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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/6665-8.txt b/6665-8.txt new file mode 100644 index 0000000..901129b --- /dev/null +++ b/6665-8.txt @@ -0,0 +1,11056 @@ +The Project Gutenberg EBook of The United States of America Part I +by Ediwn Erle Sparks + +Copyright laws are changing all over the world. Be sure to check the +copyright laws for your country before downloading or redistributing +this or any other Project Gutenberg eBook. + +This header should be the first thing seen when viewing this Project +Gutenberg file. Please do not remove it. Do not change or edit the +header without written permission. + +Please read the "legal small print," and other information about the +eBook and Project Gutenberg at the bottom of this file. Included is +important information about your specific rights and restrictions in +how the file may be used. You can also find out about how to make a +donation to Project Gutenberg, and how to get involved. + + +**Welcome To The World of Free Plain Vanilla Electronic Texts** + +**eBooks Readable By Both Humans and By Computers, Since 1971** + +*****These eBooks Were Prepared By Thousands of Volunteers!***** + + +Title: The United States of America Part I + +Author: Ediwn Erle Sparks + +Release Date: October, 2004 [EBook #6665] +[Yes, we are more than one year ahead of schedule] +[This file was first posted on January 10, 2003] + +Edition: 10 + +Language: English + +Character set encoding: ISO-LATIN-1 + +*** START OF THE PROJECT GUTENBERG EBOOK, THE UNITED STATES OF AMERICA PART I *** + + + + +Anne Soulard, Paul Wenker, Charles Franks and the Online Distributed +Proofreading Team. + + + +THE UNITED STATES OF AMERICA +IN TWO PARTS +PART I +1783-1830 + +BY EDWIN ERLE SPARKS, PH. D. + + + + +PREFACE + + + +The story of the United States has frequently been told. It has been +told in the spirit of boasting, as a marvel of local accomplishment. +It has been told in the spirit of reverence, as the work of a chosen +people under a special dispensation of Providence. Its glory has been +ascribed now to one political party and now to another. Its success +has been attributed to various statesmen and to different sections. + +The Union has been viewed from one point as originally the creature +of the States, whose powers it afterward ungratefully usurped and whose +intent it wilfully perverted to its own aggrandisement. It has been +regarded from another viewpoint as something inherent in the soil of +a new world, manifest in various colonial functions, and brought fully +to life and supremacy at the time of separation from England. An effort +is made in this narrative to find truth in a medium ground; to trace +the gradual evolution of a confederated republic under the laws of +necessity; to acknowledge that radical departures have been made from +first ideals as a result of progress; to take into constant +consideration the underlying forces of heredity and environment. It +will be necessary to omit many of the details commonly found in a +history of the United States for the sake of considering only those +centralising or decentralising factors which have aided or hindered +the unification of the States. In brief, an attempt is made in these +two volumes to tell the story of the _United_ States; to show how the +phrase "The United States is" has been slowly and unconsciously evolved +in the process of time from the early practice of saying "The United +States are." + + + + +CONTENTS + + + +CHAPTER + +I. A UNION IN FORM ONLY + +II. THE PROBLEMS OF THE BACK LANDS + +III. THE CARE OF THE PUBLIC LANDS + +IV. FAILURE OF THE CONFEDERACY + +V. REFORMING THE NATIONAL GOVERNMENT + +VI. ADOPTING A NATIONAL CONSTITUTION + +VII. BEGINNING AN EFFICIENT GOVERNMENT + +VIII. SUMMONING THE GENII OF THE IMPLIED POWERS + +IX. NATIONAL CENTRALISATION + +X. FIRST LESSONS IN NATIONAL OBEDIENCE + +XI. NATIONAL PARTIES ON FOREIGN ISSUES + +XII. SUPPRESSING THE FRENCH SYMPATHISERS + +XIII. THE FIRST STATE PROTESTS + +XIV. THE ADVENT OF DEMOCRACY + +XV. STRICT CONSTRUCTION AN IMPOSSIBILITY + +XVI. AMERICAN NEUTRALITY LOST IN WAR + +XVII. TRANSFER OF PARTY POLICIES + +XVIII. SECTIONAL DISCORD OVER TERRITORY + +XIX. ANNOUNCEMENT OF NATIONAL INDIVIDUALITY + +XX. FULL FRUITS OF AMERICANISM + + + + +ILLUSTRATIONS + + +SIGNATURES TO THE DEFINITE TREATY OF 1783 +Original in the Department of State. + +TITLE-PAGE OF A COPY OF THE ARTICLES OF CONFEDERATION +This copy was printed in 1777. + +THE OLD BLOCKHOUSE AT MACKINAC, 1780 + +MAP SHOWING WESTERN LAND + +MAP SHOWING THE PROPOSED WESTERN STATES +From Morse's American Gazetteer. + +NATHAN DANE'S DRAFT OF THE ANTI-SLAVERY CLAUSE IN THE ORDINANCE OF 1787 + +DR. CUTLER'S CHURCH AND PARSONAGE AT IPSWICH HAMLET, 1787 +The place from which the first company started for the Ohio, December 3, +1787. + +A PETITION FROM CONGRESS TO THE STATES + +SIGNATURES TO AN ADDRESS OF THE INHABITANTS OF PRINCETON, NEW JERSEY +Now in the archives of the Department of State. + +SIGNATURES OF DELEGATES TO ANNAPOLIS CONVENTION + +MANASSEH CUTLER + +COPY OF THE ARTICLES OF CONFEDERATION AND THE CONSTITUTION IN PARALLEL +COLUMNS +The foot-notes show that it is an Anti-Federal print. + +FIRST DRAFT OF THE CONSTITUTION OF THE UNITED STATES + +LAST PAGE OF THE MINUTES OF THE OLD CONGRESS +Preserved in the archives of the Department of State. + +HEADING OF THE FIRST LAW PASSED UNDER THE CONSTITUTION + +FEDERAL HALL, NEW YORK CITY + +THE PRESIDENTIAL MANSION, FRANKLIN SQUARE, NEW YORK CITY, 1789 + +CERTIFICATE OF DEBT AGAINST THE UNITED STATES +From the Manuscript Division of the Library of Congress. + +A HALF-PAGE OF THE X Y Z DISPATCHES +From the original in the Department of State. + +THE CITY OF WASHINGTON +From a drawing made about 1800, before the site was graded. + +WESTERN ARKS AT NEW ORLEANS +From Hall's "Etchings in America." + +TAKING POSSESSION OF THE LOUISIANA PURCHASE + +WRITTEN LAW OF THE NORTH-WEST TERRITORY +A law passed at Vincennes, now Indiana, against gambling.. + +PRESIDENT JEFFERSON'S INAUGURAL ADDRESS + +BLANK COMMISSION FOR PRIVATEER IN WAR OF 1812 + +DISLOYALTY OF NEW ENGLAND DURING THE WAR + +THE PRESIDENT'S TEMPORARY RESIDENCE, 1815 + +MAP SHOWING ADVANCE OF POPULATION + +THE CAPITOL BURNED BY THE BRITISH ARMY +From Torrey's "American Slave Trader." + +WASHINGTON IRVING +From the etching by Jacques Reich. + +JOHN MARSHALL +Chief Justice of the United States, 1801-1836. + +WESTERN END OF THE GREAT ERIE CANAL +Drawn with the Camera Lucida for Hairs "Etchings of the West." + + + + +CHAPTER I + +A UNION IN FORM ONLY + + + +When did the sovereign nation of the United States begin? From one +point of view, it was called into existence by the motion for +Independence passed by the Continental Congress on the second day of +July, 1776, when the people of the rebelling British colonies in +America, by action of their representatives, assumed a free and +independent position. But a motion is intangible. It is an act, of +which the announcement is the visible result. "A decent respect to the +opinions of mankind" prompted the Congress on July 4, 1776, to "declare +the causes" which impelled it to separation. This date is accepted in +the popular mind, as well as by official action, as the beginning of +national existence. If recognition by other powers be assumed as the +criterion, the sovereignty began in 1778, when treaties of alliance +and commerce were signed with France. But if the actions indicated +above were incidental steps to the commencement of sovereignty, if a +general recognition by nations be necessary, together with the consent +of the former owner, and a restoration of peace and order, then the +real story of the United States begins on September 3, 1783. This +conclusion is reached by considering fact as well as form. + +[Illustration: SIGNATURES TO THE DEFINITIVE TREATY OF 1783. Original in +the Department of State Washington. D. Hartey was given power by the King +of England and Adams, Franklin, and Jay by the Congress of the United +States. Individual seals were used.] + +A few days after that date, John Adams, Benjamin Franklin, and John +Jay wrote from Paris to the president of the Continental Congress at +Philadelphia: + +"On the 3d instant, definite treaties were concluded between all the +late belligerent powers except the Dutch, who the day before settled and +signed preliminary articles of peace with Britain. We most sincerely and +cordially congratulate Congress and our country in general on this happy +event; and we hope that the same kind Providence which has led us +through a vigorous war to an honourable peace will enable us to make a +wise and moderate use of that inestimable blessing." + +Thus happily ended more than eight years of warfare and almost two +years of negotiation. The disturbed conditions of war gave way rapidly +to the normal condition of peace. The four European powers, which had +been drawn into war by the American cause, adjusted their disturbed +relations. The King of England, at the next opening of Parliament, +acknowledged the loss of a portion of his American possessions. John +Adams with his family crossed from France to England to represent the +new nation. The archives of the republic showed treaties with France, +the Netherlands, Great Britain, and Sweden, soon to be followed by +similar acknowledgments from Prussia and Morocco. A national frame of +government had been adopted by the new power. Peace prevailed throughout +the land. Local government was established in every State. In external +appearance as well as internal form the career of the independent +republic of the United States had most auspiciously begun. + +But the course of events was soon to dispel the illusion; to show that +it was a union in form only and not in affection. Conversion from +provincial colonists into liberal-minded unionists was not to be so +easily effected. A feeling of true nationality must await years of +growth. Confidence in each other had not yet replaced fear and +suspicion. That the first attempt to come into a union could have been +a success, that a sacrifice to the god Provincialism could have been +avoided, seems in retrospect impossible. + +This period of fear of centralisation, which began even before the +close of the Revolutionary War, a time of mutual distrust, of paramount +individualism, is little known and rarely dwelt upon at present. Perhaps +the omission is due to a happy nature, which recalls only the pleasant +events of the past. The school-texts dismiss it with a few paragraphs; +statesmen rarely turn to its valuable lessons of experience; and to +the larger number of the American people, the statement that we have +lived since our independence under a national frame of government other +than the Constitution is a matter of surprise. A writer of fiction +somewhere describes two maiden sisters, one of whom had a happy and +the other a melancholy disposition. In recalling the family history, +one could remember all the marriages and the other all the deaths. To +recall only national successes is undoubtedly most pleasant; but +posterity sitting ever at the feet of History gains a more valuable +lesson by including the failures of the past. + +Criticism of the Confederation which our fathers framed to take the +place of British rule must be tempered by the reflection that the +action was taken while the land was in the chaos of war. Praise is due +their genius for organisation, inherited from the mother country they +were warring against, which enabled them to contemplate a new form of +government while engaged in dissolving the old. The Government is dead; +long live the Government. According to the intention, there was to be +no interregnum in which Anarchy might rear his ugly head, and destroy +existing forms and instincts of government. Unfortunately a genius for +undertaking a beneficent enterprise may lack opportunity of carrying +it out. The war to secure the permanence of the Government they were +trying to establish produced a delay in completing the frame, and +allowed the individual States to assume a headway and win the people +to an allegiance, which the Union has not yet fully overcome. + +In the form of British colonies, the States were well-recognised units +before resistance to authority compelled the people to entrust the +common defence to an irregularly formed Continental Congress. To the +revolutionary central authority thus formed and acknowledged through +necessity, colony after colony had turned for advice as their governors +and other royal officials fled to escape popular vengeance. Over a +year before national Independence was declared, the Congress had advised +the colony of Massachusetts that she owed no fealty to a parliament +attempting to change her charter, or to a governor who would not abide +by the old compact. The people, therefore, were urged to select certain +representatives. They in turn were to choose a council to act until +a governor should be appointed by the King, who would consent to rule +justly. Similar advice given to the other colonies resulted in the +formation of State constitutions and the erection of State governments. +The States, in this peculiar manner, dated their existence from the +suggestion of the Central Government, made at a time when it itself +had not been regularly formed. In turn, the States were now to complete +the Central Government by confederating themselves under a written +document. + +Great Britain, the mother country, had never possessed a written +constitution, or frame of government; but the colonies were planted +under written charters. Perhaps this precedent has produced the American +predilection for written constitutions. Many statesmen of the colonial +days had attempted a written plan of union for the colonies. Franklin +had been one of these and, within three weeks after Washington took +command of the American Army, Franklin presented to the Congress certain +Articles of Confederation creating "The United Colonies of North +America." The federation was intended to be temporary in case the +colonial grievances were redressed, but otherwise permanent. The +proposition was unheeded at the time but was recalled nearly a year +later by one part of Richard Henry Lee's famous motion for Independence. +A committee was to be appointed "to prepare and digest the form of a +confederation to be entered into between these colonies." The importance +of the task was indicated by the fact that the committee was composed +of one member from each of the colonies represented, while the +committee, appointed at almost the same time, to draw up a declaration +concerning independency, had only five members. On July 12th, the +former committee brought in a draft of thirteen Articles of +Confederation, by common consent ascribed to John Dickinson, but +evidently based on Franklin's draft of a year before. This is indicated +by the style and form, although the details differ in many particulars. +Eighty copies of these proposed Articles were ordered printed for the +use of the members, extreme secrecy being enjoined upon all concerned. + +These steps toward a national government were taken, it must be +remembered, in the midst of a war. The nascent nation had never +experienced the duties which peace places on a government; it was +familiar only with the requirements of war. The main idea running +through the Articles as reported by the committee was a "union for the +common defence." The general welfare found no place. The activities +of government were confined almost exclusively to conducting a foreign +war. The Central Government was authorised to declare war, make peace, +and send ambassadors. It had charge of appointing high officers of the +State armies, of judging prizes in war, of trials for piracy, and of +granting letters of marque. Its few peace functions embraced the postal +service between the States, regulating Indian trade, issuing bills of +credit, determining the national and State standard of coins, and +assessing quotas of expense on the States. Conversely, the States were +forbidden to perform these national acts. + +Remembering that the Articles were framed to meet the exigencies of +war, and considering the condition of public sentiment at the time, +one finds it difficult to conceive how any other form of union could +have been secured. Individualism was in the saddle. Engaging in war +to resist the encroachments of a centralised government and smarting +under the actions of a body in which they were not represented, the +people would naturally resolve to retain the control which the rebellion +had thrown into their hands. Distributed power must never be centralised +again. Liberty was closely associated with individualism. A majority +was no safeguard. Reaction from a centralised monarchy had evidently +swung public sentiment to the other extreme, resulting in a +decentralised confederacy. + +As implied in the name, this Continental Congress had been called +together originally as a consulting body for the thirteen distinct +colonies. When the war forced the second session into making laws, the +name should have been changed to "Parliament"; but, in the chaotic +condition of affairs and the very gradual assumption of sovereignty, +a change in name went by default. Although the Congress became a +parliament in form, its members never so regarded it. They still served +their sovereign States in a national body, consulting and providing +for the common defence. They had no desire to make a modern union at +the time they formed the Confederation. This is evidenced by the +preliminary statement of the Articles that each State retained its +sovereignty, freedom, and independence. In this view, "a firm league +of friendship," the phrase used to describe the nature of the +Confederation, is exact and appropriate. It formed a league of +individual units, such as the separate colonies had been, "binding +themselves to assist each other against all force offered to, or attacks +made upon them, or any of them, on account of religion, sovereignty, +trade, or any other pretence whatever." + +This individualistic tendency was manifest in the workings of the +Articles. Franklin's plan provided for an executive council of twelve, +appointed by Congress from its own numbers. Instead of this arrangement, +the Articles allowed the consulting Congress to retain all the executive +powers which it had gradually assumed. Fear of delegating authority +to any kind of executive, lest the action might lead eventually to +another king, was responsible for this mistake. Retaining also the +legislative powers, which it had assumed, and such judicial powers as +had arisen from the adjudication of prizes appeals, the Congress would +monopolise all the functions of the National Government. It would +probably continue to consult and recommend, and do nothing more. It +had a president, chosen by itself from its own number; but he was +simply an officer to preside over the sessions. + +In voting in Congress, each State was given one vote, being considered +a unit. In declaring assessments, Congress dealt with the individual +States and not the people. Congress was authorised to make an estimate +of the value of land and improvements in each State for proportioning +expenses; but the matter was left to the States and never done. In an +elaborate plan for adjudication between States in the numerous boundary +disputes, Congress again dealt with the States as units. The central +authority would nowhere come into contact with citizens of the States. +It had no way of gaining their respect, their gratitude, or their +allegiance. It apparently dealt with them in the provision guaranteeing +citizens of each State all their rights in the several States; but if +a State transgressed on the rights of citizens of another State, the +Confederation could only complain and protest. It had no power of +punishment or coercion. + +One of the chief disagreements over the Articles, as they were +considered by Congress, arose from the conflicting claims to the land +lying between the Alleghany Mountains and the Mississippi. The claims +put forth by Massachusetts, Connecticut, Virginia, the Carolinas, and +Georgia, that their charters extended interminably into the land, were +resisted by New Hampshire, Rhode Island, New Jersey, Pennsylvania, and +Maryland, whose western boundaries were distinctly defined. New York +put forth a claim for the Ohio valley, based on an Indian treaty. It +lay athwart the claims of some of the other States. + +Virginia's assertion that the "South Sea" mentioned in her charter as +her western limits entitled her to the land as far west as the Pacific, +if British authority should ever extend so far, was declared +preposterous by delegates from other States who looked upon the land +between the Alleghanies and the Mississippi as a valuable common asset, +if the war should terminate favourably to their cause. + +"Every gentleman," said Wilson, of Pennsylvania, in debate, "has heard +much of the claims to the South Sea. They are extravagant. The grants +were made upon mistake. They were ignorant of geography. They thought +the South Sea within one hundred miles of the Atlantic Ocean. It was not +conceived they extended three thousand miles. Lord Camden considers the +claims to the South Sea as what can never be reduced to practice. +Pennsylvania has no right to interfere in these claims, but she has a +right to say that she will not confederate unless those claims were cut +off." + +On the other hand, Virginia and the States having these western claims +had sufficient influence in the Congress to strike out every proposed +clause attempting to restrict the western limits; but they could not +prevent the regulation of trade with the Indians not inhabiting a State +being handed over to the proposed Confederation. This was the initial +step in national regulation of western affairs. + +Since the Congress in this new form was to be the sole visible agency +of the National Government, possessing the legislative, the executive, +and even such judicial powers as the Confederation possessed, +representation in it had to be most carefully considered. The committee +had provided that in determining questions the present method should +be continued which allowed each State to have one vote; and in vain +did the advocates of representation according to population plead +against it. Franklin pointed to the effects of unequal representation +in England and begged that the new Government might be started aright. +"Let the smaller colonies give equal money and men," said he, "and +then have an equal vote." His fellow-delegate from Pennsylvania, Dr. +Rush, added the voice of prophecy when he declared that the States +ought to represent the whole people; and that each State retaining one +vote would tend to keep up colonial distinctions. + +"We are now a new nation," said he. "Our trade, language, customs, +manners, don't differ more than they do in Great Britain. The more a man +aims at serving America, the more he serves his colony. We have been too +free with the word independence; we are dependent on each other, not +independent States. I would not have it understood that I am pleading +the cause of Pennsylvania. When I entered that door I considered myself +a citizen of America." + +Truly here was the voice of unionism crying in the wilderness of +individualism. It is the sentiment of a century later. + +The advocates of equal State representation had the advantage of +precedent and of present practice. The large States had won in retaining +their claims to the western lands. It was now the turn of the small +States. In the final vote on representation, the four large States of +Virginia, Massachusetts, Maryland, and Pennsylvania, containing over +one-half the entire population of the thirteen States, were outvoted +by the five small States of New Hampshire, Rhode Island, New Jersey, +Delaware, and Georgia. The State and not individual voting was to +continue in Congress. The medium-sized States of Connecticut, New York, +and the two Carolinas, showed a "disinterested coolness" in the matter. +Few took so gloomy a view of such an arrangement as did John Adams, +who predicted that within ten years the Articles would be found as +weak as a rope of sand in holding the people together. + +Being one of the chief causes of the Revolution, the power of direct +taxation was a very sensitive point. To avoid this, the pernicious +system of assessing quotas on the several States was continued. It was +derived from the colonial custom, and might be expected to produce as +little revenue and as much discord as it had done in those days. The +Articles as adopted by the Congress were an improvement upon any effort +of the kind previously attempted; but the results likely to follow the +withdrawal of the pressure of war and the return of decentralising +peace might easily be predicted. + +Having at length been agreed to in the Congress, the Articles were +sent to the several State Legislatures to be accepted or rejected. +Although popular conventions had come into use in forming the various +State Constitutions, the Congress maintained its early diplomatic and +consulting nature by dealing with the State Legislatures instead of +popular conventions. The members of Congress were too well aware of +the many defects in the new frame to hope that it would be speedily +adopted. In the official letter which accompanied it to the State +Legislatures, they confessed that the business of coming into the +national agreement had been attended with uncommon embarrassment and +delay. + +"To form a permanent union," said the address, "accommodated to the +opinion and wishes of the delegates of so many states, differing in +habits, produce, commerce, and internal police, was found to be a work +which nothing but time and reflection, conspiring with a disposition to +conciliate, could mature and accomplish. Hardly is it to be expected +that any plan, in the variety of provisions essential to our union, +should exactly correspond with the maxims and political views of every +particular State." + +As rapidly as the State Legislatures adopted the proposed plan, they +were to notify their delegates in Congress to sign the document, thus +formally entering the Confederation. It was provided in the Articles +that they should not go into effect until signed by every State. Neither +could they be amended without unanimous consent. These unfortunate +provisions were due to the tender regard which prevailed at the time +for the rights of the individual. "Government proceeds from the consent +of the governed" was interpreted by many enthusiasts to mean the consent +of every individual and not simply the majority. These Article days +mark not only the ultimate point of the fear of centralisation, but +also the greatest solicitude for the individual. Even in Congress, +where delay in legislation might be hazardous, no important action +could be taken by a majority, but the consent of nine States must be +had. + +The required unanimity of ratification kept the Articles for nearly +three years awaiting action by all the State Legislatures, while the +people gradually lapsed into that lawlessness which a civil war always +brings in its train. The war itself contributed in no small degree to +the delay. When a State was invaded by the enemy, help was needed, and +the confederation feeling ran high; but the civic machinery, disturbed +by war, could not be made to serve the purpose of ratification. When +the tide of war swept on, and the State was relieved from immediate +danger, the old feeling of local importance returned, individualism +revived, and the union feeling waned. + +The Legislatures of seven States in ratifying thought they could improve +the Articles in certain particulars. Some wanted a test oath applied +to all national officers; others would have wealth as a basis of +apportionment simply a trial arrangement; and still others would remove +the requirement that nine States be represented in Congress for the +consideration of certain matters. New Jersey had the clearest vision +of all. + +"We are of the opinion," said her Legislature, "that the sole and +exclusive power of regulating the trade of the United States with +foreign nations ought to be clearly vested in the Congress, and that the +revenue arising from all duties and customs imposed thereon ought to be +appropriated to the building, equipping, and manning a navy, for the +protection of the trade and defence of the coasts, and to such other +public and general purposes as to the Congress shall seem proper and for +the common benefit of the states." + +Neither this nor any of the forty-six amendments thus proposed by the +States was adopted by the Congress. The Articles stood as first adopted +until their overthrow. + +Maryland, for reasons to be given hereafter, was the last State to +consent to the Articles. On March 2, 1781, the legal government of the +Articles of Confederation took the place of the illegal revolutionary +government, which had existed by common consent since 1776. A few guns +were fired, and flags displayed, but there was nothing to show the +change. The United States Congress, as it came to be called, was the +chief evidence of the Federation. Its actions were now justified by +a written agreement among the States and its powers definitely +prescribed. Otherwise affairs continued as before. The war was still +the engrossing business. + +The Articles were in reality only a general treaty between thirteen +sovereign States occupying contiguous territory and pledging themselves +mutually to resist any attacks made upon them. Such a plan might have +been practicable, if the States had occupied thirteen islands, each +using a different language, and each producing sufficient to satisfy +its inhabitants, so that trade and communication need never have become +necessary. As it was, the framers failed to appreciate the force of +geographic contiguity. They believed that they could create and maintain +a kind of central clearing-house for national needs, giving to it only +the duties of declaring war and peace, managing ambassadors, making +treaties, establishing prize courts, managing the post-office, and +commanding such land and naval forces as might at any time be necessary. +Regardless of the expanding laws of growth, they thought the central +authority could be confined to these stated activities. + +[Illustration: TITLE-PAGE OF A COPY OF THE ARTICLES OF CONFEDERATION. +This copy was printed in 1777, the year the articles were proposed by +the Continental Congress to the several States to be ratified.] + +Compared with the present National Government, which a different plan +and a liberal interpretation for a century have conspired to bring +about, the Articles of Confederation presented some strange anomalies +of administration. The Federal Government could declare war, but could +not enlist soldiers. It could only call upon each State to furnish its +proportion. If, as was likely to happen, any particular portion of the +country was threatened by an enemy, Congress might call for an extra +number of soldiers; but the State Legislature might judge how many +could safely be spared from the service of the State. The National +Government could not even appoint its own officers below the rank of +colonel. It could make peace, but, in order to secure a successful end +to a war, it could not collect a dollar for expense, except as each +State graciously consented to pay its share. It could make a treaty +with another sovereign, but could not compel its own subjects to obey +the terms of the treaty. It could send an ambassador to a foreign +Court, but had to turn to the States for money to pay his salary. It +could regulate prizes and subdue piracies on the high seas, but had +no control over goods entering its own ports. At the close of the war, +it could gratefully vote a monument to General Washington to be erected +at the seat of government, but could not secure enough money to erect +it. + +The National Government under the Articles of Confederation could +destroy the commerce of an enemy, but could not retaliate upon the +products of an unfriendly rival in time of peace. It could regulate +the alloy and value of coins, but could not keep a State from issuing +waggon-loads of paper money, destined to depreciate and to disturb its +own finances. It could make laws within certain limits but could not +enforce the least of its decrees. It pledged its faith to discharge +all debts contracted by the Continental Congress, but it could not +collect a sixpence with which to do it. The States entering the +agreement promised to refrain from inter-alliances and foreign treaties, +from making war except against Indians or pirates, and from keeping +standing armies or vessels of war; yet if a State broke one of these +stipulations, no provision was made for punishing it. Although any +State could levy impost duties on goods coming into it from another +State the same as from a foreign country, thereby engendering endless +dispute, the Central Government had no court or other means of settling +such contentions or of getting redress for individuals. + +With such false conceptions of the relations between individualism and +unionism, with a national frame foredoomed to failure, with the +distracting situations of the war still upon them, the people of the +United States attempted in 1783 to take that stand among the nations +which they declared God had given them. At once they came into contact +with the habits and precedents of old and well-established governments. +Diplomacy is not a game for amateurs. Fortunately a decade was to +elapse before a European crisis would call attention to the new-comer +as a possible pawn in the game. Their first introduction in the +character of solicitors for aid had not been auspicious. The process +of securing this aid had gained for them a treaty with France and +indirectly with Holland; but Spain, more suspicious of the new nation +because of the proximity of her Floridas and Louisiana to them, still +dallied with their advances. England, compelled to make a treaty to +close the war, refused to do more. Sweden, Prussia, and Morocco were +of insufficient maritime importance to make the treaties with them a +cause for rejoicing. + +Admission to full membership and to an equal share in trade did not +follow necessarily from these first greetings. They could be gained +only by proof of fitness and even compulsion. The applicant must make +a place for himself. Sentiment plays no part in the rivalry of nations. +Self-preservation is the prime law. + +John Adams, conscious of his prominent part in the rebellion, militant +in his ideas of republicanism, elbowed his way into the Court of St. +James as the first representative of the former British possessions. +He was distressed, as he wrote to Livingston, Secretary of Foreign +Affairs, at being obliged to consume the labour of his fellow-citizens +upon the foolish ostentation of a Court presentation. Anxious concerning +the reception which he would meet from representatives of other nations, +he was relieved to find that custom required them to call first upon +a new-comer. "We shall now see," he wrote, "who will and who will not." + +As a whole, his reception by both Court and diplomatic corps was +satisfactory, especially the courtesies shown him by the King. But he +was chagrined to find what a small impression the birth of his country +had made on British memory and British policy. Political independence +had been allowed, but commercial independence was denied. No treaty +of commerce could he add to the existing treaty of peace. The West +India ports remained closed to American trade. Pitt's bill to annul +the Navigation Acts so far as they concerned the United States was +dropped in Parliament. It was feared to put the Americans on the same +footing as European nations, lest they might be able to retain the +trade which they had enjoyed as British colonists. Certain additional +restrictive measures were put into force. "Our trade was never more +completely monopolised by Great Britain when it was under the direction +of the British Parliament," Madison complained to Monroe. + +Neither would Britain grant the new sovereign power the courtesy of +sending a Minister in return for Adams. + +"At present," Lord Sheffield advised in his book on _Observations on the +Commerce of the American States_, which passed through several editions, +"the only part Britain should take is most simple and perfectly sure. If +the American States choose to send consuls, receive them, and send a +consul to _each State_. Each State will soon enter into all the necessary +regulations with the consul and this is the whole that is necessary." + +This gentle insinuation that the Confederation had no force and the +suggestion of uncertainty whether the new nation consisted of one or +thirteen powers contained too much truth to be pleasant to the +Americans. + +Mrs. John Adams, exchanging the social station accorded her in +Braintree, Massachusetts, for the diplomatic colony at London, found +herself of little service in aiding her husband's social standing. She +shared his Americanism. She wrote home that she had never seen an +assembly room in America which did not exceed that at St. James in +point of elegance and decoration, and that the women of the Court, in +all their blaze of diamonds set off with Parisian rouge, could not +match the blooming health, the sparkling eye, and modest deportment +of the dear girls of her native land. When presented to the King, she +declared that her reception stung her like an adder, although His +Majesty was kind enough to salute her cheek. She thought Queen Charlotte +rather embarrassed and Mrs. Adams confessed to a disagreeable feeling. +Yet the Queen simply inquired whether Mrs. Adams had gotten into her +new house and how she liked it. Years after, Mrs. Adams confessed that +the humiliation of Queen Charlotte was no sorrow for her. Three years +of neglect could not be readily forgotten or forgiven. + +"Nothing but retaliation, reciprocal prohibitions, and imposts, and +putting ourselves in a posture of defence," the American Minister +informed his Government, could make an impression on England. National +action along any of these lines was impossible, because each State had +control of its own commerce. Individual retaliation was a burlesque. +Virginia at one time placed a tonnage duty on British vessels four +times that charged French and Dutch traders with whom the United States +had treaty arrangements. British vessels simply avoided Virginia ports +and sailed freely into those of other States. "When Massachusetts set +on foot a retaliation of the policy of Great Britain," wrote Madison, +sending the news to Jefferson in France, "Connecticut declared her +ports free. New Jersey served New York the same way. And Delaware, I +am told, has lately followed the example, in opposition to the +commercial plans of Pennsylvania." Many similar cases might be cited. +Some wag likened such efforts to a man who plugged up most carefully +the worm-holes in one end of a cask and knocked the whole head out at +the other end. + +Fully three-fourths of all shipping to be seen in American ports flew +the British flag; yet American vessels could bring only American goods +into British ports. American ships were positively forbidden to trade +in the British West Indies, and American vessels sold in England could +not be used in British colonial trade. Under these circumstances, John +Adams became convinced that nothing but a complete change in the form +of the American National Government, giving over the control of commerce +into the hands of the Confederation, would be of avail in bringing +Britain to terms. As the end of her husband's mission drew nigh, Mrs. +Adams declared that she would quit Europe with more pleasure than she +came to it, and uncontaminated, she hoped, with its manners and its +vices. She attributed the ill success of her husband's efforts to the +lack of concord at home; to the debts which her countrymen had +contracted in Europe and were unable to pay; to the expectation in +England that prohibitory acts and heavy duties would bring the Americans +back to British allegiance; and to the calumnies circulated by the +Tory refugees in England. Their departure was marked, in the opinion +of John Adams, by a dry decency and a cold civility, which made him +feel, in breathing the air of his own country again, as if he had just +escaped from prison. + + + + +CHAPTER II + +THE PROBLEMS OF THE BACK LANDS + + + +The ease with which the American domain had been permitted to extend +to the Mississippi in the peace negotiations with Great Britain did +not mean a freedom from future anxiety concerning the "back lands," +lying to the west of the thirteen States. The entire domain contained +about 827,000 square miles, inhabited by about three million people, +very unequally distributed. Population was most dense near the coast +and gradually shaded off toward the interior. The front wave of +civilisation may be located by an irregular line passing through central +New Hampshire, skirting Lake Champlain, narrowing down to the Mohawk +valley, and across north-western New Jersey, whence it turned due west +across the mountains in a long arm reaching to Pittsburg. Retreating +to the Shenandoah valley, it descended to central Georgia and thence +to the sea. An "island" of people was to be found in central Kentucky +and another in north-central Tennessee. A great tract of vacant but +desirable land, comprising probably three-fourths of the domain, +stretched from within two hundred miles of the seacoast to the distant +Mississippi River. Barring a few French villagers, it was inhabited +only by savage men and beasts. + +The lack of co-operation among the colonies in managing the Indians +had made a lasting impression. During the Revolutionary War, the +Congress gradually assumed the management of the savages to keep them +from serving the British forces. This was especially true of the tribes +dwelling beyond the recognised limits of the thirteen States. The State +Governments readily consented to allow the central body a large control +in this matter, because it meant so much for the common defence. The +British method of Indian agents and commissioners for different +geographical departments was adopted by the Congress, the whole being +placed under control of the Department of War. The National Government +thus came into control of the savages who inhabited the vast +trans-Alleghany region. The thought naturally followed that it should +be given control of the land itself, if it were to manage the savages +successfully. + +Following the war, commissioners and agents complained that they could +not get the confidence and trade of the Indians of the North-west, +because of the influence of the British troops remaining in the forts, +in that quarter. According to the stipulations of the treaty of peace, +the forts located on the American side of the boundary line were to +be evacuated. There were some half-dozen of these posts, ranging along +the international line from Michilimackinac at the head of Lake Huron, +to Dutchman's Point, near Lake Champlain. The number of troops in each +was not sufficient to cause any fear of invasion; but their presence +produced an uncertainty in the Indian mind whether the control was +still with the British or had passed to the United States. The fur +trade, which should have passed through the States, was diverted to +Canada along the old lines. + +Instead of vacating, the troops went out from some of the forts and +built additional new posts on American soil. "The Great Father across +the Waters," said a chief, when returning an unsigned treaty to Col. +Harmar, "has not given this country over to the Thirteen Fires." Knowing +the former predilection of the Indians for the French, the services +of Lafayette were enlisted, prior to his return to France, in addressing +a council on the frontier of New York to enlighten the natives +concerning their new allegiance. It was felt that all efforts would +be of no avail until the British were removed. To all American protests, +the British Government replied that the posts would not be evacuated +until the Americans had fulfilled their part of the treaty concerning +the debts owed to British merchants. + +[Illustration: THE OLD BLOCKHOUSE AT MACKINAC, 1780] + +At the beginning of the Revolutionary War, large sums had been due +British exporters and factors by American planters and traders, because +of the commercial system in vogue at that time. The war gave excuse +to unscrupulous debtors to withhold payment. Associations were formed +in many communities to adopt this form of retaliation, although +discountenanced by the better classes. At the close of the war, it was +said that there was not sufficient money in circulation to discharge +these long-due obligations. Jefferson estimated the debts due British +merchants in Virginia alone at thirty times the amount of money in +circulation in the State. Many States had passed stay laws against +executions to recover such debts and had thrown other legal obstructions +in the way of the British creditors. Claim was made not only for the +original amount of the debts, but for back interest as well. The +American merchants rejoined that they could pay neither principal nor +interest until they had been compensated for their slaves carried away +by the British Army and the Tories at the end of the war and contrary +to the terms of the treaty of peace. The labour of these slaves, they +said, would enable them to pay the debts. + +Undoubtedly American statesmen wished to sustain inviolate the +provisions of the treaty, not only by preventing the States from +interfering with the collection of valid debts, but also by protecting +the Loyalists or Tories, as the treaty demanded. The English +negotiators, having small experience with a Confederation, supposed +that the clause in the treaty binding Congress to recommend actions +to the several State Legislatures was equivalent to a warrant. It was +agreed that the privilege should be granted to any person to go into +and remain twelve months in any part of the United States to regain +his property by law. The treaty provided further that Congress would +recommend to the States the restoration of all property to former +owners upon payment of the bona fide price which the present possessors +paid for it after confiscation. The treaty also implicitly promised +that there should be no more confiscations or prosecutions. The several +provisions for the alleviation of these Loyalists indicate slightly +the misfortunes into which their action brought them. Their treatment +both officially and by the mob has been described by some foreign +writers as the darkest page in American history. But they had choice +of sides in the issue. Granted that they supposed they were right in +upholding government against rebellion; yet the law of consequences +accepts no excuse for over-conservatism. He who fails to keep step +with the march of events falls behind and suffers the consequences. +The Loyalists were on the losing side and suffered the common fate of +the conquered. + +War is abnormal. It undermines ideas of justice prevalent in time of +peace. Thus it came about that the treatment of the Loyalists reacted +unfortunately on the patriots. They had harried the royal sympathisers +out of the land. They had grown accustomed to using force and could +not readily return to law-abiding methods. They would not obey even +the provisions of a national treaty. The Articles of Confederation, +under which they were attempting to live in concord, kept a State from +laying a duty which would interfere with the proposed treaties with +France and Spain. Otherwise there was no compulsion aside from the +moral obligation attached to a treaty. However, John Jay, Secretary +of Foreign Affairs, acting in the capacity of an Attorney-General, +rendered an opinion that no State according to the Articles could +disobey or even interpret the provisions of a national treaty. Congress +adopted resolutions to the same effect. But without coercive power, +resolutions of Congress were idle as the wind. Jay confessed to +Jefferson in France, his fears that "some of the States had gone so +far in their deviations from the treaty that I fear they will not +easily be persuaded to tread back their steps." He also stated his +conviction after investigation that there had not been a single day +since the treaty had been signed in which it had not been broken by +some State. Washington also testified to the helplessness of Congress +by saying, "If you tell the Legislatures that they have violated the +treaty of peace, and invaded the prerogatives of the Confederacy, they +will laugh in your face." In this manner, a series of unfortunate +diplomatic complications turned upon the British possession of the +American forts along the frontier. + +Nor was the impotence of the new nation exhibited toward England only +in the western country. Because it drained almost the whole of the +great inland valley, forming with its tributaries a network of +ready-made highways, the Mississippi River assumed an importance to +the trans-Alleghanian settlers which is lost in these days of +artificial means of transportation. As Madison once said, "It is the +Hudson, the Delaware, the Potomac, and all the navigable waters of the +Atlantic States formed into one stream." It is true that the freedom +of navigating the Great Lakes and the St. Lawrence was secured to these +western people by the Treaty of 1783, but these ways to the sea were +closed by ice during a portion of the year and were impeded by falls. +The lower Mississippi, on the other hand, had neither of these +obstructions to navigation. Near its mouth was the city of New Orleans, +where ocean vessels lay ready to receive western products. The current +made easy the voyage thither. For twenty years the traditionally +easy-going Spaniard had held the mouth of the river, placing severe +restrictions upon foreign traders, but too indolent to enforce them. + +Great Britain and the United States had ignored Spain when they declared +in the treaty of peace that the Mississippi, from its source to the +Gulf, should remain for ever free and open to citizens of both +countries. Perhaps because she was disappointed in not getting a portion +of the middle valley away from the Americans in the course of the peace +negotiations, Spain soon began to show that she was at least mistress +of the lower part of the river. Just where her dominion began was +uncertain. During the war, a Virginia captain raised his colours on +the Mississippi a few miles above Natchez. A Spanish commandant buried +a box near the same spot with the colours of his sovereign as a token +of possession. After 1783, the flatboatmen, who adventured down the +river with loads of tobacco, flour, or planks, seeking a market at New +Orleans or adjacent settlements, found at the Walnut Bluffs, about ten +miles below the mouth of the Yazoo River, a post of Spanish customs +guards. These bade them lower their flag and put themselves under the +protection of the governor of Natchez before proceeding. If the goods +escaped paying a duty at this place, they were examined a second time +when they reached the group of about one hundred houses, crowning the +bluff, which constituted the city of Natchez. On a prominent point, +commanding a view of the river for many miles, stood the governor's +palace and the fort, at which were usually stationed about a score of +Spanish troops. + +The hardy frontiersmen, who escaped the perils of navigating the river +as far as Natchez, bore the inspection and frequent seizure of their +goods as a great hardship and unwarrantable action. Scarcely had trade +opened after the war before Congress received a complaint from one +Fowler that his flatboat loaded with produce for the New Orleans market +had been seized for refusal to pay duties at Natchez. A few months +later, Thomas Amis, a North Carolina trader, reported the seizure of +his stock at the same point, consisting of 142 Dutch ovens, 53 pots +and kettles, 34 skillets, 33 cast boxes, 3 pairs dog irons, a pair of +flat irons, a spice mortar, a plough mould, and 50 barrels of flour. + +Complaints of some of these seizures officially reached Congress. +Countless tales of other infringements upon American rights on the +lower Mississippi were told among the settlers along the western slope +of the Alleghanies, arousing them to the conviction that they were +being sacrificed by the commercial interests of the Atlantic plain who +wished to preserve a profitable trade with Spain. Gardoqui had arrived +at the seat of government in 1785 as the first representative of the +Spanish King. He was determined, as he said, to make the lower +Mississippi a "bone of contention" in negotiating the long-delayed +treaty with the United States. Not much agitation on his part was +necessary. The western people were wrought up to the determination to +take matters into their own hands, if necessary, to procure an outlet +to Europe for their goods. The rumour that Jay, Secretary of Foreign +Affairs, had approved to Congress the suggestion of Gardoqui, that the +river be closed for ten years as the price of a commercial treaty, +drove them to the point of forcible resistance. The Spanish also +continued to occupy posts on the American side of the Florida boundary +line, but this was a grievance only as they were accused of arousing +the Indians to hostility against American settlers. In truth, these +western pioneers formed a long arm of people thrust out between Indians +under British dominance on the north and Indians under Spanish control +on the south. + +Believing themselves outside the pale of eastern protection, the western +people entertained various projects for self-preservation. George +Rogers Clark, whose daring Virginia expedition into the Illinois country +had gained him fame in the Revolutionary days, placed himself at the +head of a volunteer company which called itself the "Wabash regiment," +and had been recruited in Kentucky for an expedition against the Shawnee +Indians. Clark had degenerated through intemperance into a kind of +border freebooter. Turning his troops from the original purpose, he +seized the goods of the Spanish traders at Post Vincennes as a +retaliation upon the Spanish, and prepared to descend upon New Orleans. +Congress was compelled to take strong measures for disbanding his +followers and making amends to Spain. A short time after, another +Kentuckian was at Vincennes organising men to drive out the Spanish +and make a settlement at Natchez, presumably inside the limits of +Georgia. "Ireland is a free country to what this will be when its +navigation is entirely shut," he wrote to the governor of Georgia in +unfolding his scheme. An emissary was sent through the Illinois French +settlements to describe the Spanish outrages on the lower Mississippi. +Seditious papers were circulating in Kentucky and in the revolutionary +State of Franklin. "In case we are not countenanced," said one of these +documents, "and succoured by the United States, our allegiance will +be thrown off and some other power applied to. Great Britain stands +ready with open arms to receive and support us." One adventurer assured +Gardoqui that fifty thousand men would be in arms in the western country +to get their commercial rights. + +Even a more efficient government than a Confederation would have +experienced difficulty in overcoming these decentralising effects of +the Alleghany Mountains, before improved methods of transportation had +annihilated the barrier. The people along the Atlantic Ocean and those +in the Mississippi valley lived really in two parallel north and south +plains, having easier outlets through foreign countries and therefore +more points of contact with them than with each other. Although obscured +by the later north and south sectionalism, this east and west difference +for many years caused a fear in the older portion that the newer or +valley part would secede from it. This fear began with the troubles +over the navigation of the Mississippi, it was renewed by Genet's +intrigues, it reached its climax in Burr's expedition, and it subsided +only when railways and canal transportation had levelled the mountains +and thereby lessened the importance of waterways. + +European strategists made ready use of the isolated condition of the +western people, not always with the object of absorbing them, but +rather of using them in the great game of territorial acquisition +played so many times on the American board. For instance, in 1787, the +French Minister to the United States forwarded to his Government a +document presented to him, evidently by a native of France residing +in America, which described the extent of the Mississippi valley and +the dissatisfaction of its inhabitants. The paper asserted that the +people beyond the mountains + +"seek for a new support and offer to the power which will welcome them +advantages which will before long effect those which America, as it now +is, could promise.... It requires a protector; the first who will stretch +out his arms to it will have made the greatest acquisition that could be +desired in this new world. Fortunate my country if she does not let this +moment escape, one of those not presented twice." + +A year or two later, the British consul at Philadelphia was suggesting +to his Government the use of the western settlements of the United +States in an expedition to be made against Spanish New Orleans. These +frontiersmen would co-operate, he thought, in any measure that might +tend to secure them a free trade which the uninterrupted passage of +the Mississippi would effectually establish. He pronounced them a hardy +race, adventurers by profession, and ready to seize every opportunity +of profit or employment. They were described in a project for using +them presented at another time to the French Government as "hardy, +enterprising, good marksmen, lovers of liberty, and always armed." + +The extent to which the western people were prepared to go in the +Confederation days was a matter of much dispute, and was aired fully +in the course of time by controversies in Kentucky politics. But their +hardihood and capacity for achievement have never been questioned. +They were qualified by nature to insist upon their rights even if such +insistence embarrassed the foreign negotiations of the home Government. +Bred in the rural districts of Virginia and the Carolinas, accustomed +to solitude and privations, depending upon their rifles for food and +largely for dress, they felt no ties binding them to home and the old +life when once they had crossed the mountains. They were self-dependent +in nearly every particular except arms and ammunition. Carrying the +organising instinct of their English forefathers, they set up local +government as rapidly as their numbers warranted. To be held as +colonists by the States to the eastward of the mountains was contrary +to that spirit of inherited freedom which had already made those States +out of colonies. Just at the dawn of the Revolution the colonisation +of the far-famed "blue grass" region of Kentucky had begun, when Daniel +Boone led the Transylvania Company from North Carolina to found +Boonesboro. Although the independent government which this company +erected was suppressed by the governors of Virginia and North Carolina, +the movement could not be stayed. A few years later, these Kentuckians, +increased in numbers by the enormous migration thither, were holding +secession conventions which Virginia thought wise not to resist. North +Carolina repressed with some effort the independent State of Franklin, +or "Frankland," the land of the free Franks, as it was first called, +which John Sevier and other hardy spirits set up in what is now eastern +Tennessee. + +While these attempts to create independent States in the remote regions +are now praised as evidences of the organising instinct of the American +people, it must not be forgotten that at the time they were formed +within the legitimate bounds of regular States and seriously threatened +to impair their domains. The domain of a State is regarded as one of +the most inviolable attributes of its sovereignty. The third Article +of the Confederation bound the States to assist any of their number +against attacks made upon its sovereignty. Not only were the States +of Virginia and Kentucky threatened with the loss of territory through +insurrection. The "Green Mountain boys," headed by Ethan Allen, had +succeeded in setting up an independent State, with a popular innkeeper +as governor, upon land claimed by New York. Against these infringements +upon the integrity of the States, the Congress could do nothing more +than draw up resolutions expressing "the highest disapprobation" of +those who participated. + +The experience of the National Government under the Articles of +Confederation with the settlers on the frontier beyond the recognised +limits of the thirteen States, although alarming at the time, was +invaluable as a lesson. It taught thinking men not only that the Central +Government must be given more power to protect the States themselves, +but that these remote districts could be best governed by the central +authorities. Every argument of this kind was timely since it might +induce the States still holding out to yield their back lands as a +common property. The beginning of ceding the western lands to the +common stock is important as a precedent since it created ultimately +the profit-sharing principle of the public domain. Mention has been +made of the failure in Congress to place western bounds on certain +States. When the Articles were sent to all the States for ratification +before going into effect, individual State Legislatures had opportunity +of making such boundary restriction the price of a national agreement. +Individualism in this instance proved a blessing. It is important to +an appreciation of the times to note that the State whose persistence +won the victory was not one of the largest or most influential. Maryland +was the eighth in rank of territory and probably the sixth in number +of population. Her powerful neighbour and ancient enemy, Virginia, +upon assuming statehood, had reiterated her charter claims to full +one-half the territory of British North America, magnanimously "ceding" +to the States of Pennsylvania, Maryland, and the two Carolinas the +land of which they were already possessed. + +As Virginia admitted, the British Government had always assumed that the +Atlantic coast-plain was the seat of its thirteen American colonies, and +had refused to acknowledge openly their claims much beyond the crest of +the Alleghanies. The ownership of the vacant lands between the mountains +and the Mississippi River was vested in the King under the name of "Crown +lands." But no sooner had the struggle for independence begun than the +colonies determined in case of success to claim the entire British +possessions in those parts; that is, to the Mississippi. As early as 1776, +Silas Deane, the commercial agent of the United States in Paris, suggested +to Congress the sale of the vacant lands to French colonists as a means of +paying the expenses of the war. The rich valley, when fully regarded as a +possible spoil of war, became a golden apple of discord. It had been won, +small States argued, "by the blood and treasure of all, and ought, +therefore, to be a common estate." + +Led more by the necessity for some kind of a national government to +replace the rule of Britain thrown off in 1776 than by such appeals, the +Legislature of New York in 1781 authorised her delegates in Congress to +quitclaim all lands lying outside her present boundaries to the General +Government for the benefit of present and future States of the Union. +Although the claim of New York, based upon a treaty with the Indians, had +been regarded as shadowy by other States, yet her greatly lauded action +led in the same year to propositions from Virginia and, a few years later, +to advances from Massachusetts and Connecticut resulting eventually in +their giving up all territory north of the Ohio and west of Pennsylvania +and New York. Persuaded by these favourable indications, Maryland signed +the Articles, as heretofore described. + +Whether the persistence of Maryland was due to her desire for the +national good, to selfishness in wishing a share of the national spoils +of war, or to animosity toward Virginia dating from their ancient +boundary dispute, the result may well be pronounced the most important +step toward union since the appointment of Washington to the head of +a national army. The public domain was the first inheritance the needy +National Government ever received aside from debts and disputes. Not +that the pecuniary return from the sale of the public lands proved as +large as at first imagined; but that this tangible asset gave some +dignity to the intangible Union. The disposal of the land, as a +profit-sharing enterprise, formed a business undertaking which concerned +all the States. It could be managed only by the combined powers. + + + + +CHAPTER III + +THE CARE OF THE PUBLIC LANDS + + + +Having been entrusted with the responsibility of administering the +back lands, Congress immediately entered upon the work of arranging +a method for their survey and sale, and of devising a feasible +government to be extended over them. The pressing need of securing a +revenue from them, together with a realisation that prospective +purchasers would require protection both from each other and from the +savages, impelled the members to immediate action. Against the many +failures with which the old Congress stands charged during the eight +years of its national control, the ordinances for the disposition and +government of the western lands form a most pleasant and redeeming +contrast. The Congress faced an absolutely new task. There were many +precedents in history for colonial holding, varying from the policy +of Greece, which allowed complete severance of home ties, to that of +Spain, which regarded colonies as existing solely for the benefit of +the mother country. By adopting the one, the United States must have +left the western emigrants to perish. The other was repugnant to a +people who had just rebelled against even the moderate colonial system +of Great Britain. Equality is the only standard for a republic. Congress +had resolved in 1780 that the lands ceded to its jurisdiction should +be "disposed of for the common benefit and be settled and formed into +distinct republican States which shall become members of the Federal +Union and have the same rights of sovereignty, freedom, and independence +as the other States." Here was an action almost unprecedented. Instead +of holding the outlying region as a colonial possession for the benefit +of the older portion, or making it into an Indian hunting-ground as +Britain had tried to do, the Confederation of States had voluntarily +agreed to erect it into independent States upon perfect equality with +themselves. It was a practical application of the principles of the +Declaration of Independence, of no taxation without representation, +and of the real equality of all portions of the domain. The action was +taken for the very practical purpose of assuring the States that if +they surrendered their claims to the western lands, their citizens who +migrated thither would not lose their rights by changing from State +to national sovereignty. + +Jefferson is presumed to be the father of the ordinance which first +collected these promises into a working model; but not even Jefferson, +rejoicing in laying out imaginary states from the new national +possession and giving classic names to them, could foresee that there +was being called into existence a factor most dangerous to his beloved +individualism. The people who would remove from the States and settle +upon lands purchased from the National Government, would be under +national protection, subject to national legislation, and eventually +be admitted by the national power to national statehood. Their affection +would be gradually won away from their native States to be centred on +the Union. Yet the States had not been able to hold the lands +individually. Thus was necessity silently making the Union. + +The provisions of the Jefferson Ordinance of 1784 for the temporary +government of the western territory have been almost lost sight of +because, after it had been in operation for three years and little had +been accomplished through difficulty of dealing with the Indians in +possession of the land, circumstances arose which brought about a new +ordinance superseding the old and changing it in its working details. +Yet the first ordinance embodied the main principles in creating States +which have since been followed. The number of people in any given +portion of the public lands was to be the determining factor. +Jefferson's ordinance would allow these settlers to establish a +temporary government, to adopt the constitution of any one of the +thirteen States, and to elect a legislature. When their number should +reach twenty thousand, they would be allowed to call a convention and +establish a permanent constitution and government. Upon attaining a +population of free inhabitants equal to that of the least numerous of +the thirteen original States (at this time probably Georgia, whose +population was estimated at twenty-five thousand) they would be admitted +on equal footing with the other States. Between the establishment of +the temporary government and admission to statehood, the prospective +state should be allowed a representative in Congress with a right of +debating but not of voting. The well-known Ordinance of 1787, which +replaced that of 1784, substituted for the temporary government to be +erected by the settlers a ready-made administration of governor, +secretary, and territorial judges, to be sent out by the National +Government, and to continue until the free male population should +number five thousand, when they were to be allowed to exercise home +rule in setting up a territorial government. The standard for statehood +was fixed definitely in the later ordinance at sixty thousand free +inhabitants. + +Jefferson, notwithstanding the supposedly aristocratic training of a +Virginia environment, placed no qualification for suffrage or office +in his ordinance. The Ordinance of 1787, presumably drafted under +democratic New England ideas, placed a qualification of ownership of +two hundred acres of land upon a representative in the territorial +legislature and of fifty acres upon an elector for a representative. +Here was an illustration of that revertive tendency in the sections +which has maintained the national equilibrium. Accumulated wealth in +the North was beginning to overcome the levelling creed of the Puritan, +while the economic loss resulting from slave labour in the South was +reducing the colonial Cavalier class in the planter States. The +exceedingly profitable cotton culture had not yet developed in the +Gulf States to create the ante-bellum aristocracy of the lower South, +nor had the stream of European immigration set in to the Northern +States to restore the levelling tendency there. + +The two ordinances were alike in precluding the separation of any part +of the territory from the United States, requiring the inhabitants to +pay a portion of the national debt, and forbidding new States, to +interfere with the sale of or to tax the national public lands within +their limits. + +Two provisions in Jefferson's first draft of the Ordinance of 1784 +were struck out by the Congress before adoption. One, which forbade +granting of titles of nobility, was eliminated because, as Jefferson +wrote to Madison, "it was thought an improper place to encounter them." +The contest against the introduction of aristocracy was unlikely to +be precipitated in the backwoods bordering the Ohio River. Yet the +provision would have been in keeping with the spirit of the times. +Congress had recently rejected a proposition made to Washington by the +Polish Order of Knights of Divine Providence that their order should +be officially extended to the United States. The other eliminated +provision, forbidding slavery and involuntary servitude in the territory +after the year 1800 except as a punishment for crime, is important not +only as the first attempted restriction of the slavery system by the +National Government, but also as furnishing an interesting comparison +with the later sentiment on this unfortunate controversy which affected +every phase of United States history for a century. + +When he incorporated this provision in his draft of the ordinance, +Jefferson was but little in advance of the opinion of the day on the +effects of employing slave labour. Never until its death was the system +so near dissolution as in the organising days between the birth of the +republic and the invention of the cotton-gin. State after State in +forming its constitution, or by special enactment, arranged for +immediate abolition or gradual emancipation. Even in slaveholding +Virginia and North Carolina, few could be found to defend the system +from an economic standpoint, although they had to admit the necessity +of its use in the rice swamps of South Carolina and Georgia. + +Lafayette was urging Washington to employ his recently acquired leisure +in transforming slaves into free tenants. "Such an example as yours," +he wrote from Cadiz, "might render it a general practice." + +"Would to God a like spirit might diffuse itself generally into the minds +of the people of this country," replied the Virginia farmer, "but I +despair of seeing it. To set the slaves afloat at once would, I really +believe, be productive of much inconvenience and mischief, but by degrees +it certainly might and assuredly ought to be effected; and that too by +legislative authority." + +At the same time he put himself on record as determined never to add +another to the number of his slaves by purchase. A petition for +emancipation had just been introduced into the Virginia House of +Delegates and was "rejected without dissent; but not without an avowed +patronage of its principles by sundry respectable members," as Madison +informed Washington. "A motion was made to throw it under the table, +which was treated with as much indignation on one side as the petition +itself was on the other." + +Jefferson had been disappointed at an earlier time because no +emancipation provision had been incorporated in the Constitution of +Virginia. + +"What a stupendous, what an incomprehensible machine is man!" he wrote in +this connection, "who can endure toil, famine, stripes, imprisonment, and +death itself in vindication of his own liberty and the next moment be deaf +to all those motives whose power supported him thro' his trial and inflict +on his fellow men a bondage, one hour of which is fraught with more misery +than ages of that which he rose in rebellion to oppose." + +An interesting commentary on the industrial progress of the country +is afforded by comparing these early views of Southern statesmen upon +the slavery system with those held by a later generation. + +Public sentiment in Virginia was not ready to follow the champions of +individual freedom to the emancipation point, and it refused as +strenuously to be coerced as it did in later years. When the Quakers +of Philadelphia attempted to secure by law the freedom of a body-servant +whom a neighbour of Washington had taken with him on a visit to that +city, the General wrote to his friend, Robert Morris, the wealthy +merchant of Philadelphia, "If the practice of this society, of which +Mr. Dalby speaks, is not discountenanced, none of those whose +_misfortune_ it is to have slaves as attendants, will visit the city +if they can possibly avoid it." + +However, the clause which was struck from the Ordinance of 1784 was +not intended to abolish slavery where it already existed, but to prevent +the extension of the system to new territory. It was the forerunner +of a similar controversy which attended every addition to the national +territory as the people spread westwardly, and which eventually became +a strong factor in precipitating the Civil War. The motion to cast out +was made by Spaight, of North Carolina, but Williamson, his colleague, +voted to retain the clause and thus divided the State. Jefferson was +outvoted by his two colleagues who favoured no restriction on the +people desiring to migrate to the new lands. Maryland and South Carolina +were the only Southern States unanimously against the clause. Six +States north of the Mason and Dixon line voted to retain the clause. +Jefferson took the defeat sorely. + +"Seven States being requisite to decide the proposition affirmatively," he +said, "it was lost. The voice of a single individual of the State which +was divided or of one of those which were of the negative, would have +prevented this abominable crime from spreading itself over the new +country." + +To Madison he reported, "South Carolina, Maryland, and! Virginia! voted +against it. N. Carolina was divided as would have been Virginia had +not one of its delegates been sick in bed." The absent member was young +James Monroe, serving his first term in Congress. + +The close vote, of which Jefferson complains, well illustrates the +evils of voting by States in Congress. Seven affirmative State votes +were necessary to retain the anti-slavery clause. Only eleven States +were represented. One of these had but one delegate and his vote was +cast out by the rule requiring a State to be represented by at least +two delegates to participate in a vote. Of the ten States remaining, +seven must have at least two delegates of an affirmative mind from +each to retain the clause. Six of these States voted solidly to keep +the restriction, but the seventh State could not be secured, as +Jefferson stated. Considered by our present method of voting, sixteen +of the twenty-three delegates present voted affirmatively and seven +negatively; yet the motion was lost and the clause struck out. Rarely +has the power of a minority been so great. The individual may be allowed +to hide the mass by being held too close to the vision. + +However, the defeat of Jefferson's plan of excluding slavery from the +territory after the year 1800 must be considered fortunate by all in +sympathy with the general purpose. By it, slavery would have been +permitted in the western country for sixteen years. The large influx +of migration into the territory within that period, especially from +the Southern States, would have established the system too thoroughly +to be eradicated. The difficulty with which slavery was permanently +kept out, although expressly prohibited by the Ordinance of 1787, is +a proof of this assertion. The clearing of the way for the later +prohibitive action by striking out the clause tended to the ultimate +good. On the other hand, it is pointed out that the Jefferson ordinance +provided only for "a temporary government of the western territory" +and covered "so much of the territory ceded or to be ceded by the +individual States to the United States as is already purchased or shall +be purchased of the Indian inhabitants and offered for sale by +Congress." Eulogists of Jefferson argue, consequently, that if his +restricting clause had been allowed to remain it would have prohibited +slavery in all the land west of the thirteen States, both north and +south, after the year 1800, and thus the entire slavery system would +have died through non-extension. But it must be remembered that the +only land thus far ceded lay north of the Ohio and immediately west +of the free States. It is not conceivable that such a restriction would +have been permitted to hold south of the Ohio and west of the +slaveholding States, directly in the line of migration. Indeed, when +the time did arrive to create a government south of the Ohio, +interference with slavery was distinctly prohibited. It is true, also, +that Jefferson's ordinance as adopted solemnly declared its articles +a charter of compact to stand as unalterable constitutions both before +and after the sale of any part of the vacant land; but that a new +ordinance should supersede it after three years, simply because a +proposed purchaser demanded some additional guarantees, is a proof +that none of its provisions could have withstood the pressure of slave +territorial expansion. + +However, at the time, there seemed small prospect that the National +Government would ever be required to make regulations for any territory +south of the Ohio. Congress had sent out appeal after appeal to North +Carolina, citing the action of the other States, and begging her to +yield her claim to what is now the State of Tennessee. But she resisted +until 1790. South Carolina retained control of a long, narrow strip, +south of the present Tennessee and extending to the Mississippi, until +1787. Georgia, claiming almost the whole of the present States of +Alabama and Mississippi, remained deaf likewise to the entreaties of +Congress until 1802. Virginia, having yielded so much of her original +claim as lay north of the Ohio, was disposed to retain her claim to +the Kentucky country. Jefferson wished to yield all lying west of the +mouth of the Kanawha. Washington approved of this limit, seeing, as +he said, "the impolicy of this State's grasping at more territory than +they are competent to the government of." This liberal sentiment was +never sufficiently general to be effective. Thus it came about that +the Southwestern territory, which Congress ultimately created from all +land ceded south of the Ohio, was never more than a temporary and +passing arrangement compared with the North-west territory. + +[Illustration: MAP SHOWING THE PROPOSED WESTERN STATES. From Morse's +"American Gazetteer". The five States here outlined in the North-west +Territory, with slightly changed boundaries, are to be found on the +map at present.] + +After much study, Congress drew up the Ordinance of 1785 for the survey +and sale of such land as might be given to its care. The details of +this important arrangement in the story of the American people +illustrate the advantages arising from instituting new governments at +a stroke. The rectangular system of land surveys, like the decimal +system of money, was devised and not inherited. Each has proved a +blessing in its simplicity. The divisions of the land upon an +even-number basis, the progressive numbering of the divisions, the +elasticity of the system, and the subdivisions arranged to accommodate +small purchasers, have conduced by their simplicity and adaptability +to speedy disposition and settlement of the national domain and have +minimised later litigation and discord. Since the history of the +American people has been influenced so extensively and persistently +by the disposal and peopling of the public lands, the simple survey +system may be counted among the valuable parts of the national +machinery. + +Surveys were to be made by the "geographer" of the United States, +assisted by a surveyor from each of the States. One-seventh of all +lands surveyed was to be reserved for the land bounties promised to +those who had served in the Continental army. An old handbill, +frequently reproduced, shows that among the inducements to enlistment +held out during the darkest period of the war were "Ease, affluence, +and a good farm." The certificates issued to the soldiers at the close +of the war in lieu of money were made receivable in payment for public +land. A share in all gold, silver, lead, and copper mines was retained +by the National Government. Lot number sixteen in every township was +reserved for the maintenance of public schools. A provision for setting +aside the section adjoining it for the support of religion was struck +out, nor could a motion prevail to preserve it for "charitable uses." +The votes on this question seemed to be governed purely by individual +opinion. The delegates from Virginia, whose Legislature had just dealt +the Established Church in that State its death-blow, voted to retain +the reservation of land for religious purposes, much like the old +church glebe lands. But the separation of Church and State had become +too complete to enter upon a scheme so suggestive of establishment. + +For three years the Ordinance of 1784 awaited the migration of settlers +to the territory who would be protected by it, and, at the same time, +put it into effect. Thomas Hutchins, the national "geographer," and +his assistants from the several States, laid off seven ranges of +townships, in the eastern part of the present State of Ohio, according +to the land Ordinance of 1785, before rumours of hostile Indians drove +them back. The Secretary of War was instructed to draw by lot enough +of the surveyed land to satisfy such bounty land certificates as might +be presented and to advertise the remainder for sale. United States +troops were employed to drive out the "squatters" on the public lands, +to burn their cabins, and destroy their crops. But not an acre was +sold in those three years, not a certificate of national indebtedness +redeemed, and not a shilling received from the land sales for the needy +treasury. + +The Jefferson ordinance had been intended for such western lands as +might from time to time be given to the National Government. But no +land south of the Ohio was surrendered. Congress, therefore, determined +to cast aside the old ordinance, and to form the portion yielded into +a specific territory, with a new ordinance which would allow more +leeway in forming the States and give Congress more control over the +domain from its incipience. Accordingly, Johnson, of Maryland, offered +a new ordinance in the spring of 1786, which passed to a second reading. +With the exception of the reforms noted above, it closely resembled +the old ordinance. But in July following, after an interregnum of no +quorum, the Congress passed, by an almost unanimous vote and after a +consideration of only a few days, an entirely new law governing the +territory north-west of the Ohio. It was the famous Ordinance of 1787. +Its sudden transformation, inexplicable to early investigators and +solved only by later research, was the result of a business transaction +connected with the bounty certificates given to the Revolutionary +soldiers. + +During the progress of the war, it had been necessary to secure enlistment +by offering bounty lands. The desire to realise on these promises was +shared by officers and privates alike. Doubtless around many a camp-fire, +as the war drew to a close, the value of these land certificates was +discussed, and plans made for "associating" to form colonies in the "back +lands" to which the soldiers were winning both right and title. The +danger-line in the future would be along the frontier, where the newly +won empire must be guarded from invasion both from British Canada and the +Spanish Floridas, and where the advancing line of pioneers must be +protected from hostile Indians. Bands of these "associators" were +organised to obtain their allotments in the new country and to settle upon +them. They would "plant a brave, a hardy, and respectable race of people +as our advanced post," wrote Washington in presenting the project to +Congress. "A settlement formed by such men would give security to our +frontiers; the very name of it would awe the Indians." + +One body of men, styling themselves "The Ohio Company of Associators," +composed of ex-Revolutionary officers and privates residing in and +about Boston, sent a botanist-parson, the Reverend Manasseh Cutler, +to the Congress in the summer of 1787, to urge a proposition they had +advanced for the purchase of a large tract on the Ohio River. These +"adventurers," as they styled themselves, were desirous of driving a +good bargain in a low price for the land and also of gaining certain +guarantees from Congress which would give them as much personal liberty +and protection in the new home and under the National Government as +they enjoyed in their present residences under their State Governments. +Cutler, provided with forty-two letters of introduction to members of +Congress and prominent citizens of New York city, reached the seat of +government in due time. "At 11 o'clock," he wrote in his private +journal, "I was introduced to a number of members on the floor of +Congress Chamber, in the City Hall, by Colonel Carrington, member from +Virginia. Delivered my petition for purchasing lands for the Ohio +Company, and proposed terms and conditions of purchase." Fortunately +there was a quorum in Congress, the first in nearly two months. A few +days later, Cutler was sent a copy of the Johnson ordinance then +pending. To this he proposed "several amendments." Three days afterward, +the celebrated Ordinance of 1787, for the government of that portion +of the territory north-west of the Ohio, was completed and adopted to +Cutler's satisfaction. "It is in a degree remodelled," he wrote in his +journal. "The amendments I proposed have all been made except one, and +that is better qualified." + +Nevertheless it took a week more of haggling and lobbying before +acceptable terms of sale could be agreed upon. Another company composed +of "principal characters" in the city had to be taken into the deal +in a "profound secret." Arthur St. Clair, the president of the Congress, +had to be accepted by the Associators as the governor of the territory, +in order to gain his support. Cutler had to finesse by threatening to +buy from some of the States which had land for sale within their +borders. It is unfortunate for those who believe that our fathers were +actuated entirely by disinterested motives and utterly devoid of +political guile that the parson lobbyist kept such a candid diary. Day +by day the business proceeded, Cutler even making a side visit to +Philadelphia while his leaven was working. At last even "that stubborn +mule of a Kearney," as the disgusted agent called him, was "left alone," +a sufficient number of votes was secured, and Cutler was receiving +congratulations on the prospects of the Ohio Company. + +"By this Ordinance," he wrote, "we obtained the grant of near 5,000,000 +of acres of land, amounting to three millions and a half of dollars; one +million and a half of acres for the Ohio Company and the remainder for a +private speculation in which many of the principal characters in America +are concerned." + +The importance of this transaction lies not only in the fact that it +was the first sale of public lands in the United States, but that the +government established for the territory formed many precedents for +later Territories and States. Some of its provisions deserve a close +examination. The changes made in the Johnson ordinance to satisfy the +Ohio Company are found chiefly in the appended six articles of the +Ordinance of 1787. These formed a guarantee that citizens in the +territory deprived of the protection of their States would have the +same personal rights which they enjoyed before leaving the States. The +United States, later destined to become a protector, was feared lest +it might be an oppressor. Such individual rights as _habeas corpus_, +trial by jury, freedom of conscience, possession of property, and +similar birthrights of Englishmen, had been secured in the States by +incorporating them in the various State Constitutions under the general +name of "declaration of rights" or "bill of rights." Without such +specific title, they were placed in the Ordinance of 1787. The sixth +article, no doubt also demanded by Cutler, incorporated the very wording +of Jefferson's rejected anti-slavery clause of three years before, +except making it immediate instead of after 1800. The New England +Associators were unwilling to offer their free labour in competition +with slave labour in their new home. The idea was general. "The total +exclusion of slavery from the State" had been a prominent provision +in a transitory association in Connecticut four years before. + +[Illustration: NATHAN DANE'S DRAFT OF THE ANTI-SLAVERY CLAUSE IN THE +ORDINANCE OF 1787. The authorship of this article of the Ordinance has +been in much dispute. Benton attributed it to a similar provision, +drafted by Jefferson, which was struck out of the Ordinance of 1784. +Northern men gave the credit to Nathan Dane, a Massachusetts jurist, +who was in Congress in 1787. During the sectional feeling aroused over +the admission of Missouri in 1820, a dispute arose in Congress over +the respective claims of Jefferson and of Dane. Of this, Dane himself +said: "In April, 1820, search was made for the original manuscript of +the Ordinance of 1787. Daniel Bent's answer was 'that no written draft +could be found'; but there was found attached to the printed Ordinance +in my handwriting the sixth article, as it now is, that is, the slave +article." The original is now in the Library of Congress, Manuscript +Division. The signature of Chas. Thomson, Jr., calls attention to the +faithful secretary of the Continental Congress during its entire +existence.] + +The century contest over slavery in the United States made that factor +so prominent in national history that it overshadows matters of equal +importance in many transactions. The anti-slavery provision of the +Ordinance of 1787 has been extravagantly praised ever since the oratory +of Daniel Webster first called general attention to it. Sectional +partisans have exhausted logic in trying to trace the authorship to +Jefferson, a Southern man, or to Dane, a Northern man. The North has +credited it to the persistence of New England; the South, pointing to +the five Southern affirmative votes out of the eight, has attributed +it to the indulgence of their section. In recognising this first +anti-slavery action of the National Government, Northern orators have +overlooked an attendant clause, the first national fugitive slave law. +It paved the way for a similar provision in the Constitution and led +to the obnoxious slave rendition laws of later years. In praising the +indulgence of the South, the eulogists of that section have failed to +consider the price the New England Associators paid in this first +slavery compromise of the nation. + +When the blinding passion of the slavery question is eliminated from +a consideration of this ordinance some other beneficent provisions, +added through the desire to satisfy the New England purchasers, begin +to appear. They are taken largely from the "bill of rights" placed in +the first constitution of the State of Virginia by George Mason, and +copied in many of the later constitutions, including that of the United +States. They seek to guarantee the rights of the individual against +the encroachments of the Government; to embody the principles which +the English barons secured at Runnymede; to secure the inheritances +left to the English-speaking people by Hampden and Pym. Although many +of the early State Constitutions contained a guarantee of religious +freedom, _habeas corpus_, trial by jury, rights to property, and regard +for contracts, as has just been stated, these principles had not been +expressed in the Articles of Confederation and the General Government +was not bound in any manner to grant them in the western territory. +But their incorporation in the ordinance gave assurance that their +benefits were not to be confined to the original States. + +Equally important is the clause providing for equal division of the +property of people dying intestate. This first legislation of the +National Government on the subject of real property dealt a death-blow +to primogeniture, and to the last of the inherited feudal customs of +the Middle Ages. It prevented the accumulation of large estates, and +insured the individual ownership of thousands of homes. No system of +foreign landlordism was possible under it. The people were to become +their own lords paramount of all socage lands. Quit-rents were to be +converted into bank accounts. The individual title derived from the +National Government involves all the elements necessary for a transfer +of the soil. Indeed, this principle of the Ordinance of 1787 not only +became a pattern for future State Constitutions, but reacted in similar +provisions for those already created. + +Another clause of the ordinance has often been the subject of eulogy. +"Religion, morality, and knowledge being necessary to good government +and the happiness of mankind, schools and the means of education shall +for ever be encouraged." Yet this is simply the statement of a principle +and precisely such a principle as would be held by the New England +Associators where learning had been almost a fetich and where education +at the public expense had its inception in the guise of charity schools. +The principle only is expressed here, since the land ordinance of two +years before promised an endowment for public education as long as +enough land remained to lay out a county. The Associators carried out +this principle in their own tract by donating lands for a university +and for the support of the gospel. + +Immediately following the bargain of Dr. Cutler with Congress, the +Associators prepared to migrate _en masse_ to their purchase. What the +hardy spirits among the country people of the South Atlantic States +had been able to accomplish by individual initiative and sheer +endurance, the town-dwellers of the North Atlantic States did more +systematically and rapidly by concerted action. Organisation and +government protection saved the Ohio Associators from such experiments +of colonisation as had frequently led to Indian captivities and +abandoned settlements in Tennessee and Kentucky. The project of a line +of forts along the frontier settlements, conceived during the Indian +and Revolutionary wars, assumed shape after the first sale of public +lands had really been consummated. Forts McIntosh, Steuben, Washington, +Harmar, Vincennes and Massac, were speedily erected or garrisoned, +thus guarding the length of the Ohio River, the pathway to the +North-west. By subsequent Indian treaties, additional reservations +were secured and forts scattered throughout the territory at portages +and along the river highways. Under this protection, the Ohio Company +sent out its band of artificers to erect dwellings and a stockade for +the first settlement. Scarcely a year was allowed to elapse after the +purchase until Marietta was founded on the Ohio at the mouth of the +Muskingum by the veterans of the Revolutionary War and their friends. +It was 170 miles down the Ohio beyond the outpost of civilisation at +Pittsburg. Similar settlements were speedily founded on other purchases +and on the military lands. + +[Illustration: DR. CUTLER'S CHURCH AND PARSONAGE AT IPSWICH HAMLET, 1787. +The rendezvous from which the first company started for the Ohio, December +3, 1787.] + +The national governor and judges for the Northwest territory in due +time created a set of laws, established courts, and erected local +governments. The latter was effected by applying the county system, +familiar to the people of the Central and Southern States, to the land +survey county, and by giving to the township, a unit in the survey +system, some of the functions of the New England town. By this happy +combination, settlers from any part of the old States would find a +local government with whose forms they were to some extent familiar. +The Symmes purchase on the Ohio below the Ohio Company's grant was +opened to settlement, as was the Virginia Military tract lying between +the two. Through Pittsburg, "the gateway of the west," came a throng +of pioneers to float down the Ohio to the land of promise. The United +States forts protected them on the northern or "Indian side" of the +river. In 1786, no less than 117 boats were counted passing Fort Harmar. + +So rapidly did the people take possession of this heritage of the +Revolutionary struggle that within fifteen years the eastern part was +ready to claim the promise of statehood. Eight years later, this new +State, Ohio, had passed in rank of population the older +trans-Alleghanian States of Kentucky and Tennessee. Blessed with +contiguous waterways lying in the line of travel, forming the gateway +into the West by the down-thrusting arm of Canada, the first State to +be created out of the public domain, with definite land surveys instead +of tomahawk marks, with an endowed system of public schools, Ohio +gained a political pre-eminence among the newer States and a national +prestige which has scarcely yet been rivalled. + +The solution of the problem of the frontier was thus so easily and +permanently solved by the Central Government in its home-making policy +that one scarcely appreciates the fear of Washington and others +interested in the back country lest it become a refuge for outlaws and +banditti. Mingling with the savages, it was feared that these outcasts +would create a constant menace to the advance of civilisation. Colonial +governors had much difficulty in controlling the "lawless banditti of +the borders." The first settlers across the mountains were considered +in England as "uncultivated banditti" and as "fanatical and hungry +republicans" and the "overplus of Ireland's population." So late as +1835, De Tocqueville, the French commentator on America, declared that +Americans who quit the posts of the Atlantic to plunge into the western +wilderness were adventurers, impatient of restraint, greedy of wealth, +and frequently men expelled from the State in which they were born. +But he had no doubt that in time society would assume as much stability +and regularity in the remote West as it had done upon the coast of the +Atlantic ocean. + +At the time, the action of Congress called fresh attention to the +attractiveness of the back country and the possibilities there when +population should warrant the erection of States. Stanzas of Philip +Freneau represent the feeling of the day: + + "What wonders there shall Freedom show, + What mighty _States_ successive grow. + What charming scenes attract the eye + On wild Ohio's savage stream. + Here Nature reigns, whose works outvie + The boldest pattern art can frame. + The _East_ is half to slaves consigned, + And half to slavery more refined." + + + + +CHAPTER IV + +FAILURE OF THE CONFEDERACY + + + +Scarcely a failure of the Confederation Government can be found which +does not lead in the last analysis to the financial situation both +during and following the war. Suddenly plunged into the Revolutionary +War, drained of ready money by the colonial system, possessed of no +mines, mints, nor any resource for securing a medium of exchange except +an undependable paper promise to pay, the people of the United States +emerged from the war broken in purse and overwhelmed with debt. +According to Jefferson's estimate made at the time, they owed at least +sixty-eight millions of dollars. To this fruit of the war he added the +four hundred millions of paper money issued by the Federal and State +Governments, estimated, in its depreciated condition, at about +seventy-two millions more of debt. The ragged Continental soldiers, +frequently reduced to seven-tenths of a pound rations, their arrearages +of wages paid in Continental currency worth four pence on the dollar, +were now about to be discharged to return to their needy families +carrying only paper promises of the United States to pay. These +certificates could be disposed of only to brokers and that at ruinous +rates. What was to become of a veteran who was disabled? Congress had +already authorised the several States to look up needy soldiers of the +Continental service and pay them five dollars a month, such sums to +be deducted from the quotas assessed on the several States to meet the +general expenses. Seven States only had complied, and in these the +lists of needy ex-soldiers had been incompletely compiled. + +Some soldiers held certificates entitling them to bounty lands in the +back country under the acts of 1776 and 1780, but had no means of +journeying thither. Small wonder that mutiny threatened. + +"Can you consent to be the only sufferers by this revolution," asked the +insurrectionary Newburg addresses, the work of those unwilling to see +the army disbanded before being assured of receiving justice, "and, +retiring from the field, grow old in poverty, wretchedness, and contempt? +If you can--go--and carry with you the jest of Tories and the scorn of +Whigs--the ridicule and, what is worse, the pity of the world. Go--starve +--and be forgotten." + +Eulogy has exhausted itself in praise of these Revolutionary veterans, +who eventually permitted their ranks to be disbanded, instead of joining +themselves together illegally to obtain justice, or subsisting +themselves upon the country at large. Praise has not been withheld +from their general, the Virginia soldier-farmer, who, instead of taking +advantage of the dissatisfaction to put himself at the head of an +insurrectionary force, chose rather to quiet rebellion and to inspire +confidence by his hopefulness. + +No sooner had the war ceased and the army melted away, than it was +found that peace had its dangers no less than war. Released from the +menace of war, the States felt no necessity for paying their respective +quotas of expenses to the Central Government, as they had done in +varying degrees since the beginning of hostilities. The year following +the peace, they paid less than a million and a half of the eleven +million asked in previous assessments. Three States, it was claimed, +had paid comparatively nothing. Rhode Island and New Jersey, as if to +add insult to injury, attempted to pay their quotas in their paper +money, which was not received at par outside the States. Congress had +no power of coercion. According to the second of the Articles, each +State in the Confederation retained its sovereignty, freedom, and +independence. Congress could only make impotent appeals. Governor +Randolph, of Virginia, pictured the Congress as saying to his State: +"May it please your high mightinesses of Virginia to pay your just +proportionate quota of the national debt; we humbly supplicate that +it may please you to comply with your federal duties. We implore, we +beg your obedience." + +[Illustration: A PETITION FROM CONGRESS TO THE STATES. Many such appeals +were issued at different times, begging the States in the Confederation +to give more power to the Central Government.] + +The financial confusion was increased because of the lack of a +circulating medium. A mongrel collection of coins could be found, +passing at varying rates in the different States--English pounds, +shillings and pence, Spanish dollars, joes, half-joes, pistoles and +moidores, French guineas, carolins and chequins--but no United States +coins. Even this money was soon drawn off to Europe, because British +exporters demanded cash until the Revolutionary debts had been settled. +That this cash would return to the States was unlikely if one judged +from the first year of the peace, during which the United States +purchased 1,700,000 pounds worth of goods in England and sent in return +only 700,000 worth. In order to secure some kind of money to conduct +business, seven of the States began to issue paper money. The troubles +arising from a depreciated paper during the Revolution were neither +ignored nor forgotten; but no other method presented itself. Congress +had power to issue only "bills on the credit of the United States," +which were not likely to be more acceptable than other kinds of paper. + +The hopelessness of managing a bankrupt nation, no doubt, was largely +responsible for the deterioration which the membership of Congress +suffered. Names prominent at the inception of the rebellion had +disappeared from the rolls, and mediocrity ruled. The members personally +experienced the financial stringency in the failure of their State +Legislatures to pay their salaries. Many were dependent upon the +patriotic purse of Haym Salomon, "a Jew broker of Philadelphia," as +Madison termed him. There should have been a higher standard of +membership in the Confederation Congress than in later times, because +it comprised not only the usual legislative functions of the nation, +but the executive and judicial as well. The machinery itself was largely +to blame. Like many of the devices, that governing the Congress was +too strongly set against centralisation to allow free play of the +parts. No delegate, for instance, was allowed to serve more than three +years out of any six lest his influence grow too great or he become +unduly attached to the central power. It frequently happened that good +men were thus cast out of service just when their experience made them +valuable. Certain States forbade a man to serve two consecutive terms +in Congress. Madison was debarred by such a provision in 1784. + +Delegates were appointed by the State Legislatures usually for a term of +one year to begin with the session on the first Monday of the following +November. The term would frequently expire when the State Legislature was +not in session, and the State would thus go unrepresented for some time. +If a delegate pleaded the emergency of the case and asked that the rule be +waived, as those from Rhode Island did at one time, Congress refused to +sanction such a palpable infraction of the Articles. Cases actually +occurred where delegates elect did not arrive at the seat of Government +until after the expiration of their term of appointment. + +Absenteeism was the drag paramount upon Congressional action. No State +could be represented by less than two members and retain its power of +voting. If only one representative were present, he had no vote. If +only two were present, they might differ, in which case the State was +counted as "divided," and the vote was lost. Congress once sent a plea +to the States urging the necessity of having more than two delegates +present. It showed that if each State had only two representatives in +Congress, five out of the twenty-six delegates, being only one-fifth, +could negative any vote requiring the consent of nine States. Eleven +States were represented at the time, nine by two delegates only, and +thus it was possible, continued the report, for three men out of the +twenty-five, being only one-eighth, to block all action. If three +attended from each State, it would require ten, or one-third of the +whole, to have as much power. + +The derelictness in attendance on some occasions was humiliating and +even alarming. When Washington appeared at Annapolis to resign his +commission as commander-in-chief, only seven States were represented +by the least required number. He faced twenty-one delegates instead +of the ninety-one from the thirteen States, who should have graced +this memorable occasion. The definitive treaty of peace lay on the +table at the time. Nine States were required by the Articles to be +present when a treaty was ratified. Unless ratified within six months +after it had been signed in Paris, it would be null and void. More +than half the precious time had already elapsed. With the greatest +difficulty, the required number was secured. Four years later, there +was no quorum for a period of three months, the representation at times +falling to two States. During the first eleven months of the year 1788, +a quorum was present only 129 days. Much of this delinquency was due +to the expense of maintaining the delegates which fell upon the +individual States. To make the burden as light as possible, two +delegates only were commonly sent. They were likely to disagree. +Manifestly the State in which the Congress sat avoided this difficulty, +because it could maintain a larger number of delegates at less expense. +To avoid this draft upon the needy treasuries, some of the States +adopted the expedient of choosing as representative a resident of the +city wherein was located for the moment the seat of government, or +some man who had the means and the willingness to serve without pay. +During quite a long period, Delaware was represented by three delegates, +only one of whom was a resident of the State. This was in accord with +the custom of British representation. It is interesting to imagine the +results if it had ever become fixed in the United States. + +It may be truly said that the framers of the Articles could not have +expected a successful continuous sitting of so large a body of men. +They had not so planned it. The Articles provided that a Committee of +States could be appointed at any time, whenever the Congress as a whole +might wish to adjourn, by the delegates from each State naming one of +their number to serve in this capacity. This was the method of forming +a "grand committee" on any important business in Congress. The attempt +to give over national affairs to a Committee of States was made in the +spring of 1784, after the peace. One trial of the expedient was +sufficient. Only eleven States were represented at the time. From +these, eleven delegates were selected. According to Monroe, "their +powers are confined so that no injury can be effected." He referred +to the manner in which the Articles restricted the Committee. The +eleven celebrated the beginning of their administration by adjourning +for three weeks, "for the benefit of the health of the members." At +the end of this vacation, nearly two weeks were consumed in getting +nine of the Committee together. A month of regular sessions followed, +when suddenly the ever-present dissension concerning the place of +meeting broke out. The Southern members of the committee wished to +remain at Annapolis. The Northern members wished to adjourn to the +cooler climate of New Jersey. + +The strife increased until, at the end of two months, the members from +New Hampshire, Massachusetts, and New Jersey withdrew. Being left +without a quorum, the remaining members signed a manifesto, placing +the blame on the seceders and departed for their several homes. Franklin +compared the action of the Committee to two lighthouse keepers who +quarrelled about the task of filling the lamp until the light went +out. "There will be an entire interregnum of the federal government +for some time against the intention of Congress, I apprehend, as well +as against every rule of decorum," wrote the indignant Madison. During +this interregnum, a chief clerk was acting as Secretary of Foreign +Affairs and General Knox was serving as Secretary of War. They were +the only visible parts of the National Government. Madison at first +thought that the Committee of States should be censured when Congress +reassembled, but, recognising discretion as the better part, suggested +that "we had also better keep this affair out of sight." It was so +done. The complete failure of this Committee of States scheme as an +executive makeshift was in the end fortunate since it demonstrated +clearly the need of a trustworthy and permanent head to the General +Government. If it had been even a partial success, it might have been +tried again and correction thereby delayed. + +The provincialism of the day was well illustrated in the strife of the +Committee over the place of sitting. A similar controversy characterised +well-nigh the entire life of the Congress. Never a session could close +or an adjournment be had without this Banquo's ghost appearing. It was +feared that the State in which Congress met would in some way get an +undue influence and ascendency. At one time, to satisfy sectional +jealousy, it was compelled to provide two places of meeting, Annapolis +and Philadelphia, by turns. Cities were even projected in the country far +removed from State capital influence. In this unsettled condition, the +Congress wandered from place to place with insufficient accommodation. Van +Berckel, arriving as minister from Holland, could find no house for rent +at Princeton and was obliged to live at a tavern in Philadelphia. He +contrasted his reception with that given by his Government to John Adams a +few years previously. He reported that he hoped in time to locate the new +Government and present his credentials. "Vagabondising from one paltry +village to another," as Reed, one of their number, put it, the members +became a legitimate prey of boarding-house keepers and stablemen. Small +wonder that service in the State Governments was considered not only more +dignified, but more agreeable in these days of paramount State rights. + +[Illustration: SIGNATURES TO AN ADDRESS OF THE INHABITANTS OF PRINCETON, +NEW JERSEY.] + +That the capital of the United States to-day occupies a territory +independent of a State is the result of sad experience in these early +days. When Congress, in 1783, was driven from Philadelphia by some +rebellious State troops, who threatened force unless they received +their back pay, the village of Princeton was the refuge to which the +members fled. Some faithful Continental troops stationed there would +protect them. The citizens of the village, grateful for this gift of +the gods, prepared a list of families and the number of guests each +could accommodate. They also adopted a long set of resolutions, +deprecating the "gross indignities" offered to the Congress at +Philadelphia, and pledging with the utmost cheerfulness their lives +and fortunes to the Government of the United States. They promised to +protect Congress "in whatever way our services may be required, whether +in resisting Foreign Invasion or in quelling intestine Tumults." That +the National Government of the United States of America should be +offered protection by a small New Jersey village is indicative of the +progress which nationality had thus far made. Sentiment would in time +demand a permanent, independent home. Notwithstanding the prevalent +financial depression, small tendency toward economy was manifest among +the people or its officials. As long as credit held out, extravagance +would prevail. The war had been successfully closed, political freedom +had been won, and individual ease and affluence presumably secured. +Short-sighted fashion viewed her immediate gratification as the +concomitant of independence. Even the members of Congress were not +exempt from temptation. A Rhode Island delegate reported from Congress +sitting at Annapolis to the governor of his State: + +"The horse races were attended here the week before last, and are all +over, as are also the balls, routs, fandangoes, and plays. I assure you +there has been a merry Winter in this place, according, at least, to +accounts for I have seen but little of their diversions. I did not even +look upon the horse races, although they were to be seen from the +windows in the back room of the State House: nor have I attended a +single play, although the theatre has been open twice a week the chief +part of the Winter, and the playhouse adjoins the house where I lodge." + +Despite this virtuous conduct he did not escape a challenge sent by +a fellow-delegate from North Carolina and another from a Virginia +delegate. He promptly laid both communications before Congress and was +further ostracised. + +The Congress was a close corporation. The public was not admitted to +its sessions, the debates were never published, and the proceedings +rarely appeared in the public prints. Its adjournment of both time and +place was so frequent and the beginning of new sessions so delayed +that news concerning it rarely found a place in the newspapers. This +was in marked contrast with its early history, when the assembling of +delegates at Philadelphia was described in great detail for those days. +Internal dissensions marked the sessions, as indicated by the experience +of Howell, of Rhode Island, described by himself above. Members bore +their obligations lightly. It was said that at one time when a +delegation of Indians arrived at Princeton to make a treaty, a member +left for Philadelphia to be married, thus breaking the quorum, and +almost precipitating an Indian war. + +It is worthy of note that this experience with an executive-legislative- +judicial combination of National Government was sufficient to last for +all time. Amidst the many changes suggested for the Constitution of +the United States since it has been in effect, none has ever been +proposed which would hand over the powers of the president to a +Congress. Even Jefferson, alarmed by the growth of the executive +authority before 1800, never suggested a return to the method whereby +the whole administration was at the mercy of a quorum of Congress. The +Confederate States in 1861, exasperated into secession by the abuse +of the central power, retained the tripartite form in the Government +which they planned. Posterity learns by reading the lessons of history. + +In the light of a later survey, one may discover many additional defects +in the ill-devised Articles of Confederation. Madison once summed up +their vices in the failure of the States to comply with the +constitutional requirements, in State encroachments of Federal +authority, in State violations of national law and treaties, in States +trespassing on the rights of each other, in want of concerted action, +in a lack of national guarantee against internal violence, in a want +of coercive power in the National Government and the omission of the +ratification of the Articles by the people. To these he added the +multiplicity, the mutability, and the injustice of many of the State +laws. Jefferson, separated by his residence at the court of France +from actual contact with the worst days of the Confederation, thought +the remaining States had a right to coerce a recalcitrant member "by +a naval force, as being easy, less dangerous to liberty, and less +likely to produce bloodshed." Yet a suggestion in 1781 for an amendment, +giving power to Congress to employ force in compelling States to obey +the Articles, met with no favour. + +Monroe thought that the Articles were practicable and, with a few +alterations, the best plan that could be devised. Hamilton, on the +contrary, regarded them as hopeless. Even before they were adopted, +he predicted a speedy failure. They were "neither fit for war nor +peace," he declared. "They show chiefly a want of power in Congress." +Washington attributed the defects made in framing the Government to +too good an opinion of human nature. "Experience has taught us," he +said, "that men will not adopt and carry into execution measures the +best calculated for their own good, without the intervention of a +coercive power." He declared that requisitions made upon the States +by the central power became a perfect nullity when thirteen sovereign, +independent, disunited States were in the habit of discussing and +refusing compliance with them at their option. + +"To vest legislative, judicial and executive powers in one and the same +body of men and that, too, in a body daily changing its members can +never three great departments of sovereignty should be for ever +separated and so distributed as to serve as checks on each other." + +He would even go farther in giving power to the Central Government. +"As to the separate Legislatures, I would have them considered with +relation to the Confederacy in the same light in which counties stand +to the State of which they are parts, viz., merely as districts to +facilitate the purposes of domestic order and good government." Hamilton +shared with Jay a willingness to take such liberties with local rights +to secure a more effective National Government. + +Such sentiment among public men should have brought about a speedy +amendment of the defective parts of the Articles. But, as Washington +once said, the people were not yet sufficiently misled. Attempt after +attempt was made to secure the necessary unanimous consent to an +amendment. Congress begged the States to give over to it the collection +of an impost or duty for a limited number of years or for a limited +per cent.; to give to it authority to regulate foreign vessels in +American ports; and to refrain from levying discriminating duties among +themselves. The unanimous consent required by the Articles to make any +amendment blocked these and all other proposed reforms. Sometimes +twelve States would agree, but before the thirteenth could be won over, +another would withdraw its consent. On one occasion, when Rhode Island +alone held out, her delegates in Congress wrote to the governor of the +State that their "reasonable and firm stand against the all-grasping +hand of power in the case of duties had saved the United States!" +Connecticut protested that such an addition to the functions of Congress +as the collection of an impost would at one stroke vest that body with +the power of the sword and the purse, and leave nothing of the +individual States but an empty name. Others argued that with 320 million +acres of land, which would bring an average of at least one dollar an +acre, the General Government needed no other source of revenue. +Unanimous consent to an amendment could never be secured. This was the +lesson taught by the attempts. + +Aside from the difficulties arising from the defects of the +Confederation experiment, the disorders in the national body were +simply reflections of the turbulent spirit prevalent at the time. +Suddenly emerged from the restraining hand of a mother country, +misinterpreting the meaning of independence, confounding liberty with +license, having lost the law-abiding sense in the treatment of the +Tories, grown only too accustomed to the pleasures of mob law, the +people were passing through the reassembling period which always follows +a civil war. Peace is the normal condition of a people; war is the +abnormal. Restraint, taxation, and obedience, it was supposed, had +passed away with royalty and kingly prerogative. "Taxes and relaxed +government agree but ill," observed the laconic Jay. From South +Carolina, Edward Rutledge wrote to him, "It is really very curious to +observe how the people of this world are made the dupes of a word. +'Liberty' is the motto; every attempt to restrain licentiousness or +give efficacy to government is charged audaciously on the real advocates +of freedom as an attack on liberty." + +Visionists indulged their hopes of universal happiness. The rebellion +which Captain Daniel Shays, officer in the late Revolutionary army, +headed in Massachusetts was aimed directly at closing the courts and +preventing the issuing of writs to sell mortgaged farms. But Knox wrote +Washington that the creed of the insurgents was that the property of +the United States had been saved from Britain by the exertions of all +the people and therefore ought to be the common property of all; and +that they were determined to annihilate all debts, public and private, +and to have agrarian laws, which could be easily effected by the means +of unfunded paper money; and that this money should be a legal tender +in all cases whatever. The madness had spread to New Hampshire, +Connecticut, and Rhode Island, according to Knox, embracing a total +of twelve or fifteen thousand "desperate and unprincipled men." +Wild-eyed enthusiasts in Rhode Island secured the passage of an +"iron-clad oath" to the effect that paper money was as good as gold +or silver coin--"compelling people to embrace the doctrine of political +transubstantiation of paper into gold and silver," as Jay put it. The +militia had to be called out in New Hampshire to disperse a mob +besieging the State Legislature at Exeter. "The mob clamoured," said +a contemporary, "some for paper money, some equal distribution of +property, some annihilation of debts, some rebate of all taxes, and +all clamoured against law and government." The disorder spread to +Virginia. "In several counties the prisons and court houses and clerks' +offices have been wilfully burnt. In Green Briar, the course of justice +has been mutinously stopped and associations are entered into against +the payment of taxes," wrote Madison to Jefferson in France. + +Neither those who caused these troubles, nor those who wept over them, +as did Mrs. John Adams in France when news of Shays's Rebellion reached +her, could foresee the blessings which would follow; that these eight +years of individualism were to form an argument for nationalism to be +handed down by intuition to future generations. At the time it seemed +that nothing but a miracle could save the Union. "Our affairs seem to +lead to some crisis, some revolution--something I cannot foresee or +conjecture--I am uneasy and apprehensive; more so than during the war." +Jay was never given to exaggeration of thought or expression; he must +have been deeply impressed to write those words to Washington. "What +a triumph for the advocates of despotism to find that we are incapable +of governing ourselves," replied the equally conservative farmer of +Mt. Vernon, "and that systems founded on the basis of equal liberty +are merely ideal and fallacious." To Jefferson in France, Washington +confessed that the General Government, if it could be called a +government, was shaken to its foundation, and that unless a remedy +were soon applied anarchy would inevitably ensue. "The question whether +it be possible and worth while to preserve the union of the States +must be speedily decided some way or other." said Madison. "If some +strong props are not applied, it will quickly tumble to the ground." +He thought he detected a propensity to return to monarchy in some +leading minds; but he thought that "the bulk of the people would +probably prefer the lesser evil of a partition of the union into three +more practicable and energetic governments." Monroe, always inclined +to be suspicious of the Northern section, was "certain" that conferences +were held in New York between New Englanders and New Yorkers upon the +subject of the separation of the States east of the Hudson and their +erection into a separate government. + +Franklin, appearing in the midst of these disorders from his nine +years' residence in France, felt the necessity of counteracting the +despairing feeling among the friends of America in Europe and of +checking the rejoicing among her enemies. He, therefore, filled his +letters with descriptions of American prosperity, crops, prices, and +happiness. "In short," he wrote, "all among us may be happy, who have +happy dispositions, such being necessary to happiness even in Paradise." +At the same time, acting in his new station as president of the State +of Pennsylvania, he was endeavouring to arrest "a number of disorderly +people" who had collected near the line separating Pennsylvania and +New York. "They are impatient of regular government," he wrote in +seeking the co-operation of the governor of New York, "and seize upon +and presume to dispose of lands contrary to and in defiance of the +laws. Their number is recruited daily by vagabonds from all quarters." +The disorder arose from the long-standing controversy between +Pennsylvania and Connecticut over possession of the Wyoming valley--a +dispute which the Federal Government had been unable to settle. + +The general public had long since lost respect for the National +Government and its Congress. Even Washington referred to it as the +half-starved, limping Government, that appears always moving upon +crutches and tottering at every step. The chief difficulty was not to +ascertain the remedies needed, but how to apply them. As early as 1780, +Hamilton had thought Congress had the right to reassume the powers of +sovereignty it had appropriated with the silent consent of the States +during the pressing times of the war; or, if the application must be +external, that the people might meet in a convention of delegates +empowered and instructed to conclude a new and effective federation. +Few were ready to go as far as the impetuous Hamilton in thus virtually +overthrowing the "Articles of perpetual union" which were legally +binding although inefficient. To amend them according to their own +provisions would be legitimate if it could be accomplished. + +[Illustration: SIGNATURES OF DELEGATES TO ANNAPOLIS CONVENTION. +Hamilton, Reed, Dickinson, Randolph, and Madison were the most prominent +members of this abortive meeting, which led eventually to the +Philadelphia Convention.] + +This was considered by the majority of people the proper method; but +when the experiment was tried at Annapolis in 1786 of a meeting of +commissioners to devise a uniform regulation of trade and to report +such an amendment to their States for ratification, only twelve +delegates could be gotten together representing five States. Even the +State of Maryland, in which the meeting was held, failed to send a +representation. Each of the delinquent States had an excuse. The +commissioners who did go to Annapolis, headed by Hamilton, Dickinson, +and Madison, could only issue an appeal for another meeting of delegates +from the several States the following year in the more central city +of Philadelphia, empowered to consider not only the commercial troubles +but to "devise such further provisions as shall appear to them necessary +to render the constitution of the Federal Government adequate to the +exigencies of the Union." + +It can scarcely be said that the failure at Annapolis was either a +surprise or a disappointment, because few had expected success. "The +expedient is no doubt liable to objections," said Madison, one of the +Virginia delegates, "and will probably miscarry. I think, however, it +is better than nothing." The object was unfortunately limited to +considering the commercial friction between the States and to regulating +their foreign relations. The conviction had become general that only +an extended amendment of the frame of National Government could correct +the difficulties in the commercial functions and in many other needed +particulars. The thought that the proposed convention, if the +proposition should be generally taken up, would include such a revision +of the Articles of Confederation, served also to soften the blow of +the Annapolis failure. + + + + +CHAPTER V + +REFORMING THE NATIONAL GOVERNMENT + + + +The suggestion, emanating from the unsuccessful gathering at Annapolis, +that a convention of delegates be called from the several States to +meet at Philadelphia the following year to devise means for rendering +the National Government adequate to its task, was supported most +admirably by the condition of the times. The Shays Rebellion in +Massachusetts, its support in the neighbouring States, and the disorder +in Virginia and New Jersey, were moving arguments for immediate action. +Even Washington was forced to admit that the people were at last +sufficiently misled. The National Government, helpless to invade a +sovereign State to suppress domestic insurrection, was compelled to +finesse in taking some steps to mobilise the militia by imagining an +outbreak of Indians in Massachusetts. + +Led by the alarming situation, Congress, with unusual dispatch, took +up the Annapolis suggestion within five months after its receipt. But +the feeling that the initiative should come from the Congress itself +rather than from an irregular convention led to the substitution of +a motion from the Massachusetts delegates in Congress that a convention +of delegates should be held at Philadelphia on the second Monday of +the following May "for the sole and express purpose of revising the +Articles of Confederation" and reporting its suggestions to Congress +and the several State Legislatures. + +During the spring of 1787, State after State took up the idea of a +convention of the people to correct the errors in the national frame. +With rare discrimination, they chose, through their State Legislatures, +their leading men as delegates. All hope became centred in this +apparently last resort. The convention "will either recover us from +our present embarrassments or complete our ruin," said Monroe. That +radical changes were necessary, many felt assured. Madison likened the +Government at this time to a ship which Congress kept from sinking by +standing constantly at the pumps instead of stopping the leaks which +endangered her. He began to talk about "a new system" before the +convention assembled. In sending to Washington an outline study of all +prior confederated governments, he wrote, "Radical attempts, although +unsuccessful, will at least justify the authors of them." + +Such sentiments were found to prevail generally among the delegates +when, on May 25, 1787, a majority of the States was represented and +sessions begun in the Independence Hall in the city of Philadelphia. +Within five days it was decided to cast aside the deficient Articles, +to exceed instructions, and to frame a new National Government with +separate legislative, judiciary, and executive functions. To put new +wine into old bottles was felt to be useless. No small task confronted +the convention in carrying out this resolution. Independence and the +other steps thus far leading toward nationality had been taken, as +George Mason, of Virginia, said, under a certain enthusiasm which +inspired and supported its advocates; but to sit down calmly to consider +a project which might bring happiness or misery to millions yet unborn +was an action, which, he confessed, absorbed and in a measure suspended +the human understanding. Robert Morris, a delegate from Pennsylvania, +begged his sons in France to offer a prayer for the success of the +meeting since so much of their future happiness depended upon it. + +The lack of information on the work of the convention, which sat from +May 25 to September 17, 1787, is frequently deplored. The deficiency +is due not to indifference on the part of those concerned, but largely +to the lack of information given out to the public at the time and +since. In apologising to Jefferson for not sending a full account of +the proceedings during the sessions, Madison said: "It was thought +expedient, in order to secure unbiassed discussion within doors, and +to prevent misconceptions and misconstructions without, to establish +some rules of caution." These rules, adopted early in the proceedings, +forbade the inspection of the minutes by any one not a member, +prohibited the copying of any part of them, and enjoined the members +against disclosing anything said in the sessions. Dr. Manasseh Cutler, +who visited Philadelphia during the summer, went to the State House, +but found "sentries planted without and within--to prevent any person +from approaching near--who appear to be very alert in the performance +of their duty." When he went to pay his respects to Dr. Franklin, a +member of the convention from Pennsylvania, the philosopher showed him +a curiosity in the shape of a two-headed snake and fell to speculating +upon what it would do if, on meeting the stem of a bush, the heads +should choose to go one on each side of it. "He was then going to +mention," wrote Cutler in his journal, "a humorous matter that had +that day taken place in convention, in consequence of his comparing +the snake to America; but the secrecy of the convention matters was +suggested to him, which stopped him." + +[Illustration: MANASSEH CUTLER] + +This secrecy was felt to be binding perpetually by many of the members. +The secretary of the convention, Major Jackson, who came to Philadelphia +as private secretary to General Washington, kept the official minutes. +This book, by one of the final motions of the convention, was entrusted +to Washington, who had presided so conscientiously over the sessions +that he did not allow himself even the privilege of debating. In 1796, +he deposited it among the public archives. Until the year 1837, these +minutes, with a few letters submitted by some of the seceding delegates +justifying their action, and the gleanings from eighty-odd private +letters written by members of the convention, constituted all public +knowledge of the details of the meeting. But in the year mentioned +above, Madison's papers were purchased by the National Government, and +among them was found a number of little home-made books containing his +priceless "Notes on the Convention." In the introductory pages, Madison +tells how he carried out his determination to preserve a record of the +debates for the benefit of posterity. + +"I chose a seat," he says, "in front of the presiding member, with the +other members on my right and left hands. In this favourable position +for hearing all that passed, I noted, in terms legible and in +abbreviations and marks intelligible to myself, what was read from the +Chair or spoken by the members; and, losing not a moment unnecessarily +between the adjournment and re-assembling of the convention, I was +enabled to write out my daily notes during the session or within a few +finishing days after its close, in the extent and form preserved in my +own hand on my files." + +The changes made from day to day in the drafts of the Constitution, +as recorded in the minutes, are cleared up by the light of Madison's +notes and become a series of compromises. They were concessions made +by superior to inferior factions, or sacrifices made by one section +to satisfy and quiet another. That the equal State representation in +the Continental Congress, for instance, had been one of the most +pernicious parts of the Confederation machinery no one doubted. The +practice had been inaugurated in the first Continental Congress, as +the minutes under Sept. 6, 1774, explain, because the relative +importance of the colonies represented could not be determined at the +time. It was continued by default. But the arrangement bore no respect +to proportional representation. New Hampshire, Rhode Island, New Jersey, +Delaware, Maryland, South Carolina, and Georgia could combine and make +a majority of the States and yet contain not one-third of the people. +New York and Connecticut might be added, making nine of the thirteen +States, but representing less than one-half the total population. + +Notwithstanding this inconsistency in the old method, so strong was +the fear of the smaller States that their large neighbours would absorb +or oppress them, that they took a decided stand in the convention +against all propositions to change to proportional representation. The +Delaware representatives were authorised to withdraw rather than submit +to any arrangement depriving the State of an equal vote with the other +States. On the other hand, the large States, especially Virginia, New +York, and Massachusetts, insisted upon changing to representation based +on wealth or population. As a way out of the deadlock, after weeks of +debate, two branches of Congress were determined upon, in one of which +membership and voting should be proportionate. Franklin then proposed +as a compromise that in one branch all bills for revenue should +originate and in the other branch the States should have equal vote. +This adjustment between the large and small States was considered the +grand compromise, and its acceptance was a matter for common rejoicing. + +The solution of this problem immediately raised another. What was meant +by "population," which had been substituted for wealth as a basis of +apportioning delegates in the popular branch? Did it include slaves? +The Continental Congress had long been accustomed in assessing the +expenses of the war to add to the quotas of the States a sum equal to +three-fifths of the number of slaves in each, on the ground that the +labour of five slaves was equivalent to that of three free men. This +proportion was now taken both for determining representatives in +Congress and for assessing direct taxes. The States which continued +to hold slaves would consequently have the benefits of three-fifths +of their slaves represented by additional congressmen; but they must +bear three-fifths additional of a direct tax, whenever one might be +levied by the National Government. + +The questionable value of slave labour had already divided the Southern +States into two economic classes. Delaware, Maryland, and Virginia, +because of the exhausting effects of tobacco upon the soil, had +attempted to restrict its cultivation by forbidding more slaves to be +brought in. The two Carolinas and Georgia, requiring fresh slave labour +for their rice and indigo fields, would not consent to any diminution +of the supply. A compromise was at last effected in the convention +which permitted the importation of new slaves into the United States +for the coming twenty years. This was done by the votes of the New +England States, where the slave-trading vessels were generally built, +added to those from the three Southern States. Against these were New +Jersey, Pennsylvania, Delaware, and Virginia. For some reason, the +Maryland delegates voted with the majority to keep the trade open. +This compromise was strongly opposed by Gouverneur Morris, a Northern +man, who confessed that he would sooner submit himself to a tax for +buying all the negroes in the United States than saddle posterity with +such a slavery constitution, and by Madison, a Southerner, who declared +that these twenty years would bring as much mischief as an unlimited +trade could produce. In accord with the practice of the old Congress, +the delegates decided to eliminate the word "slave" from the +Constitution, lest it might cause offence and beget opposition toward +the new government they were about to propose. Milder terms, like "such +persons" or "persons legally held to service or labour," were +substituted. + +Many other adjustments were necessary to settle the Continental +differences. By one of these, the nation was given full control of +commerce. By another, the matter of choosing a chief executive was +entrusted not to the people directly, because, as was said, they would +be likely to be misled by designing men; nor to the national Congress, +because of the inequality of the Senate and House representation; nor +yet to the State Legislatures, because of the unequal sizes of the +States; but to a set of electors to be chosen by the States, a kind +of substitute for these various plans. The term of the presidential +office was, after many debates, fixed at four years, although an urgent +minority wanted him to serve seven years and not be eligible for a +second term. In very truth it may be said that the entire document is +made up of a series of compromises. + +The twenty-three resolutions offered by Governor Randolph, of Virginia, +are commonly considered as forming the groundwork of the Constitution. +With them were incorporated apparently six provisions taken from the +plan devised in a conference of the small States and offered by +Paterson, of New Jersey, together with twenty suggestions emanating +from an individual member, Pinckney, of South Carolina. Even the +Virginia resolutions, although commonly ascribed to Madison and winning +for him the title, "Father of the Constitution," are modestly ascribed +by him to the series of conferences held by the Virginia delegates +during the ten days they waited for a quorum. "The resolutions," said +he later, "were the result of a consultation among the deputies of the +State; the whole number, seven, being present. Mr. Randolph was made +the organ of the occasion, being the governor of the State, of +distinguished talents, and in the habit of public speaking." + +Turning over the pages of Madison's "Notes," one may follow through +committee and general session, the slow evolution of the Constitution +of the United States. The eager hands of the experienced workers turned +over the materials of old forms, rejecting parts hitherto tried and +found wanting, welding together familiar pieces brought from monarchical +or colonial precedent, and constructing a machine noted for +practicability rather than for novelty. They were forced to use careful +workmanship because of the great variety of opinions. They were hindered +constantly from rash action by inherited prejudices and climatic +differences. And they were conscious at the end of having wrought, not +perfectly, but as well as conditions would permit. + +Experience was the fountain from which the Constitution-makers drew +their "inspiration." A novel creation, as a certain narrow provincialism +in the United States is sometimes fond of claiming for the Constitution, +would have been an assembling of theoretical machinery, of untried +experiments, which could not have met the shock of being suddenly put +into motion to replace a broken down system. It could not have won +back, solely on its merits, the confidence of the discouraged people. +If it had been "the most wonderful work ever struck off at a given +time by the brain and purpose of man," it could scarcely have withstood +the vicissitudes of a growing people for over a century, with amendment +in four particulars only. More experiments and less experience might +have required the adoption of more of the fifteen hundred amendments +which have been proposed to the Constitution in these hundred years. +Experience is a safe ground upon which to build. Gouverneur Morris +demolished a vast amount of eulogy when he wrote to a correspondent +in France that some boasted the Constitution as a work from Heaven, +while others gave it a less righteous origin. "I have many reasons to +believe," said this matter-of-fact man, who bore such a large part in +recasting the phraseology of the document, "that it was the work of +plain, honest men." + +As matter is not created in any of its forms, but simply assumes new +combinations by its own laws or under the guidance of man, so apparently +new models in statecraft may be resolved by analysis into old ideas +in new combinations. The American Constitution is the English system +of government adapted to American soil through the intervening colonial +and state governments. The president is the king through the royal +governor, but shorn of his prerogative, descent, and perpetuity in the +transition. The Senate is the House of Lords, with its permanency +changed into a long tenure of office by passing through the colonial +council. To the same intermediate State is due the power of appointment +to office and of treaty-making which the Senate shares with the +executive, thus reviving the relation of the privy council, chosen +from the House of Lords, to the King. The House of Representatives is +copied directly from the popular assembly of the colonial government, +which in turn was modelled after the British Commons. The right of +originating bills of revenue, which the Representatives possess, was +preserved in many a contest between colonial assemblies and royal +governors. It is the birthright of Englishmen, dating from the Petition +of Right granted by Charles I., which substituted fixed taxes for +forced loans and gifts. The national supreme judiciary, the most novel +of the three divisions of the National Government, embodies in its +appellate principles the Privy Council of England, to which all +colonists could appeal, and the later admiralty committees of the +Continental Congress, to which all cases of prizes seized in the war +might be referred. The theory of a state court of last resort had +already found place in nine of the State constitutions and the +convention simply placed the capstone of a national Supreme Court on +the top of the column. Some parts of the colonial government were +rejected as unfitted to the national frame. An advisory council for +the President, such as nearly every colony gave to its governor, was +desired by many but finally omitted. The present Cabinet really takes +its place. + +In like manner, it is possible to find British and colonial precedent, +tried and proved, for almost every provision of the National Government. +The ruling class at the time it was framed was composed of English and +Scotch, trained in British forms of government. The Dutch in New York +and the Germans of Pennsylvania took almost no part in the Philadelphia +Convention. It is as useless to deny an English parentage for the +American Constitution as to deny that there were English colonies in +America. So did the heirs of the ages avoid the mistakes of the past +by seeking the results of the law of the survival of the fittest. They +form a strong contrast with another people, less fitted by inheritance +for self-government, who were at about the same time entering upon the +task of constitution-making. "It is somewhat singular that we should +be engaged in the same project for the same purpose," Franklin wrote +to Chastellux, referring to the Assembly of Notables in France and the +Constitutional Convention in Philadelphia. "I hope both assemblies +will be blessed with success and that their deliberations and councils +may promote the happiness of both nations." + +It so chanced that the very day the convention in Philadelphia had a +quorum, the Assembly in France, initiatory of the French Revolution, +was dismissed. Both had met in the spirit of reform; but to what +different ends did the two movements eventually come! The Americans +had in no case attempted the impossible; had not hoped for the immediate +dawn of the millennium; had not even attempted to put into practice +the loftiest sentiments of the Declaration of Independence; and had +carefully distinguished between the State as an agency for political +and for social rights. Very similar moderate sentiments on government +had been carried to France by Lafayette, the Lameths, Viscount de +Noailles, the Prince de Broglie, and others who came to America to +take part in the Revolutionary War. Their influence produced the +moderate French constitution of 1791, which shows a marked resemblance +to the American frame. That these principles were suited to the American +people is demonstrated by the rapidity with which peace and order were +established under them. That they were ill qualified for the French +people was shown by the early overthrow of the constitution of 1791. + +The French constitution of 1793 and those which followed bore little +resemblance to the American frame. The influence which the American +Revolution exerted upon the French Revolution had passed, and the two +movements bore no further resemblance to each other. The Americans had +been content with a rebellion against authority and a revolution which +substituted old forms, or combinations of forms, with new officials. +The French revolutionists were not satisfied until they had tried to +change all existing forms and institutions. They would annihilate +society, the church, Christianity, even Deity itself. Precedent became +a crime. The accepted system of weights and measures, the +calendar--nothing was too well tried to compete with innovation. In +America, the rights of man were eventually tacked on to the tail of +the American Constitution as an afterthought to conciliate the timorous, +"a tub thrown to the whale," as the first ten amendments have been +called. In France, the rights of man overshadowed the working part of +the constitution, delaying essential details by their incorporation, +and ultimately furnishing a pretext for interfering with other peoples. +When once the Americans had secured a constitution, they desired nothing +so much as to be left alone to work out their own destiny. When once +the French had evolved a system, with true propagandist spirit they +wished to foist it on others. "With cannon for treaties and millions +of freemen as ambassadors," they demanded that the feet of all nations +should keep step with the march of what they deemed liberty. Hamilton, +as usual, had proven a seer when he wrote to Lafayette in France at +the very beginning of the French movement, "I fear much the final +success of the attempt, for the fate of those I esteem who are engaged +in it, and for the danger in case of success, of innovations greater +than will consist with the felicity of your nation." + +The people of America seemed to wait with bated breath the conclusion +of the deliberations of the wise men of the nation met in convention +at Philadelphia. Rebellion stood with hesitating step, and warring +factions tacitly declared a truce. The crisis was at hand. + +"The names of the members will satisfy you that the states have been +serious in this matter," wrote Madison to Jefferson from Philadelphia. +"The attendance of General Washington is a proof of the light in which +he regards it. The whole community is big with expectation and there can +be no doubt that the result will in some way or other have a powerful +effect on our destiny." + +Even stronger conviction of the critical situation may be gleaned from +the private correspondence of the other members, bound by the pledge +of secrecy from describing the turbulent scenes attending the sessions. +Daily had they seen the difficulty of reconciling the inherited +animosity between the Puritan and the Cavalier transplanted to America; +between the Established Church and the Dissenter; between commercial +and agricultural interests; between a slave system and free labour; +between an urban population, accustomed to abide by majority rule, and +a rural people, bred to individual freedom and absolute home rule. +They had to evolve a system satisfactory to people scattered through +thirteen degrees of latitude, with climatic differences arising from +a mean average temperature of forty degrees in the north and sixty +degrees in the south. Such decentralising tendencies were met with +nowhere in Europe save under the strong hand of a monarch in Russia. +These climatic differences produced the frugal Northerner, who had to +provide in advance for the winter season, and the hospitable planter +of the South, in whom prodigality was induced by the very lavishness +of nature about him. It was not strange that by contrast, and seen +through the haze of distance, the frugality of the North should appear +to be avarice to the South; while the hospitality upon which that +section prided itself should seem to be prodigality in Northern eyes. +These bask differences could be reconciled by compromise, and that +only temporarily. Washington had summed up the situation when he +declared that there must be reciprocity or no union; that the whole +matter could be reduced to a single question--whether it was best for +the States to unite. + +Although Washington, as presiding officer, took no part in the debates, +his influence in favour of effective government must have had weight +in the convention. Madison and Gouverneur Morris bore the brunt of +objections to a national system. Franklin, a victim of old age and ill +health, was allowed to read his speeches from his seat. Hamilton pleaded +for a more effective system early in the sessions, but his radical +views undoubtedly militated against any plan he had to offer. Two of +the most influential members from the Southern States, Randolph and +Mason, of Virginia, refused to countenance the proceedings by their +signatures to the document. Another member, Gerry, of Massachusetts, +followed their example. Luther Martin, a prominent lawyer of Maryland, +returned to his constituency to write a letter of protest against the +assumption of power by the convention in framing a new government when +called together solely for the purpose of correcting the old. Yates +and Lansing, two of the three delegates from the prominent State of +New York, went home for the same reason. The third, Alexander Hamilton, +withdrew for a time in disgust because his efforts for an efficient +central power produced apparently little results. The sessions had, +for the most part, representatives from eleven States only, Rhode +Island having failed to send delegates. Her refusal was caused by a +conviction that the convention would recommend taking away from the +States the power to issue money and to collect duties. Her fears proved +true. + +Outside the closed doors of the convention the public clamoured, +declaring Star-Chamber sessions an insult to the American people. All +kinds of rumours prevailed concerning the probable action of the +convention. Some newspapers declared that three republics, an eastern, +a middle, and a southern, had been agreed upon, under the conviction +that so numerous a people and so large a territory could not be +incorporated under one government. Still others passed the news that +the plan of the royal electorate of Poland had been adopted, and the +second son of George III., Bishop of Osnaburgh, had been chosen king +of the United States. An unofficial denial of this rumour appeared in +a Philadelphia paper. "We never once thought of a king," it said. +"Benny the Roofer" appeared in the prints in ridicule of Benjamin +Franklin, who, it was said, was endeavouring to construct a roof over +the entire United States. + +At last the only body, which has ever been called together in the +United States to consider a frame of national government, was ready +to report and to adjourn. A new plan of government lay on the table +signed by thirty-nine of the fifty-five men attending the convention. +They admitted its defects, but agreed that it was the best frame that +could be obtained at the time, and resolved to throw themselves on the +indulgence of their constituents. As much was confessed in the +explanatory and conciliatory circular, which they prepared to accompany +the document to the Congress and thence, they hoped, to the States. + +"Individuals entering society," so the circular argued, "must give up a +share of liberty to preserve the rest. It is at all times difficult to +draw with precision the line between those rights which must be +surrendered and those which may be reserved; and, on the present +occasion, this difficulty was increased by a difference among the +several states as to their situation, extent, habits, and particular +rights. The Constitution which we now present is the result of a spirit +of amity, and of that mutual deference and concession which the +peculiarity of our political situation rendered indispensable." + +Here was the voice of compromise, and of that conciliatory spirit, +which alone can make union possible. If the people at large would show +the same indulgence toward each other, the experiment would be given +a trial. Assuredly, the members of the convention set them a good +example of toleration. "No man's ideas," said Hamilton, "are more +remote from the plan than my own are known to be; but is it possible +to deliberate between anarchy and convulsion on the one side and the +chance of good to be expected from the plan on the other?" "I consent, +sir, to this Constitution," said the aged Franklin, in a paper read +by his confrere, Wilson, "because I expect no better, and because I +am not sure it is not the best." He advised that opinions on the errors +of the document should never be carried beyond the walls of the +convention. + +"If every one of us here," said he, "in returning to our constituents, +were to report the objections he has had to it, and endeavour to gain +partisans in support of them, we might prevent its being generally +received, and thereby lose all the salutary effects and great advantages +resulting naturally in our favour among foreign nations as well as among +ourselves, from our real or apparent unanimity." + +Gouverneur Morris confessed that the present plan had many objections, +but, considering it the best that could be obtained, he would take it +with all its faults. The moment it went forth, the great question, in +his opinion, would be whether there should be a national government, +or not, and a negative reply would mean a general anarchy. + +Washington, after his return to Mt. Vernon, sent a copy of the document +to Patrick Henry, saying, "I wish the Constitution, which is offered, +had been more perfect; but I sincerely believe it is the best that +could be obtained at this time." The Revolutionary orator had refused +to attend the convention as a delegate from Virginia. He preferred the +Articles with their imperfections to an experiment. To Washington he +replied that he could not bring his mind to accord with the proposed +Constitution. He would prefer to bear the ills they had than fly to +others that they knew not of. Harrison, a Virginia neighbour with whom +Washington had also been associated since the Revolutionary times, +replied to the General in acknowledging the receipt of a copy of the +Constitution that he feared the remedy would be worse than the disease. +Such sentiments were not confined to these Virginia statesmen. It was +evident that the victory for the new government had been only half won +in its formation and adoption by the convention. It had yet to be +accepted by the Congress and to be adopted by nine of the States before +going into effect. Great opportunity for a renewal of insurrection and +faction would be offered by undue delay. + + + + +CHAPTER VI + +ADOPTING A NATIONAL CONSTITUTION + + + +The statesmen who had won the fight for a new form of national +government in the Philadelphia Convention lost no time in following +it up through the various stages leading practically to a _plebiscite_ +of the people. Madison returned immediately to New York to resume his +seat in Congress, where the first stand must be made. That body had +been engaged during the summer with the Ordinance of 1787, and the +question of the navigation of the lower Mississippi. It was feared +that Richard Henry Lee, who had refused to be a delegate to the +convention, might make the Congress hostile to the new plan, or delay +it until after the fall meetings of the State Legislatures. Fortunately +there was a quorum when Madison arrived from Philadelphia. Through his +personal efforts and private letters from influential men, the Congress +in little more than a week had accepted the report of the convention +and transmitted it to the several State Legislatures for their +consideration. The members of the Legislatures in each State were +requested to call a popular convention to pass upon the new document, +rather than to consider it themselves. The Legislature is created to +make laws and not to judge of constitutions. The Articles had not +observed this canon of political science, but had been adopted by the +State Legislatures. Less haste and more regularity were to characterise +the consideration of the Constitution. + +During the nine months following the submission of the Constitution +to the States, while the necessary nine ratifications were being +obtained, hope and fear alternated in the minds of its friends. To +Hamilton, success seemed so assured that he wished they had made the +Constitution "higher toned." Yet the struggle was likely to be arduous +enough under existing conditions. Since the word "Federal" had by +common usage been applied to the national in contradistinction to the +State governments, the new frame was known as "A plan for a new Federal +Government," and those who favoured it styled themselves "Federalists." +Men were known as "warm Federalists" before the discussion was a month +old. On the other hand, Richard Henry Lee had attacked the new idea +under the pseudonym, "The Federal Farmer." His use of the word was +entirely consistent with the desire of the opposition to continue a +federated instead of running the risk of a consolidated government. +As Gerry, an Anti-Federalist, complained later, an injustice was done +them by fastening upon them the word "Anti," when they were in favour +of retaining the Federal Government and the others wished to cast it +aside and to establish a National Government. The Federalists, in the +light of the present day, would be called "Unionists"; but, being +largely city dwellers and having control of the presses, they were +able to assume the less alarming name of "Federalist," and to put upon +their opponents the name "Anti-Federalist." + +[Illustration: COPY OF THE ARTICLES OF CONFEDERATION AND THE +CONSTITUTION IN PARALLEL COLUMNS. The foot-notes show that it is an +Anti-Federal print.] + +The war between the Federalists and Anti-Federalists was waged chiefly +in the public press. Sixteen editions of the Constitution in pamphlet +form have survived to this day, in addition to those officially struck +off. An edition appeared in London. Another was printed in Albany, New +York, in the Dutch language. Pamphlets without number poured from the +presses. Correspondents occupied columns in the newspapers. When +Governor Clinton, of New York, opened his opposition batteries under +the pen name of "Cato," Hamilton replied vigorously in defence of the +new proposition under the name "Caesar." When George Mason addressed +his fellow-citizens of Virginia in a pamphlet against the Constitution, +he was answered by James Iredell as "Marcus." In other publications, +"Cassius," "Agrippa," "Sidney," and "Civis" filled columns, while +"Plain Dealer," "A Columbian Patriot," and "An American Citizen" +withheld not their pens. Much of the rapid increase in the number of +newspapers and the betterment of printing facilities in the United +States near the close of the century may be attributed directly to +these debates on the proposed Constitution. The religious controversial +literature of colonial days had now been replaced by political +composition. + +Not only in the public press and in private letters did the Federalists +further their cause, but they did not hesitate at more cogent arguments. +When seventeen country members of the Pennsylvania Legislature ran +from the Assembly in order to break the quorum and so prevent the call +for a State convention to consider the Constitution, the remaining +members brought back two of them by force. "When perceiving the other +side to have an advantage, they play truant," said Noah Webster, a New +England pedagogue, who had gone to Philadelphia at this time to lecture +and to sell his new _Grammatical Institute_. "An officer or a mob hunts +the absconding members in all the streets and alleys in town." To be +held in their seats and counted as voting affirmatively, the +recalcitrant members declared an outrage. The Federalists thought they +deserved more punishment. When the State convention, thus called, met +in Philadelphia, two of its members, Wilson and McKean, made such +eloquent appeals for a trial of the new form that the auditors broke +into applause. The Anti-Federalist papers said the incident was +pre-arranged to influence the convention and reported that "the gallery +was filled with a rabble, who shouted their applause; and these heroes +of aristocracy were not ashamed, though modesty is their national +virtue, to vindicate such a violation of decency." The final vote of +the Pennsylvania State Convention, forty-six to twenty-three in favour +of the Constitution, was looked upon by the Federalists as a vindication +of their actions. In the Maryland Convention, a majority of sixty-three +refused to hear any compulsory amendments proposed by a minority of +eleven, on the grounds that they had been instructed by their +constituents to ratify or reject a constitution, not to make one. + +The "Antis" soon found out, as "Antis" are wont to do, that opposing +a popular movement was an ungrateful, as well as an unpleasant task. +Pamphlets issued by the other side called them a junto of debtors, +knaves, and worthless-moneyists. The Anti-Federalist members of the +Massachusetts Convention complained that they were pointed out and +abused upon the streets. They also charged that the moneyed interests +of New York were trying to bribe the convention with large sums of +money sent to Boston. + +"These lawyers and men of learning and moneyed interests," cried a +country delegate in the Boston Convention, "that talk so finely and +gloss over matters so smoothly to make us poor illiterate people swallow +down the pill, expect to get into Congress themselves; they expect to be +the managers of this Constitution and get all the power and the money +into their own hands; and they will swallow up all of us little folk +like the great Leviathan, Mr. President, yes, just as the whale +swallowed up Jonah." + +When four hundred mechanics, or tradesmen, of Boston, in a set of +resolutions, demanded a favourable vote on the Constitution, and when +Paul Revere marshalled them at the Green Dragon tavern to shout for +the new frame, the Anti-Federalists called out "Intimidation!" but the +Federalists disclaimed such intention. + +Concerted action usually wins over individualism. The Anti-Federalists +showed no such capacity for united efforts as the Federalists displayed. +For instance, Hamilton, with the aid of Madison and Jay, wrote a series +of articles for the New York press, calculated to explain the new +government, to enlighten the people, and to quiet their fears. Collected +into the _Federalist_, they form the best commentary yet written on +the Constitution. Copies of the numbers, as they appeared, were +forwarded from city to city to be reprinted in Federal newspapers. +Nothing was omitted likely to impress the people favourably. Impressive +ceremonies marked the ratification in each State as the news was +received. In Baltimore, a vessel, fifteen feet long, representing the +new frame, fully equipped and rigged, was drawn on wheels through the +streets, then launched on Chesapeake Bay, and navigated to Mt. Vernon, +where Washington received it "as a specimen of American ingenuity." + +Even the muse of the Rev. Timothy Dwight was invoked to aid the Federal +cause by begging that all petty views be lost in a national horizon. +Some of his couplets run: + + "Each party-view, each private good, disclaim, + Each petty maxim, each colonial aim; + Let all Columbia's weal your views expand + A mighty system rule a mighty land; + Yourselves her genuine sons let Europe own + Not the small agents of a paltry town." + +It was a unique warfare. Where a people of different inheritance might +have appealed to arms, the appeal here was to intelligence, argument, +and the ballot. For nine months the struggle went on among the citizens +of the different States to determine whether they should abide by the +National Government they had legally adopted seven years before, or +whether they would exercise the right of peaceful revolution and cast +it aside for another. It was a true revolutionary movement, a turning +upside down, in comparison with which the Revolution of 1776 becomes +a revolt against the King. Recognising the revolutionary action of +annulling one frame of national government by adopting another, a wag +wrote this stanza: + + "Here, too, I saw some mighty pretty shows, + A revolution, without blood or blows; + For as I understood the cunning elves, + The people all revolted--from themselves!" + +The opposition to a change in the national form of government, as shown +in the debates in the various State conventions, was based upon +expediency among the masses and constitutionality among the few. In +the light of the dangers which have confronted the people during a +century of experience, some of the objections to the Constitution seem +ridiculous. But the objectors were sincere in their apprehensions, +being just emerged from a despotic government, and jealous of their +hard-earned liberty. It was the old story of individualism fearing to +trust its welfare to the general body. That liberty is gained by +entrusting liberty to an efficient government is a truism which it has +taken many years of self-rule to demonstrate. + +There was a general cry among the opposition that the convention had +exceeded its powers in casting aside the Articles which it had been +called to correct. In examining the details of the new frame, some +deprecated the large number of Federal officers thus created, who would +form a body independent of the States and fattening on the general +treasury. Others feared the concentration of power in the President, +who would have control of the army, the navy, and the treasury; others +thought the number of terms he could serve should be restricted. Still +others criticised the six years allowed a senator. The saying was +general among the opposition that the individual had no protection +from the General Government; no assurance that his property might not +be seized by it, his worship interfered with, and himself robbed of +all those privileges for which his English forebears had contended. + +The keener spirits among the opposition looked above these details and +saw a threatened consolidation of the Central Government. "Give me +leave to inquire," said Patrick Henry, in the Virginia Convention, +"who authorised them to speak the language of 'We, the people,' instead +of 'We, the States'? States are the characteristics and the soul of +a confederation." "I stumble at the threshold," said Samuel Adams, on +first reading the document. "I meet with a national government, instead +of a federal union of sovereign States." Said a member of the first +North Carolina Convention, "I am astonished that the servants of the +Legislature of North Carolina should go to Philadelphia and, instead +of speaking of the 'State' of North Carolina should speak of the +'people.'" In the Massachusetts Convention it was declared that "We, +the people," created an actual consolidation of the States, and the +moment it was adopted would mean the dissolution of the State +governments. + +A few advocates of the new Government did not hesitate to admit that +it was intended to form an efficient government for the entire people +of the United States, regardless of the States. One of the two must +be superior. In the convention, Gouverneur Morris had made this laconic +speech, "Mr. President, if the rod of Aaron do not swallow the rods +of the magicians, the rods of the magicians will swallow the rod of +Aaron." However, the more politic endeavoured to quiet the fears of +the people by explaining that "We, the people," was simply the style +or title of the new form; that the powers given to the Central +Government were entirely national ones; that all the rest were reserved +to the States; and that the people could easily change the Constitution +by amending it if they experienced any danger at any time from the +central authority. + +These words of the preamble to the Constitution, so pregnant of future +interpretation, were thus, from the beginning, a cause of alarm to a +few minds. Patrick Henry seemed to feel presciently that the later +theory of an indissoluble union would be based largely upon this phrase, +and that the Civil War to preserve the Union would be justified by it. +Yet its incorporation in the document in that form was due purely to +an accident. The Virginia plan contained no preamble. Pinckney's plan, +as given by Madison, began, "We, the people of the States of New +Hampshire, etc." When the first rough draft of the Constitution had +been put together by the Committee on Detail, during the eleventh week +of the convention, and secretly printed for the use of the members, +the preamble began, "We, the people of the States of New Hampshire," +etc. Six weeks later, the revised draft was reported with the preamble +changed to "We, the people of the United States," etc. What caused the +change to be made? Chiefly because the blank designating the number +of States required to put the new form into execution had been filled +with the word "nine." No one could tell which nine would ratify first +and, therefore, no list of States could be put into the preamble. A +phrase covering all the people of the United States was substituted. +What slight chances give rise to arguments justifying the making of +a nation! + +[Illustration: FIRST DRAFT OF THE CONSTITUTION OF THE UNITED STATES. +The form of the preamble in this draft is described in the text of +this volume. It was printed for the benefit of the members of the +Convention in making further changes.] + +Two factors were potent in securing the final success of the new plan. +One was the provision in the last clause by which the new frame could +be amended easily. The unanimity which the Articles required in order +to correct a mistake had taught a valuable lesson. Three-fourths was +to be the maximum requirement hereafter. It is interesting to note +that a unanimous vote has never been obtained on any amendment thus +far made to the Constitution. The other favourable circumstance was +the tacit understanding that Washington would consent to serve as the +first President, guaranteeing the perpetuity of the Republic by his +past record. His fidelity had been tested at the close of the +Revolutionary War, when a devoted army might have made him a Julius +Caesar or an Oliver Cromwell in the chaotic condition of affairs. That +he had returned to his Virginia farm to become an active citizen was +an assurance that he could now be trusted with the vast powers conferred +on the chief executive under the new plan. + +The State conventions were not slow to take advantage of the privilege +of proposing amendments, and these the promoters were too wise to +resist. Proposals to make amendments were non-committal and harmless +where the motto was "Anything to get the new plan in operation." +Massachusetts wished nine additions made, South Carolina four, Virginia +twenty, New Hampshire twelve, New York thirty-two, and North Carolina +twenty-six. Of the 103 propositions submitted to the consideration of +Congress by the conventions, many were duplicates. Only ten were +destined to survive. At the time, they served as a machine of the gods +to avert the dangerous proposition that another convention be held to +draw up a second constitution embracing the desired changes. + +No one can read the acts of ratification in which these proposed +amendments were incorporated or added without being impressed by the +fear of the States that they were hazarding their hard-earned liberties +in this experiment. It is easy to make light of them in the successful +experience of a hundred years. It is clear now that whatever precautions +the States took would be swept aside by the hand of necessity, and +that later generations would repudiate some of the principles laid +down in their manifestos. It is useless to demand consistency in a +growing body. How futile for Virginia and Rhode Island, for instance, +to declare that all power granted under the Constitution proceeds from +the people of the United States and that, whenever the same is +perverted, it may be resumed by them! Being adopted in State conventions +and voicing the sentiment of the people in these established groups, +is it unlikely that they meant the people of the United States as +grouped into the several States precisely as they had formed and were +now adopting their Constitution? Yet a generation or two later, Virginia +was to be told that she meant the people of the entire United States, +regardless of State lines, and in this opinion the people of Rhode +Island in that generation would join. + +How useless for South Carolina to make as part of her ratification the +precautionary statement that no part of the Constitution should ever +be construed so that the States might be deprived of any power not +expressly relinquished by them! How fruitless for New Hampshire to +stipulate that all powers not expressly delegated by the Constitution +should be reserved to the several States to be exercised by them! How +profitless fate was to make the stipulations of New York that Congress +should never lay any kind of excise except on ardent spirits, and that +the clauses in the Constitution forbidding Congress to do certain +things should not be construed into a permission to do anything except +that which was named in the document! Time was soon to demonstrate the +folly of attempting to place these barriers in the path of progress. +Under such restrictions, the new Government would have been as helpless +as the old, unless new powers had been added to it from time to time +by the precarious method of amendment. Advancement must have been +hindered constantly by waiting on the slow process of adding provisions +to the Constitution. Such crises as the purchase of Louisiana, the +suppression of domestic insurrection, and the adjustment of the national +finances after the War of 1812 could never have been met because of +constitutional limitations. + +Several of the States incorporated in their acts of ratification a +kind of political creed of the inalienable rights of the individual. +Although not intended as amendments or even as conditions of +ratification, they were supposed to be a kind of perpetual compact +between the State and the nation. They were modelled after the Bill +or Declaration of Rights in some of the State constitutions. Rhode +Island, for instance, declared that "the rights aforesaid cannot be +abridged or violated and that the explanations aforesaid are consistent +with the said Constitution." Time was to show in seasons of national +aggrandisement, during the reconstruction period, for instance, how +futile such State barriers would be in hedging about the national +powers. These sticklers for individualism and fearing souls could not +see that the central clearing-house, which the people of the respective +States were creating, could not be confined to a few expressed powers; +that unseen situations and sudden emergencies would call for action +not specified; that to make a list of allowable acts in advance was +simply an impossibility. In their alarm, they failed to see that the +individuals of which the States were composed would come in contact +more closely with local than with national affairs; that they would +participate more frequently in State than in Federal Government; and +that this very participation for the regulation of local affairs would +perpetuate a fealty to the State which would guarantee its perpetuity +within its proper sphere. But, at the time, many agreed with Lowndes, +who predicted in the South Carolina Convention that despite all +precautions the State powers under the Constitution would soon be +confined to the regulation of ferries and roads. + +All anxiety about ratification ceased on the second day of July, the +anniversary of the motion for independence, when the favourable act +of New Hampshire, the ninth State necessary, reached Congress. The +matter of arranging for putting the new Government into motion was +referred to a committee. In taking this action, the old Congress was +sealing its death-warrant. It would cease to exist, and be replaced +by two houses of Congress under the Constitution. It had served well +its purpose. Called into life by the necessity of colonial co-operation +in 1774, the Continental Congress had gradually assumed sufficient +power to bring a great war to a successful conclusion. Deprived of +much of this power under the Articles, circumscribed by the suspicious +bounds of State sovereignty, the Congress had become a thing of +contempt. Not a member was now present who had been among those +assembled at the hall of the Carpenters' Association in Philadelphia +fourteen years before. Not a man now present was a signer of the +Declaration of Independence. + +Nevertheless the body assumed an unwonted activity in these, its last +days. A quorum was had during several of the summer months of 1788. +The business of settling accounts between the Confederation and the +several States was actively carried on, and further arrangement was +made for selling the public lands in the North-West Territory. The +form of levying quotas upon the States, amounting to a million and a +half dollars, was again gone through with. Since it was unlikely that +these assessments would be paid, John Adams borrowed one million +guilders in Holland for ten years with which to inaugurate the new +Government. + +A petition for statehood from the settlers in Kentucky, the second in +the long list of additions to the Union, reached Congress, accompanied +by the consent of Virginia to the severance of her western district. +Since the time for the beginning of the new Government was so near at +hand, the petition was returned with the suggestion that it be renewed +after that event. + +The principal item of domestic expenditure was found to be that for +supporting the United States army of 595 officers and men scattered +along the frontier. They were garrisoned in Fort Pitt, at the head of +the Ohio River; Fort Franklin and Fort McIntosh, between Pitt and Lake +Erie; Fort Harmar, at the mouth of the Muskingum; Fort Steuben, at the +falls of the Ohio, now Louisville; and Fort Vincennes, on the Wabash, +now in Indiana. Also a force consisting of an officer, one sergeant, +and fifteen privates was stationed at West Point. To meet the expenses +for these troops, and also those for Indians and pensions, there was +available in the domestic treasury the sum total of $22,000. + +The committee of Congress to whom had been given the arrangement for +putting the new Government into motion found that the election of +senators and representatives was left by the Constitution to the States; +that the creation of the Federal judiciary belonged to the new Congress; +and that only the measures necessary for the election of a President +were left to them. They therefore set the first Wednesdays of the first +three months in the following year for the three steps of appointing +presidential electors, having them cast their ballots, and for +commencing proceedings under the Constitution. These dates were adjusted +to the meetings of the State Legislatures, as Madison explained to a +correspondent. No objection was found to this arrangement of time, but +the selection of a place in which to begin the new Government aroused +the old sectional fear and avarice, and precipitated a two-months' +contest, during which New York, Philadelphia, Baltimore, Wilmington, +Lancaster, and Annapolis were considered. "The present seat of Congress" +was finally adopted largely through impossibility of agreeing on +another. + +[Illustration: LAST PAGE OF THE MINUTES OF THE OLD CONGRESS. Preserved +in the archives of the Department of State. It shows that members +appeared occasionally as late as March 2, two days before the new +government was to be inaugurated; the printed journals differ, stating +that members appeared until the first of November only.] + +Having thus planned for its successor, having arranged the finances, +the army, the post-office, the public land system, and other national +affairs as best it could, the Continental or Confederation Congress +slowly dwindled in membership until it lacked a quorum early in October, +1788. A few members attended at intervals until the beginning of the +following March, when the thirty-nine foolscap volumes recording the +birth of the United States were closed, to be deposited among the +archives of the United States under the Constitution. A successor was +now ready to undertake the task for which the Confederation had been +found inadequate. + + + + +CHAPTER VII + +BEGINNING AN EFFICIENT GOVERNMENT + + + +In the manner of its formation and adoption the Constitution was the +product of a confederation. In these respects, it was little in advance +of the rejected Articles. Its strength lay in the possibilities of its +administration. But as a document in 1789, it was the product of +federated States. If all the people of the United States could have +assembled and formed a constitution to go into effect immediately, or +even if delegates, chosen by the people of the United States as a +whole, had drawn up such a document, which had been adopted by the +entire people or their delegates in a ratifying body, there would have +been a national sovereignty wholly independent of the States from the +beginning. Such a procedure was impossible--the very best reason why +it was not attempted. A pure democracy is possible only among a small +number of people living in a small State. For a large population and +an extensive territory representative government must be substituted. +If the idea of government in the British colonies in North America had +been national instead of local from the beginning, the States would +have disappeared under the Constitution, or have been kept only for +selecting national representatives, and performing other national +functions. An equipoise between the two could never have been reached. +But fate had ordained otherwise. In a new land, the settlers naturally +gathered into little groups for mutual protection. Collecting about +some harbour or along some navigable waterway in the Northern colonies, +or assembling from the plantations at the centre of the parish in the +Southern colonies, the people instituted local government. Clusters +of these units under home rule formed larger divisions, and, in this +way, union came as an afterthought resulting from contiguity and +intercourse. The States as colonies existed long before the Union. +Individualism was born long before unity in America, and gained a +prestige which aggregation has required nearly a century to overcome. + +The ease with which the various States formed their first constitutions +and the ease with which they corrected errors by substituting later +frames, is an additional proof of their early efficiency. No State had +as much difficulty as did the nation in reaching a workable basis. It +is true that the national Congress first suggested State governments +to the chaotic colonies, but they did not authorise them. The colonies +looked to the nation for a uniform suggestion, but neither for sanction +nor permission. Never for a moment did the members of the Continental +Congress assume that they were working independently of their States, +but considered themselves subordinate to the State assemblies. The +States were always the last resort of Confederation days. The story +of the United States is largely taken up with the struggle of the +States to retain their early supremacy when that supremacy was menaced +from time to time by new conditions. + +Whatever destiny may have made of the later Union, whatever theories +may now be indulged in concerning the abstract Union the fathers made +in 1789, the concrete Union which was put into effect was the offspring +of the States not only in the thoughts of the people, but it was even +dependent upon them for aid in several particulars necessary for putting +it into operation. Having no electoral machinery, the Union was +compelled to ask the States to choose members of both branches of its +Congress. In electing its chief executive, it was obliged to give the +States sole charge of choosing electors for this purpose. A national +election gradually came into existence because the Union took this +control practically away from the States. The Federal Government was +indebted to State agency for its first capitol, the Federal Hall, +furnished it by the kindness of the City of New York. It had not a +foot of soil independent of the States, State militia furnished the +military escort for its President-elect, and a State governor, Clinton +of New York, with his staff, gave him official welcome to the State +and national capital combined. Even the oath given to the chief +executive, an oath required by the national Constitution, was +administered not by a national official, but by the chancellor of the +State of New York. + +An independent national government such as time has given us, and such +as would be formed in the light of the present day, would not leave +the method of choosing its presidential electors to the whims of the +several States. At the time, no other method was possible. The State +machinery was at hand and could be utilised. The national appliances +had not yet been evolved. In some States the size of the precincts +made voting well-nigh impossible. Residents of Luzerne County, +Pennsylvania, must travel several hundred miles to the polls, according +to Timothy Pickering. Although the Assembly of Virginia placed a fine +upon every qualified voter who failed to perform his duty, and although +the Federalists of Maryland offered a roasted ox at one polling-place +to attract voters, it is estimated that not more than one-fourth the +men entitled to vote availed themselves of the privilege. Many had +been so recently enfranchised by the State constitutions that they did +not appreciate the right. Independence having been won, the details +of government failed to maintain civic zeal. In present-day elections, +by contrast, as many as five-sixths of those qualified to vote at +national elections avail themselves of the privilege. + +It must also be noted that State qualifications for freemen determined +who should vote in this first national election. In those States where +the people voted, statistics show that only three men out of every +hundred of population could vote in this first presidential election, +where nowadays twenty men have that liberty. In some States, the people +had no voice whatever in choosing the President, because the State +Legislatures decided that they were the proper mediums to choose the +presidential electors. The Constitution left the matter entirely in +their hands. In some States, the people voted for electors in fixed +districts; in other States they voted for a whole electoral ticket. +This system of choosing a President through a set of electors, borrowed +from the method of electing a German emperor, was far removed from +democracy. It showed the distrust which the Constitution-makers felt +in the intelligence and discrimination of the masses. Irregularity +marked the elections generally. Two factions in the New York Legislature +fell into a dispute over the manner in which Senators and electors +should be chosen. It resulted in that State being deprived of +participation in the first election and in the first session of the +Senate. Before the next presidential election, Congress began to make +regulations governing the States in their conduct of this important +matter, an innovation which grew until it culminated in the election +"force laws" of reconstruction days following the Civil War. + +"The first Wednesday in March next shall be the time and the present +seat of government the place for commencing proceedings under the said +Constitution." So accustomed had the people grown to delays in public +affairs, that a strict compliance with these provisions of the old +Congress would have been a surprise. The first Wednesday of March, +1789, fell upon the fourth day of the month. At noon of that day, when +the members constituting the two branches of the first Congress under +the Constitution assembled in the rooms arranged for their sessions +in the reconstructed City Hall of New York, there was no quorum in +either House. Since eleven States had adopted the new plan and each +was entitled to two Senators, twelve members of that body would be +necessary to constitute a quorum. But only eight were present. These +sent out one circular letter after another to the delinquent members, +begging their immediate attendance. The condition of the roads at that +season of the year and the inadequate means of transportation can +scarcely be imagined at present. Madison, because of poor roads between +Montpelier and Baltimore, missed the stage and lost two whole days, +as he complained. However, one by one the tardy Senators arrived, and +on April 6th, over a month late, the Senate found itself with a quorum. +Even then there were only two members present from States south of +Pennsylvania. Having read their credentials of election, they proceeded +to elect a presiding officer "for the sole purpose" of opening the +votes cast by the electors for President and Vice-President of the +United States. The latter, according to the new plan of government, +would be their permanent presiding officer. The choice for the temporary +office fell upon Senator Langdon, of New Hampshire, a member of the +convention which had framed the Constitution. + +On the 4th day of March, the new House of Representatives had only +thirteen members present. The Constitution required that they should +be chosen by the people in the different States. The State Legislatures +were unable to monopolise the elections as they did the presidential +elections in certain States. Yet the people took little interest in +this first congressional election. Out of 3,200,000 people, probably +not more than one hundred thousand voted. Until some count of the +number of people could be taken to secure a proportionate +representation, the Constitution had set an arbitrary number of +sixty-five, apportioning them among the States by a guess at the +respective populations. Rhode Island and North Carolina not being in +the Union deducted six from this total, making thirty necessary for +a quorum. Day after day, the incomplete House adjourned. New members +arrived at intervals until the first day of April, when a quorum was +had, just four weeks late. + +As first formed, the House consisted of the following members: New +Hampshire, 1; Massachusetts, 5; Connecticut, 5; New Jersey, 2; +Pennsylvania, 6; Maryland, 2; Virginia, 8; South Carolina, 1. Other +members arrived from time to time. More or less irregularity had marked +the elections in the various States. A protest soon reached the House +from citizens of New Jersey claiming that the four members from that +State had not been legally elected. The polls had been kept open in +one district for two weeks, until closed by a proclamation from the +governor. From South Carolina came charges against a member that he +had not been a citizen of the United States the required seven years +at the time of his election. Although a native of South Carolina, he +was being educated in Europe during the Revolutionary period and had +returned to the State after the close of the war, but before the +adoption of the national Constitution. Contested elections here find +early precedents. In both cases the House declared the elections valid +and the members entitled to their seats. + +[Illustration: HEADING OF THE FIRST LAW PASSED UNDER THE CONSTITUTION.] + +Although the delay of nearly a month in securing a quorum in the new +Congress was not alarming, it was most unfortunate. Never had the +National Government come so near abdicating in favour of the State +governments. There had been no sessions of the old Congress for the +past six months, although straggling members appeared from time to +time. There was a national Board of the Treasury wrestling with the +problem of home and foreign creditors, but confronted with an empty +coffer. Jay was acting as Secretary of Foreign Affairs, and Knox was +Secretary of War. There was positively no other evidence of "The United +States of America" except an "army" composed of a few soldiers scattered +along the frontier. Jefferson, Minister to France, wished a leave of +absence, which Jay thought reasonable. "But, my dear sir," he said, +"there is no Congress sitting, nor have any of their servants authority +to interfere. As soon as the President shall be in office, I will, +without delay, communicate your letters to him." Madison foresaw +contentions, "first between federal and anti-federal parties, and then +between northern and southern parties, which give an additional +disagreeableness to the prospect." John Adams pronounced the nation +united in nothing save the choice of Washington. + +After quorums were secured, new problems confronted this National +Government, feeling its way without precedent. Only eleven States had +come into the new agreement. The North Carolina Convention had adjourned +without action, and Rhode Island had rejected the Constitution by a +popular vote of 2708 to 232. Had a Congress representing eleven States +the right, even if it had the power, to legislate for thirteen sovereign +States? Many felt that important questions like amendments to the +Constitution should be postponed until the United States were united +in fact as well as in name. Even eleven States were insufficiently +represented. Delaware had only one Senator and no Representative at +hand. South Carolina had but one Senator present. The influential State +of New York, the home of Hamilton and Jay, the place of meeting of the +new Congress, was in the throes of a political "dead lock." + +There was also no precedent for the workings of two branches of the +National Legislature. Some prophets of evil who recalled the +difficulties in one House of the Continental Congress predicted a +double portion of woe under the new arrangement. It must not be supposed +that a bicameral system was entirely a novelty. The colonies generally +had such a system and, on becoming States, had adopted, with one +exception, that form. It was true, as many recalled, that contests had +frequently arisen between the colonial council and the popular assembly, +especially where the former was appointed by the colonial governor. +It was scarcely to be hoped that all friction could be avoided between +the two branches of the United States Congress. They possessed to a +large extent joint powers, and yet had individual initiative and +control. A further difference might arise from the variation of the +constituency which they represented. The Senate was appointed by and +represented the States in their sovereign capacity, as the House of +Lords represented the pleasure of the British sovereign. The House of +Representatives was dependent upon and represented the direct interests +of the people, as did the Commons under the British Constitution. + +The Senate had the advantage of the prestige of the colonial council. +When the day arrived for opening the presidential ballots the Senate +notified the House that it was ready, and the latter obediently mounted +the stairs to the small Senate chamber, where the ballots were counted, +disclosing a unanimous election for George Washington and a majority +for John Adams. The Senate immediately despatched messengers to notify +these men to attend and be inaugurated. This feeling of superiority +on the part of the Senate was not diminished, as its members +contemplated the power of ratifying treaties and confirming appointments +which they shared with the Chief Executive, as well as the long tenure +of office and permanent session with which the body had been endowed. +Because of this executive function, the Senate followed the example +of the Continental Congress, and refused to admit the public to hear +any of its deliberations during the first five sessions. It then yielded +to public opinion and opened its doors when acting in its legislative +capacity, going into secret session only when exercising its executive +powers. To counterbalance these extraordinary functions, the House had +only the exclusive right of originating revenue bills. + +The necessary connection of the two Houses was recognised at the very +beginning of the sessions by the appointment of joint committees to +prepare rules for conference on bills upon which the two bodies might +differ; to arrange for the transmission of papers; to dispose of the +papers of the old Congress; to arrange for the inauguration of the +first President; and to provide for the election of chaplains. Many +of these matters common to both were easily adjusted. Two chaplains +of different denominations were to be appointed, one by each House, +and they were to interchange weekly. In this way Congress hoped to +avoid the ever-recurring fear that one sect might be patronised until +it became the established church. But upon the apparently minor point +of the manner of transmitting papers from one body to the other a +difference arose. The joint committee reported to each House an +elaborate method whereby the Senate should send a bill or message to +the House by its secretary. This official was to make an obeisance on +entering the House, and another on delivering the paper to the Speaker, +a third after it had left his hands and a fourth as he left the room. +When the House sent up a bill to the Senate, it was to be carried by +two members, undoubtedly in imitation of the custom of members of the +Commons carrying a bill to the Lords. Precisely as many bows and at +corresponding places were demanded of these two members as the secretary +of the Senate was required to make in the House. All messages except +bills could be carried up by one member, who should make the four +obeisances. As a return courtesy the entire Senate should rise when +two members entered the room, or the President of the Senate only, in +case one member appeared with a message. + +This exhaustive ceremonial clearly gave such superior standing to the +Senate that it was rejected by the House. Being recommitted to the +joint committee, they reported a simple substitute whereby any message +should be sent from either House to the other by "such persons as a +sense of propriety in each House may determine to be proper." The +messenger was to be announced at the door and should communicate his +message to the presiding officer. This in turn was rejected by the +form-admiring Senate. Finally the Senate sent notice to the House that +if their members should bring up a bill or message as originally +provided, they would be received as first promised; but if they chose +to send it by another agent he must hand the paper to the secretary +of the Senate, who would deliver it to the President of the Senate. +The House chose a messenger as their agent; the Senate soon followed +the plain example; and thus a simple custom was inaugurated which has +held to the present day. + +The wisdom of providing some arrangement for a conference in case of +disagreement between the two Houses was manifest several times in the +first session. Conferences were held on no less than nine of the +ninety-five measures passed. It is impossible, in the absence of +reported debates, to ascertain the attitude of the Senate toward the +other branch. Maclay, the garrulous Senator from Pennsylvania, whose +diary is invaluable during these closed-door sessions, mentions several +instances in which the Senate coerced the House by threatening to hold +up appropriation bills. "It was a trial of skill in the way of +starvation," he declares. The temper of the House when contending for +what it considered its prerogatives can be seen from the debates. + +"I am an advocate for supporting the dignity of the House," said a +member from New York, debating a disagreement with the Senate, "and to +me it appears somewhat inconsistent that we should change our sentiments +in order to conform to the amendments of the Senate.... If we are to +follow the Senate in all the alterations they propose, without hearing +reasons to induce a change, our time in deliberation is taken up +unnecessarily." + +On a similar occasion, when the tonnage bill was being worked out by +compromise, a member from Delaware hoped that the House would not +recede from its position, "otherwise it might be considered that the +House was under the government of the Senate, and adopted their opinions +without arguments being offered to convince their judgments." A Virginia +member "would rather lose any bill than have the doctrine established +that this House must submit to the Senate; yet, if it was done in this +instance, it would serve as a precedent in future decisions." In this +slow manner, and with frequent irritation, the two branches of the +National Legislature adjusted themselves to each other and formed +precedents which have held for a century. The first measure to pass +both Houses, receive the President's assent, and become a law, defined +the oath which every officer of the National Government was required +by the Constitution to take. It became a law within two months after +quorums were obtained. + +The relations of the two branches to the Executive were not so close +and, therefore, more easily adjusted. No little credit is due to the +very cool and conservative man who became the executive head of the +revived nation. Even the journey of the President-elect from his home +to the seat of government had been a continued ovation. It can be +compared only with his progress to Cambridge nearly a score of years +before to take command of the Revolutionary army. In both instances +he was regarded as the deliverer of the country from a great peril. +Possessed of probably the largest fortune in America, he could not be +accused, as were many of his compatriots, of mercenary motives in his +public actions. His freedom from personal ambition and selfish motive +having been tested in the tempting days of the war, he could be relied +upon by the people not to betray them in their extremity by any +assumption of powers. Reputed to be a man of great self-control, almost +cold-blooded in his self-guardedness, having dwelt far removed from +the partisan strife pertaining naturally to populous centres, he would +be careful in forming opinions, conservative in actions, and unlikely +to yield to the influence of faction or partisanship. A moral man for +that day, but neither a propagandist nor a zealot, he was unlikely to +favour any sect or establishment of religion--a danger against which +every possible precaution had been taken. + +Even while the electors were being chosen and were holding their +meetings in the several States, it was understood that Washington would +undoubtedly be the choice for the first President. Indeed, before the +Constitution had been fully formed, Hamilton and others were naming +him. In the State conventions which considered the new form, speakers +did not hesitate to predict his election. The assurance that the dreaded +power would be first entrusted to his hands to form precedents persuaded +many to try the change. John Adams, recently returned from representing +his Government in Great Britain, and finding himself chosen to the +second place, was said to be unable to comprehend how Washington's +military experience had fitted him for this civic duty. Yet it was +simply the first of many instances in which the gratitude of the people, +backed by innate hero-worship, has singled out a war hero for the +highest civic honours. Hence it came about that the very unanimity of +election, for which all had hoped, defeated the purpose of the framers +of the Constitution to have an unbiassed selection made by the +presidential electors. This, or a like cause, has thwarted the purpose +in every succeeding election of a President. + +[Illustration: FEDERAL HALL, NEW YORK CITY. Upon the balcony between +the pillars of the second story Washington was inaugurated President, +April 30, 1789. Congress sat in this building in 1789 and 1790.] + +Considering the descent of the American people at that time, it is not +surprising that the inauguration of the first President was copied +largely from the inauguration of a British sovereign. Our fathers were +not attempting to experiment with novelties of government, but to adapt +tried methods to their needs. The trappings of royalty to be seen in +an ancient kingdom were replaced in this Republic by a military display, +significant of the means by which its birthright had been won. The +royal procession from Buckingham Palace to the Abbey was reproduced +in miniature in the escort of the President from the Osgood House, his +temporary residence, to the Government chambers. The religious and +civic rites observed at Westminster Abbey were here separated, the +religious service being held at St. Paul's Chapel and the civic in the +little recess or gallery between two pillars which had been made by +the architect in transforming the New York City Hall into the National +Federal Hall. The oath was taken upon a copy of the Bible by both +monarch and President. The shouts from the crowd in front of the Federal +Hall in Wall Street which followed Chancellor Livingston's cry of "Long +live George Washington, President of the United States!" were no less +sincere, although coming from fewer throats, than the cries of "Long +live the King!" and "God save the King!" which proclaimed the homage +of British subjects to their monarch. The cannon in old Fort George, +down near the Battery, could greet a President as lustily as those in +the Tower proclaimed a king. + +But every departure from royal custom was in the direction of simplicity +of detail. Instead of being surrounded by nobles and courtiers, the +President was attended by the committees on inauguration from the +Senate and House, by Vice-President Adams, Governor Clinton, and others. +The coronation feast in the palace was republicanised into a dinner +at the residence of Governor Clinton. The rich robes of the sovereign, +to make which the resources of an empire were drawn upon, were +transformed into a suit of ordinary clothing made entirely in America. +Instead of being seated in an ancient chair endowed with kingly legend, +the American President stood during the short ceremony. Instead of +being administered by the Archbishop of Canterbury, the oath was given +to him by the Chancellor of the State of New York. The fair and +festivities which commonly ended the first day of a new monarch were +changed into an illumination of the city of New York and a display of +fireworks. + +The ceremonies between the new President and the Congress bore an even +closer resemblance to those accustomed to be seen at a coronation or +upon the opening of a session of Parliament. The inauguration speech +of the monarch took the shape of an inaugural address by the President, +which confessed a lack of personal assurance and a reliance upon a +Higher Power, called attention to the benefits of government, and +begged the co-operation of all concerned in it. The speech from the +throne at the opening of Parliament became a message to Congress at +the opening of each session. Like the king's speech, it was divided +into a general address to both Houses, and a special message to each. +The attention of the House of Representatives was called to various +financial matters, as the English monarch had been compelled to do +since the stormy Stuart period. + +Early in Washington's administration the Senate showed conclusively, +by refusing to hear the Secretary of War explain an Indian treaty, +that the Cabinet was not to have the British privilege of initiating +legislation. Washington was compelled, consequently, to recommend to +each branch of Congress in his opening address such matters as he +thought demanded legislation. It is the only form of influencing +Congress which has ever been given to the President, barring patronage. +On these State occasions, when opening Congress, Washington was +accustomed to ride down to the Federal Hall in the coach provided for +him by Congress, with four instead of the two white horses usually +driven, and outriders in advance as well as the two secretaries who +rode habitually on horseback behind the coach. As was the custom in +Parliament, a committee was appointed in each branch of Congress to +draft a reply to the President's address. In due time this was carried +by the Senators in solemn procession, headed by Vice-President Adams, +to Washington's residence, where it was handed to him. The more +democratic House of Representatives contented itself with presenting +its reply to the President in a vacant room in the Federal building. +To each of these replies Washington was accustomed to make a +counter-reply, thanking the members for their courtesy and promising +his continued efforts to secure the objects they suggested. + +These forms and ceremonials, although copied originally from Britain, +had been used in the inauguration of colonial governors and in the +opening of colonial assemblies. They furnish a further proof that the +American nation has been a thing of growth, an imitation of existing +conditions until such time as originality could be developed or +imitations transformed to meet the new conditions. Local forms furnished +the models. They would be changed only as national ideals were +developed. The fact that most of these European ceremonials were lopped +off within twelve years shows how rapidly originality was developed. + +During the first session Congress took up "the principal officer in +each of the executive departments," as authorised by the Constitution. +It was understood that these would be about the same as had been +developed during the preceding years, viz., Foreign Affairs, Treasury, +and War. It was not foreseen that they would become in time a "Cabinet." +To these three departments Congress added a fourth, Justice, for which +an attorney-general was appointed. He was considered a head of an +executive department and ranked with the other three among the +President's advisers. + +The wisdom of the framers of the Constitution in simply arranging +outlines instead of filling in details was nowhere better shown than +in the provisions for the national judiciary. Congress was bound only +to establish "one superior court" and could add such inferior courts +as necessity might demand from time to time. So essential was a national +judiciary felt to be, that during the pressing business of the first +session the United States was divided for this purpose into thirteen +judicial districts, conforming generally to the eleven States in the +Union, each to have a district court held by a Federal judge. These +districts were then grouped into an eastern, a middle, and a southern +circuit, in accord with the geographical grouping of the States. In +these two circuit courts were to be held each year by one or more +district judges and one or more justices of the Supreme Court. The +latter, the final tribunal of appeal from these inferior courts, was +to consist of a chief justice and five associate justices. Necessary +officers, such as marshals and clerks, were given to these courts, +rules were formulated for their procedure, and an act was passed at +the next session defining crimes against the United States. A resident +of any State was by these acts made the subject of a new sovereign,--the +United States of America,--liable to be punished for treason committed +not against his State, but against the nation; to be prosecuted for +piracy on the seas; for counterfeiting money, altering records, +committing perjury in the Federal courts, resisting a national official, +or offering violence to a foreign representative. + +The United States could now command some respect from the individual. +The Union would also assume a new dignity from being a judge instead +of an arbiter between the States. No more would such long-continued +warfare as the territorial dispute between Connecticut and Pennsylvania +bring the Republic into ill-repute. This new judicial power extended +to "controversies between citizens of different States." Never again +would the cumbersome machinery of Federal commissioners to hear disputed +claims to territory be called into service--a kind of Platonic +lot-casting phantasy--because the new national judiciary system covered +"controversies between two or more States." What powerful possibilities +were given to the new Central Government in the provision that the +Supreme Court should have "appellate jurisdiction from the courts of +the several States in the cases hereinafter specially provided for." +It would be found as futile to restrict the cases in which the national +court should have an appeal from the State courts as to attempt to +reserve all the powers to the States not expressly granted to the +Union. In the haste necessarily attendant upon suddenly putting the +provisions of the new government into effect, no one had the leisure +if any possessed the foresight to consider the limits to which the +Federal courts might extend its authority in the light of +interpretation. Even Jefferson later confessed that this member of the +Federal Government was at first considered as the most harmless and +helpless of all its organs. + +[Illustration: THE PRESIDENTIAL MANSION, FRANKLIN SQUARE, NEW YORK +CITY 1789.] + +The beginnings of the national judiciary were so modest that no one +could have taken alarm. The day that he signed the judiciary bill, +Washington nominated John Jay, of New York, to be chief justice of the +court, Edmund Randolph, of Virginia, to be attorney-general, and John +Rutledge, of South Carolina, James Wilson, of Pennsylvania, William +Gushing, of Massachusetts, Robert H. Harrison, of Maryland, and John +Blair, of Virginia, to be associate justices. + +State distribution of patronage was not such a criterion as in later +appointments; yet the department of Justice represented all parts of +the country. Considered from a sectional point, there seemed at the +time little likelihood that the court would prove hostile to Southern +individualism, since it contained, counting the attorney-general, four +Southern men and three Northern men. District judges, attorneys, and +marshals for the eleven judicial districts were appointed at the same +time. A joint resolution of Congress asked the States to give their +jailers power to receive and hold United States prisoners. + +"Many of your old acquaintances and friends," wrote Washington to +Lafayette, "are concerned with me in the administration of this +government. By having Mr. Jefferson at the head of the department of +state, Mr. Jay of the judiciary, Hamilton of the treasury, and Knox that +of war, I feel myself supported by able coadjutors, who harmonise +extremely well together." + +Randolph, the Attorney-General, had never come in contact with Lafayette +and consequently was not mentioned by Washington. This list of the +chief administrators of the new Government must have reassured +Lafayette, as well as other friends of the experiment, who wished to +see it given a fair trial. They feared that the first administration +might be given over to its enemies, who would be inclined to decrease +rather than to strengthen its powers. Before the elections, General +Lincoln had confessed to his former companion in arms, General +Washington, his apprehension lest "the Anti-Federalists would try to +get into office men unfriendly to the Constitution and so break it +down, or men who would change many of its provisions at an early date." +The attitude of the President and of most of his Cabinet, it was well +known, was in favour of an efficient central power. John Adams, the +Vice-President, had long been an advocate of a stronger frame, and now +made good his words by casting the deciding vote in twenty ties in the +Senate, every time in favour of centralised authority where there was +any doubt involved. By one of these close votes authority was given +the President to remove an official without the necessary consent of +the Senate. The Constitution was silent on this point, and its decision +favourable to the Executive greatly increased the prerogatives of that +office. + +This summer of 1789 was a time of anxiety for the friends of the new +Government. They could scarcely hope that the new machinery had no +flaw. At any moment an unforeseen defect might bring the whole to a +standstill. Friction fatal to continued happiness might arise between +the different departments of the General Government or between it and +the component States. The people of some section might refuse to be +bound by the General Government. During the heat of debate in the South +Carolina Convention, a delegate had defiantly declared that his people +would not take part in the new Government, if adopted, if not compelled +to do so by force; unless a standing army which the new autocrat would +possess should ram it down their throats with the points of bayonets, +like the Turkish Janizaries enforcing despotic laws. As time went on +and none of these calamities happened, a general confidence took +possession of the people. At last they had come into a time of general +agreement which would allow the experiment of self-government a fair +test. Two States remained out of the Union, but time was expected to +bring them in. + + + + +CHAPTER VIII + +SUMMONING THE GENII OF THE IMPLIED POWERS + + + +Even before the executive part of the new Government had been initiated, +Congress attacked the most serious problem it had received from its +predecessor. All were agreed that the chief difficulty in carrying on +the Revolutionary War had been the lack of sufficient funds. The +administration of the Articles of Confederation had been hampered +constantly by the same need. The nation was even now millions upon +millions of dollars in debt. In order to pay the interest on the French +and Spanish loans it had been the custom for several years to borrow +more money from the Dutch bankers. This was accomplished with no little +difficulty. From the same source John Adams had secured funds with +which to install the Government under the Constitution. The +President-elect had been compelled to borrow money from a neighbour +at Alexandria to meet the expenses of his journey to the capital to +be inaugurated. + +Public credit both at home and abroad was in ill-repute. To meet the +foreign interest and installments due in 1789, over four million dollars +must be raised. "Not worth a continental," sighed the merchant as he +turned over a heap of depreciated Continental currency in a corner of +his strong box. "Acknowledgment to pay by the 'untied States,'" said +the owner of a pile of worthless United States certificates of +indebtedness. His patriotic zeal in lending money to the National +Government in her hour of need now bade fair to ruin him. The veteran +of the Revolutionary War carried his half-pay certificate to the +money-lender, glad to get even five shillings in the pound for it. +Holders of various forms of State indebtedness besieged their State +authorities for payment, rapidly approaching a point where they would +welcome any agency which would get them their due. + +According to Madison, the Continental Congress had chosen such an +unseasonable date as the first Wednesday in March for beginning the +new Government in the hope of levying a duty at once which would catch +the spring importations of goods from Europe. It was this purpose which +brought him to his feet in the House of Representatives on the eighth +day of the first session to introduce a subject which he declared to +be of the first magnitude, and one that required their first attention +and their united exertions. This was the deficiency in the national +treasury. For a remedy, he had chosen an impost on certain imported +goods. + +Fortunately, an impost was not a novelty requiring time and instruction +to secure. Imposts had been instituted generations before to obtain +funds for clearing the seas of pirates and for making safe the merchant +marine. Because of these laudable objects, imposts had come to be +regarded as a legitimate form of external taxation and as a means of +raising a revenue to meet the expenses of government. The American +people had been familiar with imposts from colonial times; they had +been commonly levied by individual States since independence; and they +had been associated in thought with the National Government in the +vain attempts to revise the Articles by giving it this method of raising +a revenue. "To lay and collect imposts" was indisputably stated in the +Constitution as a power of the Federal Government. All that was +necessary to do was to determine what goods should be liable to a duty +and what the amount of duty should be. + +Madison submitted for specific duties a fixed list of articles, which +the Congress had determined upon in 1783, at the time it was requesting +the States to allow it to collect a duty. The list was made up of rum, +molasses, wine, tea, pepper, sugar, cocoa, and coffee. These were +regarded at the time as luxuries likely to be consumed by those able +to pay the duty. Other imported articles were to have an ad valorem +duty. Madison had in mind, as he said, a productive tariff to secure +money for the bankrupt national treasury. If more money was needed, +the rates could be raised at any time. But early in the debate a member +from Pennsylvania moved an amendment adding a number of articles to +the specified list. They included beef, butter, candles, soap, boots, +steel, cordage, nails, salt, tobacco, paper, hats, shoes, coaches, and +spices. "Among these," said he, in explaining his motion, "are some +calculated to encourage the productions of our country and protect our +infant manufactures." At once, members from States which did not produce +these articles protested that the addition of an impost would keep out +foreign competition and make them pay higher prices for the goods. +Other members from States which produced articles in neither list were +equally urgent in getting their special products added. The tradesmen, +manufacturers, and others of Baltimore sent in a petition "to the +supreme Legislature of the United States as the guardians of the whole +empire," begging them to impose on all foreign articles, which were +made in America, such duties as would give a just preference to their +labours. The shipwrights of Charleston in a petition pictured their +distress under the present condition of trade and begged relief by +proper legislation. Petitions soon followed from coach-makers, +soap-boilers, snuff-grinders, makers of mathematical instruments, +manufacturers of sheepskin trousers--in fact, nearly every form of +industry wished to take advantage of this opportunity to secure national +where they had formerly been able to get only local protection. The +members of Congress described in their letters to friends the fish +battles, the salt battles, and other manifestations in legislative +halls of the cupidity of mankind when opportunity is once presented. + +In this way it came about that the first revenue measure in the first +session of the first efficient National Legislature brought the members +face to face with the question of the purpose for which government +exists. The Declaration of Independence had declared it to be the +securing of certain inalienable rights with which men are endowed by +their Creator. This French conception of certain abstract and general +rights had taken in British and colonial minds the very concrete shape +of property. It is scarcely just to say that even unconsciously the +British people had instituted government for the protection of property +and invested interests; but it is within the bounds of truth to say +that a large part of the legislation of Parliament, in the formative +days of the American colonies, had been inaugurated with this end in +view. With the abuses of the monopolies granted by the mother country, +the colonists were only too familiar. But the principle had been +inherited, and it had been put into practice in the shape of legislative +aid granted by colonial assemblies for the inauguration of various +commercial and manufacturing enterprises. Sometimes this assistance +had taken the form of money; at other times, of a patent or monopoly +granted for a number of years. Petitions for such aid had been presented +to the Continental Congress at various times. It was not strange that +they should appear in the new Congress, as has just been described. + +Political parties had not yet been developed, but the debates on this +first tariff bill showed a strong tendency to sectionalism, arising +from the varied interests of an extensive territory. It was a +sectionalism which, if it prevailed, would tend to weaken the Central +Government, but, if overcome by compromise or force, would strengthen +the national authority by the very fact of the victory. At the time +the differences of opinion arising from the various parts seemed so +irreconcilable that Madison frequently confessed his despair of getting +any tariff measure passed at the session; so early did the sectional +interests appear, which were destined later to threaten seriously the +very existence of the Union. + +If the distillers of Philadelphia, for example, petitioned for a greater +discrimination in the duties on rum and on molasses, the citizens of +Portland, then in Massachusetts, assured Congress that any duty on the +latter commodity would operate injuriously and be attended with +pernicious consequences to all the New England States. Once entered +upon, this protective policy could not be stopped. By mutually aiding +each other, members could get articles added to the protected list +more easily than the unorganised opposition could keep them out. By +comparing such co-operation with the united efforts by which the first +settlers had cleared their fields, the phrase "log-rolling" was +invented. Thus it happened that the first import bill, intended by +Madison as a measure for raising revenue, was turned virtually into +a protective-tariff measure, and was so called in the preamble. Few +realised the importance of the change at the time. Madison called it +the "collective" bill, and wrote to a friend that it had cost much +trouble to adjust its regulations to the varied geographical and other +circumstances of the States. However unconsciously done, the principle +of protective-tariff legislation by the National Government had been +adopted. + +It is prophetic of the future to note that in this first debate a +difference of opinion was shown to exist concerning the proper function +of government. One speaker cited the history of the ancient world to +prove that the protection of industries and the establishment of +manufactures was a very proper aim of government. Others held to a +contrary opinion. Madison was among those who thought that business +should be left to take its natural course without government +interference. He said: + +"I own myself the friend to a very free system of commerce and to hold +it as a truth that commercial shackles are generally unjust, oppressive, +and impolitic; it is also a truth that if industry and labour are left +to take their own course, they will generally be directed to those +objects which are the most productive, and this in a more certain and +direct manner than the wisdom of the most enlightened legislature could +point out." + +This was the voice of the country member, unaccustomed to the fostering +hand of government. It was also the voice of the minority. The +Constitution had been framed and adopted by the commercial interests +generally, who took quite an opposite view of the duty of government +toward business. + +No one at this time seemed to feel the potency of the protective +principle in enlarging the power of the Union. It was unseen until +fully developed some thirty years later. Yet to appreciate the full +force of this tariff bill of July 4, 1789, with its protective preamble, +as a sample of Union-making legislation, one need only consider the +gratitude which the National Government has won through such protective +measures; the attachment of leading men to the Union from guarding +their interests; the accumulated strength of moneyed interests in time +of danger to the Republic; the use made of the tariff in protecting +workingmen; the revenue derived from high tariffs, which has been spent +on public improvements; and the force of public opinion which has been +frequently rallied by both employer and employee to the support of the +execution of a national revenue law. + +Above all members of the first administration, Hamilton stood for an +efficient National Government. He saw opportunity in the administration +and interpretation of the written document to correct the weak places +which he had sought in vain to avoid when the frame was being made. +A constructive genius by birth, a financier by study, a leader of men +by nature, Hamilton had, in the Treasury Department, that function of +the new Government which needed the most strengthening, and in its +present condition the necessity which would support the strongest +measures. Called upon by Congress at the time of its first adjournment +to inform them of the exact financial condition of the country, he +drew up an exhaustive report showing that the National and State +governments together owed something like fifty-two millions of dollars. +The national obligation to-day is twenty times that sum. Its proportion +to eighty millions of people is not much less than the fifty-two +millions were to the three and a half millions of people who faced the +debt of Hamilton's time. But the debt now is of fixed form and assured +payment before it is incurred. The debt which Hamilton presented to +Congress was heterogeneous in form and without means of payment. Arguing +that a national debt properly funded had contributed largely to the +prosperity of Great Britain, Hamilton proposed to collect all these +evidences of debt into a national obligation, which would bring interest +to its holders until paid. The faith of the United States toward its +creditors must be redeemed. To secure a revenue with which to pay this +interest and evidently to redeem the principal in addition to meeting +the running expenses of the Government was the first task. Hamilton +proposed to place additional duties on imported goods and to lay a +tonnage on vessels using American ports, the latter of which he +estimated would yield more than a million dollars. He would also put +an excise on distilled spirits manufactured in the United States and +on those imported, both bringing in nearly three million dollars. The +profits of the post-office he estimated at almost a million dollars +annually, to be applied also to the national expenses. + +[Illustration: CERTIFICATE OF DEBT AGAINST THE UNITED STATES. From the +Manuscript Division of the Library of Congress. This was one of the +Revolutionary obligations assumed and paid under Hamilton's financial +measures.] + +The members of Congress, at the subsequent session, with remarkable +unanimity, concurred in these recommendations of the Secretary of the +Treasury for the redemption of the national obligations, including +both the debt owed to foreign nations and that incurred to domestic +holders during the exigencies of the war. But upon another proposition, +that the United States should assume the debts incurred by the several +States during the war, there was strong opposition. It was said that +such action would lead to speculation and stock-jobbery in buying up +these debts and converting them into new forms. The original holders +had long since disposed of them to brokers, who would be enriched by +national legislation. It was the old clash between the moneyed and the +moneyless classes. Although the action would be a direct interference +of the National Government with State affairs, the debates turned on +economic rather than constitutional grounds. If Hamilton had the +foresight with which he is credited by his admirers, if he saw that +the allegiance of the people would gradually be won away from the +States to the Central Government because the latter was redeeming +promises which the States had long been endeavouring to meet, if he +was taking advantage of the selfishness and cupidity of the deeply +indebted States, there is no evidence to show that the States saw or +appreciated the danger. + +Virginia, whose representatives bore the brunt of the opposition, had +a source of revenue in her western lands from which she could easily +discharge her obligations, and naturally had no desire to share the +liabilities of others. But her State Legislature, after Hamilton agreed +with Jefferson to buy off the Virginia opposition in Congress by +locating the national capital on the Potomac, protested in strong and +exact terms against the State-debts-assumption proposition. These +resolutions recited that the people of Virginia had adopted the Federal +Constitution under the impression and upon positive condition that +"every power not granted was retained," and that they had read the +document in vain to find the right given to assume the debts of the +States. Here, within two years after the adoption of the Constitution, +was a State Legislature protesting against the usurpation of power +under it. It was the first of many futile protests. + +Hamilton, sending a copy of the Virginia resolutions to Jay, saw "the +first symptom of a spirit which must either be killed or will kill the +Constitution of the United States." He thought the collective weight +of the different parts of the Government ought to be employed in +exploding the principles they contained. Theoretically, the Legislature +of Virginia may have been correct in its attitude; but no theoretical +protest could avail against the worthy sentiment that the entire +national credit must be restored, backed by the practical demands of +the creditors, and by the desires of those who saw an opportunity of +investment or speculation. + +Those people, both officials and citizens, who took the stand in these +formative days of political parties that the Federal Government should +be restricted in its workings to the powers expressly given to it in +the Constitution, a "strict construction" of that document, as they +called it, were generally country bred, of the borrowing rather than +the lending class, depending upon individual initiative rather than +mass action, strangers to the paternal aspects and fostering hand of +government, and inexperienced in the intricacies of finance. Gen. Henry +Lee, of Virginia, complained to Madison of the complexity of Hamilton's +plan. "It departs," replied Madison, "from that simplicity which ought +to be preserved in finance more than anything else." Inability to +comprehend naturally breeds suspicion. + +Hamilton's followers were, for the most part, from the Northern and +Middle States, city dwellers, money-lenders rather than borrowers, +business men, and manufacturers, who saw no wrong in having the +Government promote the general welfare by legislation. The sudden +revival of business which followed the adoption of Hamilton's plan to +redeem all the debts seemed to them both natural and legitimate. The +other group looked upon the entire matter as a corrupt transaction, +contrived by Hamilton, and a prostitution of government from its +legitimate purposes. Madison wrote that just before the report came +out the value of the various forms of debt rose from a few shillings +to eight or ten shillings in the pound, and that emissaries were still +exploring the interior and distant parts of the Union in order to take +advantage of the ignorance of the holders. To meet the occasion +Jefferson invented the phrases, "corrupt squadron," "stock-jobbing +herd," and "votaries of the treasury," upon which he rang the changes +during a long lifetime. + +To this indignation was added dismay when the effects of national +assumption of State obligations began to be appreciated; when creditors +who had besieged the State treasury for years found the Union satisfying +their just demands; when the evidences of national government, which +had heretofore been confined to a wandering Congress, began to appear +at every hearthstone. A realisation of these results brought from +Jefferson the complaint that he had been duped by Hamilton in the +assumption-capital bargain; that he had been "most innocently and most +ignorantly made to hold the candle for a wicked scheme." + +A similar aggrandisement of the National Government was the motive, +according to the eulogists of Hamilton, which prompted him to make a +suggestion for another novelty, a United States bank. Ostensibly he +claimed that it would have the effect of bringing immediate financial +relief, as well as safeguarding the future. The arguments presented +by him to Congress for the incorporation of a bank in which the National +Government should be a stockholder were purely utilitarian. The bank +would benefit the public by offering an opportunity for the investment +of capital. It would benefit the Government by lending it money in an +emergency and by collecting its revenues. Its notes would also form +a circulating medium. The bill drawn by Hamilton incorporating such +a bank passed the Senate without material change and without a division. +One Senator from Pennsylvania, suggesting amendments to his colleague, +was informed that Hamilton's father-in-law, a Senator from New York, +had said Hamilton did not wish the bill altered. The hopeless minority +in the Senate claimed that the chances of subscribing to the proposed +bank, guaranteeing an investment at six per cent, for twenty years, +won many to its support. They also saw here another link in the chain +which Hamilton was welding about the States. The debts having been +assumed, the certificates would be accepted as subscriptions to bank +stock. Thus one measure would be made to play into another. + +In the House, the right of the Federal Government to found a bank was +attacked by Madison, who here parted from Hamilton, with whom he had +laboured in getting the Constitution adopted. The line-up of parties +had begun. Madison found himself opposed to the way in which the +Government was being perverted by Hamilton under the Constitution. His +speech is the first extensive exposition of the doctrine of strict +construction of the written instrument; that the central power must +be held strictly to the powers numerated in the document. Strict +construction exhibits the vice of a written Constitution--the +impossibility of growth or even continued life within the bonds of the +written word. Stagnation and death must result from binding the limbs +of the body politic. Loosening by interpretation is the remedy. Madison +was correct in saying that the right to incorporate bodies was proposed +in the Philadelphia Convention and abandoned; that the power to +incorporate a bank was nowhere given in the Constitution to the Federal +Government; that banking was presumed to be a matter for State control; +that in all the debates and papers written on the Constitution it was +understood that "the powers not given were retained; and that those +given were not to be extended by remote implications." + +In reply, Boudinot did not deny that all powers, vested heretofore in +any individual State, and not granted by this instrument, were still +retained by the people of such State and could not be exercised by +Congress. But he then showed that the power to incorporate the bank +was "drawn by necessary implication" from those expressed. The preamble +declared in general terms the objects of the Constitution; one of the +expressed functions under it was "to borrow money"; and the circle was +completed by the liberal clause to "make all laws necessary and proper +for carrying into execution the foregoing powers." Now to provide for +the general welfare it might be necessary to borrow money; a bank was +essential to the borrowing of money in adequate sums; therefore the +power to establish a bank was deduced by the strongest and most decisive +implication. + +Here was the first complete exposition of the doctrine of a loose +construction for the wording of the Constitution. If that be correct +reasoning, said the opposition, the Constitution may as well stop with +the preamble, since there is no power under heaven which could not be +exercised within its limits. It would mean the consolidation of all +powers, and the practical extinction of local government. The attitude +of the two sides in the debate may be shown by one illustration +employed. Suppose the power to make a treaty or to raise an army had +been omitted from the Constitution, asked the Hamiltonians, could the +National Government in an emergency assume such rights from the preamble +and the powers expressed? Must it hesitate and temporise while the +blood of its citizens was being shed? Such an assumption of power, +replied the strict interpreters, might be excusable in an emergency, +but could be warranted as a practice only by an amendment to the +Constitution made in the manner it prescribed. + +The present situation and the compelling force which had produced it +were manifest when those who favoured giving the Union such implied +powers as would make it effective pointed out many instances of +implication of which Congress had already been guilty; such as accepting +land for lighthouses, defining crimes under power to establish courts, +and even creating corporations in the shape of the North-West and the +South-West territories. One of these lesions of the written word, that +which interpreted a clause so as to give the President power over +removals from office, Madison himself had favoured. + +This first constitutional debate also outlined the geographical +sectionalism which has penetrated and influenced every feature of +American political as well as commercial and social life. The Northern +and Middle States contained the cities, made up of the trading class, +whose capital was chiefly in ready money. The capital of the rural +dwellers of the South was in land and slaves, not easily converted +into cash. The latter became the borrowing, the former the lending +section. The spirit of unionism was engendered in the first by reason +of their urban life, their commercial employment, and their frequent +contact in business. The feeling of individualism was as naturally +bred in the latter by their rural surroundings, their agricultural +occupation, and the self-reliance induced by their solitary environment. +The opposition to the Constitution in Massachusetts, Rhode Island, New +York, and Pennsylvania had been confined almost entirely to the country. +The rural States of Virginia, North Carolina, and South Carolina did +not adopt the new frame without a struggle. Georgia was a Southern +exception; but population dwelt so exclusively along the coast in the +new State of Georgia that it was really a commercial State, settled +largely by New Englanders. + +The mercantile class of the Northern and Central States, after Anti- +Federalism had been silenced by the success of the new Government, was +ready to adopt the theory of loose construction or interpretation by +inclusion, which would tend toward the realisation of a more potent +union. At the same time, a bank, supported by the patronage of the +National Government, with no danger of competition for twenty years, +offered not only a security for capital against such dangers as it had +previously known, but also, through its branches, an extended agency +for transacting business. Many details of the bill, such as the +advantages given to holders of national rather than State certificates +in subscribing for stock, contributed to the sectional division. The +national certificates were held in the commercial centres. The influence +of the city of New York, where the Congress met, no doubt contributed +to the passage of the bank and other commercial measures. + +Precisely the opposite feelings held in the Southern States. Every +vote cast in the House against the bank came from Maryland or a State +to the south of it. There were a few scattering votes from the Southern +States in favour of the measure, but as a whole political lines were +here unconsciously drawn for a century to come, if not for the entire +existence of the Republic. The "court and country" parties of colonial +days had been born again. + +Many of the members were surprised to find sentiment toward these +financial measures assuming such a sectional trend. Sectional interests +had been only too manifest in the convention, but compromises had +settled them, presumably for ever. Compromise is only a relief; it is +never a remedy. After each compromise in American history it has been +a matter of surprise to the participants that others were needed. On +the bank bill, a member wrote to a correspondent: "You may think it +unaccountable, but so it is that the differences in climate seem to +govern the opinions on this bill, and Potomac seems to be near the +dividing line with few exceptions." + +Virginia was the leader of the section south of the Potomac, and +Jefferson was the leader of Virginia. Although debarred from the +congressional debates by his Cabinet position, he filled his letters +to his friends with warnings against the dangerous assumptions of the +Hamilton measures. In response to Washington's inquiry to his Cabinet +upon the constitutionality of the bank, Jefferson drew up a paper +setting forth in strong terms his opinion that the Central Government +had no power to engage in business. Hamilton presented an equally +strong argument for the bank in his reply. + +Madison, the leader of individualism in the House, could not agree +with Hamilton's interpretation of the "general welfare" clause of the +Constitution. The former co-labourers for efficient government parted +at this point. Madison thought the adoption of such an interpretation +would change the National Government from a limited one, possessing +certain specified powers, to an indefinite one, subject only to +particular exceptions. The phrase concerning "the general welfare" had +been taken from the Articles, he said, where it was understood to be +nothing more than a general caption to specified powers, and had been +retained because it was less liable to misconstruction than any other. +Whatever had been the original intent, the spirit of the implied powers +had been summoned from the vasty deep of uncertainty to aid in making +a confederated republic from confederated States. + + + + +CHAPTER IX + +NATIONAL CENTRALISATION + + + +No one can accuse Hamilton of failing to take advantage of these +formative years in giving the new Government a strong bias toward +centralisation. Although opposed by Jefferson, Madison, and Richard +Henry Lee, Hamilton had the assistance of Knox, and frequently of +Randolph, in the Cabinet, as well as Fisher Ames and others in Congress. +He also possessed the esteem and confidence of the President, and the +advantage which the commercial environment of New York as well as the +influence of the Schuyler family alliance could give him. + +Among his numerous suggestions to Congress for cancelling eventually +the eighty million dollars of the national debt, to which business men +of the Northern States were subscribing freely, was an excise. Although +this debt, the "Hamiltonian debt," as the Jeffersonians called it, was +an iniquitous burden saddled upon the common people, an excise was to +them a most offensive way of meeting it. Being for the most part +agriculturists and country people, accustomed in regions far from +markets to manufacture their grain into spirits, they were not likely +to be persuaded that the consumer pays the tax in the end. It was a +direct tax, and, although constitutional, in form the most obvious and +objectionable. To have an inspector prying into your private affairs +in this manner was in ill-accord with the freedom for which America +stood. To put a tax on a still and its product was to them equivalent +to taxing their hand-mills and the meal or flour thus produced. + +Having secured the passage of the excise tax as a permanent source of +income, Hamilton turned to meet the most pressing national obligations. +To pay the interest on the foreign debt, he had arranged a loan from +Holland. To provide money for circulation at home he revived the +oft-repeated project of a national mint, which should coin gold, silver, +and copper coins of a decimal denomination, the gold bearing a ratio +to the silver of one grain to fifteen grains. This ratio he arrived +at by making a computation of the respective amounts of these two +metals available in the world. It is interesting to note that the ratio +has changed but little in a century. Hamilton also drew up an exhaustive +report on the sources and conditions of American manufactures, with +a strong plea for the encouragement, by a protective tariff, of such +industries as had already been established. + +The influence of Hamilton and the Federalist majority in both branches +of Congress made possible the adoption of these so-called "Hamilton +measures" as rapidly as they were suggested by him. They have been +praised, and justly praised, because they restored the public credit +of the National Government both at home and abroad. The receipts for +the first time met the expenditures. Never before had the national +resources been so adequately provided and so judiciously administered. +Hamilton's financial measures must also be praised because they first +demonstrated the efficiency of the new Government over the old form. +They made the first serious inroads on the affection which the people +had uniformly bestowed upon the individual States. They mark great +steps toward the centralisation of the National Government at a time +when they were most needed. + +Nor did Hamilton, in his great constructive statesmanship, neglect the +details of his department, although a complete organisation awaited +the painstaking Gallatin a few years later. The States were divided +into fifty-nine collection districts regardless of State lines except +as they suited the purpose. Each district was supplied with all the +machinery necessary for collecting the duties levied by Congress from +time to time. Since the Treasury Department was so closely connected +with foreign commerce, Congress placed under its control all +lighthouses, beacons, buoys, and public piers, as soon as they might +be ceded by the individual States in which they were located and which +had constructed them. At the time, no other disposition was possible; +but few foresaw the resulting effect upon the unification of the States. +By another act, the Treasury Department was given charge of the +registration and clearing of vessels. A duty of six cents a ton was +placed upon the carrying capacity of American vessels, and fifty cents +a ton upon foreign vessels. The fondness for discriminating in favour +of home interests was manifested so early and in so many different +directions that it could scarcely have been generic; it must have been +absorbed in the mother's milk of British colonialism in the eighteenth +century. + +The necessity for these measures was so manifest, and the popularity +and the novelty of the new Government at first so attractive, that +little resistance was met with in passing them and still less in +enforcing them. Resistance to national measures and neglect of national +duty were no longer a menace to national existence, because the nation +now possessed the power of compulsion in a Federal judiciary. Upon the +day named in the judiciary act, the first Monday in February, 1790, +the Supreme Court held its initial meeting in the court-room of the +New York Exchange, which had been prepared for its use. According to +the newspapers "the jury from the district court attended; some of the +members of Congress, and a number of respectable citizens also." Several +meetings of the Supreme and district courts were held at this session, +a seal was adopted by the former, and several attorneys admitted to +practice before it; but there were no cases to be heard. The term +closed with a banquet given by the grand jury of the district court +to the justices and officers of both courts at Fraunce's Tavern in +Cortland Street. So gradually did appellate and original cases find +their way into the Supreme Court that three sessions were held before +it had a case on its docket. The legislative function of government +was, at that time, the most important and formed the basis of popular +hope. Time has gradually transferred this dignity and trust to the +judiciary department, whilst the legislative--national, State, and +municipal alike--has lost in public confidence and esteem. + +The Federal judiciary, as the most novel feature, was apt, in making +a place for itself, to come into conflict with older agencies. Within +three years it gave a hearing to a citizen of South Carolina, who had +sued the sovereign State of Georgia on a money claim for damages. +Although the Constitution implicitly gave jurisdiction to the Supreme +Court over controversies between a State and citizens of another State, +the Legislature of South Carolina refused to pay attention to the suit, +insisting that the retained sovereignty of the State could not be +impaired by a clause of the Constitution. By four to one, the justices +of the Supreme Court held that South Carolina, by the act of entering +the Federal Union, was bound by all provisions of the Constitution. +Justice Wilson, of Pennsylvania, thought the question involved even +a higher point--do the people of the United States form a nation? Many +commentators on the Constitution before its adoption, including even +Hamilton himself, in commenting on this clause had assured the people +that it was not rational to suppose a sovereign State could be dragged +before the national tribunal. Yet it had been done within three years +after being put in force. + +It is indicative of the prevalence of State-sovereignty feeling at the +time to note the general alarm caused by this decision. An eleventh +amendment to the Constitution, forbidding a State to be sued before +the Federal courts by non-residents, immediately passed the Senate by +a vote of twenty-three to two and the House by eighty-one to nine. It +was ratified by every State except New Jersey, Pennsylvania, and +Tennessee. The speed with which this remedy was applied gave confidence +in amendments for the future. But the number of amendments must be +endless if each aggression of the judiciary was to be met in this +manner. + +The last toast at the judiciary banquet of 1790 was a wish that the +convention of Rhode Island, called for the early spring, would "soon +introduce the stray sister to her station in the happy national family +of America." Rhode Island represented the extreme of selfishness +resulting from State control of commerce. Through her ports passed not +only her own imports and products, but those of the adjacent parts of +Connecticut and Massachusetts. This geographical situation of the State +magnified her commercial interests, and made her unwilling to surrender +them to the Union. The country people were equally wedded to paper +money, and opposed every suggestion of giving over the right of issuing +money exclusively to the Central Government. The State fell into +disrepute. "Rhode Island can be relied upon for nothing that is good," +said Madison in his despair. "In rebellion against integrity, plundering +all the world by her paper money, and notorious for her uniform +opposition to every federal duty," was the character given her by +Governor Randolph, of Virginia, when by popular vote she refused to +come into the Union under the Constitution. Fables were composed which +described twelve people desirous of building a new house and hanging +a recalcitrant thirteenth man by his garter to a limb near his cabin. +A "Southern planter" was reported to have offered the services of his +slaves to aid in shovelling Rhode Island into the sea. + +North Carolina had also been late in assenting, but simply because her +first convention was turned from immediate ratification by the temporary +delusion of holding another constitutional convention to incorporate +the proposed amendments in the Constitution. The general sentiment of +the country had pronounced against running the risk of another +convention which was unlikely to produce anything more acceptable. +Hence the favourable action of North Carolina was simply a question +of time necessary to call another convention. This State was doubly +assured to the Federalists after favourable action in Virginia, to +which she was closely bound by family ties. The hope was well grounded, +for the first act, passed by the second session of the new Congress, +in the autumn of 1789, was to extend the impost, tonnage, and other +acts of the first session over North Carolina, whose ratification, +without amendments, reached New York during the adjournment. Rhode +Island was now the only recalcitrant. She still held out for +individualism and complete sovereignty. Had Congress a right or the +power to coerce her into the Union? Whatever action Congress might +take was destined to become important in the later discussions upon +the right of a State to withdraw from the partnership now being formed. +Fortunately, the opinion of the House upon this point is beyond +question. In the middle of the first session a motion made by a member +from New York to take up the case of the rebellious Rhode Island had +been voted down because it threatened a "delicate situation" for the +House and was best left to time and the State itself. Although the +recalcitrant sister was a maritime State, "situated in the most +convenient manner for the purpose of smuggling and defrauding our +revenue," nevertheless, as Madison said, "it would be improper to +express a desire on an occasion when a free agency ought to be employed, +which would carry with it all the force of a command." One searches +equally in vain through the correspondence of the men at the head of +government for suggestions of coercion. President Washington, although +exasperated to a point where his Virginia temper declared that the +majority of the people of Rhode Island had bid adieu to every principle +of honour, common-sense, and decency, refused to send any message to +the friends of the Constitution in that State other than his hopes +that the Legislature would call a convention. + +Nevertheless, it was impossible long to continue such an anomalous +thing as a foreign State surrounded by the United States. The governor +of Rhode Island had become alarmed and early sent to the President and +Congress of the "eleven United States of America" assurance of the +steadfast adherence of his State to the principles of the Confederation +formed in the hour of danger, and begged that they should not be +considered altogether as foreigners. Although Rhode Island was speaking +a past language in such words, Congress by special enactment relieved +her from all duties except on rum, loaf-sugar, and chocolate until +January, 1790. When that time arrived, the governor pleaded for a +renewal of the privilege, stating that the Legislature had just called +a convention to reconsider the Constitution. Waiting several months +longer, the Senate passed a bill by a vote of thirteen to eight to +treat the goods of Rhode Island as if coming from a foreign country +and to demand from her a sum of money to be credited to her account +with the Union. In the midst of the consideration of this measure by +the House, further action was stopped by the arrival of the official +ratification of the Constitution by Rhode Island in a regular convention +at Newport by the narrow majority of two votes. "This event," wrote +Washington to one of his European correspondents, "will enable us to +make a fair experiment of a Constitution which was framed solely with +a view to promote the happiness of a people. Its effects have hitherto +equalled the expectations of its most sanguine friends." Rhode Island +escaped being coerced into the Union by an act of Congress; but she +was coerced by the higher law of self-preservation. Surrounded by +States in the Union, cut off from the natural channels of trade with +them, she must have perished of commercial starvation in the growing +trade of the nation, if she had been subjected to the discriminations +which Congress placed on the commerce of foreign nations. + +The adoption of an efficient government and the institution of a central +control produced an immediate effect on commerce. Interstate strife +ceased. In eighteen months more than twenty million dollars' worth of +goods had gone abroad. Great Britain and her dependencies bought almost +one-half these American products and produce, with France a second. +Then came Spain, the Netherlands, Portugal, Germany, Denmark, Africa, +the East Indies, and Sweden in decreasing order. Even the northwest +coast of North America purchased some ten thousand dollars' worth of +goods from the new republic. Tobacco, rice, flour, wheat, and corn +were the chief articles of export. Manufactured articles were of minor +value. The total amount of iron sent out was little over three thousand +tons, as against three hundred thousand tons exported in 1900. Furniture +to the value of $8351 went abroad, of which $30 worth went to Spain +and the remainder to the West Indies. + +During this same first fiscal year under the new Government, dutiable +goods to the amount of nearly seventy-four million dollars came into +the various ports of the United States. Brown sugar from the French +West Indies led the list, molasses from the same source ranking second. +Tarred cordage from England came next, with coffee from the French +West Indies, dried fish from Canada, distilled spirits from the British +West Indies, in order. This revival of trade did much to quiet the +predictions of those who still imagined the new Government must fail. +The second year gave them still less ground to stand on. It showed +that the United States custom-houses had collected over three million +dollars on imported goods, the largest collections being in the State +of Pennsylvania, with New York second, and Massachusetts third. This +was a larger sum than had been realised from all taxable sources for +the eight years preceding the Constitution government. Nearly $150,000 +had been realised from charging tonnage upon vessels entering and +leaving American ports. The future of the finances of the National +Government was assured. Those who had so long begged that the power +of collecting duties might be given to it now felt their judgment +vindicated. The obligation incurred to France for loans and supplies +amounting to over ten million dollars, a debt of honour especially +pressing, was being paid so rapidly that by 1795 the entire balance +was advanced and the obligation cancelled. + +Prospects brightened for the future. "I sincerely rejoice in the +prosperity of your country," wrote Hartley, from London, to Jay, with +whom he had negotiated the peace of 1783. "You must not expect to find +it otherwise than checkered with good and ill; such is the lot of human +life. To be as happy as any people in the world is a lot you must not +expect to exceed." In reply Jay said: "Whether the United States will +be more or less happy than other nations, God only knows; I am inclined +to think they will be, because in my opinion more light and knowledge +are diffused through the mass of the people of this country than any +other." Brissot de Warville, a French traveller, was impressed by the +American vessels venturing to the North-west coast for furs and peltry. +Thinking that point not far from the head of the Mississippi, he +predicted that Americans would soon find a short intracontinental way +to the Pacific. He also predicted that these traders would soon open +a new route between the Atlantic and the Pacific by the lake of +Nicaragua. "No sea is impenetrable," he said, "to the navigating genius +of the Americans. You see their flag everywhere displayed; you see +them exploring all islands, studying their wants, and returning to +supply them." + +External commerce was not allowed to monopolise the attention of the +Americans, now at peace with the world and themselves. The Constitution +gave to the Central Government the exercise and care of several +functions heretofore left to the States. As rapidly as possible, a +mint was established to produce gold, silver, and copper coins. Laws +punishing the counterfeiting of the coin were passed. The existing +military system was recognised and the postal establishment with the +routes and offices of the previous year adopted. The pensions paid to +invalided veterans of the wars by the States were assumed by the nation. +Commissioners were appointed to treat with Indians in the United States +territories. Provision for making a count of the people was made. Steps +for the adequate protection of the frontier were taken. Commissioners +were appointed to lay out the capital city on lands granted by Virginia +and Maryland. The provisions of the Ordinance of 1787, modified to +meet the new conditions, were re-enacted. + +Of less importance than many of these functions bestowed by the +Constitution on the Federal Government, but even farther-reaching, was +the indefinite power to "promote the progress of science and useful +arts" by encouraging authors and inventors. The right of an inventor +to a protection on his product had been saved from the monopolies so +freely granted to companies in the time of James I. It was one of the +birthrights of Englishmen brought to the American colonies. The right +of an author to the benefit of his productions was allowed in the +common law. Colonial legislatures had been accustomed to encourage +both authors and inventors by rewards of money as well as by exclusive +rights for a limited term of years. The Legislatures of various States +continued the practice after the Revolution, although there was no +system of inter-recognition of patents between the States. Fitch, the +steam-navigation experimenter, secured exclusive rights on his steamboat +from Virginia, Maryland, Pennsylvania, New Jersey, and New York, and +even then was unprotected in the remaining States. This power so +evidently belonged to the national instead of State governments, that +it was never questioned in the convention, although it had not been +included in the Articles of Confederation. Indeed, so essential was +the necessity for the development of home resources felt to be that +at one time the convention had considered transferring from the States +to the Federal Government the general practice of "establishing public +institutions, rewards, and immunities for the promotion of agriculture, +commerce, and manufactures." + +This paternalism was eventually confined in the Constitution to patents +and copyrights. Within a fortnight after the beginning of the House +sessions, David Ramsey, the South Carolina historian, petitioned +Congress for the sole right to sell his books for a limited term of +years. He was followed by Hannah Adams, the Massachusetts writer, +Jedediah Morse, the geographer, and others. Instead of granting such +petitions by individual bills, as the State Legislatures had done, +Congress enacted a general copyright law which gave to any applicant +exclusive control of his writings for fourteen years. + +Simultaneously with the petition from Ramsey, which led to the first +copyright law, came one from John Churchman asking for exclusive right +to sell spheres, maps, charts, and tables on the principles of magnetism +which he had invented after "several years' labour, close application, +and great expense." Soon after came requests for such rights from Fitch +for a boat propelled by steam, from Rumsey for one propelled by setting +poles, and from Stroebel for another to run on wheels without the use +of oars. Other inventors asked for patents on a machine for raising +water to run a waterwheel, on one for making nails, for producing power +by using a weight, for curing the bite of a mad dog, for counting the +revolutions of a wheel, for a reaper and thresher, and for a +lightning-rod on an umbrella. In the second session Congress passed +an act making the members of the Cabinet, except the busy Secretary +of the Treasury, a board to hear petitions and to grant sole rights +to inventors for fourteen years. + +The necessity for uniform action deprived the States of both copyright +and patent control and gave it to the central agency--powers trivial +in themselves, but potent in the unforeseen work of transferring the +trust and gratitude of men of learning and ability from their several +States to the Union. "The encouragement of learning" is sufficiently +indefinite to become a giant by interpretation. This was apparent in +the very first session of Congress. To his petition concerning his +magnetic maps and charts, Churchman had added a prayer for "the +patronage of Congress" in undertaking a voyage to Baffin's Bay for +studying the cause of the variation of the magnetic needle--a problem +handed down from Columbus. The proposition was defeated in the House, +although only five to eight hundred dollars was suggested, because of +the deranged condition of the national finances. Only one member +expressed a doubt as to the constitutional power of Congress to do +more than reward inventors by patents. Although the Constitution +explicitly confined the encouragement to granting of exclusive rights +to the use of the invention, the cause of defeat was not the lack of +constitutional power, but the lack of means. + +Washington, the friend in Virginia of every movement for the public +benefit, showed no fear lest Government assume too much power in this +particular. Years before, he had voted in the Legislature of his own +State to give exclusive right to a stage-owner to carry passengers +over a road because "he had expended a considerable sum of money in +the purchase of carriages and horses ... which will be productive of +considerable public convenience and utility ... and therefore it is +reasonable that he should possess for a reasonable time any emoluments +resulting therefrom." Once, in complaining to Jay that the +Postmaster-General under the Confederation had delayed the Virginia +mails by using horses and showing an antipathy to patronising the +stages, Washington had said: "It has often been understood by wise +politicians and enlightened patriots that giving a facility to the +means of travelling for strangers and of intercourse for citizens was +an object of legislative concern and a circumstance highly beneficial +to any country." Now, in his message to the second session of the First +Congress, he took occasion to suggest to the members "the advancement +of agriculture, commerce, and manufactures," and "the promotion of +science and literature." He advised them to consider whether these +desirable objects could be "best promoted by affording aids to +seminaries of learning already established, by the institution of a +national university, or by any other expedient." These simple and, at +the time, unsuspected phases of paternalism must not be ignored in an +examination of the growth of the Union. The most rigid of the +strict-construction Presidents became helpless before them, or never +foresaw their possibilities. From such small beginnings came the various +scientific expeditions, the investigations for the benefit of +agriculture, the printing and distribution of books, the distribution +of garden seeds, the vast donations of land and money for higher +education, and the many other ways in which the Union has expanded +under no other warrant than the simple requirement in the Constitution +that Congress "promote the progress of science and useful arts by +securing for a limited time to authors and inventors the exclusive +right to their respective writings and discoveries." + +In his early messages to Congress, Washington was accustomed to call +the attention of members to "facilitating the intercourse between +distant parts of our country by a due attention to the post-offices +and post roads." This was no new power given to the Central Government +as was the right to encourage learning, but it had even more +possibilities of extension through interpretation. The monopoly of +carrying the mails, now generally claimed by all governments, may be +traced to the assumed prerogatives of the Stuarts in England. A few +attempts had been made in the dependent days by individual colonies +to regulate the carriage of letters, but the provisions of an act of +Parliament in Queen Anne's reign for appointing deputy postmasters- +general in the colonies placed the posts directly under the care of the +royal Government. + +The use of the mails without government censorship was essential to +the patriots in the American Revolution for carrying out their plans. +Nearly a year before independence, the Continental Congress set up a +revolutionary postal system to replace the express riders which they +had thus far used. Franklin, the colonial deputy for America, who had +brought the posts to a high proficiency before he was dismissed for +sympathising with his countrymen, was placed in charge. Gradually these +"constitutional" post-riders and postmasters supplanted the royal +officials, and Congress in time inherited the monopoly. The Articles +sanctioned this assumption by giving Congress the sole and exclusive +power over the transportation of the mails passing from one State to +another, collecting sufficient postage to pay for the same, but tacitly +leaving to each State the control of its internal postal system. So +little did the postal system develop under this arrangement that, with +the exception of an extension fortnightly to Pittsburg and the +establishment of a few cross-lines, the main line in 1789, extending +from Portland, in Maine, to Savannah, Georgia, had improved but little +since Franklin established it years before. There were only seventy-five +post-offices in the whole United States in 1789, and they collected +less than $40,000 a year. + +So essential to the intelligence and happiness of the people did a +well-regulated postal system appear, and so properly an interstate +agency, that no opposition was heard in the convention to that clause +of the Constitution which said: "Congress shall have power to establish +post-offices." In the second and in the final draft of the document +the words "and post roads" were added, by a vote of six States to five, +without debate, according to Madison's notes. In the series of papers +now known as the _Federalist_, Madison, when attempting to quiet the +fears of the people upon the possibility of the Central Government +securing too much power under the Constitution, said of this provision: +"The power of establishing post-roads must, in every view, be a harmless +power." Little could he foresee that within ten years he would be +called upon by his great chief, Jefferson, to decide whether "to +establish" meant to lay out a road, to construct it, or simply to adopt +an existing one. "Does the power to _establish_ post roads given you +by the Constitution mean that you shall _make_ the roads or only +_select_ from those already made, those on which there shall be a +post?" wrote Jefferson, taking Madison to task for this fresh assumption +of power in the Congress of which the latter was a member. "We have +thought hitherto that the roads of a state could not be so well +administered even by the state legislature as by the magistracy of the +county on the spot. How will it be when a member from New Hampshire +is to make out a road for Georgia?" Really, the carrying of the mails +was a power not expressed, but deduced, if fine distinctions were to +be made. + +Still another power was expressly given to the Union which had not +existed under the Confederation and had never been exercised--the right +to create new States from original soil; to speak into existence rivals +of the agencies through which the Union itself had been created. When +the States gave this right to the Central Government, they furnished +a weapon most deadly to their continued supremacy. "No state shall be +deprived of territory for the benefit of the United States," declared +the Articles. It was to guard against this danger that the States in +ceding their western land, and the Central Government in accepting it, +had mutually agreed to convert it into States of a limited size as +rapidly as population would warrant. As has been shown, unsuccessful +steps had been taken under the Confederation to carry out this +agreement, "without the least colour of constitutional authority," as +Hamilton said in the _Federalist_. + +The law of balance, if not of retribution, finds an illustration in +the manner in which the fear of the States lest they give the Union +too much power over the lands led eventually to a greater loss of +power. Their jealousy of each other prevented the land being held by +any one of them. They could not hold it severally, neither could they +so dispose of it. When they thought of converting it in time into new +States, no workable plan could be devised for such a disposition unless +they acted jointly. The control had to be given to the Union. For these +reasons, the Union became the parent of all the States except the +original thirteen and Texas. It was inevitable that the sympathy of +the people during the preliminary condition of a Territory should be +weaned away from the original States and their allegiance gradually +transferred to their benefactor, the Union. Unfortunately for State +supremacy, the process did not end, as then seemed probable, with the +Mississippi, but was prolonged for a century by new accessions of +territory. + +The new Congress had not long to wait for an opportunity of fulfilling +the promise made almost ten years before. In his second message, the +President sent to Congress a petition for statehood from an authorised +convention of the people inhabiting the district of Kentucky, together +with a permission to that end from the parent State, Virginia. Both +papers had been inherited from the old Congress. As the President said, +they contained "sentiments of warm attachment to the Union and its +present government." Such a happy termination of the sixteen years' +contest between the trans-Alleghenians and their parent State, as well +as such a final contradiction to the repeated rumours of the secession +of Kentucky, caused the speedy enactment of a law "that upon the +aforesaid first day of June, one thousand seven hundred and ninety-two, +the said new state by the name and style of the state of Kentucky shall +be received and admitted into this Union as a new and entire member +of the United States of America." A few days later it was decreed in +another simple law that Vermont should be admitted on March 4, 1791. +New York, the parent State, had agreed to release her on payment of +thirty thousand dollars. Vermont secured the prior admission because +her application named no day, as that of Kentucky did. In the creation +of these two States, the nascent Union was not only adding to its +strength, but was removing for ever two of the most alarming cases of +possible secession which had thus far menaced it. + + + + +CHAPTER X + +FIRST LESSONS IN NATIONAL OBEDIENCE + + + +Although the first years under an efficient form of national control +were remarkably successful, inspiring what was really the first +confidence in the free government of America, it was not to be expected +that all difficulties were to be avoided, especially if the new form +assumed a vigorous and capable management. Heretofore domestic violence +had threatened local government only, because the national administration +was too inefficient to come in contact with disorder. If the National +Government should now attempt to enforce its laws, the very action must +sooner or later bring it into conflict with recalcitrants in some section, +as well as with the naturally lawless. Even the understanding that local +policing was to be left to local government would not restrain an +efficient national administration from meeting such a crisis vigorously. +Indeed, the action of the nation in such an emergency would determine +whether it was at the mercy of State aid and protection or whether it +could care for itself. + +If one were attempting to predict at what point of national +administration rebellion would arise, he would no doubt choose taxation. +The hostility of the people toward taxation, possibly engendered in +the Revolutionary days, and exaggerated by human nature, has been +described in previous pages. One of the objections to the Constitution +had been that the people could now be taxed by two agencies, State and +nation, thereby involving double taxes. The resistance to the excise +tax, which began to be manifest in a small way soon after its +institution in 1791, bore a striking resemblance to the rebellion +against the stamp-tax levied by Britain upon the colonists a generation +before. A tax levied on imported goods, collected at the ports, quietly +added to the original cost, and, therefore, a kind of external tax, +is never so objectionable as one paid directly out of hand, and hence +an internal tax. So little in evidence is an external tax that the +people are sometimes beguiled into questioning whether the producer +or the consumer pays the tax. An internal tax, levied on distilled +liquors, whiskey, rum, brandy, and gin, was no more a novelty in the +early days of the Constitution than was a stamp-tax in 1765. Being +accustomed to having it levied by the local government in each instance, +it became objectionable when laid by the superior power. Massachusetts, +Connecticut, and Pennsylvania had used an excise as a means of raising +revenue. The people in the western part of the latter State had several +times resisted its imposition by the State Legislature, but the +penalties imposed upon their lawlessness had generally been remitted +by the governor, and the law had been finally repealed. "The Legislature +has been obliged to wink at the violation of her excise laws in the +western parts of the state ever since the Revolution," confessed a +United States Senator from that State. + +The Constitution clearly stated the power of Congress to lay and collect +both imposts and excises. From the beginning of his reports upon +available sources of revenue, Hamilton had suggested a special impost +upon imported liquors and an excise upon those manufactured in the +United States. He fully realised that the word "excise" was obnoxious +to citizens who had migrated from Scotland and Ireland, where the tax +was imposed by a superior force, and in England as well, where it had +been known since Cromwell's day. To these people it meant not only a +tax on liquors, but on candles, salt, vinegar, and other forms of +domestic manufacture. It meant a license to own a gun, and to peddle +small wares. Not many years had passed since Samuel Johnson in his +dictionary had defined it as "a hateful tax levied upon commodities +and adjudged not by the common judges of property but wretches hired +by those to whom it is paid." Added to these inherited prejudices of +the Irish and Scotch-Irish settlers in western Pennsylvania against +the excise was a local complaint that they lacked roads for transporting +their grain across the mountains to market and were prohibited from +floating it down to New Orleans both by the distance and by the +hostility of the Spanish. Their surplus produce must rot unless it +could be manufactured into spirits which could be consumed at home or +carried to a market. A horse, it was said, could carry only four bushels +of grain across the mountains; but he could take twenty-four bushels +when converted into liquor. In that day, before the later temperance +movements had created a different sentiment, whiskey was regarded as +a necessary article of food as much as beef or bread. The amount of +strong liquor used in the United States was estimated at two and +one-half gallons per year for every man, woman, and child. + +Although the consumption of liquor in the uplands of North Carolina +was almost equal to that in western Pennsylvania, there were no such +geographical causes for resistance to the General Government's excise. +It was seen by the Administration that opposition would be most likely +in the four western counties of Pennsylvania. That State had the most +diverse elements of population. Its colonial history had been marked +by racial and factional contests. It was now to have the unfortunate +distinction of producing the first open resistance to the Federal +Union. The disorder at first took the form of mobbing and intimidating +collectors, destroying the property of distillers who complied with +the law, and holding public meetings at which resolutions denouncing +the laws of the Government were passed. During the two and a half years +that the insurrectionary spirit increased, Congress twice modified the +excise law in a vain attempt to conciliate its Pennsylvania opponents, +who demanded a total repeal of the tax. To check the General Government +the leaders of the insurrection threatened to secede, thus setting an +early pattern for this form of intimidation. + +"I am induced to believe," wrote one of them, "the three Virginia +counties this side the mountain will fall in. The first measure then +will be the reorganization of a new government, comprehending the three +Virginia counties and those of Pennsylvania to the westward, to what +extent I know not... Being then on an equal footing with other parts of +the Union, if they submit to the law, this country might also submit." + +With such a spirit of combination against the Federal Government as +these words indicated, the supporters of the national power cast about +to find what provisions had been made for enforcing the national laws. +The Constitution gave the command of the army and navy to the President; +but the peace establishment, on which the army had been put at the +close of the war, placed at his service an inadequate force. The +necessity for economising, as well as the fear of a standing army, had +kept the army down to five regiments of infantry and one battalion of +cavalry. This force was required constantly on the frontier and could +not be spared to suppress domestic insurrection. In such a defenceless +condition, the Union must turn to the militia of the various States. + +The Constitution had provided for such an emergency in a general way +by making the President the head "of the militia of the several states +when called into the actual service of the United States." Here was +opportunity in working out the details for the individualists to protect +themselves against the unjust use of the militia by restricting the +circumstances under which it could be called into the actual service +of the Federal Government. Unfortunately for them, measures for the +proper defence of the frontier were necessary from the beginning of +the new Government. Since the frontier lay so largely in the United +States territories, its defence belonged to that authority and not to +any State. Under certain limits of time and distance, the President +had been authorised in various laws to employ State militia on the +frontier. The Secretary of War eventually drew up a plan for organising +uniformly the militia of the States into a national defence, believing, +as he said, that "an energetic militia is to be regarded as the capital +security of a free republic, and not a standing army, forming a distinct +class in the community." + +In drafting the militia law of 1792, in accord with the recommendations +of Knox, the President was authorised to call out the militia of any +State "whenever the laws of the United States should be opposed by +combinations too powerful to be suppressed by the ordinary course of +judicial proceedings." This efficient clause was productive of a +prolonged debate in each branch and a conference between the two. Its +opponents made various efforts to substitute the Legislature of a State +as the agency for calling out the militia, to require a previous notice +to the President from a justice that the laws could not be enforced, +and to have a session of Congress intervene before the President could +march the militia of one State into another. The fear of giving the +central power an excuse for maintaining a standing army had led the +framers of the Constitution to incorporate a clause placing the militia +at national service only for the purpose of executing its laws, +suppressing insurrection, and repelling invasion. Of these emergencies, +Congress was to be the judge. Should the dangerous authority now be +given over to the Executive? The long intermissions between sessions +of Congress made such delegating imperative. The Shays rebellion had +left its lesson. Yet, according to one speaker, the measure seemed to +suppose that only the General Government possessed the power to suppress +insurrections, whereas the States individually certainly possessed +this power and would execute it. Another thought it an insult to the +majesty of the people to hold out the idea that it may be necessary +to execute the laws at the point of the bayonet. "If an old woman," +cried a disgusted member of the minority, "was to strike an excise +officer with a broomstick, forsooth the military is to be called out +to suppress an insurrection." + +Finally, by a close vote in each House, the United States was given +power through its Chief Executive to call forth the militia of the +several States. The action made a connecting ligament between the +national body politic and the arm of a widespread and always prepared +force. The militia proved most effective in preserving the sovereignty +of the National Government in domestic affairs until the regular troops +were relieved from the duty of guarding the frontier. Unquestionably, +the measures pending at the same time for the protection of the frontier +and the inquiry into the defeat of General St. Clair in the +North-Western Territory did much to hasten the passage of the militia +bill. + +Being thus fortified against domestic insurrection and resistance to +its laws, the decision whether the new Government would be more +successful in these particulars than its predecessor depended entirely +upon the attitude of its administrators. It was fortunate for the +people of the United States and the growth of the Union that Hamilton +was at the head of the department in which the first resistance to the +laws occurred. A secretary less devoted to the aggrandisement of the +central authority, more careful of the reserved rights of the +individual, or more temporising by nature, might have attempted to +check the well-known predilection of his chief for vigorous enforcement +of the laws instead of constantly urging him thereto. If Hamilton and +Jefferson had exchanged secretaryships, the story of the United States +would have been vastly different. Hamilton had time to time notified +the President that his departmental collectors were interfered with +in the execution of their duties in the districts of western +Pennsylvania. He wanted to use the full force of the Government against +offenders. "Moderation enough has been shown," said he. "It is time +to assume a different tone." The spirit was spreading to other parts. +The Federal officials of both North and South Carolina warned him that +the disaffection was extending to those States. + +From the standpoint of the Union it was also fortunate that a military +man was President. Those who criticised the choice for the Presidency +of a man with military experience but no civic training, and those who +deplore a custom so frequently repeated since, may find here some +benefits arising from having a man with such an education. "I have no +hesitation in declaring," replied Washington to Secretary Hamilton, +when notified of the resistance manifested in western Pennsylvania to +the revenue officers, "that I shall, however reluctantly exercising +them, exert all the legal powers with which the executive is invested +to check so daring and unwarrantable a spirit. It is my duty to see +the laws executed." Very carefully the soldier-President felt his way +through his civic powers of coercion before using his military authority +in this first of several cases of preserving the Union against +insurrection. There was absolutely no precedent for the coercion of +citizens by the National Government. The Federal courts had not yet +come into conflict with any considerable number of citizens of a State. +But they extended as a judicial network over the whole national domain. +They covered every inhabitant. To them Washington turned first. Although +Attorney-General Knox decided that the insurgent meetings were not +illegal, several rioters were fined by the United States Circuit Court, +special sessions of which were held in Pennsylvania. + +The President showed his appreciation of the delicate adjustment between +State and national authority by consulting the Governor of Pennsylvania +at every step. If the State at this formative hour had possessed an +executive confident in himself and in his ability to suppress the +disorder, he might have done a lasting service to the preservation of +the supremacy of the States and forestalled the prestige which the +Central Government was bound to obtain from its leadership in this +crisis. But Governor Mifflin was content to support the national +authority, claiming that the militia of his State was inadequate to +the emergency. + +In the summer of 1794, the disorder broke out afresh, extending to the +spoliation of the United States mail. The National Government dared +hesitate no longer. Hamilton, by private letters and public reports, +urged the President incessantly to action. His unusual foresight saw +the opportunity for strengthening the nation. Weakness in the written +Constitution might here be remedied by the precedent of strong action +under it. At last a Federal judge of Pennsylvania notified the President +that the laws could no longer be enforced in his district. Washington +immediately issued the required proclamation of warning, which had +been penned by Hamilton. Five weeks later, the Chief Executive called +upon the governors of Pennsylvania, New Jersey, Maryland, and Virginia +for militia and issued a second proclamation commanding peace. He based +this action on the constitutional provision requiring the Executive +to take care that the laws be faithfully executed. + +The seat of the National Government being at Philadelphia, near the +rendezvous of the militia, enabled the President to place himself at +the head of the militia. No later President has interpreted so literally +his office as commander-in-chief of the army. As he reached Bedford, +Fort Cumberland, and other scenes of his campaigns against the French +a half-century before, he must have compared that errand with his +present one. Then he was saving helpless colonists from a foreign foe; +now he was preserving a government from its own constituents. + +"No citizens of the United States," he wrote to Governor Lee, of +Virginia, when leaving him at the head of the militia in order to return +to Philadelphia for the opening of Congress, "can ever be engaged in a +service more important to their country. It is nothing less than to +consolidate and to preserve the blessings of that revolution, which, at +much expense of blood and treasure, constituted us a free and +independent nation." + +It was also fortunate that Washington had passed through some +instructive experience in Revolutionary days on the disadvantages of +an insufficient military force. To put down the small body of insurgents +in the western borders of Pennsylvania he called for almost thirteen +thousand militiamen. To a delegation of the insurgents who met him on +the way to complain of such an armed force coming to conquer them, +Washington replied that although we had made a republican form of +government and enacted laws under it, yet we had given no testimony +to the world of being able or willing to support our Government; that, +this being the first instance of the kind since the commencement of +the Government, he thought it his duty to bring out such a force as +would not only be sufficient to subdue the insurgents if they made +resistance, but to crush to atoms all opposition that might arise in +any quarter. + +Washington foresaw the effects of using the military power in behalf +of the Union. "The most delicate and momentous duty the chief magistrate +of a free people can have to perform," he called it. Early in the +excise resistance he had declared that the Government must not use the +regular troops if order could possibly be effected without this aid. +"Otherwise," said he, "there would be a cry at once, 'The cat is let +out; we now see for what purpose an army was raised!'" But +individualistic spirits who were alarmed at this new distortion of the +Government toward centralisation feared the results of using even the +militia. Jefferson, having resigned his secretaryship and seeing the +unusually prominent part assumed by Hamilton in the expedition, +protested from his retirement at Monticello against such "employment +of military force for civil purposes." To his mind the disorder was +simply a riot and not an insurrection. "Yet it answered the purpose," +said he, "of strengthening the government and increasing public debt +and therefore an insurrection was announced." To Madison he declared: +"The excise law is an infernal one. The first error was to admit it +to the Constitution; the second, to act on that admission; the third +and last will be to make it the instrument of dismembering the Union." +Madison, who had at first looked upon the suppression of the +insurrection as an electioneering scheme, thought it fortunate for the +lovers of liberty that the movement was so easily crushed, since +otherwise the principle would have been established that a standing +army was necessary to enforce the Federal laws. "I am extremely sorry +to remark," he wrote to Monroe during the ensuing session of Congress, +"a growing apathy to the evil and danger of standing armies." This +remark was brought out by the failure of the minority, with which +Madison had now fully allied himself, to restrict the use hereafter +of any militia to its own State. A "Federal army," the bugaboo of the +opposition, had been brought into existence by this unwarranted use +of the militia. Seven acts placing the military power of the United +States on a permanent basis and giving the Central Government efficient +control were passed at this session of 1795, the first fruits of the +Western rebellion to be reaped by the Union. Madison accounted for +this legislation by the influence of the Chief Executive and the +confidence of the people that he would not abuse the power. What later +Presidents might do could not be foreseen. + +Outside the disaffected districts and with the exception of a few +alarmed leaders like Jefferson and Madison, the people undoubtedly +sustained Washington in his firm action against rebellion. An ode +written for the birthday of the President in 1796 contains an allusion +to his influence in suppressing the insurrection: + + "When o'er the western mountain's brow, + Sedition rear'd her impious head, + And Tumult wild his legions led, + Serenely great, the Patriot rose.-- + Yet in his breast conflicting throes + Of mercy check'd the impending blows. + + "He view'd them with a father's eye, + Dimmed by thy tear, Humanity! + Reluctant Justice half unsheathed the sword. + Scar'd at the awful Sight, + Sedition shrunk in realms of night, + And Order saw her peaceful reign restored." + +Giving the Central Government sufficient military strength was not the +only result of the first open attempt to oppose it. Individualism had +received a telling blow. The State was no longer inviolate. Objection +had been raised in the trivial matter of creating districts for +collecting the revenue because they disregarded State boundaries. It +was now seen that the National Government could and would march militia +directly to a place of resistance regardless of State lines. The people +of the States were no longer safe from invasion by the power which +they had created. Not only a respect for the United States laws, taxes, +courts, and officers was created by the incident, but the fidelity of +the militia, residents of different States, to the central authority +was assured. Jay was at this time on his celebrated mission to England +to prevent war with that nation, if possible. To him Washington sent +enthusiastic accounts of the people turning out to show their abhorrence +of the insurrection. He said that some of the officers had disregarded +rank and that others had gone as privates. He told of numbers of men, +possessed of the first fortunes of the country, yet willing to stand +in ranks, to carry knapsacks, and sleep on straw in soldiers' tents +with a single blanket on frosty nights. Evidently the spirit of Valley +Forge had not been lost. Five times the number could have been secured, +he said, to preserve the peace of the country. He also hazarded a +prediction that the failure of the insurrection would have a deterrent +effect on the political clubs, which he blamed almost entirely for the +inception of the insurgent spirit. + + + + +CHAPTER XI + +NATIONAL PARTIES ON FOREIGN ISSUES + + + +The Democratic clubs, which Washington scored so roundly, and so +unjustly as Jefferson thought, were simply reflexes of one phase of +the French Revolution. They serve to illustrate not only how dependent +America was upon Europe for political guidance and how strong was +European influence in America, but also that early parties were factions +along social lines of cleavage rather than divisions on national +policies. + +Caste is always a relative thing. The patriots who inaugurated and led +to success the American Revolution had been, generally speaking, of +an inferior social rank to the Tories. Washington is regarded as a +striking exception. Yet his fame rested solely upon his early military +record. He was never a part of the gay life at Williamsburg. The royal +governor was at the head of the Court and set the social standard. The +patriots, being opposed to him, were placed in an inferior social +position. But when once the governors had been driven out and the +Tories had been subjugated or exiled, the patriots became the ruling +or superior class. Immediately a new inferior class arose, hostile to +the Administration. Thus it came about that Washington, Hamilton, +Adams, and Jay, the former democrats, were changed into aristocrats +in the eyes of Jefferson, Madison, and the present democrats. + +The new democrats were in full sympathy with the effort made in France +to abolish the nobility, and imitated the Democratic clubs which were +established there on the basis of "liberty, equality, and fraternity." +Having no nobility to abolish in America, they declared war upon such +titles as "His Excellency the President," or "His Honour the Mayor," +and even "Reverend" and "Esquire." These they would replace by a uniform +"Citizen." Record is to be found of some twenty-four of these local +Democratic societies, scattered from Maine to South Carolina and +westward to Kentucky. Their object, as set forth by a Vermont society, +was "the promotion of real and genuine Republicanism, unsullied and +uncontaminated with the smallest spark of monarchical or aristocratic +principles." They pledged themselves to the "utmost exertions to support +the rational and equal rights of man." + +Like all movements depending upon enthusiasm, the Democratic societies +went to the bounds of extravagance. Taking offence at a tavern sign +in Philadelphia, they were not content until the proprietor had painted +a red streak about the neck of Marie Antoinette to denote the work of +the guillotine. A waxworks in the same city drew large crowds to witness +a representation of the execution of Louis XVI. According to the +advertisement, "The knife falls, the head drops, and the lips turn +blue. The whole is performed to the life by an invisible machine, +without any perceivable assistance." Children were admitted at half +price. A bust of George III., which had stood through the intense +feeling engendered by the Revolution, was now mutilated. At Democratic +banquets, a boar's head, representing the head of Louis XVI., was +passed about to be stabbed by the guests. + +The resolutions adopted by the local societies frequently concerned +local grievances. The Kentucky club protested against the Spanish claim +to the exclusive control of the lower Mississippi, and a club in western +Pennsylvania paid its respects to the collection of the excise tax. +Nevertheless, it should be said that many societies in other States +deprecated the resistance to the National Government in that quarter. +In view of this fact, Jefferson thought Washington unjust in attributing +the insurrection to the encouragement of the clubs. + +There was a more practical aim in the associations than the adoption +of resolutions. They hoped to unite the local bodies in a national +association which should bring the State and eventually the nation +into sympathy with France and her struggle for liberty. "France caught +the divine fire of liberty from us," said one society. "Shall we now +withhold ourselves from her?" The varying responses to this question +brought about eventually the rise of political parties in the United +States. + +Three well-defined periods have marked political parties in the +Republic. The first epoch turned, as indicated above, entirely upon +the choice of sides in the war between France and England, which +followed the proclamation of the French Republic, September 21, 1792. +The second period, following the close of the War of 1812, the end of +foreign dominance, was produced by differences of opinion upon the +constitutional powers of the National Government. It was foreshadowed +by several constitutional debates in the first period. The Civil War, +by an appeal to the sword, decided the majority of these constitutional +doubts in favour of the Union. Since that time, a third phase of party +government has been developed, purely on grounds of expediency in +domestic and foreign control. + +Political parties, therefore, are peculiarly dependent upon public +opinion. They are creatures of sentiment. They possess no power save that +of persuasion as to the proper lines of conducting the administration. +Choosing positions on great questions largely from previous policy, they +must appeal to the people for justification and support. They live by +opposition. No party can exist alone. In their modern aspect, political +parties were unknown in Revolutionary days. Whig and Tory were simply +reflections from the parties in England supporting or opposing the +Administration. There were divisions among men, largely of a social +nature; "court and country" parties, as John Adams called them in +reminiscence. The royal governor, surrounded by his place-men and +followers, residing in the city and opposed by the rural element, +represented the monarch. The opposition became the patriotic party of the +Revolution. After a decade, the patriots themselves divided into +Federalists and Anti-Federalists upon the advisability of changing from +the Articles of Confederation to the Constitution. These divisions were +not political parties in the modern sense. Neither developed any policy of +administration or offered any candidate for office at the time. + +When the Constitution was finally adopted, the Anti-Federalists ceased +their opposition. Since the impetus of adopting the new Government was +sufficient to place its supporters in power, its enemies held off and +awaited the day of failure when they should have the pleasure of saying, +"I told you so." In a few instances they made a demonstration, as when +Patrick Henry, according to Madison's belief, had Virginia redistricted +in order to keep him out of the Senate. After the new venture had +passed beyond the experimental stage under the Federalist party, the +name "Anti-Federalist" gradually passed from use. As policies of +administration were developed, an opposition was bound to be formed, +and thus modern political parties were born. A preliminary line-up was +caused by Hamilton's measure for a government bank; but the real +cleavage was produced by opposing opinions concerning the side which +the United States should take in the war between France and England. + +If Great Britain, toward whom the animosity of the recent war was still +strong, had not been a monarchy, or if the revolution which changed +our Revolutionary benefactress, France, into a republic, had happened +in England, or if the French Revolution had not so closely followed +in form the change in the United States from monarchy to republicanism, +party animosity in America would have been checked instead of advanced +by the Old World contest. The same end might have been reached if John +Adams had been sent as Minister to France and Thomas Jefferson to +England. But Britain being the token of centralisation, the general +tendency of the United States toward unionism seemed to Jefferson to +be the certain road to monarchism. This he conceived to be the ultimate +aim of Hamilton, born in the British West Indies, and Adams, who had +returned from Britain with his obnoxious theory that the "well-born" +ought to rule the remainder of the people. + +The attempt of France, on the contrary, to secure the rights of man, +with which Jefferson had grown familiar during his residence in that +country, appealed to him both from a national and a personal standpoint. +"I still hope," he said in one of those periods of French excess which +bade fair to ruin the whole, "that the French Revolution will issue +happily. I feel that the permanence of our own leans in some degree +on that, and that a failure there would be a powerful argument to prove +that there must be a failure here." "A struggle for liberty is in +itself respectable and glorious," said Hamilton, in giving a Cabinet +opinion that the treaty made with France in 1778 had been annulled by +the abrogation of the monarchy and the execution of Louis XVI. "But +if sullied by crimes and extravagance it loses respectability. It +appears, thus far, too probable that the pending Revolution in France +has sustained some serious blemishes." In another place he voiced the +sentiments of the anti-French by saying that thus far no proof had +come to light sufficient to establish a belief that the execution of +the King was an act of national justice. But the French sympathisers +thought otherwise. "If he was a traitor he ought to be punished as +well as another man," wrote Madison to Jefferson, quoting the sentiment +among the plain people of Virginia. + +Public sentiment in the United States was thus crystallising into +political parties on the policy to be pursued toward the new French +Republic. One faction was of the opinion that the people of the United +States were bound to aid the new sister not only by the sympathy of +a common struggle for liberty, but by the still stronger bonds of +gratitude for assistance in gaining their own freedom. They considered +the alliance of 1778, which France had signed at the expense of a war +with England, as still binding upon the United States. It pledged the +United States to guarantee France in the possession of her West Indies, +to admit her ships with prizes to American ports, to keep out those +of the enemy, and to prohibit the enemy from using American ports to +fit out privateers. From this last provision, some friends of France +deduced the opinion that it tacitly gave her permission to fit out +privateers by denying the right to her enemies. + +Hamilton and others, who thought the French movement, begun for the +sake of liberty, was deteriorating into a frenzied propaganda +destructive of rights and property, insisted that the change of +government in France had abrogated all claims which the alliance gave +to monarchical France; that, even if this were not so, the United +States was pledged to aid her only in a defensive war, and this war +with England was entirely offensive on her part; that to give aid to +the maddened revolutionists was to identify ourselves irrevocably with +destructive fanatics, bloody regicides, and wild propagandists. These +zealots, they said, had already pledged themselves to treat as enemies +any people "who, refusing or renouncing liberty and equality, are +desirous of preserving their prince or privileged castes, or of entering +into an accommodation with them." Our forefathers had been satisfied +with securing liberty for themselves without trying to impose it on +all other nations. It was this proselyting spirit which caused their +war against Britain. Hence, the anti-French element allied itself with +England. That nation was rapidly being forced into a position where +she alone would stand between French fanaticism and the disruption of +all society. These pro-British were, in the eyes of the French +sympathisers, base ingrates, as culpable as a nation would have been +who sided with Great Britain during the Revolutionary War. + +Divided into these hostile factions during this summer of 1792, the +United States reached the first parting of the ways upon her foreign +policy. Hitherto she had been of small moment to European nations, +touching them only on boundary questions connected with the New World. +But in the mighty struggle between one people bursting the bands of +centuries of repression and monarchical rule, and another nation in +authority who saw prerogative, property, and person in danger from the +deluge, the United States would become important as a place for fitting +out and as a base of food-supply. Belligerents in the heat of war are +not inclined to be over-regardful of the rights of non-combatants. To +maintain a strict neutrality had been well-nigh impossible in the +history of European nations. In nearly every war of the past, kingdom +after kingdom had become involved. The "armed neutrality," headed by +Russia during the American Revolutionary War, was formed by non-maritime +nations ostensibly to protect their commerce from the belligerents; +but in reality to gather up the fragments of trade as they were +scattered by the warring sea powers. + +The United States was fortunately located for announcing and maintaining +a new idea of neutrality, a nationality based on individual development +through peaceful methods. Time alone was needed in their isolated +geographical condition to develop an industrial strength more efficient +in Europe than an armed force at that time As Washington said, just +before issuing a proclamation warning all citizens of the United States +neither to aid nor to carry contraband goods to either belligerent: +"I believe it is the sincere wish of America to have nothing to do +with the political intrigues or the squabbles of European nations; +but, on the contrary, to exchange commodities and live in peace and +amity with all the inhabitants of the earth." To another he made the +prediction that "if we are permitted to improve without interruption +the great advantages which nature and circumstances have placed within +our reach, many years will not revolve before we may be ranked, not +only among the most respectable, but among the happiest people on this +globe." Notwithstanding the demands of the French sympathisers that +the United States should anticipate the payments due on the French +debt, should allow French privateers to be fitted out in American ports +and prizes to be brought in and sold, and regardless of the insolent +demands of the French Minister, Genet, and the haughty tone of the +Republic he represented, President Washington issued the proclamation, +April 22, 1793, warning the citizens of the United States to take no +part in the war. He was aided in maintaining this neutrality by the +continued trespass of each belligerent on American rights. If either +had suddenly shown any regard for the neutral position of the young +American Republic, sentiment would have demanded immediate war upon +the other. But when England tried to cut off the supplies which France +was receiving from America, France adopted similar tactics toward +England. Each accused the other of instituting these war measures. +Between the two millstones, American commerce bade fair to be ground +to powder. Britain, in order to recruit her navy, revived her practice +of retaking her seamen who had deserted, wherever they might be found. +She took a large number of men from American vessels, some of whom +claimed to be American citizens instead of British deserters. This +system of impressment she continued until it resulted in the War of +1812. Her refusal to yield possession of the forts on the American +side of the boundary line remained as an additional grievance. + +So strong was the hostile feeling toward England, that if the French +revolutionists had not plunged into such excesses as to compel their +most ardent admirers to pause, the firm hand of Washington could +scarcely have prevented a declaration of war against Britain instead +of the temporary embargo which was adopted. As it was, a non-intercourse +measure was killed in the Senate only by the deciding vote of +Vice-President Adams. A war at this time, when the new Government had +scarcely gotten upon its feet, when it was still obliged to borrow +money from Holland to meet its expenses, when its borders were harassed +by hostile savages and its forts occupied by the enemy, would have +been ruinous if not suicidal. A foreign war would have been fatal to +the adopted policy of a disinterested neutrality, not dependent upon +force, and to an uninterrupted home development which was to continue +for over a century. Neither the clamour nor defamation of the Democratic +clubs, nor the insinuations of the opposition press that the President +was biassed toward a monarchy because he wished eventually to transform +his office into a kingship, could drive the cool Washington from his +stand of neutrality. It was such self-control which drew from England's +Minister, Canning, many years after, the tribute: "If I wished for a +guide in a system of neutrality, I should take that laid down by America +in the days of the presidency of Washington and the secretaryship of +Jefferson." + +Jefferson was worn out by the onerous duties of his office during this +period of dominant foreign politics. He was harassed by constant +complaints of impressments and seizures. He was placed in an unfortunate +position by the presumptions of Genet. Distressed by the license into +which liberty in France was plunging he received small comfort in +contemplating the British monarchical tendency in America. He was +greatly disappointed because Washington, whom he had pronounced at +first "purely and zealously republican," had been so frequently +influenced by Hamilton and Knox in the Cabinet, by John Adams in the +Senate, and by John Jay in the Supreme Court. These were all Northern +men and all in favour of effective government. Most statesmen cling +more closely to the vessel during a time of party danger, but Jefferson +chose to withdraw, believing his continuance in office useless, and +trusting, as he said, that the people could not be permanently led +away from the true principles of government. After his withdrawal, +this monarchical tendency seemed to him to have no check. The President, +instead of advising war upon Great Britain both to avenge her insults +upon us and to aid the French Republic, sent John Jay to England as +a special envoy to try to secure some concessions from her. Jay +eventually sent home a treaty, which provided for the evacuation of +the Western forts, for a commission to consider payment for the slaves +carried away upon the evacuation of New York, and for the withdrawal +of the discriminating tax on American shipping; but it purchased +commercial entrance to the British West Indies at the expense of +Southern commodities. Above all, it made no mention of impressment, +of the search of American vessels, and the hindrance of their neutral +trade. + +"Further concessions," wrote Jay to his friends in America, "on the part +of Great Britain cannot, in my opinion, be attained. If this treaty +fails, I despair of another. I knew and know that no attainable +settlement or treaty would give universal satisfaction. Men are more apt +to think of what they wish to have than of what is in their power to +obtain." + +Hamilton, who had followed Jefferson's example and retired from +Washington's Cabinet, yet virtually remained at the head of the party, +advised the acceptance of the Jay treaty. "It closes," said he, "and +upon the whole as reasonably as could have been expected, the +controverted points between the two countries. The terms are in no way +inconsistent with national honor." + +Jefferson, Madison, and their followers believed, on the contrary, +that the adoption of the treaty would violate all national honour in +practically dissolving the French alliance of 1778 and would bind the +United States to monarchical England warring on republican France. The +proclamation of neutrality from Washington had not been so hard to +bear, since it took sides with neither belligerent; but the Jay treaty, +it was said, would array America against the cause of liberty. The +French and British factions were resolved to put the matter to the +test in the Senate. From this time may be dated the beginning of +political parties in the United States. Feeling ran high. Jay was +burned in effigy in many cities and the treaty ridiculed and villified +in the Republican prints. Hamilton was mobbed in New York, and +Vice-President John Adams armed himself against personal violence. + +The ratification of the Jay treaty by exactly the required two-thirds +vote in the Senate showed the relative strength of the two parties at +the time, although the Senate changes more slowly than the House. The +success of the treaty advocates allowed Washington to close his eight +years in peace with England. Pinckney, whom he had sent to Madrid at +the same time he sent Jay to London, succeeded in securing a treaty +with Spain. Nearly twenty years had been spent in gaining this first +acknowledgment from the Castilian. It provided for establishing a +permanent boundary-line between the United States and the Spanish +Floridas, arranged a control over the troublesome Indians living near +the line, and assured to American traders the privilege of using the +port of New Orleans as a place of trans-shipment for their produce. +If the port of New Orleans should be closed, another port was to be +opened to them. The Americans seemed to have succeeded, after more +than ten years' effort, in getting the privilege of using the lower +Mississippi. + +This Treaty of 1795 with Spain, although overshadowed by the +contemporaneous Jay Treaty, was extremely important in American +diplomatic history. Not only did it quiet the discontent of the Western +people and terminate foreign intrigue in that quarter, but it affected, +strangely enough, the future history of the lower Mississippi. From +the time of the Pinckney Treaty, France was unceasing in her efforts +to persuade Spain to give over to her care the Louisiana province, +which embraced New Orleans, insisting that she was the only power +strong enough to check the advance of the United States and save the +rest of the Spanish possessions in America. Three years later these +arguments prevailed. Louisiana was transferred to France, and very +soon fell into the hands of the Americans. + +Washington had closed some of the most troublesome foreign questions +which he had inherited from Confederation days. The new republic was +beginning to make a place for itself among the nations. Treaties of +amity and commerce had been made with all the maritime nations. American +ministers were to be seen at the principal European Courts. Britain, +France, Spain, and Holland had honoured the new power by sending +representatives to Philadelphia. The entire diplomatic horizon was +clear except in the French portion, where the Jay Treaty was bound to +give offence. Under its tacit permission, as the French sympathisers +claimed, more than three hundred American vessels were captured within +the next twelvemonth, and over one thousand American seamen impressed +by Britain. During the same period only three vessels and a few sailors +were taken by France. + +In its domestic relations, also, the United States, as the time of +Washington's second term drew to a close, was exceedingly prosperous. +The new Government was in full operation. No one longer questioned its +success or its fitness for the task before it. Fears for individual +rights had been quieted by the adoption of ten amendments to the +Constitution, guaranteeing the continuance of such birthrights as +freedom of conscience, trial by jury, free possession of property, and +habeas corpus. The Union had come off victorious in its first case of +discipline. It had made practical demonstration that its laws would +be enforced and that it could use State militia regardless of State +lines in enforcing them. Its system of judges and marshals extended +over the entire domain. Its Supreme Court had sustained the claim of +a citizen of South Carolina against the State of Georgia. State +sovereignty had received a blow and national supremacy an impulse. The +Superior Court had also declared that a treaty of the United States +predominated over a State law, and that no State could confiscate a +debt owed to a British subject. According to another decision, the +United States District Courts were sustained in their admiralty +jurisdiction over the State courts. The validity and authority of a +presidential proclamation was established by the prosecution in the +circuit court at Richmond of an offender against Washington's neutrality +proclamation. But the decision during Washington's administration which +especially made for the Union was in the case of Penhallow _v_. Doane's +executors, which sustained all the actions of the old Congress both +during the Revolutionary period and under the Articles, and made its +decisions final in cases of appeal from State tribunals. Thus was the +national sovereignty, by a single decision, extended backward over +local government to the very beginnings of independency and, at the +same time, established for the future so long as the National Government +should exist. + +Not only in the intangible shape of Supreme Court decisions, but in +a thousand practical particulars, the central agency was making itself +manifest to the people and gaining friends among them. The general +condition of the country was prosperous. Over ten million dollars had +been paid on the national debt. A dependable revenue was being collected +in scores of United States custom-houses scattered through the different +States. During Washington's last year in office, their receipts had +amounted to twelve and a half million dollars. The National Government +was expending a part of this money in rendering commerce safe. It was +purchasing lighthouses from the maritime States and erecting new ones. +Sites for these buildings were being ceded by the various States along +the sea-coast. Beacons, buoys, and public piers were being established +by the revenue service. Sixteen harbours within the several States +were being fortified at national expense. Plans for the improvement +of certain rivers were being considered. The Congress under the +Confederation had declared navigable waterways in the Northwest +Territory leading into the Mississippi and St. Lawrence to be free +highways, and the new Congress extended this inestimable guarantee to +all waters of the public domain. Its extension to the States would +come later from a Supreme Court decision. The improvement of these +rivers at national expense would result in time from the westward +expansion of the people. + +The domain under the complete control of the Federal Government had +been increased by a cession from South Carolina. The States of Kentucky +and Tennessee had been carved out of the "territory south of the Ohio," +and, with the State of Vermont, had been admitted to equal membership +in the Union by the sole action of the Federal Government. The national +post-routes had been extended in eight years from three thousand to +sixteen thousand miles, and the number of post-offices had been +increased to seven hundred. By severe penalties, the Government had +taught the people to respect as well as to be grateful for this branch +of its activities. It had also regulated trade with Indians not residing +within the jurisdiction of a State, and, by scattering its troops along +the border, was attempting to protect the savage from the encroachments +and debauchment of the white man, as well as to shield the white man +from the barbarity of the savage. + +The presidential election machinery had been tried a third time and +had worked smoothly. Electors had been chosen in each State without +the predicted revolution and bloodshed. They had cast seventy-one votes +for John Adams and sixty-eight for Thomas Jefferson. The former, having +received the highest number of votes, was declared President and the +latter Vice-President. Perhaps some of those who had voted for Adams +may have thought the Vice-Presidency a place of training for the higher +office, and its incumbent in the line of promotion. But on examining +the geographical distribution of the vote, one sees that sectionalism +influenced the result of this third presidential election, as it did +a majority of later ones. The vote for Adams came almost entirely from +the Northern States; that for Jefferson from the Southern. Adams stood +for Federalism, for centralisation, for a continuation of the policy +of the present Administration. He and Hamilton were close friends. +They broke only when Hamilton found that he could not influence +President Adams as he had President Washington. Electors who voted for +Jefferson thought he stood for principles exactly opposite to those +of Adams. His antipathy to Hamilton was the best guarantee against +centralisation being continued under his management. + +Those who had prophesied that the overwhelming majority of Washington +would result in a series of re-elections during his life, or that the +expiration of each term would find the country in some danger which +would demand his continuance, had been silenced by a farewell address +declaring his intention to retire. The pattern of two terms which he +set no President has ever dared attempt to exceed. The opponents of +his administration, those who had foreseen the coming royal reception +in the simple levee which marked his social life, or who objected to +the growing custom of celebrating his birthday as if he were a monarch, +were compelled to cease their evil prophecies when he attended, as a +spectator, the inauguration of his successor in the room of the House +of Representatives adjacent to old Independence Hall in Philadelphia +on the fourth day of March, 1797. As the incoming President wrote to +his wife, the multitude was as great as the space would contain and +not a dry eye but Washington's. Like the formative influence of a good +parent extending from generation to generation, the precedent of +Washington's voluntary retirement from the Presidency has been a rich +heritage to the American people. It may be safely said that it is +largely the cause of the pleasing contrast which exists between the +changes of administration in the United States and those in the other +American republics. + + + + +CHAPTER XII + +SUPPRESSING THE FRENCH SYMPATHISERS + + + +The only cloud on the horizon the day that John Adams became President +lay in the direction of France and was caused by the Jay Treaty. It +seemed impossible to keep peace with both belligerents abroad or with +their factions at home. Adams would probably be more scrupulous of the +rights of the individual than Hamilton; yet drastic measures were +likely to become necessary if the pro-British and the pro-French +agitators were to be muzzled and their clamour hushed. Such a censorship +of speech was a thing not to be lightly contemplated in America. + +Freedom of speech and the press had been inherited as a privilege of +Englishmen, wrested from those in authority by years of contest, and +maintained only by constant vigilance. A guarantee that it should not +be restricted by the State had been placed in many of the State +constitutions. A similar prohibition formed the first amendment to the +Federal Constitution. Freedom of movement is closely akin to freedom +of speech. Not even in the heyday of State sovereignty had any serious +attempt been made to prevent the movement of unobjectionable free +people from one State to another. The Constitution guaranteed to +citizens of each State all privileges and immunities of citizens of +the several States. The same instrument allowed Congress to establish +a uniform rule of naturalisation in making United States citizens out +of foreign immigrants; but the right of declaring who should be citizens +of the States, having been assumed by the State constitutions, was +left to them individually. State and national citizenship were thus +separate from the beginning. For these reasons it could happen, as +pointed out in the Dred Scott decision many years later, that a State +could make an alien into a citizen of the State, entitled to all its +rights and privileges, but he might still be an alien in the United +States and deprived of national citizenship. + +The first Congress recognised its constitutional obligation to provide +a uniform law for national citizenship by allowing an alien who had +resided two years within its jurisdiction and one year within any State +to take an oath before any court of common-law record to support the +Constitution and thereby become a citizen. Five years later, Congress +feared that the warring powers of Europe would send undesirable aliens +to the United States. "Coming from a quarter of the world so full of +disorder and corruption," said a speaker in the House, "they might +contaminate the purity and simplicity of the American character." A +new naturalisation law was passed, requiring an alien to give three +years' notice of his intention to change his allegiance--a kind of +period of repentance. The required time of residence was then raised +to five years for the nation and one for the State. During that time +he must maintain a good moral character, must abjure allegiance to all +other sovereigns, and must renounce all hereditary titles and orders +of nobility. In this way one speaker said he hoped to shut out those +refugees from the twenty thousand French nobility, who might choose +to fly to the United States. Another expected to see an equally large +number of the peerage arrive from Britain, as soon as the correct +principles of government should take root there. + +Little alarm need have been felt about those members of the deposed +nobility of France who did arrive. They were more concerned with getting +daily bread than acquiring citizenship or retaining their titles. +Prince, marquis and marquise, vicomte, and bishop, alike must keep +body and soul together by turning wig-maker, baker, or milliner, until +the madness of the French people should pass. By and by, the changes +of fortune in France began to send over Constitutionalists, +Thermidorians, Fructidorians, and the like, to plot and intrigue. "They +kept their eyes fixed on France," said a French volunteer, who had +returned to America to secure the pay due him since Revolutionary days, +"to which all expected to return sooner or later and recommence what +each called his _great work_, for there were exactly the same number +of political systems as there were refugees." The French sympathisers +in America mingled with these _émigrés_ and were more or less concerned +with their plans. The press offered the opportunity to vent much of +their spleen on Washington and to express their opinions of the "British +United States Government," as they called it. + +Added to these scribblers were certain other agitators, preachers, and +writers, refugees from England and Scotland, driven out by the British +Government in its effort to keep the sentiments of the French +propagandists from taking root in British soil. More libel suits had +been instituted in the courts of England during a single year of the +French Revolution than in any two previous decades. Among those banished +was Thomas Paine, who had returned to London, after lending his pen +to the American cause, and had written the famous, or infamous, as +some called it, _Rights of Man_. Many of these aliens in America were +scribblers who had picked up a few current phrases and lofty sentiments +about liberty and equality. They were of varying ability as writers, +but uniform in their venomous abuse and hatred of England and all her +sympathisers. In the rapid increase of newspapers, which marked this +first period of prosperity and the birth of political parties, many +of these writers found precarious employment; a few found remunerative +occupations. Of the two hundred newspapers published in the United +States when John Adams became President, it was estimated that at least +twenty-five were edited by men of alien birth. + +At few later periods have political parties brought out such scurrilous +abuse in the press as in these early days. Although the number of +newspapers has so increased that irresponsible and vulgar men are to +be found among editors, although the restraints of law upon the press +have been greatly loosened, yet the tone of the leading newspapers +to-day is immeasurably better than it was a century ago. As the +opposition to the Administration gradually crystallised into a party, +few suffered more from the pens of its writers than did the first +President. The abuse, which included such grave charges as that he had +murdered a French envoy near Fort DuQuesne years before, that he had +taken money illegally from the United States Treasury, and that he +hoped to turn his Presidency into a monarchical reign, followed him +to the end of his administration. Washington's replies to the numerous +addresses of societies and public meetings which had greeted his +entrance to office eight years before breathed a spirit of toleration. +It was his eminent desire, as he said in one reply, to have every +association and community make such use of the auspicious years of +peace, liberty, and free inquiry, as they should hereafter rejoice in +having done. + +At the same time, the mind of Washington, the exclusive Virginia +gentleman, could easily make a distinction between liberty and license. +He attributed the insurrection against the excise almost entirely to +the unbridled utterances of the Democratic clubs, their "first +formidable fruits," as he put it. Nor did he fail, in reporting the +suppression of the rebellion to the next Congress, to express his +opinion of these "self-created societies" who disseminated suspicions, +jealousies, and accusations of the whole Government. Jefferson, still +believing in the original doctrine of the rights of man, called this +allusion of the President "the greatest error of his political life." +The societies would have soon died out if left alone, he said. Coercion +would make them thrive. "It is wonderful," continued Jefferson to +Madison, "that the President should have permitted himself to be the +organ of such an attack on the freedom of discussion, freedom of +writing, printing, and publishing." He pronounced it almost incredible +that the freedom of association and of the press should be attacked +in the fifth year of the new Government, a step which England, fast +advancing to an absolute monarchy, had not yet attempted. + +There was small probability that this abuse from the Jacobin clubs and +presses would cease with the retirement of Washington. When he gave +out his farewell address, written by "the President's president," as +they called Hamilton, a Vermont editor regretted that he had not retired +four years before, which would have saved the country from having been +so debauched by its mistress, England. The day of his departure for +Mount Vernon was celebrated by a scurrilous attack in the _Aurora_, +which a defender of his memory vindicated by an assault upon its editor. + +John Adams, as Vice-President, had long been pilloried as "the dangerous +Vice," for his theories upon inherited talent, a doctrine in direct +contradiction to the tenets of democracy. He also appeared in the +Jacobin prints as "President Crispin," the son of a shoemaker, and as +"the President of three votes," alluding to the narrow majority of +Adams over Jefferson in the recent election. Many went so far as to +charge that the election of Adams had been accomplished by prematurely +closing the polls in a Maryland election district and by the action +of a Pennsylvania postmaster, who held back the returns. Franklin's +recent death had plunged the people of two hemispheres into mourning. +His memory was not sacred enough to prevent an accusation that he had +once pocketed the money for two hundred thousand stand of arms, which +had been intended as a present to the United States from the King of +France. The oft-repeated scandal of the lost million francs was freshly +ventilated. Yet so precious was freedom of speech in America that even +those attacked hesitated to follow British pattern in placing a censor +over the press. Even Patrick Henry, being rapidly won to the support +of the experiment which he had formerly opposed, declared: "Although +I am a Democrat myself, I like not the late Democratic societies. As +little do I like their suppression by law." + +President Adams had years before placed himself on record concerning +the freedom of the press. Long a fulsome contributor to the newspapers +on political questions, he had said: "There is not in any nation of +the world so unlimited a freedom of the press as is now established +in every State of the American Union, both by law and practice. There +is nothing that the people dislike that they do not attack." + +Entertaining such liberal opinions, an unforgiving enemy to Britain, +an admirer of the French people since first he came into contact with +them, John Adams entered the Presidency prepared to save the press +from the storm gathering about it. But the partisans would not stop +their abuse long enough to examine his predilections or to forecast +the attitude he was likely to assume in his conduct of foreign affairs. +They were enraged by the advantage apparently given to Britain in the +Jay Treaty, disappointed in the continued repression of every effort +to aid France, and emboldened by the high tone of the French Directory +after the sympathetic Monroe had been ordered home to be replaced by +the Federalist, Pinckney. They sneered at Adams's inaugural address +where he admitted a personal esteem for the French nation, formed +during seven years spent abroad and chiefly in Paris, and expressed +a sincere desire to preserve the friendship which had been so much to +the honour and interest of both nations. + +Notwithstanding these cordial words, President Adams, within three +months, was calling together the first extra session of Congress in +the history of the Government, and informing them in vigorous language +that Pinckney, an American Minister, had been refused cards of +hospitality by the Executive Directory at the head of the Republic of +France, had been threatened by the police, and had finally been +practically ordered out of the country. The right to reject an +ambassador was recognised by the law of nations. But "a refusal to +receive him until we have acceded to their demands without discussion +and without investigation," said the President, "is to treat us neither +as allies nor as friends, nor as a sovereign state." The warlike message +advised strengthening the army and navy, perfecting the coast defences, +preventing further building of foreign cruisers in the United States, +and the raising of revenue sufficient for these purposes. Although +closing with a promise of continued effort toward neutrality, this +hostile address from the first statesman-President forms a strong +contrast with the mild messages of the first soldier-President. The +granite rock of New England had been reached and it gave no evidence +of yielding. The response to the defensive tone of the President varied +according to foreign affiliations. Parties in America were as yet +reflections of European wars. The pro-British faction, strong in all +parts of the National Government except the executive, were as eager +for a trial at arms with France as they had been reluctant for war +with England two years before. Hamilton wrote columns for the daily +press to prove that the assistance which France gave to us during our +struggle for independence was based on purely selfish motives. We were +bound by no ties of gratitude to yield to her pique at the Jay Treaty. +"Those who can justify displeasure in France on this account," said +he, "are not Americans but Frenchmen. They are not fit for being members +of an independent nation." + +The opponents to this attitude--those whom Hamilton called "the servile +minions of France, who have no sensibility to injury but when it comes +from Great Britain, and who are unconscious of any rights to be +protected against France," were equally clamorous for forbearance. +They asked Adams, in this crisis, to send a sympathetic man, say +Jefferson, who would be acceptable to France and would soothe French +pride and avert the threatened war. Although Jay had been taken by +Washington from the Supreme Bench to be sent as envoy to England, Adams +thought the Vice-President too dignified a person to be used in this +manner. Such an action would also imperil the presidential succession. +Yet he was desirous of seeking some kind of an accommodation to preserve +neutrality. Although France had "inflicted a wound in the American +breast," as he put it in his message, he appointed three special envoys +to renew negotiations. Their number would protect American interests +and show to France the gravity of the situation. Pinckney, the rejected +Minister, was made quite justly one of the three. John Marshall, the +second member, like Pinckney, belonged to the anti-French faction. +Gerry, the third envoy, was a former Anti-Federalist and a sympathiser +with France. + +The treatment which these three envoys received in France caused the +tempest in a teapot commonly known as "the X Y Z affair." By +discrediting the French faction, it hastened the day of their attempted +suppression by the Government of the United States. With the mysterious +methods current during the days of the contemptible Directory then at +the head of the Government of France, certain supposed go-betweens +approached the American envoys with suggestions that "money, lots of +money," would be necessary to heal the wounds inflicted on the French +heart by the Jay Treaty and by the recent words of President Adams. +This gold, it was said, was necessary as a pre-requisite for opening +negotiations. Part of it was to constitute a loan to carry on the war +with England, and the rest was understood to be a _douceur_ for the +pockets of the members of the Directory. "We loaned you money in your +hour of need," Pinckney was told by a mysterious Frenchwoman, who +figured in the affair. "Why should not you lend to us?" + +[Illustration: A HALF PAGE OF THE X Y Z DISPATCHES. From the original +in the Department of State. A close inspection will show the brackets +drawn around the name of Horttinguer and the letter "X" inserted in +margin on left. This was done by order of Timothy Pickering, Secretary +of State, before the dispatches were published.] + +In the reports of these envoys which John Adams sent to Congress as +rapidly as received, the name of Hubbard, who had introduced the three +to the go-betweens, was indicated by the letter "W," Horttinguer by +"X," Bellamy by "Y," and Hauteval, who acted as interpreter, by "Z." +It was useless for Jefferson, Madison, and the French sympathisers in +America to point out that _douceur_ meant a gift and not a bribe, and +that the supposed go-betweens were discredited and their action +disavowed by Talleyrand and the Directory. It was believed and is +currently stated in America that an attempt was made to bribe these +dignified representatives of the American people. The national spirit +was aroused. Unionism received such an impulse as years of domestic +relationship could not produce. The war microbe was loosed among the +people. One of those sudden outbursts of national rage, as unexpected +as violent, ran the length and breadth of the land. A broadside was +circulated, with stanzas beginning: + + "At length the Envoys deign to tell us + They had to deal with scurvey fellows-- + With Autun and the five-head beast + And half the alphabet, at least." + +For perhaps the only time in his life, John Adams tasted the sweets +of a widespread popularity. His birthday, like that of his predecessor, +was generally celebrated. The sympathetic French following was swept +off its feet. "Exultation on one side and a certainty of victory; while +the other is petrified with astonishment," was Jefferson's admission. +In reporting to Congress that Pinckney and Marshall had indignantly +withdrawn from France, and that Gerry, who lingered, had been officially +notified by his Government that no loans of any kind would be made, +President Adams used a sentence which immediately became current: "I +will never send another minister to France without assurances that he +will be received, respected, and honored as the representative of a +great, free, powerful, and independent nation." + +The British faction had at last an opportunity of crushing the French +sympathisers, and they accepted it most willingly. In their intolerance, +they went almost as far as the other side had gone a few years before. +A South Carolinian, visiting in New York, was assaulted in the circus +because he refused to take off his hat when the President of the United +States entered. A "reign of terror" was instituted against the +pro-French office-holders. It was even claimed by them that a general +massacre had been arranged for the Pennsylvania fast-day, and Bache, +the editor of the _Aurora_, made a show of garrisoning his house with +an armed body of his friends. A Senator in debate was reported to have +declared his willingness to vote for a law punishing every citizen of +America who educated his children in the study of the French language. + +Hamilton and those who wished to give new precedent to the National +Government along lines of its foreign relations where patriotism would +support strong measures, were delighted with the response on the part +of the people. Theatre crowds demanded encores of the _President's +March_ and hissed French airs when played. Merchants of New York and +other seaports worked voluntarily on the neglected coast-defences. A +song was put to the air of _True Hearts of Oak_ in order to "cheer +those unused to spade and barrow, who might tire of working on the +several forts." It began: + + "Ye friends of your country, the summons attend, + Be this your employment, your joy and your pride, + Your heav'n-granted rights to preserve and defend, + And the spirits of freemen your labors shall guide." + + Chorus. + + "Our country demands-her call we obey, + Let 's work and be merry, + We'll never be weary, + While freedom and glory our labors repay." + + +Hundreds of addresses reached the President, the larger number heartily +endorsing his attitude toward the insulting Directory. Public opinion +supported Congress at the time in passing many war measures at this +special session of 1798 and the regular session which followed. Eighteen +acts were added to the Statutes at Large during the special and +seventy-five at the regular session, nearly double the number of laws +enacted at any prior sitting. The exportation of arms was forbidden +and their importation encouraged. The navy was separated from the army +and a new department created for it. The three men-of-war which +constituted the United States Navy were repaired and put into +commission. The construction of others was begun. Frigates, galleys, +and rowboats were ordered and regiments of artillerists and engineers +authorised to be recruited. A quarter of a million dollars was +appropriated to the coast-defences. Over a million was voted for +increasing the number and for arming the regular troops. A provisional +army of ten thousand men and a marine corps were placed at the disposal +of the President. From his retirement at Mt. Vernon, ex-President +Washington was summoned to assume command of the provisional army. + +Not alone measures of defence, but actual war measures were passed. +The President was authorised to seize armed French vessels found near +the American coast. Merchantmen were permitted to arm against the +French. Thirty thousand stand of arms were distributed among the militia +of the States. All treaties with France were formally dissolved, and +all intercourse with her suspended until the next session of Congress. +To provide money for these unusual expenditures a loan of five million +dollars for fifteen years was authorised, and a stamp-tax levied not +unlike that of thirty years before, against which the colonists had +rebelled. + +As if they had not yet sufficiently endangered the party, the triumphant +Federalist majority proceeded to vent its long accumulated wrath upon +its critics, and thereby brought the story of the United States a long +chapter forward. Those who had writhed under the attacks of Duane, a +former resident of Ireland, but lately driven from India for violating +the liberty allowed to the press, hoped for sweet revenge. Others +wanted retribution against Callender, setting up at Richmond an abusive +press such as had caused him to be driven from Scotland not long before. +The list of lesser offenders among the alien writers was long. As +President Adams asked: "How many presses, how many newspapers have +been directed by vagabonds, fugitives from a bailiff, a pillory, or +a halter in Europe?" + +Charges against these aliens were not confined to their political +writings. The air was full of conspiracy. Some suspected a league +between foreigners and the United Irishmen; others thought the aliens +leagued with the Freemasons for the destruction of all social relations, +private property, religion, and government. Emissaries of France were +supposed to be in every republic plotting for her universal dominion. +Holland and Switzerland had already lost their liberty in this way. +Talleyrand, the French Minister of Foreign Affairs, who had spent his +exile in America and had become a naturalised citizen, was in secret +correspondence, so it was declared in Congress, with certain people +in this country. Another Frenchman, it was said, "of a literary and +intriguing character, formerly a member of the Club Breton, doubtless +in the confidence of the Directory, who had for a long time lived in +Pennsylvania, has recently taken flight." Should this menace be allowed +to continue? Both France and England were exercising the right of +self-preservation and banishing suspicious aliens. These fled to the +United States and made it a common plotting-ground. They were described +in the Congressional debate on this subject as "men endeavoring to +spread sedition and discord; who had assisted in laying other countries +prostrate; whose hands are reeking with blood and whose hearts rankle +with hatred toward us. Have we not the power to shake off these +firebrands?" + +By a safe majority in the House and a vote of two to one in the Senate, +the Federalists placed additional bars to the doors of the United +States by raising the time required for national residence prior to +naturalisation to fourteen years, with a residence of five years in +some one State, and a declaration of intention made five years before +admission. All white aliens were required to report to some official +register, and get a certificate within forty-eight hours after arrival. +By a law, called the "Alien Friends act," Congress gave power to the +President to order out of the United States all aliens whom he suspected +of being concerned in any treasonable or secret machination against +the Government. If he chose, he could give such an alien a license to +remain under bond. The duration of the act was limited to two years. +A companion measure, called the "Alien Enemies act," contemplated the +possibility of an immediate war with France and gave the President and +the courts power to arrest, to punish, or remove natives of a hostile +country after due proclamation. All courts were authorised to hear +complaints against aliens, much in the style of the denunciation system +of France a few years before. + +The alien writers and the Republican press generally had not been +afraid to attack the war measures and the bills for the restraint of +foreigners as they were proposed and debated. Upon the sudden rage of +naming vessels after the President, Duane in the _Aurora_ sarcastically +remarked that the name would be a host of strength in itself and +completely protect our extensive commerce. He thought we outstripped +the British in this instance. + +"In the navy of England, there is only one royal George and one +Charlotte; there is to be sure the Sovereign and the Queen; but we shall +certainly have, The President, the Lady Adams, or the Lady President, +with Squire Quincy and Squire Charley, otherwise the navy of Columbia +will be incomplete." + +In other papers, the President figured as "Johnny Molasses" from the +rum manufacture of Massachusetts. The New York _Time-Piece_ pronounced +him "a person without patriotism, without philosophy, and a mock monarch +who had been jostled into the chief magistracy by the ominous +combination of old Tories with old opinions and old Whigs with new." +Addresses were printed begging aliens not to enlist in the provisional +army if any laws should be passed against them. + +All action taken thus far to ensure the perpetuity and safety of the +Government against the strangers within its gates seemed to the +Federalists incomplete while this seditious press remained unbridled. +The crowning measure of the session of 1798, therefore, took the shape +of an addition to the early act defining crimes against the United +States. It provided fine and imprisonment for conspiring to oppose +measures of the Government, for advising insurrection, and for libelling +the Government, either House of Congress, or the President. The duration +of the act was limited to the end of the present Administration. As +originally introduced into the Senate, this "sedition act" declared +that giving aid or comfort to a Frenchman or to France was treason to +the United States, punishable by death. It was toned down in this and +several other particulars by moderate spirits before being enacted +into a law. + +The opposition in Congress, called "Republicans" by themselves and +"Jacobins" by their enemies, had resisted these famous "alien and +sedition laws" at every step. They pleaded that such police regulations +had been left by the Constitution to the States; that national +citizenship did not exist separate from State citizenship; that Congress +could pass uniform laws of naturalisation, but could not control aliens +resident in a State; that adequate punishment for sedition was already +provided in the laws of the various States; that the crime of treason +was taken care of by the Constitution and Federal laws; that existing +treaties required notice to be given before foreigners could be sent +away, and then only in case of war; and that a dangerous power was +placed in the hands of the President. The constitutional amendments +guaranteeing trial by jury and freedom of speech were also quoted in +vain. When a member from New York declared that the people ought not +to submit to such tyrannical legislation and would deserve the chains +which these measures were forging for them if they did not resist, +such language was declared treasonable by the other side and productive +of the insurrectionary spirit they were trying to stamp out. + +An analysis of the distribution of the vote on the Alien bill shows +that these presses, although located in the Northern and Central States, +were supported by the Southern people. Perhaps the sectional tendency +of the vote should be considered as indicative of the loss of the +Southern States to the Administration and prophetic of the support +which individualism was to receive from that section. Not a Senator +north of the Mason and Dixon line opposed the measure, and only one +from south of the line supported it. Of the Southern members in the +House, nine voted for and thirty against sending away dangerous aliens. +In the Northern section the vote stood thirty-seven to ten in favour +of the punitive action. + +Jefferson, presiding over the Senate while these measures, so obnoxious +to him, were being passed, deprived of even the pleasure of casting +an occasional deciding vote by the overwhelming Federal majority, +quietly bided his time until this madness should die out. "War, land +tax and stamp tax," said he, "are sedatives which must calm its ardour." +To his mind, the people were still essentially republican; they retained +unadulterated the principles of '75; they needed only reflection and +information to bring themselves and their affairs to rights. + +"A little patience," he wrote to a correspondent in Virginia, who +mentioned the possibility of separating that State and North Carolina +from the tyrannical majority, "and we shall see the reign of the witches +pass over, their spells dissolved, and the people recovering their true +sight, restoring their government to its true principles. Better keep +together as we are, haul off from Europe as soon as we can, and from all +attachments to any portions of it." + +At the same time, if war should come, he advised all to join for the +defence of home on the principle that if one's house is on fire he +must try to extinguish it without stopping to inquire whether it was +fired from without or within. + +The execution of the Alien and Sedition laws proved as unpopular and +as futile as Jefferson had imagined. Callender escaped the Alien law +by completing his naturalisation, but was fined and imprisoned for +seditious publications. His counsel, Cooper, a lawyer-editor, suffered +similar punishment. A chartered vessel carried back to France, now +under more tolerant government, a large number of _émigrés_ including +Volney, the philosophical writer and former friend of Washington, +suspected of being at the head of the conspirators in the United States. +The abusive _Time-Piece_ was abandoned, one of the editors fleeing +the country and the other being under arrest. Duane was assaulted in +his office, his presses destroyed by a mob, and himself haled before +Congress for criticising their actions. Lyon, a violent Republican who +had come near being expelled from the House for assaulting a +fellow-member, was fined and imprisoned for commenting on certain +appointments made by the President. A half-dozen or more insignificant +country editors were caught in the Federalist drag-net, serving only +to make the law more ridiculous. + +President Adams never found a dangerous alien friend to send out of +the country. The war with France was averted and the Alien Enemies act +consequently never enforced. Some new issue arose to attract popular +attention. The war fever passed as quickly as it came. Only the extra +taxes remained to remind the people that the French-war scare of 1798 +had ever occurred. War measures are always popular at the time they +are passed. National patriotism is aroused, excitement refuses to +listen to conservatism, and judgment is replaced by impulse. Measures +necessary to raise the extra revenue are easily voted; but after the +excitement has passed, the extra taxes become an extra burden. Those +who yesterday clamoured most loudly for national defence and "patriotic" +measures will to-morrow seek to evade payment or turn and rend the +party which imposed the levies. The war is soon over; the train of +taxes which follows seems endless. A political party takes small risk +in fathering a war; it faces a great danger in the reaction which +follows. + +The Federalists had not only authorised by their war measures a large +addition to the national debt, but had imposed certain forms of direct +taxes. Even more odious than either the stamp tax or the tax on slaves +was that on "improvements" in property. In order to arrive at a fair +conclusion of the value of dwellings, the number of windows in each +was taken as a standard by the assessors. This method was not unknown +to the Old World, but proved extremely obnoxious in the New. Resistance +in eastern Pennsylvania took the form of the so-called '"Fries +Insurrection." It offered another opportunity to the National Government +to assert its authority, but rendered President Adams still more +unpopular, and increased public hostility toward the Federalists. +Although Adams pardoned the leader, John Fries, he did not appease the +Republicans, and he angered the Hamiltonians, who would show no clemency +toward the opponents of law and order. Like some mastodon of old, the +party floundered deeper into the swamp, eventually to succumb, leaving +only its bones as a warning to the danger of overconfidence. + + + + +CHAPTER XIII + +THE FIRST STATE PROTESTS + + + +The autumn of 1798 marked the extreme limits to which the leaders and +party intentionally strengthening the Union were allowed to go at +present. It was the culmination of Federalist power. The critical +turning-point, the momentary pause before the backward swing of the +pendulum, was marked by popular disorders. The first heat of party +passion, the tendency toward centralisation in ten years of Federalism, +and ignorance of the extent to which the party might go, had combined +to bring the country to the verge of actual disruption. The black +cockades (English) fought with the tricoloured cockades (French) on +a public fast-day in the streets of Philadelphia. Republicans, +attempting to nail up petitions for the repeal of the Alien and Sedition +laws on the doors of Christ Church, were set upon by the Federalists +and driven away. The President received anonymous letters threatening +to burn Philadelphia. Citizens packed their valuables in readiness for +flight. Numerous incipient riots occurred in New York and other cities. + +While the people of the French faction were thus expressing their +disapproval of the administration measures, their leaders were casting +about to find the most potent remedy against such abuse of the national +power. Even those who, like Madison, believed in the efficacy of the +new Government had not expected to see it turned into an agency for +the oppression of the individual. To their minds, a continuance of the +present course must mean the complete loss of individual and State +liberty, or the overthrow of the Union of States, which had been gained +only after great effort. An appeal to the ballot was one remedy; but +more than two years must elapse before a change of administration was +possible. The States, in forming the Union, had thrown about themselves +many safeguards. It was high time to test their efficiency. + +In the debates on the Alien and kindred measures, the ratification +acts of the different States had been quoted by Republican members to +show that the States had granted certain powers to the Union, and that +the States alone could judge when those powers had been transcended. +The State was the natural agency for the protection of the individual +in this hour of danger. To an alarmed resident of Delaware, Jefferson +offered an asylum in the State of Virginia, where the "laws of the +land, administered by upright judges, would protect you from any +exercise of power unauthorized by the Constitution of the United States. +The _habeas corpus_ secures every man here, alien or citizen, against +everything which is not law, whatever shape it may assume." + +Browbeaten, as Jefferson explained later, by a bold and overwhelming +majority in Congress, the Republicans resolved to retire from that +field, and to take a stand in their State Legislatures. The legislative, +rather than the executive or judicial branch of the States, represented +the people of the United States dwelling in the various States. The +State Legislatures had sent delegates to form the Constitution, and +the State Legislatures had called the State conventions which adopted +it. In the State Legislatures the true friends of the Union, as the +Jeffersonians called themselves, would endeavour to find an agency for +protection against the unwarranted attack of the National Government. +Four members of Congress at this time actually withdrew, forming a +striking precedent for sixty years later. Although sometimes charged +with planning a forcible resistance to the central power, the +Republicans as a whole contemplated nothing more than concerted action +in resolutions to be adopted by the State Legislatures. "I would not +do anything at this moment," advised Jefferson, who naturally assumed +the leadership, "which should commit us further, but reserve ourselves +to shape our future measures, or no measures, by the events which may +happen." + +Selecting North Carolina as a strong Republican State to take the lead, +Jefferson drew up a set of resolutions setting forth the doctrine of +protest. However, chancing to meet some Kentucky politicians visiting +in Virginia, he gave the paper to them. Their State offered advantages +superior to North Carolina for inaugurating the movement. Her history +from infancy had been one continued struggle for political rights. +"Kentucky," said her governor in his message at the opening of the +session of the State Legislature following the passage of the Alien +and Sedition acts, "remote from the contaminating influences of European +politics, is steady to the principles of pure Republicanism and will +ever be the asylum of her persecuted votaries." The customary reply +of the House took the shape of nine lengthy resolutions, rewritten +from the set drawn up by Jefferson. They were adopted by both Houses +of the State Legislature, signed by the governor, and sent as an appeal +to the "co-states in the federal Union." Assuming that the States and +the Union had made a compact whereby the latter had been given certain +limited powers for definite purposes, the remaining powers being +reserved to the States, the resolutions declared that whenever the +General Government assumed undelegated powers, its acts were +unauthoritative, void, and of no force; and that, as in all cases of +compact having no common judge, each party had a right to judge of +infractions and redress. This hypothesis being assumed, the remainder +of the resolutions supports it with arguments, using generally the +ones employed by the opposition speakers in Congress to prove that the +Alien and Sedition laws were unconstitutional. + +In a comprehensive view of the history of the making of the Union, +these resolutions are of great importance. They form the first note +of individualistic protest against the growing power of the Union. To +them one must look for the first suggestion of the means to be employed. +Unfortunately for this purpose, they are declamatory rather than +constructive. They seek to arouse passion rather than to lay out a +definite line of resistance. The only suggestion of immediate action +is an instruction to the Kentucky Representatives to attempt to secure +the repeal of the encroaching acts at the next session of Congress and +an appeal to the other States to "concur in declaring these acts void +and of no force." + +Madison was no doubt in touch with the inception of the Kentucky +Resolutions. To him was given the task of drawing up those to be adopted +in the Virginia Legislature. So critical had the times become that he +had resigned from Congress to accept a seat in his State Legislature. +Although he composed a set of resolutions, as Jefferson had requested, +he thought the proper remedy lay in a convention of delegates from the +States rather than in the State Legislatures. The Constitution had +been formed by a convention and not by the Legislatures. Therefore, +to avoid having the Legislature seem presumptious, he had used only +"general expressions," as he said, in his resolutions. "In case of a +deliberate, palpable and dangerous exercise of other powers not granted +by the said compact, the states, who are parties thereto," said his +resolutions, "have the right and are in duty bound to interpose for +arresting the progress of the evil." Upon this assumption, a protest +was made against the Alien acts, which united unconstitutionally the +legislative and judicial powers to those of the Executive; also against +the Sedition law, which imposed a punishment expressly forbidden by +one of the amendments to the Constitution. + +Upon the question of a proper remedy, Madison went no farther than to +beg that the other States would take "the necessary and proper measures" +to maintain the rights and liberties reserved to the State or the +people. But he lived to see this protracted warfare between the States +and the Union reach a critical point, when it was desirable to know +precisely what early protestors had meant. Madison explained that the +resolutions advised only interposition by all the States. The plural +form was universally used, and resistance by no one of them planned. +No revolutionary action was contemplated. The legal remedies to be +found in "interposition" he enumerated as remonstrances, instructions, +elections, impeachment, amendment to the Constitution, and finally, +if the usurpations became intolerable, a recourse to the right of +revolution. Whatever hope Jefferson and Madison entertained of a united +effort on the part of State Legislatures against the Alien and Sedition +acts was dashed by the dissentient replies from all the New England +States and by the lack of replies from the Southern States. They +accounted for it by the tardiness with which State officials change, +not always representing public opinion. The ease with which they carried +all the States except seven in the ensuing election of 1800 enabled +them to give the resolutions a large share of the credit for bringing +about the victory. + +In the midst of the war fever, Congress assembled in December, 1798, +in the city of Philadelphia. No such glorious pomp and circumstance +of war had ever been witnessed at the opening of a session. When +President Adams read his address from the Speaker's platform to the +assembled Houses, notifying them that France showed no inclination to +yield, there sat at his right hand George Washington, summoned from +Mount Vernon to become the Lieutenant-General and Commander-in-Chief +of the provisional army against the Republic of France. Near him sat +the new major-generals, Alexander Hamilton and Charles C. Pinckney, +the latter one of the rejected envoys to France. Soon after the opening, +Washington returned to his home, leaving Hamilton in command, an +arrangement not consented to without reluctance by Adams, and destined +to bear fruit later. The war measures were continued by the so-called +"Logan act" providing punishment for any citizen of the United States +who should, without authority, carry on communication with a foreign +government with an intent to influence any action. It was brought out +by Doctor Logan, a well-meaning Republican of Pennsylvania, who had +unofficially gone to France in an effort to avert the threatened war +and had held communication to this end with Talleyrand, Merlin, the +First Director, and others. With the suspicion common to the times, +the Federalists thought he was endeavouring to act as mediator or +plotting some league with France in the event of war. This act marked +the extreme limit, to the Republican mind, of the tyranny of the Central +Government over citizens of a State. + +It might have been fortunate if matters had been put to the test in +1798 and the following year. If resistance had assumed definite shape +it would have been successful or it would have been overcome. The +history of the Union would have been put forward more than half a +century, or it would never have been written. For the time being, each +side seemed inclined to go to the extreme point. The Federalists had +taken their places in the Congress determined to ignore the scores of +petitions for the repeal of the acts. They refused to debate motions +to rescind, and came to successful votes as a "silent legislature." +Another provisional army was authorised and further additions made to +the regular army and navy. On the other hand, the Legislature of +Kentucky, rendered even more defiant by the timid assurance in the +replies of a few legislatures to her appeal and the decidedly +unfavourable answers of a large number, renewed her resolutions of the +preceding year in even stronger language. One new phrase, that "a +nullification by those sovereigns of all unauthorized acts done under +color of that instrument is the rightful remedy," was important because +of the later use made of it. Jefferson had used "nullification" in his +draft of 1798. It was no stronger than other words and phrases, yet, +thirty years later, the words "interpose" and "protest" were passed +by as too feeble, and "nullification" adopted as the proper term for +open resistance, But that Kentucky did not mean forcible resistance +is proved by her accompanying statement that she would bow to the laws +of the Union because she was a party to the Federal compact. The +Virginia Assembly reaffirmed its principles in resolutions and an +address to the people the following year. + +In the midst of the warlike preparations, when the two republics seemed +determined to test the patience of each other; when the Jeffersonians +were bound hand and foot by the war craze; when Hamilton awaited the +word which would at last league his country with England against French +fanaticism and would also bring a realisation of his dream of a military +command--in the midst of all this, President Adams, in February, +suddenly sent to the Senate the nomination of the American Minister +at The Hague to be an envoy to France! The Federalists were dumfounded +at his change of position. If negotiations were renewed, peace might +follow. Peace with France would mean hostility with England, if not +a revival of the danger of absorption by French intrigue. Proud in +their strength, the Federalists had assembled only to be undone and +their warlike preparations made into an idle show by the actions of +this headstrong John Adams, who insisted upon being the President of +his own administration, and who would not take seasonable advice from +his party. He had done what the members of his Cabinet had feared, +although they now pretended to be surprised. For three months past he +had invited suggestions for envoys in case France should yield, had +drawn up a form of proposed treaty, and had ridiculed the idea of a +French invasion of the United States. "There is no more prospect of +seeing a French army here than in heaven," he said. Enforced by +Hamilton, who "chanced to be present," the members of his Cabinet had +wrestled with him for hours in a private conference at Trenton to turn +him from his purpose of conciliation rather than war. He informed them, +as he later informed Congress, that he had received assurance from +Talleyrand that if another representative should be sent to France +from the United States he would undoubtedly be received with the respect +due to the representative of a free, independent, and powerful nation, +thus using almost the precise words of Adams. + +By the time the new envoys, whose appointment the Federalists did not +dare openly to oppose, reached France, the Directory had fallen and +Napoleon was First Consul. He saw the usefulness of the United States +to his plans as a friend rather than an enemy, and was ready to bury +all grievances in a treaty. The three envoys, Murray, Ellsworth, and +Davie, had no difficulty in getting the United States relieved from +the treaty obligation of 1778 and in arranging compensation for the +damages inflicted on American commerce. Thus was closed by the Treaty +of 1800 the series of events which came so near involving in war the +two nations, the allies of a few years before. + +Viewed as a part of the diplomatic history of the United States, this +war of 1798 is simply an incident. In the story of the Union it plays +a greater part. Regardless of its disastrous results to the Federalists, +it undoubtedly first rallied the people to the standard of a union for +the common defence against a foreign foe. The old Revolutionary spirit +had been revived. A national respect had been created in the eyes of +its constituents. This was essential to a proper respect in the eyes +of other nations. + +This national spirit, if the Administration had remained in the hands +of the Federalists, might have grown too rapidly for the maintenance +of a proper equilibrium. Hamilton, unhampered by an Adams, would have +made the United States a party to European alliances, dangerous to +American originality and American neutrality. Self-government would +have assumed some form of European imitation. Drawn into the Napoleonic +wars as allies of Britain, nothing but a miracle could have saved them +from the legitimacy-restoring Congress of Vienna. What changes in +American history might have followed! The desire of Britain for the +Louisiana country, the claim of Spain to the Mississippi below the +Ohio, silenced but not abandoned after 1783, the necessity for +neutrality as a basis for the Monroe Doctrine, and the development of +America free from the burden of a war-basis defence, must be considered +in this connection. So many are the conditions and menaces that +speculation pauses at predicting the results if the great law of +reaction had not manifested itself at this juncture. + +The decision of John Adams to renew negotiations with France thus +became a turning-point in history, because it precipitated the +threatened schism among the Federalists, led to the downfall of the +party, and turned the National Government from centralisation toward +decentralisation. Although Adams recognised all this, he nevertheless +defended his decision as the most disinterested and meritorious action +in his life. Years after, he said that he desired no other inscription +on his gravestone than, "Here lies John Adams, who took upon himself +the responsibility of the peace with France, in 1800." At the time he +showed no spirit of yielding to his advisers, who declared his action +"the great shade on the presidential escutcheon." They said they had +been delivered to the enemy in the house of their friend. Hamilton +confessed that the news of the mission would astonish him if anything +from that quarter could astonish. Having complete mastery over the +President's Cabinet and with a large following in Congress, Hamilton +had become almost a dictator in the party during the war craze and the +enforcement of the Alien and Sedition laws. With the talent of a born +leader, he assumed charge of the War Department during the two years +that he was a major-general. Adams resented every assumption and attempt +at dictation. + +"If any one entertains the idea that because I am a President of three +votes only I am in the power of a party," said he, "they shall find that +I am no more so than the Constitution forces upon me. If combinations of +senators, generals, and heads of departments shall be formed such as I +cannot resist, and measures are demanded of me that I cannot adopt, my +remedy is plain and certain." + +Although not driven to resignation, as here hinted, Adams was from +this time sentenced to be cut off with one term by Hamilton and the +party. Meanwhile, Hamilton gave out what his policy would have been +in executing the Alien and Sedition laws. He would have collected a +"clever force" of the national militia and marched them toward Virginia. +There was an obvious excuse for this action in her resolutions, he +said. Then he would have measures taken by the National Government to +arrest some alien and so put Virginia to the test of resistance. To +the Speaker of the House, he outlined the steps necessary to be taken +if the Union was to be preserved. It was the swan song of extreme +centralisation. He would make the national judiciary districts much +smaller, greatly increasing the number and efficiency of the judges, +and also have national justices of the peace in every county. He would +give the Central Government power to construct roads and canals, would +increase the taxes, build a powerful navy, and make permanent the +provisional army. To reduce the dangerous power of the great States +and to curb their rivalry with the nation, he would divide them into +smaller States. + +It was entirely too late for such unionising suggestions. They had +gone out of fashion for sixty years to come. Reaction had set in. +Public sentiment, frequently reproached for its fickleness, but in +reality protective in its vacillation, demanded a change. Federalism +had lost prestige. Its leaders were at enmity. Washington, its +unconscious mainstay, was dead. + +"The irreparable loss of an estimable man removes a control which was +felt and was very salutary," wrote Hamilton to a foreign correspondent. +"At home, everything is in the main well; except as to the perverseness +and capriciousness of one and the spirit and faction of many. The +leading friends of the government are in a sad dilemma." + +The first reaction against an enlarged and all-powerful America had +been reached in the history of parties. The drag on the chariot was +now to be felt. + +The Republicans were in correspondingly high spirits over the +prospective downfall of the party which had so far perverted the +administration of the National Government from the path which it should +have taken. Republican rhymesters exhausted their wit in describing how + + "Brave Hamilton, our warrior bold, + Strove Adams in the chair to hold, + By mustering sense, and spleen, and wit, + To prove him totally unfit." + +Madison thought a steady adherence to the principles of prudence all +that was needed. "It would be doubly unwise," he wrote to the impatient +Monroe, now Governor of Virginia, "to depart from this course at a +moment when the party which has done the mischief is so industriously +co-operating in its own destruction." If anything was wanting to assure +the defeat of the Federalists, it was supplied in the publication of +"A Letter from Alexander Hamilton Concerning the Public Conduct and +Character of John Adams, Esq., President of the United States." The +letter laid bare most mercilessly the weakness in the nature and the +defects in the administration of John Adams. Material for the recital +had been furnished Hamilton by his tools in the Cabinet. Hamilton had +his revenge on Adams, but he paid dearly for it in the estimation of +every non-partisan American. Simply because the national structure was +not being built to his own plans he would endanger the fabric by giving +it over to those whose theories tended to weakening instead of +strengthening it. + + + + +CHAPTER XIV + +THE ADVENT OF DEMOCRACY + + + +The presidential election of 1800 was epoch-making in several meanings +of the term. It was a reaction against the bold and defiant attitude +of the party in power. It was a revolution of the people. Yet it was +neither a dissolution of all government, as it appeared to the defeated, +nor a permanent conversion of the people to democracy, as the victorious +element was inclined to consider it. Sixty years later, the people +would rise against the victorious party, grown to be a slave-truckling +organisation, overscrupulous of the individual when the world was +turning to aggregation, and would take the sceptre from them for a +quarter of a century at least. The masses punish arrogance in a party +as in an individual. Unlimited success is always fatal. No sooner has +the party passed the safety-line in one direction than the tide of +popular favour turns in the opposite way and leaves it stranded. Owing +to such reaction, the National Government has never approximated anarchy +on the individualistic side of Jeffersonianism, nor has it been in +danger of monarchy under Hamiltonian centralising principles at the +other extremity. To-day it is as far from the ideals of the one as the +other. Controlled constantly by centrifugal and centripetal forces, +the fixed orbit of the Union has been maintained. + +The election of 1800 marked the first transfer of the national control +from one party to another. So accustomed has time made us to these +changes, that it is difficult to appreciate the anxiety with which the +people of that day awaited the transition. Well-known party issues, +announced in party platforms, now give a fair assurance of the policies +to be pursued. Yet no serious suggestion emanated from the Federalists +that they would not yield to the ballot. Fitness for self-government +was again demonstrated, especially when contrasted with some other +American nations, by the peaceful eviction of one party, yielding to +no more warlike weapon in the hands of its opponents than the suffrage +of citizens. + +The anxiety of the hour was increased because the national machinery +had suddenly come to a standstill. The defect predicted by its enemies +and feared by its friends had suddenly appeared in the method of +electing a President. According to the Constitution, each elector wrote +two names upon his ballot. The man receiving the highest number, if +a majority, was declared President, and the next highest, Vice-President. +Every Republican elector chosen in 1800 had written upon his ballot the +names of Jefferson and Burr. Consequently neither was elected, because +neither had a majority. The superiority of Hamilton over Jefferson as a +party manager is manifest by the fact that Hamilton had feared a +Federalist tie in the election of 1789 and had taken steps to prevent it. +The Republicans were now in a quandary. John Adams had received only +sixty-five votes, cut off with one term, a vicarious sacrifice, as he +thought himself; yet neither Jefferson nor Burr was elected, each having +seventy-three votes. Various rumours disturbed the peace. It was said that +Congress would appoint a President for the interim; that Adams would hold +over; or that Hamilton, disappointed in not being made President, would +turn dictator. Governor Monroe promised Jefferson that he would +immediately re-convene the Virginia Assembly "should any plan of +usurpation be attempted at the federal town." Monroe's remedy was an +amendment which would correct the Constitution in this particular. The +fathers had not foreseen this precise accident, but, in their wisdom, had +provided a remedy for a defective election by casting a decision in the +House of Representatives, the most popular body next to the electors. +Jefferson had undoubtedly been the choice of the people, and his selection +had been the intention of the Republican electors. This was ultimately +accomplished in the House. An amendment to the Constitution was adopted +before the next election to prevent the recurrence of such an accident, +and the Union had by good fortune passed a crisis in a presidential +election second only to that of 1876. + +The discomfited Federalists sought an explanation for their defeat in +everything save their own actions. After only twelve years, and twelve +years passed in creating an efficient from a deficient government, the +people had turned against them. "No party ever existed knew itself so +little," said John Adams, "or so vainly overrated its own influence +and popularity as ours. None ever understood so ill the causes of its +own power or so wantonly destroyed them." State debt assumption, the +bank, the excise, the increased debt, the war expenditures, the direct +taxes, and the Alien and Sedition laws would seem to furnish a +sufficient list of reasons for the downfall of a party, which came +into the Administration by only three votes. Yet, by common consent, +the blame for the defeat was placed on the aliens and their presses. +"A group of foreign liars," was the forceful way in which the defeated +President explained it, "encouraged by a few ambitious native gentlemen, +have discomfited the education, the talents, the virtues, and the +property of our country." Chagrined that Washington should have two +terms and he cut off with one, smarting under the treacherous letter +of Hamilton, to which he speedily framed a reply, the ex-President +"trotted the bogs" back to Massachusetts, as he termed it, without +paying his successor the courtesy of waiting to see him inaugurated. +Gadsden, the old Revolutionary leader of South Carolina, now relegated +to the line of spectators, lamented the short-sightedness of early +days in not sufficiently guarding American citizenship from the +admission of foreign meddlers. "Our old-standers and independent men +of long, well-tried patriotism, sound understanding, and good property," +said he, "have now in general very little influence in our public +matters." He wished the advice of John Rutledge had been taken. He +would have admitted only the sons of aliens to citizenship. + +The new President was to the manor born, but he held theories +dangerously akin to those put forth by the foreign faction, against +which the Alien and Sedition laws had been aimed. Speculative +philosophy, however philanthropic in its intent, was heresy to the +practical Federalists. Hamilton, in the midst of the uncertain election, +was reported to have given in a toast his preference for "a dreamer +rather than a Catiline," as between Jefferson and Burr. During the +campaign, pamphlets appeared describing Jefferson as a wild philosopher, +one who believed the savage more independent and happy than the +civilised man; who preferred newspapers to government; who believed +that a little rebellion now and then was a good thing; who esteemed +property and obligations of so little value as to declare that the +actions of one generation were not binding on the next; who justified +the excesses of the French Revolution by saying that if only an Adam +and an Eve were left in every country and left free, it would be better +than it had been before. Memories of Tory confiscations and penalties +were sufficiently fresh to give credence to a rumour that the +President-elect contemplated such retributive measures toward his +political opponents. Memories of the disunion sentiments contained in +the Virginia and Kentucky Resolutions were still fresher, although +Jefferson's close connection with the latter was not yet generally +known. + +Thomas Jefferson was an exponent of the democracy of his day, and with +him democracy came into the National Administration. The "well-born" +were discomfited. Yet it was not the democracy of Andrew Jackson's +time. It was a democracy reflected from Europe like everything else +in America at the time. It was the democracy of Montesquieu and the +encyclopædists. It was a democracy which could be led by a college +graduate and lawyer, who was also a gentleman farmer and a large +landholder, bound to his party by a country residence, by being a +borrower, and by speculative theories. Only such aristocratic democracy +was possible on the Atlantic coast-plain. Pure American democracy would +be born only after advancing civilisation found a majority in the +mid-valley of the continent, with the barrier of the Alleghenies at +its back. It reached a crude form in Andrew Jackson, the Indian fighter, +and a slightly higher type in Abraham Lincoln, the prairie lawyer. + +Jefferson's democracy in the abstract was a kind of political +millennium, in which the people collectively exhibited traits quite +different from their individual components. The people, to Jefferson's +mind, were unselfish, by nature good, and needing no restraining bonds. +They were their own censors. His democracy in the concrete took the +shape of a great uprising of the people in 1800, temporarily led astray +from the true principles of self-government by the undue influence of +Alexander Hamilton acting through the moneyed interests, but returning +joyously and regenerate to the path of constitutional rectitude. The +election of 1800 he pronounced as real a revolution in the principles +of government as was that of 1776 in its form; the material difference +being that one was effected by the sword and the other by the rational +and peaceable method of suffrage. Jefferson had no more conception of +a modern political party than had Washington,--the latter because he +saw in them only factions; the former because his party embraced the +entire people. + +For several years, it is true, Jefferson had been directing the pens +of his lieutenants in the various States, circulating sound Republican +literature, patronising Republican newspapers, and tabulating Federalist +defeats as skilfully as a modern political manager. He encouraged the +people to mass-meetings or county conventions of delegates. This was +probably the beginning of the county political machinery. He lamented +that the South had no towns, such as New England had, which would make +smaller units for popular gatherings. The Federalists scorned this +political machinery as too trivial and feared it as too popular. It +would have a tendency to make the people less amenable to the control +of their leaders. They preferred to continue the Revolutionary custom +of committees of correspondence to manage party affairs. + +All this herculean effort was felt by Jefferson to be necessary to win +popular attention and support from the centralisation of Hamilton, +which, to his myopic vision, was monarchism. Years after, he testified +that nothing on earth was more certain than that if he, placed by his +office of Vice-President at the head of the anti-monarchists, had given +way and had withdrawn from his post, the people would have given up +in despair and the cause of liberty have been lost. By his efforts, +and the aid of the Virginia and Kentucky Resolutions, the Constitution +and the Union had been saved when "at its last gasp." + +As the time of Jefferson's inauguration approached, rumours of +revolutionary action grew into a general alarm lest all the union-making +of twelve years should be annihilated and the Federation days be brought +back again. Jefferson's well-known antipathy to taxation and a national +debt caused a rumour that he planned repudiation of the national +obligation, perhaps an agrarian law, and even the distribution of all +property. The vested interests were as much alarmed as ever they were +in subsequent elections. "We have seen," cried one holder of national +certificates and a subscriber to the bank, "the French clergy stripped +in a night. One vote of Congress would put our federal debt into the +family tomb with the paper money of Revolutionary days." Among the +measures supposed to be contemplated by the victorious "mobocrats," +as the Federalists called them, were the abolition of the United States +Senate, destruction of foreign commerce and public schools, the +abolition of internal taxes, the annihilation of the bank, and the +Europeanising of the country by French immigrants. "God is punishing +the manifold sins of this nation by delivering it over to projectors +and philosophists," said a New England clergyman. Governor Strong, of +Massachusetts, appointed a day of fasting and prayer, that the first +magistrate and other rulers of the nation might rise superior to private +interests and the prejudice of party. The lower branch of Congress had +gone over to the Jeffersonians, and the upper House would be lost after +the next session. No check was possible upon the reformers. + +Although neither partisans nor people were in such dangers as imagined +by the Federalists, the National Government might have been seriously +impaired by Jefferson and his followers, if necessity had not been +most fortunately on the other side. The contest was very unequal, as +well for Jefferson as for his successors who struggled conscientiously +but vainly against natural laws. Jefferson was misjudged by those who +pronounced him opposed to all union. He was always in favour of a +limited union--an impossible union as it proved--with the unexpressed +powers retained by the States. "The states," said he, "can best govern +our home concerns and the general government our foreign ones." In +later years he could remember but one instance of control vested in +the Federal over the State authorities in a matter purely domestic, +and that was the metallic tenders. Nor could he be said to be opposed +to the Federalists as a whole, since he never recognised the party, +but simply a few of its leaders. The latter were for the moment +misleading the people. He expected in time to win all back except "the +Coryphæi," or leaders, whom he pronounced incurables. One of the first +unpleasant revelations to Jefferson as President was the fact that a +sufficient number of the people to constitute a party would persist +in remaining under the influence of Hamilton and his fellows in several +of the States. + +The man who depends thus upon the people and appeals to them as his +monitor must risk the charge of demagogism. Every action differing +from custom will be considered a bid for popular applause. "Jeffersonian +simplicity" has been ridiculed as a masquerade for a purpose. Yet it +was a protest against Old World imitation. Never was a salutation made +or an address presented to Washington or Adams at an opening of Congress +that Jefferson did not see in it a warning of imminent monarchy. He +applauded the democratic firmness, called "stubbornness" by the +Federalists, of Matthew Lyon, the only member of the House of +Representatives who steadfastly refused to march in procession to the +residence of President Adams in order to present to him the accustomed +complimentary address and to partake of his refreshments. Clearly it +was the duty of a President of the people to abolish these borrowed +forms of royalty. When elected Vice-President, Jefferson requested +that he might be notified by mail instead of by a messenger. No +notification of his election to the Presidency was necessary since he +was presiding over the Senate when elected by the House. + +The embryonic city of Washington, surrounded by dense woods, was the +scene of Jefferson's inauguration, and it afforded little for the +ceremonies except democratic simplicity. It was announced in advance +that no "white wands" would be carried, in the British style, at this +inauguration. Republican papers had predicted that + + "Philosoph's reign the world will bless, + Join'd with religion's simpler dress. + Truth in homely garb shall shine, + On every state, in every clime." + +The inauguration plans provided only a salute from the company of +Alexandria riflemen who paraded before the lodgings of the +President-elect, an escort of citizens and members of Congress to the +Senate wing of the unfinished Capitol, and an inconsiderable +illumination at night. At a later time, in an effort to magnify +Jeffersonian simplicity, the story was invented that the President-elect +rode unattended to Capitol hill and tied his horse to a tree near the +spring. + +Since Jefferson had been deprived of his wife by death many years +before, the social problem was greatly simplified. Hospitable to +extravagance in his home, as President he must reduce his entertainment +to the simplicity becoming a republic. He soon formulated as part of +his social program: "Levees are done away with. The first communication +to the next Congress will be, like all subsequent ones, by message, +to which no answer will be expected." In thus trimming away the useless +ceremonials which had so far attended the beginning of each session +of Congress, obviously copied, as previously said, from the opening +of a session of Parliament, Jefferson was contributing to American +individuality and common sense. + +The task of restoring the Union to the form the fathers had meant for +it and revoking the prerogatives unconstitutionally given to it was +uppermost in Jefferson's mind. The bank had been chartered for twenty +years and was beyond reach at present. The Sedition law and the Alien +Friends act had expired by limitation before Jefferson came in. The +Alien Enemies act was harmless because it rested entirely with the +President for execution and was valid only during a foreign war; since +it might be useful later it was allowed to remain on the statute book. +But the odious excise, the stamp taxes, and carriage licenses could +be repealed, the probationary period for naturalisation could be reduced +to the former limit, work on the great war-ships could be stopped, +the provisional army allowed to disband, and Hamilton and other generals +cut off from the public treasury. The vast appropriations for the army +and navy and the coast defences could be reduced, and the expense of +the ornamental consular service cut down. As rapidly as possible, +Congress carried out these reform suggestions of the new President. +The Federalists deplored his penny-wise economy, especially when fifteen +ships, which had cost the Government nearly a million dollars, were +sold for one-fourth that amount. + +The work of reform did not stop here. Two branches of the National +Government had been brought back to democratic principles by the will +of the people. But the third branch, the Judiciary, remained in the +control of the "monarchists." Jefferson first did justice, as he +conceived it, to Lyon, the only prisoner remaining convicted under the +Sedition law. No doubt some of the Federal judges had been overzealous +in securing the conviction of offenders under this law. Holding life +tenure under the Constitution, they could be reached only by +impeachment. This remedy was attempted in order to punish Judge Chase, +an Associate Justice of the Supreme Court, who had shown partiality, +it was claimed, in the trial of Fries and Callender five years before. +The requisite two-thirds of the Senate did not vote him guilty, and +this method of curbing the Judiciary failed. "Impeachment is not even +a scarecrow," admitted the disappointed President. The enemy had retired +into the stronghold of the Judiciary, as he said, to be fed from the +treasury, and from thence to beat down Republicanism. "By a fraudulent +use of the Constitution," he explained, "which has made judges +irremovable, they have multiplied useless judges merely to strengthen +their phalanx." + +In this indictment, Jefferson referred to the act of the closing days +of the Federalists, whereby the number of Federal courts had been +increased to twenty-seven. It had been done by creating six circuit +courts, with judges, marshals, and attorneys, instead of requiring the +district judges and Supreme Court justices to make up these courts as +had been done under the Judiciary Act of 1789. The excuse for the +creation of these medium courts was that too much labour had been +imposed upon the judges and justices by the old method. But the +Republicans believed it had been done to make places for a large number +of irremovable Federalist office-holders. By another act, a circuit +court, with three judges, was created for the District of Columbia, +with an elaborate system of justices' courts and justices of the peace. +To fill the large number of places thus created, the pen of John Adams +had been kept busy up to the last hour of his administration. Hence +the "midnight appointments," as they were commonly known. Some of the +district judges were advanced to the new circuit judgeships, and their +places filled by the district attorneys. These were "nominated for +promotion," as the message to the Senate termed it. + +Not only would this presumably hostile force be in Jefferson's camp, +but their salaries would seriously interfere with his plans for +retrenchment. The Constitution distinctly provided that "judges both +of the supreme and inferior courts shall hold offices during good +behavior." But before the first session of Congress under his +administration was ended, Jefferson wrote that they had "lopped off +a parasite limb, planted by our predecessors on the judiciary body for +party purposes." How had it been done? By passing a new judiciary act, +which abolished the whole system of circuit courts, with their judges +and minor officials, and substituted the old practice of requiring the +Supreme and district judges to perform the labours of the circuit +courts. No life tenure would hold for an office which did not exist. +The anathemas of the "promoted" officials, thus fallen between stools, +added to the pleasure of the Jeffersonians. The names of twenty-two +unfortunates, whom the Senate failed to find time to ratify in the +closing hours, were recalled by Jefferson, under the caption, "Nominated +but not appointed." + +Midnight of the 3rd of March had caught forty-one of the proposed +Federal justices of the peace for the District of Columbia without +their appointment having been fully made. Jefferson arbitrarily cut +down their number to twenty-five, "having been thought too many," as +he said. Among those dropped were four whose commissions had been made +out and sealed by the acting Secretary of State, but had not been +delivered. Madison, who became Secretary of State under Jefferson, +refused to deliver the commissions, and the men, headed by one William +Marbury, made a motion in the Federal court to obtain them. They had +no recourse in the State courts. From this trivial circumstance, +involving the least national judiciary office, came the case of Marbury +vs. Madison, involving the right of the judiciary branch of the Federal +Government to give an order to the executive. + +One phase of the relation of these two branches had been established +nearly ten years before, when President Washington attempted to get +an interpretation from the Supreme Court upon the binding clauses of +the vexatious treaty with France. He was told that the court was not +an advisory body, but a tribunal established to adjudge specific cases +brought before it. For this advisory service, the Executive must depend +upon his Attorney-General. About the same time, the United States +circuit courts protested against an act of Congress which made them +recipients of pension applications subject to the final decision of +the War Department. Evidently the Judiciary intended to remain +independent of both the other branches of the National Government. + +One feature of the relationship between the Federal courts and the +Congress had been presumed to exist by Hamilton and other commentators +on the Constitution, viz., the power to adjudge of the rights of +individuals under an act of Congress. This principle of passing on the +constitutionality of a legislative act by the courts had been +established in at least five States before the adoption of the +Constitution. It had been exercised in several cases by the Federal +courts before the case of Marbury _vs._ Madison arose. A new contention +was involved by asking whether the request made to the Supreme Court +to issue a mandamus would hold against the provisions of the +Constitution, which did not include mandamus in the powers specifically +given to the court. + +It chanced that the case came before John Marshall, who had recently +assumed the station of Chief Justice, to which John Adams appointed +him in the closing months of his administration. The previous history +of the court, with the exception of two or three cases, had been +insignificant. Its decisions during the first ten years do not fill +as many pages as do those for a single year at the present time. Jay +had resigned its headship to undertake the mission to England, impressed +with the belief, as he afterward said, that the court could never +obtain the energy, weight, and dignity essential to affording due +support to the National Government. He refused to return to the bench, +and Marshall was appointed, with whom the second era of the court +begins. Marshall was a Virginian, a school-fellow of Monroe, and +co-worker with Madison in the Virginia Constitutional Convention. But +the war acquaintance which he formed with Washington and Hamilton, +added to his personal views, turned him toward Federalism. As a +Virginian, he was cultivated by members of that party, office after +office being placed at his option. Accepting the Chief-Justiceship +under a life tenure, he was "saddled" on the Republicans, as they said. + +The decision in the case of Marbury _vs._ Madison was one of many which +emanated from Marshall, silently shoring up the fabric of the Union +as it was erected by the hand of necessity. "The theory that an act +of legislature repugnant to the Constitution is void," said the Chief +Justice, in granting Marbury and others the withheld commissions, +through the district court, "is essential to a written constitution, +and is consequently to be considered by this court as one of the +fundamental principles of our society." We speak so easily now of +declaring a law unconstitutional, thereby rendering it null and void, +and we acquiesce so readily in these decisions that it is difficult +to imagine the small beginnings of this great power exercised by one +branch of the Federal Government over another. By holding that the +mandamus must issue from the District and not the Supreme Court, the +case might have been dismissed briefly. The Republicans thought the +long disquisition on the powers of the court and its relation to the +executive branch a kind of defiance and entirely unwarranted. It was +the beginning of a long list of similar offences by Marshall. + +Meanwhile the new Administration had continued its reform activities, +"to restore the government to its principles, amend its defects, reform +abuses, and introduce order and economy in the administration," as +Monroe outlined it to President Jefferson. The latter summed up the +reform work of the Republicans at the end of the first session: + +"They have reduced the army and navy to what is barely necessary. They +are disarming executive patronage and preponderances by putting down +one-half the offices of the United States which are no longer necessary. +These economies have enabled them to suppress all the internal taxes and +still to make such provision for the payment of their public debt as to +discharge that in eighteen years. They are opening the doors of +hospitality to fugitives from the oppressions of other countries; and we +have suppressed all those public forms and ceremonies which tended to +familiarize the public eye to the harbingers of another form of +government." + +Thus had democracy, in Jefferson's opinion, at last come into its own. + + + + +CHAPTER XV + +STRICT CONSTRUCTION AN IMPOSSIBILITY + + + +Sixty years of almost uninterrupted Republican-Democratic administration +were inaugurated with Thomas Jefferson in 1801. This period was +auspiciously begun by correcting the abuses wrought in the National +Government by the twelve years of Federalism. It was ended by the +faithful adherence of the party to the slavery system, to which it was +bound both by geographic strength and the principles of individualism. +The period was apparently long enough to allow the party to give the +Union such a bias toward decentralisation that it could never recover +its power and prestige. How the compelling laws of organised society, +the needs of the people in their conquest of the wilderness, and the +necessity of providing for the common defence and the general welfare +prevented such an unfortunate consummation makes up the middle period +of the story of the United States. + +It was easy for the new administrators to show in theory how the Central +Government should be restricted to certain actions; it was impossible +to avoid entering upon certain new activities as progress demanded +from time to time. Take such a simple matter as the national capital. +Suddenly transferred to the woods on the banks of the Potomac, the +National Government found no such accommodations as the two cities in +which it had previously been lodged had afforded. One completed and +one incomplete wing of the Capitol building, an empty and bare +President's mansion, one tavern, and a few houses, with streets +indicated only by felled trees, formed the Athens of America, pronounced +by Robert Morris the very best city in the world for a "future" +residence. Members of Congress who traversed the three miles of mud +road to Georgetown, where the only comfortable lodgings were to be +obtained, would willingly have reduced the scale upon which the capital +was laid out. Very early it became the "City of Magnificent Distances." +However crude the city might be, the soil on which it rested belonged +exclusively to the United States. It was the only spot of any magnitude +which could be so claimed. It was due to the generosity of two +neighouring States, Virginia and Maryland. To the same charity was +owed the money which had partly built the two wings of the Capitol and +the President's mansion. Nevertheless, land and buildings do not make +a city. Money for the construction of streets, it was at first supposed, +would come from the sale of lots. "Path-ways" were built from this +resource under direction of members of the Cabinet before the Government +was transferred from Philadelphia. Money was advanced on such +expectation both by Congress and by the State of Maryland. Yet the +advent of Government and the inauguration of Jefferson found the work +incomplete. Members of Congress who stepped gingerly in their low shoes +over the paths made of chips of stone from the new buildings, or who +attempted the mile of cleared roadway between the two administration +buildings, received an object lesson in the necessity for improvements +which speedily overcame conscientious scruples. + +[Illustration: THE CITY OF WASHINGTON. A drawing made about 1800 before +the site was graded. The Capitol is seen at the left of the masts.] + +Any expenditure for such purposes could find warrant in the Constitution +only through the implied powers theory. "To exercise exclusive +legislation" over the District might mean to construct sidewalks and +to grade streets; but it was not so expressed. So urgent became the +necessity, that in 1803 an appropriation for buildings was made to +include the repair of the highway between the Capitol and the other +public buildings. The expenditure of this money, as Jefferson afterwards +boasted, was confined carefully to the avenue between the Capitol and +Mansion hills and to the squares about them. As time went on and the +city grew, specific appropriations had to be made for the construction +of streets and roadways within the District. These were wrung annually +from the reluctant party. To the disgust of people living in more +remote parts of the District, the first of these sums was spent entirely +in widening Pennsylvania Avenue, planting it with trees, in replacing +its wooden culverts with brick, in repairing the public squares about +the buildings, and in grading the slope in front of the War Office. +"It cannot be supposed," replied Jefferson to one protestant, "that +Congress intended to tax the people of the United States at large for +all avenues in Washington and roads in the District of Columbia." + +Trivial as these incidents must appear in comparison with the present +attitude of the Government toward the District, they serve to illustrate +the law of compulsion. Numerous others might be introduced here. The +Jeffersonians inherited from the Federalists a small collection of +books and maps, which had been purchased for the use of the members +of Congress deprived of the library facilities they had enjoyed in the +cities of New York and Philadelphia. It was the beginning of the present +magnificent Library of Congress. Instead of casting aside the volumes +and returning the unexpended balance to the treasury, the strict +constructionists adopted the library and soon began to make direct +appropriations for it, crowning the action in 1815 by expending +twenty-three thousand dollars for the purchase of Jefferson's own +library to be added to the collection. + +Thus did the seat of government and its needs drive another wedge of +loose construction into close-grained theory. To have exclusive control +over a district not exceeding ten miles square meant not only police +control, but it meant to make a home fit for the national seat of +government, and to provide for the necessities of its representatives. +Nevertheless conscientious scruples and niggardly appropriations had +sufficient weight for many years to make the home of the Union a +disgrace to the nation and a thing of contempt in comparison with the +capitals of other lands. + +If the strict constructionists had inaugurated the National Government, +their task of confining it within a certain limit would not have been +so difficult. There is little doubt that the power to "regulate +commerce" was intended originally to cover the collection of a national +impost. But if United States custom-houses were to collect duties on +imported goods, they must erect lighthouses, build piers, and dredge +channels in order to get the goods into the harbours. The States, +having surrendered the benefits of an impost to the National Government, +were not likely to undertake or continue such works on an adequate +scale. No permission to engage in such enterprises was to be found in +the Constitution except as deduced from the power stated above. The +encouragement of foreign commerce had been almost a fetich with the +Federalists. They had freely granted appropriations for such purposes. +"I well remember," said Jefferson, on one occasion to Gallatin, under +whose care these agencies of commerce must come, "the opposition on +this very ground to the first act for building a light house. The +utility of the thing has sanctioned the infraction." + +But it was not possible to restrict the demand to lighthouses. Presently +an appropriation was necessary for a dry dock to accommodate the little +gunboats which the thrifty Administration had substituted for the +Federal men-of-war. Jefferson got out of this in a way which would +have done credit to his great rival. "Although the power to regulate +commerce," said he, "does not give a power to build piers, wharves, +open ports, clear the beds of rivers, dig canals, build warehouses, +build manufacturing machines, set up manufactories, cultivate the +earth, to all of which the power would go if it went to the first, yet +a power to provide and maintain a navy is a power to provide receptacles +for it and places to cover and preserve it." Here Jefferson had made +out a list of proscribed actions, which the National Government dared +not enter upon. But soon Gallatin reported a vessel sunk in the Delaware +River, a menace to navigation, which neighbouring States showed no +inclination to remove. Reluctantly the President gave permission to +have the United States open the river. In quoting the powers of the +National Government over commerce to justify the action, he added, +"But we must take care not to go ahead of them and strain the meaning +of the terms still further to the clearing out of the channels of all +rivers, etc., of the United States. The removing of a sunken vessel +is not the repairing of a pier." Nevertheless, soon after, an +appropriation was made for erecting public piers in the Delaware River. +It is needless to continue citing the steps by which the Administration +assumed a fostering care of these public improvements. To sum up during +the last year of Jefferson's administration, appropriations aggregating +almost one hundred thousand dollars were made, without opposition, for +constructing lighthouses, for removing bars and shoals, and making +safe the ways of ocean commerce. The extension of this paternalistic +principle to internal commerce would come in time with the movement +of the people inland. + +[Illustration: WESTERN ARKS AT NEW ORLEANS. From Hall's "Etchings in +America." In the foreground appear the flat boats which have brought +down the produce of the western people and beyond the shipping, which +is to carry the stuff to foreign markets. The sketch furnishes an +Illustration of the compulsion which caused the purchase of New +Orleans.] + +It may be said truthfully that these various measures, so inconsistent +with the early avowed principles of the party, were inherited from the +Federalists. But responsibility for the supreme act, the addition of +foreign territory to the national domain, must be assumed solely by +the Administration. Perhaps no action, until the decision to prevent +certain States from leaving the Union, contributed so much to the +central authority as the purchase of the Louisiana country by the +Jeffersonians. If the decision had been negative, if conscientious +scruples had been allowed to prevail, one hesitates to predict what +would have been the fate of this "pent-up Utica." For forty years the +ownership of Louisiana had been shifting and uncertain. For twenty +years its possession had been a matter of scheming and intrigue by +both Great Britain and France. Permanently in the hand of any foreign +power, it would have completely blocked the path of progress. To possess +one-half the drainage basin of the valley would have led to constant +conflict with the owners of the other half. The insularity upon which +the United States has depended so largely, the freedom from annoying +neighbours, room for the westward expansion of the people, the +unification of the Mississippi valley--all would have been lost if the +original strict-construction theory had prevailed. Securing a domain +extending to the Mississippi in the Peace of 1783 had been simply +retaining what had been won largely by the colonists twenty years +before when the French were driven from the valley. In the Louisiana +question, the nation faced for the first time a national expansion. + +To pronounce this the paramount action of the century in Union-making, +one need only think of the precedent for acquiring new territory thus +formed and which has been followed in no less than seven instances and +confirmed by a decision of the Supreme Court. It seems strange that +the framers of the Constitution did not foresee and provide for such +an emergency. Perhaps the omission was due to the intuitive feeling +that no nation in all history had hesitated to enlarge its domain when +advantage offered or necessity demanded. Necessity was here the moving +principle and it scattered to the winds party objection to using the +implied powers, and forced the friends of government to take refuge +in the preamble to the Constitution and in "all laws which are just +and necessary," a position from which they had tried in vain to drive +the Hamiltonians a few years before. + +It was ordained by fate that the Jeffersonians should father a policy +of national expansion which covered every addition of territory to +that of Alaska. By nature they were opposed to giving such advantage +to the central power. After the acquisition had been made, Jefferson +was loud in his declaration that he would not "give one inch of the +waters of the Mississippi to any nation"; but neither by nature nor +party was he an expansionist. He would have been satisfied with the +acquisition of the east bank of the river, including New Orleans. +During the negotiations he confessed his doubts of success. He thought +trade would soon make Natchez a second New Orleans. Hamilton, on the +contrary, was an expansionist by principle and party. Three years +before the purchase of Louisiana he said of that country and the +Floridas, "I have been long in the habit of considering the acquisition +of those countries as essential to the permanency of the Union, which +I consider as very important to the welfare of the whole." + +Holding such aggressive opinions, Hamilton and his party, had they +been in control during this long period, might have rashly entered +upon an offensive policy which would have precipitated frequent wars +and have endangered the Republic before its home strength had been +developed. Looking to the happiness of the mass rather than the +individual and devoid of scruples about the divine rights of man, the +Federalists would not have hesitated to hold as subjects the inhabitants +of acquired territory longer than the principle of self-government, +for which a republic stands, would have permitted. On the other hand, +by the time the "porcupine policy" of dealing with other nations on +territorial questions, as the Federalists contemptuously called the +early attitude of their opponents, had grown gradually into an +aggressive policy, the Republic had become sufficiently strong to +maintain whatever position might be taken. + +It was not alone fear that the ambitious Napoleon might obtain a +foothold in neighbouring territory which moved the Jeffersonians to +this inconsistent step. Neither was the action due entirely to fear +lest Britain might obtain possession of it in the renewed war with +France. The law of compulsion showed in other particulars. The advance +of the American pioneers across the continent could not be checked. +They had compelled the Atlantic-coast majority into making the Pinckney +Treaty which opened the mouth of the Mississippi in 1795. Remembrance +of their threatened secession compelled Jefferson to try to quiet their +fears freshly aroused by the transfer of Louisiana to France, and the +closing of the Mississippi. Ex-Governor Monroe, of Virginia, was +chosen to assist Livingston, because his former executive position had +put him in touch with the Western people. + +In several ways Louisiana played havoc with strict-construction +theories. So regardful of the rights of the individual had the +Jeffersonians been in the early days that many had hesitated about +creating Territories in the western vacant lands, lest the people +migrating to them should not enjoy equal rights with their fellows in +the States. When the inhabitants of the Mississippi Territory in 1799 +petitioned for promotion to the second grade of territorial government, +Jefferson denounced the first grade, which had been given to them by +Congress a few years before, as "a despotic oligarchy without a rational +object." Within five years, he and his party were facing the problem +of establishing a status for some forty thousand white people, whom +the United States had acquired with the Louisiana country. The problem +was whether to violate the doctrine of the rights of man as well as +the treaty and hold these people perpetually as colonists, or, by +providing for their erection into States, further imperil the sectional +balance of power, further endanger the sovereignty of the individual +States, and contribute to the growing strength of the Central +Government. + +In his Ordinance of 1784, Jefferson had provided for eventual and not +immediate statehood for the inhabitants of the Western territory. +Manifestly a State could not be made out of vacant land; it must await +a sufficient number of inhabitants. But this excuse for holding citizens +temporarily in a subordinate position was not valid in Louisiana, where +the southern point of the great triangle already contained a sufficient +number of inhabitants for statehood. Moreover, Napoleon had sufficient +thought for these pawns in the game of diplomacy to insert in the +treaty of cession a provision that statehood should be given them "as +soon as possible." The Jeffersonians were compelled to resort to loose +construction in interpreting this phrase. Louisiana contained a large +non-English-speaking population, unaccustomed to the privileges and +obligations of free government. Their deficiency was only partly +supplied by a sprinkling of Americans, who always precede and bring +about a demand for expansion of territory. "All men are created equal," +was the doctrine of the Jeffersonian Declaration. But even the +doctrinaire would not insist that it gave to each individual immediate +and equal share in all government both national and local, whether or +not he was prepared by inheritance or environment. During nine years +the people of the Louisiana territory had to serve in preparation under +the rule of the rights-of-man party, before the first portion was +erected to statehood on an equality with the older States. + +Being unable to admit the people of Louisiana to immediate statehood, +and unwilling to hold them purely as colonists, the Jeffersonians +divided the land into a territory and a district. This action prolonged +for years the possibility that the people reside in territories, +deprived of the privileges and protection of a State government. Suppose +the "monarchists" should again come into national control and pass new +Alien and Sedition laws? Where could these inhabitants of a territory +find a protector? Under such conditions, the prestige of State +citizenship was rapidly disappearing. The very fact that certain +inhabitants of the United States were living solely under the protection +of the national authority inspired a greater respect for that authority. +Likewise, when these people were admitted to statehood at the end of +their period of probation, it would be done by an act of Congress, and +not by the States. + +Among the many constitutional dilemmas into which the party had been +brought by this compulsory action, was a provision of the treaty that +the port of New Orleans should enjoy certain favours for a number of +years. To reconcile this exception with the Constitution, which says +that "all duties, imposts, and excises shall be uniform throughout the +states," it was declared that the territory had been purchased by the +States in their confederated capacity and they could hold it like a +colony. Therefore, the Congress could regulate it as a territory under +the Constitution without reference to the provisions affecting the +States. Thus did fate compel a virtual acknowledgment from the sticklers +for individual rights, within four years after their accession to +national control, that the Constitution did not follow in all its +provisions the extension of sovereignty over new soil. + +From a broad point of view, the placing of sixty years of territorial +expansion in the hands of the party opposed to the practice by birth +and nature is a strong evidence of the checks and balances which have +made the nation. Under strict construction, territorial expansion +became a potent factor in loosening the bonds in which the Government +might have been confined. Under loose construction, expansion might +have become a centrifugal force through foreign conquest and colonial +holding which would have destroyed the free system it was intended to +build up. The Jeffersonians were moved in later expansions by a desire +to extend an economic system and to make party capital. They never +sought national aggrandisement, as their opponents might have done had +they been in power. Proud of the territorial growth of the Union as +we now are, and seeing so clearly the wisdom of the final consummation, +we forget that the domain might have been increased too rapidly or too +extensively in more sympathetic hands. + +In still another way was the fallacy of strict construction laid bare +by the Louisiana question. The remedy of an amendment to the +Constitution to bestow needed powers had been the one frequently +suggested. Here was an early opportunity to test this constitutional +preventive against central usurpation. But time was wanting. "From the +moment that France takes possession of the mouth of the Mississippi," +said Jefferson, "she becomes our mortal enemy." Amendment-making is +necessarily a slow process. Months if not years are required. Jefferson +was obliged reluctantly to abandon his first thought of an amendment +to cover both the present case of Louisiana and the future affair of +the Floridas, if they were not included in Louisiana. He was forced +to suggest to members of Congress that the less said about any +constitutional difficulty the better, and that it would be desirable +for that body to do what was necessary in silence. + +If the Jeffersonians had been driven from their first ground by this +territorial acquisition, the Federalists had fared no better. They had +first called into being the genii of the "implied powers," and now had +the mortification of seeing it serve their enemies. Having swung in +the change of 1801 from the "ins" to the "outs," they became the +opposition party and were compelled to resist many measures and +principles which they had formerly advocated. They had gradually lost +State after State until they were confined to New England. The former +great national party, the party of Hamilton, Jay, and Adams, the party +to which Washington had leaned, was shrinking into a sectional faction. +Where it had once wished to give the Union every means of +aggrandisement, it was now compelled to oppose almost doubling its +domain, lest the balance of power between the different parts be lost. +It feared the ascendency which Louisiana would give to the Southern +interests, never foreseeing from the shape of the addition that the +advantage would in time lie with the North. Professing devotion to the +Union, they would now deprive it of the advantages resulting from +prolonging indefinitely its holding of colonies. They must have seen +the result if the domain had never extended beyond the Mississippi. +The territory both north and south of the Ohio would speedily be made +into States according to existing arrangements. The great prestige +inuring to the Union from territorial control would thereby cease. But +with the addition of new provinces from time to time, the holding of +territories preliminary to statehood must be indefinitely prolonged. +The functions of the Union would be multiplied instead of diminished. + +By the acquisition of Louisiana, Jefferson effectually settled the +twenty years of internal dispute over the navigation of the lower +Mississippi. From source to mouth, it flowed presumably through American +territory. Americans were to be found on both sides the great water +highway. Those west of the river had crossed upon invitation of Spain, +who hoped in this way to people her province without loss to her other +possessions. The colonists taken across the river by Colonel Morgan +and others had caused no little alarm to statesmen in the Confederation +days, lest the population of the United States be drawn off to people +a Spanish possession and so weaken the Republic. Among the thirty-five +thousand or more people to be found about the city of New Orleans and +along the lower Mississippi and the Red rivers was a small percentage +of Americans; but a much larger proportion was to be found in the six +thousand inhabitants of St. Louis and the small villages near by. + +This leaven of Americans affected the whole. They had been accustomed +to the fostering hand of the National Government in the matter of +improving means of transportation and communication in the older States +from which they had migrated, and they did not hesitate to demand such +aid for their new localities. Thus the people in their westward +movement, carrying with them remembrances of the benefits of government +assistance enjoyed in their former homes, have extended the system of +national improvements across the continent. + +There was a pressing demand for assistance in the Louisiana country. +The province had been long neglected because of the frequent changes +in ownership and the Latin method of colony holding. The task of +Americanising this foreign element was imperative. The extent of +territory to be brought under harmonious rule was extensive and varied. +It was impossible for the Administration, in providing for the welfare +and defence of the acquisition, not to be drawn into measure after +measure of that paternalistic nature for which the party had so roundly +criticised the Federalists. The sole management of Territories was +vested in the National Government. The individual States could have +no part in providing for the inhabitants of the Louisiana Purchase. + +[Illustration: TAKING POSSESSION OF THE LOUISIANA PURCHASE. Occupying +presumably the same balcony in which Laussat, Wilkinson, and Claiborne +stood on the front of the Spanish _cabildo_ at New Orleans, in December, +1803, witnessing the replacing of the French flag by the American flag +in the public square below, there stand, in the illustration, the +Governor of Louisiana, with a descendant of Claiborne, the Archbishop +and the Mayor of New Orleans, enacting the scene in December, 1903.] + +Federalist precedent had paved the way for Republican action. Since +the Revolutionary days, Congress had been accustomed to maintain troops +on the border for the protection of settlers. The establishment of +forts in distant parts made necessary the construction of roads between +the posts and their connection with the settled parts for the conveyance +of troops and supplies. The addition of the vast tract of Louisiana +demanded an immediate extension of military posts and military roads. + +The Federalists had been accustomed, as previously described, to +construct new post-roads instead of confining the mails to roads already +built by State or private funds. Some of these post-roads were nothing +more than a "trace" cut through the woods, which permitted a man on +horseback to pass, carrying a post-bag. Even this could not be done +without some expenditure. Occasionally the expense was met by a donation +of public lands through which the trace passed. In other instances, +payment was made from the postal receipts and appropriations. The +constitutionality of such action had been attacked occasionally by the +Republicans before they came into power. But having assumed the national +control, they were compelled to continue the construction of military +and post-roads. Even the fear of a standing army and the desire to +economise could not warrant a neglect of the inhabitants scattered +through the new possession. Congress owed protection to them not only +as an implied power, but as an implied duty. + +Thus it came about that Jefferson, who a few years before was taking +Madison to task for thinking that the power to establish post-roads +meant to construct new ones rather than to establish post-routes on +those already made, was engaged with his Cabinet in planning a vast +system of new highways to and through Louisiana. Among other +enterprises, they contemplated a great post-road to New Orleans through +Georgia, instead of the long water route heretofore used by way of +Nashville and Natchez. The new way, it was estimated, would shorten +the journey five hundred miles. Branches were planned to St. Louis and +to Detroit. The difficulties of frontier travel may be imagined from +the fact that the surveyor-general, who was despatched to examine the +feasibility of the Georgia route, was nearly three months in reaching +New Orleans from Washington. + +Interested in scientific knowledge and exploration, and desirous of +keeping American ships off the seas by developing internal trade, +Jefferson had anticipated the purchase of Louisiana by proposing +confidentially to Congress the despatch of a few men on an investigating +trip up the Missouri River. Trade with the Indians needed to be +cultivated in this manner, but no State was sufficiently concerned to +undertake it. Jefferson found an easy way to warrant national action. +"The interests of commerce," said he, "place the principal object +within the constitutional powers and care of Congress." Not even +Randolph, who deplored every departure from old policies, could ever +regret the expenditure of the $2500 which sent the Lewis and Clark +expedition across the continent and laid the claims for national +addition nearly a half-century later. After this precedent, it was +easy to send Lieutenant Pike to ascertain the true source of the +Mississippi and to explore the vast plains on the south-west toward +the Spanish possessions. Many expeditions for scientific purposes and +for exploration have been sent by the National Government since that +day; but it must be remembered that the practice was inaugurated under +the strict constructionists, with no other warrant than "to regulate +commerce." + +The Lewis and Clark expedition called fresh attention to the +possibilities of the great West, and justified the urgent demand of +the Western people for national aid. The danger of Western secession +had long since disappeared; but many plotters had shown a tendency to +use the frontiersmen as allies in the European wars. Genet, over ten +years before the Lewis and Clark expedition, contemplated the use of +an American force against British Canada. Miranda proposed to use the +same recruiting-ground for his movements on Spanish South America, and +even Hamilton consented to the scheme, if he could be commander of the +expedition. Now came Burr, planning an expedition of these hardy +trans-Alleghenians into New Orleans and thence into the disintegrating +Spanish possessions of the South-west. Napoleon's success seemed to +have turned the heads of all ambitious men of the day toward foreign +conquest and they proposed to use the Mississippi valley as a +rallying-ground. To invade the territory of a nation with whom the +United States was at peace was contrary to Federal law. Jefferson +turned his attention toward punishing Burr on even more serious grounds; +but Gallatin was keen enough to discover the cause for selecting the +Western people as tools. It was not a novel idea to suggest better +means of communication between the East and the West; but it was novel +to attribute Western disaffection to a lack of touch and sympathy +between the people of the two sections. Trade and intrigue with foreign +neighbours, so Gallatin thought, could be suppressed more easily by +kindness than by punishment. It was true that the National Government +had permanently opened the Mississippi River as an outlet for the West. +But the journey down was long and tedious, delays might be encountered +at New Orleans because of the limited number of ocean vessels on which +produce could be transshipped, and only a limited cargo if any was +possible on the return journey up-stream. The increase in population +and the consequent increase in the size of crops to be transported to +a market would speedily bring a demand for some means of taking the +products directly to the Atlantic seaboard and of bringing manufactured +goods in return. + +Gallatin embodied some of these thoughts in his celebrated report on +the topography of the United States, which he submitted to Congress +in 1808. He first described the few attempts which had thus far been +made by States and private companies toward constructing canals and +turnpikes. Then he threw party theories to the wind and, with a +constructive statesmanship second only to that of Hamilton, he suggested +a vast system of national improvements on a worthy scale to be +undertaken and carried to completion by the central authority. It would +require not less than twenty million dollars. Since there would be an +annual surplus of five million dollars because of the unredeemable +form of the national debt, he would appropriate large sums to these +"national objects." Not only would the distant parts be bound together, +the mail better accommodated, and internal trade assisted, but, as +Gallatin pointed out, it would be possible to transport troops hurriedly +from place to place, adding to the national defence. Nature had +interposed mountains, falls, and sandbars in the pathways of interstate +communication. "The General Government alone," said he, "can remove +these obstacles." + +Gallatin was compelled to acknowledge, however, that the execution of +his plan would be hampered because the National Government could not, +under the limits of the Constitution, undertake the construction of +a road or canal through a State without the express permission of that +State. In the Territories alone would it be possible. State consent +might be difficult to obtain, because so many States had inaugurated +similar enterprises, which would be obliged to compete with the national +roads and canals. Jefferson, in accord with his general theory, +suggested an amendment to the Constitution, removing this objection. +He overlooked the fact that national post-roads and military roads had +been already constructed within States. With such an amendment, he was +willing to use the national income accruing above the national expenses +for "the improvement of roads, canals, rivers, education, and other +great foundations of prosperity and union," as he said in his last +annual message. + +Gallatin said in his report that the only work undertaken by the United +States at their sole expense, and to which the consent of the States +had been obtained, was the road from Cumberland to Brownsville. Further +appropriations for that object were constitutional. As to other +projects, he thought the National Government was empowered to do nothing +more at present than to assist those undertaken by giving them loans +or subscribing to their stock. Also the Federal engineers might be +employed in making surveys for proposed improvements. It seems strange, +in the light of modern Government initiative, to see statesmen blocked +in a desired undertaking by constitutional quibbling. Having embarked +in the work in the case of military and post-roads and in the Cumberland +Road, they hesitated to go on. + +[Illustration: WRITTEN LAW OF THE NORTH-WEST TERRITORY. A law passed +at Vincennes, now in Indiana, against gambling. In the absence of +printing-presses it is said the judges were accustomed to nail up +copies of the laws on trees for the information of the public.] + +This Cumberland National Turnpike is an excellent example of the +constant menace to individualism and the irresistible tendency toward +unionism resulting from the advance of population, the topography of +the country, and the cupidity of the people. The portage across the +watershed from the streams of the Atlantic plain to those of the Ohio +valley had been a matter of concern from colonial times. Artificial +waterways were impossible from lack of water-supply on the high levels. +The Union inherited this problem when the policy of creating national +Territories out of the back lands was inaugurated. Lack of funds +prevented any extensive attempt to solve the problem. + +The State of Ohio was the first to be created out of the public domain. +The unsold public lands lying within its boundaries remained in the +possession of the United States, although sovereignty over them passed +to the State. By an agreement between the two powers, the State +refrained from taxing the lands for five years, in return for which +the Federal Government promised to spend five per cent, of the proceeds +of the land sales within the State in the construction of public roads. +A portion of this was to be devoted to building a highway over the +Allegheny Mountains to the State. Strict-construction scruples were +satisfied by securing the consent of the States through which the road +was to be built. + +Consent having been given by the State Legislatures of Virginia, +Maryland, and Pennsylvania, work was begun in 1808 at the eastern +terminus of the portage, Fort Cumberland, Maryland, a name eventually +given to the entire road. Grants of money were made from the land +sales; but the proceeds accumulated so slowly that they were inadequate +for carrying on the work. The demand for the completion of the road +increased with growth of travel to the West. A way out of the difficulty +was found by making appropriations directly from the national treasury +"to be repaid out of the fund reserved for laying out and making roads +to the state of Ohio." When this condition would be dropped and +appropriations made openly for the road, the same as for the army, the +navy, and other specified obligations of the National Government, would +depend entirely upon the demands of the people. Every appropriation +simply whetted the appetite for more. + +As Gallatin said, the Cumberland Road is unique. It is a solitary +example. It did not mean the adoption by the Jeffersonians of a party +policy on such liberal principles. But it made easier the adoption of +such a policy after the War of 1812 had demonstrated in a most +unpleasant manner the absolute necessity for such action on the part +of the General Government. + +Jefferson had a most delightful manner of satisfying his conscience +and adjusting himself to the inevitable by likening national to +individual actions. In the case of the Louisiana purchase he had +compared the National Administration to a guardian who adds a desirable +bit of property to his ward's farm and then throws himself on the mercy +of the ward for approval. He pardoned the assumption of a constitutional +right to build the Cumberland Road by likening the Administration to +a farmer who wishes to sell some distant and inaccessible portion of +his land, and is compelled to spend part of the proceeds in constructing +roads to it in order to sell the remainder. Regardless of the soundness +or folly of such philosophy, the mischief was done. Insidiously the +internal-improvement precedent had been allowed to creep into the +strict-construction fold. How it grew until one veto after another was +required to bring the people back to their senses remains to be +described later. + +During the latter portion of Jefferson's eight years of administration, +the party was saved from being driven into more Union-making actions, +because domestic matters were overshadowed by the hostile aspect of +foreign affairs. Measures looking to the improvement of internal +communication, development of interstate commerce, interior exploration +and discovery, and the spread of intelligence had to be postponed from +session to session to consider retaliation on the European foes to +American commerce. Such aggressive acts as the attack of the _Leopard_ +on the _Chesapeake_ could brook no delay. But it was inevitable that +when the engrossing foreign questions should cease, the demand for +paternalistic measures would be renewed with a zeal doubled by delay +and by the new spirit of nationality. The important fact to be noted +at this time is that the movement of the people across the continent +went on steadily, whatever might be the aspect of affairs on the +Atlantic coast. + +The foreign relations of the United States were rapidly coming to a +point which would terminate the predominance of European influence on +American political parties. The struggle of the French people for +liberty, which had appealed so powerfully to Jefferson and his +followers, was now lost in the ambitions of Napoleon. "I had hoped," +said Jefferson at a later time, "that he would have seen the difference +between the example of a Cromwell and a Washington." Ten years before, +Jefferson would willingly have seen his countrymen fighting side by +side with the French patriots against monarchical England; but to be +allied with Napoleon meant to further the ends of Napoleon. With the +single exception of the Louisiana transaction, Jefferson's diplomatic +administration is a story of European intrigue and imposition upon an +impotent and helpless neutral. American commercial rights were lost +sight of in the world-struggle between Napoleon and his enemies. The +decrees of one belligerent were followed by checkmating orders in +council of the other, and _vice versa_, with no regard for neutral +rights, and no object save starving each other into submission. + +It is true that the American traders sought every opportunity of evading +these orders and decrees and continuing the most profitable trade +America had ever known. For instance, Britain forbade all trading +directly between France, Holland, Spain, and their colonies in order +to cut off supplies. In order to evade this, an American captain would +take a cargo in these colonies, sail to some American port, enter his +cargo, and immediately clear with the same, without really unloading. +He was entitled to a drawback of the duties he had paid. Having now +broken his voyage, as he claimed, he sailed to a French or Spanish +port without danger of violating the British orders. The British +admiralty courts soon declared that this was an evasion; that there +had been in reality no "broken voyage." Then American traders began +the practice of really landing the goods in some American port, while +the vessel was overhauled and repaired, then continuing the voyage, +after reloading. The British courts conceded this to be a broken voyage. + +In 1805, so ample were the supplies furnished France and Spain by this +method of evading the law, that the British court reversed its former +opinion. A large number of seizures followed. To cover the entire +continental coast, a paper blockade was declared by Britain about the +same time. The Administration could no longer continue its policy of +forbearance. Negotiation had failed. Retaliation was the only method +left. Jefferson, the father of his people, was a warrior neither by +nature nor practice. A foreign war meant to him the disarrangement of +domestic affairs, interference with domestic development, and the +accumulation of a debt which must fall in the last analysis upon the +common people, the least able to bear it. To a correspondent he +expressed his desire to avoid war until the national debt was +discharged, when the regular income would meet the expense of a war +and so prevent a new debt and increased taxes. His policy of +retrenchment, dictated by his love of the people, had reduced the army +and navy and left the land without adequate means of defence. He further +realised that war might bring undue national aggrandisement. The common +defence must be undertaken by the Central Government. In the haste and +the necessities of war, measures might be taken oppressive to the +people and destructive of their individual rights, which would never +be passed in the calm contemplations of peace. Reluctantly he was +compelled to advise Congress to enter upon a system of total embargo +on foreign trade, which might possibly avoid war and preserve the +pattern of neutrality which had been set by the first President. + +Notwithstanding the pacific motives which impelled Jefferson to choose +that form of retaliation, the embargo was a part of the old colonial +idea of restriction. To avoid the capture of American goods and sailors, +keep them at home. Committing suicide is one way to avoid being killed +by your enemy. A more modern way is to arm yourself. If the commercial +interests, ruined by the embargo, as they claimed, had belonged to the +individualistic rural States, or if Jefferson had been from the trading +States, sectional differences might not have been so prominent during +the continuation of this policy, and the reactionary laws leading to +unification might not have been so apparent. The chief protestor against +marching a Federal army into the sovereign State of Pennsylvania a +score of years before was now stationing gunboats off the coast of the +sovereign States of New England, and on Lake Champlain in the sovereign +State of New York, for the purpose of coercing the people into an +obedience to national laws. The section which at that time had supported +so vigorously the repressive measures of Washington was now opposing +as forcibly such actions when taken toward themselves. The people of +Pennsylvania, a part of whom were then resisting the central authority, +now offered an armed force to the President "to cram the embargo down +the throats of the Yankees." + +The paralysing effects of the embargo became apparent gradually during +the fifteen months of its existence and brought the commercial States +to the verge of rebellion. Nearly one-half the population of Salem, +it was claimed, had been compelled to ask public aid. Prices on imported +goods rose to a fabulous height, while surplus products, formerly +exported, fell to ruinous rates. Inland commerce was equally affected, +since there was no demand for carrying goods to or from the coast. +Writers compared the embargo remedy to a snake biting itself with +poisonous fang when surrounded by enemies; to a man cutting down his +tree to rid it of caterpillars; or to the fool who cut off his head +to rid himself of an aching tooth. The first anniversary of the embargo +was observed throughout New England with tolling bells, flags at +half-mast, and processions of unemployed seamen and artisans. The mayor +of New York forbade riotous gatherings. When a number of men disguised +as Indians retook a sloop caught by a man-of-war in forbidden trade, +their action was compared to that of the patriots who threw overboard +the East India tea. + +It was claimed in the commercial States that the power "to regulate" +commerce, bestowed by the Constitution, did not cover an embargo or +prohibition of commerce. In advancing this argument, the New England +people quoted the opinion of the Virginia and Kentucky Resolutions +that "an unconstitutional law is not binding on the people." In reply +to this point made by the loose constructionists, the strict +constructionists could do nothing more than quote the implied power. +"To regulate" meant to keep the enemy from seizing. Time had wrought +a strange transfer of doctrines. + +Rhymesters exercised their wit in ridiculing both Jefferson and the +embargo. Said one: + + "Our ships all in motion once whitened the ocean, + They sailed and returned with a cargo; + Now doomed to decay, they have fallen a prey + To Jefferson, worms, and embargo." + +Another paid his respects to the President in stanzas, one of which +will suffice: + + "Like the Tyrant of fame, he embargoes his ports, + And to measures that ruin his subjects resorts; + By fools he is flattered--by wise men accursed, + For "No trade" is the maxim of Thomas the First." + +These squibs illustrate the dominance which politics held over the +composition of the day. The discussion over the adoption of the +Constitution had long since given way to newspaper and pamphlet writing +on political issues. These writings, frequently scurrilous and abusive, +were caused by the rise of parties and, in turn, aided in forming +parties. None of the wretched stuff survived. _Peter Porcupine_, the +_Aurora_, and the much loftier _Columbiad_ are alike forgotten. Yet +it is indicative of the extent to which politics ruled the day to note +that in _Knickerbocker's History of New York_, Washington Irving turns +aside from the ostensible object of a humorous sketch of early New +York to ridicule President Jefferson. William the Testy, a dreamer, +a speculative philosopher, an impractical inventor, with a smattering +of all knowledge, was easily recognised as the President of the United +States. His suggestion of windmills as a means of defence was a +burlesque on Jefferson's little gunboats, and his government by +proclamation a parody on the embargo and its proclamations. + +[Illustration: PRESIDENT JEFFERSON'S SECOND INAUGURAL ADDRESS.] + +This isolated work of Irving, written ten years before the beginning +of his literary career, finds a counterpart in a long "poem" on the +embargo, advertised extensively in the newspapers of New York and New +England. It was composed by William Cullen Bryant, aged thirteen, no +doubt gladly forgotten in later years and to be found in few editions +of his works. + + "Go, wretch! resign thy Presidential chair, + Disclose thy secret measures, foul or fair," + +was the gentle manner in which the young rhymester addressed the author +of the hated embargo. The following orthographic puzzle went the rounds +of the Federalist papers. By beginning at the central letter, the +phrase "Embargo will ruin us" may be read in countless directions. + + S U N I U R L L I W I L L R U I N U S + U N I U R L L I W O W I L L R U I N U + N I U R L L I W O G O W I L L R U I N + I U R L L I W O G R G O W I L L R U I + U R L L I W O G R A R G O W I L L R U + R L L I W O G R A B A R G O W I L L R + L L I W O G R A B M B A R G O W I L L + L I W O G R A B M E M B A R G O W I L + L L I W O G R A B M B A R G O W I L L + R L L I W O G R A B A R G O W I L L R + U R L L I W O G R A R G O W I L L R U + I U R L L I W O G R G O W I L L R U I + N I U R L L I W O G O W I L L R U I N + U N I U R L L I W O W I L L R U I N U + S U N I U R L L I W I L L R U I N U S + +The friends of the embargo attempted to rally the home spirit of the +people in order to support the measure. President Jefferson ordered +sufficient dark-blue cloth from Colonel Humphreys to make himself a +coat, saying: "Homespun is become the spirit of the times. My idea is +that we shall encourage home manufactures to the extent of our own +consumption of everything of which we raise the raw material." The +Legislatures of Virginia, North Carolina, Vermont, and Ohio fixed a +day, after which no imported clothing should be worn by members. +Pennsylvania used the proceeds of a dog tax to introduce a better breed +of sheep into the State. Clay, offering a resolution in the Kentucky +Legislature to use only homespun, was denounced by a fellow-member as +a demagogue, the affair ending, quite naturally, in a duel. A rally +of Americanism which would support the embargo was denied to Jefferson, +but Clay reaped the full benefit of these early efforts at a later +time. + +The closing days of Jefferson's administration were not the most +pleasant he had to remember. Like the husband who, at his own request, +assumes direction of the household expenditures with high ideas of +reform, he found theory and practice far removed from each other. His +policy of retrenchment, it was true, had scaled down the army, navy, +and consular service nearly two million dollars a year, and the pension +list had been reduced to the lowest point in the history of the nation. +The public debt was lowered from eighty-three million dollars to +fifty-seven million, and could have been reduced still more if it had +been redeemable. Whatever pleasure the retiring President might have +derived from contemplating these facts was lost sight of in the +demoralising effects of the embargo. The exports had been reduced to +one-fifth their normal amount, the customs cut in half, and the entire +income of the nation had decreased from seventeen to seven million +dollars. + +No American statesman before Greeley believed so confidently in the +goodness of the people and none so much desired their happiness. Nor +was ever altrurian more bitterly disappointed. The frustration of a +high hope and the selfishness of interests alike find exemplification +in the eight years of Jefferson. Assuming office with an aversion to +coercion in any form, assuring the people that the energies of the +nation should be used for the improvement of man and not wasted in his +destruction, he had been forced before leaving office to exclaim: +"Where is the patriotism of the people?" The individual had long since +been lost sight of in compelling the whole people to obey the law. It +was as impossible for Jefferson to carry the people to the thinly +populated plains of individualism as it had been found impossible to +transfer them to the elect city of centralisation. Defeated in his +attempts to avert war by commercial restriction, disheartened by his +failure to rally the patriotism of the people without recourse to war, +he confessed on leaving the Presidency that no prisoner, on being +released from his chains, felt such pleasure as he did in shaking off +the shackles of power. + + + + +CHAPTER XVI + +AMERICAN NEUTRALITY LOST IN WAR + + + +The United States, as a maritime nation, could scarcely expect to +escape the maelstrom of war induced by the task of suppressing the +French Revolution and Napoleon, a task which occupied the legitimists +of Europe for a quarter of a century, and involved every civilised +nation of the Old World. President Washington had early laid the course +of the ship of state on the medium way of neutrality. He maintained +the course, although at the penalty of such abuse as we gladly forget +at the present day. To continue that policy, President Adams wrecked +his party, cut himself off with one term, and became a vicarious +sacrifice when he chose negotiations with France instead of war. +President Jefferson spent eight unhappy years for the same object. He +endured national humiliation, was forced into coercive measures from +which his soul revolted, and brought his country to the verge of +commercial ruin to avoid war. President Madison, during his first four +years, was made the tool of British diplomatic equivocation and the +plaything of Napoleonic strategy to maintain the position chosen nearly +two decades before; so great was the task and so fearful the cost of +founding a neutral nation. + +This delay of war proved most fortunate in the end. Those twenty years +allowed the American merchantmen to increase in numbers until they +were able to work such devastation on British commerce as marked the +course of the War of 1812. The period allowed the new nation to acquire +the strategic mouth of the Mississippi, and to make such inroads of +settlers in the debatable land of the Floridas that Britain was unable +to secure a permanent footing in them during hostilities. Twenty years +carried forward the Old World struggle to a point so near its close +that the Americans were able in the end to make surprisingly good terms +in the general European demand for a world-peace. + +As if to put the strict constructionists to the test on every side, +the twenty years for which the Hamilton bank had been chartered expired +in the midst of a conviction that war was inevitable. The bank, as a +means of securing loans, would be indispensable during a war. The +liberal-minded Gallatin brought in a report to Congress advocating a +re-charter of the bank for another term of years. His arguments were +much like those of Hamilton twenty years before. Is it given to the +departed to know such a mortal pleasure as vindication? + +Gallatin's recommendation evoked a storm of dissent from those members +of the party who adhered to early principles. They would not give a +new lease of life to this monopoly, unconstitutional in its origin and +abused in its administration. State banks, if given an opportunity, +could care for the United States money as well as an aristocratic, +exclusive institution, seven-tenths of whose stock was held in England. +This plea for the individual was the argument by which the opponents +of re-charter met the predictions of financial ruin with which the +advocates of Gallatin's suggestion filled the air. The withdrawal of +twenty-four million dollars from circulation would mean a national +panic, it was claimed. Arguments of expediency were heard where +constitutionality had held twenty years before. + +The unionising process which the former individualists had undergone +in ten years of administration is illustrated by the speech of Crawford, +of Georgia, a lifelong adherent to the principles of Jefferson in the +main, but too liberal to be bound to a dead past. A rational analysis +of the Constitution, he thought, would show that it was not perfect +in language as commonly supposed, but that it occasionally gave a +general power followed by a specific power. + +"This analysis," said he, "may excite unpleasant sensations, it may +assail honest prejudices; for there can be no doubt that honest +prejudices frequently exist and are many times perfectly innocent. But +when these prejudices tend to destroy even the object of their +affection, it is ostensibly necessary that they should be eradicated." + +In pleading that the Constitution should not be held down to a +construction which would render it "wholly imbecile," he took as +advanced ground on the implied powers as had any Federalist in the +olden days. Ridiculing those who clung to the old restrictive theory, +he cited numerous actions of the party during the ten years it had +been in power which could be justified only by constitutional +implication. Among these, he said, were laws for the punishment of +counterfeiters, passed under the power to coin money; the erection of +lighthouses under the power to regulate commerce; the prohibition of +offences against the post-office department under the power to establish +post-offices and post-roads; and the acceptance of sites for arsenals, +forts, and dockyards under the power to control them. Even the +acceptance of the District of Columbia depended upon the implied instead +of the direct language of the Constitution. Nor did he fail to point +out that in 1802, when removing the judges of the circuit courts +established by the Federalists in their last hours, the party was +proceeding entirely upon the assumption that the expressed power to +create inferior courts contained the implied power to abolish them. + +Petitions both for and against a re-charter of the Hamilton bank poured +in from merchants in various cities and from branches of the bank. +Instructions against the bank came from the State Legislatures of +Virginia, Pennsylvania, and Kentucky. So nearly was opinion divided +that a new lease of life for the bank was prevented in the House by +only one vote, and in the Senate by the deciding vote of Vice-President +Gerry, of Massachusetts, who chose to abide by party principles rather +than to listen to the voice of the majority of people in his own State. + +The predicted extension of State banks and the disorder in the finances +of the country were alike experienced after the expiration of the +United States Bank in 1811. More than two hundred of these private +institutions were chartered in the various States to take the place +of the branches of the old bank. They were to be found especially in +the newer portions of the country, where banking facilities had been +previously unknown. Flooding the land with their bank-notes, they +speedily drove coin out of circulation. The latter was hoarded. When +the war began, banks found it impossible to secure this hoarded coin +to redeem their notes and were compelled to suspend specie payment +completely. The National Government, having made these banks +depositaries for the revenue collectors, according to the +individualistic demands, suffered loss and disarrangement of its funds. +The lesson was severe, especially in the face of an impending war. + +In the final struggle of the giants, which began, near the close of +Madison's first term, with Napoleon's preparations for the invasion +of Russia, every offensive and defensive principle known to English +commercial history (and few are abandoned) was revived in the attempt +to starve out the French and prevent the long-anticipated invasion of +England. The seizure of American goods on the high seas had long been +a source of complaint from the commercial interests; but it never +affected the masses or so aroused them to the point of fury as did the +practice of taking seamen from American vessels. Britain was the worst +offender in both forms of reprisal, not alone because she was the +greatest maritime power, but also because a common speech characterised +the sailors of Britain and the United States. Yet it was largely a +matter of different views of citizenship. That a man should voluntarily +exile himself from British protection and citizenship was as offensive +to British pride as injurious to British strength. That an allegiance +could exist better than that of England was incomprehensible to the +British public; that a man deluded into so thinking should be set right +was a natural duty. "Once a subject, always a subject," gave the +sovereign a right to the services of every man born under the British +flag or having sworn fealty thereto. The subject could be taken by a +press-gang on shore or could be impressed from the deck of any vessel +on which he had taken refuge. Such doctrine was especially objectionable +to Americans, who depended largely upon aliens to people their vast +domain, and who placed so much stress upon individual freedom of motion. +Perpetual allegiance of the subject was as obnoxious as perpetual +ownership of the land to a people who were all aliens once, twice, or +thrice removed. + +On the other hand, the British complained that their seamen were seduced +from their allegiance to fill up the American merchant marine. Formal +naturalisation papers were said to be given to men who sailed two years +from American ports. These deserters were engaged, for a large part, +in the neutral trade. Thus the enemies of Britain were being served +by British sailors. Not only was her trade injured and the enemy +strengthened, but this was being done by the loss of blood from her +own navy. Her writers called upon the Government to sacrifice even the +good-will of the Americans rather than to submit to the imposition of +neutrals on British trade and the loss of British sailors. + +The Americans were forced by public sentiment to take a stand for +national citizenship. A broad patriotism was rallied which overcame +all scruples about the differences between national and State +citizenship. The matter manifestly belonged to the central rather than +the individual governments. When threatened by foreign powers, Federal +citizenship assumed a new value in the eyes of the Jeffersonians, much +akin to that which it had long borne in the opinion of the Federalists. +The party which ten years before was endeavouring to distinguish between +State and national citizenship was now compelled to take action to +protect sailors who were not residents of any State. Many of them had +no homes. They could look to no protector except the Union, under whose +flag they sailed. + +It is questionable whether the Federalists, had they remained in power, +could have avoided a war with Britain when once the people had become +fully aroused by the continued attacks of Britain on American commerce +and American citizenship. Long-suffering and patient toward British +offence, that party had avoided war for at least ten years. Jefferson +and Madison, more devoted to maintaining neutrality than restrained +by love of Britain, postponed the inevitable war for twelve years more. +But Madison's was a gradually waning power. The end of his first +administration marks the termination of the one-man era. Hamilton and +Jefferson by turn had dominated national affairs. Perhaps no man could +have continued the monopoly. The day of many counsellors was at hand. +Revolutionary statesmen and warriors alike were to be cast aside by +a second generation, which knew not the horrors of war. The supremacy +of the Atlantic coast in national affairs had begun to wane. Political +power was moving westward with the people. + +This war element, which practically took matters from Madison's hands, +was composed of men who were to measure their careers by decades instead +of years. Its constituents had been reared in the strenuous life of +the frontier. Separated from Old World influence by the Allegheny +barrier, they felt the first impulses of true Americanism. A +continuation of dominant foreign influence under them was impossible. +Instead of seceding to a foreign power, as their fathers had threatened, +these trans-Allegheny frontiersmen had now been absorbed by the Union +and were to secure their long-delayed rights by controlling their own +government, which had once been disposed to neglect them. They were, +for the most part, country-bred lawyers, belonging to the agricultural +and borrowing class rather than the bank-founding, lending Federalists. +In this respect, they would be in accord with Jefferson and Madison, +but totally at variance with them in their inland attitude toward ocean +commerce. + +Like true Democrats, they breathed the air of the individual rather +than the masses. Clay was the son of a dissenting clergyman in +aristocratic Virginia, which was still under the spell of an +establishment of religion. By removing to Kentucky, he not only +exemplified the movement of national power, but freed himself from all +disadvantages of caste. The only aristocracy on the frontier was that +of worth. Calhoun came of equally humble birth and inherited his +individualistic principles. His father had been a country member of +the Virginia Convention and had opposed the adoption of the Federal +Constitution. Much of Calhoun's bias toward democracy was derived, as +he confessed, from an early conversation with the sage of Monticello. +Bred in the upland district of South Carolina, a region more akin to +Tennessee than to the seaboard, Calhoun may have had in mind the +massacre of his grandmother by the Indians as he arose in the war +session of Congress to make his report as chairman of the important +Committee of Foreign Affairs. He arraigned the British agents from +Canada circulating among the American Indians, and charged them with +the outrages committed on the American frontier. Members from the Ohio +valley did not hesitate to attribute the recent outbreak, culminating +in the battle of Tippecanoe, to intrigues of the British in Canada, +whereby the profitable fur trade would be diverted to their posts. "If +we are to be permanently free from this danger," said one speaker in +the debate which followed the report, "we must drive the British from +Canada. I, for one, am willing to receive the Canadians themselves as +adopted brothers." Grundy, of Tennessee, who, like Clay, had been born +on the Atlantic slope and had followed the advance of population across +the Alleghenies, arose to declare that the whole Western country was +eager to avenge their fallen heroes, and awaited but the word of +Congress to march into Canada. + +The frontiersmen, never free from the hostility of the savage, sought +to explain it by every cause except the true one--their constant +invasion of the lands reserved to him by the National Government in +treaties made with him. Here lies at least one explanation of the long +endurance of British commercial wrongs by the United States before war +was declared. The West, with its grievance of Indian tampering, had +not yet come into control of national affairs. The frontiersmen, by +their conquests of nature, had come to despise the strength of all +enemies. With no commerce to be endangered by a foreign war, safe in +the almost roadless interior from the peril of invasion, the Western +representatives were able to carry by storm in Congress their +temporising, commercial brethren of the coast. When discussing the +embargo bill as a preliminary war measure in 1812, Clay, made Speaker +during his first session in the House, scorned the appeal of New York +for peace, in her defenceless condition, as her representatives +described her. "I do not wish to hear," said Clay, "of the opinion of +Brockholst Livingston or any other man. I consider this a war measure, +and approve of it because it is a direct precursor of war." Fourteen +Legislatures of the South and West, he said, had put themselves on +record as wishing to avenge the insults of Britain. The Legislature +of his own State had supported Jefferson's embargo four years previously +with such zeal that they almost passed a measure abolishing the English +common law in Kentucky courts. + +Perhaps it was an accident that this twelfth Congress was composed +almost one-half of new members; but more likely it was the result of +popular impatience with the compromising foreign attitude of the +National Government. It was an incipient political revolution, without +involving a change of administration, a form of rebuke not infrequent +in the history of the Republic. The fact that these new and +inexperienced members, known as "war-hawks," were able to secure the +leadership may have been due to the accidental conjunction of natural +leaders; but a larger view would see in it a shifting of political +power with the advance of the people. The grievance of these Southern +and Western people against the Indians could neither be appreciated +nor believed by the New England and Middle Atlantic States, far removed +from the frontier and the savages. To their minds, the broader +accusation of preying upon American commerce was more real. Yet so +profitable had grown the monopoly of trade secured by them as neutrals +in the Napoleonic wars that they could well afford to lose occasionally +by foreign orders and decrees for the sake of the profit as a whole. +The War of 1812 from a sectional standpoint presents, therefore, the +unusual aspect of an inland, agricultural people forcing a war upon +the country for the protection of a marine, commercial people, who +were for the most part opposed to it. When Clay, in the lofty style +common to the time, declared the Americans unconquerable, and that if +the enemy should lay in ashes New York, Philadelphia, and Boston, and +should devastate the whole Atlantic coast, the people would retreat +beyond the Alleghenies to live and flourish there, a member from New +Jersey protested that this was too high a price for him; that he had +no inclination to go beyond the Alleghenies; and that even the +Mississippi valley would be a poor consolation to him after everything +that was near and dear to him and his people had been destroyed. + +The desire for commercial independence, which had been growing steadily +since political independence had been gained, was responsible for some +of this defiant attitude. Speaker after speaker described the spirit +of our forefathers who used only homespun in the rising Revolutionary +days. The career of the United States, if commercially independent of +Europe, was compared with her present situation, a victim of foreign +oppression on the highways of the world. One speaker thought we should +never be true Americans so long as we had to go to Europe for our +national airs. It was not admitted generally that England's restrictive +measures were due to her desire to starve out Napoleon, but as prompted +by jealousy of "her new commercial rival," the United States. "England +sickens at your prosperity," said Clay, "and beholds in your growth +the foundations of a power which at no distant day is to make her +tremble for her naval superiority." A foolish pride, characteristic +of youth, urged on the war spirit. It was said that a few years before +we had resolved for war, retaliation, or submission. The retaliatory +measures had been withdrawn; war or submission was the only choice +left. + +Beneath the hostility arising from Britain's war measures lay, in the +American mind, the irritation caused by her patronising air. The +Americans had chafed under British social as well as commercial +intolerance ever since the birth of the Republic. In the British +thought, the Americans were still colonists in that they were not to +the manor born. The Declaration of Independence and the severance of +political ties had left them still dependent upon Britain in the higher +aspects of life. + +"The Americans asserted their independence," said the _Edinburgh +Review_, "upon principles which they derived from us. They are +descended from our loins, they retain our usages and manners, they read +our books, they have copied our freedom, they rival our courage, and yet +they are less popular and esteemed among us than the base and bigoted +Portuguese and the ferocious and ignorant Russians." + +When an English statesman suggested that his Government would do well +to cultivate the new Republic for the sake of trade if for no higher +motive, Lord Brougham ridiculed the proposition of paying heed to "a +people whose armies are as yet at the plough, or making awkward attempts +at the loom, whose assembled navies could not lay siege to an English +sloop of war." These sneers, although containing a large proportion +of truth, exasperated the young nation beyond control. The provincialism +of the day writhed under any suggestion that the New World was not the +rival of the Old in every intellectual particular. A broader spirit +would have confessed that time is required for the development of +genius and the surroundings which conduce to a high development of +intellectual and artistic life. Two decades later, Lowell satirised +this American tendency in the _Fable for Critics_ by saying that while +the Old World has produced barely eight poets, the New World begets +a whole crop each year. + + "Why, there's scarcely a huddle of log-huts and shanties, + That has not brought forth its own Miltons and Dantes; + I myself know ten Byrons, one Coleridge, three Shelleys, + Two Raphaels, six Titians, (I think) one Apelles, + Leonardos and Rubenses plenty as lichens, + One (but that one is plenty) American Dickens, + A whole flock of Lambs, any number of Tennysons,-- + In short, if a man has the luck to have any sons, + He may feel pretty certain that one out of twain + Will be some very great person over again." + +These extravagant claims incited fresh attacks. One British writer +insisted that Federal America had done nothing either to extend, +diversify, or embellish the sphere of human knowledge, and could produce +nothing to bring her intellectual efforts into any sort of comparison +with those of Europe. "Noah Webster, we are afraid," said he, "still +occupies the first place in criticism, Timothy Dwight and Joel Barlow +in poetry, and Mr. Justice Marshall in history." Another pronounced +the celebrated Philosophic Hall in Philadelphia a "meeting house" for +the society, where its transactions were "scooped together" in the +"genuine dialect of tradesmen." Not only the published papers of the +Philosophic Society were held up to ridicule, but also John Quincy +Adams's _Letters from Silesia_, Marshall's _Life of Washington_, +Barlow's _Columbiad_, Dwight's poetry, and Lewis and Clark's history +of their expedition. + +"But why should the Americans write books," asked the _Edinburgh +Review_, "when a six weeks' passage brings them in their own tongue +our sense, science, and genius in bales and hogsheads. Prairies, +steamboats, grist-mills are their natural objects for centuries to +come." + +The crudity of American life and manners had been sarcastically +described by Ashe, Fearon, Davis, and other European travellers. +American writers countered these attacks by comparing the treatment +of the slaves in America with the condition of British paupers and +East Indians. Charges of negro kidnapping were contrasted with +child-stealing in England; our gouging the eyes in fisticuffs with +their prize-fighting; the harshness of our slave code with their +criminal laws; and the condition of our free clergy with the +circumscribed established clergymen. A dispute arose between writers +of the two countries over the responsibility of England for American +slavery by having fostered it in the American colonies. + +This war of words, which continued even after the close of hostilities +with England, went so far as to involve discussions whether Godfrey +or Hadley had invented the quadrant; whether Hulls or Fulton was the +father of the steamboat; whether steamboats were first used in England +or America; and whether Fulton should have offered his invention of +the submarine torpedo to France as well as to England. One may easily +say at the present time that the national spirit should have risen +superior to such trivialities; but the national spirit was taking a +most provincial cast. Originality was claimed for everything; +inheritance counted as nothing. + +A maritime war is peculiarly a commercial war in that it affects trade +and consequently becomes a sectional war, since all portions of the +land are not equally affected. The War of 1812 was a sectional war +which arrayed the former friends of consolidated government against +the Administration, and consequently made the former enemies of +consolidation its most devoted supporters. The early attitude of the +various sections toward the war, with due allowance for party +allegiance, may be studied in the vote of the two houses of Congress +on the measure entitled "An act declaring war between Great Britain +and her dependencies and the United States and their Territories," +which passed the House on June 4th, and the Senate on June 17, 1812. + + VOTE OF CONGRESS DECLARING THE WAR OF 1812 + ______________________________________________________ + | | | + | HOUSE | SENATE | + STATES |_______________|_______________| + | For | Against | For | Against | + _____________________|_____|_________|_____|_________| + Vermont..............| 3 | 1 | 1 | 0 | + New Hampshire........| 3 | 2 | 1 | 1 | + Massachusetts........| 6 | 8 | 1 | 1 | + Rhode Island.........| 0 | 2 | 0 | 2 | + Connecticut..........| 0 | 7 | 0 | 2 | + New York.............| 3 | 11 | 1 | 1 | + New Jersey...........| 2 | 4 | 1 | 1 | + Pennsylvania.........| 16 | 2 | 2 | 0 | + Delaware.............| 0 | 1 | 0 | 2 | + Maryland.............| 6 | 3 | 1 | 1 | + Virginia.............| 14 | 5 | 2 | 0 | + North Carolina.......| 6 | 3 | 2 | 0 | + South Carolina.......| 8 | 0 | 2 | 0 | + Georgia..............| 3 | 0 | 2 | 0 | + Kentucky.............| 5 | 0 | 2 | 0 | + Tennessee............| 3 | 0 | 1 | 1 | + Ohio.................| 1 | 0 | 0 | 1 | + ______________________________________________________ + +The unanimity of the inland and non-commercial States, with the +exception of the party vote of the Ohio Senators, is manifest. They +were secure from the ravages of maritime war. Massachusetts showed a +stronger war sentiment than New York, although the course of the +Administration in these States during the war reversed this condition. +The Massachusetts House of Representatives had passed resolutions +against the proposed war. The New York opposition represented the +commercial interests. Fifty-eight business men of New York City, headed +by John Jacob Astor, protested against a war. Among these were sixteen +Republicans. The opposition in Rhode Island and Connecticut, which +assumed such a serious aspect during the war, is clearly indicated in +this vote. Regarding the sections as North and South, a distinction +most unfortunately emphasised during the progress of the war, the +popularity of the war in the South may be seen by a table: + + House Senate + North of Mason and Dixon line /For........34........ 7 + \Against....37........ 9 + South of Mason and Dixon line /For........45........l3 + \Against....11........ 2 + +Possibly the spectacle of a war favoured by the Southern and Western +people to protect Northern commerce and seamen, a kind of protection +not desired by the people who were being imposed on, no less than the +extraneous nature of these causes, has given rise to the saying current +in the United States that she went to war after the causes were removed +and did not secure anything for which she made war. The war message +of President Madison, sent to Congress on the 1st day of June, 1812, +cited a series of aggressive acts on the part of Great Britain dating +from 1802. The most prominent were the seizure of American seamen and +goods, and the pretended blockade under the orders in council. More +recent and less manifest impositions were described in the disavowal +of agreements made by an accredited minister, Erskine; in the attempt +to dismember the American Union through a secret British agent in the +United States; and the instigation of the Northwest Indians to hostility +by British traders. The message acknowledged that France had also been +guilty of some of these offensive acts, but intimated that they would +be abandoned through negotiations now in progress with that power. + +Of these five charges, that concerning the Indians and that charging +intrigue were difficult to prove. Responsibility for Erskine's actions +was easily disavowed through the explanation that he had exceeded his +instructions. The blockades were really withdrawn before war was +declared, although the news had not reached this country. The freedom +of sailors and goods was finally guaranteed by the end of the Napoleonic +wars and consequently were not mentioned in the treaty which closed +the War of 1812. Thus the calendar was cleared, and the saying about +the causes and results of the war substantiated. Sometimes it is called +the "second war for independence." Undoubtedly the treatment which the +United States received from European powers before and after the war +formed a remarkable contrast. Yet the change was due to changed +conditions in Europe rather than to any compulsion wrought by the +hostilities. The most valuable independence gained in the war was in +the national feeling of the people, as will be shown later in this +story. + +To the British mind, it must be confessed, this second war with the +United States presented a different aspect. Napoleon had absorbed +France and all her continental neighbours save Prussia, Austria, and +Russia. These with difficulty held back his land forces. To England +was left the duty of keeping him in check upon the sea. War was declared +by the United States just when Napoleon's invasion of Russia demanded +the strictest enforcement of the blockade. England would willingly +have avoided a war with the United States at this time, but felt that +she could surrender neither the blockade nor right of search so +essential to the conquest of Napoleon. It seemed to the English people +that they alone stood between this man and the freedom of the world. +They thought it extremely ungrateful that the Americans should resent +their Orders in Council and other measures considered essential to +their naval supremacy over the French. Granted that these blockades +cut off some of the trade which the Americans as neutrals had secured +during the two decades of European war; they should be willing to +suffer so much in the common cause of liberty against one-man +aggression. + +[Illustration: BLANK COMMISSION FOR PRIVATEER IN WAR OF 1812. Under +these commissions, hundreds of private vessels armed themselves and +preyed on the enemy, atoning for the ill success of the American arms +on the land.] + +Every resistance to England's coercive measures was considered by her +as a tacit aid to Napoleon. To the English mind, the hostile attitude +of the Americans was a return to the French-American alliance of the +Revolutionary days. The Americans were repaying their debt of +obligations, but with an important difference. Where a King of France +had aided colonists struggling for freedom, the colonists, now grown +to a nation, were aiding the greatest enemy to freedom the world had +yet seen. It was said that it would be simply a just retribution on +America if England should withdraw from the breach and allow Napoleon +to turn his ambitious designs upon the Western Republic. He would not +hesitate to retake Louisiana, according to British opinion, for his +revived American Empire. + +Clay had not been the only speaker to indulge in braggadocio and +boasting. In all the debates in Congress, Canada was to be invaded on +the northern boundary and rolled up at each end. In vain the +conservatives showed the neglected condition of the national defences. +Jefferson's policy of economy had reduced the regular army to less +than seven thousand men and had scaled down the navy to fifteen vessels, +carrying a total of 352 guns, and 63 little gunboats, the offspring +of Jefferson's speculative genius. Nor were all these parts of "the +Liliputian navy" ready for commission. Six of the largest frigates, +mounting 170 of the guns, had been allowed to become useless for lack +of repairs. It would require six months' work and a half million dollars +to put them in fighting order. Of the little "mosquito fleet," as +Jefferson's gunboats were contemptuously styled by the Federalists, +102 were drawn up under sheds at the various navy-yards and few of +them seaworthy. Notwithstanding these cold facts, one of the few war +advocates in New England said we needed no regular army to take Canada; +that the militia of his section needed only authority to do the +business; simply give the word of command and the thing was done. +Another brushed aside even the fear of an invasion from Canada by +boasting that even the army of Napoleon which had conquered at +Austerlitz could not march through New England. + +According to one speaker in the House, when the storm of war had been +poured on Canada and Halifax, it would sweep through with the resistless +impetuosity of Niagara. "The Author of Nature," cried another, "has +marked our limits in the South by the Gulf of Mexico and on the North +by the regions of eternal frost." This braggadocio, however deplorable +from a present view, may be pardoned as characteristic of young men +and a young nation. It may be charged to the account of European +aggression and British sneers. But it is also significant as marking +the dawn of a feeling of nationality. It showed an appreciation of the +probable effects of new-world isolation, inter-dependence, and destiny. +It was not a far cry from this position to "America for the Americans," +a few years later. + +The new nation terminated the war into which their enthusiasm plunged +them more fortunately than could have been hoped. On the land, it is +true, where the "war-hawks" had placed their boasted strength, little +was accomplished. Upon the high seas, where little dependence was +placed, wonders were accomplished by privateers. No less than 1607 +British merchantmen were captured, in addition to sixteen British +war-ships. The Americans in turn lost heavily, a total of probably +1400 vessels of all kinds, but their financial loss was small compared +with that of the enemy. As in many later instances, the genius of the +American for individual initiative proved his salvation. + +That an outburst of national pride should follow so many disasters by +land is explicable only through the battle of New Orleans, whose +crowning victory changed the aspect of prior engagements in the public +memory, while it placed a new value on the marksmanship of the American +soldiery. Charges made by veterans of Wellington and of Nelson were +resisted by unorganised American forces, dependent upon individual +initiative and upon skill in shooting. Jackson's motley army was +symbolic of the race composition of America and suggestive of the +recent acquisition of the land in which they were fighting. There were +free negroes, San Domingans, Louisiana Creoles, regular troops, old +French soldiers, and swarthy pirates, backed by the hunters of Tennessee +in their homespun hunting-shirts, and the Kentuckians with their long +knives. The latter boasted of their endurance of hardships and that +they were not of woman born, but were half horse and half alligator. +One stanza of a popular song, much used in a later campaign where the +hero of New Orleans was the main issue, runs: + + "We raised a bank to hide our breasts, + Not that we thought of dying; + But then we always liked to rest, + Unless the game was flying. + Behind it stood our little force + None wished it to be greater, + For every man was half a horse, + And half an alligator." + +Here were demonstrated again the difficulties under which trained +battalions fought in the American backwoods. The experience of Braddock +was repeated during the month consumed by Pakenham in getting his +troops into position. The farmers, who waited at Bunker Hill until the +whites of the enemy's eyes were visible in order to insure a good aim +against troops firing in volleys, lived again in the hunters of the +South at New Orleans. Small wonder that dwelling in memory on these +facts aroused an intense American confidence and even undue self-esteem. + +If the stimulating effects of war upon nationality are to be noted in +all these details, the disintegrating effects on political parties are +no less evident. By a reversal of position, both Republicans and +Federalists were being drawn from extreme to medium grounds. Many +conservatives among the Republicans deplored this shifting to the +former views of their opponents. In the actual preparations for war, +the passing of acts for an embargo, for a loan, for increasing the +army and adding to the navy, John Randolph, the overtalented genius +of Roanoke, raised his voice in both derision and prophecy. + +"If a writ were to issue," said he, with an eloquence too erratic to be +convincing, "against the Republican party of 1798, it would be +impossible for a constable with a search-warrant to find it. Death, +resignations, and desertions, have thinned its ranks. New men and new +measures have succeeded." + +He predicted that a standing army, being created by the Republicans, +would be as fatal to them as it had been to their opponents in 1798. +In one of his frequent speeches, he summed up the principles of the +party in olden days when it was opposed to an army, to burdensome +taxation, and to excessive expenditures. "Such," said he, "were our +opinions in 1798. What has produced the change I do not know, unless +we were then _out_ and now we are _in_." The whole philosophy of the +compulsory force making for nationality through political parties is +expressed in that sentence. + + + + +CHAPTER XVII + +TRANSFER OF PARTY POLICIES + + + +In predicting defeat as a result of the war measures, Randolph +overlooked the facts of history. No party has ever failed to retain +the affection of the people when making preparations for war; and the +corollary is that no party has ever opposed war successfully. Reasons +for this fact were advanced in describing the war scare of 1798. The +Federalists, losing State after State during Jefferson's administration, +had been temporarily revived in the New England opposition to his +embargo. But the accusation of being unpatriotic, of placing commerce +above love of country, and the suspicion of holding intercourse with +the commercial enemy had driven many from their ranks. John Quincy +Adams, the hope of his father's age, was not the only apostate of the +day. A member from Kentucky taunted the remnant of Federalists in the +House during the war debates with remembrance of New England patriotism. +Said he, + +"During embargo days, when our domestic enemies were encouraged by a +proclamation under authority of the King of England, these minions of +royalty, concentrating in the east, talked of the violations of the laws +as virtue; they demoralized the community by raising the floodgates of +civil disorder; they gave absolution to felons and invited the +commission of crime by the omission of duty." + +From time to time instances were not wanting to prove that the remnant +of the Federalists was being forced by opposing the Administration +into the former attitude of the Republicans. The most frequently cited +case is that of Josiah Quincy, a Massachusetts member of the House of +Representatives, who became so alarmed over the effect which the +admission of the State of Louisiana would have on the political balance +of the sections that he declared such action virtually dissolved the +Union and freed the States from their moral obligations. Regardless +of the past theories of his party, he declared the Union a partnership +of States into which no new member could be admitted from territory +outside the original domain. He declared the whole question was "whether +the proprietors of the good old United States should manage their own +affairs in their own way, or whether they and their constitution and +their political rights should be trampled under foot by foreigners, +introduced through a breach in the Constitution." The Federal opposition +to the proposed War of 1812 has been described. It was a result of the +"low, grovelling parsimony of the counting-room," as Clay denounced it. + +The reversal of party position on both sides was due not to choice, +but to interchange of situation. The very act of conducting the +government on the one hand and of opposing it on the other brought +this exchange. Jefferson, the former advocate of peace, from his +retirement now urged a vigorous policy which involved retaliation on +England, if she burned American cities, by hiring discontented workmen +in London to burn British buildings, by conquering Canada, and, after +dictating terms of peace with Britain, by making war upon Napoleon. +The reversal of party brought consequent exchange of policy. Instead +of Federal encroachment on individual rights, the Republicans must now +become aggressors, and the Federalists protestants. Instead of the +protests coming from Virginia and Kentucky they now emanated from the +New England States. Instead of regarding the State Legislatures as the +ultimate protectors of the States, the resistants now went beyond that +agency and adopted the very expedient so frequently urged by Jefferson, +and the one which Madison testified that he had contemplated in 1799--a +convention of delegates from the States. + +Some parts of the resolutions adopted by this convention of twenty-seven +delegates from the five New England States which met at Hartford, +Connecticut, in December, 1814, might easily be supposed to have been +voiced by Virginia and Kentucky fifteen years before, so completely +had parties and sections exchanged. + +"It is as much a duty of the state authorities to watch over the rights +_reserved_, as of the United States to exercise the powers which +are _delegated_" was the voice of southern individualism speaking +through a New England convention. "In cases of deliberate, dangerous, +and palpable infractions of the Constitution, affecting the sovereignty +of a state and the liberties of the people, it is not only the right, +but the duty of such a state to interpose its authority for their +protection." + +Thus was the doctrine of "interposition" transferred from South to +North, equalising sections, and conducing to the ultimate making of +the nation. + +But the means to be employed were not the same in each case. Resistance +in the Union to unconstitutional acts had been the Republican plan of +1798; withdrawal from a Union, whose government had been grossly and +corruptly administered ever since the first twelve years of prosperity +and happiness, was the Federalist thought of 1814. "Even at this late +hour," said the Hartford Convention report, "let government leave to +New England the remnant of her resources and she is ready and able to +defend her territory." The peaceful dissolution of the Union and the +substitution of "a new form of confederacy among those states which +shall intend to maintain a federal relation to each other" was declared +to be a possibility. A severance of the Union by one or more States +withdrawing against the will of the rest was justified only in case +of absolute necessity. The immediate remedy was to perfect "an +arrangement which may at once be consistent with the honor and interest +of the national government and the security of the states." By the +readjustment which they proposed to make between the States and the +Union, the latter would practically withdraw from the Eastern States +so far as revenue and defence, the two highest attributes of +sovereignty, were concerned. + +Ultimately the convention hoped for certain amendments to the +Constitution, Jefferson's remedy again, "to strengthen and if possible +to perpetuate the union of the states," and, incidentally, to curb the +national strength of their opponents. To this end, the two-fifths negro +representation which the slave States had been given in the Constitution +was to be abolished; the extension of Southern power by creating more +States from the Louisiana Purchase was to be curbed by requiring a +two-thirds vote in each House for the admission of a new State into +the Union; Northern commerce was to be protected from future +annihilation by limiting embargoes to sixty days; a two-thirds vote +of both Houses was to be required to declare war or non-intercourse +with a nation; the pro-French element in national politics was to be +curbed by forbidding naturalised persons to hold national office; +future eight-year Jeffersons and Madisons were to be prevented, and +the Virginia presidential trust broken by making a President ineligible +for a second term, and by prohibiting two consecutive Presidents to +be elected from the same State. A complete transition of the fear of +presidential usurpation had been wrought by the burden of war falling +more heavily on one section than the other. + +[Illustration: DISLOYALTY OF NEW ENGLAND DURING THE WAR OF 1812. This +cartoon represents Massachusetts, Connecticut, and Rhode Island +contemplating jumping into the arms of John Bull, while Maine prays +below for guidance. The King says "Oh 'tis my Yankee boys, jump in, +my fine fellows, plenty molasses and codfish, plenty of goods to +smuggle, honours, titles, and nobility into the bargain." Massachusetts, +nearest the King, says "What a dangerous leap! but we must jump, Brother +Conn." Connecticut, in the middle, says "I cannot, Brother Mass. Let +me pray and fast some little longer Little Rhode Island will jump the +first." Rhode Island says "Poor little I! What will become of me? This +leap is of a frightful size. I sink into despondency."] + +National finances were seriously impaired by the war. The lending +section refused to support the Administration. Of the loan authorised +in 1814, less than one-half was taken and that at a discount of twenty +per cent. During the same year, the Government defaulted on the interest +due on the national debt. Moneyed men claimed that business had been +so impaired by the embargo and war as to prevent their coming to the +relief of the nation. Unfortunately, strict-construction theory had +cut off the bank which might otherwise have been a source of supply. +A glance at a table of statistics of the commerce and financial standing +of the United States during the embargo and war period will show the +effects of a maritime war and explain the causes of the complaints of +commercial New England. The following sums are in round numbers of +millions of dollars. + + Exports Imports National Debt + 1807........... 108........... 138........... 69 + 1808........... 22........... 56........... 65 + 1811........... 61........... 53........... 48 + 1812........... 38........... 77........... 77 + 1813........... 27........... 22........... 55 + 1814........... 16........... 12........... 81 + 1815........... 52........... 113........... 99 + 1816........... 81........... 147........... 127 + +Almost annihilated by the embargo of 1808 and the War of 1812-15, the +exports and imports, when relieved from such incumbrances, leaped to +figures which caused anger and rebellion when contemplated. The prospect +of wiping out the national debt was indefinitely postponed. Increased +burdens of national taxation brought as loud a protest from the +Federalists in 1814 as came from the Republicans in 1798. + +Yet the chief grievance voiced by the Hartford Convention was neither +the loss of commerce nor increased national debt. A question had arisen +in the course of the war which brought out the old contention between +the right of the State and the nation, although with parties and +sections exactly reversed. Fear of the abuse of the military power in +the hands of the central authority, which prompted the framers of the +Constitution to limit all appropriation for the army to two years' +duration, had also persuaded them to restrict the national use of the +State militia to three emergencies, viz., to execute the national laws, +to suppress insurrection, and to repel invasion. Test had been made +of the first two uses in suppressing the excise rebellion. The War of +1812 brought out the third. The contemplated invasion of Canada was +the result of no one of these conditions. Objection to using the militia +in carrying on a foreign war had been raised frequently in Congress +during the debates on the war measures. A kindred dispute had arisen +over the right of the national authorities to appoint officers of the +State militia when called into national use. The old Revolutionary +State jealousies over this question seemed to have come to life again. +Among the Federalists, now grown to be sticklers for State rights, was +a representative in Congress from New York, who cried out in debate: + +"If it shall come to that, that militia officers are appointed by the +President, I am a militia officer--I will never surrender the state's +rights--I would not be commanded by them--and I say, so help me God, if I +do. Militia were never intended for the United States, but for individual +states, to defend their states' rights." + +In the twenty years of peace administration, this question of employing +the militia in a foreign war had never arisen. If the National Government +in 1812 had been ready for war, either in force or finance; if the war had +been favoured in the commercial States where the available wealth of the +country was accumulated; or if the administration had not been embarrassed +constantly by lack of soldiers and revenue, the resistance of New England +to the Federal attempts to control her militia, to recruit her young men, +and even to contemplate drafting her able-bodied citizens might never have +arisen. But if the test had not come, the governors of Massachusetts and +Connecticut would not have put themselves on record as resisting the call +of the President for their quota of militia to serve both inside and +outside the State, and the section would have missed committing itself to +the former ground of its opponent. The creation of a "Federal army" out of +the State militia was now criticised as violently in New England as it had +been in the Southern States during the suppression of the whiskey +insurrection a score of years before. + +This refusal of the thickly populated Eastern States, which had been +largely the source of supply in the Revolutionary War, to furnish their +share of soldiery, threw the brunt of the Canadian expeditions upon +the south-western sections, and thus contributed to the Union in another +and less evident manner. The volunteers from those trans-Allegheny +regions would never forget the hardships of their journeys through the +roadless North-west. Frontier militiamen, who hewed their way through +pathless woods and subsisted on roots and berries because there were +no roads on which to bring supplies; officers, who guided their commands +to streams and found them too small in midsummer, when most needed, +to transport their troops; artificers, who built boats on the Great +Lakes and could not get armaments to them,--these men were unlikely +to allow constitutional objections to lie in the way of future +improvements in the Western Territories. They placed the blame for the +failure of the campaigns in those parts to lack of means of +communication. The freshly cut military roads were strewn with the +ruins of flour-barrels, cordage, and various equipment, abandoned in +transit. Fully two-thirds of the flour put down at Fort Meigs could +not be used. The flour on the Harrison campaign cost the Government +not less than eight dollars a barrel. Government commissaries claimed +to have been ruined in their contracts by lack of roadways. Only eight +hundred pack-horses survived of four thousand employed in the Detroit +campaign. The extra expense of one of the northern campaigns would have +built a good road to the inaccessible portion if the need could have been +foreseen. The experience in the war demanded immediate action for the +future public defence, regardless of party interpretation of powers. +Provision for necessary means of communication in the older portions might +safely be left to the States; but for the more recently settled regions, +especially the Territories, only the States united could provide highways +and waterways. The fact that the Union had charge of the Indians in the +Territories made the permission easier to grant. Also, during the war, +many military roads had been constructed, whose constitutionality no one +had time to question. During the intermissions of warfare, soldiers had +been employed in constructing military roads between various posts on the +frontier. John Randolph had several times aroused the wrath of the war- +hawks in Congress by suggesting that the volunteer troops be employed, +when not on campaigns, in building highways and digging canals. He thought +the land forces would make some return in this way for the vast sum to be +expended on them. After the close of hostilities, the regular troops +continued to be employed in such work, receiving extra pay. In various +parts of the United States one may still trace the old "military roads," +many of them having been made into modern highways. As may be imagined, +they were of great aid in extending another function of national activity +--the postal system. + +Waterways were as abundant in the western region during the War of +1812 as they were at any later time. That they were not more frequently +employed as means of transportation was due to the fact that nature, +in the process of time, had placed so many obstacles in them that they +were practically useless. Sand-bars, sunken logs, accumulated driftwood, +and hidden snags made water travel impossible except for light canoes. +During the summer season, when the campaigns were waged most vigorously, +many of the streams were dried up and valueless for transportation +purposes. But small imagination was required to see how man with proper +resources could dredge channels, remove obstacles, and construct dams +which would render these waterways useful during the larger part of +the year. Boats propelled by poles might be guided up the tedious +channels, but the use of steam was impossible until improvements had +been made. + +Fulton and Livingston made a success of steam navigation on the majestic +Hudson in 1807. Only five years later, hardy spirits were not wanting +at Pittsburg to equip a vessel with steam and venture down the tortuous +Ohio to New Orleans. But impediments to navigation made such attempts +simply experiments. Three years after the close of the war, the _Walk +in the Water_ was launched on Lake Erie near Buffalo and eventually +reached distant Mackinaw. The ship-building industry had been established +on Lake Erie during the war and needed only the construction of harbours +and placing of lights to open a vast inland commerce. + +The strict constructionists were destined to spend many unpleasant +hours over this question of inland commerce. That the Union had control +of ocean or foreign commerce, no one denied. The ocean is common to +all. But fresh water lies inland, among the States. Strict construction +would not allow the central authority to undertake a public work in +an individual State. Clearing waterways and constructing harbours might +have been left to the respective States, if each stream and each lake +had been located entirely within the confines of some State. Interstate +commerce thus began early to play a part in making the Union. In former +days, Congress had granted requests of Rhode Island, Maryland, and +Georgia to be allowed to retain part of their imposts for completing +their public works on rivers and harbours. The privilege was extended +to other State at various times, the expenditures being withheld from +the national revenues. The system was bad and produced frequent delay +and abuse. It was really the Federal Government making the improvements +indirectly. Evidently the work could be carried on more uniformly and +systematically under central management. + +Precedent had been established under the compulsion of war. The +Carondelet canal was a private enterprise connecting Lake Pontchartrain +with the city of New Orleans. Congress appropriated a sum of money, +as the war came on, for making the canal navigable for the gunboats +in order to protect New Orleans. Several similar instances might be +cited during the progress of the war. Under such conditions, it was +an easy matter to include in the Army Appropriation bill of 1819 a sum +for making a complete survey of all watercourses tributary to the +Mississippi on its western side, and on its eastern side north of the +Ohio. There was in the same bill an appropriation for making surveys +with maps and charts of the Ohio and Mississippi rivers, from the Falls +of the Ohio to New Orleans, "for facilitating and ascertaining the +most practical mode of improving the navigation of those rivers." No +promise was made, but the ultimate purpose was to have the individual +States or the Union improve the navigation of all these waterways. So +insidiously was necessity making the Republicans commit themselves to +the policies of their predecessors, that no one realised they were +preparing by these actions to inaugurate the vast work of public +improvement in the interior of the continent which characterised the +middle period of American history. + +Advocates of these national enterprises were encouraged by a clause +in the Bank bill of 1816. In order to compel the State banks to resume +specie payment and to rearrange the national finances after the war, +the Republicans had been compelled to resort to the infamous Hamiltonian +remedy of chartering a United States bank. Only financial desperation +could warrant the adoption of a suggestion which the party had rejected +five years before. Unconstitutionally scarcely had a mention in the +debates on the bill. Republican speakers and writers advocated a bank +as eagerly as they had opposed one in 1791 and 1811. Calhoun was in +favour of a new bank and Webster was opposed to it. + +This second bank was chartered, like the first, for twenty years. It +had a similar plan of organisation, although with a larger capital. +It differed most in offering to the National Government, not only a +share of stock, but a "bonus," or gift, of a million and a half dollars +for the privilege of the charter. Visions of internal improvements +made possible by such a handsome gift immediately arose in the minds +of some, although suspicion was the strongest feeling in the minds of +others. The proposition was precisely along the Federalist idea of +invested interests purchasing a monopoly from the Government, and was +viewed in that light by old Republicans. It was denounced as a bribe +similar to that given Parliament by the East India Company. Such +scruples were overcome by comparing the "bonus" to the fee paid the +National Government for a patent, which gave to the holder a monopoly, +or to the free passage granted troops over toll bridges in payment for +a State charter. Undoubtedly the desire to use this money for public +improvements aided in securing the passage of the Bank bill. + +These hopes assumed shape in the next session in "An act to set apart +and pledge certain funds for internal improvements," which pledged the +proceeds of the "bonus" for constructing roads and canals, and improving +the navigation of watercourses. It was passed by a close vote in each +branch of Congress, after a long debate in the House upon the powers +of the General Government. This debate showed Calhoun, the future +spokesman of State rights, in favour of extended expenditures in the +various States without constitutional restriction, and Timothy +Pickering, former member of John Adams's Cabinet, in the attitude of +denying the right of the National Government under the implied powers +to expend a dollar without the consent of the State in which the +improvement lay. Neither would he admit that the regulation of commerce +included more than waterways. It was an additional evidence of the +reversal of parties. + +The Representatives from the Eastern States generally wished to use +the money to relieve the ordinary burdens of taxation, realising that +the larger part of these improvements would lie beyond the Alleghenies +and, presumably, of no benefit to them. Individual members may have +held great expectations of the gratitude to be gained from their +constituents by securing a share of the bank money. Madison rudely +shattered these in the closing hours of his administration by vetoing +the bill. It was a heroic duty. To such a distance had the party gone +from the confines of strict construction, so resistless had been the +hand of compulsion in the sixteen years of Republican administration, +so powerfully had this internal improvement system affected the cupidity +of the people, so careless had Congress grown of the difference between +the reserved and expressed powers, that Madison felt it necessary to +recall his party to its first principles. In his veto message, he spoke +the almost forgotten language of the old days when he said that the +power to regulate commerce did not extend to enterprises conducted +within the several States; that the efforts of the Union should be +confined to foreign commerce; that any expenditure of the bonus proceeds +under the plea of the common defence would be to give Congress a general +power of legislation. It was the first reaction after the compelling +days of the war. It was not an agreeable or popular task, but it was +done heroically. It was love's labour lost, because it was impossible +for Madison or his successor long to hold in check the demands of the +people for means of communication as they spread toward the West over +the inviting public lands. + +Partisan newspapers denied that Madison's action was inconsistent with +prior recommendations of Presidents, with the report of Gallatin, and +with the appropriations for the Cumberland Road. Gallatin's report, +they said, was only a recommendation. The Cumberland National Road was +the result of a bargain between the Federal Government and the State +of Ohio and involved no violence to the Constitution. As for prior +messages, Jefferson, in 1806, had suggested an amendment to cover +internal improvements, and Madison had been careful in 1816 to locate +his proposed national university inside the District of Columbia, which +was entirely under national control. Internal improvements, he had +said in two different messages, should be authorised by an amendment. +At the same time, many of these papers lamented the fact that the hands +of the Union were thus bound, while a few suggested that the obligation +to "provide for the general welfare" would have been fulfilled better +by building roads and canals than by creating a bank and placing upon +the people the burdens of a protective tariff. Having engaged in the +war, they must abide by the compulsion which the war produced. + +The few conservative Republicans who clung to the old doctrines of the +party realised with dismay that the financial adjustments following +the war were bound to drag them still farther into the former field +of the enemy. The Jeffersonian commercial war, which had begun with +the embargo of eight years before, had practically cut off the United +States from the European sources of supply. In a crude way her people +began to set up manufactories to supply needed goods. The waterfalls +distributed so abundantly over the Northern States were harnessed for +this purpose. Unconsciously the United States was coming into a +commercial independence even more valuable than the political or +navigation right for which she had contended in two wars. The world's +peace of 1815 released the carrying trade; European goods poured into +America; and the infant manufactures were undersold and threatened +with ruin. As many as twenty vessels arrived in New York during one +day in 1815, hurrying British goods to the reopened American market. + +[Illustration: THE PRESIDENT'S TEMPORARY RESIDENCE, 1815. This "octagon" +house in Washington was occupied by President Madison while the White +House was being rebuilt after being burned by the British in the War +of 1812. It is now used as a club house.] + +Instantly the public thought turned to a protective tariff, not only +to save the manufactures, but as a retributive measure against England. +"It is now a little more than a year," wrote a correspondent to Niles's +_Register_, "since we closed a contest in arms with Great Britain in +glory. A new struggle has already commenced with the same nation in +the arts as connected with agriculture, commerce, and manufacture." +Another contributor urged the necessity of protecting and cherishing +the manufacture of everything--from a toothpick to a ship, from a +needle to a cannon, a thread of yarn to a bale of cloth--unless we +could exchange some commodity for them. "You spread too much canvas," +was the reason reported to have been given an American by an Englishman +for certain restrictive measures on American commerce. + +"Americanism" showed itself in the press as well as in congressional +debates. Writers contrasted the probable happiness of an imaginary +"Anglo-American province," located on the Atlantic coast-plain, +dependent upon the Old World for its straw hats, boot, shoes, cotton, +linen, and cloth, with an "Economic Republic," located as far inland +as the banks of the Ohio, and depending entirely on home industries. +A rumour that the rebuilt Executive Mansion was to be furnished with +articles from Europe brought an indignant denial from the +Administration. Only porcelain, mirror plate, carpets, and a few minor +articles, such as were not produced in the United States, had been +imported. It was announced that President Monroe had given orders to +use home manufactures as far as possible in furnishing all public +buildings in Washington. The American Society for the Advancement of +Domestic Manufactures was favoured by ex-Presidents Adams, Jefferson, +and Madison, as well as by President Monroe. The Philadelphia Society +for the Promotion of Domestic Industry issued addresses to the people. + +Under the influence of the embargo the census of 1810 had been made +to include a survey of American manufactures. It showed that nearly +two hundred million dollars' worth of goods were manufactured annually +in the United States. Undoubtedly this sum had been greatly increased +during the two years of war. Newspapers printed accounts of the large +output of woollen mills in New England, of the starting of glass and +iron factories, of new methods for weaving, of looms to be operated +by steam power, of the discovery of lead, copper, asbestos, and other +mines. The frontier city of Cincinnati reported the establishment of +manufactories of tools, implements, ground mustard, and castor oil. +It was said in 1816 that not less than nineteen million dollars' worth +of woollen goods alone were being produced in the United States, which +must suffer from European competition unless protected. A steam vessel, +so it was reported, built at New York, was about to attempt to cross +the Atlantic to Russia, where Fulton had been given a monopoly of steam +navigation for twenty-five years. + +So completely had the New England States alienated themselves from the +Administration by their conduct during the war that an appeal from +them for protecting manufactures in which they were most largely +interested would have had small influence, unless the general condition +of the country had demanded action, as shown above. The Southern States, +which dominated Government, could afford to be magnanimous. They had +permanent protection in their cotton, tobacco, and sugar exports as +the means of their commercial salvation. "Let us be charitable toward +the Hartford conventionists; let us make them feel that they have a +country," said a member of Congress, in discussing the impost bill of +1816, which partook somewhat of the nature of a tariff bill along +Hamiltonian lines, although framed by Jeffersonians. Few speakers +showed a tendency to discuss the proposition from a party standpoint. +"The duty of a paternal government" was referred to as freely as if +the Hamilton days had come again. + +As usual in a tariff debate, expediency and self-interest ruled. The +difficulty of reconciling the varied interests in a common measure +seemed at times insurmountable. The South wanted a high duty upon +sugars and a low duty upon coarse cloth. The New England delegates +insisted upon the contrary. + +"The order of the day seems to be to catch and keep and huckster +sectional interests without regarding the nation as a whole," wrote a +disgusted member to one of his constituents. "We can unite, as you have +seen, from Maine to Louisiana in favor of voting money into our own +pockets; but I despair of seeing a united vote in favor of our +constituents." + +This tariff measure of 1816, the first after the war, was a protective +action in form rather than by intention. The Republicans looked on it +as corrective of the many acts which during the war had almost doubled +the duties to secure revenue. It was a kind of transition from the +tariff policy of the Hamiltonians, nearly twenty years before, to that +of Clay, ten years later. That tariff issues were not yet developed +and sectional interests appreciated is evidenced by the fact that +Calhoun was an earnest advocate of this measure and that Webster voted +against it. A comparison of the votes in House and Senate indicated +slightly the sectional tendency which was to characterise the tariff +question when fully developed. + + VOTES OF APRIL 8 AND APRIL 19, 1816, ON REGULATING DUTIES + + House Senate + North of Mason and Dixon line /For.......63.......16 + \Against...14........2 + South of Mason and Dixon line /For.......25........9 + \Against...40........5 + +The measure was passed by the vote of the Eastern or manufacturing +States, aided by the South-western States, who were expecting some +kind of paternalistic benefit to their hemp or other products. In the +Senate, Kentucky, Tennessee, and Louisiana voted solidly for the tariff, +and in the House these three States furnished nine affirmative to four +negative votes. The five New England States, already strong advocates +for increasing protection, gave in the House seventeen votes in favour +to two against the experiment. Virginia and South Carolina furnished +twenty-seven of the negative votes in the House. Strange to say, South +Carolina, the opposition leader of a later day, gave a majority for +the bill in both branches of Congress. + +It is scarcely just to call this tariff of 1816 a protective measure, +since it was entitled "An act to regulate the duties on imports and +tonnage." It was a natural result of the attitude of the "war-hawks," +isolated from European influence and developing self-reliance and +self-dependence. It was looked upon as reducing the tariff to a peace +basis. The war duties on woollen and cotton goods, rating as high as +thirty per cent., were to be gradually scaled down to half that amount. +But the discrimination in favour of certain goods made easier the +demand for a greater discrimination a few years later, and divided the +party upon the old Hamiltonian policy of protection. + + + + +CHAPTER XVIII + +SECTIONAL DISCORD OVER TERRITORY + + + +Before the addition of Louisiana, the American settlements west of the +Alleghenies extended in a thin wedge to the Mississippi, having the +British Canadians on the north and the Spanish in the Floridas to the +southward. After Louisiana was added, these settlements constituted +the ligament which bound the older to the newer part. Both British and +Spanish had formerly been on the advance line; now they were on the +American flank. Invasion from each direction had to be guarded against +during the war. The strength of Britain and the fidelity of the +Canadians prevented the conquest and addition of Canada during +hostilities. But the disintegrating power of Spain in the New World +held out hope that eventually the Floridas might be acquired and the +American possessions be rounded out on the Gulf at least. It is safe +to say that from the moment of taking possession of Louisiana the +retention of the Floridas by any foreign power was felt to be an +incongruity. + +The Floridas, or the western portion at least, would have been annexed +to the United States as part of the Louisiana Purchase in 1804 if the +Jeffersonians had been expansionists at heart. Livingston, whose +antecedents were more Federalistic than the majority of Jefferson's +appointees, advised taking immediate possession of the Floridas upon +the assumption that they were part of Louisiana. In this opinion Monroe +concurred, although less ardently. Considering the uncertain boundaries +of "Louisiana," and that such action might offend Britain or Spain in +the critical situation of foreign affairs, Jefferson preferred to await +the process of time and the restless nature of his countrymen. + +"It is probable," said he, "that the inhabitants of Louisiana on the +left bank of the Mississippi and inland eastwardly to a considerable +extent will very soon be received under our jurisdiction, and that this +end of West Florida will thus be peaceably gotten possession of. For +Mobile and the eastern end, we must await favorable conjunctures." + +Never was prophecy more accurately fulfilled. Spanish power in the New +World disintegrated rapidly after Napoleon dispossessed King Ferdinand. +Americans settled with impunity between the Pearl and the Mississippi +south of the line of thirty-one, which had been agreed upon in 1795 +as the boundary between the United States and the Spanish Floridas. +Soon the invaders were in dispute with the Spanish commandant at Baton +Rouge over smuggling and the runaway slaves. Complaints reached Congress +that the commandant at Mobile was collecting toll and harassing American +vessels carrying goods to and from the Tombigbee and Alabama rivers +north of the boundary. The old controversy over the navigation of the +Mississippi had come again on Mobile Bay. In 1810, the American settlers +west of the Pearl set up an independent government at Buhler's Plains +with John Mills and Dr. Steele as officials. The Spanish commandant +and governor were soon after driven out, a petition sent to Congress, +and by proclamation of October 27, 1810, President Madison extended +the authority of the United States over the indefinite region known +as West Florida. The action was based on the Louisiana claim, which +had not been relinquished since the purchase, and on the danger to the +adjacent parts of the United States in the present crisis. + +A secret resolution of Congress at the same time authorised the President +to take possession of the remaining Floridas, if England showed a +disposition to seize the land as an aggressive act. Since Spain had come +under the control of France, this action was not an improbability. But +aside from temporarily occupying Pensacola, the British made no attempt to +take the Floridas during the War of 1812, although rumours of that kind +were frequent. Simultaneous with the end of the war came the restoration +of Spanish authority in the Old World and its threatened restoration in +the New. In this chaotic condition of Spanish affairs, President Monroe +ordered a band of freebooters to be driven out of Amelia Island, in East +Florida, at the mouth of the St. Mary's River, near the Georgia boundary. +The troops employed in this work remained on the island, notwithstanding +Spanish protest. General Jackson, being ordered to subdue the Seminole +Indians in Florida, who were harbouring fugitive slaves, invaded the +Spanish territory, cleaned it up in the true Jacksonian manner, hanged two +Englishmen, and "omitted nothing that characterises a haughty conqueror," +as Onis, the Spanish Minister at Washington, protested. The embarrassed +Administration, through its spokesman, John Quincy Adams, explained that +Jackson intended only to restore order where Spanish authority had failed. +At the same time Adams reopened negotiations by which Spain eventually +ceded the troublesome Floridas to the United States for a money +consideration. + +The additions of territory to the national domain, strong Union-making +elements as they are, have had a curious connection one with another. +The navigation of the Mississippi, left unsettled with Spain from the +Peace of 1783, led directly to the attempt to purchase the "island" +of New Orleans, and consequently to the Louisiana acquisition. The +uncertain boundary of Louisiana caused the annexation of West Florida, +and that success made a final settlement of East Florida easier. The +readiness with which the Americans could invade her territory, unchecked +by other powers, made Spain, in her helplessness, consent to this +treaty of 1819, by which the entire Gulf territory from the Atlantic +Ocean to the Mexican province of Texas became American soil. The ethics +of the entire transaction may be questionable. It smacks of invasion, +stretching of claims, a show of force, and soothing balm of gold. What +territorial conquest in the history of the world has been entirely +free from criticism? However, the increase of national prestige and +the stimulation of national pride which resulted are the factors to +be considered in the story of the United States. + +The Florida Purchase was a second instance of bringing national prestige +to the Union by the party originally afraid of giving it too much +power. The action brought in its train as many embarrassing questions +and as many demands for the fostering care of government as did the +Louisiana Purchase. Yet precedent made the questions easier to answer +in favour of centralisation and made the steps easier to take by the +scrupulous Jeffersonians. + +It is worthy of notice that the people of the Floridas were promised, +in the annexation treaty of 1819, incorporation into the Union "as +soon as may be consistent with the principles of the Federal +Constitution," no time being specified. The Louisianians had found, +as stated heretofore, that the phrase "as soon as possible" in the +treaty of 1803 was capable of a very loose interpretation at the hands +of their new sovereign. They had to wait nine years before the first +portion was admitted to statehood. Perhaps to avoid a deluge of +petitions and protests, such as came from the inhabitants of the +Louisiana Purchase when given a territorial standing, John Quincy Adams +may have invented the new phrase "as soon as consistent." Under this +provision, portions of the Florida Purchase were added to adjacent +States and the residue compelled to wait twenty-five years before +statehood was given to it. The rights of man and citizenship in the +State had again been temporarily lost sight of by the party of which +these were basic principles. + +Having been converted into territories, the additions to domain came +directly under the care of the National Government. Bound by national +honour as well as by a regard for the sacredness of statehood to bestow +upon this public land such protection and such improvements as might +encourage migration to it, and thus hasten the time of full rights for +its people, the Republicans might yet have pursued a parsimonious +policy, if increasing migration to the United States had not impelled +them to action to provide homes for the multitude. No such influx from +the Old World had been seen as followed the close of the Napoleonic +wars. It was small compared with the full tide of migration, which set +in about 1845. But it seemed marvellous at the time. Fifteen hundred +were counted in some weeks, mostly Irish and English, with a sprinkling +of French and German. No record was kept of the number of arrivals +until 1820, and statistics are simply approximate. + +Viewing the Old World as again under the curse of monarchy, and the +new-comers as refugees from oppression, the Republican party found +itself ready to arrange for the easiest possible disposal of the public +lands. "Let them come," said one writer. "Good and wholesome laws with +the avenues to wealth and independence opened to honest industry will +tame even Mr. Peel's 'Untamably ferocious' Irishmen! as well as suppress +English mobs crying for employment and bread, without the use of the +bayonet." Descriptions of the economic unrest in Europe following the +close of the Napoleonic wars were fully circulated in American +newspapers. The number of bankruptcies, the idle custom-house clerks, +the labouring poor applying at the different sessions for certificates +to migrate to America, the British vessels anticipating desertions by +sailing for the New World with double crews, the steps taken by the +British Government to prevent artisans from leaving, the ruse of coming +through Canada to escape question and detention--all this was delightful +reading for the American public. + +Many of the emigrants passed the Allegheny barrier, notwithstanding +the hardships of travel, to make homes in the new States and Territories +of the West and South-west. Birkbeck and his colony of Englishmen came +to southern Illinois. The Rappites planted the community of New Harmony +on the Wabash in Indiana. Congress granted land to a colony of refugees +in Alabama. Numerous towns were laid out on the upper Mississippi and +the Missouri in the Louisiana Purchase. Protecting garrisons were +established far up the Missouri River and at the Falls of St. Anthony, +near the headwaters of the Mississippi, "two thousand miles from the +sea." Buffalo and Erie, names not to be found upon the map before the +war, were now busy ports with a thriving lake commerce. Semi-weekly +posts were carried to Detroit, Green Bay, and far Michilimackinac. + +These evidences of the vast extent of the national domain excited both +pride and fear. Unless the distant parts could be more closely cemented, +the days of Western unrest and foreign intrigue might come again. The +demand for government aid to public improvements sprang up anew. Colonel +Johnson, attempting to take a small fleet of steamboats up the Missouri +to the Yellowstone in 1819 to open a new route for trade with China +by way of the Columbia River, was hindered by sand-bars and snags, or +"planters." Various improvements in rivers and the construction of +canals undertaken by different States were reported in Congress. +Government aid in the shape of subscriptions to stock was contemplated +in some cases. Gallatin's report of 1809, recommending the expenditure +of twenty million dollars on public works, was reprinted. The Cumberland +Road was given over three hundred thousand dollars in a single +appropriation. Two and a half million dollars were spent annually on +the navy. Various arguments were used to harmonise these expenditures +with the economic principles of the Republicans. Twenty +ships-of-the-line could be built, it was said, for much less than the +cost of drafting the militia and the losses in a single State during +one year of the recent war. Ten thousand seamen afloat would be of +more service than fifty thousand militia in preventing "a foreign enemy +ever again polluting the shores of the United States." The only danger +to this policy would be in putting such a power into the hands of the +Chief Executive; but this could be averted, it was declared, by the +ballot. National feeling ran high, as it usually does following a war, +over both national defence and home development. + +In the midst of this great impetus toward nationality came a sudden +revelation of the sectional discord which it was hoped had been laid +for ever. A vast extent of territory has its advantages in wealth and +population; but it also has its dangers in the differences of climate, +products, and labour thereby engendered. The United States could not +hope to be free from this menace, common to all governments with +extensive domains, until time had proved the necessity for union, and +use had made its burdens appear lighter. Sectional jealousies had been +quieted in the Convention of 1787 by establishing "balances" in +representation and taxation. It was unfortunate to recognise the +existence of sections and to perpetuate them in this manner; but +compromise was the only way possible at the time. + +[Illustration: View of the Capitol of the United States. THE CAPITOL +BURNED BY THE BRITISH ARMY. From Torrey's "American Slave Trader." +Justice looks from the sky in retribution upon a nation which permits +the slave trade to be carried on almost within the shadow of the +Capitol.] + +Those who believed that compromises were curatives rather than means +of temporary relief as we now see them, must have found hope for the +future in the number of compromises in the convention caused by slavery. +As the years sped by under the Constitution, and the menace failed to +renew its formidable shape, these hopes must have brightened into a +belief that the spectre was laid for ever. The expiration of the twenty +years demanded by South Carolina and Georgia in which to get their +supply of slave labour from Africa drew nigh, and brought forth a +prohibitory law to take effect the first day of the year 1808. The +newer Gulf States in vain demanded an extension of the open door to +place them upon an equal footing with the older States. Yet the law +was never enforced, and it was always possible to get a fresh supply +of slaves even to the time of the Civil War. The blame must be shared +equally by the planters of the Gulf States, who purchased the new +slaves, and by the ship-owners of the free States, whose vessels brought +them from Africa for the profit of the trade. Cupidity will be found, +in the last analysis, to be at the bottom of much of the law-breaking +spirit so unfortunately characteristic of the American people. + +The Friends kept up an unceasing petition to Congress to ameliorate +the condition of the slaves or to emancipate them. It was said by some +of the British advocates of emancipation, who began to let their voices +be heard in the States, that the destruction of the public buildings +at Washington during the War of 1812 was a judgment of God upon a +people who permitted a slave market almost within the shadow of the +Capitol. Slavery was always at base an economic question and was now +awaiting some national economic issue before it would manifest its +ugly self. The emancipation plans which had been adopted by the Northern +States were emphasising slavery as a sectional issue. It would make +even more difficult the task of balancing the two sections. So rapidly +had public sentiment accepted the inevitable in the matter of sections, +that by 1820 it was easy to repeat the fearful phrase, "preserving the +balance between the two sections." + +It had been possible to preserve this balance in the Senate, where +State representation is equal, by admitting a Northern and a Southern +State contemporaneously. Thus two Senators from each section were +created. In the House of Representatives, where strength depends upon +the distribution of population, no such balance could be maintained. +The attractiveness of the back lands as they were opened to settlement, +the ease with which farms could be secured from the public domain, the +rapid development of water-power, and the increasing immigration from +Europe, caused a rapid growth of population in the trans-Alleghenian +region. In 1800, only one settler had crossed the mountains to fourteen +remaining on the coast-plain. Ten years later one had crossed for every +six remaining behind, and in 1820 the proportion was one to four. There +had been some alarm manifest in the older States in earlier times, +because the power and prestige which they had enjoyed must eventually +be reduced if not lost through the rapidly growing West. But whatever +danger of this nature was realised became of secondary importance by +1820 to the larger question of the unequal distribution of the migrants +in the various parts of the West. Between 1810 and 1820, for instance, +Ohio had increased in population 151.9 per cent. and Tennessee only +61.5 per cent. For every 319 people who sought homes in Illinois during +that period, only 87 had settled in Mississippi. The two States had +been admitted almost simultaneously and had equal attractions. Why +should the one gain more population and have more political strength +than the other? Although statistics for the sparsely populated +territories were not so available, there was no doubt that the Northern +section everywhere was being settled more rapidly than the Southern. + +Under such conditions, the maintenance of the senatorial balance of +States between the sections would be impossible. Portions of a Northern +territory would be applying for admission before population had reached +the required number in any Southern part. An additional alarm was felt +because every Northern State admitted thus far, having been formed out +of the North-west Territory, had incorporated in its constitution the +provision of the Ordinance of 1787 that "neither slavery nor involuntary +servitude, otherwise than in the punishment of crimes," should ever +be permitted. That kept the door of the Northern States closed against +the Southern slavery system. Although such action might be held as +mandatory on every State created out of the North-west Territory, it +could not be so held in States made out of the Louisiana Purchase. +Indeed, the treaty of 1803 promised the inhabitants "the free enjoyment +of their liberty; property, and religion." So strongly was the Southern +element entrenched in national affairs, and so slightly had the ethical +views of the Pennsylvania Friends affected the country at large, that +the word "property" was tacitly allowed to cover slaves. Louisiana, +the first trans-Mississippi State, was admitted with a constitution +not prohibiting, and hence permitting slavery. The act changing the +Territory of Louisiana, which covered the remainder of the Louisiana +Purchase, into the Missouri Territory, passed at the same time, left +the Territory open to slavery in the same manner. Slaves could be +legally held on the west of the Mississippi as far north as Canada. + +This Territory of Missouri, extending from the southern boundary of +the State of Arkansas to the Canadian line, received its share of +Western migrants. It embraced the heart of the continent. It extended +indefinitely up the Missouri River and the Yellowstone, where its +traders and trappers came into competition with the outposts of the +Hudson Bay and the North-west fur-trading companies, under the +protection of a vast system of British troops and outposts. Still +farther to the north-west the Americans found the Russian Company, +under protection of its Government, taking furs presumably from the +Louisiana country to supply Euro-Asia. It is no wonder that American +traders began to demand similar protection from their Government. Other +industries arising from the rapidly increasing population also demanded +attention. + +When the United States took possession of the Louisiana country, the +upper portion contained probably not more than six thousand inhabitants, +about one thousand being slaves. In 1810, it had twenty thousand. A +decade later, as the Territory of Missouri, it had grown to four times +that number and was ready for division and statehood. A petition reached +Congress in 1819, setting forth its claims. It was understood that the +new State would centre about St. Louis, a thriving city of ten thousand +inhabitants, situated just below the mouth of the Missouri, and that +both the Northern and Southern extremes of the vast territory would +be cut off. To make a proper line of demarcation, the Kentucky-Tennessee +boundary of thirty-six degrees and thirty minutes was extended across +the Mississippi; and the "Arkansas country," which lay to the south +of it, was erected into a separate territory and given that name. A +northern boundary for the proposed state was projected westwardly from +near the mouth of the Des Moines River. + +An attempt was made by a few radicals to apply the anti-slavery clause +from the North-west Territory Ordinance of 1787 to the Territory of +Arkansas; but it would so manifestly destroy the balance between the +sections that the project was abandoned. In time Arkansas would become +a slave State. It was presumed by many Northern statesmen that the +boundary line between Arkansas and Missouri would thus be accepted as +a continuation of the line between the two sections, which had been +extended across the continent with the movement of the people. It was +begun when Pennsylvania and all States north adopted some form of +emancipation for their slaves, and neither Maryland nor any State south +thought best to do so. Hence the boundary line between the two States, +run by the geographers, Mason and Dixon, in early days, became the +first sectional line. The Ohio River was made a prolongation of the +unfortunate line through the ordinance creating the North-west +Territory, which forbade slavery north of the river, and the ordinance, +for the South-western Territory, which forbade interference with slavery +south of the river. The westward movement of population now made it +necessary to extend the line across the Louisiana Purchase. + +It had been impossible to decide the slavery question when the Territory +of Missouri was created, as was done for the land north of the Ohio, +because it extended over so many degrees of latitude, covering land +both favourable and hostile by climate to the system. It was thought +that about one-fifth of the population was composed of slaves in 1820; +but they were mostly in Arkansas Territory. From a geographical +standpoint, the southern boundary of the proposed State was within +half a degree of being a direct continuation of the Ohio River at its +mouth. It seemed to the Northern people a most reasonable line to +establish between the sections. But the Ohio pursues a south-west +instead of a due west course. By following it, the South had lost two +and a half degrees of territory. The Mason and Dixon line is about +thirty-nine degrees and thirty minutes north latitude, while the mouth +of the Ohio is at thirty-seven degrees. By extending the interstate +boundary line nearest the mouth--viz., that between Kentucky and +Tennessee at thirty-six degrees and thirty minutes--the slavery section +would lose a strip across the Louisiana Purchase as wide as the State +of Kentucky at its greatest width. Thus even the natural features of +the continent seemed to cry out against drawing sectional lines for +a united people. For this reason the Southern element demanded that +the continuation of the line between slavery and free soil should be +drawn along the northern boundary of the proposed State, which was +about one degree north of the old Mason and Dixon line. + +The balance of power between the sections in the Senate, which had +been maintained without difficulty thus far, was seriously threatened +by this Missouri question. At the beginning of the Constitutional Union +seven States were clearly destined by their climate and occupation for +free labour, leaving six for slave labour. The latter thus lacked two +senatorial votes of equalling the North from the beginning. The +admission of Vermont and Kentucky, a Northern and a Southern State, +maintained the ratio. It was continued farther by the admission of +Tennessee and Ohio, Louisiana and Indiana, Mississippi and Illinois. +This balance had been thus far an accident, depending upon the time +when a portion of land had sufficient population for statehood; but +it had become such a tacit understanding, that the admission of Alabama +in 1819, it was said, made the sections exactly equal in the number +of Senators. At almost the same time Missouri and Maine were ready. +The latter because of climate must undoubtedly be admitted as a free +State. The former must be given to slavery if the balance between the +two sections was to be maintained. But the extension of the line of +thirty-six thirty would make Missouri a free State. The location of +States heretofore admitted had been so indisputably upon the one side +or the other of the slavery-freedom line that uncertainty was +impossible. Missouri, as has been shown, lay right athwart the +extension. + +There had been comparatively little anti-slavery agitation thus far, +being confined to attacks upon the slave trade and an occasional +petition from the Friends; yet the sentiment that slavery was an +economic evil was firmly established in the overstocked border slave +States, and that it was both an economic and moral evil was believed +by a growing number in the Northern States. The "Lower South," or Gulf +States, were thus left as the guardians of a system which the increasing +cultivation of cotton in that region made unusually profitable and, +as they thought, indispensable. Missouri lay far to the north of them, +but the maintenance of political power in the Union was essential to +their future if they read aright the growing hostile sentiment of the +North. Immediate or gradual emancipation had been provided by every +old State in the North, and slavery had been prohibited by the +constitutions of the new Northern States. Feeling the approval of a +good conscience, it was probable that the North would eventually demand +a kindred movement in the South. There is no reformer likely to be so +intolerant as the one who has left off what he considers a bad habit. + +The slavery system had been so thoroughly rooted in colonial times and +so freely recognised and protected in the Constitution, that few as +yet contemplated interfering with it in any State where it already +existed. Home rule and individual rights were too sacred for that. +Majority rule had not yet made sufficient headway against individualism. +But the Union had a kind of prenatal control which it could exercise +over States created from Territories. Here was an opportunity to +exercise it. An early attempt was made in Congress on the part of those +hostile to the extension of slavery to make Missouri a free State by +prohibiting "the further introduction of slavery or involuntary +servitude." It was met by a counter amendment from the pro-slavery +people jointly admitting Maine and Missouri with no such restrictions. +This would evidently throw Missouri open to slavery. + +The ensuing debates in Congress, covering parts of two sessions, opened +all the sectional dissensions, showed how weak were the ties of unionism +thus far developed, cut sharp lines across political parties, and +shifted the old East and West sectional danger to North and South. The +phrase "Mason and Dixon line" was used to express the sectional +demarcation, transformed to that use, it is said, by John Randolph. +Recrimination and abuse were common. Northern speakers drew insulting +comparisons between the population, wealth, and prosperity of the free +and slave States. They attributed the difference to the blight of +slavery. Southern speakers explained that slavery was a thing of which +a non-resident could not judge properly; that what appeared to an +outsider as a lack of prosperity was the enjoyment of life by a people +not devoted to the sordid aspects of existence; that slavery was a +matter for home rule and did not concern the other half of the Union. +The Northern contingent replied that slavery was a menace to free +labour and that their devotion to all parts of the Union, as well as +their right of self-preservation, warranted their interference. Then +the Southern speakers taunted them with Shays's Rebellion, the whiskey +insurrection, and the Hartford Convention, as proofs of their devotion +to the Union. The people of New York were reproached with wishing to +deprive Southern people of their slave property, although they +themselves still held more than ten thousand slaves and held them under +protection of the State laws. One Southern speaker came very near the +truth when he predicted that the census for 1820 would show fully +twenty thousand slaves still held in bondage in the Northern States. +A long discussion arose over the number of troops each section had +furnished to the Revolutionary War and upon the number of distinguished +men bred in each section. The Bible was quoted freely to attack or +defend human bondage. Resolutions of State Legislatures added their +weight to either side. Some debaters in Congress deplored the "poisoning +of the national affection," seeing in it the revival of the sectional +envy and dislike dormant for the past thirty years. Other hot-blooded +speakers declared that this contest could be ended only by bloodshed. + +Looking beneath the unfortunate sectionalism, which was to retard the +growth of the Union for the coming half-century, one sees that the +people faced a new question: had the United States a right to place +an anti-slavery restriction on a sovereign State at the time of +creating it from a Territory? The answer would greatly affect the +relation of the States to the Union. Few States had been admitted +without some conditions, such as the non-taxation of public lands and +the perpetual freedom of navigable waters; but those were of national +importance and different from slavery, which was claimed to be of local +concern. In admitting Ohio, Indiana, and Illinois, formed from the +North-west Territory, Congress had provided that their constitutions +should not be repugnant to the Ordinance of 1787. That this did not +mean a rigid adherence to the anti-slavery provision was shown by the +admission of Illinois in 1818 with an apprentice system, which made +slavery possible in that State for twenty-two years to come. A motion +to reject the application of Illinois on this ground was overwhelmingly +defeated. The States of Kentucky, Tennessee, Mississippi, and Alabama, +had been created out of the indefinite territory south of the Ohio +River in which Congress had pledged itself to make no law emancipating +slaves. No slavery conditions were placed upon their admission, which +was considered equivalent to an agreement that they were to be slave +States. Louisiana was created out of the Louisiana Purchase and Arkansas +made into a Territory with the same tacit permission, as has been said. +Precedent consequently taught everything and nothing so far as Missouri +was concerned. + +The obligations of the Union toward a State were freely discussed; +whether "new states may be admitted by the Congress" meant "must" be +admitted. On a small scale the discussion rehearsed the Hayne-Webster +debate a decade later. Occasional pleas were heard for "the old +Republican doctrine which limited the general government to the +expressed powers and prevented it from encroaching on the young states +or on the free movement of personal property." Various phrases in the +Constitution were quoted both to prove and disprove the power of +Congress to prohibit slavery in a new State. "The citizens of each +state shall be entitled to all privileges and immunities of citizens +in the several states," it was claimed, would permit the migration of +slaveholders to Missouri with their property. "The migration or +importation of such persons as any of the states now existing shall +think proper to admit shall not be prohibited by the Congress prior +to 1808," was said to permit, conversely, such prohibition after that +date. The other side claimed that the clause was intended to refer +solely to slaves imported into the United States and not to interstate +migration. Under the clause that the Congress shall guarantee a +republican form of government to every State, the Declaration of +Independence was quoted to prove that freedom is the natural condition +of a republic and that slaves were held only pending their emancipation. +Such sentiments drew a sharp rebuke from the opposing side. Slaves +might even then be in the gallery, it was said, to overhear such +revolutionary doctrine. + +So persistent were members in hunting up and interpreting various +phrases of the Constitution, each to suit his own views, that one +disgusted Republican protested against "a species of special pleading +which hunts for powers in words and sentences taken here and there +from the instrument and patched together forming something like a +pretext for the exercise of power palpably interdicted by the plain +sense and intention of the instrument." The cry of "home rule" for the +State of Missouri on the slavery question was the forerunner of +"squatter sovereignty" two decades later. Calhoun's later plea that +any citizen had the right to migrate to any part of the co-operative +public lands and to carry with him all his property found a first +hearing in this debate on the admission of Missouri. + +The equilibrium maintained so carefully in the Senate had long since +disappeared in the House because of the varying distribution of +population. Of the 180 members who considered the Missouri question +in the more popular branch, 104 came from the free States and only 76 +from the slave States. The vote of 87 to 76 by which the House finally +forbade slavery in the new State was indicative to some extent of this +proportion, although party lines influenced a few votes. Virginia stood +solidly for slavery, and New York, with one exception, against it. Of +the nineteen votes from Pennsylvania, only one was cast for slavery +in Missouri. Massachusetts was almost as unanimous. North and South +Carolina, Georgia and Mississippi, the future champions of the system, +unanimously opposed placing such restriction on the new State. The +Senate, more nearly balanced, refused to agree with the restrictive +vote of the House. A counter-measure was proposed by the Southern +interests to admit Maine and Missouri jointly, allowing home rule to +each on the slavery question. The majority in the House opposed this +method of evidently opening the new State to slavery. A deadlock between +the two branches was imminent. + +Meanwhile a bill had appeared in the Senate to draw the dividing-line +between slavery and freedom across the Louisiana Purchase along +thirty-six degrees and thirty minutes north latitude, a continuation +of the Kentucky-Tennessee boundary. This would make Missouri a free +State. Considering the triangular shape of the purchase, with the bulk +of land lying to the north of the proposed line, the division was +manifestly unequal. Roughly estimated, the proportions would be about +one to seven. That would mean in time fourteen Northern and two Southern +Senators. It would mean seven times the chances of population for +representation in the House. At last, Henry Clay, Speaker of the House, +who had favoured slavery in Missouri, was able to effect a compromise +whereby thirty-six degrees and thirty minutes was accepted as the +dividing-line; but the State of Missouri, which lay to the north of +it, was made an exception and admitted without any restriction and, +consequently, open to slavery. In all the remainder of the vast tract +north of the line slavery was forbidden, as it had been in the Northwest +Territory. + +This extension of the slavery-freedom line ran up the Mississippi from +the mouth of the Ohio, passed about the State of Missouri, returned +to her southern boundary, and ran thence to the summit of the Rocky +Mountains. There were now twelve free and twelve slave States in the +Union. The South had gained her point in throwing Missouri open to +slavery and so maintaining the balance of power in the Senate. But she +had paid a heavy penalty for it. That she would remain content with +this unequal distribution; that the next generation would abide by the +compromise when new States were created; that the free migration of +the people with their property could be checked by a parallel of +latitude; that the question of territorial slavery had been settled +by a drawn battle, few could hope or expect. + +This dissension over the simple matter of admitting a State to the +Union was a temporary check to the national feeling engendered by the +War of 1812. The spectre of sectionalism was disclosed at the banquet +table. Jefferson compared it to an alarm-bell in the night, when writing +from Monticello to John Adams. "The Missouri question," replied the +retired statesman of Braintree, "I hope, will follow the other waves +under the ship and do no harm." Yet he appreciated the dangers of +sectionalism under unscrupulous leaders. "I am Cassandra enough to +dream," he added, "that another Hamilton, another Burr, might rend +this mighty fabric in twain ... and a few more choice spirits of the +same stamp might produce as many nations in North America as there are +in Europe." The third ex-President, Madison, deplored the "angry and +unfortunate discussion" about Missouri. "Should a state of parties +arise," he said, "founded on geographical boundaries and other physical +and permanent distinctions which happen to coincide with them, what +is to control those great repulsive masses from awful shocks against +each other?" Time alone was needed to bring a sad answer to the inquiry. + + + + +CHAPTER XIX + +ANNOUNCEMENT OF NATIONAL INDIVIDUALITY + + + +The rebirth of nationalism, which followed the War of 1812 in the New +World, was likely sooner or later to come into conflict with the rebirth +of monarchy, which followed the Napoleonic wars in the Old World. The +restoration of the European monarchs had been witnessed by the American +people with a mingling of indignation and despair. Daily the conviction +grew that free government must find a home in America if it survived. +American self-government and a free people were arrayed in popular +thought against European monarchy and nobility. Commenting on the +accumulated wealth of the British nobility, an American editor said: +"Thanks be to Heaven! we have probably not one man in the United States +whose settled income is equal to a half of the least of these. But in +lieu of such great estates, we have a pleasing contrast to offer in +the vast majority we possess of persons who earn or receive from $1,000 +to $1,500 a year, and who are the bone and sinew of our country and +the natural republicans of every clime." American newspapers lost no +opportunity of ridiculing European royalty. The cost of maintaining +the nobility was dwelt upon as a burden on the people. The attempt of +George IV. to divorce his Queen furnished a text for many republican +sermons. The coronation of the King in his "holy" and "sacred" vestments +was declared to be ridiculous. "We plain republicans," said one writer, +"cannot understand how there could be anything more like sacrilege in +stealing that mantle than in stealing a sheep." + +The Church was prominent in all phases of the restoration of legitimacy +in Europe--a connection incomprehensible in America, where Church and +State had been completely severed in the course of the political +revolution. Disestablishment by statute in Virginia had been followed +by similar action in all States where the Established Church held. +Local constitutions as formed by the States guaranteed not toleration, +but absolute religious freedom. The first amendment to the Constitution +of the United States made this freedom national. The Ordinance for the +North-west Territory extended it to States yet unborn. Washington, as +President, gave assurance of non-interference in the replies which +he framed to addresses from the leading sects. Indeed, it is difficult +to imagine how a State church could have been maintained in the rapid +shifting of the Chief Executive. President Washington was an +Episcopalian, President Adams a Congregationalist, and President +Jefferson a free-thinker, or Unitarian of later times. So thoroughly +had Church and State been divorced in America that some suspicion was +aroused over a manifesto signed at St. Petersburg, on "the day of the +birth of our Saviour," 1816, by the monarchs of Austria, Russia, and +Prussia. It announced that "in conformity with the words of the Holy +Scripture, which commands all men to regard one another as brethren," +the three agreed to lend each other assistance, aid, and support, and +to govern their subjects in "a spirit of fraternity for the protection +of religion, peace and justice." The exhortation of these monarchs to +their people to fortify themselves in the principles of the Saviour, +no less than the confession that they themselves ruled only by a +delegation of power from Christ, was regarded by the Protestant +Americans as religious cant. The power behind the throne was more +likely force of arms. The provision that other nations professing these +principles should be "received with as much readiness as affection in +this holy alliance" was regarded as a bid and possible conspiracy for +the extension of legitimacy not alone to Europe, but to the colonial +holdings as well. + +The United States, although sneering at the legitimacy of European +monarchs and disappointed in seeing their high hopes in the French +Revolution brought to such a defeat, had no vital interest in any +restoration save within the Spanish colonies in America, which had +revolted under Napoleonic interference. British Canada had made no +attempt at revolution and France had no possessions on the American +Continent. The United States had watched eagerly and sympathetically +the spread of revolutionary principles from colony to colony in the +Spanish-American possessions, and the resulting institution of +self-government. Orators vied with each other in picturing the spread +of freedom in the New World. Statesmen drew up constitutions for the +new republics. Clay was given a vote of thanks by the Mexican Congress +for his sentiments expressed for their welfare. Ministers had been +sent to them as rapidly as they showed ability to govern themselves +and to maintain a stable government. Should all this good work be +undone and the hands turned backward on the dial of liberty by +conspiring European monarchs? Should legitimacy cast its blight again +on the New World as it had already done on the Old? Should the Holy +Alliance be allowed to extend its monarchical compulsion to the +Spanish-American republics under the sacred garb of religion? + +Speculation was rife in both British and American newspapers concerning +the objects of this holy league, or Holy Alliance, as it began to be +called. To some it smacked of Inquisition days. To others it suggested +a crusade on all republican principles. In the House of Commons +Castlereagh explained that it contemplated no hostility to States +outside the Church and that it was couched in the mildest spirit of +Christian toleration. He confessed that it was drawn up in an unusual +manner, but that it nevertheless gave no grounds whatever for +entertaining the slightest jealousy. + +England had assisted in the restoration of monarchy. Would Protestant +England join the Holy Alliance? Would the Alliance turn its attention +to the Spanish-American republics after it had carried out its evident +determination to replace Ferdinand on the Spanish throne? These were +questions asked by the people of the United States. If Europe was to +become the champion of monarchy and legitimacy, why should not America +become the guardian of freedom and republicanism? Undoubtedly the +tendency of Russia to creep quietly down the Pacific coast from her +north-west possessions contributed to the conviction that the offices +of the Holy Alliance could be called into service in that quarter also +if necessary. It is just as true that the struggle for autonomy which +the Greeks were instituting attracted sympathy in America and added +to the conviction that a world struggle was imminent between monarchy +and republicanism. + +That destiny had marked the United States for an unparalleled career +had been a common saying since the days of Patrick Henry. But that +isolation from European entanglements was necessary to fulfil it was +equally appreciated. Washington had expressed this conviction in his +farewell address. Jefferson had been goaded into the wish that an ocean +of fire separated the two hemispheres. Madison in 1811, fearing that +Great Britain intended interfering in Florida affairs, questioned +whether the United States should not announce that it could not see, +"without serious inquietude," neighbouring territory pass from Spain +to any other foreign power. "The provinces belonging to this hemisphere +are our neighbors," said President Monroe in a special message to +Congress in 1822. "The foothold which the nations of Europe had in +either America is slipping from under them," wrote ex-President +Jefferson to Monroe, "so that we shall soon be rid of their +neighborhood." "The American continents are no longer subjects for any +new European colonial establishments," said Secretary of State John +Quincy Adams to the Russian Minister, in discussing the proper limits +of Russian America on the north-west coast. The United States +representative to England was authorised by Adams to announce the fact +that the American continents would be no longer subject to European +colonisation. Occupied by civilised, independent nations, they would +be accessible to Europeans and to each other on that footing alone. + +The United States "should therefore have a system of her own separate +and apart from that of Europe," replied Jefferson to President Monroe, +who had consulted him in the autumn of 1823 concerning the various +topics to be treated in his annual message to Congress. "While the +last is laboring to become the domicile of despotism, our endeavor +should surely be to make our hemisphere that of freedom." He agreed +upon the advisability of some public notice. "Its object is to introduce +and establish the American system of keeping out of our land all foreign +powers, of never permitting those of Europe to intermeddle with the +affairs of our nation." Since such a stand might bring war, he advised +Monroe to present the matter to Congress at the coming session in the +shape of a declaration of principles. + +These utterances of public men backed by the increasing feeling of +nationality among the people assumed final shape in the announcement +by Monroe in his seventh annual message to Congress, December, 1823, +of the famous "doctrine" which bears his name. It strongly hinted that +the United States would interpose against any European attempt to +interfere with the freedom of the South American republics or to extend +farther the monarchical system to the New World. At the same time, it +denied any intention on the part of the United States of interfering +with European affairs. It meant the future separation of the two +hemispheres so far as control was concerned. The only exceptions at +the time were England in Canada, Spain in the West Indies, and Russia +on the north-west coast. It meant self-preservation for the present +and proper precautions for the future. + +The announcement created little comment at home. The people generally +are not in touch with presidential messages unless some concrete case +is involved. The Holy Alliance had taken as yet no overt action toward +the New World. In Europe the announcement attracted more attention. +Before this time, it had been said in the British Commons that the +Congress of Vienna should have seen to the balance of power in the New +as well as the Old World. Another speaker had called attention to the +fact that two German princes could not exchange meadows without +attracting European attention in a congress, but that the United States +was allowed to take any stand or acquire any territory in a vast +continent. But British sentiment had now turned against the Holy +Alliance, and the British press pronounced the Monroe doctrine "noble +and firm, yet temperate and pacific." They contrasted its "manly +plainness" with the Machiavellism and hypocrisy of the European +manifestos. "Intervention in South American affairs," said one writer, +"may now be considered as at rest. The United States would resist by +war and no power is willing to affront both the United States and Great +Britain." The French press belittled the announcement as the personal +expression of "a temporary president of a republic only forty years +old." It also called attention to the fact that this republic, which +was so boldly proclaiming the severance of the Western world, was +bounded on the north by the possessions of the king of England and on +the south by those of the king of Spain--a pretty situation for the +self-appointed protector of the two Americas! + +The Monroe doctrine, or "policy" as it should be called, spoke the +sentiment of nationality engendered by the late war and augmented until +it had assumed the cry of "America for Americans!" The acquisition of +Louisiana and the Floridas, the absence of political parties, and the +appreciation of republican blessings were the prime causes. The +announcement marked the climax of unionism for the time. The sectional +fears aroused by the slavery issue in Missouri three years before had +been quieted by a compromise and were now forgotten in a national +alliance against foreign menace. The announcement inaugurated a period +of isolation for the United States, during which she could gain strength +to meet her European rivals on equal ground instead of becoming a tool +for them. Never again would she be caught in an entangling alliance +such as that with France in 1778. + +If American national feeling had diminished after the announcement, +the doctrine of American individuality and of American destiny would +have waned and disappeared. That the policy has been expanded until +it covers nearly every phase of foreign relationship in the New World, +that a simple announcement which grew out of a condition has been made +into an expression of American paramount interest, that it has become +a national fetich although unrecognised as a part of international +law,--all this is a fresh indication of the steady growth of national +sentiment and activity. + +Just in the full flush of the announcement, a more zealous race with +a more fiery temperament than the Americans might have gone too far. +The temptation was presented most attractively. The South Americans, +the antipodals of the North Americans, saw in the Monroe announcement +a protection from European interference. Several of the republics +planned a congress at the central city of Panama, "to settle a general +system of American policy in relation to Europe, leaving to each section +of the country a perfect liberty of independent self-government." They +hoped for a gathering of "the powers of America" to offset the powers +of Europe. An alliance against an Alliance was the thought. Among the +objects to be considered was "the manner in which all the colonization +of European powers on the American continent shall be resisted, and +their interference in the present contest between Spain and her former +colonies prevented." Since this was simply a re-statement of the Monroe +doctrine, it was presumed that the United States would take a leading +part; but because the abolition of slavery was another point to be +considered, the pro-slavery element in Congress overruled the wish of +President Adams to take part in the meeting. It was also feared that +a participation might involve the United States in the prevailing war +between Spain and the South American republics. + +The interesting but profitless field of speculation might be exhausted +in imagining the result if the United States had thus linked herself +to the Spanish Americas in an American alliance. The problem of securing +the trade of those republics, which has occupied the attention of many +statesmen since that day, might have yielded to this solution; but +that any permanent alliance could have been made between peoples of +antagonistic temperament and varying ideals of self-government is far +from likely. Many times since then the growing American spirit has +demanded that Uncle Sam should become the policeman of America; but +the narrow escape in this instance from incurring such an undesirable +task leads to the hope that it will never be assumed. + +Leadership in the "let us alone" policy was taken by the United States +as the result of her geographic isolation, as well as her centrality +of location. She was nearest to the new republics and had most to lose. +Eliminating Canada as a British possession and Brazil with an enervating +climate and Latin leadership, the United States was the only power +whose size and resources entitled her to speak with authority on the +question of European interference. The Monroe doctrine was primarily +intracontinental and for immediate self-preservation; secondarily it +was extracontinental and for ultimate self-preservation. England, the +only European New World power remaining of the six whose discoveries +originally entitled them to that distinction, was equally interested +in the preservation of Canada and the freedom of trade which the +independence of the Spanish-American republics made possible. She +rejected the Holy Alliance to support the Monroe doctrine. Without +British co-operation it is doubtful whether the stand could have been +maintained and the Holy Alliance held in check. This cooperation brought +about a speedy _rapprochement_ between the two recent enemies. It was +hastened by the diplomatic skill of Gallatin in arranging for a joint +occupation of the region west of the Rocky Mountains commonly known +as the Oregon country. By the treaties of 1818 and 1827, final decision +was delayed until increasing population should aid in deciding +ownership. + +Nationality had been breeding constantly in directions aside from +foreign policy, protective tariffs, and internal improvements. A +literary independence was manifesting itself, although in a crude form. +The sneers of Britain that the Americans were dependent upon Europe +for their literature, although indignantly denied, were largely true. +American publishers had been long accustomed to reprint English works, +upon which, in the absence of an international copyright law, they +paid no royalties. Byron, Wordsworth, Scott, Coleridge, Keats, Moore, +Hallam, Maria Edgeworth, and Miss Austen were made available to American +readers in this way. In any parlour a young woman would be found who +could sing _Bonnie Doon_ or recite from _The Lady of the Lake_. A +review of _Don Juan_ appeared in a magazine published in central +Kentucky within six weeks after it was first printed in England. +Democracy and nature were the subjects mostly adopted by these English +writers, and they appealed quite naturally to New World readers. As +Lowell, at a later time, said of the Americans of this period: + + "They stole Englishmen's books and thought Englishmen's thoughts; + With English salt on her tail, our wild Eagle was caught." + +[Illustration: WASHINGTON IRVING. From the etching by Jacques Reich.] + +So dependent were the States, that a publisher who dared to bring out +a native work did so at a financial peril. The first edition of +Trumbull's _Poems_ lost one thousand dollars. Morse's Geography, +text-books, and the classics were the only remunerative publications. +But soon after the War of 1812, evidences of a change were manifest. +The attention of American writers heretofore had been occupied largely +with the rights of man and other political theories borrowed from the +Old World. Democracy had now adjusted itself to the conditions of the +New World and had become practical. Wild-eyed theory had given way to +plain fact. Economic questions, begotten of the new domestic conditions, +were beginning to occupy public attention. Abstract political rights +became secondary to the price and production of cotton, the +encouragement of manufactures, the invention of machinery, means of +transportation, the employment of emigrants, and the economic value +of the slavery system. In 1819, Irving refused a remunerative offer +to contribute to the _London Quarterly_, because it had been unremitting +in its abuse of his countrymen. He preferred to patronise a home +publication. + +This declaration of literary independence was indicative of the times. +Between the close of the war and the end of Jackson's second +administration, probably one hundred and fifty periodicals, entirely +separate from the newspapers, were established in the United States. +About one-third of them was of a religious character, and as many more +devoted to some kind of philanthropic purpose, like temperance, African +colonisation, and missionary work. Their nature may be indicated by +such titles as _The New York Mirror_, _The Casket_, _The Evangelical +Guardian_, _The Portico_, _The Lady Book_, _The Boston Pearl_, _The +Cincinnati Mirror_, and _The Family Lyceum_. Many of these lived only +a year or two, yet they show a desire among the people for a native +literature, however crude and sentimental it might be. During this +period also came the evanescent "Annual," a species of vapid literature +borrowed from Germany through England. Upon the centre-table, near the +case of stuffed birds, you could find _The Token_ or _The Pearl_. +Perhaps the giver had preferred _The Casket_ or _The Western Souvenir_. +Symptoms of a more advanced regard were denoted by the choice of the +_Remember Me_. + +The largest number of these ephemeral periodicals appeared in New York, +and the next largest in Philadelphia. Boston ranked third. Philadelphia, +the home of Franklin, of Hopkinson, and of Rittenhouse, had been the +literary head of America before the War of 1812. So long as the Ohio +River remained the natural highway to the West, her literary products +found a market which no competitor could take away. But with the +development of other ways, and especially with the opening of the Erie +Canal, New York and Boston gradually won these laurels from her. + +Indeed, the West began to supply its own wants. Of these transitory +publications, no less than seventeen were established west of the +Alleghenies. As early as 1803, a literary magazine had been founded +at Lexington, Kentucky, the seat of the Transylvania University and +the centre of culture for the Ohio valley. Even villages aspired to +be "the Athens of the West." Mt. Pleasant and Oxford in the State of +Ohio vied with Rogersville, Tennessee, and Vandalia, Illinois, in +establishing literary magazines and fostering literary pursuits. + +All this marks simply a stage in the development of American literature, +as it shows a step in the growth of American nationality. Permanent +literature awaited better printing facilities, larger patronage of +letters, improved postal accommodations, the growth of cities, and +more leisure and more refinement. Prophecies of a true national +awakening are to be sought not alone in the Monroe doctrine, the tariff +and bank issues, and the spread of internal improvements,--political +events which commonly eclipse the intellectual aspects of nationality; +but also in the Unitarian revolt of 1815, led by Channing, which loosed +New England from the stiffening bonds of Calvinism, the Quaker schism +in the Middle States, and the birth of the Campbellites in the West. +The goodness of man was beginning to attract more attention than the +total depravity of man. The _North American Review_ was founded in +1815. Four years later, Irving published the _Sketch-Book_. Bryant's +first volume of poems, treating generally of local themes, appeared +in 1820. During the ensuing ten years Cooper gave out eleven novels, +the scenes of which were laid almost exclusively in America. Only the +world-reform movement of 1830 was needed to develop fully an American +literature. + +Although not so immediately connected with the people, this story must +not lose sight of another function of the government of the States +which was steadily making for their unification. The Federal Judiciary, +the one branch of the national frame which the Republicans in their +twenty years of national control had not been able to curb or get +possession of, was following the bias which John Marshall's first +decisions gave to it. Abuses in the Legislative and Executive branches +could be corrected by an appeal to the ballot. Substantial proof of +the efficacy of this corrective was to be found in the Alien and +Sedition laws, according to the Republicans. They claimed to have +appealed to the people in the Virginia and Kentucky Resolutions, and +the people had cast the offending party from power. But the Judiciary +was entrenched in life tenure and not susceptible to this remedy. It +was a constant regret to Jefferson to the end of his life that the +corrective measures taken by him and his party against the national +courts had not included an amendment changing the life tenure of the +judges to a definite period of years. The idea of a permanent Judiciary +had been one of the results of the political struggle with Great Britain +preceding the Revolution. Jefferson also regretted that no one in the +Convention of 1787 had thought of changing the vote necessary for +removing a judge by impeachment from two-thirds to a majority. + +Year after year, during the Republican administrations, the national +Judiciary had been quietly shoring up by its decisions the fabric of +the Union, as fate compelled the Jeffersonians to erect it. The +"formative decisions" of John Marshall, during his thirty-four years +on the Supreme bench, maintained constantly the rights of the Federal +courts and added to the prerogatives of the Central Government against +the States. Scarcely a decision favoured the reserved rights theory. +By the opinion in Marbury _vs_. Madison, already quoted, the Executive +branch, presumably entirely divorced from the Judiciary, was found to +be under a certain control. The case of Cohens _vs_. Virginia sustained +the power of the Federal court over an appeal from a State court. It +often happened that in a decision, as in the case of Insurance Company +_vs_. Canter, Marshall took occasion to bring out deductions remotely +germane to the pending case, but tending to broaden the scope of the +Federal power. In this instance, he declared that the constitutional +power to make a treaty carried the implied power to acquire territory. +This really gave authority to unauthorised acts of the Republicans in +purchasing Louisiana; but their remedy was an amendment and not a +decision which made the legislative and executive powers still more +dependent upon the judiciary. + +Jefferson complained of these "obiter dissertations," which suggested +consolidating actions to other parts of the Federal Government. In the +trial of Aaron Burr for treason, Justice Marshall held that, according +to the Constitution, some overt act was necessary to constitute treason. +This practical release of his former political opponent was to Jefferson +as sore a grievance as Marshall's action in sending to him for certain +papers connected with the case. He declared the latter act a +presumptuous infringement upon the dignity of the Chief Executive. + +The case of McCulloch _vs_. Maryland, in 1819, denying the right of +a State to tax a branch of the United States bank, afforded the court +an opportunity of dwelling upon the implied powers in the Constitution +and of giving judicial sanction to the various legislative acts already +done under them. To charter a bank was not among the powers given to +the National Government, but was "implied," as Marshall held. The +decision gave great offence to the particularists and called general +attention to this silent Union-making factor. Various Southern writers +took up pens against this new menace to individual rights. Some State +Legislatures adopted protests. Madison alluded sarcastically to the +"projectile capacity" of the court, whereby it extended the power of +Congress from the exclusive jurisdiction reserve of ten miles square +constituting the District, even to the uttermost parts of the country. +The "twistifications" of Marshall, said Jefferson, showed how +dexterously he could reconcile law to his personal biasses. Indeed, +Jefferson confessed that he did not look for unbiassed opinions between +the National Government, of which the court was so eminent a part, and +individual States, from which they had nothing to fear. "They are then +in fact the corps of sappers and miners," said he, "steadily working +to undermine the independent rights of the States, and to consolidate +all powers in the hands of that Government in which they have so +important a freehold estate." He could see no hope for the future. +Even more would he have despaired if he could have known that this +silent factor in making the Union was to continue until the eighty +years of John Marshall's life were ended, before a strict +constructionist could be appointed to the head of the court and bring +its decisions back to the confines of individualism. + +[Illustration: JOHN MARSHALL Chief Justice of the United States, 1801- +1836.] + + + + +CHAPTER XX + +FULL FRUITS OF AMERICANISM + + + +It is simply a deduction from facts given in the preceding pages to +say that by 1825 the trans-Alleghenian region had come into its own. +It was sufficient to itself in population, resources, and leadership. +The premiership of the Atlantic plain had passed. Foreign relations +were secondary to domestic concerns. The Monroe doctrine was called +out by foreign menace. It was voiced by Eastern statesmen; but it was +based upon the support of the inland people, who had nerved the +Administration to the War of 1812. + +The fidelity of the Western people was no longer questioned. The Union +cherished their interests and they supported the Union. Their dealings +were almost exclusively with the Federal Government and not with the +States. The public land, from which their homes had been secured and +their States largely formed, was administered by the central power and +entirely for their accommodation. The land policy of the Government +was unselfish to a marked degree. + +The original two million acres of public lands sold to the Ohio Company +was reduced to less than a million. Soon after, another million was +sold to John Cleves Symmes, of New Jersey, on a speculation, of which +about one-fourth was eventually taken. The State of Pennsylvania +purchased the "Erie triangle," in order to get a north-west frontage +on Lake Erie. These three sales were accomplished under the +Confederation. The price averaged about seventy-five cents an acre. + +The care of the public lands had been given to the Treasury Department. +Hamilton, in 1790, presented to Congress an elaborate plan for their +disposal. Under this plan, individuals were to be dealt with as well +as companies. Lots of one square mile, containing 640 acres, were to +be placed upon sale at two dollars per acre. Public offerings were to +be made at Cincinnati, Pittsburg, and Philadelphia. But the hostility +of the Indians reduced the number of purchasers. Prior to 1800, only +a million acres had been disposed of in this manner. A law of that +year provided a system of registers and receivers, to be stationed at +land offices scattered through the North-west Territory. A credit +system was also established, whereby so small a portion as a +half-section could be purchased on instalment payments, with interest +at six per cent. This law made the lands very attractive, as credit +propositions always are. Prospective landholders rushed across the +mountains and stood in line before the register's doors. The saying, +"Doing a land-office business," brings the scene to the imagination. +As the embargo and the War of 1812 cut off men from employment on the +sea and along the coast, their attention was directed to the +possibilities of the public lands. Between 1800 and 1820, nearly twenty +million acres were sold, bringing in cash receipts of over forty-five +million dollars. After 1806, the old certificates and other forms of +government paper were no longer received in payment for lands. The +credit system had been adopted to allow poor men to purchase farms and +pay for them from the products of the land. But it tempted many to +purchase more land than they could pay for. In order to relieve these +creditors, Congress passed no less than fourteen acts. One of these +reduced the price for future purchasers to $1.25 an acre and made it +possible to purchase so small a quantity as eighty acres. This clemency +brought further demands and paved the way for the later pre-emption +acts. + +The Ordinance of 1787 had declared that schools and the means of +education should be for ever encouraged, while the Land Ordinance of +1785 provided funds by setting aside a section of land in every township +of the public domain. Endowments had also been made for religious +purposes from the Ohio Company lands and from the Symmes purchase; but +the practice was discontinued thereafter, probably owing to the +difficulty of administering the land without recognising some sect. +After much discussion, Congress decided not to retain the management +of the school lands, but to hand them over to the inhabitants of the +township, the State acting as trustee. This provision was incorporated +in the formative act of every State and Territory until the organisation +of the Oregon Territory. It was a tribute to home rule. Ohio, Indiana, +Illinois, Missouri, Alabama, Mississippi, and Louisiana were the States +benefited in this way before 1825. The States which contained no public +lands were obviously deprived of this resource. The income from the +school lands has been small in each State compared with the sum raised +by local taxation for educational purposes; but the gratitude inuring +to the Central Government for its charity toward what has become almost +a fetich, free education, must be noticed in describing the unification +of the American people. + +Mention has been made of the share of land sale receipts under which +the Cumberland Road was begun. The original purpose was to cross the +watershed from the Potomac to the Ohio. In 1820, the great work was +completed to Wheeling, on the Ohio. Three waggons could be drawn abreast +over the greater part of its length. Solid stone bridges arched the +watercourses. The well-paved surface greatly reduced the length of +time required for carrying the mails across the mountains. Rapid stage +lines and freight waggons of large capacity passed to and fro. Droves +of cattle and hogs were frequently met, passing over it to an Eastern +market. More than $1,800,000 had already been spent by the National +Government on its construction, being "advanced" in anticipation of +the land sales. + +Here the hand of compulsion showed itself. The States of Indiana, +Illinois, and Missouri, with whom bargains had been made for spending +part of the proceeds of the land sales in building roads to their +borders, complained that a road to the Ohio did not fulfill the +contract. Hence the road was extended through the capitals of these +States, committing the Federal Government for many years to come to +one form at least of internal improvement. The farce of "advancing" +the money was continued a while longer. + +Of the four great highways over the Allegheny watershed, contemplated +by Gallatin in his report in 1808, the Cumberland Road was the only +one realised. No excuse similar to the one under which it was begun +ever presented itself, and the party vision was not sufficiently +national to undertake public improvements unless in disguise. The +strict-construction theory that these works should be built by the +individual States threw upon the newer States a burden which they could +ill afford to bear. The West was almost ready to revolt against the +hidebound policy of the Administrations. + +Individualism was characteristic of the Southern States as a whole, +but this improvement question broke the ranks of individualism by +allying the newer Southern States with the newer Northern States for +the benefits of national paternalism. To illustrate: a proposition in +1824 to employ the army engineers in making surveys for roads and +canals passed the House without a negative vote from Ohio, Indiana, +Illinois, Kentucky, Tennessee, Missouri, Louisiana, or Alabama. Of the +older States, Maryland and Pennsylvania, interested in opening up the +western parts of their respective domains in this manner, joined +themselves to the Western States and made possible the passage of the +bill. Different speakers deplored this tendency to arouse sectional +animosities; to array the older States, which had made such improvements +from their own resources, against the new States, which would presumably +be the sole gainers by government aid. + +Clay was the leader of the Western section. He saw in the situation +possibilities of building up a great following for this American idea. +He declared that the power of Congress to control commerce meant inland +as well as ocean commerce; that the construction of harbours upon the +Great Lakes was as much a duty as the building of harbours along the +seacoast; that dredging a Western river was as constitutional as +clearing an ocean channel. He once said that to make a distinction +between these two kinds of commerce would require an analysis of the +water for each appropriation; if salt, the measure was constitutional; +if fresh water, unconstitutional. + +"Two years ago," said he, in pleading for a system of canals for the +western people, "a sea wall, in other words, a marine canal, was +authorized by an act of Congress in New Hampshire, and I doubt not that +many voted for it who have now constitutional scruples on this bill. +Yes, everything may be done for foreign commerce; anything, everything, +on the margin of the ocean. But nothing for domestic trade; nothing for +the great interior of the country." + +With his growing Western following, Clay was becoming a thorn in the +side of strict construction. He refused to be bound by theories which +had held at the beginning of the national history. "A new world," said +he, "has come into being since the Constitution was adopted. Are the +narrow, limited necessities of the old thirteen States, indeed, of +parts only of the old thirteen States as they existed at foundation +of the Constitution, for ever to remain a rule of its interpretation?" +He had little patience with the Republican theory of adding amendments +to the Constitution to bestow the implied powers. "Man and his +language," said he, "are both defective. We cannot foresee and provide +specifically for all contingencies. If you amend the constitution a +thousand times, the same imperfection of our nature and our language +will attend our new words." + +Jefferson complained that Clay had banded the Western and Northern +States together under his banner of national benefits. "The Western +States," said he, "have especially been bribed by local considerations +to abandon their ancient brethren and enlist under banners alien to +them in principle and interest." So rapidly did the demand for +paternalistic measures take possession of the people, that Monroe felt +called upon to re-state the early principles of the party, as Madison +had done a few years before. The former dependencies of the National +Government bade fair to overthrow parental policies. The Cumberland +Road was a bright and shining mark. Appropriations for it could not +be stopped without a confession of inconsistency if not a revolt of +the people. But in 1822 a bill passed both Houses of Congress to collect +tolls on the road for its repair. Monroe vetoed the bill and presented +a long exposition of the Republican policy toward public improvements. +It was the most exhaustive document written on this persistent +Union-making factor. Monroe found a beginning of the reserved power +of the States in the Colonial governments which reserved all powers +not expressly given to the king. The colonies kept those rights when +transforming themselves into States. When creating the Articles of +Confederation, the States gave to them certain of these rights, +carefully specified, and reserved all the rest. The same plan was +followed in framing the Constitution. + +"Had the people of the several States," said Monroe, "thought proper to +incorporate themselves into one community, under one government, they +might have done it. They wisely stopped, however, at a certain point, +extending the incorporation to that point, making the national +government thus far a consolidated government, and preserving the state +governments without that limit perfectly sovereign and independent of +the national government." + +From an unprejudiced standpoint, this presentation of the historic +facts in the case is difficult to answer. "There were two separate and +independent governments," continued the President, "established over +our union, one for local purposes over each state by the people of the +state, the other for national purposes over all the states by the +people of the United States." + +He next proceeded to examine the six powers given to the National +Government, which had been so distorted and incorrectly interpreted +in justifying national expenditures for public improvements that, in +his opinion, they threatened the very existence of the States. These +six enumerated powers and their distortions may be summed up: 1. To +establish post-roads; consequently to construct highways for commerce. +2. To declare war; consequently to provide means for moving troops and +supplies. 3. To regulate commerce; consequently to improve rivers and +build harbours for inland commerce. 4. To pay the debts and provide +for the common defence and general welfare; consequently, to make +appropriations for anything which would benefit the people and +contribute to their defence or welfare. 5. To make all laws necessary +and proper for carrying into effective execution the foregoing powers; +consequently to extend the expressed powers to an unlimited degree by +adding corollaries to them. 6. To dispose of and make all needful rules +and regulations concerning the territory of the United States; +consequently, to appropriate money for public improvements in them. + +At the same time that he was attempting to prove that no general system +of improvements was justified by any of these expressed powers, Monroe +was demonstrating the absurdity of the policy of hesitation. The justice +of a toll system no one questioned. Those who use an improvement should +pay for its repair. A toll was sanctioned by generations of practice +and was in use on many State and corporate turnpikes and bridges. +Monroe had travelled the National Road and had seen numerous evidences +of the manner in which the highway was abused by the users and could +fully appreciate the necessity for its protection and repair. Yet his +conscientious scruples could not allow the agency which built the road +to care for it properly by collecting money simply because it must be +done inside the sacred precincts of some State. Neither would he admit +that the States individually could give permission to collect a toll, +although they could and did allow money from the national treasury to +be spent within their limits in constructing the highway originally. +Into what a constitutional maze had strict construction, driven by the +needs of the people, brought the Administration of the United States! + +[Illustration: WESTERN END OF THE GREAT ERIE CANAL. Drawn with the +Camera Lucida for Hall's "Etchings of the West." Niagara River appears +in the distance and a lock in the canal nearer at hand. The lack of +natural attractiveness in this scene is an illustration of the interest +in internal improvements.] + +A sufficient number of partisans were won by Monroe's exposition to +change their votes and so prevent the passage of the measure over his +veto. But the "toll-gate question" remained for several years to perplex +statesmen and cause long debates, while Congress made appropriations +directly for the repair of the Cumberland Road. Monroe had made public +improvements the fruit of Tantalus to the hungry people by suggesting +in his veto message that he would have no objection to such enterprises +being undertaken by the National Government provided an amendment were +added to the Constitution permitting such action. It was not a new +suggestion. Jefferson, in various presidential messages, had suggested +this way of meeting the demand for these paternalistic benefits. Madison +twice at least followed his example. In the sessions of 1813 and the +following year, two amendments were considered, one giving Congress +power to make roads, and the other to make canals in any State, with +the consent of the State; but no action followed. President Monroe, +in his first message, called attention to the desirability of such an +amendment and a week later a bill to that effect was introduced. It +was unique in providing that appropriations were to be distributed +among the States according to population, a prophecy of the Confederate +States constitution decades later. No less than six attempts to secure +such an amendment followed Monroe's "exposition" and suggestion. Not +one succeeded in passing either House. + +The failure to secure this constitutional remedy for the public +improvement fever was a cause of anxiety to Jefferson in the closing +days of his life. In 1824, an amendment of this kind was pending, +together with others limiting the term of the Presidency and abolishing +the electoral system. "If I can see these three great amendments +prevail," said the aged statesman, "I shall consider it as a renewed +extension of the time of the lease, shall live in more confidence, and +die in more hope." He complained of the "irresistible torrent of general +opinion"; thought national appropriations for constructing roads and +canals such a breach of the national compact as would warrant withdrawal +from it; and wrote out for the Virginia Legislature a protest, as he +had done for Kentucky during the Alien and Sedition laws a quarter of +a century before. He also drew a general law to be passed by all State +Legislatures rendering legitimate all national money previously spent +within the State. Its adoption would have been a singular confession +of unconstitutional action. Several State Legislatures in the South +resolved to protest. Their representatives in Congress were resisting +national appropriations, while the Northern and Western States were +getting the advantage of them. Thus did political theory supplement +the work of nature in directing the larger portion of these +appropriations to the northern part of the country. Years after, this +unequal distribution was to constitute a Southern grievance. + +This internal improvement contention, arraying the Eastern and Western +States against each other, partly nullified the permanent sectionalism +between the North and the South, and so made for unionism. Louisiana +and Ohio, uniting for improvement appropriations, forgot their +differences of opinion upon constitutional powers, upon home rule or +nationalism, upon freedom or slavery. South Carolina and Massachusetts, +joining hands to prevent these drains upon the treasury for public +works far removed from their borders, forgot for the nonce their +differences upon the question of a tariff. But all such affiliations +and truces were only temporary. Sooner or later the combat was bound +to be renewed between North and South, between peoples alienated by +inheritance, temperament, and products. + +Contemporaneous with the debate on national surveys for improvements, +a spirited debate arose on the tariff. It soon showed an unfortunate +tendency to North and South sectional lines, especially when compared +with the post-war-tariff debate of eight years before. Protection in +those intervening years had begun to assume a sectional aspect, although +as yet only in a formative state. The Southern people had begun to +realise that their slave labour was not applicable to factories, and +that they must depend for their goods upon Europe and upon the Northern +States. Under the theory that the consumer pays the duty, the burden +was thought to fall equally upon all parts of the country, unless the +duty should grow into a discrimination upon one kind of goods or those +consumed exclusively in one section. Massachusetts was singular among +Northern States, being opposed to this tariff measure of 1824 because +of the high duty on canvas and other ship-building materials. Some +Southern speakers thought that the duties on cheap dry goods used by +their slaves rather discriminated against them. They pointed to the +fact that New England manufacturers scarcely needed protective +legislation, when the stock in their cotton mills was selling at +sixty-five per cent. above par and was paying heavy dividends. This +conviction grew steadily among certain Southern States for four years, +until a change in the tariff schedule brought one of them to open +revolt. + +A comparison of the votes on the tariff measures of 1816 and 1824 +exhibits this sectional tendency. In 1816, a protective tariff in the +House gained sixty-three Northern votes to fourteen against it. Eight +years later there were eighty-eight votes for a higher tariff and +nineteen opposed to it. If it had not been for the duty on canvas, +Massachusetts would have viewed the measure favourably and would have +made the vote one hundred to seven. The North was evidently beginning +to appreciate the value of protection. The Southern members in the +House, in 1816, stood less than two to one as opposed to protection. +In 1824, they stood nearly four to one against the policy. The South +was beginning to see that a tariff benefits the manufacturer of goods +more than the producer of raw materials. The Senate shows this sectional +bias even more clearly. The reversal of the vote of the Southern +senators is particularly noticeable. + + SENATE VOTES ON THE TARIFF MEASURES + + 1816 1824 + Northern Senators /For........16......19 + \Against.....2.......6 + + Southern Senators /For.........9.......4 + \Against.....5......17 + +The advocates of the measure in the second debate made use of the +national spirit as they had in the first. Clay's "American system," +as the protective policy began to be called, was declared a remedy for +the commercial depression under which the country suddenly found itself +suffering. Petitions, asking such relief, poured into Congress. The +economic conditions of Europe had become adjusted to peace, a condition +which had not existed since the Constitution had been first put into +execution. The United States began to realise the force of competition. +The distress which prevailed in European countries a few years before +was suddenly transferred to the United States. A barrier to keep out +European goods and secure American interdependence seemed necessary. + +Clay came down from the Speaker's chair to the floor of the House to +plead his policy of home production and home consumption, a principle +for which he had fought a duel in his early Kentucky days, when he had +been pronounced a demagogue for advocating dressing in homespun. He +was now accused by the opposition of aiming at a total prohibition of +foreign goods regardless of the resulting distress to the consumer. +"Protection in 1816 has grown to prohibition in 1824," exclaimed a +speaker. "This is the consummation of the 'American policy,'" said +Robert Y. Hayne, of South Carolina, whose brilliant oratory was making +him the rival of Calhoun as the Southern spokesman. "A policy foreign +in all its features, confessedly borrowed from Great Britain, and +Chinese in its character, the policy of kings and tyrants, of +restriction and monopoly." If Britain has at any time since complained +of American protective policy, she must remember that it was inherited +by British colonies, and was fostered by a desire to retaliate on her +with her own methods before she became a freetrader. + +The debates on tariff and public improvements of 1824 indicated a +speedy termination of the era of good feeling and a return to some +kind of political parties. This was to be accomplished not by a revival +of the old Federalists and Republicans, but by a division in the ranks +of the leaders. The Republicans, as has been pointed out in preceding +pages, were so transformed as to be scarcely recognisable. Only an +occasional veto and a conservative minority stood between old party +principles and the desires of an expanding people and the demands of +growing industries. The old Republicans were bewildered by the onward +march of events under the hand of compulsion. Familiar landmarks had +disappeared. + +"We have our bank," complained one writer, "our standing army, our +permanent navy, with all the officers, sub-officers, and their +connections, ramified throughout the whole nation, all of which appears +to me to be of a piece and in direct hostility with the liberties of the +people. The people seem contented with the government's pursuing a +policy which in 1800 caused a complete revolution." + +The announcement of the Monroe doctrine and the culmination of +"Americanism" were contemporary with the cessation of party spirit. +The "era of good feeling," the millennium described by Washington in +his farewell address, was at last realised. Monroe's second election +had come within one electoral vote of being unanimous. + +Such unanimity could not continue. Those who believe that parties are +absolutely necessary; that men must have some means of alignment; that +individual following will immediately take the place of dormant national +issues, will find an excellent argument in this "era of good feeling," +as well as in the ward "boss" of municipal politics. Strict construction +was practically dead, destroyed by its impracticability. But +individualism was still alive. In due time, when the commercial power +of the Gulf States, or "lower South," should become dominant, it would +reappear in the guise of "State rights," a doctrine dimly foreshadowed +by the Virginia and Kentucky Resolutions, but not brought to a fruition +by those border States. + +On the other hand, it was equally true that Clay and the advocates of +his system could never return to the close confines of a limited or +individualistic government. A protective tariff and internal +improvements supplemented each other. Clay's companion in measures, +John Quincy Adams, was an apostate from Federalism, and never at ease +in the strict-construction ranks. Inheritance and early training +cannot be so readily overcome. These two statesmen, representing the +old and the new, the North-east and the South-west, the college-bred +lawyer and the country-bred orator, formed as strange a partnership +under the banner of nationalism as has ever been witnessed. + +In using the people to further his American system, Clay was following +the tactics of his former chief, Jefferson, in the early days. But the +Republicans maintained their way as stubbornly and ignored the people +as persistently as the Federalists had done. If Clay had been Monroe's +successor in 1824, a return toward centralisation must have inevitably +followed. Supported by the people, he would have brought unification +a long step forward. Unfortunately, when it came to political strength, +Clay's people were confined to the Western section, where his efforts +in their behalf had made him an idol. He was a legislative hero, so +to speak. But there was a war hero, whose popularity was not measured +so much by a section. + +The battle of New Orleans had been the redeeming feature of the War +of 1812, as has been stated. Jackson's popularity had been increased +by his highhanded actions in the Floridas. Popular thought turned to +him as a relief from the professional officeholders, such as Crawford, +Clay, Adams, and Calhoun. Newspapers called attention to the fact that +Jackson had once refused the governorship of East Florida. What offices +had these other candidates for the Presidency ever refused? Jackson's +friends rejoiced when Tennessee made him a Senator in 1824, since his +residence in Washington would enable him to compete with his rivals, +the professional office-holders. + +The candidacy of Jackson for the Presidency in 1824 may truly be +regarded as evidence of a coming revolt of the people of the West. It +would have been strange if all this spirit of Americanism had not +brought about a demand for more share in the Government. It was a part +of that general movement for an extension of the suffrage which +characterised the middle period, culminating in the Dorr Rebellion. +In both the Carolinas and Maryland, a freehold of fifty acres of land +or town lots was still required for complete suffrage. Rhode Island +still admitted only a freeholder or his eldest son to citizenship. New +York had only three years before abandoned property qualification for +white men to vote and still demanded from negroes an estate of $250 +for this inestimable privilege; so slowly did we slough off the +inherited idea and ancient custom of being admitted to freemen's rights +instead of being born into them. + +The revolt of the people also showed itself in a demand for the right +to nominate candidates and to choose electors for the presidential +elections. Since the beginning of the Constitutional Government, many +State Legislatures had assumed that right to themselves. "Each State +shall appoint," says the Constitution, "in such manner as the +Legislature thereof may direct, a number of electors." So late as 1820, +six States still refused to allow the people to choose the electors +and, consequently, the President. In five of the States where they +were chosen by the people, voting was done by districts and in the +remainder by a general ticket. Ever since the change in the manner of +casting the electoral votes was made in 1804, attempts had been made +either by an amendment to the Constitution or by national legislation, +to secure a direct and unrestricted vote for the people. It was not +fully accomplished until after the Civil War. + +In selecting the candidates to be voted for, the people had still less +power. After Washington's term, candidates had been selected by a +caucus of members of Congress of each party called together at the +seat of government. Since 1800, each President had been influential +in bequeathing the office to his Secretary of State. Virginia, it was +said, had thus been able to retain the Presidency for twenty out of +the twenty-four years during which the Government under the Constitution +had existed. Some claimed that Jefferson, Madison, and Monroe in the +beginning held a conference and agreed upon a protracted retention of +the chief executive position. New York was said to have assisted in +this monopoly of the "mother of Presidents." It had been accomplished +mainly through the caucus system and legislative election. Men like +Hezekiah Niles, editor of the _Register_, now led a revolt against the +"regency at Richmond," and the subordinate "regency at Albany." Niles +claimed that the State Legislatures were created for the purpose of +making laws and not for choosing presidential electors; that in some +cases members were elected far in advance of the presidential election +and could not possibly represent the present wish of the people. These +reformers were unable to secure a popular nomination for presidential +candidates in the election of 1824. Precedent and the office-holders +were too strong. Nominations were made as before by congressional +caucus and State Legislatures; but this agitation, dating directly +from the rebirth of Americanism, bore full fruit within a score of +years. + +The case of the people against the politicians was aided by the peculiar +circumstances attending this election of 1824. At the preceding +election, there had been but one candidate. At this election, there +were so many that no one of them had the required majority. Electors +had been pledged in advance, so that it was not a return to the original +idea of a free choice of the best man. Fortunately, the framers of the +Constitution had provided against this contingency by allowing the +House of Representatives, voting by States, to choose the President +from the three candidates having received the highest number of +electoral votes. Jackson, the war hero, headed the list in both popular +and electoral votes. John Quincy Adams, "the secretarial successor," +had the second highest number of electoral votes, and Crawford, the +candidate of the caucus, the next. With his usual ill-fortune, Clay +had the least and must be dropped. He had carried the three States of +Kentucky, Ohio, and Missouri. It was to be presumed that he would throw +his influence in these States to Jackson, his fellow of the South-west. +But the Representatives from these three States gave a total of eleven +votes to Adams, six to Jackson, and two to Crawford. This gave the +States to Adams and made him President. That Clay should have +immediately afterward accepted the first place in Adams's Cabinet is +not strange. Presidents have frequently honoured their rivals in +convention in this way in later times. But it gave the people the +impression that these two politicians had made a "corrupt bargain," +and this story hampered the entire administration of Adams. No +Administration had met with as much opposition since the stormy four +years of his father. + +The strict Republicans asserted that Adams was a "consolidationist," +and Clay's views of the paternalistic duty of the National Government, +no less than his association with Adams, placed him in the same +category. The new President gave out his political creed in his +inaugural address. + +"Whatsoever is of domestic concernment," said he, "unconnected with the +other members of the Union, or with foreign lands, belongs exclusively +to the administration of the State governments. Whatsoever directly +involves the rights and interests of the federative fraternity, or of +foreign powers, is of the resort of this General Government." + +At the same time, he expressly stated the various formative actions +of the General Government which had been allowed by the States. He +expressed the hope that "by the same process of friendly, patient, and +persevering deliberation all constitutional objections will ultimately +be removed." + +Every annual message of President Adams pleaded for a liberal +interpretation of the powers of Government. Now he advocated more +generous appropriations for the Cumberland Road, now the endowment of +a national university, or the erection of a national monument to +Washington. He suggested the founding of national observatories, the +increase of the navy, the extension of the pensions, the establishing +of a naval academy, the equipping of scientific exploring expeditions, +provisions for civilising the Indians, and a reform in the method of +taking the census. + +Every message bore the full imprint of Henry Clay's national improvement +policy, a sentiment in which Adams could readily join. The attention +of Congress was called from time to time to the reports of surveys +made by the engineers under the act of April, 1824. These reports +contemplated roads and canals, river and harbour improvements, "needing +the assistance of means and resources more comprehensive than individual +enterprise can command," as Adams said. He called especial attention +to the fact that from three to four million dollars were being spent +annually on the public works without intrenching upon the necessities +of the Treasury, adding to the public debt, or stopping its gradual +discharge. When the State of New York, grown weary of soliciting +national aid, constructed a canal from the tide-water of the Hudson +to Lake Erie, really around the northern end of the Allegheny Mountains, +Adams seized the opportunity of asking whether the representative +authorities of the whole Union should fall behind the single members +of the confederation in exercising the trust imposed by the people. + +Whatever another President might have accomplished by his personal +influence in these appeals was denied to Adams because of his lack of +mingling qualities, and because of the hostility aroused by the manner +of his election. The impression prevailed among the former supporters +of Monroe and among the people of the South-west that "the will of the +people" had been thwarted in some manner and could be vindicated only +by the election of Jackson in 1828. This faction also imagined that +Adams stood for aristocratic New England and Jackson for the democratic +South-west. They were opposed to the protective principle, to internal +improvements, and the continuance in power of the Atlantic coast regime. +Rallying under the standard of Andrew Jackson, "the man of the people," +they began to call themselves Democratic Republicans, or simply "Jackson +men." Their opponents, embracing Adams and Clay and such minor leaders +as the Administration had been able to collect, considered themselves +as good Republicans as their opponents; but, taking into account their +nationalistic tendencies, called themselves "National Republicans," +or "Adams men." Unconsciously and even unwillingly, political parties +had been revived. + +As the election of 1828 approached, national affairs gave every +indication of the end of an epoch. Those formative events, which seem +to culminate regardless of the wish or will of man, indicated a great +change. The determination to overthrow the Adams-Clay combination +turned the election into a political revolution not unlike that of +1800. Economic conditions assumed a new aspect because of the advent +of "King Cotton," and the sudden ascendency of the "lower South." The +election for two consecutive terms of Calhoun to the Vice-Presidency +showed that Southern leadership had passed from Virginia to South +Carolina. Successful experiments with steam transportation on land +predicted a revolution in the history of internal communication and, +consequently, of internal improvements. The clear diplomatic horizon, +the universal peace except in turbulent South America, and the +successful negotiations in recent treaties foretold an era of insularity +and full fruition of individuality. Political parties had been revived, +but on such divergent lines that they might soon be expected to develop +national policies. Fortunate would the Republic have been if such +legitimate divisions had been the only lines of difference as the great +middle period came on. But sectionalism had yet to run its course, +commercially and territorially, before a true union of interests, +ideals, and affections could be secured. + +END OF PART I + + + + +*** END OF THE PROJECT GUTENBERG EBOOK, THE UNITED STATES OF AMERICA PART I *** + +This file should be named 6665-8.txt or 6665-8.zip +Corrected EDITIONS of our eBooks get a new NUMBER, 8usa111.txt +VERSIONS based on separate sources get new LETTER, 8usa110a.txt + +Project Gutenberg eBooks are often created from several printed +editions, all of which are confirmed as Public Domain in the US +unless a copyright notice is included. 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