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diff --git a/5983.txt b/5983.txt new file mode 100644 index 0000000..980fa60 --- /dev/null +++ b/5983.txt @@ -0,0 +1,8741 @@ +Project Gutenberg's The Institutes of Justinian, by Caesar Flavius Justinian + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Institutes of Justinian + +Author: Caesar Flavius Justinian + +Translator: J.B. Moyle + +Release Date: June, 2004 [EBook #5983] +Posting Date: April 11, 2009 + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK THE INSTITUTES OF JUSTINIAN *** + + + + +Produced by Howard Sauertieg + + + + + + + + + + +THE INSTITUTES OF JUSTINIAN + +Translated into English by J. B. Moyle, D.C.L. of Lincoln's Inn, +Barrister-at-Law, Fellow and Late Tutor of New College, Oxford + +Fifth Edition (1913) + + + +PROOEMIVM + +In the name of Our Lord, Jesus Christ. + +The Emperor Caesar Flavius Justinian, conqueror of the Alamanni, the +Goths, the Franks, the Germans, the Antes, the Alani, the Vandals, the +Africans, pious, prosperous, renowned, victorious, and triumphant, ever +august, + +To the youth desirous of studying the law: + +The imperial majesty should be armed with laws as well as glorified +with arms, that there may be good government in times both of war and +of peace, and the ruler of Rome may not only be victorious over his +enemies, but may show himself as scrupulously regardful of justice as +triumphant over his conquered foes. + +With deepest application and forethought, and by the blessing of God, we +have attained both of these objects. The barbarian nations which we have +subjugated know our valour, Africa and other provinces without number +being once more, after so long an interval, reduced beneath the sway of +Rome by victories granted by Heaven, and themselves bearing witness to +our dominion. All peoples too are ruled by laws which we have either +enacted or arranged. Having removed every inconsistency from the sacred +constitutions, hitherto inharmonious and confused, we extended our care +to the immense volumes of the older jurisprudence; and, like sailors +crossing the mid-ocean, by the favour of Heaven have now completed a +work of which we once despaired. When this, with God's blessing, had +been done, we called together that distinguished man Tribonian, master +and exquaestor of our sacred palace, and the illustrious Theophilus and +Dorotheus, professors of law, of whose ability, legal knowledge, and +trusty observance of our orders we have received many and genuine +proofs, and especially commissioned them to compose by our authority and +advice a book of Institutes, whereby you may be enabled to learn your +first lessons in law no longer from ancient fables, but to grasp them by +the brilliant light of imperial learning, and that your ears and minds +may receive nothing useless or incorrect, but only what holds good in +actual fact. And thus whereas in past time even the foremost of you were +unable to read the imperial constitutions until after four years, you, +who have been so honoured and fortunate as to receive both the beginning +and the end of your legal teaching from the mouth of the Emperor, can +now enter on the study of them without delay. After the completion +therefore of the fifty books of the Digest or Pandects, in which all +the earlier law has been collected by the aid of the said distinguished +Tribonian and other illustrious and most able men, we directed the +division of these same Institutes into four books, comprising the +first elements of the whole science of law. In these the law previously +obtaining has been briefly stated, as well as that which after becoming +disused has been again brought to light by our imperial aid. Compiled +from all the Institutes of our ancient jurists, and in particular from +the commentaries of our Gaius on both the Institutes and the common +cases, and from many other legal works, these Institutes were submitted +to us by the three learned men aforesaid, and after reading +and examining them we have given them the fullest force of our +constitutions. + +Receive then these laws with your best powers and with the eagerness of +study, and show yourselves so learned as to be encouraged to hope that +when you have compassed the whole field of law you may have ability to +govern such portion of the state as may be entrusted to you. + +Given at Constantinople the 21st day of November, in the third consulate +of the Emperor Justinian, Father of his Country, ever august. + + + + +BOOK I. + + TITLES + I. Of Justice and Law + II. Of the law of nature, the law of nations, + and the civil law + III. Of the law of persons + IV. Of men free born + V. Of freedmen + VI. Of persons unable to manumit, and the + causes of their incapacity + VII. Of the repeal of the lex Fufia Caninia + VIII. Of persons independent or dependent + IX. Of paternal power + X. Of marriage + XI. Of adoptions + XII. Of the modes in which paternal power + is extinguished + XIII. Of guardianships + XIV. Who can be appointed guardians by will + XV. Of the statutory guardianship of agnates + XVI. Of loss of status + XVII. Of the statutory guardianship of patrons + XVIII. Of the statutory guardianship of parents + XIX. Of fiduciary guardianship + XX. Of Atilian guardians, and those appointed + under the lex Iulia et Titia + XXI. Of the authority of guardians + XXII. Of the modes in which guardianship + is terminated + XXIII. Of curators + XXIV. Of the security to be given by guardians + and curators + XXV. Of guardians' and curators' grounds + of exemption + XXVI. Of guardians or curators who are + suspected + + + + +TITLE I. OF JUSTICE AND LAW + +Justice is the set and constant purpose which gives to every man his +due. + +1 Jurisprudence is the knowledge of things divine and human, the science +of the just and the unjust. + +2 Having laid down these general definitions, and our object being +the exposition of the law of the Roman people, we think that the most +advantageous plan will be to commence with an easy and simple path, and +then to proceed to details with a most careful and scrupulous exactness +of interpretation. Otherwise, if we begin by burdening the student's +memory, as yet weak and untrained, with a multitude and variety of +matters, one of two things will happen: either we shall cause him wholly +to desert the study of law, or else we shall bring him at last, after +great labour, and often, too, distrustful of his own powers (the +commonest cause, among the young, of ill-success), to a point which +he might have reached earlier, without such labour and confident in +himself, had he been led along a smoother path. + +3 The precepts of the law are these: to live honestly, to injure no one, +and to give every man his due. + +4 The study of law consists of two branches, law public, and law +private. The former relates to the welfare of the Roman State; the +latter to the advantage of the individual citizen. Of private law then +we may say that it is of threefold origin, being collected from the +precepts of nature, from those of the law of nations, or from those of +the civil law of Rome. + + + + +TITLE II. OF THE LAW OF NATURE, THE LAW OF NATIONS, AND THE CIVIL LAW + +1 The law of nature is that which she has taught all animals; a law not +peculiar to the human race, but shared by all living creatures, whether +denizens of the air, the dry land, or the sea. Hence comes the union +of male and female, which we call marriage; hence the procreation and +rearing of children, for this is a law by the knowledge of which we see +even the lower animals are distinguished. The civil law of Rome, and +the law of all nations, differ from each other thus. The laws of every +people governed by statutes and customs are partly peculiar to itself, +partly common to all mankind. Those rules which a state enacts for its +own members are peculiar to itself, and are called civil law: those +rules prescribed by natural reason for all men are observed by all +peoples alike, and are called the law of nations. Thus the laws of +the Roman people are partly peculiar to itself, partly common to all +nations; a distinction of which we shall take notice as occasion offers. + +2 Civil law takes its name from the state wherein it binds; for +instance, the civil law of Athens, it being quite correct to speak thus +of the enactments of Solon or Draco. So too we call the law of the Roman +people the civil law of the Romans, or the law of the Quirites; the law, +that is to say, which they observe, the Romans being called Quirites +after Quirinus. Whenever we speak, however, of civil law, without any +qualification, we mean our own; exactly as, when 'the poet' is spoken +of, without addition or qualification, the Greeks understand the great +Homer, and we understand Vergil. But the law of nations is common to the +whole human race; for nations have settled certain things for themselves +as occasion and the necessities of human life required. For instance, +wars arose, and then followed captivity and slavery, which are contrary +to the law of nature; for by the law of nature all men from the +beginning were born free. The law of nations again is the source of +almost all contracts; for instance, sale, hire, partnership, deposit, +loan for consumption, and very many others. + +3 Our law is partly written, partly unwritten, as among the Greeks. +The written law consists of statutes, plebiscites, senatusconsults, +enactments of the Emperors, edicts of the magistrates, and answers of +those learned in the law. + +4 A statute is an enactment of the Roman people, which it used to make +on the motion of a senatorial magistrate, as for instance a consul. A +plebiscite is an enactment of the commonalty, such as was made on the +motion of one of their own magistrates, as a tribune. The commonalty +differs from the people as a species from its genus; for 'the people' +includes the whole aggregate of citizens, among them patricians and +senators, while the term 'commonalty' embraces only such citizens as are +not patricians or senators. After the passing, however, of the statute +called the lex Hortensia, plebiscites acquired for the first time the +force of statutes. + +5 A senatusconsult is a command and ordinance of the senate, for when +the Roman people had been so increased that it was difficult to assemble +it together for the purpose of enacting statutes, it seemed right that +the senate should be consulted instead of the people. + +6 Again, what the Emperor determines has the force of a statute, the +people having conferred on him all their authority and power by the +'lex regia,' which was passed concerning his office and authority. +Consequently, whatever the Emperor settles by rescript, or decides in +his judicial capacity, or ordains by edicts, is clearly a statute: and +these are what are called constitutions. Some of these of course are +personal, and not to be followed as precedents, since this is not the +Emperor's will; for a favour bestowed on individual merit, or a +penalty inflicted for individual wrongdoing, or relief given without +a precedent, do not go beyond the particular person: though others are +general, and bind all beyond a doubt. + +7 The edicts of the praetors too have no small legal authority, and +these we are used to call the 'ius honorarium,' because those who occupy +posts of honour in the state, in other words the magistrates, have given +authority to this branch of law. The curule aediles also used to issue +an edict relating to certain matters, which forms part of the ius +honorarium. + +8 The answers of those learned in the law are the opinions and views of +persons authorized to determine and expound the law; for it was of old +provided that certain persons should publicly interpret the laws, who +were called jurisconsults, and whom the Emperor privileged to give +formal answers. If they were unanimous the judge was forbidden by +imperial constitution to depart from their opinion, so great was its +authority. + +9 The unwritten law is that which usage has approved: for ancient +customs, when approved by consent of those who follow them, are like +statute. + +10 And this division of the civil law into two kinds seems not +inappropriate, for it appears to have originated in the institutions of +two states, namely Athens and Lacedaemon; it having been usual in the +latter to commit to memory what was observed as law, while the Athenians +observed only what they had made permanent in written statutes. + +11 But the laws of nature, which are observed by all nations alike, are +established, as it were, by divine providence, and remain ever fixed and +immutable: but the municipal laws of each individual state are subject +to frequent change, either by the tacit consent of the people, or by the +subsequent enactment of another statute. + +12 The whole of the law which we observe relates either to persons, or +to things, or to actions. And first let us speak of persons: for it is +useless to know the law without knowing the persons for whose sake it +was established. + + + + +TITLE III. OF THE LAW OF PERSONS + +In the law of persons, then, the first division is into free men and +slaves. + +1 Freedom, from which men are called free, is a man's natural power of +doing what he pleases, so far as he is not prevented by force or law: + +2 slavery is an institution of the law of nations, against nature +subjecting one man to the dominion of another. + +3 The name 'slave' is derived from the practice of generals to order the +preservation and sale of captives, instead of killing them; hence they +are also called mancipia, because they are taken from the enemy by the +strong hand. + +4 Slaves are either born so, their mothers being slaves themselves; or +they become so, and this either by the law of nations, that is to say +by capture in war, or by the civil law, as when a free man, over twenty +years of age, collusively allows himself to be sold in order that he may +share the purchase money. + +5 The condition of all slaves is one and the same: in the conditions +of free men there are many distinctions; to begin with, they are either +free born, or made free. + + + + +TITLE IV. OF MEN FREE BORN + +A freeborn man is one free from his birth, being the offspring of +parents united in wedlock, whether both be free born or both made free, +or one made free and the other free born. He is also free born if his +mother be free even though his father be a slave, and so also is +he whose paternity is uncertain, being the offspring of promiscuous +intercourse, but whose mother is free. It is enough if the mother be +free at the moment of birth, though a slave at that of conception: and +conversely if she be free at the time of conception, and then becomes a +slave before the birth of the child, the latter is held to be free born, +on the ground that an unborn child ought not to be prejudiced by the +mother's misfortune. Hence arose the question of whether the child of a +woman is born free, or a slave, who, while pregnant, is manumitted, and +then becomes a slave again before delivery. Marcellus thinks he is born +free, for it is enough if the mother of an unborn infant is free at any +moment between conception and delivery: and this view is right. + +1 The status of a man born free is not prejudiced by his being placed +in the position of a slave and then being manumitted: for it has been +decided that manumission cannot stand in the way of rights acquired by +birth. + + + + +TITLE V. OF FREEDMEN + +Those are freedmen, or made free, who have been manumitted from legal +slavery. Manumission is the giving of freedom; for while a man is in +slavery he is subject to the power once known as 'manus'; and from that +power he is set free by manumission. All this originated in the law +of nations; for by natural law all men were born free--slavery, and by +consequence manumission, being unknown. But afterwards slavery came in +by the law of nations; and was followed by the boon of manumission; so +that though we are all known by the common name of 'man,' three classes +of men came into existence with the law of nations, namely men free +born, slaves, and thirdly freedmen who had ceased to be slaves. + +1 Manumission may take place in various ways; either in the holy church, +according to the sacred constitutions, or by default in a fictitious +vindication, or before friends, or by letter, or by testament or any +other expression of a man's last will: and indeed there are many other +modes in which freedom may be acquired, introduced by the constitutions +of earlier emperors as well as by our own. + +2 It is usual for slaves to be manumitted by their masters at any time, +even when the magistrate is merely passing by, as for instance while the +praetor or proconsul or governor of a province is going to the baths or +the theatre. + +3 Of freedmen there were formerly three grades; for those who were +manumitted sometimes obtained a higher freedom fully recognised by the +laws, and became Roman citizens; sometimes a lower form, becoming by +the lex Iunia Norbana Latins; and sometimes finally a liberty still more +circumscribed, being placed by the lex Aelia Sentia on the footing of +enemies surrendered at discretion. This last and lowest class, however, +has long ceased to exist, and the title of Latin also had become rare: +and so in our goodness, which desires to raise and improve in every +matter, we have amended this in two constitutions, and reintroduced the +earlier usage; for in the earliest infancy of Rome there was but one +simple type of liberty, namely that possessed by the manumitter, the +only distinction possible being that the latter was free born, while +the manumitted slave became a freedman. We have abolished the class of +'dediticii,' or enemies surrendered at discretion, by our constitution, +published among those our decisions, by which, at the suggestion of the +eminent Tribonian, our quaestor, we have set at rest the disputes of +the older law. By another constitution, which shines brightly among the +imperial enactments, and suggested by the same quaestor, we have altered +the position of the 'Latini Iuniani,' and dispensed with all the rules +relating to their condition; and have endowed with the citizenship +of Rome all freedmen alike, without regard to the age of the person +manuumitted, and nature of the master's ownership, or the mode of +manumission, in accordance with the earlier usage; with the addition of +many new modes in which freedom coupled with the Roman citizenship, the +only kind of freedom now known may be bestowed on slaves. + + + + +TITLE VI. OF PERSONS UNABLE TO MANUMIT, AND THE CAUSES OF THEIR +INCAPACITY + +In some cases, however, manumission is not permitted; for an owner who +would defraud his creditors by an intended manumission attempts in vain +to manumit, the act being made of no effect by the lex Aelia Sentia. + +1 A master, however, who is insolvent may institute one of his slaves +heir in his will, conferring freedom on him at the same time, so that +he may become free and his sole and necessary heir, provided no one else +takes as heir under the will, either because no one else was instituted +at all, or because the person instituted for some reason or other does +not take the inheritance. And this was a judicious provision of the +lex Aelia Sentia, for it was most desirable that persons in embarrassed +circumstances, who could get no other heir, should have a slave as +necessary heir to satisfy their creditors' claims, or that at least (if +he did not do this) the creditors might sell the estate in the slave's +name, so as to save the memory of the deceased from disrepute. + +2 The law is the same if a slave be instituted heir without liberty +being expressly given him, this being enacted by our constitution in +all cases, and not merely where the master is insolvent; so that in +accordance with the modern spirit of humanity, institution will be +equivalent to a gift of liberty; for it is unlikely, in spite of the +omission of the grant of freedom, that one should have wished the person +whom one has chosen as one's heir to remain a slave, so that one should +have no heir at all. + +3 If a person is insolvent at the time of a manumission, or becomes so +by the manumission itself, this is manumission in fraud of creditors. +It is, however, now settled law, that the gift of liberty is not avoided +unless the intention of the manumitter was fraudulent, even though his +property is in fact insufficient to meet his creditors' claims; for men +often hope and believe that they are better off than they really are. +Consequently, we understand a gift of liberty to be avoided only when +the creditors are defrauded both by the intention of the manumitter, +and in fact: that is to say, by his property being insufficient to meet +their claims. + +4 The same lex Aelia Sentia makes it unlawful for a master under twenty +years of age to manumit, except in the mode of fictitious vindication, +preceded by proof of some legitimate motive before the council. + +5 It is a legitimate motive of manumission if the slave to be manumitted +be, for instance, the father or mother of the manumitter, or his son +or daughter, or his natural brother or sister, or governor or nurse or +teacher, or fosterson or fosterdaughter or fosterbrother, or a slave +whom he wishes to make his agent, or a female slave whom he intends to +marry; provided he marry her within six months, and provided that the +slave intended as an agent is not less than seventeen years of age at +the time of manumission. + +6 When a motive for manumission, whether true or false, has once been +proved, the council cannot withdraw its sanction. + +7 Thus the lex Aelia Sentia having prescribed a certain mode of +manumission for owners under twenty, it followed that though a person +fourteen years of age could make a will, and therein institute an heir +and leave legacies, yet he could not confer liberty on a slave until he +had completed his twentieth year. But it seemed an intolerable hardship +that a man who had the power of disposing freely of all his property +by will should not be allowed to give his freedom to a single slave: +wherefore we allow him to deal in his last will as he pleases with his +slaves as with the rest of his property, and even to give them their +liberty if he will. But liberty being a boon beyond price, for which +very reason the power of manumission was denied by the older law to +owners under twenty years of age, we have as it were selected a middle +course, and permitted persons under twenty years of age to manumit their +slaves by will, but not until they have completed their seventeenth +and entered on their eighteenth year. For when ancient custom allowed +persons of this age to plead on behalf of others, why should not their +judgement be deemed sound enough to enable them to use discretion in +giving freedom to their own slaves? + + + + +TITLE VII. OF THE REPEAL OF THE LEX FUFIA CANINIA + +Moreover, by the lex Fufia Caninia a limit was placed on the number of +slaves who could be manumitted by their master's testament: but this +law we have thought fit to repeal, as an obstacle to freedom and to some +extent invidious, for it was certainly inhuman to take away from a man +on his deathbed the right of liberating the whole of his slaves, which +he could have exercised at any moment during his lifetime, unless there +were some other obstacle to the act of manumission. + + + + +TITLE VIII. OF PERSONS INDEPENDENT OR DEPENDENT + +Another division of the law relating to persons classifies them as +either independent or dependent. Those again who are dependent are in +the power either of parents or of masters. Let us first then consider +those who are dependent, for by learning who these are we shall at the +same time learn who are independent. And first let us look at those who +are in the power of masters. + +1 Now slaves are in the power of masters, a power recognised by the +law of all nations, for all nations present the spectacle of masters +invested with power of life and death over slaves; and to whatever is +acquired through a slave his owner is entitled. + +2 But in the present day no one under our sway is permitted to +indulge in excessive harshness towards his slaves, without some reason +recognised by law; for, by a constitution of the Emperor Antoninus Pius, +a man is made as liable to punishment for killing his own slave as for +killing the slave of another person; and extreme severity on the part of +masters is checked by another constitution whereby the same Emperor, in +answer to inquiries from presidents of provinces concerning slaves who +take refuge at churches or statues of the Emperor, commanded that on +proof of intolerable cruelty a master should be compelled to sell his +slaves on fair terms, so as to receive their value. And both of these +are reasonable enactments, for the public interest requires that no one +should make an evil use of his own property. The terms of the rescript +of Antoninus to Aelius Marcianus are as follow:--'The powers of masters +over their slaves ought to continue undiminished, nor ought any man to +be deprived of his lawful rights; but it is the master's own interest +that relief justly sought against cruelty, insufficient sustenance, or +intolerable wrong, should not be denied. I enjoin you then to look +into the complaints of the slaves of Iulius Sabinus, who have fled for +protection to the statue of the Emperor, and if you find them treated +with undue harshness or other ignominious wrong, order them to be sold, +so that they may not again fall under the power of their master; and the +latter will find that if he attempts to evade this my enactment, I shall +visit his offence with severe punishment.' + + + + +TITLE IX. OF PATERNAL POWER + +Our children whom we have begotten in lawful wedlock are in our power. + +1 Wedlock or matrimony is the union of male and female, involving the +habitual intercourse of daily life. + +2 The power which we have over our children is peculiar to Roman +citizens, and is found in no other nation. + +3 The offspring then of you and your wife is in your power, and so too +is that of your son and his wife, that is to say, your grandson and +granddaughter, and so on. But the offspring of your daughter is not in +your power, but in that of its own father. + + + + +TITLE X. OF MARRIAGE + +Roman citizens are joined together in lawful wedlock when they are +united according to law, the man having reached years of puberty, and +the woman being of a marriageable age, whether they be independent or +dependent: provided that, in the latter case, they must have the consent +of the parents in whose power they respectively are, the necessity of +which, and even of its being given before the marriage takes place, is +recognised no less by natural reason than by law. Hence the question has +arisen, can the daughter or son of a lunatic lawfully contract marriage? +and as the doubt still remained with regard to the son, we decided that, +like the daughter, the son of a lunatic might marry even without the +intervention of his father, according to the mode prescribed by our +constitution. + +1 It is not every woman that can be taken to wife: for marriage with +certain classes of persons is forbidden. Thus, persons related as +ascendant and descendant are incapable of lawfully intermarrying; for +instance, father and daughter, grandfather and granddaughter, mother and +son, grandmother and grandson, and so on ad infinitum; and the union of +such persons is called criminal and incestuous. And so absolute is +the rule, that persons related as ascendant and descendant merely by +adoption are so utterly prohibited from intermarriage that dissolution +of the adoption does not dissolve the prohibition: so that an +adoptive daughter or granddaughter cannot be taken to wife even after +emancipation. + +2 Collateral relations also are subject to similar prohibitions, but +not so stringent. Brother and sister indeed are prohibited from +intermarriage, whether they are both of the same father and mother, or +have only one parent in common: but though an adoptive sister cannot, +during the subsistence of the adoption, become a man's wife, yet if the +adoption is dissolved by her emancipation, or if the man is emancipated, +there is no impediment to their intermarriage. Consequently, if a man +wished to adopt his son-in-law, he ought first to emancipate his +daughter: and if he wished to adopt his daughter-in-law, he ought first to +emancipate his son. + +3 A man may not marry his brother's or his sister's daughter, or even +his or her granddaughter, though she is in the fourth degree; for when +we may not marry a person's daughter, we may not marry the granddaughter +either. But there seems to be no obstacle to a man's marrying the +daughter of a woman whom his father has adopted, for she is no relation +of his by either natural or civil law. + +4 The children of two brothers or sisters, or of a brother and sister, +may lawfully intermarry. + +5 Again, a man may not marry his father's sister, even though the tie +be merely adoptive, or his mother's sister: for they are considered to +stand in the relation of ascendants. For the same reason too a man may +not marry his great-aunt either paternal or maternal. + +6 Certain marriages again are prohibited on the ground of affinity, or +the tie between a man or his wife and the kin of the other respectively. +For instance, a man may not marry his wife's daughter or his son's wife, +for both are to him in the position of daughters. By wife's daughter +or son's wife we must be understood to mean persons who have been thus +related to us; for if a woman is still your daughterinlaw, that is, +still married to your son, you cannot marry her for another reason, +namely, because she cannot be the wife of two persons at once. So too +if a woman is still your stepdaughter, that is, if her mother is still +married to you, you cannot marry her for the same reason, namely, +because a man cannot have two wives at the same time. + +7 Again, it is forbidden for a man to marry his wife's mother or his +father's wife, because to him they are in the position of a mother, +though in this case too our statement applies only after the +relationship has finally terminated; otherwise, if a woman is still your +stepmother, that is, is married to your father, the common rule of law +prevents her from marrying you, because a woman cannot have two husbands +at the same time: and if she is still your wife's mother, that is, if +her daughter is still married to you, you cannot marry her because you +cannot have two wives at the same time. + +8 But a son of the husband by another wife, and a daughter of the wife +by another husband, and vice versa, can lawfully intermarry, even though +they have a brother or sister born of the second marriage. + +9 If a woman who has been divorced from you has a daughter by a second +husband, she is not your stepdaughter, but Iulian is of opinion that you +ought not to marry her, on the ground that though your son's betrothed +is not your daughterinlaw, nor your father's betrothed you stepmother, +yet it is more decent and more in accordance with what is right to +abstain from intermarrying with them. + +10 It is certain that the rules relating to the prohibited degrees of +marriage apply to slaves: supposing, for instance, that a father and +daughter, or a brother and sister, acquired freedom by manumission. + +11 There are also other persons who for various reasons are forbidden to +intermarry, a list of whom we have permitted to be inserted in the books +of the Digest or Pandects collected from the older law. + +12 Alliances which infringe the rules here stated do not confer the +status of husband and wife, nor is there in such case either wedlock or +marriage or dowry. Consequently children born of such a connexion +are not in their father's power, but as regards the latter are in +the position of children born of promiscuous intercourse, who, their +paternity being uncertain, are deemed to have no father at all, and +who are called bastards, either from the Greek word denoting illicit +intercourse, or because they are fatherless. Consequently, on the +dissolution of such a connexion there can be no claim for return of +dowry. Persons who contract prohibited marriages are subjected to +penalties set forth in our sacred constitutions. + +13 Sometimes it happens that children who are not born in their father's +power are subsequently brought under it. Such for instance is the case +of a natural son made subject to his father's power by being inscribed a +member of the curia; and so too is that of a child of a free woman with +whom his father cohabited, though he could have lawfully married her, +who is subjected to the power of his father by the subsequent execution +of a dowry deed according to the terms of our constitution: and the same +boon is in effect bestowed by that enactment on children subsequently +born of the same marriage. + + + + +TITLE XI. OF ADOPTIONS + +Not only natural children are subject, as we said, to paternal power, +but also adoptive children. + +1 Adoption is of two forms, being effected either by rescript of the +Emperor, or by the judicial authority of a magistrate. The first is the +mode in which we adopt independent persons, and this form of adoption +is called adrogation: the second is the mode in which we adopt a person +subject to the power of an ascendant, whether a descendant in the first +degree, as a son or daughter, or in a remoter degree, as a grandson, +granddaughter, great-grandson, or great-granddaughter. + +2 But by the law, as now settled by our constitution, when a child in +power is given in adoption to a stranger by his natural father, the +power of the latter is not extinguished; no right passes to the adoptive +father, nor is the person adopted in his power, though we have given a +right of succession in case of the adoptive father dying intestate. +But if the person to whom the child is given in adoption by its natural +father is not a stranger, but the child's own maternal grandfather, or, +supposing the father to have been emancipated, its paternal grandfather, +or its great-grandfather paternal or maternal, in this case, because the +rights given by nature and those given by adoption are vested in one +and the same person, the old power of the adoptive father is left +unimpaired, the strength of the natural bond of blood being augmented by +the civil one of adoption, so that the child is in the family and +power of an adoptive father, between whom and himself there existed +antecedently the relationship described. + +3 When a child under the age of puberty is adopted by rescript of +the Emperor, the adrogation is only permitted after cause shown, the +goodness of the motive and the expediency of the step for the pupil +being inquired into. The adrogation is also made under certain +conditions; that is to say, the adrogator has to give security to a +public agent or attorney of the people, that if the pupil should die +within the age of puberty, he will return his property to the persons +who would have succeeded him had no adoption taken place. The adoptive +father again may not emancipate them unless upon inquiry they are found +deserving of emancipation, or without restoring them their property. +Finally, if he disinherits him at death, or emancipates him in his +lifetime without just cause, he is obliged to leave him a fourth of +his own property, besides that which he brought him when adopted, or by +subsequent acquisition. + +4 It is settled that a man cannot adopt another person older than +himself, for adoption imitates nature, and it would be unnatural for a +son to be older than his father. Consequently a man who desires either +to adopt or to adrogate a son ought to be older than the latter by the +full term of puberty, or eighteen years. + +5 A man may adopt a person as grandson or granddaughter, or as +great-grandson or great-granddaughter, and so on, without having a son at +all himself; 6 and similarly he may adopt another man's son as grandson, +or another man's grandson as son. + +7 If he wishes to adopt some one as grandson, whether as the son of an +adoptive son of his own, or of a natural son who is in his power, the +consent of this son ought to be obtained, lest a family heir be thrust +upon him against his will: but on the other hand, if a grandfather +wishes to give a grandson by a son in adoption to some one else, the +son's consent is not requisite. + +8 An adoptive child is in most respects in the same position, as regards +the father, as a natural child born in lawful wedlock. Consequently +a man can give in adoption to another a person whom he has adopted by +imperial rescript, or before the praetor or governor of a province, +provided that in this latter case he was not a stranger (i.e. was a +natural descendant) before he adopted him himself. + +9 Both forms of adoption agree in this point, that persons incapable +of procreation by natural impotence are permitted to adopt, whereas +castrated persons are not allowed to do so. + +10 Again, women cannot adopt, for even their natural children are not +subject to their power; but by the imperial clemency they are enabled to +adopt, to comfort them for the loss of children who have been taken from +them. + +11 It is peculiar to adoption by imperial rescript, that children in the +power of the person adrogated, as well as their father, fall under the +power of the adrogator, assuming the position of grandchildren. Thus +Augustus did not adopt Tiberius until Tiberius had adopted Germanicus, +in order that the latter might become his own grandson directly the +second adoption was made. + +12 The old writers record a judicious opinion contained in the writings +of Cato, that the adoption of a slave by his master is equivalent to +manumission. In accordance with this we have in our wisdom ruled by a +constitution that a slave to whom his master gives the title of son by +the solemn form of a record is thereby made free, although this is not +sufficient to confer on him the rights of a son. + + + + +TITLE XII. OF THE MODES IN WHICH PATERNAL POWER IS EXTINGUISHED + +Let us now examine the modes in which persons dependent on a superior +become independent. How slaves are freed from the power of their +masters can be gathered from what has already been said respecting their +manumission. Children under paternal power become independent at the +parent's death, subject, however, to the following distinction. +The death of a father always releases his sons and daughters from +dependence; the death of a grandfather releases his grandchildren from +dependence only provided that it does not subject them to the power of +their father. Thus, if at the death of the grandfather the father is +alive and in his power, the grandchildren, after the grandfather's +death, are in the power of the father; but if at the time of the +grandfather's death the father is dead, or not subject to the +grandfather, the grandchildren will not fall under his power, but become +independent. + +1 As deportation to an island for some penal offence entails loss of +citizenship, such removal of a man from the list of Roman citizens has, +like his death, the effect of liberating his children from his power; +and conversely, the deportation of a person subject to paternal power +terminates the power of the parent. In either case, however, if the +condemned person is pardoned by the grace of the Emperor, he recovers +all his former rights. + +2 Relegation to an island does not extinguish paternal power, whether it +is the parent or the child who is relegated. + +3 Again, a father's power is extinguished by his becoming a 'slave of +punishment,' for instance, by being condemned to the mines or exposed to +wild beasts. + +4 A person in paternal power does not become independent by entering +the army or becoming a senator, for military service or consular +dignity does not set a son free from the power of his father. But by +our constitution the supreme dignity of the patriciate frees a son from +power immediately on the receipt of the imperial patent; for who would +allow anything so unreasonable as that, while a father is able by +emancipation to release his son from the tie of his power, the imperial +majesty should be unable to release from dependence on another the man +whom it has selected as a father of the State? 5 Again, capture of the +father by the enemy makes him a slave of the latter; but the status +of his children is suspended by his right of subsequent restoration by +postliminium; for on escape from captivity a man recovers all his former +rights, and among them the right of paternal power over his children, +the law of postliminium resting on a fiction that the captive has never +been absent from the state. But if he dies in captivity the son is +reckoned to have been independent from the moment of his father's +capture. So too, if a son or a grandson is captured by the enemy, the +power of his ascendant is provisionally suspended, though he may again +be subjected to it by postliminium. This term is derived from 'limen' +and 'post,' which explains why we say that the person who has been +captured by the enemy and has come back into our territories has +returned by postliminium: for just as the threshold forms the boundary +of a house, so the ancients represented the boundaries of the empire as +a threshold; and this is also the origin of the term 'limes, signifying +a kind of end and limit. Thus postliminium means that the captive +returns by the same threshold at which he was lost. A captive who is +recovered after a victory over the enemy is deemed to have returned by +postliminium. + +6 Emancipation also liberates children from the power of the parent. +Formerly it was effected either by the observance of an old form +prescribed by statute by which the son was fictitiously sold and then +manumitted, or by imperial rescript. Our forethought, however, has +amended this by a constitution, which has abolished the old fictitious +form, and enabled parents to go directly to a competent judge or +magistrate, and in his presence release their sons or daughters, +grandsons or granddaughters, and so on, from their power. After this, +the father has by the praetor's edict the same rights over the property +of the emancipated child as a patron has over the property of his +freedman: and if at the time of emancipation the child, whether son or +daughter, or in some remoter degree of relationship, is beneath the age +of puberty, the father becomes by the emancipation his or her guardian. + +7 It is to be noted, however, that a grandfather who has both a son, +and by that son a grandson or granddaughter, in his power, may either +release the son from his power and retain the grandson or granddaughter, +or emancipate both together; and a great-grandfather has the same +latitude of choice. + +8 Again, if a father gives a son whom he has in his power in adoption +to the son's natural grandfather or great-grandfather, in accordance +with our constitution on this subject, that is to say, by declaring +his intention, before a judge with jurisdiction in the matter, in the +official records, and in the presence and with the consent of the person +adopted, the natural father's power is thereby extinguished, and passes +to the adoptive father, adoption by whom under these circumstances +retains, as we said, all its old legal consequences. + +9 It is to be noted, that if your daughterinlaw conceives by your son, +and you emancipate or give the latter in adoption during her pregnancy, +the child when born will be in your power; but if the child is conceived +after its father's emancipation or adoption, it is in the power of its +natural father or its adoptive grandfather, as the case may be. + +10 Children, whether natural or adoptive, are only very rarely able to +compel their parent to release them from his power. + + + + +TITLE XIII. OF GUARDIANSHIPS + +Let us now pass on to another classification of persons. Persons +not subject to power may still be subject either to guardians or to +curators, or may be exempt from both forms of control. We will first +examine what persons are subject to guardians and curators, and thus +we shall know who are exempt from both kinds of control. And first of +persons subject to guardianship or tutelage. + +1 Guardianship, as defined by Servius, is authority and control over a +free person, given and allowed by the civil law, in order to protect one +too young to defend himself: + +2 and guardians are those persons who possess this authority and +control, their name being derived from their very functions; for they +are called guardians as being protectors and defenders, just as those +entrusted with the care of sacred buildings are called 'aeditui.' + +3 The law allows a parent to appoint guardians in his will for those +children in his power who have not attained the age of puberty, without +distinction between sons and daughters; but a grandson or granddaughter +can receive a testamentary guardian only provided that the death of the +testator does not bring them under the power of their own father. +Thus, if your son is in your power at the time of your death, your +grandchildren by him cannot have a guardian given them by your will, +although they are in your power, because your death leaves them in the +power of their father. + +4 And as in many other matters afterborn children are treated on the +footing of children born before the execution of the will, so it is +ruled that afterborn children, as well as children born before the will +was made, may have guardians therein appointed to them, provided that +if born in the testator's lifetime they would be family heirs and in his +power. + +5 If a testamentary guardian be given by a father to his emancipated +son, he must be approved by the governor in all cases, though inquiry +into the case is unnecessary. + + + + +TITLE XIV. WHO CAN BE APPOINTED GUARDIANS BY WILL + +1 Persons who are in the power of others may be appointed testamentary +guardians no less than those who are independent; and a man can also +validly appoint one of his own slaves as testamentary guardian, giving +him at the same time his liberty; and even in the absence of express +manumission his freedom is to be presumed to have been tacitly conferred +on him, whereby his appointment becomes a valid act, although of course +it is otherwise if the testator appointed him guardian in the erroneous +belief that he was free. The appointment of another man's slave as +guardian, without any addition or qualification, is void, though valid +if the words 'when he shall be free' are added: but this latter form is +ineffectual if the slave is the testator's own, the appointment being +void from the beginning. + +2 If a lunatic or minor is appointed testamentary guardian, he cannot +act until, if a lunatic, he recovers his faculties, and, if a minor, he +attains the age of twentyfive years. + +3 There is no doubt that a guardian may be appointed for and from a +certain time, or conditionally, or before the institution of the heir. + +4 A guardian cannot, however, be appointed for a particular matter or +business, because his duties relate to the person, and not merely to a +particular business or matter. + +5 If a man appoints a guardian to his sons or daughters, he is held to +have intended them also for such as may be afterborn, for the latter +are included in the terms son and daughter. In the case of grandsons, +a question may arise whether they are implicitly included in an +appointment of guardians to sons; to which we reply, that they are +included in an appointment of guardians if the term used is 'children,' +but not if it is 'sons': for the words son and grandson have quite +different meanings. Of course an appointment to afterborn children +includes all children, and not sons only. + + + + +TITLE XV. OF THE STATUTORY GUARDIANSHIP OF AGNATES + +In default of a testamentary guardian, the statute of the Twelve Tables +assigns the guardianship to the nearest agnates, who are hence called +statutory guardians. + +1 Agnates are persons related to one another by males, that is, through +their male ascendants; for instance, a brother by the same father, a +brother's son, or such son's son, a father's brother, his son or son's +son. But persons related only by blood through females are not agnates, +but merely cognates. Thus the son of your father's sister is no agnate +of yours, but merely your cognate, and vice versa; for children are +member's of their father's family, and not of your mother's. + +2 It was said that the statute confers the guardianship, in case +of intestacy, on the nearest agnates; but by intestacy here must be +understood not only complete intestacy of a person having power to +appoint a testamentary guardian, but also the mere omission to make +such appointment, and also the case of a person appointed testamentary +guardian dying in the testator's lifetime. + +3 Loss of status of any kind ordinarily extinguishes rights by agnation, +for agnation is a title of civil law. Not every kind of loss of status, +however, affects rights by cognation; because civil changes cannot +affect rights annexed to a natural title to the same extent that they +can affect those annexed to a civil one. + + + + +TITLE XVI. OF LOSS OF STATUS + +Loss of status, or change in one's previous civil rights, is of three +orders, greatest, minor or intermediate, and least. + +1 The greatest loss of status is the simultaneous loss of citizenship +and freedom, exemplified in those persons who by a terrible sentence are +made 'slaves of punishment,' in freedmen condemned for ingratitude to +their patrons, and in those who allow themselves to be sold in order to +share the purchase money when paid. + +2 Minor or intermediate loss of status is loss of citizenship +unaccompanied by loss of liberty, and is incident to interdiction of +fire and water and to deportation to an island. + +3 The least loss of status occurs when citizenship and freedom are +retained, but a man's domestic position is altered, and is exemplified +by adrogation and emancipation. + +4 A slave does not suffer loss of status by being manumitted, for while +a slave he had no civil rights: + +5 and where the change is one of dignity, rather than of civil rights, +there is no loss of status; thus it is no loss of status to be removed +from the senate. + +6 When it was said that rights by cognation are not affected by loss of +status, only the least loss of status was meant; by the greatest loss +of status they are destroyed--for instance, by a cognate's becoming +a slave--and are not recovered even by subsequent manumission. Again, +deportation to an island, which entails minor or intermediate loss of +status, destroys rights by cognation. + +7 When agnates are entitled to be guardians, it is not all who are so +entitled, but only those of the nearest degree, though if all are in the +same degree, all are entitled. + + + + +TITLE XVII. OF THE STATUTORY GUARDIANSHIP OF PATRONS + +The same statute of the Twelve Tables assigns the guardianship of +freedmen and freedwomen to the patron and his children, and this +guardianship, like that of agnates, is called statutory guardianship; +not that it is anywhere expressly enacted in that statute, but because +its interpretation by the jurists has procured for it as much reception +as it could have obtained from express enactment: the fact that the +inheritance of a freedman or freedwoman, when they die intestate, was +given by the statute to the patron and his children, being deemed a +proof that they were intended to have the guardianship also, partly +because in dealing with agnates the statute coupled guardianship with +succession, and partly on the principle that where the advantage of +the succession is, there, as a rule, ought too to be the burden of the +guardianship. We say 'as a rule,' because if a slave below the age of +puberty is manumitted by a woman, though she is entitled, as patroness, +to the succession, another person is guardian. + + + + +TITLE XVIII. OF THE STATUTORY GUARDIANSHIP OF PARENTS + +The analogy of the patron guardian led to another kind of socalled +statutory guardianship, namely that of a parent over a son or daughter, +or a grandson or granddaughter by a son, or any other descendant through +males, whom he emancipates below the age of puberty: in which case he +will be statutory guardian. + + + + +TITLE XIX. OF FIDUCIARY GUARDIANSHIP + +There is another kind of guardianship known as fiduciary guardianship, +which arises in the following manner. If a parent emancipates a son or +daughter, a grandson or granddaughter, or other descendant while under +the age of puberty, he becomes their statutory guardian: but if at his +death he leaves male children, they become fiduciary guardians of their +own sons, or brothers and sisters, or other relatives who had been thus +emancipated. But on the decease of a patron who is statutory guardian +his children become statutory guardians also; for a son of a deceased +person, supposing him not to have been emancipated during his father's +lifetime, becomes independent at the latter's death, and does not +fall under the power of his brothers, nor, consequently, under their +guardianship; whereas a freedman, had he remained a slave, would at +his master's death have become the slave of the latter's children. The +guardianship, however, is not cast on these persons unless they are of +full age, which indeed has been made a general rule in guardianship and +curatorship of every kind by our constitution. + + + + +TITLE XX. OF ATILIAN GUARDIANS, AND THOSE APPOINTED UNDER THE LEX IULIA +ET TITIA + +Failing every other kind of guardian, at Rome one used to be appointed +under the lex Atilia by the praetor of the city and the majority of the +tribunes of the people; in the provinces one was appointed under the lex +Iulia et Titia by the president of the province. + +1 Again, on the appointment of a testamentary guardian subject to a +condition, or on an appointment limited to take effect after a certain +time, a substitute could be appointed under these statutes during the +pendency of the condition, or until the expiration of the term: and +even if no condition was attached to the appointment of a testamentary +guardian, a temporary guardian could be obtained under these statutes +until the succession had vested. In all these cases the office of the +guardian so appointed determined as soon as the condition was fulfilled, +or the term expired, or the succession vested in the heir. + +2 On the capture of a guardian by the enemy, the same statutes regulated +the appointment of a substitute, who continued in office until the +return of the captive; for if he returned, he recovered the guardianship +by the law of postliminium. + +3 But guardians have now ceased to be appointed under these statutes, +the place of the magistrates directed by them to appoint being taken, +first, by the consuls, who began to appoint guardians to pupils of +either sex after inquiry into the case, and then by the praetors, who +were substituted for the consuls by the imperial constitutions; for +these statutes contained no provisions as to security to be taken from +guardians for the safety of their pupils' property, or compelling them +to accept the office in case of disinclination. + +4 Under the present law, guardians are appointed at Rome by the +prefect of the city, and by the praetor when the case falls within his +jurisdiction; in the provinces they are appointed, after inquiry, by +the governor, or by inferior magistrates at the latter's behest if the +pupil's property is of no great value. + +5 By our constitution, however, we have done away with all difficulties +of this kind relating to the appointing person, and dispensed with the +necessity of waiting for an order from the governor, by enacting that if +the property of the pupil or adult does not exceed five hundred solidi, +guardians or curators shall be appointed by the officers known as +defenders of the city, along with the holy bishop of the place, or in +the presence of other public persons, or by the magistrates, or by the +judge of the city of Alexandria; security being given in the amounts +required by the constitution, and those who take it being responsible if +it be insufficient. + +6 The wardship of children below the age of puberty is in accordance +with the law of nature, which prescribes that persons of immature years +shall be under another's guidance and control. + +7 As guardians have the management of their pupils' business, they are +liable to be sued on account of their administration as soon as the +pupil attains the age of puberty. + + + + +TITLE XXI. OF THE AUTHORITY OF GUARDIANS + +In some cases a pupil cannot lawfully act without the authority of +his guardian, in others he can. Such authority, for instance, is not +necessary when a pupil stipulates for the delivery of property, though +it is otherwise where he is the promisor; for it is an established rule +that the guardian's authority is not necessary for any act by which the +pupil simply improves his own position, though it cannot be dispensed +with where he proposes to make it worse. Consequently, unless the +guardian authorizes all transactions generating bilateral obligations, +such as sale, hire, agency, and deposit, the pupil is not bound, +though he can compel the other contracting party to discharge his own +obligation. + +1 Pupils, however, require their guardian's authority before they can +enter on an inheritance, demand the possession of goods, or accept an +inheritance by way of trust, even though such act be advantageous to +them, and involves no chance of loss. + +2 If the guardian thinks the transaction will be beneficial to his +pupil, his authority should be given presently and on the spot. +Subsequent ratification, or authority given by letter, has no effect. + +3 In case of a suit between guardian and pupil, as the former cannot +lawfully authorize an act in which he is personally concerned or +interested, a curator is now appointed, in lieu of the old praetorian +guardian, with whose cooperation the suit is carried on, his office +determining as soon as it is decided. + + + + +TITLE XXII. OF THE MODES IN WHICH GUARDIANSHIP IS TERMINATED + +Pupils of either sex are freed from guardianship when they reach the age +of puberty, which the ancients were inclined to determine, in the +case of males, not only by age, but also by reference to the physical +development of individuals. Our majesty, however, has deemed it not +unworthy of the purity of our times to apply in the case of males also +the moral considerations which, even among the ancients, forbade in the +case of females as indecent the inspection of the person. Consequently +by the promulgation of our sacred constitution we have enacted that +puberty in males shall be considered to commence immediately on +the completion of the fourteenth year, leaving unaltered the rule +judiciously laid down by the ancients as to females, according to which +they are held fit for marriage after completing their twelfth year. + +1 Again, tutelage is terminated by adrogation or deportation of the +pupil before he attains the age of puberty, or by his being reduced to +slavery or taken captive by the enemy. + +2 So too if a testamentary guardian be appointed to hold office until +the occurrence of a condition, on this occurrence his office determines. + +3 Similarly tutelage is terminated by the death either of pupil or of +guardian. + +4 If a guardian suffers such a loss of status as entails loss of either +liberty or citizenship, his office thereby completely determines. It is, +however, only the statutory kind of guardianship which is destroyed by +a guardian's undergoing the least loss of status, for instance, by his +giving himself in adoption. Tutelage is in every case put an end to by +the pupil's suffering loss of status, even of the lowest order. + +5 Testamentary guardians appointed to serve until a certain time lay +down their office when that time arrives. + +6 Finally, persons cease to be guardians who are removed from their +office on suspicion, or who are enabled to lay down the burden of +the tutelage by a reasonable ground of excuse, according to the rules +presently stated. + + + + +TITLE XXIII. OF CURATORS + +Males, even after puberty, and females after reaching marriageable +years, receive curators until completing their twenty-fifth year, +because, though past the age fixed by law as the time of puberty, they +are not yet old enough to administer their own affairs. + +1 Curators are appointed by the same magistrates who appoint guardians. +They cannot legally be appointed by will, though such appointment, if +made, is usually confirmed by an order of the praetor or governor of the +province. + +2 A person who has reached the age of puberty cannot be compelled +to have a curator, except for the purpose of conducting a suit: for +curators, unlike guardians, can be appointed for a particular matter. + +3 Lunatics and prodigals, even though more than twentyfive years of age, +are by the statute of the Twelve Tables placed under their agnates as +curators; but now, as a rule, curators are appointed for them at Rome +by the prefect of the city or praetor, and in the provinces by the +governor, after inquiry into the case. + +4 Curators should also be given to persons of weak mind, to the deaf, +the dumb, and those suffering from chronic disease, because they are not +competent to manage their own affairs. + +5 Sometimes even pupils have curators, as, for instance, when a +statutory guardian is unfit for his office: for if a pupil already has +one guardian, he cannot have another given him. Again, if a testamentary +guardian, or one appointed by the praetor or governor, is not a good man +of business, though perfectly honest in his management of the pupil's +affairs, it is usual for a curator to be appointed to act with +him. Again, curators are usually appointed in the room of guardians +temporarily excused from the duties of their office. + +6 If a guardian is prevented from managing his pupil's affairs by +illhealth or other unavoidable cause, and the pupil is absent or an +infant, the praetor or governor of the province will, at the guardian's +risk, appoint by decree a person selected by the latter to act as agent +of the pupil. + + + + +TITLE XXIV. OF THE SECURITY TO BE GIVEN BY GUARDIANS AND CURATORS + +To prevent the property of pupils and of persons under curators from +being wasted or diminished by their curators or guardians the +praetor provides for security being given by the latter against +maladministration. This rule, however, is not without exceptions, for +testamentary guardians are not obliged to give security, the testator +having had full opportunities of personally testing their fidelity +and carefulness, and guardians and curators appointed upon inquiry are +similarly exempted, because they have been expressly chosen as the best +men for the place. + +1 If two or more are appointed by testament, or by a magistrate upon +inquiry, any one of them may offer security for indemnifying the pupil +or person to whom he is curator against loss, and be preferred to his +colleague, in order that he may either obtain the sole administration, +or else induce his colleague to offer larger security than himself, and +so become sole administrator by preference. Thus he cannot directly call +upon his colleague to give security; he ought to offer it himself, and +so give his colleague the option of receiving security on the one hand, +or of giving it on the other. If none of them offer security, and the +testator left directions as to which was to administer the property, +this person must undertake it: in default of this, the office is cast +by the praetor's edict on the person whom the majority of guardians or +curators shall choose. If they cannot agree, the praetor must interpose. +The same rule, authorizing a majority to elect one to administer the +property, is to be applied where several are appointed after inquiry by +a magistrate. + +2 It is to be noted that, besides the liability of guardians and +curators to their pupils, or the persons for whom they act, for the +management of their property, there is a subsidiary action against the +magistrate accepting the security, which may be resorted to where +all other remedies prove inadequate, and which lies against those +magistrates who have either altogether omitted to take security from +guardians or curators, or taken it to an insufficient amount. According +to the doctrines stated by the jurists, as well as by imperial +constitutions, this action may be brought against the magistrate's heirs +as well as against him personally; + +3 and these same constitutions ordain that guardians or curators who +make default in giving security may be compelled to do so by legal +distraint of their goods. + +4 This action, however, will not lie against the prefect of the city, +the praetor, or the governor of a province, or any other magistrate +authorized to appoint guardians, but only against those to whose usual +duties the taking of security belongs. + + + + +TITLE XXV. OF GUARDIANS' AND CURATORS' GROUNDS OF EXEMPTION + +There are various grounds on which persons are exempted from serving the +office of guardian or curator, of which the most common is their having +a certain number of children, whether in power or emancipated. If, that +is to say, a man has, in Rome, three children living, in Italy four, or +in the provinces five, he may claim exemption from these, as from other +public offices; for it is settled that the office of a guardian or +curator is a public one. Adopted children cannot be reckoned for this +purpose, though natural children given in adoption to others may: +similarly grandchildren by a son may be reckoned, so as to represent +their father, while those by a daughter may not. It is, however, only +living children who avail to excuse their fathers from serving as +guardian or curator; such as have died are of no account, though the +question has arisen whether this rule does not admit of an exception +where they have died in war; and it is agreed that this is so, but only +where they have fallen on the field of battle: for these, because they +have died for their country, are deemed to live eternally in fame. + +1 The Emperor Marcus, too, replied by rescript, as is recorded in his +Semestria, that employment in the service of the Treasury is a valid +excuse from serving as guardian or curator so long as that employment +lasts. + +2 Again, those are excused from these offices who are absent in the +service of the state; and a person already guardian or curator who has +to absent himself on public business is excused from acting in either of +these capacities during such absence, a curator being appointed to act +temporarily in his stead. On his return, he has to resume the burden +of tutelage, without being entitled to claim a year's exemption, as has +been settled since the opinion of Papinian was delivered in the fifth +book of his replies; for the year's exemption or vacation belongs only +to such as are called to a new tutelage. + +3 By a rescript of the Emperor Marcus persons holding any magistracy may +plead this as a ground of exemption, though it will not enable them to +resign an office of this kind already entered upon. + +4 No guardian or curator can excuse himself on the ground of an action +pending between himself and his ward, unless it relates to the latter's +whole estate or to an inheritance. + +5 Again, a man who is already guardian or curator to three persons +without having sought after the office is entitled to exemption from +further burdens of the kind so long as he is actually engaged with +these, provided that the joint guardianship of several pupils, or +administration of an undivided estate, as where the wards are brothers, +is reckoned as one only. + +6 If a man can prove that through poverty he is unequal to the burden of +the office, this, according to rescripts of the imperial brothers and of +the Emperor Marcus, is a valid ground of excuse. + +7 Illhealth again is a sufficient excuse if it be such as to prevent a +man from attending to even his own affairs: + +8 and the Emperor Pius decided by a rescript that persons unable to read +ought to be excused, though even these are not incapable of transacting +business. + +9 A man too is at once excused if he can show that a father has +appointed him testamentary guardian out of enmity, while conversely no +one can in any case claim exemption who promised the ward's father that +he would act as guardian to them: + +10 and it was settled by a rescript of M. Aurelius and L. Verus that the +allegation that one was unacquainted with the pupil's father cannot be +admitted as a ground of excuse. + +11 Enmity against the ward's father, if extremely bitter, and if there +was no reconciliation, is usually accepted as a reason for exemption +from the office of guardian; + +12 and similarly a person can claim to be excused whose status or civil +rights have been disputed by the father of the ward in an action. + +13 Again, a person over seventy years of age can claim to be excused +from acting as guardian or curator, and by the older law persons less +than twentyfive were similarly exempted. But our constitution, having +forbidden the latter to aspire to these functions, has made excuses +unnecessary. The effect of this enactment is that no pupil or +person under twentyfive years of age is to be called to a statutory +guardianship; for it was most incongruous to place persons under the +guardianship or administration of those who are known themselves to need +assistance in the management of their own affairs, and are themselves +governed by others. + +14 The same rule is to be observed with soldiers, who, even though they +desire it, may not be admitted to the office of guardian: + +15 and finally grammarians, rhetoricians, and physicians at Rome, and +those who follow these callings in their own country and are within the +number fixed by law, are exempted from being guardians or curators. + +16 If a person who has several grounds of excuse wishes to obtain +exemption, and some of them are not allowed, he is not prohibited from +alleging others, provided he does this within the time prescribed. Those +desirous of excusing themselves do not appeal, but ought to allege +their grounds of excuse within fifty days next after they hear of their +appointment, whatever the form of the latter, and whatever kind of +guardians they may be, if they are within a hundred miles of the place +where they were appointed: if they live at a distance of more than a +hundred miles, they are allowed a day for every twenty miles, and thirty +days in addition, but this time, as Scaevola has said, must never be so +reckoned as to amount to less than fifty days. + +17 A person appointed guardian is deemed to be appointed to the whole +patrimony; + +18 and after he has once acted as guardian he cannot be compelled +against his will to become the same person's curator--not even if the +father who appointed him testamentary guardian added in the will that +he made him curator, too, as soon as the ward reached fourteen years of +age--this having been decided by a rescript of the Emperors Severus and +Antoninus. + +19 Another rescript of the same emperors settled that a man is +entitled to be excused from becoming his own wife's curator, even after +intermeddling with her affairs. + +20 No man is discharged from the burden of guardianship who has procured +exemption by false allegations. + + + + +TITLE XXVI. OF GUARDIANS OR CURATORS WHO ARE SUSPECTED + +The accusation of guardians or curators on suspicion originated in the +statute of the Twelve Tables; + +1 the removal of those who are accused on suspicion is part of the +jurisdiction, at Rome, of the praetor, and in the provinces of their +governors and of the proconsul's legate. + +2 Having shown what magistrates can take cognizance of this subject, let +us see what persons are liable to be accused on suspicion. All guardians +are liable, whether appointed by testament or otherwise; consequently +even a statutory guardian may be made the object of such an accusation. +But what is to be said of a patron guardian? Even here we must reply +that he too is liable; though we must remember that his reputation must +be spared in the event of his removal on suspicion. + +3 The next point is to see what persons may bring this accusation; and +it is to be observed that the action partakes of a public character, +that is to say, is open to all. Indeed, by a rescript of Severus and +Antoninus even women are made competent to bring it, but only those who +can allege a close tie of affection as their motive; for instance, a +mother, nurse, grandmother, or sister. And the praetor will allow any +woman to prefer the accusation in whom he finds an affection real enough +to induce her to save a pupil from suffering harm, without seeming to be +more forward than becomes her sex. + +4 Persons below the age of puberty cannot accuse their guardians on +suspicion; but by a rescript of Severus and Antoninus it has been +permitted to those who have reached that age to deal thus with their +curators, after taking the advice of their nearest relations. + +5 A guardian is 'suspected' who does not faithfully discharge his +tutorial functions, though he may be perfectly solvent, as was the +opinion also of Julian. Indeed, Julian writes that a guardian may be +removed on suspicion before he commences his administration, and a +constitution has been issued in accordance with this view. + +6 A person removed from office on suspicion incurs infamy if his offence +was fraud, but not if it was merely negligence. + +7 As Papinian held, on a person being accused on suspicion he is +suspended from the administration until the action is decided. + +8 If a guardian or curator who is accused on suspicion dies after the +commencement of the action, but before it has been decided, the action +is thereby extinguished; + +9 and if a guardian fails to appear to a summons of which the object is +to fix by judicial order a certain rate of maintenance for the pupil, +the rescript of the Emperors Severus and Antoninus provides that the +pupil may be put in possession of the guardian's property, and orders +the sale of the perishable portions thereof after appointment of a +curator. Consequently, a guardian may be removed as suspected who does +not provide his pupil with sufficient maintenance. + +10 If, on the other hand, the guardian appears, and alleges that the +pupil's property is too inconsiderable to admit of maintenance being +decreed, and it is shown that the allegation is false, the proper course +is for him to be sent for punishment to the prefect of the city, like +those who purchase a guardianship with bribery. + +11 So too a freedman, convicted of having acted fraudulently as guardian +of the sons or grandsons of his patron, should be sent to the prefect of +the city for punishment. + +12 Finally, it is to be noted, that guardians or curators who are guilty +of fraud in their administration must be removed from their office even +though they offer to give security, for giving security does not change +the evil intent of the guardian, but only gives him a larger space of +time wherein he may injure the pupil's property: 13 for a man's mere +character or conduct may be such as to justify one's deeming him +'suspected.' No guardian or curator, however, may be removed on +suspicion merely because he is poor, provided he is also faithful and +diligent. + + + + +BOOK II. + + + + + TITLES + I. Of the different kinds of Things + II. Of incorporeal Things + III. Of servitudes + IV. Of usufruct + V. Of use and habitation + VI. Of usucapion and long possession + VII. Of gifts + VIII. Of persons who may, and who may + not alienate + IX. Of persons through whom we acquire + X. Of the execution of wills + XI. Of soldiers' wills + XII. Of persons incapable of making wills + XIII. Of the disinherison of children + XIV. Of the institution of the heir + XV. Of ordinary substitution + XVI. Of pupillary substitution + XVII. Of the modes in which wills become + void + XVIII. Of an unduteous will + XIX. Of the kinds of and differences + between heirs + XX. Of legacies + XXI. Of the ademption and transference + of legacies + XXII. Of the lex Falcidia + XXIII. Of trust inheritances + XXIV. Of trust bequests of single things + XXV. Of codicils + + + + +TITLE I. OF THE DIFFERENT KINDS OF THINGS + +In the preceding book we have expounded the law of Persons: now let us +proceed to the law of Things. Of these, some admit of private ownership, +while others, it is held, cannot belong to individuals: for some things +are by natural law common to all, some are public, some belong to a +society or corporation, and some belong to no one. But most things +belong to individuals, being acquired by various titles, as will appear +from what follows. + +1 Thus, the following things are by natural law common to all--the air, +running water, the sea, and consequently the seashore. No one therefore +is forbidden access to the seashore, provided he abstains from injury to +houses, monuments, and buildings generally; for these are not, like the +sea itself, subject to the law of nations. + +2 On the other hand, all rivers and harbours are public, so that all +persons have a right to fish therein. + +3 The seashore extends to the limit of the highest tide in time of storm +or winter. + +4 Again, the public use of the banks of a river, as of the river itself, +is part of the law of nations; consequently every one is entitled to +bring his vessel to the bank, and fasten cables to the trees growing +there, and use it as a resting-place for the cargo, as freely as he may +navigate the river itself. But the ownership of the bank is in the owner +of the adjoining land, and consequently so too is the ownership of the +trees which grow upon it. + +5 Again, the public use of the seashore, as of the sea itself, is part +of the law of nations; consequently every one is free to build a cottage +upon it for purposes of retreat, as well as to dry his nets and haul +them up from the sea. But they cannot be said to belong to any one as +private property, but rather are subject to the same law as the sea +itself, with the soil or sand which lies beneath it. + +6 As examples of things belonging to a society or corporation, and not +to individuals, may be cited buildings in cities--theatres, racecourses, +and such other similar things as belong to cities in their corporate +capacity. + +7 Things which are sacred, devoted to superstitious uses, or sanctioned, +belong to no one, for what is subject to divine law is no one's +property. + +8 Those things are sacred which have been duly consecrated to God by +His ministers, such as churches and votive offerings which have been +properly dedicated to His service; and these we have by our constitution +forbidden to be alienated or pledged, except to redeem captives from +bondage. If any one attempts to consecrate a thing for himself and by +his own authority, its character is unaltered, and it does not become +sacred. The ground on which a sacred building is erected remains sacred +even after the destruction of the building, as was declared also by +Papinian. + +9 Any one can devote a place to superstitious uses of his own free +will, that is to say, by burying a dead body in his own land. It is not +lawful, however, to bury in land which one owns jointly with some one +else, and which has not hitherto been used for this purpose, without the +other's consent, though one may lawfully bury in a common sepulchre +even without such consent. Again, the owner may not devote a place to +superstitious uses in which another has a usufruct, without the consent +of the latter. It is lawful to bury in another man's ground, if he gives +permission, and the ground thereby becomes religious even though he +should not give his consent to the interment till after it has taken +place. + +10 Sanctioned things, too, such as city walls and gates, are, in +a sense, subject to divine law, and therefore are not owned by any +individual. Such walls are said to be 'sanctioned,' because any offence +against them is visited with capital punishment; for which reason +those parts of the laws in which we establish a penalty for their +transgressors are called sanctions. + +11 Things become the private property of individuals in many ways; for +the titles by which we acquire ownership in them are some of them titles +of natural law, which, as we said, is called the law of nations, while +some of them are titles of civil law. It will thus be most convenient to +take the older law first: and natural law is clearly the older, having +been instituted by nature at the first origin of mankind, whereas +civil laws first came into existence when states began to be founded, +magistrates to be created, and laws to be written. + +12 Wild animals, birds, and fish, that is to say all the creatures which +the land, the sea, and the sky produce, as soon as they are caught +by any one become at once the property of their captor by the law of +nations; for natural reason admits the title of the first occupant to +that which previously had no owner. So far as the occupant's title is +concerned, it is immaterial whether it is on his own land or on that of +another that he catches wild animals or birds, though it is clear that +if he goes on another man's land for the sake of hunting or fowling, +the latter may forbid him entry if aware of his purpose. An animal thus +caught by you is deemed your property so long as it is completely under +your control; but so soon as it has escaped from your control, and +recovered its natural liberty, it ceases to be yours, and belongs to the +first person who subsequently catches it. It is deemed to have recovered +its natural liberty when you have lost sight of it, or when, though it +is still in your sight, it would be difficult to pursue it. + +13 It has been doubted whether a wild animal becomes your property +immediately you have wounded it so severely as to be able to catch it. +Some have thought that it becomes yours at once, and remains so as +long as you pursue it, though it ceases to be yours when you cease +the pursuit, and becomes again the property of any one who catches it: +others have been of opinion that it does not belong to you till you have +actually caught it. And we confirm this latter view, for it may happen +in many ways that you will not capture it. + +14 Bees again are naturally wild; hence if a swarm settles on your tree, +it is no more considered yours, until you have hived it, than the birds +which build their nests there, and consequently if it is hived by +some one else, it becomes his property. So too any one may take the +honeycombs which bees may chance to have made, though, of course, if you +see some one coming on your land for this purpose, you have a right, +to forbid him entry before that purpose is effected. A swarm which has +flown from your hive is considered to remain yours so long as it is in +your sight and easy of pursuit: otherwise it belongs to the first person +who catches it. + +15 Peafowl too and pigeons are naturally wild, and it is no valid +objection that they are used to return to the same spots from which they +fly away, for bees do this, and it is admitted that bees are wild by +nature; and some people have deer so tame that they will go into the +woods and yet habitually come back again, and still no one denies that +they are naturally wild. With regard, however, to animals which have +this habit of going away and coming back again, the rule has been +established that they are deemed yours so long as they have the intent +to return: for if they cease to have this intention they cease to be +yours, and belong to the first person who takes them; and when they lose +the habit they seem also to have lost the intention of returning. + +16 Fowls and geese are not naturally wild, as is shown by the fact that +there are some kinds of fowls and geese which we call wild kinds. Hence +if your geese or fowls are frightened and fly away, they are considered +to continue yours wherever they may be, even though you have lost sight +of them; and any one who keeps them intending thereby to make a profit +is held guilty of theft. + +17 Things again which we capture from the enemy at once become ours +by the law of nations, so that by this rule even free men become our +slaves, though, if they escape from our power and return to their own +people, they recover their previous condition. + +18 Precious stones too, and gems, and all other things found on the +seashore, become immediately by natural law the property of the finder: + +19 and by the same law the young of animals of which you are the owner +become your property also. + +20 Moreover, soil which a river has added to your land by alluvion +becomes yours by the law of nations. Alluvion is an imperceptible +addition; and that which is added so gradually that you cannot perceive +the exact increase from one moment of time to another is added by +alluvion. + +21 If, however, the violence of the stream sweeps away a parcel of +your land and carries it down to the land of your neighbour it clearly +remains yours; though of course if in the process of time it becomes +firmly attached to your neighbour's land, they are deemed from that time +to have become part and parcel thereof. + +22 When an island rises in the sea, though this rarely happens, it +belongs to the first occupant; for, until occupied, it is held to belong +to no one. If, however (as often occurs), an island rises in a river, +and it lies in the middle of the stream, it belongs in common to the +landowners on either bank, in proportion to the extent of their riparian +interest; but if it lies nearer to one bank than to the other, it +belongs to the landowners on that bank only. If a river divides into +two channels, and by uniting again these channels transform a man's land +into an island, the ownership of that land is in no way altered: + +23 but if a river entirely leaves its old channel, and begins to run in +a new one, the old channel belongs to the landowners on either side of +it in proportion to the extent of their riparian interest, while the new +one acquires the same legal character as the river itself, and becomes +public. But if after a while the river returns to its old channel, the +new channel again becomes the property of those who possess the land +along its banks. + +24 It is otherwise if one's land is wholly flooded, for a flood does not +permanently alter the nature of the land, and consequently if the water +goes back the soil clearly belongs to its previous owner. + +25 When a man makes a new object out of materials belonging to another, +the question usually arises, to which of them, by natural reason, does +this new object belong--to the man who made it, or to the owner of the +materials? For instance, one man may make wine, or oil, or corn, out of +another man's grapes, olives, or sheaves; or a vessel out of his gold, +silver, or bronze; or mead of his wine and honey; or a plaster or +eyesalve out of his drugs; or cloth out of his wool; or a ship, a chest, +or a chair out of his timber. After many controversies between the +Sabinians and Proculians, the law has now been settled as follows, in +accordance with the view of those who followed a middle course between +the opinions of the two schools. If the new object can be reduced to +the materials out of which it was made, it belongs to the owner of the +materials; if not, it belongs to the person who made it. For instance, a +vessel can be melted down, and so reduced to the rude material--bronze, +silver, or gold--of which it is made: but it is impossible to reconvert +wine into grapes, oil into olives, or corn into sheaves, or even mead +into the wine and honey out of which it was compounded. But if a man +makes a new object out of materials which belong partly to him and +partly to another--for instance, mead of his own wine and another's +honey, or a plaster or eyesalve of drugs which are not all his own, or +cloth of wool which belongs only in part to him--in this case there +can be no doubt that the new object belongs to its creator, for he has +contributed not only part of the material, but the labour by which it +was made. + +26 If, however, a man weaves into his own cloth another man's purple, +the latter, though the more valuable, becomes part of the cloth by +accession; but its former owner can maintain an action of theft against +the purloiner, and also a condiction, or action for reparative damages, +whether it was he who made the cloth, or some one else; for although the +destruction of property is a bar to a real action for its recovery, +it is no bar to a condiction against the thief and certain other +possessors. + +27 If materials belonging to two persons are mixed by consent--for +instance, if they mix their wines, or melt together their gold or their +silver--the result of the mixture belongs to them in common. And the law +is the same if the materials are of different kinds, and their mixture +consequently results in a new object, as where mead is made by mixing +wine and honey, or electrum by mixing gold and silver; for even here it +is not doubted that the new object belongs in common to the owners of +the materials. And if it is by accident, and not by the intention of the +owners, that materials have become mixed, the law is the same, whether +they were of the same or of different kinds. + +28 But if the corn of Titius has become mixed with yours, and this by +mutual consent, the whole will belong to you in common, because the +separate bodies or grains, which before belonged to one or the other +of you in severalty, have by consent on both sides been made your joint +property. If, however, the mixture was accidental, or if Titius mixed +the two parcels of corn without your consent, they do not belong to +you in common, because the separate grains remain distinct, and their +substance is unaltered; and in such cases the corn no more becomes +common property than does a flock formed by the accidental mixture of +Titius's sheep with yours. But if either of you keeps the whole of the +mixed corn, the other can bring a real action for the recovery of such +part of it as belongs to him, it being part of the province of the judge +to determine the quality of the wheat which belonged to each. + +29 If a man builds upon his own ground with another's materials, the +building is deemed to be his property, for buildings become a part +of the ground on which they stand. And yet he who was owner of the +materials does not cease to own them, but he cannot bring a real action +for their recovery, or sue for their production, by reason of a clause +in the Twelve Tables providing that no one shall be compelled to take +out of his house materials (tignum), even though they belong to another, +which have once been built into it, but that double their value may +be recovered by the action called 'de tigno iniuncto.' The term tignum +includes every kind of material employed in building, and the object +of this provision is to avoid the necessity of having buildings pulled +down; but if through some cause or other they should be destroyed, the +owner of the materials, unless he has already sued for double value, may +bring a real action for recovery, or a personal action for production. + +30 On the other hand, if one man builds a house on another's land with +his own materials, the house belongs to the owner of the land. In this +case, however, the right of the previous owner in the materials is +extinguished, because he is deemed to have voluntarily parted with them, +though only, of course, if he was aware that the land on which he was +building belonged to another man. Consequently, though the house should +be destroyed, he cannot claim the materials by real action. Of course, +if the builder of the house has possession of the land, and the owner of +the latter claims the house by real action, but refuses to pay for the +materials and the workmen's wages, he can be defeated by the plea of +fraud, provided the builder's possession is in good faith: for if he +knew that the land belonged to some one else it may be urged against him +that he was to blame for rashly building on land owned to his knowledge +by another man. + +31 If Titius plants another man's shrub in land belonging to himself, +the shrub will become his; and, conversely, if he plants his own shrub +in the land of Maevius, it will belong to Maevius. In neither case, +however, will the ownership be transferred until the shrub has taken +root: for, until it has done this, it continues to belong to the +original owner. So strict indeed is the rule that the ownership of +the shrub is transferred from the moment it has taken root, that if a +neighbour's tree grows so close to the land of Titius that the soil of +the latter presses round it, whereby it drives its roots entirely into +the same, we say the tree becomes the property of Titius, on the ground +that it would be unreasonable to allow the owner of a tree to be a +different person from the owner of the land in which it is rooted. +Consequently, if a tree which grows on the boundaries of two estates +drives its roots even partially into the neighbour's soil, it becomes +the common property of the two landowners. + +32 On the same principle corn is reckoned to become a part of the soil +in which it is sown. But exactly as (according to what we said) a man +who builds on another's land can defend himself by the plea of fraud +when sued for the building by the owner of the land, so here too one who +has in good faith and at his own expense put crops into another man's +soil can shelter himself behind the same plea, if refused compensation +for labour and outlay. + +33 Writing again, even though it be in letters of gold, becomes a part +of the paper or parchment, exactly as buildings and sown crops become +part of the soil, and consequently if Titius writes a poem, or a +history, or a speech on your paper and parchment, the whole will be held +to belong to you, and not to Titius. But if you sue Titius to recover +your books or parchments, and refuse to pay the value of the writing, +he will be able to defend himself by the plea of fraud, provided that he +obtained possession of the paper or parchment in good faith. + +34 Where, on the other hand, one man paints a picture on another's +board, some think that the board belongs, by accession, to the painter, +others, that the painting, however great its excellence, becomes part of +the board. The former appears to us the better opinion, for it is absurd +that a painting by Apelles or Parrhasius should be an accessory of a +board which, in itself, is thoroughly worthless. Hence, if the owner +of the board has possession of the picture, and is sued for it by the +painter, who nevertheless refuses to pay the cost of the board, he will +be able to repel him by the plea of fraud. If, on the other hand, the +painter has possession, it follows from what has been said that the +former owner of the board, [if he is to be able to sue at all], must +claim it by a modified and not by a direct action; and in this case, +if he refuses to pay the cost of the picture, he can be repelled by the +plea of fraud, provided that the possession of the painter be in good +faith; for it is clear, that if the board was stolen by the painter, or +some one else, from its former owner, the latter can bring the action of +theft. + +35 If a man in good faith buys land from another who is not its owner, +though he believed he was, or acquires it in good faith by gift or some +other lawful title, natural reason directs that the fruits which he has +gathered shall be his, in consideration of his care and cultivation: +consequently if the owner subsequently appears and claims the land by +real action, he cannot sue for fruits which the possessor has consumed. +This, however, is not allowed to one who takes possession of land which +to his knowledge belongs to another person, and therefore he is obliged +not only to restore the land, but to make compensation for fruits even +though they have been consumed. + +36 A person who has a usufruct in land does not become owner of +the fruits which grow thereon until he has himself gathered them; +consequently fruits which, at the moment of his decease, though ripe, +are yet ungathered, do not belong to his heir, but to the owner of the +land. What has been said applies also in the main to the lessee of land. + +37 The term 'fruits,' when used of animals, comprises their young, +as well as milk, hair, and wool; thus lambs, kids, calves, and foals, +belong at once, by the natural law of ownership, to the fructuary. +But the term does not include the offspring of a female slave, which +consequently belongs to her master; for it seemed absurd to reckon human +beings as fruits, when it is for their sake that all other fruits have +been provided by nature. + +38 The usufructuary of a flock, as Julian held, ought to replace any of +the animals which die from the young of the rest, and, if his usufruct +be of land, to replace dead vines or trees; for it is his duty to +cultivate according to law and use them like a careful head of a family. + +39 If a man found treasure in his own land, the Emperor Hadrian, +following natural equity, adjudged to him the ownership of it, as he +also did to a man who found one by accident in soil which was sacred or +religious. If he found it in another man's land by accident, and without +specially searching for it, he gave half to the finder, half to the +owner of the soil; and upon this principle, if a treasure were found in +land belonging to the Emperor, he decided that half should belong to +the latter, and half to the finder; and consistently with this, if a man +finds one in land which belongs to the imperial treasury or the people, +half belongs to him, and half to the treasury or the State. + +40 Delivery again is a mode in which we acquire things by natural law; +for it is most agreeable to natural equity that where a man wishes to +transfer his property to another person his wish should be confirmed. +Consequently corporeal things, whatever be their nature, admit of +delivery, and delivery by their owner makes them the property of the +alienee; this, for instance, is the mode of alienating stipendiary and +tributary estates, that is to say, estates lying in provincial soil; +between which, however, and estates in Italy there now exists, according +to our constitution, no difference. + +41 And ownership is transferred whether the motive of the delivery +be the desire to make a gift, to confer a dowry, or any other motive +whatsoever. When, however, a thing is sold and delivered, it does not +become the purchaser's property until he has paid the price to the +vendor, or satisfied him in some other way, as by getting some one else +to accept liability for him, or by pledge. And this rule, though laid +down also in the statute of the Twelve Tables, is rightly said to be a +dictate of the law of all nations, that is, of natural law. But if the +vendor gives the purchaser credit, the goods sold belong to the latter +at once. + +42 It is immaterial whether the person who makes delivery is the owner +himself, or some one else acting with his consent. + +43 Consequently, if any one is entrusted by an owner with the management +of his business at his own free discretion, and in the execution of his +commission sells and delivers any article, he makes the receiver its +owner. + +44 In some cases even the owner's bare will is sufficient, without +delivery, to transfer ownership. For instance, if a man sells or makes +you a present of a thing which he has previously lent or let to you or +placed in your custody, though it was not from that motive he originally +delivered it to you, yet by the very fact that he suffers it to be +yours you at once become its owner as fully as if it had been originally +delivered for the purpose of passing the property. + +45 So too if a man sells goods lying in a warehouse, he transfers the +ownership of them to the purchaser immediately he has delivered to the +latter the keys of the warehouse. + +46 Nay, in some cases the will of the owner, though directly only +towards an uncertain person, transfers the ownership of the thing, as +for instance when praetors and consuls throw money to a crowd: here they +know not which specific coin each person will get, yet they make the +unknown recipient immediately owner, because it is their will that each +shall have what he gets. + +47 Accordingly, it is true that if a man takes possession of property +abandoned by its previous owner, he at once becomes its owner himself: +and a thing is said to be abandoned which its owner throws away with the +deliberate intention that it shall no longer be part of his property, +and of which, consequently, he immediately ceases to be the owner. + +48 It is otherwise with things which are thrown overboard during a +storm, in order to lighten the ship; in the ownership of these things +there is no change, because the reason for which they are thrown +overboard is obviously not that the owner does not care to own them any +longer, but that he and the ship besides may be more likely to escape +the perils of the sea. Consequently any one who carries them off after +they are washed on shore, or who picks them up at sea and keeps them, +intending to make a profit thereby, commits a theft; for such things +seem to be in much the same position as those which fall out of a +carriage in motion unknown to their owners. + + + + +TITLE II. OF INCORPOREAL THINGS + +Some things again are corporeal, and others incorporeal. + +1 Those are corporeal which in their own nature are tangible, such as +land, slaves, clothing, gold, silver, and others innumerable. + +2 Things incorporeal are such as are intangible: rights, for instance, +such as inheritance, usufruct, and obligations, however acquired. And it +is no objection to this definition that an inheritance comprises things +which are corporeal; for the fruits of land enjoyed by a usufructuary +are corporeal too, and obligations generally relate to the conveyance of +something corporeal, such as land, slaves, or money, and yet the right +of succession, the right of usufruct, and the right existing in every +obligation, are incorporeal. + +3 So too the rights appurtenant to land, whether in town or country, +which are usually called servitudes, are incorporeal things. + + + + +TITLE III. OF SERVITUDES + +The following are rights appurtenant to country estates: 'iter,' +the right of passage at will for a man only, not of driving beast or +vehicles; 'actus,' the right of driving beasts or vehicles (of which two +the latter contains the former, though the former does not contain the +latter, so that a man who has iter has not necessarily actus, while if +he has actus he has also iter, and consequently can pass himself even +though unaccompanied by cattle); 'via,' which is the right of going, of +driving any thing whatsoever, and of walking, and which thus contains +both iter and actus; and fourthly, 'aquaeductus,' the right of +conducting water over another man's land. + +1 Servitudes appurtenant to town estates are rights which are attached +to buildings; and they are said to appertain to town estates because all +buildings are called 'town estates,' even though they are actually in +the country. The following are servitudes of this kind--the obligation +of a man to support the weight of his neighbour's house, to allow a beam +to be let into his wall, or to receive the rain from his neighbour's +roof on to his own either in drops or from a shoot, or from a gutter +into his yard; the converse right of exemption from any of these +obligations; and the right of preventing a neighbour from raising his +buildings, lest thereby one's ancient lights be obstructed. + +2 Some think that among servitudes appurtenant to country estates ought +properly to be reckoned the rights of drawing water, of watering cattle, +of pasture, of burning lime, and of digging sand. + +3 These servitudes are called rights attached to estates, because +without estates they cannot come into existence; for no one can acquire +or own a servitude attached to a town or country estate unless he has an +estate for it to be attached to. + +4 When a landowner wishes to create any of these rights in favour of +his neighbour, the proper mode of creation is agreement followed by +stipulation. By testament too one can impose on one's heir an obligation +not to raise the height of his house so as to obstruct his neighbour's +ancient lights, or bind him to allow a neighbour to let a beam into +his wall, to receive the rain water from a neighbour's pipe, or allow a +neighbour a right of way, of driving cattle or vehicles over his land, +or conducting water over it. + + + + +TITLE IV. OF USUFRUCT + +Usufruct is the right of using and taking the fruits of property not +one's own, without impairing the substance of that property; for being +a right over a corporeal thing, it is necessarily extinguished itself +along with the extinction of the latter. + +1 Usufruct is thus a right detached from the aggregate of rights +involved in ownership, and this separation can be effected in very many +ways: for instance, if one man gives another a usufruct by legacy, the +legatee has the usufruct, while the heir has merely the bare ownership; +and, conversely, if a man gives a legacy of an estate, reserving +the usufruct, the usufruct belongs to the heir, while only the bare +ownership is vested in the legatee. Similarly, he can give to one man +a legacy of the usufruct, to another one of the estate, subject to the +other's usufruct. If it is wished to create a usufruct in favour of +another person otherwise than by testament, the proper mode is agreement +followed by stipulation. However, lest ownership should be entirely +valueless through the permanent separation from it of the usufruct, +certain modes have been approved in which usufruct may be extinguished, +and thereby revert to the owner. + +2 A usufruct may be created not only in land or buildings, but also in +slaves, cattle, and other objects generally, except such as are actually +consumed by being used, of which a genuine usufruct is impossible by +both natural and civil law. Among them are wine, oil, grain, clothing, +and perhaps we may also say coined money; for a sum of money is in a +sense extinguished by changing hands, as it constantly does in simply +being used. For convenience sake, however, the senate enacted that a +usufruct could be created in such things, provided that due security be +given to the heir. Thus if a usufruct of money be given by legacy, that +money, on being delivered to the legatee, becomes his property, though +he has to give security to the heir that he will repay an equivalent +sum on his dying or undergoing a loss of status. And all things of this +class, when delivered to the legatee, become his property, though they +are first appraised, and the legatee then gives security that if he dies +or undergoes a loss of status he will ay the value which was put upon +them. Thus in point of fact the senate did not introduce a usufruct +of such things, for that was beyond its power, but established a right +analogous to usufruct by requiring security. + +3 Usufruct determines by the death of the usufructuary, by his +undergoing either of the greater kinds of loss of status, by its +improper exercise, and by its nonexercise during the time fixed by +law; all of which points are settled by our constitution. It is also +extinguished when surrendered to the owner by the usufructuary (though +transfer to a third person is inoperative); and again, conversely, +by the fructuary becoming owner of the thing, this being called +consolidation. Obviously, a usufruct of a house is extinguished by +the house being burnt down, or falling through an earthquake or faulty +construction; and in such case a usufruct of the site cannot be claimed. + +4 When a usufruct determines, it reverts to and is reunited with the +ownership; and from that moment he who before was but bare owner of the +thing begins to have full power over it. + + + + +TITLE V. OF USE AND HABITATION + +A bare use, or right of using a thing, is created in the same mode as a +usufruct, and the modes in which it may determine are the same as those +just described. + +1 A use is a less right than a usufruct; for if a man has a bare use of +an estate, he is deemed entitled to use the vegetables, fruit, flowers, +hay, straw, and wood upon it only so far as his daily needs require: +he may remain on the land only so long as he does not inconvenience its +owner, or impede those who are engaged in its cultivation; but he +cannot let or sell or give away his right to a third person, whereas a +usufructuary may. + +2 Again, a man who has the use of a house is deemed entitled only to +live in it himself; he cannot transfer his right to a third person, and +it scarcely seems to be agreed that he may take in a guest; but besides +himself he may lodge there his wife, children, and freedmen, and other +free persons who form as regular a part of his establishment as his +slaves. Similarly, if a woman has the use of a house, her husband may +dwell there with her. + +3 When a man has the use of a slave, he has only the right of personally +using his labour and services; in no way is he allowed to transfer his +right to a third person, and the same applies to the use of beasts of +burden. + +4 If a legacy be given of the use of a herd or of a flock of sheep, the +usuary may not use the milk, lambs, or wool, for these are fruits; but +of course he may use the animals for the purpose of manuring his land. + +5 If a right of habitation be given to a man by legacy or in some other +mode, this seems to be neither a use nor a usufruct, but a distinct +and as it were independent right; and by a constitution which we have +published in accordance with the opinion of Marcellus, and in the +interests of utility, we have permitted persons possessed of this right +not only to live in the building themselves, but also to let it out to +others. + +6 What we have here said concerning servitudes, and the rights of +usufruct, use, and habitation, will be sufficient; of inheritance and +obligations we will treat in their proper places respectively. And +having now briefly expounded the modes in which we acquire things by the +law of nations, let us turn and see in what modes they are acquired by +statute or by civil law. + + + + +TITLE VI. OF USUCAPION AND LONG POSSESSION + +It was a rule of the civil law that if a man in good faith bought a +thing, or received it by way of gift, or on any other lawful ground, +from a person who was not its owner, but whom he believed to be such, he +should acquire it by usucapion--if a movable, by one year's possession, +and by two years' possession if an immovable, though in this case +only if it were in Italian soil;--the reason of the rule being the +inexpediency of allowing ownership to be long unascertained. The +ancients thus considered that the periods mentioned were sufficient to +enable owners to look after their property; but we have arrived at a +better opinion, in order to save people from being overquickly defrauded +of their own, and to prevent the benefit of this institution from being +confined to only a certain part of the empire. We have consequently +published a constitution on the subject, enacting that the period of +usucapion for movables shall be three years, and that ownership of +immovables shall be acquired by long possession--possession, that is to +say, for ten years, if both parties dwell in the same province, and for +twenty years if in different provinces; and things may in these modes +be acquired in full ownership, provided the possession commences on a +lawful ground, not only in Italy but in every land subject to our sway. + +1 Some things, however, not withstanding the good faith of the +possessor, and the duration of his possession, cannot be acquired by +usucapion; as is the case, for instance, if one possesses a free man, a +thing sacred or religious, or a runaway slave. + +2 Things again of which the owner lost possession by theft, or +possession of which was gained by violence, cannot be acquired by +usucapion, even by a person who has possessed them in good faith for the +specified period: for stolen things are declared incapable of usucapion +by the statute of the Twelve Tables and by the lex Atinia, and things +taken with violence by the lex Iulia et Plautia. + +3 The statement that things stolen or violently possessed cannot, by +statute, be acquired by usucapion, means, not that the thief or violent +dispossessor is incapable of usucapion--for these are barred by another +reason, namely the fact that their possession is not in good faith; but +that even a person who has purchased the thing from them in good faith, +or received it on some other lawful ground, is incapable of acquiring by +usucapion. Consequently, in things movable even a person who possesses +in good faith can seldom acquire ownership by usucapion, for he who +sells, or on some other ground delivers possession of a thing belonging +to another, commits a theft. + +4 However, this admits of exception; for if an heir, who believes a +thing lent or let to, or deposited with, the person whom he succeeds, +to be a portion of the inheritance, sells or gives it by way of dowry to +another who receives it in good faith, there is no doubt that the latter +can acquire the ownership of it by usucapion; for the thing is here not +tainted with the flaw attaching to stolen property, because an heir does +not commit a theft who in good faith conveys a thing away believing it +to be his own. + +5 Again, the usufructuary of a female slave, who believes her offspring +to be his property, and sells or gives it away, does not commit a theft: +for theft implies unlawful intention. + +6 There are also other ways in which one man can transfer to another +property which is not his own, without committing a theft, and thereby +enable the receiver to acquire by usucapion. + +7 Usucapion of property classed among things immovable is an easier +matter; for it may easily happen that a man may, without violence, +obtain possession of land which, owing to the absence or negligence of +its owner, or to his having died and left no successor, is presently +possessed by no one. Now this man himself does not possess in good +faith, because he knows the land on which he has seized is not his own: +but if he delivers it to another who receives it in good faith, the +latter can acquire it by long possession, because it has neither +been stolen nor violently possessed; for the idea held by some of the +ancients, that a piece of land or a place can be stolen, has now been +exploded, and imperial constitutions have been enacted in the interests +of persons possessing immovables, to the effect that no one ought to +be deprived of a thing of which he has had long and unquestioned +possession. + +8 Sometimes indeed even things which have been stolen or violently +possessed can be acquired by usucapion, as for instance after they have +again come under the power of their real owner: for by this they are +relieved from the taint which had attached to them, and so become +capable of usucapion. + +9 Things belonging to our treasury cannot be acquired by usucapion. But +there is on record an opinion of Papinian, supported by the rescripts of +the Emperors Pius, Severus, and Antoninus, that if, before the property +of a deceased person who has left no heir is reported to the exchequer, +some one has bought or received some part thereof, he can acquire it by +usucapion. + +10 Finally, it is to be observed that things are incapable of being +acquired through usucapion by a purchaser in good faith, or by one who +possesses on some other lawful ground, unless they are free from all +flaws which vitiate the usucapion. + +11 If there be a mistake as to the ground on which possession is +acquired, and which it is wrongly supposed will support usucapion, +usucapion cannot take place. Thus a man's possession may be founded on +a supposed sale or gift, whereas in point of fact there has been no sale +or gift at all. + +12 Long possession which has begun to run in favour of a deceased person +continues to run on in favour of his heir or praetorian successor, even +though he knows that the land belongs to another person. But if the +deceased's possession had not a lawful inception, it is not available +to the heir or praetorian successor, although ignorant of this. Our +constitution has enacted that in usucapion too a similar rule shall +be observed, and that the benefit of the possession shall continue in +favour of the successor. + +13 The Emperors Severus and Antoninus have decided by a rescript that a +purchaser too may reckon as his own the time during which his vendor has +possessed the thing. + +14 Finally, it is provided by an edict of the Emperor Marcus that after +an interval of five years a purchaser from the treasury of property +belonging to a third person may repel the owner, if sued by him, by +an exception. But a constitution issued by Zeno of sacred memory has +protected persons who acquire things from the treasury by purchase, +gift, or other title, affording them complete security from the moment +of transfer, and guaranteeing their success in any action relating +thereto, whether they be plaintiffs or defendants; while it allows those +who claim any action in respect of such property as owners or pledges +to sue the imperial treasury at any time within four years from the +transaction. A divine constitution which we ourselves have lately issued +has extended the operation of Zeno's enactment, respecting conveyances +by the treasury, to persons who have acquired anything from our palace +or that of the Empress. + + + + +TITLE VII. OF GIFTS + +Another mode in which property is acquired is gift. Gifts are of two +kinds; those made in contemplation of death, and those not so made. + +1 Gifts of the first kind are those made in view of approaching death, +the intention of the giver being that in the event of his decease the +thing given should belong to the donee, but that if he should survive or +should desire to revoke the gift, or if the donee should die first, the +thing should be restored to him. These gifts in contemplation of death +now stand on exactly the same footing as legacies; for as in some +respects they were more like ordinary gifts, in others more like +legacies, the jurists doubted under which of these two classes +they should be placed, some being for gift, others for legacy: and +consequently we have enacted by constitution that in nearly every +respect they shall be treated like legacies, and shall be governed by +the rules laid down respecting them in our constitution. In a word, a +gift in contemplation of death is where the donor would rather have the +thing himself than that the donee should have it, and that the latter +should rather have it than his own heir. An illustration may be found in +Homer, where Telemachus makes a gift to Piraeus. + +2 Gifts which are made without contemplation of death, which we call +gifts between the living, are of another kind, and have nothing in +common with legacies. If the transaction be complete, they cannot be +revoked at pleasure; and it is complete when the donor has manifested +his intention, whether in writing or not. Our constitution has settled +that such a manifestation of intention binds the donor to deliver, +exactly as in the case of sale; so that even before delivery gifts +are completely effectual, and the donor is under a legal obligation to +deliver the object. Enactments of earlier emperors required that +such gifts, if in excess of two hundred solidi, should be officially +registered; but our constitution has raised this maximum to five hundred +solidi, and dispensed with the necessity of registering gifts of this +or of a less amount; indeed it has even specified some gifts which are +completely valid, and require no registration, irrespective of their +amount. We have devised many other regulations in order to facilitate +and secure gifts, all of which may be gathered from the constitutions +which we have issued on this topic. It is to be observed, however, +that even where gifts have been completely executed we have by our +constitution under certain circumstances enabled donors to revoke them, +but only on proof of ingratitude on the part of the recipient of the +bounty; the aim of this reservation being to protect persons, who have +given their property to others, from suffering at the hands of the +latter injury or loss in any of the modes detailed in our constitution. + +3 There is another specific kind of gift between the living, with which +the earlier jurists were quite unacquainted, and which owed its +later introduction to more recent emperors. It was called gift before +marriage, and was subject to the implied condition that it should not +be binding until the marriage had taken place; its name being due to the +fact that it was always made before the union of the parties, and could +never take place after the marriage had once been celebrated. The first +change in this matter was made by our imperial father Justin, who, as +it had been allowed to increase dowries even after marriage, issued a +constitution authorizing the increase of gifts before marriage during +the continuance of the marriage tie in cases where an increase had been +made to the dowry. The name 'gift before marriage' was, however, still +retained, though now inappropriate, because the increase was made to it +after the marriage. We, however, in our desire to perfect the law, and +to make names suit the things which they are used to denote, have by +a constitution permitted such gifts to be first made, and not merely +increased, after the celebration of the marriage, and have directed that +they shall be called gifts 'on account of' (and not 'before') marriage, +thereby assimilating them to dowries; for as dowries are not only +increased, but actually constituted, during marriage, so now gifts +on account of marriage may be not only made before the union of +the parties, but may be first made as well as increased during the +continuance of that union. + +4 There was formerly too another civil mode of acquisition, namely, by +accrual, which operated in the following way: if a person who owned +a slave jointly with Titius gave him his liberty himself alone by +vindication or by testament, his share in the slave was lost, and went +to the other joint owner by accrual. But as this rule was very bad as a +precedent--for both the slave was cheated of his liberty, and the kinder +masters suffered all the loss while the harsher ones reaped all the +gain--we have deemed it necessary to suppress a usage which seemed so +odious, and have by our constitution provided a merciful remedy, by +discovering a means by which the manumitter, the other joint owner, +and the liberated slave, may all alike be benefited. Freedom, in whose +behalf even the ancient legislators clearly established many rules at +variance with the general principles of law, will be actually acquired +by the slave; the manumitter will have the pleasure of seeing the +benefit of his kindness undisturbed; while the other joint owner, by +receiving a money equivalent proportionate to his interest, and on the +scale which we have fixed, will be indemnified against all loss. + + + + +TITLE VIII. OF PERSONS WHO MAY, AND WHO MAY NOT ALIENATE + +It sometimes happens that an owner cannot alienate, and that a nonowner +can. Thus the alienation of dowry land by the husband, without the +consent of the wife, is prohibited by the lex Iulia, although, since +it has been given to him as dowry, he is its owner. We, however, have +amended the lex Iulia, and thus introduced an improvement; for that +statute applied only to land in Italy, and though it prohibited a +mortgage of the land even with the wife's consent, it forbade it to be +alienated only without her concurrence. To correct these two defects we +have forbidden mortgages as well as alienations of dowry land even when +it is situated in the provinces, so that such land can now be dealt with +in neither of these ways, even if the wife concurs, lest the weakness +of the female sex should be used as a means to the wasting of their +property. + +1 Conversely, a pledgee, in pursuance of his agreement, may alienate +the pledge, though not its owner; this, however, may seem to rest on the +assent of the pledgor given at the inception of the contract, in which +it was agreed that the pledgee should have a power of sale in default of +repayment. But in order that creditors may not be hindered from pursuing +their lawful rights, or debtors be deemed to be overlightly deprived of +their property, provisions have been inserted in our constitution and +a definite procedure established for the sale of pledges, by which the +interests of both creditors and debtors have been abundantly guarded. + +2 We must next observe that no pupil of either sex can alienate anything +without his or her guardian's authority. Consequently, if a pupil +attempts to lend money without such authority, no property passes, and +he does not impose a contractual obligation; hence the money, if it +exists, can be recovered by real action. If the money which he attempted +to lend has been spent in good faith by the wouldbe borrower, it can +be sued for by the personal action called condiction; if it has been +fraudulently spent, the pupil can sue by personal action for its +production. On the other hand, things can be validly conveyed to pupils +of either sex without the guardian's authority; accordingly, if a debtor +wishes to pay a pupil, he must obtain the sanction of the guardian to +the transaction, else he will not be released. In a constitution +which we issued to the advocates of Caesarea at the instance of the +distinguished Tribonian, quaestor of our most sacred palace, it has with +the clearest reason been enacted, that the debtor of a pupil may safely +pay a guardian or curator by having first obtained permission by the +order of a judge, for which no fee is to be payable: and if the judge +makes the order, and the debtor in pursuance thereof makes payment, he +is completely protected by this form of discharge. Supposing, however, +that the form of payment be other than that which we have fixed, and +that the pupil, though he still has the money in his possession, or has +been otherwise enriched by it, attempts to recover the debt by action, +he can be repelled by the plea of fraud. If on the other hand he has +squandered the money or had it stolen from him, the plea of fraud will +not avail the debtor, who will be condemned to pay again, as a penalty +for having carelessly paid without the guardian's authority, and not +in accordance with our regulation. Pupils of either sex cannot validly +satisfy a debt without their guardian's authority, because the money +paid does not become the creditor's property; the principle being that +no pupil is capable of alienation without his guardian's sanction. + + + + +TITLE IX. OF PERSONS THROUGH WHOM WE ACQUIRE + +We acquire property not only by our own acts, but also by the acts +of persons in our power, of slaves in whom we have a usufruct, and of +freemen and slaves belonging to another but whom we possess in good +faith. Let us now examine these cases in detail. + +1 Formerly, whatever was received by a child in power of either sex, +with the exception of military peculium, was acquired for the parent +without any distinction; and the parent was entitled to give away or +sell to one child, or to a stranger, what had been acquired through +another, or dispose of it in any other way that he pleased. This, +however, seemed to us to be a cruel rule, and consequently by a general +constitution which we have issued we have improved the children's +position, and yet reserved to parents all that was their due. This +enacts that whatever a child gains by and through property, of which +his father allows him the control, is acquired, according to the old +practice, for the father alone; for what unfairness is there in property +derived from the father returning to him? But of anything which the +child derives from any source other than his father, though his father +will have a usufruct therein, the ownership is to belong to the child, +that he may not have the mortification of seeing the gains which he has +made by his own toil or good fortune transferred to another. + +2 We have also made a new rule relating to the right which a father had +under earlier constitutions, when he emancipated a child, of retaining +absolutely, if he pleased, a third part of such property of the child +as he himself had no ownership in, as a kind of consideration for +emancipating him. The harsh result of this was that a son was by +emancipation deprived of the ownership of a third of his property; and +thus the honour which he got by being emancipated and made independent +was balanced by the diminution of his fortune. We have therefore enacted +that the parent, in such a case, shall no longer retain the ownership of +a third of the child's property, but, in lieu thereof, the usufruct of +one half; and thus the son will remain absolute owner of the whole of +his fortune, while the father will reap a greater benefit than before, +by being entitled to the enjoyment of a half instead of a third. + +3 Again, all rights which your slaves acquire by tradition, stipulation, +or any other title, are acquired for you, even though the acquisition be +without your knowledge, or even against your will; for a slave, who +is in the power of another person, can have nothing of his own. +Consequently, if he is instituted heir, he must, in order to be able to +accept the inheritance, have the command of his master; and if he has +that command, and accepts the inheritance, it is acquired for his master +exactly as if the latter had himself been instituted heir; and it is +precisely the same with a legacy. And not only is ownership acquired for +you by those in your power, but also possession; for you are deemed to +possess everything of which they have obtained detention, and thus +they are to you instruments through whom ownership may be acquired by +usucapion or long possession. + +4 Respecting slaves in whom a person has only a usufruct, the rule is, +that what they acquire by means of the property of the usufructuary, +or by their own work, is acquired for him; but what they acquire by +any other means belongs to their owner, to whom they belong themselves. +Accordingly, if such a slave is instituted heir, or made legatee +or donee, the succession, legacy, or gift is acquired, not for the +usufructuary, but for the owner. And a man who in good faith possesses a +free man or a slave belonging to another person has the same rights as +a usufructuary; what they acquire by any other mode than the two we have +mentioned belongs in the one case to the free man, in the other to the +slave's real master. After a possessor in good faith has acquired the +ownership of a slave by usucapion, everything which the slave acquires +belongs to him without distinction; but a fructuary cannot acquire +ownership of a slave in this way, because in the first place he does not +possess the slave at all, but has merely a right of usufruct in him, +and because in the second place he is aware of the existence of another +owner. Moreover, you can acquire possession as well as ownership through +slaves in whom you have a usufruct or whom you possess in good faith, +and through free persons whom in good faith you believe to be your +slaves, though as regards all these classes we must be understood to +speak with strict reference to the distinction drawn above, and to mean +only detention which they have obtained by means of your property or +their own work. + +5 From this it appears that free men not subject to your power, or whom +you do not possess in good faith, and other persons' slaves, of whom +you are neither usufructuaries nor just possessors, cannot under any +circumstances acquire for you; and this is the meaning of the maxim +that a man cannot be the means of acquiring anything for one who is +a stranger in relation to him. To this maxim there is but one +exception--namely, that, as is ruled in a constitution of the Emperor +Severus, a free person, such as a general agent, can acquire possession +for you, and that not only when you know, but even when you do not know +of the fact of the acquisition: and through this possession ownership +can be immediately acquired also, if it was the owner who delivered the +thing; and if it was not, it can be acquired ultimately by usucapion or +by the plea of long possession. + +6 So much at present concerning the modes of acquiring rights over +single things: for direct and fiduciary bequests, which are also among +such modes, will find a more suitable place in a later portion of our +treatise. We proceed therefore to the titles whereby an aggregate of +rights is acquired. If you become the successors, civil or praetorian, +of a person deceased, or adopt an independent person by adrogation, or +become assignees of a deceased's estate in order to secure their liberty +to slaves manumitted by his will, the whole estate of those persons is +transferred to you in an aggregate mass. Let us begin with inheritances, +whose mode of devolution is twofold, according as a person dies testate +or intestate; and of these two modes we will first treat of acquisition +by will. The first point which here calls for exposition is the mode in +which wills are made. + + + + +TITLE X. OF THE EXECUTION OF WILLS + +The term testament is derived from two words which mean a signifying of +intention. + +1 Lest the antiquities of this branch of law should be entirely +forgotten, it should be known that originally two kinds of testaments +were in use, one of which our ancestors employed in times of peace and +quiet, and which was called the will made in the comitia calata, while +the other was resorted to when they were setting out to battle, and was +called procinctum. More recently a third kind was introduced, called the +will by bronze and balance, because it was made by mancipation, which +was a sort of fictitious sale, in the presence of five witnesses and a +balance holder, all Roman citizens above the age of puberty, together +with the person who was called the purchaser of the family. The two +first-mentioned kinds of testament, however, went out of use even in +ancient times, and even the third, or will by bronze and balance, though +it has remained in vogue longer than they, has become partly disused. + +2 All these three kinds of will which we have mentioned belonged to the +civil law, but later still a fourth form was introduced by the praetor's +edict; for the new law of the praetor, or ius honorarium, dispensed +with mancipation, and rested content with the seals of seven witnesses, +whereas the seals of witnesses were not required by the civil law. + +3 When, however, by a gradual process the civil and praetorian +laws, partly by usage, partly by definite changes introduced by the +constitution, came to be combined into a harmonious whole, it was +enacted that a will should be valid which was wholly executed at one +time and in the presence of seven witnesses (these two points being +required, in a way, by the old civil law), to which the witnesses +signed their names--a new formality imposed by imperial legislation--and +affixed their seals, as had been required by the praetor's edict. Thus +the present law of testament seems to be derived from three distinct +sources; the witnesses, and the necessity of their all being present +continuously through the execution of the will in order that the +execution may be valid, coming from the civil law: the signing of +the document by the testator and the witnesses being due to imperial +constitutions, and the exact number of witnesses, and the sealing of the +will by them, to the praetor's edict. + +4 An additional requirement imposed by our constitution, in order to +secure the genuineness of testaments and prevent forgery, is that +the name of the heir shall be written by either the testator or the +witnesses, and generally that everything shall be done according to the +tenor of that enactment. + +5 The witnesses may all seal the testament with the same seal; for, as +Pomponius remarks, what if the device on all seven seals were the same? +It is also lawful for a witness to use a seal belonging to another +person. + +6 Those persons only can be witnesses who are legally capable of +witnessing a testament. Women, persons below the age of puberty, slaves, +lunatics, persons dumb or deaf, and those who have been interdicted from +the management of their property, or whom the law declares worthless and +unfitted to perform this office, cannot witness a will. + +7 In cases where one of the witnesses to a will was thought free at the +time of its execution, but was afterwards discovered to be a slave, the +Emperor Hadrian, in his rescript to Catonius Verus, and afterwards the +Emperors Severus and Antoninus declared that of their goodness they +would uphold such a will as validly made; for, at the time when it was +sealed, this witness was admitted by all to be free, and, as such, had +had his civil position called in question by no man. + +8 A father and a son in his power, or two brothers who are both in the +power of one father, can lawfully witness the same testament, for there +can be no harm in several persons of the same family witnessing together +the act of a man who is to them a stranger. + +9 No one, however, ought to be among the witnesses who is in the +testator's power, and if a son in power makes a will of military +peculium after his discharge, neither his father nor any one in his +father's power is qualified to be a witness; for it is not allowed to +support a will by the evidence of persons in the same family with the +testator. + +10 No will, again, can be witnessed by the person instituted heir, or +by any one in his power, or by a father in whose power he is, or by a +brother under the power of the same father: for the execution of a will +is considered at the present day to be purely and entirely a transaction +between the testator and the heir. Through mistaken ideas on this matter +the whole law of testamentary evidence fell into confusion: for the +ancients, though they rejected the evidence of the purchaser of the +family and of persons connected with him by the tie of power, allowed +a will to be witnessed by the heir and persons similarly connected with +him, though it must be admitted that they accompanied this privilege +with urgent cautions against its abuse. We have, however, amended this +rule, and enacted in the form of law what the ancients expressed in the +form only of advice, by assimilating the heir to the old purchaser of +the family, and have rightly forbidden the heir, who now represents that +character, and all other persons connected with him by the tie referred +to, to bear witness in a matter in which, in a sense, they would be +witnesses in their own behalf. Accordingly, we have not allowed earlier +constitutions on this subject to be inserted in our Code. + +11 Legatees, and persons who take a benefit under a will by way of +trust, and those connected with them, we have not forbidden to be +witnesses, because they are not universal successors of the deceased: +indeed, by one of our constitutions we have specially granted this +privilege to them, and, a fortiori, to persons in their power, or in +whose power they are. + +12 It is immaterial whether the will be written on a tablet, paper, +parchment, or any other substance: and a man may execute any number of +duplicates of his will, for this is sometimes necessary, though in each +of them the usual formalities must be observed. For instance, a person +setting out upon a voyage may wish to take a statement of his last +wishes along with him, and also to leave one at home; and numberless +other circumstances which happen to a man, and over which he has no +control, will make this desirable. + +14 So far of written wills. When, however, one wishes to make a will +binding by the civil law, but not in writing, he may summon seven +witnesses, and in their presence orally declare his wishes; this, it +should be observed, being a form of will which has been declared by +constitutions to be perfectly valid by civil law. + + + + +TITLE XI. OF SOLDIERS' WILLS + +Soldiers, in consideration of their extreme ignorance of law, have +been exempted by imperial constitutions from the strict rules for the +execution of a testament which have been described. Neither the legal +number of witnesses, nor the observance of the other rules which have +been stated, is necessary to give force to their wills, provided, that +is to say, that they are made by them while on actual service; this +last qualification being a new though wise one introduced by our +constitution. Thus, in whatever mode a soldier's last wishes are +declared, whether in writing or orally, this is a binding will, by force +of his mere intention. At times, however, when they are not employed +on actual service, but are living at home or elsewhere, they are not +allowed to claim this privilege: they may make a will, even though they +be sons in power, in virtue of their service, but they must observe the +ordinary rules, and are bound by the forms which we described above as +requisite in the execution of wills of civilians. + +1 Respecting the testaments of soldiers the Emperor Trajan sent a +rescript to Statilius Severus in the following terms: 'The privilege +allowed to soldiers of having their wills upheld, in whatever manner +they are made, must be understood to be limited by the necessity of +first proving that a will has been made at all; for a will can be made +without writing even by civilians. Accordingly, with reference to the +inheritance which is the subject of the action before you, if it can be +shown that the soldier who left it, did in the presence of witnesses, +collected expressly for this purpose, declare orally who he wished to be +his heir, and on what slaves he wished to confer liberty, it may well +be maintained that in this way he made an unwritten testament, and his +wishes therein declared ought to be carried out. But if, as is so common +in ordinary conversation, he said to some one, I make you my heir, or, I +leave you all my property, such expressions cannot be held to amount to +a testament, and the interest of the very soldiers, who are privileged +in the way described, is the principal ground for rejecting such a +precedent. For if it were admitted, it would be easy, after a soldier's +death, to procure witnesses to affirm that they had heard him say he +left his property to any one they pleased to name, and in this way it +would be impossible to discover the true intentions of the deceased.' + +2 A soldier too may make a will though dumb and deaf. + +3 This privilege, however, which we have said soldiers enjoy, is allowed +them by imperial constitutions only while they are engaged on actual +service, and in camp life. Consequently, if veterans wish to make a will +after their discharge, or if soldiers actually serving wish to do this +away from camp, they must observe the forms prescribed for all +citizens by the general law; and a testament executed in camp without +formalities, that is to say, not according to the form prescribed by +law, will remain valid only for one year after the testator's discharge. +Supposing then that the testator died within a year, but that a +condition, subject to which the heir was instituted, was not fulfilled +within the year, would it be feigned that the testator was a soldier at +the date of his decease, and the testament consequently upheld? and this +question we answer in the affirmative. + +4 If a man, before going on actual service, makes an invalid will, +and then during a campaign opens it, and adds some new disposition, or +cancels one already made, or in some other way makes it clear that he +wishes it to be his testament, it must be pronounced valid, as being, in +fact, a new will made by the man as a soldier. + +5 Finally, if a soldier is adrogated, or, being a son in power, is +emancipated, his previously executed will remains good by the fiction +of a new expression of his wishes as a soldier, and is not deemed to be +avoided by his loss of status. + +6 It is, however, to be observed that earlier statutes and imperial +constitutions allowed to children in power in certain cases a civil +peculium after the analogy of the military peculium, which for that +reason was called quasimilitary, and of which some of them were +permitted to dispose by will even while under power. By an extension +of this principle our constitution has allowed all persons who have a +peculium of this special kind to dispose of it by will, though subject +to the ordinary forms of law. By a perusal of this constitution the +whole law relating to this privilege may be ascertained. + + + + +TITLE XII. OF PERSONS INCAPABLE OF MAKING WILLS + +Certain persons are incapable of making a lawful will. For instance, +those in the power of others are so absolutely incapable that they +cannot make a testament even with the permission of their parents, with +the exception of those whom we have enumerated, and particularly of +children in power who are soldiers, and who are permitted by imperial +constitution to dispose by will of all they may acquire while on actual +service. This was allowed at first only to soldiers on active service, +by the authority of the Emperors Augustus and Nerva, and of the +illustrious Emperor Trajan; afterwards, it was extended by an enactment +of the Emperor Hadrian to veterans, that is, soldiers who had received +their discharge. Accordingly, if a son in power makes a will of his +military peculium, it will belong to the person whom he institutes +as heir: but if he dies intestate, leaving no children or brothers +surviving him, it will go to the parent in whose power he is, according +to the ordinary rule. From this it can be understood that a parent +has no power to deprive a son in his power of what he has acquired on +service, nor can the parent's creditors sell or otherwise touch it; and +when the parent dies it is not shared between the soldier's son and +his brothers, but belongs to him alone, although by the civil law the +peculium of a person in power is always reckoned as part of the property +of the parent, exactly as that of a slave is deemed part of the property +of his master, except of course such property of the son as by imperial +constitutions, and especially our own, the parent is unable to acquire +in absolute ownership. Consequently, if a son in power, not having a +military or quasimilitary peculium, makes a will, it is invalid, even +though he is released from power before his decease. + +1 Again, a person under the age of puberty is incapable of making a +will, because he has no judgement, and so too is a lunatic, because he +has lost his reason; and it is immaterial that the one reaches the age +of puberty, and the other recovers his faculties, before his decease. +If, however, a lunatic makes a will during a lucid interval, the will +is deemed valid, and one is certainly valid which he made before he +lost his reason: for subsequent insanity never avoids a duly executed +testament or any other disposition validly made. + +2 So too a spendthrift, who is interdicted from the management of his +own affairs, is incapable of making a valid will, though one made by him +before being so interdicted holds good. + +3 The deaf, again, and the dumb cannot always make a will, though here +we are speaking not of persons merely hard of hearing, but of total +deafness, and similarly by a dumb person is meant one totally dumb, and +not one who merely speaks with difficulty; for it often happens that +even men of culture and learning by some cause or other lose the +faculties of speech and hearing. Hence relief has been afforded them by +our constitution, which enables them, in certain cases and in certain +modes therein specified, to make a will and other lawful dispositions. +If a man, after making his will, becomes deaf or dumb through ill health +or any other cause, it remains valid notwithstanding. + +4 A blind man cannot make a will, except by observing the forms +introduced by a law of our imperial father Justin. + +5 A will made by a prisoner while in captivity with the enemy is +invalid, even though he subsequently returns. One made, however, +while he was in his own state is valid, if he returns, by the law of +postliminium; if he dies in captivity it is valid by the lex Cornelia. + + + + +TITLE XIII. OF THE DISINHERISON OF CHILDREN + +The law, however, is not completely satisfied by the observance of the +rules hereinbefore explained. A testator who has a son in his power must +take care either to institute him heir, or to specially disinherit him, +for passing him over in silence avoids the will; and this rule is so +strict, that even if the son die in the lifetime of the father no heir +can take under the will, because of its original nullity. As regards +daughters and other descendants of either sex by the male line, the +ancients did not observe this rule in all its strictness; for if these +persons were neither instituted nor disinherited, the will was not +avoided, but they were entitled to come in with the instituted heirs, +and to take a certain portion of the inheritance. And these persons the +ascendant was not obliged to specially disinherit; he could disinherit +them collectively by a general clause. + +1 Special disinherison may be expressed in these terms--'Be Titius +my son disinherited,' or in these, 'Be my son disinherited,' without +inserting the name, supposing there is no other son. Children born +after the making of the will must also be either instituted heirs or +disinherited, and in this respect are similarly privileged, that if a +son or any other family heir, male or female, born after the making of +the will, be passed over in silence, the will, though originally valid, +is invalidated by the subsequent birth of the child, and so becomes +completely void. Consequently, if the woman from whom a child was +expected to have an abortive delivery, there is nothing to prevent the +instituted heirs from taking the inheritance. It was immaterial +whether the female family heirs born after the making of the will were +disinherited specially or by a general clause, but if the latter mode be +adopted, some legacy must be left them in order that they may not seem +to have been passed over merely through inadvertence: but male +family heirs born after the making of the will, sons and other lineal +descendants, are held not to be properly disinherited unless they are +disinherited specially, thus: 'Be any son that shall be born to me +disinherited.' + +2 With children born after the making of the will are classed children +who succeed to the place of a family heir, and who thus, by an event +analogous to subsequent birth, become family heirs to an ancestor. +For instance, if a testator have a son, and by him a grandson or +granddaughter in his power, the son alone, being nearer in degree, +has the right of a family heir, although the grandchildren are in the +testator's power equally with him. But if the son die in the testator's +lifetime, or is in some other way released from his power, the +grandson and granddaughter succeed to his place, and thus, by a kind of +subsequent birth, acquire the rights of family heirs. To prevent this +subsequent avoidance of one's will, grandchildren by a son must be +either instituted heirs or disinherited, exactly as, to secure the +original validity of a testament, a son must be either instituted or +specially disinherited; for if the son die in the testator's lifetime, +the grandson and granddaughter take his place, and avoid the will just +as if they were children born after its execution. And this disinherison +was first allowed by the lex Iunia Vallaea, which explains the form +which is to be used, and which resembles that employed in disinheriting +family heirs born after the making of a will. + +3 It is not necessary, by the civil law, to either institute or +disinherit emancipated children, because they are not family heirs. But +the praetor requires all, females as well as males, unless instituted, +to be disinherited, males specially, females collectively; and if they +are neither appointed heirs nor disinherited as described, the praetor +promises them possession of goods against the will. + +4 Adopted children, so long as they are in the power of their adoptive +father, are in precisely the same legal position as children born +in lawful wedlock; consequently they must be either instituted or +disinherited according to the rules stated for the disinherison of +natural children. When, however, they have been emancipated by their +adoptive father, they are no longer regarded as his children either +by the civil law or by the praetor's edict. Conversely, in relation to +their natural father, so long as they remain in the adoptive family they +are strangers, so that he need neither institute nor disinherit them: +but when emancipated by their adoptive father, they have the same rights +in the succession to their natural father as they would have had if it +had been he by whom they were emancipated. Such was the law introduced +by our predecessors. + +5 Deeming, however, that between the sexes, to each of which nature +assigns an equal share in perpetuating the race of man, there is in this +matter no real ground of distinction, and marking that, by the ancient +statute of the Twelve Tables, all were called equally to the succession +on the death of their ancestor intestate (which precedent the praetors +also seem to have subsequently followed), we have by our constitution +introduced a simple system of the same kind, applying uniformly to sons, +daughters, and other descendants by the male line, whether born before +or after the making of the will. This requires that all children, +whether family heirs or emancipated, shall be specially disinherited, +and declares that their pretermission shall have the effect of avoiding +the will of their parent, and depriving the instituted heirs of the +inheritance, no less than the pretermission of children who are family +heirs or who have been emancipated, whether already born, or born after, +though conceived before the making of the will. In respect of adoptive +children we have introduced a distinction, which is explained in our +constitution on adoptions. + +6 If a soldier engaged on actual service makes a testament without +specially disinheriting his children, whether born before or after the +making of the will, but simply passing over them in silence, though he +knows that he has children, it is provided by imperial constitutions +that his silent pretermission of them shall be equivalent to special +disinherison. + +7 A mother or maternal grandfather is not bound to institute her or his +children or grandchildren; they may simply omit them, for silence on the +part of a mother, or of a maternal grandfather or other ascendant, has +the same effect as actual disinherison by a father. For neither by the +civil law, nor by that part of the praetor's edict in which he promises +children who are passed over possession of goods against the will, is +a mother obliged to disinherit her son or daughter if she does not +institute them heirs, or a maternal grandfather to be equally precise +with reference to grandchildren by a daughter: though such children and +grandchildren, if omitted, have another remedy, which will shortly be +explained. + + + + +TITLE XIV. OF THE INSTITUTION OF THE HEIR + +A man may institute as his heirs either free men or slaves, and either +his own slaves or those of another man. If he wished to institute +his own slave it was formerly necessary, according to the more common +opinion, that he should expressly give him his liberty in the will: +but now it is lawful, by our constitution, to institute one's own slave +without this express manumission--a change not due to any spirit of +innovation, but to a sense of equity, and one whose principle was +approved by Atilicinus, as it is stated by Seius in his books on +Masurius Sabinus and on Plautius. Among a testator's own slaves is to be +reckoned one of whom he is bare owner, the usufruct being vested in some +other person. There is, however, one case in which the institution of a +slave by his mistress is void, even though freedom be given him in +the will, as is provided by a constitution of the Emperors Severus and +Antoninus in these terms: 'Reason demands that no slave, accused of +criminal intercourse with his mistress, shall be capable of being +manumitted, before his sentence is pronounced, by the will of the woman +who is accused of participating in his guilt: accordingly if he be +instituted heir by that mistress, the institution is void.' Among 'other +persons' slaves' is reckoned one in whom the testator has a usufruct. + +1 If a slave is instituted heir by his own master, and continues in that +condition until his master's decease, he becomes by the will both free, +and necessary heir. But if the testator himself manumits him in his +lifetime, he may use his own discretion about acceptance; for he is not +a necessary heir, because, though he is named heir to the testament, it +was not by that testament that he became free. If he has been alienated, +he must have the order of his new master to accept, and then his master +becomes heir through him, while he personally becomes neither heir nor +free, even though his freedom was expressly given him in the testament, +because by alienating him his former master is presumed to have +renounced the intention of enfranchising him. When another person's +slave is instituted heir, if he continues in the same condition he +must have the order of his master to accept; if alienated by him in +the testator's lifetime, or after the testator's death but before +acceptance, he must have the order of the alienee to accept; finally, if +manumitted in the testator's lifetime, or after the testator's death but +before acceptance, he may accept or not at his own discretion. + +2 A slave who does not belong to the testator may be instituted heir +even after his master's decease, because slaves who belong to an +inheritance are capable of being instituted or made legatees; for an +inheritance not yet accepted represents not the future heir but the +person deceased. Similarly, the slave of a child conceived but not yet +born may be instituted heir. + +3 If a slave belonging to two or more joint owners, both or all of whom +are legally capable of being made heirs or legatees, is instituted heir +by a stranger, he acquires the inheritance for each and all of the joint +owners by whose orders he accepts it in proportion to the respective +shares in which they own him. + +4 A testator may institute either a single heir, or as many as he +pleases. + +5 An inheritance is usually divided into twelve ounces, and is denoted +in the aggregate by the term as, and each fraction of this aggregate, +ranging from the ounce up to the as or pound, has its specific name, as +follows: sextans (1/6), quadrans (1/4), triens (1/3), quincunx (5/12), +semis (1/2), septunx (7/12), bes (2/3), dodrans (3/4), dextans (5/6), +deunx (11/12), and as it is not necessary, however, that there +should always be twelve ounces, for for the purposes of testamentary +distribution an as may consist of as many ounces as the testator +pleases; for instance, if a testator institutes only a single heir, +but declares that he is to be heir ex semisse, or to one half of the +inheritance, this half will really be the whole, for no one can die +partly testate and partly intestate, except soldiers, in the carrying +out of whose wills the intention is the only thing regarded. Conversely, +a testator may divide his inheritance into as large a number of ounces +as he pleases. + +6 If more heirs than one are instituted, it is unnecessary for the +testator to assign a specific share in the inheritance to each, unless +he intends that they shall not take in equal portions; for it is obvious +that if no shares are specified they divide the inheritance equally +between them. Supposing, however, that specific shares are assigned to +all the instituted heirs except one, who is left without any express +share at all, this last heir will be entitled to any fraction of the as +which has not been disposed of; and if there are two or more heirs +to whom no specific shares have been assigned, they will divide this +unassigned fraction equally between them. Finally, if the whole as has +been assigned in specific shares to some of the heirs, the one or more +who have no specific shares take half of the inheritance, while the +other half is divided among the rest according to the shares assigned to +them; and it is immaterial whether the heir who has no specified share +come first or last in the institution, or occupies some intermediate +place; for such share is presumed to be given to him as is not in some +other way disposed of. + +7 Let us now see how the law stands if some part remains undisposed of, +and yet each heir has his share assigned to him--if, for instance +there are three heirs instituted, and each is assigned a quarter of the +inheritance. It is evident that in this case the part undisposed of will +go to them in proportion to the share each has assigned to him by +the will, and it will be exactly as if they had each been originally +instituted to a third. Conversely, if each heir is given so large a +fraction that the as will be exceeded, each must suffer a proportionate +abatement; thus if four heirs are instituted, and to each is assigned +a third of the inheritance, it will be the same as if each had been +originally instituted to a quarter. + +8 If more than twelve ounces are distributed among some of the heirs +only, one being left without a specific share, he will have what is +wanting to complete the second as; and the same will be done if more +than twenty-four ounces are distributed, leaving him shareless; but all +these ideal sums are afterwards reduced to the single as, whatever be +the number of ounces they comprise. + +9 The institution of the heir may be either absolute or conditional, but +no heir can be instituted from, or up to, some definite date, as, for +instance, in the following form--'be so and so my heir after five years +from my decease,' or 'after the calends of such a month,' or 'up to and +until such calends'; for a time limitation in a will is considered a +superfluity, and an heir instituted subject to such a time limitation is +treated as heir absolutely. + +10 If the institution of an heir, a legacy, a fiduciary bequest, or a +testamentary manumission is made to depend on an impossible condition, +the condition is deemed unwritten, and the disposition absolute. + +11 If an institution is made to depend on two or more conditions, +conjunctively expressed,--as, for instance, 'if this and that shall be +done'--all the conditions must be satisfied: if they are expressed +in the alternative, or disjunctively--as 'if this or that shall be +done'--it is enough if one of them alone is satisfied. + +12 A testator may institute as his heir a person whom he has never seen, +for instance, nephews who have been born abroad and are unknown to him: +for want of this knowledge does not invalidate the institution. + + + + +TITLE XV. OF ORDINARY SUBSTITUTION + +A testator may institute his heirs, if he pleases, in two or more +degrees, as, for instance, in the following form: 'If A shall not be +my heir, then let B be my heir'; and in this way he can make as many +substitutions as he likes, naming in the last place one of his own +slaves as necessary heir, in default of all others taking. + +1 Several may be substituted in place of one, or one in place of +several, or to each heir may be substituted a new and distinct person, +or, finally, the instituted heirs may be substituted reciprocally in +place of one another. + +2 If heirs who are instituted in equal shares are reciprocally +substituted to one another, and the shares which they are to have in +the substitution are not specified, it is presumed (as was settled by +a rescript of the Emperor Pius) that the testator intended them to take +the same shares in the substitution as they took directly under the +will. + +3 If a third person is substituted to one heir who himself is +substituted to his coheir, the Emperors Severus and Antoninus decided +by rescript that this third person is entitled to the shares of both +without distinction. + +4 If a testator institutes another man's slave, supposing him to be an +independent person, and substitutes Maevius in his place to meet the +case of his not taking the inheritance, then, if the slave accepts +by the order of his master, Maevius is entitled to a half. For, when +applied to a person whom the testator knows to be in the power of +another, the words 'if he shall not be my heir' are taken to mean 'if +he shall neither be heir himself nor cause another to be heir'; but when +applied to a person whom the testator supposes to be independent, they +mean 'if he shall not acquire the inheritance either for himself, or for +that person to whose power he shall subsequently become subject,' and +this was decided by Tiberius Caesar in the case of his slave Parthenius. + + + + +TITLE XVI. OF PUPILLARY SUBSTITUTION + +To children below the age of puberty and in the power of the testator, +not only can such a substitute as we have described be appointed, that +is, one who shall take on their failing to inherit, but also one who +shall be their heir if, after inheriting, they die within the age of +puberty; and this may be done in the following terms, 'Be my son Titius +my heir; and if he does not become my heir, or, after becoming my heir, +die before becoming his own master (that is, before reaching puberty), +then be Seius my heir.' In which case, if the son fails to inherit, +the substitute is the heir of the testator; but if the son, after +inheriting, dies within the age of puberty, he is the heir of the son. +For it is a rule of customary law, that when our children are too young +to make wills for themselves, their parents may make them for them. + +1 The reason of this rule has induced us to assert in our Code a +constitution, providing that if a testator has children, grandchildren, +or greatgrandchildren who are lunatics or idiots, he may, after the +analogy of pupillary substitution, substitute certain definite persons +to them, whatever their sex or the nearness of their relationship to +him, and even though they have reached the age of puberty; provided +always that on their recovering their faculties such substitution shall +at once become void, exactly as pupillary substitution proper ceases to +have any operation after the pupil has reached puberty. + +2 Thus, in pupillary substitution effected in the form described, there +are, so to speak, two wills, the father's and the son's, just as if the +son had personally instituted an heir to himself; or rather, there is +one will dealing with two distinct matters, that is, with two distinct +inheritances. + +3 If a testator be apprehensive that, after his own death, his son, +while still a pupil, may be exposed to the danger of foul play, because +another person is openly substituted to him, he ought to make the +ordinary substitution openly, and in the earlier part of the testament, +and write the other substitution, wherein a man is named heir on the +succession and death of the pupil, separately on the lower part of the +will; and this lower part he should tie with a separate cord and fasten +with a separate seal, and direct in the earlier part of the will that it +shall not be opened in the lifetime of the son before he attains the age +of puberty. Of course a substitution to a son under the age of puberty +is none the less valid because it is a integral part of the very will +in which the testator has instituted him his heir, though such an open +substitution may expose the pupil to the danger of foul play. + +4 Not only when we leave our inheritance to children under the age +of puberty can we make such a substitution, that if they accept the +inheritance, and then die under that age, the substitute is their heir, +but we can do it when we disinherit them, so that whatever the pupil +acquires by way of inheritance, legacy or gift from his relatives or +friends, will pass to the substitute. What has been said of +substitution to children below the age of puberty, whether instituted or +disinherited, is true also of substitution to afterborn children. + +5 In no case, however, may a man make a will for his children unless +he makes one also for himself; for the will of the pupil is but a +complementary part of the father's own testament; accordingly, if the +latter is void, the former will be void also. + +6 Substitution may be made either to each child separately, or only to +such one of them as shall last die under the age of puberty. The first +is the proper plan, if the testator's intention is that none of them +shall die intestate: the second, if he wishes that, as among them, the +order of succession prescribed by the Twelve Tables shall be strictly +preserved. + +7 The person substituted in the place of a child under the age of +puberty may be either named individually--for instance, Titius--or +generally prescribed, as by the words 'whoever shall be my heir'; in +which latter case, on the child dying under the age of puberty, +those are called to the inheritance by the substitution who have been +instituted heirs and have accepted, their shares in the substitution +being proportionate to the shares in which they succeeded the father. + +8 This kind of substitution may be made to males up to the age of +fourteen, and to females up to that of twelve years; when this age is +once passed, the substitution becomes void. + +9 To a stranger, or a child above the age of puberty whom a man has +instituted heir, he cannot appoint a substitute to succeed him if he +take and die within a certain time: he has only the power to bind him by +a trust to convey the inheritance to another either wholly or in part; +the law relating to which subject will be explained in its proper place. + + + + +TITLE XVII. OF THE MODES IN WHICH WILLS BECOME VOID + +A duly executed testament remains valid until either revoked or +rescinded. + +1 A will is revoked when, though the civil condition of the testator +remains unaltered, the legal force of the will itself is destroyed, as +happens when, after making his will, a man adopts as his son either an +independent person, in which case the adoption is effected by imperial +decree, or a person already in power, when it is done through the agency +of the praetor according to our constitution. In both these cases the +will is revoked, precisely as it would be by the subsequent birth of a +family heir. + +2 Again, a subsequent will duly executed is a revocation of a prior +will, and it makes no difference whether an heir ever actually takes +under it or not; the only question is whether one might conceivably have +done so. Accordingly, whether the person instituted declines to be heir, +or dies in the lifetime of the testator, or after his death but before +accepting the inheritance, or is excluded by failure of the condition +under which he was instituted--in all the cases the testator dies +intestate; for the earlier will is revoked by the later one, and the +later one is inoperative, as no heir takes under it. + +3 If, after duly making one will, a man executes a second one which is +equally valid, the Emperors Severus and Antoninus decided by rescript +that the first is revoked by the second, even though the heir instituted +in the second is instituted to certain things only. The terms of this +enactment we have ordered to be inserted here, because it contains +another provision. 'The Emperors Severus and Antoninus to Cocceius +Campanus. A second will, although the heir named therein be instituted +to certain things only, is just as valid as if no mention of the things +had been made: but the heir is bound to content himself with the things +given him, or with such further portion of the inheritance as will make +up the fourth part to which he is entitled under the lex Falcidia, and +(subject thereto) to transfer the inheritance to the persons instituted +in the earlier will: for the words inserted in the later will +undoubtedly contain the expression of a wish that the earlier one shall +remain valid.' This accordingly is a mode in which a testament may be +revoked. + +4 There is another event by which a will duly executed may be +invalidated, namely, the testator's undergoing a loss of status: how +this may happen was explained in the preceding Book. + +5 In this case the will may be said to be rescinded, though both those +that are revoked, and those that are not duly executed, may be said to +become or be rescinded; and similarly too those which are duly executed +but subsequently rescinded by loss of status may be said to be revoked. +However, as it is convenient that different grounds of invalidity should +have different names to distinguish them, we say that some wills are +unduly executed from the commencement, while others which are duly +executed are either revoked or rescinded. + +6 Wills, however, which, though duly executed, are subsequently +rescinded by the testator's undergoing loss of status are not altogether +inoperative: for if the seals of seven witnesses are attached, the +instituted heir is entitled to demand possession in accordance with the +will, if only the testator were a citizen of Rome and independent at +the time of his decease; but if the cause of the rescission was +the testator's subsequent loss of citizenship or of freedom, or his +adoption, and he dies an alien, or slave, or subject to his adoptive +father's power, the instituted heir is barred from demanding possession +in accordance with the will. + +7 The mere desire of a testator that a will which he has executed shall +no longer have any validity is not, by itself, sufficient to avoid +it; so that, even if he begins to make a later will, which he does not +complete because he either dies first, or changes his mind, the first +will remains good; it being provided in an address of the Emperor +Pertinax to the Senate that one testament which is duly executed is not +revoked by a later one which is not duly and completely executed; for an +incomplete will is undoubtedly null. + +8 In the same address the Emperor declared that he would accept no +inheritance to which he was made heir on account of a suit between the +testator and some third person, nor would he uphold a will in which he +was instituted in order to screen some legal defect in its execution, +or accept an inheritance to which he was instituted merely by word of +mouth, or take any testamentary benefit under a document defective in +point of law. And there are numerous rescripts of the Emperors Severus +and Antoninus to the same purpose: 'for though,' they say, 'the laws do +not bind us, yet we live in obedience to them.' + + + + +TITLE XVIII. OF AN UNDUTEOUS WILL + +Inasmuch as the disinherison or omission by parents of their children +has generally no good reason, those children who complain that they have +been wrongfully disinherited or passed over have been allowed to bring +an action impeaching the will as unduteous, under the pretext that the +testator was of unsound mind at the time of its execution. This does +not mean that he was really insane, but that the will, though legally +executed, bears no mark of that affection to which a child is entitled +from a parent: for if a testator is really insane, his will is void. + +1 Parents may impeach the wills of their children as unduteous, as well +as children those of their parents. Brothers and sisters of the testator +are by imperial constitutions preferred to infamous persons who are +instituted to their exclusion, so that it is in these cases only that +they can bring this action. Persons related to the testator in a further +degree than as brothers or sisters can in no case bring the action, or +at any rate succeed in it when brought. + +2 Children fully adopted, in accordance with the distinction drawn in +our constitution, can bring this action as well as natural children, but +neither can do so unless there is no other mode in which they can obtain +the property of the deceased: for those who can obtain the inheritance +wholly or in part by any other title are barred from attacking a will as +unduteous. Afterborn children too can employ this remedy, if they can by +no other means recover the inheritance. + +3 That they may bring the action must be understood to mean, that +they may bring it only if absolutely nothing has been left them by the +testator in his will: a restriction introduced by our constitution out +of respect for a father's natural rights. If, however, a part of the +inheritance, however small, or even a single thing is left them, the +will cannot be impeached, but the heir must, if necessary, make up what +is given them to a fourth of what they would have taken had the testator +died intestate, even though the will does not direct that this fourth is +to be made up by the assessment of an honest and reliable man. + +4 If a guardian accepts, under his own father's will, a legacy on behalf +of the pupil under his charge, the father having left nothing to him +personally, he is in no way debarred from impeaching his father's will +as unduteous on his own account. + +5 On the other hand, if he impeaches the will of his pupil's father on +the pupil's behalf, because nothing has been left to the latter, and is +defeated in the action, he does not lose a legacy given in the same will +to himself personally. + +6 Accordingly, that a person may be barred from the action impeaching +the will, it is requisite that he should have a fourth of what he would +have taken on intestacy, either as heir, legatee direct or fiduciary, +donee in contemplation of death, by gift from the testator in his +lifetime (though gift of this latter kind bars the action only if made +under any of the circumstances mentioned in our constitution) or in any +of the other modes stated in the imperial legislation. + +7 In what we have said of the fourth we must be understood to mean that +whether there be one person only, or more than one, who can impeach the +will as unduteous, onefourth of the whole inheritance may be given them, +to be divided among them all proportionately, that is to say, to each +person a fourth of what he would have had if the testator had died +intestate. + + + + +TITLE XIX. OF THE KINDS AND DIFFERENCES BETWEEN HEIRS + +Heirs are of three kinds, that is to say, they are either necessary, +family heirs and necessary, or external. + +1 A necessary heir is a slave of the testator, whom he institutes as +heir: and he is so named because, willing or unwilling, and without +any alternative, he becomes free and necessary heir immediately on the +testator's decease. For when a man's affairs are embarrassed, it is +common for one of his slaves to be instituted in his will, either in +the first place, or as a substitute in the second or any later place, so +that, if the creditors are not paid in full, the heir may be insolvent +rather than the testator, and his property, rather than the testator's, +may be sold by the creditors and divided among them. To balance this +disadvantage he has this advantage, that his acquisitions after the +testator's decease are for his own sole benefit; and although the estate +of the deceased is insufficient to pay the creditors in full, the heir's +subsequent acquisitions are never on that account liable to a second +sale. + +2 Heirs who are both family heirs and necessary are such as a son or a +daughter, a grandchild by a son, and further similar lineal descendants, +provided that they are in the ancestor's power at the time of his +decease. To make a grandson or granddaughter a family heir it is, +however, not sufficient for them to be in the grandfather's power at +the moment of his decease: it is further requisite that their own father +shall, in the lifetime of the grandfather, have ceased to be the family +heir himself, whether by death or by any other mode of release from +power: for by this event the grandson and granddaughter succeed to the +place of their father. They are called family heirs, because they are +heirs of the house, and even in the lifetime of the parent are to a +certain extent deemed owners of the inheritance: wherefore in intestacy +the first right of succession belongs to the children. They are called +necessary heirs because they have no alternative, but, willing or +unwilling, both where there is a will and where there is not, they +become heirs. The praetor, however, permits them, if they wish, to +abstain from the inheritance, and leave the parent to become insolvent +rather than themselves. + +3 Those who are not subject to the testator's power are called external +heirs. Thus children of ours who are not in our power, if instituted +heirs by us, are deemed external heirs; and children instituted by their +mother belong to this class, because women never have children in +their power. Slaves instituted heirs by their masters, and manumitted +subsequently to the execution of the will, belong to the same class. + +4 It is necessary that external heirs should have testamentary capacity, +whether it is an independent person, or some one in his power, who is +instituted: and this capacity is required at two times; at the same time +of the making of the will, when, without it, the institution would be +void; and at the same time of the testator's decease, when, without +it, the institution would have no effect. Moreover, the instituted +heir ought to have this capacity also at the time when he accepts +the inheritance, whether he is instituted absolutely or subject to a +condition; and indeed it is especially at this time that his capacity to +take ought to be looked to. If, however, the instituted heir undergoes +a loss of status in the interval between the making of the will and +the testator's decease, or the satisfaction of the condition subject to +which he was instituted, he is not thereby prejudiced: for, as we +said, there are only three points of time which have to be regarded. +Testamentary capacity thus does not mean merely capacity to make a will; +it also means capacity to take for oneself, or for the father or master +in whose power one is, under the will of another person: and this latter +kind of testamentary capacity is quite independent of the capacity to +make a will oneself. Accordingly, even lunatics, deaf persons, afterborn +children, infants, children in power, and other persons' slaves are said +to have testamentary capacity; for though they cannot make a valid will, +they can acquire for themselves or for another under a will made by +someone else. + +5 External heirs have the privilege of deliberating whether they will +accept or disclaim an inheritance. But if a person who is entitled +to disclaim interferes with the inheritance, or if one who has the +privilege of deliberation accepts it, he no longer has the power of +relinquishing it, unless he is a minor under the age of twentyfive +years, for minors obtain relief from the praetor when they incautiously +accept a disadvantageous inheritance, as well as when they take any +other injudicious step. + +6 It is, however, to be observed that the Emperor Hadrian once relieved +even a person who had attained his majority, when, after his accepting +the inheritance, a great debt, unknown at the time of acceptance, had +come to light. This was but the bestowal of an especial favour on +a single individual; the Emperor Gordian subsequently extended the +privilege, but only to soldiers, to whom it was granted as a class. We, +however, in our benevolence have placed this benefit within the reach of +all our subjects, and drafted a constitution as just as it is splendid, +under which, if heirs will but observe its terms, they can accept an +inheritance without being liable to creditors and legatees beyond the +value of the property. Thus so far as their liability is concerned there +is no need for them to deliberate on acceptance, unless they fail to +observe the procedure of our constitution, and prefer deliberation, by +which they will remain liable to all the risks of acceptance under the +older law. + +7 An external heir, whether his right accrue to him under a will or +under the civil law of intestate succession, can take the inheritance +either by acting as heir, or by the mere intention to accept. By acting +as heir is mean, for instance, using things belonging to the inheritance +as one's own, or selling them, or cultivating or giving leases of the +deceased's estates, provided only one expresses in any way whatsoever, +by deed or word, one's intention to accept the inheritance, so long as +one knows that the person with whose property one is thus dealing has +died testate or intestate, and that one is that person's heir. To act as +heir, in fact, is to act as owner, and the ancients often used the term +'heir' as equivalent to the term 'owner.' And just as the mere intention +to accept makes an external heir heir, so too the mere determination not +to accept bars him from the inheritance. Nothing prevents a person who +is born deaf or dumb, or who becomes so after birth, from acting as heir +and thus acquiring the inheritance, provided only he knows what he is +doing. + + + + +TITLE XX. OF LEGACIES + +Let us now examine legacies:--a kind of title which seems foreign to +the matter at hand, for we are expounding titles whereby aggregates of +rights are acquired; but as we have treated in full of wills and heirs +appointed by will, it was natural in close connexion therewith to +consider this mode of acquisition. + +1 Now a legacy is a kind of gift left by a person deceased; + +2 and formerly they were of four kinds, namely, legacy by vindication, +by condemnation, by permission, and by preception, to each of which a +definite form of words was appropriated by which it was known, and which +served to distinguish it from legacies of the other kinds. Solemn +forms of words of this sort, however, have been altogether abolished by +imperial constitutions; and we, desiring to give greater effect to the +wishes of deceased persons, and to interpret their expressions with +reference rather to those wishes than to their strict literal meaning, +have issued a constitution, composed after great reflection, enacting +that in future there shall be but one kind of legacy, and that, whatever +be the terms in which the bequest is couched, the legatee may sue for +it no less by real or hypothecary than by personal action. How carefully +and wisely this constitution is worded may be ascertained by a perusal +of its contents. + +3 We have determined, however, to go even beyond this enactment; for, +observing that the ancients subjected legacies to strict rules, while +the rules which they applied to fiduciary bequests, as springing more +directly from the deceased person's wishes, were more liberal, we have +deemed it necessary to assimilate the former completely to the latter, +so that any future features in which legacies are inferior to fiduciary +bequests may be supplied to them from the latter, and the latter +themselves may in future possess any superiority which has hitherto +been enjoyed by legacies only. In order, however, to avoid perplexing +students in their first essays in the law by discussing these two forms +of bequests together, we have thought it worth while to treat them +separately, dealing first with legacies, and then with fiduciary +bequests, so that the reader, having first learnt their respective +natures in a separate treatment, may, when his legal education is more +advanced, be able easily to comprehend their treatment in combination. + +4 A legacy may be given not only of things belonging to the testator +or heir, but also of things belonging to a third person, the heir being +bound by the will to buy and deliver them to the legatee, or to give him +their value if the owner is unwilling to sell them. If the thing given +be one of those of which private ownership is impossible, such, for +instance, as the Campus Martius, a basilica, a church, or a thing +devoted to public use, not even its value can be claimed, for the legacy +is void. In saying that a thing belonging to a third person may be given +as a legacy we must be understood to mean that this may be done if the +deceased knew that it belonged to a third person, and not if he was +ignorant of this: for perhaps he would never have given the legacy if +he had known that the thing belonged neither to him nor to the heir, and +there is a rescript of the Emperor Pius to this effect. It is also the +better opinion that the plaintiff, that is the legatee, must prove that +the deceased knew he was giving as a legacy a thing which was not his +own, rather than that the heir must prove the contradictory: for the +general rule of law is that the burden of proof lies on the plaintiff. + +5 If the thing which a testator bequests is in pledge to a creditor, +the heir is obliged to redeem it, subject to the same distinction as has +been drawn with reference to a legacy of a thing not belonging to +the testator; that is to say, the heir is bound to redeem only if the +deceased knew the thing to be in pledge: and the Emperors Severus and +Antoninus have decided this by rescript. If, however, the deceased +expresses his intention that the legatee should redeem the thing +himself, the heir is under no obligation to do it for him. + +6 If a legacy is given of a thing belonging to another person, and the +legatee becomes its owner during the testator's lifetime by purchase, +he can obtain its value from the heir by action on the will: but if he +gives no consideration for it, that is to say, gets it by way of gift or +by some similar title, he cannot sue; for it is settled law that where +a man has already got a thing, giving no consideration in return, he +cannot get its value by a second title of the same kind. Accordingly, if +a man is entitled to claim a thing under each of two distinct wills, it +is material whether he gets the thing, or merely its value, under the +earlier one: for if he gets the thing itself, he cannot sue under +the second will, because he already has the thing without giving any +consideration, whereas he has a good right of action if he has merely +got its value. + +7 A thing which does not yet exist, but will exist, may be validly +bequeathed:--for instance, the produce of such and such land, or the +child of such and such female slave. + +8 If the same thing is given as a legacy to two persons, whether jointly +or severally, and both claim it, each is entitled to only a half; if one +of them does not claim it, because either he does not care for it, or +has died in the testator's lifetime, or for some other reason, the whole +goes to his colegatee. A joint legacy is given in such words as the +following: 'I give and bequeath my slave Stichus to Titius and Seius': a +several legacy thus, 'I give and bequeath my slave Stichus to Titius: I +give and bequeath Stichus to Seius': and even if the testator says 'the +same slave Stichus' the legacy is still a several one. + +9 If land be bequeathed which belongs to some one other than the +testator, and the intended legatee, after purchasing the bare ownership +therein, obtains the usufruct without consideration, and then sues under +the will, Julian says that this action for the land is well grounded, +because in a real action for land a usufruct is regarded merely as a +servitude; but it is part of the duty of the judge to deduct the value +of the usufruct from the sum which he directs to be paid as the value of +the land. + +10 A legacy by which something already belonging to the legatee is given +him is void, for what is his own already cannot become more his own +than it is: and even though he alienates it before the testator's death, +neither it nor its value can be claimed. + +11 If a testator bequeaths something belonging to him, but which he +thought belonged to another person, the legacy is good, for its validity +depends not on what he thought, but on the real facts of the case: and +it is clearly good if he thought it already belonged to the legatee, +because his expressed wish can thus be carried out. + +12 If, after making his will, a testator alienates property which he has +therein given away as a legacy, Celsus is of opinion that the legatee +may still claim it unless the testator's intention was thereby to +revoke the bequest, and there is a rescript of the Emperors Severus +and Antoninus to this effect, as well as another which decides that +if, after making his will, a testator pledges land which he had therein +given as a legacy, the part which has not been alienated can in any case +be claimed, and the alienated part as well if the alienator's intention +was not to revoke the legacy. + +13 If a man bequeaths to his debtor a discharge from his debt, the +legacy is good, and the testator's heir cannot sue either the debtor +himself, or his heir, or any one who occupies the position of heir to +him, and the debtor can even compel the testator's heir to formally +release him. Moreover, a testator can also forbid his heir to claim +payment of a debt before a certain time has elapsed. + +14 Contrariwise, if a debtor leaves his creditor a legacy of what he +owes him, the legacy is void, if it includes no more than the debt, +for the creditor is thus in no way benefited; but if the debtor +unconditionally bequeaths a sum of money which the creditor cannot claim +until a definite date has arrived or a condition has been satisfied, the +legacy is good, because it confers on the creditor a right to earlier +payment. And, even if the day arrives, or the condition is satisfied, +during the testator's lifetime, Papinian decides, and rightly, that +the legacy is nevertheless a good one, because it was good when first +written; for the opinion that a legacy becomes void, because something +happens to deprive it of all material effect, is now rejected. + +15 If a man leaves his wife a legacy of her dowry, the gift is good, +because the legacy is worth more than a mere right of action for the +dowry. If, however, he has never received the dowry which he bequeaths, +the Emperors Severus and Antoninus have decided by rescript that the +legacy is void, provided the general term 'dowry' is used, but good, +if in giving it to the wife a definite sum or thing is specified, or +described generally by reference to the dowry deed. + +16 If a thing bequeathed perishes through no act of the heir, the loss +falls on the legatee: thus if a slave belonging to another person, who +is given in this way, is manumitted through no act of the heir, the +latter is not bound. If, however, the slave belongs to the heir, who +manumits him, Julian says that he is bound, and it is immaterial whether +he knew or not that the slave had been bequeathed away from him. + +17 If a testator gives a legacy of female slaves along with their +offspring, the legatee can claim the latter even if the mothers are +dead, and so again if a legacy is given of ordinary slaves along with +their vicarii or subordinates, the latter can be claimed even if +the former are dead. But if the legacy be of a slave along with his +peculium, and the slave is dead, or has been manumitted or alienated, +the legacy of the peculium is extinguished; and similarly, if the legacy +be of land with everything upon it, or with all its instruments of +tillage, by the alienation of the land the legacy of the instruments of +tillage is extinguished. + +18 If a flock be given as a legacy, which is subsequently reduced to a +single sheep, this single survivor can be claimed; and Julian says that +in a legacy of a flock are comprised sheep which are added to it after +the making of the will, a flock being but one aggregate composed of +distinct members, just as a house is but one aggregate composed of +distinct stones built together. So if the legacy consists of a house, +we hold that pillars or marbles added to it after the making of the will +pass under the bequest. + +20 If a slave's peculium be given as a legacy, the legatee undoubtedly +profits by what is added to it, and is a loser by what is taken from +it, during the testator's lifetime. Whatever the slave acquires in +the interval between the testator's death and the acceptance of the +inheritance belongs, according to Julian, to the legatee, if that +legatee be the slave himself who is manumitted by the will, because a +legacy of this kind vests from the acceptance of the inheritance: but +if the legatee be a stranger, he is not entitled to such acquisitions, +unless they are made by means of the peculium itself. A slave manumitted +by a will is not entitled to his peculium unless it is expressly +bequeathed to him, though, if the master manumits him in his lifetime, +it is enough if it be not expressly taken from him, and to this effect +the Emperors Severus and Antoninus have decided by rescript: as also, +that a legacy of his peculium to a slave does not carry with it the +right to sue for money which he has expended on his master's account, +and that a legacy of a peculium may be inferred from directions in a +will that a slave is to be free so soon as he has made a statement of +his accounts and made up any balance, which may be against him, from his +peculium. + +21 Incorporeal as well as corporeal things can be bequeathed: thus a man +can leave a legacy even of a debt which is owed to him, and the heir can +be compelled to transfer to the legatee his rights of action, unless the +testator has exacted payment in his lifetime, in which case the legacy +is extinguished. Again, such a legacy as the following is good: 'be my +heir bound to repair so and so's house, or to pay so and so's debts.' + +22 If a legacy be a general one, as of a slave or some other thing not +specifically determined, the legatee is entitled to choose what slave, +or what thing, he will have, unless the testator has expressed a +contrary intention. + +23 A legacy of selection, that is, when a testator directs the legatee +to select one from among his slaves, or any other class of things, was +held to be given subject to an implied condition that the legatee should +make the choice in person; so that if he died before doing so the legacy +did not pass to his heir. By our constitution, however, we have made an +improvement in this matter, and allowed the legatee's heir to exercise +the right of selection, although the legatee has not done so personally +in his lifetime; which enactment, through our careful attention to +the subject, contains the further provision, that if there are either +several colegatees to whom a right of selection has been bequeathed, +and who cannot agree in their choice, or several coheirs of a single +legatee, who differ through some wishing to choose this thing and others +that, the question shall be decided by fortune--the legacy not being +extinguished, which many of the jurists in an ungenerous spirit wished +to make the rule--; that is to say, that lots shall be drawn, and he on +whom the lot falls shall have a priority of choice over the rest. + +24 Three persons only can be legatees who have testamentary capacity, +that is, who are legally capable of taking under a will. + +25 Formerly it was not allowed to leave either legacies or fiduciary +bequests to uncertain persons, and even soldiers, as the Emperor Hadrian +decided by rescript, were unable to benefit uncertain persons in this +way. An uncertain person was held to be one of whom the testator had +no certain conception, as the legatee in the following form: 'Whoever +bestows his daughter in marriage on my son, do thou, my heir, give him +such or such land.' So too a legacy left to the first consuls designate +after the writing of the will was held to be given to an uncertain +person, and many others that might be instanced: and so it was held that +freedom could not be bequeathed to an uncertain person, because it was +settled that slaves ought to be enfranchised by name, and an uncertain +person could not be appointed guardian. But a legacy given with a +certain demonstration, that is, to an uncertain member of a certain +class, was valid, for instance, the following: 'Whoever of all my +kindred now alive shall first marry my daughter, do thou, my heir, +give him such and such thing.' It was, however, provided by imperial +constitutions that legacies or fiduciary bequests left to uncertain +persons and paid by mistake could not be recovered back. + +26 An afterborn stranger again could not take a legacy; an afterborn +stranger being one who on his birth will not be a family heir to the +testator; thus a grandson by an emancipated son was held to be an +afterborn stranger to his grandfather. + +27 These parts of the law, however, have not been left without due +alteration, a constitution having been inserted in our Code by which +we have in these respects amended the rules relating to legacies and +fiduciary bequests no less than to inheritances, as will be made clear +by a perusal of the enactment, which, however, still maintains the old +rule that an uncertain person cannot be appointed guardian: for when a +testator is appointing a guardian for his issue, he ought to be quite +clear as to the person and character of the party he selects. + +28 An afterborn stranger could and still can be instituted heir, unless +conceived of a woman who cannot by law be a man's wife. + +29 If a testator makes a mistake in any of the names of the legatee, the +legacy is nevertheless valid provided there is no doubt as to the person +he intended, and the same rule is very properly observed as to heirs as +well as legatees; for names are used only to distinguish persons, and +if the person can be ascertained in other ways a mistake in the name is +immaterial. + +30 Closely akin to this rule is another, namely, that an erroneous +description of the thing bequeathed does not invalidate the bequest; +for instance, if a testator says, 'I give and bequeath Stichus my born +slave,' the legacy is good, if it quite clear who is meant by Stichus, +even though it turn out that he was not born the testator's slave, but +was purchased by him. Similarly, if he describe Stichus as 'the slave +I bought from Seius,' whereas in fact he bought him from some one else, +the legacy is good, if it is clear what slave he intended to give. + +31 Still less is a legacy invalidated from a wrong motive being assigned +by the testator for giving it: if, for instance, he says, 'I give and +bequeath Stichus to Titius, because he looked after my affairs while I +was away,' or 'because I was acquitted on a capital charge through his +undertaking my defence,' the legacy is still good, although in point of +fact Titius never did look after the testator's affairs, or never did, +through his advocacy, procure his acquittal. But the law is different +if the testator expresses his motive in the guise of a condition, as: 'I +give and bequeath such and such land to Titius, if he has looked after +my affairs.' 32 It is questioned whether a legacy to a slave of the +heir is valid. It is clear that such a legacy is void if given +unconditionally, even though the slave ceases to belong to the heir +during the testator's lifetime: for a legacy which would be void if +the testator died immediately after making his will ought not to become +valid by the simple fact of the testator's living longer. Such a legacy, +however, is good if given subject to a condition, the question then +being, whether at the vesting of the legacy the slave has ceased to +belong to the heir. + +33 On the other hand, there is no doubt that even an absolute legacy +to the master of a slave who is instituted heir is good: for, even +supposing that the testator dies immediately after making the will, the +right to the legacy does not necessarily belong to the person who is +heir; for the inheritance and the legacy are separable, and a different +person from the legatee may become heir through the slave; as happens +if, before the slave accepts the inheritance at his master's bidding, +he is conveyed to another person, or is manumitted and thus becomes heir +himself; in both of which cases the legacy is valid. But if he remains +in the same condition, and accepts at his master's bidding, the legacy +is extinguished. + +34 A legacy given before an heir was appointed was formerly void, +because a will derives its operation from the appointment of an heir, +and accordingly such appointment is deemed the beginning and foundation +of the whole testament, and for the same reason a slave could not be +enfranchised before an heir was appointed. Yet even the old lawyers +themselves disapproved of sacrificing the real intentions of the +testator by too strictly following the order of the writing: and we +accordingly have deemed these rules unreasonable, and amended them by +our constitution, which permits a legacy, and much more freedom, which +is always more favoured, to be given before the appointment of an heir, +or in the middle of the appointments, if there are several. + +35 Again, a legacy to take effect after the death of the heir or +legatee, as in the form: 'After my heir's death I give and bequeath,' +was formerly void, as also was one to take effect on the day preceding +the death of the heir or legatee. This too, however, we have corrected, +by making such legacies as valid as they would be were they fiduciary +bequests, lest in this point the latter should be found to have some +superiority over the former. + +36 Formerly too the gift, revocation, and transference of legacies by +way of penalty was void. A penal legacy is one given in order to coerce +the heir into doing or not doing something; for instance, the following: +'If my heir gives his daughter in marriage to Titius,' or, conversely, +'if he does not give her in marriage to Titius, let him pay ten aurei +to Seius'; or again, 'if my heir parts with my slave Stichus,' or, +conversely, 'if he does not part with him, let him pay ten aurei to +Titius.' And so strictly was this rule observed, that it is declared +in a large number of imperial constitutions that even the Emperor will +accept no legacy by which a penalty is imposed on some other person: and +such legacies were void even when given by a soldier's will, in which +as a rule so much trouble was taken to carry out exactly the testator's +wishes. Moreover, Sabinus was of opinion that a penal appointment of a +coheir was void, as exemplified in the following: 'Be Titius my heir: if +Titius gives his daughter in marriage to Seius, be Seius my heir also'; +the ground of the invalidity being that it made no difference in what +way Titius was constrained, whether by a legacy being left away from +him, or by some one being appointed coheir. Of these refinements, +however, we disapproved, and have consequently enacted generally +that bequests, even though given, revoked, or transferred in order to +penalize the heir, shall be treated exactly like other legacies, except +where the event on which the penal legacy is contingent is either +impossible, illegal, or immoral: for such testamentary dispositions as +these the opinion of my times will not permit. + + + + +TITLE XXI. OF THE ADEMPTION AND TRANSFERENCE OF LEGACIES + +Legacies may be revoked either in a later clause of the will or by +codicils, and the revocation may be made either in words contrary +to those of the gift, as the gift thus 'I give and bequeath,' the +revocation thus 'I do not give and bequeath,' or in words not contrary, +that is to say, in any words whatsoever. + +1 A legacy may also be transferred from one person to another, as thus: +'I give and bequeath to Seius the slave Stichus whom I. bequeathed to +Titius,' and this may be done either by a later clause of the will or by +codicils; the result being that the legacy is taken away from Titius and +simultaneously given to Seius. + + + + +TITLE XXII. OF THE LEX FALCIDIA + +We have finally to consider the lex Falcidia, the most recent enactment +limiting the amount which can be given in legacies. The statute of the +Twelve Tables had conferred complete liberty of bequest on testators, by +which they were enabled to give away their whole patrimony in legacies, +that statute having enacted: 'let a man's testamentary disposition of +his property be regarded as valid.' This complete liberty of bequest, +however, it was thought proper to limit in the interest of testators +themselves, for intestacy was becoming common through the refusal of +instituted heirs to accept inheritances from which they received +little or no advantage at all. The lex Furia and the lex Voconia +were enactments designed to remedy the evil, but as both were found +inadequate to the purpose, the lex Falcidia was finally passed, +providing that no testator should be allowed to dispose of more than +three-quarters of his property in legacies, or in other words, that +whether there was a single heir instituted, or two or more, he or they +should always be entitled to at least a quarter of the inheritance. + +1 If two heirs, say Titius and Seius, are instituted, and Titius's share +of the inheritance is either wholly exhausted in legacies specifically +charged thereon, or burdened beyond the limit fixed by the statute, +while no legacies at all are charged on Seius, or at any rate legacies +which exhaust it only to the extent of one half or less, the question +arose whether, as Seius has at least a quarter of the whole inheritance, +Titius was or was not entitled to retain anything out of the legacies +which had been charged upon him: and it was settled that he could keep +an entire fourth of his share of the inheritance; for the calculation +of the lex Falcidia is to be applied separately to the share of each of +several heirs in the inheritance. + +2 The amount of the property upon which the calculation is brought to +bear is its amount at the moment of the testator's decease. Thus, to +illustrate by an example, a testator who is worth a hundred aurei at his +decease gives the whole hundred away in legacies: here, if before the +heir accepts, the inheritance is so much augmented through slaves who +belong to it, or by births of children from such of them as are females, +or by the young of cattle that, even after paying away a hundred aurei +in legacies, the heir will still have a clear fourth of the inheritance, +the legatee's position is in no way improved, but a quarter of the +sum given in legacies may still be deducted for himself by the heir. +Conversely, if only seventyfive aurei are given in legacies, and before +acceptance the inheritance is so much diminished in value, say by +fire, shipwreck, or death of slaves, that no more or even less than +seventyfive aurei are left, the legatees can claim payment of their +legacies in full. In this latter case, however, the heir is not +prejudiced, for he is quite free to refused the inheritance: +consequently, the legatees must come to terms with him, and content +themselves with a portion of their legacies, lest they lose all through +no one's taking under the will. + +3 When the calculation of the lex Falcidia is made, the testator's debts +and funeral expenses are first deducted, and the value of slaves whom he +has manumitted in the will or directed to be manumitted is not reckoned +as part of the inheritance; the residue is then divided so as to leave +the heirs a clear fourth, the other three quarters being distributed +among the legatees in proportion to the amount of the legacies given +them respectively in the will. Thus, if we suppose four hundred aurei +to have been given in legacies, and the value of the inheritance, out +of which they are to be paid, to be exactly that sum, each legatee must +have his legacy abated by onefourth; if three hundred and fifty have +been given in legacies, each legacy will be diminished by one-eighth; if +five hundred, first a fifth, then a fourth, must be deducted: for +when the amount given in legacies actually exceeds the sum of the +inheritance, there must be struck off first the excess, and then the +share which the heir is entitled to retain. + + + + +TITLE XXIII. OF TRUST INHERITANCES + +We now proceed to fiduciary bequests or trusts; and let us begin with +trust inheritances. + +1 Legacies or inheritances given by trust had originally no binding +legal force, because no one could be compelled against his will to do +what he was merely asked to do. As there were certain classes of persons +to whom testators were unable to leave inheritances or legacies, when +they wished to effect these objects they used to trust to the good faith +of some one who had this kind of testamentary capacity, and whom +they asked to give the inheritance, or the legacy, to the intended +beneficiary; hence the name 'trusts,' because they were not enforced +by legal obligation, but only by the transferor's sense of honesty. +Subsequently the Emperor Augustus, either out of regard for various +favourites of his own, or because the request was said to have been made +in the name of the Emperor's safety, or moved thereto by individual +and glaring cases of perfidy, commanded the consuls in certain cases to +enforce the duty by their authority. And this being deemed equitable, +and being approved by the people, there was gradually developed a new +and permanent jurisdiction, and trusts became so popular that soon a +special praetor was appointed to hear suits relating to them, who was +called the trust praetor. + +2 The first requisite is an heir directly instituted, in trust to +transfer the inheritance to another, for the will is void without an +instituted heir in the first instance. Accordingly, when a testator has +written: 'Lucius Titius, be thou my heir,' he may add: 'I request you, +Lucius Titius, as soon as you can accept my inheritance, to convey and +transfer it to Gaius Seius'; or he can request him to transfer a part. +So a trust may be either absolute or conditional, and to be performed +either immediately or on a specified future day. + +3 After the transfer of the inheritance the transferor continues heir, +the transferee being sometimes regarded as quasi-heir, sometimes as +quasi-legatee. + +4 But during the reign of Nero, in the consulate of Trebellius Maximus +and Annaeus Seneca, a senatusconsult was passed providing that, when +an inheritance is transferred in pursuance of a trust, all the actions +which the civil law allows to be brought by or against the heir shall be +maintainable by and against the transferee: and after this enactment the +praetor used to give indirect or fictitious actions to and against the +transferee as quasiheir. + +5 However, as the instituted heirs, when (as so often was the case) +they were requested to transfer the whole or nearly the whole of an +inheritance, declined to accept for what was no benefit, or at most a +very slight benefit, to themselves, and this caused a failure of the +trusts, afterwards, in the time of the Emperor Vespasian, and during the +consulate of Pegasus and Pusio, the senate decreed that an heir who +was requested to transfer the inheritance should have the same right +to retain a fourth thereof as the lex Falcidia gives to an heir charged +with the payment of legacies, and gave a similar right of retaining the +fourth of any specific thing left in trust. After the passing of this +senatusconsult the heir, wherever it came into operation, was sole +administrator, and the transferee of the residue was in the position of +a partiary legatee, that is, of a legatee of a certain specified portion +of the estate under the kind of bequest called participation, so that +the stipulations which had been usual between an heir and a partiary +legatee were now entered into by the heir and transferee, in order to +secure a rateable division of the gains and losses arising out of the +inheritance. + +6 Accordingly, after this, if no more than threefourths of the +inheritance was in trust to be transferred, then the SC. Trebellianum +governed the transfer, and both were liable to be sued for the debts +of the inheritance in rateable portions, the heir by civil law, +the transferee, as quasiheir, by that enactment. But if more than +threefourths, or even the whole was left in trust to be transferred, the +SC. Pegasianum came into operation, and when once the heir had accepted, +of course voluntarily, he was the sole administrator whether he retained +onefourth or declined to retain it: but if he did, he entered into +stipulations with the transferee similar to those usual between the heir +and a partiary legatee, while if he did not, but transferred the whole +inheritance, he covenanted with him as quasi-purchaser. If an instituted +heir refuse to accept an inheritance from a suspicion that the +liabilities exceed the assets, it is provided by the SC. Pegasianum +that, on the petition of the person to whom he is requested to transfer, +he shall be ordered by the praetor to accept and transfer it, whereupon +the transferee shall be as capable of suing and being sued as the +transferee under the SC. Trebellianum. In this case no stipulations are +necessary, because by a concurrent operation of the two senatusconsults +both the transferor is protected, and all actions relating to the +inheritance pass to and against the transferee. + +7 As, however, the covenants which had become necessary through the SC. +Pegasianum were disliked even by the older lawyers, and are in certain +cases considered injurious by the eminent jurist Papinian, and it being +our desire that our statute book should be clear and simple rather than +complicated, we have, after placing these two senatusconsults side by +side and examining their points of resemblance and difference, resolved +to repeal the SC. Pegasianum, as the later enactment, and to give +exclusive authority to the SC. Trebellianum, under which in future +all trust inheritances are to be transferred, whether the testator has +freely given his heir a fourth of the property, or more or less, or even +nothing at all: provided always, that when the heir has either nothing +or less than a fourth, it shall be lawful for him, under our authority +expressed in this statute, to retain a fourth, or to recover it by +action if he has already paid it over, the heir and the transferee being +capable both of suing and being sued in proportion to their shares in +the inheritance, after the analogy of the SC. Trebellianum; and provided +also, that if the heir voluntarily transfers the whole inheritance, the +transferee shall be able to sue and be sued on all actions relating to +the inheritance whatsoever. Moreover, we have transferred to the SC. +Trebellianum the leading provision of the SC. Pegasianum, whereby it was +enacted that when an instituted heir refused to accept an inheritance +offered to him, he could be compelled to accept and transfer the whole +inheritance if the intended transferee so desired, and that all actions +should pass to and against the latter: so that it is under the SC. +Trebellianum alone that the heir, if unwilling to accept, is now obliged +to do so, if the intended transferee desire the inheritance, though to +him personally no loss or profit can accrue under the transaction. + +8 It makes no difference whether it is a sole or part heir who is under +a trust to another, or whether what he is requested to transfer is the +whole or only a part of that to which he is heir; for we direct that the +same rules shall be applied in the case of a part being transferred as +we have said are observed in the transference of a whole inheritance. + +9 If the request addressed to the heir is to transfer the inheritance +after deducting or reserving some specific thing which is equal in value +to a fourth part thereof, such as land or anything else, the conveyance +will be made under the SC. Trebellianum, exactly as if he had been +asked after retaining a fourth part of the inheritance to transfer the +residue. There is, however, some difference between the two cases; for +in the first, where the inheritance is transferred after deducting or +reserving some specific thing, the senatusconsult has the effect of +making the transferee the only person who can sue or be sued in respect +of the inheritance, and the part retained by the heir is free from all +encumbrances, exactly as if he had received it under a legacy; whereas +in the second, where the heir, after retaining a fourth part of the +inheritance, transfers the rest as requested, the actions are divided, +the transferee being able to sue and be sued in respect of threefourths +of the inheritance, and the heir in respect of the rest. Moreover, if +the heir is requested to transfer the inheritance after deducting or +reserving only a single specific thing, which, however, in value is +equivalent to the greater part of the inheritance, the transferee is +still the only person who can sue and be sued, so that he ought well +to weigh whether it is worth his while to take it: and the case is +precisely the same, whether what the heir is directed to deduct or +reserve before transferring is two or more specific things, or a +definite sum which in fact is equivalent to a fourth or even the greater +part of the inheritance. What we have said of a sole heir is equally +true of one who is instituted only to a part. + +10 Moreover, a man about to die intestate can charge the person to whom +he knows his property will go by either the civil or praetorian law to +transfer to some one else either his whole inheritance, or a part of it, +or some specific thing, such as land, a slave, or money: but legacies +have no validity unless given by will. + +11 The transferee may himself be charged by the deceased with a trust +to transfer to some other person either the whole or a part of what he +receives, or even something different. + +12 As has been already observed, trusts in their origin depended solely +on the good faith of the heir, from which early history they derived +both their name and their character: and it was for that reason that the +Emperor Augustus made them legally binding obligations. And we, in +our desire to surpass that prince, have recently made a constitution, +suggested by a matter brought before us by the eminent Tribonian, +quaestor of our sacred palace, by which it is enacted, that if a +testator charges his heir with a trust to transfer the whole inheritance +or some specific thing, and the trust cannot be proved by writing or +by the evidence of five witnesses--five being, as is known, the number +required by law for the proof of oral trusts--through there having been +fewer witnesses than five, or even none at all, and if the heir, whether +it be his own son or some one else whom the testator has chosen to +trust, and by whom he desired the transfer to be made, perfidiously +refuses to execute the trust, and in fact denies that he was ever +charged with it, the alleged beneficiary, having previously sworn to his +own good faith, may put the heir upon his oath: whereupon the heir may +be compelled to swear that no trust was ever charged upon him, or, in +default, to transfer the inheritance or the specific thing, as the case +may be, in order that the last wishes of the testator, the fulfilment +of which he has left to the honour of his heir, may not be defeated. We +have also prescribed the same procedure where the person charged with a +trust is a legatee or already himself a transferee under a prior trust. +Finally, if the person charged admits the trust, but tries to shelter +himself behind legal technicalities, he may most certainly be compelled +to perform his obligation. + + + + +TITLE XXIV. OF TRUST BEQUESTS OF SINGLE THINGS + +Single things can be left in trust as well as inheritances; land, for +instance, slaves, clothing, gold, silver, and coined money; and the +trust may be imposed either on an heir or on a legatee, although a +legatee cannot be charged with a legacy. + +1 Not only the testator's property, but that of an heir, or legatee, or +person already benefited by a trust, or any one else may be given by +a trust. Thus a legatee, or a person in whose favour the testator has +already created a trust, may be asked to transfer either a thing left +to him, or any other thing belonging to himself or a stranger, provided +always that he is not charged with a trust to transfer more than he +takes by the will, for in respect of such excess the trust would be +void. When a person is charged by a trust to transfer a thing belonging +to some one else, he must either purchase and deliver it, or pay its +value. + +2 Liberty can be left to a slave by a trust charging an heir, legatee, +or other person already benefited by a trust of the testator's, with +his manumission, and it makes no difference whether the slave is the +property of the testator, of the heir, of the legatee or of a stranger: +for a stranger's slave must be purchased and manumitted; and on his +master's refusal to sell (which refusal is allowable only if the master +has taken nothing under the will) the trust to enfranchise the slave is +not extinguished, as though its execution had become impossible, but its +execution is merely postponed; because it may become possible to free +him at some future time, whenever an opportunity of purchasing him +presents itself. A trust of manumission makes the slave the freedman, +not of the testator, though he may have been his owner, but of the +manumitter, whereas a direct bequest of liberty makes a slave the +freedman of the testator, whence too he is called 'orcinus.' But a +direct bequest of liberty can be made only to a slave who belongs to the +testator both at the time of making his will and at that of his decease; +and by a direct bequest of liberty is to be understood the case where +the testator desires him to become free in virtue, as it were, of his +own testament alone, and so does not ask some one else to manumit him. + +3 The words most commonly used to create a trust are I beg, I. request, +I wish, I commission, I trust to your good faith; and they are just as +binding when used separately as when united. + + + + +TITLE XXV. OF CODICILS + +It is certain that codicils were not in use before the time of Augustus, +for Lucius Lentulus, who was also the originator of trusts, was the +first to introduce them, in the following manner. Being on the point of +death in Africa, he executed codicils, confirmed by his will, by which +he begged Augustus to do something for him as a trust; and on the +Emperor's fulfilling his wishes, other persons followed the precedent +and discharged trusts created in this manner, and the daughter of +Lentulus paid legacies which could not have been legally claimed from +her. It is said that Augustus called a council of certain jurists, among +them Trebatius, who at that time enjoyed the highest reputation, and +asked them whether the new usage could be sanctioned, or did not rather +run counter to the received principles of law, and that Trebatius +recommended their admission, remarking 'how convenient and even +necessary the practice was to citizens,' owing to the length of the +journeys which were taken in those early days, and upon which a man +might often be able to make codicils when he could not make a will. +And subsequently, after codicils had been made by Labeo, nobody doubted +their complete validity. + +1 Not only can codicils be made after a will, but a man dying intestate +can create trusts by codicils, though Papinian says that codicils +executed before a will are invalid unless confirmed by a later express +declaration that they shall be binding. But a rescript of the Emperors +Severus and Antoninus decides that the performance of a trust imposed +by codicils written before a will may in any case be demanded, if it +appears that the testator had not abandoned the intention expressed in +them. + +2 An inheritance can neither be given nor taken away by codicils, nor, +accordingly, can a child be disinherited in this way: for, if it were +otherwise, the law of wills and of codicils would be confounded. By this +it is meant that an inheritance cannot directly be given or taken away +by codicils; for indirectly, by means of a trust, one can very well +be given in this manner. Nor again can a condition be imposed on an +instituted heir, or a direct substitution be effected, by codicils. + +3 A man can make any number of codicils, and no solemnities are required +for their execution. + + + + +BOOK III. + + + + +TITLE I. OF THE DEVOLUTION OF INHERITANCES ON INTESTACY + +A man is said to die intestate who either has made no will at all, or +has made one which is invalid, or if one which has been duly executed +has been subsequently revoked, or rescinded, or finally, if no one +accepts as heir under the testament. + +1 The inheritances of intestate persons go first, by the statute of the +Twelve Tables, to family heirs; + +2 and family heirs, as we said above, are those who were in the power +of the deceased at the time of his death, such as a son or daughter, a +grandchild by a son, or a greatgrandchild by such grandchild if a male, +and this whether the relationship be natural or adoptive. Among them +must also be reckoned children who, though not born in lawful wedlock, +have been inscribed members of the curia according to the tenor of the +imperial constitutions relating to them, and thus acquire the rights of +family heirs, or who come within the terms of our constitutions by which +we have enacted that, if any one shall cohabit with a woman whom he +might have lawfully married, but for whom he did not at first feel +marital affection, and shall after begetting children by her begin to +feel such affection and formally marry her, and then have by her sons or +daughters, not only shall those be lawful children and in their father's +power who were born after the settlement of the dowry, but also +those born before, to whom in reality the later born ones owed their +legitimacy; and we have provided that this rule shall hold even though +no children are born after the execution of the dowry deed, or if, +having been born, they are dead. It is to be observed, however, that a +grandchild or greatgrandchild is not a family heir, unless the person in +the preceding degree has ceased to be in the power of the parent, either +through having died, or by some other means, such as emancipation; for +if at the time of a man's decease a son is in his power, a grandson by +that son cannot be a family heir, and the case is exactly the same with +more remote descendants. Children too who are born after the ancestor's +death, and who would have been in his power had they been born during +his lifetime, are family heirs. + +3 Family heirs succeed even though ignorant of their title, and they +can take upon an intestacy even though insane, because whenever the law +vests property in a person, even when he is ignorant of his title, it +equally vests it in him if insane. Thus, immediately on the parent's +death, the ownership is as it were continued without any break, so that +pupils who are family heirs do not require their guardian's sanction in +order to succeed, for inheritances go to such heirs even though ignorant +of their title; and similarly an insane family heir does not require his +curator's consent in order to succeed, but takes by operation of law. + +4 Sometimes, however, a family heir succeeds in this way to his parent, +even though not in the latter's power at the time of his decease, as +where a person returns from captivity after his father's death, this +being the effect of the law of postliminium. + +5 And sometimes conversely a man is not a family heir although in the +power of the deceased at the time of his death, as where the latter +after his death is adjudged to have been guilty of treason, and his +memory is thereby branded with infamy: such a person is unable to have a +family heir, for his property is confiscated to the treasury, though one +who would otherwise have succeeded him may be said to have in law been a +family heir, and ceased to be such. + +6 Where there is a son or daughter, and a grandchild by another son, +these are called together to the inheritance, nor does the nearer in +degree exclude the more remote, for it seems just that grandchildren +should represent their father and take his place in the succession. +Similarly a grandchild by a son, and a greatgrandchild by a grandson +are called to the inheritance together. And as it was thought just that +grandchildren and greatgrandchildren should represent their father, it +seemed consistent that the inheritance should be divided by the number +of stems, and not by the number of individuals, so that a son should +take onehalf, and grandchildren by another son the other: or, if two +sons left children, that a single grandchild, or two grandchildren by +one son, should take onehalf, and three or four grandchildren by the +other son the other. + +7 In ascertaining whether, in any particular case, so and so is a family +heir, one ought to regard only that moment of time at which it first was +certain that the deceased died intestate, including hereunder the +case of no one's accepting under the will. For instance, if a son be +disinherited and a stranger instituted heir, and the son die after the +decease of his father, but before it is certain that the heir instituted +in the will either will not or cannot take the inheritance, a grandson +will take as family heir to his grandfather, because he is the only +descendant in existence when first it is certain that the ancestor died +intestate; and of this there can be no doubt. + +8 A grandson born after, though conceived before, his grandfather's +death, whose father dies in the interval between the grandfather's +decease and desertion of the latter's will through failure of the +instituted heir to take, is family heir to his grandfather; though it is +obvious that if (other circumstances remaining the same) he is conceived +as well as born after the grandfather's decease, he is no family heir, +because he was never connected with his grandfather by any tie of +relationship; exactly as a person adopted by an emancipated son is +not among the children of, and therefore cannot be family heir to, the +latter's father. And such persons, not being children in relation to +the inheritance, cannot apply either for possession of the goods of the +deceased as next of kin. So much for family heirs. + +9 As to emancipated children, they have, by the civil law, no rights to +succeed to an intestate; for having ceased to be in the power of their +parent, they are not family heirs, nor are they called by any other +title in the statute of the Twelve Tables. The praetor, however, +following natural equity, gives them possession of the goods of the +deceased merely as children, exactly as if they had been in his power +at the time of his death, and this whether they stand alone or whether +there are family heirs as well. Consequently, if a man die leaving two +children, one emancipated, and the other in his power at the time of +his decease, the latter is sole heir by the civil law, as being the +only family heir; but through the former's being admitted to part of the +inheritance by the indulgence of the praetor, the family heir becomes +heir to part of the inheritance only. + +10 Emancipated children, however, who have given themselves in adoption +are not thus admitted, under the title of children, to share the +property of their natural father, if at the time of his decease they are +in their adoptive family; though it is otherwise if they are emancipated +during his lifetime by their adoptive father, for then they are admitted +as if they had been emancipated by him and had never been in an adoptive +family, while, conversely, as regards their adoptive father, they are +henceforth regarded as strangers. If, however, they are emancipated +by the adoptive after the death of the natural father, as regards the +former they are strangers all the same, and yet do not acquire the rank +of children as regards succession to the property of the latter; the +reason of this rule being the injustice of putting it within the power +of an adoptive father to determine to whom the property of the natural +father shall belong, whether to his children or to his agnates. + +11 Adoptive are thus not so well off as natural children in respect of +rights of succession: for by the indulgence of the praetor the latter +retain their rank as children even after emancipation, although they +lose it by the civil law; while the former, if emancipated, are not +assisted even by the praetor. And there is nothing wrong in their +being thus differently treated, because civil changes can affect rights +annexed to a civil title, but not rights annexed to a natural title, +and natural descendants, though on emancipation they cease to be family +heirs, cannot cease to be children or grandchildren; whereas on +the other hand adoptive children are regarded as strangers after +emancipation, because they lose the title and name of son or daughter, +which they have acquired by a civil change, namely adoption, by another +civil change, namely emancipation. + +12 And the rule is the same in the possession of goods against the will +which the praetor promises to children who are passed over in their +parent's testament, that is to say, are neither instituted nor duly +disinherited; for the praetor calls to this possession children who were +in their parent's power at the time of his decease, or emancipated, but +excludes those who at that time were in an adoptive family: still less +does he here admit adoptive children emancipated by their adoptive +father, for by emancipation they cease entirely to be children of his. + +13 We should observe, however, that though children who are in an +adoptive family, or who are emancipated by their adoptive after the +decease of their natural father, are not admitted on the death of the +latter intestate by that part of the edict by which children are called +to the possession of goods, they are called by another part, namely that +which admits the cognates of the deceased, who, however, come in only +if there are no family heirs, emancipated children, or agnates to take +before them: for the praetor prefers children, whether family heirs +or emancipated, to all other claimants, ranking in the second degree +statutory successors, and in the third cognates, or next of kin. + +14 All these rules, however, which to our predecessors were sufficient, +have received some emendation by the constitution which we have enacted +relative to persons who have been given in adoption to others by +their natural fathers; for we found cases in which sons by entering +an adoptive family forfeited their right of succeeding their natural +parents, and then, the tie of adoption being easily broken by +emancipation, lost all title to succeed their adoptive parents as well. +We have corrected this, in our usual manner, by a constitution which +enacts that, when a natural father gives his son in adoption to another +person, the son's rights shall remain the same in every particular as +if he had continued in the power of his natural father, and the adoption +had never taken place, except only that he shall be able to succeed his +adoptive father should he die intestate. If, however, the latter makes +a will, the son cannot obtain any part of the inheritance either by the +civil or by the praetorian law, that is to say, either by impeaching the +will as unduteous or by applying for possession against the will; for, +being related by no tie of blood, the adoptive father is not bound +either to institute him heir or to disinherit him, even though he has +been adopted, in accordance with the SC. Afinianum, from among three +brothers; for, even under these circumstances, he is not entitled to a +fourth of what he might have taken on intestacy, nor has he any action +for its recovery. We have, however, by our constitution excepted persons +adopted by natural ascendants, for between them and their adopters there +is the natural tie of blood as well as the civil tie of adoption, and +therefore in this case we have preserved the older law, as also in that +of an independent person giving himself in adrogation: all of which +enactment can be gathered in its special details from the tenor of the +aforesaid constitution. + +15 By the ancient law too, which favoured the descent through males, +those grandchildren only were called as family heirs, and preferred to +agnates, who were related to the grandfather in this way: grandchildren +by daughters, and greatgrandchildren by granddaughters, whom it regarded +only as cognates, being called after the agnates in succession to +their maternal grandfather or greatgrandfather, or their grandmother or +greatgrandmother, whether paternal or maternal. But the Emperors would +not allow so unnatural a wrong to endure without sufficient correction, +and accordingly, as people are, and are called, grandchildren and +greatgrandchildren of a person whether they trace their descent through +males or through females, they placed them altogether in the same rank +and order of succession. In order, however, to bestow some privilege on +those who had in their favour the provisions of the ancient law as +well as natural right, they determined that grandchildren, +greatgrandchildren, and others who traced their descent through a female +should have their portion of the inheritance diminished by receiving +less by onethird than their mother or grandmother would have taken, +or than their father or grandfather, paternal or maternal, when the +deceased, whose inheritance was in question, was a woman; and they +excluded the agnates, if such descendants claimed the inheritance, even +though they stood alone. Thus, exactly as the statute of the Twelve +Tables calls the grandchildren and greatgrandchildren to represent their +deceased father in the succession to their grandfather, so the imperial +legislation substitutes them for their deceased mother or grandmother, +subject to the aforesaid deduction of a third part of the share which +she personally would have taken. + +16 As, however, there was still some question as to the relative rights +of such grandchildren and of the agnates, who on the authority of a +certain constitution claimed a fourth part of the deceased's estate, we +have repealed the said enactment, and not permitted its insertion in +our Code from that of Theodosius. By the constitution which we have +published, and by which we have altogether deprived it of validity, +we have provided that in case of the survival of grandchildren by +a daughter, greatgrandchildren by a granddaughter, or more remote +descendants related through a female, the agnates shall have no claim to +any part of the estate of the deceased, that collaterals may no longer +be preferred to lineal descendants; which constitution we hereby reenact +with all its force from the date originally determined: provided always, +as we direct, that the inheritance shall be divided between sons and +grandchildren by a daughter, or between all the grandchildren, and other +more remote descendants, according to stocks, and not by counting heads, +on the principle observed by the ancient law in dividing an inheritance +between sons and grandchildren by a son, the issue obtaining without +any diminution the portion which would have belonged to their mother or +father, grandmother or grandfather: so that if, for instance, there be +one or two children by one stock, and three or four by another, the +one or two, and the three or four, shall together take respectively one +moiety of the inheritance. + + + + +TITLE II. OF THE STATUTORY SUCCESSION OF AGNATES + +If there is no family heir, nor any of those persons called to the +succession along with family heirs by the praetor or the imperial +legislation, to take the inheritance in any way, it devolves, by the +statute of the Twelve Tables, on the nearest agnate. + +1 Agnates, as we have observed in the first book, are those cognates +who trace their relationship through males, or, in other words, who are +cognate through their respective fathers. Thus, brothers by the same +father are agnates, whether by the same mother or not, and are called +'consanguinei'; an uncle is agnate to his brother's son, and vice +versa; and the children of brothers by the same father, who are called +'consobrini, are one another's agnates, so that it is easy to arrive at +various degrees of agnation. Children who are born after their father's +decease acquire the rights of kinship exactly as if they had been born +before that event. But the law does not give the inheritance to all the +agnates, but only to those who were nearest in degree at the moment when +it was first certain that the deceased died intestate. + +2 The relation of agnation can also be established by adoption, for +instance, between a man's own sons and those whom he has adopted, all +of whom are properly called consanguinei in relation to one another. +So, too, if your brother, or your paternal uncle, or even a more remote +agnate, adopts any one, that person undoubtedly becomes one of your +agnates. + +3 Male agnates have reciprocal rights of succession, however remote the +degree of relationship: but the rule as regards females, on the other +hand, was that they could not succeed as agnates to any one more +remotely related to them than a brother, while they themselves could +be succeeded by their male agnates, however distant the connexion: thus +you, if a male, could take the inheritance of a daughter either of your +brother or of your paternal uncle, or of your paternal aunt, but she +could not take yours; the reason of this distinction being the seeming +expediency of successions devolving as much as possible on males. But as +it was most unjust that such females should be as completely excluded +as if they were strangers, the praetor admits them to the possession of +goods promised in that part of the edict in which mere natural kinship +is recognised as a title to succession, under which they take provided +there is no agnate, or other cognate of a nearer degree of relationship. +Now these distinctions were in no way due to the statute of the Twelve +Tables, which, with the simplicity proper to all legislation, conferred +reciprocal rights of succession on all agnates alike, whether males +or females, and excluded no degree by reason merely of its remoteness, +after the analogy of family heirs; but it was introduced by the jurists +who came between the Twelve Tables and the imperial legislation, and who +with their legal subtleties and refinements excluded females other +than sisters altogether from agnatic succession. And no other scheme of +succession was in those times heard of, until the praetors, by gradually +mitigating to the best of their ability the harshness of the civil law, +or by filling up voids in the old system, provided through their edicts +a new one. Mere cognation was thus in its various degrees recognised +as a title to succession, and the praetors gave relief to such females +through the possession of goods, which they promised to them in that +part of the edict by which cognates are called to the succession. We, +however, have followed the Twelve Tables in this department of law, +and adhered to their principles: and, while we commend the praetors for +their sense of equity, we cannot hold that their remedy was adequate; +for when the degree of natural relationship was the same, and when the +civil title of agnation was conferred by the older law on males and +females alike, why should males be allowed to succeed all their agnates, +and women (except sisters) be debarred from succeeding any? Accordingly, +we have restored the old rules in their integrity, and made the law on +this subject an exact copy of the Twelve Tables, by enacting, in our +constitution, that all 'statutory' successors, that is, persons tracing +their descent from the deceased through males, shall be called alike +to the succession as agnates on an intestacy, whether they be males or +females, according to their proximity of degree; and that no females +shall be excluded on the pretence that none but sisters have the right +of succeeding by the title of kinship. + +4 By an addition to the same enactment we have deemed it right to +transfer one, though only one, degree of cognates into the ranks of +those who succeed by a statutory title, in order that not only the +children of a brother may be called, as we have just explained, to the +succession of their paternal uncle, but that the children of a sister +too, even though only of the half blood on either side (but not her more +remote descendants), may share with the former the inheritance of their +uncle; so that, on the decease of a man who is paternal uncle to his +brother's children, and maternal uncle to those of his sister, the +nephews and nieces on either side will now succeed him alike, provided, +of course, that the brother and sister do not survive, exactly as if +they all traced their relationship through males, and thus all had a +statutory title. But if the deceased leaves brothers and sisters who +accept the inheritance, the remoter degrees are altogether excluded, +the division in this case being made individually, that is to say, by +counting heads, not stocks. + +5 If there are several degrees of agnates, the statute of the Twelve +Tables clearly calls only the nearest, so that if, for instance, the +deceased leaves a brother, and a nephew by another brother deceased, or +a paternal uncle, the brother is preferred. And although that statute, +in speaking of the nearest agnate, uses the singular number, there is +no doubt that if there are several of the same degree they are all +admitted: for though properly one can speak of 'the nearest degree' +only when there are several, yet it is certain that even though all the +agnates are in the same degree the inheritance belongs to them. + +6 If a man dies without having made a will at all, the agnate who takes +is the one who was nearest at the time of the death of the deceased. But +when a man dies, having made a will, the agnate who takes (if one is +to take at all) is the one who is nearest when first it becomes certain +that no one will accept the inheritance under the testament; for until +that moment the deceased cannot properly be said to have died intestate +at all, and this period of uncertainty is sometimes a long one, so that +it not unfrequently happens that through the death, during it, of a +nearer agnate, another becomes nearest who was not so at the death of +the testator. + +7 In agnatic succession the established rule was that the right of +accepting the inheritance could not pass from a nearer to a more remote +degree; in other words, that if the nearest agnate, who, as we have +described, is called to the inheritance, either refuses it or dies +before acceptance, the agnates of the next grade have no claim to +admittance under the Twelve Tables. This hard rule again the praetors +did not leave entirely without correction, though their remedy, which +consisted in the admission of such persons, since they were excluded +from the rights of agnation, in the rank of cognates, was inadequate. +But we, in our desire to have the law as complete as possible, have +enacted in the constitution which in our clemency we have issued +respecting the rights of patrons, that in agnatic succession the +transference of the rights to accept from a nearer to a remoter degree +shall not be refused: for it was most absurd that agnates should +be denied a privilege which the praetor had conferred on cognates, +especially as the burden of guardianship fell on the second degree of +agnates if there was a failure of the first, the principle which we have +now sanctioned being admitted so far as it imposed burdens, but rejected +so far as it conferred a boon. + +8 To statutory succession the ascendant too is none the less called who +emancipates a child, grandchild, or remoter descendant under a +fiduciary agreement, which by our constitution is now implied in every +emancipation. Among the ancients the rule was different, for the parent +acquired no rights of succession unless he had entered into a special +agreement of trust to that effect prior to the emancipation. + + + + +TITLE III. OF THE SENATUSCONSULTUM TERTULLIANUM + +So strict were the rules of the statute of the Twelve Tables in +preferring the issue of males, and excluding those who traced their +relationship through females, that they did not confer reciprocal rights +of inheritance even on a mother and her children, though the praetors +called them to succeed one another as next of kin by promising them the +possession of goods in the class of cognates. + +1 But this narrowness of the law was afterwards amended, the Emperor +Claudius being the first to confer on a mother, as a consolation for the +loss of her children, a statutory right to their inheritance, + +2 and afterwards, very full provisions were made by the SC. +Tertullianum, enacted in the time of the Emperor Hadrian, and relating +to the melancholy succession of children by their mothers, though not +by their grandmothers, whereby it was provided that a freeborn woman who +had three or a freedwoman who had four children should be entitled to +succeed to the goods of her children who died intestate, even though +herself under paternal power; though, in this latter case, she cannot +accept the inheritance except by the direction of the person in whose +power she is. + +3 Children of the deceased who are or who rank as family heirs, whether +in the first or any other degree, are preferred to the mother, and even +where the deceased is a woman her children by imperial constitutions +have a prior claim to the mother, that is, to their own grandmother. +Again, the father of the deceased is preferred to the mother, but not +so the paternal grandfather or greatgrandfather, at least when it is +between them only that the question arises who is entitled. A brother by +the same father excluded the mother from the succession to both sons +and daughters, but a sister by the same father came in equally with the +mother; and where there were both a brother and a sister by the same +father, as well as a mother who was entitled by number of children, +the brother excluded the mother, and divided the inheritance in equal +moieties with the sister. + +4 By a constitution, however, which we have placed in the Code made +illustrious by our name, we have deemed it right to afford relief to the +mother, in consideration of natural justice, of the pains of childbirth, +and of the danger and even death which mothers often incur in this +manner; for which reason we have judged it a sin that they should be +prejudiced by a circumstance which is entirely fortuitous. For if a +freeborn woman had not borne three, or a freedwoman four children, she +was undeservedly defrauded of the succession to her own offspring; +and yet what fault had she committed in bearing few rather than many +children? Accordingly, we have conferred on mothers a full statutory +right of succession to their children, and even if they have had no +other child than the one in question deceased. + +5 The earlier constitutions, in their review of statutory rights of +succession, were in some points favourable, in others unfavourable, +to mothers; thus in some cases they did not call them to the whole +inheritance of their children, but deducted a third in favour of certain +other persons with a statutory title, while in others they did exactly +the opposite. We, however, have determined to follow a straightforward +and simple path, and, preferring the mother to all other persons with a +statutory title, to give her the entire succession of her sons, without +deduction in favour of any other persons except a brother or sister, +whether by the same father as the deceased, or possessing rights of +cognation only; so that, as we have preferred the mother to all with +a statutory title, so we call to the inheritance, along with her, all +brothers and sisters of the deceased, whether statutorily entitled or +not: provided that, if the only surviving relatives of the deceased +are sisters, agnatic or cognatic, and a mother, the latter shall have +onehalf, and all the sisters together the other half of the inheritance; +if a mother and a brother or brothers, with or without sisters agnatic +or cognatic, the inheritance shall be divided among mother, brothers, +and sisters in equal portions. + +6 But, while we are legislating for mothers, we ought also to bestow +some thought on their offspring; and accordingly mothers should +observe that if they do not apply within a year for guardians for their +children, either originally or in lieu of those who have been removed or +excused, they will forfeit their title to succeed such children if they +die under the age of puberty. + +7 A mother can succeed her child under the SC. Tertullianum even though +the child be illegitimate. + + + + +TITLE IV. OF THE SENATUSCONSULTUM ORFITIANUM + +Conversely, children were admitted to succeed their mother on her death +intestate by the SC. Orfitianum, passed in the time of the Emperor +Marcus, when Orfitus and Rufus were consuls: by which a statutory right +of succession was conferred on both sons and daughters, even though in +the power of another, in preference to their deceased mother's brothers +and sisters and other agnates. + +1 As, however, grandsons were not called by this senatusconsult with a +statutory title to the succession of their grandmothers, + +2 this was subsequently amended by imperial constitutions, providing +that grandchildren should be called to inherit exactly like children. It +is to be observed that rights of succession such as those conferred +by the SC. Tertullianum and Orfitianum are not extinguished by loss of +status, owing to the rule that rights of succession conferred by later +statutes are not destroyed in this way, but only such as are conferred +by the statute of the Twelve Tables; + +3 and finally that under the latter of these two enactments even +illegitimate children are admitted to their mother's inheritance. + +4 If there are several heirs with a statutory title, some of whom do +not accept, or are prevented from doing so by death or some other cause, +their shares accrue in equal proportions to those who do accept the +inheritance, or to their heirs, supposing they die before the failure of +the others to take. + + + + +TITLE V. OF THE SUCCESSION OF COGNATES + +After family heirs, and persons who by the praetor and the imperial +legislation are ranked as such, and after persons statutorily entitled, +among whom are the agnates and those whom the aforesaid senatusconsults +and our constitution have raised to the rank of agnates, the praetor +calls the nearest cognates. + +1 In this class or order natural or blood relationship alone is +considered: for agnates who have undergone loss of status and their +children, though not regarded as having a statutory title under the +statute of the Twelve Tables, are called by the praetor in the +third order of the succession. The sole exceptions to this rule are +emancipated brothers and sisters, though not in equal shares with them, +but with some deduction, the amount of which can easily be ascertained +from the terms of the constitution itself. But to other agnates of +remoter degrees, even though they have not undergone loss of status, and +still more to cognates, they are preferred by the aforesaid statute. + +2 Again, collateral relations connected with the deceased only by the +female line are called to the succession by the praetor in the third +order as cognates; + +3 and children who are in an adoptive family are admitted in this order +to the inheritance of their natural parent. + +4 It is clear that illegitimate children can have no agnates, for in +law they have no father, and it is through the father that agnatic +relationship is traced, while cognatic relationship is traced through +the mother as well. On the same principle they cannot be held to be +consanguinei of one another, for consanguinei are in a way agnatically +related: consequently, they are connected with one another only as +cognates, and in the same way too with the cognates of their mother. +Accordingly, they can succeed to the possession of goods under that part +of the Edict in which cognates are called by the title of mere kinship. + +5 In this place too we should observe that a person who claims as an +agnate can be admitted to the inheritance, even though ten degrees +removed from the deceased, both by the statute of the Twelve Tables, and +by the Edict in which the praetor promises the possession of goods to +heirs statutorily entitled: but on the ground of mere natural kinship +the praetor promises possession of goods to those cognates only who are +within the sixth degree; the only persons in the seventh degree whom +he admits as cognates being the children of a second cousin of the +deceased. + + + + +TITLE VI. OF THE DEGREES OF COGNATION + +It is here necessary to explain the way in which the degrees of natural +relationship are reckoned. In the first place it is to be observed that +they can be counted either upwards, or downwards, or crosswise, that is +to say, collaterally. Relations in the ascending line are parents, in +the descending line, children, and similarly uncles and aunts paternal +and maternal. In the ascending and descending lines a man's nearest +cognate may be related to him in the first degree; in the collateral +line he cannot be nearer to him than the second. + +1 Relations in the first degree, reckoning upwards, are the father and +mother; reckoning downwards, the son and daughter. + +2 Those in the second degree, upwards, are grandfather and grandmother; +downwards, grandson and granddaughter; + +3 and in the collateral line brother and sister. In the third degree, +upwards, are the greatgrandfather and greatgrandmother; downwards, the +greatgrandson and greatgranddaughter; in the collateral line, the sons +and daughters of a brother or sister, and also uncles and aunts paternal +and maternal. The father's brother is called 'patruus,' in Greek +'patros', the mother's brother avunculus, in Greek specifically +'matros,' though the term theios is used indifferently to indicate +either. The father's sister is called 'amita,' the mother's 'matertera'; +both go in Greek by the name 'theia,' or, with some, 'tithis.' + +4 In the fourth degree, upwards, are the greatgreatgrandfather and +the greatgreatgrandmother; downwards, the greatgreatgrandson and the +great-great-granddaughter; in the collateral line, the paternal greatuncle +and greataunt, that is to say, the grandfather's brother and sister: the +same relations on the grandmother's side, that is to say, her brother +and sister: and first cousins male and female, that is, children of +brothers and sisters in relation to one another. The children of two +sisters, in relation to one another, are properly called 'consobrini,' +a corruption of 'consororini'; those of two brothers, in relation to one +another, 'fratres patrueles,' if males, 'sorores patrueles,' if females; +and those of a brother and a sister, in relation to one another, +'amitini'; thus the sons of your father's sister call you 'consobrinus,' +and you call them 'amitini.' + +5 In the fifth degree, upwards, are the grandfather's great-grandfather +and great-grandmother, downwards, the great-grandchildren of one's own +grandchildren, and in the collateral line the grandchildren of a brother +or sister, a great-grandfather's or great-grandmother's brother or sister, +the children of one's first cousins, that is, of a 'frater-' or 'soror +patruelis,' of a 'consobrinus' or 'consobrina,' of an 'amitinus' or +'amitina,' and first cousins once removed, that is to say, the children +of a great-uncle or great-aunt paternal or maternal. + +6 In the sixth degree, upwards, are the great-grandfather's +great-grandfather and great-grandmother; downwards, the great-grandchildren +of a great-grandchild, and in the collateral line the great-grandchildren +of a brother or sister, as also the brother and sister of a +great-great-grandfather or great-great-grandmother, and second cousins, +that is to say, the children of 'fratres-' or 'sorores patrueles,' of +'consobrini,' or of 'amitini.' + +7 This will be enough to show how the degrees of relationship are +reckoned; for from what has been said it is easy to understand how we +ought to calculate the remoter degrees also, each generation always +adding one degree: so that it is far easier to say in what degree any +one is related to some one else than to indicate his relationship by the +proper specific term. + +8 The degrees of agnation are also reckoned in the same manner; + +9 but as truth is fixed in the mind of man much better by the eye than +by the ear, we have deemed it necessary, after giving an account of the +degree of relationship, to have a table of them inserted in the present +book, that so the youth may be able by both ears and eyes to gain a most +perfect knowledge of them. [Note:--the pedagogical table is omitted in +the present edition.] + +10 It is certain that the part of the Edict in which the possession +of goods is promised to the next of kin has nothing to do with the +relationships of slaves with one another, nor is there any old +statute by which such relationships were recognised. However, in +the constitution which we have issued with regard to the rights of +patrons--a subject which up to our times had been most obscure, and +full of difficulties and confusion--we have been prompted by humanity +to grant that if a slave shall beget children by either a free woman +or another slave, or conversely if a slave woman shall bear children of +either sex by either a freeman or a slave, and both the parents and the +children (if born of a slave woman) shall become free, or if the mother +being free, the father be a slave, and subsequently acquire his freedom, +the children shall in all these cases succeed their father and mother, +and the patron's rights lie dormant. And such children we have called +to the succession not only of their parents, but also of one another +reciprocally, by this enactment, whether those born in slavery and +subsequently manumitted are the only children, or whether there be +others conceived after their parents had obtained their freedom, and +whether they all have the same father and mother, or the same father and +different mothers, or vice versa; the rules applying to children born in +lawful wedlock being applied here also. + +11 To sum up all that we have said, it appears that persons related +in the same degree of cognation to the deceased are not always called +together, and that even a remoter is sometimes preferred to a nearer +cognate. For as family heirs and those whom we have enumerated as +equivalent to family heirs have a priority over all other claimants, it +is clear that a great-grandson or great-great-grandson is preferred to a +brother, or the father or mother of the deceased; and yet the father and +mother, as we have remarked above, are in the first degree of +cognation, and the brother is in the second, while the great-grandson and +great-great-grandson are only in the third and fourth respectively. And it +is immaterial whether the descendant who ranks among family heirs was in +the power of the deceased at the time of his death, or out of it through +having been emancipated or through being the child of an emancipated +child or a child of the female sex. + +12 When there are no family heirs, and none of those persons who we have +said rank as such, an agnate who has lost none of his agnatic rights, +even though very many degrees removed from the deceased, is usually +preferred to a nearer cognate; for instance, the grandson or +great-grandson of a paternal uncle has a better title than a maternal +uncle or aunt. Accordingly, in saying that the nearest cognate is +preferred in the succession, or that, if there are several cognates in +the nearest degree, they are called equally, we mean that this is the +case if no one is entitled to priority, according to what we have said, +as either being or ranking as a family heir, or as being an agnate; the +only exceptions to this being emancipated brothers and sisters of the +deceased who are called to succeed him, and who, in spite of their loss +of status, are preferred to other agnates in a remoter degree than +themselves. + + + + +TITLE VII. OF THE SUCCESSION TO FREEDMEN + +Let us now turn to the property of freedmen. These were originally +allowed to pass over their patrons in their wills with impunity: for by +the statute of the Twelve Tables the inheritance of a freedman devolved +on his patron only when he died intestate without leaving a family +heir. If he died intestate, but left a family heir, the patron was not +entitled to any portion of this property, and this, if the family +heir was a natural child, seemed to be no grievance; but if he was an +adoptive child, it was clearly unfair that the patron should be debarred +from all right to the succession. + +1 Accordingly this injustice of the law was at a later period corrected +by the praetor's Edict, by which, if a freedman made a will, he was +commanded to leave his patron half his property; and, if he left him +nothing at all, or less than a half, possession of such half was given +to him against the testament. If, on the other hand, he died intestate, +leaving as family heir an adoptive son, the patron could obtain even +against the latter possession of the goods of the deceased to the extent +of onehalf. But the freedman was enabled to exclude the patron if he +left natural children, whether in his power at the time of his death, or +emancipated or given in adoption, provided that he made a will in which +he instituted them heirs to any part of the succession, or that, being +passed over, they demanded possession against the will under the Edict: + +2 if disinherited, they did not avail to bar the patron. At a still +later period the lex Papia Poppaea augmented the rights of patrons +who had more wealthy freedmen. By this it was enacted that, whenever +a freedman left property amounting in value to a hundred thousand +sesterces and upwards, and not so many as three children, the patron, +whether he died testate or intestate, should be entitled to a portion +equal to that of a single child. Accordingly, if the freedman left +a single son or daughter as heir, the patron could claim half the +property, exactly as if he had died without leaving any children: if he +left two children as heirs, the patron could claim a third: if he left +three, the patron was excluded altogether. + +3 In our constitution, however, which we have drawn up in a convenient +form and in the Greek language, so as to be known by all, we have +established the following rules for application to such cases. If the +freedman or freedwoman is less than a 'centenarius', that is, has +a fortune of less than a hundred aurei (which we have reckoned as +equivalent to the sum of a hundred thousand sesterces fixed by the lex +Papia), the patron shall have no right to any share in the succession +if they make a will; while, if they die intestate without leaving any +children, we have retained unimpaired the rights conferred on the patron +by the Twelve Tables. If they are possessed of more than a hundred +aurei, and leave a descendant or descendants of either sex and any +degree to take the inheritance civil or praetorian, we have given to +such child or children the succession to their parents, to the exclusion +of every patron and his issue. If, however, they leave no children, and +die intestate, we have called the patron or patroness to their whole +inheritance: while if they make a will, passing over their patron or +patroness, and leaving no children, or having disinherited such as they +have, or (supposing them to be mothers or maternal grandfathers) having +passed them over without leaving them the right to impeach the testament +as unduteous, then, under our constitution, the patron shall succeed, +by possession against the will, not, as before, to onehalf of the +freedman's estate, but to onethird, or, if the freedman or freedwoman +has left him less than this third in his or her will, to so much as will +make up the difference. But this third shall be free from all charges, +even from legacies or trust bequests in favour of the children of +the freedman or freedwoman, all of which are to fall on the patron's +coheirs. In the same constitution we have gathered together the rules +applying to many other cases, which we deemed necessary for the +complete settlement of this branch of law: for instance, a title to the +succession of freedmen is conferred not only on patrons and patronesses, +but on their children and collateral relatives to the fifth degree: all +of which may be ascertained by reference to the constitution itself. If, +however, there are several descendants of a patron or patroness, or of +two or several, the nearest in degree is to take the succession of the +freedman or freedwoman, which is to be divided, not among the stocks, +but by counting the heads of those nearest in degree. And the same +rule is to be observed with collaterals: for we have made the law of +succession to freedmen almost identical with that relating to freeborn +persons. + +4 All that has been said relates nowadays to freedmen who are Roman +citizens, for dediticii and Latini Iuniani having been together +abolished there are now no others. As to a statutory right of succession +to a Latin, there never was any such thing; for men of this class, +though during life they lived as free, yet as they drew their last +breath they lost their liberty along with their life, and under the lex +Iunia their manumitters kept their property, like that of slaves, as a +kind of peculium. It was subsequently provided by the SC. Largianum +that the manumitter's children, unless expressly disinherited, should be +preferred to his external heirs in succession to the goods of a Latin; +and this was followed by the edict of the Emperor Trajan, providing that +a Latin who contrived, without the knowledge or consent of his patron, +to obtain by imperial favour a grant of citizenship should live +a citizen, but die a Latin. Owing, however, to the difficulties +accompanying these changes of condition, and others as well, we have +determined by our constitution to repeal for ever the lex Iunia, the SC. +Largianum, and the edict of Trajan, and to abolish them along with the +Latins themselves, so as to enable all freedmen to enjoy the citizenship +of Rome: and we have converted in a wonderful manner the modes in which +persons became Latins, with some additions, into modes of attaining +Roman citizenship. + + + + +TITLE VIII. OF THE ASSIGNMENT OF FREEDMEN + +Before we leave the subject of succession to freedmen, we should observe +a resolution of the Senate, to the effect that, though the property of +freedmen belongs in equal portions to all the patron's children who +are in the same degree, it shall yet be lawful for a parent to assign +a freedman to one of his children, so that after his own death the +assignee shall be considered his sole patron, and the other children +who, had it not been for such assignment, would be admitted equally with +him, shall have no claim to the succession whatever: though they recover +their original rights if the assignee dies without issue. + +1 It is lawful to assign freedwomen as well as freedmen, and to +daughters and granddaughters no less than to sons and grandsons; + +2 and the power of assignment is conferred on all who have two or +more children in their power, and enables them to assign a freedman or +freedwoman to such children while so subject to them. Accordingly the +question arose, whether the assignment becomes void, if the parent +subsequently emancipates the assignee? and the affirmative opinion, +which was held by Julian and many others, has now become settled law. + +3 It is immaterial whether the assignment is made in a testament or +not, and indeed patrons are enabled to exercise this power in any terms +whatsoever, as is provided by the senatusconsult passed in the time of +Claudius, when Suillus Rufus and Ostorius Scapula were consuls. + + + + +TITLE IX. OF POSSESSION OF GOODS + +The law as to possession of goods was introduced by the praetor by way +of amending the older system, and this not only in intestate succession, +as has been described, but also in cases where deceased persons have +made a will. For instance, although the posthumous child of a +stranger, if instituted heir, could not by the civil law enter upon the +inheritance, because his institution would be invalid, he could with +the assistance of the praetor be made possessor of the goods by the +praetorian law. Such a one can now, however, by our constitution be +lawfully instituted, as being no longer unrecognised by the civil law. + +1 Sometimes, however, the praetor promises the possession of goods +rather in confirmation of the old law than for the purpose of correcting +or impugning it; as, for instance, when he gives possession in +accordance with a duly executed will to those who have been instituted +heirs therein. Again, he calls family heirs and agnates to the +possession of goods on an intestacy; and yet, even putting aside the +possession of goods, the inheritance belongs to them already by the +civil law. + +2 Those whom the praetor calls to a succession do not become heirs in +the eye of the law, for the praetor cannot make an heir, because persons +become heirs by a statute only, or some similar ordinance such as a +senatusconsult or an imperial constitution: but as the praetor gives +them the possession of goods they become quasiheirs, and are called +'possessors of goods.' And several additional grades of grantees of +possession were recognised by the praetor in his anxiety that no +one might die without a successor; the right of entering upon an +inheritance, which had been confined by the statute of the Twelve Tables +within very narrow limits, having been conferred more extensively by him +in the spirit of justice and equity. + +3 The following are the kinds of testamentary possession of goods. +First, the socalled 'contratabular' possession, given to children who +are merely passed over in the will. Second, that which the praetor +promises to all duly instituted heirs, and which is for that reason +called secundum tabulas. Then, having spoken of wills, the praetor +passes on to cases of intestacy, in which, firstly, he gives the +possession of goods which is called unde liberi to family heirs and +those who in his Edict are ranked as such. Failing these, he gives it, +secondly, to successors having a statutory title: thirdly, to the ten +persons whom he preferred to the manumitter of a free person, if a +stranger in relation to the latter, namely the latter's father and +mother, grandparents paternal and maternal, children, grandchildren by +daughters as well as by sons, and brothers and sisters whether of the +whole or of the half blood only. The fourth degree of possession is +that given to the nearest cognates: the fifth is that called tum quam +ex familia: the sixth, that given to the patron and patroness, their +children and parents: the seventh, that given to the husband or wife of +the deceased: the eighth, that given to cognates of the manumitter. + +4 Such was the system established by the praetorian jurisdiction. We, +however, who have been careful to pass over nothing, but correct +all defects by our constitutions, have retained, as necessary, the +possession of goods called contra tabulas and secundum tabulas, and also +the kinds of possession upon intestacy known as unde liberis and unde +legitimi. + +5 The possession, however, which in the praetor's Edict occupied the +fifth place, and was called unde decem personae, we have with benevolent +intentions and with a short treatment shown to be superfluous. Its +effect was to prefer to the extraneous manumitter the ten persons +specified above; but our constitution, which we have made concerning the +emancipation of children, has in all cases made the parent implicitly +the manumitter, as previously under a fiduciary contract, and has +attached this privilege to every such manumission, so as to render +superfluous the aforesaid kind of possession of goods. We have therefore +removed it, and put in its place the possession which the praetor +promises to the nearest cognates, and which we have thus made the fifth +kind instead of the sixth. + +6 The possession of goods which formerly stood seventh in the list, +which was called tum quam ex familia, and that which stood eighth, +namely, the possession entitled unde liberi patroni patronaeque et +parentes eorum, we have altogether suppressed by our constitution +respecting the rights of patrons. For, having assimilated the succession +to freedmen to the succession to freeborn persons, with this sole +exception--in order to preserve some difference between the two +classes--that no one has any title to the former who is related more +distantly than the fifth degree, we have left them sufficient remedies +in the 'contratabular' possession, and in those called unde legitimi and +unde cognati, wherewith to vindicate their rights, so that thus all the +subtleties and inextricable confusion of these two kinds of possession +of goods have been abolished. + +7 We have preserved in full force another possession of goods, which is +called unde vir et uxor, and which occupied the ninth place in the old +classification, and have given it a higher place, namely, the sixth. +The tenth kind, which was called unde cognati manumissoris, we have +very properly abolished for reasons which have been already stated: +thus leaving in full operation only six ordinary kinds of possession of +goods. + +8 The seventh, which follows them, was introduced with most excellent +reason by the praetors, whose Edict finally promised the possession +of goods to those persons expressly entitled to it by any statute, +senatusconsult, or imperial constitution; but this was not permanently +incorporated by the praetor with either the intestate or the +testamentary kinds of possession, but was accorded by him, as +circumstances demanded, as an extreme and extraordinary remedy to +those persons who claim, either under a will or on an intestacy, +under statutes, senatusconsults, or the more recent legislation of the +emperors. + +9 The praetor, having thus introduced many kinds of successions, and +arranged them in a system, fixed a definite time within which the +possession of goods must be applied for, as there are often several +persons entitled in the same kind of succession, though related in +different degrees to the deceased, in order to save the creditors of +the estate from delay in their suits, and to provide them with a proper +defendant to sue; and with the object also of making it less easy +for them to obtain possession of the property of the deceased, as in +bankruptcy, wherein they consulted their own advantage only. He allowed +to children and parents, adoptive no less than natural, an interval of +a year, and to all other persons one hundred days, within which to make +the application. + +10 If a person entitled does not apply for the possession of goods +within the time specified, his portion goes by accrual to those in the +same degree or class with himself: or, if there be none, the praetor +promises by his successory edict the possession to those in the next +degree, exactly as if the person in the preceding one were nonexistent. +If any one refuses the possession of goods which he has the opportunity +of accepting, it is not unusual to wait until the aforesaid interval, +within which possession must be applied for, has elapsed, but the next +degree is admitted immediately under the same edict. + +11 In reckoning the interval, only those days are considered upon which +the persons entitled could have made application. + +12 Earlier emperors, however, have judiciously provided that no one +need trouble himself expressly to apply for the possession of goods, +but that, if he shall within the prescribed time in any manner have +signified his intention to accept, he shall have the full benefit of +such tacit acceptance. + + + + +TITLE X. OF ACQUISITION BY ADROGATION + +There is another kind of universal succession which owes its +introduction neither to the statute of the Twelve Tables nor to the +praetor's Edict, but to the law which is based upon custom and consent. + +1 When an independent person gives himself in adrogation, all his +property, corporeal and incorporeal, and all debts due to him formerly +passed in full ownership to the adrogator, except such rights as are +extinguished by loss of status, for instance, bounden services of +freedmen and rights of agnation. Use and usufruct, though formerly +enumerated among such rights, have now been saved by our constitution +from extinction by the least loss of status. + +2 But we have now confined acquisition by adrogation within the same +limits as acquisition through their children by natural parents; that is +to say, adoptive as well as natural parents acquire no greater right +in property which comes to children in their power from any extraneous +source than a mere usufruct; the ownership is vested in the children +themselves. But if a son who has been adrogated dies in his adoptive +family, the whole of his property vests in the adrogator, failing those +persons who, under our constitution, are preferred to the father in +succession to property which is not acquired immediately from him. + +3 Conversely, the adrogator is not, by strict law, suable for the debts +of his adoptive son, but an action may be brought against him as his +representative; and if he declines to defend the latter, the creditors +are allowed, by an order of the magistrates having jurisdiction in such +cases, to take possession of the property of which the usufruct as well +as the ownership would have belonged to the son, had he not subjected +himself to the power of another, and to dispose of it in the mode +prescribed by law. + + + + +TITLE XI. OF THE ADJUDICATION OF A DECEASED PERSON'S ESTATE TO PRESERVE +THE GIFTS OF LIBERTY + +A new form of succession was added by a constitution of the Emperor +Marcus, which provided that if slaves, who have received a bequest of +liberty from their master in a will under which no heir takes, wish +to have his property adjudged to them, their application shall be +entertained. + +1 Such is the substance of a rescript addressed by the Emperor Marcus to +Popilius Rufus, which runs as follows: 'If there is no successor to +take on the intestacy of Virginius Valens, who by his will has conferred +freedom on certain of his slaves, and if, consequently, his property +is in danger of being sold, the magistrate who has cognizance of such +matters shall on application entertain your desire to have the property +adjudged to you, in order to give effect to the bequests of liberty, +direct and fiduciary, provided you give proper security to the creditors +for payment of their claims in full. Slaves to whom liberty has been +directly bequeathed shall become free exactly as if the inheritance had +been actually accepted, and those whom the heir was requested to manumit +shall obtain their liberty from you; provided that if you will have the +property adjudged to you only upon the condition, that even the +slaves who have received a direct bequest of liberty shall become your +freedmen, and if they, whose status is now in question, agree to this, +we are ready to authorize compliance with your wishes. And lest the +benefit afforded by this our rescript be rendered ineffectual in another +way, by the Treasury laying claim to the property, be it hereby known +to those engaged in our service that the cause of liberty is to be +preferred to pecuniary advantage, and that they must so effect such +seizures as to preserve the freedom of those who could have obtained it +had the inheritance been accepted under the will.' + +2 This rescript was a benefit not only to slaves thus liberated, but +also to the deceased testators themselves, by saving their property from +being seized and sold by their creditors; for it is certain that such +seizure and sale cannot take place if the property has been adjudged on +this account, because some one has come forward to defend the deceased, +and a satisfactory defender too, who gives the creditors full security +for payment. + +3 Primarily, the rescript is applicable only where freedom is conferred +by a will. How then will the case stand, if a man who dies intestate +makes gifts of freedom by codicils, and on the intestacy no one accepts +the inheritance? We answer, that the boon conferred by the constitution +ought not here to be refused. No one can doubt that liberty given, in +codicils, by a man who dies having made a will, is effectual. + +4 The terms of the constitution show that it comes into application when +there is no successor on an intestacy; accordingly, it is of no use so +long as it is uncertain whether there will be one or not; but, when this +has been determined in the negative, it at once becomes applicable. + +5 Again, it may be asked whether, if a person who abstains from +accepting an inheritance can claim a judicial restoration of rights, the +constitution can still be applied, and the goods adjudged under it? And +what, if such person obtains a restoration after they have been actually +adjudged in order to give effect to the bequest of freedom? We reply +that gifts of liberty to which effect has once been given cannot +possibly be recalled. + +6 The object with which this constitution was enacted was to give effect +to bequests of liberty, and accordingly it is quite inapplicable where +no such bequests are made. Supposing, however, that a man manumits +certain slaves in his lifetime, or in contemplation of death, and +in order to prevent any questions arising whether the creditors have +thereby been defrauded, the slaves are desirous of having the property +adjudged to them, should this be permitted? and we are inclined to say +that it should, though the point is not covered by the terms of the +constitution. + +7 Perceiving, however, that the enactment was wanting in many minute +points of this kind, we have ourselves issued a very full constitution, +in which have been collected many conceivable cases by which the law +relating to this kind of succession has been completed, and with which +any one can become acquainted by reading the constitution itself. + + + + +TITLE XII. OF UNIVERSAL SUCCESSIONS, NOW OBSOLETE, IN SALE OF GOODS UPON +BANKRUPTCY, AND UNDER THE SC. CLAUDIANUM + +There were other kinds of universal succession in existence prior to +that last before mentioned; for instance, the 'purchase of goods' which +was introduced with many prolixities of form for the sale of insolvent +debtors' estates, and which remained in use under the socalled +'ordinary' system of procedure. Later generations adopted the +'extraordinary' procedure, and accordingly sales of goods became +obsolete along with the ordinary procedure of which they were a part. +Creditors are now allowed to take possession of their debtor's property +only by the order of a judge, and to dispose of it as to them seems most +advantageous; all of which will appear more perfectly from the larger +books of the Digest. + +1 There was too a miserable form of universal acquisition under the SC. +Claudianum, when a free woman, through indulgence of her passion for a +slave, lost her freedom by the senatusconsult, and with her freedom her +property. But this enactment we deemed unworthy of our times, and have +ordered its abolition in our Empire, nor allowed it to be inserted in +our Digest. + + + + +TITLE XIII. OF OBLIGATIONS + +Let us now pass on to obligations. An obligation is a legal bond, with +which we are bound by a necessity of performing some act according to +the laws of our State. + +1 The leading division of obligations is into two kinds, civil and +praetorian. Those obligations are civil which are established by +statute, or at least are sanctioned by the civil law; those are +praetorian which the praetor has established by his own jurisdiction, +and which are also called honorary. + +2 By another division they are arranged in four classes, contractual, +quasicontractual, delictal, and quasidelictal. And first, we must +examine those which are contractual, and which again fall into four +species, for contract is concluded either by delivery, by a form of +words, by writing, or by consent: each of which we will treat in detail. + + + + +TITLE XIV. OF REAL CONTRACTS, OR THE MODES IN WHICH OBLIGATIONS ARE +CONTRACTED BY DELIVERY + +Real contracts, or contracts concluded by delivery, are exemplified +by loan for consumption, that is to say, loan of such things as are +estimated by weight, number, or measure, for instance, wine, oil, corn, +coined money, copper, silver, or gold: things in which we transfer +our property on condition that the receiver shall transfer to us, at a +future time, not the same things, but other things of the same kind and +quality: and this contract is called mutuum, because thereby meum or +mine becomes tuum or thine. The action to which it gives rise is called +a condiction. + +1 Again, a man is bound by a real obligation if he takes what is not +owed him from another who pays him by mistake; and the latter can, as +plaintiff, bring a condiction against him for its recovery, after the +analogy of the action whose formula ran 'if it be proved that he ought +to convey,' exactly as if the defendant had received a loan from him. +Consequently a pupil who, by mistake, is paid something which is not +really owed him without his guardian's authority, will no more be bound +by a condiction for the recovery of money not owed than by one for money +received as a loan: though this kind of liability does not seem to be +founded on contract; for a payment made in order to discharge a debt is +intended to extinguish, not to create, an obligation. + +2 So too a person to whom a thing is lent for use is laid under a +real obligation, and is liable to the action on a loan for use. The +difference between this case and a loan for consumption is considerable, +for here the intention is not to make the object lent the property of +the borrower, who accordingly is bound to restore the same identical +thing. Again, if the receiver of a loan for consumption loses what he +has received by some accident, such as fire, the fall of a building, +shipwreck, or the attack of thieves or enemies, he still remains bound: +but the borrower for use, though responsible for the greatest care in +keeping what is lent him--and it is not enough that he has shown as much +care as he usually bestows on his own affairs, if only some one else +could have been more diligent in the charge of it--has not to answer for +loss occasioned by fire or accident beyond his control, provided it +did not occur through any fault of his own. Otherwise, of course, it is +different: for instance, if you choose to take with you on a journey a +thing which has been lent to you for use, and lose it by being attacked +by enemies or thieves, or by a shipwreck, it is beyond question that you +will be liable for its restoration. A thing is not properly said to +be lent for use if any recompense is received or agreed upon for the +service; for where this is the case, the use of the thing is held to be +hired, and the contract is of a different kind, for a loan for use ought +always to be gratuitous. + +3 Again, the obligation incurred by a person with whom a thing is +deposited for custody is real, and he can be sued by the action of the +deposit; he too being responsible for the restoration of the identical +thing deposited, though only where it is lost through some positive +act of commission on his part: for for carelessness, that is to say, +inattention and negligence, he is not liable. Thus a person from whom +a thing is stolen, in the charge of which he has been most careless, +cannot be called to account, because, if a man entrusts property to the +custody of a careless friend, he has no one to blame but himself for his +want of caution. + +4 Finally, the creditor who takes a thing in pledge is under a real +obligation, and is bound to restore the thing itself by the action of +pledge. A pledge, however, is for the benefit of both parties; of +the debtor, because it enables him to borrow more easily, and of +the creditor, because he has the better security for repayment; and +accordingly, it is a settled rule that the pledgee cannot be held +responsible for more than the greatest care in the custody of the +pledge; if he shows this, and still loses it by some accident, he +himself is freed from all liability, without losing his right to sue for +the debt. + + + + +TITLE XV. OF VERBAL OBLIGATION + +An obligation is contracted by question and answer, that is to say, by a +form of words, when we stipulate that property shall be conveyed to +us, or some other act be performed in our favour. Such verbal contracts +ground two different action, namely condiction, when the stipulation is +certain, and the action on stipulation, when it is uncertain; and the +name is derived from stipulum, a word in use among the ancients to mean +'firm,' coming possibly from stipes, the trunk of a tree. + +1 In this contract the following forms of words were formerly sanctioned +by usage: 'Do you engage yourself to do so and so?' 'I do engage +myself.' 'Do you promise?' 'I do promise.' 'Do you pledge your credit?' +'I pledge my credit.' 'Do you guarantee?' 'I guarantee.' 'Will you +convey?' 'I will convey.' 'Will you do?' 'I will do.' Whether the +stipulation is in Latin, or Greek, or any other language, is immaterial, +provided the two parties understand one another, so that it is not +necessary even that they should both speak in the same tongue, so long +as the answer corresponds to the question, and thus two Greeks, for +instance, may contract an obligation in Latin. But it was only in former +times that the solemn forms referred to were in use: for subsequently, +by the enactment of Leo's constitution, their employment was rendered +unnecessary, and nothing was afterwards required except that the parties +should understand each other, and agree to the same thing, the words in +which such agreement was expressed being immaterial. + +2 The terms of a stipulation may be absolute, or performance may either +be postponed to some future time, or be made subject to a condition. +An absolute stipulation may be exemplified by the following: 'Do you +promise to give five aurei?' and here (if the promise be made) that sum +may be instantly sued for. As an instance of stipulation in diem, as +it is called where a future day is fixed for payment, we may take the +following: 'Do you promise to give ten aurei on the first of March?' In +such a stipulation as this, an immediate debt is created, but it cannot +be sued upon until the arrival of the day fixed for payment: and even on +that very day an action cannot be brought, because the debtor ought to +have the whole of it allowed to him for payment; for otherwise, unless +the whole day on which payment was promised is past, it cannot be +certain that default has been made. + +3 If the terms of your stipulation run 'Do you promise to pay me ten +aurei a year so long as I live?' the obligation is deemed absolute, and +the liability perpetual, for a debt cannot be owed till a certain +time only; though if the promisee's heir sues for payment, he will be +successfully met by the plea of contrary agreement. + +4 A stipulation is conditional, when performance is made to depend on +some uncertain event in the future, so that it becomes actionable only +on something being done or omitted: for instance, 'Do you promise to +give five aurei if Titius is made consul?' If, however, a man stipulates +in the form 'Do you promise to give so and so, if I do not go up to the +Capitol?' the effect is the same as if he had stipulated for payment to +himself at the time of his death. The immediate effect of a conditional +stipulation is not a debt, but merely the expectation that at some time +there will be a debt: and this expectation devolves on the stipulator's +heir, supposing he dies himself before fulfilment of the condition. + +5 It is usual in stipulations to name a place for payment; for instance, +'Do you promise to give at Carthage?' Such a stipulation as this, though +in its terms absolute, implies a condition that enough time shall be +allowed to the promisor to enable him to pay the money at Carthage. +Accordingly, if a man at Rome stipulates thus, 'Do you promise to pay +today at Carthage?' the stipulation is void, because the performance of +the act to be promised is a physical impossibility. + +6 Conditions relating to past or present time either make the obligation +void at once, or have no suspensive operation whatever. Thus, in the +stipulation 'Do you promise to give so and so, if Titius has been +consul, or if Maevius is alive?' the promise is void, if the condition +is not satisfied; while if it is, it is binding at once: for events +which in themselves are certain do not suspend the binding force of an +obligation, however uncertain we ourselves may be about them. + +7 The performance or nonperformance of an act may be the object of a +stipulation no less than the delivery of property, though where this is +the case, it will be best to connect the nonperformance of the act to be +performed, or the performance of the act to be omitted, with a pecuniary +penalty to be paid in default, lest there be doubt as to the value of +the act or omission, which will make it necessary for the plaintiff to +prove to what damages he is entitled. Thus, if it be a performance +which is stipulated for, some such penalty should be added as in the +following: 'If so and so is not done, do you promise to pay ten aurei as +a penalty?' And if the performance of some acts, and the nonperformance +of others, are bargained for in the same stipulation, a clause of the +following kind should be added, 'If any default is made, either as +contrary to what is agreed upon, or by way of nonperformance, do you +promise to pay a penalty of ten aurei?' + + + + +TITLE XVI. OF STIPULATIONS IN WHICH THERE ARE TWO CREDITORS OR TWO +DEBTORS + +There may be two or more parties on either side in a stipulation, that +is to say, as promisors or promisees. Joint promises are so constituted +by the promisor answering, 'I promise,' after they have all first +asked the question; for instance, if after two promises have separately +stipulated from him, he answers, 'I promise to give so and so to each of +you.' But if he first promises to Titius, and then, on another's putting +the question to him, promises to him too, there will be two distinct +obligations, namely, one between him and each of the promisees, and they +are not considered joint promisees at all. The usual form to constitute +two or more joint promisors is as follows,--'Maevius, do you promise to +give five aurei? Seius, do you promise to give the same five aurei?' and +in answer they reply separately, 'I promise.' + +1 In obligations of this kind each joint promisee is owed the whole sum, +and the whole sum can be claimed from each joint promisor; and yet +in both cases but one payment is due, so that if one joint promisee +receives the debt, or one joint promisor pays it, the obligation is +thereby extinguished for all, and all are thereby released from it. + +2 Of two joint promisors one may be bound absolutely, while performance +by the other is postponed to a future day, or made to depend on a +condition; but such postponement or such condition in no way prevents +the stipulator from at once suing the one who was bound absolutely. + + + + +TITLE XVII. OF STIPULATIONS MADE BY SLAVES + +From his master's legal capacity a slave derives ability to be promisee +in a stipulation. Thus, as an inheritance in most matters represents +the legal 'person' of the deceased, whatever a slave belonging to it +stipulates for, before the inheritance is accepted, he acquires for the +inheritance, and so for the person who subsequently becomes heir. + +1 All that a slave acquires by a stipulation he acquires for his master +only, whether it was to that master, or himself, or his fellow slave, or +no one in particular that performance was to be made under the contract; +and the same principle applies to children in power, so far as they now +are instruments of acquisition for their father. + +2 When, however, what is stipulated for is permission to do some +specific act, that permission cannot extend beyond the person of the +promisee: for instance, if a slave stipulates for permission to cross +the promisor's land, he cannot himself be denied passage, though his +master can. + +3 A stipulation by a slave belonging to joint owners enures to the +benefit of all of them in proportion to the shares in which they own +him, unless he stipulated at the bidding, or expressly in favour, of one +of them only, in which case that one alone is benefited. Where a jointly +owned slave stipulates for the transfer of property which cannot be +acquired for one of his two masters, the contract enures to the benefit +of the other only: for instance, where the stipulation is for the +transfer of a thing which already belongs to one of them. + + + + +TITLE XVIII. OF THE DIFFERENT KINDS OF STIPULATIONS + +Stipulations are either judicial, praetorian, conventional, or common: +by the latter being meant those which are both praetorian and judicial. + +1 Judicial stipulations are those which it is simply part of the judge's +duty to require; for instance, security against fraud, or for the +pursuit of a runaway slave, or (in default) for payment of his value. + +2 Those are praetorian, which the praetor is bound to exact simply in +virtue of his magisterial functions; for instance, security against +apprehended damage, or for payment of legacies by an heir. Under +praetorian stipulations we must include also those directed by the +aedile, for these too are based upon jurisdiction. + +3 Conventional stipulations are those which arise merely from the +agreement of the parties, apart from any direction of a judge or of the +praetor, and which one may almost say are of as many different kinds as +there are conceivable objects to a contract. + +4 Common stipulations may be exemplified by that by which a guardian +gives security that his ward's property will not be squandered or +misappropriated, which he is sometimes required to enter into by the +praetor, and sometimes also by a judge when the matter cannot be managed +in any other way; or, again, we might take the stipulation by which an +agent promises that his acts shall be ratified by his principal. + + + + +TITLE XIX. OF INVALID STIPULATIONS + +Anything, whether movable or immovable, which admits of private +ownership, may be made the object of a stipulation; 1 but if a man +stipulates for the delivery of a thing which either does not or cannot +exist, such as Stichus, who is dead but whom he though alive, or an +impossible creature, like a hippocentaur, the contract will be void. + +2 Precisely the same principles applies where a man stipulates for the +delivery of a thing which is sacred or religious, but which he thought +was a subject of human ownership, or of a thing which is public, that is +to say, devoted in perpetuity to the use and enjoyment of the people +at large, like a forum or theatre, or of a free man whom he thought a +slave, or of a thing which he is incapable of owning, or which is +his own already. And the fact that a thing which is public may +become private property, that a free man may become a slave, that the +stipulator may become capable of owning such and such a thing, or that +such and such a thing may cease to belong to him, will not avail to +merely suspend the force of the stipulation in these cases, but it is +void from the outset. Conversely, a stipulation which originally +was perfectly good may be avoided by the thing, which is its object, +acquiring any of the characters just specified through no fault of the +promisor. And a stipulation, such as 'do you promise to convey Lucius +Titius when he shall be a slave' and others like it, are also void from +the beginning; for objects which by their very nature cannot be owned by +man cannot either in any way be made the object of an obligation. + +3 If one man promises that another shall convey, or do so and so, as, +for instance, that Titius shall give five aurei, he will not be bound, +though he will if he promises to get Titius to give them. + +4 If a man stipulates for conveyance to, or performance in favour of, +another person who is not his paterfamilias, the contract is void; +though of course performance to a third person may be bargained for (as +in the stipulation 'do you promise to give to me or to Seius?'); where, +though the obligation is created in favour of the stipulator only, +payment may still be lawfully made to Seius, even against the +stipulator's will, the result of which, if it is done, being that the +promisor is entirely released from his obligation, while the stipulator +can sue Seius by the action of agency. If a man stipulates for payment +of ten aurei to himself and another who is not his paterfamilias, the +contract will be good, though there has been much doubt whether in such +a case the stipulator can sue for the whole sum agreed upon, or only +half; the law is now settled in favour of the smaller sum. If you +stipulate for performance in favour of one in your power, all benefit +under the contract is taken by yourself, for your words are as the words +of your son, as his words are as yours, in all cases in which he is +merely an instrument of acquisition for you. + +5 Another circumstance by which a stipulation may be avoided is want of +correspondence between question and answer, as where a man stipulates +from you for payment of ten aurei, and you promise five, or vice versa; +or where his question is unconditional, your answer conditional, or vice +versa, provided only that in this latter case the difference is express +and clear; that is to say, if he stipulates for payment on fulfilment +of a condition, or on some determinate future day, and you answer: 'I. +promise to pay today,' the contract is void; but if you merely answer: +'I promise,' you are held by this laconic reply to have undertaken +payment on the day, or subject to the condition specified; for it is not +essential that every word used by the stipulator should be repeated in +the answer of the promise. + +6 Again, no valid stipulation can be made between two persons of whom +one is in the power of the other. A slave indeed cannot be under an +obligation to either his master or anybody else: but children in power +can be bound in favour of any one except their own paterfamilias. + +7 The dumb, of course, cannot either stipulate or promise, nor can the +deaf, for the promisee in stipulation must hear the answer, and the +promisor must hear the question; and this makes it clear that we are +speaking of persons only who are stone deaf, not of those who (as it is +said) are hard of hearing. + +8 A lunatic cannot enter into any contract at all, because he does not +understand what he is doing. + +9 On the other hand a pupil can enter into any contract, provided that +he has his guardian's authority, when necessary, as it is for incurring +an obligation, though not for imposing an obligation on another person. + +10 This concession of legal capacity of disposition is manifestly +reasonable in respect of children who have acquired to some +understanding, for children below the age of seven years, or who have +just passed that age, resemble lunatics in want of intelligence. Those, +however, who have just completed their seventh year are permitted, by +a beneficent interpretation of the law, in order to promote their +interests, to have the same capacity as those approaching the age of +puberty; but a child below the latter age, who is in paternal power, +cannot bind himself even with his father's sanction. + +11 An impossible condition is one which, according to the course of +nature, cannot be fulfilled, as, for instance, if one says: 'Do +you promise to give if I. touch the sky with my finger?' But if the +stipulation runs: 'Do you promise to give if I do not touch the sky with +my finger?' it is considered unconditional, and accordingly can be sued +upon at once. + +12 Again, a verbal obligation made between persons who are not present +with one another is void. This rule, however, afforded contentious +persons opportunities of litigation, by alleging, after some interval, +that they, or their adversaries, had not been present on the occasion in +question; and we have therefore issued a constitution, addressed to the +advocates of Caesarea, in order with the more dispatch to settle such +disputes, whereby it is enacted that written documents in evidence of a +contract which recite the presence of the parties shall be taken to +be indisputable proof of the fact, unless the person, who resorts to +allegations usually so disgraceful, proves by the clearest evidence, +either documentary or borne by credible witnesses, that he or his +adversary was elsewhere than alleged during the whole day on which the +document is stated to have been executed. + +13 Formerly, a man could not stipulate that a thing should be conveyed +to him after his own death, or after that of the promisor; nor could one +person who was in another's power even stipulate for conveyance after +that person's death, because he was deemed to speak with the voice of +his parent or master; and stipulations for conveyance the day before the +promisee's or promisor's decease were also void. Stipulation, however, +as has already been remarked, derive their validity from the consent +of the contracting parties, and we therefore introduced a necessary +emendation in respect also of this rule of law, by providing that a +stipulation shall be good which bargains for performance either after +the death, or the day before the death, of either promisee or promisor. + +14 Again, a stipulation in the form: 'Do you promise to give today, if +such or such a ship arrives from Asia tomorrow?' was formerly void, as +being preposterous in its expression, because what should come last +is put first. Leo, however, of famous memory held that a preposterous +stipulation in the settlement of a dowry ought not to be rejected as +void, and we have determined to allow it perfect validity in every case, +and not merely in that in which it was formerly sanctioned. + +15 A stipulation, say by Titius, in the form: 'Do you promise to give +when I shall die' or 'when you shall die'? is good now, as indeed it +always was even under the older law. + +16 So too a stipulation for performance after the death of a third +person is good. + +17 If a document in evidence of a contract states that so and so +promised, the promise is deemed to have been given in answer to a +preceding question. + +18 When several acts of conveyance or performance are comprised in +a single stipulation, if the promisor simply answers: 'I promise to +convey,' he becomes liable on each and all of them, but if he answers +that he will convey only one or some of them, he incurs an obligation in +respect of those only which are comprised in his answer, there being +in reality several distinct stipulations of which only one or some +are considered to have acquired binding force: for for each act of +conveyance or performance there ought to be a separate question and a +separate answer. + +19 As has been already observed, no one can validly stipulate for +performance to a person other than himself, for the purpose of this +kind of obligation is to enable persons to acquire for themselves that +whereby they are profited, and a stipulator is not profited if the +conveyance is made to a third person. Hence, if it be wished to make +a stipulation in favour of any such third person, a penalty should be +stipulated for, to be paid, in default of performance of that which is +in reality the object of the contract, to the party who otherwise would +have no interest in such performance; for when one stipulates for a +penalty, it is not his interest in what is the real contract which +is considered, but only the amount to be forfeited to him upon +nonfulfilment of the condition. So that a stipulation for conveyance +to Titius, but made by some one else, is void: but the addition of a +penalty, in the form 'If you do not convey, do you promise to pay me so +many aurei?' makes it good and actionable. + +20 But where the promisor stipulates in favour of a third person, having +himself an interest in the performance of the promise, the stipulation +is good. For instance, if a guardian, after beginning to exercise his +tutorial functions, retires from their exercise in favour of his fellow +guardian, taking from him by stipulation security for the due charge of +the ward's property, he has a sufficient interest in the performance +of this promise, because the ward could have sued him in case of +maladministration, and therefore the obligation is binding. So too a +stipulation will be good by which one bargains for delivery to one's +agent, or for payment to one's creditor, for in the latter case one may +be so far interested in the payment that, if it not be made, one will +become liable to a penalty or to having a foreclosure of estates which +one has mortgaged. + +21 Conversely, he who promises that another shall do so and so is not +bound unless he promises a penalty in default; + +22 and, again, a man cannot validly stipulate that property which will +hereafter be his shall be conveyed to him as soon as it becomes his own. + +23 If a stipulator and the promisor mean different things, there is no +contractual obligation, but it is just as if no answer had been made to +the question; for instance, if one stipulates from you for Stichus, and +you think he means Pamphilus, whose name you believed to be Stichus. + +24 A promise made for an illegal or immoral purpose, as, for instance, +to commit a sacrilege or homicide, is void. + +25 If a man stipulates for performance on the fulfilment of a condition, +and dies before such fulfilment, his heir can sue on the contract when +it occurs: and the heir of the promisor can be sued under the same +circumstances. + +26 A stipulation for a conveyance this year, or this month, cannot be +sued upon until the whole year, or the whole month, has elapsed: + +27 and similarly the promisee cannot sue immediately upon a stipulation +for the conveyance of an estate or a slave, but only after allowing a +sufficient interval for the conveyance to be made. + + + + +TITLE XX. OF FIDEJUSSORS OR SURETIES + +Very often other persons, called fidejussors or sureties, are bound for +the promisor, being taken by promises as additional security. + +1 Such sureties may accompany any obligation, whether real, verbal, +literal or consensual: and it is immaterial even whether the principal +obligation be civil or natural, so that a man may go surety for the +obligation of a slave either to a stranger or to his master. + +2 A fidejussor is not only bound himself, but his obligation devolves +also on his heir' 3 and the contract of suretyship may be entered into +before no less than after the creation of the principal obligation. + +4 If there are several fidejussors to the same obligation, each of them, +however many they are, is liable for the whole amount, and the creditor +may sue whichever he chooses for the whole; but by the letter of Hadrian +he may be compelled to sue for only an aliquot part, determined by the +number of sureties who are solvent at the commencement of the action: so +that if one of them is insolvent at that time the liability of the rest +is proportionately increased. Thus, if one fidejussor pay the whole +amount, he alone suffers by the insolvency of the principal debtor; but +this is his own fault, as he might have availed himself of the letter of +Hadrian, and required that the claim should be reduced to his rateable +portion. + +5 Fidejussors cannot be bound for more than their principal, for their +obligation is but accessory to the latter's, and the accessory cannot +contain more than the principal; but they can be bound for less. Thus, +if the principal debtor promised ten aurei, the fidejussor can well be +bound for five, but not vice versa; and if the principal's promise +is absolute, that of the fidejussor may be conditional, though a +conditional promise cannot be absolutely guaranteed, for more and less +is to be understood of time as well as of quantity, immediate payment +being regarded as more, and future payment as less. + +6 For the recovery of anything paid by him for the principal the +fidejussor can sue the latter by the action on agency. + +7 A fidejussor may be taken in Greek, by using the expressions 'tei +emei pistei keleuo,' 'lego,' 'thelo,' or 'boulomai'; and 'phemi' will be +taken as equivalent to 'lego.' + +8 It is to be observed that in the stipulations of fidejussors the +general rule is that whatever is stated in writing to have been done is +taken to have really been done; and, accordingly, it is settled law that +if a man signs his name to a paper stating that he became a fidejussor, +all formalities are presumed to have been duly observed. + + + + +TITLE XXI. OF LITERAL OBLIGATION + +Formerly there was a kind of obligation made by writing, and said to +be contracted by the entry of a debt in a ledger; but such entries have +nowadays gone out of use. Of course, if a man states in writing that he +owes money which has never been paid over to him, he cannot be allowed, +after a considerable interval, to defend himself by the plea that +the money was not, in fact, advanced; for this is a point which has +frequently been settled by imperial constitutions. The consequence is, +that even at the present day a person who is estopped from this plea is +bound by his written signature, which (even of course where there is no +stipulation) is ground for a condiction. The length of time after +which this defence could not be pleaded was formerly fixed by +imperial constitutions at five years; but it has been reduced by our +constitution, in order to save creditors from a more extended risk of +being defrauded of their money, so that now it cannot be advanced after +the lapse of two years from the date of the alleged payment. + + + + +TITLE XXII. OF OBLIGATION BY CONSENT + +Obligations contracted by mere consent are exemplified by sale, hire, +partnership and agency, which are called consensual contracts because no +writing, nor the presence of the parties, nor any delivery is required +to make the obligation actionable, but the consent of the parties is +sufficient. Parties who are not present together, therefore, can form +these contracts by letter, for instance, or by messenger: and they are +in their nature bilateral, that is, both parties incur a reciprocal +obligation to perform whatever is just and fair, whereas verbal +contracts are unilateral, one party being promisee, and the other alone +promisor. + + + + +TITLE XXIII. OF PURCHASE AND SALE + +The contract of purchase and sale is complete immediately the price +is agreed upon, and even before the price or as much as any earnest is +paid: for earnest is merely evidence of the completion of the contract. +In respect of sales unattested by any written evidence this is a +reasonable rule, and so far as they are concerned we have made no +innovations. By one of our constitutions, however, we have enacted, that +no sale effected by an agreement in writing shall be good or binding, +unless that agreement is written by the contracting parties themselves, +or, if written by some one else, is at least signed by them, or finally, +if written by a notary, is duly drawn by him and executed by the +parties. So long as any of these requirements is unsatisfied, there is +room to retract, and either purchaser or vendor may withdraw from the +agreement with impunity--provided, that is to say, that no earnest has +been given. Where earnest has been given, and either party refuses to +perform the contract, that party, whether the agreement be in writing or +not, if purchaser forfeits what he has given, and if vendor is compelled +to restore double of what he has received, even though there has been no +express agreement in the matter of earnest. + +1 It is necessary that the price should be settled, for without a +price there can be no purchase and sale, and it ought to be a fixed and +certain price. For instance, where the parties agreed that the thing +should be sold at a price to be subsequently fixed by Titius, the older +jurists doubted much whether this was a valid contract of sale or not. +The doubt has been settled in the following way by our decision; if the +third person named actually fixes the price, it must certainly be paid, +as settled by him, and the thing must be delivered, in order to give +effect to the sale; the purchaser (if not fairly treated) suing by the +action on purchase, and the vendor by the action on sale. But if the +third person named will not or cannot fix the price, the sale will +be void, because no price has been settled. This rule, which we have +adopted with regard to sales, may reasonably be extended also to +contracts of hire. + +2 The price, too, should be in money; for it used to be much disputed +whether anything else, such as a slave, a piece of land, or a robe, +could be treated as a price. Sabinus and Cassius held the affirmative, +explaining thus the common theory that exchange is a species, and the +oldest species, of purchase and sale; and in their support they quoted +the lines of Homer, who says in a certain passage that the army of the +Greeks procured themselves wine by giving other things in exchange, +the actual words being as follow: 'then the longhaired Greeks bought +themselves wine, some with bronze, some with shining iron, some +with hides, some with live oxen, some with slaves.' The other school +maintained the negative, and distinguished between exchange on the one +hand, and purchase and sale on the other: for if an exchange were the +same thing as a sale, it would be impossible to determine which is the +thing sold, and which is the price, and both things cannot be regarded +in each of these characters. The opinion, however, of Proculus, who +affirmed that exchange was a species of contract apart by itself, and +distinct from sale, has deservedly prevailed, as it is confirmed by +other lines from Homer, and by still more cogent reasons, and this has +been admitted by preceding Emperors, and is fully stated in our Digest. + +3 As soon as the contract of sale is concluded--that is, as we have +said, as soon as the price is agreed upon, if the contract is not in +writing--the thing sold is immediately at the risk of the purchaser, +even though it has not yet been delivered to him. Accordingly, if a +slave dies, or is injured in any part of his body, or if a house is +either totally or partially burnt down, or if a piece of land is wholly +or partially swept away by a river flood, or is reduced in acreage by +an inundation, or made of less value by a storm blowing down some of +its trees, the loss falls on the purchaser, who must pay the price even +though he has not got what he purchased. The vendor is not responsible +and does not suffer for anything not due to any design or fault of his +own. If, however, after the purchase of a piece of land, it receives an +increase by alluvion, it is the purchaser who profits thereby: for the +profit ought to belong to him who also bears the risk. And if a slave +who has been sold runs away, or is stolen, without any design or fault +of the vendor, one should look to see whether the latter expressly +undertook to keep him safely until delivery was made; for, if he did +this, the loss falls upon him, though otherwise he incurs no liability: +and this is a rule which applies to all animals and other objects +whatsoever. The vendor, however, will be bound to transfer to the +purchaser all his rights of action for the recovery of the object or +damages, for, not having yet delivered it to the purchaser, he still +remains its owner, and the same holds good of the penal actions on theft +and on unlawful damage. + +4 A sale may be made conditionally as well as absolutely. The following +is an example of a conditional sale: 'If Stichus meets with your +approval within a certain time, he shall be purchased by you for so many +aurei.' + +5 If a man buys a piece of land which is sacred, religious, or public, +such as a forum or basilica, knowing it to be such, the purchase is +void. But if the vendor has fraudulently induced him to believe that +what he was buying was not sacred, or was private property, as he cannot +legally have what he contracted for, he can bring the action on purchase +to recover damages for what he has lost by the fraud; and the same rule +applies to the purchase of a free man represented by the vendor to be a +slave. + + + + +TITLE XXIV. OF LETTING AND HIRING + +The contract of hire resembles very closely the contract of sale, and +the same rules of law apply to both. Thus, as the contract of sale is +concluded as soon as the price is agreed upon, so the contract of hire +is held to be concluded as soon as the sum to be paid for the hiring is +settled, and from that moment the letter has an action on the letting, +and the hirer on the hiring. + +1 What we have said above as to a sale in which the price is left to be +fixed by a third person must be understood to apply also to a contract +of hire in which the amount to be paid for hire is left to be fixed in +the same way. Consequently, if a man gives clothes to a fuller to clean +or finish, or to a tailor to mend, and the amount of hire is not fixed +at the time, but left to subsequent agreement between the parties, a +contract of hire cannot properly be said to have been concluded, but +an action is given on the circumstances, as amounting to an innominate +contract. + +2 Again, a question often arose in connexion with the contract of hire +similar to that which was so common, namely, whether an exchange was a +sale. For instance, what is the nature of the transaction if a man gives +you the use or enjoyment of a thing, and receives in return the use or +enjoyment of another thing from you? It is now settled that this is not +a contract of hire, but a kind of contract apart by itself. Thus, if +a man had one ox, and his neighbour another, and they agreed that each +should in turn lend the other his ox for ten days to make use of, and +then one of the oxen died while working for the man to whom it did not +belong, an action cannot be brought on hire, nor on a loan for use, for +a loan for use ought to be gratuitous: but an action should be brought +as on an innominate contract. + +3 So nearly akin, indeed, is purchase and sale, to letting and hiring, +that in some cases it is a question to which class of the two a contract +belongs. As an instance may be taken those lands which are delivered +over to be enjoyed for ever, upon the terms, that is to say, that so +long as the rent is paid to the owner it shall not be lawful for the +latter to take the lands away from either the original hirer, or his +heir, or any one else to whom he or his heirs has conveyed them by sale, +gift, dowry, or in any other way whatsoever. The questionings of the +earlier lawyers, some of whom thought this kind of contract a hiring, +and others a sale, occasioned the enactment of the statute of Zeno, +which determined that this contract of emphyteusis, as it is called, was +of a peculiar nature, and should not be included under either hire or +sale, but should rest on the terms of the agreement in each particular +case: so that if anything were agreed upon between the parties, this +should bind them exactly as if it were inherent in the very nature of +the contract; while if they did not agree expressly at whose risk the +land should be, it should be at that of the owner in case of total +destruction, and at that of the tenant, if the injury were merely +partial. And these rules we have adopted in our legislation. + +4 Again, if a goldsmith agrees to make Titius rings of a certain weight +and pattern out of his own gold for, say, ten aurei, it is a question +whether the contract is purchase and sale or letting and hiring. Cassius +says the material is bought and sold, the labour let and hired; but it +is now settled that there is only a purchase and sale. But if Titius +provided the gold, and agreed to pay him for his work, the contract is +clearly a letting and hiring. + +5 The hirer ought to observe all the terms of the contract, and in the +absence of express agreement his obligations should be ascertained by +reference to what is fair and equitable. Where a man has either given or +promised for hire for the use of clothes, silver, or a beast of burden, +he is required in his charge of it to show as much care as the most +diligent father of a family shows in his own affairs; if he do this, and +still accidentally lose it, he will be under no obligation to restore +either it or its value. + +6 If the hirer dies before the time fixed for the termination of the +contract has elapsed, his heir succeeds to his rights and obligations in +respect thereof. + + + + +TITLE XXV. OF PARTNERSHIP + +A partnership either extends to all the goods of the partners, when the +Greeks call it by the special name of 'koinopraxia,' or is confined to +a single sort of business, such as the purchase and sale of slaves, oil, +wine, or grain. + +1 If no express agreement has been made as to the division of the profit +and loss, an equal division of both is understood to be intended, but +if it has, such agreement ought to be carried into effect; and there +has never been any doubt as to the validity of a contract between two +partners that one shall take twothirds of the profit and bear twothirds +of the loss, and that the remaining third shall be taken and borne +respectively by the other. + +2 If Titius and Seius agreed that the former should take twothirds of +the profits, and bear only onethird of the loss, and that the latter +should bear twothirds of the loss, and take only onethird of the +profits, it has been made a question whether such an agreement ought to +be held valid. Quintus Mucius thought such an arrangement contrary to +the very nature of partnership, and therefore not to be supported: but +Servius Sulpicius, whose opinion has prevailed, was of a different view, +because the services of a particular partner are often so valuable that +it is only just to admit him to the business on more favourable terms +than the rest. It is certain that a partnership may be formed on the +terms that one partner shall contribute all the capital, and that +the profits shall be divided equally, for a man's services are often +equivalent to capital. Indeed, the opinion of Quintus Mucius is now so +generally rejected, that it is admitted to be a valid contract that +a partner shall take a share of the profits, and bear no share in the +loss, which indeed Servius, consistently with his opinion, maintained +himself. This of course must be taken to mean that if there is a profit +on one transaction, and a loss on another, a balance should be struck, +and only the net profit be considered as profits. + +3 It is quite clear that if the shares are expressed in one event only, +as for instance in the event of profit, but not in the event of loss, or +vice versa, the same proportions must be observed, in the event of which +no mention has been made, as in the other. + +4 The continuance of partnership depends on the continuing consent of +the members; it is dissolved by notice of withdrawal from any one of +them. But of course if the object of a partner in withdrawing from the +partnership is to fraudulently keep for himself some accruing gain--for +instance, if a partner in all goods succeeds to an inheritance, and +withdraws from the partnership in order to have exclusive possession +thereof--he will be compelled to divide this gain with his partners; but +what he gains undesignedly after withdrawing he keeps to himself, and +his partner always has the exclusive benefit of whatever accrues to him +after such withdrawal. + +5 Again, a partnership is dissolved by the death of a partner, for when +a man enters into a contract of partnership, he selects as his partner +a definite person. Accordingly, a partnership based on the agreement +of even several persons is dissolved by the death of one of them, even +though several others survive, unless when the contract was made it was +otherwise agreed. + +6 So too a partnership formed for the attainment of some particular +object is terminated when that object is attained. + +7 It is clear too that a partnership is dissolved by the forfeiture of +the property of one of the partners, for such an one, as he is replaced +by a successor, is reckoned civilly dead. + +8 So again, if one of the partners is in such embarrassed circumstances +as to surrender all his property to his creditors, and all that he +possessed is sold to satisfy the public or private claims upon him, +the partnership is dissolved, though if the members still agree to be +partners, a new partnership would seem to have begun. + +9 It has been doubted whether one partner is answerable to another on +the action of partnership for any wrong less than fraud, like the bailee +in a deposit, or whether he is not suable also for carelessness, that is +to say, for inattention and negligence; but the latter opinion has now +prevailed, with this limitation, that a partner cannot be required +to satisfy the highest standard of carefulness, provided that in +partnership business he shows as much diligence as he does in his own +private affairs: the reason for this being that if a man chooses as his +partner a careless person, he has no one to blame but himself. + + + + +TITLE XXVI. OF AGENCY + +Of the contract of agency there are five modes. A man gives you a +commission either for his own exclusive benefit, or for his own and +yours together, or for that of some third person, or for his own and the +third person's, or for the third person's and yours. A commission given +simply for the sake of the agent gives rise in reality to no relation +of agency, and accordingly no obligation comes into existence, and +therefore no action. + +1 A commission is given solely for the benefit of the principal when, +for instance, the latter instructs you to manage his business, to buy +him a piece of land, or to enter into a stipulation as surety for him. + +2 It is given for your benefit and for that of your principal together +when he, for instance, commissions you to lend money at interest to a +person who borrows it for your principal's benefit; or where, on your +wishing to sue him as surety for some one else, he commissions you to +sue his principal, himself undertaking all risk: or where, at his risk, +you stipulate for payment from a person whom he substitutes for himself +as your debtor. + +3 It is given for the benefit of a third person when, for instance, some +one commissions you to look after Titius's affairs as general agent, or +to buy Titius a piece of land, or to go surety for him. + +4 It is for the benefit of the principal and a third person when, for +instance, some one instructs you to look after affairs common to himself +and Titius, or to buy an estate for himself and Titius, or to go surety +for them jointly. + +5 It is for the benefit of yourself and a third person when, for +instance, some one instructs you to lend money at interest to Titius; if +it were to lend money free of interest, it would be for the benefit of +the third person only. + +6 It is for your benefit alone if, for instance, some one commissions +you to invest your money in the purchase of land rather than to lend it +at interest, or vice versa. But such a commission is not really so +much a commission in the eye of the law as a mere piece of advice, and +consequently will not give rise to an obligation, for the law holds no +one responsible as on agency for mere advice given, even if it turns +out ill for the person advised, for every one can find out for himself +whether what he is advised to do is likely to turn out well or ill. +Consequently, if you have money lying idle in your cashbox, and on so +and so's advice buy something with it, or put it out at interest, you +cannot sue that person by the action on agency although your purchase +or loan turns out a bad speculation; and it has even been questioned, on +this principle, whether a man is suable on agency who commissions you to +lend money to Titius; but the prevalent opinion is that of Sabinus, that +so specific a recommendation is sufficient to support an action, because +(without it) you would never have lent your money to Titius at all. + +7 So too instructions to commit an unlawful or immoral act do not create +a legal obligation--as if Titius were to instigate you to steal, or to +do an injury to the property or person of some one else; and even if you +act on his instructions, and have to pay a penalty in consequence, you +cannot recover its amount from Titius. + +8 An agent ought not to exceed the terms of his commission. Thus, if +some one commissions you to purchase an estate for him, but not to +exceed the price of a hundred aurei, or to go surety for Titius up +to that amount, you ought not in either transaction to exceed the sum +specified: for otherwise you will not be able to sue him on the agency. +Sabinus and Cassius even thought that in such a case you could not +successfully sue him even for a hundred aurei, though the leaders of +the opposite school differed from them, and the latter opinion is +undoubtedly less harsh. If you buy the estate for less, you will have +a right of action against him, for a direction to buy an estate for a +hundred aurei is regarded as an implied direction to buy, if possible, +for a smaller sum. + +9 The authority given to an agent duly constituted can be annulled by +revocation before he commences to act upon it. + +10 Similarly, the death of either the principal or the agent before the +latter commences to act extinguishes the agent's authority; but equity +has so far modified this rule that if, after the death of a principal +and without having notice of his decease, an agent executes his +commission, he can sue on the agency: for otherwise the law would be +penalizing a reasonable and unavoidable ignorance. Similar to this is +the rule, that debtors who pay a manumitted steward, say, of Titius, +without notice of his manumission, are discharged from liability, though +by the strict letter of the law they are not discharged, because they +have not paid the person whom they were bound to pay. + +11 It is open to every one to decline a commission of agency, but +acceptance must be followed by execution, or by a prompt resignation, in +order to enable the principal to carry out his purpose either personally +or by the appointment of another agent. Unless the resignation is made +in such time that the principal can attain his object without suffering +any prejudice, an action will lie at his suit, in default of proof by +the agent that he could not resign before, or that his resignation, +though inconvenient, was justifiable. + +12 A commission of agency may be made to take effect from a specified +future day, or may be subject to a condition. + +13 Finally, it should be observed that unless the agent's services +are gratuitous, the relation between him and the principal will not be +agency proper, but some other kind of contract; for if a remuneration is +fixed, the contract is one of hiring. And generally we may say that in +all cases where, supposing a man's services are gratuitous, there would +be a contract of agency or deposit, there is held to be a contract of +hiring if remuneration is agreed upon; consequently, if you give clothes +to a fuller to clean or to finish, or to a tailor to mend, without +agreeing upon or promising any remuneration, you can be sued by the +action on agency. + + + + +TITLE XXVII. OF QUASI-CONTRACTUAL OBLIGATION + +Having enumerated the different kinds of contracts, let us now examine +those obligations also which do not originate, properly speaking, in +contract, but which, as they do not arise from a delict, seem to be +quasicontractual. + +1 Thus, if one man has managed the business of another during the +latter's absence, each can sue the other by the action on uncommissioned +agency; the direct action being available to him whose business was +managed, the contrary action to him who managed it. It is clear that +these actions cannot properly be said to originate in a contract, for +their peculiarity is that they lie only where one man has come forward +and managed the business of another without having received any +commission so to do, and that other is thereby laid under a legal +obligation even though he knows nothing of what has taken place. The +reason of this is the general convenience; otherwise people might be +summoned away by some sudden event of pressing importance, and without +commissioning any one to look after and manage their affairs, the result +of which would be that during their absence those affairs would be +entirely neglected: and of course no one would be likely to attend to +them if he were to have no action for the recovery of any outlay he +might have incurred in so doing. Conversely, as the uncommissioned +agent, if his management is good, lays his principal under a legal +obligation, so too he is himself answerable to the latter for an account +of his management; and herein he must show that he has satisfied the +highest standard of carefulness, for to have displayed such carefulness +as he is wont to exercise in his own affairs is not enough, if only a +more diligent person could have managed the business better. + +2 Guardians, again, who can be sued by the action on guardianship, +cannot properly be said to be bound by contract, for there is no +contract between guardian and ward: but their obligation, as +it certainly does not originate in delict, may be said to be +quasicontractual. In this case too each party has a remedy against +the other: not only can the ward sue the guardian directly on the +guardianship, but the guardian can also sue the ward by the contrary +action of the same name, if he has either incurred any outlay in +managing the ward's property, or bound himself on his behalf, or pledged +his own property as security for the ward's creditors. + +3 Again, where persons own property jointly without being partners, by +having, for instance, a joint bequest or gift made to them, and one of +them is liable to be sued by the other in a partition suit because he +alone has taken its fruits, or because the plaintiff has laid out money +on it in necessary expenses: here the defendant cannot properly be said +to be bound by contract, for there has been no contract made between the +parties; but as his obligation is not based on delict, it may be said to +be quasicontractual. + +4 The case is exactly the same between joint heirs, one of whom is +liable to be sued by the other on one of these grounds in an action for +partition of the inheritance. + +5 So, too, the obligation of an heir to discharge legacies cannot +properly be called contractual, for it cannot be said that the legatee +has contracted at all with either the heir or the testator: yet, as +the heir is not bound by a delict, his obligation would seem to be +quasicontractual. + +6 Again, a person to whom money not owed is paid by mistake is thereby +laid under a quasicontractual obligation; an obligation, indeed, which +is so far from being contractual, that, logically, it may be said to +arise from the extinction rather than from the formation of a contract; +for when a man pays over money, intending thereby to discharge a debt, +his purpose is clearly to loose a bond by which he is already bound, not +to bind himself by a fresh one. Still, the person to whom money is thus +paid is laid under an obligation exactly as if he had taken a loan for +consumption, and therefore he is liable to a condiction. + +7 Under certain circumstances money which is not owed, and which is paid +by mistake, is not recoverable; the rule of the older lawyers on this +point being that wherever a defendant's denial of his obligation is +punished by duplication of the damages to be recovered--as in actions +under the lex Aquilia, and for the recovery of a legacy--he cannot get +the money back on this plea. The older lawyers, however, applied this +rule only to such legacies of specific sums of money as were given by +condemnation; but by our constitution, by which we have assimilated +legacies and trust bequests, we have made this duplication of damages +on denial an incident of all actions for their recovery, provided the +legatee or beneficiary is a church, or other holy place honoured for its +devotion to religion and piety. Such legacies, although paid when not +due, cannot be reclaimed. + + + + +TITLE XXVIII. OF PERSONS THROUGH WHOM WE CAN ACQUIRE OBLIGATIONS + +Having thus gone through the classes of contractual and quasicontractual +obligations, we must remark that rights can be acquired by you not only +on your own contracts, but also on those of persons in your power--that +is to say, your slaves and children. What is acquired by the contracts +of your slaves becomes wholly yours; but the acquisitions of children in +your power by obligations must be divided on the principle of ownership +and usufruct laid down in our constitution: that is to say, of the +material results of an action brought on an obligation made in favour +of a son the father shall have the usufruct, though the ownership is +reserved to the son himself: provided, of course, that the action is +brought by the father, in accordance with the distinction drawn in our +recent constitution. + +1 Freemen also, and the slaves of another person, acquire for you if +you possess them in good faith, but only in two cases, namely, when they +acquire by their own labour, or in dealing with your property. + +2 A usufructuary or usuary slave acquires under the same conditions for +him who has the usufruct or use. + +3 It is settled law that a slave jointly owned acquires for all his +owners in the proportion of their property in him, unless he names one +exclusively in a stipulation, or in the delivery of property to himself, +in which case he acquires for him alone; as in the stipulation 'do you +promise to convey to Titius, my master?' If it was by the direction of +one of his joint owners only that he entered into a stipulation, the +effect was formerly doubted; but now it has been settled by our decision +that (as is said above) under such circumstances he acquires for him +only who gave him the order. + + + + +TITLE XXIX. OF THE MODES IN WHICH OBLIGATIONS ARE DISCHARGED + +An obligation is always extinguished by performance of what is owed, +or by performance of something else with the creditor's assent. It is +immaterial from whom the performance proceeds--be it the debtor himself, +or some one else on his behalf: for on performance by a third person the +debtor is released, whether he knows of it or not, and even when it is +against his will. Performance by the debtor releases, besides himself, +his sureties, and conversely performance by a surety releases, besides +himself, the principal debtor. + +1 Acceptilation is another mode of extinguishing an obligation, and +is, in its nature, an acknowledgement of a fictitious performance. For +instance, if something is due to Titius under a verbal contract, and he +wishes to release it, it can be done by his allowing the debtor to ask +'that which I promised thee has thou received?' and by his replying 'I +have received it.' An acceptilation can be made in Greek, provided the +form corresponds to that of the Latin words, as 'exeis labon denaria +tosa; exo labon.' This process, as we said, discharges only obligations +which arise from verbal contract, and no others, for it seemed only +natural that where words can bind words may also loose: but a debt due +from any other cause may be transformed into a debt by stipulation, and +then released by an imaginary verbal payment or acceptilation. So, too, +as a debt can be lawfully discharged in part, so acceptilation may be +made of part only. + +2 A stipulation has been invented, commonly called Aquilian, by which +an obligation of any kind whatsoever can be clothed in stipulation form, +and then extinguished by acceptilation; for by this process any kind of +obligation may be novated. Its terms, as settled by Gallus Aquilius, +are as follow: 'Whatever, and on whatsoever ground, you are or shall +be compellable to convey to or do for me, either now or on a future +specified day, and for whatsoever I have or shall have against you an +action personal or real, or any extraordinary remedy, and whatsoever of +mine you hold or possess naturally or civilly, or would possess, or now +fail to possess through some wilful fault of your own--as the value of +each and all of these claims Aulua Agerius stipulated for the payment +of such and such a sum, and payment was formally promised by Numerius +Negidius.' Then conversely, Numerius Negidius asked Aulus Agerius, 'hast +thou received the whole of what I have today engaged, by the Aquilian +stipulation, to pay thee?' to which Aulus Agerius replied 'I have it, +and account it received.' + +3 Novation is another mode of extinguishing an obligation, and takes +place when you owe Seius a sum, and he stipulates for payment thereof +from Titius; for the intervention of a new person gives birth to a new +obligation, and the first obligation is transformed into the second, and +ceases to exist. Sometimes indeed the first stipulation is avoided by +novation even though the second is of no effect: for instance, if you +owe Titius a sum, and he stipulates for payment thereof from a pupil +without his guardian's authority, he loses his claim altogether, for +you, the original debtor, are discharged, and the second obligation is +unenforceable. The same does not hold if one stipulate from a slave; for +then the former debtor continues bound as fully as if one had stipulated +from no one. But when the original debtor is the promisor, a second +stipulation produces a novation only if it contains something new--if +a condition, for instance, or a term, or a surety be added, or taken +away--though, supposing the addition of a condition, we must be +understood to mean that a novation is produced only if the condition +is accomplished: if it fails, the prior obligation continues in force. +Among the older lawyers it was an established rule, that a novation was +effected only when it was with that intention that the parties entered +into the second obligation; but as this still left it doubtful when +the intention was present and when absent, various presumptions were +established as to the matter by different persons in different cases. +We therefore issued our constitution, enacting most clearly that no +novation shall take place unless the contracting parties expressly state +their intention to be the extinction of the prior obligation, and that +in default of such statement, the first obligation shall subsist, and +have the second also added to it: the result being two obligations +resting each on its own independent ground, as is prescribed by the +constitution, and as can be more fully ascertained by perusing the same. + +4 Moreover, those obligations which are contracted by consent alone are +dissolved by a contrary agreement. For instance, if Titius and Seius +agree that the latter shall buy an estate at Tusculum for a hundred +aurei, and then before execution on either side by payment of the price +or delivery of the estate they arrange to abandon the sale, they are +both released. The case is the same with hire and the other contracts +which are formed by consent alone. + + + + +BOOK IV. + + + + +TITLE I. OF OBLIGATIONS ARISING FROM DELICT + +Having treated in the preceding Book of contractual and quasicontractual +obligations, it remains to inquire into obligations arising from delict. +The former, as we remarked in the proper place, are divided into four +kinds; but of these latter there is but one kind, for, like obligations +arising from real contracts, they all originate in some act, that is to +say, in the delict itself, such as a theft, a robbery, wrongful damage, +or an injury. + +1 Theft is a fraudulent dealing with property, either in itself, or in +its use, or in its possession: an offence which is prohibited by natural +law. + +2 The term furtum, or theft, is derived either from furvum, meaning +'black,' because it is effected secretly and under cover, and usually by +night: or from fraus, or from ferre, meaning 'carrying off'; or from the +Greek word phor, thief, which indeed is itself derived from pherein, to +carry off. + +3 There are two kinds of theft, theft detected in the commission, and +simple theft: the possession of stolen goods discovered upon search, and +the introduction of stolen goods, are not (as will appear below) so +much specific kinds of theft as actionable circumstances connected +with theft. A thief detected in the commission is termed by the Greeks +ep'autophoro; in this kind is included not only he who is actually +caught in the act of theft, but also he who is detected in the place +where the theft is committed; for instance, one who steals from a house, +and is caught before he has got outside the door; or who steals olives +from an olive garden, or grapes from a vineyard, and is caught while +still in the olive garden or vineyard. And the definition of theft +detected in the commission must be even further extended, so as to +include the thief who is caught or even seen with the stolen goods still +in his hands, whether the place be public or private, and whether the +person who sees or catches him be the owner of the property, or some +third person, provided he has not yet escaped to the place where he +intended to take and deposit his booty: for if he once escapes there, +it is not theft detected in the commission, even if he be found with the +stolen goods upon him. What is simple theft is clear from what has +been said: that is to say, it is all theft which is not detected in the +commission. + +4 The offence of discovery of stolen goods occurs when a person's +premises are searched in the presence of witnesses, and the stolen +property is found thereon; this makes him liable, even though innocent +of theft, to a special action for receiving stolen goods. To introduce +stolen goods is to pass them off to a man, on whose premises they are +discovered, provided this be done with the intent that they shall be +discovered on his premises rather than on those of the introducer. The +man on whose premises they are found may sue the latter, though innocent +of theft, in an action for the introduction of stolen goods. There is +also an action for refusal of search, available against him who prevents +another who wishes to look in the presence of witnesses for stolen +property; and finally, by the action for nonproduction of stolen goods, +a penalty is imposed by the praetor's edict on him who has failed to +produce stolen property which is searched for and found on his premises. +But the lastnamed actions, namely, those for receiving stolen goods, for +introducing them, for refusal of search, and for nonproduction, have now +become obsolete: for the search for such property is no longer made in +the old fashion, and accordingly these actions went out of use also. +It is obvious, however, that any one who knowingly receives and hides +stolen property may be sued by the action for simple theft. + +5 The penalty for theft detected in the commission is four times the +value, and for simple theft twice the value, of the property stolen, +whether the thief be a slave or a free person. + +6 Theft is not confined to carrying away the property of another with +the intent of appropriation, but comprises also all corporeal dealing +with the property of another against the will of the owner. Thus, for +a pawnee to use the thing which he has in pawn, or to use a thing +committed to one's keeping as a deposit, or to put a thing which is lent +for use to a different use than that for which it was lent, is theft; to +borrow plate, for instance, on the representation that the borrower +is going to entertain his friends, and then to carry it away into the +country: or to borrow a horse for a drive, and then to take it out of +the neighbourhood, or like the man in the old story, to take it into +battle. + +7 With regard, however, to those persons who put a thing lent for use to +a different purpose than the lender contemplated, the rule is that they +are guilty of theft only if they know it to be contrary to the will of +the owner, and that if he had notice he would refuse permission; but +if they believe that he would give permission, it is not theft: and the +distinction is just, for there is no theft without unlawful intention. + +8 It is also said not to be theft if a man turns a thing lent for use to +a use other than he believes its owner would sanction, though in point +of fact its owner is consenting. Whence arose the following question: +if Antoninus solicits the slave of Peri to steal property of the latter, +and convey it to him, and the slave informs Peri of it, who, wishing +to detect Antoninus in the very act, allows the slave to convey the +property to him; can an action of theft, or for corrupting the slave, or +neither, be maintained against Antoninus? The case was submitted to us, +and we examined the conflicting opinions of the earlier jurists on the +matter: some of whom thought that neither action lay, and others, that +Peri might sue on theft only. But we, in order to put an end to such +quibbles, have enacted by our decision that in such case both the action +on theft and that for corrupting a slave shall lie. It is true that the +slave has not been corrupted by the advances made to him, so that the +case does not come within the rules which introduced the action for +such corruption: yet the wouldbe corrupter's intention was to make him +dishonest, so that he is liable to a penal action, exactly as if the +slave had actually been corrupted, lest his immunity from punishment +should encourage others to perpetrate a similar wrong on a slave less +strong to resist temptation. + +9 A free man too may be the subject of a theft--for instance, a child in +my power, if secretly removed from my control. + +10 So too a man sometimes steals his own property--for instance, a +debtor who purloins the goods which he has pledged to a creditor. + +11 Theft may be chargeable on a person who is not the perpetrator; on +him, namely, by whose aid and abetment a theft is committed. Among such +persons we may mention the man who knocks money out of your hand for +another to pick up, or who stands in your way that another may snatch +something from you, or scatters your sheep or your oxen, that another +may steal them, like the man in the old books, who waved a red cloth to +frighten a herd. If the same thing were done as a frolic, without the +intention of assisting a theft, the proper action is not theft, but on +the case. Where, however, Titius commits theft with the aid of Maevius, +both are liable to an action on theft. A man, too, is held to have aided +and abetted a theft who places a ladder under a window, or breaks open +a window or a door, in order that another may steal, or who lends tools +for the breaking of them open, or a ladder to place under a window, if +he knows the object for which they are borrowed. It is clear that a +man is not liable on theft, who, though he advises and instigates an +offence, does not actually aid in its commission. + +12 If a child in power, or a slave, steal property of his father or +master, it is theft, and the property is deemed stolen, so that no one +can acquire it by usucapion until it has returned into the hands of the +owner; but no action will lie on the theft, because between a son in +power and his father, or between a slave and his master, no action will +lie on any ground whatsoever. But if the offender is aided and abetted +by a third person, the latter is liable to an action on theft, because a +theft has in fact been committed, and by his aid and abetment. + +13 The action on theft will lie at the suit of any person interested in +the security of the property, even though he be not its owner: indeed, +even the owner cannot maintain the action unless he suffers damage from +the loss. + +14 Hence, when a pawn is stolen the pawnee can sue, even though his +debtor be perfectly able to pay the debt; for it is more advantageous +to him to rely on the pledge, than to bring a personal action: and this +rule is so unbending that even the pawnor who steals a pawn is suable +for theft by the pawnee. + +15 So, if clothes are delivered to be cleaned or finished or mended for +a certain remuneration, and then are stolen, it is the fuller or tailor +who can sue on the theft, and not the owner; for the owner suffers +nothing by the loss, having the action of letting against the fuller or +tailor for the recovery of his property. Similarly a purchaser in good +faith, even though a good title as owner is not given to him, can bring +the action of theft if the property is stolen, exactly like the pawnee. +The action is, however, not maintainable at the suit of a fuller or +tailor, unless he is solvent, that is to say, unless he is able to fully +indemnify the owner; if he is insolvent, the owner cannot recover from +him, and so can maintain an action against the thief, being, on this +hypothesis, interested in the recovery of the property. Where the fuller +or tailor is only partly instead of wholly solvent the rule is the same. + +16 The older lawyers held that what has been said of the fuller and +tailor applied also to the borrower for use, on the ground that as +the remuneration which the fuller receives makes him responsible for +custody, so the advantages which the borrower derives from the use +requires him to keep it safely at his peril. Our wisdom, however, has +amended the law in this particular in our decisions, by allowing the +owner the option of suing either the borrower by action on the loan, or +the thief by action of theft; though when his choice has been determined +he cannot change his mind, and resort to the other action. If he prefers +to sue the thief, the borrower is absolutely released from liability; +but if he proceeds against the borrower, he cannot in any way himself +sue the thief on the stealing, though this may be done by the borrower, +who is defendant in the other action, provided that the owner knew, at +the time when he began his action against the borrower, that the thing +had been stolen. If he is ignorant of this, or even if he is merely +doubtful whether the borrower still has the property in his possession +or not, and sues him on the loan, he may, on subsequently learning the +facts, and if he wishes to drop the action which he has commenced, and +sue the thief instead, adopt this course, in which case no obstacle is +to be thrown in his way, because it was in ignorance that he took action +and sued the borrower on the loan. If, however, the owner has been +indemnified by the borrower, in no case can he bring the action of theft +against the thief, as his rights of action pass to the person who has +compensated him for the loss of his property. Conversely it is clear, +that if, at the outset, the owner began an action on the loan against +the borrower, not knowing that the property had been stolen, and +subsequently, on learning this, proceeded against the thief instead, +the borrower is absolutely released from liability, whatever may be the +result of the owner's action against the thief; the rule being the same, +whether the borrower be wholly or only partially insolvent. + +17 As a depositary is not answerable for the safe keeping of the thing +deposited, but only for fraud, and, if it is stolen, is not compellable +to make restitution by action of deposit, he has no interest if it is +lost, and therefore the action of theft is maintainable only by the +depositor. + +18 Finally, it has been a question whether a child below the age of +puberty, who carries away the property of another, is guilty of theft. +The answer is that, as theft depends on intention, obligation by theft +is not incurred unless the child is near puberty, and so understands its +delinquency. + +19 The object of the action on theft, whether it be for double or +quadruple the value of the goods stolen, is merely the recovery of the +penalty; to recover the goods themselves or their value the owner has +an independent remedy by vindication or condiction. The former is +the proper remedy when it is known who is in possession of the goods, +whether this be the thief or any one else: the latter lies against the +thief or his heir, whether in possession of the stolen property or not. + + + + +TITLE II. OF ROBBERY + +Robbery is chargeable also as theft; for who deals with the property +of another more against that other's will than the robber? And thus the +description of the robber as an audacious thief is a good one. However, +as a special remedy for this offence the praetor has introduced the +action for robbery, or rapine with violence, which may be brought within +a year for four times the value, after a year for simple damages, and +while lies even when only a single thing of the slightest value has been +taken with violence. This fourfold value, however, is not all penalty, +nor is there an independent action for the recovery of the property or +its value, as we observed was the case in the action of theft detected +in the commission; but the thing or its value is included in the +fourfold, so that, in point of fact, the penalty is three times the +value of the property, and this whether the robber be taken in the act +or not; for it would be absurd to treat a robber more lightly than one +who carries off property merely secretly. + +1 This action is maintainable only where the robbery is attended with +wrongful intention; consequently, if a man by mistake thought that +property was his own, and, in his ignorance of law, forcibly carried it +off in the belief that it was lawful for an owner to take away, even by +force, a thing belonging to himself from a person in whose possession it +was, he cannot be held liable to this action; and similarly on principle +he would not in such a case be suable for theft. Lest, however, robbers, +under the cloak of such a plea, should discover a method of gratifying +a grasping habit with impunity, the law has been amended upon this point +by imperial constitutions, by which it is enacted that it shall not be +lawful for any one to forcibly carry off movable property, inanimate or +animate, even though he believe it to belong to him; and that whosoever +disobeys this shall forfeit the property, if, in fact, it be his, and if +it be not, shall restore it, and along with it its value in money. +And by the said constitutions it is also declared that this provision +relates not only to movables (of which alone robbery can be committed), +but also to forcible entries on land and houses, so as to deter men from +all violent seizing upon property whatsoever under the cloak of such +excuses. + +2 In order to support this action it is not necessary that the goods +of which robbery has been committed should belong to the plaintiff, +provided they were taken from among his property. Thus, if a thing be +let, or lent, or pledged to Titius, or even deposited with him under +such circumstances that he has an interest in its not being carried +off--for instance, by his having undertaken the entire responsibility +for its safe custody;--or if he possesses it in good faith, or has a +usufruct or any other right in it whereby he suffers loss or incurs +liability through its being forcibly taken from him, the action will +be maintainable by him; not necessarily in order to restore to him the +ownership, but only to compensate him for what it is alleged he has lost +by its being taken from his goods or withdrawn from his means. In fact, +it may be said generally that where, supposing property to be taken +secretly, the action of theft will lie, the action on robbery will lie +at suit of the same person, if it be taken with violence. + + + + +TITLE III. OF THE LEX AQUILIA + +Unlawful damage is actionable under the lex Aquilia, whose first chapter +provides that if a slave of another man, or a quadruped from his flocks +or herds, be unlawfully killed, the offender shall pay to the owner +whatever was the highest value thereof within the year next immediately +preceding. + +1 From the fact that this enactment does not speak of quadrupeds simply, +but only of such quadrupeds as are usually included under the idea of +flocks and herds, it is to be inferred that it has no application to +wild animals or to dogs, but only to such beasts as can properly be said +to graze in herds, namely horses, mules, asses, oxen, sheep, and goats. +It is settled, too, that swine come under its operation, for they are +comprehended in 'herds' because they feed in this manner; thus Homer in +his Odyssey, as quote by Aelius Marcianus in his Institutes, says, You +will find him sitting among his swine, and they are feeding by the Rock +of Corax, over against the spring Arethusa.' + +2 To kill unlawfully is to kill without any right; thus a man who kills +a robber is not liable to this action, if he could in no other way +escape the danger by which he was threatened. + +3 So, too, where one man kills another by misadventure, he is not liable +under this statute, provided there is no fault or carelessness on his +part; otherwise it is different, for under this statute carelessness is +as punishable as wilful wrongdoing. + +4 Accordingly, if a man, while playing or practising with javelins, runs +your slave through as he passes by, a distinction is drawn. If it be +done by a soldier in his exercising ground, that is to say, where such +practice is usually conducted, he is in no way to blame; but if it be +done by some one else, his carelessness will make him liable; and so +it is with the soldier, if he do it in some place other than that +appropriated to military exercises. + +5 So, too, if a man is trimming a tree, and kills your slave as he +passes by with a bough which he lets fall, he is guilty of negligence, +if it is near a public way, or a private path belonging to a neighbour, +and he does not call out to give people warning; but if he calls out, +and the slave takes no pains to get out of the way, he is not to blame. +Nor would such a man be liable, if he was cutting a tree far away from +a road, or in the middle of a field, even if he did not call out; for +strangers had no business to be there. + +6 Again, if a surgeon operates on your slave, and then neglects +altogether to attend to his cure, so that the slave dies in consequence, +he is liable for his carelessness. + +7 Sometimes, too, unskilfulness is undistinguishable from +carelessness--as where a surgeon kills your slave by operating upon him +unskilfully, or by giving him wrong medicines; + +8 and similarly, if your slave is run over by a team of mules, which +the driver has not enough skill to hold, the latter is suable for +carelessness; and the case is the same if he was simply not strong +enough to hold them, provided they could have been held by a stronger +man. The rule also applies to runaway horses, if the running away is due +to the rider's deficiency either in skill or strength. + +9 The meaning of the words of the statute 'whatever was of the highest +value thereof within the year' is that if any one, for instance, kills +a slave of yours, who at the moment of his death is lame, or maimed, or +blind of one eye, but within the year was sound and worth a price, the +person who kills him is answerable not merely for his value at the time +of his death, but for his highest value within the year. It is owing to +this that the action under this statute is deemed to be penal, because +a defendant is sometimes bound to pay a sum not merely equivalent to the +damage he has done, but far in excess of it; and consequently, the right +of suing under the statute does not pass against the heir, though it +would have done so if the damages awarded had never exceeded the actual +loss sustained by the plaintiff. + +10 By juristic construction of the statute, though not so enacted in its +terms, it has been settled that one must not only take account, in the +way we have described, of the value of the body of the slave or animal +killed, but must also consider all other loss which indirectly falls +upon the plaintiff through the killing. For instance, if your slave +has been instituted somebody's heir, and, before he has by your order +accepted, he is slain, the value of the inheritance you have missed must +be taken into consideration; and so, too, if one of a pair of mules, +or one of four chariot horses, or one of a company of slave players is +killed, account is to be taken not only of what is killed, but also of +the extent to which the others have been depreciated. + +11 The owner whose slave is killed has the option of suing the wrongdoer +for damages in a private action under the lex Aquilia, or of accusing +him on a capital charge by indictment. + +12 The second chapter of the lex Aquilia is now obsolete; + +13 the third makes provision for all damage which is not covered by the +first. Accordingly, if a slave or some quadruped which comes within +its terms, is wounded, or if a quadruped which does not come within its +terms, such as a dog or wild animal, is wounded or killed, an action is +provided by this chapter; and if any other animal or inanimate thing +is unlawfully damaged, a remedy is herein afforded; for all burning, +breaking, and crushing is hereby made actionable, though, indeed, the +single word 'breaking' covers all these offences, denoting as it does +every kind of injury, so that not only crushing and burning, but any +cutting, bruising, spilling, destroying, or deteriorating is hereby +denominated. Finally, it has been decided that if one man mixes +something with another's win or oil, so as to spoil its natural +goodness, he is liable under this chapter of the statute. + +14 It is obvious that, as a man is liable under the first chapter +only where a slave or quadruped is killed by express design or through +negligence on his part, so, too, he is answerable for all other damage +under this chapter only where it results from some wilful act or +carelessness of his. Under this chapter, however, it is not the highest +value which the thing had within a year, but that which it had within +the last thirty days, which is chargeable on the author of the mischief. + +15 It is true that here the statute does not expressly say 'the highest +value,' but Sabinus rightly held that the damages must be assessed as +if the words 'highest value' occurred also in this chapter; the Roman +people, who enacted this statute on the proposal of Aquilius the +tribune, having thought it sufficient to use them in the first chapter +only. + +16 It is held that a direct action lies under this statute only when the +body of the offender is substantially the instrument of mischief. If a +man occasions loss to another in any other way, a modified action will +usually lie against him; for instance, if he shuts up another man's +slave or quadruped, so as to starve him or it to death, or drives his +horse so hard as to knock him to pieces, or drives his cattle over a +precipice, or persuades his slave to climb a tree or go down a well, +who, in climbing the one or going down the other, is killed or injured +in any part of his body, a modified action is in all these cases given +against him. But if a slave is pushed off a bridge or bank into a +river, and there drowned, it is clear from the facts that the damage +is substantially done by the body of the offender, who is consequently +liable directly under the lex Aquilia. If damage be done, not by the +body or to a body, but in some other form, neither the direct nor the +modified Aquilian action will lie, though it is held that the wrongdoer +is liable to an action on the case; as, for instance, where a man is +moved by pity to loose another's slave from his fetters, and so enables +him to escape. + + + + +TITLE IV. OF INJURIES + +By injury, in a general sense, is meant anything which is done without +any right. Besides this, it has three special significations; +for sometimes it is used to express outrage, the proper word for +which--contumely--is derived from the verb 'to contemn,' and so is +equivalent to the Greek 'ubris': sometimes it means culpable negligence, +as where damage is said to be done (as in the lex Aquilia) 'with +injury,' where it is equivalent to the Greek 'adikema'; and sometimes +iniquity and injustice, which the Greeks express by 'adikia'; thus a +litigant is said to have received an 'injury' when the praetor or judge +delivers an unjust judgement against him. + +1 An injury or outrage is inflicted not only by striking with the +first, a stick, or a whip, but also by vituperation for the purpose of +collecting a crowd, or by taking possession of a man's effects on +the ground that he was in one's debt; or by writing, composing, or +publishing defamatory prose or verse, or contriving the doing of any of +these things by some one else; or by constantly following a matron, or +a young boy or girl below the age of puberty, or attempting anybody's +chastity; and, in a word, by innumerable other acts. + +2 An outrage or injury may be suffered either in one's own person, or +in the person of a child in one's power, or even, as now is generally +allowed, in that of one's wife. Accordingly, if you commit an 'outrage' +on a woman who is married to Titius, you can be sued not only in her own +name, but also in those of her father, if she be in his power, and of +her husband. But if, conversely, it be the husband who is outraged, the +wife cannot sue; for wives should be protected by their husbands, not +husbands by their wives. Finally, a father-in-law may sue on an outrage +committed on his daughterinlaw, if the son to whom she is married is in +his power. + +3 Slaves cannot be outraged themselves, but their master may be outraged +in their person, though not by all the acts by which an outrage might be +offered to him in the person of a child or wife, but only by aggravated +assaults or such insulting acts as clearly tend to dishonour the master +himself: for instance, by flogging the slave, for which an action lies; +but for mere verbal abuse of a slave, or for striking him with the fist, +the master cannot sue. + +4 If an outrage is committed on a slave owned by two or more persons +jointly, the damages to be paid to these severally should be assessed +with reference not to the shares in which they own him, but to their +rank or position, as it is to the reputation and not to the property +that the injury is done; + +5 and if an outrage is committed on a slave belonging to Maevius, but +in whom Titius has a usufruct, the injury is deemed to be done to the +former rather than to the latter. + +6 But if the person outraged is a free man who believes himself to be +your slave, you have no action unless the object of the outrage was +to bring you into contempt, though he can sue in his own name. The +principle is the same when another man's slave believes himself to +belong to you; you can sue on an outrage committed on him only when its +object is to bring contempt upon you. + +7 The penalty prescribed for outrage in the Twelve Tables was, for a +limb disabled, retaliation, for a bone merely broken a pecuniary mulct +proportionate to the great poverty of the age. The praetors, however, +subsequently allowed the person outraged to put his own estimate on the +wrong, the judge having a discretion to condemn the defendant either in +the sum so named by the plaintiff, or in a less amount; and of these +two kinds of penalties that fixed by the Twelve Tables is now obsolete, +while that introduced by the praetors, which is also called 'honorary,' +is most usual in the actual practice of the courts. Thus the pecuniary +compensation awarded for an outrage rises and falls in amount according +to the rank and character of the plaintiff, and this principle is +not improperly followed even where it is a slave who is outraged; the +penalty where the slave is a steward being different from what it is +when he is an ordinary menial, and different again when he is condemned +to wear fetters. + +8 The lex Cornelia also contains provisions as to outrages, and +introduced an action on outrage, available to a plaintiff who alleges +that he has been struck or beaten, or that a forcible entry has been +made upon his house; the term 'his house' including not only one which +belongs to him and in which he lives but also one which is hired by him, +or in which he is received gratuitously as a guest. + +9 An outrage becomes 'aggravated' either from the atrocious character of +the act, as where a man is wounded or beaten with clubs by another; or +from the place where it is committed, for instance, in the theatre or +forum, or in full sight of the praetor; or from the rank of the person +outraged,--if it be a magistrate, for instance, or if a senator be +outraged by a person of low condition, or a parent by his child, or a +patron by his freedman; for such an injury done to a senator, a parent, +or a patron has a higher pecuniary compensation awarded for it than one +done to a mere stranger, or to a person of low condition. Sometimes too +the position of the wound makes an outrage aggravated, as where a man +is struck in the eye. Whether the person on whom such an outrage is +inflicted is independent or in the power of another is almost entirely +immaterial, it being considered aggravated in either case. + +10 Finally, it should be observed that a person who has been outraged +always has his option between the civil remedy and a criminal +indictment. If he prefers the former, the penalty which is imposed +depends, as we have said, on the plaintiff's own estimate of the wrong +he has suffered; if the latter, it is the judge's duty to inflict an +extraordinary penalty on the offender. It should be remembered, however, +that by a constitution of Zeno persons of illustrious or still higher +rank may bring or defend such criminal actions on outrage by an agent, +provided they comply with the requirements of the constitution, as may +be more clearly ascertained by a perusal of the same. + +11 Liability to an action on outrages attaches not only to him who +commits the act,--the striking of a blow, for instance--but also +to those who maliciously counsel or abet in the commission, as, for +instance, to a man who gets another struck in the face. + +12 The right of action on outrage is lost by condonation; thus, if a man +be outraged, and takes no steps to obtain redress, but at once lets +the matter, as it is said, slip out of his mind, he cannot subsequently +alter his intentions, and resuscitate an affront which he has once +allowed to rest. + + + + +TITLE V. OF QUASI-DELICTAL OBLIGATIONS + +The obligation incurred by a judge who delivers an unjust or partial +decision cannot properly be called delictal, and yet it does not arise +from contract; consequently, as he cannot but be held to have done a +wrong, even though it may be due to ignorance, his liability would seem +to be quasidelictal, and a pecuniary penalty will be imposed on him at +the judge's discretion. + +1 Another case of quasidelictal obligation is that of a person from +whose residence, whether it be his own, or rented, or gratuitously lent +him, anything is thrown or poured out whereby another is injured; the +reason why his liability cannot properly be called delictal being that +it is usually incurred through the fault of some other person, such as +a slave or freedman. Of a similar character is the obligation of one who +keeps something placed or hung over a public way, which might fall and +injure any one. In this last case the penalty has been fixed at ten +aurei; in that of things thrown or poured out of a dwelling-house the +action is for damages equivalent to double the loss sustained, though +if a free man be thereby killed the penalty is fixed at fifty aurei, and +even if he be merely injured he can sue for such damages as the judge +shall in his discretion award; and here the latter should take into +account the medical and other expenses of the plaintiff's illness, as +well as the loss which he has sustained through being disabled from +work. + +2 If a son in power lives apart from his father, and anything is thrown +or poured out of his place of residence, or if he has anything so placed +or hung as to be dangerous to the public, it is the opinion of Julian +that no action lies against the father, but that the son should be made +sole defendant; and the same principle should be applied to a son in +power who is made a judge, and delivers an unjust or partial decision. + +3 Similarly shipowners, inn and stable keepers are liable as on a +quasi-delict for wilful damage or theft committed in their ships, inns, +or stables, provided the act be done by some or one of their servants +there employed, and not by themselves; for the action which is given in +such cases is not based on contract, and yet as they are in some sense +at fault for employing careless or dishonest servants, their liability +would seem to be quasidelictal. In such circumstances the action which +is given is on the case, and lies at suit of the injured person's heir, +though not against the heir of the shipowner, inn or stable keeper. + + + + +TITLE VI. OF ACTIONS + +The subject of actions still remains for discussion. An action is +nothing else than the right of suing before a judge for what is due to +one. + +1 The leading division of all actions whatsoever, whether tried before +a judge or a referee, is into two kinds, real and personal; that is to +say, the defendant is either under a contractual or delictal obligation +to the plaintiff, in which case the action is personal, and the +plaintiff's contention is that the defendant ought to convey something +to, or do something for him, or of a similar nature; or else, though +there is no legal obligation between the parties, the plaintiff asserts +a ground of action against some one else relating to some thing, in +which case the action is real. Thus, a man may be in possession of some +corporeal thing, in which Titius claims a right of property, and which +the possessor affirms belongs to him; here, if Titius sues for its +recovery, the action is real. + +2 It is real also if a man asserts that he has a right of usufruct over +a landed estate or a house, or a right of going or driving cattle over +his neighbour's land, or of drawing water from the same; and so too are +the actions relating to urban servitudes, as, for instance, where a man +asserts a right to raise his house, to have an uninterrupted prospect, +to project some building over his neighbour's land, or to rest the beams +of his own house on his neighbour's wall. Conversely, there are actions +relating to usufructs, and to rustic and urban servitudes, of a contrary +import, which lie at the suit of plaintiffs who deny their opponent's +right of usufruct, of going or driving cattle, of drawing water, of +raising their house, or having an uninterrupted view, of projecting some +building over the plaintiff's land, or of resting the beams of their +house in the plaintiff's wall. These actions too are real, but negative, +and never occur in disputes as to corporeal things, in which the +plaintiff is always the party out of possession; and there is no +action by which the possessor can (as plaintiff) deny that the thing in +question belongs to his adversary, except in one case only, as to which +all requisite information can be gathered from the fuller books of the +Digest. + +3 The actions which have hitherto been mentioned, and others which +resemble them, are either of statutory origin, or at any rate belong to +the civil law. There are other actions, however, both real and personal, +which the praetor has introduced in virtue of his jurisdiction, and of +which it is necessary to give examples. For instance, he will usually, +under the circumstances to be mentioned, allow a real action to be +brought with a fictitious allegation--namely, that the plaintiff has +acquired a title by usucapion where this, in fact, is not the case; +or, conversely, he will allow a fictitious plea on the part of the +defendant, to the effect that the plaintiff has not acquired such a +title where, in point of fact, he has. + +4 Thus, if possession of some object be delivered on a ground sufficient +to legally transfer the same--for instance, under a sale or gift, as +part of a dowry, or as a legacy--and the transferee has not yet acquired +a complete title by usucapion, he has no direct real action for its +recovery, if he accidentally loses possession, because by the civil law +a real action lies at the suit of the owner only. But as it seemed hard +that in such a case there should be no remedy, the praetor introduced +an action in which the plaintiff, who has lost possession, fictitiously +allege that he has acquired a full title by usucapion, and thus claims +the thing as his own. This is called the Publician action, because it +was first placed in the Edict by a praetor called Publicius. + +5 Conversely, if a person, while absent in the service of the State, or +while in the power of an enemy, acquires by usucapion property belonging +to some one resident at home, the latter is allowed, within a year +from the cessation of the possessor's public employment, to sue for +a recovery of the property by a rescission of the usucapion: by +fictitiously alleging, in other words, that the defendant has not thus +acquired it; and the praetor from motives of equity allows this kind of +action to be brought in certain other cases, as to which information may +be gathered from the larger work of the Digest or Pandects. + +6 Similarly, if a person conveys away his property in fraud of +creditors, the latter, on obtaining from the governor of the province a +decree vesting in them possession of the debtor's estate, are allowed to +avoid the conveyance, and sue for the recovery of the property; in other +words, to allege that the conveyance has never taken place, and that the +property consequently still belongs to the debtor. + +7 Again, the Servian and quasi-Servian actions, the latter of which +is also called 'hypothecary,' are derived merely from the praetor's +jurisdiction. The Servian action is that by which a landlord sues +for his tenant's property, over which he has a right in the nature +of mortgage as security for his rent; the quasi-Servian is a similar +remedy, open to every pledgee or hypothecary creditor. So far then as +this action is concerned, there is no difference between a pledge and a +hypothec: and indeed whenever a debtor and a creditor agree that certain +property of the former shall be the latter's security for his debt, the +transaction is called a pledge or a hypothec indifferently. In other +points, however, there is a distinction between them; for the term +'pledge' is properly used only where possession of the property in +question is delivered to the creditor, especially if that property be +movable: while a hypothec is, strictly speaking, such a right created by +mere agreement without delivery of possession. + +8 Besides these, there are also personal actions which the praetor has +introduced in virtue of his jurisdiction, for instance, that brought +to enforce payment of money already owed, and the action on a banker's +acceptance, which closely resembled it. By our constitution, however, +the first of these actions has been endowed with all the advantages +which belonged to the second, and the latter, as superfluous, has +therefore been deprived of all force and expunged from our legislation. +To the praetor is due also the action claiming an account of the +peculium of a slave or child in power, that in which the issue is +whether a plaintiff has made oath, and many others. + +9 The action brought to enforce payment of money already owed is +the proper remedy against a person who, by a mere promise, without +stipulation, has engaged to discharge a debt due either from himself or +from some third party. If he has promised by stipulation, he is liable +by the civil law. + +10 The action claiming an account of a peculium is a remedy introduced +by the praetor against a master or a father. By strict law, such persons +incur no liability on the contracts of their slaves or children in +power; yet it is only equitable that damages should still be recoverable +against them to the extent of the peculium, in which children in power +and slaves have a sort of property. + +11 Again, if a plaintiff, on being challenged by the defendant, deposes +on oath that the latter owes him the money which is the object of the +action, and payment is not made to him, the praetor most justly grants +to him an action in which the issue is, not whether the money is owing, +but whether the plaintiff has sworn to the debt. + +12 There is also a considerable number of penal actions which the +praetor has introduced in the exercise of his jurisdiction; for +instance, against those who in any way injure or deface his album; +or who summon a parent or patron without magisterial sanction; or who +violently rescue persons summoned before himself, or who compass such a +rescue; and others innumerable. + +13 'Prejudicial' actions would seem to be real, and may be exemplified +by those in which it is inquired whether a man is free born, or has +become free by manumission, or in which the question relates to a +child's paternity. Of these the first alone belongs to the civil law: +the others are derived from the praetor's jurisdiction. + +14 The kinds of action having been thus distinguished, it is clear that +a plaintiff cannot demand his property from another in the form 'if it +be proved that the defendant is bound to convey.' It cannot be said that +what already belongs to the plaintiff ought to be conveyed to him, for +conveyance transfers ownership, and what is his cannot be made more his +than it is already. Yet for the prevention of theft, and multiplication +of remedies against the thief, it has been provided that, besides the +penalty of twice or four times the value of the property stolen, the +property itself, or its value, may be recovered from the thief by a +personal action in the form 'if it be proved that the defendant ought to +convey,' as an alternative for the real action which is also available +to the plaintiff, and in which he asserts his ownership of the stolen +property. + +15 We call a real action a 'vindication,' and a personal action, in +which the contention is that some property should be conveyed to us, or +some service performed for us, a 'condiction,' this term being derived +from condicere, which has an old meaning of 'giving notice.' To call +a personal action, in which the plaintiff contends that the defendant +ought to convey to him, a condiction, is in reality an abuse of the +term, for nowadays there is no such notice as was given in the old +action of that name. + +16 Actions may be divided into those which are purely reparative, those +which are purely penal, and those which are mixed, or partly reparative, +partly penal. + +17 All real actions are purely reparative. Of personal actions those +which spring from contract are nearly all of the same character; for +instance, the actions on loans of money, or stipulations, on loans for +use, on deposit, agency, partnership, sale, and hire. If, however, +the action be on a deposit occasioned by a riot, a fire, the fall of a +building, or a shipwreck, the praetor enables the depositor to recover +double damages, provided he sues the bailee in person; he cannot recover +double damages from the bailee's heir, unless he can prove personal +fraud against the latter. In these two cases the action, though on +contract, is mixed. + +18 Actions arising from delict are sometimes purely penal, sometimes +are partly penal and partly reparative, and consequently mixed. The sole +object of the action of theft is the recovery of a penalty, whether +that penalty be four times the value of the property stolen, as in +theft detected in the commission, or only twice that value, as in simple +theft. The property itself is recoverable by an independent action in +which the person from whom it has been stolen claims it as his own, +whether it be in the possession of the thief himself or of some third +person; and against the thief himself he may even bring a condiction, to +recover the property or its value. + +19 The action on robbery is mixed, for the damages recoverable +thereunder are four times the value of the property taken, threefourths +being pure penalty, and the remaining fourth compensation for the loss +which the plaintiff has sustained. So too the action on unlawful damage +under the lex Aquilia is mixed, not only where the defendant denies his +liability, and so is sued for double damages, but also sometimes where +the claim is for simple damages only; as where a lame or one-eyed slave +is killed, who within the year previous was sound and of large value; in +which case the defendant is condemned to pay his greatest value within +the year, according to the distinction which has been drawn above. +Persons too who are under an obligation as heirs to pay legacies or +trust bequests to our holy churches or other venerable places, and +neglect to do so until sued by the legatee, are liable to a mixed +action, by which they are compelled to give the thing or pay the money +left by the deceased, and, in addition, an equivalent thing or sum as +penalty, the condemnation being thus in twice the value of the original +claim. + +20 Some actions are mixed in a different sense, being partly real, +partly personal. They are exemplified by the action for the division of +a 'family,' by which one of two or more joint heirs can enforce against +the other or rest a partition of the inheritance, and by the actions +for the division of common property, and for rectification of boundaries +between adjoining landed proprietors. In these three actions the judge +has power, according as shall to him seem fair and equitable, to adjudge +any part of the joint property, or of the land in dispute, to any one +of the parties, and to order any one of them who seems to have an undue +advantage in the partition or rectification to pay a certain sum of +money to the other or the rest as compensation. + +21 The damages recoverable in an action may be either once, twice, +three, or four times the value of the plaintiff's original interest; +there is no action by which more than fourfold damages can be claimed. + +22 Single damages only are recoverable in the actions on stipulation, +loan for consumption, sale, hire, agency, and many others besides. + +23 Actions claiming double damages are exemplified by those on simple +theft, on unlawful damage under the lex Aquilia, on certain kinds of +deposit, and for corruption of a slave, which lies against any one by +whose instigation and advice another man's slave runs away, or becomes +disobedient to his master, or takes to dissolute habits, or becomes +worse in any way whatsoever, and in which the value of property which +the runaway slave has carried off is taken into account. Finally, as we +remarked above, the action for the recovery of legacies left to places +of religion is of this character. + +24 An action for triple damages is grounded when a plaintiff makes an +overstatement of his claim in the writ of summons, in consequence of +which the officers of the court take too large a fee from the defendant. +In such a case the latter will be able to recover from the plaintiff +three times the loss which he sustains by the overcharge, including +in these damages simple compensation for the sum paid in excess of the +proper fee. This is provided by a distinguished constitution in our +Code, under which a statutory condiction clearly lies for the damages in +question. + +25 Quadruple damages are recoverable by the action on theft detected +in the commission, by the action on intimidation, and by the action +grounded on the giving of money in order to induce one man to bring a +vexatious suit against another, or to desist from a suit when brought. +Under our constitution too a statutory condiction lies for the recovery +of fourfold damages from officers of the court, who exact money from +defendants in excess of its provisions. + +26 There is this difference between the actions on simple theft and for +the corruption of a slave, and the other of which we spoke in connexion +with them, that by the two former double damages are recoverable under +any circumstances; the latter, namely the action on unlawful damage +under the lex Aquilia, and that on certain kinds of deposit, entail +double damages on the defendant only if he denies his liability; if he +admits it, simple damages alone can be recovered. The damages are double +under an action for recovery of legacies left to religious places not +only when the liability is denied, but also when the defendant delays +payment until sued by the order of a magistrate; if he admits his +liability, and pays before being so sued, he cannot be compelled to pay +more than the original debt. + +27 The action on intimidation also differs from the others which we +mentioned in the same connexion, in that it contains in its very nature +an implied condition that the defendant is entitled to acquittal if, on +being so ordered by the judge, he restores to the plaintiff the property +of which the latter has been deprived. In other actions of the same +class this is not so; for instance, in the action on theft detected +in the commission, the defendant has under any circumstances to pay +fourfold damages. + +28 Again, some actions are equitable, others are actions of strict +law. To the former class belong the actions on sale, hire, unauthorised +agency, agency proper, deposit, partnership, guardianship, loan for use, +mortgage, division of a 'family,' partition of joint property, those +on the innominate contracts of sale by commission and exchange, and the +suit for recovery of an inheritance. Until quite recently it was a moot +point whether the lastnamed was properly an equitable action, but our +constitution has definitely decided the question in the affirmative. + +29 Formerly too the action for the recovery of a dowry was an equitable +action: but as we found that the action on stipulation was more +convenient, we have, while establishing many distinctions, attached +all the advantages which the former remedy possessed to the action +on stipulation, when employed for the recovery of a dowry. The former +action being thus by a judicious reform abolished, that on stipulation, +by which it has been replaced, has deservedly been invested with all +the characteristics of an equitable action, so far as and whenever it is +brought for the recovery of a dowry. We have also given persons entitled +to sue for such recovery a tacit hypothec over the husband's property, +but this right is not to give any priority over other hypothecary +creditors except where it is the wife herself who sues to recover +her dowry; it being in her interest only that we have made this new +provision. + +30 In equitable actions the judge has full power to assess on good and +fair grounds the amount due to the plaintiff, and in so doing to take +into account counterclaims of the defendant, condemning the latter only +in the balance. Even in actions of strict law counterclaims have been +permitted since a rescript of the Emperor Marcus, the defendant meeting +the plaintiff's claim by a plea of fraud. By our constitution, however, +a wider field has been given to the principle of setoff, when the +counterclaim is clearly established, the amount claimed in the +plaintiff's action, whether real or personal, or whatever its nature, +being reduced by operation of law to the extent of the defendant's +counterclaim. The only exception to this rule is the action on deposit, +against which we have deemed it no less than dishonest to allow any +counterclaim to be set up; for if this were permitted persons might +be fraudulently prevented from recovering property deposited under the +pretence of a setoff. + +31 There are some actions again which we call arbitrary, because their +issue depends on an 'arbitrium' or order of the judge. Here, unless on +such order the defendant satisfies the plaintiff's claim by restoring or +producing the property, or by performing his obligation, or in a noxal +action by surrendering the guilty slave, he ought to be condemned. Some +of such actions are real, others personal. The former are exemplified +by the Publician action, the Servian action for the recovery of a tenant +farmer's stock, and the quasi-Servian or socalled hypothecary action; +the latter by the actions on intimidation and on fraud, by that for the +recovery of a thing promised at a particular place, and by the action +claiming production of property. In all these actions, and others of a +similar nature, the judge has full power to determine on good and just +grounds, according to the circumstances of each particular case, the +form in which reparation ought to be made to the plaintiff. + +32 It is the judge's duty, in delivering judgement, to make his award as +definite as possible, whether it relate to the payment of money or +the delivery of property, and this even when the plaintiff's claim is +altogether unliquidated. + +33 Formerly, if the plaintiff, in his statement of claim, demanded more +than he was entitled to, his case fell to the ground, that is, he lost +even that which was his due, and in such cases the praetor usually +declined to restore him to his previous position, unless he was a minor; +for in this matter too the general rule was observed of giving relief to +minors after inquiry made, if it were proved that they had made an error +owing to their lack of years. If, however, the mistake was entirely +justifiable, and such as to have possibly misled even the discreetest of +men, relief was afforded even to persons of full age, as in the case of +a man who sues for the whole of a legacy, of which part is found to +have been taken away by codicils subsequently discovered; or where such +subsequently discovered codicils give legacies to other persons, so +that, the total amount given in legacies being reduced under the lex +Falcidia, the first legatee is found to have claimed more than the +threefourths allowed by that statute. Overstatement of claim takes four +forms; that is, it may relate either to the object, the time, the place, +or the specification. A plaintiff makes an overclaim in the object when, +for instance, he sues for twenty aurei while only ten are owing to him, +or when, being only part owner of property, he sues to recover the whole +or a greater portion of it than he is entitled to. Overclaim in respect +of time occurs when a man sues for money before the day fixed for +payment, or before the fulfilment of a condition on which payment was +dependent; for exactly as one who pays money only after it falls due +is held to pay less than his just debt, so one who makes his demand +prematurely is held to make an overclaim. Overclaim in respect of place +is exemplified by a man suing at one place for performance of a promise +which it was expressly agreed was to be performed at another, without +any reference, in his claim, to the latter: as, for instance, if a man, +after stipulating thus, 'Do you promise to pay at Ephesus?' were to +claim the money as due at Rome, without any addition as to Ephesus. +This is an overclaim, because by alleging that the money is due at Rome +simply, the plaintiff deprives his debtor of the advantage he might have +derived from paying at Ephesus. On this account an arbitrary action is +given to a plaintiff who sues at a place other than that agreed upon +for payment, in which the advantage which the debtor might have had in +paying at the latter is taken into consideration, and which usually is +greatest in connexion with commodities which vary in price from district +to district, such as wine, oil, or grain; indeed even the interest +on loans of money is different in different places. If, however, a +plaintiff sues at Ephesus--that is, in our example, at the place agreed +upon for the payment--he need do no more than simply allege the debt, +as the praetor too points out, because the debtor has all the advantage +which payment in that particular place gives him. Overclaim in respect +of specification closely resembles overclaim in respect of place, and +may be exemplified by a man's stipulating from you 'do you promise +to convey Stichus or ten aurei?' and then suing for the one or the +other--that is to say, either for the slave only, or for the money only. +The reason why this is an overclaim is that in stipulations of this sort +it is the promisor who has the election, and who may give the slave +or the money, whichever he prefers; consequently if the promisee sues, +alleging that either the money alone, or the slave alone, ought to be +conveyed to him, he deprives his adversary of his election, and thereby +puts him in a worse position, while he himself acquires an undue +advantage. Other cases of this form of overclaim occur where a man, +having stipulated in general terms for a slave, for wine, or for purple, +sues for the particular slave Stichus, or for the particular wine +of Campania, or for Tyrian purple; for in all of these instances he +deprives his adversary of his election, who was entitled, under the +terms of the stipulation, to discharge his obligation in a mode other +than that which is required of him. And even though the specific thing +for which the promisee sues be of little or no value, it is still an +overclaim: for it is often easier for a debtor to pay what is of greater +value than what is actually demanded of him. Such were the rules of the +older law, which, however, has been made more liberal by our own and +Zeno's statutes. Where the overclaim relates to time, the constitution +of Zeno prescribes the proper procedure; if it relates to quantity, or +assumes any other form, the plaintiff, as we have remarked above, is +to be condemned in a sum equivalent to three times any loss which the +defendant may have sustained thereby. + +34 If the plaintiff in his statement of claim demands less than is his +due, as for instance by alleging a debt of five aurei, when in fact he +is owed ten, or by claiming only half of an estate the whole of which +really belongs to him, he runs no risk thereby, for, by the constitution +of Zeno of sacred memory, the judge will in the same action condemn the +defendant in the residue as well as in the amount actually claimed. + +35 If he demands the wrong thing in his statement of claim, the rule is +that he runs no risk; for if he discovers his mistake, we allow him +to set it right in the same action. For instance, a plaintiff who is +entitled to the slave Stichus may claim Eros; or he may allege that he +is entitled to a conveyance under a will, when his right is founded in +reality upon a stipulation. + +36 There are again some actions in which we do not always recover the +whole of what is due to us, but in which we sometimes get the whole, +sometimes only part. For instance, if the fund to which our claim looks +for satisfaction be the peculium of a son in power or a slave, and it +is sufficient in amount to meet that claim, the father or master is +condemned to pay the whole debt; but if it is not sufficient, the +judge condemns him to pay only so far as it will go. Of the mode of +ascertaining the amount of a peculium we will speak in its proper place. + +37 So too if a woman sues for the recovery of her dowry, the rule is +that the husband is to be condemned to restore it only so far as he is +able, that is, so far as his means permit. Accordingly, if his means +will enable him to restore the dowry in full, he will be condemned to do +so; if not, he will be condemned to pay only so much as he is able. The +amount of the wife's claim is also usually lessened by the husband's +right of retaining some portion for himself, which he may do to the +extent of any outlay he has made on dowry property, according to +the rule, stated in the larger work of the Digest, that a dowry is +diminished by operation of law to the extent of all necessary outlay +thereon. + +38 Again, if a man goes to law with his parent or patron, or if one +partner brings an action of partnership against another, he cannot get +judgement for more than his adversary is able to pay. The rule is the +same when a man is sued on a mere promise to give a present. + +39 Very often too a plaintiff obtains judgement for less than he was +owed through the defendant's pleading a setoff: for, as has already been +observed, the judge, acting on equitable principles, would in such a +case take into account the cross demand in the same transaction of the +defendant, and condemn him only in the residue. + +40 So too if an insolvent person, who surrenders all his effects to his +creditors, acquires fresh property of sufficient amount to justify such +a step, his creditors may sue him afresh, and compel him to satisfy the +residue of their claims so far as he is able, but not to give up all +that he has; for it would be inhuman to condemn a man to pay his debts +in full who has already been once deprived of all his means. + + + + +TITLE VII. OF CONTRACTS MADE WITH PERSONS IN POWER + +As we have already mentioned the action in respect of the peculium of +children in power and slaves, we must now explain it more fully, and +with it the other actions by which fathers and masters are sued for the +debts of their sons or slaves. Whether the contract be made with a slave +or with a child in power, the rules to be applied are much the same; and +therefore, to make our statements as short as possible, we will speak +only of slaves and masters, premising that what we say of them is true +also of children and the parents in whose power they are; where the +treatment of the latter differs from that of the former, we will point +out the divergence. + +1 If a slave enters into a contract at the bidding of his master, the +praetor allows the latter to be sued for the whole amount: for it is on +his credit that the other party relies in making the contract. + +2 On the same principle the praetor grants two other actions, in which +the whole amount due may be sued for; that called exercitoria, to +recover the debt of a shipmaster, and that called institoria, to recover +the debt of a manager or factor. The former lies against a master +who has appointed a slave to be captain of a ship, to recover a debt +incurred by the slave in his character of captain, and it is called +exercitoria, because the person to whom the daily profits of a ship +belong is termed an exercitor. The latter lies against a man who has +appointed a slave to manage a shop or business, to recover any debt +incurred in that business; it is called institoria, because a person +appointed to manage a business is termed an institor. And these actions +are granted by the praetor even if the person whom one sets over a ship, +a shop, or any other business, be a free man or another man's slave, +because equity requires their application in these latter cases no less +than in the former. + +3 Another action of the praetor's introduction is that called +tributoria. If a slave, with the knowledge of his master, devotes his +peculium to a trade or business, the rule which the praetor follows, in +respect of contracts made in the course of such trade or business, is +that the peculium so invested and its profits shall be divided between +the master, if anything is due to him, and the other creditors in the +ratio of their claims. The distribution of these assets is left to the +master, subject to this provision, that any creditor who complains of +having received less than his proper share can bring this action against +him for an account. + +4 There is also an action in respect of peculium and of what has been +converted to the uses of the master, under which, if a debt has been +contracted by a slave without the consent of his master, and some +portion thereof has been converted to his uses, he is liable to that +extent, while if no portion has been so converted, he is liable to the +extent of the slave's peculium. Conversion to his uses is any necessary +expenditure on his account, as repayment to his creditors of money +borrowed, repair of his falling house, purchase of corn for his slaves, +or of an estate for him, or any other necessary. Thus, if out of ten +aurei which your slave borrows from Titius, he pays your creditor five, +and spends the remainder in some other way, you are liable for the whole +of the five, and for the remainder to the extent of the peculium: and +from this it is clear that if the whole ten were applied to your uses +Titius could recover the whole from you. Thus, though it is but a single +action which is brought in respect of peculium and of conversion to +uses, it has two condemnatory clauses. The judge by whom the action is +tried first looks to see whether there has been any application to the +uses of the master, and does not proceed to ascertain the amount of +the peculium unless there has been no such application, or a partial +application only. In ascertaining the amount of the peculium deduction +is first made of what is owed to the master or any person in his power, +and the residue only is treated as peculium; though sometimes what +a slave owes to a person in his master's power is not deducted, for +instance, where that person is another slave who himself belongs to the +peculium; thus, where a slave owes a debt to his own vicarial slave, its +amount is not deducted from the peculium. + +5 There is no doubt that a person with whom a slave enters into a +contract at the bidding of his master, or who can sue by the actions +exercitoria or institoria, may in lieu thereof bring an action in +respect of the peculium and of conversion to uses; but it would be most +foolish of him to relinquish an action by which he may with the greatest +ease recover the whole of what is owing to him under the contract, and +undertake the trouble of proving a conversion to uses, or the existence +of a peculium sufficient in amount to cover the whole of the debt. So +too a plaintiff who can sue by the action called tributoria may sue in +respect of peculium and conversion to uses, and sometimes the one +action is the more advisable, sometimes the other. The former has this +advantage, that in it the master has no priority; there is no deduction +of debts owing to him, but he and the other creditors stand on precisely +the same footing; while in the action in respect of peculium deduction +is first made of debts owing to the master, who is condemned to pay +over to the creditors only what then remains. On the other hand, the +advantage of the action in respect of peculium is that in it the slave's +whole peculium is liable to his creditors, whereas in the action called +tributoria only so much of it is liable as is invested in the trade +or business; and this may be only a third, a fourth, or even a less +fraction, because the slave may have the rest invested in land or +slaves, or out on loan. A creditor ought therefore to select the one +or the other action by considering their respective advantages in each +particular case; though he certainly ought to choose that in respect of +conversion to uses, if he can prove such conversion. + +6 What we have said of the liability of a master on the contracts of +his slave is equally applicable where the contract is made by a child or +grandchild in the power of his or her father or grandfather. + +7 A special enactment in favour of children in power is found in the +senatusconsult of Macedo, which has prohibited the giving of loans of +money to such persons, and refused an action to the lender both against +the child, whether he be still in power, or has become independent by +death of the ancestor or emancipation, and against the parent, whether +he still retains the child in his power, or has emancipated him. This +enactment was made by the Senate because it was found that persons +in power, when dragged down by the burden of loans which they had +squandered in profligacy, often plotted against the lives of their +parents. + +8 Finally, it should be observed that where a contract has been entered +into by a slave or son in power at his master's or parent's bidding, +or where there has been a conversion to his uses, a condiction may be +brought directly against the parent or master, exactly as if he had +been the original contracting party in person. So too, wherever a man +is suable by either of the actions called exercitoria and institoria, +he may, in lieu thereof, be sued directly by a condiction, because in +effect the contract in such cases is made at his bidding. + + + + +TITLE VIII. OF NOXAL ACTIONS + +Where a delict, such as theft, robbery, unlawful damages, or outrage, +is committed by a slave, a noxal action lies against the master, who +on being condemned has the option of paying the damages awarded, or +surrendering the slave in satisfaction of the injury. + +1 The wrongdoer, that is, the slave, is called 'noxa'; 'noxia' is the +term applied to the wrong itself, that is, the theft, damage, robbery, +or outrage. + +2 This principle of noxal surrender in lieu of paying damages awarded is +based on most excellent reason, for it would be unjust that the misdeed +of a slave should involve his master in any detriment beyond the loss of +his body. + +3 If a master is sued by a noxal action on the ground of his slave's +delict, he is released from all liability by surrendering the slave in +satisfaction of the wrong, and by this surrender his right of ownership +is permanently transferred; though if the slave can procure enough money +to compensate the surrenderee in full for the wrong he did him, he can, +by applying to the praetor, get himself manumitted even against the will +of his new master. + +4 Noxal actions were introduced partly by statute, partly by the Edict +of the praetor; for theft, by the statute of the Twelve Tables; for +unlawful damages, by the lex Aquilia; for outrage and robbery, by the +Edict. + +5 Noxal actions always follow the person of the wrongdoer. Thus, if your +slave does a wrong while in your power, an action lies against you; if +he becomes the property of some other person, that other is the proper +person to be sued; and if he is manumitted, he becomes directly and +personally liable, and the noxal action is extinguished. Conversely, a +direct action may change into noxal; thus, in an independent person has +done a wrong, and then becomes your slave (as he may in several ways +described in the first Book), a noxal action lies against you in lieu of +the direct action which previously lay against the wrongdoer in person. + +6 But no action lies for an offence committed by a slave against his +master, for between a master and a slave in his power there can be no +obligation; consequently, if the slave becomes the property of some +other person, or is manumitted, neither he nor his new master can be +sued; and on the same principle, if another man's slave commits a wrong +against you, and then becomes your property, the action is extinguished, +because it has come into a condition in which an action cannot exist; +the result being that even if the slave passes again out of your power +you cannot sue. Similarly, if a master commits a wrong against his +slave, the latter cannot sue him after manumission or alienation. + +7 These rules were applied by the ancients to wrongs committed by +children in power no less than by slaves; but the feeling of modern +times has rightly rebelled against such inhumanity, and noxal surrender +of children under power has quite gone out of use. Who could endure in +this way to give up a son, still more a daughter, to another, whereby +the father would be exposed to greater anguish in the person of a son +than even the latter himself, while mere decency forbids such treatment +in the case of a daughter? Accordingly, such noxal actions are permitted +only where the wrongdoer is a slave, and indeed we find it often laid +down by old legal writers that sons in power may be sued personally for +their own delicts. + + + + +TITLE IX. OF PAUPERIES, OR DAMAGE DONE BY QUADRUPEDS + +A noxal action was granted by the statute of the Twelve Tables in cases +of mischief done through wantonness, passion, or ferocity, by irrational +animals; it being by an enactment of that statute provided, that if the +owner of such an animal is ready to surrender it as compensation for the +damage, he shall thereby be released from all liability. Examples of +the application of this enactment may be found in kicking by a horse, +or goring by a bull, known to be given that way; but the action does not +lie unless in causing the damage the animal is acting contrary to its +natural disposition; if its nature be to be savage, this remedy is not +available. Thus, if a bear runs away from its owner, and causes damage, +the quondam owner cannot be sued, for immediately with its escape his +ownership ceased to exist. The term pauperies, or 'mischief,' is used to +denote damage done without there being any wrong in the doer of it, for +an unreasoning animal cannot be said to have done a wrong. Thus far as +to the noxal action. + +1 It is, however, to be observed that the Edict of the aedile forbids +dogs, boars, bears, or lions to be kept near where there is a public +road, and directs that if any injury be caused to a free man through +disobedience of this provision, the owner of the beast shall be +condemned to pay such sum as to the judge shall seem fair and equitable: +in case of any other injury the penalty is fixed at double damages. +Besides this aedilician action, that on pauperies may also be sometimes +brought against the same defendant; for when two or more actions, +especially penal ones, may be brought on one and the same ground, the +bringing of one does not debar the plaintiff from subsequently bringing +the other. + + + + +TITLE X. OF PERSONS THROUGH WHOM WE CAN BRING AN ACTION + +We must now remark that a man may sue either for himself, or for another +as attorney, guardian, or curator: whereas formerly one man could not +sue for another except in public suits, as an assertor of freedom, +and in certain actions relating to guardianship. The lex Hostilia +subsequently permitted the bringing of an action of theft on behalf +of persons who were in the hands of an enemy, or absent on State +employment, and their pupils. It was, however, found extremely +inconvenient to be unable to either bring or defend an action on behalf +of another, and accordingly men began to employ attorneys for this +purpose; for people are often hindered by illhealth, age, unavoidable +absence, and many other causes from attending to their own business. + +1 For the appointment of an attorney no set form of words is necessary, +nor need it be made in the presence of the other party, who indeed +usually knows nothing about it; for in law any one is your attorney whom +you allow to bring or defend an action on your behalf. + +2 The modes of appointing guardians and curators have been explained in +the first Book. + + + + +TITLE XI. OF SECURITY + +The old system of taking security from litigants differed from that +which has more recently come into use. + +Formerly the defendant in a real action was obliged to give security, so +that if judgement went against him, and he neither gave up the property +which was in question, nor paid the damages assessed, the plaintiff +might be able to sue either him or his sureties: and this is called +security for satisfaction of judgement, because the plaintiff stipulates +for payment to himself of the sum at which the damages are assessed. +And there was all the more reason for compelling the defendant in a real +action to give security if he was merely the representative of another. +From the plaintiff in a real action no security was required if it was +on his own account that he sued, but if he was merely an attorney, he +was required to give security for the ratification of his proceedings +by his principal, owing to the possibility of the latter's subsequently +suing in person on the same claim. Guardians and curators were required +by the Edict to give the same security as attorneys; but when they +appeared as plaintiffs they were sometimes excused. + +1 So much for real actions. In personal actions the same rules applied, +so far as the plaintiff was concerned, as we have said obtained in real +actions. If the defendant was represented by another person, security +had always to be given, for no one is allowed to defend another without +security; but if the defendant was sued on his own account, he was not +compelled to give security for satisfaction of judgement. + +2 Nowadays, however, the practice is different; for if the defendant +is sued on his own account, he is not compelled to give security +for repayment of the damages assessed, whether the action be real or +personal; all that he has to do is to enter into a personal engagement +that he will subject himself to the jurisdiction of the court down +to final judgement; the mode of making such engagement being either +a promise under oath, which is called a sworn recognizance, or a bare +promise, or giving of sureties, according to the defendant's rank and +station. + +3 But the case is different where either plaintiff or defendant appears +by an attorney. If the plaintiff does so, and the attorney's appointment +is not enrolled in the records, or confirmed by the principal personally +in court, the attorney must give security for ratification of his +proceedings by his principal; and the rule is the same if a guardian, +curator, or other person who has undertaken the management of another's +affairs begins an action through an attorney. + +4 If a defendant appears, and is ready to appoint an attorney to defend +the action for him, he can do this either by coming personally into +court, and confirming the appointment by the solemn stipulations +employed when security is given for satisfaction of judgement, or by +giving security out of court whereby, as surety for his attorney, he +guarantees the observance of all the clauses of the socalled security +for satisfaction of judgement. In all such cases, he is obliged to give +a right of hypothec over all his property, whether the security be given +in or out of court, and this right avails against his heirs no less than +against himself. Finally, he has to enter into a personal engagement +or recognizance to appear in court when judgement is delivered; and in +default of such appearance his surety will have to pay all the damages +to which he is condemned, unless notice of appeal is given. + +5 If, however, the defendant for some reason or other does not appear, +and another will defend for him, he may do so, and it is immaterial +whether the action be real or personal, provided he will give security +for satisfaction of the judgement in full; for we have already mentioned +the old rule, that no one is allowed to defend another without security. + +6 All this will appear more clearly and fully by reference to the daily +practice of the courts, and to actual cases of litigation: + +7 and it is our pleasure that these rules shall hold not only in this +our royal city, but also in all our provinces, although it may be +that through ignorance the practice elsewhere was different: for it +is necessary that the provinces generally shall follow the lead of the +capital of our empire, that is, of this royal city, and observe its +usages. + + + + +TITLE XII. OF ACTIONS PERPETUAL AND TEMPORAL, AND WHICH MAY BE BROUGHT +BY AND AGAINST HEIRS + +It should be here observed that actions founded on statutes, +senatusconsults, and imperial constitutions could be brought at any +length of time from the accrual of the cause of action, until certain +limits were fixed for actions both real and personal by imperial +enactments; while actions which were introduced by the praetor in the +exercise of his jurisdiction could, as a rule, be brought only within a +year, that being the duration of his authority. Some praetorian actions, +however, are perpetual, that is to say, can be brought at any time +which does not exceed the limit fixed by the enactments referred to; for +instance, those granted to 'possessors of goods' and other persons who +are fictitiously represented as heirs. So, too, the action for theft +detected in the commission, though praetorian, is perpetual, the praetor +having judged it absurd to limit it by a year. + +1 Actions which will lie against a man under either the civil or the +praetorian law will not always lie against his heir, the rule being +absolute that for delict--for instance, theft, robbery, outrage, or +unlawful damage--no penal action can be brought against the heir. The +heir of the person wronged, however, may bring these actions, except +in outrage, and similar cases, if any. Sometimes, even an action on +contract cannot be brought against the heir; this being the case where +the testator has been guilty of fraud, and his heir has not profited +thereby. If, however, a penal action, such as those we have mentioned, +has been actually commenced by the original parties, it is transmitted +to the heirs of each. + +2 Finally, it must be remarked that if, before judgement is pronounced, +the defendant satisfies the plaintiff, the judges ought to absolve him, +even though he was liable to condemnation at the time when the action +was commenced; this being the meaning of the old dictum, that all +actions involve the power of absolution. + + + + +TITLE XIII. OF EXCEPTIONS + +We have next to examine the nature of exceptions. Exceptions are +intended for the protection of the defendant, who is often in this +position, that though the plaintiff's case is a good one in the +abstract, yet as against him, the particular defendant, his contention +is inequitable. + +1 For instance, if you are induced by duress, fraud, or mistake to +promise Titius by stipulation what you did not owe him, it is clear that +by the civil law you are bound, and that the action on your promise is +well grounded; yet it is inequitable that you should be condemned, and +therefore in order to defeat the action you are allowed to plead +the exception of duress, or of fraud, or one framed to suit the +circumstances of the cases. + +2 So too, if, as a preliminary to an advance of money, one stipulates +from you for its repayment, and then never advances it after all, it +is clear that he can sue you for the money, and you are bound by your +promise to give it; but it would be iniquitous that you should be +compelled to fulfil such an engagement, and therefore you are permitted +to defend yourself by the exception that the money, in point of fact, +was never advanced. The time within which this exception can be pleaded, +as we remarked in a former Book, has been shortened by our constitution. + +3 Again, if a creditor agrees with his debtor not to sue for a debt, the +latter still remains bound, because an obligation cannot be extinguished +by a bare agreement; accordingly, the creditor can validly bring against +him a personal action claiming payment of the debt, though, as it would +be inequitable that he should be condemned in the face of the agreement +not to sue, he may defend himself by pleading such agreement in the form +of an exception. + +4 Similarly, if at his creditor's challenge a debtor affirms on oath +that he is not under an obligation to convey, he still remains bound; +but as it would be unfair to examine whether he has perjured himself, +he can, on being sued, set up the defence that he has sworn to the +nonexistence of the debt. In real actions, too, exceptions are equally +necessary; thus, if on the plaintiff's challenge the defendant swears +that the property is his, there is nothing to prevent the former +from persisting in his action; but it would be unfair to condemn the +defendant, even though the plaintiff's contention that the property is +his be well founded. + +5 Again, an obligation still subsists even after judgement in an action, +real or personal, in which you have been defendent, so that in strict +law you may be sued again on the same ground of action; but you can +effectually meet the claim by pleading the previous judgement. + +6 These examples will have been sufficient to illustrate our meaning; +the multitude and variety of the cases in which exceptions are necessary +may be learnt by reference to the larger work of the Digest or Pandects. + +7 Some exceptions derive their force from statutes or enactments +equivalent to statutes, others from the jurisdiction of the praetor; + +8 and some are said to be perpetual or peremptory, others to be +temporary or dilatory. + +9 Perpetual or peremptory exceptions are obstructions of unlimited +duration, which practically destroy the plaintiff's ground of action, +such as the exceptions of fraud, intimidation, and agreement never to +sue. + +10 Temporary or dilatory exceptions are merely temporary obstructions, +their only effect being to postpone for a while the plaintiff's right +to sue; for example, the plea of an agreement not to sue for a certain +time, say, five years; for at the end of that time the plaintiff can +effectually pursue his remedy. Consequently persons who would like to +sue before the expiration of the time, but are prevented by the plea of +an agreement to the contrary, or something similar, ought to postpone +their action till the time specified has elapsed; and it is on this +account that such exceptions are called dilatory. If a plaintiff brought +his action before the time had expired, and was met by the exception, +this would debar him from all success in those proceedings, and formerly +he was unable to sue again, owing to his having rashly brought the +matter into court, whereby he consumed his right of action, and lost all +chance of recovering what was his due. Such unbending rules, however, we +do not at the present day approve. Plaintiffs who venture to commence +an action before the time agreed upon, or before the obligation is yet +actionable, we subject to the constitution of Zeno, which that most +sacred legislator enacted as to overclaims in respect of time; whereby, +if the plaintiff does not observe the stay which he has voluntarily +granted, or which is implied in the very nature of the action, the time +during which he ought to have postponed his action shall be doubled, and +at its termination the defendant shall not be suable until he has been +reimbursed for all expenses hitherto incurred. So heavy a penalty it is +hoped will induce plaintiffs in no case to sue until they are entitled. + +11 Moreover, some personal incapacities produce dilatory exceptions, +such as those relating to agency, supposing that a party wishes to be +represented in an action by a soldier or a woman; for soldiers may not +act as attorneys in litigation even on behalf of such near relatives as +a father, mother, or wife, not even in virtue of an imperial rescript, +though they may attend to their own affairs without committing a breach +of discipline. We have sanctioned the abolition of those exceptions, by +which the appointment of an attorney was formerly opposed on account of +the infamy of either attorney or principal, because we found that they +no longer were met with in actual practice, and to prevent the trial of +the real issue being delayed by disputes as to their admissibility and +operation. + + + + +TITLE XIV. OF REPLICATIONS + +Sometimes an exception, which prima facie seems just to the defendant, +is unjust to the plaintiff, in which case the latter must protect +himself by another allegation called a replication, because it parries +and counteracts the force of the exception. For example, a creditor may +have agreed with his debtor not to sue him for money due, and then have +subsequently agreed with him that he shall be at liberty to do so; here +if the creditor sues, and the debtor pleads that he ought not to be +condemned on proof being given of the agreement not to sue, he bars the +creditor's claim, for the plea is true, and remains so in spite of the +subsequent agreement; but as it would be unjust that the creditor should +be prevented from recovering, he will be allowed to plead a replication, +based upon that agreement. + +1 Sometimes again a replication, though prima facie just, is unjust +to the defendant; in which case he must protect himself by another +allegation called a rejoinder: + +2 and if this again, though on the face of it just, is for some reason +unjust to the plaintiff, a still further allegation is necessary for his +protection, which is called a surrejoinder. + +3 And sometimes even further additions are required by the multiplicity +of circumstances under which dispositions are made, or by which they +are subsequently affected; as to which fuller information may easily be +gathered from the larger work of the Digest. + +4 Exceptions which are open to a defendant are usually open to his +surety as well, as indeed is only fair: for when a surety is sued the +principal debtor may be regarded as the real defendant, because he can +be compelled by the action on agency to repay the surety whatsoever he +has disbursed on his account. Accordingly, if the creditor agrees with +his debtor not to sue, the latter's sureties may plead this agreement, +if sued themselves, exactly as if the agreement had been made with +them instead of with the principal debtor. There are, however, some +exceptions which, though pleadable by a principal debtor, are not +pleadable by his surety; for instance, if a man surrenders his property +to his creditors as an insolvent, and one of them sues him for his debt +in full, he can effectually protect himself by pleading the surrender; +but this cannot be done by his surety, because the creditor's main +object, in accepting a surety for his debtor, is to be able to have +recourse to the surety for the satisfaction of his claim if the debtor +himself becomes insolvent. + + + + +TITLE XV. OF INTERDICTS + +We have next to treat of interdicts or of the actions by which they have +been superseded. Interdicts were formulae by which the praetor either +ordered or forbad some thing to be done, and occurred most frequently in +case of litigation about possession or quasi-possession. + +1 The first division of interdicts is into orders of abstention, of +restitution, and of production. The first are those by which the praetor +forbids the doing of some act--for instance, the violent ejection of +a bona fide possessor, forcible interference with the internment of a +corpse in a place where that may lawfully be done, building upon sacred +ground, or the doing of anything in a public river or on its banks +which may impede its navigation. The second are those by which he orders +restitution of property, as where he directs possession to be restored +to a 'possessor of goods' of things belonging to an inheritance, and +which have hitherto been in the possession of others under the title +of heir, or without any title at all; or where he orders a person to be +reinstated in possession of land from which he has been forcibly ousted. +The third are those by which he orders the production of persons or +property; for instance, the production of a person whose freedom is in +question, of a freedman whose patron wishes to demand from him certain +services, or of children on the application of the parent in whose power +they are. Some think that the term interdict is properly applied only to +orders of abstention, because it is derived from the verb 'interdicere,' +meaning to denounce or forbid, and that orders of restitution or +production are properly termed decrees; but in practice they are all +called interdicts, because they are given 'inter duos,' between two +parties. + +2 The next division is into interdicts for obtaining possession, for +retaining possession, and for recovering possession. + +3 Interdicts for obtaining possession are exemplified by the one given +to a 'possessor of goods,' which is called 'Quorum bonorum,' and which +enjoins that whatever portion of the goods, whereof possession has been +granted to the claimant, is in the hands of one who holds by the title +of heir or as mere possessor only, shall be delivered up to the grantee +of possession. A person is deemed to hold by the title of heir who +thinks he is an heir; he is deemed to hold as mere possessor who relies +on no title at all, but holds a portion of the whole of the inheritance, +knowing that he is not entitled. It is called an interdict for obtaining +possession, because it is available only for initiating possession; +accordingly, it is not granted to a person who has already had and lost +possession. Another interdict for obtaining possession is that named +after Salvius, by which the landlord gets possession of the tenant's +property which has been hypothecated as a security for rent. + +4 The interdicts 'Uti possidetis' and 'Utrubi' are interdicts for +retaining possession, and are employed when two parties claim ownership +in anything, in order to determine which shall be defendant and which +plaintiff; for no real action can be commenced until it is ascertained +which of the parties is in possession, because law and reason both +require that one of them shall be in possession and shall be sued by +the other. As the role of defendant in a real action is far more +advantageous than that of plaintiff, there is almost invariably a keen +dispute as to which party is to have possession pending litigation: the +advantage consisting in this, that, even if the person in possession has +no title as owner, the possession remains to him unless and until the +plaintiff can prove his own ownership: so that where the rights of the +parties are not clear, judgement usually goes against the plaintiff. +Where the dispute relates to the possession of land or buildings, +the interdict called 'Uti possidetis' is employed; where to movable +property, that called 'Utrubi.' Under the older law their effects were +very different. In 'Uti possidetis' the party in possession at the +issue of the interdict was the winner, provided he had not obtained +that possession from his adversary by force, or clandestinely, or by +permission; whether he had obtained it from some one else in any of +these modes was immaterial. In 'Utrubi' the winner was the party who +had been in possession the greater portion of the year next immediately +preceding, provided that possession had not been obtained by force, or +clandestinely, or by permission, from his adversary. At the present +day, however, the practice is different, for as regards the right to +immediate possession the two interdicts are now on the same footing; +the rule being, that whether the property in question be movable or +immovable, the possession is adjudged to the party who has it at the +commencement of the action, provided he had not obtained it by force, or +clandestinely, or by permission, from his adversary. + +5 A man's possession includes, besides his own personal possession, the +possession of any one who holds in his name, though not subject to his +power; for instance, his tenant. So also a depositary or borrower for +use may possess for him, as is expressed by the saying that we retain +possession by any one who holds in our name. Moreover, mere intention +suffices for the retention of possession; so that although a man is not +in actual possession either himself or through another, yet if it was +not with the intention of abandoning the thing that he left it, but with +that of subsequently returning to it, he is deemed not to have parted +with the possession. Through what persons we can obtain possession has +been explained in the second Book; and it is agreed on all hands that +for obtaining possession intention alone does not suffice. + +6 An interdict for recovering possession is granted to persons who have +been forcibly ejected from land or buildings; their proper remedy being +the interdict 'Unde vi,' by which the ejector is compelled to restore +possession, even though it had been originally obtained from him by the +grantee of the interdict by force, clandestinely, or by permission. +But by imperial constitutions, as we have already observed, if a man +violently seizes on property to which he has a title, he forfeits his +right of ownership; if on property which belongs to some one else, +he has not only to restore it, but also to pay the person whom he has +violently dispossessed a sum of money equivalent to its value. In cases +of violent dispossession the wrongdoer is liable under the lex Iulia +relating to private or public violence, by the former being meant +unarmed force, by the latter dispossession effected with arms; and +the term 'arms' must be taken to include not only shields, swords, and +helmets, but also sticks and stones. + +7 Thirdly, interdicts are divided into simple and double. Simple +interdicts are those wherein one party is plaintiff and the other +defendant, as is always the case in orders of restitution or production; +for he who demands restitution or production is plaintiff, and he from +whom it is demanded is defendant. Of interdicts which order abstention +some are simple, others double. The simple are exemplified by those +wherein the praetor commands the defendant to abstain from desecrating +consecrated ground, or from obstructing a public river or its banks; for +he who demands such order is the plaintiff, and he who is attempting +to do the act in question is defendant. Of double interdicts we have +examples in Uti possidetis and Utrubi; they are called double because +the footing of both parties is equal, neither being exclusively +plaintiff or defendant, but each sustaining the double role. + +8 To speak of the procedure and result of interdicts under the older law +would now be a waste of words; for when the procedure is what is called +'extraordinary,' as it is nowadays in all actions, the issue of an +interdict is unnecessary, the matter being decided without any such +preliminary step in much the same way as if it had actually been taken, +and a modified action had arisen on it. + + + + +TITLE XVI. OF THE PENALTIES FOR RECKLESS LITIGATION + +It should here be observed that great pains have been taken by those +who in times past had charge of the law to deter men from reckless +litigation, and this is a thing that we too have at heart. The best +means of restraining unjustifiable litigation, whether on the part of +a plaintiff or of a defendant, are money fines, the employment of the +oath, and the fear of infamy. + +1 Thus under our constitution, the oath has to be taken by every +defendant, who is not permitted even to state his defence until he +swears that he resists the plaintiff's claim because he believes that +his cause is a good one. In certain cases where the defendant denies his +liability the action is for double or treble the original claim, as in +proceedings on unlawful damages, and for recovery of legacies bequeathed +to religious places. In various actions the damages are multiplied at +the outset; in an action on theft detected in the commission they are +quadrupled; for simple theft they are doubled; for in these and some +other actions the damages are a multiple of the plaintiff's loss, +whether the defendant denies or admits the claim. Vexatious litigation +is checked on the part of the plaintiff also, who under our constitution +is obliged to swear on oath that his action is commenced in good faith; +and similar oaths have to be taken by the advocates of both parties, as +is prescribed in other of our enactments. Owing to these substitutes the +old action of dishonest litigation has become obsolete. The effect +of this was to penalize the plaintiff in a tenth part of the value he +claimed by action; but, as a matter of fact, we found that the penalty +was never exacted, and therefore its place has been taken by the oath +above mentioned, and by the rule that a plaintiff who sues without just +cause must compensate his opponent for all losses incurred, and also pay +the costs of the action. + +2 In some actions condemnation carries infamy with it, as in those on +theft, robbery, outrage, fraud, guardianship, agency, and deposit, if +direct, not contrary; also in the action on partnership, which is always +direct, and in which infamy is incurred by any partner who suffers +condemnation. In actions on theft, robbery, outrage, and fraud, it is +not only infamous to be condemned, but also to compound, as indeed is +only just; for obligation based on delict differs widely from obligation +based on contract. + +3 In commencing an action, the first step depends upon that part of the +Edict which relates to summons; for before anything else is done, the +adversary must be summoned, that is to say, must be called before +the judge who is to try the action. And herein the praetor takes into +consideration the respect due to parents, patrons, and the children and +parents of patrons, and refuses to allow a parent to be summoned by his +child, or a patron by his freedman, unless permission so to do has been +asked of and obtained from him; and for nonobservance of this rule he +has fixed a penalty of fifty solidi. + + + + +TITLE XVII. OF THE DUTIES OF A JUDGE + +Finally we have to treat of the duties of a judge; of which the first is +not to judge contrary to statutes, the imperial laws, and custom. + +1 Accordingly, if he is trying a noxal action, and thinks that the +master ought to be condemned, he should be careful to word his judgement +thus: 'I condemn Publius Maevius to pay ten aurei to Lucius Titius, or +to surrender to him the slave that did the wrong.' + +2 If the action is real, and he finds against the plaintiff, he ought to +absolve the defendant; if against the latter, he ought to order him +to give up the property in question, along with its fruits. If the +defendant pleads that he is unable to make immediate restitution and +applies for execution to be stayed, and such application appears to +be in good faith, it should be granted upon the terms of his finding a +surety to guarantee payment of the damages assessed, if restitution be +not made within the time allowed. If the subject of the action be an +inheritance, the same rule applies as regards fruits as we laid down in +speaking of actions for the recovery of single objects. If the defendant +is a mala fide possessor, fruits which but for his own negligence he +might have gathered are taken into account in much the same way in both +actions; but a bona fide possessor is not held answerable for fruits +which he has not consumed or has not gathered, except from the moment +of the commencement of the action, after which time account is taken as +well of fruits which might have been gathered but for his negligence as +of those which have been gathered and consumed. + +3 If the object of the action be production of property, its mere +production by the defendant is not enough, but it must be accompanied by +every advantage derived from it; that is to say, the plaintiff must be +placed in the same position he would have been in if production had +been made immediately on the commencement of the action. Accordingly +if, during the delay occasioned by trial, the possessor has completed +a title to the property by usucapion, he will not be thereby saved from +being condemned. The judge ought also to take into account the mesne +profits, or fruits produced by the property in the interval between the +commencement of the action and judgement. If the defendant pleads that +he is unable to make immediate production, and applies for a stay, and +such application appears to be in good faith, it should be granted on +his giving security that he will render up the property. If he neither +complies at once with the judge's order for production, nor gives +security for doing so afterwards, he ought to be condemned in a sum +representing the plaintiff's interest in having production at the +commencement of the proceedings. + +4 In an action for the division of a 'family' the judge ought to assign +to each of the heirs specific articles belonging to the inheritance, and +if one of them is unduly favoured, to condemn him, as we have already +said, to pay a fixed sum to the other as compensation. Again, the fact +the one only of two jointheirs has gathered the fruits of land comprised +in the inheritance, or has damaged or consumed something belonging +thereto, is ground for ordering him to pay compensation to the other; +and it is immaterial, so far as this action is concerned, whether the +jointheirs are only two or more in number. + +5 The same rules are applied in an action for partition of a number +of things held by joint-owners. If such an action be brought for the +partition of a single object, such as an estate, which easily admits +of division, the judge ought to assign a specific portion of each +jointowner, condemning such one as seems to be unduly favoured to pay +a fixed sum to the other as compensation. If the property cannot be +conveniently divided--as a slave, for instance, or a mule--it ought +to be adjudged entirely to one only of the jointowners, who should be +ordered to pay a fixed sum to the other as compensation. + +6 In an action for rectification of boundaries the judge ought to +examine whether an adjudication of property is actually necessary. There +is only one case where this is so; where, namely, convenience requires +that the line of separation between fields belonging to different owners +shall be more clearly marked than heretofore, and where, accordingly, +it is requisite to adjudge part of the one's field to the owner of the +other, who ought, in consequence, to be ordered to pay a fixed sum as +compensation to his neighbour. Another ground for condemnation in +this action is the commission of any malicious act, in respect of the +boundaries, by either of the parties, such as removal of landmarks, or +cutting down boundary trees: as also is contempt of court, expressed by +refusal to allow the fields to be surveyed in accordance with a judge's +order. + +7 Wherever property is adjudged to a party in any of these actions, he +at once acquires a complete title thereto. + + + + +TITLE XVIII. OF PUBLIC PROSECUTIONS + +Public prosecutions are not commenced as actions are, nor indeed is +there any resemblance between them and the other remedies of which we +have spoken; on the contrary, they differ greatly both in the mode in +which they are commenced, and in the rules by which they are conducted. + +1 They are called public because as a general rule any citizen may come +forward as prosecutor in them. + +2 Some are capital, others not. By capital prosecutions we mean those +in which the accused may be punished with the extremest severity of the +law, with interdiction from water and fire, with deportation, or with +hard labour in the mines: those which entail only infamy and pecuniary +penalties are public, but not capital. + +3 The following statutes relate to public prosecutions. First, there is +the lex Iulia on treason, which includes any design against the Emperor +or State; the penalty under it is death, and even after decease the +guilty person's name and memory are branded with infamy. + +4 The lex Iulia, passed for the repression of adultery, punishes with +death not only defilers of the marriage-bed, but also those who indulge +in criminal intercourse with those of their own sex, and inflicts +penalties on any who without using violence seduce virgins or widows +of respectable character. If the seducer be of reputable condition, +the punishment is confiscation of half his fortune; if a mean person, +flogging and relegation. + +5 The lex Cornelia on assassination pursues those persons, who commit +this crime with the sword of vengeance, and also all who carry weapons +for the purpose of homicide. By a 'weapon,' as is remarked by Gaius in +his commentary on the statute of the Twelve Tables, is ordinarily meant +some missile shot from a bow, but it also signifies anything thrown with +the hand; so that stones and pieces of wood or iron are included in the +term. 'Telum,' in fact, or 'weapon,' is derived from the Greek 'telou,' +and so means anything thrown to a distance. A similar connexion of +meaning may be found in the Greek word 'belos,' which corresponds to our +'telum,' and which is derived from 'ballesthai,' to throw, as we learn +from Xenophon, who writes, 'they carried with them 'belei,' namely +spears, bows and arrows, slings, and large numbers of stones.' +'Sicarius,' or assassin, is derived from 'sica,' a long steel knife. +This statute also inflicts punishment of death on poisoners, who kill +men by their hateful arts of poison and magic, or who publicly sell +deadly drugs. + +6 A novel penalty has been devised for a most odious crime by another +statute, called the lex Pompeia on parricide, which provides that any +person who by secret machination or open act shall hasten the death of +his parent, or child, or other relation whose murder amounts in law to +parricide, or who shall be an instigator or accomplice of such a crime, +although a stranger, shall suffer the penalty of parricide. This is not +execution by the sword or by fire, or any ordinary form of punishment, +but the criminal is sewn up in a sack with a dog, a cock, a viper, and +an ape, and in this dismal prison is thrown into the sea or a river, +according to the nature of the locality, in order that even before death +he shall begin to be deprived of the enjoyment of the elements, the +air being denied him while alive, and interment in the earth when dead. +Those who kill persons related to them by kinship or affinity, but whose +murder is not parricide, will suffer the penalties of the lex Cornelia +on assassination. + +7 The lex Cornelia on forgery, otherwise called the statute of wills, +inflicts penalties on all who shall write, seal, or read a forged will +or other document, or shall substitute the same for the real original, +or who shall knowingly and feloniously make, engrave, or use a false +seal. If the criminal be a slave, the penalty fixed by the statute is +death, as in the statute relating to assassins and poisoners: if a free +man, deportation. + +8 The lex Iulia, relating to public or private violence, deals with +those persons who use force armed or unarmed. For the former, +the penalty fixed by the statute is deportation; for the latter, +confiscation of one third of the offender's property. Ravishment of +virgins, widows, persons professed in religion, or others, and all +assistance in its perpetration, is punished capitally under the +provisions of our constitution, by reference to which full information +on this subject is obtainable. + +9 The lex Iulia on embezzlement punishes all who steal money or other +property belonging to the State, or devoted to the maintenance of +religion. Judges who during the term of office embezzle public money are +punishable with death, as also are their aiders and abettors, and any +who receive such money knowing it to have been stolen. Other persons who +violate the provisions of this statute are liable to deportation. + +10 A public prosecution may also be brought under the lex Fabia relating +to manstealing, for which a capital penalty is sometimes inflicted under +imperial constitutions, sometimes a lighter punishment. + +11 Other statutes which give rise to such prosecutions are the lex Iulia +on bribery, and three others, which are similarly entitled, and which +relate to judicial extortion, to illegal combinations for raising the +price of corn, and to negligence in the charge of public moneys. These +deal with special varieties of crime, and the penalties which they +inflict on those who infringe them in no case amount to death, but are +less severe in character. + +12 We have made these remarks on public prosecutions only to enable you +to have the merest acquaintance with them, and as a kind of guide to a +fuller study of the subject, which, with the assistance of Heaven, you +may make by reference to the larger volume of the Digest or Pandects. + + +THE END OF THE INSTITUTES OF JUSTINIAN + + + + + + + + + +End of the Project Gutenberg EBook of The Institutes of Justinian, by +Caesar Flavius Justinian + +*** END OF THIS PROJECT GUTENBERG EBOOK THE INSTITUTES OF JUSTINIAN *** + +***** This file should be named 5983.txt or 5983.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/5/9/8/5983/ + +Produced by Howard Sauertieg + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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