chiefly in movements round the mouth. +But as disgust also causes annoyance, it is generally accompanied +by a frown, and often by gestures as if to push away or to guard +oneself against the offensive object. In the two photographs +(figs. 2 and 3, on Plate V.) Mr. Rejlander has simulated this +expression with some success. With respect to the face, +moderate disgust is exhibited in various ways; by the mouth being +widely opened, as if to let an offensive morsel drop out; by spitting; +by blowing out of the protruded lips; or by a sound as of clearing +the throat. Such guttural sounds are written _ach_ or _ugh_; +and their utterance is sometimes accompanied by a shudder, +the arms being pressed close to the sides and the shoulders +raised in the same manner as when horror is experienced.[7] +Extreme disgust is expressed by movements round the month +identical with those preparatory to the act of vomiting. +The mouth is opened widely, with the upper lip strongly retracted, +which wrinkles the sides of the nose, and with the lower lip +protruded and everted as much as possible. This latter movement +requires the contraction of the muscles which draw downwards +the corners of the mouth.[8] + + +[7] See, to this effect, Mr. Hensleigh Wedgwood's Introduction +to the `Dictionary of English Etymology,' 2nd edit. +1872, p. xxxvii. + +It is remarkable how readily and instantly retching or actual vomiting +is induced in some persons by the mere idea of having partaken +of any unusual food, as of an animal which is not commonly eaten; +although there is nothing in such food to cause the stomach to reject it. +When vomiting results, as a reflex action, from some real cause-- +as from too rich food, or tainted meat, or from an emetic--it does not +ensue immediately, but generally after a considerable interval of time. +Therefore, to account for retching or vomiting being so quickly and easily +excited by a mere idea, the suspicion arises that our progenitors +must formerly have had the power (like that possessed by ruminants +and some other animals) of voluntarily rejecting food which disagreed +with them, or which they thought would disagree with them; and now, +though this power has been lost, as far as the will is concerned, +it is called into involuntary action, through the force of a formerly +well-established habit, whenever the mind revolts at the idea +of having partaken of any kind of food, or at anything disgusting. +This suspicion receives support from the fact, of which I am assured +by Mr. Sutton, that the monkeys in the Zoological Gardens often vomit +whilst in perfect health, which looks as if the act were voluntary. +We can see that as man is able to communicate by language to his +children and others, the knowledge of the kinds of food to be avoided, +he would have little occasion to use the faculty of voluntary rejection; +so that this power would tend to be lost through disuse. + + +[8] Duchenne believes that in the eversion of the lower lip, +the corners are drawn downwards by the _depressores anguli oris_. +Henle (Handbuch d. Anat. des Menschen, 1858, B. i. s. 151) concludes that +this is effected by the _musculus quadratus menti_. + +As the sense of smell is so intimately connected with that of taste, +it is not surprising that an excessively bad odour should excite retching +or vomiting in some persons, quite as readily as the thought of revolting +food does; and that, as a further consequence, a moderately offensive +odour should cause the various expressive movements of disgust. +The tendency to retch from a fetid odour is immediately strengthened +in a curious manner by some degree of habit, though soon lost by longer +familiarity with the cause of offence and by voluntary restraint. +For instance, I wished to clean the skeleton of a bird, which had not +been sufficiently macerated, and the smell made my servant and myself +(we not having had much experience in such work) retch so violently, +that we were compelled to desist. During the previous days I had +examined some other skeletons, which smelt slightly; yet the odour +did not in the least affect me, but, subsequently for several days, +whenever I handled these same skeletons, they made me retch. + +From the answers received from my correspondents it appears that +the various movements, which have now been described as expressing +contempt and disgust, prevail throughout a large part of the world. +Dr. Rothrock, for instance, answers with a decided affirmative with +respect to certain wild Indian tribes of North America. Crantz says +that when a Greenlander denies anything with contempt or horror +he turns up his nose, and gives a slight sound through it.[9] Mr. Scott +has sent me a graphic description of the face of a young Hindoo at +the sight of castor-oil, which he was compelled occasionally to take. +Mr. Scott has also seen the same expression on the faces of high-caste +natives who have approached close to some defiling object. +Mr. Bridges says that the Fuegians "express contempt by shooting +out the lips and hissing through them, and by turning up the nose." +The tendency either to snort through the nose, or to make a noise +expressed by _ugh_ or _ach_, is noticed by several of my correspondents. + + +[9] As quoted by Tylor, `Primitive Culture,' 1871, vol. i. p. 169. + +Spitting seems an almost universal sign of contempt or disgust; +and spitting obviously represents the rejection of anything offensive +from the mouth. Shakspeare makes the Duke of Norfolk say, "I spit at him-- +call him a slanderous coward and a villain." So, again, Falstaff says, +"Tell thee what, Hal,--if I tell thee a lie, spit in my face." +Leichhardt remarks that the Australians "interrupted their speeches +by spitting, and uttering a noise like pooh! pooh! apparently +expressive of their disgust." And Captain Burton speaks +of certain negroes "spitting with disgust upon the ground." +Captain Speedy informs me that this is likewise the case with +the Abyssinians. Mr. Geach says that with the Malays of Malacca +the expression of disgust "answers to spitting from the mouth;" +and with the Fuegians, according to Mr. Bridges "to spit at one is +the highest mark of contempt." + +I never saw disgust more plainly expressed than on the face of one of my +infants at the age of five months, when, for the first time, some cold water, +and again a month afterwards, when a piece of ripe cherry was put into +his mouth. This was shown by the lips and whole mouth assuming a shape +which allowed the contents to run or fall quickly out; the tongue being +likewise protruded. These movements were accompanied by a little shudder. +It was all the more comical, as I doubt whether the child felt real disgust-- +the eyes and forehead expressing much surprise and consideration. +The protrusion of the tongue in letting a nasty object fall out of the mouth, +may explain how it is that lolling out the tongue universally serves +as a sign of contempt and hatred.[11] + + +[10] Both these quotations are given by Mr. H. Wedgwood, `On the Origin +of Language,' 1866, p. 75. + +We have now seen that scorn, disdain, contempt, and disgust are +expressed in many different ways, by movements of the features, +and by various gestures; and that these are the same throughout the world. +They all consist of actions representing the rejection or exclusion +of some real object which we dislike or abhor, but which does not +excite in us certain other strong emotions, such as rage or terror; +and through the force of habit and association similar actions +are performed, whenever any analogous sensation arises in our minds. + +_Jealousy, Envy, Avarice, Revenge, Suspicion, Deceit, Slyness, Guilt, +Vanity, Conceit, Ambition, Pride, Humility, &c_.--It is doubtful whether +the greater number of the above complex states of mind are revealed by any +fixed expression, sufficiently distinct to be described or delineated. +When Shakspeare speaks of Envy as _lean-faced_, or _black_, or _pale_, +and Jealousy as "_the green-eyed monster_;" and when Spenser describes +Suspicion as "_foul, ill-favoured, and grim_," they must have felt +this difficulty. Nevertheless, the above feelings--at least many of them-- +can be detected by the eye; for instance, conceit; but we are often +guided in a much greater degree than we suppose by our previous knowledge +of the persons or circumstances. + +My correspondents almost unanimously answer in the affirmative to my query, +whether the expression of guilt and deceit can be recognized amongst +the various races of man; and I have confidence in their answers, +as they generally deny that jealousy can thus be recognized. In the cases +in which details are given, the eyes are almost always referred to. +The guilty man is said to avoid looking at his accuser, or to give him +stolen looks. The eyes are said "to be turned askant," or "to waver +from side to side," or "the eyelids to be lowered and partly closed." +This latter remark is made by Mr. Hagenauer with respect to the Australians, +and by Gaika with respect to the Kafirs. The restless movements of the eyes +apparently follow, as will be explained when we treat of blushing, +from the guilty man not enduring to meet the gaze of his accuser. +I may add, that I have observed a guilty expression, without a +shade of fear, in some of my own children at a very early age. +In one instance the expression was unmistakably clear in a child two years +and seven months old, and led to the detection of his little crime. +It was shown, as I record in my notes made at the time, by an +unnatural brightness in the eyes, and by an odd, affected manner, +impossible to describe. + + +[11] This is stated to be the case by Mr. Tylor (Early Hist. +of Mankind, 2nd edit. 1870, p. 52); and he adds, "it is not +clear why this should be so." + +Slyness is also, I believe, exhibited chiefly by movements about the eyes; +for these are less under the control of the will, owing to the force +of long-continued habit, than are the movements of the body. +Mr. Herbert Spencer remarks,[12] "When there is a desire to see something +on one side of the visual field without being supposed to see it, +the tendency is to check the conspicuous movement of the head, +and to make the required adjustment entirely with the eyes; +which are, therefore, drawn very much to one side. Hence, when the eyes +are turned to one side, while the face is not turned to the same side, +we get the natural language of what is called slyness." + + +[12] `Principles of Psychology,' 2nd edit. 1872, p. 552. + +Of all the above-named complex emotions, Pride, perhaps, is the most +plainly expressed. A proud man exhibits his sense of superiority +over others by holding his head and body erect. He is haughty +(_haut_), or high, and makes himself appear as large as possible; +so that metaphorically he is said to be swollen or puffed up with pride. +A peacock or a turkey-cock strutting about with puffed-up feathers, +is sometimes said to be an emblem of pride.[13] The arrogant man +looks down on others, and with lowered eyelids hardly condescends +to see them; or he may show his contempt by slight movements, +such as those before described, about the nostrils or lips. +Hence the muscle which everts the lower lip has been called +the _musculus superbus_. In some photographs of patients +affected by a monomania of pride, sent me by Dr. Crichton Browne, +the head and body were held erect, and the mouth firmly closed. +This latter action, expressive of decision, follows, I presume, +from the proud man feeling perfect self-confidence in himself. +The whole expression of pride stands in direct antithesis to that +of humility; so that nothing need here be said of the latter +state of mind. + + +_Helplessness, Impotence: Shrugging the shoulders_.--When a man wishes +to show that he cannot do something, or prevent something being done, +he often raises with a quick movement both shoulders. At the same time, +if the whole gesture is completed, he bends his elbows closely inwards, +raises his open hands, turning them outwards, with the fingers separated. +The head is often thrown a little on one side; the eyebrows are elevated, +and this causes wrinkles across the forehead. The mouth is generally opened. +I may mention, in order to show how unconsciously the features are thus +acted on, that though I had often intentionally shrugged my shoulders +to observe how my arms were placed, I was not at all aware that my eyebrows +were raised and mouth opened, until I looked at myself in a glass; +and since then I have noticed the same movements in the faces of others. +In the accompanying Plate VI., figs. 3 and 4, Mr. Rejlander has successfully +acted the gesture of shrugging the shoulders. + + +[12] Gratiolet (De la Phys. p. 351) makes this remark, +and has some good observations on the expression of pride. +See Sir C. Bell (`Anatomy of Expression,' p. 111) on the action +of the _musculus superbus_. + +Englishmen are much less demonstrative than the men of most other +European nations, and they shrug their shoulders far less frequently +and energetically than Frenchmen or Italians do. The gesture +varies in all degrees from the complex movement, just described, +to only a momentary and scarcely perceptible raising of both shoulders; +or, as I have noticed in a lady sitting in an arm-chair, to the mere +turning slightly outwards of the open hands with separated fingers. +I have never seen very young English children shrug their shoulders, +but the following case was observed with care by a medical professor +and excellent observer, and has been communicated to me by him. +The father of this gentleman was a Parisian, and his mother a Scotch lady. +His wife is of British extraction on both sides, and my informant +does not believe that she ever shrugged her shoulders in her life. +His children have been reared in England, and the nursemaid is a +thorough Englishwoman, who has never been seen to shrug her shoulders. +Now, his eldest daughter was observed to shrug her shoulders at the age +of between sixteen and eighteen months; her mother exclaiming at +the time, "Look at the little French girl shrugging her shoulders!" +At first she often acted thus, sometimes throwing her head a little +backwards and on one side, but she did not, as far as was observed, +move her elbows and hands in the usual manner. The habit gradually +wore away, and now, when she is a little over four years old, +she is never seen to act thus. The father is told that he sometimes +shrugs his shoulders, especially when arguing with any one; but it +is extremely improbable that his daughter should have imitated him at +so early an age; for, as he remarks, she could not possibly have often +seen this gesture in him. Moreover, if the habit had been acquired +through imitation, it is not probable that it would so soon have been +spontaneously discontinued by this child, and, as we shall immediately see, +by a second child, though the father still lived with his family. +This little girl, it may be added, resembles her Parisian grandfather +in countenance to an almost absurd degree. She also presents another and +very curious resemblance to him, namely, by practising a singular trick. +When she impatiently wants something, she holds out her little hand, +and rapidly rubs the thumb against the index and middle finger: +now this same trick was frequently performed under the same circumstances +by her grandfather. + +This gentleman's second daughter also shrugged her shoulders before +the age of eighteen months, and afterwards discontinued the habit. +It is of course possible that she may have imitated her elder sister; +but she continued it after her sister had lost the habit. +She at first resembled her Parisian grandfather in a less degree +than did her sister at the same age, but now in a greater degree. +She likewise practises to the present time the peculiar habit of +rubbing together, when impatient, her thumb and two of her fore-fingers. + +In this latter case we have a good instance, like those given +in a former chapter, of the inheritance of a trick or gesture; +for no one, I presume, will attribute to mere coincidence +so peculiar a habit as this, which was common to the grandfather +and his two grandchildren who had never seen him. + +Considering all the circumstances with reference to these children +shrugging their shoulders, it can hardly be doubted that they +have inherited the habit from their French progenitors, +although they have only one quarter French blood in their veins, +and although their grandfather did not often shrug his shoulders. +There is nothing very unusual, though the fact is interesting, +in these children having gained by inheritance a habit during +early youth, and then discontinuing it; for it is of frequent +occurrence with many kinds of animals that certain characters +are retained for a period by the young, and are then lost. + +As it appeared to me at one time improbable in a high degree +that so complex a gesture as shrugging the shoulders, +together with the accompanying movements, should be innate, +I was anxious to ascertain whether the blind and deaf Laura Bridgman, +who could not have learnt the habit by imitation, practised it. +And I have heard, through Dr. Innes, from a lady who has +lately had charge of her, that she does shrug her shoulders, +turn in her elbows, and raise her eyebrows in the same +manner as other people, and under the same circumstances. +I was also anxious to learn whether this gesture was practised +by the various races of man, especially by those who never have +had much intercourse with Europeans. We shall see that they act +in this manner; but it appears that the gesture is sometimes +confined to merely raising or shrugging the shoulders, +without the other movements. + +Mr. Scott has frequently seen this gesture in the Bengalees and Dhangars +(the latter constituting a distinct race) who are employed in the +Botanic Garden at Calcutta; when, for instance, they have declared +that they could not do some work, such as lifting a heavy weight. +He ordered a Bengalee to climb a lofty tree; but the man, with a shrug +of his shoulders and a lateral shake of his head, said he could not. +Mr. Scott knowing that the man was lazy, thought he could, +and insisted on his trying. His face now became pale, his arms +dropped to his sides, his mouth and eyes were widely opened, +and again surveying the tree, he looked askant at Mr. Scott, +shrugged his shoulders, inverted his elbows, extended his open hands, +and with a few quick lateral shakes of the head declared his inability. +Mr. H. Erskine has likewise seen the natives of India shrugging +their shoulders; but he has never seen the elbows turned so much +inwards as with us; and whilst shrugging their shoulders they +sometimes lay their uncrossed hands on their breasts. + +With the wild Malays of the interior of Malacca, and with the Bugis +(true Malays, though speaking a different, language), Mr. Geach has +often seen this gesture. I presume that it is complete, as, in answer +to my query descriptive of the movements of the shoulders, arms, hands, +and face, Mr. Geach remarks, "it is performed in a beautiful style." +I have lost an extract from a scientific voyage, in which shrugging +the shoulders by some natives (Micronesians) of the Caroline Archipelago +in the Pacific Ocean, was well described. Capt. Speedy informs me +that the Abyssinians shrug their shoulders but enters into no details. +Mrs. Asa Gray saw an Arab dragoman in Alexandria acting exactly +as described in my query, when an old gentleman, on whom he attended, +would not go in the proper direction which had been pointed out to him. + +Mr. Washington Matthews says, in reference to the wild Indian +tribes of the western parts of the United States, "I have on a few +occasions detected men using a slight apologetic shrug, but the rest +of the demonstration which you describe I have not witnessed." +Fritz Muller informs me that he has seen the negroes in Brazil +shrugging their shoulders; but it is of course possible that they +may have learnt to do so by imitating the Portuguese. Mrs. Barber has +never seen this gesture with the Kafirs of South Africa; and Gaika, +judging from his answer, did not even understand what was meant +by my description. Mr. Swinhoe is also doubtful about the Chinese; +but he has seen them, under the circumstances which would make us +shrug our shoulders, press their right elbow against their side, +raise their eyebrows, lift up their hand with the palm directed +towards the person addressed, and shake it from right to left. +Lastly, with respect to the Australians, four of my informants +answer by a simple negative, and one by a simple affirmative. +Mr. Bunnett, who has had excellent opportunities for observation +on the borders of the Colony of Victory, also answers by a "yes," +adding that the gesture is performed "in a more subdued and less +demonstrative manner than is the case with civilized nations." +This circumstance may account for its not having been noticed +by four of my informants. + +These statements, relating to Europeans, Hindoos, the hill-tribes +of India, Malays, Micronesians, Abyssinians, Arabs, Negroes, Indians of +North America, and apparently to the Australians--many of these natives +having had scarcely any intercourse with Europeans--are sufficient +to show that shrugging the shoulders, accompanied in some cases +by the other proper movements, is a gesture natural to mankind. + +This gesture implies an unintentional or unavoidable action +on our own part, or one that we cannot perform; or an action +performed by another person which we cannot prevent. +It accompanies such speeches as, "It was not my fault;" +"It is impossible for me to grant this favour;" "He must follow his +own course, I cannot stop him." Shrugging the shoulders likewise +expresses patience, or the absence of any intention to resist. +Hence the muscles which raise the shoulders are sometimes called, +as I have been informed by an artist, the patience muscles." +Shylock the Jew, says, + + "Signor Antonio, many a time and oft + In the Rialto have you rated me + About my monies and usances; + Still have I borne it with a patient shrug." +_Merchant of Venice_, act 1. sc. 3. + + +Sir C. Bell has given[14] a life-like figure of a man, +who is shrinking back from some terrible danger, +and is on the point of screaming out in abject terror. +He is represented with his shoulders lifted up almost to his ears; +and this at once declares that there is no thought of resistance. + +As shrugging the shoulders generally implies "I cannot do this or that," +so by a slight change, it sometimes implies "I won't do it." +The movement then expresses a dogged determination not to act. +Olmsted describes[15] an Indian in Texas as giving a great shrug +to his shoulders, when he was informed that a party of men were +Germans and not Americans, thus expressing that he would have +nothing to do with them. Sulky and obstinate children may be seen +with both their shoulders raised high up; but this movement is not +associated with the others which generally accompany a true shrug. +An excellent observer[16] in describing a young man who was +determined not to yield to his father's desire, says, "He thrust +his hands deep down into his pockets, and set up his shoulders +to his ears, which was a good warning that, come right or wrong, +this rock should fly from its firm base as soon as Jack would; +and that any remonstrance on the subject was purely futile." +As soon as the son got his own way, he "put his shoulders into +their natural position." + + +[14] `Anatomy of Expression,' p. 166. + +[15] `Journey through Texas,' p. 352. + +Resignation is sometimes shown by the open hands being placed, +one over the other, on the lower part of the body. I should not have +thought this little gesture worth even a passing notice, had not +Dr. W. Ogle remarked to me that he had two or three times observed +it in patients who were preparing for operations under chloroform. +They exhibited no great fear, but seemed to declare by this posture +of their hands, that they had made up their minds, and were resigned +to the inevitable. + +We may now inquire why men in all parts of the world when they feel,-- +whether or not they wish to show this feeling,--that they +cannot or will not do something, or will not resist something +if done by another, shrug their shoulders, at the same time +often bending in their elbows, showing the palms of their hands +with extended fingers, often throwing their heads a little +on one side, raising their eyebrows, and opening their mouths. +These states of the mind are either simply passive, +or show a determination not to act. None of the above +movements are of the least service. The explanation lies, +I cannot doubt, in the principle of unconscious antithesis. +This principle here seems to come into play as clearly as in +the case of a dog, who, when feeling savage, puts himself in +the proper attitude for attacking and for making himself appear +terrible to his enemy; but as soon as he feels affectionate, +throws his whole body into a directly opposite attitude, +though this is of no direct use to him. + + +[16] Mrs. Oliphant, `The Brownlows,' vol. ii. p. 206. + +Let it be observed how an indignant man, who resents, and will not +submit to some injury, holds his head erect, squares his shoulders, +and expands his chest. He often clenches his fists, and puts +one or both arms in the proper position for attack or defence, +with the muscles of his limbs rigid. He frowns,--that is, +he contracts and lowers his brows,--and, being determined, +closes his mouth. The actions and attitude of a helpless man are, +in every one of these respects, exactly the reverse. In Plate VI. +we may imagine one of the figures on the left side to have just said, +"What do you mean by insulting me?" and one of the figures +on the right side to answer, "I really could not help it." +The helpless man unconsciously contracts the muscles of his +forehead which are antagonistic to those that cause a frown, +and thus raises his eyebrows; at the same time he relaxes +the muscles about the mouth, so that the lower jaw drops. +The antithesis is complete in every detail, not only in the movements +of the features, but in the position of the limbs and in the attitude +of the whole body, as may be seen in the accompanying plate. +As the helpless or apologetic man often wishes to show his state +of mind, he then acts in a conspicuous or demonstrative manner. + +In accordance with the fact that squaring the elbows and clenching +the fists are gestures by no means universal with the men of all races, +when they feel indignant and are prepared to attack their enemy, +so it appears that a helpless or apologetic frame of mind is expressed +in many parts of the world by merely shrugging the shoulders, +without turning inwards the elbows and opening the hands. +The man or child who is obstinate, or one who is resigned to some +great misfortune, has in neither case any idea of resistance +by active means; and he expresses this state of mind, by simply +keeping his shoulders raised; or he may possibly fold his arms +across his breast. + +_Signs of affirmation or approval, and of negation or disapproval: +nodding and shaking the head_.--I was curious to ascertain how far +the common signs used by us in affirmation and negation were general +throughout the world. These signs are indeed to a certain extent +expressive of our feelings, as we give a vertical nod of approval +with a smile to our children, when we approve of their conduct; +and shake our heads laterally with a frown, when we disapprove. +With infants, the first act of denial consists in refusing food; +and I repeatedly noticed with my own infants, that they did so by +withdrawing their heads laterally from the breast, or from anything offered +them in a spoon. In accepting food and taking it into their mouths, +they incline their heads forwards. Since making these observations I +have been informed that the same idea had occurred to Charma.[17] It +deserves notice that in accepting or taking food, there is only +a single movement forward, and a single nod implies an affirmation. +On the other hand, in refusing food, especially if it be pressed on them, +children frequently move their heads several times from side to side, +as we do in shaking our heads in negation. Moreover, in the case of refusal, +the head is not rarely thrown backwards, or the mouth is closed, +so that these movements might likewise come to serve as signs of negation. +Mr. Wedgwood remarks on this subject,[18] that "when the voice is exerted +with closed teeth or lips, it produces the sound of the letter _n_ or _m_. +Hence we may account for the use of the particle _ne_ to signify negation, +and possibly also of the Greek mh in the same sense." + + +[17] `Essai sur le Langage,' 2nd edit. 1846. I am much +indebted to Miss Wedgwood for having given me this information, +with an extract from the work. + +That these signs are innate or instinctive, at least with Anglo-Saxons, +is rendered highly probable by the blind and deaf Laura Bridgman +"constantly accompanying her _yes_ with the common affirmative nod, +and her _no_ with our negative shake of the head." Had not Mr. Lieber +stated to the contrary,[19] I should have imagined that these gestures +might have been acquired or learnt by her, considering her wonderful +sense of touch and appreciation of the movements of others. +With microcephalous idiots, who are so degraded that they never learn +to speak, one of them is described by Vogt,[20] as answering, when asked +whether he wished for more food or drink, by inclining or shaking his head. +Schmalz, in his remarkable dissertation on the education of the deaf +and dumb, as well as of children raised only one degree above idiotcy, +assumes that they can always both make and understand the common signs +of affirmation and negation." + +Nevertheless if we look to the various races of man, these signs are +not so universally employed as I should have expected; yet they seem +too general to be ranked as altogether conventional or artificial. +My informants assert that both signs are used by the Malays, +by the natives of Ceylon, the Chinese, the negroes of the Guinea +coast, and, according to Gaika, by the Kafirs of South Africa, +though with these latter people Mrs. Barber has never seen a lateral +shake used as a negative. With respect to the Australians, +seven observers agree that a nod is given in affirmation; five agree +about a lateral shake in negation, accompanied or not by some word; +but Mr. Dyson Lacy has never seen this latter sign in Queensland, +and Mr. Bulmer says that in Gipps' Land a negative is expressed +by throwing the head a little backwards and putting out the tongue. +At the northern extremity of the continent, near Torres Straits, +the natives when uttering a negative "don't shake the head with it, +but holding up the right hand, shake it by turning it half round +and back again two or three times."[22] The throwing back of the head +with a cluck of the tongue is said to be used as a negative by the modern +Greeks and Turks, the latter people expressing _yes_ by a movement +like that made by us when we shake our heads.[23] The Abyssinians, +as I am informed by Captain Speedy, express a negative by jerking +the head to the right shoulder, together with a slight cluck, +the mouth being closed; an affirmation is expressed by the head +being thrown backwards and the eyebrows raised for an instant. +The Tagals of Luzon, in the Philippine Archipelago, as I hear from +Dr. Adolf Meyer, when they say "yes," also throw the head backwards. +According to the Rajah Brooke, the Dyaks of Borneo express an +affirmation by raising the eyebrows, and a negation by slightly +contracting them, together with a peculiar look from the eyes. +With the Arabs on the Nile, Professor and Mrs. Asa Gray concluded +that nodding in affirmation was rare, whilst shaking the head +in negation was never used, and was not even understood by them. +With the Esquimaux[24] a nod means _yes_ and a wink _no_. +The New Zealanders "elevate the head and chin in place +of nodding acquiescence."[25] + + +[18] `On the Origin of Language,' 1866, p. 91. + +[19] `On the Vocal Sounds of L. Bridgman;' Smithsonian Contributions, +1851, vol. ii. p. 11. + +[20] `Memoire sur les Microcephales,' 1867, p. 27. + +[21] Quoted by Tylor, `Early History of Mankind,' 2nd edit. +1870, p. 38. + + +[22] Mr. J. B. Jukes, `Letters and Extracts,' &c. 1871, p. 248. + +[23] F. Lieber, `On the Vocal Sounds,' &c. p. 11. Tylor, ibid. p. 53. + +With the Hindoos Mr. H. Erskine concludes from inquiries +made from experienced Europeans, and from native gentlemen, +that the signs of affirmation and negation vary--a nod and a +lateral shake being sometimes used as we do; but a negative +is more commonly expressed by the head being thrown suddenly +backwards and a little to one side, with a cluck of the tongue. +What the meaning may be of this cluck of the tongue, +which has been observed with various people, I cannot imagine. +A native gentleman stated that affirmation is frequently shown +by the head being thrown to the left. I asked Mr. Scott to attend +particularly to this point, and, after repeated observations, +he believes that a vertical nod is not commonly used by +the natives in affirmation, but that the head is first thrown +backwards either to the left or right, and then jerked obliquely +forwards only once. This movement would perhaps have been +described by a less careful observer as a lateral shake. +He also states that in negation the head is usually held +nearly upright, and shaken several times. + +Mr. Bridges informs me that the Fuegians nod their heads +vertically in affirmation, and shake them laterally in denial. +With the wild Indians of North America, according to +Mr. Washington Matthews, nodding and shaking the head have +been learnt from Europeans, and are not naturally employed. +They express affirmation by describing with the hand +(all the fingers except the index being flexed) a curve downwards +and outwards from the body, whilst negation is expressed by +moving the open hand outwards, with the palm facing inwards." +Other observers state that the sign of affirmation with these Indians +is the forefinger being raised, and then lowered and pointed +to the ground, or the hand is waved straight forward from the face; +and that the sign of negation is the finger or whole hand +shaken from side to side.[26] This latter movement probably +represents in all cases the lateral shaking of the head. +The Italians are said in like manner to move the lifted finger +from right to left in negation, as indeed we English sometimes do. + + +[24] Dr. King, Edinburgh Phil. Journal, 1845, p. 313. + +[25] Tylor, `Early History of Mankind,' 2nd edit. 1870, p. 53. + +On the whole we find considerable diversity in the signs +of affirmation and negation in the different races of man. +With respect to negation, if we admit that the shaking of +the finger or hand from side to side is symbolic of the lateral +movement of the head; and if we admit that the sudden backward +movement of the head represents one of the actions often +practised by young children in refusing food, then there is +much uniformity throughout the world in the signs of negation, +and we can see how they originated. The most marked exceptions +are presented by the Arabs, Esquimaux, some Australian tribes, +and Dyaks. With the latter a frown is the sign of negation, +and with us frowning often accompanies a lateral shake of the head. + +With respect to nodding in affirmation, the exceptions +are rather more numerous, namely with some of the Hindoos, +with the Turks, Abyssinians, Dyaks, Tagals, and New Zealanders. +The eyebrows are sometimes raised in affirmation, and as a person +in bending his head forwards and downwards naturally looks up to +the person whom he addresses, he will be apt to raise his eyebrows, +and this sign may thus have arisen as an abbreviation. +So again with the New Zealanders, the lifting up the chin +and head in affirmation may perhaps represent in an abbreviated +form the upward movement of the head after it has been nodded +forwards and downwards. + + +[26] Lubbock, `The Origin of Civilization,' 1870, p. 277. +Tylor, ibid. p. 38. Lieber (ibid. p. 11) remarks on the negative +of the Italians. CHAPTER XII. + +SURPRISE--ASTONISHMENT--FEAR--HORROR. + +Surprise, astonishment--Elevation of the eyebrows--Opening the mouth-- +Protrusion of the lips--Gestures accompanying surprise-- +Admiration--Fear--Terror--Erection of the hair--Contraction of +the platysma muscle--Dilatation of the pupils--Horror--Conclusion. + + +ATTENTION, if sudden and close, graduates into surprise; +and this into astonishment; and this into stupefied amazement. +The latter frame of mind is closely akin to terror. +Attention is shown by the eyebrows being slightly raised; +and as this state increases into surprise, they are raised +to a much greater extent, with the eyes and mouth widely open. +The raising of the eyebrows is necessary in order that +the eyes should be opened quickly and widely; and this +movement produces transverse wrinkles across the forehead. +The degree to which the eyes and mouth are opened corresponds +with the degree of surprise felt; but these movements must +be coordinated; for a widely opened mouth with eyebrows only +slightly raised results in a meaningless grimace, as Dr. Duchenne +has shown in one of his photographs.[1] On the other hand, +a person may often be seen to pretend surprise by merely +raising his eyebrows. + +Dr. Duchenne has given a photograph of an old man with his +eyebrows well elevated and arched by the galvanization of +the frontal muscle; and with his mouth voluntarily opened. +This figure expresses surprise with much truth. +I showed it to twenty-four persons without a word of explanation, +and one alone did not at all understand what was intended. +A second person answered terror, which is not far wrong; some of +the others, however, added to the words surprise or astonishment, +the epithets horrified, woful, painful, or disgusted. + + +[1] `Mecanisme de la Physionomie,' Album, 1862, p. 42. + +The eyes and mouth being widely open is an expression universally +recognized as one of surprise or astonishment. Thus Shakespeare says, +"I saw a smith stand with open mouth swallowing a tailor's news." +(`King John,' act iv. scene ii.) And again, "They seemed almost, +with staring on one another, to tear the cases of their eyes; +there was speech in the dumbness, language in their very gesture; +they looked as they had heard of a world destroyed." +(`Winter's Tale,' act v. scene ii.) + +My informants answer with remarkable uniformity to the same effect, +with respect to the various races of man; the above movements of +the features being often accompanied by certain gestures and sounds, +presently to be described. Twelve observers in different +parts of Australia agree on this head. Mr. Winwood Reade has +observed this expression with the negroes on the Guinea coast. +The chief Gaika and others answer _yes_ to my query with respect +to the Kafirs of South Africa; and so do others emphatically +with reference to the Abyssinians, Ceylonese, Chinese, Fuegians, +various tribes of North America, and New Zealanders. With the latter, +Mr. Stack states that the expression is more plainly shown by +certain individuals than by others, though all endeavour as much +as possible to conceal their feelings. The Dyaks of Borneo are said +by the Rajah Brooke to open their eyes widely, when astonished, +often swinging their heads to and fro, and beating their breasts. +Mr. Scott informs me that the workmen in the Botanic Gardens +at Calcutta are strictly ordered not to smoke; but they often +disobey this order, and when suddenly surprised in the act, +they first open their eyes and mouths widely. They then often +slightly shrug their shoulders, as they perceive that discovery +is inevitable, or frown and stamp on the ground from vexation. +Soon they recover from their surprise, and abject fear is exhibited +by the relaxation of all their muscles; their heads seem to sink +between their shoulders; their fallen eyes wander to and fro; +and they supplicate forgiveness. + +The well-known Australian explorer, Mr. Stuart, has given[2] +a striking account of stupefied amazement together with terror +in a native who had never before seen a man on horseback. +Mr. Stuart approached unseen and called to him from a little distance. +"He turned round and saw me. What he imagined I was I do not know; +but a finer picture of fear and astonishment I never saw. +He stood incapable of moving a limb, riveted to the spot, +mouth open and eyes staring. . . . He remained motionless until +our black got within a few yards of him, when suddenly throwing down +his waddies, he jumped into a mulga bush as high as he could get." +He could not speak, and answered not a word to the inquiries made +by the black, but, trembling from head to foot, "waved with his +hand for us to be off." + +That the eyebrows are raised by an innate or instinctive impulse +may be inferred from the fact that Laura Bridgman invariably +acts thus when astonished, as I have been assured by the lady +who has lately had charge of her. As surprise is excited +by something unexpected or unknown, we naturally desire, +when startled, to perceive the cause as quickly as possible; +and we consequently open our eyes fully, so that the field of vision +may be increased, and the eyeballs moved easily in any direction. +But this hardly accounts for the eyebrows being so greatly raised +as is the case, and for the wild staring of the open eyes. +The explanation lies, I believe, in the impossibility of opening +the eyes with great rapidity by merely raising the upper lids. +To effect this the eyebrows must be lifted energetically. +Any one who will try to open his eyes as quickly as possible +before a mirror will find that he acts thus; and the energetic +lifting up of the eyebrows opens the eyes so widely that they stare, +the white being exposed all round the iris. Moreover, the elevation +of the eyebrows is an advantage in looking upwards; for as long +as they are lowered they impede our vision in this direction. +Sir C. Bell gives[3] a curious little proof of the part +which the eyebrows play in opening the eyelids. In a stupidly +drunken man all the muscles are relaxed, and the eyelids +consequently droop, in the same manner as when we are falling asleep. +To counteract this tendency the drunkard raises his eyebrows; +and this gives to him a puzzled, foolish look, as is well +represented in one of Hogarth's drawings. The habit of raising +the eyebrows having once been gained in order to see as quickly +as possible all around us, the movement would follow from the force +of association whenever astonishment was felt from any cause, +even from a sudden sound or an idea. + + +[2] `The Polyglot News Letter,' Melbourne, Dec. 1858, p. 2. + +With adult persons, when the eyebrows are raised, +the whole forehead becomes much wrinkled in transverse lines; +but with children this occurs only to a slight degree. +The wrinkles run in lines concentric with each eyebrow, +and are partially confluent in the middle. They are highly +characteristic of the expression of surprise or astonishment. +Each eyebrow, when raised, becomes also, as Duchenne remarks,[4] +more arched than it was before. + + +[3] `The Anatomy of Expression,' p. 106. + +The cause of the mouth being opened when astonishment is felt, +is a much more complex affair; and several causes apparently concur +in leading to this movement. It has often been supposed[5] that +the sense of hearing is thus rendered more acute; but I have watched +persons listening intently to a slight noise, the nature and source +of which they knew perfectly, and they did not open their mouths. +Therefore I at one time imagined that the open mouth might aid +in distinguishing the direction whence a sound proceeded, +by giving another channel for its entrance into the ear through +the eustachian tube, But Dr. W. Ogle[6] has been so kind as to search +the best recent authorities on the functions of the eustachian tube, +and he informs me that it is almost conclusively proved that it remains +closed except during the act of deglutition; and that in persons +in whom the tube remains abnormally open, the sense of hearing, +as far as external sounds are concerned, is by no means improved; +on the contrary, it is impaired by the respiratory sounds being +rendered more distinct. If a watch be placed within the mouth, +but not allowed to touch the sides, the ticking is heard much less +plainly than when held outside. In persons in whom from disease +or a cold the eustachian tube is permanently or temporarily closed, +the sense of hearing is injured; but this may be accounted for by mucus +accumulating within the tube, and the consequent exclusion of air. +We may therefore infer that the mouth is not kept open under the sense +of astonishment for the sake of hearing sounds more distinctly; +notwithstanding that most deaf people keep their mouths open. + + +[4] Mecanisme de la Physionomie,' Album, p. 6. + +[5] See, for instance, Dr. Piderit (`Mimik und Physiognomik,' s. +88), who has a good discussion on the expression of surprise. + +[6] Dr. Murie has also given me information leading to the same conclusion, +derived in part from comparative anatomy. + +Every sudden emotion, including astonishment, quickens the action +of the heart, and with it the respiration. Now we can breathe, +as Gratiolet remarks[7] and as appears to me to be the case, +much more quietly through the open mouth than through the nostrils. +Therefore, when we wish to listen intently to any sound, we either +stop breathing, or breathe as quietly as possible, by opening +our mouths, at the same time keeping our bodies motionless. +One of my sons was awakened in the night by a noise under +circumstances which naturally led to great care, and after +a few minutes he perceived that his mouth was widely open. +He then became conscious that he had opened it for the sake +of breathing as quietly as possible. This view receives +support from the reversed case which occurs with dogs. +A dog when panting after exercise, or on a hot day, breathes loudly; +but if his attention be suddenly aroused, he instantly pricks +his ears to listen, shuts his mouth, and breathes quietly, +as he is enabled to do, through his nostrils. + +When the attention is concentrated for a length of time with fixed +earnestness on any object or subject, all the organs of the body +are forgotten and neglected;[8] and as the nervous energy +of each individual is limited in amount, little is transmitted +to any part of the system, excepting that which is at the time +brought into energetic action. Therefore many of the muscles +tend to become relaxed, and the jaw drops from its own weight. +This will account for the dropping of the jaw and open mouth of a man +stupefied with amazement, and perhaps when less strongly affected. +I have noticed this appearance, as I find recorded in my notes, +in very young children when they were only moderately surprised. + + +[7] `De la Physionomie,' 1865, p. 234. + +[8] See, on this subject, Gratiolet, ibid. p. 254. + +There is still another and highly effective cause, leading to the mouth +being opened, when we are astonished, and more especially when we +are suddenly startled. We can draw a full and deep inspiration much +more easily through the widely open mouth than through the nostrils. +Now when we start at any sudden sound or sight, almost all the muscles +of the body are involuntarily and momentarily thrown into strong action, +for the sake of guarding ourselves against or jumping away from +the danger, which we habitually associate with anything unexpected. +But we always unconsciously prepare ourselves for any great exertion, +as formerly explained, by first taking a deep and full inspiration, +and we consequently open our mouths. If no exertion follows, and we +still remain astonished, we cease for a time to breathe, or breathe as +quietly as possible, in order that every sound may be distinctly heard. +Or again, if our attention continues long and earnestly absorbed, all our +muscles become relaxed, and the jaw, which was at first suddenly opened, +remains dropped. Thus several causes concur towards this same movement, +whenever surprise, astonishment, or amazement is felt. + +Although when thus affected, our mouths are generally opened, +yet the lips are often a little protruded. This fact reminds +us of the same movement, though in a much more strongly +marked degree, in the chimpanzee and orang when astonished. +As a strong expiration naturally follows the deep inspiration +which accompanies the first sense of startled surprise, +and as the lips are often protruded, the various sounds which +are then commonly uttered can apparently be accounted for. +But sometimes a strong expiration alone is heard; thus Laura Bridgman, +when amazed, rounds and protrudes her lips, opens them, +and breathes strongly.[9] One of the commonest sounds is a deep _Oh_; +and this would naturally follow, as explained by Helmholtz, +from the mouth being moderately opened and the lips protruded. +On a quiet night some rockets were fired from the `Beagle,' in a +little creek at Tahiti, to amuse the natives; and as each rocket, +was let off there was absolute silence, but this was invariably +followed by a deep groaning _Oh_, resounding all round the bay. +Mr. Washington Matthews says that the North American Indians +express astonishment by a groan; and the negroes on the West Coast +of Africa, according to Mr. Winwood Reade, protrude their lips, +and make a sound like _heigh, heigh_. If the mouth is not +much opened, whilst the lips are considerably protruded, +a blowing, hissing, or whistling noise is produced. +Mr. R. Brough Smith informs me that an Australian from the interior +was taken to the theatre to see an acrobat rapidly turning head +over heels: "he was greatly astonished, and protruded his lips, +making a noise with his mouth as if blowing out a match." +According to Mr. Bulmer the Australians, when surprised, +utter the exclamation _korki_, "and to do this the mouth is +drawn out as if going to whistle." We Europeans often whistle +as a sign of surprise; thus, in a recent novel[10] it is said, +"here the man expressed his astonishment and disapprobation +by a prolonged whistle." A Kafir girl, as Mr. J. Mansel Weale +informs me, "on hearing of the high price of an article, +raised her eyebrows and whistled just as a European would." +Mr. Wedgwood remarks that such sounds are written down as _whew_, +and they serve as interjections for surprise. + + + +[9] Lieber, `On the Vocal Sounds of Laura Bridgman,' +Smithsonian Contributions, 1851, vol. ii. p. 7. + +[10] `Wenderholme,' vol. ii. p. 91. + +According to three other observers, the Australians often evince +astonishment by a clucking noise. Europeans also sometimes express +gentle surprise by a little clicking noise of nearly the same kind. +We have seen that when we are startled, the mouth is suddenly opened; +and if the tongue happens to be then pressed closely against the palate, +its sudden withdrawal will produce a sound of this kind, which might +thus come to express surprise. + +Turning to gestures of the body. A surprised person often raises +his opened hands high above his head, or by bending his arms +only to the level of his face. The flat palms are directed +towards the person who causes this feeling, and the straightened +fingers are separated. This gesture is represented by +Mr. Rejlander in Plate VII. fig. 1. In the `Last Supper,' +by Leonardo da Vinci, two of the Apostles have their hands +half uplifted, clearly expressive of their astonishment. +A trustworthy observer told me that he had lately met his wife +under most unexpected circumstances: "She started, opened her mouth +and eyes very widely, and threw up both her arms above her head." +Several years ago I was surprised by seeing several of my young +children earnestly doing something together on the ground; +but the distance was too great for me to ask what they were about. +Therefore I threw up my open hands with extended fingers above my head; +and as soon as I had done this, I became conscious of the action. +I then waited, without saying a word, to see if my children +had understood this gesture; and as they came running to me +they cried out, "We saw that you were astonished at us." +I do not know whether this gesture is common to the various +races of man, as I neglected to make inquiries on this head. +That it is innate or natural may be inferred from the fact +that Laura Bridgman, when amazed, "spreads her arms and turns +her hands with extended fingers upwards;"[11] nor is it likely, +considering that the feeling of surprise is generally a brief one, +that she should have learnt this gesture through her keen +sense of touch. + +Huschke describes[12] a somewhat different yet allied gesture, which he says +is exhibited by persons when astonished. They hold themselves erect, +with the features as before described, but with the straightened arms +extended backwards--the stretched fingers being separated from each other. +I have never myself seen this gesture; but Huschke is probably correct; +for a friend asked another man how he would express great astonishment, +and he at once threw himself into this attitude. + +These gestures are, I believe, explicable on the principle of antithesis. +We have seen that an indignant man holds his head erect, squares his +shoulders, turns out his elbows, often clenches his fist, frowns, and closes +his mouth; whilst the attitude of a helpless man is in every one of +these details the reverse. Now, a man in an ordinary frame of mind, +doing nothing and thinking of nothing in particular, usually keeps his +two arms suspended laxly by his sides, with his hands somewhat flexed, +and the fingers near together. Therefore, to raise the arms suddenly, +either the whole arms or the fore-arms, to open the palms flat, +and to separate the fingers,--or, again, to straighten the arms, +extending them backwards with separated fingers,--are movements in complete +antithesis to those preserved under an indifferent frame of mind, +and they are, in consequence, unconsciously assumed by an astonished man. +There is, also, often a desire to display surprise in a conspicuous +manner, and the above attitudes are well fitted for this purpose. +It may be asked why should surprise, and only a few other states +of the mind, be exhibited by movements in antithesis to others. +But this principle will not be brought into play in the case +of those emotions, such as terror, great joy, suffering, or rage, +which naturally lead to certain lines of action and produce certain +effects on the body, for the whole system is thus preoccupied; +and these emotions are already thus expressed with the greatest plainness. + + +[11] Lieber, `On the Vocal Sounds,' &c., ibid. p. 7. + +[12] Huschke, `Mimices et Physiognomices,' 1821, p. 18. Gratiolet (De +la Phys. p. 255) gives a figure of a man in this attitude, which, +however, seems to me expressive of fear combined with astonishment. +Le Brun also refers (Lavater, vol. ix. p. 299) to the hands of an +astonished man being opened. + +There is another little gesture, expressive of astonishment +of which I can offer no explanation; namely, the hand being placed +over the mouth or on some part of the head. This has been observed +with so many races of man, that it must have some natural origin. +A wild Australian was taken into a large room full of official papers, +which surprised him greatly, and he cried out, _cluck, cluck, cluck_, +putting the back of his hand towards his lips. Mrs. Barber says +that the Kafirs and Fingoes express astonishment by a serious look +and by placing the right hand upon the mouth, Littering the word _mawo_, +which means `wonderful.' The Bushmen are said[13] to put their +right hands to their necks, bending their heads backwards. +Mr. Winwood Reade has observed that the negroes on the West Coast +of Africa, when surprised, clap their hands to their mouths, +saying at the same time, "My mouth cleaves to me," i. e. to my hands; +and he has heard that this is their usual gesture on such occasions. +Captain Speedy informs me that the Abyssinians place their right hand +to the forehead, with the palm outside. Lastly, Mr. Washington Matthews +states that the conventional sign of astonishment with the wild +tribes of the western parts of the United States "is made by placing +the half-closed hand over the mouth; in doing this, the head is often +bent forwards, and words or low groans are sometimes uttered." +Catlin[14] makes the same remark about the hand being pressed over +the mouth by the Mandans and other Indian tribes. + + +[13] Huschke, ibid. p. 18. + + +_Admiration_.--Little need be said on this head. Admiration apparently +consists of surprise associated with some pleasure and a sense of approval. +When vividly felt, the eyes are opened and the eyebrows raised; the eyes +become bright, instead of remaining blank, as under simple astonishment; +and the mouth, instead of gaping open, expands into a smile. + + +_Fear, Terror_.--The word `fear' seems to be derived from what is +sudden and dangerous;[15] and that of terror from the trembling +of the vocal organs and body. I use the word `terror' for +extreme fear; but some writers think it ought to be confined +to cases in which the imagination is more particularly concerned. +Fear is often preceded by astonishment, and is so far akin to it, +that both lead to the senses of sight and hearing being instantly aroused. +In both cases the eyes and mouth are widely opened, and the eyebrows raised. +The frightened man at first stands like a statue motionless and breathless, +or crouches down as if instinctively to escape observation. + + +[14] `North American Indians,' 3rd edit. 1842, vol. i. p. 105. + +[15] H. Wedgwood, Dict. of English Etymology, vol. ii. 1862, p. +35. See, also, Gratiolet (`De la Physionomie,' p. 135) on the sources +of such words as `terror, horror, rigidus, frigidus,' &c. + +The heart beats quickly and violently, so that it palpitates +or knocks against the ribs; but it is very doubtful whether it +then works more efficiently than usual, so as to send a greater +supply of blood to all parts of the body; for the skin instantly +becomes pale, as during incipient faintness. This paleness of +the surface, however, is probably in large part, or exclusively, +due to the vasomotor centre being affected in such a manner +as to cause the contraction of the small arteries of the skin. +That the skin is much affected under the sense of great fear, +we see in the marvellous and inexplicable manner in which +perspiration immediately exudes from it. This exudation +is all the more remarkable, as the surface is then cold, +and hence the term a cold sweat; whereas, the sudorific glands +are properly excited into action when the surface is heated. +The hairs also on the skin stand erect; and the superficial +muscles shiver. In connection with the disturbed action of the heart, +the breathing is hurried. The salivary glands act imperfectly; +the mouth becomes dry,[16] and is often opened and shut. +I have also noticed that under slight fear there is a strong +tendency to yawn. One of the best-marked symptoms is the trembling +of all the muscles of the body; and this is often first seen +in the lips. From this cause, and from the dryness of the mouth, +the voice becomes husky or indistinct, or may altogether fail. +"Obstupui, steteruntque comae, et vox faucibus haesit." + + +[16] Mr. Bain (`The Emotions and the Will,' 1865, p. 54) explains in +the following manner the origin of the custom "of subjecting criminals +in India to the ordeal of the morsel of rice. The accused is made +to take a mouthful of rice, and after a little time to throw it out. +If the morsel is quite dry, the party is believed to be guilty,-- +his own evil conscience operating to paralyse the salivating organs." + +Of vague fear there is a well-known and grand description in Job:--"In +thoughts from the visions of the night, when deep sleep falleth on men, +fear came upon me, and trembling, which made all my bones to shake. +Then a spirit passed before my face; the hair of my flesh stood up. +It stood still, but I could not discern the form thereof: +an image was before my eyes, there was silence, and I heard a voice, +saying, Shall mortal man be more just than God? Shall a man be more +pure than his Maker?" (Job iv. 13) + +As fear increases into an agony of terror, we behold, +as under all violent emotions, diversified results. +The heart beats wildly, or may fail to act and faintness ensue; +there is a death-like pallor; the breathing is laboured; +the wings of the nostrils are wildly dilated; "there is a gasping +and convulsive motion of the lips, a tremor on the hollow cheek, +a gulping and catching of the throat;"[17] the uncovered +and protruding eyeballs are fixed on the object of terror; +or they may roll restlessly from side to side, _huc illuc +volvens oculos totumque pererrat_.[18] The pupils are said to be +enormously dilated. All the muscles of the body may become rigid, +or may be thrown into convulsive movements. The hands are +alternately clenched and opened, often with a twitching movement. +The arms may be protruded, as if to avert some dreadful danger, +or may be thrown wildly over the head. The Rev. Mr. Hagenauer has +seen this latter action in a terrified Australian. In other cases +there is a sudden and uncontrollable tendency to headlong flight; +and so strong is this, that the boldest soldiers may be seized +with a sudden panic. + + +[17] Sir C. Bell, Transactions of Royal Phil. Soc. 1822, p. 308. +`Anatomy of Expression,' p. 88 and pp. 164-469. + +[18] See Moreau on the rolling of the eyes, in the edit. of 1820 of Lavater, +tome iv. p. 263. Also, Gratiolet, De la Phys. p. 17. + +As fear rises to an extreme pitch, the dreadful scream of terror is heard. +Great beads of sweat stand on the skin. All the muscles of the body +are relaxed. Utter prostration soon follows, and the mental powers fail. +The intestines are affected. The sphincter muscles cease to act, +and no longer retain the contents of the body. + +Dr. J. Crichton Browne has given me so striking an account +of intense fear in an insane woman, aged thirty-five, that +the description though painful ought not to be omitted. +When a paroxysm seizes her, she screams out, "This is hell!" +"There is a black woman!" "I can't get out!"--and other +such exclamations. When thus screaming, her movements are +those of alternate tension and tremor. For one instant she +clenches her hands, holds her arms out before her in a stiff +semi-flexed position; then suddenly bends her body forwards, +sways rapidly to and fro, draws her fingers through her hair, +clutches at her neck, and tries to tear off her clothes. +The sterno-cleido-mastoid muscles (which serve to bend the head +on the chest) stand out prominently, as if swollen, and the skin +in front of them is much wrinkled. Her hair, which is cut +short at the back of her head, and is smooth when she is calm, +now stands on end; that in front being dishevelled by the movements +of her hands. The countenance expresses great mental agony. +The skin is flushed over the face and neck, down to the clavicles, +and the veins of the forehead and neck stand out like +thick cords. The lower lip drops, and is somewhat everted. +The mouth is kept half open, with the lower jaw projecting. +The cheeks are hollow and deeply furrowed in curved lines running +from the wings of the nostrils to the corners of the mouth. +The nostrils themselves are raised and extended. The eyes +are widely opened, and beneath them the skin appears swollen; +the pupils are large. The forehead is wrinkled transversely +in many folds, and at the inner extremities of the eyebrows it +is strongly furrowed in diverging lines, produced by the powerful +and persistent contraction of the corrugators. + +Mr. Bell has also described[19] an agony of terror and of despair, +which he witnessed in a murderer, whilst carried to the place of execution +in Turin. "On each side of the car the officiating priests were seated; +and in the centre sat the criminal himself. It was impossible +to witness the condition of this unhappy wretch without terror; +and yet, as if impelled by some strange infatuation, it was equally +impossible not to gaze upon an object so wild, so full of horror. +He seemed about thirty-five years of age; of large and muscular form; +his countenance marked by strong and savage features; half naked, +pale as death, agonized with terror, every limb strained in anguish, +his hands clenched convulsively, the sweat breaking out on his bent +and contracted brow, he kissed incessantly the figure of our Saviour, +painted on the flag which was suspended before him; but with an agony +of wildness and despair, of which nothing ever exhibited on the stage +can give the slightest conception." + +I will add only one other case, illustrative of a man utterly prostrated +by terror. An atrocious murderer of two persons was brought into +a hospital, under the mistaken impression that he had poisoned himself; +and Dr. W. Ogle carefully watched him the next morning, while he was +being handcuffed and taken away by the police. His pallor was extreme, +and his prostration so great that he was hardly able to dress himself. +His skin perspired; and his eyelids and head drooped so much that it was +impossible to catch even a glimpse of his eyes. His lower jaw hung down. +There was no contraction of any facial muscle, and Dr. Ogle is almost +certain that the hair did not stand on end, for he observed it narrowly, +as it had been dyed for the sake of concealment. + + +[19] `Observations on Italy,' 1825, p. 48, as quoted in 'The Anatomy +of Expression,' p. 168. + +With respect to fear, as exhibited by the various races of man, my informants +agree that the signs are the same as with Europeans. They are displayed +in an exaggerated degree with the Hindoos and natives of Ceylon. Mr. Geach +has seen Malays when terrified turn pale and shake; and Mr. Brough Smyth +states that a native Australian "being on one occasion much frightened, +showed a complexion as nearly approaching to what we call paleness, +as can well be conceived in the case of a very black man." Mr. Dyson Lacy +has seen extreme fear shown in an Australian, by a nervous twitching of +the hands, feet, and lips; and by the perspiration standing on the skin. +Many savages do not repress the signs of fear so much as Europeans; +and they often tremble greatly. With the Kafir, Gaika says, in his +rather quaint English, the shaking "of the body is much experienced, +and the eyes are widely open." With savages, the sphincter muscles +are often relaxed, just as may be observed in much frightened dogs, +and as I have seen with monkeys when terrified by being caught. + + +_The erection of the hair_.--Some of the signs of fear +deserve a little further consideration. Poets continually +speak of the hair standing on end; Brutus says to the ghost +of Caesar, "that mak'st my blood cold, and my hair to stare." +And Cardinal Beaufort, after the murder of Gloucester exclaims, +"Comb down his hair; look, look, it stands upright." +As I did not feel sure whether writers of fiction might not have +applied to man what they had often observed in animals, I begged +for information from Dr. Crichton Browne with respect to the insane. +He states in answer that he has repeatedly seen their hair +erected under the influence of sudden and extreme terror. +For instance, it is occasionally necessary to inject morphia, +under the skin of an insane woman, who dreads the operation +extremely, though it causes very little pain; for she believes +that poison is being introduced into her system, and that her +bones will be softened, and her flesh turned into dust. +She becomes deadly pale; her limbs are stiffened by a sort +of tetanic spasm, and her hair is partially erected on the front +of the head. + +Dr. Browne further remarks that the bristling of the hair which is +so common in the insane, is not always associated with terror. +It is perhaps most frequently seen in chronic maniacs, who rave +incoherently and have destructive impulses; but it is during +their paroxysms of violence that the bristling is most observable. +The fact of the hair becoming erect under the influence both of rage +and fear agrees perfectly with what we have seen in the lower animals. +Dr. Browne adduces several cases in evidence. Thus with a man +now in the Asylum, before the recurrence of each maniacal paroxysm, +"the hair rises up from his forehead like the mane of a Shetland pony." +He has sent me photographs of two women, taken in the intervals between +their paroxysms, and he adds with respect to one of these women, +"that the state of her hair is a sure and convenient criterion of +her mental condition." I have had one of these photographs copied, +and the engraving gives, if viewed from a little distance, +a faithful representation of the original, with the exception +that the hair appears rather too coarse and too much curled. +The extraordinary condition of the hair in the insane is due, +not only to its erection, but to its dryness and harshness, +consequent on the subcutaneous glands failing to act. +Dr. Bucknill has said[20] that a lunatic "is a lunatic to his +finger's ends;" he might have added, and often to the extremity +of each particular hair. + +Dr. Browne mentions as an empirical confirmation of the relation which exists +in the insane between the state of their hair and minds, that the wife +of a medical man, who has charge of a lady suffering from acute melancholia, +with a strong fear of death, for herself, her husband and children, +reported verbally to him the day before receiving my letter as follows, +"I think Mrs. ---- will soon improve, for her hair is getting smooth; +and I always notice that our patients get better whenever their hair +ceases to be rough and unmanageable." + +Dr. Browne attributes the persistently rough condition of the hair in many +insane patients, in part to their minds being always somewhat disturbed, +and in part to the effects of habit,--that is, to the hair being +frequently and strongly erected during their many recurrent paroxysms. +In patients in whom the bristling of the hair is extreme, the disease +is generally permanent and mortal; but in others, in whom the bristling +is moderate, as soon as they recover their health of mind the hair +recovers its smoothness. + + +[20] Quoted by Dr. Maudsley, `Body and Mind,' 1870, p. 41. + +In a previous chapter we have seen that with animals the hairs are +erected by the contraction of minute, unstriped, and involuntary muscles, +which run to each separate follicle. In addition to this action, +Mr. J. Wood has clearly ascertained by experiment, as he informs me, +that with man the hairs on the front of the head which slope forwards, +and those on the back which slope backwards, are raised in opposite +directions by the contraction of the occipito-frontalis or scalp muscle. +So that this muscle seems to aid in the erection of the hairs on the head +of man. in the same manner as the homologous _panniculus carnosus_ aids, +or takes the greater part, in the erection of the spines on the backs +of some of the lower animals. + + +_Contraction of the platysma myoides muscle_.--This muscle is spread +over the sides of the neck, extending downwards to a little beneath +the collar-bones, and upwards to the lower part of the cheeks. +A portion, called the risorius, is represented in the woodcut +(M) fig. 2. The contraction of this muscle draws the corners of +the mouth and the lower parts of the checks downwards and backwards. +It produces at the same time divergent, longitudinal, prominent ridges +on the sides of the neck in the young; and, in old thin persons, +fine transverse wrinkles. This muscle is sometimes said not to be +under the control of the will; but almost every one, if told to draw +the corners of his mouth backwards and downwards with great force, +brings it into action. I have, however, heard of a man who can +voluntarily act on it only on one side of his neck. + +Sir C. Bell[21] and others have stated that this muscle is strongly +contracted under the influence of fear; and Duchenne insists so strongly +on its importance in the expression of this emotion, that he calls it +the _muscle of fright_.[22] He admits, however, that its contraction +is quite inexpressive unless associated with widely open eyes and mouth. +He has given a photograph (copied and reduced in the accompanying woodcut) +of the same old man as on former occasions, with his eyebrows strongly raised, +his mouth opened, and the platysma contracted, all by means of galvanism. +The original photograph was shown to twenty-four persons, and they were +separately asked, without any explanation being given, what expression +was intended: twenty instantly answered, "intense fright" or "horror;" +three said pain, and one extreme discomfort. Dr. Duchenne has given +another photograph of the same old man, with the platysma contracted, +the eyes and mouth opened, and the eyebrows rendered oblique, +by means of galvanism. The expression thus induced is very striking +(see Plate VII. fig. 2); the obliquity of the eyebrows adding the appearance +of great mental distress. The original was shown to fifteen persons; +twelve answered terror or horror, and three agony or great suffering. +From these cases, and from an examination of the other photographs given +by Dr. Duchenne, together with his remarks thereon, I think there can +be little doubt that the contraction of the platysma does add greatly +to the expression of fear. Nevertheless this muscle ought hardly to be +called that of fright, for its contraction is certainly not a necessary +concomitant of this state of mind. + + +[21] `Anatomy of Expression,' p. 168. + +[22] Mecanisme de la Phys. Humaine, Album, Legende xi. A man may +exhibit extreme terror in the plainest manner by death-like pallor, +by drops of perspiration on his skin, and by utter prostration, +with all the muscles of his body, including the platysma, +completely relaxed. Although Dr. Browne has often seen this +muscle quivering and contracting in the insane, he has not been +able to connect its action with any emotional condition in them, +though he carefully attended to patients suffering from great fear. +Mr. Nicol, on the other hand, has observed three cases in which +this muscle appeared to be more or less permanently contracted +under the influence of melancholia, associated with much dread; +but in one of these cases, various other muscles about the neck +and head were subject to spasmodic contractions. + +Dr. W. Ogle observed for me in one of the London hospitals about +twenty patients, just before they were put under the influence of chloroform +for operations. They exhibited some trepidation, but no great terror. +In only four of the cases was the platysma visibly contracted; +and it did not begin to contract until the patients began to cry. +The muscle seemed to contract at the moment of each deep-drawn inspiration; +so that it is very doubtful whether the contraction depended +at all on the emotion of fear. In a fifth case, the patient, +who was not chloroformed, was much terrified; and his platysma was +more forcibly and persistently contracted than in the other cases. +But even here there is room for doubt, for the muscle which appeared +to be unusually developed, was seen by Dr. Ogle to contract as the man +moved his head from the pillow, after the operation was over. + +As I felt much perplexed why, in any case, a superficial +muscle on the neck should be especially affected by fear, +I applied to my many obliging correspondents for information +about the contraction of this muscle under other circumstances. +It would be superfluous to give all the answers which I have received. +They show that this muscle acts, often in a variable manner +and degree, under many different conditions. It is violently +contracted in hydrophobia, and in a somewhat less degree in lockjaw; +sometimes in a marked manner during the insensibility from chloroform. +Dr. W. Ogle observed two male patients, suffering from such +difficulty in breathing, that the trachea had to be opened, +and in both the platysma was strongly contracted. One of these men +overheard the conversation of the surgeons surrounding him, and when +he was able to speak, declared that he had not been frightened. +In some other cases of extreme difficulty of respiration, though not +requiring tracheotomy, observed by Drs. Ogle and Langstaff, +the platysma was not contracted. + +Mr. J. Wood, who has studied with such care the muscles of the human body, +as shown by his various publications, has often seen the platysma +contracted in vomiting, nausea, and disgust; also in children and +adults under the influence of rage,--for instance, in Irishwomen, +quarrelling and brawling together with angry gesticulations. +This may possibly have been due to their high and angry tones; +for I know a lady, an excellent musician, who, in singing certain +high notes, always contracts her platysma. So does a young man, +as I have observed, in sounding certain notes on the flute. +Mr. J. Wood informs me that he has found the platysma best +developed in persons with thick necks and broad shoulders; +and that in families inheriting these peculiarities, its development +is usually associated with much voluntary power over the homologous +occipito-frontalis muscle, by which the scalp can be moved. + +None of the foregoing cases appear to throw any light on +the contraction of the platysma from fear; but it is different, +I think, with the following cases. The gentleman before referred to, +who can voluntarily act on this muscle only on one side of his neck, +is positive that it contracts on both sides whenever he is startled. +Evidence has already been given showing that this muscle +sometimes contracts, perhaps for the sake of opening the mouth widely, +when the breathing is rendered difficult by disease, and during +the deep inspirations of crying-fits before an operation. +Now, whenever a person starts at any sudden sight or sound, +he instantaneously draws a deep breath; and thus the contraction +of the platysma may possibly have become associated with the sense +of fear. But there is, I believe, a more efficient relation. +The first sensation of fear, or the imagination of something dreadful, +commonly excites a shudder. I have caught myself giving +a little involuntary shudder at a painful thought, and I +distinctly perceived that my platysma contracted; so it does if I +simulate a shudder. I have asked others to act in this manner; +and in some the muscle contracted, but not in others. +One of my sons, whilst getting out of bed, shuddered from +the cold, and, as he happened to have his hand on his neck, +he plainly felt that this muscle strongly contracted. +He then voluntarily shuddered, as he had done on former occasions, +but the platysma was not then affected. Mr. J. Wood has also +several times observed this muscle contracting in patients, +when stripped for examination, and who were not frightened, +but shivered slightly from the cold. Unfortunately I have not +been able to ascertain whether, when the whole body shakes, +as in the cold stage of an ague fit, the platysma contracts. +But as it certainly often contracts during a shudder; and as a +shudder or shiver often accompanies the first sensation of fear, +we have, I think, a clue to its action in this latter case.[23] +Its contraction, however, is not an invariable concomitant +of fear; for it probably never acts under the influence +of extreme, prostrating terror. + + +[23] Ducheinne takes, in fact, this view (ibid. p. 45), as he +attributes the contraction of the platysma to the shivering of fear +(_frisson de la peur_); but he elsewhere compares the action with +that which causes the hair of frightened quadrupeds to stand erect; +and this can hardly be considered as quite correct. + + +_Dilatation of the Pupils_.--Gratiolet repeatedly insists[24] +that the pupils are enormously dilated whenever terror is felt. +I have no reason to doubt the accuracy of this statement, +but have failed to obtain confirmatory evidence, excepting in the one +instance before given of an insane woman suffering from great fear. +When writers of fiction speak of the eyes being widely dilated, +I presume that they refer to the eyelids. Munro's statement," +that with parrots the iris is affected by the passions, +independently of the amount of light, seems to bear on this question; +but Professor Donders informs me, that he has often seen movements +in the pupils of these birds which he thinks may be related to their +power of accommodation to distance, in nearly the same manner +as our own pupils contract when our eyes converge for near vision. +Gratiolet remarks that the dilated pupils appear as if they were +gazing into profound darkness. No doubt the fears of man have often +been excited in the dark; but hardly so often or so exclusively, +as to account for a fixed and associated habit having thus arisen. +It seems more probable, assuming that Gratiolet's statement +is correct, that the brain is directly affected by the powerful +emotion of fear and reacts on the pupils; but Professor Donders +informs me that this is an extremely complicated subject. +I may add, as possibly throwing light on the subject, that Dr. Fyffe, +of Netley Hospital, has observed in two patients that the pupils +were distinctly dilated during the cold stage of an ague fit. +Professor Donders has also often seen dilatation of the pupils +in incipient faintness. + + +[24] `De la Physionomie,' pp. 51, 256, 346. + +[25] As quoted in White's `Gradation in Man,' p. 57. + +_Horror_.--The state of mind expressed by this term implies terror, +and is in some, cases almost synonymous with it. Many a man +must have felt, before the blessed discovery of chloroform, +great horror at the thought of an impending surgical operation. +He who dreads, as well as hates a man, will feel, as Milton uses +the word, a horror of him. We feel horror if we see any one, +for instance a child, exposed to some instant and crushing danger. +Almost every one would experience the same feeling in the highest +degree in witnessing a man being tortured or going to be tortured. +In these cases there is no danger to ourselves; but from the power +of the imagination and of sympathy we put ourselves in the position +of the sufferer, and feel something akin to fear. + +Sir C. Bell remarks,[26] that "horror is full of energy; +the body is in the utmost tension, not unnerved by fear." +It is, therefore, probable that horror would generally be +accompanied by the strong contraction of the brows; but as fear +is one of the elements, the eyes and mouth would be opened, +and the eyebrows would be raised, as far as the antagonistic +action of the corrugators permitted this movement. Duchenne has +given a photograph[27] (fig. 21) of the same old man as before, +with his eyes somewhat staring, the eyebrows partially raised, +and at the same time strongly contracted, the mouth opened, +and the platysma in action, all effected by the means of galvanism. +He considers that the expression thus produced shows extreme +terror with horrible pain or torture. A tortured man, as long +as his sufferings allowed him to feel any dread for the future, +would probably exhibit horror in an extreme degree. +I have shown the original of this photograph to twenty-three +persons of both sexes and various ages; and thirteen +immediately answered horror, great pain, torture, or agony; +three answered extreme fright; so that sixteen answered nearly +in accordance with Duchenne's belief. Six, however, said anger, +guided no doubt, by the strongly contracted brows, +and overlooking the peculiarly opened mouth. One said disgust. +On the whole, the evidence indicates that we have here a fairly +good representation of horror and agony. The photograph +before referred to (Pl. VII. fig. 2) likewise exhibits horror; +but in this the oblique eyebrows indicate great mental distress +in place of energy. + + +[26] `Anatomy of Expression,' p. 169. + +[27] `Mecanisme de la Physionomie,' Album, pl. 65, pp. 44, 45. + +Horror is generally accompanied by various gestures, +which differ in different individuals. Judging from pictures, +the whole body is often turned away or shrinks; or the arms are +violently protruded as if to push away some dreadful object. +The most frequent gesture, as far as can be inferred from +the action of persons who endeavour to express a vividly-imagined +scene of horror, is the raising of both shoulders, +with the bent arms pressed closely against the sides or chest. +These movements are nearly the same with those commonly made when we +feel very cold; and they are generally accompanied by a shudder, +as well as by a deep expiration or inspiration, according as +the chest happens at the time to be expanded or contracted. +The sounds thus made are expressed by words like _uh_ or _ugh_.[28] +It is not, however, obvious why, when we feel cold or express +a sense of horror, we press our bent arms against our bodies, +raise our shoulders, and shudder. + + +[28] See remarks to this effect by Mr. Wedgwood, in the Introduction to his +`Dictionary of English Etymology,' 2nd edit. 1872, p. xxxvii. He shows +by intermediate forms that the sounds here referred to have probably given +rise to many words, such as _ugly, huge_, &c. _Conclusion_.--I have now +endeavoured to describe the diversified expressions of fear, in its gradations +from mere attention to a start of surprise, into extreme terror and horror. +Some of the signs may be accounted for through the principles of habit, +association, and inheritance,--such as the wide opening of the mouth and eyes, +with upraised eyebrows, so as to see as quickly as possible all around us, +and to hear distinctly whatever sound may reach our ears. For we have +thus habitually prepared ourselves to discover and encounter any danger. +Some of the other signs of fear may likewise be accounted for, at least +in part, through these same principles. Men, during numberless generations, +have endeavoured to escape from their enemies or danger by headlong flight, +or by violently struggling with them; and such great exertions will have +caused the heart to beat rapidly, the breathing to be hurried, the chest +to heave, and the nostrils to be dilated. As these exertions have often +been prolonged to the last extremity, the final result will have been +utter prostration, pallor, perspiration, trembling of all the muscles, +or their complete relaxation. And now, whenever the emotion of fear is +strongly felt, though it may not lead to any exertion, the same results +tend to reappear, through the force of inheritance and association. + +Nevertheless, it is probable that many or most of the above +symptoms of terror, such as the beating of the heart, +the trembling of the muscles, cold perspiration, &c., are in large +part directly due to the disturbed or interrupted transmission +of nerve-force from the cerebro-spinal system to various parts +of the body, owing to the mind being so powerfully affected. +We may confidently look to this cause, independently of habit +and association, in such cases as the modified secretions of +the intestinal canal, and the failure of certain glands to act. +With respect to the involuntary bristling of the hair, we have +good reason to believe that in the case of animals this action, +however it may have originated, serves, together with certain +voluntary movements, to make them appear terrible to their enemies; +and as the same involuntary and voluntary actions are performed +by animals nearly related to man, we are led to believe that man has +retained through inheritance a relic of them, now become useless. +It is certainly a remarkable fact, that the minute unstriped muscles, +by which the hairs thinly scattered over man's almost naked body +are erected, should have been preserved to the present day; +and that they should still contract under the same emotions, namely, +terror and rage, which cause the hairs to stand on end in the lower +members of the Order to which man belongs. CHAPTER XIII. + +SELF-ATTENTION--SHAME--SHYNESS--MODESTY: BLUSHING. + +Nature of a blush--Inheritance--The parts of the body most affected-- +Blushing in the various races of man--Accompanying gestures-- +Confusion of mind--Causes of blushing--Self-attention, the +fundamental element--Shyness--Shame, from broken moral laws and +conventional rules--Modesty--Theory of blushing--Recapitulation. + + +BLUSHING is the most peculiar and the most human of all expressions. +Monkeys redden from passion, but it would require an overwhelming +amount of evidence to make us believe that any animal could blush. +The reddening of the face from a blush is due to the relaxation +of the muscular coats of the small arteries, by which the capillaries +become filled with blood; and this depends on the proper vaso-motor +centre being affected. No doubt if there be at the same time much +mental agitation, the general circulation will be affected; but it is +not due to the action of the heart that the network of minute vessels +covering the face becomes under a sense of shame gorged with blood. +We can cause laughing by tickling the skin, weeping or frowning by a blow, +trembling from the fear of pain, and so forth; but we cannot cause +a blush, as Dr. Burgess remarks,[1] by any physical means,--that is +by any action on the body. It is the mind which must be affected. +Blushing is not only involuntary; but the wish to restrain it, +by leading to self-attention actually increases the tendency. + + +[1] `The Physiology or Mechanism of Blushing,' 1839, p. 156. I shall +have occasion often to quote this work in the present chapter. + +The young blush much more freely than the old, but not during infancy,[2] +which is remarkable, as we know that infants at a very early age redden +from passion. I have received authentic accounts of two little girls blushing +at the ages of between two and three years; and of another sensitive child, +a year older, blushing, when reproved for a fault. Many children, +at a somewhat more advanced age blush in a strongly marked manner. +It appears that the mental powers of infants are not as yet sufficiently +developed to allow of their blushing. Hence, also, it is that idiots +rarely blush. Dr. Crichton Browne observed for me those under his care, +but never saw a genuine blush, though he has seen their faces flash, +apparently from joy, when food was placed before them, and from anger. +Nevertheless some, if not utterly degraded, are capable of blushing. +A microcephalous idiot, for instance, thirteen years old, whose eyes +brightened a little when he was pleased or amused, has been described +by Dr. Behn,[3] as blushing and turning to one side, when undressed +for medical examination. + +Women blush much more than men. It is rare to see an old man, but not +nearly so rare to see an old woman blushing. The blind do not escape. +Laura Bridgman, born in this condition, as well as completely deaf, +blushes.[4] The Rev. R. H. Blair, Principal of the Worcester College, +informs me that three children born blind, out of seven or eight then +in the Asylum, are great blushers. The blind are not at first conscious +that they are observed, and it is a most important part of their education, +as Mr. Blair informs me, to impress this knowledge on their minds; +and the impression thus gained would greatly strengthen the tendency +to blush, by increasing the habit of self-attention. + + +[2] Dr. Burgess, ibid. p. 56. At p. 33 he also remarks on women +blushing more freely than men, as stated below. + +[3] Quoted by Vogt, `Memoire sur les Microcephales,' +1867, p. 20. Dr. Burgess (ibid. p. 56) doubts whether +idiots ever blush. + +The tendency to blush is inherited. Dr. Burgess gives the case[5] of a +family consisting of a father, mother, and ten children, all of whom, +without exception, were prone to blush to a most painful degree. +The children were grown up; "and some of them were sent to travel in order to +wear away this diseased sensibility, but nothing was of the slightest avail." +Even peculiarities in blushing seem to be inherited. Sir James Paget, +whilst examining the spine of a girl, was struck at her singular +manner of blushing; a big splash of red appeared first on one cheek, +and then other splashes, variously scattered over the face and neck. +He subsequently asked the mother whether her daughter always blushed +in this peculiar manner; and was answered, "Yes, she takes after me." +Sir J. Paget then perceived that by asking this question he had caused +the mother to blush; and she exhibited the same peculiarity as her daughter. + +In most cases the face, ears and neck are the sole parts which redden; +but many persons, whilst blushing intensely, feel that their whole +bodies grow hot and tingle; and this shows that the entire surface must +be in some manner affected. Blushes are said sometimes to commence +on the forehead, but more commonly on the cheeks, afterwards spreading +to the ears and neck.[6] In two Albinos examined by Dr. Burgess, +the blushes commenced by a small circumscribed spot on the cheeks, +over the parotidean plexus of nerves, and then increased into a circle; +between this blushing circle and the blush on the neck there was +an evident line of demarcation; although both arose simultaneously. +The retina, which is naturally red in the Albino, invariably increased +at the same time in redness.[7] Every one must have noticed how easily +after one blush fresh blushes chase each other over the face. +Blushing is preceded by a peculiar sensation in the skin. +According to Dr. Burgess the reddening of the skin is generally +succeeded by a slight pallor, which shows that the capillary vessels +contract after dilating. In some rare cases paleness instead of redness +is caused under conditions which would naturally induce a blush. +For instance, a young lady told me that in a large and crowded party +she caught her hair so firmly on the button of a passing servant, +that it took some time before she could be extricated; from her +sensations she imagined that she had blushed crimson; but was assured +by a friend that she had turned extremely pale. + + +[4] Lieber `On the Vocal Sounds,' &c.; Smithsonian Contributions, +1851, vol. ii. p. 6. + +[5] Ibid. p. 182. + +I was desirous to learn how far down the body blushes extend; +and Sir J. Paget, who necessarily has frequent opportunities for observation, +has kindly attended to this point for me during two or three years. +He finds that with women who blush intensely on the face, ears, and nape +of neck, the blush does not commonly extend any lower down the body. +It is rare to see it as low down as the collar-bones and shoulder-blades; +and he has never himself seen a single instance in which it extended below +the upper part of the chest. He has also noticed that blushes sometimes +die away downwards, not gradually and insensibly, but by irregular +ruddy blotches. Dr. Langstaff has likewise observed for me several women +whose bodies did not in the least redden while their faces were crimsoned +with blushes. With. the insane, some of whom appear to be particularly +liable to blushing, Dr. J. Crichton Browne has several times seen the blush +extend as far down as the collar-bones, and in two instances to the breasts. +He gives me the case of a married woman, aged twenty-seven, who suffered +from epilepsy. On the morning after her arrival in the Asylum, Dr. Browne, +together with his assistants, visited her whilst she was in bed. +The moment that he approached, she blushed deeply over her cheeks and temples; +and the blush spread quickly to her ears. She was much agitated +and tremulous. He unfastened the collar of her chemise in order to examine +the state of her lungs; and then a brilliant blush rushed over her chest, +in an arched line over the upper third of each breast, and extended downwards +between the breasts nearly to the ensiform cartilage of the sternum. +This case is interesting, as the blush did not thus extend downwards until +it became intense by her attention being drawn to this part of her person. +As the examination proceeded she became composed, and the blush disappeared; +but on several subsequent occasions the same phenomena were observed. + + +[6] Moreau, in edit. of 1820 of Lavater, vol. iv. p. 303. + +[7] Burgess. ibid. p. 38, on paleness after blushing, p. 177. + +The foregoing facts show that, as a general rule, with English women, +blushing does not extend beneath the neck and upper part of the chest. +Nevertheless Sir J. Paget informs me that he has lately heard +of a case, on which he can fully rely, in which a little girl, +shocked by what she imagined to be an act of indelicacy, +blushed all over her abdomen and the upper parts of her legs. +Moreau also[8] relates, on the authority of a celebrated painter, +that the chest, shoulders, arms, and whole body of a girl, +who unwillingly consented to serve as a model, reddened when she +was first divested of her clothes. + +It is a rather curious question why, in most cases the face, ears, and neck +alone redden, inasmuch as the whole surface of the body often tingles +and grows hot. This seems to depend, chiefly, on the face and adjoining +parts of the skin having been habitually exposed to the air, light, +and alternations of temperature, by which the small arteries not only +have acquired the habit of readily dilating and contracting, but appear +to have become unusually developed in comparison with other parts +of the surface.[9] It is probably owing to this same cause, as M. Moreau +and Dr. Burgess have remarked, that the face is so liable to redden under +various circumstances, such as a fever-fit. ordinary heat, violent exertion, +anger, a slight blow, &c.; and on the other hand that it is liable +to grow pale from cold and fear, and to be discoloured during pregnancy. +The face is also particularly liable to be affected by cutaneous complaints, +by small-pox, erysipelas, &c. This view is likewise supported by +the fact that the men of certain races, who habitually go nearly naked, +often blush over their arms and chests and even down to their waists. +A lady, who is a great blusher, informs Dr. Crichton Browne, that when she +feels ashamed or is agitated, she blushes over her face, neck, wrists, +and hands,--that is, over all the exposed portions of her skin. +Nevertheless it may be doubted whether the habitual exposure of the skin +of the face and neck, and its consequent power of reaction under stimulants +of all kinds, is by itself sufficient to account for the much greater tendency +in English women of these parts than of others to blush; for the hands +are well supplied with nerves and small vessels, and have been as much +exposed to the air as the face or neck, and yet the hands rarely blush. +We shall presently see that the attention of the mind having been directed +much more frequently and earnestly to the face than to any other part +of the body, probably affords a sufficient explanation. + + +[8] See Lavater, edit. of 1820, vol. iv. p. 303. + +[9] Burgess, ibid. pp. 114, 122. Moreau in Lavater, ibid. +vol. iv. p. 293. + + +_Blushing in the various races of man_.--The small vessels +of the face become filled with blood, from the emotion of shame, +in almost all the races of man, though in the very dark +races no distinct change of colour can be perceived. +Blushing is evident in all the Aryan nations of Europe, and to a +certain extent with those of India. But Mr. Erskine has never +noticed that the necks of the Hindoos are decidedly affected. +With the Lepchas of Sikhim, Mr. Scott has often observed +a faint blush on the cheeks, base of the ears, and sides +of the neck, accompanied by sunken eyes and lowered head. +This has occurred when he has detected them in a falsehood, +or has accused them of ingratitude. The pale, sallow complexions +of these men render a blush much more conspicuous than in most +of the other natives of India. With the latter, shame, or it +may be in part fear, is expressed, according to Mr. Scott, +much more plainly by the head being averted or bent down, +with the eyes wavering or turned askant, than by any change +of colour in the skin. + +The Semitic races blush freely, as might have been expected, +from their general similitude to the Aryans. Thus with +the Jews, it is said in the Book of Jeremiah (chap. vi. +15), "Nay, they were not at all ashamed, neither could they blush." +Mrs. Asa Gray saw an Arab managing his boat clumsily on the Nile, +and when laughed at by his companions, "he blushed quite to +the back of his neck." Lady Duff Gordon remarks that a young +Arab blushed on coming into her presence.[10] + +Mr. Swinhoe has seen the Chinese blushing, but he thinks it is rare; +yet they have the expression "to redden with shame." Mr. Geach +informs me that the Chinese settled in Malacca and the native Malays +of the interior both blush. Some of these people go nearly naked, +and he particularly attended to the downward extension of the blush. +Omitting the cases in which the face alone was seen to blush, Mr. Geach +observed that the face, arms, and breast of a Chinaman, aged 24 years, +reddened from shame; and with another Chinese, when asked why he had not +done his work in better style, the whole body was similarly affected. +In two Malays[11] he saw the face, neck, breast, and arms blushing; +and in a third Malay (a Bugis) the blush extended down to the waist. + +The Polynesians blush freely. The Rev. Mr. Stack has seen +hundreds of instances with the New Zealanders. The following case +is worth giving, as it relates to an old man who was unusually +dark-coloured and partly tattooed. After having let his land +to an Englishman for a small yearly rental, a strong passion +seized him to buy a gig, which had lately become the fashion with +the Maoris. He consequently wished to draw all the rent for four years +from his tenant, and consulted Mr. Stack whether he could do so. +The man was old, clumsy, poor, and ragged, and the idea of his +driving himself about in his carriage for display amused Mr. Stack +so much that he could not help bursting out into a laugh; +and then "the old man blushed up to the roots of his hair." +Forster says that "you may easily distinguish a spreading blush" +on the cheeks of the fairest women in Tahiti.[12] The natives +also of several of the other archipelagoes in the Pacific have +been seen to blush. + + +[10] `Letters from Egypt,' 1865, p. 66. Lady Gordon is mistaken +when she says Malays and Mulattoes never blush. + +[11] Capt. Osborn (`Quedah,' p. 199), in speaking of a Malay, +whom be reproached for cruelty, says he was glad to see that +the man blushed. + +Mr. Washington Matthews has often seen a blush on the faces +of the young squaws belonging to various wild Indian tribes +of North America. At the opposite extremity of the continent +in Tierra del Fuego, the natives, according to Mr. Bridges, +"blush much, but chiefly in regard to women; but they certainly +blush also at their own personal appearance." This latter +statement agrees with what I remember of the Fuegian, Jemmy Button, +who blushed when he was quizzed about the care which he took +in polishing his shoes, and in otherwise adorning himself. +With respect to the Aymara Indians on the lofty plateaus +of Bolivia, Mr. Forbes says,[13] that from the colour of their +skins it is impossible that their blushes should be as clearly +visible as in the white races; still under such circumstances +as would raise a blush in us, "there can always be seen the same +expression of modesty or confusion; and even in the dark, +a rise of temperature of the skin of the face can be felt, +exactly as occurs in the European." With the Indians who +inhabit the hot, equable, and damp parts of South America, +the skin apparently does not answer to mental excitement so +readily as with the natives of the northern and southern parts +of the continent, who have long been exposed to great vicissitudes +of climate; for Humboldt quotes without a protest the sneer +of the Spaniard, "How can those be trusted, who know not how to +blush?"[14] Von Spix and Martius, in speaking of the aborigines +of Brazil, assert that they cannot properly be said to blush; +"it was only after long intercourse with the whites, and after +receiving some education, that we perceived in the Indians +a change of colour expressive of the emotions of their minds."[15] +It is, however, incredible that the power of blushing could +have thus originated; but the habit of self-attention, consequent +on their education and new course of life, would have much +increased any innate tendency to blush. + + +[12] J. R. Forster, `Observations during a Voyage round the World,' +4to, 1778, p. 229. Waitz gives (`Introduction to Anthropology,' Eng. +translat. 1863, vol. i. p. 135) references for other islands in +the Pacific. See, also, Dampier `On the Blushing of the Tunquinese' +(vol. ii. p. 40); but I have not consulted this work. +Waitz quotes Bergmann, that the Kalmucks do not blush, but this may be +doubted after what we have seen with respect to the Chinese. He also +quotes Roth, who denies that the Abyssinians are capable of blushing. +Unfortunately, Capt. Speedy, who lived so long with the Abyssinians, has not +answered my inquiry on this head. Lastly, I must add that the Rajah Brooke +has never observed the least sign of a blush with the Dyaks of Borneo; +on the contrary under circumstances which would excite a blush in us, +they assert "that they feel the blood drawn from their faces." + +[13] Transact. of the Ethnological Soc. 1870, vol. ii. p. 16. + +Several trustworthy observers have assured me that they have +seen on the faces of negroes an appearance resembling a blush, +under circumstances which would have excited one in us, though their +skins were of an ebony-black tint. Some describe it as blushing brown, +but most say that the blackness becomes more intense. An increased supply +of blood in the skin seems in some manner to increase its blackness; +thus certain exanthematous diseases cause the affected places in the negro +to appear blacker, instead of, as with us, redder.[16] The skin, perhaps, +from being rendered more tense by the filling of the capillaries, +would reflect a somewhat different tint to what it did before. +That the capillaries of the face in the negro become filled with blood, +under the emotion of shame, we may feel confident; because a perfectly +characterized albino negress, described by Buffon,[17] showed a faint +tinge of crimson on her cheeks when she exhibited herself naked. +Cicatrices of the skin remain for a long time white in the negro, +and Dr. Burgess, who had frequent opportunities of observing a scar of this +kind on the face of a negress, distinctly saw that it "invariably became +red whenever she was abruptly spoken to, or charged with any trivial +offence."[18] The blush could be seen proceeding from the circumference +of the scar towards the middle, but it did not reach the centre. +Mulattoes are often great blushers, blush succeeding blush over their faces. +From these facts there can be no doubt that negroes blush, although no +redness is visible on the skin. + + +[14] Humboldt, `Personal Narrative,' Eng. translat. vol. iii. p. 229. + +[15] Quoted by Prichard, Phys. Hist. of Mankind, +4th edit 1851, vol. i. p. 271. + +[16] See, on this head, Burgess, ibid. p. 32. Also Waitz, `Introdnction +to Anthropology,' Eng. edit. vol. i. p. 139. Moreau gives +a detailed account (`Lavater,' 1820, tom. iv. p. 302) of the blushing +of a Madagascar negress-slave when forced by her brutal master to exhibit +her naked bosom. + +I am assured by Gaika and by Mrs. Barber that the Kafirs of South Africa never +blush; but this may only mean that no change of colour is distinguishable. +Gaika adds that under the circumstances which would make a, European blush, +his countrymen "look ashamed to keep their heads up." + +It is asserted by four of my informants that the Australians, +who are almost as black as negroes, never blush. A fifth +answers doubtfully, remarking that only a very strong blush +could be seen, on account of the dirty state of their skins. +Three observers state that they do blush;[19] Mr. S. Wilson adding +that this is noticeable only under a strong emotion, and when the skin +is not too dark from long exposure and want of cleanliness. +Mr. Lang answers, "I have noticed that shame almost always excites +a blush, which frequently extends as low as the neck." Shame is +also shown, as he adds, "by the eyes being turned from side to side." +As Mr. Lang was a teacher in a native school, it is probable +that he chiefly observed children; and we know that they blush +more than adults. Mr. G. Taplin has seen half-castes blushing, +and he says that the aborigines have a word expressive of shame. +Mr. Hagenauer, who is one of those who has never observed +the Australians to blush, says that he has "seen them looking +down to the ground on account of shame;" and the missionary, +Mr. Bulmer, remarks that though "I have not been able to detect +anything like shame in the adult aborigines, I have noticed +that the eyes of the children, when ashamed, present a restless, +watery appearance, as if they did not know where to look." + + +[17] Quoted by Prichard, Phys. Hist. of Mankind, 4th edit. +1851, vol. i. p. 225. + +[18] Burgess, ibid. p. 31. On mulattoes blushing, see p. 33. I have +received similar accounts with respect to, mulattoes. + +[19] Barrington also says that the Australians of New South Wales blush, +as quoted by Waitz, ibid. p. 135. + +The facts now given are sufficient to show that blushing, +whether or not there is any change of colour, is common to most, +probably to all, of the races of man. + +_Movements and gestures which accompany Blushing_.--Under a keen sense of +shame there is a, strong desire for concealment.[20] We turn away the whole +body, more especially the face, which we endeavour in some manner to hide. +An ashamed person can hardly endure to meet the gaze of those present, +so that he almost invariably casts down his eyes or looks askant. +As there generally exists at the same time a strong wish to avoid +the appearance of shame, a vain attempt is made to look direct at +the person who causes this feeling; and the antagonism between these +opposite tendencies leads to various restless movements in the eyes. +I have noticed two ladies who, whilst blushing, to which they are very liable, +have thus acquired, as it appears, the oddest trick of incessantly blinking +their eyelids with extraordinary rapidity. An intense blush is sometimes +accompanied by a slight effusion of tears;[21] and this, I presume, +is due to the lacrymal glands partaking of the increased supply of blood, +which we know rushes into the capillaries of the adjoining parts, +including the retina. + + +[20] Mr. Wedgwood says (Dict. of English Etymology, vol. iii. 1865, p. +155) that the word shame "may well originate in the idea of shade +or concealment, and may be illustrated by the Low German _scheme_, +shade or shadow." Gratiolet (De la Phys. pp. 357-362) has a good +discussion on the gestures accompanying shame; but some of his +remarks seem to me rather fanciful. See, also, Burgess (ibid. pp. +69, 134) on the same subject. + +Many writers, ancient and modern, have noticed the foregoing movements; +and it has already been shown that the aborigines in various +parts of the world often exhibit their shame by looking +downwards or askant, or by restless movements of their eyes. +Ezra cries out (ch. ix. 6), "O, my God! I am ashamed, +and blush to lift up my head to thee, my God." In Isaiah +(ch. I. 6) we meet with the words, "I hid not my face from shame." +Seneca remarks (Epist. xi. 5) "that the Roman players hang down +their heads, fix their eyes on the ground and keep them lowered, +but are unable to blush in acting shame." According to Macrobius, +who lived in the filth century (`Saturnalia,' B. vii. +C. 11), "Natural philosophers assert that nature being moved +by shame spreads the blood before herself as a veil, as we +see any one blushing often puts his hands before his face." +Shakspeare makes Marcus (`Titus Andronicus,' act ii, sc. 5) say to +his niece, "Ah! now thou turn'st away thy face for shame." +A lady informs me that she found in the Lock Hospital a girl whom +she had formerly known, and who had become a wretched castaway, +and the poor creature, when approached, hid her face under +the bed-clothes, and could not be persuaded to uncover it. +We often see little children, when shy or ashamed, turn away, +and still standing up, bury their faces in their mother's gown; +or they throw themselves face downwards on her lap. + + +[21] Burgess, ibid. pp. 181, 182. Boerhaave also noticed +(as quoted by Gratiolet, ibid. p. 361) the tendency +to the secretion of tears during intense blushing. +Mr. Bulmer, as we have seen, speaks of the "watery eyes" +of the children of the Australian aborigines when ashamed. + + +_Confusion of mind_.--Most persons, whilst blushing intensely, +have their mental powers confused. This is recognized in such +common expressions as "she was covered with confusion." +Persons in this condition lose their presence of mind, +and utter singularly inappropriate remarks. +They are often much distressed, stammer, and make awkward +movements or strange grimaces. In certain cases involuntary +twitchings of some of the facial muscles may be observed. +I have been informed by a young lady, who blushes excessively, +that at such times she does not even know what she is saying. +When it was suggested to her that this might be due to her +distress from the consciousness that her blushing was noticed, +she answered that this could not be the case, "as she had +sometimes felt quite as stupid when blushing at a thought +in her own room." + +I will give an instance of the extreme disturbance of mind +to which some sensitive men are liable. A gentleman, +on whom I can rely, assured me that he had been an eye-witness +of the following scene:--A small dinner-party was given in honour +of an extremely shy man, who, when he rose to return thanks, +rehearsed the speech, which he had evidently learnt by heart, +in absolute silence, and did not utter a single word; +but he acted as if he were speaking with much emphasis. +His friends, perceiving how the case stood, loudly applauded +the imaginary bursts of eloquence, whenever his gestures +indicated a pause, and the man never discovered that he had +remained the whole time completely silent. On the contrary, +he afterwards remarked to my friend, with much satisfaction, +that he thought he had succeeded uncommonly well. + +When a person is much ashamed or very shy, and blushes intensely, +his heart beats rapidly and his breathing is disturbed. +This can hardly fail to affect the circulation of the blood +within the brain, and perhaps the mental powers. +It seems however doubtful, judging from the still more powerful +influence of anger and fear on the circulation, whether we can +thus satisfactorily account for the confused state of mind +in persons whilst blushing intensely. + +The true explanation apparently lies in the intimate +sympathy which exists between the capillary circulation +of the surface of the head and face, and that of the brain. +On applying to Dr. J. Crichton Browne for information, +he has given me various facts bearing on this subject. +When the sympathetic nerve is divided on one side of the head, +the capillaries on this side are relaxed and become filled +with blood, causing the skin to redden and to grow hot, and at +the same time the temperature within the cranium on the same +side rises. Inflammation of the membranes of the brain leads +to the engorgement of the face, ears, and eyes with blood. +The first stage of an epileptic fit appears to be the contraction +of the vessels of the brain, and the first outward manifestation is, +an extreme pallor of countenance. Erysipelas of the head commonly +induces delirium. Even the relief given to a severe headache +by burning the skin with strong lotion, depends, I presume, +on the same principle. + +Dr. Browne has often administered to his patients the vapour +of the nitrite of amyl,[22] which has the singular property of +causing vivid redness of the face in from thirty to sixty seconds. +This flushing resembles blushing in almost every detail: +it begins at several distinct points on the face, and spreads till it +involves the whole surface of the head, neck, and front of the chest; +but has been observed to extend only in one case to the abdomen. +The arteries in the retina become enlarged; the eyes glisten, +and in one instance there was a slight effusion of tears. +The patients are at first pleasantly stimulated, but, as the +flushing increases, they become confused and bewildered. +One woman to whom the vapour had often been administered asserted that, +as soon as she grew hot, she grew MUDDLED. With persons just +commencing to blush it appears, judging from their bright eyes and +lively behaviour, that their mental powers are somewhat stimulated. +It is only when the blushing is excessive that the mind grows confused. +Therefore it would seem that the capillaries of the face +are affected, both during the inhalation of the nitrite of amyl +and during blushing, before that part of the brain is affected +on which the mental powers depend. + +Conversely when the brain is primarily affected; +the circulation of the skin is so in a secondary manner. +Dr. Browne has frequently observed, as he informs me, scattered red +blotches and mottlings on the chests of epileptic patients. +In these cases, when the skin on the thorax or abdomen is gently +rubbed with a pencil or other object, or, in strongly-marked cases, +is merely touched by the finger, the surface becomes +suffused in less than half a minute with bright red marks, +which spread to some distance on each side of the touched point, +and persist for several minutes. These are the _cerebral +maculae_ of Trousseau; and they indicate, as Dr. Browne remarks, +a highly modified condition of the cutaneous vascular system. +If, then, there exists, as cannot be doubted, an intimate sympathy +between the capillary circulation in that part of the brain +on which our mental powers depend, and in the skin of the face, +it is not surprising that the moral causes which induce intense +blushing should likewise induce, independently of their own +disturbing influence, much confusion of mind. + + +[22] See also Dr. J. Crichton Browne's Memoir on this subject +in the `West Riding Lunatic Asylum Medical Report,' 1871, pp. 95-98. + + +_The Nature of the Mental States which induce Blushing_.--These consist +of shyness, shame, and modesty; the essential element in all +being self-attention. Many reasons can be assigned for believing +that originally self-attention directed to personal appearance, +in relation to the opinion of others, was the exciting cause; +the same effect being subsequently produced, through the force +of association, by self-attention in relation to moral conduct. +It is not the simple act of reflecting on our own appearance, +but the thinking what others think of us, which excites a blush. +In absolute solitude the most sensitive person would be quite +indifferent about his appearance. We feel blame or disapprobation +more acutely than approbation; and consequently depreciatory +remarks or ridicule, whether of our appearance or conduct, +causes us to blush much more readily than does praise. +But undoubtedly praise and admiration are highly efficient: +a pretty girl blushes when a man gazes intently at her, +though she may know perfectly well that he is not depreciating her. +Many children, as well as old and sensitive persons blush, +when they are much praised. Hereafter the question will be discussed, +how it has arisen that the consciousness that others are attending +to our personal appearance should have led to the capillaries, +especially those of the face, instantly becoming filled with blood. + +My reasons for believing that attention directed to personal appearance, +and not to moral conduct, has been the fundamental element +in the acquirement of the habit of blushing, will now be given. +They are separately light, but combined possess, as it appears +to me, considerable weight. It is notorious that nothing makes +a shy person blush so much as any remark, however slight, on his +personal appearance. One cannot notice even the dress of a woman +much given to blushing, wihout causing her face to crimson. +It is sufficient to stare hard at some persons to make them, +as Coleridge remarks, blush,--"account for that he who can."[23] + +With the two albinos observed by Dr. Burgess,[24] "the slightest attempt +to examine their peculiarities invariably" caused them to blush deeply. +Women are much more sensitive about their personal appearance than men are, +especially elderly women in comparison with elderly men, and they blush +much more freely. The young of both sexes are much more sensitive on this +same head than the old, and they also blush much more freely than the old. +Children at a very early age do not blush; nor do they show those other signs +of self-consciousness which generally accompany blushing; and it is one of +their chief charms that they think nothing about what others think of them. +At this early age they will stare at a stranger with a fixed gaze +and un-blinking eyes, as on an inanimate object, in a manner which we +elders cannot imitate. + + +[23] In a discussion on so-called animal magnetism in `Table Talk,' vol. i. + +[24] Ibid. p. 40. + +It is plain to every one that young men and women are highly sensitive +to the opinion of each other with reference to their personal appearance; +and they blush incomparably more in the presence of the opposite sex +than in that of their own.[25] A young man, not very liable to blush, +will blush intensely at any slight ridicule of his appearance from +a girl whose judgment on any important subject lie would disregard. +No happy pair of young lovers, valuing each other's admiration and love +more than anything else in the world, probably ever courted each +other without many a blush. Even the barbarians of Tierra del Fuego, +according to Mr. Bridges, blush "chiefly in regard to women, but certainly +also at their own personal appearance." + +Of all parts of the body, the face is most considered and regarded, +as is natural from its being the chief seat of expression and +the source of the voice. It is also the chief seat of beauty and +of ugliness, and throughout the world is the most ornamented.[26] +The face, therefore, will have been subjected during many generations +to much closer and more earnest self-attention than any other part +of the body; and in accordance with the principle here advanced +we can understand why it should be the most liable to blush. +Although exposure to alternations of temperature, &c., has probably much +increased the power of dilatation and contraction in the capillaries +of the face and adjoining parts, yet this by itself will hardly +account for these parts blushing much more than the rest of the body; +for it does not explain the fact of the hands rarely blushing. +With Europeans the whole body tingles slightly when the face +blushes intensely; and with the races of men who habitually go +nearly naked, the blushes extend over a much larger surface than with us. +These facts are, to a certain extent, intelligible, as the self-attention +of primeval man, as well as of the existing races which still +go naked, will not have been so exclusively confined to their faces, +as is the case with the people who now go clothed. + + +[25] Mr. Bain (`The Emotions and the Will,' 1865, p. 65) remarks on "the +shyness of manners which is induced between the sexes .... from the influence +of mutual regard, by the apprehension on either side of not standing well +with the other." + +[26] See, for evidence on this subject, `The Descent of Man,' +&c., vol. ii. pp. 71, 341. + +We have seen that in all parts of the world persons who feel shame for +some moral delinquency, are apt to avert, bend down, or hide their faces, +independently of any thought about their personal appearance. +The object can hardly be to conceal their blushes, for the face is +thus averted or hidden under circumstances which exclude any desire +to conceal shame, as when guilt is fully confessed and repented of. +It is, however, probable that primeval man before he had acquired +much moral sensitiveness would have been highly sensitive about +his personal appearance, at least in reference to the other sex, +and he would consequently have felt distress at any depreciatory +remarks about his appearance; and this is one form of shame. +And as the face is the part of the body which is most regarded, +it is intelligible that any one ashamed of his personal appearance +would desire to conceal this part of his body. The habit having +been thus acquired, would naturally be carried on when shame from +strictly moral causes was felt; and it is not easy otherwise to see +why under these circumstances there should be a desire to hide +the face more than any other part of the body. + +The habit, so general with every one who feels ashamed, of turning away, +or lowering his eyes, or restlessly moving them from side to side, +probably follows from each glance directed towards those present, +bringing home the conviction that he is intently regarded; and he endeavours, +by not looking at those present, and especially not at their eyes, +momentarily to escape from this painful conviction. + + +_Shyness_.--This odd state of mind, often called shamefacedness, +or false shame, or _mauvaise honte_, appears to be one of the most +efficient of all the causes of blushing. Shyness is, indeed, +chiefly recognized by the face reddening, by the eyes being averted +or cast down, and by awkward, nervous movements of the body. +Many a woman blushes from this cause, a hundred, perhaps a +thousand times, to once that she blushes from having done +anything deserving blame, and of which she is truly ashamed. +Shyness seems to depend on sensitiveness to the opinion, +whether good or bad, of others, more especially with respect +to external appearance. Strangers neither know nor care anything +about our conduct or character, but they may, and often do, +criticize our appearance: hence shy persons are particularly +apt to be shy and to blush in the presence of strangers. +The consciousness of anything peculiar, or even new, in the dress, +or any slight blemish on the person, and more especially, on the face-- +points which are likely to attract the attention of strangers-- +makes the shy intolerably shy. On the other hand, in those cases +in which conduct and not personal appearance is concerned, +we are much more apt to be shy in the presence of acquaintances, +whose judgment we in some degree value, than in that of strangers. +A physician told me that a young man, a wealthy duke, with whom +he had travelled as medical attendant, blushed like a girl, +when he paid him his fee; yet this young man probably would not have +blushed and been shy, had he been paying a bill to a tradesman. +Some persons, however, are so sensitive, that the mere act of speaking +to almost any one is sufficient to rouse their self-consciousness, +and a slight blush is the result. + +Disapprobation or ridicule, from our sensitiveness on this head, +causes shyness and blushing much more readily than does approbation; +though the latter with some persons is highly efficient. +The conceited are rarely shy; for they value themselves much +too highly to expect depreciation. Why a proud man is often shy, +as appears to be the case, is not so obvious, unless it +be that, with all his self-reliance, he really thinks much +about the opinion of others although in a disdainful spirit. +Persons who are exceedingly shy are rarely shy in the presence +of those with whom they are quite familiar, and of whose +good opinion and sympathy they are perfectly assured;-- +for instance, a girl in the presence of her mother. +I neglected to inquire in my printed paper whether shyness can +be detected in the different races of man; but a Hindoo gentleman +assured Mr. Erskine that it is recognizable in his countrymen. + +Shyness, as the derivation of the word indicates in several +languages,[27] is closely related to fear; yet it is distinct +from fear in the ordinary sense. A shy man no doubt dreads +the notice of strangers, but can hardly be said to be afraid +of them, he may be as bold as a hero in battle, and yet have no +self-confidence about trifles in the presence of strangers. +Almost every one is extremely nervous when first addressing +a public assembly, and most men remain so throughout their lives; +but this appears to depend on the consciousness of a great +coming exertion, with its associated effects on the system, +rather than on shyness;[28] although a timid or shy man no +doubt suffers on such occasions infinitely more than another. +With very young children it is difficult to distinguish +between fear and shyness; but this latter feeling with them has +often seemed to me to partake of the character of the wildness +of an untamed animal. Shyness comes on at a very early age. +In one of my own children, when two years and three months old, +I saw a trace of what certainly appeared to be shyness, +directed towards myself after an absence from home of only a week. +This was shown not by a blush, but by the eyes being for a few +minutes slightly averted from me. I have noticed on other +occasions that shyness or shamefacedness and real shame are +exhibited in the eyes of young children before they have acquired +the power of blushing. + + +[27] H. Wedgwood, Dict. English Etymology, vol. iii. 1865, p. 184. +So with the Latin word _verecundus_. + +As shyness apparently depends on self-attention, we can perceive +how right are those who maintain that reprehending children +for shyness, instead of doing them any good, does much harm, +as it calls their attention still more closely to themselves. +It has been well urged that "nothing hurts young people more than +to be watched continually about their feelings, to have their +countenances scrutinized, and the degrees of their sensibility +measured by the surveying eye of the unmerciful spectator. +Under the constraint of such examinations they can think +of nothing but that they are looked at, and feel nothing +but shame or apprehension."[29] + + +[28] Mr. Bain (`The Emotions and the Will,' p. 64) has discussed +the "abashed" feelings experienced on these occasions, +as well as the _stage-fright_ of actors unused to the stage. +Mr. Bain apparently attributes these feelings to simple +apprehension or dread. + +[29] `Essays on Practical Education,' by Maria and R. L. Edgeworth, +new edit. vol. ii. 1822, p. 38. Dr. Burgess (ibid. p. +187) insists strongly to the same effect. + +_Moral causes: guilt_.--With respect to blushing from strictly +moral causes, we meet with the same fundamental principle +as before, namely, regard for the opinion of others. +It is not the conscience which raises a blush, for a man may sincerely +regret some slight fault committed in solitude, or he may suffer +the deepest remorse for an undetected crime, but he will not blush. +"I blush," says Dr. Burgess,[30] "in the presence of my accusers." +It is not the sense of guilt, but the thought that others think +or know us to be guilty which crimsons the face. A man may feel +thoroughly ashamed at having told a small falsehood, without blushing; +but if he even suspects that he is detected he will instantly blush, +especially if detected by one whom he reveres. + +On the other hand, a man may be convinced that God witnesses all his actions, +and he may feel deeply conscious of some fault and pray for forgiveness; +but this will not, as a lady who is a great blusher believes, ever excite +a blush. The explanation of this difference between the knowledge +by God and man of our actions lies, I presume, in man's disapprobation +of immoral conduct being somewhat akin in nature to his depreciation of our +personal appearance, so that through association both lead to similar results; +whereas the disapprobation of God brings up no such association. + +Many a person has blushed intensely when accused of some crime, +though completely innocent of it. Even the thought, as the lady before +referred to has observed to me, that others think that we have made +an unkind or stupid remark, is amply sufficient to cause a blush, +although we know all the time that we have been completely misunderstood. +An action may be meritorious or of an indifferent nature, but a sensitive +person, if he suspects that others take a different view of it, will blush. +For instance, a lady by herself may give money to a beggar without a trace +of a blush, but if others are present, and she doubts whether they approve, +or suspects that they think her influenced by display, she will blush. +So it will be, if she offers to relieve the distress of a decayed gentlewoman, +more particularly of one whom she had previously known under better +circumstances, as she cannot then feel sure how her conduct will be viewed. +But such cases as these blend into shyness. + + +[29{sic, should be 30}] `Essays on Practical Education,' +by Maria and R. L. Edgeworth, new edit. vol. ii. 1822, p. 50. + + +_Breaches of etiquette_.--The rules of _etiquette_ always refer +to conduct in the presence of, or towards others. They have no +necessary connection with the moral sense, and are often meaningless. +Nevertheless as they depend on the fixed custom of our equals +and superiors, whose opinion we highly regard, they are considered +almost as binding as are the laws of honour to a gentleman. +Consequently the breach of the laws of etiquette, that is, any impoliteness +or _gaucherie_, any impropriety, or an inappropriate remark, +though quite accidental, will cause the most intense blushing +of which a man is capable. Even the recollection of such an act, +after an interval of many years, will make the whole body to tingle. +So strong, also, is the power of sympathy that a sensitive person, +as a lady has assured me, will sometimes blush at a flagrant breach +of etiquette by a perfect stranger, though the act may in no +way concern her. + + +_Modesty_.--This is another powerful agent in exciting blushes; +but the word modesty includes very different states of the mind. +It implies humility, and we often judge of this by persons being +greatly pleased and blushing at slight praise, or by being +annoyed at praise which seems to them too high according +to their own humble standard of themselves. Blushing here has +the usual signification of regard for the opinion of others. +But modesty frequently relates to acts of indelicacy; +and indelicacy is an affair of etiquette, as we clearly +see with the nations that go altogether or nearly naked. +He who is modest, and blushes easily at acts of this nature, +does so because they are breaches of a firmly and wisely +established etiquette. This is indeed shown by the derivation of +the word _modest_ from _modus_, a measure or standard of behaviour. +A blush due to this form of modesty is, moreover, apt to be intense, +because it generally relates to the opposite sex; and we have +seen how in all cases our liability to blush is thus increased. +We apply the term `modest,' as it would appear, to those +who have an humble opinion of themselves, and to those who +are extremely sensitive about an indelicate word or deed, +simply because in both cases blushes are readily excited, +for these two frames of mind have nothing else in common. +Shyness also, from this same cause, is often mistaken for modesty +in the sense of humility. + +Some persons flush up, as I have observed and have been assured, +at any sudden and disagreeable recollection. The commonest +cause seems to be the sudden remembrance of not having done +something for another person which had been promised. +In this case it may be that the thought passes half +unconsciously through the mind, "What will he think of me?" +and then the flush would partake of the nature of a true blush. +But whether such flushes are in most cases due to the capillary +circulation being affected, is very doubtful; for we must remember +that almost every strong emotion, such as anger or great joy, +acts on the heart, and causes the face to redden. + +The fact that blushes may be excited in absolute solitude seems +opposed to the view here taken, namely that the habit originally +arose from thinking about what others think of us. Several ladies, +who are great blushers, are unanimous in regard to solitude; +and some of them believe that they have blushed in the dark. +From what Mr. Forbes has stated with respect to the Aymaras, +and from my own sensations, I have no doubt that this latter statement +is correct. Shakspeare, therefore, erred when he made Juliet, +who was not even by herself, say to Romeo (act ii. sc. 2):-- + + Thou know'st the mask of night is on my face; + Else would a maiden blush bepaint my cheek, + For that which thou hast heard me speak to-night." + +But when a blush is excited in solitude, the cause almost +always relates to the thoughts of others about us--to acts done +in their presence, or suspected by them; or again when we reflect +what others would have thought of us had they known of the act. +Nevertheless one or two of my informants believe that they +have blushed from shame at acts in no way relating to others. +If this be so, we must attribute the result to the force +of inveterate habit and association, under a state of mind +closely analogous to that which ordinarily excites a blush; +nor need we feel surprise at this, as even sympathy with another +person who commits a flagrant breach of etiquette is believed, +as we have just seen, sometimes to cause a blush. + +Finally, then, I conclude that blushing,--whether due to shyness-- +to shame for a real crime--to shame from a breach of the laws +of etiquette--to modesty from humility--to modesty from +an indelicacy--depends in all cases on the same principle; +this principle being a sensitive regard for the opinion, +more particularly for the depreciation of others, primarily in +relation to our personal appearance, especially of our faces; +and secondarily, through the force of association and habit, +in relation to the opinion of others on our conduct. + + +_Theory of Blushing_.--We have now to consider, why should the thought +that others are thinking about us affect our capillary circulation? +Sir C. Bell insists[31] that blushing "is a provision for expression, +as may be inferred from the colour extending only to the surface of +the face, neck, and breast, the parts most exposed. It is not acquired; +it is from the beginning." Dr. Burgess believes that it was designed by +the Creator in "order that the soul might have sovereign power of displaying +in the cheeks the various internal emotions of the moral feelings;" +so as to serve as a check on ourselves, and as a sign to others, +that we were violating rules which ought to be held sacred. +Gratiolet merely remarks,--"Or, comme il est dans l'ordre de la nature +que l'etre social le plus intelligent soit aussi le plus intelligible, +cette faculte de rougeur et de paleur qui distingue l'homme, est un +signe naturel de sa haute perfection." + +The belief that blushing was SPECIALLY designed by the Creator is opposed +to the general theory of evolution, which is now so largely accepted; +but it forms no part of my duty here to argue on the general question. +Those who believe in design, will find it difficult to account for shyness +being the most frequent and efficient of all the causes of blushing, +as it makes the blusher to suffer and the beholder uncomfortable, +without being of the least service to either of them. They will also find +it difficult to account for negroes and other dark-coloured races blushing, +in whom a change of colour in the skin is scarcely or not at all visible. + + +[31] Bell, `Anatomy of Expression,' p. 95. Burgess, as quoted +below, ibid. p. 49. Gratiolet, De la Phys. p. 94. + +No doubt a slight blush adds to the beauty of a maiden's face; +and the Circassian women who are capable of blushing, invariably fetch +a higher price in the seraolio of the Sultan than less susceptible +women.[32] But the firmest believer in the efficacy of sexual selection +will hardly suppose that blushing was acquired as a sexual ornament. +This view would also be opposed to what has. just been said about +the dark-coloured races blushing in an invisible manner. + +The hypothesis which appears to me the most probable, though it +may at first seem rash, is that attention closely directed +to any part of the body tends to interfere with the ordinary +and tonic contraction of the small arteries of that part. +These vessels, in consequence, become at such times more or +less relaxed, and are instantly filled with arterial blood. +This tendency will have been much strengthened, if frequent +attention has been paid during many generations to the same part, +owing to nerve-force readily flowing along accustomed channels, +and by the power of inheritance. Whenever we believe that others +are depreciating or even considering our personal appearance, +our attention is vividly directed to the outer and visible +parts of our bodies; and of all such parts we are most +sensitive about our faces, as no doubt has been the case during +many past generations. Therefore, assuming for the moment +that the capillary vessels can be acted on by close attention, +those of the face will have become eminently susceptible. +Through the force of association, the same effects will tend +to follow whenever we think that others are considering +or censuring our actions or character. + +As the basis of this theory rests on mental attention +having some power to influence the capillary circulation, +it will be necessary to give a considerable body of details, +bearing more or less directly on this subject. +Several observers,[33] who from their wide experience and +knowledge are eminently capable of forming a sound judgment, +are convinced that attention or consciousness (which latter term +Sir H. Holland thinks the more explicit) concentrated on almost +any part of the body produces some direct physical effect on it. +This applies to the movements of the involuntary muscles, +and of the voluntary muscles when acting involuntarily,-- +to the secretion of the glands,--to the activity of the senses +and sensations,--and even to the nutrition of parts. + + +[32] On the authority of Lady Mary Wortley Montague; +see Burgess, ibid. p. 43. + +It is known that the involuntary movements of the heart are +affected if close attention be paid to them. Gratiolet[34] gives +the case of a man, who by continually watching and counting his +own pulse, at last caused one beat out of every six to intermit. +On the other hand, my father told me of a careful observer, +who certainly had heart-disease and died from it, and who +positively stated that his pulse was habitually irregular +to an extreme degree; yet to his great disappointment it +invariably became regular as soon as my father entered the room. +Sir H. Holland remarks,[35] that "the effect upon the circulation +of a part from the consciousness suddenly directed and fixed +upon it, is often obvious and immediate." Professor Laycock, +who has particularly attended to phenomena of this nature,[36] +insists that "when the attention is directed to any portion +of the body, innervation and circulation are excited locally, +and the functional activity of that portion developed." + + +[33] In England, Sir H. Holland was, I believe, the first to consider +the influence of mental attention on various parts of the body, in his +`Medical Notes and Reflections,' 1839 p. 64. This essay, much enlarged, +was reprinted by Sir H. Holland in his `Chapters on Mental Physiology,' +1858, p. 79, from which work I always quote. At nearly the same time, +as well as subsequently, Prof. Laycock discussed the same subject: +see `Edinburgh Medical and Surgical Journal,' 1839, July, pp. 17-22. Also +his `Treatise on the Nervous Diseases of Women,' 1840, p. 110; and `Mind +and Brain,' vol. ii. 1860, p. 327. Dr. Carpenter's views on mesmerism +have a nearly similar bearing. The great physiologist Muller treated +(`Elements of Physiology,' Eng. translat. vol. ii. pp. 937, 1085) +of the influence of the attention on the senses. Sir J. Paget discusses +the influence of the mind on the nutrition of parts, in his `Lectures on +Surgical Pathology,' 1853, vol. i. p. 39: 1 quote from the 3rd edit. +revised by Prof. Turner, 1870, p. 28. See, also, Gratiolet, De +la Phys. pp. 283-287. + +[34] De la Phys. p. 283. + +It is generally believed that the peristaltic movements +of the intestines are influenced by attention being paid +to them at fixed recurrent periods; and these movements depend +on the contraction of unstriped and involuntary muscles. +The abnormal action of the voluntary muscles in epilepsy, chorea, +and hysteria is known to be influenced by the expectation of an attack, +and by the sight of other patients similarly affected.[37] So +it is with the involuntary acts of yawning and laughing. + +Certain glands are much influenced by thinking of them, or of +the conditions under which they have been habitually excited. +This is familiar to every one in the increased flow of saliva, +when the thought, for instance, of intensely acid fruit is +kept before the mind." It was shown in our sixth chapter, +that an earnest and long-continued desire either to repress, +or to increase, the action of the lacrymal glands is effectual. +Some curious cases have been recorded in the case of women, +of the power of the mind on the mammary glands; and still more +remarkable ones in relation to the uterine functions.[39] + + +[35] `Chapters on Mental Physiology,' 1858, p. 111. [36] `Mind +find Brain,' vol. ii. 1860, p. 327. [37] `Chapters +on Mental Physiology,' pp. 104-106. [38] See Gratiolet on +this subject, De la Phys. p. 287. [39] Dr. J. Crichton Browne, +from his observations on the insane, is convinced that attention +directed for a prolonged period on any part or organ may +ultimately influence its capillary circulation and nutrition. +He has given me some extraordinary cases; one of these, +which cannot here be related in full, refers to a married +woman fifty years of age, who laboured under the firm +and long-continued delusion that she was pregnant. +When the expected period arrived, she acted precisely as if she +had been really delivered of a child, and seemed to suffer +extreme pain, so that the perspiration broke out on her forehead. +The result was that a state of things returned, continuing for +three days, which had ceased during the six previous years. +Mr. Braid gives, in his `Magic, Hypnotism,' &c., 1852, p. +95, and in his other works analogous cases, as well as other facts +showing the great influence of the will on the mammary glands, +even on one breast alone. + +When we direct our whole attention to any one sense, its acuteness +is increased;[40] and the continued habit of close attention, +as with blind people to that of hearing, and with the blind and deaf +to that of touch, appears to improve the sense in question permanently. +There is, also, some reason to believe, judging from the capacities +of different races of man, that the effects are inherited. +Turning to ordinary sensations, it is well known that pain is increased +by attending to it; and Sir B. Brodie goes so far as to believe +that pain may be felt in any part of the body to which attention +is closely drawn.[41] Sir H. Holland also remarks that we become +not only conscious of the existence of a part subjected to +concentrated attention, but we experience in it various odd sensations. +as of weight, heat, cold, tingling, or itching.[42] + +Lastly, some physiologists maintain that the mind can influence +the nutrition of parts. Sir J. Paget has given a curious instance +of the power, not indeed of the mind, but of the nervous system, +on the hair. A lady "who is subject to attacks of what is called +nervous headache, always finds in the morning after such an one, +that some patches of her hair are white, as if powdered with starch. +The change is effected in a night, and in a few days after, +the hairs gradually regain their dark brownish colour.[43] + + +[40] Dr. Maudsley has given (`The Physiology and Pathology of Mind,' +2nd edit. 1868, p. 105), on good authority, some curious statements with +respect to the improvement of the sense of touch by practice and attention. +It is remarkable that when this sense has thus been rendered more acute +at any point of the body, for instance, in a finger, it is likewise improved +at the corresponding point on the opposite side of the body. + +[41] The Lancet,' 1838, pp. 39-40, as quoted by +Prof. Laycock, `Nervous Diseases of Women,' 1840, p. 110. + +[42] `Chapters on Mental Physiology,' 1858, pp. 91-93. + +We thus see that close attention certainly affects various parts +and organs, which are not properly under the control of the will. +By what means attention--perhaps the most wonderful of all the wondrous +powers of the mind--is effected, is an extremely obscure subject. +According to Muller,[44] the process by which the sensory cells of the brain +are rendered, through the will, susceptible of receiving more intense +and distinct impressions, is closely analogous to that by which the motor +cells are excited to send nerve-force to the voluntary muscles. +There are many points of analogy in the action of the sensory +and motor nerve-cells; for instance, the familiar fact that close +attention to any one sense causes fatigue, like the prolonged exertion +of any one muscle.[45] When therefore we voluntarily concentrate +our attention on any part of the body, the cells of the brain +which receive impressions or sensations from that part are, +it is probable, in some unknown manner stimulated into activity. +This may account, without any local change in the part to which our +attention is earnestly directed, for pain or odd sensations being +there felt or increased. + + +[43] `Lectures on Surgical Pathology,' 3rd edit. +revised by Prof. Turner, 1870, pp. 28, 31. + +[44] `Elements of Physiology,' Eng. translat. vol. ii. p. 938. + +[45] Prof. Laycock has discussed this point in a very interesting manner. +See his `Nervous Diseases of Women,' 1840, p. 110. + +If, however, the part is furnished with muscles, we cannot +feel sure, as Mr. Michael Foster has remarked to me, that some +slight impulse may not be unconsciously sent to such muscles; +and this would probably cause an obscure sensation in the part. + +In a large number of cases, as with the salivary and lacrymal glands, +intestinal canal, &c., the power of attention seems to rest, +either chiefly, or as some physiologists think, exclusively, on the +vaso-motor system being affected in such a manner that more blood +is allowed to flow into the capillaries of the part in question. +This increased action of the capillaries may in some cases be combined +with the simultaneously increased activity of the sensorium. + +The manner in which the mind affects the vasomotor system may be +conceived in the following manner. When we actually taste sour fruit, +an impression is sent through the gustatory nerves to a certain part +of the sensorium; this transmits nerve-force to the vasomotor centre, +which consequently allows the muscular coats of the small arteries +that permeate the salivary glands to relax. Hence more blood flows +into these glands, and they secrete a copious supply of saliva. +Now it does not seem an improbable assumption, that, when we +reflect intently on a sensation, the same part of the sensorium, +or a closely connected part of it, is brought into a state of activity, +in the same manner as when we actually perceive the sensation. +If so, the same cells in the brain will be excited, though, perhaps, +in a less degree, by vividly thinking about a sour taste, as by +perceiving it; and they will transmit in the one case, as in the other, +nerve-force to the vaso-motor centre with the same results. + +To give another, and, in some respects, more appropriate illustration. +If a man stands before a hot fire, his face reddens. This appears +to be due, as Mr. Michael Foster informs me, in part to the local +action of the heat, and in part to a reflex action from the vaso-motor +centres.[46] In this latter case, the heat affects the nerves of the face; +these transmit an impression to the sensory cells of the brain, +which act on the vaso-motor centre, and this reacts on the small arteries +of the face, relaxing them and allowing them to become filled with blood. +Here, again, it seems not improbable that if we were repeatedly to +concentrate with great earnestness our attention on the recollection +of our heated faces, the same part of the sensorium which gives us +the consciousness of actual heat would be in some slight degree stimulated, +and would in consequence tend to transmit some nerve-force to +the vaso-motor centres, so as to relax the capillaries of the face. +Now as men during endless generations have had their attention often +and earnestly directed to their personal appearance, and especially +to their faces, any incipient tendency in the facial capillaries to be +thus affected will have become in the course of time greatly strengthened +through the principles just referred to, namely, nerve-force passing +readily along accustomed channels, and inherited habit. Thus, as it +appears to me, a plausible explanation is afforded of the leading +phenomena connected with the act of blushing. + + +_Recapitulation_.--Men and women, and especially the young, +have always valued, in a high degree, their personal appearance; +and have likewise regarded the appearance of others. The face has +been the chief object of attention, though, when man aboriginally +went naked, the whole surface of his body would have been attended to. +Our self-attention is excited almost exclusively by the opinion of others, +for no person living in absolute solitude would care about his appearance. +Every one feels blame more acutely than praise. Now, whenever we know, +or suppose, that others are depreciating our personal appearance, +our attention is strongly drawn towards ourselves, more especially +to our faces. The probable effect of this will be, as has just +been explained, to excite into activity that part of the sensorium, +which receives the sensory nerves of the face; and this will +react through the vaso-motor system on the facial capillaries. +By frequent reiteration during numberless generations, the process +will have become so habitual, in association with the belief that others +are thinking of us, that even a suspicion of their depreciation suffices +to relax the capillaries, without any conscious thought about our faces. +With some sensitive persons it is enough even to notice their dress +to produce the same effect. Through the force, also, of association +and inheritance our capillaries are relaxed, whenever we know, +or imagine, that any one is blaming, though in silence, our actions, +thoughts, or character; and, again, when we are highly praised. + + +[46] See, also, Mr. Michael Foster, on the action of the vaso-motor system, +in his interesting Lecture before the royal Institution, as translated +in the `Revue des Cours Scientifiques,' Sept. 25, 1869, p. 683. + +On this hypothesis we can understand how it is that the face blushes +much more than any other part of the body, though the whole surface +is somewhat affected, more especially with the races which still go +nearly naked. It is not at all surprising that the dark-coloured races +should blush, though no change of colour is visible in their skins. +From the principle of inheritance it is not surprising that +persons born blind should blush. We can understand why the young +are much more affected than the old, and women more than men; +and why the opposite sexes especially excite each other's blushes. +It becomes obvious why personal remarks should be particularly liable +to cause blushing, and why the most powerful of all the causes is shyness; +for shyness relates to the presence and opinion of others, and the shy +are always more or less self-conscious. With respect to real shame +from moral delinquencies, we can perceive why it is not guilt, +but the thought that others think us guilty, which raises a blush. +A man reflecting on a crime committed in solitude, and stung by +his conscience, does not blush; yet he will blush under the vivid +recollection of a detected fault, or of one committed in the presence +of others, the degree of blushing being closely related to the feeling +of regard for those who have detected, witnessed, or suspected his fault. +Breaches of conventional rules of conduct, if they are rigidly insisted +on by our equals or superiors, often cause more intense blushes even +than a detected crime, and an act which is really criminal, if not +blamed by our equals, hardly raises a tinge of colour on our cheeks. +Modesty from humility, or from an indelicacy, excites a vivid blush, +as both relate to the judgment or fixed customs of others. + +From the intimate sympathy which exists between the capillary circulation +of the surface of the head and of the brain, whenever there is +intense blushing, there will be some, and often great, confusion of mind. +This is frequently accompanied by awkward movements, and sometimes +by the involuntary twitching of certain muscles. + +As blushing, according to this hypothesis, is an indirect result of attention, +originally directed to our personal appearance, that is to the surface +of the body, and more especially to the face, we can understand the meaning +of the gestures which accompany blushing throughout the world. These consist +in hiding the face, or turning it towards the ground, or to one side. +The eyes are generally averted or are restless, for to look at the man +who causes us to feel shame or shyness, immediately brings home in an +intolerable manner the consciousness that his gaze is directed on us. +Through the principle of associated habit, the same movements of the face +and eyes are practised, and can, indeed, hardly be avoided, whenever we +know or believe that, others are blaming, or too strongly praising, +our moral conduct. CHAPTER XIV. + +CONCLUDING REMARKS AND SUMMARY. + +The three leading principles which have determined the chief movements +of expression--Their inheritance--On the part which the will and +intention have played in the acquirement of various expressions-- +The instinctive recognition of expression--The bearing of our +subject on the specific unity of the races of man--On the successive +acquirement of various expressions by the progenitors of man-- +The importance of expression--Conclusion. + + +I HAVE now described, to the best of my ability, the chief +expressive actions in man, and in some few of the lower animals. +I have also attempted to explain the origin or development of these +actions through the three principles given in the first chapter. +The first of these principles is, that movements which are serviceable +in gratifying some desire, or in relieving some sensation, +if often repeated, become so habitual that they are performed, +whether or not of any service, whenever the same desire or sensation +is felt, even in a very weak degree. + +Our second principle is that of antithesis. The habit of voluntarily +performing opposite movements under opposite impulses has become +firmly established in us by the practice of our whole lives. +Hence, if certain actions have been regularly performed, +in accordance with our first principle, under a certain frame of mind, +there will be a strong and involuntary tendency to the performance +of directly opposite actions, whether or not these are of any use, +under the excitement of an opposite frame of mind. + +Our third principle is the direct action of the excited nervous +system on the body, independently of the will, and independently, +in large part, of habit. Experience shows that nerve-force is +generated and set free whenever the cerebro-spinal system is excited. +The direction which this nerve-force follows is necessarily +determined by the lines of connection between the nerve-cells, +with each other and with various parts of the body. +But the direction is likewise much influenced by habit; +inasmuch as nerve-force passes readily along accustomed channels. + +The frantic and senseless actions of an enraged man may be attributed +in part to the undirected flow of nerve-force, and in part to the effects +of habit, for these actions often vaguely represent the act of striking. +They thus pass into gestures included under our first principle; +as when an indignant man unconsciously throws himself into a fitting +attitude for attacking his opponent, though without any intention +of making an actual attack. We see also the influence of habit +in all the emotions and sensations which are called exciting; +for they have assumed this character from having habitually led +to energetic action; and action affects, in an indirect manner, +the respiratory and circulatory system; and the latter reacts on the brain. +Whenever these emotions or sensations are even slightly felt by us, +though they may not at the time lead to any exertion, our whole system +is nevertheless disturbed through the force of habit and association. +Other emotions and sensations are called depressing, because they +have not habitually led to energetic action, excepting just at first, +as in the case of extreme pain, fear, and grief, and they have ultimately +caused complete exhaustion; they are consequently expressed chiefly +by negative signs and by prostration. Again, there are other emotions, +such as that of affection, which do not commonly lead to action of any kind, +and consequently are not exhibited by any strongly marked outward signs. +Affection indeed, in as far as it is a pleasurable sensation, +excites the ordinary signs of pleasure. + +On the other hand, many of the effects due to the excitement +of the nervous system seem to be quite independent +of the flow of nerve-force along the channels which have +been rendered habitual by former exertions of the will. +Such effects, which often reveal the state of mind of the person +thus affected, cannot at present be explained; for instance, +the change of colour in the hair from extreme terror or grief,-- +the cold sweat and the trembling of the muscles from fear,-- +the modified secretions of the intestinal canal,--and the failure +of certain glands to act. + +Notwithstanding that much remains unintelligible in our present subject, +so many expressive movements and actions can be explained to a certain +extent through the above three principles, that we may hope hereafter +to see all explained by these or by closely analogous principles. + +Actions of all kinds, if regularly accompanying any state +of the mind, are at once recognized as expressive. +These may consist of movements of any part of the body, +as the wagging of a dog's tail, the shrugging of a man's shoulders, +the erection of the hair, the exudation of perspiration, +the state of the capillary circulation, laboured breathing, +and the use of the vocal or other sound-producing instruments. +Even insects express anger, terror, jealousy, and love +by their stridulation. With man the respiratory organs are +of especial importance in expression, not only in a direct, +but in a still higher degree in an indirect manner. + +Few points are more interesting in our present subject +than the extraordinarily complex chain of events which lead +to certain expressive movements. Take, for instance, +the oblique eyebrows of a man suffering from grief or anxiety. +When infants scream loudly from hunger or pain, the circulation +is affected, and the eyes tend to become gorged with blood: +consequently the muscles surrounding the eyes are strongly +contracted as a protection: this action, in the course +of many generations, has become firmly fixed and inherited: +but when, with advancing years and culture, the habit of +screaming is partially repressed, the muscles round the eyes +still tend to contract, whenever even slight distress is felt: +of these muscles, the pyramidals of the nose are less under the control +of the will than are the others and their contraction can be +checked only by that of the central fasciae of the frontal muscle: +these latter fasciae draw up the inner ends of the eyebrows, +and wrinkle the forehead in a peculiar manner, which we +instantly recognize as the expression of grief or anxiety. +Slight movements, such as these just described, or the scarcely +perceptible drawing down of the corners of the mouth, are the last +remnants or rudiments of strongly marked and intelligible movements. +They are as full of significance to us in regard to expression, +as are ordinary rudiments to the naturalist in the classification +and genealogy of organic beings. + +That the chief expressive actions, exhibited by man and by +the lower animals, are now innate or inherited,--that is, +have not been learnt by the individual,--is admitted by every one. +So little has learning or imitation to do with several of them that they +are from the earliest days and throughout life quite beyond our control; +for instance, the relaxation of the arteries of the skin in blushing, +and the increased action of the heart in anger. We may see children, +only two or three years old, and even those born blind, blushing from shame; +and the naked scalp of a very young infant reddens from passion. +Infants scream from pain directly after birth, and all their +features then assume the same form as during subsequent years. +These facts alone suffice to show that many of our most important +expressions have not been learnt; but it is remarkable that some, +which are certainly innate, require practice in the individual, +before they are performed in a full and perfect manner; for instance, +weeping and laughing. The inheritance of most of our expressive actions +explains the fact that those born blind display them, as I hear from +the Rev. R. H. Blair, equally well with those gifted with eyesight. +We can thus also understand the fact that the young and the old of widely +different races, both with man and animals, express the same state +of mind by the same movements. + +We are so familiar with the fact of young and old animals displaying +their feelings in the same manner, that we hardly perceive how remarkable +it is that a young puppy should wag its tail when pleased, depress its +ears and uncover its canine teeth when pretending to be savage, +just like an old dog; or that a kitten should arch its little back +and erect its hair when frightened and angry, like an old cat. +When, however, we turn to less common gestures in ourselves, +which we are accustomed to look at as artificial or conventional,-- +such as shrugging the shoulders, as a sign of impotence, or the raising +the arms with open hands and extended fingers, as a sign of wonder,-- +we feel perhaps too much surprise at finding that they are innate. +That these and some other gestures are inherited, we may infer from +their being performed by very young children, by those born blind, +and by the most widely distinct races of man. We should also bear +in mind that new and highly peculiar tricks, in association with certain +states of the mind, are known to have arisen in certain individuals, +and to have been afterwards transmitted to their offspring, in some cases, +for more than one generation. + +Certain other gestures, which seem to us so natural that we might +easily imagine that they were innate, apparently have been learnt like +the words of a language. This seems to be the case with the joining +of the uplifted hands, and the turning up of the eyes, in prayer. +So it is with kissing as a mark of affection; but this is innate, in so far +as it depends on the pleasure derived from contact with a beloved person. +The evidence with respect to the inheritance of nodding and shaking +the head, as signs of affirmation and negation, is doubtful; for they +are not universal, yet seem too general to have been independently +acquired by all the individuals of so many races. + + +We will now consider how far the will and consciousness have come +into play in the development of the various movements of expression. +As far as we can judge, only a few expressive movements, such as those just +referred to, are learnt by each individual; that is, were consciously +and voluntarily performed during the early years of life for some +definite object, or in imitation of others, and then became habitual. +The far greater number of the movements of expression, and all +the more important ones, are, as we have seen, innate or inherited; +and such cannot be said to depend on the will of the individual. +Nevertheless, all those included under our first principle were at +first voluntarily performed for a definite object,--namely, to escape +some danger, to relieve some distress, or to gratify some desire. +For instance, there can hardly be a doubt that the animals which fight +with their teeth, have acquired the habit of drawing back their ears +closely to their heads, when feeling savage, from their progenitors +having voluntarily acted in this manner in order to protect their ears +from being torn by their antagonists; for those animals which do not +fight with their teeth do not thus express a savage state of mind. +We may infer as highly probable that we ourselves have acquired the habit +of contracting the muscles round the eyes, whilst crying gently, +that is, without the utterance of any loud sound, from our progenitors, +especially during infancy, having experienced, during the act of screaming, +an uncomfortable sensation in their eyeballs. Again, some highly +expressive movements result from the endeavour to cheek or prevent other +expressive movements; thus the obliquity of the eyebrows and the drawing +down of the corners of the mouth follow from the endeavour to prevent +a screaming-fit from coming on, or to cheek it after it has come on. +Here it is obvious that the consciousness and will must at first have come +into play; not that we are conscious in these or in other such cases +what muscles are brought into action, any more than when we perform +the most ordinary voluntary movements. + +With respect to the expressive movements due to the principle +of antithesis, it is clear that the will has intervened, +though in a remote and indirect manner. So again with the movements +coming under our third principle; these, in as far as they are +influenced by nerve-force readily passing along habitual channels, +have been determined by former and repeated exertions of the will. +The effects indirectly due to this latter agency are often combined in a +complex manner, through the force of habit and association, with those +directly resulting from the excitement of the cerebro-spinal system. +This seems to be the case with the increased action of the heart +under the influence of any strong emotion. When an animal erects +its hair, assumes a threatening attitude, and utters fierce sounds, +in order to terrify an enemy, we see a curious combination of movements +which were originally voluntary with those that are involuntary. +It is, however, possible that even strictly involuntary actions, +such as the erection of the hair, may have been affected by the mysterious +power of the will. + +Some expressive movements may have arisen spontaneously, +in association with certain states of the mind, like the +tricks lately referred to, and afterwards been inherited. +But I know of no evidence rendering this view probable. + +The power of communication between the members of the same +tribe by means of language has been of paramount importance +in the development of man; and the force of language is much +aided by the expressive movements of the face and body. +We perceive this at once when we converse on an important subject +with any person whose face is concealed. Nevertheless there are +no grounds, as far as I can discover, for believing that any muscle +has been developed or even modified exclusively for the sake +of expression. The vocal and other sound-producing organs, +by which various expressive noises are produced, seem to form +a partial exception; but I have elsewhere attempted to show +that these organs were first developed for sexual purposes, +in order that one sex might call or charm the other. +Nor can I discover grounds for believing that any inherited movement, +which now serves as a means of expression, was at first voluntarily +and consciously performed for this special purpose,--like some +of the gestures and the finger-language used by the deaf and dumb. +On the contrary, every true or inherited movement of expression +seems to have had some natural and independent origin. +But when once acquired, such movements may be voluntarily +and consciously employed as a means of communication. +Even infants, if carefully attended to, find out at a very +early age that their screaming brings relief, and they soon +voluntarily practise it. We may frequently see a person +voluntarily raising his eyebrows to express surprise, or smiling +to express pretended satisfaction and acquiescence. A man often +wishes to make certain gestures conspicuous or demonstrative, +and will raise his extended arms with widely opened fingers +above his head, to show astonishment, or lift his shoulders +to his ears, to show that he cannot or will not do something. +The tendency to such movements will be strengthened or increased +by their being thus voluntarily and repeatedly performed; +and the effects may be inherited. + +It is perhaps worth consideration whether movements at first used +only by one or a few individuals to express a certain state +of mind may not sometimes have spread to others, and ultimately +have become universal, through the power of conscious and +unconscious imitation. That there exists in man a strong tendency +to imitation, independently of the conscious will, is certain. +This is exhibited in the most extraordinary manner in certain +brain diseases, especially at the commencement of inflammatory +softening of the brain, and has been called the "echo sign." +Patients thus affected imitate, without understanding every +absurd gesture which is made, and every word which is uttered +near them, even in a foreign language.[1] In the case of animals, +the jackal and wolf have learnt under confinement to imitate +the barking of the dog. How the barking of the dog, which serves +to express various emotions and desires, and which is so remarkable +from having been acquired since the animal was domesticated, +and from being inherited in different degrees by different breeds, +was first learnt we do not know; but may we not suspect +that imitation has had something to do with its acquisition, +owing to dogs having long lived in strict association with so +loquacious an animal as man? + + +[1] See the interesting facts given by Dr. Bateman on +`Aphasia,' 1870, p. 110. + +In the course of the foregoing remarks and throughout this volume, +I have often felt much difficulty about the proper application of +the terms, will, consciousness, and intention. Actions, which were +at first voluntary, soon became habitual, and at last hereditary, +and may then be performed even in opposition to the will. +Although they often reveal the state of the mind, this result was +not at first either intended or expected. Even such words as that +"certain movements serve as a means of expression" are apt to mislead, +as they imply that this was their primary purpose or object. +This, however, seems rarely or never to have been the case; +the movements having been at first either of some direct use, +or the indirect effect of the excited state of the sensorium. +An infant may scream either intentionally or instinctively to show +that it wants food; but it has no wish or intention to draw its +features into the peculiar form which so plainly indicates misery; +yet some of the most characteristic expressions exhibited by man +are derived from the act of screaming, as has been explained. + +Although most of our expressive actions are innate or instinctive, +as is admitted by everyone, it is a different question whether we +have any instinctive power of recognizing them. This has generally +been assumed to be the case; but the assumption has been strongly +controverted by M. Lemoine.[2] Monkeys soon learn to distinguish, +not only the tones of voice of their masters, but the expression +of their faces, as is asserted by a careful observer.[3] Dogs well know +the difference between caressing and threatening gestures or tones; +and they seem to recognize a compassionate tone. But as far +as I can make out, after repeated trials, they do not understand +any movement confined to the features, excepting a smile or laugh; +and this they appear, at least in some cases, to recognize. +This limited amount of knowledge has probably been gained, both by +monkeys and dogs, through their associating harsh or kind treatment +with our actions; and the knowledge certainly is not instinctive. +Children, no doubt, would soon learn the movements of expression +in their elders in the same manner as animals learn those of man. +Moreover, when a child cries or laughs, he knows in a general manner +what he is doing and what he feels; so that a very small exertion +of reason would tell him what crying or laughing meant in others. +But the question is, do our children acquire their knowledge of expression +solely by experience through the power of association and reason? + +As most of the movements of expression must have been +gradually acquired, afterwards becoming instinctive, +there seems to be some degree of _a priori_ probability that +their recognition would likewise have become instinctive. +There is, at least, no greater difficulty in believing this than +in admitting that, when a female quadruped first bears young, +she knows the cry of distress of her offspring, or than in admitting +that many animals instinctively recognize and fear their enemies; +and of both these statements there can be no reasonable doubt. +It is however extremely difficult to prove that our children +instinctively recognize any expression. I attended to this point +in my first-born infant, who could not have learnt anything +by associating with other children, and I was convinced that +he understood a smile and received pleasure from seeing one, +answering it by another, at much too early an age to have learnt +anything by experience. When this child was about four months old, +I made in his presence many odd noises and strange grimaces, +and tried to look savage; but the noises, if not too loud, +as well as the grimaces, were all taken as good jokes; +and I attributed this at the time to their being preceded +or accompanied by smiles. When five months old, he seemed +to understand a compassionate, expression and tone of voice. +When a few days over six months old, his nurse pretended to cry, +and I saw that his face instantly assumed a melancholy expression, +with the corners of the mouth strongly depressed; +now this child could rarely have seen any other child crying, +and never a grown-up person crying, and I should doubt whether +at so early an age he could have reasoned on the subject. +Therefore it seems to me that an innate feeling must have told +him that the pretended crying of his nurse expressed grief; +and this through the instinct of sympathy excited grief in him. + + +[2] `La Physionomie et la Parole,' 1865, pp. 103, 118. + +[3] Rengger, `Naturgeschichte der Saugethiere von Paraguay,' 1830, s. 55. + +M. Lemoine argues that, if man possessed an innate knowledge +of expression, authors and artists would not have found it +so difficult, as is notoriously the case, to describe and depict +the characteristic signs of each particular state of mind. +But this does not seem to me a valid argument. +We may actually behold the expression changing in an unmistakable +manner in a man or animal, and yet be quite unable, as I +know from experience, to analyse the nature of the change. +In the two photographs given by Duchenne of the same old man +(Plate III. figs. 5 and 6), almost every one recognized +that the one represented a true, and the other a false smile; +but I have found it very difficult to decide in what the whole +amount of difference consists. It has often struck me as a +curious fact that so many shades of expression are instantly +recognized without any conscious process of analysis on our part. +No one, I believe, can clearly describe a sullen or sly expression; +yet many observers are unanimous that these expressions can be +recognized in the various races of man. Almost everyone to whom I +showed Duchenne's photograph of the young man with oblique eyebrows +(Plate II. fig. 2) at once declared that it expressed grief +or some such feeling; yet probably not one of these persons, +or one out of a thousand persons, could beforehand have told anything +precise about the obliquity of the eyebrows with their inner +ends puckered, or about the rectangular furrows on the forehead. +So it is with many other expressions, of which I have had +practical experience in the trouble requisite in instructing +others what points to observe. If, then, great ignorance +of details does not prevent our recognizing with certainty +and promptitude various expressions, I do not see how this +ignorance can be advanced as an argument that our knowledge, +though vague and general, is not innate. + +I have endeavoured to show in considerable detail that all the chief +expressions exhibited by man are the same throughout the world. +This fact is interesting, as it affords a new argument in favour of +the several races being descended from a single parent-stock, which must +have been almost completely human in structure, and to a large extent +in mind, before the period at which the races diverged from each other. +No doubt similar structures, adapted for the same purpose, have often +been independently acquired through variation and natural selection +by distinct species; but this view will not explain close similarity +between distinct species in a multitude of unimportant details. +Now if we bear in mind the numerous points of structure having no +relation to expression, in which all the races of man closely agree, +and then add to them the numerous points, some of the highest +importance and many of the most trifling value, on which the movements +of expression directly or indirectly depend, it seems to me improbable +in the highest degree that so much similarity, or rather identity +of structure, could have been acquired by independent means. +Yet this must have been the case if the races of man are descended +from several aboriginally distinct species. It is far more probable +that the many points of close similarity in the various races are due +to inheritance from a single parent-form, which had already assumed +a human character. + +It is a curious, though perhaps an idle speculation, how early in the long +line of our progenitors the various expressive movements, now exhibited +by man, were successively acquired. The following remarks will at least +serve to recall some of the chief points discussed in this volume. +We may confidently believe that laughter, as a sign of pleasure or enjoyment, +was practised by our progenitors long before they deserved to be called human; +for very many kinds of monkeys, when pleased, utter a reiterated sound, +clearly analogous to our laughter, often accompanied by vibratory movements +of their jaws or lips, with the corners of the mouth drawn backwards +and upwards, by the wrinkling of the cheeks, and even by the brightening +of the eyes. + +We may likewise infer that fear was expressed from an extremely remote period, +in almost the same manner as it now is by man; namely, by trembling, +the erection of the hair, cold perspiration, pallor, widely opened eyes, +the relaxation of most of the muscles, and by the whole body cowering +downwards or held motionless. + +Suffering, if great, will from the first have caused screams or groans to +be uttered, the body to be contorted, and the teeth to be ground together. +But our progenitors will not have exhibited those highly expressive +movements of the features which accompany screaming and crying until their +circulatory and respiratory organs, and the muscles surrounding the eyes, +had acquired their present structure. The shedding of tears appears +to have originated through reflex action from the spasmodic contraction +of the eyelids, together perhaps with the eyeballs becoming gorged +with blood during the act of screaming. Therefore weeping probably came +on rather late in the line of our descent; and this conclusion agrees with +the fact that our nearest allies, the anthropomorphous apes, do not weep. +But we must here exercise some caution, for as certain monkeys, +which are not closely related to man, weep, this habit might have been +developed long ago in a sub-branch of the group from which man is derived. +Our early progenitors, when suffering from grief or anxiety, would not have +made their eyebrows oblique, or have drawn down the corners of their mouth, +until they had acquired the habit of endeavouring to restrain their screams. +The expression, therefore, of grief and anxiety is eminently human. + +Rage will have been expressed at a very early period by threatening +or frantic gestures, by the reddening of the skin, and by glaring eyes, +but not by frowning. For the habit of frowning seems to have been acquired +chiefly from the corrugators being the first muscles to contract round +the eyes, whenever during infancy pain, anger, or distress is felt, +and there consequently is a near approach to screaming; and partly +from a frown serving as a shade in difficult and intent vision. +It seems probable that this shading action would not have become habitual +until man had assumed a completely upright position, for monkeys +do not frown when exposed to a glaring light. Our early progenitors, +when enraged, would probably have exposed their teeth more freely than +does man, even when giving full vent to his rage, as with the insane. +We may, also, feel almost certain that they would have protruded their lips, +when sulky or disappointed, in a greater degree than is the case with +our own children, or even with the children of existing savage races. + +Our early progenitors, when indignant or moderately angry, +would not have held their heads erect, opened their chests, +squared their shoulders, and clenched their fists, until they +had acquired the ordinary carriage and upright attitude +of man, and had learnt to fight with their fists or clubs. +Until this period had arrived the antithetical gesture of shrugging +the shoulders, as a sign of impotence or of patience, would not +have been developed. From the same reason astonishment would +not then have been expressed by raising the arms with open hands +and extended fingers. Nor, judging from the actions of monkeys, +would astonishment have been exhibited by a widely opened mouth; +but the eyes would have been opened and the eyebrows arched. +Disgust would have been shown at a very early period by +movements round the mouth, like those of vomiting,--that is, +if the view which I have suggested respecting the source +of the expression is correct, namely, that our progenitors +had the power, and used it, of voluntarily and quickly +rejecting any food from their stomachs which they disliked. +But the more refined manner of showing contempt or disdain, +by lowering the eyelids, or turning away the eyes and face, +as if the despised person were not worth looking at, would not +probably have been acquired until a much later period. + +Of all expressions, blushing seems to be the most strictly human; +yet it is common to all or nearly all the races of man, whether or +not any change of colour is visible in their skin. The relaxation +of the small arteries of the surface, on which blushing depends, +seems to have primarily resulted from earnest attention directed +to the appearance of our own persons, especially of our faces, +aided by habit, inheritance, and the ready flow of nerve-force along +accustomed channels; and afterwards to have been extended by the power +of association to self-attention directed to moral conduct. +It can hardly be doubted that many animals are capable of appreciating +beautiful colours and even forms, as is shown by the pains +which the individuals of one sex take in displaying their beauty +before those of the opposite sex. But it does not seem possible +that any animal, until its mental powers had been developed to an +equal or nearly equal degree with those of man, would have closely +considered and been sensitive about its own personal appearance. +Therefore we may conclude that blushing originated at a very late +period in the long line of our descent. + +From the various facts just alluded to, and given in the course +of this volume, it follows that, if the structure of our +organs of respiration and circulation had differed in only +a slight degree from the state in which they now exist, +most of our expressions would have been wonderfully different. +A very slight change in the course of the arteries and veins +which run to the head, would probably have prevented the blood +from accumulating in our eyeballs during violent expiration; +for this occurs in extremely few quadrupeds. In this case we should +not have displayed some of our most characteristic expressions. +If man had breathed water by the aid of external branchiae +(though the idea is hardly conceivable), instead of air through +his mouth and nostrils, his features would not have expressed his +feelings much more efficiently than now do his hands or limbs. +Rage and disgust, however, would still have been shown by movements +about the lips and mouth, and the eyes would have become +brighter or duller according to the state of the circulation. +If our ears had remained movable, their movements would have +been highly expressive, as is the case with all the animals +which fight with their teeth; and we may infer that our early +progenitors thus fought, as we still uncover the canine tooth +on one side when we sneer at or defy any one, and we uncover +all our teeth when furiously enraged. + + +The movements of expression in the face and body, whatever their origin +may have been, are in themselves of much importance for our welfare. +They serve as the first means of communication between the mother +and her infant; she smiles approval, and thus encourages her child +on the right path, or frowns disapproval. We readily perceive sympathy +in others by their expression; our sufferings are thus mitigated and our +pleasures increased; and mutual good feeling is thus strengthened. +The movements of expression give vividness and energy to our spoken words. +They reveal the thoughts and intentions of others more truly than do words, +which may be falsified. Whatever amount of truth the so-called science +of physiognomy may contain, appears to depend, as Haller long ago remarked,[4] +on different persons bringing into frequent use different facial muscles, +according to their dispositions; the development of these muscles being +perhaps thus increased, and the lines or furrows on the face, due to their +habitual contraction, being thus rendered deeper and more conspicuous. +The free expression by outward signs of an emotion intensifies it. +On the other hand, the repression, as far as this is possible, of all outward +signs softens our emotions.[5] He who gives way to violent gestures will +increase his rage; he who does not control the signs of fear will experience +fear in a greater degree; and he who remains passive when overwhelmed +with grief loses his best chance of recovering elasticity of mind. +These results follow partly from the intimate relation which exists between +almost all the emotions and their outward manifestations; and partly from +the direct influence of exertion on the heart, and consequently on the brain. +Even the simulation of an emotion tends to arouse it in our minds. +Shakespeare, who from his wonderful knowledge of the human mind ought +to be an excellent judge, says:-- + + Is it not monstrous that this player here, + But in a fiction, in a dream of passion, + Could force his soul so to his own conceit, + That, from her working, all his visage wann'd; + Tears in his eyes, distraction in 's aspect, + A broken voice, and his whole function suiting + With forms to his conceit? And all for nothing! +_Hamlet_, act ii. sc. 2. + + + +[4] Quoted by Moreau, in his edition of Lavater, 1820, tom. iv. p. 211. + +We have seen that the study of the theory of expression +confirms to a certain limited extent the conclusion that man +is derived from some lower animal form, and supports the belief +of the specific or sub-specific unity of the several races; +but as far as my judgment serves, such confirmation was +hardly needed. We have also seen that expression in itself, +or the language of the emotions, as it has sometimes been called, +is certainly of importance for the welfare of mankind. +To understand, as far as possible, the source or origin of +the various expressions which may be hourly seen on the faces +of the men around us, not to mention our domesticated animals, +ought to possess much interest for us. From these several causes, +we may conclude that the philosophy of our subject has well +deserved the attention which it has already received from several +excellent observers, and that it deserves still further attention, +especially from any able physiologist. + + +[5] Gratiolet (`De la Physionomie,' 1865, p. 66) insists on the truth +of this conclusion. + + + + +{raw OCR to the end} INDEX. + +ABSTRACTION. + + A. + ABSTRACTION, 226. + Actions, reflex, 35 ; coughing, + sneezing, &c., 85; muscular action + of decapitated frog, 36; closing + the eyelids, 38 : starting, 38- + 41; contraction of the iris, 41. + Admiration, 289. + Affirmation, signs of. 272. + Albinos, blushing in, 312, 326. + Alison, Professor, 31. + Ambition, 261. + Anatomical drawin,s by HeDle, 5. + Anatomy and Philosophy of Expression, + 2. + Anderson, Dr., 106, n. 26. + Anger, as a stimulant, 79; expreqsion, + 244; in monkeys, 136. See + also Rage. + Animals, special expressions of, 115. + See al8o Expression. + -7 habitual associated movements + in the lower, 42-49; dogs, + 43; wolves and Jackals, 44; + horses, 45; cats, 46; chickens, + 4~ , sholdrakes, &c., 48. + Annesley, Lieut., R. A., 124, n. 4. + Antithesis, the principle of, 50 ; + dogs, 50, 57 ; cats, 56; conventional + signs, 61. + Anxie ' 17 6, + + ty, + Ape, 'Ile Gibbon, produces musical + + the + sou + + nds 8 + rre + -c + 'tore + A ~s pili, 101, 103. + Association, the power of, 31; instances + of, 31, 3 2. + Astonishment, 218; in monkeys. + 142. + Audubon, 98, n. 14. + Avarice, 261. + Azara, 126, n. 6,128, n. 7. + + B. + Baboon, the Anubis, 95, 133, 137. + Bain, Mr., 8, 31, 198, '- 4, 213, n. 21, + 290, n. 16,327, n. 25. + +BULMER. + + Baker, Sir Samuel, 113. + Barber, Mrs., 21, 107, n. 28, 268, + 288. + Bartlett, Mr., 44, 48, 112~ 122,134, + 136. + Behn, Dr., 310. + Bell, Mr., 293. + -, Sir Charles, 1, 9, 22, 49, 115, + 120, 128, n. 8, 144, 157, 171, 210, + n. 17, 218, 220, 304, 336. + Bennett, G., 138, n. 16. + Ber,,eon, 168, n. 21. + BerLrd, Claude, 37, 68, 70, n. 5. + Billiard- player, gestures of the, 6. + Birds ruffle their feathers when + angry. 97; when frightened adpres~ + them, 99. + Blair, the Rev. R. IT., 311, 351. + Blind, tendency of the, to blush, + 310. + Blushing, 309; inheritance of, 311; + in the various races of man, 315; + movements and gestures which + accompany, 320 ; confusion of + mind, 322; the nature of the + mental states which induce, 325; + shyness, 329 ; moral causes: + guilt, 332, breaches of etiquette, + 333; modest;y, 333 ; theory of, + 336. + Blyth, Mr., 97. + Bowman, Mr., 159, n. 14,160, n. 16, + 165, 169, 225. + Brehm, 96, 128, 137, n. 11t, 138, + n. 15. + Bridges, Mr., 22, 246, 2rO, 317. + Bridgman, Laura, 196, 212, 266, 2~3, + 285,310. + Brinton, Dr., 158, n. 18. + Brodie, Sir B., 340. + Brooke, the Rajah, 20, 207. + Brown, Dr. R., 108, n. 29. + Browne, Dr. J. Crichton, 13, 76, n. + 10, 154, 183, 197, 203, 242, 292, + 295, 313, 339, n. 39. + Bucknill, Dr., 296. + Bulmer, Mr. J., 20, 207, 250, 285, + 320. + +367 + + + + + +End of the Project Gutenberg Etext--Expression of Emotion in Man & Animals + diff --git a/old/old/1998-03-eemaa10.zip b/old/old/1998-03-eemaa10.zip Binary files differnew file mode 100644 index 0000000..25bb354 --- /dev/null +++ b/old/old/1998-03-eemaa10.zip diff --git a/old/old/2012-08-02_1227-8.zip b/old/old/2012-08-02_1227-8.zip Binary files differnew file mode 100644 index 0000000..ee60538 --- /dev/null +++ b/old/old/2012-08-02_1227-8.zip diff --git a/old/old/2012-08-02_1227-h.zip b/old/old/2012-08-02_1227-h.zip Binary files differnew file mode 100644 index 0000000..00df578 --- /dev/null +++ b/old/old/2012-08-02_1227-h.zip diff --git a/old/old/2012-08-02_1227.zip b/old/old/2012-08-02_1227.zip Binary files differnew file mode 100644 index 0000000..4546159 --- /dev/null +++ b/old/old/2012-08-02_1227.zip |
