diff options
| author | Roger Frank <rfrank@pglaf.org> | 2025-10-14 20:12:12 -0700 |
|---|---|---|
| committer | Roger Frank <rfrank@pglaf.org> | 2025-10-14 20:12:12 -0700 |
| commit | 9d8d1301a9bdade2357cda415cb48c85b45276f2 (patch) | |
| tree | 081c50535388db3747bfa7e7dd304a96a922fd8c | |
| -rw-r--r-- | .gitattributes | 3 | ||||
| -rw-r--r-- | 39227-8.txt | 23188 | ||||
| -rw-r--r-- | 39227-8.zip | bin | 0 -> 440420 bytes | |||
| -rw-r--r-- | 39227-h.zip | bin | 0 -> 496837 bytes | |||
| -rw-r--r-- | 39227-h/39227-h.htm | 25386 | ||||
| -rw-r--r-- | 39227-h/images/logo100.jpg | bin | 0 -> 5592 bytes | |||
| -rw-r--r-- | 39227.txt | 23188 | ||||
| -rw-r--r-- | 39227.zip | bin | 0 -> 440095 bytes | |||
| -rw-r--r-- | LICENSE.txt | 11 | ||||
| -rw-r--r-- | README.md | 2 |
10 files changed, 71778 insertions, 0 deletions
diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/39227-8.txt b/39227-8.txt new file mode 100644 index 0000000..b86c5ae --- /dev/null +++ b/39227-8.txt @@ -0,0 +1,23188 @@ +The Project Gutenberg eBook, A Source Book of Mediæval History, Edited by +Frederic Austin Ogg + + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + + + + +Title: A Source Book of Mediæval History + Documents Illustrative of European Life and Institutions from the German Invasions to the Renaissance + + +Editor: Frederic Austin Ogg + +Release Date: March 21, 2012 [eBook #39227] + +Language: English + +Character set encoding: ISO-8859-1 + + +***START OF THE PROJECT GUTENBERG EBOOK A SOURCE BOOK OF MEDIæVAL +HISTORY*** + + +E-text prepared by Melissa McDaniel and the Online Distributed +Proofreading Team (http://www.pgdp.net) from page images generously made +available by Internet Archive (http://www.archive.org) + + + +Note: Images of the original pages are available through + Internet Archive. See + http://www.archive.org/details/sourcebookofmedi00oggfuoft + + +Transcriber's note: + + Inconsistent hyphenation and spelling in the original + document have been preserved. Obvious typographical errors + have been corrected. + + Text enclosed by underscores is in italics (_italics_). + + Text enclosed by equal signs is in bold face (=bold=). + + + + + +A SOURCE BOOK OF MEDIÆVAL HISTORY + +Documents Illustrative of European Life and Institutions +from the German Invasions to the Renaissance + +Edited by + +FREDERIC AUSTIN OGG, A.M. + +Assistant in History in Harvard University +and Instructor in Simmons College + + + + + + + +[Illustration] + +New York .:. Cincinnati .:. Chicago +American Book Company + +Copyright, 1907, by +Frederic Austin Ogg + +Entered at Stationers' Hall, London +W. P. 4 + + + + +PREFACE + + +This book has been prepared in consequence of a conviction, derived +from some years of teaching experience, (1) that sources, of proper +kind and in carefully regulated amount, can profitably be made use of +by teachers and students of history in elementary college classes, in +academies and preparatory schools, and in the more advanced years of +the average high school, and (2) that for mediæval history there +exists no published collection which is clearly adapted to practical +conditions of work in such classes and schools. + +It has seemed to me that a source book designed to meet the +requirements of teachers and classes in the better grade of secondary +schools, and perhaps in the freshman year of college work, ought to +comprise certain distinctive features, first, with respect to the +character of the selections presented, and, secondly, in regard to +general arrangement and accompanying explanatory matter. In the +choice of extracts I have sought to be guided by the following +considerations: (1) that in all cases the materials presented should +be of real value, either for the historical information contained in +them or for the more or less indirect light they throw upon mediæval +life or conditions; (2) that, for the sake of younger students, a +relatively large proportion of narrative (annals, chronicles, and +biography) be introduced and the purely documentary material be +slightly subordinated; (3) that, despite this principle, documents of +vital importance, such as _Magna Charta_ and _Unam Sanctam_, which +cannot be ignored in even the most hasty or elementary study, be +presented with some fulness; and (4) that, in general, the rule should +be to give longer passages from fewer sources, rather than more +fragmentary ones from a wider range. + +With respect to the manner of presenting the selections, I have +sought: (1) to offer careful translations--some made afresh from the +printed originals, others adapted from good translations already +available--but with as much simplification and modernization of +language as close adherence to the sense will permit. Literal, or +nearly literal, translations are obviously desirable for maturer +students, but, because of the involved character of mediæval writings, +are rarely readable, and are as a rule positively repellent to the +young mind; (2) to provide each selection, or group of selections, +with an introductory explanation, containing the historical setting of +the extract, with perhaps some comment on its general significance, +and also a brief sketch of the writer, particularly when he is an +authority of exceptional importance, as Einhard, Joinville, or +Froissart; and (3) to supply, in foot-notes, somewhat detailed aid to +the understanding of obscure allusions, omitted passages, and +especially place names and technical terms. + +For permission to reprint various translations, occasionally verbatim +but usually in adapted form, I am under obligation to the following: +Messrs. Houghton, Mifflin and Co., publishers of Miss Henry's +translation of Dante's _De Monarchia_; Messrs. Henry Holt and Co., +publishers of Lee's _Source Book of English History_; Messrs. Ginn and +Co., publishers of Robinson's _Readings in European History_; Messrs. +Charles Scribner's Sons, publishers of Thatcher and McNeal's _Source +Book for Mediæval History_; Messrs. G. P. Putnam's Sons, publishers of +Robinson and Rolfe's _Petrarch_; and Professor W. E. Lingelbach, of +the University of Pennsylvania, representing the University of +Pennsylvania _Translations and Reprints from the Original Sources of +European History_. + +In the preparation of the book I have received invaluable assistance +from numerous persons, among whom the following, at least, should be +named: Professor Samuel B. Harding, of the University of Indiana, who +read the entire work in manuscript and has followed its progress from +the first with discerning criticism; Professor Charles H. Haskins, of +Harvard University, who has read most of the proof-sheets, and whose +scholarship and intimate acquaintance with the problems of history +teaching have contributed a larger proportion of whatever merits the +book possesses than I dare attempt to reckon up; and Professors +Charles Gross and Ephraim Emerton, likewise of Harvard, whose +instruction and counsel have helped me over many hard places. + +The final word must be reserved for my wife, who, as careful +amanuensis, has shared the burden of a not altogether easy task. + + FREDERIC AUSTIN OGG. + CAMBRIDGE, MASS. + + + + +INTRODUCTION + +THE NATURE AND USE OF HISTORICAL SOURCES + + + [Sidenote: The question of authority in a book of history] + +If one proposes to write a history of the times of Abraham Lincoln, +how shall one begin, and how proceed? Obviously, the first thing +needed is information, and as much of it as can be had. But how shall +information, accurate and trustworthy, be obtained? Of course there +are plenty of books on Lincoln, and histories enough covering the +period of his career to fill shelf upon shelf. It would be quite +possible to spread some dozens of these before one's self and, drawing +simply from them, work out a history that would read well and perhaps +have a wide sale. And such a book might conceivably be worth while. +But if you were reading it, and were a bit disposed to query into the +accuracy of the statements made, you would probably find yourself +wondering before long just where the writer got his authority for this +or that assertion; and if, in foot-note or appendix, he should seem to +satisfy your curiosity by citing some other biography or history, you +would be quite justified in feeling that, after all, your inquiry +remained unanswered,--for whence did this second writer get _his_ +authority? If you were thus persistent you would probably get hold of +the volume referred to and verify, as we say, the statements of fact +or opinion attributed to it. When you came upon them you might find it +there stated that the point in question is clearly established from +certain of Lincoln's own letters or speeches, which are thereupon +cited, and perhaps quoted in part. At last you would be satisfied that +the thing must very probably be true, for there you would have the +words of Lincoln himself upon it; or, on the other hand, you might +discover that your first writer had merely adopted an opinion of +somebody else which did not have behind it the warrant of any +first-hand authority. In either case you might well wonder why, +instead of using and referring only to books of other later authors +like himself, he did not go directly to Lincoln's own works, get his +facts from them, and give authority for his statements at first hand. +And if you pushed the matter farther it would very soon occur to you +that there are some books on Lincoln and his period which are not +carefully written, and therefore not trustworthy, and that your author +may very well have used some of these, falling blindly into their +errors and at times wholly escaping the correct interpretation of +things which could be had, in incontrovertible form, from Lincoln's +own pen, or from the testimony of his contemporaries. In other words, +you would begin to distrust him because he had failed to go to the +"sources" for his materials, or at least for a verification of them. + + [Sidenote: The superiority of direct sources of knowledge] + +How, then, shall one proceed in the writing of history in order to +make sure of the indispensable quality of accuracy? Clearly, the first +thing to be borne in mind is the necessity of getting information +through channels which are as direct and immediate as possible. Just +as in ascertaining the facts regarding an event of to-day it would be +desirable to get the testimony of an eye-witness rather than an +account after it had passed from one person to another, suffering more +or less distortion at every step, so, in seeking a trustworthy +description of the battle of Salamis or of the personal habits of +Charlemagne, the proper course would be to lay hold first of all of +whatever evidence concerning these things has come down from Xerxes's +or Charlemagne's day to our own, and to put larger trust in this than +in more recent accounts which have been played upon by the imagination +of their authors and perhaps rendered wholly misleading by errors +consciously or unconsciously injected into them. The writer of history +must completely divest himself of the notion that a thing is true +simply because he finds it in print. He may, and should, read and +consider well what others like himself have written upon his subject, +but he should be wary of accepting what he finds in such books without +himself going to the materials to which these writers have resorted +and ascertaining whether they have been used with patience and +discrimination. If his subject is Lincoln, he should, for example, +make sure above everything else, of reading exhaustively the letters, +speeches, and state papers which have been preserved, in print or in +manuscript, from Lincoln's pen. Similarly, he should examine with care +all letters and communications of every kind transmitted to Lincoln. +Then he should familiarize himself with the writings of the leading +men of Lincoln's day, whether in the form of letters, diaries, +newspaper and magazine articles, or books. The files, indeed, of all +the principal periodicals of the time should be gone through in quest +of information or suggestions not to be found in other places. And, of +course, the vast mass of public and official records would be +invaluable--the journals of the two houses of Congress, the +dispatches, orders, and accounts of the great executive departments, +the arguments before the courts, with the resulting decisions, and the +all but numberless other papers which throw light upon the practical +conditions and achievements of the governing powers, national, state, +and local. However much one may be able to acquire from the reading of +later biographies and histories, he ought not to set about the writing +of a new book of the sort unless he is willing to toil patiently +through all these first-hand, contemporary materials and get some +warrant from them, as being nearest the events themselves, for +everything of importance that he proposes to say. This rule is equally +applicable and urgent whatever the subject in hand--whether the age of +Pericles, the Roman Empire, the Norman conquest of England, the French +Revolution, or the administrations of George Washington--though, +obviously, the character and amount of the contemporary materials of +which one can avail himself varies enormously from people to people +and from period to period. + + [Sidenote: Indirect character of all historical knowledge] + +History is unlike many other subjects of study in that our knowledge +of it, at best, must come to us almost wholly through indirect means. +That is to say, all our information regarding the past, and most of it +regarding our own day, has to be obtained, in one form or another, +through other people, or the remains that they have left behind them. +No one of us can know much about even so recent an event as the +Spanish-American War, except by reading newspapers, magazines and +books, talking with men who had part in it, or listening to public +addresses concerning it--all indirect means. And, of course, when we +go back of the memory of men now living, say to the American +Revolution, nobody can lay claim to an iota of knowledge which he has +not acquired through indirect channels. In physics or chemistry, if a +student desires, he can reproduce in the laboratory practically any +phenomenon which he finds described in his books; he need not accept +the mere word of his text or of his teacher, but can actually behold +the thing with his own eyes. Such experimentation, however, has no +place in the study of history, for by no sort of art can a Roman +legion or a German comitatus or the battle of Hastings be reproduced +before mortal eye. + + [Sidenote: An "historical source" defined] + + [Sidenote: Written sources] + +For our knowledge of history we are therefore obliged to rely +absolutely upon human testimony, in one form or another, the value of +such testimony depending principally upon the directness with which it +comes to us from the men and the times under consideration. If it +reaches us with reasonable directness, and represents a well +authenticated means of studying the period in question from the +writings or other traces left by that period, it is properly to be +included in the great body of materials which we have come to call +historical sources. An historical source may be defined as any product +of human activity or existence that can be used as direct evidence in +the study of man's past life and institutions. A moment's thought will +suggest that there are "sources" of numerous and widely differing +kinds. Roughly speaking, at least, they fall into two great groups: +(1) those in writing and (2) those in some form other than writing. +The first group is by far the larger and more important. Foremost in +it stand annals, chronicles, and histories, written from time to time +all along the line of human history, on the cuneiform tablets of the +Assyrians or the parchment rolls of the mediæval monks, in the +polished Latin of a Livy or the sprightly French of a Froissart. Works +of pure literature also--epics, lyrics, dramas, essays--because of the +light that they often throw upon the times in which they were written, +possess a large value of the same general character. Of nearly equal +importance is the great class of materials which may be called +documentary--laws, charters, formulæ, accounts, treaties, and official +orders or instructions. These last are obviously of largest value in +the study of social customs, land tenures, systems of government, the +workings of courts, ecclesiastical organizations, and political +agencies--in other words, of _institutions_--just as chronicles and +histories are of greatest service in unraveling the _narrative_ side +of human affairs. + + [Sidenote: Sources other than in writing] + +Of sources which are not in the form of writing, the most important +are: (1) implements of warfare, agriculture, household economy, and +the chase, large quantities of which have been brought to light in +various parts of the world, and which bear witness to the manner of +life prevailing among the peoples who produced and used them; (2) +coins, hoarded up in treasuries or buried in tombs or ruins of one +sort or another, frequently preserving likenesses of important +sovereigns, with dates and other materials of use especially in fixing +chronology; (3) works of art, surviving intact or with losses or +changes inflicted by the ravages of weather and human abuse--the tombs +of the Egyptians, the sculpture of the Greeks, the architecture of the +Middle Ages, or the paintings of the Renaissance; (4) other +constructions of a more practical character, particularly +dwelling-houses, roads, bridges, aqueducts, walls, gates, fortresses, +and ships,--some well preserved and surviving as they were first +fashioned, others in ruins, and still others built over and more or +less obscured by modern improvement or adaptation. + + [Sidenote: Various ways of using sources] + +These are some of the things to which the writer of history must go +for his facts and for his inspiration, and it is to these that the +student, whose business is to learn and not to write, ought +occasionally to resort to enliven and supplement what he finds in the +books. As there are many kinds of sources, so there are many ways in +which such materials may be utilized. If, for example, you are +studying the life of the Greeks and in that connection pay a visit to +a museum of fine arts and scrutinize Greek statuary, Greek vases, and +Greek coins, you are very clearly using sources. If your subject is +the church life of the later Middle Ages and you journey to Rheims or +Amiens or Paris to contemplate the splendid cathedrals in these +cities, with their spires and arches and ornamentation, you are, in +every proper sense, using sources. You are doing the same thing if you +make an observation trip to the Egyptian pyramids, or to the excavated +Roman forum, or if you traverse the line of old Watling Street--nay, +if you but visit Faneuil Hall, or tramp over the battlefield of +Gettysburg. Many of these more purely "material" sources can be made +use of only after long and sometimes arduous journeys, or through the +valuable, but somewhat less satisfactory, medium of pictures and +descriptions. Happily, however, the art of printing and the practice +of accumulating enormous libraries have made possible the indefinite +duplication of _written_ sources, and consequently the use of them at +almost any time and in almost any place. There is but one Sphinx, one +Parthenon, one Sistine Chapel; there are not many Roman roads, feudal +castles, or Gothic cathedrals; but scarcely a library in any civilized +country is without a considerable number of the monumental _documents_ +of human history--the funeral oration of Pericles, the laws of +Tiberius Gracchus, Magna Charta, the theses of Luther, the Bill of +Rights, the Constitution of the United States--not to mention the all +but limitless masses of histories, biographies, poems, letters, +essays, memoirs, legal codes, and official records of every variety +which are available for any one who seriously desires to make use of +them. + + [Sidenote: The value of sources to the student] + +But why should the younger student trouble himself, or be troubled, +with any of these things? Might he not get all the history he can be +expected to know from books written by scholars who have given their +lives to exploring, organizing, and sifting just such sources? There +can be no question that schools and colleges to-day have the use of +better text-books in history than have ever before been available, and +that truer notions of the subject in its various relations can be had +from even the most narrow devotion to these texts than could be had +from the study of their predecessors a generation ago. If the object +of studying history were solely to acquire facts, it would, generally +speaking, be a waste of time for high school or younger college +students to wander far from text-books. But, assuming that history is +studied not alone for the mastery of facts but also for the broadening +of culture, and for certain kinds of mental training, the properly +regulated use of sources by the student himself is to be justified on +at least three grounds: (1) Sources help to an understanding of the +point of view of the men, and the spirit of the age under +consideration. The ability to dissociate one's self from his own +surroundings and habits of thinking and to put himself in the company +of Cæsar, of Frederick Barbarossa, or of Innocent III., as the +occasion may require, is the hardest, but perhaps the most valuable, +thing that the student of history can hope to get. (2) Sources add +appreciably to the vividness and reality of history. However +well-written the modern description of Charlemagne, for example, the +student ought to find a somewhat different flavor in the account by +the great Emperor's own friend and secretary, Einhard; and, similarly, +Matthew Paris's picture of the raving and fuming of Frederick II. at +his excommunication by Pope Gregory ought to bring the reader into a +somewhat more intimate appreciation of the character of the proud +German-Sicilian emperor. (3) The use of sources, in connection with +the reading of secondary works, may be expected to train the student, +to some extent at least, in methods of testing the accuracy of modern +writers, especially when the subject in hand is one that lends itself +to a variety of interpretations. In the sources the makers of history, +or those who stood close to them, are allowed to speak for themselves, +or for their times, and the study of such materials not only helps +plant in the student's mind the conception of fairness and +impartiality in judging historical characters, but also cultivates the +habit of tracing things back to their origins and verifying what +others have asserted about them. So far as practicable the student of +history, from the age of fourteen and onwards, should be encouraged to +develop the critical or judicial temperament along with the purely +acquisitive. + + [Sidenote: Simplicity of many mediæval sources] + +In preparing a source book, such as the present one, the purpose is to +further the study of the most profitable sources by removing some of +the greater difficulties, particularly those of accessibility and +language. Clearly impracticable as anything like historical "research" +undoubtedly is for younger students, it is none the less believed that +there are abundant first-hand materials in the range of history which +such students will not only find profitable but actually enjoy, and +that any acquaintance with these things that may be acquired in +earlier studies will be of inestimable advantage subsequently. It is +furthermore believed, contrary to the assertions that one sometimes +hears, that the history of the Middle Ages lends itself to this sort +of treatment with scarcely, if any, less facility than that of other +periods. Certainly Gregory's Clovis, Asser's Alfred, Einhard's +Charlemagne, and Joinville's St. Louis are living personalities, no +less vividly portrayed than the heroes of a boy's storybook. Tacitus's +description of the early Germans, Ammianus's account of the crossing +of the Danube by the Visigoths and his pictures of the Huns, Bede's +narrative of the Saxon invasion of Britain, the affectionate letter +Stephen of Blois to his wife and children, the portrayal of the +sweet-spirited St. Francis by the Three Companions, and Froissart's +free and easy sketch of the battle of Crécy are all interesting, +easily comprehended, and even adapted to whet the appetite for a +larger acquaintance with these various people and events. Even solid +documents, like the Salic law, the Benedictine Rule, the Peace of +Constance, and the Golden Bull, if not in themselves exactly +attractive, may be made to have a certain interest for the younger +student when he realizes that to know mediæval history at all he is +under the imperative necessity of getting much of the framework of +things either from such materials or from text-books which essentially +reproduce them. It is hoped that at least a reasonable proportion of +the selections herewith presented may serve in some measure to +overcome for the student the remote and intangible character which the +Middle Ages have much too commonly, though perhaps not unnaturally, +been felt to possess. + + + + +CONTENTS + + + SECTION PAGE + + CHAPTER I.--THE EARLY GERMANS + + 1. A Sketch by Cæsar 19 + + 2. A Description by Tacitus 23 + + + CHAPTER II.--THE VISIGOTHIC INVASION + + 3. The Visigoths Cross the Danube (376) 32 + + 4. The Battle of Adrianople (378) 37 + + + CHAPTER III.--THE HUNS + + 5. Description by a Græco-Roman Poet and a Roman Historian 42 + + + CHAPTER IV.--THE EARLY FRANKS + + 6. The Deeds of Clovis as Related by Gregory of Tours 47 + + 7. The Law of the Salian Franks 59 + + + CHAPTER V.--THE ANGLES AND SAXONS IN BRITAIN + + 8. The Saxon Invasion (cir. 449) 68 + + 9. The Mission of Augustine (597) 72 + + + CHAPTER VI.--THE DEVELOPMENT OF THE CHRISTIAN CHURCH + + 10. Pope Leo's Sermon on the Petrine Supremacy 78 + + 11. The Rule of St. Benedict 83 + + 12. Gregory the Great on the Life of the Pastor 90 + + + CHAPTER VII.--THE RISE OF MOHAMMEDANISM + + 13. Selections from the Koran 97 + + + CHAPTER VIII.--THE BEGINNINGS OF THE CAROLINGIAN DYNASTY OF + FRANKISH KINGS + + 14. Pepin the Short Takes the Title of King (751) 105 + + + CHAPTER IX.--THE AGE OF CHARLEMAGNE + + 15. Charlemagne the Man 108 + + 16. The War with the Saxons (772-803) 114 + + 17. The Capitulary Concerning the Saxon Territory (cir. 780) 118 + + 18. The Capitulary Concerning the Royal Domains (cir. 800) 124 + + 19. An Inventory of one of Charlemagne's Estates 127 + + 20. Charlemagne Crowned Emperor (800) 130 + + 21. The General Capitulary for the _Missi_ (802) 134 + + 22. A Letter of Charlemagne to Abbot Fulrad 141 + + 23. The Carolingian Revival of Learning 144 + + + CHAPTER X.--THE ERA OF THE LATER CAROLINGIANS + + 24. The Oaths of Strassburg (842) 149 + + 25. The Treaty of Verdun (843) 154 + + 26. A Chronicle of the Frankish Kingdom in the Ninth Century 157 + + 27. The Northmen in the Country of the Franks 163 + + 28. Later Carolingian Efforts to Preserve Order 173 + + 29. The Election of Hugh Capet (987) 177 + + + CHAPTER XI.--ALFRED THE GREAT IN WAR AND IN PEACE + + 30. The Danes in England 181 + + 31. Alfred's Interest in Education 185 + + 32. Alfred's Laws 194 + + + CHAPTER XII.--THE ORDEAL + + 33. Tests by Hot Water, Cold Water, and Fire 196 + + + CHAPTER XIII.--THE FEUDAL SYSTEM + + 34. Older Institutions Involving Elements of Feudalism 203 + + 35. The Granting of Fiefs 214 + + 36. The Ceremonies of Homage and Fealty 216 + + 37. The Mutual Obligations of Lords and Vassals 220 + + 38. Some of the More Important Rights of the Lord 221 + + 39. The Peace and the Truce of God 228 + + + CHAPTER XIV.--THE NORMAN CONQUEST + + 40. The Battle of Hastings: the English and the Normans 233 + + 41. William the Conqueror as Man and as King 241 + + + CHAPTER XV.--THE MONASTIC REFORMATION OF THE TENTH, ELEVENTH, + AND TWELFTH CENTURIES + + 42. The Foundation Charter of the Monastery of Cluny (910) 245 + + 43. The Early Career of St. Bernard and the Founding of + Clairvaux 250 + + 44. A Description of Clairvaux 258 + + + CHAPTER XVI.--THE CONFLICT OVER INVESTITURE + + 45. Gregory VII.'s Conception of the Papal Authority 261 + + 46. Letter of Gregory VII. to Henry IV. (1075) 264 + + 47. Henry IV.'s Reply to Gregory's Letter (1076) 269 + + 48. Henry IV. Deposed by Gregory (1076) 272 + + 49. The Penance of Henry IV. at Canossa (1077) 273 + + 50. The Concordat of Worms (1122) 278 + + + CHAPTER XVII.--THE CRUSADES + + 51. Speech of Pope Urban II. at the Council of Clermont + (1095) 282 + + 52. The Starting of the Crusaders (1096) 288 + + 53. A Letter from a Crusader to his Wife 291 + + + CHAPTER XVIII.--THE GREAT CHARTER + + 54. The Winning of the Great Charter 297 + + 55. Extracts from the Charter 303 + + + CHAPTER XIX.--THE REIGN OF SAINT LOUIS + + 56. The Character and Deeds of the King as Described by + Joinville 311 + + + CHAPTER XX.--MUNICIPAL ORGANIZATION AND ACTIVITY + + 57. Some Twelfth Century Town Charters 325 + + 58. The Colonization of Eastern Germany 330 + + 59. The League of Rhenish Cities (1254) 334 + + + CHAPTER XXI.--UNIVERSITIES AND STUDENT LIFE + + 60. Privileges Granted to Students and Masters 340 + + 61. The Foundation of the University of Heidelberg (1386) 345 + + 62. Mediæval Students' Songs 351 + + + CHAPTER XXII.--THE FRIARS + + 63. The Life of St. Francis 362 + + 64. The Rule of St. Francis 373 + + 65. The Will of St. Francis 376 + + + CHAPTER XXIII.--THE PAPACY AND THE TEMPORAL POWERS IN THE + LATER MIDDLE AGES + + 66. The Interdict Laid on France by Innocent III. (1200) 380 + + 67. The Bull "Unam Sanctam" of Boniface VIII. (1302) 383 + + 68. The Great Schism and the Councils of Pisa and Constance 389 + + 69. The Pragmatic Sanction of Bourges (1438) 393 + + + CHAPTER XXIV.--THE EMPIRE IN THE TWELFTH, THIRTEENTH, AND + FOURTEENTH CENTURIES + + 70. The Peace of Constance (1183) 398 + + 71. Current Rumors Concerning the Life and Character of + Frederick II. 402 + + 72. The Golden Bull of Charles IV. (1356) 409 + + + CHAPTER XXV.--THE HUNDRED YEARS' WAR + + 73. An Occasion of War between the Kings of England and France 418 + + 74. Edward III. Assumes the Arms and Title of the King of + France 421 + + 75. The Naval Battle of Sluys (1340) 424 + + 76. The Battle of Crécy (1346) 427 + + 77. The Sack of Limoges (1370) 436 + + 78. The Treaties of Bretigny (1360) and Troyes (1420) 439 + + + CHAPTER XXVI.--THE BEGINNINGS OF THE ITALIAN RENAISSANCE + + 79. Dante's Defense of Italian as a Literary Language 445 + + 80. Dante's Conception of the Imperial Power 452 + + 81. Petrarch's Love of the Classics 462 + + 82. Petrarch's Letter to Posterity 469 + + + CHAPTER XXVII.--FORESHADOWINGS OF THE REFORMATION + + 83. The Reply of Wyclif to the Summons of Pope Urban VI. + (1384) 474 + + + + +A SOURCE BOOK OF MEDIÆVAL HISTORY + + + + +CHAPTER I. + +THE EARLY GERMANS + + +1. A Sketch by Cæsar + +One of the most important steps in the expansion of the Roman Republic +was the conquest of Gaul by Julius Cæsar just before the middle of the +first century B.C. Through this conquest Rome entered deliberately +upon the policy of extending her dominion northward from the +Mediterranean and the Alps into the regions of western and central +Europe known to us to-day as France and Germany. By their wars in this +direction the Romans were brought into contact with peoples concerning +whose manner of life they had hitherto known very little. There were +two great groups of these peoples--the Gauls and the Germans--each +divided and subdivided into numerous tribes and clans. In general it +may be said that the Gauls occupied what we now call France and the +Germans what we know as Belgium, Holland, Denmark, Germany, and +Austria. The Rhine marked a pretty clear boundary between them. + +During the years 58-50 B.C., Julius Cæsar, who had risen to the +proconsulship through a long series of offices and honors at Rome, +served the state as leader of five distinct military expeditions in +this country of the northern barbarians. The primary object of these +campaigns was to establish order among the turbulent tribes of Gauls +and to prepare the way for the extension of Roman rule over them. This +great task was performed very successfully, but in accomplishing it +Cæsar found it necessary to go somewhat farther than had at first been +intended. In the years 55 and 54 B.C., he made two expeditions to +Britain to punish the natives for giving aid to their Celtic kinsfolk +in Gaul, and in 55 and 53 he crossed the Rhine to compel the Germans +to remain on their own side of the river and to cease troubling the +Gauls by raids and invasions, as they had recently been doing. When +(about 51 B.C.) he came to write his _Commentaries on the Gallic War_, +it is very natural that he should have taken care to give a brief +sketch of the leading peoples whom he had been fighting, that is, the +Gauls, the Britons, and the Germans. There are two places in the +_Commentaries_ where the Germans are described at some length. At the +beginning of Book IV. there is an account of the particular tribe +known as the Suevi, and in the middle of Book VI. there is a longer +sketch of the Germans in general. This latter is the passage +translated below. Of course we are not to suppose that Cæsar's +knowledge of the Germans was in any sense thorough. At no time did he +get far into their country, and the people whose manners and customs +he had an opportunity to observe were only those who were pressing +down upon, and occasionally across, the Rhine boundary--a mere fringe +of the great race stretching back to the Baltic and, at that time, far +eastward into modern Russia. We may be sure that many of the more +remote German tribes lived after a fashion quite different from that +which Cæsar and his legions had an opportunity to observe on the +Rhine-Danube frontier. Still, Cæsar's account, vague and brief as it +is, has an importance that can hardly be exaggerated. These early +Germans had no written literature and but for the descriptions of them +left by a few Roman writers, such as Cæsar, we should know almost +nothing about them. If we bear in mind that the account in the +_Commentaries_ was based upon very keen, though limited, observation, +we can get out of it a good deal of interesting information concerning +the early ancestors of the great Teutonic peoples of the world to-day. + + Source--Julius Cæsar, _De Bello Gallico_ ["The Gallic War"], + Bk. VI., Chaps. 21-23. + + [Sidenote: Their religion] + + =21.= The customs of the Germans differ widely from those of the + Gauls;[1] for neither have they Druids to preside over religious + services,[2] nor do they give much attention to sacrifices. They + count in the number of their gods those only whom they can see, and + by whose favors they are clearly aided; that is to say, the Sun, + Vulcan,[3] and the Moon. Of other deities they have never even + heard. Their whole life is spent in hunting and in war. From + childhood they are trained in labor and hardship.... + + [Sidenote: Their system of land tenure] + + =22.= They are not devoted to agriculture, and the greater portion + of their food consists of milk, cheese, and flesh. No one owns a + particular piece of land, with fixed limits, but each year the + magistrates and the chiefs assign to the clans and the bands of + kinsmen who have assembled together as much land as they think + proper, and in whatever place they desire, and the next year compel + them to move to some other place. They give many reasons for this + custom--that the people may not lose their zeal for war through + habits established by prolonged attention to the cultivation of the + soil; that they may not be eager to acquire large possessions, and + that the stronger may not drive the weaker from their property; + that they may not build too carefully, in order to avoid cold and + heat; that the love of money may not spring up, from which arise + quarrels and dissensions; and, finally, that the common people may + live in contentment, since each person sees that his wealth is kept + equal to that of the most powerful. + + [Sidenote: Leaders and officers in war and peace] + + =23.= It is a matter of the greatest glory to the tribes to lay + waste, as widely as possible, the lands bordering their territory, + thus making them uninhabitable.[4] They regard it as the best + proof of their valor that their neighbors are forced to withdraw + from those lands and hardly any one dares set foot there; at the + same time they think that they will thus be more secure, since the + fear of a sudden invasion is removed. When a tribe is either + repelling an invasion or attacking an outside people, magistrates + are chosen to lead in the war, and these are given the power of + life and death. In times of peace there is no general magistrate, + but the chiefs of the districts and cantons render justice among + their own people and settle disputes.[5] Robbery, if committed + beyond the borders of the tribe, is not regarded as disgraceful, + and they say that it is practised for the sake of training the + youth and preventing idleness. When any one of the chiefs has + declared in an assembly that he is going to be the leader of an + expedition, and that those who wish to follow him should give in + their names, they who approve of the undertaking, and of the man, + stand up and promise their assistance, and are applauded by the + people. Such of these as do not then follow him are looked upon as + deserters and traitors, and from that day no one has any faith in + them. + + [Sidenote: German hospitality] + + To mistreat a guest they consider to be a crime. They protect from + injury those who have come among them for any purpose whatever, and + regard them as sacred. To them the houses of all are open and food + is freely supplied. + + +2. A Description by Tacitus + +Tacitus (54-119),[6] who is sometimes credited with being the greatest +of Roman historians, published his treatise on the _Origin, Location, +Manners, and Inhabitants of Germany_ in the year 98. This was about a +century and a half after Cæsar wrote his _Commentaries_. During this +long interval we have almost no information as to how the Germans were +living or what they were doing. There is much uncertainty as to the +means by which Tacitus got his knowledge of them. We may be reasonably +sure that he did not travel extensively through the country north of +the Rhine; there is, in fact, not a shred of evidence that he ever +visited it at all. He tells us that he made use of Cæsar's account, +but this was very meager and could not have been of much service. We +are left to surmise that he drew most of his information from books +then existing but since lost, such as the writings of Posidonius of +Rhodes (136-51 B.C.) and Pliny the Elder (23-79). These sources were +doubtless supplemented by the stories of officials and traders who had +been among the Germans and were afterwards interviewed by the +historian. Tacitus's essay, therefore, while written with a desire to +tell the truth, was apparently not based on first-hand information. +The author nowhere says that he had _seen_ this or that feature of +German life. We may suppose that what he really did was to gather up +all the stories and reports regarding the German barbarians which were +already known to Roman traders, travelers, and soldiers, sift the true +from the false as well as he could, and write out in first class Latin +the little book which we know as the _Germania_. The theory that the +work was intended as a satire, or sermon in morals, for the benefit of +a corrupt Roman people has been quite generally abandoned, and this +for the very good reason that there is nothing in either the +treatise's contents or style to warrant such a belief. Tacitus wrote +the book because of his general interest in historical and +geographical subjects, and also, perhaps, because it afforded him an +excellent opportunity to display a literary skill in which he took no +small degree of pride. That it was published separately instead of in +one of his larger histories may have been due to public interest in +the subject during Trajan's wars in the Rhine country in the years 98 +and 99. The first twenty-seven chapters, from which the selections +below are taken, treat of the Germans in general--their origin, +religion, family life, occupations, military tactics, amusements, land +system, government, and social classes; the last nineteen deal with +individual tribes and are not so accurate or so valuable. It will be +found interesting to compare what Tacitus says with what Cæsar says +when both touch upon the same topic. In doing so it should be borne in +mind that there was a difference in time of a century and a half +between the two writers, and also that while Tacitus probably did not +write from experience among the Germans, as Cæsar did, he nevertheless +had given the subject a larger amount of deliberate study. + + Source--C. Cornelius Tacitus, _De Origine, Situ, Moribus, ac + Populis Germanorum_ [known commonly as the "Germania"], Chaps. + 4-24, _passim_. Adapted from translation by Alfred J. Church + and William J. Brodribb (London, 1868), pp. 1-16. Text in + numerous editions, as that of William F. Allen (Boston, 1882) + and that of Henry Furneau (Oxford, 1894). + + [Sidenote: Physical characteristics] + + =4.= For my own part, I agree with those who think that the tribes + of Germany are free from all trace of intermarriage with foreign + nations, and that they appear as a distinct, unmixed race, like + none but themselves. Hence it is that the same physical features + are to be observed throughout so vast a population. All have fierce + blue eyes, reddish hair, and huge bodies fit only for sudden + exertion. They are not very able to endure labor that is + exhausting. Heat and thirst they cannot withstand at all, though to + cold and hunger their climate and soil have hardened them. + + [Sidenote: Their weapons and mode of fighting] + + =6.= Iron is not plentiful among them, as may be inferred from the + nature of their weapons.[7] Only a few make use of swords or long + lances. Ordinarily they carry a spear (which they call a _framea_), + with a short and narrow head, but so sharp and easy to handle that + the same weapon serves, according to circumstances, for close or + distant conflict. As for the horse-soldier, he is satisfied with a + shield and a spear. The foot-soldiers also scatter showers of + missiles, each man having several and hurling them to an immense + distance, and being naked or lightly clad with a little cloak. They + make no display in their equipment. Their shields alone are marked + with fancy colors. Only a few have corselets,[8] and just one or + two here and there a metal or leather helmet.[9] Their horses are + neither beautiful nor swift; nor are they taught various wheeling + movements after the Roman fashion, but are driven straight forward + so as to make one turn to the right in such a compact body that + none may be left behind another. On the whole, one would say that + the Germans' chief strength is in their infantry. It fights along + with the cavalry, and admirably adapted to the movements of the + latter is the swiftness of certain foot-soldiers, who are picked + from the entire youth of their country and placed in front of the + battle line.[10] The number of these is fixed, being a hundred from + each _pagus_,[11] and from this they take their name among their + countrymen, so that what was at the outset a mere number has now + become a title of honor. Their line of battle is drawn up in the + shape of a wedge. To yield ground, provided they return to the + attack, is regarded as prudence rather than cowardice. The bodies + of their slain they carry off, even when the battle has been + indecisive. To abandon one's shield is the basest of crimes. A man + thus disgraced is not allowed to be present at the religious + ceremonies, or to enter the council. Many, indeed, after making a + cowardly escape from battle put an end to their infamy by hanging + themselves.[12] + + [Sidenote: The Germans in battle] + + =7.= They choose their kings[13] by reason of their birth, but + their generals on the ground of merit. The kings do not enjoy + unlimited or despotic power, and even the generals command more by + example than by authority. If they are energetic, if they take a + prominent part, if they fight in the front, they lead because they + are admired. But to rebuke, to imprison, even to flog, is allowed + to the priests alone, and this not as a punishment, or at the + general's bidding, but by the command of the god whom they believe + to inspire the warrior. They also carry with them into battle + certain figures and images taken from their sacred groves.[14] The + thing that most strengthens their courage is the fact that their + troops are not made up of bodies of men chosen by mere chance, but + are arranged by families and kindreds. Close by them, too, are + those dearest to them, so that in the midst of the fight they can + hear the shrieks of women and the cries of children. These loved + ones are to every man the most valued witnesses of his valor, and + at the same time his most generous applauders. The soldier brings + his wounds to mother or wife, who shrinks not from counting them, + or even demanding to see them, and who provides food for the + warriors and gives them encouragement. + + [Sidenote: Their popular assemblies] + + =11.= About matters of small importance the chiefs alone take + counsel, but the larger questions are considered by the entire + tribe. Yet even when the final decision rests with the people the + affair is always thoroughly discussed by the chiefs. Except in the + case of a sudden emergency, the people hold their assemblies on + certain fixed days, either at the new or the full moon; for these + they consider the most suitable times for the transaction of + business. Instead of counting by days, as we do, they count by + nights, and in this way designate both their ordinary and their + legal engagements. They regard the night as bringing on the day. + Their freedom has one disadvantage, in that they do not all come + together at the same time, or as they are commanded, but two or + three days are wasted in the delay of assembling. When the people + present think proper, they sit down armed. Silence is proclaimed by + the priests who, on these occasions, are charged with the duty of + keeping order. The king or the leader speaks first, and then others + in order, as age, or rank, or reputation in war, or eloquence, give + them right. The speakers are heard more because of their ability to + persuade than because of their power to command. If the speeches + are displeasing to the people, they reject them with murmurs; if + they are pleasing, they applaud by clashing their weapons together, + which is the kind of applause most highly esteemed.[15] + + [Sidenote: The chiefs and their companions] + + =13.= They transact no public or private business without being + armed, but it is not allowable for any one to bear arms until he + has satisfied the tribe that he is fit to do so. Then, in the + presence of the assembly, one of the chiefs, or the young man's + father, or some kinsman, equips him with a shield and a spear. + These arms are what the toga is with the Romans, the first honor + with which a youth is invested. Up to this time he is regarded as + merely a member of a household, but afterwards as a member of the + state. Very noble birth, or important service rendered by the + father, secures for a youth the rank of chief, and such lads attach + themselves to men of mature strength and of fully tested valor. It + is no shame to be numbered among a chief's companions.[16] The + companions have different ranks in the band, according to the will + of the chief; and there is great rivalry among the companions for + first place in the chief's favor, as there is among the chiefs for + the possession of the largest and bravest throng of followers. It + is an honor, as well as a source of strength, to be thus always + surrounded by a large body of picked youths, who uphold the rank of + the chief in peace and defend him in war. The fame of such a chief + and his band is not confined to their own tribe, but is spread + among foreign peoples; they are sought out and honored with gifts + in order to secure their alliance, for the reputation of such a + band may decide a whole war. + + [Sidenote: The German love of war] + + =14.= In battle it is considered shameful for the chief to allow + any of his followers to excel him in valor, and for the followers + not to equal their chief in deeds of bravery. To survive the chief + and return from the field is a disgrace and a reproach for life. To + defend and protect him, and to add to his renown by courageous + fighting is the height of loyalty. The chief fights for victory; + the companions must fight for the chief. If their native state + sinks into the sloth of peace and quiet, many noble youths + voluntarily seek those tribes which are waging some war, both + because inaction is disliked by their race and because it is in war + that they win renown most readily; besides, a chief can maintain a + band only by war, for the men expect to receive their war-horse and + their arms from their leader. Feasts and entertainments, though not + elegant, are plentifully provided and constitute their only pay. + The means of such liberality are best obtained from the booty of + war. Nor are they as easily persuaded to plow the earth and to wait + for the year's produce as to challenge an enemy and earn the glory + of wounds. Indeed, they actually think it tame and stupid to + acquire by the sweat of toil what they may win by their blood.[17] + + [Sidenote: Life in times of peace] + + =15.= When not engaged in war they pass much of their time in the + chase, and still more in idleness, giving themselves up to sleep + and feasting. The bravest and most warlike do no work; they give + over the management of the household, of the home, and of the land + to the women, the old men, and the weaker members of the family, + while they themselves remain in the most sluggish inactivity. It is + strange that the same men should be so fond of idleness and yet so + averse to peace.[18] It is the custom of the tribes to make their + chiefs presents of cattle and grain, and thus to give them the + means of support.[19] The chiefs are especially pleased with gifts + from neighboring tribes, which are sent not only by individuals, + but also by the state, such as choice steeds, heavy armor, + trappings, and neck-chains. The Romans have now taught them to + accept money also. + + [Sidenote: Lack of cities and towns] + + =16.= It is a well-known fact that the peoples of Germany have no + cities, and that they do not even allow buildings to be erected + close together.[20] They live scattered about, wherever a spring, + or a meadow, or a wood has attracted them. Their villages are not + arranged in the Roman fashion, with the buildings connected and + joined together, but every person surrounds his dwelling with an + open space, either as a precaution against the disasters of fire, + or because they do not know how to build. They make no use of stone + or brick, but employ wood for all purposes. Their buildings are + mere rude masses, without ornament or attractiveness, although + occasionally they are stained in part with a kind of clay which is + so clear and bright that it resembles painting, or a colored + design.... + + [Sidenote: Their food and drink] + + =23.= A liquor for drinking is made out of barley, or other grain, + and fermented so as to be somewhat like wine. The dwellers along + the river-bank[21] also buy wine from traders. Their food is of a + simple variety, consisting of wild fruit, fresh game, and curdled + milk. They satisfy their hunger without making much preparation of + cooked dishes, and without the use of any delicacies at all. In + quenching their thirst they are not so moderate. If they are + supplied with as much as they desire to drink, they will be + overcome by their own vices as easily as by the arms of an enemy. + + [Sidenote: German amusements] + + =24.= At all their gatherings there is one and the same kind of + amusement. This is the dancing of naked youths amid swords and + lances that all the time endanger their lives. Experience gives + them skill, and skill in turn gives grace. They scorn to receive + profit or pay, for, however reckless their pastime, its reward is + only the pleasure of the spectators. Strangely enough, they make + games of chance a serious employment, even when sober, and so + venturesome are they about winning or losing that, when every other + resource has failed, on the final throw of the dice they will stake + even their own freedom. He who loses goes into voluntary slavery + and, though the younger and stronger of the players, allows himself + to be bound and sold. Such is their stubborn persistency in a bad + practice, though they themselves call it honor. Slaves thus + acquired the owners trade off as speedily as possible to rid + themselves of the scandal of such a victory. + + +FOOTNOTES: + +[1] In chapters 11-20, immediately preceding the present passage, +Cæsar gives a comparatively full and minute description of Gallic life +and institutions. He knew more about the Gauls than about the Germans, +and, besides, it was his experiences among them that he was writing +about primarily. + +[2] The Druids were priests who formed a distinct and very influential +class among the Gauls. They ascertained and revealed the will of the +gods and were supreme in the government of the tribes. Druids existed +also among the Britons. + +[3] By Vulcan Cæsar means the German god of fire. + +[4] Of the Suevi, a German tribe living along the upper course of the +Danube, Cæsar says: "They consider it their greatest glory as a nation +that the lands about their territories lie unoccupied to a very great +extent, for they think that by this it is shown that a great number of +nations cannot withstand their power; and thus on one side of the +Suevi the lands are said to lie desolate for about six hundred +miles."--_Gallic War_, Bk. IV., Chap. 3. + +[5] This statement is an instance of Cæsar's vagueness, due possibly +to haste in writing, but more likely to lack of definite information. +How large these districts and cantons were, whether they had fixed +boundaries, and how the chiefs rendered justice in them are things we +should like to know but are not told. + +[6] All dates from this point, unless otherwise indicated, are A.D. + +[7] In reality iron ore was abundant in the Germans' territory, but it +was not until long after the time of Tacitus that much use began to be +made of it. By the fifth century iron swords were common. + +[8] Coats of mail. + +[9] Defensive armor for the head and neck. + +[10] See Cæsar's description of this mode of fighting.--_Gallic War_, +Bk. I., Chap. 48. + +[11] The canton was known to the Romans as a _pagus_ and to the +Germans themselves as a _gau_. It was made up of a number of +districts, or townships (Latin _vicus_, German _dorf_), and was itself +a division of a tribe or nation. + +[12] A later law of the Salian Franks imposed a fine of 120 _denarii_ +upon any man who should accuse another of throwing down his shield and +running away, without being able to prove it [see p. 64]. + +[13] Many of the western tribes at the time Tacitus wrote did not have +kings, though in eastern Germany the institution of kingship seems to +have been quite general. The office, where it existed, was elective, +but the people rarely chose a king outside of a privileged family, +assumed to be of divine origin. + +[14] Evidently these were not images of their gods, for in another +place (Chap. 9) Tacitus tells us that the Germans deemed it a dishonor +to their deities to represent them in human form. The images were +probably those of wild beasts, as the wolf of Woden (or Odin), or the +ram of Tyr, and were national standards preserved with religious care +in the sacred groves, whence they were brought forth when the tribe +was on the point of going to war. + +[15] The German popular assembly was simply the periodical gathering +of free men in arms for the discussion and decision of important +points of tribal policy. It was not a legislative body in the modern +sense. Law among the Germans was immemorial custom, which, like +religion, could be changed only by a gradual shifting of popular +belief and practice. It was not "made" by any process of deliberate +and immediate choice. Nevertheless, the assembly constituted an +important democratic element in the government, which operated in a +measure to offset the aristocratic element represented by the +_principes_ and _comitatus_ [see p. 28]. Its principal functions were +the declaring of war and peace, the election of the kings, and, +apparently, the hearing and deciding of graver cases at law. + +[16] This relation of _principes_ (chiefs) and _comites_ (companions) +is mentioned by Cæsar [see p. 22]. The name by which the Romans +designated the band of companions, or followers, of a German chieftain +was _comitatus_. + +[17] Apparently the Germans did not now care much more for agriculture +than in the time of Cæsar. The women, slaves, and old men sowed some +seeds and gathered small harvests, but the warrior class held itself +above such humble and unexciting employment. The raising of cattle +afforded a principal means of subsistence, though hunting and fishing +contributed considerably. + +[18] Compare the Germans and the North American Indians in this +respect. The great contrast between these two peoples lay in the +capacity of the one and the comparative incapacity of the other for +development. + +[19] The Germans had no system of taxation on land or other property, +such as the Romans had and such as we have to-day. It was not until +well toward the close of the Middle Ages that the governments of +kingdoms built up by Germanic peoples in western Europe came to be +maintained by anything like what we would call taxes in the modern +sense. + +[20] The lack of cities and city life among the Germans struck Tacitus +with the greater force because of the complete dominance of city +organization to which he, as a Roman, was accustomed. The Greek and +Roman world was made up, in the last analysis, of an aggregation of +_civitates_, or city states. Among the ancient Greeks these had +usually been independent; among the Romans they were correlated under +the greater or lesser control of a centralized government; but among +the Germans of Tacitus's time, and long after, the mixed agricultural +and nomadic character of the people effectually prevented the +development of anything even approaching urban organization. Their +life was that of the forest and the pasture, not that of forum, +theatre, and circus. + +[21] That is, on the Rhine, where traders from the south brought in +wines and other Roman products. The drink which the Germans themselves +manufactured was, of course, a kind of beer. + + + + +CHAPTER II. + +THE VISIGOTHIC INVASION + + +3. The Visigoths Cross the Danube (376) + +The earliest invasion of the Roman Empire which resulted in the +permanent settlement of a large and united body of Germans on Roman +soil was that of the Visigoths in the year 376. This invasion was very +far, however, from marking the first important contact of the German +and Roman peoples. As early as the end of the second century B.C. the +incursions of the Cimbri and Teutones (113-101) into southern Gaul and +northern Italy had given Rome a suggestion of the danger which +threatened from the northern barbarians. Half a century later, the +Gallic campaigns of Cæsar brought the two peoples into conflict for +the first time in the region of the later Rhine boundary, and had the +very important effect of preventing the impending Germanization of +Gaul and substituting the extension of Roman power and civilization in +that quarter. Roman imperial plans on the north then developed along +ambitious lines until the year 9 A.D., when the legions of the Emperor +Augustus, led by Varus, were defeated, and in large part annihilated, +in the great battle of the Teutoberg Forest and the balance was turned +forever against the Romanization of the Germanic countries. Thereafter +for a long time a state of equilibrium was preserved along the +Rhine-Danube frontier, though after the Marcomannic wars in the latter +half of the second century the scale began to incline more and more +against the Romans, who were gradually forced into the attitude of +defense against a growing disposition of the restless Germans to push +the boundary farther south. + +During the more than three and a half centuries intervening between +the battle of the Teutoberg and the crossing of the Danube by the +Visigoths, the intermingling of the two peoples steadily increased. On +the one hand were numerous Roman travelers and traders who visited +the Germans living along the frontier and learned what sort of people +they were. The soldiers of the legions stationed on the Rhine and +Danube also added materially to Roman knowledge in this direction. But +much more important was the influx of Germans into the Empire to serve +as soldiers or to settle on lands allotted to them by the government. +Owing to a general decline of population, and especially to the lack +of a sturdy middle class, Rome found it necessary to fill up her army +with foreigners and to reward them with lands lying mainly near the +frontiers, but often in the very heart of the Empire. The +over-population of Germany furnished a large class of excellent +soldiers who were ready enough to accept the pay of the Roman emperor +for service in the legions, even if rendered, as it often was, against +their kinsmen who were menacing the weakened frontier. From this +source the Empire had long been receiving a large infusion of German +blood before any considerable tribe came within its bounds to settle +in a body. Indeed, if there had occurred no sudden and startling +overflows of population from the Germanic countries, such as the +Visigothic invasion, it is quite possible that the Roman Empire might +yet have fallen completely into the hands of the Germans by the quiet +and gradual processes just indicated. As it was, the pressure from +advancing Asiatic peoples on the east was too great to be withstood, +and there resulted, between the fourth and sixth centuries, a series +of notable invasions which left almost the entire Western Empire +parceled out among new Germanic kingdoms established by force on the +ruins of the once invincible Roman power. The breaking of the frontier +by the West Goths (to whom the Emperor Aurelian, in 270, had abandoned +the rich province of Dacia), during the reign of Gratian in the West +and of Valens in the East, was the first conspicuous step in this +great transforming movement. + +The ferocious people to whose incursions Ammianus refers as the cause +of the Visigothic invasion were the Huns [see p. 42], who had but +lately made their first appearance in Europe. Already by 376 the +Ostrogothic kingdom of Hermaneric, to the north of the Black Sea, had +fallen before their onslaught, and the wave of conquest was spreading +rapidly westward toward Dacia and the neighboring lands inhabited by +the Visigoths. The latter people were even less able to make effectual +resistance than their eastern brethren had been. Part of them had +become Christians and were recognizing Fridigern as their leader, +while the remaining pagan element acknowledged the sway of Athanaric. +On the arrival of the Huns, Athanaric led his portion of the people +into the Carpathian Mountains and began to prepare for resistance, +while the Christians, led by Fridigern and Alaf (or Alavivus), +gathered on the Danube and begged permission to take refuge across the +river in Roman territory. Athanaric and his division of the Visigoths, +having become Christians, entered the Empire a few years later and +settled in Moesia. + +Ammianus Marcellinus, author of the account of the Visigothic invasion +given below, was a native of Antioch, a soldier of Greek ancestry and +apparently of noble birth, and a member of the Eastern emperor's +bodyguard. Beyond these facts, gleaned from his _Roman History_, we +have almost no knowledge of the man. The date of his birth is unknown, +likewise that of his death, though from his writings it appears that +he lived well toward the close of the fourth century. His _History_ +began with the accession of Nerva, 96 A.D., approximately where the +accounts by Tacitus and Suetonius end, and continued to the death of +his master Valens in the battle of Adrianople in 378. It was divided +into thirty-one books; but of these thirteen have been lost, and some +of those which survive are imperfect. Although the narrative is broken +into rather provokingly here and there by digressions on earthquakes +and eclipses and speculations on such utterly foreign topics as the +theory of the destruction of lions by mosquitoes, it nevertheless +constitutes an invaluable source of information on the men and events +of the era which it covers. Its value is greatest, naturally, on the +period of the Visigothic invasion, for in dealing with these years the +author could describe events about which he had direct and personal +knowledge. Ammianus is to be thought of as the last of the old Roman +school of historians. + + Source--Ammianus Marcellinus, _Rerum Gestarum Libri qui + Supersunt_, Bk. XXXI., Chaps. 3-4. Translated by Charles D. + Yonge under the title of _Roman History during the Reigns of + the Emperors Constantius, Julian, Jovianus, Valentinian, and + Valens_ (London, 1862), pp. 584-586. Text in edition of Victor + Gardthausen (Leipzig, 1875), Vol. II., pp. 239-240. + + [Sidenote: Visigoths ask permission to settle within the Empire] + + In the meantime a report spread extensively through the other + nations of the Goths [i.e., the Visigoths], that a race of men, + hitherto unknown, had suddenly descended like a whirlwind from the + lofty mountains, as if they had risen from some secret recess of + the earth, and were ravaging and destroying everything that came in + their way. Then the greater part of the population (which, because + of their lack of necessities, had deserted Athanaric), resolved to + flee and to seek a home remote from all knowledge of the + barbarians; and after a long deliberation as to where to fix their + abode, they resolved that a retreat into Thrace was the most + suitable, for these two reasons: first of all, because it is a + district most abundant in grass; and in the second place, because, + by the great breadth of the Danube, it is wholly separated from the + barbarians [i.e., the Goths], who were already exposed to the + thunderbolts of foreign warfare. And the whole population of the + tribe adopted this resolution unanimously. Accordingly, under the + command of their leader Alavivus, they occupied the banks of the + Danube; and having sent ambassadors to Valens,[22] they humbly + entreated that they might be received by him as his subjects, + promising to live peaceably and to furnish a body of auxiliary + troops, if any necessity for such a force should arise. + + [Sidenote: Rumors of Gothic movements reach Rome] + + While these events were passing in foreign countries, a terrible + rumor arose that the tribes of the north were planning new and + unprecedented attacks upon us,[23] and that over the whole region + which extends from the country of the Marcomanni and Quadi to + Pontus,[24] a barbarian host composed of various distant nations + which had suddenly been driven by force from their own country, was + now, with all their families, wandering about in different + directions on the banks of the river Danube. + + [Sidenote: Their coming represented as a blessing to the Empire] + + At first this intelligence was treated lightly by our people, + because they were not in the habit of hearing of any wars in those + remote regions until after they had been terminated either by + victory or by treaty. But presently the belief in these occurrences + grew stronger, being confirmed, moreover, by the arrival of the + foreign ambassadors who, with prayers and earnest entreaties, + begged that the people thus driven from their homes and now + encamped on the other side of the river might be kindly received by + us. The affair seemed a cause of joy rather than of fear, according + to the skilful flatterers who were always extolling and + exaggerating the good fortune of the Emperor; congratulating him + that an embassy had come from the farthest corners of the earth + unexpectedly, offering him a large body of recruits, and that, by + combining the strength of his own nation with these foreign forces, + he would have an army absolutely invincible; observing farther + that, by the payment for military reinforcements which came in + every year from the provinces, a vast treasure of gold might be + accumulated in his coffers. + + [Sidenote: The crossing of the Danube] + + Full of this hope, he sent several officers to bring this ferocious + people and their wagons into our territory. And such great pains + were taken to gratify this nation, which was destined to overthrow + the empire of Rome, that not one was left behind, not even of those + who were stricken with mortal disease. Moreover, having obtained + permission of the Emperor to cross the Danube and to cultivate some + districts in Thrace, they crossed the stream day and night, without + ceasing, embarking in troops on board ships and rafts, and canoes + made of the hollow trunks of trees. In this enterprise, since the + Danube is the most difficult of all rivers to navigate, and was at + that time swollen with continual rains, a great many were drowned, + who, because they were too numerous for the vessels, tried to swim + across, and in spite of all their exertions were swept away by the + stream. + + [Sidenote: Number of the invaders] + + In this way, through the turbulent zeal of violent people, the + ruin of the Roman Empire was brought on. This, at all events, is + neither obscure nor uncertain, that the unhappy officers who were + intrusted with the charge of conducting the multitude of the + barbarians across the river, though they repeatedly endeavored to + calculate their numbers, at last abandoned the attempt as useless; + and the man who would wish to ascertain the number might as well + attempt to count the waves in the African sea, or the grains of + sand tossed about by the zephyr.[25] + + +4. The Battle of Adrianople (378) + +Before crossing the Danube the Visigoths had been required by the +Romans to give up their arms, and also a number of their children to +be held as hostages. In return it was understood that the Romans would +equip them afresh with arms sufficient for their defense and with food +supplies to maintain them until they should become settled in their +new homes. So far as our information goes, it appears that the Goths +fulfilled their part of the contract, or at least were willing to do +so. But the Roman officers in Thrace saw an opportunity to enrich +themselves by selling food to the famished barbarians at extortionate +prices, and a few months of such practices sufficed to arouse all the +rage and resentment of which the untamed Teuton was capable. In the +summer of 378 the Goths broke out in open revolt and began to avenge +themselves by laying waste the Roman lands along the lower Danube +frontier. The Eastern emperor, Valens, hastened to the scene of +insurrection, but only to lose the great battle of Adrianople, August +9, 378, and to meet his own death. "The battle of Adrianople," says +Professor Emerton, "was one of the decisive battles of the world. It +taught the Germans that they could beat the legions in open fight and +that henceforth it was for them to name the price of peace. It broke +once for all the Rhine-Danube frontier." Many times thereafter German +armies, and whole tribes, were to play the rôle of allies of Rome; but +neither German nor Roman could be blinded to the fact that the +decadent empire of the south lay at the mercy of the stalwart sons of +the northern wilderness. + + Source--Ammianus Marcellinus, _Rerum Gestarum Libri qui + Supersunt_, Bk. XXXI., Chaps. 12-14. Translated by Charles D. + Yonge [see p. 34], pp. 608-615 _passim_. Text in edition of + Victor Gardthausen (Leipzig, 1875), Vol. II., pp. 261-269. + + [Sidenote: The Goths approach the Roman army] + + He [Valens] was at the head of a numerous force, neither unwarlike + nor contemptible, and had united with them many veteran bands, + among whom were several officers of high rank--especially Trajan, + who a little while before had been commander of the forces. And as, + by means of spies and observation, it was ascertained that the + enemy was intending to blockade with strong divisions the different + roads by which the necessary supplies must come, he sent a + sufficient force to prevent this, dispatching a body of the archers + of the infantry and a squadron of cavalry with all speed to occupy + the narrow passes in the neighborhood. Three days afterwards, when + the barbarians, who were advancing slowly because they feared an + attack in the unfavorable ground which they were traversing, + arrived within fifteen miles from the station of Nice[26] (which + was the aim of their march), the Emperor, with wanton impetuosity, + resolved on attacking them instantly, because those who had been + sent forward to reconnoitre (what led to such a mistake is unknown) + affirmed that the entire body of the Goths did not exceed ten + thousand men....[27] + + [Sidenote: The battle begins] + + When the day broke which the annals mark as the fifth of the Ides + of August [Aug. 9] the Roman standards were advanced with haste. + The baggage had been placed close to the walls of Adrianople, under + a sufficient guard of soldiers of the legions. The treasures and + the chief insignia of the Emperor's rank were within the walls, + with the prefect and the principal members of the council.[28] + Then, having traversed the broken ground which divided the two + armies, as the burning day was progressing towards noon, at last, + after marching eight miles, our men came in sight of the wagons of + the enemy, which had been reported by the scouts to be all arranged + in a circle. According to their custom, the barbarian host raised a + fierce and hideous yell, while the Roman generals marshalled their + line of battle. The right wing of the cavalry was placed in front; + the chief portion of the infantry was kept in reserve....[29] + + And while arms and missiles of all kinds were meeting in fierce + conflict, and Bellona,[30] blowing her mournful trumpet, was raging + more fiercely than usual, to inflict disaster on the Romans, our + men began to retreat; but presently, aroused by the reproaches of + their officers, they made a fresh stand, and the battle increased + like a conflagration, terrifying our soldiers, numbers of whom were + pierced by strokes of the javelins hurled at them, and by arrows. + + [Sidenote: The fury of the conflict] + + Then the two lines of battle dashed against each other, like the + beaks of ships and, thrusting with all their might, were tossed to + and fro like the waves of the sea. Our left wing had advanced + actually up to the wagons, with the intent to push on still farther + if properly supported; but they were deserted by the rest of the + cavalry, and so pressed upon by the superior numbers of the enemy + that they were overwhelmed and beaten down like the ruin of a vast + rampart. Presently our infantry also was left unsupported, while + the various companies became so huddled together that a soldier + could hardly draw his sword, or withdraw his hand after he had once + stretched it out. And by this time such clouds of dust arose that + it was scarcely possible to see the sky, which resounded with + horrible cries; and in consequence the darts, which were bearing + death on every side, reached their mark and fell with deadly + effect, because no one could see them beforehand so as to guard + against them. The barbarians, rushing on with their enormous host, + beat down our horses and men and left no spot to which our ranks + could fall back to operate. They were so closely packed that it was + impossible to escape by forcing a way through them, and our men at + last began to despise death and again taking to their swords, slew + all they encountered, while with mutual blows of battle-axes, + helmets and breastplates were dashed in pieces. + + [Sidenote: The Romans put to flight] + + Then you might see the barbarian, towering in his fierceness, + hissing or shouting, fall with his legs pierced through, or his + right hand cut off, sword and all, or his side transfixed, and + still, in the last gasp of life, casting around him defiant + glances. The plain was covered with corpses, showing the mutual + ruin of the combatants; while the groans of the dying, or of men + fearfully wounded, were intense and caused much dismay on all + sides. Amid all this great tumult and confusion our infantry were + exhausted by toil and danger, until at last they had neither + strength left to fight nor spirits to plan anything. Their spears + were broken by the frequent collisions, so that they were forced + to content themselves with their drawn swords, which they thrust + into the dense battalions of the enemy, disregarding their own + safety, and seeing that every possibility of escape was cut off + from them.... The sun, now high in the heavens (having traversed + the sign of Leo and reached the abode of the heavenly Virgo[31]) + scorched the Romans, who were emaciated by hunger, worn out with + toil, and scarcely able to support even the weight of their armor. + At last our columns were entirely beaten back by the overpowering + weight of the barbarians, and so they took to disorderly flight, + which is the only resource in extremity, each man trying to save + himself as best he could.... + + Scarcely one third of the whole army escaped. Nor, except the + battle of Cannæ, is so destructive a slaughter recorded in our + annals;[32] though, even in the times of their prosperity, the + Romans have more than once been called upon to deplore the + uncertainty of war, and have for a time succumbed to evil Fortune. + + +FOOTNOTES: + +[22] Valens was the Eastern emperor from 364 until his death in the +battle of Adrianople in 378. His brother Valentinian was emperor in +the West from 364 to 375. Gratian, son of Valentinian, was the real +sovereign in the West when the Visigoths crossed the Danube. + +[23] That is, upon the writer's people, the Romans. + +[24] The Marcomanni and Quadi occupied a broad stretch of territory +along the upper Danube in what is now the northernmost part of +Austria-Hungary. Pontus was a province in northern Asia Minor. + +[25] Moeller (_Histoire du Moyen Age_, p. 58), estimates that the +Goths who now entered Thrace numbered not fewer than 200,000 grown +men, accompanied by their wives and children. The Italian Villari, in +his _Barbarian Invasions of Italy_, Vol. I., p. 49, gives the same +estimate. The tendency of contemporary chroniclers to exaggerate +numbers has misled many older writers. Even Moeller's and Villari's +estimate would mean a total of upwards of a million people. That there +were so many may well be doubted. The Vandals played practically as +important a part in the history of their times as did the Visigoths; +yet it is known that when the Vandals passed through Spain, in the +first half of the fifth century, they numbered not more than 20,000 +fighting men, with their wives and children. + +[26] Nice was about thirty miles east of Adrianople. + +[27] The Visigoths under Fridigern finally took their position near +Adrianople and Valens led his army into that vicinity and pitched his +camp, fortifying it with a rampart of palisades. From the Western +emperor, Gratian, a messenger came asking that open conflict be +postponed until the army from Rome could join that from +Constantinople. But Valens, easily flattered by some of his +over-confident generals, foolishly decided to bring on a battle at +once. Apparently he did not dream that defeat was possible. + +[28] After the battle here described, which occurred in the open +plain, the victorious Goths proceeded to the siege of the city itself, +in which, however, they were unsuccessful. The taking of fortified +towns was an art in which the Germans were not skilled. + +[29] When both armies were in position Fridigern, "being skilful in +divining the future," says Ammianus, "and fearing a doubtful +struggle," sent a herald to Valens with the promise that if the Romans +would give hostages to the Goths the latter would cease their +depredations and even aid the Romans in their wars. Richomeres, the +Roman cavalry leader, was chosen by Valens to serve as a hostage; but +as he was proceeding to the Gothic camp the soldiers who accompanied +him made a rash attack upon a division of the enemy and precipitated a +battle which soon spread to the whole army. + +[30] The goddess of war, regarded in Roman mythology as the sister of +Mars. + +[31] Signs of the zodiac, sometimes employed by the Romans to give +figurative expression to the time of day. + +[32] The number of Romans killed at Cannæ (216 B.C.) is variously +estimated, but it can hardly have been under 50,000. + + + + +CHAPTER III. + +THE HUNS + + +5. Descriptions by a Graeco-Roman Poet and a Roman Historian + +The Huns, a people of Turanian stock, were closely related to the +ancestors of the Magyars, or the modern Hungarians. Their original +home was in central Asia, beyond the great wall of China, and they +were in every sense a people of the plains rather than of the forest +or of the sea. From the region of modern Siberia they swept westward +in successive waves, beginning about the middle of the fourth century, +traversed the "gateway of the nations" between the Caspian Sea and the +Ural Mountains, and fell with fury upon the German tribes (mainly the +Goths) settled in eastern and southern Europe. The descriptions of +them given by Claudius Claudianus and Ammianus Marcellinus set forth +their characteristics as understood by the Romans a half-century or +more before the invasion of the Empire by Attila. There is no reason +to suppose that either of these authors had ever seen a Hun, or had +his information at first hand. When both wrote the Huns were yet far +outside the Empire's bounds. Tales of soldiers and travelers, which +doubtless grew as they were told, must have supplied both the poet and +the historian with all that they knew regarding the strange Turanian +invaders. This being the case, we are not to accept all that they say +as the literal truth. Nevertheless the general impressions which one +gets from their pictures cannot be far wrong. + +Claudius Claudianus, commonly regarded as the last of the Latin +classic poets, was a native of Alexandria who settled at Rome about +395. For ten years after that date he occupied a position at the court +of the Emperor Honorius somewhat akin to that of poet-laureate. Much +of his writing was of a very poor quality, but his descriptions were +sometimes striking, as in the stanza given below. On Ammianus +Marcellinus see p. 34. + + Sources--(a) Claudius Claudianus, _In Rufinum_ ["Against + Rufinus"], Bk. I., 323-331. Text in _Monumenta Germaniæ + Historica, Auctores Antiquissimi_, Vol. X., pp. 30-31. + Translated in Thomas Hodgkin, _Italy and Her Invaders_ + (Oxford, 1880), Vol. II., p. 2. + + (b) Ammianus Marcellinus, _Rerum Gestarum Libri qui + Supersunt_, Bk. XXXI., Chaps. 2-4 [see p. 34]. Translated in + Hodgkin, _ibid._, pp. 34-38. + + (a) + + There is a race on Scythia's[33] verge extreme + Eastward, beyond the Tanais'[34] chilly stream. + The Northern Bear[35] looks on no uglier crew: + Base is their garb, their bodies foul to view; + Their souls are ne'er subdued to sturdy toil + Or Ceres' arts:[36] their sustenance is spoil. + With horrid wounds they gash their brutal brows, + And o'er their murdered parents bind their vows. + Not e'en the Centaur-offspring of the Cloud[37] + Were horsed more firmly than this savage crowd. + Brisk, lithe, in loose array they first come on, + Fly, turn, attack the foe who deems them gone. + + [Sidenote: Physical appearance of the Huns] + + (b) + + The nation of the Huns, little known to ancient records, but + spreading from the marshes of Azof to the Icy Sea,[38] surpasses + all other barbarians in wildness of life. In the first days of + infancy, deep incisions are made in the cheeks of their boys, in + order that when the time comes for whiskers to grow there, the + sprouting hairs may be kept back by the furrowed scars; and hence + they grow to maturity and to old age beardless. They all, however, + have strong, well-knit limbs and fine necks. Yet they are of + portentous ugliness and so crook-backed that you would take them + for some sort of two-footed beasts, or for the roughly-chipped + stakes which are used for the railings of a bridge. And though they + do just bear the likeness of men (of a very ugly type), they are so + little advanced in civilization that they make no use of fire, nor + of any kind of relish, in the preparation of their food, but feed + upon the roots which they find in the fields, and the half-raw + flesh of any sort of animal. I say half-raw, because they give it a + kind of cooking by placing it between their own thighs and the + backs of their horses. They never seek the shelter of houses, which + they look upon as little better than tombs, and will enter only + upon the direst necessity; nor would one be able to find among them + even a cottage of wattled rushes; but, wandering at large over + mountain and through forest, they are trained to endure from + infancy all the extremes of cold, of hunger, and of thirst. + + [Sidenote: Their dress] + + They are clad in linen raiment, or in the skins of field-mice sewed + together, and the same suit serves them for use in-doors and out. + However dingy the color of it may become, the tunic which has once + been hung around their necks is never laid aside nor changed until + through long decay the rags of it will no longer hold together. + Their heads are covered with bent caps, their hairy legs with the + skins of goats; their shoes, never having been fashioned on a last, + are so clumsy that they cannot walk comfortably. On this account + they are not well adapted to encounters on foot; but on the other + hand they are almost welded to their horses, which are hardy, + though of ugly shape, and on which they sometimes ride woman's + fashion. On horseback every man of that nation lives night and day; + on horseback he buys and sells; on horseback he takes his meat and + drink, and when night comes on he leans forward upon the narrow + neck of his horse and there falls into a deep sleep, or wanders + into the varied fantasies of dreams. + + [Sidenote: Their mode of fighting] + + When a discussion arises upon any matter of importance they come on + horseback to the place of meeting. No kingly sternness overawes + their deliberations, but being, on the whole, well-contented with + the disorderly guidance of their chiefs, they do not scruple to + interrupt the debates with anything that comes into their heads. + When attacked, they will sometimes engage in regular battle. Then, + going into the fight in order of columns, they fill the air with + varied and discordant cries. More often, however, they fight in no + regular order of battle, but being extremely swift and sudden in + their movements, they disperse, and then rapidly come together + again in loose array, spread havoc over vast plains and, flying + over the rampart, pillage the camp of their enemy almost before he + has become aware of their approach. It must be granted that they + are the nimblest of warriors. The missile weapons which they use at + a distance are pointed with sharpened bones admirably fastened to + the shaft. When in close combat they fight without regard to their + own safety, and while the enemy is intent upon parrying the thrusts + of their swords they throw a net over him and so entangle his limbs + that he loses all power of walking or riding. + + [Sidenote: Their nomadic character] + + Not one among them cultivates the ground, or ever touches a + plow-handle. All wander abroad without fixed abodes, without home, + or law, or settled customs, like perpetual fugitives, with their + wagons for their only habitations. If you ask them, not one can + tell you what is his place of origin. They are ruthless + truce-breakers, fickle, always ready to be swayed by the first + breath of a new desire, abandoning themselves without restraint to + the most ungovernable rage. + + Finally, like animals devoid of reason, they are utterly ignorant + of what is proper and what is not. They are tricksters with words + and full of dark sayings. They are never moved by either religious + or superstitious awe. They burn with unquenchable thirst for gold, + and they are so changeable and so easily moved to wrath that many + times in the day they will quarrel with their comrades on no + provocation, and be reconciled, having received no satisfaction. + + +FOOTNOTES: + +[33] A somewhat indefinite region north and east of the Caspian Sea. + +[34] The modern Don, flowing into the Sea of Azof. + +[35] One of two constellations in the northern hemisphere, called +respectively the Great Bear and the Lesser Bear, or _Ursa Major_ and +_Ursa Minor_. The Great Bear is commonly known as the Dipper. + +[36] That is, agriculture. The Huns were even less settled in their +mode of life than were the early Germans described by Tacitus. + +[37] A strange creature of classical mythology, represented as half +man and half horse. + +[38] The White Sea. It is hardly to be believed that the Huns dwelt so +far north. This was, of course, a matter of sheer speculation with the +Romans. + + + + +CHAPTER IV. + +THE EARLY FRANKS + + +6. The Deeds of Clovis as Related by Gregory of Tours + +The most important historical writer among the early Franks was a +bishop whose full name was Georgius Florentius Gregorius, but who has +commonly been known ever since his day as Gregory of Tours. The date +of his birth is uncertain, but it was probably either 539 or 540. He +was not a Frank, but a man of mixed Roman and Gallic descent, his +parentage being such as to rank him among the nobility of his native +district, Auvergne. At the age of thirty-four he was elected bishop of +Tours, and this important office he held until his death in 594. +During this long period of service he won distinction as an able +church official, as an alert man of affairs, and as a prolific writer +on ecclesiastical subjects. Among his writings, some of which have +been lost, were a book on the Christian martyrs, biographies of +several holy men of the Church, a commentary on the Psalms, and a +treatise on the officers of the Church and their duties. + +But by far his largest and most important work was his _Ecclesiastical +History of the Franks_, in ten books, written well toward the end of +his life. It is indeed to be regarded as one of the most interesting +pieces of literature produced in any country during the Middle Ages. +For his starting point Gregory went back to the Garden of Eden, and +what he gives us in his first book is only an amusing but practically +worthless account of the history of the world from Adam to St. Martin +of Tours, who died probably in 397. In the second book, however, he +comes more within the range of reasonable tradition, if not of actual +information, and brings the story down to the death of Clovis in 511. +In the succeeding eight books he reaches the year 591, though it is +thought by some that the last four were put together after the +author's death by some of his associates. However that may be, we may +rest assured that the history grows in accuracy as it approaches the +period in which it was written. Naturally it is at its best in the +later books, where events are described that happened within the +writer's lifetime, and with many of which he had a close connection. +Gregory was a man of unusual activity and of wide acquaintance among +the influential people of his day. He served as a counselor of several +Frankish kings and was a prominent figure at their courts. The shrine +of St. Martin of Tours[39] was visited by pilgrims from all parts of +the Christian world and by conversation with them Gregory had an +excellent opportunity to keep informed as to what was going on among +the Franks, and among more distant peoples as well. He was thus +fortunately situated for one who proposed to write the history of his +times. As a bishop of the orthodox Church he had small regard for +Arians and other heretics, and so was in some ways less broad-minded +than we could wish; and of course he shared the superstition and +ignorance of his age, as will appear in some of the selections below. +Still, without his extensive history we should know far less than we +now do concerning the Frankish people before the seventh century. He +mixes legend with fact in a most confusing manner, but with no +intention whatever to deceive. The men of the earlier Middle Ages knew +no other way of writing history and their readers were not critical as +we are to-day. The passages quoted below from Gregory's history give +some interesting information concerning the Frankish conquerors of +Gaul, and at the same time show something of the spirit of Gregory +himself and of the people of his times. + +Particularly interesting is the account of the conversion of Clovis +and of the Franks to Christianity. When the Visigoths, Ostrogoths, +Vandals, Lombards, and Burgundians crossed the Roman frontiers and +settled within the bounds of the old Empire they were all Christians +in name, however much their conduct might be at variance with their +profession. The Franks, on the other hand, established themselves in +northern Gaul, as did the Saxons in Britain, while they were yet +pagans, worshipping Woden and Thor and the other strange deities of +the Germans. It was about the middle of the reign of King Clovis, or, +more definitely, in the year 496, that the change came. In his +_Ecclesiastical History_ Gregory tells us how up to this time all the +influence of the Christian queen, Clotilde, had been exerted in vain +to bring her husband to the point of renouncing his old gods. In his +wars and conquests the king had been very successful and apparently he +was pretty well satisfied with the favors these old gods had showered +upon him and was unwilling to turn his back upon such generous +patrons. But there came a time, in 496, in the course of the war with +the Alemanni, when the tide of fortune seemed to be turning against +the Frankish king. In the great battle of Strassburg the Franks were +on the point of being beaten by their foe, and Clovis in desperation +made a vow, as the story goes, that if Clotilde's God would grant him +a victory he would immediately become a Christian. Whatever may have +been the reason, the victory was won and the king, with characteristic +German fidelity to his word, proceeded to fulfill his pledge. Amid +great ceremony he was baptized, and with him three thousand of his +soldiers the same day. The great majority of Franks lost little time +in following the royal example. + +Two important facts should be emphasized in connection with this +famous incident. The first is the peculiar character of the so-called +"conversion" of Clovis and his Franks. We to-day look upon religious +conversion as an inner experience of the individual, apt to be brought +about by personal contact between a Christian and the person who is +converted. It was in no such sense as this, however, that the +Franks--or any of the early Germans, for that matter--were made +Christian. They looked upon Christianity as a mere portion of Roman +civilization to be adopted or let alone as seemed best; but if it were +adopted, it must be by the whole tribe or nation, not by individuals +here and there. In general, the German peoples took up Christianity, +not because they became convinced that their old religions were false, +but simply because they were led to believe that the Christian faith +was in some ways better than their own and so might profitably be +taken advantage of by them. Clovis believed he had won the battle of +Strassburg with the aid of the Christian God when Woden and Thor were +about to fail him; therefore he reasoned that it would be a good thing +in the future to make sure that the God of Clotilde should always be +on his side, and obviously the way to do this was to become himself a +Christian. He did not wholly abandon the old gods, but merely +considered that he had found a new one of superior power. Hence he +enjoined on all his people that they become Christians; and for the +most part they did so, though of course we are not to suppose that +there was any very noticeable change in their actual conduct and mode +of life, at least for several generations. + +The second important point to observe is that, whereas all of the +other Germanic peoples on the continent had become Christians of the +Arian type, the Franks accepted Christianity in its orthodox form such +as was adhered to by the papacy. This was sheer accident. The Franks +took the orthodox rather than the heretical religion simply because it +was the kind that was carried to them by the missionaries, not at all +because they were able, or had the desire, to weigh the two creeds and +choose the one they liked the better. But though they became orthodox +Christians by accident, the fact that they became such is of the +utmost importance in mediæval history, for by being what the papacy +regarded as true Christians rather than heretics they began from the +start to be looked to by the popes for support. Their kings in time +became the greatest secular champions of papal interests, though +relations were sometimes far from harmonious. This virtual alliance of +the popes and the Frankish kings is a subject which will repay careful +study. + + Source--Gregorius Episcopus Turonensis, _Historia + Ecclesiastica Francorum_ [Gregory of Tours, "Ecclesiastical + History of the Franks"], Bk. II., Chaps. 27-43 _passim_. Text + in _Monumenta Germaniæ Historica, Scriptores Rerum + Merovingicarum_, Vol. I., Part 1, pp. 88-89, 90-95, 98-100, + 158-159. + + [Sidenote: The battle of Soissons (486)] + + =27.= After all these things Childeric[40] died and his son Clovis + ruled in his stead. In the fifth year of the new reign Syagrius, + son of Ægidius, was governing as king of the Romans in the town of + Soissons, where his father had held sway before him.[41] Clovis now + advanced against him with his kinsman Ragnachar, who also held a + kingdom, and gave him an opportunity to select a field of battle. + Syagrius did not hesitate, for he was not at all afraid to risk an + encounter. In the conflict which followed, however, the Roman soon + saw that his army was doomed to destruction; so, turning and + fleeing from the field, he made all haste to take refuge with King + Alaric at Toulouse.[42] Clovis then sent word to Alaric that he + must hand over the defeated king at once if he did not wish to + bring on war against himself. Fearing the anger of the Franks, + therefore, as the Goths continually do, Alaric bound Syagrius with + chains and delivered him to the messengers of King Clovis. As soon + as the latter had the prisoner in his possession he put him under + safe guard and, after seizing his kingdom, had him secretly + slain.[43] + + [Sidenote: The story of the broken vase] + + At this time the army of Clovis plundered many churches, for the + king was still sunk in the errors of idolatry. Upon one occasion + the soldiers carried away from a church, along with other ornaments + of the sacred place, a remarkably large and beautiful vase. The + bishop of that church sent messengers to the king to ask that, even + if none of the other holy vessels might be restored, this precious + vase at least might be sent back. To the messengers Clovis could + only reply: "Come with us to Soissons, for there all the booty is + to be divided. If when we cast lots the vase shall fall to me, I + will return it as the bishop desires." + + When they had reached Soissons and all the booty had been brought + together in the midst of the army the king called attention to the + vase and said, "I ask you, most valiant warriors, to allow me to + have the vase in addition to my rightful share." Then even those of + his men who were most self-willed answered: "O glorious king, all + things before us are thine, and we ourselves are subject to thy + control. Do, therefore, what pleases thee best, for no one is able + to resist thee." But when they had thus spoken, one of the + warriors, an impetuous, jealous, and vain man, raised his battle-ax + aloft and broke the vase in pieces, crying as he did so, "Thou + shalt receive no part of this booty unless it fall to you by a fair + lot." And at such a rash act they were all astounded. + + [Sidenote: Clovis's revenge] + + The king pretended not to be angry and seemed to take no notice of + the incident, and when it happened that the broken vase fell to him + by lot he gave the fragments to the bishop's messengers; + nevertheless he cherished a secret indignation in his heart. A year + later he summoned all his soldiers to come fully armed to the + Campus Martius, so that he might make an inspection of his + troops.[44] After he had reviewed the whole army he finally came + across the very man who had broken the vase at Soissons. "No one," + cried out the king to him, "carries his arms so awkwardly as thou; + for neither thy spear nor thy sword nor thy ax is ready for use," + and he struck the ax out of the soldier's hands so that it fell to + the ground. Then when the man bent forward to pick it up the king + raised his own ax and struck him on the head, saying, "Thus thou + didst to the vase at Soissons." Having slain him, he dismissed the + others, filled with great fear....[45] + + [Sidenote: Clovis decides to become a Christian (496)] + + =30.= The queen did not cease urging the king to acknowledge the + true God and forsake idols, but all her efforts failed until at + length a war broke out with the Alemanni.[46] Then of necessity he + was compelled to confess what hitherto he had wilfully denied. It + happened that the two armies were in battle and there was great + slaughter.[47] The army of Clovis seemed about to be cut in pieces. + Then the king raised his hands fervently toward the heavens and, + breaking into tears, cried: "Jesus Christ, who Clotilde declares to + be the son of the living God, who it is said givest help to the + oppressed and victory to those who put their trust in thee, I + invoke thy marvellous help. If thou wilt give me victory over my + enemies and I prove that power which thy followers say they have + proved concerning thee, I will believe in thee and will be baptized + in thy name; for I have called upon my own gods and it is clear + that they have neglected to give me aid. Therefore I am convinced + that they have no power, for they do not help those who serve them. + I now call upon thee, and I wish to believe in thee, especially + that I may escape from my enemies." When he had offered this prayer + the Alemanni turned their backs and began to flee. And when they + learned that their king had been slain, they submitted at once to + Clovis, saying, "Let no more of our people perish, for we now + belong to you." When he had stopped the battle and praised his + soldiers for their good work, Clovis returned in peace to his + kingdom and told the queen how he had won the victory by calling on + the name of Christ. These events took place in the fifteenth year + of his reign.[48] + + =31.= Then the queen sent secretly to the blessed Remigius, bishop + of Rheims, and asked him to bring to the king the gospel of + salvation. The bishop came to the court where, little by little, he + led Clovis to believe in the true God, maker of heaven and earth, + and to forsake the idols which could help neither him nor any one + else. "Willingly will I hear thee, O holy father," declared the + king at last, "but the people who are under my authority are not + ready to give up their gods. I will go and consult them about the + religion concerning which you speak." When he had come among them, + and before he had spoken a word, all the people, through the + influence of the divine power, cried out with one voice: "O + righteous king, we cast off our mortal gods and we are ready to + serve the God who Remigius tells us is immortal." + + [Sidenote: The baptism of Clovis and his warriors] + + When this was reported to the bishop he was beside himself with + joy, and he at once ordered the baptismal font to be prepared. The + streets were shaded with embroidered hangings; the churches were + adorned with white tapestries, exhaling sweet odors; perfumed + tapers gleamed; and all the temple of the baptistry was filled with + a heavenly odor, so that the people might well have believed that + God in His graciousness showered upon them the perfumes of + Paradise. Then Clovis, having confessed that the God of the Trinity + was all-powerful, was baptized in the name of the Father, and of + the Son, and of the Holy Ghost, and was anointed with the holy oil + with the sign of the cross. More than three thousand of his + soldiers were baptized with him.... + + =35.= Now when Alaric, king of the Goths, saw that Clovis was + conquering many nations, he sent messengers to him, saying, "If it + please my brother, let us, with the favor of God, enter into an + alliance." Clovis at once declared his willingness to do as Alaric + suggested and the two kings met on an island in the Loire, near the + town of Amboise in the vicinity of Tours.[49] There they talked, + ate, and drank together, and after making mutual promises of + friendship they departed in peace. + + [Sidenote: Clovis resolves to take the Visigoths' lands in Gaul] + + =37.= But Clovis said to his soldiers: "It is with regret that I + see the Arian heretics in possession of any part of Gaul. Let us, + with the help of God, march against them and, after having + conquered them, bring their country under our own control." This + proposal was received with favor by all the warriors and the army + started on the campaign, going towards Poitiers, where Alaric was + then staying. As a portion of the troops passed through the + territory about Tours, Clovis, out of respect for the holy St. + Martin, forbade his soldiers to take anything from the country + except grass for the horses. One soldier, having come across some + hay which belonged to a poor man said, "Has, then, the king given + us permission to take only grass? O well! hay is grass. To take it + would not be to violate the command." And by force he took the hay + away from the poor man. When, however, the matter was brought to + the king's attention he struck the offender with his sword and + killed him, saying, "How, indeed, may we hope for victory if we + give offense to St. Martin?" This was enough thereafter to prevent + the army from plundering in that country. + + [Sidenote: Miraculous incidents of the campaign] + + When Clovis arrived with his forces at the banks of the Vienne he + was at a loss to know where to cross, because the heavy rains had + swollen the stream. During the night he prayed that the Lord would + reveal to him a passage. The following morning, under the guidance + of God, a doe of wondrous size entered the river in plain sight of + the army and crossed by a ford, thus pointing out the way for the + soldiers to get over. When they were in the neighborhood of + Poitiers the king saw at some distance from his tent a ball of + fire, which proceeded from the steeple of the church of St. + Hilary[50] and seemed to him to advance in his direction, as if to + show that by the aid of the light of the holy St. Hilary he would + triumph the more easily over the heretics against whom the pious + priest had himself often fought for the faith. Clovis then forbade + his army to molest any one or to pillage any property in that part + of the country. + + [Sidenote: The Visigoths defeated by Clovis (507)] + + Clovis at length engaged in battle with Alaric, king of the Goths, + in the plain of Vouillé at the tenth mile-stone from Poitiers.[51] + The Goths fought with javelins, but the Franks charged upon them + with lances. Then the Goths took to flight, as is their custom,[52] + and the victory, with the aid of God, fell to Clovis. He had put + the Goths to flight and killed their king, Alaric, when all at once + two soldiers bore down upon him and struck him with lances on both + sides at once; but, owing to the strength of his armor and the + swiftness of his horse, he escaped death. After the battle + Amalaric, son of Alaric, took refuge in Spain and ruled wisely over + the kingdom of his father.[53] Alaric had reigned twenty-two years. + Clovis, after spending the winter at Bordeaux and carrying from + Toulouse all the treasure of the king, advanced on Angoulême. There + the Lord showed him such favor that at his very approach the walls + of the city fell down of their own accord.[54] After driving out + the Goths he brought the place under his own authority. Thus, + crowned with victory, he returned to Tours and bestowed a great + number of presents upon the holy church of the blessed Martin.[55] + + [Sidenote: Other means by which Clovis extended his power] + + =40.= Now while Clovis was living at Paris he sent secretly to the + son of Sigibert,[56] saying: "Behold now your father is old and + lame. If he should die his kingdom would come to you and my + friendship with it." So the son of Sigibert, impelled by his + ambition, planned to slay his father. And when Sigibert set out + from Cologne and crossed the Rhine to go through the Buchonian + forest,[57] his son had him slain by assassins while he was + sleeping in his tent, in order that he might gain the kingdom for + himself. But by the judgment of God he fell into the pit which he + had digged for his father. He sent messengers to Clovis to announce + the death of his father and to say: "My father is dead and I have + his treasures, and likewise the kingdom. Now send trusted men to + me, that I may give them for you whatever you would like out of his + treasury." Clovis replied: "I thank you for your kindness and will + ask you merely to show my messengers all your treasures, after + which you may keep them yourself." And when the messengers of + Clovis came, the son of Sigibert showed them the treasures which + his father had collected. And while they were looking at various + things, he said: "My father used to keep his gold coins in this + little chest." And they said, "Put your hand down to the bottom, + that you may show us everything." But when he stooped to do this, + one of the messengers struck him on the head with his battle-ax, + and thus he met the fate which he had visited upon his father. + + Now when Clovis heard that both Sigibert and his son were dead, he + came to that place and called the people together and said to them: + "Hear what has happened. While I was sailing on the Scheldt River, + Cloderic, son of Sigibert, my relative, attacked his father, + pretending that I had wished him to slay him. And so when his + father fled through the Buchonian forest, the assassins of Cloderic + set upon him and slew him. But while Cloderic was opening his + father's treasure chest, some man unknown to me struck him down. I + am in no way guilty of these things, for I could not shed the blood + of my relatives, which is very wicked. But since these things have + happened, if it seems best to you, I advise you to unite with me + and come under my protection." And those who heard him applauded + his speech, and, raising him on a shield, acknowledged him as their + king. Thus Clovis gained the kingdom of Sigibert and his treasures, + and won over his subjects to his own rule. For God daily confounded + his enemies and increased his kingdom, because he walked uprightly + before Him and did that which was pleasing in His sight. + + [Sidenote: The removal of remaining rivals] + + =42.= Then Clovis made war on his relative Ragnachar.[58] And when + the latter saw that his army was defeated, he attempted to flee; + but his own men seized him and his brother Richar and brought them + bound before Clovis. Then Clovis said: "Why have you disgraced our + family by allowing yourself to be taken prisoner? It would have + been better for you had you been slain." And, raising his + battle-ax, he slew him. Then, turning to Richar, he said, "If you + had aided your brother he would not have been taken;" and he slew + him with the ax also. Thus by their death Clovis took their kingdom + and treasures. And many other kings and relatives of his, who he + feared might take his kingdom from him, were slain, and his + dominion was extended over all Gaul. + + [Sidenote: The death of Clovis (511)] + + =43.= And after these things he died at Paris and was buried in the + basilica of the holy saints which he and his queen, Clotilde, had + built. He passed away in the fifth year after the battle of + Vouillé, and all the days of his reign were thirty years. + + +7. The Law of the Salian Franks + +When the Visigoths, Lombards, and other Germanic peoples settled +within the bounds of the Roman Empire they had no such thing as +written law. They had laws, and a goodly number of them, but these +laws were handed down from generation to generation orally, having +never been enacted by a legislative body or decreed by a monarch in +the way that laws are generally made among the civilized peoples of +to-day. In other words, early Germanic law consisted simply of an +accumulation of the immemorial custom of the tribe. When, for example, +a certain penalty had been paid on several occasions by persons who +had committed a particular crime, men came naturally to regard that +penalty as the one regularly to be paid by _any one_ proved guilty of +the same offense; so that what was at first only habit gradually +became hardened into law--unwritten indeed, but none the less binding. +The law thus made up, moreover, was personal rather than territorial +like that of the Romans and like ours to-day. That is, the same laws +did not apply to all the people throughout any particular country or +region. If a man were born a Visigoth he would be subject to +Visigothic law throughout life, no matter where he might go to live. +So the Burgundian would always have the right to be judged by +Burgundian law, and the Lombard by the Lombard law. Obviously, in +regions where several peoples dwelt side by side, as in large portions +of Gaul, Spain, and northern Italy, there was no small amount of +confusion and the courts had to be conducted in a good many different +ways. + +After the Germans had been for some time in contact with the Romans +they began to be considerably influenced by the customs and ways of +doing things which they found among the more civilized people. They +tried to master the Latin language, though, on the whole, they +succeeded only so well as to create the new "Romance" tongues which we +know as French, Spanish, Portuguese, and Italian. They adopted the +Roman religion, i.e., Christianity. And, among the most important +things of all, they took up the Roman idea of having their law written +out rather than in the uncertain shape of mere tradition. In this work +of putting the old customary law in written form the way was led by +the Salian branch of the Franks. Just when the Salic code was drawn up +is not known, but the work was certainly done at some time during the +reign of Clovis, probably about the year 496. The portions of this +code which are given below will serve to show the general character of +all the early Germanic systems of law--Visigothic, Lombard, +Burgundian, and Frisian, as well as Frankish; for among them all there +was much uniformity in principles, though considerable variation in +matters of detail. Like the rest, the Salic law was fragmentary. The +codes were not intended to embrace the entire law of the tribe, but +simply to bring together in convenient form those portions which were +most difficult to remember and which were most useful for ready +reference. In the Salic code, for instance, we find a large amount of +criminal law and of the law of procedure, but only a few touches of +the law of property, or indeed of civil law of any sort. There is +practically nothing in the way of public or administrative law. Many +things are not mentioned which we should expect to find treated and, +on the other hand, some things are there which we should not look for +ordinarily in a code of law. The greater portion is taken up with an +enumeration of penalties for various crimes and wrongful acts. These +are often detailed so minutely as to be rather amusing from our modern +point of view. Yet every one of the sixty-five chapters of the code +has its significance and from the whole law can be gleaned an immense +amount of information concerning the manner of life which prevailed in +early Frankish Gaul. For the Merovingian period in general the Salic +law is our most valuable documentary source of knowledge, just as for +the same epoch the _Ecclesiastical History_ of Gregory of Tours is our +most important narrative source. + + Source--Text in Heinrich Geffcken, _Lex Salica_ ["The Salic + Law"], Leipzig, 1898; also Heinrich Gottfried Gengler, + _Germanische Rechtsdenkmäler_ ["Monuments of German Law"], + Erlangen, 1875, pp. 267-303. Adapted from translation in + Ernest F. Henderson, _Select Historical Documents of the + Middle Ages_ (London, 1896), pp. 176-189. + + I. + + =1.= If any one be summoned before the _mallus_[59] by the king's + law, and do not come, he shall be sentenced to 600 _denarii_, which + make 15 _solidi_.[60] + + [Sidenote: Summonses to the meetings of the local courts] + + =2.= But he who summons another, and does not come himself, if a + lawful impediment have not delayed him, shall be sentenced to 15 + _solidi_, to be paid to him whom he summoned. + + =3.= And he who summons another shall go with witnesses to the home + of that man, and, if he be not at home, shall enjoin the wife, or + any one of the family, to make known to him that he has been + summoned to court. + + =4.= But if he be occupied in the king's service he cannot summon + him. + + =5.= And if he shall be inside the hundred attending to his own + affairs, he can summon him in the manner just explained. + + XI. + + =1.= If any freeman steal, outside of a house, something worth 2 + _denarii_, he shall be sentenced to 600 _denarii_, which make 15 + _solidi_. + + [Sidenote: Theft by a slave] + + =2.= But if he steal, outside of a house, something worth 40 + _denarii_, and it be proved on him, he shall be sentenced, besides + the amount and the fines for delay, to 1,400 _denarii_, which make + 35 _solidi_. + + =3.= If a freeman break into a house and steal something worth 2 + _denarii_, and it be proved on him, he shall be sentenced to 15 + _solidi_. + + =4.= But if he shall have stolen something worth more than 5 + _denarii_, and it be proved on him, he shall be sentenced, besides + the value of the object and the fines for delay, to 1,400 + _denarii_, which make 35 _solidi_. + + =5.= But if he shall have broken, or tampered with, the lock, and + thus have entered the house and stolen anything from it, he shall + be sentenced, besides the value of the object and the fines for + delay, to 1,800 _denarii_, which make 45 _solidi_. + + =6.= And if he shall have taken nothing, or have escaped by flight, + he shall, for the housebreaking alone, be sentenced to 1,200 + _denarii_, which make 30 _solidi_. + + XII. + + [Sidenote: Theft by a freeman] + + =1.= If a slave steal, outside of a house, something worth 2 + _denarii_, besides paying the value of the object and the fines for + delay, he shall be stretched out and receive 120 blows. + + =2.= But if he steal something worth 40 _denarii_, he shall pay 6 + _solidi_. The lord of the slave who committed the theft shall + restore to the plaintiff the value of the object and the fines for + delay. + + XIV. + + [Sidenote: Robbery with assault] + + =1.= If any one shall have assaulted and robbed a freeman, and it + be proved on him, he shall be sentenced to 2,500 _denarii_, which + make 63 _solidi_. + + =2.= If a Roman shall have robbed a Salian Frank, the above law + shall be observed. + + =3.= But if a Frank shall have robbed a Roman, he shall be + sentenced to 35 _solidi_. + + XV. + + [Sidenote: The crime of incendiarism] + + =1.= If any one shall set fire to a house in which people were + sleeping, as many freemen as were in it can make complaint before + the _mallus_; and if any one shall have been burned in it, the + incendiary shall be sentenced to 2,500 _denarii_, which make 63 + _solidi_.[61] + + XVII. + + =1.= If any one shall have sought to kill another person, and the + blow shall have missed, he on whom it was proved shall be sentenced + to 2,500 _denarii_, which make 63 _solidi_. + + [Sidenote: Various deeds of violence] + + =2.= If any person shall have sought to shoot another with a + poisoned arrow, and the arrow has glanced aside, and it shall be + proved on him, he shall be sentenced to 2,500 _denarii_, which make + 63 _solidi_. + + 5. If any one shall have struck a man so that blood falls to the + floor, and it be proved on him, he shall be sentenced to 600 + _denarii_, which make 15 _solidi_. + + =6.= But if a freeman strike a freeman with his fist so that blood + does not flow, he shall be sentenced for each blow--up to 3 + blows--to 120 _denarii_, which make 3 _solidi_.[62] + + XIX. + + [Sidenote: Use of poison or witchcraft] + + =1.= If any one shall have given herbs to another, so that he die, + he shall be sentenced to 200 _solidi_, or shall surely be given + over to fire. + + =2.= If any person shall have bewitched another, and he who was + thus treated shall escape, the author of the crime, having been + proved guilty of it, shall be sentenced to 2,500 _denarii_, which + make 63 _solidi_. + + XXX. + + [Sidenote: Punishment for slander] + + =6.= If any man shall have brought it up against another that he + has thrown away his shield, and shall not have been able to prove + it, he shall be sentenced to 120 _denarii_, which make 3 + _solidi_.[63] + + =7.= If any man shall have called another "gossip" or "perjurer," + and shall not have been able to prove it, he shall be sentenced to + 600 _denarii_, which make 15 _solidi_. + + XXXIV. + + =1.= If any man shall have cut 3 staves by which a fence is bound + or held together, or shall have stolen or cut the heads of 3 + stakes, he shall be sentenced to 600 _denarii_, which make 15 + _solidi_. + + [Sidenote: The offense of trespass] + + =2.= If any one shall have drawn a harrow through another's field + of grain after the seed has sprouted, or shall have gone through it + with a wagon where there was no road, he shall be sentenced to 120 + _denarii_, which make 3 _solidi_. + + =3.= If any one shall have gone, where there is no road or path, + through another's field after the grain has grown tall, he shall be + sentenced to 600 _denarii_, which make 15 _solidi_. + + XLI. + + =1.= If any one shall have killed a free Frank, or a barbarian + living under the Salic law, and it shall have been proved on him, + he shall be sentenced to 8,000 _denarii_. + + [Sidenote: Punishments for homicide] + + =2.= But if he shall have thrown him into a well or into the water, + or shall have covered him with branches or anything else, to + conceal him, he shall be sentenced to 24,000 _denarii_, which make + 600 _solidi_. + + =3.= If any one shall have slain a man who is in the service of the + king, he shall be sentenced to 24,000 _denarii_, which make 600 + _solidi_.[64] + + =4.= But if he shall have put him in the water, or in a well, and + covered him with anything to conceal him, he shall be sentenced to + 72,000 _denarii_, which make 1,000 _solidi_. + + =5.= If any one shall have slain a Roman who eats in the king's + palace, and it shall have been proved on him, he shall be sentenced + to 12,000 _denarii_, which make 300 _solidi_.[65] + + =6.= But if the Roman shall not have been a landed proprietor and + table companion of the king, he who killed him shall be sentenced + to 4,000 _denarii_, which make 100 _solidi_. + + =7.= If he shall have killed a Roman who was obliged to pay + tribute, he shall be sentenced to 63 _solidi_. + + =9.= If any one shall have thrown a freeman into a well, and he has + escaped alive, he [the criminal] shall be sentenced to 4,000 + _denarii_, which make 100 _solidi_. + + XLV. + + [Sidenote: Right of migration] + + =1.= If any one desires to migrate to another village, and if one + or more who live in that village do not wish to receive him--even + if there be only one who objects--he shall not have the right to + move there. + + =3.= But if any one shall have moved there, and within 12 months no + one has given him warning, he shall remain as secure as the other + neighbors. + + L. + + [Sidenote: Enforcement of debt] + + 1. If any freeman or leet[66] shall have made to another a promise + to pay, then he to whom the promise was made shall, within 40 days, + or within such time as was agreed upon when he made the promise, go + to the house of that man with witnesses, or with appraisers. And if + he [the debtor] be unwilling to make the promised payment, he shall + be sentenced to 15 _solidi_ above the debt which he had promised. + + LIX. + + =1.= If any man die and leave no sons, the father and mother shall + inherit, if they survive. + + [Sidenote: Rights of inheritance] + + =2.= If the father and mother do not survive, and he leave brothers + or sisters, they shall inherit. + + =3.= But if there are none, the sisters of the father shall + inherit. + + =4.= But if there are no sisters of the father, the sisters of the + mother shall claim the inheritance. + + =5.= If there are none of these, the nearest relatives on the + father's side shall succeed to the inheritance. + + =6.= Of Salic land no portion of the inheritance shall go to a + woman; but the whole inheritance of the land shall belong to the + male sex.[67] + + LXII. + + [Sidenote: Payment of wergeld] + + =1.= If any one's father shall have been slain, the sons shall have + half the compounding money [wergeld]; and the other half, the + nearest relatives, as well on the mother's as on the father's side, + shall divide among themselves.[68] + + =2.= But if there are no relatives, paternal or maternal, that + portion shall go to the fisc.[69] + + +FOOTNOTES: + +[39] St. Martin was born in Pannonia somewhat before the middle of the +fourth century. For a time he followed his father's profession as a +soldier in the service of the Roman emperor, but later he went to Gaul +with the purpose of aiding in the establishment of the Christian +Church in that quarter. In 372 he was elected bishop of Tours and +shortly afterwards he founded the monastery with which his name was +destined to be associated throughout the Middle Ages. This monastery, +which was one of the earliest in western Europe, became a very +important factor in the prolonged combat with Gallic paganism, and +subsequently a leading center of ecclesiastical learning. + +[40] Childeric I., son of the more or less mythical Merovius, was king +from 457 to 481. Clovis became ruler of the Salian branch of the +Franks in this latter year. The tomb of Childeric was discovered at +Tournai in 1653. + +[41] Ægidius and his son Syagrius were the last official +representatives of the Roman imperial power in Gaul; and since the +fall of the Empire in the West even they had taken the title of "king +of the Romans" and had been practically independent sovereigns in the +territory between the Somme and the Loire, with their capital at +Soissons, northeast of Paris. + +[42] Alaric II., king of the Visigoths, 485-507. + +[43] The battle of Soissons in 486, with the defeat and death of +Syagrius, insured for the Franks undisputed possession southward to +the Loire, which was the northern frontier of the Visigothic kingdom. + +[44] The Campus Martius was the "March-field," i.e., the assembling +place of the Frankish army. It was not regularly in any one locality +but wherever the king might call the soldiers together, as he did +every spring for purposes of review. In the eighth century the month +of May was substituted for March as the time for the meeting. + +[45] In the words of Hodgkin (_Charles the Great_, p. 12), "the +well-known story of the vase of Soissons illustrates at once the +German memories of freedom and the Merovingian mode of establishing a +despotism. As a battle comrade the Frankish warrior protests against +Clovis receiving an ounce beyond his due share of the spoils. As a +battle leader Clovis rebukes his henchman for the dirtiness of his +accoutrements, and cleaves his skull to punish him for his +independence." + +[46] The Alemanni were a German people occupying a vast region about +the upper waters of the Rhine and Danube. They had been making +repeated efforts to acquire territory west of the Rhine--an +encroachment which Clovis resolved not to tolerate. + +[47] The battle was fought near Strassburg, in the upper Rhine valley. + +[48] The ultimate result of the defeat of the Alemanni was that the +Frankish kingdom was enlarged by the annexation of the great region +known in the later Middle Ages as Suabia, comprising modern Alsace, +Baden, Würtemberg, the western part of Bavaria, and the northern part +of Switzerland. The Alemanni as a people disappeared speedily from +history, being absorbed by their more powerful neighbors. Their only +monument to-day is the name by which the French have always known the +people of Germany--_Allemands_. + +[49] The Loire was the boundary between the dominions of the two +kings. There have been many famous instances in history of two +sovereigns coming together to confer at some point on the common +border of the territories controlled by them, notably the interview of +Napoleon and Tsar Alexander I. on the Niemen River in 1807. The Franks +and the Visigoths had been enemies ever since by Clovis's defeat of +Syagrius their dominions had been brought into contact (486), and the +present jovial interview of the two kings did not long keep them at +peace with each other. + +[50] St. Hilary was bishop of Poitiers in the later fourth century. He +was a contemporary of St. Martin of Tours and a co-worker with him in +the organization of Gallic Christianity. + +[51] The plain of Vouillé was ten miles west of Poitiers. + +[52] This amusing comment of Gregory was due largely to his prejudice +in favor of the Franks and against the heretical Visigoths. + +[53] The Visigothic kingdom in Spain, with its capital at Toledo, +endured until the Saracen conquest of that country in 711 and the +years immediately following, but it did not give evidence of much +strength. It stood so long only because the Pyrenees made a natural +boundary against the Franks and because, after Clovis, for two hundred +years the Franks produced no great conqueror who cared to crowd the +Visigoths into still closer quarters. + +[54] Clovis, particularly after his conversion to Christianity in 496, +was the hero of Gregory's history and apparently the enthusiastic old +bishop did not lose an opportunity to glorify his career. At any rate +it would certainly be difficult to relate anything more remarkable +about him than this legend of the walls of Angoulême falling down +before him at his mere approach. + +[55] This notable campaign had advanced Frankish territory to the +Pyrenees, except for the strip between these mountains and the Rhone, +known as Septimania, which the Visigoths were able to retain by the +aid of the Ostrogoths from Italy. No great number of Franks settled in +this broad territory south of the Loire, and to this day the +inhabitants of south France show a much larger measure of Roman +descent than do those of the north. It may be added that Septimania +was conquered by Clovis's son Childebert in 531, and thus the last bit +of old Gaul--practically modern France--was brought under Frankish +control. + +[56] This was Cloderic, son of Sigibert the Lame, king of a tribe of +Franks living along the middle Rhine. Sigibert was one of the numerous +independent and rival princes whom Clovis used every expedient to put +out of the way. + +[57] Along the Upper Weser, near the monastery of Fulda. + +[58] Ragnachar's kingdom was in the region about Cambrai. + +[59] The _mallus_ was the local court held about every six weeks in +each community or hundred. In early German law the state has small +place and the principle of self-help by the individual is very +prominent. To bring a suit one summons his opponent himself and gets +him to appear at court if he can. Ordinarily the court merely +determines the method by which the guilt or innocence of the accused +may be tested. Execution of the sentence rests again with the +plaintiff, or with his family or clan group. + +[60] "The monetary system of the Salic law was taken from the Romans. +The basis was the gold _solidus_ of Constantine, 1/72 of a pound of +gold. The small coin was the silver _denarius_, forty of which made a +_solidus_. This system was adopted as a monetary reform by Clovis, and +the statement of the sum in terms of both coins is probably due to the +newness of the system at the time of the appearance of the +law."--Thatcher and McNeal, _Source Book for Mediæval History_, p. 17. +The gold _solidus_ was worth somewhere from two and a half to three +dollars, but its purchasing power was perhaps equal to that of twenty +dollars to-day, because gold and silver were then so much scarcer and +more valuable. Such estimates of purchasing power, however, involve so +great uncertainty as to be practically worthless. + +[61] The Burgundian law (Chap. 41) contained a provision that if a man +made a fire on his own premises and it spread to fences or crops +belonging to another person, and did damage, the man who made the fire +should recompense his neighbor for his loss, provided it could be +shown that there was no wind to drive the fire beyond control. If +there was such a wind, no penalty was to be exacted. + +[62] The law of the Lombards had a more elaborate system of fines for +wounds than did the Salic code. For example, knocking out a man's +front teeth was to be paid for at the rate of sixteen _solidi_ per +tooth; knocking out back teeth at the rate of eight _solidi_ per +tooth; fracturing an arm, sixteen _solidi_; cutting off a second +finger, seventeen _solidi_; cutting off a great toe, six _solidi_; +cutting off a little toe, two _solidi_; giving a blow with the fist, +three _solidi_; with the palm of the hand, six _solidi_; and striking +a person on the head so as to break bones, twelve _solidi_ per bone. +In the latter case the broken bones were to be counted "on this +principle, that one bone shall be found large enough to make an +audible sound when thrown against a shield at twelve feet distance on +the road; the said feet to be measured from the foot of a man of +moderate stature." + +[63] The man who had "thrown away his shield" was the coward who had +fled from the field of battle. How the Germans universally regarded +such a person appears in the _Germania_ of Tacitus, Chap. 6 (see p. +25). To impute this ignominy to a man was a serious matter. + +[64] This was the so-called "triple wergeld." That is, the lives of +men in the service of the king were rated three times as high as those +of ordinary free persons. + +[65] Here is an illustration of the personal character of Germanic +law. There is one law for the Frank and another for the Roman, though +both peoples were now living side by side in Gaul. The price put upon +the life of the Frankish noble who was in the king's service was 600 +_solidi_ (§ 3), but that on the life of the Roman noble in the same +service was but half that amount. The same proportion held for the +ordinary freemen, as will be seen by comparing §§ 1 and 6. + +[66] A leet was such a person as we in modern times commonly designate +as a serf--a man only partially free. + +[67] This has been alleged to be the basis of the misnamed "Salic Law" +by virtue of which no woman, in the days of the French monarchy, was +permitted to inherit the throne. As a matter of fact, however, the +exclusion of women from the French throne was due, not to this or to +any other early Frankish principle, but to later circumstances which +called for stronger monarchs in France than women have ordinarily been +expected to be. The history of the modern "Salic Law" does not go back +of the resolution of the French nobles in 1317 against the general +political expediency of female sovereigns [see p. 420]. + +[68] The wergeld was the value put by the law upon every man's life. +Its amount varied according to the rank of the person in question. The +present section specifies how the wergeld paid by a murderer should be +divided among the relatives of the slain man. + +[69] That is, to the king's treasury. + + + + +CHAPTER V. + +THE ANGLES AND SAXONS IN BRITAIN + + +8. The Saxon Invasion (cir. 449) + +The Venerable Bede, the author of the passage given below, was born +about 673 in Northumberland and spent most of his life in the +Benedictine abbey of Jarrow on the Tyne, where he died in 735. He was +a man of broad learning and untiring industry, famous in all parts of +Christendom by reason of the numerous scholarly books that he wrote. +The chief of these was his _Ecclesiastical History of the English +People_, covering the period from the first invasion of Britain by +Cæsar (B.C. 55) to the year 731. In this work Bede dealt with many +matters lying properly outside the sphere of church history, so that +it is exceedingly valuable for the light which it throws on both the +military and political affairs of the early Anglo-Saxons in Britain. +As an historian Bede was fair-minded and as accurate as his means of +information permitted. + +The Angle and Saxon seafarers from the region we now know as Denmark +and Hanover had infested the shores of Britain for two centuries or +more before the coming of Hengist and Horsa which Bede here describes. +The withdrawal of the Roman garrisons about the year 410 left the +Britons at the mercy of the wilder Picts and Scots of the north and +west, and as a last resort King Vortigern decided to call in the +Saxons to aid in his campaign of defense. Such, at least, is the story +related by Gildas, a Romanized British chronicler who wrote about the +year 560, and this was the view adopted by Bede. Recent writers, as +Mr. James H. Ramsay in his _Foundations of England_, are inclined to +cast serious doubts upon the story because it seems hardly probable +that any king would have taken so foolish a step as that attributed to +Vortigern.[70] At any rate, whether by invitation or for pure love of +seafaring adventure, certain it is that the Saxons and Angles made +their appearance at the little island of Thanet, on the coast of Kent, +and found the country so much to their liking that they chose to +remain rather than return to the over-populated shores of the Baltic. +There are many reasons for believing that people of Germanic stock had +been settled more or less permanently in Britain long before the +traditional invasion of Hengist and Horsa. Yet we are justified in +thinking of this interesting expedition as, for all practical +purposes, the beginning of the long and stubborn struggle of Germans +to possess the fruitful British isle. While Visigoths and Ostrogoths, +Vandals and Lombards were breaking across the Rhine-Danube frontier +and finding new homes in the territories of the Roman Empire, the +Angles, Saxons, and Jutes from the farther north were led by their +seafaring instincts to make their great movement, not by land, but by +water, and into a country which the Romans had a good while before +been obliged to abandon. There they were free to develop their own +peculiar Germanic life and institutions, for the most part without +undergoing the changes which settlement among the Romans produced in +the case of the tribes whose migrations were towards the +Mediterranean. + + Source--Bæda, _Historia Ecclesiastica Gentis Anglorum_ [Bede, + "Ecclesiastical History of the English People"], Bk. I., + Chaps. 14-15. Translated by J. A. Giles (London, 1847), pp. + 23-25. + + [Sidenote: The Britons decide to call in the Saxons] + + They consulted what was to be done,[71] and where they should seek + assistance to prevent or repel the cruel and frequent incursions of + the northern nations. And they all agreed with their king, + Vortigern, to call over to their aid, from the parts beyond the + sea, the Saxon nation; which, as the outcome still more plainly + showed, appears to have been done by the inspiration of our Lord + Himself, that evil might fall upon them for their wicked deeds. + + [Sidenote: The Saxons settle in the island] + + In the year of our Lord 449,[72] Martian, being made emperor with + Valentinian, the forty-sixth from Augustus, ruled the Empire seven + years. Then the nation of the Angles, or Saxons, being invited by + the aforesaid king, arrived in Britain with three long ships, and + had a place assigned them to reside in by the same king, in the + eastern part of the island,[73] that they might thus appear to be + fighting for their country, while their real intentions were to + enslave it. Accordingly they engaged with the enemy, who were come + from the north to give battle, and obtained the victory; which, + being known at home in their own country, as also the fertility of + the islands and the cowardice of the Britons, a larger fleet was + quickly sent over, bringing a still greater number of men, who, + being added to the former, made up an invincible army. The + newcomers received from the Britons a place to dwell, upon + condition that they should wage war against their enemies for the + peace and security of the country, while the Britons agreed to + furnish them with pay. + + Those who came over were of the three most powerful nations of + Germany--Saxons, Angles, and Jutes. From the Jutes are descended + the people of Kent and of the Isle of Wight, and those also in the + province of the West Saxons who are to this day called Jutes, + seated opposite to the Isle of Wight. From the Saxons, that is, the + country which is now called Old Saxony, came the East Saxons, the + South Saxons, and the West Saxons. From the Angles, that is, the + country which is called Anglia, and which is said, from that time, + to remain desert to this day, between the provinces of the Jutes + and the Saxons, are descended the East Angles, the Midland Angles, + Mercians, all the race of the Northumbrians, that is, of those + nations that dwell on the north side of the River Humber, and the + other nations of the English. + + [Sidenote: Hengist and Horsa] + + [Sidenote: The Saxons turn against the Britons] + + The first two commanders are said to have been Hengist and Horsa. + Horsa, being afterwards slain in battle by the Britons,[74] was + buried in the eastern part of Kent, where a monument bearing his + name is still in existence. They were the sons of Victgilsus, whose + father was Vecta, son of Woden; from whose stock the royal races of + many provinces trace their descent. In a short time swarms of the + aforesaid nations came over into the island, and they began to + increase so much that they became a terror to the natives + themselves who had invited them. Then, having on a sudden entered + into a league with the Picts, whom they had by this time repelled + by the force of their arms, they began to turn their weapons + against their confederates. At first they obliged them to furnish a + greater quantity of provisions; and, seeking an occasion to + quarrel, protested that unless more plentiful supplies were brought + them they would break the confederacy and ravage all the island; + nor were they backward in putting their threats in execution. + + [Sidenote: Their devastation of the country] + + They plundered all the neighboring cities and country, spread the + conflagration from the eastern to the western sea without any + opposition, and covered almost every part of the island. Public as + well as private structures were overturned; the priests were + everywhere slain before the altars; the prelates and the people, + without any respect of persons, were destroyed with fire and sword; + nor were there any to bury those who had been thus cruelly + slaughtered. Some of the miserable remainder, being taken in the + mountains, were butchered in heaps. Others, driven by hunger, came + forth and submitted themselves to the enemy for food, being + destined to undergo perpetual servitude, if they were not killed + upon the spot. Some, with sorrowful hearts, fled beyond the seas. + Others, continuing in their own country, led a miserable life among + the woods, rocks, and mountains, with scarcely enough food to + support life, and expecting every moment to be their last.[75] + + +9. The Mission of Augustine (597) + +How or when the Christian religion was first introduced into Britain +cannot now be ascertained. As early as the beginning of the third +century the African church father Tertullian referred to the Britons +as a Christian people, and in 314 the British church was recognized by +the Council of Arles as an integral part of the church universal. +Throughout the period of Roman control in the island Christianity +continued to be the dominant religion. When, however, in the fifth +century and after, the Saxons and Angles invaded the country and the +native population was largely killed off or driven westward (though +not so completely as some books tell us), Christianity came to be +pretty much confined to the Celtic peoples of Ireland and Wales. The +invaders were still pagans worshiping the old Teutonic deities Woden, +Thor, Freya, and the rest, and though an attempt at their conversion +was made by a succession of Irish monks, their pride as conquerors +seems to have kept them from being greatly influenced. At any rate, +the conversion of the Angles and Saxons was a task which called for a +special evangelistic movement from no less a source than the head of +the Church. This movement was set in operation by Pope Gregory I. +(Gregory the Great) near the close of the sixth century. It is +reasonable to suppose that the impulse came originally from Bertha, +the Frankish queen of King Ethelbert of Kent, who was an ardent +Christian and very desirous of bringing about the conversion of her +adopted people. In 596 Augustine (not to be confused with the +celebrated bishop of Hippo in the fifth century) was sent by Pope +Gregory at the head of a band of monks to proclaim the religion of the +cross to King Ethelbert, and afterwards to all the Angles and Saxons +and Jutes in the island. On Whitsunday, June 2, 597, Ethelbert +renounced his old gods and was baptized into the Christian communion. +The majority of his people soon followed his example and four years +later Augustine was appointed "Bishop of the English." After this +encouraging beginning the Christianizing of the East, West, and South +Saxons went steadily forward. + + Source--Bæda, _Historia Ecclesiastica Gentis Anglorum_, Bk. + I., Chaps. 23, 25-26. Adapted from translation by J. A. Giles + (London, 1847), pp. 34-40 _passim_. + + [Sidenote: Pope Gregory I. sends missionaries to Britain] + + [Sidenote: They become frightened at the outlook] + + In the year of our Lord 582, Maurice, the fifty-fourth from + Augustus, ascended the throne,[76] and reigned twenty-one years. In + the tenth year of his reign, Gregory, a man renowned for learning + and piety, was elected to the apostolical see of Rome, and presided + over it thirteen years, six months and ten days.[77] He, being + moved by divine inspiration, in the fourteenth year of the same + emperor, and about the one hundred and fiftieth after the coming of + the English into Britain, sent the servant of God, Augustine,[78] + and with him several other monks who feared the Lord, to preach the + word of God to the English nation. They, in obedience to the Pope's + commands, having undertaken that work, were on their journey seized + with a sudden fear and began to think of returning home, rather + than of proceeding to a barbarous, fierce, and unbelieving nation, + to whose very language they were strangers; and this they + unanimously agreed was the safest course.[79] In short, they sent + back Augustine, who had been appointed to be consecrated bishop in + case they were received by the English, that he might, by humble + entreaty, obtain consent of the holy Gregory, that they should not + be compelled to undertake so dangerous, toilsome, and uncertain a + journey. The Pope, in reply, sent them an encouraging letter, + persuading them to proceed in the work of the divine word, and rely + on the assistance of the Almighty. The substance of this letter was + as follows: + + [Sidenote: Gregory's letter of encouragement] + + "Gregory, the servant of the servants of God, to the servants of + our Lord. Forasmuch as it had been better not to begin a good work + than to think of abandoning that which has been begun, it behooves + you, my beloved sons, to fulfill the good work which, by the help + of our Lord, you have undertaken. Let not, therefore, the toil of + the journey nor the tongues of evil-speaking men deter you. With + all possible earnestness and zeal perform that which, by God's + direction, you have undertaken; being assured that much labor is + followed by an eternal reward. When Augustine, your chief, returns, + whom we also constitute your abbot,[80] humbly obey him in all + things; knowing that whatsoever you shall do by his direction will, + in all respects, be helpful to your souls. Almighty God protect you + with his grace, and grant that I, in the heavenly country, may see + the fruits of your labor; inasmuch as, though I cannot labor with + you, I shall partake in the joy of the reward, because I am willing + to labor. God keep you in safety, my most beloved sons. Dated the + 23rd of July, in the fourteenth year of the reign of our pious and + most august lord, Mauritius Tiberius, the thirteenth year after the + consulship of our said lord." + + [Sidenote: Augustine and his companions arrive in Kent] + + Augustine, thus strengthened by the confirmation of the blessed + Father Gregory, returned to the work of the word of God, with the + servants of Christ, and arrived in Britain. The powerful Ethelbert + was at that time king of Kent. He had extended his dominions as far + as the great River Humber, by which the Southern Saxons are + divided from the Northern.[81] On the east of Kent is the large + isle of Thanet containing according to the English reckoning 600 + families, divided from the other land by the River Wantsum, which + is about three furlongs over and fordable only in two places, for + both ends of it run into the sea.[82] In this island landed the + servant of our Lord, Augustine, and his companions, being, as is + reported, nearly forty men. By order of the blessed Pope Gregory, + they had taken interpreters of the nation of the Franks,[83] and + sending to Ethelbert, signified that they were come from Rome and + brought a joyful message, which most undoubtedly assured to all + that took advantage of it everlasting joys in heaven and a kingdom + that would never end, with the living and true God. The king, + having heard this, ordered that they stay in that island where they + had landed, and that they be furnished with all necessaries, until + he should consider what to do with them. For he had before heard of + the Christian religion, having a Christian wife of the royal family + of the Franks, called Bertha;[84] whom he had received from her + parents upon condition that she should be permitted to practice her + religion with the Bishop Luidhard, who was sent with her to + preserve her faith.[85] + + [Sidenote: Augustine preaches to King Ethelbert] + + Some days after, the king came to the island, and sitting in the + open air, ordered Augustine and his companions to be brought into + his presence. For he had taken precaution that they should not come + to him in any house, lest, according to an ancient superstition, if + they practised any magical arts, they might impose upon him, and so + get the better of him. But they came furnished with divine, not + with magic virtue, bearing a silver cross for their banner, and the + image of our Lord and Savior painted on a board; and singing the + litany, they offered up their prayers to the Lord for the eternal + salvation both of themselves and of those to whom they were come. + When Augustine had sat down, according to the king's commands, and + preached to him and his attendants there present the word of life, + the king answered thus: "Your words and promises are very fair, but + as they are new to us, and of uncertain import, I cannot approve of + them so far as to forsake that which I have so long followed with + the whole English nation. But because you are come from afar into + my kingdom, and, as I conceive, are desirous to impart to us those + things which you believe to be true and most beneficial, we will + not molest you, but give you favorable entertainment and take care + to supply you with necessary sustenance; nor do we forbid you to + preach and win as many as you can to your religion." Accordingly he + permitted them to reside in the city of Canterbury, which was the + metropolis of all his dominions, and, according to his promise, + besides allowing them sustenance, did not refuse them liberty to + preach. It is reported that, as they drew near to the city, after + their manner, with the holy cross and the image of our sovereign + Lord and King, Jesus Christ, they sang this litany together: "We + beseech thee, O Lord, in all Thy mercy, that Thy anger and wrath be + turned away from this city, and from Thy holy house, because we + have sinned. Hallelujah." + + [Sidenote: The life of the missionaries at Canterbury] + + As soon as they entered the dwelling-place assigned them, they + began to imitate the course of life practised in the primitive + Church; applying themselves to frequent prayer, watching, and + fasting; preaching the word of life to as many as they could; + despising all worldly things as not belonging to them; receiving + only their necessary food from those they taught; living themselves + in all respects in conformity with what they prescribed for others, + and being always disposed to suffer any adversity, and even to die + for that truth which they preached. In short, several believed and + were baptized, admiring the simplicity of their innocent life, and + the sweetness of their heavenly doctrine. There was, on the east + side of the city, a church dedicated to the honor of St. Martin, + built whilst the Romans were still in the island, wherein the + queen, who, as has been said before, was a Christian, used to + pray.[86] In this they first began to meet, to sing, to pray, to + say mass, to preach, and to baptize, until the king, being + converted to the faith, allowed them to preach openly, and build or + repair churches in all places. + + [Sidenote: Ethelbert converted] + + When he, among the rest, induced by the unspotted life of these + holy men, and their pleasing promises, which by many miracles they + proved to be most certain, believed and was baptized, greater + numbers began daily to flock together to hear the word, and + forsaking their heathen rites, to associate themselves, by + believing, to the unity of the church of Christ. Their conversion + the king encouraged in so far that he compelled none to embrace + Christianity, but only showed more affection to the believers, as + to his fellow-citizens in the heavenly kingdom. For he had learned + from his instructors and guides to salvation that the service of + Christ ought to be voluntary, not by compulsion. Nor was it long + before he gave his teachers a settled residence in his metropolis + of Canterbury, with such possessions of different kinds as were + necessary for their subsistence.[87] + + +FOOTNOTES: + +[70] James H. Ramsay, _The Foundations of England_ (London, 1898), I., +p. 121. + +[71] Bede has just been describing a plague which rendered the Britons +at this time even more unable than usual to withstand the fierce +invaders from the north; also lamenting the luxury and crime which a +few years of relief from war had produced among his people. + +[72] This date is evidently incorrect. Martian and Valentinian III. +became joint rulers of the Empire in 450; hence this is the year that +Bede probably meant. + +[73] That is, Thanet, which practically no longer exists as an island. +In Bede's day it was separated from the rest of Kent by nearly half a +mile of water, but since then the coast line has changed so that the +land is cut through by only a tiny rill. The intervening ground, +however, is marshy and only partially reclaimed. + +[74] This battle was fought between Hengist and Vortimer, the eldest +son of Vortigern, at Aylesford, in Kent. + +[75] It is by no means probable that the invasion of Britain by the +Saxons was followed by such wholesale extermination of the natives as +is here represented, though it is certain that everywhere, except in +the far west (Wales) and north (Scotland), the native population was +reduced to complete subjection. + +[76] That is, the throne of the Eastern Empire at Constantinople. + +[77] Gregory was a monk before he was elected pope. He held the papal +office from 590 to 604 [see p. 90]. + +[78] Augustine at the time (596) was prior of a monastery dedicated to +St. Andrew in Rome. + +[79] The missionaries had apparently gone as far as Arles in southern +Provence when they reached this decision. + +[80] An abbot was the head of a monastery. Should such an +establishment be set up in Britain, Augustine was to be its presiding +officer. + +[81] The Germanic peoples north of the Humber were more properly +Angles, but of course they were in all essential respects like the +Saxons. Ethelbert was not actually king in that region, but was +recognized as "bretwalda," or over-lord, by the other rulers. + +[82] For later changes in this part of the coast line, see p. 70, +note 1. + +[83] This was possible because the Franks and Saxons, being both +German, as yet spoke languages so much alike that either people could +understand the other without much difficulty. + +[84] Bertha was a daughter of the Frankish king Charibert. The Franks +had been nominally a Christian people since the conversion of Clovis +in 496 [see p. 53]--just a hundred years before Augustine started on +his mission to the Angles and Saxons. + +[85] Luidhard had been bishop of Senlis; a town not many miles +northeast of Paris. Probably Augustine and his companions profited not +a little by the influence which Luidhard had already exerted at the +Kentish court. + +[86] "The present church of St. Martin near Canterbury is not the old +one spoken of by Bede, as it is generally thought to be, but is a +structure of the thirteenth century, though it is probable that the +materials of the original church were worked up in the masonry in its +reconstruction, the walls being still composed in part of Roman +bricks."--J. A. Giles, _Bede's Ecclesiastical History_, p. 39. + +[87] Thus was established the "primacy," or ecclesiastical leadership, +of Canterbury, which has continued to this day. + + + + +CHAPTER VI. + +THE DEVELOPMENT OF THE CHRISTIAN CHURCH + + +10. Pope Leo's Sermon on the Petrine Supremacy + +In tracing the history of the great ecclesiastical institution known +as the papacy, the first figure that stands out with considerable +clearness is that of Leo I., or Leo the Great, who was elected bishop +of Rome in the year 440. Leo is perhaps the first man who, all things +considered, can be called "pope" in the modern sense of the term, +although certain of his predecessors in the bishop's seat at the +imperial capital had long claimed and exercised a peculiar measure of +authority over their fellow bishops throughout the Empire. Almost from +the earliest days of Christianity the word _papa_ (pope) seems to have +been in common use as an affectionate mode of addressing any bishop, +but after the fourth century it came to be applied in a peculiar +manner to the bishop of Rome, and in time this was the only usage, so +far as western Europe was concerned, which survived. The causes of the +special development of the Roman bishopric into the powerful papal +office were numerous. Rome's importance as a city, and particularly as +the political head of the Mediterranean world, made it natural that +her bishop should have something of a special dignity and influence. +Throughout western Europe the Roman church was regarded as a model and +its bishop was frequently called upon for counsel and advice. Then, +when the seat of the imperial government was removed to the East by +Constantine, the Roman bishop naturally took up much of the leadership +in the West which had been exercised by the emperor, and this added +not a little in the way of prestige. On the whole the Roman bishops +were moderate, liberal, and sensible in their attitude toward church +questions, thereby commending themselves to the practical peoples of +the West in a way that other bishops did not always do. The growth of +temporal possessions, especially in the way of land, also made the +Roman bishops more independent and able to hold their own. And the +activity of such men as Leo the Great in warding off the attacks of +the German barbarians, and in providing popular leadership in the +absence of such leadership on the part of the imperial authorities, +was a not unimportant item. + +After all, however, these are matters which have always been regarded +by the popes themselves as circumstances of a more or less transitory +and accidental character. It is not upon any or all of them that the +papacy from first to last has sought to base its high claims to +authority. The fundamental explanation, from the papal standpoint, for +the peculiar development of the papal power in the person of the +bishops of Rome is contained in the so-called theory of the "Petrine +Supremacy," which will be found set forth in Pope Leo's sermon +reproduced in part below. The essential points in this theory are: (1) +that to the apostle Peter, Christ committed the keys of the kingdom of +heaven and the supremacy over all other apostles on earth; (2) that +Peter, in the course of time, became the first bishop of Rome; and (3) +that the superior authority given to Peter was transmitted to all his +successors in the Roman bishopric. It was fundamentally on _these_ +grounds that the pope, to quote an able Catholic historian, was +believed to be "the visible representative of ecclesiastical unity, +the supreme teacher and custodian of the faith, the supreme +legislator, the guardian and interpreter of the canons, the legitimate +superior of all bishops, the final judge of councils--an office which +he possessed in his own right, and which he actually exercised by +presiding over all ecumenical synods, through his legates, and by +confirming the acts of the councils as the Supreme Head of the +Universal Catholic Church."[88] Modern Protestants discard certain of +the tenets which go to make up the Petrine theory, but it is essential +that the student of history bear in mind that the people of the Middle +Ages never doubted its complete and literal authenticity, nor +questioned that the authority of the papal office rested at bottom +upon something far more fundamental than a mere fortunate combination +of historical circumstances. Whatever one's personal opinions on the +issues involved, the point to be insisted upon is that in studying +mediæval church life and organization the universal acceptance of +these beliefs and conclusions be never lost to view. + +Leo was pope from 440 to 461 and it has been well maintained that he +was the first occupant of the office to comprehend the wide +possibilities of the papal dignity in the future. In his sermons and +letters he vigorously asserted the sovereign authority of his +position, and in his influence on the events of his time, as for +example the Council of Chalcedon in 451, he sought with no little +success to bring men to a general acknowledgment of this authority. + + Source--Text in Jacques Paul Migne, _Patroligiæ Cursus + Completus_ ["Complete Collection of Patristic Literature"], + First Series, Vol. LIV., cols. 144-148. Translated in Philip + Schaff and Henry Wace, _Select Library of Nicene and + Post-Nicene Fathers of the Christian Church_ (New York, 1895), + Second Series, Vol. XII., pp. 117-118. + + [Sidenote: The apostle Peter still with his Church] + + Although, therefore, dearly beloved, we be found both weak and + slothful in fulfilling the duties of our office, because, whatever + devoted and vigorous action we desire to undertake, we are hindered + in by the frailty of our nature, yet having the unceasing + propitiation of the Almighty and perpetual Priest [Christ], who + being like us and yet equal with the Father, brought down His + Godhead even to things human, and raised His Manhood even to things + Divine, we worthily and piously rejoice over His dispensation, + whereby, though He has delegated the care of His sheep to many + shepherds, yet He has not Himself abandoned the guardianship of His + beloved flock. And from His overruling and eternal protection we + have received the support of the Apostle's aid also, which + assuredly does not cease from its operation; and the strength of + the foundation, on which the whole superstructure of the Church is + reared, is not weakened by the weight of the temple that rests upon + it. For the solidity of that faith which was praised in the chief + of the Apostles is perpetual; and as that remains which Peter + believed in Christ, so that remains which Christ instituted in + Peter. + + [Sidenote: Christ's commission to Peter] + + For when, as has been read in the Gospel lesson,[89] the Lord had + asked the disciples whom they believed Him to be amid the various + opinions that were held, and the blessed Peter had replied, saying, + "Thou art the Christ, the Son of the living God," the Lord said, + "Blessed art thou, Simon Bar-Jona, because flesh and blood hath not + revealed it to thee, but My Father, which is in heaven. And I say + to thee, that thou art Peter, and upon this rock will I build My + church, and the gates of Hell shall not prevail against it. And I + will give unto thee the keys of the kingdom of heaven. And + whatsoever thou shalt bind on earth, shall be bound in heaven; and + whatsoever thou shalt loose on earth, shall be loosed also in + heaven." [Matt. xvi. 16-19.] + + [Sidenote: Peter properly rules the Church through his successors + at Rome] + + The dispensation of Truth therefore abides, and the blessed Peter + persevering in the strength of the Rock, which he has received, has + not abandoned the helm of the Church, which he undertook. For he + was ordained before the rest in such a way that from his being + called the Rock, from his being pronounced the Foundation, from his + being constituted the Doorkeeper of the kingdom of heaven, from his + being set as the Umpire to bind and to loose, whose judgments shall + retain their validity in heaven--from all these mystical titles we + might know the nature of his association with Christ. And still + to-day he more fully and effectually performs what is intrusted to + him, and carries out every part of his duty and charge in Him and + with Him, through whom he has been glorified. And so if anything is + rightly done and rightly decreed by us, if anything is won from the + mercy of God by our daily supplications, it is of his work and + merits whose power lives and whose authority prevails in his + see....[90] + + [Sidenote: Leo claims to be only Peter's representative] + + And so, dearly beloved, with becoming obedience we celebrate + to-day's festival[91] by such methods, that in my humble person he + may be recognized and honored, in whom abides the care of all the + shepherds, together with the charge of the sheep commended to him, + and whose dignity is not belittled even in so unworthy an heir. And + hence the presence of my venerable brothers and fellow-priests, so + much desired and valued by me, will be the more sacred and + precious, if they will transfer the chief honor of this service in + which they have deigned to take part to him whom they know to be + not only the patron of this see, but also the primate of all + bishops. When therefore we utter our exhortations in your ears, + holy brethren, believe that he is speaking whose representative we + are. Because it is his warning that we give, and nothing else but + his teaching that we preach, beseeching you to "gird up the loins + of your mind," and lead a chaste and sober life in the fear of God, + and not to let your mind forget his supremacy and consent to the + lusts of the flesh. + + [Sidenote: An exhortation to Christian constancy] + + [Sidenote: The peculiar privilege of the church at Rome] + + Short and fleeting are the joys of this world's pleasures which + endeavor to turn aside from the path of life those who are called + to eternity. The faithful and religious spirit, therefore, must + desire the things which are heavenly and, being eager for the + divine promises, lift itself to the love of the incorruptible Good + and the hope of the true Light. But be assured, dearly-beloved, + that your labor, whereby you resist vices and fight against carnal + desires, is pleasing and precious in God's sight, and in God's + mercy will profit not only yourselves but me also, because the + zealous pastor makes his boast of the progress of the Lord's flock. + "For ye are my crown and joy," as the Apostle says, if your faith, + which from the beginning of the Gospel has been preached in all the + world, has continued in love and holiness. For though the whole + Church, which is in all the world, ought to abound in all virtues, + yet you especially, above all people, it becomes to excel in deeds + of piety, because, founded as you are on the very citadel of the + Apostolic Rock, not only has our Lord Jesus Christ redeemed you in + common with all men, but the blessed Apostle Peter has instructed + you far beyond all men. + + +11. The Rule of St. Benedict + +A very important feature of the church life of the early Middle Ages +was the tendency of devout men to withdraw from the active affairs of +the world and give themselves up to careers of self-sacrificing piety. +Sometimes such men went out to live alone in forests or other obscure +places and for this reason were called anchorites or hermits; but more +often they settled in groups and formed what came to be known as +monasteries. The idea that seclusion is helpful to the religious life +was not peculiar to Christianity, for from very early times Brahmins +and Buddhists and other peoples of the Orient had cherished the same +view; and in many cases they do so still. Monasticism among Christians +began naturally in the East and at first took the form almost wholly +of hermitage, just as it had done among the adherents of other +Oriental religions, though by the fourth century the Christian monks +of Syria and Egypt and Asia Minor had come in many cases to dwell in +established communities. In general the Eastern monks were prone to +extremes in the way of penance and self-torture which the more +practical peoples of the West were not greatly disposed to imitate. +Monasticism spread into the West, but not until comparatively +late--beginning in the second half of the fourth century--and the +character which it there assumed was quite unlike that prevailing in +the East. The Eastern ideal was the life of meditation with as little +activity as possible, except perhaps such as was necessary in order to +impose hardships upon one's self. The Western ideal, on the other +hand, while involving a good deal of meditation and prayer, put much +emphasis on labor and did not call for so complete an abstention of +the monk from the pursuits and pleasures of other men. + +In the later fifth century, and earlier sixth, several monasteries of +whose history we know little were established in southern Gaul, +especially in the pleasant valley of the Rhone. Earliest of all, +apparently, and destined to become the most influential was the abbey +of St. Martin at Tours, founded soon after St. Martin was made bishop +of Tours in 372. But the development of Western monasticism is +associated most of all with the work of St. Benedict of Nursia, who +died in 543. Benedict was the founder of several monasteries in the +vicinity of Rome, the most important being that of Monte Cassino, on +the road from Rome to Naples, which exists to this day. One should +guard, however, against the mistake of looking upon St. Benedict as +the introducer of monasticism in the West, of even as the founder of a +new monastic _order_ in the strict sense of the word. The great +service which he rendered to European monasticism consisted in his +working out for his monasteries in Italy an elaborate system of +government which was found so successful in practice that, in the form +of the Benedictine Rule (_regula_), it came to be the constitution +under which for many centuries practically all the monks of Western +countries lived. That it was so widely adopted was due mainly to its +definite, practical, common-sense character. Its chief injunctions +upon the monks were poverty, chastity, obedience, piety, and labor. +All these were to be attained by methods which, although they may seem +strange to us to-day, were at least natural and wholesome when judged +by the ideas and standards prevailing in early mediæval times. Granted +the ascetic principle upon which the monastic system rested, the Rule +of St. Benedict must be regarded as eminently moderate and sensible. +It sprang from an acute perception of human nature and human needs no +less than from a lofty ideal of religious perfection. The following +extracts will serve to show its character. + + Source--Text in Jacques Paul Migne, _Patrologiæ Cursus + Completus_, First Series, Vol. LXVI., cols. 245-932 _passim_. + Adapted from translation in Ernest F. Henderson, _Select + Historical Documents of the Middle Ages_ (London, 1896), pp. + 274-314. + + _Prologue...._ We are about to found, therefore, a school for the + Lord's service, in the organization of which we trust that we shall + ordain nothing severe and nothing burdensome. But even if, the + demands of justice dictating it, something a trifle irksome shall + be the result, for the purpose of amending vices or preserving + charity, thou shalt not therefore, struck by fear, flee the way of + salvation, which cannot be entered upon except through a narrow + entrance. + + [Sidenote: Responsibility of the abbot for the character and deeds + of the monks] + + [Sidenote: He must teach by example as well as by precept] + + =2.= _What the abbot should be like._ An abbot who is worthy to + preside over a monastery ought always to remember what he is + called, and carry out with his deeds the name of a Superior. For he + is believed to be Christ's representative, since he is called by + His name, the apostle saying: "Ye have received the spirit of + adoption of sons, whereby we call Abba, Father" [Romans viii. 15]. + And so the abbot should not (grant that he may not) teach, or + decree, or order, anything apart from the precept of the Lord; but + his order or teaching should be characterized by the marks of + divine justice in the minds of his disciples. Let the abbot always + be mindful that, at the terrible judgment of God, both things will + be weighed in the balance, his teaching and the obedience of his + disciples. And let the abbot know that whatever of uselessness the + father of the family finds among the sheep is laid to the fault of + the shepherd. Only in a case where the whole diligence of their + pastor shall have been bestowed on an unruly and disobedient flock, + and his whole care given to their wrongful actions, shall that + pastor, absolved in the judgment of the Lord, be free to say to the + Lord with the prophet: "I have not hid Thy righteousness within my + heart; I have declared Thy faithfulness and Thy salvation, but + they, despising, have scorned me" [Psalms xl. 10]. And then let the + punishment for the disobedient sheep under his care be that death + itself shall prevail against them. Therefore, when any one receives + the name of abbot, he ought to rule over his disciples with a + double teaching; that is, let him show forth all good and holy + things by deeds more than by words. So that to ready disciples he + may set forth the commands of God in words; but to the hard-hearted + and the more simple-minded, he may show forth the divine precepts + by his deeds. + + [Sidenote: His duty to encourage, to admonish, and to punish] + + He shall make no distinction of persons in the monastery. One shall + not be more cherished than another, unless it be the one whom he + finds excelling in good works or in obedience. A free-born man + shall not be preferred to one coming from servitude, unless there + be some other reasonable cause. But if, by the demand of justice, + it seems good to the abbot, he shall do this, no matter what the + rank shall be. But otherwise they shall keep their own places. For + whether we be bond or free, we are all one in Christ; and, under + one God, we perform an equal service of subjection. For God is no + respecter of persons. Only in this way is a distinction made by Him + concerning us, if we are found humble and surpassing others in good + works. Therefore let him [the abbot] have equal charity for all. + Let the same discipline be administered in all cases according to + merit.... He should, that is, rebuke more severely the unruly and + the turbulent. The obedient, moreover, and the gentle and the + patient, he should exhort, that they may progress to higher things. + But the negligent and scorners, we warn him to admonish and + reprove. Nor let him conceal the sins of the erring; but, in order + that he may prevail, let him pluck them out by the roots as soon as + they begin to spring up. + + And let him know what a difficult and arduous thing he has + undertaken--to rule the souls and uplift the morals of many. And in + one case indeed with blandishments, in another with rebukes, in + another with persuasion--according to the quality or intelligence + of each one--he shall so conform and adapt himself to all that not + only shall he not allow injury to come to the flock committed to + him, but he shall rejoice in the increase of a good flock. Above + all things, let him not, deceiving himself or undervaluing the + safety of the souls committed to him, give more heed to temporary + and earthly and passing things; but let him always reflect that he + has undertaken to rule souls for which he is to render account. + + [Sidenote: The monks to be consulted by the abbot] + + [Sidenote: The Rule to be followed by every one as a guide] + + =3.= _About calling in the brethren to take counsel._ Whenever + anything of importance is to be done in the monastery, the abbot + shall call together the whole congregation,[92] and shall himself + explain the matter in question. And, having heard the advice of the + brethren, he shall think it over by himself, and shall do what he + considers most advantageous. And for this reason, moreover, we have + said that all ought to be called to take counsel, because often it + is to a younger person that God reveals what is best. The brethren, + moreover, with all subjection of humility, ought so to give their + advice that they do not presume boldly to defend what seems good to + them; but it should rather depend on the judgment of the abbot, so + that, whatever he decides to be best, they should all agree to it. + But even as it behooves the disciples to obey the master, so it is + fitting that he should arrange all matters with care and justice. + In all things, indeed, let every one follow the Rule as his guide; + and let no one rashly deviate from it. Let no one in the monastery + follow the inclination of his own heart. And let no one boldly + presume to dispute with his abbot, within or without the monastery. + But, if he should so presume, let him be subject to the discipline + of the Rule. + + [Sidenote: No property to be owned by the monks individually] + + =33.= _Whether the monks should have anything of their own._ More + than anything else is this special vice to be cut off root and + branch from the monastery, that one should presume to give or + receive anything without the order of the abbot, or should have + anything of his own. He should have absolutely not anything, + neither a book, nor tablets, nor a pen--nothing at all. For indeed + it is not allowed to the monks to have their own bodies or wills in + their own power. But all things necessary they must expect from the + Father of the monastery; nor is it allowable to have anything which + the abbot has not given or permitted. All things shall be held in + common; as it is written, "Let not any man presume to call anything + his own." But if any one shall have been discovered delighting in + this most evil vice, being warned once and again, if he do not + amend, let him be subjected to punishment.[93] + + [Sidenote: Daily schedule for the summer season] + + =48.= _Concerning the daily manual labor._ Idleness is the enemy of + the soul.[94] And therefore, at fixed times, the brothers ought to + be occupied in manual labor; and again, at fixed times, in sacred + reading.[95] Therefore we believe that both seasons ought to be + arranged after this manner,--so that, from Easter until the Calends + of October,[96] going out early, from the first until the fourth + hour they shall do what labor may be necessary. From the fourth + hour until about the sixth, they shall be free for reading. After + the meal of the sixth hour, rising from the table, they shall rest + in their beds with all silence; or, perchance, he that wishes to + read may read to himself in such a way as not to disturb another. + And the _nona_ [the second meal] shall be gone through with more + moderately about the middle of the eighth hour; and again they + shall work at what is to be done until Vespers.[97] But, if the + emergency or poverty of the place demands that they be occupied in + picking fruits, they shall not be grieved; for they are truly monks + if they live by the labors of their hands, as did also our fathers + and the apostles. Let all things be done with moderation, however, + on account of the faint-hearted. + + [Sidenote: Reading during Lent] + + In days of Lent they shall all receive separate books from the + library, which they shall read entirely through in order. These + books are to be given out on the first day of Lent. Above all there + shall be appointed without fail one or two elders, who shall go + round the monastery at the hours in which the brothers are engaged + in reading, and see to it that no troublesome brother be found who + is given to idleness and trifling, and is not intent on his + reading, being not only of no use to himself, but also stirring up + others. If such a one (may it not happen) be found, he shall be + reproved once and a second time. If he do not amend, he shall be + subject under the Rule to such punishment that the others may have + fear. Nor shall brother join brother at unsuitable hours. Moreover, + on Sunday all shall engage in reading, excepting those who are + assigned to various duties. But if any one be so negligent and lazy + that he will not or can not read, some task shall be imposed upon + him which he can do, so that he be not idle. On feeble or delicate + brothers such a task or art is to be imposed, that they shall + neither be idle nor so oppressed by the violence of labor as to be + driven to take flight. Their weakness is to be taken into + consideration by the abbot. + + [Sidenote: Hospitality enjoined] + + =53.= _Concerning the reception of guests._ All guests who come + shall be received as though they were Christ. For He Himself said, + "I was a stranger and ye took me in" [Matt. xxv. 35]. And to all + fitting honor shall be shown; but, most of all, to servants of the + faith and to pilgrims. When, therefore, a guest is announced, the + prior or the brothers shall run to meet him, with every token of + love. And first they shall pray together, and thus they shall be + joined together in peace. + + [Sidenote: Power of abbot to dispose of articles sent to the monks] + + =54.= _Whether a monk should be allowed to receive letters or + anything._ By no means shall it be allowed to a monk--either from + his relatives, or from any man, or from one of his fellows--to + receive or to give, without order of the abbot, letters, presents, + or any gift, however small. But even if, by his relatives, anything + has been sent to him, he shall not presume to receive it, unless + it has first been shown to the abbot. But if the latter order it to + be received, it shall be in the power of the abbot to give it to + whomsoever he wishes. And the brother to whom it happened to have + been sent shall not be displeased; that an opportunity be not given + to the devil. Whoever, moreover, presumes to do otherwise shall be + subject to the discipline of the Rule. + + +12. Gregory the Great on the Life of the Pastor + +Gregory the Great, whose papacy extended from 590 to 604, was a Roman +of noble and wealthy family, and in many ways the ablest man who had +yet risen to the papal office. The date of his birth is not recorded, +but it was probably about 540, some ten years after St. Benedict of +Nursia had established his monastery at Monte Cassino. He was +therefore a contemporary of the historian Gregory of Tours [see p. +47]. The education which he received was that which was usual with +young Romans of his rank in life, and it is said that in grammar, +rhetoric, logic, and law he became well versed, though without any +claim to unusual scholarship. He entered public life and in 570 was +made prætor of the city of Rome. All the time, however, he was +struggling with the strange attractiveness which the life of the monk +had for him, and in the end, upon the death of his father, he decided +to forego the career to which his wealth and rank entitled him and to +seek the development of his higher nature in seclusion. With the money +obtained from the sale of his great estates he established six +monasteries in Sicily and that of St. Andrew at Rome. In Gregory's +case, however, retirement to monastic life did not mean oblivion, for +soon he was selected by Pope Pelagius II., as resident minister +(_apocrisiarius_) at Constantinople and in this important position he +was maintained for five or six years. After returning to Rome he +became abbot of St. Andrews, and in 590, as the records say, he was +"demanded" as pope. + +Gregory was a man of very unusual ability and the force of his strong +personality made his reign one of the great formative epochs in papal +history. Besides his activity in relation to the affairs of the world +in general, he has the distinction of being a literary pope. His +letters and treatises were numerous and possessed a quality of thought +and style which was exceedingly rare in his day. The most famous of +his writings, and justly so, is the _Liber Regulæ Pastoralis_, known +commonly to English readers as the "Pastoral Care," or the "Pastoral +Rule." This book was written soon after its author became pope (590) +and was addressed to John, bishop of Ravenna, in reply to inquiries +received from him respecting the duties and obligations of the clergy. +Though thus put into form for a special purpose, there can be no doubt +that it was the product of long thought, and in fact in his _Magna +Moralia_, or "Commentary on the Book of Job," written during his +residence at Constantinople, Gregory declared his purpose some day to +write just such a book. Everywhere throughout Europe the work was +received with the favor it deserved, and in Spain, Gaul, and Italy its +influence upon the life and manners of the clergy was beyond estimate. +Even in Britain, after King Alfred's paraphrase of it in the Saxon +tongue had been made, three hundred years later [see p. 193], it was a +real power for good. The permanent value of Gregory's instructions +regarding the life of the clergy arose not only from the lofty spirit +in which they were conceived and the clear-cut manner in which they +were expressed, but from their breadth and adaptation to all times and +places. There are few books which the modern pastor can read with +greater profit. The work is in four parts: (1) on the selection of men +for the work of the Church; (2) on the sort of life the pastor ought +to live; (3) on the best methods of dealing with the various types of +people which every pastor will be likely to encounter; and (4) on the +necessity that the pastor guard himself against egotism and personal +ambition. The passages below are taken from the second and third +parts. + + Source--Gregorius Magnus, _Liber Regulæ Pastoralis_ [Gregory + the Great, "The Book of the Pastoral Rule"]. Text in Jacques + Paul Migne, _Patroligiæ Cursus Completus_, First Series, Vol. + LXXVII., cols. 12-127 _passim_. Adapted from translation in + Philip Schaff and Henry Wace, _Select Library of Nicene and + Post-Nicene Fathers of the Christian Church_ (New York, 1895), + Second Series, Vol. XII., pp. 9-71 _passim_. + + [Sidenote: The qualities which ought to be united in the + pastor] + + The conduct of a prelate[98] ought so far to be superior to the + conduct of the people as the life of a shepherd is accustomed to + exalt him above the flock. For one whose position is such that the + people are called his flock ought anxiously to consider how great a + necessity is laid upon him to maintain uprightness. It is + necessary, then, that in thought he should be pure, in action firm; + discreet in keeping silence, profitable in speech; a near neighbor + to every one in sympathy, exalted above all in contemplation; a + familiar friend of good livers through humility, unbending against + the vices of evil-doers through zeal for righteousness; not + relaxing in his care for what is inward by reason of being occupied + in outward things, nor neglecting to provide for outward things in + his anxiety for what is inward. + + [Sidenote: Purity of heart essential] + + The ruler should always be pure in thought, inasmuch as no impurity + ought to pollute him who has undertaken the office of wiping away + the stains of pollution in the hearts of others also; for the hand + that would cleanse from dirt must needs be clean, lest, being + itself sordid with clinging mire, it soil all the more whatever it + touches. + + [Sidenote: He must teach by example] + + The ruler should always be a leader in action, that by his living + he may point out the way of life to those who are put under him, + and that the flock, which follows the voice and manners of the + shepherd, may learn how to walk rather through example than through + words. For he who is required by the necessity of his position to + _speak_ the highest things is compelled by the same necessity to + _do_ the highest things. For that voice more readily penetrates the + hearer's heart, which the speaker's life commends, since what he + commands by speaking he helps the doing by showing. + + The ruler should be discreet in keeping silence, profitable in + speech; lest he either utter what ought to be suppressed or + suppress what he ought to utter. For, as incautious speaking leads + into error, so indiscreet silence leaves in error those who might + have been instructed. + + [Sidenote: He must be able to distinguish virtues and vices] + + The ruler ought also to understand how commonly vices pass + themselves off as virtues. For often niggardliness excuses itself + under the name of frugality, and on the other hand extravagance + conceals itself under the name of liberality. Often inordinate + carelessness is believed to be loving-kindness, and unbridled wrath + is accounted the virtue of spiritual zeal. Often hasty action is + taken for promptness, and tardiness for the deliberation of + seriousness. Whence it is necessary for the ruler of souls to + distinguish with vigilant care between virtues and vices, lest + stinginess get possession of his heart while he exults in seeming + frugality in expenditure; or, while anything is recklessly wasted, + he glory in being, as it were, compassionately liberal; or, in + overlooking what he ought to have smitten, he draw on those that + are under him to eternal punishment; or, in mercilessly smiting an + offense, he himself offend more grievously; or, by rashly + anticipating, mar what might have been done properly and gravely; + or, by putting off the merit of a good action, change it to + something worse. + + [Sidenote: No one kind of teaching adapted to all men] + + Since, then, we have shown what manner of man the pastor ought to + be, let us now set forth after what manner he should teach. For, as + long before us Gregory Nazianzen,[99] of reverend memory, has + taught, one and the same exhortation does not suit all, inasmuch as + all are not bound together by similarity of character. For the + things that profit some often hurt others; seeing that also, for + the most part, herbs which nourish some animals are fatal to + others; and the gentle hissing that quiets horses incites whelps; + and the medicine which abates one disease aggravates another; and + the food which invigorates the life of the strong kills little + children. Therefore, according to the quality of the hearers ought + the discourse of teachers to be fashioned, so as to suit all and + each for their several needs, and yet never deviate from the art + of common edification. For what are the intent minds of hearers + but, so to speak, a kind of harp, which the skilful player, in + order to produce a tune possessing harmony, strikes in various + ways? And for this reason the strings render back a melodious + sound, because they are struck indeed with one quill, but not with + one kind of stroke. Whence every teacher also, that he may edify + all in the one virtue of charity, ought to touch the hearts of his + hearers out of one doctrine, but not with one and the same + exhortation. + + [Sidenote: Various classes of hearers to be distinguished] + + Differently to be admonished are these that follow: + + Men and women. + + The poor and the rich. + + The joyful and the sad. + + Prelates and subordinates. + + Servants and masters. + + The wise of this world and the dull. + + The impudent and the bashful. + + The forward and the faint-hearted. + + The impatient and the patient. + + The kindly disposed and the envious. + + The simple and the insincere. + + The whole and the sick. + + Those who fear scourges, and therefore live innocently; and those + who have grown so hard in iniquity as not to be corrected even by + scourges. + + The too silent, and those who spend time in much speaking. + + The slothful and the hasty. + + The meek and the passionate. + + The humble and the haughty. + + The obstinate and the fickle. + + The gluttonous and the abstinent. + + Those who mercifully give of their own, and those who would fain + seize what belongs to others. + + Those who neither seize the things of others nor are bountiful + with their own; and those who both give away the things they have, + and yet cease not to seize the things of others. + + Those who are at variance, and those who are at peace. + + Lovers of strife and peacemakers. + + Those who understand not aright the words of sacred law; and those + who understand them indeed aright, but speak them without humility. + + Those who, though able to preach worthily, are afraid through + excessive humility; and those whom imperfection or age debars from + preaching, and yet rashness impels to it. + + [Sidenote: How the wise and the dull are to be admonished] + + (Admonition 7)[100]. Differently to be admonished are the wise of + this world and the dull. For the wise are to be admonished that + they leave off knowing what they know[101]; the dull also are to be + admonished that they seek to know what they know not. In the former + this thing first, that they think themselves wise, is to be + overcome; in the latter, whatsoever is already known of heavenly + wisdom is to be built up; since, being in no wise proud, they have, + as it were, prepared their hearts for supporting a building. With + those we should labor that they become more wisely foolish[102], + leave foolish wisdom, and learn the wise foolishness of God: to + these we should preach that from what is accounted foolishness + they should pass, as from a nearer neighborhood, to true wisdom. + + [Sidenote: Emphasis on the importance of setting a right example] + + But in the midst of these things we are brought back by the earnest + desire of charity to what we have already said above; that every + preacher should give forth a sound more by his deeds than by his + words, and rather by good living imprint footsteps for men to + follow than by speaking show them the way to walk in. For that + cock, too, whom the Lord in his manner of speech takes to represent + a good preacher, when he is now preparing to crow, first shakes his + wings, and by smiting himself makes himself more awake; since it is + surely necessary that those who give utterance to words of holy + preaching should first be well awake in earnestness of good living, + lest they arouse others with their voice while themselves torpid in + performance; that they should first shake themselves up by lofty + deeds, and then make others solicitous for good living; that they + should first smite themselves with the wings of their thoughts; + that whatsoever in themselves is unprofitably torpid they should + discover by anxious investigation, and correct by strict + self-discipline, and then at length set in order the life of others + by speaking; that they should take heed to punish their own faults + by bewailings, and then denounce what calls for punishment in + others; and that, before they give voice to words of exhortation, + they should proclaim in their deeds all that they are about to + speak. + + +FOOTNOTES: + +[88] John Alzog. _Manual of Universal Church History_ (trans, by F. J. +Pabisch and T. S. Byrne), Cincinnati, 1899, Vol. I., p. 668. + +[89] That is, the passage of Scripture read just before the sermon. + +[90] "See" is a term employed to designate a bishop's jurisdiction. +According to common belief Peter had been bishop of Rome; his see was +therefore that which Leo now held. + +[91] The anniversary of Leo's elevation to the papal office. + +[92] That is, the body of monks residing in the monastery. + +[93] The vow of poverty which must be taken by every Benedictine monk +meant only that he must not acquire property individually. By gifts of +land and by their own labor the monks became in many cases immensely +rich, but their wealth was required to be held in common. No one man +could rightfully call any part of it his own. + +[94] The converse of this principle was often affirmed by Benedictines +in the saying, "To work is to pray." + +[95] The Bible and the writings of such Church fathers as Lactantius, +Tertullian, Origen, St. Augustine, St. Chrysostom, Eusebius, and St. +Jerome. + +[96] The first day of the month. + +[97] Thus the ordinary daily programme during the spring and summer +months would be: from six o'clock until ten, manual labor; from ten +until twelve, reading; at twelve, the midday meal; after this meal +until the second one about half past two, rest and reading; and from +the second meal until evening, labor. Manual labor was principally +agricultural. + +[98] Gregory's remarks and instructions in the _Pastoral Rule_ were +intended to apply primarily to the local priests--the humble pastors +of whom we hear little, but upon whose piety and diligence ultimately +depended the whole influence of the Church upon the masses of the +people. The general principles laid down, however, were applicable to +all the clergy, of whatever rank. + +[99] Gregory, bishop of Nazianzus (in Cappadocia), was a noted +churchman of the fourth century. + +[100] After enumerating quite a number of other contrasted groups in +the foregoing fashion Gregory proceeds in a series of "admonitions" to +take up each pair and tell how persons belonging to it should be dealt +with by the pastor. One of these admonitions is here given as a +specimen. + +[101] Gregory's attitude toward the "learning of the world," +especially the classical languages and literatures, was that of the +typical Christian ascetic. He had no use for it personally and +regarded its influence as positively harmful. It must be said that +there was little such learning in his day, for the old Latin and Greek +culture had now reached a very low stage. Gregory took the ground that +the churches should have learned bishops, but their learning was to +consist exclusively in a knowledge of the Scriptures, the writings of +the Church fathers, and the stories of the martyrs. As a matter of +fact not only were the people generally quite unable to understand the +Latin services of the Church, but great numbers of the clergy +themselves stumbled blindly through the ritual without knowing what +they were saying; and this condition of things prevailed for centuries +after Gregory's day. [See Charlemagne's letter _De Litteris Colendis_, +p. 146.] + +[102] That is, more simple and less self-satisfied in their own +knowledge. + + + + +CHAPTER VII. + +THE RISE OF MOHAMMEDANISM + + +13. Selections from the Koran + +The Koran comprises all of the recorded speeches and sayings of the +prophet Mohammed and it has for nearly fifteen centuries been the +absolute law and gospel of the Mohammedan religion. The teachings and +revelations which are contained in it are believed by Mohammedans to +have proceeded directly from God. They were delivered orally by +Mohammed from time to time in the presence of his followers and until +after the prophet's death in 632 no attempt was made to put them in +organized written form. Many of the disciples, however, remembered the +words their master had uttered, at least until they could inscribe +them on palm leaves, bits of wood, bleached bones, or other such +articles as happened to be at hand. In the reign of Abu-Bekr +(632-634), Mohammed's successor, it became apparent that unless some +measure was adopted to bring these scattered sayings together they +were in a fair way to be lost for all time to come. Hence the caliph +intrusted to a certain young man by the name of Zaid the task of +collecting and putting in some sort of system all the teachings that +had survived, whether in written form or merely in the minds of men. +Zaid had served Mohammed in a capacity which we should designate +perhaps as that of secretary, and so should have been well qualified +for the work. In later years (about 660) the Koran, or "the reading," +as the collection began to be called, was again thoroughly revised. +Thereafter all older copies were destroyed and no farther changes in +any respect were ever made. + +The Koran is made up of one hundred and fourteen chapters, called +_surahs_, arranged loosely in the order of their length, beginning +with the longest. This arrangement does not correspond either to the +dates at which the various passages were uttered by the prophet or to +any sequence of thought and meaning, so that when one takes up the +book to read it as it is ordinarily printed it seems about as confused +as anything can well be. Scholars, however, have recently discovered +the chronological order of the various parts and this knowledge has +already come to be of no little assistance in the work of +interpretation. Like all sacred books, the Koran abounds in +repetitions; yet, taken all in all, it contains not more than +two-thirds as many verses as the New Testament, and, as one writer has +rather curiously observed, it is not more than one-third as lengthy as +the ordinary Sunday edition of the New York _Herald_. The teachings +which are most emphasized are (1) the unity and greatness of God, (2) +the sin of worshipping idols, (3) the certainty of the resurrection of +the body and the last judgment, (4) the necessity of a belief in the +Scriptures as revelations from God communicated through angels to the +line of prophets, (5) the luxuries of heaven and the torments of hell, +(6) the doctrine of predestination, (7) the authoritativeness of +Mohammed's teachings, and (8) the four cardinal obligations of worship +(including purification and prayer), fasting, pilgrimages, and +alms-giving. Intermingled with these are numerous popular legends and +sayings of the Arabs before Mohammed's day, stories from the Old and +New Testaments derived from Jewish and Christian settlers in Arabia, +and certain definite and practical rules of everyday conduct. The book +is not only thus haphazard in subject-matter but it is also very +irregular in interest and elegance. Portions of it abound in splendid +imagery and lofty conceptions, and represent the literary quality of +the Arabian language at its best, though of course this quality is +very largely lost in translation. The later surahs--those which appear +first in the printed copy--are largely argumentative and legislative +in character and naturally fall into a more prosaic and monotonous +strain. From an almost inexhaustible maze of precepts, exhortations, +and revelations, the following widely separated passages have been +selected in the hope that they will serve to show something of the +character of the Koran itself, as well as the nature of some of the +more important Mohammedan beliefs and ideals. It will be found +profitable to make a comparison of Christian beliefs on the same +points as drawn from the New Testament. + + Source--Text in Edward William Lane, _Selections from the + Kur-án_, edited by Stanley Lane-Poole (London, 1879), + _passim_. + + In the name of God, the Compassionate, the Merciful. + + [Sidenote: The opening prayer[103]] + + Praise be to God, the Lord of the Worlds, + The Compassionate, the Merciful, + The King of the day of judgment. + Thee do we worship, and of Thee seek we help. + Guide us in the right way, + The way of those to whom Thou hast been gracious, + Not of those with whom Thou art wroth, nor of the erring.[104] + + Say, He is God, One [God]; + God, the Eternal. + He begetteth not nor is begotten, + And there is none equal unto Him.[105] + + [Sidenote: The "throne verse"] + + God! There is no God but He, the _Ever_-living, the + Ever-Subsisting. Slumber seizeth Him not, nor sleep. To Him + belongeth whatsoever is in the Heavens and whatsoever is in the + Earth. Who is he that shall intercede with Him, unless by His + permission? He knoweth what [hath been] before them and what [shall + be] after them, and they shall not compass aught of His knowledge + save what He willeth. His Throne comprehendeth the Heavens and the + Earth, and the care of them burdeneth Him not. And He is the High, + The Great.[106] + + [Sidenote: The day of resurrection] + + When the earth is shaken with her shaking, + And the earth hath cast forth her dead, + And man shall say, 'What aileth her?' + On that day shall she tell out her tidings, + Because thy Lord hath inspired her, + On that day shall men come one by one to behold their works, + And whosoever shall have wrought an ant's weight of good shall + behold it, + And whosoever shall have wrought an ant's weight of ill shall + behold it. + + [Sidenote: The coming judgment] + + When the heaven shall be cloven asunder, + And when the stars shall be scattered, + And when the seas shall be let loose, + And when the graves shall be turned upside-down,[107] + _Every_ soul shall know what it hath done and left undone. + O man! what hath seduced thee from thy generous Lord, + Who created thee and fashioned thee and disposed thee aright? + In the form which pleased Him hath He fashioned thee. + Nay, but ye treat the Judgment as a lie. + Verily there are watchers over you, + Worthy recorders, + Knowing what ye do. + Verily in delight shall the righteous dwell; + And verily the wicked in Hell [-Fire]; + They shall be burnt at it on the day of doom, + And they shall not be hidden from it. + And what shall teach thee what the Day of Judgment is? + Again: What shall teach thee what is the Day of Judgment? + _It is_ a day when one soul shall be powerless for another soul; + and all on that day shall be in the hands of God. + + [Sidenote: The reward of the righteous] + + When one blast shall be blown on the trumpet, + And the earth shall be raised and the mountains, and be broken to + dust with one breaking, + On that day the Calamity shall come to pass: + And the heavens shall cleave asunder, being frail on that day, + And the angels on the sides thereof; and over them on that day + eight _of the angels_ shall bear the throne of thy Lord. + On that day ye shall be presented _for the reckoning_; none of + your secrets shall be hidden. + And as to him who shall have his book[108] given to him in his + right hand, he shall say, 'Take ye, read my book;' + Verily I was sure I should come to my reckoning. + And his [shall be] a pleasant life + In a lofty garden, + Whose clusters [shall be] near at hand. + 'Eat ye and drink with benefit on account of that which ye paid + beforehand in the past days.' + + [Sidenote: The fate of the wicked] + + But as to him who shall have his book given to him in his left + hand, he shall say, 'O would that I had not had my book given + to me, + Nor known what [was] my reckoning! + O would that _my death_ had been the ending _of me_! + My wealth hath not profited me! + My power is passed from me!' + 'Take him and chain him, + Then cast him into hell to be burnt, + Then in a chain of seventy cubits bind him: + For he believed not in God, the Great, + Nor urged to feed the poor; + Therefore he shall not have here this day a friend, + Nor any food save filth + Which none but the sinners shall eat.' + + [Sidenote: "The preceders"] + + When the Calamity shall come to pass + There shall not be _a soul_ that will deny its happening, + [It will be] an abaser _of some_, an exalter _of others_; + When the earth shall be shaken with a _violent_ shaking, + And the mountains shall be crumbled with a violent crumbling, + And shall become fine dust scattered abroad; + And ye shall be three classes.[109] + And the people of the right hand, what shall be the people of the + right hand! + And the people of the left hand, what the people of the left hand! + And the Preceders, the Preceders![110] + These [shall be] the brought-nigh [unto God] + In the gardens of delight,-- + A crowd of the former generations, + And a few of the latter generations, + Upon inwrought couches, + Reclining thereon, face to face. + Youths ever-young shall go unto them round about + With goblets and ewers and a cup of flowing wine, + Their [heads] shall ache not with it, neither shall they be + drunken; + And with fruits of the [sorts] which they shall choose, + And the flesh of birds of the [kinds] which they shall desire. + And damsels with eyes like pearls laid up + _We will give them_ as a reward for that which they have done. + Therein shall they hear no vain discourse nor accusation of sin, + But [only] the saying, 'Peace! Peace!' + + [Sidenote: The pleasures of paradise] + + And the people of the right hand--what [shall be] the people of + the right hand! + [They shall dwell] among lote-trees without thorns + And bananas loaded with fruit, + And a shade _ever-spread_, + And water _ever_-flowing, + And fruits abundant + Unstayed and unforbidden,[111] + And couches raised.[112] + Verily we have created them[113] by a [peculiar] creation, + And have made them virgins, + Beloved of their husbands, of equal age [with them], + For the people of the right hand, + A crowd of the former generations + And a crowd of the latter generations. + + [Sidenote: The torments of hell] + + And the people of the left hand--what [shall be] the people of + the left hand! + [They shall dwell] amidst burning wind and scalding water, + And a shade of blackest smoke, + Not cool and not grateful. + For before this they were blest with worldly goods, + And they persisted in heinous sin, + And said, 'When we shall have died and become dust and bones, + shall we indeed be raised to life, + And our fathers the former generations?' + Say, verily the former and the latter generations + Shall be gathered together for the appointed time of a known day. + Then ye, O ye erring, belying [people], + Shall surely eat of the tree of Ez-Zakkoom,[114] + And fill therewith [your] stomachs, + And drink thereon boiling water, + And ye shall drink as thirsty camels drink.-- + This [shall be] their entertainment on the day of retribution. + + +FOOTNOTES: + +[103] This prayer of the Mohammedans corresponds in a way to the +Lord's Prayer of Christian peoples. It is recited several times in +each of the five daily prayers, and on numerous other occasions. + +[104] The petition is for guidance in the "right way" of the +Mohammedan, marked out in the Koran. By those with whom God is +"wroth," and by the "erring," is meant primarily the Jews. Mohammed +regarded the Jews and Christians as having corrupted the true +religion. + +[105] "This chapter is held in particular veneration by the +Mohammedans and is declared, by a tradition of their prophet, to be +equal in value to a third part of the whole Koran."--Sale, quoted in +Lane, _Selections from the Kur-án_, p. 5. + +[106] This passage, known as the "throne verse," is regarded by +Mohammedans as one of the most precious in the Koran and is often +recited at the end of the five daily prayers. It is sometimes engraved +on a precious stone or an ornament of gold and worn as an amulet. + +[107] These are all to be signs of the day of judgment. + +[108] The record of his deeds during life on earth. + +[109] The three classes are: (1) the "preceeders," (2) the people of +the right hand, i.e., the good, and (3) the people of the left hand, +i.e., the evil. The future state of each of the three is described in +the lines that follow. + +[110] "Either the first converts to Mohammedanism, or the prophets, +who were the respective leaders of their people, or any persons who +have been eminent examples of piety and virtue, may be here intended. +The original words literally rendered are, _The Leaders, The Leaders_: +which repetition, as some suppose, was designed to express the dignity +of these persons and the certainty of their future glory and +happiness."--Sale, quoted in Wherry, _Comprehensive Commentary on the +Qur-án_, Vol. IV., pp. 109-110. + +[111] The luxuries of paradise--the flowing rivers, the fragrant +flowers, the delicious fruits--are sharply contrasted with the +conditions of desert life most familiar to Mohammed's early converts. +Such a description of the land of the blessed must have appealed +strongly to the imaginative Arabs. It should be said that in the +modern Mohammedan idea of heaven the spiritual element has a rather +more prominent place. + +[112] Lofty beds. + +[113] The "damsels of paradise." + +[114] A scrubby bush bearing fruit like almonds, and extremely bitter. +It was familiar to Arabs and hence was made to stand as a type of the +tree whose fruit the wicked must eat in the lower world. + + + + +CHAPTER VIII. + +THE BEGINNINGS OF THE CAROLINGIAN DYNASTY OF FRANKISH KINGS + + +14. Pepin the Short Takes the Title of King (751) + +During the seventh and eighth centuries the Merovingian line of +Frankish kings degenerated to a condition of weakness both pitiable +and ridiculous. As the royal family became less worthy, the powers of +government gradually slipped from its hands into those of a series of +ministers commonly known by the title of Mayor of the Palace (_Maior +Domus_). The most illustrious of these uncrowned sovereigns was +Charles Martel, the victor over the Saracens near Poitiers, in whose +time the Frankish throne for four years had no occupant at all. Martel +contrived to make his peculiar office hereditary, and at his death in +741 left it to be filled jointly by his two elder sons, Karlmann and +Pepin the Short. They decided that it would be to their interest to +keep up the show of Merovingian royalty a little longer and in 743 +allowed Childeric III. to mount the throne--a weakling destined to be +the last of his family to wear the Frankish crown. Four years later +Karlmann renounced his office and withdrew to the monastery of Monte +Cassino, southeast of Rome, leaving Pepin sole "mayor" and the only +real ruler of the Franks. Before many more years had passed, the utter +uselessness of keeping up a royal line whose members were notoriously +unfit to govern had impressed itself upon the nation to such an extent +that when Pepin proceeded to put young Childeric in a monastery and +take the title of king for himself, nobody offered the slightest +objection. The sanction of the Pope was obtained for the act because +Pepin thought that his course would thus be made to appear less like +an outright usurpation. The Pope's reward came four years later when +Pepin bestowed upon him the lands in northern and central Italy which +eventually constituted, in the main, the so-called States of the +Church. In later times, after the reign of Pepin's famous son +Charlemagne, the new dynasty established by Pepin's elevation to the +throne came to be known as the Carolingian (from _Karolus_, or +Charles). + +The following account of the change from the Merovingian to the +Carolingian line is taken from the so-called _Lesser Annals of +Lorsch_. At the monastery of Lorsch, as at nearly every other such +place in the Middle Ages, records or "annals" of one sort or another +were pretty regularly kept. They were often very inaccurate and their +writers had a curious way of filling up space with matters of little +importance, but sometimes, as in the present instance, we can get from +them some very interesting information. The monastery of Lorsch was +about twelve miles distant from Heidelberg, in southern Germany. + + Source--_Annales Laurissenses Minores_ ["Lesser Annals of + Lorsch"]. Text in _Monumenta Germaniæ Historica, Scriptores_ + (Pertz ed.), Vol. I., p. 116. + + In the year 750[115] of the Lord's incarnation Pepin sent + ambassadors to Rome to Pope Zacharias,[116] to inquire concerning + the kings of the Franks who, though they were of the royal line and + were called kings, had no power in the kingdom, except that + charters and privileges were drawn up in their names. They had + absolutely no kingly authority, but did whatever the Major Domus of + the Franks desired.[117] But on the first day of March in the + Campus Martius,[118] according to ancient custom, gifts were + offered to these kings by the people, and the king himself sat in + the royal seat with the army standing round him and the Major Domus + in his presence, and he commanded on that day whatever was decreed + by the Franks; but on all other days thenceforward he remained + quietly at home. Pope Zacharias, therefore, in the exercise of his + apostolic authority, replied to their inquiry that it seemed to him + better and more expedient that the man who held power in the + kingdom should be called king and be king, rather than he who + falsely bore that name. Therefore the aforesaid pope commanded the + king and people of the Franks that Pepin, who was exercising royal + power, should be called king, and should be established on the + throne. This was therefore done by the anointing of the holy + archbishop Boniface in the city of Soissons. Pepin was proclaimed + king, and Childeric, who was falsely called king, was shaved and + sent into a monastery. + + +FOOTNOTES: + +[115] The date is almost certainly wrong. Pepin was first acknowledged +king by the Frankish nobles assembled at Soissons in November, 751. It +was probably in 751 (possibly 752) that Pope Zacharias was consulted. +In 754 Pepin was crowned king by Pope Stephen III., successor of +Zacharias, who journeyed to France especially for the purpose. + +[116] Zacharias was pope from 741 to 752. + +[117] Einhard, the secretary of Charlemagne [see p. 108], in writing a +biography of his master, described the condition of Merovingian +kingship as follows: "All the resources and power of the kingdom had +passed into the control of the prefects of the palace, who were called +the 'mayors of the palace,' and who exercised the supreme authority. +Nothing was left to the king. He had to content himself with his royal +title, his flowing locks, and long beard. Seated in a chair of state, +he was wont to display an appearance of power by receiving foreign +ambassadors on their arrival, and, on their departure, giving them, as +if on his own authority, those answers which he had been taught or +commanded to give. Thus, except for his empty title, and an uncertain +allowance for his sustenance, which the prefect of the palace used to +furnish at his pleasure, there was nothing that the king could call +his own, unless it were the income from a single farm, and that a very +small one, where he made his home, and where such servants as were +needful to wait on him constituted his scanty household. When he went +anywhere he traveled in a wagon drawn by a yoke of oxen, with a rustic +oxherd for charioteer. In this manner he proceeded to the palace, and +to the public assemblies of the people held every year for the +dispatch of the business of the kingdom, and he returned home again in +the same sort of state. The administration of the kingdom, and every +matter which had to be undertaken and carried through, both at home +and abroad, was managed by the mayor of the palace."--Einhard, _Vita +Caroli Magni_, Chap. 1. + +[118] See p. 52, note 1. + + + + +CHAPTER IX. + +THE AGE OF CHARLEMAGNE + + +15. Charlemagne the Man + +Biographical writings make up a not inconsiderable part of mediæval +literature, but unfortunately the greater portion of them are to be +trusted in only a limited degree by the student of history. Many +biographies, especially the lives of the saints and other noted +Christian leaders, were prepared expressly for the purpose of giving +the world concrete examples of how men ought to live. Their authors, +therefore, were apt to relate only the good deeds of the persons about +whom they wrote, and these were often much exaggerated for the sake of +effect. The people of the time generally were superstitious and easily +appealed to by strange stories and the recital of marvelous events. +They were not critical, and even such of them as were able to read at +all could be made to believe almost anything that the writers of books +cared to say. And since these writers themselves shared in the +superstition and credulousness of the age, naturally such biographies +as were written abounded in tales which anybody to-day would know at a +glance could not be true. To all this Einhard's _Life of Charles the +Great_ stands as a notable exception. It has its inaccuracies, but it +still deserves to be ranked almost in a class of its own as a +trustworthy biographical contribution to our knowledge of the earlier +Middle Ages. + +Einhard (or Eginhard) was a Frank, born about 770 near the Odenwald in +Franconia. After being educated at the monastery of Fulda he was +presented at the Frankish court, some time between 791 and 796, where +he remained twenty years as secretary and companion of the king, and +later emperor, Charlemagne. He was made what practically corresponds +to a modern minister of public works and in that capacity is thought +to have supervised the building of the palace and basilica of the +temple at Aachen, the palace of Ingelheim, the bridge over the Rhine +at Mainz, and many other notable constructions of the king, though +regarding the precise work of this sort which he did there is a +general lack of definite proof. Despite the fact that he was a layman, +he was given charge of a number of abbeys. His last years were spent +at the Benedictine monastery of Seligenstadt, where he died about 840. +There is a legend that Einhard's wife, Emma, was a daughter of +Charlemagne, but this is to be regarded as merely a twelfth-century +invention. + +The _Vita Caroli Magni_ was written as an expression of the author's +gratitude to his royal friend and patron, though it did not appear +until shortly after the latter's death in 814. "It contains the +history of a very great and distinguished man," says Einhard in his +preface, "but there is nothing in it to wonder at, besides his deeds, +except the fact that I, who am a barbarian, and very little versed in +the Roman language, seem to suppose myself capable of writing +gracefully and respectably in Latin." It is considered ordinarily that +Einhard endeavored to imitate the style of the Roman Suetonius, the +biographer of the first twelve Cæsars, though in reality his writing +is perhaps superior to that of Suetonius and there are scholars who +hold that if he really followed a classical model at all that model +was Julius Cæsar. Aside from the matter of literary style, there can +be no reasonable doubt that the idea of writing a biography of his +master was suggested to Einhard by the biographies of Suetonius, +particularly that of the Emperor Augustus. Despite his limitations, +says Mr. Hodgkin, the fact remains that "almost all our real, +vivifying knowledge of Charles the Great is derived from Einhard, and +that the _Vita Caroli_ is one of the most precious literary bequests +of the early Middle Ages."[119] Certainly few mediæval writers had so +good an opportunity as did Einhard to know the truth about the persons +and events they undertook to describe. + + Source--Einhard, _Vita Caroli Magni_ ["Life of Charles the + Great"], Chaps. 22-27. Text in _Monumenta Germaniæ Historica, + Scriptores_ (Pertz ed.), Vol. II., pp. 455-457. Adapted from + translation by Samuel Epes Turner in "Harper's School + Classics" (New York, 1880), pp. 56-65. + + [Sidenote: Personal appearance] + + =22.= Charles was large and strong, and of lofty stature, though + not excessively tall. The upper part of his head was round, his + eyes very large and animated, nose a little long, hair auburn, and + face laughing and merry. His appearance was always stately and + dignified, whether he was standing or sitting, although his neck + was thick and somewhat short and his abdomen rather prominent. The + symmetry of the rest of his body concealed these defects. His gait + was firm, his whole carriage manly, and his voice clear, but not so + strong as his size led one to expect. His health was excellent, + except during the four years preceding his death, when he was + subject to frequent fevers; toward the end of his life he limped a + little with one foot. Even in his later years he lived rather + according to his own inclinations than the advice of physicians; + the latter indeed he very much disliked, because they wanted him to + give up roasts, to which he was accustomed, and to eat boiled meat + instead. In accordance with the national custom, he took frequent + exercise on horseback and in the chase, in which sports scarcely + any people in the world can equal the Franks. He enjoyed the vapors + from natural warm springs, and often indulged in swimming, in which + he was so skilful that none could surpass him; and hence it was + that he built his palace at Aix-la-Chapelle, and lived there + constantly during his later years....[120] + + [Sidenote: Manner of dress] + + =23.= His custom was to wear the national, that is to say, the + Frankish, dress--next his skin a linen shirt and linen breeches, + and above these a tunic fringed with silk; while hose fastened by + bands covered his lower limbs, and shoes his feet. In winter he + protected his shoulders and chest by a close-fitting coat of otter + or marten skins. Over all he flung a blue cloak, and he always had + a sword girt about him, usually one with a gold or silver hilt and + belt. He sometimes carried a jeweled sword, but only on great + feast-days or at the reception of ambassadors from foreign nations. + He despised foreign costumes, however handsome, and never allowed + himself to be robed in them, except twice in Rome, when he donned + the Roman tunic, chlamys,[121] and shoes; the first time at the + request of Pope Hadrian,[122] the second to gratify Leo, Hadrian's + successor.[123] On great feast-days he made use of embroidered + clothes, and shoes adorned with precious stones; his cloak was + fastened with a golden buckle, and he appeared crowned with a + diadem of gold and gems; but on other days his dress differed + little from that of ordinary people. + + [Sidenote: Every-day life] + + =24.= Charles was temperate in eating, and especially so in + drinking, for he abhorred drunkenness in anybody, much more in + himself and those of his household; but he could not easily abstain + from food, and often complained that fasts injured his health. He + gave entertainments but rarely, only on great feast-days, and then + to large numbers of people. His meals consisted ordinarily of four + courses, not counting the roast, which his huntsmen were accustomed + to bring in on the spit; he was more fond of this than of any other + dish. While at table, he listened to reading or music. The subjects + of the readings were the stories and deeds of olden time. He was + fond, too, of St. Augustine's books, and especially of the one + entitled _The City of God_.[124] He was so moderate in the use of + wine and all sorts of drink that he rarely allowed himself more + than three cups in the course of a meal. In summer, after the + midday meal, he would eat some fruit, drain a single cup, put off + his clothes and shoes, just as he did for the night, and rest for + two or three hours. While he was dressing and putting on his shoes, + he not only gave audience to his friends, but if the Count of the + Palace[125] told him of any suit in which his judgment was + necessary, he had the parties brought before him forthwith, heard + the case, and gave his decision, just as if he were sitting in the + judgment-seat. This was not the only business that he transacted at + this time, but he performed any duty of the day whatever, whether + he had to attend to the matter himself, or to give commands + concerning it to his officers. + + [Sidenote: Education and accomplishments] + + =25.= Charles had the gift of ready and fluent speech, and could + express whatever he had to say with the utmost clearness. He was + not satisfied with ability to use his native language merely, but + gave attention to the study of foreign ones, and in particular was + such a master of Latin that he could speak it as well as his native + tongue; but he could understand Greek better than he could speak + it. He was so eloquent, indeed, that he might have been taken for a + teacher of oratory. He most zealously cherished the liberal arts, + held those who taught them in great esteem, and conferred great + honors upon them. He took lessons in grammar of the deacon Peter of + Pisa, at that time an aged man.[126] Another deacon, Albin of + Britain, surnamed Alcuin, a man of Saxon birth, who was the + greatest scholar of the day, was his teacher in other branches of + learning.[127] The king spent much time and labor with him studying + rhetoric, dialectic, and especially astronomy. He learned to make + calculations, and used to investigate with much curiosity and + intelligence the motions of the heavenly bodies. He also tried to + write, and used to keep tablets and blanks in bed under his pillow, + that at leisure hours he might accustom his hand to form the + letters; however, as he began his efforts late in life, and not at + the proper time, they met with little success. + + [Sidenote: Interest in religion and the Church] + + =26.= He cherished with the greatest fervor and devotion the + principles of the Christian religion, which had been instilled into + him from infancy. Hence it was that he built the beautiful basilica + at Aix-la-Chapelle, which he adorned with gold and silver and + lamps, and with rails and doors of solid brass. He had the columns + and marbles for this structure brought from Rome and Ravenna, for + he could not find such as were suitable elsewhere.[128] He was a + constant worshipper at this church as long as his health permitted, + going morning and evening, even after nightfall, besides attending + mass. He took care that all the services there conducted should be + held in the best possible manner, very often warning the sextons + not to let any improper or unclean thing be brought into the + building, or remain in it. He provided it with a number of sacred + vessels of gold and silver, and with such a quantity of clerical + robes that not even the door-keepers, who filled the humblest + office in the church, were obliged to wear their everyday clothes + when in the performance of their duties. He took great pains to + improve the church reading and singing, for he was well skilled in + both, although he neither read in public nor sang, except in a low + tone and with others. + + [Sidenote: Generosity and charities] + + =27.= He was very active in aiding the poor, and in that open + generosity which the Greeks call alms; so much so, indeed, that he + not only made a point of giving in his own country and his own + kingdom, but when he discovered that there were Christians living + in poverty in Syria, Egypt, and Africa, at Jerusalem, Alexandria, + and Carthage, he had compassion on their wants, and used to send + money over the seas to them. The reason that he earnestly strove to + make friends with the kings beyond seas was that he might get help + and relief to the Christians living under their rule. He cared for + the Church Of St. Peter the Apostle at Rome above all other holy + and sacred places, and heaped high its treasury with a vast wealth + of gold, silver, and precious stones. He sent great and countless + gifts to the popes;[129] and throughout his whole reign the wish + that he had nearest his heart was to re-establish the ancient + authority of the city of Rome under his care and by his influence, + and to defend and protect the Church of St. Peter, and to beautify + and enrich it out of his own store above all other churches. + Nevertheless, although he held it in such veneration, only four + times[130] did he repair to Rome to pay his vows and make his + supplications during the whole forty-seven years that he + reigned.[131] + + +16. The War with the Saxons (772-803) + +When Charlemagne became sole ruler of the Franks, in 771, he found his +kingdom pretty well hemmed in by a belt of kindred, though more or +less hostile, Germanic peoples. The most important of these were the +Visigoths in northern Spain, the Lombards in the Po Valley, the +Bavarians in the region of the upper Danube, and the Saxons between +the Rhine and the Elbe. The policy of the new king, perhaps only dimly +outlined at the beginning of the reign but growing ever more definite +as time went on, was to bring all of these neighboring peoples under +the Frankish dominion, and so to build up a great state which should +include the whole Germanic race of western and northern continental +Europe. Most of the king's time during the first thirty years, or +two-thirds, of the reign was devoted to this stupendous task. The +first great step was taken in the conquest of the Lombards in 774, +after which Charlemagne assumed the title of King of the Lombards. In +787 Bavaria was annexed to the Frankish kingdom, the settlement in +this case being in the nature of a complete absorption rather than a +mere personal union such as followed the Lombard conquest. The next +year an expedition across the Pyrenees resulted in the annexation of +the Spanish March--a region in which the Visigoths had managed to +maintain some degree of independence against the Saracens. In all +these directions little fighting was necessary and for one reason or +another the sovereignty of the Frankish king was recognized without +much delay or resistance. + +The problem of reducing the Saxons was, however, a very different one. +The Saxons of Charlemagne's day were a people of purest Germanic stock +dwelling in the land along the Rhine, Ems, Weser, and Elbe, and inland +as far as the low mountains of Hesse and Thuringia--the regions which +now bear the names of Hanover, Brunswick, Oldenburg, and Westphalia. +The Saxons, influenced as yet scarcely at all by contact with the +Romans, retained substantially the manner of life described seven +centuries earlier by Tacitus in the _Germania_. They lived in small +villages, had only the loosest sort of government, and clung +tenaciously to the warlike mythology of their ancestors. Before +Charlemagne's time they had engaged in frequent border wars with the +Franks and had shown capacity for making very obstinate resistance. +And when Charlemagne himself undertook to subdue them he entered upon +a task which kept him busy much of the time for over thirty years, +that is, from 772 to 803. In all not fewer than eighteen distinct +campaigns were made into the enemy's territory. The ordinary course +of events was that Charlemagne would lead his army across the Rhine in +the spring, the Saxons would make some little resistance and then +disperse or withdraw toward the Baltic, and the Franks would leave a +garrison and return home for the winter. As soon as the enemy's back +was turned the Saxons would rally, expel or massacre the garrison, and +assert their complete independence of Frankish authority. The next +year the whole thing would have to be done over again. There were not +more than two great battles in the entire contest; the war consisted +rather of a monotonous series of "military parades," apparent +submissions, revolts, and re-submissions. As Professor Emerton puts +it, "From the year 772 to 803, a period of over thirty years, this war +was always on the programme of the Frankish policy, now resting for a +few years, and now breaking out with increased fury, until finally the +Saxon people, worn out with the long struggle against a superior foe, +gave it up and became a part of the Frankish Empire."[132] + +It is to be regretted that we have no Saxon account of the great +contest except the well-meant, but very inadequate, history by +Widukind, a monk of Corbie, written about the middle of the tenth +century. However, the following passage from Einhard, the secretary +and biographer of Charlemagne, doubtless describes with fair accuracy +the conditions and character of the struggle. A few of the writer's +strongest statements regarding Saxon perfidy should be accepted only +with some allowance for Frankish prejudice. + + Source--Einhard, _Vita Caroli Magni_, Chap. 7. Text in + _Monumenta Germaniæ Historica, Scriptores_ (Pertz ed.), Vol. + II., pp. 446-447. Adapted from translation by Samuel Epes + Turner in "Harper's School Classics" (New York, 1880), pp. + 26-28. + + [Sidenote: Lack of a natural frontier] + + No war ever undertaken by the Frankish nation was carried on with + such persistence and bitterness, or cost so much labor, because the + Saxons, like almost all the tribes of Germany, were a fierce + people, given to the worship of devils and hostile to our religion, + and did not consider it dishonorable to transgress and violate all + law, human and divine. Then there were peculiar circumstances that + tended to cause a breach of peace every day. Except in a few + places, where large forests or mountain-ridges intervened and made + the boundaries certain, the line between ourselves and the Saxons + passed almost in its whole extent through an open country, so that + there was no end to the murders, thefts, and arsons on both sides. + In this way the Franks became so embittered that they at last + resolved to make reprisals no longer, but to come to open war with + the Saxons. + + [Sidenote: Faithlessness of the Saxons] + + [Sidenote: Charlemagne's settlement of Saxons in Gaul and Germany] + + [Sidenote: The terms of peace] + + Accordingly, war was begun against them, and was waged for + thirty-three successive years[133] with great fury; more, however, + to the disadvantage of the Saxons than of the Franks. It could + doubtless have been brought to an end sooner, had it not been for + the faithlessness of the Saxons. It is hard to say how often they + were conquered, and, humbly submitting to the king, promised to do + what was enjoined upon them, gave without hesitation the required + hostages, and received the officers sent them from the king. They + were sometimes so much weakened and reduced that they promised to + renounce the worship of devils and to adopt Christianity; but they + were no less ready to violate these terms than prompt to accept + them, so that it is impossible to tell which came easier to them to + do; scarcely a year passed from the beginning of the war without + such changes on their part. But the king did not suffer his high + purpose and steadfastness--firm alike in good and evil fortune--to + be wearied by any fickleness on their part, or to be turned from + the task that he had undertaken; on the contrary, he never allowed + their faithless behavior to go unpunished, but either took the + field against them in person, or sent his counts with an army to + wreak vengeance and exact righteous satisfaction.[134] At last, + after conquering and subduing all who had offered resistance, he + took ten thousand of those who lived on the banks of the Elbe, and + settled them, with their wives and children, in many different + bodies here and there in Gaul and Germany. The war that had lasted + so many years was at length ended by their acceding to the terms + offered by the king; which were renunciation of their national + religious customs and the worship of devils, acceptance of the + sacraments of the Christian religion,[135] and union with the + Franks to form one people. + + +17. The Capitulary Concerning the Saxon Territory (cir. 780) + +Just as the Saxons were the most formidable of Charlemagne's foes to +meet and defeat in open battle, so were they the most difficult to +maintain in anything like orderly allegiance after they had been +tentatively conquered. This was true in part because of their untamed, +freedom-loving character, but also in no small measure because of the +thoroughgoing revolution which the Frankish king sought to work in +their conditions of life, and especially in their religion. Before the +Saxon war was far advanced it had very clearly assumed the character +of a crusade of the Christian Franks against the "pagans of the +north." And when the Saxon had been brought to give sullen promise of +submission, it was his dearest possession--his fierce, heroic +mythology--that was first to be swept away. By the stern decree of the +conqueror Woden and Thor and Freya must go. In their stead was to be +set up the Christian religion with its churches, its priests, its +fastings, its ceremonial observances. Death was to be the penalty for +eating meat during Lent, if done "out of contempt for Christianity," +and death also for "causing the body of a dead man to be burned in +accordance with pagan rites." Even for merely scorning "to come to +baptism," or "wishing to remain a pagan," a man was to forfeit his +life. The selections which follow are taken from the capitulary _De +Partibus Saxoniæ_, which was issued by Charlemagne probably at the +Frankish assembly held at Paderborn in 780. If this date is correct +(and it cannot be far wrong) the regulations embodied in the +capitulary were established for the Saxon territories when there +perhaps seemed to be a good prospect of peace but when, as later +events showed, there yet remained twenty-three years of war before the +final subjugation. From the beginning of the struggle the Church had +been busy setting up new centers of influence--some abbeys and +especially the great bishoprics of Bremen, Minden, Paderborn, Verden, +Osnabrück, and Halberstadt--among the Saxon pagans, and the primary +object of Charlemagne in this capitulary was to give to these +ecclesiastical foundations the task of civilizing the country and to +protect them, together with his counts or governing agents, while they +should be engaged in this work. The severity of the Saxon war was +responsible for the unusually stringent character of this body of +regulations. In 797, at a great assembly at Aix-la-Chapelle, another +capitulary for the Saxons was issued, known as the _Capitulum +Saxonicum_, and in this the harsh features of the earlier capitulary +were considerably relaxed. By 797 the resistance of the Saxons was +pretty well broken, and it had become Charlemagne's policy to give his +conquered subjects a government as nearly as possible like that the +Franks themselves enjoyed. The chief importance of Charlemagne's +conquests toward the east lies in the fact that by them broad +stretches of German territory were brought for the first time within +the pale of civilization. + +These capitularies, like the hundreds of others that were issued by +the various kings of the Franks, were edicts or decrees drawn up under +the king's direction, discussed and adopted in the assembly of the +people, and published in the local districts of the kingdom by the +counts and bishops. They were of a less permanent and fixed character +than the so-called "leges," or laws established by long usage and +custom. + + Source--Text in _Monumenta Germaniæ Historica, Leges_ + (Boretius ed.), Vol. I., No. 26, pp. 68-70. Translated by Dana + C. Munro in _University of Pennsylvania Translations and + Reprints_, Vol. VI., No. 5, pp. 2-5. + + First, concerning the greater chapters it has been enacted:[136] + + It is pleasing to all that the churches of Christ, which are now + being built in Saxony and consecrated to God, should not have less, + but greater and more illustrious honor than the shrines of the + idols have had. + + [Sidenote: The churches as a place of refuge] + + =2.= If any one shall have fled to a church for refuge, let no one + presume to expel him from the church by violence, but he shall be + left in peace until he shall be brought to the judicial assemblage; + and on account of the honor due to God and the saints, and the + reverence due to the church itself, let his life and all his + members be granted to him. Moreover, let him plead his cause as + best he can and he shall be judged; and so let him be led to the + presence of the lord king, and the latter shall send him where it + shall seem fitting to his clemency. + + =3.= If any one shall have entered a church by violence and shall + have carried off anything in it by force or theft, or shall have + burned the church itself, let him be punished by death.[137] + + [Sidenote: Offenses against the Church] + + =4.= If any one, out of contempt for Christianity, shall have + despised the holy Lenten feast and shall have eaten flesh, let him + be punished by death. But, nevertheless, let it be taken into + consideration by a priest, lest perchance any one from necessity + has been led to eat flesh.[138] + + =5.= If any one shall have killed a bishop or priest or deacon let + him likewise be punished capitally. + + =6.= If any one, deceived by the devil, shall have believed, after + the manner of the pagans, that any man or woman is a witch and eats + men, and on this account shall have burned the person, or shall + have given the person's flesh to others to eat, or shall have eaten + it himself, let him be punished by a capital sentence. + + =7.= If any one, in accordance with pagan rites, shall have caused + the body of a dead man to be burned, and shall have reduced his + bones to ashes, let him be punished capitally. + + [Sidenote: Refusal to be baptized] + + =8.= If any one of the race of the Saxons hereafter, concealed + among them, shall have wished to hide himself unbaptized, and shall + have scorned to come to baptism, and shall have wished to remain a + pagan, let him be punished by death. + + =9.= If any one shall have sacrificed a man to the devil, and, + after the manner of the pagans, shall have presented him as a + victim to the demons, let him be punished by death. + + [Sidenote: Conspiracy against Christians] + + =10.= If any one shall have formed a conspiracy with the pagans + against the Christians, or shall have wished to join with them in + opposition to the Christians, let him be punished by death; and + whosoever shall have consented fraudulently to this same against + the king and the Christian people, let him be punished by death. + + =11.= If any one shall have shown himself unfaithful to the lord + king, let him be punished with a capital sentence. + + =13.= If any one shall have killed his lord or lady, let him be + punished in a like manner. + + =14.= If, indeed, for these mortal crimes secretly committed any + one shall have fled of his own accord to a priest, and after + confession shall have wished to do penance, let him be freed by the + testimony of the priest from death....[139] + + [Sidenote: Observance of the Sabbath and of festival days] + + =18.= On the Lord's day no meetings or public judicial assemblages + shall be held, unless perchance in a case of great necessity, or + when war compels it, but all shall go to church to hear the word of + God, and shall be free for prayers or good works. Likewise, also, + on the special festivals they shall devote themselves to God and to + the services of the Church, and shall refrain from secular + assemblies. + + [Sidenote: Baptism of infants] + + =19.= Likewise, it has been pleasing to insert in these decrees + that all infants shall be baptized within a year; and we have + decreed this, that if any one shall have refused to bring his + infant to baptism within the course of a year, without the advice + or permission of the priest, if he is a noble he shall pay 120 + _solidi_[140] to the treasury; if a freeman, 60; if a _litus_, + 30.[141] + + =20.= If any one shall have contracted a prohibited or illegal + marriage, if a noble, 60 _solidi_; if a freeman, 30; if a _litus_, + 15. + + [Sidenote: Keeping up heathen rites] + + =21.= If any one shall have made a vow at springs or trees or + groves,[142] or shall have made an offering after the manner of the + heathen and shall have partaken of a repast in honor of the demons, + if he shall be a noble, 60 _solidi_; if a freeman, 30; if a + _litus_, 15. If, indeed, they have not the means of paying at once, + they shall be given into the service of the Church until the + _solidi_ are paid. + + =22.= We command that the bodies of Saxon Christians shall be + carried to the church cemeteries, and not to the mounds of the + pagans. + + =23.= We have ordered that diviners and soothsayers shall be handed + over to the churches and priests. + + [Sidenote: Fugitive criminals] + + =24.= Concerning robbers and malefactors who shall have fled from + one county to another, if any one shall receive them into his + protection and shall keep them with him for seven nights,[143] + except for the purpose of bringing them to justice, let him pay our + ban.[144] Likewise, if a count[145] shall have concealed them, and + shall be unwilling to bring them forward so that justice may be + done, and is not able to excuse himself for this, let him lose his + office. + + =26.= No one shall presume to impede any man coming to us to seek + justice; and if anyone shall have attempted to do this, he shall + pay our ban. + + [Sidenote: Public assemblies] + + =34.= We have forbidden that Saxons shall hold public assemblies in + general, unless perchance our _missus_[146] shall have caused them + to come together in accordance with our command; but each count + shall hold judicial assemblies and administer justice in his + jurisdiction. And this shall be cared for by the priests, lest it + be done otherwise.[147] + + +18. The Capitulary Concerning the Royal Domains (cir. 800) + +The revenues which came into Charlemagne's treasury were derived +chiefly from his royal domains. There was no system of general +taxation, such as modern nations maintain, and the funds realized from +gifts, fines, rents, booty, and tribute money, were quite insufficient +to meet the needs of the court, modest though they were. Charlemagne's +interest in his villas, or private farms, was due therefore not less +to his financial dependence upon them than to his personal liking for +thrifty agriculture and thoroughgoing administration. The royal +domains of the Frankish kingdom, already extensive at Charlemagne's +accession, were considerably increased during his reign. It has been +well said that Charlemagne was doubtless the greatest landed +proprietor of the realm and that he "supervised the administration of +these lands as a sovereign who knows that his power rests partly on +his riches."[148] He gave the closest personal attention to his +estates and was always watchful lest he be defrauded out of even the +smallest portion of their products which was due him. The capitulary +_De Villis_, from which the following passages have been selected, is +a lengthy document in which Charlemagne sought to prescribe clearly +and minutely the manifold duties of the stewards in charge of these +estates. We may regard it, however, as in the nature of an ideal +catalogue of what the king would like to have on his domains rather +than as a definite statement of what was always actually to be found +there. From it may be gleaned many interesting facts regarding rural +life in western Europe during the eighth and ninth centuries. Its date +is uncertain, but it was about 800--possibly somewhat earlier. + + Source--Text in _Monumenta Germaniæ Historica, Leges_ + (Boretius ed.), Vol. I., No. 32, pp. 82-91. Translated by + Roland P. Falkner in _Univ. of Pa. Translations and Reprints_, + Vol. III., No. 2, pp. 2-4. + + [Sidenote: Report to be made to the king by his stewards each + Christmas-tide] + + =62.=[149] We desire that each steward shall make an annual + statement of all our income, with an account of our lands + cultivated by the oxen which our plowmen drive, and of our lands + which the tenants of farms ought to plow;[150] an account of the + pigs, of the rents,[151] of the obligations and fines; of the game + taken in our forests without our permission; of the various + compositions;[152] of the mills, of the forest, of the fields, and + of the bridges and ships; of the freemen and the districts under + obligations to our treasury; of markets, vineyards, and those who + owe wine to us; of the hay, fire-wood, torches, planks, and other + kinds of lumber; of the waste-lands; of the vegetables, millet, and + panic;[153] and of the wool, flax, and hemp; of the fruits of the + trees; of the nut trees, larger and smaller; of the grafted trees + of all kinds; of the gardens; of the turnips; of the fish-ponds; of + the hides, skins, and horns; of the honey and wax; of the fat, + tallow and soap; of the mulberry wine, cooked wine, mead, vinegar, + beer, wine new and old; of the new grain and the old; of the hens + and eggs; of the geese; of the number of fishermen, smiths, + sword-makers, and shoe-makers; of the bins and boxes; of the + turners and saddlers; of the forges and mines, that is iron and + other mines; of the lead mines; of the colts and fillies. They + shall make all these known to us, set forth separately and in + order, at Christmas, in order that we may know what and how much of + each thing we have. + + [Sidenote: Domestic animals] + + =23.= On each of our estates our stewards are to have as many + cow-houses, pig-sties, sheep-folds, stables for goats, as possible, + and they ought never to be without these. And let them have in + addition cows furnished by our serfs[154] for performing their + service, so that the cow-houses and plows shall be in no way + diminished by the service on our demesne. And when they have to + provide meat, let them have steers lame, but healthy, and cows and + horses which are not mangy, or other beasts which are not diseased + and, as we have said, our cow-houses and plows are not to be + diminished for this. + + [Sidenote: Cleanliness enjoined] + + =34.= They must provide with the greatest care that whatever is + prepared or made with the hands, that is, lard, smoked meat, salt + meat, partially salted meat, wine, vinegar, mulberry wine, cooked + wine, _garns_,[155] mustard, cheese, butter, malt, beer, mead, + honey, wax, flour, all should be prepared and made with the + greatest cleanliness. + + =40.= That each steward on each of our domains shall always have, + for the sake of ornament, swans, peacocks, pheasants, ducks, + pigeons, partridges, turtle-doves. + + [Sidenote: Household furniture] + + =42.= That in each of our estates, the chambers shall be provided + with counterpanes, cushions, pillows, bed-clothes, coverings for + the tables and benches; vessels of brass, lead, iron and wood; + andirons, chains, pot-hooks, adzes, axes, augers, cutlasses, and + all other kinds of tools, so that it shall never be necessary to go + elsewhere for them, or to borrow them. And the weapons, which are + carried against the enemy, shall be well-cared for, so as to keep + them in good condition; and when they are brought back they shall + be placed in the chamber. + + =43.= For our women's work they are to give at the proper time, as + has been ordered, the materials, that is the linen, wool, + woad,[156] vermilion, madder,[157] wool-combs, teasels,[158] soap, + grease, vessels, and the other objects which are necessary. + + [Sidenote: Supplies to be furnished the king] + + =44.= Of the food products other than meat, two-thirds shall be + sent each year for our own use, that is of the vegetables, fish, + cheese, butter, honey, mustard, vinegar, millet, panic, dried and + green herbs, radishes, and in addition of the wax, soap and other + small products; and they shall tell us how much is left by a + statement, as we have said above; and they shall not neglect this + as in the past; because from those two-thirds, we wish to know how + much remains. + + [Sidenote: Workmen on the estates] + + =45.= That each steward shall have in his district good workmen, + namely, blacksmiths, gold-smith, silver-smith, shoe-makers, + turners, carpenters, sword-makers, fishermen, foilers, soap-makers, + men who know how to make beer, cider, berry, and all the other + kinds of beverages, bakers to make pastry for our table, net-makers + who know how to make nets for hunting, fishing and fowling, and the + others who are too numerous to be designated. + + +19. An Inventory of One of Charlemagne's Estates + +In the following inventory we have a specimen of the annual statements +required by Charlemagne from the stewards on his royal domains. The +location of Asnapium is unknown, but it is evident that this estate +was one of the smaller sort. Like all the rest, it was liable +occasionally to become the temporary abiding place of the king. The +detailed character of the inventory is worthy of note, as is also the +number of industries which must have been engaged in by the +inhabitants of the estate and its dependent villas. + + Source--Text in _Monumenta Germaniæ Historica, Leges_ (Pertz + ed.), Vol. I., pp. 178-179. + + [Sidenote: Buildings on the estate of Asnapium] + + We found in the imperial estate of Asnapium a royal house built of + stone in the very best manner, having 3 rooms. The entire house was + surrounded with balconies and it had 11 apartments for women. + Underneath was 1 cellar. There were 2 porticoes. There were 17 + other houses built of wood within the court-yard, with a similar + number of rooms and other fixtures, all well constructed. There was + 1 stable, 1 kitchen, 1 mill, 1 granary, and 3 barns. + + The yard was enclosed with a hedge and a stone gateway, and above + was a balcony from which distributions can be made. There was also + an inner yard, surrounded by a hedge, well arranged, and planted + with various kinds of trees. + + Of vestments: coverings for 1 bed, 1 table-cloth, and 1 towel. + + Of utensils: 2 brass kettles; 2 drinking cups; 2 brass cauldrons; 1 + iron cauldron; 1 frying-pan; 1 gramalmin; 1 pair of andirons; 1 + lamp; 2 hatchets; 1 chisel; 2 augers; 1 axe; 1 knife; 1 large + plane; 1 small plane; 2 scythes; 2 sickles; 2 spades edged with + iron; and a sufficient supply of utensils of wood. + + [Sidenote: Supplies of various sorts] + + Of farm produce: old spelt[159] from last year, 90 baskets which + can be made into 450 weight[160] of flour; and 100 measures[161] of + barley. From the present year, 110 baskets of spelt, of which 60 + baskets had been planted, but the rest we found; 100 measures of + wheat, 60 sown, the rest we found; 98 measures of rye all sown; + 1,800 measures of barley, 1,100 sown, the rest we found; 430 + measures of oats; 1 measure of beans; 12 measures of peas. At 5 + mills were found 800 measures of small size. At 4 breweries, 650 + measures of small size, 240 given to the prebendaries,[162] the + rest we found. At 2 bridges, 60 measures of salt and 2 shillings. + At 4 gardens, 11 shillings. Also honey, 3 measures; about 1 measure + of butter; lard, from last year 10 sides; new sides, 200, with + fragments and fats; cheese from the present year, 43 weights. + + [Sidenote: Kinds and number of animals] + + Of cattle: 51 head of larger cattle; 5 three-year olds; 7 two-year + olds; 7 yearlings; 10 two-year old colts; 8 yearlings; 3 + stallions; 16 cows; 2 asses; 50 cows with calves; 20 young bulls; + 38 yearling calves; 3 bulls; 260 hogs; 100 pigs; 5 boars; 150 sheep + with lambs; 200 yearling lambs; 120 rams; 30 goats with kids; 30 + yearling kids; 3 male goats; 30 geese; 80 chickens; 22 peacocks. + + Also concerning the manors[163] which belong to the above mansion. + In the villa of Grisio we found domain buildings, where there are 3 + barns and a yard enclosed by a hedge. There were, besides, 1 garden + with trees, 10 geese, 8 ducks, 30 chickens. + + In another villa we found domain buildings and a yard surrounded by + a hedge, and within 3 barns; 1 arpent[164] of vines; 1 garden with + trees; 15 geese; 20 chickens. + + In a third villa, domain buildings, with 2 barns; 1 granary; 1 + garden and 1 yard well enclosed by a hedge. + + We found all the dry and liquid measures just as in the palace. We + did not find any goldsmiths, silversmiths, blacksmiths, huntsmen, + or persons engaged in other services. + + [Sidenote: Vegetables and trees] + + The garden herbs which we found were lily, putchuck,[165] mint, + parsley, rue, celery, libesticum, sage, savory, juniper, leeks, + garlic, tansy, wild mint, coriander, scullions, onions, cabbage, + kohlrabi,[166] betony.[167] Trees: pears, apples, medlars, peaches, + filberts, walnuts, mulberries, quinces.[168] + + +20. Charlemagne Crowned Emperor (800) + +The occasion of Charlemagne's presence in Rome in 800 was a conflict +between Pope Leo III. and a faction of the populace led by two nephews +of the preceding pope, Hadrian I. It seems that in 799 Leo had been +practically driven out of the papal capital and imprisoned in a +neighboring monastery, but that through the planning of a subordinate +official he had soon contrived to escape. At any rate he got out of +Italy as speedily as he could and made his way across the Alps to seek +aid at the court of Charlemagne. The Frankish king was still busy with +the Saxon war and did not allow the prospect of a papal visit to +interfere with his intended campaign; but at Paderborn, in the very +heart of the Saxon country, where he could personally direct the +operations of his troops, he established his headquarters and awaited +the coming of the refugee pope. The meeting of the two dignitaries +resulted in a pledge of the king once more to take up the burden of +defending the Roman Church and the Vicar of Christ, this time not +against outside foes but against internal disturbers. After about a +year Charlemagne repaired to Rome and called upon the Pope and his +adversaries to appear before him for judgment. When the leaders of the +hostile faction refused to comply, they were summarily condemned to +death, though it is said that through the generous advice of Leo they +were afterwards released on a sentence of exile. During the ceremonies +which followed in celebration of Christmas occurred the famous +coronation which is described in the two passages given below. + +Although the coronation has been regarded as so important as to have +been called "the central event of the Middle Ages,"[169] it is by no +means an easy task to determine precisely what significance it was +thought to have at the time. We can look back upon it now and see +that it marked the beginning of the so-called "Holy Roman Empire"--a +creation that endured in _fact_ only a very short time but whose name +and theory survived all the way down to Napoleon's reorganization of +the German states in 1806. One view of the matter is that +Charlemagne's coronation meant that a Frankish king had become the +successor of Emperor Constantine VI., just deposed at Constantinople, +and that therefore the universal Roman Empire was again to be ruled +from a western capital as it had been before the time of the first +Constantine. It will be observed that extract (a), taken from the +Annals of Lauresheim, and therefore of German origin, at least +suggests this explanation. But, whether or not precisely this idea was +in the mind of those who took part in the ceremony, in actual fact no +such transfer of universal sovereignty from Constantinople to the +Frankish capital ever took place. The Eastern Empire lived right on +under its own line of rulers and, so far as we know, aside from some +rather vague negotiations for a marriage of Charlemagne and the +Empress Irene, the new western Emperor seems never to have +contemplated the extension of his authority over the East. His great +aspiration had been to consolidate all the Germanic peoples of western +continental Europe under the leadership of the Franks; that, by 800, +he had practically done; he had no desire to go farther. His dominion +was always limited strictly to the West, and at the most he can be +regarded after 800 as not more than the reviver of the old western +half of the Empire, and hence as the successor of Romulus Augustulus. +But even this view is perhaps somewhat strained. The chroniclers of +the time liked to set up fine theories of the sort, and later it came +to be to the interest of papal and imperial rivals to make large use, +in one way or another, of such theories. But we to-day may look upon +the coronation as nothing more than a formal recognition of a +condition of things already existing. By his numerous conquests +Charlemagne had drawn under his control such a number of peoples and +countries that his position had come to be that which we think of as +an emperor's rather than that of simple king of the Franks. The Pope +did not give Charlemagne his empire; the energetic king had built it +for himself. At the most, what Leo did was simply to bestow a title +already earned and to give with it presumably the blessing and favor +of the Church, whose devoted servant Charlemagne repeatedly professed +to be. That the idea of imperial unity still survived in the West is +certain, and without doubt many men looked upon the ceremony of 800 as +re-establishing such unity; but as events worked out it was not so +much Charlemagne's empire as the papacy itself that was the real +continuation of the power of the Cæsars. Conditions had so changed +that it was impossible in the nature of things for Charlemagne to be a +Roman emperor in the old sense. The coronation gave him a new title +and new prestige, but no new subjects, no larger army, no more +princely income. The basis of his power continued to be, in every +sense, his Frankish kingdom. The structural element in the revived +empire was Frankish; the Roman was merely ornamental. + + Sources--(a) _Annales Laureshamensis_ ["Annals of + Lauresheim"], Chap. 34. Text in _Monumenta Germaniæ Historica, + Scriptores_ (Pertz ed.), Vol. I., p. 38. + + (b) _Vitæ Pontificorum Romanorum_ ["Lives of the Roman + Pontiffs"]. Text in Muratori, _Rerum Italicarum Scriptores_, + Vol. III., pp. 284-285. + + (a) + + And because the name of emperor had now ceased among the Greeks, + and their empire was possessed by a woman,[170] it seemed both to + Leo the pope himself, and to all the holy fathers who were present + in the self-same council,[171] as well as to the rest of the + Christian people, that they ought to take to be emperor Charles, + king of the Franks, who held Rome herself, where the Cæsars had + always been wont to sit, and all the other regions which he ruled + through Italy and Gaul and Germany; and inasmuch as God had given + all these lands into his hand, it seemed right that with the help + of God, and at the prayer of the whole Christian people, he should + have the name of emperor also. [The Pope's] petition King Charles + willed not to refuse,[172] but submitting himself with all humility + to God, and at the prayer of the priests, and of the whole + Christian people, on the day of the nativity of our Lord Jesus + Christ, he took on himself the name of emperor, being consecrated + by the Pope Leo.... For this also was done by the will of God ... + that the heathen might not mock the Christians if the name of + emperor should have ceased among them. + + (b) + + After these things, on the day of the birth of our Lord Jesus + Christ, when all the people were assembled in the Church of the + blessed St. Peter,[173] the venerable and gracious Pope with his + own hands crowned him [Charlemagne] with an exceedingly precious + crown. Then all the faithful Romans, beholding the choice of such a + friend and defender of the holy Roman Church, and of the pontiff, + did by the will of God and of the blessed Peter, the key-bearer of + the heavenly kingdom, cry with a loud voice, "To Charles, the most + pious Augustus, crowned of God, the great and peace-giving Emperor, + be life and victory." While he, before the altar of the church, was + calling upon many of the saints, it was proclaimed three times, and + by the common voice of all he was chosen to be emperor of the + Romans. Then the most holy high priest and pontiff anointed Charles + with holy oil, and also his most excellent son to be king,[174] + upon the very day of the birth of our Lord Jesus Christ. + + +21. The General Capitulary for the Missi (802) + +Throughout the larger part of Charlemagne's dominion the chief local +unit of administration was the county, presided over by the count. The +count was appointed by the Emperor, generally from among the most +important landed proprietors of the district. His duties included the +levy of troops, the publication of the royal decrees or capitularies, +the administration of justice, and the collection of revenues. On the +frontiers, where the need of defense was greatest, these local +officers exercised military functions of a special character and were +commonly known as "counts of the march," or dukes, or sometimes as +margraves. In order that these royal officials, in whatever part of +the country, might not abuse their authority as against their +fellow-subjects, or engage in plots against the unity of the empire, +Charlemagne devised a plan of sending out at stated intervals men who +were known as _missi dominici_ ("the lord's messengers") to visit the +various counties, hear complaints of the people, inquire into the +administration of the counts, and report conditions to the Emperor. +They were to serve as connecting links between the central and local +governments and as safeguards against the ever powerful forces of +disintegration. Such itinerant royal agents had not been unknown in +Merovingian times, and they had probably been made use of pretty +frequently by Charles Martel and Pepin the Short. But it was +Charlemagne who reduced the employment of _missi_ to a system and made +it a fixed part of the governmental machinery of the Frankish kingdom. +This he did mainly by the _Capitulare Missorum Generale_, promulgated +early in 802 at an assembly at the favorite capital Aix-la-Chapelle. +The whole empire was divided into districts, or _missaticæ_, and each +of these was to be visited annually by two of the _missi_. A churchman +and a layman were usually sent out together, probably because they +were to have jurisdiction over both the clergy and the laity, and also +that they might restrain each other from injustice or other +misconduct. They were appointed by the Emperor, at first from his +lower order of vassals, but after a time from the leading bishops, +abbots, and nobles of the empire. They were given power to depose +minor officials for misdemeanors, and to summon higher ones before the +Emperor. By 812, at least, they were required to make four rounds of +inspection each year. + +In the capitulary for the _missi_ Charlemagne took occasion to include +a considerable number of regulations and instructions regarding the +general character of the local governments, the conduct of local +officers, the manner of life of the clergy, the management of the +monasteries, and other things of vital importance to the strength of +the empire and the well-being of the people. The capitulary may be +regarded as a broad outline of policy and conduct which its author, +lately become emperor, wished to see realized throughout his vast +dominion. + + Source--Text in _Monumenta Germaniæ Historica, Leges_ + (Boretius ed.), Vol. I., No. 33, pp. 91-99. Translated by Dana + C. Munro in _Univ. of Pa. Translations and Reprints_, Vol. + VI., No. 5, pp. 16-27. + + [Sidenote: The missi sent out] + + =1.= Concerning the embassy sent out by the lord emperor. + + Therefore, the most serene and most Christian lord emperor Charles + has chosen from his nobles the wisest and most prudent men, both + archbishops and some of the other bishops also, and venerable + abbots and pious laymen, and has sent them throughout his whole + kingdom, and through them he would have all the various classes of + persons mentioned in the following chapters live in accordance + with the correct law. Moreover, where anything which is not right + and just has been enacted in the law, he has ordered them to + inquire into this most diligently and to inform him of it. He + desires, God granting, to reform it. And let no one, through his + cleverness or craft, dare to oppose or thwart the written law, as + many are wont to do, or the judicial sentence passed upon him, or + to do injury to the churches of God, or the poor, or the widows, or + the wards, or any Christian. But all shall live entirely in + accordance with God's precept, honestly and under a just rule, and + each one shall be admonished to live in harmony with his fellows in + his business or profession; the canonical clergy[175] ought to + observe in every respect a canonical life without heeding base + gain; nuns ought to keep diligent watch over their lives; laymen + and the secular clergy[176] ought rightly to observe their laws + without malicious fraud; and all ought to live in mutual charity + and perfect peace. + + [Sidenote: The duties of the missi] + + And let the _missi_ themselves make a diligent investigation + whenever any man claims that an injustice has been done him by any + one, just as they desire to deserve the grace of omnipotent God and + to keep their fidelity promised to Him, so that in all cases, in + accordance with the will and fear of God, they shall administer the + law fully and justly in the case of the holy churches of God and of + the poor, of wards and widows, and of the whole people. And if + there be anything of such a nature that they, together with the + provincial counts, are not able of themselves to correct it and to + do justice concerning it, they shall, without any reservation, + refer it, together with their reports, to the judgment of the + emperor; and the straight path of justice shall not be impeded by + any one on account of flattery or gifts, or on account of any + relationship, or from fear of the powerful.[177] + + [Sidenote: Oath to be taken to Charlemagne as emperor] + + =2.= Concerning the fidelity to be promised to the lord emperor. + + He has commanded that every man in his whole kingdom, whether + ecclesiastic or layman, and each one according to his vow and + occupation, should now promise to him as emperor the fidelity which + he had previously promised to him as king; and all of those who had + not yet made that promise should do likewise, down to those who + were twelve years old. And that it shall be announced to all in + public, so that each one might know, how great and how many things + are comprehended in that oath; not merely, as many have thought + hitherto, fidelity to the lord emperor as regards his life, and not + introducing any enemy into his kingdom out of enmity, and not + consenting to or concealing another's faithlessness to him; but + that all may know that this oath contains in itself the following + meaning: + + [Sidenote: What the new oath was to mean] + + =3.= First, that each one voluntarily shall strive, in accordance + with his knowledge and ability, to live completely in the holy + service of God, in accordance with the precept of God and in + accordance with his own promise, because the lord emperor is unable + to give to all individually the necessary care and discipline. + + =4.= Secondly, that no man, either through perjury or any other + wile or fraud, or on account of the flattery or gift of any one, + shall refuse to give back or dare to take possession of or conceal + a serf of the lord emperor, or a district, or land, or anything + that belongs to him; and that no one shall presume, through perjury + or other wile, to conceal or entice away his fugitive fiscaline + serfs[178] who unjustly and fraudulently say that they are free. + + =5.= That no one shall presume to rob or do any injury fraudulently + to the churches of God, or widows, or orphans, or pilgrims;[179] + for the lord emperor himself, under God and His saints, has + constituted himself their protector and defender. + + =6.= That no one shall dare to lay waste a benefice[180] of the + lord emperor, or to make it his own property. + + =7.= That no one shall presume to neglect a summons to war from the + lord emperor; and that no one of the counts shall be so + presumptuous as to dare to excuse any one of those who owe military + service, either on account of relationship, or flattery, or gifts + from any one. + + =8.= That no one shall presume to impede at all in any way a + ban[181] or command of the lord emperor, or to tamper with his + work, or to impede, or to lessen, or in any way to act contrary to + his will or commands. And that no one shall dare to neglect to pay + his dues or tax. + + [Sidenote: Justice to be rendered in the courts] + + =9.= That no one, for any reason, shall make a practice in court of + defending another unjustly, either from any desire of gain when the + cause is weak, or by impeding a just judgment by his skill in + reasoning, or by a desire of oppressing when the cause is weak. But + each one shall answer for his own cause or tax or debt, unless any + one is infirm or ignorant of pleading;[182] for these the _missi_, + or the chiefs who are in the court, or the judge who knows the case + in question, shall plead before the court; or, if it is necessary, + such a person may be allowed as is acceptable to all and knows the + case well; but this shall be done wholly according to the + convenience of the chiefs or _missi_ who are present. But in every + case it shall be done in accordance with justice and the law; and + no one shall have the power to impede justice by a gift, reward, or + any kind of evil flattery, or from any hindrance of relationship. + And no one shall unjustly consent to another in anything, but with + all zeal and good-will all shall be prepared to carry out justice. + + For all the above mentioned ought to be observed by the imperial + oath.[183] + + =10.= [We ordain] that bishops and priests shall live according to + the canons[184] and shall teach others to do the same. + + [Sidenote: Obligations of the clergy] + + =11.= That bishops, abbots, and abbesses who are in charge of + others, with the greatest veneration shall strive to surpass their + subjects in this diligence and shall not oppress their subjects + with a harsh rule or tyranny, but with a sincere love shall + carefully guard the flock committed to them with mercy and charity, + or by the examples of good works. + + =14.= That bishops, abbots and abbesses, and counts shall be + mutually in accord, following the law in order to render a just + judgment with all charity and unity of peace, and that they shall + live faithfully in accordance with the will of God, so that always + everywhere through them and among them a just judgment shall be + rendered. The poor, widows, orphans, and pilgrims shall have + consolation and defense from them; so that we, through the + good-will of these, may deserve the reward of eternal life rather + than punishment. + + =19.= That no bishops, abbots, priests, deacons, or other members + of the clergy shall presume to have dogs for hunting, or hawks, + falcons, and sparrow-hawks, but each shall observe fully the + canons or rule of his order.[185] If any one shall presume to do + so, let him know that he shall lose his office. And in addition he + shall suffer such punishment for his misconduct that the others + will be afraid to possess such things for themselves. + + =27.= And we command that no one in our whole kingdom shall dare to + deny hospitality to rich, or poor, or pilgrims; that is, let no one + deny shelter and fire and water to pilgrims traversing our country + in God's name, or to any one traveling for the love of God, or for + the safety of his own soul. + + [Sidenote: The missi to be helped on their way] + + =28.= Concerning embassies coming from the lord emperor. That the + counts and _centenarii_[186] shall provide most carefully, as they + desire the good-will of the lord emperor, for the _missi_ who are + sent out, so that they may go through their territories without any + delay; and the emperor commands all everywhere that they see to it + that no delay is encountered anywhere, but they shall cause the + _missi_ to go on their way in all haste and shall provide for them + in such a manner as they may direct. + + [Sidenote: The crime of murder] + + =32.= Murders, by which a multitude of the Christian people perish, + we command in every way to be shunned and to be forbidden.... + Nevertheless, lest sin should also increase, in order that the + greatest enmities may not arise among Christians, when by the + persuasions of the devil murders happen, the criminal shall + immediately hasten to make amends and with all speed shall pay to + the relatives of the murdered man the fitting composition for the + evil done. And we forbid firmly that the relatives of the murdered + man shall dare in any way to continue their enmities on account of + the evil done, or shall refuse to grant peace to him who asks it, + but, having given their pledges, they shall receive the fitting + composition and shall make a perpetual peace; moreover, the guilty + one shall not delay to pay the composition....[187] But if any one + shall have scorned to make the fitting composition, he shall be + deprived of his property until we shall render our decision.[188] + + [Sidenote: Theft of game from the royal forests] + + =39.= That in our forests no one shall dare to steal our game, + which we have already many times forbidden to be done; and now we + again strictly forbid that any one shall do so in the future; just + as each one desires to preserve the fidelity promised to us, so let + him take heed to himself.... + + =40.= Lastly, therefore, we desire all our decrees to be known in + the whole kingdom through our _missi_ now sent out, either among + the men of the Church, bishops, abbots, priests, deacons, canons, + all monks or nuns, so that each one in his ministry or profession + may keep our ban or decree, or where it may be fitting to thank the + citizens for their good-will, or to furnish aid, or where there may + be need still of correcting anything.... Where we believe there is + anything unpunished, we shall so strive to correct it with all our + zeal and will that with God's aid we may bring it to correction, + both for our own eternal glory and that of all our faithful. + + +22. A Letter of Charlemagne to Abbot Fulrad + +In Charlemagne's governmental and military system the clergy, both +regular and secular, had a place of large importance. From early +Frankish times the bishoprics and monasteries had been acquiring +large landed estates on which they enjoyed peculiar political and +judicial privileges. These lands came to the church authorities partly +by purchase, largely by gift, and not infrequently through concessions +by small land-holders who wished to get the Church's favor and +protection without actually moving off the little farms they had been +accustomed to cultivate. However acquired, the lands were administered +by the clergy with larger independence than was apt to be allowed the +average lay owner. Still, they were as much a part of the empire as +before and the powerful bishops and abbots were expected to see that +certain services were forthcoming when the Emperor found himself in +need of them. Among these was the duty of leading, or sending, a quota +of troops under arms to the yearly assembly. In the selection below we +have a letter written by Charlemagne some time between 804 and 811 to +Fulrad, abbot of St. Quentin (about sixty miles northeast of Paris), +respecting the fulfilment of this important obligation. The closing +sentence indicates very clearly the price exacted by the Emperor in +return for concessions of temporal authority to ecclesiastical +magnates. + + Source--Text in _Monumenta Germaniæ Historica, Leges_ + (Boretius ed.), Vol. I., No. 75, p. 168. + + [Sidenote: The troops to be brought: their equipment] + + In the name of the Father, Son and Holy Ghost. Charles, most + serene, august, crowned of God, great pacific Emperor, who, by + God's mercy, is King of the Franks and Lombards, to Abbot Fulrad. + + Let it be known to you that we have determined to hold our general + assembly[189] this year in the eastern part of Saxony, on the River + Bode, at the place which is known as Strassfurt.[190] Therefore, + we enjoin that you come to this meeting-place, with all your men + well armed and equipped, on the fifteenth day before the Kalends of + July, that is, seven days before the festival of St. John the + Baptist.[191] Come, therefore, so prepared with your men to the + aforesaid place that you may be able to go thence well equipped in + any direction in which our command shall direct; that is, with arms + and accoutrements also, and other provisions for war in the way of + food and clothing. Each horseman will be expected to have a shield, + a lance, a sword, a dagger, a bow, and quivers with arrows; and in + your carts shall be implements of various kinds, that is, axes, + planes, augers, boards, spades, iron shovels, and other utensils + which are necessary in an army. In the wagons also should be + supplies of food for three months, dating from the time of the + assembly, together with arms and clothing for six months. And + furthermore we command that you see to it that you proceed + peacefully to the aforesaid place, through whatever part of our + realm your journey shall be made; that is, that you presume to take + nothing except fodder, wood, and water. And let the followers of + each one of your vassals march along with the carts and horsemen, + and let the leader always be with them until they reach the + aforesaid place, so that the absence of a lord may not give to his + men an opportunity to do evil. + + [Sidenote: Gifts for the Emperor] + + Send your gifts,[192] which you ought to present to us at our + assembly in the middle of the month of May, to the place where we + then shall be. If it happens that your journey shall be such that + on your march you are able in person to present these gifts of + yours to us, we shall be greatly pleased. Be careful to show no + negligence in the future if you care to have our favor. + + +23. The Carolingian Revival of Learning + +One of Charlemagne's chief claims to distinction is that his reign, +largely through his own influence, comprised the most important period +of the so-called Carolingian renaissance, or revival of learning. From +the times of the Frankish conquest of Gaul until about the middle of +the eighth century, education in western Europe, except in Ireland and +Britain, was at a very low ebb and literary production quite +insignificant. The old Roman intellectual activity had nearly ceased, +and two or three centuries of settled life had been required to bring +the Franks to the point of appreciating and encouraging art and +letters. Even by Charlemagne's time people generally were far from +being awake to the importance of education, though a few of the more +far-sighted leaders, and especially Charlemagne himself, had come to +lament the gross ignorance which everywhere prevailed and were ready +to adopt strong measures to overcome it. Charlemagne was certainly no +scholar, judged even by the standards of his own time; but had he been +the most learned man in the world his interest in education could not +have been greater. Before studying the selection given below, it would +be well to read what Einhard said about his master's zeal for learning +and the amount of progress he made personally in getting an education +[see pp. 112--113]. + +The most conspicuous of Charlemagne's educational measures was his +enlarging and strengthening of the Scola Palatina, or Palace School. +This was an institution which had existed in the reign of his father +Pepin, and probably even earlier. It consisted of a group of scholars +gathered at the Frankish court for the purpose of studying and writing +literature, educating the royal household, and stimulating learning +throughout the country. It formed what we to-day might call an academy +of sciences. Under Charlemagne's care it came to include such men of +distinction as Paul the Deacon, historian of the Lombards, Paulinus of +Aquileia, a theologian, Peter of Pisa, a grammarian, and above all +Alcuin, a skilled teacher and writer from the school of York in +England. Its history falls into three main periods: (1) from the +middle of the eighth century to the year 782--the period during which +it was dominated by Paul the Deacon and his Italian colleagues; (2) +from 782 to about 800, when its leading spirit was Alcuin; and (3) +from 800 to the years of its decadence in the later ninth century, +when Frankish rather than foreign names appear most prominently in its +annals. + +It was Charlemagne's ideal that throughout his entire dominion +opportunity should be open to all to obtain at least an elementary +education and to carry their studies as much farther as they liked. To +this end a regular system of schools was planned, beginning with the +village school, in charge of the parish priest for the most elementary +studies, and leading up through monastic and cathedral schools to the +School of the Palace. In the intermediate stages, corresponding to our +high schools and academies to-day, the subjects studied were +essentially the same as those which received attention in the Scola +Palatina. They were divided into two groups: (1) the _trivium_, +including grammar, rhetoric, and dialectic (or philosophy), and (2) +the _quadrivium_, including geometry, arithmetic, astronomy, and +music. The system thus planned was never fully put in operation +throughout Frankland, for after Charlemagne's death the work which he +had so well begun was seriously interfered with by the falling off in +intellectual aggressiveness of the sovereigns, by civil war, and by +the ravages of the Hungarian and Norse invaders [see p. 163]. A +capitulary of Louis the Pious in 817, for example, forbade the +continuance of secular education in monastic schools. Still, much of +what had been done remained, and never thereafter did learning among +the Frankish people fall to quite so low a stage as it had passed +through in the sixth and seventh centuries. + +Charlemagne's interest in education may be studied best of all in his +capitularies. In the extract below we have the so-called letter _De +Litteris Colendis_, written some time between 780 and 800, which, +though addressed personally to Abbot Baugulf, of the monastery of +Fulda, was in reality a capitulary establishing certain regulations +regarding education in connection with the work of the monks. To the +Church was intrusted the task of raising the level of intelligence +among the masses, and the clergy were admonished to bring together the +children of both freemen and serfs in schools in which they might be +trained, even as the sons of the nobles were trained at the royal +court. + + Source--Text in _Monumenta Germaniæ Historica, Leges_ + (Boretius ed.), Vol. I., No. 29, pp. 78-79. Adapted from + translation by Dana C. Munro in _Univ. of Pa. Translations and + Reprints_, Vol. VI., No. 5, pp. 12-14. + + Charles, by the grace of God, king of the Franks and Lombards and + Patrician of the Romans.[193] To Abbot Baugulf, and to all the + congregation--also to the faithful placed under your care--we have + sent loving greetings by our ambassadors in the name of + all-powerful God. + + [Sidenote: Men of the Church charged with the work of education] + + [Sidenote: Even the clergy often unable to speak and write + correctly] + + Be it known, therefore, to you, devoted and acceptable to God, that + we, together with our faithful, have deemed it expedient that the + bishoprics and monasteries intrusted by the favor of Christ to our + control, in addition to the order of monastic life and the + relationships of holy religion, should be zealous also in the + cherishing of letters, and in teaching those who by the gift of God + are able to learn, according as each has capacity. So that, just as + the observance of the rule[194] adds order and grace to the + integrity of morals, so also zeal in teaching and learning may do + the same for sentences, to the end that those who wish to please + God by living rightly should not fail to please Him also by + speaking correctly. For it is written, "Either from thy words thou + shall be justified or from thy words thou shalt be condemned" + [Matt., xii. 37]. Although right conduct may be better than + knowledge, nevertheless knowledge goes before conduct. Therefore + each one ought to study what he desires to accomplish, in order + that so much the more fully the mind may know what ought to be + done. as the tongue speeds in the praises of all-powerful God + without the hindrances of mistakes. For while errors should be + shunned by all men, so much the more ought they to be avoided, as + far as possible, by those who are chosen for this very purpose + alone.[195] They ought to be the specially devoted servants of + truth. For often in recent years when letters have been written to + us from monasteries, in which it was stated that the brethren who + dwelt there offered up in our behalf sacred and pious prayers, we + have recognized, in most cases, both correct thoughts and uncouth + expressions; because what pious devotion dictated faithfully to the + mind, the tongue, uneducated on account of the neglect of study, + was not able to express in the letter without error. Whence it + happened that we began to fear lest perchance, as the skill in + writing was less, so also the wisdom for understanding the Holy + Scriptures might be much less than it rightly ought to be. And we + all know well that, although errors of speech are dangerous, far + more dangerous are errors of the understanding. + + [Sidenote: Education essential to an understanding of the + Scriptures] + + Therefore, we exhort you not only not to neglect the study of + letters, but also with most humble mind, pleasing to God, to study + earnestly in order that you may be able more easily and more + correctly to penetrate the mysteries of the divine Scriptures. + Since, moreover, images [similes], tropes[196] and like figures are + found in the sacred pages, nobody doubts that each one in reading + these will understand the spiritual sense more quickly if + previously he shall have been fully instructed in the mastery of + letters. Such men truly are to be chosen for this work as have both + the will and the ability to learn and a desire to instruct others. + And may this be done with a zeal as great as the earnestness with + which we command it. For we desire you to be, as the soldiers of + the Church ought to be, devout in mind, learned in discourse, + chaste in conduct, and eloquent in speech, so that when any one + shall seek to see you, whether out of reverence for God or on + account of your reputation for holy conduct, just as he is edified + by your appearance, he may also be instructed by the wisdom which + he has learned from your reading or singing, and may go away + gladly, giving thanks to Almighty God. + + +FOOTNOTES: + +[119] Thomas Hodgkin, _Charles the Great_ (London, 1903), p. 222. + +[120] The German name for Aix-la-Chapelle was Aachen. From Roman times +the place was noted throughout Europe for its warm sulphur springs and +for centuries before Charlemagne's day it had been a favorite resort +for health-seekers. It was about the middle of his reign that +Charlemagne determined to have the small palace already existing +rebuilt, together with its accompanying chapel. Marbles and mosaics +were obtained at Rome and Ravenna, and architects and artisans were +brought together for the work from all Christendom. The chapel was +completed in 805 and was dedicated by Pope Leo III. Both palace and +chapel were destroyed a short time before the Emperor's death, +probably as the result of an earthquake. The present town-house of +Aix-la-Chapelle has been constructed on the ruins of this palace. The +chapel, rebuilt on the ancient octagonal plan in 983, contains the +tomb of Charlemagne, marked by a stone bearing the inscription "Carolo +Magno." Besides Aachen, Charlemagne had many other residences, as +Compiègne, Worms, Attigny, Mainz, Paderborn, Ratisbon, Heristal, and +Thionville. + +[121] A loose, flowing outer garment, or cloak. It was a feature of +ancient Greek dress. + +[122] Hadrian I., 772-775. Charlemagne's first visit to Rome was in +774. + +[123] Leo III., 795-816. The Roman dress was donned by Charlemagne +during his visit in 800 [see p. 130]. + +[124] St. Augustine, the greatest of the Church fathers, was born in +Numidia in 354. He spent a considerable part of his early life +studying in Rome and other Italian cities. The _De Civitate Dei_ +("City of God"), generally regarded as his most important work, was +completed in 426, its purpose being to convince the Romans that even +though the supposedly eternal city of Rome had recently been sacked by +the barbarian Visigoths, the true "city of God" was in the hearts of +men beyond the reach of desecrating invaders. When he wrote the book +Augustine was bishop of Hippo, an important city of northern Africa. +His death occurred in 430, during the siege of Hippo by Gaiseric and +his horde of Vandals. + +[125] The Count of the Palace was one of the coterie of officials by +whose aid Charlemagne managed the affairs of the state. He was +primarily an officer of justice, corresponding in a way to the old +Mayor of the Palace, but with very much less power. + +[126] When Charlemagne captured Pavia, the Lombard capital, in 774, he +found Peter the Pisan teaching in that city. With characteristic zeal +for the advancement of education among his own people he proceeded to +transfer the learned deacon to the Frankish Palace School [see p. +144]. + +[127] Alcuin was born at York in 735. He took up his residence at +Charlemagne's court about 782, and died in the office of abbot of St. +Martin of Tours in 804. + +[128] During the Napoleonic period many of these columns were taken +possession of by the French and transported to Paris. Only recently +have they been replaced in the Aix-la-Chapelle cathedral. Most of them +came originally from the palace of the Exarch of Ravenna. + +[129] These statements of Einhard respecting the lavishness of +Charlemagne's gifts must be taken with some allowance. They were +doubtless considerable for the day, but Charlemagne's revenues were +not such as to enable him to display wealth which in modern times +would be regarded as befitting a monarch of so exalted rank. + +[130] In 774, 781, 787, and 800. + +[131] Charlemagne became joint ruler of the Franks with his brother +Karlmann in 768; hence when he died, in 814, he had reigned only +forty-six years instead of forty-seven. + +[132] Ephraim Emerton, _Introduction to the Study of the Middle Ages_ +(Boston, 1903), p. 189. + +[133] The war really lasted only thirty, or at the most thirty-one, +years. + +[134] The only notable act of vengeance during the war was the +beheading of 4,500 Saxons in a single day at Verden, on the Weser. It +was occasioned by a great Saxon revolt in 782, led by the chieftain +Widukind. + +[135] The formula of renunciation and confession generally employed in +the Christianizing of the Germans, and therefore in all probability in +the conversion of the Saxons, was as follows: + + Question. Forsakest thou the devil? + + Answer. I forsake the devil. + + Ques. And all the devil's service? + + Ans. And I forsake all the devil's service. + + Ques. And all the devil's works? + + Ans. And I forsake all the devil's works and words. Thor and Woden and + Saxnot and all the evil spirits that are their companions. + + Ques. Believest thou in God the Almighty Father? + + Ans. I believe in God the Almighty Father. + + Ques. Believest thou in Christ the Son of God? + + Ans. I believe in Christ the Son of God. + + Ques. Believest thou in the Holy Ghost? + + Ans. I believe in the Holy Ghost. + +"Accepting Christianity was to the German very much like changing of +allegiance from one political sovereign to another. He gave up Thor +and Woden (Odin) and Saxnot, and in their place took the Father, the +Son, and the Holy Ghost."--Emerton, _Introduction to the Study of the +Middle Ages_, pp. 155-156. Text of these "Interrogationes et +Responsiones Baptismales" is in the _Monumenta Germaniæ Historica, +Leges_ (Boretius ed.), Vol. II., No. 107. + +[136] That is, the more important offenses, involving capital +punishment, as contrasted with the later "lesser chapters" dealing +with minor misdemeanors. + +[137] The Saxons were to be won to the Church through the protection +it afforded, but they were likewise to be made to stand in awe of the +sanctity of its property. + +[138] The apparent harshness of this whole body of regulations was +considerably diminished in practice by the large discretion left to +the priests, as in this case. They were exhorted to exercise care and +to take circumstances into account in judging a man's guilt or +innocence. + +[139] From this point the capitulary deals with the "lesser chapters," +i.e., non-capital offenses. + +[140] For the value of the _solidus_, see p. 61. + +[141] Three classes of society are distinguished--nobles, freemen, and +serfs. The ordinary freeman pays half as much as the noble, and the +serf half as much as the freeman. + +[142] A prominent characteristic of the early Teutonic religion was +that its ceremonies were invariably conducted out of doors. Tacitus, +in the _Germania_ (Chap. 9), tells us that the Germans had no temples +or other buildings for religious purposes, but worshipped in sacred +groves. The "Irmensaule," probably a giant tree-trunk, was the central +shrine of the Saxon people, and Charlemagne's destruction of it in 772 +was the most serious offense that could have been committed against +them. + +[143] The Germans reckoned by nights rather than by days, as explained +by Tacitus, _Germania_, Chap. 11 [see p. 27]. + +[144] A sum assessed by the king, in this case against the illegal +harboring of criminals. + +[145] The counts, together with the bishops, were the local +representatives or agents of the king. They presided over judicial +assemblies, collected revenues, and preserved order. There were about +three hundred of them in Charlemagne's empire when at its greatest +extent. + +[146] An officer sent out by the king to investigate the +administration of the counts and render judgment in certain cases. As +a rule two were sent together, a layman and an ecclesiastic [see p. +134]. + +[147] Under ordinary circumstances the priests were thus charged with +the responsibility of seeing that local government in their various +communities was just and legal. + +[148] Bémont and Monod, _Mediæval Europe_ (New York, 1902), p. 202. + +[149] Chapter 62 is here given out of order because it contains a +comprehensive survey of the products and activities upon which the +royal stewards were expected to report. The other chapters are more +specific. It is likely that they have not come down to us in their +original order. + +[150] The ordinary estate in this period, whether royal or not, +consisted of two parts. One was the demesne, which the owner kept +under his immediate control; the other was the remaining lands, which +were divided among tenants who paid certain rentals for their use and +also performed stated services on the lord's demesne. Charlemagne +instructs his stewards to report upon both sorts of land. + +[151] Probably payments for the right to keep pigs in the woods. The +most common meat in the Middle Ages was pork and the use of the oak +forests as hog pasture was a privilege of considerable value. + +[152] Fines imposed upon offenders to free them from crime or to +repair damages done. + +[153] Panic was a kind of grass, the seeds of which were not +infrequently used for food. + +[154] The serfs were a semi-free class of country people. They did not +own the land on which they lived and were not allowed to move off it +without the owner's consent. They cultivated the soil and paid rents +of one kind or another to their masters--in the present case, to the +agents of the king. + +[155] A variety of fermented liquor made of salt fish. + +[156] A blue coloring matter derived from the leaves of a plant of the +same name. + +[157] A red coloring matter derived from a plant of the same name. + +[158] Burrs of the teasel plant, stiff and prickly, with hooked +bracts; used in primitive manufacturing for raising a nap on woolen +cloth. + +[159] A kind of grain still widely cultivated for food in Germany and +Switzerland; sometimes known as German wheat. + +[160] The unit of weight was the pound. Charlemagne replaced the old +Gallic pound by the Roman, which was a tenth less. + +[161] The unit of measure was the _muid_. Charlemagne had a standard +measure (_modius publicus_) constructed and in a number of his +capitularies enjoined that it be taken as a model by all his subjects. +It contained probably a little less than six pecks. A smaller measure +was the _setier_, containing about five and two-thirds pints. + +[162] Clergymen attached to the church on or near the estate. + +[163] "Attached to the royal villa, in the center of which stood the +palace or manse, were numerous dependent and humbler dwellings, +occupied by mechanics, artisans, and tradesmen, or rather +manufacturers and craftsmen, in great numbers. The dairy, the bakery, +the butchery, the brewery, the flour-mill were there.... The villa was +a city in embryo, and in due course it grew into one, for as it +supplied in many respects the wants of the surrounding country, so it +attracted population and became a center of commerce."--Jacob I. +Mombert, _Charles the Great_ (New York, 1888), pp. 401-402. + +[164] An ancient Gallic land measure, equivalent to about half a Roman +_jugerum_ (the _jugerum_ was about two-thirds of an acre). The arpent +in modern France has varied greatly in different localities. In Paris +it is 4,088 square yards. + +[165] The same as "pachak." The fragrant roots of this plant are still +exported from India to be used for burning as incense. + +[166] A kind of cabbage. The edible part is a large turnip-like +swelling of the stem above the surface of the ground. + +[167] A plant used both as a medicine and as a dye. + +[168] "All the cereals grown in the country were cultivated. The +flower gardens were furnished with the choicest specimens for beauty +and fragrance, the orchards and kitchen gardens produced the richest +and best varieties of fruit and vegetables. Charles specified by name +not less than seventy-four varieties of herbs which he commanded to be +cultivated; all the vegetables still raised in Central Europe, +together with many herbs now found in botanical gardens only, bloomed +on his villas; his orchards yielded a rich harvest in cherries, +apples, pears, prunes, peaches, figs, chestnuts, and mulberries. The +hill-sides were vineyards laden with the finest varieties of +grapes."--Mombert, _Charles the Great_, p. 400. + +[169] James Bryce, _The Holy Roman Empire_ (new ed., New York, 1904), +p. 50. + +[170] Irene, the wife of Emperor Leo IV. After the death of her +husband in 780 she became regent during the minority of her son, +Constantine VI., then only nine years of age. In 790 Constantine +succeeded in taking the government out of her hands; but seven years +afterwards she caused him to be blinded and shut up in a dungeon, +where he soon died. The revolting crimes by which Irene established +her supremacy at Constantinople were considered, even in her day, a +disgrace to Christendom. + +[171] This expression has given rise to a view which will be found in +some books that Pope Leo convened a general council of Frankish and +Italian clergy to consider the advisability of giving the imperial +title to Charlemagne. The whole matter is in doubt, but it does not +seem likely that there was any such formal deliberation. Leo certainly +ascertained that the leading lay and ecclesiastical magnates would +approve the contemplated step, but that a definite election in council +took place may be pretty confidently denied. The writer of the Annals +of Lauresheim was interested in making the case of Charlemagne, and +therefore of the later emperors, as strong as possible. + +[172] Einhard, Charlemagne's biographer, says that the king at first +had such aversion to the titles of Emperor and Augustus "that he +declared he would not have set foot in the church the day that they +were conferred, although it was a great feast-day, if he could have +foreseen the design of the Pope" (_Vita Caroli Magni_, Chap. 28). +Despite this statement, however, we are not to regard the coronation +as a genuine surprise to anybody concerned. In all probability there +had previously been a more or less definite understanding between the +king and the Pope that in due time the imperial title should be +conferred. It is easy to believe, though, that Charlemagne had had no +idea that the ceremony was to be performed on this particular occasion +and it is likely enough that he had plans of his own as to the proper +time and place for it, plans which Leo rather rudely interfered with, +but which the manifest good-will of everybody constrained the king to +allow to be sacrificed. It may well be that Charlemagne had decided +simply to assume the imperial crown without a papal coronation at all, +in order that the whole question of papal supremacy, which threatened +to be a troublesome one, might be kept in the background. + +[173] The celebration of the Nativity was by far the greatest festival +of the Church. At this season the basilica of St. Peter at Rome was +the scene of gorgeous ceremonials, and to its sumptuous shrine +thronged the devout of all Christendom. Its magnificence on the famous +Christmas of 800 was greater than ever, for only recently Charlemagne +had bestowed the most costly of all his gifts upon it--the spoils of +the Avar wars. + +[174] Charles, the eldest son, since 789 king of Maine. In reality, of +course, he was but an under-king, since Maine was an integral part of +Charlemagne's dominion. He was anointed by Pope Leo in 800 as +heir-apparent to the new imperial dignity of his father. + +[175] The term "canonical" was applied more particularly to the clergy +attached to a cathedral church, the clergy being known individually as +"canons," collectively as a "chapter." In the present connection, +however, it probably refers to the monks, who, living as they did by +"canons" or rules, were in that sense "canonical clergy." + +[176] The secular clergy were the bishops, priests, deacons, and other +church officers, who lived with the people in the _sæculum_, or world, +as distinguished from the monks, ascetics, cenobites, anchorites, and +others, who dwelt in monasteries or other places of seclusion. + +[177] This is really as splendid a guarantee of equality before the +law as is to be found in Magna Charta or the Constitution of the +United States. Unfortunately there was not adequate machinery in the +Frankish government to enforce it, though we may suppose that while +the _missi_ continued efficient (which was not more than a hundred +years) considerable progress was made in this direction. + +[178] Serfs who worked on the fiscal lands, or, in other words, on the +royal estates. + +[179] Compare chapters 14 and 27. + +[180] A benefice, as the term is here used, was land granted by the +Emperor to a friend or dependent. The holder was to use such land on +stated terms for his own and the Emperor's gain, but was in no case to +claim ownership of it. + +[181] The word has at least three distinct meanings--a royal edict, a +judicial fine, and a territorial jurisdiction. It is here used in the +first of these senses. + +[182] There was little room under Charlemagne's system for +professional lawyers or advocates. + +[183] In other words, when the oath of allegiance is taken, as it must +be by every man and boy above the age of twelve, all the obligations +mentioned from Chap. 3 to Chap. 9 are to be considered as assumed +along with that of fidelity to the person and government of the +Emperor. + +[184] That is, the laws of the Church. + +[185] One of the greatest temptations of the mediæval clergy was to +spend time in hunting, to the neglect of religious duties. Apparently +this evil was pretty common in Charlemagne's day. + +[186] The _centenarii_ were minor local officials, subordinate to the +counts, and confined in authority to their particular district or +"hundred." + +[187] In the Frankish kingdom, as commonly among Germanic peoples of +the period, murder not only might be, but was expected to be, atoned +for by a money payment to the slain man's relatives. The payment, +known as the _wergeld_, would vary according to the rank of the man +killed. If it were properly made, such "composition" was bound to be +accepted as complete reparation for the injury. In this regulation we +can discern a distinct advance over the old system of blood-feud under +which a murder almost invariably led to family and clan wars. Plainly +the Franks were becoming more civilized. + +[188] If a murderer refused to pay the required composition his +property was to be taken possession of by the Emperor's officers and +the case must be laid before the Emperor himself. If the latter chose, +he might order the restoration of the property, but this he was not +likely to do. + +[189] Beginning with the reign of Charlemagne there were really two +assemblies each year--one in the spring, the other in the autumn; but +the one in the spring, the so-called "May-field," was much the more +important. All the nobles and higher clergy attended, and if a +campaign was in prospect all who owed military service would be called +upon to bring with them their portion of the war-host, with specified +supplies. Charlemagne proposed all measures, the higher magnates +discussed them with him, and the lower ones gave a perfunctory +sanction to acts already determined upon. The meeting place was +changed from year to year, being rotated irregularly among the royal +residences, as Aix-la-Chapelle, Paderborn, Ingelheim, and Thionville; +occasionally they were held, as in this instance, in places otherwise +almost unknown. + +[190] Strassfurt was some distance south of Magdeburg. + +[191] The date of the festival of St. John the Baptist was June 22. + +[192] From earliest Germanic times we catch glimpses of this practice +of requiring gifts from a king's subjects. By Charlemagne's day it had +crystallized into an established custom and was a very important +source of revenue, though other sources had been opened up which were +quite unknown to the German sovereigns of three or four hundred years +before. Ordinarily these gifts, in money, jewels, or provisions, were +presented to the sovereign each year at the May assembly. + +[193] The title "Patricius of Rome" was conferred on Charlemagne by +Pope Hadrian I., in 774. Its bestowal was a token of papal +appreciation of the king's renewal of Pepin's grant of lands to the +papacy. In practice the title had little or no meaning. It was dropped +in 800 when Charlemagne was crowned emperor [see p. 130]. + +[194] That is, the law of the Church; in case of the monasteries, more +especially the regulations laid down for their order, e.g., the +Benedictine Rule. + +[195] In the Middle Ages it was assumed that churchmen were educated; +few other men had any claim to learning. Charlemagne here says that it +is bad indeed when men who have been put in ecclesiastical positions +because of their supposed education fall into errors which ought to be +expected only from ordinary people. + +[196] In rhetoric a trope is ordinarily defined as the use of a word +or expression in a different sense from that which properly belongs to +it. The most common varieties are metaphor, metonomy, synechdoche, and +irony. + + + + +CHAPTER X. + +THE ERA OF THE LATER CAROLINGIANS + + +24. The Oaths of Strassburg (842) + +The broad empire of Germanic peoples built up by Charlemagne was +extremely difficult to hold together. Even before the death of its +masterful creator, in 814, it was already showing signs of breaking +up, and after that event the process of dissolution set in rapidly. It +will not do to look upon this falling to pieces as caused entirely by +the weakness of Charlemagne's successors. The trouble lay deeper, in +the natural love of independence common to all the Germans, in the +wide differences that had come to exist among Saxons, Lombards, +Bavarians, Franks, and other peoples in the empire, and finally in the +prevailing ill-advised principle of royal succession by which the +territories making up the empire, like those composing the old +Frankish kingdom, were regarded as personal property to be divided +among the sovereign's sons, just as was the practice respecting +private possessions. As a consequence of these things the generation +following the death of Charlemagne was a period of much confusion in +western Europe. The trouble first reached an acute stage in 817 when +Emperor Louis the Pious, Charlemagne's son and successor, was +constrained to make a division of the empire among his three sons, +Lothair, Pepin, and Louis. The Emperor expressly stipulated that +despite this arrangement there was to be still "one sole empire, and +not three"; but it is obvious that the imperial unity was at least +pretty seriously threatened, and when, in 823, Louis's second wife, +Judith of Bavaria, gave birth to a son and immediately set up in his +behalf an urgent demand for a share of the empire, civil war among the +rival claimants could not be averted. In the struggle that followed +the distracted Emperor completely lost his throne for a time (833). +Thereafter he was ready to accept almost any arrangement that would +enable him to live out his remaining days in peace. When he died, in +840, two of the sons, Louis the German and Judith's child, who came to +be known as Charles the Bald, combined against their brother Lothair +(Pepin had died in 838) with the purpose of wresting from him the +imperial crown, which the father, shortly before his death, had +bestowed upon him. At least they were determined that this mark of +favor from the father should not give the older brother any +superiority over them. In the summer of 841 the issue was put to the +test in a great battle at Fontenay, a little distance east of Orleans, +with the result that Lothair was badly defeated. In February of the +following year Louis and Charles, knowing that Lothair was still far +from regarding himself as conquered, bound themselves by oath at +Strassburg, in the valley of the Rhine, to keep up their joint +opposition until they should be entirely successful. + +The pledges exchanged on this occasion are as interesting to the +student of language as to the historian. The army which accompanied +Louis was composed of men of almost pure Germanic blood and speech, +while that with Charles was made up of men from what is now southern +and western France, where the people represented a mixture of Frankish +and old Roman and Gallic stocks. As a consequence Louis took the oath +in the _lingua romana_ for the benefit of Charles's soldiers, and +Charles reciprocated by taking it in the _lingua teudisca_, in order +that the Germans might understand it. Then the followers of the two +kings took oath, each in his own language, that if their own king +should violate his agreement they would not support him in acts of +hostility against the other brother, provided the latter had been true +to his word. The _lingua romana_ employed marks a stage in the +development of the so-called Romance languages of to-day--French, +Spanish, and Italian--just as the _lingua teudisca_ approaches the +character of modern Teutonic languages--German, Dutch, and English. +The oaths and the accompanying address of the kings are the earliest +examples we have of the languages used by the common people of the +early Middle Ages. Latin was of course the language of literature, +records, and correspondence, matters with which ordinary people had +little or nothing to do. The necessity under which the two kings found +themselves of using two quite different modes of speech in order to be +understood by all the soldiers is evidence that already by the middle +of the ninth century the Romance and Germanic languages were becoming +essentially distinct. It was prophetic, too, of the fast approaching +cleavage of the northern and southern peoples politically. + +Nithardus, whose account of the exchange of oaths at Strassburg is +translated below, was an active participant in the events of the first +half of the ninth century. He was born about 790, his mother being +Charlemagne's daughter Bertha and his father the noted courtier and +poet Angilbert. In the later years of Charlemagne's reign, and +probably under Louis the Pious and Charles the Bald, he was in charge +of the defense of the northwest coasts against the Northmen. He fought +for Charles the Bald at Fontenay and was frequently employed in those +troublous years between 840 and 843 in the fruitless negotiations +among the rival sons of Louis. Neither the date nor the manner of his +death is known. There are traditions that he was killed in 858 or 859 +while fighting the Northmen; but other stories just as well founded +tell us that he became disgusted with the turmoil of the world, +retired to a monastery, and there died about 853. His history of the +wars of the sons of Louis the Pious (covering the period 840-843) was +undertaken at the request of Charles the Bald. The first three books +were written in 842, the fourth in 843. Aside from a rather too +favorable attitude toward Charles, the work is very trustworthy, and +the claim is even made by some that among all of the historians of the +Carolingian period, not even Einhard excepted, no one surpassed +Nithardus in spirit, method, and insight. It may further be noted that +Nithardus was the first historical writer of any importance in the +Middle Ages who was not some sort of official in the Church. + + Source--Nithardus, _Historiarum Libri IV._ ["Four Books of + Histories"], Bk. III., Chaps. 4-5. Text in _Monumenta Germaniæ + Historica, Scriptores_ (Pertz ed.), Vol. II., pp. 665-666. + + [Sidenote: Movements of the hostile parties in 841-842] + + Lothair was given to understand that Louis and Charles were + supporting each other with considerable armies.[197] Seeing that + his plans were crushed in every direction, he made a long but + profitless expedition and abandoned the country about Tours. At + length he returned into France,[198] worn out with fatigue, as was + also his army. Pepin,[199] bitterly repenting that he had been on + Lothair's side, withdrew into Aquitaine. Charles, learning that + Otger, bishop of Mainz, objected to the proposed passage of Louis + by way of Mainz to join his brother, set out by way of the city of + Toul[200] and entered Alsace at Saverne. When Otger heard of this, + he and his supporters abandoned the river and sought places where + they might hide themselves as speedily as possible. On the + fifteenth of February Louis and Charles came together in the city + formerly called Argentoratum, now known as Strassburg, and there + they took the mutual oaths which are given herewith, Louis in the + _lingua romana_ and Charles in the _lingua teudisca_. Before the + exchange of oaths they addressed the assembled people, each in his + own language, and Louis, being the elder, thus began: + + [Sidenote: The speech of Louis the German] + + "How often, since the death of our father, Lothair has pursued my + brother and myself and tried to destroy us, is known to you all. + So, then, when neither brotherly love, nor Christian feeling, nor + any reason whatever could bring about a peace between us upon fair + conditions, we were at last compelled to bring the matter before + God, determined to abide by whatever issue He might decree. And we, + as you know, came off victorious;[201] our brother was beaten, and + with his followers got away, each as best he could. Then we, moved + by brotherly love and having compassion on our Christian people, + were not willing to pursue and destroy them; but, still, as before, + we begged that justice might be done to each. He, however, after + all this, not content with the judgment of God, has not ceased to + pursue me and my brother with hostile purpose, and to harass our + peoples with fire, plunder, and murder. Wherefore we have been + compelled to hold this meeting, and, since we feared that you might + doubt whether our faith was fixed and our alliance secure, we have + determined to make our oaths thereto in your presence. And we do + this, not from any unfair greed, but in order that, if God, with + your help, shall grant us peace, we may the better provide for the + common welfare. But if, which God forbid, I shall dare to violate + the oath which I shall swear to my brother, then I absolve each one + of you from your allegiance and from the oath which you have sworn + to me." + + After Charles had made the same speech in the _lingua romana_, + Louis, as the elder of the two, swore first to be faithful to his + alliance: + + [Sidenote: The oath of Louis] + + _Pro Deo amur et pro christian poblo et nostro commun salvament, + dist di in avant, in quant Deus savir et podir me dunat, si + salvaraeio cist meon fradre Karlo et in adiudha et in cadhuna cosa, + si cum om per dreit son fradra salvar dist, in o quid il mi altresi + fazet; et ab Ludher nul plaid numquam prindrai, qui meon vol cist + meon fradre Karle in damno sit._[202] + + When Louis had taken this oath, Charles swore the same thing in the + _lingua teudisca_: + + [Sidenote: The oath of Charles] + + _In Godes minna ind in thes christianes folches ind unser bedhero + gealtnissi, fon thesemo dage frammordes, so fram so mir Got gewizci + indi madh furgibit, so haldih tesan minan bruodher, soso man mit + rehtu sinan bruodher scal, in thiu, thaz er mig sosoma duo; indi + mit Ludheren in nohheiniu thing ne gegango, the minan willon imo + ce scadhen werhen._ + + The oath which the subjects of the two kings then took, each + [people] in its own language, reads thus in the _lingua romana_: + + [Sidenote: The oath taken by the subjects of the two kings] + + _Si Lodhwigs sagrament qua son fradre Karlo jurat, conservat, et + Karlus meos sendra, de suo part, non lo stanit, si io returnar non + lint pois, ne io ne neuls cui eo returnar int pois, in nulla aiudha + contra Lodhuwig nun li iver._[203] + + And in the _lingua teudisca_: + + _Oba Karl then eid then, er sineno bruodher Ludhuwige gesuor, + geleistit, indi Ludhuwig min herro then er imo gesuor, forbrihchit, + obih ina es irwenden ne mag, noh ih no thero nohhein then ih es + irwended mag, widhar Karle imo ce follusti ne wirdhic._ + + +25. The Treaty of Verdun (843) + +After the meeting at Strassburg, Charles and Louis advanced against +Lothair, who now abandoned Aachen and retreated southward past +Châlons-sur-Marne toward Lyons. When the brothers had come into the +vicinity of Châlons-sur-Saône, they were met by ambassadors from +Lothair who declared that he was weary of the struggle and was ready +to make peace if only his imperial dignity should be properly +recognized and the share of the kingdom awarded to him should be +somewhat the largest of the three. Charles and Louis accepted their +brother's overtures and June 15, 842, the three met on an island in +the Saône and signed preliminary articles of peace. It was agreed that +a board of a hundred and twenty prominent men should assemble October +1 at Metz, on the Moselle, and make a definite division of the +kingdom. This body, with the three royal brothers, met at the +appointed time, but adjourned to Worms, and subsequently to Verdun, on +the upper Meuse, in order to have the use of maps at the latter +place. The treaty which resulted during the following year was one of +the most important in all mediæval times. Unfortunately the text of it +has not survived, but all its more important provisions are well known +from the writings of the chroniclers of the period. Two such accounts +of the treaty, brief but valuable, are given below. + +Louis had been the real sovereign of Bavaria for sixteen years and to +his kingdom were now added all the German districts on the right bank +of the Rhine (except Friesland), together with Mainz, Worms, and +Speyer on the left bank, under the general name of _Francia +Orientalis_. Charles retained the western countries--Aquitaine, +Gascony, Septimania, the Spanish March, Burgundy west of the Saône, +Neustria, Brittany, and Flanders--designated collectively as _Francia +Occidentalis_.[204] The intervening belt of lands, including the two +capitals Rome and Aachen, and extending from Terracina in Italy to the +North Sea, went to Lothair.[205] With it went the more or less nominal +imperial dignity. In general, Louis's portion represented the coming +Germany and Charles's the future France. But that of Lothair was +utterly lacking in either geographical or racial unity and was +destined not long to be held together. Parts of it, particularly +modern Alsace and Lorraine, have remained to this day a bone of +contention between the states on the east and west. "The partition of +843," says Professor Emerton, "involved, so far as we know, nothing +new in the relations of the three brothers to each other. The theory +of the empire was preserved, but the meaning of it disappeared. There +is no mention of any actual superiority of the Emperor (Lothair) over +his brothers, and there is nothing to show that the imperial name was +anything but an empty title, a memory of something great which men +could not quite let die, but which for a hundred years to come was to +be powerless for good or evil."[206] The empire itself was never +afterwards united under the rule of one man, except for two years +(885-887) in the time of Charles the Fat. + + Sources--(a) _Annales Bertiniani_ ["Annals of Saint Bertin"]. + Translated from text in _Monumenta Germaniæ Historica, + Scriptores_ (Pertz ed.), Vol. I., p. 440. + + (b) _Rudolfi Fuldensis Annales_ ["Annals of Rudolph of + Fulda"]. Text in _Monumenta Germaniæ Historica, Scriptores_ + (Pertz ed.), Vol. I., p. 362. + + [Sidenote: A statement from the annals of Saint Bertin] + + (a) + + Charles set out to find his brothers, and they met at Verdun. By + the division there made Louis received for his share all the + country beyond the Rhine,[207] and on this side Speyer, Worms, + Mainz, and the territories belonging to these cities. Lothair + received that which is between the Scheldt and the Rhine toward the + sea, and that lying beyond Cambrésis, Hainault, and the counties + adjoining on this side of the Meuse, down to the confluence of the + Saône and Rhone, and thence along the Rhone to the sea, together + with the adjacent counties. Charles received all the remainder, + extending to Spain. And when the oath was exchanged they went their + several ways. + + [Sidenote: Another from those of Rudolph of Fulda] + + (b) + + The realm had from early times been divided in three portions, and + in the month of August the three kings, coming together at Verdun + in Gaul, redivided it among themselves. Louis received the eastern + part, Charles the western. Lothair, who was older than his + brothers, received the middle portion. After peace was firmly + established and oaths exchanged, each brother returned to his + dominion to control and protect it. Charles, presuming to regard + Aquitaine as belonging properly to his share, was given much + trouble by his nephew Pepin,[208] who annoyed him by frequent + incursions and caused great loss. + + +26. A Chronicle of the Frankish Kingdom in the Ninth Century + +The following passages from the Annals of Xanten are here given for +two purposes--to show something of the character of the period of the +Carolingian decline, and to illustrate the peculiar features of the +mediæval chronicle. Numerous names, places, and events neither very +clearly understood now, nor important if they were understood, occur +in the text, and some of these it is not deemed worth while to attempt +to explain in the foot-notes. The selection is valuable for the +general impressions it gives rather than for the detailed facts which +it contains, though some of the latter are interesting enough. + +Annals as a type of historical writing first assumed considerable +importance in western Europe in the time of Charles Martel and +Charlemagne. Their origin, like that of most forms of mediæval +literary production, can be traced directly to the influence of the +Church. The annals began as mere occasional notes jotted down by the +monks upon the "Easter tables," which were circulated among the +monasteries so that the sacred festival might not fail to be observed +at the proper date. The Easter tables were really a sort of calendar, +and as they were placed on parchment having a broad margin it was very +natural that the monks should begin to write in the margin opposite +the various years some of the things that had happened in those years. +An Easter table might pass through a considerable number of hands and +so have events recorded upon it by a good many different men. All +sorts of things were thus made note of--some important, some +unimportant--and of course it is not necessary to suppose that +everything written down was actually true. Many mistakes were +possible, especially as the writer often had only his memory, or +perhaps mere hearsay, to rely upon. And when, as frequently happened, +these scattered Easter tables were brought together in some monastery +and there revised, fitted together, and written out in one continuous +chronicle, there were chances at every turn for serious errors to +creep in. The compilers were sometimes guilty of wilful +misrepresentation, but more often their fault was only their +ignorance, credulity, and lack of critical discernment. In these +annals there was no attempt to write history as we now understand it; +that is, the chroniclers did not undertake to work out the causes and +results and relations of things. They merely recorded year by year +such happenings as caught their attention--the succession of a new +pope, the death of a bishop, the coronation of a king, a battle, a +hail-storm, an eclipse, the birth of a two-headed calf--all sorts of +unimportant, and from our standpoint ridiculous, items being thrown in +along with matters of world-wide moment. Heterogeneous as they are, +however, the large collections of annals that have come down to us +have been used by modern historians with the greatest profit, and but +for them we should know far less than we do about the Middle Ages, and +especially about the people and events of the ninth, tenth, and +eleventh centuries. + +The Annals of Xanten here quoted are the work originally of a number +of ninth century monks. The fragments from which they were ultimately +compiled are thought to have been brought together at Cologne, or at +least in that vicinity. They cover especially the years 831-873. + + Source--_Annales Xantenses_ ["Annals of Xanten"]. Text in + _Monumenta Germaniæ Historica, Scriptores_ (Pertz ed.), Vol. + II., p. 227. Adapted from translation in James H. Robinson, + _Readings in European History_ (New York, 1904), Vol. I., pp. + 158-162. + + =844.= Pope Gregory departed this world and Pope Sergius followed + in his place.[209] Count Bernhard was killed by Charles. Pepin, + king of Aquitaine, together with his son and the son of Bernhard, + routed the army of Charles,[210] and there fell the abbot Hugo. At + the same time King Louis advanced with his army against the + Wends,[211] one of whose kings, Gestimus by name, was killed; the + rest came to Louis and pledged him their fidelity, which, however, + they broke as soon as he was gone. Thereafter Lothair, Louis, and + Charles came together for council in Diedenhofen, and after a + conference they went their several ways in peace. + + [Sidenote: The Northmen in Frisia and Gaul] + + =845.= Twice in the canton of Worms there was an earthquake; the + first in the night following Palm Sunday, the second in the holy + night of Christ's Resurrection. In the same year the heathen[212] + broke in upon the Christians at many points, but more than twelve + thousand of them were killed by the Frisians. Another party of + invaders devastated Gaul; of these more than six hundred men + perished. Yet, owing to his indolence, Charles agreed to give them + many thousand pounds of gold and silver if they would leave Gaul, + and this they did. Nevertheless the cloisters of most of the saints + were destroyed and many of the Christians were led away captive. + + After this had taken place King Louis once more led a force against + the Wends. When the heathen had learned this they sent ambassadors, + as well as gifts and hostages, to Saxony, and asked for peace. + Louis then granted peace and returned home from Saxony. Thereafter + the robbers were afflicted by a terrible pestilence, during which + the chief sinner among them, by the name of Reginheri, who had + plundered the Christians and the holy places, was struck down by + the hand of God. They then took counsel and threw lots to determine + from which of their gods they should seek safety; but the lots did + not fall out happily, and on the advice of one of their Christian + prisoners that they should cast their lot before the God of the + Christians, they did so, and the lot fell happily. Then their king, + by the name of Rorik, together with all the heathen people, + refrained from meat and drink for fourteen days, when the plague + ceased, and they sent back all their Christian prisoners to their + country. + + [Sidenote: The Northmen again in Frisia] + + =846.= According to their custom, the Northmen plundered eastern + and western Frisia and burned the town of Dordrecht, with two other + villages, before the eyes of Lothair, who was then in the castle of + Nimwegen, but could not punish the crime. The Northmen, with their + boats filled with immense booty, including both men and goods, + returned to their own country. + + In the same year Louis sent an expedition from Saxony against the + Wends across the Elbe. He personally, however, went with his army + against the Bohemians, whom we call Beuwinitha, but with great + risk.... Charles advanced against the Britons, but accomplished + nothing. + + [Sidenote: Rome attacked by the Saracens] + + At this same time, as no one can mention or hear without great + sadness, the mother of all churches, the basilica of the apostle + Peter, was taken and plundered by the Moors, or Saracens, who had + already occupied the region of Beneventum.[213] The Saracens, + moreover, slaughtered all the Christians whom they found outside + the walls of Rome, either within or without this church. They also + carried men and women away prisoners. They tore down, among many + others, the altar of the blessed Peter, and their crimes from day + to day bring sorrow to Christians. Pope Sergius departed life this + year. + + =847.= After the death of Sergius no mention of the apostolic see + has come in any way to our ears. Rabanus [Maurus], master and abbot + of Fulda,[214] was solemnly chosen archbishop as the successor of + Bishop Otger, who had died. Moreover, the Northmen here and there + plundered the Christians and engaged in a battle with the counts + Sigir and Liuthar. They continued up the Rhine as far as Dordrecht, + and nine miles farther to Meginhard, when they turned back, having + taken their booty. + + [Sidenote: An outbreak of heresy repressed] + + =848.= On the fourth of February, towards evening, it lightened and + there was thunder heard. The heathen, as was their custom, + inflicted injury on the Christians. In the same year King Louis + held an assembly of the people near Mainz. At this synod a heresy + was brought forward by a few monks in regard to predestination. + These were convicted and beaten, to their shame, before all the + people. They were sent back to Gaul whence they had come, and, + thanks be to God, the condition of the Church remained uninjured. + + =849.= While King Louis was ill, his army of Bavaria took its way + against the Bohemians. Many of these were killed and the remainder + withdrew, much humiliated, into their own country. The heathen from + the North wrought havoc in Christendom as usual and grew greater in + strength; but it is painful to say more of this matter. + + [Sidenote: Further ravages by the Northmen and the Saracens] + + =850.= On January 1st of that season, in the octave of the + Lord,[215] towards evening, a great deal of thunder was heard and a + mighty flash of lightning seen; and an overflow of water afflicted + the human race during this winter. In the following summer an all + too great heat of the sun burned the earth. Leo, pope of the + apostolic see, an extraordinary man, built a fortification around + the church of St. Peter the apostle. The Moors, however, devastated + here and there the coast towns in Italy. The Norman Rorik, brother + of the above-mentioned younger Heriold, who earlier had fled + dishonored from Lothair, again took Dordrecht and did much evil + treacherously to the Christians. In the same year so great a peace + existed between the two brothers--Emperor Lothair and King + Louis--that they spent many days together in Osning [Westphalia] + and there hunted, so that many were astonished thereat; and they + went each his way in peace. + + [Sidenote: The Northmen again in Frisia and Saxony] + + =851.= The bodies of certain saints were sent from Rome to + Saxony--that of Alexander, one of seven brethren, and those of + Romanus and Emerentiana. In the same year the very noble Empress, + Irmingard by name, wife of the Emperor Lothair, departed this + world. The Normans inflicted much harm in Frisia and about the + Rhine. A mighty army of them collected by the River Elbe against + the Saxons, and some of the Saxon towns were besieged, others + burned, and most terribly did they oppress the Christians. A + meeting of our kings took place on the Maas [Meuse]. + + =852.= The steel of the heathen glistened; excessive heat; a famine + followed. There was not fodder enough for the animals. The + pasturage for the swine was more than sufficient. + + =853.= A great famine in Saxony, so that many were forced to live + on horse meat. + + [Sidenote: The Northmen burn the church of St. Martin at Tours] + + =854.= The Normans, in addition to the very many evils which they + were everywhere inflicting upon the Christians, burned the church + of St. Martin, bishop of Tours, where his body rests. + + =855.= In the spring Louis, the eastern king, sent his son of the + same name to Aquitaine to obtain possession of the heritage of his + uncle Pepin. + + =856.= The Normans again chose a king of the same name as the + preceding one, and related to him, and the Danes made a fresh + incursion by sea, with renewed forces, against the Christians. + + =857.= A great sickness prevailed among the people. This produced a + terrible foulness, so that the limbs were separated from the body + even before death came. + + =858.= Louis, the eastern king, held an assembly of the people of + his territory in Worms. + + =859.= On the first of January, as the early Mass was being said, a + single earthquake occurred in Worms and a triple one in Mainz + before daybreak. + + =860.= On the fifth of February thunder was heard. The king + returned from Gaul after the whole empire had gone to destruction, + and was in no way bettered. + + [Sidenote: Sacred relics brought together at the Freckenhorst] + + =861.= The holy bishop Luitbert piously furnished the cloister + which is called the Freckenhorst with many relics of the saints, + namely, of the martyrs Boniface and Maximus, and of the confessors + Eonius and Antonius, and added a portion of the manger of the Lord + and of His grave, and likewise of the dust of the Lord's feet as He + ascended to heaven. In this year the winter was long and the + above-mentioned kings again had a secret consultation on the island + near Coblenz, and they laid waste everything round about. + + +27. The Northmen in the Country of the Franks. + +Under the general name of Northmen in the ninth and tenth centuries +were included all those peoples of pure Teutonic stock who inhabited +the two neighboring peninsulas of Denmark and Scandinavia. In this +period, and after, they played a very conspicuous part in the history +of western Europe--at first as piratical invaders along the Atlantic +coast, and subsequently as settlers in new lands and as conquerors and +state-builders. _Northmen_ was the name by which the people of the +continent generally knew them, but to the Irish they were known as +_Ostmen_ or _Eastmen_, and to the English as _Danes_, while the name +which they applied to themselves was _Vikings_ ["Creekmen"]. Their +prolonged invasions and plunderings, which fill so large a place in +the ninth and tenth century chronicles of England and France, were the +result of several causes and conditions: (1) their natural love of +adventure, common to all early Germanic peoples; (2) the fact that the +population of their home countries had become larger than the limited +resources of these northern regions would support; (3) the proximity +of the sea on every side, with its fiords and inlets inviting the +adventurer to embark for new shores; and (4) the discontent of the +nobles, or jarls, with the growing rigor of kingly government. In +consequence of these and other influences large numbers of the people +became pirates, with no other occupation than the plundering of the +more civilized and wealthier countries to the east, west, and south. +Those from Sweden visited most commonly the coasts of Russia, those +from Norway went generally to Scotland and Ireland, and those from +Denmark to England and France. In fast-sailing vessels carrying sixty +or seventy men, and under the leadership of "kings of the sea" who +never "sought refuge under a roof, nor emptied their drinking-horns at +a fireside," they darted along the shores, ascended rivers, converted +islands into temporary fortresses, and from thence sallied forth in +every direction to burn and pillage and carry off all the booty upon +which they could lay hands. So swift and irresistible were their +operations that they frequently met with not the slightest show of +opposition from the terrified inhabitants. + +It was natural that Frankland, with its numerous large rivers flowing +into the ocean and leading through fertile valleys dotted with towns +and rich abbeys, should early have attracted the marauders; and in +fact they made their appearance there as early as the year 800. Before +the end of Charlemagne's reign they had pillaged Frisia, and a monkish +writer of the time tells us that upon one occasion the great Emperor +burst into tears and declared that he was overwhelmed with sorrow as +he looked forward and saw what evils they would bring upon his +offspring and people. Whether or not this story is true, certain it is +that before the ninth century was far advanced incursions of the +barbarians--"the heathen," as the chroniclers generally call them--had +come to be almost annual events. In 841 Rouen was plundered and +burned; in 843 Nantes was besieged, the bishop killed, and many +captives carried off; in 845 the invaders appeared at Paris and were +prevented from attacking the place only by being bribed; and so the +story goes, until by 846 we find the annalists beginning their +melancholy record of the year's events with the matter-of-course +statement that, "according to their custom," the Northmen plundered +such and such a region [see p. 159]. Below are a few passages taken +from the Annals of Saint-Bertin, the poem of Abbo on the siege of +Paris, and the Chronicle of Saint-Denys, which show something of the +character of the Northmen's part in early French history, first as +mere invaders and afterwards as permanent settlers. + +The Annals of Saint-Bertin are so called because they have been copied +from an old manuscript found in the monastery of that name. The period +which they cover is 741-882. Several writers evidently had a hand in +their compilation. The portion between the dates 836 and 861 is +attributed to Prudence, bishop of Troyes, and that between 861 and 882 +to Hincmar, archbishop of Rheims. + +Abbo, the author of the second selection given below, was a monk of +St. Germain des Prés, at Paris. He wrote a poem in which he undertook +to give an account of the siege of Paris by the Northmen in 885 and +886, and of the struggles of the Frankish people with the invaders to +the year 896. As literature the poem has small value, but for the +historian it possesses some importance. + +The account of Rollo's conversion comes from a history of the Normans +written in the twelfth century by William of Jumièges. The work covers +the period 851-1137, its earlier portions (to 996) being based on an +older history written by Dudo, dean of St. Quentin, in the eleventh +century. The Chronicle of St.-Denys was composed at a later time and +served to preserve most of the history recorded by Dudo and William of +Jumièges. + + Sources--(a) _Annales Bertiniani_ ["Annals of St. Bertin"]. + Text in _Monumenta Germaniæ Historica Scriptores_ (Pertz ed.), + Vol. I., pp. 439-454. + + (b) Abbonis Monachi S. Germani Parisiensis, _De Bellis + Parisiacæ Urbis, et Odonis Comitis, post Regis, adversus + Northmannos urbem ipsam obsidentes, sub Carolo Crasso Imp. ac + Rege Francorum_ [Abbo's "Wars of Count Odo with the Northmen + in the Reign of Charles the Fat"]. Text in Bouquet, _Recueil + des Historiens des Gaules et de la France_, Vol. VIII., pp. + 4-26. + + (c) _Chronique de Saint-Denys d'après Dudo et Guillaume de + Jumièges_ ["Chronicle of St. Denys based on Dudo and William + of Jumièges"], Vol. III., p. 105. + + (a) THE EARLIER RAVAGES OF THE NORTHMEN + + =843=. Pirates of the Northmen's race came to Nantes, killed the + bishop and many of the clergy and laymen, both men and women, and + pillaged the city. Thence they set out to plunder the lands of + lower Aquitaine. At length they arrived at a certain island[216] + and carried materials thither from the mainland to build themselves + houses; and they settled there for the winter, as if that were to + be their permanent dwelling-place. + + =844.= The Northmen ascended the Garonne as far as Toulouse and + pillaged the lands along both banks with impunity. Some, after + leaving this region went into Galicia[217] and perished, part of + them by the attacks of the cross-bowmen who had come to resist + them, part by being overwhelmed by a storm at sea. But others of + them went farther into Spain and engaged in long and desperate + combats with the Saracens; defeated in the end, they withdrew. + + [Sidenote: The Northmen bought off at Paris] + + =845.= The Northmen with a hundred ships entered the Seine on the + twentieth of March and, after ravaging first one bank and then the + other, came without meeting any resistance to Paris. Charles[218] + resolved to hold out against them; but seeing the impossibility of + gaining a victory, he made with them a certain agreement and by a + gift of 7,000 livres he bought them off from advancing farther and + persuaded them to return. + + Euric, king of the Northmen, advanced, with six hundred vessels, + along the course of the River Elbe to attack Louis of Germany.[219] + The Saxons prepared to meet him, gave battle, and with the aid of + our Lord Jesus Christ won the victory. + + The Northmen returned [from Paris] down the Seine and coming to the + ocean pillaged, destroyed, and burned all the regions along the + coast. + + =846.= The Danish pirates landed in Frisia.[220] They were able to + force from the people whatever contributions they wished and, being + victors in battle, they remained masters of almost the entire + province. + + =847.= The Northmen made their appearance in the part of Gaul + inhabited by the Britons[221] and won three victories. + Noménoé,[222] although defeated, at length succeeded in buying + them off with presents and getting them out of his country. + + [Sidenote: The burning of Tours] + + =853-854.= The Danish pirates, making their way into the country + eastward from the city of Nantes, arrived without opposition, + November eighth, before Tours. This they burned, together with the + church of St. Martin and the neighboring places. But that incursion + had been foreseen with certainty and the body of St. Martin had + been removed to Cormery, a monastery of that church, and from there + to the city of Orleans. The pirates went on to the château of + Blois[223] and burned it, proposing then to proceed to Orleans and + destroy that city in the same fashion. But Agius, bishop of + Orleans, and Burchard, bishop of Chartres,[224] had gathered + soldiers and ships to meet them; so they abandoned their design and + returned to the lower Loire, though the following year [855] they + ascended it anew to the city of Angers.[225] + + =855.= They left their ships behind and undertook to go overland to + the city of Poitiers;[226] but the Aquitanians came to meet them + and defeated them, so that not more than 300 escaped. + + [Sidenote: Orleans pillaged] + + =856.= On the eighteenth of April, the Danish pirates came to the + city of Orleans, pillaged it, and went away without meeting + opposition. Other Danish pirates came into the Seine about the + middle of August and, after plundering and ruining the towns on the + two banks of the river, and even the monasteries and villages + farther back, came to a well located place near the Seine called + Jeufosse, and, there quietly passed the winter. + + =859.= The Danish pirates having made a long sea-voyage (for they + had sailed between Spain and Africa) entered the Rhone, where they + pillaged many cities and monasteries and established themselves on + the island called Camargue.... They devastated everything before + them as far as the city of Valence.[227] Then after ravaging all + these regions they returned to the island where they had fixed + their habitation. Thence they went on toward Italy, capturing and + plundering Pisa and other cities. + + [Sidenote: The Northmen arrive at the city] + + (b) THE SIEGE OF PARIS + + =885.= The Northmen came to Paris with 700 sailing ships, not + counting those of smaller size which are commonly called barques. + At one stretch the Seine was lined with the vessels for more than + two leagues, so that one might ask in astonishment in what cavern + the river had been swallowed up, since it was not to be seen. The + second day after the fleet of the Northmen arrived under the walls + of the city, Siegfred, who was then king only in name[228] but who + was in command of the expedition, came to the dwelling of the + illustrious bishop. He bowed his head and said: "Gauzelin, have + compassion on yourself and on your flock. We beseech you to listen + to us, in order that you may escape death. Allow us only the + freedom of the city. We will do no harm and we will see to it that + whatever belongs either to you or to Odo shall be strictly + respected." Count Odo, who later became king, was then the defender + of the city.[229] The bishop replied to Siegfred, "Paris has been + entrusted to us by the Emperor Charles, who, after God, king and + lord of the powerful, rules over almost all the world. He has put + it in our care, not at all that the kingdom may be ruined by our + misconduct, but that he may keep it and be assured of its peace. + If, like us, you had been given the duty of defending these walls, + and if you should have done that which you ask us to do, what + treatment do you think you would deserve?" Siegfred replied, "I + should deserve that my head be cut off and thrown to the dogs. + Nevertheless, if you do not listen to my demand, on the morrow our + war machines will destroy you with poisoned arrows. You will be the + prey of famine and of pestilence and these evils will renew + themselves perpetually every year." So saying, he departed and + gathered together his comrades. + + [Sidenote: The attack upon the tower] + + [Sidenote: Fierce fighting] + + [Sidenote: The bravery of Count Odo] + + In the morning the Northmen, boarding their ships, approached the + tower and attacked it.[230] They shook it with their engines and + stormed it with arrows. The city resounded with clamor, the people + were aroused, the bridges trembled. All came together to defend the + tower. There Odo, his brother Robert,[231] and the Count Ragenar + distinguished themselves for bravery; likewise the courageous Abbot + Ebolus,[232] the nephew of the bishop. A keen arrow wounded the + prelate, while at his side the young warrior Frederick was struck + by a sword. Frederick died, but the old man, thanks to God, + survived. There perished many Franks; after receiving wounds they + were lavish of life. At last the enemy withdrew, carrying off their + dead. The evening came. The tower had been sorely tried, but its + foundations were still solid, as were also the narrow _baies_ which + surmounted them. The people spent the night repairing it with + boards. By the next day, on the old citadel had been erected a new + tower of wood, a half higher than the former one. At sunrise the + Danes caught their first glimpse of it. Once more the latter + engaged with the Christians in violent combat. On every side arrows + sped and blood flowed. With the arrows mingled the stones hurled + by slings and war-machines; the air was filled with them. The tower + which had been built during the night groaned under the strokes of + the darts, the city shook with the struggle, the people ran hither + and thither, the bells jangled. The warriors rushed together to + defend the tottering tower and to repel the fierce assault. Among + these warriors two, a count and an abbot [Ebolus], surpassed all + the rest in courage. The former was the redoubtable Odo who never + experienced defeat and who continually revived the spirits of the + worn-out defenders. He ran along the ramparts and hurled back the + enemy. On those who were secreting themselves so as to undermine + the tower he poured oil, wax, and pitch, which, being mixed and + heated, burned the Danes and tore off their scalps. Some of them + died; others threw themselves into the river to escape the awful + substance....[233] + + Meanwhile Paris was suffering not only from the sword outside but + also from a pestilence within which brought death to many noble + men. Within the walls there was not ground in which to bury the + dead.... Odo, the future king, was sent to Charles, emperor of the + Franks,[234] to implore help for the stricken city. + + [Sidenote: Odo's mission to Emperor Charles the Fat] + + One day Odo suddenly appeared in splendor in the midst of three + bands of warriors. The sun made his armor glisten and greeted him + before it illuminated the country around. The Parisians saw their + beloved chief at a distance, but the enemy, hoping to prevent his + gaining entrance to the tower, crossed the Seine and took up their + position on the bank. Nevertheless Odo, his horse at a gallop, got + past the Northmen and reached the tower, whose gates Ebolus opened + to him. The enemy pursued fiercely the comrades of the count who + were trying to keep up with him and get refuge in the tower. [The + Danes were defeated in the attack.] + + [Sidenote: Terms of peace arranged by Charles] + + Now came the Emperor Charles, surrounded by soldiers of all + nations, even as the sky is adorned with resplendent stars. A great + throng, speaking many languages, accompanied him. He established + his camp at the foot of the heights of Montmartre, near the tower. + He allowed the Northmen to have the country of Sens to + plunder;[235] and in the spring he gave them 700 pounds of silver + on condition that by the month of March they leave France for their + own kingdom.[236] Then Charles returned, destined to an early + death.[237] + + [Sidenote: Rollo receives Normandy from Charles the Simple] + + (c) THE BAPTISM OF ROLLO AND THE ESTABLISHMENT OF THE NORMANS IN + FRANCE[238] + + The king had at first wished to give to Rollo the province of + Flanders, but the Norman rejected it as being too marshy. Rollo + refused to kiss the foot of Charles when he received from him the + duchy of Normandy. "He who receives such a gift," said the bishops + to him, "ought to kiss the foot of the king." "Never," replied he, + "will I bend the knee to any one, or kiss anybody's foot." + Nevertheless, impelled by the entreaties of the Franks, he ordered + one of his warriors to perform the act in his stead. This man + seized the foot of the king and lifted it to his lips, kissing it + without bending and so causing the king to tumble over backwards. + At that there was a loud burst of laughter and a great commotion in + the crowd of onlookers. King Charles, Robert, Duke of the + Franks,[239] the counts and magnates, and the bishops and abbots, + bound themselves by the oath of the Catholic faith to Rollo, + swearing by their lives and their bodies and by the honor of all + the kingdom, that he might hold the land and transmit it to his + heirs from generation to generation throughout all time to come. + When these things had been satisfactorily performed, the king + returned in good spirits into his dominion, and Rollo with Duke + Robert set out for Rouen. + + [Sidenote: Rollo becomes a Christian] + + In the year of our Lord 912 Rollo was baptized in holy water in the + name of the sacred Trinity by Franco, archbishop of Rouen. Duke + Robert, who was his godfather, gave to him his name. Rollo + devotedly honored God and the Holy Church with his gifts.... The + pagans, seeing that their chieftain had become a Christian, + abandoned their idols, received the name of Christ, and with one + accord desired to be baptized. Meanwhile the Norman duke made ready + for a splendid wedding and married the daughter of the king + [Gisela] according to Christian rites. + + [Sidenote: His work in Normandy] + + Rollo gave assurance of security to all those who wished to dwell + in his country. The land he divided among his followers, and, as it + had been a long time unused, he improved it by the construction of + new buildings. It was peopled by the Norman warriors and by + immigrants from outside regions. The duke established for his + subjects certain inviolable rights and laws, confirmed and + published by the will of the leading men, and he compelled all his + people to live peaceably together. He rebuilt the churches, which + had been entirely ruined; he restored the temples, which had been + destroyed by the ravages of the pagans; he repaired and added to + the walls and fortifications of the cities; he subdued the Britons + who rebelled against him; and with the provisions obtained from + them he supplied all the country that had been granted to him. + + +28. Later Carolingian Efforts to Preserve Order + +The ninth century is chiefly significant in Frankish history as an era +of decline of monarchy and increase of the powers and independence of +local officials and magnates. Already by Charlemagne's death, in 814, +the disruptive forces were at work, and under the relatively weak +successors of the great Emperor the course of decentralization went on +until by the death of Charles the Bald, in 877, the royal authority +had been reduced to a condition of insignificance. This century was +the formative period _par excellence_ of the feudal system--a type of +social and economic organization which the conditions of the time +rendered inevitable and under which great monarchies tended to be +dissolved into a multitude of petty local states. Large landholders +began to regard themselves as practically independent; royal +officials, particularly the counts, refused to be parted from their +positions and used them primarily to enhance their own personal +authority; the churches and monasteries stretched their royal grants +of immunity so far as almost to refuse to acknowledge any obligations +to the central government. In these and other ways the Carolingian +monarchy was shorn of its powers, and as it was quite lacking in +money, lands, and soldiers who could be depended on, there was little +left for it to do but to legislate and ordain without much prospect of +being able to enforce its laws and ordinances. The rapidity with which +the kings of the period were losing their grip on the situation comes +out very clearly from a study of the capitularies which they issued +from time to time. In general these capitularies, especially after +about 840, testify to the disorder everywhere prevailing, the +usurpations of the royal officials, and the popular contempt of the +royal authority, and reiterate commands for the preservation of order +until they become fairly wearisome to the reader. Royalty was at a bad +pass and its weakness is reflected unmistakably in its attempts to +govern by mere edict without any backing of enforcing power. In 843, +853, 856, 857, and many other years of Charles the Bald's reign, +elaborate decrees were issued prohibiting brigandage and lawlessness, +but with the tell-tale provision that violators were to be "admonished +with Christian love to repent," or that they were to be punished "as +far as the local officials could remember them," or that the royal +agents were themselves to take oath not to become highway robbers! +Sometimes the king openly confessed his weakness and proceeded to +implore, rather than to command, his subjects to obey him. + +The capitulary quoted below belongs to the last year of the short +reign of Carloman (882-884), son of Louis the Stammerer and grandson +of Charles the Bald. It makes a considerable show of power, ordaining +the punishment of criminals as confidently as if there had really been +means to assure its enforcement. But in truth all the provisions in it +had been embodied in capitularies of Carloman's predecessors with +scarcely perceptible effect, and there was certainly no reason to +expect better results now. With the nobles practicing, if not +asserting, independence, the churches and monasteries heeding the +royal authority hardly at all, the country being ravaged by Northmen +and the people turning to the great magnates for the protection they +could no longer get from the king, and the counts and _missi dominici_ +making their lands and offices the basis for hereditary local +authority, the king had come to be almost powerless in the great realm +where less than a hundred years before Charlemagne's word, for all +practical purposes, was law. Even Charlemagne himself, however, could +have done little to avert the state of anarchy which conditions too +strong for any sovereign to cope with had brought about. + + Source--Text in _Monumenta Germaniæ Historica, Leges_ + (Boretius ed.), Vol. II., pp. 371-375. + + [Sidenote: The keeping of the peace enjoined] + + =1.= According to the custom of our predecessors, we desire that in + our palace shall prevail the worship of God, the honor of the king, + piety, concord, and a condition of peace; and that that peace + established in our palace by the sanction of our predecessors shall + extend to, and be observed throughout, our entire kingdom. + + =2.= We desire that all those who live at our court, and all who + come there, shall live peaceably. If any one, in breach of the + peace, is guilty of violence, let him be brought to a hearing at + our palace, by the authority of the king and by the order of our + _missus_, as it was ordained by the capitularies of our + predecessors, that he may be punished according to a legal judgment + and may pay a triple composition with the royal ban.[240] + + =3.= If the offender has no lord, or if he flees from our court, + our _missus_ shall go to find him and shall order him, in our name, + to appear at the palace.[241] If he should be so rash as to disdain + to come, let him be brought by force. If he spurns both us and our + _missus_, and while refusing to obey summons is killed in + resisting, and any of his relatives or friends undertake to + exercise against our agents who have killed him the right of + vengeance,[242] we will oppose them there and will give our agents + all the aid of our royal authority. + + [Sidenote: The bishop's part in repressing crime] + + =5.= The bishop of the diocese in which the crime shall have been + committed ought, through the priest of the place, to give three + successive invitations to the offender to repent and to make + reparation for his fault in order to set himself right with God and + the church that he has injured. If he scorns and rejects this + summons and invitation, let the bishop wield upon him the pastoral + rod, that is to say, the sentence of excommunication; and let him + separate him from the communion of the Holy Church until he shall + have given the satisfaction that is required. + + [Sidenote: Obligations of lay officials to restrain violence] + + =9.= In order that violence be entirely brought to an end and order + restored, it is necessary that the bishop's authority should be + supplemented by that of the public officials. Therefore we and our + faithful have judged it expedient that the _missi dominici_ should + discharge faithfully the duties of their office.[243] The count + shall enjoin to the viscount,[244] to his _vicarii_ and + _centenarii_,[245] and to all the public officials, as well as to + all Franks who have a knowledge of the law, that all should give as + much aid as they can to the Church, both on their own account and + in accord with the requests of the clergy, every time they shall be + called upon by the bishop, the officers of the bishop, or even by + the needy. They should do this for the love of God, the peace of + the Holy Church, and the fidelity that they owe to us. + + +29. The Election of Hugh Capet (987). + +The election of Hugh Capet as king of France in 987 marked the +establishment of the so-called Capetian line of monarchs, which +occupied the French throne in all not far from eight centuries--a +record not equaled by any other royal house in European history. The +circumstances of the election were interesting and significant. For +more than a hundred years there had been keen rivalry between the +Carolingian kings and one of the great ducal houses of the Franks, +known as the Robertians. In the disorder which so generally prevailed +in France in the ninth and tenth centuries, powerful families +possessing extensive lands and having large numbers of vassals and +serfs were able to make themselves practically independent of the +royal power. The greatest of these families was the Robertians, the +descendants of Robert the Strong, father of the Odo who distinguished +himself at the siege of Paris in 885-886 [see p. 170]. Between 888 and +987 circumstances brought it about three different times that members +of the Robertian house were elevated to the Frankish throne (Odo, +888-898; Robert I., 922-923; and Rudolph--related to the Robertians by +marriage only,--923-936). The rest of the time the throne was occupied +by Carolingians (Charles the Simple, 898-922; Louis IV., 936-954; +Lothair, 954-986; and Louis V., 986-987). With the death of the young +king Louis V., in 987, the last direct descendant of Charlemagne +passed away and the question of the succession was left for solution +by the nobles and higher clergy of the realm. As soon as the king was +dead, such of these magnates as were assembled at the court to attend +the funeral bound themselves by oath to take no action until a general +meeting could be held at Senlis (a few miles north of Paris) late in +May, 987. The proceedings of this general meeting are related in the +passage below. Apparently it had already been pretty generally agreed +that the man to be elected was Hugh Capet, great-grandson of Robert +the Strong and the present head of the famous Robertian house, and the +speech of Adalbero, archbishop of Rheims, of which Richer gives a +resumé, was enough to ensure this result. There was but one other +claimant of importance. That was the late king's uncle, Charles of +Lower Lorraine. He was not a man of force and Adalbero easily disposed +of his candidacy, though the rejected prince was subsequently able to +make his successful rival a good deal of trouble. Hugh owed his +election to his large material resources, the military prestige of +his ancestors, the active support of the Church, and the lack of +direct heirs of the Carolingian dynasty. + +Richer, the chronicler whose account of the election is given below, +was a monk living at Rheims at the time when the events occurred which +he describes. His "Four Books of Histories," discovered only in 1833, +is almost our only considerable source of information on Frankish +affairs in the later tenth century. In his writing he endeavored to +round out his work into a real history and to give more than the bare +outline of events characteristic of the mediæval annalists. In this he +was only partially successful, being at fault mainly in indulging in +too much rhetoric and in allowing partisan motives sometimes to guide +him in what he said. His partisanship was on the side of the fallen +Carolingians. The period covered by the "Histories" is 888-995; they +are therefore roughly continuous chronologically with the Annals of +Saint Bertin [see p. 164]. + + Source--Richer, _Historiarum Libri IV._ ["Four Books of + Histories"], Bk. IV., Chaps. 11-12. Text in _Monumenta + Germaniæ Historica, Scriptores_ (Pertz ed.), Vol. III., pp. + 633-634. + + Meanwhile, at the appointed time the magnates of Gaul who had taken + the oath came together at Senlis. When they had all taken their + places in the assembly and the duke[246] had given the sign, the + archbishop[247] spoke to them as follows:[248] + + [Sidenote: Adalbero's speech at Senlis] + + "King Louis, of divine memory, having been removed from the world, + and having left no heirs, it devolves upon us to take serious + counsel as to the choice of a successor, so that the state may not + suffer any injury through neglect and the lack of a leader. On a + former occasion[249] we thought it advisable to postpone that + deliberation in order that each of you might be able to come here + and, in the presence of the assembly, voice the sentiment which God + should have inspired in you, and that from all these different + expressions of opinion we might be able to find out what is the + general will. + + [Sidenote: Election, not heredity, the true basis of Frankish + kingship] + + "Here we are assembled. Let us see to it, by our prudence and + honor, that hatred shall not destroy reason, that love shall not + interfere with truth. We are aware that Charles[250] has his + partisans, who claim that the throne belongs to him by right of + birth. But if we look into the matter, the throne is not acquired + by hereditary right, and no one ought to be placed at the head of + the kingdom unless he is distinguished, not only by nobility of + body, but also by strength of mind--only such a one as honor and + generosity recommend.[251] We read in the annals of rulers of + illustrious descent who were deposed on account of their + unworthiness and replaced by others of the same, or even lesser, + rank.[252] + + [Sidenote: Objections to Charles of Lorraine] + + [Sidenote: Election of Hugh Capet urged] + + "What dignity shall we gain by making Charles king? He is not + guided by honor, nor is he possessed of strength. Then, too, he has + compromised himself so far as to have become the dependent of a + foreign king[253] and to have married a girl taken from among his + own vassals. How could the great duke endure that a woman of the + low rank of vassal should become queen and rule over him? How could + he tender services to this woman, when his equals, and even his + superiors, in birth bend the knee before him and place their hands + under his feet? Think of this seriously and you will see that + Charles must be rejected for his own faults rather than on account + of any wrong done by others. Make a decision, therefore, for the + welfare rather than for the injury of the state. If you wish ill to + your country, choose Charles to be king; if you have regard for its + prosperity, choose Hugh, the illustrious duke.... Elect, then, the + duke, a man who is recommended by his conduct, by his nobility, and + by his military following. In him you will find a defender, not + only of the state, but also of your private interests. His + large-heartedness will make him a father to you all. Who has ever + fled to him for protection without receiving it? Who that has been + deserted by his friends has he ever failed to restore to his + rights?" + + [Sidenote: The beginning of his reign] + + This speech was applauded and concurred in by all, and by unanimous + consent the duke was raised to the throne. He was crowned at + Noyon[254] on the first of June[255] by the archbishop and the + other bishops as king of the Gauls, the Bretons, the Normans, the + Aquitanians, the Goths, the Spaniards and the Gascons.[256] + Surrounded by the nobles of the king, he issued decrees and made + laws according to royal custom, judging and disposing of all + matters with success. + + +FOOTNOTES: + +[197] After the battle of Fontenay, June 25, 841, Charles and Louis +had separated and Lothair had formed the design of attacking and +conquering first one and then the other. He made an expedition against +Charles, but was unable to accomplish anything before his two enemies +again drew together at Strassburg. + +[198] The name "Francia" was as yet confined to the country lying +between the Loire and the Scheldt. + +[199] This Pepin was a son of Pepin, the brother of Charles, Louis, +and Lothair. Upon the death of the elder Pepin in 838 his part of the +empire--the great region between the Loire and the Pyrenees, known as +Aquitaine--had been taken possession of by Charles, without regard for +the two surviving sons. It was natural, therefore, that in the +struggle which ensued between Charles and Louis on the one side and +Lothair on the other, young Pepin should have given such aid as he +could to the latter. + +[200] On the upper Moselle. + +[201] This refers to the battle of Fontenay. + +[202] The translation of this oath is as follows: "For the love of +God, and for the sake as well of our peoples as of ourselves, I +promise that from this day forth, as God shall grant me wisdom and +strength, I will treat this my brother as one's brother ought to be +treated, provided that he shall do the same by me. And with Lothair I +will not willingly enter into any dealings which may injure this my +brother." + +[203] This oath, taken by the followers of the two kings, may be thus +translated: "If Louis [or Charles] shall observe the oath which he has +sworn to his brother Charles [or Louis], and Charles [or Louis], our +lord, on his side, should be untrue to his oath, and we should be +unable to hold him to it, neither we nor any whom we can deter, shall +give him any support." The oath taken by the two armies was the same, +with only the names of the kings interchanged. + +[204] This name in the course of time became simply "Francia," then +"France." In the eastern kingdom, "Francia" gradually became +restricted to the region about the Main, or "Franconia." + +[205] It was commonly known as "Lotharii regnum," later as +"Lotharingia," and eventually (a fragment of the kingdom only) as +"Lorraine." + +[206] Emerton, _Mediæval Europe_ (Boston, 1903), p. 30. + +[207] This statement is only approximately true. In reality Friesland +(Frisia) and a strip up the east bank of the Rhine almost to the mouth +of the Moselle went to Lothair. + +[208] See p. 152, note 2. + +[209] Gregory IV. (827-844) was succeeded in the papal office by +Sergius II. (844-847). + +[210] By the treaty of Verdun in 843 Charles the Bald had been given +Aquitaine, along with the other distinctively Frankish regions of +western Europe. His nephew Pepin, however, who had never been +reconciled to Charles's taking possession of Aquitaine in 838, called +himself king of that country and made stubborn resistance to his +uncle's claims of sovereignty [see p. 156]. + +[211] The Wends were a Slavonic people living in the lower valley of +the Oder. + +[212] By "the heathen" are meant the Norse pirates from Denmark and +the Scandinavian peninsula. On their invasions see p. 163. + +[213] This Saracen attack upon Rome was made by some Arab pirates who +in the Mediterranean were playing much the same rôle of destruction as +were the Northmen on the Atlantic coasts. A league of Naples, Gaeta, +and Amalfi defeated the pirates in 849, and delivered Rome from her +oppressors long enough for new fortifications to be constructed. Walls +were built at this time to include the quarter of St. Peter's--a +district known to this day as the "Leonine City" in memory of Leo IV., +who in 847 succeeded Sergius as pope [see above text under date 850]. + +[214] Fulda was an important monastery on one of the upper branches of +the Weser, northeast of Mainz. + +[215] An octave, in the sense here meant, is the week (strictly eight +days) following a church festival; in this case, the eight days +following the anniversary of Christ's birth, or Christmas. + +[216] The isle of Rhé, near Rochelle, north of the mouth of the +Garonne. + +[217] Galicia was a province in the extreme northwest of the Spanish +peninsula. + +[218] Charles the Bald, who by the treaty of Verdun in 843, had +obtained the western part of the empire built up by Charlemagne [see +p. 154]. + +[219] Louis, a half-brother of Charles the Bald, who had received the +eastern portion of Charlemagne's empire by the settlement of 843. + +[220] Frisia, or Friesland, was the northernmost part of the kingdom +of Lothair. + +[221] That is, in Brittany. + +[222] Noménoé was a native chief of the Britons. Charles the Bald made +many efforts to reduce him to obedience, but with little success. In +848 or 849 he took the title of king. During his brief reign (which +ended in 851) he invaded Charles's dominions and wrought almost as +much destruction as did the Northmen themselves. + +[223] Tours, Blois, and Orleans were all situated within a range of a +hundred miles along the lower Loire. + +[224] Chartres was some eighty miles northwest of Orleans. + +[225] About midway between Nantes and Tours. + +[226] Poitiers was about seventy miles southwest of Tours. + +[227] Valence was on the Rhone, nearly a hundred and fifty miles back +from the Mediterranean coast. + +[228] The Northmen who ravaged France really had no kings, but only +military chieftains. + +[229] Odo, or Eudes, was chosen king by the Frankish nobles and clergy +in 888, to succeed the deposed Charles the Fat. He was not of the +Carolingian family but a Robertian (son of Robert the Strong), and +hence a forerunner of the Capetian line of kings regularly established +on the French throne in 987 [see p. 177]. His election to the kingship +was due in a large measure to his heroic conduct during the siege of +Paris by the Northmen. + +[230] The tower blocked access to the city by the so-called "Great +Bridge," which connected the right bank of the Seine with the island +on which the city was built. The tower stood on the present site of +the Châtelet. + +[231] In time Robert also became king. He reigned only from 922 to +923. + +[232] Abbot Ebolus was head of the monastery of St. Germain des Prés. + +[233] The Northmen were finally compelled to abandon their efforts +against the tower. They then retired to the bank of the Seine near the +abbey of Saint-Denys and from that place as a center ravaged all the +country lying about Paris. In a short time they renewed the attack +upon the city itself. + +[234] Charles the Fat, under whom during the years 885-887 the old +empire of Charlemagne was for the last time united under a single +sovereign. When Odo went to find him in 886 he was at Metz in Germany. +German and Italian affairs interested him more than did those of the +Franks. + +[235] Sens was about a hundred miles southeast of Paris. Charles +abandoned the region about Sens to the Northmen to plunder during the +winter of 886-887. His very lame excuse for doing this was that the +people of the district did not properly recognize his authority and +were deserving of such punishment. + +[236] The twelve month siege of Paris thus brought to an end had many +noteworthy results. Chief among these was the increased prestige of +Odo as a national leader and of Paris as a national stronghold. Prior +to this time Paris had not been a place of importance, even though +Clovis had made it his capital. In the period of Charlemagne it was +distinctly a minor city and it gained little in prominence under Louis +the Pious and Charles the Bald. The great Carolingian capitals were +Laon and Compiègne. The siege of 885-886, however, made it apparent +that Paris occupied a strategic position, commanding the valley of the +Seine, and that the inland city was one of the true bulwarks of the +kingdom. Thereafter the place grew rapidly in population and prestige, +and when Odo became king (in 888) it was made his capital. As time +went on it grew to be the heart of the French kingdom and came to +guide the destinies of France as no other city of modern times has +guided a nation. + +[237] He was deposed in 887, largely because of his utter failure to +take any active measures to defend the Franks against their Danish +enemies. From Paris he went to Germany where he died, January 13, 888, +at a small town on the Danube. + +[238] After the famous siege of Paris in 885-886 the Northmen, or +Normans as they may now be called, continued to ravage France just as +they had done before that event. In 910 one of their greatest +chieftains, Rollo, appeared before Paris and prepared to take the +city. In this project he was unsuccessful, but his warriors caused so +much devastation in the surrounding country that Charles the Simple, +who was now king, decided to try negotiations. A meeting was held at +Saint-Clair-sur-Epte where, in the presence of the Norman warriors and +the Frankish magnates, Charles and Rollo entered into the first treaty +looking toward a permanent settlement of Northmen on Frankish +territory. Rollo promised to desist from his attacks upon Frankland +and to become a Christian. Charles agreed to give over to the Normans +a region which they in fact already held, with Rouen as its center, +and extending from the Epte River on the east to the sea on the west. +The arrangement was dictated by good sense and proved a fortunate one +for all parties concerned. + +[239] Robert was Odo's brother. "Duke of the Franks" was a title, at +first purely military, but fast developing to the point where it was +to culminate in its bearer becoming the first Capetian king [see p. +177]. + +[240] See p. 138, note 4. + +[241] If the offender had a lord, this lord would be expected to +produce his accused vassal at court. + +[242] That is, the old blood-feud of the Germans. + +[243] The office of _missus_ had by this time fallen pretty much into +decay. Many of the _missi_ were at the same time counts--a combination +of authority directly opposed to the earlier theory of the +administrative system. The _missus_ had been supposed to supervise the +counts and restrain them from disloyalty to the king and from +indulgence in arbitrary or oppressive measures of local government. + +[244] The viscount (_vicecomes_) was the count's deputy. By Carloman's +time there were sometimes several of these in a county. They were at +first appointed by the count, but toward the end of the ninth century +they became hereditary. + +[245] The _vicarii_ and _centenarii_ were local assistants of the +count in administrative and judicial affairs. In Merovingian times +their precise duties are not clear, but under the Carolingians the two +terms tended to become synonyms. The _centenarius_, or hundredman, was +charged mainly with the administration of justice in the smallest +local division, i.e., the hundred. In theory he was elected by the +people of the hundred, but in practice he was usually appointed by the +count. + +[246] Hugh Capet, whose title prior to 987 was "Duke of the Franks." + +[247] Adalbero, archbishop of Rheims. + +[248] We are not to suppose that Richer here gives a literal +reproduction of Adalbero's speech, but so far as we can tell the main +points are carefully stated. + +[249] At the funeral of Louis. + +[250] Charles of Lower Lorraine, uncle of Louis V. + +[251] The elective principle here asserted had prevailed in the choice +of French and German kings for nearly a century. The kings chosen, +however, usually came from one family, as the Carolingians in France. + +[252] Almost exactly a century earlier there had been such a case +among the Franks, when Charles the Fat was deposed and Odo, the +defender of Paris, elevated to the throne (888). + +[253] Charles had been made duke of Lower Lorraine by the German +emperor. This passage in Adalbero's speech looks like something of an +appeal to Frankish pride, or as we would say in these days, to +national sentiment. Still it must be remembered that while a sense of +common interest was undoubtedly beginning to develop among the peoples +represented in the assembly at Senlis, these peoples were still far +too diverse to be spoken of accurately as making up a unified +nationality. Adalbero was indulging in a political harangue and piling +up arguments for effect, without much regard for their real weight. + +[254] Noyon was a church center about fifty miles north of Paris. That +the coronation really occurred at this place has been questioned by +some, but there seems to be small reason for doubting Richer's +statement in the matter. + +[255] M. Pfister in Lavisse, _Histoire de France_, Vol. II., p. 412, +asserts that the coronation occurred July 3, 987. + +[256] This method of describing the extent of the new king's dominion +shows how far from consolidated the so-called Frankish kingdom really +was. The royal domain proper, that is, the land over which the king +had immediate control, was limited to a long fertile strip extending +from the Somme to a point south of Orléans, including the important +towns of Paris, Orléans, Étampes, Senlis, and Compiègne. Even this was +not continuous, but was cut into here and there by the estates of +practically independent feudal lords. By far the greater portion of +modern France (the name in 987 was only beginning to be applied to the +whole country) consisted of great counties and duchies, owing +comparatively little allegiance to the king and usually rendering even +less than they owed. Of these the most important was the county (later +duchy) of Normandy, the county of Bretagne (Brittany), the county of +Flanders, the county of Anjou, the county of Blois, the duchy of +Burgundy, the duchy of Aquitaine, the county of Toulouse, the county +of Gascony, and the county of Barcelona (south of the Pyrenees). The +"Goths" referred to by Richer were the inhabitants of the "march," or +border county, of Gothia along the Mediterranean coast between the +lower Rhone and the Pyrenees (old Septimania). + + + + +CHAPTER XI. + +ALFRED THE GREAT IN WAR AND IN PEACE + + +30. The Danes in England + +The earliest recorded visit of the Danes, or Northmen, to England +somewhat antedates the appearance of these peoples on the Frankish +coast in the year 800. In 787 three Danish vessels came to shore at +Warham in Dorset and their sailors slew the unfortunate reeve who +mistook them for ordinary foreign merchants and tried to collect port +dues from them. Thereafter the British coasts were never free for many +years at a time from the depredations of the marauders. In 793 the +famous church at Lindisfarne, in Northumberland, was plundered; in 795 +the Irish coasts began to suffer; in 833 a fleet of twenty-five +vessels appeared at the mouth of the Thames; in 834 twelve hundred +pillagers landed in Dorset; in 842 London and Rochester were sacked +and their population scattered; in 850 a fleet of 350 ships carrying +perhaps ten or twelve thousand men, wintered at the mouth of the +Thames and in the spring caused London again to suffer; and from then +on until the accession of King Alfred, in 871, destructive raids +followed one another with distressing frequency. + +The account of the Danish invasions given below is taken from a +biography of King Alfred commonly attributed to Asser, a monk of Welsh +origin connected with the monastery of St. David (later bishop of +Sherborne) and a close friend and adviser of the great king. It gives +us some idea of the way in which Alfred led his people through the +darkest days in their history, and of the settlement known as the +"Peace of Alfred and Guthrum" by which the Danish leader became a +Christian and the way was prepared for the later division of the +English country between the two contending peoples. + + Source--Johannes Menevensis Asserius, _De rebus gestis Ælfredi + Magni_ [Asser, "The Deeds of Alfred the Great"], Chaps. 42-55 + _passim_. Adapted from translation by J. A. Giles in _Six Old + English Chronicles_ (London, 1866), pp. 56-63. + + [Sidenote: Alfred becomes king (871)] + + [Sidenote: The struggle with the Danes] + + In the year 871 Alfred, who up to that time had been of only + secondary rank, while his brothers were alive, by God's permission, + undertook the government of the whole kingdom, welcomed by all the + people. Indeed, if he had cared to, he might have done so earlier, + even while his brother was still alive;[257] for in wisdom and + other qualities he excelled all of his brothers, and, moreover, he + was courageous and victorious in all his wars. He became king + almost against his will, for he did not think that he could alone + withstand the numbers and the fierceness of the pagans, though even + during the lifetime of his brothers he had carried burdens enough + for many men. And when he had ruled one month, with a small band of + followers and on very unequal terms, he fought a battle with the + entire army of the pagans. This was at a hill called Wilton, on the + south bank of the River Wily, from which river the whole of that + district is named.[258] And after a long and fierce engagement the + pagans, seeing the danger they were in, and no longer able to meet + the attacks of their enemies, turned their backs and fled. But, oh, + shame to say, they deceived the English, who pursued them too + boldly, and, turning swiftly about, gained the victory. Let no one + be surprised to learn that the Christians had only a small number + of men, for the Saxons had been worn out by eight battles with the + pagans in one year. In these they had slain one king, nine dukes, + and innumerable troops of soldiers. There had also been numberless + skirmishes, both by day and by night, in which Alfred, with his + ministers and chieftains and their men, were engaged without rest + or relief against the pagans. How many thousands of pagans fell in + these skirmishes God only knows, over and above the numbers slain + in the eight battles before mentioned. In the same year the Saxons + made peace with the invaders, on condition that they should take + their departure, and they did so. + + [Sidenote: Alfred's plan to meet the pagans on the sea] + + In the year 877 the pagans, on the approach of autumn, partly + settled in Exeter[259] and partly marched for plunder into + Mercia.[260] The number of that disorderly horde increased every + day, so that, if thirty thousand of them were slain in one battle, + others took their places to double the number. Then King Alfred + commanded boats and galleys, i.e., long ships, to be built + throughout the kingdom, in order to offer battle by sea to the + enemy as they were coming.[261] On board these he placed sailors, + whom he commanded to keep watch on the seas. Meanwhile he went + himself to Exeter, where the pagans were wintering and, having shut + them up within the walls, laid siege to the town. He also gave + orders to his sailors to prevent the enemy from obtaining any + supplies by sea. In a short time the sailors were encountered by a + fleet of a hundred and twenty ships full of armed soldiers, who + were on their way to the relief of their countrymen. As soon as the + king's men knew that the ships were manned by pagan soldiers they + leaped to their arms and bravely attacked those barbaric tribes. + The pagans, who had now for almost a month been tossed and almost + wrecked among the waves of the sea, fought vainly against them. + Their bands were thrown into confusion in a very short time, and + all were sunk and drowned in the sea, at a place called + Swanwich.[262] + + In 878, which was the thirtieth year of King Alfred's life, the + pagan army left Exeter and went to Chippenham. This latter place + was a royal residence situated in the west of Wiltshire, on the + eastern bank of the river which the Britons called the Avon. They + spent the winter there and drove many of the inhabitants of the + surrounding country beyond the sea by the force of their arms, and + by the want of the necessities of life. They reduced almost + entirely to subjection all the people of that country. + + [Sidenote: Alfred in refuge at Athelney] + + [Sidenote: The battle of Ethandune and the establishment of peace + (878)] + + The same year, after Easter, King Alfred, with a few followers, + made for himself a stronghold in a place called Athelney,[263] and + from thence sallied, with his companions and the nobles of + Somersetshire, to make frequent assaults upon the pagans. Also, in + the seventh week after Easter, he rode to Egbert's stone, which is + in the eastern part of the wood that is called Selwood.[264] Here + he was met by all the folk of Somersetshire and Wiltshire and + Hampshire, who had not fled beyond the sea for fear of the pagans; + and when they saw the king alive after such great tribulation they + received him, as he deserved, with shouts of joy, and encamped + there for one night. At dawn on the following day the king broke + camp and went to Okely, where he encamped for one night. The next + morning he moved to Ethandune[265] and there fought bravely and + persistently against the whole army of the pagans. By the help of + God he defeated them with great slaughter and pursued them flying + to their fortification. He at once slew all the men and carried off + all the booty that he could find outside the fortress, which he + immediately laid siege to with his entire army. And when he had + been there fourteen days the pagans, driven by famine, cold, fear, + and finally by despair, asked for peace on the condition that they + should give the king as many hostages as he should ask, but should + receive none from him in return. Never before had they made a + treaty with any one on such terms. The king, hearing this, took + pity upon them and received such hostages as he chose. Then the + pagans swore that they would immediately leave the kingdom, and + their king, Guthrum, promised to embrace Christianity and receive + baptism at Alfred's hands. All of these pledges he and his men + fulfilled as they had promised.[266] + + +31. Alfred's Interest in Education + +As an epoch of literary and educational advancement the reign of +Alfred in England (871-901) was in many respects like that of +Charlemagne among the Franks (768-814). Like Charlemagne, Alfred grew +up with very slight education, at least of a literary sort; but both +sovereigns were strongly dissatisfied with their ignorance, and both +made earnest efforts to overcome their own defects and at the same +time to raise the standard of intelligence among their people at +large. When one considers how crowded were the reigns of both with +wars and the pressing business of administration, such devotion to the +interests of learning appears the more deserving of praise. + +In the first passage below, taken from Asser's life of Alfred, the +anxiety of the king for the promotion of his own education and that of +his children is clearly and strongly stated. We find him following +Charlemagne's plan of bringing scholars from foreign countries. He +brought them, too, from parts of Britain not under his direct control, +and used them at the court, or in bishoprics, to perform the work of +instruction. Curiously enough, whereas Charlemagne had found the chief +of his Palace School, Alcuin, in England, Alfred was glad to secure +the services of two men (Grimbald and John) who had made their +reputations in monasteries situated within the bounds of the old +Frankish empire. + +Aside from some native songs and epic poems, all the literature known +to the Saxon people was in Latin, and but few persons in the kingdom +knew Latin well enough to read it. The king himself did not, until +about 887. It was supposed, of course, that the clergy were able to +use the Latin Bible and the Latin ritual of the Church, but when +Alfred came to investigate he found that even these men were often +pretty nearly as ignorant as the people they were charged to instruct. +What the king did, then, was to urge more study on the part of the +clergy, under the direction of such men as Plegmund, Asser, Grimbald, +John, and Werfrith. The people in general could not be expected to +master a foreign language; hence, in order that they might not be shut +off entirely from the first-hand use of books, Alfred undertook the +translation of certain standard works from the Latin into the Saxon. +Those thus translated were Boethius's _Consolations of Philosophy_, +Orosius's _Universal History of the World_, Bede's _Ecclesiastical +History of England_, and Pope Gregory the Great's _Pastoral Rule_. The +second passage given below is Alfred's preface to his Saxon edition of +the last-named book, taking the form of a letter to the scholarly +Bishop Werfrith of Worcester. The _Pastoral Rule_ [see p. 90] was +written by Pope Gregory the Great (590-604) as a body of instructions +in doctrine and conduct for the clergy. Alfred's preface, as a picture +of the ruin wrought by the long series of Danish wars, is of the +utmost importance in the study of ninth and tenth century England, as +well as a most interesting revelation of the character of the great +king. + + Sources--(a) Asser, _De rebus gestis Ælfredi Magni_, Chaps. + 75-78. Adapted from translation by J. A. Giles in _Six Old + English Chronicles_ (London, 1866), pp. 68-70. + + (b) King Alfred's West-Saxon Version of Pope Gregory's + _Pastoral Rule_. Edited by Henry Sweet in the Publications of + the Early English Text Society (London, 1871), p. 2. + + [Sidenote: The education of Alfred's children] + + (a) + + Ethelwerd, the youngest [of Alfred's children],[267] by the divine + counsels and the admirable prudence of the king, was consigned to + the schools of learning, where, with the children of almost all the + nobility of the country, and many also who were not noble, he + prospered under the diligent care of his teachers. Books in both + languages, namely, Latin and Saxon, were read in the school.[268] + They also learned to write, so that before they were of an age to + practice manly arts, namely, hunting and such pursuits as befit + noblemen, they became studious and clever in the liberal arts. + Edward[269] and Ælfthryth[270] were reared in the king's court and + received great attention from their attendants and nurses; nay, + they continue to this day with the love of all about them, and + showing friendliness, and even gentleness, towards all, both + natives and foreigners, and in complete subjection to their father. + Nor, among their other studies which pertain to this life and are + fit for noble youths, are they suffered to pass their time idly and + unprofitably without learning the liberal arts; for they have + carefully learned the Psalms and Saxon books, especially the Saxon + poems, and are continually in the habit of making use of books. + + [Sidenote: The varied activities of the king] + + [Sidenote: His devout character] + + In the meantime the king, during the frequent wars and other + hindrances of this present life, the invasions of the pagans, and + his own infirmities of body, continued to carry on the government, + and to practice hunting in all its branches; to teach his workers + in gold and artificers of all kinds, his falconers, hawkers and + dog-keepers; to build houses, majestic and splendid, beyond all the + precedents of his ancestors, by his new mechanical inventions; to + recite the Saxon books, and especially to learn by heart the Saxon + poems, and to make others learn them.[271] And he alone never + desisted from studying most diligently to the best of his ability. + He attended the Mass and other daily services of religion. He was + diligent in psalm-singing and prayer, at the hours both of the day + and of the night. He also went to the churches, as we have already + said, in the night-time to pray, secretly and unknown to his + courtiers. He bestowed alms and gifts on both natives and + foreigners of all countries. He was affable and pleasant to all, + and curiously eager to investigate things unknown. Many Franks, + Frisians, Gauls, pagans, Britons, Scots, and Armoricans,[272] noble + and low-born, came voluntarily to his domain; and all of them, + according to their nation and deserving, were ruled, loved, honored + and enriched with money and power.[273] Moreover, the king was in + the habit of hearing the divine Scriptures read by his own + countrymen, or, if by any chance it so happened, in company with + foreigners, and he attended to it with care and solicitude. His + bishops, too, and all ecclesiastics, his earls and nobles, + ministers[274] and friends, were loved by him with wonderful + affection, and their sons, who were reared in the royal household, + were no less dear to him than his own. He had them instructed in + all kinds of good morals, and, among other things, never ceased to + teach them letters night and day. + + [Sidenote: Regret at his lack of education] + + But, as if he had no consolation in all these things, and though + he suffered no other annoyance, either from within or without, he + was harassed by daily and nightly affliction, so that he complained + to God and to all who were admitted to his intimate fondness, that + Almighty God had made him ignorant of divine wisdom, and of the + liberal arts--in this emulating the pious, the wise, and wealthy + Solomon, king of the Hebrews, who at first, despising all present + glory and riches, asked wisdom of God and found both, namely, + wisdom and worldly glory; as it is written: "Seek first the kingdom + of God and his righteousness, and all these things shall be added + unto you." But God, who is always the observer of the thoughts of + the mind within and the author of all good intentions, and a most + plentiful helper that good desires may be formed (for He would not + prompt a man to good intentions, unless He also amply supplied that + which the man justly and properly wishes to have) stimulated the + king's mind within: as it is written, "I will hearken what the Lord + God will say concerning me." He would avail himself of every + opportunity to procure co-workers in his good designs, to aid him + in his strivings after wisdom that he might attain to what he aimed + at. And, like a prudent bee, which, going forth in summer with the + early morning from its cell, steers its rapid flight through the + uncertain tracks of ether and descends on the manifold and varied + flowers of grasses, herbs, and shrubs, discovering that which + pleases most, that it may bear it home, so did he direct his eyes + afar and seek without that which he had not within, that is, in his + own kingdom.[275] + + [Sidenote: Learned men from Mercia brought to the English court] + + But God at that time, as some relief to the king's anxiety, + yielding to his complaint, sent certain lights to illuminate him, + namely, Werfrith, bishop of the church of Worcester, a man well + versed in divine Scripture, who, by the king's command, first + turned the books of the Dialogues of Pope Gregory and Peter, his + disciple, from Latin into Saxon, and sometimes putting sense for + sense, interpreted them with clearness and elegance. After him was + Plegmund,[276] a Mercian by birth, archbishop of the church of + Canterbury, a venerable man, and endowed with wisdom; Ethelstan + also,[277] and Werwulf,[278] his priests and chaplains,[279] + Mercians by birth and learned. These four had been invited from + Mercia by King Alfred, who exalted them with many honors and powers + in the kingdom of the West Saxons, besides the privileges which + Archbishop Plegmund and Bishop Werfrith enjoyed in Mercia. By their + teaching and wisdom the king's desires increased unceasingly, and + were gratified. Night and day, whenever he had leisure, he + commanded such men as these to read books to him, for he never + suffered himself to be without one of them; wherefore he possessed + a knowledge of every book, though of himself he could not yet + understand anything of books, for he had not yet learned to read + anything.[280] + + [Sidenote: Grimbald and John brought from the continent] + + But the king's commendable desire could not be gratified even in + this; wherefore he sent messengers beyond the sea to Gaul, to + procure teachers, and he invited from thence Grimbald,[281] priest + and monk, a venerable man and good singer, adorned with every kind + of ecclesiastical training and good morals, and most learned in + holy Scripture. He also obtained from thence John,[282] also priest + and monk, a man of most energetic talents, and learned in all kinds + of literary science, and skilled in many other arts. By the + teaching of these men the king's mind was much enlarged, and he + enriched and honored them with much influence. + + [Sidenote: Alfred writes to Bishop Werfrith on the state of + learning in England] + + (b) + + King Alfred greets Bishop Werfrith with loving words and with + friendship. + + I let it be known to thee that it has very often come into my mind + what wise men there formerly were throughout England, both within + the Church and without it; also what happy times there were then + and how the kings who had power over the nation in those days + obeyed God and His ministers; how they cherished peace, morality, + and order at home, and at the same time enlarged their territory + abroad; and how they prospered both in war and in wisdom. Often + have I thought, also, of the sacred orders, how zealous they were + both in teaching and learning, and in all the services they owed to + God; and how foreigners came to this land in search of wisdom and + instruction, which things we should now have to get from abroad if + we were to have them at all. + + So general became the decay of learning in England that there were + very few on this side of the Humber[283] who could understand the + rituals[284] in English, or translate a letter from Latin into + English; and I believe that there were not many beyond the Humber + who could do these things. There were so few, in fact, that I + cannot remember a single person south of the Thames when I came to + the throne. Thanks be to Almighty God that we now have some + teachers among us. And therefore I enjoin thee to free thyself, as + I believe thou art ready to do, from worldly matters, that thou + mayst apply the wisdom which God has given thee wherever thou + canst. Consider what punishments would come upon us if we neither + loved wisdom ourselves nor allowed other men to obtain it. We + should then care for the name only of Christian, and have regard + for very few of the Christian virtues. + + [Sidenote: Learning in the days before the Danish invasions] + + When I thought of all this I remembered also how I saw the country + before it had been all ravaged and burned; how the churches + throughout the whole of England stood filled with treasures and + books. There was also a great multitude of God's servants, but they + had very little knowledge of books, for they could not understand + anything in them because they were not written in their own + language.[285] When I remembered all this I wondered extremely that + the good and wise men who were formerly all over England and had + learned perfectly all the books, did not wish to translate them + into their own language. But again I soon answered myself and said: + "Their own desire for learning was so great that they did not + suppose that men would ever become so indifferent and that learning + would ever so decay; and they wished, moreover, that wisdom in this + land might increase with our knowledge of languages." Then I + remembered how the law was first known in Hebrew and when the + Greeks had learned it how they translated the whole of it into + their own tongue,[286] and all other books besides. And again the + Romans, when they had learned it, translated the whole of it into + their own language.[287] And also all other Christian nations + translated a part of it into their languages. + + [Sidenote: Plan to translate Latin books into English] + + Therefore it seems better to me, if you agree, for us also to + translate some of the books which are most needful for all men to + know into the language which we can all understand. It shall be + your duty to see to it, as can easily be done if we have + tranquility enough,[288] that all the free-born youth now in + England, who are rich enough to be able to devote themselves to it, + be set to learn as long as they are not fit for any other + occupation, until they are well able to read English writing. And + let those afterwards be taught more in the Latin language who are + to continue learning and be promoted to a higher rank. + + [Sidenote: The translation of Pope Gregory's Pastoral Care] + + When I remembered how the knowledge of Latin had decayed through + England, and yet that many could read English writing, I began, + among other various and manifold troubles of this kingdom, to + translate into English the book which is called in Latin + _Pastoralis_, and in English _The Shepherd's Book_, sometimes word + for word, and sometimes according to the sense, as I had learned it + from Plegmund, my archbishop, and Asser, my bishop, and Grimbald, + my mass-priest, and John, my mass-priest. And when I had learned + it, as I could best understand it and most clearly interpret it, I + translated it into English. + + I will send a copy of this book to every bishopric in my kingdom, + and on each copy there shall be a clasp worth fifty mancuses.[289] + And I command in God's name that no man take the clasp from the + book, or the book from the minster.[290] It is uncertain how long + there may be such learned bishops as, thanks be to God, there now + are almost everywhere; therefore, I wish these copies always to + remain in their places, unless the bishop desires to take them with + him, or they be loaned out anywhere, or any one wishes to make a + copy of them. + + +32. Alfred's Laws + +Here are a few characteristic laws included by Alfred in the code +which he drew up on the basis of old customs and the laws of some of +the earlier Saxon kings. On the nature of the law of the early +Germanic peoples, see p. 59. + + Source--Text in Benjamin Thorpe, _The Ancient Laws and + Institutes of England_ (London, 1840), pp. 20-44 _passim_. + + If any one smite his neighbor with a stone, or with his fist, and + he nevertheless can go out with a staff, let him get him a + physician and do his work as long as he himself cannot. + + If an ox gore a man or a woman, so that they die, let it be stoned, + and let not its flesh be eaten. The owner shall not be liable if + the ox were wont to push with its horns for two or three days + before, and he knew it not; but if he knew it, and would not shut + it in, and it then shall have slain a man or a woman, let it be + stoned; and let the master be slain, or the person killed be paid + for, as the "witan"[291] shall decree to be right. + + Injure ye not the widows and the stepchildren, nor hurt them + anywhere; for if ye do otherwise they will cry unto me and I will + hear them, and I will slay you with my sword; and I will cause that + your own wives shall be widows, and your children shall be + stepchildren. + + If a man strike out another's eye, let him pay sixty shillings, + and six shillings, and six pennies, and a third part of a penny, as + 'bot.'[292] If it remain in the head, and he cannot see anything + with it, let one-third of the 'bot' be remitted. + + [Sidenote: Penalties for various crimes of violence] + + If a man strike out another's tooth in the front of his head, let + him make 'bot' for it with eight shillings; if it be the canine + tooth, let four shillings be paid as 'bot.' A man's grinder is + worth fifteen shillings. + + If the shooting finger be struck off, the 'bot' is fifteen + shillings; for its nail it is four shillings. + + If a man maim another's hand outwardly, let twenty shillings be + paid him as 'bot,' if he can be healed; if it half fly off, then + shall forty shillings be paid as 'bot.' + + +FOOTNOTES: + +[257] That is, Ethelred I., whom Alfred succeeded. + +[258] Wiltshire, on the southern coast, west of the Isle of Wight. + +[259] The same as the modern city of the name. + +[260] Mercia was one of the seven old Anglo-Saxon kingdoms. It lay +east of Wales. + +[261] This marked a radical departure in methods of fighting the +invaders. On the continent, and hitherto in England, there had been no +effort to prevent the enemy from getting into the country they +proposed to plunder. Alfred's creation of a navy was one of his wisest +acts. Although the English had by this time grown comparatively +unaccustomed to seafaring life they contrived to win their first naval +encounter with the enemy. + +[262] In Dorsetshire. + +[263] Athelney was in Somersetshire, northeast of Exeter, in the +marshes at the junction of the Tone and the Parret. + +[264] The modern Brixton Deverill, in Wiltshire, near Warminster. + +[265] In Wiltshire, a little east of Westbury. In January the Danes +had removed from Exeter to Chippenham. Edington (or Ethandune) was +eight miles from the camp at the latter place. The Danes were first +defeated in an open battle at Edington, and then forced to surrender +after a fourteen days' siege at Chippenham. + +[266] This so-called "Peace of Alfred and Guthrum" in 878 provided +only for the acceptance of Christianity by the Danish leader. It is +sometimes known as the treaty of Chippenham and is not to be confused +with the treaty of Wedmore, of a few weeks later, by which Alfred and +Guthrum divided the English country between them. The text of this +second treaty will be found in Lee's _Source-Book of English History_ +(pp. 98-99), though the introductory statement there given is somewhat +misleading. This assignment of the Danelaw to Guthrum's people may +well be compared with the yielding of Normandy to Rollo by Charles the +Simple in 911 [see p. 172]. + +[267] Ethelwerd was Alfred's fifth living child. + +[268] This was, of course, not a school in the modern sense of the +word. All that is meant is simply that young Ethelwerd, along with +sons of nobles and non-nobles, received instruction from the learned +men at the court. It had been customary before Alfred's day for the +young princes and sons of nobles to receive training at the court, but +not in letters. + +[269] This was Edward the Elder who succeeded Alfred as king and +reigned from 901 to 925. He was Alfred's eldest son. + +[270] Ælfthryth was Alfred's fourth child. She became the wife of +Baldwin II. of Flanders. + +[271] Among other labors in behalf of learning, Alfred made a +collection of the ancient epics and lyrics of the Saxon people. +Unfortunately, except in the case of the epic Beowulf, only fragments +of these have survived. Beowulf was, so far as we know, the earliest +of the Saxon poems, having originated before the migration to Britain, +though it was probably put in its present form by a Christian monk of +the eighth century. + +[272] Armorica was the name applied in Alfred's time to the region +southward from the mouth of the Seine to Brittany. + +[273] There is a good deal of independent evidence that Alfred was +peculiarly hospitable to foreigners. He delighted in learning from +them about their peoples and experiences. + +[274] The word in the original is _ministeriales_. It is not Saxon but +Franco-Latin and is an instance of the Frankish element in Asser's +vocabulary. Here, as among the Franks, the _ministeriales_ were the +officials of second-rate importance surrounding the king, the highest +being known as the _ministri_. + +[275] This comparison of the gathering of learning to the operations +of a bee in collecting honey is very common among classical writers +and also among those of the Carolingian renaissance. It occurs in +Lucretius, Seneca, Macrobius, Alcuin, and the poet Candidus. + +[276] Plegmund became archbishop of Canterbury in 890, but it is +probable that he was with Alfred some time before his election to the +primacy. + +[277] This Ethelstan was probably the person of that name who was +consecrated bishop of Ramsbury in 909. + +[278] From another document it appears that Werwulf was a friend of +Bishop Werfrith in Mercia before either took up residence at Alfred's +court. + +[279] In Chap. 104 of Asser's biography the _capellani_ are described +as supplying the king with candles, by whose burning he measured time. +The word _capellanus_ is of pure Frankish origin and was originally +applied to the clerks (_clerici capellani_) who were charged with the +custody of the cope (_cappa_) of St. Martin, which was kept in the +_capella_. From this the term _capella_ came to mean a room especially +devoted to religious uses, that is, a chapel. It was used in this +sense as early as 829 in Frankland. Whether by _capellanus_ Asser +meant mere clerks, or veritable "chaplains" in the later sense, cannot +be known, though his usage was probably the latter. + +[280] Chapter 87 of Asser informs us that Alfred mastered the art of +reading in the year 887. + +[281] Grimbald came from the Flemish monastery of St. Bertin at St. +Omer. He was recommended to Alfred by Fulco, archbishop of Rheims, who +had once been abbot of St. Bertin. We do not know in what year +Grimbald went to England, though there is some evidence that it was +not far from 887. + +[282] John the Old Saxon is mentioned by Alfred as his mass-priest. It +is probable that he came from the abbey of Corbei on the upper Weser. +Not much is known about the man, but if he was as learned as Asser +says he was, he must have been a welcome addition to Alfred's group of +scholars particularly as the language which he used was very similar +to that of the West Saxons in England. + +[283] That is, south of the Humber. + +[284] The service of the Church. + +[285] They were written, of course, in Latin. + +[286] By the middle of the third century A.D. as many as three +different translations of the Old Testament into Greek had been +made--those of Aquila, Theodotion, and Symmochus. These eventually +took fixed shape in the so-called Septuagint version of the Old +Testament. + +[287] About the year 385 St. Jerome revised the older Latin +translation of the New Testament and translated the Old Testament +directly from the Hebrew. This complete version gradually superseded +all others for the whole Latin-reading Church, being known as the +"Vulgate," that is, the version commonly accepted. It was in the form +of the Vulgate that the Scriptures were known to the Saxons and all +other peoples of western Europe. + +[288] In other words, sufficient relief from the Danish incursions. + +[289] The _mancus_ was a Saxon money value equivalent to a mark. + +[290] A minster was a church attached to a monastery. + +[291] The witan was the gathering of "wisemen"--members of the royal +family, high officials in the Church, and leading nobles--about the +Anglo-Saxon king to assist in making ordinances and supervising the +affairs of state. + +[292] Compensation rendered to an injured person. + + + + +CHAPTER XII. + +THE ORDEAL + + +33. Tests by Hot Water, Cold Water, and Fire + +Among the early Germans the settling of disputes and the testing of +the guilt or innocence of an accused person were generally +accomplished through the employment of one or both of two very +interesting judicial practices--compurgation and the ordeal. According +to the German conception of justice, when one person was accused of +wrongdoing by another and chose to defend himself, he was not under +obligation to prove directly that he did not commit the alleged +misdeed; rather it was his business to produce, if he could, a +sufficient number of persons who would take oath that they believed +the accused to be a trustworthy man and that he was telling the truth +when he denied that he was guilty. The persons brought forward to take +this oath were known as compurgators, or "co-swearers," and the legal +act thus performed was called compurgation. The number of compurgators +required to free a man was usually from seven to twelve, though it +varied greatly among different tribes and according to the rank of the +parties involved. Naturally they were likely to be relatives or +friends of the accused man, though it was not essential that they be +such. It was in no wise expected that they be able to give facts or +evidence regarding the case; in other words, they were not to serve at +all as witnesses, such as are called in our courts to-day. + +If the accused succeeded in producing the required number of +compurgators, and they took the oath in a satisfactory manner, the +defendant was usually declared to be innocent and the case was +dropped. If, however, the compurgators were not forthcoming, or there +appeared some irregularity in their part of the procedure, resort +would ordinarily be had to the ordeal. The ordeal was essentially an +appeal to the gods for decision between two contending parties. It +was based on the belief that the gods would not permit an innocent +person to suffer by reason of an unjust accusation and that when the +opportunity was offered under certain prescribed conditions the divine +power would indicate who was in the right and who in the wrong. The +ordeal, having its origin far back in the times when the Germans were +pagans and before their settlements in the Roman Empire, was retained +in common usage after the Christianizing and civilizing of the +barbarian tribes. The administering of it simply passed from the old +pagan priests to the Christian clergy, and the appeals were directed +to the Christian's God instead of to Woden and Thor. Under Christian +influence, the wager of battle (or personal combat to settle judicial +questions), which had been exceedingly common, was discouraged as much +as possible, and certain new modes of appeal to divine authority were +introduced. Throughout the earlier Middle Ages the chief forms of the +ordeal were: (1) the ordeal by walking through fire; (2) the ordeal by +hot iron, in which the accused either carried a piece of hot iron a +certain distance in his hands or walked barefoot over pieces of the +same material; (3) the ordeal by hot water, in which the accused was +required to plunge his bared arm into boiling water and bring forth a +stone or other object from the bottom; (4) the ordeal by cold water, +in which the accused was thrown, bound hand and foot, into a pond or +stream, to sink if he were innocent, to float if he were guilty; (5) +the ordeal of the cross, in which the accuser and accused stood with +arms outstretched in the form of a cross until one of them could +endure the strain of the unnatural attitude no longer; (6) the ordeal +of the sacrament, in which the accused partook of the sacrament, the +idea being that divine vengeance would certainly fall upon him in so +doing if he were guilty; (7) the ordeal of the bread and cheese, in +which the accused, made to swallow morsels of bread and cheese, was +expected to choke if he were guilty; and (8) the judicial combat, +which was generally reserved for freemen, and which, despite the +opposition of the Church, did not die out until the end of the +mediæval period. + +The three passages quoted below illustrate, respectively, the ordeal +by hot water, by cold water, and by fire. The first (a) is a story +told by the Frankish historian Gregory of Tours [see p. 46]. The +second (b) is an explanation of the cold water ordeal written by +Hincmar, an archbishop of Rheims in the ninth century. The third (c) +is an account, by Raymond of Agiles, of how Peter Bartholomew was put +to the test by the ordeal of fire. This incident occurred at Antioch +during the first crusade. Peter Bartholomew had just discovered a +lance which he claimed was the one thrust into the side of Christ at +the crucifixion and, some of the crusaders being skeptical as to the +genuineness of the relic, the discoverer was submitted to the ordeal +by fire to test the matter. + + Sources--(a) Gregorius Episcopus Turonensis, _Libri + Miraculorum_ [Gregory of Tours, "Books of Miracles"], Chap. + 80. Text in _Monumenta Germaniæ Historica, Scriptores + Merovingicarum_, Vol. I., p. 542. Translated by Arthur C. + Howland in _Univ. of Pa. Translations and Reprints_, Vol. IV., + No. 4, pp. 10-11. + + (b) Hincmari Archiepiscopi Rhemensis, _De divortio Lotharii + regis et Tetbergæ reginæ_ [Hincmar, Archbishop of Rheims, "The + Divorce of King Lothair and Queen Teutberga"], Chap. 6. Text + in Migne, _Patroligiæ Cursus Completus_, Second Series, Vol. + CXXV., cols. 668-669. Translated by Arthur C. Howland, _ibid_. + + (c) Raimundus de Agiles, _Historia Francorum qui ceperunt + Jerusalem_ [Raimond of Agiles, "History of the Franks who + captured Jerusalem"], Chap. 18. Text in Migne, _Patrologiæ + Cursus Completus_, Second Series, Vol. CLV., cols. 619-621. + + [Sidenote: A challenge to the ordeal by hot water] + + [Sidenote: Preparations for the ordeal] + + [Sidenote: Result of the ordeal] + + An Arian presbyter, disputing with a deacon of our religion, made + venomous assertions against the Son of God and the Holy Ghost, as + is the habit of that sect.[293] But when the deacon had discoursed + a long time concerning the reasonableness of our faith, and the + heretic, blinded by the fog of unbelief, continued to reject the + truth (according as it is written, "Wisdom shall not enter the + mind of the wicked") the former said: "Why weary ourselves with + long discussions? Let acts demonstrate the truth. Let a kettle be + heated over the fire and some one's ring be thrown into the boiling + water. Let him who shall take it from the heated liquid be approved + as a follower of the truth, and afterwards let the other party be + converted to the knowledge of this truth. And do thou understand, O + heretic, that this our party will fulfill the conditions with the + aid of the Holy Ghost; thou shalt confess that there is no + inequality, no dissimilarity, in the Holy Trinity." The heretic + consented to the proposition and they separated, after appointing + the next morning for the trial. But the fervor of faith in which + the deacon had first made this suggestion began to cool through the + instigation of the enemy [i.e., Satan]. Rising with the dawn, he + bathed his arm in oil and smeared it with ointment. But + nevertheless he made the round of the sacred places and called in + prayer on the Lord. What more shall I say? About the third hour + they met in the market place. The people came together to see the + show. A fire was lighted, the kettle was placed upon it, and when + it grew very hot the ring was thrown into the boiling water. The + deacon invited the heretic to take it out of the water first. But + he promptly refused, saying, "Thou who didst propose this trial art + the one to take it out." The deacon, all of a tremble, bared his + arm. And when the heretic presbyter saw it besmeared with ointment + he cried out: "With magic arts thou hast thought to protect + thyself, that thou hast made use of these salves, but what thou + hast done will not avail." While they were thus quarreling, there + came up a deacon from Ravenna named Iacinthus, who inquired what + the trouble was about. When he learned the truth, he drew his arm + out from under his robe at once and plunged his right hand into the + kettle. Now the ring that had been thrown in was a little thing and + very light, so that it was tossed about by the water as chaff would + be blown about by the wind; and, searching for it a long time, he + found it after about an hour. Meanwhile the flame beneath the + kettle blazed up mightily, so that the greater heat might make it + difficult for the ring to be followed by the hand; but the deacon + extracted it at length and suffered no harm, protesting rather that + at the bottom the kettle was cold while at the top it was just + pleasantly warm. When the heretic beheld this, he was greatly + confused and audaciously thrust his hand into the kettle saying, + "My faith will aid me." As soon as his hand had been thrust in, all + the flesh was boiled off the bones clear up to the elbow. And so + the dispute ended. + + [Sidenote: How the ordeal of cold water is to be conducted] + + (b) + + Now the one about to be examined is bound by a rope and cast into + the water because, as it is written, "each one shall be holden with + the cords of his iniquity." And it is manifest that he is bound for + two reasons, namely, that he may not be able to practice any fraud + in connection with the judgment, and that he may be drawn out at + the right time if the water should receive him as innocent, so that + he perish not. For as we read that Lazarus, who had been dead four + days (by whom is signified each one buried under a load of crimes), + was buried wrapped in bandages and, bound by the same bands, came + forth from the sepulchre at the word of the Lord and was loosed by + the disciples at His command; so he who is to be examined by this + judgment is cast into the water bound, and is drawn forth again + bound, and is either immediately set free by the decree of the + judges, being purged, or remains bound until the time of his + purgation and is then examined by the court.... And in this ordeal + of cold water whoever, after the invocation of God, who is the + Truth, seeks to hide the truth by a lie, cannot be submerged in the + waters above which the voice of the Lord God has thundered; for the + pure nature of the water recognizes as impure, and therefore + rejects as inconsistent with itself, such human nature as has once + been regenerated by the waters of baptism and is again infected by + falsehood. + + [Sidenote: Preparations for the ordeal by fire] + + (c) + + All these things were pleasing to us and, having enjoined on him a + fast, we declared that a fire should be prepared upon the day on + which the Lord was beaten with stripes and put upon the cross for + our salvation. And the fourth day thereafter was the day before the + Sabbath. So when the appointed day came round, a fire was prepared + after the noon hour. The leaders and the people to the number of + 60,000 came together. The priests were there also with bare feet, + clothed in ecclesiastical garments. The fire was made of dry olive + branches, covering a space thirteen feet long; and there were two + piles, with a space about a foot wide between them. The height of + these piles was four feet. Now when the fire had been kindled so + that it burned fiercely, I, Raimond, in the presence of the whole + multitude, said: "If Omnipotent God has spoken to this man face to + face, and the blessed Andrew has shown him our Lord's lance while + he was keeping his vigil,[294] let him go through the fire + unharmed. But if it is false, let him be burned, together with the + lance, which he is to carry in his hand." And all responded on + bended knees, "Amen." + + [Sidenote: Peter Bartholomew passes through the flames] + + The fire was growing so hot that the flames shot up thirty cubits + high into the air and scarcely any one dared approach it. Then + Peter Bartholomew, clothed only in his tunic and kneeling before + the bishop of Albar,[295] called God to witness that "he had seen + Him face to face on the cross, and that he had heard from Him those + things above written."... Then, when the bishop had placed the + lance in his hand, he knelt and made the sign of the cross and + entered the fire with the lance, firm and unterrified. For an + instant's time he paused in the midst of the flames, and then by + the grace of God passed through.... But when Peter emerged from the + fire so that neither his tunic was burned nor even the thin cloth + with which the lance was wrapped up had shown any sign of damage, + the whole people received him, after he had made over them the sign + of the cross with the lance in his hand and had cried, "God help + us!" All the people, I say, threw themselves upon him and dragged + him to the ground and trampled on him, each one wishing to touch + him, or to get a piece of his garment, and each thinking him near + some one else. And so he received three or four wounds in the legs + where the flesh was torn away, his back was injured, and his sides + bruised. Peter had died on the spot, as we believe, had not Raimond + Pelet, a brave and noble soldier, broken through the wild crowd + with a band of friends and rescued him at the peril of their + lives.... After this, Peter died in peace at the hour appointed to + him by God, and journeyed to the Lord; and he was buried in the + place where he had carried the lance of the Lord through the + fire.[296] + + +FOOTNOTES: + +[293] The principal difference between Arian and orthodox Christians +arose out of the much discussed problem as to whether Jesus was of the +same substance as God and co-eternal with Him. The Arians maintained +that while Jesus was truly the Son of God, He must necessarily have +been inferior to the Father, else there would be two gods. Arianism +was formally condemned by the Council of Nicaea in 325, but it +continued to be the prevalent belief in many parts of the Roman +Empire; and when the Germans became Christians, it was Christianity of +the Arian type (except in the case of the Franks) that they +adopted--because it happened to be this creed that the missionaries +carried to them. The Franks became orthodox Christians, which in part +explains their close relations with the papacy in the earlier Middle +Ages [see p. 50]. Of course Gregory of Tours, who relates the story of +the Arian presbyter, as a Frank, was a hater of Arianism, and +therefore we need not be surprised at the expressions of contempt +which he employs in referring to "the heretic." + +[294] The story as told by Raimond of Agiles was that Peter +Bartholomew had been visited by Andrew the Apostle, who had revealed +to him the spot where the lance lay buried beneath the Church of St. +Peter in Antioch. + +[295] Albar, or Albara, was a town southeast of Antioch, beyond the +Orontes. + +[296] Owing to Peter's early death after undergoing the ordeal, a +serious controversy arose as to whether he had really passed through +it without injury from the fire. His friends ascribed his death to the +wounds he had received from the enthusiastic crowd, but his enemies +declared that he died from burns. + + + + +CHAPTER XIII. + +THE FEUDAL SYSTEM + + +34. Older Institutions Involving Elements of Feudalism + +The history of the feudal system in Europe makes up a very large part +of the history of the Middle Ages, particularly of the period between +the ninth and the fourteenth centuries. This is true because +feudalism, in one way or another, touched almost every phase of the +life of western Europe during this long era. More than anything else, +it molded the conditions of government, the character and course of +war, the administration of justice, the tenure of land, the manner of +everyday life, and even the relations of the Church with sovereigns +and people. "Coming into existence," says a French historian, "in the +obscure period that followed the dissolution of the Carolingian +empire, the feudal régime developed slowly, without the intervention +of a government, without the aid of a written law, without any general +understanding among individuals; rather only by a gradual +transformation of customs, which took place sooner or later, but in +about the same way, in France, Italy, Christian Spain, and Germany. +Then, toward the end of the eleventh century, it was transplanted into +England and into southern Italy, in the twelfth and thirteenth into +the Latin states of the East, and beginning with the fourteenth into +the Scandinavian countries. This régime, established thus not +according to a general plan but by a sort of natural growth, never had +forms and usages that were everywhere the same. It is impossible to +gather it up into a perfectly exact picture, which would not be in +contradiction to several cases."[297] + +The country in which feudalism reached its fullest perfection was +France and most of the passages here given to illustrate the subject +have to do with French life and institutions. In France, speaking +generally, feudalism took shape during the ninth and tenth centuries, +developed steadily until the thirteenth, and then slowly declined, +leaving influences on society which have not yet all disappeared. When +the system was complete--say by the tenth century--we can see in it +three essential elements which may be described as the personal, the +territorial, and the governmental. The personal element, in brief, was +the relation between lord and vassal under which the former gave +protection in return for the latter's fidelity. The territorial +element was the benefice, or fief, granted to the vassal by the lord +to be used on certain conditions by the former while the title to it +remained with the latter. The governmental element was the rights of +jurisdiction over his fief usually given by a lord to his vassal, +especially if the fief were an important one. At one time it was +customary to trace back all these features of the feudal system to the +institutions of Rome. Later it became almost as customary to trace +them to the institutions of the early Germans. But recent scholarship +shows that it is quite unnecessary, in fact very misleading, to +attempt to ascribe them wholly to either Roman or German sources, or +even to both together. All that we can say is that in the centuries +preceding the ninth these elements all existed in the society of +western Europe and that, while something very like them ran far back +into old Roman and German times, they existed in sixth and seventh +century Europe primarily because conditions were then such as to +_demand_ their existence. Short extracts to illustrate the most +important of these old feudal elements are given below. It should +constantly be borne in mind that no one of these things--whether +vassalage, the benefice, or the immunity--was in itself feudalism. +Most of them could, and did, exist separately, and it was only when +they were united, as commonly became the case in the ninth and tenth +centuries, that the word feudalism can properly be brought into use, +and then only as applied to the complete product. + +(1) VASSALAGE + +For the personal element in feudalism it is possible to find two +prototypes, one Roman and the other German. The first was the +institution of the later Empire known as the _patrocinium_--the +relation established between a powerful man (patron) and a weak one +(client) when the latter pledged himself to perform certain services +for the former in return for protection. The second was the German +_comitatus_--a band of young warriors who lived with a prince or noble +and went on campaigns under his leadership. The _patrocinium_ +doubtless survived in Roman Gaul long after the time of the Frankish +invasion, but it is not likely that the _comitatus_ ever played much +part in that country. It seems that, with the exception of the king, +the Frankish men of influence did not have bands of personal followers +after the settlement on Roman soil. But, wholly aside from earlier +practices, the conditions which the conquest, and the later struggles +of the rival kings, brought about made it still necessary for many men +who could not protect themselves or their property to seek the favor +of some one who was strong enough to give them aid. The name which +came to be applied to the act of establishing this personal relation +was _commendation_. The man who promised the protection was the lord, +and the man who pledged himself to serve the lord and be faithful to +him was the _homo_, after the eighth century known as the vassal +(_vassus_). In the eighth century, when the power of the Merovingian +kings was ebbing away and the people were left to look out for +themselves, large numbers entered into the vassal relation; and in the +ninth century, when Carolingian power was likewise running low and the +Northmen, Hungarians, and Saracens were ravaging the country, scarcely +a free man was left who did not secure for himself the protection of a +lord. The relation of vassalage was first recognized as legal in the +capitularies of Charlemagne. Here is a Frankish formula of +commendation dating from the seventh century--practically a blank +application in which the names of the prospective lord and vassal +could be inserted as required. + + Source--Eugene de Rozière, _Recueil Général des Formules + usitées dans l'Empire des Francs du Ve au Xe siècle_ + ["General Collection of Formulae employed in the Frankish + Empire from the Fifth to the Tenth Century"], Vol. I., p. 69. + Translated by Edward P. Cheyney in _Univ. of Pa. Translations + and Reprints_, Vol. IV., No. 3, pp. 3-4. + + To that magnificent lord ----, I, ----. Since it is well known to + all how little I have wherewith to feed and clothe myself, I have + therefore petitioned your piety, and your good-will has decreed to + me, that I should hand myself over, or commend myself, to your + guardianship, which I have thereupon done; that is to say, in this + way, that you should aid and succor me, as well with food as with + clothing, according as I shall be able to serve you and deserve it. + + And so long as I shall live I ought to provide service and honor to + you, compatible with my free condition;[298] and I shall not, + during the time of my life, have the right to withdraw from your + control or guardianship; but must remain during the days of my life + under your power or defense. Wherefore it is proper that if either + of us shall wish to withdraw himself from these agreements, he + shall pay ---- shillings to the other party, and this agreement + shall remain unbroken.[299] + + (Wherefore it is fitting that they should make or confirm between + themselves two letters drawn up in the same form on this matter; + which they have thus done.) + +(2) THE BENEFICE + +The benefice, or grant of land to a vassal by a lord, by the Church, +or by the king, had its origin among the Franks in what were known as +the _precaria_ of the Church. At the time of the Frankish settlement +in Gaul, it was quite customary for the Church to grant land to men in +answer to _preces_ ("prayers," or requests), on condition that it +might be recalled at any time and that the temporary holder should be +unable to enforce any claims as against the owner. For the use of such +land a small rent in money, in produce, or in service was usually +paid. This form of tenure among the Franks was at first restricted to +church lands, but by the eighth century lay owners, even the king +himself, had come to employ it. The term _precarium_ dropped out of +use and all such grants, by whomsoever made, came to be known as +benefices ("benefits," or "favors"). The ordinary vassal might or +might not once have had land in his own name, but if he had such he +was expected to give over the ownership of it to his lord and receive +it back as a benefice to be used on certain prescribed conditions. In +time it became common, too, for lords to grant benefices out of their +own lands to landless vassals. A man could be a vassal without having +a benefice, but rarely, at least after the eighth century, could he +have a benefice without entering into the obligations of vassalage. +Benefices were at first granted by the Church with the understanding +that they might be recalled at any time; later they were granted by +Church, kings, and seigniors for life, or for a certain term of years; +and finally, in the ninth and tenth centuries, they came generally to +be regarded as hereditary. By the time the hereditary principle had +been established, the name "fief" (_feodum_, _feudum_--whence our word +feudal) had supplanted the older term "benefice." The tendency of the +personal element of vassalage and the territorial element of the +benefice, or fief, to merge was very strong, and by the tenth century +nearly every vassal was also a fief-holder. The following formulæ +belong to the seventh century. The first (a) is for the grant of lands +to a church or monastery; the second (b) for their return to the +grantor as a _precarium_--or what was known a century later as a +benefice. + + Source--Eugène de Rozière, _Recueil Général des Formules_, + Vol. I., p. 473. Translated by E. P. Cheyney in _Univ. of Pa. + Translations and Reprints_, Vol. IV., No. 3, pp. 6-8. + + [Sidenote: Description of property yielded to a church or + monastery] + + [Sidenote: Terms of the contract] + + [Sidenote: Penalty for faithlessness] + + (a) + + I, ----, in the name of God. I have settled in my mind that I + ought, for the good of my soul, to make a gift of something from my + possessions, which I have therefore done. And this is what I hand + over, in the district named ----, in the place of which the name is + ----, all those possessions of mine which there my father left me + at his death, and which, as against my brothers, or as against my + co-heirs, the lot legitimately brought me in the division,[300] or + those which I was able afterward to add to them in any way, in + their whole completeness, that is to say, the courtyard with its + buildings, with slaves, houses, lands (cultivated and + uncultivated), meadows, woods, waters, mills, etc. These, as I have + said before, with all the things adjacent or belonging to them, I + hand over to the church, which was built in honor of Saint ----, to + the monastery which is called ----, where the Abbot ---- is + acknowledged to rule regularly over God's flock. On these + conditions: that so long as life remains in my body, I shall + receive from you as a benefice for usufruct the possessions above + described, and the due payment I will make to you and your + successors each year, that is ---- [amount named]. And my son shall + have the same possessions for the days of his life, and shall make + the above-named payment; and if my children should survive me, they + shall have the same possessions during the days of their lives and + shall make the same payment; and if God shall give me a son from a + legitimate wife, he shall have the same possessions for the days of + his life only, after the death of whom the same possessions, with + all their improvements, shall return to your hands to be held + forever; and if it should be my chance to beget sons from a + legitimate marriage, these shall hold the same possessions after my + death, making the above-named payment, during the time of their + lives. If not, however, after my death, without subterfuge of any + kind, by right of your authority, the same possessions shall revert + to you, to be retained forever. If any one, however (which I do not + believe will ever occur)--if I myself, or any other person--shall + wish to violate the firmness and validity of this grant, the order + of truth opposing him, may his falsity in no degree succeed; and + for his bold attempt may he pay to the aforesaid monastery double + the amount which his ill-ordered cupidity has been prevented from + abstracting; and moreover let him be indebted to the royal + authority for ---- solidi of gold; and, nevertheless, let the + present charter remain inviolate with all that it contains, with + the witnesses placed below. + + Done in ----, publicly, those who are noted below being present, or + the remaining innumerable multitude of people. + + [Sidenote: The property again described] + + [Sidenote: Returned to the original owner to be used by him] + + (b) + + In the name of God, I, Abbot ----, with our commissioned brethren. + Since it is not unknown how you, ----, by the suggestion of divine + exhortation, did grant to ---- [monastery named], to the church + which is known to be constructed in honor of Saint ----, where we + by God's authority exercise our pastoral care, all your possessions + which you seemed to have in the district named, in the vill + [village] named, which your father on his death bequeathed to you + there, or which by your own labor you were able to gain there, or + which, as against your brother or against ----, a co-heir, a just + division gave you, with courtyard and buildings, gardens and + orchards, with various slaves, ---- by name, houses, lands, + meadows, woods (cultivated and uncultivated), or with all the + dependencies and appurtenances belonging to it, which it would be + extremely long to enumerate, in all their completeness; but + afterwards, at your request, it has seemed proper to us to cede to + you the same possessions to be held for usufruct; and you will not + neglect to pay at annual periods the due _census_ [i.e., the + rental] hence, that is ---- [amount named]. And if God should give + you a son by your legal wife, he shall have the same possessions + for the days of his life only, and shall not presume to neglect the + above payment, and similarly your sons which you are seen to have + at present, shall do for the days of their lives; after the death + of whom, all the possessions above-named shall revert to us and + our successors perpetually. Moreover, if no sons shall have been + begotten by you, immediately after your death, without any harmful + contention, the possessions shall revert to the rulers or guardians + of the above-named church, forever. Nor may any one, either + ourselves or our successors, be successful in a rash attempt + inordinately to destroy these agreements, but just as the time has + demanded in the present _precaria_, may that be sure to endure + unchanged which we, with the consent of our brothers, have decided + to confirm. + + Done in ----, in the presence of ---- and of others whom it is not + worth while to enumerate. [Seal of the same abbot who has ordered + this _precaria_ to be made.] + +(3) THE IMMUNITY + +The most important element in the governmental phase of feudalism was +what was known as the immunity. In Roman law immunity meant exemption +from taxes and public services and belonged especially to the lands +owned personally by the emperors. Such exemptions were, however, +sometimes allowed to the lands of imperial officers and of men in +certain professions, and in later times to the lands held by the +Church. How closely this Roman immunity was connected with the feudal +immunity of the Middle Ages is not clear. Doubtless the institution +survived in Gaul, especially on church lands, long after the Frankish +conquest. It is best, however, to look upon the typical Frankish +immunity as of essentially independent origin. From the time of +Clovis, the kings were accustomed to make grants of the sort to +land-holding abbots and bishops, and by the time of Charlemagne nearly +all such prelates had been thus favored. But such grants were not +confined to ecclesiastics. Even in the seventh and eighth centuries +lay holders of royal benefices often received the privileges of the +immunity also. Speaking generally, the immunity exempted the lands to +which it applied from the jurisdiction of the local royal officials, +especially of the counts. The lands were supposed to be none the less +ultimately subject to the royal authority, but by the grant of +immunity the sovereign took their financial and judicial +administration from the counts, who would ordinarily have charge, and +gave it to the holders of the lands. The counts were forbidden to +enter the specified territories to collect taxes or fines, hold +courts, and sometimes even to arrange for military service. The +layman, or the bishop, or the abbot, who held the lands performed +these services and was responsible only to the crown for them. The +king's chief object in granting the immunity was to reward or win the +support of the grantees and to curtail the authority of his local +representatives, who in many cases threatened to become too powerful +for the good of the state; but by every such grant the sovereign +really lost some of his own power, and this practice came to be in no +small measure responsible for the weakness of monarchy in feudal +times. + +The first of the extracts below (a) is a seventh-century formula for +the grant of an immunity by the king to a bishop. The second (b) is a +grant made by Charlemagne, in 779, confirming an old immunity enjoyed +by the monastery at Châlons-sur-Saône. + + Sources--(a) Text in _Monumenta Germaniæ Historica, Legum + Sectio V., Formulæ_, Part I., pp. 43-44. + + (b) Text in _Monumenta Germaniæ Historica, Leges_ (Pertz ed.), + Vol. II., p. 287. Adapted from translation in Ephraim Emerton, + _Introduction to the Study of the Middle Ages_ (new ed., + Boston, 1903), p. 246. + + [Sidenote: A formula for a grant of immunity] + + (a) + + We believe that we give our royal authority its full splendor if, + with benevolent intentions, we bestow upon churches--or upon any + persons--the favors which they merit, and if, with the aid of God, + we give a written assurance of the continuance of these favors. We + wish, then, to make known that at the request of a prelate, lord of + ---- [the estate named] and bishop of ---- [the church named], we + have accorded to him, for the sake of our eternal salvation, the + following benefits: that in the domains of the bishop's church, + both those which it possesses to-day and those which by God's grace + it may later acquire, no public official shall be permitted to + enter, either to hold courts or to exact fines, on any account; but + let these prerogatives be vested in full in the bishop and his + successors. We ordain therefore that neither you nor your + subordinates,[301] nor those who come after you, nor any person + endowed with a public office, shall ever enter the domains of that + church, in whatever part of our kingdom they may be situated, + either to hold trials or to collect fines. All the taxes and other + revenues which the royal treasury has a right to demand from the + people on the lands of the said church, whether they be freemen or + slaves, Romans or barbarians, we now bestow on the said church for + our future salvation, to be used by the officials of the church + forever for the best interests of the church. + + (b) + + Charles, by the grace of God King of the Franks and Lombards and + Patrician of the Romans, to all having charge of our affairs, both + present and to come: + + By the help of the Lord, who has raised us to the throne of this + kingdom, it is the chief duty of our clemency to lend a gracious + ear to the need of all, and especially ought we devoutly to regard + that which we are persuaded has been granted by preceding kings to + church foundations for the saving of souls, and not to deny fitting + benefits, in order that we may deserve to be partakers of the + reward, but to confirm them in still greater security. + + [Sidenote: The old immunity enjoyed by the monastery at Châlons] + + Now the illustrious Hubert, bishop and ruler of the church of St. + Marcellus, which lies below the citadel of Châlons,[302] where the + precious martyr of the Lord himself rests in the body, has brought + it to the attention of our Highness that the kings who preceded us, + or our lord and father of blessed memory, Pepin, the preceding + king, had by their charters granted complete immunities to that + monastery, so that in the towns or on the lands belonging to it no + public judge, nor any one with power of hearing cases or exacting + fines, or raising sureties, or obtaining lodging or entertainment, + or making requisitions of any kind, should enter. + + Moreover, the aforesaid bishop, Hubert, has presented the original + charters of former kings, together with the confirmations of them, + to be read by us, and declares the same favors to be preserved to + the present day; but desiring the confirmation of our clemency, he + prays that our authority may confirm this grant anew to the + monastery. + + [Sidenote: =The immunity confirmed=] + + Wherefore, having inspected the said charters of former kings, we + command that neither you, nor your subordinates, nor your + successors, nor any person having judicial powers, shall presume to + enter into the villages which may at the present time be in + possession of that monastery, or which hereafter may have been + bestowed by God-fearing men [or may be about to be so + bestowed].[303] Let no public officer enter for the hearing of + cases, or for exacting fines, or procuring sureties, or obtaining + lodging or entertainment, or making any requisitions; but in full + immunity, even as the favor of former kings has been continued down + to the present day, so in the future also shall it, through our + authority, remain undiminished. And if in times past, through any + negligence of abbots, or luke-warmness of rulers, or the + presumption of public officers, anything has been changed or taken + away, removed or withdrawn, from these immunities, let it, by our + authority and favor, be restored. And, further, let neither you nor + your subordinates presume to infringe upon or violate what we have + granted. + + [Sidenote: Penalties for its violation] + + But if there be any one, _dominus_,[304] _comes_ [count], + _domesticus_,[305] _vicarius_,[306] or one vested with any judicial + power whatsoever, by the indulgence of the good or by the favor of + pious Christians or kings, who shall have presumed to infringe upon + or violate these immunities, let him be punished with a fine of six + hundred _solidi_,[307] two parts to go to the library of this + monastery, and the third part to be paid into our treasury, so that + impious men may not rejoice in violating that which our ancestors, + or good Christians, may have conceded or granted. And whatever our + treasury may have had a right to expect from this source shall go + to the profit of the men of this church of St. Marcellus the + martyr, to the better establishment of our kingdom and the good of + those who shall succeed us. + + And that this decree may firmly endure we have ordered it to be + confirmed with our own hand under our seal. + + +35. The Granting of Fiefs + +The most obvious feature of feudalism was a peculiar divided tenure of +land under which the title was vested in one person and the use in +another. The territorial unit was the fief, which in extent might be +but a few acres, a whole county, or even a vast region like Normandy +or Burgundy. Fiefs were granted to vassals by contracts which bound +both grantor and grantee to certain specific obligations. The two +extracts below are examples of the records of such feudal grants, +bearing the dates 1167 and 1200 respectively. It should be remembered, +however, that fiefs need not necessarily be land. Offices, payments of +money, rights to collect tolls, and many other valuable things might +be given by one man to another as fiefs in just the same way that land +was given. Du Cange, in his _Glossarium Mediæ et Infimæ Latinitatis_, +mentions eighty-eight different kinds of fiefs, and it has been said +that this does not represent more than one-fourth of the total number. +Nevertheless, the typical fief consisted of land. The term might +therefore be defined in general as the land for which the vassal, or +hereditary possessor, rendered to the lord, or hereditary proprietor, +services of a special character which were considered honorable, such +as military aid and attendance at courts. + + Sources--(a) Nicolas Brussel, _Nouvel Examen de l'Usage + général des Fiefs en France pendant le XI, le XII, le XIII, et + le XIVe Siècle_ ["New Examination of the Customs of Fiefs in + the 11th, the 12th, the 13th, and the 14th Century"], Paris, + 1727, Vol. I., p. 3, note. Translated by Edward P. Cheyney in + _Univ. of Pa. Translations and Reprints_, Vol. IV., No. 3, pp. + 15-16. + + (b) Maximilien Quantin, _Recueil de Pièces du XIIIe Siècle_ + ["Collection of Documents of the Thirteenth Century"], + Auxerre, 1873, No. 2, pp. 1-2. Translated by Cheyney, _ibid._ + + [Sidenote: The count of Champagne grants a fief to the bishop of + Beauvais] + + (a) + + In the name of the Holy and Undivided Trinity, Amen. I, Louis,[308] + by the grace of God king of the French, make known to all present + as well as to come, that at Mante in our presence, Count Henry of + Champagne[309] conceded the fief of Savigny to Bartholomew, bishop + of Beauvais,[310] and his successors. And for that fief the said + bishop has made promise and engagement for one knight and justice + and service to Count Henry;[311] and he also agreed that the + bishops who shall come after him will do likewise. In order that + this may be understood and known to posterity we have caused the + present charter to be attested by our seal. Done at Mante, in the + year of the Incarnate Word, 1167; present in our palace those whose + names and seals are appended: seal of Thiebault, our steward; seal + of Guy, the butler; seal of Matthew, the chamberlain; seal of + Ralph, the constable. Given by the hand of Hugh, the chancellor. + + [Sidenote: A grant by Count Thiebault] + + (b) + + I, Thiebault, count palatine of Troyes,[312] make known to those + present and to come that I have given in fee[313] to Jocelyn + d'Avalon and his heirs the manor which is called Gillencourt,[314] + which is of the castellanerie[315] of La Ferté-sur-Aube; and + whatever the same Jocelyn shall be able to acquire in the same + manor I have granted to him and his heirs in enlargement of that + fief. I have granted, moreover, to him that in no free manor of + mine will I retain men who are of this gift.[316] The same Jocelyn, + moreover, on account of this has become my liege man, saving, + however, his allegiance to Gerad d'Arcy, and to the lord duke of + Burgundy, and to Peter, count of Auxerre.[317] Done at Chouaude, by + my own witness, in the year of the Incarnation of our Lord 1200, in + the month of January. Given by the hand of Walter, my chancellor. + + +36. The Ceremonies of Homage and Fealty + +The personal relation between lord and vassal was established by the +double ceremony of homage and fealty. Homage was the act by which the +vassal made himself the man (_homo_) of the lord, while fealty was the +oath of fidelity to the obligations which must ordinarily be assumed +by such a man. The two were really distinct, though because they +almost invariably went together they finally became confounded in the +popular mind. The details of the ceremonies varied much in different +times and places, but, in general, when homage was to be performed, +the prospective vassal presented himself before his future seigneur +bareheaded and without arms; knelt, placed his hands in those of the +seigneur, and declared himself his man; then he was kissed by the +seigneur and lifted to his feet. In the act of fealty, the vassal +placed his hand upon sacred relics, or upon the Bible, and swore +eternal faithfulness to his seigneur. The so-called "act of +investiture" generally followed, the seigneur handing over to the +vassal a bit of turf, a stick, or some other object symbolizing the +transfer of the usufruct of the property in question. The whole +process was merely a mode of establishing a binding contract between +the two parties. Below we have: (_a_) a mediæval definition of homage, +taken from the customary law of Normandy; (_b_) an explanation of +fealty, given in an old English law-book; (_c_) a French chronicler's +account of the rendering of homage and fealty to the count of Flanders +in the year 1127; and (_d_) a set of laws governing homage and fealty, +written down in a compilation of the ordinances of Saint Louis (king +of France, 1226-1270), but doubtless showing substantially the +practice in France for a long time before King Louis's day. + + Sources--(a) _L'Ancienne Coutume de Normandie_ ["The Old + Custom of Normandy"], Chap. 29. + + (b) Sir Thomas Lyttleton, _Treatise of Tenures in French and + English_ (London, 1841), Bk. II., Chap. 2, p. 123. + + (c) Galbert de Bruges, _De Multro, Traditione, et Occisione + gloriosi Karoli comitis Flandriarum_ ["Concerning the Murder, + Betrayal, and Death of the glorious Charles, Count of + Flanders"]. Text in Henri Pirenne, _Histoire du Meurtre de + Charles le Bon, comte de Flandre, par Galbert de Bruges_ + (Paris, 1891). Translated by Edward P. Cheyney in _Univ. of + Pa. Translations and Reprints_, Vol. IV., No. 3, p. 18. + + (d) _Les Établissements de Saint Louis_ ["The Ordinances of + St. Louis"], Bk. II., Chap. 19. Text in Paul Viollet's edition + (Paris, 1881), Vol. II., pp. 395-398. + + [Sidenote: A Norman definition of homage] + + (a) + + Homage is a pledge to keep faith in respect to matters that are + right and necessary, and to give counsel and aid. He who would do + homage ought to place his hands between those of the man who is to + be his lord, and speak these words: "I become your man, to keep + faith with you against all others, saving my allegiance to the duke + of Normandy." + + [Sidenote: The oath of fealty] + + (b) + + And when a free tenant shall swear fealty to his lord, let him + place his right hand on the book[318] and speak thus: "Hear thou + this, my lord, that I will be faithful and loyal to you and will + keep my pledges to you for the lands which I claim to hold of you, + and that I will loyally perform for you the services specified, so + help me God and the saints." Then he shall kiss the book; but he + shall not kneel when he swears fealty, nor take so humble a posture + as is required in homage. + + (c) + + Through the whole remaining part of the day those who had been + previously enfeoffed by the most pious count Charles, did homage to + the count,[319] taking up now again their fiefs and offices and + whatever they had before rightfully and legitimately obtained. On + Thursday, the seventh of April, homages were again made to the + count, being completed in the following order of faith and + security: + + [Sidenote: The rendering of homage and fealty to the count of + Flanders] + + First they did their homage thus. The count asked if he was willing + to become completely his man, and the other replied, "I am + willing"; and with clasped hands, surrounded by the hands of the + count, they were bound together by a kiss. Secondly, he who had + done homage gave his fealty to the representative of the count in + these words, "I promise on my faith that I will in future be + faithful to Count William, and will observe my homage to him + completely, against all persons, in good faith and without deceit." + Thirdly, he took his oath to this upon the relics of the saints. + Afterwards, with a little rod which the count held in his hand, he + gave investitures to all who by this agreement had given their + security and homage and accompanying oath. + + [Sidenote: An ordinance of St. Louis on homage and fealty] + + (d) + + If any one would hold from a lord in fee, he ought to seek his lord + within forty days. And if he does not do it within forty days, the + lord may and ought to seize his fief for default of homage, and the + things which are found there he should seize without compensation; + and yet the vassal should be obliged to pay to his lord the + redemption.[320] When any one wishes to enter into the fealty of a + lord, he ought to seek him, as we have said above, and should speak + as follows: "Sir, I request you, as my lord, to put me in your + fealty and in your homage for such and such a thing situated in + your fief, which I have bought." And he ought to say from what man, + and this one ought to be present and in the fealty of the + lord;[321] and whether it is by purchase or by escheat[322] or by + inheritance he ought to explain; and with his hands joined, to + speak as follows: "Sir, I become your man and promise to you fealty + for the future as my lord, towards all men who may live or die, + rendering to you such service as the fief requires, making to you + your relief as you are the lord." And he ought to say whether for + guardianship,[323] or as an escheat, or as an inheritance, or as a + purchase. + + The lord should immediately reply to him: "And I receive you and + take you as my man, and give you this kiss as a sign of faith, + saving my right and that of others," according to the usage of the + various districts. + + +37. The Mutual Obligations of Lords and Vassals + +The feudal relation was essentially one of contract involving +reciprocal relations between lord and vassal. In the following letter, +written in the year 1020 by Bishop Fulbert of Chartres[324] to the +duke of Aquitaine, we find laid down the general principles which +ought to govern the discharge of these mutual obligations. It is +affirmed that there were six things that no loyal vassal could do, and +these are enumerated and explained. Then comes the significant +statement that these negative duties must be supplemented with +positive acts for the service and support of the lord. What some of +these acts were will appear in the extracts in §38. Bishop Fulbert +points out also that the lord is himself bound by feudal law not to do +things detrimental to the safety, honor, or prosperity of his vassal. +The letter is an admirable statement of the spirit of the feudal +system at its best. Already by 1020 a considerable body of feudal +customs having the force of law had come into existence and it appears +that Fulbert had made these customs the subject of some special study +before answering the questions addressed to him by Duke William. + + Source--Text in Martin Bouquet, _Recueil des Historiens des + Gaules et de la France_ ["Collection of the Historians of Gaul + and of France"], Vol. X., p. 463. + + To William, most illustrious duke of the Aquitanians, Bishop + Fulbert, the favor of his prayers: + + [Sidenote: What the vassal owes the lord] + + Requested to write something regarding the character of fealty, I + have set down briefly for you, on the authority of the books, the + following things. He who takes the oath of fealty to his lord ought + always to keep in mind these six things: what is harmless, safe, + honorable, useful, easy, and practicable.[325] _Harmless_, which + means that he ought not to injure his lord in his body; _safe_, + that he should not injure him by betraying his confidence or the + defenses upon which he depends for security; _honorable_, that he + should not injure him in his justice, or in other matters that + relate to his honor; _useful_, that he should not injure him in his + property; _easy_, that he should not make difficult that which his + lord can do easily; and _practicable_, that he should not make + impossible for the lord that which is possible. + + However, while it is proper that the faithful vassal avoid these + injuries, it is not for doing this alone that he deserves his + holding: for it is not enough to refrain from wrongdoing, unless + that which is good is done also. It remains, therefore, that in the + same six things referred to above he should faithfully advise and + aid his lord, if he wishes to be regarded as worthy of his benefice + and to be safe concerning the fealty which he has sworn. + + [Sidenote: The obligations of the lord] + + The lord also ought to act toward his faithful vassal in the same + manner in all these things. And if he fails to do this, he will be + rightfully regarded as guilty of bad faith, just as the former, if + he should be found shirking, or willing to shirk, his obligations + would be perfidious and perjured.[326] + + I should have written to you at greater length had I not been busy + with many other matters, including the rebuilding of our city and + church, which were recently completely destroyed by a terrible + fire. Though for a time we could not think of anything but this + disaster, yet now, by the hope of God's comfort, and of yours also, + we breathe more freely again. + + +38. Some of the More Important Rights of the Lord + +The obligations of vassals to lords outlined in the preceding +selection were mainly of a moral character--such as naturally grew out +of the general idea of loyalty and fidelity to a benefactor. They were +largely negative and were rather vague and indefinite. So far as they +went, they were binding upon lords and vassals alike. There were, +however, several very definite and practical rights which the lords +possessed with respect to the property and persons of their +dependents. Some of these were of a financial character, some were +judicial, and others were military. Five of the most important are +illustrated by the passages given below. + +(_a_) AIDS + +Under the feudal system the idea prevailed that the vassal's purse as +well as his body was to be at the lord's service. Originally the right +to draw upon his vassals for money was exercised by the lord whenever +he desired, but by custom this ill-defined power gradually became +limited to three sorts of occasions when the need of money was likely +to be especially urgent, i.e., when the eldest son was knighted, when +the eldest daughter was married, and when the lord was to be ransomed +from captivity. In the era of the crusades, the starting of the lord +on an expedition to the Holy Land was generally regarded as another +emergency in which an aid might rightfully be demanded. The following +extract from the old customary law of Normandy represents the practice +in nearly all feudal Europe. + + Source--_L'Ancienne Coutume de Normandie_, Chap. 35. + + [Sidenote: The three aids] + + In Normandy there are three chief aids. The first is to help make + the lord's eldest son a knight; the second is to marry his eldest + daughter; the third is to ransom the body of the lord from prison + when he shall be taken captive during a war for the duke.[327] By + this it appears that the _aide de chevalerie_ [knighthood-aid] is + due when the eldest son of the lord is made a knight. The eldest + son is he who has the dignity of primogeniture.[328] The _aide de + mariage_ [marriage-aid] is due when the eldest daughter is + married. The _aide de rançon_ [ransom-aid] is due when it is + necessary to deliver the lord from the prisons of the enemies of + the duke. These aids are paid in some fiefs at the rate of half a + relief, and in some at the rate of a third.[329] + +(_b_) MILITARY SERVICE + +From whatever point of view feudalism is regarded--whether as a system +of land tenure, as a form of social organization, or as a type of +government--the military element in it appears everywhere important. +The feudal period was the greatest era of war the civilized world has +ever known. Few people between the tenth and fourteenth centuries, +except in the peasant classes, were able to live out their lives +entirely in peace. Of greatest value to kings and feudal magnates, +greater even than money itself, was a goodly following of soldiers; +hence the almost universal requirement of military service by lords +from their vassals. Fiefs were not infrequently granted out for no +other purpose than to get the military service which their holders +would owe. The amount of such service varied greatly in different +times and places, but the following arrangement represents the most +common practice. + + Source--_Les Établissements de Saint Louis_, Bk. I., Chap. 65. + Text in Paul Viollet's edition (Paris, 1881), Vol. II., pp. + 95-96. + + [Sidenote: The conditions of military service] + + The baron and the vassals of the king ought to appear in his army + when they shall be summoned, and ought to serve at their own + expense for forty days and forty nights, with whatever number of + knights they owe.[330] And he possesses the right to exact from + them these services when he wishes and when he has need of them. + If, however, the king shall wish to keep them more than forty days + and forty nights at their own expense, they need not remain unless + they desire.[331] But if he shall wish to retain them at his cost + for the defense of the kingdom, they ought lawfully to remain. But + if he shall propose to lead them outside of the kingdom, they need + not go unless they are willing, for they have already served their + forty days and forty nights. + +(_c_) WARDSHIP AND MARRIAGE + +Very important among the special prerogatives of the feudal lord was +his right to manage, and enjoy the profits of, fiefs inherited by +minors. When a vassal died, leaving an heir who was under age, the +lord was charged with the care of the fief until the heir reached his +or her majority. On becoming of age, a young man was expected to take +control of his fief at once. But a young woman remained under wardship +until her marriage, though if she married under age she could get +possession of her fief immediately, just as she would had she waited +until older. The control of the marriage of heiresses was largely in +the hands of their lords, for obviously it was to the lord's interest +that no enemy of his, nor any shiftless person, should become the +husband of his ward. The lord could compel a female ward to marry and +could oblige her to accept as a husband one of the candidates whom he +offered her; but it was usually possible for the woman to purchase +exemption from this phase of his jurisdiction. After the thirteenth +century the right of wardship gradually declined in France, though it +long continued in England. The following extract from the customs of +Normandy sets forth the typical feudal law on the subject. + + Source--_L'Ancienne Coutume de Normandie_, Chap. 33. + + Heirs should be placed in guardianship until they reach the age of + twenty years; and those who hold them as wards should give over to + them all the fiefs which came under their control by reason of + wardship, provided they have not lost anything by judicial + process.... When the heirs pass out of the condition of wardship, + their lords shall not impose upon them any reliefs for their fiefs, + for the profits of wardship shall be reckoned in place of the + relief. + + [Sidenote: The marriage of a female ward] + + When a female ward reaches the proper age to marry, she should be + married by the advice and consent of her lord, and by the advice + and consent of her relatives and friends, according as the nobility + of her ancestry and the value of her fief may require; and upon her + marriage the fief which has been held in guardianship should be + given over to her. A woman cannot be freed from wardship except by + marriage; and let it not be said that she is of age until she is + twenty years old. But if she be married at the age at which it is + allowable for a woman to marry, the fact of her marriage makes her + of age and delivers her fief from wardship. + + [Sidenote: The lord's obligation to care for the fief of his ward] + + The fiefs of those who are under wardship should be cared for + attentively by their lords, who are entitled to receive the produce + and profits.[332] And in this connection let it be known that the + lord ought to preserve in their former condition the buildings, the + manor-houses, the forests and meadows, the gardens, the ponds, the + mills, the fisheries, and the other things of which he has the + profits. And he should not sell, destroy, or remove the woods, the + houses, or the trees. + +(_d_) RELIEFS + +A relief was a payment made to the lord by an heir before entering +upon possession of his fief. The history of reliefs goes back to the +time when benefices were not hereditary and when, if a son succeeded +his father in the usufruct of a piece of property, it was regarded as +an unusual thing--a special favor on the part of the owner to be paid +for by the new tenant. Later, when fiefs had become almost everywhere +hereditary, the custom of requiring reliefs still survived. The amount +was at first arbitrary, being arranged by individual bargains; but in +every community, especially in France, the tendency was toward a fixed +custom regarding it. Below are given some brief extracts from English +Treasury records which show how men in England between the years 1140 +and 1230 paid the king for the privilege of retaining the fiefs held +by their fathers. + + Source--Thomas Madox, _History and Antiquities of the + Exchequer of the Kings of England_ (London, 1769), Vol. I., + pp. 312-322 _passim_. + + Walter Hait renders an account of 5 marks of silver for the relief + of the land of his father. + + Walter Brito renders an account of £66, 13s. and 4d. for the relief + of his land. + + Richard of Estre renders an account of £15 for the relief for 3 + knights' fees which he holds from the honor of Mortain. + + Walter Fitz Thomas, of Newington, owes 28s. 4d. for having a fourth + part of one knight's fee which had been seized into the hand of the + king for default of relief. + + John of Venetia renders an account of 300 marks for the fine of his + land and for the relief of the land which was his father's which he + held from the king _in capite_.[333] + + John de Balliol owes £150 for the relief of 30 knights' fees which + Hugh de Balliol, his father, held from the king _in capite_, that + is 100s. for each fee. + + Peter de Bruce renders an account of £100 for his relief for the + barony which was of Peter his father. + +(_e_) FORFEITURE + +The lord's most effective means of compelling his vassals to discharge +their obligations was his right to take back their fiefs for breach of +feudal contract. Such a breach, or felony, as it was technically +called, might consist in refusal to render military service or the +required aids, ignoring the sovereign authority of the lord, levying +war against the lord, dishonoring members of the lord's family, or, as +in the case below, refusing to obey the lord's summons to appear in +court. In practice the lords generally found it difficult to enforce +the penalty of forfeiture and after the thirteenth century the +tendency was to substitute money fines for dispossession, except in +the most aggravated cases. The following is an account of the +condemnation of Arnold Atton, a nobleman of south France, by the +feudal court of Raymond, count of Toulouse, in the year 1249. The +penalty imposed was the loss of the valuable château of Auvillars. + + Source--Teulet, _Layettes du Trésor des Cartes_ ["Bureau of + Treasury Accounts "], No. 3778, Vol. III., p. 70. Translated + by Edward P. Cheyney in _Univ. of Pa. Translations and + Reprints_, Vol. IV., No. 3. pp. 33-34. + + Raymond, by the grace of God count of Toulouse, marquis of + Provence, to the nobleman Arnold Atton, viscount of Lomagne, + greeting: + + [Sidenote: The court's sentence upon Arnold Atton] + + Let it be known to your nobility by the tenor of these presents + what has been done in the matter of the complaints which we have + made about you before the court of Agen; that you have not taken + the trouble to keep or fulfill the agreements sworn by you to us, + as is more fully contained in the instrument drawn up there, sealed + with our seal by the public notary; and that you have refused + contemptuously to appear before the said court for the purpose of + doing justice, and have otherwise committed multiplied and great + delinquencies against us. As your faults have required, the + aforesaid court of Agen has unanimously and concordantly pronounced + sentence against you, and for these matters have condemned you to + hand over and restore to us the château of Auvillars and all that + land which you hold from us in fee, to be had and held by us by + right of the obligation by which you have bound it to us for + fulfilling and keeping the said agreements. + + Likewise it has declared that we are to be put into possession of + the said land and that it is to be handed over to us, on account of + your contumacy, because you have not been willing to appear before + the same court on the days which were assigned to you. Moreover, it + has declared that you shall be held and required to restore the + said land in whatsoever way we wish to receive it, with few or + many, in peace or in anger, in our own person, by right of + lordship. Likewise it has declared that you shall restore to us all + the expenses which we have incurred, or the court itself has + incurred, on those days which were assigned to you, or because of + those days, and has condemned you to repay these to us.[334] + + Moreover, it has declared that the nobleman Gerald d'Armagnac, whom + you hold captive, you shall liberate, and deliver him free to us. + We demand, moreover, by right of our lordship that you liberate + him. + + We call, therefore, upon your discretion in this matter, strictly + enjoining you and commanding that you obey the aforesaid sentences + in all things and fulfill them in all respects and in no way delay + the execution of them. + + +39. The Peace and the Truce of God + +War rather than peace was the normal condition of feudal society. +Peasants were expected to settle their disputes in the courts of law, +but lords and seigneurs possessed a legal right to make war upon their +enemies and were usually not loath to exercise it. Private warfare was +indeed so common that it all the time threatened seriously the lives +and property of the masses of the people and added heavily to the +afflictions which flood, drought, famine, and pestilence brought +repeatedly upon them. The first determined efforts to limit, if not to +abolish, the ravages of private war were made by the Church, partly +because the Church itself often suffered by reason of them, partly +because its ideal was that of peace and security, and partly because +it recognized its duty as the protector of the poor and oppressed. +Late in the tenth century, under the influence of the Cluniacs [see p. +245], the clergy of France, both secular and regular, began in their +councils to promulgate decrees which were intended to establish what +was known as the Peace of God. These decrees, which were enacted by so +many councils between 989 and 1050 that they came to cover pretty +nearly all France, proclaimed generally that any one who should use +violence toward women, peasants, merchants, or members of the clergy +should be excommunicated. The principle was to exempt certain classes +of people from the operations of war and violence, even though the +rest of the population should continue to fight among themselves. It +must be said that these decrees, though enacted again and again, had +often little apparent effect. + +Effort was then made in another direction. From about 1027 the +councils began to proclaim what was known as the Truce of God, +sometimes alone and sometimes in connection with the Peace. The +purport of the Truce of God was that all men should abstain from +warfare and violence during a certain portion of each week, and during +specified church festivals and holy seasons. At first only Sunday was +thus designated; then other days, until the time from Wednesday night +to Monday morning was all included; then extended periods, as Lent, +were added, until finally not more than eighty days remained of the +entire year on which private warfare was allowable. As one writer has +stated it, "the Peace of God was intended to protect certain classes +at all times and the Truce to protect all classes at certain times." +It was equally difficult to secure the acquiescence of the lawless +nobles in both, and though the efforts of the Church were by no means +without result, we are to think of private warfare as continuing quite +common until brought gradually to an end by the rise of strong +monarchies, by the turning of men to commerce and trade, and by the +drawing off of military energies into foreign and international wars. + +The decree given below, which combines features of both the Peace and +the Truce, was issued by the Council of Toulouges (near Perpignan) in +1041, or, as some scholars think, in 1065. Its substance was many +times reënacted, notably by the Council of Clermont, in 1095, upon the +occasion of the proclamation of the first Crusade. It should have +procured about 240 days of peace in every year and reduced war to +about 120 days, but, like the others, it was only indifferently +observed. + + Source--Text in Martin Bouquet, _Recueil des Historiens des + Gaules et de la France_ ["Collection of the Historians of Gaul + and of France"], Paris, 1876, Vol. XI., pp. 510-511. + + [Sidenote: Acts of violence forbidden in or near churches] + + =1.= This Peace has been confirmed by the bishops, by the abbots, + by the counts and viscounts and the other God-fearing nobles in + this bishopric, to the effect that in the future, beginning with + this day, no man may commit an act of violence in a church, or in + the space which surrounds it and which is covered by its + privileges, or in the burying-ground, or in the dwelling-houses + which are, or may be, within thirty paces of it. + + =2.= We do not include in this measure the churches which have + been, or which shall be, fortified as châteaux, or those in which + plunderers and thieves are accustomed to store their ill-gotten + booty, or which give them a place of refuge. Nevertheless we desire + that such churches be under this protection until complaint of them + shall be made to the bishop, or to the chapter. If the bishop or + chapter[335] act upon such information and lay hold of the + malefactors, and if the latter refuse to give themselves up to the + justice of the bishop or chapter, the malefactors and all their + possessions shall not be immune, even within the church. A man who + breaks into a church, or into the space within thirty paces around + it, must pay a fine for sacrilege, and double this amount to the + person wronged. + + [Sidenote: Attacks upon the clergy prohibited] + + =3.= Furthermore, it is forbidden that any one attack the clergy, + who do not bear arms, or the monks and religious persons, or do + them any wrong; likewise it is forbidden to despoil or pillage the + communities of canons, monks, and religious persons, the + ecclesiastical lands which are under the protection of the Church, + or the clergy, who do not bear arms; and if any one shall do such + a thing, let him pay a double composition.[336] + + [Sidenote: Protection extended to the peasantry] + + =5.= Let no one burn or destroy the dwellings of the peasants and + the clergy, the dove-cotes and the granaries. Let no man dare to + kill, to beat, or to wound a peasant or serf, or the wife of + either, or to seize them and carry them off, except for + misdemeanors which they may have committed; but it is not forbidden + to lay hold of them in order to bring them to justice, and it is + allowable to do this even before they shall have been summoned to + appear. Let not the raiment of the peasants be stolen; let not + their ploughs, or their hoes, or their olive-fields be burned. + + =6.= ... Let any one who has broken the peace, and has not paid his + fines within a fortnight, make amends to him whom he has injured by + paying a double amount, which shall go to the bishop and to the + count who shall have had charge of the case. + + [Sidenote: The Truce of God confirmed] + + [Sidenote: Penalties for violations of the Truce] + + =7.= The bishops of whom we have spoken have solemnly confirmed the + Truce of God, which has been enjoined upon all Christians, from the + setting of the sun of the fourth day of the week, that is to say, + Wednesday, until the rising of the sun on Monday, the second + day.... If any one during the Truce shall violate it, let him pay a + double composition and subsequently undergo the ordeal of cold + water.[337] When any one during the Truce shall kill a man, it has + been ordained, with the approval of all Christians, that if the + crime was committed intentionally the murderer shall be condemned + to perpetual exile, but if it occurred by accident the slayer shall + be banished for a period of time to be fixed by the bishops and + the canons. If any one during the Truce shall attempt to seize a + man or to carry him off from his château, and does not succeed in + his purpose, let him pay a fine to the bishop and to the chapter, + just as if he had succeeded. It is likewise forbidden during the + Truce, in Advent and Lent, to build any château or fortification, + unless it was begun a fortnight before the time of the Truce. It + has been ordained also that at all times disputes and suits on the + subject of the Peace and Truce of God shall be settled before the + bishop and his chapter, and likewise for the peace of the churches + which have before been enumerated. When the bishop and the chapter + shall have pronounced sentences to recall men to the observance of + the Peace and the Truce of God, the sureties and hostages who show + themselves hostile to the bishop and the chapter shall be + excommunicated by the chapter and the bishop, with their protectors + and partisans, as guilty of violating the Peace and the Truce of + the Lord; they and their possessions shall be excluded from the + Peace and the Truce of the Lord. + + +FOOTNOTES: + +[297] Charles Seignobos, _The Feudal Régime_ (translated in +"Historical Miscellany" series), New York, 1904, p. 1. + +[298] A man was not supposed in any way to sacrifice his freedom by +becoming a vassal and the lord's right to his service would be +forfeited if this principle were violated. + +[299] The relation of lord and vassal was, at this early time, limited +to the lifetime of the two parties. When one died, the other was +liberated from his contract. But in the ninth and tenth centuries +vassalage became generally hereditary. + +[300] Casting lots for the property of a deceased father was not +uncommon among the Franks. All sons shared in the inheritance, but +particular parts of the property were often assigned by lot. + +[301] The grant of immunity was thus brought to the attention of the +count in whose jurisdiction the exempted lands lay. + +[302] Châlons-sur-Saône was about eighty miles north of the junction +of the Saône with the Rhone. It should not be confused with +Châlons-sur-Marne where the battle was fought with Attila's Huns in +451. + +[303] There is some doubt at this point as to the correct translation. +That given seems best warranted. + +[304] _Dominus_ was a common name for a lord. + +[305] A member of the king's official household. + +[306] A subordinate officer under the count [see p. 176, note 3]. + +[307] See p. 61. note 2. + +[308] Louis VII., king of France, 1137-1180. + +[309] The county of Champagne lay to the east of Paris. It was +established by Charlemagne and, while at first insignificant, grew +until by the twelfth and thirteenth centuries it was one of the most +important in France. + +[310] Beauvais was about sixty miles northwest of Paris. + +[311] That is, the bishop of Beauvais was bound to furnish his lord, +the count of Champagne, the service of one knight for his army, +besides ordinary feudal obligations. + +[312] The county of Troyes centered about the city of that name on the +upper Seine. It was eventually absorbed by Champagne. + +[313] As a fief. + +[314] A manor, in the general sense, was a feudal estate. + +[315] A castellanerie was a feudal holding centering about a castle. + +[316] That is, Count Thiebault promises Jocelyn not to deprive him of +the services of men who rightfully belong on the manor which is being +granted. + +[317] Here is an illustration of the complexity of the feudal system. +Count Thiebault is Jocelyn's _fourth_ lord, and loyalty and service +are owed to all of the four at the same time. Accordingly, Thiebault +must be content with only such allegiance of his new vassal as will +not involve a breach of the contracts which Jocelyn has already +entered into with his other lords. For example, Thiebault could not +expect Jocelyn to aid him in war against the duke of Burgundy, for +Jocelyn is pledged to fidelity to that duke. In general, when a man +had only one lord he owed him full and unconditional allegiance +(_liege homage_), but when he became vassal to other lords he could +promise them allegiance only so far as would not conflict with +contracts already entered into. It was by no means unusual for a man +to have several lords, and it often happened that A was B's vassal for +a certain piece of land while at the same time B was A's vassal for +another piece. Not infrequently the king himself was thus a vassal of +one or more of his own vassals. + +[318] The Bible. Sometimes only the Gospels were used. + +[319] Charles, count of Flanders, had just died and had been succeeded +by his son William. All persons who had received fiefs from the +deceased count were now brought together to renew their homage and +fealty to the new count. + +[320] Such a case as this would be most apt to arise when a lord died +and a vassal failed to renew his homage to the successor; or when a +vassal died and his heir failed to do homage as was required. + +[321] This law would apply also to a case where a man who is already a +vassal of a lord should acquire from another vassal of the same lord +some additional land and so become indebted to the lord for a new +measure of fealty. + +[322] Reversion to the original proprietor because of failure of +heirs. + +[323] Such land might be acquired for temporary use only i.e., for +guardianship, during the absence or disability of its proprietor. + +[324] Chartres was somewhat less than twenty miles southwest of Paris. + +[325] The terms used in the original are _incolume_, _tutum_, +_honestum_, _utile_, _facile_, _et possibile_. + +[326] In the English customary law of the twelfth century we read +that, "it is allowable to any one, without punishment, to support his +lord if any one assails him, and to obey him in all legitimate ways, +except in theft, murder, and in all such things as are not conceded to +any one to do and are reckoned infamous by the laws;" also that, "the +lord ought to do likewise equally with counsel and aid, and he may +come to his man's assistance in his vicissitudes in all +ways."--Thorpe, _Ancient Laws and Institutes_, Vol. I., p. 590. + +[327] The duke of Normandy. Outside of Normandy, of course, other +feudal princes would be substituted. + +[328] It was the feudal system that first gave the eldest son in +France a real superiority over his brothers. This may be seen most +clearly in the change wrought by feudalism whereby the old Frankish +custom of allowing all the sons to inherit their father's property +equally was replaced by the mediæval rule of primogeniture +(established by the eleventh century) under which the younger sons +were entirely, or almost entirely, excluded from the inheritance. + +[329] Relief is the term used to designate the payment made to the +lord by the son of the deceased vassal before taking up the +inheritance [see p. 225]. The "custom" says that sometimes the amount +paid as an aid to the lord was equal to half that paid as relief and +sometimes it was only a third. + +[330] The number of men brought by a vassal to the royal army depended +on the value of his fief and the character of his feudal contract. +Greater vassals often appeared with hundreds of followers. + +[331] This provision rendered the ordinary feudal army much more +inefficient than an army made up of paid soldiers. Under ordinary +circumstances, when their forty days of service had expired, the +feudal troops were free to go home, even though their doing so might +force the king to abandon a siege or give up a costly campaign only +partially completed. By the thirteenth century it had become customary +for the king to accept extra money payments instead of military +service from his vassals. With the revenues thus obtained, soldiers +could be hired who made war their profession and who were willing to +serve indefinitely. + +[332] Every fief-holder was supposed to render some measure of +military service. As neither a minor nor a woman could do this +personally, it was natural that the lord should make up for the +deficiency by appropriating the produce of the estate during the +period of wardship. + +[333] Tenants _in capite_ in England were those who held their land by +direct royal grant. + +[334] Apparently the king's court had been assembled several times to +consider the charges against Viscount Atton, but had been prevented +from taking action because of the latter's failure to appear. At last +the court decided that it was useless to delay longer and proceeded to +condemn the guilty noble and send him a statement of what had been +done. He was not only to lose his château of Auvillars but also to +reimburse the king for the expenses which the court had incurred on +his account. + +[335] The chapter was the body of clergy attached to a cathedral +church. Its members were known as canons. + +[336] That is, the penalty for using violence against peaceful +churchmen, or despoiling their property was to be twice that demanded +by the law in case of similar offenses committed against laymen. + +[337] The ordeal of cold water was designed to test a man's guilt or +innocence. The accused person was thrown into a pond and if he sank he +was considered innocent; if he floated, guilty, on the supposition +that the pure water would refuse to receive a person tainted with +crime [see p. 200]. + + + + +CHAPTER XIV. + +THE NORMAN CONQUEST + + +40. The Battle of Hastings: the English and the Normans + +The Northmen, under the leadership of the renowned Rollo, got their +first permanent foothold in that important part of France since known +as Normandy in the year 911 [see p. 171]. Almost from the beginning +the new county (later duchy) increased rapidly both in territorial +extent and in political influence. The Northmen, or Normans, were a +vigorous, ambitious, and on the whole very capable people, and they +needed only the polishing which peaceful contact with the French could +give to make them one of the most virile elements in the population of +western Europe. They gave up their old gods and accepted Christianity, +ceased to speak their own language and began the use of French, and to +a considerable extent became ordinary soldiers and traders instead of +the wild pirates their forefathers had been. The spirit of unrest, +however, and the love of adventure so deeply ingrained in their +natures did not die out, and we need not be surprised to learn that +they continued still to enjoy nothing quite so much as war, especially +if it involved hazardous expeditions across seas. Some went to help +the Christians of Spain against the Saracens; some went to aid the +Eastern emperors against the Turks; others went to Sicily and southern +Italy, where they conquered weak rulers and set up principalities of +their own; and finally, under the leadership of Duke William the +Bastard, in 1066, they entered upon the greatest undertaking of all, +i.e., the conquest of England and the establishment of a Norman +chieftain upon the throne of the Anglo-Saxon kingdom. + +Duke William was one of the greatest and most ambitious feudal lords +of France--more powerful really than the French king himself. He had +overcome practically all opposition among his unruly vassals in +Normandy, and by 1066, when the death of King Edward the Confessor +occurred in England, he was ready to engage in great enterprises +which gave promise of enhanced power and renown. He had long cherished +a claim to the English throne, and when he learned that in utter +disregard of this claim the English witan had chosen Harold, son of +the West Saxon Earl Godwin, to be Edward's successor, he prepared to +invade the island kingdom and force an acknowledgment of what he +pretended at least to believe were his rights. Briefly stated, William +claimed the English throne on the ground (1) that through his wife +Matilda, a descendant of Emma, Edward the Confessor's mother, he was a +nearer heir than was Harold, who was only the late king's +brother-in-law; (2) that on the occasion of a visit to England in 1051 +Edward had promised him the inheritance; and (3) that Harold himself, +when some years before he had been shipwrecked on the coast of +Normandy, had sworn on sacred relics to help him gain the crown. There +is some doubt as to the actual facts in connection with both of these +last two points, but the truth is that all of William's claims taken +together were not worth much, since the recognized principle of the +English government was that the king should be chosen by the wisemen, +or witan. Harold had been so chosen and hence was in every way the +legitimate sovereign. + +William, however, was determined to press his claims and, after +obtaining the blessing of the Pope (Alexander II.), he gathered an +army of perhaps 65,000 Normans and adventurers from all parts of +France and prepared a fleet of some 1,500 transports at the mouth of +the Dive to carry his troops across the Channel. September 28, 1066, +the start was made and the following day the host landed at Pevensey +in Sussex. Friday, the 29th, Hastings was selected and fortified to +serve as headquarters. The English were taken at great disadvantage. +Only two days before the Normans crossed the Channel Harold with all +the troops he could muster had been engaged in a great battle at +Stamford Bridge, in Northumberland, with Harold Hardrada, king of +Norway, who was making an independent invasion. The English had won +the fight, but they were not in a position to meet the Normans as they +might otherwise have been. With admirable energy, however, Harold +marched his weary army southward to Senlac, a hill near the town of +Hastings, and there took up his position to await an attack by the +duke's army. The battle came on Saturday, October 14, and after a very +stubborn contest, in which Harold was slain, it resulted in a +decisive victory for the Normans. Thereafter the conquest of the +entire kingdom, while by no means easy, was inevitable. + +William of Malmesbury, from whose _Chronicle of the Kings of England_ +our account of the battle and of the two contending peoples is taken, +was a Benedictine monk, born of a Norman father and an English mother. +He lived about 1095-1150 and hence wrote somewhat over half a century +after the Conquest. While thus not strictly a contemporary, he was a +man of learning and discretion and there is every reason to believe +that he made his history as accurate as he was able, with the +materials at his command. His parentage must have enabled him to +understand both combatants in an unusual degree and, though his +sympathies were with the conquerors, we may take his characterizations +of Saxon and Norman alike to be at least fairly reliable. His +_Chronicle_ covers the period 449-1135, and for the years after 1066 +it is the fullest, most carefully written, and most readable account +of English affairs that we have. + + Source--Guilielmus Monachi Malmesburiensis, _De gestis regum + Anglorum_ [William of Malmesbury, "Chronicle of the Kings of + England"], Bk. III. Adapted from translation by John Sharpe + (London, 1815), pp. 317-323. + + [Sidenote: How the English prepared for battle] + + The courageous leaders mutually prepared for battle, each according + to his national custom. The English passed the night[338] without + sleep, in drinking and singing, and in the morning proceeded + without delay against the enemy. All on foot, armed with + battle-axes, and covering themselves in front by joining their + shields, they formed an impenetrable body which would assuredly + have secured their safety that day had not the Normans, by a + pretended flight, induced them to open their ranks, which until + that time, according to their custom, had been closely knit + together. King Harold himself, on foot, stood with his brothers + near the standard in order that, so long as all shared equal + danger, none could think of retreating. This same standard William + sent, after his victory, to the Pope. It was richly embroidered + with gold and precious stones, and represented the figure of a man + fighting. + + [Sidenote: How the Normans prepared] + + On the other hand, the Normans passed the whole night in confessing + their sins, and received the communion of the Lord's body in the + morning. Their infantry, with bows and arrows, formed the vanguard, + while their cavalry, divided into wings, was placed in the rear. + The duke, with serene countenance, declaring aloud that God would + favor his as being the righteous side, called for his arms; and + when, through the haste of his attendants, he had put on his + hauberk[339] the rear part before, he corrected the mistake with a + laugh, saying, "The power of my dukedom shall be turned into a + kingdom." Then starting the song of Roland,[340] in order that the + warlike example of that hero might stimulate the soldiers, and + calling on God for assistance, the battle commenced on both sides, + and was fought with great ardor, neither side yielding ground + during the greater part of the day. + + [Sidenote: William's strategem] + + Observing this, William gave a signal to his troops, that, + pretending flight, they should withdraw from the field.[341] By + means of this device the solid phalanx of the English opened for + the purpose of cutting down the fleeing enemy and thus brought upon + itself swift destruction; for the Normans, facing about, attacked + them, thus disordered, and compelled them to fly. In this manner, + deceived by stratagem, they met an honorable death in avenging + their country; nor indeed were they at all without their own + revenge, for, by frequently making a stand, they slaughtered their + pursuers in heaps. Getting possession of a higher bit of ground, + they drove back the Normans, who in the heat of pursuit were + struggling up the slope, into the valley beneath, where, by hurling + their javelins and rolling down stones on them as they stood below, + the English easily destroyed them to a man. Besides, by a short + passage with which they were acquainted, they avoided a deep ditch + and trod underfoot such a multitude of their enemies in that place + that the heaps of bodies made the hollow level with the plain. This + alternating victory, first of one side and then of the other, + continued as long as Harold lived to check the retreat; but when he + fell, his brain pierced by an arrow, the flight of the English + ceased not until night.[342] + + [Sidenote: The valor of Harold] + + In the battle both leaders distinguished themselves by their + bravery. Harold, not content with the duties of a general and with + exhorting others, eagerly assumed himself the work of a common + soldier. He was constantly striking down the enemy at close + quarters, so that no one could approach him with impunity, for + straightway both horse and rider would be felled by a single blow. + So it was at long range, as I have said, that the enemy's deadly + arrow brought him to his death. One of the Norman soldiers gashed + his thigh with a sword, as he lay prostrate; for which shameful and + cowardly action he was branded with ignominy by William and + expelled from the army. + + [Sidenote: William's bravery and ardor] + + William, too, was equally ready to encourage his soldiers by his + voice and by his presence, and to be the first to rush forward to + attack the thickest of the foe. He was everywhere fierce and + furious. He lost three choice horses, which were that day killed + under him. The dauntless spirit and vigor of the intrepid general, + however, still held out. Though often called back by the thoughtful + remonstrance of his bodyguard, he still persisted until approaching + night crowned him with complete victory. And no doubt the hand of + God so protected him that the enemy could draw no blood from his + person, though they aimed so many javelins at him. + + This was a fatal day to England, and melancholy havoc was wrought + in our dear country during the change of its lords.[343] For it had + long before adopted the manners of the Angles, which had indeed + altered with the times; for in the first years of their arrival + they were barbarians in their look and manner, warlike in their + usages, heathen in their rites. + + [Sidenote: Religious zeal of the Saxons before the Conquest] + + After embracing the faith of Christ, by degrees and, in process of + time, in consequence of the peace which they enjoyed, they + consigned warfare to a secondary place and gave their whole + attention to religion. I am not speaking of the poor, the meanness + of whose fortune often restrains them from overstepping the bounds + of justice; I omit, too, men of ecclesiastical rank, whom sometimes + respect for their profession and sometimes the fear of shame + suffers not to deviate from the true path; I speak of princes, who + from the greatness of their power might have full liberty to + indulge in pleasure. Some of these in their own country, and others + at Rome, changing their habit, obtained a heavenly kingdom and a + saintly fellowship. Many others during their whole lives devoted + themselves in outward appearance to worldly affairs, but in order + that they might expend their treasures on the poor or divide them + amongst monasteries. + + What shall I say of the multitudes of bishops, hermits, and abbots? + Does not the whole island blaze with such numerous relics of its + own people that you can scarcely pass a village of any consequence + without hearing the name of some new saint? And of how many more + has all remembrance perished through the want of records? + + [Sidenote: Recent decline of learning and religion] + + Nevertheless, the attention to literature and religion had + gradually decreased for several years before the arrival of the + Normans. The clergy, contented with a little confused learning, + could scarcely stammer out the words of the sacraments; and a + person who understood grammar was an object of wonder and + astonishment.[344] The monks mocked the rule of their order by fine + vestments and the use of every kind of food. The nobility, given up + to luxury and wantonness, went not to church in the morning after + the manner of Christians, but merely, in a careless manner, heard + matins and masses from a hurrying priest in their chambers, amid + the blandishments of their wives. The community, left unprotected, + became a prey to the most powerful, who amassed fortunes, either by + seizing on their property or by selling their persons into foreign + countries; although it is characteristic of this people to be more + inclined to reveling than to the accumulation of wealth. + + [Sidenote: The English people described] + + Drinking in parties was an universal practice, in which occupation + they passed entire nights as well as days. They consumed their + whole substance in mean and despicable houses, unlike the Normans + and French, who live frugally in noble and splendid mansions. The + vices attendant on drunkenness, which enervate the human mind, + followed; hence it came about that when they resisted William, with + more rashness and precipitate fury than military skill, they doomed + themselves and their country to slavery by a single, and that an + easy, victory.[345] For nothing is less effective than rashness; + and what begins with violence quickly ceases or is repelled. The + English at that time wore short garments, reaching to the mid-knee; + they had their hair cropped, their beards shaven, their arms laden + with golden bracelets, their skin adorned with tattooed designs. + They were accustomed to eat until they became surfeited, and to + drink until they were sick. These latter qualities they imparted to + their conquerors; as for the rest, they adopted their manners. I + would not, however, have these bad characteristics ascribed to the + English universally; I know that many of the clergy at that day + trod the path of sanctity by a blameless life. I know that many of + the laity, of all ranks and conditions, in this nation were + well-pleasing to God. Be injustice far from this account; the + accusation does not involve the whole, indiscriminately. But as in + peace the mercy of God often cherishes the bad and the good + together, so, equally, does His severity sometimes include them + both in captivity. + + [Sidenote: A description of the Normans] + + The Normans--that I may speak of them also--were at that time, and + are even now, exceedingly particular in their dress and delicate in + their food, but not so to excess. They are a race accustomed to + war, and can hardly live without it; fierce in rushing against the + enemy, and, where force fails to succeed, ready to use stratagem or + to corrupt by bribery. As I have said, they live in spacious houses + with economy, envy their superiors, wish to excel their equals, and + plunder their subjects, though they defend them from others; they + are faithful to their lords, though a slight offense alienates + them. They weigh treachery by its chance of success, and change + their sentiments for money. The most hospitable, however, of all + nations, they esteem strangers worthy of equal honor with + themselves; they also intermarry with their vassals. They revived, + by their arrival, the rule of religion which had everywhere grown + lifeless in England.[346] You might see churches rise in every + village, and monasteries in the towns and cities, built after a + style unknown before; you might behold the country flourishing with + renewed rites; so that each wealthy man accounted that day lost to + him which he had neglected to signalize by some beneficent act. + + +41. William the Conqueror as Man and as King + +In the following passage, taken from the Saxon Chronicle, we have an +interesting summary of the character of the Conqueror and of his +conduct as king of England. Both the good and bad sides of the picture +are clearly brought out and perhaps it is not quite easy to say which +is given the greater prominence. On the one hand there is William's +devotion to the Church, his establishment of peace and order, his +mildness in dealing with all but those who had antagonized him, and +the virtue of his personal life; on the other is his severity, +rapacity, and pride, his heavy taxes and his harsh forest laws. As one +writer says, "the Conquest was bad as well as good for England; but +the harm was only temporary, the good permanent." It is greatly to the +credit of the English chronicler that he was able to deal so fairly +with the character of one whom he had not a few patriotic reasons for +maligning. + + Source--_The Saxon Chronicle._ Translated by J. A. Giles + (London, 1847), pp. 461-462. + + [Sidenote: William's religious zeal] + + If any one would know what manner of man King William was, the + glory that he obtained, and of how many lands he was lord, then + will we describe him as we have known him, we who have looked upon + him and who once lived at his court. This King William, of whom we + are speaking, was a very wise and a great man, and more honored and + more powerful than any of his predecessors. He was mild to those + good men who loved God, but severe beyond measure towards those who + withstood his will. He founded a noble monastery on the spot where + God permitted him to conquer England, and he established monks in + it, and he made it very rich.[347] In his days the great monastery + at Canterbury was built,[348] and many others also throughout + England; moreover, this land was filled with monks who lived after + the rule of St. Benedict; and such was the state of religion in his + days that all who would might observe that which was prescribed by + their respective orders. + + [Sidenote: His strong government] + + King William was also held in much reverence. He wore his crown + three times every year when he was in England: at Easter he wore it + at Winchester,[349] at Pentecost at Westminster,[350] and at + Christmas at Gloucester.[351] And at these times all the men of + England were with him, archbishops, bishops, abbots and earls, + thanes[352] and knights.[353] So also was he a very stern and a + wrathful man, so that none durst do anything against his will, and + he kept in prison those earls who acted against his pleasure. He + removed bishops from their sees[354] and abbots from their offices, + and he imprisoned thanes, and at length he spared not his own + brother Odo. This Odo was a very powerful bishop in Normandy. His + see was that of Bayeux,[355] and he was foremost to serve the king. + He had an earldom in England, and when William was in Normandy he + [Odo] was the first man in this country [England], and him did + William cast into prison.[356] + + [Sidenote: The extent of his power] + + Amongst other things, the good order that William established is + not to be forgotten. It was such that any man, who was himself + aught, might travel over the kingdom with a bosom full of gold + unmolested; and no man durst kill another, however great the injury + he might have received from him. He reigned over England, and being + sharp-sighted to his own interest, he surveyed the kingdom so + thoroughly that there was not a single hide of land throughout the + whole of which he knew not the possessor, and how much it was + worth, and this he afterwards entered in his register.[357] The + land of the Britons [Wales] was under his sway, and he built + castles therein; moreover he had full dominion over the Isle of + Man;[358] Scotland also was subject to him, from his great + strength; the land of Normandy was his by inheritance, and he + possessed the earldom of Maine;[359] and had he lived two years + longer, he would have subdued Ireland by his prowess, and that + without a battle.[360] + + [Sidenote: His faults as a ruler] + + Truly there was much trouble in these times, and very great + distress. He caused castles to be built and oppressed the poor. The + king was also of great sternness, and he took from his subjects + many marks of gold, and many hundred pounds of silver, and this, + either with or without right, and with little need. He was given to + avarice, and greedily loved gain.[361] He made large forests for + the deer, and enacted laws therewith, so that whoever killed a hart + or a hind should be blinded. As he forbade killing the deer, so + also the boars; and he loved the tall stags as if he were their + father. He also commanded concerning the hares, that they should go + free.[362] The rich complained and the poor murmured, but he was so + sturdy that he recked nought of them; they must will all that the + king willed, if they would live, or would keep their lands, or + would hold their possessions, or would be maintained in their + rights. Alas that any man should so exalt himself, and carry + himself in his pride over all! May Almighty God show mercy to his + soul, and grant him the forgiveness of his sins! We have written + concerning him these things, both good and bad, that virtuous men + may follow after the good, and wholly avoid the evil, and may go in + the way that leadeth to the kingdom of heaven. + + +FOOTNOTES: + +[338] Friday night, October 13. + +[339] A long coat of mail made of interwoven metal rings. + +[340] Roland, count of Brittany, was slain at the pass of Roncesvalles +in the famous attack of the Gascons upon Charlemagne's retreating army +in 778. One of the chronicles says simply, "In this battle Roland, +count of Brittany, was slain," and we have absolutely no other +historical knowledge of the man. His career was taken up by the +singers of the Middle Ages, however, and employed to typify all that +was brave and daring and romantic. It was some one of the many "songs +of Roland" that William used at Hastings to stimulate his men. + +[341] In a battle so closely contested this was a dangerous stratagem +and its employment seems to indicate that William despaired of +defeating the English by direct attack. His main object, in which he +was altogether successful, was to entice the English into abandoning +their advantageous position on the hilltop. + +[342] After the Norman victory was practically assured, William sought +to bring the battle to an end by having his archers shoot into the +air, that their arrows might fall upon the group of soldiers, +including the king, who were holding out in defense of the English +standard. It was in this way that Harold was mortally wounded; he died +immediately from the blows inflicted by Norman knights at close hand. + +[343] The victory at Hastings did not at once make William king, but +it revealed to both himself and the English people that the crown was +easily within his grasp. After the battle he advanced past London into +the interior of the country. Opposition melted before him and on +Christmas day, 1066, the Norman duke, having already been regularly +elected by the witan, was crowned at London by the archbishop of York. +In the early years of his reign he succeeded in making his power +recognized in the more turbulent north. + +[344] The work of Alfred had not been consistently followed up during +the century and a half since his death [see p. 185]. + +[345] The conquest of England by the Normans was really far from an +enslavement. Norman rule was strict, but hardly more so than +conditions warranted. + +[346] It seems to be true, as William of Malmesbury says, that the +century preceding the Norman Conquest had been an era of religious as +well as literary decline among the English. After 1066 the native +clergy, ignorant and often grossly immoral, were gradually replaced by +Normans, who on the whole were better men. By 1088 there remained only +one bishop of English birth in the entire kingdom. One should be +careful, however, not to exaggerate the moral differences between the +two peoples. + +[347] The story goes that just before entering the battle of Hastings +in 1066 William made a vow that if successful he would establish a +monastery on the site where Harold's standard stood. The vow was +fulfilled by the founding of the Abbey of St. Martin, or Battle Abbey, +in the years 1070-1076. The monastery was not ready for consecration +until 1094. + +[348] Christchurch. This cathedral monastery had been organized before +the Conqueror's day, but it was much increased in size and in +importance by Lanfranc, William's archbishop of Canterbury; and the +great building which it occupied in the later Middle Ages was +constructed at this time. + +[349] In Hampshire, in the southern part of the kingdom. + +[350] In Middlesex, near London. + +[351] On the Severn, in the modern county of Gloucester. + +[352] A thane (or thegn) was originally a young warrior; then one who +became a noble by serving the king in arms; then the possessor of five +hides of land. A hide was a measure of arable ground varying in extent +at the time of William the Conqueror, but by Henry II.'s reign +(1154-1189) fixed at about 100 acres. The thane before the Conquest +occupied nearly the same position socially as the knight after it. + +[353] This assembly of dignitaries, summoned by the king three times a +year, was the so-called Great Council, which in Norman times +superseded the old Saxon witan. Its duties were mainly judicial. It +acted also as an advisory body, but the king was not obliged to +consult it or to carry out its recommendations [see p. 307, note 2]. + +[354] The _see_ of a bishop is his ecclesiastical office; the area +over which his authority extends is more properly known as his +diocese. + +[355] On the Orne River, near the English Channel. + +[356] Odo, though a churchman, was a man of brutal instincts and evil +character. Through his high-handed course, both as a leading +ecclesiastical dignitary in Normandy and as earl of Kent and +vicegerent in England, he gave William no small amount of trouble. The +king finally grew tired of his brother's conduct and had him +imprisoned in the town of Rouen where he was left for four years, or +until the end of the reign (1087). + +[357] This was the famous Domesday Survey, begun in 1085. + +[358] In the Irish Sea. + +[359] Maine lay directly to the south of Normandy. + +[360] This statement is doubtful, though it is true that Lanfranc made +a beginning by consecrating a number of bishops in Ireland. + +[361] All of the early Norman kings were greedy for money and apt to +bear heavily upon the people in their efforts to get it. Englishmen +were not accustomed to general taxation and felt the new régime to be +a serious burden. There was consequently much complaint, but, as our +historian says, William was strong enough to be able to ignore it. + +[362] Most of William's harsh measures can be justified on the ground +that they were designed to promote the ultimate welfare of his people. +This is not true, however, of his elaborate forest laws, which +undertook to deprive Englishmen of their accustomed freedom of hunting +when and where they pleased. William's love of the chase amounted to a +passion and he was not satisfied with merely enacting such stringent +measures as that the slayer of a hart or a hind in his forests should +be blinded, but also set apart a great stretch of additional country, +the so-called New Forest, as his own exclusive hunting grounds. + + + + +CHAPTER XV. + +THE MONASTIC REFORMATION OF THE TENTH, ELEVENTH, AND TWELFTH CENTURIES + + +42. The Foundation Charter of the Monastery of Cluny (910) + +Throughout the earlier Middle Ages the Benedictine Rule [see p. 83] +was the code under which were governed practically all the monastic +establishments of western Europe. There was a natural tendency, +however, for the severe and exacting features of the Rule to be +softened considerably in actual practice. As one writer puts it, "the +excessive abstinence and many other of the mechanical observances of +the rule were soon found to have little real utility when simply +enforced by a rule, and not practiced willingly for the sake of +self-discipline." The obligation of manual labor, for example, was +frequently dispensed with in order that the monks might occupy +themselves with the studies for which the Benedictines have always +been famous. Too often such relaxation was but a pretext for the +indulgence of idleness or vice. The disrepute into which such +tendencies brought the monastics in the tenth and eleventh centuries +gave rise to numerous attempts to revive the primitive discipline, the +most notable of which was the so-called "Cluniac movement." + +The monastery of Cluny, on the borders of Aquitaine and Burgundy, was +established under the terms of a charter issued by William the Pious, +duke of Aquitaine and count of Auvergne, September 11, 910. The +conditions of its foundation, set forth in the text of the charter +given below, were in many ways typical. The history of the monastery +was, however, quite exceptional. During the invasions and civil wars +of the latter half of the ninth century, many of the monasteries of +western Europe had fallen under the control of unscrupulous laymen who +used them mainly to satisfy their greed or ambition, and in +consequence by the time that Cluny was founded the standard of +monastic life and service had been seriously impaired. The monks had +grown worldly, education was neglected, and religious services had +become empty formalities. Powerful nobles used their positions of +advantage to influence, and often to dictate, the election of bishops +and abbots, and the men thus elected were likely enough to be unworthy +of their offices in both character and ability. The charter of the +Cluny monastery, however, expressly provided that the abbot should be +chosen by canonical election, i.e., by the monks, and without any sort +of outside interference. The life of the monastery was to be regulated +by the Benedictine Rule, though with rather less stress on manual +labor and rather more on religious services and literary employment. +Cluny, indeed, soon came to be one of the principal centers of +learning in western Europe, as well as perhaps the greatest +administrator of charity. + +Another notable achievement of Cluny was the building up of the +so-called "Cluny Congregation." Hitherto it had been customary for +monasteries to be entirely independent of one another, even when +founded by monks sent out from a parent establishment. Cluny, however, +kept under the control of her own abbot all monasteries founded by her +agents and made the priors of these monasteries directly responsible +to him. Many outside abbeys were drawn into the new system, so that by +the middle of the twelfth century the Cluny congregation was comprised +of more than two thousand monasteries, all working harmoniously under +a single abbot-general. The majority of these were in France, but +there were many also in Spain, Italy, Poland, Germany, and England. It +was the Cluny monks who gave the Pope his chief support in the +struggle to free the Church from lay investiture and simony and to +enforce the ideal of a celibate clergy. This movement for reform may +properly be said, indeed, to have originated with the Cluniacs and to +have been taken up only later by the popes, chiefly by Gregory VII. By +the end of the eleventh century Cluniac discipline had begun to grow +lax and conditions were gradually shaped for another wave of monastic +reform, which came with the establishment of the Carthusians (in 1084) +and of the Cistercians (in 1098). + + Source--Text in Martin Bouquet, _Recueil des Historiens des + Gaules et de la France_ ["Collection of the Historians of Gaul + and of France"] (Paris, 1874), Vol. IX., pp. 709-711. + + [Sidenote: Motives for Duke William's benefaction] + + To all who think wisely it is evident that the providence of God + has made it possible for rich men, by using well their temporal + possessions, to be able to merit eternal rewards.... I, William, + count and duke, after diligent reflection, and desiring to provide + for my own safety while there is still time, have decided that it + is advisable, indeed absolutely necessary, that from the + possessions which God has given me I should give some portion for + the good of my soul. I do this, indeed, in order that I who have + thus increased in wealth may not at the last be accused of having + spent all in caring for my body, but rather may rejoice, when fate + at length shall snatch all things away, in having preserved + something for myself. I cannot do better than follow the precepts + of Christ and make His poor my friends. That my gift may be durable + and not transitory I will support at my own expense a congregation + of monks. And I hope that I shall receive the reward of the + righteous because I have received those whom I believe to be + righteous and who despise the world, although I myself am not able + to despise all things.[363] + + [Sidenote: The land and other property ceded] + + Therefore be it known to all who live in the unity of the faith and + who await the mercy of Christ, and to those who shall succeed them + and who shall continue to exist until the end of the world, that, + for the love of God and of our Saviour Jesus Christ, I hand over + from my own rule to the holy apostles, namely, Peter and Paul, the + possessions over which I hold sway--the town of Cluny, with the + court and demesne manor, and the church in honor of St. Mary, the + mother of God, and of St. Peter, the prince of the apostles, + together with all the things pertaining to it, the villas, the + chapels, the serfs of both sexes, the vines, the fields, the + meadows, the woods, the waters and their outlets, the mills, the + incomes and revenues, what is cultivated and what is not, all + without reserve. These things are situated in or about the county + of Mâcon[364], each one marked off by definite bounds. I give, + moreover, all these things to the aforesaid apostles--I, William, + and my wife Ingelberga--first for the love of God; then for the + soul of my lord King Odo, of my father and my mother; for myself + and my wife,--for the salvation, namely, of our souls and bodies; + and not least, for that of Ava, who left me these things in her + will; for the souls also of our brothers and sisters and nephews, + and of all our relatives of both sexes; for our faithful ones who + adhere to our service; for the advancement, also, and integrity of + the Catholic religion. Finally, since all of us Christians are held + together by one bond of love and faith, let this donation be for + all--for the orthodox, namely, of past, present, or future times. + + [Sidenote: A monastery to be established.] + + [Sidenote: Election of abbots to be "canonical"] + + I give these things, moreover, with this understanding, that in + Cluny a monastery shall be constructed in honor of the holy + apostles Peter and Paul, and that there the monks shall congregate + and live according to the rule of St. Benedict, and that they shall + possess and make use of these same things for all time. In such + wise, however, that the venerable house of prayer which is there + shall be faithfully frequented with vows and supplications, and + that heavenly conversations shall be sought after with all desire + and with the deepest ardor; and also that there shall be diligently + directed to God prayers and exhortations, as well for me as for + all, according to the order in which mention has been made of them + above. And let the monks themselves, together with all aforesaid + possessions, be under the power and dominion of the abbot Berno, + who, as long as he shall live, shall preside over them regularly + according to his knowledge and ability.[365] But after his death, + those same monks shall have power and permission to elect any one + of their order whom they please as abbot and rector, following the + will of God and the rule promulgated by St. Benedict--in such wise + that neither by the intervention of our own or of any other power + may they be impeded from making a purely canonical election. Every + five years, moreover, the aforesaid monks shall pay to the church + of the apostles at Rome ten shillings to supply them with lights; + and they shall have the protection of those same apostles and the + defense of the Roman pontiff; and those monks may, with their whole + heart and soul, according to their ability and knowledge, build up + the aforesaid place. + + [Sidenote: Works of charity enjoined] + + We will, further, that in our times and in those of our successors, + according as the opportunities and possibilities of that place + shall allow, there shall daily, with the greatest zeal, be + performed works of mercy towards the poor, the needy, strangers, + and pilgrims.[366] It has pleased us also to insert in this + document that, from this day, those same monks there congregated + shall be subject neither to our yoke, nor to that of our relatives, + nor to the sway of the royal might, nor to that of any earthly + power. And, through God and all His saints, and by the awful day of + judgment, I warn and admonish that no one of the secular princes, + no count, no bishop, not even the pontiff of the aforesaid Roman + see, shall invade the property of these servants of God, or + alienate it, or diminish it, or exchange it, or give it as a + benefice to any one, or set up any prelate over them against their + will.[367] + + +43. The Early Career of St. Bernard and the Founding of Clairvaux + +The most important individual who had part in the twelfth century +movement for monastic reform was unquestionably St. Bernard, of whom +indeed it has been said with reason that for a quarter of a century +there was no more influential man in Europe. Born in 1091, he came +upon the scene when times were ripe for great deeds and great careers, +whether with the crusading hosts in the East or in the vexed swirl of +secular and ecclesiastical affairs in the West. Particularly were the +times ripe for a great preacher and reformer--one who could avail +himself of the fresh zeal of the crusading period and turn a portion +of it to the regeneration of the corrupt and sluggish spiritual life +which in far too great a measure had crept in to replace the earlier +purity and devotion of the clergy. The need of reform was perhaps most +conspicuous in the monasteries, for many monastic establishments had +not been greatly affected by the Cluniac movement of the previous +century, and in many of those which had been touched temporarily the +purifying influences had about ceased to produce results. It was as a +monastic reformer that St. Bernard rendered greatest service to the +Church of his day, though he was far more than a mere zealot. He was, +says Professor Emerton, more than any other man, representative of the +spirit of the Middle Ages. "The monastery meant to him, not a place of +easy and luxurious retirement, where a man might keep himself pure +from earthly contact, nor even a home of learning, from which a man +might influence his world. It meant rather a place of pitiless +discipline, whereby the natural man should be reduced to the lowest +terms and thus the spiritual life be given its largest liberty. The +aim of Bernard was nothing less than the regeneration of society +through the presence in it of devoted men, bound together by a compact +organization, and holding up to the world the highest types of an +ideal which had already fixed itself in the imagination of the +age."[368] + +The founding of Clairvaux by St. Bernard, in 1115, was not the +beginning of a new monastic order; the Cistercians, to whom the +establishment properly belonged, had originated at Cîteaux seventeen +years before. But in later times St. Bernard was very properly +regarded as a second founder of the Cistercians, and the story of his +going forth from the parent house to establish the new one affords an +excellent illustration of the spirit which dominated the leaders in +monastic reform in the eleventh and twelfth centuries and of the +methods they employed to keep alive the lofty ideals of the old +Benedictine system; and, although individual monasteries were founded +under the most diverse circumstances, the story is of interest as +showing us the precise way in which one monastic house took its +origin. By the time of St. Bernard's death (1153) not fewer than a +hundred and fifty religious houses had been regenerated under his +inspiration. + +We are fortunate in possessing a composite biography of the great +reformer which is practically contemporary. It is in five books, the +first of which was written by William, abbot of St. Thierry of Rheims; +the second by Arnold, abbot of Bonneval, near Chartres; and the third, +fourth, and fifth by Geoffrey, a monk of Clairvaux and a former +secretary of St. Bernard. William of St. Thierry (from whose portion +of the biography selection "a" below is taken) wrote about 1140, +Arnold and Geoffrey soon after Bernard's death in 1153. + + Sources--(a) Guillaume de Saint-Thierry, _Bernardus + Clarævallensis_ [William of Saint Thierry, "Life of St. + Bernard"], Bk. I., Chaps. 1-4. + + (b) The _Acta Sanctorum_. Translated in Edward L. Cutts, + _Scenes and Characters of the Middle Ages_ (London, 1872), pp. + 11-12. + + [Sidenote: Bernard's parents] + + (a) + + Saint Bernard was born at Fontaines in Burgundy [near Dijon], at + the castle of his father. His parents were famed among the famous + of that age, most of all because of their piety. His father, + Tescelin, was a member of an ancient and knightly family, fearing + God and scrupulously just. Even when engaged in holy war he + plundered and destroyed no one; he contented himself with his + worldly possessions, of which he had an abundance, and used them in + all manner of good works. With both his counsel and his arms he + served temporal lords, but so as never to neglect to render to the + sovereign Lord that which was due Him. Bernard's mother, Alith, of + the castle Montbar, mindful of holy law, was submissive to her + husband and, with him, governed the household in the fear of God, + devoting herself to deeds of mercy and rearing her children in + strict discipline. She bore seven children, six boys and one girl, + not so much for the glory of her husband as for that of God; for + all the sons became monks and the daughter a nun....[369] + + [Sidenote: His early characteristics] + + As soon as Bernard was of sufficient age his mother intrusted his + education to the teachers in the church at Châtillon[370] and did + everything in her power to enable him to make rapid progress. The + young boy, abounding in pleasing qualities and endowed with natural + genius, fulfilled his mother's every expectation; for he advanced + in his study of letters at a speed beyond his age and that of other + children of the same age. But in secular matters he began already, + and very naturally, to humble himself in the interest of his future + perfection, for he exhibited the greatest simplicity, loved to be + in solitude, fled from people, was extraordinarily thoughtful, + submitted himself implicitly to his parents, had little desire to + converse, was devoted to God, and applied himself to his studies as + the means by which he should be able to learn of God through the + Scriptures.... + + [Sidenote: He decides to become a monk at Cîteaux] + + Determined that it would be best for him to abandon the world, he + began to inquire where his soul, under the yoke of Christ, would be + able to find the most complete and sure repose. The recent + establishment of the order of Cîteaux[371] suggested itself to his + thought. The harvest was abundant, but the laborers were few, for + hardly any one had sought happiness by taking up residence there, + because of the excessive austerity of life and the poverty which + there prevailed, but which had no terrors for the soul truly + seeking God. Without hesitation or misgivings, he turned his steps + to that place, thinking that there he would be able to find + seclusion and, in the secret of the presence of God, escape the + importunities of men; wishing particularly there to gain a refuge + from the vain glory of the noble's life, and to win purity of soul, + and perhaps the name of saint. + + [Sidenote: His struggle and his victory] + + When his brothers, who loved him according to the flesh, discovered + that he intended to become a monk, they employed every means to + turn him to the pursuit of letters and to attach him to the secular + life by the love of worldly knowledge. Without doubt, as he has + himself declared, he was not a little moved by their arguments. But + the memory of his devout mother urged him importunately to take the + step. It often seemed to him that she appeared before him, + reproaching him and reminding him that she had not reared him for + frivolous things of that sort, and that she had brought him up in + quite another hope. Finally, one day when he was returning from the + siege of a château called Grancey, and was coming to his brothers, + who were with the duke of Burgundy, he began to be violently + tormented by these thoughts. Finding by the roadside a church, he + went in and there prayed, with flooded eyes, lifting his hands + toward Heaven and pouring out his heart like water before the Lord. + That day fixed his resolution irrevocably. From that hour, even as + the fire consumes the forests and the flame ravages the mountains, + seizing everything, devouring first that which is nearest but + advancing to objects farther removed, so did the fire which God had + kindled in the heart of his servant, desiring that it should + consume it, lay hold first of his brothers (of whom only the + youngest, incapable yet of becoming a monk, was left to console his + old father), then his parents, his companions, and his friends, + from whom no one had ever expected such a step.... + + [Sidenote: Bernard and his companions at Châtillon] + + The number of those who decided to take upon themselves monastic + vows increased and, as one reads of the earliest sons of the + Church, "all the multitude of those who believed were of one mind + and one heart" [Acts v. 32]. They lived together and no one else + dared mingle with them. They had at Châtillon a house which they + possessed in common and in which they held meetings, dwelt + together, and held converse with one another. No one was so bold as + to enter it, unless he were a member of the congregation. If any + one entered there, seeing and hearing what was done and said (as + the Apostle declared of the Christians of Corinth), he was + convinced by their prophecies and, adoring the Lord and perceiving + that God was truly among them, he either joined himself to the + brotherhood or, going away, wept at his own plight and their happy + state.... + + [Sidenote: They enter Cîteaux] + + At that time, the young and feeble establishment at Cîteaux, under + the venerable abbot Stephen,[372] began to be seriously weakened by + its paucity of numbers and to lose all hope of having successors to + perpetuate the heritage of holy poverty, for everybody revered the + life of these monks for its sanctity but held aloof from it because + of its austerity. But the monastery was suddenly visited and made + glad by the Lord in a happy and unhoped-for manner. In 1113, + fifteen years after the foundation of the monastery, the servant of + God, Bernard, then about twenty-three years of age, entered the + establishment under the abbot Stephen, with his companions to the + number of more than thirty, and submitted himself to the blessed + yoke of Christ. From that day God prospered the house, and that + vine of the Lord bore fruit, putting forth its branches from sea to + sea. + + Such were the holy beginnings of the monastic life of that man of + God. It is impossible to any one who has not been imbued as he with + the spirit of God to recount the illustrious deeds of his career, + and his angelic conduct, during his life on earth. He entered the + monastery poor in spirit, still obscure and of no fame, with the + intention of there perishing in the heart and memory of men, and + hoping to be forgotten and ignored like a lost vessel. But God + ordered it otherwise, and prepared him as a chosen vessel, not only + to strengthen and extend the monastic order, but also to bear His + name before kings and peoples to the ends of the earth.... + + [Sidenote: Bernard prays for and obtains the ability to reap] + + [Sidenote: His devotion and knowledge of the Scriptures] + + At the time of harvest the brothers were occupied, with the fervor + and joy of the Holy Spirit, in reaping the grain. Since he + [Bernard] was not able to have part in the labor, they bade him sit + by them and take his ease. Greatly troubled, he had recourse to + prayer and, with much weeping, implored the Lord to grant him the + strength to become a reaper. The simplicity of his faith did not + deceive him, for that which he asked he obtained. Indeed from that + day he prided himself in being more skilful than the others at that + task; and he was the more given over to devotion during that labor + because he realized that the ability to perform it was a direct + gift from God. Refreshed by his employments of this kind, he + prayed, read, or meditated continuously. If an opportunity for + prayer in solitude offered itself, he seized it; but in any case, + whether by himself or with companions, he preserved a solitude in + his heart, and thus was everywhere alone. He read gladly, and + always with faith and thoughtfulness, the Holy Scriptures, saying + that they never seemed to him so clear as when read in the text + alone, and he declared his ability to discern their truth and + divine virtue much more readily in the source itself than in the + commentaries which were derived from it. Nevertheless, he read + humbly the saints and orthodox commentators and made no pretense of + rivaling their knowledge; but, submitting his to theirs, and + tracing it faithfully to its sources, he drank often at the + fountain whence they had drawn. It is thus that, full of the spirit + which has divinely inspired all Holy Scripture, he has served God + to this day, as the Apostle says, with so great confidence, and + such ability to instruct, convert, and sway. And when he preaches + the word of God, he renders so clear and agreeable that which he + takes from Scripture to insert in his discourse, and he has such + power to move men, that everybody, both those clever in worldly + matters and those who possess spiritual knowledge, marvel at the + eloquent words which fall from his lips. + + [Sidenote: Site selected for the new monastery] + + (b) + + Twelve monks and their abbot, representing our Lord and His + apostles, were assembled in the church. Stephen placed a cross in + Bernard's hands, who solemnly, at the head of his small band, + walked forth from Cîteaux.... Bernard struck away to the northward. + For a distance of nearly ninety miles he kept this course, passing + up by the source of the Seine, by Châtillon, of school-day + memories, until he arrived at La Ferté, about equally distant + between Troyes and Chaumont, in the diocese of Langres, and + situated on the river Aube.[373] About four miles beyond La Ferté + was a deep valley opening to the east. Thick umbrageous forests + gave it a character of gloom and wildness; but a gushing stream of + limpid water which ran through it was sufficient to redeem every + disadvantage. + + [Sidenote: The first building constructed] + + In June, 1115, Bernard took up his abode in the "Valley of + Wormwood," as it was called, and began to look for means of shelter + and sustenance against the approaching winter. The rude fabric + which he and his monks raised with their own hands was long + preserved by the pious veneration of the Cistercians. It consisted + of a building covered by a single roof, under which chapel, + dormitory, and refectory were all included. Neither stone nor wood + hid the bare earth, which served for a floor. Windows scarcely + wider than a man's head admitted a feeble light. In this room the + monks took their frugal meals of herbs and water. Immediately above + the refectory was the sleeping apartment. It was reached by a + ladder, and was, in truth, a sort of loft. Here were the monks' + beds, which were peculiar. They were made in the form of boxes, or + bins, of wooden planks, long and wide enough for a man to lie down + in. A small space, hewn out with an axe, allowed room for the + sleeper to get in or out. The inside was strewn with chaff, or + dried leaves, which, with the woodwork, seem to have been the only + covering permitted.... + + [Sidenote: Hardships encountered] + + The monks had thus got a house over their heads; but they had very + little else. They had left Cîteaux in June. Their journey had + probably occupied them a fortnight; their clearing, preparations, + and building, perhaps two months; and thus they were near September + when this portion of their labor was accomplished. Autumn and + winter were approaching, and they had no store laid by. Their food + during the summer had been a compound of leaves intermixed with + coarse grain. Beech-nuts and roots were to be their main support + during the winter. And now to the privations of insufficient food + was added the wearing out of their shoes and clothes. Their + necessities grew with the severity of the season, until at last + even salt failed them; and presently Bernard heard murmurs. He + argued and exhorted; he spoke to them of the fear and love of God, + and strove to rouse their drooping spirits by dwelling on the hopes + of eternal life and Divine recompense. Their sufferings made them + deaf and indifferent to their abbot's words. They would not remain + in this valley of bitterness; they would return to Cîteaux. + Bernard, seeing they had lost their trust in God, reproved them no + more; but himself sought in earnest prayer for release from their + difficulties. Presently a voice from heaven said, "Arise, Bernard, + thy prayer is granted thee." Upon which the monks said, "What didst + thou ask of the Lord?" "Wait, and ye shall see, ye of little + faith," was the reply; and presently came a stranger who gave the + abbot ten livres. + + +44. A Description of Clairvaux + +The following is an interesting description of the abbey of Clairvaux, +written by William of St. Thierry, the friend and biographer of +Bernard. After giving an account of the external appearance and +surroundings of the monastery, the writer goes on to portray the daily +life and devotion of the monks who resided in it. In reading the +description it should be borne in mind that Clairvaux was a new +establishment, founded expressly to further the work of monastic +reform, and that therefore at the time when William of St. Thierry +knew it, it exhibited a state of piety and industry considerably above +that to be found in the average abbey of the day. + + Source--Guillaume de Saint-Thierry, _Bernardus Clarævallensis_ + [William of Saint Thierry, "Life of St. Bernard"], Bk. I., + Chap. 7. Translated in Edward L. Cutts, _Scenes and Characters + of the Middle Ages_ (London, 1872), pp. 12-14. + + [Sidenote: The solitude of Clairvaux] + + At the first glance as you entered Clairvaux by descending the hill + you could see that it was a temple of God; and the still, silent + valley bespoke, in the modest simplicity of its buildings, the + unfeigned humility of Christ's poor. Moreover, in this valley full + of men, where no one was permitted to be idle, where one and all + were occupied with their allotted tasks, a silence deep as that of + night prevailed. The sounds of labor, or the chants of the brethren + in the choral service, were the only exceptions. The orderliness of + this silence, and the report that went forth concerning it, struck + such a reverence even into secular persons that they dreaded + breaking it,--I will not say by idle or wicked conversation, but + even by proper remarks. The solitude, also, of the place--between + dense forests in a narrow gorge of neighboring hills--in a certain + sense recalled the cave of our father St. Benedict,[374] so that + while they strove to imitate his life, they also had some + similarity to him in their habitation and loneliness.... + + [Sidenote: Marvelous works accomplished there] + + Although the monastery is situated in a valley, it has its + foundations on the holy hills, whose gates the Lord loveth more + than all the dwellings of Jacob. Glorious things are spoken of it, + because the glorious and wonderful God therein worketh great + marvels. There the insane recover their reason, and although their + outward man is worn away, inwardly they are born again. There the + proud are humbled, the rich are made poor, and the poor have the + Gospel preached to them, and the darkness of sinners is changed + into light. A large multitude of blessed poor from the ends of the + earth have there assembled, yet have they one heart and one mind; + justly, therefore, do all who dwell there rejoice with no empty + joy. They have the certain hope of perennial joy, of their + ascension heavenward already commenced. In Clairvaux, they have + found Jacob's ladder, with angels upon it; some descending, who so + provide for their bodies that they faint not on the way; others + ascending, who so rule their souls that their bodies hereafter may + be glorified with them. + + [Sidenote: The piety of the monks] + + For my part, the more attentively I watch them day by day, the more + do I believe that they are perfect followers of Christ in all + things. When they pray and speak to God in spirit and in truth, by + their friendly and quiet speech to Him, as well as by their + humbleness of demeanor, they are plainly seen to be God's + companions and friends. When, on the other hand, they openly praise + God with psalms, how pure and fervent are their minds, is shown by + their posture of body in holy fear and reverence, while by their + careful pronunciation and modulation of the psalms, is shown how + sweet to their lips are the words of God--sweeter than honey to + their mouths. As I watch them, therefore, singing without fatigue + from before midnight to the dawn of day, with only a brief + interval, they appear a little less than the angels, but much more + than men.... + + [Sidenote: Their manual labor] + + As regards their manual labor, so patiently and placidly, with such + quiet countenances, in such sweet and holy order, do they perform + all things, that although they exercise themselves at many works, + they never seem moved or burdened in anything, whatever the labor + may be. Whence it is manifest that that Holy Spirit worketh in them + who disposeth of all things with sweetness, in whom they are + refreshed, so that they rest even in their toil. Many of them, I + hear, are bishops and earls, and many illustrious through their + birth or knowledge; but now, by God's grace, all distinction of + persons being dead among them, the greater any one thought himself + in the world, the more in this flock does he regard himself as less + than the least. I see them in the garden with hoes, in the meadows + with forks or rakes, in the fields with scythes, in the forest with + axes. To judge from their outward appearance, their tools, their + bad and disordered clothes, they appear a race of fools, without + speech or sense. But a true thought in my mind tells me that their + life in Christ is hidden in the heavens. Among them I see Godfrey + of Peronne, Raynald of Picardy, William of St. Omer, Walter of + Lisle, all of whom I knew formerly in the old man, whereof I now + see no trace, by God's favor. I knew them proud and puffed up; I + see them walking humbly under the merciful hand of God. + + +FOOTNOTES: + +[363] In other words, it is Duke William's hope that, though not +himself willing to be restricted to the life of a monk, he may secure +substantially an equivalent reward by patronizing men who _are_ thus +willing. + +[364] Mâcon, the seat of the diocese in which Cluny was situated, was +on the Saône, a short distance to the southeast. + +[365] Berno served as abbot of Cluny from 910 until 927. + +[366] That the charitable side of the monastery's work was well +attended to is indicated by the fact that in a single year, late in +the eleventh century, seventeen thousand poor were given assistance by +the monks. + +[367] The remainder of the charter consists of a series of +imprecations of disaster and punishment upon all who at any time and +in any way should undertake to interfere with the vested rights just +granted. These imprecations were strictly typical of the mediæval +spirit-so much so that many of them came to be mere formulæ, employed +to give documents due solemnity, but without any especially direful +designs on the part of the writer who used them. + +[368] Emerton, _Mediæval Europe_, p. 458. + +[369] Bernard was the third son. + +[370] About sixty miles southeast of Troyes. + +[371] Cîteaux (established by Odo, duke of Burgundy, in 1098) was near +Dijon in Burgundy. + +[372] Stephen Harding, an Englishman, succeeded Alberic as abbot of +Cîteaux in 1113. + +[373] Châtillon was about twelve miles south of La Ferté. The latter +was fifty miles southeast of Troyes and only half as far from +Chaumont, despite the author's statement that, it lay midway between +the two places. The Aube is an important tributary of the upper Seine. + +[374] The famous founder of the monastery of Monte Cassino and the +compiler of the Benedictine Rule [see p. 83]. + + + + +CHAPTER XVI. + +THE CONFLICT OVER INVESTITURE + + +45. Gregory VII.'s Conception of the Papal Authority + +Hildebrand, who as pope was known as Gregory VII., was born about the +year 1025 in the vicinity of the little Tuscan town of Soana. His +education was received in the rich monastery of Saint Mary on the +Aventine, of which one of his uncles was abbot. At the age of +twenty-five he became chaplain to Pope Gregory VI., after whose fall +from power he sought seclusion in the monastery at Cluny. In 1049, +however, he again appeared in Italy, this time in the rôle of +companion to the new pontiff, Leo IX. In a few years he became +sub-deacon and cardinal and was intrusted with the municipal affairs +and financial interests of the Holy See. He served as papal legate in +France and in 1057 was sent to Germany to obtain the consent of +Empress Agnes to the hurried election of Stephen IX. While in these +countries he became convinced that the evil conditions--simony, lay +investiture, and non-celibacy of the clergy--which the Cluniacs were +seeking to reform would never be materially improved by the temporal +powers, and consequently that the only hope of betterment lay in the +establishing of an absolute papal supremacy before which kings, and +even emperors, should be compelled to bow in submission. In April, +1073, Hildebrand himself was made pope, nominally by the vote of the +College of Cardinals, but really by the enthusiastic choice of the +Roman populace. His whole training and experience had fitted him +admirably for the place and had equipped him with the capacity to make +of his office something more than had any of his predecessors. When he +became pope it was with a very lofty ideal of what the papacy should +be, and the surprising measure in which he was able to realize this +ideal entitles him without question to be regarded as the greatest of +all mediæval popes. + +In the document given below, the so-called _Dictatus Papæ_, Pope +Gregory's conception of the nature of the papal power and its proper +place in the world is stated in the form of a clear and forcible +summary. Until recently the _Dictatus_ was supposed to have been +written by Gregory himself, but it has been fairly well demonstrated +that it was composed not earlier than 1087 and was therefore the work +of some one else (Gregory died in 1085). It conforms very closely to a +collection of the laws of the Church published in 1087 by a certain +cardinal by the name of Deusdedit. The document loses little or none +of its value by reason of this uncertainty as to its authorship, for +it represents Pope Gregory's views as accurately as if he were known +to have written it. In judging Gregory's theories it should be borne +in mind (1) that it was not personal ambition, but sincere conviction, +that lay beneath them; (2) that the temporal states which existed in +western Europe in Gregory's day were rife with feudal anarchy and +oppression and often too weak to be capable of rendering justice; and +(3) that Gregory claimed, not that the Church should actually assume +the management of the civil government throughout Europe, but only +that in cases of notorious failure of temporal sovereigns to live +right and govern well, the supreme authority of the papacy should be +brought to bear upon them, either to depose them or to compel them to +mend their ways. It is worthy of note, however, that Gregory was +careful to lay the foundations of a formidable political power in +Italy, chiefly by availing himself of the practices of feudalism, as +seen, for example, in the grant of southern Italy to the Norman Robert +Guiscard to be held as a fief of the Roman see. + + Source--Text in Michael Doeberl, _Monumenta Germaniæ Historica + Selecta_ (München, 1889), Vol. III., p. 17. + + =1.= That the Roman Church was founded by God alone. + + =2.= That the Roman bishop alone is properly called + universal.[375] + + =3.= That he alone has the power to depose bishops and reinstate + them. + + =4.= That his legate, though of inferior rank, takes precedence of + all bishops in council, and may give sentence of deposition against + them. + + =5.= That the Pope has the power to depose [bishops] in their + absence.[376] + + =6.= That we should not even stay in the same house with those who + are excommunicated by him. + + =8.= That he alone may use the imperial insignia.[377] + + =9.= That the Pope is the only person whose feet are kissed by all + princes. + + =11.= That the name which he bears belongs to him alone.[378] + + =12.= That he has the power to depose emperors.[379] + + =13.= That he may, if necessity require, transfer bishops from one + see to another. + + =16.= That no general synod may be called without his consent. + + =17.= That no action of a synod, and no book, may be considered + canonical without his authority.[380] + + =18.= That his decree can be annulled by no one, and that he alone + may annul the decrees of any one. + + =19.= That he can be judged by no man. + + =20.= That no one shall dare to condemn a person who appeals to the + apostolic see. + + =22.= That the Roman Church has never erred, nor ever, by the + testimony of Scripture, shall err, to all eternity.[381] + + =26.= That no one can be considered Catholic who does not agree + with the Roman Church. + + =27.= That he [the Pope] has the power to absolve the subjects of + unjust rulers from their oath of fidelity. + + +46. Letter of Gregory VII. to Henry IV. (December, 1075) + +The high ideal of papal supremacy over temporal sovereigns which +Gregory cherished when he became pope in 1073, and which is set forth +so forcibly in the _Dictatus_, was one whose validity no king or +emperor could be brought to recognize. It involved an attitude of +inferiority and submissiveness which monarchs felt to be quite +inconsistent with the complete independence which they claimed in the +management of the affairs of their respective states. Perhaps one may +say that the theory in itself, as a mere expression of religious +sentiment, was not especially obnoxious; many an earlier pope had +proclaimed it in substance without doing the kings and emperors of +Europe material injury. It was the firm determination and the +aggressive effort of Gregory to reduce the theory to an actual working +system that precipitated a conflict. + +The supreme test of Gregory's ability to make the papal power felt in +the measure that he thought it should be came early in the pontificate +in the famous breach with Henry IV. of Germany. Henry at the time was +not emperor in name, but only "king of the Romans," the imperial +coronation not yet having taken place.[382] For all practical +purposes, however, he may be regarded as occupying the emperor's +position, since all that was lacking was the performance of a more or +less perfunctory ceremony. Henry's specific grievances against the +Pope were that the latter had declared it a sin for an ecclesiastic to +be invested with his office by a layman, though this was almost the +universal practice in Germany, and that he had condemned five of the +king's councilors for simony,[383] suspended the archbishop of Bremen, +the bishops of Speyer and Strassburg, and two Lombard bishops, and +deposed the bishop of Florence. Half of the land and wealth of Germany +was in the hands of bishops and abbots who, if the Pope were to have +his way, would be released from all practical dependence upon the king +and so would be free to encourage and take part in the feudal revolts +which Henry was exerting himself so vigorously to crush. June 8, 1075, +on the banks of the Unstrutt, the king won a signal victory over the +rebellious feudal lords, after which he felt strong enough to defy the +authority of Gregory with impunity. He therefore continued to +associate with the five condemned councilors and, in contempt of +recent papal declarations against lay investiture, took it upon +himself to appoint and invest a number of bishops and abbots, though +always with extreme care that the right kind of men be selected. Pope +Gregory was, of course, not the man to overlook such conduct and at +once made vigorous protest. The letter given below was written in +December, 1075, and is one of a considerable series which passed back +and forth across the Alps prior to the breaking of the storm in +1076-1077. At this stage matters had not yet got beyond the +possibility of compromise and reconciliation; in fact Gregory writes +as much as anything else to get the king's own statement regarding the +reports of his conduct which had come to Rome. The tone of the letter +is firm, it is true, but conciliatory. The thunder of subsequent +epistles to the recreant Henry had not yet been brought into play. + + Source--Text in Michael Doeberl, _Monumenta Germaniæ Historica + Selecta_ (München, 1889), Vol. III., pp. 18-22. Adapted from + translation in Oliver J. Thatcher and Edgar H. McNeal, _Source + Book for Mediæval History_ (New York, 1905), pp. 147-150. + + Gregory, bishop, servant of the servants of God, to Henry, the + king, greeting and apostolic benediction,--that is, if he be + obedient to the apostolic see as is becoming in a Christian king: + + [Sidenote: Henry exhorted to confess his sins] + + It is with some hesitation that we have sent you our apostolic + benediction, knowing that for all our acts as pope we must render + an account to God, the severe judge. It is reported that you have + willingly associated with men who have been excommunicated by + decree of the Pope and sentence of a synod.[384] If this be true, + you are very well aware that you can receive the blessing neither + of God nor of the Pope until you have driven them from you and have + compelled them to do penance, and have also yourself sought + absolution and forgiveness for your transgressions with due + repentance and good works. Therefore we advise you that, if you + realize your guilt in this matter, you immediately confess to some + pious bishop, who shall absolve you with our permission, + prescribing for you penance in proportion to the fault, and who + shall faithfully report to us by letter, with your permission, the + nature of the penance required. + + [Sidenote: The Pope's claim to authority over temporal princes] + + We wonder, moreover, that you should continue to assure us by + letter and messengers of your devotion and humility; that you + should call yourself our son and the son of the holy mother Church, + obedient in the faith, sincere in love, diligent in devotion; and + that you should commend yourself to us with all zeal of love and + reverence--whereas in fact you are constantly disobeying the + canonical and apostolic decrees in important matters of the + faith.... Since you confess yourself a son of the Church, you + should treat with more honor the head of the Church, that is, St. + Peter, the prince of the apostles. If you are one of the sheep of + the Lord, you have been entrusted to him by divine authority, for + Christ said to him: "Peter, feed my sheep" [John, xxi. 16]; and + again: "And I will give unto thee the keys of the kingdom of + Heaven; and whatsoever thou shalt bind on earth shall be bound in + heaven; and whatsoever thou shalt loose on earth shall be loosed in + heaven" [Matt., xvi. 19]. And since we, although an unworthy + sinner, exercise his authority by divine will, the words which you + address to us are in reality addressed directly to him. And + although we read or hear only the words, he sees the heart from + which the words proceed. Therefore your highness should be very + careful that no insincerity be found in your words and messages to + us; and that you show due reverence, not to us, indeed, but to + omnipotent God, in those things which especially make for the + advance of the Christian faith and the well-being of the Church. + For our Lord said to the apostles and to their successors: "He that + heareth you heareth me, and he that despiseth you despiseth me" + [Luke, x. 16]. For no one will disregard our admonitions if he + believes that the decrees of the Pope have the same authority as + the words of the apostle himself....[385] + + [Sidenote: Abuses in the Church to be corrected] + + Now in the synod held at the apostolic seat to which the divine + will has called us (at which some of your subjects also were + present) we, seeing that the Christian religion had been weakened + by many attacks and that the chief and proper motive, that of + saving souls, had for a long time been neglected and slighted, were + alarmed at the evident danger of the destruction of the flock of + the Lord, and had recourse to the decrees and the doctrine of the + holy fathers. We decreed nothing new, nothing of our invention; but + we decided that the error should be abandoned and the single + primitive rule of ecclesiastical discipline and the familiar way of + the saints should be again sought out and followed.[386] For we + know that no other door to salvation and eternal life lies open to + the sheep of Christ than that which was pointed out by Him who + said: "I am the door: by me if any man enter in he shall be saved, + and find pasture" [John, x. 9]; and this, we learn from the gospels + and from the sacred writings, was preached by the apostles and + observed by the holy fathers. And we have decided that this + decree--which some, placing human above divine honor, have called + an unendurable weight and an immense burden, but which we call by + its proper name, that is, the truth and light necessary to + salvation--is to be received and observed not only by you and your + subjects, but also by all princes and peoples of the earth who + confess and worship Christ; for it is greatly desired by us, and + would be most fitting to you, that as you are greater than others + in glory, in honor, and in virtue, so you should be more + distinguished in devotion to Christ. + + [Sidenote: Gregory disposed to treat Henry fairly] + + Nevertheless, that this decree may not seem to you beyond measure + grievous and unjust, we have commanded you by your faithful + ambassadors to send to us the wisest and most pious men whom you + can find in your kingdom, so that if they can show or instruct us + in any way how we can temper the sentence promulgated by the holy + fathers without offense to the eternal King or danger to our souls, + we may consider their advice. But, even if we had not warned you in + so friendly a manner, it would have been only right on your part, + before you violated the apostolic decrees, to ask justice of us in + a reasonable manner in any matter in which we had injured or + affected your honor. But from what you have since done and decreed + it is evident how little you care for our warnings, or for the + observance of justice. + + [Sidenote: Henry's obligation to serve and obey the papacy] + + But since we hope that, while the long-suffering patience of God + still invites you to repent, you may become wiser and your heart + may be turned to obey the commands of God, we warn you with + fatherly love that, knowing the rule of Christ to be over you, you + should consider how dangerous it is to place your honor above His, + and that you should not interfere with the liberty of the Church + which He has deigned to join to Himself by heavenly union, but + rather with faithful devotion you should offer your assistance to + the increasing of this liberty to omnipotent God and St. Peter, + through whom also your glory may be enhanced. You ought to + recognize what you undoubtedly owe to them for giving you victory + over your enemies,[387] that as they have gladdened you with great + prosperity, so they should see that you are thereby rendered more + devout. And in order that the fear of God, in whose hands is all + power and all rule, may affect your heart more than these our + warnings, you should recall what happened to Saul, when, after + winning the victory which he gained by the will of the prophet, he + glorified himself in his triumph and did not obey the warnings of + the prophet, and how God reproved him; and, on the other hand, what + grace King David acquired by reason of his humility, as well as his + other virtues. + + +47. Henry IV.'s Reply to Gregory's Letter (January, 1076) + +In 1059, when Nicholas II. was pope and Hildebrand was yet only a +cardinal, a council assembled at the Lateran decreed that henceforth +the right of electing the sovereign pontiff should be vested +exclusively in the college of cardinals, or in other words, in seven +cardinal bishops in the vicinity of Rome and a certain number of +cardinal priests and deacons attached to the parishes of the city. The +people and clergy generally were deprived of participation in the +election, except so far as merely to give their consent. Hildebrand +seems to have been the real author of the decree. Nevertheless, in +1073, when he was elevated to the papal chair, the decree of 1059 was +in a measure ignored, for he was elected by popular vote and his +choice was only passively sanctioned by the cardinals. When, +therefore, the quarrel between him and Henry IV. came on, the latter +was not slow to make use of the weapon which Hildebrand's (or +Gregory's) uncanonical election placed in his hands. In replying, +January 24, 1076, to the papal letter of December, 1075, he bluntly +addresses himself to "Hildebrand, not pope, but false monk," and +writes a stinging epistle in the tone thus assumed in his salutation. +In his arraignment of Gregory the king doubtless went far beyond the +truth; but the fact remains that Gregory's dominating purposes in the +interest of the papal authority threatened to cut deeply into the +independence of all temporal sovereigns, and therefore rendered such +resistance as Henry offered quite inevitable. In the interim between +receiving the Pope's letter and dispatching his reply Henry had +convened at Worms a council of the German clergy, and this body had +decreed that Gregory, having wrongfully ascended the papal throne, +should be compelled forthwith to abdicate it. + + Source--Text in Michael Doeberl, _Monumenta Germaniæ Historica + Selecta_ (München, 1889), Vol. III., pp. 24-25. Translated in + Oliver J. Thatcher and Edgar H. McNeal, _Source Book for + Mediæval History_ (New York, 1905), pp. 151-152. + + Henry, king not by usurpation, but by the holy ordination of God, + to Hildebrand, not pope, but false monk. + + [Sidenote: Gregory declared to be only a demagogue] + + [Sidenote: The papal claim to temporal supremacy rejected] + + [Sidenote: Henry also cites Scripture] + + This is the salutation which you deserve, for you have never held + any office in the Church without making it a source of confusion + and a curse to Christian men, instead of an honor and a blessing. + To mention only the most obvious cases out of many, you have not + only dared to lay hands on the Lord's anointed, the archbishops, + bishops, and priests, but you have scorned them and abused them, as + if they were ignorant servants not fit to know what their master + was doing. This you have done to gain favor with the vulgar crowd. + You have declared that the bishops know nothing and that you know + everything; but if you have such great wisdom you have used it not + to build but to destroy. Therefore we believe that St. Gregory, + whose name you have presumed to take, had you in mind when he said: + "The heart of the prelate is puffed up by the abundance of + subjects, and he thinks himself more powerful than all others." All + this we have endured because of our respect for the papal office, + but you have mistaken our humility for fear, and have dared to make + an attack upon the royal and imperial authority which we received + from God. You have even threatened to take it away, as if we had + received it from you, and as if the Empire and kingdom were in your + disposal and not in the disposal of God. Our Lord Jesus Christ has + called us to the government of the Empire, but He never called you + to the rule of the Church. This is the way you have gained + advancement in the Church: through craft you have obtained wealth; + through wealth you have obtained favor; through favor, the power of + the sword; and through the power of the sword, the papal seat, + which is the seat of peace; and then from the seat of peace you + have expelled peace. For you have incited subjects to rebel against + their prelates by teaching them to despise the bishops, their + rightful rulers. You have given to laymen the authority over + priests, whereby they condemn and depose those whom the bishops + have put over them to teach them. You have attacked me, who, + unworthy as I am, have yet been anointed to rule among the anointed + of God, and who, according to the teaching of the fathers, can be + judged by no one save God alone, and can be deposed for no crime + except infidelity. For the holy fathers in the time of the apostate + Julian[388] did not presume to pronounce sentence of deposition + against him, but left him to be judged and condemned by God. St. + Peter himself said, "Fear God, honor the king" [1 Pet., ii. 17]. + But you, who fear not God, have dishonored me, whom He hath + established. St. Paul, who said that even an angel from heaven + should be accursed who taught any other than the true doctrine, did + not make an exception in your favor, to permit you to teach false + doctrines. For he says, "But though we, or an angel from heaven, + preach any other gospel unto you than that which we have preached + unto you, let him be accursed" [Gal., i. 8]. Come down, then, from + that apostolic seat which you have obtained by violence; for you + have been declared accursed by St. Paul for your false doctrines, + and have been condemned by us and our bishops for your evil rule. + Let another ascend the throne of St. Peter, one who will not use + religion as a cloak of violence, but will teach the life-giving + doctrine of that prince of the apostles. I, Henry, king by the + grace of God, with all my bishops, say unto you: "Come down, come + down, and be accursed through all the ages." + + +48. Henry IV. Deposed by Pope Gregory (1076) + +The foregoing letter of Henry IV. was received at Rome with a storm of +disapproval and the envoys who bore it barely escaped with their +lives. A council of French and Italian bishops was convened in the +Lateran (Feb. 24, 1076), and the king's haughty epistle, together with +the decree of the council at Worms deposing Gregory, were read and +allowed to have their effect. With the assent of the bishops, the Pope +pronounced the sentence of excommunication against Henry and formally +released all the latter's Christian subjects from their oath of +allegiance. Naturally the action of Gregory aroused intense interest +throughout Europe. In Germany it had the intended effect of detaching +many influential bishops and abbots from the imperial cause and +stirring the political enemies of the king to renewed activity. The +papal ban became a pretext for the renewal of the hostility on part of +his dissatisfied subjects which Henry had but just succeeded in +suppressing. + +In the first part of the papal decree Gregory seeks to defend himself +against the charges brought by Henry and the German clergy to the +effect that he had mounted the papal throne through personal ambition +and the employment of unbecoming means. It was indisputable that his +election had not been strictly in accord with the decree of 1059, but +it seems equally true that, as Gregory declares, he was placed at the +helm of the Church contrary to his personal desires. + + Source--Text in Michael Doeberl, _Monumenta Germaniæ Historica + Selecta_ (München, 1889), Vol. III., p. 26. Translated in + Oliver J. Thatcher and Edgar H. McNeal, _Source Book for + Mediæval History_ (New York, 1905), pp. 155-156. + + [Sidenote: Gregory denies that he ever sought the papal + office] + + [Sidenote: Henry deposed by papal decree] + + St. Peter, prince of the apostles, incline thine ear unto me, I + beseech thee, and hear me, thy servant, whom thou hast nourished + from mine infancy and hast delivered from mine enemies that hate me + for my fidelity to thee. Thou art my witness, as are also my + mistress, the mother of God, and St. Paul thy brother, and all the + other saints, that the Holy Roman Church called me to its + government against my own will, and that I did not gain thy throne + by violence; that I would rather have ended my days in exile than + have obtained thy place by fraud or for worldly ambition. It is not + by my efforts, but by thy grace, that I am set to rule over the + Christian world which was especially intrusted to thee by Christ. + It is by thy grace, and as thy representative that God has given to + me the power to bind and to loose in heaven and in earth. Confident + of my integrity and authority, I now declare in the name of the + omnipotent God, the Father, Son, and Holy Spirit, that Henry, son + of the Emperor Henry,[389] is deprived of his kingdom of Germany + and Italy. I do this by thy authority and in defense of the honor + of thy Church, because he has rebelled against it. He who attempts + to destroy the honor of the Church should be deprived of such honor + as he may have held. He has refused to obey as a Christian should; + he has not returned to God from whom he had wandered; he has had + dealings with excommunicated persons; he has done many iniquities; + he has despised the warnings which, as thou art witness, I sent to + him for his salvation; he has cut himself off from thy Church, and + has attempted to rend it asunder; therefore, by thy authority, I + place him under the curse. It is in thy name that I curse him, that + all people may know that thou art Peter, and upon thy rock the Son + of the living God has built his Church, and the gates of Hell shall + not prevail against it. + + +49. The Penance of Henry IV. at Canossa (1077) + +In his contest with the Pope, Henry's chances of winning were from the +outset diminished by the readiness of his subjects to take advantage +of his misfortunes to recover political privileges they had lost under +his vigorous rule. In October, 1076, the leading German nobles, lay +and clerical, encouraged by the papal decree of the preceding +February, assembled at Tribur, near Mainz, and proceeded to formulate +a plan of action. Henry, with the few followers who remained faithful, +awaited the result at Oppenheim, just across the Rhine. The magnates +at last agreed that unless Henry could secure the removal of the papal +ban within a year he should be deposed from the throne. By the +Oppenheim Convention he was forced to promise to revoke his sentence +of deposition against Gregory and to offer him his allegiance. The +promise was executed in a royal edict of the same month. Seeing that +there remained no hope in further resistance, and hearing that Gregory +was about to present himself in Germany to compel a final adjustment +of the affair, Henry fled from Speyer, where he had been instructed by +the nobles to remain, and by a most arduous winter journey over the +Alps arrived at last at the castle of Canossa, in Tuscany,[390] where +the Pope, on his way to Germany, was being entertained by one of his +allies, the Countess Matilda. Gregory might indeed already have been +on the Rhine but that he had heard of the move Henry was making and +feared that he was proposing to stir up revolt in the papal dominions. +The king was submissive, apparently conquered; yet Gregory was loath +to end the conflict at this point. He had hoped to establish a +precedent by entering German territory and there disposing of the +crown according to his own will. But it was a cardinal rule of the +Church that a penitent sincerely seeking absolution could not be +denied, and in his request Henry was certainly importunate enough to +give every appearance of sincerity. Accordingly, the result of the +meeting of king [Emperor] and Pope at Canossa was that the ban of +excommunication was revoked by the latter, while the former took an +oath fully acknowledging the papal claims. + +Inasmuch as he had saved his crown and frustrated the design of +Gregory to cross the mountains into Germany, Henry may be said to have +won a temporary advantage; and this was followed within a few years, +when the struggle broke out again, by the practical expulsion of +Gregory from Rome and his death in broken-hearted exile (1085). +Nevertheless the moral effect of the Canossa episode, and of the +events which followed, in the long run operated decidedly against the +king's position and the whole imperial theory. The document below is a +letter of Gregory to the German magnates giving an account of the +submission of the king at Canossa, and including the text of the oath +which he there took. + + Source--Text in Michael Doeberl, _Monumenta Germaniæ Historica + Selecta_ (München, 1889), Vol. III., pp. 33-34. Adapted from + translation in Ernest F. Henderson, _Select Historical + Documents of the Middle Ages_ (London, 1896), pp. 385-388. + +Gregory, bishop, servant of the servants of God, to all the +archbishops, bishops, dukes, counts, and other princes of the realm of +the Germans who defend the Christian faith, greeting and apostolic +benediction. + +Inasmuch as for love of justice you assumed common cause and danger +with us in the struggle of Christian warfare, we have taken care to +inform you, beloved, with sincere affection, how the king, humbled to +penance, obtained the pardon of absolution and how the whole affair +has progressed from his entrance into Italy to the present time. + +[Sidenote: Gregory's advance into Tuscany] + +As had been agreed with the legates who had been sent to us on your +part,[391] we came into Lombardy about twenty days before the date on +which one of the commanders was to come over the pass to meet us, +awaiting his advent that we might cross over to the other side. But +when the period fixed upon had already passed, and we were told that +at this time on account of many difficulties--as we can readily +believe--an escort could not be sent to meet us, we were involved in +no little perplexity as to what would be best for us to do, having no +other means of coming to you. + +[Sidenote: Henry at Canossa] + +Meanwhile, however, we learned that the king was approaching. He also, +before entering Italy, sent to us suppliant legates, offering in all +things to render satisfaction to God, to St. Peter, and to us. And he +renewed his promise that, besides amending his way of living, he would +observe all obedience if only he might deserve to obtain from us the +favor of absolution and the apostolic benediction. When, after long +postponing a decision and holding frequent consultations, we, through +all the envoys who passed, had severely taken him to task for his +excesses, he came at length of his own accord, with a few followers, +showing nothing of hostility or boldness, to the town of Canossa where +we were tarrying. And there, having laid aside all the belongings of +royalty, wretchedly, with bare feet and clad in wool, he continued for +three days to stand before the gate of the castle. Nor did he desist +from imploring with many tears, the aid and consolation of the +apostolic mercy until he had moved all of those who were present +there, and whom the report of it reached, to such pity and depth of +compassion that, interceding for him with many prayers and tears, all +wondered indeed at the unaccustomed hardness of our heart, while some +actually cried out that we were exercising, not the dignity of +apostolic severity, but the cruelty, as it were, of a tyrannical +madness. + +Finally, won by the persistency of his suit and by the constant +supplications of all who were present, we loosed the chain of the +anathema[392] and at length received him into the favor of communion +and into the lap of the holy mother Church, those being accepted as +sponsors for him whose names are written below. + +[Sidenote: Gregory's purpose to visit Germany] + +Having thus accomplished these matters, we desire at the first +opportunity to cross over to your country in order that, by God's aid, +we may more fully arrange all things for the peace of the Church and +the concord of the kingdom, as has long been our wish. For we desire, +beloved, that you should know beyond a doubt that the whole question +at issue is as yet so little cleared up--as you can learn from the +sponsors mentioned--that both our coming and the concurrence of your +counsels are extremely necessary. Wherefore strive ye all to continue +in the faith in which you have begun and in the love of justice; and +know that we are not otherwise committed to the king save that, by +word alone, as is our custom, we have said that he might have hopes +from us in those matters in which, without danger to his soul or to +our own, we might be able to help him to his salvation and honor, +either through justice or through mercy. + +OATH OF KING HENRY + +I, King Henry, on account of the murmuring and enmity which the +archbishops and bishops, dukes, counts and other princes of the realm +of the Germans, and others who follow them in the same matter of +dissension, bring to bear against me, will, within the term which our +master Pope Gregory has constituted, either do justice according to +his judgment or conclude peace according to his counsels--unless an +absolute impediment should stand in his way or in mine. And on the +removal of this impediment I shall be ready to continue in the same +course. Likewise, if that same lord Pope Gregory shall wish to go +beyond the mountains [i.e., into Germany], or to any other part of the +world, he himself, as well as those who shall be in his escort or +following, or who are sent by him, or come to him from any parts of +the world whatever, shall be secure while going, remaining, or +returning, on my part, and on the part of those whom I can constrain, +from every injury to life or limb, or from capture. Nor shall he, by +my consent, meet any other hindrance that is contrary to his dignity; +and if any such be placed in his way I will aid him according to my +ability. So help me God and this holy gospel. + + +50. The Concordat of Worms (1122) + +The veteran Emperor Henry IV. died at Liège in 1106 and was succeeded +by his son, Henry V. The younger Henry had some months before been +prompted by Pope Paschal II. to rebel against his father and, +succeeding in this, had practically established himself on the throne +before his legitimate time. Pope Paschal expected the son to be more +submissive than the father had been and in 1106 issued a decree +renewing the prohibition of lay investiture. Outside of Germany this +evil had been brought almost to an end and, now that the vigorous +Henry IV. was out of the way, the Pope felt that the time had come to +make the reform complete throughout Christendom. But in this he was +mistaken, for Henry V. proved almost as able and fully as determined a +power to contend with as had been his father. In fact, the new monarch +could command a much stronger army, and he was in no wise loath to use +it. In 1110 he led a host of thirty thousand men across the Alps, +compelled the submission of the north Italian towns, and marched on +Rome. The outcome was a secret compact (February 4, 1111) by which the +king, on the one hand, was to abandon all claim to the right of +investiture and the Pope, on the other, was to see that the +ecclesiastical princes of the Empire (bishops and abbots holding large +tracts of land) should give up all the lands which they had received +by royal grant since the days of Charlemagne. The abandonment of +investiture looked like a surrender on the part of Henry, but in +reality all that he wanted was direct control over all the lands of +the Empire, and if the ecclesiastical princes were to be dispossessed +of these he cared little or nothing about having a part in the mere +religious ceremony. This settlement was rendered impossible, however, +by the attitude of the princes themselves, who naturally refused to be +thus deprived of their landed property and chief source of income. The +Pope was then forced to make a second compact surrendering the full +right of investiture to the imperial authority, and Henry also got the +coveted imperial coronation. But his triumph was short-lived. +Rebellions among the German nobles robbed him of his strength and +after years of wearisome bickerings and petty conflicts he again came +to the point where he was willing to compromise. Calixtus II., who +became pope in 1119, was similarly inclined. + +Accordingly, in a diet at Worms, in 1122, the whole problem was taken +up for settlement, and happily this time with success. The documents +translated below contain the concessions made mutually by the two +parties. Calixtus, in brief, grants that the elections of bishops and +abbots may take place in the presence of the Emperor, or of his +agents, and that the Emperor should have the right to invest them with +the scepter, i.e., with their dignity as princes of the Empire. Henry, +on his side, agrees to give up investiture with the ring and staff, +i.e., with spiritual functions, to allow free elections, and to aid in +the restoration of church property which had been confiscated during +the long struggle now drawing to a close. The settlement was in the +nature of a compromise; but on the whole the papacy came off the +better. In its largest aspects the great fifty-year struggle over the +question of investiture was ended, though minor features of it +remained to trouble all parties concerned for a long time to come. + + Sources--(a) Text in _Monumenta Germaniæ Historica, Leges_ + (Pertz ed.), Vol. II., pp. 75-76. + + (b) Text in Michael Doeberl, _Monumenta Germaniæ Historica + Selecta_, Vol. III., p. 60. + + [Sidenote: The provision for elections] + + (a) + + I, Bishop Calixtus, servant of the servants of God, do grant to + thee, by the grace of God august Emperor of the Romans, the right + to hold the elections of the bishops and abbots of the German realm + who belong to the kingdom, in thy presence, without simony, and + without any resort to violence; it being agreed that, if any + dispute arise among those concerned, thou, by the counsel and + judgment of the metropolitan [i.e., the archbishop] and the + suffragan bishops, shalt extend favor and support to the party + which shall seem to you to have the better case. Moreover, the + person elected may receive from thee the _regalia_ through the + scepter, without any exaction being levied;[393] and he shall + discharge his rightful obligations to thee for them.[394] + + [Sidenote: Investiture with the scepter] + + He who is consecrated in other parts of the Empire[395] shall + receive the _regalia_ from thee through the scepter, within six + months, and without any exaction, and shall discharge his rightful + obligations to thee for them; those rights being excepted, however, + which are known to belong to the Roman Church. In whatever cases + thou shalt make complaint to me and ask my aid I will support thee + according as my office requires. To thee, and to all those who are + on thy side, or have been, in this period of strife, I grant a true + peace. + + [Sidenote: Investiture with ring and staff] + + (b) + + In the name of the holy and indivisible Trinity, I, Henry, by the + grace of God august Emperor of the Romans, for the love of God and + of the holy Roman Church and of our lord Pope Calixtus, and for the + saving of my soul, do give over to God, and to the holy apostles of + God, Peter and Paul, and the holy Catholic Church, all investiture + through ring and staff; and do concede that in all the churches + that are in my kingdom or empire there shall be canonical election + and free consecration. + + [Sidenote: Restoration of confiscated property] + + All the property and _regalia_ of St. Peter which, from the + beginning of this conflict until the present time, whether in the + days of my father or in my own, have been confiscated, and which I + now hold, I restore to the holy Roman Church. And as for those + things which I do not now hold, I will faithfully aid in their + restoration. The property also of all other churches and princes + and of every one, whether lay or ecclesiastical, which has been + lost in the struggle, I will restore as far as I hold it, according + to the counsel of the princes, or according to considerations of + justice. I will also faithfully aid in the restoration of those + things which I do not hold. + + And I grant a true peace to our lord Pope Calixtus, and to the holy + Roman Church, and to all those who are, or have been, on its side. + In matters where the holy Roman Church shall seek assistance, I + will faithfully render it, and when it shall make complaint to me I + will see that justice is done. + + +FOOTNOTES: + +[375] The incumbent of the papal office was at the same time bishop of +Rome, temporal sovereign of the papal lands, and head of the church +universal. In earlier times there was always danger that the third of +these functions be lost and that the papacy revert to a purely local +institution, but by Gregory VII.'s day the universal headship was +clearly recognized throughout the West as inherent in the office. It +was only when there arose the question as to how far this headship +justified the Pope in attempting to control the affairs of the world +that serious disagreement manifested itself. + +[376] That is, without giving them a hearing at a later date. + +[377] On the basis of the forged Donation of Constantine the Pope +claimed the right here mentioned. There was no proper warrant for it. + +[378] "This is the first distinct assertion of the exclusive right of +the bishop of Rome to the title of pope, once applied to all bishops." +Robinson, _Readings in European History_, Vol. I., p. 274. The word +pope is derived from _papa_ (father). It is still used as the common +title of all priests in the Greek Church. + +[379] This, with the letter given on page 265, sets forth succinctly +the papacy's absolute claim of authority as against the highest +temporal power in Europe. + +[380] That is, pronounced by the canons of the Church to be divinely +inspired. + +[381] This is, of course, not a claim of _papal_ infallibility. The +assertion is merely that in the domain of faith and morals the Roman +church, judged by Scriptural principles, has never pursued a course +either improper or unwarranted. + +[382] It did not occur until 1084. Henry had inherited the office at +the death of his father, Henry III., in 1056. + +[383] The sin of simony comprised the employment of any corrupt means +to obtain appointment or election to an ecclesiastical office. For the +origin of the term see the incident recorded in Acts, viii. 18-24. The +five councilors had been condemned by a synod at Rome in February, +1075. + +[384] The five condemned councillors. + +[385] This portion of the letter comprises a clear assertion of the +"Petrine Supremacy," i.e., the theory that Peter, as the first bishop +of Rome, transmitted his superiority over all other bishops to his +successors in the Roman see, who in due time came to constitute the +line of popes [see p. 78]. + +[386] This refers to a decree of a Roman synod in 1074 against simony +and the marriage of the clergy. + +[387] In the battle on the Unstrutt, June 8, 1075. + +[388] Julian succeeded Constantine's son Constantius as head of the +Roman Empire in 361. He was known as "the Apostate" because of his +efforts to displace the Christian religion and to restore the old +pagan worship. He died in battle with the Persians in 363. + +[389] Henry III., emperor from 1039 to 1056. + +[390] The castle of Canossa stood on one of the northern spurs of the +Apennines, about ten miles southwest of Reggio. Some remains of it may +yet be seen. + +[391] The German princes who were hostile to Henry had kept in close +touch with the Pope. In the Council of Tribur a legate of Gregory took +the most prominent part, and the members of that body had invited the +Pope to come to Augsburg and aid in the settling of Henry's crown upon +a successor. + +[392] Revoked the ban of excommunication. The anathema was a solemn +curse by an ecclesiastical authority. + +[393] That is, the Emperor was to be allowed to invest the new bishop +or abbot with the fiefs and secular powers by a touch of the scepter, +but his old claim to the right of investment with the spiritual +emblems of ring and crozier was denied. + +[394] This means that the ecclesiastical prince--the bishop or +abbot--in the capacity of a landholder was to render the ordinary +feudal obligations to the Emperor. + +[395] Burgundy and Italy. + + + + +CHAPTER XVII. + +THE CRUSADES + + +51. Speech of Pope Urban II. at the Council of Clermont (1095) + +Within a short time after the death of Mohammed (632) the whole +country of Syria, including Palestine, was overrun by the Arabs, and +the Holy City of Jerusalem passed out of Christian hands into the +control of the infidels. The Arabs, however, shared the veneration of +the Christians for the places associated with the life of Christ and +did not greatly interfere with the pilgrims who flocked thither from +all parts of the Christian world. In the tenth century the strong +emperors of the Macedonian dynasty at Constantinople succeeded in +winning back all of Syria except the extreme south, and the prospect +seemed fair for the permanent possession by a Christian power of all +those portions of the Holy Land which were regarded as having +associations peculiarly sacred. This prospect might have been realized +but for the invasions and conquests of the Seljuk Turks in the latter +part of the eleventh century. These Turks came from central Asia and +are to be carefully distinguished from the Ottoman Turks of more +modern times. They had recently been converted to Mohammedanism and +were now the fiercest and most formidable champions of that faith in +its conflict with the Christian East. In 1071 Emperor Romanus Diogenes +was defeated at Manzikert, in Armenia, and taken prisoner by the +sultan Alp Arslan, and as a result not only Asia Minor, but also +Syria, was forever lost to the Empire. The Holy City of Jerusalem was +definitely occupied in 1076. The invaders established a stronghold at +Nicæa, less than a hundred miles across the Sea of Marmora from +Constantinople, and even threatened the capital itself, although they +did not finally succeed in taking it until 1453. + +No sooner were the Turks in possession of Jerusalem and the approaches +thither, than pilgrims returning to western Europe began to tell +tales, not infrequently as true as they were terrifying, regarding +insults and tortures suffered at the hand of the pitiless conquerors. +The Emperor Alexius Comnenus (1081-1118) put forth every effort to +expel the intruders from Asia Minor, hoping to be able to regain the +territories, including Syria, which they had stripped from the Empire; +but his strength proved unequal to the task. Accordingly, in 1095, he +sent an appeal to Pope Urban II. to enlist the Christian world in a +united effort to save both the Empire and the Eastern Church. It used +to be thought that Pope Sylvester II., about the year 1000, had +suggested a crusade against the Mohammedans of the East, but it now +appears that the first pope to advance such an idea was Gregory VII. +(1073-1085), who in response to an appeal of Alexius's predecessor in +1074, had actually assembled an army of 50,000 men for the aid of the +Emperor and had been prevented from carrying out the project only by +the severity of the investiture controversy with Henry IV. of Germany. +At any rate, it was not a difficult task for the ambassadors of +Alexius to convince Pope Urban that he ought to execute the plan of +Gregory. The plea for aid was made at the Council of Piacenza in +March, 1095, and during the next few months Urban thought out the best +method of procedure. + +At the Council of Clermont, held in November, 1095, the crusade was +formally proclaimed through the famous speech which the Pope himself +delivered after the regular business of the assembly had been +transacted. Urban was a Frenchman and he knew how to appeal to the +emotions and sympathies of his hearers. For the purpose of stirring up +interest in the enterprise he dropped the Latin in which the work of +the Council had been transacted and broke forth in his native tongue, +much to the delight of his countrymen. There are four early versions +of the speech, differing widely in contents, and none, of course, +reproducing the exact words used by the speaker. The version given by +Robert the Monk, a resident of Rheims, in the opening chapter of his +history of the first crusade seems in most respects superior to the +others. It was written nearly a quarter of a century after the Council +of Clermont, but the writer in all probability had at least heard the +speech which he was trying to reproduce; in any event we may take his +version of it as a very satisfactory representation of the aspirations +and spirit which impelled the first crusaders to their great +enterprise. It has been well said that "many orations have been +delivered with as much eloquence, and in as fiery words as the Pope +used, but no other oration has ever been able to boast of as wonderful +results." + + Source--Robertus Monachus, _Historia Iherosolimitana_ [Robert + the Monk, "History of the Crusade to Jerusalem"], Bk. I., + Chap. 1. Reprinted in _Recueildes Historiens des Croisades: + Historiens Occidentaux_ (Paris, 1866), Vol. III., pp. 727-728. + Adapted from translation by Dana C. Munro in _Univ. of Pa. + Translations and Reprints_, Vol. I., No. 2, pp. 5-8. + + [Sidenote: The Council of Clermont] + + In the year of our Lord's Incarnation one thousand and ninety-five, + a great council was convened within the bounds of Gaul, in + Auvergne, in the city which is called Clermont. Over this Pope + Urban II. presided, with the Roman bishops and cardinals. This + council was a famous one on account of the concourse of both French + and German bishops, and of princes as well. Having arranged the + matters relating to the Church, the lord Pope went forth into a + certain spacious plain, for no building was large enough to hold + all the people. The Pope then, with sweet and persuasive eloquence, + addressed those present in words something like the following, + saying: + + [Sidenote: Pope Urban appeals to the French] + + "Oh, race of Franks, race beyond the mountains [the Alps], race + beloved and chosen by God (as is clear from many of your works), + set apart from all other nations by the situation of your country, + as well as by your Catholic faith and the honor you render to the + holy Church: to you our discourse is addressed, and for you our + exhortations are intended. We wish you to know what a serious + matter has led us to your country, for it is the imminent peril + threatening you and all the faithful that has brought us hither. + + [Sidenote: The ravages of the Turks] + + "From the confines of Jerusalem and from the city of Constantinople + a grievous report has gone forth and has been brought repeatedly to + our ears; namely, that a race from the kingdom of the Persians, an + accursed race, a race wholly alienated from God, 'a generation that + set not their heart aright, and whose spirit was not steadfast with + God' [Ps., lxxviii. 8], has violently invaded the lands of those + Christians and has depopulated them by pillage and fire. They have + led away a part of the captives into their own country, and a part + they have killed by cruel tortures. They have either destroyed the + churches of God or appropriated them for the rites of their own + religion. They destroy the altars, after having defiled them with + their uncleanness.... The kingdom of the Greeks [the Eastern + Empire] is now dismembered by them and has been deprived of + territory so vast in extent that it could not be traversed in two + months' time. + + [Sidenote: Urban recalls the zeal and valor of the earlier Franks] + + "On whom, therefore, rests the labor of avenging these wrongs and + of recovering this territory, if not upon you--you, upon whom, + above all other nations, God has conferred remarkable glory in + arms, great courage, bodily activity, and strength to humble the + heads of those who resist you? Let the deeds of your ancestors + encourage you and incite your minds to manly achievements--the + glory and greatness of King Charlemagne, and of his son Louis [the + Pious], and of your other monarchs, who have destroyed the kingdoms + of the Turks[396] and have extended the sway of the holy Church + over lands previously pagan. Let the holy sepulcher of our Lord and + Saviour, which is possessed by the unclean nations, especially + arouse you, and the holy places which are now treated with ignominy + and irreverently polluted with the filth of the unclean. Oh most + valiant soldiers and descendants of invincible ancestors, do not + degenerate, but recall the valor of your ancestors. + + [Sidenote: The crusade as a desirable remedy for over population] + + "But if you are hindered by love of children, parents, or wife, + remember what the Lord says in the Gospel, 'He that loveth father + or mother more than me is not worthy of me' [Matt., x. 37]. 'Every + one that hath forsaken houses, or brethren, or sisters, or father, + or mother, or wife, or children, or lands, for my name's sake, + shall receive an hundred-fold, and shall inherit everlasting life' + [Matt., xix. 29]. Let none of your possessions restrain you, nor + anxiety for your family affairs. For this land which you inhabit, + shut in on all sides by the seas and surrounded by the mountain + peaks, is too narrow for your large population; nor does it abound + in wealth; and it furnishes scarcely food enough for its + cultivators. Hence it is that you murder and devour one another, + that you wage war, and that very many among you perish in civil + strife.[397] + + [Sidenote: Syria, a rich country] + + "Let hatred, therefore, depart from among you; let your quarrels + end; let wars cease; and let all dissensions and controversies + slumber. Enter upon the road of the Holy Sepulcher; wrest that land + from the wicked race, and subject it to yourselves. That land + which, as the Scripture says, 'floweth with milk and honey' [Num., + xiii. 27] was given by God into the power of the children of + Israel. Jerusalem is the center of the earth; the land is fruitful + above all others, like another paradise of delights. This spot the + Redeemer of mankind has made illustrious by His advent, has + beautified by His sojourn, has consecrated by His passion, has + redeemed by His death, has glorified by His burial. + + "This royal city, however, situated at the center of the earth, is + now held captive by the enemies of Christ and is subjected, by + those who do not know God, to the worship of the heathen. She + seeks, therefore, and desires to be liberated, and ceases not to + implore you to come to her aid. From you especially she asks + succor, because, as we have already said, God has conferred upon + you, above all other nations, great glory in arms. Accordingly, + undertake this journey eagerly for the remission of your sins, with + the assurance of the reward of imperishable glory in the kingdom of + heaven." + + [Sidenote: Response to the appeal] + + When Pope Urban had skilfully said these and very many similar + things, he so centered in one purpose the desires of all who were + present that all cried out, "It is the will of God! It is the will + of God!" When the venerable Roman pontiff heard that, with eyes + uplifted to heaven, he gave thanks to God and, commanding silence + with his hand, said: + + [Sidenote: "Deus vult," the war cry] + + "Most beloved brethren, to-day is manifest in you what the Lord + says in the Gospel, 'Where two or three are gathered together in my + name, there am I in the midst of them' [Matt., xviii. 20]. For + unless God had been present in your spirits, all of you would not + have uttered the same cry; since, although the cry issued from + numerous mouths, yet the origin of the cry was one. Therefore I say + to you that God, who implanted this in your breasts, has drawn it + forth from you. Let that, then, be your war cry in battle, because + it is given to you by God. When an armed attack is made upon the + enemy, let this one cry be raised by all the soldiers of God: 'It + is the will of God! It is the will of God!' + + [Sidenote: Who should go and who should remain] + + "And we neither command nor advise that the old or feeble, or those + incapable of bearing arms, undertake this journey. Nor ought women + to set out at all without their husbands, or brothers, or legal + guardians. For such are more of a hindrance than aid, more of a + burden than an advantage. Let the rich aid the needy; and according + to their wealth let them take with them experienced soldiers. The + priests and other clerks [clergy], whether secular or regular, are + not to go without the consent of their bishop; for this journey + would profit them nothing if they went without permission. Also, it + is not fitting that laymen should enter upon the pilgrimage without + the blessing of their priests. + + "Whoever, therefore, shall decide upon this holy pilgrimage, and + shall make his vow to God to that effect, and shall offer himself + to Him for sacrifice, as a living victim, holy and acceptable to + God, shall wear the sign of the cross of the Lord on his forehead + or on his breast. When he shall return from his journey, having + fulfilled his vow, let him place the cross on his back between his + shoulders. Thus shall ye, indeed, by this twofold action, fulfill + the precept of the Lord, as He commands in the Gospel, 'He that + taketh not his cross, and followeth after me, is not worthy of me'" + [Luke, xiv. 27]. + + +52. The Starting of the Crusaders (1096) + +The appeals of Pope Urban at Clermont and elsewhere met with ready +response, especially among the French, but also to a considerable +extent among Italians, Germans, and even English. A great variety of +people were attracted by the enterprise, and from an equal variety of +motives. Men whose lives had been evil saw in the crusade an +opportunity of doing penance; criminals who perhaps cared little for +penance but much for their own personal safety saw in it an avenue of +escape from justice; merchants discovered in it a chance to open up +new and valuable trade; knights hailed it as an invitation to deeds of +valor and glory surpassing any Europe had yet known; ordinary +malcontents regarded it as a chance to mend their fortunes; and a very +large number of people looked upon it as a great spiritual obligation +laid upon them and necessary to be performed in order to insure +salvation in the world to come. By reason of all these incentives, +some of them weighing much more in the mediæval mind than we can +understand to-day, the crusade brought together men, women, and +children from every part of Christendom. Both of the accounts given +below of the assembling and starting of the crusaders are doubtless +more or less exaggerated at certain points, yet in substance they +represent what must have been pretty nearly the actual facts. + +William of Malmesbury was an English monk who lived in the first half +of the twelfth century and wrote a very valuable _Chronicle of the +Kings of England_, which reached the opening of the reign of Stephen +(1135). He thus had abundant opportunity to learn of the first +crusade from people who had actually participated in it. His rather +humorous picture of the effects of Pope Urban's call is thus well +worth reading. Better than it, however, is the account by the priest +Fulcher of Chartres (1058-1124)--better because the writer himself +took part in the crusade and so was a personal observer of most of the +things he undertook to describe. Fulcher, in 1096, set out upon the +crusade in the company of his lord, Etienne, count of Blois and +Chartres, who was a man of importance in the army of Robert of +Normandy. With the rest of Robert's crusaders he spent the winter in +Italy and arrived at Durazzo in the spring of 1097. He had a part in +the siege of Nicæa and in the battle of Dorylæum, but not in the siege +of Antioch. Before reaching Jerusalem, in 1099, he became chaplain to +a brother of Godfrey of Bouillon and was already making progress on +his "history of the army of God." + + Sources--(a) Guilielmus Monachi Malmesburiensis, _De gestis + regum Anglorum_ [William of Malmesbury, "Chronicle of the + Kings of England"], Bk. IV., Chap. 2. Adapted from translation + by John Sharpe (London, 1815), p. 416. + + (b) Fulcherius Carnotensis, _Historia Iherosolimitana: gesta + Francorum Iherusalem peregrinantium_ [Fulcher of Chartres, + "History of the Crusade to Jerusalem: the Deeds of the French + Journeying Thither"], Chap. 6. Text in _Recueil des Historiens + des Croisades: Historiens Occidentaux_ (Paris, 1866), Vol. + III., p. 328. + + [Sidenote: Universal interest in the crusade] + + (a) + + Immediately the fame of this great event,[398] being spread through + the universe, penetrated the minds of Christians with its mild + breath, and wherever it blew there was no nation, however distant + and obscure, that did not send some of its people. This zeal + animated not only the provinces bordering on the Mediterranean, but + all who had ever even heard of the name Christian in the most + remote isles, and among barbarous nations. Then the Welshman + abandoned his forests and neglected his hunting; the Scotchman + deserted the fleas with which he is so familiar; the Dane ceased to + swallow his intoxicating draughts; and the Norwegian turned his + back upon his raw fish. The fields were left by the cultivators, + and the houses by their inhabitants; all the cities were deserted. + People were restrained neither by the ties of blood nor the love of + country; they saw nothing but God. All that was in the granaries, + or was destined for food, was left under the guardianship of the + greedy agriculturist. The journey to Jerusalem was the only thing + hoped for or thought of. Joy animated the hearts of all who set + out; grief dwelt in the hearts of all who remained. Why do I say + "of those who remained"? You might have seen the husband setting + forth with his wife, with all his family; you would have laughed to + see all the _penates_[399] put in motion and loaded upon wagons. + The road was too narrow for the passengers, and more room was + wanted for the travelers, so great and numerous was the crowd.[400] + + [Sidenote: The multitude of crusaders] + + (b) + + Such, then, was the immense assemblage which set out from the West. + Gradually along the march, and from day to day, the army grew by + the addition of other armies, coming from every direction and + composed of innumerable people. Thus one saw an infinite multitude, + speaking different languages and coming from divers countries. All + did not, however, come together into a single army until we had + reached the city of Nicæa.[401] What shall I add? The isles of the + sea and the kingdoms of the whole earth were moved by God, so that + one might believe fulfilled the prophecy of David, who said in his + Psalm: "All nations whom Thou hast made shall come and worship + before Thee, O Lord, and shall glorify Thy name;" and so that those + who reached the holy places afterwards said justly: "We will + worship where His feet have stood." Concerning this journey we + read very many other predictions in the prophets, which it would be + tedious to recall. + + [Sidenote: Mingled sorrow and joy of the crusaders] + + Oh, how great was the grief, how deep the sighs, what weeping, what + lamentations among the friends, when the husband left the wife so + dear to him, his children also, and all his possessions of any + kind, father, mother, brethren, or kindred! And yet in spite of the + floods of tears which those who remained shed for their friends + about to depart, and in their very presence, the latter did not + suffer their courage to fail, and, out of love for the Lord, in no + way hesitated to leave all that they held most precious, believing + without doubt that they would gain an hundred-fold in receiving the + recompense which God has promised to those who love Him. + + Then the husband confided to his wife the time of his return and + assured her that, if he lived, by God's grace he would return to + her. He commended her to the Lord, gave her a kiss, and, weeping, + promised to return. But the latter, who feared that she would never + see him again, overcome with grief, was unable to stand, fell as if + lifeless to the ground, and wept over her dear one whom she was + losing in life, as if he were already dead. He, then, as if he had + no pity (nevertheless he was filled with pity) and was not moved by + the grief of his friends (and yet he was secretly moved), departed + with a firm purpose. The sadness was for those who remained, and + the joy for those who departed. What more can we say? "This is the + Lord's doings, and it is marvelous in our eyes." + + +53. A Letter from a Crusader to his Wife + +One of the most important groups of sources on the crusades is the +large body of letters which has come down to us, written by men who +had an actual part in the various expeditions. These letters, +addressed to parents, wives, children, vassals, or friends, are +valuable alike for the facts which they contain and for the revelation +they give of the spirit and motives of the crusaders. A considerable +collection of the letters, in English translation, may be found in +Roger de Hoveden's _Annals of English History_, Roger of Wendover's +_Flowers of History_, and Matthew Paris's _English History_ (all in +the Bohn Library); also in Michaud's _History of the Crusades_, Vol. +III., Appendix. In many respects the letter given below, written at +Antioch by Count Stephen of Blois to his wife Adele, under date of +March 29, 1098, is unexcelled in all the records of mediæval +letter-writing. Count Stephen (a brother-in-law of Robert of Normandy, +who was a son of William the Conqueror) was one of the wealthiest and +most popular French noblemen who responded to Pope Urban's summons at +Clermont. At least three of his letters to his wife survive, of which +the one here given is the third in order of time. It discloses the +ordinary human sentiments of the crusader and makes us feel that, +unlike the modern man as he was, he yet had very much in common with +the people of to-day and of all ages. He was at the same time a bold +fighter and a tender husband, a religious enthusiast and a practical +man of affairs. When the letter was written, the siege of Antioch had +been in progress somewhat more than five months; it continued until +the following June, when it ended in the capture of the city by the +crusaders. Count Stephen was slain in the battle of Ramleh in 1102. + + Source--D'Achery, _Spicilegium_ ["Gleanings"], 2d edition, + Vol. III., pp. 430-433. Adapted from translation by Dana C. + Munro in _Univ. of Pa. Translations and Reprints_, Vol. I., + No. 4, pp. 5-8. + + Count Stephen to Adele, his sweetest and most amiable wife, to his + dear children, and to all his vassals of all ranks,--his greeting + and blessing. + + [Sidenote: Count Stephen reports prosperity] + + You may be very sure, dearest, that the messenger whom I sent to + give you pleasure left me before Antioch safe and unharmed and, + through God's grace, in the greatest prosperity. And already at + that time, together with all the chosen army of Christ, endowed + with great valor by Him, we have been continually advancing for + twenty-three weeks toward the home of our Lord Jesus. You may know + for certain, my beloved, that of gold, silver, and many other kind + of riches I now have twice as much as your love had assigned to me + when I left you. For all our princes, with the common consent of + the whole army, though against my own wishes, have made me up to + the present time the leader, chief, and director of their whole + expedition. + + [Sidenote: Early achievements of the crusaders] + + Doubtless you have heard that after the capture of the city of + Nicæa we fought a great battle with the treacherous Turks and, by + God's aid, conquered them.[402] Next we conquered for the Lord all + Romania, and afterwards Cappadocia.[403] We had learned that there + was a certain Turkish prince, Assam, dwelling in Cappadocia; so we + directed our course thither. We conquered all his castles by force + and compelled him to flee to a certain very strong castle situated + on a high rock. We also gave the land of that Assam to one of our + chiefs, and in order that he might conquer the prince we left there + with him many soldiers of Christ. Thence, continually following the + wicked Turks, we drove them through the midst of Armenia,[404] as + far as the great river Euphrates. Having left all their baggage and + beasts of burden on the bank, they fled across the river into + Arabia. + + [Sidenote: The arrival at Antioch (1097)] + + The bolder of the Turkish soldiers, indeed, entering Syria, + hastened by forced marches night and day, in order to be able to + enter the royal city of Antioch before our approach.[405] Hearing + of this, the whole army of God gave due praise and thanks to the + all-powerful Lord. Hastening with great joy to this chief city of + Antioch, we besieged it and there had a great number of conflicts + with the Turks; and seven times we fought with the citizens of the + city and with the innumerable troops all the time coming to their + aid. The latter we rushed out to meet and fought with the fiercest + courage under the leadership of Christ. And in all these seven + battles, by the aid of the Lord God, we conquered and most + assuredly killed an innumerable host of them. In those battles, + indeed, and in very many attacks made upon the city, many of our + brethren and followers were killed and their souls were borne to + the joys of paradise. + + [Sidenote: The beginning of the siege] + + We found the city of Antioch very extensive, fortified with the + greatest strength and almost impossible to be taken. In addition, + more than 5,000 bold Turkish soldiers had entered the city, not + counting the Saracens, Publicans, Arabs, Turcopolitans, Syrians, + Armenians, and other different races of whom an infinite multitude + had gathered together there. In fighting against these enemies of + God and of us we have, by God's grace, endured many sufferings and + innumerable hardships up to the present time. Many also have + already exhausted all their means in this most holy enterprise. + Very many of our Franks, indeed, would have met a bodily death from + starvation, if the mercy of God and our money had not come to their + rescue. Lying before the city of Antioch, indeed, throughout the + whole winter we suffered for our Lord Christ from excessive cold + and enormous torrents of rain. What some say about the + impossibility of bearing the heat of the sun in Syria is untrue, + for the winter there is very similar to our winter in the West. + + [Sidenote: The Christians defeated near the seashore] + + I delight to tell you, dearest, what happened to us during Lent. + Our princes had caused a fortress to be built before a certain gate + which was between our camp and the sea. For the Turks, coming out + of this gate daily, killed some of our men on their way to the sea. + The city of Antioch is about five leagues distant from the sea. For + this purpose they sent the excellent Bohemond and Raymond, count of + St. Gilles,[406] to the sea with only sixty horsemen, in order + that they might bring mariners to aid in this work. When, however, + they were returning to us with these mariners, the Turks collected + an army, fell suddenly upon our two leaders, and forced them to a + perilous flight. In that unexpected fight we lost more than 500 of + our foot-soldiers--to the glory of God. Of our horsemen, however, + we lost only two, for certain. + + On that same day, in order to receive our brethren with joy, and + entirely ignorant of their misfortunes, we went out to meet them. + When, however, we approached the above-mentioned gate of the city, + a mob of foot-soldiers and horsemen from Antioch, elated by the + victory which they had won, rushed upon us in the same manner. + Seeing these, our leaders went to the camp of the Christians to + order all to be ready to follow us into battle. In the meantime our + men gathered together and the scattered leaders, namely, Bohemond + and Raymond, with the remainder of their army came up and told of + the great misfortune which they had suffered. + + [Sidenote: A notable victory over the Turks] + + Our men, full of fury at these most evil tidings, prepared to die + for Christ and, deeply grieved for their brethren, rushed upon the + wicked Turks. They, enemies of God and of us, hastily fled before + us and attempted to enter the city. But by God's grace the affair + turned out very differently; for, when they tried to cross a bridge + built over the great river Moscholum,[407] we followed them as + closely as possible, killed many before they reached the bridge, + forced many into the river, all of whom were killed, and we also + slew many upon the bridge and very many at the narrow entrance to + the gate. I am telling you the truth, my beloved, and you may be + assured that in this battle we killed thirty emirs, that is, + princes, and three hundred other Turkish nobles, not counting the + remaining Turks and pagans. Indeed the number of Turks and + Saracens killed is reckoned at 1230, but of ours we did not lose a + single man. + + On the following day (Easter), while my chaplain Alexander was + writing this letter in great haste, a party of our men lying in + wait for the Turks fought a successful battle with them and killed + sixty horsemen, whose heads they brought to the army. + + These which I write to you are only a few things, dearest, of the + many which we have done; and because I am not able to tell you, + dearest, what is in my mind, I charge you to do right, to watch + carefully over your land, and to do your duty as you ought to your + children and your vassals. You will certainly see me just as soon + as I can possibly return to you. Farewell. + + +FOOTNOTES: + +[396] The term Turks is here used loosely and inaccurately for Asiatic +pagan invaders in general. The French had never destroyed any +"kingdoms of the Turks" in the proper sense of the word, though from +time to time they had made successful resistance to Saracens, Avars +and Hungarians. + +[397] Among the acts of the Council of Clermont had been a solemn +confirmation of the Truce of God, with the purpose of restraining +feudal warfare [see p. 228]. In the version of Urban's speech given by +Fulcher of Chartres, the Pope is reported as saying that in some parts +of France "hardly any one can venture to travel upon the highways, by +night or day, without danger of attack by thieves or robbers; and no +one is sure that his property at home or abroad will not be taken from +him by the violence or craft of the wicked." + +[398] Pope Urban's appeal at the Council of Clermont. + +[399] The _penates_ of the Romans were household gods. William of +Malmesbury here uses the term half-humorously to designate the various +sorts of household articles which the crusaders thought they could not +do without on the expedition, and hence undertook to carry with them. + +[400] This was in the summer of 1097. The whole body of crusaders, +including monks, women, children, and hangers-on, may then have +numbered three or four hundred thousand, but the effective fighting +force was not likely over one hundred thousand men. + +[401] The crusaders reached Nicæa May 6, 1097. After a long siege the +city surrendered, although to the Emperor Alexius rather than to the +French. + +[402] This battle--the first pitched contest between the crusader and +the Turk--was fought at Dorylæum, southeast of Nicæa. + +[403] Romania (or the sultanate of Roum) and Cappadocia were regions +in northern Asia Minor. + +[404] The country immediately southeast of the Black Sea. + +[405] Antioch was one of the largest and most important cities of the +East. It had been girdled with enormous walls by Justinian and was a +strategic position of the greatest value to any power which would +possess Syria and Palestine. The siege of the city by the crusaders +began October 21, 1097. + +[406] Bohemond of Tarentum was the son of Robert Guiscard and the +leader of the Norman contingent from Italy. Raymond of St. Gilles, +count of Toulouse, was leader of the men from Languedoc in south +France. + +[407] The modern Orontes. + + + + +CHAPTER XVIII. + +THE GREAT CHARTER + + +54. The Winning of the Charter + +The reign of King John (1199-1216) was an era of humiliation, though +in the end one of triumph, for all classes of the English people. The +king himself was perhaps the most unworthy sovereign who has ever +occupied the English throne and one after another of his deeds and +policies brought deep shame to every patriotic Englishman. His +surrender to the papacy (1213) and his loss of the English possessions +on the continent (1214) were only two of the most conspicuous results +of his weakness and mismanagement. Indeed it was not these that +touched the English people most closely, for after all it was rather +their pride than their real interests that suffered by the king's +homage to Innocent III. and his bitter defeat at Bouvines. Worse than +these things were the heavy taxes and the illegal extortions of money, +in which John went far beyond even his unscrupulous brother and +predecessor, Richard. The king's expenses were very heavy, the more so +by reason of his French wars, and to meet them he devised all manner +of schemes for wringing money from his unwilling subjects. Land taxes +were increased, scutage (payments in lieu of military service) was +nearly doubled, levies of a thirteenth, a seventh, and other large +fractions of the movable property of the realm were made, excessive +fines were imposed, old feudal rights were revived and exercised in an +arbitrary fashion, and property was confiscated on the shallowest of +pretenses. Even the Church was by no means immune from the king's +rapacity. The result of these high-handed measures was that all +classes of the people--barons, clergy, and commons--were driven into +an attitude of open protest. The leadership against the king fell +naturally to the barons and it was directly in consequence of their +action that John was brought, in 1215, to grant the Great Charter and +to pledge himself to govern thereafter according to the ancient and +just laws of the kingdom. + +The account of the winning of the Charter given below comes from the +hand of Roger of Wendover, a monk of St. Albans, a monastery in +Hertfordshire which was famous in the thirteenth century for its group +of historians and annalists. It begins with the meeting of the barons +at St. Edmunds in Suffolk late in November, 1214, and tells the story +to the granting of the Charter at Runnymede, June 15, 1215. On this +subject, as well as on the entire period of English history from 1189 +to 1235, Roger of Wendover is our principal contemporary authority. + + Source--Rogerus de Wendover, _Chronica Majora, sive Liber qui + dicitur Flores Historiarum_ [Roger of Wendover, "Greater + Chronicle, or the Book which is called the Flowers of + History"]. Translated by J. A. Giles (London, 1849), Vol. II., + pp. 303-324 _passim_. + + [Sidenote: A conference held by the barons against King John] + + About this time the earls and barons of England assembled at St. + Edmunds, as if for religious duties, although it was for another + reason;[408] for after they had discoursed together secretly for a + time, there was placed before them the charter of King Henry the + First, which they had received, as mentioned before, in the city of + London from Stephen, archbishop of Canterbury.[409] This charter + contained certain liberties and laws granted to the holy Church as + well as to the nobles of the kingdom, besides some liberties which + the king added of his own accord. All therefore assembled in the + church of St. Edmund, the king and martyr, and, commencing with + those of the highest rank, they all swore on the great altar that, + if the king refused to grant these liberties and laws, they + themselves would withdraw from their allegiance to him, and make + war on him until he should, by a charter under his own seal, + confirm to them everything that they required; and finally it was + unanimously agreed that, after Christmas, they should all go + together to the king and demand the confirmation of the aforesaid + liberties to them, and that they should in the meantime provide + themselves with horses and arms, so that if the king should + endeavor to depart from his oath they might, by taking his castles, + compel him to satisfy their demands; and having arranged this, each + man returned home.... + + [Sidenote: They demand a confirmation of the old liberties] + + [Sidenote: A truce arranged] + + In the year of our Lord 1215, which was the seventeenth year of the + reign of King John, he held his court at Winchester at Christmas + for one day, after which he hurried to London, and took up his + abode at the New Temple;[410] and at that place the above-mentioned + nobles came to him in gay military array, and demanded the + confirmation of the liberties and laws of King Edward, with other + liberties granted to them and to the kingdom and church of England, + as were contained in the charter, and above-mentioned laws of Henry + the First. They also asserted that, at the time of his absolution + at Winchester,[411] he had promised to restore those laws and + ancient liberties, and was bound by his own oath to observe them. + The king, hearing the bold tone of the barons in making this + demand, much feared an attack from them, as he saw that they were + prepared for battle. He, however, made answer that their demands + were a matter of importance and difficulty, and he therefore asked + a truce until the end of Easter, that, after due deliberation, he + might be able to satisfy them as well as the dignity of his crown. + After much discussion on both sides, the king at length, although + unwillingly, procured the archbishop of Canterbury, the bishop of + Ely, and William Marshal, as his sureties that on the day agreed + upon he would, in all reason, satisfy them all; on which the nobles + returned to their homes. The king, however, wishing to take + precautions against the future, caused all the nobles throughout + England to swear fealty to him alone against all men, and to renew + their homage to him; and, the better to take care of himself, on + the day of St. Mary's purification, he assumed the cross of our + Lord, being induced to this more by fear than devotion....[412] + + [Sidenote: The truce at an end] + + [Sidenote: The preliminary demands of the barons] + + In Easter week of this same year, the above-mentioned nobles + assembled at Stamford,[413] with horses and arms. They had now + induced almost all the nobility of the whole kingdom to join them, + and constituted a very large army; for in their army there were + computed to be two thousand knights, besides horse-soldiers, + attendants, and foot-soldiers, who were variously equipped.... The + king at this time was awaiting the arrival of his nobles at + Oxford.[414] On the Monday next after the octave of Easter,[415] + the said barons assembled in the town of Brackley.[416] And when + the king learned this, he sent the archbishop of Canterbury and + William Marshal, earl of Pembroke, with some other prudent men, to + them to inquire what the laws and liberties were which they + demanded. The barons then delivered to the messengers a paper, + containing in great measure the laws and ancient customs of the + kingdom, and declared that, unless the king immediately granted + them and confirmed them under his own seal, they, by taking + possession of his fortresses, would force him to give them + sufficient satisfaction as to their before-named demands. The + archbishop, with his fellow messengers, then carried the paper to + the king, and read to him the heads of the paper one by one + throughout. The king, when he heard the purport of these heads, + said derisively, with the greatest indignation, "Why, amongst these + unjust demands, did not the barons ask for my kingdom also? Their + demands are vain and visionary, and are unsupported by any plea of + reason whatever." And at length he angrily declared with an oath + that he would never grant them such liberties as would render him + their slave. The principal of these laws and liberties which the + nobles required to be confirmed to them are partly described above + in the charter of King Henry,[417] and partly are extracted from + the old laws of King Edward,[418] as the following history will + show in due time. + + [Sidenote: The castle of Northampton besieged by the barons] + + As the archbishop and William Marshal could not by any persuasion + induce the king to agree to their demands, they returned by the + king's order to the barons, and duly reported to them all that they + had heard from the king. And when the nobles heard what John said, + they appointed Robert Fitz-Walter commander of their soldiers, + giving him the title of "Marshal of the Army of God and the Holy + Church," and then, one and all flying to arms, they directed their + forces toward Northampton.[419] On their arrival there they at once + laid siege to the castle, but after having stayed there for fifteen + days, and having gained little or no advantage, they determined to + move their camp. Having come without _petrariæ_[420] and other + engines of war, they, without accomplishing their purpose, + proceeded in confusion to the castle of Bedford....[421] + + [Sidenote: The city of London given over to the barons] + + When the army of the barons arrived at Bedford, they were received + with all respect by William de Beauchamp.[422] Messengers from the + city of London also came to them there, secretly telling them, if + they wished to get into that city, to come there immediately. The + barons, encouraged by the arrival of this agreeable message, + immediately moved their camp and arrived at Ware. After this they + marched the whole night and arrived early in the morning at the + city of London, and, finding the gates open, on the 24th of May + (which was the Sunday next before our Lord's ascension) they + entered the city without any tumult while the inhabitants were + performing divine service; for the rich citizens were favorable to + the barons, and the poor ones were afraid to murmur against them. + The barons, having thus got into the city, placed their own guards + in charge of each of the gates, and then arranged all matters in + the city at will.[423] They then took security from the citizens, + and sent letters through England to those earls, barons, and + knights who appeared to be still faithful to the king (though they + only pretended to be so) and advised them with threats, as they had + regard for the safety of all their property and possessions, to + abandon a king who was perjured and who made war against his + barons, and together with them to stand firm and fight against the + king for their rights and for peace; and that, if they refused to + do this, they, the barons, would make war against them all, as + against open enemies, and would destroy their castles, burn their + houses and other buildings, and pillage their warrens, parks, and + orchards.... The greatest part of these, on receiving the message + of the barons, set out to London and joined them, abandoning the + king entirely.... + + [Sidenote: The conference between the king and the barons] + + [Sidenote: The charter granted at Runnymede] + + King John, when he saw that he was deserted by almost all, so that + out of his regal superabundance of followers he retained scarcely + seven knights, was much alarmed lest the barons should attack his + castles and reduce them without difficulty, as they would find no + obstacle to their so doing. He deceitfully pretended to make peace + for a time with the aforesaid barons, and sent William Marshal, + earl of Pembroke, with other trustworthy messengers, to them, and + told them that, for the sake of peace and for the exaltation and + honor of the kingdom, he would willingly grant them the laws and + liberties they demanded. He sent also a request to the barons by + these same messengers that they appoint a suitable day and place to + meet and carry all these matters into effect. The king's messengers + then came in all haste to London, and without deceit, reported to + the barons all that had been deceitfully imposed on them. They in + their great joy appointed the fifteenth of June for the king to + meet them, at a field lying between Staines and Windsor.[424] + Accordingly, at the time and place agreed upon the king and nobles + came to the appointed conference, and when each party had stationed + itself some distance from the other, they began a long discussion + about terms of peace and the aforesaid liberties.... At length, + after various points on both sides had been discussed, King John, + seeing that he was inferior in strength to the barons, without + raising any difficulty, granted the underwritten laws and + liberties, and confirmed them by his charter as follows:-- + + [Here ensues the Charter.] + + +55. Extracts from the Charter + +No document in the history of any nation is more important than the +Great Charter; in the words of Bishop Stubbs, the whole of the +constitutional history of England is only one long commentary upon it. +Its importance lay not merely in the fact that it was won from an +unwilling sovereign by the united action of nobles, clergy, and +people, but also in the admirable summary which it embodies of the +fundamental principles of English government, so far as they had +ripened by the early years of the thirteenth century. The charter +contained almost nothing that was not old. It was not even an +instrument, like the Constitution of the United States, providing for +the creation of a new government. It merely sought to gather up within +a single reasonably brief document all the important principles which +the best of the English sovereigns had recognized, but which such +rulers as Richard and John had lately been improving every opportunity +to evade. The primary purpose of the barons in forcing the king to +grant the charter was not to get a new form of government or code of +laws, but simply to obtain a remedy for certain concrete abuses, to +resist the encroachments of the crown upon the traditional liberties +of Englishmen, and to get a full and definite confirmation of these +liberties in black and white. Not a new constitution was wanted, but +good government in conformity with the old one. Naturally enough, +therefore, the charter of 1215 was based in most of its important +provisions upon that granted by Henry I. in 1100, even as this one was +based on the righteous laws of the good Edward the Confessor. And +after the same manner the charter of King John, in its turn, became +the foundation for all future resistance of Englishmen to the evils of +misgovernment, so that very soon it came naturally to be called _Magna +Charta_--the Great Charter--by which designation it is known to this +day. + +King John was in no true sense the author of the charter. Many weeks +before the meeting at Runnymede the barons had drawn up their demands +in written form, and when that meeting occurred they were ready to lay +before the sovereign a formal document, in forty-nine chapters, to +which they simply requested his assent. This preliminary document was +discussed and worked over, the number of chapters being increased to +sixty-two, but the charter as finally agreed upon differed from it +only in minor details. It is a mistake to think of John as "signing" +the charter after the fashion of modern sovereigns. There is no +evidence that he could write, and at any rate he acquiesced in the +terms of the charter only by having his seal affixed to the paper. The +original "Articles of the Barons" is still preserved in the British +Museum, but there is no _one_ original Magna Charta in existence. +Duplicate copies of the document were made for distribution among the +barons, and papers which are generally supposed to represent four of +these still exist, two being in the British Museum. + +The charter makes a lengthy document and many parts of it are too +technical to be of service in this book; hence only a few of the most +important chapters are here given. Translations of the entire document +from the original Latin may be found in many places, among them the +University of Pennsylvania _Translations and Reprints_, Vol. I., No. +6; Lee, _Source Book of English History_, 169-180; Adams and Stephens, +_Select Documents Illustrative of English Constitutional History_, pp. +42-52; and the _Old South Leaflets_, No. 5. + + Source--Text in William Stubbs, _Select Charters Illustrative + of English Constitutional History_ (8th ed., Oxford, 1895), + pp. 296-306. Adapted from translation in Sheldon Amos, _Primer + of the English Constitution and Government_ (London, 1895), + pp. 189-201 _passim_. + + John, by the grace of God, king of England, lord of Ireland, duke + of Normandy, Aquitane, and count of Anjou, to his archbishops, + bishops, abbots, earls, barons, justiciaries, foresters, sheriffs, + governors, officers, and to all bailiffs, and his faithful + subjects, greeting. Know ye, that we, in the presence of God, and + for the salvation of our soul, and the souls of all our ancestors + and heirs, and unto the honor of God and the advancement of Holy + Church, and amendment of our Realm, ... have, in the first place, + granted to God, and by this our present Charter confirmed, for us + and our heirs forever: + + [Sidenote: Liberties of the English Church guaranteed] + + =1.= That the Church of England shall be free, and have her whole + rights, and her liberties inviolable; and we will have them so + observed that it may appear thence that the freedom of elections, + which is reckoned chief and indispensable to the English Church, + and which we granted and confirmed by our Charter, and obtained the + confirmation of the same from our Lord Pope Innocent III., before + the discord between us and our barons, was granted of mere free + will; which Charter we shall observe, and we do desire it to be + faithfully observed by our heirs forever.[425] + + [Sidenote: The rate of reliefs] + + =2.= We also have granted to all the freemen of our kingdom, for us + and for our heirs forever, all the underwritten liberties, to be + had and holden by them and their heirs, of us and our heirs + forever. If any of our earls, or barons, or others who hold of us + in chief by military service,[426] shall die, and at the time of + his death his heir shall be of full age, and owe a relief, he shall + have his inheritance by the ancient relief--that is to say, the + heir or heirs of an earl, for a whole earldom, by a hundred pounds; + the heir or heirs of a knight, for a whole knight's fee, by a + hundred shillings at most; and whoever oweth less shall give less, + according to the ancient custom of fees.[427] + + =3.= But if the heir of any such shall be under age, and shall be + in ward, when he comes of age he shall have his inheritance without + relief and without fine.[428] + + [Sidenote: The three aids] + + =12.= No scutage[429] or aid shall be imposed in our kingdom, + unless by the general council of our kingdom;[430] except for + ransoming our person, making our eldest son a knight, and once for + marrying our eldest daughter; and for these there shall be paid no + more than a reasonable aid. In like manner it shall be concerning + the aids of the City of London.[431] + + [Sidenote: The Great Council] + + =14.= And for holding the general council of the kingdom concerning + the assessment of aids, except in the three cases aforesaid, and + for the assessing of scutage, we shall cause to be summoned the + archbishops, bishops, abbots, earls, and greater barons of the + realm, singly by our letters. And furthermore, we shall cause to be + summoned generally, by our sheriffs and bailiffs, all others who + hold of us in chief, for a certain day, that is to say, forty days + before their meeting at least, and to a certain place. And in all + letters of such summons we will declare the cause of such summons. + And summons being thus made, the business shall proceed on the day + appointed, according to the advice of such as shall be present, + although all that were summoned come not.[432] + + =15.= We will not in the future grant to any one that he may take + aid of his own free tenants, except to ransom his body, and to make + his eldest son a knight, and once to marry his eldest daughter; and + for this there shall be paid only a reasonable aid.[433] + + =36.= Nothing from henceforth shall be given or taken for a writ of + inquisition of life or limb, but it shall be granted freely, and + not denied.[434] + + =39.= No freeman shall be taken or imprisoned, or disseised,[435] + or outlawed,[436] or banished, or in any way destroyed, nor will we + pass upon him, nor will we send upon him,[437] unless by the lawful + judgment of his peers,[438] or by the law of the land.[439] + + =40.= We will sell to no man, we will not deny to any man, either + justice or right.[440] + + [Sidenote: Freedom of commercial intercourse] + + =41.= All merchants shall have safe and secure conduct to go out + of, and to come into, England, and to stay there and to pass as + well by land as by water, for buying and selling by the ancient and + allowed customs, without any unjust tolls, except in time of war, + or when they are of any nation at war with us. And if there be + found any such in our land, in the beginning of the war, they shall + be detained, without damage to their bodies or goods, until it be + known to us, or to our chief justiciary, how our merchants be + treated in the nation at war with us; and if ours be safe there, + the others shall be safe in our dominions.[441] + + =42.= It shall be lawful, for the time to come, for any one to go + out of our kingdom and return safely and securely by land or by + water, saving his allegiance to us (unless in time of war, by some + short space, for the common benefit of the realm), except prisoners + and outlaws, according to the law of the land, and people in war + with us, and merchants who shall be treated as is above + mentioned.[442] + + =51.= As soon as peace is restored, we will send out of the kingdom + all foreign knights, cross-bowmen, and stipendiaries, who are come + with horses and arms to the molestation of our people.[443] + + =60.= All the aforesaid customs and liberties, which we have + granted to be holden in our kingdom, as much as it belongs to us, + all people of our kingdom, as well clergy as laity, shall observe, + as far as they are concerned, towards their dependents.[444] + + [Sidenote: How the charter was to be enforced] + + =61.= And whereas, for the honor of God and the amendment of our + kingdom, and for the better quieting the discord that has arisen + between us and our barons, we have granted all these things + aforesaid. Willing to render them firm and lasting, we do give and + grant our subjects the underwritten security, namely, that the + barons may choose five and twenty barons of the kingdom, whom they + think convenient, who shall take care, with all their might, to + hold and observe, and cause to be observed, the peace and liberties + we have granted them, and by this our present Charter + confirmed....[445] + + =63.= ... It is also sworn, as well on our part as on the part of + the barons, that all the things aforesaid shall be observed in good + faith, and without evil duplicity. Given under our hand, in the + presence of the witnesses above named, and many others, in the + meadow called Runnymede, between Windsor and Staines, the 15th day + of June, in the 17th year of our reign. + + +FOOTNOTES: + +[408] The barons attended the meeting under the pretense of making a +religious pilgrimage. + +[409] This charter, granted at the coronation of Henry I. in 1100, +contained a renunciation of the evil practices which had marked the +government of William the Conqueror and William Rufus. It was from +this document mainly that the barons in 1215 drew their constitutional +programme. + +[410] The Knights Templars, having purchased all that part of the +banks of the Thames lying between Whitefriars and Essex Street, +erected on it a magnificent structure which was known as the New +Temple, in distinction from the Old Temple on the south side of +Holborn. Meetings of Parliament and of the king's council were +frequently held in the New Temple; here also were kept the crown +jewels. Ultimately, after the suppression of the Templars by Edward +II., the Temple became one of England's most celebrated schools of +law. + +[411] This refers to the king's absolution at the hands of Stephen +Langton, archbishop of Canterbury, July 20, 1213, after his submission +to the papacy. At that time John took an oath on the Bible to the +effect that he would restore the good laws of his forefathers and +render to all men their rights. + +[412] The exact day upon which John took the crusader's vow is +uncertain. It was probably Ash Wednesday (March 4), 1215. The king's +object was in part to get the personal protection which the sanctity +of the vow carried with it and in part to enlist the sympathies of the +Pope and make it appear that the barons were guilty of interfering +with a crusade. + +[413] On the southern border of Lincolnshire. + +[414] On the Thames in Oxfordshire. This statement of the chronicler +is incorrect. John was yet in London. + +[415] Octave means the period of eight days following a religious +festival. This Monday was April 27. + +[416] Brackley is about twenty-two miles north of Oxford. + +[417] Henry I.'s charter, 1100. + +[418] Edward the Confessor, king from 1042 to 1066. + +[419] In the county of Northampton, in central England. + +[420] Engines for hurling stones. + +[421] About twenty miles southeast of Northampton. + +[422] The commander of Bedford Castle. + +[423] The loss of London by the king was a turning point in the +contest. Thereafter the barons' party gained rapidly and its complete +success was only a question of time. + +[424] Runnymede, on the Thames. + +[425] The charter referred to, in which the liberties of the Church +were confirmed, was granted in November, 1214, and renewed in +January, 1215. It was in the nature of a bribe offered the clergy by +the king in the hope of winning their support in his struggle with the +barons. The liberty granted was particularly that of "canonical +election," i.e., the privilege of the cathedral chapters to elect +bishops without being dominated in their choice by the king. Henry +I.'s charter (1100) contained a similar provision, but it had not been +observed in practice. + +[426] Tenants _in capite_, i.e., men holding land directly from the +king on condition of military service. + +[427] The object of this chapter is, in general, to prevent the +exaction of excessive reliefs. The provision of Henry I.'s charter +that reliefs should be just and reasonable had become a dead letter. + +[428] During the heir's minority the king received the profits of the +estate; in consequence of this the payment of relief by such an heir +was to be remitted. + +[429] Scutage (from _scutum_, shield) was payment made to the king by +persons who owed military service but preferred to give money instead. +Scutage levied by John had been excessively heavy. + +[430] The General, or Great, Council was a feudal body made up of the +king's tenants-in-chief, both greater and lesser lords. This chapter +puts a definite, even though not very far-reaching, limitation upon +the royal power of taxation, and so looks forward in a way to the +later regime of taxation by Parliament. + +[431] London had helped the barons secure the charter and was rewarded +by being specifically included in its provisions. + +[432] Here we have a definite statement as to the composition of the +Great Council. The distinction between greater and lesser barons is +mentioned as early as the times of Henry I. (1100-1135). In a general +way it may be said that the greater barons (together with the greater +clergy) developed into the House of Lords and the lesser ones, along +with the ordinary free-holders, became the "knights of the shire," who +so long made up the backbone of the Commons. In the thirteenth century +comparatively few of the lesser barons attended the meetings of the +Council. Attendance was expensive and they were not greatly interested +in the body's proceedings. It should be noted that the Great Council +was in no sense a legislative assembly. + +[433] It is significant that the provisions of the charter which +prohibit feudal exactions were made by the barons to apply to +themselves as well as to the king. + +[434] This is an important legal enactment whose purpose is to prevent +prolonged imprisonment, without trial, of persons accused of serious +crime. A person accused of murder, for example, could not be set at +liberty under bail, but he could apply for a writ _de odio et âtia_ +("concerning hatred and malice") which directed the sheriff to make +inquest by jury as to whether the accusation had been brought by +reason of hatred and malice. If the jury decided that the accusation +had been so brought, the accused person could be admitted to bail +until the time for his regular trial. This will occur to one as being +very similar to the principle of _habeas corpus_. John had been +charging heavy fees for these writs _de odio et âtia_, or "writs of +inquisition of life and limb," as they are called in the charter; +henceforth they were to be issued freely. + +[435] To disseise a person is to dispossess him of his freehold +rights. + +[436] Henceforth a person could be outlawed, i.e., declared out of the +protection of the law, only by the regular courts. + +[437] That is, use force upon him, as John had frequently done. + +[438] The term "peers," as here used, means simply equals in rank. The +present clause does not yet imply trial by jury in the modern sense. +It comprises simply a narrow, feudal demand of the nobles to be judged +by other nobles, rather than by lawyers or clerks. Jury trial was +increasingly common in the thirteenth century, but it was not +guaranteed in the Great Charter. + +[439] This chapter is commonly regarded as the most important in the +charter. It undertakes to prevent arbitrary imprisonment and to +protect private property by laying down a fundamental principle of +government which John had been constantly violating and which very +clearly marked the line of distinction between a limited and an +absolute monarchy. + +[440] The principle is here asserted that justice in the courts should +be open to all, and without the payment of money to get judgment +hastened or delayed. Extortions of this character did not cease in +1215, but they became less exorbitant and arbitrary. + +[441] The object of this chapter is to encourage commerce by +guaranteeing foreign merchants the same treatment that English +merchants received in foreign countries. The tolls imposed on traders +by the cities, however, were not affected and they continued a serious +obstacle for some centuries. + +[442] This chapter provides that, except under the special +circumstances of war, any law-abiding Englishman might go abroad +freely, provided only he should remain loyal to the English crown. The +rule thus established continued in effect until 1382, when it was +enacted that such privileges should belong only to lords, merchants, +and soldiers. + +[443] During the struggle with the barons, John had brought in a +number of foreign mercenary soldiers or "stipendiaries." All classes +of Englishmen resented this policy and the barons improved the +opportunity offered by the charter to get a promise from the king to +dispense with his continental mercenaries as quickly as possible. + +[444] This chapter provides that the charter's regulation of feudal +customs should apply to the barons just as to the king. The barons' +tenants were to be protected from oppression precisely as were the +barons themselves. These tenants had helped in the winning of the +charter and were thus rewarded for their services. + +[445] The chapter goes on at considerable length to specify the manner +in which, if the king should violate the terms of the charter, the +commission of twenty-five barons should proceed to bring him to +account. Even the right of making war was given them, in case it +should become necessary to resort to such an extreme measure. + + + + +CHAPTER XIX. + +THE REIGN OF SAINT LOUIS + + +56. The Character and Deeds of the King as Described by Joinville + +Louis IX., or St. Louis, as he is commonly called, was the eldest son +of Louis VIII. and a grandson of Philip Augustus. He was born in 1214 +and upon the death of his father in 1226 he succeeded to the throne of +France while yet but a boy of twelve. The recent reign of Philip +Augustus (1180-1223) had been a period marked by a great increase in +the royal power and by a corresponding lessening of the independent +authority of the feudal magnates. The accession of a boy-king was +therefore hailed by the discontented nobles as an opportunity to +recover something at least of their lost privileges. It would +doubtless have been such but for the vigilance, ability, and masculine +aggressiveness of the young king's mother, Blanche of Castile. Aided +by the clergy and the loyal party among the nobles, she, in the +capacity of regent, successfully defended her son's interests against +a succession of plots and uprisings, with the result that when Louis +gradually assumed control of affairs in his own name, about 1236, the +realm was in good order and the dangers which once had been so +threatening had all but disappeared. The king's education and moral +training had been well attended to, and he arrived at manhood with +an equipment quite unusual among princes of his day. His reign +extended to 1270 and became in some respects the most notable in all +French history. In fact, whether viewed from the standpoint of his +personal character or his practical achievements, St. Louis is +generally admitted to have been one of the most remarkable sovereigns +of mediæval Europe. He was famous throughout Christendom for his +piety, justice, wisdom, and ability, being recognized as at once a +devoted monk, a brave knight, and a capable king. In him were blended +two qualities--vigorous activity and proneness to austere +meditation--rarely combined in such measure in one person. His +character may be summed up by saying that he had all the virtues of +his age and few of its vices. No less cynical a critic than Voltaire +has declared that he went as far in goodness as it is possible for a +man to go. + +Saint Louis being thus so interesting a character in himself, it is +very fortunate that we have an excellent contemporary biography of +him, from the hand of a friend and companion who knew him well. Sire +de Joinville's _Histoire de Saint Louis_ is a classic of French +literature and in most respects the best piece of biographical writing +that has come down to us from the Middle Ages. Joinville, or more +properly John, lord of Joinville, was born in Champagne, in northern +France, probably in 1225. His family was one of the most distinguished +in Champagne and he himself had all the advantages that could come +from being brought up at the refined court of the count of this +favored district. In 1248, when St. Louis set out on his first +crusading expedition, Joinville, only recently become of age, took the +cross and became a follower of the king, joining him in Cyprus and +there first definitely entering his service. During the next six years +the two were inseparable companions, and even after Joinville, in +1254, retired from the king's service in order to manage his estates +in Champagne he long continued to make frequent visits of a social +character to the court. + +Joinville's memoirs of St. Louis were completed about 1309--probably +nine years before the death of the author--and they were first +published soon after the death of Philip the Fair in 1314. They +constitute by far the most important source of information on the +history of France in the middle portion of the thirteenth century. +Joinville had the great advantage of intimate acquaintance and long +association with King Louis and, what is equally important, he seems +to have tried to write in a spirit of perfect fairness and justice. He +was an ardent admirer of Louis, but his biography did not fall into +the tempting channel of mere fulsome and indiscriminate praise. +Moreover, the work is a biography of the only really satisfactory +type; it is not taken up with a bare recital of events in the life of +the individual under consideration, but it has a broad background +drawn from the general historical movements and conditions of the +time. Its most obvious defects arise from the fact that it comprises +largely the reminiscences of an old man, which are never likely to be +entirely accurate or well-balanced. In his dedication of the treatise +to Louis, eldest son of Philip IV., the author relates that it had +been written at the urgent solicitation of the deceased king's widow. + +The biography in print makes a good-sized volume and it is possible, +of course, to reproduce here but a few significant passages from it. +But these are perhaps sufficient to show what sort of man the +saint-king really was, and it is just this insight into the character +of the men of the Middle Ages that is most worth getting--and the +hardest thing, as a rule, to get. Incidentally, the extract throws +some light on the methods of warfare employed by the crusaders and the +Turks. + + Source--Jean, Sire de Joinville, _Histoire de Saint Louis_. + Text edited by M. Joseph Noël (Natalis de Wailly) and + published by the Société de l'Histoire de France (Paris, + 1868). Translated by James Hutton under title of _Saint Louis, + King of France_ (London, 1868), _passim_. + + [Sidenote: The king's birth] + + As I have heard him say, he [Saint Louis] was born on the day of + St. Mark the Evangelist,[446] shortly after Easter. On that day the + cross is carried in procession in many places, and in France they + are called black crosses. It was therefore a sort of prophecy of + the great numbers of people who perished in those two crusades, + i.e., in that to Egypt, and in that other, in the course of which + he died at Carthage;[447] for many great sorrows were there on that + account in this world, and many great joys are there now in + Paradise on the part of those who in those two pilgrimages died + true crusaders. + + [Sidenote: His early training] + + God, in whom he put his trust, preserved him ever from his infancy + to the very last; and especially in his infancy did He preserve him + when he stood in need of help, as you will presently hear. As for + his soul, God preserved it through the pious instructions of his + mother, who taught him to believe in God and to love Him, and + placed about him none but ministers of religion. And she made him, + while he was yet a child, attend to all his prayers and listen to + the sermons on saints' days. He remembered that his mother used + sometimes to tell him that she would rather he were dead than that + he should commit a deadly sin. + + [Sidenote: Difficulties at the beginning of his reign] + + Sore need of God's help had he in his youth, for his mother, who + came out of Spain, had neither relatives nor friends in all the + realm of France. And because the barons of France saw that the king + was an infant, and the queen, his mother, a foreigner, they made + the count of Boulogne, the king's uncle, their chief, and looked up + to him as their lord.[448] After the king was crowned, some of the + barons asked of the queen to bestow upon them large domains; and + because she would do nothing of the kind all the barons assembled + at Corbei.[449] And the sainted king related to me how neither he + nor his mother, who were at Montlhéri,[450] dared to return to + Paris, until the citizens of Paris came, with arms in their hands, + to escort them. He told me, too, that from Montlhéri to Paris the + road was filled with people, some with and some without weapons, + and that all cried unto our Lord to give him a long and happy life, + and to defend and preserve him from his enemies.... + + [Sidenote: Louis takes the cross] + + After these things it chanced, as it pleased God, that great + illness fell upon the king at Paris, by which he was brought to + such extremity that one of the women who watched by his side wanted + to draw the sheet over his face, saying that he was dead; but + another woman, who was on the other side of the bed, would not + suffer it, for the soul, she said, had not yet left the body. While + he was listening to the dispute between these two, our Lord wrought + upon him and quickly sent him health; for before that he was dumb, + and could not speak. He demanded that the cross should be given to + him, and it was done. When the queen, his mother, heard that he had + recovered his speech, she exhibited as much joy as could be; but + when she was told by himself that he had taken the cross, she + displayed as much grief as if she had seen him dead. + + [Sidenote: Prominent Frenchmen who followed his example] + + After the king put on the cross, Robert, count of Artois, Alphonse, + count of Poitiers, Charles, count of Anjou, who was afterwards king + of Sicily--all three brothers of the king--also took the cross; as + likewise did Hugh, duke of Burgundy, William, count of Flanders + (brother to Count Guy of Flanders, the last who died), the good + Hugh, count of Saint Pol, and Monseigneur Walter, his nephew, who + bore himself right manfully beyond seas, and would have been of + great worth had he lived. There was also the count of La Marche, + and Monseigneur Hugh le Brun, his son; the count of Sarrebourg, and + Monseigneur d'Apremont, his brother, in whose company I myself, + John, Seigneur de Joinville, crossed the sea in a ship we + chartered, because we were cousins; and we crossed over in all + twenty knights, nine of whom followed the count of Sarrebourg, and + nine were with me.... + + The king summoned his barons to Paris, and made them swear to keep + faith and loyalty towards his children if anything happened to + himself on the voyage. He asked the same of me, but I refused to + take any oath, because I was not his vassal.... + + [Sidenote: Embarking on the Mediterranean] + + In the month of August we went on board our ships at the Rock of + Marseilles. The day we embarked the door of the vessel was opened, + and the horses that we were to take with us were led inside. Then + they fastened the door and closed it up tightly, as when one sinks + a cask, because when the ship is at sea the whole of the door is + under water. When the horses were in, our sailing-master called out + to his mariners who were at the prow: "Are you all ready?" And they + replied: "Sir, let the clerks and priests come forward." As soon + as they had come nigh, he shouted to them; "Chant, in God's name!" + And they with one voice chanted, "_Veni, Creator Spiritus._" Then + the master called out to his men: "Set sail, in God's name!" And + they did so. And in a little time the wind struck the sails and + carried us out of sight of land, so that we saw nothing but sea and + sky; and every day the wind bore us farther away from the land + where we were born. And thereby I show you how foolhardy he must be + who would venture to put himself in such peril with other people's + property in his possession, or while in deadly sin; for when you + fall asleep at night you know not but that ere the morning you may + be at the bottom of the sea. + + [Sidenote: Preparations made in Cyprus] + + When we reached Cyprus, the king was already there, and we found an + immense supply of stores for him, i.e., wine-stores and granaries. + The king's wine-stores consisted of great piles of casks of wine, + which his people had purchased two years before the king's arrival + and placed in an open field near the seashore. They had piled them + one upon the other, so that when seen from the front they looked + like a farmhouse. The wheat and barley had been heaped up in the + middle of the field, and at first sight looked like hills; for the + rain, which had long beaten upon the corn, had caused it to sprout, + so that nothing was seen but green herbage. But when it was desired + to transport it to Egypt, they broke off the outer coating with the + green herbage, and the wheat and barley within were found as fresh + as if they had only just been threshed out. + + [Sidenote: An embassy from the Khan] + + The king, as I have heard him say, would gladly have pushed on to + Egypt without stopping, had not his barons advised him to wait for + his army, which had not all arrived. While the king was sojourning + in Cyprus, the great Khan of Tartary[451] sent envoys to him, the + bearers of very courteous messages. Among other things, he told him + that he was ready to aid him in conquering the Holy Land and in + delivering Jerusalem out of the hands of the Saracens. The king + received the messengers very graciously, and sent some to the Khan, + who were two years absent before they could return. And with his + messengers the king sent to the Khan a tent fashioned like a + chapel, which cost a large sum of money, for it was made of fine + rich scarlet cloth. And the king, in the hope of drawing the Khan's + people to our faith, caused to be embroidered inside the chapel, + pictures representing the Annunciation of Our Lady, and other + articles of faith. And he sent these things to them by the hands of + two friars, who spoke the Saracen language, to teach and point out + to them what they ought to believe.... + + [Sidenote: The departure from Cyprus] + + As soon as March came round, the king, and, by his command, the + barons and other pilgrims, gave orders that the ships should be + laden with wine and provisions, to be ready to sail when the king + should give the signal. It happened that when everything was ready, + the king and queen withdrew on board their ship on the Friday + before Whitsunday, and the king desired his barons to follow in his + wake straight towards Egypt. On Saturday[452] the king set sail, + and all the other vessels at the same time, which was a fine sight + to behold, for it seemed as if the whole sea, as far as the eye + could reach, was covered with sails, and the number of ships, + great and small, was reckoned at 1,800....[453] + + [Sidenote: Decision to proceed against Cairo] + + Upon the arrival of the count of Poitiers, the king summoned all + the barons of the army to decide in what direction he should march, + whether towards Alexandria, or towards Babylon.[454] It resulted + that the good Count Peter of Brittany, and most of the barons of + the army, were of the opinion that the king should lay siege to + Alexandria, because that city is possessed of a good port where the + vessels could lie that should bring provisions for the army. To + this the count of Artois was opposed. He said that he could not + advise going anywhere except to Babylon, because that was the chief + town in all the realm of Egypt; he added, that whosoever wished to + kill a serpent outright should crush its head. The king set aside + the advice of his barons, and held to that of his brother. + + At the beginning of Advent, the king set out with his army to march + against Babylon, as the count of Artois had counseled him. Not far + from Damietta we came upon a stream of water which issued from the + great river [Nile], and it was resolved that the army should halt + for a day to dam up this branch, so that it might be crossed. The + thing was done easily enough, for the arm was dammed up close to + the great river. At the passage of this stream the sultan sent 500 + of his knights, the best mounted in his whole army, to harass the + king's troops, and retard our march. + + [Sidenote: A skirmish between the Saracens and the Templars] + + On St. Nicholas's day[455] the king gave the order to march and + forbade that any one should be so bold as to sally out upon the + Saracens who were before us. So it chanced that when the army was + in motion to resume the march and the Turks saw that no one would + sally out against them, and learned from their spies that the king + had forbidden it, they became emboldened and attacked the + Templars,[456] who formed the advance-guard. And one of the Turks + hurled to the ground one of the knights of the Temple, right before + the feet of the horse of Reginald de Bichiers, who was at that time + Marshal of the Temple. When the latter saw this, he shouted to the + other brethren: "Have at them, in God's name! I cannot suffer any + more of this." He dashed in his spurs, and all the army did + likewise. Our people's horses were fresh, while those of the Turks + were already worn out. Whence it happened, as I have heard, that + not a Turk escaped, but all perished, several of them having + plunged into the river, where they were drowned....[457] + + One evening when we were on duty near the cat castles, they brought + against us an engine called _pierrière_,[458] which they had never + done before, and they placed Greek fire[459] in the sling of the + engine. When Monseigneur Walter de Cureil, the good knight, who + was with me, saw that, he said to us: "Sirs, we are in the greatest + peril we have yet been in; for if they set fire to our towers, and + we remain here, we are dead men, and if we leave our posts which + have been intrusted to us, we are put to shame; and no one can + rescue us from this peril save God. It is therefore my opinion and + my advice to you that each time they discharge the fire at us we + should throw ourselves upon our elbows and knees, and pray our Lord + to bring us out of this danger." + + [Sidenote: The Saracens make use of Greek fire] + + As soon as they fired we threw ourselves upon our elbows and knees, + as he had counseled us. The first shot they fired came between our + two cat castles, and fell in front of us on the open place which + the army had made for the purpose of damming the river. Our men + whose duty it was to extinguish fires were all ready for it; and + because the Saracens could not aim at them on account of the two + wings of the sheds which the king had erected there, they fired + straight up towards the clouds, so that their darts came down from + above upon the men. The nature of the Greek fire was in this wise, + that it rushed forward as large around as a cask of verjuice,[460] + and the tail of the fire which issued from it was as big as a + large-sized spear. It made such a noise in coming that it seemed as + if it were a thunderbolt from heaven and looked like a dragon + flying through the air. It cast such a brilliant light that in the + camp they could see as clearly as if it were daytime, because of + the light diffused by such a bulk of fire. Three times that night + they discharged the Greek fire at us, and four times they sent it + from the fixed cross-bows. Each time that Our sainted king heard + that they had discharged the Greek fire at us, he dressed himself + on his bed and stretched out his hands towards our Lord, and prayed + with tears: "Fair Sire God, preserve me my people!" And I verily + believe that his prayers stood us in good stead in our hour of + need. That evening, every time the fire fell, he sent one of his + chamberlains to inquire in what state we were and if the fire had + done us any damage. One time when they threw it, it fell close to + the cat castle which Monseigneur de Courtenay's people were + guarding, and struck on the river-bank. Then a knight named + Aubigoiz called to me and said: "Sir, if you do not help us we are + all burnt, for the Saracens have discharged so many of their darts + dipped in Greek fire that there is of them, as it were, a great + blazing hedge coming towards our tower." + + We ran forward and hastened thither and found that he spoke the + truth. We extinguished the fire, but before we had done so the + Saracens covered us with the darts they discharged from the other + side of the river. + + [Sidenote: Progress of the conflict] + + The king's brothers mounted guard on the roof of the cat castles to + fire bolts from cross-bows against the Saracens, and which fell + into their camp. The king had commanded that when the king of + Sicily[461] mounted guard in the daytime at the cat castles, we + were to do so at night. One day when the king of Sicily was keeping + watch, which we should have to do at night, we were in much trouble + of mind because the Saracens had shattered our cat castles. The + Saracens brought out the _pierrière_ in the daytime, which they had + hitherto done only at night, and discharged the Greek fire at our + towers. They had advanced their engines so near to the causeway + which the army had constructed to dam the river that no one dared + to go to the towers, because of the huge stones which the engines + flung upon the road. The consequence was that our two towers were + burned, and the king of Sicily was so enraged about it that he came + near flinging himself into the fire to extinguish it. But if he + were wrathful, I and my knights, for our part, gave thanks to God; + for if we had mounted guard at night, we should all have been + burned....[462] + + It came to pass that the sainted king labored so much that the + king of England, his wife, and children, came to France to treat + with him about peace between him and them. The members of his + council were strongly opposed to this peace, and said to him: + + [Sidenote: The treaty of Paris, 1259] + + "Sire, we greatly marvel that it should be your pleasure to yield + to the king of England such a large portion of your land, which you + and your predecessors have won from him, and obtained through + forfeiture. It seems to us that if you believe you have no right to + it, you do not make fitting restitution to the king of England + unless you restore to him all the conquests which you and your + predecessors have made; but if you believe that you have a right to + it, it seems to us that you are throwing away all that you yield to + him." + + To this the sainted king replied after this fashion: "Sirs, I am + certain that the king of England's predecessors lost most justly + the conquests I hold; and the land which I give up to him I do not + give because I am bound either towards himself or his heirs, but to + create love between his children and mine, who are first cousins. + And it seems to me that I am making a good use of what I give to + him, because before he was not my vassal, but now he has to render + homage to me."...[463] + + After the king's return from beyond sea, he lived so devoutly that + he never afterwards wore furs of different colors, nor + minnever,[464] nor scarlet cloth, nor gilt stirrups or spurs. His + dress was of camlet[465] and of a dark blue cloth; the linings of + his coverlets and garments were of doeskin or hare-legs. + + [Sidenote: The king's personal traits] + + When rich men's minstrels entered the hall after the repast, + bringing with them their viols, he waited to hear grace until the + minstrel had finished his chant; then he rose and the priests who + said grace stood before him. When we were at his court in a private + way,[466] he used to sit at the foot of his bed, and when the + Franciscans and Dominicans[467] who were there spoke of a book that + would give him pleasure, he would say to them: "You shall not read + to me, for, after eating, there is no book so pleasant as + _quolibets_,"--that is, that every one should say what he likes. + When men of quality dined with him, he made himself agreeable to + them.... + + [Sidenote: His primitive method of dispensing justice] + + Many a time it happened that in the summer he would go and sit down + in the wood at Vincennes,[468] with his back to an oak, and make us + take our seats around him. And all those who had complaints to make + came to him, without hindrance from ushers or other folk. Then he + asked them with his own lips: "Is there any one here who has a + cause?"[469] Those who had a cause stood up, when he would say to + them: "Silence all, and you shall be dispatched one after the + other." Then he would call Monseigneur de Fontaines, or Monseigneur + Geoffrey de Villette, and would say to one of them: "Dispose of + this case for me." When he saw anything to amend in the words of + those who spoke for others, he would correct it with his own lips. + Sometimes in summer I have seen him, in order to administer justice + to the people, come into the garden of Paris dressed in a camlet + coat, a surcoat of woollen stuff, without sleeves, a mantle of + black taffety around his neck, his hair well combed and without + coif, a hat with white peacock's feathers on his head. Carpets were + spread for us to sit down upon around him, and all the people who + had business to dispatch stood about in front of him. Then he would + have it dispatched in the same manner as I have already described + in the wood of Vincennes. + + +FOOTNOTES: + +[446] April 25, 1215. + +[447] Louis started on his first crusade in August, 1248. After a +series of disasters in Egypt he managed to reach the Holy Land, where +he spent nearly four years fortifying the great seaports. He returned +to France in July, 1254. Sixteen years later, in July, 1270, he +started on his second crusade. He had but reached Carthage when he was +suddenly taken ill and compelled to halt the expedition. He died there +August 25, 1270. Louis was as typical a crusader as ever lived, but in +his day men of his kind were few; the great era of crusading +enterprise was past. + +[448] This was Philip, son of Philip Augustus. The lands of the count +of Boulogne lay on the coast of the English Channel north of the +Somme. + +[449] An important church center about seventy miles north of Paris. + +[450] A town a few miles south of Paris. + +[451] In the early years of the thirteenth century, an Asiatic +chieftain by the name of Genghis Khan built up a vast empire of Mongol +or Tartar peoples, which for a time stretched all the way from China +to eastern Germany. The rise and westward expansion of this barbarian +power spread alarm throughout Christendom, and with good reason, for +it was with great difficulty that the Tartar sovereigns were prevented +from extending their dominion over Germany and perhaps over all +western Europe. After the first feeling of terror had passed, however, +it began to be considered that possibly the Asiatic conquerors might +yet be made to serve the interests of Christendom. They were not +Mohammedans, and Christian leaders saw an opportunity to turn them +against the Saracen master of the coveted Holy Land. Louis IX.'s +reception of an embassy from Ilchikadai, one of the Tartar khans, or +sovereigns, was only one of several incidents which illustrate the +efforts made in this direction. After this episode the Tartars +advanced rapidly into Syria, taking the important cities of Damascus +and Aleppo; but a great defeat, September 3, 1260, by the sultan Kutuz +at Ain Talut stemmed the tide of invasion and compelled the Tartars to +retire to their northern dominions. + +[452] May 21, 1249. + +[453] Joinville here gives an account of the first important +undertaking of the crusaders--the capture of Damietta. After this +achievement the king resolved to await the arrival of his brother, the +count of Poitiers, with additional troops. The delay thus occasioned +was nearly half a year in length, i.e., until October. + +[454] This was a common designation of Cairo, the Saracen capital of +Egypt. + +[455] December 6. + +[456] The order of the Templars was founded in 1119 to afford +protection to pilgrims in Palestine. The name was taken from the +temple of Solomon, in Jerusalem, near which the organization's +headquarters were at first established. The Templars, in their early +history, were a military order and they had a prominent part in most +of the crusading movements after their foundation. + +[457] At this point Joinville gives an extended description of the +Nile and its numerous mouths. King Louis found himself on the bank of +one of the streams composing the delta, with the sultan's army drawn +up on the other side to prevent the Christians from crossing. Louis +determined to construct an embankment across the stream, so that his +troops might cross and engage in battle with the enemy. To protect the +men engaged in building the embankment, two towers, called cat castles +(because they were in front of two cats, or covered galleries) were +erected. Under cover of these, the work of constructing a passageway +went on, though the Saracens did not cease to shower missiles upon the +laborers. + +[458] An instrument intended primarily for the hurling of stones. + +[459] Greek fire was made in various ways, but its main ingredients +were sulphur, Persian gum, pitch, petroleum, and oil. It was a highly +inflammable substance and when once ignited could be extinguished only +by the use of vinegar or sand. It was used quite extensively by the +Saracens in their battles with the crusaders, being usually projected +in the form of fire-balls from hollow tubes. + +[460] An acid liquor made from sour apples or grapes. + +[461] Charles, count of Anjou--a brother of Saint Louis. + +[462] Joinville's story of the remainder of the campaign in Egypt is a +long one. Enough has been given to show something of the character of +the conflicts between Saracen and crusader. In the end Louis was +compelled to withdraw his shattered army. He then made his way to the +Holy Land in the hope of better success, but the four years he spent +there were likewise a period of disappointment. + +[463] The treaty here referred to is that of Paris, negotiated by +Louis IX. and Henry III. in 1259. By it the English king renounced his +claim to Normandy, Maine, Anjou, Touraine, and Poitou, while Louis IX. +ceded to Henry the Limousin, Périgord, and part of Saintonge, besides +the reversion of Agenais and Quercy. The territories thus abandoned by +the French were to be annexed to the duchy of Guienne, for which Henry +III. was to render homage to the French king, just as had been +rendered by the English sovereigns before the conquests of Philip +Augustus. Manifestly Louis IX.'s chief motive in yielding possession +of lands he regarded as properly his was to secure peace with England +and to get the homage of the English king for Guienne. For upwards of +half a century the relations of England and France had been strained +by reason of the refusal of Henry III. to recognize the conquests of +Philip Augustus and to render the accustomed homage. The treaty of +Paris was important because it regulated the relations of France and +England to the outbreak of the Hundred Years' War. It undertook to +perpetuate the old division of French soil between the English and +French monarchs--an arrangement always fruitful of discord and +destined, more than anything else, to bring on the great struggle of +the fourteenth and fifteenth centuries between the two nations [see p. +417 ff.]. + +[464] A fur much esteemed in the Middle Ages. It is not known whether +it was the fur of a single animal or of several kinds combined. + +[465] A woven fabric made of camel's hair. + +[466] After his retirement from the royal service in 1254 Joinville +frequently made social visits at Louis's court. + +[467] On the Franciscans and Dominicans [see p. 360]. + +[468] To the east from Paris--now a suburb of that city. The chateau +of Vincennes was one of the favorite royal residences. + +[469] That is, a case in law. + + + + +CHAPTER XX. + +MUNICIPAL ORGANIZATION AND ACTIVITY + + +57. Some Twelfth Century Town Charters + +In the times of the Carolingians the small and scattered towns and +villages of western Europe, particularly of France, were inhabited +mainly by serfs and villeins, i.e., by a dependent rather than an +independent population. With scarcely an exception, these urban +centers belonged to the lords of the neighboring lands, who +administered their affairs through mayors, provosts, bailiffs, or +other agents, collected from them seigniorial dues as from the rural +peasantry, and, in short, took entire charge of matters of justice, +finance, military obligations, and industrial arrangements. There was +no local self-government, nothing in the way of municipal organization +separate from the feudal régime, and no important burgher class as +distinguished from the agricultural laborers. By the twelfth century a +great transformation is apparent. France has come to be dotted with +strong and often largely independent municipalities, and a powerful +class of bourgeoisie, essentially anti-feudal in character, has risen +to play an increasing part in the nation's political and economic +life. In these new municipalities there is a larger measure of freedom +of person, security of property, and rights of self-government than +Europe had known since the days of Charlemagne, perhaps even since the +best period of the Roman Empire. + +The reason for this transformation--in other words, the origin of +these new municipal centers--has been variously explained. One theory +is that the municipal system of the Middle Ages was essentially a +survival of that which prevailed in western Europe under the fostering +influence of Rome. The best authorities now reject this view, for +there is every reason to believe that, speaking generally, the +barbarian invasions and feudalism practically crushed out the +municipal institutions of the Empire. Another theory ascribes the +origin of mediæval municipal government to the merchant and craft +guilds, particularly the former; but there is little evidence to +support the view. Undeniably the guild was an important factor in +drawing groups of burghers together and forming centers of combination +against local lords, but it was at best only one of several forces +tending to the growth of municipal life. Other factors of larger +importance were the military and the commercial. On the one hand, the +need of protection led people to flock to fortified places--castles or +monasteries--and settle in the neighborhood; on the other, the growth +of commerce and industry, especially after the eleventh century, +caused strategic places like the intersection of great highways and +rivers to become seats of permanent and growing population. The towns +which thus sprang up in response to new conditions and necessities in +time took on a political as well as a commercial and industrial +character, principally through the obtaining of charters from the +neighboring lords, defining the measure of independence to be enjoyed +and the respective rights of lord and town. Charters of the sort were +usually granted by the lord, not merely because requested by the +burghers, but because they were paid for and constituted a valuable +source of revenue. Not infrequently, however, a charter was wrested +from an unwilling lord through open warfare. It was in the first half +of the twelfth century that town charters became common. As a rule +they were obtained by the larger towns (it should be borne in mind +that a population of 10,000 was large in the twelfth century), but not +necessarily so, for many villages of two or three hundred people +secured them also. + +The two great classes of towns were the _villes libres_ (free towns) +and the _villes franches_, or _villes de bourgeoisie_ (franchise, or +chartered, towns). The free towns enjoyed a large measure of +independence. In relation to their lords they occupied essentially the +position of vassals, with the legislative, financial, and judicial +privileges which by the twelfth century all great vassals had come to +have. The burghers elected their own officers, constituted their own +courts, made their own laws, levied taxes, and even waged war. The +leading types of free cities were the communes of northern France +(governed by a provost and one or more councils, often essentially +oligarchical) and the consulates of southern France and northern Italy +(distinguished from the communes by the fact that the executive was +made up of "consuls," and by the greater participation of the local +nobility in town affairs). A typical free town of the commune type, +was Laon, in the region of northern Champagne. In 1109 the bishop of +Laon, who was lord of the city, consented to the establishment of a +communal government. Three years later he sought to abolish it, with +the result that an insurrection was stirred up in which he lost his +life. King Louis VI. intervened and the citizens were obliged to +submit to the authority of the new bishop, though in 1328 fear of +another uprising led this official to renew the old grant. The act was +ratified by Louis VI. in the text (a) given below. + +The other great class of towns--the franchise towns--differed from the +free towns in having a much more limited measure of political and +economic independence. They received grants of privileges, or +"franchises," from their lord, especially in the way of restrictions +of rights of the latter over the persons and property of the +inhabitants, but they remained politically subject to the lord and +their government was partly or wholly under his control. Their +charters set a limit to the lord's arbitrary authority, emancipated +such inhabitants as were not already free, gave the citizens the right +to move about and to alienate property, substituted money payments for +the corvée, and in general made old regulations less burdensome; but +as a rule no political rights were conferred. Paris, Tours, Orleans, +and other more important cities on the royal domain belonged to this +class. The town of Lorris, on the royal domain a short distance east +of Orleans, became the common model for the type. Its charter, +received from Louis VII. in 1155, is given in the second selection (b) +below. + + Sources--(a) Text in Vilevault and Bréquigny, _Ordonnances des + Rois de France de la Troisième Race_ ["Ordinances of the Kings + of France of the Third Dynasty"], Paris, 1769, Vol. XI., pp. + 185-187. + + (b) Text in Maurice Prou, _Les Coutumes de Lorris et leur + Propagation aux XIIe et XIIIe Siècles_ ["The Customs of + Lorris and their Spread in the Twelfth and Thirteenth + Centuries"], Paris, 1884, pp. 129-141. + + (a) + + =1.= Let no one arrest any freeman or serf for any offense without + due process of law.[470] + + [Sidenote: Provisions of the charter of Laon] + + =2.= But if any one do injury to a clerk, soldier, or merchant, + native or foreign, provided he who does the injury belongs to the + same city as the injured person, let him, summoned after the fourth + day, come for justice before the mayor and jurats.[471] + + =7.= If a thief is arrested, let him be brought to him on whose + land he has been arrested; but if justice is not done by the lord, + let it be done by the jurats.[472] + + =12.= We entirely abolish mortmain.[473] + + =18.= The customary tallages we have so reformed that every man + owing such tallages, at the time when they are due, must pay four + pence, and beyond that no more.[474] + + =19.= Let men of the peace not be compelled to resort to courts + outside the city.[475] + + (b) + + =1.= Every one who has a house in the parish of Lorris shall pay as + _cens_ sixpence only for his house, and for each acre of land that + he possesses in the parish.[476] + + =2.= No inhabitant of the parish of Lorris shall be required to pay + a toll or any other tax on his provisions; and let him not be made + to pay any measurage fee on the grain which he has raised by his + own labor.[477] + + =3.= No burgher shall go on an expedition, on foot or on horseback, + from which he cannot return the same day to his home if he + desires.[478] + + =4.= No burgher shall pay toll on the road to Étampes, to Orleans, + to Milly (which is in the Gâtinais), or to Melun.[479] + + [Sidenote: The charter of Lorris] + + =5.= No one who has property in the parish of Lorris shall forfeit + it for any offense whatsoever, unless the offense shall have been + committed against us or any of our _hôtes_.[480] + + =6.= No person while on his way to the fairs and markets of Lorris, + or returning, shall be arrested or disturbed, unless he shall have + committed an offense on the same day.[481] + + =9.= No one, neither we nor any other, shall exact from the + burghers of Lorris any tallage, tax, or subsidy.[482] + + =12.= If a man shall have had a quarrel with another, but without + breaking into a fortified house, and if the parties shall have + reached an agreement without bringing a suit before the provost, no + fine shall be due to us or our provost on account of the + affair.[483] + + =15.= No inhabitant of Lorris is to render us the obligation of + _corvée_, except twice a year, when our wine is to be carried to + Orleans, and not elsewhere.[484] + + =16.= No one shall be detained in prison if he can furnish surety + that he will present himself for judgment. + + =17.= Any burgher who wishes to sell his property shall have the + privilege of doing so; and, having received the price of the sale, + he shall have the right to go from the town freely and without + molestation, if he so desires, unless he has committed some offense + in it. + + =18.= Any one who shall dwell a year and a day in the parish of + Lorris, without any claim having pursued him there, and without + having refused to lay his case before us or our provost, shall + abide there freely and without molestation.[485] + + =35.= We ordain that every time there shall be a change of provosts + in the town the new provost shall take an oath faithfully to + observe these regulations; and the same thing shall be done by new + sergeants[486] every time that they are installed. + + +58. The Colonization of Eastern Germany + +In the time of Charlemagne the Elbe River marked a pretty clear +boundary between the Slavic population to the east and the Germanic to +the west. There were many Slavs west of the Elbe, but no Germans east +of it. There had been a time when Germans occupied large portions of +eastern Europe, but for one reason or another they gradually became +concentrated toward the west, while Slavic peoples pushed in to fill +the vacated territory. Under Charlemagne and his successors we can +discern the earlier stages of a movement of reaction which has gone on +in later times until the political map of all north central Europe has +been remodeled. During the ninth, tenth, and eleventh centuries large +portions of the "sphere of influence" (to use a modern phrase) which +Charlemagne had created eastward from the Elbe were converted into +German principalities and dependencies. German colonists pushed down +the Danube, well toward the Black Sea, along the Baltic, past the Oder +and toward the Vistula, and up the Oder into the heart of modern +Poland. The Slavic population was slowly brought under subjection, +Christianized, and to a certain extent Germanized. In the tenth +century Henry I. (919-936) began a fresh forward movement against the +Slavs, or Wends, as the Germans called them. Magdeburg, on the Elbe, +was established as the chief base of operations. The work was kept up +by Henry's son, Otto I. (936-973), but under his grandson, Otto II. +(973-983), a large part of what had been gained was lost for a time +through a Slavic revolt called out by the Emperor's preoccupation with +affairs in Italy. Thereafter for a century the Slavs were allowed +perforce to enjoy their earlier independence, and upon more than one +occasion they were able to assume the aggressive against their +would-be conquerors. In 1066 the city of Hamburg, on the lower Elbe, +was attacked and almost totally destroyed. The imperial power was fast +declining and the Franconian sovereigns had little time left from +their domestic conflicts and quarrels with the papacy to carry on a +contest on the east. + +The renewed advance which the Germans made against the Slavs in the +later eleventh and earlier twelfth centuries was due primarily to the +energy of the able princes of Saxony and to the pressure for +colonization, which increased in spite of small encouragement from any +except the local authorities. The document given below is a typical +charter of the period, authorizing the establishment of a colony of +Germans eastward from Hamburg, on the border of Brandenburg. It was +granted in 1106 by the bishop of Hamburg, who as lord of the region in +which the proposed settlement was to be made exercised the right not +merely of giving consent to the undertaking, but also of prescribing +the terms and conditions by which the colonists were to be bound. As +appears from the charter, the colony was expected to be a source of +profit to the bishop; and indeed it was financial considerations on +the part of lords, lay and spiritual, who had stretches of unoccupied +land at their disposal, almost as much as regard for safety in numbers +and the absolute dominance of Germanic peoples, that prompted these +local magnates of eastern Germany so ardently to promote the work of +colonization. + + Source--Text in Wilhelm Altmann and Ernst Bernheim, + _Ausgewählte Urkunden zur Erlauterung der + Verfassungsgeschichte Deutschlands im Mittelalter_ ["Select + Documents Illustrative of the Constitutional History of + Germany in the Middle Ages"], 3rd ed., Berlin, 1904, pp. + 159-160. Translated in Thatcher and McNeal, _A Source Book for + Mediæval History_ (New York, 1905), pp. 572-573. + + =1.= In the name of the holy and undivided Trinity. Frederick, by + the grace of God bishop of Hamburg, to all the faithful in Christ, + gives a perpetual benediction. We wish to make known to all the + agreement which certain people living this side of the Rhine, who + are called Hollanders,[487] have made with us. + + [Sidenote: The Hollanders ask land for a colony] + + =2.= These men came to us and earnestly begged us to grant them + certain lands in our bishopric, which are uncultivated, swampy, and + useless to our people. We have consulted our subjects about this + and, feeling that this would be profitable to us and to our + successors, have granted their request. + + =3.= The agreement was made that they should pay us every year one + _denarius_ for every hide of land. We have thought it necessary to + determine the dimensions of the hide, in order that no quarrel may + thereafter arise about it. The hide shall be 720 royal rods long + and thirty royal rods wide. We also grant them the streams which + flow through this land. + + =4.= They agreed to give the tithe according to our decree, that + is, every eleventh sheaf of grain, every tenth lamb, every tenth + pig, every tenth goat, every tenth goose, and a tenth of the honey + and of the flax. For every colt they shall pay a _denarius_ on St. + Martin's day [Nov. 11], and for every calf an obol [penny]. + + [Sidenote: Obedience promised to the bishop of Hamburg] + + =5.= They promised to obey me in all ecclesiastical matters, + according to the decrees of the holy fathers, the canonical law, + and the practice in the diocese of Utrecht.[488] + + [Sidenote: Judicial immunity] + + =6.= They agreed to pay every year two marks for every 100 hides + for the privilege of holding their own courts for the settlement of + all their differences about secular matters. They did this because + they feared they would suffer from the injustice of foreign + judges.[489] If they cannot settle the more important cases, they + shall refer them to the bishop. And if they take the bishop with + them for the purpose of deciding one of their trials,[490] they + shall provide for his support as long as he remains there by + granting him one third of all the fees arising from the trial; and + they shall keep the other two thirds. + + =7.= We have given them permission to found churches wherever they + may wish on these lands. For the support of the priests who shall + serve God in these churches we grant a tithe of our tithes from + these parish churches. They promised that the congregation of each + of these churches should endow their church with a hide for the + support of their priest.[491] The names of the men who made this + agreement with us are: Henry, the priest, to whom we have granted + the aforesaid churches for life; and the others are laymen, + Helikin, Arnold, Hiko, Fordalt, and Referic. To them and to their + heirs after them we have granted the aforesaid land according to + the secular laws and to the terms of this agreement. + + +59. The League of Rhenish Cities (1254) + +About the middle of the thirteenth century the central authority of +the Holy Roman Empire was for a time practically dissolved. Frederick +II., the last strong ruler of the Hohenstaufen dynasty, died in 1250, +and even he was so largely Italian in character and interests that he +could bring himself to give little attention to German affairs. During +the stormy period of the Interregnum (1254-1273) there was no +universally recognized emperor at all. Germany had reached an advanced +stage of political disintegration and it is scarcely conceivable that +even a Henry IV. or a Frederick Barbarossa could have made the +imperial power much more than a shadow and a name. But while the +Empire was broken up into scores of principalities, independent +cities, and other political fragments, its people were enjoying a +vigorous and progressive life. The period was one of great growth of +industry in the towns, and especially of commerce. The one serious +disadvantage was the lack of a central police authority to preserve +order and insure the safety of person and property. Warfare was all +but ceaseless, robber-bands infested the rivers and highways, and all +manner of vexatious conditions were imposed upon trade by the various +local authorities. The natural result was the formation of numerous +leagues and confederacies for the suppression of anarchy and the +protection of trade and industry. The greatest of these was the +Hanseatic League, which came to comprise one hundred and seventy-two +cities, and the history of whose operations runs through more than +three centuries. An earlier organization, which may be considered in a +way a forerunner of the Hansa, was the Rhine League, established in +1254. At this earlier date Conrad IV., son of Frederick II., was +fighting his half-brother Manfred for their common Sicilian heritage; +William of Holland, who claimed the imperial title, was recognized in +only a small territory and was quite powerless to affect conditions of +disorder outside; the other princes, great and small, were generally +engaged in private warfare; and the difficulties and dangers of trade +and industry were at their maximum. To establish a power strong +enough, and with the requisite disposition, to suppress the robbers +and pirates who were ruining commerce, the leading cities of the Rhine +valley--Mainz, Cologne, Worms, Speyer, Strassburg, Basel, Trier, Metz, +and others--entered into a "league of holy peace," to endure for a +period of ten years, dating from July 13, 1254. The more significant +terms of the compact are set forth in the selection below. + + Source--Text in Wilhelm Altmann and Ernst Bernheim, + _Ausgewählte Urkunden zur Erlauterung der + Verfassungsgeschichte Deutschlands im Mittelalter_ ["Select + Documents Illustrative of the Constitutional History of + Germany in the Middle Ages"], 3rd ed., Berlin, 1904, pp. + 251-254. Translated in Thatcher and McNeal, _A Source Book for + Mediæval History_ (New York, 1905), pp. 606-609. + + [Sidenote: The league formed at Worms] + + In the name of the Lord, amen. In the year of our Lord 1254, on the + octave of St. Michael's day [a week after Sept. 29] we, the cities + of the upper and lower Rhine, leagued together for the preservation + of peace, met in the city of Worms. We held a conference there and + carefully discussed everything pertaining to a general peace. To + the honor of God, and of the holy mother Church, and of the holy + Empire, which is now governed by our lord, William, king of the + Romans,[492] and to the common advantage of all, both rich and poor + alike, we made the following laws. They are for the benefit of all, + both poor and great, the secular clergy, monks, laymen, and Jews. + To secure these things, which are for the public good, we will + spare neither ourselves nor our possessions. The princes and lords + who take the oath are joined with us. + + =1.= We decree that we will make no warlike expeditions, except + those that are absolutely necessary and determined on by the wise + counsel of the cities and communes. We will mutually aid each other + with all our strength in securing redress for our grievances. + + [Sidenote: No dealings to be had with enemies of the league] + + =2.= We decree that no member of the league, whether city or lord, + Christian or Jew, shall furnish food, arms, or aid of any kind, to + any one who opposes us or the peace. + + =3.= And no one in our cities shall give credit, or make a loan, to + them. + + =4.= No citizen of any of the cities in the league shall associate + with such, or give them counsel, aid, or support. If any one is + convicted of doing so, he shall be expelled from the city and + punished so severely in his property that he will be a warning to + others not to do such things. + + [Sidenote: A warning to enemies] + + =5.= If any knight, in trying to aid his lord who is at war with + us, attacks or molests us anywhere outside of the walled towns of + his lord, he is breaking the peace, and we will in some way inflict + due punishment on him and his possessions, no matter who he is. If + he is caught in any of the cities, he shall be held as a prisoner + until he makes proper satisfaction. We wish to be protectors of the + peasants, and we will protect them against all violence if they + will observe the peace with us. But if they make war on us, we will + punish them, and if we catch them in any of the cities, we will + punish them as malefactors. + + =6.= We wish the cities to destroy all the ferries except those in + their immediate neighborhood, so that there shall be no ferries + except those near the cities which are in the league. This is to be + done in order that the enemies of the peace may be deprived of all + means of crossing the Rhine. + + =7.= We decree that if any lord or knight aids us in promoting the + peace, we will do all we can to protect him. Whoever does not swear + to keep the peace with us, shall be excluded from the general + peace. + + =10.= Above all, we wish to affirm that we desire to live in mutual + peace with the lords and all the people of the province, and we + desire that each should preserve all his rights. + + =11.= Under threat of punishment we forbid any citizen to revile + the lords, although they may be our enemies. For although we wish + to punish them for the violence they have done us, yet before + making war on them we will first warn them to cease from injuring + us. + + [Sidenote: Mainz and Worms to be the capitals of the league] + + =12.= We decree that all correspondence about this matter with the + cities of the lower Rhine shall be conducted from Mainz, and from + Worms with the cities of the upper Rhine. From these two cities all + our correspondence shall be carried on and all who have done us + injury shall be warned. Those who have suffered injury shall send + their messengers at their own expense. + + [Sidenote: The governing body of the league] + + =13.= We also promise, both lords and cities, to send four official + representatives to whatever place a conference is to be held, and + they shall have full authority from their cities to decide on all + matters. They shall report to their cities all the decisions of the + meeting. All who come with the representatives of the cities, or + who come to them while in session, shall have peace, and no + judgment shall be enforced against them. + + =14.= No city shall receive non-residents, who are commonly called + "pfahlburgers," as citizens.[493] + + =15.= We firmly declare that if any member of the league breaks the + peace, we will proceed against him at once as if he were not a + member, and compel him to make proper satisfaction. + + =16.= We promise that we will faithfully keep each other informed + by letter about our enemies and all others who may be able to do us + damage, in order that we may take timely counsel to protect + ourselves against them. + + =17.= We decree that no one shall violently enter the house of + monks or nuns, of whatever order they may be, or quarter themselves + upon them, or demand or extort food or any kind of service from + them, contrary to their will. If any one does this, he shall be + held as a violator of the peace. + + [Sidenote: The league to be enlarged] + + =18.= We decree that each city shall try to persuade each of its + neighboring cities to swear to keep the peace. If they do not do + so, they shall be entirely cut off from the peace, so that if any + one does them an injury, either in their persons or their property, + he shall not thereby break the peace. + + =19.= We wish all members of the league, cities, lords, and all + others, to arm themselves properly and prepare for war, so that + whenever we call upon them we shall find them ready. + + [Sidenote: Military preparations of the league] + + =20.= We decree that the cities between the Moselle and Basel shall + prepare 100 war boats, and the cities below the Moselle shall + prepare 500, well equipped with bowmen, and each city shall prepare + herself as well as she can and supply herself with arms for knights + and foot-soldiers. + + +FOOTNOTES: + +[470] Such guarantees of personal liberty were not peculiar to the +charters of communes; they are often found in those of franchise +towns. + +[471] The chief magistrate of Laon was a mayor, elected by the +citizens. In judicial matters he was assisted by twelve "jurats." + +[472] This is intended to preserve the judicial privileges of lords of +manors. + +[473] The citizens of the town were to have freedom to dispose of +their property as they chose. + +[474] This provision was intended to put an end to arbitrary taxation +by the bishop. In the earlier twelfth century serfs were subject to +the arbitrary levy of the taille (tallage) and this indeed constituted +one of their most grievous burdens. Arbitrary tallage was almost +invariably abolished by the town charters. + +[475] By "men of the peace" is meant the citizens of the commune. The +term "commune" is scrupulously avoided in the charter because of its +odious character in the eyes of the bishop. Suits were to be tried at +home in the burgesses' own courts, to save time and expense and insure +better justice. + +[476] This trifling payment of sixpence a year was made in recognition +of the lordship of the king, the grantor of the charter. Aside from +it, the burgher had full rights over his land. + +[477] The burghers, who were often engaged in agriculture as well as +commerce, are to be exempt from tolls on commodities bought for their +own sustenance and from the ordinary fees due the lord for each +measure of grain harvested. + +[478] The object of this provision is to restrict the amount of +military service due the king. The burghers of small places like +Lorris were farmers and traders who made poor soldiers and who were +ordinarily exempted from service by their lords. The provision for +Lorris practically amounted to an exemption, for such service as was +permissible under chapter 3 of the charter was not worth much. + +[479] The Gâtinais was the region in which Lorris was situated. +Étampes, Milly, and Melun all lay to the north of Lorris, in the +direction of Paris. Orleans lay to the west. The king's object in +granting the burghers the right to carry goods to the towns specified +without payment of tolls was to encourage commercial intercourse. + +[480] This protects the landed property of the burghers against the +crown and crown officials. With two exceptions, fine or imprisonment, +not confiscation of land, is to be the penalty for crime. _Hôtes_ +denotes persons receiving land from the king and under his direct +protection. + +[481] This provision is intended to attract merchants to Lorris by +placing them under the king's protection and assuring them that they +would not be molested on account of old offenses. + +[482] This chapter safeguards the personal property of the burghers, +as chapter 5 safeguards their land. Arbitrary imposts are forbidden +and any of the inhabitants who as serfs had been paying arbitrary +tallage are relieved of the burden. The nominal _cens_ (Chap. 1) was +to be the only regular payment due the king. + +[483] An agreement outside of court was allowable in all cases except +when there was a serious breach of the public peace. The provost was +the chief officer of the town. He was appointed the crown and was +charged chiefly with the administration of justice and the collection +of revenues. All suits of the burghers were tried in his court. They +had no active part in their own government, as was generally true of +the franchise towns. + +[484] Another part of the charter specifies that only those burghers +who owned horses and carts were expected to render the king even this +service. + +[485] This clause, which is very common in the town charters of the +twelfth century (especially in the case of towns on the royal domain) +is intended to attract serfs from other regions and so to build up +population. As a rule the towns were places of refuge from seigniorial +oppression and the present charter undertakes to limit the time within +which the lord might recover his serf who had fled to Lorris to a year +and a day--except in cases where the serf should refuse to recognize +the jurisdiction of the provost's court in the matter of the lord's +claim. + +[486] The sergeants were deputies of the provost, somewhat on the +order of town constables. + +[487] These "Hollanders" inhabited substantially the portion of Europe +now designated by their name. + +[488] This was the diocese from which the colonists proposed to +remove. + +[489] That is, judges representing any outside authority. + +[490] In other words, if the bishop should go from his seat at Hamburg +to the colony. + +[491] In each parish of the colony, therefore, the priest would be +supported by the income of the hide of land set apart for his use and +by the tenth of the regular church tithes which the bishop conceded +for the purpose. + +[492] All that this means is that the members of the Rhine League +recognized William of Holland as emperor. Most of the Empire did not +so recognize him. He died in 1256, two years after the league was +formed. + +[493] These "pfahlburgers" were subjects of ecclesiastical or secular +princes who, in order to escape the burdens of this relation, +contrived to get themselves enrolled as citizens of neighboring +cities. While continuing to dwell in regions subject to the +jurisdiction of their lords, they claimed to enjoy immunity from that +jurisdiction, because of their citizenship in those outside cities. +The pfahlburgers were a constant source of friction between the towns +and the territorial princes. The Golden Bull of Emperor Charles IV. +(1356) decreed that pfahlburgers should not enjoy the rights and +privileges of the cities unless they became actual residents of them +and discharged their full obligations as citizens. + + + + +CHAPTER XXI. + +UNIVERSITIES AND STUDENT LIFE + + +The modern university is essentially a product of the Middle Ages. The +Greeks and Romans had provisions for higher education, but nothing +that can properly be termed universities, with faculties, courses of +study, examinations, and degrees. The word "universitas" in the +earlier mediæval period was applied indiscriminately to any group or +body of people, as a guild of artisans or an organization of the +clergy, and only very gradually did it come to be restricted to an +association of teachers and students--the so-called _universitas +societas magistrorum discipulorumque_. The origins of mediæval +universities are, in most cases, rather obscure. In the earlier Middle +Ages the interests of learning were generally in the keeping of the +monks and the work of education was carried on chiefly in monastic +schools, where the subjects of study were commonly the seven liberal +arts inherited from Roman days.[494] By the twelfth century there was +a relative decline of these monastic schools, accompanied by a marked +development of cathedral schools in which not only the seven liberal +arts but also new subjects like law and theology were taught. The +twelfth century renaissance brought a notable revival of Roman law, +medicine, astronomy, and philosophy; by 1200 the whole of Aristotle's +writings had become known; and the general awakening produced +immediate results in the larger numbers of students who flocked to +places like Paris and Bologna where exceptional teachers were to be +found. + +Out of these conditions grew the earliest of the universities. No +definite dates for the beginnings of Paris, Bologna, Oxford, etc., can +be assigned, but the twelfth and thirteenth centuries are to be +considered their great formative period. Bologna was specifically the +creation of the revived study of the Roman law and of the fame of the +great law teacher Irnerius. The university sprang from a series of +organizations effected first by the students and later by the +masters, or teachers, and modeled after the guilds of workmen. It +became the pattern for most of the later Italian and Spanish +universities. Paris arose in a different way. It grew directly out of +the great cathedral school of Notre Dame and, unlike Bologna, was an +organization at the outset of masters rather than of students. It was +presided over by the chancellor, who had had charge of education in +the cathedral and who retained the exclusive privilege of granting +licenses to teach (the _licentia docendi_), or, in other words, +degrees.[495] Rising to prominence in the twelfth century, especially +by virtue of the teaching of Abelard (1079-1142), Paris became in time +the greatest university of the Middle Ages, exerting profound +influence not only on learning, but also on the Church and even at +times on political affairs. The universities of the rest of France, as +well as the German universities and Oxford and Cambridge in England, +were copied pretty closely after Paris. + + +60. Privileges Granted to Students and Masters + +Throughout the Middle Ages numerous special favors were showered upon +the universities and their students by the Church. Patronage and +protection from the secular authorities were less to be depended on, +though the courts of kings were not infrequently the rendezvous of +scholars, and the greater seats of learning after the eleventh century +generally owed their prosperity, if not their origin, to the +liberality of monarchs such as Frederick Barbarossa or Philip +Augustus. The recognition of the universities by the temporal powers +came as a rule earlier than that by the Church. The edict of the +Emperor Frederick I., which comprises selection (a) below, was issued +in 1158 and is not to be considered as limited in its application to +the students of any particular university, though many writers have +associated it solely with the University of Bologna. That the statute +was decreed at the solicitation of the Bologna doctors of law admits +of little doubt, but, as Rashdall observes, it was "a general +privilege conferred on the student class throughout the Lombard +kingdom."[496] By some writers it is said to have been the earliest +formal grant of privileges for university students, but this cannot be +true as Salerno (notable chiefly for medical studies) received such +grants from Robert Guiscard and his son Roger before the close of the +eleventh century. + +Until the year 1200 the students of Paris enjoyed no privileges such +as those conferred upon the Italian institutions by Frederick. In that +year a tavern brawl occurred between some German students and Parisian +townspeople, in which five of the students lost their lives. The +provost of the city, instead of attempting to repress the disorder, +took sides against the students and encouraged the populace. Such +laxity stirred the king, Philip Augustus, to action. Fearing that the +students would decamp _en masse_, he hastened to comply with their +appeal for redress. The provost and his lieutenants were arrested and +a decree was issued [given, in part, in selection (b)] exempting the +scholars from the operation of the municipal law in criminal cases. +Pope Innocent III. at once confirmed the privileges and on his part +relaxed somewhat the vigilance of the Church. Such liberal measures, +however, did not insure permanent peace. In less than three decades +another conflict with the provost occurred which was so serious as to +result in a total suspension of the university's activities for more +than two years. + + Sources--(a) Text in _Monumenta Germaniæ Historica, Leges_ + (Pertz ed.), Vol. II., p. 114. Adapted from translation by + Dana C. Munro in _Univ. of Pa. Translations and Reprints_, + Vol. II., No. 3, pp. 2-4. + + (b) Text in _Chartularium Universitatis Parisiensis_ + ["Cartulary of the University of Paris"], No. 1., p. 59. + Adapted from translation in _Univ. of Pa. Translations and + Reprints_, _ibid._, pp. 4-7. + + [Sidenote: Security of travel and residence for scholars] + + (a) + + After a careful consideration of this subject by the bishops, + abbots, dukes, counts, judges, and other nobles of our sacred + palace, we, from our piety, have granted this privilege to all + scholars who travel for the sake of study, and especially to the + professors of divine and sacred laws,[497] namely, that they may go + in safety to the places in which the studies are carried on, both + they themselves and their messengers, and may dwell there in + security. For we think it fitting that, during good behavior, those + should enjoy our praise and protection, by whose learning the world + is enlightened to the obedience of God and of us, his ministers, + and the life of the subject is molded; and by a special + consideration we defend them from all injuries. + + [Sidenote: Regulation concerning the collection of debts] + + For who does not pity those who exile themselves through love for + learning, who wear themselves out in poverty in place of riches, + who expose their lives to all perils and often suffer bodily injury + from the vilest men? This must be endured with vexation. Therefore, + we declare by this general and perpetual law, that in the future no + one shall be so rash as to venture to inflict any injury on + scholars, or to occasion any loss to them on account of a debt owed + by an inhabitant of their province--a thing which we have learned + is sometimes done by an evil custom.[498] And let it be known to + the violators of this constitution, and also to those who shall at + the time be the rulers of the places, that a fourfold restitution + of property shall be exacted from all and that, the mark of infamy + being affixed to them by the law itself, they shall lose their + office forever. + + [Sidenote: Judicial privileges of scholars] + + Moreover, if any one shall presume to bring a suit against them on + account of any business, the choice in this matter shall be given + to the scholars, who may summon the accusers to appear before their + professors or the bishop of the city, to whom we have given + jurisdiction in this matter.[499] But if, indeed, the accuser shall + attempt to drag the scholar before another judge, even if his + cause is a very just one, he shall lose his suit for such an + attempt. + + (b) + + Concerning the safety of the students at Paris in the future, by + the advice of our subjects we have ordained as follows: + + [Sidenote: Protection for scholars against crimes of violence] + + We will cause all the citizens of Paris to swear that if any one + sees an injury done to any student by any layman,[500] he will + testify truthfully to this, nor will any one withdraw in order not + to see [the act]. And if it shall happen that any one strikes a + student, except in self-defense, especially if he strikes the + student with a weapon, a club, or a stone, all laymen who see [the + act] shall in good faith seize the malefactor, or malefactors, and + deliver them to our judge; nor shall they run away in order not to + see the act, or seize the malefactor, or testify to the truth. + Also, whether the malefactor is seized in open crime or not, we + will make a legal and full examination through clerks, or laymen, + or certain lawful persons; and our count and our judges shall do + the same. And if by a full examination we, or our judges, are able + to learn that he who is accused, is guilty of the crime, then we, + or our judges, shall immediately inflict a penalty, according to + the quality and nature of the crime; notwithstanding the fact that + the criminal may deny the deed and say that he is ready to defend + himself in single combat, or to purge himself by the ordeal by + water.[501] + + [Sidenote: Scholars to be tried and punished under ecclesiastical + authority] + + Also, neither our provost nor our judges shall lay hands on a + student for any offense whatever; nor shall they place him in our + prison, unless such a crime has been committed by the student, that + he ought to be arrested. And in that case, our judge shall arrest + him on the spot, without striking him at all, unless he resists, + and shall hand him over to the ecclesiastical judge,[502] who ought + to guard him in order to satisfy us and the one suffering the + injury. And if a serious crime has been committed, our judge shall + go or shall send to see what is done with the student. If, indeed, + the student does not resist arrest and yet suffers any injury, we + will exact satisfaction for it, according to the aforesaid + examination and the aforesaid oath. Also our judges shall not lay + hands on the chattels of the students of Paris for any crime + whatever. But if it shall seem that these ought to be sequestrated, + they shall be sequestrated and guarded after sequestration by the + ecclesiastical judge, in order that whatever is judged legal by the + Church may be done with the chattels.[503] But if students are + arrested by our count at such an hour that the ecclesiastical judge + cannot be found and be present at once, our provost shall cause the + culprits to be guarded in some student's house without any + ill-treatment, as is said above, until they are delivered to the + ecclesiastical judge. + + [Sidenote: The oath required of the provost and people of Paris] + + In order, moreover, that these [decrees] may be kept more carefully + and may be established forever by a fixed law, we have decided that + our present provost and the people of Paris shall affirm by an + oath, in the presence of the scholars, that they will carry out in + good faith all the above-mentioned [regulations]. And always in the + future, whosoever receives from us the office of provost in Paris, + among the inaugural acts of his office, namely, on the first or + second Sunday, in one of the churches of Paris--after he has been + summoned for the purpose--shall affirm by an oath, publicly in the + presence of the scholars, that he will keep in good faith all the + above-mentioned [regulations].[504] And that these decrees may be + valid forever, we have ordered this document to be confirmed by the + authority of our seal and by the characters of the royal name + signed below. + + +61. The Foundation of the University of Heidelberg (1386) + +Until the middle of the fourteenth century Germany possessed no +university. In the earlier mediæval period, when palace and monastic +schools were multiplying in France, Italy, and England, German culture +was too backward to permit of a similar movement beyond the Rhine; and +later, when in other countries universities were springing into +prosperity, political dissensions long continued to thwart such +enterprises among the Germans. Germany was not untouched by the +intellectual movements of the twelfth and thirteenth centuries, but +her young men were obliged to seek their learning at Oxford or Paris +or Bologna. The first German university was that of Prague, in +Bohemia, founded by Emperor Charles IV., a contemporary of Petrarch, +and chartered in 1348. Once begun, the work of establishing such +institutions went on rapidly, until ere long every principality of +note had its own university. Vienna was founded in 1365, Erfurt was +given papal sanction in 1379, Heidelberg was established in 1386, and +Cologne followed in 1388. The document given below is the charter of +privileges issued for Heidelberg in October, 1386, by the founder, +Rupert I., Count Palatine of the Rhine. Marsilius Inghen became the +first rector of the university. He and two other masters began +lecturing October 19, 1386--one on logic, another on the epistle to +Titus, the third on the philosophy of Aristotle. Within four years +over a thousand students had been in attendance at the university. + + Source--Text in Edward Winkelmann, _Urkundenbuch der + Universität Heidelberg_ ["Cartulary of the University of + Heidelberg"], Heidelberg, 1886, Vol. I., pp. 5-6. Translated + in Ernest F. Henderson, _Select Historical Documents of the + Middle Ages_ (London, 1896), pp. 262-266. + + [Sidenote: The university to be organized on the model of + Paris] + + =1.= We, Rupert the elder, by the grace of God count palatine of + the Rhine, elector of the Holy Empire,[505] and duke of + Bavaria,--lest we seem to abuse the privilege conceded to us by + the apostolic see of founding a place of study at Heidelberg + similar to that at Paris, and lest, for this reason, being + subjected to the divine judgment, we should deserve to be deprived + of the privilege granted--do decree, with provident counsel (which + decree is to be observed unto all time), that the University of + Heidelberg shall be ruled, disposed, and regulated according to the + modes and manners accustomed to be observed in the University of + Paris.[506] Also that, as a handmaid of Paris--a worthy one let us + hope--the latter's steps shall be imitated in every way possible; + so that, namely, there shall be four faculties in it: the first, of + sacred theology and divinity; the second, of canon and civil law, + which, by reason of their similarity, we think best to comprise + under one faculty; the third, of medicine; the fourth, of liberal + arts--of the three-fold philosophy, namely, primal, natural, and + moral, three mutually subservient daughters.[507] We wish this + institution to be divided and marked out into four nations, as it + is at Paris;[508] and that all these faculties shall make one + university, and that to it the individual students, in whatever of + the said faculties they are, shall unitedly belong like lawful sons + to one mother. + + [Sidenote: The obligations of the masters] + + Likewise [we desire] that this university shall be governed by one + rector,[509] and that the various masters and teachers, before they + are admitted to the common pursuits of our institution, shall + swear to observe the statutes, laws, privileges, liberties, and + franchises of the same, and not reveal its secrets, to whatever + grade they may rise. Also that they will uphold the honor of the + rector and the rectorship of our university, and will obey the + rector in all things lawful and honest, whatever be the grade to + which they may afterwards happen to be promoted. Moreover, that the + various masters and bachelors shall read their lectures and + exercise their scholastic functions and go about in caps and gowns + of a uniform and similar nature, according as has been observed at + Paris up to this time in the different faculties. + + [Sidenote: Internal government of the university further provided + for] + + And we will that if any faculty, nation, or person shall oppose the + aforesaid regulations, or stubbornly refuse to obey them, or any + one of them--which God forbid--from that time forward that same + faculty, nation, or person, if it do not desist upon being warned, + shall be deprived of all connection with our aforesaid institution, + and shall not have the benefit of our defense or protection. + Moreover, we will and ordain that as the university as a whole may + do for those assembled here and subject to it, so each faculty, + nation, or province of it may enact lawful statutes, such as are + suitable to its needs, provided that through them, or any one of + them, no prejudice is done to the above regulations and to our + institution, and that no kind of impediment arise from them. And we + will that when the separate bodies shall have passed the statutes + for their own observance, they may make them perpetually binding on + those subject to them and on their successors. And as in the + University of Paris the various servants of the institution have + the benefit of the various privileges which its masters and + scholars enjoy, so in starting our institution in Heidelberg, we + grant, with even greater liberality, through these presents, that + all the servants, i.e., its pedells,[510] librarians, lower + officials, preparers of parchment, scribes, illuminators and + others who serve it, may each and all, without fraud, enjoy in it + the same privileges, franchises, immunities and liberties with + which its masters or scholars are now or shall hereafter be + endowed. + + [Sidenote: The jurisdiction of the bishop of Worms] + + [Sidenote: Conditions of imprisonment] + + =2.= Lest in the new community of the city of Heidelberg, their + misdeeds being unpunished, there be an incentive to the scholars of + doing wrong, we ordain, with provident counsel, by these presents, + that the bishop of Worms, as judge ordinary of the clerks of our + institution, shall have and possess, now and hereafter while our + institution shall last, prisons, and an office in our town of + Heidelberg for the detention of criminal clerks. These things we + have seen fit to grant to him and his successors, adding these + conditions: that he shall permit no clerk to be arrested unless for + a misdemeanor; that he shall restore any one detained for such + fault, or for any light offense, to his master, or to the rector if + the latter asks for him, a promise having been given that the + culprit will appear in court and that the rector or master will + answer for him if the injured parties should go to law about the + matter. Furthermore, that, on being requested, he will restore a + clerk arrested for a crime on slight evidence, upon receiving a + sufficient pledge--sponsors if the prisoner can obtain them, + otherwise an oath if he cannot obtain sponsors--to the effect that + he will answer in court the charges against him; and in all these + things there shall be no pecuniary exactions, except that the clerk + shall give satisfaction, reasonably and according to the rule of + the aforementioned town, for the expenses which he incurred while + in prison. And we desire that he will detain honestly and without + serious injury a criminal clerk thus arrested for a crime where the + suspicion is grave and strong, until the truth can be found out + concerning the deed of which he is suspected. And he shall not for + any cause, moreover, take away any clerk from our aforesaid town, + or permit him to be taken away, unless the proper observances have + been followed, and he has been condemned by judicial sentence to + perpetual imprisonment for a crime. + + [Sidenote: Limitations upon power to arrest students] + + We command our advocate and bailiff and their servants in our + aforesaid town, under pain of losing their offices and our favor, + not to lay a detaining hand on any master or scholar of our said + institution, nor to arrest him or allow him to be arrested, unless + the deed be such that that master or scholar ought rightly to be + detained. He shall be restored to his rector or master, if he is + held for a slight cause, provided he will swear and promise to + appear in court concerning the matter; and we decree that a slight + fault is one for which a layman, if he had committed it, ought to + have been condemned to a light pecuniary fine. Likewise, if the + master or scholar detained be found gravely or strongly suspected + of the crime, we command that he be handed over by our officials to + the bishop or to his representative in our said town, to be kept in + custody. + + [Sidenote: Students exempted from various imposts] + + =3.= By the tenor of these presents we grant to each and all the + masters and scholars that, when they come to the said institution, + while they remain there, and also when they return from it to their + homes, they may freely carry with them, both coming and going, + throughout all the lands subject to us, all things which they need + while pursuing their studies, and all the goods necessary for their + support, without any duty, levy, imposts, tolls, excises, or other + exactions whatever. And we wish them and each one of them, to be + free from the aforesaid imposts when purchasing corn, wines, meat, + fish, clothes and all things necessary for their living and for + their rank. And we decree that the scholars from their stock in + hand of provisions, if there remain over one or two wagonloads of + wine without their having practised deception, may, after the + feast of Easter of that year, sell it at wholesale without paying + impost. We grant to them, moreover, that each day the scholars, of + themselves or through their servants, may be allowed to buy in the + town of Heidelberg, at the accustomed hour, freely and without + impediment or hurtful delay, any eatables or other necessaries of + life. + + [Sidenote: How rates for lodging should be fixed] + + 4. Lest the masters and scholars of our institution of Heidelberg + may be oppressed by the citizens, moved by avarice, through + extortionate prices of lodgings, we have seen fit to decree that + henceforth each year, after Christmas, one expert from the + university on the part of the scholars, and one prudent, pious, and + circumspect citizen on the part of the citizens, shall be + authorized to determine the price of the students' lodgings. + Moreover, we will and decree that the various masters and scholars + shall, through our bailiff, our judge and the officials subject to + us, be defended and maintained in the quiet possession of the + lodgings given to them free or of those for which they pay rent. + Moreover, by the tenor of these presents, we grant to the rector + and the university, or to those designated by them, entire + jurisdiction concerning the payment of rents for the lodgings + occupied by the students, concerning the making and buying of + books, and the borrowing of money for other purposes by the + scholars of our institution; also concerning the payment of + assessments, together with everything that arises from, depends + upon, and is connected with these. + + In addition, we command our officials that, when the rector + requires our and their aid and assistance for carrying out his + sentences against scholars who try to rebel, they shall assist our + clients and servants in this matter; first, however, obtaining + lawful permission to proceed against clerks from the lord bishop of + Worms, or from one deputed by him for this purpose. + + +62. Mediæval Students' Songs + +"When we try to picture to ourselves," says Mr. Symonds in one of his +felicitous passages, "the intellectual and moral state of Europe in +the Middle Ages, some fixed and almost stereotyped ideas immediately +suggest themselves. We think of the nations immersed in a gross mental +lethargy; passively witnessing the gradual extinction of arts and +sciences which Greece and Rome had splendidly inaugurated; allowing +libraries and monuments of antique civilization to crumble into dust; +while they trembled under a dull and brooding terror of coming +judgment, shrank from natural enjoyment as from deadly sin, or yielded +themselves with brutal eagerness to the satisfaction of vulgar +appetites. Preoccupation with the other world in this long period +weakens man's hold upon the things that make his life desirable.... +Prolonged habits of extra-mundane contemplation, combined with the +decay of real knowledge, volatilize the thoughts and aspirations of +the best and wisest into dreamy unrealities, giving a false air of +mysticism to love, shrouding art in allegory, reducing the +interpretation of texts to an exercise of idle ingenuity, and the +study of nature to an insane system of grotesque and pious quibbling. +The conception of man's fall and of the incurable badness of this +world bears poisonous fruit of cynicism and asceticism, that two-fold +bitter almond hidden in the harsh monastic shell. Nature is regarded +with suspicion and aversion; the flesh, with shame and loathing, +broken by spasmodic outbursts of lawless self-indulgence."[511] + +All of these ideas are properly to be associated with the Middle Ages, +but it must be borne in mind that they represent only one side of the +picture. They are drawn very largely from the study of monastic +literature and produce a somewhat distorted impression. Though many +conditions prevailing in mediæval times operated strongly to paralyze +the intellects and consciences of men, the fundamental manifestations +and expressions of human instinct and vitality were far from crushed +out. The life of many people was full and varied and positive--not so +different, after all, from that of men and women to-day. That this was +true is demonstrated by a wealth of literature reflecting the jovial +and exuberant aspects of mediæval life, which has come down to us +chiefly in two great groups--the poetry of the troubadours and the +songs of the wandering students. "That so bold, so fresh, so natural, +so pagan a view of life," continues Mr. Symonds in the passage quoted, +"as the Latin songs of the Wandering Students exhibit, should have +found clear and artistic utterance in the epoch of the Crusades, is +indeed enough to bid us pause and reconsider the justice of our +stereotyped ideas about that period. This literature makes it manifest +that the ineradicable appetites and natural instincts of men and women +were no less vigorous in fact, though less articulate and +self-assertive, than they had been in the age of Greece and Rome, and +than they afterwards displayed themselves in what is known as the +Renaissance. The songs of the Wandering Students were composed for the +most part in the twelfth century. Uttering the unrestrained emotions +of men attached by a slender tie to the dominant clerical class and +diffused over all countries, they bring us face to face with a body of +opinion which finds in studied chronicle or labored dissertation of +the period no echo. On the one side, they express that delight in life +and physical enjoyment which was a main characteristic of the +Renaissance; on the other, they proclaim that revolt against the +corruption of Papal Rome which was the motive force of the +Reformation. Who were these Wandering Students? As their name implies, +they were men, and for the most part young men, traveling from +university to university in search of knowledge. Far from their homes, +without responsibilities, light of purse and light of heart, careless +and pleasure-seeking, they ran a free, disreputable course, +frequenting taverns at least as much as lecture-rooms, more capable of +pronouncing judgment upon wine or woman than upon a problem of +divinity or logic. These pilgrims to the shrines of knowledge formed a +class apart. According to tendencies prevalent in the Middle Ages, +they became a sort of guild, and with pride proclaimed themselves an +Order."[512] + +Our knowledge of the mediæval students' songs is derived from two +principal sources: (1) a richly illuminated thirteenth-century +manuscript now preserved at Munich and edited in 1847 under the title +_Carmina Burana_; and (2) another thirteenth-century manuscript +published (with other materials) in 1841 under the title _Latin Poems +commonly attributed to Walter Mapes_. Many songs occur in both +collections. The half-dozen given in translation below very well +illustrate the subjects, tone, and style of these interesting bits of +literature. + + Source--Texts in Edélestand du Méril, _Poésies Populaires + Latines du Moyen Age_ ["Popular Latin Poetry of the Middle + Ages"], Paris, 1847, _passim_. Translated in John Addington + Symonds, _Wine, Women, and Song: Mediæval Latin Students' + Songs_ (London, 1884), pp. 12-136, _passim_. + +The first is a tenth century piece, marked by an element of tenderness +in sentiment which is essentially modern. It is the invitation of a +young man to his mistress, bidding her to a little supper at his home. + + "Come therefore now, my gentle fere, + Whom as my heart I hold full dear; + Enter my little room, which is + Adorned with quaintest rarities: + There are the seats with cushions spread, + The roof with curtains overhead: + The house with flowers of sweetest scent + And scattered herbs is redolent: + A table there is deftly dight + With meats and drinks of rare delight; + There too the wine flows, sparkling, free; + And all, my love, to pleasure thee. + There sound enchanting symphonies; + The clear high notes of flutes arise; + A singing girl and artful boy + Are chanting for thee strains of joy; + He touches with his quill the wire, + She tunes her note unto the lyre: + The servants carry to and fro + Dishes and cups of ruddy glow; + But these delights, I will confess, + Than pleasant converse charm me less; + Nor is the feast so sweet to me + As dear familiarity. + Then come now, sister of my heart, + That dearer than all others art, + Unto mine eyes thou shining sun, + Soul of my soul, thou only one! + I dwelt alone in the wild woods, + And loved all secret solitudes; + Oft would I fly from tumults far, + And shunned where crowds of people are. + O dearest, do not longer stay! + Seek we to live and love to-day! + I cannot live without thee, sweet! + Time bids us now our love complete." + +The next is a begging petition, addressed by a student on the road to +some resident of the place where he was temporarily staying. The +supplication for alms, in the name of learning, is cast in the form of +a sing-song doggerel. + + I, a wandering scholar lad, + Born for toil and sadness, + Oftentimes am driven by + Poverty to madness. + + Literature and knowledge I + Fain would still be earning, + Were it not that want of pelf + Makes me cease from learning. + + These torn clothes that cover me + Are too thin and rotten; + Oft I have to suffer cold, + By the warmth forgotten. + + Scarce I can attend at church, + Sing God's praises duly; + Mass and vespers both I miss, + Though I love them truly. + + Oh, thou pride of N----,[513] + By thy worth I pray thee + Give the suppliant help in need, + Heaven will sure repay thee. + + Take a mind unto thee now + Like unto St. Martin;[514] + Clothe the pilgrim's nakedness + Wish him well at parting. + + So may God translate your soul + Into peace eternal, + And the bliss of saints be yours + In His realm supernal. + +The following jovial _Song of the Open Road_ throbs with exhilaration +and even impudence. Two vagabond students are drinking together before +they part. One of them undertakes to expound the laws of the +brotherhood which bind them together. The refrain is intended +apparently to imitate a bugle call. + + We in our wandering, + Blithesome and squandering, + Tara, tantara, teino! + + Eat to satiety, + Drink to propriety; + Tara, tantara, teino! + + Laugh till our sides we split, + Rags on our hides we fit; + Tara, tantara, teino! + + Jesting eternally, + Quaffing infernally. + Tara, tantara, teino! + + Craft's in the bone of us, + Fear 'tis unknown of us; + Tara, tantara, teino! + + When we're in neediness, + Thieve we with greediness: + Tara, tantara, teino! + + Brother catholical, + Man apostolical, + Tara, tantara, teino! + + Say what you will have done, + What you ask 'twill be done! + Tara, tantara, teino! + + Folk, fear the toss of the + Horns of philosophy! + Tara, tantara, teino! + + Here comes a quadruple + Spoiler and prodigal![515] + Tara, tantara, teino! + + License and vanity + Pamper insanity: + Tara, tantara, teino! + + As the Pope bade us do, + Brother to brother's true: + Tara, tantara, teino! + + Brother, best friend, adieu! + Now, I must part from you! + Tara, tantara, teino! + + When will our meeting be? + Glad shall our greeting be! + Tara, tantara, teino! + + Vows valedictory + Now have the victory: + Tara, tantara, teino! + + Clasped on each other's breast, + Brother to brother pressed, + Tara, tantara, teino! + +Here is a song entitled _The Vow to Cupid_. + + Winter, now thy spite is spent, + Frost and ice and branches bent! + Fogs and furious storms are o'er, + Sloth and torpor, sorrow frore, + Pallid wrath, lean discontent. + + Comes the graceful band of May! + Cloudless shines the limpid day, + Shine by night the Pleiades; + While a grateful summer breeze + Makes the season soft and gay. + + Golden Love! shine forth to view! + Souls of stubborn men subdue! + See me bend! what is thy mind? + Make the girl thou givest kind, + And a leaping ram's thy due![516] + + O the jocund face of earth, + Breathing with young grassy birth! + Every tree with foliage clad, + Singing birds in greenwood glad, + Flowering fields for lovers' mirth! + +Here is another song of exceedingly delicate sentiment. It is entitled +_The Love-Letter in Spring_. + + Now the sun is streaming, + Clear and pure his ray; + April's glad face beaming + On our earth to-day. + Unto love returneth + Every gentle mind; + And the boy-god burneth + Jocund hearts to bind. + + All this budding beauty, + Festival array, + Lays on us the duty + To be blithe and gay. + Trodden ways are known, love! + And in this thy youth, + To retain thy own love + Were but faith and truth. + + In faith love me solely, + Mark the faith of me, + From thy whole heart wholly, + From the soul of thee. + At this time of bliss, dear, + I am far away; + Those who love like this, dear, + Suffer every day! + +Next to love and the springtime, the average student set his +affections principally on the tavern and the wine-bowl. From his +proneness to frequent the tavern's jovial company of topers and +gamesters naturally sprang a liberal supply of drinking songs. Here is +a fragment from one of them. + + Some are gaming, some are drinking, + Some are living without thinking; + And of those who make the racket, + Some are stripped of coat and jacket; + Some get clothes of finer feather, + Some are cleaned out altogether; + No one there dreads death's invasion, + But all drink in emulation. + +Finally may be given, in the original Latin, a stanza of a drinking +song which fell to such depths of irreverence as to comprise a parody +of Thomas Aquinas's hymn on the Lord's Supper. + + _Bibit hera, bibit herus, + Bibit miles, bibit clerus, + Bibit ille, bibit illa, + Bibit servus cum ancilla, + Bibit velox, bibit piger, + Bibit albus, bibit niger, + Bibit constans, bibit vagus, + Bibit rudis, bibit magus._ + + +FOOTNOTES: + +[494] That is, the _trivium_ (Latin grammar, rhetoric, and logic) and +the _quadrivium_ (arithmetic, geometry, astronomy, and music). + +[495] The earliest degrees granted at Bologna, Paris, etc., were those +of master of arts and doctor of philosophy. "Master" and "Doctor" were +practically equivalent terms and both signified simply that the +bearer, after suitable examinations, had been recognized as +sufficiently proficient to be admitted to the guild of teachers. The +bachelor's degree grew up more obscurely. It might be taken somewhere +on the road to the master's degree, but was merely an incidental stamp +of proficiency up to a certain stage of advancement. Throughout +mediæval times the master's, or doctor's, degree, which carried the +right to become a teacher, was the normal goal and few stopped short +of its attainment. + +[496] Hastings Rashdall, _The Universities of Europe in the Middle +Ages_ (Oxford, 1895), Vol. I., p. 146. + +[497] Evidently, from other passages, including students of law as +well as teachers. + +[498] Greedy creditors sometimes compelled students to pay debts owed +by the fellow-countrymen of the latter--a very thinly disguised form +of robbery. This abuse was now to be abolished. + +[499] That is, in any legal proceedings against a scholar the +defendant was to choose whether he would be tried before his own +master or before the bishop. In later times this right of choice +passed generally to the plaintiff. + +[500] The students of the French universities were regarded as, for +all practical purposes, members of the clergy (_clerici_) and thus to +be distinguished from laymen. They were not clergy in the full sense, +but were subject to a special sort of jurisdiction closely akin to +that applying to the clergy. + +[501] The law on this point was exceptionally severe. The privilege of +establishing innocence by combat or the ordeal by water was denied, +though even the provost and his subordinates who had played false in +the riot of 1200 had been given the opportunity of clearing themselves +by such means if they chose and could do so. + +[502] A further recognition of the clerical character of the students. + +[503] The property, as the persons, of the scholars was protected from +seizure except by the church authorities. + +[504] In this capacity the provost of Paris came to be known as the +"Conservator of the Royal Privileges of the University." + +[505] For an explanation of the phrase "elector of the Holy Empire" +see p. 409. + +[506] Rupert had sent sums of money to Rome to induce Pope Urban VI. +to approve the foundation of the university. The papal bull of 1385, +which was the reward of his effort, specifically enjoined that the +university be modeled closely after that of Paris. + +[507] The mediæval "three philosophies" were introduced by the +rediscovery of some of Aristotle's writings in the twelfth century. +Primal philosophy was what we now know as metaphysics; natural +philosophy meant the sciences of physics, botany, etc.; and moral +philosophy denoted ethics and politics. + +[508] At Paris the students were divided into four groups, named from +the nationality which predominated in each of them at the time of its +formation--the French, the Normans, the Picards, and the English. + +[509] The rector at Paris was head of the faculty of arts. + +[510] Equivalent to bedel. All mediæval universities had their bedels, +who bore the mace of authority before the rectors on public occasions, +made announcements of lectures, book sales, etc., and exercised many +of the functions of the modern bedel of European universities. + +[511] John Addington Symonds, _Wine, Women and Song: Mediæval Latin +Students' Songs_ (London, 1884), pp. 1-3. + +[512] Symonds, _Wine, Women, and Song_, pp. 5-20 _passim_. + +[513] This is the only indication of the name of the place where the +suppliant student was supposed to be making his petition. + +[514] St. Martin was the founder of the monastery at Tours [see p. +48]. + +[515] "Honest folk are jeeringly bidden to beware of the _quadrivium_ +[see p. 339], which is apt to form a fourfold rogue instead of a +scholar in four branches of knowledge."--Symonds, _Wine, Women, and +Song_, p. 57. + +[516] That is, as a sacrifice. + + + + +CHAPTER XXII. + +THE FRIARS + + +From the twelfth century onwards one of the most conspicuous features +of the internal development of the mediæval Church was the struggle +to combat worldliness among ecclesiastics and to preserve the purity +of doctrine and uprightness of living which had characterized the +primitive Christian clergy. As the Middle Ages advanced to their close, +unimpeachable evidence accumulates that the Church was increasingly +menaced by grave abuses. This evidence appears not only in contemporary +records and chronicles but even more strikingly in the great +protesting movements which spring up in rapid succession--particularly +the rise of heretical sects, such as the Waldenses and the Albigenses, +and the inauguration of systematic efforts to regenerate the church +body without disrupting its unity. These latter efforts at first took +the form of repeated revivals of monastic enthusiasm and self-denial, +marked by the founding of a series of new orders on the basis of the +Benedictine Rule--the Cluniacs, the Carthusians, the Cistercians, and +others of their kind [see p. 245]. This resource proving ineffective, +the movement eventually came to comprise the establishment of wholly +new and independent organizations--the mendicant orders--on principles +better adapted than were those of monasticism to the successful +propagation of simplicity and purity of Christian living. The chief of +these new orders were the Franciscans, known also as Gray Friars and +as Minorites, and the Dominicans, sometimes called Black Friars or +Preaching Friars. Both were founded in the first quarter of the +thirteenth century, the one by St. Francis of Assisi; the other by the +Spanish nobleman, St. Dominic. + +The friars, of whatsoever type, are clearly to be distinguished from +the monks. In the first place, their aims were different. The monks, +in so far as they were true to their principles, lived in more or less +seclusion from the rest of the world and gave themselves up largely +to prayer and meditation; the fundamental purpose of the friars, on +the other hand, was to mingle with their fellow-men and to spend their +lives in active religious work among them. Whereas the old monasticism +had been essentially selfish, the new movement was above all of a +missionary and philanthropic character. In the second place, the +friars were even more strongly committed to a life of poverty than +were the monks, for they renounced not only individual property, as +did the monks, but also collective property, as the monks did not. +They were expected to get their living either by their own labor or by +begging. They did not dwell in fixed abodes, but wandered hither and +thither as inclination and duty led. Their particular sphere of +activity was the populous towns; unlike the monks, they had no liking +for rural solitudes. As one writer has put it, "their houses were +built in or near the great towns; and to the majority of the brethren +the houses of the orders were mere temporary resting-places from which +they issued to make their journeys through town and country, preaching +in the parish churches, or from the steps of the market-crosses, and +carrying their ministrations to every castle and every cottage." + +Both the Franciscans and the Dominicans were exempt from control by +the bishops in the various dioceses and were ardent supporters of the +papacy, which showered privileges upon them and secured in them two of +its strongest allies. The organization of each order was elaborate and +centralized. At the head was a master, or general, who resided at Rome +and was assisted by a "chapter." All Christendom was divided into +provinces, each of which was directed by a prior and provincial +chapter. And over each individual "house" was placed a prior, or +warden, appointed by the provincial chapter. In their earlier history +the zeal and achievements of the friars were remarkable. Nearly all of +the greatest men of the thirteenth and early fourteenth centuries--as +Roger Bacon, Thomas Aquinas, Dun Scotus, and Albertus Magnus--were +members of one of the mendicant orders. Unfortunately, with the friars +as with the monks, prosperity brought decadence; and by the middle of +the fourteenth century their ardor had cooled and their boasted +self-denial had pretty largely given place to self-indulgence. + + +63. The Life of St. Francis + +Saint Francis, the founder of the Franciscan order, was born, probably +in 1182, at Assisi, a small town in central Italy. His boyhood was +unpromising, but when he was about twenty years of age a great change +came over him, the final result of which was the making of one of the +most splendid and altogether lovable characters of the entire Middle +Ages. From a wild, reckless, although cultured, youth he developed +into a sympathetic, self-denying, sweet-spirited saint. Finding +himself, after his conversion, possessed of a natural loathing for the +destitute and diseased, especially lepers, he disciplined himself +until he could actually take a certain sort of pleasure in associating +with these outcasts of society. When his father, a wealthy and +aristocratic cloth-merchant, protested against this sort of conduct, +the young man promptly cast aside his gentlemanly raiment, clad +himself in the worn-out garments of a gardener, and adopted the life +of the wandering hermit. In 1209, in obedience to what he conceived to +be a direct commission from heaven, he began definitely to imitate the +early apostles in his manner of living and to preach the gospel of the +older and purer Christianity. By 1210 he had a small body of +followers, and in that year he sought and obtained Pope Innocent +III.'s sanction of his work, though the papal approval was expressed +only orally and more than a decade was to elapse before the movement +received formal recognition. About 1217 Francis and his companions +took up missionary work on a large scale. Members of the brotherhood +were dispatched to England, Germany, France, Spain, Hungary, and +several other countries, with instructions to spread the principles +which by this time were coming to be recognized as peculiarly +Franciscan. The success of these efforts was considerable, though in +some places the brethren were ill treated and an appeal had to be made +to the Pope for protection. + +The several selections given below have been chosen to illustrate the +principal features of the life and character of St. Francis. We are +fortunate in possessing a considerable amount of literature, +contemporary or nearly so, relating to the personal career of this +noteworthy man. In the first place, we have some writings of St. +Francis himself--the Rule (p. 373), the Will (p. 376), some poems, +some reported sermons, and fragments of a few letters. Then we have +several biographies, of which the most valuable, because not only the +earliest but also the least conventional, are the _Mirror of +Perfection_ and the _Legend of the Three Companions_. These were +written by men who knew St. Francis intimately and who could avow "we +who were with him have heard him say" or "we who were with him have +seen," such and such things. The "three companions" were Brothers Leo, +Rufinus, and Angelo--all men of noble birth, the last-named being the +first soldier to be identified with the order. The _Mirror of +Perfection_ was written in 1227 by Brother Leo, who of all men +probably knew St. Francis best. It is a vivid and fascinating portrait +drawn from life. The _Legend of the Three Companions_ was written in +1246. The later biographies, such as the official _Life_ by St. +Bonaventura (1261) and the _Little Flowers of St. Francis_ (written +probably in the fourteenth century), though until recently the best +known of the group, are relatively inferior in value. In them the real +St. Francis is conventionalized and much obscured. + +The first passage here reproduced (a) comes from the _Legend of the +Three Companions_; the others (b) are taken from the _Mirror of +Perfection_. + + Sources--(a) _Legenda S. Francisci Assisiensis quæ dicitur + Legenda trium sociorum._ Adapted from translation by E. G. + Salter, under title of "The Legend of the Three Companions," + in the Temple Classics (London, 1902), pp. 8-24, _passim_. + + (b) _Speculum Perfectionis._ Translated by Constance, Countess + de la Warr, under title of "The Mirror of Perfection," + (London, 1902), _passim_. + + [Sidenote: His youthful vanities and waywardness] + + (a) + + Francis, born in the city of Assisi, which lies in the confines of + the Vale of Spoleto, was at first named John by his mother. Then, + when his father, in whose absence he had been born, returned from + France, he was afterward named Francis[517]. After he was grown up, + and had become of a subtle wit, he practiced the art of his father, + that is, trade. But [he did so] in a very different manner, for he + was a merrier man than was his father, and more generous, given to + jests and songs, going about the city of Assisi day and night in + company with his kind, most free-handed in spending; insomuch that + he consumed all his income and his profits in banquets and other + matters. On this account he was often rebuked by his parents, who + told him he ran into so great expense on himself and on others that + he seemed to be no son of theirs, but rather of some mighty prince. + Nevertheless, because his parents were rich and loved him most + tenderly, they bore with him in such matters, not being disposed to + chastise him. Indeed, his mother, when gossip arose among the + neighbors concerning his prodigal ways, made answer: "What think ye + of my son? He shall yet be the son of God by grace." But he himself + was free-handed, or rather prodigal, not only in these things, but + even in his clothes he was beyond measure sumptuous, using stuffs + more costly than it befitted him to wear. So wayward was his fancy + that at times on the same coat he would cause a costly cloth to be + matched with one of the meanest sort. + + [Sidenote: His redeeming qualities] + + [Sidenote: A lesson in charity] + + Yet he was naturally courteous, in manner and word, after the + purpose of his heart, never speaking a harmful or shameful word to + any one. Nay, indeed, although he was so gay and wanton a youth, + yet of set purpose would he make no reply to those who said + shameful things to him. And hence was his fame so spread abroad + throughout the whole neighborhood that it was said by many who knew + him that he would do something great. By these steps of godliness + he progressed to such grace that he would say in communing with + himself: "Seeing that thou art bountiful and courteous toward men, + from whom thou receivest naught save a passing and empty favor, it + is just that thou shouldst be courteous and bountiful toward God, + who is Himself most bountiful in rewarding His poor." Wherefore + thenceforward did he look with goodwill upon the poor, bestowing + alms upon them abundantly. And although he was a merchant, yet was + he a most lavish dispenser of this world's riches. One day, when he + was standing in the warehouse in which he sold goods, and was + intent on business, a certain poor man came to him asking alms for + the love of God. Nevertheless, he was held back by the covetousness + of wealth and the cares of merchandise, and denied him the alms. + But forthwith, being looked upon by the divine grace, he rebuked + himself of great churlishness, saying, "Had this poor man asked + thee aught in the name of a great count or baron, assuredly thou + wouldst have given him what he had asked. How much more then + oughtest thou to have done it for the King of Kings and Lord of + all?" By reason whereof he thenceforth determined in his heart + never again to deny anything asked in the name of so great a + Lord.... + + [Sidenote: A vision in the midst of revelry] + + Now, not many days after he returned to Assisi,[518] he was chosen + one evening by his comrades as their master of the revels, to spend + the money collected from the company after his own fancy. So he + caused a sumptuous banquet to be made ready, as he had often done + before. And when they came forth from the house, and his comrades + together went before him, going through the city singing while he + carried a wand in his hand as their master, he was walking behind + them, not singing, but meditating very earnestly. And lo! suddenly + he was visited by the Lord, and his heart was filled with such + sweetness that he could neither speak nor move; nor was he able to + feel and hear anything except that sweetness only, which so + separated him from his physical senses that--as he himself + afterward said--had he then been pricked with knives all over at + once, he could not have moved from the spot. But when his comrades + looked back and saw him thus far off from them, they returned to + him in fear, staring at him as one changed into another man. And + they asked him, "What were you thinking about, that you did not + come along with us? Perchance you were thinking of taking a wife." + To them he replied with a loud voice: "Truly have you spoken, for I + thought of taking to myself a bride nobler and richer and fairer + than ever you have seen." And they mocked at him. But this he said + not of his own accord, but inspired of God; for the bride herself + was true Religion, whom he took unto him, nobler, richer, and + fairer than others in her poverty. + + [Sidenote: His increasing zeal in charity] + + And so from that hour he began to grow worthless in his own eyes, + and to despise those things he had formerly loved, although not + wholly so at once, for he was not yet entirely freed from the + vanity of the world. Nevertheless, withdrawing himself little by + little from the tumult of the world, he made it his study to + treasure up Jesus Christ in his inner man, and, hiding from the + eyes of mockers the pearl that he would fain buy at the price of + selling his all, he went oftentimes, and as it were in secret, + daily to prayer, being urged thereto by the foretaste of that + sweetness that had visited him more and more often, and compelled + him to come from the streets and other public places to prayer. + Although he had long done good unto the poor, yet from this time + forth he determined still more firmly in his heart never again to + deny alms to any poor man who should ask it for the love of God, + but to give alms more willingly and bountifully than had been his + practice. Whenever, therefore, any poor man asked of him an alms + out of doors, he would supply him with money if he could; if he had + no ready money, he would give him his cap or girdle rather than + send the poor man away empty. And if it happened that he had + nothing of this kind, he would go to some hidden place, and strip + off his shirt, and send the poor man thither that he might take it, + for the sake of God. He also would buy vessels for the adornment + of churches, and would send them in all secrecy to poor priests.... + + [Sidenote: He begs alms at Rome] + + So changed, then, was he by divine grace (although still in the + secular garb) that he desired to be in some city where he might, as + one unknown, strip off his own clothes and exchange them for those + of some beggar, so that he might wear his instead and make trial of + himself by asking alms for the love of God. Now it happened that at + that time he had gone to Rome on a pilgrimage. And entering the + church of St. Peter, he reflected on the offerings of certain + people, seeing that they were small, and spoke within himself: + "Since the Prince of the Apostles should of right be magnificently + honored, why do these folk make such sorry offerings in the church + wherein his body rests?" And so in great fervency he put his hand + into his purse and drew it forth full of money, and flung it + through the grating of the altar with such a crash that all who + were standing by marveled greatly at so splendid an offering. Then, + going forth in front of the doors of the church, where many beggars + were gathered to ask alms, he secretly borrowed the rags of one + among the neediest and donned them, laying aside his own clothing. + Then, standing on the church steps with the other beggars, he asked + an alms in French, for he loved to speak the French tongue, + although he did not speak it correctly. Thereafter, putting off the + rags, and taking again his own clothes, he returned to Assisi, and + began to pray the Lord to direct his way. For he revealed unto none + his secret, nor took counsel of any in this matter, save only of + God (who had begun to direct his way) and at times of the bishop of + Assisi. For at that time no true Poverty was to be found anywhere, + and she it was that he desired above all things of this world, + being minded in her to live--yea, and to die.... + + [Sidenote: Francis and the leper] + + Now when on a certain day he was praying fervently unto the Lord, + answer was made unto him: "Francis, all those things that thou hast + loved after the flesh, and hast desired to have, thou must needs + despise and hate, if thou wouldst do My will, and after thou shalt + have begun to do this the things that aforetime seemed sweet unto + thee and delightful shall be unbearable unto thee and bitter, and + from those that aforetime thou didst loathe thou shalt drink great + sweetness and delight unmeasured." Rejoicing at these words, and + consoled in the Lord, when he had ridden nigh unto Assisi, he met + one that was a leper. And because he had been accustomed greatly to + loathe lepers, he did violence to himself, and dismounted from his + horse, gave him money, and kissed his hand. And receiving from him + the kiss of peace, he remounted his horse and continued his + journey. Thenceforth he began more and more to despise himself, + until by the grace of God he had attained perfect mastery over + himself. + + A few days later, he took much money and went to the quarter of the + lepers, and, gathering all together, gave to each an alms, kissing + his hand. As he departed, in very truth that which had aforetime + been bitter to him, that is, the sight and touch of lepers, was + changed into sweetness. For, as he confessed, the sight of lepers + had been so grievous to him that he had been accustomed to avoid + not only seeing them, but even going near their dwellings. And if + at any time he happened to pass their abodes, or to see them, + although he was moved by compassion to give them an alms through + another person, yet always would he turn aside his face, stopping + his nostrils with his hand. But, through the grace of God, he + became so intimate a friend of the lepers that, even as he recorded + in his Will,[519] he lived with them and did humbly serve them. + + [Sidenote: How St. Francis would not dwell in an adorned cell] + + [Sidenote: Or in a cell called his own] + + (b) + + A very spiritual friar, who was familiar with Blessed Francis, + erected at the hermitage where he lived a little cell in a solitary + spot, where Blessed Francis could retire and pray when he came + thither. When he arrived at this place the friar took him to the + cell, and Blessed Francis said, "This cell is too splendid"--it + was, indeed, built only of wood, and smoothed with a hatchet--"if + you wish me to remain here, make it within and without of branches + of trees and clay." For the poorer the house or cell, the more was + he pleased to live therein. When the friar had done this, Blessed + Francis remained there several days. One day he was out of the cell + when a friar came to see him, who, coming thereafter to the place + where Blessed Francis was, was asked, "Whence came you, Brother?" + He answered, "I come from your cell." Then said Blessed Francis: + "Since you have called it mine, let another dwell there and not I." + And, in truth, we who were with him often heard him say: "The foxes + have holes, and the birds of the air have their nests, but the Son + of Man hath not where to lay His head." And again he would say: + "When the Lord remained in the desert, and fasted forty days and + forty nights, He did not make for Himself a cell or a house, but + found shelter amongst the rocks of the mountain." For this reason, + and to follow His example, he would not have it said that a cell or + house was his, nor would he allow such to be constructed.... When + he was nigh unto death he caused it to be written in his + Testament[520] that all the cells and houses of the friars should + be of wood and clay, the better to safeguard poverty and humility. + + * * * * * + + [Sidenote: A lazy friar] + + At the beginning of the Order, when the friars were at + Rivo-Torto,[521] near Assisi, there was among them one friar who + would not pray, work, nor ask for alms, but only eat. Considering + this, Blessed Francis knew by the Holy Spirit that he was a carnal + man, and said to him, "Brother Fly, go your way, since you consume + the labor of the brethren, and are slothful in the work of the + Lord, like the idle and barren drone who earns nothing and does not + work, but consumes the labor and earnings of the working bee." He, + therefore, went his way, and as he was a carnally-minded man he + neither sought for mercy nor obtained it. + + * * * * * + + [Sidenote: Public humiliation inflicted upon himself] + + Having at a time suffered greatly from one of his serious attacks + of illness, when he felt a little better he began to think that + during his sickness he had exceeded his usual allowance of food, + whereas he had really eaten very little. Though not quite recovered + from the ague, he caused the people of Assisi to be called together + in the public square to listen to a sermon. When he had finished + preaching, he told the people to remain where they were until he + came back to them, and entered the cathedral of St. Rufinus with + many friars and Brother Peter of Catana, who had been a canon of + that church, and was now the first Minister-General[522] appointed + by Blessed Francis. To Brother Peter Francis spoke, enjoining him + under obedience not to contradict what he was about to say. Brother + Peter replied: "Brother, neither is it possible, as between you and + me, nor do I wish to do anything save what is pleasing to you." + Then, taking off his tunic, Blessed Francis bade him place a rope + around his neck and drag him thus before the people to the place + where he had preached. At the same time he ordered another friar to + carry a bowlful of ashes to the place, and when he got there to + throw the ashes into his face. But this order was not obeyed by + the friar out of the pity and compassion he felt for him. + + Brother Peter, taking the rope, did as he had been told; but he and + all the other friars shed tears of compassion and bitterness. When + he [Francis] stood thus bared before the people in the place where + he had preached, he cried: "You, and all those who by my example + have been induced to abandon the world and enter Religion to lead + the lives of friars, I confess before God and you that in my + illness I have eaten meat and broths made of meat." And all the + people could not refrain from weeping, especially as at that time + it was very cold and he had scarcely recovered from the fever. + Beating their breasts where they stood, they exclaimed, "If this + saint, for just and manifest necessity, with shame of body thus + accuses himself, whose life we know to be holy, and who has imposed + on himself such great abstinence and austerity since his first + conversion to Christ (whom we here, as it were, see in the flesh), + what will become of us sinners who all our lifetime seek to follow + our carnal appetites?" + + * * * * * + + [Sidenote: St. Francis and the larks] + + Blessed Francis, wholly wrapped up in the love of God, discerned + perfectly the goodness of God not only in his own soul, now adorned + with the perfection of virtue, but in every creature. On account of + which he had a singular and intimate love of creatures, especially + of those in which was figured anything pertaining to God or the + Order. Wherefore above all other birds he loved a certain little + bird which is called the lark, or by the people, the cowled lark. + And he used to say of it: "Sister Lark hath a cowl like a + Religious; and she is a humble bird, because she goes willingly by + the road to find there any food. And if she comes upon it in + foulness, she draws it out and eats it. But, flying, she praises + God very sweetly, like a good Religious, despising earthly things, + whose conversation is always in the heavens, and whose intent is + always to the praise of God. Her clothes (that is, her feathers), + are like to the earth and she gives an example to Religious that + they should not have delicate and colored garments, but common in + price and color, as earth is commoner than the other elements." And + because he perceived this in them, he looked on them most + willingly. Therefore it pleased the Lord, that these most holy + little birds should show some sign of affection towards him in the + hour of his death. For late in the Sabbath day after vespers, + before the night in which he passed away to the Lord, a great + multitude of that kind of birds called larks came on the roof of + the house where he was lying, and, flying about, made a wheel like + a circle around the roof, and, sweetly singing, seemed likewise to + praise the Lord. + + * * * * * + + [Sidenote: His desire that birds and animals be fed on Christmas + day] + + We who were with Blessed Francis and write these things, testify + that many times we heard him say: "If I could speak with the + Emperor,[523] I would supplicate and persuade him that, for the + love of God and me, he would make a special law that no man should + snare or kill our sisters, the larks, nor do them any harm. Also, + that all chief magistrates of cities and lords of castles and + villages should, every year, on the day of the Lord's Nativity, + compel men to scatter wheat and other grain on the roads outside + cities and castles, that our Sister Larks and all other birds might + have to eat on that most solemn day; and that, out of reverence for + the Son of God, who on that night was laid by the most Blessed + Virgin Mary in a manger between an ox and an ass, all who have oxen + and asses should be obliged on that night to provide them with + abundant and good fodder; and also that on that day the poor should + be most bountifully fed by the rich." + + For Blessed Francis held in higher reverence than any other the + Feast of the Lord's Nativity, saying, "After the Lord was born, our + salvation became a necessity." Therefore he desired that on this + day all Christians should rejoice in the Lord, and, for the love + of Him who gave Himself for us, should generously provide not only + for the poor, but also for the beasts and birds. + + * * * * * + + [Sidenote: His regard for trees, stones, and all created things] + + Next to fire he most loved water, which is the symbol of holy + penance and tribulation, whereby the stains are washed from the + soul, and by which the first cleansing of the soul takes place in + holy baptism. Hence, when he washed his hands, he would select a + place where he would not tread the water underfoot. When he walked + over stones he would tread on them with fear and reverence, for the + love of Him who is called the Rock, and when reciting the words of + the Psalm, _Thou hast exalted me on a rock_, would add with great + reverence and devotion, "beneath the foot of the rock hast thou + exalted me." + + In the same way he would tell the friars who cut and prepared the + wood not to cut down the whole tree, but only such branches as + would leave the tree standing, for love of Him who died for us on + the wood of the Cross. So, also, he would tell the friar who was + the gardener not to cultivate all the ground for vegetables and + herbs for food, but to set aside some part to produce green plants + which should in their time bear flowers for the friars, for love of + Him who was called "The Flower of the Field," and "The Lily of the + Valley." Indeed he would say the Brother Gardener should always + make a beautiful little garden in some part of the land, and plant + it with sweet-scented herbs bearing lovely flowers, which in the + time of their blossoming invited men to praise Him who made all + herbs and flowers. For every creature cries aloud: "God has made me + for thee, O man!" + + +64. The Rule of St. Francis + +There is every reason for believing that St. Francis set out upon his +mission with no idea whatever of founding a new religious order. His +fundamental purpose was to revive what he conceived to be the purer +Christianity of the apostolic age, and so far as this involved the +announcement of any definite principles or rules he was quite content +to draw them solely from the Scriptures. We have record, for example, +of how when (in 1209) St. Francis had yet but two followers, he led +them to the steps of the church of St. Nicholas at Assisi and there +read to them three times the words of Jesus sending forth his +disciples,[524] adding, "This, brethren, is our life and our rule, and +that of all who may join us. Go, then, and do as you have heard." As +his field of labor expanded, however, and the number of the friars +increased, St. Francis decided to write out a definite Rule for the +brotherhood and go to Rome to procure its approval by the Pope. The +Rule as thus formulated, in 1210, has not come down to us. We know +only that it was extremely simple and that it was composed almost +wholly of passages from the Bible (doubtless those read to the +companions at Assisi), with a few precepts about the occupations and +manner of living of the brethren. This first Rule indeed proved too +simple and brief to satisfy the demands of the growing order. A +general injunction, such as "be poor," was harder to apply and to live +up to than a more specific set of instructions explaining just what +was to be considered poverty and what was not. The brethren, moreover, +were soon preaching and laboring in all the countries of western +Europe and questions were continually coming up regarding their +relations with the temporal powers in those countries, with the local +clergy, with the papal government, and also among themselves. + +Reluctantly, and with a heart-felt warning against the insidious +influences of ambition and organization, the founder finally brought +himself to the task of drawing up a constitution for the order which +had surprised him, and in a certain sense grieved him, by the very +elaborateness of its development. During the winter of 1220-21, when +physical infirmities were foreshadowing the end, Francis worked out +the document generally known as the Rule of 1221, which became the +basis for the Rule of 1223, quoted in part below. Before the Rule took +its final form, the influence of the Church was brought to bear +through the papacy, with the result that most of the freshness and +vigor that St. Francis put into the earlier effort was crushed out in +the interest of ecclesiastical regularity. Only a small portion of the +document can be reproduced here, but enough, perhaps, to show +something as to what the manner of life of the Franciscan friar was +expected to be. The extract may profitably be compared with the +Benedictine Rule governing the monks [see p. 83]. + + Source--_Bullarium Romanum_ ["Collection of Papal Bulls"], + editio Taurinensis, Vol. III., p. 394. Adapted from + translation in Ernest F. Henderson, _Select Historical + Documents of the Middle Ages_ (London, 1896), pp. 344-349 + _passim_. + + =1.= This is the rule and way of living of the Minorite brothers, + namely, to observe the holy Gospel of our Lord Jesus Christ, living + in obedience, without personal possessions, and in chastity. + Brother Francis promises obedience and reverence to our lord Pope + Honorius,[525] and to his successors who canonically enter upon + their office, and to the Roman Church. And the other brothers shall + be bound to obey Brother Francis and his successors. + + [Sidenote: Money in no case to be received by the brothers] + + =4.= I firmly command all the brothers by no means to receive coin + or money, of themselves or through an intervening person. But for + the needs of the sick and for clothing the other brothers, the + ministers alone and the guardians shall provide through spiritual + friends, as it may seem to them that necessity demands, according + to time, place and the coldness of the temperature. This one thing + being always borne in mind, that, as has been said, they receive + neither coin nor money. + + [Sidenote: The obligation to labor] + + =5.= Those brothers to whom God has given the ability to labor + shall labor faithfully and devoutly, in such manner that idleness, + the enemy of the soul, being averted, they may not extinguish the + spirit of holy prayer and devotion, to which other temporal things + should be subservient. As a reward, moreover, for their labor, they + may receive for themselves and their brothers the necessities of + life, but not coin or money; and this humbly, as becomes the + servants of God and the followers of most holy poverty. + + =6.= The brothers shall appropriate nothing to themselves, neither + a house, nor a place, nor anything; but as pilgrims and strangers + in this world, in poverty and humility serving God, they shall + confidently go seeking for alms. Nor need they be ashamed, for the + Lord made Himself poor for us in this world. + + +65. The Will of St. Francis + +The will which St. Francis prepared just before his death (1226) +contains an admirable statement of the principles for which he +labored, as well as a notable warning to his successors not to allow +the order to fall away from its original high ideals. Among the later +Franciscans the Will acquired a moral authority superior even to that +of the Rule. + + Source--Text in Amoni, _Legenda Trium Sociorum_ ["Legend of + the Three Companions"], Appendix, p. 110. Translation adapted + from Paul Sabatier, _Life of St. Francis of Assisi_ (New York, + 1894), pp. 337-339. + + God gave it to me, Brother Francis, to begin to do penance in the + following manner: when I was yet in my sins it seemed to me too + painful to look upon the lepers, but the Lord Himself led me among + them, and I had compassion upon them. When I left them, that which + had seemed to me bitter had become sweet and easy. A little while + after, I left the world,[526] and God gave me such faith that I + would kneel down with simplicity in any of his churches, and I + would say, "We adore thee, Lord Jesus Christ, here and in all thy + churches which are in the world, and we bless thee that by Thy holy + cross Thou hast ransomed the world." + + [Sidenote: St. Francis not hostile to the existing Church] + + Afterward the Lord gave me, and still gives me, so great a faith in + priests who live according to the form of the holy Roman Church, + because of their sacerdotal character, that even if they + persecuted me I would have recourse to them, and even though I had + all the wisdom of Solomon, if I should find poor secular priests, I + would not preach in their parishes against their will.[527] I + desire to respect them like all the others, to love them and honor + them as my lords. I will not consider their sins, for in them I see + the Son of God, and they are my lords. I do this because here below + I see nothing, I perceive nothing physically of the most high Son + of God, except His most holy body and blood, which the priests + receive and alone distribute to others.[528] + + I desire above all things to honor and venerate all these most holy + mysteries and to keep them precious. Wherever I find the sacred + name of Jesus, or his words, in unsuitable places, I desire to take + them away and put them in some decent place; and I pray that others + may do the same. We ought to honor and revere all the theologians + and those who preach the most holy word of God, as dispensing to us + spirit and life. + + When the Lord gave me the care of some brothers, no one showed me + what I ought to do, but the Most High himself revealed to me that I + ought to live according to the model of the holy gospel. I caused a + short and simple formula to be written and the lord Pope confirmed + it for me.[529] + + [Sidenote: Poverty and labor enjoined] + + Those who volunteered to follow this kind of life distributed all + they had to the poor. They contented themselves with one tunic, + patched within and without, with the cord and breeches, and we + desired to have nothing more.... We loved to live in poor and + abandoned churches, and we were ignorant and were submissive to + all. I worked with my hands and would still do so, and I firmly + desire also that all the other brothers work, for this makes for + goodness. Let those who know no trade learn one, not for the + purpose of receiving wages for their toil, but for their good + example and to escape idleness. And when we are not given the price + of our work, let us resort to the table of the Lord, begging our + bread from door to door. The Lord revealed to me the salutation + which we ought to give: "God give you peace!" + + [Sidenote: No further privileges to be sought from the Pope] + + Let the brothers take great care not to accept churches, dwellings, + or any buildings erected for them, except as all is in accordance + with the holy poverty which we have vowed in the Rule; and let them + not live in them except as strangers and pilgrims. I absolutely + forbid all the brothers, in whatsoever place they may be found, to + ask any bull from the court of Rome, whether directly or + indirectly, in the interest of church or convent, or under pretext + of preaching, or even for the protection of their bodies. If they + are not received anywhere, let them go of themselves elsewhere, + thus doing penance with the benediction of God.... + + And let the brothers not say, "This is a new Rule"; for this is + only a reminder, a warning, an exhortation. It is my last will and + testament, that I, little Brother Francis, make for you, my blessed + brothers, in order that we may observe in a more Catholic way the + Rule which we promised the Lord to keep. + + [Sidenote: No additions to be made to the Rule or the Will] + + Let the ministers-general, all the other ministers, and the + custodians be held by obedience to add nothing to and take nothing + away from these words. Let them always keep this writing near them + beside the Rule; and in all the assemblies which shall be held, + when the Rule is read, let these words be read also. + + I absolutely forbid all the brothers, clerics and laymen, to + introduce comments in the Rule, or in this Will, under pretext of + explaining it. But since the Lord has given me to speak and to + write the Rule and these words in a clear and simple manner, so do + you understand them in the same way without commentary, and put + them in practice until the end. + + And whoever shall have observed these things, may he be crowned in + heaven with the blessings of the heavenly Father, and on earth with + those of his well-beloved Son and of the Holy Spirit, the Consoler, + with the assistance of all the heavenly virtues and all the saints. + + And I, little Brother Francis, your servant, confirm to you, so far + as I am able, this most holy benediction. Amen. + + +FOOTNOTES: + +[517] The father's name was Pietro Bernardone. As a cloth-merchant he +was probably accustomed to make frequent journeys to northern France, +particularly Champagne, which was the principal seat of commercial +exchange between northern and southern Europe. + +[518] Aspiring to become a knight and to win distinction on the field +of battle, Francis had gone to Spoleto with the intention of joining +an expedition about to set out for Apulia. While there he was stricken +with fever and compelled to abandon his purpose. Returning to Assisi, +he redoubled his works of charity and sought to keep aloof from the +people of the town. His old companions, however, flocked around him, +expecting still to profit by his prodigality, and for a time, being +himself uncertain as to the course he would take, he acceded to their +desires. + +[519] See p. 376. + +[520] Brief portions of this testament, or will, are given on p. 376. + +[521] This was in the latter part of 1210 and the early part of 1211. +Rivo-Torto was an abandoned cottage in the plain of Assisi, an hour's +walk from the town and near the highway between Perugia and Rome. The +building had once served as a leper hospital. Francis and his +companions selected it as a temporary place of abode, probably because +of its proximity to the _carceri_, or natural grottoes, of Mount +Subasio to which the friars resorted for solitude, and because it was +at the same time sufficiently near the Umbrian towns to permit of +frequent trips thither for preaching and charity. + +[522] Practically, St. Francis's successor in the headship of the +order. With the idea of realizing entire humility in his own life, St. +Francis had resigned his position of authority into the hands of +Brother Peter and had pledged the implicit obedience of himself and +the others to the new prelate. + +[523] That is, the sovereign of the Holy Roman Empire. + +[524] The passage (Luke ix. 1-6) is as follows: "Jesus, having called +to Him the Twelve, gave them power and authority over all devils and +to cure diseases. And He sent them to preach the Kingdom of God and to +heal the sick. And He said unto them, Take nothing for your journey, +neither staves, nor scrip, neither bread, neither money; neither have +two coats apiece. And whatsoever house ye enter into, there abide, and +thence depart. And whosoever will not receive you, when ye go out of +that city shake off the very dust from your feet for a testimony +against them. And they departed and went through the towns, preaching +the gospel and healing everywhere." + +[525] Honorius III., 1216-1227. + +[526] That is, abandoned the worldly manner of living. + +[527] Despite the willingness of St. Francis here expressed to get on +peaceably with the secular clergy, i.e., the bishops and priests, the +history of the mendicant orders is filled with the records of strife +between the seculars and friars. This was inevitable, since such +friars as had taken priestly orders were accustomed to hear +confessions, preside at masses, preach in parish churchyards, bury the +dead, and collect alms--all the proper functions of the parish priests +but permitted to the friars by special papal dispensations. The +priests very naturally regarded the friars as usurpers. + +[528] That is, in the sacrament of the Lord's Supper. + +[529] The Rule of 1210, approved by Innocent III., is here meant [see +p. 374]. + + + + +CHAPTER XXIII. + +THE PAPACY AND THE TEMPORAL POWERS IN THE LATER MIDDLE AGES + + +66. The Interdict Laid on France by Innocent III. (1200) + +Two of the most effective weapons at the service of the mediæval +Church were excommunication and the interdict. By the ban of +excommunication the proper ecclesiastical authorities could exclude a +heretic or otherwise objectionable person from all religious +privileges, thereby cutting him off from association with the faithful +and consigning him irrevocably (unless he repented) to Satan. The +interdict differed from excommunication in being less sweeping in its +condemnatory character, and also in being applied to towns, provinces, +or countries rather than to individuals. As a rule the interdict +undertook to deprive the inhabitants of a specified region of the use +of certain of the sacraments, of participation in the usual religious +services, and of the right of Christian burial. It did not expel men +from church membership, as did excommunication, but it suspended most +of the privileges and rights flowing from such membership. The +interdict was first employed by the clergy of north France in the +tenth and eleventh centuries. In the twelfth it was adopted by the +papacy on account of its obvious value as a means of disciplining the +monarchs of western Europe. Because of its effectiveness in stirring +up popular indignation against sovereigns who incurred the papal +displeasure, by the time of Innocent III. (1198-1216) it had come to +be employed for political as well as for purely religious purposes, +though generally the two considerations were closely intertwined. A +famous and typical instance of its use was that of the year 1200, +described below. + +In August, 1193, Philip Augustus, king of France, married Ingeborg, +second sister of King Knut VI. of Denmark. At the time Philip was +contemplating an invasion of England and hoped through the marriage to +assure himself of Danish aid. Circumstances soon changed his plans, +however, and almost immediately he began to treat his new wife coldly, +with the obvious purpose of forcing her to return to her brother's +court. Failing in this, he convened his nobles and bishops at +Compiègne and got from them a decree of divorce, on the flimsy pretext +that the marriage with Ingeborg had been illegal on account of the +latter's distant relationship to Elizabeth of Hainault, Philip's first +wife. Ingeborg and her brother appealed to Rome, and Pope Celestine +III. dispatched letter after letter and legate after legate to the +French court, but without result. Indeed, after three years, Philip, +to clinch the matter, as he thought, married Agnes of Meran, daughter +of a Bavarian nobleman, and shut up Ingeborg in a convent at Soissons. +In 1198, while the affair stood thus, Celestine died and was succeeded +by Innocent III., under whom the papal power was destined to attain a +height hitherto unknown. Innocent flatly refused to sanction the +divorce or to recognize the second marriage, although he was not pope, +of course, until some years after both had occurred. On the ground +that the whole subject of marriage lay properly within the +jurisdiction of the Church, Innocent demanded that Philip cast off the +beautiful Agnes and restore Ingeborg to her rightful place. This +Philip promptly refused to do. + +The threat of an interdict failing to move him, the Pope proceeded to +put his threat into execution. In January, 1200, the interdict was +pronounced and, though the king's power over the French clergy was so +strong that many refused to heed the voice from Rome, gradually the +discontent and indignation of the people grew until after nine months +it became apparent that the king must yield. He did so as gracefully +as he could, promising to take back Ingeborg and submit the question +of a divorce to a council presided over by the papal legate. This +council, convened in 1201 at Soissons, decided against the king and in +favor of Ingeborg; but Philip had no intention to submit in good faith +and, until the death of Agnes in 1204, he maintained his policy of +procrastination and double-dealing. Even in the later years of the +reign the unfortunate Ingeborg had frequent cause to complain of +harshness and neglect at the hand of her royal husband. + +The following are the principal portions of Innocent's interdict. + + Source--Martène, Edmond, and Durand, Ursin, _Thesaurus novus + Anecdotorum_ ["New Collection of Unpublished Documents"], + Paris, 1717, Vol. IV., p. 147. Adapted from translation by + Arthur C. Howland in _Univ. of Pa. Translations and Reprints_, + Vol. IV., No. 4, pp. 29-30. + + [Sidenote: Partial suspension of the services and offices of + the Church] + + Let all the churches be closed; let no one be admitted to them, + except to baptize infants; let them not be otherwise opened, except + for the purpose of lighting the lamps, or when the priest shall + come for the Eucharist and holy water for the use of the sick. We + permit Mass to be celebrated once a week, on Friday, early in the + morning, to consecrate the Host[530] for the use of the sick, but + only one clerk is to be admitted to assist the priest. Let the + clergy preach on Sunday in the vestibules of the churches, and in + place of the Mass let them deliver the word of God. Let them recite + the canonical hours[531] outside the churches, where the people do + not hear them; if they recite an epistle or a gospel, let them + beware lest the laity hear them; and let them not permit the dead + to be interred, nor their bodies to be placed unburied in the + cemeteries. Let them, moreover, say to the laity that they sin and + transgress grievously by burying bodies in the earth, even in + unconsecrated ground, for in so doing they assume to themselves an + office pertaining to others. + + [Sidenote: How Easter should be observed] + + [Sidenote: Arrangements for confession] + + Let them forbid their parishioners to enter churches that may be + open in the king's territory, and let them not bless the wallets of + pilgrims, except outside the churches. Let them not celebrate the + offices in Passion week, but refrain even until Easter day, and + then let them celebrate in private, no one being admitted except + the assisting priest, as above directed; let no one communicate, + even at Easter, unless he be sick and in danger of death. During + the same week, or on Palm Sunday, let them announce to their + parishioners that they may assemble on Easter morning before the + church and there have permission to eat flesh and consecrated + bread.... Let the priest confess all who desire it in the portico + of the church; if the church have no portico, we direct that in bad + or rainy weather, and not otherwise, the nearest door of the church + may be opened and confessions heard on its threshold (all being + excluded except the one who is to confess), so that the priest and + the penitent can be heard by those who are outside the church. If, + however, the weather be fair, let the confession be heard in front + of the closed doors. Let no vessels of holy water be placed outside + the church, nor shall the priests carry them anywhere; for all the + sacraments of the Church beyond these two which are reserved[532] + are absolutely prohibited. Extreme unction, which is a holy + sacrament, may not be given.[533] + + +67. The Bull "Unam Sanctam" of Boniface VIII. (1302) + +In the history of the mediæval Church at least three great periods of +conflict between the papacy and the temporal powers can be +distinguished. The first was the era of Gregory VII. and Henry IV. of +Germany [see p. 261]; the second was that of Innocent III. and John of +England and Philip Augustus of France [see p. 380]; the third was that +of Boniface VIII. and Philip the Fair of France. In many respects the +most significant document pertaining to the last of these struggles is +the papal bull, given below, commonly designated by its opening words, +_Unam Sanctam_. + +The question at issue in the conflict of Boniface VIII. and Philip the +Fair was the old one as to whether the papacy should be allowed to +dominate European states in temporal as well as in spiritual matters. +The Franconian emperors, in the eleventh century, made stubborn +resistance to such domination, but the immediate result was only +partial success, while later efforts to keep up the contest +practically ruined the power of the house of Hohenstaufen. Even Philip +Augustus, at the opening of the thirteenth century, had been compelled +to yield, at least outwardly, to the demands of the papacy respecting +his marriages and his national policies. With the revival of the issue +under Boniface and Philip, however, the tide turned, for at last there +had arisen a nation whose sovereign had so firm a grip upon the +loyalty of his subjects that he could defy even the power of Rome with +impunity. + +The quarrel between Boniface and Philip first assumed importance in +1296--two years after the accession of the former and eleven after +that of the latter. The immediate subject of dispute was the heavy +taxes which Philip was levying upon the clergy of France and the +revenues from which he was using in the prosecution of his wars with +Edward I. of England; but royal and papal interests were fundamentally +at variance and as both king and pope were of a combative temper, a +conflict was inevitable, irrespective of taxes or any other particular +cause of controversy. In 1096 Boniface issued the famous bull +_Clericis Laicos_, forbidding laymen (including monarchs) to levy +subsidies on the clergy without papal consent and prohibiting the +clergy to pay subsidies so levied. Philip the Fair was not mentioned +in the bull, but the measure was clearly directed primarily at him. He +retaliated by prohibiting the export of money, plate, etc., from the +realm, thereby cutting off the accustomed papal revenues from France. +In 1297 an apparent reconciliation was effected, the Pope practically +suspending the bull so far as France was concerned, though only to +secure relief from the conflict with Philip while engaged in a +struggle with the rival Colonna family at Rome. + +In 1301 the contest was renewed, mainly because of the indiscretion of +a papal legate, Bernard Saisset, bishop of Pamiers, who vilified the +king and was promptly imprisoned for his violent language. Boniface +took up the cause of Saisset and called an ecclesiastical council to +regulate the affairs of church and state in France and to rectify the +injuries wrought by King Philip. The claim to papal supremacy in +temporal as well as spiritual affairs, which Boniface proposed thus to +make good, was boldly stated in a new bull--that of _Ausculta +Fili_--in 1301. At the same time the bull _Clericis Laicos_ was +renewed for France. Philip knew that the Franconians and his own +Capetian predecessors had failed in their struggles with Rome chiefly +for the reason that they had been lacking in consistent popular +support. National feeling was unquestionably stronger in the France of +1301 than in the Germany of 1077, or even in the France of 1200; but +to make doubly sure, Philip, in 1302, caused the first meeting of a +complete States General to be held, and from this body, representing +the various elements of the French people, he got reliable pledges of +support in his efforts to resist the temporal aggressions of the +papacy. It was at this juncture that Boniface issued the bull _Unam +Sanctam_, which has well been termed the classic mediæval expression +of the papal claims to universal temporal sovereignty. + +In 1303 an assembly of French prelates and magnates, under the +inspiration of Philip, brought charges of heresy and misconduct +against Boniface and called for a meeting of a general ecclesiastical +council to depose him. Boniface decided to issue a bull +excommunicating and deposing Philip. But before the date set for this +step (September, 1303) a catastrophe befell the papacy which resulted +in an unexpected termination of the episode. On the day before the +bull of deposition was to be issued William of Nogaret, whom Philip +had sent to Rome to force Boniface to call a general council to try +the charges against himself, led a band of troops to Anagni and took +the Pope prisoner with the intention of carrying him to France for +trial. After three days the inhabitants of Anagni attacked the +Frenchmen and drove them out and Boniface, who had barely escaped +death, returned to Rome. The unfortunate Pope never recovered, +however, from the effects of the outrage and his death in October +(1303) left Philip, by however unworthy means, a victor. From this +point the papacy passes under the domination of the French court and +in 1309 began the dark period of the so-called Babylonian Captivity, +during most of which the popes dwelt at Avignon under conditions +precisely the reverse of the ideal which Boniface so clearly asserted +in _Unam Sanctam_. + + Source--Text based upon the papal register published by P. + Mury in _Revue des Questions Historiques_, Vol. XLVI. (July, + 1889), pp. 255-256. Translated in Oliver J. Thatcher and Edgar + H. McNeal, _Source Book for Mediæval History_ (New York), + 1905, pp. 314-317. + + [Sidenote: An assertion of the unity of the Church] + + The true faith compels us to believe that there is one holy + Catholic Apostolic Church, and this we firmly believe and plainly + confess. And outside of her there is no salvation or remission of + sins, as the Bridegroom says in the Song of Solomon: "My dove, my + undefiled, is but one; she is the only one of her mother, she is + the choice one of her that bare her" [Song of Sol., vi. 9]; which + represents the one mystical body, whose head is Christ, but the + head of Christ is God [1 Cor., xi. 3]. In this Church there is "one + Lord, one faith, one baptism" [Eph., iv. 5]. For in the time of the + flood there was only one ark, that of Noah, prefiguring the one + Church, and it was "finished above in one cubit" [Gen., vi. 16], + and had but one helmsman and master, namely, Noah. And we read that + all things on the earth outside of this ark were destroyed. This + Church we venerate as the only one, since the Lord said by the + prophet: "Deliver my soul from the sword; my darling from the power + of the dog" [Ps., xxii. 20]. He prayed for his soul, that is, for + himself, the head; and at the same time for the body, and he named + his body, that is, the one Church, because there is but one + Bridegroom [John, iii. 29], and because of the unity of the faith, + of the sacraments, and of his love for the Church. This is the + seamless robe of the Lord which was not rent but parted by lot + [John, xix. 23]. + + [Sidenote: An allusion to the Petrine Supremacy] + + [Sidenote: The proper relation of spiritual and temporal powers] + + Therefore there is one body of the one and only Church, and one + head, not two heads, as if the Church were a monster. And this head + is Christ, and his vicar, Peter and his successor; for the Lord + himself said to Peter: "Feed my sheep" [John, xxi. 16]. And he said + "my sheep," in general, not these or those sheep in particular; + from which it is clear that all were committed to him. If, + therefore, Greeks [i.e., the Greek Church] or any one else say that + they are not subject to Peter and his successors, they thereby + necessarily confess that they are not of the sheep of Christ. For + the Lord says, in the Gospel of John, that there is one fold and + only one shepherd [John, x. 16]. By the words of the gospel we are + taught that the two swords, namely, the spiritual authority and the + temporal, are in the power of the Church. For when the apostles + said "Here are two swords" [Luke, xxii. 38]--that is, in the + Church, since it was the apostles who were speaking--the Lord did + not answer, "It is too much," but "It is enough." Whoever denies + that the temporal sword is in the power of Peter does not properly + understand the word of the Lord when He said: "Put up thy sword + into the sheath" [John, xviii. 11]. Both swords, therefore, the + spiritual and the temporal, are in the power of the Church. The + former is to be used by the Church, the latter for the Church; the + one by the hand of the priest, the other by the hand of kings and + knights, but at the command and permission of the priest. Moreover, + it is necessary for one sword to be under the other, and the + temporal authority to be subjected to the spiritual; for the + apostle says, "For there is no power but of God: and the powers + that be are ordained of God" [Rom., xiii. 1]; but they would not be + ordained unless one were subjected to the other, and, as it were, + the lower made the higher by the other. + + [Sidenote: The superiority of the spiritual] + + For, according to St. Dionysius,[534] it is a law of divinity that + the lowest is made the highest through the intermediate. According + to the law of the universe all things are not equally and directly + reduced to order, but the lowest are fitted into their order + through the intermediate, and the lower through the higher. And we + must necessarily admit that the spiritual power surpasses any + earthly power in dignity and honor, because spiritual things + surpass temporal things. We clearly see that this is true from the + paying of tithes, from the benediction, from the sanctification, + from the receiving of the power, and from the governing of these + things. For the truth itself declares that the spiritual power must + establish the temporal power and pass judgment on it if it is not + good. Thus the prophecy of Jeremiah concerning the Church and the + ecclesiastical power is fulfilled: "See, I have this day set thee + over the nations and over the kingdoms, to root out, and to pull + down, and to destroy, and to throw down, to build, and to plant" + [Jer., i. 10]. + + [Sidenote: The highest spiritual power (the papacy) responsible to + God alone] + + Therefore if the temporal power errs, it will be judged by the + spiritual power, and if the lower spiritual power errs, it will be + judged by its superior. But if the highest spiritual power errs, it + cannot be judged by men, but by God alone. For the apostle says: + "But he that is spiritual judgeth all things, yet he himself is + judged of no man" [1 Cor., ii. 15]. Now this authority, although it + is given to man and exercised through man, is not human, but + divine. For it was given by the word of the Lord to Peter, and the + rock was made firm to him and his successors, in Christ himself, + whom he had confessed. For the Lord said to Peter: "Whatsoever thou + shalt bind on earth shall be bound in heaven; and whatsoever thou + shalt loose on earth shall be loosed in heaven" [Matt., xvi. 19]. + + [Sidenote: Submission to the papacy essential to salvation] + + Therefore, whosoever resisteth this power thus ordained of God + resisteth the ordinance of God [Rom., xiii. 2], unless there are + two principles [beginnings], as Manichæus[535] pretends there are. + But this we judge to be false and heretical. For Moses says that, + not in the beginnings, but in the beginning, God created the heaven + and the earth [Gen., i. 1]. We therefore declare, say, and affirm + that submission on the part of every man to the bishop of Rome is + altogether necessary for his salvation. + + +68. The Great Schism and the Councils of Pisa and Constance + +The "Babylonian Captivity"--begun in 1305, or perhaps more properly in +1309, when the French Pope, Clement V., took up his residence +regularly at Avignon--lasted until 1377. During these sixty or seventy +years the College of Cardinals consisted chiefly of Frenchmen, all of +the seven popes were of French nationality, and for the most part the +papal authority was little more than a tool in the hands of the +aggressive French sovereigns. In 1377, at the solicitation of the +Italian clergy and people, Pope Gregory XI. removed to Rome, where he +died in 1378. In the election that followed the Roman populace, +determined to bring the residence of the popes at Avignon to an end +once for all, demanded a Roman, or at least an Italian, pope. The +majority of the cardinals were French, but they could not agree upon a +French candidate and, intimidated by the threats of the mob, they at +last chose a Neapolitan who took the name Urban VI. A few months of +Urban's obstinate administration convinced the cardinals that they had +made a serious mistake, and, on the ground that their choice had been +unduly influenced by popular clamor, they sought to nullify the +election and to replace Urban by a Genevan who took the title Clement +VII. Urban utterly refused thus to be put aside, so that there were +now two popes, each duly elected by the College of Cardinals and each +claiming the undivided allegiance of Christendom. This was the +beginning of the Great Schism, destined to work havoc in the Church +for a full generation, or until finally ended in 1417. Clement VII. +fixed his abode at Avignon and French influence secured for him the +support of Spain, Scotland, and Sicily. The rest of Europe, displeased +with the subordination of the papacy to France and French interests, +declared for Urban, who was pledged to maintain the papal capital at +Rome. + +France must be held responsible in the main for the evils of the Great +Schism--a breach in the Church which she deliberately created and for +many years maintained; but she herself suffered by it more than any +other nation of Europe because of the annates,[536] the _décime_,[537] +and other taxes which were imposed upon the French clergy and people +to support the luxurious and at times extravagant papal court at +Avignon, or which were exacted by ambitious monarchs under the cover +of papal license. In the course of time the impossible situation +created by the Schism demanded a remedy and in fairness it should be +observed that in the work of adjustment the leading part was taken by +the French. After the death of Clement VII., in 1394, the French court +sincerely desired to bring the Schism to an end on terms that would be +fair to all. Already in 1393 King Charles VI. had laid the case before +the University of Paris and asked for an opinion as to the best course +to be pursued. The authorities of the university requested each member +of the various faculties to submit his idea of a solution of the +problem and from the mass of suggestions thus brought together a +committee of fifty-four professors, masters, and doctors worked out +the three lines of action set forth in selection (a) below. The first +plan, i.e., that both popes should resign as a means of restoring +harmony, was accepted as the proper one by an assembly of the French +clergy convened in 1395. It was doomed to defeat, however, by the +vacillation of both Benedict XIII. at Avignon and Boniface IX. at +Rome, and in the end it was agreed to fall back upon the third plan +which the University of Paris had proposed, i.e., the convening of a +general council. There was no doubt that such a council could legally +be summoned only by the pope, but finally the cardinals attached to +both popes deserted them and united in issuing the call in their own +name. + +The council met at Pisa in 1409 and proceeded to clear up the question +of its own legality and authority by issuing the unequivocal +declaration comprised in (b) below. It furthermore declared both popes +deposed and elected a new one, who took the name Alexander V. Neither +of the previous popes, however, recognized the council's action, so +now there were three rivals instead of two and the situation was only +so much worse than before. In 1410 Alexander V. died and the cardinals +chose as his successor John XXIII., a man whose life was notoriously +wicked, but who was far from lacking in political sagacity. Three +years later the capture of Rome by the king of Naples forced John to +appeal for assistance to the Emperor Sigismund; and Sigismund +demanded, before extending the desired aid, that a general church +council be summoned to meet on German soil for the adjustment of the +tangled papal situation. The result was the Council of Constance, +whose sessions extended from November, 1414, to April, 1418, and +which, because of its general European character, was able to succeed +where the Council of Pisa had failed. In the decree _Sacrosancta_ +given below (c), issued in April, 1415, we have the council's notable +assertion of its supreme authority in ecclesiastical matters, even as +against the pope himself. The Schism was healed with comparative +facility. Gregory XII., who had been the pope at Rome, but who was now +in exile, sent envoys to offer his abdication. Benedict XIII., +likewise a fugitive, was deposed and found himself without supporters. +John XXIII. was deposed for his unworthy character and had no means of +offering resistance. The cardinals, together with representatives of +the five "nations" into which the council was divided, harmoniously +selected for pope a Roman cardinal, who assumed the name of Martin V. +This was in 1417. The Schism was at an end, though the work of +combating heresy and of propagating reform within the Church went on +in successive councils, notably that of Basel (1431-1449). + + Sources--(a) Lucæ d'Achery, _Spicilegium, sive Collectio + veterum aliquot Scriptorum qui in Galliæ Bibliothecis + Delituerant_ ["Gleanings, or a Collection of some Early + Writings, which survive in Gallic Libraries"], Paris, 1723, + Vol. I., p. 777. Translated in Thatcher and McNeal, _Source + Book for Mediæval History_ (New York, 1905), pp. 326-327. + + (b) Raynaldus, _Annales, anno 1409_ ["Annals, year 1409"], + §71. + + (c) Von der Hardt, _Magnum Constantiense Concilium_ ["Great + Council of Constance"], Vol. II., p. 98. + + (a) + + _The first way._ Now the first way to end the Schism is that both + parties should entirely renounce and resign all rights which they + may have, or claim to have, to the papal office. + + [Sidenote: Three possible solutions of the Schism offered by the + University of Paris] + + _The second way._ But if both cling tenaciously to their rights and + refuse to resign, as they have thus far done, we would propose a + resort to arbitration. That is, that they should together choose + worthy and suitable men, or permit such to be chosen in a regular + and canonical way, and these should have full power and authority + to discuss the case and decide it, and if necessary and expedient + and approved by those who, according to the canon law, have the + authority [i.e., the cardinals], they might also have the right to + proceed to the election of a pope. + + _The third way._ If the rival popes, after being urged in a + brotherly and friendly manner, will not accept either of the above + ways, there is a third way which we propose as an excellent remedy + for this sacrilegious schism. We mean that the matter should be + left to a general council. This general council might be composed, + according to canon law, only of prelates; or, since many of them + are very illiterate, and many of them are bitter partisans of one + or the other pope, there might be joined with the prelates an equal + number of masters and doctors of theology and law from the + faculties of approved universities. Or, if this does not seem + sufficient to any one, there might be added, besides, one or more + representatives from cathedral chapters and the chief monastic + orders, to the end that all decisions might be rendered only after + most careful examination and mature deliberation. + + [Sidenote: Declarations of the Council of Pisa (1409)] + + (b) + + This holy and general council, representing the universal Church, + decrees and declares that the united college of cardinals was + empowered to call the council, and that the power to call such a + council belongs of right to the aforesaid holy college of + cardinals, especially now when there is a detestable schism. The + council further declares that this holy council, representing the + universal Church, caused both claimants of the papal throne to be + cited in the gates and doors of the churches of Pisa to come and + hear the final decision [in the matter of the Schism] pronounced, + or to give a good and sufficient reason why such sentence should + not be rendered. + + [Sidenote: The Council of Constance asserts its superiority to even + the papacy] + + (c) + + This holy synod of Constance, being a general council, and legally + assembled in the Holy Spirit for the praise of God and for ending + the present schism, and for the union and reformation of the Church + of God in its head and in its members, in order more easily, more + securely, more completely, and more fully to bring about the union + and reformation of the Church of God, ordains, declares, and + decrees as follows: First it declares that this synod, legally + assembled, is a general council, and represents the Catholic church + militant and has its authority directly from Christ; and everybody, + of whatever rank or dignity, including also the pope, is bound to + obey this council in those things which pertain to the faith, to + the ending of this schism, and to a general reformation of the + Church in its head and members. Likewise it declares that if any + one, of whatever rank, condition, or dignity, including also the + pope, shall refuse to obey the commands, statutes, ordinances, or + orders of this holy council, or of any other holy council properly + assembled, in regard to the ending of the Schism and to the + reformation of the Church, he shall be subject to the proper + punishment, and, unless he repents, he shall be duly punished, and, + if necessary, recourse shall be had to other aids of justice. + + +69. The Pragmatic Sanction of Bourges (1438) + +The Council of Basel, convened in 1431, had for its object a +thoroughgoing reformation of the Church, "in its head and its +members," from papacy to parish priest. Like all of the councils of +the period, its spirit was distinctly anti-papal and for this reason +Pope Eugene IV. sought to bring it under his control by transferring +it to Bologna and, failing in this, to turn its deliberations into +channels other than criticism of the papacy. While the negotiations of +Eugene and the council were in progress a step fraught with great +significance was taken in France in the promulgation of the Pragmatic +Sanction of Bourges.[538] France was the only country in which the +principles laid down by the councils--Pisa, Constance, Basel, and the +rest--had taken firm hold. In 1438 Charles VII. convened at Bourges an +assembly composed of leading prelates, councillors, and princes of the +royal blood, to which the Pope and the Council of Basel both sent +delegates. This assembly proceeded to adapt the decrees of the council +to the conditions and needs of France, on the evident assumption that +the will of the French magnates in such matters was superior to that +of both pope and council, so far as France was concerned. The action +at Bourges well illustrates the growing spirit of French nationality +which had sprung up since the recent achievements of Joan of Arc. + +The Pragmatic Sanction dealt in the main with four subjects--the +authority of church councils, the diminishing of papal patronage, the +restriction of papal taxation, and the limitation of appeals to Rome. +Together these matters are commonly spoken of as the "Gallican +liberties," i.e., the liberties of the Gallic or French church, and +they implied the right of the national church to administer its own +affairs with only the slightest interference from the pope or other +outside powers; in other words, they were essentially anti-papal. +Louis XI., the successor of Charles VII., for diplomatic reasons, +sought to revoke the Pragmatic Sanction, but the Parlement of Paris +refused to register the ordinance and for all practical purposes the +Pragmatic was maintained until 1516. In that year Francis I. +established the relations of the papacy and the French clergy on the +basis of a new "concordat," which, however, was not very unlike the +Pragmatic. The Pragmatic is of interest to the student of French +history mainly because of the degree in which it enhanced the power of +the crown, particularly in respect to the ecclesiastical affairs of +the realm, and because of the testimony it bears to the declining +influence of the papacy in the stronger nations like France and +England. The text printed below represents only an abstract of the +document, which in all included thirty-three chapters. + + Source.--Text in Vilevault et Bréquigny, _Ordonnances des Rois + de France de la Troisième Race_ (Paris, 1772), Vol. XIII., pp. + 267-291. + + [Sidenote: Charles VII. recognizes the obligations of the king + to the Church] + + [Sidenote: Abuses prevalent in the French church] + + The king declares that, according to the oath taken at their + coronation, kings are bound to defend and protect the holy Church, + its ministers and its sacred offices, and zealously to guard in + their kingdoms the decrees of the holy fathers. The general council + assembled at Basel to continue the work begun by the councils of + Constance and Siena,[539] and to labor for the reform of the + Church, in both its head and members, having had presented to it + numerous decrees and regulations, with the request that it accept + them and cause them to be observed in the kingdom, the king has + convened an assembly composed of prelates and other ecclesiastics + representing the clergy of France and of the Dauphiné.[540] He has + presided in person over its deliberations, surrounded by his son, + the princes of the blood, and the principal lords of the realm. He + has listened to the ambassadors of the Pope and the council. From + the examination of prelates and the most renowned doctors, and from + the thoroughgoing discussions of the assembly, it appears that, + from the falling into decay of the early discipline, the churches + of the kingdom have been made to suffer from all sorts of + insatiable greed; that the _réserve_ and the _grâce_ + _expectative_[541] have given rise to grievous abuses and + unbearable burdens; that the most notable and best endowed + benefices have fallen into the hands of unknown men, who do not + conform at all to the requirement of residence and who do not + understand the speech of the people committed to their care, and + consequently are neglectful of the needs of their souls, like + mercenaries who dream of nothing whatever but temporal gain; that + thus the worship of Christ is declining, piety is enfeebled, the + laws of the Church are violated, and buildings for religious uses + are falling in ruin. The clergy abandon their theological studies, + because there is no hope of advancement. Conflicts without number + rage over the possession of benefices, plurality of which is + coveted by an execrable ambition. Simony is everywhere glaring; the + prelates and other collators[542] are pillaged of their rights and + their ministry; the rights of patrons are impaired; and the wealth + of the kingdom goes into the hands of foreigners, to the detriment + of the clergy. + + [Sidenote: The decrees of Basel accepted with some modifications] + + Since, in the judgment of the prelates and other ecclesiastics, the + decrees of the holy council of Basel seemed to afford a suitable + remedy for all these evils, after mature deliberation, we have + decided to accept them--some without change, others with certain + modifications--without wishing to cast doubt upon the power and + authority of the council, but at the same time taking account of + the necessities of the occasion and of the customs of the nation. + + =1.= General councils shall be held every ten years, in places to + be designated by the pope. + + =2.= The authority of the general council is superior to that of + the pope in all that pertains to the faith, the extirpation of + schism, and the reform of the Church in both head and members.[543] + + =3.= Election is reëstablished for ecclesiastical offices; but the + king, or the princes of his kingdom, without violating the + canonical rules, may make recommendations when elections are to + occur in the chapters or the monasteries.[544] + + =4.= The popes shall not have the right to reserve the collation of + benefices, or to bestow any benefice before it becomes vacant. + + =5.= All grants of benefices made by the pope in virtue of the + _droit d'expectative_ are hereby declared null. Those who shall + have received such benefices shall be punished by the secular + power. The popes shall not have the right to interfere by the + creation of canonships.[545] + + =6.= Appeals to Rome are prohibited until every other grade of + jurisdiction shall have been exhausted. + + =7.= Annates are prohibited.[546] + + +FOOTNOTES: + +[530] The consecrated wafer, believed to be the body of Christ, which +in the Mass is offered as a sacrifice; also the bread before +consecration. + +[531] Certain periods of the day, set apart by the laws of the Church, +for the duties of prayer and devotion; also certain portions of the +Breviary to be used at stated hours. The seven canonical hours are +matins and lauds, the first, third, sixth, and ninth hours, vespers, +and compline. + +[532] That is, infant baptism and the _viaticum_ (the Lord's Supper +when administered to persons in immediate danger of death). + +[533] Extreme unction is the sacrament of anointing in the last +hours,--the application of consecrated oil by a priest to all the +senses, i.e., to eyes, ears, nostrils, etc., of a person when in +immediate danger of death. The sacrament is performed for the +remission of sins. + +[534] St. Dionysius was bishop of Alexandria about the middle of the +third century. He was a pupil of the great theologian Origen and +himself a writer of no small ability on the doctrinal questions which +vexed the early Church. + +[535] Manichæus was a learned Persian who, in the third century, +worked out a system of doctrine which sought to combine the principles +of Christianity with others taken over from the Persian and kindred +Oriental religions. The most prominent feature of the resulting creed +was the conception of an absolute dualism running throughout the +universe--light and darkness, good and evil, soul and body--which +existed from the beginning and should exist forever. The Manichæan +sect spread from Persia into Asia Minor North Africa, Sicily, and +Italy. Though persecuted by Diocletian, and afterwards by some of the +Christian emperors, it had many adherents as late as the sixth +century, and certain of its ideas appeared under new names at still +later times, notably among the Albigenses in southern France in the +twelfth century. + +[536] Annates were payments made to the pope by newly elected or +appointed ecclesiastical officials of the higher sort. They were +supposed to comprise the first year's income from the bishop's or +abbot's benefice. + +[537] The _décime_ was an extraordinary royal revenue derived from the +payment by the clergy of a tenth of the annual income from their +benefices. Its prototype was the Saladin tithe, imposed by Philip +Augustus (1180-1223) for the financing of his crusade. In the latter +half of the thirteenth century, and throughout the fourteenth, the +_décime_ was called for by the kings with considerable frequency, +often ostensibly for crusading purposes, and it was generally obtained +by a more or less compulsory vote of the clergy, or without their +consent at all. + +[538] Pragmatic, in the general sense, means any sort of decree of +public importance; in its more special usage it denotes an ordinance +of the crown regulating the relations of the national clergy with the +papacy. The modern equivalent is "concordat." + +[539] When the Council of Constance came to an end, in April, 1418, it +was agreed between this body and Pope Martin V. that a similar council +should be convened at Pavia in 1423. When the time arrived, conditions +were far from favorable, but the University of Paris pressed the Pope +to observe his pledge in the matter and the council was duly convened. +Very few members appeared at Pavia, and, the plague soon breaking out +there, the meeting was transferred to Siena. Even there only five +German prelates were present, six French, and not one Spanish. Small +though it was, the council entered upon a course so independent and +self-assertive that in the following year the Pope was glad to take +advantage of its paucity of numbers to declare it dissolved. + +[540] The Dauphiné was a region on the east side of the Rhone which, +in 1349, was purchased of Humbert, Dauphin of Vienne, by Philip VI., +and ceded by the latter to his grandson Charles, the later Charles V. +(1364-1380). Charles assumed the title of "the Dauphin," which became +the established designation of the heir-apparent to the French throne. + +[541] Under the _grâce expectative_ the pope conferred upon a prelate +a benefice which at the time was filled, to be assumed as soon as it +should fall vacant. Benefices of larger importance, such as the +offices of bishop and abbot, were often subject to the _réserve_; that +is, the pope regularly reserved to himself the right of filling them, +sometimes before, sometimes after, the vacancy occurred. These acts +constituted clear assumptions by the popes of power which under the +law of the Church was not theirs, and, though the framers of the +Pragmatic Sanction had motives which were more or less selfish for +combatting the _réserve_ and the _grâce expectative_, there can be no +question that the abuses aimed at were as real as they were +represented to be. + +[542] Those who presented and installed men in benefices. + +[543] These first two chapters reproduce without change the decrees of +the Council of Basel. The second reiterates, in substance, the +declaration of the Council of Constance [see p. 393]. + +[544] That is, the "canonical" system of election of bishops by the +chapters and of abbots by the monks. The Pragmatic differs in this +clause from the decree of the Council of Basel in allowing temporal +princes to recommend persons for election. + +[545] This means that the pope is not to add to the number of canons +in any cathedral chapter as a means of influencing the composition and +deliberations of that body. + +[546] Annates were ordinarily the first year's revenues of a benefice +which, under the prevailing system, were supposed to be paid by the +incumbent to the pope. The Pragmatic goes on to provide that during +the lifetime of Pope Eugene one-fifth of the accustomed annates should +continue to be paid. + + + + +CHAPTER XXIV. + +THE EMPIRE IN THE TWELFTH, THIRTEENTH, AND FOURTEENTH CENTURIES + + +70. The Peace of Constance (1183) + +With the election of Frederick Barbarossa as emperor, in 1152, a new +stage of the great papal-imperial combat was entered upon, though +under conditions quite different from those surrounding the contest in +the preceding century [see Chap. XVI]. The Empire was destined to +succumb in the end to the papacy, but with a sovereign of Frederick's +energy and ability at its head it was able at least to make a stubborn +fight and to meet defeat with honor. The new reign was inaugurated by +a definite announcement of the Emperor's intention to consolidate and +strengthen the imperial government throughout all Germany and Italy. +The task in Germany was far from simple; in Italy it was the most +formidable that could have been conceived, and this for the reason +that the Italian population was largely gathered in cities with strong +political and military organization, with all the traditions of +practical independence, and with no thought of submitting to the +government of an emperor or any other claimant to more than merely +nominal sovereignty. + +Trouble began almost at once between Frederick and the free commune of +Milan, though war was averted for a time by the oaths taken to the +Emperor on the occasion of his first expedition across the Alps in +1154. Between that date and 1158 the consuls of the city were detected +in treacherous conduct and, the people refusing to disavow them, in +the latter year the Emperor again crossed the Alps, bent on nothing +less than the annihilation of the commune and the dispersion of its +inhabitants. He carried with him a larger army than a head of the Holy +Roman Empire had ever led into Italy. The Milanese submitted, under +conditions extremely humiliating, and Frederick, after being assured +by the doctors of law at the new university of Bologna that he was +acting quite within the letter of the Roman law, proceeded to lay +claim to the _regalia_ (royal rights, such as tolls from roads and +rivers, products of mines, and the estates of criminals), to the right +to levy an extraordinary war tax, and to that of appointing the chief +civic magistrates. Disaffection broke out at once in many of the +communes, but chiefly at Milan; whereupon Frederick came promptly to +the conclusion that the time had arrived to rid himself of this +irreconcilable opponent of his measures. The city was besieged and, +after its inhabitants had been starved into surrender, almost +completely destroyed (1162). + +Only temporarily did the barbarous act have its intended effect; the +net result was a widespread revival of the communal spirit, which +expressed itself in the formation of a sturdy confederacy known as the +Lombard League. One of the League's first acts was to rebuild Milan, +under whose leadership the struggle with the Emperor was actively +renewed. In 1168 a new city was founded at the foot of the Alps near +Pavia to serve as a base of operations in the campaign which the +League proposed to wage against the common enemy. It was given the +name Alessandria (or Alexandria) in honor of Pope Alexander III., who +was friendly to the cause of the cities. In 1174 Frederick began an +open attack on the League, but in 1176, at Legnano, he suffered an +overwhelming defeat, due largely to his failure to receive +reinforcements from Germany. The adjustment of peace was intrusted to +an assembly at Venice in which all parties were represented. The +result was the treaty of Venice (1177), the advantages of which were +wholly against the Empire. A truce of six years was granted the +cities, with the understanding that all details were to be arranged +within, or at the expiration of, that time. + +When the close of the period arrived, in 1183, Frederick no longer +dreamed of subduing and punishing the rebellious Italians, but instead +was quite ready to agree to a permanent peace. The result was the +Peace of Constance, which has been described as the earliest +international agreement of the kind in modern history. By this +instrument the theoretical overlordship of the Emperor in Italy was +reasserted, though in fact it had never been denied. Beyond this, +however, the communes were recognized as essentially independent. +Those who had enjoyed the right to choose their own magistrates +retained it; their financial obligations to the Emperor were clearly +defined; and the League was conceded to be a legitimate and permanent +organization. By yielding on numerous vital points the Empire had +vindicated its right to exist, but its administrative machinery, so +far as Italy was concerned, was still further impaired. This +machinery, it must be said, had never been conspicuously effective +south of the Alps. As for Frederick, he set out in 1189 upon the Third +Crusade, during the course of which he met his death in Asia Minor +without being permitted to see the Holy Land. + + Source--Text in _Monumenta Germaniæ Historica_, Legum Sectio + IV. (Weiland ed.), Vol. I., pp. 411-418. Adapted from + translation in Oliver J. Thatcher and Edgar H. McNeal, _Source + Book for Mediæval History_ (New York, 1905,) pp. 199-202. + + [Sidenote: Concessions to the cities of the League] + + =1.= We, Frederick, emperor of the Romans, and our son Henry, king + of the Romans,[547] hereby grant to you, the cities, territories, + and persons of the League, the _regalia_ and other rights within + and without the cities, as you have been accustomed to hold them; + that is, each member of the League shall have the same rights as + the city of Verona has had in the past, or has now. + + =2.= The members of the League shall exercise freely and without + interference from us all the rights which they have exercised of + old. + + =3.= These are the rights which are guaranteed to you: the + _fodrum_,[548] forests, pastures, bridges, streams, mills, + fortifications of the cities, criminal and civil jurisdiction, and + all other rights which concern the welfare of the city. + + [Sidenote: How the regalia remaining to the Emperor were to be + determined] + + =4.= The _regalia_ which are not to be granted to the members of + the League shall be determined in the following manner: in the case + of each city, certain men shall be chosen for this purpose from + both the bishopric and the city; these men shall be of good repute, + capable of deciding these questions, and such as are not prejudiced + against either party. Acting with the bishop of the diocese, they + shall swear to inquire into the questions of the _regalia_ and to + set aside those that by right belong to us. If, however, the cities + do not wish to submit to this inquisition, they shall pay to us an + annual tribute of 2,000 marks in silver as compensation for our + _regalia_. If this sum seems excessive, it may be reduced. + + =5.= If anyone appeals to us in regard to matters which are by this + treaty admitted to be under your jurisdiction, we agree not to hear + such an appeal. + + =8.= All privileges, gifts, and concessions made in the time of the + war by us or our representatives to the prejudice or injury of the + cities, territories, or members of the League are to be null and + void. + + [Sidenote: The consuls] + + =9.= Consuls[549] of cities where the bishop holds the position of + count from the king or emperor shall receive their office from the + bishop, if this has been the custom before. In all other cities the + consuls shall receive their office from us, in the following + manner: after they have been elected by the city they shall be + invested with office by our representative in the city or + bishopric, unless we are ourselves in Lombardy, in which case they + shall be invested by us. At the end of every five years each city + shall send its representative to us to receive the investiture. + + =10.= This arrangement shall be observed by our successor, and all + such investitures shall be free. + + =11.= After our death, the cities shall receive investiture in the + same way from our son and from his successors. + + [Sidenote: Appeals to the Emperor] + + =12.= The Emperor shall have the right of hearing appeals in cases + involving more than 25 pounds, saving the right of the church of + Brescia to hear appeals. The appellant shall not, however, be + compelled to come to Germany, but he shall appeal to the + representative of the Emperor in the city or bishopric. This + representative shall examine the case fairly and shall give + judgment according to the laws and customs of that city. The + decision shall be given within two months from the time of appeal, + unless the case shall have been deferred by reason of some legal + hindrance or by the consent of both parties. + + =13.= The consuls of cities shall take the oath of allegiance to + the Emperor before they are invested with office. + + [Sidenote: The oath of fidelity] + + =14.= Our vassals shall receive investiture from us and shall take + the vassal's oath of fidelity. All other persons between the ages + of 15 and 70 shall take the ordinary oath of fidelity to the + Emperor unless there be some good reason why this oath should be + omitted. + + =17.= All injuries, losses, and damages which we or our followers + have sustained from the League, or any of its members or allies, + are hereby pardoned, and all such transgressors are hereby received + back into our favor. + + =18.= We will not remain longer than is necessary in any city or + bishopric. + + =19.= It shall be permitted to the cities to erect fortifications + within or without their boundaries. + + [Sidenote: Recognition of the League's right to exist] + + =20.= It shall be permitted to the League to maintain its + organization as it now is, or to renew it as often as it desires. + + +71. Current Rumors Concerning the Life and Character of Frederick II. + +Frederick II. (1194-1250), king of Naples and Sicily and emperor of +the Holy Roman Empire, was a son of Emperor Henry VI. and a grandson +of Frederick Barbarossa. When his father died (1197) it was intended +that the young child's uncle, Philip of Hohenstaufen, should occupy +the imperial throne temporarily as regent. Philip, however, proceeded +to assume the position as if in his own right and became engaged in a +deadly conflict with a rival claimant, Otto IV., during which the +Pope, Innocent III., fanned the flames of civil war and made the +situation contribute chiefly to the aggrandizement of papal authority +in temporal affairs. In 1208 Philip was assassinated and in the +following year Otto received the imperial crown at Rome. Almost +immediately, however, disagreement broke out between the Pope and the +new Emperor, chiefly because of the latter's ambition to become king +of Sicily. Repenting that he had befriended Otto, Innocent promptly +excommunicated him and set on foot a movement--in which he enlisted +the services of Philip Augustus of France--to supplant the obnoxious +Emperor by Frederick of Sicily (the later Frederick II.). Otto was a +nephew of Richard I. and John of England and the latter was easily +persuaded to enter into an alliance with him against the +papal-French-Sicilian combination. The result was the battle of +Bouvines [see p. 297], in 1214, in which John and Otto were hopelessly +defeated. Meanwhile, in 1212, Frederick had received a secret embassy +from Otto's discontented subjects in Germany, offering him the +imperial crown if he would come and claim it. In response he had +gathered an army and, with the approval of Innocent and of Philip +Augustus, had crossed the Alps for the purpose of winning over the +German people from Otto to himself. The battle of Bouvines (in which +Frederick was not engaged, but from which he profited immensely) was +the death-blow to Otto's cause and Frederick was soon recognized +universally as head of the Empire. + +The reign of Frederick II. (1212-1250) was a period of large +importance in European history. The Emperor's efforts and +achievements--his crusade, his great quarrel with Gregory IX. and +Innocent IV., his legislation, his struggles with the Lombard +League--were full of interest and significance, but, after all, not +more so than the purely personal aspects of his career. Mr. Bryce has +a passage which states admirably the position of Frederick with +reference to his age and its problems. A portion of it is as follows: +"Out of the long array of the Germanic successors of Charles +[Charlemagne], he is, with Otto III.,[550] the only one who comes +before us with a genius and a frame of character that are not those of +a Northern or a Teuton. There dwelt in him, it is true, all the energy +and knightly valor of his father Henry and his grandfather Frederick +I. But along with these, and changing their direction, were other +gifts, inherited perhaps from his half Norman, half Italian mother and +fostered by his education in Sicily, where Mussulman and Byzantine +influences were still potent, a love of luxury and beauty, an +intellect refined, subtle, philosophical. Through the mist of calumny +and legend it is but dimly that the truth of the man can be discerned, +and the outlines that appear serve to quicken rather than appease the +curiosity with which we regard one of the most extraordinary +personages in history. A sensualist, yet also a warrior and a +politician; a profound law-giver and an impassioned poet; in his youth +fired by crusading fervor, in later life persecuting heretics while +himself accused of blasphemy and unbelief; of winning manners and +ardently beloved by his followers, but with the stain of more than one +cruel deed upon his name, he was the marvel of his own generation, and +succeeding ages looked back with awe, not unmingled with pity, upon +the inscrutable figure of the last emperor who had braved all the +terrors of the Church and died beneath her ban, the last who had ruled +from the sands of the ocean to the shores of the Ionian Sea. But while +they pitied they condemned. The undying hatred of the papacy threw +round his memory a lurid light; him and him alone of all the imperial +line, Dante, the worshipper of the empire, must perforce deliver to +the flames of hell."[551] + +The following selections from the _Greater Chronicle_ of Matthew Paris +comprise some of the stories which were current in Frederick's day +regarding his manners, ideas, and deeds. Frederick was far ahead of +his age and it was inevitable that the qualities in him which men +could not understand or appreciate should become the grounds for dark +rumors and unsavory suspicions. Matthew Paris was an English monk of +St. Albans. It is thought that he was called _Parisiensis_, "the +Parisian," because of having been born or educated in the capital of +France. He seems to have confined his attention wholly to the study of +history, and mainly to the history of his own country. His _Chronicle_ +takes up the story of English and continental affairs in detail with +the year 1235 (where Roger of Wendover had stopped in his _Flowers of +History_) and continues to the year 1259. His book has been described +as "probably the most generally useful historical production of the +thirteenth century."[552] + + Source--Matthæus Parisiensis, _Chronica Majora_ [Matthew + Paris, "Greater Chronicle"]. Adapted from translation by J. A. + Giles (London, 1852), Vol. I., pp. 157-158, 166-167, 169-170; + Vol. II., pp. 84-85, 103. + + [Sidenote: Frederick suspected of heresy] + + [Sidenote: Accusation of friendly relations with the Saracens] + + In the course of the same year [1238] the fame of the Emperor + Frederick was clouded and marred by his jealous enemies and rivals; + for it was imputed to him that he was wavering in the Catholic + faith, or wandering from the right way, and had given utterance to + some speeches, from which it could be inferred and suspected that + he was not only weak in the Catholic faith, but--what was a much + greater and more serious crime--that there was in him an enormity + of heresy, and the most dreadful blasphemy, to be detested and + execrated by all Christians. For it was reported that the Emperor + Frederick had said (although it may not be proper to mention it) + that three imposters had so craftily deceived their contemporaries + as to gain for themselves the mastery of the world: these were + Moses, Jesus, and Mahomet [Mohammed]; and that he had impiously + given expression to some wicked and incredible ravings and + blasphemies respecting the most holy Eucharist. Far be it from any + discreet man, much less a Christian, to employ his tongue in such + raving blasphemy. It was also said by his rivals that the Emperor + agreed with and believed in the law of Mahomet more than that of + Jesus Christ. A rumor also crept amongst the people (which God + forbid to be true of such a great prince) that he had been for a + long time past in alliance with the Saracens, and was more friendly + to them than to the Christians; and his rivals, who were + endeavoring to blacken his fame, attempted to establish this by + many proofs. Whether they sinned or not, He alone knows who is + ignorant of nothing.... + + [Sidenote: Frederick's seizure of the lands belonging to a bishop] + + [Sidenote: Refusing to restore them, he is excommunicated] + + In Lent, of the same year [1239], seeing the rash proceedings of + the Emperor, and that his words pleaded excuse for his + sins,--namely, that by the assistance of some of the nobles and + judges of Sardinia he had taken into his own possession, and still + held, the land and castles of the bishop of Sardinia, and + constantly declared that they were a portion of the Empire, and + that he by his first and chief oath would preserve the rights of + the Empire to the utmost of his power, and would also collect the + scattered portions of it,--the Pope[553] was excited to the most + violent anger against him. He set forth some very serious + complaints and claims against the Emperor and wrote often boldly + and carefully to him, advising him repeatedly by many special + messengers, whose authority ought to have obtained from him the + greatest attention, to restore the possessions he had seized, and + to desist from depriving the Church of her possessions, of which + she was endowed by long prescription. And, like a skilful + physician, who at one time makes use of medicines, at another of + the knife, and at another of the cauterizing instrument, he mixed + threats with entreaties, friendly messages with fearful + denunciations. As the Emperor, however, scornfully rejected his + requests, and excused his actions by arguments founded on reason, + his holiness the Pope, on Palm Sunday, in the presence of a great + many of the cardinals, in the spirit of glowing anger, solemnly + excommunicated the said Emperor Frederick, as though he would at + once have hurled him from his imperial dignity, consigning him with + terrible denunciations to the possession of Satan at his death; + and, as it were, thundering forth the fury of his anger, he excited + terror in all his hearers....[554] + + [Sidenote: Frederick accuses the Pope of ingratitude and jealousy] + + The Emperor, on hearing of this, was inflamed with violent anger, + and with oft-repeated reproaches accused the Church and its rulers + of ingratitude to him, and of returning evil for good. He recalled + to their recollection how he had exposed himself and his property + to the billows and to a thousand kinds of danger for the + advancement of the Church's welfare and the increase of the + Catholic faith, and affirmed that whatever honors the Church + possessed in the Holy Land had been acquired by his toil and + industry. "But," said he, "the Pope, jealous at such a happy + increase being acquired for the Church by a layman, and who desires + gold and silver rather than an increase of the faith (as witness + his proceedings), and who extorts money from all Christendom in the + name of tithes, has, by all the means in his power, done his best + to supplant me, and has endeavored to disinherit me while fighting + for God, exposing my body to the weapons of war, to sickness, and + to the snares of his enemies, after encountering the dangers of the + unsparing billows. See what sort of protection is this of our + father's! What kind of assistance in difficulties is this afforded + by the vicar of Jesus Christ"!...[555] + + [Sidenote: Further accusation of an alliance with the Saracens] + + [Sidenote: His neglect of pious and charitable works] + + "Besides, he is united by a detestable alliance with the + Saracens,--has ofttimes sent messages and presents to them, and in + turn received the same from them with respect and alacrity...; and + what is a more execrable offense, he, when formerly in the country + beyond sea, made a kind of arrangement, or rather collusion, with + the sultan, and allowed the name of Mahomet to be publicly + proclaimed in the temple of the Lord day and night; and lately, in + the case of the sultan of Babylon [Cairo], who, by his own hands, + and through his agents, had done irreparable mischief and injury to + the Holy Land and its Christian inhabitants, he caused that + sultan's ambassadors, in compliment to their master, as is + reported, to be honorably received and nobly entertained in his + kingdom of Sicily. He also, in opposition to the Christians, abuses + the pernicious and horrid rites of other infidels, and, entering + into an alliance of friendship with those who wickedly pay little + respect to and despise the Apostolic See, and have seceded from + the unity of the Church, he, laying aside all respect for the + Christian religion, caused, as is positively asserted, the duke of + Bavaria, of illustrious memory, a special and devoted ally of the + Roman Church, to be murdered by the assassins. He has also given + his daughter in marriage to Battacius, an enemy of God and the + Church, who, together with his aiders, counsellors, and abettors, + was solemnly expelled from the communion of the Christians by + sentence of excommunication. Rejecting the proceedings and customs + of Catholic princes, neglecting his own salvation and the purity of + his fame, he does not employ himself in works of piety; and what is + more (to be silent on his wicked and dissolute practices), although + he has learned to practice oppression to such a degree, he does not + trouble himself to relieve those oppressed by injuries, by + extending his hand, as a Christian prince ought, to bestow alms, + although he has been eagerly aiming at the destruction of the + churches, and has crushed religious men and other ecclesiastical + persons with the burden and persecution of his yoke. And it is not + known that he ever built or founded either churches, monasteries, + hospitals, or other pious places. Now these are not light, but + convincing, grounds for suspicions of heresy being entertained + against him."... + + [Sidenote: Frederick's wrath at his excommunication] + + When the Emperor Frederick was made fully aware of all these + proceedings [i.e., his excommunication at Lyons] he could not + contain himself, but burst into a violent rage and, darting a + scowling look on those who sat around him, he thundered forth: "The + Pope in his synod has disgraced me by depriving me of my crown. + Whence arises such great audacity? Whence proceeds such rash + presumption? Where are my chests which contain my treasures?" And + on their being brought and unlocked before him, by his order, he + said, "See if my crowns are lost now;" then finding one, he placed + it on his head and, being thus crowned, he stood up, and, with + threatening eyes and a dreadful voice, unrestrainable from + passion, he said aloud, "I have not yet lost my crown, nor will I + be deprived of it by any attacks of the Pope or the council, + without a bloody struggle. Does his vulgar pride raise him to such + heights as to enable him to hurl from the imperial dignity me, the + chief prince of the world, than whom none is greater--yea, who am + without an equal? In this matter my condition is made better: in + some things I _was_ bound to obey, at least to respect, him; but + now I am released from all ties of affection and veneration, and + also from the obligation of any kind of peace with him." From that + time forth, therefore, he, in order to injure the Pope more + effectually and perseveringly, did all kinds of harm to his + Holiness, in his money, as well as in his friends and relatives. + + +72. The Golden Bull of Charles IV. (1356) + +The century following the death of Frederick II. (1250) was a period +of unrest and turbulence in German history, the net result of which +politically was the almost complete triumph of the princes, lay and +clerical, over the imperial power. By 1350 the local magnates had come +to be virtually sovereign throughout their own territories. They +enjoyed the right of legislation and the privileges of coining money +and levying taxes, and in many cases they had scarcely so much as a +feudal bond to remind them of their theoretical allegiance to the +Empire. The one principle of action upon which they could agree was +that the central monarchy should be kept permanently in the state of +helplessness to which it had been reduced. The power of choosing a +successor when a vacancy arose in the imperial office had fallen +gradually into the hands of seven men, who were known as the +"electors" and who were recognized in the fourteenth century as +possessing collective importance far greater than that of the emperor. +Three of these seven--the archbishops of Mainz, Trier, and +Cologne--were great ecclesiastics; the other four--the king of +Bohemia, the margrave of Brandenburg, the duke of Saxony, and the +count palatine of the Rhine--were equally influential laymen. This +electoral college first came into prominence at the election of +Rudolph I. (of the House of Hapsburg) at the end of the Interregnum in +1273. From that time until the termination of the Holy Roman Empire +in 1806 these seven men (eight after 1648 and nine after 1692) played +a part in German history not inferior to that of the emperors. They +imposed upon their candidates such conditions as they chose, and when +the bearer of the imperial title grew restive and difficult to control +they did not hesitate to make war upon him, or even in extreme cases +to depose him. It has been well said that never in all history have +worse scandals been connected with any sort of elections than were +associated repeatedly with the actions of these German electors. + +The central document in German constitutional history in the Middle +Ages is the Golden Bull of Emperor Charles IV. (1347-1378), +promulgated in 1356. For a century prior to the reign of Charles the +question of the imperial succession had been one of extreme +perplexity. The electoral college had grown up to assume the +responsibility, but this body rested on no solid legal basis and its +acts were usually regarded as null by all whom they displeased, with +the result that a civil war succeeded pretty nearly every election. +Charles was shrewd enough to see that the existing system could not be +set aside; the electors were entirely too powerful to permit of that. +But he also saw that it might at least be improved by giving it the +quality of legality which it had hitherto lacked. The result of his +efforts in this direction was the Golden Bull, issued and confirmed at +the diets of Nürnberg (Nuremberg) and Metz in 1356. The document, +thenceforth regarded as the fundamental law of the Empire, dealt with +a wide variety of subjects. It confirmed the electorship in the person +of the king of Bohemia which had long been disputed by a rival branch +of the family;[556] it made elaborate provision for the election of +the emperor by the seven magnates; it defined the social and political +prerogatives of these men and prescribed the relations which they +should bear to their subjects, to other princes, and to the emperor; +and it made numerous regulations regarding conspiracies, coinage, +immunities, the forfeiture of fiefs, the succession of electoral +princes, etc. In a word, as Mr. Bryce has put it, the document +"confessed and legalized the independence of the Electors and the +powerlessness of the crown."[557] Only a few selections from it can be +given here, particularly those bearing on the methods of electing the +emperor. + + Source--Text in Wilhelm Altmann und Ernst Bernheim, + _Ausgewählte Urkunden zur Erläuterung der + Verfassungsgeschichte Deutschlands im Mittelalter_ ["Select + Documents Illustrative of the Constitutional History of + Germany in the Middle Ages"], 3rd ed., Berlin, 1904, pp. + 54-83. Adapted from translation in Oliver J. Thatcher and + Edgar H. McNeal, _Source Book for Mediæval History_ (New York, + 1905), pp. 284-295 _passim_. + + [Sidenote: Guarantee of safety of travel for the electors] + + I. =1.= We decree and determine by this imperial edict that, + whenever the electoral princes are summoned according to the + ancient and praiseworthy custom to meet and elect a king of the + Romans and future emperor, each one of them shall be bound to + furnish on demand an escort and safe-conduct to his fellow electors + or their representatives, within his own lands and as much farther + as he can, for the journey to and from the city where the election + is to be held. Any electoral prince who refuses to furnish escort + and safe-conduct shall be liable to the penalties for perjury and + to the loss of his electoral vote for that occasion. + + [Sidenote: Penalties for violation of the safe-conduct of the + electors] + + =2.= We decree and command also that all other princes who hold + fiefs from the Empire, by whatever title, and all counts, barons, + knights, clients, nobles, commoners, citizens, and all corporations + of towns, cities, and territories of the Empire, shall furnish + escort and safe-conduct for this occasion to every electoral prince + or his representatives, on demand, within their own lands and as + much farther as they can. Violators of this decree shall be + punished as follows: princes, counts, barons, knights, clients, and + all others of noble rank, shall suffer the penalties of perjury, + and shall lose the fiefs which they hold of the emperor or any + other lord, and all their possessions; citizens and corporations + shall also suffer the penalty for perjury, shall be deprived of all + the rights, liberties, privileges, and graces which they have + received from the Empire, and shall incur the ban of the Empire + against their persons and property. Those whom we deprive of their + rights for this offense may be attacked by any man without + appealing to a magistrate, and without danger of reprisal; for they + are rebels against the state and the Empire, and have attacked the + honor and security of the prince, and are convicted of + faithlessness and perfidy. + + [Sidenote: Supplies for the use of the electors] + + =3.= We also command that the citizens and corporations of cities + shall furnish supplies to the electoral princes and their + representatives on demand at the regular price and without fraud, + whenever they arrive at, or depart from, the city on their way to + or from the election. Those who violate this decree shall suffer + the penalties described in the preceding paragraph for citizens and + corporations. If any prince, count, baron, knight, client, noble, + commoner, citizen, or city shall attack or molest in person or + goods any of the electoral princes or their representatives, on + their way to or from an election, whether they have safe-conduct or + not, he and his accomplices shall incur the penalties above + described, according to his position and rank. + + [Sidenote: The electors to be summoned by the archbishop of Mainz] + + =16.= When the news of the death of the king of the Romans has been + received at Mainz, within one month from the date of receiving it + the archbishop of Mainz shall send notices of the death and the + approaching election to all the electoral princes. But if the + archbishop neglects or refuses to send such notices, the electoral + princes are commanded on their fidelity to assemble on their own + motion and without summons at the city of Frankfort,[558] within + three months from the death of the emperor, for the purpose of + electing a king of the Romans and future emperor. + + =17.= Each electoral prince or his representatives may bring with + him to Frankfort at the time of the election a retinue of 200 + horsemen, of whom not more than 50 shall be armed. + + [Sidenote: How a vote might be forfeited] + + =18.= If any electoral prince, duly summoned to the election, fails + to come, or to send representatives with credentials containing + full authority, or if he (or his representatives) withdraws from + the place of the election before the election has been completed, + without leaving behind substitutes fully accredited and empowered, + he shall lose his vote in that election. + + [Sidenote: The oath taken by the electors] + + II. =2.=[559] "I, archbishop of Mainz, archchancellor of the Empire + for Germany,[560] electoral prince, swear on the holy gospels here + before me, and by the faith which I owe to God and to the Holy + Roman Empire, that with the aid of God, and according to my best + judgment and knowledge, I will cast my vote, in this election of + the king of the Romans and future emperor, for a person fitted to + rule the Christian people. I will give my voice and vote freely, + uninfluenced by any agreement, price, bribe, promise, or anything + of the sort, by whatever name it may be called. So help me God and + all the saints." + + [Sidenote: Provision to ensure an election] + + =3.= After the electors have taken this oath, they shall proceed to + the election, and shall not depart from Frankfort until the + majority have elected a king of the Romans and future emperor, to + be ruler of the world and of the Christian people. If they have not + come to a decision within thirty days from the day on which they + took the above oath, after that they shall live upon bread and + water and shall not leave the city until the election has been + decided. + + [Sidenote: Order of precedence of the three archbishops] + + III. =1.= To prevent any dispute arising between the archbishops of + Trier, Mainz, and Cologne, electoral princes of the Empire, as to + their priority and rank in the diet,[561] it has been decided and + is hereby decreed, with the advice and consent of all the electoral + princes, ecclesiastical and secular, that the archbishop of Trier + shall have the seat directly opposite and facing the emperor; that + the archbishop of Mainz shall have the seat at the right of the + emperor when the diet is held in the diocese or province of Mainz, + or anywhere in Germany except in the diocese of Cologne; that the + archbishop of Cologne shall have the seat at the right of the + emperor when the diet is held in the diocese or province of + Cologne, or anywhere in Gaul or Italy. This applies to all public + ceremonies--court sessions, conferring of fiefs, banquets, + councils, and all occasions on which the princes meet with the + emperor for the transaction of imperial business. This order of + seating shall be observed by the successors of the present + archbishops of Cologne, Trier, and Mainz, and shall never be + questioned. + + [Sidenote: Seating arrangement at table] + + IV. =1.= In the imperial diet, at the council-board, table, and all + other places where the emperor or king of the Romans meets with the + electoral princes, the seats shall be arranged as follows: On the + right of the emperor, first, the archbishop of Mainz, or of + Cologne, according to the province in which the meeting is held, as + arranged above; second, the king of Bohemia, because he is a + crowned and anointed prince; third, the count palatine of the + Rhine; on the left of the emperor, first, the archbishop of + Cologne, or of Mainz; second, the duke of Saxony; third, the + margrave of Brandenburg. + + [Sidenote: The order of voting] + + =2.= When the imperial throne becomes vacant, the archbishop of + Mainz shall have the authority, which he has had from of old, to + call the other electors together for the election. It shall be his + peculiar right also, when the electors have convened for the + election, to collect the votes, asking each of the electors + separately in the following order: first, the archbishop of Trier, + who shall have the right to the first vote, as he has had from of + old; then the archbishop of Cologne, who has the office of first + placing the crown upon the head of the king of the Romans; then the + king of Bohemia, who has the priority among the secular princes + because of his royal title; fourth, the count palatine of the + Rhine; fifth, the duke of Saxony; sixth, the margrave of + Brandenburg. Then the princes shall ask the archbishop of Mainz in + turn to declare his choice and vote. At the diet, the margrave of + Brandenburg shall offer water to the emperor or king, to wash his + hands; the king of Bohemia shall have the right to offer him the + cup first, although, by reason of his royal dignity, he shall not + be bound to do this unless he desires; the count palatine of the + Rhine shall offer him food; and the duke of Saxony shall act as his + marshal in the accustomed manner. + + [Sidenote: Judicial privileges of the electors confirmed and + enlarged] + + XI. =1.= We decree also that no count, baron, noble, vassal, + burggrave,[562] knight, client, citizen, burgher, or other subject + of the churches of Cologne, Mainz, or Trier, of whatever status, + condition, or rank, shall be cited, haled, or summoned to any + authority before any tribunal outside of the territories, + boundaries, and limits of these churches and their dependencies, or + before any judge, except the archbishop and their judges.... We + refuse to hear appeals based upon the authority of others over the + subjects of these princes; if these princes are accused by their + subjects of injustice, appeal shall lie to the imperial diet, and + shall be heard there and nowhere else. + + =2.= We extend this right by the present law to the secular + electoral princes, the count palatine of the Rhine; the duke of + Saxony, and the margrave of Brandenburg, and to their heirs, + successors, and subjects forever. + + [Sidenote: The electors to meet annually] + + XII. =1.= It has been decided in the general diet held at + Nürnberg[563] with the electoral princes, ecclesiastical and + secular, and other princes and magnates, by their advice and with + their consent, that in the future, the electoral princes shall meet + every year in some city of the Empire four weeks after Easter. This + year they are to meet at that date in the imperial city of + Metz.[564] On that occasion, and on every meeting thereafter, the + place of assembling for the following year shall be fixed by us, + with the advice and consent of the princes. This ordinance shall + remain in force as long as it shall be pleasing to us and to the + princes; and as long as it is in effect, we shall furnish the + princes with safe-conduct for that assembly, going, staying, and + returning. + + +FOOTNOTES: + +[547] Henry VI. succeeded his father as emperor, reigning from 1190 to +1197. + +[548] The term (meaning literally "fodder") designates the obligation +to furnish provisions for the royal army. The right of demanding such +provisions was now given up by the Emperor. + +[549] The consuls--often twelve in number--were the chief magistrates +of the typical Italian commune. + +[550] Otto III., emperor 983-1002. Otto is noted chiefly for his +visionary project of renewing the imperial splendor of Rome and making +her again the capital of a world-wide empire. + +[551] James Bryce, _The Holy Roman Empire_ (new ed., New York, 1904), +pp. 207-208. For the reference to Dante see the _Inferno_, Canto X. + +[552] James H. Robinson, _Readings in European History_ (Boston, +1904), Vol. I., p. 244. + +[553] Gregory IX., (1227-1241). + +[554] Frederick was excommunicated and anathematized on sixteen +different charges, which the Pope carefully enumerated. All who were +bound to him by oath of fealty were declared to be absolved from their +allegiance. + +[555] At the Council of Lyons, in 1245, the Emperor was again +excommunicated. The ensuing paragraph comprises a portion of Pope +Innocent IV.'s denunciation of him upon that occasion. + +[556] Charles IV. was himself king of Bohemia, so that for the present +the Emperor was also one of the seven imperial electors. + +[557] James Bryce, _The Holy Roman Empire_ (new ed., New York, 1904), +p. 234. + +[558] Frankfort lay on the river Main, a short distance east of Mainz. +"It was fixed as the place of election, as a tradition dating from +East Frankish days preserved the feeling that both election and +coronation ought to take place on Frankish soil."--James Bryce, _The +Holy Roman Empire_ (new ed., New York, 1904), p. 243. + +[559] The preceding section specifies that Mass should be celebrated +the day following the arrival of the electors at Frankfort, and that +the archbishop of Mainz should administer to his six colleagues the +oath which he himself has taken, as specified in section 2. + +[560] The three archbishops were "archchancellors" of the Empire for +Germany, Gaul and Burgundy, and Italy respectively. The king of +Bohemia was designated as cupbearer, the margrave of Brandenburg as +chamberlain, the count palatine as seneschal, and the duke of Saxony +as marshal. + +[561] The diet was the Empire's nearest approach to a national +assembly. It was made up of three orders--the electors, the princes, +and the representatives of the cities. + +[562] An official representative of a king or overlord in a city. + +[563] Nürnberg (or Nuremberg) is situated in Bavaria, in south central +Germany. + +[564] Metz lay on the Moselle, above Trier. Apparently this clause +providing for a regular annual meeting of the electors was inserted by +Charles in the hope that he might be able to make use of the body as +an advisory council in the affairs of the Empire. The provision +remained a dead letter, for the reason that the electors were +indifferent to the Emperor's purposes in the matter. + + + + +CHAPTER XXV. + +THE HUNDRED YEARS' WAR + + +Our chief contemporary source of information on the history of the +Hundred Years' War is Jean Froissart's _Chronicles of England, France, +and the Adjoining Countries, from the Latter Part of the Reign of +Edward II. to the Coronation of Henry IV._,[565] and it is from this +important work that all of the extracts (except texts of treaties) +which are included in this chapter have been selected. Froissart was a +French poet and historian, born at Beaumont, near Valenciennes in +Hainault, in 1337, when the Hundred Years' War was just beginning. He +lived until the early part of the fifteenth century, 1410 being one of +the conjectural dates of his death. He was a man of keen mental +faculties and had enjoyed the advantages of an unusually thorough +education during boyhood. This native ability and training, together +with his active public life and admirable opportunities for +observation, constituted his special qualification for the writing of +a history of his times. Froissart represents a type of mediæval +chronicler which was quite rare, in that he was not a monk living in +seclusion but a practical man of affairs, accustomed to travel and +intercourse with leading men in all the important countries of western +Europe. He lived for five years at the English court as clerk of the +Queen's Chamber; many times he was sent by the French king on +diplomatic missions to Scotland, Italy, and other countries; and he +made several private trips to various parts of Europe for the sole +purpose of acquiring information. Always and everywhere he was +observant and quick to take advantage of opportunities to ascertain +facts which he could use, and we are told that after it came to be +generally known that he was preparing to write an extended history of +his times not a few kings and princes took pains to send him details +regarding events which they desired to have recorded. The writing of +the _Chronicles_ was a life work. When only twenty years of age +Froissart submitted to Isabella, wife of King Edward III. of England, +an account of the battle of Poitiers, in which the queen's son, the +famous Black Prince, had won distinction in the previous year. +Thereafter the larger history was published book by book, until by +1373 it was complete to date. Subsequently it was extended to the year +1400 (it had begun with the events of 1326), while the earlier +portions were rewritten and considerably revised. And, in deed, when +death came to the author he was still working at his arduous but +congenial task. "As long as I live," he wrote upon one occasion, "by +the grace of God I shall continue it; for the more I follow it and +labor thereon, the more it pleases me. Even as a gentle knight or +esquire who loves arms, while persevering and continuing develops +himself therein, thus do I, laboring and striving with this matter, +improve and delight myself." + +The _Chronicles_ as they have come down to us are written in a lively +and pleasing style. It need hardly be said that they are not wholly +accurate; indeed, on the whole, they are quite inaccurate, measured +even by mediæval standards. Froissart was obliged to rely for a large +portion of his information upon older chronicles and especially upon +conversations and interviews with people in various parts of Europe. +Such sources are never wholly trustworthy and it must be admitted that +our author was not as careful to sift error from truth as he should +have been. His credulity betrayed him often into accepting what a +little investigation would have shown to be false, and only very +rarely did he make any attempt, as a modern historian would do, to +increase and verify his knowledge by a study of documents. Still, the +_Chronicles_ constitute an invaluable history of the period they +cover. The facts they record, the events they explain, the vivid +descriptions they contain, and the side-lights they throw upon the +life and manners of an interesting age unite to give them a place of +peculiar importance among works of their kind. And, wholly aside from +their historical value, they constitute one of the monuments of +mediæval French literature. + + +73. An Occasion of War between the Kings of England and France + +The causes, general and specific, of the Hundred Years' War were +numerous. The most important were: (1) The long-standing bad feeling +between the French and English regarding the possession of Normandy +and Guienne. England had lost the former to France and she had never +ceased to hope for its recovery; on the other hand, the French were +resolved upon the eventual conquest of the remaining English +continental possession of Guienne and were constantly asserting +themselves there in a fashion highly irritating to the English; (2) +the assistance and general encouragement given the rebellious Scots by +the French; (3) the pressure brought to bear upon the English crown by +the popular party in Flanders to claim the French throne and to resort +to war to obtain it. The Flemish wool trade was a very important item +in England's economic prosperity and it was felt to be essential at +all hazards to prevent the extension of French influence in Flanders, +which would inevitably mean the checking, if not the ruin, of the +commercial relations of the Flemish and the English; and (4) the claim +to the throne of France which Edward III., king of England, set up and +prepared to defend. It is this last occasion of war that Froissart +describes in the passage below. + + Source--Text in Siméon Luce (ed.), _Chroniques de Jean + Froissart_ [published for the Société de l'Histoire de + France], Paris, 1869, Chap. I. Translated in Thomas Johnes, + _Froissart's Chronicles_ (London, 1803), Vol. I., pp. 6-7. + + [Sidenote: The succession to the French throne in 1328] + + History tells us that Philip, king of France, surnamed the + Fair,[566] had three sons, besides his beautiful daughter + Isabella, married to the king of England.[567] These three sons + were very handsome. The eldest, Louis, king of Navarre, during + the lifetime of his father, was called Louis Hutin; the second + was named Philip the Great, or the Long; and the third, Charles. + All these were kings of France, after their father Philip, by + legitimate succession, one after the other, without having by + marriage any male heirs.[568] Yet on the death of the last king, + Charles, the twelve peers and barons of France[569] did not give + the kingdom to Isabella, the sister, who was queen of England, + because they said and maintained, and still insist, that the + kingdom of France is so noble that it ought not to go to a + woman; consequently neither to Isabella nor to her son, the king + of England; for they held that the son of a woman cannot claim + any right of succession where that woman has none herself.[570] + For these reasons the twelve peers and barons of France + unanimously gave the kingdom of France to the lord Philip of + Valois, nephew of King Philip,[571] and thus put aside the queen + of England (who was sister to Charles, the late king of France) + and her son. Thus, as it seemed to many people, the succession + went out of the right line, which has been the occasion of the + most destructive wars and devastations of countries, as well in + France as elsewhere, as you will learn hereafter; the real + object of this history being to relate the great enterprises and + deeds of arms achieved in these wars, for from the time of good + Charlemagne, king of France, never were such feats performed. + + +74. Edward III. Assumes the Arms and Title of the King of France + +Due to causes which have been mentioned, the relations of England and +France at the accession of Philip VI. in 1328 were so strained that +only a slight fanning of the flames was necessary to bring on an open +conflict. Edward III.'s persistent demand to be recognized as king of +France sufficed to accomplish this result. The war did not come at +once, for neither king felt himself ready for it; but it was +inevitable and preparations for it were steadily pushed on both sides +from 1328 until its formal declaration by Edward nine years later. +These preparations were not merely military and naval but also +diplomatic. The primary object of both sovereigns was to secure as +many and as strong foreign alliances as possible. In pursuit of this +policy Philip soon assured himself of the support of Louis de Nevers, +count of Flanders, King John of Bohemia, Alphonso XI. of Castile, and +a number of lesser princes of the north. Edward was even more +successful. In Spain and the Scandinavian countries many local powers +allied themselves with him; in the Low Countries, especially Flanders +and Brabant, the people and the princes chose generally to identify +themselves with his cause; and the climax came in July, 1337, when a +treaty of alliance was concluded with the Emperor, Louis of Bavaria. +War was begun in this same year, and in 1338 Edward went himself to +the continent to undertake a direct attack on France from Flanders as +a base. The years 1338 and 1339 were consumed with ineffective +operations against the walled cities of the French frontier, Philip +steadily refusing to be drawn into an open battle such as Edward +desired. The following year the English king resolved to declare +himself sovereign of France. The circumstances attending this +important step are detailed in the passage from Froissart given below. + +Heretofore Edward had merely protested that by reason of his being a +grandson of Philip the Fair he should have been awarded the throne by +the French barons in 1328; now, at the instigation of his German and +Flemish allies, he flatly announces that he _is_ of right the king +and that Philip VI. is to be deposed as an usurper. Of course this +was a declaration which Edward could make good only by victory in the +war upon which he had entered. But the claim thus set up rendered it +inevitable that the war should be waged to the bitter end on both +sides. + + Source--_Chroniques de Jean Froissart_ (Société de l'Histoire + de France edition), Chap. XXXI. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. I., pp. 110-112. + + [Sidenote: The conference at Brussels] + + When King Edward had departed from Flanders and arrived at Brabant + he set out straight for Brussels, whither he was attended by the + duke of Gueldres, the duke of Juliers, the marquis of Blanckenburg, + the earl of Mons, the lord John of Hainault, the lord of + Fauquemont, and all the barons of the Empire who were allied to + him, as they wished to consider what was next to be done in this + war which they had begun. For greater expedition, they ordered a + conference to be held in the city of Brussels, and invited James + van Arteveld[572] to attend it, who came thither in great array, + and brought with him all the councils from the principal towns of + Flanders. + + At this parliament the king of England was advised by his allies of + the Empire to solicit the Flemings to give him their aid and + assistance in this war, to challenge the king of France, and to + follow King Edward wherever he should lead them, and in return he + would assist them in the recovery of Lisle, Douay, and + Bethune.[573] The Flemings heard this proposal with pleasure; but + they requested of the king that they might consider it among + themselves and in a short time they would give their answer. + + [Sidenote: Proposition made by the Flemings to King Edward] + + The king consented and soon after they made this reply: "Beloved + sire, you formerly made us a similar request; and we are willing to + do everything in reason for you without prejudice to our honor and + faith. But we are pledged by promise on oath, under a penalty of + two millions of florins, to the apostolical chamber,[574] not to + act offensively against the king of France in any way, whoever he + may be, without forfeiting this sum, and incurring the sentence of + excommunication. But if you will do what we will tell you, you will + find a remedy, which is, that you take the arms of France, quarter + them with those of England, and call yourself king of France. We + will acknowledge your title as good, and we will demand of you + quittance for the above sum, which you will grant us as king of + France. Thus we shall be absolved and at liberty to go with you + wherever it pleases you." + + [Sidenote: The agreement concluded] + + The king summoned his council, for he was loath to take the title + and arms of France, seeing that at present he had not conquered any + part of that kingdom and that it was uncertain whether he ever + should. On the other hand, he was unwilling to lose the aid and + assistance of the Flemings, who could be of greater service to him + than any others at that period. He consulted, therefore, with the + lords of the Empire, the lord Robert d'Artois,[575] and his most + privy councilors, who, after having duly weighed the good and bad, + advised him to make for answer to the Flemings, that if they would + bind themselves under their seals, to an agreement to aid him in + carrying on the war, he would willingly comply with their + conditions, and would swear to assist them in the recovery of + Lisle, Douay, and Bethune. To this they willingly consented. A day + was fixed for them to meet at Ghent,[576] where the king and the + greater part of the lords of the Empire, and in general the + councils from the different towns in Flanders, assembled. The + above-mentioned proposals and answers were then repeated, sworn to, + and sealed; and the king of England bore the arms of France, + quartering them with those of England. He also took the title of + king of France from that day forward. + + +75. The Naval Battle of Sluys (1340) + +In the spring of 1340 Edward returned to England to secure money and +supplies with which to prosecute the war. The French king thought he +saw in this temporary withdrawal of his enemy an opportunity to strike +him a deadly blow. A fleet of nearly two hundred vessels was gathered +in the harbor of Sluys, on the Flemish coast, with a view to attacking +the English king on his return to the continent and preventing him +from again securing a foothold in Flanders. Edward, however, accepted +the situation and made ready to fight his way back to the country of +his allies. June 24, 1340, he boldly attacked the French at Sluys. The +sharp conflict which ensued resulted in a brilliant victory for the +English. Philip's fleet found itself shut up in the harbor and utterly +unable to withstand the showers of arrows shot by the thousands of +archers who crowded the English ships. The French navy was +annihilated, England was relieved from the fear of invasion, and the +whole French coast was laid open to attack. + + Source--_Chroniques de Jean Froissart_ (Société de l'Histoire + de France edition), Chap. XXXVII. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. I., pp. 141-143. + + He [King Edward] and his whole navy sailed from the Thames the day + before the eve of St. John the Baptist, 1340,[577] and made + straight for Sluys. + + Sir Hugh Quiriel, Sir Peter Bahucet, and Barbenoir, were at that + time lying between Blankenburg and Sluys with upwards of one + hundred and twenty large vessels, without counting others. These + were manned with about forty thousand men, Genoese and Picards, + including mariners. By the orders of the king of France, they were + there at anchor, awaiting the return of the king of England, to + dispute his passage. + + [Sidenote: Edward determines to fight at Sluys] + + When the king's fleet had almost reached Sluys, they saw so many + masts standing before it that they looked like a wood. The king + asked the commander of his ship what they could be. The latter + replied that he imagined they must be that armament of Normans + which the king of France kept at sea, and which had so frequently + done him much damage, had burned his good town of Southampton and + taken his large ship the _Christopher_. The king replied, "I have + for a long time desired to meet them, and now, please God and St. + George, we will fight with them; for, in truth, they have done me + so much mischief that I will be revenged on them if it be + possible." + + The king then drew up all his vessels, placing the strongest in + front, and his archers on the wings. Between every two vessels with + archers there was one of men-at-arms. He stationed some detached + vessels as a reserve, full of archers, to assist and help such as + might be damaged. There were in this fleet a great many ladies from + England, countesses, baronesses, and knights' and gentlemen's + wives, who were going to attend on the queen at Ghent.[578] These + the king had guarded most carefully by three hundred men-at-arms + and five hundred archers. + + [Sidenote: The French make ready] + + When the king of England and his marshals had properly divided the + fleet, they hoisted their sails to have the wind on their quarter, + as the sun shone full in their faces (which they considered might + be of disadvantage to them) and stretched out a little, so that at + last they got the wind as they wished. The Normans, who saw them + tack, could not help wondering why they did so, and remarked that + they took good care to turn about because they were afraid of + meddling with them. They perceived, however, by his banner, that + the king was on board, which gave them great joy, as they were + eager to fight with him. So they put their vessels in proper order, + for they were expert and gallant men on the seas. They filled the + _Christopher_, the large ship which they had taken the year before + from the English, with trumpets and other warlike instruments, and + ordered her to fall upon the English. + + [Sidenote: The battle rages] + + The battle then began very fiercely. Archers and cross-bowmen shot + with all their might at each other, and the men-at-arms engaged + hand to hand. In order to be more successful, they had large + grapnels and iron hooks with chains, which they flung from ship to + ship to moor them to each other. There were many valiant deeds + performed, many prisoners made, and many rescues. The + _Christopher_, which led the van, was recaptured by the English, + and all in her taken or killed. There were then great shouts and + cries, and the English manned her again with archers, and sent her + to fight against the Genoese. + + This battle was very murderous and horrible. Combats at sea are + more destructive and obstinate than upon land, for it is not + possible to retreat or flee--every one must abide his fortune, and + exert his prowess and valor. Sir Hugh Quiriel and his companions + were bold and determined men; they had done much mischief to the + English at sea and destroyed many of their ships. The combat, + therefore, lasted from early in the morning until noon,[579] and + the English were hard pressed, for their enemies were four to one, + and the greater part men who had been used to the sea. + + [Sidenote: The English triumph] + + The king, who was in the flower of his youth, showed himself on + that day a gallant knight, as did the earls of Derby, Pembroke, + Hereford, Huntingdon, Northampton, and Gloucester; the lord + Reginald Cobham, lord Felton, lord Bradestan, sir Richard Stafford, + the lord Percy, sir Walter Manny, sir Henry de Flanders, sir John + Beauchamp, sir John Chandos, the lord Delaware, Lucie lord Malton, + and the lord Robert d'Artois, now called earl of Richmond. I cannot + remember the names of all those who behaved so valiantly in the + combat. But they did so well that, with some assistance from Bruges + and those parts of the country, the French were completely + defeated, and all the Normans and the others were killed or + drowned, so that not one of them escaped.[580] + + After the king had gained this victory, which was on the eve of St. + John's day,[581] he remained all that night on board his ship + before Sluys, and there were great noises with trumpets and all + kinds of other instruments. + + +76. The Battle of Crécy (1346) + +In July, 1346, Edward III. landed on the northwest coast of Normandy +with a splendid army of English, Irish, and Welsh, including ten +thousand men skilled in the use of the long bow. He advanced eastward, +plundering and devastating as he went, probably with the ultimate +intention of besieging Calais. Finding the passage of the Seine +impossible at Rouen, he ascended the river until he came into the +vicinity of Paris, only to learn that Philip with an army twice the +size of that of the English had taken up a position on the Seine to +turn back the invasion. The French king allowed himself to be +outwitted, however, and Edward got out of the trap into which he had +fallen by marching northward to the village of Crécy in Ponthieu. With +an army that had grown to outnumber the English three to one Philip +advanced in the path of the enemy, first to Abbeville on the Somme, +and later to Crécy, slightly to the east of which Edward had taken his +stand for battle. The English arrived at Crécy about noon on Friday, +August 25. The French were nearly a day behind, having spent the night +at Abbeville and set out thence over the roads to Crécy before sunrise +Saturday morning. The army of the English numbered probably about +14,000, besides an uncertain reserve of Welsh and Irish troops; that +of the French numbered about 70,000, including 15,000 Genoese +cross-bowmen. The course of the battle is well described by Froissart +in the passage below. Doubtless the account is not accurate in every +particular, yet it must be correct in the main and it shows very +vividly the character of French and English warfare in this period. +Despite the superior numbers of the French, the English had small +difficulty in winning a decisive victory. This was due to several +things. In the first place, the French army was a typical feudal levy +and as such was sadly lacking in discipline and order, while the +English troops were under perfect control. In the next place, the use +of the long-bow gave the English infantry a great advantage over the +French knights, and even over the Genoese mercenaries, who could shoot +just once while an English long-bowman was shooting twelve times. In +the third place, Philip's troops were exhausted before entering the +battle and it was a grievous error on the part of the king to allow +the conflict to begin before his men had an opportunity for rest.[582] +The greatest significance of the English victory lay in the blow it +struck at feudalism, and especially the feudal type of warfare. It +showed very clearly that the armored knight was no match for the +common foot-soldier, armed simply with his long-bow, and that feudal +methods and ideals had come to be inconsistent with success in war. + + Source--_Chroniques de Jean Froissart_ (Société de l'Histoire + de France edition), Chap. LX. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. I., pp. 320-329 _passim_. + + The king of England, as I have mentioned before, encamped this + Friday in the plain,[583] for he found the country abounding in + provisions; but if they should have failed, he had an abundance in + the carriages which attended him. The army set about furbishing and + repairing their armor; and the king gave a supper that evening to + the earls and barons of his army, where they made good cheer. On + their taking leave, the king remained alone with the lord of his + bed-chamber. He retired into his oratory and, falling on his knees + before the altar, prayed to God, that if he should fight his + enemies on the morrow he might come off with honor. About midnight + he went to his bed and, rising early the next day, he and the + Prince of Wales[584] heard Mass and communicated. The greater part + of his army did the same, confessed, and made proper preparations. + + [Sidenote: The English prepare for battle] + + After Mass the king ordered his men to arm themselves and assemble + on the ground he had before fixed on. He had enclosed a large park + near a wood, on the rear of his army, in which he placed all his + baggage-wagons and horses; and this park had but one entrance. His + men-at-arms and archers remained on foot. The king afterwards + ordered, through his constable and his two marshals, that the army + should be divided into three battalions.... + + The king then mounted a small palfrey, having a white wand in his + hand and, attended by his two marshals on each side of him, he rode + through all the ranks, encouraging and entreating the army, that + they should guard his honor. He spoke this so gently, and with such + a cheerful countenance, that all who had been dejected were + immediately comforted by seeing and hearing him. + + When he had thus visited all the battalions, it was near ten + o'clock. He retired to his own division and ordered them all to eat + heartily afterwards and drink a glass. They ate and drank at their + ease; and, having packed up pots, barrels, etc., in the carts, they + returned to their battalions, according to the marshals' orders, + and seated themselves on the ground, placing their helmets and bows + before them, that they might be the fresher when their enemies + should arrive. + + [Sidenote: The French advance from Abbeville to Crécy] + + [Sidenote: Philip's knights advise delay] + + That same Saturday, the king of France arose betimes and heard Mass + in the monastery of St. Peter's in Abbeville,[585] where he was + lodged. Having ordered his army to do the same, he left that town + after sunrise. When he had marched about two leagues from Abbeville + and was approaching the enemy, he was advised to form his army in + order of battle, and to let those on foot march forward, that they + might not be trampled on by the horses. The king, upon this, sent + off four knights--the lord Moyne of Bastleberg, the lord of Noyers, + the lord of Beaujeu, and the lord of Aubigny--who rode so near to + the English that they could clearly distinguish their position. The + English plainly perceived that they were come to reconnoitre. + However, they took no notice of it, but suffered them to return + unmolested. When the king of France saw them coming back, he halted + his army, and the knights, pushing through the crowds, came near + the king, who said to them, "My lords, what news?" They looked at + each other, without opening their mouths; for no one chose to speak + first. At last the king addressed himself to the lord Moyne, who + was attached to the king of Bohemia, and had performed very many + gallant deeds, so that he was esteemed one of the most valiant + knights in Christendom. The lord Moyne said, "Sir, I will speak, + since it pleases you to order me, but with the assistance of my + companions. We have advanced far enough to reconnoitre your + enemies. Know, then, that they are drawn up in three battalions and + are awaiting you. I would advise, for my part (submitting, however, + to better counsel), that you halt your army here and quarter them + for the night; for before the rear shall come up and the army be + properly drawn out, it will be very late. Your men will be tired + and in disorder, while they will find your enemies fresh and + properly arrayed. On the morrow, you may draw up your army more at + your ease and may reconnoitre at leisure on what part it will be + most advantageous to begin the attack; for, be assured, they will + wait for you." + + [Sidenote: Confusion in the French ranks] + + The king commanded that it should be so done; and the two marshals + rode, one towards the front, and the other to the rear, crying out, + "Halt banners, in the name of God and St. Denis." Those that were + in the front halted; but those behind said they would not halt + until they were as far forward as the front. When the front + perceived the rear pushing on, they pushed forward; and neither the + king nor the marshals could stop them, but they marched on without + any order until they came in sight of their enemies.[586] As soon + as the foremost rank saw them, they fell back at once in great + disorder, which alarmed those in the rear, who thought they had + been fighting. There was then space and room enough for them to + have passed forward, had they been willing to do so. Some did so, + but others remained behind. + + All the roads between Abbeville and Crécy were covered with common + people, who, when they had come within three leagues of their + enemies, drew their swords, crying out, "Kill, kill;" and with them + were many great lords who were eager to make show of their courage. + There is no man, unless he had been present, who can imagine, or + describe truly, the confusion of that day; especially the bad + management and disorder of the French, whose troops were beyond + number. + + [Sidenote: The English prepare for battle] + + The English, who were drawn up in three divisions and seated on the + ground, on seeing their enemies advance, arose boldly and fell into + their ranks. That of the prince[587] was the first to do so, whose + archers were formed in the manner of a portcullis, or harrow, and + the men-at-arms in the rear. The earls of Northampton and Arundel, + who commanded the second division, had posted themselves in good + order on his wing to assist and succor the prince, if necessary. + + You must know that these kings, dukes, earls, barons, and lords of + France did not advance in any regular order, but one after the + other, or in any way most pleasing to themselves. As soon as the + king of France came in sight of the English his blood began to + boil, and he cried out to his marshals, "Order the Genoese forward, + and begin the battle, in the name of God and St. Denis." + + There were about fifteen thousand Genoese cross-bowmen; but they + were quite fatigued, having marched on foot that day six leagues, + completely armed, and with their cross-bows. They told the + constable that they were not in a fit condition to do any great + things that day in battle. The earl of Alençon, hearing this, said, + "This is what one gets by employing such scoundrels, who fail when + there is any need for them." + + During this time a heavy rain fell, accompanied by thunder and a + very terrible eclipse of the sun; and before this rain a great + flight of crows hovered in the air over all those battalions, + making a loud noise. Shortly afterwards it cleared up and the sun + shone very brightly; but the Frenchmen had it in their faces, and + the English at their backs. + + When the Genoese were somewhat in order they approached the English + and set up a loud shout in order to frighten them; but the latter + remained quite still and did not seem to hear it. They then set up + a second shout and advanced a little forward; but the English did + not move. They hooted a third time, advancing with their cross-bows + presented, and began to shoot. The English archers then advanced + one step forward and shot their arrows with such force and + quickness that it seemed as if it snowed. + + [Sidenote: The Genoese mercenaries repulsed] + + When the Genoese felt these arrows, which pierced their arms, + heads, and through their armor, some of them cut the strings of + their cross-bows, others flung them on the ground, and all turned + about and retreated, quite discomfited. The French had a large body + of men-at-arms on horseback, richly dressed, to support the + Genoese. The king of France, seeing them thus fall back, cried out, + "Kill me those scoundrels; for they stop up our road, without any + reason." You would then have seen the above-mentioned men-at-arms + lay about them, killing all that they could of these runaways. + + [Sidenote: Slaughter by the Cornish and Welsh] + + The English continued shooting as vigorously and quickly as before. + Some of their arrows fell among the horsemen, who were sumptuously + equipped and, killing and wounding many, made them caper and fall + among the Genoese, so that they were in such confusion they could + never rally again. In the English army there were some Cornish and + Welshmen on foot who had armed themselves with large knives. These, + advancing through the ranks of the men-at-arms and archers, who + made way for them, came upon the French when they were in this + danger and, falling upon earls, barons, knights and squires, slew + many, at which the king of England was afterwards much exasperated. + + [Sidenote: Death of the king of Bohemia] + + The valiant king of Bohemia was slain there. He was called Charles + of Luxemburg, for he was the son of the gallant king and emperor, + Henry of Luxemburg.[588] Having heard the order of the battle, he + inquired where his son, the lord Charles, was. His attendants + answered that they did not know, but believed that he was fighting. + The king said to them: "Sirs, you are all my people, my friends and + brethren at arms this day; therefore, as I am blind, I request of + you to lead me so far into the engagement that I may strike one + stroke with my sword." The knights replied that they would lead him + forward immediately; and, in order that they might not lose him in + the crowd, they fastened the reins of all their horses together, + and put the king at their head, that he might gratify his wish, + and advanced towards the enemy. The king rode in among the enemy, + and made good use of his sword; for he and his companions fought + most gallantly. They advanced so far that they were all slain; and + on the morrow they were found on the ground, with their horses all + tied together. + + Early in the day, some French, Germans, and Savoyards had broken + through the archers of the prince's battalion, and had engaged with + the men-at-arms, upon which the second battalion came to his aid; + and it was time, for otherwise he would have been hard pressed. The + first division, seeing the danger they were in, sent a knight[589] + in great haste to the king of England, who was posted upon an + eminence, near a windmill. On the knight's arrival, he said, "Sir, + the earl of Warwick, the lord Stafford, the lord Reginald Cobham, + and the others who are about your son are vigorously attacked by + the French; and they entreat that you come to their assistance with + your battalion for, if the number of the French should increase, + they fear he will have too much to do." + + [Sidenote: Edward gives the Black Prince a chance to win his spurs] + + The king replied: "Is my son dead, unhorsed, or so badly wounded + that he cannot support himself?" "Nothing of the sort, thank God," + rejoined the knight; "but he is in so hot an engagement that he has + great need of your help." The king answered, "Now, Sir Thomas, + return to those who sent you and tell them from me not to send + again for me this day, or expect that I shall come, let what will + happen, as long as my son has life; and say that I command them to + let the boy win his spurs; for I am determined, if it please God, + that all the glory and honor of this day shall be given to him, and + to those into whose care I have entrusted him." The knight returned + to his lords and related the king's answer, which greatly + encouraged them and made them regret that they had ever sent such a + message. + + [Sidenote: King Philip abandons the field of battle] + + Late after vespers, the king of France had not more about him than + sixty men, every one included. Sir John of Hainault, who was of the + number, had once remounted the king; for the latter's horse had + been killed under him by an arrow. He said to the king, "Sir, + retreat while you have an opportunity, and do not expose yourself + so needlessly. If you have lost this battle, another time you will + be the conqueror." After he had said this, he took the bridle of + the king's horse and led him off by force; for he had before + entreated him to retire. + + The king rode on until he came to the castle of La Broyes, where he + found the gates shut, for it was very dark. The king ordered the + governor of it to be summoned. He came upon the battlements and + asked who it was that called at such an hour. The king answered, + "Open, open, governor; it is the fortune of France." The governor, + hearing the king's voice, immediately descended, opened the gate, + and let down the bridge. The king and his company entered the + castle; but he had with him only five barons--Sir John of Hainault, + the lord Charles of Montmorency, the lord of Beaujeu, the lord of + Aubigny, and the lord of Montfort. The king would not bury himself + in such a place as that, but, having taken some refreshments, set + out again with his attendants about midnight, and rode on, under + the direction of guides who were well acquainted with the country, + until, about daybreak, he came to Amiens, where he halted. + + [Sidenote: The English after the battle] + + This Saturday the English never quitted their ranks in pursuit of + any one, but remained on the field, guarding their position and + defending themselves against all who attacked them. The battle was + ended at the hour of vespers. When, on this Saturday night, the + English heard no more hooting or shouting, nor any more crying out + to particular lords, or their banners, they looked upon the field + as their own and their enemies as beaten. + + They made great fires and lighted torches because of the darkness + of the night. King Edward then came down from his post, who all + that day had not put on his helmet, and, with his whole battalion, + advanced to the Prince of Wales, whom he embraced in his arms and + kissed, and said, "Sweet son, God give you good preference. You are + my son, for most loyally have you acquitted yourself this day. You + are worthy to be a sovereign." The prince bowed down very low and + humbled himself, giving all honor to the king his father. + + The English, during the night, made frequent thanksgivings to the + Lord for the happy outcome of the day, and without rioting; for the + king had forbidden all riot or noise. + + +77. The Sack of Limoges (1370) + +As a single illustration of the devastation wrought by the Hundred +Years' War, and of the barbarity of the commanders and troops engaged +in it, Froissart's well-known description of the sack of Limoges in +1370 by the army of the Black Prince is of no small interest. In some +respects, of course, circumstances in connection with this episode +were exceptional, and we are not to imagine that such heartless and +indiscriminate massacres were common. Yet the evidence which has +survived all goes to show that the long course of the war was filled +with cruelty and destruction in a measure almost inconceivable among +civilized peoples in more modern times. + + Source--_Chroniques de Jean Froissart_ (Société de l'Histoire + de France edition), Chap. XCVII. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. II., pp. 61-68 _passim_. + + [Sidenote: The Black Prince resolves to retake Limoges] + + When word was brought to the prince that the city of Limoges[590] + had become French, that the bishop, who had been his companion and + one in whom he had formerly placed great confidence, was a party + to all the treaties and had greatly aided and assisted in the + surrender, he was in a violent passion and held the bishop and all + other churchmen in very low estimation, in whom formerly he had put + great trust. He swore by the soul of his father, which he had never + perjured, that he would have it back again, that he would not + attend to anything before he had done this, and that he would make + the inhabitants pay dearly for their treachery....[591] + + All these men-at-arms were drawn out in battle-array and took the + field, when the whole country began to tremble for the + consequences. At that time the Prince of Wales was not able to + mount his horse, but was, for his greater ease, carried in a + litter. They followed the road to the Limousin,[592] in order to + get to Limoges, where in due time they arrived and encamped all + around it. The prince swore he would never leave the place until he + had regained it. + + [Sidenote: The town to be undermined] + + The bishop of the place and the inhabitants found that they had + acted wickedly and had greatly incensed the prince, for which they + were very repentant, but that was now of no avail, as they were not + the masters of the town.[593] When the prince and his marshals had + well considered the strength and force of Limoges, and knew the + number of people that were in it, they agreed that they could never + take it by assault, but said they would attempt it by another + manner. The prince was always accustomed to carry with him on his + expeditions a large body of miners. These were immediately set to + work and made great progress. The knights who were in the town + soon perceived that they were undermining them, and on that + account began to countermine to prevent the effect.... + + The Prince of Wales remained about a month, and not more, before + the city of Limoges. He would not allow any assaults or + skirmishing, but kept his miners steadily at work. The knights in + the town perceived what they were about and made countermines to + destroy them, but they failed in their attempt. When the miners of + the prince (who, as they found themselves countermined, kept + changing the line of direction of their own mine) had finished + their business, they came to the prince and said, "My lord, we are + ready, and will throw down, whenever it pleases you, a very large + part of the wall into the ditch, through the breach of which you + may enter the town at your ease and without danger." + + [Sidenote: The English assault] + + This news was very agreeable to the prince, who replied: "I desire, + then, that you prove your words to-morrow morning at six o'clock." + The miners set fire to the combustibles in the mine, and on the + morrow morning, as they had foretold the prince, they flung down a + great piece of wall which filled the ditches. The English saw this + with pleasure, for they were armed and prepared to enter the town. + Those on foot did so and ran to the gate, which they destroyed, as + well as the barriers, for there were no other defenses; and all + this was done so suddenly that the inhabitants had not time to + prevent it. + + [Sidenote: Barbarity of the sack] + + The prince, the duke of Lancaster, the earls of Cambridge and of + Pembroke, sir Guiscard d'Angle and the others, with their men, + rushed into the town. You would then have seen pillagers, active to + do mischief, running through the town, slaying men, women, and + children, according to their orders. It was a most melancholy + business; for all ranks, ages, and sexes cast themselves on their + knees before the prince, begging for mercy; but he was so inflamed + with passion and revenge that he listened to none. But all were put + to the sword, wherever they could be found, even those who were + not guilty. For I know not why the poor were not spared, who could + not have had any part in the treason; but they suffered for it, and + indeed more than those who had been the leaders of the treachery. + + There was not that day in the city of Limoges any heart so + hardened, or that had any sense of religion, that did not deeply + bewail the unfortunate events passing before men's eyes; for + upwards of three thousand men, women, and children were put to + death that day. God have mercy on their souls, for they were truly + martyrs.... The entire town was pillaged, burned, and totally + destroyed. The English then departed, carrying with them their + booty and prisoners. + + +78. The Treaties of Bretigny (1360) and Troyes (1420) + +The most important documents in the diplomatic history of the Hundred +Years' War are the texts of the treaty of London (1359), the treaty of +Bretigny (1360), the truce of Paris (1396), the treaty of Troyes +(1420), the treaty of Arras (1435), and the truce of Tours (1444). +Brief extracts from two of these are given below. The treaty of +Bretigny was negotiated soon after the refusal of the French to ratify +the treaty of London. In November, 1359, King Edward III., with his +son, Edward, the Black Prince, and the duke of Lancaster, crossed the +Channel, marched on Rheims, and threatened Paris. Negotiations for a +new peace were actively opened in April, 1360, after the English had +established themselves at Montlhéri, south from Paris. The French +king, John II., who had been taken prisoner at Poitiers (1356), gave +full powers of negotiation to his son Charles, duke of Normandy and +regent of the kingdom. For some time no definite conclusions were +reached, owing chiefly to Edward's unwillingness to renounce his claim +to the French throne. Late in April the negotiations were transferred +to Chartres, subsequently to Bretigny. Finally, on the eighth of May, +representatives of the two parties signed the so-called treaty of +Bretigny. Although the instrument was promptly ratified by the French +regent and by the Black Prince (and, if we may believe Froissart, by +the two kings themselves), it was afterwards revised and accepted in +a somewhat different form by the monarchs and their following +assembled at Calais (October 24, 1360). The most important respect in +which the second document differed from the first was the omission of +Article 12 of the first treaty, in which Edward renounced his claim to +the throne of France and the sovereignty of Normandy, Maine, Anjou, +Touraine, Brittany, and Flanders; nevertheless Edward, at Calais, made +this renunciation in a separate convention, which for all practical +purposes was regarded as a part of the treaty. The passages printed +below are taken from the Calais text. Most of the thirty-nine articles +composing the document are devoted to mere details. The war was +renewed after a few years, and within two decades the English had lost +all the territory guaranteed to them in 1360, except a few coast +towns. + +The treaty of Troyes (1420) belongs to one of the most stormy periods +in all French history. The first two decades of the fifteenth century +were marked by a cessation of the war with England (until its renewal +in 1415), but also unfortunately by the outbreak of a desperate civil +struggle between two great factions of the French people, the +Burgundians and the Armagnacs. The Burgundians, led by Philip the Bold +and John the Fearless (successive dukes of Burgundy), stood for a +policy of friendship with England, while the Armagnacs, comprising the +adherents of Charles, duke of Orleans, whose wife was a daughter of +the count of Armagnac, advocated the continuation of the war with the +English; though, in reality, the forces which kept the two factions +apart were jealousy and ambition rather than any mere question of +foreign relations. The way was prepared for a temporary Burgundian +triumph by the notable victory of the English at Agincourt in 1415 and +by the assassination of John the Fearless at Paris in 1419, which made +peace impossible and drove the Burgundians openly into the arms of the +English. Philip the Good, the new duke of Burgundy, became the avowed +ally of the English king Henry V., who since 1417 had been slowly but +surely conquering Normandy and now had the larger portion of it in his +possession. Philip recognized Henry as the true heir to the French +throne and in 1419 concluded with him two distinct treaties on that +basis. Charles VI., the reigning king of France, was mentally +unbalanced and the queen, who bitterly hated the Armagnacs (with whom +her son, the Dauphin Charles, was actively identified), was easily +persuaded by Duke Philip to acquiesce in a treaty by which the +succession should be vested in the English king upon the death of +Charles VI. The result was the treaty of Troyes, signed May 21, 1420. +According to agreements already entered into by Philip and Henry, the +latter was to marry Catherine, daughter of Charles VI. (the marriage +was not mentioned in the treaty of Troyes, but it was clearly +assumed), and he was to act as regent of France until Charles VI.'s +death and then become king in his own name. Most of the thirty-one +articles of the treaty were taken up with a definition of Henry's +position and obligations as regent and prospective sovereign of +France. + +In due time the marriage of Henry and Catherine took place and Henry +assumed the regency, though the Armagnacs, led by the Dauphin, refused +absolutely to accept the settlement. War broke out, in the course of +which (in 1422) Henry V. died and was succeeded by his infant son, +Henry VI. In the same year Charles VI. also died, which meant that the +young Henry would become king of France. With such a prospect the +future of the country looked dark. Nevertheless, the death of Charles +VI. and of Henry V. came in reality as a double blessing. Henry V. +might long have kept the French in subjection and his position as +Charles VI.'s son-in-law gave him some real claim to rule in France. +But with the field cleared, as it was in 1422, opportunity was given +for the Dauphin Charles (Charles VII.) to retrieve the fallen fortunes +of his country--a task which, with more or less energy and skill, he +managed in the long run to accomplish. + + Sources--(a) Text in Eugène Cosneau, _Les Grands Traités de la + Guerre de Cent Ans_ ["The Great Treaties of the Hundred Years' + War"], Paris, 1889, pp. 39-68 _passim_. + + (b) Text in Cosneau, _ibid._ pp. 102-115 _passim_. + + [Sidenote: Territories conceded to the English by the treaty + of Bretigny] + + (a) + + =1.= The king of England shall hold for himself and his heirs, for + all time to come, in addition to that which he holds in Guienne and + Gascony, all the possessions which are enumerated below, to be held + in the same manner that the king of France and his sons, or any of + their ancestors, have held them....[594] + + =7.= And likewise the said king and his eldest son[595] shall give + order, by their letters patent to all archbishops and other + prelates of the holy Church, and also to counts, viscounts, barons, + nobles, citizens, and others of the cities, lands, countries, + islands, and places before mentioned, that they shall be obedient + to the king of England and to his heirs and at their ready command, + in the same manner in which they have been obedient to the kings + and to the crown of France. And by the same letters they shall + liberate and absolve them from all homage, pledges, oaths, + obligations, subjections, and promises made by any of them to the + kings and to the crown of France in any manner. + + =13.= It is agreed that the king of France shall pay to the king of + England three million gold crowns, of which two are worth an obol + of English money.[596] + + [Sidenote: Provision regarding alliances] + + =30.= It is agreed that honest alliances, friendships, and + confederations shall be formed by the two kings of France and + England and their kingdoms, not repugnant to the honor or the + conscience of one king or the other. No alliances which they have, + on this side or that, with any person of Scotland or Flanders, or + any other country, shall be allowed to stand in the way.[597] + + [Sidenote: The Treaty of Troyes fixes the succession upon Henry V] + + (b) + + =6.= After our death,[598] and from that time forward, the crown + and kingdom of France, with all their rights and appurtenances, + shall be vested permanently in our son [son-in-law], King Henry, + and his heirs. + + =7.= ... The power and authority to govern and to control the + public affairs of the said kingdom shall, during our life-time, be + vested in our son, King Henry, with the advice of the nobles and + the wise men who are obedient to us, and who have consideration for + the advancement and honor of the said kingdom.... + + [Sidenote: Henry's title] + + =22.= It is agreed that during our life-time we shall designate our + son, King Henry, in the French language in this fashion, _Notre + très cher fils Henri, roi d'Angleterre, héritier de France_; and in + the Latin language in this manner, _Noster præcarissimus filius + Henricus, rex Angliæ, heres Franciæ_. + + [Sidenote: Union of France and England to be through the crown + only] + + =24.= ... [It is agreed] that the two kingdoms shall be governed + from the time that our said son, or any of his heirs, shall assume + the crown, not divided between different kings at the same time, + but under one person, who shall be king and sovereign lord of both + kingdoms, observing all pledges and all other things, to each + kingdom its rights, liberties or customs, usages and laws, not + submitting in any manner one kingdom to the other.[599] + + =29.= In consideration of the frightful and astounding crimes and + misdeeds committed against the kingdom of France by Charles, the + said Dauphin, it is agreed that we, our son Henry, and also our + very dear son Philip, duke of Burgundy, will never treat for peace + or amity with the said Charles.[600] + + +FOOTNOTES: + +[565] This is the title employed by Thomas Johnes in his translation +of the work a hundred years ago. Froissart himself called his book, in +the French of his day, _Chroniques de France, d'Engleterre, d'Escoce, +de Bretaigne, d'Espaigne, d'Italie, de Flandres et d'Alemaigne_. + +[566] Philip IV., king of France, 1285-1314. + +[567] Isabella was the wife of Edward II., who reigned in England from +1307 until his deposition in 1327. + +[568] Louis X. (the Quarrelsome) reigned 1314-1316; Philip V. (the +Long), 1316-1322; and Charles IV. (the Fair), 1322-1328. Louis and +Charles were very weak kings, though Philip was vigorous and able. + +[569] The French Court of Twelve Peers did not constitute a distinct +organization, but was merely a high rank of baronage. In the earlier +Middle Ages, the number of peers was generally twelve, including the +most powerful lay vassals of the king and certain influential +prelates. In later times the number was frequently increased by the +creation of peers by the crown. + +[570] In 1317, after the accession of Philip IV., an assembly of +French magnates (such as that which disposed of the crown in 1328) +laid down the general rule that no woman should succeed to the throne +of France. This rule has come to be known as the Salic Law of France, +though it has no historical connection with the law of the Salian +Franks against female inheritance of property, with which older +writers have generally confused it [see p. 67, note 1]. The rule of +1317 was based purely on grounds of political expediency. It was +announced at this particular time because the death of Louis X. had +left France without a male heir to the throne for the first time since +Hugh Capet's day and the barons thought it not best for the realm that +a woman reign over it. Between 1316 and 1328 daughters of kings were +excluded from the succession three times, and though in 1328, when +Charles IV. died, there had been no farther legislation on the +subject, the principle of the misnamed Salic Law had become firmly +established in practice. In 1328, however, when the barons selected +Philip of Valois to be regent first and then king, they went a step +farther and declared not only that no woman should be allowed to +inherit the throne of France but that the inheritance could not pass +through a woman to her son; in other words, she could not transmit to +her descendants a right which she did not herself possess. This was +intended to cover any future case such as that of Edward III.'s claim +to inherit through his mother Isabella, daughter of Philip IV. The +action of the barons was supported by public opinion in practically +all France--especially since it appeared that only through this +expedient could the realm be saved from the domination of an alien +sovereign. + +[571] Philip of Valois was a son of Charles of Valois, who was a +brother of Philip IV. The line of direct Capetian descent was now +replaced by the branch line of the Valois. The latter occupied the +French throne until the death of Henry III. in 1589. + +[572] James van Arteveld, a brewer of Ghent, was the leader of the +popular party in Flanders--the party which hated French influence, +which had expelled the count of Flanders on account of his services to +Philip VI., and which was the most valuable English ally on the +continent. Arteveld was murdered in 1345 during the civil discord +which prevailed in Flanders throughout the earlier part of the Hundred +Years' War. + +[573] These were towns situated near the Franco-Flemish frontier. They +had been lost by Flanders to France and assistance in their recovery +was rightly considered by the German advisers of Edward as likely to +be more tempting to the Flemish than any other offer he could make +them. + +[574] That is, the papal court. + +[575] Robert of Artois was a prince who had not a little to do with +the outbreak of the Hundred Years' War. After having lost a suit for +the inheritance of the county of Artois (the region about the Somme +River) and having been proved guilty of fabricating documents to +support his claims, he had fled to England and there as an exile had +employed every resource to influence Edward to claim the French throne +and to go to war to secure it. + +[576] In northeastern Flanders. + +[577] That is, June 23. The English fleet was composed of two hundred +and fifty vessels, carrying 11,000 archers and 4,000 men-at-arms. + +[578] Edward III.'s queen was Philippa, daughter of the count of +Hainault. + +[579] In reality, until five o'clock in the evening, or about nine +hours in all. + +[580] The tide of battle was finally turned in favor of the English by +the arrival of reinforcements in the shape of a squadron of Flemish +vessels. The contest was not so one-sided or the French defeat so +complete as Froissart represents, yet it was decisive enough, as is +indicated by the fact that only thirty of the French ships survived +and 20,000 French and Genoese were slain or taken prisoners, as +against an English loss of about 10,000. + +[581] June 24, 1340. + +[582] As appears from Froissart's account (see p. 431), the king, on +the advice of some of his knights, decided at one time to postpone the +attack until the following day; but, the army falling into hopeless +confusion and coming up unintentionally within sight of the English, +he recklessly gave the order to advance to immediate combat. Perhaps, +however, it is only fair to place the blame upon the system which made +the army so unmanageable, rather than upon the king personally. + +[583] That is, the plain east of the village of Crécy. + +[584] The king's eldest son, Edward, generally known as the Black +Prince. + +[585] Abbeville was on the Somme about fifteen miles south of Crécy. + +[586] This incident very well illustrates the confusion and lack of +discipline prevailing in a typical feudal army. + +[587] Edward, the Black Prince, eldest son of the English king. + +[588] The Emperor Henry VII., 1308-1314. + +[589] Sir Thomas Norwich. + +[590] Limoges, besieged by the duke of Berry and the great French +general, Bertrand du Guesclin, had just been forced to surrender. It +was a very important town and its capture was the occasion of much +elation among the French. Treaties were entered into between the duke +of Berry on the one hand and the bishop and citizens of Limoges on the +other, whereby the inhabitants recognized the sovereignty of the +French king. It was the news of this surrender that so angered the +Black Prince. + +[591] A force of 3,200 men was led by the Black Prince from the town +of Cognac to undertake the siege of Limoges. Froissart here enumerates +a large number of notable knights who went with the expedition. + +[592] The Limousin was a district in south central France, southeast +of Poitou. + +[593] Limoges was now in the hands of three commanders representing +the French king. Their names were John de Villemur, Hugh de la Roche, +and Roger de Beaufort. + +[594] Here follows a minute enumeration of the districts, towns, and +castles conceded to the English. The most important were Poitou, +Limousin, Rouergne, and Saintonge in the south, and Calais, Guines, +and Ponthieu in the north. + +[595] That is, King John II. and the regent Charles. + +[596] The enormous ransom thus specified for King John was never paid. +The three million gold crowns would have a purchasing power of perhaps +forty or forty-five million dollars to-day. On the strength of the +treaty provision John was immediately released from captivity. With +curious disregard of the bad conditions prevailing in France as the +result of foreign and civil war he began preparations for a crusade, +which, however, he was soon forced to abandon. In 1364, attracted by +the gayety of English life as contrasted with the wretchedness and +gloom of his impoverished subjects, he went voluntarily to England, +where he died before the festivities in honor of his coming were +completed. + +[597] Throughout the Hundred Years' War the English had maintained +close relations with the Flemish enemies of France, just as France, in +defiance of English opposition, had kept up her traditional friendship +with Scotland. The treaty of Bretigny provided for a mutual reshaping +of foreign policy, to the end that these obstacles to peace might be +removed. + +[598] That is, the death of King Charles VI. + +[599] France was not to be dealt with as conquered territory. This +article comprises the only important provision in the treaty for +safeguarding the interests of the French people. + +[600] Charles VI., Henry V., and Philip the Good bind themselves not +to come to any sort of terms with the Dauphin, which compact reveals +the irreconcilable attitude characteristic of the factional and +dynastic struggles of the period. Chapter 6 of the treaty disinherits +the Dauphin; chapter 29 proclaims him an enemy of France. + + + + +CHAPTER XXVI. + +THE BEGINNINGS OF THE ITALIAN RENAISSANCE + + +The question as to when the Middle Ages came to an end cannot be +answered with a specific date, or even with a particular century. The +transition from the mediæval world to the modern was gradual and was +accomplished at a much earlier period in some lines than in others. +Roughly speaking, the change fell within the two centuries and a half +from 1300 to 1550. This transitional epoch is commonly designated the +Age of the Renaissance, though if the term is taken in its most proper +sense as denoting the flowering of an old into a new culture it +scarcely does justice to the period, for political and religious +developments in these centuries were not less fundamental than the +revival and fresh stimulus of culture. But in the earlier portion of +the period, particularly the fourteenth century, the intellectual +awakening was the most obvious feature of the movement and, for the +time being, the most important. + +The renaissance of the fourteenth and fifteenth centuries was not the +first that Europe had known. There had been a notable revival of +learning in the time of Charlemagne--the so-called Carolingian +renaissance; another at the end of the tenth century, in the time of +the Emperor Otto III. and Pope Sylvester II.; and a third in the +twelfth century, with its center in northern France. The first two, +however, had proved quite transitory, and even the third and most +promising had dried up in the fruitless philosophy of the scholastics. + +Before there could be a vital and permanent intellectual revival it +was indispensable that the mediæval attitude of mind undergo a +fundamental change. This attitude may be summed up in the one phrase, +the absolute dominance of "authority"--the authority, primarily, of +the Church, supplemented by the writings of a few ancients like +Aristotle. The scholars of the earlier Middle Ages busied themselves, +not with research and investigation whereby to increase knowledge, but +rather with commenting on the Scriptures, the writings of the Church +fathers, and Aristotle, and drawing conclusions and inferences by +reasoning from these accepted authorities. There was no disposition to +question what was found in the books, or to supplement it with fresh +information. Only after about 1300 did human interests become +sufficiently broadened to make men no longer altogether content with +the mere process of threshing over the old straw. Gradually there +began to appear scholars who suggested the idea, novel for the day, +that the books did not contain all that was worth knowing, and also +that perchance some things that had long gone unquestioned just +because they were in the books were not true after all. In other +words, they proposed to investigate things for themselves and to apply +the tests of observation and impartial reason. + +The most influential factor in producing this change of attitude was +the revival of classical literature and learning. The Latin classics, +and even some of the Greek, had not been unknown in the earlier Middle +Ages, but they had not been read widely, and when read at all they had +been valued principally as models of rhetoric rather than as a living +literature to be enjoyed for the ideas that were contained in it and +the forms in which they were expressed. These ideas were, of course, +generally pagan, and that in itself was enough to cause the Church to +look askance at the use of classical writings, except for grammatical +or antiquarian purposes. In the fourteenth and fifteenth centuries, +however, due to a variety of causes, the reading of the classics +became commoner than since Roman days, and men, bringing to them more +open minds, were profoundly attracted by the fresh, original, human +ideas of life and the world with which Vergil and Horace and Cicero, +for example, overflowed. It was all a new discovery of the world and +of man, and from the _humanitas_ which the scholars found set forth as +the classical conception of culture they themselves took the name of +"humanists," while the subjects of their studies came to be known as +the _litteræ humaniores_. This first great phase of the +Renaissance--the birth of humanism--found its finest expression in +Dante and Petrarch, and it cannot be studied with better effect than +in certain of the writings of these two men. + + +79. Dante's Defense of Italian as a Literary Language + +Dante Alighieri was born at Florence in 1265. Of his early life little +is known. His family seems to have been too obscure to have much part +in the civil struggles with which Florence, and all Italy, in that day +were vexed. The love affair with Beatrice, whose story Boccaccio +relates with so much zest, is the one sharply-defined feature of +Dante's youth and early manhood. It is known that at the age of +eighteen the young Florentine was a poet and was winning wide +recognition for his sonnets. Much time was devoted by him to study of +literature and the arts, but the details of his employments, +intellectual and otherwise, are impossible to make out. In 1290 +occurred the death of Beatrice, which event marked an epoch in the +poetical lover's life. In his sorrow he took refuge in the study of +such books as Boëthius's _Consolations of Philosophy_ and Cicero's +_Friendship_, and became deeply interested in literary, and especially +philosophical, problems. In 1295 he entered political life, taking +from the outset a prominent part in the deliberations of the +Florentine General Council and the Council of Consuls of the Arts. He +assumed a firm attitude against all forms of lawlessness and in +resistance to any external interference in Florentine affairs. Owing +to conditions which he could not influence, however, his career in +this direction was soon cut short and most of the remainder of his +life was spent as a political exile, at Lucca, Verona, Ravenna, and +other Italian cities, with a possible visit to Paris. He died at +Ravenna, September 14, 1321, in his fifty-seventh year. + +Dante has well been called "the Janus-faced," because he stood at the +threshold of the new era and looked both forward and backward. His +_Divine Comedy_ admirably sums up the mediæval spirit, and yet it +contains many suggestions of the coming age. His method was +essentially that of the scholastics, but he knew many of the classics +and had a genuine respect for them as literature. He was a mediævalist +in his attachment to the Holy Roman Empire, yet he cherished the +purely modern ambition of a united Italy. It is deeply significant +that he chose to write his great poem--one of the most splendid in the +world's literature--in the Italian tongue rather than the Latin. Aside +from the fact that this, more than anything else, caused the Tuscan +dialect, rather than the rival Venetian and Neapolitan dialects, to +become the modern Italian, it evidenced the new desire for the +popularization of literature which was a marked characteristic of the +dawning era. Not content with putting his greatest effort in the +vernacular, Dante undertook formally to defend the use of the popular +tongue for literary purposes. This he did in _Il Convito_ ("The +Banquet"), a work whose date is quite uncertain, but which was +undoubtedly produced at some time while its author was in exile. It is +essentially a prose commentary upon three _canzoni_ written for the +honor and glory of the "noble, beautiful, and most compassionate lady, +Philosophy." In it Dante sought to set philosophy free from the +schools and from the heavy disputations of the scholars and to render +her beauty visible even to the unlearned. It was the first important +work on philosophy written in the Italian tongue, an innovation which +the author rightly regarded as calling for some explanation and +defense. The passage quoted from it below comprises this defense. +Similar views on the nobility of the vulgar language, as compared with +the Latin, were later set forth in fuller form in the treatise _De +Vulgari Eloquentia_. + + Source--Dante Alighieri, _Il Convito_ ["The Banquet"], Bk. I., + Chaps. 5-13 _passim_. Translated by Katharine Hillard (London, + 1889), pp. 17-47 _passim_. + + [Sidenote: Reasons for using the Italian] + + V. =1.= This bread being cleansed of its accidental + impurities,[601] we have now but to free it from one [inherent] in + its substance, that is, its being in the vulgar tongue, and not in + Latin; so that we might metaphorically call it made of oats instead + of wheat. And this [fault] may be briefly excused by three reasons, + which moved me to prefer the former rather than the latter + [language]. The first arises from care to avoid an unfit order of + things; the second, from a consummate liberality; the third, from a + natural love of one's own tongue. And I intend here in this manner + to discuss, in due order, these things and their causes, that I + may free myself from the reproach above named. + + [Sidenote: The Latin fixed, the Italian changeable] + + =3.= For, in the first place, had it [the commentary] been in + Latin, it would have been sovereign rather than subject, by its + nobility, its virtue, and its beauty. By its nobility, because + Latin is enduring and incorruptible, and the vulgar tongue is + unstable and corruptible. For we see that the ancient books of + Latin tragedy and comedy cannot be changed from the form we have + to-day, which is not the case with the vulgar tongue, as that can + be changed at will. For we see in the cities of Italy, if we take + notice of the past fifty years, how many words have been lost, or + invented, or altered; therefore, if a short time can work such + changes, how much more can a longer period effect! So that I think, + should they who departed this life a thousand years ago return to + their cities, they would believe them to be occupied by a foreign + people, so different would the language be from theirs. Of this I + shall speak elsewhere more fully, in a book which I intend to + write, God willing, on _Vulgar Eloquence_.[602] + + [Sidenote: Translations cannot preserve the literary splendor of + the originals] + + VII. =4.= ... The Latin could only have explained them [the + _canzoni_] to scholars; for the rest would not have understood it. + Therefore, as among those who desire to understand them there are + many more illiterate than learned, it follows that the Latin would + not have fulfilled this behest as well as the vulgar tongue, which + is understood both by the learned and the unlearned. Also the Latin + would have explained them to people of other nations, such as + Germans, English, and others; in doing which it would have exceeded + their order.[603] For it would have been against their will I say, + speaking generally, to have explained their meaning where their + beauty could not go with it. And, moreover, let all observe that + nothing harmonized by the laws of the Muses[604] can be changed + from its own tongue to another one without destroying all its + sweetness and harmony. And this is the reason why Homer is not + turned from Greek into Latin like the other writings we have of + theirs [the Greeks];[605] and this is why the verses of the + Psalter[606] lack musical sweetness and harmony; for they have been + translated from Hebrew to Greek, and from Greek to Latin, and in + the first translation all this sweetness perished. + + IX. =1.= ... The Latin would not have served many; because, if we + recall to mind what has already been said, scholars in other + languages than the Italian could not have availed themselves of its + service.[607] And of those of this speech (if we should care to + observe who they are) we shall find that only to one in a thousand + could it really have been of use; because they would not have + received it, so prone are they to base desires, and thus deprived + of that nobility of soul which above all desires this food. And to + their shame I say that they are not worthy to be called scholars, + because they do not pursue learning for its own sake, but for the + money or the honors that they gain thereby; just as we should not + call him a lute-player who kept a lute in the house to hire out, + and not to play upon. + + [Sidenote: The Italian of more solid excellence than other tongues] + + X. =5.= Again, I am impelled to defend it [the vulgar tongue] from + many of its accusers, who disparage it and commend others, above + all the language of _Oco_,[608] saying that the latter is better + and more beautiful than the former, wherein they depart from the + truth. Wherefore by this commentary shall be seen the great + excellence of the vulgar tongue of _Si_,[609] because (although the + highest and most novel conceptions can be almost as fittingly, + adequately, and beautifully expressed in it as in the Latin) its + excellence in rhymed pieces, on account of the accidental + adornments connected with them, such as rhyme and rhythm, or + ordered numbers, cannot be perfectly shown; as it is with the + beauty of a woman, when the splendor of her jewels and her garments + draw more admiration than her person.[610] Wherefore he who would + judge a woman truly looks at her when, unaccompanied by any + accidental adornment, her natural beauty alone remains to her; so + shall it be with this commentary, wherein shall be seen the + facility of its language, the propriety of its diction, and the + sweet discourse it shall hold; which he who considers well shall + see to be full of the sweetest and most exquisite beauty. But + because it is most virtuous in its design to show the futility and + malice of its accuser, I shall tell, for the confounding of those + who attack the Italian language, the purpose which moves them to do + this; and upon this I shall now write a special chapter, that their + infamy may be the more notorious. + + [Sidenote: Why people of Italy affect to despise their native + tongue] + + XI. =1.= To the perpetual shame and abasement of those wicked men + of Italy who praise the language of others and disparage their own, + I would say that their motive springs from five abominable causes. + The first is intellectual blindness; the second, vicious excuses; + the third, greed of vain-glory; the fourth, an argument based on + envy; the fifth and last, littleness of soul, that is, + pusillanimity. And each of these vices has so large a following, + that few are they who are free from them.... + + [Sidenote: The unskilful attribute their faults to the language] + + =3.= The second kind work against our language by vicious excuses. + These are they who would rather be considered masters than be such; + and, to avoid the reverse (that is, not to be considered masters), + they always lay the blame upon the materials prepared for their + art, or upon their tools; as the bad smith blames the iron given + him, and the bad lute-player blames the lute, thinking thus to lay + the fault of the bad knife or the bad playing upon the iron or the + lute, and to excuse themselves. Such are they (and they are not + few) who wish to be considered orators; and in order to excuse + themselves for not speaking, or for speaking badly, blame and + accuse their material, that is, their own language, and praise that + of others in which they are not required to work. And whoever + wishes to see wherein this tool [the vulgar tongue] deserves blame, + let him look at the work that good workmen have done with it, and + he will recognize the viciousness of those who, laying the blame + upon it, think they excuse themselves. Against such does Tullius + exclaim, in the beginning of one of his books called _De + Finibus_,[611] because in his time they blamed the Latin language + and commended the Greek, for the same reasons that these people + consider the Italian vile and the Provençal precious. + + [Sidenote: People should use their own language, as being most + natural to them] + + XII. =3.= That thing is nearest to a person which is, of all things + of its kind, the most closely related to himself; thus of all men + the son is nearest to the father, and of all arts medicine is + nearest to the doctor, and music to the musician, because these are + more closely related to them than any others; of all countries, the + one a man lives in is nearest to him, because it is most closely + related to him. And thus a man's own language is nearest to him, + because most closely related, being that one which comes alone and + before all others in his mind, and not only of itself is it thus + related, but by accident, inasmuch as it is connected with those + nearest to him, such as his kinsmen, and his fellow-citizens, and + his own people. And this is his own language, which is not only + near, but the very nearest, to every one. Because if proximity be + the seed of friendship, as has been stated above, it is plain that + it has been one of the causes of the love I bear my own language, + which is nearer to me than the others. The above-named reason (that + is, that we are most nearly related to that which is first in our + mind) gave rise to that custom of the people which makes the + firstborn inherit everything, as the nearest of kin; and, because + the nearest, therefore the most beloved. + + [Sidenote: The Italian fulfils the highest requirement of a + language] + + =4.= And again, its goodness makes me its friend. And here we must + know that every good quality properly belonging to a thing is + lovable in that thing; as men should have a fine beard, and women + should have the whole face quite free from hair; as the foxhound + should have a keen scent, and the greyhound great speed. And the + more peculiar this good quality, the more lovable it is, whence, + although all virtue is lovable in man, that is most so which is + most peculiarly human.... And we see that, of all things pertaining + to language, the power of adequately expressing thought is the most + loved and commended; therefore this is its peculiar virtue. And as + this belongs to our own language, as has been proved above in + another chapter, it is plain that this was one of the causes of my + love for it; since, as we have said, goodness is one of the causes + that engender love. + + +80. Dante's Conception of the Imperial Power + +The best known prose work of Dante, the _De Monarchia_, is perhaps the +most purely idealistic political treatise ever written. Its quality of +idealism is so pronounced, in fact, that there is not even sufficient +mention of contemporary men or events to assist in solving the wholly +unsettled problem of the date of its composition. The _De Monarchia_ +is composed of three books, each of which is devoted to a fundamental +question in relation to the balance of temporal and spiritual +authority. The first question is whether the temporal monarchy is +necessary for the well-being of the world. The answer is, that it is +necessary for the preservation of justice, freedom, and unity and +effectiveness of human effort. The second question is whether the +Roman people took to itself this dignity of monarchy, or empire, by +right. By a survey of Roman history from the days of Æneas to those of +Cæsar it is made to appear that it was God's will that the Romans +should rule the world. The third question is the most vital of all and +its answer constitutes the pith of the treatise. In brief it is, does +the authority of the Roman monarch, or emperor, who is thus by right +the monarch of the world, depend immediately upon God, or upon some +vicar of God, the successor of Peter? This question Dante answers +first negatively by clearing away the familiar defenses of spiritual +supremacy, and afterwards positively, by bringing forward specific +arguments for the temporal superiority. The selection given below +comprises the most suggestive portions of Dante's treatment of this +aspect of his subject. The method, it will be observed, is quite +thoroughly scholastic. Whenever the _De Monarchia_ was composed, it +remained all but unknown until after the author's death (1321); but +with the renewal of conflict between papacy and imperial power the +imperialists were not slow to make use of the treatise, and by the +middle of the fourteenth century it had become known throughout +Europe, being admired by one party as much as it was abhorred by the +other. At various times copies of it were burned as heretical and in +the sixteenth century it was placed by the Roman authorities upon the +Index of Prohibited Books. Few literary productions of the later +Middle Ages exercised greater influence upon contemporary thought and +politics. + + Source--Dante Alighieri, _De Monarchia_ ["Concerning + Monarchy"], Bk. III., Chaps. 1-16 _passim_. Translated by + Aurelia Henry (Boston, 1904), pp. 137-206 _passim_. + + [Sidenote: The problem to be considered] + + I. =2.= The question pending investigation, then, concerns two + great luminaries, the Roman Pontiff [Pope] and the Roman Prince + [Emperor]; and the point at issue is whether the authority of the + Roman monarch, who, as proved in the second book, is rightful + monarch of the world, is derived from God directly, or from some + vicar or minister of God, by whom I mean the successor of Peter, + indisputable keeper of the keys of the kingdom of heaven. + + IV. =1.= Those men to whom the entire subsequent discussion is + directed assert that the authority of the Empire depends on the + authority of the Church, just as the inferior artisan depends on + the architect. They are drawn to this by divers opposing arguments, + some of which they take from Holy Scripture, and some from certain + acts performed by the chief pontiff, and by the Emperor himself; + and they endeavor to make their conviction reasonable. + + [Sidenote: The analogy of the sun and moon] + + =2.= For, first, they maintain that, according to Genesis, God made + two mighty luminaries, a greater and a lesser, the former to hold + supremacy by day and the latter by night [Gen., i. 15, 16]. These + they interpret allegorically to be the two rulers--spiritual and + temporal.[612] Whence they argue that as the lesser luminary, the + moon, has no light but that gained from the sun, so the temporal + ruler has no authority but that gained from the spiritual ruler. + + =8.= I proceed to refute the above assumption that the two + luminaries of the world typify its two ruling powers. The whole + force of their argument lies in the interpretation; but this we can + prove indefensible in two ways. First, since these ruling powers + are, as it were, accidents necessitated by man himself, God would + seem to have used a distorted order in creating first accidents, + and then the subject necessitating them. It is absurd to speak thus + of God, but it is evident from the Word that the two lights were + created on the fourth day, and man on the sixth. + + [Sidenote: An abstruse bit of mediæval reasoning] + + =9.= Secondly, the two ruling powers exist as the directors of men + toward certain ends, as will be shown further on. But had man + remained in the state of innocence in which God made him, he would + have required no such direction. These ruling powers are therefore + remedies against the infirmity of sin. Since on the fourth day man + was not only not a sinner, but was not even existent, the creation + of a remedy would have been purposeless, which is contrary to + divine goodness. Foolish indeed would be the physician who should + make ready a plaster for the abscess of a man not yet born. + Therefore it cannot be asserted that God made the two ruling powers + on the fourth day; and consequently the meaning of Moses cannot + have been what it is supposed to be. + + =10.= Also, in order to be tolerant, we may refute this fallacy by + distinction. Refutation by distinction deals more gently with an + adversary, for it shows him to be not absolutely wrong, as does + refutation by destruction. I say, then, that although the moon may + have abundant light only as she receives it from the sun, it does + not follow on that account that the moon herself owes her existence + to the sun. It must be recognized that the essence of the moon, her + strength, and her function, are not one and the same thing. Neither + in her essence, her strength, nor her function taken absolutely, + does the moon owe her existence to the sun, for her movement is + impelled by her own force and her influence by her own rays. + Besides, she has a certain light of her own, as is shown in + eclipse. It is in order to fulfill her function better and more + potently that she borrows from the sun abundance of light, and + works thereby more effectively. + + [Sidenote: Why the argument from the sun and moon fails] + + =11.= In like manner, I say, the temporal power receives from the + spiritual neither its existence, nor its strength, which is its + authority, nor even its function, taken absolutely. But well for + her does she receive therefrom, through the light of grace which + the benediction of the chief pontiff sheds upon it in heaven and on + earth, strength to fulfill her function more perfectly. So the + argument was at fault in form, because the predicate of the + conclusion is not a term of the major premise, as is evident. The + syllogism runs thus: The moon receives light from the sun, which + is the spiritual power; the temporal ruling power is the moon; + therefore the temporal receives authority from the spiritual. They + introduce "light" as the term of the major, but "authority" as + predicate of the conclusion, which two things we have seen to be + diverse in subject and significance. + + [Sidenote: Argument from the prerogative of the keys committed to + Peter] + + VIII. =1.= From the same gospel they quote the saying of Christ to + Peter, "Whatsoever thou shalt loose on earth shall be loosed in + heaven" [Matt., xvi. 19], and understand this saying to refer alike + to all the Apostles, according to the text of Matthew and John + [Matt., xviii. 18 and John, xx. 23]. They reason from this that the + successor of Peter has been granted of God power to bind and loose + all things, and then infer that he has power to loose the laws and + decrees of the Empire, and to bind the laws and decrees of the + temporal kingdom. Were this true, their inference would be correct. + + =2.= But we must reply to it by making a distinction against the + major premise of the syllogism which they employ. Their syllogism + is this: Peter had power to bind and loose all things; the + successor of Peter has like power with him; therefore the successor + of Peter has power to loose and bind all things. From this they + infer that he has power to loose and bind the laws and decrees of + the Empire. + + =3.= I concede the minor premise, but the major only with + distinction. Wherefore I say that "all," the symbol of the + universal which is implied in "whatsoever," is never distributed + beyond the scope of the distributed term. When I say, "All animals + run," the distribution of "all" comprehends whatever comes under + the genus "animal." But when I say, "All men run," the symbol of + the universal refers only to whatever comes under the term "man." + And when I say, "All grammarians run," the distribution is narrowed + still further. + + =4.= Therefore we must always determine what it is over which the + symbol of the universal is distributed; then, from the recognized + nature and scope of the distributed term, will be easily apparent + the extent of the distribution. Now, were "whatsoever" to be + understood absolutely when it is said, "Whatsoever thou shalt + bind," he would certainly have the power they claim; nay, he would + have even greater power--he would be able to loose a wife from her + husband, and, while the man still lived, bind her to another--a + thing he can in nowise do. He would be able to absolve me, while + impenitent--a thing which God Himself cannot do. + + [Sidenote: Dante's interpretation of the Scripture in question] + + =5.= So it is evident that the distribution of the term under + discussion is to be taken, not absolutely, but relatively to + something else. A consideration of the concession to which the + distribution is subjoined will make manifest this related + something. Christ said to Peter, "I will give unto thee the keys of + the kingdom of heaven;" that is, I will make thee doorkeeper of the + kingdom of heaven. Then He adds, "and whatsoever," that is, + "everything which," and He means thereby, "Everything which + pertains to that office thou shalt have power to bind and loose." + And thus the symbol of the universal which is implied in + "whatsoever" is limited in its distribution to the prerogative of + the keys of the kingdom of heaven. Understood thus, the proposition + is true, but understood absolutely, it is obviously not. Therefore + I conclude that, although the successor of Peter has authority to + bind and loose in accordance with the requirements of the + prerogative granted to Peter, it does not follow, as they claim, + that he has authority to bind and loose the decrees or statutes of + empire, unless they prove that this also belongs to the office of + the keys. But further on we shall demonstrate that the contrary is + true. + + XIII. =1.= Now that we have stated and rejected the errors on which + those chiefly rely who declare that the authority of the Roman + Prince is dependent on the Roman Pontiff,[613] we must return and + demonstrate the truth of that question which we propounded for + discussion at the beginning. The truth will be evident enough if it + can be shown, under the principle of inquiry agreed upon, that + imperial authority derives immediately from the summit of all + being, which is God. And this will be shown, whether we prove that + imperial authority does not derive from that of the Church (for the + dispute concerns no other authority), or whether we prove simply + that it derives immediately from God. + + [Sidenote: The Church (or papacy) is not the source of imperial + authority] + + =2.= That ecclesiastical authority is not the source of imperial + authority is thus verified. A thing non-existent, or devoid of + active force, cannot be the cause of active force in a thing + possessing that quality in full measure. But before the Church + existed, or while it lacked power to act, the Empire had active + force in full measure. Hence the Church is the source, neither of + acting power nor of authority in the Empire, where power to act and + authority are identical. Let A be the Church, B the Empire, and C + the power or authority of the Empire. If, A being non-existent, C + is in B, the cause of C's relation to B cannot be A, since it is + impossible that an effect should exist prior to its cause. + Moreover, if, A being inoperative, C is in B, the cause of C's + relation to B cannot be A, since it is indispensable for the + production of effect that the cause should be in operation + previously, especially the efficient cause which we are considering + here. + + [Sidenote: Early Christian recognition of the authority of the + Emperor] + + =3.= The major premise of this demonstration is intelligible from + its terms; the minor is confirmed by Christ and the Church. Christ + attests it, as we said before, in His birth and death. The Church + attests it in Paul's declaration to Festus in the Acts of the + Apostles: "I stand at Cæsar's judgment seat, where I ought to be + judged" [Acts, xxv. 10]; and in the admonition of God's angel to + Paul a little later: "Fear not, Paul; thou must be brought before + Cæsar" [Acts, xxvii. 24]; and again, still later, in Paul's words + to the Jews dwelling in Italy: "And when the Jews spake against it, + I was constrained to appeal unto Cæsar; not that I had aught to + accuse my nation of," but "that I might deliver my soul from death" + [Acts, xxviii. 19]. If Cæsar had not already possessed the right to + judge temporal matters, Christ would not have implied that he did, + the angel would not have uttered such words, nor would he who said, + "I desire to depart and be with Christ" [Phil., i. 23], have + appealed to an unqualified judge. + + XIV. =1.= Besides, if the Church has power to confer authority on + the Roman Prince, she would have it either from God, or from + herself, or from some Emperor, or from the unanimous consent of + mankind, or, at least, from the consent of the most influential. + There is no other least crevice through which the power could have + diffused itself into the Church. But from none of these has it come + to her, and therefore the aforesaid power is not hers at all. + + XVI. =1.= Although by the method of reduction to absurdity it has + been shown in the foregoing chapter that the authority of empire + has not its source in the Chief Pontiff, yet it has not been fully + proved, save by an inference, that its immediate source is God, + seeing that if the authority does not depend on the vicar of God, + we conclude that it depends on God Himself. For a perfect + demonstration of the proposition we must prove directly that the + Emperor, or Monarch, of the world has immediate relationship to the + Prince of the universe, who is God. + + [Sidenote: Positive argument that the authority of the emperor is + derived directly from God] + + =2.= In order to realize this, it must be understood that man alone + of all beings holds the middle place between corruptibility and + incorruptibility, and is therefore rightly compared by + philosophers to the horizon which lies between the two + hemispheres. Man may be considered with regard to either of his + essential parts, body or soul. If considered in regard to the body + alone, he is perishable; if in regard to the soul alone, he is + imperishable. So the Philosopher[614] spoke well of its + incorruptibility when he said in the second book, _On the Soul_, + "And this only can be separated as a thing eternal from that which + perishes." + + =3.= If man holds a middle place between the perishable and the + imperishable, then, inasmuch as every man shares the nature of the + extremes, man must share both natures. And inasmuch as every nature + is ordained for a certain ultimate end, it follows that there + exists for man a two-fold end, in order that as he alone of all + beings partakes of the perishable and the imperishable, so he alone + of all beings should be ordained for two ultimate ends. One end is + for that in him which is perishable, the other for that which is + imperishable. + + [Sidenote: Double aspect of human life] + + =4.= Omniscient Providence has thus designed two ends to be + contemplated by man: first, the happiness of this life, which + consists in the activity of his natural powers, and is prefigured + by the terrestrial Paradise; and then the blessedness of life + everlasting, which consists in the enjoyment of the countenance of + God, to which man's natural powers may not obtain unless aided by + divine light, and which may be symbolized by the celestial + Paradise.[615] + + =5.= To these states of blessedness, just as to diverse + conclusions, man must come by diverse means. To the former we come + by the teachings of philosophy, obeying them by acting in + conformity with the moral and intellectual virtues; to the latter, + through spiritual teachings which transcend human reason, and which + we obey by acting in conformity with the theological virtues, + faith, hope, and charity. Now the former end and means are made + known to us by human reason, which the philosophers have wholly + explained to us; and the latter by the Holy Spirit, which has + revealed to us supernatural but essential truth through the + prophets and sacred writers, through Jesus Christ, the coëternal + Son of God, and through His disciples. Nevertheless, human passion + would cast these behind, were not man, like horses astray in their + brutishness, held to the road by bit and rein. + + =6.= Wherefore a twofold directive agent was necessary to man, in + accordance with the twofold end; the Supreme Pontiff to lead the + human race to life eternal by means of revelation, and the Emperor + to guide it to temporal well-being by means of philosophic + instruction. And since none or few--and these with exceeding + difficulty--could attain this port, were not the waves of seductive + desire calmed, and mankind made free to rest in the tranquillity of + peace, therefore this is the goal which he whom we call the + guardian of the earth and Roman Prince should most urgently seek; + then would it be possible for life on this mortal threshing-floor + to pass in freedom and peace. The order of the world follows the + order inherent in the revolution of the heavens. To attain this + order it is necessary that instruction productive of liberality and + peace should be applied by the guardian of the realm, in due place + and time, as dispensed by Him who is the ever-present Watcher of + the whole order of the heavens. And He alone foreordained this + order, that by it, in His providence, He might link together all + things, each in its own place. + + [Sidenote: The proper functions of Pope and Emperor] + + =7.= If this is so, and there is none higher than He, only God + elects and only God confirms. Whence we may further conclude that + neither those who are now, nor those who in any way whatsoever have + been, called electors[616] have the right to be so called; rather + should they be entitled heralds of Divine Providence. Whence it is + that those in whom is vested the dignity of proclamation suffer + dissension among themselves at times, when, all or part of them + being shadowed by the clouds of passion, they discern not the face + of God's dispensation. + + =8.= It is established, then, that the authority of temporal + monarchy descends without mediation from the fountain of universal + authority. And this fountain, one in its purity of source, flows + into multifarious channels out of the abundance of its excellence. + + [Sidenote: The ideal relation of the two powers] + + =9.= I believe I have now approached sufficiently close to the goal + I had set myself, for I have taken the kernels of truth from the + husks of falsehood, in that question which asked whether the office + of monarchy was essential to the welfare of the world, and in the + next which made inquiry whether the Roman people rightfully + appropriated the empire, and in the last which sought whether the + authority of the monarch derived from God directly, or from some + other. But the truth of this final question must not be restricted + to mean that the Roman Prince shall not be subject in some degree + to the Roman Pontiff, for well-being that is mortal is ordered in a + measure after well-being that is immortal. Wherefore let Cæsar + honor Peter as a first-born son should honor his father, so that, + brilliant with the light of paternal grace, he may illumine with + greater radiance the earthly sphere over which he has been set by + Him who alone is Ruler of all things spiritual and temporal.[617] + + +81. Petrarch's Love of the Classics + +Francesco Petrarca was born at Arezzo in northern Italy in July, 1304. +His father was a Florentine notary who had been banished by the same +decree with Dante in 1302, and who finally settled at Avignon in 1313 +to practice his profession in the neighborhood of the papal court. +Petrarch was destined by his father for the law and was sent to study +that subject at Montpellier and subsequently at Bologna. But from the +moment when he first got hold of the Latin classics, notably Cicero +and Vergil, he found his interest in legal subjects absolutely at an +end. He was charmed by the literary power of the ancients, as he +certainly was not by the logic and learning of the jurists, and though +his father endeavored to discourage what he regarded as a sheer waste +of time by burning the young enthusiast's precious Latin books, the +love of the classics, once aroused, was never crushed out and the +literary instinct remained dominant. The beginnings of the Renaissance +spirit, which are so discernible in Dante, become in Petrarch the full +expression of the new age. In the words of Professor Adams, "In him we +clearly find, as controlling personal traits, all those specific +features of the Renaissance which give it its distinguishing character +as an intellectual revolution, and from their strong beginning in him +they have never ceased among men. In the first place, he felt as no +other man had done since the ancient days the beauty of nature and the +pleasure of mere life, its sufficiency for itself; and he had also a +sense of ability and power, and a self-confidence which led him to +plan great things, and to hope for an immortality of fame in this +world. In the second place, he had a most keen sense of the unity of +past history, of the living bond of connection between himself and men +of like sort in the ancient world. That world was for him no dead +antiquity, but he lived and felt in it and with its poets and +thinkers, as if they were his neighbors. His love for it amounted +almost, if we may call it so, to an ecstatic enthusiasm, hardly +understood by his own time, but it kindled in many others a similar +feeling which has come down to us. The result is easily recognized in +him as a genuine culture, the first of modern men in whom this can be +found.... Finally, Petrarch first put the modern spirit into conscious +opposition to the mediæval. The Renaissance meant rebellion and +revolution. It meant a long and bitter struggle against the whole +scholastic system, and all the follies and superstitions which +flourished under its protection. Petrarch opened the attack along the +whole line. Physicians, lawyers, astrologers, scholastic philosophers, +the universities--all were enemies of the new learning, and so his +enemies. And these attacks were not in set and formal polemics alone, +his letters and almost all his writings were filled with them. It was +the business of his life."[618] + +In the latter part of his life Petrarch enjoyed the highest renown +throughout Europe. The cities of Italy, especially, vied with one +another in showering honors upon him. A decree of the Venetian senate +affirmed that no Christian poet or philosopher could be compared with +him. Arezzo, the town of his birth, awarded him a triumphal +procession. Florence bought the estates once confiscated from his +father and begged him to accept them as a meager gift to one "who for +centuries had no equal and could scarcely find one in the ages to +come." The climax came in 1341 when both the University of Paris and +the Roman Senate invited him to present himself and receive the poet's +crown, in revival of an old and all but forgotten ceremony of special +honor. The invitation from Rome was accepted and the celebration +attending the coronation was one of the most splendid of the age. In +1350 Petrarch became acquainted with Boccaccio and thenceforth there +existed the warmest friendship between these two great exponents of +Renaissance ideals and achievement. In 1369 he retired to Arquà, near +Padua, where he died in 1374. + +Besides his poems Petrarch wrote a great number of letters, some in +Latin and some in Italian. Letter-writing was indeed a veritable +passion with him; and he not only wrote freely but was careful to +preserve copies of what he wrote. His prose correspondence has been +classified in four divisions. The largest one comprises three hundred +forty-seven letters, written between the years 1332 and 1362, and +given the general title of _De Rebus Familiaribus_, because in them +only topics presumably of everyday interest were discussed and without +particular attention to style. The second group, the so-called +_Epistolæ Variæ_, numbers about seventy. The third, the _Epistolæ de +Rebus Senilibus_ ("Letters of Old Age"), includes one hundred +twenty-four letters written during the last twelve years of the poet's +life. The fourth, comprising about twenty letters, was made up of +epistles containing such sharp criticism of the papal régime at +Avignon that the author thought it best to suppress the names of those +to whom they were addressed. Their general designation, therefore, is +_Epistolæ sine Titulo_. The following passages are taken from a letter +found in the _Epistolæ Variæ_. It was written to a literary friend, +August 18, 1360, while Petrarch was at Milan, uncertain whither the +political storms of the period would finally drive him. In the portion +which precedes that given below the writer has been commenting on +various invitations which had reached him from friends in Padua, +Florence, and even beyond the Alps. This gives him occasion to lament +the unsettled conditions of his times and to voice the longing of the +scholar for peace and quiet. Thence he proceeds to speak of matters +which reveal in an interesting way his passionate love for the +beauties of classical literature and his sympathy with its dominant +ideas. Cicero was his favorite Latin author; after him, Vergil and +Ovid. Greek literature, unfortunately, it was impossible for him to +know at first hand. In spite of a lifelong desire, and at least one +determined effort (which is referred to in the letter below), he never +acquired even a rudimentary reading knowledge of the Greek language. +At best he could only read fragments of Homer, Plato, and Aristotle in +extremely faulty Latin translations.[619] + + Source--Franciscus Petrarca, _Epistolæ de Rebus Familiaribus + et Variæ_ ["Letters of Friendly Intercourse, and Miscellaneous + Letters"], edited by J. Fracassetti (Florence, 1869), Vol. + III., pp. 364-371. Adapted from translation in Merrick + Whitcomb, _Source Book of the Italian Renaissance_ + (Philadelphia, 1903), pp. 14-21 _passim_. + + [Sidenote: Petrarch's longing for peace and seclusion] + + If you should ask me, in the midst of these opinions of my friends, + what I myself think of the matter, I can only reply that I long for + a place where solitude, leisure, repose, and silence reign, however + far from wealth and honors, power and favors. But I confess I know + not where to find it. My own secluded nook, where I have hoped not + only to live, but even to die, has lost all the advantages it once + possessed, even that of safety. I call to witness thirty or more + volumes, which I left there recently, thinking that no place could + be more secure, and which, a little later, having escaped from the + hands of robbers and returned, against all hope, to their master, + seem yet to blanch and tremble and show upon their foreheads the + troubled condition of the place whence they have escaped. Therefore + I have lost all hope of revisiting this charming retreat, this + longed-for country spot. Still, if the opportunity were offered me, + I should seize it with both hands and hold it fast. I do not know + whether I still possess a glimmer of hope, or am feigning it for + self-deception, and to feed my soul's desire with empty + expectation. + + [Sidenote: Drawbacks of even Milan and Padua] + + But I proceed, remembering that we had much conversation on this + point last year, when we lived together in the same house, in this + very city [Milan]; and that after having examined the matter most + carefully, in so far as our light permitted, we came to the + conclusion that while the affairs of Italy, and of Europe, remain + in this condition, there is no place safer and better for my needs + than Milan, nor any place that suits me so well. We made exception + only of the city of Padua, whither I went shortly after and whither + I shall soon return; not that I may obliterate or diminish--that I + should not wish--but that I may soften the regret which my absence + causes the citizens of both places. I know not whether you have + changed your opinion since that time; but for me I am convinced + that to exchange the tumult of this great city and its annoyances + for the annoyances of another city would bring me no advantage, + perhaps some inconvenience, and beyond a doubt, much fatigue. Ah, + if this tranquil solitude, which, in spite of all my seeking, I + never find, as I have told you, should ever show itself on any + side, you will hear, not that I have gone, but that I have flown, + to it.... + + In the succeeding paragraph of your letter you jest with much + elegance, saying that I have been wounded by Cicero without having + deserved it, on account of our too great intimacy.[620] "Because," + you say, "those who are nearest to us most often injure us, and it + is extremely rare that an Indian does an injury to a Spaniard." + True it is. It is on this account that in reading of the wars of + the Athenians and Lacedaemonians, and in contemplating the troubles + of our own people with our neighbors, we are never struck with + astonishment; still less so at the sight of the civil wars and + domestic troubles which habit has made of so little account that + concord itself would more easily cause surprise. But when we read + that the king of Scythia has come to blows with the king of Egypt, + and that Alexander of Macedonia has penetrated to the ends of + India, we experience a sensation of astonishment which the reading + of our histories, filled as they are with the deeds of Roman + bravery in their distant expeditions, does not afford. You bring me + consolation, in representing me as having been wounded by Cicero, + to whom I am fondly attached, a thing that would probably never + happen to me, at the hands of either Hippocrates[621] or + Albumazar....[622] + + [Sidenote: Common indifference to people and events near at hand] + + You ask me to lend you the copy of Homer that was on sale at Padua, + if, as you suppose, I have purchased it (since, you say, I have for + a long time possessed another copy) so that our friend Leo[623] may + translate it from Greek into Latin for your benefit and for the + benefit of our other studious compatriots. I saw this book, but + neglected the opportunity of acquiring it, because it seemed + inferior to my own. It can easily be had with the aid of the person + to whom I owe my friendship with Leo; a letter from that source + would be all-powerful in the matter, and I will myself write him. + + [Sidenote: A request for a copy of Homer] + + [Sidenote: Fondness for Greek literature] + + If by chance the book escape us, which seems to be very unlikely, I + will let you have mine. I have been always fond of this particular + translation and of Greek literature in general, and if fortune had + not frowned upon my beginnings, in the sad death of my excellent + master, I should be perhaps to-day something more than a Greek + still at his alphabet. I approve with all my heart and strength + your enterprise, for I regret and am indignant that an ancient + translation, presumably the work of Cicero, the commencement of + which Horace inserted in his _Ars Poetica_,[624] should have been + lost to the Latin world, together with many other works. It angers + me to see so much solicitude for the bad and so much neglect of the + good. But what is to be done? We must be resigned.... + + [Sidenote: Difficulty of translating works of literature] + + [Sidenote: Longing for the translation of Homer] + + I wish to take this opportunity of warning you of one thing, lest + later on I should regret having passed it over in silence. If, as + you say, the translation is to be made literally in prose, listen + for a moment to the opinion of St. Jerome as expressed in his + preface to the book, _De Temporibus_, by Eusebius of Cæsarea, which + he translated into Latin.[625] Here are the very words of this + great man, well acquainted with these two languages, and indeed + with many others, and of special fame for his art of translating: + _If any one_, he says, _refuses to believe that translation lessens + the peculiar charm of the original, let him render Homer into + Latin, word for word; I will say further, let him translate it into + prose in his own tongue, and he will see a ridiculous array and the + most eloquent of poets transformed into a stammerer._ I tell you + this for your own good, while it is yet time, in order that so + important a work may not prove useless. As for me, I wish the work + to be done, whether well or ill. I am so famished for literature + that just as he who is ravenously hungry is not inclined to quarrel + with the cook's art, so I await with a lively impatience whatever + dishes are to be set before my soul. And in truth, the morsel in + which the same Leo, translating into Latin prose the beginning of + Homer, has given me a foretaste of the whole work, although it + confirms the sentiment of St. Jerome, does not displease me. It + possesses, in fact, a secret charm, as certain viands, which have + failed to take a moulded shape, although they are lacking in form, + preserve nevertheless their taste and odor. May he continue with + the aid of Heaven, and may he give us Homer, who has been lost to + us! + + [Sidenote: A loan of a volume of Plato] + + In asking of me the volume of Plato which I have with me, and which + escaped the fire at my transalpine country house, you give me proof + of your ardor, and I shall hold this book at your disposal, + whenever the time shall come. I wish to aid with all my power such + noble enterprises. But beware lest it should be unbecoming to unite + in one bundle these two great princes of Greece, lest the weight of + these two spirits should overwhelm mortal shoulders. Let your + messenger undertake, with God's aid, one of the two, and first him + who has written many centuries before the other. Farewell. + + +82. Petrarch's Letter to Posterity + +The following is a letter of Petrarch addressed, by a curious whim, to +Posterity. It gives an excellent idea of the poet's opinion of himself +and reveals the sort of things that interested the typical man of +culture in the early Renaissance period. It is supposed to have been +written in the year 1370, when Petrarch had completed the sixty-sixth +year of his life. The letter betrays a longing for individual fame +which was common in classical times and during the Renaissance, but +not in the Middle Ages. + + Source--Franciscus Petrarca, _Epistolæ de Rebus Familiaribus + et Variæ_ ["Letters of Friendly Intercourse, and Miscellaneous + Letters"], edited by J. Fracassetti (Florence, 1869), Vol. I., + pp. 1-11. Translated in James H. Robinson and Henry W. Rolfe, + _Petrarch, the First Modern Scholar and Man of Letters_ (New + York, 1898), pp. 59-76 _passim_. + + _Francis Petrarch, to Posterity, greeting_: + + It is possible that some word of me may have come to you, though + even this is doubtful, since an insignificant and obscure name will + scarcely penetrate far in either time or space. If, however, you + should have heard of me, you may desire to know what manner of man + I was, or what was the outcome of my labors, especially those of + which some description or, at any rate, the bare titles may have + reached you. + + [Sidenote: Petrarch's early life] + + To begin, then, with myself. The utterances of men concerning me + will differ widely, since in passing judgment almost every one is + influenced not so much by truth as by preference, and good and evil + report alike know no bounds. I was, in truth, a poor mortal like + yourself, neither very exalted in my origin, nor, on the other + hand, of the most humble birth, but belonging, as Augustus Cæsar + says of himself, to an ancient family. As to my disposition, I was + not naturally perverse or wanting in modesty, however the contagion + of evil associations may have corrupted me. + + My youth was gone before I realized it; I was carried away by the + strength of manhood. But a riper age brought me to my senses and + taught me by experience the truth I had long before read in books, + that youth and pleasure are vanity--nay, that the Author of all + ages and times permits us miserable mortals, puffed up with + emptiness, thus to wander about, until finally, coming to a tardy + consciousness of our sins, we shall learn to know ourselves. + + [Sidenote: Physical appearance] + + In my prime I was blessed with a quick and active body, although + not exceptionally strong; and while I do not lay claim to + remarkable personal beauty, I was comely enough in my best days. I + was possessed of a clear complexion, between light and dark, + lively eyes, and for long years a keen vision, which, however, + deserted me, contrary to my hopes, after I reached my sixtieth + birthday, and forced me, to my great annoyance, to resort to + glasses.[626] Although I had previously enjoyed perfect health, old + age brought with it the usual array of discomforts. + + [Sidenote: Preference for plain and sensible living] + + My parents were honorable folk, Florentine in their origin, of + medium fortune, or, I may as well admit it, in a condition verging + upon poverty. They had been expelled from their native city,[627] + and consequently I was born in exile, at Arezzo, in the year 1304 + of this latter age, which begins with Christ's birth, July the + 20th, on a Monday, at dawn. I have always possessed an extreme + contempt for wealth; not that riches are not desirable in + themselves, but because I hate the anxiety and care which are + invariably associated with them. I certainly do not long to be able + to give gorgeous banquets. I have, on the contrary, led a happier + existence with plain living and ordinary fare than all the + followers of Apicius,[628] with their elaborate dainties. So-called + convivia, which are but vulgar bouts, sinning against sobriety and + good manners, have always been repugnant to me. I have ever felt + that it was irksome and profitless to invite others to such + affairs, and not less so to be bidden to them myself. On the other + hand, the pleasure of dining with one's friends is so great that + nothing has ever given me more delight than their unexpected + arrival, nor have I ever willingly sat down to table without a + companion. Nothing displeases me more than display, for not only is + it bad in itself and opposed to humility, but it is troublesome + and distracting. + + [Sidenote: Intimacy with renowned men] + + In my familiar associations with kings and princes, and in my + friendship with noble personages, my good fortune has been such as + to excite envy. But it is the cruel fate of those who are growing + old that they can commonly only weep for friends who have passed + away. The greatest kings of this age have loved and courted me. + They may know why; I certainly do not. With some of them I was on + such terms that they seemed in a certain sense my guests rather + than I theirs; their lofty position in no way embarrassing me, but, + on the contrary, bringing with it many advantages. I fled, however, + from many of those to whom I was greatly attached; and such was my + innate longing for liberty that I studiously avoided those whose + very name seemed incompatible with the freedom that I loved. + + I possessed a well-balanced rather than a keen intellect--one prone + to all kinds of good and wholesome study, but especially inclined + to moral philosophy and the art of poetry. The latter, indeed, I + neglected as time went on, and took delight in sacred literature. + Finding in that a hidden sweetness which I had once esteemed but + lightly, I came to regard the works of the poets as only amenities. + + [Sidenote: Admiration for antiquity] + + Among the many subjects that interested me, I dwelt especially upon + antiquity, for our own age has always repelled me, so that, had it + not been for the love of those dear to me, I should have preferred + to have been born in any other period than our own. In order to + forget my own time, I have constantly striven to place myself in + spirit in other ages, and consequently I delighted in history. The + conflicting statements troubled me, but when in doubt I accepted + what appeared most probable, or yielded to the authority of the + writer. + + [Sidenote: Attitude toward literary style] + + My style, as many claimed, was clear and forcible; but to me it + seemed weak and obscure. In ordinary conversation with friends, or + with those about me, I never gave thought to my language, and I + have always wondered that Augustus Cæsar should have taken such + pains in this respect. When, however, the subject itself, or the + place or the listener, seemed to demand it, I gave some attention + to style, with what success I cannot pretend to say; let them judge + in whose presence I spoke. If only I have lived well, it matters + little to me how I talked. Mere elegance of language can produce at + best but an empty renown.... + + +FOOTNOTES: + +[601] Dante represents the commentaries composing the _Convito_ as in +the nature of a banquet, the "meats" of which were to be set forth in +fourteen courses, corresponding to the fourteen _canzoni_, or lyric +poems, which were to be commented upon. As a matter of fact, for some +unknown reason, the "banquet" was broken off at the end of the third +course. "At the beginning of every well-ordered banquet" observes the +author in an earlier passage (Bk. II., Chap. 1) "the servants are wont +to take the bread given out for it, and cleanse it from every speck." +Dante has just cleansed his viands from the faults of egotism and +obscurity,--the "accidental impurities"; he now proceeds to clear them +of a less superficial difficulty, i.e., the fact that in serving them +use is made of the Italian rather than the Latin language. + +[602] The date of the composition of the _De Vulgari Eloquentia_ is +unknown, but there are reasons for assigning the work to the same +period in the author's life as the _Convito_. Like the _Convito_, it +was left incomplete; four books were planned, but only the first and a +portion of the second were written. In it an effort was made to +establish the dominance of a perfect and imperial Italian language +over all the dialects. The work itself was written in Latin, probably +to command the attention of scholars whom Dante hoped to convert to +the use of the vernacular. + +[603] The author conceives of the _canzoni_ as masters and the +commentaries as servants. + +[604] That is, any poetical composition. + +[605] Some students of Dante hold that this phrase about Homer should +be rendered "does not admit of being turned"; but others take it in +the absolute sense and base on it an argument against Dante's +knowledge of Greek literature. + +[606] The Book of Psalms. + +[607] The _canzoni_ were in Italian and a Latin commentary would have +been useless to scholars of other nations, because they could not have +understood the _canzoni_ to which it referred. + +[608] The Provençal language--the peculiar speech of southeastern +France, whence comes the name Languedoc. _Oc_ is the affirmative +particle "yes." + +[609] _Si_ is the Italian affirmative particle. In the _Inferno_ Dante +refers to Italy as "that lovely country where the _si_ is sounded" +(XXX., 80). + +[610] That is, prose shows the true beauty of a language more +effectively than poetry, in which the attention is distracted by the +ornaments of verse. + +[611] The author refers to Cicero's philosophical treatise _De Finibus +Bonorum et Malorum_. + +[612] For example, Pope Innocent IV. (1243-1254) declared: "Two +lights, the sun and the moon, illumine the globe; two powers, the +papal and the royal, govern it; but as the moon receives her light +from the more brilliant star, so kings reign by the chief of the +Church, who comes from God." + +[613] The arguments disposed of by the author, in addition to those +treated in the passages here presented, are: the precedence of Levi +over Judah (Gen., xxix. 34, 35), the election and deposition of Saul +by Samuel (1 Sam., x. 1; xv. 23; xv. 28), the oblation of the Magi +(Matt., ii. 11), the two swords referred to by Peter (Luke, xxii. 38), +the donation of Constantine, the summoning of Charlemagne by Pope +Hadrian, and finally the argument from pure reason. + +[614] This was the common mediæval designation of Aristotle. + +[615] For Dante's conception of the terrestrial and the celestial +paradise see the _Paradiso_ in the _Divina Commedia_. + +[616] These were the lay and ecclesiastical princes in whom was vested +the right of choosing the Emperor. The electoral college was first +clearly defined in the Golden Bull issued by Charles IV. in 1356 [see +p. 409]. Its composition in Dante's time is uncertain. + +[617] Dante's ideal solution was the harmonious rule of the two powers +by the acknowledgment of filial relationship between pope and emperor, +on the basis of a recognition of the different and essentially +irreconcilable character of their functions. + +[618] George B. Adams, _Mediæval Civilization_ (New York, 1904), pp. +375-377. + +[619] "There was no apparatus for the study of Greek at that time. +Oral instruction from Greek or Byzantine scholars was the only +possible means of access to the great writers of the past. Such +instruction was difficult to secure, as Petrarch's efforts and failure +prove."--Robinson and Rolfe, _Petrarch_, p. 237. + +[620] This is a humorous allusion to the fact that Petrarch had +recently received an injury from the fall of a heavy volume of +Cicero's _Letters_. + +[621] A renowned Greek physician of the fifth century B.C. + +[622] A famous Arabian astronomer of the ninth century A.D. + +[623] Leo Pilatus, a translator. + +[624] Quintus Horatius Flaccus (65-8 B.C.), one of the literary lights +of the Augustan Age, was a younger contemporary of Cicero. His _Ars +Poetica_ was a didactic poem setting forth the correct principles of +poetry as an art. + +[625] Eusebius, bishop of Cæsarea in Palestine, is noted chiefly as +the author of an Ecclesiastical History which is in many ways our most +important source of information on the early Christian Church. He +lived about 250-339. St. Jerome was a great Church father of the later +fourth century. His name is most commonly associated with the +translation of the Bible from the original Hebrew and Greek into the +Latin language. The resulting form of the Scriptures was the _Editio +Vulgata_ (the Edition Commonly Received), whence our English term +"Vulgate." + +[626] Eyeglasses were but beginning to come into use in Petrarch's +day. + +[627] Petrarch's father and Dante were banished from Florence upon the +same day, January 27, 1302 [see p. 446]. + +[628] Marcus Gavius Apicius was a celebrated epicure of the time of +Augustus and Tiberius. He was the author of a famous cook-book +intended for the gratification of high-livers. Though worth a fortune, +he was haunted by a fear of starving to death and eventually poisoned +himself to escape such a fate. There was another Apicius in the third +century who compiled a well-known collection of recipes for cooking, +in ten books, entitled _De Re Coquinaria_. It is not quite clear which +Apicius Petrarch had in mind. + + + + +CHAPTER XXVII. + +FORESHADOWINGS OF THE REFORMATION + + +83. The Reply of Wyclif to the Summons of Pope Urban VI. (1384) + +The fourteenth century was an era of religious decline in England, as +indeed more or less generally throughout western Europe. The papacy +was at its lowest ebb, unable to command either respect or obedience, +except among the clergy and certain of the common people; bishops and +abbots had grown wealthy and worldly and were often utterly neglectful +of their religious obligations; and among the masses the services of +worship had frequently become mere hollow formalities. There were +still many good men in the Church, men who in an unpretentious way +sought to do their duty faithfully; but of large numbers--possibly the +majority--of both the higher and lower clergy this could not be said. +The dissatisfaction of the people with industrial conditions which +prompted the uprising of 1381 was accompanied by an almost equal +discontent with the shortcomings of the selfish and avaricious clergy. +It was harder, of course, to arouse men to an active hostility to the +existing ecclesiastical system than to the industrial régime, because +the Church still maintained a very close hold upon the sentiments and +attachments of the average individual. Still, there were people here +and there who were outspoken for reform, and chief among these was +John Wyclif. + +Wyclif was born in Yorkshire about 1320 and was educated at Oxford, +where in time he became a leading teacher. He was one of those who saw +clearly the evils of the times and did not lack the courage to speak +out plainly against them. As early as 1366 he had denounced the claims +of the papacy, in a pamphlet, _De Dominio Divino_, declaring that the +pope ought to have no authority whatsoever over states and +governments. This position he never yielded and it became one of the +cardinal features of his teaching. He attacked the clergy for their +wealth, their self-seeking, and their subservience to the pope, and +hurled denunciation at the whole body of friars and vendors of +indulgences with whom England was thronged. He even assailed the +doctrines of the Church, particularly as to transubstantiation, the +efficacy of confession to priests, and the nature of the sacraments. +His teachings were very acceptable to large numbers of people who were +disgusted with existing conditions, and hence he soon came to have a +considerable body of followers, known as the Lollards, who, though not +regularly organized into a sect, carried on in later times the work +which Wyclif and his "poor priests" had begun. + +In 1377 Pope Gregory XI. issued a bull in which he roundly condemned +Wyclif and reproved the University of Oxford for not taking active +steps to suppress the growing heresy; but it had little or no effect. +In 1378 Gregory died and two popes were elected to succeed +him--Clement VII. at Avignon and Urban VI. at Rome [see p. 389]. The +Schism that resulted prevented further action for a time against +Wyclif. In England, however, the uprising of 1381 aroused the +government to the expediency of suppressing popular agitators, and in +a church council at London, May 19, 1382, Wyclif's doctrines were +formally condemned. In 1383 Oxford was compelled to banish all the +Lollards from her walls and by the time of Wyclif's death in 1384 the +new belief seemed to be pretty thoroughly suppressed. In reality it +lived on by the more or less secret attachment of thousands of people +to it, and became one of the great preparatory forces for the English +Reformation a century and a half later. The document given below is a +modernized version of a letter written by Wyclif to Pope Urban VI. in +1384 in response to a summons to appear at Rome to be tried for +heresy. The letter was written in Latin and the English translation +(given below) prepared by the writer's followers for distribution +among Englishmen represents somewhat of an enlargement of the original +document. When Wyclif wrote the letter he was in the last year of his +life and was so disabled by paralysis that a journey to Rome was quite +impossible. + + Source--Text in Thomas Arnold, _Select English Works of John + Wyclif_ (Oxford, 1869), Vol. III., pp. 504-506. Adapted, with + modernized spelling, in Guy Carleton Lee, _Source Book of + English History_ (New York, 1900), pp. 212-214. + + I have joyfully to tell what I hold, to all true men that believe, + and especially to the pope; for I suppose that if my faith be + rightful and given of God, the pope will gladly confirm it; and if + my faith be error, the pope will wisely amend it. + + I suppose over this that the gospel of Christ be heart of the corps + [body] of God's law; for I believe that Jesus Christ, that gave in + His own person this gospel, is very God and very man, and by this + heart passes all other laws. + + [Sidenote: The pope's high obligation] + + I suppose over this that the pope be most obliged to the keeping of + the gospel among all men that live here; for the pope is highest + vicar that Christ has here in earth. For moreness of Christ's vicar + is not measured by worldly moreness, but by this, that this vicar + follows more Christ by virtuous living; for thus teacheth the + gospel, that this is the sentence of Christ. + + [Sidenote: Christ's earthly poverty] + + And of this gospel I take as believe, that Christ for time that He + walked here, was most poor man of all, both in spirit and in having + [possessions]; for Christ says that He had nought for to rest His + head on. And Paul says that He was made needy for our love. And + more poor might no man be, neither bodily nor in spirit. And thus + Christ put from Him all manner of worldly lordship. For the gospel + of John telleth that when they would have made Christ king, He fled + and hid Him from them, for He would none such worldly highness. + + [Sidenote: How far men ought to follow the pope] + + [Sidenote: The pope exhorted to give up temporal authority] + + And over this I take it as believe, that no man should follow the + pope, nor no saint that now is in heaven, but in as much as he [the + pope] follows Christ. For John and James erred when they coveted + worldly highness; and Peter and Paul sinned also when they denied + and blasphemed in Christ; but men should not follow them in this, + for then they went from Jesus Christ. And this I take as wholesome + counsel, that the pope leave his worldly lordship to worldly lords, + as Christ gave them,--and more speedily all his clerks [clergy] to + do so. For thus did Christ, and taught thus His disciples, till the + fiend [Satan] had blinded this world. And it seems to some men + that clerks that dwell lastingly in this error against God's law, + and flee to follow Christ in this, been open heretics, and their + fautors [supporters] been partners. + + [Sidenote: The pope should not demand what is contrary to the + divine will] + + And if I err in this sentence, I will meekly be amended + [corrected], yea, by the death, if it be skilful [necessary], for + that I hope were good to me. And if I might travel in mine own + person, I would with good will go to the pope. But God has needed + me to the contrary, and taught me more obedience to God than to + men. And I suppose of our pope that he will not be Antichrist, and + reverse Christ in this working, to the contrary of Christ's will; + for if he summon against reason, by him or by any of his, and + pursue this unskilful summoning, he is an open Antichrist. And + merciful intent excused not Peter, that Christ should not clepe + [call] him Satan; so blind intent and wicked counsel excuses not + the pope here; but if he ask of true priests that they travel more + than they may, he is not excused by reason of God, that he should + not be Antichrist. For our belief teaches us that our blessed God + suffers us not to be tempted more than we may; how should a man ask + such service? And therefore pray we to God for our Pope Urban the + Sixth, that his old [early] holy intent be not quenched by his + enemies. And Christ, that may not lie, says that the enemies of a + man been especially his home family; and this is sooth of men and + fiends. + + + + +INDEX + +[Note--The numbers refer to pages.] + + + Aachen, Charlemagne's capital, 108, 110; + basilica at, 113; + assembly at, 119; + capitulary for the _missi_ promulgated from, 135; + in territory assigned to Lothair, 155. + + Abbeville, English and French armies at, 427. + + Abbo, account of siege of Paris, 165, 168-171. + + Abbot, character and duties of, defined in Benedictine Rule, + 84-86. + + Abelard, at Paris, 340. + + Abu-Bekr, Mohammed's successor, 97. + + _Acta Sanctorum_, quoted, 256-258. + + Adalbero, archbishop of Rheims, 177; + speech at Senlis, 178-179; + urges election as true basis of Frankish kingship, 179; + opposes candidacy of Charles of Lower Lorraine, 179-180; + speaks in behalf of Hugh Capet, 180. + + Adrianople, battle of, importance, 37-38; + described by Ammianus Marcellinus, 38-41. + + Ægidius, "king of the Romans," 50-51. + + Ælfthryth, daughter of Alfred the Great, 187. + + Agincourt, English victory at, 440. + + Agius, bishop of Orleans, 167. + + Agriculture, among the early Germans, 21, 29. + + Aids, nature of, 222; + defined by Norman custom, 222-223; + specified in Great Charter, 306-307. + + Ain Tulut, battle of, 317. + + Aix-la-Chapelle (see Aachen). + + Alaf [Alavivus], a Visigothic chieftain, 34. + + Alaric, king of the Visigoths, 51; + Syagrius takes refuge with, 51; + delivers Syagrius to Clovis, 51; + interview with Clovis, 54-55; + defeated and slain by Clovis near Poitiers, 56. + + Albar, 201. + + Alcuin, brought to Charlemagne's court, 113; + in the Palace School, 144. + + Alemanni, defeated by Clovis at Strassburg, 53. + + Alessandria, founded, 399. + + Alexander II., approves William the Conqueror's project to invade + England, 234. + + Alexander III., 399. + + Alexander V., elected pope, 390. + + Alexius Comnenus, appeals to Urban II., 283. + + Alfonso XI., of Castile, 421. + + Alfred the Great, biography by Asser, 181; + becomes king of the English, 182; + fights the Danes at Wilton, 182; + constructs a navy, 183; + defeats Danes at Swanwich, 183; + in refuge at Athelney, 184; + meets English people at Egbert's stone, 184; + defeats Danes at Ethandune, 184; + peace of Guthrum and, 185; + negotiates treaty of Wedmore, 185; + interest in education, 185; + literary activity, 186, 193; + care for his children, 187; + varied pursuits, 187; + piety, 188; + regret at lack of education, 189; + search for learned men, 190-191; + letter to Bishop Werfrith, 191-194; + laws, 194-195. + + Alith, mother of St. Bernard, 251-252. + + Alp Arslan, defeats Eastern emperor at Manzikert, 282. + + Amalric, king of the Visigoths, 56. + + Amboise, 55. + + Ammianus Marcellinus, author of a Roman History, 34; + facts concerning life, 34; + quoted, 34-37, 38-41, 43-46. + + Amusements, of the early Germans, 30-31. + + Anagni, Boniface VIII. taken captive at, 385. + + Angelo, companion of St. Francis, 363. + + Angers, Northmen at, 167. + + Angilbert, a Carolingian poet, 151. + + Angoulême, captured by Clovis, 56-57. + + _Annales Bertiniani_, scope, 165; + quoted, 156, 165-168. + + _Annales Laureshamensis_, quoted, 132-133. + + _Annales Laurissenses Minores_, quoted, 106-107. + + _Annales Xantenses_, quoted, 158-163. + + Annals, origin and character of, 157-158. + + Annates, defined, 389. + + Antioch, crusaders arrive at, 293; + siege and capture of, 293-296. + + Apicius, Marcus Gavius, 471. + + Arabs, overrun Syria, 282. + + Arezzo, Petrarch born at, 461, 464, 471. + + Arianism, adopted by Germans, 50; + refuted by ordeal of hot water, 198-200. + + Aristotle, Dante cites, 460. + + Arles, Council of, 72. + + Armagnacs, in later Hundred Years' War, 440. + + Armenia, crusaders in, 293. + + Arnold Atton, forfeiture of fief, 227-228. + + Arnold of Bonneval, 251. + + Arpent, a land measure, 129. + + Arras, treaty of, 439. + + Arteveld, James van, connection with Hundred Years' War, 422. + + Articles of the Barons, relation to the Great Charter, 304. + + Asnapium, inventory of, 127-129. + + Assam, conquered by the crusaders, 293. + + Assembly, the German, 26-27; + the Saxon, 123. + + Asser, biography of Alfred the Great, 181, 186. + + Assisi, birth-place of St. Francis, 362-363. + + Athanaric, a Visigothic chieftain, 33-34. + + Athelney, Alfred in refuge at, 184. + + Augustine, sent to Britain by Pope Gregory, 72-73; + constituted abbot, 74; + lands at Thanet, 75; + preaches to King Ethelbert, 76; + life at Canterbury, 77. + + Augustus, 32. + + Aurelian, cedes Dacia to the Visigoths, 33. + + _Ausculta Fili_, issued by Boniface VIII., 384. + + Auvillars, forfeited by Arnold Atton, 227. + + Avignon, popes resident at, 389. + + Aylesford, Horsa slain in battle at, 71. + + + Babylon (Cairo), St. Louis advances on, 318. + + Babylonian Captivity, begins, 385, 389. + + Ban, of the emperor, 138. + + Basel, Council of, 391, 393. + + Battle Abbey, founded by William the Conqueror, 242. + + Baugulf, Charlemagne's letter to, 145-148. + + Bavaria, annexed to Charlemagne's kingdom, 115. + + Bayeux, Odo, bishop of, imprisoned, 243. + + Beatrice, Dante's love affair with, 446. + + Beauchamp, William de, 302. + + Beaumont, birth of Froissart at, 418. + + Bede, facts regarding life of, 68; + "Ecclesiastical History of the English People," 68; + account of the Saxon invasion, 69-72; + account of Augustine's mission to Britain, 73-77. + + Bedford, castle of, English barons at, 301-302. + + Bellona, Roman goddess of war, 39. + + Benedict XIII., deposed from papacy, 391. + + Benedictine Rule, nature and purpose, 84; + translation of, 84; + quoted, 84-90; + character and duties of the abbot, 84-86, 89; + the monks to be called in council, 87; + the Rule always to be obeyed, 87; + monks to own no property individually, 87-88; + daily manual labor, 88; + reading during Lent, 89; + hospitality, 89. + + Benefice, origin and development, 206; + relation to vassalage, 207; + example of grant, 207-210. + + Beowulf, 188. + + Bernardone, Pietro, father of St. Francis, 363. + + _Bernardus Clarævallensis_ (by William of St. Thierry), quoted, + 251-256, 258-260. + + Berno, abbot of Cluny, 248. + + Bertha, queen of Kent, 72, 75. + + Bertha, daughter of Charlemagne, 151. + + Biography, character of, in Middle Ages, 108. + + Blanche of Castile, mother of St. Louis, 311, 313-314. + + Boccaccio, Petrarch's acquaintance with, 464. + + Boëthius, 186. + + Bohemia, king of, an elector of the Empire, 410. + + Bohemians, Louis the German makes expedition against, 160-161. + + Bohemond of Tarentum, 294-295. + + Bologna, University of, 340. + + Boniface, anoints Pepin the Short, 107. + + Boniface VIII., conflict with Philip the Fair, 383-384; + issues bull _Clericis Laicos_, 384; + issues bull _Unam Sanctam_, 385; + death, 385. + + Boulogne, count of, uncle of St. Louis, 314. + + Bourges, Pragmatic Sanction of, promulgated, 394; + quoted, 395-397. + + Bouvines, King John's defeat at, 297, 403. + + Brackley, English barons meet at, 300. + + Bretigny, treaty of, negotiated, 439; + provisions of, 441-442. + + Britain, Saxon invasion of, 68-72; + shores infested by Angle and Saxon seafarers, 68; + Roman garrisons withdrawn from, 68; + Saxons invited into, 69; + Saxon settlement in, 70; + Saxons conquer, 71-72; + Christianity in, 72; + Augustine sent to, 73-74; + conversion of Saxon population begins, 75-77. + + Britons, menaced by Picts and Scots, 68; + decide to call in the Saxons, 68-69; + conquered by the Saxons, 71-72; + early Christianization of, 72. + + Brittany, Northmen in, 166. + + Brussels, conference at, 422-423. + + Buchonian Forest, 57, 58. + + Burchard, bishop of Chartres, 167. + + Burgundians, faction in Hundred Years' War, 440. + + + Cæsar, Julius, describes the Germans in his "Commentaries," + 19-22; + conquest of Gaul, 19, 32. + + Calais, treaty of Bretigny revised at, 439-440. + + Calixtus II., concessions made by, in Concordat of Worms, + 279-280. + + Camargue, Northmen establish themselves at, 168. + + Campus Martius, 52; + Merovingian kings at, 106-107. + + Cannæ, battle of, 41. + + Canossa, Henry IV. arrives at, 274; + Henry IV.'s penance at, 276; + oath taken by Henry IV. at, 277-278. + + Canterbury, capital of Kent, 76; + life of Augustine's band at, 77; + Plegmund archbishop of, 190; + Christchurch monastery built at, 242. + + _Capellani_, functions of, 190. + + _Capitulare Missorum Generale_, promulgated by Charlemagne, 135; + scope, 135; + translation of, 135; + quoted, 135-141; + character and functions of the _missi_, 135-137; + new oath to Charlemagne as emperor, 137; + administration of justice, 138-139; + obligations of the clergy, 139; + murder, 140. + + Capitulary, Charlemagne's concerning the Saxon territory, + 118-123; + nature of, 119-120; + Charlemagne's concerning the royal domains, 124-127; + Charlemagne's for the _missi_, 134-141; + nature of, in ninth century, 174; + Carloman's concerning the preservation of order, 174-176. + + _Capitulum Saxonicum_, issued by Charlemagne, 119. + + Cappadocia, crusaders in, 293. + + Cardinals, college of, instituted, 269; + and Great Schism, 389-391. + + Carloman, capitulary concerning the preservation of order, + 174-176; + functions of the _missi_, 175; + obligations of officials, 176. + + _Carmina Burana_, source for mediæval students' songs, 352. + + Carolingians, origin of, 105-106; + age of Charlemagne, 108-148; + disorders in reigns of, 149-163; + menaced by Norse invasions, 163-173; + efforts to preserve order, 173-176; + growing inability to cope with conditions, 174; + replaced by Capetian dynasty, 177-180. + + Carthusians, 246. + + _Castellanerie_, defined, 216. + + Celestine III., 381. + + _Cens_, payment of, in Lorris, 328. + + _Census_, 209. + + _Centenarius_, functions of, 176. + + Chalcedon, Council of, 80. + + Châlons-sur-Saône, immunity of monastery at, confirmed by + Charlemagne, 212-214. + + Champagne, county of, 215; + Joinville's residence in, 312. + + Charibert, 75. + + Charlemagne, employs Einhard at court, 108; + biography of, 109; + personal appearance, 109-110; + manner of dress, 111; + fondness for St. Augustine's _De Civitate Dei_, 111; + everyday life, 112; + education, 112-113; + interest in religion, 113; + charities, 114; + policy of Germanic consolidation, 115; + conquers Lombardy, Bavaria, and the Spanish March, 115; + war with the Saxons, 115-118; + transplants Saxons into Gaul, 117-118; + peace with Saxons, 118; + issues capitularies concerning the Saxon territory, 119; + capitulary concerning the royal domains, 124-127; + revenues, 124; + interest in agriculture, 124; + inventory of a royal estate, 127-129; + appealed to by Pope Leo III., 130; + goes to Rome, 130; + crowned emperor by Leo, 130, 132-134; + significance of the coronation, 131-133; + issues capitulary for the _missi_, 134; + new oath to, as emperor, 137; + provisions for administration of justice, 138-139; + legislation for clergy, 139-140; + letter to Abbot Fulrad, 142-144; + builds up Palace School, 144-145; + provides for elementary and intermediate education, 145; + confirms immunity of monastery of Châlons-sur-Saône, 212-214. + + Charles Martel, victor at Tours, 105; + Frankish mayor of the palace, 105; + makes office hereditary, 105. + + Charles the Fat, Emperor, 168; + Odo's mission to, 170-171; + buys off the Northmen, 171; + deposition and death, 171. + + Charles, son of Charlemagne, anointed by Leo, 134. + + Charles the Bald, of France, birth, 149; + combines with Louis against Lothair, 150-151; + takes oath of Strassburg, 152-154; + lands received by treaty of Verdun, 155-156; + buys off the Northmen, 159; + capitularies, 174. + + Charles the Simple, of France, yields Normandy to Rollo, 172. + + Charles of Lower Lorraine, claimant to French throne, 177; + candidacy opposed by Adalbero, 179-180. + + Charles IV., Emperor, founds University of Prague, 345; + promulgates Golden Bull, 410. + + Charles IV. (the Fair), of France, 419. + + Charles VI. of France, 440; + and the Great Schism, 390. + + Charles VII. of France, convenes council at Bourges, 394; + dauphin of France, 440-441. + + Charles, count of Anjou, 321. + + Charles, of Luxemburg, slain at Crécy, 433. + + Charter, conditions of grant to towns, 326; + of Laon, 327-328; + of Lorris, 328-330. + (See _Magna Charta_.) + + Châtillon, St. Bernard educated at, 252; + begins monastic career at, 254. + + Childebert, conquers Septimania, 57 + + Childeric I., father of Clovis, 50. + + Childeric III., last Merovingian king, 105; + deposed, 107. + + Chippenham, Danes winter at, 184; + siege of, 184; + treaty of, 185. + + _Chronica Majora_ (by Roger of Wendover), scope of, 298; + quoted, 298-303. + + _Chronica Majora_ (by Matthew Paris), value of, 404; + quoted, 405-409. + + _Chroniques_ (by Froissart), character of, 418; + quoted, 418-439. + + Church, development of, 78-96; + origin of papacy, 78-79; + Pope Leo's sermon on the Petrine supremacy, 80-83; + rise of monasticism, 83-84; + the Benedictine Rule, 84-90; + papacy of Gregory the Great, 90-91; + Gregory's description of the functions of the secular clergy, + 91-96; + Charlemagne's zeal for promotion of, 113; + Charlemagne's extension into Saxony, 118-123; + influence on development of annalistic writings, 157; + education intrusted to, by Charlemagne, 146; + to aid in suppressing disorder, 175-176; + illiteracy of English clergy in Alfred's day, 190-192; + influence on use of ordeals, 197; + use of _precarium_, 206-207; + favored by grants of immunity, 210; + efforts to discourage private warfare, 228-229; + decrees the Peace of God, 229; + decrees the Truce of God, 229; + reform through Cluniac movement, 246; + conditions in St. Bernard's day, 250; + Gregory VII.'s conception of the papal authority, 262-264; + Gregory VII. avows purpose to correct abuses in, 267; + college of cardinals instituted, 269; + issue of lay investiture, 265-278; + Concordat of Worms, 278-281; + liberties in England granted in Great Charter, 305; + patronage of universities, 340; + menaced by abuses, 360; + rise of the mendicant orders, 360; + St. Francis's attitude toward, 375, 377-378; + use of excommunication and interdict, 380; + _Unam Sanctam_, 383-388; + Great Schism, 389-390; + Council of Pisa, 390-391; + Council of Constance, 391, 393; + Pragmatic Sanction of Bourges, 393-397; + decline in England in fourteenth century, 474; + Wyclif's efforts to regenerate, 475-477. + + Cicero, Dante cites, 451; + Petrarch's reading of, 466. + + _Cimbri_, 32. + + Cistercians, 246, 250. + + Cîteaux, 246; + St. Bernard decides to join, 252, 254; + St. Bernard goes forth from, 256. + + Cities (see Towns), Frederick Barbarossa and Lombard, 398-399; + rights of guaranteed by Peace of Constance, 400-402. + + Clairvaux, St. Bernard founds monastery at, 256-257; + description of by William of St. Thierry, 258-260; + marvelous works accomplished at, 259; + piety of monks at, 259. + + Claudius Claudianus, at the court of Honorius, 42; + description of the Huns, 43. + + Clement VII., elected pope, 389; + dies, 390. + + Clergy (see Church), Charlemagne's general legislation for, + 139-140; + Pope Gregory I.'s exhortation to, 91-96; + Charlemagne's provisions for, in Saxony, 120-123; + temporal importance in Charlemagne's empire, 141-142; + work of education committed to by Charlemagne, 146; + illiteracy in Alfred's day, 186, 191-192; + grants of immunity to, 210-214; + protected by Peace of God, 230-231; + worldliness of, in England before the Conquest, 239. + + _Clericis Laicos_, issued by Boniface VIII., 384. + + Clermont, Council of, confirms Peace and Truce of God, 229; + Pope Urban's speech at, 283-288; + first crusade proclaimed at, 287-288. + + Cloderic, receives deputation from Clovis, 57; + has his father slain, 57; + himself slain, 58. + + Clotilde, wife of Clovis, 49; + labors for his conversion, 53; + calls Remigius to the court, 54. + + Clovis, conversion of, 49; + becomes king of the Salian Franks, 50; + advances against Syagrius, 51; + defeats him at Soissons, 51; + requests King Alaric to surrender the refugee, 51; + has Syagrius put to death, 51; + episode of the broken vase, 51-52; + decides to become a Christian, 53; + wins battle of Strassburg, 53; + baptized with his warriors, 54; + interview with Alaric, 54-55; + resolves to conquer southern Gaul, 55; + campaign against Alaric, 55-57; + victory at Vouillé, 56; + takes possession of southern Gaul, 56; + captures Angoulême, 57; + sends deputation to Cloderic, 57; + takes Cloderic's kingdom, 58; + slays Ragnachar and Richar, 58-59; + death at Paris, 59. + + Cluny, establishment of monastery at, 245; + growth and influence, 246; + charter issued for, 247-249; + land and other property yielded to, 247-248; + Berno to be abbot, 248; + relations with the papacy, 249; + charitable activity, 249. + + Cologne, 57; + university founded at, 345. + + _Comitatus_, among the early Germans, 27-28; + a prototype of vassalage, 205. + + Commendation, defined, 205; + Frankish formula for, 205-206. + + Commerce, freedom guaranteed by + Great Charter, 308-309; + encouraged in charter of Lorris, 329. + + Commune (see Towns), 326. + + Compiègne, 171. + + Compurgation, defined, 196. + + Conrad IV., 334. + + Constance, Council of, assembles, 391; + declarations of, 393. + + Constance, Peace of, 398-402. + + Constantine, 78. + + Constantine VI., deposed at Constantinople, 131-132. + + Constantinople, threatened by Seljuk Turks, 282. + + Corbei, 191; + French barons assemble at, 314. + + _Corvée_, provision for in charter of Lorris, 330. + + Councils, Church, powers of declared at Pisa and Constance, + 392-393; + provisions for in Pragmatic Sanction of Bourges, 396-397. + + Count, duties, 123, 134; + restrictions on by grants of immunity, 211. + + Count of the Palace, 112. + + Crécy, English take position at, 427-428; + French advance to, 427, 430-431; + English prepare for battle, 431-432; + the French defeated at, 433-436. + + Crime, in the Salic law, 62-65; + in Charlemagne's _De Partibus Saxoniæ_, 123; + in Charlemagne's _Capitulare Missorum Generale_, 140-141; + Carloman's regulations for suppression of, 175-176; + in Alfred's legislation, 194-195; + penalties for in Peace and Truce of God, 230-232; + protection of scholars against, 343. + + Crusade, Gregory VII.'s plan for, 283; + Urban II.'s speech in behalf of, 284-288; + first crusade proclaimed, 287-288; + motives for, 288; + starting of the crusaders, 289-291; + letters of crusaders, 291-292; + Stephen of Blois to his wife, 292-296; + early achievements of, 293; + of St. Louis to Egypt, 313, 318-322. + + Cyprus, St. Louis in, 316; + departs from, 317. + + + Dacia, ceded to the Visigoths, 33. + + Danelaw, 185. + + Danes (see Northmen), earliest visits to England, 181; + defeat Alfred the Great at Wilton, 182; + winter at Exeter, 183; + defeated by Alfred at Swanwich, 183; + winter at Chippenham, 184; + defeated by Alfred at Ethandune, 184; + treaties of peace with Alfred, 185. + + Dante, career of, 446; + attachment to Holy Roman Empire, 446; + relation to Renaissance, 446-447; + defends Italian as a literary language, 447-452; + conception of imperial power, 452-453; + _De Monarchia_ quoted, 453-462. + + Danube, Visigoths cross, 34-37. + + Dauphiné, origin of, 395. + + _De Bello Gallico_ (by Julius Cæsar), character of, 20; + quoted, 20-22; + used by Tacitus, 23. + + Debt, in the Salic law, 66; + collection of among students, 342. + + _Décime_, defined, 389. + + _De Civitate Dei_ (by St. Augustine), Charlemagne's regard for, + 111. + + _De Divortio Lotharii regis et Tetbergæ reginæ_ (by Hincmar), + quoted, 200-201. + + _De Domino Divino_ (by Wyclif), nature of, 474. + + _De Gestis Regum Anglorum_ (by William of Malmesbury), scope, + 235; + quoted, 235-241, 289-290. + + Degrees, university, 340. + + _De Litteris Colendis_, addressed by Charlemagne to Abbot + Baugulf, 145; + quoted, 146-148; + work of education committed to the clergy, 146-147; + education essential to interpretation of Scriptures, 147. + + Demesne, 125. + + _De Monarchia_ (by Dante), nature of, 452-453; + quoted, 453-462. + + _De odio et âtia_, writ of, 307-308. + + _De Partibus Saxoniæ_, capitulary issued by Charlemagne, 119; + quoted, 120-123; + churches as places of refuge, 120; + offenses against the Church, 121; + penalties for persistence in paganism, 122; + fugitive criminals, 123; + public assemblies, 123. + + _De Rebus Familiaribus_ (by Petrarch), quoted, 465-473. + + _De Rebus Gestis Ælfredi Magni_ (by Asser), quoted, 182-185, + 186-191. + + _De Temporibus_ (by Eusebius), preface to, cited by Petrarch, + 468. + + _De Villis_, capitulary issued by Charlemagne, 124; + translation of, 124; + quoted, 124-127; + reports to be made by the stewards, 125; + equipment, 125-127; + produce due the king, 127. + + _De Vulgari Eloquentia_ (by Dante), 447-448. + + Deusdedit, 262. + + _Dictatus Papæ_, authorship of, 262; + quoted, 262-264. + + Diedenhofen, Louis, Lothair, and Charles meet at, 158. + + _Divina Commedia_ (by Dante), 446. + + Domains, Charlemagne's capitulary concerning, 124-127; + specimen inventory of property, 127-129. + + Domesday Survey, 243. + + Dominicans, founded, 360. + + Dordrecht, burned by the Northmen, 159; + again taken, 161. + + Dorset, Danes land in, 181. + + Dorylæum, Turks defeated at, 293. + + Druids, among the Gauls, 20-21. + + Dudo, dean of St. Quentin, 165. + + + Easter tables, origin of mediæval annals, 157. + + Eastern Empire, menaced by Seljuk Turks, 282-283, 285. + + Ebolus, abbot of St. Germain des Près, 169-170. + + Edington (see Ethandune). + + Education, decline among the Franks, 144-147; + Charlemagne's provisions for, 145-148; + the Palace School, 144; + decline after Charlemagne, 145; + entrusted by Charlemagne to the clergy, 146; + Alfred's interest in, 185; + of Alfred's children, 187; + Alfred's labors in behalf of, 189-191; + Alfred laments decline of, 192; + universities in the Middle Ages, 339-359. + + Edward the Elder, son of Alfred the Great, 187. + + Edward the Confessor, death of, 233. + + Edward III., claim to French throne, 421; + takes title of king of France, 421-424; + wins battle of Sluys, 424-427; + takes position at Crécy, 427; + prepares for battle, 429; + defeats French army, 433-436; + new invasion of France, 439; + concludes treaty of Bretigny, 439-442. + + Edward, the Black Prince, wins his spurs at Crécy, 434-435; + besieges and sacks Limoges, 436-439. + + Egbert's stone, Alfred meets English people at, 184. + + Einhard, describes weakness of later Merovingians, 106-107; + career of, 108; + author of _Vita Caroli Magni_, 109; + sketch of Charlemagne, 109-114; + account of the Saxon war, 116-118; + statement regarding Charlemagne's coronation, 133. + + Elbe, German boundary in Charlemagne's day, 330. + + Electors, of Holy Roman Empire, provisions of Golden Bull + regarding, 409-416. + + Ely, bishop of, 300. + + Empire (see Eastern Empire; Holy Roman Empire, and the names of + emperors). + + England, ravaged by the Danes, 181; + Alfred the Great becomes king, 182; + Alfred's wars with the Danes, 182-185; + navy founded by Alfred, 183; + treaty of Wedmore, 185; + decadence of learning, 186; + Alfred brings learned men to, 190-191; + Alfred writes to Bishop Werfrith on state of learning in, + 191-194; + William the Conqueror's claim to throne of, 234; + Harold becomes king of, 234; + William the Conqueror prepares to invade, 234; + battle of Hastings, 235-238; + Saxons and Normans, 238-241; + William the Conqueror's government of, 241-244; + reign of King John, 297-298; + the winning of the Great Charter, 298-303; + provisions of the Charter, 305-310; + Edward III. claims French throne, 421-423; + naval battle of Sluys, 424-427; + battle of Crécy, 427-436; + the Black Prince sacks Limoges, 436-439; + treaty of Bretigny, 439, 441-442; + treaty of Troyes, 440, 443; + religious decline in fourteenth century, 474; + Wyclif's career, 474-475. + + _Epistolæ de Rebus Senilibus_ (by Petrarch), 464. + + _Epistolæ sine Titulo_ (by Petrarch), 464. + + _Epistolæ Variæ_ (by Petrarch), 464. + + Erfurt, University of, founded, 345. + + _Établissements de St. Louis_, quoted, 217, 223-224. + + Ethandune, Alfred defeats Danes at, 184. + + Ethelbert, king of Kent, 72; + accepts Christianity, 73, 77; + power of, 74; + receives Augustine, 76; + encourages missionary effort, 77. + + Ethelred I., king of the English, 182. + + Ethelstan, of Mercia, 190. + + Ethelwerd, son of Alfred the Great, 186. + + Eugene IV., and Council of Basel, 393. + + Eurie, king of the Northmen, 166; + defeated by Louis the German, 166. + + Eusebius, author of _De Temporibus_, 468. + + Excommunication, nature of, 380; + of Henry IV. by Gregory VII., 272; + of Frederick II. by Gregory IX., 406. + + Exeter, Danes winter at, 183. + + + Fealty, ceremony of, 216-217; + described in an English law book, 218; + rendered to count of Flanders, 218-219; + ordinance of St. Louis on, 219. + + Feudalism, importance of, in mediæval history, 203; + most perfectly developed in France, 203-204; + essential elements, 204; + origins of vassalage, 204-205; + formula for commendation, 205-206; + development of the benefice, 206-207; + example of grant of a benefice, 207-210; + origins and nature of the immunity, 210-211; + formula for grant of immunity, 211-212; + an immunity confirmed by Charlemagne, 212-214; + nature of the fief, 214; + specimen grants of fiefs, 215-216; + complexity of the system, 216; + ceremonies of homage and fealty, 216-217; + homage defined, 217; + fealty described, 218; + homage and fealty illustrated, 218-219; + ordinance of St. Louis on homage and fealty, 219; + obligations of lords and vassals, 220-221; + rights of the lord, 221-228; + aids, 222-223; + military service involved, 223-224; + wardship and marriage, 224-225; + reliefs, 225-226; + forfeiture, 226-228; + militant character of feudal period, 228-229; + efforts to reduce private war, 229; + the Peace and Truce of God, 229-232; + provisions of Great Charter concerning, 306-307. + + Fief, relation to benefice, 207; + nature, 214; + specimen grants, 215-216. + + Fitz-Walter, Robert, besieges castle of Northampton, 301. + + Flanders, influence on Hundred Years' War, 419; + allied with Edward III., 421-423. + + Flanders, William, count of, homage and fealty to, 218-219. + + Florence, Dante born at, 445. + + Fontaines, St. Bernard born at, 251. + + Fontenay, Charles and Louis defeat Lothair at, 150. + + Forfeiture, nature, 226-227; + case of Arnold Atton, 227-228. + + Formula, for commendation, 205-206; + for grant of a benefice, 207-210; + for grant of immunity to a bishop, 211-212. + + France, Hugh Capet becomes king, 177-180; + geographical extent in 987, 180; + feudalism most perfectly developed in, 203-204; + over-population of described by Pope Urban, 286; + in times of Louis IX., 311-324; + treaty of Paris (1229), 322; + rise of municipalities in, 325-326; + interdict laid on by Innocent III., 380-383; + Philip the Fair's contest with Boniface VIII., 383-388; + States General meets, 385; + responsibility for Great Schism, 389-390; + Pragmatic Sanction of Bourges, 393-397; + disputed succession in 1328, 419-420; + Edward III. takes title of king, 421-423; + naval battle of Sluys, 424-427; + battle of Crécy, 427-436; + siege and sack of Limoges, 436-439; + treaty of Bretigny, 439, 441-442; + treaty of Troyes, 440, 443. + + _Francia Occidentalis_, 155. + + _Francia Orientalis_, 155. + + _Francia_, territorial extent, 152, 155. + + Francis I., Concordat of, 394. + + Franciscans, founded, 360, 361; + life of St. Francis, 363-373; + Rule of St. Francis, 373-376; + Will of St. Francis, 376-378. + + Frankfort, electors of Empire to assemble at, 412. + + Franks, conquer northern Gaul, 49; + become Christians, 49, 54; + character of conversion, 50; + close relations with papacy, 50; + Clovis becomes king of the Salians, 50; + defeat Syagrius at Soissons, 51; + defeat Alaric near Poitiers, 56; + Salic law, 59-67; + decadence of Merovingians, 105; + rise of Mayor of the Palace, 105; + early mayors, 105; + Pepin the Short becomes king, 105-107; + the age of Charlemagne, 108-148; + the war with the Saxons, 114-118; + Charlemagne's capitularies, 118-127, 134-141; + Charlemagne crowned emperor, 130-134; + decay of learning among, 144; + Carolingian Renaissance, 144-148; + disorder among in ninth century, 157-163; + menaced by invasions of Northmen, 160-163; + decline of monarchy in ninth century, 173; + rise of feudalism among, 173-174. + + Freckenhorst, sacred relics brought to, 163. + + Frederick, bishop of Hamburg, issues charter for a colony, + 332-333. + + Frederick Barbarossa, grants privileges to students and masters, + 341-343; + and the Italian communes, 398-399; + destroys Milan, 399; + defeated at Legnano, 399; + agrees to Peace of Constance, 399-400. + + Frederick II., accession of, 402-403; + character, 403-404; + suspected of heresy, 405; + excommunicated, 406, 408-409. + + Friars, conditions determining rise of, 360; + unlike monks, 360-361; + relations with papacy and local clergy, 361; + system of organization, 361; + career of St. Francis, 362-378; + Rule of St. Francis, 373-376; + Will of St. Francis, 376-378. + + Fridigern, leader of branch of Visigoths, 33-34, 38, 39. + + Friesland (see Frisia). + + Frisia, Northmen in, 159, 162, 166. + + Froissart, Sire de, "Chronicles" of, 417-418. + + Fulbert of Chartres, letter to William of Aquitaine, 220-221. + + Fulcher of Chartres, version of Pope Urban's speech, 286; + account of starting of crusaders, 290-291. + + Fulda, Einhard educated at, 108, 145. + + Fulrad, Charlemagne's letter to, 142-144; + summoned to assembly at Strassfurt, 143; + troops and equipment to be brought, 143; + gifts for the Emperor, 143-144. + + + Gaiseric, 112. + + Galicia, Northmen visit, 166. + + Gâtinais, 329. + + _Gau_, 25. + + Gaul, conquered by Julius Cæsar, 19, 32; + invaded by Cimbri and Teutons, 32; + Syagrius's kingdom in, 51; + the Franks take possession in the north, 51; + Clovis overthrows Visigothic power in south, 55-57; + monasteries established in, 83; + Charlemagne transplants Saxons into, 117-118; + Northmen devastate, 159; + survival of Roman immunity in, 210. + + Geoffrey of Clairvaux, 251. + + _Germania_ (by Tacitus), nature and purpose, 23; + contents, 24; + translation and editions, 24; + quoted, 24-31. + + Germans, described by Cæsar, 19-22; + religion, 21; + system of land tenure, 21; + magistrates and war leaders, 22; + hospitality, 22; + described by Tacitus, 23-31; + location in Cæsar's day, 20; + physical characteristics, 24; + use of iron, 24; + weapons, 24-25; + mode of fighting, 25-26, 40; + ideas of military honor, 25, 64; + kingship, 26; + tribal assemblies, 26-27; + investment with arms, 27; + the _princeps_ and _comitatus_, 27, 28; + love of war, 28-29; + agriculture, 21, 29; + life in times of peace, 29; + absence of tax systems, 29; + lack of cities and city life, 29; + villages, 30; + food and drink, 30; + amusements, 30; + slavery, 31; + early contact with the Romans, 32-33; + defeat Varus, 32; + put Romans on the defensive, 32; + filter into the Empire, 33; + invasions begin, 33; + generally Christianized before invasion of Empire, 48; + character of their conversion, 49-50; + ideas of law, 59-60; + influenced by contact with Romans, 60; + codification of law, 60; + legal ideas and methods, 196; + compurgation,196; + use of the ordeal, 196-197. + + Germany, Henry IV.'s position in, 264-265; + Henry V.'s government of, 278; + question of lay investiture in, 265-281; + colonization toward the east, 331-332; + colony chartered by bishop of Hamburg, 331-333; + decline of imperial power, 334; + chaotic conditions, 334; + rise of municipal leagues, 334; + the Rhine League, 335-338; + rise of universities in, 345; + in Frederick Barbarossa's period, 398-399; + under Frederick II., 402-409; + conditions after Frederick II., 409-410; + Golden Bull of Charles IV., 410-416. + + Genghis Khan, empire of, 316. + + Ghent, Council at, 423-424. + + Gildas, story of Saxon invasion of Britain, 68. + + Gillencourt, granted to Jocelyn d'Avalon, 216. + + Gisela, 173. + + Gloucester, William the Conqueror wears crown at, 242. + + Godfrey of Bouillon, 289. + + Golden Bull, promulgated by Charles IV., + 409; + character of, 409. + + Gozlin, bishop of Paris, 168. + + _Grâce expectative_, nature of, 396. + + Gratian, 35, 38. + + Great Council, in William the Conqueror's time, 242; + provisions of Great Charter concerning, 306; + composition, 307. + + Greek fire, nature of, 319; + used by the Saracens, 319-321. + + Gregory of Nazianzus, cited by Pope Gregory, 93. + + Gregory of Tours, facts regarding career, 47; + author of _Ecclesiastical History of the Franks_, 47-48; + opportunities for knowledge, 48; + account of Frankish affairs quoted, 50-59; + account of ordeal by hot water quoted, 198-200. + + Gregory I. (the Great), plans conversion of Saxons, 72; + sends Augustine to Britain, 72-73; + becomes pope, 73, 90; + letter of encouragement to Augustine's band, 74; + early career, 90; + qualifications, 90-91; + author of the _Pastoral Rule_, 91; + describes the functions of the secular clergy, 91-96; + attitude toward worldly learning, 95; + _Pastoral Rule_ translated by Alfred, 186, 193. + + Gregory IV., 158. + + Gregory VI., 261. + + Gregory VII., early career, 261; + becomes pope, 261, 269; + conceptions of papal authority, 262-264; + breach with Henry IV., 264; + letter to Henry IV., 265-269; + claim to authority over temporal princes, 266; + avows purpose to correct abuses in the Church, 267; + disposed to treat Henry IV. fairly, 268; + letter to, from Henry IV., 269-272; + charges against, by Henry IV., 272; + deposes him, 272-273; + meets Henry IV. at Canossa, 274, 275; + absolves him, 276; + project for a crusade, 283. + + Gregory IX., 403, 406. + + Gregory XI., removes to Rome, 389; + bull concerning Lollards, 475. + + Gregory XII., abdicates papacy, 391. + + Grimbald, brought from Gaul by Alfred, 190. + + Guienne, English and French dispute possession of, 419. + + Guiscard, Roger, 341. + + Guthrum, peace of Alfred and, 185; + becomes a Christian, 185. + + + Hadrian, I., 111, 130. + + Hamburg, pillaged by the Slavs, 331; + bishop of, grants charter for a colony, 331-333. + + Hanseatic League, 334. + + Harold Hardrada, defeated at Stamford Bridge, 234. + + Harold, son of Godwin, chosen king of England, 234; + position disputed by William the Conqueror, 234; + defeats Harold Hardrada, 234; + takes station at Hastings, 234; + valor and death, 237. + + Hastings, English take position at, 234; + they prepare for battle, 235; + the Normans prepare, 236; + William's strategem, 236-237. + + Heidelberg, University of, founded, 345; + charter of, 345-350; + modelled on University of Paris, 346; + internal government, 347-348; + jurisdiction of bishop of Worms, 348; + exemptions enjoyed by students, 349; + rates for lodgings, 350. + + Hell, portrayed in the Koran, 103-104. + + Hengist, legendary leader of Saxons, 71; + ancestry, 71. + + Henry of Champagne, grants fief to bishop of Beauvais, 215. + + Henry I. of England, charter of, 298, 304, 306. + + Henry III. of England, concludes treaty of Paris with St. Louis, + 322. + + Henry V. of England, in Hundred Years' War, 440; + marries daughter of Charles VI., 441; + awarded French crown by treaty of Troyes, 443. + + Henry I. of Germany, movement against the Slavs, 331. + + Henry III. of Germany, 273. + + Henry IV. of Germany, controversy opens with Gregory VII., 264; + wins battle on the Unstrutt, 265; + letter of Gregory VII. to, 265-269; + exhorted to confess and repent sins, 266, 268; + reply to letter of Gregory VII., 269-272; + rejects papal claim to temporal supremacy, 270; + excommunicated by Gregory VII., 272; + deposed by him, 272-273; + penance at Canossa, 273-277; + oath of, 277-278. + + Henry V. of Germany, succeeds Henry IV., 278; + his spirit of independence, 278; + invasion of Italy, 278; + compact with Paschal II., 278; + party to Concordat of Worms, 279-281. + + Henry VI. of Germany, 400, 402. + + Henry VII. of Germany, 433. + + Hermaneric, king of the Ostrogoths, 33. + + Hide, a land measure, 242. + + Hildebrand (see Gregory VII.). + + Hincmar, archbishop of Rheims, 165; + description of ordeal by cold water, 200-201. + + Hippo, St. Augustine bishop of, 112. + + _Historia Ecclesiastica Gentis Anglorum_ (by the Venerable Bede), + scope and character, 68; + quoted, 69-72, 73-77; + translation of, 69. + + _Historia Ecclesiastica Francorum_ (by Gregory of Tours), scope + and character, 48-49; + quoted, 50-59. + + _Historia Francorum qui ceperunt Jerusalem_ (by Raimond of + Agiles), quoted, 201-202. + + _Historia Iherosolimitana_ (by Robert the Monk), quoted, 284-288. + + _Historia Iherosolimitana_ (by Fulcher of Chartres), quoted, + 290-291. + + _Historiarum Libri IV._ (by Nithardus), scope, 151; + quoted, 151-154. + + _Historiarum Libri IV._ (by Richer), scope, 178; + quoted, 178-180. + + _Histoire de Saint Louis_ (by Joinville), character, 312; + quoted, 313-324. + + Hollanders, receive charter from bishop of Hamburg, 332-333; + fiscal obligations, 332; + judicial immunity, 333. + + Holy Roman Empire, coronation of Charlemagne, 130-134; + character and significance, 131-132; + difficulty of holding together, 149; + disordered condition in ninth century, 157-163; + Henry IV.'s position in, 264-265; + question of lay investiture in, 265-281; + Henry V., emperor, 278; + Concordat of Worms, 278-281; + weakening of central authority, 334; + chaotic condition, 334; + rise of municipal leagues, 334; + the Rhine League, 335-338; + in 12th, 13th, and 14th centuries, 398-416; + Frederick Barbarossa at head of, 398; + Peace of Constance, 399-402; + accession of Frederick II., 403; + II., 403; + Dante's attachment to, 446; + Dante's defense of in _De Monarchia_, 452-462. + + Homage, ceremony of, 216-217; + a Norman definition of, 217; + rendered to count of Flanders, 218-219; + ordinance of St. Louis on, 219. + + Homer, Dante's knowledge of, 449; + Petrarch interested in, 467. + + Homicide, in the Salic law, 65. + + Honorius III., St. Francis promises allegiance to, 375. + + Horace, alluded to by Petrarch, 468. + + Horsa, legendary leader of Saxons, 71; + death, 71; + ancestry, 71. + + _Hôte_, defined, 329. + + House of Commons, origin of, 307. + + House of Lords, origin of, 307. + + Hugh Capet, establishes Capetian dynasty, 177; + Adalbero urges election as king, 178-180; + crowned at Noyon, 180; + extent of dominions, 180. + + Humanism, rise of, 445; + Petrarch's love of the classics, 465-469. + + Humber River, 71, 74, 191. + + Hundred Years' War, causes, 418-419; + Edward III. and the Flemings, 421-424; + naval battle of Sluys, 424-427; + battle of Crécy, 427-436; + siege and sack of Limoges, 436-439; + treaty of Bretigny, 439, 441-442; + treaty of Troyes, 440, 443. + + Huns, threaten the Goths, 33-34, 42; + characterized by Claudius Claudianus, 43; + described by Ammianus Marcellinus, 43-46; + physical appearance, 44; + dress, 44; + mode of fighting, 45; + nomadic character, 45; + greed and quarrelsomeness, 46. + + + Iacinthus, 199. + + _Il Convito_ (by Dante), character of, 447; + quoted, 447-452. + + Immunity, in Roman law, 210; + feudal, 210-211; + formula for grant to bishop, 211-212; + grant to a monastery confirmed by Charlemagne, 212-214; + in an East German colony, 333. + + Incendiarism, in the Salic law, 63; + in the Burgundian law, 63. + + Ingeborg, wife of Philip Augustus, 380-381. + + Ingelheim, 108. + + Inghen, Marsilius, rector of University of Heidelberg, 345. + + Inheritance, in the Salic law, 66. + + Innocent III., King John's surrender to, 297; + confirms privileges of University of Paris, 341; + approves work of St. Francis, 362; + lays interdict on France, 380-383. + + Innocent IV., 403, 454. + + _In Rufinum_ (by Claudius Claudianus), quoted, 43. + + Interdict, nature of, 380; + laid on France, 380-383. + + Interregnum, 334; + end of, 409-410. + + Investiture, lay, 261; + Henry IV.'s disregard of Gregory VII.'s decrees concerning, + 265; + Paschal II.'s decree prohibiting, 278; + agreement of 1111 concerning, 278; + settlement of by Concordat of Worms, 279-281. + + Ireland, Christianity in, 72. + + Irene, deposes Constantine VI., 132. + + Irmensaule, destroyed by Charlemagne, 122. + + Irnerius, teacher of law at Bologna, 340. + + Isabella, mother of Edward III., 418-419; + excluded from French throne, 420. + + Islam (see Koran, Mohammed). + + Italian (language), Dante's defense of, 446-452. + + Italy, Frederick Barbarossa and communes of, 398-399. + + + Jerusalem, captured by Arabs, 282; + by the Seljuk Turks, 282. + + Jeufosse, Northmen winter at, 167. + + Jocelyn d'Avalon, receives fief from Thiebault of Troyes, 216. + + John, bishop of Ravenna, 91. + + John the Old Saxon, brought from Gaul by Alfred, 191. + + John, of England, character of reign, 297; + conference of magnates in opposition to, 298; + arranges truce with them, 299; + takes the cross, 300; + scorns the demands of the barons, 301; + loses London, 302; + consents to terms of Great Charter, 303. + + John XXIII., elected pope, 390; + deposed, 391. + + John, king of Bohemia, 421. + + John II. of France, taken captive at Poitiers, 439; + later career, 442. + + John the Fearless, duke of Burgundy, 440. + + Joinville, Sire de, sketch of, 312; + biographer of St. Louis, 312. + + Judith of Bavaria, 149. + + Julian the Apostate, 271. + + Jurats, in Laon, 328. + + Jury, not provided for in Great Charter, 308. + + Justice, among the early Germans, 22; + among the Franks, 61-67; + among the Saxons, 121-123; + Charlemagne's provision for in capitulary for the _missi_, + 138-139; + compurgation, 196; + ordeal, 196-197; + administration of in the universities, 342, 344, 349. + + Jutes, settle in Kent, 70. + + + Karlmann, son of Charles Martel, 105. + + Kent, Saxons and Jutes settle in, 70; + Ethelbert, king of, 72, 74. + + Kingship, among the early Germans, 26. + + Knut VI., king of Denmark, 380. + + Koran, origin of, 97; + scope and character, 98; + essential teachings, 98; + translation, 99; + quoted, 99-104; + opening prayer, 99; + unity of God, 99; + the resurrection, 100; + the coming judgment, 100; + reward of the righteous, 101; + fate of the wicked, 101; + pleasures of paradise, 102-103; + torments of hell, 103-104. + + Kutuz, defeats Tartars, 317. + + + La Broyes, Philip VI. at castle of, 435. + + La Ferté-sur-Aube, 216; + St. Bernard at, 256. + + _L'Ancienne Coutume de Normandie_, quoted, 217, 222-223, 224-225. + + Laon, 171; + charter of, 327-328. + + Law, character of among the early Germans, 27, 59-60; + codification under Roman influence, 60; + the Salic code, 60-67; + of Alfred the Great, 194-195; + revival of Roman, 339-340; + study of at University of Bologna, 340. + + Learning, revival under Charlemagne, 144-148; + decline after Charlemagne, 145; + Alfred on state of in England, 191-194; + decadence in England before the Conquest, 239; + revival in thirteenth and fourteenth centuries, 445; + Petrarch's love of the classics, 465-469. + + _Legend of the Three Companions_, quoted, 363-368, 376-378. + + Legnano, Frederick Barbarossa defeated at, 399. + + Leo I. (the Great), elected pope, 78; + sermon on the Petrine supremacy, 80-83. + + Leo III., 111; + driven from Rome, 130; + appeals to Charlemagne, 130; + crowns Charlemagne emperor, 130, 132-134. + + Leo IV., 160. + + Leo IX., 261. + + Leo, author of the _Mirror of Perfection_, 363. + + Liberal Arts, place in Charlemagne's system of education, 145; + Alfred laments his ignorance of, 189, 339. + + _Liber Regulæ Pastoralis_ (by Pope Gregory I.), nature and value, + 91; + translation of, 91; + quoted, 91-96; + qualities of the ideal pastor, 91-93, 96; + admonitions for various sorts of people, 94-95; + translated by Alfred, 186, 193. + + _Libri Miraculorum_ (by Gregory of Tours), quoted, 198-200. + + Liège, Henry IV. dies at, 278. + + Limoges, siege of by the Black Prince, 436-439. + + Limousin, 437. + + Lindisfarne, plundered by Danes, 181. + + _Little Flowers of St. Francis_, 363. + + Loire, Clovis and Alaric meet on, 55; + Clovis's campaign beyond, 55-56; + Northmen on, 167. + + Lollards, tenets of, 475. + + Lombard League, formation of, 399; + Frederick Barbarossa's war upon, 399; + provisions of Peace of Constance regarding, 400-402. + + Lombards, conquered by Charlemagne, 112, 115. + + London, sacked by Danes, 181; + King John at, 299; + army of the barons arrives at, 302; + surrendered to the barons, 302; + treaty of, 439; + Wyclif's doctrines condemned in council at, 475. + + Lorris, model of franchise towns, 327; + charter of, 328-330. + + Lorsch, monastery at, 106; + _Lesser Annals_ of, 106. + + Lothair, Charles and Louis combine against, 150; + defeated at Fontenay, 150; + oaths of Strassburg directed against, 151-154; + makes overtures for peace, 154; + lands received by treaty of Verdun, 155-156. + + Lotharingia, 155. + + Louis the Pious, capitulary on education, 145; + divides the Empire, 149. + + Louis the German, combines with Charles the Bald against Lothair, + 150-151; + takes oath at Strassburg, 152-153; + lands received by treaty of Verdun, 155-156; + advances against the Wends, 158, 159, 160; + expeditions against the Bohemians, 160-161; + defeats the Northmen, 166. + + Louis the Stammerer, 174. + + Louis V., last direct Carolingian, 177. + + Louis VI. of France, ratifies charter of Laon, 327. + + Louis VII. of France, 215; + grants charter to Lorris, 327. + + Louis IX. of France, early career, 311, 313-314; + character, 311-312; + difficulties at beginning of reign, 314; + takes the cross, 314-315; + emulated by prominent nobles, 315; + in Cyprus, 316; + receives deputation from Khan of Tartary, 316-317; + arrival in Egypt, 318; + advances on Babylon (Cairo), 318; + operations on the lower Nile, 318-322; + negotiates treaty of Paris, 322; + personal traits, 323; + methods of dispensing justice, 323-324. + + Louis X. of France, 419. + + Louis XI. of France, seeks to revoke Pragmatic Sanction of + Bourges, 394. + + Louis IV., Emperor, allied with Edward III., 421. + + Luidhard, 75. + + Luitbert, brings sacred relics to the Freckenhorst, 163. + + Lyons, Council of, Frederick II. excommunicated at, 407. + + + Mâcon, 248. + + Magdeburg, established, 331. + + _Magna Charta_, the winning of, 298-303; + agreed to at Runnymede, 303; + importance and character, 303-304; + translations, 305; + quoted, 305-310; + liberties of the English church, 305; + rate of reliefs, 306; + aids, 306; + the Great Council, 307; + writ _de odio et âtia_, 307-308; + personal liberties and prerogatives, 308; + freedom of commercial intercourse, 308-309; + means of enforcement, 309. + + _Magna Moralia_, written by Pope Gregory, 91. + + Mainz, a capital of Rhine League, 337; + archbishop of, to summon electors of the Empire, 412. + + _Mallus_, character, 61; + summonses to, 61; + complaint to be made before, 63. + + Manichæus, 388. + + Manzikert, Eastern emperor defeated at, 282. + + Mapes, Walter, _Latin Poems_ attributed to, a source for mediæval + students' songs, 352. + + Marcomanni, 32, 35. + + Marriage, of heiresses, right of lord to control, 224-225. + + Marseilles, St. Louis's companions embark at, 315. + + Marshall, William, surety for King John, 300-301. + + Martian, 69. + + Martin V., elected pope, 391; + and Council of Siena, 395. + + Matilda, wife of William the Conqueror, 234. + + Matilda, Countess, ally of Gregory VII., 274. + + Matthew Paris, 292; + _Greater Chronicle_ of, quoted, 405-409. + + Maurice, 73. + + May-field, character of in Charlemagne's time, 142. + + Mayor of the Palace, rise of, 105; + office made hereditary, 105; + accession of Pepin the Short, 105; + latter becomes king, 107. + + Merovingians, decadence of, 105-106; + end with Childeric III., 105. + + Merovius, ancestor of Clovis, 50. + + Metz, 154; + diet of, 410; + electors of Empire to meet at, 416. + + Milan, Frederick Barbarossa destroys, 398-399. + + _Ministeriales_, functions of, 188. + + _Missaticæ_, 135. + + _Missi dominici_, 123; + Charlemagne's capitulary for, 134; + character and functions, 134-137; + employed by Charles Martel and Pepin the Short, 135; + to promulgate royal decrees, 141; + abuses of, 175-176; + in ninth century, 175-176. + + Moesia, Visigoths settle in, 34. + + Mohammed, sayings comprised in Koran, 97; + principal teachings, 98. + + Monastery, formula for grant of _precarium_ by, 209-210; + grant of immunity confirmed to, 212-214. + + Monasticism, rise of, 83-84; + character of in the East and West, 83; + abbey of St. Martin established, 83; + Monte Cassino established by St. Benedict, 84; + the Benedictine rule, 84-90; + character and functions of the abbot, 84-86; + prohibition of individual property-holding, 87; + manual labor, 88; + reading and study, 89; + hospitality, 89; + decadence in eighth and ninth centuries, 245; + the Cluniac reform, 245-246; + St. Bernard's reformation of, 250; + founding of Clairvaux, 256-258. + + Monotheism, set forth in the Koran, 99. + + Monte Cassino, monastery founded at, 84; + Karlmann withdraws to, 105. + + Montlhéri, St. Louis at, 314; + English army at, 439. + + Mortmain, prohibited by charter of Laon, 328. + + Murder, Charlemagne's legislation on, 141. + + + Nantes, pillaged by Northmen, 165. + + Nazianzus, Gregory, bishop of, 93. + + Nerva, 34. + + New Forest, of William the Conqueror, 244. + + Nicæa, Council of, 198; + Seljuk Turks established at, 282; + crusaders converge at, 290. + + Nice, Visigoths advance toward, 38. + + Nicholas II., 269. + + Nile, St. Louis's operations on, 318. + + Nithardus, author of _Historiarum Libri IV._, 151; + career, 151. + + Nogaret, William of, captures Boniface VIII., 385. + + Noménoé, conflicts with Charles the Bald, 167. + + Normans, rapid civilization of, 233; + retain adventuresome disposition, 233; + in battle of Hastings, 236-238; + described by William of Malmesbury, 238-241. + + Normandy, ceded by Charles the Simple to Rollo, 172; + improvement under Norman régime, 173; + William the Bastard becomes duke of, 233-234; + English and French dispute possession of, 419. + + Northampton, castle of, besieged by the English barons, 301. + + Northmen, in Frisia and Gaul, 159-160; + in Frisia and Saxony, 162; + burn church of St. Martin at Tours, 162, 167; + motives of the Norse invasions, 163; + pillage, Nantes, 165; + winter at Rhé, 165; + ascend Garonne, 166; + in Spain, 166; + at Paris, 166; + in Frisia and Brittany, 166; + threaten Orleans, 167; + at Angers, 167; + pillage Orleans, 167; + plunder Pisa, 168; + besiege Paris, 168-171; + bought off by Charles the Fat, 171; + receive Normandy from Charles the Simple, 172; + become Christians, 173. (See Danes.) + + Notre Dame, cathedral school of, 340. + + Noyon, Hugh Capet crowned at, 180. + + Nuremberg, diet of, 410. + + + Odo, becomes king of France, 168, 177; + defense of Paris, 169-170; + mission to Charles the Fat, 170-171. + + Odo, bishop of Bayeux, imprisoned by William the Conqueror, 243. + + Oppenheim, convention of, 274. + + Ordeal, nature of, 197; + use among Germanic peoples, 197; + various forms, 197; + an Arian presbyter tested by, 198-200; + by cold water described, 200-201; + Peter Bartholomew subjected to by fire, 201-202. + + Origen, 387. + + Orleans, threatened by the Northmen, 167; + pillaged by them, 167. + + Orosius, 186. + + Ostrogoths, fall before the Huns, 33. + + Otger, archbishop of Mainz, 152, 160. + + Otto I. of Germany, 331. + + Otto II. of Germany, loses ground to the Slavs, 331. + + Otto III. of Germany, 403. + + Otto IV. of Germany, 401; + crowned at Rome, 403; + defeated at Bouvines, 403. + + Oxford, Wyclif educated at, 474; + banishes Lollards, 475. + + + Paderborn, Frankish assembly at, 119; + Pope Leo III. meets Charlemagne at, 130. + + _Pagus_, 25. + + Paradise, portrayed in the Koran, 102-103. + + Palace School, origin of, 144; + enlargement by Charlemagne, 112-113, 144-145. + + Papacy, views on origin of, 78-79; + reasons for growth, 78-79; + theory of Petrine supremacy, 79; + Pope Leo's sermon, 80-83; + Gregory becomes pope, 73, 90; + his literary efforts, 91; + describes functions of secular clergy, 91-96; + Pope Zacharias sanctions deposition of Merovingian line, 107; + Pope Leo III. crowns Charlemagne emperor, 130-134; + Cluny's relations with, 249; + Gregory VII.'s conception of, 262-264; + Gregory VII.'s claim to authority over temporal princes, 266; + Henry IV.'s rejection of claim of, 270; + Calixtus II. agrees to Concordat of Worms, 278-281; + relations of friars with, 361; + St. Francis's attitude towards, 375, 377-378; + and temporal powers in later Middle Ages, 380-397; + contest of Innocent III. and Philip Augustus, 380-383; + Boniface VIII.'s bull _Unam Sanctam_, 383-388; + Babylonian Captivity, 383, 389; + Great Schism, 389-390; + declarations of Councils of Pisa and Constance, 390-393; + provisions of Pragmatic Sanction of Bourges regarding powers + of, 395-397; + conflicts with Frederick II., 405-409; + Dante enumerates theories in defense of, 453-455; + defines true position of, 456-462; + Wyclif's ideas concerning, 475-477. + + Paris, Clovis's capital, 57; + his death at, 59; + Northmen at, 166; + Northmen prepare to besiege, 168; + attack upon, 169-171; + importance of siege, 171; + treaty of (1259), 322; + treaty of (1396), 439. + + Paris, University of, origin, 340; + privileges granted to students by Philip Augustus, 341, + 343-345; + Heidelberg modelled on, 346; + case of Great Schism laid before, 390; + proposals regarding Schism, 371-392. + + Paschal II., accession to papacy, 278; + decree prohibiting lay investiture, 278; + relations with Henry V., 278. + + _Patrocinium_, a prototype of vassalage, 204. + + Paul the Deacon, in Charlemagne's Palace School, 144. + + Paulinus of Aquileia, in Charlemagne's Palace School, 144. + + Pavia, taken by Charlemagne, 112. + + Peace of God, decreed by Church councils, 229; + decree of Council of Toulouges, 229-232. + + Pelagius II., sends Gregory to Constantinople, 90. + + Penalties, in the Salic law, 62-65; + in Charlemagne's _De Partibus Saxoniæ_, 121-123; + in Alfred's legislation, 194-195; + for violation of an immunity, 214; + for violation of Peace and Truce of God, 230-232. + + Pepin the Short, son of Charles Martel, 105; + mayor of the palace, 105; + sends deputation to Pope Zacharias, 106; + crowned by Pope Stephen III., 106; + advised to take title of king, 107; + anointed by Boniface at Soissons, 107. + + Pepin, grandson of Louis the Pious, 152, 158. + + Peter Bartholomew, subjected to ordeal by fire, 198, 201-202. + + Peter of Catana, minister-general of Franciscans, 370. + + Peter of Pisa, brought to Charlemagne's court, 112; + in the Palace School, 144. + + Petrarch, career of, 462-463; + part in the Renaissance, 463; + writings, 464-465; + love of the classics, 465-469; + letter to Posterity, 469-473. + + Petrine Supremacy, theory of, 79; + Pope Leo's sermon on, 80-83; + mediæval acceptance of, 79; + theory of stated by Gregory VII., 267; + allusion to in _Unam Sanctam_, 386; + Dante's conception of, 456-457. + + Pfahlburgers, provision of Rhine League concerning, 337. + + Philip II. (Augustus) of France, privileges granted to students + by, 343-345; + contest with Innocent III., 380-383; + imposes Saladin tithe, 390. + + Philip IV. (the Fair) of France, contest with Boniface VIII., + 383-385; + convenes States General, 385; + sons of, 419. + + Philip V. of France, 419. + + Philip VI. of France, acquires the Dauphiné, 395; + accession of, 420; + advances with army to Crécy, 430-431; + defeated at Crécy, 433-436. + + Philip of Hohenstaufen, 402-403. + + Philip the Bold, duke of Burgundy, 440. + + Philip the Good, duke of Burgundy, 440. + + Philippa, wife of Edward III., 425. + + Piacenza, Council of, 283. + + Picts, menace the Britons, 68; + Saxons called in against, 69; + Saxons ally with, 71. + + Pilgrimages, to Jerusalem, 282-283. + + Pisa, Council of, convened, 390; + declarations of, 392-393. + + Plato, Petrarch loans a volume of, 469. + + Plegmund, archbishop of Canterbury, 190. + + Pliny the Elder, probably used by Tacitus, 23. + + Poitiers, 55, 56; + battle of, 418. + + Pontus, 35. + + Posidonius of Rhodes, probably used by Tacitus, 23. + + Prague, University of founded, 345. + + _Precarium_, nature of, 206; + prototype of the benefice, 206-207; + example of grant, 207-210. + + _Principes_, among the early Germans, 27-28; + conduct in battle, 28. + + Prudence, bishop of Troyes, 165. + + + Quadi, 35. + + _Quadrivium_, 145, 339. + + + Ragnachar, kinsman of Clovis, 51; + slain, 58-59. + + Raymond of Agiles, account of ordeal by fire, 201-202. + + Raymond, count of Toulouse, letter to Arnold Atton, 227-228. + + Raymond of St. Gilles, 294-295. + + Ravenna, Dante's death at, 446. + + Reformation, foreshadowings of, 474-477. + + _Regalia_, in Concordat of Worms, 279-280; + claimed by Frederick Barbarossa, 398; + grant of to Lombard cities, 400-401. + + Relief, defined, 223, 225; + origin, 225-226; + examples, 226; + rate fixed by Great Charter, 306. + + Religion, of the early Germans, 21; + rise of Mohammedanism, 97-104; + the Koran quoted, 99-104; + Charlemagne's zeal for, 113. + + Remigius, bishop of Rheims, 54. + + Renaissance (Carolingian), conditions preceding, 144; + Charlemagne's part in, 145-146. + + Renaissance (Italian), nature of, 444-445; + career of Dante, 446-447; + Dante's defense of Italian as literary language, 446-452; + Dante's conception of the imperial power, 452-462; + career and writings of Petrarch, 462-465; + Petrarch's love of the classics, 465-469; + his letter to Posterity, 469-473. + + _Rerum Gestarum Libri qui Supersunt_ (by Ammianus Marcellinus), + quoted, 34-37, 38-41, 43-46. + + _Reserve_, nature of, 396. + + Resurrection, portrayed in the Koran, 100. + + Rhé, Northmen winter at, 165. + + Rhine, the Roman frontier, 19-20; + trade in vicinity of, 30, 32. + + Rhine League, conditions influencing formation, 334; + instituted at Worms, 335; + restrictions imposed on members, 335; + treatment of enemies of, 335-336; + capitals, 337; + governing body, 337; + military preparations, 338. + + Richar, slain by Clovis, 59. + + Richer, author of _Four Books of Histories_, 178. + + Rivo Torto, St. Francis at, 369. + + Robert I., 169, 177. + + Robert the Strong, 168, 177. + + Robert the Monk, version of Pope Urban's speech, 283-288. + + Robert of Artois, connection with Hundred Years' War, 423. + + Robertians, 168; + rivalry with Carolingians, 177. + + Roger de Hoveden, 292. + + Roger of Wendover, account of the winning of the Great Charter, + 298-303, 404. + + Roland, Song of, 236. + + Rollo, receives Normandy from Charles the Simple, 172; + baptized, 172; + improvement of Normandy, 173. + + Romans, conquest of Gaul by, 19; + travelers and traders in Germany, 23, 32; + defeat of Varus, 32; + put on the defensive, 32; + early contact with the Germans, 32-33; + alarmed by reports of Gothic restlessness, 35; + mistreat the Visigoths, 37; + defeated at Adrianople, 39-41; + withdraw garrisons from Britain, 68. + + Roman Empire, filtration of Germans into, 33; + efforts to enlarge to the northward, 19, 32; + Visigoths desire to enter, 34; + Visigoths settle in, 36-37; + relation of Charlemagne's empire to, 131-132. + + Romanus Diogenes, defeated at Manzikert, 282. + + Rome, development of papacy at, 78-79; + Pepin the Short sends deputation to, 106; + Charlemagne's visits to, 111, 114; + Charlemagne crowned at, 130, 132-134; + plundered by the Saracens, 160. + + Romulus Augustulus, 131. + + Roncesvalles, Count Roland slain at, 236. + + Rorik, leader of Northmen, 161. + + Rouen, Odo, bishop of Bayeux, imprisoned at, 243. + + Rudolph I., of Hapsburg, elected emperor, 409. + + _Rudolfi Fuldensis Annales_, quoted, 156. + + Rufinus, companion of St. Francis, 363. + + Rule, of St. Francis, drawn up, 373-374; + quoted, 375-376. + + Runnymede, Great Charter promulgated at, 303. + + Rupert I., founds University of Heidelberg, 345. + + + _Sacrosancta_, decree of, 391. + + St. Albans, 298. + + St. Andrew, monastery of, established, 90. + + St. Augustine, author of _De Civitate Dei_, 111. + + St. Benedict, career of, 84; + service to European monasticism, 84; + Rule of, 84-90. + + St. Bernard, times of, 250; + founds Clairvaux, 250; + biography of, 251; + birth and parentage, 251; + early traits, 252; + decides to become a monk, 252-253; + at Châtillon, 254; + enters Cîteaux,254; + obtains ability to reap, 255; + piety and knowledge of Scriptures, 255-256; + goes forth from Cîteaux, 256; + founds monastery at Clairvaux, 256-257. + + St. Bonaventura, author of official life of St. Francis, 363. + + Saint-Clair-sur-Epte, treaty of, 172. + + St. David, 181. + + St. Dionysius, 387. + + St. Dominic, founder of Dominican order, 360. + + St. Edmund's, magnates of England assemble at, 298. + + St. Francis, early career, 362; + sources of information on, 362; + youthful follies, 364; + redeeming qualities, 364; + change in manner of life, 365-366; + zeal in charity, 366-367; + begs alms at Rome, 367; + overcomes aversion to lepers, 368; + refuses to dwell in an adorned cell, 369; + humiliates himself publicly, 370-371; + love for the larks, 371-372; + regard for all created things, 372-373; + draws up his Rule, 373-374; + the Rule quoted, 375; + the will of, 376-378; + attitude toward the existing Church, 375, 377-378; + enjoins poverty and labor, 377-379. + + St. Germain des Prés, 165, 169. + + St. Hilary, bishop of Poitiers, 56. + + St. Jerome, translation of Scriptures, 193; + cited by Petrarch, 468. + + St. Louis (see Louis IX.). + + St. Marcellus, Church of, 212. + + St. Martin (of Tours), career of, 48; + shrine of visited by pilgrims, 48; + Clovis's respect for, 55, 57; + church at Canterbury dedicated to, 77; + monastery at Tours dedicated to, 83; + church of burned by Northmen, 162, 167. + + St. Peter, Christ's commission to, 79, 81. + + St. Peter, Church of, Charlemagne's gifts to, 114; + Charlemagne crowned in, 133; + fortified, 161. + + St. Quentin, Fulrad abbot of, 142; + Dudo, dean of, 165. + + Savigny, granted as fief to bishop of Beauvais, 215. + + Saisset, Bernard, offends Philip the Fair, 384. + + Salerno, University of, 341. + + Salic law, cited, 25; + date, 60; + character, 60; + editions and translation, 61; + monetary system in, 61; + summonses to meetings of the local courts, 61; + theft, 62; + robbery with assault, 63; + incendiarism, 63; + deeds of violence, 63; + use of poison or witchcraft, 64; + slander, 64; + trespass, 65; + homicide, 65; + right of migration, 66; + debt, 66; + inheritance, 66-67; + wergeld, 67. + + Saracens, plunder Rome, 160; + Italian league against, 160; + renew devastation, 161; + in possession of the Holy Land, 282; + combats with crusaders, 292-296; + project to turn the Tartars against, 317; + operations against St. Louis, 318-322; + Frederick II. accused of friendly relations with, 405-407. + + Saxon Chronicle, quoted, 241-244. + + Saxons, conquer Britain while yet pagans, 49; + infest British coasts, 68; + appear at Thanet, 69; + called in by Britons, 69; + settlement in Britain, 70; + ally with Picts, 71; + conquest of Britain, 71-72; + pagan character, 72; + Christianization begun, 73-77; + in Charlemagne's day, 115-117; + problem of conquest, 115-116; + lack of natural frontier, 117; + faithlessness, 117; + transplanted in part to Gaul, 117; + Charlemagne's peace with, 118; + massacre at Verden, 117; + formula for acceptance of Christianity, 118; + Charlemagne's capitularies concerning, 118-123; + provisions for establishment of Christianity among, 120-122; + penalties for persistence in paganism, 122; + fugitive criminals, 123; + public assemblies, 123. + + Scheldt River, 58. + + Schism, Great, origin, 389-390; + plans of University of Paris to end, 391-392; + Councils of Pisa and Constance, 390-393; + stops proceedings against Wyclif, 475. + + Schools (see Education). + + Scots, menace the Britons, 68; + Saxons called in against, 69. + + Scutage, increased by King John, 297; + method of raising specified in Great Charter, 306. + + Scythia, 43. + + Seine, Northmen on, 166, 168. + + Seligenstadt, Einhard at, 109. + + Selwood, Alfred at, 184. + + Senlis, meeting of Frankish magnates at, 178. + + Sens, given over to Northmen to plunder, 171. + + Septimania, conquered by Childebert, 57. + + Septuagint, 192. + + Serfs, fugitive, 138. + + Sergius II., 158. + + Senlac (see Hastings). + + Siegfred, leads siege of Paris, 168. + + Siena, Council of, 395. + + Sigibert the Lame, slain by son's agents, 57. + + Sigismund, appealed to by John XXIII., 391. + + Simony, 261; + Henry IV.'s councilors condemned for, 264. + + Slander, in the Salic law, 64. + + Slavery, among the early Germans, 31. + + Slavs, location in Charlemagne's day, 330; + German encroachment upon, 331. + + Sluys, naval battle of, 424-427. + + Soana, Hildebrand born at, 261. + + Soissons, capital of Syagrius's kingdom, 51; + Clovis defeats Syagrius at, 51; + episode of the broken vase, 51-52; + Pepin the Short anointed at, 107; + council at, 381. + + _Solidus_, value, 61. + + Spain, invaded by Northmen, 166. + + Spanish March, annexed to Charlemagne's kingdom, 115. + + _Speculum Perfectionis_ (by Brother Leo), quoted, 368-373. + + Speyer, Henry IV. flees from, 274. + + Stamford, English barons meet at, 300. + + Stamford Bridge, Harold Hardrada defeated at, 234. + + Stephen, abbot of Cîteaux, 254. + + Stephen III., crowns Pepin the Short, 106. + + Stephen IX., 261. + + Stephen of Blois, sketch of, 292; + letter to his wife, 292-296; + recounts experiences of crusaders, 293; + describes siege of Antioch, 293-296. + + Stephen Langton, archbishop of Canterbury, 298, 299. + + Strassburg, battle of won by Clovis, 49, 50, 53; + results, 53-54; + oaths of Charles and Louis at, 150, 152-154; + linguistic and historical significance, 150-151. + + Strassfurt, Frankish assembly at, 142. + + Students, privileges granted to by Frederick I., 341-343; + by Philip Augustus, 343-345; + itinerant character of, 351-352; + songs of, 353-359. + + Subasio, Mount, St. Francis seeks seclusion at, 370. + + Suetonius, 34; + as model for Einhard, 109. + + Suevi, described by Cæsar, 21. + + Swanwich, Danes defeated at, 183. + + Syagrius, "king of the Romans," 50-51; + defeated by Clovis at Soissons, 51; + takes refuge with Alaric, 51; + surrendered and put to death, 51. + + Sylvester II. (Gerbert), 283. + + Syria, overrun by Arabs, 282; + partially recovered, 282; + conquered by Seljuk Turks, 282; + described by Pope Urban, 286; + crusaders in, 293-296. + + + Tacitus, describes the Germans in his _Germania_, 23-31; + sources of information, 23; + object in writing, 23-24. + + Tartary, Khan of, sends deputation to St. Louis, 316-317. + + Taxation, not developed among the early Germans, 29. + + Templars, in England, 299; + Turks attack, 319. + + Tertullian, 72. + + Tescelin, father of St. Bernard, 251. + + Teutoberg Forest, Varus defeated at, 32. + + _Teutones_, 32. + + Thames, Danes appear on, 181. + + Thanet, Saxons appear at, 69; + conceded to them by Vortigern, 70; + population, 75; + Augustine lands at, 75. + + Theft, in the Salic law, 62; + Charlemagne's legislation on, 141. + + Thiebault, count palatine of Troyes, grants fief to Jocelyn + d'Avalon, 216. + + Thrace, selected as a haven by the Visigoths, 35; + conceded to them by Valens, 36. + + Toulouges, Council of, decrees Peace and Truce of God, 229-232. + + Toulouse, Visigothic capital, 51; + Syagrius takes refuge at, 51. + + Tours, Gregory, bishop of, 47-48; + monastery and shrine of St. Martin at, 48; + Alaric and Clovis meet near, 55; + monastery at dedicated to St. Martin, 83; + truce of, 439. + + Towns, lack of among the early Germans, 29; + prevalence in Græco-Roman world, 29; + use of in France, 325; + origins of, 325-326; + classes of, 326-327; + charter of Laon, 327-328; + charter of Lorris, 328-330. + + Trajan, wars in the Rhine country, 23. + + Trespass, in the Salic law, 65. + + Tribur, conference of German nobles at, 274-275. + + _Trivium_, 145, 339. + + Troyes, county of, 215. + + Troyes, treaty of, negotiated, 440-441; + provisions of, 443. + + Truce of God, decreed by church councils, 229; + decree of Council of Toulouges, 229-232; + reissued by Council of Clermont, 286. + + Turks, Seljuk, invasions of, 282; + ravages depicted by Pope Urban, 285; + defeated by crusaders, 293; + attack the Templars, 318; + operations against St. Louis, 318-322. + + + _Unam Sanctam_, issued by Boniface VIII., 383-385; + quoted, 385-388. + + Universities, origins of in Middle Ages, 339; + patronage of by Church and temporal powers, 340; + privileges granted to students by Frederick I., 341-343; + by Philip Augustus, 343-345; + rise in Germany, 345; + charter of Heidelberg, 345-350; + student songs, 351-359. + + Unstrutt, Henry IV.'s victory at, 265. + + Urban II., appealed to by Alexius Comnenus, 283; + speech at Clermont, 283-288; + appeal to the French, 284-285; + enumerates reasons for a crusade, 285-287; + results of speech, 287-288. + + Urban VI., approves foundation of University of Heidelberg, 346; + elected pope, 389; + Wyclif's letter to, 475-477. + + + Valens, Visigoths send embassy to, 35; + flattered into acceding to their request, 36; + seeks to quell Visigothic uprising, 37-38; + rash resolve to attack, 38; + defeat, 41. + + Valentinian I., 35. + + Valentinian III., 69. + + Varus, defeated at the Teutoberg Forest, 32. + + Vassalage, origins, 204-205; + relations with _patrocinium_ and _comitatus_, 205; + commendation defined, 205; + formula for commendation, 205-206; + relation to benefice, 207; + obligations of, 220-221. + + Vecta, 71. + + Venice, treaty of, 399. + + Verden, massacre of Saxons at, 117. + + Verdun, treaty of, 154-156; + territorial division by, 155. + + _Vicarius_, functions, 176. + + Victgilsus, 71. + + Vienna, University of, founded, 345. + + Villages, among the early Germans, 30. + + _Villes franches_, nature of, 326-327. + + _Villes libres_, nature of, 326; + Laon as an example, 327-328. + + Vincennes, 323. + + Viscount, functions, 176. + + Visigoths, invasion of the Roman Empire described by Ammianus + Marcellinus, 32-41; + receive Dacia from Aurelian, 33; + threatened by the Huns, 33; + select Thrace as a haven, 35; + send embassy to Valens, 35; + receive the desired permission, 36; + cross the Danube, 36-37; + terms of the settlement, 37; + mistreated by the Romans, 37; + rise in revolt, 37; + Valens resolves to attack, 38; + advance toward Nice, 38; + defeat the Romans at Adrianople, 39-41; + Alaric, king of, 51, 54-55; + defeated by Clovis, 56; + Amalaric, king of, retreats to Spain, 56; + new capital at Toledo, 56. + + _Vita Caroli Magni_ (by Einhard), purpose, 109; + value, 109; + translation of, 109, 116; + quoted, 109-114, 116-118. + + _Vitæ Pontificorum Romanorum_, quoted, 133-134. + + Vortigern, king of the Britons, 68; + invites Saxons into Britain, 69. + + Vortimer, 71. + + Vulcan, worshipped by the Germans, 21, 26. + + Vouillé, Clovis defeats Alaric at, 56. + + Vulgate, 193; + origin of, 468. + + + Wager of battle, discouraged by the Church, 197. + + Wales, Christianity in, 72. + + Wardship, nature of, 224; + conditions of prescribed by Norman custom, 224-225; + conditions of defined in Great Charter, 306. + + Warfare, of the early Germans, 22, 25-26, 28-29; + of the Huns, 45; + prevalence in feudal times, 228-229; + efforts to restrict, 229; + decline of feudal, 428. + + Weapons, of the early Germans, 24; + of the Huns, 45. + + Wedmore, treaty of, 185. + + Wends, 158, 159, 160. + + Werfrith, bishop of Worcester, 189; + Alfred's letter to, 191-194. + + Wergeld, 65; + in the Salic law, 67, 141. + + Werwulf, of Mercia, 190. + + Westminster, William the Conqueror wears crown at, 242. + + Widukind, account of Saxon conquest, 116. + + William of Aquitaine, letter of Fulbert of Chartres to, 220-221. + + William the Conqueror, power as duke of Normandy, 233; + claims to throne of England, 234; + prepares to invade England, 234; + makes ready for battle, 236; + his strategem at Hastings, 236-237; + his valor in battle, 237; + his government described in the Saxon Chronicle, 241-244; + religious zeal, 242; + extent of his authority, 243; + forest laws, 244. + + William, count of Flanders, homage and fealty to, 218-219. + + William of Holland, claimant to imperial title, 334. + + William of Jumièges, 165. + + William of Malmesbury, sketch of, 235; + author of _Chronicle of the Kings of England_, 235, 288. + + William the Pious, issues charter for monastery at Cluny, 245; + motives for benefaction, 247; + land and other property ceded, 247-248. + + William of St. Thierry, biographer of St. Bernard, 251, 258. + + Wilton, Alfred fights the Danes at, 182. + + Winchester, William the Conqueror wears crown at, 242; + King John holds court at, 299. + + Witan, 194. + + Witchcraft, in the Salic law, 64. + + Woden, 26, 49, 50, 71, 72, 119, 197. + + Worcester, Werfrith, bishop of, 189. + + Worms, 154; + council at decrees that Gregory VII. should abdicate, 270; + diet at, 279; + Concordat of, 279-281; + Rhine League formed at, 335; + with Mainz, to be League's capital, 337; + jurisdiction of bishop of over University of Heidelberg, 348, + 350. + + Wyclif, career of, 474-475. + + + Zacharias, consulted by Pepin the Short, 106; + advises him to take title of king, 107. + + Zaid, collects sayings of Mohammed, 97. + + + + +ESSENTIALS IN MEDIAEVAL AND MODERN HISTORY + +From Charlemagne to the Present Day + +By SAMUEL BANNISTER HARDING, Ph.D., Professor of European History, +Indiana University, in consultation with ALBERT BUSHNELL HART, LL.D., +Professor of History, Harvard University. + +$1.50 + +Essentials in Mediaeval History $1.00 + +The difficulties usually encountered in treating mediaeval and modern +history are here overcome by an easy and satisfactory method. By this +plan Italy, France, Germany, and England are taken up in turn as each +becomes the central figure on the world's stage. The first part of the +book is devoted to the period previous to the Reformation; the second +to modern history from the Reformation to the French Revolution; and +the remainder to the century and a quarter since the occurrence of +that great event. This arrangement gives an opportunity to discuss the +greatness of England, the unification of Italy and of Germany, and the +present organization of Europe under control of the concert of powers, +on the same plane as the Crusades, or the Thirty Years' War, or the +age of Louis XIV. + +¶ The three most difficult problems in mediaeval history--the feudal +state, the church, and the rivalry between the empire and the +church--are here discussed with great clearness and brevity. The +central idea of the book is the development of the principle of +national independence in both politics and religion from the earlier +condition of a world empire. + +¶ For the convenience of those wishing a text-book on Mediaeval +History alone, the period from Charlemagne to the close of the +fifteenth century is issued in separate form. + + + + +FISHER'S BRIEF HISTORY OF THE NATIONS + +By GEORGE PARK FISHER, LL.D., Emeritus Professor in Yale University + +$1.50 + +This is an entirely independent work, written, expressly to meet the +demand for a compact and acceptable text-book on General History for +secondary schools and lower classes in colleges. Some of the +distinctive qualities which will commend this book to teachers and +students are as follows: + +¶ It narrates in fresh, vigorous, and attractive style the most +important facts of history in their due order and connection. It +explains the nature of historical evidence, and records only well +established judgments respecting persons and events. It delineates the +progress of peoples and nations in civilization as well as the rise +and succession of dynasties. + +¶ It connects, in a single chain of narration, events related to each +other in the contemporary history of different nations and countries. +It is written from the standpoint of the present, and incorporates the +latest discoveries of historical explorers and writers. + +¶ It is illustrated by numerous colored maps, genealogical tables, and +artistic reproductions of architecture, sculpture, painting, and +portraits of celebrated men, representing every period of the world's +history. + + +FISHER'S OUTLINES OF UNIVERSAL HISTORY + +Revised, $2.40 + +Also published in three parts, price, each, $1.00. Part I, Ancient +History. Part II, Mediaeval History. Part III, Modern History. + +A new and revised edition of this standard work. Soon after the +publication of the first edition of this history the author was +honored by the University of Edinburgh with the degree of Doctor of +Laws, in recognition of his services in the cause of historical +research. In this edition the book is brought fully up to date in all +particulars. + + + + +ESSENTIALS IN ANCIENT HISTORY + +From the Earliest Records to Charlemagne. By ARTHUR MAYER WOLFSON, +Ph.D., First Assistant in History, DeWitt Clinton High School, New +York. In consultation with ALBERT BUSHNELL HART, LL.D., Professor of +History, Harvard University + +$1.50 + +This volume belongs to the Essentials in History Series, which follows +the plan recommended by the Committee of Seven, and adopted by the +College Entrance Examination Board, and by the New York State +Education Department. The pedagogic apparatus is amply sufficient for +any secondary school. + +¶ The essentials in ancient history are presented as a unit, beginning +with the earliest civilization in the East, and ending with the +establishment of the Western Empire by Charlemagne. More attention is +paid to civilization than to mere constitutional development, the +latter being brought out in the narrative, rather than as a series of +separate episodes. + +¶ A departure has been made from the time-honored method of carrying +the subject down to the end of Greek political life before beginning +the story of Rome. The history of the two civilizations is not +entirely distinct; hence, it has seemed wise, after completing the +account of the life and work of Alexander, to tell the story of the +beginnings of Rome. Afterwards the history of the East is resumed, and +carried on to the point where it merges into that of Rome. Should any +teacher, however, prefer the old method of treating the two nations, +he has only to take up Chapters XXIV and XXV before Chapters XVIII to +XXIII. The Roman Empire, a very important but much neglected period of +history, is brought out in its just proportions, and with reference to +the events which had the greatest influence. + + + + +ESSENTIALS IN AMERICAN HISTORY + +From the Discovery to the Present Day. By ALBERT BUSHNELL HART, LL.D., +Professor of History, Harvard University + +$1.50 + +Professor Hart was a member of the Committee of Seven, and +consequently is exceptionally qualified to supervise the preparation +of a series of text-books which carry out the ideas of that Committee. +The needs of secondary schools, and the entrance requirements to all +colleges, are fully met by the Essentials in History Series. + +¶ This volume reflects in an impressive manner the writer's broad +grasp of the subject, his intimate knowledge of the relative +importance of events, his keen insight into the cause and effect of +each noteworthy occurrence, and his thorough familiarity with the most +helpful pedagogical features--all of which make the work unusually +well suited to students. + +¶ The purpose of the book is to present an adequate description of all +essential things in the upbuilding of the country, and to supplement +this by good illustrations and maps. Political geography, being the +background of all historical knowledge, is made a special topic, while +the development of government, foreign relations, the diplomatic +adjustment of controversies, and social and economic conditions have +been duly emphasized. + +¶ All sections of the Union, North, East, South, West, and Far West, +have received fair treatment. Much attention is paid to the causes and +results of our various wars, but only the most significant battles and +campaigns have been described. The book aims to make distinct the +character and public services of some great Americans, brief accounts +of whose lives are given in special sections of the text. Towards the +end a chapter sums up the services of America to mankind. + + + + +ESSENTIALS IN ENGLISH HISTORY + +From the Earliest Records to the Present Day. By ALBERT PERRY WALKER, +A.M., Master in History, English High School, Boston. In consultation +with ALBERT BUSHNELL HART, LL.D., Professor of History, Harvard +University + +$1.50 + +Like the other volumes of the Essentials in History Series, this +text-book is intended to form a year's work in secondary schools, +following out the recommendation of the Committee of Seven, and +meeting the requirements of the College Entrance Examination Board, +and of the New York State Education Department. It contains the same +general features, the same pedagogic apparatus, and the same topical +method of treatment. The text is continuous, the sectional headings +being placed in the margin. The maps and illustrations are worthy of +special mention. + +¶ The book is a model of good historical exposition, unusually clear +in expression, logical and coherent in arrangement, and accurate in +statement. The essential facts in the development of the British +Empire are vividly described, and the relation of cause and effect is +clearly brought out. + +¶ The treatment begins with a brief survey of the whole course of +English history, deducing therefrom three general movements: (1) the +fusing of several races into the English people; (2) the solution by +that people of two great problems: free and democratic home +government, and practical, enlightened government of foreign +dependencies; and (3) the extreme development of two great fields of +industry, commerce and manufacture. The narrative follows the +chronological order, and is full of matter which is as interesting as +it is significant, ending with a masterly summary of England's +contribution to civilization. + + + + +NINETEENTH CENTURY ENGLISH PROSE + +Critical Essays + +Edited with Introductions and Notes by THOMAS H. DICKINSON, Ph.D., and +FREDERICK W. ROE, A.M., Assistant Professors of English, University of +Wisconsin. + +$1.00 + +This book for college classes presents a series of ten selected +essays, which are intended to trace the development of English +criticism in the nineteenth century. The choice of material has been +influenced by something more than mere style. An underlying coherence +in content, typical of the thought of the era in question, may be +traced throughout. With but few exceptions the selections are given in +their entirety. + +¶ The essays cover a definite period, and exhibit the individuality of +each author's method of criticism. In each case they are those most +typical of the author's critical principles, and at the same time +representative of the critical tendencies of his age. The +subject-matter provides interesting material for intensive study and +class room discussion, and each essay is an example of excellent, +though varying, style. + +¶ They represent not only the authors who write, but the authors who +are treated. The essays provide the best things that have been said by +England's critics on Swift, on Scott, on Macaulay, and on Emerson. + +¶ The introductions and notes provide the necessary biographical +matter, suggestive points for the use of the teacher in stimulating +discussion of the form or content of the essays, and such aids as will +eliminate those matters of detail that might prove stumbling blocks to +the student. Though the essays are in chronological order, they may be +treated at random according to the purposes of the teacher. + + + + +INTRODUCTION TO POLITICAL SCIENCE + +By JAMES WILFORD GARNER, Ph.D., Professor of Political Science, +University of Illinois + +$2.50 + +This systematic treatise on the science of government covers a wider +range of topics on the nature, origin, organization, and functions of +the state than is found in any other college textbook published in the +English language. The unusually comprehensive treatment of the various +topics is based on a wide reading of the best literature on the +subject in English, German, French, and Italian, and the student has +opportunity to profit by this research work through the bibliographies +placed at the head of each chapter, as well as by means of many +additional references in the footnotes. + +¶ An introductory chapter is followed by chapters on the nature and +essential elements of the state; on the various theories concerning +the origin of the state; on the forms of the state; on the forms of +government, including a discussion of the elements of strength and +weakness of each; on sovereignty, its nature, its essential +characteristics, and its abiding place in the state; on the functions +and sphere of the state, including the various theories of state +activity; and on the organization of the state. In addition there are +chapters on constitutions, their nature, forms, and development; on +the distribution of the powers of government; on the electorate; and +on citizenship and nationality. + +¶ Before stating his own conclusions the author gives an impartial +discussion of the more important theories of the origin, nature, and +functions of the state, and analyzes and criticises them in the light +of the best scientific thought and practice. Thus the pupil becomes +familiar with the history of the science as well as with its +principles as recognized to-day. + + + + +DESCRIPTIVE CATALOGUE OF HIGH SCHOOL AND COLLEGE TEXT-BOOKS + +Published Complete and in Sections + +We issue a Catalogue of High School and College Text-Books, which we +have tried to make as valuable and as useful to teachers as possible. +In this catalogue are set forth briefly and clearly the scope and +leading characteristics of each of our best text-books. In most cases +there are also given testimonials from well-known teachers, which have +been selected quite as much for their descriptive qualities as for +their value as commendations. + +¶ For the convenience of teachers this Catalogue is also published in +separate sections treating of the various branches of study. These +pamphlets are entitled: English, Mathematics, History and Political +Science, Science, Modern Languages, Ancient Languages, and Philosophy +and Education. + +¶ In addition we have a single pamphlet devoted to Newest Books in +every subject. + +¶ Teachers seeking the newest and best books for their classes are +invited to send for our Complete High School and College Catalogue, or +for such sections as may be of greatest interest. + +¶ Copies of our price lists, or of special circulars, in which these +books are described at greater length than the space limitations of +the catalogue permit, will be mailed to any address on request. + +¶ All correspondence should be addressed to the nearest of the +following offices of the company: New York, Cincinnati, Chicago, +Boston, Atlanta, San Francisco. + + +AMERICAN BOOK COMPANY + + + +***END OF THE PROJECT GUTENBERG EBOOK A SOURCE BOOK OF MEDIæVAL HISTORY*** + + +******* This file should be named 39227-8.txt or 39227-8.zip ******* + + +This and all associated files of various formats will be found in: +http://www.gutenberg.org/dirs/3/9/2/2/39227 + + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. Special rules, +set forth in the General Terms of Use part of this license, apply to +copying and distributing Project Gutenberg-tm electronic works to +protect the PROJECT GUTENBERG-tm concept and trademark. Project +Gutenberg is a registered trademark, and may not be used if you +charge for the eBooks, unless you receive specific permission. If you +do not charge anything for copies of this eBook, complying with the +rules is very easy. You may use this eBook for nearly any purpose +such as creation of derivative works, reports, performances and +research. They may be modified and printed and given away--you may do +practically ANYTHING with public domain eBooks. Redistribution is +subject to the trademark license, especially commercial +redistribution. + + + +*** START: FULL LICENSE *** + +THE FULL PROJECT GUTENBERG LICENSE +PLEASE READ THIS BEFORE YOU DISTRIBUTE OR USE THIS WORK + +To protect the Project Gutenberg-tm mission of promoting the free +distribution of electronic works, by using or distributing this work +(or any other work associated in any way with the phrase "Project +Gutenberg"), you agree to comply with all the terms of the Full Project +Gutenberg-tm License (available with this file or online at +http://www.gutenberg.org/license). + + +Section 1. General Terms of Use and Redistributing Project Gutenberg-tm +electronic works + +1.A. By reading or using any part of this Project Gutenberg-tm +electronic work, you indicate that you have read, understand, agree to +and accept all the terms of this license and intellectual property +(trademark/copyright) agreement. If you do not agree to abide by all +the terms of this agreement, you must cease using and return or destroy +all copies of Project Gutenberg-tm electronic works in your possession. +If you paid a fee for obtaining a copy of or access to a Project +Gutenberg-tm electronic work and you do not agree to be bound by the +terms of this agreement, you may obtain a refund from the person or +entity to whom you paid the fee as set forth in paragraph 1.E.8. + +1.B. "Project Gutenberg" is a registered trademark. It may only be +used on or associated in any way with an electronic work by people who +agree to be bound by the terms of this agreement. There are a few +things that you can do with most Project Gutenberg-tm electronic works +even without complying with the full terms of this agreement. See +paragraph 1.C below. There are a lot of things you can do with Project +Gutenberg-tm electronic works if you follow the terms of this agreement +and help preserve free future access to Project Gutenberg-tm electronic +works. See paragraph 1.E below. + +1.C. The Project Gutenberg Literary Archive Foundation ("the Foundation" +or PGLAF), owns a compilation copyright in the collection of Project +Gutenberg-tm electronic works. Nearly all the individual works in the +collection are in the public domain in the United States. If an +individual work is in the public domain in the United States and you are +located in the United States, we do not claim a right to prevent you from +copying, distributing, performing, displaying or creating derivative +works based on the work as long as all references to Project Gutenberg +are removed. Of course, we hope that you will support the Project +Gutenberg-tm mission of promoting free access to electronic works by +freely sharing Project Gutenberg-tm works in compliance with the terms of +this agreement for keeping the Project Gutenberg-tm name associated with +the work. You can easily comply with the terms of this agreement by +keeping this work in the same format with its attached full Project +Gutenberg-tm License when you share it without charge with others. + +1.D. The copyright laws of the place where you are located also govern +what you can do with this work. Copyright laws in most countries are in +a constant state of change. If you are outside the United States, check +the laws of your country in addition to the terms of this agreement +before downloading, copying, displaying, performing, distributing or +creating derivative works based on this work or any other Project +Gutenberg-tm work. The Foundation makes no representations concerning +the copyright status of any work in any country outside the United +States. + +1.E. Unless you have removed all references to Project Gutenberg: + +1.E.1. The following sentence, with active links to, or other immediate +access to, the full Project Gutenberg-tm License must appear prominently +whenever any copy of a Project Gutenberg-tm work (any work on which the +phrase "Project Gutenberg" appears, or with which the phrase "Project +Gutenberg" is associated) is accessed, displayed, performed, viewed, +copied or distributed: + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + +1.E.2. If an individual Project Gutenberg-tm electronic work is derived +from the public domain (does not contain a notice indicating that it is +posted with permission of the copyright holder), the work can be copied +and distributed to anyone in the United States without paying any fees +or charges. If you are redistributing or providing access to a work +with the phrase "Project Gutenberg" associated with or appearing on the +work, you must comply either with the requirements of paragraphs 1.E.1 +through 1.E.7 or obtain permission for the use of the work and the +Project Gutenberg-tm trademark as set forth in paragraphs 1.E.8 or +1.E.9. + +1.E.3. If an individual Project Gutenberg-tm electronic work is posted +with the permission of the copyright holder, your use and distribution +must comply with both paragraphs 1.E.1 through 1.E.7 and any additional +terms imposed by the copyright holder. Additional terms will be linked +to the Project Gutenberg-tm License for all works posted with the +permission of the copyright holder found at the beginning of this work. + +1.E.4. Do not unlink or detach or remove the full Project Gutenberg-tm +License terms from this work, or any files containing a part of this +work or any other work associated with Project Gutenberg-tm. + +1.E.5. Do not copy, display, perform, distribute or redistribute this +electronic work, or any part of this electronic work, without +prominently displaying the sentence set forth in paragraph 1.E.1 with +active links or immediate access to the full terms of the Project +Gutenberg-tm License. + +1.E.6. You may convert to and distribute this work in any binary, +compressed, marked up, nonproprietary or proprietary form, including any +word processing or hypertext form. However, if you provide access to or +distribute copies of a Project Gutenberg-tm work in a format other than +"Plain Vanilla ASCII" or other format used in the official version +posted on the official Project Gutenberg-tm web site (www.gutenberg.org), +you must, at no additional cost, fee or expense to the user, provide a +copy, a means of exporting a copy, or a means of obtaining a copy upon +request, of the work in its original "Plain Vanilla ASCII" or other +form. Any alternate format must include the full Project Gutenberg-tm +License as specified in paragraph 1.E.1. + +1.E.7. Do not charge a fee for access to, viewing, displaying, +performing, copying or distributing any Project Gutenberg-tm works +unless you comply with paragraph 1.E.8 or 1.E.9. + +1.E.8. You may charge a reasonable fee for copies of or providing +access to or distributing Project Gutenberg-tm electronic works provided +that + +- You pay a royalty fee of 20% of the gross profits you derive from + the use of Project Gutenberg-tm works calculated using the method + you already use to calculate your applicable taxes. The fee is + owed to the owner of the Project Gutenberg-tm trademark, but he + has agreed to donate royalties under this paragraph to the + Project Gutenberg Literary Archive Foundation. Royalty payments + must be paid within 60 days following each date on which you + prepare (or are legally required to prepare) your periodic tax + returns. Royalty payments should be clearly marked as such and + sent to the Project Gutenberg Literary Archive Foundation at the + address specified in Section 4, "Information about donations to + the Project Gutenberg Literary Archive Foundation." + +- You provide a full refund of any money paid by a user who notifies + you in writing (or by e-mail) within 30 days of receipt that s/he + does not agree to the terms of the full Project Gutenberg-tm + License. You must require such a user to return or + destroy all copies of the works possessed in a physical medium + and discontinue all use of and all access to other copies of + Project Gutenberg-tm works. + +- You provide, in accordance with paragraph 1.F.3, a full refund of any + money paid for a work or a replacement copy, if a defect in the + electronic work is discovered and reported to you within 90 days + of receipt of the work. + +- You comply with all other terms of this agreement for free + distribution of Project Gutenberg-tm works. + +1.E.9. If you wish to charge a fee or distribute a Project Gutenberg-tm +electronic work or group of works on different terms than are set +forth in this agreement, you must obtain permission in writing from +both the Project Gutenberg Literary Archive Foundation and Michael +Hart, the owner of the Project Gutenberg-tm trademark. Contact the +Foundation as set forth in Section 3 below. + +1.F. + +1.F.1. Project Gutenberg volunteers and employees expend considerable +effort to identify, do copyright research on, transcribe and proofread +public domain works in creating the Project Gutenberg-tm +collection. Despite these efforts, Project Gutenberg-tm electronic +works, and the medium on which they may be stored, may contain +"Defects," such as, but not limited to, incomplete, inaccurate or +corrupt data, transcription errors, a copyright or other intellectual +property infringement, a defective or damaged disk or other medium, a +computer virus, or computer codes that damage or cannot be read by +your equipment. + +1.F.2. LIMITED WARRANTY, DISCLAIMER OF DAMAGES - Except for the "Right +of Replacement or Refund" described in paragraph 1.F.3, the Project +Gutenberg Literary Archive Foundation, the owner of the Project +Gutenberg-tm trademark, and any other party distributing a Project +Gutenberg-tm electronic work under this agreement, disclaim all +liability to you for damages, costs and expenses, including legal +fees. YOU AGREE THAT YOU HAVE NO REMEDIES FOR NEGLIGENCE, STRICT +LIABILITY, BREACH OF WARRANTY OR BREACH OF CONTRACT EXCEPT THOSE +PROVIDED IN PARAGRAPH 1.F.3. YOU AGREE THAT THE FOUNDATION, THE +TRADEMARK OWNER, AND ANY DISTRIBUTOR UNDER THIS AGREEMENT WILL NOT BE +LIABLE TO YOU FOR ACTUAL, DIRECT, INDIRECT, CONSEQUENTIAL, PUNITIVE OR +INCIDENTAL DAMAGES EVEN IF YOU GIVE NOTICE OF THE POSSIBILITY OF SUCH +DAMAGE. + +1.F.3. LIMITED RIGHT OF REPLACEMENT OR REFUND - If you discover a +defect in this electronic work within 90 days of receiving it, you can +receive a refund of the money (if any) you paid for it by sending a +written explanation to the person you received the work from. If you +received the work on a physical medium, you must return the medium with +your written explanation. The person or entity that provided you with +the defective work may elect to provide a replacement copy in lieu of a +refund. If you received the work electronically, the person or entity +providing it to you may choose to give you a second opportunity to +receive the work electronically in lieu of a refund. If the second copy +is also defective, you may demand a refund in writing without further +opportunities to fix the problem. + +1.F.4. Except for the limited right of replacement or refund set forth +in paragraph 1.F.3, this work is provided to you 'AS-IS', WITH NO OTHER +WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO +WARRANTIES OF MERCHANTIBILITY OR FITNESS FOR ANY PURPOSE. + +1.F.5. Some states do not allow disclaimers of certain implied +warranties or the exclusion or limitation of certain types of damages. +If any disclaimer or limitation set forth in this agreement violates the +law of the state applicable to this agreement, the agreement shall be +interpreted to make the maximum disclaimer or limitation permitted by +the applicable state law. The invalidity or unenforceability of any +provision of this agreement shall not void the remaining provisions. + +1.F.6. INDEMNITY - You agree to indemnify and hold the Foundation, the +trademark owner, any agent or employee of the Foundation, anyone +providing copies of Project Gutenberg-tm electronic works in accordance +with this agreement, and any volunteers associated with the production, +promotion and distribution of Project Gutenberg-tm electronic works, +harmless from all liability, costs and expenses, including legal fees, +that arise directly or indirectly from any of the following which you do +or cause to occur: (a) distribution of this or any Project Gutenberg-tm +work, (b) alteration, modification, or additions or deletions to any +Project Gutenberg-tm work, and (c) any Defect you cause. + + +Section 2. Information about the Mission of Project Gutenberg-tm + +Project Gutenberg-tm is synonymous with the free distribution of +electronic works in formats readable by the widest variety of computers +including obsolete, old, middle-aged and new computers. It exists +because of the efforts of hundreds of volunteers and donations from +people in all walks of life. + +Volunteers and financial support to provide volunteers with the +assistance they need are critical to reaching Project Gutenberg-tm's +goals and ensuring that the Project Gutenberg-tm collection will +remain freely available for generations to come. In 2001, the Project +Gutenberg Literary Archive Foundation was created to provide a secure +and permanent future for Project Gutenberg-tm and future generations. +To learn more about the Project Gutenberg Literary Archive Foundation +and how your efforts and donations can help, see Sections 3 and 4 +and the Foundation web page at http://www.gutenberg.org/fundraising/pglaf. + + +Section 3. Information about the Project Gutenberg Literary Archive +Foundation + +The Project Gutenberg Literary Archive Foundation is a non profit +501(c)(3) educational corporation organized under the laws of the +state of Mississippi and granted tax exempt status by the Internal +Revenue Service. The Foundation's EIN or federal tax identification +number is 64-6221541. Contributions to the Project Gutenberg +Literary Archive Foundation are tax deductible to the full extent +permitted by U.S. federal laws and your state's laws. + +The Foundation's principal office is located at 4557 Melan Dr. S. +Fairbanks, AK, 99712., but its volunteers and employees are scattered +throughout numerous locations. Its business office is located at +809 North 1500 West, Salt Lake City, UT 84116, (801) 596-1887, email +business@pglaf.org. Email contact links and up to date contact +information can be found at the Foundation's web site and official +page at http://www.gutenberg.org/about/contact + +For additional contact information: + Dr. Gregory B. Newby + Chief Executive and Director + gbnewby@pglaf.org + +Section 4. Information about Donations to the Project Gutenberg +Literary Archive Foundation + +Project Gutenberg-tm depends upon and cannot survive without wide +spread public support and donations to carry out its mission of +increasing the number of public domain and licensed works that can be +freely distributed in machine readable form accessible by the widest +array of equipment including outdated equipment. Many small donations +($1 to $5,000) are particularly important to maintaining tax exempt +status with the IRS. + +The Foundation is committed to complying with the laws regulating +charities and charitable donations in all 50 states of the United +States. Compliance requirements are not uniform and it takes a +considerable effort, much paperwork and many fees to meet and keep up +with these requirements. We do not solicit donations in locations +where we have not received written confirmation of compliance. To +SEND DONATIONS or determine the status of compliance for any +particular state visit http://www.gutenberg.org/fundraising/donate + +While we cannot and do not solicit contributions from states where we +have not met the solicitation requirements, we know of no prohibition +against accepting unsolicited donations from donors in such states who +approach us with offers to donate. + +International donations are gratefully accepted, but we cannot make +any statements concerning tax treatment of donations received from +outside the United States. U.S. laws alone swamp our small staff. + +Please check the Project Gutenberg Web pages for current donation +methods and addresses. Donations are accepted in a number of other +ways including checks, online payments and credit card donations. +To donate, please visit: +http://www.gutenberg.org/fundraising/donate + + +Section 5. General Information About Project Gutenberg-tm electronic +works. + +Professor Michael S. Hart is the originator of the Project Gutenberg-tm +concept of a library of electronic works that could be freely shared +with anyone. For thirty years, he produced and distributed Project +Gutenberg-tm eBooks with only a loose network of volunteer support. + +Project Gutenberg-tm eBooks are often created from several printed +editions, all of which are confirmed as Public Domain in the U.S. +unless a copyright notice is included. Thus, we do not necessarily +keep eBooks in compliance with any particular paper edition. + +Most people start at our Web site which has the main PG search facility: + + http://www.gutenberg.org + +This Web site includes information about Project Gutenberg-tm, +including how to make donations to the Project Gutenberg Literary +Archive Foundation, how to help produce our new eBooks, and how to +subscribe to our email newsletter to hear about new eBooks. + diff --git a/39227-8.zip b/39227-8.zip Binary files differnew file mode 100644 index 0000000..61f2168 --- /dev/null +++ b/39227-8.zip diff --git a/39227-h.zip b/39227-h.zip Binary files differnew file mode 100644 index 0000000..4633e8e --- /dev/null +++ b/39227-h.zip diff --git a/39227-h/39227-h.htm b/39227-h/39227-h.htm new file mode 100644 index 0000000..281faeb --- /dev/null +++ b/39227-h/39227-h.htm @@ -0,0 +1,25386 @@ +<!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Strict//EN" + "http://www.w3.org/TR/xhtml1/DTD/xhtml1-strict.dtd"> +<html xmlns="http://www.w3.org/1999/xhtml"> +<head> +<meta http-equiv="Content-Type" content="text/html; charset=ISO-8859-1" /> +<title>The Project Gutenberg eBook of A Source Book of Mediæval History, by Frederic Austin Ogg</title> + <style type="text/css"> + +body { + margin-left: 10%; + margin-right: 10%; +} + +h1 { + text-align: center; + clear: both; +} + +h2 { + margin-top: 6em; + text-align: center; + clear: both; +} + +h3 { + margin-top: 4em; + text-align: center; + clear: both; + font-size: 1.2em; +} + +h4 { + margin-top: 2em; + text-align: center; + clear: both; +} + +p { + margin-top: .75em; + text-align: left; + margin-bottom: .75em; +} + +.pagenum { + position: absolute; + left: 92%; + font-size: smaller; + text-align: right; +} +hr { + margin-top: 2em; + margin-bottom: 2em; + margin-left: auto; + margin-right: auto; + clear: both; +} + +hr.l_ad {width: 100%;} + +.center {text-align: center;} + +.smcap {font-variant: small-caps;} + +ul.none {list-style-type:none;} + +.figcenter { + margin: auto; + text-align: center; +} + +.left65 {margin-left: 65%;} +.flright {float: right;} + +.footnote {margin-left: 10%; margin-right: 10%; font-size: 0.9em;} + +.footnotes {border: dashed 1px;} + +.footnote .label {position: absolute; right: 84%; text-align: right;} + +.fnanchor { + vertical-align: super; + font-size: .8em; + text-decoration: + none; +} +.ad_hang {text-indent: -1.5em; + margin-left: 1.5em;} + +.widead { + border: 1px solid; + margin-left: 10%; + margin-right: 10%; +} + +.widead p {padding: 0 1em 0 1em ;} + +.index {margin-left: 20%; + margin-right: 20%; + padding-left: 1em; + text-indent: -1em;} + +li.idx {padding-top: 3em;} + +.poem {font-size: 95%; margin-left: 15%; margin-right: 10%; + margin-bottom: 1em; text-align: left; + } +.poem .sn {margin: -1em 0em 1em 0em; } +.poem .stanza { margin: 1em 0em 1em 0em; } +.poem p { margin: 0; padding-left: 3em; text-indent: -3em; } +.poem p.i1 { margin-left: 1em; } +.poem p.i2 { margin-left: 2em; } +.poem p.i4 { margin-left: 4em; } +.poem p.o1 {margin-left: -.4em;} + +.sidebar {width: 16%; + font-size: smaller; + float: left; + font-weight: bold; + padding: 0 4px 0 0; + margin: 4px 9px 0 0;} + +.source {font-size: .9em; + text-indent: -3.8em; + margin-left: 3.8em; +} +.source_add {font-size: .9em; + margin-left: 3.8em; +} + +.i1 {margin-left: 1em;} +.i2 {margin-left: 2em;} +.o1 {margin-left: -.4em;} + +.p2 {margin-top: 2em;} +.p4 {margin-top: 4em;} +.p6 {margin-top: 6em;} + +.b13 {font-size:1.3em;} +.b11 {font-size:1.1em;} +.s08 {font-size:.8em;} +.s07 {font-size:.7em;} +.s05 {font-size:.5em;} + +.blockquot { + margin-left: 15%; + margin-right: 10%; + font-size: 95%; +} + +table { + margin-left: auto; + margin-right: auto; + empty-cells: show; +} +.td_chap {text-align: center; + padding-top: 2em; + padding-bottom: .5em;} +.td_pg {text-align: right;} +.td_sec {text-align: left; text-indent: -1em; padding-right: 1em;} + +.intro {font-size: .95em;} + +.dropcap {float: left; padding-right: 3px; font-size: 250%; line-height: 83%;} + +.tnbox {margin-left: auto; + margin-right: auto; + margin-bottom: 8em; + margin-top: auto; + text-align: center; + border: 1px solid; + padding: 1em; + color: black; + background-color: #f6f2f2; + width: 25em;} + + hr.full { width: 100%; + margin-top: 3em; + margin-bottom: 0em; + margin-left: auto; + margin-right: auto; + height: 4px; + border-width: 4px 0 0 0; /* remove all borders except the top one */ + border-style: solid; + border-color: #000000; + clear: both; } + pre {font-size: 85%;} + </style> +</head> +<body> +<h1>The Project Gutenberg eBook, A Source Book of Mediæval History, Edited by +Frederic Austin Ogg</h1> +<pre> +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at <a href = "http://www.gutenberg.org">www.gutenberg.org</a></pre> +<p>Title: A Source Book of Mediæval History</p> +<p> Documents Illustrative of European Life and Institutions from the German Invasions to the Renaissance</p> +<p>Editor: Frederic Austin Ogg</p> +<p>Release Date: March 21, 2012 [eBook #39227]</p> +<p>Language: English</p> +<p>Character set encoding: ISO-8859-1</p> +<p>***START OF THE PROJECT GUTENBERG EBOOK A SOURCE BOOK OF MEDIæVAL HISTORY***</p> +<p> </p> +<h4>E-text prepared by Melissa McDaniel<br /> + and the Online Distributed Proofreading Team<br /> + (<a href="http://www.pgdp.net">http://www.pgdp.net</a>)<br /> + from page images generously made available by<br /> + Internet Archive<br /> + (<a href="http://www.archive.org">http://www.archive.org</a>)</h4> +<p> </p> +<div class="tnbox"> +<p class="center"><b>Transcriber's Note:</b></p> +<p>Obvious typographical errors have been corrected. +Inconsistent spelling and hyphenation in the original +document have been preserved.</p> +</div> +<table border="0" style="background-color: #f6f2f2;margin: 0 auto;" cellpadding="10"> + <tr> + <td valign="top"> + Note: + </td> + <td> + Images of the original pages are available through + Internet Archive. See + <a href="http://www.archive.org/details/sourcebookofmedi00oggfuoft"> + http://www.archive.org/details/sourcebookofmedi00oggfuoft</a> + </td> + </tr> +</table> +<p> </p> +<hr class="full" /> +<p> </p> +<p> </p> +<p> </p> + +<h1><span class="s08">A SOURCE BOOK OF</span><br /><br /> +MEDIÆVAL HISTORY<br /><br /> + +<span class="s05">DOCUMENTS ILLUSTRATIVE OF EUROPEAN LIFE AND</span><br /> +<span class="s05">INSTITUTIONS FROM THE GERMAN INVASIONS</span><br /> +<span class="s05">TO THE RENAISSANCE</span></h1> + +<p class="p4 center">EDITED BY<br /> +FREDERIC AUSTIN OGG, A.M.<br /><br /> + +<span class="s07">ASSISTANT IN HISTORY IN HARVARD UNIVERSITY</span><br /> +<span class="s07">AND INSTRUCTOR IN SIMMONS COLLEGE</span></p> + +<div class="figcenter p4"> +<img src="images/logo100.jpg" width="100" height="109" alt="Printer's Logo" /> +</div> + +<p class="p4 center">NEW YORK · : · CINCINNATI · : · CHICAGO</p> + +<p class="center b11">AMERICAN BOOK COMPANY +<span class="pagenum"><a name="Page_2" id="Page_2"></a></span></p> + +<p class="p6 center"><span class="smcap">Copyright, 1907, by</span><br /> +<span class="smcap">FREDERIC AUSTIN OGG</span></p> + +<p class="center s08"><span class="smcap">Entered at Stationers' Hall, London</span><br /> +<span class="s08">W. P. 4</span></p> + +<h2>PREFACE</h2> + +<p><span class="pagenum"><a name="Page_3" id="Page_3">3</a></span></p> + +<p>This book has been prepared in consequence of a conviction, derived +from some years of teaching experience, (1) that sources, of +proper kind and in carefully regulated amount, can profitably be +made use of by teachers and students of history in elementary college +classes, in academies and preparatory schools, and in the more advanced +years of the average high school, and (2) that for mediæval +history there exists no published collection which is clearly adapted +to practical conditions of work in such classes and schools.</p> + +<p>It has seemed to me that a source book designed to meet the requirements +of teachers and classes in the better grade of secondary +schools, and perhaps in the freshman year of college work, ought to +comprise certain distinctive features, first, with respect to the character +of the selections presented, and, secondly, in regard to general +arrangement and accompanying explanatory matter. In the choice +of extracts I have sought to be guided by the following considerations: +(1) that in all cases the materials presented should be of real +value, either for the historical information contained in them or for +the more or less indirect light they throw upon mediæval life or conditions; +(2) that, for the sake of younger students, a relatively large proportion +of narrative (annals, chronicles, and biography) be introduced +and the purely documentary material be slightly subordinated; (3) that, +despite this principle, documents of vital importance, such as <i>Magna +Charta</i> and <i>Unam Sanctam</i>, which cannot be ignored in even the most +hasty or elementary study, be presented with some fulness; and (4) that, +in general, the rule should be to give longer passages from fewer sources, +rather than more fragmentary ones from a wider range.</p> + +<p>With respect to the manner of presenting the selections, I have +sought: (1) to offer careful translations—some made afresh from the +printed originals, others adapted from good translations already available—but +with as much simplification and modernization of language +as close adherence to the sense will permit. Literal, or nearly literal, +<span class="pagenum"><a name="Page_4" id="Page_4">4</a></span> +translations are obviously desirable for maturer students, but, because +of the involved character of mediæval writings, are rarely readable, +and are as a rule positively repellent to the young mind; (2) to provide +each selection, or group of selections, with an introductory explanation, +containing the historical setting of the extract, with perhaps +some comment on its general significance, and also a brief sketch of +the writer, particularly when he is an authority of exceptional importance, +as Einhard, Joinville, or Froissart; and (3) to supply, in foot-notes, +somewhat detailed aid to the understanding of obscure allusions, +omitted passages, and especially place names and technical terms.</p> + +<p>For permission to reprint various translations, occasionally verbatim +but usually in adapted form, I am under obligation to the following: +Messrs. Houghton, Mifflin and Co., publishers of Miss Henry's translation +of Dante's <i>De Monarchia</i>; Messrs. Henry Holt and Co., +publishers of Lee's <i>Source Book of English History</i>; Messrs. Ginn and +Co., publishers of Robinson's <i>Readings in European History</i>; Messrs. +Charles Scribner's Sons, publishers of Thatcher and McNeal's <i>Source +Book for Mediæval History</i>; Messrs. G. P. Putnam's Sons, publishers +of Robinson and Rolfe's <i>Petrarch</i>; and Professor W. E. Lingelbach, of +the University of Pennsylvania, representing the University of Pennsylvania +<i>Translations and Reprints from the Original Sources of European +History</i>.</p> + +<p>In the preparation of the book I have received invaluable assistance +from numerous persons, among whom the following, at least, should +be named: Professor Samuel B. Harding, of the University of Indiana, +who read the entire work in manuscript and has followed its progress +from the first with discerning criticism; Professor Charles H. Haskins, +of Harvard University, who has read most of the proof-sheets, and +whose scholarship and intimate acquaintance with the problems of +history teaching have contributed a larger proportion of whatever +merits the book possesses than I dare attempt to reckon up; and +Professors Charles Gross and Ephraim Emerton, likewise of Harvard, +whose instruction and counsel have helped me over many hard places.</p> + +<p>The final word must be reserved for my wife, who, as careful amanuensis, +has shared the burden of a not altogether easy task.</p> + +<p class="left65"> +FREDERIC AUSTIN OGG.</p> + +<p><span class="smcap">Cambridge, Mass.</span> +</p> + +<h2>INTRODUCTION</h2> + +<h3>THE NATURE AND USE OF HISTORICAL SOURCES</h3> + +<p><span class="pagenum"><a name="Page_5" id="Page_5">5</a></span></p> + +<p>If one proposes to write a history of the times of Abraham Lincoln, +how shall one begin, and how proceed? Obviously, the first thing +needed is information, and as much of it as can be had. But how shall +information, accurate and trustworthy, be obtained? Of course there +are plenty of books on Lincoln, and histories enough covering the +period of his career to fill shelf upon shelf. It would be quite possible +to spread some dozens of these before one's self and, drawing simply +from them, work out a history that would read well and perhaps +have a wide sale. And such a book might conceivably be worth while. +But if you were reading it, and were a bit disposed to query into the +accuracy of the statements made, you would probably find yourself +wondering before long just where the writer got his authority for this +or that assertion; and if, in foot-note or appendix, he should seem to +satisfy your curiosity by citing some other biography or history, you +would be quite justified in feeling that, after all, your inquiry remained +unanswered,—for whence did this second writer get <i>his</i> authority? If +<span class="sidebar">The question +of authority +in a book +of history</span> +you were thus persistent you would probably get hold of the volume +referred to and verify, as we say, the statements of fact +or opinion attributed to it. When you came upon them +you might find it there stated that the point in question +is clearly established from certain of Lincoln's own letters or +speeches, which are thereupon cited, and perhaps quoted in part. +At last you would be satisfied that the thing must very probably be +true, for there you would have the words of Lincoln himself upon it; +or, on the other hand, you might discover that your first writer had +merely adopted an opinion of somebody else which did not have behind +it the warrant of any first-hand authority. In either case you might +well wonder why, instead of using and referring only to books of other +<span class="pagenum"><a name="Page_6" id="Page_6">6</a></span> +later authors like himself, he did not go directly to Lincoln's own works, +get his facts from them, and give authority for his statements at first +hand. And if you pushed the matter farther it would very soon occur +to you that there are some books on Lincoln and his period which are +not carefully written, and therefore not trustworthy, and that your +author may very well have used some of these, falling blindly into their +errors and at times wholly escaping the correct interpretation of things +which could be had, in incontrovertible form, from Lincoln's own pen, +or from the testimony of his contemporaries. In other words, you +would begin to distrust him because he had failed to go to the +"sources" for his materials, or at least for a verification of them.</p> + +<p>How, then, shall one proceed in the writing of history in order to +make sure of the indispensable quality of accuracy? Clearly, the first +thing to be borne in mind is the necessity of getting information through +channels which are as direct and immediate as possible. Just as in +ascertaining the facts regarding an event of to-day it would be desirable +to get the testimony of an eye-witness rather than an account +after it had passed from one person to another, suffering more or less +distortion at every step, so, in seeking a trustworthy description of the +<span class="sidebar">The superiority +of direct +sources of +knowledge</span> +battle of Salamis or of the personal habits of Charlemagne, +the proper course would be to lay hold first of +all of whatever evidence concerning these things has +come down from Xerxes's or Charlemagne's day to our own, and to put +larger trust in this than in more recent accounts which have been played +upon by the imagination of their authors and perhaps rendered wholly +misleading by errors consciously or unconsciously injected into them. +The writer of history must completely divest himself of the notion that +a thing is true simply because he finds it in print. He may, and +should, read and consider well what others like himself have written +upon his subject, but he should be wary of accepting what he finds in +such books without himself going to the materials to which these +writers have resorted and ascertaining whether they have been used +with patience and discrimination. If his subject is Lincoln, he should, +for example, make sure above everything else, of reading exhaustively +the letters, speeches, and state papers which have been preserved, +in print or in manuscript, from Lincoln's pen. Similarly, he should +examine with care all letters and communications of every kind transmitted +<span class="pagenum"><a name="Page_7" id="Page_7">7</a></span> +to Lincoln. Then he should familiarize himself with the writings +of the leading men of Lincoln's day, whether in the form of letters, +diaries, newspaper and magazine articles, or books. The files, indeed, +of all the principal periodicals of the time should be gone through in +quest of information or suggestions not to be found in other places. +And, of course, the vast mass of public and official records would be +invaluable—the journals of the two houses of Congress, the dispatches, +orders, and accounts of the great executive departments, the arguments +before the courts, with the resulting decisions, and the all but numberless +other papers which throw light upon the practical conditions and +achievements of the governing powers, national, state, and local. However +much one may be able to acquire from the reading of later biographies +and histories, he ought not to set about the writing of a new +book of the sort unless he is willing to toil patiently through all these +first-hand, contemporary materials and get some warrant from them, +as being nearest the events themselves, for everything of importance +that he proposes to say. This rule is equally applicable and urgent +whatever the subject in hand—whether the age of Pericles, the Roman +Empire, the Norman conquest of England, the French Revolution, or +the administrations of George Washington—though, obviously, the +character and amount of the contemporary materials of which one can +avail himself varies enormously from people to people and from period +to period.</p> + +<p>History is unlike many other subjects of study in that our knowledge +of it, at best, must come to us almost wholly through indirect +means. That is to say, all our information regarding the past, and most +of it regarding our own day, has to be obtained, in one form or another, +through other people, or the remains that they have left behind them. +No one of us can know much about even so recent an event as the +<span class="sidebar">Indirect +character of +all historical +knowledge</span> +Spanish-American War, except by reading newspapers, +magazines and books, talking with men who had part +in it, or listening to public addresses concerning it—all +indirect means. And, of course, when we go back of the memory of +men now living, say to the American Revolution, nobody can lay claim +to an iota of knowledge which he has not acquired through indirect +channels. In physics or chemistry, if a student desires, he can reproduce +in the laboratory practically any phenomenon which he finds +<span class="pagenum"><a name="Page_8" id="Page_8">8</a></span> +described in his books; he need not accept the mere word of his text +or of his teacher, but can actually behold the thing with his own eyes. +Such experimentation, however, has no place in the study of history, +for by no sort of art can a Roman legion or a German comitatus or the +battle of Hastings be reproduced before mortal eye.</p> + +<p>For our knowledge of history we are therefore obliged to rely absolutely +upon human testimony, in one form or another, the value of +such testimony depending principally upon the directness with which +it comes to us from the men and the times under consideration. If it +reaches us with reasonable directness, and represents a well authenticated +means of studying the period in question from the writings or other +<span class="sidebar">An "historical +source" +defined</span> +traces left by that period, it is properly to be included +in the great body of materials which we have come to +call historical sources. An historical source may be +defined as any product of human activity or existence that can be +used as direct evidence in the study of man's past life and institutions. +A moment's thought will suggest that there are "sources" of numerous +and widely differing kinds. Roughly speaking, at least, they fall into +two great groups: (1) those in writing and (2) those in some form other +than writing. The first group is by far the larger and more important. +Foremost in it stand annals, chronicles, and histories, written from time +to time all along the line of human history, on the cuneiform +tablets of the Assyrians or the parchment rolls of the mediæval monks, +in the polished Latin of a Livy or the sprightly French of a Froissart. +Works of pure literature also—epics, lyrics, dramas, essays—because +of the light that they often throw upon the times in which they were +written, possess a large value of the same general character. Of nearly +equal importance is the great class of materials which may be called +documentary—laws, charters, formulæ, accounts, treaties, and official +<span class="sidebar">Written +sources</span> +orders or instructions. These last are obviously of +largest value in the study of social customs, land +tenures, systems of government, the workings of courts, ecclesiastical +organizations, and political agencies—in other words, of <i>institutions</i>—just +as chronicles and histories are of greatest service in unraveling the +<i>narrative</i> side of human affairs.</p> + +<p>Of sources which are not in the form of writing, the most important +are: (1) implements of warfare, agriculture, household economy, and +<span class="pagenum"><a name="Page_9" id="Page_9">9</a></span> +the chase, large quantities of which have been brought to light in +various parts of the world, and which bear witness to the manner of +life prevailing among the peoples who produced and used them; (2) coins, +hoarded up in treasuries or buried in tombs or ruins of one sort or another, +<span class="sidebar">Sources +other than +in writing</span> +frequently preserving likenesses of important sovereigns, with +dates and other materials of use especially in fixing +chronology; (3) works of art, surviving intact or with +losses or changes inflicted by the ravages of weather +and human abuse—the tombs of the Egyptians, the sculpture of the +Greeks, the architecture of the Middle Ages, or the paintings of the +Renaissance; (4) other constructions of a more practical character, +particularly dwelling-houses, roads, bridges, aqueducts, walls, gates, +fortresses, and ships,—some well preserved and surviving as they were +first fashioned, others in ruins, and still others built over and more or +less obscured by modern improvement or adaptation.</p> + +<p>These are some of the things to which the writer of history must go +for his facts and for his inspiration, and it is to these that the +student, whose business is to learn and not to write, ought occasionally +to resort to enliven and supplement what he finds in the books. As +there are many kinds of sources, so there are many ways in which such +materials may be utilized. If, for example, you are studying the life of +the Greeks and in that connection pay a visit to a museum of fine arts +and scrutinize Greek statuary, Greek vases, and Greek coins, you +are very clearly using sources. If your subject is the church life of +the later Middle Ages and you journey to Rheims or Amiens or Paris +to contemplate the splendid cathedrals in these cities, with their spires +<span class="sidebar">Various +ways of using +sources</span> +and arches and ornamentation, you are, in every +proper sense, using sources. You are doing the same +thing if you make an observation trip to the Egyptian +pyramids, or to the excavated Roman forum, or if you traverse the +line of old Watling Street—nay, if you but visit Faneuil Hall, or tramp +over the battlefield of Gettysburg. Many of these more purely "material" +sources can be made use of only after long and sometimes +arduous journeys, or through the valuable, but somewhat less +satisfactory, medium of pictures and descriptions. Happily, however, +the art of printing and the practice of accumulating enormous +libraries have made possible the indefinite duplication of <i>written</i> +<span class="pagenum"><a name="Page_10" id="Page_10">10</a></span> +sources, and consequently the use of them at almost any time and in +almost any place. There is but one Sphinx, one Parthenon, one Sistine +Chapel; there are not many Roman roads, feudal castles, or Gothic +cathedrals; but scarcely a library in any civilized country is without +a considerable number of the monumental <i>documents</i> of human history—the +funeral oration of Pericles, the laws of Tiberius Gracchus, Magna +Charta, the theses of Luther, the Bill of Rights, the Constitution of the +United States—not to mention the all but limitless masses of histories, +biographies, poems, letters, essays, memoirs, legal codes, and official +records of every variety which are available for any one who seriously +desires to make use of them.</p> + +<p>But why should the younger student trouble himself, or be troubled, +with any of these things? Might he not get all the history he can be +expected to know from books written by scholars who have given their +lives to exploring, organizing, and sifting just such sources? There can +be no question that schools and colleges to-day have the use of better +text-books in history than have ever before been available, and that +truer notions of the subject in its various relations can be had from even +the most narrow devotion to these texts than could be had from the +study of their predecessors a generation ago. If the object of studying +history were solely to acquire facts, it would, generally speaking, be a +waste of time for high school or younger college students to wander far +from text-books. But, assuming that history is studied not alone for +the mastery of facts but also for the broadening of culture, and for certain +kinds of mental training, the properly regulated use of sources by the +student himself is to be justified on at least three grounds: (1) Sources +<span class="sidebar">The value +of sources +to the student</span> +help to an understanding of the point of view of the men, +and the spirit of the age under consideration. The +ability to dissociate one's self from his own surroundings +and habits of thinking and to put himself in the company of Cæsar, of +Frederick Barbarossa, or of Innocent III., as the occasion may require, +is the hardest, but perhaps the most valuable, thing that the student +of history can hope to get. (2) Sources add appreciably to the vividness +and reality of history. However well-written the modern description +of Charlemagne, for example, the student ought to find a somewhat +different flavor in the account by the great Emperor's own friend +and secretary, Einhard; and, similarly, Matthew Paris's picture of +<span class="pagenum"><a name="Page_11" id="Page_11">11</a></span> +the raving and fuming of Frederick II. at his excommunication by +Pope Gregory ought to bring the reader into a somewhat more intimate +appreciation of the character of the proud German-Sicilian emperor. +(3) The use of sources, in connection with the reading of secondary +works, may be expected to train the student, to some extent at least, +in methods of testing the accuracy of modern writers, especially when +the subject in hand is one that lends itself to a variety of interpretations. +In the sources the makers of history, or those who stood close +to them, are allowed to speak for themselves, or for their times, and the +study of such materials not only helps plant in the student's mind the +conception of fairness and impartiality in judging historical characters, +but also cultivates the habit of tracing things back to their origins and +verifying what others have asserted about them. So far as practicable +the student of history, from the age of fourteen and onwards, should be +encouraged to develop the critical or judicial temperament along with +the purely acquisitive.</p> + +<p>In preparing a source book, such as the present one, the purpose is to +further the study of the most profitable sources by removing some of +the greater difficulties, particularly those of accessibility and language. +Clearly impracticable as anything like historical "research" undoubtedly +is for younger students, it is none the less believed that there are +abundant first-hand materials in the range of history which such students +will not only find profitable but actually enjoy, and that any +<span class="sidebar">Simplicity +of many +mediæval +sources</span> +acquaintance with these things that may be acquired +in earlier studies will be of inestimable advantage subsequently. +It is furthermore believed, contrary to the +assertions that one sometimes hears, that the history of the Middle +Ages lends itself to this sort of treatment with scarcely, if any, less +facility than that of other periods. Certainly Gregory's Clovis, Asser's +Alfred, Einhard's Charlemagne, and Joinville's St. Louis are living personalities, +no less vividly portrayed than the heroes of a boy's storybook. +Tacitus's description of the early Germans, Ammianus's account +of the crossing of the Danube by the Visigoths and his pictures of the +Huns, Bede's narrative of the Saxon invasion of Britain, the affectionate +letter Stephen of Blois to his wife and children, the portrayal +of the sweet-spirited St. Francis by the Three Companions, and Froissart's +free and easy sketch of the battle of Crécy are all interesting, easily +<span class="pagenum"><a name="Page_12" id="Page_12">12</a></span> +comprehended, and even adapted to whet the appetite for a larger acquaintance +with these various people and events. Even solid documents, +like the Salic law, the Benedictine Rule, the Peace of Constance, +and the Golden Bull, if not in themselves exactly attractive, +may be made to have a certain interest for the younger student when +he realizes that to know mediæval history at all he is under the imperative +necessity of getting much of the framework of things either from +such materials or from text-books which essentially reproduce them. +It is hoped that at least a reasonable proportion of the selections +herewith presented may serve in some measure to overcome for the +student the remote and intangible character which the Middle Ages +have much too commonly, though perhaps not unnaturally, been felt +to possess.</p> +<h2>CONTENTS</h2> + +<p><span class="pagenum"><a name="Page_13" id="Page_13">13</a></span></p> + +<table summary="Table of Contents"> +<tr> +<td class="td_sec"><span class="s07">SECTION</span></td> +<td class="td_pg"><span class="s07">PAGE</span></td> +</tr> +<tr> +<td class="td_chap" colspan="3">CHAPTER I.—THE EARLY GERMANS</td> +</tr> +<tr> +<td class="td_sec">1. A Sketch by Cæsar</td> +<td class="td_pg"><a href="#Page_19">19</a></td> +</tr> +<tr> +<td class="td_sec">2. A Description by Tacitus</td> +<td class="td_pg"><a href="#Page_23">23</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER II.—THE VISIGOTHIC INVASION</td> +</tr> +<tr> +<td class="td_sec">3. The Visigoths Cross the Danube (376)</td> +<td class="td_pg"><a href="#Page_32">32</a></td> +</tr> +<tr> +<td class="td_sec">4. The Battle of Adrianople (378)</td> +<td class="td_pg"><a href="#Page_37">37</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER III.—THE HUNS</td> +</tr> +<tr> +<td class="td_sec">5. Description by a Græco-Roman Poet and a Roman Historian</td> +<td class="td_pg"><a href="#Page_42">42</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER IV.—THE EARLY FRANKS</td> +</tr> +<tr> +<td class="td_sec">6. The Deeds of Clovis as Related by Gregory of Tours</td> +<td class="td_pg"><a href="#Page_47">47</a></td> +</tr> +<tr> +<td class="td_sec">7. The Law of the Salian Franks</td> +<td class="td_pg"><a href="#Page_59">59</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER V.—THE ANGLES AND SAXONS IN +BRITAIN</td> +</tr> +<tr> +<td class="td_sec">8. The Saxon Invasion (cir. 449)</td> +<td class="td_pg"><a href="#Page_68">68</a></td> +</tr> +<tr> +<td class="td_sec">9. The Mission of Augustine (597)</td> +<td class="td_pg"><a href="#Page_72">72</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER VI.—THE DEVELOPMENT OF THE +CHRISTIAN CHURCH</td> +</tr> +<tr> +<td class="td_sec">10. Pope Leo's Sermon on the Petrine Supremacy</td> +<td class="td_pg"><a href="#Page_78">78</a></td> +</tr> +<tr> +<td class="td_sec">11. The Rule of St. Benedict</td> +<td class="td_pg"><a href="#Page_83">83</a></td> +</tr> +<tr> +<td class="td_sec">12. Gregory the Great on the Life of the Pastor</td> +<td class="td_pg"><a href="#Page_90">90</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER VII.—THE RISE OF MOHAMMEDANISM</td> +</tr> +<tr> +<td class="td_sec">13. Selections from the Koran</td> +<td class="td_pg"><a href="#Page_97">97</a> +<span class="pagenum"><a name="Page_14" id="Page_14">14</a></span></td> +</tr> +<tr> +<td class="td_chap">CHAPTER VIII.—THE BEGINNINGS OF THE +CAROLINGIAN DYNASTY OF FRANKISH KINGS</td> +</tr> +<tr> +<td class="td_sec">14. Pepin the Short Takes the Title of King (751)</td> +<td class="td_pg"><a href="#Page_105">105</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER IX.—THE AGE OF CHARLEMAGNE</td> +</tr> +<tr> +<td class="td_sec">15. Charlemagne the Man</td> +<td class="td_pg"><a href="#Page_108">108</a></td> +</tr> +<tr> +<td class="td_sec">16. The War with the Saxons (772-803)</td> +<td class="td_pg"><a href="#Page_114">114</a></td> +</tr> +<tr> +<td class="td_sec">17. The Capitulary Concerning the Saxon Territory (cir. 780)</td> +<td class="td_pg"><a href="#Page_118">118</a></td> +</tr> +<tr> +<td class="td_sec">18. The Capitulary Concerning the Royal Domains (cir. 800)</td> +<td class="td_pg"><a href="#Page_124">124</a></td> +</tr> +<tr> +<td class="td_sec">19. An Inventory of one of Charlemagne's Estates</td> +<td class="td_pg"><a href="#Page_127">127</a></td> +</tr> +<tr> +<td class="td_sec">20. Charlemagne Crowned Emperor (800)</td> +<td class="td_pg"><a href="#Page_130">130</a></td> +</tr> +<tr> +<td class="td_sec">21. The General Capitulary for the <i>Missi</i> (802)</td> +<td class="td_pg"><a href="#Page_134">134</a></td> +</tr> +<tr> +<td class="td_sec">22. A Letter of Charlemagne to Abbot Fulrad</td> +<td class="td_pg"><a href="#Page_141">141</a></td> +</tr> +<tr> +<td class="td_sec">23. The Carolingian Revival of Learning</td> +<td class="td_pg"><a href="#Page_144">144</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER X.—THE ERA OF THE LATER +CAROLINGIANS</td> +</tr> +<tr> +<td class="td_sec">24. The Oaths of Strassburg (842)</td> +<td class="td_pg"><a href="#Page_149">149</a></td> +</tr> +<tr> +<td class="td_sec">25. The Treaty of Verdun (843)</td> +<td class="td_pg"><a href="#Page_154">154</a></td> +</tr> +<tr> +<td class="td_sec">26. A Chronicle of the Frankish Kingdom in the Ninth Century</td> +<td class="td_pg"><a href="#Page_157">157</a></td> +</tr> +<tr> +<td class="td_sec">27. The Northmen in the Country of the Franks</td> +<td class="td_pg"><a href="#Page_163">163</a></td> +</tr> +<tr> +<td class="td_sec">28. Later Carolingian Efforts to Preserve Order</td> +<td class="td_pg"><a href="#Page_173">173</a></td> +</tr> +<tr> +<td class="td_sec">29. The Election of Hugh Capet (987)</td> +<td class="td_pg"><a href="#Page_177">177</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XI.—ALFRED THE GREAT IN WAR AND +IN PEACE</td> +</tr> +<tr> +<td class="td_sec">30. The Danes in England</td> +<td class="td_pg"><a href="#Page_181">181</a></td> +</tr> +<tr> +<td class="td_sec">31. Alfred's Interest in Education</td> +<td class="td_pg"><a href="#Page_185">185</a></td> +</tr> +<tr> +<td class="td_sec">32. Alfred's Laws</td> +<td class="td_pg"><a href="#Page_194">194</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XII.—THE ORDEAL</td> +</tr> +<tr> +<td class="td_sec">33. Tests by Hot Water, Cold Water, and Fire</td> +<td class="td_pg"><a href="#Page_196">196</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XIII.—THE FEUDAL SYSTEM</td> +</tr> +<tr> +<td class="td_sec">34. Older Institutions Involving Elements of Feudalism</td> +<td class="td_pg"><a href="#Page_203">203</a></td> +</tr> +<tr> +<td class="td_sec">35. The Granting of Fiefs</td> +<td class="td_pg"><a href="#Page_214">214</a> +<span class="pagenum"><a name="Page_15" id="Page_15">15</a></span></td> +</tr> +<tr> +<td class="td_sec">36. The Ceremonies of Homage and Fealty</td> +<td class="td_pg"><a href="#Page_216">216</a></td> +</tr> +<tr> +<td class="td_sec">37. The Mutual Obligations of Lords and Vassals</td> +<td class="td_pg"><a href="#Page_220">220</a></td> +</tr> +<tr> +<td class="td_sec">38. Some of the More Important Rights of the Lord</td> +<td class="td_pg"><a href="#Page_221">221</a></td> +</tr> +<tr> +<td class="td_sec">39. The Peace and the Truce of God</td> +<td class="td_pg"><a href="#Page_228">228</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XIV.—THE NORMAN CONQUEST</td> +</tr> +<tr> +<td class="td_sec">40. The Battle of Hastings: the English and the Normans</td> +<td class="td_pg"><a href="#Page_233">233</a></td> +</tr> +<tr> +<td class="td_sec">41. William the Conqueror as Man and as King</td> +<td class="td_pg"><a href="#Page_241">241</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XV.—THE MONASTIC REFORMATION +OF THE TENTH, ELEVENTH, AND TWELFTH +CENTURIES</td> +</tr> +<tr> +<td class="td_sec">42. The Foundation Charter of the Monastery of Cluny (910)</td> +<td class="td_pg"><a href="#Page_245">245</a></td> +</tr> +<tr> +<td class="td_sec">43. The Early Career of St. Bernard and the Founding of Clairvaux</td> +<td class="td_pg"><a href="#Page_250">250</a></td> +</tr> +<tr> +<td class="td_sec">44. A Description of Clairvaux</td> +<td class="td_pg"><a href="#Page_258">258</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XVI.—THE CONFLICT OVER INVESTITURE</td> +</tr> +<tr> +<td class="td_sec">45. Gregory VII.'s Conception of the Papal Authority</td> +<td class="td_pg"><a href="#Page_261">261</a></td> +</tr> +<tr> +<td class="td_sec">46. Letter of Gregory VII. to Henry IV. (1075)</td> +<td class="td_pg"><a href="#Page_264">264</a></td> +</tr> +<tr> +<td class="td_sec">47. Henry IV.'s Reply to Gregory's Letter (1076)</td> +<td class="td_pg"><a href="#Page_269">269</a></td> +</tr> +<tr> +<td class="td_sec">48. Henry IV. Deposed by Gregory (1076)</td> +<td class="td_pg"><a href="#Page_272">272</a></td> +</tr> +<tr> +<td class="td_sec">49. The Penance of Henry IV. at Canossa (1077)</td> +<td class="td_pg"><a href="#Page_273">273</a></td> +</tr> +<tr> +<td class="td_sec">50. The Concordat of Worms (1122)</td> +<td class="td_pg"><a href="#Page_278">278</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XVII.—THE CRUSADES</td> +</tr> +<tr> +<td class="td_sec">51. Speech of Pope Urban II. at the Council of Clermont (1095)</td> +<td class="td_pg"><a href="#Page_282">282</a></td> +</tr> +<tr> +<td class="td_sec">52. The Starting of the Crusaders (1096)</td> +<td class="td_pg"><a href="#Page_288">288</a></td> +</tr> +<tr> +<td class="td_sec">53. A Letter from a Crusader to his Wife</td> +<td class="td_pg"><a href="#Page_291">291</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XVIII.—THE GREAT CHARTER</td> +</tr> +<tr> +<td class="td_sec">54. The Winning of the Great Charter</td> +<td class="td_pg"><a href="#Page_297">297</a></td> +</tr> +<tr> +<td class="td_sec">55. Extracts from the Charter</td> +<td class="td_pg"><a href="#Page_303">303</a> +<span class="pagenum"><a name="Page_16" id="Page_16">16</a></span></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XIX.—THE REIGN OF SAINT LOUIS</td> +</tr> +<tr> +<td class="td_sec">56. The Character and Deeds of the King as Described by +Joinville</td> +<td class="td_pg"><a href="#Page_311">311</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XX.—MUNICIPAL ORGANIZATION AND +ACTIVITY</td> +</tr> +<tr> +<td class="td_sec">57. Some Twelfth Century Town Charters</td> +<td class="td_pg"><a href="#Page_325">325</a></td> +</tr> +<tr> +<td class="td_sec">58. The Colonization of Eastern Germany</td> +<td class="td_pg"><a href="#Page_330">330</a></td> +</tr> +<tr> +<td class="td_sec">59. The League of Rhenish Cities (1254)</td> +<td class="td_pg"><a href="#Page_334">334</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XXI.—UNIVERSITIES AND STUDENT +LIFE</td> +</tr> +<tr> +<td class="td_sec">60. Privileges Granted to Students and Masters</td> +<td class="td_pg"><a href="#Page_340">340</a></td> +</tr> +<tr> +<td class="td_sec">61. The Foundation of the University of Heidelberg (1386)</td> +<td class="td_pg"><a href="#Page_345">345</a></td> +</tr> +<tr> +<td class="td_sec">62. Mediæval Students' Songs</td> +<td class="td_pg"><a href="#Page_351">351</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XXII.—THE FRIARS</td> +</tr> +<tr> +<td class="td_sec">63. The Life of St. Francis</td> +<td class="td_pg"><a href="#Page_362">362</a></td> +</tr> +<tr> +<td class="td_sec">64. The Rule of St. Francis</td> +<td class="td_pg"><a href="#Page_373">373</a></td> +</tr> +<tr> +<td class="td_sec">65. The Will of St. Francis</td> +<td class="td_pg"><a href="#Page_376">376</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XXIII.—THE PAPACY AND THE TEMPORAL +POWERS IN THE LATER MIDDLE AGES</td> +</tr> +<tr> +<td class="td_sec">66. The Interdict Laid on France by Innocent III. (1200)</td> +<td class="td_pg"><a href="#Page_380">380</a></td> +</tr> +<tr> +<td class="td_sec">67. The Bull "Unam Sanctam" of Boniface VIII. (1302)</td> +<td class="td_pg"><a href="#Page_383">383</a></td> +</tr> +<tr> +<td class="td_sec">68. The Great Schism and the Councils of Pisa and Constance</td> +<td class="td_pg"><a href="#Page_389">389</a></td> +</tr> +<tr> +<td class="td_sec">69. The Pragmatic Sanction of Bourges (1438)</td> +<td class="td_pg"><a href="#Page_393">393</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XXIV.—THE EMPIRE IN THE TWELFTH, +THIRTEENTH, AND FOURTEENTH CENTURIES</td> +</tr> +<tr> +<td class="td_sec">70. The Peace of Constance (1183)</td> +<td class="td_pg"><a href="#Page_398">398</a></td> +</tr> +<tr> +<td class="td_sec">71. Current Rumors Concerning the Life and Character of +Frederick II.</td> +<td class="td_pg"><a href="#Page_402">402</a></td> +</tr> +<tr> +<td class="td_sec">72. The Golden Bull of Charles IV. (1356)</td> +<td class="td_pg"><a href="#Page_409">409</a> +<span class="pagenum"><a name="Page_17" id="Page_17">17</a></span></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XXV.—THE HUNDRED YEARS' WAR</td> +</tr> +<tr> +<td class="td_sec">73. An Occasion of War between the Kings of England and France</td> +<td class="td_pg"><a href="#Page_418">418</a></td> +</tr> +<tr> +<td class="td_sec">74. Edward III. Assumes the Arms and Title of the King of +France</td> +<td class="td_pg"><a href="#Page_421">421</a></td> +</tr> +<tr> +<td class="td_sec">75. The Naval Battle of Sluys (1340)</td> +<td class="td_pg"><a href="#Page_424">424</a></td> +</tr> +<tr> +<td class="td_sec">76. The Battle of Crécy (1346)</td> +<td class="td_pg"><a href="#Page_427">427</a></td> +</tr> +<tr> +<td class="td_sec">77. The Sack of Limoges (1370)</td> +<td class="td_pg"><a href="#Page_436">436</a></td> +</tr> +<tr> +<td class="td_sec">78. The Treaties of Bretigny (1360) and Troyes (1420)</td> +<td class="td_pg"><a href="#Page_439">439</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XXVI.—THE BEGINNINGS OF THE +ITALIAN RENAISSANCE</td> +</tr> +<tr> +<td class="td_sec">79. Dante's Defense of Italian as a Literary Language</td> +<td class="td_pg"><a href="#Page_445">445</a></td> +</tr> +<tr> +<td class="td_sec">80. Dante's Conception of the Imperial Power</td> +<td class="td_pg"><a href="#Page_452">452</a></td> +</tr> +<tr> +<td class="td_sec">81. Petrarch's Love of the Classics</td> +<td class="td_pg"><a href="#Page_462">462</a></td> +</tr> +<tr> +<td class="td_sec">82. Petrarch's Letter to Posterity</td> +<td class="td_pg"><a href="#Page_469">469</a></td> +</tr> +<tr> +<td class="td_chap">CHAPTER XXVII.—FORESHADOWINGS OF THE +REFORMATION</td> +</tr> +<tr> +<td class="td_sec">83. The Reply of Wyclif to the Summons of Pope Urban VI. +(1384)</td> +<td class="td_pg"><a href="#Page_474">474</a></td> +</tr> +</table> + +<h2>A SOURCE BOOK OF MEDIÆVAL<br /> +HISTORY</h2> + +<p><span class="pagenum"><a name="Page_19" id="Page_19">19</a></span></p> + +<h3>CHAPTER I.<br /> +THE EARLY GERMANS</h3> + +<h4>1. A Sketch by Cæsar</h4> + +<div class="intro"> +<p>One of the most important steps in the expansion of the Roman +Republic was the conquest of Gaul by Julius Cæsar just before the middle +of the first century <span class="s07">B.C.</span> Through this conquest Rome entered deliberately +upon the policy of extending her dominion northward from +the Mediterranean and the Alps into the regions of western and central +Europe known to us to-day as France and Germany. By their wars +in this direction the Romans were brought into contact with peoples +concerning whose manner of life they had hitherto known very little. +There were two great groups of these peoples—the Gauls and the +Germans—each divided and subdivided into numerous tribes and clans. +In general it may be said that the Gauls occupied what we now call +France and the Germans what we know as Belgium, Holland, Denmark, +Germany, and Austria. The Rhine marked a pretty clear boundary +between them.</p> + +<p>During the years 58-50 <span class="s07">B.C.</span>, Julius Cæsar, who had risen to the +proconsulship through a long series of offices and honors at Rome, +served the state as leader of five distinct military expeditions in this +country of the northern barbarians. The primary object of these +campaigns was to establish order among the turbulent tribes of Gauls +and to prepare the way for the extension of Roman rule over them. +This great task was performed very successfully, but in accomplishing +it Cæsar found it necessary to go somewhat farther than had at first +been intended. In the years 55 and 54 <span class="s07">B.C.</span>, he made two expeditions +to Britain to punish the natives for giving aid to their Celtic kinsfolk +<span class="pagenum"><a name="Page_20" id="Page_20">20</a></span> +in Gaul, and in 55 and 53 he crossed the Rhine to compel the Germans +to remain on their own side of the river and to cease troubling the Gauls +by raids and invasions, as they had recently been doing. When (about +51 <span class="s07">B.C.</span>) he came to write his <i>Commentaries on the Gallic War</i>, it is +very natural that he should have taken care to give a brief sketch of +the leading peoples whom he had been fighting, that is, the Gauls, the +Britons, and the Germans. There are two places in the <i>Commentaries</i> +where the Germans are described at some length. At the beginning +of Book IV. there is an account of the particular tribe known as the +Suevi, and in the middle of Book VI. there is a longer sketch of the +Germans in general. This latter is the passage translated below. Of +course we are not to suppose that Cæsar's knowledge of the Germans +was in any sense thorough. At no time did he get far into their +country, and the people whose manners and customs he had an +opportunity to observe were only those who were pressing down upon, +and occasionally across, the Rhine boundary—a mere fringe of the +great race stretching back to the Baltic and, at that time, far eastward +into modern Russia. We may be sure that many of the more remote +German tribes lived after a fashion quite different from that which +Cæsar and his legions had an opportunity to observe on the Rhine-Danube +frontier. Still, Cæsar's account, vague and brief as it is, has +an importance that can hardly be exaggerated. These early Germans +had no written literature and but for the descriptions of them left by +a few Roman writers, such as Cæsar, we should know almost nothing +about them. If we bear in mind that the account in the <i>Commentaries</i> +was based upon very keen, though limited, observation, we can get out +of it a good deal of interesting information concerning the early ancestors +of the great Teutonic peoples of the world to-day.</p> +</div> +<p class="source"> +Source—Julius Cæsar, <i>De Bello Gallico</i> ["The Gallic War"], Bk. VI., +Chaps. 21-23.</p> + +<p><b>21.</b> The customs of the Germans differ widely from those of +the Gauls;<a name="FNanchor_1" id="FNanchor_1" href="#Footnote_1" class="fnanchor">[1]</a> for neither have they Druids to preside over religious +<span class="pagenum"><a name="Page_21" id="Page_21">21</a></span> +services,<a name="FNanchor_2" id="FNanchor_2" href="#Footnote_2" class="fnanchor">[2]</a> nor do they give much attention to sacrifices. They +count in the number of their gods those only whom they can +see, and by whose favors they are clearly aided; +that is to say, the Sun, Vulcan,<a name="FNanchor_3" id="FNanchor_3" href="#Footnote_3" class="fnanchor">[3]</a> and the Moon. +<span class="sidebar">Their +religion</span> +Of other deities they have never even heard. Their whole life +is spent in hunting and in war. From childhood they are trained +in labor and hardship....</p> + +<p><b>22.</b> They are not devoted to agriculture, and the greater +portion of their food consists of milk, cheese, and flesh. No one +<span class="sidebar">Their system +of land tenure</span> +owns a particular piece of land, with fixed limits, +but each year the magistrates and the chiefs +assign to the clans and the bands of kinsmen who have assembled +together as much land as they think proper, and in whatever +place they desire, and the next year compel them to move to +some other place. They give many reasons for this custom—that +the people may not lose their zeal for war through habits +established by prolonged attention to the cultivation of the +soil; that they may not be eager to acquire large possessions, +and that the stronger may not drive the weaker from their +property; that they may not build too carefully, in order to +avoid cold and heat; that the love of money may not spring up, +from which arise quarrels and dissensions; and, finally, that the +common people may live in contentment, since each person +sees that his wealth is kept equal to that of the most powerful.</p> + +<p><b>23.</b> It is a matter of the greatest glory to the tribes to lay +waste, as widely as possible, the lands bordering their territory, +thus making them uninhabitable.<a name="FNanchor_4" id="FNanchor_4" href="#Footnote_4" class="fnanchor">[4]</a> They regard it as the best +<span class="pagenum"><a name="Page_22" id="Page_22">22</a></span> +proof of their valor that their neighbors are forced to withdraw +from those lands and hardly any one dares set foot there; at the +same time they think that they will thus be more secure, since +the fear of a sudden invasion is removed. When a tribe is either +repelling an invasion or attacking an outside people, magistrates +<span class="sidebar">Leaders and +officers in war +and peace</span> +are chosen to lead in the war, and these are given +the power of life and death. In times of peace +there is no general magistrate, but the chiefs of +the districts and cantons render justice among their own people +and settle disputes.<a name="FNanchor_5" id="FNanchor_5" href="#Footnote_5" class="fnanchor">[5]</a> Robbery, if committed beyond the borders +of the tribe, is not regarded as disgraceful, and they say that it is +practised for the sake of training the youth and preventing +idleness. When any one of the chiefs has declared in an assembly +that he is going to be the leader of an expedition, and that +those who wish to follow him should give in their names, they +who approve of the undertaking, and of the man, stand up and +promise their assistance, and are applauded by the people. +Such of these as do not then follow him are looked upon as +deserters and traitors, and from that day no one has any faith +in them.</p> + +<p>To mistreat a guest they consider to be a crime. They protect +<span class="sidebar">German +hospitality</span> + +from injury those who have come among them for +any purpose whatever, and regard them as sacred. +To them the houses of all are open and food is freely supplied.</p> +<h4>2. A Description by Tacitus</h4> +<p><span class="pagenum"><a name="Page_23" id="Page_23">23</a></span></p> + +<div class="intro"> +<p>Tacitus (54-119),<a name="FNanchor_6" id="FNanchor_6" href="#Footnote_6" class="fnanchor">[6]</a> who is sometimes credited with being the +greatest of Roman historians, published his treatise on the <i>Origin, +Location, Manners, and Inhabitants of Germany</i> in the year 98. This +was about a century and a half after Cæsar wrote his <i>Commentaries</i>. +During this long interval we have almost no information as to how the +Germans were living or what they were doing. There is much uncertainty +as to the means by which Tacitus got his knowledge of them. We +may be reasonably sure that he did not travel extensively through the +country north of the Rhine; there is, in fact, not a shred of evidence +that he ever visited it at all. He tells us that he made use of Cæsar's +account, but this was very meager and could not have been of much +service. We are left to surmise that he drew most of his information +from books then existing but since lost, such as the writings of +Posidonius of Rhodes (136-51 <span class="s07">B.C.</span>) and Pliny the Elder (23-79). +These sources were doubtless supplemented by the stories of officials +and traders who had been among the Germans and were afterwards +interviewed by the historian. Tacitus's essay, therefore, while written +with a desire to tell the truth, was apparently not based on first-hand +information. The author nowhere says that he had <i>seen</i> this or that +feature of German life. We may suppose that what he really did was +to gather up all the stories and reports regarding the German barbarians +which were already known to Roman traders, travelers, and soldiers, +sift the true from the false as well as he could, and write out in first class +Latin the little book which we know as the <i>Germania</i>. The theory that +the work was intended as a satire, or sermon in morals, for the benefit +of a corrupt Roman people has been quite generally abandoned, and +this for the very good reason that there is nothing in either the treatise's +contents or style to warrant such a belief. Tacitus wrote the book +because of his general interest in historical and geographical subjects, +and also, perhaps, because it afforded him an excellent opportunity to +display a literary skill in which he took no small degree of pride. That +it was published separately instead of in one of his larger histories may +have been due to public interest in the subject during Trajan's wars in +the Rhine country in the years 98 and 99. The first twenty-seven +<span class="pagenum"><a name="Page_24" id="Page_24">24</a></span> +chapters, from which the selections below are taken, treat of the Germans +in general—their origin, religion, family life, occupations, military tactics, +amusements, land system, government, and social classes; the last +nineteen deal with individual tribes and are not so accurate or so valuable. +It will be found interesting to compare what Tacitus says with +what Cæsar says when both touch upon the same topic. In doing so it +should be borne in mind that there was a difference in time of a century +and a half between the two writers, and also that while Tacitus probably +did not write from experience among the Germans, as Cæsar did, he +nevertheless had given the subject a larger amount of deliberate study.</p> +</div> +<p class="source">Source—C. Cornelius Tacitus, <i>De Origine, Situ, Moribus, ac Populis Germanorum</i> +[known commonly as the "Germania"], Chaps. 4-24, +<i>passim</i>. Adapted from translation by Alfred J. Church and William +J. Brodribb (London, 1868), pp. 1-16. Text in numerous +editions, as that of William F. Allen (Boston, 1882) and that of +Henry Furneau (Oxford, 1894).</p> + +<p><b>4.</b> For my own part, I agree with those who think that the +tribes of Germany are free from all trace of intermarriage with +<span class="sidebar">Physical characteristics</span> +foreign nations, and that they appear as a distinct, +unmixed race, like none but themselves. +Hence it is that the same physical features are to be observed +throughout so vast a population. All have fierce blue eyes, reddish +hair, and huge bodies fit only for sudden exertion. They are +not very able to endure labor that is exhausting. Heat and thirst +they cannot withstand at all, though to cold and hunger their +climate and soil have hardened them.</p> + +<p><b>6.</b> Iron is not plentiful among them, as may be inferred from +the nature of their weapons.<a name="FNanchor_7" id="FNanchor_7" href="#Footnote_7" class="fnanchor">[7]</a> Only a few make use of swords or +long lances. Ordinarily they carry a spear (which they call a +<i>framea</i>), with a short and narrow head, but so sharp and easy to +handle that the same weapon serves, according to circumstances, +for close or distant conflict. As for the horse-soldier, he is satisfied +with a shield and a spear. The foot-soldiers also scatter +<span class="pagenum"><a name="Page_25" id="Page_25">25</a></span> +showers of missiles, each man having several and hurling them +to an immense distance, and being naked or lightly clad with a +little cloak. They make no display in their equipment. Their +shields alone are marked with fancy colors. Only a few have +corselets,<a name="FNanchor_8" id="FNanchor_8" href="#Footnote_8" class="fnanchor">[8]</a> and just one or two here and there a metal or leather +<span class="sidebar">Their weapons +and mode of +fighting</span> +helmet.<a name="FNanchor_9" id="FNanchor_9" href="#Footnote_9" class="fnanchor">[9]</a> Their horses are neither beautiful nor +swift; nor are they taught various wheeling +movements after the Roman fashion, but are +driven straight forward so as to make one turn to the right in +such a compact body that none may be left behind another. On +the whole, one would say that the Germans' chief strength is in +their infantry. It fights along with the cavalry, and admirably +adapted to the movements of the latter is the swiftness of certain +foot-soldiers, who are picked from the entire youth of their +country and placed in front of the battle line.<a name="FNanchor_10" id="FNanchor_10" href="#Footnote_10" class="fnanchor">[10]</a> The number of +these is fixed, being a hundred from each <i>pagus</i>,<a name="FNanchor_11" id="FNanchor_11" href="#Footnote_11" class="fnanchor">[11]</a> and from this +they take their name among their countrymen, so that what was +at the outset a mere number has now become a title of honor. +Their line of battle is drawn up in the shape of a wedge. To +yield ground, provided they return to the attack, is regarded as +prudence rather than cowardice. The bodies of their slain +they carry off, even when the battle has been indecisive. To +abandon one's shield is the basest of crimes. A man thus disgraced +is not allowed to be present at the religious ceremonies, or +to enter the council. Many, indeed, after making a cowardly +escape from battle put an end to their infamy by hanging themselves.<a name="FNanchor_12" id="FNanchor_12" href="#Footnote_12" class="fnanchor">[12]</a></p> + +<p> +<span class="pagenum"><a name="Page_26" id="Page_26">26</a></span></p> + +<p><b>7.</b> They choose their kings<a name="FNanchor_13" id="FNanchor_13" href="#Footnote_13" class="fnanchor">[13]</a> by reason of their birth, but their +generals on the ground of merit. The kings do not enjoy unlimited +or despotic power, and even the generals command more +by example than by authority. If they are energetic, if they take +a prominent part, if they fight in the front, they lead because +they are admired. But to rebuke, to imprison, even to flog, is +allowed to the priests alone, and this not as a punishment, or at +the general's bidding, but by the command of the god whom +they believe to inspire the warrior. They also carry with them +<span class="sidebar">The Germans +in battle</span> +into battle certain figures and images taken +from their sacred groves.<a name="FNanchor_14" id="FNanchor_14" href="#Footnote_14" class="fnanchor">[14]</a> The thing that most +strengthens their courage is the fact that their troops are not +made up of bodies of men chosen by mere chance, but are arranged +by families and kindreds. Close by them, too, are those +dearest to them, so that in the midst of the fight they can hear +the shrieks of women and the cries of children. These loved ones +are to every man the most valued witnesses of his valor, and at +the same time his most generous applauders. The soldier brings +his wounds to mother or wife, who shrinks not from counting +them, or even demanding to see them, and who provides food +for the warriors and gives them encouragement.</p> + +<p><b>11.</b> About matters of small importance the chiefs alone take +counsel, but the larger questions are considered by the entire +tribe. Yet even when the final decision rests with the people +the affair is always thoroughly discussed by the chiefs. Except +in the case of a sudden emergency, the people hold their assemblies +on certain fixed days, either at the new or the full moon; +<span class="pagenum"><a name="Page_27" id="Page_27">27</a></span> +for these they consider the most suitable times for the transaction +<span class="sidebar">Their popular +assemblies</span> +of business. Instead of counting by days, as we do, +they count by nights, and in this way designate +both their ordinary and their legal engagements. They regard +the night as bringing on the day. Their freedom has one disadvantage, +in that they do not all come together at the same time, +or as they are commanded, but two or three days are wasted in +the delay of assembling. When the people present think proper, +they sit down armed. Silence is proclaimed by the priests who, +on these occasions, are charged with the duty of keeping order. +The king or the leader speaks first, and then others in order, as +age, or rank, or reputation in war, or eloquence, give them right. +The speakers are heard more because of their ability to persuade +than because of their power to command. If the speeches are +displeasing to the people, they reject them with murmurs; if they +are pleasing, they applaud by clashing their weapons together, +which is the kind of applause most highly esteemed.<a name="FNanchor_15" id="FNanchor_15" href="#Footnote_15" class="fnanchor">[15]</a></p> + +<p><b>13.</b> They transact no public or private business without being +armed, but it is not allowable for any one to bear arms until he +has satisfied the tribe that he is fit to do so. Then, in the presence +of the assembly, one of the chiefs, or the young man's father, or +some kinsman, equips him with a shield and a spear. These arms +are what the toga is with the Romans, the first honor with which +a youth is invested. Up to this time he is regarded as merely a +member of a household, but afterwards as a member of the state. +Very noble birth, or important service rendered by the father, +secures for a youth the rank of chief, and such lads attach themselves +<span class="pagenum"><a name="Page_28" id="Page_28">28</a></span> +to men of mature strength and of fully tested valor. It is no +<span class="sidebar">The chiefs and +their companions</span> +shame to be numbered among a chief's companions.<a name="FNanchor_16" id="FNanchor_16" href="#Footnote_16" class="fnanchor">[16]</a> The companions +have different ranks in the band, according +to the will of the chief; and there is great +rivalry among the companions for first place in +the chief's favor, as there is among the chiefs for the possession +of the largest and bravest throng of followers. It is an honor, as +well as a source of strength, to be thus always surrounded by a +large body of picked youths, who uphold the rank of the chief in +peace and defend him in war. The fame of such a chief and his +band is not confined to their own tribe, but is spread among +foreign peoples; they are sought out and honored with gifts in +order to secure their alliance, for the reputation of such a band +may decide a whole war.</p> + +<p><b>14.</b> In battle it is considered shameful for the chief to allow +any of his followers to excel him in valor, and for the followers +not to equal their chief in deeds of bravery. To survive the chief +and return from the field is a disgrace and a reproach for life. +To defend and protect him, and to add to his renown by courageous +fighting is the height of loyalty. The chief fights for +victory; the companions must fight for the chief. If their native +state sinks into the sloth of peace and quiet, many noble youths +<span class="sidebar">The German +love of war</span> +voluntarily seek those tribes which are waging +some war, both because inaction is disliked by +their race and because it is in war that they win renown most +readily; besides, a chief can maintain a band only by war, for +the men expect to receive their war-horse and their arms from +their leader. Feasts and entertainments, though not elegant, are +plentifully provided and constitute their only pay. The means of +such liberality are best obtained from the booty of war. Nor +are they as easily persuaded to plow the earth and to wait for the +year's produce as to challenge an enemy and earn the glory of +<span class="pagenum"><a name="Page_29" id="Page_29">29</a></span> +wounds. Indeed, they actually think it tame and stupid to +acquire by the sweat of toil what they may win by their blood.<a name="FNanchor_17" id="FNanchor_17" href="#Footnote_17" class="fnanchor">[17]</a></p> + +<p><b>15.</b> When not engaged in war they pass much of their time in +the chase, and still more in idleness, giving themselves up to +sleep and feasting. The bravest and most warlike do no work; +they give over the management of the household, of the home, +and of the land to the women, the old men, and the weaker +<span class="sidebar">Life in times +of peace</span> +members of the family, while they themselves +remain in the most sluggish inactivity. It is +strange that the same men should be so fond of idleness and yet +so averse to peace.<a name="FNanchor_18" id="FNanchor_18" href="#Footnote_18" class="fnanchor">[18]</a> It is the custom of the tribes to make their +chiefs presents of cattle and grain, and thus to give them the +means of support.<a name="FNanchor_19" id="FNanchor_19" href="#Footnote_19" class="fnanchor">[19]</a> The chiefs are especially pleased with gifts +from neighboring tribes, which are sent not only by individuals, +but also by the state, such as choice steeds, heavy armor, trappings, +and neck-chains. The Romans have now taught them to +accept money also.</p> + +<p><b>16.</b> It is a well-known fact that the peoples of Germany have +no cities, and that they do not even allow buildings to be erected +close together.<a name="FNanchor_20" id="FNanchor_20" href="#Footnote_20" class="fnanchor">[20]</a> They live scattered about, wherever a spring, or +<span class="pagenum"><a name="Page_30" id="Page_30">30</a></span> +a meadow, or a wood has attracted them. Their villages are not +arranged in the Roman fashion, with the buildings connected +and joined together, but every person surrounds his dwelling +with an open space, either as a precaution against the disasters +<span class="sidebar">Lack of cities +and towns</span> +of fire, or because they do not know how to build. +They make no use of stone or brick, but employ +wood for all purposes. Their buildings are mere rude masses, +without ornament or attractiveness, although occasionally they +are stained in part with a kind of clay which is so clear and +bright that it resembles painting, or a colored design....</p> + +<p><b>23.</b> A liquor for drinking is made out of barley, or other grain, +and fermented so as to be somewhat like wine. The dwellers +<span class="sidebar">Their food +and drink</span> + +along the river-bank<a name="FNanchor_21" id="FNanchor_21" href="#Footnote_21" class="fnanchor">[21]</a> also buy wine from traders. +Their food is of a simple variety, consisting of +wild fruit, fresh game, and curdled milk. They satisfy their +hunger without making much preparation of cooked dishes, and +without the use of any delicacies at all. In quenching their +thirst they are not so moderate. If they are supplied with as +much as they desire to drink, they will be overcome by their +own vices as easily as by the arms of an enemy.</p> + +<p><b>24.</b> At all their gatherings there is one and the same kind of +amusement. This is the dancing of naked youths amid swords and +<span class="sidebar">German +amusements</span> +lances that all the time endanger their lives. Experience +gives them skill, and skill in turn gives +grace. They scorn to receive profit or pay, for, however reckless +their pastime, its reward is only the pleasure of the spectators. +Strangely enough, they make games of chance a serious employment, +even when sober, and so venturesome are they about winning +or losing that, when every other resource has failed, on the +final throw of the dice they will stake even their own freedom. +<span class="pagenum"><a name="Page_31" id="Page_31">31</a></span> +He who loses goes into voluntary slavery and, though the younger +and stronger of the players, allows himself to be bound and sold. +Such is their stubborn persistency in a bad practice, though they +themselves call it honor. Slaves thus acquired the owners trade +off as speedily as possible to rid themselves of the scandal of +such a victory.</p> +<p><span class="pagenum"><a name="Page_32" id="Page_32">32</a></span></p> + +<h3>CHAPTER II.<br /> +THE VISIGOTHIC INVASION</h3> +<h4>3. The Visigoths Cross the Danube (376)</h4> + +<div class="intro"> +<p>The earliest invasion of the Roman Empire which resulted in the permanent +settlement of a large and united body of Germans on Roman +soil was that of the Visigoths in the year 376. This invasion was +very far, however, from marking the first important contact of the German +and Roman peoples. As early as the end of the second century +<span class="s07">B.C.</span> the incursions of the Cimbri and Teutones (113-101) into southern +Gaul and northern Italy had given Rome a suggestion of the danger +which threatened from the northern barbarians. Half a century later, +the Gallic campaigns of Cæsar brought the two peoples into conflict for +the first time in the region of the later Rhine boundary, and had the +very important effect of preventing the impending Germanization of +Gaul and substituting the extension of Roman power and civilization in +that quarter. Roman imperial plans on the north then developed along +ambitious lines until the year 9 <span class="s07">A.D.</span>, when the legions of the Emperor +Augustus, led by Varus, were defeated, and in large part annihilated, in +the great battle of the Teutoberg Forest and the balance was turned +forever against the Romanization of the Germanic countries. Thereafter +for a long time a state of equilibrium was preserved along the +Rhine-Danube frontier, though after the Marcomannic wars in the latter +half of the second century the scale began to incline more and more +against the Romans, who were gradually forced into the attitude of +defense against a growing disposition of the restless Germans to push +the boundary farther south.</p> + +<p>During the more than three and a half centuries intervening between +the battle of the Teutoberg and the crossing of the Danube by the Visigoths, +the intermingling of the two peoples steadily increased. On the +one hand were numerous Roman travelers and traders who visited the +<span class="pagenum"><a name="Page_33" id="Page_33">33</a></span> +Germans living along the frontier and learned what sort of people they +were. The soldiers of the legions stationed on the Rhine and Danube +also added materially to Roman knowledge in this direction. But much +more important was the influx of Germans into the Empire to serve as +soldiers or to settle on lands allotted to them by the government. Owing +to a general decline of population, and especially to the lack of a sturdy +middle class, Rome found it necessary to fill up her army with foreigners +and to reward them with lands lying mainly near the frontiers, but often +in the very heart of the Empire. The over-population of Germany furnished +a large class of excellent soldiers who were ready enough to accept +the pay of the Roman emperor for service in the legions, even if rendered, +as it often was, against their kinsmen who were menacing the weakened +frontier. From this source the Empire had long been receiving a large +infusion of German blood before any considerable tribe came within its +bounds to settle in a body. Indeed, if there had occurred no sudden and +startling overflows of population from the Germanic countries, such as +the Visigothic invasion, it is quite possible that the Roman Empire +might yet have fallen completely into the hands of the Germans by +the quiet and gradual processes just indicated. As it was, the pressure +from advancing Asiatic peoples on the east was too great to be +withstood, and there resulted, between the fourth and sixth centuries, a +series of notable invasions which left almost the entire Western Empire +parceled out among new Germanic kingdoms established by force on +the ruins of the once invincible Roman power. The breaking of the +frontier by the West Goths (to whom the Emperor Aurelian, in 270, +had abandoned the rich province of Dacia), during the reign of Gratian +in the West and of Valens in the East, was the first conspicuous step +in this great transforming movement.</p> + +<p>The ferocious people to whose incursions Ammianus refers as the cause +of the Visigothic invasion were the Huns [see <a href="#Page_42">p. 42</a>], who had but +lately made their first appearance in Europe. Already by 376 the Ostrogothic +kingdom of Hermaneric, to the north of the Black Sea, had fallen +before their onslaught, and the wave of conquest was spreading rapidly +westward toward Dacia and the neighboring lands inhabited by the +Visigoths. The latter people were even less able to make effectual resistance +than their eastern brethren had been. Part of them had become +Christians and were recognizing Fridigern as their leader, while the remaining +<span class="pagenum"><a name="Page_34" id="Page_34">34</a></span> +pagan element acknowledged the sway of Athanaric. On the +arrival of the Huns, Athanaric led his portion of the people into the +Carpathian Mountains and began to prepare for resistance, while +the Christians, led by Fridigern and Alaf (or Alavivus), gathered on +the Danube and begged permission to take refuge across the river in +Roman territory. Athanaric and his division of the Visigoths, having +become Christians, entered the Empire a few years later and settled +in Moesia.</p> + +<p>Ammianus Marcellinus, author of the account of the Visigothic invasion +given below, was a native of Antioch, a soldier of Greek ancestry +and apparently of noble birth, and a member of the Eastern emperor's +bodyguard. Beyond these facts, gleaned from his <i>Roman History</i>, we +have almost no knowledge of the man. The date of his birth is unknown, +likewise that of his death, though from his writings it appears that he +lived well toward the close of the fourth century. His <i>History</i> began +with the accession of Nerva, 96 <span class="s07">A.D.</span>, approximately where the accounts +by Tacitus and Suetonius end, and continued to the death of his master +Valens in the battle of Adrianople in 378. It was divided into thirty-one +books; but of these thirteen have been lost, and some of those which +survive are imperfect. Although the narrative is broken into rather +provokingly here and there by digressions on earthquakes and eclipses +and speculations on such utterly foreign topics as the theory of the destruction +of lions by mosquitoes, it nevertheless constitutes an invaluable +source of information on the men and events of the era which it +covers. Its value is greatest, naturally, on the period of the Visigothic +invasion, for in dealing with these years the author could describe events +about which he had direct and personal knowledge. Ammianus is to be +thought of as the last of the old Roman school of historians.</p> +</div> + +<p class="source">Source—Ammianus Marcellinus, <i>Rerum Gestarum Libri qui Supersunt</i>, Bk. +XXXI., Chaps. 3-4. Translated by Charles D. Yonge under the +title of <i>Roman History during the Reigns of the Emperors Constantius, +Julian, Jovianus, Valentinian, and Valens</i> (London, 1862), +pp. 584-586. Text in edition of Victor Gardthausen (Leipzig, +1875), Vol. II., pp. 239-240.</p> + +<p>In the meantime a report spread extensively through the other +nations of the Goths [i.e., the Visigoths], that a race of men, +hitherto unknown, had suddenly descended like a whirlwind +<span class="pagenum"><a name="Page_35" id="Page_35">35</a></span> +from the lofty mountains, as if they had risen from some secret +recess of the earth, and were ravaging and destroying everything +that came in their way. Then the greater part of the population +(which, because of their lack of necessities, had deserted +Athanaric), resolved to flee and to seek a home remote from all +knowledge of the barbarians; and after a long deliberation as to +where to fix their abode, they resolved that a retreat into Thrace +<span class="sidebar">Visigoths ask +permission to +settle within +the Empire</span> +was the most suitable, for these two reasons: first +of all, because it is a district most abundant in +grass; and in the second place, because, by the +great breadth of the Danube, it is wholly separated from the barbarians +[i.e., the Goths], who were already exposed to the thunderbolts +of foreign warfare. And the whole population of the tribe +adopted this resolution unanimously. Accordingly, under the +command of their leader Alavivus, they occupied the banks of +the Danube; and having sent ambassadors to Valens,<a name="FNanchor_22" id="FNanchor_22" href="#Footnote_22" class="fnanchor">[22]</a> they humbly +entreated that they might be received by him as his subjects, +promising to live peaceably and to furnish a body of auxiliary +troops, if any necessity for such a force should arise.</p> + +<p>While these events were passing in foreign countries, a terrible +rumor arose that the tribes of the north were planning new and +<span class="sidebar">Rumors of +Gothic movements +reach +Rome</span> +unprecedented attacks upon us,<a name="FNanchor_23" id="FNanchor_23" href="#Footnote_23" class="fnanchor">[23]</a> and that over +the whole region which extends from the country +of the Marcomanni and Quadi to Pontus,<a name="FNanchor_24" id="FNanchor_24" href="#Footnote_24" class="fnanchor">[24]</a> a +barbarian host composed of various distant nations which had +suddenly been driven by force from their own country, was now, +with all their families, wandering about in different directions +on the banks of the river Danube.</p> + +<p>At first this intelligence was treated lightly by our people, because +<span class="pagenum"><a name="Page_36" id="Page_36">36</a></span> +they were not in the habit of hearing of any wars in those +remote regions until after they had been terminated either by victory +or by treaty. But presently the belief in these occurrences +grew stronger, being confirmed, moreover, by the arrival of +the foreign ambassadors who, with prayers and earnest entreaties, +<span class="sidebar">Their coming +represented as +a blessing to +the Empire</span> +begged that the people thus driven from +their homes and now encamped on the other side of +the river might be kindly received by us. The affair +seemed a cause of joy rather than of fear, according to the skilful +flatterers who were always extolling and exaggerating the good +fortune of the Emperor; congratulating him that an embassy had +come from the farthest corners of the earth unexpectedly, offering +him a large body of recruits, and that, by combining the +strength of his own nation with these foreign forces, he would +have an army absolutely invincible; observing farther that, by +the payment for military reinforcements which came in every +year from the provinces, a vast treasure of gold might be accumulated +in his coffers.</p> + +<p>Full of this hope, he sent several officers to bring this ferocious +people and their wagons into our territory. And such great +<span class="sidebar">The crossing of +the Danube</span> +pains were taken to gratify this nation, which was +destined to overthrow the empire of Rome, that +not one was left behind, not even of those who were stricken with +mortal disease. Moreover, having obtained permission of the +Emperor to cross the Danube and to cultivate some districts in +Thrace, they crossed the stream day and night, without ceasing, +embarking in troops on board ships and rafts, and canoes made +of the hollow trunks of trees. In this enterprise, since the Danube +is the most difficult of all rivers to navigate, and was at that time +swollen with continual rains, a great many were drowned, who, +because they were too numerous for the vessels, tried to swim +across, and in spite of all their exertions were swept away by +the stream.</p> + +<p>In this way, through the turbulent zeal of violent people, the +<span class="pagenum"><a name="Page_37" id="Page_37">37</a></span> +ruin of the Roman Empire was brought on. This, at all events, +is neither obscure nor uncertain, that the unhappy officers who +<span class="sidebar">Number of the +invaders</span> + +were intrusted with the charge of conducting +the multitude of the barbarians across the river, +though they repeatedly endeavored to calculate their numbers, +at last abandoned the attempt as useless; and the man who +would wish to ascertain the number might as well attempt to +count the waves in the African sea, or the grains of sand tossed +about by the zephyr.<a name="FNanchor_25" id="FNanchor_25" href="#Footnote_25" class="fnanchor">[25]</a></p> + +<h4>4. The Battle of Adrianople (378)</h4> + +<div class="intro"> +<p>Before crossing the Danube the Visigoths had been required by the +Romans to give up their arms, and also a number of their children to be +held as hostages. In return it was understood that the Romans would +equip them afresh with arms sufficient for their defense and with food +supplies to maintain them until they should become settled in their +new homes. So far as our information goes, it appears that the Goths +fulfilled their part of the contract, or at least were willing to do so. But +the Roman officers in Thrace saw an opportunity to enrich themselves +by selling food to the famished barbarians at extortionate prices, and a +few months of such practices sufficed to arouse all the rage and resentment +of which the untamed Teuton was capable. In the summer of 378 +the Goths broke out in open revolt and began to avenge themselves by +laying waste the Roman lands along the lower Danube frontier. The +Eastern emperor, Valens, hastened to the scene of insurrection, but only +to lose the great battle of Adrianople, August 9, 378, and to meet his own +death. "The battle of Adrianople," says Professor Emerton, "was one +<span class="pagenum"><a name="Page_38" id="Page_38">38</a></span> +of the decisive battles of the world. It taught the Germans that they +could beat the legions in open fight and that henceforth it was for them +to name the price of peace. It broke once for all the Rhine-Danube +frontier." Many times thereafter German armies, and whole tribes, +were to play the rôle of allies of Rome; but neither German nor Roman +could be blinded to the fact that the decadent empire of the south lay at +the mercy of the stalwart sons of the northern wilderness.</p> +</div> + +<p class="source">Source—Ammianus Marcellinus, <i>Rerum Gestarum Libri qui Supersunt</i>, Bk. +XXXI., Chaps. 12-14. Translated by Charles D. Yonge + [see <a href="#Page_34">p. 34</a>], pp. 608-615 <i>passim</i>. Text in edition of Victor Gardthausen +(Leipzig, 1875), Vol. II., pp. 261-269.</p> + +<p>He [Valens] was at the head of a numerous force, neither unwarlike +nor contemptible, and had united with them many +<span class="sidebar">The Goths approach +the Roman +army</span> +veteran bands, among whom were several officers +of high rank—especially Trajan, who a little +while before had been commander of the forces. +And as, by means of spies and observation, it was ascertained that +the enemy was intending to blockade with strong divisions the +different roads by which the necessary supplies must come, he +sent a sufficient force to prevent this, dispatching a body of the +archers of the infantry and a squadron of cavalry with all speed +to occupy the narrow passes in the neighborhood. Three days +afterwards, when the barbarians, who were advancing slowly +because they feared an attack in the unfavorable ground which +they were traversing, arrived within fifteen miles from the station +of Nice<a name="FNanchor_26" id="FNanchor_26" href="#Footnote_26" class="fnanchor">[26]</a> (which was the aim of their march), the Emperor, with +wanton impetuosity, resolved on attacking them instantly, because +those who had been sent forward to reconnoitre (what +led to such a mistake is unknown) affirmed that the entire body +of the Goths did not exceed ten thousand men....<a name="FNanchor_27" id="FNanchor_27" href="#Footnote_27" class="fnanchor">[27]</a></p> + +<p> +<span class="pagenum"><a name="Page_39" id="Page_39">39</a></span></p> + +<p>When the day broke which the annals mark as the fifth of the +Ides of August [Aug. 9] the Roman standards were advanced +with haste. The baggage had been placed close to the walls of +Adrianople, under a sufficient guard of soldiers of the legions. +The treasures and the chief insignia of the Emperor's rank were +within the walls, with the prefect and the principal members of +<span class="sidebar">The battle +begins</span> +the council.<a name="FNanchor_28" id="FNanchor_28" href="#Footnote_28" class="fnanchor">[28]</a> Then, having traversed the broken +ground which divided the two armies, as the +burning day was progressing towards noon, at last, after marching +eight miles, our men came in sight of the wagons of the enemy, +which had been reported by the scouts to be all arranged in a circle. +According to their custom, the barbarian host raised a fierce and +hideous yell, while the Roman generals marshalled their line of +battle. The right wing of the cavalry was placed in front; the +chief portion of the infantry was kept in reserve....<a name="FNanchor_29" id="FNanchor_29" href="#Footnote_29" class="fnanchor">[29]</a></p> + +<p>And while arms and missiles of all kinds were meeting in +fierce conflict, and Bellona,<a name="FNanchor_30" id="FNanchor_30" href="#Footnote_30" class="fnanchor">[30]</a> blowing her mournful trumpet, was +raging more fiercely than usual, to inflict disaster on the Romans, +our men began to retreat; but presently, aroused by the reproaches +of their officers, they made a fresh stand, and the battle +increased like a conflagration, terrifying our soldiers, numbers +of whom were pierced by strokes of the javelins hurled at them, +and by arrows.</p> + +<p> +<span class="pagenum"><a name="Page_40" id="Page_40">40</a></span></p> + +<p>Then the two lines of battle dashed against each other, like the +beaks of ships and, thrusting with all their might, were tossed to +and fro like the waves of the sea. Our left wing had advanced +actually up to the wagons, with the intent to push on still farther +if properly supported; but they were deserted by the rest of +the cavalry, and so pressed upon by the superior numbers of +<span class="sidebar">The fury of +the conflict</span> +the enemy that they were overwhelmed and beaten down like +the ruin of a vast rampart. Presently our infantry +also was left unsupported, while the various +companies became so huddled together that a soldier +could hardly draw his sword, or withdraw his hand after he had +once stretched it out. And by this time such clouds of dust arose +that it was scarcely possible to see the sky, which resounded +with horrible cries; and in consequence the darts, which were +bearing death on every side, reached their mark and fell with +deadly effect, because no one could see them beforehand so as +to guard against them. The barbarians, rushing on with their +enormous host, beat down our horses and men and left no spot +to which our ranks could fall back to operate. They were so +closely packed that it was impossible to escape by forcing a way +through them, and our men at last began to despise death and +again taking to their swords, slew all they encountered, while +with mutual blows of battle-axes, helmets and breastplates were +dashed in pieces.</p> + +<p>Then you might see the barbarian, towering in his fierceness, +hissing or shouting, fall with his legs pierced through, or his +right hand cut off, sword and all, or his side transfixed, and +still, in the last gasp of life, casting around him defiant glances. +The plain was covered with corpses, showing the mutual ruin of +the combatants; while the groans of the dying, or of men fearfully +wounded, were intense and caused much dismay on all sides. Amid +all this great tumult and confusion our infantry were exhausted +by toil and danger, until at last they had neither strength left to +fight nor spirits to plan anything. Their spears were broken by +<span class="pagenum"><a name="Page_41" id="Page_41">41</a></span> +the frequent collisions, so that they were forced to content themselves +with their drawn swords, which they thrust into the +<span class="sidebar">The Romans +put to flight</span> +dense battalions of the enemy, disregarding their +own safety, and seeing that every possibility +of escape was cut off from them.... The sun, now high +in the heavens (having traversed the sign of Leo and reached +the abode of the heavenly Virgo<a name="FNanchor_31" id="FNanchor_31" href="#Footnote_31" class="fnanchor">[31]</a>) scorched the Romans, who +were emaciated by hunger, worn out with toil, and scarcely able +to support even the weight of their armor. At last our columns +were entirely beaten back by the overpowering weight of the +barbarians, and so they took to disorderly flight, which is the +only resource in extremity, each man trying to save himself as +best he could....</p> + +<p>Scarcely one third of the whole army escaped. Nor, except +the battle of Cannæ, is so destructive a slaughter recorded in our +annals;<a name="FNanchor_32" id="FNanchor_32" href="#Footnote_32" class="fnanchor">[32]</a> though, even in the times of their prosperity, the Romans +have more than once been called upon to deplore the +uncertainty of war, and have for a time succumbed to evil +Fortune.</p> + +<p> +<span class="pagenum"><a name="Page_42" id="Page_42">42</a></span></p> + +<h3>CHAPTER III.<br /> +THE HUNS</h3> + +<h4>5. Descriptions by a Graeco-Roman Poet and a Roman Historian</h4> + +<div class="intro"> +<p>The Huns, a people of Turanian stock, were closely related to the ancestors +of the Magyars, or the modern Hungarians. Their original +home was in central Asia, beyond the great wall of China, and they were +in every sense a people of the plains rather than of the forest or of the +sea. From the region of modern Siberia they swept westward in successive +waves, beginning about the middle of the fourth century, traversed +the "gateway of the nations" between the Caspian Sea and the +Ural Mountains, and fell with fury upon the German tribes (mainly the +Goths) settled in eastern and southern Europe. The descriptions of +them given by Claudius Claudianus and Ammianus Marcellinus set +forth their characteristics as understood by the Romans a half-century +or more before the invasion of the Empire by Attila. There is no +reason to suppose that either of these authors had ever seen a Hun, or +had his information at first hand. When both wrote the Huns were yet +far outside the Empire's bounds. Tales of soldiers and travelers, which +doubtless grew as they were told, must have supplied both the poet +and the historian with all that they knew regarding the strange Turanian +invaders. This being the case, we are not to accept all that they +say as the literal truth. Nevertheless the general impressions which one +gets from their pictures cannot be far wrong.</p> + +<p>Claudius Claudianus, commonly regarded as the last of the Latin +classic poets, was a native of Alexandria who settled at Rome about +395. For ten years after that date he occupied a position at the court +of the Emperor Honorius somewhat akin to that of poet-laureate. +Much of his writing was of a very poor quality, but his descriptions +were sometimes striking, as in the stanza given below. On Ammianus +Marcellinus see <a href="#Page_34">p. 34</a>. +<span class="pagenum"><a name="Page_43" id="Page_43">43</a></span></p> +</div> + +<p class="source">Sources—(a) Claudius Claudianus, <i>In Rufinum</i> ["Against Rufinus"], Bk. I., +323-331. Text in <i>Monumenta Germaniæ Historica, Auctores +Antiquissimi</i>, Vol. X., pp. 30-31. Translated in Thomas Hodgkin, +<i>Italy and Her Invaders</i> (Oxford, 1880), Vol. II., p. 2.</p> + +<p class="source_add">(b) Ammianus Marcellinus, <i>Rerum Gestarum Libri qui Supersunt</i>, +Bk. XXXI., Chaps. 2-4 [see <a href="#Page_34">p. 34</a>]. Translated in Hodgkin, +<i>ibid.</i>, pp. 34-38.</p> + +<p class="center">(a)</p> +<div class="poem"> +<p>There is a race on Scythia's<a name="FNanchor_33" id="FNanchor_33" href="#Footnote_33" class="fnanchor">[33]</a> verge extreme</p> +<p>Eastward, beyond the Tanais'<a name="FNanchor_34" id="FNanchor_34" href="#Footnote_34" class="fnanchor">[34]</a> chilly stream.</p> +<p>The Northern Bear<a name="FNanchor_35" id="FNanchor_35" href="#Footnote_35" class="fnanchor">[35]</a> looks on no uglier crew:</p> +<p>Base is their garb, their bodies foul to view;</p> +<p>Their souls are ne'er subdued to sturdy toil</p> +<p>Or Ceres' arts:<a name="FNanchor_36" id="FNanchor_36" href="#Footnote_36" class="fnanchor">[36]</a> their sustenance is spoil.</p> +<p>With horrid wounds they gash their brutal brows,</p> +<p>And o'er their murdered parents bind their vows.</p> +<p>Not e'en the Centaur-offspring of the Cloud<a name="FNanchor_37" id="FNanchor_37" href="#Footnote_37" class="fnanchor">[37]</a></p> +<p>Were horsed more firmly than this savage crowd.</p> +<p>Brisk, lithe, in loose array they first come on,</p> +<p>Fly, turn, attack the foe who deems them gone.</p> +</div> + +<p class="center">(b)</p> +<p>The nation of the Huns, little known to ancient records, but +spreading from the marshes of Azof to the Icy Sea,<a name="FNanchor_38" id="FNanchor_38" href="#Footnote_38" class="fnanchor">[38]</a> surpasses +all other barbarians in wildness of life. In the first days of infancy, +deep incisions are made in the cheeks of their boys, in order +that when the time comes for whiskers to grow there, the sprouting +hairs may be kept back by the furrowed scars; and hence +<span class="pagenum"><a name="Page_44" id="Page_44">44</a></span> +they grow to maturity and to old age beardless. They all, +however, have strong, well-knit limbs and fine necks. Yet they +<span class="sidebar">Physical appearance +of the +Huns</span> +are of portentous ugliness and so crook-backed +that you would take them for some sort of two-footed +beasts, or for the roughly-chipped stakes +which are used for the railings of a bridge. And though they do +just bear the likeness of men (of a very ugly type), they are so +little advanced in civilization that they make no use of fire, nor +of any kind of relish, in the preparation of their food, but feed +upon the roots which they find in the fields, and the half-raw +flesh of any sort of animal. I say half-raw, because they give it +a kind of cooking by placing it between their own thighs and the +backs of their horses. They never seek the shelter of houses, +which they look upon as little better than tombs, and will enter +only upon the direst necessity; nor would one be able to find +among them even a cottage of wattled rushes; but, wandering at +large over mountain and through forest, they are trained to endure +from infancy all the extremes of cold, of hunger, and of +thirst.</p> + +<p>They are clad in linen raiment, or in the skins of field-mice +sewed together, and the same suit serves them for use in-doors +<span class="sidebar">Their dress</span> +and out. However dingy the color of it may +become, the tunic which has once been hung around their necks +is never laid aside nor changed until through long decay the rags +of it will no longer hold together. Their heads are covered with +bent caps, their hairy legs with the skins of goats; their shoes, +never having been fashioned on a last, are so clumsy that they +cannot walk comfortably. On this account they are not well +adapted to encounters on foot; but on the other hand they +are almost welded to their horses, which are hardy, though +of ugly shape, and on which they sometimes ride woman's +fashion. On horseback every man of that nation lives night and +day; on horseback he buys and sells; on horseback he takes his +meat and drink, and when night comes on he leans forward upon +<span class="pagenum"><a name="Page_45" id="Page_45">45</a></span> +the narrow neck of his horse and there falls into a deep sleep, or +wanders into the varied fantasies of dreams.</p> + +<p>When a discussion arises upon any matter of importance they +come on horseback to the place of meeting. No kingly sternness +overawes their deliberations, but being, on the whole, well-contented +with the disorderly guidance of their chiefs, they do +not scruple to interrupt the debates with anything that comes +into their heads. When attacked, they will sometimes engage +in regular battle. Then, going into the fight in order of columns, +<span class="sidebar">Their mode +of fighting</span> +they fill the air with varied and discordant cries. +More often, however, they fight in no regular +order of battle, but being extremely swift and sudden in their +movements, they disperse, and then rapidly come together +again in loose array, spread havoc over vast plains and, flying +over the rampart, pillage the camp of their enemy almost before +he has become aware of their approach. It must be granted +that they are the nimblest of warriors. The missile weapons +which they use at a distance are pointed with sharpened bones +admirably fastened to the shaft. When in close combat they +fight without regard to their own safety, and while the enemy +is intent upon parrying the thrusts of their swords they throw a +net over him and so entangle his limbs that he loses all power of +walking or riding.</p> + +<p>Not one among them cultivates the ground, or ever touches a +plow-handle. All wander abroad without fixed abodes, without +<span class="sidebar">Their nomadic +character</span> +home, or law, or settled customs, like perpetual +fugitives, with their wagons for their only habitations. +If you ask them, not one can tell you what is his place +of origin. They are ruthless truce-breakers, fickle, always ready +to be swayed by the first breath of a new desire, abandoning +themselves without restraint to the most ungovernable rage.</p> + +<p>Finally, like animals devoid of reason, they are utterly ignorant +of what is proper and what is not. They are tricksters with +words and full of dark sayings. They are never moved by either +<span class="pagenum"><a name="Page_46" id="Page_46">46</a></span> +religious or superstitious awe. They burn with unquenchable +thirst for gold, and they are so changeable and so easily moved +to wrath that many times in the day they will quarrel with their +comrades on no provocation, and be reconciled, having received +no satisfaction.</p> +<p><span class="pagenum"><a name="Page_47" id="Page_47">47</a></span></p> + +<h3>CHAPTER IV.<br /> +THE EARLY FRANKS</h3> + +<h4>6. The Deeds of Clovis as Related by Gregory of Tours</h4> + +<div class="intro"> +<p>The most important historical writer among the early Franks was +a bishop whose full name was Georgius Florentius Gregorius, but who +has commonly been known ever since his day as Gregory of Tours. +The date of his birth is uncertain, but it was probably either 539 or +540. He was not a Frank, but a man of mixed Roman and Gallic +descent, his parentage being such as to rank him among the nobility +of his native district, Auvergne. At the age of thirty-four he was elected +bishop of Tours, and this important office he held until his death in +594. During this long period of service he won distinction as an able +church official, as an alert man of affairs, and as a prolific writer on +ecclesiastical subjects. Among his writings, some of which have been +lost, were a book on the Christian martyrs, biographies of several holy +men of the Church, a commentary on the Psalms, and a treatise on +the officers of the Church and their duties.</p> + +<p>But by far his largest and most important work was his <i>Ecclesiastical +History of the Franks</i>, in ten books, written well toward the end of +his life. It is indeed to be regarded as one of the most interesting pieces +of literature produced in any country during the Middle Ages. For +his starting point Gregory went back to the Garden of Eden, and what +he gives us in his first book is only an amusing but practically worthless +account of the history of the world from Adam to St. Martin of +Tours, who died probably in 397. In the second book, however, he +comes more within the range of reasonable tradition, if not of actual +information, and brings the story down to the death of Clovis in 511. +In the succeeding eight books he reaches the year 591, though it is +thought by some that the last four were put together after the author's +death by some of his associates. However that may be, we may rest +<span class="pagenum"><a name="Page_48" id="Page_48">48</a></span> +assured that the history grows in accuracy as it approaches the period +in which it was written. Naturally it is at its best in the later books, +where events are described that happened within the writer's lifetime, +and with many of which he had a close connection. Gregory was +a man of unusual activity and of wide acquaintance among the influential +people of his day. He served as a counselor of several Frankish +kings and was a prominent figure at their courts. The shrine of +St. Martin of Tours<a name="FNanchor_39" id="FNanchor_39" href="#Footnote_39" class="fnanchor">[39]</a> was visited by pilgrims from all parts of the Christian +world and by conversation with them Gregory had an excellent +opportunity to keep informed as to what was going on among the Franks, +and among more distant peoples as well. He was thus fortunately situated +for one who proposed to write the history of his times. As a +bishop of the orthodox Church he had small regard for Arians and other +heretics, and so was in some ways less broad-minded than we could +wish; and of course he shared the superstition and ignorance of his age, +as will appear in some of the selections below. Still, without his extensive +history we should know far less than we now do concerning the +Frankish people before the seventh century. He mixes legend with fact +in a most confusing manner, but with no intention whatever to deceive. +The men of the earlier Middle Ages knew no other way of writing +history and their readers were not critical as we are to-day. The +passages quoted below from Gregory's history give some interesting +information concerning the Frankish conquerors of Gaul, and at the +same time show something of the spirit of Gregory himself and of the +people of his times.</p> + +<p>Particularly interesting is the account of the conversion of Clovis +and of the Franks to Christianity. When the Visigoths, Ostrogoths, +Vandals, Lombards, and Burgundians crossed the Roman frontiers +and settled within the bounds of the old Empire they were all Christians +in name, however much their conduct might be at variance with +<span class="pagenum"><a name="Page_49" id="Page_49">49</a></span> +their profession. The Franks, on the other hand, established themselves +in northern Gaul, as did the Saxons in Britain, while they were +yet pagans, worshipping Woden and Thor and the other strange deities +of the Germans. It was about the middle of the reign of King Clovis, +or, more definitely, in the year 496, that the change came. In his +<i>Ecclesiastical History</i> Gregory tells us how up to this time all the influence +of the Christian queen, Clotilde, had been exerted in vain to +bring her husband to the point of renouncing his old gods. In his wars +and conquests the king had been very successful and apparently he +was pretty well satisfied with the favors these old gods had showered +upon him and was unwilling to turn his back upon such generous +patrons. But there came a time, in 496, in the course of the war with +the Alemanni, when the tide of fortune seemed to be turning against +the Frankish king. In the great battle of Strassburg the Franks were +on the point of being beaten by their foe, and Clovis in desperation +made a vow, as the story goes, that if Clotilde's God would grant him +a victory he would immediately become a Christian. Whatever may +have been the reason, the victory was won and the king, with characteristic +German fidelity to his word, proceeded to fulfill his pledge. +Amid great ceremony he was baptized, and with him three thousand +of his soldiers the same day. The great majority of Franks lost little +time in following the royal example.</p> + +<p>Two important facts should be emphasized in connection with this +famous incident. The first is the peculiar character of the so-called +"conversion" of Clovis and his Franks. We to-day look upon religious +conversion as an inner experience of the individual, apt to be +brought about by personal contact between a Christian and the person +who is converted. It was in no such sense as this, however, that the +Franks—or any of the early Germans, for that matter—were made +Christian. They looked upon Christianity as a mere portion of Roman +civilization to be adopted or let alone as seemed best; but if it were +adopted, it must be by the whole tribe or nation, not by individuals +here and there. In general, the German peoples took up Christianity, +not because they became convinced that their old religions were false, +but simply because they were led to believe that the Christian faith +was in some ways better than their own and so might profitably be +taken advantage of by them. Clovis believed he had won the battle +<span class="pagenum"><a name="Page_50" id="Page_50">50</a></span> +of Strassburg with the aid of the Christian God when Woden and +Thor were about to fail him; therefore he reasoned that it would be a +good thing in the future to make sure that the God of Clotilde should +always be on his side, and obviously the way to do this was to become +himself a Christian. He did not wholly abandon the old gods, but +merely considered that he had found a new one of superior power. +Hence he enjoined on all his people that they become Christians; and +for the most part they did so, though of course we are not to suppose +that there was any very noticeable change in their actual conduct and +mode of life, at least for several generations.</p> + +<p>The second important point to observe is that, whereas all of the other +Germanic peoples on the continent had become Christians of the +Arian type, the Franks accepted Christianity in its orthodox form such +as was adhered to by the papacy. This was sheer accident. The +Franks took the orthodox rather than the heretical religion simply +because it was the kind that was carried to them by the missionaries, +not at all because they were able, or had the desire, to weigh the two +creeds and choose the one they liked the better. But though they +became orthodox Christians by accident, the fact that they became +such is of the utmost importance in mediæval history, for by being +what the papacy regarded as true Christians rather than heretics they +began from the start to be looked to by the popes for support. Their +kings in time became the greatest secular champions of papal interests, +though relations were sometimes far from harmonious. This virtual +alliance of the popes and the Frankish kings is a subject which will +repay careful study.</p> +</div> + +<p class="source">Source—Gregorius Episcopus Turonensis, <i>Historia Ecclesiastica Francorum</i> +[Gregory of Tours, "Ecclesiastical History of the Franks"], Bk. II., +Chaps. 27-43 <i>passim</i>. Text in <i>Monumenta Germaniæ Historica, +Scriptores Rerum Merovingicarum</i>, Vol. I., Part 1, pp. 88-89, 90-95, +98-100, 158-159.</p> + +<p><b>27.</b> After all these things Childeric<a name="FNanchor_40" id="FNanchor_40" href="#Footnote_40" class="fnanchor">[40]</a> died and his son Clovis ruled +in his stead. In the fifth year of the new reign Syagrius, son of +Ægidius, was governing as king of the Romans in the town of +<span class="pagenum"><a name="Page_51" id="Page_51">51</a></span> +Soissons, where his father had held sway before him.<a name="FNanchor_41" id="FNanchor_41" href="#Footnote_41" class="fnanchor">[41]</a> Clovis +now advanced against him with his kinsman Ragnachar, who +also held a kingdom, and gave him an opportunity to select a +field of battle. Syagrius did not hesitate, for he was not at all +afraid to risk an encounter. In the conflict which followed, +however, the Roman soon saw that his army was doomed to +destruction; so, turning and fleeing from the field, he made all +<span class="sidebar">The battle of +Soissons (486)</span> +haste to take refuge with King Alaric at Toulouse.<a name="FNanchor_42" id="FNanchor_42" href="#Footnote_42" class="fnanchor">[42]</a> +Clovis then sent word to Alaric that he +must hand over the defeated king at once if he did not wish to +bring on war against himself. Fearing the anger of the Franks, +therefore, as the Goths continually do, Alaric bound Syagrius +with chains and delivered him to the messengers of King Clovis. +As soon as the latter had the prisoner in his possession he put +him under safe guard and, after seizing his kingdom, had him +secretly slain.<a name="FNanchor_43" id="FNanchor_43" href="#Footnote_43" class="fnanchor">[43]</a></p> + +<p>At this time the army of Clovis plundered many churches, for +the king was still sunk in the errors of idolatry. Upon one occasion +the soldiers carried away from a church, along with other +ornaments of the sacred place, a remarkably large and beautiful +vase. The bishop of that church sent messengers to the king to +<span class="sidebar">The story of +the broken +vase</span> +ask that, even if none of the other holy vessels +might be restored, this precious vase at least +might be sent back. To the messengers Clovis +could only reply: "Come with us to Soissons, for there all the +booty is to be divided. If when we cast lots the vase shall fall +to me, I will return it as the bishop desires."</p> + +<p>When they had reached Soissons and all the booty had been +<span class="pagenum"><a name="Page_52" id="Page_52">52</a></span> +brought together in the midst of the army the king called attention +to the vase and said, "I ask you, most valiant warriors, to +allow me to have the vase in addition to my rightful share." +Then even those of his men who were most self-willed answered: +"O glorious king, all things before us are thine, and we ourselves +are subject to thy control. Do, therefore, what pleases thee best, +for no one is able to resist thee." But when they had thus +spoken, one of the warriors, an impetuous, jealous, and vain man, +raised his battle-ax aloft and broke the vase in pieces, crying as +he did so, "Thou shalt receive no part of this booty unless it fall +to you by a fair lot." And at such a rash act they were all +astounded.</p> + +<p>The king pretended not to be angry and seemed to take no +notice of the incident, and when it happened that the broken +vase fell to him by lot he gave the fragments to the bishop's +messengers; nevertheless he cherished a secret indignation in +his heart. A year later he summoned all his soldiers to come +fully armed to the Campus Martius, so that he might make an +<span class="sidebar">Clovis's +revenge</span> +inspection of his troops.<a name="FNanchor_44" id="FNanchor_44" href="#Footnote_44" class="fnanchor">[44]</a> After he had reviewed +the whole army he finally came across the very +man who had broken the vase at Soissons. "No one," cried out +the king to him, "carries his arms so awkwardly as thou; for +neither thy spear nor thy sword nor thy ax is ready for use," and +he struck the ax out of the soldier's hands so that it fell to the +ground. Then when the man bent forward to pick it up the +king raised his own ax and struck him on the head, saying, +"Thus thou didst to the vase at Soissons." Having slain him, +he dismissed the others, filled with great fear....<a name="FNanchor_45" id="FNanchor_45" href="#Footnote_45" class="fnanchor">[45]</a></p> + +<p> +<span class="pagenum"><a name="Page_53" id="Page_53">53</a></span></p> + +<p><b>30.</b> The queen did not cease urging the king to acknowledge the +true God and forsake idols, but all her efforts failed until at length +a war broke out with the Alemanni.<a name="FNanchor_46" id="FNanchor_46" href="#Footnote_46" class="fnanchor">[46]</a> Then of necessity he was +compelled to confess what hitherto he had wilfully denied. It +happened that the two armies were in battle and there was great +slaughter.<a name="FNanchor_47" id="FNanchor_47" href="#Footnote_47" class="fnanchor">[47]</a> The army of Clovis seemed about to be cut in pieces. +Then the king raised his hands fervently toward the heavens +and, breaking into tears, cried: "Jesus Christ, who Clotilde declares +to be the son of the living God, who it is said givest help to +the oppressed and victory to those who put their trust in thee, +I invoke thy marvellous help. If thou wilt give me victory over +my enemies and I prove that power which thy followers say they +have proved concerning thee, I will believe in thee and will be +baptized in thy name; for I have called upon my own gods and +it is clear that they have neglected to give me aid. Therefore I +am convinced that they have no power, for they do not help those +<span class="sidebar">Clovis decides +to become a +Christian (496)</span> +who serve them. I now call upon thee, and I +wish to believe in thee, especially that I may +escape from my enemies." When he had offered +this prayer the Alemanni turned their backs and began to flee. +And when they learned that their king had been slain, they submitted +at once to Clovis, saying, "Let no more of our people +perish, for we now belong to you." When he had stopped the +battle and praised his soldiers for their good work, Clovis returned +in peace to his kingdom and told the queen how he had won the +victory by calling on the name of Christ. These events took +place in the fifteenth year of his reign.<a name="FNanchor_48" id="FNanchor_48" href="#Footnote_48" class="fnanchor">[48]</a></p> + +<p> +<span class="pagenum"><a name="Page_54" id="Page_54">54</a></span></p> + +<p><b>31.</b> Then the queen sent secretly to the blessed Remigius, bishop +of Rheims, and asked him to bring to the king the gospel of +salvation. The bishop came to the court where, little by little, +he led Clovis to believe in the true God, maker of heaven and +earth, and to forsake the idols which could help neither him nor +any one else. "Willingly will I hear thee, O holy father," declared +the king at last, "but the people who are under my authority +are not ready to give up their gods. I will go and consult them +about the religion concerning which you speak." When he had +come among them, and before he had spoken a word, all the people, +through the influence of the divine power, cried out with +one voice: "O righteous king, we cast off our mortal gods and +we are ready to serve the God who Remigius tells us is immortal."</p> + +<p>When this was reported to the bishop he was beside himself +with joy, and he at once ordered the baptismal font to be prepared. +The streets were shaded with embroidered hangings; +the churches were adorned with white tapestries, exhaling sweet +odors; perfumed tapers gleamed; and all the temple of the +<span class="sidebar">The baptism +of Clovis and +his warriors</span> +baptistry was filled with a heavenly odor, so +that the people might well have believed that +God in His graciousness showered upon them the +perfumes of Paradise. Then Clovis, having confessed that the +God of the Trinity was all-powerful, was baptized in the name +of the Father, and of the Son, and of the Holy Ghost, and was +anointed with the holy oil with the sign of the cross. More than +three thousand of his soldiers were baptized with him....</p> + +<p><b>35.</b> Now when Alaric, king of the Goths, saw that Clovis was +conquering many nations, he sent messengers to him, saying, "If +it please my brother, let us, with the favor of God, enter into an +alliance." Clovis at once declared his willingness to do as Alaric +<span class="pagenum"><a name="Page_55" id="Page_55">55</a></span> +suggested and the two kings met on an island in the Loire, near +the town of Amboise in the vicinity of Tours.<a name="FNanchor_49" id="FNanchor_49" href="#Footnote_49" class="fnanchor">[49]</a> There they talked, +ate, and drank together, and after making mutual promises of +friendship they departed in peace.</p> + +<p><b>37.</b> But Clovis said to his soldiers: "It is with regret that I see +the Arian heretics in possession of any part of Gaul. Let us, +with the help of God, march against them and, after having conquered +them, bring their country under our own control." This +proposal was received with favor by all the warriors and the +army started on the campaign, going towards Poitiers, where +<span class="sidebar">Clovis resolves +to take the +Visigoths' +lands in Gaul</span> +Alaric was then staying. As a portion of the +troops passed through the territory about Tours, +Clovis, out of respect for the holy St. Martin, +forbade his soldiers to take anything from the country except +grass for the horses. One soldier, having come across some hay +which belonged to a poor man said, "Has, then, the king given us +permission to take only grass? O well! hay is grass. To take it +would not be to violate the command." And by force he took +the hay away from the poor man. When, however, the matter +was brought to the king's attention he struck the offender with +his sword and killed him, saying, "How, indeed, may we hope +for victory if we give offense to St. Martin?" This was enough +thereafter to prevent the army from plundering in that country.</p> + +<p>When Clovis arrived with his forces at the banks of the Vienne +he was at a loss to know where to cross, because the heavy rains +<span class="sidebar">Miraculous incidents +of the +campaign</span> +had swollen the stream. During the night he +prayed that the Lord would reveal to him a +passage. The following morning, under the +guidance of God, a doe of wondrous size entered the river in +<span class="pagenum"><a name="Page_56" id="Page_56">56</a></span> +plain sight of the army and crossed by a ford, thus pointing out +the way for the soldiers to get over. When they were in the +neighborhood of Poitiers the king saw at some distance from his +tent a ball of fire, which proceeded from the steeple of the church +of St. Hilary<a name="FNanchor_50" id="FNanchor_50" href="#Footnote_50" class="fnanchor">[50]</a> and seemed to him to advance in his direction, as +if to show that by the aid of the light of the holy St. Hilary he +would triumph the more easily over the heretics against whom +the pious priest had himself often fought for the faith. Clovis +then forbade his army to molest any one or to pillage any property +in that part of the country.</p> + +<p>Clovis at length engaged in battle with Alaric, king of the +Goths, in the plain of Vouillé at the tenth mile-stone from +Poitiers.<a name="FNanchor_51" id="FNanchor_51" href="#Footnote_51" class="fnanchor">[51]</a> The Goths fought with javelins, but the Franks +charged upon them with lances. Then the Goths took to flight, +as is their custom,<a name="FNanchor_52" id="FNanchor_52" href="#Footnote_52" class="fnanchor">[52]</a> and the victory, with the aid of God, fell to +Clovis. He had put the Goths to flight and killed their king, +<span class="sidebar">The Visigoths +defeated by +Clovis (507)</span> +Alaric, when all at once two soldiers bore down +upon him and struck him with lances on both +sides at once; but, owing to the strength of his +armor and the swiftness of his horse, he escaped death. After +the battle Amalaric, son of Alaric, took refuge in Spain and ruled +wisely over the kingdom of his father.<a name="FNanchor_53" id="FNanchor_53" href="#Footnote_53" class="fnanchor">[53]</a> Alaric had reigned +twenty-two years. Clovis, after spending the winter at Bordeaux +and carrying from Toulouse all the treasure of the king, +advanced on Angoulême. There the Lord showed him such +favor that at his very approach the walls of the city fell down of +<span class="pagenum"><a name="Page_57" id="Page_57">57</a></span> +their own accord.<a name="FNanchor_54" id="FNanchor_54" href="#Footnote_54" class="fnanchor">[54]</a> After driving out the Goths he brought the +place under his own authority. Thus, crowned with victory, +he returned to Tours and bestowed a great number of presents +upon the holy church of the blessed Martin.<a name="FNanchor_55" id="FNanchor_55" href="#Footnote_55" class="fnanchor">[55]</a></p> + +<p><b>40.</b> Now while Clovis was living at Paris he sent secretly to the +son of Sigibert,<a name="FNanchor_56" id="FNanchor_56" href="#Footnote_56" class="fnanchor">[56]</a> saying: "Behold now your father is old and +lame. If he should die his kingdom would come to you and my +friendship with it." So the son of Sigibert, impelled by his +ambition, planned to slay his father. And when Sigibert set +out from Cologne and crossed the Rhine to go through the +Buchonian forest,<a name="FNanchor_57" id="FNanchor_57" href="#Footnote_57" class="fnanchor">[57]</a> his son had him slain by assassins while he +was sleeping in his tent, in order that he might gain the kingdom +for himself. But by the judgment of God he fell into the pit +which he had digged for his father. He sent messengers to Clovis +to announce the death of his father and to say: "My father is +dead and I have his treasures, and likewise the kingdom. Now +send trusted men to me, that I may give them for you whatever +you would like out of his treasury." Clovis replied: "I thank +you for your kindness and will ask you merely to show my +messengers all your treasures, after which you may keep them +yourself." And when the messengers of Clovis came, the son of +Sigibert showed them the treasures which his father had collected. +<span class="pagenum"><a name="Page_58" id="Page_58">58</a></span> +And while they were looking at various things, he said: "My +father used to keep his gold coins in this little chest." And +<span class="sidebar">Other means +by which Clovis +extended +his power</span> +they said, "Put your hand down to the bottom, +that you may show us everything." But when he +stooped to do this, one of the messengers struck +him on the head with his battle-ax, and thus he met the fate +which he had visited upon his father.</p> + +<p>Now when Clovis heard that both Sigibert and his son were +dead, he came to that place and called the people together and +said to them: "Hear what has happened. While I was sailing +on the Scheldt River, Cloderic, son of Sigibert, my relative, +attacked his father, pretending that I had wished him to slay +him. And so when his father fled through the Buchonian forest, +the assassins of Cloderic set upon him and slew him. But while +Cloderic was opening his father's treasure chest, some man +unknown to me struck him down. I am in no way guilty of these +things, for I could not shed the blood of my relatives, which is +very wicked. But since these things have happened, if it seems +best to you, I advise you to unite with me and come under my +protection." And those who heard him applauded his speech, +and, raising him on a shield, acknowledged him as their king. +Thus Clovis gained the kingdom of Sigibert and his treasures, +and won over his subjects to his own rule. For God daily confounded +his enemies and increased his kingdom, because he +walked uprightly before Him and did that which was pleasing in +His sight.</p> + +<p><b>42.</b> Then Clovis made war on his relative Ragnachar.<a name="FNanchor_58" id="FNanchor_58" href="#Footnote_58" class="fnanchor">[58]</a> And +when the latter saw that his army was defeated, he attempted +to flee; but his own men seized him and his brother Richar and +brought them bound before Clovis. Then Clovis said: "Why +<span class="sidebar">The removal +of remaining +rivals</span> +have you disgraced our family by allowing yourself +to be taken prisoner? It would have been +better for you had you been slain." And, raising his battle-ax, +<span class="pagenum"><a name="Page_59" id="Page_59">59</a></span> +he slew him. Then, turning to Richar, he said, "If you had +aided your brother he would not have been taken;" and he slew +him with the ax also. Thus by their death Clovis took their +kingdom and treasures. And many other kings and relatives +of his, who he feared might take his kingdom from him, were +slain, and his dominion was extended over all Gaul.</p> + +<p><b>43.</b> And after these things he died at Paris and was buried in +the basilica of the holy saints which he and his queen, Clotilde, +had built. He passed away in the fifth year +<span class="sidebar">The death +of Clovis (511)</span> +after the battle of Vouillé, and all the days of +his reign were thirty years.</p> + +<h4>7. The Law of the Salian Franks</h4> +<div class="intro"> +<p>When the Visigoths, Lombards, and other Germanic peoples settled +within the bounds of the Roman Empire they had no such thing as +written law. They had laws, and a goodly number of them, but these +laws were handed down from generation to generation orally, having +never been enacted by a legislative body or decreed by a monarch in +the way that laws are generally made among the civilized peoples of +to-day. In other words, early Germanic law consisted simply of an +accumulation of the immemorial custom of the tribe. When, for +example, a certain penalty had been paid on several occasions by +persons who had committed a particular crime, men came naturally +to regard that penalty as the one regularly to be paid by <i>any one</i> proved +guilty of the same offense; so that what was at first only habit gradually +became hardened into law—unwritten indeed, but none the less binding. +The law thus made up, moreover, was personal rather than territorial +like that of the Romans and like ours to-day. That is, the same +laws did not apply to all the people throughout any particular country +or region. If a man were born a Visigoth he would be subject to Visigothic +law throughout life, no matter where he might go to live. So +the Burgundian would always have the right to be judged by Burgundian +law, and the Lombard by the Lombard law. Obviously, in +regions where several peoples dwelt side by side, as in large portions +of Gaul, Spain, and northern Italy, there was no small amount of confusion +<span class="pagenum"><a name="Page_60" id="Page_60">60</a></span> +and the courts had to be conducted in a good many different +ways.</p> + +<p>After the Germans had been for some time in contact with the Romans +they began to be considerably influenced by the customs and +ways of doing things which they found among the more civilized people. +They tried to master the Latin language, though, on the whole, +they succeeded only so well as to create the new "Romance" tongues +which we know as French, Spanish, Portuguese, and Italian. They +adopted the Roman religion, i.e., Christianity. And, among the most +important things of all, they took up the Roman idea of having their +law written out rather than in the uncertain shape of mere tradition. +In this work of putting the old customary law in written form the way +was led by the Salian branch of the Franks. Just when the Salic code +was drawn up is not known, but the work was certainly done at some +time during the reign of Clovis, probably about the year 496. The +portions of this code which are given below will serve to show the +general character of all the early Germanic systems of law—Visigothic, +Lombard, Burgundian, and Frisian, as well as Frankish; for among +them all there was much uniformity in principles, though considerable +variation in matters of detail. Like the rest, the Salic law was fragmentary. +The codes were not intended to embrace the entire law of +the tribe, but simply to bring together in convenient form those portions +which were most difficult to remember and which were most useful +for ready reference. In the Salic code, for instance, we find a large +amount of criminal law and of the law of procedure, but only a few +touches of the law of property, or indeed of civil law of any sort. There +is practically nothing in the way of public or administrative law. Many +things are not mentioned which we should expect to find treated and, +on the other hand, some things are there which we should not look for +ordinarily in a code of law. The greater portion is taken up with +an enumeration of penalties for various crimes and wrongful acts. +These are often detailed so minutely as to be rather amusing from our +modern point of view. Yet every one of the sixty-five chapters of +the code has its significance and from the whole law can be gleaned +an immense amount of information concerning the manner of life which +prevailed in early Frankish Gaul. For the Merovingian period in +general the Salic law is our most valuable documentary source of +<span class="pagenum"><a name="Page_61" id="Page_61">61</a></span> +knowledge, just as for the same epoch the <i>Ecclesiastical History</i> of +Gregory of Tours is our most important narrative source.</p> +</div> + +<p class="source">Source—Text in Heinrich Geffcken, <i>Lex Salica</i> ["The Salic Law"], Leipzig, +1898; also Heinrich Gottfried Gengler, <i>Germanische Rechtsdenkmäler</i> +["Monuments of German Law"], Erlangen, 1875, pp. 267-303. +Adapted from translation in Ernest F. Henderson, <i>Select Historical +Documents of the Middle Ages</i> (London, 1896), pp. 176-189.</p> + +<p class="center">I.</p> + +<p><b>1.</b> If any one be summoned before the <i>mallus</i><a name="FNanchor_59" id="FNanchor_59" href="#Footnote_59" class="fnanchor">[59]</a> by the king's +law, and do not come, he shall be sentenced to 600 <i>denarii</i>, +which make 15 <i>solidi</i>.<a name="FNanchor_60" id="FNanchor_60" href="#Footnote_60" class="fnanchor">[60]</a></p> + +<p><b>2.</b> But he who summons another, and does not come himself, +if a lawful impediment have not delayed him, shall be +<span class="sidebar">Summonses to +the meetings +of the local +courts</span> +sentenced to 15 <i>solidi</i>, to be paid to him whom +he summoned.</p> + +<p><b>3.</b> And he who summons another shall go +with witnesses to the home of that man, and, if he be not at home, +shall enjoin the wife, or any one of the family, to make known to +him that he has been summoned to court.</p> + +<p><b>4.</b> But if he be occupied in the king's service he cannot summon +him. +<span class="pagenum"><a name="Page_62" id="Page_62">62</a></span></p> + +<p><b>5.</b> And if he shall be inside the hundred attending to his own +affairs, he can summon him in the manner just explained.</p> + +<p class="center">XI.</p> + +<p><b>1.</b> If any freeman steal, outside of a house, something worth +2 <i>denarii</i>, he shall be sentenced to 600 <i>denarii</i>, which make 15 +<i>solidi</i>.</p> + +<p><b>2.</b> But if he steal, outside of a house, something worth 40 +<span class="sidebar">Theft by +a slave</span> +<i>denarii</i>, and it be proved on him, he shall be +sentenced, besides the amount and the fines for +delay, to 1,400 <i>denarii</i>, which make 35 <i>solidi</i>.</p> + +<p><b>3.</b> If a freeman break into a house and steal something worth +2 <i>denarii</i>, and it be proved on him, he shall be sentenced to 15 +<i>solidi</i>.</p> + +<p><b>4.</b> But if he shall have stolen something worth more than 5 +<i>denarii</i>, and it be proved on him, he shall be sentenced, besides +the value of the object and the fines for delay, to 1,400 +<i>denarii</i>, which make 35 <i>solidi</i>.</p> + +<p><b>5.</b> But if he shall have broken, or tampered with, the lock, +and thus have entered the house and stolen anything from it, +he shall be sentenced, besides the value of the object and the +fines for delay, to 1,800 <i>denarii</i>, which make 45 <i>solidi</i>.</p> + +<p><b>6.</b> And if he shall have taken nothing, or have escaped by +flight, he shall, for the housebreaking alone, be sentenced to +1,200 <i>denarii</i>, which make 30 <i>solidi</i>.</p> + +<p class="center">XII.</p> + +<p><b>1.</b> If a slave steal, outside of a house, something worth 2 +<span class="sidebar">Theft by +a freeman</span> +<i>denarii</i>, besides paying the value of the object +and the fines for delay, he shall be stretched out +and receive 120 blows.</p> + +<p><b>2.</b> But if he steal something worth 40 <i>denarii</i>, he shall pay +6 <i>solidi</i>. The lord of the slave who committed the theft shall +restore to the plaintiff the value of the object and the fines for +delay. +<span class="pagenum"><a name="Page_63" id="Page_63">63</a></span></p> + +<p class="center">XIV.</p> + +<p><b>1.</b> If any one shall have assaulted and robbed a freeman, and +it be proved on him, he shall be sentenced to 2,500 <i>denarii</i>, which +<span class="sidebar">Robbery with +assault</span> +make 63 <i>solidi</i>.</p> + +<p><b>2.</b> If a Roman shall have robbed a Salian +Frank, the above law shall be observed.</p> + +<p><b>3.</b> But if a Frank shall have robbed a Roman, he shall be +sentenced to 35 <i>solidi</i>.</p> + +<p class="center">XV.</p> + +<p><b>1.</b> If any one shall set fire to a house in which people were +sleeping, as many freemen as were in it can make complaint +<span class="sidebar">The crime of +incendiarism</span> +before the <i>mallus</i>; and if any one shall have been +burned in it, the incendiary shall be sentenced to +2,500 <i>denarii</i>, which make 63 <i>solidi</i>.<a name="FNanchor_61" id="FNanchor_61" href="#Footnote_61" class="fnanchor">[61]</a></p> + +<p class="center">XVII.</p> + +<p><b>1.</b> If any one shall have sought to kill another person, and +the blow shall have missed, he on whom it was proved shall be +sentenced to 2,500 <i>denarii</i>, which make 63 <i>solidi</i>.</p> + +<p><b>2.</b> If any person shall have sought to shoot another with a +<span class="sidebar">Various deeds +of violence</span> +poisoned arrow, and the arrow has glanced aside, +and it shall be proved on him, he shall be sentenced +to 2,500 <i>denarii</i>, which make 63 <i>solidi</i>.</p> + +<p><b>5.</b> If any one shall have struck a man so that blood falls to +the floor, and it be proved on him, he shall be sentenced to 600 +<i>denarii</i>, which make 15 <i>solidi</i>.</p> + +<p><b>6.</b> But if a freeman strike a freeman with his fist so that blood +does not flow, he shall be sentenced for each blow—up to 3 +blows—to 120 <i>denarii</i>, which make 3 <i>solidi</i>.<a name="FNanchor_62" id="FNanchor_62" href="#Footnote_62" class="fnanchor">[62]</a></p> + +<p> +<span class="pagenum"><a name="Page_64" id="Page_64">64</a></span></p> + +<p class="center">XIX.</p> + +<p><b>1.</b> If any one shall have given herbs to another, so that he +die, he shall be sentenced to 200 <i>solidi</i>, or shall surely be given +<span class="sidebar">Use of poison +or witchcraft</span> +over to fire.</p> + +<p><b>2.</b> If any person shall have bewitched another, +and he who was thus treated shall escape, the author of the +crime, having been proved guilty of it, shall be sentenced to 2,500 +<i>denarii</i>, which make 63 <i>solidi</i>.</p> + +<p class="center">XXX.</p> + +<p><b>6.</b> If any man shall have brought it up against another that +<span class="sidebar">Punishment +for slander</span> +he has thrown away his shield, and shall not have +been able to prove it, he shall be sentenced to +120 <i>denarii</i>, which make 3 <i>solidi</i>.<a name="FNanchor_63" id="FNanchor_63" href="#Footnote_63" class="fnanchor">[63]</a></p> + +<p><b>7.</b> If any man shall have called another "gossip" or "perjurer," +and shall not have been able to prove it, he shall be sentenced +to 600 <i>denarii</i>, which make 15 <i>solidi</i>.</p> + +<p class="center">XXXIV.</p> + +<p><b>1.</b> If any man shall have cut 3 staves by which a fence is +bound or held together, or shall have stolen or cut the heads of +3 stakes, he shall be sentenced to 600 <i>denarii</i>, which make 15 +<i>solidi</i>.</p> + +<p><b>2.</b> If any one shall have drawn a harrow through another's +<span class="pagenum"><a name="Page_65" id="Page_65">65</a></span> +field of grain after the seed has sprouted, or shall have gone +<span class="sidebar">The offense +of trespass</span> + +through it with a wagon where there was no road, +he shall be sentenced to 120 <i>denarii</i>, which make +3 <i>solidi</i>.</p> + +<p><b>3.</b> If any one shall have gone, where there is no road or path, +through another's field after the grain has grown tall, he shall +be sentenced to 600 <i>denarii</i>, which make 15 <i>solidi</i>.</p> + +<p class="center">XLI.</p> + +<p><b><a name="Sect1" id="Sect1"></a>1.</b> If any one shall have killed a free Frank, or a barbarian +living under the Salic law, and it shall have been proved on him, +he shall be sentenced to 8,000 <i>denarii</i>.</p> + +<p><b>2.</b> But if he shall have thrown him into a well or into the +<span class="sidebar">Punishments +for homicide</span> +water, or shall have covered him with branches +or anything else, to conceal him, he shall be +sentenced to 24,000 <i>denarii</i>, which make 600 <i>solidi</i>.</p> + +<p><b><a name="Sect3" id="Sect3"></a>3.</b> If any one shall have slain a man who is in the service of the +king, he shall be sentenced to 24,000 <i>denarii</i>, which make 600 +<i>solidi</i>.<a name="FNanchor_64" id="FNanchor_64" href="#Footnote_64" class="fnanchor">[64]</a></p> + +<p><b>4.</b> But if he shall have put him in the water, or in a well, and +covered him with anything to conceal him, he shall be sentenced +to 72,000 <i>denarii</i>, which make 1,000 <i>solidi</i>.</p> + +<p><b>5.</b> If any one shall have slain a Roman who eats in the king's +palace, and it shall have been proved on him, he shall be sentenced +to 12,000 <i>denarii</i>, which make 300 <i>solidi</i>.<a name="FNanchor_65" id="FNanchor_65" href="#Footnote_65" class="fnanchor">[65]</a></p> + +<p><b><a name="Sect6" id="Sect6"></a>6.</b> But if the Roman shall not have been a landed proprietor +and table companion of the king, he who killed him shall be sentenced +to 4,000 <i>denarii</i>, which make 100 <i>solidi</i>. +<span class="pagenum"><a name="Page_66" id="Page_66">66</a></span></p> + +<p><b>7.</b> If he shall have killed a Roman who was obliged to +pay tribute, he shall be sentenced to 63 <i>solidi</i>.</p> + +<p><b>9.</b> If any one shall have thrown a freeman into a well, and he +has escaped alive, he [the criminal] shall be sentenced to 4,000 +<i>denarii</i>, which make 100 <i>solidi</i>.</p> + +<p class="center">XLV.</p> + +<p><b>1.</b> If any one desires to migrate to another village, and if one +or more who live in that village do not wish to receive him—even +<span class="sidebar">Right of +migration</span> +if there be only one who objects—he shall +not have the right to move there.</p> + +<p><b>3.</b> But if any one shall have moved there, and within 12 +months no one has given him warning, he shall remain as secure +as the other neighbors.</p> + +<p class="center">L.</p> + +<p>1. If any freeman or leet<a name="FNanchor_66" id="FNanchor_66" href="#Footnote_66" class="fnanchor">[66]</a> shall have made to another a promise +to pay, then he to whom the promise was made shall, within 40 +<span class="sidebar">Enforcement +of debt</span> +days, or within such time as was agreed upon +when he made the promise, go to the house of +that man with witnesses, or with appraisers. And if he [the +debtor] be unwilling to make the promised payment, he shall be +sentenced to 15 <i>solidi</i> above the debt which he had promised.</p> + +<p class="center">LIX.</p> + +<p><b>1.</b> If any man die and leave no sons, the father and mother +shall inherit, if they survive.</p> + +<p><span class="sidebar">Rights of +inheritance</span> +<b>2.</b> If the father and mother do not survive, +and he leave brothers or sisters, they shall inherit.</p> + +<p><b>3.</b> But if there are none, the sisters of the father shall inherit.</p> + +<p><b>4.</b> But if there are no sisters of the father, the sisters of the +mother shall claim the inheritance. +<span class="pagenum"><a name="Page_67" id="Page_67">67</a></span></p> + +<p><b>5.</b> If there are none of these, the nearest relatives on the +father's side shall succeed to the inheritance.</p> + +<p><b>6.</b> Of Salic land no portion of the inheritance shall go to a +woman; but the whole inheritance of the land shall belong to the +male sex.<a name="FNanchor_67" id="FNanchor_67" href="#Footnote_67" class="fnanchor">[67]</a></p> + +<p class="center">LXII.</p> + +<p><b>1.</b> If any one's father shall have been slain, the sons shall have +half the compounding money [wergeld]; and the other half, the +<span class="sidebar">Payment of +wergeld</span> +nearest relatives, as well on the mother's as on +the father's side, shall divide among themselves.<a name="FNanchor_68" id="FNanchor_68" href="#Footnote_68" class="fnanchor">[68]</a></p> + +<p><b>2.</b> But if there are no relatives, paternal or maternal, that +portion shall go to the fisc.<a name="FNanchor_69" id="FNanchor_69" href="#Footnote_69" class="fnanchor">[69]</a></p> + +<p><span class="pagenum"><a name="Page_68" id="Page_68">68</a></span></p> + +<h3>CHAPTER V.<br /> +THE ANGLES AND SAXONS IN BRITAIN</h3> + +<h4>8. The Saxon Invasion (cir. 449)</h4> + +<div class="intro"> +<p>The Venerable Bede, the author of the passage given below, was +born about 673 in Northumberland and spent most of his life in the +Benedictine abbey of Jarrow on the Tyne, where he died in 735. He +was a man of broad learning and untiring industry, famous in all parts +of Christendom by reason of the numerous scholarly books that he +wrote. The chief of these was his <i>Ecclesiastical History of the English +People</i>, covering the period from the first invasion of Britain by Cæsar +(<span class="s07">B.C.</span> 55) to the year 731. In this work Bede dealt with many matters +lying properly outside the sphere of church history, so that it +is exceedingly valuable for the light which it throws on both the military +and political affairs of the early Anglo-Saxons in Britain. As an +historian Bede was fair-minded and as accurate as his means of information +permitted.</p> + +<p>The Angle and Saxon seafarers from the region we now know as +Denmark and Hanover had infested the shores of Britain for two centuries +or more before the coming of Hengist and Horsa which Bede +here describes. The withdrawal of the Roman garrisons about the +year 410 left the Britons at the mercy of the wilder Picts and Scots of +the north and west, and as a last resort King Vortigern decided to call +in the Saxons to aid in his campaign of defense. Such, at least, is the +story related by Gildas, a Romanized British chronicler who wrote about +the year 560, and this was the view adopted by Bede. Recent writers, +as Mr. James H. Ramsay in his <i>Foundations of England</i>, are inclined +to cast serious doubts upon the story because it seems hardly probable +that any king would have taken so foolish a step as that attributed +to Vortigern.<a name="FNanchor_70" id="FNanchor_70" href="#Footnote_70" class="fnanchor">[70]</a> At any rate, whether by invitation or for pure love +<span class="pagenum"><a name="Page_69" id="Page_69">69</a></span> +of seafaring adventure, certain it is that the Saxons and Angles made +their appearance at the little island of Thanet, on the coast of Kent, +and found the country so much to their liking that they chose to remain +rather than return to the over-populated shores of the Baltic. +There are many reasons for believing that people of Germanic stock +had been settled more or less permanently in Britain long before the +traditional invasion of Hengist and Horsa. Yet we are justified in +thinking of this interesting expedition as, for all practical purposes, the +beginning of the long and stubborn struggle of Germans to possess the +fruitful British isle. While Visigoths and Ostrogoths, Vandals and +Lombards were breaking across the Rhine-Danube frontier and finding +new homes in the territories of the Roman Empire, the Angles, +Saxons, and Jutes from the farther north were led by their seafaring +instincts to make their great movement, not by land, but by water, +and into a country which the Romans had a good while before been +obliged to abandon. There they were free to develop their own peculiar +Germanic life and institutions, for the most part without undergoing +the changes which settlement among the Romans produced in the case +of the tribes whose migrations were towards the Mediterranean.</p> +</div> + +<p class="source">Source—Bæda, <i>Historia Ecclesiastica Gentis Anglorum</i> [Bede, "Ecclesiastical +History of the English People"], Bk. I., Chaps. 14-15. Translated +by J. A. Giles (London, 1847), pp. 23-25.</p> + +<p>They consulted what was to be done,<a name="FNanchor_71" id="FNanchor_71" href="#Footnote_71" class="fnanchor">[71]</a> and where they should +seek assistance to prevent or repel the cruel and frequent incursions +<span class="sidebar">The Britons +decide to call +in the Saxons</span> +of the northern nations. And they all +agreed with their king, Vortigern, to call over to +their aid, from the parts beyond the sea, the +Saxon nation; which, as the outcome still more plainly showed, +appears to have been done by the inspiration of our Lord Himself, +that evil might fall upon them for their wicked deeds.</p> + +<p>In the year of our Lord 449,<a name="FNanchor_72" id="FNanchor_72" href="#Footnote_72" class="fnanchor">[72]</a> Martian, being made emperor +<span class="pagenum"><a name="Page_70" id="Page_70">70</a></span> +with Valentinian, the forty-sixth from Augustus, ruled the +Empire seven years. Then the nation of the Angles, or Saxons, +being invited by the aforesaid king, arrived in Britain with three +long ships, and had a place assigned them to reside in by the same +king, in the eastern part of the island,<a name="FNanchor_73" id="FNanchor_73" href="#Footnote_73" class="fnanchor">[73]</a> that they might thus +appear to be fighting for their country, while their real intentions +were to enslave it. Accordingly they engaged with the +enemy, who were come from the north to give battle, and obtained +the victory; which, being known at home in their own +country, as also the fertility of the islands and the cowardice of +the Britons, a larger fleet was quickly sent over, bringing a still +greater number of men, who, being added to the former, made +<span class="sidebar">The Saxons +settle in the +island</span> +up an invincible army. The newcomers received +from the Britons a place to dwell, upon condition +that they should wage war against their enemies +for the peace and security of the country, while the Britons +agreed to furnish them with pay.</p> + +<p>Those who came over were of the three most powerful nations +of Germany—Saxons, Angles, and Jutes. From the Jutes are +descended the people of Kent and of the Isle of Wight, and +those also in the province of the West Saxons who are to this day +called Jutes, seated opposite to the Isle of Wight. From the +Saxons, that is, the country which is now called Old Saxony, +came the East Saxons, the South Saxons, and the West Saxons. +From the Angles, that is, the country which is called Anglia, +and which is said, from that time, to remain desert to this day, +between the provinces of the Jutes and the Saxons, are descended +the East Angles, the Midland Angles, Mercians, all the race of +the Northumbrians, that is, of those nations that dwell on the +<span class="pagenum"><a name="Page_71" id="Page_71">71</a></span> +north side of the River Humber, and the other nations of the +English.</p> + +<p>The first two commanders are said to have been Hengist and +Horsa. Horsa, being afterwards slain in battle by the Britons,<a name="FNanchor_74" id="FNanchor_74" href="#Footnote_74" class="fnanchor">[74]</a> +<span class="sidebar">Hengist and +Horsa</span> +was buried in the eastern part of Kent, where a +monument bearing his name is still in existence. +They were the sons of Victgilsus, whose father was Vecta, son +of Woden; from whose stock the royal races of many provinces +trace their descent. In a short time swarms of the aforesaid +nations came over into the island, and they began to increase so +much that they became a terror to the natives themselves who +had invited them. Then, having on a sudden entered into a +league with the Picts, whom they had by this time repelled by +<span class="sidebar">The Saxons +turn against +the Britons</span> +the force of their arms, they began to turn their +weapons against their confederates. At first +they obliged them to furnish a greater quantity +of provisions; and, seeking an occasion to quarrel, protested that +unless more plentiful supplies were brought them they would +break the confederacy and ravage all the island; nor were they +backward in putting their threats in execution.</p> + +<p>They plundered all the neighboring cities and country, spread +the conflagration from the eastern to the western sea without +any opposition, and covered almost every part of the +island. Public as well as private structures were overturned; +<span class="sidebar">Their devastation +of the +country</span> +the priests were everywhere slain before the altars; +the prelates and the people, without any respect +of persons, were destroyed with fire and sword; +nor were there any to bury those who had been thus cruelly +slaughtered. Some of the miserable remainder, being taken in +the mountains, were butchered in heaps. Others, driven by +hunger, came forth and submitted themselves to the enemy for +food, being destined to undergo perpetual servitude, if they +<span class="pagenum"><a name="Page_72" id="Page_72">72</a></span> +were not killed upon the spot. Some, with sorrowful hearts, fled +beyond the seas. Others, continuing in their own country, led +a miserable life among the woods, rocks, and mountains, with +scarcely enough food to support life, and expecting every moment +to be their last.<a name="FNanchor_75" id="FNanchor_75" href="#Footnote_75" class="fnanchor">[75]</a></p> + +<h4>9. The Mission of Augustine (597)</h4> + +<div class="intro"> +<p>How or when the Christian religion was first introduced into Britain +cannot now be ascertained. As early as the beginning of the third +century the African church father Tertullian referred to the Britons +as a Christian people, and in 314 the British church was recognized +by the Council of Arles as an integral part of the church universal. +Throughout the period of Roman control in the island Christianity +continued to be the dominant religion. When, however, in the fifth +century and after, the Saxons and Angles invaded the country and +the native population was largely killed off or driven westward (though +not so completely as some books tell us), Christianity came to be pretty +much confined to the Celtic peoples of Ireland and Wales. The invaders +were still pagans worshiping the old Teutonic deities Woden, +Thor, Freya, and the rest, and though an attempt at their conversion +was made by a succession of Irish monks, their pride as conquerors +seems to have kept them from being greatly influenced. At any rate, +the conversion of the Angles and Saxons was a task which called for +a special evangelistic movement from no less a source than the head +of the Church. This movement was set in operation by Pope Gregory I. +(Gregory the Great) near the close of the sixth century. It is reasonable +to suppose that the impulse came originally from Bertha, the +Frankish queen of King Ethelbert of Kent, who was an ardent Christian +and very desirous of bringing about the conversion of her adopted +people. In 596 Augustine (not to be confused with the celebrated +bishop of Hippo in the fifth century) was sent by Pope Gregory at the +head of a band of monks to proclaim the religion of the cross to King +<span class="pagenum"><a name="Page_73" id="Page_73">73</a></span> +Ethelbert, and afterwards to all the Angles and Saxons and Jutes in +the island. On Whitsunday, June 2, 597, Ethelbert renounced his old +gods and was baptized into the Christian communion. The majority +of his people soon followed his example and four years later Augustine +was appointed "Bishop of the English." After this encouraging beginning +the Christianizing of the East, West, and South Saxons went +steadily forward.</p> +</div> + +<p class="source">Source—Bæda, <i>Historia Ecclesiastica Gentis Anglorum</i>, Bk. I., Chaps. 23, +25-26. Adapted from translation by J. A. Giles (London, 1847), +pp. 34-40 <i>passim</i>.</p> + +<p>In the year of our Lord 582, Maurice, the fifty-fourth from +Augustus, ascended the throne,<a name="FNanchor_76" id="FNanchor_76" href="#Footnote_76" class="fnanchor">[76]</a> and reigned twenty-one years. +In the tenth year of his reign, Gregory, a man renowned for learning +and piety, was elected to the apostolical see of Rome, and +presided over it thirteen years, six months and ten days.<a name="FNanchor_77" id="FNanchor_77" href="#Footnote_77" class="fnanchor">[77]</a> He, +<span class="sidebar">Pope Gregory +I. sends +missionaries +to Britain</span> +being moved by divine inspiration, in the fourteenth +year of the same emperor, and about the +one hundred and fiftieth after the coming of the +English into Britain, sent the servant of God, Augustine,<a name="FNanchor_78" id="FNanchor_78" href="#Footnote_78" class="fnanchor">[78]</a> and +with him several other monks who feared the Lord, to preach +the word of God to the English nation. They, in obedience to +the Pope's commands, having undertaken that work, were on +their journey seized with a sudden fear and began to think of +returning home, rather than of proceeding to a barbarous, +fierce, and unbelieving nation, to whose very language they +<span class="sidebar">They become +frightened at +the outlook</span> +were strangers; and this they unanimously +agreed was the safest course.<a name="FNanchor_79" id="FNanchor_79" href="#Footnote_79" class="fnanchor">[79]</a> In short, they +sent back Augustine, who had been appointed +to be consecrated bishop in case they were received by the English, +<span class="pagenum"><a name="Page_74" id="Page_74">74</a></span> +that he might, by humble entreaty, obtain consent of the +holy Gregory, that they should not be compelled to undertake +so dangerous, toilsome, and uncertain a journey. The Pope, in +reply, sent them an encouraging letter, persuading them to proceed +in the work of the divine word, and rely on the assistance of +the Almighty. The substance of this letter was as follows:</p> + +<p>"Gregory, the servant of the servants of God, to the servants +of our Lord. Forasmuch as it had been better not to begin a +good work than to think of abandoning that +<span class="sidebar">Gregory's letter +of encouragement</span> +which has been begun, it behooves you, my +beloved sons, to fulfill the good work which, by +the help of our Lord, you have undertaken. Let not, therefore, +the toil of the journey nor the tongues of evil-speaking men deter +you. With all possible earnestness and zeal perform that which, +by God's direction, you have undertaken; being assured that +much labor is followed by an eternal reward. When Augustine, +your chief, returns, whom we also constitute your abbot,<a name="FNanchor_80" id="FNanchor_80" href="#Footnote_80" class="fnanchor">[80]</a> humbly +obey him in all things; knowing that whatsoever you shall do by +his direction will, in all respects, be helpful to your souls. Almighty +God protect you with his grace, and grant that I, in the +heavenly country, may see the fruits of your labor; inasmuch as, +though I cannot labor with you, I shall partake in the joy of the +reward, because I am willing to labor. God keep you in safety, +my most beloved sons. Dated the 23rd of July, in the fourteenth +year of the reign of our pious and most august lord, Mauritius +Tiberius, the thirteenth year after the consulship of our said +lord."</p> + +<p>Augustine, thus strengthened by the confirmation of the +blessed Father Gregory, returned to the work of the word of +God, with the servants of Christ, and arrived in Britain. The +powerful Ethelbert was at that time king of Kent. He had extended +his dominions as far as the great River Humber, by which +<span class="pagenum"><a name="Page_75" id="Page_75">75</a></span> +the Southern Saxons are divided from the Northern.<a name="FNanchor_81" id="FNanchor_81" href="#Footnote_81" class="fnanchor">[81]</a> On the +east of Kent is the large isle of Thanet containing according to +<span class="sidebar">Augustine +and his companions +arrive +in Kent</span> + +the English reckoning 600 families, divided from +the other land by the River Wantsum, which is +about three furlongs over and fordable only in +two places, for both ends of it run into the sea.<a name="FNanchor_82" id="FNanchor_82" href="#Footnote_82" class="fnanchor">[82]</a> In this island +landed the servant of our Lord, Augustine, and his companions, +being, as is reported, nearly forty men. By order of the blessed +Pope Gregory, they had taken interpreters of the nation of +the Franks,<a name="FNanchor_83" id="FNanchor_83" href="#Footnote_83" class="fnanchor">[83]</a> and sending to Ethelbert, signified that they were +come from Rome and brought a joyful message, which most undoubtedly +assured to all that took advantage of it everlasting +joys in heaven and a kingdom that would never end, with the +living and true God. The king, having heard this, ordered that +they stay in that island where they had landed, and that they +be furnished with all necessaries, until he should consider what +to do with them. For he had before heard of the Christian religion, +having a Christian wife of the royal family of the Franks, +called Bertha;<a name="FNanchor_84" id="FNanchor_84" href="#Footnote_84" class="fnanchor">[84]</a> whom he had received from her parents upon +condition that she should be permitted to practice her religion +with the Bishop Luidhard, who was sent with her to preserve +her faith.<a name="FNanchor_85" id="FNanchor_85" href="#Footnote_85" class="fnanchor">[85]</a></p> + +<p>Some days after, the king came to the island, and sitting in +the open air, ordered Augustine and his companions to be brought +<span class="pagenum"><a name="Page_76" id="Page_76">76</a></span> +into his presence. For he had taken precaution that they should +not come to him in any house, lest, according to an ancient superstition, +if they practised any magical arts, they might impose +upon him, and so get the better of him. But they came furnished +with divine, not with magic virtue, bearing a silver cross for +their banner, and the image of our Lord and Savior painted on a +board; and singing the litany, they offered up their prayers to +the Lord for the eternal salvation both of themselves and of +<span class="sidebar">Augustine +preaches to +King Ethelbert</span> +those to whom they were come. When Augustine +had sat down, according to the king's commands, +and preached to him and his attendants there +present the word of life, the king answered thus: "Your words +and promises are very fair, but as they are new to us, and of +uncertain import, I cannot approve of them so far as to forsake +that which I have so long followed with the whole English nation. +But because you are come from afar into my kingdom, and, as I +conceive, are desirous to impart to us those things which you +believe to be true and most beneficial, we will not molest you, +but give you favorable entertainment and take care to supply +you with necessary sustenance; nor do we forbid you to +preach and win as many as you can to your religion." Accordingly +he permitted them to reside in the city of Canterbury, +which was the metropolis of all his dominions, and, according to +his promise, besides allowing them sustenance, did not refuse +them liberty to preach. It is reported that, as they drew near +to the city, after their manner, with the holy cross and the image +of our sovereign Lord and King, Jesus Christ, they sang this +litany together: "We beseech thee, O Lord, in all Thy mercy, +that Thy anger and wrath be turned away from this city, and +from Thy holy house, because we have sinned. Hallelujah."</p> + +<p>As soon as they entered the dwelling-place assigned them, +they began to imitate the course of life practised in the primitive +Church; applying themselves to frequent prayer, watching, +and fasting; preaching the word of life to as many as +<span class="pagenum"><a name="Page_77" id="Page_77">77</a></span> +they could; despising all worldly things as not belonging to them; +receiving only their necessary food from those they taught; living +<span class="sidebar">The life of the +missionaries at +Canterbury</span> + +themselves in all respects in conformity with +what they prescribed for others, and being always +disposed to suffer any adversity, and even to die +for that truth which they preached. In short, several believed +and were baptized, admiring the simplicity of their innocent life, +and the sweetness of their heavenly doctrine. There was, on the +east side of the city, a church dedicated to the honor of St. Martin, +built whilst the Romans were still in the island, wherein the +queen, who, as has been said before, was a Christian, used to +pray.<a name="FNanchor_86" id="FNanchor_86" href="#Footnote_86" class="fnanchor">[86]</a> In this they first began to meet, to sing, to pray, to say +mass, to preach, and to baptize, until the king, being converted +to the faith, allowed them to preach openly, and build or repair +churches in all places.</p> + +<p>When he, among the rest, induced by the unspotted life of +these holy men, and their pleasing promises, which by many +<span class="sidebar">Ethelbert +converted</span> +miracles they proved to be most certain, believed +and was baptized, greater numbers began daily to +flock together to hear the word, and forsaking their heathen rites, +to associate themselves, by believing, to the unity of the church +of Christ. Their conversion the king encouraged in so far that +he compelled none to embrace Christianity, but only showed more +affection to the believers, as to his fellow-citizens in the heavenly +kingdom. For he had learned from his instructors and guides to +salvation that the service of Christ ought to be voluntary, not +by compulsion. Nor was it long before he gave his teachers a settled +residence in his metropolis of Canterbury, with such possessions +of different kinds as were necessary for their subsistence.<a name="FNanchor_87" id="FNanchor_87" href="#Footnote_87" class="fnanchor">[87]</a></p> + +<p> +<span class="pagenum"><a name="Page_78" id="Page_78">78</a></span></p> + +<h3>CHAPTER VI.<br /> +THE DEVELOPMENT OF THE CHRISTIAN CHURCH</h3> + +<h4>10. Pope Leo's Sermon on the Petrine Supremacy</h4> + +<div class="intro"> +<p>In tracing the history of the great ecclesiastical institution known +as the papacy, the first figure that stands out with considerable clearness +is that of Leo I., or Leo the Great, who was elected bishop of Rome +in the year 440. Leo is perhaps the first man who, all things considered, +can be called "pope" in the modern sense of the term, although +certain of his predecessors in the bishop's seat at the imperial capital had +long claimed and exercised a peculiar measure of authority over their +fellow bishops throughout the Empire. Almost from the earliest days +of Christianity the word <i>papa</i> (pope) seems to have been in common +use as an affectionate mode of addressing any bishop, but after the +fourth century it came to be applied in a peculiar manner to the bishop +of Rome, and in time this was the only usage, so far as western Europe +was concerned, which survived. The causes of the special development +of the Roman bishopric into the powerful papal office were numerous. +Rome's importance as a city, and particularly as the political head +of the Mediterranean world, made it natural that her bishop should +have something of a special dignity and influence. Throughout western +Europe the Roman church was regarded as a model and its bishop was +frequently called upon for counsel and advice. Then, when the seat +of the imperial government was removed to the East by Constantine, +the Roman bishop naturally took up much of the leadership in the West +which had been exercised by the emperor, and this added not a little in +the way of prestige. On the whole the Roman bishops were moderate, +liberal, and sensible in their attitude toward church questions, thereby +commending themselves to the practical peoples of the West in a way +that other bishops did not always do. The growth of temporal possessions, +especially in the way of land, also made the Roman bishops more +<span class="pagenum"><a name="Page_79" id="Page_79">79</a></span> +independent and able to hold their own. And the activity of such men +as Leo the Great in warding off the attacks of the German barbarians, +and in providing popular leadership in the absence of such leadership +on the part of the imperial authorities, was a not unimportant item.</p> + +<p>After all, however, these are matters which have always been regarded +by the popes themselves as circumstances of a more or less +transitory and accidental character. It is not upon any or all of them +that the papacy from first to last has sought to base its high claims +to authority. The fundamental explanation, from the papal standpoint, +for the peculiar development of the papal power in the person +of the bishops of Rome is contained in the so-called theory of the +"Petrine Supremacy," which will be found set forth in Pope Leo's +sermon reproduced in part below. The essential points in this theory +are: (1) that to the apostle Peter, Christ committed the keys of the +kingdom of heaven and the supremacy over all other apostles on earth; +(2) that Peter, in the course of time, became the first bishop of Rome; +and (3) that the superior authority given to Peter was transmitted to +all his successors in the Roman bishopric. It was fundamentally on +<i>these</i> grounds that the pope, to quote an able Catholic historian, was +believed to be "the visible representative of ecclesiastical unity, the +supreme teacher and custodian of the faith, the supreme legislator, the +guardian and interpreter of the canons, the legitimate superior of all +bishops, the final judge of councils—an office which he possessed in his +own right, and which he actually exercised by presiding over all ecumenical +synods, through his legates, and by confirming the acts of the +councils as the Supreme Head of the Universal Catholic Church."<a name="FNanchor_88" id="FNanchor_88" href="#Footnote_88" class="fnanchor">[88]</a> +Modern Protestants discard certain of the tenets which go to make up +the Petrine theory, but it is essential that the student of history bear +in mind that the people of the Middle Ages never doubted its complete +and literal authenticity, nor questioned that the authority of the +papal office rested at bottom upon something far more fundamental than +a mere fortunate combination of historical circumstances. Whatever +one's personal opinions on the issues involved, the point to be insisted +upon is that in studying mediæval church life and organization the universal +acceptance of these beliefs and conclusions be never lost to view.</p> + +<p> +<span class="pagenum"><a name="Page_80" id="Page_80">80</a></span></p> + +<p>Leo was pope from 440 to 461 and it has been well maintained that he +was the first occupant of the office to comprehend the wide possibilities +of the papal dignity in the future. In his sermons and letters he vigorously +asserted the sovereign authority of his position, and in his influence +on the events of his time, as for example the Council of Chalcedon +in 451, he sought with no little success to bring men to a general +acknowledgment of this authority.</p> +</div> + +<p class="source">Source—Text in Jacques Paul Migne, <i>Patroligiæ Cursus Completus</i> ["Complete +Collection of Patristic Literature"], First Series, Vol. LIV., +cols. 144-148. Translated in Philip Schaff and Henry Wace, +<i>Select Library of Nicene and Post-Nicene Fathers of the Christian +Church</i> (New York, 1895), Second Series, Vol. XII., pp. 117-118.</p> + +<p>Although, therefore, dearly beloved, we be found both weak +and slothful in fulfilling the duties of our office, because, whatever +devoted and vigorous action we desire to undertake, we are +hindered in by the frailty of our nature, yet having the unceasing +propitiation of the Almighty and perpetual Priest [Christ], who +being like us and yet equal with the Father, brought down His +Godhead even to things human, and raised His Manhood even +to things Divine, we worthily and piously rejoice over His dispensation, +whereby, though He has delegated the care of His +sheep to many shepherds, yet He has not Himself abandoned +the guardianship of His beloved flock. And from His overruling +<span class="sidebar">The apostle +Peter still with +his Church</span> + +and eternal protection we have received the +support of the Apostle's aid also, which assuredly +does not cease from its operation; and the strength +of the foundation, on which the whole superstructure of the +Church is reared, is not weakened by the weight of the temple +that rests upon it. For the solidity of that faith which was +praised in the chief of the Apostles is perpetual; and as that +remains which Peter believed in Christ, so that remains which +Christ instituted in Peter.</p> + +<p>For when, as has been read in the Gospel lesson,<a name="FNanchor_89" id="FNanchor_89" href="#Footnote_89" class="fnanchor">[89]</a> the Lord +had asked the disciples whom they believed Him to be amid the +<span class="pagenum"><a name="Page_81" id="Page_81">81</a></span> +various opinions that were held, and the blessed Peter had replied, +saying, "Thou art the Christ, the Son of the living God," +<span class="sidebar">Christ's commission +to +Peter</span> + +the Lord said, "Blessed art thou, Simon Bar-Jona, +because flesh and blood hath not revealed +it to thee, but My Father, which is in heaven. +And I say to thee, that thou art Peter, and upon this rock will I +build My church, and the gates of Hell shall not prevail against +it. And I will give unto thee the keys of the kingdom of heaven. +And whatsoever thou shalt bind on earth, shall be bound in +heaven; and whatsoever thou shalt loose on earth, shall be +loosed also in heaven." [Matt. xvi. 16-19.]</p> + +<p>The dispensation of Truth therefore abides, and the blessed +Peter persevering in the strength of the Rock, which he has +received, has not abandoned the helm of the Church, which he +undertook. For he was ordained before the rest in such a way +that from his being called the Rock, from his being pronounced +the Foundation, from his being constituted the Doorkeeper of +the kingdom of heaven, from his being set as the Umpire to bind +and to loose, whose judgments shall retain their validity in +<span class="sidebar">Peter properly +rules the +Church through +his successors +at Rome</span> + +heaven—from all these mystical titles we might +know the nature of his association with Christ. +And still to-day he more fully and effectually +performs what is intrusted to him, and carries +out every part of his duty and charge in Him and with Him, +through whom he has been glorified. And so if anything is +rightly done and rightly decreed by us, if anything is won from +the mercy of God by our daily supplications, it is of his work and +merits whose power lives and whose authority prevails in his +see....<a name="FNanchor_90" id="FNanchor_90" href="#Footnote_90" class="fnanchor">[90]</a></p> + +<p>And so, dearly beloved, with becoming obedience we celebrate +to-day's festival<a name="FNanchor_91" id="FNanchor_91" href="#Footnote_91" class="fnanchor">[91]</a> by such methods, that in my humble person he +<span class="pagenum"><a name="Page_82" id="Page_82">82</a></span> +may be recognized and honored, in whom abides the care of all +the shepherds, together with the charge of the sheep commended +to him, and whose dignity is not belittled even in so unworthy an +<span class="sidebar">Leo claims to +be only Peter's +representative</span> + +heir. And hence the presence of my venerable +brothers and fellow-priests, so much desired and +valued by me, will be the more sacred and +precious, if they will transfer the chief honor of this service in +which they have deigned to take part to him whom they know +to be not only the patron of this see, but also the primate of all +bishops. When therefore we utter our exhortations in your ears, +holy brethren, believe that he is speaking whose representative +we are. Because it is his warning that we give, and nothing else +but his teaching that we preach, beseeching you to "gird up the +loins of your mind," and lead a chaste and sober life in the fear of +God, and not to let your mind forget his supremacy and consent +to the lusts of the flesh.</p> + +<p>Short and fleeting are the joys of this world's pleasures which +endeavor to turn aside from the path of life those who are called +to eternity. The faithful and religious spirit, therefore, must +desire the things which are heavenly and, being eager for the +<span class="sidebar">An exhortation +to Christian +constancy</span> +divine promises, lift itself to the love of the incorruptible +Good and the hope of the true Light. +But be assured, dearly-beloved, that your labor, +whereby you resist vices and fight against carnal desires, is +pleasing and precious in God's sight, and in God's mercy will +profit not only yourselves but me also, because the zealous +pastor makes his boast of the progress of the Lord's flock. "For +ye are my crown and joy," as the Apostle says, if your faith, +which from the beginning of the Gospel has been preached in all +<span class="sidebar">The peculiar +privilege of +the church at +Rome</span> +the world, has continued in love and holiness. +For though the whole Church, which is in all +the world, ought to abound in all virtues, yet you +especially, above all people, it becomes to excel in deeds of piety, +because, founded as you are on the very citadel of the Apostolic +<span class="pagenum"><a name="Page_83" id="Page_83">83</a></span> +Rock, not only has our Lord Jesus Christ redeemed you in common +with all men, but the blessed Apostle Peter has instructed +you far beyond all men.</p> + +<h4>11. The Rule of St. Benedict</h4> + +<div class="intro"> +<p>A very important feature of the church life of the early Middle Ages +was the tendency of devout men to withdraw from the active affairs +of the world and give themselves up to careers of self-sacrificing piety. +Sometimes such men went out to live alone in forests or other obscure +places and for this reason were called anchorites or hermits; but more +often they settled in groups and formed what came to be known as +monasteries. The idea that seclusion is helpful to the religious life was +not peculiar to Christianity, for from very early times Brahmins and +Buddhists and other peoples of the Orient had cherished the same +view; and in many cases they do so still. Monasticism among Christians +began naturally in the East and at first took the form almost wholly +of hermitage, just as it had done among the adherents of other Oriental +religions, though by the fourth century the Christian monks of Syria +and Egypt and Asia Minor had come in many cases to dwell in established +communities. In general the Eastern monks were prone to extremes +in the way of penance and self-torture which the more practical +peoples of the West were not greatly disposed to imitate. Monasticism +spread into the West, but not until comparatively late—beginning in +the second half of the fourth century—and the character which it there +assumed was quite unlike that prevailing in the East. The Eastern ideal +was the life of meditation with as little activity as possible, except perhaps +such as was necessary in order to impose hardships upon one's self. +The Western ideal, on the other hand, while involving a good deal of +meditation and prayer, put much emphasis on labor and did not call +for so complete an abstention of the monk from the pursuits and pleasures +of other men.</p> + +<p>In the later fifth century, and earlier sixth, several monasteries of +whose history we know little were established in southern Gaul, especially +in the pleasant valley of the Rhone. Earliest of all, apparently, +and destined to become the most influential was the abbey of St. Martin +at Tours, founded soon after St. Martin was made bishop of Tours in 372. +<span class="pagenum"><a name="Page_84" id="Page_84">84</a></span> +But the development of Western monasticism is associated most of all +with the work of St. Benedict of Nursia, who died in 543. Benedict was +the founder of several monasteries in the vicinity of Rome, the most important +being that of Monte Cassino, on the road from Rome to Naples, +which exists to this day. One should guard, however, against the mistake +of looking upon St. Benedict as the introducer of monasticism in the +West, of even as the founder of a new monastic <i>order</i> in the strict sense of +the word. The great service which he rendered to European monasticism +consisted in his working out for his monasteries in Italy an elaborate +system of government which was found so successful in practice that, +in the form of the Benedictine Rule (<i>regula</i>), it came to be the constitution +under which for many centuries practically all the monks of Western +countries lived. That it was so widely adopted was due mainly +to its definite, practical, common-sense character. Its chief injunctions +upon the monks were poverty, chastity, obedience, piety, and labor. +All these were to be attained by methods which, although they may +seem strange to us to-day, were at least natural and wholesome when +judged by the ideas and standards prevailing in early mediæval times. +Granted the ascetic principle upon which the monastic system rested, +the Rule of St. Benedict must be regarded as eminently moderate and +sensible. It sprang from an acute perception of human nature and +human needs no less than from a lofty ideal of religious perfection. +The following extracts will serve to show its character.</p> +</div> + +<p class="source">Source—Text in Jacques Paul Migne, <i>Patrologiæ Cursus Completus</i>, First +Series, Vol. LXVI., cols. 245-932 <i>passim</i>. Adapted from translation +in Ernest F. Henderson, <i>Select Historical Documents of the +Middle Ages</i> (London, 1896), pp. 274-314.</p> + +<p><i>Prologue....</i> We are about to found, therefore, a school +for the Lord's service, in the organization of which we trust that +we shall ordain nothing severe and nothing burdensome. But +even if, the demands of justice dictating it, something a trifle +irksome shall be the result, for the purpose of amending vices or +preserving charity, thou shalt not therefore, struck by fear, flee +the way of salvation, which cannot be entered upon except +through a narrow entrance.</p> + +<p><b>2.</b> <i>What the abbot should be like.</i> An abbot who is worthy to +<span class="pagenum"><a name="Page_85" id="Page_85">85</a></span> +preside over a monastery ought always to remember what he is +called, and carry out with his deeds the name of a Superior. +For he is believed to be Christ's representative, since he is called +by His name, the apostle saying: "Ye have received the spirit of +adoption of sons, whereby we call Abba, Father" [Romans viii. +15]. And so the abbot should not (grant that he may not) teach, +or decree, or order, anything apart from the precept of the Lord; +but his order or teaching should be characterized by the marks +of divine justice in the minds of his disciples. Let the abbot +<span class="sidebar">Responsibility +of the abbot +for the character +and deeds +of the monks</span> + +always be mindful that, at the terrible judgment +of God, both things will be weighed in the balance, +his teaching and the obedience of his disciples. +And let the abbot know that whatever of uselessness +the father of the family finds among the sheep is laid to +the fault of the shepherd. Only in a case where the whole diligence +of their pastor shall have been bestowed on an unruly and +disobedient flock, and his whole care given to their wrongful +actions, shall that pastor, absolved in the judgment of the Lord, +be free to say to the Lord with the prophet: "I have not hid Thy +righteousness within my heart; I have declared Thy faithfulness +and Thy salvation, but they, despising, have scorned me" [Psalms +xl. 10]. And then let the punishment for the disobedient +sheep under his care be that death itself shall prevail against +<span class="sidebar">He must teach +by example as +well as by precept</span> + +them. Therefore, when any one receives the name +of abbot, he ought to rule over his disciples with +a double teaching; that is, let him show forth all +good and holy things by deeds more than by words. So that to +ready disciples he may set forth the commands of God in words; +but to the hard-hearted and the more simple-minded, he may +show forth the divine precepts by his deeds.</p> + +<p>He shall make no distinction of persons in the monastery. +One shall not be more cherished than another, unless it be the +one whom he finds excelling in good works or in obedience. A +free-born man shall not be preferred to one coming from servitude, +<span class="pagenum"><a name="Page_86" id="Page_86">86</a></span> +unless there be some other reasonable cause. But if, by +the demand of justice, it seems good to the abbot, he shall do +this, no matter what the rank shall be. But otherwise they shall +keep their own places. For whether we be bond or free, we are all +<span class="sidebar">His duty to encourage, +to admonish, +and to +punish</span> + +one in Christ; and, under one God, we perform an +equal service of subjection. For God is no respecter +of persons. Only in this way is a distinction +made by Him concerning us, if we are found humble +and surpassing others in good works. Therefore let him [the +abbot] have equal charity for all. Let the same discipline be +administered in all cases according to merit.... He +should, that is, rebuke more severely the unruly and the turbulent. +The obedient, moreover, and the gentle and the patient, +he should exhort, that they may progress to higher things. +But the negligent and scorners, we warn him to admonish and +reprove. Nor let him conceal the sins of the erring; but, in order +that he may prevail, let him pluck them out by the roots as soon +as they begin to spring up.</p> + +<p>And let him know what a difficult and arduous thing he has +undertaken—to rule the souls and uplift the morals of many. +And in one case indeed with blandishments, in another with rebukes, +in another with persuasion—according to the quality +or intelligence of each one—he shall so conform and adapt +himself to all that not only shall he not allow injury to come to +the flock committed to him, but he shall rejoice in the increase +of a good flock. Above all things, let him not, deceiving himself +or undervaluing the safety of the souls committed to him, give +more heed to temporary and earthly and passing things; but let +him always reflect that he has undertaken to rule souls for which +he is to render account.</p> + +<p><b>3.</b> <i>About calling in the brethren to take counsel.</i> Whenever +anything of importance is to be done in the monastery, the abbot +shall call together the whole congregation,<a name="FNanchor_92" id="FNanchor_92" href="#Footnote_92" class="fnanchor">[92]</a> and shall himself +<span class="pagenum"><a name="Page_87" id="Page_87">87</a></span> +explain the matter in question. And, having heard the advice +of the brethren, he shall think it over by himself, and shall do +<span class="sidebar">The monks to +be consulted +by the abbot</span> + +what he considers most advantageous. And for +this reason, moreover, we have said that all +ought to be called to take counsel, because often +it is to a younger person that God reveals what is best. The +brethren, moreover, with all subjection of humility, ought so to +give their advice that they do not presume boldly to defend +what seems good to them; but it should rather depend on the +judgment of the abbot, so that, whatever he decides to be best, +they should all agree to it. But even as it behooves the disciples +to obey the master, so it is fitting that he should arrange +all matters with care and justice. In all things, indeed, let +<span class="sidebar">The Rule to be +followed by +every one as a +guide</span> + +every one follow the Rule as his guide; and let +no one rashly deviate from it. Let no one +in the monastery follow the inclination of his +own heart. And let no one boldly presume to dispute with +his abbot, within or without the monastery. But, if he +should so presume, let him be subject to the discipline of the +Rule.</p> + +<p><b>33.</b> <i>Whether the monks should have anything of their own.</i> +More than anything else is this special vice to be cut off root and +<span class="sidebar">No property to +be owned by +the monks individually</span> + +branch from the monastery, that one should presume +to give or receive anything without the +order of the abbot, or should have anything of +his own. He should have absolutely not anything, neither a +book, nor tablets, nor a pen—nothing at all. For indeed it is +not allowed to the monks to have their own bodies or wills in +their own power. But all things necessary they must expect +from the Father of the monastery; nor is it allowable to have +anything which the abbot has not given or permitted. All +things shall be held in common; as it is written, "Let not any +man presume to call anything his own." But if any one shall +have been discovered delighting in this most evil vice, being +<span class="pagenum"><a name="Page_88" id="Page_88">88</a></span> +warned once and again, if he do not amend, let him be subjected +to punishment.<a name="FNanchor_93" id="FNanchor_93" href="#Footnote_93" class="fnanchor">[93]</a></p> + +<p><b>48.</b> <i>Concerning the daily manual labor.</i> Idleness is the enemy +of the soul.<a name="FNanchor_94" id="FNanchor_94" href="#Footnote_94" class="fnanchor">[94]</a> And therefore, at fixed times, the brothers ought +to be occupied in manual labor; and again, at fixed times, in +sacred reading.<a name="FNanchor_95" id="FNanchor_95" href="#Footnote_95" class="fnanchor">[95]</a> Therefore we believe that both seasons ought +to be arranged after this manner,—so that, from Easter until the +Calends of October,<a name="FNanchor_96" id="FNanchor_96" href="#Footnote_96" class="fnanchor">[96]</a> going out early, from the first until the +fourth hour they shall do what labor may be necessary. From +<span class="sidebar">Daily schedule +for the summer +season</span> + +the fourth hour until about the sixth, they shall +be free for reading. After the meal of the sixth +hour, rising from the table, they shall rest in their +beds with all silence; or, perchance, he that wishes to read may +read to himself in such a way as not to disturb another. And +the <i>nona</i> [the second meal] shall be gone through with more +moderately about the middle of the eighth hour; and again they +shall work at what is to be done until Vespers.<a name="FNanchor_97" id="FNanchor_97" href="#Footnote_97" class="fnanchor">[97]</a> But, if the emergency +or poverty of the place demands that they be occupied in +picking fruits, they shall not be grieved; for they are truly monks +if they live by the labors of their hands, as did also our fathers +and the apostles. Let all things be done with moderation, however, +on account of the faint-hearted.</p> + +<p>In days of Lent they shall all receive separate books from the +library, which they shall read entirely through in order. These +<span class="pagenum"><a name="Page_89" id="Page_89">89</a></span> +books are to be given out on the first day of Lent. Above all +there shall be appointed without fail one or two elders, who shall +<span class="sidebar">Reading during +Lent</span> + +go round the monastery at the hours in which the +brothers are engaged in reading, and see to it that +no troublesome brother be found who is given to idleness and +trifling, and is not intent on his reading, being not only of no use +to himself, but also stirring up others. If such a one (may it not +happen) be found, he shall be reproved once and a second time. +If he do not amend, he shall be subject under the Rule to such +punishment that the others may have fear. Nor shall brother +join brother at unsuitable hours. Moreover, on Sunday all shall +engage in reading, excepting those who are assigned to various +duties. But if any one be so negligent and lazy that he will not +or can not read, some task shall be imposed upon him which he +can do, so that he be not idle. On feeble or delicate brothers +such a task or art is to be imposed, that they shall neither be idle +nor so oppressed by the violence of labor as to be driven to take +flight. Their weakness is to be taken into consideration by the +abbot.</p> + +<p><b>53.</b> <i>Concerning the reception of guests.</i> All guests who come +shall be received as though they were Christ. For He Himself +<span class="sidebar">Hospitality +enjoined</span> + +said, "I was a stranger and ye took me in" [Matt. +xxv. 35]. And to all fitting honor shall be +shown; but, most of all, to servants of the faith and to pilgrims. +When, therefore, a guest is announced, the prior or the brothers +shall run to meet him, with every token of love. And first they +shall pray together, and thus they shall be joined together in +peace.</p> + +<p><b>54.</b> <i>Whether a monk should be allowed to receive letters or anything.</i> +By no means shall it be allowed to a monk—either from +his relatives, or from any man, or from one of his fellows—to +receive or to give, without order of the abbot, letters, presents, or +any gift, however small. But even if, by his relatives, anything +has been sent to him, he shall not presume to receive it, unless +<span class="pagenum"><a name="Page_90" id="Page_90">90</a></span> +it has first been shown to the abbot. But if the latter order +<span class="sidebar">Power of abbot +to dispose of +articles sent to +the monks</span> +it to be received, it shall be in the power of the abbot to give it +to whomsoever he wishes. And the brother to +whom it happened to have been sent shall not +be displeased; that an opportunity be not given +to the devil. Whoever, moreover, presumes to do otherwise +shall be subject to the discipline of the Rule.</p> + +<h4>12. Gregory the Great on the Life of the Pastor</h4> + +<div class="intro"> +<p>Gregory the Great, whose papacy extended from 590 to 604, was a +Roman of noble and wealthy family, and in many ways the ablest man +who had yet risen to the papal office. The date of his birth is not recorded, +but it was probably about 540, some ten years after St. Benedict +of Nursia had established his monastery at Monte Cassino. He was +therefore a contemporary of the historian Gregory of Tours [see <a href="#Page_47">p. 47</a>]. +The education which he received was that which was usual with young +Romans of his rank in life, and it is said that in grammar, rhetoric, logic, +and law he became well versed, though without any claim to unusual +scholarship. He entered public life and in 570 was made prætor of the +city of Rome. All the time, however, he was struggling with the strange +attractiveness which the life of the monk had for him, and in the end, +upon the death of his father, he decided to forego the career to which his +wealth and rank entitled him and to seek the development of his higher +nature in seclusion. With the money obtained from the sale of his great +estates he established six monasteries in Sicily and that of St. Andrew +at Rome. In Gregory's case, however, retirement to monastic life did +not mean oblivion, for soon he was selected by Pope Pelagius II., as +resident minister (<i>apocrisiarius</i>) at Constantinople and in this important +position he was maintained for five or six years. After returning +to Rome he became abbot of St. Andrews, and in 590, as the records +say, he was "demanded" as pope.</p> + +<p>Gregory was a man of very unusual ability and the force of his strong +personality made his reign one of the great formative epochs in papal +history. Besides his activity in relation to the affairs of the world in +general, he has the distinction of being a literary pope. His letters +and treatises were numerous and possessed a quality of thought and +<span class="pagenum"><a name="Page_91" id="Page_91">91</a></span> +style which was exceedingly rare in his day. The most famous of his +writings, and justly so, is the <i>Liber Regulæ Pastoralis</i>, known commonly +to English readers as the "Pastoral Care," or the "Pastoral Rule." +This book was written soon after its author became pope (590) and was +addressed to John, bishop of Ravenna, in reply to inquiries received +from him respecting the duties and obligations of the clergy. Though +thus put into form for a special purpose, there can be no doubt that +it was the product of long thought, and in fact in his <i>Magna Moralia</i>, +or "Commentary on the Book of Job," written during his residence at +Constantinople, Gregory declared his purpose some day to write just +such a book. Everywhere throughout Europe the work was received +with the favor it deserved, and in Spain, Gaul, and Italy its influence +upon the life and manners of the clergy was beyond estimate. Even +in Britain, after King Alfred's paraphrase of it in the Saxon tongue +had been made, three hundred years later [see <a href="#Page_193">p. 193</a>], it was a real +power for good. The permanent value of Gregory's instructions regarding +the life of the clergy arose not only from the lofty spirit in +which they were conceived and the clear-cut manner in which they +were expressed, but from their breadth and adaptation to all times and +places. There are few books which the modern pastor can read with +greater profit. The work is in four parts: (1) on the selection of men +for the work of the Church; (2) on the sort of life the pastor ought to +live; (3) on the best methods of dealing with the various types of people +which every pastor will be likely to encounter; and (4) on the necessity +that the pastor guard himself against egotism and personal ambition. +The passages below are taken from the second and third parts.</p> +</div> + +<p class="source">Source—Gregorius Magnus, <i>Liber Regulæ Pastoralis</i> [Gregory the Great, +"The Book of the Pastoral Rule"]. Text in Jacques Paul Migne, +<i>Patroligiæ Cursus Completus</i>, First Series, Vol. LXXVII., cols. +12-127 <i>passim</i>. Adapted from translation in Philip Schaff and +Henry Wace, <i>Select Library of Nicene and Post-Nicene Fathers of +the Christian Church</i> (New York, 1895), Second Series, Vol. XII., +pp. 9-71 <i>passim</i>.</p> + +<p>The conduct of a prelate<a name="FNanchor_98" id="FNanchor_98" href="#Footnote_98" class="fnanchor">[98]</a> ought so far to be superior to the +conduct of the people as the life of a shepherd is accustomed to +exalt him above the flock. For one whose position is such that +<span class="pagenum"><a name="Page_92" id="Page_92">92</a></span> +the people are called his flock ought anxiously to consider how +great a necessity is laid upon him to maintain uprightness. It +<span class="sidebar">The qualities +which ought to +be united in +the pastor</span> + +is necessary, then, that in thought he should be +pure, in action firm; discreet in keeping silence, +profitable in speech; a near neighbor to every one +in sympathy, exalted above all in contemplation; a familiar friend +of good livers through humility, unbending against the vices of +evil-doers through zeal for righteousness; not relaxing in his care +for what is inward by reason of being occupied in outward things, +nor neglecting to provide for outward things in his anxiety for +what is inward.</p> + +<p>The ruler should always be pure in thought, inasmuch as no +impurity ought to pollute him who has undertaken the office +<span class="sidebar">Purity of heart +essential</span> + +of wiping away the stains of pollution in the +hearts of others also; for the hand that would +cleanse from dirt must needs be clean, lest, being itself sordid +with clinging mire, it soil all the more whatever it touches.</p> + +<p>The ruler should always be a leader in action, that by his living +he may point out the way of life to those who are put under him, +<span class="sidebar">He must teach +by example</span> + +and that the flock, which follows the voice and +manners of the shepherd, may learn how to walk +rather through example than through words. For he who is +required by the necessity of his position to <i>speak</i> the highest +things is compelled by the same necessity to <i>do</i> the highest +things. For that voice more readily penetrates the hearer's +heart, which the speaker's life commends, since what he commands +by speaking he helps the doing by showing.</p> + +<p>The ruler should be discreet in keeping silence, profitable in +speech; lest he either utter what ought to be suppressed or suppress +what he ought to utter. For, as incautious speaking leads +into error, so indiscreet silence leaves in error those who might +have been instructed. +<span class="pagenum"><a name="Page_93" id="Page_93">93</a></span></p> + +<p>The ruler ought also to understand how commonly vices pass +themselves off as virtues. For often niggardliness excuses itself +under the name of frugality, and on the other hand extravagance +conceals itself under the name of liberality. Often inordinate +carelessness is believed to be loving-kindness, and unbridled +wrath is accounted the virtue of spiritual zeal. Often hasty +action is taken for promptness, and tardiness for the deliberation +<span class="sidebar">He must be +able to distinguish +virtues +and vices</span> +of seriousness. Whence it is necessary for the +ruler of souls to distinguish with vigilant care +between virtues and vices, lest stinginess get +possession of his heart while he exults in seeming frugality in +expenditure; or, while anything is recklessly wasted, he glory in +being, as it were, compassionately liberal; or, in overlooking what +he ought to have smitten, he draw on those that are under him +to eternal punishment; or, in mercilessly smiting an offense, he +himself offend more grievously; or, by rashly anticipating, mar +what might have been done properly and gravely; or, by putting +off the merit of a good action, change it to something worse.</p> + +<p>Since, then, we have shown what manner of man the pastor +ought to be, let us now set forth after what manner he should +<span class="sidebar">No one kind +of teaching +adapted to +all men</span> + +teach. For, as long before us Gregory Nazianzen,<a name="FNanchor_99" id="FNanchor_99" href="#Footnote_99" class="fnanchor">[99]</a> +of reverend memory, has taught, one and +the same exhortation does not suit all, inasmuch +as all are not bound together by similarity of character. For +the things that profit some often hurt others; seeing that also, +for the most part, herbs which nourish some animals are fatal to +others; and the gentle hissing that quiets horses incites whelps; +and the medicine which abates one disease aggravates another; +and the food which invigorates the life of the strong kills little +children. Therefore, according to the quality of the hearers +ought the discourse of teachers to be fashioned, so as to suit all +and each for their several needs, and yet never deviate from the +<span class="pagenum"><a name="Page_94" id="Page_94">94</a></span> +art of common edification. For what are the intent minds of +hearers but, so to speak, a kind of harp, which the skilful player, +in order to produce a tune possessing harmony, strikes in various +ways? And for this reason the strings render back a melodious +sound, because they are struck indeed with one quill, but not +with one kind of stroke. Whence every teacher also, that he +may edify all in the one virtue of charity, ought to touch the +hearts of his hearers out of one doctrine, but not with one and +the same exhortation.</p> + +<p>Differently to be admonished are these that follow:</p> + +<p>Men and women.</p> + +<p>The poor and the rich.</p> + +<p>The joyful and the sad.</p> + +<p>Prelates and subordinates.</p> + +<p>Servants and masters.</p> + +<p>The wise of this world and the dull. +<span class="sidebar">Various classes +of hearers +to be distinguished</span> +</p> + +<p>The impudent and the bashful.</p> + +<p>The forward and the faint-hearted.</p> + +<p>The impatient and the patient.</p> + +<p>The kindly disposed and the envious.</p> + +<p>The simple and the insincere.</p> + +<p>The whole and the sick.</p> + +<p>Those who fear scourges, and therefore live innocently; and +those who have grown so hard in iniquity as not to be corrected +even by scourges.</p> + +<p>The too silent, and those who spend time in much speaking.</p> + +<p>The slothful and the hasty.</p> + +<p>The meek and the passionate.</p> + +<p>The humble and the haughty.</p> + +<p>The obstinate and the fickle.</p> + +<p>The gluttonous and the abstinent.</p> + +<p>Those who mercifully give of their own, and those who would +fain seize what belongs to others.</p> + +<p>Those who neither seize the things of others nor are bountiful +<span class="pagenum"><a name="Page_95" id="Page_95">95</a></span> +with their own; and those who both give away the things they +have, and yet cease not to seize the things of others.</p> + +<p>Those who are at variance, and those who are at peace.</p> + +<p>Lovers of strife and peacemakers.</p> + +<p>Those who understand not aright the words of sacred law; +and those who understand them indeed aright, but speak them +without humility.</p> + +<p>Those who, though able to preach worthily, are afraid through +excessive humility; and those whom imperfection or age debars +from preaching, and yet rashness impels to it.</p> + +<p>(Admonition 7)<a name="FNanchor_100" id="FNanchor_100" href="#Footnote_100" class="fnanchor">[100]</a>. Differently to be admonished are the wise of +this world and the dull. For the wise are to be admonished that +they leave off knowing what they know<a name="FNanchor_101" id="FNanchor_101" href="#Footnote_101" class="fnanchor">[101]</a>; the dull also are to be +admonished that they seek to know what they know not. In +the former this thing first, that they think themselves wise, is to +be overcome; in the latter, whatsoever is already known of +<span class="sidebar">How the wise +and the dull +are to be admonished</span> + +heavenly wisdom is to be built up; since, being in +no wise proud, they have, as it were, prepared +their hearts for supporting a building. With +those we should labor that they become more wisely foolish<a name="FNanchor_102" id="FNanchor_102" href="#Footnote_102" class="fnanchor">[102]</a>, +leave foolish wisdom, and learn the wise foolishness of God: to +these we should preach that from what is accounted foolishness +<span class="pagenum"><a name="Page_96" id="Page_96">96</a></span> +they should pass, as from a nearer neighborhood, to true +wisdom.</p> + +<p>But in the midst of these things we are brought back by the +earnest desire of charity to what we have already said above; +that every preacher should give forth a sound more by his deeds +than by his words, and rather by good living imprint footsteps +for men to follow than by speaking show them the way to walk +in. For that cock, too, whom the Lord in his manner of speech +takes to represent a good preacher, when he is now preparing to +crow, first shakes his wings, and by smiting himself makes himself +more awake; since it is surely necessary that those who give +utterance to words of holy preaching should first be well awake +<span class="sidebar">Emphasis on +the importance +of setting a +right example</span> + +in earnestness of good living, lest they arouse +others with their voice while themselves torpid +in performance; that they should first shake +themselves up by lofty deeds, and then make others solicitous +for good living; that they should first smite themselves with the +wings of their thoughts; that whatsoever in themselves is unprofitably +torpid they should discover by anxious investigation, +and correct by strict self-discipline, and then at length set in +order the life of others by speaking; that they should take heed +to punish their own faults by bewailings, and then denounce +what calls for punishment in others; and that, before they give +voice to words of exhortation, they should proclaim in their +deeds all that they are about to speak.</p> +<p><span class="pagenum"><a name="Page_97" id="Page_97">97</a></span></p> + +<h3>CHAPTER VII.<br /> +THE RISE OF MOHAMMEDANISM</h3> + +<h4>13. Selections from the Koran</h4> + +<div class="intro"> +<p>The Koran comprises all of the recorded speeches and sayings of +the prophet Mohammed and it has for nearly fifteen centuries been the +absolute law and gospel of the Mohammedan religion. The teachings +and revelations which are contained in it are believed by Mohammedans +to have proceeded directly from God. They were delivered orally by +Mohammed from time to time in the presence of his followers and +until after the prophet's death in 632 no attempt was made to put them +in organized written form. Many of the disciples, however, remembered +the words their master had uttered, at least until they could inscribe +them on palm leaves, bits of wood, bleached bones, or other such +articles as happened to be at hand. In the reign of Abu-Bekr (632-634), +Mohammed's successor, it became apparent that unless some measure +was adopted to bring these scattered sayings together they were in a +fair way to be lost for all time to come. Hence the caliph intrusted to +a certain young man by the name of Zaid the task of collecting and +putting in some sort of system all the teachings that had survived, +whether in written form or merely in the minds of men. Zaid had +served Mohammed in a capacity which we should designate perhaps +as that of secretary, and so should have been well qualified for the +work. In later years (about 660) the Koran, or "the reading," as the +collection began to be called, was again thoroughly revised. Thereafter +all older copies were destroyed and no farther changes in any +respect were ever made.</p> + +<p>The Koran is made up of one hundred and fourteen chapters, called +<i>surahs</i>, arranged loosely in the order of their length, beginning with +<span class="pagenum"><a name="Page_98" id="Page_98">98</a></span> +the longest. This arrangement does not correspond either to the dates +at which the various passages were uttered by the prophet or to any +sequence of thought and meaning, so that when one takes up the book +to read it as it is ordinarily printed it seems about as confused as anything +can well be. Scholars, however, have recently discovered the +chronological order of the various parts and this knowledge has already +come to be of no little assistance in the work of interpretation. Like +all sacred books, the Koran abounds in repetitions; yet, taken all in +all, it contains not more than two-thirds as many verses as the New +Testament, and, as one writer has rather curiously observed, it is not +more than one-third as lengthy as the ordinary Sunday edition of the +New York <i>Herald</i>. The teachings which are most emphasized are (1) +the unity and greatness of God, (2) the sin of worshipping idols, (3) +the certainty of the resurrection of the body and the last judgment, +(4) the necessity of a belief in the Scriptures as revelations from God +communicated through angels to the line of prophets, (5) the luxuries +of heaven and the torments of hell, (6) the doctrine of predestination, +(7) the authoritativeness of Mohammed's teachings, and (8) the four +cardinal obligations of worship (including purification and prayer), +fasting, pilgrimages, and alms-giving. Intermingled with these are +numerous popular legends and sayings of the Arabs before Mohammed's +day, stories from the Old and New Testaments derived from Jewish +and Christian settlers in Arabia, and certain definite and practical +rules of everyday conduct. The book is not only thus haphazard in +subject-matter but it is also very irregular in interest and elegance. +Portions of it abound in splendid imagery and lofty conceptions, and +represent the literary quality of the Arabian language at its best, though +of course this quality is very largely lost in translation. The later +surahs—those which appear first in the printed copy—are largely argumentative +and legislative in character and naturally fall into a more +prosaic and monotonous strain. From an almost inexhaustible maze +of precepts, exhortations, and revelations, the following widely separated +passages have been selected in the hope that they will serve to +show something of the character of the Koran itself, as well as the +nature of some of the more important Mohammedan beliefs and ideals. +It will be found profitable to make a comparison of Christian beliefs +on the same points as drawn from the New Testament. +<span class="pagenum"><a name="Page_99" id="Page_99">99</a></span></p> +</div> + +<p class="source">Source—Text in Edward William Lane, <i>Selections from the Kur-án</i>, edited by +Stanley Lane-Poole (London, 1879), <i>passim</i>.</p> + +<div class="poem"> +<p>In the name of God, the Compassionate, the Merciful.</p> +</div> + +<p><span class="sidebar">The opening<br /> +prayer<a name="FNanchor_103" id="FNanchor_103" href="#Footnote_103" class="fnanchor">[103]</a></span></p> + +<div class="poem"> +<p>Praise be to God, the Lord of the Worlds,</p> +<p>The Compassionate, the Merciful,</p> +<p>The King of the day of judgment.</p> +<p>Thee do we worship, and of Thee seek we help.</p> +<p>Guide us in the right way,</p> +<p>The way of those to whom Thou hast been gracious,</p> +<p>Not of those with whom Thou art wroth, nor of the erring.<a name="FNanchor_104" id="FNanchor_104" href="#Footnote_104" class="fnanchor">[104]</a></p> +</div> +<div class="poem"> +<p class="i4">Say, He is God, One [God];</p> +<p class="i4">God, the Eternal.</p> +<p class="i4">He begetteth not nor is begotten,</p> +<p class="i4">And there is none equal unto Him.<a name="FNanchor_105" id="FNanchor_105" href="#Footnote_105" class="fnanchor">[105]</a></p> +</div> +<p><span class="sidebar">The "throne +verse"</span></p> +<div class="blockquot"> +<p>God! There is no God but He, the <i>Ever</i>-living, the Ever-Subsisting. +Slumber seizeth Him not, nor sleep. To Him belongeth +whatsoever is in the Heavens and whatsoever +is in the Earth. Who is he that shall intercede +with Him, unless by His permission? He knoweth what [hath +been] before them and what [shall be] after them, and they shall +not compass aught of His knowledge save what He willeth. His +Throne comprehendeth the Heavens and the Earth, and the care +of them burdeneth Him not. And He is the High, The Great.<a name="FNanchor_106" id="FNanchor_106" href="#Footnote_106" class="fnanchor">[106]</a></p> +</div> +<p> +<span class="pagenum"><a name="Page_100" id="Page_100">100</a></span></p> + +<div class="poem"> +<p>When the earth is shaken with her shaking,</p> +</div> +<p><span class="sidebar">The day of<br /> +resurrection</span></p> +<div class="poem"> +<div class="sn"> +<p>And the earth hath cast forth her dead,</p> +<p>And man shall say, 'What aileth her?'</p> +<p>On that day shall she tell out her tidings,</p> +<p>Because thy Lord hath inspired her,</p> +<p>On that day shall men come one by one to behold their works,</p> +<p>And whosoever shall have wrought an ant's weight of good shall behold it,</p> +<p>And whosoever shall have wrought an ant's weight of ill shall behold it.</p> +</div> +</div> + +<div class="poem"> +<p>When the heaven shall be cloven asunder,</p> +<p>And when the stars shall be scattered,</p> +<p>And when the seas shall be let loose,</p> +<p>And when the graves shall be turned upside-down,<a name="FNanchor_107" id="FNanchor_107" href="#Footnote_107" class="fnanchor">[107]</a></p> +<p><i>Every</i> soul shall know what it hath done and left undone.</p> +<p>O man! what hath seduced thee from thy generous Lord,</p> +<p>Who created thee and fashioned thee and disposed thee aright?</p> +<p>In the form which pleased Him hath He fashioned thee.</p> +<p>Nay, but ye treat the Judgment as a lie.</p> +</div> +<p><span class="sidebar">The coming<br /> +judgment</span></p> +<div class="poem"> +<div class="sn"> +<p>Verily there are watchers over you,</p> +<p>Worthy recorders,</p> +<p>Knowing what ye do.</p> +<p>Verily in delight shall the righteous dwell;</p> +<p>And verily the wicked in Hell [-Fire];</p> +<p>They shall be burnt at it on the day of doom,</p> +<p>And they shall not be hidden from it.</p> +<p>And what shall teach thee what the Day of Judgment is?</p> +<p>Again: What shall teach thee what is the Day of Judgment?</p> +<p><i>It is</i> a day when one soul shall be powerless for another soul; and all on that day shall be in the hands of God.</p> +</div> +</div> +<p><span class="pagenum"><a name="Page_101" id="Page_101">101</a></span></p> + +<div class="poem"> +<p>When one blast shall be blown on the trumpet,</p> +<p>And the earth shall be raised and the mountains, and be broken to dust with one breaking,</p> +<p>On that day the Calamity shall come to pass:</p> +<p>And the heavens shall cleave asunder, being frail on that day,</p> +<p>And the angels on the sides thereof; and over them on that day eight <i>of the angels</i> shall bear the throne of thy Lord.</p> +</div> +<p><span class="sidebar">The reward<br /> +of the<br /> +righteous</span></p> +<div class="poem"> +<div class="sn"> +<p>On that day ye shall be presented <i>for the reckoning</i>; none of your secrets shall be hidden.</p> +<p>And as to him who shall have his book<a name="FNanchor_108" id="FNanchor_108" href="#Footnote_108" class="fnanchor">[108]</a> given to him in his right hand, he shall say, 'Take ye, read my book;'</p> +<p>Verily I was sure I should come to my reckoning.</p> +<p>And his [shall be] a pleasant life</p> +<p>In a lofty garden,</p> +<p>Whose clusters [shall be] near at hand.</p> +<p>'Eat ye and drink with benefit on account of that which ye paid beforehand in the past days.'</p> +</div> +</div> +<div class="poem"> +<p>But as to him who shall have his book given to him in his left hand, he shall say, 'O would that I had not had my book given to me,</p> +<p>Nor known what [was] my reckoning!</p> +</div> +<p><span class="sidebar">The fate of<br /> +the wicked</span></p> +<div class="poem"> +<div class="sn"> +<p>O would that <i>my death</i> had been the ending <i>of me</i>!</p> +<p>My wealth hath not profited me!</p> +<p>My power is passed from me!'</p> +<p>'Take him and chain him,</p> +<p>Then cast him into hell to be burnt,</p> +<p>Then in a chain of seventy cubits bind him:</p> +<p>For he believed not in God, the Great,</p> +<p>Nor urged to feed the poor;</p> +<p>Therefore he shall not have here this day a friend,</p> +<p>Nor any food save filth</p> +<p>Which none but the sinners shall eat.'</p> +</div> +</div> +<p><span class="pagenum"><a name="Page_102" id="Page_102">102</a></span></p> +<div class="poem"> +<p>When the Calamity shall come to pass</p> +<p>There shall not be <i>a soul</i> that will deny its happening,</p> +<p>[It will be] an abaser <i>of some</i>, an exalter <i>of others</i>;</p> +<p>When the earth shall be shaken with a <i>violent</i> shaking,</p> +<p>And the mountains shall be crumbled with a violent crumbling,</p> +<p>And shall become fine dust scattered abroad;</p> +<p>And ye shall be three classes.<a name="FNanchor_109" id="FNanchor_109" href="#Footnote_109" class="fnanchor">[109]</a></p> +<p>And the people of the right hand, what shall be the people of the right hand!</p> +<p>And the people of the left hand, what the people of the left hand!</p> +</div> +<p><span class="sidebar">"The<br /> +preceders"</span></p> +<div class="poem"> +<div class="sn"> +<p>And the Preceders, the Preceders!<a name="FNanchor_110" id="FNanchor_110" href="#Footnote_110" class="fnanchor">[110]</a></p> +<p>These [shall be] the brought-nigh [unto God]</p> +<p>In the gardens of delight,—</p> +<p>A crowd of the former generations,</p> +<p>And a few of the latter generations,</p> +<p>Upon inwrought couches,</p> +<p>Reclining thereon, face to face.</p> +<p>Youths ever-young shall go unto them round about</p> +<p>With goblets and ewers and a cup of flowing wine,</p> +<p>Their [heads] shall ache not with it, neither shall they be drunken;</p> +<p>And with fruits of the [sorts] which they shall choose,</p> +<p>And the flesh of birds of the [kinds] which they shall desire.</p> +<p>And damsels with eyes like pearls laid up</p> +<p><i>We will give them</i> as a reward for that which they have done.</p> +<p>Therein shall they hear no vain discourse nor accusation of sin,</p> +<p>But [only] the saying, 'Peace! Peace!'</p> +</div> +</div> + +<p><span class="pagenum"><a name="Page_103" id="Page_103">103</a></span></p> + +<div class="poem"> +<p>And the people of the right hand—what [shall be] the people of the right hand!</p> +<p>[They shall dwell] among lote-trees without thorns</p> +</div> +<p><span class="sidebar">The<br /> +pleasures<br /> +of paradise</span></p> +<div class="poem"> +<div class="sn"> +<p>And bananas loaded with fruit,</p> +<p>And a shade <i>ever-spread</i>,</p> +<p>And water <i>ever</i>-flowing,</p> +<p>And fruits abundant</p> +<p>Unstayed and unforbidden,<a name="FNanchor_111" id="FNanchor_111" href="#Footnote_111" class="fnanchor">[111]</a></p> +<p>And couches raised.<a name="FNanchor_112" id="FNanchor_112" href="#Footnote_112" class="fnanchor">[112]</a></p> +<p>Verily we have created them<a name="FNanchor_113" id="FNanchor_113" href="#Footnote_113" class="fnanchor">[113]</a> by a [peculiar] creation,</p> +<p>And have made them virgins,</p> +<p>Beloved of their husbands, of equal age [with them],</p> +<p>For the people of the right hand,</p> +<p>A crowd of the former generations</p> +<p>And a crowd of the latter generations.</p> +</div> +</div> +<div class="poem"> +<p>And the people of the left hand—what [shall be] the people of the left hand!</p> +<p>[They shall dwell] amidst burning wind and scalding water,</p> +<p>And a shade of blackest smoke,</p> +<p>Not cool and not grateful.</p> +<p>For before this they were blest with worldly goods,</p> +<p>And they persisted in heinous sin,</p> +<p>And said, 'When we shall have died and become dust and bones, shall we indeed be raised to life,</p> +</div> +<p><span class="sidebar">The<br /> +torments<br /> +of hell</span></p> +<p><span class="pagenum"><a name="Page_104" id="Page_104">104</a></span></p> +<div class="poem"> +<div class="sn"> +<p>And our fathers the former generations?'</p> +<p>Say, verily the former and the latter generations</p> +<p>Shall be gathered together for the appointed time of a known day.</p> +<p>Then ye, O ye erring, belying [people],</p> +<p>Shall surely eat of the tree of Ez-Zakkoom,<a name="FNanchor_114" id="FNanchor_114" href="#Footnote_114" class="fnanchor">[114]</a></p> +<p>And fill therewith [your] stomachs,</p> +<p>And drink thereon boiling water,</p> +<p>And ye shall drink as thirsty camels drink.—</p> +<p>This [shall be] their entertainment on the day of retribution.</p> +</div> +</div> + +<p><span class="pagenum"><a name="Page_105" id="Page_105">105</a></span></p> + +<h3>CHAPTER VIII.<br /> +THE BEGINNINGS OF THE CAROLINGIAN DYNASTY OF FRANKISH +KINGS</h3> +<h4>14. Pepin the Short Takes the Title of King (751)</h4> + +<div class="intro"> +<p>During the seventh and eighth centuries the Merovingian line of +Frankish kings degenerated to a condition of weakness both pitiable +and ridiculous. As the royal family became less worthy, the powers of +government gradually slipped from its hands into those of a series of +ministers commonly known by the title of Mayor of the Palace (<i>Maior +Domus</i>). The most illustrious of these uncrowned sovereigns was +Charles Martel, the victor over the Saracens near Poitiers, in whose +time the Frankish throne for four years had no occupant at all. Martel +contrived to make his peculiar office hereditary, and at his death in +741 left it to be filled jointly by his two elder sons, Karlmann and +Pepin the Short. They decided that it would be to their interest to +keep up the show of Merovingian royalty a little longer and in 743 +allowed Childeric III. to mount the throne—a weakling destined to +be the last of his family to wear the Frankish crown. Four years later +Karlmann renounced his office and withdrew to the monastery of +Monte Cassino, southeast of Rome, leaving Pepin sole "mayor" and +the only real ruler of the Franks. Before many more years had passed, +the utter uselessness of keeping up a royal line whose members were +notoriously unfit to govern had impressed itself upon the nation to +such an extent that when Pepin proceeded to put young Childeric in +a monastery and take the title of king for himself, nobody offered the +slightest objection. The sanction of the Pope was obtained for the act +because Pepin thought that his course would thus be made to appear +less like an outright usurpation. The Pope's reward came four years +later when Pepin bestowed upon him the lands in northern and central +Italy which eventually constituted, in the main, the so-called States of +<span class="pagenum"><a name="Page_106" id="Page_106">106</a></span> +the Church. In later times, after the reign of Pepin's famous son +Charlemagne, the new dynasty established by Pepin's elevation to the +throne came to be known as the Carolingian (from <i>Karolus</i>, or Charles).</p> + +<p>The following account of the change from the Merovingian to the +Carolingian line is taken from the so-called <i>Lesser Annals of Lorsch</i>. +At the monastery of Lorsch, as at nearly every other such place in the +Middle Ages, records or "annals" of one sort or another were pretty +regularly kept. They were often very inaccurate and their writers +had a curious way of filling up space with matters of little importance, +but sometimes, as in the present instance, we can get from them some +very interesting information. The monastery of Lorsch was about +twelve miles distant from Heidelberg, in southern Germany.</p> +</div> + +<p class="source">Source—<i>Annales Laurissenses Minores</i> ["Lesser Annals of Lorsch"]. Text +in <i>Monumenta Germaniæ Historica, Scriptores</i> (Pertz ed.), Vol. I., +p. 116.</p> + +<p>In the year 750<a name="FNanchor_115" id="FNanchor_115" href="#Footnote_115" class="fnanchor">[115]</a> of the Lord's incarnation Pepin sent ambassadors +to Rome to Pope Zacharias,<a name="FNanchor_116" id="FNanchor_116" href="#Footnote_116" class="fnanchor">[116]</a> to inquire concerning the kings +of the Franks who, though they were of the royal line and were +called kings, had no power in the kingdom, except that charters +and privileges were drawn up in their names. They had absolutely +no kingly authority, but did whatever the Major Domus of +the Franks desired.<a name="FNanchor_117" id="FNanchor_117" href="#Footnote_117" class="fnanchor">[117]</a> But on the first day of March in the Campus +<span class="pagenum"><a name="Page_107" id="Page_107">107</a></span> +Martius,<a name="FNanchor_118" id="FNanchor_118" href="#Footnote_118" class="fnanchor">[118]</a> according to ancient custom, gifts were offered to these +kings by the people, and the king himself sat in the royal seat +with the army standing round him and the Major Domus in his +presence, and he commanded on that day whatever was decreed +by the Franks; but on all other days thenceforward he remained +quietly at home. Pope Zacharias, therefore, in the exercise of his +apostolic authority, replied to their inquiry that it seemed to him +better and more expedient that the man who held power in the +kingdom should be called king and be king, rather than he +who falsely bore that name. Therefore the aforesaid pope commanded +the king and people of the Franks that Pepin, who was +exercising royal power, should be called king, and should be established +on the throne. This was therefore done by the anointing +of the holy archbishop Boniface in the city of Soissons. Pepin +was proclaimed king, and Childeric, who was falsely called king, +was shaved and sent into a monastery.</p> + +<p> +<span class="pagenum"><a name="Page_108" id="Page_108">108</a></span></p> + +<h3>CHAPTER IX.<br /> +THE AGE OF CHARLEMAGNE</h3> + +<h4>15. Charlemagne the Man</h4> + +<div class="intro"> +<p>Biographical writings make up a not inconsiderable part of mediæval +literature, but unfortunately the greater portion of them are +to be trusted in only a limited degree by the student of history. Many +biographies, especially the lives of the saints and other noted Christian +leaders, were prepared expressly for the purpose of giving the world +concrete examples of how men ought to live. Their authors, therefore, +were apt to relate only the good deeds of the persons about +whom they wrote, and these were often much exaggerated for the sake +of effect. The people of the time generally were superstitious and easily +appealed to by strange stories and the recital of marvelous events. +They were not critical, and even such of them as were able to read at +all could be made to believe almost anything that the writers of books +cared to say. And since these writers themselves shared in the superstition +and credulousness of the age, naturally such biographies as were +written abounded in tales which anybody to-day would know at a +glance could not be true. To all this Einhard's <i>Life of Charles the Great</i> +stands as a notable exception. It has its inaccuracies, but it still +deserves to be ranked almost in a class of its own as a trustworthy +biographical contribution to our knowledge of the earlier Middle Ages.</p> + +<p>Einhard (or Eginhard) was a Frank, born about 770 near the Odenwald +in Franconia. After being educated at the monastery of Fulda he +was presented at the Frankish court, some time between 791 and 796, +where he remained twenty years as secretary and companion of the +king, and later emperor, Charlemagne. He was made what practically +corresponds to a modern minister of public works and in that capacity +is thought to have supervised the building of the palace and basilica +of the temple at Aachen, the palace of Ingelheim, the bridge over the +<span class="pagenum"><a name="Page_109" id="Page_109">109</a></span> +Rhine at Mainz, and many other notable constructions of the king, +though regarding the precise work of this sort which he did there is a +general lack of definite proof. Despite the fact that he was a layman, +he was given charge of a number of abbeys. His last years were spent +at the Benedictine monastery of Seligenstadt, where he died about 840. +There is a legend that Einhard's wife, Emma, was a daughter of Charlemagne, +but this is to be regarded as merely a twelfth-century invention.</p> + +<p>The <i>Vita Caroli Magni</i> was written as an expression of the author's +gratitude to his royal friend and patron, though it did not appear +until shortly after the latter's death in 814. "It contains the history +of a very great and distinguished man," says Einhard in his preface, +"but there is nothing in it to wonder at, besides his deeds, except the +fact that I, who am a barbarian, and very little versed in the Roman +language, seem to suppose myself capable of writing gracefully and +respectably in Latin." It is considered ordinarily that Einhard endeavored +to imitate the style of the Roman Suetonius, the biographer +of the first twelve Cæsars, though in reality his writing is perhaps +superior to that of Suetonius and there are scholars who hold that +if he really followed a classical model at all that model was Julius +Cæsar. Aside from the matter of literary style, there can be no reasonable +doubt that the idea of writing a biography of his master was suggested +to Einhard by the biographies of Suetonius, particularly that +of the Emperor Augustus. Despite his limitations, says Mr. Hodgkin, +the fact remains that "almost all our real, vivifying knowledge of +Charles the Great is derived from Einhard, and that the <i>Vita Caroli</i> +is one of the most precious literary bequests of the early Middle Ages."<a name="FNanchor_119" id="FNanchor_119" href="#Footnote_119" class="fnanchor">[119]</a> +Certainly few mediæval writers had so good an opportunity as did +Einhard to know the truth about the persons and events they undertook +to describe.</p> +</div> + +<p class="source">Source—Einhard, <i>Vita Caroli Magni</i> ["Life of Charles the Great"], Chaps. +22-27. Text in <i>Monumenta Germaniæ Historica, Scriptores</i> (Pertz +ed.), Vol. II., pp. 455-457. Adapted from translation by Samuel +Epes Turner in "Harper's School Classics" (New York, 1880), +pp. 56-65.</p> + +<p><b>22.</b> Charles was large and strong, and of lofty stature, though +not excessively tall. The upper part of his head was round, his +<span class="pagenum"><a name="Page_110" id="Page_110">110</a></span> +eyes very large and animated, nose a little long, hair auburn, and +face laughing and merry. His appearance was always stately +and dignified, whether he was standing or sitting, although his +neck was thick and somewhat short and his abdomen rather +prominent. The symmetry of the rest of his body concealed +these defects. His gait was firm, his whole carriage manly, and +<span class="sidebar">Personal +appearance</span> +his voice clear, but not so strong as his size led +one to expect. His health was excellent, except +during the four years preceding his death, when he was subject +to frequent fevers; toward the end of his life he limped a little +with one foot. Even in his later years he lived rather according +to his own inclinations than the advice of physicians; the latter +indeed he very much disliked, because they wanted him to give +up roasts, to which he was accustomed, and to eat boiled meat +instead. In accordance with the national custom, he took frequent +exercise on horseback and in the chase, in which sports +scarcely any people in the world can equal the Franks. He enjoyed +the vapors from natural warm springs, and often indulged +in swimming, in which he was so skilful that none could surpass +him; and hence it was that he built his palace at Aix-la-Chapelle, +and lived there constantly during his later years....<a name="FNanchor_120" id="FNanchor_120" href="#Footnote_120" class="fnanchor">[120]</a></p> + +<p><b>23.</b> His custom was to wear the national, that is to say, the +Frankish, dress—next his skin a linen shirt and linen breeches, +and above these a tunic fringed with silk; while hose fastened by +<span class="pagenum"><a name="Page_111" id="Page_111">111</a></span> +bands covered his lower limbs, and shoes his feet. In winter he +protected his shoulders and chest by a close-fitting coat of otter +or marten skins. Over all he flung a blue cloak, and he always +had a sword girt about him, usually one with a gold or silver hilt +and belt. He sometimes carried a jeweled sword, but only on +<span class="sidebar">Manner +of dress</span> +great feast-days or at the reception of ambassadors +from foreign nations. He despised foreign +costumes, however handsome, and never allowed himself to be +robed in them, except twice in Rome, when he donned the Roman +tunic, chlamys,<a name="FNanchor_121" id="FNanchor_121" href="#Footnote_121" class="fnanchor">[121]</a> and shoes; the first time at the request of Pope +Hadrian,<a name="FNanchor_122" id="FNanchor_122" href="#Footnote_122" class="fnanchor">[122]</a> the second to gratify Leo, Hadrian's successor.<a name="FNanchor_123" id="FNanchor_123" href="#Footnote_123" class="fnanchor">[123]</a> On +great feast-days he made use of embroidered clothes, and shoes +adorned with precious stones; his cloak was fastened with a +golden buckle, and he appeared crowned with a diadem of gold +and gems; but on other days his dress differed little from that of +ordinary people.</p> + +<p><b>24.</b> Charles was temperate in eating, and especially so in +drinking, for he abhorred drunkenness in anybody, much more +in himself and those of his household; but he could not easily +abstain from food, and often complained that fasts injured his +health. He gave entertainments but rarely, only on great feast-days, +and then to large numbers of people. His meals consisted +ordinarily of four courses, not counting the roast, which his huntsmen +were accustomed to bring in on the spit; he was more fond +of this than of any other dish. While at table, he listened to +reading or music. The subjects of the readings were the stories +and deeds of olden time. He was fond, too, of St. Augustine's +books, and especially of the one entitled <i>The City of God</i>.<a name="FNanchor_124" id="FNanchor_124" href="#Footnote_124" class="fnanchor">[124]</a> +<span class="pagenum"><a name="Page_112" id="Page_112">112</a></span> +He was so moderate in the use of wine and all sorts of drink that +he rarely allowed himself more than three cups in the course of a +<span class="sidebar">Every-day +life</span> +meal. In summer, after the midday meal, he +would eat some fruit, drain a single cup, put off +his clothes and shoes, just as he did for the night, and rest for two +or three hours. While he was dressing and putting on his shoes, +he not only gave audience to his friends, but if the Count of the +Palace<a name="FNanchor_125" id="FNanchor_125" href="#Footnote_125" class="fnanchor">[125]</a> told him of any suit in which his judgment was necessary, +he had the parties brought before him forthwith, heard the +case, and gave his decision, just as if he were sitting in the judgment-seat. +This was not the only business that he transacted at +this time, but he performed any duty of the day whatever, +whether he had to attend to the matter himself, or to give +commands concerning it to his officers.</p> + +<p><b>25.</b> Charles had the gift of ready and fluent speech, and could +express whatever he had to say with the utmost clearness. He +was not satisfied with ability to use his native language merely, +but gave attention to the study of foreign ones, and in particular +was such a master of Latin that he could speak it as well as his +native tongue; but he could understand Greek better than he +could speak it. He was so eloquent, indeed, that he might have +been taken for a teacher of oratory. He most zealously cherished +the liberal arts, held those who taught them in great esteem, and +conferred great honors upon them. He took lessons in grammar +of the deacon Peter of Pisa, at that time an aged man.<a name="FNanchor_126" id="FNanchor_126" href="#Footnote_126" class="fnanchor">[126]</a> Another +<span class="pagenum"><a name="Page_113" id="Page_113">113</a></span> +deacon, Albin of Britain, surnamed Alcuin, a man of Saxon birth, +who was the greatest scholar of the day, was his teacher in other +<span class="sidebar">Education +and accomplishments</span> +branches of learning.<a name="FNanchor_127" id="FNanchor_127" href="#Footnote_127" class="fnanchor">[127]</a> The king spent much +time and labor with him studying rhetoric, dialectic, +and especially astronomy. He learned to +make calculations, and used to investigate with much curiosity +and intelligence the motions of the heavenly bodies. He also +tried to write, and used to keep tablets and blanks in bed under +his pillow, that at leisure hours he might accustom his hand to +form the letters; however, as he began his efforts late in life, and +not at the proper time, they met with little success.</p> + +<p><b>26.</b> He cherished with the greatest fervor and devotion the +principles of the Christian religion, which had been instilled into +him from infancy. Hence it was that he built the beautiful +basilica at Aix-la-Chapelle, which he adorned with gold and silver +and lamps, and with rails and doors of solid brass. He had the +columns and marbles for this structure brought from Rome and +Ravenna, for he could not find such as were suitable elsewhere.<a name="FNanchor_128" id="FNanchor_128" href="#Footnote_128" class="fnanchor">[128]</a> +He was a constant worshipper at this church as long as his health +permitted, going morning and evening, even after nightfall, +<span class="sidebar">Interest in religion +and the +Church</span> +besides attending mass. He took care that all +the services there conducted should be held in +the best possible manner, very often warning +the sextons not to let any improper or unclean thing be brought +into the building, or remain in it. He provided it with a number +of sacred vessels of gold and silver, and with such a quantity +of clerical robes that not even the door-keepers, who filled the +humblest office in the church, were obliged to wear their everyday +clothes when in the performance of their duties. He took +<span class="pagenum"><a name="Page_114" id="Page_114">114</a></span> +great pains to improve the church reading and singing, for he +was well skilled in both, although he neither read in public nor +sang, except in a low tone and with others.</p> + +<p><b>27.</b> He was very active in aiding the poor, and in that open +generosity which the Greeks call alms; so much so, indeed, that +he not only made a point of giving in his own country and his +own kingdom, but when he discovered that there were Christians +living in poverty in Syria, Egypt, and Africa, at Jerusalem, +Alexandria, and Carthage, he had compassion on their wants, +and used to send money over the seas to them. The reason that +he earnestly strove to make friends with the kings beyond seas +was that he might get help and relief to the Christians living +<span class="sidebar">Generosity +and charities</span> + +under their rule. He cared for the Church Of St. +Peter the Apostle at Rome above all other holy +and sacred places, and heaped high its treasury with a vast wealth +of gold, silver, and precious stones. He sent great and countless +gifts to the popes;<a name="FNanchor_129" id="FNanchor_129" href="#Footnote_129" class="fnanchor">[129]</a> and throughout his whole reign the wish that +he had nearest his heart was to re-establish the ancient authority +of the city of Rome under his care and by his influence, and to +defend and protect the Church of St. Peter, and to beautify and +enrich it out of his own store above all other churches. Nevertheless, +although he held it in such veneration, only four times<a name="FNanchor_130" id="FNanchor_130" href="#Footnote_130" class="fnanchor">[130]</a> did +he repair to Rome to pay his vows and make his supplications +during the whole forty-seven years that he reigned.<a name="FNanchor_131" id="FNanchor_131" href="#Footnote_131" class="fnanchor">[131]</a></p> + +<h4>16. The War with the Saxons (772-803)</h4> + +<div class="intro"> +<p>When Charlemagne became sole ruler of the Franks, in 771, he +found his kingdom pretty well hemmed in by a belt of kindred, +<span class="pagenum"><a name="Page_115" id="Page_115">115</a></span> +though more or less hostile, Germanic peoples. The most important +of these were the Visigoths in northern Spain, the Lombards in the +Po Valley, the Bavarians in the region of the upper Danube, and the +Saxons between the Rhine and the Elbe. The policy of the new king, +perhaps only dimly outlined at the beginning of the reign but growing +ever more definite as time went on, was to bring all of these neighboring +peoples under the Frankish dominion, and so to build up a great +state which should include the whole Germanic race of western and +northern continental Europe. Most of the king's time during the first +thirty years, or two-thirds, of the reign was devoted to this stupendous +task. The first great step was taken in the conquest of the Lombards in +774, after which Charlemagne assumed the title of King of the Lombards. +In 787 Bavaria was annexed to the Frankish kingdom, the +settlement in this case being in the nature of a complete absorption +rather than a mere personal union such as followed the Lombard conquest. +The next year an expedition across the Pyrenees resulted in the +annexation of the Spanish March—a region in which the Visigoths had +managed to maintain some degree of independence against the Saracens. +In all these directions little fighting was necessary and for one +reason or another the sovereignty of the Frankish king was recognized +without much delay or resistance.</p> + +<p>The problem of reducing the Saxons was, however, a very different +one. The Saxons of Charlemagne's day were a people of purest Germanic +stock dwelling in the land along the Rhine, Ems, Weser, and +Elbe, and inland as far as the low mountains of Hesse and Thuringia—the +regions which now bear the names of Hanover, Brunswick, Oldenburg, +and Westphalia. The Saxons, influenced as yet scarcely at all +by contact with the Romans, retained substantially the manner of +life described seven centuries earlier by Tacitus in the <i>Germania</i>. They +lived in small villages, had only the loosest sort of government, and +clung tenaciously to the warlike mythology of their ancestors. Before +Charlemagne's time they had engaged in frequent border wars with +the Franks and had shown capacity for making very obstinate resistance. +And when Charlemagne himself undertook to subdue them he entered +upon a task which kept him busy much of the time for over thirty years, +that is, from 772 to 803. In all not fewer than eighteen distinct campaigns +were made into the enemy's territory. The ordinary course +<span class="pagenum"><a name="Page_116" id="Page_116">116</a></span> +of events was that Charlemagne would lead his army across the Rhine +in the spring, the Saxons would make some little resistance and then +disperse or withdraw toward the Baltic, and the Franks would leave +a garrison and return home for the winter. As soon as the enemy's +back was turned the Saxons would rally, expel or massacre the garrison, +and assert their complete independence of Frankish authority. The +next year the whole thing would have to be done over again. There +were not more than two great battles in the entire contest; the war +consisted rather of a monotonous series of "military parades," apparent +submissions, revolts, and re-submissions. As Professor Emerton puts +it, "From the year 772 to 803, a period of over thirty years, this war +was always on the programme of the Frankish policy, now resting for +a few years, and now breaking out with increased fury, until finally +the Saxon people, worn out with the long struggle against a superior +foe, gave it up and became a part of the Frankish Empire."<a name="FNanchor_132" id="FNanchor_132" href="#Footnote_132" class="fnanchor">[132]</a></p> + +<p>It is to be regretted that we have no Saxon account of the great +contest except the well-meant, but very inadequate, history by Widukind, +a monk of Corbie, written about the middle of the tenth century. +However, the following passage from Einhard, the secretary and +biographer of Charlemagne, doubtless describes with fair accuracy the +conditions and character of the struggle. A few of the writer's strongest +statements regarding Saxon perfidy should be accepted only with some +allowance for Frankish prejudice.</p> +</div> + +<p class="source">Source—Einhard, <i>Vita Caroli Magni</i>, Chap. 7. Text in <i>Monumenta Germaniæ +Historica, Scriptores</i> (Pertz ed.), Vol. II., pp. 446-447. +Adapted from translation by Samuel Epes Turner in "Harper's +School Classics" (New York, 1880), pp. 26-28.</p> + +<p>No war ever undertaken by the Frankish nation was carried +on with such persistence and bitterness, or cost so much labor, +because the Saxons, like almost all the tribes of Germany, were +a fierce people, given to the worship of devils and hostile to our +religion, and did not consider it dishonorable to transgress and +violate all law, human and divine. Then there were peculiar +<span class="pagenum"><a name="Page_117" id="Page_117">117</a></span> +circumstances that tended to cause a breach of peace every day. +Except in a few places, where large forests or mountain-ridges +<span class="sidebar">Lack of a natural +frontier</span> +intervened and made the boundaries certain, the +line between ourselves and the Saxons passed +almost in its whole extent through an open country, so that +there was no end to the murders, thefts, and arsons on both sides. +In this way the Franks became so embittered that they at last +resolved to make reprisals no longer, but to come to open war +with the Saxons.</p> + +<p>Accordingly, war was begun against them, and was waged for +thirty-three successive years<a name="FNanchor_133" id="FNanchor_133" href="#Footnote_133" class="fnanchor">[133]</a> with great fury; more, however, +to the disadvantage of the Saxons than of the Franks. It could +doubtless have been brought to an end sooner, had it not been +for the faithlessness of the Saxons. It is hard to say how often +they were conquered, and, humbly submitting to the king, +<span class="sidebar">Faithlessness +of the Saxons</span> +promised to do what was enjoined upon them, +gave without hesitation the required hostages, +and received the officers sent them from the king. They were +sometimes so much weakened and reduced that they promised +to renounce the worship of devils and to adopt Christianity; but +they were no less ready to violate these terms than prompt to +accept them, so that it is impossible to tell which came easier to +them to do; scarcely a year passed from the beginning of the war +without such changes on their part. But the king did not suffer +his high purpose and steadfastness—firm alike in good and evil +fortune—to be wearied by any fickleness on their part, or to be +turned from the task that he had undertaken; on the contrary, +<span class="sidebar">Charlemagne's +settlement of +Saxons in Gaul +and Germany</span> +he never allowed their faithless behavior to go unpunished, +but either took the field against them +in person, or sent his counts with an army to wreak +vengeance and exact righteous satisfaction.<a name="FNanchor_134" id="FNanchor_134" href="#Footnote_134" class="fnanchor">[134]</a> At last, after conquering +<span class="pagenum"><a name="Page_118" id="Page_118">118</a></span> +and subduing all who had offered resistance, he took +ten thousand of those who lived on the banks of the Elbe, and +settled them, with their wives and children, in many different +bodies here and there in Gaul and Germany. The war that had +lasted so many years was at length ended by their acceding to +<span class="sidebar">The terms of peace</span> +the terms offered by the king; which were renunciation +of their national religious customs and +the worship of devils, acceptance of the sacraments of the Christian +religion,<a name="FNanchor_135" id="FNanchor_135" href="#Footnote_135" class="fnanchor">[135]</a> and union with the Franks to form one people.</p> + +<h4>17. The Capitulary Concerning the Saxon Territory (cir. 780)</h4> + +<div class="intro"> +<p>Just as the Saxons were the most formidable of Charlemagne's +foes to meet and defeat in open battle, so were they the most difficult +to maintain in anything like orderly allegiance after they had been +tentatively conquered. This was true in part because of their untamed, +freedom-loving character, but also in no small measure because +of the thoroughgoing revolution which the Frankish king sought to +work in their conditions of life, and especially in their religion. Before +the Saxon war was far advanced it had very clearly assumed the character +of a crusade of the Christian Franks against the "pagans of the +<span class="pagenum"><a name="Page_119" id="Page_119">119</a></span> +north." And when the Saxon had been brought to give sullen promise +of submission, it was his dearest possession—his fierce, heroic mythology—that +was first to be swept away. By the stern decree of the conqueror +Woden and Thor and Freya must go. In their stead was to be set up +the Christian religion with its churches, its priests, its fastings, its ceremonial +observances. Death was to be the penalty for eating meat during +Lent, if done "out of contempt for Christianity," and death also for +"causing the body of a dead man to be burned in accordance with +pagan rites." Even for merely scorning "to come to baptism," or +"wishing to remain a pagan," a man was to forfeit his life. The selections +which follow are taken from the capitulary <i>De Partibus Saxoniæ</i>, +which was issued by Charlemagne probably at the Frankish assembly +held at Paderborn in 780. If this date is correct (and it cannot be far +wrong) the regulations embodied in the capitulary were established +for the Saxon territories when there perhaps seemed to be a good +prospect of peace but when, as later events showed, there yet remained +twenty-three years of war before the final subjugation. From the +beginning of the struggle the Church had been busy setting up new +centers of influence—some abbeys and especially the great bishoprics +of Bremen, Minden, Paderborn, Verden, Osnabrück, and Halberstadt—among +the Saxon pagans, and the primary object of Charlemagne in +this capitulary was to give to these ecclesiastical foundations the +task of civilizing the country and to protect them, together with his +counts or governing agents, while they should be engaged in this work. +The severity of the Saxon war was responsible for the unusually +stringent character of this body of regulations. In 797, at a great +assembly at Aix-la-Chapelle, another capitulary for the Saxons was +issued, known as the <i>Capitulum Saxonicum</i>, and in this the harsh +features of the earlier capitulary were considerably relaxed. By 797 +the resistance of the Saxons was pretty well broken, and it had become +Charlemagne's policy to give his conquered subjects a government +as nearly as possible like that the Franks themselves enjoyed. The +chief importance of Charlemagne's conquests toward the east lies in +the fact that by them broad stretches of German territory were brought +for the first time within the pale of civilization.</p> + +<p>These capitularies, like the hundreds of others that were issued by the +various kings of the Franks, were edicts or decrees drawn up under the +<span class="pagenum"><a name="Page_120" id="Page_120">120</a></span> +king's direction, discussed and adopted in the assembly of the people, +and published in the local districts of the kingdom by the counts +and bishops. They were of a less permanent and fixed character +than the so-called "leges," or laws established by long usage and +custom.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica, Leges</i> (Boretius ed.), Vol. I., +No. 26, pp. 68-70. Translated by Dana C. Munro in <i>University +of Pennsylvania Translations and Reprints</i>, Vol. VI., No. 5, pp. +2-5.</p> + +<p>First, concerning the greater chapters it has been enacted:<a name="FNanchor_136" id="FNanchor_136" href="#Footnote_136" class="fnanchor">[136]</a></p> + +<p>It is pleasing to all that the churches of Christ, which are now +being built in Saxony and consecrated to God, should not have +less, but greater and more illustrious honor than the shrines of +the idols have had.</p> + +<p><b>2.</b> If any one shall have fled to a church for refuge, let no one +presume to expel him from the church by violence, but he shall +<span class="sidebar">The churches +as a place of +refuge</span> +be left in peace until he shall be brought to the +judicial assemblage; and on account of the honor +due to God and the saints, and the reverence due +to the church itself, let his life and all his members be granted to +him. Moreover, let him plead his cause as best he can and he +shall be judged; and so let him be led to the presence of the lord +king, and the latter shall send him where it shall seem fitting +to his clemency.</p> + +<p><b>3.</b> If any one shall have entered a church by violence and +shall have carried off anything in it by force or theft, or +shall have burned the church itself, let him be punished by +death.<a name="FNanchor_137" id="FNanchor_137" href="#Footnote_137" class="fnanchor">[137]</a></p> + +<p> +<span class="pagenum"><a name="Page_121" id="Page_121">121</a></span></p> + +<p><b>4.</b> If any one, out of contempt for Christianity, shall have +<span class="sidebar">Offenses +against the +Church</span> + +despised the holy Lenten feast and shall have eaten +flesh, let him be punished by death. But, nevertheless, +let it be taken into consideration by a priest, +lest perchance any one from necessity has been led to eat flesh.<a name="FNanchor_138" id="FNanchor_138" href="#Footnote_138" class="fnanchor">[138]</a></p> + +<p><b>5.</b> If any one shall have killed a bishop or priest or deacon +let him likewise be punished capitally.</p> + +<p><b>6.</b> If any one, deceived by the devil, shall have believed, after +the manner of the pagans, that any man or woman is a witch +and eats men, and on this account shall have burned the person, +or shall have given the person's flesh to others to eat, or shall +have eaten it himself, let him be punished by a capital sentence.</p> + +<p><b>7.</b> If any one, in accordance with pagan rites, shall have +caused the body of a dead man to be burned, and shall have reduced +his bones to ashes, let him be punished capitally.</p> + +<p><b>8.</b> If any one of the race of the Saxons hereafter, concealed +among them, shall have wished to hide himself unbaptized, +<span class="sidebar">Refusal to be +baptized</span> +and shall have scorned to come to baptism, +and shall have wished to remain a pagan, let +him be punished by death.</p> + +<p><b>9.</b> If any one shall have sacrificed a man to the devil, and, +after the manner of the pagans, shall have presented him as a +victim to the demons, let him be punished by death.</p> + +<p><b>10.</b> If any one shall have formed a conspiracy with the pagans +against the Christians, or shall have wished to join with them +<span class="sidebar">Conspiracy +against Christians</span> +in opposition to the Christians, let him be punished +by death; and whosoever shall have consented +fraudulently to this same against the +king and the Christian people, let him be punished by death.</p> + +<p><b>11.</b> If any one shall have shown himself unfaithful to the +lord king, let him be punished with a capital sentence. +<span class="pagenum"><a name="Page_122" id="Page_122">122</a></span></p> + +<p><b>13.</b> If any one shall have killed his lord or lady, let him be +punished in a like manner.</p> + +<p><b>14.</b> If, indeed, for these mortal crimes secretly committed +any one shall have fled of his own accord to a priest, and after +confession shall have wished to do penance, let him be freed by +the testimony of the priest from death....<a name="FNanchor_139" id="FNanchor_139" href="#Footnote_139" class="fnanchor">[139]</a></p> + +<p><b>18.</b> On the Lord's day no meetings or public judicial assemblages +shall be held, unless perchance in a case of great necessity, +<span class="sidebar">Observance +of the Sabbath +and of festival +days</span> +or when war compels it, but all shall go to +church to hear the word of God, and shall be free +for prayers or good works. Likewise, also, on the +special festivals they shall devote themselves to God and to the +services of the Church, and shall refrain from secular assemblies.</p> + +<p><b>19.</b> Likewise, it has been pleasing to insert in these decrees +that all infants shall be baptized within a year; and we have +<span class="sidebar">Baptism of +infants</span> +decreed this, that if any one shall have refused +to bring his infant to baptism within the course +of a year, without the advice or permission of the priest, if he is +a noble he shall pay 120 <i>solidi</i><a name="FNanchor_140" id="FNanchor_140" href="#Footnote_140" class="fnanchor">[140]</a> to the treasury; if a freeman, 60; +if a <i>litus</i>, 30.<a name="FNanchor_141" id="FNanchor_141" href="#Footnote_141" class="fnanchor">[141]</a></p> + +<p><b>20.</b> If any one shall have contracted a prohibited or illegal +marriage, if a noble, 60 <i>solidi</i>; if a freeman, 30; if a <i>litus</i>, 15.</p> + +<p><b>21.</b> If any one shall have made a vow at springs or trees or +<span class="sidebar">Keeping up +heathen rites</span> +groves,<a name="FNanchor_142" id="FNanchor_142" href="#Footnote_142" class="fnanchor">[142]</a> or shall have made an offering after the +manner of the heathen and shall have partaken +of a repast in honor of the demons, if he shall be a noble, 60 +<span class="pagenum"><a name="Page_123" id="Page_123">123</a></span> +<i>solidi</i>; if a freeman, 30; if a <i>litus</i>, 15. If, indeed, they have not +the means of paying at once, they shall be given into the service +of the Church until the <i>solidi</i> are paid.</p> + +<p><b>22.</b> We command that the bodies of Saxon Christians shall be +carried to the church cemeteries, and not to the mounds of the +pagans.</p> + +<p><b>23.</b> We have ordered that diviners and soothsayers shall be +handed over to the churches and priests.</p> + +<p><b>24.</b> Concerning robbers and malefactors who shall have fled +from one county to another, if any one shall receive them into +<span class="sidebar">Fugitive +criminals</span> +his protection and shall keep them with him for +seven nights,<a name="FNanchor_143" id="FNanchor_143" href="#Footnote_143" class="fnanchor">[143]</a> except for the purpose of bringing +them to justice, let him pay our ban.<a name="FNanchor_144" id="FNanchor_144" href="#Footnote_144" class="fnanchor">[144]</a> Likewise, if a count<a name="FNanchor_145" id="FNanchor_145" href="#Footnote_145" class="fnanchor">[145]</a> shall +have concealed them, and shall be unwilling to bring them forward +so that justice may be done, and is not able to excuse himself for +this, let him lose his office.</p> + +<p><b>26.</b> No one shall presume to impede any man coming to us +to seek justice; and if anyone shall have attempted to do this, +he shall pay our ban.</p> + +<p><b>34.</b> We have forbidden that Saxons shall hold public assemblies +in general, unless perchance our <i>missus</i><a name="FNanchor_146" id="FNanchor_146" href="#Footnote_146" class="fnanchor">[146]</a> shall have caused +them to come together in accordance with our +<span class="sidebar">Public +assemblies</span> +command; but each count shall hold judicial +assemblies and administer justice in his jurisdiction. And this +shall be cared for by the priests, lest it be done otherwise.<a name="FNanchor_147" id="FNanchor_147" href="#Footnote_147" class="fnanchor">[147]</a></p> + +<p> +<span class="pagenum"><a name="Page_124" id="Page_124">124</a></span></p> + +<h4>18. The Capitulary Concerning the Royal Domains (cir. 800)</h4> + +<div class="intro"> +<p>The revenues which came into Charlemagne's treasury were derived +chiefly from his royal domains. There was no system of general taxation, +such as modern nations maintain, and the funds realized from +gifts, fines, rents, booty, and tribute money, were quite insufficient to +meet the needs of the court, modest though they were. Charlemagne's +interest in his villas, or private farms, was due therefore not less to his +financial dependence upon them than to his personal liking for thrifty +agriculture and thoroughgoing administration. The royal domains of +the Frankish kingdom, already extensive at Charlemagne's accession, +were considerably increased during his reign. It has been well said +that Charlemagne was doubtless the greatest landed proprietor of the +realm and that he "supervised the administration of these lands as a +sovereign who knows that his power rests partly on his riches."<a name="FNanchor_148" id="FNanchor_148" href="#Footnote_148" class="fnanchor">[148]</a> He +gave the closest personal attention to his estates and was always watchful +lest he be defrauded out of even the smallest portion of their products +which was due him. The capitulary <i>De Villis</i>, from which the +following passages have been selected, is a lengthy document in which +Charlemagne sought to prescribe clearly and minutely the manifold +duties of the stewards in charge of these estates. We may regard it, +however, as in the nature of an ideal catalogue of what the king would +like to have on his domains rather than as a definite statement of +what was always actually to be found there. From it may be gleaned +many interesting facts regarding rural life in western Europe during +the eighth and ninth centuries. Its date is uncertain, but it was about +800—possibly somewhat earlier.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica, Leges</i> (Boretius ed.), Vol. I., +No. 32, pp. 82-91. Translated by Roland P. Falkner in <i>Univ. of +Pa. Translations and Reprints</i>, Vol. III., No. 2, pp. 2-4.</p> + +<p><b>62.</b><a name="FNanchor_149" id="FNanchor_149" href="#Footnote_149" class="fnanchor">[149]</a> We desire that each steward shall make an annual statement +of all our income, with an account of our lands cultivated +by the oxen which our plowmen drive, and of our lands which +<span class="pagenum"><a name="Page_125" id="Page_125">125</a></span> +the tenants of farms ought to plow;<a name="FNanchor_150" id="FNanchor_150" href="#Footnote_150" class="fnanchor">[150]</a> an account of the pigs, of +the rents,<a name="FNanchor_151" id="FNanchor_151" href="#Footnote_151" class="fnanchor">[151]</a> of the obligations and fines; of the game taken in our +forests without our permission; of the various compositions;<a name="FNanchor_152" id="FNanchor_152" href="#Footnote_152" class="fnanchor">[152]</a> of +the mills, of the forest, of the fields, and of the bridges and ships; +of the freemen and the districts under obligations to our treasury; +<span class="sidebar">Report to be +made to the +king by his +stewards each +Christmas-tide</span> +of markets, vineyards, and those who owe wine to us; of +the hay, fire-wood, torches, planks, and other kinds +of lumber; of the waste-lands; of the vegetables, +millet, and panic;<a name="FNanchor_153" id="FNanchor_153" href="#Footnote_153" class="fnanchor">[153]</a> and of the wool, flax, and hemp; +of the fruits of the trees; of the nut trees, larger and +smaller; of the grafted trees of all kinds; of the gardens; of the +turnips; of the fish-ponds; of the hides, skins, and horns; of the +honey and wax; of the fat, tallow and soap; of the mulberry wine, +cooked wine, mead, vinegar, beer, wine new and old; of the new +grain and the old; of the hens and eggs; of the geese; of the number +of fishermen, smiths, sword-makers, and shoe-makers; of the bins +and boxes; of the turners and saddlers; of the forges and mines, +that is iron and other mines; of the lead mines; of the colts and +fillies. They shall make all these known to us, set forth separately +and in order, at Christmas, in order that we may know what and +how much of each thing we have.</p> + +<p><b>23.</b> On each of our estates our stewards are to have as many +<span class="sidebar">Domestic +animals</span> +cow-houses, pig-sties, sheep-folds, stables for +goats, as possible, and they ought never to be without +these. And let them have in addition cows furnished by our +<span class="pagenum"><a name="Page_126" id="Page_126">126</a></span> +serfs<a name="FNanchor_154" id="FNanchor_154" href="#Footnote_154" class="fnanchor">[154]</a> for performing their service, so that the cow-houses and +plows shall be in no way diminished by the service on our demesne. +And when they have to provide meat, let them have +steers lame, but healthy, and cows and horses which are not +mangy, or other beasts which are not diseased and, as we have +said, our cow-houses and plows are not to be diminished for this.</p> + +<p><b>34.</b> They must provide with the greatest care that whatever +is prepared or made with the hands, that is, lard, smoked meat, +<span class="sidebar">Cleanliness +enjoined</span> +salt meat, partially salted meat, wine, vinegar, +mulberry wine, cooked wine, <i>garns</i>,<a name="FNanchor_155" id="FNanchor_155" href="#Footnote_155" class="fnanchor">[155]</a> mustard, +cheese, butter, malt, beer, mead, honey, wax, flour, all should +be prepared and made with the greatest cleanliness.</p> + +<p><b>40.</b> That each steward on each of our domains shall always +have, for the sake of ornament, swans, peacocks, pheasants, +ducks, pigeons, partridges, turtle-doves.</p> + +<p><b>42.</b> That in each of our estates, the chambers shall be provided +with counterpanes, cushions, pillows, bed-clothes, coverings +<span class="sidebar">Household +furniture</span> +for the tables and benches; vessels of brass, lead, +iron and wood; andirons, chains, pot-hooks, adzes, +axes, augers, cutlasses, and all other kinds of tools, so that it +shall never be necessary to go elsewhere for them, or to borrow +them. And the weapons, which are carried against the enemy, +shall be well-cared for, so as to keep them in good condition; and +when they are brought back they shall be placed in the chamber.</p> + +<p><b>43.</b> For our women's work they are to give at the proper time, +as has been ordered, the materials, that is the linen, wool, woad,<a name="FNanchor_156" id="FNanchor_156" href="#Footnote_156" class="fnanchor">[156]</a> +vermilion, madder,<a name="FNanchor_157" id="FNanchor_157" href="#Footnote_157" class="fnanchor">[157]</a> wool-combs, teasels,<a name="FNanchor_158" id="FNanchor_158" href="#Footnote_158" class="fnanchor">[158]</a> soap, grease, vessels, +and the other objects which are necessary.</p> + +<p> +<span class="pagenum"><a name="Page_127" id="Page_127">127</a></span></p> + +<p><b>44.</b> Of the food products other than meat, two-thirds shall be +sent each year for our own use, that is of the vegetables, fish, +<span class="sidebar">Supplies to be +furnished the +king</span> +cheese, butter, honey, mustard, vinegar, millet, +panic, dried and green herbs, radishes, and in +addition of the wax, soap and other small products; and they +shall tell us how much is left by a statement, as we have said +above; and they shall not neglect this as in the past; because +from those two-thirds, we wish to know how much remains.</p> + +<p><b>45.</b> That each steward shall have in his district good workmen, +namely, blacksmiths, gold-smith, silver-smith, shoe-makers, +<span class="sidebar">Workmen on +the estates</span> +turners, carpenters, sword-makers, fishermen, +foilers, soap-makers, men who know how to make +beer, cider, berry, and all the other kinds of beverages, bakers to +make pastry for our table, net-makers who know how to make +nets for hunting, fishing and fowling, and the others who are too +numerous to be designated.</p> + +<h4>19. An Inventory of One of Charlemagne's Estates</h4> + +<div class="intro"> +<p>In the following inventory we have a specimen of the annual statements +required by Charlemagne from the stewards on his royal domains. +The location of Asnapium is unknown, but it is evident that +this estate was one of the smaller sort. Like all the rest, it was liable +occasionally to become the temporary abiding place of the king. The +detailed character of the inventory is worthy of note, as is also the +number of industries which must have been engaged in by the inhabitants +of the estate and its dependent villas.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica, Leges</i> (Pertz ed.), Vol. I., +pp. 178-179.</p> + +<p>We found in the imperial estate of Asnapium a royal house +<span class="sidebar">Buildings on +the estate of +Asnapium</span> +built of stone in the very best manner, having +3 rooms. The entire house was surrounded with +balconies and it had 11 apartments for women. +Underneath was 1 cellar. There were 2 porticoes. There +were 17 other houses built of wood within the court-yard, with +<span class="pagenum"><a name="Page_128" id="Page_128">128</a></span> +a similar number of rooms and other fixtures, all well constructed. +There was 1 stable, 1 kitchen, 1 mill, 1 granary, and 3 barns.</p> + +<p>The yard was enclosed with a hedge and a stone gateway, and +above was a balcony from which distributions can be made. +There was also an inner yard, surrounded by a hedge, well arranged, +and planted with various kinds of trees.</p> + +<p>Of vestments: coverings for 1 bed, 1 table-cloth, and 1 towel.</p> + +<p>Of utensils: 2 brass kettles; 2 drinking cups; 2 brass cauldrons; +1 iron cauldron; 1 frying-pan; 1 gramalmin; 1 pair of andirons; +1 lamp; 2 hatchets; 1 chisel; 2 augers; 1 axe; 1 knife; 1 large +plane; 1 small plane; 2 scythes; 2 sickles; 2 spades edged with +iron; and a sufficient supply of utensils of wood.</p> + +<p>Of farm produce: old spelt<a name="FNanchor_159" id="FNanchor_159" href="#Footnote_159" class="fnanchor">[159]</a> from last year, 90 baskets which +can be made into 450 weight<a name="FNanchor_160" id="FNanchor_160" href="#Footnote_160" class="fnanchor">[160]</a> of flour; and 100 measures<a name="FNanchor_161" id="FNanchor_161" href="#Footnote_161" class="fnanchor">[161]</a> of +<span class="sidebar">Supplies of +various sorts</span> +barley. From the present year, 110 baskets of +spelt, of which 60 baskets had been planted, but +the rest we found; 100 measures of wheat, 60 sown, the rest we +found; 98 measures of rye all sown; 1,800 measures of barley, +1,100 sown, the rest we found; 430 measures of oats; 1 measure +of beans; 12 measures of peas. At 5 mills were found 800 measures +of small size. At 4 breweries, 650 measures of small size, +240 given to the prebendaries,<a name="FNanchor_162" id="FNanchor_162" href="#Footnote_162" class="fnanchor">[162]</a> the rest we found. At 2 bridges, +60 measures of salt and 2 shillings. At 4 gardens, 11 shillings. +Also honey, 3 measures; about 1 measure of butter; lard, from +last year 10 sides; new sides, 200, with fragments and fats; cheese +from the present year, 43 weights.</p> + +<p>Of cattle: 51 head of larger cattle; 5 three-year olds; 7 two-year +olds; 7 yearlings; 10 two-year old colts; 8 yearlings; 3 +<span class="pagenum"><a name="Page_129" id="Page_129">129</a></span> +stallions; 16 cows; 2 asses; 50 cows with calves; 20 young bulls; +38 yearling calves; 3 bulls; 260 hogs; 100 pigs; 5 boars; 150 +<span class="sidebar">Kinds and number +of animals</span> +sheep with lambs; 200 yearling lambs; 120 rams; +30 goats with kids; 30 yearling kids; 3 male goats; +30 geese; 80 chickens; 22 peacocks.</p> + +<p>Also concerning the manors<a name="FNanchor_163" id="FNanchor_163" href="#Footnote_163" class="fnanchor">[163]</a> which belong to the above mansion. +In the villa of Grisio we found domain buildings, where +there are 3 barns and a yard enclosed by a hedge. There were, +besides, 1 garden with trees, 10 geese, 8 ducks, 30 chickens.</p> + +<p>In another villa we found domain buildings and a yard surrounded +by a hedge, and within 3 barns; 1 arpent<a name="FNanchor_164" id="FNanchor_164" href="#Footnote_164" class="fnanchor">[164]</a> of vines; 1 +garden with trees; 15 geese; 20 chickens.</p> + +<p>In a third villa, domain buildings, with 2 barns; 1 granary; 1 +garden and 1 yard well enclosed by a hedge.</p> + +<p>We found all the dry and liquid measures just as in the palace. +We did not find any goldsmiths, silversmiths, blacksmiths, +huntsmen, or persons engaged in other services.</p> + +<p>The garden herbs which we found were lily, putchuck,<a name="FNanchor_165" id="FNanchor_165" href="#Footnote_165" class="fnanchor">[165]</a> mint, +parsley, rue, celery, libesticum, sage, savory, juniper, leeks, garlic, +<span class="sidebar">Vegetables +and trees</span> +tansy, wild mint, coriander, scullions, onions, +cabbage, kohlrabi,<a name="FNanchor_166" id="FNanchor_166" href="#Footnote_166" class="fnanchor">[166]</a> betony.<a name="FNanchor_167" id="FNanchor_167" href="#Footnote_167" class="fnanchor">[167]</a> Trees: pears, apples, +medlars, peaches, filberts, walnuts, mulberries, quinces.<a name="FNanchor_168" id="FNanchor_168" href="#Footnote_168" class="fnanchor">[168]</a></p> + +<p> +<span class="pagenum"><a name="Page_130" id="Page_130">130</a></span></p> + +<h4>20. Charlemagne Crowned Emperor (800)</h4> + +<div class="intro"> +<p>The occasion of Charlemagne's presence in Rome in 800 was a conflict +between Pope Leo III. and a faction of the populace led by two +nephews of the preceding pope, Hadrian I. It seems that in 799 Leo +had been practically driven out of the papal capital and imprisoned +in a neighboring monastery, but that through the planning of a subordinate +official he had soon contrived to escape. At any rate he got +out of Italy as speedily as he could and made his way across the Alps +to seek aid at the court of Charlemagne. The Frankish king was still +busy with the Saxon war and did not allow the prospect of a papal +visit to interfere with his intended campaign; but at Paderborn, in +the very heart of the Saxon country, where he could personally direct +the operations of his troops, he established his headquarters and awaited +the coming of the refugee pope. The meeting of the two dignitaries +resulted in a pledge of the king once more to take up the burden of +defending the Roman Church and the Vicar of Christ, this time not +against outside foes but against internal disturbers. After about a +year Charlemagne repaired to Rome and called upon the Pope and his +adversaries to appear before him for judgment. When the leaders +of the hostile faction refused to comply, they were summarily condemned +to death, though it is said that through the generous advice +of Leo they were afterwards released on a sentence of exile. During +the ceremonies which followed in celebration of Christmas occurred +the famous coronation which is described in the two passages given +below.</p> + +<p>Although the coronation has been regarded as so important as to +have been called "the central event of the Middle Ages,"<a name="FNanchor_169" id="FNanchor_169" href="#Footnote_169" class="fnanchor">[169]</a> it is by no +means an easy task to determine precisely what significance it was +thought to have at the time. We can look back upon it now and see +<span class="pagenum"><a name="Page_131" id="Page_131">131</a></span> +that it marked the beginning of the so-called "Holy Roman Empire"—a +creation that endured in <i>fact</i> only a very short time but whose name +and theory survived all the way down to Napoleon's reorganization of +the German states in 1806. One view of the matter is that Charlemagne's +coronation meant that a Frankish king had become the successor +of Emperor Constantine VI., just deposed at Constantinople, +and that therefore the universal Roman Empire was again to be ruled +from a western capital as it had been before the time of the first Constantine. +It will be observed that extract (a), taken from the Annals +of Lauresheim, and therefore of German origin, at least suggests this +explanation. But, whether or not precisely this idea was in the mind +of those who took part in the ceremony, in actual fact no such transfer +of universal sovereignty from Constantinople to the Frankish capital +ever took place. The Eastern Empire lived right on under its own +line of rulers and, so far as we know, aside from some rather vague +negotiations for a marriage of Charlemagne and the Empress Irene, +the new western Emperor seems never to have contemplated the extension +of his authority over the East. His great aspiration had been +to consolidate all the Germanic peoples of western continental Europe +under the leadership of the Franks; that, by 800, he had practically done; +he had no desire to go farther. His dominion was always limited strictly +to the West, and at the most he can be regarded after 800 as not more +than the reviver of the old western half of the Empire, and hence as +the successor of Romulus Augustulus. But even this view is perhaps +somewhat strained. The chroniclers of the time liked to set up fine +theories of the sort, and later it came to be to the interest of papal and +imperial rivals to make large use, in one way or another, of such theories. +But we to-day may look upon the coronation as nothing more +than a formal recognition of a condition of things already existing. +By his numerous conquests Charlemagne had drawn under his control +such a number of peoples and countries that his position had come to +be that which we think of as an emperor's rather than that of simple +king of the Franks. The Pope did not give Charlemagne his empire; +the energetic king had built it for himself. At the most, what Leo did +was simply to bestow a title already earned and to give with it presumably +the blessing and favor of the Church, whose devoted servant +Charlemagne repeatedly professed to be. That the idea of imperial +<span class="pagenum"><a name="Page_132" id="Page_132">132</a></span> +unity still survived in the West is certain, and without doubt many +men looked upon the ceremony of 800 as re-establishing such unity; +but as events worked out it was not so much Charlemagne's empire +as the papacy itself that was the real continuation of the power of the +Cæsars. Conditions had so changed that it was impossible in the +nature of things for Charlemagne to be a Roman emperor in the old +sense. The coronation gave him a new title and new prestige, but +no new subjects, no larger army, no more princely income. The basis +of his power continued to be, in every sense, his Frankish kingdom. +The structural element in the revived empire was Frankish; the Roman +was merely ornamental.</p> +</div> + +<p class="source">Sources—(a) <i>Annales Laureshamensis</i> ["Annals of Lauresheim"], Chap. 34. +Text in <i>Monumenta Germaniæ Historica, Scriptores</i> (Pertz ed.), +Vol. I., p. 38.</p> + +<p class="source_add">(b) <i>Vitæ Pontificorum Romanorum</i> ["Lives of the Roman Pontiffs"]. +Text in Muratori, <i>Rerum Italicarum Scriptores</i>, Vol. III., pp. 284-285.</p> + +<p class="center">(a)</p> + +<p>And because the name of emperor had now ceased among the +Greeks, and their empire was possessed by a woman,<a name="FNanchor_170" id="FNanchor_170" href="#Footnote_170" class="fnanchor">[170]</a> it seemed +both to Leo the pope himself, and to all the holy fathers who +were present in the self-same council,<a name="FNanchor_171" id="FNanchor_171" href="#Footnote_171" class="fnanchor">[171]</a> as well as to the rest of +the Christian people, that they ought to take to be emperor +Charles, king of the Franks, who held Rome herself, where the +Cæsars had always been wont to sit, and all the other regions +<span class="pagenum"><a name="Page_133" id="Page_133">133</a></span> +which he ruled through Italy and Gaul and Germany; and inasmuch +as God had given all these lands into his hand, it seemed +right that with the help of God, and at the prayer of the whole +Christian people, he should have the name of emperor also. +[The Pope's] petition King Charles willed not to refuse,<a name="FNanchor_172" id="FNanchor_172" href="#Footnote_172" class="fnanchor">[172]</a> but submitting +himself with all humility to God, and at the prayer of +the priests, and of the whole Christian people, on the day of the +nativity of our Lord Jesus Christ, he took on himself the name +of emperor, being consecrated by the Pope Leo.... For +this also was done by the will of God ... that the heathen +might not mock the Christians if the name of emperor should +have ceased among them.</p> + +<p class="center">(b)</p> + +<p>After these things, on the day of the birth of our Lord Jesus +Christ, when all the people were assembled in the Church of the +blessed St. Peter,<a name="FNanchor_173" id="FNanchor_173" href="#Footnote_173" class="fnanchor">[173]</a> the venerable and gracious Pope with his own +hands crowned him [Charlemagne] with an exceedingly precious +crown. Then all the faithful Romans, beholding the choice of +such a friend and defender of the holy Roman Church, and of +<span class="pagenum"><a name="Page_134" id="Page_134">134</a></span> +the pontiff, did by the will of God and of the blessed Peter, the +key-bearer of the heavenly kingdom, cry with a loud voice, "To +Charles, the most pious Augustus, crowned of God, the great and +peace-giving Emperor, be life and victory." While he, before +the altar of the church, was calling upon many of the saints, it +was proclaimed three times, and by the common voice of all he +was chosen to be emperor of the Romans. Then the most holy +high priest and pontiff anointed Charles with holy oil, and also +his most excellent son to be king,<a name="FNanchor_174" id="FNanchor_174" href="#Footnote_174" class="fnanchor">[174]</a> upon the very day of the birth +of our Lord Jesus Christ.</p> + +<h4>21. The General Capitulary for the Missi (802)</h4> + +<div class="intro"> +<p>Throughout the larger part of Charlemagne's dominion the chief +local unit of administration was the county, presided over by the count. +The count was appointed by the Emperor, generally from among the +most important landed proprietors of the district. His duties included +the levy of troops, the publication of the royal decrees or capitularies, +the administration of justice, and the collection of revenues. On the +frontiers, where the need of defense was greatest, these local officers +exercised military functions of a special character and were commonly +known as "counts of the march," or dukes, or sometimes as margraves. +In order that these royal officials, in whatever part of the country, +might not abuse their authority as against their fellow-subjects, or +engage in plots against the unity of the empire, Charlemagne devised a +plan of sending out at stated intervals men who were known as <i>missi +dominici</i> ("the lord's messengers") to visit the various counties, hear +complaints of the people, inquire into the administration of the counts, +and report conditions to the Emperor. They were to serve as connecting +links between the central and local governments and as safeguards +against the ever powerful forces of disintegration. Such itinerant +royal agents had not been unknown in Merovingian times, and they +had probably been made use of pretty frequently by Charles Martel +<span class="pagenum"><a name="Page_135" id="Page_135">135</a></span> +and Pepin the Short. But it was Charlemagne who reduced the employment +of <i>missi</i> to a system and made it a fixed part of the governmental +machinery of the Frankish kingdom. This he did mainly by +the <i>Capitulare Missorum Generale</i>, promulgated early in 802 at an +assembly at the favorite capital Aix-la-Chapelle. The whole empire +was divided into districts, or <i>missaticæ</i>, and each of these was to be +visited annually by two of the <i>missi</i>. A churchman and a layman +were usually sent out together, probably because they were to have +jurisdiction over both the clergy and the laity, and also that they +might restrain each other from injustice or other misconduct. They +were appointed by the Emperor, at first from his lower order of vassals, +but after a time from the leading bishops, abbots, and nobles of the +empire. They were given power to depose minor officials for misdemeanors, +and to summon higher ones before the Emperor. By 812, +at least, they were required to make four rounds of inspection each +year.</p> + +<p>In the capitulary for the <i>missi</i> Charlemagne took occasion to include +a considerable number of regulations and instructions regarding the +general character of the local governments, the conduct of local officers, +the manner of life of the clergy, the management of the monasteries, +and other things of vital importance to the strength of the empire +and the well-being of the people. The capitulary may be regarded as +a broad outline of policy and conduct which its author, lately become +emperor, wished to see realized throughout his vast dominion.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica, Leges</i> (Boretius ed.), Vol. I., +No. 33, pp. 91-99. Translated by Dana C. Munro in <i>Univ. of +Pa. Translations and Reprints</i>, Vol. VI., No. 5, pp. 16-27.</p> + +<p><b>1.</b> Concerning the embassy sent out by the lord emperor.</p> + +<p>Therefore, the most serene and most Christian lord emperor +Charles has chosen from his nobles the wisest and most prudent +<span class="sidebar">The missi +sent out</span> +men, both archbishops and some of the other +bishops also, and venerable abbots and pious +laymen, and has sent them throughout his whole kingdom, and +through them he would have all the various classes of persons +mentioned in the following chapters live in accordance with +<span class="pagenum"><a name="Page_136" id="Page_136">136</a></span> +the correct law. Moreover, where anything which is not right +and just has been enacted in the law, he has ordered them to +inquire into this most diligently and to inform him of it. He +desires, God granting, to reform it. And let no one, through his +cleverness or craft, dare to oppose or thwart the written law, as +many are wont to do, or the judicial sentence passed upon him, +or to do injury to the churches of God, or the poor, or the widows, +or the wards, or any Christian. But all shall live entirely in +accordance with God's precept, honestly and under a just rule, +and each one shall be admonished to live in harmony with his +fellows in his business or profession; the canonical clergy<a name="FNanchor_175" id="FNanchor_175" href="#Footnote_175" class="fnanchor">[175]</a> ought +to observe in every respect a canonical life without heeding base +gain; nuns ought to keep diligent watch over their lives; laymen +and the secular clergy<a name="FNanchor_176" id="FNanchor_176" href="#Footnote_176" class="fnanchor">[176]</a> ought rightly to observe their laws without +malicious fraud; and all ought to live in mutual charity and +perfect peace.</p> + +<p>And let the <i>missi</i> themselves make a diligent investigation +whenever any man claims that an injustice has been done him +by any one, just as they desire to deserve the grace of omnipotent +God and to keep their fidelity promised to Him, so that in all +cases, in accordance with the will and fear of God, they shall +administer the law fully and justly in the case of the holy churches +of God and of the poor, of wards and widows, and of the whole +people. And if there be anything of such a nature that they, +<span class="sidebar">The duties +of the missi</span> +together with the provincial counts, are not able +of themselves to correct it and to do justice +concerning it, they shall, without any reservation, refer it, together +with their reports, to the judgment of the emperor; and +<span class="pagenum"><a name="Page_137" id="Page_137">137</a></span> +the straight path of justice shall not be impeded by any one on +account of flattery or gifts, or on account of any relationship, +or from fear of the powerful.<a name="FNanchor_177" id="FNanchor_177" href="#Footnote_177" class="fnanchor">[177]</a></p> + +<p><b>2.</b> Concerning the fidelity to be promised to the lord emperor.</p> + +<p>He has commanded that every man in his whole kingdom, +whether ecclesiastic or layman, and each one according to his +<span class="sidebar">Oath to +be taken to +Charlemagne +as emperor</span> +vow and occupation, should now promise to him +as emperor the fidelity which he had previously +promised to him as king; and all of those who had +not yet made that promise should do likewise, down to those +who were twelve years old. And that it shall be announced to +all in public, so that each one might know, how great and how +many things are comprehended in that oath; not merely, as many +have thought hitherto, fidelity to the lord emperor as regards his +life, and not introducing any enemy into his kingdom out of +enmity, and not consenting to or concealing another's faithlessness +to him; but that all may know that this oath contains in +itself the following meaning:</p> + +<p><b><a name="c3" id="c3"></a>3.</b> First, that each one voluntarily shall strive, in accordance +with his knowledge and ability, to live completely in the holy +<span class="sidebar">What the +new oath +was to mean</span> +service of God, in accordance with the precept +of God and in accordance with his own promise, +because the lord emperor is unable to give to +all individually the necessary care and discipline.</p> + +<p><b>4.</b> Secondly, that no man, either through perjury or any +other wile or fraud, or on account of the flattery or gift of any +one, shall refuse to give back or dare to take possession of or +conceal a serf of the lord emperor, or a district, or land, or anything +that belongs to him; and that no one shall presume, through +perjury or other wile, to conceal or entice away his fugitive fiscaline +<span class="pagenum"><a name="Page_138" id="Page_138">138</a></span> +serfs<a name="FNanchor_178" id="FNanchor_178" href="#Footnote_178" class="fnanchor">[178]</a> who unjustly and fraudulently say that they are +free.</p> + +<p><b>5.</b> That no one shall presume to rob or do any injury fraudulently +to the churches of God, or widows, or orphans, or pilgrims;<a name="FNanchor_179" id="FNanchor_179" href="#Footnote_179" class="fnanchor">[179]</a> +for the lord emperor himself, under God and His saints, has constituted +himself their protector and defender.</p> + +<p><b>6.</b> That no one shall dare to lay waste a benefice<a name="FNanchor_180" id="FNanchor_180" href="#Footnote_180" class="fnanchor">[180]</a> of the lord +emperor, or to make it his own property.</p> + +<p><b>7.</b> That no one shall presume to neglect a summons to war +from the lord emperor; and that no one of the counts shall be so +presumptuous as to dare to excuse any one of those who owe +military service, either on account of relationship, or flattery, or +gifts from any one.</p> + +<p><b>8.</b> That no one shall presume to impede at all in any way +a ban<a name="FNanchor_181" id="FNanchor_181" href="#Footnote_181" class="fnanchor">[181]</a> or command of the lord emperor, or to tamper with his +work, or to impede, or to lessen, or in any way to act contrary +to his will or commands. And that no one shall dare to neglect +to pay his dues or tax.</p> + +<p><b><a name="c9" id="c9"></a>9.</b> That no one, for any reason, shall make a practice in court +of defending another unjustly, either from any desire of gain +when the cause is weak, or by impeding a just judgment by his +skill in reasoning, or by a desire of oppressing when the cause is +<span class="sidebar">Justice to +be rendered +in the courts</span> +weak. But each one shall answer for his own +cause or tax or debt, unless any one is infirm or +ignorant of pleading;<a name="FNanchor_182" id="FNanchor_182" href="#Footnote_182" class="fnanchor">[182]</a> for these the <i>missi</i>, or the +chiefs who are in the court, or the judge who knows the case in +question, shall plead before the court; or, if it is necessary, such +<span class="pagenum"><a name="Page_139" id="Page_139">139</a></span> +a person may be allowed as is acceptable to all and knows the +case well; but this shall be done wholly according to the convenience +of the chiefs or <i>missi</i> who are present. But in every +case it shall be done in accordance with justice and the law; and +no one shall have the power to impede justice by a gift, reward, +or any kind of evil flattery, or from any hindrance of relationship. +And no one shall unjustly consent to another in anything, but +with all zeal and good-will all shall be prepared to carry out +justice.</p> + +<p>For all the above mentioned ought to be observed by the imperial +oath.<a name="FNanchor_183" id="FNanchor_183" href="#Footnote_183" class="fnanchor">[183]</a></p> + +<p><b>10.</b> [We ordain] that bishops and priests shall live according +to the canons<a name="FNanchor_184" id="FNanchor_184" href="#Footnote_184" class="fnanchor">[184]</a> and shall teach others to do the same.</p> + +<p><b>11.</b> That bishops, abbots, and abbesses who are in charge of +others, with the greatest veneration shall strive to surpass their +<span class="sidebar">Obligations +of the clergy</span> +subjects in this diligence and shall not oppress +their subjects with a harsh rule or tyranny, but +with a sincere love shall carefully guard the flock committed to +them with mercy and charity, or by the examples of good works.</p> + +<p><b><a name="c14" id="c14"></a>14.</b> That bishops, abbots and abbesses, and counts shall be +mutually in accord, following the law in order to render a just +judgment with all charity and unity of peace, and that they shall +live faithfully in accordance with the will of God, so that always +everywhere through them and among them a just judgment +shall be rendered. The poor, widows, orphans, and pilgrims +shall have consolation and defense from them; so that we, +through the good-will of these, may deserve the reward of eternal +life rather than punishment.</p> + +<p><b>19.</b> That no bishops, abbots, priests, deacons, or other members +of the clergy shall presume to have dogs for hunting, or +hawks, falcons, and sparrow-hawks, but each shall observe fully +<span class="pagenum"><a name="Page_140" id="Page_140">140</a></span> +the canons or rule of his order.<a name="FNanchor_185" id="FNanchor_185" href="#Footnote_185" class="fnanchor">[185]</a> If any one shall presume to do +so, let him know that he shall lose his office. And in addition he +shall suffer such punishment for his misconduct that the others +will be afraid to possess such things for themselves.</p> + +<p><b><a name="c27" id="c27"></a>27.</b> And we command that no one in our whole kingdom shall +dare to deny hospitality to rich, or poor, or pilgrims; that is, let +no one deny shelter and fire and water to pilgrims traversing +our country in God's name, or to any one traveling for the love +of God, or for the safety of his own soul.</p> + +<p><b>28.</b> Concerning embassies coming from the lord emperor. +That the counts and <i>centenarii</i><a name="FNanchor_186" id="FNanchor_186" href="#Footnote_186" class="fnanchor">[186]</a> shall provide most carefully, as +<span class="sidebar">The missi +to be helped +on their way</span> +they desire the good-will of the lord emperor, for +the <i>missi</i> who are sent out, so that they may go +through their territories without any delay; and +the emperor commands all everywhere that they see to it that no +delay is encountered anywhere, but they shall cause the <i>missi</i> to +go on their way in all haste and shall provide for them in such a +manner as they may direct.</p> + +<p><b>32.</b> Murders, by which a multitude of the Christian people +perish, we command in every way to be shunned and to be +<span class="sidebar">The crime +of murder</span> +forbidden.... Nevertheless, lest sin should +also increase, in order that the greatest enmities +may not arise among Christians, when by the persuasions of +the devil murders happen, the criminal shall immediately +hasten to make amends and with all speed shall pay to the relatives +of the murdered man the fitting composition for the evil +done. And we forbid firmly that the relatives of the murdered +man shall dare in any way to continue their enmities on account +of the evil done, or shall refuse to grant peace to him who asks it, +but, having given their pledges, they shall receive the fitting composition +<span class="pagenum"><a name="Page_141" id="Page_141">141</a></span> +and shall make a perpetual peace; moreover, the guilty +one shall not delay to pay the composition....<a name="FNanchor_187" id="FNanchor_187" href="#Footnote_187" class="fnanchor">[187]</a> But if any +one shall have scorned to make the fitting composition, he shall +be deprived of his property until we shall render our decision.<a name="FNanchor_188" id="FNanchor_188" href="#Footnote_188" class="fnanchor">[188]</a></p> + +<p><b>39.</b> That in our forests no one shall dare to steal our game, +which we have already many times forbidden to be done; and +<span class="sidebar">Theft of game +from the royal +forests</span> +now we again strictly forbid that any one shall +do so in the future; just as each one desires to +preserve the fidelity promised to us, so let him +take heed to himself....</p> + +<p><b>40.</b> Lastly, therefore, we desire all our decrees to be known +in the whole kingdom through our <i>missi</i> now sent out, either +among the men of the Church, bishops, abbots, priests, deacons, +canons, all monks or nuns, so that each one in his ministry or +profession may keep our ban or decree, or where it may be fitting +to thank the citizens for their good-will, or to furnish aid, or +where there may be need still of correcting anything.... +Where we believe there is anything unpunished, we shall so strive +to correct it with all our zeal and will that with God's aid we +may bring it to correction, both for our own eternal glory and +that of all our faithful.</p> + +<h4>22. A Letter of Charlemagne to Abbot Fulrad</h4> + +<div class="intro"> +<p>In Charlemagne's governmental and military system the clergy, +both regular and secular, had a place of large importance. From early +Frankish times the bishoprics and monasteries had been acquiring +<span class="pagenum"><a name="Page_142" id="Page_142">142</a></span> +large landed estates on which they enjoyed peculiar political and +judicial privileges. These lands came to the church authorities partly +by purchase, largely by gift, and not infrequently through concessions +by small land-holders who wished to get the Church's favor and protection +without actually moving off the little farms they had been +accustomed to cultivate. However acquired, the lands were administered +by the clergy with larger independence than was apt to be allowed +the average lay owner. Still, they were as much a part of the +empire as before and the powerful bishops and abbots were expected to +see that certain services were forthcoming when the Emperor found himself +in need of them. Among these was the duty of leading, or sending, +a quota of troops under arms to the yearly assembly. In the selection +below we have a letter written by Charlemagne some time between +804 and 811 to Fulrad, abbot of St. Quentin (about sixty miles northeast +of Paris), respecting the fulfilment of this important obligation. +The closing sentence indicates very clearly the price exacted by the +Emperor in return for concessions of temporal authority to ecclesiastical +magnates.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica, Leges</i> (Boretius ed.), Vol. I., +No. 75, p. 168.</p> + +<p>In the name of the Father, Son and Holy Ghost. Charles, +most serene, august, crowned of God, great pacific Emperor, +who, by God's mercy, is King of the Franks and Lombards, to +Abbot Fulrad.</p> + +<p>Let it be known to you that we have determined to hold our +general assembly<a name="FNanchor_189" id="FNanchor_189" href="#Footnote_189" class="fnanchor">[189]</a> this year in the eastern part of Saxony, on the +River Bode, at the place which is known as Strassfurt.<a name="FNanchor_190" id="FNanchor_190" href="#Footnote_190" class="fnanchor">[190]</a> Therefore, +<span class="pagenum"><a name="Page_143" id="Page_143">143</a></span> +we enjoin that you come to this meeting-place, with all your +men well armed and equipped, on the fifteenth day before the +Kalends of July, that is, seven days before the festival of St. +John the Baptist.<a name="FNanchor_191" id="FNanchor_191" href="#Footnote_191" class="fnanchor">[191]</a> Come, therefore, so prepared with your men +to the aforesaid place that you may be able to go thence well +equipped in any direction in which our command shall direct; +that is, with arms and accoutrements also, and other provisions +for war in the way of food and clothing. Each +horseman will be expected to have a shield, a +lance, a sword, a dagger, a bow, and quivers with +arrows; and in your carts shall be implements of various kinds, +that is, axes, planes, augers, boards, spades, iron shovels, and +<span class="sidebar">The troops +to be brought: +their equipment</span> +other utensils which are necessary in an army. In the wagons +also should be supplies of food for three months, dating from the +time of the assembly, together with arms and clothing for six +months. And furthermore we command that you see to it that +you proceed peacefully to the aforesaid place, through whatever +part of our realm your journey shall be made; that is, that you +presume to take nothing except fodder, wood, and water. And +let the followers of each one of your vassals march along with the +carts and horsemen, and let the leader always be with them +until they reach the aforesaid place, so that the absence of a +lord may not give to his men an opportunity to do evil.</p> + +<p>Send your gifts,<a name="FNanchor_192" id="FNanchor_192" href="#Footnote_192" class="fnanchor">[192]</a> which you ought to present to us at our +assembly in the middle of the month of May, to the place where +<span class="sidebar">Gifts for +the Emperor</span> +we then shall be. If it happens that your journey +shall be such that on your march you are able +in person to present these gifts of yours to us, we shall be greatly +<span class="pagenum"><a name="Page_144" id="Page_144">144</a></span> +pleased. Be careful to show no negligence in the future if you +care to have our favor.</p> + +<h4>23. The Carolingian Revival of Learning</h4> + +<div class="intro"> +<p>One of Charlemagne's chief claims to distinction is that his reign, +largely through his own influence, comprised the most important +period of the so-called Carolingian renaissance, or revival of learning. +From the times of the Frankish conquest of Gaul until about the middle +of the eighth century, education in western Europe, except in Ireland +and Britain, was at a very low ebb and literary production quite insignificant. +The old Roman intellectual activity had nearly ceased, +and two or three centuries of settled life had been required to bring +the Franks to the point of appreciating and encouraging art and letters. +Even by Charlemagne's time people generally were far from being +awake to the importance of education, though a few of the more far-sighted +leaders, and especially Charlemagne himself, had come to +lament the gross ignorance which everywhere prevailed and were +ready to adopt strong measures to overcome it. Charlemagne was +certainly no scholar, judged even by the standards of his own +time; but had he been the most learned man in the world his interest +in education could not have been greater. Before studying the selection +given below, it would be well to read what Einhard said about +his master's zeal for learning and the amount of progress he made +personally in getting an education [see <a href="#Page_112">pp. 112</a>—<a href="#Page_113">113</a>].</p> + +<p>The most conspicuous of Charlemagne's educational measures was +his enlarging and strengthening of the Scola Palatina, or Palace School. +This was an institution which had existed in the reign of his father +Pepin, and probably even earlier. It consisted of a group of scholars +gathered at the Frankish court for the purpose of studying and writing +literature, educating the royal household, and stimulating learning +throughout the country. It formed what we to-day might call an +academy of sciences. Under Charlemagne's care it came to include +such men of distinction as Paul the Deacon, historian of the Lombards, +Paulinus of Aquileia, a theologian, Peter of Pisa, a grammarian, and +above all Alcuin, a skilled teacher and writer from the school of York +in England. Its history falls into three main periods: (1) from the +<span class="pagenum"><a name="Page_145" id="Page_145">145</a></span> +middle of the eighth century to the year 782—the period during which +it was dominated by Paul the Deacon and his Italian colleagues; +(2) from 782 to about 800, when its leading spirit was Alcuin; and +(3) from 800 to the years of its decadence in the later ninth century, +when Frankish rather than foreign names appear most prominently in +its annals.</p> + +<p>It was Charlemagne's ideal that throughout his entire dominion +opportunity should be open to all to obtain at least an elementary +education and to carry their studies as much farther as they liked. +To this end a regular system of schools was planned, beginning with +the village school, in charge of the parish priest for the most elementary +studies, and leading up through monastic and cathedral schools to +the School of the Palace. In the intermediate stages, corresponding +to our high schools and academies to-day, the subjects studied were +essentially the same as those which received attention in the Scola +Palatina. They were divided into two groups: (1) the <i>trivium</i>, including +grammar, rhetoric, and dialectic (or philosophy), and (2) the +<i>quadrivium</i>, including geometry, arithmetic, astronomy, and music. +The system thus planned was never fully put in operation throughout +Frankland, for after Charlemagne's death the work which he had so +well begun was seriously interfered with by the falling off in intellectual +aggressiveness of the sovereigns, by civil war, and by the ravages of +the Hungarian and Norse invaders [see <a href="#Page_163">p. 163</a>]. A capitulary of +Louis the Pious in 817, for example, forbade the continuance of secular +education in monastic schools. Still, much of what had been +done remained, and never thereafter did learning among the Frankish +people fall to quite so low a stage as it had passed through in the sixth +and seventh centuries.</p> + +<p>Charlemagne's interest in education may be studied best of all in +his capitularies. In the extract below we have the so-called letter +<i>De Litteris Colendis</i>, written some time between 780 and 800, which, +though addressed personally to Abbot Baugulf, of the monastery of +Fulda, was in reality a capitulary establishing certain regulations +regarding education in connection with the work of the monks. To +the Church was intrusted the task of raising the level of intelligence +among the masses, and the clergy were admonished to bring together +the children of both freemen and serfs in schools in which they might +<span class="pagenum"><a name="Page_146" id="Page_146">146</a></span> +be trained, even as the sons of the nobles were trained at the royal +court.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica, Leges</i> (Boretius ed.), Vol. I., +No. 29, pp. 78-79. Adapted from translation by Dana C. Munro in +<i>Univ. of Pa. Translations and Reprints</i>, Vol. VI., No. 5, pp. 12-14.</p> + +<p>Charles, by the grace of God, king of the Franks and Lombards +and Patrician of the Romans.<a name="FNanchor_193" id="FNanchor_193" href="#Footnote_193" class="fnanchor">[193]</a> To Abbot Baugulf, and to all the +congregation—also to the faithful placed under your care—we +have sent loving greetings by our ambassadors in the name +of all-powerful God.</p> + +<p>Be it known, therefore, to you, devoted and acceptable to +God, that we, together with our faithful, have deemed it expedient +<span class="sidebar">Men of the +Church charged +with the work +of education</span> +that the bishoprics and monasteries intrusted +by the favor of Christ to our control, in +addition to the order of monastic life and the +relationships of holy religion, should be zealous also in the cherishing +of letters, and in teaching those who by the gift of God are +able to learn, according as each has capacity. So that, just as +the observance of the rule<a name="FNanchor_194" id="FNanchor_194" href="#Footnote_194" class="fnanchor">[194]</a> adds order and grace to the integrity +of morals, so also zeal in teaching and learning may do the same +for sentences, to the end that those who wish to please God by +living rightly should not fail to please Him also by speaking correctly. +For it is written, "Either from thy words thou shall be +justified or from thy words thou shalt be condemned" [Matt., xii. +37]. Although right conduct may be better than knowledge, +nevertheless knowledge goes before conduct. Therefore each one +ought to study what he desires to accomplish, in order that so +much the more fully the mind may know what ought to be done. +<span class="pagenum"><a name="Page_147" id="Page_147">147</a></span> +as the tongue speeds in the praises of all-powerful God without +the hindrances of mistakes. For while errors should be shunned +<span class="sidebar">Even the clergy +often unable +to speak and +write correctly</span> +by all men, so much the more ought they to be +avoided, as far as possible, by those who are +chosen for this very purpose alone.<a name="FNanchor_195" id="FNanchor_195" href="#Footnote_195" class="fnanchor">[195]</a> They ought +to be the specially devoted servants of truth. For often in +recent years when letters have been written to us from monasteries, +in which it was stated that the brethren who dwelt +there offered up in our behalf sacred and pious prayers, we +have recognized, in most cases, both correct thoughts and +uncouth expressions; because what pious devotion dictated +faithfully to the mind, the tongue, uneducated on account of +the neglect of study, was not able to express in the letter without +error. Whence it happened that we began to fear lest perchance, +as the skill in writing was less, so also the wisdom for understanding +the Holy Scriptures might be much less than it rightly ought +to be. And we all know well that, although errors of speech are +dangerous, far more dangerous are errors of the understanding.</p> + +<p>Therefore, we exhort you not only not to neglect the study of +letters, but also with most humble mind, pleasing to God, to +<span class="sidebar">Education essential +to an +understanding +of the Scriptures</span> +study earnestly in order that you may be able +more easily and more correctly to penetrate the +mysteries of the divine Scriptures. Since, moreover, +images [similes], tropes<a name="FNanchor_196" id="FNanchor_196" href="#Footnote_196" class="fnanchor">[196]</a> and like figures +are found in the sacred pages, nobody doubts that each one in +reading these will understand the spiritual sense more quickly +if previously he shall have been fully instructed in the mastery +of letters. Such men truly are to be chosen for this work as have +both the will and the ability to learn and a desire to instruct +<span class="pagenum"><a name="Page_148" id="Page_148">148</a></span> +others. And may this be done with a zeal as great as the earnestness +with which we command it. For we desire you to be, as +the soldiers of the Church ought to be, devout in mind, learned +in discourse, chaste in conduct, and eloquent in speech, so that +when any one shall seek to see you, whether out of reverence for +God or on account of your reputation for holy conduct, just as +he is edified by your appearance, he may also be instructed by +the wisdom which he has learned from your reading or singing, +and may go away gladly, giving thanks to Almighty God.</p> + +<p> +<span class="pagenum"><a name="Page_149" id="Page_149">149</a></span></p> + +<h3>CHAPTER X.<br /> +THE ERA OF THE LATER CAROLINGIANS</h3> + +<h4>24. The Oaths of Strassburg (842)</h4> + +<div class="intro"> +<p>The broad empire of Germanic peoples built up by Charlemagne was +extremely difficult to hold together. Even before the death of its +masterful creator, in 814, it was already showing signs of breaking up, +and after that event the process of dissolution set in rapidly. It will +not do to look upon this falling to pieces as caused entirely by the +weakness of Charlemagne's successors. The trouble lay deeper, in the +natural love of independence common to all the Germans, in the wide +differences that had come to exist among Saxons, Lombards, Bavarians, +Franks, and other peoples in the empire, and finally in the prevailing +ill-advised principle of royal succession by which the territories making +up the empire, like those composing the old Frankish kingdom, were +regarded as personal property to be divided among the sovereign's +sons, just as was the practice respecting private possessions. As a +consequence of these things the generation following the death of +Charlemagne was a period of much confusion in western Europe. The +trouble first reached an acute stage in 817 when Emperor Louis the +Pious, Charlemagne's son and successor, was constrained to make a +division of the empire among his three sons, Lothair, Pepin, and Louis. +The Emperor expressly stipulated that despite this arrangement there +was to be still "one sole empire, and not three"; but it is obvious that +the imperial unity was at least pretty seriously threatened, and when, +in 823, Louis's second wife, Judith of Bavaria, gave birth to a son and +immediately set up in his behalf an urgent demand for a share of the +empire, civil war among the rival claimants could not be averted. In the +struggle that followed the distracted Emperor completely lost his throne +for a time (833). Thereafter he was ready to accept almost any arrangement +that would enable him to live out his remaining days in +<span class="pagenum"><a name="Page_150" id="Page_150">150</a></span> +peace. When he died, in 840, two of the sons, Louis the German and +Judith's child, who came to be known as Charles the Bald, combined +against their brother Lothair (Pepin had died in 838) with the purpose +of wresting from him the imperial crown, which the father, shortly +before his death, had bestowed upon him. At least they were determined +that this mark of favor from the father should not give the +older brother any superiority over them. In the summer of 841 the +issue was put to the test in a great battle at Fontenay, a little distance +east of Orleans, with the result that Lothair was badly defeated. In +February of the following year Louis and Charles, knowing that Lothair +was still far from regarding himself as conquered, bound themselves +by oath at Strassburg, in the valley of the Rhine, to keep up their +joint opposition until they should be entirely successful.</p> + +<p>The pledges exchanged on this occasion are as interesting to the +student of language as to the historian. The army which accompanied +Louis was composed of men of almost pure Germanic blood and speech, +while that with Charles was made up of men from what is now southern +and western France, where the people represented a mixture of Frankish +and old Roman and Gallic stocks. As a consequence Louis took +the oath in the <i>lingua romana</i> for the benefit of Charles's soldiers, and +Charles reciprocated by taking it in the <i>lingua teudisca</i>, in order that +the Germans might understand it. Then the followers of the two +kings took oath, each in his own language, that if their own king should +violate his agreement they would not support him in acts of hostility +against the other brother, provided the latter had been true to his word. +The <i>lingua romana</i> employed marks a stage in the development of the +so-called Romance languages of to-day—French, Spanish, and Italian—just +as the <i>lingua teudisca</i> approaches the character of modern Teutonic +languages—German, Dutch, and English. The oaths and the +accompanying address of the kings are the earliest examples we have +of the languages used by the common people of the early Middle Ages. +Latin was of course the language of literature, records, and correspondence, +matters with which ordinary people had little or nothing to +do. The necessity under which the two kings found themselves of +using two quite different modes of speech in order to be understood +by all the soldiers is evidence that already by the middle of the ninth +century the Romance and Germanic languages were becoming essentially +<span class="pagenum"><a name="Page_151" id="Page_151">151</a></span> +distinct. It was prophetic, too, of the fast approaching cleavage +of the northern and southern peoples politically.</p> + +<p>Nithardus, whose account of the exchange of oaths at Strassburg +is translated below, was an active participant in the events of the +first half of the ninth century. He was born about 790, his mother +being Charlemagne's daughter Bertha and his father the noted courtier +and poet Angilbert. In the later years of Charlemagne's reign, and +probably under Louis the Pious and Charles the Bald, he was in charge +of the defense of the northwest coasts against the Northmen. He +fought for Charles the Bald at Fontenay and was frequently employed +in those troublous years between 840 and 843 in the fruitless negotiations +among the rival sons of Louis. Neither the date nor the manner +of his death is known. There are traditions that he was killed +in 858 or 859 while fighting the Northmen; but other stories just as +well founded tell us that he became disgusted with the turmoil of the +world, retired to a monastery, and there died about 853. His history +of the wars of the sons of Louis the Pious (covering the period +840-843) was undertaken at the request of Charles the Bald. The +first three books were written in 842, the fourth in 843. Aside from +a rather too favorable attitude toward Charles, the work is very trustworthy, +and the claim is even made by some that among all of the +historians of the Carolingian period, not even Einhard excepted, no +one surpassed Nithardus in spirit, method, and insight. It may further +be noted that Nithardus was the first historical writer of any importance +in the Middle Ages who was not some sort of official in the Church.</p> +</div> + +<p class="source">Source—Nithardus, <i>Historiarum Libri IV.</i> ["Four Books of Histories"], +Bk. III., Chaps. 4-5. Text in <i>Monumenta Germaniæ Historica, +Scriptores</i> (Pertz ed.), Vol. II., pp. 665-666.</p> + +<p>Lothair was given to understand that Louis and Charles were +supporting each other with considerable armies.<a name="FNanchor_197" id="FNanchor_197" href="#Footnote_197" class="fnanchor">[197]</a> Seeing that +his plans were crushed in every direction, he made a long but +profitless expedition and abandoned the country about Tours. +<span class="pagenum"><a name="Page_152" id="Page_152">152</a></span> +At length he returned into France,<a name="FNanchor_198" id="FNanchor_198" href="#Footnote_198" class="fnanchor">[198]</a> worn out with fatigue, as +was also his army. Pepin,<a name="FNanchor_199" id="FNanchor_199" href="#Footnote_199" class="fnanchor">[199]</a> bitterly repenting that he had been +<span class="sidebar">Movements +of the hostile +parties in 841-842</span> +on Lothair's side, withdrew into Aquitaine. +Charles, learning that Otger, bishop of Mainz, +objected to the proposed passage of Louis by +way of Mainz to join his brother, set out by way of the city of +Toul<a name="FNanchor_200" id="FNanchor_200" href="#Footnote_200" class="fnanchor">[200]</a> and entered Alsace at Saverne. When Otger heard of +this, he and his supporters abandoned the river and sought +places where they might hide themselves as speedily as possible. +On the fifteenth of February Louis and Charles came together in +the city formerly called Argentoratum, now known as Strassburg, +and there they took the mutual oaths which are given herewith, +Louis in the <i>lingua romana</i> and Charles in the <i>lingua teudisca</i>. +Before the exchange of oaths they addressed the assembled people, +each in his own language, and Louis, being the elder, thus began:</p> + +<p>"How often, since the death of our father, Lothair has pursued +my brother and myself and tried to destroy us, is known to you +all. So, then, when neither brotherly love, nor Christian feeling, +nor any reason whatever could bring about a peace between us +upon fair conditions, we were at last compelled to bring the matter +before God, determined to abide by whatever issue He might +decree. And we, as you know, came off victorious;<a name="FNanchor_201" id="FNanchor_201" href="#Footnote_201" class="fnanchor">[201]</a> our brother +was beaten, and with his followers got away, each as best he +<span class="sidebar">The speech +of Louis the +German</span> +could. Then we, moved by brotherly love and +having compassion on our Christian people, were +not willing to pursue and destroy them; but, +still, as before, we begged that justice might be done to each. +<span class="pagenum"><a name="Page_153" id="Page_153">153</a></span> +He, however, after all this, not content with the judgment of +God, has not ceased to pursue me and my brother with hostile +purpose, and to harass our peoples with fire, plunder, and murder. +Wherefore we have been compelled to hold this meeting, and, +since we feared that you might doubt whether our faith was +fixed and our alliance secure, we have determined to make our +oaths thereto in your presence. And we do this, not from any +unfair greed, but in order that, if God, with your help, shall grant +us peace, we may the better provide for the common welfare. +But if, which God forbid, I shall dare to violate the oath which I +shall swear to my brother, then I absolve each one of you from +your allegiance and from the oath which you have sworn to +me."</p> + +<p>After Charles had made the same speech in the <i>lingua romana</i>, +Louis, as the elder of the two, swore first to be faithful to his +alliance:</p> + +<p><i>Pro Deo amur et pro christian poblo et nostro commun salvament, +dist di in avant, in quant Deus savir et podir me dunat, si</i> +<span class="sidebar">The oath +of Louis</span> +<i>salvaraeio cist meon fradre Karlo et in adiudha +et in cadhuna cosa, si cum om per dreit son fradra +salvar dist, in o quid il mi altresi fazet; et ab Ludher nul plaid +numquam prindrai, qui meon vol cist meon fradre Karle in damno +sit.</i><a name="FNanchor_202" id="FNanchor_202" href="#Footnote_202" class="fnanchor">[202]</a></p> + +<p>When Louis had taken this oath, Charles swore the same thing +in the <i>lingua teudisca</i>:</p> + +<p><i>In Godes minna ind in thes christianes folches ind unser bedhero +gealtnissi, fon thesemo dage frammordes, so fram so mir</i> +<span class="sidebar">The oath +of Charles</span> +<i>Got gewizci indi madh furgibit, so haldih tesan +minan bruodher, soso man mit rehtu sinan +bruodher scal, in thiu, thaz er mig sosoma duo; indi mit Ludheren +<span class="pagenum"><a name="Page_154" id="Page_154">154</a></span> +in nohheiniu thing ne gegango, the minan willon imo ce scadhen +werhen.</i></p> + +<p>The oath which the subjects of the two kings then took, each +[people] in its own language, reads thus in the <i>lingua romana</i>:</p> + +<p><i>Si Lodhwigs sagrament qua son fradre Karlo jurat, conservat,</i> +<span class="sidebar">The oath +taken by the +subjects of the +two kings</span> +<i>et Karlus meos sendra, de suo part, non lo stanit, +si io returnar non lint pois, ne io ne neuls cui eo +returnar int pois, in nulla aiudha contra Lodhuwig +nun li iver.</i><a name="FNanchor_203" id="FNanchor_203" href="#Footnote_203" class="fnanchor">[203]</a></p> + +<p>And in the <i>lingua teudisca</i>:</p> + +<p><i>Oba Karl then eid then, er sineno bruodher Ludhuwige gesuor, +geleistit, indi Ludhuwig min herro then er imo gesuor, forbrihchit, +obih ina es irwenden ne mag, noh ih no thero nohhein then ih es +irwended mag, widhar Karle imo ce follusti ne wirdhic.</i></p> + +<h4>25. The Treaty of Verdun (843)</h4> + +<div class="intro"> +<p>After the meeting at Strassburg, Charles and Louis advanced against +Lothair, who now abandoned Aachen and retreated southward past +Châlons-sur-Marne toward Lyons. When the brothers had come into +the vicinity of Châlons-sur-Saône, they were met by ambassadors from +Lothair who declared that he was weary of the struggle and was ready +to make peace if only his imperial dignity should be properly recognized +and the share of the kingdom awarded to him should be somewhat +the largest of the three. Charles and Louis accepted their brother's +overtures and June 15, 842, the three met on an island in the Saône +and signed preliminary articles of peace. It was agreed that a board +of a hundred and twenty prominent men should assemble October 1 at +Metz, on the Moselle, and make a definite division of the kingdom. +This body, with the three royal brothers, met at the appointed time, +but adjourned to Worms, and subsequently to Verdun, on the upper +<span class="pagenum"><a name="Page_155" id="Page_155">155</a></span> +Meuse, in order to have the use of maps at the latter place. The treaty +which resulted during the following year was one of the most important +in all mediæval times. Unfortunately the text of it has not survived, +but all its more important provisions are well known from +the writings of the chroniclers of the period. Two such accounts of +the treaty, brief but valuable, are given below.</p> + +<p>Louis had been the real sovereign of Bavaria for sixteen years and +to his kingdom were now added all the German districts on the right +bank of the Rhine (except Friesland), together with Mainz, Worms, +and Speyer on the left bank, under the general name of <i>Francia +Orientalis</i>. Charles retained the western countries—Aquitaine, Gascony, +Septimania, the Spanish March, Burgundy west of the Saône, +Neustria, Brittany, and Flanders—designated collectively as <i>Francia +Occidentalis</i>.<a name="FNanchor_204" id="FNanchor_204" href="#Footnote_204" class="fnanchor">[204]</a> The intervening belt of lands, including the two capitals +Rome and Aachen, and extending from Terracina in Italy to the North +Sea, went to Lothair.<a name="FNanchor_205" id="FNanchor_205" href="#Footnote_205" class="fnanchor">[205]</a> With it went the more or less nominal imperial +dignity. In general, Louis's portion represented the coming Germany +and Charles's the future France. But that of Lothair was utterly lacking +in either geographical or racial unity and was destined not long +to be held together. Parts of it, particularly modern Alsace and Lorraine, +have remained to this day a bone of contention between the +states on the east and west. "The partition of 843," says Professor +Emerton, "involved, so far as we know, nothing new in the relations +of the three brothers to each other. The theory of the empire was +preserved, but the meaning of it disappeared. There is no mention +of any actual superiority of the Emperor (Lothair) over his brothers, +and there is nothing to show that the imperial name was anything +but an empty title, a memory of something great which men could not +quite let die, but which for a hundred years to come was to be powerless +for good or evil."<a name="FNanchor_206" id="FNanchor_206" href="#Footnote_206" class="fnanchor">[206]</a> The empire itself was never afterwards united +under the rule of one man, except for two years (885-887) in the time +of Charles the Fat.</p> + +<p> +<span class="pagenum"><a name="Page_156" id="Page_156">156</a></span></p> +</div> + +<p class="source">Sources—(a) <i>Annales Bertiniani</i> ["Annals of Saint Bertin"]. Translated +from text in <i>Monumenta Germaniæ Historica, Scriptores</i> (Pertz +ed.), Vol. I., p. 440.</p> + +<p class="source_add">(b) <i>Rudolfi Fuldensis Annales</i> ["Annals of Rudolph of Fulda"]. +Text in <i>Monumenta Germaniæ Historica, Scriptores</i> (Pertz ed.), +Vol. I., p. 362.</p> + +<p class="center">(a)</p> + +<p>Charles set out to find his brothers, and they met at Verdun. +By the division there made Louis received for his share all the +<span class="sidebar">A statement +from the annals +of Saint +Bertin</span> +country beyond the Rhine,<a name="FNanchor_207" id="FNanchor_207" href="#Footnote_207" class="fnanchor">[207]</a> and on this side +Speyer, Worms, Mainz, and the territories belonging +to these cities. Lothair received that +which is between the Scheldt and the Rhine toward the sea, and +that lying beyond Cambrésis, Hainault, and the counties adjoining +on this side of the Meuse, down to the confluence of the Saône +and Rhone, and thence along the Rhone to the sea, together with +the adjacent counties. Charles received all the remainder, extending +to Spain. And when the oath was exchanged they went +their several ways.</p> + +<p class="center">(b)</p> + +<p>The realm had from early times been divided in three portions, +and in the month of August the three kings, coming together at +<span class="sidebar">Another from +those of Rudolph +of Fulda</span> +Verdun in Gaul, redivided it among themselves. +Louis received the eastern part, Charles the western. +Lothair, who was older than his brothers, +received the middle portion. After peace was firmly established +and oaths exchanged, each brother returned to his dominion to +control and protect it. Charles, presuming to regard Aquitaine +as belonging properly to his share, was given much trouble by +his nephew Pepin,<a name="FNanchor_208" id="FNanchor_208" href="#Footnote_208" class="fnanchor">[208]</a> who annoyed him by frequent incursions and +caused great loss.</p> + +<p> +<span class="pagenum"><a name="Page_157" id="Page_157">157</a></span></p> + +<h4>26. A Chronicle of the Frankish Kingdom in the Ninth Century</h4> + +<div class="intro"> +<p>The following passages from the Annals of Xanten are here given +for two purposes—to show something of the character of the period +of the Carolingian decline, and to illustrate the peculiar features of +the mediæval chronicle. Numerous names, places, and events neither +very clearly understood now, nor important if they were understood, +occur in the text, and some of these it is not deemed worth while to +attempt to explain in the foot-notes. The selection is valuable for the +general impressions it gives rather than for the detailed facts which +it contains, though some of the latter are interesting enough.</p> + +<p>Annals as a type of historical writing first assumed considerable +importance in western Europe in the time of Charles Martel and +Charlemagne. Their origin, like that of most forms of mediæval literary +production, can be traced directly to the influence of the Church. +The annals began as mere occasional notes jotted down by the monks +upon the "Easter tables," which were circulated among the monasteries +so that the sacred festival might not fail to be observed at the proper +date. The Easter tables were really a sort of calendar, and as they +were placed on parchment having a broad margin it was very natural +that the monks should begin to write in the margin opposite the various +years some of the things that had happened in those years. An Easter +table might pass through a considerable number of hands and so have +events recorded upon it by a good many different men. All sorts of +things were thus made note of—some important, some unimportant—and +of course it is not necessary to suppose that everything written +down was actually true. Many mistakes were possible, especially as +the writer often had only his memory, or perhaps mere hearsay, to +rely upon. And when, as frequently happened, these scattered Easter +tables were brought together in some monastery and there revised, +fitted together, and written out in one continuous chronicle, there were +chances at every turn for serious errors to creep in. The compilers +were sometimes guilty of wilful misrepresentation, but more often +their fault was only their ignorance, credulity, and lack of critical +discernment. In these annals there was no attempt to write history +as we now understand it; that is, the chroniclers did not undertake +to work out the causes and results and relations of things. They merely +<span class="pagenum"><a name="Page_158" id="Page_158">158</a></span> +recorded year by year such happenings as caught their attention—the +succession of a new pope, the death of a bishop, the coronation of +a king, a battle, a hail-storm, an eclipse, the birth of a two-headed +calf—all sorts of unimportant, and from our standpoint ridiculous, +items being thrown in along with matters of world-wide moment. +Heterogeneous as they are, however, the large collections of annals +that have come down to us have been used by modern historians with +the greatest profit, and but for them we should know far less than we +do about the Middle Ages, and especially about the people and events +of the ninth, tenth, and eleventh centuries.</p> + +<p>The Annals of Xanten here quoted are the work originally of a number +of ninth century monks. The fragments from which they were +ultimately compiled are thought to have been brought together at +Cologne, or at least in that vicinity. They cover especially the years +831-873.</p> +</div> + +<p class="source">Source—<i>Annales Xantenses</i> ["Annals of Xanten"]. Text in <i>Monumenta Germaniæ +Historica, Scriptores</i> (Pertz ed.), Vol. II., p. 227. Adapted +from translation in James H. Robinson, <i>Readings in European +History</i> (New York, 1904), Vol. I., pp. 158-162.</p> + +<p><b>844.</b> Pope Gregory departed this world and Pope Sergius +followed in his place.<a name="FNanchor_209" id="FNanchor_209" href="#Footnote_209" class="fnanchor">[209]</a> Count Bernhard was killed by Charles. +Pepin, king of Aquitaine, together with his son and the son of +Bernhard, routed the army of Charles,<a name="FNanchor_210" id="FNanchor_210" href="#Footnote_210" class="fnanchor">[210]</a> and there fell the abbot +Hugo. At the same time King Louis advanced with his army +against the Wends,<a name="FNanchor_211" id="FNanchor_211" href="#Footnote_211" class="fnanchor">[211]</a> one of whose kings, Gestimus by name, +was killed; the rest came to Louis and pledged him their fidelity, +which, however, they broke as soon as he was gone. Thereafter +Lothair, Louis, and Charles came together for council in Diedenhofen, +and after a conference they went their several ways in +peace.</p> + +<p> +<span class="pagenum"><a name="Page_159" id="Page_159">159</a></span></p> + +<p><b>845.</b> Twice in the canton of Worms there was an earthquake; +the first in the night following Palm Sunday, the second in the +<span class="sidebar">The Northmen +in Frisia and +Gaul</span> +holy night of Christ's Resurrection. In the same +year the heathen<a name="FNanchor_212" id="FNanchor_212" href="#Footnote_212" class="fnanchor">[212]</a> broke in upon the Christians +at many points, but more than twelve thousand +of them were killed by the Frisians. Another party of invaders +devastated Gaul; of these more than six hundred men perished. +Yet, owing to his indolence, Charles agreed to give them many +thousand pounds of gold and silver if they would leave Gaul, and +this they did. Nevertheless the cloisters of most of the saints +were destroyed and many of the Christians were led away +captive.</p> + +<p>After this had taken place King Louis once more led a force +against the Wends. When the heathen had learned this they +sent ambassadors, as well as gifts and hostages, to Saxony, and +asked for peace. Louis then granted peace and returned home +from Saxony. Thereafter the robbers were afflicted by a terrible +pestilence, during which the chief sinner among them, by the +name of Reginheri, who had plundered the Christians and the +holy places, was struck down by the hand of God. They then +took counsel and threw lots to determine from which of their gods +they should seek safety; but the lots did not fall out happily, and +on the advice of one of their Christian prisoners that they should +cast their lot before the God of the Christians, they did so, and +the lot fell happily. Then their king, by the name of Rorik, +together with all the heathen people, refrained from meat and +drink for fourteen days, when the plague ceased, and they sent +back all their Christian prisoners to their country.</p> + +<p><b>846.</b> According to their custom, the Northmen plundered +eastern and western Frisia and burned the town +<span class="sidebar">The Northmen +again in Frisia</span> +of Dordrecht, with two other villages, before +the eyes of Lothair, who was then in the castle of Nimwegen, +<span class="pagenum"><a name="Page_160" id="Page_160">160</a></span> +but could not punish the crime. The Northmen, with their boats +filled with immense booty, including both men and goods, returned +to their own country.</p> + +<p>In the same year Louis sent an expedition from Saxony +against the Wends across the Elbe. He personally, however, +went with his army against the Bohemians, whom we call Beuwinitha, +but with great risk.... Charles advanced against +the Britons, but accomplished nothing.</p> + +<p>At this same time, as no one can mention or hear without great +sadness, the mother of all churches, the basilica of the apostle +<span class="sidebar">Rome +attacked by +the Saracens</span> +Peter, was taken and plundered by the Moors, or +Saracens, who had already occupied the region of +Beneventum.<a name="FNanchor_213" id="FNanchor_213" href="#Footnote_213" class="fnanchor">[213]</a> The Saracens, moreover, slaughtered +all the Christians whom they found outside the walls +of Rome, either within or without this church. They also carried +men and women away prisoners. They tore down, among many +others, the altar of the blessed Peter, and their crimes from day to +day bring sorrow to Christians. Pope Sergius departed life this +year.</p> + +<p><b>847.</b> After the death of Sergius no mention of the apostolic +see has come in any way to our ears. Rabanus [Maurus], master +and abbot of Fulda,<a name="FNanchor_214" id="FNanchor_214" href="#Footnote_214" class="fnanchor">[214]</a> was solemnly chosen archbishop as the successor +of Bishop Otger, who had died. Moreover, the Northmen +here and there plundered the Christians and engaged in a battle +with the counts Sigir and Liuthar. They continued up the Rhine +as far as Dordrecht, and nine miles farther to Meginhard, when +they turned back, having taken their booty.</p> + +<p> +<span class="pagenum"><a name="Page_161" id="Page_161">161</a></span></p> + +<p><b>848.</b> On the fourth of February, towards evening, it lightened +and there was thunder heard. The heathen, as was their custom, +<span class="sidebar">An outbreak +of heresy +repressed</span> +inflicted injury on the Christians. In the same +year King Louis held an assembly of the people +near Mainz. At this synod a heresy was brought +forward by a few monks in regard to predestination. These +were convicted and beaten, to their shame, before all the people. +They were sent back to Gaul whence they had come, and, thanks +be to God, the condition of the Church remained uninjured.</p> + +<p><b>849.</b> While King Louis was ill, his army of Bavaria took its +way against the Bohemians. Many of these were killed and the +remainder withdrew, much humiliated, into their own country. +The heathen from the North wrought havoc in Christendom +as usual and grew greater in strength; but it is painful to say +more of this matter.</p> + +<p><b>850.</b> On January 1st of that season, in the octave of the Lord,<a name="FNanchor_215" id="FNanchor_215" href="#Footnote_215" class="fnanchor">[215]</a> +towards evening, a great deal of thunder was heard and a mighty +flash of lightning seen; and an overflow of water afflicted the +human race during this winter. In the following summer an all +too great heat of the sun burned the earth. Leo, pope of the +<span class="sidebar">Further ravages +by the +Northmen and +the Saracens</span> +apostolic see, an extraordinary man, built a fortification +around the church of St. Peter the apostle. +The Moors, however, devastated here and there +the coast towns in Italy. The Norman Rorik, brother of the +above-mentioned younger Heriold, who earlier had fled dishonored +from Lothair, again took Dordrecht and did much evil +treacherously to the Christians. In the same year so great a +peace existed between the two brothers—Emperor Lothair and +King Louis—that they spent many days together in Osning +[Westphalia] and there hunted, so that many were astonished +thereat; and they went each his way in peace.</p> + +<p><b>851.</b> The bodies of certain saints were sent from Rome to +<span class="pagenum"><a name="Page_162" id="Page_162">162</a></span> +Saxony—that of Alexander, one of seven brethren, and those of +Romanus and Emerentiana. In the same year the very noble +Empress, Irmingard by name, wife of the Emperor Lothair, +<span class="sidebar">The Northmen +again in Frisia +and Saxony</span> +departed this world. The Normans inflicted +much harm in Frisia and about the Rhine. A +mighty army of them collected by the River +Elbe against the Saxons, and some of the Saxon towns were +besieged, others burned, and most terribly did they oppress the +Christians. A meeting of our kings took place on the Maas +[Meuse].</p> + +<p><b>852.</b> The steel of the heathen glistened; excessive heat; a +famine followed. There was not fodder enough for the animals. +The pasturage for the swine was more than sufficient.</p> + +<p><b>853.</b> A great famine in Saxony, so that many were forced to +live on horse meat.</p> + +<p><b>854.</b> The Normans, in addition to the very many evils which +<span class="sidebar">The Northmen +burn the church +of St. Martin +at Tours</span> +they were everywhere inflicting upon the Christians, +burned the church of St. Martin, bishop +of Tours, where his body rests.</p> + +<p><b>855.</b> In the spring Louis, the eastern king, sent his son of the +same name to Aquitaine to obtain possession of the heritage of +his uncle Pepin.</p> + +<p><b>856.</b> The Normans again chose a king of the same name as +the preceding one, and related to him, and the Danes made a +fresh incursion by sea, with renewed forces, against the Christians.</p> + +<p><b>857.</b> A great sickness prevailed among the people. This produced +a terrible foulness, so that the limbs were separated from +the body even before death came.</p> + +<p><b>858.</b> Louis, the eastern king, held an assembly of the people +of his territory in Worms.</p> + +<p><b>859.</b> On the first of January, as the early Mass was being said, +a single earthquake occurred in Worms and a triple one in Mainz +before daybreak.</p> + +<p><b>860.</b> On the fifth of February thunder was heard. The king +<span class="pagenum"><a name="Page_163" id="Page_163">163</a></span> +returned from Gaul after the whole empire had gone to destruction, +and was in no way bettered.</p> + +<p><b>861.</b> The holy bishop Luitbert piously furnished the cloister +which is called the Freckenhorst with many relics of the saints, +<span class="sidebar">Sacred relics +brought together +at the +Freckenhorst</span> +namely, of the martyrs Boniface and Maximus, +and of the confessors Eonius and Antonius, +and added a portion of the manger of the Lord +and of His grave, and likewise of the dust of the Lord's feet as He +ascended to heaven. In this year the winter was long and the +above-mentioned kings again had a secret consultation on the +island near Coblenz, and they laid waste everything round +about.</p> + +<h4>27. The Northmen in the Country of the Franks.</h4> + +<div class="intro"> +<p>Under the general name of Northmen in the ninth and tenth centuries +were included all those peoples of pure Teutonic stock who +inhabited the two neighboring peninsulas of Denmark and Scandinavia. +In this period, and after, they played a very conspicuous part in the +history of western Europe—at first as piratical invaders along the +Atlantic coast, and subsequently as settlers in new lands and as conquerors +and state-builders. <i>Northmen</i> was the name by which the +people of the continent generally knew them, but to the Irish they +were known as <i>Ostmen</i> or <i>Eastmen</i>, and to the English as <i>Danes</i>, while +the name which they applied to themselves was <i>Vikings</i> ["Creekmen"]. +Their prolonged invasions and plunderings, which fill so large a place +in the ninth and tenth century chronicles of England and France, were +the result of several causes and conditions: (1) their natural love of +adventure, common to all early Germanic peoples; (2) the fact that +the population of their home countries had become larger than the +limited resources of these northern regions would support; (3) the +proximity of the sea on every side, with its fiords and inlets inviting +the adventurer to embark for new shores; and (4) the discontent of +the nobles, or jarls, with the growing rigor of kingly government. In +consequence of these and other influences large numbers of the people +became pirates, with no other occupation than the plundering of the +more civilized and wealthier countries to the east, west, and south. +<span class="pagenum"><a name="Page_164" id="Page_164">164</a></span> +Those from Sweden visited most commonly the coasts of Russia, those +from Norway went generally to Scotland and Ireland, and those from +Denmark to England and France. In fast-sailing vessels carrying +sixty or seventy men, and under the leadership of "kings of the sea" +who never "sought refuge under a roof, nor emptied their drinking-horns +at a fireside," they darted along the shores, ascended rivers, +converted islands into temporary fortresses, and from thence sallied +forth in every direction to burn and pillage and carry off all the booty +upon which they could lay hands. So swift and irresistible were their +operations that they frequently met with not the slightest show of +opposition from the terrified inhabitants.</p> + +<p>It was natural that Frankland, with its numerous large rivers flowing +into the ocean and leading through fertile valleys dotted with towns +and rich abbeys, should early have attracted the marauders; and in +fact they made their appearance there as early as the year 800. Before +the end of Charlemagne's reign they had pillaged Frisia, and a monkish +writer of the time tells us that upon one occasion the great Emperor +burst into tears and declared that he was overwhelmed with sorrow +as he looked forward and saw what evils they would bring upon his +offspring and people. Whether or not this story is true, certain it is +that before the ninth century was far advanced incursions of the +barbarians—"the heathen," as the chroniclers generally call them—had +come to be almost annual events. In 841 Rouen was plundered +and burned; in 843 Nantes was besieged, the bishop killed, and many +captives carried off; in 845 the invaders appeared at Paris and were +prevented from attacking the place only by being bribed; and so the +story goes, until by 846 we find the annalists beginning their melancholy +record of the year's events with the matter-of-course statement +that, "according to their custom," the Northmen plundered such and +such a region [see <a href="#Page_159">p. 159</a>]. Below are a few passages taken from the +Annals of Saint-Bertin, the poem of Abbo on the siege of Paris, and the +Chronicle of Saint-Denys, which show something of the character of +the Northmen's part in early French history, first as mere invaders +and afterwards as permanent settlers.</p> + +<p>The Annals of Saint-Bertin are so called because they have been +copied from an old manuscript found in the monastery of that name. +The period which they cover is 741-882. Several writers evidently +<span class="pagenum"><a name="Page_165" id="Page_165">165</a></span> +had a hand in their compilation. The portion between the dates 836 +and 861 is attributed to Prudence, bishop of Troyes, and that between +861 and 882 to Hincmar, archbishop of Rheims.</p> + +<p>Abbo, the author of the second selection given below, was a monk +of St. Germain des Prés, at Paris. He wrote a poem in which he undertook +to give an account of the siege of Paris by the Northmen in 885 +and 886, and of the struggles of the Frankish people with the invaders +to the year 896. As literature the poem has small value, but for the +historian it possesses some importance.</p> + +<p>The account of Rollo's conversion comes from a history of the Normans +written in the twelfth century by William of Jumièges. The +work covers the period 851-1137, its earlier portions (to 996) being +based on an older history written by Dudo, dean of St. Quentin, in the +eleventh century. The Chronicle of St.-Denys was composed at a +later time and served to preserve most of the history recorded by +Dudo and William of Jumièges.</p> +</div> + +<p class="source">Sources—(a) <i>Annales Bertiniani</i> ["Annals of St. Bertin"]. Text in <i>Monumenta +Germaniæ Historica Scriptores</i> (Pertz ed.), Vol. I., pp. +439-454.</p> + +<p class="source_add">(b) Abbonis Monachi S. Germani Parisiensis, <i>De Bellis Parisiacæ +Urbis, et Odonis Comitis, post Regis, adversus Northmannos +urbem ipsam obsidentes, sub Carolo Crasso Imp. ac Rege Francorum</i> +[Abbo's "Wars of Count Odo with the Northmen in the +Reign of Charles the Fat"]. Text in Bouquet, <i>Recueil des Historiens +des Gaules et de la France</i>, Vol. VIII., pp. 4-26.</p> + +<p class="source_add">(c) <i>Chronique de Saint-Denys d'après Dudo et Guillaume de Jumièges</i> +["Chronicle of St. Denys based on Dudo and William +of Jumièges"], Vol. III., p. 105.</p> + +<p class="center">(a) <span class="smcap">The Earlier Ravages of the Northmen</span></p> + +<p><b>843</b>. Pirates of the Northmen's race came to Nantes, killed +the bishop and many of the clergy and laymen, both men and +women, and pillaged the city. Thence they set out to plunder +the lands of lower Aquitaine. At length they arrived at a certain +island<a name="FNanchor_216" id="FNanchor_216" href="#Footnote_216" class="fnanchor">[216]</a> and carried materials thither from the mainland to build +themselves houses; and they settled there for the winter, as if +that were to be their permanent dwelling-place.</p> + +<p> +<span class="pagenum"><a name="Page_166" id="Page_166">166</a></span></p> + +<p><b>844.</b> The Northmen ascended the Garonne as far as Toulouse +and pillaged the lands along both banks with impunity. Some, +after leaving this region went into Galicia<a name="FNanchor_217" id="FNanchor_217" href="#Footnote_217" class="fnanchor">[217]</a> and perished, part of +them by the attacks of the cross-bowmen who had come to resist +them, part by being overwhelmed by a storm at sea. But others +of them went farther into Spain and engaged in long and desperate +combats with the Saracens; defeated in the end, they withdrew.</p> + +<p><b>845.</b> The Northmen with a hundred ships entered the Seine on +the twentieth of March and, after ravaging first one bank and +<span class="sidebar">The Northmen +bought off at +Paris</span> +then the other, came without meeting any resistance +to Paris. Charles<a name="FNanchor_218" id="FNanchor_218" href="#Footnote_218" class="fnanchor">[218]</a> resolved to hold out +against them; but seeing the impossibility of +gaining a victory, he made with them a certain agreement and +by a gift of 7,000 livres he bought them off from advancing farther +and persuaded them to return.</p> + +<p>Euric, king of the Northmen, advanced, with six hundred +vessels, along the course of the River Elbe to attack Louis of +Germany.<a name="FNanchor_219" id="FNanchor_219" href="#Footnote_219" class="fnanchor">[219]</a> The Saxons prepared to meet him, gave battle, and +with the aid of our Lord Jesus Christ won the victory.</p> + +<p>The Northmen returned [from Paris] down the Seine and coming +to the ocean pillaged, destroyed, and burned all the regions +along the coast.</p> + +<p><b>846.</b> The Danish pirates landed in Frisia.<a name="FNanchor_220" id="FNanchor_220" href="#Footnote_220" class="fnanchor">[220]</a> They were able to +force from the people whatever contributions they wished and, +being victors in battle, they remained masters of almost the +entire province.</p> + +<p><b>847.</b> The Northmen made their appearance in the part of Gaul +inhabited by the Britons<a name="FNanchor_221" id="FNanchor_221" href="#Footnote_221" class="fnanchor">[221]</a> and won three victories. Noménoé,<a name="FNanchor_222" id="FNanchor_222" href="#Footnote_222" class="fnanchor">[222]</a> +<span class="pagenum"><a name="Page_167" id="Page_167">167</a></span> +although defeated, at length succeeded in buying them off with +presents and getting them out of his country.</p> + +<p><b>853-854.</b> The Danish pirates, making their way into the +country eastward from the city of Nantes, arrived without +<span class="sidebar">The burning +of Tours</span> +opposition, November eighth, before Tours. This +they burned, together with the church of St. +Martin and the neighboring places. But that incursion had been +foreseen with certainty and the body of St. Martin had been +removed to Cormery, a monastery of that church, and from there +to the city of Orleans. The pirates went on to the château of +Blois<a name="FNanchor_223" id="FNanchor_223" href="#Footnote_223" class="fnanchor">[223]</a> and burned it, proposing then to proceed to Orleans and +destroy that city in the same fashion. But Agius, bishop of +Orleans, and Burchard, bishop of Chartres,<a name="FNanchor_224" id="FNanchor_224" href="#Footnote_224" class="fnanchor">[224]</a> had gathered soldiers +and ships to meet them; so they abandoned their design and returned +to the lower Loire, though the following year [855] they +ascended it anew to the city of Angers.<a name="FNanchor_225" id="FNanchor_225" href="#Footnote_225" class="fnanchor">[225]</a></p> + +<p><b>855.</b> They left their ships behind and undertook to go overland +to the city of Poitiers;<a name="FNanchor_226" id="FNanchor_226" href="#Footnote_226" class="fnanchor">[226]</a> but the Aquitanians came to meet +them and defeated them, so that not more than 300 escaped.</p> + +<p><b>856.</b> On the eighteenth of April, the Danish pirates came to +the city of Orleans, pillaged it, and went away without meeting +<span class="sidebar">Orleans +pillaged</span> +opposition. Other Danish pirates came into the +Seine about the middle of August and, after +plundering and ruining the towns on the two banks of the river, +and even the monasteries and villages farther back, came to a +well located place near the Seine called Jeufosse, and, there +quietly passed the winter.</p> + +<p><b>859.</b> The Danish pirates having made a long sea-voyage (for +<span class="pagenum"><a name="Page_168" id="Page_168">168</a></span> +they had sailed between Spain and Africa) entered the Rhone, +where they pillaged many cities and monasteries and established +themselves on the island called Camargue.... They devastated +everything before them as far as the city of Valence.<a name="FNanchor_227" id="FNanchor_227" href="#Footnote_227" class="fnanchor">[227]</a> Then +after ravaging all these regions they returned to the island where +they had fixed their habitation. Thence they went on toward +Italy, capturing and plundering Pisa and other cities.</p> + +<p class="center">(b) <span class="smcap">The Siege of Paris</span></p> + +<p><b>885.</b> The Northmen came to Paris with 700 sailing ships, not +counting those of smaller size which are commonly called barques. +At one stretch the Seine was lined with the vessels for more than +two leagues, so that one might ask in astonishment in what +cavern the river had been swallowed up, since it was not to be +seen. The second day after the fleet of the Northmen arrived +<span class="sidebar">The Northmen +arrive at the +city</span> +under the walls of the city, Siegfred, who was +then king only in name<a name="FNanchor_228" id="FNanchor_228" href="#Footnote_228" class="fnanchor">[228]</a> but who was in command +of the expedition, came to the dwelling of the +illustrious bishop. He bowed his head and said: "Gauzelin, have +compassion on yourself and on your flock. We beseech you to +listen to us, in order that you may escape death. Allow us only +the freedom of the city. We will do no harm and we will see to +it that whatever belongs either to you or to Odo shall be strictly +respected." Count Odo, who later became king, was then the +defender of the city.<a name="FNanchor_229" id="FNanchor_229" href="#Footnote_229" class="fnanchor">[229]</a> The bishop replied to Siegfred, "Paris has +been entrusted to us by the Emperor Charles, who, after God, +king and lord of the powerful, rules over almost all the world. +<span class="pagenum"><a name="Page_169" id="Page_169">169</a></span> +He has put it in our care, not at all that the kingdom may be +ruined by our misconduct, but that he may keep it and be assured +of its peace. If, like us, you had been given the duty of defending +these walls, and if you should have done that which you ask us to +do, what treatment do you think you would deserve?" Siegfred +replied, "I should deserve that my head be cut off and thrown +to the dogs. Nevertheless, if you do not listen to my demand, +on the morrow our war machines will destroy you with poisoned +arrows. You will be the prey of famine and of pestilence and +these evils will renew themselves perpetually every year." So +saying, he departed and gathered together his comrades.</p> + +<p>In the morning the Northmen, boarding their ships, approached +the tower and attacked it.<a name="FNanchor_230" id="FNanchor_230" href="#Footnote_230" class="fnanchor">[230]</a> They shook it with their engines +<span class="sidebar">The attack +upon the tower</span> +and stormed it with arrows. The city resounded +with clamor, the people were aroused, the bridges +trembled. All came together to defend the tower. There Odo, +his brother Robert,<a name="FNanchor_231" id="FNanchor_231" href="#Footnote_231" class="fnanchor">[231]</a> and the Count Ragenar distinguished themselves +for bravery; likewise the courageous Abbot Ebolus,<a name="FNanchor_232" id="FNanchor_232" href="#Footnote_232" class="fnanchor">[232]</a> the +nephew of the bishop. A keen arrow wounded the prelate, while +at his side the young warrior Frederick was struck by a sword. +Frederick died, but the old man, thanks to God, survived. There +perished many Franks; after receiving wounds they were lavish +of life. At last the enemy withdrew, carrying off their dead. +The evening came. The tower had been sorely tried, but its +foundations were still solid, as were also the narrow <i>baies</i> which +surmounted them. The people spent the night repairing it with +boards. By the next day, on the old citadel had been erected a +new tower of wood, a half higher than the former one. At sunrise +the Danes caught their first glimpse of it. Once more the latter +engaged with the Christians in violent combat. On every side +arrows sped and blood flowed. With the arrows mingled the +<span class="pagenum"><a name="Page_170" id="Page_170">170</a></span> +stones hurled by slings and war-machines; the air was filled with +<span class="sidebar">Fierce +fighting</span> +them. The tower which had been built during the night groaned +under the strokes of the darts, the city shook with +the struggle, the people ran hither and thither, the +bells jangled. The warriors rushed together to defend the tottering +tower and to repel the fierce assault. Among these warriors +two, a count and an abbot [Ebolus], surpassed all the rest in +courage. The former was the redoubtable Odo who never experienced +<span class="sidebar">The bravery of +Count Odo</span> +defeat and who continually revived the +spirits of the worn-out defenders. He ran along +the ramparts and hurled back the enemy. On those who were +secreting themselves so as to undermine the tower he poured oil, +wax, and pitch, which, being mixed and heated, burned the Danes +and tore off their scalps. Some of them died; others threw +themselves into the river to escape the awful substance....<a name="FNanchor_233" id="FNanchor_233" href="#Footnote_233" class="fnanchor">[233]</a></p> + +<p>Meanwhile Paris was suffering not only from the sword outside +but also from a pestilence within which brought death to many +noble men. Within the walls there was not ground in which to +bury the dead.... Odo, the future king, was sent to Charles, +emperor of the Franks,<a name="FNanchor_234" id="FNanchor_234" href="#Footnote_234" class="fnanchor">[234]</a> to implore help for the stricken city.</p> + +<p>One day Odo suddenly appeared in splendor in the midst of +three bands of warriors. The sun made his armor glisten and +<span class="sidebar">Odo's mission +to Emperor +Charles the +Fat</span> +greeted him before it illuminated the country +around. The Parisians saw their beloved chief +at a distance, but the enemy, hoping to prevent +his gaining entrance to the tower, crossed the Seine and took up +their position on the bank. Nevertheless Odo, his horse at a +gallop, got past the Northmen and reached the tower, whose +gates Ebolus opened to him. The enemy pursued fiercely the +<span class="pagenum"><a name="Page_171" id="Page_171">171</a></span> +comrades of the count who were trying to keep up with him +and get refuge in the tower. [The Danes were defeated in the +attack.]</p> + +<p>Now came the Emperor Charles, surrounded by soldiers of all +nations, even as the sky is adorned with resplendent stars. A +<span class="sidebar">Terms of peace +arranged by +Charles</span> +great throng, speaking many languages, accompanied +him. He established his camp at the foot +of the heights of Montmartre, near the tower. +He allowed the Northmen to have the country of Sens to plunder;<a name="FNanchor_235" id="FNanchor_235" href="#Footnote_235" class="fnanchor">[235]</a> +and in the spring he gave them 700 pounds of silver on condition +that by the month of March they leave France for their +own kingdom.<a name="FNanchor_236" id="FNanchor_236" href="#Footnote_236" class="fnanchor">[236]</a> Then Charles returned, destined to an early +death.<a name="FNanchor_237" id="FNanchor_237" href="#Footnote_237" class="fnanchor">[237]</a></p> + +<p class="center">(c) <span class="smcap">The Baptism of Rollo and the Establishment of the +Normans in France<a name="FNanchor_238" id="FNanchor_238" href="#Footnote_238" class="fnanchor">[238]</a></span></p> + +<p>The king had at first wished to give to Rollo the province of +Flanders, but the Norman rejected it as being too marshy. Rollo +<span class="pagenum"><a name="Page_172" id="Page_172">172</a></span> +refused to kiss the foot of Charles when he received from him the +duchy of Normandy. "He who receives such a gift," said the +bishops to him, "ought to kiss the foot of the king." "Never," +replied he, "will I bend the knee to any one, or kiss anybody's +foot." Nevertheless, impelled by the entreaties of the Franks, +he ordered one of his warriors to perform the act in his stead. +This man seized the foot of the king and lifted it to his lips, +kissing it without bending and so causing the king to tumble +over backwards. At that there was a loud burst of laughter +and a great commotion in the crowd of onlookers. King Charles, +<span class="sidebar">Rollo receives +Normandy +from Charles +the Simple</span> +Robert, Duke of the Franks,<a name="FNanchor_239" id="FNanchor_239" href="#Footnote_239" class="fnanchor">[239]</a> the counts and +magnates, and the bishops and abbots, bound +themselves by the oath of the Catholic faith to +Rollo, swearing by their lives and their bodies and by the honor +of all the kingdom, that he might hold the land and transmit it to +his heirs from generation to generation throughout all time to +come. When these things had been satisfactorily performed, +the king returned in good spirits into his dominion, and Rollo +with Duke Robert set out for Rouen.</p> + +<p>In the year of our Lord 912 Rollo was baptized in holy water +in the name of the sacred Trinity by Franco, archbishop of +<span class="sidebar">Rollo becomes +a Christian</span> +Rouen. Duke Robert, who was his godfather, +gave to him his name. Rollo devotedly honored +God and the Holy Church with his gifts.... The pagans, +<span class="pagenum"><a name="Page_173" id="Page_173">173</a></span> +seeing that their chieftain had become a Christian, abandoned +their idols, received the name of Christ, and with one accord +desired to be baptized. Meanwhile the Norman duke made +ready for a splendid wedding and married the daughter of the +king [Gisela] according to Christian rites.</p> + +<p>Rollo gave assurance of security to all those who wished to +dwell in his country. The land he divided among his followers, +and, as it had been a long time unused, he improved it by the +construction of new buildings. It was peopled by the Norman +warriors and by immigrants from outside regions. The duke +<span class="sidebar">His work +in Normandy</span> +established for his subjects certain inviolable +rights and laws, confirmed and published by the +will of the leading men, and he compelled all his people to live +peaceably together. He rebuilt the churches, which had been +entirely ruined; he restored the temples, which had been destroyed +by the ravages of the pagans; he repaired and added to +the walls and fortifications of the cities; he subdued the Britons +who rebelled against him; and with the provisions obtained +from them he supplied all the country that had been granted +to him.</p> + +<h4>28. Later Carolingian Efforts to Preserve Order</h4> + +<div class="intro"> +<p>The ninth century is chiefly significant in Frankish history as an +era of decline of monarchy and increase of the powers and independence +of local officials and magnates. Already by Charlemagne's death, in +814, the disruptive forces were at work, and under the relatively weak +successors of the great Emperor the course of decentralization went +on until by the death of Charles the Bald, in 877, the royal authority +had been reduced to a condition of insignificance. This century was +the formative period <i>par excellence</i> of the feudal system—a type of +social and economic organization which the conditions of the time +rendered inevitable and under which great monarchies tended to be +dissolved into a multitude of petty local states. Large landholders began +to regard themselves as practically independent; royal officials, particularly +the counts, refused to be parted from their positions and used +<span class="pagenum"><a name="Page_174" id="Page_174">174</a></span> +them primarily to enhance their own personal authority; the churches +and monasteries stretched their royal grants of immunity so far as +almost to refuse to acknowledge any obligations to the central government. +In these and other ways the Carolingian monarchy was shorn +of its powers, and as it was quite lacking in money, lands, and soldiers +who could be depended on, there was little left for it to do but to legislate +and ordain without much prospect of being able to enforce its +laws and ordinances. The rapidity with which the kings of the period +were losing their grip on the situation comes out very clearly from a study +of the capitularies which they issued from time to time. In general +these capitularies, especially after about 840, testify to the disorder +everywhere prevailing, the usurpations of the royal officials, and the +popular contempt of the royal authority, and reiterate commands +for the preservation of order until they become fairly wearisome to +the reader. Royalty was at a bad pass and its weakness is reflected +unmistakably in its attempts to govern by mere edict without any backing +of enforcing power. In 843, 853, 856, 857, and many other years +of Charles the Bald's reign, elaborate decrees were issued prohibiting +brigandage and lawlessness, but with the tell-tale provision that violators +were to be "admonished with Christian love to repent," or that +they were to be punished "as far as the local officials could remember +them," or that the royal agents were themselves to take oath not to +become highway robbers! Sometimes the king openly confessed his +weakness and proceeded to implore, rather than to command, his subjects +to obey him.</p> + +<p>The capitulary quoted below belongs to the last year of the short +reign of Carloman (882-884), son of Louis the Stammerer and grandson +of Charles the Bald. It makes a considerable show of power, ordaining +the punishment of criminals as confidently as if there had really +been means to assure its enforcement. But in truth all the provisions +in it had been embodied in capitularies of Carloman's predecessors with +scarcely perceptible effect, and there was certainly no reason to expect +better results now. With the nobles practicing, if not asserting, independence, +the churches and monasteries heeding the royal authority +hardly at all, the country being ravaged by Northmen and the people +turning to the great magnates for the protection they could no longer +get from the king, and the counts and <i>missi dominici</i> making +<span class="pagenum"><a name="Page_175" id="Page_175">175</a></span> +their lands and offices the basis for hereditary local authority, the +king had come to be almost powerless in the great realm where less +than a hundred years before Charlemagne's word, for all practical +purposes, was law. Even Charlemagne himself, however, could have +done little to avert the state of anarchy which conditions too strong +for any sovereign to cope with had brought about.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica, Leges</i> (Boretius ed.), +Vol. II., pp. 371-375.</p> + +<p><b>1.</b> According to the custom of our predecessors, we desire +that in our palace shall prevail the worship of God, the honor of +<span class="sidebar">The keeping of +the peace enjoined</span> +the king, piety, concord, and a condition of peace; +and that that peace established in our palace +by the sanction of our predecessors shall extend +to, and be observed throughout, our entire kingdom.</p> + +<p><b>2.</b> We desire that all those who live at our court, and all who +come there, shall live peaceably. If any one, in breach of the +peace, is guilty of violence, let him be brought to a hearing at +our palace, by the authority of the king and by the order of our +<i>missus</i>, as it was ordained by the capitularies of our predecessors, +that he may be punished according to a legal judgment and may +pay a triple composition with the royal ban.<a name="FNanchor_240" id="FNanchor_240" href="#Footnote_240" class="fnanchor">[240]</a></p> + +<p><b>3.</b> If the offender has no lord, or if he flees from our court, +our <i>missus</i> shall go to find him and shall order him, in our name, +to appear at the palace.<a name="FNanchor_241" id="FNanchor_241" href="#Footnote_241" class="fnanchor">[241]</a> If he should be so rash as to disdain to +come, let him be brought by force. If he spurns both us and our +<i>missus</i>, and while refusing to obey summons is killed in resisting, +and any of his relatives or friends undertake to exercise against +our agents who have killed him the right of vengeance,<a name="FNanchor_242" id="FNanchor_242" href="#Footnote_242" class="fnanchor">[242]</a> we will +oppose them there and will give our agents all the aid of our royal +authority.</p> + +<p><b>5.</b> The bishop of the diocese in which the crime shall have +<span class="pagenum"><a name="Page_176" id="Page_176">176</a></span> +been committed ought, through the priest of the place, to give +three successive invitations to the offender to repent and to +<span class="sidebar">The bishop's +part in repressing +crime</span> +make reparation for his fault in order to set +himself right with God and the church that he +has injured. If he scorns and rejects this summons +and invitation, let the bishop wield upon him the pastoral +rod, that is to say, the sentence of excommunication; and let +him separate him from the communion of the Holy Church until +he shall have given the satisfaction that is required.</p> + +<p><b>9.</b> In order that violence be entirely brought to an end and +order restored, it is necessary that the bishop's authority should +<span class="sidebar">Obligations of +lay officials +to restrain +violence</span> +be supplemented by that of the public officials. +Therefore we and our faithful have judged it +expedient that the <i>missi dominici</i> should discharge +faithfully the duties of their office.<a name="FNanchor_243" id="FNanchor_243" href="#Footnote_243" class="fnanchor">[243]</a> The count shall enjoin to +the viscount,<a name="FNanchor_244" id="FNanchor_244" href="#Footnote_244" class="fnanchor">[244]</a> to his <i>vicarii</i> and <i>centenarii</i>,<a name="FNanchor_245" id="FNanchor_245" href="#Footnote_245" class="fnanchor">[245]</a> and to all the public +officials, as well as to all Franks who have a knowledge of the +law, that all should give as much aid as they can to the Church, +both on their own account and in accord with the requests of +the clergy, every time they shall be called upon by the bishop, the +officers of the bishop, or even by the needy. They should do this +for the love of God, the peace of the Holy Church, and the fidelity +that they owe to us.</p> + +<h4>29. The Election of Hugh Capet (987).</h4> + +<p><span class="pagenum"><a name="Page_177" id="Page_177">177</a></span></p> + +<div class="intro"> +<p>The election of Hugh Capet as king of France in 987 marked the +establishment of the so-called Capetian line of monarchs, which occupied +the French throne in all not far from eight centuries—a record +not equaled by any other royal house in European history. The circumstances +of the election were interesting and significant. For more +than a hundred years there had been keen rivalry between the Carolingian +kings and one of the great ducal houses of the Franks, known as +the Robertians. In the disorder which so generally prevailed in France +in the ninth and tenth centuries, powerful families possessing extensive +lands and having large numbers of vassals and serfs were able to make +themselves practically independent of the royal power. The greatest of +these families was the Robertians, the descendants of Robert the Strong, +father of the Odo who distinguished himself at the siege of Paris in +885-886 [see <a href="#Page_170">p. 170</a>]. Between 888 and 987 circumstances brought it +about three different times that members of the Robertian house were +elevated to the Frankish throne (Odo, 888-898; Robert I., 922-923; +and Rudolph—related to the Robertians by marriage only,—923-936). +The rest of the time the throne was occupied by Carolingians (Charles +the Simple, 898-922; Louis IV., 936-954; Lothair, 954-986; and Louis V., +986-987). With the death of the young king Louis V., in 987, the +last direct descendant of Charlemagne passed away and the question +of the succession was left for solution by the nobles and higher +clergy of the realm. As soon as the king was dead, such of these magnates +as were assembled at the court to attend the funeral bound +themselves by oath to take no action until a general meeting could +be held at Senlis (a few miles north of Paris) late in May, 987. The +proceedings of this general meeting are related in the passage below. +Apparently it had already been pretty generally agreed that the man +to be elected was Hugh Capet, great-grandson of Robert the Strong +and the present head of the famous Robertian house, and the speech +of Adalbero, archbishop of Rheims, of which Richer gives a resumé, +was enough to ensure this result. There was but one other claimant of +importance. That was the late king's uncle, Charles of Lower Lorraine. +He was not a man of force and Adalbero easily disposed of his candidacy, +though the rejected prince was subsequently able to make his successful +rival a good deal of trouble. Hugh owed his election to his large material +<span class="pagenum"><a name="Page_178" id="Page_178">178</a></span> +resources, the military prestige of his ancestors, the active support +of the Church, and the lack of direct heirs of the Carolingian dynasty.</p> + +<p>Richer, the chronicler whose account of the election is given below, +was a monk living at Rheims at the time when the events occurred +which he describes. His "Four Books of Histories," discovered only in +1833, is almost our only considerable source of information on Frankish +affairs in the later tenth century. In his writing he endeavored to round +out his work into a real history and to give more than the bare outline +of events characteristic of the mediæval annalists. In this he was +only partially successful, being at fault mainly in indulging in too much +rhetoric and in allowing partisan motives sometimes to guide him in what +he said. His partisanship was on the side of the fallen Carolingians. The +period covered by the "Histories" is 888-995; they are therefore roughly +continuous chronologically with the Annals of Saint Bertin [see <a href="#Page_164">p. 164</a>].</p> +</div> + +<p class="source">Source—Richer, <i>Historiarum Libri IV.</i> ["Four Books of Histories"], Bk. IV., +Chaps. 11-12. Text in <i>Monumenta Germaniæ Historica, Scriptores</i> +(Pertz ed.), Vol. III., pp. 633-634.</p> + +<p>Meanwhile, at the appointed time the magnates of Gaul who +had taken the oath came together at Senlis. When they had all +taken their places in the assembly and the duke<a name="FNanchor_246" id="FNanchor_246" href="#Footnote_246" class="fnanchor">[246]</a> had given the +sign, the archbishop<a name="FNanchor_247" id="FNanchor_247" href="#Footnote_247" class="fnanchor">[247]</a> spoke to them as follows:<a name="FNanchor_248" id="FNanchor_248" href="#Footnote_248" class="fnanchor">[248]</a></p> + +<p>"King Louis, of divine memory, having been removed from +the world, and having left no heirs, it devolves upon us to take +<span class="sidebar">Adalbero's +speech at +Senlis</span> +serious counsel as to the choice of a successor, so +that the state may not suffer any injury through +neglect and the lack of a leader. On a former +occasion<a name="FNanchor_249" id="FNanchor_249" href="#Footnote_249" class="fnanchor">[249]</a> we thought it advisable to postpone that deliberation +in order that each of you might be able to come here and, in the +presence of the assembly, voice the sentiment which God should +have inspired in you, and that from all these different expressions +of opinion we might be able to find out what is the general will.</p> + +<p> +<span class="pagenum"><a name="Page_179" id="Page_179">179</a></span></p> + +<p>"Here we are assembled. Let us see to it, by our prudence +and honor, that hatred shall not destroy reason, that love shall +<span class="sidebar">Election, not +heredity, the +true basis of +Frankish kingship</span> +not interfere with truth. We are aware that +Charles<a name="FNanchor_250" id="FNanchor_250" href="#Footnote_250" class="fnanchor">[250]</a> has his partisans, who claim that the +throne belongs to him by right of birth. But if +we look into the matter, the throne is not acquired +by hereditary right, and no one ought to be placed at the +head of the kingdom unless he is distinguished, not only by nobility +of body, but also by strength of mind—only such a one as +honor and generosity recommend.<a name="FNanchor_251" id="FNanchor_251" href="#Footnote_251" class="fnanchor">[251]</a> We read in the annals of +rulers of illustrious descent who were deposed on account of +their unworthiness and replaced by others of the same, or even +lesser, rank.<a name="FNanchor_252" id="FNanchor_252" href="#Footnote_252" class="fnanchor">[252]</a></p> + +<p>"What dignity shall we gain by making Charles king? He is +not guided by honor, nor is he possessed of strength. Then, too, +he has compromised himself so far as to have become the dependent +of a foreign king<a name="FNanchor_253" id="FNanchor_253" href="#Footnote_253" class="fnanchor">[253]</a> and to have married a girl taken from +among his own vassals. How could the great duke endure that +a woman of the low rank of vassal should become queen and +<span class="sidebar">Objections +to Charles +of Lorraine</span> +rule over him? How could he tender services +to this woman, when his equals, and even his +superiors, in birth bend the knee before him and +place their hands under his feet? Think of this seriously and +you will see that Charles must be rejected for his own faults +<span class="pagenum"><a name="Page_180" id="Page_180">180</a></span> +rather than on account of any wrong done by others. Make a +decision, therefore, for the welfare rather than for the injury of +the state. If you wish ill to your country, choose Charles to be +king; if you have regard for its prosperity, choose Hugh, the +illustrious duke.... Elect, then, the duke, a man who is +<span class="sidebar">Election of +Hugh Capet +urged</span> +recommended by his conduct, by his nobility, +and by his military following. In him you will +find a defender, not only of the state, but also of +your private interests. His large-heartedness will make him a +father to you all. Who has ever fled to him for protection without +receiving it? Who that has been deserted by his friends has +he ever failed to restore to his rights?"</p> + +<p>This speech was applauded and concurred in by all, and by +unanimous consent the duke was raised to the throne. He was +<span class="sidebar">The beginning +of his reign</span> +crowned at Noyon<a name="FNanchor_254" id="FNanchor_254" href="#Footnote_254" class="fnanchor">[254]</a> on the first of June<a name="FNanchor_255" id="FNanchor_255" href="#Footnote_255" class="fnanchor">[255]</a> by the +archbishop and the other bishops as king of the +Gauls, the Bretons, the Normans, the Aquitanians, the Goths, +the Spaniards and the Gascons.<a name="FNanchor_256" id="FNanchor_256" href="#Footnote_256" class="fnanchor">[256]</a> Surrounded by the nobles of +the king, he issued decrees and made laws according to royal +custom, judging and disposing of all matters with success.</p> +<p> +<span class="pagenum"><a name="Page_181" id="Page_181">181</a></span></p> + +<h3>CHAPTER XI.<br /> +ALFRED THE GREAT IN WAR AND IN PEACE</h3> + +<h4>30. The Danes in England</h4> + +<div class="intro"> +<p>The earliest recorded visit of the Danes, or Northmen, to England +somewhat antedates the appearance of these peoples on the Frankish +coast in the year 800. In 787 three Danish vessels came to shore at +Warham in Dorset and their sailors slew the unfortunate reeve who +mistook them for ordinary foreign merchants and tried to collect +port dues from them. Thereafter the British coasts were never free +for many years at a time from the depredations of the marauders. +In 793 the famous church at Lindisfarne, in Northumberland, was +plundered; in 795 the Irish coasts began to suffer; in 833 a fleet of +twenty-five vessels appeared at the mouth of the Thames; in 834 twelve +hundred pillagers landed in Dorset; in 842 London and Rochester +were sacked and their population scattered; in 850 a fleet of 350 ships +carrying perhaps ten or twelve thousand men, wintered at the mouth +of the Thames and in the spring caused London again to suffer; and +from then on until the accession of King Alfred, in 871, destructive +raids followed one another with distressing frequency.</p> + +<p>The account of the Danish invasions given below is taken from +a biography of King Alfred commonly attributed to Asser, a monk of +Welsh origin connected with the monastery of St. David (later bishop +of Sherborne) and a close friend and adviser of the great king. It gives +us some idea of the way in which Alfred led his people through the +darkest days in their history, and of the settlement known as the +"Peace of Alfred and Guthrum" by which the Danish leader became +a Christian and the way was prepared for the later division of the English +country between the two contending peoples. +<span class="pagenum"><a name="Page_182" id="Page_182">182</a></span></p> +</div> + +<p class="source">Source—Johannes Menevensis Asserius, <i>De rebus gestis Ælfredi Magni</i> +[Asser, "The Deeds of Alfred the Great"], Chaps. 42-55 <i>passim</i>. +Adapted from translation by J. A. Giles in <i>Six Old English +Chronicles</i> (London, 1866), pp. 56-63.</p> + +<p>In the year 871 Alfred, who up to that time had been of only +secondary rank, while his brothers were alive, by God's permission, +undertook the government of the whole kingdom, welcomed +by all the people. Indeed, if he had cared to, he might have done +so earlier, even while his brother was still alive;<a name="FNanchor_257" id="FNanchor_257" href="#Footnote_257" class="fnanchor">[257]</a> for in wisdom +<span class="sidebar">Alfred becomes +king +(871)</span> +and other qualities he excelled all of his brothers, +and, moreover, he was courageous and victorious +in all his wars. He became king almost against +his will, for he did not think that he could alone withstand the +numbers and the fierceness of the pagans, though even during +the lifetime of his brothers he had carried burdens enough for +many men. And when he had ruled one month, with a small +band of followers and on very unequal terms, he fought a battle +with the entire army of the pagans. This was at a hill called +Wilton, on the south bank of the River Wily, from which river +the whole of that district is named.<a name="FNanchor_258" id="FNanchor_258" href="#Footnote_258" class="fnanchor">[258]</a> And after a long and fierce +engagement the pagans, seeing the danger they were in, and +no longer able to meet the attacks of their enemies, turned their +backs and fled. But, oh, shame to say, they deceived the English, +who pursued them too boldly, and, turning swiftly about, gained +the victory. Let no one be surprised to learn that the Christians +had only a small number of men, for the Saxons had been +worn out by eight battles with the pagans in one year. In +these they had slain one king, nine dukes, and innumerable +troops of soldiers. There had also been numberless skirmishes, +<span class="sidebar">The struggle +with the Danes</span> +both by day and by night, in which Alfred, with +his ministers and chieftains and their men, were +engaged without rest or relief against the pagans. How many +thousands of pagans fell in these skirmishes God only knows, +<span class="pagenum"><a name="Page_183" id="Page_183">183</a></span> +over and above the numbers slain in the eight battles before mentioned. +In the same year the Saxons made peace with the invaders, +on condition that they should take their departure, and +they did so.</p> + +<p>In the year 877 the pagans, on the approach of autumn, +partly settled in Exeter<a name="FNanchor_259" id="FNanchor_259" href="#Footnote_259" class="fnanchor">[259]</a> and partly marched for plunder into +Mercia.<a name="FNanchor_260" id="FNanchor_260" href="#Footnote_260" class="fnanchor">[260]</a> The number of that disorderly horde increased every +day, so that, if thirty thousand of them were slain in one battle, +others took their places to double the number. Then King Alfred +commanded boats and galleys, i.e., long ships, to be built +throughout the kingdom, in order to offer battle by sea to +the enemy as they were coming.<a name="FNanchor_261" id="FNanchor_261" href="#Footnote_261" class="fnanchor">[261]</a> On board these he placed +<span class="sidebar">Alfred's plan +to meet the +pagans on the +sea</span> + +sailors, whom he commanded to keep watch on +the seas. Meanwhile he went himself to Exeter, +where the pagans were wintering and, having +shut them up within the walls, laid siege to the town. He also +gave orders to his sailors to prevent the enemy from obtaining +any supplies by sea. In a short time the sailors were encountered +by a fleet of a hundred and twenty ships full of armed soldiers, +who were on their way to the relief of their countrymen. As soon +as the king's men knew that the ships were manned by pagan +soldiers they leaped to their arms and bravely attacked those +barbaric tribes. The pagans, who had now for almost a month +been tossed and almost wrecked among the waves of the sea, +fought vainly against them. Their bands were thrown into +confusion in a very short time, and all were sunk and drowned +in the sea, at a place called Swanwich.<a name="FNanchor_262" id="FNanchor_262" href="#Footnote_262" class="fnanchor">[262]</a></p> + +<p> +<span class="pagenum"><a name="Page_184" id="Page_184">184</a></span></p> + +<p>In 878, which was the thirtieth year of King Alfred's life, the +pagan army left Exeter and went to Chippenham. This latter +place was a royal residence situated in the west of Wiltshire, on +the eastern bank of the river which the Britons called the Avon. +They spent the winter there and drove many of the inhabitants +of the surrounding country beyond the sea by the force of their +arms, and by the want of the necessities of life. They reduced +almost entirely to subjection all the people of that country.</p> + +<p>The same year, after Easter, King Alfred, with a few followers, +made for himself a stronghold in a place called Athelney,<a name="FNanchor_263" id="FNanchor_263" href="#Footnote_263" class="fnanchor">[263]</a> and +<span class="sidebar">Alfred in +refuge at +Athelney</span> +from thence sallied, with his companions and the +nobles of Somersetshire, to make frequent assaults +upon the pagans. Also, in the seventh week +after Easter, he rode to Egbert's stone, which is in the eastern +part of the wood that is called Selwood.<a name="FNanchor_264" id="FNanchor_264" href="#Footnote_264" class="fnanchor">[264]</a> Here he was met +by all the folk of Somersetshire and Wiltshire and Hampshire, +who had not fled beyond the sea for fear of the pagans; and +when they saw the king alive after such great tribulation they +received him, as he deserved, with shouts of joy, and encamped +there for one night. At dawn on the following day the king broke +camp and went to Okely, where he encamped for one night. +The next morning he moved to Ethandune<a name="FNanchor_265" id="FNanchor_265" href="#Footnote_265" class="fnanchor">[265]</a> and there fought +bravely and persistently against the whole army of the pagans. +<span class="sidebar">The battle of +Ethandune and +the establishment +of peace +(878)</span> +By the help of God he defeated them with great +slaughter and pursued them flying to their fortification. +He at once slew all the men and carried +off all the booty that he could find outside the +fortress, which he immediately laid siege to with his entire army. +And when he had been there fourteen days the pagans, driven +<span class="pagenum"><a name="Page_185" id="Page_185">185</a></span> +by famine, cold, fear, and finally by despair, asked for peace on +the condition that they should give the king as many hostages +as he should ask, but should receive none from him in return. +Never before had they made a treaty with any one on such terms. +The king, hearing this, took pity upon them and received such +hostages as he chose. Then the pagans swore that they would +immediately leave the kingdom, and their king, Guthrum, +promised to embrace Christianity and receive baptism at Alfred's +hands. All of these pledges he and his men fulfilled as they had +promised.<a name="FNanchor_266" id="FNanchor_266" href="#Footnote_266" class="fnanchor">[266]</a></p> + +<h4>31. Alfred's Interest in Education</h4> + +<div class="intro"> +<p>As an epoch of literary and educational advancement the reign of +Alfred in England (871-901) was in many respects like that of Charlemagne +among the Franks (768-814). Like Charlemagne, Alfred grew +up with very slight education, at least of a literary sort; but both sovereigns +were strongly dissatisfied with their ignorance, and both made +earnest efforts to overcome their own defects and at the same time +to raise the standard of intelligence among their people at large. When +one considers how crowded were the reigns of both with wars and the +pressing business of administration, such devotion to the interests of +learning appears the more deserving of praise.</p> + +<p>In the first passage below, taken from Asser's life of Alfred, the +anxiety of the king for the promotion of his own education and that +of his children is clearly and strongly stated. We find him following +Charlemagne's plan of bringing scholars from foreign countries. He +brought them, too, from parts of Britain not under his direct control, +and used them at the court, or in bishoprics, to perform the work of +instruction. Curiously enough, whereas Charlemagne had found the +chief of his Palace School, Alcuin, in England, Alfred was glad to +secure the services of two men (Grimbald and John) who had made +<span class="pagenum"><a name="Page_186" id="Page_186">186</a></span> +their reputations in monasteries situated within the bounds of the old +Frankish empire.</p> + +<p>Aside from some native songs and epic poems, all the literature +known to the Saxon people was in Latin, and but few persons in the +kingdom knew Latin well enough to read it. The king himself did not, +until about 887. It was supposed, of course, that the clergy were +able to use the Latin Bible and the Latin ritual of the Church, but +when Alfred came to investigate he found that even these men were +often pretty nearly as ignorant as the people they were charged to +instruct. What the king did, then, was to urge more study on the part +of the clergy, under the direction of such men as Plegmund, Asser, Grimbald, +John, and Werfrith. The people in general could not be expected +to master a foreign language; hence, in order that they might +not be shut off entirely from the first-hand use of books, Alfred undertook +the translation of certain standard works from the Latin into the +Saxon. Those thus translated were Boethius's <i>Consolations of Philosophy</i>, +Orosius's <i>Universal History of the World</i>, Bede's <i>Ecclesiastical +History of England</i>, and Pope Gregory the Great's <i>Pastoral Rule</i>. The +second passage given below is Alfred's preface to his Saxon edition of +the last-named book, taking the form of a letter to the scholarly +Bishop Werfrith of Worcester. The <i>Pastoral Rule</i> [see <a href="#Page_90">p. 90</a>] was +written by Pope Gregory the Great (590-604) as a body of instructions +in doctrine and conduct for the clergy. Alfred's preface, as a +picture of the ruin wrought by the long series of Danish wars, is of +the utmost importance in the study of ninth and tenth century England, +as well as a most interesting revelation of the character of the +great king.</p> +</div> + +<p class="source">Sources—(a) Asser, <i>De rebus gestis Ælfredi Magni</i>, Chaps. 75-78. Adapted +from translation by J. A. Giles in <i>Six Old English Chronicles</i> +(London, 1866), pp. 68-70.</p> + +<p class="source_add">(b) King Alfred's West-Saxon Version of Pope Gregory's <i>Pastoral +Rule</i>. Edited by Henry Sweet in the Publications of the +Early English Text Society (London, 1871), p. 2.</p> + +<p class="center">(a)</p> + +<p>Ethelwerd, the youngest [of Alfred's children],<a name="FNanchor_267" id="FNanchor_267" href="#Footnote_267" class="fnanchor">[267]</a> by the divine +counsels and the admirable prudence of the king, was consigned +<span class="pagenum"><a name="Page_187" id="Page_187">187</a></span> +to the schools of learning, where, with the children of almost all +the nobility of the country, and many also who were not noble, +he prospered under the diligent care of his teachers. Books in +both languages, namely, Latin and Saxon, were read in the school.<a name="FNanchor_268" id="FNanchor_268" href="#Footnote_268" class="fnanchor">[268]</a> +<span class="sidebar">The education +of Alfred's +children</span> +They also learned to write, so that before they +were of an age to practice manly arts, namely, +hunting and such pursuits as befit noblemen, +they became studious and clever in the liberal arts. Edward<a name="FNanchor_269" id="FNanchor_269" href="#Footnote_269" class="fnanchor">[269]</a> +and Ælfthryth<a name="FNanchor_270" id="FNanchor_270" href="#Footnote_270" class="fnanchor">[270]</a> were reared in the king's court and received +great attention from their attendants and nurses; nay, they continue +to this day with the love of all about them, and showing +friendliness, and even gentleness, towards all, both natives and +foreigners, and in complete subjection to their father. Nor, +among their other studies which pertain to this life and are fit +for noble youths, are they suffered to pass their time idly and +unprofitably without learning the liberal arts; for they have +carefully learned the Psalms and Saxon books, especially the +Saxon poems, and are continually in the habit of making use of +books.</p> + +<p>In the meantime the king, during the frequent wars and other +hindrances of this present life, the invasions of the pagans, and +<span class="sidebar">The varied activities +of the +king</span> +his own infirmities of body, continued to carry +on the government, and to practice hunting in +all its branches; to teach his workers in gold and +artificers of all kinds, his falconers, hawkers and dog-keepers; to +build houses, majestic and splendid, beyond all the precedents of +his ancestors, by his new mechanical inventions; to recite the +Saxon books, and especially to learn by heart the Saxon poems, +<span class="pagenum"><a name="Page_188" id="Page_188">188</a></span> +and to make others learn them.<a name="FNanchor_271" id="FNanchor_271" href="#Footnote_271" class="fnanchor">[271]</a> And he alone never desisted +from studying most diligently to the best of his ability. He attended +the Mass and other daily services of religion. He was +<span class="sidebar">His devout +character</span> +diligent in psalm-singing and prayer, at the hours +both of the day and of the night. He also went +to the churches, as we have already said, in the night-time to +pray, secretly and unknown to his courtiers. He bestowed alms +and gifts on both natives and foreigners of all countries. He was +affable and pleasant to all, and curiously eager to investigate +things unknown. Many Franks, Frisians, Gauls, pagans, Britons, +Scots, and Armoricans,<a name="FNanchor_272" id="FNanchor_272" href="#Footnote_272" class="fnanchor">[272]</a> noble and low-born, came voluntarily +to his domain; and all of them, according to their nation and +deserving, were ruled, loved, honored and enriched with money +and power.<a name="FNanchor_273" id="FNanchor_273" href="#Footnote_273" class="fnanchor">[273]</a> Moreover, the king was in the habit of hearing the +divine Scriptures read by his own countrymen, or, if by any +chance it so happened, in company with foreigners, and he attended +to it with care and solicitude. His bishops, too, and all +ecclesiastics, his earls and nobles, ministers<a name="FNanchor_274" id="FNanchor_274" href="#Footnote_274" class="fnanchor">[274]</a> and friends, were +loved by him with wonderful affection, and their sons, who were +reared in the royal household, were no less dear to him than his +own. He had them instructed in all kinds of good morals, and, +among other things, never ceased to teach them letters night and +day.</p> + +<p>But, as if he had no consolation in all these things, and though +<span class="pagenum"><a name="Page_189" id="Page_189">189</a></span> +he suffered no other annoyance, either from within or without, +he was harassed by daily and nightly affliction, so that he +<span class="sidebar">Regret at his +lack of education</span> +complained to God and to all who were admitted +to his intimate fondness, that Almighty God had +made him ignorant of divine wisdom, and of +the liberal arts—in this emulating the pious, the wise, and +wealthy Solomon, king of the Hebrews, who at first, despising all +present glory and riches, asked wisdom of God and found both, +namely, wisdom and worldly glory; as it is written: "Seek first +the kingdom of God and his righteousness, and all these things +shall be added unto you." But God, who is always the observer +of the thoughts of the mind within and the author of all good +intentions, and a most plentiful helper that good desires may be +formed (for He would not prompt a man to good intentions, unless +He also amply supplied that which the man justly and properly +wishes to have) stimulated the king's mind within: as it is written, +"I will hearken what the Lord God will say concerning me." +He would avail himself of every opportunity to procure co-workers +in his good designs, to aid him in his strivings after wisdom that +he might attain to what he aimed at. And, like a prudent bee, +which, going forth in summer with the early morning from its cell, +steers its rapid flight through the uncertain tracks of ether and +descends on the manifold and varied flowers of grasses, herbs, +and shrubs, discovering that which pleases most, that it may +bear it home, so did he direct his eyes afar and seek without +that which he had not within, that is, in his own kingdom.<a name="FNanchor_275" id="FNanchor_275" href="#Footnote_275" class="fnanchor">[275]</a></p> + +<p>But God at that time, as some relief to the king's anxiety, +yielding to his complaint, sent certain lights to +<span class="sidebar">Learned men +from Mercia +brought to the +English court</span> +illuminate him, namely, Werfrith, bishop of the +church of Worcester, a man well versed in divine +Scripture, who, by the king's command, first turned the books +<span class="pagenum"><a name="Page_190" id="Page_190">190</a></span> +of the Dialogues of Pope Gregory and Peter, his disciple, from +Latin into Saxon, and sometimes putting sense for sense, interpreted +them with clearness and elegance. After him was Plegmund,<a name="FNanchor_276" id="FNanchor_276" href="#Footnote_276" class="fnanchor">[276]</a> +a Mercian by birth, archbishop of the church of Canterbury, +a venerable man, and endowed with wisdom; Ethelstan +also,<a name="FNanchor_277" id="FNanchor_277" href="#Footnote_277" class="fnanchor">[277]</a> and Werwulf,<a name="FNanchor_278" id="FNanchor_278" href="#Footnote_278" class="fnanchor">[278]</a> his priests and chaplains,<a name="FNanchor_279" id="FNanchor_279" href="#Footnote_279" class="fnanchor">[279]</a> Mercians by birth +and learned. These four had been invited from Mercia by King +Alfred, who exalted them with many honors and powers in the +kingdom of the West Saxons, besides the privileges which Archbishop +Plegmund and Bishop Werfrith enjoyed in Mercia. By +their teaching and wisdom the king's desires increased unceasingly, +and were gratified. Night and day, whenever he had +leisure, he commanded such men as these to read books to him, +for he never suffered himself to be without one of them; wherefore +he possessed a knowledge of every book, though of himself he +could not yet understand anything of books, for he had not yet +learned to read anything.<a name="FNanchor_280" id="FNanchor_280" href="#Footnote_280" class="fnanchor">[280]</a></p> + +<p>But the king's commendable desire could not be gratified even +<span class="sidebar">Grimbald and +John brought +from the continent</span> +in this; wherefore he sent messengers beyond the +sea to Gaul, to procure teachers, and he invited +from thence Grimbald,<a name="FNanchor_281" id="FNanchor_281" href="#Footnote_281" class="fnanchor">[281]</a> priest and monk, a venerable +man and good singer, adorned with every kind of +<span class="pagenum"><a name="Page_191" id="Page_191">191</a></span> +ecclesiastical training and good morals, and most learned in +holy Scripture. He also obtained from thence John,<a name="FNanchor_282" id="FNanchor_282" href="#Footnote_282" class="fnanchor">[282]</a> also priest +and monk, a man of most energetic talents, and learned in all +kinds of literary science, and skilled in many other arts. By +the teaching of these men the king's mind was much enlarged, +and he enriched and honored them with much influence.</p> + +<p class="center">(b)</p> + +<p>King Alfred greets Bishop Werfrith with loving words and with +friendship.</p> + +<p>I let it be known to thee that it has very often come into my +mind what wise men there formerly were throughout England, +<span class="sidebar">Alfred writes +to Bishop Werfrith +on the +state of learning +in England</span> +both within the Church and without it; also what +happy times there were then and how the kings +who had power over the nation in those days +obeyed God and His ministers; how they cherished +peace, morality, and order at home, and at the same time enlarged +their territory abroad; and how they prospered both in +war and in wisdom. Often have I thought, also, of the sacred +orders, how zealous they were both in teaching and learning, +and in all the services they owed to God; and how foreigners +came to this land in search of wisdom and instruction, which +things we should now have to get from abroad if we were to have +them at all.</p> + +<p>So general became the decay of learning in England that there +were very few on this side of the Humber<a name="FNanchor_283" id="FNanchor_283" href="#Footnote_283" class="fnanchor">[283]</a> who could understand +the rituals<a name="FNanchor_284" id="FNanchor_284" href="#Footnote_284" class="fnanchor">[284]</a> in English, or translate a letter from Latin into +<span class="pagenum"><a name="Page_192" id="Page_192">192</a></span> +English; and I believe that there were not many beyond the +Humber who could do these things. There were so few, in fact, +that I cannot remember a single person south of the Thames +when I came to the throne. Thanks be to Almighty God that we +now have some teachers among us. And therefore I enjoin thee +to free thyself, as I believe thou art ready to do, from worldly +matters, that thou mayst apply the wisdom which God has given +thee wherever thou canst. Consider what punishments would +come upon us if we neither loved wisdom ourselves nor allowed +other men to obtain it. We should then care for the name only +of Christian, and have regard for very few of the Christian +virtues.</p> + +<p>When I thought of all this I remembered also how I saw the +country before it had been all ravaged and burned; how the +churches throughout the whole of England stood filled with +treasures and books. There was also a great multitude of God's +servants, but they had very little knowledge of books, for they +could not understand anything in them because they were not +written in their own language.<a name="FNanchor_285" id="FNanchor_285" href="#Footnote_285" class="fnanchor">[285]</a> When I remembered all this I +<span class="sidebar">Learning in +the days before +the Danish +invasions</span> +wondered extremely that the good and wise men +who were formerly all over England and had +learned perfectly all the books, did not wish to +translate them into their own language. But again I soon +answered myself and said: "Their own desire for learning was +so great that they did not suppose that men would ever become +so indifferent and that learning would ever so decay; and they +wished, moreover, that wisdom in this land might increase with +our knowledge of languages." Then I remembered how the +law was first known in Hebrew and when the Greeks had learned +it how they translated the whole of it into their own tongue,<a name="FNanchor_286" id="FNanchor_286" href="#Footnote_286" class="fnanchor">[286]</a> and +<span class="pagenum"><a name="Page_193" id="Page_193">193</a></span> +all other books besides. And again the Romans, when they had +learned it, translated the whole of it into their own language.<a name="FNanchor_287" id="FNanchor_287" href="#Footnote_287" class="fnanchor">[287]</a> +And also all other Christian nations translated a part of it into +their languages.</p> + +<p>Therefore it seems better to me, if you agree, for us also to +translate some of the books which are most needful for all men +<span class="sidebar">Plan to translate +Latin +books into +English</span> +to know into the language which we can all +understand. It shall be your duty to see to it, +as can easily be done if we have tranquility +enough,<a name="FNanchor_288" id="FNanchor_288" href="#Footnote_288" class="fnanchor">[288]</a> that all the free-born youth now in England, who are +rich enough to be able to devote themselves to it, be set to learn +as long as they are not fit for any other occupation, until they are +well able to read English writing. And let those afterwards be +taught more in the Latin language who are to continue learning +and be promoted to a higher rank.</p> + +<p>When I remembered how the knowledge of Latin had decayed +through England, and yet that many could read English writing, +I began, among other various and manifold troubles of this +kingdom, to translate into English the book which is called in +<span class="sidebar">The translation +of Pope +Gregory's Pastoral +Care</span> +Latin <i>Pastoralis</i>, and in English <i>The Shepherd's +Book</i>, sometimes word for word, and sometimes +according to the sense, as I had learned it from +Plegmund, my archbishop, and Asser, my bishop, and Grimbald, +my mass-priest, and John, my mass-priest. And when I had +learned it, as I could best understand it and most clearly interpret +it, I translated it into English.</p> + +<p>I will send a copy of this book to every bishopric in my kingdom, +and on each copy there shall be a clasp worth fifty mancuses.<a name="FNanchor_289" id="FNanchor_289" href="#Footnote_289" class="fnanchor">[289]</a> +And I command in God's name that no man take the +<span class="pagenum"><a name="Page_194" id="Page_194">194</a></span> +clasp from the book, or the book from the minster.<a name="FNanchor_290" id="FNanchor_290" href="#Footnote_290" class="fnanchor">[290]</a> It is uncertain +how long there may be such learned bishops as, thanks be +to God, there now are almost everywhere; therefore, I wish these +copies always to remain in their places, unless the bishop desires +to take them with him, or they be loaned out anywhere, or any +one wishes to make a copy of them.</p> + +<h4>32. Alfred's Laws</h4> + +<div class="intro"> +<p>Here are a few characteristic laws included by Alfred in the code +which he drew up on the basis of old customs and the laws of some of +the earlier Saxon kings. On the nature of the law of the early Germanic +peoples, see <a href="#Page_59">p. 59</a>.</p> +</div> + +<p class="source">Source—Text in Benjamin Thorpe, <i>The Ancient Laws and Institutes of +England</i> (London, 1840), pp. 20-44 <i>passim</i>.</p> + +<p>If any one smite his neighbor with a stone, or with his fist, and +he nevertheless can go out with a staff, let him get him a physician +and do his work as long as he himself cannot.</p> + +<p>If an ox gore a man or a woman, so that they die, let it be +stoned, and let not its flesh be eaten. The owner shall not be +liable if the ox were wont to push with its horns for two or three +days before, and he knew it not; but if he knew it, and would not +shut it in, and it then shall have slain a man or a woman, let it +be stoned; and let the master be slain, or the person killed be +paid for, as the "witan"<a name="FNanchor_291" id="FNanchor_291" href="#Footnote_291" class="fnanchor">[291]</a> shall decree to be right.</p> + +<p>Injure ye not the widows and the stepchildren, nor hurt them +anywhere; for if ye do otherwise they will cry unto me and I will +hear them, and I will slay you with my sword; and I will cause +that your own wives shall be widows, and your children shall be +stepchildren.</p> + +<p>If a man strike out another's eye, let him pay sixty shillings, +<span class="pagenum"><a name="Page_195" id="Page_195">195</a></span> +and six shillings, and six pennies, and a third part of a penny, as +'bot.'<a name="FNanchor_292" id="FNanchor_292" href="#Footnote_292" class="fnanchor">[292]</a> If it remain in the head, and he cannot see anything +with it, let one-third of the 'bot' be remitted.</p> + +<p>If a man strike out another's tooth in the front of his head, +<span class="sidebar">Penalties for +various crimes +of violence</span> +let him make 'bot' for it with eight shillings; if +it be the canine tooth, let four shillings be paid +as 'bot.' A man's grinder is worth fifteen shillings.</p> + +<p>If the shooting finger be struck off, the 'bot' is fifteen shillings; +for its nail it is four shillings.</p> + +<p>If a man maim another's hand outwardly, let twenty shillings +be paid him as 'bot,' if he can be healed; if it half fly off, then +shall forty shillings be paid as 'bot.'</p> +<p><span class="pagenum"><a name="Page_196" id="Page_196">196</a></span></p> + +<h3>CHAPTER XII.<br /> +THE ORDEAL</h3> + +<h4>33. Tests by Hot Water, Cold Water, and Fire</h4> + +<div class="intro"> +<p>Among the early Germans the settling of disputes and the testing +of the guilt or innocence of an accused person were generally accomplished +through the employment of one or both of two very interesting +judicial practices—compurgation and the ordeal. According to the +German conception of justice, when one person was accused of wrongdoing +by another and chose to defend himself, he was not under obligation +to prove directly that he did not commit the alleged misdeed; +rather it was his business to produce, if he could, a sufficient number +of persons who would take oath that they believed the accused to +be a trustworthy man and that he was telling the truth when he +denied that he was guilty. The persons brought forward to take this +oath were known as compurgators, or "co-swearers," and the legal +act thus performed was called compurgation. The number of compurgators +required to free a man was usually from seven to twelve, +though it varied greatly among different tribes and according to the +rank of the parties involved. Naturally they were likely to be relatives +or friends of the accused man, though it was not essential that they +be such. It was in no wise expected that they be able to give facts or +evidence regarding the case; in other words, they were not to serve at +all as witnesses, such as are called in our courts to-day.</p> + +<p>If the accused succeeded in producing the required number of compurgators, +and they took the oath in a satisfactory manner, the defendant +was usually declared to be innocent and the case was dropped. +If, however, the compurgators were not forthcoming, or there appeared +some irregularity in their part of the procedure, resort would +ordinarily be had to the ordeal. The ordeal was essentially an appeal +<span class="pagenum"><a name="Page_197" id="Page_197">197</a></span> +to the gods for decision between two contending parties. It was based +on the belief that the gods would not permit an innocent person to +suffer by reason of an unjust accusation and that when the opportunity +was offered under certain prescribed conditions the divine power would +indicate who was in the right and who in the wrong. The ordeal, having +its origin far back in the times when the Germans were pagans +and before their settlements in the Roman Empire, was retained in +common usage after the Christianizing and civilizing of the barbarian +tribes. The administering of it simply passed from the old pagan +priests to the Christian clergy, and the appeals were directed to the +Christian's God instead of to Woden and Thor. Under Christian influence, +the wager of battle (or personal combat to settle judicial questions), +which had been exceedingly common, was discouraged as much +as possible, and certain new modes of appeal to divine authority were +introduced. Throughout the earlier Middle Ages the chief forms of +the ordeal were: (1) the ordeal by walking through fire; (2) the ordeal +by hot iron, in which the accused either carried a piece of hot iron a +certain distance in his hands or walked barefoot over pieces of the +same material; (3) the ordeal by hot water, in which the accused was +required to plunge his bared arm into boiling water and bring forth a +stone or other object from the bottom; (4) the ordeal by cold water, +in which the accused was thrown, bound hand and foot, into a pond or +stream, to sink if he were innocent, to float if he were guilty; (5) the +ordeal of the cross, in which the accuser and accused stood with arms +outstretched in the form of a cross until one of them could endure the +strain of the unnatural attitude no longer; (6) the ordeal of the sacrament, +in which the accused partook of the sacrament, the idea being +that divine vengeance would certainly fall upon him in so doing if he +were guilty; (7) the ordeal of the bread and cheese, in which the accused, +made to swallow morsels of bread and cheese, was expected to +choke if he were guilty; and (8) the judicial combat, which was generally +reserved for freemen, and which, despite the opposition of the +Church, did not die out until the end of the mediæval period.</p> + +<p>The three passages quoted below illustrate, respectively, the ordeal +by hot water, by cold water, and by fire. The first (a) is a story told +by the Frankish historian Gregory of Tours [see <a href="#Page_46">p. 46</a>]. The second (b) +is an explanation of the cold water ordeal written by Hincmar, an archbishop +<span class="pagenum"><a name="Page_198" id="Page_198">198</a></span> +of Rheims in the ninth century. The third (c) is an account, +by Raymond of Agiles, of how Peter Bartholomew was put to the +test by the ordeal of fire. This incident occurred at Antioch during +the first crusade. Peter Bartholomew had just discovered a lance +which he claimed was the one thrust into the side of Christ at the +crucifixion and, some of the crusaders being skeptical as to the genuineness +of the relic, the discoverer was submitted to the ordeal by fire to +test the matter.</p> +</div> + +<p class="source">Sources—(a) Gregorius Episcopus Turonensis, <i>Libri Miraculorum</i> [Gregory +of Tours, "Books of Miracles"], Chap. 80. Text in <i>Monumenta +Germaniæ Historica, Scriptores Merovingicarum</i>, Vol. I., p. 542. +Translated by Arthur C. Howland in <i>Univ. of Pa. Translations +and Reprints</i>, Vol. IV., No. 4, pp. 10-11.</p> + +<p class="source_add">(b) Hincmari Archiepiscopi Rhemensis, <i>De divortio Lotharii regis +et Tetbergæ reginæ</i> [Hincmar, Archbishop of Rheims, "The Divorce +of King Lothair and Queen Teutberga"], Chap. 6. Text in +Migne, <i>Patroligiæ Cursus Completus</i>, Second Series, Vol. CXXV., +cols. 668-669. Translated by Arthur C. Howland, <i>ibid</i>.</p> + +<p class="source_add">(c) Raimundus de Agiles, <i>Historia Francorum qui ceperunt Jerusalem</i> +[Raimond of Agiles, "History of the Franks who captured +Jerusalem"], Chap. 18. Text in Migne, <i>Patrologiæ Cursus Completus</i>, +Second Series, Vol. CLV., cols. 619-621.</p> + +<p>An Arian presbyter, disputing with a deacon of our religion, +made venomous assertions against the Son of God and the Holy +Ghost, as is the habit of that sect.<a name="FNanchor_293" id="FNanchor_293" href="#Footnote_293" class="fnanchor">[293]</a> But when the deacon had +discoursed a long time concerning the reasonableness of our faith, +and the heretic, blinded by the fog of unbelief, continued to reject +the truth (according as it is written, "Wisdom shall not enter +<span class="pagenum"><a name="Page_199" id="Page_199">199</a></span> +the mind of the wicked") the former said: "Why weary ourselves +<span class="sidebar">A challenge to +the ordeal by +hot water</span> +with long discussions? Let acts demonstrate the truth. +Let a kettle be heated over the fire and some one's +ring be thrown into the boiling water. Let him +who shall take it from the heated liquid be approved +as a follower of the truth, and afterwards let the other +party be converted to the knowledge of this truth. And do thou +understand, O heretic, that this our party will fulfill the conditions +with the aid of the Holy Ghost; thou shalt confess that there +is no inequality, no dissimilarity, in the Holy Trinity." The +heretic consented to the proposition and they separated, after +appointing the next morning for the trial. But the fervor of +faith in which the deacon had first made this suggestion began +to cool through the instigation of the enemy [i.e., Satan]. Rising +with the dawn, he bathed his arm in oil and smeared it with +ointment. But nevertheless he made the round of the sacred +places and called in prayer on the Lord. What more shall I say? +About the third hour they met in the market place. The people +came together to see the show. A fire was lighted, the kettle was +<span class="sidebar">Preparations +for the ordeal</span> + +placed upon it, and when it grew very hot the +ring was thrown into the boiling water. The +deacon invited the heretic to take it out of the water first. But +he promptly refused, saying, "Thou who didst propose this trial +art the one to take it out." The deacon, all of a tremble, bared +his arm. And when the heretic presbyter saw it besmeared with +ointment he cried out: "With magic arts thou hast thought to +protect thyself, that thou hast made use of these salves, but what +thou hast done will not avail." While they were thus quarreling, +there came up a deacon from Ravenna named Iacinthus, who +inquired what the trouble was about. When he learned the truth, +he drew his arm out from under his robe at once and plunged his +right hand into the kettle. Now the ring that had been thrown +in was a little thing and very light, so that it was tossed about +by the water as chaff would be blown about by the wind; and, +<span class="pagenum"><a name="Page_200" id="Page_200">200</a></span> +searching for it a long time, he found it after about an hour. +Meanwhile the flame beneath the kettle blazed up mightily, so +that the greater heat might make it difficult for the ring to be +followed by the hand; but the deacon extracted it at length and +<span class="sidebar">Result of the +ordeal</span> +suffered no harm, protesting rather that at the +bottom the kettle was cold while at the top it was +just pleasantly warm. When the heretic beheld this, he was +greatly confused and audaciously thrust his hand into the kettle +saying, "My faith will aid me." As soon as his hand had been +thrust in, all the flesh was boiled off the bones clear up to the +elbow. And so the dispute ended.</p> + +<p class="center">(b)</p> + +<p>Now the one about to be examined is bound by a rope and cast +into the water because, as it is written, "each one shall be holden +with the cords of his iniquity." And it is manifest that he is bound +for two reasons, namely, that he may not be able to practice any +fraud in connection with the judgment, and that he may be drawn +out at the right time if the water should receive him as innocent, +so that he perish not. For as we read that Lazarus, who had been +dead four days (by whom is signified each one buried under a +load of crimes), was buried wrapped in bandages and, bound by +the same bands, came forth from the sepulchre at the word of +<span class="sidebar">How the ordeal +of cold +water is to be +conducted</span> +the Lord and was loosed by the disciples at His +command; so he who is to be examined by this +judgment is cast into the water bound, and is +drawn forth again bound, and is either immediately set free by +the decree of the judges, being purged, or remains bound until +the time of his purgation and is then examined by the court.... +And in this ordeal of cold water whoever, after the invocation +of God, who is the Truth, seeks to hide the truth by a +lie, cannot be submerged in the waters above which the voice of +the Lord God has thundered; for the pure nature of the water +recognizes as impure, and therefore rejects as inconsistent with +<span class="pagenum"><a name="Page_201" id="Page_201">201</a></span> +itself, such human nature as has once been regenerated by the +waters of baptism and is again infected by falsehood.</p> + +<p class="center">(c)</p> + +<p>All these things were pleasing to us and, having enjoined on +him a fast, we declared that a fire should be prepared upon the +day on which the Lord was beaten with stripes and put upon +the cross for our salvation. And the fourth day thereafter was +the day before the Sabbath. So when the appointed day came +round, a fire was prepared after the noon hour. The leaders and +the people to the number of 60,000 came together. The priests +<span class="sidebar">Preparations +for the ordeal +by fire</span> +were there also with bare feet, clothed in ecclesiastical +garments. The fire was made of dry +olive branches, covering a space thirteen feet +long; and there were two piles, with a space about a foot wide +between them. The height of these piles was four feet. Now +when the fire had been kindled so that it burned fiercely, I, Raimond, +in the presence of the whole multitude, said: "If Omnipotent +God has spoken to this man face to face, and the blessed Andrew +has shown him our Lord's lance while he was keeping his +vigil,<a name="FNanchor_294" id="FNanchor_294" href="#Footnote_294" class="fnanchor">[294]</a> let him go through the fire unharmed. But if it is false, +let him be burned, together with the lance, which he is to carry +in his hand." And all responded on bended knees, "Amen."</p> + +<p>The fire was growing so hot that the flames shot up thirty +cubits high into the air and scarcely any one dared approach +<span class="sidebar">Peter Bartholomew +passes +through the +flames</span> +it. Then Peter Bartholomew, clothed only in +his tunic and kneeling before the bishop of Albar,<a name="FNanchor_295" id="FNanchor_295" href="#Footnote_295" class="fnanchor">[295]</a> +called God to witness that "he had seen Him +face to face on the cross, and that he had heard from Him those +things above written."... Then, when the bishop had +placed the lance in his hand, he knelt and made the sign of +<span class="pagenum"><a name="Page_202" id="Page_202">202</a></span> +the cross and entered the fire with the lance, firm and unterrified. +For an instant's time he paused in the midst of the flames, +and then by the grace of God passed through.... But +when Peter emerged from the fire so that neither his tunic was +burned nor even the thin cloth with which the lance was wrapped +up had shown any sign of damage, the whole people received him, +after he had made over them the sign of the cross with the lance +in his hand and had cried, "God help us!" All the people, I +say, threw themselves upon him and dragged him to the ground +and trampled on him, each one wishing to touch him, or to get a +piece of his garment, and each thinking him near some one else. +And so he received three or four wounds in the legs where the +flesh was torn away, his back was injured, and his sides bruised. +Peter had died on the spot, as we believe, had not Raimond Pelet, +a brave and noble soldier, broken through the wild crowd with a +band of friends and rescued him at the peril of their lives.... +After this, Peter died in peace at the hour appointed to him by +God, and journeyed to the Lord; and he was buried in the place +where he had carried the lance of the Lord through the fire.<a name="FNanchor_296" id="FNanchor_296" href="#Footnote_296" class="fnanchor">[296]</a></p> + +<p> +<span class="pagenum"><a name="Page_203" id="Page_203">203</a></span></p> + +<h3>CHAPTER XIII.<br /> +THE FEUDAL SYSTEM</h3> + +<h4>34. Older Institutions Involving Elements of Feudalism</h4> + +<div class="intro"> +<p>The history of the feudal system in Europe makes up a very large +part of the history of the Middle Ages, particularly of the period between +the ninth and the fourteenth centuries. This is true because +feudalism, in one way or another, touched almost every phase of the +life of western Europe during this long era. More than anything else, +it molded the conditions of government, the character and course of +war, the administration of justice, the tenure of land, the manner of +everyday life, and even the relations of the Church with sovereigns +and people. "Coming into existence," says a French historian, "in +the obscure period that followed the dissolution of the Carolingian +empire, the feudal régime developed slowly, without the intervention +of a government, without the aid of a written law, without any general +understanding among individuals; rather only by a gradual transformation +of customs, which took place sooner or later, but in about the same +way, in France, Italy, Christian Spain, and Germany. Then, toward +the end of the eleventh century, it was transplanted into England and +into southern Italy, in the twelfth and thirteenth into the Latin states +of the East, and beginning with the fourteenth into the Scandinavian +countries. This régime, established thus not according to a general +plan but by a sort of natural growth, never had forms and usages that +were everywhere the same. It is impossible to gather it up into a +perfectly exact picture, which would not be in contradiction to several +cases."<a name="FNanchor_297" id="FNanchor_297" href="#Footnote_297" class="fnanchor">[297]</a></p> + +<p>The country in which feudalism reached its fullest perfection was +France and most of the passages here given to illustrate the subject +<span class="pagenum"><a name="Page_204" id="Page_204">204</a></span> +have to do with French life and institutions. In France, speaking generally, +feudalism took shape during the ninth and tenth centuries, +developed steadily until the thirteenth, and then slowly declined, +leaving influences on society which have not yet all disappeared. When +the system was complete—say by the tenth century—we can see in it +three essential elements which may be described as the personal, the +territorial, and the governmental. The personal element, in brief, was +the relation between lord and vassal under which the former gave +protection in return for the latter's fidelity. The territorial element +was the benefice, or fief, granted to the vassal by the lord to be used +on certain conditions by the former while the title to it remained with +the latter. The governmental element was the rights of jurisdiction +over his fief usually given by a lord to his vassal, especially if the fief +were an important one. At one time it was customary to trace back +all these features of the feudal system to the institutions of Rome. +Later it became almost as customary to trace them to the institutions +of the early Germans. But recent scholarship shows that it is quite +unnecessary, in fact very misleading, to attempt to ascribe them wholly +to either Roman or German sources, or even to both together. All that +we can say is that in the centuries preceding the ninth these elements +all existed in the society of western Europe and that, while something +very like them ran far back into old Roman and German times, they +existed in sixth and seventh century Europe primarily because conditions +were then such as to <i>demand</i> their existence. Short extracts to +illustrate the most important of these old feudal elements are given +below. It should constantly be borne in mind that no one of these +things—whether vassalage, the benefice, or the immunity—was in itself +feudalism. Most of them could, and did, exist separately, and it was +only when they were united, as commonly became the case in the ninth +and tenth centuries, that the word feudalism can properly be brought +into use, and then only as applied to the complete product.</p> + +<p class="center">(1) <span class="smcap">Vassalage</span></p> + +<p>For the personal element in feudalism it is possible to find two prototypes, +one Roman and the other German. The first was the institution +of the later Empire known as the <i>patrocinium</i>—the relation established +<span class="pagenum"><a name="Page_205" id="Page_205">205</a></span> +between a powerful man (patron) and a weak one (client) when the +latter pledged himself to perform certain services for the former in +return for protection. The second was the German <i>comitatus</i>—a band +of young warriors who lived with a prince or noble and went on campaigns +under his leadership. The <i>patrocinium</i> doubtless survived in +Roman Gaul long after the time of the Frankish invasion, but it is not +likely that the <i>comitatus</i> ever played much part in that country. It +seems that, with the exception of the king, the Frankish men of influence +did not have bands of personal followers after the settlement +on Roman soil. But, wholly aside from earlier practices, the conditions +which the conquest, and the later struggles of the rival kings, +brought about made it still necessary for many men who could not +protect themselves or their property to seek the favor of some one who +was strong enough to give them aid. The name which came to be +applied to the act of establishing this personal relation was <i>commendation</i>. +The man who promised the protection was the lord, and the man +who pledged himself to serve the lord and be faithful to him was the +<i>homo</i>, after the eighth century known as the vassal (<i>vassus</i>). In the +eighth century, when the power of the Merovingian kings was ebbing +away and the people were left to look out for themselves, large numbers +entered into the vassal relation; and in the ninth century, when +Carolingian power was likewise running low and the Northmen, Hungarians, +and Saracens were ravaging the country, scarcely a free man +was left who did not secure for himself the protection of a lord. The +relation of vassalage was first recognized as legal in the capitularies of +Charlemagne. Here is a Frankish formula of commendation dating +from the seventh century—practically a blank application in which the +names of the prospective lord and vassal could be inserted as required.</p> +</div> + +<p class="source">Source—Eugene de Rozière, <i>Recueil Général des Formules usitées dans l'Empire +des Francs du V<sup>e</sup> au X<sup>e</sup> siècle</i> ["General Collection of Formulae +employed in the Frankish Empire from the Fifth to the Tenth +Century"], Vol. I., p. 69. Translated by Edward P. Cheyney in +<i>Univ. of Pa. Translations and Reprints</i>, Vol. IV., No. 3, pp. 3-4.</p> + +<p>To that magnificent lord ——, I, ——. Since it is +well known to all how little I have wherewith to feed and clothe +myself, I have therefore petitioned your piety, and your good-will +<span class="pagenum"><a name="Page_206" id="Page_206">206</a></span> +has decreed to me, that I should hand myself over, or commend +myself, to your guardianship, which I have thereupon +done; that is to say, in this way, that you should aid and succor +me, as well with food as with clothing, according as I shall be +able to serve you and deserve it.</p> + +<p>And so long as I shall live I ought to provide service and +honor to you, compatible with my free condition;<a name="FNanchor_298" id="FNanchor_298" href="#Footnote_298" class="fnanchor">[298]</a> and I shall +not, during the time of my life, have the right to withdraw from +your control or guardianship; but must remain during the days +of my life under your power or defense. Wherefore it is proper +that if either of us shall wish to withdraw himself from these +agreements, he shall pay —— shillings to the other party, +and this agreement shall remain unbroken.<a name="FNanchor_299" id="FNanchor_299" href="#Footnote_299" class="fnanchor">[299]</a></p> + +<p>(Wherefore it is fitting that they should make or confirm +between themselves two letters drawn up in the same form on +this matter; which they have thus done.)</p> + +<div class="intro"> +<p class="center">(2) <span class="smcap">The Benefice</span></p> + +<p>The benefice, or grant of land to a vassal by a lord, by the Church, +or by the king, had its origin among the Franks in what were known +as the <i>precaria</i> of the Church. At the time of the Frankish settlement +in Gaul, it was quite customary for the Church to grant land to men in +answer to <i>preces</i> ("prayers," or requests), on condition that it might +be recalled at any time and that the temporary holder should be unable +to enforce any claims as against the owner. For the use of such land a +small rent in money, in produce, or in service was usually paid. This +form of tenure among the Franks was at first restricted to church +lands, but by the eighth century lay owners, even the king himself, had +come to employ it. The term <i>precarium</i> dropped out of use and all such +grants, by whomsoever made, came to be known as benefices ("benefits," +<span class="pagenum"><a name="Page_207" id="Page_207">207</a></span> +or "favors"). The ordinary vassal might or might not once have +had land in his own name, but if he had such he was expected to give +over the ownership of it to his lord and receive it back as a benefice to +be used on certain prescribed conditions. In time it became common, +too, for lords to grant benefices out of their own lands to landless vassals. +A man could be a vassal without having a benefice, but rarely, +at least after the eighth century, could he have a benefice without entering +into the obligations of vassalage. Benefices were at first granted +by the Church with the understanding that they might be recalled at +any time; later they were granted by Church, kings, and seigniors for +life, or for a certain term of years; and finally, in the ninth and tenth +centuries, they came generally to be regarded as hereditary. By the +time the hereditary principle had been established, the name "fief" +(<i>feodum</i>, <i>feudum</i>—whence our word feudal) had supplanted the older +term "benefice." The tendency of the personal element of vassalage and +the territorial element of the benefice, or fief, to merge was very strong, +and by the tenth century nearly every vassal was also a fief-holder. +The following formulæ belong to the seventh century. The first (a) is +for the grant of lands to a church or monastery; the second (b) for +their return to the grantor as a <i>precarium</i>—or what was known a +century later as a benefice.</p> +</div> + +<p class="source">Source—Eugène de Rozière, <i>Recueil Général des Formules</i>, Vol. I., p. 473. +Translated by E. P. Cheyney in <i>Univ. of Pa. Translations and +Reprints</i>, Vol. IV., No. 3, pp. 6-8.</p> + +<p class="center">(a)</p> + +<p>I, ——, in the name of God. I have settled in my mind +that I ought, for the good of my soul, to make a gift of something +from my possessions, which I have therefore done. And this +is what I hand over, in the district named ——, in the place +of which the name is ——, all those possessions of mine +which there my father left me at his death, and which, as against +my brothers, or as against my co-heirs, the lot legitimately +brought me in the division,<a name="FNanchor_300" id="FNanchor_300" href="#Footnote_300" class="fnanchor">[300]</a> or those which I was able afterward +<span class="pagenum"><a name="Page_208" id="Page_208">208</a></span> +to add to them in any way, in their whole completeness, that is +<span class="sidebar">Description of +property yielded +to a church +or monastery</span> +to say, the courtyard with its buildings, with slaves, houses, +lands (cultivated and uncultivated), meadows, +woods, waters, mills, etc. These, as I have said +before, with all the things adjacent or belonging +to them, I hand over to the church, which was built in honor +of Saint ——, to the monastery which is called ——, +where the Abbot —— is acknowledged to rule regularly +over God's flock. On these conditions: that so long as life +remains in my body, I shall receive from you as a benefice for +<span class="sidebar">Terms of +the contract</span> +usufruct the possessions above described, and the +due payment I will make to you and your successors +each year, that is —— [amount named]. And my son +shall have the same possessions for the days of his life, and shall +make the above-named payment; and if my children should +survive me, they shall have the same possessions during the days +of their lives and shall make the same payment; and if God shall +give me a son from a legitimate wife, he shall have the same +possessions for the days of his life only, after the death of whom +the same possessions, with all their improvements, shall return +to your hands to be held forever; and if it should be my chance +to beget sons from a legitimate marriage, these shall hold the +same possessions after my death, making the above-named +payment, during the time of their lives. If not, however, after +my death, without subterfuge of any kind, by right of your +authority, the same possessions shall revert to you, to be retained +forever. If any one, however (which I do not believe +will ever occur)—if I myself, or any other person—shall wish +to violate the firmness and validity of this grant, the order of +truth opposing him, may his falsity in no degree succeed; and +<span class="sidebar">Penalty for +faithlessness</span> +for his bold attempt may he pay to the aforesaid +monastery double the amount which his +ill-ordered cupidity has been prevented from abstracting; and +moreover let him be indebted to the royal authority for —— +<span class="pagenum"><a name="Page_209" id="Page_209">209</a></span> +solidi of gold; and, nevertheless, let the present charter remain +inviolate with all that it contains, with the witnesses placed +below.</p> + +<p>Done in ——, publicly, those who are noted below +being present, or the remaining innumerable multitude of +people.</p> + +<p class="center">(b)</p> + +<p>In the name of God, I, Abbot ——, with our commissioned +brethren. Since it is not unknown how you, ——, +by the suggestion of divine exhortation, did grant to —— +[monastery named], to the church which is known to be constructed +in honor of Saint ——, where we by God's authority +exercise our pastoral care, all your possessions which +you seemed to have in the district named, in the vill [village] +named, which your father on his death bequeathed to you there, +or which by your own labor you were able to gain there, or +which, as against your brother or against ——, a co-heir, +<span class="sidebar">The property +again described</span> +a just division gave you, with courtyard and +buildings, gardens and orchards, with various +slaves, —— by name, houses, lands, meadows, +woods (cultivated and uncultivated), or with all the dependencies +and appurtenances belonging to it, which it would +be extremely long to enumerate, in all their completeness; but +<span class="sidebar">Returned to +the original +owner to be +used by him</span> +afterwards, at your request, it has seemed proper +to us to cede to you the same possessions to be +held for usufruct; and you will not neglect to pay +at annual periods the due <i>census</i> [i.e., the rental] hence, that is +—— [amount named]. And if God should give you a son by +your legal wife, he shall have the same possessions for the days +of his life only, and shall not presume to neglect the above payment, +and similarly your sons which you are seen to have at +present, shall do for the days of their lives; after the death of +whom, all the possessions above-named shall revert to us and +<span class="pagenum"><a name="Page_210" id="Page_210">210</a></span> +our successors perpetually. Moreover, if no sons shall have +been begotten by you, immediately after your death, without +any harmful contention, the possessions shall revert to the rulers +or guardians of the above-named church, forever. Nor may any +one, either ourselves or our successors, be successful in a rash +attempt inordinately to destroy these agreements, but just as +the time has demanded in the present <i>precaria</i>, may that be +sure to endure unchanged which we, with the consent of our +brothers, have decided to confirm.</p> + +<p>Done in ——, in the presence of —— and of others +whom it is not worth while to enumerate. [Seal of the same +abbot who has ordered this <i>precaria</i> to be made.]</p> + +<div class="intro"> +<p class="center">(3) <span class="smcap">The Immunity</span></p> + +<p>The most important element in the governmental phase of feudalism +was what was known as the immunity. In Roman law immunity +meant exemption from taxes and public services and belonged especially +to the lands owned personally by the emperors. Such exemptions +were, however, sometimes allowed to the lands of imperial officers +and of men in certain professions, and in later times to the lands held +by the Church. How closely this Roman immunity was connected +with the feudal immunity of the Middle Ages is not clear. Doubtless +the institution survived in Gaul, especially on church lands, long after +the Frankish conquest. It is best, however, to look upon the typical +Frankish immunity as of essentially independent origin. From the +time of Clovis, the kings were accustomed to make grants of the sort +to land-holding abbots and bishops, and by the time of Charlemagne +nearly all such prelates had been thus favored. But such grants were +not confined to ecclesiastics. Even in the seventh and eighth centuries +lay holders of royal benefices often received the privileges of the immunity +also. Speaking generally, the immunity exempted the lands +to which it applied from the jurisdiction of the local royal officials, +especially of the counts. The lands were supposed to be none the less +ultimately subject to the royal authority, but by the grant of immunity +the sovereign took their financial and judicial administration from the +counts, who would ordinarily have charge, and gave it to the holders of +<span class="pagenum"><a name="Page_211" id="Page_211">211</a></span> +the lands. The counts were forbidden to enter the specified territories to +collect taxes or fines, hold courts, and sometimes even to arrange for +military service. The layman, or the bishop, or the abbot, who held +the lands performed these services and was responsible only to the +crown for them. The king's chief object in granting the immunity was +to reward or win the support of the grantees and to curtail the authority +of his local representatives, who in many cases threatened to become +too powerful for the good of the state; but by every such grant +the sovereign really lost some of his own power, and this practice came +to be in no small measure responsible for the weakness of monarchy in +feudal times.</p> + +<p>The first of the extracts below (a) is a seventh-century formula for +the grant of an immunity by the king to a bishop. The second (b) +is a grant made by Charlemagne, in 779, confirming an old immunity +enjoyed by the monastery at Châlons-sur-Saône.</p> +</div> + +<p class="source">Sources—(a) Text in <i>Monumenta Germaniæ Historica, Legum Sectio V., +Formulæ</i>, Part I., pp. 43-44.</p> + +<p class="source_add">(b) Text in <i>Monumenta Germaniæ Historica, Leges</i> (Pertz ed.), +Vol. II., p. 287. Adapted from translation in Ephraim Emerton, +<i>Introduction to the Study of the Middle Ages</i> (new ed., +Boston, 1903), p. 246.</p> + +<p class="center">(a)</p> + +<p>We believe that we give our royal authority its full splendor +if, with benevolent intentions, we bestow upon churches—or +upon any persons—the favors which they merit, and if, with the +aid of God, we give a written assurance of the continuance of +these favors. We wish, then, to make known that at the request +of a prelate, lord of —— [the estate named] and bishop +of —— [the church named], we have accorded to him, for +the sake of our eternal salvation, the following benefits: that in +the domains of the bishop's church, both those which it possesses +<span class="sidebar">A formula for +a grant of immunity</span> +to-day and those which by God's grace it may +later acquire, no public official shall be permitted +to enter, either to hold courts or to exact fines, +on any account; but let these prerogatives be vested in full in +the bishop and his successors. We ordain therefore that neither +<span class="pagenum"><a name="Page_212" id="Page_212">212</a></span> +you nor your subordinates,<a name="FNanchor_301" id="FNanchor_301" href="#Footnote_301" class="fnanchor">[301]</a> nor those who come after you, nor +any person endowed with a public office, shall ever enter the +domains of that church, in whatever part of our kingdom they +may be situated, either to hold trials or to collect fines. All the +taxes and other revenues which the royal treasury has a right to +demand from the people on the lands of the said church, whether +they be freemen or slaves, Romans or barbarians, we now bestow +on the said church for our future salvation, to be used by the +officials of the church forever for the best interests of the church.</p> + +<p class="center">(b)</p> + +<p>Charles, by the grace of God King of the Franks and Lombards +and Patrician of the Romans, to all having charge of our +affairs, both present and to come:</p> + +<p>By the help of the Lord, who has raised us to the throne of +this kingdom, it is the chief duty of our clemency to lend a +gracious ear to the need of all, and especially ought we devoutly +to regard that which we are persuaded has been granted by preceding +kings to church foundations for the saving of souls, and +not to deny fitting benefits, in order that we may deserve to be +partakers of the reward, but to confirm them in still greater +security.</p> + +<p>Now the illustrious Hubert, bishop and ruler of the church of +St. Marcellus, which lies below the citadel of Châlons,<a name="FNanchor_302" id="FNanchor_302" href="#Footnote_302" class="fnanchor">[302]</a> where the +<span class="sidebar">The old immunity +enjoyed +by the +monastery at +Châlons</span> +precious martyr of the Lord himself rests in the +body, has brought it to the attention of our +Highness that the kings who preceded us, or +our lord and father of blessed memory, Pepin, the +preceding king, had by their charters granted complete immunities +to that monastery, so that in the towns or on the lands +<span class="pagenum"><a name="Page_213" id="Page_213">213</a></span> +belonging to it no public judge, nor any one with power of hearing +cases or exacting fines, or raising sureties, or obtaining +lodging or entertainment, or making requisitions of any kind, +should enter.</p> + +<p>Moreover, the aforesaid bishop, Hubert, has presented the +original charters of former kings, together with the confirmations +of them, to be read by us, and declares the same favors to +be preserved to the present day; but desiring the confirmation +of our clemency, he prays that our authority may confirm this +grant anew to the monastery.</p> + +<p>Wherefore, having inspected the said charters of former kings, +we command that neither you, nor your subordinates, nor your +successors, nor any person having judicial powers, shall presume +to enter into the villages which may at the present time be in +possession of that monastery, or which hereafter may have been +bestowed by God-fearing men [or may be about to be so bestowed].<a name="FNanchor_303" id="FNanchor_303" href="#Footnote_303" class="fnanchor">[303]</a> +<span class="sidebar"><b>The immunity +confirmed</b></span> +Let no public officer enter for the hearing of cases, +or for exacting fines, or procuring sureties, or +obtaining lodging or entertainment, or making +any requisitions; but in full immunity, even as the favor of former +kings has been continued down to the present day, so in the +future also shall it, through our authority, remain undiminished. +And if in times past, through any negligence of abbots, or luke-warmness +of rulers, or the presumption of public officers, anything +has been changed or taken away, removed or withdrawn, +from these immunities, let it, by our authority and favor, be +restored. And, further, let neither you nor your subordinates +presume to infringe upon or violate what we have granted.</p> + +<p>But if there be any one, <i>dominus</i>,<a name="FNanchor_304" id="FNanchor_304" href="#Footnote_304" class="fnanchor">[304]</a> <i>comes</i> [count], <i>domesticus</i>,<a name="FNanchor_305" id="FNanchor_305" href="#Footnote_305" class="fnanchor">[305]</a> +<i>vicarius</i>,<a name="FNanchor_306" id="FNanchor_306" href="#Footnote_306" class="fnanchor">[306]</a> or one vested with any judicial power whatsoever, by +<span class="pagenum"><a name="Page_214" id="Page_214">214</a></span> +the indulgence of the good or by the favor of pious Christians or +kings, who shall have presumed to infringe upon or violate these +<span class="sidebar">Penalties for +its violation</span> +immunities, let him be punished with a fine of six +hundred <i>solidi</i>,<a name="FNanchor_307" id="FNanchor_307" href="#Footnote_307" class="fnanchor">[307]</a> two parts to go to the library of +this monastery, and the third part to be paid into our treasury, +so that impious men may not rejoice in violating that which +our ancestors, or good Christians, may have conceded or granted. +And whatever our treasury may have had a right to expect from +this source shall go to the profit of the men of this church of +St. Marcellus the martyr, to the better establishment of our +kingdom and the good of those who shall succeed us.</p> + +<p>And that this decree may firmly endure we have ordered it to +be confirmed with our own hand under our seal.</p> + +<h4>35. The Granting of Fiefs</h4> + +<div class="intro"> +<p>The most obvious feature of feudalism was a peculiar divided tenure +of land under which the title was vested in one person and the use in +another. The territorial unit was the fief, which in extent might be +but a few acres, a whole county, or even a vast region like Normandy +or Burgundy. Fiefs were granted to vassals by contracts which bound +both grantor and grantee to certain specific obligations. The two +extracts below are examples of the records of such feudal grants, +bearing the dates 1167 and 1200 respectively. It should be remembered, +however, that fiefs need not necessarily be land. Offices, payments +of money, rights to collect tolls, and many other valuable things +might be given by one man to another as fiefs in just the same way +that land was given. Du Cange, in his <i>Glossarium Mediæ et Infimæ +Latinitatis</i>, mentions eighty-eight different kinds of fiefs, and it has +been said that this does not represent more than one-fourth of the total +number. Nevertheless, the typical fief consisted of land. The term +might therefore be defined in general as the land for which the vassal, +or hereditary possessor, rendered to the lord, or hereditary proprietor, +services of a special character which were considered honorable, such +as military aid and attendance at courts. +<span class="pagenum"><a name="Page_215" id="Page_215">215</a></span></p> +</div> + +<p class="source">Sources—(a) Nicolas Brussel, <i>Nouvel Examen de l'Usage général des Fiefs en +France pendant le XI, le XII, le XIII, et le XIV<sup>e</sup> Siècle</i> ["New +Examination of the Customs of Fiefs in the 11th, the 12th, the +13th, and the 14th Century"], Paris, 1727, Vol. I., p. 3, note. +Translated by Edward P. Cheyney in <i>Univ. of Pa. Translations +and Reprints</i>, Vol. IV., No. 3, pp. 15-16.</p> + +<p class="source_add">(b) Maximilien Quantin, <i>Recueil de Pièces du XIII<sup>e</sup> Siècle</i> ["Collection +of Documents of the Thirteenth Century"], Auxerre, +1873, No. 2, pp. 1-2. Translated by Cheyney, <i>ibid.</i></p> + +<p class="center">(a)</p> + +<p>In the name of the Holy and Undivided Trinity, Amen. I, +Louis,<a name="FNanchor_308" id="FNanchor_308" href="#Footnote_308" class="fnanchor">[308]</a> by the grace of God king of the French, make known to +all present as well as to come, that at Mante in our presence, +Count Henry of Champagne<a name="FNanchor_309" id="FNanchor_309" href="#Footnote_309" class="fnanchor">[309]</a> conceded the fief of Savigny to +<span class="sidebar">The count of +Champagne +grants a fief to +the bishop of +Beauvais</span> +Bartholomew, bishop of Beauvais,<a name="FNanchor_310" id="FNanchor_310" href="#Footnote_310" class="fnanchor">[310]</a> and his successors. +And for that fief the said bishop has +made promise and engagement for one knight +and justice and service to Count Henry;<a name="FNanchor_311" id="FNanchor_311" href="#Footnote_311" class="fnanchor">[311]</a> and +he also agreed that the bishops who shall come after him will +do likewise. In order that this may be understood and known +to posterity we have caused the present charter to be attested +by our seal. Done at Mante, in the year of the Incarnate Word, +1167; present in our palace those whose names and seals are +appended: seal of Thiebault, our steward; seal of Guy, the +butler; seal of Matthew, the chamberlain; seal of Ralph, the +constable. Given by the hand of Hugh, the chancellor.</p> + +<p class="center">(b)</p> + +<p>I, Thiebault, count palatine of Troyes,<a name="FNanchor_312" id="FNanchor_312" href="#Footnote_312" class="fnanchor">[312]</a> make known to those +present and to come that I have given in fee<a name="FNanchor_313" id="FNanchor_313" href="#Footnote_313" class="fnanchor">[313]</a> to Jocelyn d'Avalon +<span class="pagenum"><a name="Page_216" id="Page_216">216</a></span> +and his heirs the manor which is called Gillencourt,<a name="FNanchor_314" id="FNanchor_314" href="#Footnote_314" class="fnanchor">[314]</a> which is of +the castellanerie<a name="FNanchor_315" id="FNanchor_315" href="#Footnote_315" class="fnanchor">[315]</a> of La Ferté-sur-Aube; and whatever the same +Jocelyn shall be able to acquire in the same manor I have granted +to him and his heirs in enlargement of that fief. I have granted, +moreover, to him that in no free manor of mine will I retain men +who are of this gift.<a name="FNanchor_316" id="FNanchor_316" href="#Footnote_316" class="fnanchor">[316]</a> The same Jocelyn, moreover, on account +of this has become my liege man, saving, however, his allegiance +<span class="sidebar">A grant by +Count Thiebault</span> +to Gerad d'Arcy, and to the lord duke of Burgundy, +and to Peter, count of Auxerre.<a name="FNanchor_317" id="FNanchor_317" href="#Footnote_317" class="fnanchor">[317]</a> Done +at Chouaude, by my own witness, in the year of +the Incarnation of our Lord 1200, in the month of January. +Given by the hand of Walter, my chancellor.</p> + +<h4>36. The Ceremonies of Homage and Fealty</h4> + +<div class="intro"> +<p>The personal relation between lord and vassal was established by +the double ceremony of homage and fealty. Homage was the act by +which the vassal made himself the man (<i>homo</i>) of the lord, while fealty +was the oath of fidelity to the obligations which must ordinarily be +assumed by such a man. The two were really distinct, though because +they almost invariably went together they finally became confounded in +the popular mind. The details of the ceremonies varied much in different +times and places, but, in general, when homage was to be performed, +the prospective vassal presented himself before his future seigneur +<span class="pagenum"><a name="Page_217" id="Page_217">217</a></span> +bareheaded and without arms; knelt, placed his hands in those of the +seigneur, and declared himself his man; then he was kissed by the seigneur +and lifted to his feet. In the act of fealty, the vassal placed his hand +upon sacred relics, or upon the Bible, and swore eternal faithfulness to +his seigneur. The so-called "act of investiture" generally followed, the +seigneur handing over to the vassal a bit of turf, a stick, or some other +object symbolizing the transfer of the usufruct of the property in question. +The whole process was merely a mode of establishing a binding +contract between the two parties. Below we have: (<i>a</i>) a mediæval +definition of homage, taken from the customary law of Normandy; +(<i>b</i>) an explanation of fealty, given in an old English law-book; (<i>c</i>) a +French chronicler's account of the rendering of homage and fealty to +the count of Flanders in the year 1127; and (<i>d</i>) a set of laws governing +homage and fealty, written down in a compilation of the ordinances +of Saint Louis (king of France, 1226-1270), but doubtless showing substantially +the practice in France for a long time before King Louis's day.</p> +</div> + +<p class="source">Sources—(a) <i>L'Ancienne Coutume de Normandie</i> ["The Old Custom of +Normandy"], Chap. 29.</p> + +<p class="source_add">(b) Sir Thomas Lyttleton, <i>Treatise of Tenures in French and +English</i> (London, 1841), Bk. II., Chap. 2, p. 123.</p> + +<p class="source_add">(c) Galbert de Bruges, <i>De Multro, Traditione, et Occisione gloriosi +Karoli comitis Flandriarum</i> ["Concerning the Murder, Betrayal, +and Death of the glorious Charles, Count of Flanders"]. +Text in Henri Pirenne, <i>Histoire du Meurtre de Charles le Bon, +comte de Flandre, par Galbert de Bruges</i> (Paris, 1891). Translated +by Edward P. Cheyney in <i>Univ. of Pa. Translations and +Reprints</i>, Vol. IV., No. 3, p. 18.</p> + +<p class="source_add">(d) <i>Les Établissements de Saint Louis</i> ["The Ordinances of St. +Louis"], Bk. II., Chap. 19. Text in Paul Viollet's edition (Paris, +1881), Vol. II., pp. 395-398.</p> + +<p class="center">(a)</p> + +<p>Homage is a pledge to keep faith in respect to matters that are +right and necessary, and to give counsel and aid. He who +<span class="sidebar">A Norman +definition +of homage</span> +would do homage ought to place his hands between +those of the man who is to be his lord, and +speak these words: "I become your man, to keep +faith with you against all others, saving my allegiance to the +duke of Normandy." +<span class="pagenum"><a name="Page_218" id="Page_218">218</a></span></p> + +<p class="center">(b)</p> + +<p>And when a free tenant shall swear fealty to his lord, let him +place his right hand on the book<a name="FNanchor_318" id="FNanchor_318" href="#Footnote_318" class="fnanchor">[318]</a> and speak thus: "Hear thou +this, my lord, that I will be faithful and loyal to you and will +keep my pledges to you for the lands which I claim to hold of +<span class="sidebar">The oath +of fealty</span> +you, and that I will loyally perform for you the +services specified, so help me God and the saints." +Then he shall kiss the book; but he shall not kneel when he +swears fealty, nor take so humble a posture as is required in +homage.</p> + +<p class="center">(c)</p> + +<p>Through the whole remaining part of the day those who had +been previously enfeoffed by the most pious count Charles, did +homage to the count,<a name="FNanchor_319" id="FNanchor_319" href="#Footnote_319" class="fnanchor">[319]</a> taking up now again their fiefs and offices +and whatever they had before rightfully and legitimately obtained. +On Thursday, the seventh of April, homages were again +made to the count, being completed in the following order of +faith and security:</p> + +<p>First they did their homage thus. The count asked if he was +willing to become completely his man, and the other replied, +<span class="sidebar">The rendering +of homage and +fealty to the +count of Flanders</span> +"I am willing"; and with clasped hands, surrounded +by the hands of the count, they were +bound together by a kiss. Secondly, he who had +done homage gave his fealty to the representative +of the count in these words, "I promise on my faith that I will +in future be faithful to Count William, and will observe my +homage to him completely, against all persons, in good faith and +without deceit." Thirdly, he took his oath to this upon the +relics of the saints. Afterwards, with a little rod which the count +held in his hand, he gave investitures to all who by this agreement +<span class="pagenum"><a name="Page_219" id="Page_219">219</a></span> +had given their security and homage and accompanying +oath.</p> + +<p class="center">(d)</p> + +<p>If any one would hold from a lord in fee, he ought to seek his +lord within forty days. And if he does not do it within forty days, +the lord may and ought to seize his fief for default of homage, +and the things which are found there he should seize without +compensation; and yet the vassal should be obliged to pay to +his lord the redemption.<a name="FNanchor_320" id="FNanchor_320" href="#Footnote_320" class="fnanchor">[320]</a> When any one wishes to enter into +the fealty of a lord, he ought to seek him, as we have said above, +and should speak as follows: "Sir, I request you, as my lord, to +<span class="sidebar">An ordinance +of St. Louis on +homage and +fealty</span> +put me in your fealty and in your homage for +such and such a thing situated in your fief, which +I have bought." And he ought to say from what +man, and this one ought to be present and in the fealty of the +lord;<a name="FNanchor_321" id="FNanchor_321" href="#Footnote_321" class="fnanchor">[321]</a> and whether it is by purchase or by escheat<a name="FNanchor_322" id="FNanchor_322" href="#Footnote_322" class="fnanchor">[322]</a> or by inheritance +he ought to explain; and with his hands joined, to +speak as follows: "Sir, I become your man and promise to you +fealty for the future as my lord, towards all men who may live +or die, rendering to you such service as the fief requires, making +to you your relief as you are the lord." And he ought to say +whether for guardianship,<a name="FNanchor_323" id="FNanchor_323" href="#Footnote_323" class="fnanchor">[323]</a> or as an escheat, or as an inheritance, +or as a purchase.</p> + +<p>The lord should immediately reply to him: "And I receive +you and take you as my man, and give you this kiss as a sign +of faith, saving my right and that of others," according to the +usage of the various districts. +<span class="pagenum"><a name="Page_220" id="Page_220">220</a></span></p> + +<h4>37. The Mutual Obligations of Lords and Vassals</h4> + +<div class="intro"> +<p>The feudal relation was essentially one of contract involving reciprocal +relations between lord and vassal. In the following letter, written +in the year 1020 by Bishop Fulbert of Chartres<a name="FNanchor_324" id="FNanchor_324" href="#Footnote_324" class="fnanchor">[324]</a> to the duke of Aquitaine, +we find laid down the general principles which ought to govern +the discharge of these mutual obligations. It is affirmed that there +were six things that no loyal vassal could do, and these are enumerated +and explained. Then comes the significant statement that these +negative duties must be supplemented with positive acts for the service +and support of the lord. What some of these acts were will appear in +the extracts in §<a href="#S38">38</a>. Bishop Fulbert points out also that the lord is +himself bound by feudal law not to do things detrimental to the safety, +honor, or prosperity of his vassal. The letter is an admirable statement +of the spirit of the feudal system at its best. Already by 1020 a +considerable body of feudal customs having the force of law had come +into existence and it appears that Fulbert had made these customs the +subject of some special study before answering the questions addressed +to him by Duke William.</p> +</div> + +<p class="source">Source—Text in Martin Bouquet, <i>Recueil des Historiens des Gaules et de la +France</i> ["Collection of the Historians of Gaul and of France"], +Vol. X., p. 463.</p> + +<p>To William, most illustrious duke of the Aquitanians, Bishop +Fulbert, the favor of his prayers:</p> + +<p>Requested to write something regarding the character of +fealty, I have set down briefly for you, on the authority of the +books, the following things. He who takes the oath of fealty to +<span class="sidebar">What the vassal +owes the +lord</span> +his lord ought always to keep in mind these six +things: what is harmless, safe, honorable, useful, +easy, and practicable.<a name="FNanchor_325" id="FNanchor_325" href="#Footnote_325" class="fnanchor">[325]</a> <i>Harmless</i>, which means +that he ought not to injure his lord in his body; <i>safe</i>, that he +should not injure him by betraying his confidence or the defenses +upon which he depends for security; <i>honorable</i>, that he +<span class="pagenum"><a name="Page_221" id="Page_221">221</a></span> +should not injure him in his justice, or in other matters that relate +to his honor; <i>useful</i>, that he should not injure him in his +property; <i>easy</i>, that he should not make difficult that which his +lord can do easily; and <i>practicable</i>, that he should not make +impossible for the lord that which is possible.</p> + +<p>However, while it is proper that the faithful vassal avoid these +injuries, it is not for doing this alone that he deserves his holding: +for it is not enough to refrain from wrongdoing, unless that +which is good is done also. It remains, therefore, that in the +same six things referred to above he should faithfully advise and +aid his lord, if he wishes to be regarded as worthy of his benefice +and to be safe concerning the fealty which he has sworn.</p> + +<p>The lord also ought to act toward his faithful vassal in the +same manner in all these things. And if he fails to do this, he +<span class="sidebar">The obligations +of the +lord</span> +will be rightfully regarded as guilty of bad faith, +just as the former, if he should be found shirking, +or willing to shirk, his obligations would be +perfidious and perjured.<a name="FNanchor_326" id="FNanchor_326" href="#Footnote_326" class="fnanchor">[326]</a></p> + +<p>I should have written to you at greater length had I not been +busy with many other matters, including the rebuilding of our +city and church, which were recently completely destroyed by +a terrible fire. Though for a time we could not think of anything +but this disaster, yet now, by the hope of God's comfort, +and of yours also, we breathe more freely again.</p> + +<h4><a name="S38" id="S38"></a>38. Some of the More Important Rights of the Lord</h4> + +<div class="intro"> +<p>The obligations of vassals to lords outlined in the preceding selection +were mainly of a moral character—such as naturally grew out of the +general idea of loyalty and fidelity to a benefactor. They were largely +<span class="pagenum"><a name="Page_222" id="Page_222">222</a></span> +negative and were rather vague and indefinite. So far as they went, +they were binding upon lords and vassals alike. There were, however, +several very definite and practical rights which the lords possessed with +respect to the property and persons of their dependents. Some of these +were of a financial character, some were judicial, and others were +military. Five of the most important are illustrated by the passages +given below.</p> + +<p class="center">(<i>a</i>) <span class="smcap">Aids</span></p> + +<p>Under the feudal system the idea prevailed that the vassal's purse +as well as his body was to be at the lord's service. Originally the +right to draw upon his vassals for money was exercised by the lord +whenever he desired, but by custom this ill-defined power gradually +became limited to three sorts of occasions when the need of money +was likely to be especially urgent, i.e., when the eldest son was knighted, +when the eldest daughter was married, and when the lord was to be +ransomed from captivity. In the era of the crusades, the starting of +the lord on an expedition to the Holy Land was generally regarded as +another emergency in which an aid might rightfully be demanded. +The following extract from the old customary law of Normandy represents +the practice in nearly all feudal Europe.</p> +</div> + +<p class="source">Source—<i>L'Ancienne Coutume de Normandie</i>, Chap. 35.</p> + +<p>In Normandy there are three chief aids. The first is to help +make the lord's eldest son a knight; the second is to marry his +eldest daughter; the third is to ransom the body of the lord +from prison when he shall be taken captive during a war for the +<span class="sidebar">The three +aids</span> +duke.<a name="FNanchor_327" id="FNanchor_327" href="#Footnote_327" class="fnanchor">[327]</a> By this it appears that the <i>aide de chevalerie</i> +[knighthood-aid] is due when the eldest son +of the lord is made a knight. The eldest son is he who has the +dignity of primogeniture.<a name="FNanchor_328" id="FNanchor_328" href="#Footnote_328" class="fnanchor">[328]</a> The <i>aide de mariage</i> [marriage-aid] is +<span class="pagenum"><a name="Page_223" id="Page_223">223</a></span> +due when the eldest daughter is married. The <i>aide de rançon</i> +[ransom-aid] is due when it is necessary to deliver the lord from +the prisons of the enemies of the duke. These aids are paid in +some fiefs at the rate of half a relief, and in some at the rate of +a third.<a name="FNanchor_329" id="FNanchor_329" href="#Footnote_329" class="fnanchor">[329]</a></p> + +<div class="intro"> + +<p class="center">(<i>b</i>) <span class="smcap">Military Service</span></p> + +<p>From whatever point of view feudalism is regarded—whether as a +system of land tenure, as a form of social organization, or as a type of +government—the military element in it appears everywhere important. +The feudal period was the greatest era of war the civilized world has +ever known. Few people between the tenth and fourteenth centuries, +except in the peasant classes, were able to live out their lives entirely +in peace. Of greatest value to kings and feudal magnates, greater even +than money itself, was a goodly following of soldiers; hence the almost +universal requirement of military service by lords from their vassals. +Fiefs were not infrequently granted out for no other purpose than to +get the military service which their holders would owe. The amount +of such service varied greatly in different times and places, but the +following arrangement represents the most common practice.</p> +</div> + +<p class="source">Source—<i>Les Établissements de Saint Louis</i>, Bk. I., Chap. 65. Text in Paul +Viollet's edition (Paris, 1881), Vol. II., pp. 95-96.</p> + +<p>The baron and the vassals of the king ought to appear in his +army when they shall be summoned, and ought to serve at their +own expense for forty days and forty nights, with whatever number +of knights they owe.<a name="FNanchor_330" id="FNanchor_330" href="#Footnote_330" class="fnanchor">[330]</a> And he possesses the right to exact +<span class="sidebar">The conditions +of military service</span> +from them these services when he wishes and +when he has need of them. If, however, the king +shall wish to keep them more than forty days and +forty nights at their own expense, they need not remain unless +<span class="pagenum"><a name="Page_224" id="Page_224">224</a></span> +they desire.<a name="FNanchor_331" id="FNanchor_331" href="#Footnote_331" class="fnanchor">[331]</a> But if he shall wish to retain them at his cost for +the defense of the kingdom, they ought lawfully to remain. +But if he shall propose to lead them outside of the kingdom, +they need not go unless they are willing, for they have already +served their forty days and forty nights.</p> + +<div class="intro"> + +<p class="center">(<i>c</i>) <span class="smcap">Wardship and Marriage</span></p> + +<p>Very important among the special prerogatives of the feudal lord +was his right to manage, and enjoy the profits of, fiefs inherited by +minors. When a vassal died, leaving an heir who was under age, the +lord was charged with the care of the fief until the heir reached his or +her majority. On becoming of age, a young man was expected to take +control of his fief at once. But a young woman remained under wardship +until her marriage, though if she married under age she could get +possession of her fief immediately, just as she would had she waited +until older. The control of the marriage of heiresses was largely in the +hands of their lords, for obviously it was to the lord's interest that no +enemy of his, nor any shiftless person, should become the husband of +his ward. The lord could compel a female ward to marry and could +oblige her to accept as a husband one of the candidates whom he offered +her; but it was usually possible for the woman to purchase exemption +from this phase of his jurisdiction. After the thirteenth century the +right of wardship gradually declined in France, though it long continued +in England. The following extract from the customs of Normandy +sets forth the typical feudal law on the subject.</p> +</div> + +<p class="source">Source—<i>L'Ancienne Coutume de Normandie</i>, Chap. 33.</p> + +<p>Heirs should be placed in guardianship until they reach the +age of twenty years; and those who hold them as wards should +<span class="pagenum"><a name="Page_225" id="Page_225">225</a></span> +give over to them all the fiefs which came under their control +by reason of wardship, provided they have not lost anything by +judicial process.... When the heirs pass out of the condition +of wardship, their lords shall not impose upon them any +reliefs for their fiefs, for the profits of wardship shall be reckoned +in place of the relief.</p> + +<p>When a female ward reaches the proper age to marry, she +should be married by the advice and consent of her lord, and by +<span class="sidebar">The marriage +of a female +ward</span> +the advice and consent of her relatives and +friends, according as the nobility of her ancestry +and the value of her fief may require; and +upon her marriage the fief which has been held in guardianship +should be given over to her. A woman cannot be freed from +wardship except by marriage; and let it not be said that she is +of age until she is twenty years old. But if she be married at +the age at which it is allowable for a woman to marry, the fact of +her marriage makes her of age and delivers her fief from wardship.</p> + +<p>The fiefs of those who are under wardship should be cared +for attentively by their lords, who are entitled to receive the +<span class="sidebar">The lord's obligation +to care +for the fief of +his ward</span> +produce and profits.<a name="FNanchor_332" id="FNanchor_332" href="#Footnote_332" class="fnanchor">[332]</a> And in this connection let +it be known that the lord ought to preserve in +their former condition the buildings, the manor-houses, +the forests and meadows, the gardens, the ponds, the +mills, the fisheries, and the other things of which he has the profits. +And he should not sell, destroy, or remove the woods, the houses, +or the trees.</p> + +<div class="intro"> +<p class="center">(<i>d</i>) <span class="smcap">Reliefs</span></p> + +<p>A relief was a payment made to the lord by an heir before entering +upon possession of his fief. The history of reliefs goes back to the time +when benefices were not hereditary and when, if a son succeeded his +father in the usufruct of a piece of property, it was regarded as an unusual +<span class="pagenum"><a name="Page_226" id="Page_226">226</a></span> +thing—a special favor on the part of the owner to be paid for by +the new tenant. Later, when fiefs had become almost everywhere +hereditary, the custom of requiring reliefs still survived. The amount +was at first arbitrary, being arranged by individual bargains; but in +every community, especially in France, the tendency was toward a fixed +custom regarding it. Below are given some brief extracts from English +Treasury records which show how men in England between the years +1140 and 1230 paid the king for the privilege of retaining the fiefs held +by their fathers.</p> +</div> + +<p class="source">Source—Thomas Madox, <i>History and Antiquities of the Exchequer of the +Kings of England</i> (London, 1769), Vol. I., pp. 312-322 <i>passim</i>.</p> + +<p>Walter Hait renders an account of 5 marks of silver for the +relief of the land of his father.</p> + +<p>Walter Brito renders an account of £66, 13s. and 4d. for the +relief of his land.</p> + +<p>Richard of Estre renders an account of £15 for the relief for +3 knights' fees which he holds from the honor of Mortain.</p> + +<p>Walter Fitz Thomas, of Newington, owes 28s. 4d. for having +a fourth part of one knight's fee which had been seized into the +hand of the king for default of relief.</p> + +<p>John of Venetia renders an account of 300 marks for the fine +of his land and for the relief of the land which was his father's +which he held from the king <i>in capite</i>.<a name="FNanchor_333" id="FNanchor_333" href="#Footnote_333" class="fnanchor">[333]</a></p> + +<p>John de Balliol owes £150 for the relief of 30 knights' fees +which Hugh de Balliol, his father, held from the king <i>in capite</i>, +that is 100s. for each fee.</p> + +<p>Peter de Bruce renders an account of £100 for his relief for +the barony which was of Peter his father.</p> + +<div class="intro"> +<p class="center">(<i>e</i>) <span class="smcap">Forfeiture</span></p> + +<p>The lord's most effective means of compelling his vassals to discharge +their obligations was his right to take back their fiefs for breach +of feudal contract. Such a breach, or felony, as it was technically +<span class="pagenum"><a name="Page_227" id="Page_227">227</a></span> +called, might consist in refusal to render military service or the required +aids, ignoring the sovereign authority of the lord, levying war against +the lord, dishonoring members of the lord's family, or, as in the case +below, refusing to obey the lord's summons to appear in court. In +practice the lords generally found it difficult to enforce the penalty of +forfeiture and after the thirteenth century the tendency was to substitute +money fines for dispossession, except in the most aggravated +cases. The following is an account of the condemnation of Arnold +Atton, a nobleman of south France, by the feudal court of Raymond, +count of Toulouse, in the year 1249. The penalty imposed was the +loss of the valuable château of Auvillars.</p> +</div> + +<p class="source">Source—Teulet, <i>Layettes du Trésor des Cartes</i> ["Bureau of Treasury +Accounts "], No. 3778, Vol. III., p. 70. Translated by Edward P. +Cheyney in <i>Univ. of Pa. Translations and Reprints</i>, Vol. IV., +No. 3. pp. 33-34.</p> + +<p>Raymond, by the grace of God count of Toulouse, marquis of +Provence, to the nobleman Arnold Atton, viscount of Lomagne, +greeting:</p> + +<p>Let it be known to your nobility by the tenor of these presents +what has been done in the matter of the complaints which we +have made about you before the court of Agen; that you have +not taken the trouble to keep or fulfill the agreements sworn by +you to us, as is more fully contained in the instrument drawn up +there, sealed with our seal by the public notary; and that you +have refused contemptuously to appear before the said court for +the purpose of doing justice, and have otherwise committed +multiplied and great delinquencies against us. As your faults +<span class="sidebar">The court's +sentence upon +Arnold Atton</span> +have required, the aforesaid court of Agen has +unanimously and concordantly pronounced sentence +against you, and for these matters have +condemned you to hand over and restore to us the château of +Auvillars and all that land which you hold from us in fee, to be +had and held by us by right of the obligation by which you have +bound it to us for fulfilling and keeping the said agreements.</p> + +<p>Likewise it has declared that we are to be put into possession +<span class="pagenum"><a name="Page_228" id="Page_228">228</a></span> +of the said land and that it is to be handed over to us, on account +of your contumacy, because you have not been willing to appear +before the same court on the days which were assigned to you. +Moreover, it has declared that you shall be held and required +to restore the said land in whatsoever way we wish to receive it, +with few or many, in peace or in anger, in our own person, by +right of lordship. Likewise it has declared that you shall restore +to us all the expenses which we have incurred, or the court +itself has incurred, on those days which were assigned to you, +or because of those days, and has condemned you to repay these +to us.<a name="FNanchor_334" id="FNanchor_334" href="#Footnote_334" class="fnanchor">[334]</a></p> + +<p>Moreover, it has declared that the nobleman Gerald d'Armagnac, +whom you hold captive, you shall liberate, and deliver him +free to us. We demand, moreover, by right of our lordship that +you liberate him.</p> + +<p>We call, therefore, upon your discretion in this matter, strictly +enjoining you and commanding that you obey the aforesaid +sentences in all things and fulfill them in all respects and in no +way delay the execution of them.</p> + +<h4>39. The Peace and the Truce of God</h4> + +<div class="intro"> +<p>War rather than peace was the normal condition of feudal society. +Peasants were expected to settle their disputes in the courts of law, +but lords and seigneurs possessed a legal right to make war upon their +enemies and were usually not loath to exercise it. Private warfare was +indeed so common that it all the time threatened seriously the lives and +property of the masses of the people and added heavily to the afflictions +which flood, drought, famine, and pestilence brought repeatedly +upon them. The first determined efforts to limit, if not to abolish, +the ravages of private war were made by the Church, partly because +<span class="pagenum"><a name="Page_229" id="Page_229">229</a></span> +the Church itself often suffered by reason of them, partly because its +ideal was that of peace and security, and partly because it recognized +its duty as the protector of the poor and oppressed. Late in the tenth +century, under the influence of the Cluniacs [see <a href="#Page_245">p. 245</a>], the clergy of +France, both secular and regular, began in their councils to promulgate +decrees which were intended to establish what was known as the Peace +of God. These decrees, which were enacted by so many councils between +989 and 1050 that they came to cover pretty nearly all France, proclaimed +generally that any one who should use violence toward women, peasants, +merchants, or members of the clergy should be excommunicated. The +principle was to exempt certain classes of people from the operations +of war and violence, even though the rest of the population should +continue to fight among themselves. It must be said that these decrees, +though enacted again and again, had often little apparent effect.</p> + +<p>Effort was then made in another direction. From about 1027 the +councils began to proclaim what was known as the Truce of God, +sometimes alone and sometimes in connection with the Peace. The +purport of the Truce of God was that all men should abstain from warfare +and violence during a certain portion of each week, and during +specified church festivals and holy seasons. At first only Sunday was +thus designated; then other days, until the time from Wednesday night +to Monday morning was all included; then extended periods, as Lent, +were added, until finally not more than eighty days remained of the +entire year on which private warfare was allowable. As one writer has +stated it, "the Peace of God was intended to protect certain classes +at all times and the Truce to protect all classes at certain times." It +was equally difficult to secure the acquiescence of the lawless nobles +in both, and though the efforts of the Church were by no means without +result, we are to think of private warfare as continuing quite common +until brought gradually to an end by the rise of strong monarchies, +by the turning of men to commerce and trade, and by the drawing off +of military energies into foreign and international wars.</p> + +<p>The decree given below, which combines features of both the Peace +and the Truce, was issued by the Council of Toulouges (near Perpignan) +in 1041, or, as some scholars think, in 1065. Its substance was many +times reënacted, notably by the Council of Clermont, in 1095, upon the +occasion of the proclamation of the first Crusade. It should have procured +<span class="pagenum"><a name="Page_230" id="Page_230">230</a></span> +about 240 days of peace in every year and reduced war to about +120 days, but, like the others, it was only indifferently observed.</p> +</div> + +<p class="source">Source—Text in Martin Bouquet, <i>Recueil des Historiens des Gaules et de la +France</i> ["Collection of the Historians of Gaul and of France"], +Paris, 1876, Vol. XI., pp. 510-511.</p> + +<p><b>1.</b> This Peace has been confirmed by the bishops, by the +abbots, by the counts and viscounts and the other God-fearing +nobles in this bishopric, to the effect that in the future, beginning +with this day, no man may commit an act of violence in a church, +<span class="sidebar">Acts of violence +forbidden +in or near +churches</span> +or in the space which surrounds it and which +is covered by its privileges, or in the burying-ground, +or in the dwelling-houses which are, or +may be, within thirty paces of it.</p> + +<p><b>2.</b> We do not include in this measure the churches which have +been, or which shall be, fortified as châteaux, or those in which +plunderers and thieves are accustomed to store their ill-gotten +booty, or which give them a place of refuge. Nevertheless we +desire that such churches be under this protection until complaint +of them shall be made to the bishop, or to the chapter. +If the bishop or chapter<a name="FNanchor_335" id="FNanchor_335" href="#Footnote_335" class="fnanchor">[335]</a> act upon such information and lay hold +of the malefactors, and if the latter refuse to give themselves up to +the justice of the bishop or chapter, the malefactors and all their +possessions shall not be immune, even within the church. A +man who breaks into a church, or into the space within thirty +paces around it, must pay a fine for sacrilege, and double this +amount to the person wronged.</p> + +<p><b>3.</b> Furthermore, it is forbidden that any one attack the clergy, +who do not bear arms, or the monks and religious persons, or do +<span class="sidebar">Attacks upon +the clergy +prohibited</span> +them any wrong; likewise it is forbidden to despoil +or pillage the communities of canons, monks, and +religious persons, the ecclesiastical lands which +are under the protection of the Church, or the clergy, who do not +<span class="pagenum"><a name="Page_231" id="Page_231">231</a></span> +bear arms; and if any one shall do such a thing, let him pay a +double composition.<a name="FNanchor_336" id="FNanchor_336" href="#Footnote_336" class="fnanchor">[336]</a></p> + +<p><b>5.</b> Let no one burn or destroy the dwellings of the peasants +and the clergy, the dove-cotes and the granaries. Let no man +dare to kill, to beat, or to wound a peasant or serf, or the wife of +either, or to seize them and carry them off, except for misdemeanors +which they may have committed; but it is not forbidden +<span class="sidebar">Protection extended +to the +peasantry</span> +to lay hold of them in order to bring them to +justice, and it is allowable to do this even before +they shall have been summoned to appear. Let +not the raiment of the peasants be stolen; let not their ploughs, +or their hoes, or their olive-fields be burned.</p> + +<p><b>6.</b> ... Let any one who has broken the peace, and has +not paid his fines within a fortnight, make amends to him whom +he has injured by paying a double amount, which shall go to the +bishop and to the count who shall have had charge of the case.</p> + +<p><b>7.</b> The bishops of whom we have spoken have solemnly confirmed +the Truce of God, which has been enjoined upon all +<span class="sidebar">The Truce +of God confirmed</span> +Christians, from the setting of the sun of the +fourth day of the week, that is to say, Wednesday, +until the rising of the sun on Monday, the second +day.... If any one during the Truce shall violate it, let +him pay a double composition and subsequently undergo the +ordeal of cold water.<a name="FNanchor_337" id="FNanchor_337" href="#Footnote_337" class="fnanchor">[337]</a> When any one during the Truce shall kill +<span class="sidebar">Penalties for +violations of +the Truce</span> +a man, it has been ordained, with the approval of +all Christians, that if the crime was committed +intentionally the murderer shall be condemned to +perpetual exile, but if it occurred by accident the slayer shall +be banished for a period of time to be fixed by the bishops and +<span class="pagenum"><a name="Page_232" id="Page_232">232</a></span> +the canons. If any one during the Truce shall attempt to seize +a man or to carry him off from his château, and does not succeed +in his purpose, let him pay a fine to the bishop and to the +chapter, just as if he had succeeded. It is likewise forbidden +during the Truce, in Advent and Lent, to build any château +or fortification, unless it was begun a fortnight before the +time of the Truce. It has been ordained also that at all times +disputes and suits on the subject of the Peace and Truce of God +shall be settled before the bishop and his chapter, and likewise +for the peace of the churches which have before been enumerated. +When the bishop and the chapter shall have pronounced +sentences to recall men to the observance of the Peace and the +Truce of God, the sureties and hostages who show themselves +hostile to the bishop and the chapter shall be excommunicated +by the chapter and the bishop, with their protectors and partisans, +as guilty of violating the Peace and the Truce of the +Lord; they and their possessions shall be excluded from the +Peace and the Truce of the Lord.</p> + +<p> +<span class="pagenum"><a name="Page_233" id="Page_233">233</a></span></p> + +<h3>CHAPTER XIV.<br /> +THE NORMAN CONQUEST</h3> + +<h4>40. The Battle of Hastings: the English and the Normans</h4> + +<div class="intro"> +<p>The Northmen, under the leadership of the renowned Rollo, got +their first permanent foothold in that important part of France since +known as Normandy in the year 911 [see <a href="#Page_171">p. 171</a>]. Almost from the +beginning the new county (later duchy) increased rapidly both in +territorial extent and in political influence. The Northmen, or Normans, +were a vigorous, ambitious, and on the whole very capable people, +and they needed only the polishing which peaceful contact with the +French could give to make them one of the most virile elements in the +population of western Europe. They gave up their old gods and accepted +Christianity, ceased to speak their own language and began the +use of French, and to a considerable extent became ordinary soldiers +and traders instead of the wild pirates their forefathers had been. The +spirit of unrest, however, and the love of adventure so deeply ingrained +in their natures did not die out, and we need not be surprised to learn +that they continued still to enjoy nothing quite so much as war, especially +if it involved hazardous expeditions across seas. Some went +to help the Christians of Spain against the Saracens; some went to aid +the Eastern emperors against the Turks; others went to Sicily and +southern Italy, where they conquered weak rulers and set up principalities +of their own; and finally, under the leadership of Duke William +the Bastard, in 1066, they entered upon the greatest undertaking of all, +i.e., the conquest of England and the establishment of a Norman +chieftain upon the throne of the Anglo-Saxon kingdom.</p> + +<p>Duke William was one of the greatest and most ambitious feudal +lords of France—more powerful really than the French king himself. +He had overcome practically all opposition among his unruly vassals +in Normandy, and by 1066, when the death of King Edward the Confessor +occurred in England, he was ready to engage in great enterprises +<span class="pagenum"><a name="Page_234" id="Page_234">234</a></span> +which gave promise of enhanced power and renown. He had long +cherished a claim to the English throne, and when he learned that in +utter disregard of this claim the English witan had chosen Harold, +son of the West Saxon Earl Godwin, to be Edward's successor, he prepared +to invade the island kingdom and force an acknowledgment of +what he pretended at least to believe were his rights. Briefly stated, +William claimed the English throne on the ground (1) that through his +wife Matilda, a descendant of Emma, Edward the Confessor's mother, +he was a nearer heir than was Harold, who was only the late king's +brother-in-law; (2) that on the occasion of a visit to England in 1051 +Edward had promised him the inheritance; and (3) that Harold himself, +when some years before he had been shipwrecked on the coast of +Normandy, had sworn on sacred relics to help him gain the crown. +There is some doubt as to the actual facts in connection with both of +these last two points, but the truth is that all of William's claims taken +together were not worth much, since the recognized principle of the +English government was that the king should be chosen by the wisemen, +or witan. Harold had been so chosen and hence was in every way the +legitimate sovereign.</p> + +<p>William, however, was determined to press his claims and, after +obtaining the blessing of the Pope (Alexander II.), he gathered +an army of perhaps 65,000 Normans and adventurers from all +parts of France and prepared a fleet of some 1,500 transports at the +mouth of the Dive to carry his troops across the Channel. September +28, 1066, the start was made and the following day the host landed +at Pevensey in Sussex. Friday, the 29th, Hastings was selected and +fortified to serve as headquarters. The English were taken at great disadvantage. +Only two days before the Normans crossed the Channel +Harold with all the troops he could muster had been engaged in a great +battle at Stamford Bridge, in Northumberland, with Harold Hardrada, +king of Norway, who was making an independent invasion. The English +had won the fight, but they were not in a position to meet the +Normans as they might otherwise have been. With admirable energy, +however, Harold marched his weary army southward to Senlac, a hill +near the town of Hastings, and there took up his position to await an +attack by the duke's army. The battle came on Saturday, October 14, +and after a very stubborn contest, in which Harold was slain, it resulted +<span class="pagenum"><a name="Page_235" id="Page_235">235</a></span> +in a decisive victory for the Normans. Thereafter the conquest +of the entire kingdom, while by no means easy, was inevitable.</p> + +<p>William of Malmesbury, from whose <i>Chronicle of the Kings of England</i> +our account of the battle and of the two contending peoples is taken, was +a Benedictine monk, born of a Norman father and an English mother. +He lived about 1095-1150 and hence wrote somewhat over half a century +after the Conquest. While thus not strictly a contemporary, he +was a man of learning and discretion and there is every reason to believe +that he made his history as accurate as he was able, with the materials +at his command. His parentage must have enabled him to understand +both combatants in an unusual degree and, though his sympathies were +with the conquerors, we may take his characterizations of Saxon and +Norman alike to be at least fairly reliable. His <i>Chronicle</i> covers the +period 449-1135, and for the years after 1066 it is the fullest, most +carefully written, and most readable account of English affairs that we +have.</p> +</div> + +<p class="source">Source—Guilielmus Monachi Malmesburiensis, <i>De gestis regum Anglorum</i> +[William of Malmesbury, "Chronicle of the Kings of England"], +Bk. III. Adapted from translation by John Sharpe (London, +1815), pp. 317-323.</p> + +<p>The courageous leaders mutually prepared for battle, each +according to his national custom. The English passed the night<a name="FNanchor_338" id="FNanchor_338" href="#Footnote_338" class="fnanchor">[338]</a> +without sleep, in drinking and singing, and in the morning proceeded +without delay against the enemy. All on foot, armed +with battle-axes, and covering themselves in front by joining +<span class="sidebar">How the English +prepared +for battle</span> +their shields, they formed an impenetrable body +which would assuredly have secured their safety +that day had not the Normans, by a pretended +flight, induced them to open their ranks, which until that time, +according to their custom, had been closely knit together. +King Harold himself, on foot, stood with his brothers near the +standard in order that, so long as all shared equal danger, none +could think of retreating. This same standard William sent, +after his victory, to the Pope. It was richly embroidered with +<span class="pagenum"><a name="Page_236" id="Page_236">236</a></span> +gold and precious stones, and represented the figure of a man +fighting.</p> + +<p>On the other hand, the Normans passed the whole night in +confessing their sins, and received the communion of the Lord's +body in the morning. Their infantry, with bows and arrows, +formed the vanguard, while their cavalry, divided into wings, +<span class="sidebar">How the Normans +prepared</span> +was placed in the rear. The duke, with serene +countenance, declaring aloud that God would +favor his as being the righteous side, called for his arms; and +when, through the haste of his attendants, he had put on his +hauberk<a name="FNanchor_339" id="FNanchor_339" href="#Footnote_339" class="fnanchor">[339]</a> the rear part before, he corrected the mistake with a +laugh, saying, "The power of my dukedom shall be turned into +a kingdom." Then starting the song of Roland,<a name="FNanchor_340" id="FNanchor_340" href="#Footnote_340" class="fnanchor">[340]</a> in order that +the warlike example of that hero might stimulate the soldiers, +and calling on God for assistance, the battle commenced on both +sides, and was fought with great ardor, neither side yielding +ground during the greater part of the day.</p> + +<p>Observing this, William gave a signal to his troops, that, +pretending flight, they should withdraw from the field.<a name="FNanchor_341" id="FNanchor_341" href="#Footnote_341" class="fnanchor">[341]</a> By +means of this device the solid phalanx of the English opened for +the purpose of cutting down the fleeing enemy and thus brought +upon itself swift destruction; for the Normans, facing about, +<span class="sidebar">William's +strategem</span> +attacked them, thus disordered, and compelled +them to fly. In this manner, deceived by stratagem, +they met an honorable death in avenging their country; +<span class="pagenum"><a name="Page_237" id="Page_237">237</a></span> +nor indeed were they at all without their own revenge, for, by +frequently making a stand, they slaughtered their pursuers in +heaps. Getting possession of a higher bit of ground, they drove +back the Normans, who in the heat of pursuit were struggling up +the slope, into the valley beneath, where, by hurling their javelins +and rolling down stones on them as they stood below, the +English easily destroyed them to a man. Besides, by a short +passage with which they were acquainted, they avoided a deep +ditch and trod underfoot such a multitude of their enemies in +that place that the heaps of bodies made the hollow level with +the plain. This alternating victory, first of one side and then +of the other, continued as long as Harold lived to check the retreat; +but when he fell, his brain pierced by an arrow, the flight +of the English ceased not until night.<a name="FNanchor_342" id="FNanchor_342" href="#Footnote_342" class="fnanchor">[342]</a></p> + +<p>In the battle both leaders distinguished themselves by their +bravery. Harold, not content with the duties of a general and +with exhorting others, eagerly assumed himself the work of a +common soldier. He was constantly striking down the enemy +<span class="sidebar">The valor +of Harold</span> +at close quarters, so that no one could approach +him with impunity, for straightway both horse +and rider would be felled by a single blow. So it was at long +range, as I have said, that the enemy's deadly arrow brought +him to his death. One of the Norman soldiers gashed his thigh +with a sword, as he lay prostrate; for which shameful and cowardly +action he was branded with ignominy by William and +expelled from the army.</p> + +<p>William, too, was equally ready to encourage his soldiers by +his voice and by his presence, and to be the first to rush forward +to attack the thickest of the foe. He was everywhere fierce and +furious. He lost three choice horses, which were that day killed +<span class="pagenum"><a name="Page_238" id="Page_238">238</a></span> +under him. The dauntless spirit and vigor of the intrepid general, +however, still held out. Though often called back by the +<span class="sidebar">William's bravery +and ardor</span> +thoughtful remonstrance of his bodyguard, he +still persisted until approaching night crowned him +with complete victory. And no doubt the hand of God so protected +him that the enemy could draw no blood from his person, +though they aimed so many javelins at him.</p> + +<p>This was a fatal day to England, and melancholy havoc was +wrought in our dear country during the change of its lords.<a name="FNanchor_343" id="FNanchor_343" href="#Footnote_343" class="fnanchor">[343]</a> +For it had long before adopted the manners of the Angles, which +had indeed altered with the times; for in the first years of their +arrival they were barbarians in their look and manner, warlike +in their usages, heathen in their rites.</p> + +<p>After embracing the faith of Christ, by degrees and, in process +of time, in consequence of the peace which they enjoyed, they +consigned warfare to a secondary place and gave their whole +attention to religion. I am not speaking of the poor, the meanness +of whose fortune often restrains them from overstepping +<span class="sidebar">Religious zeal +of the Saxons +before the Conquest</span> +the bounds of justice; I omit, too, men of ecclesiastical +rank, whom sometimes respect for their +profession and sometimes the fear of shame +suffers not to deviate from the true path; I speak +of princes, who from the greatness of their power might have +full liberty to indulge in pleasure. Some of these in their own +country, and others at Rome, changing their habit, obtained a +heavenly kingdom and a saintly fellowship. Many others during +their whole lives devoted themselves in outward appearance +to worldly affairs, but in order that they might expend their +treasures on the poor or divide them amongst monasteries. +<span class="pagenum"><a name="Page_239" id="Page_239">239</a></span></p> + +<p>What shall I say of the multitudes of bishops, hermits, and +abbots? Does not the whole island blaze with such numerous +relics of its own people that you can scarcely pass a village of +any consequence without hearing the name of some new saint? +And of how many more has all remembrance perished through +the want of records?</p> + +<p>Nevertheless, the attention to literature and religion had +gradually decreased for several years before the arrival of the +Normans. The clergy, contented with a little confused learning, +could scarcely stammer out the words of the sacraments; +and a person who understood grammar was an object of wonder +and astonishment.<a name="FNanchor_344" id="FNanchor_344" href="#Footnote_344" class="fnanchor">[344]</a> The monks mocked the rule of their order +<span class="sidebar">Recent decline +of learning and +religion</span> +by fine vestments and the use of every kind of +food. The nobility, given up to luxury and +wantonness, went not to church in the morning +after the manner of Christians, but merely, in a careless manner, +heard matins and masses from a hurrying priest in their chambers, +amid the blandishments of their wives. The community, +left unprotected, became a prey to the most powerful, who +amassed fortunes, either by seizing on their property or by selling +their persons into foreign countries; although it is characteristic +of this people to be more inclined to reveling than to the +accumulation of wealth.</p> + +<p>Drinking in parties was an universal practice, in which occupation +they passed entire nights as well as days. They consumed +their whole substance in mean and despicable houses, +unlike the Normans and French, who live frugally in noble and +splendid mansions. The vices attendant on drunkenness, which +enervate the human mind, followed; hence it came about that +when they resisted William, with more rashness and precipitate +fury than military skill, they doomed themselves and their +country to slavery by a single, and that an easy, victory.<a name="FNanchor_345" id="FNanchor_345" href="#Footnote_345" class="fnanchor">[345]</a> For +<span class="pagenum"><a name="Page_240" id="Page_240">240</a></span> +nothing is less effective than rashness; and what begins with +violence quickly ceases or is repelled. The English at that time +<span class="sidebar">The English +people described</span> +wore short garments, reaching to the mid-knee; +they had their hair cropped, their beards shaven, +their arms laden with golden bracelets, their skin +adorned with tattooed designs. They were accustomed to eat +until they became surfeited, and to drink until they were sick. +These latter qualities they imparted to their conquerors; as for +the rest, they adopted their manners. I would not, however, +have these bad characteristics ascribed to the English universally; +I know that many of the clergy at that day trod the path +of sanctity by a blameless life. I know that many of the laity, +of all ranks and conditions, in this nation were well-pleasing to +God. Be injustice far from this account; the accusation does not +involve the whole, indiscriminately. But as in peace the mercy +of God often cherishes the bad and the good together, so, equally, +does His severity sometimes include them both in captivity.</p> + +<p>The Normans—that I may speak of them also—were at that +time, and are even now, exceedingly particular in their dress +and delicate in their food, but not so to excess. They are a race +accustomed to war, and can hardly live without it; fierce in rushing +against the enemy, and, where force fails to succeed, ready +<span class="sidebar">A description +of the Normans</span> +to use stratagem or to corrupt by bribery. As +I have said, they live in spacious houses with +economy, envy their superiors, wish to excel their +equals, and plunder their subjects, though they defend them +from others; they are faithful to their lords, though a slight +offense alienates them. They weigh treachery by its chance of +success, and change their sentiments for money. The most +hospitable, however, of all nations, they esteem strangers worthy +of equal honor with themselves; they also intermarry with their +vassals. They revived, by their arrival, the rule of religion +<span class="pagenum"><a name="Page_241" id="Page_241">241</a></span> +which had everywhere grown lifeless in England.<a name="FNanchor_346" id="FNanchor_346" href="#Footnote_346" class="fnanchor">[346]</a> You might +see churches rise in every village, and monasteries in the towns +and cities, built after a style unknown before; you might behold +the country flourishing with renewed rites; so that each wealthy +man accounted that day lost to him which he had neglected to +signalize by some beneficent act.</p> + +<h4>41. William the Conqueror as Man and as King</h4> + +<div class="intro"> +<p>In the following passage, taken from the Saxon Chronicle, we have +an interesting summary of the character of the Conqueror and of his +conduct as king of England. Both the good and bad sides of the +picture are clearly brought out and perhaps it is not quite easy to say +which is given the greater prominence. On the one hand there is +William's devotion to the Church, his establishment of peace and order, +his mildness in dealing with all but those who had antagonized him, +and the virtue of his personal life; on the other is his severity, rapacity, +and pride, his heavy taxes and his harsh forest laws. As one writer +says, "the Conquest was bad as well as good for England; but the +harm was only temporary, the good permanent." It is greatly to the +credit of the English chronicler that he was able to deal so fairly with +the character of one whom he had not a few patriotic reasons for maligning.</p> +</div> + +<p class="source">Source—<i>The Saxon Chronicle.</i> Translated by J. A. Giles (London, 1847), +pp. 461-462.</p> + +<p>If any one would know what manner of man King William +was, the glory that he obtained, and of how many lands he was +lord, then will we describe him as we have known him, we who +have looked upon him and who once lived at his court. This +King William, of whom we are speaking, was a very wise and a +great man, and more honored and more powerful than any of +<span class="pagenum"><a name="Page_242" id="Page_242">242</a></span> +his predecessors. He was mild to those good men who loved +God, but severe beyond measure towards those who withstood +<span class="sidebar">William's +religious zeal</span> +his will. He founded a noble monastery on the +spot where God permitted him to conquer England, +and he established monks in it, and he made it very rich.<a name="FNanchor_347" id="FNanchor_347" href="#Footnote_347" class="fnanchor">[347]</a> +In his days the great monastery at Canterbury was built,<a name="FNanchor_348" id="FNanchor_348" href="#Footnote_348" class="fnanchor">[348]</a> and +many others also throughout England; moreover, this land was +filled with monks who lived after the rule of St. Benedict; and +such was the state of religion in his days that all who would +might observe that which was prescribed by their respective +orders.</p> + +<p>King William was also held in much reverence. He wore his +crown three times every year when he was in England: at Easter +he wore it at Winchester,<a name="FNanchor_349" id="FNanchor_349" href="#Footnote_349" class="fnanchor">[349]</a> at Pentecost at Westminster,<a name="FNanchor_350" id="FNanchor_350" href="#Footnote_350" class="fnanchor">[350]</a> and at +Christmas at Gloucester.<a name="FNanchor_351" id="FNanchor_351" href="#Footnote_351" class="fnanchor">[351]</a> And at these times all the men of +<span class="sidebar">His strong +government</span> +England were with him, archbishops, bishops, +abbots and earls, thanes<a name="FNanchor_352" id="FNanchor_352" href="#Footnote_352" class="fnanchor">[352]</a> and knights.<a name="FNanchor_353" id="FNanchor_353" href="#Footnote_353" class="fnanchor">[353]</a> So also +was he a very stern and a wrathful man, so that none durst +do anything against his will, and he kept in prison those earls +<span class="pagenum"><a name="Page_243" id="Page_243">243</a></span> +who acted against his pleasure. He removed bishops from their +sees<a name="FNanchor_354" id="FNanchor_354" href="#Footnote_354" class="fnanchor">[354]</a> and abbots from their offices, and he imprisoned thanes, +and at length he spared not his own brother Odo. This Odo was +a very powerful bishop in Normandy. His see was that of +Bayeux,<a name="FNanchor_355" id="FNanchor_355" href="#Footnote_355" class="fnanchor">[355]</a> and he was foremost to serve the king. He had an +earldom in England, and when William was in Normandy he +[Odo] was the first man in this country [England], and him did +William cast into prison.<a name="FNanchor_356" id="FNanchor_356" href="#Footnote_356" class="fnanchor">[356]</a></p> + +<p>Amongst other things, the good order that William established +is not to be forgotten. It was such that any man, who was himself +aught, might travel over the kingdom with a bosom full of +gold unmolested; and no man durst kill another, however great +the injury he might have received from him. He reigned over +England, and being sharp-sighted to his own interest, he surveyed +the kingdom so thoroughly that there was not a single +<span class="sidebar">The extent of +his power</span> +hide of land throughout the whole of which he +knew not the possessor, and how much it was +worth, and this he afterwards entered in his register.<a name="FNanchor_357" id="FNanchor_357" href="#Footnote_357" class="fnanchor">[357]</a> The land +of the Britons [Wales] was under his sway, and he built castles +therein; moreover he had full dominion over the Isle of Man;<a name="FNanchor_358" id="FNanchor_358" href="#Footnote_358" class="fnanchor">[358]</a> +Scotland also was subject to him, from his great strength; the +land of Normandy was his by inheritance, and he possessed the +earldom of Maine;<a name="FNanchor_359" id="FNanchor_359" href="#Footnote_359" class="fnanchor">[359]</a> and had he lived two years longer, he would +have subdued Ireland by his prowess, and that without a battle.<a name="FNanchor_360" id="FNanchor_360" href="#Footnote_360" class="fnanchor">[360]</a></p> + +<p>Truly there was much trouble in these times, and very great +<span class="pagenum"><a name="Page_244" id="Page_244">244</a></span> +distress. He caused castles to be built and oppressed the poor. +The king was also of great sternness, and he took from his subjects +many marks of gold, and many hundred pounds of silver, +and this, either with or without right, and with little need. He +was given to avarice, and greedily loved gain.<a name="FNanchor_361" id="FNanchor_361" href="#Footnote_361" class="fnanchor">[361]</a> He made large +forests for the deer, and enacted laws therewith, so that whoever +killed a hart or a hind should be blinded. As he forbade killing +<span class="sidebar">His faults +as a ruler</span> +the deer, so also the boars; and he loved the tall +stags as if he were their father. He also commanded +concerning the hares, that they should go free.<a name="FNanchor_362" id="FNanchor_362" href="#Footnote_362" class="fnanchor">[362]</a> The +rich complained and the poor murmured, but he was so sturdy +that he recked nought of them; they must will all that the king +willed, if they would live, or would keep their lands, or would hold +their possessions, or would be maintained in their rights. Alas +that any man should so exalt himself, and carry himself in his +pride over all! May Almighty God show mercy to his soul, and +grant him the forgiveness of his sins! We have written concerning +him these things, both good and bad, that virtuous men +may follow after the good, and wholly avoid the evil, and +may go in the way that leadeth to the kingdom of heaven.</p> + +<p> +<span class="pagenum"><a name="Page_245" id="Page_245">245</a></span></p> + +<h3>CHAPTER XV.<br /> +THE MONASTIC REFORMATION OF THE TENTH, ELEVENTH, +AND TWELFTH CENTURIES</h3> + +<h4>42. The Foundation Charter of the Monastery of Cluny (910)</h4> + +<div class="intro"> +<p>Throughout the earlier Middle Ages the Benedictine Rule [see +<a href="#Page_83">p. 83</a>] was the code under which were governed practically all the +monastic establishments of western Europe. There was a natural +tendency, however, for the severe and exacting features of the Rule to +be softened considerably in actual practice. As one writer puts it, "the +excessive abstinence and many other of the mechanical observances of +the rule were soon found to have little real utility when simply enforced +by a rule, and not practiced willingly for the sake of self-discipline." +The obligation of manual labor, for example, was frequently dispensed +with in order that the monks might occupy themselves with the studies +for which the Benedictines have always been famous. Too often such +relaxation was but a pretext for the indulgence of idleness or vice. +The disrepute into which such tendencies brought the monastics in +the tenth and eleventh centuries gave rise to numerous attempts to +revive the primitive discipline, the most notable of which was the so-called +"Cluniac movement."</p> + +<p>The monastery of Cluny, on the borders of Aquitaine and Burgundy, +was established under the terms of a charter issued by William the +Pious, duke of Aquitaine and count of Auvergne, September 11, 910. +The conditions of its foundation, set forth in the text of the charter +given below, were in many ways typical. The history of the monastery +was, however, quite exceptional. During the invasions and civil wars +of the latter half of the ninth century, many of the monasteries of western +Europe had fallen under the control of unscrupulous laymen who +used them mainly to satisfy their greed or ambition, and in consequence +by the time that Cluny was founded the standard of monastic +<span class="pagenum"><a name="Page_246" id="Page_246">246</a></span> +life and service had been seriously impaired. The monks had grown +worldly, education was neglected, and religious services had become +empty formalities. Powerful nobles used their positions of advantage +to influence, and often to dictate, the election of bishops and abbots, +and the men thus elected were likely enough to be unworthy of their +offices in both character and ability. The charter of the Cluny monastery, +however, expressly provided that the abbot should be chosen by +canonical election, i.e., by the monks, and without any sort of outside +interference. The life of the monastery was to be regulated by the +Benedictine Rule, though with rather less stress on manual labor and +rather more on religious services and literary employment. Cluny, +indeed, soon came to be one of the principal centers of learning in western +Europe, as well as perhaps the greatest administrator of charity.</p> + +<p>Another notable achievement of Cluny was the building up of the so-called +"Cluny Congregation." Hitherto it had been customary for monasteries +to be entirely independent of one another, even when founded +by monks sent out from a parent establishment. Cluny, however, kept +under the control of her own abbot all monasteries founded by her +agents and made the priors of these monasteries directly responsible +to him. Many outside abbeys were drawn into the new system, so that +by the middle of the twelfth century the Cluny congregation was comprised +of more than two thousand monasteries, all working harmoniously +under a single abbot-general. The majority of these were in France, but +there were many also in Spain, Italy, Poland, Germany, and England. +It was the Cluny monks who gave the Pope his chief support in the +struggle to free the Church from lay investiture and simony and to +enforce the ideal of a celibate clergy. This movement for reform may +properly be said, indeed, to have originated with the Cluniacs and to +have been taken up only later by the popes, chiefly by Gregory VII. +By the end of the eleventh century Cluniac discipline had begun to +grow lax and conditions were gradually shaped for another wave of +monastic reform, which came with the establishment of the Carthusians +(in 1084) and of the Cistercians (in 1098). +<span class="pagenum"><a name="Page_247" id="Page_247">247</a></span></p> +</div> + +<p class="source">Source—Text in Martin Bouquet, <i>Recueil des Historiens des Gaules et de la +France</i> ["Collection of the Historians of Gaul and of France"] +(Paris, 1874), Vol. IX., pp. 709-711.</p> + +<p>To all who think wisely it is evident that the providence of +God has made it possible for rich men, by using well their temporal +possessions, to be able to merit eternal rewards.... +I, William, count and duke, after diligent reflection, and desiring +to provide for my own safety while there is still time, have +decided that it is advisable, indeed absolutely necessary, that +<span class="sidebar">Motives +for Duke +William's +benefaction</span> +from the possessions which God has given me I +should give some portion for the good of my soul. +I do this, indeed, in order that I who have thus increased +in wealth may not at the last be accused of having spent all +in caring for my body, but rather may rejoice, when fate at length +shall snatch all things away, in having preserved something for +myself. I cannot do better than follow the precepts of Christ +and make His poor my friends. That my gift may be durable and +not transitory I will support at my own expense a congregation +of monks. And I hope that I shall receive the reward of the +righteous because I have received those whom I believe to be +righteous and who despise the world, although I myself am not +able to despise all things.<a name="FNanchor_363" id="FNanchor_363" href="#Footnote_363" class="fnanchor">[363]</a></p> + +<p>Therefore be it known to all who live in the unity of the faith +and who await the mercy of Christ, and to those who shall succeed +them and who shall continue to exist until the end of the +world, that, for the love of God and of our Saviour Jesus Christ, +I hand over from my own rule to the holy apostles, namely, +<span class="sidebar">The land and +other property +ceded</span> +Peter and Paul, the possessions over which I hold +sway—the town of Cluny, with the court and +demesne manor, and the church in honor of St. +Mary, the mother of God, and of St. Peter, the prince of the +apostles, together with all the things pertaining to it, the villas, +<span class="pagenum"><a name="Page_248" id="Page_248">248</a></span> +the chapels, the serfs of both sexes, the vines, the fields, the +meadows, the woods, the waters and their outlets, the mills, the +incomes and revenues, what is cultivated and what is not, all +without reserve. These things are situated in or about the +county of Mâcon<a name="FNanchor_364" id="FNanchor_364" href="#Footnote_364" class="fnanchor">[364]</a>, each one marked off by definite bounds. I +give, moreover, all these things to the aforesaid apostles—I, +William, and my wife Ingelberga—first for the love of God; then +for the soul of my lord King Odo, of my father and my mother; +for myself and my wife,—for the salvation, namely, of our souls +and bodies; and not least, for that of Ava, who left me these +things in her will; for the souls also of our brothers and sisters +and nephews, and of all our relatives of both sexes; for our faithful +ones who adhere to our service; for the advancement, also, +and integrity of the Catholic religion. Finally, since all of us +Christians are held together by one bond of love and faith, let +this donation be for all—for the orthodox, namely, of past, +present, or future times.</p> + +<p>I give these things, moreover, with this understanding, that +in Cluny a monastery shall be constructed in honor of the holy +apostles Peter and Paul, and that there the monks shall congregate +and live according to the rule of St. Benedict, and that +<span class="sidebar">A monastery +to be established.</span> +they shall possess and make use of these same +things for all time. In such wise, however, that +the venerable house of prayer which is there shall +be faithfully frequented with vows and supplications, and that +heavenly conversations shall be sought after with all desire and +with the deepest ardor; and also that there shall be diligently +directed to God prayers and exhortations, as well for me as for +all, according to the order in which mention has been made of +them above. And let the monks themselves, together with all +aforesaid possessions, be under the power and dominion of the +abbot Berno, who, as long as he shall live, shall preside over +<span class="pagenum"><a name="Page_249" id="Page_249">249</a></span> +them regularly according to his knowledge and ability.<a name="FNanchor_365" id="FNanchor_365" href="#Footnote_365" class="fnanchor">[365]</a> But +after his death, those same monks shall have power and permission +<span class="sidebar">Election of +abbots to be +"canonical"</span> +to elect any one of their order whom +they please as abbot and rector, following the will +of God and the rule promulgated by St. Benedict—in +such wise that neither by the intervention of our own or +of any other power may they be impeded from making a purely canonical +election. Every five years, moreover, the aforesaid monks +shall pay to the church of the apostles at Rome ten shillings to +supply them with lights; and they shall have the protection of +those same apostles and the defense of the Roman pontiff; and +those monks may, with their whole heart and soul, according to +their ability and knowledge, build up the aforesaid place.</p> + +<p>We will, further, that in our times and in those of our successors, +according as the opportunities and possibilities of that +<span class="sidebar">Works of charity +enjoined</span> +place shall allow, there shall daily, with the greatest +zeal, be performed works of mercy towards +the poor, the needy, strangers, and pilgrims.<a name="FNanchor_366" id="FNanchor_366" href="#Footnote_366" class="fnanchor">[366]</a> It has pleased us +also to insert in this document that, from this day, those same +monks there congregated shall be subject neither to our yoke, +nor to that of our relatives, nor to the sway of the royal might, +nor to that of any earthly power. And, through God and all His +saints, and by the awful day of judgment, I warn and admonish +that no one of the secular princes, no count, no bishop, not even +the pontiff of the aforesaid Roman see, shall invade the property +of these servants of God, or alienate it, or diminish it, or exchange +it, or give it as a benefice to any one, or set up any prelate +over them against their will.<a name="FNanchor_367" id="FNanchor_367" href="#Footnote_367" class="fnanchor">[367]</a></p> + +<p> +<span class="pagenum"><a name="Page_250" id="Page_250">250</a></span></p> + +<h4>43. The Early Career of St. Bernard and the Founding of Clairvaux</h4> + +<div class="intro"> +<p>The most important individual who had part in the twelfth century +movement for monastic reform was unquestionably St. Bernard, of +whom indeed it has been said with reason that for a quarter of a century +there was no more influential man in Europe. Born in 1091, he came +upon the scene when times were ripe for great deeds and great careers, +whether with the crusading hosts in the East or in the vexed swirl of +secular and ecclesiastical affairs in the West. Particularly were the +times ripe for a great preacher and reformer—one who could avail himself +of the fresh zeal of the crusading period and turn a portion of it to +the regeneration of the corrupt and sluggish spiritual life which in far +too great a measure had crept in to replace the earlier purity and devotion +of the clergy. The need of reform was perhaps most conspicuous +in the monasteries, for many monastic establishments had not been +greatly affected by the Cluniac movement of the previous century, and +in many of those which had been touched temporarily the purifying +influences had about ceased to produce results. It was as a monastic +reformer that St. Bernard rendered greatest service to the Church of +his day, though he was far more than a mere zealot. He was, says +Professor Emerton, more than any other man, representative of the +spirit of the Middle Ages. "The monastery meant to him, not a place of +easy and luxurious retirement, where a man might keep himself pure +from earthly contact, nor even a home of learning, from which a man +might influence his world. It meant rather a place of pitiless discipline, +whereby the natural man should be reduced to the lowest terms and +thus the spiritual life be given its largest liberty. The aim of Bernard +was nothing less than the regeneration of society through the presence +in it of devoted men, bound together by a compact organization, and +holding up to the world the highest types of an ideal which had already +fixed itself in the imagination of the age."<a name="FNanchor_368" id="FNanchor_368" href="#Footnote_368" class="fnanchor">[368]</a></p> + +<p>The founding of Clairvaux by St. Bernard, in 1115, was not the beginning +of a new monastic order; the Cistercians, to whom the establishment +properly belonged, had originated at Cîteaux seventeen years +before. But in later times St. Bernard was very properly regarded as a +<span class="pagenum"><a name="Page_251" id="Page_251">251</a></span> +second founder of the Cistercians, and the story of his going forth from +the parent house to establish the new one affords an excellent illustration +of the spirit which dominated the leaders in monastic reform in +the eleventh and twelfth centuries and of the methods they employed +to keep alive the lofty ideals of the old Benedictine system; and, although +individual monasteries were founded under the most diverse +circumstances, the story is of interest as showing us the precise way in +which one monastic house took its origin. By the time of St. Bernard's +death (1153) not fewer than a hundred and fifty religious houses had +been regenerated under his inspiration.</p> + +<p>We are fortunate in possessing a composite biography of the great +reformer which is practically contemporary. It is in five books, the first +of which was written by William, abbot of St. Thierry of Rheims; the +second by Arnold, abbot of Bonneval, near Chartres; and the third, +fourth, and fifth by Geoffrey, a monk of Clairvaux and a former secretary +of St. Bernard. William of St. Thierry (from whose portion of the +biography selection "a" below is taken) wrote about 1140, Arnold and +Geoffrey soon after Bernard's death in 1153.</p> +</div> + +<p class="source">Sources—(a) Guillaume de Saint-Thierry, <i>Bernardus Clarævallensis</i> [William +of Saint Thierry, "Life of St. Bernard"], Bk. I., Chaps. 1-4.</p> + +<p class="source_add">(b) The <i>Acta Sanctorum</i>. Translated in Edward L. Cutts, <i>Scenes +and Characters of the Middle Ages</i> (London, 1872), pp. 11-12.</p> + +<p class="center">(a)</p> + +<p>Saint Bernard was born at Fontaines in Burgundy [near +Dijon], at the castle of his father. His parents were famed +among the famous of that age, most of all because of their piety. +His father, Tescelin, was a member of an ancient and knightly +family, fearing God and scrupulously just. Even when engaged +in holy war he plundered and destroyed no one; he contented +himself with his worldly possessions, of which he had an abundance, +and used them in all manner of good works. With both +<span class="sidebar">Bernard's +parents</span> +his counsel and his arms he served temporal lords, +but so as never to neglect to render to the sovereign +Lord that which was due Him. Bernard's mother, Alith, +of the castle Montbar, mindful of holy law, was submissive to +<span class="pagenum"><a name="Page_252" id="Page_252">252</a></span> +her husband and, with him, governed the household in the fear +of God, devoting herself to deeds of mercy and rearing her children +in strict discipline. She bore seven children, six boys and +one girl, not so much for the glory of her husband as for that +of God; for all the sons became monks and the daughter a +nun....<a name="FNanchor_369" id="FNanchor_369" href="#Footnote_369" class="fnanchor">[369]</a></p> + +<p>As soon as Bernard was of sufficient age his mother intrusted +his education to the teachers in the church at Châtillon<a name="FNanchor_370" id="FNanchor_370" href="#Footnote_370" class="fnanchor">[370]</a> and +did everything in her power to enable him to make rapid progress. +The young boy, abounding in pleasing qualities and endowed +with natural genius, fulfilled his mother's every expectation; +for he advanced in his study of letters at a speed beyond +his age and that of other children of the same age. But in secular +matters he began already, and very naturally, to humble himself +<span class="sidebar">His early +characteristics</span> +in the interest of his future perfection, for +he exhibited the greatest simplicity, loved to be +in solitude, fled from people, was extraordinarily thoughtful, +submitted himself implicitly to his parents, had little desire to +converse, was devoted to God, and applied himself to his studies +as the means by which he should be able to learn of God through +the Scriptures....</p> + +<p>Determined that it would be best for him to abandon the +world, he began to inquire where his soul, under the yoke of +Christ, would be able to find the most complete and sure repose. +The recent establishment of the order of Cîteaux<a name="FNanchor_371" id="FNanchor_371" href="#Footnote_371" class="fnanchor">[371]</a> suggested +itself to his thought. The harvest was abundant, but the +<span class="sidebar">He decides to +become a monk +at Cîteaux</span> +laborers were few, for hardly any one had sought +happiness by taking up residence there, because of +the excessive austerity of life and the poverty +which there prevailed, but which had no terrors for the soul truly +seeking God. Without hesitation or misgivings, he turned his +<span class="pagenum"><a name="Page_253" id="Page_253">253</a></span> +steps to that place, thinking that there he would be able to find +seclusion and, in the secret of the presence of God, escape the +importunities of men; wishing particularly there to gain a refuge +from the vain glory of the noble's life, and to win purity of soul, +and perhaps the name of saint.</p> + +<p>When his brothers, who loved him according to the flesh, +discovered that he intended to become a monk, they employed +every means to turn him to the pursuit of letters and to attach +him to the secular life by the love of worldly knowledge. Without +doubt, as he has himself declared, he was not a little moved +by their arguments. But the memory of his devout mother +urged him importunately to take the step. It often seemed to +him that she appeared before him, reproaching him and reminding +him that she had not reared him for frivolous things of that +sort, and that she had brought him up in quite another hope. +Finally, one day when he was returning from the siege of a +château called Grancey, and was coming to his brothers, who +were with the duke of Burgundy, he began to be violently tormented +by these thoughts. Finding by the roadside a church, +he went in and there prayed, with flooded eyes, lifting his hands +toward Heaven and pouring out his heart like water before the +Lord. That day fixed his resolution irrevocably. From that +<span class="sidebar">His struggle +and his victory</span> +hour, even as the fire consumes the forests and +the flame ravages the mountains, seizing everything, +devouring first that which is nearest but advancing to +objects farther removed, so did the fire which God had kindled +in the heart of his servant, desiring that it should consume it, +lay hold first of his brothers (of whom only the youngest, incapable +yet of becoming a monk, was left to console his old +father), then his parents, his companions, and his friends, from +whom no one had ever expected such a step....</p> + +<p>The number of those who decided to take upon themselves +monastic vows increased and, as one reads of the earliest sons +of the Church, "all the multitude of those who believed were of +<span class="pagenum"><a name="Page_254" id="Page_254">254</a></span> +one mind and one heart" [Acts v. 32]. They lived together and +no one else dared mingle with them. They had at Châtillon a +house which they possessed in common and in which they held +meetings, dwelt together, and held converse with one another. +<span class="sidebar">Bernard and +his companions +at Châtillon</span> +No one was so bold as to enter it, unless he were +a member of the congregation. If any one entered +there, seeing and hearing what was done +and said (as the Apostle declared of the Christians of Corinth), +he was convinced by their prophecies and, adoring the Lord and +perceiving that God was truly among them, he either joined himself +to the brotherhood or, going away, wept at his own plight +and their happy state....</p> + +<p>At that time, the young and feeble establishment at Cîteaux, +under the venerable abbot Stephen,<a name="FNanchor_372" id="FNanchor_372" href="#Footnote_372" class="fnanchor">[372]</a> began to be seriously weakened +by its paucity of numbers and to lose all hope of having +successors to perpetuate the heritage of holy poverty, for everybody +revered the life of these monks for its sanctity but held aloof +from it because of its austerity. But the monastery was suddenly +<span class="sidebar">They enter +Cîteaux</span> +visited and made glad by the Lord in a +happy and unhoped-for manner. In 1113, fifteen +years after the foundation of the monastery, the servant of God, +Bernard, then about twenty-three years of age, entered the +establishment under the abbot Stephen, with his companions +to the number of more than thirty, and submitted himself to the +blessed yoke of Christ. From that day God prospered the house, +and that vine of the Lord bore fruit, putting forth its branches +from sea to sea.</p> + +<p>Such were the holy beginnings of the monastic life of that +man of God. It is impossible to any one who has not been imbued +as he with the spirit of God to recount the illustrious deeds +of his career, and his angelic conduct, during his life on earth. +He entered the monastery poor in spirit, still obscure and of no +<span class="pagenum"><a name="Page_255" id="Page_255">255</a></span> +fame, with the intention of there perishing in the heart and +memory of men, and hoping to be forgotten and ignored like a +lost vessel. But God ordered it otherwise, and prepared him as +a chosen vessel, not only to strengthen and extend the monastic +order, but also to bear His name before kings and peoples to the +ends of the earth....</p> + +<p>At the time of harvest the brothers were occupied, with the +fervor and joy of the Holy Spirit, in reaping the grain. Since +he [Bernard] was not able to have part in the labor, they bade +him sit by them and take his ease. Greatly troubled, he had +<span class="sidebar">Bernard prays +for and obtains +the ability to +reap</span> +recourse to prayer and, with much weeping, implored +the Lord to grant him the strength to become +a reaper. The simplicity of his faith did not +deceive him, for that which he asked he obtained. Indeed from +that day he prided himself in being more skilful than the others at +that task; and he was the more given over to devotion during +that labor because he realized that the ability to perform it +was a direct gift from God. Refreshed by his employments of +this kind, he prayed, read, or meditated continuously. If an +opportunity for prayer in solitude offered itself, he seized it; but +in any case, whether by himself or with companions, he preserved +a solitude in his heart, and thus was everywhere alone. He read +gladly, and always with faith and thoughtfulness, the Holy +Scriptures, saying that they never seemed to him so clear as +when read in the text alone, and he declared his ability to discern +their truth and divine virtue much more readily in the +<span class="sidebar">His devotion +and knowledge +of the Scriptures</span> +source itself than in the commentaries which +were derived from it. Nevertheless, he read +humbly the saints and orthodox commentators +and made no pretense of rivaling their knowledge; but, submitting +his to theirs, and tracing it faithfully to its sources, he +drank often at the fountain whence they had drawn. It is thus +that, full of the spirit which has divinely inspired all Holy Scripture, +he has served God to this day, as the Apostle says, with so +<span class="pagenum"><a name="Page_256" id="Page_256">256</a></span> +great confidence, and such ability to instruct, convert, and sway. +And when he preaches the word of God, he renders so clear and +agreeable that which he takes from Scripture to insert in his +discourse, and he has such power to move men, that everybody, +both those clever in worldly matters and those who possess +spiritual knowledge, marvel at the eloquent words which fall +from his lips.</p> + +<p class="center">(b)</p> + +<p>Twelve monks and their abbot, representing our Lord and His +apostles, were assembled in the church. Stephen placed a cross +in Bernard's hands, who solemnly, at the head of his small band, +walked forth from Cîteaux.... Bernard struck away to +the northward. For a distance of nearly ninety miles he kept +this course, passing up by the source of the Seine, by Châtillon, +of school-day memories, until he arrived at La Ferté, about +<span class="sidebar">Site selected +for the new +monastery</span> +equally distant between Troyes and Chaumont, +in the diocese of Langres, and situated on the +river Aube.<a name="FNanchor_373" id="FNanchor_373" href="#Footnote_373" class="fnanchor">[373]</a> About four miles beyond La Ferté +was a deep valley opening to the east. Thick umbrageous forests +gave it a character of gloom and wildness; but a gushing stream +of limpid water which ran through it was sufficient to redeem +every disadvantage.</p> + +<p>In June, 1115, Bernard took up his abode in the "Valley of +Wormwood," as it was called, and began to look for means of +shelter and sustenance against the approaching winter. The +<span class="sidebar">The first building +constructed</span> +rude fabric which he and his monks raised with +their own hands was long preserved by the pious +veneration of the Cistercians. It consisted of +a building covered by a single roof, under which chapel, dormitory, +and refectory were all included. Neither stone nor +<span class="pagenum"><a name="Page_257" id="Page_257">257</a></span> +wood hid the bare earth, which served for a floor. Windows +scarcely wider than a man's head admitted a feeble light. In +this room the monks took their frugal meals of herbs and water. +Immediately above the refectory was the sleeping apartment. +It was reached by a ladder, and was, in truth, a sort of loft. +Here were the monks' beds, which were peculiar. They were +made in the form of boxes, or bins, of wooden planks, long and +wide enough for a man to lie down in. A small space, hewn out +with an axe, allowed room for the sleeper to get in or out. The +inside was strewn with chaff, or dried leaves, which, with the +woodwork, seem to have been the only covering permitted....</p> + +<p>The monks had thus got a house over their heads; but they +had very little else. They had left Cîteaux in June. Their +journey had probably occupied them a fortnight; their clearing, +preparations, and building, perhaps two months; and thus they +were near September when this portion of their labor was accomplished. +Autumn and winter were approaching, and they +had no store laid by. Their food during the summer had been +a compound of leaves intermixed with coarse grain. Beech-nuts +and roots were to be their main support during the winter. +<span class="sidebar">Hardships +encountered</span> +And now to the privations of insufficient food +was added the wearing out of their shoes and +clothes. Their necessities grew with the severity of the season, +until at last even salt failed them; and presently Bernard heard +murmurs. He argued and exhorted; he spoke to them of the +fear and love of God, and strove to rouse their drooping spirits +by dwelling on the hopes of eternal life and Divine recompense. +Their sufferings made them deaf and indifferent to their abbot's +words. They would not remain in this valley of bitterness; they +would return to Cîteaux. Bernard, seeing they had lost their +trust in God, reproved them no more; but himself sought in +earnest prayer for release from their difficulties. Presently a +voice from heaven said, "Arise, Bernard, thy prayer is granted +thee." Upon which the monks said, "What didst thou ask of +<span class="pagenum"><a name="Page_258" id="Page_258">258</a></span> +the Lord?" "Wait, and ye shall see, ye of little faith," was the +reply; and presently came a stranger who gave the abbot ten +livres.</p> + +<h4>44. A Description of Clairvaux</h4> + +<div class="intro"> +<p>The following is an interesting description of the abbey of Clairvaux, +written by William of St. Thierry, the friend and biographer of Bernard. +After giving an account of the external appearance and surroundings +of the monastery, the writer goes on to portray the daily life and devotion +of the monks who resided in it. In reading the description it +should be borne in mind that Clairvaux was a new establishment, +founded expressly to further the work of monastic reform, and that +therefore at the time when William of St. Thierry knew it, it exhibited +a state of piety and industry considerably above that to be found in +the average abbey of the day.</p> +</div> + +<p class="source">Source—Guillaume de Saint-Thierry, <i>Bernardus Clarævallensis</i> [William +of Saint Thierry, "Life of St. Bernard"], Bk. I., Chap. 7. Translated +in Edward L. Cutts, <i>Scenes and Characters of the Middle +Ages</i> (London, 1872), pp. 12-14.</p> + +<p>At the first glance as you entered Clairvaux by descending the +hill you could see that it was a temple of God; and the still, +silent valley bespoke, in the modest simplicity of its buildings, +the unfeigned humility of Christ's poor. Moreover, in this valley +full of men, where no one was permitted to be idle, where one +and all were occupied with their allotted tasks, a silence deep +<span class="sidebar">The solitude +of Clairvaux</span> +as that of night prevailed. The sounds of labor, or +the chants of the brethren in the choral service, +were the only exceptions. The orderliness of this silence, and +the report that went forth concerning it, struck such a reverence +even into secular persons that they dreaded breaking it,—I will +not say by idle or wicked conversation, but even by proper +remarks. The solitude, also, of the place—between dense forests +in a narrow gorge of neighboring hills—in a certain sense recalled +<span class="pagenum"><a name="Page_259" id="Page_259">259</a></span> +the cave of our father St. Benedict,<a name="FNanchor_374" id="FNanchor_374" href="#Footnote_374" class="fnanchor">[374]</a> so that while they strove +to imitate his life, they also had some similarity to him in their +habitation and loneliness....</p> + +<p>Although the monastery is situated in a valley, it has its +foundations on the holy hills, whose gates the Lord loveth more +than all the dwellings of Jacob. Glorious things are spoken of +it, because the glorious and wonderful God therein worketh great +marvels. There the insane recover their reason, and although +their outward man is worn away, inwardly they are born again. +<span class="sidebar">Marvelous +works accomplished +there</span> + +There the proud are humbled, the rich are made +poor, and the poor have the Gospel preached to +them, and the darkness of sinners is changed +into light. A large multitude of blessed poor from the ends of +the earth have there assembled, yet have they one heart and +one mind; justly, therefore, do all who dwell there rejoice with +no empty joy. They have the certain hope of perennial joy, of +their ascension heavenward already commenced. In Clairvaux, +they have found Jacob's ladder, with angels upon it; some +descending, who so provide for their bodies that they faint not +on the way; others ascending, who so rule their souls that their +bodies hereafter may be glorified with them.</p> + +<p>For my part, the more attentively I watch them day by day, +the more do I believe that they are perfect followers of Christ +in all things. When they pray and speak to God in spirit and +in truth, by their friendly and quiet speech to Him, as well +<span class="sidebar">The piety of +the monks</span> +as by their humbleness of demeanor, they are +plainly seen to be God's companions and friends. +When, on the other hand, they openly praise God with psalms, +how pure and fervent are their minds, is shown by their posture +of body in holy fear and reverence, while by their careful pronunciation +and modulation of the psalms, is shown how sweet to +their lips are the words of God—sweeter than honey to their +mouths. As I watch them, therefore, singing without fatigue +from before midnight to the dawn of day, with only a brief interval, +<span class="pagenum"><a name="Page_260" id="Page_260">260</a></span> +they appear a little less than the angels, but much more +than men....</p> + +<p>As regards their manual labor, so patiently and placidly, with +such quiet countenances, in such sweet and holy order, do they +perform all things, that although they exercise themselves at +many works, they never seem moved or burdened in anything, +whatever the labor may be. Whence it is manifest that that +Holy Spirit worketh in them who disposeth of all things with +sweetness, in whom they are refreshed, so that they rest even +<span class="sidebar">Their manual +labor</span> +in their toil. Many of them, I hear, are bishops +and earls, and many illustrious through their +birth or knowledge; but now, by God's grace, all distinction of +persons being dead among them, the greater any one thought +himself in the world, the more in this flock does he regard himself +as less than the least. I see them in the garden with hoes, in the +meadows with forks or rakes, in the fields with scythes, in the +forest with axes. To judge from their outward appearance, +their tools, their bad and disordered clothes, they appear a race +of fools, without speech or sense. But a true thought in my mind +tells me that their life in Christ is hidden in the heavens. Among +them I see Godfrey of Peronne, Raynald of Picardy, William of +St. Omer, Walter of Lisle, all of whom I knew formerly in the +old man, whereof I now see no trace, by God's favor. I knew +them proud and puffed up; I see them walking humbly under +the merciful hand of God.</p> +<p><span class="pagenum"><a name="Page_261" id="Page_261">261</a></span></p> + +<h3>CHAPTER XVI.<br /> +THE CONFLICT OVER INVESTITURE</h3> + +<h4>45. Gregory VII.'s Conception of the Papal Authority</h4> + +<div class="intro"> +<p>Hildebrand, who as pope was known as Gregory VII., was born +about the year 1025 in the vicinity of the little Tuscan town of Soana. +His education was received in the rich monastery of Saint Mary on the +Aventine, of which one of his uncles was abbot. At the age of twenty-five +he became chaplain to Pope Gregory VI., after whose fall from +power he sought seclusion in the monastery at Cluny. In 1049, however, +he again appeared in Italy, this time in the rôle of companion to +the new pontiff, Leo IX. In a few years he became sub-deacon and +cardinal and was intrusted with the municipal affairs and financial interests +of the Holy See. He served as papal legate in France and in +1057 was sent to Germany to obtain the consent of Empress Agnes to +the hurried election of Stephen IX. While in these countries he became +convinced that the evil conditions—simony, lay investiture, and +non-celibacy of the clergy—which the Cluniacs were seeking to reform +would never be materially improved by the temporal powers, and consequently +that the only hope of betterment lay in the establishing of +an absolute papal supremacy before which kings, and even emperors, +should be compelled to bow in submission. In April, 1073, Hildebrand +himself was made pope, nominally by the vote of the College of Cardinals, +but really by the enthusiastic choice of the Roman populace. His +whole training and experience had fitted him admirably for the place +and had equipped him with the capacity to make of his office something +more than had any of his predecessors. When he became pope +it was with a very lofty ideal of what the papacy should be, and the +surprising measure in which he was able to realize this ideal entitles +him without question to be regarded as the greatest of all mediæval +popes. +<span class="pagenum"><a name="Page_262" id="Page_262">262</a></span></p> + +<p>In the document given below, the so-called <i>Dictatus Papæ</i>, Pope Gregory's +conception of the nature of the papal power and its proper place +in the world is stated in the form of a clear and forcible summary. +Until recently the <i>Dictatus</i> was supposed to have been written by Gregory +himself, but it has been fairly well demonstrated that it was composed +not earlier than 1087 and was therefore the work of some one else +(Gregory died in 1085). It conforms very closely to a collection of the +laws of the Church published in 1087 by a certain cardinal by the name +of Deusdedit. The document loses little or none of its value by reason +of this uncertainty as to its authorship, for it represents Pope Gregory's +views as accurately as if he were known to have written it. In judging +Gregory's theories it should be borne in mind (1) that it was not personal +ambition, but sincere conviction, that lay beneath them; (2) that the +temporal states which existed in western Europe in Gregory's day were +rife with feudal anarchy and oppression and often too weak to be capable +of rendering justice; and (3) that Gregory claimed, not that the Church +should actually assume the management of the civil government +throughout Europe, but only that in cases of notorious failure of temporal +sovereigns to live right and govern well, the supreme authority +of the papacy should be brought to bear upon them, either to depose +them or to compel them to mend their ways. It is worthy of note, +however, that Gregory was careful to lay the foundations of a formidable +political power in Italy, chiefly by availing himself of the practices of +feudalism, as seen, for example, in the grant of southern Italy to the +Norman Robert Guiscard to be held as a fief of the Roman see.</p> +</div> + +<p class="source">Source—Text in Michael Doeberl, <i>Monumenta Germaniæ Historica Selecta</i> +(München, 1889), Vol. III., p. 17.</p> + +<p><b>1.</b> That the Roman Church was founded by God alone.</p> + +<p><b>2.</b> That the Roman bishop alone is properly called universal.<a name="FNanchor_375" id="FNanchor_375" href="#Footnote_375" class="fnanchor">[375]</a></p> + +<p> +<span class="pagenum"><a name="Page_263" id="Page_263">263</a></span></p> + +<p><b>3.</b> That he alone has the power to depose bishops and reinstate +them.</p> + +<p><b>4.</b> That his legate, though of inferior rank, takes precedence +of all bishops in council, and may give sentence of deposition +against them.</p> + +<p><b>5.</b> That the Pope has the power to depose [bishops] in their +absence.<a name="FNanchor_376" id="FNanchor_376" href="#Footnote_376" class="fnanchor">[376]</a></p> + +<p><b>6.</b> That we should not even stay in the same house with those +who are excommunicated by him.</p> + +<p><b>8.</b> That he alone may use the imperial insignia.<a name="FNanchor_377" id="FNanchor_377" href="#Footnote_377" class="fnanchor">[377]</a></p> + +<p><b>9.</b> That the Pope is the only person whose feet are kissed by +all princes.</p> + +<p><b>11.</b> That the name which he bears belongs to him alone.<a name="FNanchor_378" id="FNanchor_378" href="#Footnote_378" class="fnanchor">[378]</a></p> + +<p><b>12.</b> That he has the power to depose emperors.<a name="FNanchor_379" id="FNanchor_379" href="#Footnote_379" class="fnanchor">[379]</a></p> + +<p><b>13.</b> That he may, if necessity require, transfer bishops from +one see to another.</p> + +<p><b>16.</b> That no general synod may be called without his consent.</p> + +<p><b>17.</b> That no action of a synod, and no book, may be considered +canonical without his authority.<a name="FNanchor_380" id="FNanchor_380" href="#Footnote_380" class="fnanchor">[380]</a></p> + +<p><b>18.</b> That his decree can be annulled by no one, and that he +alone may annul the decrees of any one.</p> + +<p><b>19.</b> That he can be judged by no man.</p> + +<p><b>20.</b> That no one shall dare to condemn a person who appeals +to the apostolic see.</p> + +<p><b>22.</b> That the Roman Church has never erred, nor ever, by +the testimony of Scripture, shall err, to all eternity.<a name="FNanchor_381" id="FNanchor_381" href="#Footnote_381" class="fnanchor">[381]</a></p> + +<p> +<span class="pagenum"><a name="Page_264" id="Page_264">264</a></span></p> + +<p><b>26.</b> That no one can be considered Catholic who does not agree +with the Roman Church.</p> + +<p><b>27.</b> That he [the Pope] has the power to absolve the subjects +of unjust rulers from their oath of fidelity.</p> + +<h4>46. Letter of Gregory VII. to Henry IV. (December, 1075)</h4> + +<div class="intro"> +<p>The high ideal of papal supremacy over temporal sovereigns which +Gregory cherished when he became pope in 1073, and which is set +forth so forcibly in the <i>Dictatus</i>, was one whose validity no king or +emperor could be brought to recognize. It involved an attitude of +inferiority and submissiveness which monarchs felt to be quite inconsistent +with the complete independence which they claimed in the +management of the affairs of their respective states. Perhaps one may +say that the theory in itself, as a mere expression of religious sentiment, +was not especially obnoxious; many an earlier pope had proclaimed it +in substance without doing the kings and emperors of Europe material +injury. It was the firm determination and the aggressive effort of +Gregory to reduce the theory to an actual working system that precipitated +a conflict.</p> + +<p>The supreme test of Gregory's ability to make the papal power felt in +the measure that he thought it should be came early in the pontificate in +the famous breach with Henry IV. of Germany. Henry at the time was +not emperor in name, but only "king of the Romans," the imperial +coronation not yet having taken place.<a name="FNanchor_382" id="FNanchor_382" href="#Footnote_382" class="fnanchor">[382]</a> For all practical purposes, +however, he may be regarded as occupying the emperor's position, since +all that was lacking was the performance of a more or less perfunctory +ceremony. Henry's specific grievances against the Pope were that the +latter had declared it a sin for an ecclesiastic to be invested with his +office by a layman, though this was almost the universal practice in +Germany, and that he had condemned five of the king's councilors for +simony,<a name="FNanchor_383" id="FNanchor_383" href="#Footnote_383" class="fnanchor">[383]</a> suspended the archbishop of Bremen, the bishops of Speyer +<span class="pagenum"><a name="Page_265" id="Page_265">265</a></span> +and Strassburg, and two Lombard bishops, and deposed the bishop of +Florence. Half of the land and wealth of Germany was in the hands +of bishops and abbots who, if the Pope were to have his way, would be +released from all practical dependence upon the king and so would be +free to encourage and take part in the feudal revolts which Henry was +exerting himself so vigorously to crush. June 8, 1075, on the banks of +the Unstrutt, the king won a signal victory over the rebellious feudal +lords, after which he felt strong enough to defy the authority of +Gregory with impunity. He therefore continued to associate with the +five condemned councilors and, in contempt of recent papal declarations +against lay investiture, took it upon himself to appoint and invest +a number of bishops and abbots, though always with extreme care that +the right kind of men be selected. Pope Gregory was, of course, not +the man to overlook such conduct and at once made vigorous protest. +The letter given below was written in December, 1075, and is one of a +considerable series which passed back and forth across the Alps prior +to the breaking of the storm in 1076-1077. At this stage matters had +not yet got beyond the possibility of compromise and reconciliation; +in fact Gregory writes as much as anything else to get the king's own +statement regarding the reports of his conduct which had come to +Rome. The tone of the letter is firm, it is true, but conciliatory. The +thunder of subsequent epistles to the recreant Henry had not yet been +brought into play.</p> +</div> + +<p class="source">Source—Text in Michael Doeberl, <i>Monumenta Germaniæ Historica Selecta</i> +(München, 1889), Vol. III., pp. 18-22. Adapted from translation +in Oliver J. Thatcher and Edgar H. McNeal, <i>Source Book for Mediæval +History</i> (New York, 1905), pp. 147-150.</p> + +<p>Gregory, bishop, servant of the servants of God, to Henry, the +king, greeting and apostolic benediction,—that is, if he be obedient +to the apostolic see as is becoming in a Christian king:</p> + +<p>It is with some hesitation that we have sent you our apostolic +benediction, knowing that for all our acts as pope we must +render an account to God, the severe judge. It is reported that +you have willingly associated with men who have been excommunicated +<span class="pagenum"><a name="Page_266" id="Page_266">266</a></span> +by decree of the Pope and sentence of a synod.<a name="FNanchor_384" id="FNanchor_384" href="#Footnote_384" class="fnanchor">[384]</a> If +this be true, you are very well aware that you can receive the +blessing neither of God nor of the Pope until you have driven +<span class="sidebar">Henry exhorted +to confess +his sins</span> +them from you and have compelled them to do +penance, and have also yourself sought absolution +and forgiveness for your transgressions with due +repentance and good works. Therefore we advise you that, if +you realize your guilt in this matter, you immediately confess +to some pious bishop, who shall absolve you with our permission, +prescribing for you penance in proportion to the fault, and who +shall faithfully report to us by letter, with your permission, the +nature of the penance required.</p> + +<p>We wonder, moreover, that you should continue to assure us +by letter and messengers of your devotion and humility; that +you should call yourself our son and the son of the holy mother +Church, obedient in the faith, sincere in love, diligent in devotion; +and that you should commend yourself to us with all zeal +of love and reverence—whereas in fact you are constantly +disobeying the canonical and apostolic decrees in important +matters of the faith.... Since you confess yourself a son +of the Church, you should treat with more honor the head of +the Church, that is, St. Peter, the prince of the apostles. If you +are one of the sheep of the Lord, you have been entrusted to +<span class="sidebar">The Pope's +claim to authority +over +temporal +princes</span> +him by divine authority, for Christ said to him: +"Peter, feed my sheep" [John, xxi. 16]; and again: +"And I will give unto thee the keys of the kingdom +of Heaven; and whatsoever thou shalt bind +on earth shall be bound in heaven; and whatsoever thou shalt +loose on earth shall be loosed in heaven" [Matt., xvi. 19]. And +since we, although an unworthy sinner, exercise his authority by +divine will, the words which you address to us are in reality addressed +directly to him. And although we read or hear only the +words, he sees the heart from which the words proceed. Therefore +<span class="pagenum"><a name="Page_267" id="Page_267">267</a></span> +your highness should be very careful that no insincerity be +found in your words and messages to us; and that you show due +reverence, not to us, indeed, but to omnipotent God, in those +things which especially make for the advance of the Christian +faith and the well-being of the Church. For our Lord said to the +apostles and to their successors: "He that heareth you heareth +me, and he that despiseth you despiseth me" [Luke, x. 16]. +For no one will disregard our admonitions if he believes that the +decrees of the Pope have the same authority as the words of the +apostle himself....<a name="FNanchor_385" id="FNanchor_385" href="#Footnote_385" class="fnanchor">[385]</a></p> + +<p>Now in the synod held at the apostolic seat to which the divine +will has called us (at which some of your subjects also were +present) we, seeing that the Christian religion had been weakened +by many attacks and that the chief and proper motive, +that of saving souls, had for a long time been neglected and +slighted, were alarmed at the evident danger of the destruction +of the flock of the Lord, and had recourse to the decrees and the +<span class="sidebar">Abuses in the +Church to be +corrected</span> +doctrine of the holy fathers. We decreed nothing +new, nothing of our invention; but we decided +that the error should be abandoned and the single +primitive rule of ecclesiastical discipline and the familiar way +of the saints should be again sought out and followed.<a name="FNanchor_386" id="FNanchor_386" href="#Footnote_386" class="fnanchor">[386]</a> For we +know that no other door to salvation and eternal life lies open +to the sheep of Christ than that which was pointed out by Him +who said: "I am the door: by me if any man enter in he shall be +saved, and find pasture" [John, x. 9]; and this, we learn from +the gospels and from the sacred writings, was preached by the +apostles and observed by the holy fathers. And we have decided +that this decree—which some, placing human above divine +honor, have called an unendurable weight and an immense +<span class="pagenum"><a name="Page_268" id="Page_268">268</a></span> +burden, but which we call by its proper name, that is, the truth +and light necessary to salvation—is to be received and observed +not only by you and your subjects, but also by all princes and +peoples of the earth who confess and worship Christ; for it is +greatly desired by us, and would be most fitting to you, that +as you are greater than others in glory, in honor, and in virtue, +so you should be more distinguished in devotion to Christ.</p> + +<p>Nevertheless, that this decree may not seem to you beyond +measure grievous and unjust, we have commanded you by your +faithful ambassadors to send to us the wisest and most pious men +whom you can find in your kingdom, so that if they can show +or instruct us in any way how we can temper the sentence +<span class="sidebar">Gregory disposed +to treat +Henry fairly</span> +promulgated by the holy fathers without offense +to the eternal King or danger to our souls, we +may consider their advice. But, even if we had +not warned you in so friendly a manner, it would have been only +right on your part, before you violated the apostolic decrees, to +ask justice of us in a reasonable manner in any matter in which +we had injured or affected your honor. But from what you +have since done and decreed it is evident how little you care +for our warnings, or for the observance of justice.</p> + +<p>But since we hope that, while the long-suffering patience of +God still invites you to repent, you may become wiser and your +heart may be turned to obey the commands of God, we warn +you with fatherly love that, knowing the rule of Christ to be +over you, you should consider how dangerous it is to place your +honor above His, and that you should not interfere with the +liberty of the Church which He has deigned to join to Himself +by heavenly union, but rather with faithful devotion you should +offer your assistance to the increasing of this liberty to omnipotent +God and St. Peter, through whom also your glory may be +enhanced. You ought to recognize what you undoubtedly owe +to them for giving you victory over your enemies,<a name="FNanchor_387" id="FNanchor_387" href="#Footnote_387" class="fnanchor">[387]</a> that as they +<span class="pagenum"><a name="Page_269" id="Page_269">269</a></span> +have gladdened you with great prosperity, so they should see +that you are thereby rendered more devout. And in order that +<span class="sidebar">Henry's obligation +to serve +and obey the +papacy</span> +the fear of God, in whose hands is all power and +all rule, may affect your heart more than these +our warnings, you should recall what happened +to Saul, when, after winning the victory which he gained by +the will of the prophet, he glorified himself in his triumph and +did not obey the warnings of the prophet, and how God reproved +him; and, on the other hand, what grace King David acquired +by reason of his humility, as well as his other virtues.</p> + +<h4>47. Henry IV.'s Reply to Gregory's Letter (January, 1076)</h4> + +<div class="intro"> +<p>In 1059, when Nicholas II. was pope and Hildebrand was yet only a +cardinal, a council assembled at the Lateran decreed that henceforth +the right of electing the sovereign pontiff should be vested exclusively +in the college of cardinals, or in other words, in seven cardinal bishops +in the vicinity of Rome and a certain number of cardinal priests and +deacons attached to the parishes of the city. The people and clergy +generally were deprived of participation in the election, except so far +as merely to give their consent. Hildebrand seems to have been the +real author of the decree. Nevertheless, in 1073, when he was elevated +to the papal chair, the decree of 1059 was in a measure ignored, for he +was elected by popular vote and his choice was only passively sanctioned +by the cardinals. When, therefore, the quarrel between him and +Henry IV. came on, the latter was not slow to make use of the weapon +which Hildebrand's (or Gregory's) uncanonical election placed in his +hands. In replying, January 24, 1076, to the papal letter of December, +1075, he bluntly addresses himself to "Hildebrand, not pope, but +false monk," and writes a stinging epistle in the tone thus assumed +in his salutation. In his arraignment of Gregory the king doubtless +went far beyond the truth; but the fact remains that Gregory's dominating +purposes in the interest of the papal authority threatened to cut +deeply into the independence of all temporal sovereigns, and therefore +rendered such resistance as Henry offered quite inevitable. In the interim +between receiving the Pope's letter and dispatching his reply +<span class="pagenum"><a name="Page_270" id="Page_270">270</a></span> +Henry had convened at Worms a council of the German clergy, and +this body had decreed that Gregory, having wrongfully ascended the +papal throne, should be compelled forthwith to abdicate it.</p> +</div> + +<p class="source">Source—Text in Michael Doeberl, <i>Monumenta Germaniæ Historica Selecta</i> +(München, 1889), Vol. III., pp. 24-25. Translated in Oliver J. +Thatcher and Edgar H. McNeal, <i>Source Book for Mediæval History</i> +(New York, 1905), pp. 151-152.</p> + +<p>Henry, king not by usurpation, but by the holy ordination +of God, to Hildebrand, not pope, but false monk.</p> + +<p>This is the salutation which you deserve, for you have never +held any office in the Church without making it a source of confusion +and a curse to Christian men, instead of an honor and a +blessing. To mention only the most obvious cases out of many, +you have not only dared to lay hands on the Lord's anointed, +the archbishops, bishops, and priests, but you have scorned +<span class="sidebar">Gregory declared +to be +only a demagogue</span> +them and abused them, as if they were ignorant +servants not fit to know what their master was +doing. This you have done to gain favor with +the vulgar crowd. You have declared that the bishops know +nothing and that you know everything; but if you have such +great wisdom you have used it not to build but to destroy. +Therefore we believe that St. Gregory, whose name you have +presumed to take, had you in mind when he said: "The heart of +the prelate is puffed up by the abundance of subjects, and he +thinks himself more powerful than all others." All this we have +endured because of our respect for the papal office, but you have +mistaken our humility for fear, and have dared to make an +attack upon the royal and imperial authority which we received +<span class="sidebar">The papal +claim to temporal +supremacy +rejected</span> +from God. You have even threatened to take it +away, as if we had received it from you, and as if +the Empire and kingdom were in your disposal +and not in the disposal of God. Our Lord Jesus Christ has +called us to the government of the Empire, but He never +called you to the rule of the Church. This is the way you +<span class="pagenum"><a name="Page_271" id="Page_271">271</a></span> +have gained advancement in the Church: through craft you have +obtained wealth; through wealth you have obtained favor; +through favor, the power of the sword; and through the power +of the sword, the papal seat, which is the seat of peace; and then +from the seat of peace you have expelled peace. For you have +incited subjects to rebel against their prelates by teaching them +to despise the bishops, their rightful rulers. You have given to +laymen the authority over priests, whereby they condemn and +depose those whom the bishops have put over them to teach +them. You have attacked me, who, unworthy as I am, have +yet been anointed to rule among the anointed of God, and who, +according to the teaching of the fathers, can be judged by no +one save God alone, and can be deposed for no crime except +infidelity. For the holy fathers in the time of the apostate +Julian<a name="FNanchor_388" id="FNanchor_388" href="#Footnote_388" class="fnanchor">[388]</a> did not presume to pronounce sentence of deposition +against him, but left him to be judged and condemned by God. +<span class="sidebar">Henry +also cites +Scripture</span> +St. Peter himself said, "Fear God, honor the +king" [1 Pet., ii. 17]. But you, who fear not God, +have dishonored me, whom He hath established. +St. Paul, who said that even an angel from heaven should be +accursed who taught any other than the true doctrine, did not +make an exception in your favor, to permit you to teach false +doctrines. For he says, "But though we, or an angel from +heaven, preach any other gospel unto you than that which we +have preached unto you, let him be accursed" [Gal., i. 8]. Come +down, then, from that apostolic seat which you have obtained +by violence; for you have been declared accursed by St. Paul +for your false doctrines, and have been condemned by us and +our bishops for your evil rule. Let another ascend the throne +of St. Peter, one who will not use religion as a cloak of violence, +but will teach the life-giving doctrine of that prince of the +<span class="pagenum"><a name="Page_272" id="Page_272">272</a></span> +apostles. I, Henry, king by the grace of God, with all my +bishops, say unto you: "Come down, come down, and be accursed +through all the ages."</p> + +<h4>48. Henry IV. Deposed by Pope Gregory (1076)</h4> + +<div class="intro"> +<p>The foregoing letter of Henry IV. was received at Rome with a storm +of disapproval and the envoys who bore it barely escaped with their +lives. A council of French and Italian bishops was convened in the Lateran +(Feb. 24, 1076), and the king's haughty epistle, together with the +decree of the council at Worms deposing Gregory, were read and allowed +to have their effect. With the assent of the bishops, the Pope pronounced +the sentence of excommunication against Henry and formally +released all the latter's Christian subjects from their oath of allegiance. +Naturally the action of Gregory aroused intense interest throughout +Europe. In Germany it had the intended effect of detaching many +influential bishops and abbots from the imperial cause and stirring +the political enemies of the king to renewed activity. The papal +ban became a pretext for the renewal of the hostility on part of +his dissatisfied subjects which Henry had but just succeeded in +suppressing.</p> + +<p>In the first part of the papal decree Gregory seeks to defend himself +against the charges brought by Henry and the German clergy to the +effect that he had mounted the papal throne through personal ambition +and the employment of unbecoming means. It was indisputable +that his election had not been strictly in accord with the decree +of 1059, but it seems equally true that, as Gregory declares, he was +placed at the helm of the Church contrary to his personal desires.</p> +</div> + +<p class="source">Source—Text in Michael Doeberl, <i>Monumenta Germaniæ Historica Selecta</i> +(München, 1889), Vol. III., p. 26. Translated in Oliver J. Thatcher +and Edgar H. McNeal, <i>Source Book for Mediæval History</i> (New +York, 1905), pp. 155-156.</p> + +<p>St. Peter, prince of the apostles, incline thine ear unto me, +I beseech thee, and hear me, thy servant, whom thou hast +nourished from mine infancy and hast delivered from mine +enemies that hate me for my fidelity to thee. Thou art my witness, +<span class="pagenum"><a name="Page_273" id="Page_273">273</a></span> +as are also my mistress, the mother of God, and St. Paul +thy brother, and all the other saints, that the Holy Roman Church +<span class="sidebar">Gregory denies +that he ever +sought the +papal office</span> +called me to its government against my own will, +and that I did not gain thy throne by violence; +that I would rather have ended my days in exile +than have obtained thy place by fraud or for worldly ambition. +It is not by my efforts, but by thy grace, that I am set to rule +over the Christian world which was especially intrusted to thee +by Christ. It is by thy grace, and as thy representative that +God has given to me the power to bind and to loose in heaven +and in earth. Confident of my integrity and authority, I now +declare in the name of the omnipotent God, the Father, Son, +and Holy Spirit, that Henry, son of the Emperor Henry,<a name="FNanchor_389" id="FNanchor_389" href="#Footnote_389" class="fnanchor">[389]</a> is +<span class="sidebar">Henry +deposed by +papal decree</span> +deprived of his kingdom of Germany and Italy. +I do this by thy authority and in defense of the +honor of thy Church, because he has rebelled +against it. He who attempts to destroy the honor of the Church +should be deprived of such honor as he may have held. He has +refused to obey as a Christian should; he has not returned to +God from whom he had wandered; he has had dealings with +excommunicated persons; he has done many iniquities; he has +despised the warnings which, as thou art witness, I sent to him +for his salvation; he has cut himself off from thy Church, and +has attempted to rend it asunder; therefore, by thy authority, +I place him under the curse. It is in thy name that I curse him, +that all people may know that thou art Peter, and upon thy +rock the Son of the living God has built his Church, and the +gates of Hell shall not prevail against it.</p> + +<h4>49. The Penance of Henry IV. at Canossa (1077)</h4> + +<div class="intro"> +<p>In his contest with the Pope, Henry's chances of winning were from +the outset diminished by the readiness of his subjects to take advantage +of his misfortunes to recover political privileges they had lost under his +<span class="pagenum"><a name="Page_274" id="Page_274">274</a></span> +vigorous rule. In October, 1076, the leading German nobles, lay and +clerical, encouraged by the papal decree of the preceding February, +assembled at Tribur, near Mainz, and proceeded to formulate a plan +of action. Henry, with the few followers who remained faithful, awaited +the result at Oppenheim, just across the Rhine. The magnates at last +agreed that unless Henry could secure the removal of the papal ban +within a year he should be deposed from the throne. By the Oppenheim +Convention he was forced to promise to revoke his sentence of +deposition against Gregory and to offer him his allegiance. The promise +was executed in a royal edict of the same month. Seeing that there +remained no hope in further resistance, and hearing that Gregory was +about to present himself in Germany to compel a final adjustment of +the affair, Henry fled from Speyer, where he had been instructed by +the nobles to remain, and by a most arduous winter journey over the +Alps arrived at last at the castle of Canossa, in Tuscany,<a name="FNanchor_390" id="FNanchor_390" href="#Footnote_390" class="fnanchor">[390]</a> where the +Pope, on his way to Germany, was being entertained by one of his +allies, the Countess Matilda. Gregory might indeed already have been +on the Rhine but that he had heard of the move Henry was making and +feared that he was proposing to stir up revolt in the papal dominions. +The king was submissive, apparently conquered; yet Gregory was loath +to end the conflict at this point. He had hoped to establish a precedent +by entering German territory and there disposing of the crown according +to his own will. But it was a cardinal rule of the Church that a +penitent sincerely seeking absolution could not be denied, and in his +request Henry was certainly importunate enough to give every appearance +of sincerity. Accordingly, the result of the meeting of king [Emperor] +and Pope at Canossa was that the ban of excommunication was +revoked by the latter, while the former took an oath fully acknowledging +the papal claims.</p> + +<p>Inasmuch as he had saved his crown and frustrated the design of +Gregory to cross the mountains into Germany, Henry may be said +to have won a temporary advantage; and this was followed within a +few years, when the struggle broke out again, by the practical expulsion +of Gregory from Rome and his death in broken-hearted exile (1085). +<span class="pagenum"><a name="Page_275" id="Page_275">275</a></span> +Nevertheless the moral effect of the Canossa episode, and of the events +which followed, in the long run operated decidedly against the king's +position and the whole imperial theory. The document below is a +letter of Gregory to the German magnates giving an account of the +submission of the king at Canossa, and including the text of the oath +which he there took.</p> +</div> + +<p class="source">Source—Text in Michael Doeberl, <i>Monumenta Germaniæ Historica Selecta</i> +(München, 1889), Vol. III., pp. 33-34. Adapted from translation +in Ernest F. Henderson, <i>Select Historical Documents of the Middle +Ages</i> (London, 1896), pp. 385-388.</p> + +<p>Gregory, bishop, servant of the servants of God, to all the +archbishops, bishops, dukes, counts, and other princes of the +realm of the Germans who defend the Christian faith, greeting +and apostolic benediction.</p> + +<p>Inasmuch as for love of justice you assumed common cause +and danger with us in the struggle of Christian warfare, we have +taken care to inform you, beloved, with sincere affection, how +the king, humbled to penance, obtained the pardon of absolution +and how the whole affair has progressed from his entrance into +Italy to the present time.</p> + +<p>As had been agreed with the legates who had been sent to us +on your part,<a name="FNanchor_391" id="FNanchor_391" href="#Footnote_391" class="fnanchor">[391]</a> we came into Lombardy about twenty days before +the date on which one of the commanders was to come over the +<span class="sidebar">Gregory's +advance into +Tuscany</span> +pass to meet us, awaiting his advent that we +might cross over to the other side. But when the +period fixed upon had already passed, and we +were told that at this time on account of many difficulties—as +we can readily believe—an escort could not be sent to meet +us, we were involved in no little perplexity as to what would +be best for us to do, having no other means of coming to you.</p> + +<p> +<span class="pagenum"><a name="Page_276" id="Page_276">276</a></span></p> + +<p>Meanwhile, however, we learned that the king was approaching. +He also, before entering Italy, sent to us suppliant legates, +offering in all things to render satisfaction to God, to St. Peter, +and to us. And he renewed his promise that, besides amending +his way of living, he would observe all obedience if only he might +deserve to obtain from us the favor of absolution and the apostolic +benediction. When, after long postponing a decision and +holding frequent consultations, we, through all the envoys who +<span class="sidebar">Henry at +Canossa</span> +passed, had severely taken him to task for his +excesses, he came at length of his own accord, +with a few followers, showing nothing of hostility or boldness, +to the town of Canossa where we were tarrying. And there, +having laid aside all the belongings of royalty, wretchedly, with +bare feet and clad in wool, he continued for three days to stand +before the gate of the castle. Nor did he desist from imploring +with many tears, the aid and consolation of the apostolic mercy +until he had moved all of those who were present there, and +whom the report of it reached, to such pity and depth of compassion +that, interceding for him with many prayers and tears, +all wondered indeed at the unaccustomed hardness of our heart, +while some actually cried out that we were exercising, not the +dignity of apostolic severity, but the cruelty, as it were, of a +tyrannical madness.</p> + +<p>Finally, won by the persistency of his suit and by the constant +supplications of all who were present, we loosed the chain +of the anathema<a name="FNanchor_392" id="FNanchor_392" href="#Footnote_392" class="fnanchor">[392]</a> and at length received him into the favor of +communion and into the lap of the holy mother Church, those +being accepted as sponsors for him whose names are written +below.</p> + +<p>Having thus accomplished these matters, we desire at the first +opportunity to cross over to your country in order that, by +God's aid, we may more fully arrange all things for the peace +<span class="pagenum"><a name="Page_277" id="Page_277">277</a></span> +of the Church and the concord of the kingdom, as has long +been our wish. For we desire, beloved, that you should know +<span class="sidebar">Gregory's purpose +to visit +Germany</span> +beyond a doubt that the whole question at issue +is as yet so little cleared up—as you can learn +from the sponsors mentioned—that both our +coming and the concurrence of your counsels are extremely +necessary. Wherefore strive ye all to continue in the faith in +which you have begun and in the love of justice; and know that +we are not otherwise committed to the king save that, by word +alone, as is our custom, we have said that he might have hopes +from us in those matters in which, without danger to his soul +or to our own, we might be able to help him to his salvation and +honor, either through justice or through mercy.</p> + +<p class="center"><span class="smcap">Oath of King Henry</span></p> + +<p>I, King Henry, on account of the murmuring and enmity +which the archbishops and bishops, dukes, counts and other +princes of the realm of the Germans, and others who follow them +in the same matter of dissension, bring to bear against me, will, +within the term which our master Pope Gregory has constituted, +either do justice according to his judgment or conclude peace +according to his counsels—unless an absolute impediment should +stand in his way or in mine. And on the removal of this impediment +I shall be ready to continue in the same course. Likewise, +if that same lord Pope Gregory shall wish to go beyond the +mountains [i.e., into Germany], or to any other part of the +world, he himself, as well as those who shall be in his escort or +following, or who are sent by him, or come to him from any parts +of the world whatever, shall be secure while going, remaining, +or returning, on my part, and on the part of those whom I can +constrain, from every injury to life or limb, or from capture. +Nor shall he, by my consent, meet any other hindrance that is +contrary to his dignity; and if any such be placed in his way I +<span class="pagenum"><a name="Page_278" id="Page_278">278</a></span> +will aid him according to my ability. So help me God and this +holy gospel.</p> + +<h4>50. The Concordat of Worms (1122)</h4> + +<div class="intro"> +<p>The veteran Emperor Henry IV. died at Liège in 1106 and was succeeded +by his son, Henry V. The younger Henry had some months before +been prompted by Pope Paschal II. to rebel against his father and, +succeeding in this, had practically established himself on the throne +before his legitimate time. Pope Paschal expected the son to be more +submissive than the father had been and in 1106 issued a decree renewing +the prohibition of lay investiture. Outside of Germany this +evil had been brought almost to an end and, now that the vigorous +Henry IV. was out of the way, the Pope felt that the time had come to +make the reform complete throughout Christendom. But in this he +was mistaken, for Henry V. proved almost as able and fully as determined +a power to contend with as had been his father. In fact, the new +monarch could command a much stronger army, and he was in no wise +loath to use it. In 1110 he led a host of thirty thousand men across +the Alps, compelled the submission of the north Italian towns, and +marched on Rome. The outcome was a secret compact (February 4, +1111) by which the king, on the one hand, was to abandon all claim to the +right of investiture and the Pope, on the other, was to see that the ecclesiastical +princes of the Empire (bishops and abbots holding large tracts +of land) should give up all the lands which they had received by royal +grant since the days of Charlemagne. The abandonment of investiture +looked like a surrender on the part of Henry, but in reality all that he +wanted was direct control over all the lands of the Empire, and if the +ecclesiastical princes were to be dispossessed of these he cared little or +nothing about having a part in the mere religious ceremony. This +settlement was rendered impossible, however, by the attitude of the +princes themselves, who naturally refused to be thus deprived of their +landed property and chief source of income. The Pope was then forced +to make a second compact surrendering the full right of investiture to +the imperial authority, and Henry also got the coveted imperial coronation. +But his triumph was short-lived. Rebellions among the German +nobles robbed him of his strength and after years of wearisome bickerings +<span class="pagenum"><a name="Page_279" id="Page_279">279</a></span> +and petty conflicts he again came to the point where he was willing +to compromise. Calixtus II., who became pope in 1119, was similarly +inclined.</p> + +<p>Accordingly, in a diet at Worms, in 1122, the whole problem +was taken up for settlement, and happily this time with success. The +documents translated below contain the concessions made mutually by +the two parties. Calixtus, in brief, grants that the elections of bishops +and abbots may take place in the presence of the Emperor, or of his +agents, and that the Emperor should have the right to invest them with +the scepter, i.e., with their dignity as princes of the Empire. Henry, +on his side, agrees to give up investiture with the ring and staff, i.e., +with spiritual functions, to allow free elections, and to aid in the +restoration of church property which had been confiscated during the +long struggle now drawing to a close. The settlement was in the nature +of a compromise; but on the whole the papacy came off the better. +In its largest aspects the great fifty-year struggle over the question +of investiture was ended, though minor features of it remained to trouble +all parties concerned for a long time to come.</p> +</div> + +<p class="source">Sources—(a) Text in <i>Monumenta Germaniæ Historica, Leges</i> (Pertz ed.), +Vol. II., pp. 75-76.</p> + +<p class="source_add">(b) Text in Michael Doeberl, <i>Monumenta Germaniæ Historica +Selecta</i>, Vol. III., p. 60.</p> + +<p class="center">(a)</p> + +<p>I, Bishop Calixtus, servant of the servants of God, do grant +to thee, by the grace of God august Emperor of the Romans, the +right to hold the elections of the bishops and abbots of the +German realm who belong to the kingdom, in thy presence, without +<span class="sidebar">The provision +for elections</span> +simony, and without any resort to violence; +it being agreed that, if any dispute arise among +those concerned, thou, by the counsel and judgment of the +metropolitan [i.e., the archbishop] and the suffragan bishops, +shalt extend favor and support to the party which shall seem +to you to have the better case. Moreover, the person elected +may receive from thee the <i>regalia</i> through the scepter, without +<span class="pagenum"><a name="Page_280" id="Page_280">280</a></span> +any exaction being levied;<a name="FNanchor_393" id="FNanchor_393" href="#Footnote_393" class="fnanchor">[393]</a> and he shall discharge his rightful +obligations to thee for them.<a name="FNanchor_394" id="FNanchor_394" href="#Footnote_394" class="fnanchor">[394]</a></p> + +<p>He who is consecrated in other parts of the Empire<a name="FNanchor_395" id="FNanchor_395" href="#Footnote_395" class="fnanchor">[395]</a> shall +receive the <i>regalia</i> from thee through the scepter, within six +months, and without any exaction, and shall discharge his +<span class="sidebar">Investiture +with the +scepter</span> +rightful obligations to thee for them; those rights +being excepted, however, which are known to +belong to the Roman Church. In whatever cases +thou shalt make complaint to me and ask my aid I will support +thee according as my office requires. To thee, and to all +those who are on thy side, or have been, in this period of strife, +I grant a true peace.</p> + +<p class="center">(b)</p> + +<p>In the name of the holy and indivisible Trinity, I, Henry, by +the grace of God august Emperor of the Romans, for the love +of God and of the holy Roman Church and of our lord Pope +Calixtus, and for the saving of my soul, do give over to God, +<span class="sidebar">Investiture +with ring +and staff</span> +and to the holy apostles of God, Peter and Paul, +and the holy Catholic Church, all investiture +through ring and staff; and do concede that in +all the churches that are in my kingdom or empire there shall +be canonical election and free consecration.</p> + +<p>All the property and <i>regalia</i> of St. Peter which, from the beginning +of this conflict until the present time, whether in the +days of my father or in my own, have been confiscated, and +<span class="sidebar">Restoration +of confiscated +property</span> +which I now hold, I restore to the holy Roman +Church. And as for those things which I do not +now hold, I will faithfully aid in their restoration. +The property also of all other churches and princes and +<span class="pagenum"><a name="Page_281" id="Page_281">281</a></span> +of every one, whether lay or ecclesiastical, which has been lost +in the struggle, I will restore as far as I hold it, according to the +counsel of the princes, or according to considerations of justice. +I will also faithfully aid in the restoration of those things which +I do not hold.</p> + +<p>And I grant a true peace to our lord Pope Calixtus, and to the +holy Roman Church, and to all those who are, or have been, on +its side. In matters where the holy Roman Church shall seek +assistance, I will faithfully render it, and when it shall make +complaint to me I will see that justice is done.</p> +<p><span class="pagenum"><a name="Page_282" id="Page_282">282</a></span></p> + +<h3>CHAPTER XVII.<br /> +THE CRUSADES</h3> + +<h4>51. Speech of Pope Urban II. at the Council of Clermont (1095)</h4> + +<div class="intro"> +<p>Within a short time after the death of Mohammed (632) the whole +country of Syria, including Palestine, was overrun by the Arabs, and the +Holy City of Jerusalem passed out of Christian hands into the control of +the infidels. The Arabs, however, shared the veneration of the Christians +for the places associated with the life of Christ and did not greatly +interfere with the pilgrims who flocked thither from all parts of the Christian +world. In the tenth century the strong emperors of the Macedonian +dynasty at Constantinople succeeded in winning back all of +Syria except the extreme south, and the prospect seemed fair for the +permanent possession by a Christian power of all those portions of the +Holy Land which were regarded as having associations peculiarly sacred. +This prospect might have been realized but for the invasions and conquests +of the Seljuk Turks in the latter part of the eleventh century. +These Turks came from central Asia and are to be carefully distinguished +from the Ottoman Turks of more modern times. They had recently +been converted to Mohammedanism and were now the fiercest and most +formidable champions of that faith in its conflict with the Christian +East. In 1071 Emperor Romanus Diogenes was defeated at Manzikert, +in Armenia, and taken prisoner by the sultan Alp Arslan, and as a result +not only Asia Minor, but also Syria, was forever lost to the Empire. +The Holy City of Jerusalem was definitely occupied in 1076. The invaders +established a stronghold at Nicæa, less than a hundred miles +across the Sea of Marmora from Constantinople, and even threatened +the capital itself, although they did not finally succeed in taking it until +1453.</p> + +<p>No sooner were the Turks in possession of Jerusalem and the approaches +thither, than pilgrims returning to western Europe began to +<span class="pagenum"><a name="Page_283" id="Page_283">283</a></span> +tell tales, not infrequently as true as they were terrifying, regarding insults +and tortures suffered at the hand of the pitiless conquerors. The +Emperor Alexius Comnenus (1081-1118) put forth every effort to expel +the intruders from Asia Minor, hoping to be able to regain the territories, +including Syria, which they had stripped from the Empire; but his +strength proved unequal to the task. Accordingly, in 1095, he sent an +appeal to Pope Urban II. to enlist the Christian world in a united effort +to save both the Empire and the Eastern Church. It used to be thought +that Pope Sylvester II., about the year 1000, had suggested a crusade +against the Mohammedans of the East, but it now appears that the first +pope to advance such an idea was Gregory VII. (1073-1085), who in +response to an appeal of Alexius's predecessor in 1074, had actually assembled +an army of 50,000 men for the aid of the Emperor and had been +prevented from carrying out the project only by the severity of the +investiture controversy with Henry IV. of Germany. At any rate, it was +not a difficult task for the ambassadors of Alexius to convince Pope +Urban that he ought to execute the plan of Gregory. The plea for aid +was made at the Council of Piacenza in March, 1095, and during the next +few months Urban thought out the best method of procedure.</p> + +<p>At the Council of Clermont, held in November, 1095, the crusade was +formally proclaimed through the famous speech which the Pope himself +delivered after the regular business of the assembly had been transacted. +Urban was a Frenchman and he knew how to appeal to the emotions and +sympathies of his hearers. For the purpose of stirring up interest in the +enterprise he dropped the Latin in which the work of the Council had +been transacted and broke forth in his native tongue, much to the delight +of his countrymen. There are four early versions of the speech, +differing widely in contents, and none, of course, reproducing the exact +words used by the speaker. The version given by Robert the Monk, a +resident of Rheims, in the opening chapter of his history of the first +crusade seems in most respects superior to the others. It was written +nearly a quarter of a century after the Council of Clermont, but the +writer in all probability had at least heard the speech which he was trying +to reproduce; in any event we may take his version of it as a very +satisfactory representation of the aspirations and spirit which impelled +the first crusaders to their great enterprise. It has been well said that +"many orations have been delivered with as much eloquence, and in +<span class="pagenum"><a name="Page_284" id="Page_284">284</a></span> +as fiery words as the Pope used, but no other oration has ever been able +to boast of as wonderful results."</p> +</div> + +<p class="source">Source—Robertus Monachus, <i>Historia Iherosolimitana</i> [Robert the Monk, +"History of the Crusade to Jerusalem"], Bk. I., Chap. 1. Reprinted +in <i>Recueildes Historiens des Croisades: Historiens Occidentaux</i> +(Paris, 1866), Vol. III., pp. 727-728. Adapted from translation +by Dana C. Munro in <i>Univ. of Pa. Translations and Reprints</i>, +Vol. I., No. 2, pp. 5-8.</p> + +<p>In the year of our Lord's Incarnation one thousand and +ninety-five, a great council was convened within the bounds of +<span class="sidebar">The Council +of Clermont</span> +Gaul, in Auvergne, in the city which is called +Clermont. Over this Pope Urban II. presided, +with the Roman bishops and cardinals. This council was a +famous one on account of the concourse of both French and +German bishops, and of princes as well. Having arranged the +matters relating to the Church, the lord Pope went forth into a +certain spacious plain, for no building was large enough to hold +all the people. The Pope then, with sweet and persuasive eloquence, +addressed those present in words something like the +following, saying:</p> + +<p>"Oh, race of Franks, race beyond the mountains [the Alps], +race beloved and chosen by God (as is clear from many of your +works), set apart from all other nations by the situation of your +<span class="sidebar">Pope Urban +appeals to the +French</span> +country, as well as by your Catholic faith and +the honor you render to the holy Church: to you +our discourse is addressed, and for you our +exhortations are intended. We wish you to know what a serious +matter has led us to your country, for it is the imminent peril +threatening you and all the faithful that has brought us hither.</p> + +<p>"From the confines of Jerusalem and from the city of Constantinople +a grievous report has gone forth and has been brought +repeatedly to our ears; namely, that a race from the kingdom +of the Persians, an accursed race, a race wholly alienated from +God, 'a generation that set not their heart aright, and whose +spirit was not steadfast with God' [Ps., lxxviii. 8], has violently +<span class="pagenum"><a name="Page_285" id="Page_285">285</a></span> +invaded the lands of those Christians and has depopulated +them by pillage and fire. They have led away a part of the +<span class="sidebar">The ravages +of the Turks</span> +captives into their own country, and a part they +have killed by cruel tortures. They have either +destroyed the churches of God or appropriated them for the rites +of their own religion. They destroy the altars, after having +defiled them with their uncleanness.... The kingdom of +the Greeks [the Eastern Empire] is now dismembered by them +and has been deprived of territory so vast in extent that it could +not be traversed in two months' time.</p> + +<p>"On whom, therefore, rests the labor of avenging these wrongs +and of recovering this territory, if not upon you—you, upon +whom, above all other nations, God has conferred remarkable +glory in arms, great courage, bodily activity, and strength to +humble the heads of those who resist you? Let the deeds of +your ancestors encourage you and incite your minds to manly +<span class="sidebar">Urban recalls +the zeal and +valor of the +earlier Franks</span> +achievements—the glory and greatness of King +Charlemagne, and of his son Louis [the Pious], +and of your other monarchs, who have destroyed +the kingdoms of the Turks<a name="FNanchor_396" id="FNanchor_396" href="#Footnote_396" class="fnanchor">[396]</a> and have extended the sway of the +holy Church over lands previously pagan. Let the holy sepulcher +of our Lord and Saviour, which is possessed by the unclean +nations, especially arouse you, and the holy places which are +now treated with ignominy and irreverently polluted with the +filth of the unclean. Oh most valiant soldiers and descendants +of invincible ancestors, do not degenerate, but recall the valor of +your ancestors.</p> + +<p>"But if you are hindered by love of children, parents, or wife, +remember what the Lord says in the Gospel, 'He that loveth +father or mother more than me is not worthy of me' [Matt., +x. 37]. 'Every one that hath forsaken houses, or brethren, or +<span class="pagenum"><a name="Page_286" id="Page_286">286</a></span> +sisters, or father, or mother, or wife, or children, or lands, for +my name's sake, shall receive an hundred-fold, and shall inherit +everlasting life' [Matt., xix. 29]. Let none of your possessions +restrain you, nor anxiety for your family affairs. For this land +which you inhabit, shut in on all sides by the seas and surrounded +<span class="sidebar">The crusade as +a desirable remedy +for over +population</span> +by the mountain peaks, is too narrow +for your large population; nor does it abound in +wealth; and it furnishes scarcely food enough +for its cultivators. Hence it is that you murder and devour +one another, that you wage war, and that very many among you +perish in civil strife.<a name="FNanchor_397" id="FNanchor_397" href="#Footnote_397" class="fnanchor">[397]</a></p> + +<p>"Let hatred, therefore, depart from among you; let your quarrels +end; let wars cease; and let all dissensions and controversies +slumber. Enter upon the road of the Holy Sepulcher; wrest that +land from the wicked race, and subject it to yourselves. That +land which, as the Scripture says, 'floweth with +<span class="sidebar">Syria, a rich +country</span> +milk and honey' [Num., xiii. 27] was given by +God into the power of the children of Israel. Jerusalem is the +center of the earth; the land is fruitful above all others, like +another paradise of delights. This spot the Redeemer of mankind +has made illustrious by His advent, has beautified by His +sojourn, has consecrated by His passion, has redeemed by His +death, has glorified by His burial.</p> + +<p>"This royal city, however, situated at the center of the earth, +is now held captive by the enemies of Christ and is subjected, +by those who do not know God, to the worship of the heathen. +She seeks, therefore, and desires to be liberated, and ceases not to +implore you to come to her aid. From you especially she asks +succor, because, as we have already said, God has conferred +<span class="pagenum"><a name="Page_287" id="Page_287">287</a></span> +upon you, above all other nations, great glory in arms. Accordingly, +undertake this journey eagerly for the remission of your +sins, with the assurance of the reward of imperishable glory in +the kingdom of heaven."</p> + +<p>When Pope Urban had skilfully said these and very many +similar things, he so centered in one purpose the desires of all +<span class="sidebar">Response to +the appeal</span> +who were present that all cried out, "It is the +will of God! It is the will of God!" When the +venerable Roman pontiff heard that, with eyes uplifted to heaven, +he gave thanks to God and, commanding silence with his hand, said:</p> + +<p>"Most beloved brethren, to-day is manifest in you what the +Lord says in the Gospel, 'Where two or three are gathered together +in my name, there am I in the midst of them' [Matt., +xviii. 20]. For unless God had been present in your spirits, all +of you would not have uttered the same cry; since, although +<span class="sidebar">"Deus vult," +the war cry</span> +the cry issued from numerous mouths, yet the +origin of the cry was one. Therefore I say to you +that God, who implanted this in your breasts, has drawn it forth +from you. Let that, then, be your war cry in battle, because it +is given to you by God. When an armed attack is made upon +the enemy, let this one cry be raised by all the soldiers of God: +'It is the will of God! It is the will of God!'</p> + +<p>"And we neither command nor advise that the old or feeble, +or those incapable of bearing arms, undertake this journey. +Nor ought women to set out at all without their husbands, or +brothers, or legal guardians. For such are more of a hindrance +than aid, more of a burden than an advantage. Let the rich +aid the needy; and according to their wealth let them take with +them experienced soldiers. The priests and other clerks [clergy], +<span class="sidebar">Who should go +and who should +remain</span> +whether secular or regular, are not to go without +the consent of their bishop; for this journey +would profit them nothing if they went without +permission. Also, it is not fitting that laymen should enter upon +the pilgrimage without the blessing of their priests. +<span class="pagenum"><a name="Page_288" id="Page_288">288</a></span></p> + +<p>"Whoever, therefore, shall decide upon this holy pilgrimage, +and shall make his vow to God to that effect, and shall offer +himself to Him for sacrifice, as a living victim, holy and acceptable +to God, shall wear the sign of the cross of the Lord on his forehead +or on his breast. When he shall return from his journey, +having fulfilled his vow, let him place the cross on his back +between his shoulders. Thus shall ye, indeed, by this twofold +action, fulfill the precept of the Lord, as He commands in the +Gospel, 'He that taketh not his cross, and followeth after me, +is not worthy of me'" [Luke, xiv. 27].</p> + +<h4>52. The Starting of the Crusaders (1096)</h4> + +<div class="intro"> +<p>The appeals of Pope Urban at Clermont and elsewhere met with ready +response, especially among the French, but also to a considerable extent +among Italians, Germans, and even English. A great variety of people +were attracted by the enterprise, and from an equal variety of motives. +Men whose lives had been evil saw in the crusade an opportunity of +doing penance; criminals who perhaps cared little for penance but much +for their own personal safety saw in it an avenue of escape from justice; +merchants discovered in it a chance to open up new and valuable trade; +knights hailed it as an invitation to deeds of valor and glory surpassing +any Europe had yet known; ordinary malcontents regarded it as a chance +to mend their fortunes; and a very large number of people looked upon +it as a great spiritual obligation laid upon them and necessary to be +performed in order to insure salvation in the world to come. By reason +of all these incentives, some of them weighing much more in the mediæval +mind than we can understand to-day, the crusade brought together men, +women, and children from every part of Christendom. Both of the +accounts given below of the assembling and starting of the crusaders +are doubtless more or less exaggerated at certain points, yet in substance +they represent what must have been pretty nearly the actual facts.</p> + +<p>William of Malmesbury was an English monk who lived in the first +half of the twelfth century and wrote a very valuable <i>Chronicle of the +Kings of England</i>, which reached the opening of the reign of Stephen +(1135). He thus had abundant opportunity to learn of the first crusade +<span class="pagenum"><a name="Page_289" id="Page_289">289</a></span> +from people who had actually participated in it. His rather humorous +picture of the effects of Pope Urban's call is thus well worth reading. +Better than it, however, is the account by the priest Fulcher of Chartres +(1058-1124)—better because the writer himself took part in the crusade +and so was a personal observer of most of the things he undertook +to describe. Fulcher, in 1096, set out upon the crusade in the company +of his lord, Etienne, count of Blois and Chartres, who was a man of +importance in the army of Robert of Normandy. With the rest of Robert's +crusaders he spent the winter in Italy and arrived at Durazzo in +the spring of 1097. He had a part in the siege of Nicæa and in the battle +of Dorylæum, but not in the siege of Antioch. Before reaching Jerusalem, +in 1099, he became chaplain to a brother of Godfrey of Bouillon +and was already making progress on his "history of the army of God."</p> +</div> + +<p class="source">Sources—(a) Guilielmus Monachi Malmesburiensis, <i>De gestis regum Anglorum</i> +[William of Malmesbury, "Chronicle of the Kings of England"], +Bk. IV., Chap. 2. Adapted from translation by John +Sharpe (London, 1815), p. 416.</p> + +<p class="source_add">(b) Fulcherius Carnotensis, <i>Historia Iherosolimitana: gesta Francorum +Iherusalem peregrinantium</i> [Fulcher of Chartres, "History +of the Crusade to Jerusalem: the Deeds of the French +Journeying Thither"], Chap. 6. Text in <i>Recueil des Historiens +des Croisades: Historiens Occidentaux</i> (Paris, 1866), Vol. III., +p. 328.</p> + +<p class="center">(a)</p> + +<p>Immediately the fame of this great event,<a name="FNanchor_398" id="FNanchor_398" href="#Footnote_398" class="fnanchor">[398]</a> being spread +through the universe, penetrated the minds of Christians with +its mild breath, and wherever it blew there was no nation, however +distant and obscure, that did not send some of its people. +This zeal animated not only the provinces bordering on the +Mediterranean, but all who had ever even heard of the name +Christian in the most remote isles, and among barbarous nations. +Then the Welshman abandoned his forests and neglected his +hunting; the Scotchman deserted the fleas with which he is so +<span class="sidebar">Universal interest +in the +crusade</span> +familiar; the Dane ceased to swallow his intoxicating +draughts; and the Norwegian turned his +back upon his raw fish. The fields were left by +the cultivators, and the houses by their inhabitants; all the cities +<span class="pagenum"><a name="Page_290" id="Page_290">290</a></span> +were deserted. People were restrained neither by the ties of +blood nor the love of country; they saw nothing but God. All +that was in the granaries, or was destined for food, was left +under the guardianship of the greedy agriculturist. The journey +to Jerusalem was the only thing hoped for or thought of. Joy +animated the hearts of all who set out; grief dwelt in the hearts +of all who remained. Why do I say "of those who remained"? +You might have seen the husband setting forth with his wife, +with all his family; you would have laughed to see all the <i>penates</i><a name="FNanchor_399" id="FNanchor_399" href="#Footnote_399" class="fnanchor">[399]</a> +put in motion and loaded upon wagons. The road was too +narrow for the passengers, and more room was wanted for the +travelers, so great and numerous was the crowd.<a name="FNanchor_400" id="FNanchor_400" href="#Footnote_400" class="fnanchor">[400]</a></p> + +<p class="center">(b)</p> + +<p>Such, then, was the immense assemblage which set out from +the West. Gradually along the march, and from day to day, the +army grew by the addition of other armies, coming from every +direction and composed of innumerable people. Thus one saw +an infinite multitude, speaking different languages and coming +from divers countries. All did not, however, come together into +<span class="sidebar">The multitude +of crusaders</span> +a single army until we had reached the city of +Nicæa.<a name="FNanchor_401" id="FNanchor_401" href="#Footnote_401" class="fnanchor">[401]</a> What shall I add? The isles of the sea +and the kingdoms of the whole earth were moved by God, so +that one might believe fulfilled the prophecy of David, who said +in his Psalm: "All nations whom Thou hast made shall come +and worship before Thee, O Lord, and shall glorify Thy name;" +and so that those who reached the holy places afterwards said +justly: "We will worship where His feet have stood." Concerning +<span class="pagenum"><a name="Page_291" id="Page_291">291</a></span> +this journey we read very many other predictions in the +prophets, which it would be tedious to recall.</p> + +<p>Oh, how great was the grief, how deep the sighs, what weeping, +what lamentations among the friends, when the husband +left the wife so dear to him, his children also, and all his possessions +of any kind, father, mother, brethren, or kindred! And +<span class="sidebar">Mingled sorrow +and joy of +the crusaders</span> +yet in spite of the floods of tears which those +who remained shed for their friends about to +depart, and in their very presence, the latter did +not suffer their courage to fail, and, out of love for the Lord, in +no way hesitated to leave all that they held most precious, believing +without doubt that they would gain an hundred-fold +in receiving the recompense which God has promised to those +who love Him.</p> + +<p>Then the husband confided to his wife the time of his return +and assured her that, if he lived, by God's grace he would return +to her. He commended her to the Lord, gave her a kiss, and, +weeping, promised to return. But the latter, who feared that +she would never see him again, overcome with grief, was unable +to stand, fell as if lifeless to the ground, and wept over her dear +one whom she was losing in life, as if he were already dead. +He, then, as if he had no pity (nevertheless he was filled with +pity) and was not moved by the grief of his friends (and yet he +was secretly moved), departed with a firm purpose. The sadness +was for those who remained, and the joy for those who departed. +What more can we say? "This is the Lord's doings, and it is +marvelous in our eyes."</p> + +<h4>53. A Letter from a Crusader to his Wife</h4> + +<div class="intro"> +<p>One of the most important groups of sources on the crusades is the +large body of letters which has come down to us, written by men who +had an actual part in the various expeditions. These letters, addressed +to parents, wives, children, vassals, or friends, are valuable alike for +the facts which they contain and for the revelation they give of the spirit +<span class="pagenum"><a name="Page_292" id="Page_292">292</a></span> +and motives of the crusaders. A considerable collection of the letters, +in English translation, may be found in Roger de Hoveden's <i>Annals of +English History</i>, Roger of Wendover's <i>Flowers of History</i>, and Matthew +Paris's <i>English History</i> (all in the Bohn Library); also in Michaud's +<i>History of the Crusades</i>, Vol. III., Appendix. In many respects the letter +given below, written at Antioch by Count Stephen of Blois to his wife +Adele, under date of March 29, 1098, is unexcelled in all the records of +mediæval letter-writing. Count Stephen (a brother-in-law of Robert +of Normandy, who was a son of William the Conqueror) was one of the +wealthiest and most popular French noblemen who responded to Pope +Urban's summons at Clermont. At least three of his letters to his wife +survive, of which the one here given is the third in order of time. +It discloses the ordinary human sentiments of the crusader and makes +us feel that, unlike the modern man as he was, he yet had very much +in common with the people of to-day and of all ages. He was at the +same time a bold fighter and a tender husband, a religious enthusiast +and a practical man of affairs. When the letter was written, the siege +of Antioch had been in progress somewhat more than five months; it +continued until the following June, when it ended in the capture of the +city by the crusaders. Count Stephen was slain in the battle of Ramleh +in 1102.</p> +</div> + +<p class="source">Source—D'Achery, <i>Spicilegium</i> ["Gleanings"], 2d edition, Vol. III., pp. 430-433. +Adapted from translation by Dana C. Munro in <i>Univ. of +Pa. Translations and Reprints</i>, Vol. I., No. 4, pp. 5-8.</p> + +<p>Count Stephen to Adele, his sweetest and most amiable wife, +to his dear children, and to all his vassals of all ranks,—his +greeting and blessing.</p> + +<p>You may be very sure, dearest, that the messenger whom I +sent to give you pleasure left me before Antioch safe and unharmed +and, through God's grace, in the greatest prosperity. +And already at that time, together with all the chosen army of +<span class="sidebar">Count Stephen +reports prosperity</span> +Christ, endowed with great valor by Him, we +have been continually advancing for twenty-three +weeks toward the home of our Lord Jesus. You +may know for certain, my beloved, that of gold, silver, and +<span class="pagenum"><a name="Page_293" id="Page_293">293</a></span> +many other kind of riches I now have twice as much as your +love had assigned to me when I left you. For all our princes, +with the common consent of the whole army, though against my +own wishes, have made me up to the present time the leader, +chief, and director of their whole expedition.</p> + +<p>Doubtless you have heard that after the capture of the city +of Nicæa we fought a great battle with the treacherous Turks +and, by God's aid, conquered them.<a name="FNanchor_402" id="FNanchor_402" href="#Footnote_402" class="fnanchor">[402]</a> Next we conquered for the +Lord all Romania, and afterwards Cappadocia.<a name="FNanchor_403" id="FNanchor_403" href="#Footnote_403" class="fnanchor">[403]</a> We had learned +that there was a certain Turkish prince, Assam, dwelling in +Cappadocia; so we directed our course thither. We conquered +<span class="sidebar">Early achievements +of the +crusaders</span> +all his castles by force and compelled him to flee +to a certain very strong castle situated on a high +rock. We also gave the land of that Assam to +one of our chiefs, and in order that he might conquer the prince +we left there with him many soldiers of Christ. Thence, continually +following the wicked Turks, we drove them through the +midst of Armenia,<a name="FNanchor_404" id="FNanchor_404" href="#Footnote_404" class="fnanchor">[404]</a> as far as the great river Euphrates. Having +left all their baggage and beasts of burden on the bank, they fled +across the river into Arabia.</p> + +<p>The bolder of the Turkish soldiers, indeed, entering Syria, +hastened by forced marches night and day, in order to be able +to enter the royal city of Antioch before our approach.<a name="FNanchor_405" id="FNanchor_405" href="#Footnote_405" class="fnanchor">[405]</a> Hearing +of this, the whole army of God gave due praise and thanks +to the all-powerful Lord. Hastening with great joy to this +<span class="sidebar">The arrival at +Antioch (1097)</span> +chief city of Antioch, we besieged it and there +had a great number of conflicts with the Turks; +and seven times we fought with the citizens of the city and with +<span class="pagenum"><a name="Page_294" id="Page_294">294</a></span> +the innumerable troops all the time coming to their aid. The latter +we rushed out to meet and fought with the fiercest courage +under the leadership of Christ. And in all these seven battles, +by the aid of the Lord God, we conquered and most assuredly +killed an innumerable host of them. In those battles, indeed, +and in very many attacks made upon the city, many of our +brethren and followers were killed and their souls were borne to +the joys of paradise.</p> + +<p>We found the city of Antioch very extensive, fortified with the +greatest strength and almost impossible to be taken. In addition, +more than 5,000 bold Turkish soldiers had entered the city, +not counting the Saracens, Publicans, Arabs, Turcopolitans, +Syrians, Armenians, and other different races of whom an infinite +multitude had gathered together there. In fighting against +<span class="sidebar">The beginning +of the siege</span> +these enemies of God and of us we have, by God's +grace, endured many sufferings and innumerable +hardships up to the present time. Many also have already +exhausted all their means in this most holy enterprise. Very +many of our Franks, indeed, would have met a bodily death +from starvation, if the mercy of God and our money had not +come to their rescue. Lying before the city of Antioch, indeed, +throughout the whole winter we suffered for our Lord Christ +from excessive cold and enormous torrents of rain. What some +say about the impossibility of bearing the heat of the sun in +Syria is untrue, for the winter there is very similar to our winter +in the West.</p> + +<p>I delight to tell you, dearest, what happened to us during Lent. +Our princes had caused a fortress to be built before a certain +gate which was between our camp and the sea. For the Turks, +coming out of this gate daily, killed some of our men on their +way to the sea. The city of Antioch is about five leagues distant +from the sea. For this purpose they sent the excellent Bohemond +and Raymond, count of St. Gilles,<a name="FNanchor_406" id="FNanchor_406" href="#Footnote_406" class="fnanchor">[406]</a> to the sea with only +<span class="pagenum"><a name="Page_295" id="Page_295">295</a></span> +sixty horsemen, in order that they might bring mariners to aid +in this work. When, however, they were returning to us with +<span class="sidebar">The Christians +defeated near +the seashore</span> +these mariners, the Turks collected an army, fell +suddenly upon our two leaders, and forced them +to a perilous flight. In that unexpected fight we +lost more than 500 of our foot-soldiers—to the glory of God. +Of our horsemen, however, we lost only two, for certain.</p> + +<p>On that same day, in order to receive our brethren with joy, +and entirely ignorant of their misfortunes, we went out to meet +them. When, however, we approached the above-mentioned +gate of the city, a mob of foot-soldiers and horsemen from +Antioch, elated by the victory which they had won, rushed upon +us in the same manner. Seeing these, our leaders went to the +camp of the Christians to order all to be ready to follow us into +battle. In the meantime our men gathered together and the +scattered leaders, namely, Bohemond and Raymond, with the +remainder of their army came up and told of the great misfortune +which they had suffered.</p> + +<p>Our men, full of fury at these most evil tidings, prepared to +die for Christ and, deeply grieved for their brethren, rushed upon +the wicked Turks. They, enemies of God and of us, hastily fled +before us and attempted to enter the city. But by God's grace +the affair turned out very differently; for, when they tried to +cross a bridge built over the great river Moscholum,<a name="FNanchor_407" id="FNanchor_407" href="#Footnote_407" class="fnanchor">[407]</a> +<span class="sidebar">A notable victory +over the +Turks</span> +we followed them as closely as possible, +killed many before they reached the bridge, +forced many into the river, all of whom were killed, and we also +slew many upon the bridge and very many at the narrow entrance +to the gate. I am telling you the truth, my beloved, +and you may be assured that in this battle we killed thirty +emirs, that is, princes, and three hundred other Turkish nobles, +not counting the remaining Turks and pagans. Indeed the number +<span class="pagenum"><a name="Page_296" id="Page_296">296</a></span> +of Turks and Saracens killed is reckoned at 1230, but of +ours we did not lose a single man.</p> + +<p>On the following day (Easter), while my chaplain Alexander +was writing this letter in great haste, a party of our men lying +in wait for the Turks fought a successful battle with them and +killed sixty horsemen, whose heads they brought to the army.</p> + +<p>These which I write to you are only a few things, dearest, of +the many which we have done; and because I am not able to tell +you, dearest, what is in my mind, I charge you to do right, to +watch carefully over your land, and to do your duty as you +ought to your children and your vassals. You will certainly see +me just as soon as I can possibly return to you. Farewell.</p> +<p><span class="pagenum"><a name="Page_297" id="Page_297">297</a></span></p> + +<h3>CHAPTER XVIII.<br /> +THE GREAT CHARTER</h3> + +<h4>54. The Winning of the Charter</h4> + +<div class="intro"> +<p>The reign of King John (1199-1216) was an era of humiliation, +though in the end one of triumph, for all classes of the English people. +The king himself was perhaps the most unworthy sovereign who has +ever occupied the English throne and one after another of his deeds +and policies brought deep shame to every patriotic Englishman. His +surrender to the papacy (1213) and his loss of the English possessions +on the continent (1214) were only two of the most conspicuous results +of his weakness and mismanagement. Indeed it was not these that +touched the English people most closely, for after all it was rather their +pride than their real interests that suffered by the king's homage to +Innocent III. and his bitter defeat at Bouvines. Worse than these +things were the heavy taxes and the illegal extortions of money, in +which John went far beyond even his unscrupulous brother and predecessor, +Richard. The king's expenses were very heavy, the more so by +reason of his French wars, and to meet them he devised all manner of +schemes for wringing money from his unwilling subjects. Land taxes +were increased, scutage (payments in lieu of military service) was nearly +doubled, levies of a thirteenth, a seventh, and other large fractions of +the movable property of the realm were made, excessive fines were +imposed, old feudal rights were revived and exercised in an arbitrary +fashion, and property was confiscated on the shallowest of pretenses. +Even the Church was by no means immune from the king's rapacity. +The result of these high-handed measures was that all classes of the +people—barons, clergy, and commons—were driven into an attitude +of open protest. The leadership against the king fell naturally to the +barons and it was directly in consequence of their action that John was +brought, in 1215, to grant the Great Charter and to pledge himself to +govern thereafter according to the ancient and just laws of the kingdom. +<span class="pagenum"><a name="Page_298" id="Page_298">298</a></span></p> + +<p>The account of the winning of the Charter given below comes from +the hand of Roger of Wendover, a monk of St. Albans, a monastery in +Hertfordshire which was famous in the thirteenth century for its group +of historians and annalists. It begins with the meeting of the barons at +St. Edmunds in Suffolk late in November, 1214, and tells the story to +the granting of the Charter at Runnymede, June 15, 1215. On this subject, +as well as on the entire period of English history from 1189 to +1235, Roger of Wendover is our principal contemporary authority.</p> +</div> + +<p class="source">Source—Rogerus de Wendover, <i>Chronica Majora, sive Liber qui dicitur +Flores Historiarum</i> [Roger of Wendover, "Greater Chronicle, or the +Book which is called the Flowers of History"]. Translated by +J. A. Giles (London, 1849), Vol. II., pp. 303-324 <i>passim</i>.</p> + +<p>About this time the earls and barons of England assembled +at St. Edmunds, as if for religious duties, although it was +for another reason;<a name="FNanchor_408" id="FNanchor_408" href="#Footnote_408" class="fnanchor">[408]</a> for after they had discoursed together +secretly for a time, there was placed before them the charter of +King Henry the First, which they had received, as mentioned +before, in the city of London from Stephen, archbishop of Canterbury.<a name="FNanchor_409" id="FNanchor_409" href="#Footnote_409" class="fnanchor">[409]</a> +This charter contained certain liberties and laws granted +to the holy Church as well as to the nobles of the kingdom, besides +some liberties which the king added of his own accord. +All therefore assembled in the church of St. Edmund, the king +and martyr, and, commencing with those of the highest rank, +they all swore on the great altar that, if the king refused to +<span class="sidebar">A conference +held by the +barons against +King John</span> +grant these liberties and laws, they themselves +would withdraw from their allegiance to him, +and make war on him until he should, by a +charter under his own seal, confirm to them everything that they +required; and finally it was unanimously agreed that, after +Christmas, they should all go together to the king and demand +<span class="pagenum"><a name="Page_299" id="Page_299">299</a></span> +the confirmation of the aforesaid liberties to them, and that +they should in the meantime provide themselves with horses +and arms, so that if the king should endeavor to depart from +his oath they might, by taking his castles, compel him to satisfy +their demands; and having arranged this, each man returned +home....</p> + +<p>In the year of our Lord 1215, which was the seventeenth year +of the reign of King John, he held his court at Winchester at +Christmas for one day, after which he hurried to London, and +<span class="sidebar">They demand +a confirmation +of the old liberties</span> +took up his abode at the New Temple;<a name="FNanchor_410" id="FNanchor_410" href="#Footnote_410" class="fnanchor">[410]</a> and at +that place the above-mentioned nobles came to +him in gay military array, and demanded the +confirmation of the liberties and laws of King Edward, with +other liberties granted to them and to the kingdom and church +of England, as were contained in the charter, and above-mentioned +laws of Henry the First. They also asserted that, at the +time of his absolution at Winchester,<a name="FNanchor_411" id="FNanchor_411" href="#Footnote_411" class="fnanchor">[411]</a> he had promised to restore +those laws and ancient liberties, and was bound by his +own oath to observe them. The king, hearing the bold tone of +the barons in making this demand, much feared an attack from +them, as he saw that they were prepared for battle. He, however, +made answer that their demands were a matter of importance +<span class="sidebar">A truce +arranged</span> +and difficulty, and he therefore asked +a truce until the end of Easter, that, after due +deliberation, he might be able to satisfy them as well as the +dignity of his crown. After much discussion on both sides, the +<span class="pagenum"><a name="Page_300" id="Page_300">300</a></span> +king at length, although unwillingly, procured the archbishop of +Canterbury, the bishop of Ely, and William Marshal, as his sureties +that on the day agreed upon he would, in all reason, satisfy +them all; on which the nobles returned to their homes. The king, +however, wishing to take precautions against the future, caused +all the nobles throughout England to swear fealty to him alone +against all men, and to renew their homage to him; and, the +better to take care of himself, on the day of St. Mary's purification, +he assumed the cross of our Lord, being induced to this +more by fear than devotion....<a name="FNanchor_412" id="FNanchor_412" href="#Footnote_412" class="fnanchor">[412]</a></p> + +<p>In Easter week of this same year, the above-mentioned nobles +assembled at Stamford,<a name="FNanchor_413" id="FNanchor_413" href="#Footnote_413" class="fnanchor">[413]</a> with horses and arms. They had now +<span class="sidebar">The truce +at an end</span> +induced almost all the nobility of the whole kingdom +to join them, and constituted a very large +army; for in their army there were computed to be two thousand +knights, besides horse-soldiers, attendants, and foot-soldiers, who +were variously equipped.... The king at this time was +awaiting the arrival of his nobles at Oxford.<a name="FNanchor_414" id="FNanchor_414" href="#Footnote_414" class="fnanchor">[414]</a> On the Monday +next after the octave of Easter,<a name="FNanchor_415" id="FNanchor_415" href="#Footnote_415" class="fnanchor">[415]</a> the said barons assembled in the +town of Brackley.<a name="FNanchor_416" id="FNanchor_416" href="#Footnote_416" class="fnanchor">[416]</a> And when the king learned this, he sent the +archbishop of Canterbury and William Marshal, earl of Pembroke, +with some other prudent men, to them to inquire what the laws +<span class="sidebar">The preliminary +demands +of the barons</span> +and liberties were which they demanded. The +barons then delivered to the messengers a paper, +containing in great measure the laws and ancient +customs of the kingdom, and declared that, unless the king immediately +granted them and confirmed them under his own seal, they, +<span class="pagenum"><a name="Page_301" id="Page_301">301</a></span> +by taking possession of his fortresses, would force him to give them +sufficient satisfaction as to their before-named demands. The +archbishop, with his fellow messengers, then carried the paper +to the king, and read to him the heads of the paper one by one +throughout. The king, when he heard the purport of these +heads, said derisively, with the greatest indignation, "Why, +amongst these unjust demands, did not the barons ask for my +kingdom also? Their demands are vain and visionary, and are +unsupported by any plea of reason whatever." And at length +he angrily declared with an oath that he would never grant +them such liberties as would render him their slave. The principal +of these laws and liberties which the nobles required to be +confirmed to them are partly described above in the charter of +King Henry,<a name="FNanchor_417" id="FNanchor_417" href="#Footnote_417" class="fnanchor">[417]</a> and partly are extracted from the old laws of +King Edward,<a name="FNanchor_418" id="FNanchor_418" href="#Footnote_418" class="fnanchor">[418]</a> as the following history will show in due time.</p> + +<p>As the archbishop and William Marshal could not by any +persuasion induce the king to agree to their demands, they +<span class="sidebar">The castle of +Northampton +besieged by +the barons</span> +returned by the king's order to the barons, and +duly reported to them all that they had heard from +the king. And when the nobles heard what John +said, they appointed Robert Fitz-Walter commander of their +soldiers, giving him the title of "Marshal of the Army of God +and the Holy Church," and then, one and all flying to arms, they +directed their forces toward Northampton.<a name="FNanchor_419" id="FNanchor_419" href="#Footnote_419" class="fnanchor">[419]</a> On their arrival +there they at once laid siege to the castle, but after having stayed +there for fifteen days, and having gained little or no advantage, +they determined to move their camp. Having come without +<i>petrariæ</i><a name="FNanchor_420" id="FNanchor_420" href="#Footnote_420" class="fnanchor">[420]</a> and other engines of war, they, without accomplishing +their purpose, proceeded in confusion to the castle of Bedford....<a name="FNanchor_421" id="FNanchor_421" href="#Footnote_421" class="fnanchor">[421]</a></p> + +<p>When the army of the barons arrived at Bedford, they were +<span class="pagenum"><a name="Page_302" id="Page_302">302</a></span> +received with all respect by William de Beauchamp.<a name="FNanchor_422" id="FNanchor_422" href="#Footnote_422" class="fnanchor">[422]</a> Messengers +from the city of London also came to them there, secretly +telling them, if they wished to get into that city, to come there +immediately. The barons, encouraged by the arrival of this +agreeable message, immediately moved their camp and arrived +<span class="sidebar">The city of +London given +over to the +barons</span> +at Ware. After this they marched the whole +night and arrived early in the morning at the city +of London, and, finding the gates open, on the +24th of May (which was the Sunday next before our Lord's +ascension) they entered the city without any tumult while the +inhabitants were performing divine service; for the rich citizens +were favorable to the barons, and the poor ones were afraid to +murmur against them. The barons, having thus got into the city, +placed their own guards in charge of each of the gates, and then +arranged all matters in the city at will.<a name="FNanchor_423" id="FNanchor_423" href="#Footnote_423" class="fnanchor">[423]</a> They then took security +from the citizens, and sent letters through England to those +earls, barons, and knights who appeared to be still faithful to +the king (though they only pretended to be so) and advised them +with threats, as they had regard for the safety of all their property +and possessions, to abandon a king who was perjured and +who made war against his barons, and together with them to +stand firm and fight against the king for their rights and for +peace; and that, if they refused to do this, they, the barons, +would make war against them all, as against open enemies, and +would destroy their castles, burn their houses and other buildings, +and pillage their warrens, parks, and orchards.... +The greatest part of these, on receiving the message of the +barons, set out to London and joined them, abandoning the +king entirely....</p> + +<p>King John, when he saw that he was deserted by almost all, +so that out of his regal superabundance of followers he retained +<span class="pagenum"><a name="Page_303" id="Page_303">303</a></span> +scarcely seven knights, was much alarmed lest the barons should +attack his castles and reduce them without difficulty, as they +<span class="sidebar">The conference +between the +king and the +barons</span> +would find no obstacle to their so doing. He +deceitfully pretended to make peace for a time +with the aforesaid barons, and sent William +Marshal, earl of Pembroke, with other trustworthy messengers, +to them, and told them that, for the sake of peace and for the +exaltation and honor of the kingdom, he would willingly grant +them the laws and liberties they demanded. He sent also a request +to the barons by these same messengers that they appoint +a suitable day and place to meet and carry all these matters into +effect. The king's messengers then came in all haste to London, +and without deceit, reported to the barons all that had been deceitfully +imposed on them. They in their great joy appointed +the fifteenth of June for the king to meet them, at a field lying +<span class="sidebar">The charter +granted at +Runnymede</span> +between Staines and Windsor.<a name="FNanchor_424" id="FNanchor_424" href="#Footnote_424" class="fnanchor">[424]</a> Accordingly, at +the time and place agreed upon the king and nobles +came to the appointed conference, and when each +party had stationed itself some distance from the other, they +began a long discussion about terms of peace and the aforesaid +liberties.... At length, after various points on both sides +had been discussed, King John, seeing that he was inferior in +strength to the barons, without raising any difficulty, granted the +underwritten laws and liberties, and confirmed them by his charter +as follows:—</p> + +<p>[Here ensues the Charter.]</p> + +<h4>55. Extracts from the Charter</h4> + +<div class="intro"> +<p>No document in the history of any nation is more important than the +Great Charter; in the words of Bishop Stubbs, the whole of the constitutional +history of England is only one long commentary upon it. Its +importance lay not merely in the fact that it was won from an unwilling +sovereign by the united action of nobles, clergy, and people, but also in +<span class="pagenum"><a name="Page_304" id="Page_304">304</a></span> +the admirable summary which it embodies of the fundamental principles +of English government, so far as they had ripened by the early years of +the thirteenth century. The charter contained almost nothing that +was not old. It was not even an instrument, like the Constitution of the +United States, providing for the creation of a new government. It +merely sought to gather up within a single reasonably brief document all +the important principles which the best of the English sovereigns had +recognized, but which such rulers as Richard and John had lately been +improving every opportunity to evade. The primary purpose of the +barons in forcing the king to grant the charter was not to get a new +form of government or code of laws, but simply to obtain a remedy +for certain concrete abuses, to resist the encroachments of the crown +upon the traditional liberties of Englishmen, and to get a full and definite +confirmation of these liberties in black and white. Not a new constitution +was wanted, but good government in conformity with the old +one. Naturally enough, therefore, the charter of 1215 was based in +most of its important provisions upon that granted by Henry I. in 1100, +even as this one was based on the righteous laws of the good Edward +the Confessor. And after the same manner the charter of King John, in +its turn, became the foundation for all future resistance of Englishmen +to the evils of misgovernment, so that very soon it came naturally +to be called <i>Magna Charta</i>—the Great Charter—by which designation +it is known to this day.</p> + +<p>King John was in no true sense the author of the charter. Many +weeks before the meeting at Runnymede the barons had drawn up their +demands in written form, and when that meeting occurred they were +ready to lay before the sovereign a formal document, in forty-nine +chapters, to which they simply requested his assent. This preliminary +document was discussed and worked over, the number of chapters +being increased to sixty-two, but the charter as finally agreed upon +differed from it only in minor details. It is a mistake to think of John +as "signing" the charter after the fashion of modern sovereigns. There +is no evidence that he could write, and at any rate he acquiesced in the +terms of the charter only by having his seal affixed to the paper. The +original "Articles of the Barons" is still preserved in the British Museum, +but there is no <i>one</i> original Magna Charta in existence. Duplicate copies +of the document were made for distribution among the barons, and +<span class="pagenum"><a name="Page_305" id="Page_305">305</a></span> +papers which are generally supposed to represent four of these still +exist, two being in the British Museum.</p> + +<p>The charter makes a lengthy document and many parts of it are too +technical to be of service in this book; hence only a few of the most important +chapters are here given. Translations of the entire document +from the original Latin may be found in many places, among them the +University of Pennsylvania <i>Translations and Reprints</i>, Vol. I., No. 6; +Lee, <i>Source Book of English History</i>, 169-180; Adams and Stephens, +<i>Select Documents Illustrative of English Constitutional History</i>, pp. 42-52; +and the <i>Old South Leaflets</i>, No. 5.</p> +</div> + +<p class="source">Source—Text in William Stubbs, <i>Select Charters Illustrative of English Constitutional +History</i> (8th ed., Oxford, 1895), pp. 296-306. Adapted +from translation in Sheldon Amos, <i>Primer of the English Constitution +and Government</i> (London, 1895), pp. 189-201 <i>passim</i>.</p> + +<p>John, by the grace of God, king of England, lord of Ireland, +duke of Normandy, Aquitane, and count of Anjou, to his archbishops, +bishops, abbots, earls, barons, justiciaries, foresters, +sheriffs, governors, officers, and to all bailiffs, and his faithful +subjects, greeting. Know ye, that we, in the presence of God, +and for the salvation of our soul, and the souls of all our ancestors +and heirs, and unto the honor of God and the advancement +of Holy Church, and amendment of our Realm, ... +have, in the first place, granted to God, and by this our present +Charter confirmed, for us and our heirs forever:</p> + +<p><b>1.</b> That the Church of England shall be free, and have her +whole rights, and her liberties inviolable; and we will have them +<span class="sidebar">Liberties of the +English Church +guaranteed</span> +so observed that it may appear thence that the freedom +of elections, which is reckoned chief and indispensable +to the English Church, and which we +granted and confirmed by our Charter, and obtained the confirmation +of the same from our Lord Pope Innocent III., before +the discord between us and our barons, was granted of +mere free will; which Charter we shall observe, and we do desire +it to be faithfully observed by our heirs forever.<a name="FNanchor_425" id="FNanchor_425" href="#Footnote_425" class="fnanchor">[425]</a></p> + +<p> +<span class="pagenum"><a name="Page_306" id="Page_306">306</a></span></p> + +<p><b>2.</b> We also have granted to all the freemen of our kingdom, +for us and for our heirs forever, all the underwritten liberties, +to be had and holden by them and their heirs, of us and our +heirs forever. If any of our earls, or barons, or others who hold +of us in chief by military service,<a name="FNanchor_426" id="FNanchor_426" href="#Footnote_426" class="fnanchor">[426]</a> shall die, and at the time of his +<span class="sidebar">The rate +of reliefs</span> +death his heir shall be of full age, and owe a relief, +he shall have his inheritance by the ancient +relief—that is to say, the heir or heirs of an earl, for a whole +earldom, by a hundred pounds; the heir or heirs of a knight, for +a whole knight's fee, by a hundred shillings at most; and whoever +oweth less shall give less, according to the ancient custom +of fees.<a name="FNanchor_427" id="FNanchor_427" href="#Footnote_427" class="fnanchor">[427]</a></p> + +<p><b>3.</b> But if the heir of any such shall be under age, and shall +be in ward, when he comes of age he shall have his inheritance +without relief and without fine.<a name="FNanchor_428" id="FNanchor_428" href="#Footnote_428" class="fnanchor">[428]</a></p> + +<p><b>12.</b> No scutage<a name="FNanchor_429" id="FNanchor_429" href="#Footnote_429" class="fnanchor">[429]</a> or aid shall be imposed in our kingdom, unless +<span class="sidebar">The three +aids</span> +by the general council of our kingdom;<a name="FNanchor_430" id="FNanchor_430" href="#Footnote_430" class="fnanchor">[430]</a> except +for ransoming our person, making our eldest +son a knight, and once for marrying our eldest daughter; and for +<span class="pagenum"><a name="Page_307" id="Page_307">307</a></span> +these there shall be paid no more than a reasonable aid. In like +manner it shall be concerning the aids of the City of London.<a name="FNanchor_431" id="FNanchor_431" href="#Footnote_431" class="fnanchor">[431]</a></p> + +<p><b>14.</b> And for holding the general council of the kingdom concerning +the assessment of aids, except in the three cases aforesaid, +and for the assessing of scutage, we shall cause to be summoned +the archbishops, bishops, abbots, earls, and greater barons +of the realm, singly by our letters. And furthermore, we shall +<span class="sidebar">The Great +Council</span> +cause to be summoned generally, by our sheriffs +and bailiffs, all others who hold of us in chief, for +a certain day, that is to say, forty days before their meeting at +least, and to a certain place. And in all letters of such summons +we will declare the cause of such summons. And summons being +thus made, the business shall proceed on the day appointed, +according to the advice of such as shall be present, although all +that were summoned come not.<a name="FNanchor_432" id="FNanchor_432" href="#Footnote_432" class="fnanchor">[432]</a></p> + +<p><b>15.</b> We will not in the future grant to any one that he may +take aid of his own free tenants, except to ransom his body, and +to make his eldest son a knight, and once to marry his eldest +daughter; and for this there shall be paid only a reasonable +aid.<a name="FNanchor_433" id="FNanchor_433" href="#Footnote_433" class="fnanchor">[433]</a></p> + +<p><b>36.</b> Nothing from henceforth shall be given or taken for a +writ of inquisition of life or limb, but it shall be granted freely, +and not denied.<a name="FNanchor_434" id="FNanchor_434" href="#Footnote_434" class="fnanchor">[434]</a></p> + +<p> +<span class="pagenum"><a name="Page_308" id="Page_308">308</a></span></p> + +<p><b>39.</b> No freeman shall be taken or imprisoned, or disseised,<a name="FNanchor_435" id="FNanchor_435" href="#Footnote_435" class="fnanchor">[435]</a> or +outlawed,<a name="FNanchor_436" id="FNanchor_436" href="#Footnote_436" class="fnanchor">[436]</a> or banished, or in any way destroyed, nor will we pass +upon him, nor will we send upon him,<a name="FNanchor_437" id="FNanchor_437" href="#Footnote_437" class="fnanchor">[437]</a> unless by the lawful judgment +of his peers,<a name="FNanchor_438" id="FNanchor_438" href="#Footnote_438" class="fnanchor">[438]</a> or by the law of the land.<a name="FNanchor_439" id="FNanchor_439" href="#Footnote_439" class="fnanchor">[439]</a></p> + +<p><b>40.</b> We will sell to no man, we will not deny to any man, +either justice or right.<a name="FNanchor_440" id="FNanchor_440" href="#Footnote_440" class="fnanchor">[440]</a></p> + +<p><b>41.</b> All merchants shall have safe and secure conduct to go +out of, and to come into, England, and to stay there and to pass +as well by land as by water, for buying and selling by the ancient +and allowed customs, without any unjust tolls, except in time +<span class="sidebar">Freedom of +commercial +intercourse</span> +of war, or when they are of any nation at war +with us. And if there be found any such in our +land, in the beginning of the war, they shall be +detained, without damage to their bodies or goods, until it be +known to us, or to our chief justiciary, how our merchants be +<span class="pagenum"><a name="Page_309" id="Page_309">309</a></span> +treated in the nation at war with us; and if ours be safe there, +the others shall be safe in our dominions.<a name="FNanchor_441" id="FNanchor_441" href="#Footnote_441" class="fnanchor">[441]</a></p> + +<p><b>42.</b> It shall be lawful, for the time to come, for any one to go +out of our kingdom and return safely and securely by land or +by water, saving his allegiance to us (unless in time of war, by +some short space, for the common benefit of the realm), except +prisoners and outlaws, according to the law of the land, and +people in war with us, and merchants who shall be treated as is +above mentioned.<a name="FNanchor_442" id="FNanchor_442" href="#Footnote_442" class="fnanchor">[442]</a></p> + +<p><b>51.</b> As soon as peace is restored, we will send out of the kingdom +all foreign knights, cross-bowmen, and stipendiaries, who +are come with horses and arms to the molestation of our people.<a name="FNanchor_443" id="FNanchor_443" href="#Footnote_443" class="fnanchor">[443]</a></p> + +<p><b>60.</b> All the aforesaid customs and liberties, which we have +granted to be holden in our kingdom, as much as it belongs to +us, all people of our kingdom, as well clergy as laity, shall observe, +as far as they are concerned, towards their dependents.<a name="FNanchor_444" id="FNanchor_444" href="#Footnote_444" class="fnanchor">[444]</a></p> + +<p><b>61.</b> And whereas, for the honor of God and the amendment +of our kingdom, and for the better quieting the discord that +<span class="sidebar">How the charter +was to be +enforced</span> +has arisen between us and our barons, we have +granted all these things aforesaid. Willing to +render them firm and lasting, we do give and grant +our subjects the underwritten security, namely, that the barons +<span class="pagenum"><a name="Page_310" id="Page_310">310</a></span> +may choose five and twenty barons of the kingdom, whom they +think convenient, who shall take care, with all their might, to +hold and observe, and cause to be observed, the peace and liberties +we have granted them, and by this our present Charter confirmed....<a name="FNanchor_445" id="FNanchor_445" href="#Footnote_445" class="fnanchor">[445]</a></p> + +<p><b>63.</b> ... It is also sworn, as well on our part as on the +part of the barons, that all the things aforesaid shall be observed +in good faith, and without evil duplicity. Given under our hand, +in the presence of the witnesses above named, and many others, +in the meadow called Runnymede, between Windsor and Staines, +the 15th day of June, in the 17th year of our reign.</p> +<p><span class="pagenum"><a name="Page_311" id="Page_311">311</a></span></p> + +<h3>CHAPTER XIX.<br /> +THE REIGN OF SAINT LOUIS</h3> + +<div class="intro"> +<h4>56. The Character and Deeds of the King as Described by Joinville</h4> + +<p>Louis IX., or St. Louis, as he is commonly called, was the eldest son +of Louis VIII. and a grandson of Philip Augustus. He was born in 1214 +and upon the death of his father in 1226 he succeeded to the throne of +France while yet but a boy of twelve. The recent reign of Philip Augustus +(1180-1223) had been a period marked by a great increase in +the royal power and by a corresponding lessening of the independent +authority of the feudal magnates. The accession of a boy-king was +therefore hailed by the discontented nobles as an opportunity to recover +something at least of their lost privileges. It would doubtless have been +such but for the vigilance, ability, and masculine aggressiveness of the +young king's mother, Blanche of Castile. Aided by the clergy and the +loyal party among the nobles, she, in the capacity of regent, successfully +defended her son's interests against a succession of plots and uprisings, +with the result that when Louis gradually assumed control of affairs in +his own name, about 1236, the realm was in good order and the dangers +which once had been so threatening had all but disappeared. The king's +education and moral training had been well attended to, and he arrived +at manhood with an equipment quite unusual among princes of his day. +His reign extended to 1270 and became in some respects the most notable +in all French history. In fact, whether viewed from the standpoint of +his personal character or his practical achievements, St. Louis is +generally admitted to have been one of the most remarkable sovereigns +of mediæval Europe. He was famous throughout Christendom for his +piety, justice, wisdom, and ability, being recognized as at once a devoted +monk, a brave knight, and a capable king. In him were blended two +qualities—vigorous activity and proneness to austere meditation—rarely +combined in such measure in one person. His character may +<span class="pagenum"><a name="Page_312" id="Page_312">312</a></span> +be summed up by saying that he had all the virtues of his age and few +of its vices. No less cynical a critic than Voltaire has declared that he +went as far in goodness as it is possible for a man to go.</p> + +<p>Saint Louis being thus so interesting a character in himself, it is very +fortunate that we have an excellent contemporary biography of him, +from the hand of a friend and companion who knew him well. Sire de +Joinville's <i>Histoire de Saint Louis</i> is a classic of French literature and +in most respects the best piece of biographical writing that has come +down to us from the Middle Ages. Joinville, or more properly John, +lord of Joinville, was born in Champagne, in northern France, probably +in 1225. His family was one of the most distinguished in Champagne +and he himself had all the advantages that could come from being +brought up at the refined court of the count of this favored district. In +1248, when St. Louis set out on his first crusading expedition, Joinville, +only recently become of age, took the cross and became a follower +of the king, joining him in Cyprus and there first definitely entering +his service. During the next six years the two were inseparable companions, +and even after Joinville, in 1254, retired from the king's service +in order to manage his estates in Champagne he long continued to make +frequent visits of a social character to the court.</p> + +<p>Joinville's memoirs of St. Louis were completed about 1309—probably +nine years before the death of the author—and they were first +published soon after the death of Philip the Fair in 1314. They constitute +by far the most important source of information on the history of +France in the middle portion of the thirteenth century. Joinville had +the great advantage of intimate acquaintance and long association with +King Louis and, what is equally important, he seems to have tried to +write in a spirit of perfect fairness and justice. He was an ardent +admirer of Louis, but his biography did not fall into the tempting channel +of mere fulsome and indiscriminate praise. Moreover, the work is a +biography of the only really satisfactory type; it is not taken up with a +bare recital of events in the life of the individual under consideration, +but it has a broad background drawn from the general historical movements +and conditions of the time. Its most obvious defects arise from +the fact that it comprises largely the reminiscences of an old man, which +are never likely to be entirely accurate or well-balanced. In his dedication +of the treatise to Louis, eldest son of Philip IV., the author relates +<span class="pagenum"><a name="Page_313" id="Page_313">313</a></span> +that it had been written at the urgent solicitation of the deceased king's +widow.</p> + +<p>The biography in print makes a good-sized volume and it is possible, +of course, to reproduce here but a few significant passages from it. +But these are perhaps sufficient to show what sort of man the saint-king +really was, and it is just this insight into the character of the +men of the Middle Ages that is most worth getting—and the hardest +thing, as a rule, to get. Incidentally, the extract throws some light +on the methods of warfare employed by the crusaders and the Turks.</p> +</div> + +<p class="source">Source—Jean, Sire de Joinville, <i>Histoire de Saint Louis</i>. Text edited by +M. Joseph Noël (Natalis de Wailly) and published by the Société +de l'Histoire de France (Paris, 1868). Translated by James +Hutton under title of <i>Saint Louis, King of France</i> (London, 1868), +<i>passim</i>.</p> + +<p>As I have heard him say, he [Saint Louis] was born on the day +of St. Mark the Evangelist,<a name="FNanchor_446" id="FNanchor_446" href="#Footnote_446" class="fnanchor">[446]</a> shortly after Easter. On that day +<span class="sidebar">The king's +birth</span> +the cross is carried in procession in many places, +and in France they are called black crosses. It +was therefore a sort of prophecy of the great numbers of people +who perished in those two crusades, i.e., in that to Egypt, and in +that other, in the course of which he died at Carthage;<a name="FNanchor_447" id="FNanchor_447" href="#Footnote_447" class="fnanchor">[447]</a> for many +great sorrows were there on that account in this world, and many +great joys are there now in Paradise on the part of those who in +those two pilgrimages died true crusaders.</p> + +<p>God, in whom he put his trust, preserved him ever from his +infancy to the very last; and especially in his infancy did He +preserve him when he stood in need of help, as you will presently +<span class="sidebar">His early +training</span> +hear. As for his soul, God preserved it through +the pious instructions of his mother, who taught +him to believe in God and to love Him, and placed about him +<span class="pagenum"><a name="Page_314" id="Page_314">314</a></span> +none but ministers of religion. And she made him, while he was +yet a child, attend to all his prayers and listen to the sermons +on saints' days. He remembered that his mother used sometimes +to tell him that she would rather he were dead than that +he should commit a deadly sin.</p> + +<p>Sore need of God's help had he in his youth, for his mother, +who came out of Spain, had neither relatives nor friends in all +the realm of France. And because the barons of France saw that +the king was an infant, and the queen, his mother, a foreigner, +they made the count of Boulogne, the king's uncle, their chief, +and looked up to him as their lord.<a name="FNanchor_448" id="FNanchor_448" href="#Footnote_448" class="fnanchor">[448]</a> After the king was crowned, +<span class="sidebar">Difficulties at +the beginning +of his reign</span> +some of the barons asked of the queen to bestow +upon them large domains; and because she would +do nothing of the kind all the barons assembled +at Corbei.<a name="FNanchor_449" id="FNanchor_449" href="#Footnote_449" class="fnanchor">[449]</a> And the sainted king related to me how neither +he nor his mother, who were at Montlhéri,<a name="FNanchor_450" id="FNanchor_450" href="#Footnote_450" class="fnanchor">[450]</a> dared to return to +Paris, until the citizens of Paris came, with arms in their hands, +to escort them. He told me, too, that from Montlhéri to Paris +the road was filled with people, some with and some without +weapons, and that all cried unto our Lord to give him a long +and happy life, and to defend and preserve him from his +enemies....</p> + +<p>After these things it chanced, as it pleased God, that great +illness fell upon the king at Paris, by which he was brought to +such extremity that one of the women who watched by his side +wanted to draw the sheet over his face, saying that he was dead; +but another woman, who was on the other side of the bed, +would not suffer it, for the soul, she said, had not yet left the +<span class="sidebar">Louis takes +the cross</span> +body. While he was listening to the dispute between +these two, our Lord wrought upon him and +quickly sent him health; for before that he was dumb, and could +<span class="pagenum"><a name="Page_315" id="Page_315">315</a></span> +not speak. He demanded that the cross should be given to +him, and it was done. When the queen, his mother, heard that +he had recovered his speech, she exhibited as much joy as could +be; but when she was told by himself that he had taken the cross, +she displayed as much grief as if she had seen him dead.</p> + +<p>After the king put on the cross, Robert, count of Artois, +Alphonse, count of Poitiers, Charles, count of Anjou, who was +afterwards king of Sicily—all three brothers of the king—also +took the cross; as likewise did Hugh, duke of Burgundy, William, +count of Flanders (brother to Count Guy of Flanders, the last +who died), the good Hugh, count of Saint Pol, and Monseigneur +<span class="sidebar">Prominent +Frenchmen +who followed +his example</span> + +Walter, his nephew, who bore himself right manfully +beyond seas, and would have been of great +worth had he lived. There was also the count of +La Marche, and Monseigneur Hugh le Brun, his son; the count +of Sarrebourg, and Monseigneur d'Apremont, his brother, in +whose company I myself, John, Seigneur de Joinville, crossed +the sea in a ship we chartered, because we were cousins; and we +crossed over in all twenty knights, nine of whom followed the +count of Sarrebourg, and nine were with me....</p> + +<p>The king summoned his barons to Paris, and made them +swear to keep faith and loyalty towards his children if anything +happened to himself on the voyage. He asked the same of me, +but I refused to take any oath, because I was not his vassal....</p> + +<p>In the month of August we went on board our ships at the +Rock of Marseilles. The day we embarked the door of the vessel +<span class="sidebar">Embarking on +the Mediterranean</span> +was opened, and the horses that we were to take +with us were led inside. Then they fastened the +door and closed it up tightly, as when one sinks a +cask, because when the ship is at sea the whole of the door is +under water. When the horses were in, our sailing-master +called out to his mariners who were at the prow: "Are you all +ready?" And they replied: "Sir, let the clerks and priests come +<span class="pagenum"><a name="Page_316" id="Page_316">316</a></span> +forward." As soon as they had come nigh, he shouted to them; +"Chant, in God's name!" And they with one voice chanted, +"<i>Veni, Creator Spiritus.</i>" Then the master called out to his men: +"Set sail, in God's name!" And they did so. And in a little +time the wind struck the sails and carried us out of sight of +land, so that we saw nothing but sea and sky; and every day +the wind bore us farther away from the land where we were born. +And thereby I show you how foolhardy he must be who would +venture to put himself in such peril with other people's property +in his possession, or while in deadly sin; for when you fall asleep +at night you know not but that ere the morning you may be +at the bottom of the sea.</p> + +<p>When we reached Cyprus, the king was already there, and we +found an immense supply of stores for him, i.e., wine-stores and +granaries. The king's wine-stores consisted of great piles of casks +of wine, which his people had purchased two years before the +king's arrival and placed in an open field near the seashore. +<span class="sidebar">Preparations +made in Cyprus</span> +They had piled them one upon the other, so that +when seen from the front they looked like a +farmhouse. The wheat and barley had been +heaped up in the middle of the field, and at first sight looked like +hills; for the rain, which had long beaten upon the corn, had +caused it to sprout, so that nothing was seen but green herbage. +But when it was desired to transport it to Egypt, they broke off +the outer coating with the green herbage, and the wheat and barley +within were found as fresh as if they had only just been +threshed out.</p> + +<p>The king, as I have heard him say, would gladly have pushed +on to Egypt without stopping, had not his barons advised him +to wait for his army, which had not all arrived. While the king +was sojourning in Cyprus, the great Khan of Tartary<a name="FNanchor_451" id="FNanchor_451" href="#Footnote_451" class="fnanchor">[451]</a> sent +<span class="pagenum"><a name="Page_317" id="Page_317">317</a></span> +envoys to him, the bearers of very courteous messages. Among +other things, he told him that he was ready to aid him in conquering +the Holy Land and in delivering Jerusalem out of the +hands of the Saracens. The king received the messengers very +graciously, and sent some to the Khan, who were two years +absent before they could return. And with his messengers the +<span class="sidebar">An embassy +from the Khan</span> +king sent to the Khan a tent fashioned like a +chapel, which cost a large sum of money, for it +was made of fine rich scarlet cloth. And the king, in the hope of +drawing the Khan's people to our faith, caused to be embroidered +inside the chapel, pictures representing the Annunciation of +Our Lady, and other articles of faith. And he sent these things +to them by the hands of two friars, who spoke the Saracen +language, to teach and point out to them what they ought to +believe....</p> + +<p>As soon as March came round, the king, and, by his command, +the barons and other pilgrims, gave orders that the ships should +be laden with wine and provisions, to be ready to sail when the +king should give the signal. It happened that when everything +was ready, the king and queen withdrew on board their ship on +<span class="sidebar">The departure +from Cyprus</span> +the Friday before Whitsunday, and the king desired +his barons to follow in his wake straight +towards Egypt. On Saturday<a name="FNanchor_452" id="FNanchor_452" href="#Footnote_452" class="fnanchor">[452]</a> the king set sail, and all +the other vessels at the same time, which was a fine sight to +behold, for it seemed as if the whole sea, as far as the eye could +<span class="pagenum"><a name="Page_318" id="Page_318">318</a></span> +reach, was covered with sails, and the number of ships, great and +small, was reckoned at 1,800....<a name="FNanchor_453" id="FNanchor_453" href="#Footnote_453" class="fnanchor">[453]</a></p> + +<p>Upon the arrival of the count of Poitiers, the king summoned +all the barons of the army to decide in what direction he should +march, whether towards Alexandria, or towards Babylon.<a name="FNanchor_454" id="FNanchor_454" href="#Footnote_454" class="fnanchor">[454]</a> +It resulted that the good Count Peter of Brittany, and most of +the barons of the army, were of the opinion that the king should +lay siege to Alexandria, because that city is possessed of a good +<span class="sidebar">Decision +to proceed +against Cairo</span> +port where the vessels could lie that should bring +provisions for the army. To this the count of Artois +was opposed. He said that he could not advise +going anywhere except to Babylon, because that was the +chief town in all the realm of Egypt; he added, that whosoever +wished to kill a serpent outright should crush its head. The +king set aside the advice of his barons, and held to that of his +brother.</p> + +<p>At the beginning of Advent, the king set out with his army to +march against Babylon, as the count of Artois had counseled +him. Not far from Damietta we came upon a stream of water +which issued from the great river [Nile], and it was resolved +that the army should halt for a day to dam up this branch, so +that it might be crossed. The thing was done easily enough, +for the arm was dammed up close to the great river. At the +passage of this stream the sultan sent 500 of his knights, the +best mounted in his whole army, to harass the king's troops, +and retard our march.</p> + +<p>On St. Nicholas's day<a name="FNanchor_455" id="FNanchor_455" href="#Footnote_455" class="fnanchor">[455]</a> the king gave the order to march +and forbade that any one should be so bold as to sally out upon +the Saracens who were before us. So it chanced that when the +<span class="pagenum"><a name="Page_319" id="Page_319">319</a></span> +army was in motion to resume the march and the Turks saw +that no one would sally out against them, and learned from their +spies that the king had forbidden it, they became emboldened +<span class="sidebar">A skirmish between +the Saracens +and the +Templars</span> +and attacked the Templars,<a name="FNanchor_456" id="FNanchor_456" href="#Footnote_456" class="fnanchor">[456]</a> who formed the +advance-guard. And one of the Turks hurled to +the ground one of the knights of the Temple, +right before the feet of the horse of Reginald de Bichiers, who +was at that time Marshal of the Temple. When the latter saw +this, he shouted to the other brethren: "Have at them, in God's +name! I cannot suffer any more of this." He dashed in his +spurs, and all the army did likewise. Our people's horses were +fresh, while those of the Turks were already worn out. Whence +it happened, as I have heard, that not a Turk escaped, but +all perished, several of them having plunged into the river, +where they were drowned....<a name="FNanchor_457" id="FNanchor_457" href="#Footnote_457" class="fnanchor">[457]</a></p> + +<p>One evening when we were on duty near the cat castles, they +brought against us an engine called <i>pierrière</i>,<a name="FNanchor_458" id="FNanchor_458" href="#Footnote_458" class="fnanchor">[458]</a> which they had +never done before, and they placed Greek fire<a name="FNanchor_459" id="FNanchor_459" href="#Footnote_459" class="fnanchor">[459]</a> in the sling of +the engine. When Monseigneur Walter de Cureil, the good +<span class="pagenum"><a name="Page_320" id="Page_320">320</a></span> +knight, who was with me, saw that, he said to us: "Sirs, we are +in the greatest peril we have yet been in; for if they set fire to +our towers, and we remain here, we are dead men, and if we +leave our posts which have been intrusted to us, we are put to +shame; and no one can rescue us from this peril save God. It is +therefore my opinion and my advice to you that each time they +discharge the fire at us we should throw ourselves upon our +elbows and knees, and pray our Lord to bring us out of this +danger."</p> + +<p>As soon as they fired we threw ourselves upon our elbows and +knees, as he had counseled us. The first shot they fired came +between our two cat castles, and fell in front of us on the open +place which the army had made for the purpose of damming the +river. Our men whose duty it was to extinguish fires were all +ready for it; and because the Saracens could not aim at them +on account of the two wings of the sheds which the king had +erected there, they fired straight up towards the clouds, so that +<span class="sidebar">The Saracens +make use of +Greek fire</span> +their darts came down from above upon the men. +The nature of the Greek fire was in this wise, that +it rushed forward as large around as a cask of +verjuice,<a name="FNanchor_460" id="FNanchor_460" href="#Footnote_460" class="fnanchor">[460]</a> and the tail of the fire which issued from it was as big +as a large-sized spear. It made such a noise in coming that it +seemed as if it were a thunderbolt from heaven and looked like a +dragon flying through the air. It cast such a brilliant light that +in the camp they could see as clearly as if it were daytime, because +of the light diffused by such a bulk of fire. Three times +that night they discharged the Greek fire at us, and four times +they sent it from the fixed cross-bows. Each time that Our +sainted king heard that they had discharged the Greek fire at +us, he dressed himself on his bed and stretched out his hands +towards our Lord, and prayed with tears: "Fair Sire God, +preserve me my people!" And I verily believe that his prayers +stood us in good stead in our hour of need. That evening, every +<span class="pagenum"><a name="Page_321" id="Page_321">321</a></span> +time the fire fell, he sent one of his chamberlains to inquire in +what state we were and if the fire had done us any damage. +One time when they threw it, it fell close to the cat castle which +Monseigneur de Courtenay's people were guarding, and struck +on the river-bank. Then a knight named Aubigoiz called to +me and said: "Sir, if you do not help us we are all burnt, for +the Saracens have discharged so many of their darts dipped in +Greek fire that there is of them, as it were, a great blazing +hedge coming towards our tower."</p> + +<p>We ran forward and hastened thither and found that he spoke +the truth. We extinguished the fire, but before we had done +so the Saracens covered us with the darts they discharged from +the other side of the river.</p> + +<p>The king's brothers mounted guard on the roof of the cat +castles to fire bolts from cross-bows against the Saracens, and +which fell into their camp. The king had commanded that when +the king of Sicily<a name="FNanchor_461" id="FNanchor_461" href="#Footnote_461" class="fnanchor">[461]</a> mounted guard in the daytime at the cat +castles, we were to do so at night. One day when the king of +Sicily was keeping watch, which we should have to do at night, we +were in much trouble of mind because the Saracens had shattered +<span class="sidebar">Progress of +the conflict</span> +our cat castles. The Saracens brought out the +<i>pierrière</i> in the daytime, which they had hitherto +done only at night, and discharged the Greek fire at our towers. +They had advanced their engines so near to the causeway +which the army had constructed to dam the river that no one +dared to go to the towers, because of the huge stones which +the engines flung upon the road. The consequence was that +our two towers were burned, and the king of Sicily was so enraged +about it that he came near flinging himself into the fire to +extinguish it. But if he were wrathful, I and my knights, for +our part, gave thanks to God; for if we had mounted guard at +night, we should all have been burned....<a name="FNanchor_462" id="FNanchor_462" href="#Footnote_462" class="fnanchor">[462]</a></p> + +<p> +<span class="pagenum"><a name="Page_322" id="Page_322">322</a></span></p> + +<p>It came to pass that the sainted king labored so much that +the king of England, his wife, and children, came to France +to treat with him about peace between him and them. The +members of his council were strongly opposed to this peace, and +said to him:</p> + +<p>"Sire, we greatly marvel that it should be your pleasure to yield +to the king of England such a large portion of your land, which +<span class="sidebar">The treaty +of Paris, 1259</span> +you and your predecessors have won from him, and +obtained through forfeiture. It seems to us that if +you believe you have no right to it, you do not make fitting restitution +to the king of England unless you restore to him all the conquests +which you and your predecessors have made; but if you +believe that you have a right to it, it seems to us that you are +throwing away all that you yield to him."</p> + +<p>To this the sainted king replied after this fashion: "Sirs, I am +certain that the king of England's predecessors lost most justly +the conquests I hold; and the land which I give up to him I do +not give because I am bound either towards himself or his heirs, +but to create love between his children and mine, who are first +cousins. And it seems to me that I am making a good use of +what I give to him, because before he was not my vassal, but +now he has to render homage to me."...<a name="FNanchor_463" id="FNanchor_463" href="#Footnote_463" class="fnanchor">[463]</a></p> + +<p> +<span class="pagenum"><a name="Page_323" id="Page_323">323</a></span></p> + +<p>After the king's return from beyond sea, he lived so devoutly +that he never afterwards wore furs of different colors, nor minnever,<a name="FNanchor_464" id="FNanchor_464" href="#Footnote_464" class="fnanchor">[464]</a> +nor scarlet cloth, nor gilt stirrups or spurs. His dress +was of camlet<a name="FNanchor_465" id="FNanchor_465" href="#Footnote_465" class="fnanchor">[465]</a> and of a dark blue cloth; the linings of his coverlets +and garments were of doeskin or hare-legs.</p> + +<p>When rich men's minstrels entered the hall after the repast, +bringing with them their viols, he waited to hear grace until the +<span class="sidebar">The king's +personal +traits</span> +minstrel had finished his chant; then he rose and +the priests who said grace stood before him. When +we were at his court in a private way,<a name="FNanchor_466" id="FNanchor_466" href="#Footnote_466" class="fnanchor">[466]</a> he used to +sit at the foot of his bed, and when the Franciscans and Dominicans<a name="FNanchor_467" id="FNanchor_467" href="#Footnote_467" class="fnanchor">[467]</a> +who were there spoke of a book that would give him pleasure, +he would say to them: "You shall not read to me, for, after +eating, there is no book so pleasant as <i>quolibets</i>,"—that is, that +every one should say what he likes. When men of quality dined +with him, he made himself agreeable to them....</p> + +<p>Many a time it happened that in the summer he would go +and sit down in the wood at Vincennes,<a name="FNanchor_468" id="FNanchor_468" href="#Footnote_468" class="fnanchor">[468]</a> with his back to an oak, +and make us take our seats around him. And all those who had +complaints to make came to him, without hindrance from ushers +or other folk. Then he asked them with his own lips: "Is there +any one here who has a cause?"<a name="FNanchor_469" id="FNanchor_469" href="#Footnote_469" class="fnanchor">[469]</a> Those who had a cause stood +<span class="sidebar">His primitive +method of dispensing +justice</span> +up, when he would say to them: "Silence all, +and you shall be dispatched one after the other." +Then he would call Monseigneur de Fontaines, or +Monseigneur Geoffrey de Villette, and would say to one of +<span class="pagenum"><a name="Page_324" id="Page_324">324</a></span> +them: "Dispose of this case for me." When he saw anything to +amend in the words of those who spoke for others, he would correct +it with his own lips. Sometimes in summer I have seen him, +in order to administer justice to the people, come into the garden +of Paris dressed in a camlet coat, a surcoat of woollen stuff, +without sleeves, a mantle of black taffety around his neck, his +hair well combed and without coif, a hat with white peacock's +feathers on his head. Carpets were spread for us to sit down +upon around him, and all the people who had business to dispatch +stood about in front of him. Then he would have it +dispatched in the same manner as I have already described in +the wood of Vincennes.</p> + +<p> +<span class="pagenum"><a name="Page_325" id="Page_325">325</a></span></p> + +<h3>CHAPTER XX.<br /> +MUNICIPAL ORGANIZATION AND ACTIVITY</h3> + +<h4>57. Some Twelfth Century Town Charters</h4> + +<div class="intro"> +<p>In the times of the Carolingians the small and scattered towns and +villages of western Europe, particularly of France, were inhabited +mainly by serfs and villeins, i.e., by a dependent rather than an independent +population. With scarcely an exception, these urban centers +belonged to the lords of the neighboring lands, who administered their +affairs through mayors, provosts, bailiffs, or other agents, collected from +them seigniorial dues as from the rural peasantry, and, in short, took +entire charge of matters of justice, finance, military obligations, and +industrial arrangements. There was no local self-government, nothing +in the way of municipal organization separate from the feudal régime, +and no important burgher class as distinguished from the agricultural +laborers. By the twelfth century a great transformation is apparent. +France has come to be dotted with strong and often largely independent +municipalities, and a powerful class of bourgeoisie, essentially anti-feudal +in character, has risen to play an increasing part in the nation's +political and economic life. In these new municipalities there is a larger +measure of freedom of person, security of property, and rights of self-government +than Europe had known since the days of Charlemagne, +perhaps even since the best period of the Roman Empire.</p> + +<p>The reason for this transformation—in other words, the origin of these +new municipal centers—has been variously explained. One theory is +that the municipal system of the Middle Ages was essentially a survival +of that which prevailed in western Europe under the fostering influence +of Rome. The best authorities now reject this view, for there is every +reason to believe that, speaking generally, the barbarian invasions and +feudalism practically crushed out the municipal institutions of the Empire. +Another theory ascribes the origin of mediæval municipal government +<span class="pagenum"><a name="Page_326" id="Page_326">326</a></span> +to the merchant and craft guilds, particularly the former; but +there is little evidence to support the view. Undeniably the guild was +an important factor in drawing groups of burghers together and forming +centers of combination against local lords, but it was at best only one +of several forces tending to the growth of municipal life. Other factors +of larger importance were the military and the commercial. On the one +hand, the need of protection led people to flock to fortified places—castles +or monasteries—and settle in the neighborhood; on the other, +the growth of commerce and industry, especially after the eleventh +century, caused strategic places like the intersection of great highways +and rivers to become seats of permanent and growing population. The +towns which thus sprang up in response to new conditions and necessities +in time took on a political as well as a commercial and industrial character, +principally through the obtaining of charters from the neighboring +lords, defining the measure of independence to be enjoyed and the respective +rights of lord and town. Charters of the sort were usually +granted by the lord, not merely because requested by the burghers, +but because they were paid for and constituted a valuable source of +revenue. Not infrequently, however, a charter was wrested from an +unwilling lord through open warfare. It was in the first half of the +twelfth century that town charters became common. As a rule they +were obtained by the larger towns (it should be borne in mind that a +population of 10,000 was large in the twelfth century), but not necessarily +so, for many villages of two or three hundred people secured them +also.</p> + +<p>The two great classes of towns were the <i>villes libres</i> (free towns) +and the <i>villes franches</i>, or <i>villes de bourgeoisie</i> (franchise, or chartered, +towns). The free towns enjoyed a large measure of independence. +In relation to their lords they occupied essentially the position of vassals, +with the legislative, financial, and judicial privileges which by the +twelfth century all great vassals had come to have. The burghers +elected their own officers, constituted their own courts, made their own +laws, levied taxes, and even waged war. The leading types of free cities +were the communes of northern France (governed by a provost and one +or more councils, often essentially oligarchical) and the consulates of +southern France and northern Italy (distinguished from the communes +by the fact that the executive was made up of "consuls," and by the +<span class="pagenum"><a name="Page_327" id="Page_327">327</a></span> +greater participation of the local nobility in town affairs). A typical +free town of the commune type, was Laon, in the region of northern +Champagne. In 1109 the bishop of Laon, who was lord of the city, +consented to the establishment of a communal government. Three +years later he sought to abolish it, with the result that an insurrection +was stirred up in which he lost his life. King Louis VI. intervened and +the citizens were obliged to submit to the authority of the new bishop, +though in 1328 fear of another uprising led this official to renew the old +grant. The act was ratified by Louis VI. in the text (a) given below.</p> + +<p>The other great class of towns—the franchise towns—differed from +the free towns in having a much more limited measure of political and +economic independence. They received grants of privileges, or "franchises," +from their lord, especially in the way of restrictions of rights of +the latter over the persons and property of the inhabitants, but they +remained politically subject to the lord and their government was partly +or wholly under his control. Their charters set a limit to the lord's +arbitrary authority, emancipated such inhabitants as were not already +free, gave the citizens the right to move about and to alienate property, +substituted money payments for the corvée, and in general made old +regulations less burdensome; but as a rule no political rights were conferred. +Paris, Tours, Orleans, and other more important cities on the +royal domain belonged to this class. The town of Lorris, on the royal +domain a short distance east of Orleans, became the common model for +the type. Its charter, received from Louis VII. in 1155, is given in +the second selection (b) below.</p> +</div> + +<p class="source">Sources—(a) Text in Vilevault and Bréquigny, <i>Ordonnances des Rois de +France de la Troisième Race</i> ["Ordinances of the Kings of +France of the Third Dynasty"], Paris, 1769, Vol. XI., pp. 185-187.</p> + +<p class="source_add">(b) Text in Maurice Prou, <i>Les Coutumes de Lorris et leur Propagation +aux XII<sup>e</sup> et XIII<sup>e</sup> Siècles</i> ["The Customs of Lorris and +their Spread in the Twelfth and Thirteenth Centuries"], +Paris, 1884, pp. 129-141.</p> + +<p class="center">(a)</p> + +<p><b>1.</b> Let no one arrest any freeman or serf for any offense without +due process of law.<a name="FNanchor_470" id="FNanchor_470" href="#Footnote_470" class="fnanchor">[470]</a></p> + +<p> +<span class="pagenum"><a name="Page_328" id="Page_328">328</a></span></p> + +<p><b>2.</b> But if any one do injury to a clerk, soldier, or merchant, +native or foreign, provided he who does the injury belongs to the +<span class="sidebar">Provisions of +the charter of +Laon</span> +same city as the injured person, let him, summoned +after the fourth day, come for justice +before the mayor and jurats.<a name="FNanchor_471" id="FNanchor_471" href="#Footnote_471" class="fnanchor">[471]</a></p> + +<p><b>7.</b> If a thief is arrested, let him be brought to him on whose +land he has been arrested; but if justice is not done by the lord, +let it be done by the jurats.<a name="FNanchor_472" id="FNanchor_472" href="#Footnote_472" class="fnanchor">[472]</a></p> + +<p><b>12.</b> We entirely abolish mortmain.<a name="FNanchor_473" id="FNanchor_473" href="#Footnote_473" class="fnanchor">[473]</a></p> + +<p><b>18.</b> The customary tallages we have so reformed that every +man owing such tallages, at the time when they are due, must +pay four pence, and beyond that no more.<a name="FNanchor_474" id="FNanchor_474" href="#Footnote_474" class="fnanchor">[474]</a></p> + +<p><b>19.</b> Let men of the peace not be compelled to resort to courts +outside the city.<a name="FNanchor_475" id="FNanchor_475" href="#Footnote_475" class="fnanchor">[475]</a></p> + +<p class="center">(b)</p> + +<p><b>1.</b> Every one who has a house in the parish of Lorris shall +pay as <i>cens</i> sixpence only for his house, and for each acre of land +that he possesses in the parish.<a name="FNanchor_476" id="FNanchor_476" href="#Footnote_476" class="fnanchor">[476]</a></p> + +<p><b>2.</b> No inhabitant of the parish of Lorris shall be required to +pay a toll or any other tax on his provisions; and let him not +be made to pay any measurage fee on the grain which he has +raised by his own labor.<a name="FNanchor_477" id="FNanchor_477" href="#Footnote_477" class="fnanchor">[477]</a></p> + +<p> +<span class="pagenum"><a name="Page_329" id="Page_329">329</a></span></p> + +<p><b>3.</b> No burgher shall go on an expedition, on foot or on horseback, +from which he cannot return the same day to his home if +he desires.<a name="FNanchor_478" id="FNanchor_478" href="#Footnote_478" class="fnanchor">[478]</a></p> + +<p><b>4.</b> No burgher shall pay toll on the road to Étampes, to +Orleans, to Milly (which is in the Gâtinais), or to Melun.<a name="FNanchor_479" id="FNanchor_479" href="#Footnote_479" class="fnanchor">[479]</a></p> + +<p><b>5.</b> No one who has property in the parish of Lorris shall forfeit it +<span class="sidebar">The charter +of Lorris</span> +for any offense whatsoever, unless the offense shall +have been committed against us or any of our <i>hôtes</i>.<a name="FNanchor_480" id="FNanchor_480" href="#Footnote_480" class="fnanchor">[480]</a></p> + +<p><b>6.</b> No person while on his way to the fairs and markets of +Lorris, or returning, shall be arrested or disturbed, unless he +shall have committed an offense on the same day.<a name="FNanchor_481" id="FNanchor_481" href="#Footnote_481" class="fnanchor">[481]</a></p> + +<p><b>9.</b> No one, neither we nor any other, shall exact from the +burghers of Lorris any tallage, tax, or subsidy.<a name="FNanchor_482" id="FNanchor_482" href="#Footnote_482" class="fnanchor">[482]</a></p> + +<p><b>12.</b> If a man shall have had a quarrel with another, but without +breaking into a fortified house, and if the parties shall have +reached an agreement without bringing a suit before the provost, +no fine shall be due to us or our provost on account of the affair.<a name="FNanchor_483" id="FNanchor_483" href="#Footnote_483" class="fnanchor">[483]</a></p> + +<p> +<span class="pagenum"><a name="Page_330" id="Page_330">330</a></span></p> + +<p><b>15.</b> No inhabitant of Lorris is to render us the obligation of +<i>corvée</i>, except twice a year, when our wine is to be carried to +Orleans, and not elsewhere.<a name="FNanchor_484" id="FNanchor_484" href="#Footnote_484" class="fnanchor">[484]</a></p> + +<p><b>16.</b> No one shall be detained in prison if he can furnish surety +that he will present himself for judgment.</p> + +<p><b>17.</b> Any burgher who wishes to sell his property shall have +the privilege of doing so; and, having received the price of the +sale, he shall have the right to go from the town freely and without +molestation, if he so desires, unless he has committed some +offense in it.</p> + +<p><b>18.</b> Any one who shall dwell a year and a day in the parish of +Lorris, without any claim having pursued him there, and without +having refused to lay his case before us or our provost, shall +abide there freely and without molestation.<a name="FNanchor_485" id="FNanchor_485" href="#Footnote_485" class="fnanchor">[485]</a></p> + +<p><b>35.</b> We ordain that every time there shall be a change of +provosts in the town the new provost shall take an oath faithfully +to observe these regulations; and the same thing shall be +done by new sergeants<a name="FNanchor_486" id="FNanchor_486" href="#Footnote_486" class="fnanchor">[486]</a> every time that they are installed.</p> + +<h4>58. The Colonization of Eastern Germany</h4> + +<div class="intro"> +<p>In the time of Charlemagne the Elbe River marked a pretty clear +boundary between the Slavic population to the east and the Germanic +to the west. There were many Slavs west of the Elbe, but no Germans +east of it. There had been a time when Germans occupied large portions +<span class="pagenum"><a name="Page_331" id="Page_331">331</a></span> +of eastern Europe, but for one reason or another they gradually became +concentrated toward the west, while Slavic peoples pushed in to fill the +vacated territory. Under Charlemagne and his successors we can discern +the earlier stages of a movement of reaction which has gone on in +later times until the political map of all north central Europe has been +remodeled. During the ninth, tenth, and eleventh centuries large portions +of the "sphere of influence" (to use a modern phrase) which +Charlemagne had created eastward from the Elbe were converted into +German principalities and dependencies. German colonists pushed +down the Danube, well toward the Black Sea, along the Baltic, past the +Oder and toward the Vistula, and up the Oder into the heart of modern +Poland. The Slavic population was slowly brought under subjection, +Christianized, and to a certain extent Germanized. In the tenth century +Henry I. (919-936) began a fresh forward movement against the Slavs, +or Wends, as the Germans called them. Magdeburg, on the Elbe, was +established as the chief base of operations. The work was kept up by +Henry's son, Otto I. (936-973), but under his grandson, Otto II. (973-983), +a large part of what had been gained was lost for a time through a +Slavic revolt called out by the Emperor's preoccupation with affairs in +Italy. Thereafter for a century the Slavs were allowed perforce to enjoy +their earlier independence, and upon more than one occasion they +were able to assume the aggressive against their would-be conquerors. +In 1066 the city of Hamburg, on the lower Elbe, was attacked and +almost totally destroyed. The imperial power was fast declining and the +Franconian sovereigns had little time left from their domestic conflicts +and quarrels with the papacy to carry on a contest on the east.</p> + +<p>The renewed advance which the Germans made against the Slavs in +the later eleventh and earlier twelfth centuries was due primarily to the +energy of the able princes of Saxony and to the pressure for colonization, +which increased in spite of small encouragement from any +except the local authorities. The document given below is a typical +charter of the period, authorizing the establishment of a colony of Germans +eastward from Hamburg, on the border of Brandenburg. It was +granted in 1106 by the bishop of Hamburg, who as lord of the region +in which the proposed settlement was to be made exercised the right +not merely of giving consent to the undertaking, but also of prescribing +the terms and conditions by which the colonists were to be bound. +<span class="pagenum"><a name="Page_332" id="Page_332">332</a></span> +As appears from the charter, the colony was expected to be a source +of profit to the bishop; and indeed it was financial considerations on the +part of lords, lay and spiritual, who had stretches of unoccupied land at +their disposal, almost as much as regard for safety in numbers and the +absolute dominance of Germanic peoples, that prompted these local +magnates of eastern Germany so ardently to promote the work of +colonization.</p> +</div> + +<p class="source">Source—Text in Wilhelm Altmann and Ernst Bernheim, <i>Ausgewählte +Urkunden zur Erlauterung der Verfassungsgeschichte Deutschlands +im Mittelalter</i> ["Select Documents Illustrative of the Constitutional +History of Germany in the Middle Ages"], 3rd ed., Berlin, +1904, pp. 159-160. Translated in Thatcher and McNeal, <i>A Source +Book for Mediæval History</i> (New York, 1905), pp. 572-573.</p> + +<p><b>1.</b> In the name of the holy and undivided Trinity. Frederick, +by the grace of God bishop of Hamburg, to all the faithful in +Christ, gives a perpetual benediction. We wish to make known +to all the agreement which certain people living this side of the +Rhine, who are called Hollanders,<a name="FNanchor_487" id="FNanchor_487" href="#Footnote_487" class="fnanchor">[487]</a> have made with us.</p> + +<p><b>2.</b> These men came to us and earnestly begged us to grant +them certain lands in our bishopric, which are uncultivated, +<span class="sidebar">The Hollanders +ask land +for a colony</span> +swampy, and useless to our people. We have +consulted our subjects about this and, feeling +that this would be profitable to us and to our +successors, have granted their request.</p> + +<p><b>3.</b> The agreement was made that they should pay us every +year one <i>denarius</i> for every hide of land. We have thought it +necessary to determine the dimensions of the hide, in order that +no quarrel may thereafter arise about it. The hide shall be +720 royal rods long and thirty royal rods wide. We also grant +them the streams which flow through this land.</p> + +<p><b>4.</b> They agreed to give the tithe according to our decree, that +is, every eleventh sheaf of grain, every tenth lamb, every tenth +pig, every tenth goat, every tenth goose, and a tenth of the +<span class="pagenum"><a name="Page_333" id="Page_333">333</a></span> +honey and of the flax. For every colt they shall pay a <i>denarius</i> +on St. Martin's day [Nov. 11], and for every calf an obol [penny].</p> + +<p><b>5.</b> They promised to obey me in all ecclesiastical matters, +<span class="sidebar">Obedience +promised to +the bishop of +Hamburg</span> +according to the decrees of the holy fathers, +the canonical law, and the practice in the diocese +of Utrecht.<a name="FNanchor_488" id="FNanchor_488" href="#Footnote_488" class="fnanchor">[488]</a></p> + +<p><b>6.</b> They agreed to pay every year two marks for every 100 +hides for the privilege of holding their own courts for the settlement +of all their differences about secular matters. They did +this because they feared they would suffer from the injustice of +<span class="sidebar">Judicial +immunity</span> +foreign judges.<a name="FNanchor_489" id="FNanchor_489" href="#Footnote_489" class="fnanchor">[489]</a> If they cannot settle the more +important cases, they shall refer them to the +bishop. And if they take the bishop with them for the purpose +of deciding one of their trials,<a name="FNanchor_490" id="FNanchor_490" href="#Footnote_490" class="fnanchor">[490]</a> they shall provide for his support +as long as he remains there by granting him one third of all the +fees arising from the trial; and they shall keep the other two +thirds.</p> + +<p><b>7.</b> We have given them permission to found churches wherever +they may wish on these lands. For the support of the +priests who shall serve God in these churches we grant a tithe +of our tithes from these parish churches. They promised that +the congregation of each of these churches should endow their +church with a hide for the support of their priest.<a name="FNanchor_491" id="FNanchor_491" href="#Footnote_491" class="fnanchor">[491]</a> The names +of the men who made this agreement with us are: Henry, the +priest, to whom we have granted the aforesaid churches for life; +and the others are laymen, Helikin, Arnold, Hiko, Fordalt, and +Referic. To them and to their heirs after them we have granted +the aforesaid land according to the secular laws and to the terms +of this agreement.</p> + +<p> +<span class="pagenum"><a name="Page_334" id="Page_334">334</a></span></p> + +<h4>59. The League of Rhenish Cities (1254)</h4> + +<div class="intro"> +<p>About the middle of the thirteenth century the central authority of +the Holy Roman Empire was for a time practically dissolved. Frederick +II., the last strong ruler of the Hohenstaufen dynasty, died in 1250, and +even he was so largely Italian in character and interests that he could +bring himself to give little attention to German affairs. During the +stormy period of the Interregnum (1254-1273) there was no universally +recognized emperor at all. Germany had reached an advanced stage of +political disintegration and it is scarcely conceivable that even a Henry +IV. or a Frederick Barbarossa could have made the imperial power much +more than a shadow and a name. But while the Empire was broken up +into scores of principalities, independent cities, and other political fragments, +its people were enjoying a vigorous and progressive life. The +period was one of great growth of industry in the towns, and especially +of commerce. The one serious disadvantage was the lack of a central +police authority to preserve order and insure the safety of person and +property. Warfare was all but ceaseless, robber-bands infested the +rivers and highways, and all manner of vexatious conditions were imposed +upon trade by the various local authorities. The natural result +was the formation of numerous leagues and confederacies for the suppression +of anarchy and the protection of trade and industry. The +greatest of these was the Hanseatic League, which came to comprise +one hundred and seventy-two cities, and the history of whose operations +runs through more than three centuries. An earlier organization, which +may be considered in a way a forerunner of the Hansa, was the Rhine +League, established in 1254. At this earlier date Conrad IV., son of +Frederick II., was fighting his half-brother Manfred for their common +Sicilian heritage; William of Holland, who claimed the imperial title, +was recognized in only a small territory and was quite powerless to affect +conditions of disorder outside; the other princes, great and small, were +generally engaged in private warfare; and the difficulties and dangers of +trade and industry were at their maximum. To establish a power +strong enough, and with the requisite disposition, to suppress the robbers +and pirates who were ruining commerce, the leading cities of the +Rhine valley—Mainz, Cologne, Worms, Speyer, Strassburg, Basel, +Trier, Metz, and others—entered into a "league of holy peace," to endure +<span class="pagenum"><a name="Page_335" id="Page_335">335</a></span> +for a period of ten years, dating from July 13, 1254. The more significant +terms of the compact are set forth in the selection below.</p> +</div> + +<p class="source">Source—Text in Wilhelm Altmann and Ernst Bernheim, <i>Ausgewählte +Urkunden zur Erlauterung der Verfassungsgeschichte Deutschlands +im Mittelalter</i> ["Select Documents Illustrative of the Constitutional +History of Germany in the Middle Ages"], 3rd ed., Berlin, +1904, pp. 251-254. Translated in Thatcher and McNeal, <i>A Source +Book for Mediæval History</i> (New York, 1905), pp. 606-609.</p> + +<p>In the name of the Lord, amen. In the year of our Lord 1254, +on the octave of St. Michael's day [a week after Sept. 29] we, +the cities of the upper and lower Rhine, leagued together for the +preservation of peace, met in the city of Worms. We held a +conference there and carefully discussed everything pertaining to +<span class="sidebar">The league +formed at +Worms</span> +a general peace. To the honor of God, and of the +holy mother Church, and of the holy Empire, +which is now governed by our lord, William, +king of the Romans,<a name="FNanchor_492" id="FNanchor_492" href="#Footnote_492" class="fnanchor">[492]</a> and to the common advantage of all, both +rich and poor alike, we made the following laws. They are for +the benefit of all, both poor and great, the secular clergy, monks, +laymen, and Jews. To secure these things, which are for the +public good, we will spare neither ourselves nor our possessions. +The princes and lords who take the oath are joined with us.</p> + +<p><b>1.</b> We decree that we will make no warlike expeditions, except +those that are absolutely necessary and determined on by the +wise counsel of the cities and communes. We will mutually +aid each other with all our strength in securing redress for our +grievances.</p> + +<p><b>2.</b> We decree that no member of the league, whether city +<span class="sidebar">No dealings +to be had with +enemies of the +league</span> +or lord, Christian or Jew, shall furnish food, +arms, or aid of any kind, to any one who opposes +us or the peace.</p> + +<p><b>3.</b> And no one in our cities shall give credit, or make a loan, +to them. +<span class="pagenum"><a name="Page_336" id="Page_336">336</a></span></p> + +<p><b>4.</b> No citizen of any of the cities in the league shall associate +with such, or give them counsel, aid, or support. If any one is +convicted of doing so, he shall be expelled from the city and +punished so severely in his property that he will be a warning +to others not to do such things.</p> + +<p><b>5.</b> If any knight, in trying to aid his lord who is at war with +us, attacks or molests us anywhere outside of the walled towns +of his lord, he is breaking the peace, and we will in some way +<span class="sidebar">A warning +to enemies</span> +inflict due punishment on him and his possessions, +no matter who he is. If he is caught in any of +the cities, he shall be held as a prisoner until he makes proper +satisfaction. We wish to be protectors of the peasants, and we +will protect them against all violence if they will observe the +peace with us. But if they make war on us, we will punish them, +and if we catch them in any of the cities, we will punish them +as malefactors.</p> + +<p><b>6.</b> We wish the cities to destroy all the ferries except those +in their immediate neighborhood, so that there shall be no +ferries except those near the cities which are in the league. +This is to be done in order that the enemies of the peace may be +deprived of all means of crossing the Rhine.</p> + +<p><b>7.</b> We decree that if any lord or knight aids us in promoting +the peace, we will do all we can to protect him. Whoever does +not swear to keep the peace with us, shall be excluded from the +general peace.</p> + +<p><b>10.</b> Above all, we wish to affirm that we desire to live in +mutual peace with the lords and all the people of the province, +and we desire that each should preserve all his rights.</p> + +<p><b>11.</b> Under threat of punishment we forbid any citizen to revile +the lords, although they may be our enemies. For although we +wish to punish them for the violence they have done us, yet before +making war on them we will first warn them to cease from +injuring us.</p> + +<p><b>12.</b> We decree that all correspondence about this matter with +<span class="pagenum"><a name="Page_337" id="Page_337">337</a></span> +the cities of the lower Rhine shall be conducted from Mainz, and +from Worms with the cities of the upper Rhine. From these +<span class="sidebar">Mainz and +Worms to be +the capitals +of the league</span> +two cities all our correspondence shall be carried +on and all who have done us injury shall be +warned. Those who have suffered injury shall +send their messengers at their own expense.</p> + +<p><b>13.</b> We also promise, both lords and cities, to send four +official representatives to whatever place a conference is to be +<span class="sidebar">The governing +body of the +league</span> +held, and they shall have full authority from +their cities to decide on all matters. They shall +report to their cities all the decisions of the meeting. +All who come with the representatives of the cities, or who +come to them while in session, shall have peace, and no judgment +shall be enforced against them.</p> + +<p><b>14.</b> No city shall receive non-residents, who are commonly +called "pfahlburgers," as citizens.<a name="FNanchor_493" id="FNanchor_493" href="#Footnote_493" class="fnanchor">[493]</a></p> + +<p><b>15.</b> We firmly declare that if any member of the league +breaks the peace, we will proceed against him at once as if he +were not a member, and compel him to make proper satisfaction.</p> + +<p><b>16.</b> We promise that we will faithfully keep each other informed +by letter about our enemies and all others who may be +able to do us damage, in order that we may take timely counsel +to protect ourselves against them.</p> + +<p><b>17.</b> We decree that no one shall violently enter the house of +monks or nuns, of whatever order they may be, or quarter themselves +upon them, or demand or extort food or any kind of +<span class="pagenum"><a name="Page_338" id="Page_338">338</a></span> +service from them, contrary to their will. If any one does this, +he shall be held as a violator of the peace.</p> + +<p><b>18.</b> We decree that each city shall try to persuade each of +its neighboring cities to swear to keep the peace. If they do not +<span class="sidebar">The league to +be enlarged</span> +do so, they shall be entirely cut off from the +peace, so that if any one does them an injury, +either in their persons or their property, he shall not thereby +break the peace.</p> + +<p><b>19.</b> We wish all members of the league, cities, lords, and all +others, to arm themselves properly and prepare for war, so that +whenever we call upon them we shall find them ready.</p> + +<p><b>20.</b> We decree that the cities between the Moselle and Basel +shall prepare 100 war boats, and the cities below the Moselle +<span class="sidebar">Military +preparations +of the league</span> +shall prepare 500, well equipped with bowmen, +and each city shall prepare herself as well as +she can and supply herself with arms for knights +and foot-soldiers.</p> +<p><span class="pagenum"><a name="Page_339" id="Page_339">339</a></span></p> + +<h3>CHAPTER XXI.<br /> +UNIVERSITIES AND STUDENT LIFE</h3> + +<p>The modern university is essentially a product of the Middle Ages. +The Greeks and Romans had provisions for higher education, but nothing +that can properly be termed universities, with faculties, courses of +study, examinations, and degrees. The word "universitas" in the +earlier mediæval period was applied indiscriminately to any group or +body of people, as a guild of artisans or an organization of the clergy, +and only very gradually did it come to be restricted to an association +of teachers and students—the so-called <i>universitas societas magistrorum +discipulorumque</i>. The origins of mediæval universities are, in most +cases, rather obscure. In the earlier Middle Ages the interests of +learning were generally in the keeping of the monks and the work of +education was carried on chiefly in monastic schools, where the subjects +of study were commonly the seven liberal arts inherited from Roman +days.<a name="FNanchor_494" id="FNanchor_494" href="#Footnote_494" class="fnanchor">[494]</a> By the twelfth century there was a relative decline of these +monastic schools, accompanied by a marked development of cathedral +schools in which not only the seven liberal arts but also new subjects +like law and theology were taught. The twelfth century renaissance +brought a notable revival of Roman law, medicine, astronomy, and +philosophy; by 1200 the whole of Aristotle's writings had become known; +and the general awakening produced immediate results in the larger +numbers of students who flocked to places like Paris and Bologna where +exceptional teachers were to be found.</p> + +<p>Out of these conditions grew the earliest of the universities. No +definite dates for the beginnings of Paris, Bologna, Oxford, etc., can +be assigned, but the twelfth and thirteenth centuries are to be considered +their great formative period. Bologna was specifically the creation of +the revived study of the Roman law and of the fame of the great law +teacher Irnerius. The university sprang from a series of organizations +<span class="pagenum"><a name="Page_340" id="Page_340">340</a></span> +effected first by the students and later by the masters, or teachers, and +modeled after the guilds of workmen. It became the pattern for most of +the later Italian and Spanish universities. Paris arose in a different +way. It grew directly out of the great cathedral school of Notre Dame +and, unlike Bologna, was an organization at the outset of masters rather +than of students. It was presided over by the chancellor, who had had +charge of education in the cathedral and who retained the exclusive +privilege of granting licenses to teach (the <i>licentia docendi</i>), or, in other +words, degrees.<a name="FNanchor_495" id="FNanchor_495" href="#Footnote_495" class="fnanchor">[495]</a> Rising to prominence in the twelfth century, especially +by virtue of the teaching of Abelard (1079-1142), Paris became in time +the greatest university of the Middle Ages, exerting profound influence +not only on learning, but also on the Church and even at times on political +affairs. The universities of the rest of France, as well as the German +universities and Oxford and Cambridge in England, were copied pretty +closely after Paris.</p> + +<h4>60. Privileges Granted to Students and Masters</h4> + +<div class="intro"> +<p>Throughout the Middle Ages numerous special favors were showered +upon the universities and their students by the Church. Patronage and +protection from the secular authorities were less to be depended on, +though the courts of kings were not infrequently the rendezvous of +scholars, and the greater seats of learning after the eleventh century +generally owed their prosperity, if not their origin, to the liberality of +monarchs such as Frederick Barbarossa or Philip Augustus. The +recognition of the universities by the temporal powers came as a rule +earlier than that by the Church. The edict of the Emperor Frederick I., +which comprises selection (a) below, was issued in 1158 and is not to +be considered as limited in its application to the students of any particular +university, though many writers have associated it solely with +<span class="pagenum"><a name="Page_341" id="Page_341">341</a></span> +the University of Bologna. That the statute was decreed at the solicitation +of the Bologna doctors of law admits of little doubt, but, as +Rashdall observes, it was "a general privilege conferred on the student +class throughout the Lombard kingdom."<a name="FNanchor_496" id="FNanchor_496" href="#Footnote_496" class="fnanchor">[496]</a> By some writers it is said +to have been the earliest formal grant of privileges for university students, +but this cannot be true as Salerno (notable chiefly for medical +studies) received such grants from Robert Guiscard and his son Roger +before the close of the eleventh century.</p> + +<p>Until the year 1200 the students of Paris enjoyed no privileges such +as those conferred upon the Italian institutions by Frederick. In that +year a tavern brawl occurred between some German students and +Parisian townspeople, in which five of the students lost their lives. +The provost of the city, instead of attempting to repress the disorder, +took sides against the students and encouraged the populace. Such +laxity stirred the king, Philip Augustus, to action. Fearing that the +students would decamp <i>en masse</i>, he hastened to comply with their +appeal for redress. The provost and his lieutenants were arrested +and a decree was issued [given, in part, in selection (b)] exempting +the scholars from the operation of the municipal law in criminal cases. +Pope Innocent III. at once confirmed the privileges and on his part +relaxed somewhat the vigilance of the Church. Such liberal measures, +however, did not insure permanent peace. In less than three decades +another conflict with the provost occurred which was so serious as to +result in a total suspension of the university's activities for more than +two years.</p> +</div> + +<p class="source">Sources—(a) Text in <i>Monumenta Germaniæ Historica, Leges</i> (Pertz ed.), +Vol. II., p. 114. Adapted from translation by Dana C. Munro +in <i>Univ. of Pa. Translations and Reprints</i>, Vol. II., No. 3, +pp. 2-4.</p> + +<p class="source_add">(b) Text in <i>Chartularium Universitatis Parisiensis</i> ["Cartulary of +the University of Paris"], No. 1., p. 59. Adapted from translation +in <i>Univ. of Pa. Translations and Reprints</i>, <i>ibid.</i>, pp. 4-7.</p> + +<p class="center">(a)</p> + +<p>After a careful consideration of this subject by the bishops, +abbots, dukes, counts, judges, and other nobles of our sacred +palace, we, from our piety, have granted this privilege to all +<span class="pagenum"><a name="Page_342" id="Page_342">342</a></span> +scholars who travel for the sake of study, and especially to the +professors of divine and sacred laws,<a name="FNanchor_497" id="FNanchor_497" href="#Footnote_497" class="fnanchor">[497]</a> namely, that they may +<span class="sidebar">Security +of travel and +residence for +scholars</span> +go in safety to the places in which the studies +are carried on, both they themselves and their +messengers, and may dwell there in security. +For we think it fitting that, during good behavior, those should +enjoy our praise and protection, by whose learning the world +is enlightened to the obedience of God and of us, his ministers, +and the life of the subject is molded; and by a special consideration +we defend them from all injuries.</p> + +<p>For who does not pity those who exile themselves through +love for learning, who wear themselves out in poverty in place +of riches, who expose their lives to all perils and often suffer +bodily injury from the vilest men? This must be endured with +vexation. Therefore, we declare by this general and perpetual +law, that in the future no one shall be so rash as to venture to +<span class="sidebar">Regulation +concerning +the collection +of debts</span> +inflict any injury on scholars, or to occasion any +loss to them on account of a debt owed by an +inhabitant of their province—a thing which we +have learned is sometimes done by an evil custom.<a name="FNanchor_498" id="FNanchor_498" href="#Footnote_498" class="fnanchor">[498]</a> And let it +be known to the violators of this constitution, and also to those +who shall at the time be the rulers of the places, that a fourfold +restitution of property shall be exacted from all and that, the +mark of infamy being affixed to them by the law itself, they +shall lose their office forever.</p> + +<p>Moreover, if any one shall presume to bring a suit against them +on account of any business, the choice in this matter shall be +<span class="sidebar">Judicial +privileges of +scholars</span> +given to the scholars, who may summon the +accusers to appear before their professors or the +bishop of the city, to whom we have given jurisdiction +in this matter.<a name="FNanchor_499" id="FNanchor_499" href="#Footnote_499" class="fnanchor">[499]</a> But if, indeed, the accuser shall attempt +<span class="pagenum"><a name="Page_343" id="Page_343">343</a></span> +to drag the scholar before another judge, even if his cause is a +very just one, he shall lose his suit for such an attempt.</p> + +<p class="center">(b)</p> + +<p>Concerning the safety of the students at Paris in the future, +by the advice of our subjects we have ordained as follows:</p> + +<p>We will cause all the citizens of Paris to swear that if any one +sees an injury done to any student by any layman,<a name="FNanchor_500" id="FNanchor_500" href="#Footnote_500" class="fnanchor">[500]</a> he will +testify truthfully to this, nor will any one withdraw in order not +to see [the act]. And if it shall happen that any one strikes a +student, except in self-defense, especially if he strikes the student +with a weapon, a club, or a stone, all laymen who see [the act] +<span class="sidebar">Protection +for scholars +against crimes +of violence</span> +shall in good faith seize the malefactor, or malefactors, +and deliver them to our judge; nor shall +they run away in order not to see the act, or +seize the malefactor, or testify to the truth. Also, whether the +malefactor is seized in open crime or not, we will make a legal +and full examination through clerks, or laymen, or certain lawful +persons; and our count and our judges shall do the same. And +if by a full examination we, or our judges, are able to learn that +he who is accused, is guilty of the crime, then we, or our judges, +shall immediately inflict a penalty, according to the quality and +nature of the crime; notwithstanding the fact that the criminal +may deny the deed and say that he is ready to defend himself +in single combat, or to purge himself by the ordeal by water.<a name="FNanchor_501" id="FNanchor_501" href="#Footnote_501" class="fnanchor">[501]</a></p> + +<p>Also, neither our provost nor our judges shall lay hands on a +student for any offense whatever; nor shall they place him in +<span class="pagenum"><a name="Page_344" id="Page_344">344</a></span> +our prison, unless such a crime has been committed by the +student, that he ought to be arrested. And in that case, our +judge shall arrest him on the spot, without striking him at all, +unless he resists, and shall hand him over to the ecclesiastical +judge,<a name="FNanchor_502" id="FNanchor_502" href="#Footnote_502" class="fnanchor">[502]</a> who ought to guard him in order to satisfy us and the +one suffering the injury. And if a serious crime has been committed, +our judge shall go or shall send to see what is done with +the student. If, indeed, the student does not resist arrest and +yet suffers any injury, we will exact satisfaction for it, according +<span class="sidebar">Scholars to be +tried and punished +under +ecclesiastical +authority</span> +to the aforesaid examination and the aforesaid +oath. Also our judges shall not lay hands +on the chattels of the students of Paris for any +crime whatever. But if it shall seem that these +ought to be sequestrated, they shall be sequestrated and guarded +after sequestration by the ecclesiastical judge, in order that +whatever is judged legal by the Church may be done with the +chattels.<a name="FNanchor_503" id="FNanchor_503" href="#Footnote_503" class="fnanchor">[503]</a> But if students are arrested by our count at such +an hour that the ecclesiastical judge cannot be found and be +present at once, our provost shall cause the culprits to be guarded +in some student's house without any ill-treatment, as is said +above, until they are delivered to the ecclesiastical judge.</p> + +<p>In order, moreover, that these [decrees] may be kept more +carefully and may be established forever by a fixed law, we have +decided that our present provost and the people of Paris shall +<span class="sidebar">The oath required +of the +provost and +people of Paris</span> +affirm by an oath, in the presence of the scholars, +that they will carry out in good faith all the +above-mentioned [regulations]. And always in +the future, whosoever receives from us the office of provost in +Paris, among the inaugural acts of his office, namely, on the first +or second Sunday, in one of the churches of Paris—after he has +been summoned for the purpose—shall affirm by an oath, publicly +in the presence of the scholars, that he will keep in good +<span class="pagenum"><a name="Page_345" id="Page_345">345</a></span> +faith all the above-mentioned [regulations].<a name="FNanchor_504" id="FNanchor_504" href="#Footnote_504" class="fnanchor">[504]</a> And that these +decrees may be valid forever, we have ordered this document +to be confirmed by the authority of our seal and by the characters +of the royal name signed below.</p> + +<h4>61. The Foundation of the University of Heidelberg (1386)</h4> + +<div class="intro"> +<p>Until the middle of the fourteenth century Germany possessed no +university. In the earlier mediæval period, when palace and monastic +schools were multiplying in France, Italy, and England, German culture +was too backward to permit of a similar movement beyond the +Rhine; and later, when in other countries universities were springing +into prosperity, political dissensions long continued to thwart such +enterprises among the Germans. Germany was not untouched by the +intellectual movements of the twelfth and thirteenth centuries, but her +young men were obliged to seek their learning at Oxford or Paris or +Bologna. The first German university was that of Prague, in Bohemia, +founded by Emperor Charles IV., a contemporary of Petrarch, and +chartered in 1348. Once begun, the work of establishing such institutions +went on rapidly, until ere long every principality of note had its +own university. Vienna was founded in 1365, Erfurt was given papal +sanction in 1379, Heidelberg was established in 1386, and Cologne +followed in 1388. The document given below is the charter of privileges +issued for Heidelberg in October, 1386, by the founder, Rupert I., Count +Palatine of the Rhine. Marsilius Inghen became the first rector of the +university. He and two other masters began lecturing October 19, +1386—one on logic, another on the epistle to Titus, the third on the +philosophy of Aristotle. Within four years over a thousand students +had been in attendance at the university.</p> +</div> + +<p class="source">Source—Text in Edward Winkelmann, <i>Urkundenbuch der Universität +Heidelberg</i> ["Cartulary of the University of Heidelberg"], Heidelberg, +1886, Vol. I., pp. 5-6. Translated in Ernest F. Henderson, +<i>Select Historical Documents of the Middle Ages</i> (London, 1896), +pp. 262-266.</p> + +<p><b>1.</b> We, Rupert the elder, by the grace of God count palatine +of the Rhine, elector of the Holy Empire,<a name="FNanchor_505" id="FNanchor_505" href="#Footnote_505" class="fnanchor">[505]</a> and duke of Bavaria,—lest +<span class="pagenum"><a name="Page_346" id="Page_346">346</a></span> +we seem to abuse the privilege conceded to us by the +apostolic see of founding a place of study at Heidelberg similar +to that at Paris, and lest, for this reason, being subjected to the +divine judgment, we should deserve to be deprived of the privilege +granted—do decree, with provident counsel (which decree +is to be observed unto all time), that the University of Heidelberg +shall be ruled, disposed, and regulated according to the +modes and manners accustomed to be observed in the University +<span class="sidebar">The university +to be organized +on the +model of Paris</span> +of Paris.<a name="FNanchor_506" id="FNanchor_506" href="#Footnote_506" class="fnanchor">[506]</a> Also that, as a handmaid of Paris—a +worthy one let us hope—the latter's steps shall +be imitated in every way possible; so that, +namely, there shall be four faculties in it: the first, of sacred +theology and divinity; the second, of canon and civil law, which, +by reason of their similarity, we think best to comprise under +one faculty; the third, of medicine; the fourth, of liberal arts—of +the three-fold philosophy, namely, primal, natural, and moral, +three mutually subservient daughters.<a name="FNanchor_507" id="FNanchor_507" href="#Footnote_507" class="fnanchor">[507]</a> We wish this institution +to be divided and marked out into four nations, as it is at +Paris;<a name="FNanchor_508" id="FNanchor_508" href="#Footnote_508" class="fnanchor">[508]</a> and that all these faculties shall make one university, +and that to it the individual students, in whatever of the said +faculties they are, shall unitedly belong like lawful sons to one +mother.</p> + +<p>Likewise [we desire] that this university shall be governed by +one rector,<a name="FNanchor_509" id="FNanchor_509" href="#Footnote_509" class="fnanchor">[509]</a> and that the various masters and teachers, before +they are admitted to the common pursuits of our institution, +<span class="pagenum"><a name="Page_347" id="Page_347">347</a></span> +shall swear to observe the statutes, laws, privileges, liberties, and +franchises of the same, and not reveal its secrets, to whatever +grade they may rise. Also that they will uphold the honor of +the rector and the rectorship of our university, and will obey +<span class="sidebar">The obligations +of the masters</span> +the rector in all things lawful and honest, whatever +be the grade to which they may afterwards +happen to be promoted. Moreover, that the various masters +and bachelors shall read their lectures and exercise their scholastic +functions and go about in caps and gowns of a uniform and +similar nature, according as has been observed at Paris up to +this time in the different faculties.</p> + +<p>And we will that if any faculty, nation, or person shall oppose +the aforesaid regulations, or stubbornly refuse to obey them, +or any one of them—which God forbid—from that time forward +that same faculty, nation, or person, if it do not desist upon +being warned, shall be deprived of all connection with our aforesaid +institution, and shall not have the benefit of our defense or +<span class="sidebar">Internal government +of the +university further +provided +for</span> +protection. Moreover, we will and ordain that +as the university as a whole may do for those +assembled here and subject to it, so each faculty, +nation, or province of it may enact lawful statutes, +such as are suitable to its needs, provided that through them, +or any one of them, no prejudice is done to the above regulations +and to our institution, and that no kind of impediment arise +from them. And we will that when the separate bodies shall +have passed the statutes for their own observance, they may +make them perpetually binding on those subject to them and +on their successors. And as in the University of Paris the +various servants of the institution have the benefit of the various +privileges which its masters and scholars enjoy, so in starting +our institution in Heidelberg, we grant, with even greater +liberality, through these presents, that all the servants, i.e., its +pedells,<a name="FNanchor_510" id="FNanchor_510" href="#Footnote_510" class="fnanchor">[510]</a> librarians, lower officials, preparers of parchment, +<span class="pagenum"><a name="Page_348" id="Page_348">348</a></span> +scribes, illuminators and others who serve it, may each and all, +without fraud, enjoy in it the same privileges, franchises, immunities +and liberties with which its masters or scholars are +now or shall hereafter be endowed.</p> + +<p><b>2.</b> Lest in the new community of the city of Heidelberg, their +misdeeds being unpunished, there be an incentive to the scholars +of doing wrong, we ordain, with provident counsel, by these presents, +that the bishop of Worms, as judge ordinary of the clerks +of our institution, shall have and possess, now and hereafter +while our institution shall last, prisons, and an office in our +town of Heidelberg for the detention of criminal clerks. These +<span class="sidebar">The jurisdiction +of the +bishop of +Worms</span> +things we have seen fit to grant to him and his +successors, adding these conditions: that he shall +permit no clerk to be arrested unless for a misdemeanor; +that he shall restore any one detained for such fault, or +for any light offense, to his master, or to the rector if the latter asks +for him, a promise having been given that the culprit will appear +in court and that the rector or master will answer for him if the +injured parties should go to law about the matter. Furthermore, +that, on being requested, he will restore a clerk arrested for a +crime on slight evidence, upon receiving a sufficient pledge—sponsors +if the prisoner can obtain them, otherwise an oath if +he cannot obtain sponsors—to the effect that he will answer in +court the charges against him; and in all these things there shall +be no pecuniary exactions, except that the clerk shall give satisfaction, +<span class="sidebar">Conditions of +imprisonment</span> +reasonably and according to the rule of +the aforementioned town, for the expenses which +he incurred while in prison. And we desire that he will detain +honestly and without serious injury a criminal clerk thus arrested +for a crime where the suspicion is grave and strong, until +the truth can be found out concerning the deed of which he is +<span class="pagenum"><a name="Page_349" id="Page_349">349</a></span> +suspected. And he shall not for any cause, moreover, take away +any clerk from our aforesaid town, or permit him to be taken +away, unless the proper observances have been followed, and +he has been condemned by judicial sentence to perpetual imprisonment +for a crime.</p> + +<p>We command our advocate and bailiff and their servants in +our aforesaid town, under pain of losing their offices and our +favor, not to lay a detaining hand on any master or scholar of +our said institution, nor to arrest him or allow him to be +<span class="sidebar">Limitations +upon power to +arrest students</span> +arrested, unless the deed be such that that +master or scholar ought rightly to be detained. +He shall be restored to his rector or master, if he +is held for a slight cause, provided he will swear and promise to +appear in court concerning the matter; and we decree that a +slight fault is one for which a layman, if he had committed it, +ought to have been condemned to a light pecuniary fine. Likewise, +if the master or scholar detained be found gravely or +strongly suspected of the crime, we command that he be handed +over by our officials to the bishop or to his representative in our +said town, to be kept in custody.</p> + +<p><b>3.</b> By the tenor of these presents we grant to each and all +the masters and scholars that, when they come to the said institution, +while they remain there, and also when they return +from it to their homes, they may freely carry with them, both +coming and going, throughout all the lands subject to us, all +things which they need while pursuing their studies, and all the +<span class="sidebar">Students exempted +from +various imposts</span> +goods necessary for their support, without any +duty, levy, imposts, tolls, excises, or other exactions +whatever. And we wish them and each +one of them, to be free from the aforesaid imposts when purchasing +corn, wines, meat, fish, clothes and all things necessary for +their living and for their rank. And we decree that the scholars +from their stock in hand of provisions, if there remain over one +or two wagonloads of wine without their having practised deception, +<span class="pagenum"><a name="Page_350" id="Page_350">350</a></span> +may, after the feast of Easter of that year, sell it at +wholesale without paying impost. We grant to them, moreover, +that each day the scholars, of themselves or through their servants, +may be allowed to buy in the town of Heidelberg, at the +accustomed hour, freely and without impediment or hurtful +delay, any eatables or other necessaries of life.</p> + +<p>4. Lest the masters and scholars of our institution of Heidelberg +may be oppressed by the citizens, moved by avarice, +through extortionate prices of lodgings, we have seen fit to +decree that henceforth each year, after Christmas, one expert +from the university on the part of the scholars, and one prudent, +<span class="sidebar">How rates for +lodging should +be fixed</span> +pious, and circumspect citizen on the part of the +citizens, shall be authorized to determine the +price of the students' lodgings. Moreover, we will +and decree that the various masters and scholars shall, through +our bailiff, our judge and the officials subject to us, be defended +and maintained in the quiet possession of the lodgings given to +them free or of those for which they pay rent. Moreover, by the +tenor of these presents, we grant to the rector and the university, +or to those designated by them, entire jurisdiction concerning +the payment of rents for the lodgings occupied by the students, +concerning the making and buying of books, and the borrowing +of money for other purposes by the scholars of our institution; +also concerning the payment of assessments, together with +everything that arises from, depends upon, and is connected with +these.</p> + +<p>In addition, we command our officials that, when the rector +requires our and their aid and assistance for carrying out his +sentences against scholars who try to rebel, they shall assist our +clients and servants in this matter; first, however, obtaining +lawful permission to proceed against clerks from the lord bishop +of Worms, or from one deputed by him for this purpose. +<span class="pagenum"><a name="Page_351" id="Page_351">351</a></span></p> + +<h4>62. Mediæval Students' Songs</h4> + +<div class="intro"> +<p>"When we try to picture to ourselves," says Mr. Symonds in one of +his felicitous passages, "the intellectual and moral state of Europe in +the Middle Ages, some fixed and almost stereotyped ideas immediately +suggest themselves. We think of the nations immersed in a gross mental +lethargy; passively witnessing the gradual extinction of arts and sciences +which Greece and Rome had splendidly inaugurated; allowing libraries +and monuments of antique civilization to crumble into dust; while they +trembled under a dull and brooding terror of coming judgment, shrank +from natural enjoyment as from deadly sin, or yielded themselves with +brutal eagerness to the satisfaction of vulgar appetites. Preoccupation +with the other world in this long period weakens man's hold upon the +things that make his life desirable.... Prolonged habits of extra-mundane +contemplation, combined with the decay of real knowledge, +volatilize the thoughts and aspirations of the best and wisest into dreamy +unrealities, giving a false air of mysticism to love, shrouding art in allegory, +reducing the interpretation of texts to an exercise of idle ingenuity, +and the study of nature to an insane system of grotesque and pious +quibbling. The conception of man's fall and of the incurable badness of +this world bears poisonous fruit of cynicism and asceticism, that two-fold +bitter almond hidden in the harsh monastic shell. Nature is regarded +with suspicion and aversion; the flesh, with shame and loathing, +broken by spasmodic outbursts of lawless self-indulgence."<a name="FNanchor_511" id="FNanchor_511" href="#Footnote_511" class="fnanchor">[511]</a></p> + +<p>All of these ideas are properly to be associated with the Middle Ages, +but it must be borne in mind that they represent only one side of the +picture. They are drawn very largely from the study of monastic +literature and produce a somewhat distorted impression. Though many +conditions prevailing in mediæval times operated strongly to paralyze +the intellects and consciences of men, the fundamental manifestations +and expressions of human instinct and vitality were far from crushed +out. The life of many people was full and varied and positive—not +so different, after all, from that of men and women to-day. That this +was true is demonstrated by a wealth of literature reflecting the jovial +and exuberant aspects of mediæval life, which has come down to us +<span class="pagenum"><a name="Page_352" id="Page_352">352</a></span> +chiefly in two great groups—the poetry of the troubadours and the songs +of the wandering students. "That so bold, so fresh, so natural, so pagan +a view of life," continues Mr. Symonds in the passage quoted, "as the +Latin songs of the Wandering Students exhibit, should have found clear +and artistic utterance in the epoch of the Crusades, is indeed enough to +bid us pause and reconsider the justice of our stereotyped ideas about +that period. This literature makes it manifest that the ineradicable +appetites and natural instincts of men and women were no less vigorous +in fact, though less articulate and self-assertive, than they had been in +the age of Greece and Rome, and than they afterwards displayed themselves +in what is known as the Renaissance. The songs of the Wandering +Students were composed for the most part in the twelfth century. +Uttering the unrestrained emotions of men attached by a slender tie +to the dominant clerical class and diffused over all countries, they +bring us face to face with a body of opinion which finds in studied +chronicle or labored dissertation of the period no echo. On the one side, +they express that delight in life and physical enjoyment which was a +main characteristic of the Renaissance; on the other, they proclaim that +revolt against the corruption of Papal Rome which was the motive force +of the Reformation. Who were these Wandering Students? As their +name implies, they were men, and for the most part young men, traveling +from university to university in search of knowledge. Far from +their homes, without responsibilities, light of purse and light of heart, +careless and pleasure-seeking, they ran a free, disreputable course, +frequenting taverns at least as much as lecture-rooms, more capable of +pronouncing judgment upon wine or woman than upon a problem of +divinity or logic. These pilgrims to the shrines of knowledge formed a +class apart. According to tendencies prevalent in the Middle Ages, +they became a sort of guild, and with pride proclaimed themselves an +Order."<a name="FNanchor_512" id="FNanchor_512" href="#Footnote_512" class="fnanchor">[512]</a></p> + +<p>Our knowledge of the mediæval students' songs is derived from two +principal sources: (1) a richly illuminated thirteenth-century manuscript +now preserved at Munich and edited in 1847 under the title <i>Carmina +Burana</i>; and (2) another thirteenth-century manuscript published (with +other materials) in 1841 under the title <i>Latin Poems commonly attributed +to Walter Mapes</i>. Many songs occur in both collections. The half-dozen +<span class="pagenum"><a name="Page_353" id="Page_353">353</a></span> +given in translation below very well illustrate the subjects, tone, +and style of these interesting bits of literature.</p> +</div> + +<p class="source">Source—Texts in Edélestand du Méril, <i>Poésies Populaires Latines du Moyen +Age</i> ["Popular Latin Poetry of the Middle Ages"], Paris, 1847, +<i>passim</i>. Translated in John Addington Symonds, <i>Wine, Women, +and Song: Mediæval Latin Students' Songs</i> (London, 1884), pp. 12-136, +<i>passim</i>.</p> + +<p>The first is a tenth century piece, marked by an element of tenderness +in sentiment which is essentially modern. It is the invitation of a young +man to his mistress, bidding her to a little supper at his home.</p> + +<div class="poem"> +<p class="o1">"Come therefore now, my gentle fere,</p> +<p>Whom as my heart I hold full dear;</p> +<p>Enter my little room, which is</p> +<p>Adorned with quaintest rarities:</p> +<p>There are the seats with cushions spread,</p> +<p>The roof with curtains overhead:</p> +<p>The house with flowers of sweetest scent</p> +<p>And scattered herbs is redolent:</p> +<p>A table there is deftly dight</p> +<p>With meats and drinks of rare delight;</p> +<p>There too the wine flows, sparkling, free;</p> +<p>And all, my love, to pleasure thee.</p> +<p>There sound enchanting symphonies;</p> +<p>The clear high notes of flutes arise;</p> +<p>A singing girl and artful boy</p> +<p>Are chanting for thee strains of joy;</p> +<p>He touches with his quill the wire,</p> +<p>She tunes her note unto the lyre:</p> +<p>The servants carry to and fro</p> +<p>Dishes and cups of ruddy glow;</p> +<p>But these delights, I will confess,</p> +<p>Than pleasant converse charm me less;</p> +<p>Nor is the feast so sweet to me</p> +<p>As dear familiarity.</p> +<p>Then come now, sister of my heart,</p> +<p>That dearer than all others art,</p> +<p>Unto mine eyes thou shining sun,</p> +<p>Soul of my soul, thou only one!</p> +<p>I dwelt alone in the wild woods,</p> +<p>And loved all secret solitudes;</p> +<p>Oft would I fly from tumults far,</p> +<p>And shunned where crowds of people are.</p> +<p>O dearest, do not longer stay!</p> +<p>Seek we to live and love to-day!</p> +<p>I cannot live without thee, sweet!</p> +<p>Time bids us now our love complete."</p> +</div> +<p><span class="pagenum"><a name="Page_354" id="Page_354">354</a></span> +The next is a begging petition, addressed by a student on the road +to some resident of the place where he was temporarily staying. The +supplication for alms, in the name of learning, is cast in the form of +a sing-song doggerel.</p> +<div class="poem"> +<div class="stanza"> +<p>I, a wandering scholar lad,</p> +<p class="i1">Born for toil and sadness,</p> +<p>Oftentimes am driven by</p> +<p class="i1">Poverty to madness.</p> +</div> +<div class="stanza"> +<p>Literature and knowledge I</p> +<p class="i1">Fain would still be earning,</p> +<p>Were it not that want of pelf</p> +<p class="i1">Makes me cease from learning.</p> +</div> +<div class="stanza"> +<p>These torn clothes that cover me</p> +<p class="i1">Are too thin and rotten;</p> +<p>Oft I have to suffer cold,</p> +<p class="i1">By the warmth forgotten.</p> +</div> +<div class="stanza"> +<p>Scarce I can attend at church,</p> +<p class="i1">Sing God's praises duly;</p> +<p>Mass and vespers both I miss,</p> +<p class="i1">Though I love them truly.</p> +</div> +<div class="stanza"> +<p>Oh, thou pride of N——,<a name="FNanchor_513" id="FNanchor_513" href="#Footnote_513" class="fnanchor">[513]</a></p> +<p class="i1">By thy worth I pray thee</p> +<p>Give the suppliant help in need,</p> +<p class="i1">Heaven will sure repay thee.</p> +</div> +<div class="stanza"> +<p>Take a mind unto thee now</p> +<p class="i1">Like unto St. Martin;<a name="FNanchor_514" id="FNanchor_514" href="#Footnote_514" class="fnanchor">[514]</a></p> +<p>Clothe the pilgrim's nakedness</p> +<p class="i1">Wish him well at parting.</p> +</div> +<div class="stanza"> +<p>So may God translate your soul</p> +<p class="i1">Into peace eternal,</p> +<p>And the bliss of saints be yours</p> +<p class="i1">In His realm supernal.</p> +</div> +</div> +<p><span class="pagenum"><a name="Page_355" id="Page_355">355</a></span> +The following jovial <i>Song of the Open Road</i> throbs with exhilaration +and even impudence. Two vagabond students are drinking together +before they part. One of them undertakes to expound the laws of the +brotherhood which bind them together. The refrain is intended apparently +to imitate a bugle call.</p> + +<div class="poem"> +<div class="stanza"> +<p>We in our wandering,</p> +<p>Blithesome and squandering,</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> +<p>Eat to satiety,</p> +<p>Drink to propriety;</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Laugh till our sides we split,</p> +<p>Rags on our hides we fit;</p> +<p class="i2">Tara, tantara, teino! +<span class="pagenum"><a name="Page_356" id="Page_356">356</a></span></p> +</div> +<div class="stanza"> + +<p>Jesting eternally,</p> +<p>Quaffing infernally.</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Craft's in the bone of us,</p> +<p>Fear 'tis unknown of us;</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>When we're in neediness,</p> +<p>Thieve we with greediness:</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Brother catholical,</p> +<p>Man apostolical,</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Say what you will have done,</p> +<p>What you ask 'twill be done!</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Folk, fear the toss of the</p> +<p>Horns of philosophy!</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Here comes a quadruple</p> +<p>Spoiler and prodigal!<a name="FNanchor_515" id="FNanchor_515" href="#Footnote_515" class="fnanchor">[515]</a></p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>License and vanity</p> +<p>Pamper insanity:</p> +<p class="i2">Tara, tantara, teino! +<span class="pagenum"><a name="Page_357" id="Page_357">357</a></span></p> +</div> +<div class="stanza"> + +<p>As the Pope bade us do,</p> +<p>Brother to brother's true:</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Brother, best friend, adieu!</p> +<p>Now, I must part from you!</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>When will our meeting be?</p> +<p>Glad shall our greeting be!</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> + +<p>Vows valedictory</p> +<p>Now have the victory:</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +<div class="stanza"> +<p>Clasped on each other's breast,</p> +<p>Brother to brother pressed,</p> +<p class="i2">Tara, tantara, teino!</p> +</div> +</div> + +<p>Here is a song entitled <i>The Vow to Cupid</i>.</p> +<div class="poem"> +<div class="stanza"> +<p>Winter, now thy spite is spent,</p> +<p>Frost and ice and branches bent!</p> +<p>Fogs and furious storms are o'er,</p> +<p>Sloth and torpor, sorrow frore,</p> +<p>Pallid wrath, lean discontent.</p> +</div> +<div class="stanza"> +<p>Comes the graceful band of May!</p> +<p>Cloudless shines the limpid day,</p> +<p>Shine by night the Pleiades;</p> +<p>While a grateful summer breeze</p> +<p>Makes the season soft and gay. +<span class="pagenum"><a name="Page_358" id="Page_358">358</a></span></p> +</div> +<div class="stanza"> +<p>Golden Love! shine forth to view!</p> +<p>Souls of stubborn men subdue!</p> +<p>See me bend! what is thy mind?</p> +<p>Make the girl thou givest kind,</p> +<p>And a leaping ram's thy due!<a name="FNanchor_516" id="FNanchor_516" href="#Footnote_516" class="fnanchor">[516]</a></p> +</div> +<div class="stanza"> +<p>O the jocund face of earth,</p> +<p>Breathing with young grassy birth!</p> +<p>Every tree with foliage clad,</p> +<p>Singing birds in greenwood glad,</p> +<p>Flowering fields for lovers' mirth!</p> +</div> +</div> +<p>Here is another song of exceedingly delicate sentiment. It is entitled +<i>The Love-Letter in Spring</i>.</p> + +<div class="poem"> +<div class="stanza"> +<p>Now the sun is streaming,</p> +<p class="i1">Clear and pure his ray;</p> +<p>April's glad face beaming</p> +<p class="i1">On our earth to-day.</p> +<p>Unto love returneth</p> +<p class="i1">Every gentle mind;</p> +<p>And the boy-god burneth</p> +<p class="i1">Jocund hearts to bind.</p> +</div> +<div class="stanza"> +<p>All this budding beauty,</p> +<p class="i1">Festival array,</p> +<p>Lays on us the duty</p> +<p class="i1">To be blithe and gay.</p> +<p>Trodden ways are known, love!</p> +<p class="i1">And in this thy youth,</p> +<p>To retain thy own love</p> +<p class="i1">Were but faith and truth. +<span class="pagenum"><a name="Page_359" id="Page_359">359</a></span></p> +</div> +<div class="stanza"> +<p>In faith love me solely,</p> +<p class="i1">Mark the faith of me,</p> +<p>From thy whole heart wholly,</p> +<p class="i1">From the soul of thee.</p> +<p>At this time of bliss, dear,</p> +<p class="i1">I am far away;</p> +<p>Those who love like this, dear,</p> +<p class="i1">Suffer every day!</p> +</div> +</div> + +<p>Next to love and the springtime, the average student set his affections +principally on the tavern and the wine-bowl. From his proneness to +frequent the tavern's jovial company of topers and gamesters naturally +sprang a liberal supply of drinking songs. Here is a fragment from one +of them.</p> + +<div class="poem"> +<p>Some are gaming, some are drinking,</p> +<p>Some are living without thinking;</p> +<p>And of those who make the racket,</p> +<p>Some are stripped of coat and jacket;</p> +<p>Some get clothes of finer feather,</p> +<p>Some are cleaned out altogether;</p> +<p>No one there dreads death's invasion,</p> +<p>But all drink in emulation.</p> +</div> + +<p>Finally may be given, in the original Latin, a stanza of a drinking +song which fell to such depths of irreverence as to comprise a parody of +Thomas Aquinas's hymn on the Lord's Supper.</p> + +<div class="poem"> +<p><i>Bibit hera, bibit herus,</i></p> +<p><i>Bibit miles, bibit clerus,</i></p> +<p><i>Bibit ille, bibit illa,</i></p> +<p><i>Bibit servus cum ancilla,</i></p> +<p><i>Bibit velox, bibit piger,</i></p> +<p><i>Bibit albus, bibit niger,</i></p> +<p><i>Bibit constans, bibit vagus,</i></p> +<p><i>Bibit rudis, bibit magus.</i></p> +</div> +<p><span class="pagenum"><a name="Page_360" id="Page_360">360</a></span></p> + +<h3>CHAPTER XXII.<br /> +THE FRIARS</h3> + +<p>From the twelfth century onwards one of the most conspicuous +features of the internal development of the mediæval Church was the +struggle to combat worldliness among ecclesiastics and to preserve the +purity of doctrine and uprightness of living which had characterized +the primitive Christian clergy. As the Middle Ages advanced to their +close, unimpeachable evidence accumulates that the Church was increasingly +menaced by grave abuses. This evidence appears not only +in contemporary records and chronicles but even more strikingly in the +great protesting movements which spring up in rapid succession—particularly +the rise of heretical sects, such as the Waldenses and the Albigenses, +and the inauguration of systematic efforts to regenerate the church +body without disrupting its unity. These latter efforts at first took the +form of repeated revivals of monastic enthusiasm and self-denial, +marked by the founding of a series of new orders on the basis of the +Benedictine Rule—the Cluniacs, the Carthusians, the Cistercians, and +others of their kind [see <a href="#Page_245">p. 245</a>]. This resource proving ineffective, the +movement eventually came to comprise the establishment of wholly +new and independent organizations—the mendicant orders—on principles +better adapted than were those of monasticism to the successful +propagation of simplicity and purity of Christian living. The chief of +these new orders were the Franciscans, known also as Gray Friars and +as Minorites, and the Dominicans, sometimes called Black Friars or +Preaching Friars. Both were founded in the first quarter of the thirteenth +century, the one by St. Francis of Assisi; the other by the Spanish +nobleman, St. Dominic.</p> + +<p>The friars, of whatsoever type, are clearly to be distinguished from the +monks. In the first place, their aims were different. The monks, in so +far as they were true to their principles, lived in more or less seclusion +<span class="pagenum"><a name="Page_361" id="Page_361">361</a></span> +from the rest of the world and gave themselves up largely to prayer and +meditation; the fundamental purpose of the friars, on the other hand, +was to mingle with their fellow-men and to spend their lives in active +religious work among them. Whereas the old monasticism had been +essentially selfish, the new movement was above all of a missionary and +philanthropic character. In the second place, the friars were even more +strongly committed to a life of poverty than were the monks, for they +renounced not only individual property, as did the monks, but also collective +property, as the monks did not. They were expected to get their +living either by their own labor or by begging. They did not dwell in +fixed abodes, but wandered hither and thither as inclination and duty +led. Their particular sphere of activity was the populous towns; unlike +the monks, they had no liking for rural solitudes. As one writer has +put it, "their houses were built in or near the great towns; and to the +majority of the brethren the houses of the orders were mere temporary +resting-places from which they issued to make their journeys through +town and country, preaching in the parish churches, or from the steps of +the market-crosses, and carrying their ministrations to every castle +and every cottage."</p> + +<p>Both the Franciscans and the Dominicans were exempt from control +by the bishops in the various dioceses and were ardent supporters of +the papacy, which showered privileges upon them and secured in +them two of its strongest allies. The organization of each order +was elaborate and centralized. At the head was a master, or +general, who resided at Rome and was assisted by a "chapter." All +Christendom was divided into provinces, each of which was directed +by a prior and provincial chapter. And over each individual "house" +was placed a prior, or warden, appointed by the provincial chapter. +In their earlier history the zeal and achievements of the friars were +remarkable. Nearly all of the greatest men of the thirteenth and early +fourteenth centuries—as Roger Bacon, Thomas Aquinas, Dun Scotus, +and Albertus Magnus—were members of one of the mendicant orders. +Unfortunately, with the friars as with the monks, prosperity brought +decadence; and by the middle of the fourteenth century their ardor had +cooled and their boasted self-denial had pretty largely given place to self-indulgence. +<span class="pagenum"><a name="Page_362" id="Page_362">362</a></span></p> + +<h4>63. The Life of St. Francis</h4> + +<div class="intro"> +<p>Saint Francis, the founder of the Franciscan order, was born, +probably in 1182, at Assisi, a small town in central Italy. His boyhood +was unpromising, but when he was about twenty years of age a great +change came over him, the final result of which was the making of one +of the most splendid and altogether lovable characters of the entire +Middle Ages. From a wild, reckless, although cultured, youth he developed +into a sympathetic, self-denying, sweet-spirited saint. Finding +himself, after his conversion, possessed of a natural loathing for the +destitute and diseased, especially lepers, he disciplined himself until he +could actually take a certain sort of pleasure in associating with these +outcasts of society. When his father, a wealthy and aristocratic cloth-merchant, +protested against this sort of conduct, the young man +promptly cast aside his gentlemanly raiment, clad himself in the worn-out +garments of a gardener, and adopted the life of the wandering +hermit. In 1209, in obedience to what he conceived to be a direct commission +from heaven, he began definitely to imitate the early apostles +in his manner of living and to preach the gospel of the older and purer +Christianity. By 1210 he had a small body of followers, and in that year +he sought and obtained Pope Innocent III.'s sanction of his work, +though the papal approval was expressed only orally and more than a +decade was to elapse before the movement received formal recognition. +About 1217 Francis and his companions took up missionary work on a +large scale. Members of the brotherhood were dispatched to England, +Germany, France, Spain, Hungary, and several other countries, with +instructions to spread the principles which by this time were coming +to be recognized as peculiarly Franciscan. The success of these efforts +was considerable, though in some places the brethren were ill treated and +an appeal had to be made to the Pope for protection.</p> + +<p>The several selections given below have been chosen to illustrate the +principal features of the life and character of St. Francis. We are +fortunate in possessing a considerable amount of literature, contemporary +or nearly so, relating to the personal career of this noteworthy +man. In the first place, we have some writings of St. Francis himself—the +Rule (<a href="#Page_373">p. 373</a>), the Will (<a href="#Page_376">p. 376</a>), some poems, some reported sermons, +and fragments of a few letters. Then we have several biographies, of +<span class="pagenum"><a name="Page_363" id="Page_363">363</a></span> +which the most valuable, because not only the earliest but also the least +conventional, are the <i>Mirror of Perfection</i> and the <i>Legend of the Three +Companions</i>. These were written by men who knew St. Francis intimately +and who could avow "we who were with him have heard him +say" or "we who were with him have seen," such and such things. The +"three companions" were Brothers Leo, Rufinus, and Angelo—all men of +noble birth, the last-named being the first soldier to be identified with +the order. The <i>Mirror of Perfection</i> was written in 1227 by Brother Leo, +who of all men probably knew St. Francis best. It is a vivid and fascinating +portrait drawn from life. The <i>Legend of the Three Companions</i> +was written in 1246. The later biographies, such as the +official <i>Life</i> by St. Bonaventura (1261) and the <i>Little Flowers of St. +Francis</i> (written probably in the fourteenth century), though until recently +the best known of the group, are relatively inferior in value. +In them the real St. Francis is conventionalized and much obscured.</p> + +<p>The first passage here reproduced (a) comes from the <i>Legend of the +Three Companions</i>; the others (b) are taken from the <i>Mirror of +Perfection</i>.</p> +</div> + +<p class="source">Sources—(a) <i>Legenda S. Francisci Assisiensis quæ dicitur Legenda trium +sociorum.</i> Adapted from translation by E. G. Salter, under +title of "The Legend of the Three Companions," in the Temple +Classics (London, 1902), pp. 8-24, <i>passim</i>.</p> + +<p class="source_add">(b) <i>Speculum Perfectionis.</i> Translated by Constance, Countess +de la Warr, under title of "The Mirror of Perfection," (London, +1902), <i>passim</i>.</p> + +<p class="center">(a)</p> + +<p>Francis, born in the city of Assisi, which lies in the confines +of the Vale of Spoleto, was at first named John by his mother. +Then, when his father, in whose absence he had been born, returned +from France, he was afterward named Francis<a name="FNanchor_517" id="FNanchor_517" href="#Footnote_517" class="fnanchor">[517]</a>. After +he was grown up, and had become of a subtle wit, he practiced +the art of his father, that is, trade. But [he did so] in a very +different manner, for he was a merrier man than was his father, +<span class="pagenum"><a name="Page_364" id="Page_364">364</a></span> +and more generous, given to jests and songs, going about the +city of Assisi day and night in company with his kind, most +free-handed in spending; insomuch that he consumed all his +income and his profits in banquets and other matters. On this +<span class="sidebar">His youthful +vanities and +waywardness</span> +account he was often rebuked by his parents, +who told him he ran into so great expense on +himself and on others that he seemed to be no +son of theirs, but rather of some mighty prince. Nevertheless, +because his parents were rich and loved him most tenderly, they +bore with him in such matters, not being disposed to chastise +him. Indeed, his mother, when gossip arose among the neighbors +concerning his prodigal ways, made answer: "What think +ye of my son? He shall yet be the son of God by grace." But +he himself was free-handed, or rather prodigal, not only in these +things, but even in his clothes he was beyond measure sumptuous, +using stuffs more costly than it befitted him to wear. So wayward +was his fancy that at times on the same coat he would +cause a costly cloth to be matched with one of the meanest sort.</p> + +<p>Yet he was naturally courteous, in manner and word, after +the purpose of his heart, never speaking a harmful or shameful +word to any one. Nay, indeed, although he was so gay and +wanton a youth, yet of set purpose would he make no reply to +those who said shameful things to him. And hence was his +fame so spread abroad throughout the whole neighborhood that +<span class="sidebar">His redeeming +qualities</span> +it was said by many who knew him that he +would do something great. By these steps of +godliness he progressed to such grace that he would say in communing +with himself: "Seeing that thou art bountiful and +courteous toward men, from whom thou receivest naught save +a passing and empty favor, it is just that thou shouldst be +courteous and bountiful toward God, who is Himself most +bountiful in rewarding His poor." Wherefore thenceforward +did he look with goodwill upon the poor, bestowing alms upon +them abundantly. And although he was a merchant, yet was +<span class="pagenum"><a name="Page_365" id="Page_365">365</a></span> +he a most lavish dispenser of this world's riches. One day, when +he was standing in the warehouse in which he sold goods, and +was intent on business, a certain poor man came to him asking +alms for the love of God. Nevertheless, he was held back by +the covetousness of wealth and the cares of merchandise, and +<span class="sidebar">A lesson in +charity</span> +denied him the alms. But forthwith, being looked +upon by the divine grace, he rebuked himself of +great churlishness, saying, "Had this poor man asked thee +aught in the name of a great count or baron, assuredly thou +wouldst have given him what he had asked. How much more +then oughtest thou to have done it for the King of Kings and +Lord of all?" By reason whereof he thenceforth determined +in his heart never again to deny anything asked in the name of +so great a Lord....</p> + +<p>Now, not many days after he returned to Assisi,<a name="FNanchor_518" id="FNanchor_518" href="#Footnote_518" class="fnanchor">[518]</a> he was +chosen one evening by his comrades as their master of the revels, +to spend the money collected from the company after his own +fancy. So he caused a sumptuous banquet to be made ready, +as he had often done before. And when they came forth from +the house, and his comrades together went before him, going +through the city singing while he carried a wand in his hand +as their master, he was walking behind them, not singing, but +meditating very earnestly. And lo! suddenly he was visited +by the Lord, and his heart was filled with such sweetness that +he could neither speak nor move; nor was he able to feel and +<span class="sidebar">A vision in +the midst of +revelry</span> +hear anything except that sweetness only, which +so separated him from his physical senses that—as +he himself afterward said—had he then been +pricked with knives all over at once, he could not have moved +<span class="pagenum"><a name="Page_366" id="Page_366">366</a></span> +from the spot. But when his comrades looked back and saw +him thus far off from them, they returned to him in fear, staring +at him as one changed into another man. And they asked him, +"What were you thinking about, that you did not come along +with us? Perchance you were thinking of taking a wife." To +them he replied with a loud voice: "Truly have you spoken, for +I thought of taking to myself a bride nobler and richer and fairer +than ever you have seen." And they mocked at him. But this +he said not of his own accord, but inspired of God; for the bride +herself was true Religion, whom he took unto him, nobler, +richer, and fairer than others in her poverty.</p> + +<p>And so from that hour he began to grow worthless in his own +eyes, and to despise those things he had formerly loved, although +not wholly so at once, for he was not yet entirely freed from the +vanity of the world. Nevertheless, withdrawing himself little by +little from the tumult of the world, he made it his study to +treasure up Jesus Christ in his inner man, and, hiding from the +eyes of mockers the pearl that he would fain buy at the price of +selling his all, he went oftentimes, and as it were in secret, daily +to prayer, being urged thereto by the foretaste of that sweetness +that had visited him more and more often, and compelled him +to come from the streets and other public places to prayer. +Although he had long done good unto the poor, yet from this +time forth he determined still more firmly in his heart never +<span class="sidebar">His increasing +zeal in charity</span> +again to deny alms to any poor man who should +ask it for the love of God, but to give alms +more willingly and bountifully than had been his practice. +Whenever, therefore, any poor man asked of him an alms +out of doors, he would supply him with money if he could; +if he had no ready money, he would give him his cap or girdle +rather than send the poor man away empty. And if it happened +that he had nothing of this kind, he would go to some hidden +place, and strip off his shirt, and send the poor man thither that +he might take it, for the sake of God. He also would buy vessels +<span class="pagenum"><a name="Page_367" id="Page_367">367</a></span> +for the adornment of churches, and would send them in all +secrecy to poor priests....</p> + +<p>So changed, then, was he by divine grace (although still in +the secular garb) that he desired to be in some city where he +might, as one unknown, strip off his own clothes and exchange +them for those of some beggar, so that he might wear his instead +and make trial of himself by asking alms for the love of God. +Now it happened that at that time he had gone to Rome on a +pilgrimage. And entering the church of St. Peter, he reflected +on the offerings of certain people, seeing that they were small, +and spoke within himself: "Since the Prince of the Apostles +should of right be magnificently honored, why do these folk +make such sorry offerings in the church wherein his body rests?" +And so in great fervency he put his hand into his purse and drew +it forth full of money, and flung it through the grating of the +altar with such a crash that all who were standing by marveled +greatly at so splendid an offering. Then, going forth in front +of the doors of the church, where many beggars were gathered +to ask alms, he secretly borrowed the rags of one among the +<span class="sidebar">He begs alms +at Rome</span> +neediest and donned them, laying aside his own +clothing. Then, standing on the church steps +with the other beggars, he asked an alms in French, for he loved +to speak the French tongue, although he did not speak it correctly. +Thereafter, putting off the rags, and taking again his +own clothes, he returned to Assisi, and began to pray the Lord +to direct his way. For he revealed unto none his secret, nor +took counsel of any in this matter, save only of God (who had +begun to direct his way) and at times of the bishop of Assisi. +For at that time no true Poverty was to be found anywhere, and +she it was that he desired above all things of this world, being +minded in her to live—yea, and to die....</p> + +<p>Now when on a certain day he was praying fervently unto the +Lord, answer was made unto him: "Francis, all those things that +thou hast loved after the flesh, and hast desired to have, thou +<span class="pagenum"><a name="Page_368" id="Page_368">368</a></span> +must needs despise and hate, if thou wouldst do My will, and +after thou shalt have begun to do this the things that aforetime +seemed sweet unto thee and delightful shall be unbearable unto +thee and bitter, and from those that aforetime thou didst loathe +thou shalt drink great sweetness and delight unmeasured." +Rejoicing at these words, and consoled in the Lord, when he +<span class="sidebar">Francis and +the leper</span> +had ridden nigh unto Assisi, he met one that was +a leper. And because he had been accustomed +greatly to loathe lepers, he did violence to himself, and dismounted +from his horse, gave him money, and kissed his hand. +And receiving from him the kiss of peace, he remounted his +horse and continued his journey. Thenceforth he began more +and more to despise himself, until by the grace of God he had +attained perfect mastery over himself.</p> + +<p>A few days later, he took much money and went to the quarter +of the lepers, and, gathering all together, gave to each an alms, +kissing his hand. As he departed, in very truth that which had +aforetime been bitter to him, that is, the sight and touch of +lepers, was changed into sweetness. For, as he confessed, the +sight of lepers had been so grievous to him that he had been +accustomed to avoid not only seeing them, but even going near +their dwellings. And if at any time he happened to pass their +abodes, or to see them, although he was moved by compassion +to give them an alms through another person, yet always would +he turn aside his face, stopping his nostrils with his hand. But, +through the grace of God, he became so intimate a friend of the +lepers that, even as he recorded in his Will,<a name="FNanchor_519" id="FNanchor_519" href="#Footnote_519" class="fnanchor">[519]</a> he lived with them +and did humbly serve them.</p> + +<p class="center">(b)</p> + +<p>A very spiritual friar, who was familiar with Blessed Francis, +erected at the hermitage where he lived a little cell in a solitary +spot, where Blessed Francis could retire and pray when he came +<span class="pagenum"><a name="Page_369" id="Page_369">369</a></span> +thither. When he arrived at this place the friar took him to the +cell, and Blessed Francis said, "This cell is too splendid"—it +<span class="sidebar">How St. Francis +would not +dwell in an +adorned cell</span> +was, indeed, built only of wood, and smoothed +with a hatchet—"if you wish me to remain here, +make it within and without of branches of trees +and clay." For the poorer the house or cell, the more was he +pleased to live therein. When the friar had done this, Blessed +Francis remained there several days. One day he was out of the +cell when a friar came to see him, who, coming thereafter to the +place where Blessed Francis was, was asked, "Whence came +you, Brother?" He answered, "I come from your cell." Then +said Blessed Francis: "Since you have called it mine, let another +dwell there and not I." And, in truth, we who were with him +often heard him say: "The foxes have holes, and the birds of the +<span class="sidebar">Or in a cell +called his +own</span> +air have their nests, but the Son of Man hath +not where to lay His head." And again he would +say: "When the Lord remained in the desert, and +fasted forty days and forty nights, He did not make for Himself +a cell or a house, but found shelter amongst the rocks of the +mountain." For this reason, and to follow His example, he +would not have it said that a cell or house was his, nor would he +allow such to be constructed.... When he was nigh unto +death he caused it to be written in his Testament<a name="FNanchor_520" id="FNanchor_520" href="#Footnote_520" class="fnanchor">[520]</a> that all the +cells and houses of the friars should be of wood and clay, the +better to safeguard poverty and humility.</p> + +<p class="p2">At the beginning of the Order, when the friars were at Rivo-Torto,<a name="FNanchor_521" id="FNanchor_521" href="#Footnote_521" class="fnanchor">[521]</a> +near Assisi, there was among them one friar who would +<span class="sidebar">A lazy +friar</span> +not pray, work, nor ask for alms, but only eat. +Considering this, Blessed Francis knew by the Holy +Spirit that he was a carnal man, and said to him, "Brother Fly, go +<span class="pagenum"><a name="Page_370" id="Page_370">370</a></span> +your way, since you consume the labor of the brethren, and are +slothful in the work of the Lord, like the idle and barren drone who +earns nothing and does not work, but consumes the labor and earnings +of the working bee." He, therefore, went his way, and as +he was a carnally-minded man he neither sought for mercy nor +obtained it.</p> + +<p class="p2">Having at a time suffered greatly from one of his serious +attacks of illness, when he felt a little better he began to think +that during his sickness he had exceeded his usual allowance of +food, whereas he had really eaten very little. Though not quite +recovered from the ague, he caused the people of Assisi to be +called together in the public square to listen to a sermon. When +he had finished preaching, he told the people to remain where +they were until he came back to them, and entered the cathedral +of St. Rufinus with many friars and Brother Peter of Catana, +who had been a canon of that church, and was now the first +Minister-General<a name="FNanchor_522" id="FNanchor_522" href="#Footnote_522" class="fnanchor">[522]</a> appointed by Blessed Francis. To Brother +<span class="sidebar">Public humiliation +inflicted +upon himself</span> +Peter Francis spoke, enjoining him under obedience +not to contradict what he was about to say. +Brother Peter replied: "Brother, neither is it +possible, as between you and me, nor do I wish to do anything +save what is pleasing to you." Then, taking off his tunic, +Blessed Francis bade him place a rope around his neck and drag +him thus before the people to the place where he had preached. +At the same time he ordered another friar to carry a bowlful +of ashes to the place, and when he got there to throw the ashes +<span class="pagenum"><a name="Page_371" id="Page_371">371</a></span> +into his face. But this order was not obeyed by the friar out +of the pity and compassion he felt for him.</p> + +<p>Brother Peter, taking the rope, did as he had been told; but +he and all the other friars shed tears of compassion and bitterness. +When he [Francis] stood thus bared before the people in +the place where he had preached, he cried: "You, and all those +who by my example have been induced to abandon the world +and enter Religion to lead the lives of friars, I confess before +God and you that in my illness I have eaten meat and broths +made of meat." And all the people could not refrain from weeping, +especially as at that time it was very cold and he had scarcely +recovered from the fever. Beating their breasts where they +stood, they exclaimed, "If this saint, for just and manifest necessity, +with shame of body thus accuses himself, whose life we know +to be holy, and who has imposed on himself such great abstinence +and austerity since his first conversion to Christ (whom +we here, as it were, see in the flesh), what will become of us sinners +who all our lifetime seek to follow our carnal appetites?"</p> + +<p class="p2">Blessed Francis, wholly wrapped up in the love of God, discerned +perfectly the goodness of God not only in his own soul, +now adorned with the perfection of virtue, but in every creature. +On account of which he had a singular and intimate love of +<span class="sidebar">St. Francis +and the larks</span> +creatures, especially of those in which was figured +anything pertaining to God or the Order. Wherefore +above all other birds he loved a certain little bird which is +called the lark, or by the people, the cowled lark. And he used to +say of it: "Sister Lark hath a cowl like a Religious; and she is a +humble bird, because she goes willingly by the road to find there +any food. And if she comes upon it in foulness, she draws it out +and eats it. But, flying, she praises God very sweetly, like a good +Religious, despising earthly things, whose conversation is always +in the heavens, and whose intent is always to the praise of God. +Her clothes (that is, her feathers), are like to the earth and she +<span class="pagenum"><a name="Page_372" id="Page_372">372</a></span> +gives an example to Religious that they should not have delicate +and colored garments, but common in price and color, as earth +is commoner than the other elements." And because he perceived +this in them, he looked on them most willingly. Therefore +it pleased the Lord, that these most holy little birds should +show some sign of affection towards him in the hour of his +death. For late in the Sabbath day after vespers, before the +night in which he passed away to the Lord, a great multitude +of that kind of birds called larks came on the roof of the house +where he was lying, and, flying about, made a wheel like a circle +around the roof, and, sweetly singing, seemed likewise to praise +the Lord.</p> + +<p class="p2">We who were with Blessed Francis and write these things, +testify that many times we heard him say: "If I could speak +with the Emperor,<a name="FNanchor_523" id="FNanchor_523" href="#Footnote_523" class="fnanchor">[523]</a> I would supplicate and persuade him that, +for the love of God and me, he would make a special law that no +man should snare or kill our sisters, the larks, nor do them any +harm. Also, that all chief magistrates of cities and lords of +castles and villages should, every year, on the day of the Lord's +<span class="sidebar">His desire that +birds and animals +be fed on +Christmas day</span> +Nativity, compel men to scatter wheat and other +grain on the roads outside cities and castles, that +our Sister Larks and all other birds might have to +eat on that most solemn day; and that, out of reverence for the +Son of God, who on that night was laid by the most Blessed +Virgin Mary in a manger between an ox and an ass, all who have +oxen and asses should be obliged on that night to provide them +with abundant and good fodder; and also that on that day the +poor should be most bountifully fed by the rich."</p> + +<p>For Blessed Francis held in higher reverence than any other +the Feast of the Lord's Nativity, saying, "After the Lord was +born, our salvation became a necessity." Therefore he desired +that on this day all Christians should rejoice in the Lord, and, +<span class="pagenum"><a name="Page_373" id="Page_373">373</a></span> +for the love of Him who gave Himself for us, should generously +provide not only for the poor, but also for the beasts and birds.</p> + +<p class="p2">Next to fire he most loved water, which is the symbol of holy +penance and tribulation, whereby the stains are washed from +the soul, and by which the first cleansing of the soul takes place +in holy baptism. Hence, when he washed his hands, he would +select a place where he would not tread the water underfoot. +<span class="sidebar">His regard for +trees, stones, +and all created +things</span> +When he walked over stones he would tread on +them with fear and reverence, for the love of +Him who is called the Rock, and when reciting +the words of the Psalm, <i>Thou hast exalted me on a rock</i>, would +add with great reverence and devotion, "beneath the foot of +the rock hast thou exalted me."</p> + +<p>In the same way he would tell the friars who cut and prepared +the wood not to cut down the whole tree, but only such +branches as would leave the tree standing, for love of Him who +died for us on the wood of the Cross. So, also, he would tell the +friar who was the gardener not to cultivate all the ground for +vegetables and herbs for food, but to set aside some part to +produce green plants which should in their time bear flowers +for the friars, for love of Him who was called "The Flower of +the Field," and "The Lily of the Valley." Indeed he would say +the Brother Gardener should always make a beautiful little +garden in some part of the land, and plant it with sweet-scented +herbs bearing lovely flowers, which in the time of their blossoming +invited men to praise Him who made all herbs and flowers. +For every creature cries aloud: "God has made me for thee, O +man!"</p> + +<h4>64. The Rule of St. Francis</h4> + +<div class="intro"> +<p>There is every reason for believing that St. Francis set out upon his +mission with no idea whatever of founding a new religious order. His +fundamental purpose was to revive what he conceived to be the purer +Christianity of the apostolic age, and so far as this involved the announcement +<span class="pagenum"><a name="Page_374" id="Page_374">374</a></span> +of any definite principles or rules he was quite content to draw +them solely from the Scriptures. We have record, for example, of how +when (in 1209) St. Francis had yet but two followers, he led them to the +steps of the church of St. Nicholas at Assisi and there read to them +three times the words of Jesus sending forth his disciples,<a name="FNanchor_524" id="FNanchor_524" href="#Footnote_524" class="fnanchor">[524]</a> adding, +"This, brethren, is our life and our rule, and that of all who may join us. +Go, then, and do as you have heard." As his field of labor expanded, +however, and the number of the friars increased, St. Francis decided to +write out a definite Rule for the brotherhood and go to Rome to procure +its approval by the Pope. The Rule as thus formulated, in 1210, has not +come down to us. We know only that it was extremely simple and that +it was composed almost wholly of passages from the Bible (doubtless +those read to the companions at Assisi), with a few precepts about the +occupations and manner of living of the brethren. This first Rule indeed +proved too simple and brief to satisfy the demands of the growing order. +A general injunction, such as "be poor," was harder to apply and to +live up to than a more specific set of instructions explaining just what +was to be considered poverty and what was not. The brethren, moreover, +were soon preaching and laboring in all the countries of western +Europe and questions were continually coming up regarding their relations +with the temporal powers in those countries, with the local clergy, +with the papal government, and also among themselves.</p> + +<p>Reluctantly, and with a heart-felt warning against the insidious +influences of ambition and organization, the founder finally brought himself +to the task of drawing up a constitution for the order which had surprised +him, and in a certain sense grieved him, by the very elaborateness +of its development. During the winter of 1220-21, when physical infirmities +were foreshadowing the end, Francis worked out the document generally +known as the Rule of 1221, which became the basis for the Rule of +1223, quoted in part below. Before the Rule took its final form, the influence +<span class="pagenum"><a name="Page_375" id="Page_375">375</a></span> +of the Church was brought to bear through the papacy, with the +result that most of the freshness and vigor that St. Francis put into the +earlier effort was crushed out in the interest of ecclesiastical regularity. +Only a small portion of the document can be reproduced here, but +enough, perhaps, to show something as to what the manner of life of the +Franciscan friar was expected to be. The extract may profitably be +compared with the Benedictine Rule governing the monks [see <a href="#Page_83">p. 83</a>].</p> +</div> + +<p class="source">Source—<i>Bullarium Romanum</i> ["Collection of Papal Bulls"], editio Taurinensis, +Vol. III., p. 394. Adapted from translation in Ernest F. +Henderson, <i>Select Historical Documents of the Middle Ages</i> (London, +1896), pp. 344-349 <i>passim</i>.</p> + +<p><b>1.</b> This is the rule and way of living of the Minorite brothers, +namely, to observe the holy Gospel of our Lord Jesus Christ, +living in obedience, without personal possessions, and in chastity. +Brother Francis promises obedience and reverence to our lord +Pope Honorius,<a name="FNanchor_525" id="FNanchor_525" href="#Footnote_525" class="fnanchor">[525]</a> and to his successors who canonically enter +upon their office, and to the Roman Church. And the other +brothers shall be bound to obey Brother Francis and his successors.</p> + +<p><b>4.</b> I firmly command all the brothers by no means to receive +coin or money, of themselves or through an intervening person. +<span class="sidebar">Money in no +case to be received +by the +brothers</span> +But for the needs of the sick and for clothing the +other brothers, the ministers alone and the +guardians shall provide through spiritual friends, +as it may seem to them that necessity demands, according to +time, place and the coldness of the temperature. This one thing +being always borne in mind, that, as has been said, they receive +neither coin nor money.</p> + +<p><b>5.</b> Those brothers to whom God has given the ability to labor +shall labor faithfully and devoutly, in such manner that idleness, +the enemy of the soul, being averted, they may not extinguish +<span class="sidebar">The obligation +to labor</span> +the spirit of holy prayer and devotion, to which +other temporal things should be subservient. As +a reward, moreover, for their labor, they may receive for themselves +<span class="pagenum"><a name="Page_376" id="Page_376">376</a></span> +and their brothers the necessities of life, but not coin or +money; and this humbly, as becomes the servants of God and +the followers of most holy poverty.</p> + +<p><b>6.</b> The brothers shall appropriate nothing to themselves, +neither a house, nor a place, nor anything; but as pilgrims and +strangers in this world, in poverty and humility serving God, +they shall confidently go seeking for alms. Nor need they be +ashamed, for the Lord made Himself poor for us in this world.</p> + +<h4>65. The Will of St. Francis</h4> + +<div class="intro"> +<p>The will which St. Francis prepared just before his death (1226) +contains an admirable statement of the principles for which he labored, +as well as a notable warning to his successors not to allow the order to +fall away from its original high ideals. Among the later Franciscans +the Will acquired a moral authority superior even to that of the Rule.</p> +</div> + +<p class="source">Source—Text in Amoni, <i>Legenda Trium Sociorum</i> ["Legend of the Three +Companions"], Appendix, p. 110. Translation adapted from Paul +Sabatier, <i>Life of St. Francis of Assisi</i> (New York, 1894), pp. 337-339.</p> + +<p>God gave it to me, Brother Francis, to begin to do penance in +the following manner: when I was yet in my sins it seemed to me +too painful to look upon the lepers, but the Lord Himself led +me among them, and I had compassion upon them. When I +left them, that which had seemed to me bitter had become sweet +and easy. A little while after, I left the world,<a name="FNanchor_526" id="FNanchor_526" href="#Footnote_526" class="fnanchor">[526]</a> and God gave +me such faith that I would kneel down with simplicity in any +of his churches, and I would say, "We adore thee, Lord Jesus +Christ, here and in all thy churches which are in the world, and +we bless thee that by Thy holy cross Thou hast ransomed the +world."</p> + +<p>Afterward the Lord gave me, and still gives me, so great a +faith in priests who live according to the form of the holy Roman +Church, because of their sacerdotal character, that even if they +<span class="pagenum"><a name="Page_377" id="Page_377">377</a></span> +persecuted me I would have recourse to them, and even though +I had all the wisdom of Solomon, if I should find poor secular +<span class="sidebar">St. Francis not +hostile to the +existing Church</span> +priests, I would not preach in their parishes +against their will.<a name="FNanchor_527" id="FNanchor_527" href="#Footnote_527" class="fnanchor">[527]</a> I desire to respect them like +all the others, to love them and honor them as +my lords. I will not consider their sins, for in them I see the +Son of God, and they are my lords. I do this because here below +I see nothing, I perceive nothing physically of the most high +Son of God, except His most holy body and blood, which the +priests receive and alone distribute to others.<a name="FNanchor_528" id="FNanchor_528" href="#Footnote_528" class="fnanchor">[528]</a></p> + +<p>I desire above all things to honor and venerate all these most +holy mysteries and to keep them precious. Wherever I find the +sacred name of Jesus, or his words, in unsuitable places, I desire +to take them away and put them in some decent place; and I +pray that others may do the same. We ought to honor and +revere all the theologians and those who preach the most holy +word of God, as dispensing to us spirit and life.</p> + +<p>When the Lord gave me the care of some brothers, no one +showed me what I ought to do, but the Most High himself revealed +to me that I ought to live according to the model of the +holy gospel. I caused a short and simple formula to be written +and the lord Pope confirmed it for me.<a name="FNanchor_529" id="FNanchor_529" href="#Footnote_529" class="fnanchor">[529]</a></p> + +<p>Those who volunteered to follow this kind of life distributed +all they had to the poor. They contented themselves with +<span class="sidebar">Poverty and +labor enjoined</span> +one tunic, patched within and without, with +the cord and breeches, and we desired to have +nothing more.... We loved to live in poor and abandoned +<span class="pagenum"><a name="Page_378" id="Page_378">378</a></span> +churches, and we were ignorant and were submissive to all. +I worked with my hands and would still do so, and I firmly +desire also that all the other brothers work, for this makes for +goodness. Let those who know no trade learn one, not for the +purpose of receiving wages for their toil, but for their good +example and to escape idleness. And when we are not given the +price of our work, let us resort to the table of the Lord, begging +our bread from door to door. The Lord revealed to me the +salutation which we ought to give: "God give you peace!"</p> + +<p>Let the brothers take great care not to accept churches, +dwellings, or any buildings erected for them, except as all is +in accordance with the holy poverty which we have vowed in +the Rule; and let them not live in them except as strangers and +pilgrims. I absolutely forbid all the brothers, in whatsoever +place they may be found, to ask any bull from the court of +<span class="sidebar">No further +privileges +to be sought +from the Pope</span> +Rome, whether directly or indirectly, in the interest +of church or convent, or under pretext of +preaching, or even for the protection of their +bodies. If they are not received anywhere, let them go of themselves +elsewhere, thus doing penance with the benediction of +God....</p> + +<p>And let the brothers not say, "This is a new Rule"; for this is +only a reminder, a warning, an exhortation. It is my last will +and testament, that I, little Brother Francis, make for you, my +blessed brothers, in order that we may observe in a more Catholic +way the Rule which we promised the Lord to keep.</p> + +<p>Let the ministers-general, all the other ministers, and the +custodians be held by obedience to add nothing to and take +<span class="sidebar">No additions +to be made to +the Rule or +the Will</span> +nothing away from these words. Let them always +keep this writing near them beside the Rule; and +in all the assemblies which shall be held, when +the Rule is read, let these words be read also.</p> + +<p>I absolutely forbid all the brothers, clerics and laymen, to +introduce comments in the Rule, or in this Will, under pretext +<span class="pagenum"><a name="Page_379" id="Page_379">379</a></span> +of explaining it. But since the Lord has given me to speak and +to write the Rule and these words in a clear and simple manner, +so do you understand them in the same way without commentary, +and put them in practice until the end.</p> + +<p>And whoever shall have observed these things, may he be +crowned in heaven with the blessings of the heavenly Father, +and on earth with those of his well-beloved Son and of the Holy +Spirit, the Consoler, with the assistance of all the heavenly +virtues and all the saints.</p> + +<p>And I, little Brother Francis, your servant, confirm to you, +so far as I am able, this most holy benediction. Amen.</p> +<p><span class="pagenum"><a name="Page_380" id="Page_380">380</a></span></p> + +<h3>CHAPTER XXIII.<br /> +THE PAPACY AND THE TEMPORAL POWERS IN THE LATER +MIDDLE AGES</h3> + +<h4>66. The Interdict Laid on France by Innocent III. (1200)</h4> + +<div class="intro"> +<p>Two of the most effective weapons at the service of the mediæval +Church were excommunication and the interdict. By the ban of excommunication +the proper ecclesiastical authorities could exclude a +heretic or otherwise objectionable person from all religious privileges, +thereby cutting him off from association with the faithful and consigning +him irrevocably (unless he repented) to Satan. The interdict differed +from excommunication in being less sweeping in its condemnatory character, +and also in being applied to towns, provinces, or countries rather +than to individuals. As a rule the interdict undertook to deprive the +inhabitants of a specified region of the use of certain of the sacraments, +of participation in the usual religious services, and of the right of Christian +burial. It did not expel men from church membership, as did +excommunication, but it suspended most of the privileges and rights +flowing from such membership. The interdict was first employed by the +clergy of north France in the tenth and eleventh centuries. In the +twelfth it was adopted by the papacy on account of its obvious value +as a means of disciplining the monarchs of western Europe. Because +of its effectiveness in stirring up popular indignation against sovereigns +who incurred the papal displeasure, by the time of Innocent III. (1198-1216) +it had come to be employed for political as well as for purely +religious purposes, though generally the two considerations were closely +intertwined. A famous and typical instance of its use was that of the +year 1200, described below.</p> + +<p>In August, 1193, Philip Augustus, king of France, married Ingeborg, +second sister of King Knut VI. of Denmark. At the time Philip was +<span class="pagenum"><a name="Page_381" id="Page_381">381</a></span> +contemplating an invasion of England and hoped through the marriage +to assure himself of Danish aid. Circumstances soon changed his plans, +however, and almost immediately he began to treat his new wife coldly, +with the obvious purpose of forcing her to return to her brother's court. +Failing in this, he convened his nobles and bishops at Compiègne and +got from them a decree of divorce, on the flimsy pretext that the marriage +with Ingeborg had been illegal on account of the latter's distant +relationship to Elizabeth of Hainault, Philip's first wife. Ingeborg +and her brother appealed to Rome, and Pope Celestine III. dispatched +letter after letter and legate after legate to the French court, but without +result. Indeed, after three years, Philip, to clinch the matter, as he +thought, married Agnes of Meran, daughter of a Bavarian nobleman, +and shut up Ingeborg in a convent at Soissons. In 1198, while the +affair stood thus, Celestine died and was succeeded by Innocent III., +under whom the papal power was destined to attain a height hitherto +unknown. Innocent flatly refused to sanction the divorce or to recognize +the second marriage, although he was not pope, of course, until +some years after both had occurred. On the ground that the whole +subject of marriage lay properly within the jurisdiction of the Church, +Innocent demanded that Philip cast off the beautiful Agnes and +restore Ingeborg to her rightful place. This Philip promptly refused +to do.</p> + +<p>The threat of an interdict failing to move him, the Pope proceeded to +put his threat into execution. In January, 1200, the interdict was pronounced +and, though the king's power over the French clergy was so +strong that many refused to heed the voice from Rome, gradually +the discontent and indignation of the people grew until after nine +months it became apparent that the king must yield. He did so as +gracefully as he could, promising to take back Ingeborg and submit +the question of a divorce to a council presided over by the papal legate. +This council, convened in 1201 at Soissons, decided against the king and +in favor of Ingeborg; but Philip had no intention to submit in good +faith and, until the death of Agnes in 1204, he maintained his policy of +procrastination and double-dealing. Even in the later years of the reign +the unfortunate Ingeborg had frequent cause to complain of harshness +and neglect at the hand of her royal husband.</p> + +<p>The following are the principal portions of Innocent's interdict. +<span class="pagenum"><a name="Page_382" id="Page_382">382</a></span></p> +</div> + +<p class="source">Source—Martène, Edmond, and Durand, Ursin, <i>Thesaurus novus Anecdotorum</i> +["New Collection of Unpublished Documents"], Paris, 1717, +Vol. IV., p. 147. Adapted from translation by Arthur C. Howland +in <i>Univ. of Pa. Translations and Reprints</i>, Vol. IV., No. 4, pp. 29-30.</p> + +<p>Let all the churches be closed; let no one be admitted to them, +except to baptize infants; let them not be otherwise opened, +except for the purpose of lighting the lamps, or when the priest +shall come for the Eucharist and holy water for the use of the +sick. We permit Mass to be celebrated once a week, on Friday, +early in the morning, to consecrate the Host<a name="FNanchor_530" id="FNanchor_530" href="#Footnote_530" class="fnanchor">[530]</a> for the use of the +sick, but only one clerk is to be admitted to assist the priest. +<span class="sidebar">Partial suspension +of +the services +and offices of +the Church</span> +Let the clergy preach on Sunday in the vestibules +of the churches, and in place of the Mass let them +deliver the word of God. Let them recite the +canonical hours<a name="FNanchor_531" id="FNanchor_531" href="#Footnote_531" class="fnanchor">[531]</a> outside the churches, where the +people do not hear them; if they recite an epistle or a gospel, let +them beware lest the laity hear them; and let them not permit +the dead to be interred, nor their bodies to be placed unburied +in the cemeteries. Let them, moreover, say to the laity that +they sin and transgress grievously by burying bodies in the +earth, even in unconsecrated ground, for in so doing they assume +to themselves an office pertaining to others.</p> + +<p>Let them forbid their parishioners to enter churches that may +be open in the king's territory, and let them not bless the wallets +of pilgrims, except outside the churches. Let them not celebrate +<span class="sidebar">How Easter +should be observed</span> +the offices in Passion week, but refrain +even until Easter day, and then let them celebrate +in private, no one being admitted except +the assisting priest, as above directed; let no one communicate, +even at Easter, unless he be sick and in danger of death. During +the same week, or on Palm Sunday, let them announce to their +<span class="pagenum"><a name="Page_383" id="Page_383">383</a></span> +parishioners that they may assemble on Easter morning before +the church and there have permission to eat flesh and consecrated +bread.... Let the priest confess all who desire +it in the portico of the church; if the church have no portico, +<span class="sidebar">Arrangements +for confession</span> +we direct that in bad or rainy weather, and not +otherwise, the nearest door of the church may +be opened and confessions heard on its threshold (all being excluded +except the one who is to confess), so that the priest and +the penitent can be heard by those who are outside the church. +If, however, the weather be fair, let the confession be heard in +front of the closed doors. Let no vessels of holy water be placed +outside the church, nor shall the priests carry them anywhere; +for all the sacraments of the Church beyond these two +which are reserved<a name="FNanchor_532" id="FNanchor_532" href="#Footnote_532" class="fnanchor">[532]</a> are absolutely prohibited. Extreme unction, +which is a holy sacrament, may not be given.<a name="FNanchor_533" id="FNanchor_533" href="#Footnote_533" class="fnanchor">[533]</a></p> + +<h4>67. The Bull "Unam Sanctam" of Boniface VIII. (1302)</h4> + +<div class="intro"> +<p>In the history of the mediæval Church at least three great periods of +conflict between the papacy and the temporal powers can be distinguished. +The first was the era of Gregory VII. and Henry IV. of Germany +[see <a href="#Page_261">p. 261</a>]; the second was that of Innocent III. and John of +England and Philip Augustus of France [see <a href="#Page_380">p. 380</a>]; the third was that +of Boniface VIII. and Philip the Fair of France. In many respects the +most significant document pertaining to the last of these struggles is +the papal bull, given below, commonly designated by its opening words, +<i>Unam Sanctam</i>.</p> + +<p>The question at issue in the conflict of Boniface VIII. and Philip the +Fair was the old one as to whether the papacy should be allowed to +dominate European states in temporal as well as in spiritual matters. +The Franconian emperors, in the eleventh century, made stubborn +resistance to such domination, but the immediate result was only partial +<span class="pagenum"><a name="Page_384" id="Page_384">384</a></span> +success, while later efforts to keep up the contest practically ruined the +power of the house of Hohenstaufen. Even Philip Augustus, at the +opening of the thirteenth century, had been compelled to yield, at least +outwardly, to the demands of the papacy respecting his marriages +and his national policies. With the revival of the issue under Boniface +and Philip, however, the tide turned, for at last there had arisen +a nation whose sovereign had so firm a grip upon the loyalty of his subjects +that he could defy even the power of Rome with impunity.</p> + +<p>The quarrel between Boniface and Philip first assumed importance +in 1296—two years after the accession of the former and eleven after +that of the latter. The immediate subject of dispute was the heavy +taxes which Philip was levying upon the clergy of France and the +revenues from which he was using in the prosecution of his wars with +Edward I. of England; but royal and papal interests were fundamentally +at variance and as both king and pope were of a combative temper, a +conflict was inevitable, irrespective of taxes or any other particular +cause of controversy. In 1096 Boniface issued the famous bull <i>Clericis +Laicos</i>, forbidding laymen (including monarchs) to levy subsidies on the +clergy without papal consent and prohibiting the clergy to pay subsidies +so levied. Philip the Fair was not mentioned in the bull, but the +measure was clearly directed primarily at him. He retaliated by prohibiting +the export of money, plate, etc., from the realm, thereby cutting +off the accustomed papal revenues from France. In 1297 an apparent +reconciliation was effected, the Pope practically suspending the +bull so far as France was concerned, though only to secure relief from +the conflict with Philip while engaged in a struggle with the rival Colonna +family at Rome.</p> + +<p>In 1301 the contest was renewed, mainly because of the indiscretion +of a papal legate, Bernard Saisset, bishop of Pamiers, who vilified the +king and was promptly imprisoned for his violent language. Boniface +took up the cause of Saisset and called an ecclesiastical council to regulate +the affairs of church and state in France and to rectify the injuries +wrought by King Philip. The claim to papal supremacy in temporal as +well as spiritual affairs, which Boniface proposed thus to make good, +was boldly stated in a new bull—that of <i>Ausculta Fili</i>—in 1301. At the +same time the bull <i>Clericis Laicos</i> was renewed for France. Philip knew +that the Franconians and his own Capetian predecessors had failed in +<span class="pagenum"><a name="Page_385" id="Page_385">385</a></span> +their struggles with Rome chiefly for the reason that they had been +lacking in consistent popular support. National feeling was unquestionably +stronger in the France of 1301 than in the Germany of 1077, or even +in the France of 1200; but to make doubly sure, Philip, in 1302, caused +the first meeting of a complete States General to be held, and from this +body, representing the various elements of the French people, he got +reliable pledges of support in his efforts to resist the temporal aggressions +of the papacy. It was at this juncture that Boniface issued the bull +<i>Unam Sanctam</i>, which has well been termed the classic mediæval expression +of the papal claims to universal temporal sovereignty.</p> + +<p>In 1303 an assembly of French prelates and magnates, under the +inspiration of Philip, brought charges of heresy and misconduct against +Boniface and called for a meeting of a general ecclesiastical council to +depose him. Boniface decided to issue a bull excommunicating and +deposing Philip. But before the date set for this step (September, 1303) +a catastrophe befell the papacy which resulted in an unexpected termination +of the episode. On the day before the bull of deposition was to +be issued William of Nogaret, whom Philip had sent to Rome to force +Boniface to call a general council to try the charges against himself, +led a band of troops to Anagni and took the Pope prisoner with the intention +of carrying him to France for trial. After three days the inhabitants +of Anagni attacked the Frenchmen and drove them out and +Boniface, who had barely escaped death, returned to Rome. The unfortunate +Pope never recovered, however, from the effects of the outrage +and his death in October (1303) left Philip, by however unworthy +means, a victor. From this point the papacy passes under the domination +of the French court and in 1309 began the dark period of the so-called +Babylonian Captivity, during most of which the popes dwelt at +Avignon under conditions precisely the reverse of the ideal which Boniface +so clearly asserted in <i>Unam Sanctam</i>.</p> +</div> + +<p class="source">Source—Text based upon the papal register published by P. Mury in <i>Revue +des Questions Historiques</i>, Vol. XLVI. (July, 1889), pp. 255-256. +Translated in Oliver J. Thatcher and Edgar H. McNeal, <i>Source +Book for Mediæval History</i> (New York), 1905, pp. 314-317.</p> + +<p>The true faith compels us to believe that there is one holy +Catholic Apostolic Church, and this we firmly believe and plainly +<span class="pagenum"><a name="Page_386" id="Page_386">386</a></span> +confess. And outside of her there is no salvation or remission +of sins, as the Bridegroom says in the Song of Solomon: "My +dove, my undefiled, is but one; she is the only one of her mother, +she is the choice one of her that bare her" [Song of Sol., vi. 9]; +which represents the one mystical body, whose head is Christ, +but the head of Christ is God [1 Cor., xi. 3]. In this Church there +<span class="sidebar">An assertion +of the unity +of the Church</span> +is "one Lord, one faith, one baptism" [Eph., +iv. 5]. For in the time of the flood there was only +one ark, that of Noah, prefiguring the one Church, +and it was "finished above in one cubit" [Gen., vi. 16], and had +but one helmsman and master, namely, Noah. And we read +that all things on the earth outside of this ark were destroyed. +This Church we venerate as the only one, since the Lord said by +the prophet: "Deliver my soul from the sword; my darling from +the power of the dog" [Ps., xxii. 20]. He prayed for his soul, that +is, for himself, the head; and at the same time for the body, and +he named his body, that is, the one Church, because there is but +one Bridegroom [John, iii. 29], and because of the unity of the +faith, of the sacraments, and of his love for the Church. This +is the seamless robe of the Lord which was not rent but parted +by lot [John, xix. 23].</p> + +<p>Therefore there is one body of the one and only Church, and +one head, not two heads, as if the Church were a monster. And +this head is Christ, and his vicar, Peter and his successor; for the +Lord himself said to Peter: "Feed my sheep" [John, xxi. 16]. +And he said "my sheep," in general, not these or those sheep in +particular; from which it is clear that all were committed to him. +<span class="sidebar">An allusion to +the Petrine +Supremacy</span> +If, therefore, Greeks [i.e., the Greek Church] or +any one else say that they are not subject to Peter +and his successors, they thereby necessarily confess +that they are not of the sheep of Christ. For the Lord says, +in the Gospel of John, that there is one fold and only one shepherd +[John, x. 16]. By the words of the gospel we are taught that +the two swords, namely, the spiritual authority and the temporal, +<span class="pagenum"><a name="Page_387" id="Page_387">387</a></span> +are in the power of the Church. For when the apostles said +"Here are two swords" [Luke, xxii. 38]—that is, in the Church, +since it was the apostles who were speaking—the Lord did not +answer, "It is too much," but "It is enough." Whoever denies +that the temporal sword is in the power of Peter does not properly +understand the word of the Lord when He said: "Put up thy +sword into the sheath" [John, xviii. 11]. Both swords, therefore, +<span class="sidebar">The proper relation +of spiritual +and temporal +powers</span> +the spiritual and the temporal, are in the power +of the Church. The former is to be used by the +Church, the latter for the Church; the one by the +hand of the priest, the other by the hand of kings and knights, +but at the command and permission of the priest. Moreover, it +is necessary for one sword to be under the other, and the temporal +authority to be subjected to the spiritual; for the apostle +says, "For there is no power but of God: and the powers that be +are ordained of God" [Rom., xiii. 1]; but they would not be ordained +unless one were subjected to the other, and, as it were, +the lower made the higher by the other.</p> + +<p>For, according to St. Dionysius,<a name="FNanchor_534" id="FNanchor_534" href="#Footnote_534" class="fnanchor">[534]</a> it is a law of divinity that +the lowest is made the highest through the intermediate. According +to the law of the universe all things are not equally and +directly reduced to order, but the lowest are fitted into their +order through the intermediate, and the lower through the +higher. And we must necessarily admit that the spiritual power +<span class="sidebar">The superiority +of the +spiritual</span> +surpasses any earthly power in dignity and honor, +because spiritual things surpass temporal things. +We clearly see that this is true from the paying +of tithes, from the benediction, from the sanctification, from the +receiving of the power, and from the governing of these things. +For the truth itself declares that the spiritual power must +establish the temporal power and pass judgment on it if it is +not good. Thus the prophecy of Jeremiah concerning the Church +<span class="pagenum"><a name="Page_388" id="Page_388">388</a></span> +and the ecclesiastical power is fulfilled: "See, I have this day +set thee over the nations and over the kingdoms, to root out, +and to pull down, and to destroy, and to throw down, to build, +and to plant" [Jer., i. 10].</p> + +<p>Therefore if the temporal power errs, it will be judged by the +spiritual power, and if the lower spiritual power errs, it will be +<span class="sidebar">The highest +spiritual power +(the papacy) +responsible to +God alone</span> +judged by its superior. But if the highest +spiritual power errs, it cannot be judged by +men, but by God alone. For the apostle says: +"But he that is spiritual judgeth all things, yet +he himself is judged of no man" [1 Cor., ii. 15]. Now this authority, +although it is given to man and exercised through man, +is not human, but divine. For it was given by the word of the +Lord to Peter, and the rock was made firm to him and his successors, +in Christ himself, whom he had confessed. For the Lord +said to Peter: "Whatsoever thou shalt bind on earth shall be +bound in heaven; and whatsoever thou shalt loose on earth shall +be loosed in heaven" [Matt., xvi. 19].</p> + +<p>Therefore, whosoever resisteth this power thus ordained of +God resisteth the ordinance of God [Rom., xiii. 2], unless there +are two principles [beginnings], as Manichæus<a name="FNanchor_535" id="FNanchor_535" href="#Footnote_535" class="fnanchor">[535]</a> pretends there +are. But this we judge to be false and heretical. For Moses says +that, not in the beginnings, but in the beginning, God created +<span class="sidebar">Submission to +the papacy essential +to salvation</span> +the heaven and the earth [Gen., i. 1]. We therefore +declare, say, and affirm that submission on +the part of every man to the bishop of Rome is +altogether necessary for his salvation.</p> + +<p> +<span class="pagenum"><a name="Page_389" id="Page_389">389</a></span></p> + +<h4>68. The Great Schism and the Councils of Pisa and Constance</h4> + +<div class="intro"> +<p>The "Babylonian Captivity"—begun in 1305, or perhaps more properly +in 1309, when the French Pope, Clement V., took up his residence +regularly at Avignon—lasted until 1377. During these sixty or seventy +years the College of Cardinals consisted chiefly of Frenchmen, all of the +seven popes were of French nationality, and for the most part the +papal authority was little more than a tool in the hands of the aggressive +French sovereigns. In 1377, at the solicitation of the Italian clergy +and people, Pope Gregory XI. removed to Rome, where he died in 1378. +In the election that followed the Roman populace, determined to bring +the residence of the popes at Avignon to an end once for all, demanded a +Roman, or at least an Italian, pope. The majority of the cardinals were +French, but they could not agree upon a French candidate and, intimidated +by the threats of the mob, they at last chose a Neapolitan who +took the name Urban VI. A few months of Urban's obstinate administration +convinced the cardinals that they had made a serious mistake, +and, on the ground that their choice had been unduly influenced by +popular clamor, they sought to nullify the election and to replace Urban +by a Genevan who took the title Clement VII. Urban utterly refused +thus to be put aside, so that there were now two popes, each duly elected +by the College of Cardinals and each claiming the undivided allegiance +of Christendom. This was the beginning of the Great Schism, destined +to work havoc in the Church for a full generation, or until finally ended +in 1417. Clement VII. fixed his abode at Avignon and French influence +secured for him the support of Spain, Scotland, and Sicily. The rest of +Europe, displeased with the subordination of the papacy to France and +French interests, declared for Urban, who was pledged to maintain the +papal capital at Rome.</p> + +<p>France must be held responsible in the main for the evils of the Great +Schism—a breach in the Church which she deliberately created and for +many years maintained; but she herself suffered by it more than any +other nation of Europe because of the annates,<a name="FNanchor_536" id="FNanchor_536" href="#Footnote_536" class="fnanchor">[536]</a> the <i>décime</i>,<a name="FNanchor_537" id="FNanchor_537" href="#Footnote_537" class="fnanchor">[537]</a> and other +<span class="pagenum"><a name="Page_390" id="Page_390">390</a></span> +taxes which were imposed upon the French clergy and people to support +the luxurious and at times extravagant papal court at Avignon, or which +were exacted by ambitious monarchs under the cover of papal license. +In the course of time the impossible situation created by the Schism +demanded a remedy and in fairness it should be observed that in the +work of adjustment the leading part was taken by the French. After +the death of Clement VII., in 1394, the French court sincerely desired +to bring the Schism to an end on terms that would be fair to all. Already +in 1393 King Charles VI. had laid the case before the University +of Paris and asked for an opinion as to the best course to be pursued. +The authorities of the university requested each member of the various +faculties to submit his idea of a solution of the problem and from the +mass of suggestions thus brought together a committee of fifty-four +professors, masters, and doctors worked out the three lines of action +set forth in selection (a) below. The first plan, i.e., that both popes +should resign as a means of restoring harmony, was accepted as the +proper one by an assembly of the French clergy convened in 1395. It +was doomed to defeat, however, by the vacillation of both Benedict +XIII. at Avignon and Boniface IX. at Rome, and in the end it was +agreed to fall back upon the third plan which the University of Paris had +proposed, i.e., the convening of a general council. There was no doubt +that such a council could legally be summoned only by the pope, but +finally the cardinals attached to both popes deserted them and united +in issuing the call in their own name.</p> + +<p>The council met at Pisa in 1409 and proceeded to clear up the question +of its own legality and authority by issuing the unequivocal declaration +comprised in (b) below. It furthermore declared both popes deposed and +elected a new one, who took the name Alexander V. Neither of the +previous popes, however, recognized the council's action, so now there +were three rivals instead of two and the situation was only so much +worse than before. In 1410 Alexander V. died and the cardinals chose +as his successor John XXIII., a man whose life was notoriously wicked, +<span class="pagenum"><a name="Page_391" id="Page_391">391</a></span> +but who was far from lacking in political sagacity. Three years later +the capture of Rome by the king of Naples forced John to appeal for +assistance to the Emperor Sigismund; and Sigismund demanded, before +extending the desired aid, that a general church council be summoned +to meet on German soil for the adjustment of the tangled papal situation. +The result was the Council of Constance, whose sessions extended +from November, 1414, to April, 1418, and which, because of its general +European character, was able to succeed where the Council of Pisa had +failed. In the decree <i>Sacrosancta</i> given below (c), issued in April, +1415, we have the council's notable assertion of its supreme authority +in ecclesiastical matters, even as against the pope himself. The +Schism was healed with comparative facility. Gregory XII., who +had been the pope at Rome, but who was now in exile, sent envoys +to offer his abdication. Benedict XIII., likewise a fugitive, +was deposed and found himself without supporters. John XXIII. +was deposed for his unworthy character and had no means of offering +resistance. The cardinals, together with representatives of the +five "nations" into which the council was divided, harmoniously selected +for pope a Roman cardinal, who assumed the name of Martin V. This +was in 1417. The Schism was at an end, though the work of combating +heresy and of propagating reform within the Church went on in successive +councils, notably that of Basel (1431-1449).</p> +</div> + +<p class="source">Sources—(a) Lucæ d'Achery, <i>Spicilegium, sive Collectio veterum aliquot +Scriptorum qui in Galliæ Bibliothecis Delituerant</i> ["Gleanings, +or a Collection of some Early Writings, which survive in Gallic +Libraries"], Paris, 1723, Vol. I., p. 777. Translated in +Thatcher and McNeal, <i>Source Book for Mediæval History</i> +(New York, 1905), pp. 326-327.</p> + +<p class="source_add">(b) Raynaldus, <i>Annales, anno 1409</i> ["Annals, year 1409"], §71.</p> + +<p class="source_add">(c) Von der Hardt, <i>Magnum Constantiense Concilium</i> ["Great +Council of Constance"], Vol. II., p. 98.</p> + +<p class="center">(a)</p> + +<p><i>The first way.</i> Now the first way to end the Schism is that +both parties should entirely renounce and resign all rights which +they may have, or claim to have, to the papal office.</p> + +<p><i>The second way.</i> But if both cling tenaciously to their rights +and refuse to resign, as they have thus far done, we would propose +<span class="pagenum"><a name="Page_392" id="Page_392">392</a></span> +a resort to arbitration. That is, that they should together choose +worthy and suitable men, or permit such to be chosen in a +<span class="sidebar">Three possible +solutions of the +Schism offered +by the University +of Paris</span> +regular and canonical way, and these should have +full power and authority to discuss the case and +decide it, and if necessary and expedient and +approved by those who, according to the canon +law, have the authority [i.e., the cardinals], they might also +have the right to proceed to the election of a pope.</p> + +<p><i>The third way.</i> If the rival popes, after being urged in a +brotherly and friendly manner, will not accept either of the +above ways, there is a third way which we propose as an excellent +remedy for this sacrilegious schism. We mean that the +matter should be left to a general council. This general council +might be composed, according to canon law, only of prelates; or, +since many of them are very illiterate, and many of them are +bitter partisans of one or the other pope, there might be joined +with the prelates an equal number of masters and doctors of +theology and law from the faculties of approved universities. +Or, if this does not seem sufficient to any one, there might be added, +besides, one or more representatives from cathedral chapters and +the chief monastic orders, to the end that all decisions might be +rendered only after most careful examination and mature deliberation.</p> + +<p class="center">(b)</p> + +<p>This holy and general council, representing the universal +Church, decrees and declares that the united college of cardinals +was empowered to call the council, and that the power to call +<span class="sidebar">Declarations +of the Council +of Pisa (1409)</span> +such a council belongs of right to the aforesaid +holy college of cardinals, especially now when +there is a detestable schism. The council further +declares that this holy council, representing the universal Church, +caused both claimants of the papal throne to be cited in the +gates and doors of the churches of Pisa to come and hear the +final decision [in the matter of the Schism] pronounced, or to +<span class="pagenum"><a name="Page_393" id="Page_393">393</a></span> +give a good and sufficient reason why such sentence should not +be rendered.</p> + +<p class="center">(c)</p> + +<p>This holy synod of Constance, being a general council, and +legally assembled in the Holy Spirit for the praise of God and +for ending the present schism, and for the union and reformation +of the Church of God in its head and in its members, in order +more easily, more securely, more completely, and more fully to +bring about the union and reformation of the Church of God, +<span class="sidebar">The Council of +Constance asserts +its superiority +to even +the papacy</span> +ordains, declares, and decrees as follows: First it +declares that this synod, legally assembled, is a +general council, and represents the Catholic +church militant and has its authority directly +from Christ; and everybody, of whatever rank or dignity, including +also the pope, is bound to obey this council in those +things which pertain to the faith, to the ending of this schism, +and to a general reformation of the Church in its head and members. +Likewise it declares that if any one, of whatever rank, +condition, or dignity, including also the pope, shall refuse to +obey the commands, statutes, ordinances, or orders of this holy +council, or of any other holy council properly assembled, in +regard to the ending of the Schism and to the reformation of the +Church, he shall be subject to the proper punishment, and, unless +he repents, he shall be duly punished, and, if necessary, recourse +shall be had to other aids of justice.</p> + +<h4>69. The Pragmatic Sanction of Bourges (1438)</h4> + +<div class="intro"> +<p>The Council of Basel, convened in 1431, had for its object a thoroughgoing +reformation of the Church, "in its head and its members," from +papacy to parish priest. Like all of the councils of the period, its spirit +was distinctly anti-papal and for this reason Pope Eugene IV. sought +to bring it under his control by transferring it to Bologna and, failing +in this, to turn its deliberations into channels other than criticism of +the papacy. While the negotiations of Eugene and the council were in +<span class="pagenum"><a name="Page_394" id="Page_394">394</a></span> +progress a step fraught with great significance was taken in France in +the promulgation of the Pragmatic Sanction of Bourges.<a name="FNanchor_538" id="FNanchor_538" href="#Footnote_538" class="fnanchor">[538]</a> France was +the only country in which the principles laid down by the councils—Pisa, +Constance, Basel, and the rest—had taken firm hold. In 1438 +Charles VII. convened at Bourges an assembly composed of leading prelates, +councillors, and princes of the royal blood, to which the Pope and +the Council of Basel both sent delegates. This assembly proceeded to +adapt the decrees of the council to the conditions and needs of France, +on the evident assumption that the will of the French magnates in such +matters was superior to that of both pope and council, so far as France +was concerned. The action at Bourges well illustrates the growing +spirit of French nationality which had sprung up since the recent +achievements of Joan of Arc.</p> + +<p>The Pragmatic Sanction dealt in the main with four subjects—the +authority of church councils, the diminishing of papal patronage, +the restriction of papal taxation, and the limitation of appeals +to Rome. Together these matters are commonly spoken of as the +"Gallican liberties," i.e., the liberties of the Gallic or French church, +and they implied the right of the national church to administer its own +affairs with only the slightest interference from the pope or other outside +powers; in other words, they were essentially anti-papal. Louis XI., the +successor of Charles VII., for diplomatic reasons, sought to revoke the +Pragmatic Sanction, but the Parlement of Paris refused to register +the ordinance and for all practical purposes the Pragmatic was maintained +until 1516. In that year Francis I. established the relations of +the papacy and the French clergy on the basis of a new "concordat," +which, however, was not very unlike the Pragmatic. The Pragmatic +is of interest to the student of French history mainly because of the degree +in which it enhanced the power of the crown, particularly in respect +to the ecclesiastical affairs of the realm, and because of the testimony +it bears to the declining influence of the papacy in the stronger +nations like France and England. The text printed below represents +only an abstract of the document, which in all included thirty-three +chapters.</p> + +<p> +<span class="pagenum"><a name="Page_395" id="Page_395">395</a></span></p> +</div> + +<p class="source">Source.—Text in Vilevault et Bréquigny, <i>Ordonnances des Rois de France +de la Troisième Race</i> (Paris, 1772), Vol. XIII., pp. 267-291.</p> + +<p>The king declares that, according to the oath taken at their +coronation, kings are bound to defend and protect the holy +<span class="sidebar">Charles VII. +recognizes the +obligations of +the king to the +Church</span> +Church, its ministers and its sacred offices, and +zealously to guard in their kingdoms the decrees +of the holy fathers. The general council assembled +at Basel to continue the work begun by +the councils of Constance and Siena,<a name="FNanchor_539" id="FNanchor_539" href="#Footnote_539" class="fnanchor">[539]</a> and to labor for the reform +of the Church, in both its head and members, having had presented +to it numerous decrees and regulations, with the request +that it accept them and cause them to be observed in the kingdom, +the king has convened an assembly composed of prelates +and other ecclesiastics representing the clergy of France and of +the Dauphiné.<a name="FNanchor_540" id="FNanchor_540" href="#Footnote_540" class="fnanchor">[540]</a> He has presided in person over its deliberations, +surrounded by his son, the princes of the blood, and the principal +lords of the realm. He has listened to the ambassadors of the +Pope and the council. From the examination of prelates and +<span class="sidebar">Abuses prevalent +in the +French church</span> +the most renowned doctors, and from the thoroughgoing +discussions of the assembly, it appears +that, from the falling into decay of the early +discipline, the churches of the kingdom have been made to suffer +from all sorts of insatiable greed; that the <i>réserve</i> and the <i>grâce</i> +<span class="pagenum"><a name="Page_396" id="Page_396">396</a></span> +<i>expectative</i><a name="FNanchor_541" id="FNanchor_541" href="#Footnote_541" class="fnanchor">[541]</a> have given rise to grievous abuses and unbearable +burdens; that the most notable and best endowed benefices have +fallen into the hands of unknown men, who do not conform at +all to the requirement of residence and who do not understand the +speech of the people committed to their care, and consequently +are neglectful of the needs of their souls, like mercenaries who +dream of nothing whatever but temporal gain; that thus the +worship of Christ is declining, piety is enfeebled, the laws of the +Church are violated, and buildings for religious uses are falling +in ruin. The clergy abandon their theological studies, because +there is no hope of advancement. Conflicts without number rage +over the possession of benefices, plurality of which is coveted by +an execrable ambition. Simony is everywhere glaring; the +prelates and other collators<a name="FNanchor_542" id="FNanchor_542" href="#Footnote_542" class="fnanchor">[542]</a> are pillaged of their rights and their +ministry; the rights of patrons are impaired; and the wealth of +the kingdom goes into the hands of foreigners, to the detriment +of the clergy.</p> + +<p>Since, in the judgment of the prelates and other ecclesiastics, +the decrees of the holy council of Basel seemed to afford a suitable +<span class="sidebar">The decrees of +Basel accepted +with some +modifications</span> +remedy for all these evils, after mature deliberation, +we have decided to accept them—some +without change, others with certain modifications—without +wishing to cast doubt upon the power and authority +of the council, but at the same time taking account of +the necessities of the occasion and of the customs of the nation.</p> + +<p><b>1.</b> General councils shall be held every ten years, in places to +be designated by the pope. +<span class="pagenum"><a name="Page_397" id="Page_397">397</a></span></p> + +<p><b>2.</b> The authority of the general council is superior to that of +the pope in all that pertains to the faith, the extirpation of +schism, and the reform of the Church in both head and members.<a name="FNanchor_543" id="FNanchor_543" href="#Footnote_543" class="fnanchor">[543]</a></p> + +<p><b>3.</b> Election is reëstablished for ecclesiastical offices; but the +king, or the princes of his kingdom, without violating the canonical +rules, may make recommendations when elections are to occur +in the chapters or the monasteries.<a name="FNanchor_544" id="FNanchor_544" href="#Footnote_544" class="fnanchor">[544]</a></p> + +<p><b>4.</b> The popes shall not have the right to reserve the collation +of benefices, or to bestow any benefice before it becomes vacant.</p> + +<p><b>5.</b> All grants of benefices made by the pope in virtue of the +<i>droit d'expectative</i> are hereby declared null. Those who shall +have received such benefices shall be punished by the secular +power. The popes shall not have the right to interfere by the creation +of canonships.<a name="FNanchor_545" id="FNanchor_545" href="#Footnote_545" class="fnanchor">[545]</a></p> + +<p><b>6.</b> Appeals to Rome are prohibited until every other grade of +jurisdiction shall have been exhausted.</p> + +<p><b>7.</b> Annates are prohibited.<a name="FNanchor_546" id="FNanchor_546" href="#Footnote_546" class="fnanchor">[546]</a></p> + +<p> +<span class="pagenum"><a name="Page_398" id="Page_398">398</a></span></p> + +<h3>CHAPTER XXIV.<br /> +THE EMPIRE IN THE TWELFTH, THIRTEENTH, AND FOURTEENTH +CENTURIES</h3> + +<h4>70. The Peace of Constance (1183)</h4> + +<div class="intro"> +<p>With the election of Frederick Barbarossa as emperor, in 1152, a new +stage of the great papal-imperial combat was entered upon, though +under conditions quite different from those surrounding the contest in +the preceding century [see <a href="#Page_261">Chap. XVI]</a>. The Empire was destined to +succumb in the end to the papacy, but with a sovereign of Frederick's +energy and ability at its head it was able at least to make a stubborn +fight and to meet defeat with honor. The new reign was inaugurated by +a definite announcement of the Emperor's intention to consolidate and +strengthen the imperial government throughout all Germany and Italy. +The task in Germany was far from simple; in Italy it was the most formidable +that could have been conceived, and this for the reason that the +Italian population was largely gathered in cities with strong political +and military organization, with all the traditions of practical independence, +and with no thought of submitting to the government of an emperor +or any other claimant to more than merely nominal sovereignty.</p> + +<p>Trouble began almost at once between Frederick and the free commune +of Milan, though war was averted for a time by the oaths taken to the +Emperor on the occasion of his first expedition across the Alps in 1154. +Between that date and 1158 the consuls of the city were detected in +treacherous conduct and, the people refusing to disavow them, in the +latter year the Emperor again crossed the Alps, bent on nothing less +than the annihilation of the commune and the dispersion of its inhabitants. +He carried with him a larger army than a head of the Holy +Roman Empire had ever led into Italy. The Milanese submitted, under +conditions extremely humiliating, and Frederick, after being assured +by the doctors of law at the new university of Bologna that he was acting +<span class="pagenum"><a name="Page_399" id="Page_399">399</a></span> +quite within the letter of the Roman law, proceeded to lay claim to the +<i>regalia</i> (royal rights, such as tolls from roads and rivers, products of +mines, and the estates of criminals), to the right to levy an extraordinary +war tax, and to that of appointing the chief civic magistrates. Disaffection +broke out at once in many of the communes, but chiefly at +Milan; whereupon Frederick came promptly to the conclusion that the +time had arrived to rid himself of this irreconcilable opponent of his +measures. The city was besieged and, after its inhabitants had been +starved into surrender, almost completely destroyed (1162).</p> + +<p>Only temporarily did the barbarous act have its intended effect; the +net result was a widespread revival of the communal spirit, which expressed +itself in the formation of a sturdy confederacy known as the +Lombard League. One of the League's first acts was to rebuild Milan, +under whose leadership the struggle with the Emperor was actively +renewed. In 1168 a new city was founded at the foot of the Alps near +Pavia to serve as a base of operations in the campaign which the League +proposed to wage against the common enemy. It was given the name +Alessandria (or Alexandria) in honor of Pope Alexander III., who was +friendly to the cause of the cities. In 1174 Frederick began an open +attack on the League, but in 1176, at Legnano, he suffered an overwhelming +defeat, due largely to his failure to receive reinforcements +from Germany. The adjustment of peace was intrusted to an assembly +at Venice in which all parties were represented. The result was the +treaty of Venice (1177), the advantages of which were wholly against the +Empire. A truce of six years was granted the cities, with the understanding +that all details were to be arranged within, or at the expiration +of, that time.</p> + +<p>When the close of the period arrived, in 1183, Frederick no longer +dreamed of subduing and punishing the rebellious Italians, but instead +was quite ready to agree to a permanent peace. The result was +the Peace of Constance, which has been described as the earliest international +agreement of the kind in modern history. By this instrument +the theoretical overlordship of the Emperor in Italy was reasserted, +though in fact it had never been denied. Beyond this, however, the +communes were recognized as essentially independent. Those who had +enjoyed the right to choose their own magistrates retained it; their +financial obligations to the Emperor were clearly defined; and the +<span class="pagenum"><a name="Page_400" id="Page_400">400</a></span> +League was conceded to be a legitimate and permanent organization. +By yielding on numerous vital points the Empire had vindicated its +right to exist, but its administrative machinery, so far as Italy was +concerned, was still further impaired. This machinery, it must be +said, had never been conspicuously effective south of the Alps. As +for Frederick, he set out in 1189 upon the Third Crusade, during the +course of which he met his death in Asia Minor without being permitted +to see the Holy Land.</p> +</div> + +<p class="source">Source—Text in <i>Monumenta Germaniæ Historica</i>, Legum Sectio IV. (Weiland +ed.), Vol. I., pp. 411-418. Adapted from translation in Oliver J. +Thatcher and Edgar H. McNeal, <i>Source Book for Mediæval History</i> +(New York, 1905,) pp. 199-202.</p> + +<p><b>1.</b> We, Frederick, emperor of the Romans, and our son Henry, +king of the Romans,<a name="FNanchor_547" id="FNanchor_547" href="#Footnote_547" class="fnanchor">[547]</a> hereby grant to you, the cities, territories, +<span class="sidebar">Concessions to +the cities of +the League</span> +and persons of the League, the <i>regalia</i> and other +rights within and without the cities, as you have +been accustomed to hold them; that is, each member +of the League shall have the same rights as the city of Verona +has had in the past, or has now.</p> + +<p><b>2.</b> The members of the League shall exercise freely and without +interference from us all the rights which they have exercised of old.</p> + +<p><b>3.</b> These are the rights which are guaranteed to you: the +<i>fodrum</i>,<a name="FNanchor_548" id="FNanchor_548" href="#Footnote_548" class="fnanchor">[548]</a> forests, pastures, bridges, streams, mills, fortifications +of the cities, criminal and civil jurisdiction, and all other rights +which concern the welfare of the city.</p> + +<p><b>4.</b> The <i>regalia</i> which are not to be granted to the members +of the League shall be determined in the following manner: in +<span class="sidebar">How the regalia +remaining +to the Emperor +were to +be determined</span> +the case of each city, certain men shall be chosen +for this purpose from both the bishopric and the +city; these men shall be of good repute, capable +of deciding these questions, and such as are not +prejudiced against either party. Acting with the bishop of the +<span class="pagenum"><a name="Page_401" id="Page_401">401</a></span> +diocese, they shall swear to inquire into the questions of the +<i>regalia</i> and to set aside those that by right belong to us. If, +however, the cities do not wish to submit to this inquisition, +they shall pay to us an annual tribute of 2,000 marks in silver as +compensation for our <i>regalia</i>. If this sum seems excessive, it +may be reduced.</p> + +<p><b>5.</b> If anyone appeals to us in regard to matters which are +by this treaty admitted to be under your jurisdiction, we agree +not to hear such an appeal.</p> + +<p><b>8.</b> All privileges, gifts, and concessions made in the time of the +war by us or our representatives to the prejudice or injury of the +cities, territories, or members of the League are to be null and void.</p> + +<p><b>9.</b> Consuls<a name="FNanchor_549" id="FNanchor_549" href="#Footnote_549" class="fnanchor">[549]</a> of cities where the bishop holds the position of +count from the king or emperor shall receive their office from +the bishop, if this has been the custom before. In all other cities +<span class="sidebar">The +consuls</span> +the consuls shall receive their office from us, in +the following manner: after they have been +elected by the city they shall be invested with office by our +representative in the city or bishopric, unless we are ourselves +in Lombardy, in which case they shall be invested by us. At the +end of every five years each city shall send its representative to +us to receive the investiture.</p> + +<p><b>10.</b> This arrangement shall be observed by our successor, and +all such investitures shall be free.</p> + +<p><b>11.</b> After our death, the cities shall receive investiture in the +same way from our son and from his successors.</p> + +<p><b>12.</b> The Emperor shall have the right of hearing appeals in +cases involving more than 25 pounds, saving the right of the +<span class="sidebar">Appeals to +the Emperor</span> +church of Brescia to hear appeals. The appellant +shall not, however, be compelled to come to +Germany, but he shall appeal to the representative of the Emperor +in the city or bishopric. This representative shall examine +<span class="pagenum"><a name="Page_402" id="Page_402">402</a></span> +the case fairly and shall give judgment according to the laws and +customs of that city. The decision shall be given within two +months from the time of appeal, unless the case shall have been +deferred by reason of some legal hindrance or by the consent of +both parties.</p> + +<p><b>13.</b> The consuls of cities shall take the oath of allegiance to +the Emperor before they are invested with office.</p> + +<p><b>14.</b> Our vassals shall receive investiture from us and shall +take the vassal's oath of fidelity. All other persons between the +<span class="sidebar">The oath +of fidelity</span> +ages of 15 and 70 shall take the ordinary oath of +fidelity to the Emperor unless there be some good +reason why this oath should be omitted.</p> + +<p><b>17.</b> All injuries, losses, and damages which we or our followers +have sustained from the League, or any of its members or allies, +are hereby pardoned, and all such transgressors are hereby received +back into our favor.</p> + +<p><b>18.</b> We will not remain longer than is necessary in any city +or bishopric.</p> + +<p><b>19.</b> It shall be permitted to the cities to erect fortifications +within or without their boundaries.</p> + +<p><b>20.</b> It shall be permitted to the League to +<span class="sidebar">Recognition of +the League's +right to exist</span> +maintain its organization as it now is, or to renew +it as often as it desires.</p> + +<h4>71. Current Rumors Concerning the Life and Character of Frederick II.</h4> + +<div class="intro"> +<p>Frederick II. (1194-1250), king of Naples and Sicily and emperor of +the Holy Roman Empire, was a son of Emperor Henry VI. and a grandson +of Frederick Barbarossa. When his father died (1197) it was intended +that the young child's uncle, Philip of Hohenstaufen, should +occupy the imperial throne temporarily as regent. Philip, however, +proceeded to assume the position as if in his own right and became engaged +in a deadly conflict with a rival claimant, Otto IV., during which +the Pope, Innocent III., fanned the flames of civil war and made the situation +contribute chiefly to the aggrandizement of papal authority in temporal +<span class="pagenum"><a name="Page_403" id="Page_403">403</a></span> +affairs. In 1208 Philip was assassinated and in the following year +Otto received the imperial crown at Rome. Almost immediately, however, +disagreement broke out between the Pope and the new Emperor, +chiefly because of the latter's ambition to become king of Sicily. Repenting +that he had befriended Otto, Innocent promptly excommunicated +him and set on foot a movement—in which he enlisted the services +of Philip Augustus of France—to supplant the obnoxious Emperor by +Frederick of Sicily (the later Frederick II.). Otto was a nephew of +Richard I. and John of England and the latter was easily persuaded to +enter into an alliance with him against the papal-French-Sicilian combination. +The result was the battle of Bouvines [see <a href="#Page_297">p. 297</a>], in 1214, +in which John and Otto were hopelessly defeated. Meanwhile, in 1212, +Frederick had received a secret embassy from Otto's discontented subjects +in Germany, offering him the imperial crown if he would come and +claim it. In response he had gathered an army and, with the approval +of Innocent and of Philip Augustus, had crossed the Alps for the purpose +of winning over the German people from Otto to himself. The +battle of Bouvines (in which Frederick was not engaged, but from which +he profited immensely) was the death-blow to Otto's cause and Frederick +was soon recognized universally as head of the Empire.</p> + +<p>The reign of Frederick II. (1212-1250) was a period of large importance +in European history. The Emperor's efforts and achievements—his +crusade, his great quarrel with Gregory IX. and Innocent IV., his legislation, +his struggles with the Lombard League—were full of interest and +significance, but, after all, not more so than the purely personal aspects +of his career. Mr. Bryce has a passage which states admirably the position +of Frederick with reference to his age and its problems. A portion +of it is as follows: "Out of the long array of the Germanic successors of +Charles [Charlemagne], he is, with Otto III.,<a name="FNanchor_550" id="FNanchor_550" href="#Footnote_550" class="fnanchor">[550]</a> the only one who comes +before us with a genius and a frame of character that are not those of a +Northern or a Teuton. There dwelt in him, it is true, all the energy +and knightly valor of his father Henry and his grandfather Frederick I. +But along with these, and changing their direction, were other gifts, +inherited perhaps from his half Norman, half Italian mother and fostered +<span class="pagenum"><a name="Page_404" id="Page_404">404</a></span> +by his education in Sicily, where Mussulman and Byzantine influences +were still potent, a love of luxury and beauty, an intellect refined, +subtle, philosophical. Through the mist of calumny and legend +it is but dimly that the truth of the man can be discerned, and the outlines +that appear serve to quicken rather than appease the curiosity +with which we regard one of the most extraordinary personages in history. +A sensualist, yet also a warrior and a politician; a profound law-giver +and an impassioned poet; in his youth fired by crusading fervor, +in later life persecuting heretics while himself accused of blasphemy and +unbelief; of winning manners and ardently beloved by his followers, but +with the stain of more than one cruel deed upon his name, he was the +marvel of his own generation, and succeeding ages looked back with +awe, not unmingled with pity, upon the inscrutable figure of the last +emperor who had braved all the terrors of the Church and died beneath +her ban, the last who had ruled from the sands of the ocean to the shores +of the Ionian Sea. But while they pitied they condemned. The undying +hatred of the papacy threw round his memory a lurid light; him +and him alone of all the imperial line, Dante, the worshipper of the +empire, must perforce deliver to the flames of hell."<a name="FNanchor_551" id="FNanchor_551" href="#Footnote_551" class="fnanchor">[551]</a></p> + +<p>The following selections from the <i>Greater Chronicle</i> of Matthew +Paris comprise some of the stories which were current in Frederick's +day regarding his manners, ideas, and deeds. Frederick was far ahead +of his age and it was inevitable that the qualities in him which men could +not understand or appreciate should become the grounds for dark +rumors and unsavory suspicions. Matthew Paris was an English monk +of St. Albans. It is thought that he was called <i>Parisiensis</i>, "the +Parisian," because of having been born or educated in the capital of +France. He seems to have confined his attention wholly to the study of +history, and mainly to the history of his own country. His <i>Chronicle</i> +takes up the story of English and continental affairs in detail with the +year 1235 (where Roger of Wendover had stopped in his <i>Flowers of +History</i>) and continues to the year 1259. His book has been described as +"probably the most generally useful historical production of the thirteenth +century."<a name="FNanchor_552" id="FNanchor_552" href="#Footnote_552" class="fnanchor">[552]</a></p> + +<p> +<span class="pagenum"><a name="Page_405" id="Page_405">405</a></span></p> +</div> + +<p class="source">Source—Matthæus Parisiensis, <i>Chronica Majora</i> [Matthew Paris, "Greater +Chronicle"]. Adapted from translation by J. A. Giles (London, +1852), Vol. I., pp. 157-158, 166-167, 169-170; Vol. II., pp. 84-85, +103.</p> + +<p>In the course of the same year [1238] the fame of the Emperor +Frederick was clouded and marred by his jealous enemies and +rivals; for it was imputed to him that he was wavering in the +Catholic faith, or wandering from the right way, and had given +<span class="sidebar">Frederick +suspected +of heresy</span> +utterance to some speeches, from which it could +be inferred and suspected that he was not only +weak in the Catholic faith, but—what was a +much greater and more serious crime—that there was in him an +enormity of heresy, and the most dreadful blasphemy, to be detested +and execrated by all Christians. For it was reported that +the Emperor Frederick had said (although it may not be proper +to mention it) that three imposters had so craftily deceived their +contemporaries as to gain for themselves the mastery of the +world: these were Moses, Jesus, and Mahomet [Mohammed]; and +that he had impiously given expression to some wicked and incredible +ravings and blasphemies respecting the most holy +Eucharist. Far be it from any discreet man, much less a Christian, +to employ his tongue in such raving blasphemy. It was +also said by his rivals that the Emperor agreed with and believed in +the law of Mahomet more than that of Jesus Christ. A rumor +<span class="sidebar">Accusation +of friendly relations +with +the Saracens</span> +also crept amongst the people (which God forbid +to be true of such a great prince) that he had +been for a long time past in alliance with the +Saracens, and was more friendly to them than to the Christians; +and his rivals, who were endeavoring to blacken his fame, attempted +to establish this by many proofs. Whether they sinned +or not, He alone knows who is ignorant of nothing....</p> + +<p>In Lent, of the same year [1239], seeing the rash proceedings +of the Emperor, and that his words pleaded excuse for his +sins,—namely, that by the assistance of some of the nobles +and judges of Sardinia he had taken into his own possession, +<span class="pagenum"><a name="Page_406" id="Page_406">406</a></span> +and still held, the land and castles of the bishop of Sardinia, and +constantly declared that they were a portion of the Empire, and +<span class="sidebar">Frederick's +seizure of the +lands belonging +to a bishop</span> +that he by his first and chief oath would preserve +the rights of the Empire to the utmost of his +power, and would also collect the scattered portions +of it,—the Pope<a name="FNanchor_553" id="FNanchor_553" href="#Footnote_553" class="fnanchor">[553]</a> was excited to the most +violent anger against him. He set forth some very serious complaints +and claims against the Emperor and wrote often boldly and +carefully to him, advising him repeatedly by many special messengers, +whose authority ought to have obtained from him the +greatest attention, to restore the possessions he had seized, and to +desist from depriving the Church of her possessions, of which she +was endowed by long prescription. And, like a skilful physician, +who at one time makes use of medicines, at another of the knife, +and at another of the cauterizing instrument, he mixed threats +with entreaties, friendly messages with fearful denunciations. +As the Emperor, however, scornfully rejected his requests, and +<span class="sidebar">Refusing to restore +them, he +is excommunicated</span> +excused his actions by arguments founded on +reason, his holiness the Pope, on Palm Sunday, +in the presence of a great many of the cardinals, +in the spirit of glowing anger, solemnly excommunicated the +said Emperor Frederick, as though he would at once have hurled +him from his imperial dignity, consigning him with terrible +denunciations to the possession of Satan at his death; and, as it +were, thundering forth the fury of his anger, he excited terror in +all his hearers....<a name="FNanchor_554" id="FNanchor_554" href="#Footnote_554" class="fnanchor">[554]</a></p> + +<p>The Emperor, on hearing of this, was inflamed with violent +anger, and with oft-repeated reproaches accused the Church and +its rulers of ingratitude to him, and of returning evil for good. +He recalled to their recollection how he had exposed himself and +his property to the billows and to a thousand kinds of danger +<span class="pagenum"><a name="Page_407" id="Page_407">407</a></span> +for the advancement of the Church's welfare and the increase of +the Catholic faith, and affirmed that whatever honors the Church +possessed in the Holy Land had been acquired by his toil and +<span class="sidebar">Frederick accuses +the Pope +of ingratitude +and jealousy</span> +industry. "But," said he, "the Pope, jealous at +such a happy increase being acquired for the +Church by a layman, and who desires gold and +silver rather than an increase of the faith (as witness his proceedings), +and who extorts money from all Christendom in the name +of tithes, has, by all the means in his power, done his best to +supplant me, and has endeavored to disinherit me while fighting +for God, exposing my body to the weapons of war, to sickness, +and to the snares of his enemies, after encountering the dangers +of the unsparing billows. See what sort of protection is this of +our father's! What kind of assistance in difficulties is this +afforded by the vicar of Jesus Christ"!...<a name="FNanchor_555" id="FNanchor_555" href="#Footnote_555" class="fnanchor">[555]</a></p> + +<p>"Besides, he is united by a detestable alliance with the Saracens,—has +ofttimes sent messages and presents to them, and +in turn received the same from them with respect and alacrity...; +and what is a more execrable offense, he, when formerly +in the country beyond sea, made a kind of arrangement, or rather +collusion, with the sultan, and allowed the name of Mahomet +to be publicly proclaimed in the temple of the Lord day and +<span class="sidebar">Further accusation +of an +alliance with +the Saracens</span> +night; and lately, in the case of the sultan of Babylon +[Cairo], who, by his own hands, and through his +agents, had done irreparable mischief and injury +to the Holy Land and its Christian inhabitants, he caused that +sultan's ambassadors, in compliment to their master, as is reported, +to be honorably received and nobly entertained in his +kingdom of Sicily. He also, in opposition to the Christians, +abuses the pernicious and horrid rites of other infidels, and, entering +into an alliance of friendship with those who wickedly +pay little respect to and despise the Apostolic See, and have +<span class="pagenum"><a name="Page_408" id="Page_408">408</a></span> +seceded from the unity of the Church, he, laying aside all respect +for the Christian religion, caused, as is positively asserted, the +duke of Bavaria, of illustrious memory, a special and devoted +ally of the Roman Church, to be murdered by the assassins. He +has also given his daughter in marriage to Battacius, an enemy +of God and the Church, who, together with his aiders, counsellors, +and abettors, was solemnly expelled from the communion +of the Christians by sentence of excommunication. Rejecting +the proceedings and customs of Catholic princes, neglecting +his own salvation and the purity of his fame, he does not employ +<span class="sidebar">His neglect of +pious and charitable +works</span> +himself in works of piety; and what is more (to +be silent on his wicked and dissolute practices), +although he has learned to practice oppression to +such a degree, he does not trouble himself to relieve those oppressed +by injuries, by extending his hand, as a Christian prince +ought, to bestow alms, although he has been eagerly aiming at +the destruction of the churches, and has crushed religious men +and other ecclesiastical persons with the burden and persecution +of his yoke. And it is not known that he ever built or founded +either churches, monasteries, hospitals, or other pious places. +Now these are not light, but convincing, grounds for suspicions +of heresy being entertained against him."...</p> + +<p>When the Emperor Frederick was made fully aware of all +these proceedings [i.e., his excommunication at Lyons] he could +not contain himself, but burst into a violent rage and, darting a +scowling look on those who sat around him, he thundered forth: +"The Pope in his synod has disgraced me by depriving me of +my crown. Whence arises such great audacity? Whence proceeds +such rash presumption? Where are my chests which +<span class="sidebar">Frederick's +wrath at his +excommunication</span> +contain my treasures?" And on their being +brought and unlocked before him, by his order, +he said, "See if my crowns are lost now;" then +finding one, he placed it on his head and, being thus crowned, +he stood up, and, with threatening eyes and a dreadful voice, unrestrainable +<span class="pagenum"><a name="Page_409" id="Page_409">409</a></span> +from passion, he said aloud, "I have not yet lost my +crown, nor will I be deprived of it by any attacks of the Pope +or the council, without a bloody struggle. Does his vulgar pride +raise him to such heights as to enable him to hurl from the +imperial dignity me, the chief prince of the world, than whom +none is greater—yea, who am without an equal? In this matter +my condition is made better: in some things I <i>was</i> bound to +obey, at least to respect, him; but now I am released from all +ties of affection and veneration, and also from the obligation of +any kind of peace with him." From that time forth, therefore, +he, in order to injure the Pope more effectually and perseveringly, +did all kinds of harm to his Holiness, in his money, as well as in +his friends and relatives.</p> + +<h4>72. The Golden Bull of Charles IV. (1356)</h4> + +<div class="intro"> +<p>The century following the death of Frederick II. (1250) was a period +of unrest and turbulence in German history, the net result of which +politically was the almost complete triumph of the princes, lay and clerical, +over the imperial power. By 1350 the local magnates had come to +be virtually sovereign throughout their own territories. They enjoyed +the right of legislation and the privileges of coining money and levying +taxes, and in many cases they had scarcely so much as a feudal bond to +remind them of their theoretical allegiance to the Empire. The one principle +of action upon which they could agree was that the central monarchy +should be kept permanently in the state of helplessness to which +it had been reduced. The power of choosing a successor when a vacancy +arose in the imperial office had fallen gradually into the hands of seven +men, who were known as the "electors" and who were recognized in the +fourteenth century as possessing collective importance far greater than +that of the emperor. Three of these seven—the archbishops of Mainz, +Trier, and Cologne—were great ecclesiastics; the other four—the king +of Bohemia, the margrave of Brandenburg, the duke of Saxony, and the +count palatine of the Rhine—were equally influential laymen. This +electoral college first came into prominence at the election of Rudolph I. +(of the House of Hapsburg) at the end of the Interregnum in 1273. +<span class="pagenum"><a name="Page_410" id="Page_410">410</a></span> +From that time until the termination of the Holy Roman Empire in 1806 +these seven men (eight after 1648 and nine after 1692) played a part in +German history not inferior to that of the emperors. They imposed +upon their candidates such conditions as they chose, and when the bearer +of the imperial title grew restive and difficult to control they did not +hesitate to make war upon him, or even in extreme cases to depose him. +It has been well said that never in all history have worse scandals been +connected with any sort of elections than were associated repeatedly +with the actions of these German electors.</p> + +<p>The central document in German constitutional history in the Middle +Ages is the Golden Bull of Emperor Charles IV. (1347-1378), promulgated +in 1356. For a century prior to the reign of Charles the question of the +imperial succession had been one of extreme perplexity. The electoral +college had grown up to assume the responsibility, but this body rested +on no solid legal basis and its acts were usually regarded as null by all +whom they displeased, with the result that a civil war succeeded pretty +nearly every election. Charles was shrewd enough to see that the existing +system could not be set aside; the electors were entirely too powerful +to permit of that. But he also saw that it might at least be improved +by giving it the quality of legality which it had hitherto lacked. +The result of his efforts in this direction was the Golden Bull, issued and +confirmed at the diets of Nürnberg (Nuremberg) and Metz in 1356. +The document, thenceforth regarded as the fundamental law of the +Empire, dealt with a wide variety of subjects. It confirmed the electorship +in the person of the king of Bohemia which had long been disputed +by a rival branch of the family;<a name="FNanchor_556" id="FNanchor_556" href="#Footnote_556" class="fnanchor">[556]</a> it made elaborate provision for the election +of the emperor by the seven magnates; it defined the social and +political prerogatives of these men and prescribed the relations which +they should bear to their subjects, to other princes, and to the emperor; +and it made numerous regulations regarding conspiracies, coinage, immunities, +the forfeiture of fiefs, the succession of electoral princes, etc. +In a word, as Mr. Bryce has put it, the document "confessed and legalized +the independence of the Electors and the powerlessness of the +crown."<a name="FNanchor_557" id="FNanchor_557" href="#Footnote_557" class="fnanchor">[557]</a> Only a few selections from it can be given here, particularly +those bearing on the methods of electing the emperor.</p> + +<p> +<span class="pagenum"><a name="Page_411" id="Page_411">411</a></span></p> +</div> + +<p class="source">Source—Text in Wilhelm Altmann und Ernst Bernheim, <i>Ausgewählte +Urkunden zur Erläuterung der Verfassungsgeschichte Deutschlands +im Mittelalter</i> ["Select Documents Illustrative of the Constitutional +History of Germany in the Middle Ages"], 3rd ed., Berlin, +1904, pp. 54-83. Adapted from translation in Oliver J. Thatcher +and Edgar H. McNeal, <i>Source Book for Mediæval History</i> (New +York, 1905), pp. 284-295 <i>passim</i>.</p> + +<p>I. <b>1.</b> We decree and determine by this imperial edict that, +whenever the electoral princes are summoned according to the +ancient and praiseworthy custom to meet and elect a king of +the Romans and future emperor, each one of them shall be bound +<span class="sidebar">Guarantee +of safety of +travel for the +electors</span> +to furnish on demand an escort and safe-conduct +to his fellow electors or their representatives, +within his own lands and as much farther as he +can, for the journey to and from the city where the election is +to be held. Any electoral prince who refuses to furnish escort +and safe-conduct shall be liable to the penalties for perjury and +to the loss of his electoral vote for that occasion.</p> + +<p><b>2.</b> We decree and command also that all other princes who +hold fiefs from the Empire, by whatever title, and all counts, +barons, knights, clients, nobles, commoners, citizens, and all +corporations of towns, cities, and territories of the Empire, shall +furnish escort and safe-conduct for this occasion to every electoral +prince or his representatives, on demand, within their own +lands and as much farther as they can. Violators of this decree +shall be punished as follows: princes, counts, barons, knights, +<span class="sidebar">Penalties for +violation of the +safe-conduct of +the electors</span> +clients, and all others of noble rank, shall suffer +the penalties of perjury, and shall lose the fiefs +which they hold of the emperor or any other lord, +and all their possessions; citizens and corporations shall also +suffer the penalty for perjury, shall be deprived of all the rights, +liberties, privileges, and graces which they have received from +the Empire, and shall incur the ban of the Empire against their +persons and property. Those whom we deprive of their rights +for this offense may be attacked by any man without appealing +to a magistrate, and without danger of reprisal; for they are rebels +<span class="pagenum"><a name="Page_412" id="Page_412">412</a></span> +against the state and the Empire, and have attacked the honor +and security of the prince, and are convicted of faithlessness and +perfidy.</p> + +<p><b>3.</b> We also command that the citizens and corporations of +cities shall furnish supplies to the electoral princes and their +<span class="sidebar">Supplies for +the use of the +electors</span> +representatives on demand at the regular price and +without fraud, whenever they arrive at, or depart +from, the city on their way to or from the election. +Those who violate this decree shall suffer the penalties +described in the preceding paragraph for citizens and corporations. +If any prince, count, baron, knight, client, noble, commoner, +citizen, or city shall attack or molest in person or goods +any of the electoral princes or their representatives, on their way +to or from an election, whether they have safe-conduct or not, +he and his accomplices shall incur the penalties above described, +according to his position and rank.</p> + +<p><b>16.</b> When the news of the death of the king of the Romans +has been received at Mainz, within one month from the date of +<span class="sidebar">The electors +to be summoned +by the +archbishop +of Mainz</span> +receiving it the archbishop of Mainz shall send +notices of the death and the approaching election +to all the electoral princes. But if the archbishop +neglects or refuses to send such notices, +the electoral princes are commanded on their fidelity to assemble +on their own motion and without summons at the city +of Frankfort,<a name="FNanchor_558" id="FNanchor_558" href="#Footnote_558" class="fnanchor">[558]</a> within three months from the death of the emperor, +for the purpose of electing a king of the Romans and +future emperor.</p> + +<p><b>17.</b> Each electoral prince or his representatives may bring +with him to Frankfort at the time of the election a retinue of +200 horsemen, of whom not more than 50 shall be armed. +<span class="pagenum"><a name="Page_413" id="Page_413">413</a></span></p> + +<p><b>18.</b> If any electoral prince, duly summoned to the election, +fails to come, or to send representatives with credentials containing +<span class="sidebar">How a vote +might be forfeited</span> +full authority, or if he (or his representatives) +withdraws from the place of the election +before the election has been completed, without +leaving behind substitutes fully accredited and empowered, he +shall lose his vote in that election.</p> + +<p>II. <b>2.</b><a name="FNanchor_559" id="FNanchor_559" href="#Footnote_559" class="fnanchor">[559]</a> "I, archbishop of Mainz, archchancellor of the Empire +for Germany,<a name="FNanchor_560" id="FNanchor_560" href="#Footnote_560" class="fnanchor">[560]</a> electoral prince, swear on the holy gospels here +before me, and by the faith which I owe to God and to the Holy +<span class="sidebar">The oath taken +by the electors</span> +Roman Empire, that with the aid of God, and +according to my best judgment and knowledge, +I will cast my vote, in this election of the king of the Romans +and future emperor, for a person fitted to rule the Christian +people. I will give my voice and vote freely, uninfluenced by +any agreement, price, bribe, promise, or anything of the sort, +by whatever name it may be called. So help me God and all +the saints."</p> + +<p><b>3.</b> After the electors have taken this oath, they shall proceed +to the election, and shall not depart from Frankfort until the +<span class="sidebar">Provision +to ensure +an election</span> +majority have elected a king of the Romans and +future emperor, to be ruler of the world and of +the Christian people. If they have not come to a +decision within thirty days from the day on which they took +the above oath, after that they shall live upon bread and water +and shall not leave the city until the election has been decided.</p> + +<p>III. <b>1.</b> To prevent any dispute arising between the archbishops +of Trier, Mainz, and Cologne, electoral princes of the +<span class="pagenum"><a name="Page_414" id="Page_414">414</a></span> +Empire, as to their priority and rank in the diet,<a name="FNanchor_561" id="FNanchor_561" href="#Footnote_561" class="fnanchor">[561]</a> it has been decided +and is hereby decreed, with the advice and consent of all +the electoral princes, ecclesiastical and secular, that the archbishop +of Trier shall have the seat directly opposite and facing the +<span class="sidebar">Order of precedence +of the +three archbishops</span> +emperor; that the archbishop of Mainz shall have +the seat at the right of the emperor when the diet +is held in the diocese or province of Mainz, or +anywhere in Germany except in the diocese of Cologne; that the +archbishop of Cologne shall have the seat at the right of the +emperor when the diet is held in the diocese or province of +Cologne, or anywhere in Gaul or Italy. This applies to all public +ceremonies—court sessions, conferring of fiefs, banquets, councils, +and all occasions on which the princes meet with the emperor +for the transaction of imperial business. This order of +seating shall be observed by the successors of the present archbishops +of Cologne, Trier, and Mainz, and shall never be questioned.</p> + +<p>IV. <b>1.</b> In the imperial diet, at the council-board, table, and +all other places where the emperor or king of the Romans meets +with the electoral princes, the seats shall be arranged as follows: +<span class="sidebar">Seating +arrangement +at table</span> +On the right of the emperor, first, the archbishop +of Mainz, or of Cologne, according to the province +in which the meeting is held, as arranged above; +second, the king of Bohemia, because he is a crowned and +anointed prince; third, the count palatine of the Rhine; on the +left of the emperor, first, the archbishop of Cologne, or of Mainz; +second, the duke of Saxony; third, the margrave of Brandenburg.</p> + +<p><b>2.</b> When the imperial throne becomes vacant, the archbishop +of Mainz shall have the authority, which he has had from of old, +to call the other electors together for the election. It shall be +his peculiar right also, when the electors have convened for the +<span class="pagenum"><a name="Page_415" id="Page_415">415</a></span> +election, to collect the votes, asking each of the electors separately +in the following order: first, the archbishop of Trier, who +shall have the right to the first vote, as he has had from of old; +<span class="sidebar">The order +of voting</span> +then the archbishop of Cologne, who has the office +of first placing the crown upon the head of the +king of the Romans; then the king of Bohemia, who has the priority +among the secular princes because of his royal title; fourth, +the count palatine of the Rhine; fifth, the duke of Saxony; +sixth, the margrave of Brandenburg. Then the princes shall ask +the archbishop of Mainz in turn to declare his choice and vote. +At the diet, the margrave of Brandenburg shall offer water to +the emperor or king, to wash his hands; the king of Bohemia +shall have the right to offer him the cup first, although, by reason +of his royal dignity, he shall not be bound to do this unless +he desires; the count palatine of the Rhine shall offer him food; +and the duke of Saxony shall act as his marshal in the accustomed +manner.</p> + +<p>XI. <b>1.</b> We decree also that no count, baron, noble, vassal, +burggrave,<a name="FNanchor_562" id="FNanchor_562" href="#Footnote_562" class="fnanchor">[562]</a> knight, client, citizen, burgher, or other subject of +the churches of Cologne, Mainz, or Trier, of whatever status, +condition, or rank, shall be cited, haled, or summoned to any +authority before any tribunal outside of the territories, boundaries, +and limits of these churches and their dependencies, or +before any judge, except the archbishop and their judges.... +We refuse to hear appeals based upon the authority of others +<span class="sidebar">Judicial +privileges of +the electors +confirmed and +enlarged</span> +over the subjects of these princes; if these princes +are accused by their subjects of injustice, appeal +shall lie to the imperial diet, and shall be +heard there and nowhere else.</p> + +<p><b>2.</b> We extend this right by the present law to the secular +electoral princes, the count palatine of the Rhine; the duke of +Saxony, and the margrave of Brandenburg, and to their heirs, +successors, and subjects forever. +<span class="pagenum"><a name="Page_416" id="Page_416">416</a></span></p> + +<p>XII. <b>1.</b> It has been decided in the general diet held at Nürnberg<a name="FNanchor_563" id="FNanchor_563" href="#Footnote_563" class="fnanchor">[563]</a> +with the electoral princes, ecclesiastical and secular, and +other princes and magnates, by their advice and with their consent, +that in the future, the electoral princes shall meet every +<span class="sidebar">The electors to +meet annually</span> +year in some city of the Empire four weeks after +Easter. This year they are to meet at that date +in the imperial city of Metz.<a name="FNanchor_564" id="FNanchor_564" href="#Footnote_564" class="fnanchor">[564]</a> On that occasion, and on every +meeting thereafter, the place of assembling for the following +year shall be fixed by us, with the advice and consent of the +princes. This ordinance shall remain in force as long as it shall +be pleasing to us and to the princes; and as long as it is in effect, +we shall furnish the princes with safe-conduct for that assembly, +going, staying, and returning.</p> +<p> +<span class="pagenum"><a name="Page_417" id="Page_417">417</a></span></p> + +<h3>CHAPTER XXV.<br /> +THE HUNDRED YEARS' WAR</h3> + +<p>Our chief contemporary source of information on the history of the +Hundred Years' War is Jean Froissart's <i>Chronicles of England, France, +and the Adjoining Countries, from the Latter Part of the Reign of Edward II. +to the Coronation of Henry IV.</i>,<a name="FNanchor_565" id="FNanchor_565" href="#Footnote_565" class="fnanchor">[565]</a> and it is from this important work that +all of the extracts (except texts of treaties) which are included in this +chapter have been selected. Froissart was a French poet and historian, +born at Beaumont, near Valenciennes in Hainault, in 1337, when the +Hundred Years' War was just beginning. He lived until the early part +of the fifteenth century, 1410 being one of the conjectural dates of his +death. He was a man of keen mental faculties and had enjoyed the advantages +of an unusually thorough education during boyhood. This +native ability and training, together with his active public life and admirable +opportunities for observation, constituted his special qualification +for the writing of a history of his times. Froissart represents a type of +mediæval chronicler which was quite rare, in that he was not a monk +living in seclusion but a practical man of affairs, accustomed to travel +and intercourse with leading men in all the important countries of western +Europe. He lived for five years at the English court as clerk of the +Queen's Chamber; many times he was sent by the French king on diplomatic +missions to Scotland, Italy, and other countries; and he made +several private trips to various parts of Europe for the sole purpose of +acquiring information. Always and everywhere he was observant and +quick to take advantage of opportunities to ascertain facts which he +could use, and we are told that after it came to be generally known that he +was preparing to write an extended history of his times not a few kings +and princes took pains to send him details regarding events which they +desired to have recorded. The writing of the <i>Chronicles</i> was a life work. +<span class="pagenum"><a name="Page_418" id="Page_418">418</a></span> +When only twenty years of age Froissart submitted to Isabella, wife of +King Edward III. of England, an account of the battle of Poitiers, in +which the queen's son, the famous Black Prince, had won distinction in +the previous year. Thereafter the larger history was published book by +book, until by 1373 it was complete to date. Subsequently it was extended +to the year 1400 (it had begun with the events of 1326), while +the earlier portions were rewritten and considerably revised. And, in +deed, when death came to the author he was still working at his arduous +but congenial task. "As long as I live," he wrote upon one occasion, +"by the grace of God I shall continue it; for the more I follow it and +labor thereon, the more it pleases me. Even as a gentle knight or esquire +who loves arms, while persevering and continuing develops himself +therein, thus do I, laboring and striving with this matter, improve +and delight myself."</p> + +<p>The <i>Chronicles</i> as they have come down to us are written in a lively +and pleasing style. It need hardly be said that they are not wholly +accurate; indeed, on the whole, they are quite inaccurate, measured even +by mediæval standards. Froissart was obliged to rely for a large portion +of his information upon older chronicles and especially upon conversations +and interviews with people in various parts of Europe. Such +sources are never wholly trustworthy and it must be admitted that our +author was not as careful to sift error from truth as he should have +been. His credulity betrayed him often into accepting what a little +investigation would have shown to be false, and only very rarely did he +make any attempt, as a modern historian would do, to increase and +verify his knowledge by a study of documents. Still, the <i>Chronicles</i> +constitute an invaluable history of the period they cover. The facts +they record, the events they explain, the vivid descriptions they contain, +and the side-lights they throw upon the life and manners of an +interesting age unite to give them a place of peculiar importance among +works of their kind. And, wholly aside from their historical value, they +constitute one of the monuments of mediæval French literature.</p> + +<h4>73. An Occasion of War between the Kings of England and France</h4> + +<div class="intro"> +<p>The causes, general and specific, of the Hundred Years' War were +numerous. The most important were: (1) The long-standing bad feeling +<span class="pagenum"><a name="Page_419" id="Page_419">419</a></span> +between the French and English regarding the possession of Normandy +and Guienne. England had lost the former to France and she had never +ceased to hope for its recovery; on the other hand, the French were +resolved upon the eventual conquest of the remaining English continental +possession of Guienne and were constantly asserting themselves +there in a fashion highly irritating to the English; (2) the assistance and +general encouragement given the rebellious Scots by the French; (3) +the pressure brought to bear upon the English crown by the popular +party in Flanders to claim the French throne and to resort to war to +obtain it. The Flemish wool trade was a very important item in England's +economic prosperity and it was felt to be essential at all hazards +to prevent the extension of French influence in Flanders, which would +inevitably mean the checking, if not the ruin, of the commercial relations +of the Flemish and the English; and (4) the claim to the throne of France +which Edward III., king of England, set up and prepared to defend. It +is this last occasion of war that Froissart describes in the passage below.</p> +</div> + +<p class="source">Source—Text in Siméon Luce (ed.), <i>Chroniques de Jean Froissart</i> [published +for the Société de l'Histoire de France], Paris, 1869, Chap. I. +Translated in Thomas Johnes, <i>Froissart's Chronicles</i> (London, +1803), Vol. I., pp. 6-7.</p> + +<p>History tells us that Philip, king of France, surnamed the +Fair,<a name="FNanchor_566" id="FNanchor_566" href="#Footnote_566" class="fnanchor">[566]</a> had three sons, besides his beautiful daughter Isabella, +married to the king of England.<a name="FNanchor_567" id="FNanchor_567" href="#Footnote_567" class="fnanchor">[567]</a> These three sons were very +handsome. The eldest, Louis, king of Navarre, during the lifetime +of his father, was called Louis Hutin; the second was named +Philip the Great, or the Long; and the third, Charles. All these +were kings of France, after their father Philip, by legitimate +succession, one after the other, without having by marriage any +male heirs.<a name="FNanchor_568" id="FNanchor_568" href="#Footnote_568" class="fnanchor">[568]</a> Yet on the death of the last king, Charles, the +twelve peers and barons of France<a name="FNanchor_569" id="FNanchor_569" href="#Footnote_569" class="fnanchor">[569]</a> did not give the kingdom +<span class="pagenum"><a name="Page_420" id="Page_420">420</a></span> +to Isabella, the sister, who was queen of England, because they +said and maintained, and still insist, that the kingdom of +<span class="sidebar">The succession +to the French +throne in 1328</span> +France is so noble that it ought not to go to a +woman; consequently neither to Isabella nor to +her son, the king of England; for they held that +the son of a woman cannot claim any right of succession where +that woman has none herself.<a name="FNanchor_570" id="FNanchor_570" href="#Footnote_570" class="fnanchor">[570]</a> For these reasons the twelve +peers and barons of France unanimously gave the kingdom of +France to the lord Philip of Valois, nephew of King Philip,<a name="FNanchor_571" id="FNanchor_571" href="#Footnote_571" class="fnanchor">[571]</a> and +thus put aside the queen of England (who was sister to Charles, +the late king of France) and her son. Thus, as it seemed to +many people, the succession went out of the right line, which has +been the occasion of the most destructive wars and devastations +of countries, as well in France as elsewhere, as you will learn +<span class="pagenum"><a name="Page_421" id="Page_421">421</a></span> +hereafter; the real object of this history being to relate the great +enterprises and deeds of arms achieved in these wars, for from +the time of good Charlemagne, king of France, never were such +feats performed.</p> + +<h4>74. Edward III. Assumes the Arms and Title of the King of France</h4> + +<div class="intro"> +<p>Due to causes which have been mentioned, the relations of England +and France at the accession of Philip VI. in 1328 were so strained that +only a slight fanning of the flames was necessary to bring on an open +conflict. Edward III.'s persistent demand to be recognized as king of +France sufficed to accomplish this result. The war did not come at once, +for neither king felt himself ready for it; but it was inevitable and preparations +for it were steadily pushed on both sides from 1328 until its formal +declaration by Edward nine years later. These preparations were +not merely military and naval but also diplomatic. The primary object +of both sovereigns was to secure as many and as strong foreign alliances +as possible. In pursuit of this policy Philip soon assured himself of the +support of Louis de Nevers, count of Flanders, King John of Bohemia, +Alphonso XI. of Castile, and a number of lesser princes of the north. +Edward was even more successful. In Spain and the Scandinavian +countries many local powers allied themselves with him; in the Low +Countries, especially Flanders and Brabant, the people and the princes +chose generally to identify themselves with his cause; and the climax +came in July, 1337, when a treaty of alliance was concluded with the Emperor, +Louis of Bavaria. War was begun in this same year, and in 1338 +Edward went himself to the continent to undertake a direct attack on +France from Flanders as a base. The years 1338 and 1339 were consumed +with ineffective operations against the walled cities of the French +frontier, Philip steadily refusing to be drawn into an open battle such +as Edward desired. The following year the English king resolved to +declare himself sovereign of France. The circumstances attending this +important step are detailed in the passage from Froissart given below.</p> + +<p>Heretofore Edward had merely protested that by reason of his being a +grandson of Philip the Fair he should have been awarded the throne by +the French barons in 1328; now, at the instigation of his German and +Flemish allies, he flatly announces that he <i>is</i> of right the king and +<span class="pagenum"><a name="Page_422" id="Page_422">422</a></span> +that Philip VI. is to be deposed as an usurper. Of course this was a declaration +which Edward could make good only by victory in the war upon +which he had entered. But the claim thus set up rendered it inevitable +that the war should be waged to the bitter end on both sides.</p> +</div> + +<p class="source">Source—<i>Chroniques de Jean Froissart</i> (Société de l'Histoire de France +edition), Chap. XXXI. Translated in Thomas Johnes, <i>Froissart's +Chronicles</i>, Vol. I., pp. 110-112.</p> + +<p>When King Edward had departed from Flanders and arrived +at Brabant he set out straight for Brussels, whither he was attended +by the duke of Gueldres, the duke of Juliers, the marquis +of Blanckenburg, the earl of Mons, the lord John of Hainault, the +<span class="sidebar">The conference +at Brussels</span> +lord of Fauquemont, and all the barons of the +Empire who were allied to him, as they wished +to consider what was next to be done in this war which they had +begun. For greater expedition, they ordered a conference to be +held in the city of Brussels, and invited James van Arteveld<a name="FNanchor_572" id="FNanchor_572" href="#Footnote_572" class="fnanchor">[572]</a> to +attend it, who came thither in great array, and brought with +him all the councils from the principal towns of Flanders.</p> + +<p>At this parliament the king of England was advised by his +allies of the Empire to solicit the Flemings to give him their aid +and assistance in this war, to challenge the king of France, and +to follow King Edward wherever he should lead them, and in +return he would assist them in the recovery of Lisle, Douay, and +Bethune.<a name="FNanchor_573" id="FNanchor_573" href="#Footnote_573" class="fnanchor">[573]</a> The Flemings heard this proposal with pleasure; +but they requested of the king that they might consider it among +themselves and in a short time they would give their answer.</p> + +<p>The king consented and soon after they made this reply: +<span class="pagenum"><a name="Page_423" id="Page_423">423</a></span> +"Beloved sire, you formerly made us a similar request; and we +are willing to do everything in reason for you without prejudice +to our honor and faith. But we are pledged by promise on oath, +under a penalty of two millions of florins, to the apostolical +<span class="sidebar">Proposition +made by the +Flemings to +King Edward</span> +chamber,<a name="FNanchor_574" id="FNanchor_574" href="#Footnote_574" class="fnanchor">[574]</a> not to act offensively against the king +of France in any way, whoever he may be, without +forfeiting this sum, and incurring the sentence +of excommunication. But if you will do what we will tell you, +you will find a remedy, which is, that you take the arms of +France, quarter them with those of England, and call yourself +king of France. We will acknowledge your title as good, and +we will demand of you quittance for the above sum, which you +will grant us as king of France. Thus we shall be absolved and +at liberty to go with you wherever it pleases you."</p> + +<p>The king summoned his council, for he was loath to take the +title and arms of France, seeing that at present he had not conquered +any part of that kingdom and that it was uncertain whether +he ever should. On the other hand, he was unwilling to lose the +aid and assistance of the Flemings, who could be of greater +service to him than any others at that period. He consulted, +therefore, with the lords of the Empire, the lord Robert d'Artois,<a name="FNanchor_575" id="FNanchor_575" href="#Footnote_575" class="fnanchor">[575]</a> +and his most privy councilors, who, after having duly weighed +the good and bad, advised him to make for answer to the Flemings, +<span class="sidebar">The agreement +concluded</span> +that if they would bind themselves under +their seals, to an agreement to aid him in carrying +on the war, he would willingly comply with their conditions, +and would swear to assist them in the recovery of Lisle, Douay, +and Bethune. To this they willingly consented. A day was +fixed for them to meet at Ghent,<a name="FNanchor_576" id="FNanchor_576" href="#Footnote_576" class="fnanchor">[576]</a> where the king and the greater +<span class="pagenum"><a name="Page_424" id="Page_424">424</a></span> +part of the lords of the Empire, and in general the councils from +the different towns in Flanders, assembled. The above-mentioned +proposals and answers were then repeated, sworn to, and +sealed; and the king of England bore the arms of France, quartering +them with those of England. He also took the title of +king of France from that day forward.</p> + +<h4>75. The Naval Battle of Sluys (1340)</h4> + +<div class="intro"> +<p>In the spring of 1340 Edward returned to England to secure money +and supplies with which to prosecute the war. The French king thought +he saw in this temporary withdrawal of his enemy an opportunity to +strike him a deadly blow. A fleet of nearly two hundred vessels was +gathered in the harbor of Sluys, on the Flemish coast, with a view to +attacking the English king on his return to the continent and preventing +him from again securing a foothold in Flanders. Edward, however, +accepted the situation and made ready to fight his way back to the country +of his allies. June 24, 1340, he boldly attacked the French at Sluys. +The sharp conflict which ensued resulted in a brilliant victory for the +English. Philip's fleet found itself shut up in the harbor and utterly +unable to withstand the showers of arrows shot by the thousands of +archers who crowded the English ships. The French navy was annihilated, +England was relieved from the fear of invasion, and the whole +French coast was laid open to attack.</p> +</div> + +<p class="source">Source—<i>Chroniques de Jean Froissart</i> (Société de l'Histoire de France +edition), Chap. XXXVII. Translated in Thomas Johnes, <i>Froissart's +Chronicles</i>, Vol. I., pp. 141-143.</p> + +<p>He [King Edward] and his whole navy sailed from the Thames +the day before the eve of St. John the Baptist, 1340,<a name="FNanchor_577" id="FNanchor_577" href="#Footnote_577" class="fnanchor">[577]</a> and made +straight for Sluys.</p> + +<p>Sir Hugh Quiriel, Sir Peter Bahucet, and Barbenoir, were at +that time lying between Blankenburg and Sluys with upwards +of one hundred and twenty large vessels, without counting +others. These were manned with about forty thousand men, +<span class="pagenum"><a name="Page_425" id="Page_425">425</a></span> +Genoese and Picards, including mariners. By the orders of the +king of France, they were there at anchor, awaiting the return +of the king of England, to dispute his passage.</p> + +<p>When the king's fleet had almost reached Sluys, they saw so +many masts standing before it that they looked like a wood. +The king asked the commander of his ship what they could be. +The latter replied that he imagined they must be that armament +of Normans which the king of France kept at sea, and which +had so frequently done him much damage, had burned his good +<span class="sidebar">Edward determines +to fight +at Sluys</span> +town of Southampton and taken his large ship +the <i>Christopher</i>. The king replied, "I have for +a long time desired to meet them, and now, +please God and St. George, we will fight with them; for, in +truth, they have done me so much mischief that I will be revenged +on them if it be possible."</p> + +<p>The king then drew up all his vessels, placing the strongest +in front, and his archers on the wings. Between every two +vessels with archers there was one of men-at-arms. He stationed +some detached vessels as a reserve, full of archers, to assist and +help such as might be damaged. There were in this fleet a great +many ladies from England, countesses, baronesses, and knights' +and gentlemen's wives, who were going to attend on the queen +at Ghent.<a name="FNanchor_578" id="FNanchor_578" href="#Footnote_578" class="fnanchor">[578]</a> These the king had guarded most carefully by three +hundred men-at-arms and five hundred archers.</p> + +<p>When the king of England and his marshals had properly +divided the fleet, they hoisted their sails to have the wind on +their quarter, as the sun shone full in their faces (which they +considered might be of disadvantage to them) and stretched out +a little, so that at last they got the wind as they wished. The +Normans, who saw them tack, could not help wondering why they +<span class="sidebar">The French +make ready</span> +did so, and remarked that they took good care to +turn about because they were afraid of meddling +with them. They perceived, however, by his banner, that the king +<span class="pagenum"><a name="Page_426" id="Page_426">426</a></span> +was on board, which gave them great joy, as they were eager to +fight with him. So they put their vessels in proper order, for +they were expert and gallant men on the seas. They filled the +<i>Christopher</i>, the large ship which they had taken the year before +from the English, with trumpets and other warlike instruments, +and ordered her to fall upon the English.</p> + +<p>The battle then began very fiercely. Archers and cross-bowmen +shot with all their might at each other, and the men-at-arms +engaged hand to hand. In order to be more successful, +they had large grapnels and iron hooks with chains, which they +flung from ship to ship to moor them to each other. There were +many valiant deeds performed, many prisoners made, and many +rescues. The <i>Christopher</i>, which led the van, was recaptured +<span class="sidebar">The battle +rages</span> +by the English, and all in her taken or killed. +There were then great shouts and cries, and the +English manned her again with archers, and sent her to fight +against the Genoese.</p> + +<p>This battle was very murderous and horrible. Combats at +sea are more destructive and obstinate than upon land, for it is +not possible to retreat or flee—every one must abide his fortune, +and exert his prowess and valor. Sir Hugh Quiriel and his companions +were bold and determined men; they had done much +mischief to the English at sea and destroyed many of their ships. +The combat, therefore, lasted from early in the morning until +noon,<a name="FNanchor_579" id="FNanchor_579" href="#Footnote_579" class="fnanchor">[579]</a> and the English were hard pressed, for their enemies were +four to one, and the greater part men who had been used to the +sea.</p> + +<p>The king, who was in the flower of his youth, showed himself +on that day a gallant knight, as did the earls of Derby, Pembroke, +Hereford, Huntingdon, Northampton, and Gloucester; +the lord Reginald Cobham, lord Felton, lord Bradestan, sir +Richard Stafford, the lord Percy, sir Walter Manny, sir Henry +de Flanders, sir John Beauchamp, sir John Chandos, the lord +<span class="pagenum"><a name="Page_427" id="Page_427">427</a></span> +Delaware, Lucie lord Malton, and the lord Robert d'Artois, +now called earl of Richmond. I cannot remember the names of +<span class="sidebar">The English +triumph</span> +all those who behaved so valiantly in the combat. +But they did so well that, with some assistance +from Bruges and those parts of the country, the French were +completely defeated, and all the Normans and the others were +killed or drowned, so that not one of them escaped.<a name="FNanchor_580" id="FNanchor_580" href="#Footnote_580" class="fnanchor">[580]</a></p> + +<p>After the king had gained this victory, which was on the eve +of St. John's day,<a name="FNanchor_581" id="FNanchor_581" href="#Footnote_581" class="fnanchor">[581]</a> he remained all that night on board his +ship before Sluys, and there were great noises with trumpets and +all kinds of other instruments.</p> + +<h4>76. The Battle of Crécy (1346)</h4> + +<div class="intro"> +<p>In July, 1346, Edward III. landed on the northwest coast of Normandy +with a splendid army of English, Irish, and Welsh, including ten +thousand men skilled in the use of the long bow. He advanced eastward, +plundering and devastating as he went, probably with the ultimate intention +of besieging Calais. Finding the passage of the Seine impossible +at Rouen, he ascended the river until he came into the vicinity of Paris, +only to learn that Philip with an army twice the size of that of the English +had taken up a position on the Seine to turn back the invasion. +The French king allowed himself to be outwitted, however, and Edward +got out of the trap into which he had fallen by marching northward to +the village of Crécy in Ponthieu. With an army that had grown to outnumber +the English three to one Philip advanced in the path of the +enemy, first to Abbeville on the Somme, and later to Crécy, slightly to +the east of which Edward had taken his stand for battle. The English +arrived at Crécy about noon on Friday, August 25. The French were +nearly a day behind, having spent the night at Abbeville and set out +thence over the roads to Crécy before sunrise Saturday morning. The +<span class="pagenum"><a name="Page_428" id="Page_428">428</a></span> +army of the English numbered probably about 14,000, besides an uncertain +reserve of Welsh and Irish troops; that of the French numbered +about 70,000, including 15,000 Genoese cross-bowmen. The course of +the battle is well described by Froissart in the passage below. Doubtless +the account is not accurate in every particular, yet it must be correct +in the main and it shows very vividly the character of French and English +warfare in this period. Despite the superior numbers of the French, +the English had small difficulty in winning a decisive victory. This was +due to several things. In the first place, the French army was a typical +feudal levy and as such was sadly lacking in discipline and order, while +the English troops were under perfect control. In the next place, the +use of the long-bow gave the English infantry a great advantage over +the French knights, and even over the Genoese mercenaries, who could +shoot just once while an English long-bowman was shooting twelve times. +In the third place, Philip's troops were exhausted before entering the +battle and it was a grievous error on the part of the king to allow the +conflict to begin before his men had an opportunity for rest.<a name="FNanchor_582" id="FNanchor_582" href="#Footnote_582" class="fnanchor">[582]</a> The greatest +significance of the English victory lay in the blow it struck at feudalism, +and especially the feudal type of warfare. It showed very clearly +that the armored knight was no match for the common foot-soldier, armed +simply with his long-bow, and that feudal methods and ideals had come +to be inconsistent with success in war.</p> +</div> + +<p class="source">Source—<i>Chroniques de Jean Froissart</i> (Société de l'Histoire de France +edition), Chap. LX. Translated in Thomas Johnes, <i>Froissart's +Chronicles</i>, Vol. I., pp. 320-329 <i>passim</i>.</p> + +<p>The king of England, as I have mentioned before, encamped +this Friday in the plain,<a name="FNanchor_583" id="FNanchor_583" href="#Footnote_583" class="fnanchor">[583]</a> for he found the country abounding +in provisions; but if they should have failed, he had an abundance +in the carriages which attended him. The army set about furbishing +and repairing their armor; and the king gave a supper that +<span class="pagenum"><a name="Page_429" id="Page_429">429</a></span> +evening to the earls and barons of his army, where they made +good cheer. On their taking leave, the king remained alone with +the lord of his bed-chamber. He retired into his oratory and, +falling on his knees before the altar, prayed to God, that if he +should fight his enemies on the morrow he might come off with +honor. About midnight he went to his bed and, rising early +the next day, he and the Prince of Wales<a name="FNanchor_584" id="FNanchor_584" href="#Footnote_584" class="fnanchor">[584]</a> heard Mass and communicated. +The greater part of his army did the same, confessed, +and made proper preparations.</p> + +<p>After Mass the king ordered his men to arm themselves and +assemble on the ground he had before fixed on. He had enclosed +<span class="sidebar">The English +prepare for +battle</span> +a large park near a wood, on the rear of +his army, in which he placed all his baggage-wagons +and horses; and this park had but one +entrance. His men-at-arms and archers remained on foot. +The king afterwards ordered, through his constable and his +two marshals, that the army should be divided into three +battalions....</p> + +<p>The king then mounted a small palfrey, having a white wand +in his hand and, attended by his two marshals on each side of +him, he rode through all the ranks, encouraging and entreating +the army, that they should guard his honor. He spoke this so +gently, and with such a cheerful countenance, that all who had +been dejected were immediately comforted by seeing and hearing +him.</p> + +<p>When he had thus visited all the battalions, it was near ten +o'clock. He retired to his own division and ordered them all to +eat heartily afterwards and drink a glass. They ate and drank at +their ease; and, having packed up pots, barrels, etc., in the carts, +they returned to their battalions, according to the marshals' +orders, and seated themselves on the ground, placing their +helmets and bows before them, that they might be the fresher +when their enemies should arrive. +<span class="pagenum"><a name="Page_430" id="Page_430">430</a></span></p> + +<p>That same Saturday, the king of France arose betimes and +heard Mass in the monastery of St. Peter's in Abbeville,<a name="FNanchor_585" id="FNanchor_585" href="#Footnote_585" class="fnanchor">[585]</a> where +he was lodged. Having ordered his army to do the same, he +left that town after sunrise. When he had marched about two +leagues from Abbeville and was approaching the enemy, he was +advised to form his army in order of battle, and to let those on +foot march forward, that they might not be trampled on by the +horses. The king, upon this, sent off four knights—the lord +<span class="sidebar">The French +advance from +Abbeville to +Crécy</span> +Moyne of Bastleberg, the lord of Noyers, the +lord of Beaujeu, and the lord of Aubigny—who +rode so near to the English that they could clearly +distinguish their position. The English plainly perceived that +they were come to reconnoitre. However, they took no notice +of it, but suffered them to return unmolested. When the king +of France saw them coming back, he halted his army, and the +knights, pushing through the crowds, came near the king, who +said to them, "My lords, what news?" They looked at each +other, without opening their mouths; for no one chose to speak +first. At last the king addressed himself to the lord Moyne, +who was attached to the king of Bohemia, and had performed +very many gallant deeds, so that he was esteemed one of the +most valiant knights in Christendom. The lord Moyne said, +"Sir, I will speak, since it pleases you to order me, but with the +assistance of my companions. We have advanced far enough +to reconnoitre your enemies. Know, then, that they are drawn +up in three battalions and are awaiting you. I would advise, +for my part (submitting, however, to better counsel), that you +halt your army here and quarter them for the night; for before +the rear shall come up and the army be properly drawn out, it +<span class="sidebar">Philip's +knights advise +delay</span> +will be very late. Your men will be tired and in +disorder, while they will find your enemies fresh +and properly arrayed. On the morrow, you may +draw up your army more at your ease and may reconnoitre at +<span class="pagenum"><a name="Page_431" id="Page_431">431</a></span> +leisure on what part it will be most advantageous to begin the +attack; for, be assured, they will wait for you."</p> + +<p>The king commanded that it should be so done; and the two +marshals rode, one towards the front, and the other to the rear, +crying out, "Halt banners, in the name of God and St. Denis." +Those that were in the front halted; but those behind said they +would not halt until they were as far forward as the front. +When the front perceived the rear pushing on, they pushed forward; +and neither the king nor the marshals could stop them, +<span class="sidebar">Confusion in +the French +ranks</span> +but they marched on without any order until +they came in sight of their enemies.<a name="FNanchor_586" id="FNanchor_586" href="#Footnote_586" class="fnanchor">[586]</a> As soon as +the foremost rank saw them, they fell back at +once in great disorder, which alarmed those in the rear, who +thought they had been fighting. There was then space and +room enough for them to have passed forward, had they been +willing to do so. Some did so, but others remained behind.</p> + +<p>All the roads between Abbeville and Crécy were covered with +common people, who, when they had come within three leagues +of their enemies, drew their swords, crying out, "Kill, kill;" and +with them were many great lords who were eager to make show +of their courage. There is no man, unless he had been present, +who can imagine, or describe truly, the confusion of that day; +especially the bad management and disorder of the French, +whose troops were beyond number.</p> + +<p>The English, who were drawn up in three divisions and seated +on the ground, on seeing their enemies advance, arose boldly +<span class="sidebar">The English +prepare for +battle</span> +and fell into their ranks. That of the prince<a name="FNanchor_587" id="FNanchor_587" href="#Footnote_587" class="fnanchor">[587]</a> +was the first to do so, whose archers were formed +in the manner of a portcullis, or harrow, and the +men-at-arms in the rear. The earls of Northampton and +Arundel, who commanded the second division, had posted themselves +<span class="pagenum"><a name="Page_432" id="Page_432">432</a></span> +in good order on his wing to assist and succor the prince, +if necessary.</p> + +<p>You must know that these kings, dukes, earls, barons, and +lords of France did not advance in any regular order, but one +after the other, or in any way most pleasing to themselves. As +soon as the king of France came in sight of the English his blood +began to boil, and he cried out to his marshals, "Order the +Genoese forward, and begin the battle, in the name of God and +St. Denis."</p> + +<p>There were about fifteen thousand Genoese cross-bowmen; but +they were quite fatigued, having marched on foot that day six +leagues, completely armed, and with their cross-bows. They +told the constable that they were not in a fit condition to do any +great things that day in battle. The earl of Alençon, hearing this, +said, "This is what one gets by employing such scoundrels, who +fail when there is any need for them."</p> + +<p>During this time a heavy rain fell, accompanied by thunder +and a very terrible eclipse of the sun; and before this rain a +great flight of crows hovered in the air over all those battalions, +making a loud noise. Shortly afterwards it cleared up and the +sun shone very brightly; but the Frenchmen had it in their faces, +and the English at their backs.</p> + +<p>When the Genoese were somewhat in order they approached +the English and set up a loud shout in order to frighten them; +but the latter remained quite still and did not seem to hear it. +They then set up a second shout and advanced a little forward; +but the English did not move. They hooted a third time, advancing +with their cross-bows presented, and began to shoot. +The English archers then advanced one step forward and shot +their arrows with such force and quickness that it seemed as +if it snowed.</p> + +<p>When the Genoese felt these arrows, which pierced their arms, +heads, and through their armor, some of them cut the strings +of their cross-bows, others flung them on the ground, and all +<span class="pagenum"><a name="Page_433" id="Page_433">433</a></span> +turned about and retreated, quite discomfited. The French had +a large body of men-at-arms on horseback, richly dressed, to +<span class="sidebar">The Genoese +mercenaries +repulsed</span> +support the Genoese. The king of France, seeing +them thus fall back, cried out, "Kill me those +scoundrels; for they stop up our road, without +any reason." You would then have seen the above-mentioned +men-at-arms lay about them, killing all that they could of +these runaways.</p> + +<p>The English continued shooting as vigorously and quickly as +before. Some of their arrows fell among the horsemen, who +were sumptuously equipped and, killing and wounding many, +made them caper and fall among the Genoese, so that they were +in such confusion they could never rally again. In the English +army there were some Cornish and Welshmen on foot who had +<span class="sidebar">Slaughter by +the Cornish +and Welsh</span> +armed themselves with large knives. These, advancing +through the ranks of the men-at-arms +and archers, who made way for them, came upon +the French when they were in this danger and, falling upon earls, +barons, knights and squires, slew many, at which the king of +England was afterwards much exasperated.</p> + +<p>The valiant king of Bohemia was slain there. He was called +Charles of Luxemburg, for he was the son of the gallant king +and emperor, Henry of Luxemburg.<a name="FNanchor_588" id="FNanchor_588" href="#Footnote_588" class="fnanchor">[588]</a> Having heard the order +of the battle, he inquired where his son, the lord Charles, was. +His attendants answered that they did not know, but believed +that he was fighting. The king said to them: "Sirs, you are +all my people, my friends and brethren at arms this day; therefore, +as I am blind, I request of you to lead me so far into the +engagement that I may strike one stroke with my sword." The +<span class="sidebar">Death of the +king of Bohemia</span> +knights replied that they would lead him forward +immediately; and, in order that they might +not lose him in the crowd, they fastened the reins +of all their horses together, and put the king at their head, +<span class="pagenum"><a name="Page_434" id="Page_434">434</a></span> +that he might gratify his wish, and advanced towards the enemy. +The king rode in among the enemy, and made good use of his +sword; for he and his companions fought most gallantly. They +advanced so far that they were all slain; and on the morrow they +were found on the ground, with their horses all tied together.</p> + +<p>Early in the day, some French, Germans, and Savoyards had +broken through the archers of the prince's battalion, and had +engaged with the men-at-arms, upon which the second battalion +came to his aid; and it was time, for otherwise he would +have been hard pressed. The first division, seeing the danger +they were in, sent a knight<a name="FNanchor_589" id="FNanchor_589" href="#Footnote_589" class="fnanchor">[589]</a> in great haste to the king of England, +who was posted upon an eminence, near a windmill. On +the knight's arrival, he said, "Sir, the earl of Warwick, the +lord Stafford, the lord Reginald Cobham, and the others who are +about your son are vigorously attacked by the French; and they +entreat that you come to their assistance with your battalion +for, if the number of the French should increase, they fear he +will have too much to do."</p> + +<p>The king replied: "Is my son dead, unhorsed, or so badly +wounded that he cannot support himself?" "Nothing of the +sort, thank God," rejoined the knight; "but he is in so hot an +engagement that he has great need of your help." The king +<span class="sidebar">Edward gives +the Black +Prince a chance +to win his spurs</span> +answered, "Now, Sir Thomas, return to those +who sent you and tell them from me not to send +again for me this day, or expect that I shall come, +let what will happen, as long as my son has life; and say that I +command them to let the boy win his spurs; for I am determined, +if it please God, that all the glory and honor of this day +shall be given to him, and to those into whose care I have entrusted +him." The knight returned to his lords and related the +king's answer, which greatly encouraged them and made them +regret that they had ever sent such a message.</p> + +<p>Late after vespers, the king of France had not more about him +<span class="pagenum"><a name="Page_435" id="Page_435">435</a></span> +than sixty men, every one included. Sir John of Hainault, who +was of the number, had once remounted the king; for the latter's +horse had been killed under him by an arrow. He said to the king, +"Sir, retreat while you have an opportunity, and do not expose +<span class="sidebar">King Philip +abandons the +field of battle</span> +yourself so needlessly. If you have lost this +battle, another time you will be the conqueror." +After he had said this, he took the bridle of the +king's horse and led him off by force; for he had before entreated +him to retire.</p> + +<p>The king rode on until he came to the castle of La Broyes, +where he found the gates shut, for it was very dark. The king +ordered the governor of it to be summoned. He came upon the +battlements and asked who it was that called at such an hour. +The king answered, "Open, open, governor; it is the fortune of +France." The governor, hearing the king's voice, immediately +descended, opened the gate, and let down the bridge. The king +and his company entered the castle; but he had with him only +five barons—Sir John of Hainault, the lord Charles of Montmorency, +the lord of Beaujeu, the lord of Aubigny, and the lord +of Montfort. The king would not bury himself in such a place as +that, but, having taken some refreshments, set out again with +his attendants about midnight, and rode on, under the direction +of guides who were well acquainted with the country, until, +about daybreak, he came to Amiens, where he halted.</p> + +<p>This Saturday the English never quitted their ranks in pursuit +of any one, but remained on the field, guarding their position +<span class="sidebar">The English +after the +battle</span> +and defending themselves against all who +attacked them. The battle was ended at the hour +of vespers. When, on this Saturday night, the +English heard no more hooting or shouting, nor any more crying +out to particular lords, or their banners, they looked upon the +field as their own and their enemies as beaten.</p> + +<p>They made great fires and lighted torches because of the +darkness of the night. King Edward then came down from his +<span class="pagenum"><a name="Page_436" id="Page_436">436</a></span> +post, who all that day had not put on his helmet, and, with his +whole battalion, advanced to the Prince of Wales, whom he +embraced in his arms and kissed, and said, "Sweet son, God +give you good preference. You are my son, for most loyally have +you acquitted yourself this day. You are worthy to be a +sovereign." The prince bowed down very low and humbled +himself, giving all honor to the king his father.</p> + +<p>The English, during the night, made frequent thanksgivings +to the Lord for the happy outcome of the day, and without +rioting; for the king had forbidden all riot or noise.</p> + +<h4>77. The Sack of Limoges (1370)</h4> + +<div class="intro"> +<p>As a single illustration of the devastation wrought by the Hundred +Years' War, and of the barbarity of the commanders and troops engaged +in it, Froissart's well-known description of the sack of Limoges in 1370 +by the army of the Black Prince is of no small interest. In some respects, +of course, circumstances in connection with this episode were exceptional, +and we are not to imagine that such heartless and indiscriminate massacres +were common. Yet the evidence which has survived all goes to +show that the long course of the war was filled with cruelty and destruction +in a measure almost inconceivable among civilized peoples in more +modern times.</p> +</div> + +<p class="source">Source—<i>Chroniques de Jean Froissart</i> (Société de l'Histoire de France +edition), Chap. XCVII. Translated in Thomas Johnes, <i>Froissart's +Chronicles</i>, Vol. II., pp. 61-68 <i>passim</i>.</p> + +<p>When word was brought to the prince that the city of Limoges<a name="FNanchor_590" id="FNanchor_590" href="#Footnote_590" class="fnanchor">[590]</a> +had become French, that the bishop, who had been his companion +and one in whom he had formerly placed great confidence, +<span class="pagenum"><a name="Page_437" id="Page_437">437</a></span> +was a party to all the treaties and had greatly aided and +assisted in the surrender, he was in a violent passion and held +<span class="sidebar">The Black +Prince resolves +to retake +Limoges</span> +the bishop and all other churchmen in very low +estimation, in whom formerly he had put great +trust. He swore by the soul of his father, which +he had never perjured, that he would have it back again, that +he would not attend to anything before he had done this, and +that he would make the inhabitants pay dearly for their treachery....<a name="FNanchor_591" id="FNanchor_591" href="#Footnote_591" class="fnanchor">[591]</a></p> + +<p>All these men-at-arms were drawn out in battle-array and took +the field, when the whole country began to tremble for the +consequences. At that time the Prince of Wales was not able +to mount his horse, but was, for his greater ease, carried in a +litter. They followed the road to the Limousin,<a name="FNanchor_592" id="FNanchor_592" href="#Footnote_592" class="fnanchor">[592]</a> in order to get +to Limoges, where in due time they arrived and encamped all +around it. The prince swore he would never leave the place +until he had regained it.</p> + +<p>The bishop of the place and the inhabitants found that they +had acted wickedly and had greatly incensed the prince, for which +they were very repentant, but that was now of no avail, as they +were not the masters of the town.<a name="FNanchor_593" id="FNanchor_593" href="#Footnote_593" class="fnanchor">[593]</a> When the prince and his +marshals had well considered the strength and force of Limoges, +and knew the number of people that were in it, they agreed that +<span class="sidebar">The town to +be undermined</span> +they could never take it by assault, but said they +would attempt it by another manner. The prince +was always accustomed to carry with him on his expeditions a +large body of miners. These were immediately set to work and +made great progress. The knights who were in the town soon +<span class="pagenum"><a name="Page_438" id="Page_438">438</a></span> +perceived that they were undermining them, and on that account +began to countermine to prevent the effect....</p> + +<p>The Prince of Wales remained about a month, and not more, +before the city of Limoges. He would not allow any assaults or +skirmishing, but kept his miners steadily at work. The knights +in the town perceived what they were about and made countermines +to destroy them, but they failed in their attempt. When +the miners of the prince (who, as they found themselves countermined, +kept changing the line of direction of their own mine) +had finished their business, they came to the prince and said, +"My lord, we are ready, and will throw down, whenever it pleases +you, a very large part of the wall into the ditch, through the +breach of which you may enter the town at your ease and without +danger."</p> + +<p>This news was very agreeable to the prince, who replied: "I +desire, then, that you prove your words to-morrow morning at +six o'clock." The miners set fire to the combustibles in the +mine, and on the morrow morning, as they had foretold the +<span class="sidebar">The English +assault</span> +prince, they flung down a great piece of wall which +filled the ditches. The English saw this with +pleasure, for they were armed and prepared to enter the town. +Those on foot did so and ran to the gate, which they destroyed, +as well as the barriers, for there were no other defenses; and all +this was done so suddenly that the inhabitants had not time to +prevent it.</p> + +<p>The prince, the duke of Lancaster, the earls of Cambridge and +of Pembroke, sir Guiscard d'Angle and the others, with their +men, rushed into the town. You would then have seen pillagers, +active to do mischief, running through the town, slaying men, +women, and children, according to their orders. It was a most +melancholy business; for all ranks, ages, and sexes cast themselves +on their knees before the prince, begging for mercy; but +he was so inflamed with passion and revenge that he listened +to none. But all were put to the sword, wherever they could +<span class="pagenum"><a name="Page_439" id="Page_439">439</a></span> +be found, even those who were not guilty. For I know not +<span class="sidebar">Barbarity of +the sack</span> +why the poor were not spared, who could not have had any +part in the treason; but they suffered for it, and +indeed more than those who had been the leaders +of the treachery.</p> + +<p>There was not that day in the city of Limoges any heart so +hardened, or that had any sense of religion, that did not deeply +bewail the unfortunate events passing before men's eyes; for +upwards of three thousand men, women, and children were put to +death that day. God have mercy on their souls, for they were +truly martyrs.... The entire town was pillaged, burned, +and totally destroyed. The English then departed, carrying +with them their booty and prisoners.</p> + +<h4>78. The Treaties of Bretigny (1360) and Troyes (1420)</h4> + +<div class="intro"> +<p>The most important documents in the diplomatic history of the Hundred +Years' War are the texts of the treaty of London (1359), the treaty +of Bretigny (1360), the truce of Paris (1396), the treaty of Troyes (1420), +the treaty of Arras (1435), and the truce of Tours (1444). Brief extracts +from two of these are given below. The treaty of Bretigny was negotiated +soon after the refusal of the French to ratify the treaty of London. +In November, 1359, King Edward III., with his son, Edward, the Black +Prince, and the duke of Lancaster, crossed the Channel, marched on +Rheims, and threatened Paris. Negotiations for a new peace were actively +opened in April, 1360, after the English had established themselves +at Montlhéri, south from Paris. The French king, John II., who had +been taken prisoner at Poitiers (1356), gave full powers of negotiation +to his son Charles, duke of Normandy and regent of the kingdom. For +some time no definite conclusions were reached, owing chiefly to Edward's +unwillingness to renounce his claim to the French throne. Late +in April the negotiations were transferred to Chartres, subsequently to +Bretigny. Finally, on the eighth of May, representatives of the two parties +signed the so-called treaty of Bretigny. Although the instrument +was promptly ratified by the French regent and by the Black Prince +(and, if we may believe Froissart, by the two kings themselves), it was +<span class="pagenum"><a name="Page_440" id="Page_440">440</a></span> +afterwards revised and accepted in a somewhat different form by the +monarchs and their following assembled at Calais (October 24, 1360). +The most important respect in which the second document differed from +the first was the omission of Article 12 of the first treaty, in which Edward +renounced his claim to the throne of France and the sovereignty of +Normandy, Maine, Anjou, Touraine, Brittany, and Flanders; nevertheless +Edward, at Calais, made this renunciation in a separate convention, +which for all practical purposes was regarded as a part of the treaty. +The passages printed below are taken from the Calais text. Most of the +thirty-nine articles composing the document are devoted to mere details. +The war was renewed after a few years, and within two decades +the English had lost all the territory guaranteed to them in 1360, except +a few coast towns.</p> + +<p>The treaty of Troyes (1420) belongs to one of the most stormy periods +in all French history. The first two decades of the fifteenth century +were marked by a cessation of the war with England (until its renewal +in 1415), but also unfortunately by the outbreak of a desperate civil +struggle between two great factions of the French people, the Burgundians +and the Armagnacs. The Burgundians, led by Philip the Bold +and John the Fearless (successive dukes of Burgundy), stood for a policy +of friendship with England, while the Armagnacs, comprising the adherents +of Charles, duke of Orleans, whose wife was a daughter of the +count of Armagnac, advocated the continuation of the war with the +English; though, in reality, the forces which kept the two factions apart +were jealousy and ambition rather than any mere question of foreign +relations. The way was prepared for a temporary Burgundian triumph +by the notable victory of the English at Agincourt in 1415 and by the +assassination of John the Fearless at Paris in 1419, which made peace +impossible and drove the Burgundians openly into the arms of the English. +Philip the Good, the new duke of Burgundy, became the avowed +ally of the English king Henry V., who since 1417 had been slowly but +surely conquering Normandy and now had the larger portion of it in +his possession. Philip recognized Henry as the true heir to the French +throne and in 1419 concluded with him two distinct treaties on that +basis. Charles VI., the reigning king of France, was mentally unbalanced +and the queen, who bitterly hated the Armagnacs (with whom her son, +the Dauphin Charles, was actively identified), was easily persuaded by +<span class="pagenum"><a name="Page_441" id="Page_441">441</a></span> +Duke Philip to acquiesce in a treaty by which the succession should be +vested in the English king upon the death of Charles VI. The result +was the treaty of Troyes, signed May 21, 1420. According to agreements +already entered into by Philip and Henry, the latter was to marry +Catherine, daughter of Charles VI. (the marriage was not mentioned in +the treaty of Troyes, but it was clearly assumed), and he was to act as +regent of France until Charles VI.'s death and then become king in his +own name. Most of the thirty-one articles of the treaty were taken up +with a definition of Henry's position and obligations as regent and prospective +sovereign of France.</p> + +<p>In due time the marriage of Henry and Catherine took place and +Henry assumed the regency, though the Armagnacs, led by the Dauphin, +refused absolutely to accept the settlement. War broke out, in the +course of which (in 1422) Henry V. died and was succeeded by his infant +son, Henry VI. In the same year Charles VI. also died, which +meant that the young Henry would become king of France. With such +a prospect the future of the country looked dark. Nevertheless, the +death of Charles VI. and of Henry V. came in reality as a double blessing. +Henry V. might long have kept the French in subjection and his +position as Charles VI.'s son-in-law gave him some real claim to rule in +France. But with the field cleared, as it was in 1422, opportunity was +given for the Dauphin Charles (Charles VII.) to retrieve the fallen fortunes +of his country—a task which, with more or less energy and skill, +he managed in the long run to accomplish.</p> +</div> + +<p class="source">Sources—(a) Text in Eugène Cosneau, <i>Les Grands Traités de la Guerre de +Cent Ans</i> ["The Great Treaties of the Hundred Years' War"], +Paris, 1889, pp. 39-68 <i>passim</i>.</p> + +<p class="source_add">(b) Text in Cosneau, <i>ibid.</i> pp. 102-115 <i>passim</i>.</p> + +<p class="center">(a)</p> + +<p><b>1.</b> The king of England shall hold for himself and his heirs, +for all time to come, in addition to that which he holds in Guienne +<span class="sidebar">Territories +conceded to +the English +by the treaty +of Bretigny</span> +and Gascony, all the possessions which are +enumerated below, to be held in the same manner +that the king of France and his sons, or any +of their ancestors, have held them....<a name="FNanchor_594" id="FNanchor_594" href="#Footnote_594" class="fnanchor">[594]</a></p> + +<p> +<span class="pagenum"><a name="Page_442" id="Page_442">442</a></span></p> + +<p><b>7.</b> And likewise the said king and his eldest son<a name="FNanchor_595" id="FNanchor_595" href="#Footnote_595" class="fnanchor">[595]</a> shall give +order, by their letters patent to all archbishops and other prelates +of the holy Church, and also to counts, viscounts, barons, nobles, +citizens, and others of the cities, lands, countries, islands, and +places before mentioned, that they shall be obedient to the king +of England and to his heirs and at their ready command, in the +same manner in which they have been obedient to the kings and +to the crown of France. And by the same letters they shall +liberate and absolve them from all homage, pledges, oaths, obligations, +subjections, and promises made by any of them to the +kings and to the crown of France in any manner.</p> + +<p><b>13.</b> It is agreed that the king of France shall pay to the king +of England three million gold crowns, of which two are worth +an obol of English money.<a name="FNanchor_596" id="FNanchor_596" href="#Footnote_596" class="fnanchor">[596]</a></p> + +<p><b>30.</b> It is agreed that honest alliances, friendships, and confederations +shall be formed by the two kings of France and +<span class="sidebar">Provision +regarding +alliances</span> +England and their kingdoms, not repugnant to +the honor or the conscience of one king or the +other. No alliances which they have, on this side +or that, with any person of Scotland or Flanders, or any other +country, shall be allowed to stand in the way.<a name="FNanchor_597" id="FNanchor_597" href="#Footnote_597" class="fnanchor">[597]</a></p> + +<p> +<span class="pagenum"><a name="Page_443" id="Page_443">443</a></span></p> + +<p class="center">(b)</p> + +<p><b>6.</b> After our death,<a name="FNanchor_598" id="FNanchor_598" href="#Footnote_598" class="fnanchor">[598]</a> and from that time forward, the crown +<span class="sidebar">The Treaty of +Troyes fixes +the succession +upon Henry V</span> +and kingdom of France, with all their rights and +appurtenances, shall be vested permanently in our +son [son-in-law], King Henry, and his heirs.</p> + +<p><b>7.</b> ... The power and authority to govern and to control +the public affairs of the said kingdom shall, during our life-time, +be vested in our son, King Henry, with the advice of the nobles +and the wise men who are obedient to us, and who have consideration +for the advancement and honor of the said kingdom....</p> + +<p><b>22.</b> It is agreed that during our life-time we shall designate +our son, King Henry, in the French language in this fashion, <i>Notre</i> +<span class="sidebar">Henry's +title</span> +<i>très cher fils Henri, roi d'Angleterre, héritier de +France</i>; and in the Latin language in this manner, +<i>Noster præcarissimus filius Henricus, rex Angliæ, heres Franciæ</i>.</p> + +<p><b>24.</b> ... [It is agreed] that the two kingdoms shall be +governed from the time that our said son, or any of his heirs, +shall assume the crown, not divided between different kings at +<span class="sidebar">Union of +France and +England to be +through the +crown only</span> +the same time, but under one person, who shall +be king and sovereign lord of both kingdoms, +observing all pledges and all other things, to each +kingdom its rights, liberties or customs, usages and +laws, not submitting in any manner one kingdom to the other.<a name="FNanchor_599" id="FNanchor_599" href="#Footnote_599" class="fnanchor">[599]</a></p> + +<p><b>29.</b> In consideration of the frightful and astounding crimes +and misdeeds committed against the kingdom of France by +Charles, the said Dauphin, it is agreed that we, our son Henry, +and also our very dear son Philip, duke of Burgundy, will never +treat for peace or amity with the said Charles.<a name="FNanchor_600" id="FNanchor_600" href="#Footnote_600" class="fnanchor">[600]</a></p> + +<p> +<span class="pagenum"><a name="Page_444" id="Page_444">444</a></span></p> + +<h3>CHAPTER XXVI.<br /> +THE BEGINNINGS OF THE ITALIAN RENAISSANCE</h3> + +<p>The question as to when the Middle Ages came to an end cannot be +answered with a specific date, or even with a particular century. The +transition from the mediæval world to the modern was gradual and was +accomplished at a much earlier period in some lines than in others. +Roughly speaking, the change fell within the two centuries and a half +from 1300 to 1550. This transitional epoch is commonly designated +the Age of the Renaissance, though if the term is taken in its most proper +sense as denoting the flowering of an old into a new culture it scarcely +does justice to the period, for political and religious developments in +these centuries were not less fundamental than the revival and fresh +stimulus of culture. But in the earlier portion of the period, particularly +the fourteenth century, the intellectual awakening was the most obvious +feature of the movement and, for the time being, the most important.</p> + +<p>The renaissance of the fourteenth and fifteenth centuries was not the +first that Europe had known. There had been a notable revival of learning +in the time of Charlemagne—the so-called Carolingian renaissance; +another at the end of the tenth century, in the time of the Emperor +Otto III. and Pope Sylvester II.; and a third in the twelfth century, +with its center in northern France. The first two, however, had proved +quite transitory, and even the third and most promising had dried up +in the fruitless philosophy of the scholastics.</p> + +<p>Before there could be a vital and permanent intellectual revival it was +indispensable that the mediæval attitude of mind undergo a fundamental +change. This attitude may be summed up in the one phrase, +the absolute dominance of "authority"—the authority, primarily, of +the Church, supplemented by the writings of a few ancients like Aristotle. +The scholars of the earlier Middle Ages busied themselves, not with +research and investigation whereby to increase knowledge, but rather +with commenting on the Scriptures, the writings of the Church fathers, +<span class="pagenum"><a name="Page_445" id="Page_445">445</a></span> +and Aristotle, and drawing conclusions and inferences by reasoning from +these accepted authorities. There was no disposition to question what +was found in the books, or to supplement it with fresh information. Only +after about 1300 did human interests become sufficiently broadened to +make men no longer altogether content with the mere process of threshing +over the old straw. Gradually there began to appear scholars who +suggested the idea, novel for the day, that the books did not contain all +that was worth knowing, and also that perchance some things that had +long gone unquestioned just because they were in the books were not +true after all. In other words, they proposed to investigate things for +themselves and to apply the tests of observation and impartial reason.</p> + +<p>The most influential factor in producing this change of attitude was +the revival of classical literature and learning. The Latin classics, and +even some of the Greek, had not been unknown in the earlier Middle +Ages, but they had not been read widely, and when read at all they had +been valued principally as models of rhetoric rather than as a living literature +to be enjoyed for the ideas that were contained in it and the +forms in which they were expressed. These ideas were, of course, generally +pagan, and that in itself was enough to cause the Church to look +askance at the use of classical writings, except for grammatical or antiquarian +purposes. In the fourteenth and fifteenth centuries, however, +due to a variety of causes, the reading of the classics became commoner +than since Roman days, and men, bringing to them more open minds, +were profoundly attracted by the fresh, original, human ideas of life and +the world with which Vergil and Horace and Cicero, for example, overflowed. +It was all a new discovery of the world and of man, and from the +<i>humanitas</i> which the scholars found set forth as the classical conception +of culture they themselves took the name of "humanists," while the subjects +of their studies came to be known as the <i>litteræ humaniores</i>. This +first great phase of the Renaissance—the birth of humanism—found +its finest expression in Dante and Petrarch, and it cannot be studied +with better effect than in certain of the writings of these two men.</p> + +<h4>79. Dante's Defense of Italian as a Literary Language</h4> + +<div class="intro"> +<p>Dante Alighieri was born at Florence in 1265. Of his early life little +is known. His family seems to have been too obscure to have much part +<span class="pagenum"><a name="Page_446" id="Page_446">446</a></span> +in the civil struggles with which Florence, and all Italy, in that day +were vexed. The love affair with Beatrice, whose story Boccaccio relates +with so much zest, is the one sharply-defined feature of Dante's +youth and early manhood. It is known that at the age of eighteen the +young Florentine was a poet and was winning wide recognition for his +sonnets. Much time was devoted by him to study of literature and the +arts, but the details of his employments, intellectual and otherwise, are +impossible to make out. In 1290 occurred the death of Beatrice, which +event marked an epoch in the poetical lover's life. In his sorrow he +took refuge in the study of such books as Boëthius's <i>Consolations of +Philosophy</i> and Cicero's <i>Friendship</i>, and became deeply interested in +literary, and especially philosophical, problems. In 1295 he entered +political life, taking from the outset a prominent part in the deliberations +of the Florentine General Council and the Council of Consuls of the Arts. +He assumed a firm attitude against all forms of lawlessness and in resistance +to any external interference in Florentine affairs. Owing to +conditions which he could not influence, however, his career in this +direction was soon cut short and most of the remainder of his life was +spent as a political exile, at Lucca, Verona, Ravenna, and other Italian +cities, with a possible visit to Paris. He died at Ravenna, September 14, +1321, in his fifty-seventh year.</p> + +<p>Dante has well been called "the Janus-faced," because he stood at +the threshold of the new era and looked both forward and backward. +His <i>Divine Comedy</i> admirably sums up the mediæval spirit, and yet it +contains many suggestions of the coming age. His method was essentially +that of the scholastics, but he knew many of the classics and had +a genuine respect for them as literature. He was a mediævalist in his +attachment to the Holy Roman Empire, yet he cherished the purely +modern ambition of a united Italy. It is deeply significant that he +chose to write his great poem—one of the most splendid in the world's +literature—in the Italian tongue rather than the Latin. Aside from +the fact that this, more than anything else, caused the Tuscan dialect, +rather than the rival Venetian and Neapolitan dialects, to become the +modern Italian, it evidenced the new desire for the popularization of +literature which was a marked characteristic of the dawning era. Not +content with putting his greatest effort in the vernacular, Dante undertook +formally to defend the use of the popular tongue for literary purposes. +<span class="pagenum"><a name="Page_447" id="Page_447">447</a></span> +This he did in <i>Il Convito</i> ("The Banquet"), a work whose date +is quite uncertain, but which was undoubtedly produced at some time +while its author was in exile. It is essentially a prose commentary upon +three <i>canzoni</i> written for the honor and glory of the "noble, beautiful, +and most compassionate lady, Philosophy." In it Dante sought to set +philosophy free from the schools and from the heavy disputations of the +scholars and to render her beauty visible even to the unlearned. It was +the first important work on philosophy written in the Italian tongue, an +innovation which the author rightly regarded as calling for some explanation +and defense. The passage quoted from it below comprises this +defense. Similar views on the nobility of the vulgar language, as compared +with the Latin, were later set forth in fuller form in the treatise +<i>De Vulgari Eloquentia</i>.</p> +</div> + +<p class="source">Source—Dante Alighieri, <i>Il Convito</i> ["The Banquet"], Bk. I., Chaps. 5-13 +<i>passim</i>. Translated by Katharine Hillard (London, 1889), pp. +17-47 <i>passim</i>.</p> + +<p>V. <b>1.</b> This bread being cleansed of its accidental impurities,<a name="FNanchor_601" id="FNanchor_601" href="#Footnote_601" class="fnanchor">[601]</a> +we have now but to free it from one [inherent] in its substance, +that is, its being in the vulgar tongue, and not in Latin; so that +we might metaphorically call it made of oats instead of wheat. +<span class="sidebar">Reasons +for using +the Italian</span> +And this [fault] may be briefly excused by three +reasons, which moved me to prefer the former +rather than the latter [language]. The first arises +from care to avoid an unfit order of things; the second, from a +consummate liberality; the third, from a natural love of one's +own tongue. And I intend here in this manner to discuss, in due +<span class="pagenum"><a name="Page_448" id="Page_448">448</a></span> +order, these things and their causes, that I may free myself from +the reproach above named.</p> + +<p><b>3.</b> For, in the first place, had it [the commentary] been in +Latin, it would have been sovereign rather than subject, by its +nobility, its virtue, and its beauty. By its nobility, because +Latin is enduring and incorruptible, and the vulgar tongue is +unstable and corruptible. For we see that the ancient books of +Latin tragedy and comedy cannot be changed from the form we +<span class="sidebar">The Latin fixed, +the Italian +changeable</span> +have to-day, which is not the case with the vulgar +tongue, as that can be changed at will. For we +see in the cities of Italy, if we take notice of the +past fifty years, how many words have been lost, or invented, or +altered; therefore, if a short time can work such changes, how +much more can a longer period effect! So that I think, should +they who departed this life a thousand years ago return to their +cities, they would believe them to be occupied by a foreign +people, so different would the language be from theirs. Of this +I shall speak elsewhere more fully, in a book which I intend to +write, God willing, on <i>Vulgar Eloquence</i>.<a name="FNanchor_602" id="FNanchor_602" href="#Footnote_602" class="fnanchor">[602]</a></p> + +<p>VII. <b>4.</b> ... The Latin could only have explained them +[the <i>canzoni</i>] to scholars; for the rest would not have understood +it. Therefore, as among those who desire to understand them +there are many more illiterate than learned, it follows that the +Latin would not have fulfilled this behest as well as the vulgar +tongue, which is understood both by the learned and the unlearned. +Also the Latin would have explained them to people +of other nations, such as Germans, English, and others; in doing +which it would have exceeded their order.<a name="FNanchor_603" id="FNanchor_603" href="#Footnote_603" class="fnanchor">[603]</a> For it would have +<span class="pagenum"><a name="Page_449" id="Page_449">449</a></span> +been against their will I say, speaking generally, to have explained +<span class="sidebar">Translations +cannot preserve +the literary +splendor +of the originals</span> +their meaning where their beauty could not go with it. +And, moreover, let all observe that nothing +harmonized by the laws of the Muses<a name="FNanchor_604" id="FNanchor_604" href="#Footnote_604" class="fnanchor">[604]</a> can be +changed from its own tongue to another one +without destroying all its sweetness and harmony. +And this is the reason why Homer is not turned from +Greek into Latin like the other writings we have of theirs [the +Greeks];<a name="FNanchor_605" id="FNanchor_605" href="#Footnote_605" class="fnanchor">[605]</a> and this is why the verses of the Psalter<a name="FNanchor_606" id="FNanchor_606" href="#Footnote_606" class="fnanchor">[606]</a> lack musical +sweetness and harmony; for they have been translated from +Hebrew to Greek, and from Greek to Latin, and in the first +translation all this sweetness perished.</p> + +<p>IX. <b>1.</b> ... The Latin would not have served many; because, +if we recall to mind what has already been said, scholars +in other languages than the Italian could not have availed themselves +of its service.<a name="FNanchor_607" id="FNanchor_607" href="#Footnote_607" class="fnanchor">[607]</a> And of those of this speech (if we should +care to observe who they are) we shall find that only to one in a +thousand could it really have been of use; because they would +not have received it, so prone are they to base desires, and thus +deprived of that nobility of soul which above all desires this +food. And to their shame I say that they are not worthy to be +called scholars, because they do not pursue learning for its own +sake, but for the money or the honors that they gain thereby; +just as we should not call him a lute-player who kept a lute in the +house to hire out, and not to play upon.</p> + +<p>X. <b>5.</b> Again, I am impelled to defend it [the vulgar tongue] +from many of its accusers, who disparage it and commend others, +above all the language of <i>Oco</i>,<a name="FNanchor_608" id="FNanchor_608" href="#Footnote_608" class="fnanchor">[608]</a> saying that the latter is better and +<span class="pagenum"><a name="Page_450" id="Page_450">450</a></span> +more beautiful than the former, wherein they depart from the +truth. Wherefore by this commentary shall be seen the great +excellence of the vulgar tongue of <i>Si</i>,<a name="FNanchor_609" id="FNanchor_609" href="#Footnote_609" class="fnanchor">[609]</a> because +<span class="sidebar">The Italian of +more solid excellence +than +other tongues</span> +(although the highest and most novel conceptions +can be almost as fittingly, adequately, and +beautifully expressed in it as in the Latin) its excellence in +rhymed pieces, on account of the accidental adornments connected +with them, such as rhyme and rhythm, or ordered numbers, +cannot be perfectly shown; as it is with the beauty of a +woman, when the splendor of her jewels and her garments draw +more admiration than her person.<a name="FNanchor_610" id="FNanchor_610" href="#Footnote_610" class="fnanchor">[610]</a> Wherefore he who would +judge a woman truly looks at her when, unaccompanied by any +accidental adornment, her natural beauty alone remains to her; +so shall it be with this commentary, wherein shall be seen the +facility of its language, the propriety of its diction, and the sweet +discourse it shall hold; which he who considers well shall see to +be full of the sweetest and most exquisite beauty. But because +it is most virtuous in its design to show the futility and malice +of its accuser, I shall tell, for the confounding of those who attack +the Italian language, the purpose which moves them to do this; +and upon this I shall now write a special chapter, that their +infamy may be the more notorious.</p> + +<p>XI. <b>1.</b> To the perpetual shame and abasement of those wicked +men of Italy who praise the language of others and disparage +<span class="sidebar">Why people of +Italy affect to +despise their +native tongue</span> +their own, I would say that their motive springs +from five abominable causes. The first is intellectual +blindness; the second, vicious excuses; +the third, greed of vain-glory; the fourth, an argument based on +envy; the fifth and last, littleness of soul, that is, pusillanimity. +And each of these vices has so large a following, that few are +they who are free from them.... +<span class="pagenum"><a name="Page_451" id="Page_451">451</a></span></p> + +<p><b>3.</b> The second kind work against our language by vicious +excuses. These are they who would rather be considered masters +than be such; and, to avoid the reverse (that is, not to be +considered masters), they always lay the blame upon the materials +prepared for their art, or upon their tools; as the bad +<span class="sidebar">The unskilful +attribute their +faults to the +language</span> +smith blames the iron given him, and the bad +lute-player blames the lute, thinking thus to lay +the fault of the bad knife or the bad playing +upon the iron or the lute, and to excuse themselves. Such are +they (and they are not few) who wish to be considered orators; +and in order to excuse themselves for not speaking, or for speaking +badly, blame and accuse their material, that is, their own +language, and praise that of others in which they are not required +to work. And whoever wishes to see wherein this tool +[the vulgar tongue] deserves blame, let him look at the work +that good workmen have done with it, and he will recognize the +viciousness of those who, laying the blame upon it, think they +excuse themselves. Against such does Tullius exclaim, in the +beginning of one of his books called <i>De Finibus</i>,<a name="FNanchor_611" id="FNanchor_611" href="#Footnote_611" class="fnanchor">[611]</a> because in his +time they blamed the Latin language and commended the Greek, +for the same reasons that these people consider the Italian vile +and the Provençal precious.</p> + +<p>XII. <b>3.</b> That thing is nearest to a person which is, of all +things of its kind, the most closely related to himself; thus of +all men the son is nearest to the father, and of all arts medicine +is nearest to the doctor, and music to the musician, because these +are more closely related to them than any others; of all countries, +<span class="sidebar">People should +use their own +language, as +being most natural +to them</span> +the one a man lives in is nearest to him, because it +is most closely related to him. And thus a man's +own language is nearest to him, because most +closely related, being that one which comes alone +and before all others in his mind, and not only of itself is it thus +<span class="pagenum"><a name="Page_452" id="Page_452">452</a></span> +related, but by accident, inasmuch as it is connected with those +nearest to him, such as his kinsmen, and his fellow-citizens, and +his own people. And this is his own language, which is not only +near, but the very nearest, to every one. Because if proximity +be the seed of friendship, as has been stated above, it is plain +that it has been one of the causes of the love I bear my own +language, which is nearer to me than the others. The above-named +reason (that is, that we are most nearly related to that +which is first in our mind) gave rise to that custom of the people +which makes the firstborn inherit everything, as the nearest of +kin; and, because the nearest, therefore the most beloved.</p> + +<p><b>4.</b> And again, its goodness makes me its friend. And here +we must know that every good quality properly belonging to a +thing is lovable in that thing; as men should have a fine beard, +and women should have the whole face quite free from hair; as +the foxhound should have a keen scent, and the greyhound +great speed. And the more peculiar this good quality, the more +lovable it is, whence, although all virtue is lovable in man, that +is most so which is most peculiarly human.... And we +<span class="sidebar">The Italian +fulfils the highest +requirement +of a language</span> +see that, of all things pertaining to language, the +power of adequately expressing thought is the +most loved and commended; therefore this is its +peculiar virtue. And as this belongs to our own +language, as has been proved above in another chapter, it is +plain that this was one of the causes of my love for it; since, +as we have said, goodness is one of the causes that engender +love.</p> + +<h4>80. Dante's Conception of the Imperial Power</h4> + +<div class="intro"> +<p>The best known prose work of Dante, the <i>De Monarchia</i>, is perhaps +the most purely idealistic political treatise ever written. Its quality +of idealism is so pronounced, in fact, that there is not even sufficient +mention of contemporary men or events to assist in solving the wholly +unsettled problem of the date of its composition. The <i>De Monarchia</i> is +composed of three books, each of which is devoted to a fundamental +<span class="pagenum"><a name="Page_453" id="Page_453">453</a></span> +question in relation to the balance of temporal and spiritual authority. +The first question is whether the temporal monarchy is necessary for +the well-being of the world. The answer is, that it is necessary for the +preservation of justice, freedom, and unity and effectiveness of human +effort. The second question is whether the Roman people took to itself +this dignity of monarchy, or empire, by right. By a survey of Roman +history from the days of Æneas to those of Cæsar it is made to appear +that it was God's will that the Romans should rule the world. The +third question is the most vital of all and its answer constitutes the pith +of the treatise. In brief it is, does the authority of the Roman monarch, +or emperor, who is thus by right the monarch of the world, depend immediately +upon God, or upon some vicar of God, the successor of Peter? +This question Dante answers first negatively by clearing away the familiar +defenses of spiritual supremacy, and afterwards positively, by +bringing forward specific arguments for the temporal superiority. The +selection given below comprises the most suggestive portions of Dante's +treatment of this aspect of his subject. The method, it will be observed, +is quite thoroughly scholastic. Whenever the <i>De Monarchia</i> was composed, +it remained all but unknown until after the author's death (1321); +but with the renewal of conflict between papacy and imperial power the +imperialists were not slow to make use of the treatise, and by the middle +of the fourteenth century it had become known throughout Europe, being +admired by one party as much as it was abhorred by the other. At +various times copies of it were burned as heretical and in the sixteenth +century it was placed by the Roman authorities upon the Index of Prohibited +Books. Few literary productions of the later Middle Ages exercised +greater influence upon contemporary thought and politics.</p> +</div> + +<p class="source">Source—Dante Alighieri, <i>De Monarchia</i> ["Concerning Monarchy"], Bk. III., +Chaps. 1-16 <i>passim</i>. Translated by Aurelia Henry (Boston, 1904), +pp. 137-206 <i>passim</i>.</p> + +<p>I. <b>2.</b> The question pending investigation, then, concerns two +great luminaries, the Roman Pontiff [Pope] and the Roman +Prince [Emperor]; and the point at issue is whether the authority +<span class="sidebar">The problem to +be considered</span> +of the Roman monarch, who, as proved in the +second book, is rightful monarch of the world, +is derived from God directly, or from some vicar or minister of +<span class="pagenum"><a name="Page_454" id="Page_454">454</a></span> +God, by whom I mean the successor of Peter, indisputable +keeper of the keys of the kingdom of heaven.</p> + +<p>IV. <b>1.</b> Those men to whom the entire subsequent discussion +is directed assert that the authority of the Empire depends on +the authority of the Church, just as the inferior artisan depends +on the architect. They are drawn to this by divers opposing +arguments, some of which they take from Holy Scripture, and +some from certain acts performed by the chief pontiff, and by +the Emperor himself; and they endeavor to make their conviction +reasonable.</p> + +<p><b>2.</b> For, first, they maintain that, according to Genesis, God +made two mighty luminaries, a greater and a lesser, the former +to hold supremacy by day and the latter by night [Gen., i. 15, 16]. +These they interpret allegorically to be the two rulers—spiritual +<span class="sidebar">The analogy +of the sun +and moon</span> +and temporal.<a name="FNanchor_612" id="FNanchor_612" href="#Footnote_612" class="fnanchor">[612]</a> Whence they argue that as the +lesser luminary, the moon, has no light but that +gained from the sun, so the temporal ruler has +no authority but that gained from the spiritual ruler.</p> + +<p><b>8.</b> I proceed to refute the above assumption that the two +luminaries of the world typify its two ruling powers. The whole +force of their argument lies in the interpretation; but this we +can prove indefensible in two ways. First, since these ruling +powers are, as it were, accidents necessitated by man himself, +God would seem to have used a distorted order in creating first +accidents, and then the subject necessitating them. It is absurd +to speak thus of God, but it is evident from the Word that the +two lights were created on the fourth day, and man on the sixth.</p> + +<p><b>9.</b> Secondly, the two ruling powers exist as the directors of +men toward certain ends, as will be shown further on. But had +man remained in the state of innocence in which God made him, +he would have required no such direction. These ruling powers +<span class="pagenum"><a name="Page_455" id="Page_455">455</a></span> +are therefore remedies against the infirmity of sin. Since on +the fourth day man was not only not a sinner, but was not even +<span class="sidebar">An abstruse +bit of mediæval +reasoning</span> +existent, the creation of a remedy would have been +purposeless, which is contrary to divine goodness. +Foolish indeed would be the physician who +should make ready a plaster for the abscess of a man not yet born. +Therefore it cannot be asserted that God made the two ruling +powers on the fourth day; and consequently the meaning of +Moses cannot have been what it is supposed to be.</p> + +<p><b>10.</b> Also, in order to be tolerant, we may refute this fallacy +by distinction. Refutation by distinction deals more gently with +an adversary, for it shows him to be not absolutely wrong, as +does refutation by destruction. I say, then, that although the +moon may have abundant light only as she receives it from the +sun, it does not follow on that account that the moon herself +owes her existence to the sun. It must be recognized that the +essence of the moon, her strength, and her function, are not one +and the same thing. Neither in her essence, her strength, nor +her function taken absolutely, does the moon owe her existence +to the sun, for her movement is impelled by her own force and +her influence by her own rays. Besides, she has a certain light +of her own, as is shown in eclipse. It is in order to fulfill her +function better and more potently that she borrows from the +sun abundance of light, and works thereby more effectively.</p> + +<p><b>11.</b> In like manner, I say, the temporal power receives from +the spiritual neither its existence, nor its strength, which is its +authority, nor even its function, taken absolutely. But well +<span class="sidebar">Why the argument +from the +sun and moon +fails</span> +for her does she receive therefrom, through the +light of grace which the benediction of the chief +pontiff sheds upon it in heaven and on earth, +strength to fulfill her function more perfectly. So the argument +was at fault in form, because the predicate of the conclusion +is not a term of the major premise, as is evident. The +syllogism runs thus: The moon receives light from the sun, which +<span class="pagenum"><a name="Page_456" id="Page_456">456</a></span> +is the spiritual power; the temporal ruling power is the moon; +therefore the temporal receives authority from the spiritual. +They introduce "light" as the term of the major, but "authority" +as predicate of the conclusion, which two things we +have seen to be diverse in subject and significance.</p> + +<p>VIII. <b>1.</b> From the same gospel they quote the saying of +Christ to Peter, "Whatsoever thou shalt loose on earth shall be +loosed in heaven" [Matt., xvi. 19], and understand this saying +to refer alike to all the Apostles, according to the text of Matthew +and John [Matt., xviii. 18 and John, xx. 23]. They reason from +<span class="sidebar">Argument +from the prerogative +of the +keys committed +to Peter</span> +this that the successor of Peter has been granted +of God power to bind and loose all things, and +then infer that he has power to loose the laws +and decrees of the Empire, and to bind the laws +and decrees of the temporal kingdom. Were this true, their +inference would be correct.</p> + +<p><b>2.</b> But we must reply to it by making a distinction against +the major premise of the syllogism which they employ. Their +syllogism is this: Peter had power to bind and loose all things; +the successor of Peter has like power with him; therefore the +successor of Peter has power to loose and bind all things. From +this they infer that he has power to loose and bind the laws and +decrees of the Empire.</p> + +<p><b>3.</b> I concede the minor premise, but the major only with distinction. +Wherefore I say that "all," the symbol of the universal +which is implied in "whatsoever," is never distributed +beyond the scope of the distributed term. When I say, "All animals +run," the distribution of "all" comprehends whatever +comes under the genus "animal." But when I say, "All men +run," the symbol of the universal refers only to whatever comes +under the term "man." And when I say, "All grammarians +run," the distribution is narrowed still further.</p> + +<p><b>4.</b> Therefore we must always determine what it is over which +the symbol of the universal is distributed; then, from the recognized +<span class="pagenum"><a name="Page_457" id="Page_457">457</a></span> +nature and scope of the distributed term, will be easily +apparent the extent of the distribution. Now, were "whatsoever" +to be understood absolutely when it is said, "Whatsoever +thou shalt bind," he would certainly have the power they +claim; nay, he would have even greater power—he would be able +to loose a wife from her husband, and, while the man still lived, +bind her to another—a thing he can in nowise do. He would +be able to absolve me, while impenitent—a thing which God +Himself cannot do.</p> + +<p><b>5.</b> So it is evident that the distribution of the term under +discussion is to be taken, not absolutely, but relatively to something +else. A consideration of the concession to which the distribution +is subjoined will make manifest this related something. +<span class="sidebar">Dante's interpretation +of +the Scripture +in question</span> +Christ said to Peter, "I will give unto +thee the keys of the kingdom of heaven;" that +is, I will make thee doorkeeper of the kingdom +of heaven. Then He adds, "and whatsoever," that is, "everything +which," and He means thereby, "Everything which pertains +to that office thou shalt have power to bind and loose." +And thus the symbol of the universal which is implied in "whatsoever" +is limited in its distribution to the prerogative of the +keys of the kingdom of heaven. Understood thus, the proposition +is true, but understood absolutely, it is obviously not. +Therefore I conclude that, although the successor of Peter has +authority to bind and loose in accordance with the requirements +of the prerogative granted to Peter, it does not follow, as they +claim, that he has authority to bind and loose the decrees or +statutes of empire, unless they prove that this also belongs to +the office of the keys. But further on we shall demonstrate that +the contrary is true.</p> + +<p>XIII. <b>1.</b> Now that we have stated and rejected the errors on +which those chiefly rely who declare that the authority of the +Roman Prince is dependent on the Roman Pontiff,<a name="FNanchor_613" id="FNanchor_613" href="#Footnote_613" class="fnanchor">[613]</a> we must +<span class="pagenum"><a name="Page_458" id="Page_458">458</a></span> +return and demonstrate the truth of that question which we +propounded for discussion at the beginning. The truth will be +evident enough if it can be shown, under the principle of inquiry +agreed upon, that imperial authority derives immediately from +the summit of all being, which is God. And this will be shown, +whether we prove that imperial authority does not derive from +that of the Church (for the dispute concerns no other authority), +or whether we prove simply that it derives immediately from +God.</p> + +<p><b>2.</b> That ecclesiastical authority is not the source of imperial +authority is thus verified. A thing non-existent, or devoid of +active force, cannot be the cause of active force in a thing possessing +that quality in full measure. But before the Church existed, +or while it lacked power to act, the Empire had active force in +<span class="sidebar">The Church +(or papacy) is +not the source +of imperial authority</span> +full measure. Hence the Church is the source, +neither of acting power nor of authority in the +Empire, where power to act and authority are +identical. Let A be the Church, B the Empire, +and C the power or authority of the Empire. If, A being non-existent, +C is in B, the cause of C's relation to B cannot be A, +since it is impossible that an effect should exist prior to its +cause. Moreover, if, A being inoperative, C is in B, the cause of +C's relation to B cannot be A, since it is indispensable for the +production of effect that the cause should be in operation previously, +especially the efficient cause which we are considering +here.</p> + +<p><b>3.</b> The major premise of this demonstration is intelligible +from its terms; the minor is confirmed by Christ and the Church. +Christ attests it, as we said before, in His birth and death. The +Church attests it in Paul's declaration to Festus in the Acts of +<span class="pagenum"><a name="Page_459" id="Page_459">459</a></span> +the Apostles: "I stand at Cæsar's judgment seat, where I ought +to be judged" [Acts, xxv. 10]; and in the admonition of God's +<span class="sidebar">Early Christian +recognition +of the authority +of the +Emperor</span> +angel to Paul a little later: "Fear not, Paul; +thou must be brought before Cæsar" [Acts, xxvii. +24]; and again, still later, in Paul's words to the +Jews dwelling in Italy: "And when the Jews spake +against it, I was constrained to appeal unto Cæsar; not that I +had aught to accuse my nation of," but "that I might deliver +my soul from death" [Acts, xxviii. 19]. If Cæsar had not +already possessed the right to judge temporal matters, Christ +would not have implied that he did, the angel would not have +uttered such words, nor would he who said, "I desire to depart +and be with Christ" [Phil., i. 23], have appealed to an unqualified +judge.</p> + +<p>XIV. <b>1.</b> Besides, if the Church has power to confer authority +on the Roman Prince, she would have it either from God, or +from herself, or from some Emperor, or from the unanimous +consent of mankind, or, at least, from the consent of the most +influential. There is no other least crevice through which the +power could have diffused itself into the Church. But from +none of these has it come to her, and therefore the aforesaid +power is not hers at all.</p> + +<p>XVI. <b>1.</b> Although by the method of reduction to absurdity +it has been shown in the foregoing chapter that the authority of +empire has not its source in the Chief Pontiff, yet it has not been +fully proved, save by an inference, that its immediate source +is God, seeing that if the authority does not depend on the vicar +of God, we conclude that it depends on God Himself. For a +perfect demonstration of the proposition we must prove directly +that the Emperor, or Monarch, of the world has immediate +relationship to the Prince of the universe, who is God.</p> + +<p><b>2.</b> In order to realize this, it must be understood that man +alone of all beings holds the middle place between corruptibility +and incorruptibility, and is therefore rightly compared by philosophers +<span class="pagenum"><a name="Page_460" id="Page_460">460</a></span> +to the horizon which lies between the two hemispheres. +Man may be considered with regard to either of his essential +<span class="sidebar">Positive argument +that the +authority of +the emperor is +derived directly +from God</span> +parts, body or soul. If considered in regard to +the body alone, he is perishable; if in regard to +the soul alone, he is imperishable. So the Philosopher<a name="FNanchor_614" id="FNanchor_614" href="#Footnote_614" class="fnanchor">[614]</a> +spoke well of its incorruptibility when +he said in the second book, <i>On the Soul</i>, "And this only can be +separated as a thing eternal from that which perishes."</p> + +<p><b>3.</b> If man holds a middle place between the perishable and the +imperishable, then, inasmuch as every man shares the nature of +the extremes, man must share both natures. And inasmuch as +every nature is ordained for a certain ultimate end, it follows +that there exists for man a two-fold end, in order that as he alone +of all beings partakes of the perishable and the imperishable, so +he alone of all beings should be ordained for two ultimate ends. +One end is for that in him which is perishable, the other for that +which is imperishable.</p> + +<p><b>4.</b> Omniscient Providence has thus designed two ends to be +contemplated by man: first, the happiness of this life, which consists +<span class="sidebar">Double aspect +of human life</span> +in the activity of his natural powers, and is +prefigured by the terrestrial Paradise; and then +the blessedness of life everlasting, which consists in the enjoyment +of the countenance of God, to which man's natural powers +may not obtain unless aided by divine light, and which may be +symbolized by the celestial Paradise.<a name="FNanchor_615" id="FNanchor_615" href="#Footnote_615" class="fnanchor">[615]</a></p> + +<p><b>5.</b> To these states of blessedness, just as to diverse conclusions, +man must come by diverse means. To the former we come by +the teachings of philosophy, obeying them by acting in conformity +with the moral and intellectual virtues; to the latter, through +spiritual teachings which transcend human reason, and which +we obey by acting in conformity with the theological virtues, +<span class="pagenum"><a name="Page_461" id="Page_461">461</a></span> +faith, hope, and charity. Now the former end and means are +made known to us by human reason, which the philosophers +have wholly explained to us; and the latter by the Holy Spirit, +which has revealed to us supernatural but essential truth through +the prophets and sacred writers, through Jesus Christ, the coëternal +Son of God, and through His disciples. Nevertheless, human +passion would cast these behind, were not man, like horses +astray in their brutishness, held to the road by bit and rein.</p> + +<p><b>6.</b> Wherefore a twofold directive agent was necessary to man, +in accordance with the twofold end; the Supreme Pontiff to lead +the human race to life eternal by means of revelation, and the +Emperor to guide it to temporal well-being by means of philosophic +instruction. And since none or few—and these with exceeding +<span class="sidebar">The proper +functions of +Pope and Emperor</span> +difficulty—could attain this port, were +not the waves of seductive desire calmed, and +mankind made free to rest in the tranquillity of +peace, therefore this is the goal which he whom we call the +guardian of the earth and Roman Prince should most urgently +seek; then would it be possible for life on this mortal threshing-floor +to pass in freedom and peace. The order of the world follows +the order inherent in the revolution of the heavens. To +attain this order it is necessary that instruction productive of +liberality and peace should be applied by the guardian of the +realm, in due place and time, as dispensed by Him who is the +ever-present Watcher of the whole order of the heavens. And +He alone foreordained this order, that by it, in His providence, +He might link together all things, each in its own place.</p> + +<p><b>7.</b> If this is so, and there is none higher than He, only God +elects and only God confirms. Whence we may further conclude +that neither those who are now, nor those who in any way +whatsoever have been, called electors<a name="FNanchor_616" id="FNanchor_616" href="#Footnote_616" class="fnanchor">[616]</a> have the right to be so +<span class="pagenum"><a name="Page_462" id="Page_462">462</a></span> +called; rather should they be entitled heralds of Divine Providence. +Whence it is that those in whom is vested the dignity +of proclamation suffer dissension among themselves at times, +when, all or part of them being shadowed by the clouds of +passion, they discern not the face of God's dispensation.</p> + +<p><b>8.</b> It is established, then, that the authority of temporal +monarchy descends without mediation from the fountain of +universal authority. And this fountain, one in its purity of +source, flows into multifarious channels out of the abundance +of its excellence.</p> + +<p><b>9.</b> I believe I have now approached sufficiently close to the goal +I had set myself, for I have taken the kernels of truth from the +husks of falsehood, in that question which asked whether the +office of monarchy was essential to the welfare of the world, and +in the next which made inquiry whether the Roman people +rightfully appropriated the empire, and in the last which sought +whether the authority of the monarch derived from God directly, +or from some other. But the truth of this final question must +not be restricted to mean that the Roman Prince shall not be +<span class="sidebar">The ideal relation +of the +two powers</span> +subject in some degree to the Roman Pontiff, for +well-being that is mortal is ordered in a measure +after well-being that is immortal. Wherefore let +Cæsar honor Peter as a first-born son should honor his father, +so that, brilliant with the light of paternal grace, he may illumine +with greater radiance the earthly sphere over which he has been +set by Him who alone is Ruler of all things spiritual and temporal.<a name="FNanchor_617" id="FNanchor_617" href="#Footnote_617" class="fnanchor">[617]</a></p> + +<h4>81. Petrarch's Love of the Classics</h4> + +<div class="intro"> +<p>Francesco Petrarca was born at Arezzo in northern Italy in July, +1304. His father was a Florentine notary who had been banished by +the same decree with Dante in 1302, and who finally settled at Avignon +<span class="pagenum"><a name="Page_463" id="Page_463">463</a></span> +in 1313 to practice his profession in the neighborhood of the papal court. +Petrarch was destined by his father for the law and was sent to study +that subject at Montpellier and subsequently at Bologna. But from the +moment when he first got hold of the Latin classics, notably Cicero and +Vergil, he found his interest in legal subjects absolutely at an end. He +was charmed by the literary power of the ancients, as he certainly was +not by the logic and learning of the jurists, and though his father endeavored +to discourage what he regarded as a sheer waste of time by +burning the young enthusiast's precious Latin books, the love of the +classics, once aroused, was never crushed out and the literary instinct +remained dominant. The beginnings of the Renaissance spirit, which +are so discernible in Dante, become in Petrarch the full expression of +the new age. In the words of Professor Adams, "In him we clearly +find, as controlling personal traits, all those specific features of the Renaissance +which give it its distinguishing character as an intellectual +revolution, and from their strong beginning in him they have never +ceased among men. In the first place, he felt as no other man had done +since the ancient days the beauty of nature and the pleasure of mere +life, its sufficiency for itself; and he had also a sense of ability and power, +and a self-confidence which led him to plan great things, and to hope +for an immortality of fame in this world. In the second place, he had +a most keen sense of the unity of past history, of the living bond of connection +between himself and men of like sort in the ancient world. That +world was for him no dead antiquity, but he lived and felt in it and with +its poets and thinkers, as if they were his neighbors. His love for it +amounted almost, if we may call it so, to an ecstatic enthusiasm, hardly +understood by his own time, but it kindled in many others a similar +feeling which has come down to us. The result is easily recognized in +him as a genuine culture, the first of modern men in whom this can be +found.... Finally, Petrarch first put the modern spirit into conscious +opposition to the mediæval. The Renaissance meant rebellion +and revolution. It meant a long and bitter struggle against the whole +scholastic system, and all the follies and superstitions which flourished +under its protection. Petrarch opened the attack along the whole line. +Physicians, lawyers, astrologers, scholastic philosophers, the universities—all +were enemies of the new learning, and so his enemies. And these +attacks were not in set and formal polemics alone, his letters and +<span class="pagenum"><a name="Page_464" id="Page_464">464</a></span> +almost all his writings were filled with them. It was the business of +his life."<a name="FNanchor_618" id="FNanchor_618" href="#Footnote_618" class="fnanchor">[618]</a></p> + +<p>In the latter part of his life Petrarch enjoyed the highest renown +throughout Europe. The cities of Italy, especially, vied with one another +in showering honors upon him. A decree of the Venetian senate affirmed +that no Christian poet or philosopher could be compared with him. +Arezzo, the town of his birth, awarded him a triumphal procession. +Florence bought the estates once confiscated from his father and begged +him to accept them as a meager gift to one "who for centuries had no +equal and could scarcely find one in the ages to come." The climax +came in 1341 when both the University of Paris and the Roman Senate +invited him to present himself and receive the poet's crown, in revival +of an old and all but forgotten ceremony of special honor. The invitation +from Rome was accepted and the celebration attending the coronation +was one of the most splendid of the age. In 1350 Petrarch became +acquainted with Boccaccio and thenceforth there existed the warmest +friendship between these two great exponents of Renaissance ideals and +achievement. In 1369 he retired to Arquà, near Padua, where he died +in 1374.</p> + +<p>Besides his poems Petrarch wrote a great number of letters, some in +Latin and some in Italian. Letter-writing was indeed a veritable passion +with him; and he not only wrote freely but was careful to preserve copies +of what he wrote. His prose correspondence has been classified in four +divisions. The largest one comprises three hundred forty-seven letters, +written between the years 1332 and 1362, and given the general title of +<i>De Rebus Familiaribus</i>, because in them only topics presumably of everyday +interest were discussed and without particular attention to style. +The second group, the so-called <i>Epistolæ Variæ</i>, numbers about seventy. +The third, the <i>Epistolæ de Rebus Senilibus</i> ("Letters of Old Age"), includes +one hundred twenty-four letters written during the last twelve +years of the poet's life. The fourth, comprising about twenty letters, +was made up of epistles containing such sharp criticism of the papal +régime at Avignon that the author thought it best to suppress the names +of those to whom they were addressed. Their general designation, +therefore, is <i>Epistolæ sine Titulo</i>. The following passages are taken from +a letter found in the <i>Epistolæ Variæ</i>. It was written to a literary friend, +<span class="pagenum"><a name="Page_465" id="Page_465">465</a></span> +August 18, 1360, while Petrarch was at Milan, uncertain whither the political +storms of the period would finally drive him. In the portion which +precedes that given below the writer has been commenting on various +invitations which had reached him from friends in Padua, Florence, +and even beyond the Alps. This gives him occasion to lament the +unsettled conditions of his times and to voice the longing of the scholar +for peace and quiet. Thence he proceeds to speak of matters which +reveal in an interesting way his passionate love for the beauties of classical +literature and his sympathy with its dominant ideas. Cicero was his +favorite Latin author; after him, Vergil and Ovid. Greek literature, +unfortunately, it was impossible for him to know at first hand. In spite +of a lifelong desire, and at least one determined effort (which is referred +to in the letter below), he never acquired even a rudimentary reading +knowledge of the Greek language. At best he could only read fragments +of Homer, Plato, and Aristotle in extremely faulty Latin translations.<a name="FNanchor_619" id="FNanchor_619" href="#Footnote_619" class="fnanchor">[619]</a></p> +</div> + +<p class="source">Source—Franciscus Petrarca, <i>Epistolæ de Rebus Familiaribus et Variæ</i> +["Letters of Friendly Intercourse, and Miscellaneous Letters"], +edited by J. Fracassetti (Florence, 1869), Vol. III., pp. 364-371. +Adapted from translation in Merrick Whitcomb, <i>Source Book of +the Italian Renaissance</i> (Philadelphia, 1903), pp. 14-21 <i>passim</i>.</p> + +<p>If you should ask me, in the midst of these opinions of my +friends, what I myself think of the matter, I can only reply that +I long for a place where solitude, leisure, repose, and silence +reign, however far from wealth and honors, power and favors. +But I confess I know not where to find it. My own secluded +nook, where I have hoped not only to live, but even to die, has +lost all the advantages it once possessed, even that of safety. +<span class="sidebar">Petrarch's +longing for +peace and +seclusion</span> +I call to witness thirty or more volumes, which +I left there recently, thinking that no place +could be more secure, and which, a little later, +having escaped from the hands of robbers and returned, against +<span class="pagenum"><a name="Page_466" id="Page_466">466</a></span> +all hope, to their master, seem yet to blanch and tremble and +show upon their foreheads the troubled condition of the place +whence they have escaped. Therefore I have lost all hope of +revisiting this charming retreat, this longed-for country spot. +Still, if the opportunity were offered me, I should seize it with +both hands and hold it fast. I do not know whether I still +possess a glimmer of hope, or am feigning it for self-deception, +and to feed my soul's desire with empty expectation.</p> + +<p>But I proceed, remembering that we had much conversation on +this point last year, when we lived together in the same house, in +this very city [Milan]; and that after having examined the matter +most carefully, in so far as our light permitted, we came to the +conclusion that while the affairs of Italy, and of Europe, remain +in this condition, there is no place safer and better for my +needs than Milan, nor any place that suits me so well. We +made exception only of the city of Padua, whither I went +<span class="sidebar">Drawbacks of +even Milan +and Padua</span> +shortly after and whither I shall soon return; +not that I may obliterate or diminish—that I +should not wish—but that I may soften the +regret which my absence causes the citizens of both places. I +know not whether you have changed your opinion since that +time; but for me I am convinced that to exchange the tumult +of this great city and its annoyances for the annoyances of +another city would bring me no advantage, perhaps some inconvenience, +and beyond a doubt, much fatigue. Ah, if this +tranquil solitude, which, in spite of all my seeking, I never +find, as I have told you, should ever show itself on any side, +you will hear, not that I have gone, but that I have flown, to +it....</p> + +<p>In the succeeding paragraph of your letter you jest with much +elegance, saying that I have been wounded by Cicero without +having deserved it, on account of our too great intimacy.<a name="FNanchor_620" id="FNanchor_620" href="#Footnote_620" class="fnanchor">[620]</a> +<span class="pagenum"><a name="Page_467" id="Page_467">467</a></span> +"Because," you say, "those who are nearest to us most often +injure us, and it is extremely rare that an Indian does an injury +<span class="sidebar">Common +indifference +to people and +events near at +hand</span> +to a Spaniard." True it is. It is on this account +that in reading of the wars of the Athenians +and Lacedaemonians, and in contemplating the +troubles of our own people with our neighbors, +we are never struck with astonishment; still less so at the sight +of the civil wars and domestic troubles which habit has made +of so little account that concord itself would more easily cause +surprise. But when we read that the king of Scythia has come +to blows with the king of Egypt, and that Alexander of Macedonia +has penetrated to the ends of India, we experience a sensation +of astonishment which the reading of our histories, filled +as they are with the deeds of Roman bravery in their distant +expeditions, does not afford. You bring me consolation, in +representing me as having been wounded by Cicero, to whom I +am fondly attached, a thing that would probably never happen +to me, at the hands of either Hippocrates<a name="FNanchor_621" id="FNanchor_621" href="#Footnote_621" class="fnanchor">[621]</a> or Albumazar....<a name="FNanchor_622" id="FNanchor_622" href="#Footnote_622" class="fnanchor">[622]</a></p> + +<p>You ask me to lend you the copy of Homer that was on sale at +Padua, if, as you suppose, I have purchased it (since, you say, I +have for a long time possessed another copy) so that our friend +<span class="sidebar">A request +for a copy +of Homer</span> +Leo<a name="FNanchor_623" id="FNanchor_623" href="#Footnote_623" class="fnanchor">[623]</a> may translate it from Greek into Latin +for your benefit and for the benefit of our other +studious compatriots. I saw this book, but +neglected the opportunity of acquiring it, because it seemed +inferior to my own. It can easily be had with the aid of the +person to whom I owe my friendship with Leo; a letter from +that source would be all-powerful in the matter, and I will myself +write him.</p> + +<p>If by chance the book escape us, which seems to be very +unlikely, I will let you have mine. I have been always fond of +this particular translation and of Greek literature in general, +<span class="pagenum"><a name="Page_468" id="Page_468">468</a></span> +and if fortune had not frowned upon my beginnings, in the sad +death of my excellent master, I should be perhaps to-day something +<span class="sidebar">Fondness +for Greek +literature</span> +more than a Greek still at his alphabet. I +approve with all my heart and strength your +enterprise, for I regret and am indignant that an +ancient translation, presumably the work of Cicero, the commencement +of which Horace inserted in his <i>Ars Poetica</i>,<a name="FNanchor_624" id="FNanchor_624" href="#Footnote_624" class="fnanchor">[624]</a> should +have been lost to the Latin world, together with many other +works. It angers me to see so much solicitude for the bad and +so much neglect of the good. But what is to be done? We +must be resigned....</p> + +<p>I wish to take this opportunity of warning you of one thing, +lest later on I should regret having passed it over in silence. +If, as you say, the translation is to be made literally in prose, +listen for a moment to the opinion of St. Jerome as expressed in +his preface to the book, <i>De Temporibus</i>, by Eusebius of Cæsarea, +which he translated into Latin.<a name="FNanchor_625" id="FNanchor_625" href="#Footnote_625" class="fnanchor">[625]</a> Here are the very words of this +great man, well acquainted with these two languages, and indeed +with many others, and of special fame for his art of translating: +<span class="sidebar">Difficulty +of translating +works of literature</span> +<i>If any one</i>, he says, <i>refuses to believe that translation +lessens the peculiar charm of the original, let +him render Homer into Latin, word for word; I +will say further, let him translate it into prose in his own tongue, +and he will see a ridiculous array and the most eloquent of poets +transformed into a stammerer.</i> I tell you this for your own good, +while it is yet time, in order that so important a work may not +prove useless. As for me, I wish the work to be done, whether +<span class="pagenum"><a name="Page_469" id="Page_469">469</a></span> +well or ill. I am so famished for literature that just as he who is +ravenously hungry is not inclined to quarrel with the cook's +art, so I await with a lively impatience whatever dishes are to be +set before my soul. And in truth, the morsel in which the same +Leo, translating into Latin prose the beginning of Homer, has +<span class="sidebar">Longing for +the translation +of Homer</span> +given me a foretaste of the whole work, although +it confirms the sentiment of St. Jerome, does not +displease me. It possesses, in fact, a secret charm, +as certain viands, which have failed to take a moulded shape, +although they are lacking in form, preserve nevertheless their +taste and odor. May he continue with the aid of Heaven, and +may he give us Homer, who has been lost to us!</p> + +<p>In asking of me the volume of Plato which I have with me, +and which escaped the fire at my transalpine country house, +you give me proof of your ardor, and I shall hold this book at +<span class="sidebar">A loan of a +volume of +Plato</span> +your disposal, whenever the time shall come. +I wish to aid with all my power such noble enterprises. +But beware lest it should be unbecoming +to unite in one bundle these two great princes of Greece, lest +the weight of these two spirits should overwhelm mortal shoulders. +Let your messenger undertake, with God's aid, one of the two, +and first him who has written many centuries before the other. +Farewell.</p> + +<h4>82. Petrarch's Letter to Posterity</h4> + +<div class="intro"> +<p>The following is a letter of Petrarch addressed, by a curious whim, to +Posterity. It gives an excellent idea of the poet's opinion of himself and +reveals the sort of things that interested the typical man of culture in +the early Renaissance period. It is supposed to have been written in +the year 1370, when Petrarch had completed the sixty-sixth year of +his life. The letter betrays a longing for individual fame which was +common in classical times and during the Renaissance, but not in the +Middle Ages. +<span class="pagenum"><a name="Page_470" id="Page_470">470</a></span></p> +</div> + +<p class="source">Source—Franciscus Petrarca, <i>Epistolæ de Rebus Familiaribus et Variæ</i> ["Letters +of Friendly Intercourse, and Miscellaneous Letters"], edited by +J. Fracassetti (Florence, 1869), Vol. I., pp. 1-11. Translated in +James H. Robinson and Henry W. Rolfe, <i>Petrarch, the First Modern +Scholar and Man of Letters</i> (New York, 1898), pp. 59-76 <i>passim</i>.</p> + +<p><i>Francis Petrarch, to Posterity, greeting</i>:</p> + +<p>It is possible that some word of me may have come to you, +though even this is doubtful, since an insignificant and obscure +name will scarcely penetrate far in either time or space. If, +however, you should have heard of me, you may desire to know +what manner of man I was, or what was the outcome of my +labors, especially those of which some description or, at any +rate, the bare titles may have reached you.</p> + +<p>To begin, then, with myself. The utterances of men concerning +me will differ widely, since in passing judgment almost every +one is influenced not so much by truth as by preference, and good +and evil report alike know no bounds. I was, in truth, a poor +<span class="sidebar">Petrarch's +early life</span> +mortal like yourself, neither very exalted in my +origin, nor, on the other hand, of the most humble +birth, but belonging, as Augustus Cæsar says of himself, +to an ancient family. As to my disposition, I was not naturally +perverse or wanting in modesty, however the contagion of evil +associations may have corrupted me.</p> + +<p>My youth was gone before I realized it; I was carried away by +the strength of manhood. But a riper age brought me to my +senses and taught me by experience the truth I had long before +read in books, that youth and pleasure are vanity—nay, that +the Author of all ages and times permits us miserable mortals, +puffed up with emptiness, thus to wander about, until finally, +coming to a tardy consciousness of our sins, we shall learn to +know ourselves.</p> + +<p>In my prime I was blessed with a quick and active body, although +not exceptionally strong; and while I do +<span class="sidebar">Physical +appearance</span> +not lay claim to remarkable personal beauty, I +was comely enough in my best days. I was possessed of a clear +<span class="pagenum"><a name="Page_471" id="Page_471">471</a></span> +complexion, between light and dark, lively eyes, and for long +years a keen vision, which, however, deserted me, contrary to +my hopes, after I reached my sixtieth birthday, and forced +me, to my great annoyance, to resort to glasses.<a name="FNanchor_626" id="FNanchor_626" href="#Footnote_626" class="fnanchor">[626]</a> Although I had +previously enjoyed perfect health, old age brought with it the +usual array of discomforts.</p> + +<p>My parents were honorable folk, Florentine in their origin, of +medium fortune, or, I may as well admit it, in a condition verging +upon poverty. They had been expelled from their native city,<a name="FNanchor_627" id="FNanchor_627" href="#Footnote_627" class="fnanchor">[627]</a> +and consequently I was born in exile, at Arezzo, in the year 1304 +of this latter age, which begins with Christ's birth, July the 20th, +on a Monday, at dawn. I have always possessed an extreme +contempt for wealth; not that riches are not desirable in themselves, +but because I hate the anxiety and care which are invariably +associated with them. I certainly do not long to be +able to give gorgeous banquets. I have, on the contrary, led a +<span class="sidebar">Preference for +plain and sensible +living</span> +happier existence with plain living and ordinary +fare than all the followers of Apicius,<a name="FNanchor_628" id="FNanchor_628" href="#Footnote_628" class="fnanchor">[628]</a> with their +elaborate dainties. So-called convivia, which +are but vulgar bouts, sinning against sobriety and good manners, +have always been repugnant to me. I have ever felt that it was +irksome and profitless to invite others to such affairs, and not +less so to be bidden to them myself. On the other hand, the +pleasure of dining with one's friends is so great that nothing +has ever given me more delight than their unexpected arrival, +nor have I ever willingly sat down to table without a companion. +Nothing displeases me more than display, for not only is it bad +<span class="pagenum"><a name="Page_472" id="Page_472">472</a></span> +in itself and opposed to humility, but it is troublesome and distracting.</p> + +<p>In my familiar associations with kings and princes, and in +my friendship with noble personages, my good fortune has been +such as to excite envy. But it is the cruel fate of those who +<span class="sidebar">Intimacy with +renowned men</span> +are growing old that they can commonly only +weep for friends who have passed away. The +greatest kings of this age have loved and courted me. They +may know why; I certainly do not. With some of them I was +on such terms that they seemed in a certain sense my guests +rather than I theirs; their lofty position in no way embarrassing +me, but, on the contrary, bringing with it many advantages. +I fled, however, from many of those to whom I was greatly attached; +and such was my innate longing for liberty that I +studiously avoided those whose very name seemed incompatible +with the freedom that I loved.</p> + +<p>I possessed a well-balanced rather than a keen intellect—one +prone to all kinds of good and wholesome study, but especially +inclined to moral philosophy and the art of poetry. +The latter, indeed, I neglected as time went on, and took delight +in sacred literature. Finding in that a hidden sweetness +which I had once esteemed but lightly, I came to regard the +works of the poets as only amenities.</p> + +<p>Among the many subjects that interested me, I dwelt especially +upon antiquity, for our own age has always repelled me, +<span class="sidebar">Admiration +for antiquity</span> +so that, had it not been for the love of those +dear to me, I should have preferred to have been +born in any other period than our own. In order to forget my +own time, I have constantly striven to place myself in spirit +in other ages, and consequently I delighted in history. The +conflicting statements troubled me, but when in doubt I accepted +what appeared most probable, or yielded to the authority +of the writer.</p> + +<p>My style, as many claimed, was clear and forcible; but to +<span class="pagenum"><a name="Page_473" id="Page_473">473</a></span> +me it seemed weak and obscure. In ordinary conversation with +friends, or with those about me, I never gave thought to my language, +and I have always wondered that Augustus Cæsar should +<span class="sidebar">Attitude toward +literary +style</span> +have taken such pains in this respect. When, +however, the subject itself, or the place or the +listener, seemed to demand it, I gave some attention +to style, with what success I cannot pretend to say; +let them judge in whose presence I spoke. If only I have lived +well, it matters little to me how I talked. Mere elegance of +language can produce at best but an empty renown....</p> +<p> +<span class="pagenum"><a name="Page_474" id="Page_474">474</a></span></p> + +<h3>CHAPTER XXVII.<br /> +FORESHADOWINGS OF THE REFORMATION</h3> + +<h4>83. The Reply of Wyclif to the Summons of Pope Urban VI. (1384)</h4> + +<div class="intro"> +<p>The fourteenth century was an era of religious decline in England, +as indeed more or less generally throughout western Europe. The papacy +was at its lowest ebb, unable to command either respect or obedience, +except among the clergy and certain of the common people; bishops +and abbots had grown wealthy and worldly and were often utterly neglectful +of their religious obligations; and among the masses the services +of worship had frequently become mere hollow formalities. There +were still many good men in the Church, men who in an unpretentious +way sought to do their duty faithfully; but of large numbers—possibly +the majority—of both the higher and lower clergy this could not be said. +The dissatisfaction of the people with industrial conditions which +prompted the uprising of 1381 was accompanied by an almost equal +discontent with the shortcomings of the selfish and avaricious clergy. +It was harder, of course, to arouse men to an active hostility to the +existing ecclesiastical system than to the industrial régime, because the +Church still maintained a very close hold upon the sentiments and attachments +of the average individual. Still, there were people here and +there who were outspoken for reform, and chief among these was John +Wyclif.</p> + +<p>Wyclif was born in Yorkshire about 1320 and was educated at Oxford, +where in time he became a leading teacher. He was one of those who +saw clearly the evils of the times and did not lack the courage to speak +out plainly against them. As early as 1366 he had denounced the claims +of the papacy, in a pamphlet, <i>De Dominio Divino</i>, declaring that the +pope ought to have no authority whatsoever over states and governments. +This position he never yielded and it became one of the cardinal +features of his teaching. He attacked the clergy for their wealth, their +self-seeking, and their subservience to the pope, and hurled denunciation +<span class="pagenum"><a name="Page_475" id="Page_475">475</a></span> +at the whole body of friars and vendors of indulgences with whom England +was thronged. He even assailed the doctrines of the Church, +particularly as to transubstantiation, the efficacy of confession to priests, +and the nature of the sacraments. His teachings were very acceptable to +large numbers of people who were disgusted with existing conditions, +and hence he soon came to have a considerable body of followers, known +as the Lollards, who, though not regularly organized into a sect, carried +on in later times the work which Wyclif and his "poor priests" had begun.</p> + +<p>In 1377 Pope Gregory XI. issued a bull in which he roundly condemned +Wyclif and reproved the University of Oxford for not taking active steps +to suppress the growing heresy; but it had little or no effect. In 1378 +Gregory died and two popes were elected to succeed him—Clement VII. +at Avignon and Urban VI. at Rome [see <a href="#Page_389">p. 389</a>]. The Schism that +resulted prevented further action for a time against Wyclif. In England, +however, the uprising of 1381 aroused the government to the expediency +of suppressing popular agitators, and in a church council at London, +May 19, 1382, Wyclif's doctrines were formally condemned. In 1383 +Oxford was compelled to banish all the Lollards from her walls and by +the time of Wyclif's death in 1384 the new belief seemed to be pretty +thoroughly suppressed. In reality it lived on by the more or less secret +attachment of thousands of people to it, and became one of the great +preparatory forces for the English Reformation a century and a half +later. The document given below is a modernized version of a letter +written by Wyclif to Pope Urban VI. in 1384 in response to a summons +to appear at Rome to be tried for heresy. The letter was written in +Latin and the English translation (given below) prepared by the writer's +followers for distribution among Englishmen represents somewhat of an +enlargement of the original document. When Wyclif wrote the letter +he was in the last year of his life and was so disabled by paralysis that +a journey to Rome was quite impossible.</p> +</div> + +<p class="source">Source—Text in Thomas Arnold, <i>Select English Works of John Wyclif</i> +(Oxford, 1869), Vol. III., pp. 504-506. Adapted, with modernized +spelling, in Guy Carleton Lee, <i>Source Book of English History</i> (New +York, 1900), pp. 212-214.</p> + +<p>I have joyfully to tell what I hold, to all true men that believe, +and especially to the pope; for I suppose that if my faith be +<span class="pagenum"><a name="Page_476" id="Page_476">476</a></span> +rightful and given of God, the pope will gladly confirm it; and +if my faith be error, the pope will wisely amend it.</p> + +<p>I suppose over this that the gospel of Christ be heart of the +corps [body] of God's law; for I believe that Jesus Christ, that +gave in His own person this gospel, is very God and very man, +and by this heart passes all other laws.</p> + +<p>I suppose over this that the pope be most obliged to the +keeping of the gospel among all men that live here; for the pope is +<span class="sidebar">The pope's +high obligation</span> +highest vicar that Christ has here in earth. For +moreness of Christ's vicar is not measured by +worldly moreness, but by this, that this vicar +follows more Christ by virtuous living; for thus teacheth the +gospel, that this is the sentence of Christ.</p> + +<p>And of this gospel I take as believe, that Christ for time that +He walked here, was most poor man of all, both in spirit and in +having [possessions]; for Christ says that He had nought for to +rest His head on. And Paul says that He was made needy for +<span class="sidebar">Christ's earthly +poverty</span> +our love. And more poor might no man be, +neither bodily nor in spirit. And thus Christ put +from Him all manner of worldly lordship. For the gospel of John +telleth that when they would have made Christ king, He fled +and hid Him from them, for He would none such worldly highness.</p> + +<p>And over this I take it as believe, that no man should follow +the pope, nor no saint that now is in heaven, but in as much as he +[the pope] follows Christ. For John and James erred when they +<span class="sidebar">How far men +ought to follow +the pope</span> +coveted worldly highness; and Peter and Paul +sinned also when they denied and blasphemed +in Christ; but men should not follow them in +this, for then they went from Jesus Christ. And this I take as +wholesome counsel, that the pope leave his worldly lordship to +<span class="sidebar">The pope exhorted +to give +up temporal +authority</span> +worldly lords, as Christ gave them,—and more +speedily all his clerks [clergy] to do so. For +thus did Christ, and taught thus His disciples, +till the fiend [Satan] had blinded this world. And it seems +<span class="pagenum"><a name="Page_477" id="Page_477">477</a></span> +to some men that clerks that dwell lastingly in this error against +God's law, and flee to follow Christ in this, been open heretics, +and their fautors [supporters] been partners.</p> + +<p>And if I err in this sentence, I will meekly be amended [corrected], +yea, by the death, if it be skilful [necessary], for that I +hope were good to me. And if I might travel in mine own person, +I would with good will go to the pope. But God has needed me +to the contrary, and taught me more obedience to God than to +men. And I suppose of our pope that he will not be Antichrist, +and reverse Christ in this working, to the contrary of Christ's +will; for if he summon against reason, by him or by any of his, +<span class="sidebar">The pope +should not demand +what is +contrary to the +divine will</span> +and pursue this unskilful summoning, he is an +open Antichrist. And merciful intent excused +not Peter, that Christ should not clepe [call] him +Satan; so blind intent and wicked counsel excuses +not the pope here; but if he ask of true priests that they +travel more than they may, he is not excused by reason of God, +that he should not be Antichrist. For our belief teaches us that +our blessed God suffers us not to be tempted more than we may; +how should a man ask such service? And therefore pray we to +God for our Pope Urban the Sixth, that his old [early] holy intent +be not quenched by his enemies. And Christ, that may not lie, +says that the enemies of a man been especially his home family; +and this is sooth of men and fiends. +<span class="pagenum"><a name="Page_479" id="Page_479">479</a></span></p> + +<h2>INDEX</h2> + +<p class="center">[Note—The numbers refer to pages.]</p> +<div class="index"> +<ul class="none"> +<li class="idx"><a name="Aachen" id="Aachen"></a>Aachen, Charlemagne's capital, <a href="#Page_108">108</a>, <a href="#Page_110">110</a>; +<ul class="none"> +<li>basilica at, <a href="#Page_113">113</a>;</li> +<li>assembly at, <a href="#Page_119">119</a>;</li> +<li>capitulary for the <i>missi</i> promulgated from, <a href="#Page_135">135</a>;</li> +<li>in territory assigned to Lothair, <a href="#Page_155">155</a>.</li> +</ul></li> + +<li>Abbeville, English and French armies at, <a href="#Page_427">427</a>.</li> + +<li>Abbo, account of siege of Paris, <a href="#Page_165">165</a>, <a href="#Page_168">168</a>-<a href="#Page_171">171</a>.</li> + +<li>Abbot, character and duties of, defined in Benedictine Rule, <a href="#Page_84">84</a>-<a href="#Page_86">86</a>.</li> + +<li>Abelard, at Paris, <a href="#Page_340">340</a>.</li> + +<li>Abu-Bekr, Mohammed's successor, <a href="#Page_97">97</a>.</li> + +<li><i>Acta Sanctorum</i>, quoted, <a href="#Page_256">256</a>-<a href="#Page_258">258</a>.</li> + +<li>Adalbero, archbishop of Rheims, <a href="#Page_177">177</a>; +<ul class="none"> +<li>speech at Senlis, <a href="#Page_178">178</a>-<a href="#Page_179">179</a>;</li> +<li>urges election as true basis of Frankish kingship, <a href="#Page_179">179</a>;</li> +<li>opposes candidacy of Charles of Lower Lorraine, <a href="#Page_179">179</a>-<a href="#Page_180">180</a>;</li> +<li>speaks in behalf of Hugh Capet, <a href="#Page_180">180</a>.</li> +</ul></li> + +<li>Adrianople, battle of, importance, <a href="#Page_37">37</a>-<a href="#Page_38">38</a>; +<ul class="none"> +<li>described by Ammianus Marcellinus, <a href="#Page_38">38</a>-<a href="#Page_41">41</a>.</li> +</ul></li> + +<li>Ægidius, "king of the Romans," <a href="#Page_50">50</a>-<a href="#Page_51">51</a>.</li> + +<li>Ælfthryth, daughter of Alfred the Great, <a href="#Page_187">187</a>.</li> + +<li>Agincourt, English victory at, <a href="#Page_440">440</a>.</li> + +<li>Agius, bishop of Orleans, <a href="#Page_167">167</a>.</li> + +<li>Agriculture, among the early Germans, <a href="#Page_21">21</a>, <a href="#Page_29">29</a>.</li> + +<li>Aids, nature of, <a href="#Page_222">222</a>; +<ul class="none"> +<li>defined by Norman custom, <a href="#Page_222">222</a>-<a href="#Page_223">223</a>;</li> +<li>specified in Great Charter, <a href="#Page_306">306</a>-<a href="#Page_307">307</a>.</li> +</ul></li> + +<li>Ain Tulut, battle of, <a href="#Page_317">317</a>.</li> + +<li>Aix-la-Chapelle (see <a href="#Aachen">Aachen</a>).</li> + +<li>Alaf [Alavivus], a Visigothic chieftain, <a href="#Page_34">34</a>.</li> + +<li>Alaric, king of the Visigoths, <a href="#Page_51">51</a>; +<ul class="none"> +<li>Syagrius takes refuge with, <a href="#Page_51">51</a>;</li> +<li>delivers Syagrius to Clovis, <a href="#Page_51">51</a>;</li> +<li>interview with Clovis, <a href="#Page_54">54</a>-<a href="#Page_55">55</a>;</li> +<li>defeated and slain by Clovis near Poitiers, <a href="#Page_56">56</a>.</li> +</ul></li> + +<li>Albar, <a href="#Page_201">201</a>.</li> + +<li>Alcuin, brought to Charlemagne's court, <a href="#Page_113">113</a>; +<ul class="none"> +<li>in the Palace School, <a href="#Page_144">144</a>.</li> +</ul></li> + +<li>Alemanni, defeated by Clovis at Strassburg, <a href="#Page_53">53</a>.</li> + +<li>Alessandria, founded, <a href="#Page_399">399</a>.</li> + +<li>Alexander II., approves William the Conqueror's project to invade England, <a href="#Page_234">234</a>.</li> + +<li>Alexander III., <a href="#Page_399">399</a>.</li> + +<li>Alexander V., elected pope, <a href="#Page_390">390</a>.</li> + +<li>Alexius Comnenus, appeals to Urban II., <a href="#Page_283">283</a>.</li> + +<li>Alfonso XI., of Castile, <a href="#Page_421">421</a>.</li> + +<li>Alfred the Great, biography by Asser, <a href="#Page_181">181</a>; +<ul class="none"> +<li>becomes king of the English, <a href="#Page_182">182</a>;</li> +<li>fights the Danes at Wilton, <a href="#Page_182">182</a>;</li> +<li>constructs a navy, <a href="#Page_183">183</a>;</li> +<li>defeats Danes at Swanwich, <a href="#Page_183">183</a>;</li> +<li>in refuge at Athelney, <a href="#Page_184">184</a>;</li> +<li>meets English people at Egbert's stone, <a href="#Page_184">184</a>;</li> +<li>defeats Danes at Ethandune, <a href="#Page_184">184</a>;</li> +<li>peace of Guthrum and, <a href="#Page_185">185</a>;</li> +<li>negotiates treaty of Wedmore, <a href="#Page_185">185</a>;</li> +<li>interest in education, <a href="#Page_185">185</a>;</li> +<li>literary activity, <a href="#Page_186">186</a>, <a href="#Page_193">193</a>;</li> +<li>care for his children, <a href="#Page_187">187</a>;</li> +<li>varied pursuits, <a href="#Page_187">187</a>;</li> +<li>piety, <a href="#Page_188">188</a>;</li> +<li>regret at lack of education, <a href="#Page_189">189</a>;</li> +<li>search for learned men, <a href="#Page_190">190</a>-<a href="#Page_191">191</a>;</li> +<li>letter to Bishop Werfrith, <a href="#Page_191">191</a>-<a href="#Page_194">194</a>;</li> +<li>laws, <a href="#Page_194">194</a>-<a href="#Page_195">195</a>. +<span class="pagenum"><a name="Page_480" id="Page_480">480</a></span></li> +</ul></li> + +<li>Alith, mother of St. Bernard, <a href="#Page_251">251</a>-<a href="#Page_252">252</a>.</li> + +<li>Alp Arslan, defeats Eastern emperor at Manzikert, <a href="#Page_282">282</a>.</li> + +<li>Amalric, king of the Visigoths, <a href="#Page_56">56</a>.</li> + +<li>Amboise, <a href="#Page_55">55</a>.</li> + +<li>Ammianus Marcellinus, author of a Roman History, <a href="#Page_34">34</a>; +<ul class="none"> +<li>facts concerning life, <a href="#Page_34">34</a>;</li> +<li>quoted, <a href="#Page_34">34</a>-<a href="#Page_37">37</a>, <a href="#Page_38">38</a>-<a href="#Page_41">41</a>, <a href="#Page_43">43</a>-<a href="#Page_46">46</a>.</li> +</ul></li> + +<li>Amusements, of the early Germans, <a href="#Page_30">30</a>-<a href="#Page_31">31</a>.</li> + +<li>Anagni, Boniface VIII. taken captive at, <a href="#Page_385">385</a>.</li> + +<li>Angelo, companion of St. Francis, <a href="#Page_363">363</a>.</li> + +<li>Angers, Northmen at, <a href="#Page_167">167</a>.</li> + +<li>Angilbert, a Carolingian poet, <a href="#Page_151">151</a>.</li> + +<li>Angoulême, captured by Clovis, <a href="#Page_56">56</a>-<a href="#Page_57">57</a>.</li> + +<li><i>Annales Bertiniani</i>, scope, <a href="#Page_165">165</a>; +<ul class="none"> +<li>quoted, <a href="#Page_156">156</a>, <a href="#Page_165">165</a>-<a href="#Page_168">168</a>.</li> +</ul></li> + +<li><i>Annales Laureshamensis</i>, quoted, <a href="#Page_132">132</a>-<a href="#Page_133">133</a>.</li> + +<li><i>Annales Laurissenses Minores</i>, quoted, <a href="#Page_106">106</a>-<a href="#Page_107">107</a>.</li> + +<li><i>Annales Xantenses</i>, quoted, <a href="#Page_158">158</a>-<a href="#Page_163">163</a>.</li> + +<li>Annals, origin and character of, <a href="#Page_157">157</a>-<a href="#Page_158">158</a>.</li> + +<li>Annates, defined, <a href="#Page_389">389</a>.</li> + +<li>Antioch, crusaders arrive at, <a href="#Page_293">293</a>; +<ul class="none"> +<li>siege and capture of, <a href="#Page_293">293</a>-<a href="#Page_296">296</a>.</li> +</ul></li> + +<li>Apicius, Marcus Gavius, <a href="#Page_471">471</a>.</li> + +<li>Arabs, overrun Syria, <a href="#Page_282">282</a>.</li> + +<li>Arezzo, Petrarch born at, <a href="#Page_461">461</a>, <a href="#Page_464">464</a>, <a href="#Page_471">471</a>.</li> + +<li>Arianism, adopted by Germans, <a href="#Page_50">50</a>; +<ul class="none"> +<li>refuted by ordeal of hot water, <a href="#Page_198">198</a>-<a href="#Page_200">200</a>.</li> +</ul></li> + +<li>Aristotle, Dante cites, <a href="#Page_460">460</a>.</li> + +<li>Arles, Council of, <a href="#Page_72">72</a>.</li> + +<li>Armagnacs, in later Hundred Years' War, <a href="#Page_440">440</a>.</li> + +<li>Armenia, crusaders in, <a href="#Page_293">293</a>.</li> + +<li>Arnold Atton, forfeiture of fief, <a href="#Page_227">227</a>-<a href="#Page_228">228</a>.</li> + +<li>Arnold of Bonneval, <a href="#Page_251">251</a>.</li> + +<li>Arpent, a land measure, <a href="#Page_129">129</a>.</li> + +<li>Arras, treaty of, <a href="#Page_439">439</a>.</li> + +<li>Arteveld, James van, connection with Hundred Years' War, <a href="#Page_422">422</a>.</li> + +<li>Articles of the Barons, relation to the Great Charter, <a href="#Page_304">304</a>.</li> + +<li>Asnapium, inventory of, <a href="#Page_127">127</a>-<a href="#Page_129">129</a>.</li> + +<li>Assam, conquered by the crusaders, <a href="#Page_293">293</a>.</li> + +<li>Assembly, the German, <a href="#Page_26">26</a>-<a href="#Page_27">27</a>; +<ul class="none"> +<li>the Saxon, <a href="#Page_123">123</a>.</li> +</ul></li> + +<li>Asser, biography of Alfred the Great, <a href="#Page_181">181</a>, <a href="#Page_186">186</a>.</li> + +<li>Assisi, birth-place of St. Francis, <a href="#Page_362">362</a>-<a href="#Page_363">363</a>.</li> + +<li>Athanaric, a Visigothic chieftain, <a href="#Page_33">33</a>-<a href="#Page_34">34</a>.</li> + +<li>Athelney, Alfred in refuge at, <a href="#Page_184">184</a>.</li> + +<li>Augustine, sent to Britain by Pope Gregory, <a href="#Page_72">72</a>-<a href="#Page_73">73</a>; +<ul class="none"> +<li>constituted abbot, <a href="#Page_74">74</a>;</li> +<li>lands at Thanet, <a href="#Page_75">75</a>;</li> +<li>preaches to King Ethelbert, <a href="#Page_76">76</a>;</li> +<li>life at Canterbury, <a href="#Page_77">77</a>.</li> +</ul></li> + +<li>Augustus, <a href="#Page_32">32</a>.</li> + +<li>Aurelian, cedes Dacia to the Visigoths, <a href="#Page_33">33</a>.</li> + +<li><i>Ausculta Fili</i>, issued by Boniface VIII., <a href="#Page_384">384</a>.</li> + +<li>Auvillars, forfeited by Arnold Atton, <a href="#Page_227">227</a>.</li> + +<li>Avignon, popes resident at, <a href="#Page_389">389</a>.</li> + +<li>Aylesford, Horsa slain in battle at, <a href="#Page_71">71</a>.</li> + +<li class="idx">Babylon (Cairo), St. Louis advances on, <a href="#Page_318">318</a>.</li> + +<li>Babylonian Captivity, begins, <a href="#Page_385">385</a>, <a href="#Page_389">389</a>.</li> + +<li>Ban, of the emperor, <a href="#Page_138">138</a>.</li> + +<li>Basel, Council of, <a href="#Page_391">391</a>, <a href="#Page_393">393</a>.</li> + +<li>Battle Abbey, founded by William the Conqueror, <a href="#Page_242">242</a>.</li> + +<li>Baugulf, Charlemagne's letter to, <a href="#Page_145">145</a>-<a href="#Page_148">148</a>.</li> + +<li>Bavaria, annexed to Charlemagne's kingdom, <a href="#Page_115">115</a>.</li> + +<li>Bayeux, Odo, bishop of, imprisoned, <a href="#Page_243">243</a>.</li> + +<li>Beatrice, Dante's love affair with, <a href="#Page_446">446</a>. +<span class="pagenum"><a name="Page_481" id="Page_481">481</a></span></li> + +<li>Beauchamp, William de, <a href="#Page_302">302</a>.</li> + +<li>Beaumont, birth of Froissart at, <a href="#Page_418">418</a>.</li> + +<li>Bede, facts regarding life of, <a href="#Page_68">68</a>; +<ul class="none"> +<li>"Ecclesiastical History of the English People," <a href="#Page_68">68</a>;</li> +<li>account of the Saxon invasion, <a href="#Page_69">69</a>-<a href="#Page_72">72</a>;</li> +<li>account of Augustine's mission to Britain, <a href="#Page_73">73</a>-<a href="#Page_77">77</a>.</li> +</ul></li> + +<li>Bedford, castle of, English barons at, <a href="#Page_301">301</a>-<a href="#Page_302">302</a>.</li> + +<li>Bellona, Roman goddess of war, <a href="#Page_39">39</a>.</li> + +<li>Benedict XIII., deposed from papacy, <a href="#Page_391">391</a>.</li> + +<li>Benedictine Rule, nature and purpose, <a href="#Page_84">84</a>; +<ul class="none"> +<li>translation of, <a href="#Page_84">84</a>;</li> +<li>quoted, <a href="#Page_84">84</a>-<a href="#Page_90">90</a>;</li> +<li>character and duties of the abbot, <a href="#Page_84">84</a>-<a href="#Page_86">86</a>, <a href="#Page_89">89</a>;</li> +<li>the monks to be called in council, <a href="#Page_87">87</a>;</li> +<li>the Rule always to be obeyed, <a href="#Page_87">87</a>;</li> +<li>monks to own no property individually, <a href="#Page_87">87</a>-<a href="#Page_88">88</a>;</li> +<li>daily manual labor, <a href="#Page_88">88</a>;</li> +<li>reading during Lent, <a href="#Page_89">89</a>;</li> +<li>hospitality, <a href="#Page_89">89</a>.</li> +</ul></li> + +<li>Benefice, origin and development, <a href="#Page_206">206</a>; +<ul class="none"> +<li>relation to vassalage, <a href="#Page_207">207</a>;</li> +<li>example of grant, <a href="#Page_207">207</a>-<a href="#Page_210">210</a>.</li> +</ul></li> + +<li>Beowulf, <a href="#Page_188">188</a>.</li> + +<li>Bernardone, Pietro, father of St. Francis, <a href="#Page_363">363</a>.</li> + +<li><i>Bernardus Clarævallensis</i> (by William of St. Thierry), quoted, <a href="#Page_251">251</a>-<a href="#Page_256">256</a>, <a href="#Page_258">258</a>-<a href="#Page_260">260</a>.</li> + +<li>Berno, abbot of Cluny, <a href="#Page_248">248</a>.</li> + +<li>Bertha, queen of Kent, <a href="#Page_72">72</a>, <a href="#Page_75">75</a>.</li> + +<li>Bertha, daughter of Charlemagne, <a href="#Page_151">151</a>.</li> + +<li>Biography, character of, in Middle Ages, <a href="#Page_108">108</a>.</li> + +<li>Blanche of Castile, mother of St. Louis, <a href="#Page_311">311</a>, <a href="#Page_313">313</a>-<a href="#Page_314">314</a>.</li> + +<li>Boccaccio, Petrarch's acquaintance with, <a href="#Page_464">464</a>.</li> + +<li>Boëthius, <a href="#Page_186">186</a>.</li> + +<li>Bohemia, king of, an elector of the Empire, <a href="#Page_410">410</a>.</li> + +<li>Bohemians, Louis the German makes expedition against, <a href="#Page_160">160</a>-<a href="#Page_161">161</a>.</li> + +<li>Bohemond of Tarentum, <a href="#Page_294">294</a>-<a href="#Page_295">295</a>.</li> + +<li>Bologna, University of, <a href="#Page_340">340</a>.</li> + +<li>Boniface, anoints Pepin the Short, <a href="#Page_107">107</a>.</li> + +<li>Boniface VIII., conflict with Philip the Fair, <a href="#Page_383">383</a>-<a href="#Page_384">384</a>; +<ul class="none"> +<li>issues bull <i>Clericis Laicos</i>, <a href="#Page_384">384</a>;</li> +<li>issues bull <i>Unam Sanctam</i>, <a href="#Page_385">385</a>;</li> +<li>death, <a href="#Page_385">385</a>.</li> +</ul></li> + +<li>Boulogne, count of, uncle of St. Louis, <a href="#Page_314">314</a>.</li> + +<li>Bourges, Pragmatic Sanction of, promulgated, <a href="#Page_394">394</a>; +<ul class="none"> +<li>quoted, <a href="#Page_395">395</a>-<a href="#Page_397">397</a>.</li> +</ul></li> + +<li>Bouvines, King John's defeat at, <a href="#Page_297">297</a>, <a href="#Page_403">403</a>.</li> + +<li>Brackley, English barons meet at, <a href="#Page_300">300</a>.</li> + +<li>Bretigny, treaty of, negotiated, <a href="#Page_439">439</a>; +<ul class="none"> +<li>provisions of, <a href="#Page_441">441</a>-<a href="#Page_442">442</a>.</li> +</ul></li> + +<li>Britain, Saxon invasion of, <a href="#Page_68">68</a>-<a href="#Page_72">72</a>; +<ul class="none"> +<li>shores infested by Angle and Saxon seafarers, <a href="#Page_68">68</a>;</li> +<li>Roman garrisons withdrawn from, <a href="#Page_68">68</a>;</li> +<li>Saxons invited into, <a href="#Page_69">69</a>;</li> +<li>Saxon settlement in, <a href="#Page_70">70</a>;</li> +<li>Saxons conquer, <a href="#Page_71">71</a>-<a href="#Page_72">72</a>;</li> +<li>Christianity in, <a href="#Page_72">72</a>;</li> +<li>Augustine sent to, <a href="#Page_73">73</a>-<a href="#Page_74">74</a>;</li> +<li>conversion of Saxon population begins, <a href="#Page_75">75</a>-<a href="#Page_77">77</a>.</li> +</ul></li> + +<li>Britons, menaced by Picts and Scots, <a href="#Page_68">68</a>; +<ul class="none"> +<li>decide to call in the Saxons, <a href="#Page_68">68</a>-<a href="#Page_69">69</a>;</li> +<li>conquered by the Saxons, <a href="#Page_71">71</a>-<a href="#Page_72">72</a>;</li> +<li>early Christianization of, <a href="#Page_72">72</a>.</li> +</ul></li> + +<li>Brittany, Northmen in, <a href="#Page_166">166</a>.</li> + +<li>Brussels, conference at, <a href="#Page_422">422</a>-<a href="#Page_423">423</a>.</li> + +<li>Buchonian Forest, <a href="#Page_57">57</a>, <a href="#Page_58">58</a>.</li> + +<li>Burchard, bishop of Chartres, <a href="#Page_167">167</a>.</li> + +<li>Burgundians, faction in Hundred Years' War, <a href="#Page_440">440</a>.</li> + +<li class="idx">Cæsar, Julius, describes the Germans in his "Commentaries," <a href="#Page_19">19</a>-<a href="#Page_22">22</a>; +<ul class="none"> +<li>conquest of Gaul, <a href="#Page_19">19</a>, <a href="#Page_32">32</a>.</li> +</ul></li> + +<li>Calais, treaty of Bretigny revised at, <a href="#Page_439">439</a>-<a href="#Page_440">440</a>.</li> + +<li>Calixtus II., concessions made by, in Concordat of Worms, <a href="#Page_279">279</a>-<a href="#Page_280">280</a>. +<span class="pagenum"><a name="Page_482" id="Page_482">482</a></span></li> + +<li>Camargue, Northmen establish themselves at, <a href="#Page_168">168</a>.</li> + +<li>Campus Martius, <a href="#Page_52">52</a>; +<ul class="none"> +<li>Merovingian kings at, <a href="#Page_106">106</a>-<a href="#Page_107">107</a>.</li> +</ul></li> + +<li>Cannæ, battle of, <a href="#Page_41">41</a>.</li> + +<li>Canossa, Henry IV. arrives at, <a href="#Page_274">274</a>; +<ul class="none"> +<li>Henry IV.'s penance at, <a href="#Page_276">276</a>;</li> +<li>oath taken by Henry IV. at, <a href="#Page_277">277</a>-<a href="#Page_278">278</a>.</li> +</ul></li> + +<li>Canterbury, capital of Kent, <a href="#Page_76">76</a>; +<ul class="none"> +<li>life of Augustine's band at, <a href="#Page_77">77</a>;</li> +<li>Plegmund archbishop of, <a href="#Page_190">190</a>;</li> +<li>Christchurch monastery built at, <a href="#Page_242">242</a>.</li> +</ul></li> + +<li><i>Capellani</i>, functions of, <a href="#Page_190">190</a>.</li> + +<li><i>Capitulare Missorum Generale</i>, promulgated by Charlemagne, <a href="#Page_135">135</a>; +<ul class="none"> +<li>scope, <a href="#Page_135">135</a>;</li> +<li>translation of, <a href="#Page_135">135</a>;</li> +<li>quoted, <a href="#Page_135">135</a>-<a href="#Page_141">141</a>;</li> +<li>character and functions of the <i>missi</i>, <a href="#Page_135">135</a>-<a href="#Page_137">137</a>;</li> +<li>new oath to Charlemagne as emperor, <a href="#Page_137">137</a>;</li> +<li>administration of justice, <a href="#Page_138">138</a>-<a href="#Page_139">139</a>;</li> +<li>obligations of the clergy, <a href="#Page_139">139</a>;</li> +<li>murder, <a href="#Page_140">140</a>.</li> +</ul></li> + +<li>Capitulary, Charlemagne's concerning the Saxon territory, <a href="#Page_118">118</a>-<a href="#Page_123">123</a>; +<ul class="none"> +<li>nature of, <a href="#Page_119">119</a>-<a href="#Page_120">120</a>;</li> +<li>Charlemagne's concerning the royal domains, <a href="#Page_124">124</a>-<a href="#Page_127">127</a>;</li> +<li>Charlemagne's for the <i>missi</i>, <a href="#Page_134">134</a>-<a href="#Page_141">141</a>;</li> +<li>nature of, in ninth century, <a href="#Page_174">174</a>;</li> +<li>Carloman's concerning the preservation of order, <a href="#Page_174">174</a>-<a href="#Page_176">176</a>.</li> +</ul></li> + +<li><i>Capitulum Saxonicum</i>, issued by Charlemagne, <a href="#Page_119">119</a>.</li> + +<li>Cappadocia, crusaders in, <a href="#Page_293">293</a>.</li> + +<li>Cardinals, college of, instituted, <a href="#Page_269">269</a>; +<ul class="none"> +<li>and Great Schism, <a href="#Page_389">389</a>-<a href="#Page_391">391</a>.</li> +</ul></li> + +<li>Carloman, capitulary concerning the preservation of order, <a href="#Page_174">174</a>-<a href="#Page_176">176</a>; +<ul class="none"> +<li>functions of the <i>missi</i>, <a href="#Page_175">175</a>;</li> +<li>obligations of officials, <a href="#Page_176">176</a>.</li> +</ul></li> + +<li><i>Carmina Burana</i>, source for mediæval students' songs, <a href="#Page_352">352</a>.</li> + +<li>Carolingians, origin of, <a href="#Page_105">105</a>-<a href="#Page_106">106</a>; +<ul class="none"> +<li>age of Charlemagne, <a href="#Page_108">108</a>-<a href="#Page_148">148</a>;</li> +<li>disorders in reigns of, <a href="#Page_149">149</a>-<a href="#Page_163">163</a>;</li> +<li>menaced by Norse invasions, <a href="#Page_163">163</a>-<a href="#Page_173">173</a>;</li> +<li>efforts to preserve order, <a href="#Page_173">173</a>-<a href="#Page_176">176</a>;</li> +<li>growing inability to cope with conditions, <a href="#Page_174">174</a>;</li> +<li>replaced by Capetian dynasty, <a href="#Page_177">177</a>-<a href="#Page_180">180</a>.</li> +</ul></li> + +<li>Carthusians, <a href="#Page_246">246</a>.</li> + +<li><i>Castellanerie</i>, defined, <a href="#Page_216">216</a>.</li> + +<li>Celestine III., <a href="#Page_381">381</a>.</li> + +<li><i>Cens</i>, payment of, in Lorris, <a href="#Page_328">328</a>.</li> + +<li><i>Census</i>, <a href="#Page_209">209</a>.</li> + +<li><i>Centenarius</i>, functions of, <a href="#Page_176">176</a>.</li> + +<li>Chalcedon, Council of, <a href="#Page_80">80</a>.</li> + +<li>Châlons-sur-Saône, immunity of monastery at, confirmed by Charlemagne, <a href="#Page_212">212</a>-<a href="#Page_214">214</a>.</li> + +<li>Champagne, county of, <a href="#Page_215">215</a>; +<ul class="none"> +<li>Joinville's residence in, <a href="#Page_312">312</a>.</li> +</ul></li> + +<li>Charibert, <a href="#Page_75">75</a>.</li> + +<li>Charlemagne, employs Einhard at court, <a href="#Page_108">108</a>; +<ul class="none"> +<li>biography of, <a href="#Page_109">109</a>;</li> +<li>personal appearance, <a href="#Page_109">109</a>-<a href="#Page_110">110</a>;</li> +<li>manner of dress, <a href="#Page_111">111</a>;</li> +<li>fondness for St. Augustine's <i>De Civitate Dei</i>, <a href="#Page_111">111</a>;</li> +<li>everyday life, <a href="#Page_112">112</a>;</li> +<li>education, <a href="#Page_112">112</a>-<a href="#Page_113">113</a>;</li> +<li>interest in religion, <a href="#Page_113">113</a>;</li> +<li>charities, <a href="#Page_114">114</a>;</li> +<li>policy of Germanic consolidation, <a href="#Page_115">115</a>;</li> +<li>conquers Lombardy, Bavaria, and the Spanish March, <a href="#Page_115">115</a>;</li> +<li>war with the Saxons, <a href="#Page_115">115</a>-<a href="#Page_118">118</a>;</li> +<li>transplants Saxons into Gaul, <a href="#Page_117">117</a>-<a href="#Page_118">118</a>;</li> +<li>peace with Saxons, <a href="#Page_118">118</a>;</li> +<li>issues capitularies concerning the Saxon territory, <a href="#Page_119">119</a>;</li> +<li>capitulary concerning the royal domains, <a href="#Page_124">124</a>-<a href="#Page_127">127</a>;</li> +<li>revenues, <a href="#Page_124">124</a>;</li> +<li>interest in agriculture, <a href="#Page_124">124</a>;</li> +<li>inventory of a royal estate, <a href="#Page_127">127</a>-<a href="#Page_129">129</a>;</li> +<li>appealed to by Pope Leo III., <a href="#Page_130">130</a>;</li> +<li>goes to Rome, <a href="#Page_130">130</a>;</li> +<li>crowned emperor by Leo, <a href="#Page_130">130</a>, <a href="#Page_132">132</a>-<a href="#Page_134">134</a>;</li> +<li>significance of the coronation, <a href="#Page_131">131</a>-<a href="#Page_133">133</a>;</li> +<li>issues capitulary for the <i>missi</i>, <a href="#Page_134">134</a>;</li> +<li>new oath to, as emperor, <a href="#Page_137">137</a>;</li> +<li>provisions for administration of justice, <a href="#Page_138">138</a>-<a href="#Page_139">139</a>;</li> +<li>legislation for clergy, <a href="#Page_139">139</a>-<a href="#Page_140">140</a>;</li> +<li>letter to Abbot Fulrad, <a href="#Page_142">142</a>-<a href="#Page_144">144</a>;</li> +<li>builds up Palace School, <a href="#Page_144">144</a>-<a href="#Page_145">145</a>; +<span class="pagenum"><a name="Page_483" id="Page_483">483</a></span></li> +<li>provides for elementary and intermediate education, <a href="#Page_145">145</a>;</li> +<li>confirms immunity of monastery of Châlons-sur-Saône, <a href="#Page_212">212</a>-<a href="#Page_214">214</a>.</li> +</ul></li> + +<li>Charles Martel, victor at Tours, <a href="#Page_105">105</a>; +<ul class="none"> +<li>Frankish mayor of the palace, <a href="#Page_105">105</a>;</li> +<li>makes office hereditary, <a href="#Page_105">105</a>.</li> +</ul></li> + +<li>Charles the Fat, Emperor, <a href="#Page_168">168</a>; +<ul class="none"> +<li>Odo's mission to, <a href="#Page_170">170</a>-<a href="#Page_171">171</a>;</li> +<li>buys off the Northmen, <a href="#Page_171">171</a>;</li> +<li>deposition and death, <a href="#Page_171">171</a>.</li> +</ul></li> + +<li>Charles, son of Charlemagne, anointed by Leo, <a href="#Page_134">134</a>.</li> + +<li>Charles the Bald, of France, birth, <a href="#Page_149">149</a>; +<ul class="none"> +<li>combines with Louis against Lothair, <a href="#Page_150">150</a>-<a href="#Page_151">151</a>;</li> +<li>takes oath of Strassburg, <a href="#Page_152">152</a>-<a href="#Page_154">154</a>;</li> +<li>lands received by treaty of Verdun, <a href="#Page_155">155</a>-<a href="#Page_156">156</a>;</li> +<li>buys off the Northmen, <a href="#Page_159">159</a>;</li> +<li>capitularies, <a href="#Page_174">174</a>.</li> +</ul></li> + +<li>Charles the Simple, of France, yields Normandy to Rollo, <a href="#Page_172">172</a>.</li> + +<li>Charles of Lower Lorraine, claimant to French throne, <a href="#Page_177">177</a>; +<ul class="none"> +<li>candidacy opposed by Adalbero, <a href="#Page_179">179</a>-<a href="#Page_180">180</a>.</li> +</ul></li> + +<li>Charles IV., Emperor, founds University of Prague, <a href="#Page_345">345</a>; +<ul class="none"> +<li>promulgates Golden Bull, <a href="#Page_410">410</a>.</li> +</ul></li> + +<li>Charles IV. (the Fair), of France, <a href="#Page_419">419</a>.</li> + +<li>Charles VI. of France, <a href="#Page_440">440</a>; +<ul class="none"> +<li>and the Great Schism, <a href="#Page_390">390</a>.</li> +</ul></li> + +<li>Charles VII. of France, convenes council at Bourges, <a href="#Page_394">394</a>; +<ul class="none"> +<li>dauphin of France, <a href="#Page_440">440</a>-<a href="#Page_441">441</a>.</li> +</ul></li> + +<li>Charles, count of Anjou, <a href="#Page_321">321</a>.</li> + +<li>Charles, of Luxemburg, slain at Crécy, <a href="#Page_433">433</a>.</li> + +<li>Charter, conditions of grant to towns, <a href="#Page_326">326</a>; +<ul class="none"> +<li>of Laon, <a href="#Page_327">327</a>-<a href="#Page_328">328</a>;</li> +<li>of Lorris, <a href="#Page_328">328</a>-<a href="#Page_330">330</a>.</li> +<li>(See <i><a href="#Magna_Charta">Magna Charta</a></i>.)</li> +</ul></li> + +<li>Châtillon, St. Bernard educated at, <a href="#Page_252">252</a>; +<ul class="none"> +<li>begins monastic career at, <a href="#Page_254">254</a>.</li> +</ul></li> + +<li>Childebert, conquers Septimania, <a href="#Page_57">57</a>.</li> + +<li>Childeric I., father of Clovis, <a href="#Page_50">50</a>.</li> + +<li>Childeric III., last Merovingian king, <a href="#Page_105">105</a>; +<ul class="none"> +<li>deposed, <a href="#Page_107">107</a>.</li> +</ul></li> + +<li>Chippenham, Danes winter at, <a href="#Page_184">184</a>; +<ul class="none"> +<li>siege of, <a href="#Page_184">184</a>;</li> +<li>treaty of, <a href="#Page_185">185</a>.</li> +</ul></li> + +<li><i>Chronica Majora</i> (by Roger of Wendover), scope of, <a href="#Page_298">298</a>; +<ul class="none"> +<li>quoted, <a href="#Page_298">298</a>-<a href="#Page_303">303</a>.</li> +</ul></li> + +<li><i>Chronica Majora</i> (by Matthew Paris), value of, <a href="#Page_404">404</a>; +<ul class="none"> +<li>quoted, <a href="#Page_405">405</a>-<a href="#Page_409">409</a>.</li> +</ul></li> + +<li><i>Chroniques</i> (by Froissart), character of, <a href="#Page_418">418</a>; +<ul class="none"> +<li>quoted, <a href="#Page_418">418</a>-<a href="#Page_439">439</a>.</li> +</ul></li> + +<li><a name="Church" id="Church"></a>Church, development of, <a href="#Page_78">78</a>-<a href="#Page_96">96</a>; +<ul class="none"> +<li>origin of papacy, <a href="#Page_78">78</a>-<a href="#Page_79">79</a>;</li> +<li>Pope Leo's sermon on the Petrine supremacy, <a href="#Page_80">80</a>-<a href="#Page_83">83</a>;</li> +<li>rise of monasticism, <a href="#Page_83">83</a>-<a href="#Page_84">84</a>;</li> +<li>the Benedictine Rule, <a href="#Page_84">84</a>-<a href="#Page_90">90</a>;</li> +<li>papacy of Gregory the Great, <a href="#Page_90">90</a>-<a href="#Page_91">91</a>;</li> +<li>Gregory's description of the functions of the secular clergy, <a href="#Page_91">91</a>-<a href="#Page_96">96</a>;</li> +<li>Charlemagne's zeal for promotion of, <a href="#Page_113">113</a>;</li> +<li>Charlemagne's extension into Saxony, <a href="#Page_118">118</a>-<a href="#Page_123">123</a>;</li> +<li>influence on development of annalistic writings, <a href="#Page_157">157</a>;</li> +<li>education intrusted to, by Charlemagne, <a href="#Page_146">146</a>;</li> +<li>to aid in suppressing disorder, <a href="#Page_175">175</a>-<a href="#Page_176">176</a>;</li> +<li>illiteracy of English clergy in Alfred's day, <a href="#Page_190">190</a>-<a href="#Page_192">192</a>;</li> +<li>influence on use of ordeals, <a href="#Page_197">197</a>;</li> +<li>use of <i>precarium</i>, <a href="#Page_206">206</a>-<a href="#Page_207">207</a>;</li> +<li>favored by grants of immunity, <a href="#Page_210">210</a>;</li> +<li>efforts to discourage private warfare, <a href="#Page_228">228</a>-<a href="#Page_229">229</a>;</li> +<li>decrees the Peace of God, <a href="#Page_229">229</a>;</li> +<li>decrees the Truce of God, <a href="#Page_229">229</a>;</li> +<li>reform through Cluniac movement, <a href="#Page_246">246</a>;</li> +<li>conditions in St. Bernard's day, <a href="#Page_250">250</a>;</li> +<li>Gregory VII.'s conception of the papal authority, <a href="#Page_262">262</a>-<a href="#Page_264">264</a>;</li> +<li>Gregory VII. avows purpose to correct abuses in, <a href="#Page_267">267</a>;</li> +<li>college of cardinals instituted, <a href="#Page_269">269</a>;</li> +<li>issue of lay investiture, <a href="#Page_265">265</a>-<a href="#Page_278">278</a>;</li> +<li>Concordat of Worms, <a href="#Page_278">278</a>-<a href="#Page_281">281</a>;</li> +<li>liberties in England granted in Great Charter, <a href="#Page_305">305</a>;</li> +<li>patronage of universities, <a href="#Page_340">340</a>; +<span class="pagenum"><a name="Page_484" id="Page_484">484</a></span></li> +<li>menaced by abuses, <a href="#Page_360">360</a>;</li> +<li>rise of the mendicant orders, <a href="#Page_360">360</a>;</li> +<li>St. Francis's attitude toward, <a href="#Page_375">375</a>, <a href="#Page_377">377</a>-<a href="#Page_378">378</a>;</li> +<li>use of excommunication and interdict, <a href="#Page_380">380</a>;</li> +<li><i>Unam Sanctam</i>, <a href="#Page_383">383</a>-<a href="#Page_388">388</a>;</li> +<li>Great Schism, <a href="#Page_389">389</a>-<a href="#Page_390">390</a>;</li> +<li>Council of Pisa, <a href="#Page_390">390</a>-<a href="#Page_391">391</a>;</li> +<li>Council of Constance, <a href="#Page_391">391</a>, <a href="#Page_393">393</a>;</li> +<li>Pragmatic Sanction of Bourges, <a href="#Page_393">393</a>-<a href="#Page_397">397</a>;</li> +<li>decline in England in fourteenth century, <a href="#Page_474">474</a>;</li> +<li>Wyclif's efforts to regenerate, <a href="#Page_475">475</a>-<a href="#Page_477">477</a>.</li> +</ul></li> + +<li>Cicero, Dante cites, <a href="#Page_451">451</a>; +<ul class="none"> +<li>Petrarch's reading of, <a href="#Page_466">466</a>.</li> +</ul></li> + +<li><i>Cimbri</i>, <a href="#Page_32">32</a>.</li> + +<li>Cistercians, <a href="#Page_246">246</a>, <a href="#Page_250">250</a>.</li> + +<li>Cîteaux, <a href="#Page_246">246</a>; +<ul class="none"> +<li>St. Bernard decides to join, <a href="#Page_252">252</a>, <a href="#Page_254">254</a>;</li> +<li>St. Bernard goes forth from, <a href="#Page_256">256</a>.</li> +</ul></li> + +<li>Cities (see <a href="#Towns">Towns</a>), Frederick Barbarossa and Lombard, <a href="#Page_398">398</a>-<a href="#Page_399">399</a>; +<ul class="none"> +<li>rights of guaranteed by Peace of Constance, <a href="#Page_400">400</a>-<a href="#Page_402">402</a>.</li> +</ul></li> + +<li>Clairvaux, St. Bernard founds monastery at, <a href="#Page_256">256</a>-<a href="#Page_257">257</a>; +<ul class="none"> +<li>description of by William of St. Thierry, <a href="#Page_258">258</a>-<a href="#Page_260">260</a>;</li> +<li>marvelous works accomplished at, <a href="#Page_259">259</a>;</li> +<li>piety of monks at, <a href="#Page_259">259</a>.</li> +</ul></li> + +<li>Claudius Claudianus, at the court of Honorius, <a href="#Page_42">42</a>; +<ul class="none"> +<li>description of the Huns, <a href="#Page_43">43</a>.</li> +</ul></li> + +<li>Clement VII., elected pope, <a href="#Page_389">389</a>; +<ul class="none"> +<li>dies, <a href="#Page_390">390</a>.</li> +</ul></li> + +<li>Clergy (see <a href="#Church">Church</a>), Charlemagne's general legislation for, <a href="#Page_139">139</a>-<a href="#Page_140">140</a>; +<ul class="none"> +<li>Pope Gregory I.'s exhortation to, <a href="#Page_91">91</a>-<a href="#Page_96">96</a>;</li> +<li>Charlemagne's provisions for, in Saxony, <a href="#Page_120">120</a>-<a href="#Page_123">123</a>;</li> +<li>temporal importance in Charlemagne's empire, <a href="#Page_141">141</a>-<a href="#Page_142">142</a>;</li> +<li>work of education committed to by Charlemagne, <a href="#Page_146">146</a>;</li> +<li>illiteracy in Alfred's day, <a href="#Page_186">186</a>, <a href="#Page_191">191</a>-<a href="#Page_192">192</a>;</li> +<li>grants of immunity to, <a href="#Page_210">210</a>-<a href="#Page_214">214</a>;</li> +<li>protected by Peace of God, <a href="#Page_230">230</a>-<a href="#Page_231">231</a>;</li> +<li>worldliness of, in England before the Conquest, <a href="#Page_239">239</a>.</li> +</ul></li> + +<li><i>Clericis Laicos</i>, issued by Boniface VIII., <a href="#Page_384">384</a>.</li> + +<li>Clermont, Council of, confirms Peace and Truce of God, <a href="#Page_229">229</a>; +<ul class="none"> +<li>Pope Urban's speech at, <a href="#Page_283">283</a>-<a href="#Page_288">288</a>;</li> +<li>first crusade proclaimed at, <a href="#Page_287">287</a>-<a href="#Page_288">288</a>.</li> +</ul></li> + +<li>Cloderic, receives deputation from Clovis, <a href="#Page_57">57</a>; +<ul class="none"> +<li>has his father slain, <a href="#Page_57">57</a>;</li> +<li>himself slain, <a href="#Page_58">58</a>.</li> +</ul></li> + +<li>Clotilde, wife of Clovis, <a href="#Page_49">49</a>; +<ul class="none"> +<li>labors for his conversion, <a href="#Page_53">53</a>;</li> +<li>calls Remigius to the court, <a href="#Page_54">54</a>.</li> +</ul></li> + +<li>Clovis, conversion of, <a href="#Page_49">49</a>; +<ul class="none"> +<li>becomes king of the Salian Franks, <a href="#Page_50">50</a>;</li> +<li>advances against Syagrius, <a href="#Page_51">51</a>;</li> +<li>defeats him at Soissons, <a href="#Page_51">51</a>;</li> +<li>requests King Alaric to surrender the refugee, <a href="#Page_51">51</a>;</li> +<li>has Syagrius put to death, <a href="#Page_51">51</a>;</li> +<li>episode of the broken vase, <a href="#Page_51">51</a>-<a href="#Page_52">52</a>;</li> +<li>decides to become a Christian, <a href="#Page_53">53</a>;</li> +<li>wins battle of Strassburg, <a href="#Page_53">53</a>;</li> +<li>baptized with his warriors, <a href="#Page_54">54</a>;</li> +<li>interview with Alaric, <a href="#Page_54">54</a>-<a href="#Page_55">55</a>;</li> +<li>resolves to conquer southern Gaul, <a href="#Page_55">55</a>;</li> +<li>campaign against Alaric, <a href="#Page_55">55</a>-<a href="#Page_57">57</a>;</li> +<li>victory at Vouillé, <a href="#Page_56">56</a>;</li> +<li>takes possession of southern Gaul, <a href="#Page_56">56</a>;</li> +<li>captures Angoulême, <a href="#Page_57">57</a>;</li> +<li>sends deputation to Cloderic, <a href="#Page_57">57</a>;</li> +<li>takes Cloderic's kingdom, <a href="#Page_58">58</a>;</li> +<li>slays Ragnachar and Richar, <a href="#Page_58">58</a>-<a href="#Page_59">59</a>;</li> +<li>death at Paris, <a href="#Page_59">59</a>.</li> +</ul></li> + +<li>Cluny, establishment of monastery at, <a href="#Page_245">245</a>; +<ul class="none"> +<li>growth and influence, <a href="#Page_246">246</a>;</li> +<li>charter issued for, <a href="#Page_247">247</a>-<a href="#Page_249">249</a>;</li> +<li>land and other property yielded to, <a href="#Page_247">247</a>-<a href="#Page_248">248</a>;</li> +<li>Berno to be abbot, <a href="#Page_248">248</a>;</li> +<li>relations with the papacy, <a href="#Page_249">249</a>;</li> +<li>charitable activity, <a href="#Page_249">249</a>.</li> +</ul></li> + +<li>Cologne, <a href="#Page_57">57</a>; +<ul class="none"> +<li>university founded at, <a href="#Page_345">345</a>.</li> +</ul></li> + +<li><i>Comitatus</i>, among the early Germans, <a href="#Page_27">27</a>-<a href="#Page_28">28</a>; +<ul class="none"> +<li>a prototype of vassalage, <a href="#Page_205">205</a>.</li> +</ul></li> + +<li>Commendation, defined, <a href="#Page_205">205</a>; +<ul class="none"> +<li>Frankish formula for, <a href="#Page_205">205</a>-<a href="#Page_206">206</a>.</li> +</ul></li> + +<li>Commerce, freedom guaranteed by +<ul class="none"> +<li><span class="pagenum"><a name="Page_485" id="Page_485">485</a></span> +Great Charter, <a href="#Page_308">308</a>-<a href="#Page_309">309</a>;</li> +<li>encouraged in charter of Lorris, <a href="#Page_329">329</a>.</li> +</ul></li> + +<li>Commune (see <a href="#Towns">Towns</a>), <a href="#Page_326">326</a>.</li> + +<li>Compiègne, <a href="#Page_171">171</a>.</li> + +<li>Compurgation, defined, <a href="#Page_196">196</a>.</li> + +<li>Conrad IV., <a href="#Page_334">334</a>.</li> + +<li>Constance, Council of, assembles, <a href="#Page_391">391</a>; +<ul class="none"> +<li>declarations of, <a href="#Page_393">393</a>.</li> +</ul></li> + +<li>Constance, Peace of, <a href="#Page_398">398</a>-<a href="#Page_402">402</a>.</li> + +<li>Constantine, <a href="#Page_78">78</a>.</li> + +<li>Constantine VI., deposed at Constantinople, <a href="#Page_131">131</a>-<a href="#Page_132">132</a>.</li> + +<li>Constantinople, threatened by Seljuk Turks, <a href="#Page_282">282</a>.</li> + +<li>Corbei, <a href="#Page_191">191</a>; +<ul class="none"> +<li>French barons assemble at, <a href="#Page_314">314</a>.</li> +</ul></li> + +<li><i>Corvée</i>, provision for in charter of Lorris, <a href="#Page_330">330</a>.</li> + +<li>Councils, Church, powers of declared at Pisa and Constance, <a href="#Page_392">392</a>-<a href="#Page_393">393</a>; +<ul class="none"> +<li>provisions for in Pragmatic Sanction of Bourges, <a href="#Page_396">396</a>-<a href="#Page_397">397</a>.</li> +</ul></li> + +<li>Count, duties, <a href="#Page_123">123</a>, <a href="#Page_134">134</a>; +<ul class="none"> +<li>restrictions on by grants of immunity, <a href="#Page_211">211</a>.</li> +</ul></li> + +<li>Count of the Palace, <a href="#Page_112">112</a>.</li> + +<li>Crécy, English take position at, <a href="#Page_427">427</a>-<a href="#Page_428">428</a>; +<ul class="none"> +<li>French advance to, <a href="#Page_427">427</a>, <a href="#Page_430">430</a>-<a href="#Page_431">431</a>;</li> +<li>English prepare for battle, <a href="#Page_431">431</a>-<a href="#Page_432">432</a>;</li> +<li>the French defeated at, <a href="#Page_433">433</a>-<a href="#Page_436">436</a>.</li> +</ul></li> + +<li>Crime, in the Salic law, <a href="#Page_62">62</a>-<a href="#Page_65">65</a>; +<ul class="none"> +<li>in Charlemagne's <i>De Partibus Saxoniæ</i>, <a href="#Page_123">123</a>;</li> +<li>in Charlemagne's <i>Capitulare Missorum Generale</i>, <a href="#Page_140">140</a>-<a href="#Page_141">141</a>;</li> +<li>Carloman's regulations for suppression of, <a href="#Page_175">175</a>-<a href="#Page_176">176</a>;</li> +<li>in Alfred's legislation, <a href="#Page_194">194</a>-<a href="#Page_195">195</a>;</li> +<li>penalties for in Peace and Truce of God, <a href="#Page_230">230</a>-<a href="#Page_232">232</a>;</li> +<li>protection of scholars against, <a href="#Page_343">343</a>.</li> +</ul></li> + +<li>Crusade, Gregory VII.'s plan for, <a href="#Page_283">283</a>; +<ul class="none"> +<li>Urban II.'s speech in behalf of, <a href="#Page_284">284</a>-<a href="#Page_288">288</a>;</li> +<li>first crusade proclaimed, <a href="#Page_287">287</a>-<a href="#Page_288">288</a>;</li> +<li>motives for, <a href="#Page_288">288</a>;</li> +<li>starting of the crusaders, <a href="#Page_289">289</a>-<a href="#Page_291">291</a>;</li> +<li>letters of crusaders, <a href="#Page_291">291</a>-<a href="#Page_292">292</a>;</li> +<li>Stephen of Blois to his wife, <a href="#Page_292">292</a>-<a href="#Page_296">296</a>;</li> +<li>early achievements of, <a href="#Page_293">293</a>;</li> +<li>of St. Louis to Egypt, <a href="#Page_313">313</a>, <a href="#Page_318">318</a>-<a href="#Page_322">322</a>.</li> +</ul></li> + +<li>Cyprus, St. Louis in, <a href="#Page_316">316</a>; +<ul class="none"> +<li>departs from, <a href="#Page_317">317</a>.</li> +</ul></li> + +<li class="idx">Dacia, ceded to the Visigoths, <a href="#Page_33">33</a>.</li> + +<li>Danelaw, <a href="#Page_185">185</a>.</li> + +<li><a name="Danes" id="Danes"></a>Danes (see <a href="#Northmen">Northmen</a>), earliest visits to England, <a href="#Page_181">181</a>; +<ul class="none"> +<li>defeat Alfred the Great at Wilton, <a href="#Page_182">182</a>;</li> +<li>winter at Exeter, <a href="#Page_183">183</a>;</li> +<li>defeated by Alfred at Swanwich, <a href="#Page_183">183</a>;</li> +<li>winter at Chippenham, <a href="#Page_184">184</a>;</li> +<li>defeated by Alfred at Ethandune, <a href="#Page_184">184</a>;</li> +<li>treaties of peace with Alfred, <a href="#Page_185">185</a>.</li> +</ul></li> + +<li>Dante, career of, <a href="#Page_446">446</a>; +<ul class="none"> +<li>attachment to Holy Roman Empire, <a href="#Page_446">446</a>;</li> +<li>relation to Renaissance, <a href="#Page_446">446</a>-<a href="#Page_447">447</a>;</li> +<li>defends Italian as a literary language, <a href="#Page_447">447</a>-<a href="#Page_452">452</a>;</li> +<li>conception of imperial power, <a href="#Page_452">452</a>-<a href="#Page_453">453</a>;</li> +<li><i>De Monarchia</i> quoted, <a href="#Page_453">453</a>-<a href="#Page_462">462</a>.</li> +</ul></li> + +<li>Danube, Visigoths cross, <a href="#Page_34">34</a>-<a href="#Page_37">37</a>.</li> + +<li>Dauphiné, origin of, <a href="#Page_395">395</a>.</li> + +<li><i>De Bello Gallico</i> (by Julius Cæsar), character of, <a href="#Page_20">20</a>; +<ul class="none"> +<li>quoted, <a href="#Page_20">20</a>-<a href="#Page_22">22</a>;</li> +<li>used by Tacitus, <a href="#Page_23">23</a>.</li> +</ul></li> + +<li>Debt, in the Salic law, <a href="#Page_66">66</a>; +<ul class="none"> +<li>collection of among students, <a href="#Page_342">342</a>.</li> +</ul></li> + +<li><i>Décime</i>, defined, <a href="#Page_389">389</a>.</li> + +<li><i>De Civitate Dei</i> (by St. Augustine), Charlemagne's regard for, <a href="#Page_111">111</a>.</li> + +<li><i>De Divortio Lotharii regis et Tetbergæ reginæ</i> (by Hincmar), quoted, <a href="#Page_200">200</a>-<a href="#Page_201">201</a>.</li> + +<li><i>De Domino Divino</i> (by Wyclif), nature of, <a href="#Page_474">474</a>.</li> + +<li><i>De Gestis Regum Anglorum</i> (by William of Malmesbury), scope, <a href="#Page_235">235</a>; +<ul class="none"> +<li>quoted, <a href="#Page_235">235</a>-<a href="#Page_241">241</a>, <a href="#Page_289">289</a>-<a href="#Page_290">290</a>.</li> +</ul></li> + +<li>Degrees, university, <a href="#Page_340">340</a>.</li> + +<li><i>De Litteris Colendis</i>, addressed by Charlemagne to Abbot Baugulf, <a href="#Page_145">145</a>; +<ul class="none"> +<li>quoted, <a href="#Page_146">146</a>-<a href="#Page_148">148</a>;</li> +<li>work of education committed to the clergy, <a href="#Page_146">146</a>-<a href="#Page_147">147</a>;</li> +<li>education essential to interpretation of Scriptures, <a href="#Page_147">147</a>. +<span class="pagenum"><a name="Page_486" id="Page_486">486</a></span></li> +</ul></li> + +<li>Demesne, <a href="#Page_125">125</a>.</li> + +<li><i>De Monarchia</i> (by Dante), nature of, <a href="#Page_452">452</a>-<a href="#Page_453">453</a> +<ul class="none"> +<li>quoted, <a href="#Page_453">453</a>-<a href="#Page_462">462</a>.</li> +</ul></li> + +<li><i>De odio et âtia</i>, writ of, <a href="#Page_307">307</a>-<a href="#Page_308">308</a>.</li> + +<li><i>De Partibus Saxoniæ</i>, capitulary issued by Charlemagne, <a href="#Page_119">119</a>; +<ul class="none"> +<li>quoted, <a href="#Page_120">120</a>-<a href="#Page_123">123</a>;</li> +<li>churches as places of refuge, <a href="#Page_120">120</a>;</li> +<li>offenses against the Church, <a href="#Page_121">121</a>;</li> +<li>penalties for persistence in paganism, <a href="#Page_122">122</a>;</li> +<li>fugitive criminals, <a href="#Page_123">123</a>;</li> +<li>public assemblies, <a href="#Page_123">123</a>.</li> +</ul></li> + +<li><i>De Rebus Familiaribus</i> (by Petrarch), quoted, <a href="#Page_465">465</a>-<a href="#Page_473">473</a>.</li> + +<li><i>De Rebus Gestis Ælfredi Magni</i> (by Asser), quoted, <a href="#Page_182">182</a>-<a href="#Page_185">185</a>, <a href="#Page_186">186</a>-<a href="#Page_191">191</a>.</li> + +<li><i>De Temporibus</i> (by Eusebius), preface to, cited by Petrarch, <a href="#Page_468">468</a>.</li> + +<li><i>De Villis</i>, capitulary issued by Charlemagne, <a href="#Page_124">124</a>; +<ul class="none"> +<li>translation of, <a href="#Page_124">124</a>;</li> +<li>quoted, <a href="#Page_124">124</a>-<a href="#Page_127">127</a>;</li> +<li>reports to be made by the stewards, <a href="#Page_125">125</a>;</li> +<li>equipment, <a href="#Page_125">125</a>-<a href="#Page_127">127</a>;</li> +<li>produce due the king, <a href="#Page_127">127</a>.</li> +</ul></li> + +<li><i>De Vulgari Eloquentia</i> (by Dante), <a href="#Page_447">447</a>-<a href="#Page_448">448</a>.</li> + +<li>Deusdedit, <a href="#Page_262">262</a>.</li> + +<li><i>Dictatus Papæ</i>, authorship of, <a href="#Page_262">262</a>; +<ul class="none"> +<li>quoted, <a href="#Page_262">262</a>-<a href="#Page_264">264</a>.</li> +</ul></li> + +<li>Diedenhofen, Louis, Lothair, and Charles meet at, <a href="#Page_158">158</a>.</li> + +<li><i>Divina Commedia</i> (by Dante), <a href="#Page_446">446</a>.</li> + +<li>Domains, Charlemagne's capitulary concerning, <a href="#Page_124">124</a>-<a href="#Page_127">127</a>; +<ul class="none"> +<li>specimen inventory of property, <a href="#Page_127">127</a>-<a href="#Page_129">129</a>.</li> +</ul></li> + +<li>Domesday Survey, <a href="#Page_243">243</a>.</li> + +<li>Dominicans, founded, <a href="#Page_360">360</a>.</li> + +<li>Dordrecht, burned by the Northmen, <a href="#Page_159">159</a>; +<ul class="none"> +<li>again taken, <a href="#Page_161">161</a>.</li> +</ul></li> + +<li>Dorset, Danes land in, <a href="#Page_181">181</a>.</li> + +<li>Dorylæum, Turks defeated at, <a href="#Page_293">293</a>.</li> + +<li>Druids, among the Gauls, <a href="#Page_20">20</a>-<a href="#Page_21">21</a>.</li> + +<li>Dudo, dean of St. Quentin, <a href="#Page_165">165</a>.</li> + +<li class="idx">Easter tables, origin of mediæval annals, <a href="#Page_157">157</a>.</li> + +<li><a name="Eastern_Empire" id="Eastern_Empire"></a>Eastern Empire, menaced by Seljuk Turks, <a href="#Page_282">282</a>-<a href="#Page_283">283</a>, <a href="#Page_285">285</a>.</li> + +<li>Ebolus, abbot of St. Germain des Près, <a href="#Page_169">169</a>-<a href="#Page_170">170</a>.</li> + +<li>Edington (see <a href="#Ethandune">Ethandune</a>).</li> + +<li><a name="Education" id="Education"></a>Education, decline among the Franks, <a href="#Page_144">144</a>-<a href="#Page_147">147</a>; +<ul class="none"> +<li>Charlemagne's provisions for, <a href="#Page_145">145</a>-<a href="#Page_148">148</a>;</li> +<li>the Palace School, <a href="#Page_144">144</a>;</li> +<li>decline after Charlemagne, <a href="#Page_145">145</a>;</li> +<li>entrusted by Charlemagne to the clergy, <a href="#Page_146">146</a>;</li> +<li>Alfred's interest in, <a href="#Page_185">185</a>;</li> +<li>of Alfred's children, <a href="#Page_187">187</a>;</li> +<li>Alfred's labors in behalf of, <a href="#Page_189">189</a>-<a href="#Page_191">191</a>;</li> +<li>Alfred laments decline of, <a href="#Page_192">192</a>;</li> +<li>universities in the Middle Ages, <a href="#Page_339">339</a>-<a href="#Page_359">359</a>.</li> +</ul></li> + +<li>Edward the Elder, son of Alfred the Great, <a href="#Page_187">187</a>.</li> + +<li>Edward the Confessor, death of, <a href="#Page_233">233</a>.</li> + +<li>Edward III., claim to French throne, <a href="#Page_421">421</a>; +<ul class="none"> +<li>takes title of king of France, <a href="#Page_421">421</a>-<a href="#Page_424">424</a>;</li> +<li>wins battle of Sluys, <a href="#Page_424">424</a>-<a href="#Page_427">427</a>;</li> +<li>takes position at Crécy, <a href="#Page_427">427</a>;</li> +<li>prepares for battle, <a href="#Page_429">429</a>;</li> +<li>defeats French army, <a href="#Page_433">433</a>-<a href="#Page_436">436</a>;</li> +<li>new invasion of France, <a href="#Page_439">439</a>;</li> +<li>concludes treaty of Bretigny, <a href="#Page_439">439</a>-<a href="#Page_442">442</a>.</li> +</ul></li> + +<li>Edward, the Black Prince, wins his spurs at Crécy, <a href="#Page_434">434</a>-<a href="#Page_435">435</a>; +<ul class="none"> +<li>besieges and sacks Limoges, <a href="#Page_436">436</a>-<a href="#Page_439">439</a>.</li> +</ul></li> + +<li>Egbert's stone, Alfred meets English people at, <a href="#Page_184">184</a>.</li> + +<li>Einhard, describes weakness of later Merovingians, <a href="#Page_106">106</a>-<a href="#Page_107">107</a>; +<ul class="none"> +<li>career of, <a href="#Page_108">108</a>;</li> +<li>author of <i>Vita Caroli Magni</i>, <a href="#Page_109">109</a>;</li> +<li>sketch of Charlemagne, <a href="#Page_109">109</a>-<a href="#Page_114">114</a>;</li> +<li>account of the Saxon war, <a href="#Page_116">116</a>-<a href="#Page_118">118</a>;</li> +<li>statement regarding Charlemagne's coronation, <a href="#Page_133">133</a>.</li> +</ul></li> + +<li>Elbe, German boundary in Charlemagne's day, <a href="#Page_330">330</a>.</li> + +<li>Electors, of Holy Roman Empire, provisions of Golden Bull regarding, <a href="#Page_409">409</a>-<a href="#Page_416">416</a>.</li> + +<li>Ely, bishop of, <a href="#Page_300">300</a>.</li> + +<li>Empire (see <a href="#Eastern_Empire">Eastern Empire</a>; <a href="#Holy_Roman_Empire">Holy Roman Empire</a>, and the names of emperors). +<span class="pagenum"><a name="Page_487" id="Page_487">487</a></span></li> + +<li>England, ravaged by the Danes, <a href="#Page_181">181</a>; +<ul class="none"> +<li>Alfred the Great becomes king, <a href="#Page_182">182</a>;</li> +<li>Alfred's wars with the Danes, <a href="#Page_182">182</a>-<a href="#Page_185">185</a>;</li> +<li>navy founded by Alfred, <a href="#Page_183">183</a>;</li> +<li>treaty of Wedmore, <a href="#Page_185">185</a>;</li> +<li>decadence of learning, <a href="#Page_186">186</a>;</li> +<li>Alfred brings learned men to, <a href="#Page_190">190</a>-<a href="#Page_191">191</a>;</li> +<li>Alfred writes to Bishop Werfrith on state of learning in, <a href="#Page_191">191</a>-<a href="#Page_194">194</a>;</li> +<li>William the Conqueror's claim to throne of, <a href="#Page_234">234</a>;</li> +<li>Harold becomes king of, <a href="#Page_234">234</a>;</li> +<li>William the Conqueror prepares to invade, <a href="#Page_234">234</a>;</li> +<li>battle of Hastings, <a href="#Page_235">235</a>-<a href="#Page_238">238</a>;</li> +<li>Saxons and Normans, <a href="#Page_238">238</a>-<a href="#Page_241">241</a>;</li> +<li>William the Conqueror's government of, <a href="#Page_241">241</a>-<a href="#Page_244">244</a>;</li> +<li>reign of King John, <a href="#Page_297">297</a>-<a href="#Page_298">298</a>;</li> +<li>the winning of the Great Charter, <a href="#Page_298">298</a>-<a href="#Page_303">303</a>;</li> +<li>provisions of the Charter, <a href="#Page_305">305</a>-<a href="#Page_310">310</a>;</li> +<li>Edward III. claims French throne, <a href="#Page_421">421</a>-<a href="#Page_423">423</a>;</li> +<li>naval battle of Sluys, <a href="#Page_424">424</a>-<a href="#Page_427">427</a>;</li> +<li>battle of Crécy, <a href="#Page_427">427</a>-<a href="#Page_436">436</a>;</li> +<li>the Black Prince sacks Limoges, <a href="#Page_436">436</a>-<a href="#Page_439">439</a>;</li> +<li>treaty of Bretigny, <a href="#Page_439">439</a>, <a href="#Page_441">441</a>-<a href="#Page_442">442</a>;</li> +<li>treaty of Troyes, <a href="#Page_440">440</a>, <a href="#Page_443">443</a>;</li> +<li>religious decline in fourteenth century, <a href="#Page_474">474</a>;</li> +<li>Wyclif's career, <a href="#Page_474">474</a>-<a href="#Page_475">475</a>.</li> +</ul></li> + +<li><i>Epistolæ de Rebus Senilibus</i> (by Petrarch), <a href="#Page_464">464</a>.</li> + +<li><i>Epistolæ sine Titulo</i> (by Petrarch), <a href="#Page_464">464</a>.</li> + +<li><i>Epistolæ Variæ</i> (by Petrarch), <a href="#Page_464">464</a>.</li> + +<li>Erfurt, University of, founded, <a href="#Page_345">345</a>.</li> + +<li><i>Établissements de St. Louis</i>, quoted, <a href="#Page_217">217</a>, <a href="#Page_223">223</a>-<a href="#Page_224">224</a>.</li> + +<li><a name="Ethandune" id="Ethandune"></a>Ethandune, Alfred defeats Danes at, <a href="#Page_184">184</a>.</li> + +<li>Ethelbert, king of Kent, <a href="#Page_72">72</a>; +<ul class="none"> +<li>accepts Christianity, <a href="#Page_73">73</a>, <a href="#Page_77">77</a>;</li> +<li>power of, <a href="#Page_74">74</a>;</li> +<li>receives Augustine, <a href="#Page_76">76</a>;</li> +<li>encourages missionary effort, <a href="#Page_77">77</a>.</li> +</ul></li> + +<li>Ethelred I., king of the English, <a href="#Page_182">182</a>.</li> + +<li>Ethelstan, of Mercia, <a href="#Page_190">190</a>.</li> + +<li>Ethelwerd, son of Alfred the Great, <a href="#Page_186">186</a>.</li> + +<li>Eugene IV., and Council of Basel, <a href="#Page_393">393</a>.</li> + +<li>Eurie, king of the Northmen, <a href="#Page_166">166</a>; +<ul class="none"> +<li>defeated by Louis the German, <a href="#Page_166">166</a>.</li> +</ul></li> + +<li>Eusebius, author of <i>De Temporibus</i>, <a href="#Page_468">468</a>.</li> + +<li>Excommunication, nature of, <a href="#Page_380">380</a>; +<ul class="none"> +<li>of Henry IV. by Gregory VII., <a href="#Page_272">272</a>;</li> +<li>of Frederick II. by Gregory IX., <a href="#Page_406">406</a>.</li> +</ul></li> + +<li>Exeter, Danes winter at, <a href="#Page_183">183</a>.</li> + +<li class="idx">Fealty, ceremony of, <a href="#Page_216">216</a>-<a href="#Page_217">217</a>; +<ul class="none"> +<li>described in an English law book, <a href="#Page_218">218</a>;</li> +<li>rendered to count of Flanders, <a href="#Page_218">218</a>-<a href="#Page_219">219</a>;</li> +<li>ordinance of St. Louis on, <a href="#Page_219">219</a>.</li> +</ul></li> + +<li>Feudalism, importance of, in mediæval history, <a href="#Page_203">203</a>; +<ul class="none"> +<li>most perfectly developed in France, <a href="#Page_203">203</a>-<a href="#Page_204">204</a>;</li> +<li>essential elements, <a href="#Page_204">204</a>;</li> +<li>origins of vassalage, <a href="#Page_204">204</a>-<a href="#Page_205">205</a>;</li> +<li>formula for commendation, <a href="#Page_205">205</a>-<a href="#Page_206">206</a>;</li> +<li>development of the benefice, <a href="#Page_206">206</a>-<a href="#Page_207">207</a>;</li> +<li>example of grant of a benefice, <a href="#Page_207">207</a>-<a href="#Page_210">210</a>;</li> +<li>origins and nature of the immunity, <a href="#Page_210">210</a>-<a href="#Page_211">211</a>;</li> +<li>formula for grant of immunity, <a href="#Page_211">211</a>-<a href="#Page_212">212</a>;</li> +<li>an immunity confirmed by Charlemagne, <a href="#Page_212">212</a>-<a href="#Page_214">214</a>;</li> +<li>nature of the fief, <a href="#Page_214">214</a>;</li> +<li>specimen grants of fiefs, <a href="#Page_215">215</a>-<a href="#Page_216">216</a>;</li> +<li>complexity of the system, <a href="#Page_216">216</a>;</li> +<li>ceremonies of homage and fealty, <a href="#Page_216">216</a>-<a href="#Page_217">217</a>;</li> +<li>homage defined, <a href="#Page_217">217</a>;</li> +<li>fealty described, <a href="#Page_218">218</a>;</li> +<li>homage and fealty illustrated, <a href="#Page_218">218</a>-<a href="#Page_219">219</a>;</li> +<li>ordinance of St. Louis on homage and fealty, <a href="#Page_219">219</a>;</li> +<li>obligations of lords and vassals, <a href="#Page_220">220</a>-<a href="#Page_221">221</a>;</li> +<li>rights of the lord, <a href="#Page_221">221</a>-<a href="#Page_228">228</a>;</li> +<li>aids, <a href="#Page_222">222</a>-<a href="#Page_223">223</a>;</li> +<li>military service involved, <a href="#Page_223">223</a>-<a href="#Page_224">224</a>;</li> +<li>wardship and marriage, <a href="#Page_224">224</a>-<a href="#Page_225">225</a>;</li> +<li>reliefs, <a href="#Page_225">225</a>-<a href="#Page_226">226</a>;</li> +<li>forfeiture, <a href="#Page_226">226</a>-<a href="#Page_228">228</a>;</li> +<li>militant character of feudal period, <a href="#Page_228">228</a>-<a href="#Page_229">229</a>; +<span class="pagenum"><a name="Page_488" id="Page_488">488</a></span></li> +<li>efforts to reduce private war, <a href="#Page_229">229</a>;</li> +<li>the Peace and Truce of God, <a href="#Page_229">229</a>-<a href="#Page_232">232</a>;</li> +<li>provisions of Great Charter concerning, <a href="#Page_306">306</a>-<a href="#Page_307">307</a>.</li> +</ul></li> + +<li>Fief, relation to benefice, <a href="#Page_207">207</a>; +<ul class="none"> +<li>nature, <a href="#Page_214">214</a>;</li> +<li>specimen grants, <a href="#Page_215">215</a>-<a href="#Page_216">216</a>.</li> +</ul></li> + +<li>Fitz-Walter, Robert, besieges castle of Northampton, <a href="#Page_301">301</a>.</li> + +<li>Flanders, influence on Hundred Years' War, <a href="#Page_419">419</a>; +<ul class="none"> +<li>allied with Edward III., <a href="#Page_421">421</a>-<a href="#Page_423">423</a>.</li> +</ul></li> + +<li>Flanders, William, count of, homage and fealty to, <a href="#Page_218">218</a>-<a href="#Page_219">219</a>.</li> + +<li>Florence, Dante born at, <a href="#Page_445">445</a>.</li> + +<li>Fontaines, St. Bernard born at, <a href="#Page_251">251</a>.</li> + +<li>Fontenay, Charles and Louis defeat Lothair at, <a href="#Page_150">150</a>.</li> + +<li>Forfeiture, nature, <a href="#Page_226">226</a>-<a href="#Page_227">227</a>; +<ul class="none"> +<li>case of Arnold Atton, <a href="#Page_227">227</a>-<a href="#Page_228">228</a>.</li> +</ul></li> + +<li>Formula, for commendation, <a href="#Page_205">205</a>-<a href="#Page_206">206</a>; +<ul class="none"> +<li>for grant of a benefice, <a href="#Page_207">207</a>-<a href="#Page_210">210</a>;</li> +<li>for grant of immunity to a bishop, <a href="#Page_211">211</a>-<a href="#Page_212">212</a>.</li> +</ul></li> + +<li>France, Hugh Capet becomes king, <a href="#Page_177">177</a>-<a href="#Page_180">180</a>; +<ul class="none"> +<li>geographical extent in 987, <a href="#Page_180">180</a>;</li> +<li>feudalism most perfectly developed in, <a href="#Page_203">203</a>-<a href="#Page_204">204</a>;</li> +<li>over-population of described by Pope Urban, <a href="#Page_286">286</a>;</li> +<li>in times of Louis IX., <a href="#Page_311">311</a>-<a href="#Page_324">324</a>;</li> +<li>treaty of Paris (1229), <a href="#Page_322">322</a>;</li> +<li>rise of municipalities in, <a href="#Page_325">325</a>-<a href="#Page_326">326</a>;</li> +<li>interdict laid on by Innocent III., <a href="#Page_380">380</a>-<a href="#Page_383">383</a>;</li> +<li>Philip the Fair's contest with Boniface VIII., <a href="#Page_383">383</a>-<a href="#Page_388">388</a>;</li> +<li>States General meets, <a href="#Page_385">385</a>;</li> +<li>responsibility for Great Schism, <a href="#Page_389">389</a>-<a href="#Page_390">390</a>;</li> +<li>Pragmatic Sanction of Bourges, <a href="#Page_393">393</a>-<a href="#Page_397">397</a>;</li> +<li>disputed succession in 1328, <a href="#Page_419">419</a>-<a href="#Page_420">420</a>;</li> +<li>Edward III. takes title of king, <a href="#Page_421">421</a>-<a href="#Page_423">423</a>;</li> +<li>naval battle of Sluys, <a href="#Page_424">424</a>-<a href="#Page_427">427</a>;</li> +<li>battle of Crécy, <a href="#Page_427">427</a>-<a href="#Page_436">436</a>;</li> +<li>siege and sack of Limoges, <a href="#Page_436">436</a>-<a href="#Page_439">439</a>;</li> +<li>treaty of Bretigny, <a href="#Page_439">439</a>, <a href="#Page_441">441</a>-<a href="#Page_442">442</a>;</li> +<li>treaty of Troyes, <a href="#Page_440">440</a>, <a href="#Page_443">443</a>.</li> +</ul></li> + +<li><i>Francia Occidentalis</i>, <a href="#Page_155">155</a>.</li> + +<li><i>Francia Orientalis</i>, <a href="#Page_155">155</a>.</li> + +<li><i>Francia</i>, territorial extent, <a href="#Page_152">152</a>, <a href="#Page_155">155</a>.</li> + +<li>Francis I., Concordat of, <a href="#Page_394">394</a>.</li> + +<li>Franciscans, founded, <a href="#Page_360">360</a>, <a href="#Page_361">361</a>; +<ul class="none"> +<li>life of St. Francis, <a href="#Page_363">363</a>-<a href="#Page_373">373</a>;</li> +<li>Rule of St. Francis, <a href="#Page_373">373</a>-<a href="#Page_376">376</a>;</li> +<li>Will of St. Francis, <a href="#Page_376">376</a>-<a href="#Page_378">378</a>.</li> +</ul></li> + +<li>Frankfort, electors of Empire to assemble at, <a href="#Page_412">412</a>.</li> + +<li>Franks, conquer northern Gaul, <a href="#Page_49">49</a>; +<ul class="none"> +<li>become Christians, <a href="#Page_49">49</a>, <a href="#Page_54">54</a>;</li> +<li>character of conversion, <a href="#Page_50">50</a>;</li> +<li>close relations with papacy, <a href="#Page_50">50</a>;</li> +<li>Clovis becomes king of the Salians, <a href="#Page_50">50</a>;</li> +<li>defeat Syagrius at Soissons, <a href="#Page_51">51</a>;</li> +<li>defeat Alaric near Poitiers, <a href="#Page_56">56</a>;</li> +<li>Salic law, <a href="#Page_59">59</a>-<a href="#Page_67">67</a>;</li> +<li>decadence of Merovingians, <a href="#Page_105">105</a>;</li> +<li>rise of Mayor of the Palace, <a href="#Page_105">105</a>;</li> +<li>early mayors, <a href="#Page_105">105</a>;</li> +<li>Pepin the Short becomes king, <a href="#Page_105">105</a>-<a href="#Page_107">107</a>;</li> +<li>the age of Charlemagne, <a href="#Page_108">108</a>-<a href="#Page_148">148</a>;</li> +<li>the war with the Saxons, <a href="#Page_114">114</a>-<a href="#Page_118">118</a>;</li> +<li>Charlemagne's capitularies, <a href="#Page_118">118</a>-<a href="#Page_127">127</a>, <a href="#Page_134">134</a>-<a href="#Page_141">141</a>;</li> +<li>Charlemagne crowned emperor, <a href="#Page_130">130</a>-<a href="#Page_134">134</a>;</li> +<li>decay of learning among, <a href="#Page_144">144</a>;</li> +<li>Carolingian Renaissance, <a href="#Page_144">144</a>-<a href="#Page_148">148</a>;</li> +<li>disorder among in ninth century, <a href="#Page_157">157</a>-<a href="#Page_163">163</a>;</li> +<li>menaced by invasions of Northmen, <a href="#Page_160">160</a>-<a href="#Page_163">163</a>;</li> +<li>decline of monarchy in ninth century, <a href="#Page_173">173</a>;</li> +<li>rise of feudalism among, <a href="#Page_173">173</a>-<a href="#Page_174">174</a>.</li> +</ul></li> + +<li>Freckenhorst, sacred relics brought to, <a href="#Page_163">163</a>.</li> + +<li>Frederick, bishop of Hamburg, issues charter for a colony, <a href="#Page_332">332</a>-<a href="#Page_333">333</a>.</li> + +<li>Frederick Barbarossa, grants privileges to students and masters, <a href="#Page_341">341</a>-<a href="#Page_343">343</a>; +<ul class="none"> +<li>and the Italian communes, <a href="#Page_398">398</a>-<a href="#Page_399">399</a>;</li> +<li>destroys Milan, <a href="#Page_399">399</a>;</li> +<li>defeated at Legnano, <a href="#Page_399">399</a>;</li> +<li>agrees to Peace of Constance, <a href="#Page_399">399</a>-<a href="#Page_400">400</a>.</li> +</ul></li> + +<li>Frederick II., accession of, <a href="#Page_402">402</a>-<a href="#Page_403">403</a>; +<ul class="none"> +<li><span class="pagenum"><a name="Page_489" id="Page_489">489</a></span> +character, <a href="#Page_403">403</a>-<a href="#Page_404">404</a>;</li> +<li>suspected of heresy, <a href="#Page_405">405</a>;</li> +<li>excommunicated, <a href="#Page_406">406</a>, <a href="#Page_408">408</a>-<a href="#Page_409">409</a>.</li> +</ul></li> + +<li>Friars, conditions determining rise of, <a href="#Page_360">360</a>; +<ul class="none"> +<li>unlike monks, <a href="#Page_360">360</a>-<a href="#Page_361">361</a>;</li> +<li>relations with papacy and local clergy, <a href="#Page_361">361</a>;</li> +<li>system of organization, <a href="#Page_361">361</a>;</li> +<li>career of St. Francis, <a href="#Page_362">362</a>-<a href="#Page_378">378</a>;</li> +<li>Rule of St. Francis, <a href="#Page_373">373</a>-<a href="#Page_376">376</a>;</li> +<li>Will of St. Francis, <a href="#Page_376">376</a>-<a href="#Page_378">378</a>.</li> +</ul></li> + +<li>Fridigern, leader of branch of Visigoths, <a href="#Page_33">33</a>-<a href="#Page_34">34</a>, <a href="#Page_38">38</a>, <a href="#Page_39">39</a>.</li> + +<li>Friesland (see <a href="#Frisia">Frisia</a>).</li> + +<li><a name="Frisia" id="Frisia"></a>Frisia, Northmen in, <a href="#Page_159">159</a>, <a href="#Page_162">162</a>, <a href="#Page_166">166</a>.</li> + +<li>Froissart, Sire de, "Chronicles" of, <a href="#Page_417">417</a>-<a href="#Page_418">418</a>.</li> + +<li>Fulbert of Chartres, letter to William of Aquitaine, <a href="#Page_220">220</a>-<a href="#Page_221">221</a>.</li> + +<li>Fulcher of Chartres, version of Pope Urban's speech, <a href="#Page_286">286</a>; +<ul class="none"> +<li>account of starting of crusaders, <a href="#Page_290">290</a>-<a href="#Page_291">291</a>.</li> +</ul></li> + +<li>Fulda, Einhard educated at, <a href="#Page_108">108</a>, <a href="#Page_145">145</a>.</li> + +<li>Fulrad, Charlemagne's letter to, <a href="#Page_142">142</a>-<a href="#Page_144">144</a>; +<ul class="none"> +<li>summoned to assembly at Strassfurt, <a href="#Page_143">143</a>;</li> +<li>troops and equipment to be brought, <a href="#Page_143">143</a>;</li> +<li>gifts for the Emperor, <a href="#Page_143">143</a>-<a href="#Page_144">144</a>.</li> +</ul></li> + +<li class="idx">Gaiseric, <a href="#Page_112">112</a>.</li> + +<li>Galicia, Northmen visit, <a href="#Page_166">166</a>.</li> + +<li>Gâtinais, <a href="#Page_329">329</a>.</li> + +<li><i>Gau</i>, <a href="#Page_25">25</a>.</li> + +<li>Gaul, conquered by Julius Cæsar, <a href="#Page_19">19</a>, <a href="#Page_32">32</a>; +<ul class="none"> +<li>invaded by Cimbri and Teutons, <a href="#Page_32">32</a>;</li> +<li>Syagrius's kingdom in, <a href="#Page_51">51</a>;</li> +<li>the Franks take possession in the north, <a href="#Page_51">51</a>;</li> +<li>Clovis overthrows Visigothic power in south, <a href="#Page_55">55</a>-<a href="#Page_57">57</a>;</li> +<li>monasteries established in, <a href="#Page_83">83</a>;</li> +<li>Charlemagne transplants Saxons into, <a href="#Page_117">117</a>-<a href="#Page_118">118</a>;</li> +<li>Northmen devastate, <a href="#Page_159">159</a>;</li> +<li>survival of Roman immunity in, <a href="#Page_210">210</a>.</li> +</ul></li> + +<li>Geoffrey of Clairvaux, <a href="#Page_251">251</a>.</li> + +<li><i>Germania</i> (by Tacitus), nature and purpose, <a href="#Page_23">23</a>; +<ul class="none"> +<li>contents, <a href="#Page_24">24</a>;</li> +<li>translation and editions, <a href="#Page_24">24</a>;</li> +<li>quoted, <a href="#Page_24">24</a>-<a href="#Page_31">31</a>.</li> +</ul></li> + +<li>Germans, described by Cæsar, <a href="#Page_19">19</a>-<a href="#Page_22">22</a>; +<ul class="none"> +<li>religion, <a href="#Page_21">21</a>;</li> +<li>system of land tenure, <a href="#Page_21">21</a>;</li> +<li>magistrates and war leaders, <a href="#Page_22">22</a>;</li> +<li>hospitality, <a href="#Page_22">22</a>;</li> +<li>described by Tacitus, <a href="#Page_23">23</a>-<a href="#Page_31">31</a>;</li> +<li>location in Cæsar's day, <a href="#Page_20">20</a>;</li> +<li>physical characteristics, <a href="#Page_24">24</a>;</li> +<li>use of iron, <a href="#Page_24">24</a>;</li> +<li>weapons, <a href="#Page_24">24</a>-<a href="#Page_25">25</a>;</li> +<li>mode of fighting, <a href="#Page_25">25</a>-<a href="#Page_26">26</a>, <a href="#Page_40">40</a>;</li> +<li>ideas of military honor, <a href="#Page_25">25</a>, <a href="#Page_64">64</a>;</li> +<li>kingship, <a href="#Page_26">26</a>;</li> +<li>tribal assemblies, <a href="#Page_26">26</a>-<a href="#Page_27">27</a>;</li> +<li>investment with arms, <a href="#Page_27">27</a>;</li> +<li>the <i>princeps</i> and <i>comitatus</i>, <a href="#Page_27">27</a>, <a href="#Page_28">28</a>;</li> +<li>love of war, <a href="#Page_28">28</a>-<a href="#Page_29">29</a>;</li> +<li>agriculture, <a href="#Page_21">21</a>, <a href="#Page_29">29</a>;</li> +<li>life in times of peace, <a href="#Page_29">29</a>;</li> +<li>absence of tax systems, <a href="#Page_29">29</a>;</li> +<li>lack of cities and city life, <a href="#Page_29">29</a>;</li> +<li>villages, <a href="#Page_30">30</a>;</li> +<li>food and drink, <a href="#Page_30">30</a>;</li> +<li>amusements, <a href="#Page_30">30</a>;</li> +<li>slavery, <a href="#Page_31">31</a>;</li> +<li>early contact with the Romans, <a href="#Page_32">32</a>-<a href="#Page_33">33</a>;</li> +<li>defeat Varus, <a href="#Page_32">32</a>;</li> +<li>put Romans on the defensive, <a href="#Page_32">32</a>;</li> +<li>filter into the Empire, <a href="#Page_33">33</a>;</li> +<li>invasions begin, <a href="#Page_33">33</a>;</li> +<li>generally Christianized before invasion of Empire, <a href="#Page_48">48</a>;</li> +<li>character of their conversion, <a href="#Page_49">49</a>-<a href="#Page_50">50</a>;</li> +<li>ideas of law, <a href="#Page_59">59</a>-<a href="#Page_60">60</a>;</li> +<li>influenced by contact with Romans, <a href="#Page_60">60</a>;</li> +<li>codification of law, <a href="#Page_60">60</a>;</li> +<li>legal ideas and methods, <a href="#Page_196">196</a>;</li> +<li>compurgation, <a href="#Page_196">196</a>;</li> +<li>use of the ordeal, <a href="#Page_196">196</a>-<a href="#Page_197">197</a>.</li> +</ul></li> + +<li>Germany, Henry IV.'s position in, <a href="#Page_264">264</a>-<a href="#Page_265">265</a>; +<ul class="none"> +<li>Henry V.'s government of, <a href="#Page_278">278</a>;</li> +<li>question of lay investiture in, <a href="#Page_265">265</a>-<a href="#Page_281">281</a>;</li> +<li>colonization toward the east, <a href="#Page_331">331</a>-<a href="#Page_332">332</a>;</li> +<li>colony chartered by bishop of Hamburg, <a href="#Page_331">331</a>-<a href="#Page_333">333</a>;</li> +<li>decline of imperial power, <a href="#Page_334">334</a>;</li> +<li>chaotic conditions, <a href="#Page_334">334</a>;</li> +<li>rise of municipal leagues, <a href="#Page_334">334</a>;</li> +<li>the Rhine League, <a href="#Page_335">335</a>-<a href="#Page_338">338</a>;</li> +<li>rise of universities in, <a href="#Page_345">345</a>;</li> +<li>in Frederick Barbarossa's period, <a href="#Page_398">398</a>-<a href="#Page_399">399</a>;</li> +<li>under Frederick II., <a href="#Page_402">402</a>-<a href="#Page_409">409</a>;</li> +<li>conditions after Frederick II., <a href="#Page_409">409</a>-<a href="#Page_410">410</a>; +<span class="pagenum"><a name="Page_490" id="Page_490">490</a></span></li> +<li>Golden Bull of Charles IV., <a href="#Page_410">410</a>-<a href="#Page_41">41</a>.</li> +</ul></li> + +<li>Genghis Khan, empire of, <a href="#Page_316">316</a>.</li> + +<li>Ghent, Council at, <a href="#Page_423">423</a>-<a href="#Page_424">424</a>.</li> + +<li>Gildas, story of Saxon invasion of Britain, <a href="#Page_68">68</a>.</li> + +<li>Gillencourt, granted to Jocelyn d'Avalon, <a href="#Page_216">216</a>.</li> + +<li>Gisela, <a href="#Page_173">173</a>.</li> + +<li>Gloucester, William the Conqueror wears crown at, <a href="#Page_242">242</a>.</li> + +<li>Godfrey of Bouillon, <a href="#Page_289">289</a>.</li> + +<li>Golden Bull, promulgated by Charles IV., <a href="#Page_409">409</a>; +<ul class="none"> +<li>character of, <a href="#Page_409">409</a>.</li> +</ul></li> + +<li>Gozlin, bishop of Paris, <a href="#Page_168">168</a>.</li> + +<li><i>Grâce expectative</i>, nature of, <a href="#Page_396">396</a>.</li> + +<li>Gratian, <a href="#Page_35">35</a>, <a href="#Page_38">38</a>.</li> + +<li>Great Council, in William the Conqueror's time, <a href="#Page_242">242</a>; +<ul class="none"> +<li>provisions of Great Charter concerning, <a href="#Page_306">306</a>;</li> +<li>composition, <a href="#Page_307">307</a>.</li> +</ul></li> + +<li>Greek fire, nature of, <a href="#Page_319">319</a>; +<ul class="none"> +<li>used by the Saracens, <a href="#Page_319">319</a>-<a href="#Page_321">321</a>.</li> +</ul></li> + +<li>Gregory of Nazianzus, cited by Pope Gregory, <a href="#Page_93">93</a>.</li> + +<li>Gregory of Tours, facts regarding career, <a href="#Page_47">47</a>; +<ul class="none"> +<li>author of <i>Ecclesiastical History of the Franks</i>, <a href="#Page_47">47</a>-<a href="#Page_48">48</a>;</li> +<li>opportunities for knowledge, <a href="#Page_48">48</a>;</li> +<li>account of Frankish affairs quoted, <a href="#Page_50">50</a>-<a href="#Page_59">59</a>;</li> +<li>account of ordeal by hot water quoted, <a href="#Page_198">198</a>-<a href="#Page_200">200</a>.</li> +</ul></li> + +<li>Gregory I. (the Great), plans conversion of Saxons, <a href="#Page_72">72</a>; +<ul class="none"> +<li>sends Augustine to Britain, <a href="#Page_72">72</a>-<a href="#Page_73">73</a>;</li> +<li>becomes pope, <a href="#Page_73">73</a>, <a href="#Page_90">90</a>;</li> +<li>letter of encouragement to Augustine's band, <a href="#Page_74">74</a>;</li> +<li>early career, <a href="#Page_90">90</a>;</li> +<li>qualifications, <a href="#Page_90">90</a>-<a href="#Page_91">91</a>;</li> +<li>author of the <i>Pastoral Rule</i>, <a href="#Page_91">91</a>;</li> +<li>describes the functions of the secular clergy, <a href="#Page_91">91</a>-<a href="#Page_96">96</a>;</li> +<li>attitude toward worldly learning, <a href="#Page_95">95</a>;</li> +<li><i>Pastoral Rule</i> translated by Alfred, <a href="#Page_186">186</a>, <a href="#Page_193">193</a>.</li> +</ul></li> + +<li>Gregory IV., <a href="#Page_158">158</a>.</li> + +<li>Gregory VI., <a href="#Page_261">261</a>.</li> + +<li><a name="Gregory_VII" id="Gregory_VII"></a>Gregory VII., early career, <a href="#Page_261">261</a>; +<ul class="none"> +<li>becomes pope, <a href="#Page_261">261</a>, <a href="#Page_269">269</a>;</li> +<li>conceptions of papal authority, <a href="#Page_262">262</a>-<a href="#Page_264">264</a>;</li> +<li>breach with Henry IV., <a href="#Page_264">264</a>;</li> +<li>letter to Henry IV., <a href="#Page_265">265</a>-<a href="#Page_269">269</a>;</li> +<li>claim to authority over temporal princes, <a href="#Page_266">266</a>;</li> +<li>avows purpose to correct abuses in the Church, <a href="#Page_267">267</a>;</li> +<li>disposed to treat Henry IV. fairly, <a href="#Page_268">268</a>;</li> +<li>letter to, from Henry IV., <a href="#Page_269">269</a>-<a href="#Page_272">272</a>;</li> +<li>charges against, by Henry IV., <a href="#Page_272">272</a>;</li> +<li>deposes him, <a href="#Page_272">272</a>-<a href="#Page_273">273</a>;</li> +<li>meets Henry IV. at Canossa, <a href="#Page_274">274</a>, <a href="#Page_275">275</a>;</li> +<li>absolves him, <a href="#Page_276">276</a>;</li> +<li>project for a crusade, <a href="#Page_283">283</a>.</li> +</ul></li> + +<li>Gregory IX., <a href="#Page_403">403</a>, <a href="#Page_406">406</a>.</li> + +<li>Gregory XI., removes to Rome, <a href="#Page_389">389</a>; +<ul class="none"> +<li>bull concerning Lollards, <a href="#Page_475">475</a>.</li> +</ul></li> + +<li>Gregory XII., abdicates papacy, <a href="#Page_391">391</a>.</li> + +<li>Grimbald, brought from Gaul by Alfred, <a href="#Page_190">190</a>.</li> + +<li>Guienne, English and French dispute possession of, <a href="#Page_419">419</a>.</li> + +<li>Guiscard, Roger, <a href="#Page_341">341</a>.</li> + +<li>Guthrum, peace of Alfred and, <a href="#Page_185">185</a>; +<ul class="none"> +<li>becomes a Christian, <a href="#Page_185">185</a>.</li> +</ul></li> + +<li class="idx">Hadrian, I., <a href="#Page_111">111</a>, <a href="#Page_130">130</a>.</li> + +<li>Hamburg, pillaged by the Slavs, <a href="#Page_331">331</a>; +<ul class="none"> +<li>bishop of, grants charter for a colony, <a href="#Page_331">331</a>-<a href="#Page_333">333</a>.</li> +</ul></li> + +<li>Hanseatic League, <a href="#Page_334">334</a>.</li> + +<li>Harold Hardrada, defeated at Stamford Bridge, <a href="#Page_234">234</a>.</li> + +<li>Harold, son of Godwin, chosen king of England, <a href="#Page_234">234</a>; +<ul class="none"> +<li>position disputed by William the Conqueror, <a href="#Page_234">234</a>;</li> +<li>defeats Harold Hardrada, <a href="#Page_234">234</a>;</li> +<li>takes station at Hastings, <a href="#Page_234">234</a>;</li> +<li>valor and death, <a href="#Page_237">237</a>.</li> +</ul></li> + +<li>Hastings, English take position at, <a href="#Page_234">234</a>; +<ul class="none"> +<li>they prepare for battle, <a href="#Page_235">235</a>;</li> +<li>the Normans prepare, <a href="#Page_236">236</a>;</li> +<li>William's strategem, <a href="#Page_236">236</a>-<a href="#Page_237">237</a>.</li> +</ul></li> + +<li>Heidelberg, University of, founded, <a href="#Page_345">345</a>; +<ul class="none"> +<li>charter of, <a href="#Page_345">345</a>-<a href="#Page_350">350</a>;</li> +<li>modelled on University of Paris, <a href="#Page_346">346</a>; +<span class="pagenum"><a name="Page_491" id="Page_491">491</a></span></li> +<li>internal government, <a href="#Page_347">347</a>-<a href="#Page_348">348</a>;</li> +<li>jurisdiction of bishop of Worms, <a href="#Page_348">348</a>;</li> +<li>exemptions enjoyed by students, <a href="#Page_349">349</a>;</li> +<li>rates for lodgings, <a href="#Page_350">350</a>.</li> +</ul></li> + +<li>Hell, portrayed in the Koran, <a href="#Page_103">103</a>-<a href="#Page_104">104</a>.</li> + +<li>Hengist, legendary leader of Saxons, <a href="#Page_71">71</a>; +<ul class="none"> +<li>ancestry, <a href="#Page_71">71</a>.</li> +</ul></li> + +<li>Henry of Champagne, grants fief to bishop of Beauvais, <a href="#Page_215">215</a>.</li> + +<li>Henry I. of England, charter of, <a href="#Page_298">298</a>, <a href="#Page_304">304</a>, <a href="#Page_306">306</a>.</li> + +<li>Henry III. of England, concludes treaty of Paris with St. Louis, <a href="#Page_322">322</a>.</li> + +<li>Henry V. of England, in Hundred Years' War, <a href="#Page_440">440</a>; +<ul class="none"> +<li>marries daughter of Charles VI., <a href="#Page_441">441</a>;</li> +<li>awarded French crown by treaty of Troyes, <a href="#Page_443">443</a>.</li> +</ul></li> + +<li>Henry I. of Germany, movement against the Slavs, <a href="#Page_331">331</a>.</li> + +<li>Henry III. of Germany, <a href="#Page_273">273</a>.</li> + +<li>Henry IV. of Germany, controversy opens with Gregory VII., <a href="#Page_264">264</a>; +<ul class="none"> +<li>wins battle on the Unstrutt, <a href="#Page_265">265</a>;</li> +<li>letter of Gregory VII. to, <a href="#Page_265">265</a>-<a href="#Page_269">269</a>;</li> +<li>exhorted to confess and repent sins, <a href="#Page_266">266</a>, <a href="#Page_268">268</a>;</li> +<li>reply to letter of Gregory VII., <a href="#Page_269">269</a>-<a href="#Page_272">272</a>;</li> +<li>rejects papal claim to temporal supremacy, <a href="#Page_270">270</a>;</li> +<li>excommunicated by Gregory VII., <a href="#Page_272">272</a>;</li> +<li>deposed by him, <a href="#Page_272">272</a>-<a href="#Page_273">273</a>;</li> +<li>penance at Canossa, <a href="#Page_273">273</a>-<a href="#Page_277">277</a>;</li> +<li>oath of, <a href="#Page_277">277</a>-<a href="#Page_278">278</a>.</li> +</ul></li> + +<li>Henry V. of Germany, succeeds Henry IV., <a href="#Page_278">278</a>; +<ul class="none"> +<li>his spirit of independence, <a href="#Page_278">278</a>;</li> +<li>invasion of Italy, <a href="#Page_278">278</a>;</li> +<li>compact with Paschal II., <a href="#Page_278">278</a>;</li> +<li>party to Concordat of Worms, <a href="#Page_279">279</a>-<a href="#Page_281">281</a>.</li> +</ul></li> + +<li>Henry VI. of Germany, <a href="#Page_400">400</a>, <a href="#Page_402">402</a>.</li> + +<li>Henry VII. of Germany, <a href="#Page_433">433</a>.</li> + +<li>Hermaneric, king of the Ostrogoths, <a href="#Page_33">33</a>.</li> + +<li>Hide, a land measure, <a href="#Page_242">242</a>.</li> + +<li>Hildebrand (see <a href="#Gregory_VII">Gregory VII</a>.).</li> + +<li>Hincmar, archbishop of Rheims, <a href="#Page_165">165</a>; +<ul class="none"> +<li>description of ordeal by cold water, <a href="#Page_200">200</a>-<a href="#Page_201">201</a>.</li> +</ul></li> + +<li>Hippo, St. Augustine bishop of, <a href="#Page_112">112</a>.</li> + +<li><i>Historia Ecclesiastica Gentis Anglorum</i> (by the Venerable Bede), scope and character, <a href="#Page_68">68</a>; +<ul class="none"> +<li>quoted, <a href="#Page_69">69</a>-<a href="#Page_72">72</a>, <a href="#Page_73">73</a>-<a href="#Page_77">77</a>;</li> +<li>translation of, <a href="#Page_69">69</a>.</li> +</ul></li> + +<li><i>Historia Ecclesiastica Francorum</i> (by Gregory of Tours), scope and character, <a href="#Page_48">48</a>-<a href="#Page_49">49</a>; +<ul class="none"> +<li>quoted, <a href="#Page_50">50</a>-<a href="#Page_59">59</a>.</li> +</ul></li> + +<li><i>Historia Francorum qui ceperunt Jerusalem</i> (by Raimond of Agiles), quoted, <a href="#Page_201">201</a>-<a href="#Page_202">202</a>.</li> + +<li><i>Historia Iherosolimitana</i> (by Robert the Monk), quoted, <a href="#Page_284">284</a>-<a href="#Page_288">288</a>.</li> + +<li><i>Historia Iherosolimitana</i> (by Fulcher of Chartres), quoted, <a href="#Page_290">290</a>-<a href="#Page_291">291</a>.</li> + +<li><i>Historiarum Libri IV.</i> (by Nithardus), scope, <a href="#Page_151">151</a>; +<ul class="none"> +<li>quoted, <a href="#Page_151">151</a>-<a href="#Page_154">154</a>.</li> +</ul></li> + +<li><i>Historiarum Libri IV.</i> (by Richer), scope, <a href="#Page_178">178</a>; +<ul class="none"> +<li>quoted, <a href="#Page_178">178</a>-<a href="#Page_180">180</a>.</li> +</ul></li> + +<li><i>Histoire de Saint Louis</i> (by Joinville), character, <a href="#Page_312">312</a>; +<ul class="none"> +<li>quoted, <a href="#Page_313">313</a>-<a href="#Page_324">324</a>.</li> +</ul></li> + +<li>Hollanders, receive charter from bishop of Hamburg, <a href="#Page_332">332</a>-<a href="#Page_333">333</a>; +<ul class="none"> +<li>fiscal obligations, <a href="#Page_332">332</a>;</li> +<li>judicial immunity, <a href="#Page_333">333</a>.</li> +</ul></li> + +<li><a name="Holy_Roman_Empire" id="Holy_Roman_Empire"></a>Holy Roman Empire, coronation of Charlemagne, <a href="#Page_130">130</a>-<a href="#Page_134">134</a>; +<ul class="none"> +<li>character and significance, <a href="#Page_131">131</a>-<a href="#Page_132">132</a>;</li> +<li>difficulty of holding together, <a href="#Page_149">149</a>;</li> +<li>disordered condition in ninth century, <a href="#Page_157">157</a>-<a href="#Page_163">163</a>;</li> +<li>Henry IV.'s position in, <a href="#Page_264">264</a>-<a href="#Page_265">265</a>;</li> +<li>question of lay investiture in, <a href="#Page_265">265</a>-<a href="#Page_281">281</a>;</li> +<li>Henry V., emperor, <a href="#Page_278">278</a>;</li> +<li>Concordat of Worms, <a href="#Page_278">278</a>-<a href="#Page_281">281</a>;</li> +<li>weakening of central authority, <a href="#Page_334">334</a>;</li> +<li>chaotic condition, <a href="#Page_334">334</a>;</li> +<li>rise of municipal leagues, <a href="#Page_334">334</a>;</li> +<li>the Rhine League, <a href="#Page_335">335</a>-<a href="#Page_338">338</a>;</li> +<li>in 12th, <a href="#Page_13">13</a>th, and 14th centuries, <a href="#Page_398">398</a>-<a href="#Page_416">416</a>;</li> +<li>Frederick Barbarossa at head of, <a href="#Page_398">398</a>;</li> +<li>Peace of Constance, <a href="#Page_399">399</a>-<a href="#Page_402">402</a>;</li> +<li>accession of Frederick II., <a href="#Page_403">403</a>; +<span class="pagenum"><a name="Page_492" id="Page_492">492</a></span></li> +<li>II., <a href="#Page_403">403</a>;</li> +<li>Dante's attachment to, <a href="#Page_446">446</a>;</li> +<li>Dante's defense of in <i>De Monarchia</i>, <a href="#Page_452">452</a>-<a href="#Page_462">462</a>.</li> +</ul></li> + +<li>Homage, ceremony of, <a href="#Page_216">216</a>-<a href="#Page_217">217</a>; +<ul class="none"> +<li>a Norman definition of, <a href="#Page_217">217</a>;</li> +<li>rendered to count of Flanders, <a href="#Page_218">218</a>-<a href="#Page_219">219</a>;</li> +<li>ordinance of St. Louis on, <a href="#Page_219">219</a>.</li> +</ul></li> + +<li>Homer, Dante's knowledge of, <a href="#Page_449">449</a>; +<ul class="none"> +<li>Petrarch interested in, <a href="#Page_467">467</a>.</li> +</ul></li> + +<li>Homicide, in the Salic law, <a href="#Page_65">65</a>.</li> + +<li>Honorius III., St. Francis promises allegiance to, <a href="#Page_375">375</a>.</li> + +<li>Horace, alluded to by Petrarch, <a href="#Page_468">468</a>.</li> + +<li>Horsa, legendary leader of Saxons, <a href="#Page_71">71</a>; +<ul class="none"> +<li>death, <a href="#Page_71">71</a>;</li> +<li>ancestry, <a href="#Page_71">71</a>.</li> +</ul></li> + +<li><i>Hôte</i>, defined, <a href="#Page_329">329</a>.</li> + +<li>House of Commons, origin of, <a href="#Page_307">307</a>.</li> + +<li>House of Lords, origin of, <a href="#Page_307">307</a>.</li> + +<li>Hugh Capet, establishes Capetian dynasty, <a href="#Page_177">177</a>; +<ul class="none"> +<li>Adalbero urges election as king, <a href="#Page_178">178</a>-<a href="#Page_180">180</a>;</li> +<li>crowned at Noyon, <a href="#Page_180">180</a>;</li> +<li>extent of dominions, <a href="#Page_180">180</a>.</li> +</ul></li> + +<li>Humanism, rise of, <a href="#Page_445">445</a>; +<ul class="none"> +<li>Petrarch's love of the classics, <a href="#Page_465">465</a>-<a href="#Page_469">469</a>.</li> +</ul></li> + +<li>Humber River, <a href="#Page_71">71</a>, <a href="#Page_74">74</a>, <a href="#Page_191">191</a>.</li> + +<li>Hundred Years' War, causes, <a href="#Page_418">418</a>-<a href="#Page_419">419</a>; +<ul class="none"> +<li>Edward III. and the Flemings, <a href="#Page_421">421</a>-<a href="#Page_424">424</a>;</li> +<li>naval battle of Sluys, <a href="#Page_424">424</a>-<a href="#Page_427">427</a>;</li> +<li>battle of Crécy, <a href="#Page_427">427</a>-<a href="#Page_436">436</a>;</li> +<li>siege and sack of Limoges, <a href="#Page_436">436</a>-<a href="#Page_439">439</a>;</li> +<li>treaty of Bretigny, <a href="#Page_439">439</a>, <a href="#Page_441">441</a>-<a href="#Page_442">442</a>;</li> +<li>treaty of Troyes, <a href="#Page_440">440</a>, <a href="#Page_443">443</a>.</li> +</ul></li> + +<li>Huns, threaten the Goths, <a href="#Page_33">33</a>-<a href="#Page_34">34</a>, <a href="#Page_42">42</a>; +<ul class="none"> +<li>characterized by Claudius Claudianus, <a href="#Page_43">43</a>;</li> +<li>described by Ammianus Marcellinus, <a href="#Page_43">43</a>-<a href="#Page_46">46</a>;</li> +<li>physical appearance, <a href="#Page_44">44</a>;</li> +<li>dress, <a href="#Page_44">44</a>;</li> +<li>mode of fighting, <a href="#Page_45">45</a>;</li> +<li>nomadic character, <a href="#Page_45">45</a>;</li> +<li>greed and quarrelsomeness, <a href="#Page_46">46</a>.</li> +</ul></li> + +<li class="idx">Iacinthus, <a href="#Page_199">199</a>.</li> + +<li><i>Il Convito</i> (by Dante), character of, <a href="#Page_447">447</a>; +<ul class="none"> +<li>quoted, <a href="#Page_447">447</a>-<a href="#Page_452">452</a>.</li> +</ul></li> + +<li>Immunity, in Roman law, <a href="#Page_210">210</a>; +<ul class="none"> +<li>feudal, <a href="#Page_210">210</a>-<a href="#Page_211">211</a>;</li> +<li>formula for grant to bishop, <a href="#Page_211">211</a>-<a href="#Page_212">212</a>;</li> +<li>grant to a monastery confirmed by Charlemagne, <a href="#Page_212">212</a>-<a href="#Page_214">214</a>;</li> +<li>in an East German colony, <a href="#Page_333">333</a>.</li> +</ul></li> + +<li>Incendiarism, in the Salic law, <a href="#Page_63">63</a>; +<ul class="none"> +<li>in the Burgundian law, <a href="#Page_63">63</a>.</li> +</ul></li> + +<li>Ingeborg, wife of Philip Augustus, <a href="#Page_380">380</a>-<a href="#Page_381">381</a>.</li> + +<li>Ingelheim, <a href="#Page_108">108</a>.</li> + +<li>Inghen, Marsilius, rector of University of Heidelberg, <a href="#Page_345">345</a>.</li> + +<li>Inheritance, in the Salic law, <a href="#Page_66">66</a>.</li> + +<li>Innocent III., King John's surrender to, <a href="#Page_297">297</a>; +<ul class="none"> +<li>confirms privileges of University of Paris, <a href="#Page_341">341</a>;</li> +<li>approves work of St. Francis, <a href="#Page_362">362</a>;</li> +<li>lays interdict on France, <a href="#Page_380">380</a>-<a href="#Page_383">383</a>.</li> +</ul></li> + +<li>Innocent IV., <a href="#Page_403">403</a>, <a href="#Page_454">454</a>.</li> + +<li><i>In Rufinum</i> (by Claudius Claudianus), quoted, <a href="#Page_43">43</a>.</li> + +<li>Interdict, nature of, <a href="#Page_380">380</a>; +<ul class="none"> +<li>laid on France, <a href="#Page_380">380</a>-<a href="#Page_383">383</a>.</li> +</ul></li> + +<li>Interregnum, <a href="#Page_334">334</a>; +<ul class="none"> +<li>end of, <a href="#Page_409">409</a>-<a href="#Page_410">410</a>.</li> +</ul></li> + +<li>Investiture, lay, <a href="#Page_261">261</a>; +<ul class="none"> +<li>Henry IV.'s disregard of Gregory VII.'s decrees concerning, <a href="#Page_265">265</a>;</li> +<li>Paschal II.'s decree prohibiting, <a href="#Page_278">278</a>;</li> +<li>agreement of 1111 concerning, <a href="#Page_278">278</a>;</li> +<li>settlement of by Concordat of Worms, <a href="#Page_279">279</a>-<a href="#Page_281">281</a>.</li> +</ul></li> + +<li>Ireland, Christianity in, <a href="#Page_72">72</a>.</li> + +<li>Irene, deposes Constantine VI., <a href="#Page_132">132</a>.</li> + +<li>Irmensaule, destroyed by Charlemagne, <a href="#Page_122">122</a>.</li> + +<li>Irnerius, teacher of law at Bologna, <a href="#Page_340">340</a>.</li> + +<li>Isabella, mother of Edward III., <a href="#Page_418">418</a>-<a href="#Page_419">419</a>; +<ul class="none"> +<li>excluded from French throne, <a href="#Page_420">420</a>.</li> +</ul></li> + +<li>Islam (see <a href="#Koran">Koran</a>, <a href="#Mohammed">Mohammed</a>).</li> + +<li>Italian (language), Dante's defense of, <a href="#Page_446">446</a>-<a href="#Page_452">452</a>.</li> + +<li>Italy, Frederick Barbarossa and communes of, <a href="#Page_398">398</a>-<a href="#Page_399">399</a>. +<span class="pagenum"><a name="Page_493" id="Page_493">493</a></span></li> + +<li class="idx">Jerusalem, captured by Arabs, <a href="#Page_282">282</a>; +<ul class="none"> +<li>by the Seljuk Turks, <a href="#Page_282">282</a>.</li> +</ul></li> + +<li>Jeufosse, Northmen winter at, <a href="#Page_167">167</a>.</li> + +<li>Jocelyn d'Avalon, receives fief from Thiebault of Troyes, <a href="#Page_216">216</a>.</li> + +<li>John, bishop of Ravenna, <a href="#Page_91">91</a>.</li> + +<li>John the Old Saxon, brought from Gaul by Alfred, <a href="#Page_191">191</a>.</li> + +<li>John, of England, character of reign, <a href="#Page_297">297</a>; +<ul class="none"> +<li>conference of magnates in opposition to, <a href="#Page_298">298</a>;</li> +<li>arranges truce with them, <a href="#Page_299">299</a>;</li> +<li>takes the cross, <a href="#Page_300">300</a>;</li> +<li>scorns the demands of the barons, <a href="#Page_301">301</a>;</li> +<li>loses London, <a href="#Page_302">302</a>;</li> +<li>consents to terms of Great Charter, <a href="#Page_303">303</a>.</li> +</ul></li> + +<li>John XXIII., elected pope, <a href="#Page_390">390</a>; +<ul class="none"> +<li>deposed, <a href="#Page_391">391</a>.</li> +</ul></li> + +<li>John, king of Bohemia, <a href="#Page_421">421</a>.</li> + +<li>John II. of France, taken captive at Poitiers, <a href="#Page_439">439</a>; +<ul class="none"> +<li>later career, <a href="#Page_442">442</a>.</li> +</ul></li> + +<li>John the Fearless, duke of Burgundy, <a href="#Page_440">440</a>.</li> + +<li>Joinville, Sire de, sketch of, <a href="#Page_312">312</a>; +<ul class="none"> +<li>biographer of St. Louis, <a href="#Page_312">312</a>.</li> +</ul></li> + +<li>Judith of Bavaria, <a href="#Page_149">149</a>.</li> + +<li>Julian the Apostate, <a href="#Page_271">271</a>.</li> + +<li>Jurats, in Laon, <a href="#Page_328">328</a>.</li> + +<li>Jury, not provided for in Great Charter, <a href="#Page_308">308</a>.</li> + +<li>Justice, among the early Germans, <a href="#Page_22">22</a>; +<ul class="none"> +<li>among the Franks, <a href="#Page_61">61</a>-<a href="#Page_67">67</a>;</li> +<li>among the Saxons, <a href="#Page_121">121</a>-<a href="#Page_123">123</a>;</li> +<li>Charlemagne's provision for in capitulary for the <i>missi</i>, <a href="#Page_138">138</a>-<a href="#Page_139">139</a>;</li> +<li>compurgation, <a href="#Page_196">196</a>;</li> +<li>ordeal, <a href="#Page_196">196</a>-<a href="#Page_197">197</a>;</li> +<li>administration of in the universities, <a href="#Page_342">342</a>, <a href="#Page_344">344</a>, <a href="#Page_349">349</a>.</li> +</ul></li> + +<li>Jutes, settle in Kent, <a href="#Page_70">70</a>.</li> + +<li class="idx">Karlmann, son of Charles Martel, <a href="#Page_105">105</a>.</li> + +<li>Kent, Saxons and Jutes settle in, <a href="#Page_70">70</a>; +<ul class="none"> +<li>Ethelbert, king of, <a href="#Page_72">72</a>, <a href="#Page_74">74</a>.</li> +</ul></li> + +<li>Kingship, among the early Germans, <a href="#Page_26">26</a>.</li> + +<li>Knut VI., king of Denmark, <a href="#Page_380">380</a>.</li> + +<li><a name="Koran" id="Koran"></a>Koran, origin of, <a href="#Page_97">97</a>; +<ul class="none"> +<li>scope and character, <a href="#Page_98">98</a>;</li> +<li>essential teachings, <a href="#Page_98">98</a>;</li> +<li>translation, <a href="#Page_99">99</a>;</li> +<li>quoted, <a href="#Page_99">99</a>-<a href="#Page_104">104</a>;</li> +<li>opening prayer, <a href="#Page_99">99</a>;</li> +<li>unity of God, <a href="#Page_99">99</a>;</li> +<li>the resurrection, <a href="#Page_100">100</a>;</li> +<li>the coming judgment, <a href="#Page_100">100</a>;</li> +<li>reward of the righteous, <a href="#Page_101">101</a>;</li> +<li>fate of the wicked, <a href="#Page_101">101</a>;</li> +<li>pleasures of paradise, <a href="#Page_102">102</a>-<a href="#Page_103">103</a>;</li> +<li>torments of hell, <a href="#Page_103">103</a>-<a href="#Page_104">104</a>.</li> +</ul></li> + +<li>Kutuz, defeats Tartars, <a href="#Page_317">317</a>.</li> + +<li class="idx">La Broyes, Philip VI. at castle of, <a href="#Page_435">435</a>.</li> + +<li>La Ferté-sur-Aube, <a href="#Page_216">216</a>; +<ul class="none"> +<li>St. Bernard at, <a href="#Page_256">256</a>.</li> +</ul></li> + +<li><i>L'Ancienne Coutume de Normandie</i>, quoted, <a href="#Page_217">217</a>, <a href="#Page_222">222</a>-<a href="#Page_223">223</a>, <a href="#Page_224">224</a>-<a href="#Page_225">225</a>.</li> + +<li>Laon, <a href="#Page_171">171</a>; +<ul class="none"> +<li>charter of, <a href="#Page_327">327</a>-<a href="#Page_328">328</a>.</li> +</ul></li> + +<li>Law, character of among the early Germans, <a href="#Page_27">27</a>, <a href="#Page_59">59</a>-<a href="#Page_60">60</a>; +<ul class="none"> +<li>codification under Roman influence, <a href="#Page_60">60</a>;</li> +<li>the Salic code, <a href="#Page_60">60</a>-<a href="#Page_67">67</a>;</li> +<li>of Alfred the Great, <a href="#Page_194">194</a>-<a href="#Page_195">195</a>;</li> +<li>revival of Roman, <a href="#Page_339">339</a>-<a href="#Page_340">340</a>;</li> +<li>study of at University of Bologna, <a href="#Page_340">340</a>.</li> +</ul></li> + +<li>Learning, revival under Charlemagne, <a href="#Page_144">144</a>-<a href="#Page_148">148</a>; +<ul class="none"> +<li>decline after Charlemagne, <a href="#Page_145">145</a>;</li> +<li>Alfred on state of in England, <a href="#Page_191">191</a>-<a href="#Page_194">194</a>;</li> +<li>decadence in England before the Conquest, <a href="#Page_239">239</a>;</li> +<li>revival in thirteenth and fourteenth centuries, <a href="#Page_445">445</a>;</li> +<li>Petrarch's love of the classics, <a href="#Page_465">465</a>-<a href="#Page_469">469</a>.</li> +</ul></li> + +<li><i>Legend of the Three Companions</i>, quoted, <a href="#Page_363">363</a>-<a href="#Page_368">368</a>, <a href="#Page_376">376</a>-<a href="#Page_378">378</a>.</li> + +<li>Legnano, Frederick Barbarossa defeated at, <a href="#Page_399">399</a>.</li> + +<li>Leo I. (the Great), elected pope, <a href="#Page_78">78</a>; +<ul class="none"> +<li>sermon on the Petrine supremacy, <a href="#Page_80">80</a>-<a href="#Page_83">83</a>.</li> +</ul></li> + +<li>Leo III., <a href="#Page_111">111</a>; +<ul class="none"> +<li>driven from Rome, <a href="#Page_130">130</a>;</li> +<li>appeals to Charlemagne, <a href="#Page_130">130</a>;</li> +<li>crowns Charlemagne emperor, <a href="#Page_130">130</a>, <a href="#Page_132">132</a>-<a href="#Page_134">134</a>.</li> +</ul></li> + +<li>Leo IV., <a href="#Page_160">160</a>.</li> + +<li>Leo IX., <a href="#Page_261">261</a>.</li> + +<li>Leo, author of the <i>Mirror of Perfection</i>, <a href="#Page_363">363</a>. +<span class="pagenum"><a name="Page_494" id="Page_494">494</a></span></li> + +<li>Liberal Arts, place in Charlemagne's system of education, <a href="#Page_145">145</a>; +<ul class="none"> +<li>Alfred laments his ignorance of, <a href="#Page_189">189</a>, <a href="#Page_339">339</a>.</li> +</ul></li> + +<li><i>Liber Regulæ Pastoralis</i> (by Pope Gregory I.), nature and value, <a href="#Page_91">91</a>; +<ul class="none"> +<li>translation of, <a href="#Page_91">91</a>;</li> +<li>quoted, <a href="#Page_91">91</a>-<a href="#Page_96">96</a>;</li> +<li>qualities of the ideal pastor, <a href="#Page_91">91</a>-<a href="#Page_93">93</a>, <a href="#Page_96">96</a>;</li> +<li>admonitions for various sorts of people, <a href="#Page_94">94</a>-<a href="#Page_95">95</a>;</li> +<li>translated by Alfred, <a href="#Page_186">186</a>, <a href="#Page_193">193</a>.</li> +</ul></li> + +<li><i>Libri Miraculorum</i> (by Gregory of Tours), quoted, <a href="#Page_198">198</a>-<a href="#Page_200">200</a>.</li> + +<li>Liège, Henry IV. dies at, <a href="#Page_278">278</a>.</li> + +<li>Limoges, siege of by the Black Prince, <a href="#Page_436">436</a>-<a href="#Page_439">439</a>.</li> + +<li>Limousin, <a href="#Page_437">437</a>.</li> + +<li>Lindisfarne, plundered by Danes, <a href="#Page_181">181</a>.</li> + +<li><i>Little Flowers of St. Francis</i>, <a href="#Page_363">363</a>.</li> + +<li>Loire, Clovis and Alaric meet on, <a href="#Page_55">55</a>; +<ul class="none"> +<li>Clovis's campaign beyond, <a href="#Page_55">55</a>-<a href="#Page_56">56</a>;</li> +<li>Northmen on, <a href="#Page_167">167</a>.</li> +</ul></li> + +<li>Lollards, tenets of, <a href="#Page_475">475</a>.</li> + +<li>Lombard League, formation of, <a href="#Page_399">399</a>; +<ul class="none"> +<li>Frederick Barbarossa's war upon, <a href="#Page_399">399</a>;</li> +<li>provisions of Peace of Constance regarding, <a href="#Page_400">400</a>-<a href="#Page_402">402</a>.</li> +</ul></li> + +<li>Lombards, conquered by Charlemagne, <a href="#Page_112">112</a>, <a href="#Page_115">115</a>.</li> + +<li>London, sacked by Danes, <a href="#Page_181">181</a>; +<ul class="none"> +<li>King John at, <a href="#Page_299">299</a>;</li> +<li>army of the barons arrives at, <a href="#Page_302">302</a>;</li> +<li>surrendered to the barons, <a href="#Page_302">302</a>;</li> +<li>treaty of, <a href="#Page_439">439</a>;</li> +<li>Wyclif's doctrines condemned in council at, <a href="#Page_475">475</a>.</li> +</ul></li> + +<li>Lorris, model of franchise towns, <a href="#Page_327">327</a>; +<ul class="none"> +<li>charter of, <a href="#Page_328">328</a>-<a href="#Page_330">330</a>.</li> +</ul></li> + +<li>Lorsch, monastery at, <a href="#Page_106">106</a>; +<ul class="none"> +<li><i>Lesser Annals</i> of, <a href="#Page_106">106</a>.</li> +</ul></li> + +<li>Lothair, Charles and Louis combine against, <a href="#Page_150">150</a>; +<ul class="none"> +<li>defeated at Fontenay, <a href="#Page_150">150</a>;</li> +<li>oaths of Strassburg directed against, <a href="#Page_151">151</a>-<a href="#Page_154">154</a>;</li> +<li>makes overtures for peace, <a href="#Page_154">154</a>;</li> +<li>lands received by treaty of Verdun, <a href="#Page_155">155</a>-<a href="#Page_156">156</a>.</li> +</ul></li> + +<li>Lotharingia, <a href="#Page_155">155</a>.</li> + +<li>Louis the Pious, capitulary on education, <a href="#Page_145">145</a>; +<ul class="none"> +<li>divides the Empire, <a href="#Page_149">149</a>.</li> +</ul></li> + +<li>Louis the German, combines with Charles the Bald against Lothair, <a href="#Page_150">150</a>-<a href="#Page_151">151</a>; +<ul class="none"> +<li>takes oath at Strassburg, <a href="#Page_152">152</a>-<a href="#Page_153">153</a>;</li> +<li>lands received by treaty of Verdun, <a href="#Page_155">155</a>-<a href="#Page_156">156</a>;</li> +<li>advances against the Wends, <a href="#Page_158">158</a>, <a href="#Page_159">159</a>, <a href="#Page_160">160</a>;</li> +<li>expeditions against the Bohemians, <a href="#Page_160">160</a>-<a href="#Page_161">161</a>;</li> +<li>defeats the Northmen, <a href="#Page_166">166</a>.</li> +</ul></li> + +<li>Louis the Stammerer, <a href="#Page_174">174</a>.</li> + +<li>Louis V., last direct Carolingian, <a href="#Page_177">177</a>.</li> + +<li>Louis VI. of France, ratifies charter of Laon, <a href="#Page_327">327</a>.</li> + +<li>Louis VII. of France, <a href="#Page_215">215</a>; +<ul class="none"> +<li>grants charter to Lorris, <a href="#Page_327">327</a>.</li> +</ul></li> + +<li><a name="Louis_IX" id="Louis_IX"></a>Louis IX. of France, early career, <a href="#Page_311">311</a>, <a href="#Page_313">313</a>-<a href="#Page_314">314</a>; +<ul class="none"> +<li>character, <a href="#Page_311">311</a>-<a href="#Page_312">312</a>;</li> +<li>difficulties at beginning of reign, <a href="#Page_314">314</a>;</li> +<li>takes the cross, <a href="#Page_314">314</a>-<a href="#Page_315">315</a>;</li> +<li>emulated by prominent nobles, <a href="#Page_315">315</a>;</li> +<li>in Cyprus, <a href="#Page_316">316</a>;</li> +<li>receives deputation from Khan of Tartary, <a href="#Page_316">316</a>-<a href="#Page_317">317</a>;</li> +<li>arrival in Egypt, <a href="#Page_318">318</a>;</li> +<li>advances on Babylon (Cairo), <a href="#Page_318">318</a>;</li> +<li>operations on the lower Nile, <a href="#Page_318">318</a>-<a href="#Page_322">322</a>;</li> +<li>negotiates treaty of Paris, <a href="#Page_322">322</a>;</li> +<li>personal traits, <a href="#Page_323">323</a>;</li> +<li>methods of dispensing justice, <a href="#Page_323">323</a>-<a href="#Page_324">324</a>.</li> +</ul></li> + +<li>Louis X. of France, <a href="#Page_419">419</a>.</li> + +<li>Louis XI. of France, seeks to revoke Pragmatic Sanction of Bourges, <a href="#Page_394">394</a>.</li> + +<li>Louis IV., Emperor, allied with Edward III., <a href="#Page_421">421</a>.</li> + +<li>Luidhard, <a href="#Page_75">75</a>.</li> + +<li>Luitbert, brings sacred relics to the Freckenhorst, <a href="#Page_163">163</a>.</li> + +<li>Lyons, Council of, Frederick II. excommunicated at, <a href="#Page_407">407</a>.</li> + +<li class="idx">Mâcon, <a href="#Page_248">248</a>.</li> + +<li>Magdeburg, established, <a href="#Page_331">331</a>.</li> + +<li><a name="Magna_Charta" id="Magna_Charta"></a><i>Magna Charta</i>, the winning of, <a href="#Page_298">298</a>-<a href="#Page_303">303</a>; +<ul class="none"> +<li>agreed to at Runnymede, <a href="#Page_303">303</a>;</li> +<li>importance and character, <a href="#Page_303">303</a>-<a href="#Page_304">304</a>; +<span class="pagenum"><a name="Page_495" id="Page_495">495</a></span></li> +<li>translations, <a href="#Page_305">305</a>;</li> +<li>quoted, <a href="#Page_305">305</a>-<a href="#Page_310">310</a>;</li> +<li>liberties of the English church, <a href="#Page_305">305</a>;</li> +<li>rate of reliefs, <a href="#Page_306">306</a>;</li> +<li>aids, <a href="#Page_306">306</a>;</li> +<li>the Great Council, <a href="#Page_307">307</a>;</li> +<li>writ <i>de odio et âtia</i>, <a href="#Page_307">307</a>-<a href="#Page_308">308</a>;</li> +<li>personal liberties and prerogatives, <a href="#Page_308">308</a>;</li> +<li>freedom of commercial intercourse, <a href="#Page_308">308</a>-<a href="#Page_309">309</a>;</li> +<li>means of enforcement, <a href="#Page_309">309</a>.</li> +</ul></li> + +<li><i>Magna Moralia</i>, written by Pope Gregory, <a href="#Page_91">91</a>.</li> + +<li>Mainz, a capital of Rhine League, <a href="#Page_337">337</a>; +<ul class="none"> +<li>archbishop of, to summon electors of the Empire, <a href="#Page_412">412</a>.</li> +</ul></li> + +<li><i>Mallus</i>, character, <a href="#Page_61">61</a>; +<ul class="none"> +<li>summonses to, <a href="#Page_61">61</a>;</li> +<li>complaint to be made before, <a href="#Page_63">63</a>.</li> +</ul></li> + +<li>Manichæus, <a href="#Page_388">388</a>.</li> + +<li>Manzikert, Eastern emperor defeated at, <a href="#Page_282">282</a>.</li> + +<li>Mapes, Walter, <i>Latin Poems</i> attributed to, a source for mediæval students' songs, <a href="#Page_352">352</a>.</li> + +<li>Marcomanni, <a href="#Page_32">32</a>, <a href="#Page_35">35</a>.</li> + +<li>Marriage, of heiresses, right of lord to control, <a href="#Page_224">224</a>-<a href="#Page_225">225</a>.</li> + +<li>Marseilles, St. Louis's companions embark at, <a href="#Page_315">315</a>.</li> + +<li>Marshall, William, surety for King John, <a href="#Page_300">300</a>-<a href="#Page_301">301</a>.</li> + +<li>Martian, <a href="#Page_69">69</a>.</li> + +<li>Martin V., elected pope, <a href="#Page_391">391</a>; +<ul class="none"> +<li>and Council of Siena, <a href="#Page_395">395</a>.</li> +</ul></li> + +<li>Matilda, wife of William the Conqueror, <a href="#Page_234">234</a>.</li> + +<li>Matilda, Countess, ally of Gregory VII., <a href="#Page_274">274</a>.</li> + +<li>Matthew Paris, <a href="#Page_292">292</a>; +<ul class="none"> +<li><i>Greater Chronicle</i> of, quoted, <a href="#Page_405">405</a>-<a href="#Page_409">409</a>.</li> +</ul></li> + +<li>Maurice, <a href="#Page_73">73</a>.</li> + +<li>May-field, character of in Charlemagne's time, <a href="#Page_142">142</a>.</li> + +<li>Mayor of the Palace, rise of, <a href="#Page_105">105</a>; +<ul class="none"> +<li>office made hereditary, <a href="#Page_105">105</a>;</li> +<li>accession of Pepin the Short, <a href="#Page_105">105</a>;</li> +<li>latter becomes king, <a href="#Page_107">107</a>.</li> +</ul></li> + +<li>Merovingians, decadence of, <a href="#Page_105">105</a>-<a href="#Page_106">106</a>; +<ul class="none"> +<li>end with Childeric III., <a href="#Page_105">105</a>.</li> +</ul></li> + +<li>Merovius, ancestor of Clovis, <a href="#Page_50">50</a>.</li> + +<li>Metz, <a href="#Page_154">154</a>; +<ul class="none"> +<li>diet of, <a href="#Page_410">410</a>;</li> +<li>electors of Empire to meet at, <a href="#Page_416">416</a>.</li> +</ul></li> + +<li>Milan, Frederick Barbarossa destroys, <a href="#Page_398">398</a>-<a href="#Page_399">399</a>.</li> + +<li><i>Ministeriales</i>, functions of, <a href="#Page_188">188</a>.</li> + +<li><i>Missaticæ</i>, <a href="#Page_135">135</a>.</li> + +<li><i>Missi dominici</i>, <a href="#Page_123">123</a>; +<ul class="none"> +<li>Charlemagne's capitulary for, <a href="#Page_134">134</a>;</li> +<li>character and functions, <a href="#Page_134">134</a>-<a href="#Page_137">137</a>;</li> +<li>employed by Charles Martel and Pepin the Short, <a href="#Page_135">135</a>;</li> +<li>to promulgate royal decrees, <a href="#Page_141">141</a>;</li> +<li>abuses of, <a href="#Page_175">175</a>-<a href="#Page_176">176</a>;</li> +<li>in ninth century, <a href="#Page_175">175</a>-<a href="#Page_176">176</a>.</li> +</ul></li> + +<li>Mœsia, Visigoths settle in, <a href="#Page_34">34</a>.</li> + +<li><a name="Mohammed" id="Mohammed"></a>Mohammed, sayings comprised in Koran, <a href="#Page_97">97</a>; +<ul class="none"> +<li>principal teachings, <a href="#Page_98">98</a>.</li> +</ul></li> + +<li>Monastery, formula for grant of <i>precarium</i> by, <a href="#Page_209">209</a>-<a href="#Page_210">210</a>; +<ul class="none"> +<li>grant of immunity confirmed to, <a href="#Page_212">212</a>-<a href="#Page_214">214</a>.</li> +</ul></li> + +<li>Monasticism, rise of, <a href="#Page_83">83</a>-<a href="#Page_84">84</a>; +<ul class="none"> +<li>character of in the East and West, <a href="#Page_83">83</a>;</li> +<li>abbey of St. Martin established, <a href="#Page_83">83</a>;</li> +<li>Monte Cassino established by St. Benedict, <a href="#Page_84">84</a>;</li> +<li>the Benedictine rule, <a href="#Page_84">84</a>-<a href="#Page_90">90</a>;</li> +<li>character and functions of the abbot, <a href="#Page_84">84</a>-<a href="#Page_86">86</a>;</li> +<li>prohibition of individual property-holding, <a href="#Page_87">87</a>;</li> +<li>manual labor, <a href="#Page_88">88</a>;</li> +<li>reading and study, <a href="#Page_89">89</a>;</li> +<li>hospitality, <a href="#Page_89">89</a>;</li> +<li>decadence in eighth and ninth centuries, <a href="#Page_245">245</a>;</li> +<li>the Cluniac reform, <a href="#Page_245">245</a>-<a href="#Page_246">246</a>;</li> +<li>St. Bernard's reformation of, <a href="#Page_250">250</a>;</li> +<li>founding of Clairvaux, <a href="#Page_256">256</a>-<a href="#Page_258">258</a>.</li> +</ul></li> + +<li>Monotheism, set forth in the Koran, <a href="#Page_99">99</a>.</li> + +<li>Monte Cassino, monastery founded at, <a href="#Page_84">84</a>; +<ul class="none"> +<li>Karlmann withdraws to, <a href="#Page_105">105</a>.</li> +</ul></li> + +<li>Montlhéri, St. Louis at, <a href="#Page_314">314</a>; +<ul class="none"> +<li>English army at, <a href="#Page_439">439</a>.</li> +</ul></li> + +<li>Mortmain, prohibited by charter of Laon, <a href="#Page_328">328</a>.</li> + +<li>Murder, Charlemagne's legislation on, <a href="#Page_141">141</a>.</li> + +<li class="idx">Nantes, pillaged by Northmen, <a href="#Page_165">165</a>.</li> + +<li>Nazianzus, Gregory, bishop of, <a href="#Page_93">93</a>. +<span class="pagenum"><a name="Page_496" id="Page_496">496</a></span></li> + +<li>Nerva, <a href="#Page_34">34</a>.</li> + +<li>New Forest, of William the Conqueror, <a href="#Page_244">244</a>.</li> + +<li>Nicæa, Council of, <a href="#Page_198">198</a>; +<ul class="none"> +<li>Seljuk Turks established at, <a href="#Page_282">282</a>;</li> +<li>crusaders converge at, <a href="#Page_290">290</a>.</li> +</ul></li> + +<li>Nice, Visigoths advance toward, <a href="#Page_38">38</a>.</li> + +<li>Nicholas II., <a href="#Page_269">269</a>.</li> + +<li>Nile, St. Louis's operations on, <a href="#Page_318">318</a>.</li> + +<li>Nithardus, author of <i>Historiarum Libri IV.</i>, <a href="#Page_151">151</a>; +<ul class="none"> +<li>career, <a href="#Page_151">151</a>.</li> +</ul></li> + +<li>Nogaret, William of, captures Boniface VIII., <a href="#Page_385">385</a>.</li> + +<li>Noménoé, conflicts with Charles the Bald, <a href="#Page_167">167</a>.</li> + +<li>Normans, rapid civilization of, <a href="#Page_233">233</a>; +<ul class="none"> +<li>retain adventuresome disposition, <a href="#Page_233">233</a>;</li> +<li>in battle of Hastings, <a href="#Page_236">236</a>-<a href="#Page_238">238</a>;</li> +<li>described by William of Malmesbury, <a href="#Page_238">238</a>-<a href="#Page_241">241</a>.</li> +</ul></li> + +<li>Normandy, ceded by Charles the Simple to Rollo, <a href="#Page_172">172</a>; +<ul class="none"> +<li>improvement under Norman régime, <a href="#Page_173">173</a>;</li> +<li>William the Bastard becomes duke of, <a href="#Page_233">233</a>-<a href="#Page_234">234</a>;</li> +<li>English and French dispute possession of, <a href="#Page_419">419</a>.</li> +</ul></li> + +<li>Northampton, castle of, besieged by the English barons, <a href="#Page_301">301</a>.</li> + +<li><a name="Northmen" id="Northmen"></a>Northmen, in Frisia and Gaul, <a href="#Page_159">159</a>-<a href="#Page_160">160</a>; +<ul class="none"> +<li>in Frisia and Saxony, <a href="#Page_162">162</a>;</li> +<li>burn church of St. Martin at Tours, <a href="#Page_162">162</a>, <a href="#Page_167">167</a>;</li> +<li>motives of the Norse invasions, <a href="#Page_163">163</a>;</li> +<li>pillage, Nantes, <a href="#Page_165">165</a>;</li> +<li>winter at Rhé, <a href="#Page_165">165</a>;</li> +<li>ascend Garonne, <a href="#Page_166">166</a>;</li> +<li>in Spain, <a href="#Page_166">166</a>;</li> +<li>at Paris, <a href="#Page_166">166</a>;</li> +<li>in Frisia and Brittany, <a href="#Page_166">166</a>;</li> +<li>threaten Orleans, <a href="#Page_167">167</a>;</li> +<li>at Angers, <a href="#Page_167">167</a>;</li> +<li>pillage Orleans, <a href="#Page_167">167</a>;</li> +<li>plunder Pisa, <a href="#Page_168">168</a>;</li> +<li>besiege Paris, <a href="#Page_168">168</a>-<a href="#Page_171">171</a>;</li> +<li>bought off by Charles the Fat, <a href="#Page_171">171</a>;</li> +<li>receive Normandy from Charles the Simple, <a href="#Page_172">172</a>;</li> +<li>become Christians, <a href="#Page_173">173</a>. (See <a href="#Danes">Danes</a>.)</li> +</ul></li> + +<li>Notre Dame, cathedral school of, <a href="#Page_340">340</a>.</li> + +<li>Noyon, Hugh Capet crowned at, <a href="#Page_180">180</a>.</li> + +<li>Nuremberg, diet of, <a href="#Page_410">410</a>.</li> + +<li class="idx">Odo, becomes king of France, <a href="#Page_168">168</a>, <a href="#Page_177">177</a>; +<ul class="none"> +<li>defense of Paris, <a href="#Page_169">169</a>-<a href="#Page_170">170</a>;</li> +<li>mission to Charles the Fat, <a href="#Page_170">170</a>-<a href="#Page_171">171</a>.</li> +</ul></li> + +<li>Odo, bishop of Bayeux, imprisoned by William the Conqueror, <a href="#Page_243">243</a>.</li> + +<li>Oppenheim, convention of, <a href="#Page_274">274</a>.</li> + +<li>Ordeal, nature of, <a href="#Page_197">197</a>; +<ul class="none"> +<li>use among Germanic peoples, <a href="#Page_197">197</a>;</li> +<li>various forms, <a href="#Page_197">197</a>;</li> +<li>an Arian presbyter tested by, <a href="#Page_198">198</a>-<a href="#Page_200">200</a>;</li> +<li>by cold water described, <a href="#Page_200">200</a>-<a href="#Page_201">201</a>;</li> +<li>Peter Bartholomew subjected to by fire, <a href="#Page_201">201</a>-<a href="#Page_202">202</a>.</li> +</ul></li> + +<li>Origen, <a href="#Page_387">387</a>.</li> + +<li>Orleans, threatened by the Northmen, <a href="#Page_167">167</a>; +<ul class="none"> +<li>pillaged by them, <a href="#Page_167">167</a>.</li> +</ul></li> + +<li>Orosius, <a href="#Page_186">186</a>.</li> + +<li>Ostrogoths, fall before the Huns, <a href="#Page_33">33</a>.</li> + +<li>Otger, archbishop of Mainz, <a href="#Page_152">152</a>, <a href="#Page_160">160</a>.</li> + +<li>Otto I. of Germany, <a href="#Page_331">331</a>.</li> + +<li>Otto II. of Germany, loses ground to the Slavs, <a href="#Page_331">331</a>.</li> + +<li>Otto III. of Germany, <a href="#Page_403">403</a>.</li> + +<li>Otto IV. of Germany, <a href="#Page_401">401</a>; +<ul class="none"> +<li>crowned at Rome, <a href="#Page_403">403</a>;</li> +<li>defeated at Bouvines, <a href="#Page_403">403</a>.</li> +</ul></li> + +<li>Oxford, Wyclif educated at, <a href="#Page_474">474</a>; +<ul class="none"> +<li>banishes Lollards, <a href="#Page_475">475</a>.</li> +</ul></li> + +<li class="idx">Paderborn, Frankish assembly at, <a href="#Page_119">119</a>; +<ul class="none"> +<li>Pope Leo III. meets Charlemagne at, <a href="#Page_130">130</a>.</li> +</ul></li> + +<li><i>Pagus</i>, <a href="#Page_25">25</a>.</li> + +<li>Paradise, portrayed in the Koran, <a href="#Page_102">102</a>-<a href="#Page_103">103</a>.</li> + +<li>Palace School, origin of, <a href="#Page_144">144</a>; +<ul class="none"> +<li>enlargement by Charlemagne, <a href="#Page_112">112</a>-<a href="#Page_113">113</a>, <a href="#Page_144">144</a>-<a href="#Page_145">145</a>.</li> +</ul></li> + +<li>Papacy, views on origin of, <a href="#Page_78">78</a>-<a href="#Page_79">79</a>; +<ul class="none"> +<li>reasons for growth, <a href="#Page_78">78</a>-<a href="#Page_79">79</a>;</li> +<li>theory of Petrine supremacy, <a href="#Page_79">79</a>;</li> +<li>Pope Leo's sermon, <a href="#Page_80">80</a>-<a href="#Page_83">83</a>;</li> +<li>Gregory becomes pope, <a href="#Page_73">73</a>, <a href="#Page_90">90</a>;</li> +<li>his literary efforts, <a href="#Page_91">91</a>;</li> +<li>describes functions of secular clergy, <a href="#Page_91">91</a>-<a href="#Page_96">96</a>;</li> +<li>Pope Zacharias sanctions deposition of Merovingian line, <a href="#Page_107">107</a>; +<span class="pagenum"><a name="Page_497" id="Page_497">497</a></span></li> +<li>Pope Leo III. crowns Charlemagne emperor, <a href="#Page_130">130</a>-<a href="#Page_134">134</a>;</li> +<li>Cluny's relations with, <a href="#Page_249">249</a>;</li> +<li>Gregory VII.'s conception of, <a href="#Page_262">262</a>-<a href="#Page_264">264</a>;</li> +<li>Gregory VII.'s claim to authority over temporal princes, <a href="#Page_266">266</a>;</li> +<li>Henry IV.'s rejection of claim of, <a href="#Page_270">270</a>;</li> +<li>Calixtus II. agrees to Concordat of Worms, <a href="#Page_278">278</a>-<a href="#Page_281">281</a>;</li> +<li>relations of friars with, <a href="#Page_361">361</a>;</li> +<li>St. Francis's attitude towards, <a href="#Page_375">375</a>, <a href="#Page_377">377</a>-<a href="#Page_378">378</a>;</li> +<li>and temporal powers in later Middle Ages, <a href="#Page_380">380</a>-<a href="#Page_397">397</a>;</li> +<li>contest of Innocent III. and Philip Augustus, <a href="#Page_380">380</a>-<a href="#Page_383">383</a>;</li> +<li>Boniface VIII.'s bull <i>Unam Sanctam</i>, <a href="#Page_383">383</a>-<a href="#Page_388">388</a>;</li> +<li>Babylonian Captivity, <a href="#Page_383">383</a>, <a href="#Page_389">389</a>;</li> +<li>Great Schism, <a href="#Page_389">389</a>-<a href="#Page_390">390</a>;</li> +<li>declarations of Councils of Pisa and Constance, <a href="#Page_390">390</a>-<a href="#Page_393">393</a>;</li> +<li>provisions of Pragmatic Sanction of Bourges regarding powers of, <a href="#Page_395">395</a>-<a href="#Page_397">397</a>;</li> +<li>conflicts with Frederick II., <a href="#Page_405">405</a>-<a href="#Page_409">409</a>;</li> +<li>Dante enumerates theories in defense of, <a href="#Page_453">453</a>-<a href="#Page_455">455</a>;</li> +<li>defines true position of, <a href="#Page_456">456</a>-<a href="#Page_462">462</a>;</li> +<li>Wyclif's ideas concerning, <a href="#Page_475">475</a>-<a href="#Page_477">477</a>.</li> +</ul></li> + +<li>Paris, Clovis's capital, <a href="#Page_57">57</a>; +<ul class="none"> +<li>his death at, <a href="#Page_59">59</a>;</li> +<li>Northmen at, <a href="#Page_166">166</a>;</li> +<li>Northmen prepare to besiege, <a href="#Page_168">168</a>;</li> +<li>attack upon, <a href="#Page_169">169</a>-<a href="#Page_171">171</a>;</li> +<li>importance of siege, <a href="#Page_171">171</a>;</li> +<li>treaty of (1259), <a href="#Page_322">322</a>;</li> +<li>treaty of (1396), <a href="#Page_439">439</a>.</li> +</ul></li> + +<li>Paris, University of, origin, <a href="#Page_340">340</a>; +<ul class="none"> +<li>privileges granted to students by Philip Augustus, <a href="#Page_341">341</a>, <a href="#Page_343">343</a>-<a href="#Page_345">345</a>;</li> +<li>Heidelberg modelled on, <a href="#Page_346">346</a>;</li> +<li>case of Great Schism laid before, <a href="#Page_390">390</a>;</li> +<li>proposals regarding Schism, <a href="#Page_371">371</a>-<a href="#Page_392">392</a>.</li> +</ul></li> + +<li>Paschal II., accession to papacy, <a href="#Page_278">278</a>; +<ul class="none"> +<li>decree prohibiting lay investiture, <a href="#Page_278">278</a>;</li> +<li>relations with Henry V., <a href="#Page_278">278</a>.</li> +</ul></li> + +<li><i>Patrocinium</i>, a prototype of vassalage, <a href="#Page_204">204</a>.</li> + +<li>Paul the Deacon, in Charlemagne's Palace School, <a href="#Page_144">144</a>.</li> + +<li>Paulinus of Aquileia, in Charlemagne's Palace School, <a href="#Page_144">144</a>.</li> + +<li>Pavia, taken by Charlemagne, <a href="#Page_112">112</a>.</li> + +<li>Peace of God, decreed by Church councils, <a href="#Page_229">229</a>; +<ul class="none"> +<li>decree of Council of Toulouges, <a href="#Page_229">229</a>-<a href="#Page_232">232</a>.</li> +</ul></li> + +<li>Pelagius II., sends Gregory to Constantinople, <a href="#Page_90">90</a>.</li> + +<li>Penalties, in the Salic law, <a href="#Page_62">62</a>-<a href="#Page_65">65</a>; +<ul class="none"> +<li>in Charlemagne's <i>De Partibus Saxoniæ</i>, <a href="#Page_121">121</a>-<a href="#Page_123">123</a>;</li> +<li>in Alfred's legislation, <a href="#Page_194">194</a>-<a href="#Page_195">195</a>;</li> +<li>for violation of an immunity, <a href="#Page_214">214</a>;</li> +<li>for violation of Peace and Truce of God, <a href="#Page_230">230</a>-<a href="#Page_232">232</a>.</li> +</ul></li> + +<li>Pepin the Short, son of Charles Martel, <a href="#Page_105">105</a>; +<ul class="none"> +<li>mayor of the palace, <a href="#Page_105">105</a>;</li> +<li>sends deputation to Pope Zacharias, <a href="#Page_106">106</a>;</li> +<li>crowned by Pope Stephen III., <a href="#Page_106">106</a>;</li> +<li>advised to take title of king, <a href="#Page_107">107</a>;</li> +<li>anointed by Boniface at Soissons, <a href="#Page_107">107</a>.</li> +</ul></li> + +<li>Pepin, grandson of Louis the Pious, <a href="#Page_152">152</a>, <a href="#Page_158">158</a>.</li> + +<li>Peter Bartholomew, subjected to ordeal by fire, <a href="#Page_198">198</a>, <a href="#Page_201">201</a>-<a href="#Page_202">202</a>.</li> + +<li>Peter of Catana, minister-general of Franciscans, <a href="#Page_370">370</a>.</li> + +<li>Peter of Pisa, brought to Charlemagne's court, <a href="#Page_112">112</a>; +<ul class="none"> +<li>in the Palace School, <a href="#Page_144">144</a>.</li> +</ul></li> + +<li>Petrarch, career of, <a href="#Page_462">462</a>-<a href="#Page_463">463</a>; +<ul class="none"> +<li>part in the Renaissance, <a href="#Page_463">463</a>;</li> +<li>writings, <a href="#Page_464">464</a>-<a href="#Page_465">465</a>;</li> +<li>love of the classics, <a href="#Page_465">465</a>-<a href="#Page_469">469</a>;</li> +<li>letter to Posterity, <a href="#Page_469">469</a>-<a href="#Page_473">473</a>.</li> +</ul></li> + +<li>Petrine Supremacy, theory of, <a href="#Page_79">79</a>; +<ul class="none"> +<li>Pope Leo's sermon on, <a href="#Page_80">80</a>-<a href="#Page_83">83</a>;</li> +<li>mediæval acceptance of, <a href="#Page_79">79</a>;</li> +<li>theory of stated by Gregory VII., <a href="#Page_267">267</a>;</li> +<li>allusion to in <i>Unam Sanctam</i>, <a href="#Page_386">386</a>;</li> +<li>Dante's conception of, <a href="#Page_456">456</a>-<a href="#Page_457">457</a>.</li> +</ul></li> + +<li>Pfahlburgers, provision of Rhine League concerning, <a href="#Page_337">337</a>.</li> + +<li>Philip II. (Augustus) of France, privileges granted to students by, <a href="#Page_343">343</a>-<a href="#Page_345">345</a>; +<ul class="none"> +<li>contest with Innocent III., <a href="#Page_380">380</a>-<a href="#Page_383">383</a>; +<span class="pagenum"><a name="Page_498" id="Page_498">498</a></span></li> +<li>imposes Saladin tithe, <a href="#Page_390">390</a>.</li> +</ul></li> + +<li>Philip IV. (the Fair) of France, contest with Boniface VIII., <a href="#Page_383">383</a>-<a href="#Page_385">385</a>; +<ul class="none"> +<li>convenes States General, <a href="#Page_385">385</a>;</li> +<li>sons of, <a href="#Page_419">419</a>.</li> +</ul></li> + +<li>Philip V. of France, <a href="#Page_419">419</a>.</li> + +<li>Philip VI. of France, acquires the Dauphiné, <a href="#Page_395">395</a>; +<ul class="none"> +<li>accession of, <a href="#Page_420">420</a>;</li> +<li>advances with army to Crécy, <a href="#Page_430">430</a>-<a href="#Page_431">431</a>;</li> +<li>defeated at Crécy, <a href="#Page_433">433</a>-<a href="#Page_436">436</a>.</li> +</ul></li> + +<li>Philip of Hohenstaufen, <a href="#Page_402">402</a>-<a href="#Page_403">403</a>.</li> + +<li>Philip the Bold, duke of Burgundy, <a href="#Page_440">440</a>.</li> + +<li>Philip the Good, duke of Burgundy, <a href="#Page_440">440</a>.</li> + +<li>Philippa, wife of Edward III., <a href="#Page_425">425</a>.</li> + +<li>Piacenza, Council of, <a href="#Page_283">283</a>.</li> + +<li>Picts, menace the Britons, <a href="#Page_68">68</a>; +<ul class="none"> +<li>Saxons called in against, <a href="#Page_69">69</a></li> +<li>Saxons ally with, <a href="#Page_71">71</a>.</li> +</ul></li> + +<li>Pilgrimages, to Jerusalem, <a href="#Page_282">282</a>-<a href="#Page_283">283</a>.</li> + +<li>Pisa, Council of, convened, <a href="#Page_390">390</a>; +<ul class="none"> +<li>declarations of, <a href="#Page_392">392</a>-<a href="#Page_393">393</a>.</li> +</ul></li> + +<li>Plato, Petrarch loans a volume of, <a href="#Page_469">469</a>.</li> + +<li>Plegmund, archbishop of Canterbury, <a href="#Page_190">190</a>.</li> + +<li>Pliny the Elder, probably used by Tacitus, <a href="#Page_23">23</a>.</li> + +<li>Poitiers, <a href="#Page_55">55</a>, <a href="#Page_56">56</a>; +<ul class="none"> +<li>battle of, <a href="#Page_418">418</a>.</li> +</ul></li> + +<li>Pontus, <a href="#Page_35">35</a>.</li> + +<li>Posidonius of Rhodes, probably used by Tacitus, <a href="#Page_23">23</a>.</li> + +<li>Prague, University of founded, <a href="#Page_345">345</a>.</li> + +<li><i>Precarium</i>, nature of, <a href="#Page_206">206</a>; +<ul class="none"> +<li>prototype of the benefice, <a href="#Page_206">206</a>-<a href="#Page_207">207</a>;</li> +<li>example of grant, <a href="#Page_207">207</a>-<a href="#Page_210">210</a>.</li> +</ul></li> + +<li><i>Principes</i>, among the early Germans, <a href="#Page_27">27</a>-<a href="#Page_28">28</a>; +<ul class="none"> +<li>conduct in battle, <a href="#Page_28">28</a>.</li> +</ul></li> + +<li>Prudence, bishop of Troyes, <a href="#Page_165">165</a>.</li> + +<li class="idx">Quadi, <a href="#Page_35">35</a>.</li> + +<li><i>Quadrivium</i>, <a href="#Page_145">145</a>, <a href="#Page_339">339</a>.</li> + +<li class="idx">Ragnachar, kinsman of Clovis, <a href="#Page_51">51</a>; +<ul class="none"> +<li>slain, <a href="#Page_58">58</a>-<a href="#Page_59">59</a>.</li> +</ul></li> + +<li>Raymond of Agiles, account of ordeal by fire, <a href="#Page_201">201</a>-<a href="#Page_202">202</a>.</li> + +<li>Raymond, count of Toulouse, letter to Arnold Atton, <a href="#Page_227">227</a>-<a href="#Page_228">228</a>.</li> + +<li>Raymond of St. Gilles, <a href="#Page_294">294</a>-<a href="#Page_295">295</a>.</li> + +<li>Ravenna, Dante's death at, <a href="#Page_446">446</a>.</li> + +<li>Reformation, foreshadowings of, <a href="#Page_474">474</a>-<a href="#Page_477">477</a>.</li> + +<li><i>Regalia</i>, in Concordat of Worms, <a href="#Page_279">279</a>-<a href="#Page_280">280</a>; +<ul class="none"> +<li>claimed by Frederick Barbarossa, <a href="#Page_398">398</a>;</li> +<li>grant of to Lombard cities, <a href="#Page_400">400</a>-<a href="#Page_401">401</a>.</li> +</ul></li> + +<li>Relief, defined, <a href="#Page_223">223</a>, <a href="#Page_225">225</a>; +<ul class="none"> +<li>origin, <a href="#Page_225">225</a>-<a href="#Page_226">226</a>;</li> +<li>examples, <a href="#Page_226">226</a>;</li> +<li>rate fixed by Great Charter, <a href="#Page_306">306</a>.</li> +</ul></li> + +<li>Religion, of the early Germans, <a href="#Page_21">21</a>; +<ul class="none"> +<li>rise of Mohammedanism, <a href="#Page_97">97</a>-<a href="#Page_104">104</a>;</li> +<li>the Koran quoted, <a href="#Page_99">99</a>-<a href="#Page_104">104</a>;</li> +<li>Charlemagne's zeal for, <a href="#Page_113">113</a>.</li> +</ul></li> + +<li>Remigius, bishop of Rheims, <a href="#Page_54">54</a>.</li> + +<li>Renaissance (Carolingian), conditions preceding, <a href="#Page_144">144</a>; +<ul class="none"> +<li>Charlemagne's part in, <a href="#Page_145">145</a>-<a href="#Page_146">146</a>.</li> +</ul></li> + +<li>Renaissance (Italian), nature of, <a href="#Page_444">444</a>-<a href="#Page_445">445</a>; +<ul class="none"> +<li>career of Dante, <a href="#Page_446">446</a>-<a href="#Page_447">447</a>;</li> +<li>Dante's defense of Italian as literary language, <a href="#Page_446">446</a>-<a href="#Page_452">452</a>;</li> +<li>Dante's conception of the imperial power, <a href="#Page_452">452</a>-<a href="#Page_462">462</a>;</li> +<li>career and writings of Petrarch, <a href="#Page_462">462</a>-<a href="#Page_465">465</a>;</li> +<li>Petrarch's love of the classics, <a href="#Page_465">465</a>-<a href="#Page_469">469</a>;</li> +<li>his letter to Posterity, <a href="#Page_469">469</a>-<a href="#Page_473">473</a>.</li> +</ul></li> + +<li><i>Rerum Gestarum Libri qui Supersunt</i> (by Ammianus Marcellinus), quoted, <a href="#Page_34">34</a>-<a href="#Page_37">37</a>, <a href="#Page_38">38</a>-<a href="#Page_41">41</a>, <a href="#Page_43">43</a>-<a href="#Page_46">46</a>.</li> + +<li><i>Reserve</i>, nature of, <a href="#Page_396">396</a>.</li> + +<li>Resurrection, portrayed in the Koran, <a href="#Page_100">100</a>.</li> + +<li>Rhé, Northmen winter at, <a href="#Page_165">165</a>.</li> + +<li>Rhine, the Roman frontier, <a href="#Page_19">19</a>-<a href="#Page_20">20</a>; +<ul class="none"> +<li>trade in vicinity of, <a href="#Page_30">30</a>, <a href="#Page_32">32</a>.</li> +</ul></li> + +<li>Rhine League, conditions influencing formation, <a href="#Page_334">334</a>; +<ul class="none"> +<li>instituted at Worms, <a href="#Page_335">335</a>;</li> +<li>restrictions imposed on members, <a href="#Page_335">335</a>;</li> +<li>treatment of enemies of, <a href="#Page_335">335</a>-<a href="#Page_336">336</a>;</li> +<li>capitals, <a href="#Page_337">337</a>;</li> +<li>governing body, <a href="#Page_337">337</a>;</li> +<li>military preparations, <a href="#Page_338">338</a>. +<span class="pagenum"><a name="Page_499" id="Page_499">499</a></span></li> +</ul></li> + +<li>Richar, slain by Clovis, <a href="#Page_59">59</a>.</li> + +<li>Richer, author of <i>Four Books of Histories</i>, <a href="#Page_178">178</a>.</li> + +<li>Rivo Torto, St. Francis at, <a href="#Page_369">369</a>.</li> + +<li>Robert I., <a href="#Page_169">169</a>, <a href="#Page_177">177</a>.</li> + +<li>Robert the Strong, <a href="#Page_168">168</a>, <a href="#Page_177">177</a>.</li> + +<li>Robert the Monk, version of Pope Urban's speech, <a href="#Page_283">283</a>-<a href="#Page_288">288</a>.</li> + +<li>Robert of Artois, connection with Hundred Years' War, <a href="#Page_423">423</a>.</li> + +<li>Robertians, <a href="#Page_168">168</a>; +<ul class="none"> +<li>rivalry with Carolingians, <a href="#Page_177">177</a>.</li> +</ul></li> + +<li>Roger de Hoveden, <a href="#Page_292">292</a>.</li> + +<li>Roger of Wendover, account of the winning of the Great Charter, <a href="#Page_298">298</a>-<a href="#Page_303">303</a>, <a href="#Page_404">404</a>.</li> + +<li>Roland, Song of, <a href="#Page_236">236</a>.</li> + +<li>Rollo, receives Normandy from Charles the Simple, <a href="#Page_172">172</a>; +<ul class="none"> +<li>baptized, <a href="#Page_172">172</a>;</li> +<li>improvement of Normandy, <a href="#Page_173">173</a>.</li> +</ul></li> + +<li>Romans, conquest of Gaul by, <a href="#Page_19">19</a>; +<ul class="none"> +<li>travelers and traders in Germany, <a href="#Page_23">23</a>, <a href="#Page_32">32</a>;</li> +<li>defeat of Varus, <a href="#Page_32">32</a>;</li> +<li>put on the defensive, <a href="#Page_32">32</a>;</li> +<li>early contact with the Germans, <a href="#Page_32">32</a>-<a href="#Page_33">33</a>;</li> +<li>alarmed by reports of Gothic restlessness, <a href="#Page_35">35</a>;</li> +<li>mistreat the Visigoths, <a href="#Page_37">37</a>;</li> +<li>defeated at Adrianople, <a href="#Page_39">39</a>-<a href="#Page_41">41</a>;</li> +<li>withdraw garrisons from Britain, <a href="#Page_68">68</a>.</li> +</ul></li> + +<li>Roman Empire, filtration of Germans into, <a href="#Page_33">33</a>; +<ul class="none"> +<li>efforts to enlarge to the northward, <a href="#Page_19">19</a>, <a href="#Page_32">32</a>;</li> +<li>Visigoths desire to enter, <a href="#Page_34">34</a>;</li> +<li>Visigoths settle in, <a href="#Page_36">36</a>-<a href="#Page_37">37</a>;</li> +<li>relation of Charlemagne's empire to, <a href="#Page_131">131</a>-<a href="#Page_132">132</a>.</li> +</ul></li> + +<li>Romanus Diogenes, defeated at Manzikert, <a href="#Page_282">282</a>.</li> + +<li>Rome, development of papacy at, <a href="#Page_78">78</a>-<a href="#Page_79">79</a>; +<ul class="none"> +<li>Pepin the Short sends deputation to, <a href="#Page_106">106</a>;</li> +<li>Charlemagne's visits to, <a href="#Page_111">111</a>, <a href="#Page_114">114</a>;</li> +<li>Charlemagne crowned at, <a href="#Page_130">130</a>, <a href="#Page_132">132</a>-<a href="#Page_134">134</a>;</li> +<li>plundered by the Saracens, <a href="#Page_160">160</a>.</li> +</ul></li> + +<li>Romulus Augustulus, <a href="#Page_131">131</a>.</li> + +<li>Roncesvalles, Count Roland slain at, <a href="#Page_236">236</a>.</li> + +<li>Rorik, leader of Northmen, <a href="#Page_161">161</a>.</li> + +<li>Rouen, Odo, bishop of Bayeux, imprisoned at, <a href="#Page_243">243</a>.</li> + +<li>Rudolph I., of Hapsburg, elected emperor, <a href="#Page_409">409</a>.</li> + +<li><i>Rudolfi Fuldensis Annales</i>, quoted, <a href="#Page_156">156</a>.</li> + +<li>Rufinus, companion of St. Francis, <a href="#Page_363">363</a>.</li> + +<li>Rule, of St. Francis, drawn up, <a href="#Page_373">373</a>-<a href="#Page_374">374</a>; +<ul class="none"> +<li>quoted, <a href="#Page_375">375</a>-<a href="#Page_376">376</a>.</li> +</ul></li> + +<li>Runnymede, Great Charter promulgated at, <a href="#Page_303">303</a>.</li> + +<li>Rupert I., founds University of Heidelberg, <a href="#Page_345">345</a>.</li> + +<li class="idx"><i>Sacrosancta</i>, decree of, <a href="#Page_391">391</a>.</li> + +<li>St. Albans, <a href="#Page_298">298</a>.</li> + +<li>St. Andrew, monastery of, established, <a href="#Page_90">90</a>.</li> + +<li>St. Augustine, author of <i>De Civitate Dei</i>, <a href="#Page_111">111</a>.</li> + +<li>St. Benedict, career of, <a href="#Page_84">84</a>; +<ul class="none"> +<li>service to European monasticism, <a href="#Page_84">84</a>;</li> +<li>Rule of, <a href="#Page_84">84</a>-<a href="#Page_90">90</a>.</li> +</ul></li> + +<li>St. Bernard, times of, <a href="#Page_250">250</a>; +<ul class="none"> +<li>founds Clairvaux, <a href="#Page_250">250</a>;</li> +<li>biography of, <a href="#Page_251">251</a>;</li> +<li>birth and parentage, <a href="#Page_251">251</a>;</li> +<li>early traits, <a href="#Page_252">252</a>;</li> +<li>decides to become a monk, <a href="#Page_252">252</a>-<a href="#Page_253">253</a>;</li> +<li>at Châtillon, <a href="#Page_254">254</a>;</li> +<li>enters Cîteaux,254</li> +<li>obtains ability to reap, <a href="#Page_255">255</a>;</li> +<li>piety and knowledge of Scriptures, <a href="#Page_255">255</a>-<a href="#Page_256">256</a>;</li> +<li>goes forth from Cîteaux, <a href="#Page_256">256</a>;</li> +<li>founds monastery at Clairvaux, <a href="#Page_256">256</a>-<a href="#Page_257">257</a>.</li> +</ul></li> + +<li>St. Bonaventura, author of official life of St. Francis, <a href="#Page_363">363</a>.</li> + +<li>Saint-Clair-sur-Epte, treaty of, <a href="#Page_172">172</a>.</li> + +<li>St. David, <a href="#Page_181">181</a>.</li> + +<li>St. Dionysius, <a href="#Page_387">387</a>.</li> + +<li>St. Dominic, founder of Dominican order, <a href="#Page_360">360</a>.</li> + +<li>St. Edmund's, magnates of England assemble at, <a href="#Page_298">298</a>.</li> + +<li>St. Francis, early career, <a href="#Page_362">362</a>; +<ul class="none"> +<li>sources of information on, <a href="#Page_362">362</a>; +<span class="pagenum"><a name="Page_500" id="Page_500">500</a></span></li> +<li>youthful follies, <a href="#Page_364">364</a>;</li> +<li>redeeming qualities, <a href="#Page_364">364</a>;</li> +<li>change in manner of life, <a href="#Page_365">365</a>-<a href="#Page_366">366</a>;</li> +<li>zeal in charity, <a href="#Page_366">366</a>-<a href="#Page_367">367</a>;</li> +<li>begs alms at Rome, <a href="#Page_367">367</a>;</li> +<li>overcomes aversion to lepers, <a href="#Page_368">368</a>;</li> +<li>refuses to dwell in an adorned cell, <a href="#Page_369">369</a>;</li> +<li>humiliates himself publicly, <a href="#Page_370">370</a>-<a href="#Page_371">371</a>;</li> +<li>love for the larks, <a href="#Page_371">371</a>-<a href="#Page_372">372</a>;</li> +<li>regard for all created things, <a href="#Page_372">372</a>-<a href="#Page_373">373</a>;</li> +<li>draws up his Rule, <a href="#Page_373">373</a>-<a href="#Page_374">374</a>;</li> +<li>the Rule quoted, <a href="#Page_375">375</a>;</li> +<li>the will of, <a href="#Page_376">376</a>-<a href="#Page_378">378</a>;</li> +<li>attitude toward the existing Church, <a href="#Page_375">375</a>, <a href="#Page_377">377</a>-<a href="#Page_378">378</a>;</li> +<li>enjoins poverty and labor, <a href="#Page_377">377</a>-<a href="#Page_379">379</a>.</li> +</ul></li> + +<li>St. Germain des Prés, <a href="#Page_165">165</a>, <a href="#Page_169">169</a>.</li> + +<li>St. Hilary, bishop of Poitiers, <a href="#Page_56">56</a>.</li> + +<li>St. Jerome, translation of Scriptures, <a href="#Page_193">193</a>; +<ul class="none"> +<li>cited by Petrarch, <a href="#Page_468">468</a>.</li> +</ul></li> + +<li>St. Louis (see <a href="#Louis_IX">Louis IX</a>.).</li> + +<li>St. Marcellus, Church of, <a href="#Page_212">212</a>.</li> + +<li>St. Martin (of Tours), career of, <a href="#Page_48">48</a>; +<ul class="none"> +<li>shrine of visited by pilgrims, <a href="#Page_48">48</a>;</li> +<li>Clovis's respect for, <a href="#Page_55">55</a>, <a href="#Page_57">57</a>;</li> +<li>church at Canterbury dedicated to, <a href="#Page_77">77</a>;</li> +<li>monastery at Tours dedicated to, <a href="#Page_83">83</a>;</li> +<li>church of burned by Northmen, <a href="#Page_162">162</a>, <a href="#Page_167">167</a>.</li> +</ul></li> + +<li>St. Peter, Christ's commission to, <a href="#Page_79">79</a>, <a href="#Page_81">81</a>.</li> + +<li>St. Peter, Church of, Charlemagne's gifts to, <a href="#Page_114">114</a>; +<ul class="none"> +<li>Charlemagne crowned in, <a href="#Page_133">133</a>;</li> +<li>fortified, <a href="#Page_161">161</a>.</li> +</ul></li> + +<li>St. Quentin, Fulrad abbot of, <a href="#Page_142">142</a>; +<ul class="none"> +<li>Dudo, dean of, <a href="#Page_165">165</a>.</li> +</ul></li> + +<li>Savigny, granted as fief to bishop of Beauvais, <a href="#Page_215">215</a>.</li> + +<li>Saisset, Bernard, offends Philip the Fair, <a href="#Page_384">384</a>.</li> + +<li>Salerno, University of, <a href="#Page_341">341</a>.</li> + +<li>Salic law, cited, <a href="#Page_25">25</a>; +<ul class="none"> +<li>date, <a href="#Page_60">60</a>;</li> +<li>character, <a href="#Page_60">60</a>;</li> +<li>editions and translation, <a href="#Page_61">61</a>;</li> +<li>monetary system in, <a href="#Page_61">61</a>;</li> +<li>summonses to meetings of the local courts, <a href="#Page_61">61</a>;</li> +<li>theft, <a href="#Page_62">62</a>;</li> +<li>robbery with assault, <a href="#Page_63">63</a>;</li> +<li>incendiarism, <a href="#Page_63">63</a>;</li> +<li>deeds of violence, <a href="#Page_63">63</a>;</li> +<li>use of poison or witchcraft, <a href="#Page_64">64</a>;</li> +<li>slander, <a href="#Page_64">64</a>;</li> +<li>trespass, <a href="#Page_65">65</a>;</li> +<li>homicide, <a href="#Page_65">65</a>;</li> +<li>right of migration, <a href="#Page_66">66</a>;</li> +<li>debt, <a href="#Page_66">66</a>;</li> +<li>inheritance, <a href="#Page_66">66</a>-<a href="#Page_67">67</a>;</li> +<li>wergeld, <a href="#Page_67">67</a>.</li> +</ul></li> + +<li>Saracens, plunder Rome, <a href="#Page_160">160</a>; +<ul class="none"> +<li>Italian league against, <a href="#Page_160">160</a>;</li> +<li>renew devastation, <a href="#Page_161">161</a>;</li> +<li>in possession of the Holy Land, <a href="#Page_282">282</a>;</li> +<li>combats with crusaders, <a href="#Page_292">292</a>-<a href="#Page_296">296</a>;</li> +<li>project to turn the Tartars against, <a href="#Page_317">317</a>;</li> +<li>operations against St. Louis, <a href="#Page_318">318</a>-<a href="#Page_322">322</a>;</li> +<li>Frederick II. accused of friendly relations with, <a href="#Page_405">405</a>-<a href="#Page_407">407</a>.</li> +</ul></li> + +<li>Saxon Chronicle, quoted, <a href="#Page_241">241</a>-<a href="#Page_244">244</a>.</li> + +<li>Saxons, conquer Britain while yet pagans, <a href="#Page_49">49</a>; +<ul class="none"> +<li>infest British coasts, <a href="#Page_68">68</a>;</li> +<li>appear at Thanet, <a href="#Page_69">69</a>;</li> +<li>called in by Britons, <a href="#Page_69">69</a>;</li> +<li>settlement in Britain, <a href="#Page_70">70</a>;</li> +<li>ally with Picts, <a href="#Page_71">71</a>;</li> +<li>conquest of Britain, <a href="#Page_71">71</a>-<a href="#Page_72">72</a>;</li> +<li>pagan character, <a href="#Page_72">72</a>;</li> +<li>Christianization begun, <a href="#Page_73">73</a>-<a href="#Page_77">77</a>;</li> +<li>in Charlemagne's day, <a href="#Page_115">115</a>-<a href="#Page_117">117</a>;</li> +<li>problem of conquest, <a href="#Page_115">115</a>-<a href="#Page_116">116</a>;</li> +<li>lack of natural frontier, <a href="#Page_117">117</a>;</li> +<li>faithlessness, <a href="#Page_117">117</a>;</li> +<li>transplanted in part to Gaul, <a href="#Page_117">117</a>;</li> +<li>Charlemagne's peace with, <a href="#Page_118">118</a>;</li> +<li>massacre at Verden, <a href="#Page_117">117</a>;</li> +<li>formula for acceptance of Christianity, <a href="#Page_118">118</a>;</li> +<li>Charlemagne's capitularies concerning, <a href="#Page_118">118</a>-<a href="#Page_123">123</a>;</li> +<li>provisions for establishment of Christianity among, <a href="#Page_120">120</a>-<a href="#Page_122">122</a>;</li> +<li>penalties for persistence in paganism, <a href="#Page_122">122</a>;</li> +<li>fugitive criminals, <a href="#Page_123">123</a>;</li> +<li>public assemblies, <a href="#Page_123">123</a>.</li> +</ul></li> + +<li>Scheldt River, <a href="#Page_58">58</a>.</li> + +<li>Schism, Great, origin, <a href="#Page_389">389</a>-<a href="#Page_390">390</a>; +<ul class="none"> +<li>plans of University of Paris to end, <a href="#Page_391">391</a>-<a href="#Page_392">392</a>;</li> +<li>Councils of Pisa and Constance, <a href="#Page_390">390</a>-<a href="#Page_393">393</a>;</li> +<li>stops proceedings against Wyclif, <a href="#Page_475">475</a>.</li> +</ul></li> + +<li>Schools (see <a href="#Education">Education</a>).</li> + +<li>Scots, menace the Britons, <a href="#Page_68">68</a>; +<ul class="none"> +<li>Saxons called in against, <a href="#Page_69">69</a>.</li> +</ul></li> + +<li>Scutage, increased by King John, <a href="#Page_297">297</a>; +<ul class="none"> +<li>method of raising specified in Great Charter, <a href="#Page_306">306</a>. +<span class="pagenum"><a name="Page_501" id="Page_501">501</a></span></li> +</ul></li> + +<li>Scythia, <a href="#Page_43">43</a>.</li> + +<li>Seine, Northmen on, <a href="#Page_166">166</a>, <a href="#Page_168">168</a>.</li> + +<li>Seligenstadt, Einhard at, <a href="#Page_109">109</a>.</li> + +<li>Selwood, Alfred at, <a href="#Page_184">184</a>.</li> + +<li>Senlis, meeting of Frankish magnates at, <a href="#Page_178">178</a>.</li> + +<li>Sens, given over to Northmen to plunder, <a href="#Page_171">171</a>.</li> + +<li>Septimania, conquered by Childebert, <a href="#Page_57">57</a>.</li> + +<li>Septuagint, <a href="#Page_192">192</a>.</li> + +<li>Serfs, fugitive, <a href="#Page_138">138</a>.</li> + +<li>Sergius II., <a href="#Page_158">158</a>.</li> + +<li>Senlac (see Hastings).</li> + +<li>Siegfred, leads siege of Paris, <a href="#Page_168">168</a>.</li> + +<li>Siena, Council of, <a href="#Page_395">395</a>.</li> + +<li>Sigibert the Lame, slain by son's agents, <a href="#Page_57">57</a>.</li> + +<li>Sigismund, appealed to by John XXIII., <a href="#Page_391">391</a>.</li> + +<li>Simony, <a href="#Page_261">261</a>; +<ul class="none"> +<li>Henry IV.'s councilors condemned for, <a href="#Page_264">264</a>.</li> +</ul></li> + +<li>Slander, in the Salic law, <a href="#Page_64">64</a>.</li> + +<li>Slavery, among the early Germans, <a href="#Page_31">31</a>.</li> + +<li>Slavs, location in Charlemagne's day, <a href="#Page_330">330</a>; +<ul class="none"> +<li>German encroachment upon, <a href="#Page_331">331</a>.</li> +</ul></li> + +<li>Sluys, naval battle of, <a href="#Page_424">424</a>-<a href="#Page_427">427</a>.</li> + +<li>Soana, Hildebrand born at, <a href="#Page_261">261</a>.</li> + +<li>Soissons, capital of Syagrius's kingdom, <a href="#Page_51">51</a>; +<ul class="none"> +<li>Clovis defeats Syagrius at, <a href="#Page_51">51</a>;</li> +<li>episode of the broken vase, <a href="#Page_51">51</a>-<a href="#Page_52">52</a>;</li> +<li>Pepin the Short anointed at, <a href="#Page_107">107</a>;</li> +<li>council at, <a href="#Page_381">381</a>.</li> +</ul></li> + +<li><i>Solidus</i>, value, <a href="#Page_61">61</a>.</li> + +<li>Spain, invaded by Northmen, <a href="#Page_166">166</a>.</li> + +<li>Spanish March, annexed to Charlemagne's kingdom, <a href="#Page_115">115</a>.</li> + +<li><i>Speculum Perfectionis</i> (by Brother Leo), quoted, <a href="#Page_368">368</a>-<a href="#Page_373">373</a>.</li> + +<li>Speyer, Henry IV. flees from, <a href="#Page_274">274</a>.</li> + +<li>Stamford, English barons meet at, <a href="#Page_300">300</a>.</li> + +<li>Stamford Bridge, Harold Hardrada defeated at, <a href="#Page_234">234</a>.</li> + +<li>Stephen, abbot of Cîteaux, <a href="#Page_254">254</a>.</li> + +<li>Stephen III., crowns Pepin the Short, <a href="#Page_106">106</a>.</li> + +<li>Stephen IX., <a href="#Page_261">261</a>.</li> + +<li>Stephen of Blois, sketch of, <a href="#Page_292">292</a>; +<ul class="none"> +<li>letter to his wife, <a href="#Page_292">292</a>-<a href="#Page_296">296</a>;</li> +<li>recounts experiences of crusaders, <a href="#Page_293">293</a>;</li> +<li>describes siege of Antioch, <a href="#Page_293">293</a>-<a href="#Page_296">296</a>.</li> +</ul></li> + +<li>Stephen Langton, archbishop of Canterbury, <a href="#Page_298">298</a>, <a href="#Page_299">299</a>.</li> + +<li>Strassburg, battle of won by Clovis, <a href="#Page_49">49</a>, <a href="#Page_50">50</a>, <a href="#Page_53">53</a>; +<ul class="none"> +<li>results, <a href="#Page_53">53</a>-<a href="#Page_54">54</a>;</li> +<li>oaths of Charles and Louis at, <a href="#Page_150">150</a>, <a href="#Page_152">152</a>-<a href="#Page_154">154</a>;</li> +<li>linguistic and historical significance, <a href="#Page_150">150</a>-<a href="#Page_151">151</a>.</li> +</ul></li> + +<li>Strassfurt, Frankish assembly at, <a href="#Page_142">142</a>.</li> + +<li>Students, privileges granted to by Frederick I., <a href="#Page_341">341</a>-<a href="#Page_343">343</a>; +<ul class="none"> +<li>by Philip Augustus, <a href="#Page_343">343</a>-<a href="#Page_345">345</a>;</li> +<li>itinerant character of, <a href="#Page_351">351</a>-<a href="#Page_352">352</a>;</li> +<li>songs of, <a href="#Page_353">353</a>-<a href="#Page_359">359</a>.</li> +</ul></li> + +<li>Subasio, Mount, St. Francis seeks seclusion at, <a href="#Page_370">370</a>.</li> + +<li>Suetonius, <a href="#Page_34">34</a>; +<ul class="none"> +<li>as model for Einhard, <a href="#Page_109">109</a>.</li> +</ul></li> + +<li>Suevi, described by Cæsar, <a href="#Page_21">21</a>.</li> + +<li>Swanwich, Danes defeated at, <a href="#Page_183">183</a>.</li> + +<li>Syagrius, "king of the Romans," <a href="#Page_50">50</a>-<a href="#Page_51">51</a>; +<ul class="none"> +<li>defeated by Clovis at Soissons, <a href="#Page_51">51</a>;</li> +<li>takes refuge with Alaric, <a href="#Page_51">51</a>;</li> +<li>surrendered and put to death, <a href="#Page_51">51</a>.</li> +</ul></li> + +<li>Sylvester II. (Gerbert), <a href="#Page_283">283</a>.</li> + +<li>Syria, overrun by Arabs, <a href="#Page_282">282</a>; +<ul class="none"> +<li>partially recovered, <a href="#Page_282">282</a>;</li> +<li>conquered by Seljuk Turks, <a href="#Page_282">282</a>;</li> +<li>described by Pope Urban, <a href="#Page_286">286</a>;</li> +<li>crusaders in, <a href="#Page_293">293</a>-<a href="#Page_296">296</a>.</li> +</ul></li> + +<li class="idx">Tacitus, describes the Germans in his <i>Germania</i>, <a href="#Page_23">23</a>-<a href="#Page_31">31</a>; +<ul class="none"> +<li>sources of information, <a href="#Page_23">23</a>;</li> +<li>object in writing, <a href="#Page_23">23</a>-<a href="#Page_24">24</a>.</li> +</ul></li> + +<li>Tartary, Khan of, sends deputation to St. Louis, <a href="#Page_316">316</a>-<a href="#Page_317">317</a>.</li> + +<li>Taxation, not developed among the early Germans, <a href="#Page_29">29</a>.</li> + +<li>Templars, in England, <a href="#Page_299">299</a>; +<ul class="none"> +<li> Turks attack, <a href="#Page_319">319</a>.</li> +</ul></li> + +<li>Tertullian, <a href="#Page_72">72</a>. +<span class="pagenum"><a name="Page_502" id="Page_502">502</a></span></li> + +<li>Tescelin, father of St. Bernard, <a href="#Page_251">251</a>.</li> + +<li>Teutoberg Forest, Varus defeated at, <a href="#Page_32">32</a>.</li> + +<li><i>Teutones</i>, <a href="#Page_32">32</a>.</li> + +<li>Thames, Danes appear on, <a href="#Page_181">181</a>.</li> + +<li>Thanet, Saxons appear at, <a href="#Page_69">69</a>; +<ul class="none"> +<li>conceded to them by Vortigern, <a href="#Page_70">70</a>;</li> +<li>population, <a href="#Page_75">75</a>;</li> +<li>Augustine lands at, <a href="#Page_75">75</a>.</li> +</ul></li> + +<li>Theft, in the Salic law, <a href="#Page_62">62</a>; +<ul class="none"> +<li>Charlemagne's legislation on, <a href="#Page_141">141</a>.</li> +</ul></li> + +<li>Thiebault, count palatine of Troyes, grants fief to Jocelyn d'Avalon, <a href="#Page_216">216</a>.</li> + +<li>Thrace, selected as a haven by the Visigoths, <a href="#Page_35">35</a>; +<ul class="none"> +<li>conceded to them by Valens, <a href="#Page_36">36</a>.</li> +</ul></li> + +<li>Toulouges, Council of, decrees Peace and Truce of God, <a href="#Page_229">229</a>-<a href="#Page_232">232</a>.</li> + +<li>Toulouse, Visigothic capital, <a href="#Page_51">51</a>; +<ul class="none"> +<li>Syagrius takes refuge at, <a href="#Page_51">51</a>.</li> +</ul></li> + +<li>Tours, Gregory, bishop of, <a href="#Page_47">47</a>-<a href="#Page_48">48</a>; +<ul class="none"> +<li>monastery and shrine of St. Martin at, <a href="#Page_48">48</a>;</li> +<li>Alaric and Clovis meet near, <a href="#Page_55">55</a>;</li> +<li>monastery at dedicated to St. Martin, <a href="#Page_83">83</a>;</li> +<li>truce of, <a href="#Page_439">439</a>.</li> +</ul></li> + +<li><a name="Towns" id="Towns"></a>Towns, lack of among the early Germans, <a href="#Page_29">29</a>; +<ul class="none"> +<li>prevalence in Græco-Roman world, <a href="#Page_29">29</a>;</li> +<li>use of in France, <a href="#Page_325">325</a>;</li> +<li>origins of, <a href="#Page_325">325</a>-<a href="#Page_326">326</a>;</li> +<li>classes of, <a href="#Page_326">326</a>-<a href="#Page_327">327</a>;</li> +<li>charter of Laon, <a href="#Page_327">327</a>-<a href="#Page_328">328</a>;</li> +<li>charter of Lorris, <a href="#Page_328">328</a>-<a href="#Page_330">330</a>.</li> +</ul></li> + +<li>Trajan, wars in the Rhine country, <a href="#Page_23">23</a>.</li> + +<li>Trespass, in the Salic law, <a href="#Page_65">65</a>.</li> + +<li>Tribur, conference of German nobles at, <a href="#Page_274">274</a>-<a href="#Page_275">275</a>.</li> + +<li><i>Trivium</i>, <a href="#Page_145">145</a>, <a href="#Page_339">339</a>.</li> + +<li>Troyes, county of, <a href="#Page_215">215</a>.</li> + +<li>Troyes, treaty of, negotiated, <a href="#Page_440">440</a>-<a href="#Page_441">441</a>; +<ul class="none"> +<li>provisions of, <a href="#Page_443">443</a>.</li> +</ul></li> + +<li>Truce of God, decreed by church councils, <a href="#Page_229">229</a>; +<ul class="none"> +<li>decree of Council of Toulouges, <a href="#Page_229">229</a>-<a href="#Page_232">232</a>;</li> +<li>reissued by Council of Clermont, <a href="#Page_286">286</a>.</li> +</ul></li> + +<li>Turks, Seljuk, invasions of, <a href="#Page_282">282</a>; +<ul class="none"> +<li>ravages depicted by Pope Urban, <a href="#Page_285">285</a>;</li> +<li>defeated by crusaders, <a href="#Page_293">293</a>;</li> +<li>attack the Templars, <a href="#Page_318">318</a>;</li> +<li>operations against St. Louis, <a href="#Page_318">318</a>-<a href="#Page_322">322</a>.</li> +</ul></li> + +<li class="idx"><i>Unam Sanctam</i>, issued by Boniface VIII., <a href="#Page_383">383</a>-<a href="#Page_385">385</a>; +<ul class="none"> +<li>quoted, <a href="#Page_385">385</a>-<a href="#Page_388">388</a>.</li> +</ul></li> + +<li>Universities, origins of in Middle Ages, <a href="#Page_339">339</a>; +<ul class="none"> +<li>patronage of by Church and temporal powers, <a href="#Page_340">340</a>;</li> +<li>privileges granted to students by Frederick I., <a href="#Page_341">341</a>-<a href="#Page_343">343</a>;</li> +<li>by Philip Augustus, <a href="#Page_343">343</a>-<a href="#Page_345">345</a>;</li> +<li>rise in Germany, <a href="#Page_345">345</a>;</li> +<li>charter of Heidelberg, <a href="#Page_345">345</a>-<a href="#Page_350">350</a>;</li> +<li>student songs, <a href="#Page_351">351</a>-<a href="#Page_359">359</a>.</li> +</ul></li> + +<li>Unstrutt, Henry IV.'s victory at, <a href="#Page_265">265</a>.</li> + +<li>Urban II., appealed to by Alexius Comnenus, <a href="#Page_283">283</a>; +<ul class="none"> +<li>speech at Clermont, <a href="#Page_283">283</a>-<a href="#Page_288">288</a>;</li> +<li>appeal to the French, <a href="#Page_284">284</a>-<a href="#Page_285">285</a>;</li> +<li>enumerates reasons for a crusade, <a href="#Page_285">285</a>-<a href="#Page_287">287</a>;</li> +<li>results of speech, <a href="#Page_287">287</a>-<a href="#Page_288">288</a>.</li> +</ul></li> + +<li>Urban VI., approves foundation of University of Heidelberg, <a href="#Page_346">346</a>; +<ul class="none"> +<li>elected pope, <a href="#Page_389">389</a>;</li> +<li>Wyclif's letter to, <a href="#Page_475">475</a>-<a href="#Page_477">477</a>.</li> +</ul></li> + +<li class="idx">Valens, Visigoths send embassy to, <a href="#Page_35">35</a>; +<ul class="none"> +<li>flattered into acceding to their request, <a href="#Page_36">36</a>;</li> +<li>seeks to quell Visigothic uprising, <a href="#Page_37">37</a>-<a href="#Page_38">38</a>;</li> +<li>rash resolve to attack, <a href="#Page_38">38</a>;</li> +<li>defeat, <a href="#Page_41">41</a>.</li> +</ul></li> + +<li>Valentinian I., <a href="#Page_35">35</a>.</li> + +<li>Valentinian III., <a href="#Page_69">69</a>.</li> + +<li>Varus, defeated at the Teutoberg Forest, <a href="#Page_32">32</a>.</li> + +<li>Vassalage, origins, <a href="#Page_204">204</a>-<a href="#Page_205">205</a>; +<ul class="none"> +<li>relations with <i>patrocinium</i> and <i>comitatus</i>, <a href="#Page_205">205</a>;</li> +<li>commendation defined, <a href="#Page_205">205</a>;</li> +<li>formula for commendation, <a href="#Page_205">205</a>-<a href="#Page_206">206</a>;</li> +<li>relation to benefice, <a href="#Page_207">207</a>;</li> +<li>obligations of, <a href="#Page_220">220</a>-<a href="#Page_221">221</a>.</li> +</ul></li> + +<li>Vecta, <a href="#Page_71">71</a>.</li> + +<li>Venice, treaty of, <a href="#Page_399">399</a>.</li> + +<li>Verden, massacre of Saxons at, <a href="#Page_117">117</a>. +<span class="pagenum"><a name="Page_503" id="Page_503">503</a></span></li> + +<li>Verdun, treaty of, <a href="#Page_154">154</a>-<a href="#Page_156">156</a>; +<ul class="none"> +<li>territorial division by, <a href="#Page_155">155</a>.</li> +</ul></li> + +<li><i>Vicarius</i>, functions, <a href="#Page_176">176</a>.</li> + +<li>Victgilsus, <a href="#Page_71">71</a>.</li> + +<li>Vienna, University of, founded, <a href="#Page_345">345</a>.</li> + +<li>Villages, among the early Germans, <a href="#Page_30">30</a>.</li> + +<li><i>Villes franches</i>, nature of, <a href="#Page_326">326</a>-<a href="#Page_327">327</a>.</li> + +<li><i>Villes libres</i>, nature of, <a href="#Page_326">326</a>; +<ul class="none"> +<li>Laon as an example, <a href="#Page_327">327</a>-<a href="#Page_328">328</a>.</li> +</ul></li> + +<li>Vincennes, <a href="#Page_323">323</a>.</li> + +<li>Viscount, functions, <a href="#Page_176">176</a>.</li> + +<li>Visigoths, invasion of the Roman Empire described by Ammianus Marcellinus, <a href="#Page_32">32</a>-<a href="#Page_41">41</a>; +<ul class="none"> +<li>receive Dacia from Aurelian, <a href="#Page_33">33</a>;</li> +<li>threatened by the Huns, <a href="#Page_33">33</a>;</li> +<li>select Thrace as a haven, <a href="#Page_35">35</a>;</li> +<li>send embassy to Valens, <a href="#Page_35">35</a>;</li> +<li>receive the desired permission, <a href="#Page_36">36</a>;</li> +<li>cross the Danube, <a href="#Page_36">36</a>-<a href="#Page_37">37</a>;</li> +<li>terms of the settlement, <a href="#Page_37">37</a>;</li> +<li>mistreated by the Romans, <a href="#Page_37">37</a>;</li> +<li>rise in revolt, <a href="#Page_37">37</a>;</li> +<li>Valens resolves to attack, <a href="#Page_38">38</a>;</li> +<li>advance toward Nice, <a href="#Page_38">38</a>;</li> +<li>defeat the Romans at Adrianople, <a href="#Page_39">39</a>-<a href="#Page_41">41</a>;</li> +<li>Alaric, king of, <a href="#Page_51">51</a>, <a href="#Page_54">54</a>-<a href="#Page_55">55</a>;</li> +<li>defeated by Clovis, <a href="#Page_56">56</a>;</li> +<li>Amalaric, king of, retreats to Spain, <a href="#Page_56">56</a>;</li> +<li>new capital at Toledo, <a href="#Page_56">56</a>.</li> +</ul></li> + +<li><i>Vita Caroli Magni</i> (by Einhard), purpose, <a href="#Page_109">109</a>; +<ul class="none"> +<li>value, <a href="#Page_109">109</a>;</li> +<li>translation of, <a href="#Page_109">109</a>, <a href="#Page_116">116</a>;</li> +<li>quoted, <a href="#Page_109">109</a>-<a href="#Page_114">114</a>, <a href="#Page_116">116</a>-<a href="#Page_118">118</a>.</li> +</ul></li> + +<li><i>Vitæ Pontificorum Romanorum</i>, quoted, <a href="#Page_133">133</a>-<a href="#Page_134">134</a>.</li> + +<li>Vortigern, king of the Britons, <a href="#Page_68">68</a>; +<ul class="none"> +<li>invites Saxons into Britain, <a href="#Page_69">69</a>.</li> +</ul></li> + +<li>Vortimer, <a href="#Page_71">71</a>.</li> + +<li>Vulcan, worshipped by the Germans, <a href="#Page_21">21</a>, <a href="#Page_26">26</a>.</li> + +<li>Vouillé, Clovis defeats Alaric at, <a href="#Page_56">56</a>.</li> + +<li>Vulgate, <a href="#Page_193">193</a>; +<ul class="none"> +<li>origin of, <a href="#Page_468">468</a>.</li> +</ul></li> + +<li class="idx">Wager of battle, discouraged by the Church, <a href="#Page_197">197</a>.</li> + +<li>Wales, Christianity in, <a href="#Page_72">72</a>.</li> + +<li>Wardship, nature of, <a href="#Page_224">224</a>; +<ul class="none"> +<li>conditions of prescribed by Norman custom, <a href="#Page_224">224</a>-<a href="#Page_225">225</a>;</li> +<li>conditions of defined in Great Charter, <a href="#Page_306">306</a>.</li> +</ul></li> + +<li>Warfare, of the early Germans, <a href="#Page_22">22</a>, <a href="#Page_25">25</a>-<a href="#Page_26">26</a>, <a href="#Page_28">28</a>-<a href="#Page_29">29</a>; +<ul class="none"> +<li>of the Huns, <a href="#Page_45">45</a>;</li> +<li>prevalence in feudal times, <a href="#Page_228">228</a>-<a href="#Page_229">229</a>;</li> +<li>efforts to restrict, <a href="#Page_229">229</a>;</li> +<li>decline of feudal, <a href="#Page_428">428</a>.</li> +</ul></li> + +<li>Weapons, of the early Germans, <a href="#Page_24">24</a>; +<ul class="none"> +<li>of the Huns, <a href="#Page_45">45</a>.</li> +</ul></li> + +<li>Wedmore, treaty of, <a href="#Page_185">185</a>.</li> + +<li>Wends, <a href="#Page_158">158</a>, <a href="#Page_159">159</a>, <a href="#Page_160">160</a>.</li> + +<li>Werfrith, bishop of Worcester, <a href="#Page_189">189</a>; +<ul class="none"> +<li>Alfred's letter to, <a href="#Page_191">191</a>-<a href="#Page_194">194</a>.</li> +</ul></li> + +<li>Wergeld, <a href="#Page_65">65</a>; +<ul class="none"> +<li>in the Salic law, <a href="#Page_67">67</a>, <a href="#Page_141">141</a>.</li> +</ul></li> + +<li>Werwulf, of Mercia, <a href="#Page_190">190</a>.</li> + +<li>Westminster, William the Conqueror wears crown at, <a href="#Page_242">242</a>.</li> + +<li>Widukind, account of Saxon conquest, <a href="#Page_116">116</a>.</li> + +<li>William of Aquitaine, letter of Fulbert of Chartres to, <a href="#Page_220">220</a>-<a href="#Page_221">221</a>.</li> + +<li>William the Conqueror, power as duke of Normandy, <a href="#Page_233">233</a>; +<ul class="none"> +<li>claims to throne of England, <a href="#Page_234">234</a>;</li> +<li>prepares to invade England, <a href="#Page_234">234</a>;</li> +<li>makes ready for battle, <a href="#Page_236">236</a>;</li> +<li>his strategem at Hastings, <a href="#Page_236">236</a>-<a href="#Page_237">237</a>;</li> +<li>his valor in battle, <a href="#Page_237">237</a>;</li> +<li>his government described in the Saxon Chronicle, <a href="#Page_241">241</a>-<a href="#Page_244">244</a>;</li> +<li>religious zeal, <a href="#Page_242">242</a>;</li> +<li>extent of his authority, <a href="#Page_243">243</a>;</li> +<li>forest laws, <a href="#Page_244">244</a>.</li> +</ul></li> + +<li>William, count of Flanders, homage and fealty to, <a href="#Page_218">218</a>-<a href="#Page_219">219</a>.</li> + +<li>William of Holland, claimant to imperial title, <a href="#Page_334">334</a>.</li> + +<li>William of Jumièges, <a href="#Page_165">165</a>.</li> + +<li>William of Malmesbury, sketch of, <a href="#Page_235">235</a>; +<ul class="none"> +<li>author of <i>Chronicle of the Kings of England</i>, <a href="#Page_235">235</a>, <a href="#Page_288">288</a>.</li> +</ul></li> + +<li>William the Pious, issues charter for monastery at Cluny, <a href="#Page_245">245</a>; +<ul class="none"> +<li>motives for benefaction, <a href="#Page_247">247</a>;</li> +<li>land and other property ceded, <a href="#Page_247">247</a>-<a href="#Page_248">248</a>.</li> +</ul></li> + +<li>William of St. Thierry, biographer of St. Bernard, <a href="#Page_251">251</a>, <a href="#Page_258">258</a>. +<span class="pagenum"><a name="Page_504" id="Page_504">504</a></span></li> + +<li>Wilton, Alfred fights the Danes at, <a href="#Page_182">182</a>.</li> + +<li>Winchester, William the Conqueror wears crown at, <a href="#Page_242">242</a>; +<ul class="none"> +<li>King John holds court at, <a href="#Page_299">299</a>.</li> +</ul></li> + +<li>Witan, <a href="#Page_194">194</a>.</li> + +<li>Witchcraft, in the Salic law, <a href="#Page_64">64</a>.</li> + +<li>Woden, <a href="#Page_26">26</a>, <a href="#Page_49">49</a>, <a href="#Page_50">50</a>, <a href="#Page_71">71</a>, <a href="#Page_72">72</a>, <a href="#Page_119">119</a>, <a href="#Page_197">197</a>.</li> + +<li>Worcester, Werfrith, bishop of, <a href="#Page_189">189</a>.</li> + +<li>Worms, <a href="#Page_154">154</a>; +<ul class="none"> +<li>council at decrees that Gregory VII. should abdicate, <a href="#Page_270">270</a>;</li> +<li>diet at, <a href="#Page_279">279</a>;</li> +<li>Concordat of, <a href="#Page_279">279</a>-<a href="#Page_281">281</a>;</li> +<li>Rhine League formed at, <a href="#Page_335">335</a>;</li> +<li>with Mainz, to be League's capital, <a href="#Page_337">337</a>;</li> +<li>jurisdiction of bishop of over University of Heidelberg, <a href="#Page_348">348</a>, <a href="#Page_350">350</a>.</li> +</ul></li> + +<li>Wyclif, career of, <a href="#Page_474">474</a>-<a href="#Page_475">475</a>.</li> + +<li class="idx">Zacharias, consulted by Pepin the Short, <a href="#Page_106">106</a>; +<ul class="none"> +<li>advises him to take title of king, <a href="#Page_107">107</a>.</li> +</ul></li> + +<li>Zaid, collects sayings of Mohammed, <a href="#Page_97">97</a>.</li> +</ul> + +</div> + +<div class="widead p6"> + +<p class="center b13">ESSENTIALS IN MEDIAEVAL<br /> +AND MODERN HISTORY</p> + +<p class="center">From Charlemagne to the Present Day</p> + +<p class="ad_hang"> +By SAMUEL BANNISTER HARDING, Ph.D., Professor +of European History, Indiana University, in consultation +with ALBERT BUSHNELL HART, LL.D., +Professor of History, Harvard University.</p> + +<p class="center">$1.50</p> + +<hr class="l_ad" /> + +<p>Essentials in Mediaeval History<span class="flright">$1.00</span></p> + +<hr class="l_ad" /> + +<p><span class="dropcap">T</span>he difficulties usually encountered in treating mediaeval +and modern history are here overcome by an easy and +satisfactory method. By this plan Italy, France, Germany, +and England are taken up in turn as each becomes the +central figure on the world's stage. The first part of the book +is devoted to the period previous to the Reformation; the +second to modern history from the Reformation to the French +Revolution; and the remainder to the century and a quarter +since the occurrence of that great event. This arrangement +gives an opportunity to discuss the greatness of England, the +unification of Italy and of Germany, and the present organization +of Europe under control of the concert of powers, on +the same plane as the Crusades, or the Thirty Years' War, or +the age of Louis XIV.</p> + +<p>¶ The three most difficult problems in mediaeval history—the +feudal state, the church, and the rivalry between the empire +and the church—are here discussed with great clearness +and brevity. The central idea of the book is the development +of the principle of national independence in both politics and +religion from the earlier condition of a world empire.</p> + +<p>¶ For the convenience of those wishing a text-book on +Mediaeval History alone, the period from Charlemagne to the +close of the fifteenth century is issued in separate form.</p> + +<hr class="l_ad" /> + +<p class="center b13">AMERICAN BOOK COMPANY</p> + +</div> + +<div class="widead p6"> +<p class="center b13">FISHER'S BRIEF HISTORY OF<br /> +THE NATIONS</p> + +<p class="center">By GEORGE PARK FISHER, LL.D., Emeritus Professor +in Yale University</p> + +<p class="center">$1.50</p> + +<hr class="l_ad" /> + +<p><span class="dropcap">T</span>his is an entirely independent work, written, expressly +to meet the demand for a compact and acceptable text-book +on General History for secondary schools and lower +classes in colleges. Some of the distinctive qualities which will +commend this book to teachers and students are as follows:</p> + +<p>¶ It narrates in fresh, vigorous, and attractive style the most +important facts of history in their due order and connection. +It explains the nature of historical evidence, and records only +well established judgments respecting persons and events. It +delineates the progress of peoples and nations in civilization +as well as the rise and succession of dynasties.</p> + +<p>¶ It connects, in a single chain of narration, events related +to each other in the contemporary history of different nations +and countries. It is written from the standpoint of the +present, and incorporates the latest discoveries of historical +explorers and writers.</p> + +<p>¶ It is illustrated by numerous colored maps, genealogical +tables, and artistic reproductions of architecture, sculpture, +painting, and portraits of celebrated men, representing every +period of the world's history.</p> + +<hr class="l_ad" /> + +<p class="center">FISHER'S OUTLINES OF UNIVERSAL HISTORY</p> + +<p class="center">Revised, $2.40</p> + +<p class="center">Also published in three parts, price, each, $1.00. Part I, Ancient History. +Part II, Mediaeval History. Part III, Modern History.</p> + +<p><span class="dropcap">A</span> new and revised edition of this standard work. Soon after the +publication of the first edition of this history the author was +honored by the University of Edinburgh with the degree of Doctor +of Laws, in recognition of his services in the cause of historical research. +In this edition the book is brought fully up to date in all particulars.</p> + +<hr class="l_ad" /> + +<p class="center b13">AMERICAN BOOK COMPANY</p> + +</div> + +<div class="widead p6"> + +<p class="center b13">ESSENTIALS IN ANCIENT<br /> +HISTORY</p> + +<p class="ad_hang"> +From the Earliest Records to Charlemagne. By ARTHUR +MAYER WOLFSON, Ph.D., First Assistant in History, +DeWitt Clinton High School, New York. In +consultation with ALBERT BUSHNELL HART, +LL.D., Professor of History, Harvard University</p> + +<p class="center">$1.50</p> + +<hr class="l_ad" /> +<p><span class="dropcap">T</span>his volume belongs to the Essentials in History Series, +which follows the plan recommended by the Committee +of Seven, and adopted by the College Entrance Examination +Board, and by the New York State Education Department. +The pedagogic apparatus is amply sufficient for any +secondary school.</p> + +<p>¶ The essentials in ancient history are presented as a unit, +beginning with the earliest civilization in the East, and ending +with the establishment of the Western Empire by Charlemagne. +More attention is paid to civilization than to mere +constitutional development, the latter being brought out in the +narrative, rather than as a series of separate episodes.</p> + +<p>¶ A departure has been made from the time-honored method +of carrying the subject down to the end of Greek political life +before beginning the story of Rome. The history of the two +civilizations is not entirely distinct; hence, it has seemed wise, +after completing the account of the life and work of Alexander, +to tell the story of the beginnings of Rome. Afterwards +the history of the East is resumed, and carried on to the point +where it merges into that of Rome. Should any teacher, +however, prefer the old method of treating the two nations, +he has only to take up Chapters XXIV and XXV before +Chapters XVIII to XXIII. The Roman Empire, a very +important but much neglected period of history, is brought +out in its just proportions, and with reference to the events +which had the greatest influence.</p> + +<hr class="l_ad" /> + +<p class="center b13">AMERICAN BOOK COMPANY</p> + +</div> + +<div class="widead p6"> + +<p class="center b13">ESSENTIALS IN AMERICAN<br /> +HISTORY</p> + +<p class="ad_hang"> +From the Discovery to the Present Day. By ALBERT +BUSHNELL HART, LL.D., Professor of History, +Harvard University</p> + +<p class="center">$1.50</p> +<hr class="l_ad" /> + +<p><span class="dropcap">P</span>rofessor Hart was a member of the Committee +of Seven, and consequently is exceptionally qualified to +supervise the preparation of a series of text-books which +carry out the ideas of that Committee. The needs of secondary +schools, and the entrance requirements to all colleges, +are fully met by the Essentials in History Series.</p> + +<p>¶ This volume reflects in an impressive manner the writer's +broad grasp of the subject, his intimate knowledge of the +relative importance of events, his keen insight into the cause +and effect of each noteworthy occurrence, and his thorough +familiarity with the most helpful pedagogical features—all of +which make the work unusually well suited to students.</p> + +<p>¶ The purpose of the book is to present an adequate description +of all essential things in the upbuilding of the country, +and to supplement this by good illustrations and maps. +Political geography, being the background of all historical +knowledge, is made a special topic, while the development of +government, foreign relations, the diplomatic adjustment of +controversies, and social and economic conditions have been +duly emphasized.</p> + +<p>¶ All sections of the Union, North, East, South, West, and +Far West, have received fair treatment. Much attention is +paid to the causes and results of our various wars, but only the +most significant battles and campaigns have been described. +The book aims to make distinct the character and public +services of some great Americans, brief accounts of whose lives +are given in special sections of the text. Towards the end a +chapter sums up the services of America to mankind.</p> + +<hr class="l_ad" /> +<p class="center b13">AMERICAN BOOK COMPANY</p> + +</div> + +<div class="widead p6"> + +<p class="center b13">ESSENTIALS IN ENGLISH<br /> +HISTORY</p> + +<p class="ad_hang">From the Earliest Records to the Present Day. By ALBERT +PERRY WALKER, A.M., Master in History, English +High School, Boston. In consultation with ALBERT +BUSHNELL HART, LL.D., Professor of History, +Harvard University</p> + +<p class="center">$1.50</p> + +<hr class="l_ad" /> +<p><span class="dropcap">L</span>ike the other volumes of the Essentials in History Series, +this text-book is intended to form a year's work in +secondary schools, following out the recommendation +of the Committee of Seven, and meeting the requirements of +the College Entrance Examination Board, and of the New +York State Education Department. It contains the same +general features, the same pedagogic apparatus, and the same +topical method of treatment. The text is continuous, the +sectional headings being placed in the margin. The maps +and illustrations are worthy of special mention.</p> + +<p>¶ The book is a model of good historical exposition, unusually +clear in expression, logical and coherent in arrangement, +and accurate in statement. The essential facts in the +development of the British Empire are vividly described, and +the relation of cause and effect is clearly brought out.</p> + +<p>¶ The treatment begins with a brief survey of the whole +course of English history, deducing therefrom three general +movements: (1) the fusing of several races into the English +people; (2) the solution by that people of two great +problems: free and democratic home government, and practical, +enlightened government of foreign dependencies; and +(3) the extreme development of two great fields of industry, +commerce and manufacture. The narrative follows the +chronological order, and is full of matter which is as interesting +as it is significant, ending with a masterly summary of +England's contribution to civilization.</p> +<hr class="l_ad" /> + +<p class="center b13">AMERICAN BOOK COMPANY</p> + +</div> + +<div class="widead p6"> + +<p class="center b13">NINETEENTH CENTURY<br /> +ENGLISH PROSE</p> + +<p class="center">Critical Essays</p> + +<p class="ad_hang"> +Edited with Introductions and Notes by THOMAS H. +DICKINSON, Ph.D., and FREDERICK W. ROE, +A.M., Assistant Professors of English, University of Wisconsin.</p> + +<p class="center">$1.00</p> + +<hr class="l_ad" /> +<p><span class="dropcap">T</span>his book for college classes presents a series of ten +selected essays, which are intended to trace the development +of English criticism in the nineteenth century. +The choice of material has been influenced by something +more than mere style. An underlying coherence in content, +typical of the thought of the era in question, may be traced +throughout. With but few exceptions the selections are given +in their entirety.</p> + +<p>¶ The essays cover a definite period, and exhibit the individuality +of each author's method of criticism. In each case +they are those most typical of the author's critical principles, +and at the same time representative of the critical tendencies +of his age. The subject-matter provides interesting material +for intensive study and class room discussion, and each essay +is an example of excellent, though varying, style.</p> + +<p>¶ They represent not only the authors who write, but the +authors who are treated. The essays provide the best things +that have been said by England's critics on Swift, on Scott, +on Macaulay, and on Emerson.</p> + +<p>¶ The introductions and notes provide the necessary biographical +matter, suggestive points for the use of the teacher +in stimulating discussion of the form or content of the essays, +and such aids as will eliminate those matters of detail that +might prove stumbling blocks to the student. Though the +essays are in chronological order, they may be treated at random +according to the purposes of the teacher.</p> + +<hr class="l_ad" /> +<p class="center b13">AMERICAN BOOK COMPANY</p> + +</div> + +<div class="widead p6"> + +<p class="center b13">INTRODUCTION TO POLITICAL<br /> +SCIENCE</p> + +<p class="center">By JAMES WILFORD GARNER, Ph.D., Professor of +Political Science, University of Illinois</p> + +<p class="center">$2.50</p> + +<hr class="l_ad" /> +<p><span class="dropcap">T</span>his systematic treatise on the science of government +covers a wider range of topics on the nature, origin, +organization, and functions of the state than is found +in any other college textbook published in the English language. +The unusually comprehensive treatment of the various +topics is based on a wide reading of the best literature on the +subject in English, German, French, and Italian, and the +student has opportunity to profit by this research work through +the bibliographies placed at the head of each chapter, as well +as by means of many additional references in the footnotes.</p> + +<p>¶ An introductory chapter is followed by chapters on the +nature and essential elements of the state; on the various +theories concerning the origin of the state; on the forms of +the state; on the forms of government, including a discussion +of the elements of strength and weakness of each; on sovereignty, +its nature, its essential characteristics, and its abiding +place in the state; on the functions and sphere of the state, +including the various theories of state activity; and on the +organization of the state. In addition there are chapters on +constitutions, their nature, forms, and development; on the +distribution of the powers of government; on the electorate; +and on citizenship and nationality.</p> + +<p>¶ Before stating his own conclusions the author gives an impartial +discussion of the more important theories of the origin, +nature, and functions of the state, and analyzes and criticises +them in the light of the best scientific thought and practice. +Thus the pupil becomes familiar with the history of the science +as well as with its principles as recognized to-day.</p> + +<hr class="l_ad" /> +<p class="center b13">AMERICAN BOOK COMPANY</p> + +</div> + +<div class="widead p6"> + +<p class="center b13">DESCRIPTIVE<br /> +CATALOGUE OF HIGH<br /> +SCHOOL AND COLLEGE<br /> +TEXT-BOOKS</p> + +<p class="center">Published Complete and in Sections</p> + +<hr class="l_ad" /> +<p><span class="dropcap">W</span>e issue a Catalogue of High School and College Text-Books, +which we have tried to make as valuable and +as useful to teachers as possible. In this catalogue +are set forth briefly and clearly the scope and leading characteristics +of each of our best text-books. In most cases there +are also given testimonials from well-known teachers, which +have been selected quite as much for their descriptive qualities +as for their value as commendations.</p> + +<p>¶ For the convenience of teachers this Catalogue is also +published in separate sections treating of the various branches of +study. These pamphlets are entitled: English, Mathematics, +History and Political Science, Science, Modern Languages, +Ancient Languages, and Philosophy and Education.</p> + +<p>¶ In addition we have a single pamphlet devoted to Newest +Books in every subject.</p> + +<p>¶ Teachers seeking the newest and best books for their +classes are invited to send for our Complete High School and +College Catalogue, or for such sections as may be of greatest +interest.</p> + +<p>¶ Copies of our price lists, or of special circulars, in which +these books are described at greater length than the space +limitations of the catalogue permit, will be mailed to any +address on request.</p> + +<p>¶ All correspondence should be addressed to the nearest +of the following offices of the company: New York, Cincinnati, +Chicago, Boston, Atlanta, San Francisco.</p> + +<hr class="l_ad" /> +<p class="center b13">AMERICAN BOOK COMPANY</p> +</div> + +<h2 class="p6">FOOTNOTES:</h2> + +<div class="footnotes"> + +<p class="footnote"><a name="Footnote_1" id="Footnote_1" href="#FNanchor_1"><span class="label">[1]</span></a> In chapters 11-20, immediately preceding the present passage, Cæsar +gives a comparatively full and minute description of Gallic life and institutions. +He knew more about the Gauls than about the Germans, and, +besides, it was his experiences among them that he was writing about +primarily.</p> + +<p class="footnote"><a name="Footnote_2" id="Footnote_2" href="#FNanchor_2"><span class="label">[2]</span></a> The Druids were priests who formed a distinct and very influential +class among the Gauls. They ascertained and revealed the will of the gods +and were supreme in the government of the tribes. Druids existed also +among the Britons.</p> + +<p class="footnote"><a name="Footnote_3" id="Footnote_3" href="#FNanchor_3"><span class="label">[3]</span></a> By Vulcan Cæsar means the German god of fire.</p> + +<p class="footnote"><a name="Footnote_4" id="Footnote_4" href="#FNanchor_4"><span class="label">[4]</span></a> Of the Suevi, a German tribe living along the upper course of the Danube, +Cæsar says: "They consider it their greatest glory as a nation that the lands +about their territories lie unoccupied to a very great extent, for they think +that by this it is shown that a great number of nations cannot withstand +their power; and thus on one side of the Suevi the lands are said to lie +desolate for about six hundred miles."—<i>Gallic War</i>, Bk. IV., Chap. 3.</p> + +<p class="footnote"><a name="Footnote_5" id="Footnote_5" href="#FNanchor_5"><span class="label">[5]</span></a> This statement is an instance of Cæsar's vagueness, due possibly to haste +in writing, but more likely to lack of definite information. How large these +districts and cantons were, whether they had fixed boundaries, and how +the chiefs rendered justice in them are things we should like to know but +are not told.</p> + +<p class="footnote"><a name="Footnote_6" id="Footnote_6" href="#FNanchor_6"><span class="label">[6]</span></a> All dates from this point, unless otherwise indicated, are <span class="s07">A.D.</span></p> + +<p class="footnote"><a name="Footnote_7" id="Footnote_7" href="#FNanchor_7"><span class="label">[7]</span></a> In reality iron ore was abundant in the Germans' territory, but it was +not until long after the time of Tacitus that much use began to be made of +it. By the fifth century iron swords were common.</p> + +<p class="footnote"><a name="Footnote_8" id="Footnote_8" href="#FNanchor_8"><span class="label">[8]</span></a> Coats of mail.</p> + +<p class="footnote"><a name="Footnote_9" id="Footnote_9" href="#FNanchor_9"><span class="label">[9]</span></a> Defensive armor for the head and neck.</p> + +<p class="footnote"><a name="Footnote_10" id="Footnote_10" href="#FNanchor_10"><span class="label">[10]</span></a> See Cæsar's description of this mode of fighting.—<i>Gallic War</i>, Bk. I., +Chap. 48.</p> + +<p class="footnote"><a name="Footnote_11" id="Footnote_11" href="#FNanchor_11"><span class="label">[11]</span></a> The canton was known to the Romans as a <i>pagus</i> and to the Germans +themselves as a <i>gau</i>. It was made up of a number of districts, or +townships (Latin <i>vicus</i>, German <i>dorf</i>), and was itself a division of a tribe or +nation.</p> + +<p class="footnote"><a name="Footnote_12" id="Footnote_12" href="#FNanchor_12"><span class="label">[12]</span></a> A later law of the Salian Franks imposed a fine of 120 <i>denarii</i> upon any +man who should accuse another of throwing down his shield and running +away, without being able to prove it [see <a href="#Page_64">p. 64</a>].</p> + +<p class="footnote"><a name="Footnote_13" id="Footnote_13" href="#FNanchor_13"><span class="label">[13]</span></a> Many of the western tribes at the time Tacitus wrote did not have kings, +though in eastern Germany the institution of kingship seems to have been +quite general. The office, where it existed, was elective, but the people +rarely chose a king outside of a privileged family, assumed to be of divine +origin.</p> + +<p class="footnote"><a name="Footnote_14" id="Footnote_14" href="#FNanchor_14"><span class="label">[14]</span></a> Evidently these were not images of their gods, for in another place (Chap. +9) Tacitus tells us that the Germans deemed it a dishonor to their deities to +represent them in human form. The images were probably those of wild +beasts, as the wolf of Woden (or Odin), or the ram of Tyr, and were national +standards preserved with religious care in the sacred groves, whence they +were brought forth when the tribe was on the point of going to war.</p> + +<p class="footnote"><a name="Footnote_15" id="Footnote_15" href="#FNanchor_15"><span class="label">[15]</span></a> The German popular assembly was simply the periodical gathering of +free men in arms for the discussion and decision of important points of tribal +policy. It was not a legislative body in the modern sense. Law among the +Germans was immemorial custom, which, like religion, could be changed +only by a gradual shifting of popular belief and practice. It was not "made" +by any process of deliberate and immediate choice. Nevertheless, the assembly +constituted an important democratic element in the government, which +operated in a measure to offset the aristocratic element represented by the +<i>principes</i> and <i>comitatus</i> [see <a href="#Page_28">p. 28</a>]. Its principal functions were the declaring +of war and peace, the election of the kings, and, apparently, the hearing +and deciding of graver cases at law.</p> + +<p class="footnote"><a name="Footnote_16" id="Footnote_16" href="#FNanchor_16"><span class="label">[16]</span></a> This relation of <i>principes</i> (chiefs) and <i>comites</i> (companions) is mentioned +by Cæsar [see <a href="#Page_22">p. 22</a>]. The name by which the Romans designated the band +of companions, or followers, of a German chieftain was <i>comitatus</i>.</p> + +<p class="footnote"><a name="Footnote_17" id="Footnote_17" href="#FNanchor_17"><span class="label">[17]</span></a> Apparently the Germans did not now care much more for agriculture +than in the time of Cæsar. The women, slaves, and old men sowed some +seeds and gathered small harvests, but the warrior class held itself above +such humble and unexciting employment. The raising of cattle afforded +a principal means of subsistence, though hunting and fishing contributed +considerably.</p> + +<p class="footnote"><a name="Footnote_18" id="Footnote_18" href="#FNanchor_18"><span class="label">[18]</span></a> Compare the Germans and the North American Indians in this respect. +The great contrast between these two peoples lay in the capacity of the one +and the comparative incapacity of the other for development.</p> + +<p class="footnote"><a name="Footnote_19" id="Footnote_19" href="#FNanchor_19"><span class="label">[19]</span></a> The Germans had no system of taxation on land or other property, such +as the Romans had and such as we have to-day. It was not until well toward +the close of the Middle Ages that the governments of kingdoms built +up by Germanic peoples in western Europe came to be maintained by anything +like what we would call taxes in the modern sense.</p> + +<p class="footnote"><a name="Footnote_20" id="Footnote_20" href="#FNanchor_20"><span class="label">[20]</span></a> The lack of cities and city life among the Germans struck Tacitus with +the greater force because of the complete dominance of city organization to +which he, as a Roman, was accustomed. The Greek and Roman world was +made up, in the last analysis, of an aggregation of <i>civitates</i>, or city states. +Among the ancient Greeks these had usually been independent; among the +Romans they were correlated under the greater or lesser control of a centralized +government; but among the Germans of Tacitus's time, and long +after, the mixed agricultural and nomadic character of the people effectually +prevented the development of anything even approaching urban organization. +Their life was that of the forest and the pasture, not that of forum, +theatre, and circus.</p> + +<p class="footnote"><a name="Footnote_21" id="Footnote_21" href="#FNanchor_21"><span class="label">[21]</span></a> That is, on the Rhine, where traders from the south brought in wines and +other Roman products. The drink which the Germans themselves manufactured +was, of course, a kind of beer.</p> + +<p class="footnote"><a name="Footnote_22" id="Footnote_22" href="#FNanchor_22"><span class="label">[22]</span></a> Valens was the Eastern emperor from 364 until his death in the battle +of Adrianople in 378. His brother Valentinian was emperor in the West +from 364 to 375. Gratian, son of Valentinian, was the real sovereign in the +West when the Visigoths crossed the Danube.</p> + +<p class="footnote"><a name="Footnote_23" id="Footnote_23" href="#FNanchor_23"><span class="label">[23]</span></a> That is, upon the writer's people, the Romans.</p> + +<p class="footnote"><a name="Footnote_24" id="Footnote_24" href="#FNanchor_24"><span class="label">[24]</span></a> The Marcomanni and Quadi occupied a broad stretch of territory along +the upper Danube in what is now the northernmost part of Austria-Hungary. +Pontus was a province in northern Asia Minor.</p> + +<p class="footnote"><a name="Footnote_25" id="Footnote_25" href="#FNanchor_25"><span class="label">[25]</span></a> Mœller (<i>Histoire du Moyen Age</i>, p. 58), estimates that the Goths who now +entered Thrace numbered not fewer than 200,000 grown men, accompanied +by their wives and children. The Italian Villari, in his <i>Barbarian Invasions +of Italy</i>, Vol. I., p. 49, gives the same estimate. The tendency of contemporary +chroniclers to exaggerate numbers has misled many older writers. Even +Mœller's and Villari's estimate would mean a total of upwards of a million +people. That there were so many may well be doubted. The Vandals +played practically as important a part in the history of their times as did the +Visigoths; yet it is known that when the Vandals passed through Spain, in +the first half of the fifth century, they numbered not more than 20,000 +fighting men, with their wives and children.</p> + +<p class="footnote"><a name="Footnote_26" id="Footnote_26" href="#FNanchor_26"><span class="label">[26]</span></a> Nice was about thirty miles east of Adrianople.</p> + +<p class="footnote"><a name="Footnote_27" id="Footnote_27" href="#FNanchor_27"><span class="label">[27]</span></a> The Visigoths under Fridigern finally took their position near Adrianople +and Valens led his army into that vicinity and pitched his camp, fortifying +it with a rampart of palisades. From the Western emperor, Gratian, a +messenger came asking that open conflict be postponed until the army from +Rome could join that from Constantinople. But Valens, easily flattered by +some of his over-confident generals, foolishly decided to bring on a battle +at once. Apparently he did not dream that defeat was possible.</p> + +<p class="footnote"><a name="Footnote_28" id="Footnote_28" href="#FNanchor_28"><span class="label">[28]</span></a> After the battle here described, which occurred in the open plain, the +victorious Goths proceeded to the siege of the city itself, in which, however, +they were unsuccessful. The taking of fortified towns was an art in which +the Germans were not skilled.</p> + +<p class="footnote"><a name="Footnote_29" id="Footnote_29" href="#FNanchor_29"><span class="label">[29]</span></a> When both armies were in position Fridigern, "being skilful in divining +the future," says Ammianus, "and fearing a doubtful struggle," sent a +herald to Valens with the promise that if the Romans would give hostages +to the Goths the latter would cease their depredations and even aid the Romans +in their wars. Richomeres, the Roman cavalry leader, was chosen +by Valens to serve as a hostage; but as he was proceeding to the Gothic +camp the soldiers who accompanied him made a rash attack upon a division +of the enemy and precipitated a battle which soon spread to the whole +army.</p> + +<p class="footnote"><a name="Footnote_30" id="Footnote_30" href="#FNanchor_30"><span class="label">[30]</span></a> The goddess of war, regarded in Roman mythology as the sister of Mars.</p> + +<p class="footnote"><a name="Footnote_31" id="Footnote_31" href="#FNanchor_31"><span class="label">[31]</span></a> Signs of the zodiac, sometimes employed by the Romans to give figurative +expression to the time of day.</p> + +<p class="footnote"><a name="Footnote_32" id="Footnote_32" href="#FNanchor_32"><span class="label">[32]</span></a> The number of Romans killed at Cannæ (216 <span class="s07">B.C.</span>) is variously estimated, +but it can hardly have been under 50,000.</p> + +<p class="footnote"><a name="Footnote_33" id="Footnote_33" href="#FNanchor_33"><span class="label">[33]</span></a> A somewhat indefinite region north and east of the Caspian Sea.</p> + +<p class="footnote"><a name="Footnote_34" id="Footnote_34" href="#FNanchor_34"><span class="label">[34]</span></a> The modern Don, flowing into the Sea of Azof.</p> + +<p class="footnote"><a name="Footnote_35" id="Footnote_35" href="#FNanchor_35"><span class="label">[35]</span></a> One of two constellations in the northern hemisphere, called respectively +the Great Bear and the Lesser Bear, or <i>Ursa Major</i> and <i>Ursa Minor</i>. The +Great Bear is commonly known as the Dipper.</p> + +<p class="footnote"><a name="Footnote_36" id="Footnote_36" href="#FNanchor_36"><span class="label">[36]</span></a> That is, agriculture. The Huns were even less settled in their mode of +life than were the early Germans described by Tacitus.</p> + +<p class="footnote"><a name="Footnote_37" id="Footnote_37" href="#FNanchor_37"><span class="label">[37]</span></a> A strange creature of classical mythology, represented as half man and +half horse.</p> + +<p class="footnote"><a name="Footnote_38" id="Footnote_38" href="#FNanchor_38"><span class="label">[38]</span></a> The White Sea. It is hardly to be believed that the Huns dwelt so far +north. This was, of course, a matter of sheer speculation with the Romans.</p> + +<p class="footnote"><a name="Footnote_39" id="Footnote_39" href="#FNanchor_39"><span class="label">[39]</span></a> St. Martin was born in Pannonia somewhat before the middle of the +fourth century. For a time he followed his father's profession as a soldier in +the service of the Roman emperor, but later he went to Gaul with the purpose +of aiding in the establishment of the Christian Church in that quarter. +In 372 he was elected bishop of Tours and shortly afterwards he founded the +monastery with which his name was destined to be associated throughout +the Middle Ages. This monastery, which was one of the earliest in western +Europe, became a very important factor in the prolonged combat with Gallic +paganism, and subsequently a leading center of ecclesiastical learning.</p> + +<p class="footnote"><a name="Footnote_40" id="Footnote_40" href="#FNanchor_40"><span class="label">[40]</span></a> Childeric I., son of the more or less mythical Merovius, was king from 457 +to 481. Clovis became ruler of the Salian branch of the Franks in this latter +year. The tomb of Childeric was discovered at Tournai in 1653.</p> + +<p class="footnote"><a name="Footnote_41" id="Footnote_41" href="#FNanchor_41"><span class="label">[41]</span></a> Ægidius and his son Syagrius were the last official representatives of the +Roman imperial power in Gaul; and since the fall of the Empire in the +West even they had taken the title of "king of the Romans" and had been +practically independent sovereigns in the territory between the Somme and +the Loire, with their capital at Soissons, northeast of Paris.</p> + +<p class="footnote"><a name="Footnote_42" id="Footnote_42" href="#FNanchor_42"><span class="label">[42]</span></a> Alaric II., king of the Visigoths, 485-507.</p> + +<p class="footnote"><a name="Footnote_43" id="Footnote_43" href="#FNanchor_43"><span class="label">[43]</span></a> The battle of Soissons in 486, with the defeat and death of Syagrius, +insured for the Franks undisputed possession southward to the Loire, which +was the northern frontier of the Visigothic kingdom.</p> + +<p class="footnote"><a name="Footnote_44" id="Footnote_44" href="#FNanchor_44"><span class="label">[44]</span></a> The Campus Martius was the "March-field," i.e., the assembling place +of the Frankish army. It was not regularly in any one locality but wherever +the king might call the soldiers together, as he did every spring for purposes +of review. In the eighth century the month of May was substituted for +March as the time for the meeting.</p> + +<p class="footnote"><a name="Footnote_45" id="Footnote_45" href="#FNanchor_45"><span class="label">[45]</span></a> In the words of Hodgkin (<i>Charles the Great</i>, p. 12), "the well-known +story of the vase of Soissons illustrates at once the German memories of +freedom and the Merovingian mode of establishing a despotism. As a battle +comrade the Frankish warrior protests against Clovis receiving an ounce +beyond his due share of the spoils. As a battle leader Clovis rebukes his +henchman for the dirtiness of his accoutrements, and cleaves his skull to +punish him for his independence."</p> + +<p class="footnote"><a name="Footnote_46" id="Footnote_46" href="#FNanchor_46"><span class="label">[46]</span></a> The Alemanni were a German people occupying a vast region about the +upper waters of the Rhine and Danube. They had been making repeated +efforts to acquire territory west of the Rhine—an encroachment which +Clovis resolved not to tolerate.</p> + +<p class="footnote"><a name="Footnote_47" id="Footnote_47" href="#FNanchor_47"><span class="label">[47]</span></a> The battle was fought near Strassburg, in the upper Rhine valley.</p> + +<p class="footnote"><a name="Footnote_48" id="Footnote_48" href="#FNanchor_48"><span class="label">[48]</span></a> The ultimate result of the defeat of the Alemanni was that the Frankish +kingdom was enlarged by the annexation of the great region known +in the later Middle Ages as Suabia, comprising modern Alsace, Baden, +Würtemberg, the western part of Bavaria, and the northern part of Switzerland. +The Alemanni as a people disappeared speedily from history, being +absorbed by their more powerful neighbors. Their only monument to-day +is the name by which the French have always known the people of Germany—<i>Allemands</i>.</p> + +<p class="footnote"><a name="Footnote_49" id="Footnote_49" href="#FNanchor_49"><span class="label">[49]</span></a> The Loire was the boundary between the dominions of the two kings. +There have been many famous instances in history of two sovereigns coming +together to confer at some point on the common border of the territories +controlled by them, notably the interview of Napoleon and Tsar Alexander I. +on the Niemen River in 1807. The Franks and the Visigoths had been +enemies ever since by Clovis's defeat of Syagrius their dominions had been +brought into contact (486), and the present jovial interview of the two kings +did not long keep them at peace with each other.</p> + +<p class="footnote"><a name="Footnote_50" id="Footnote_50" href="#FNanchor_50"><span class="label">[50]</span></a> St. Hilary was bishop of Poitiers in the later fourth century. He was a +contemporary of St. Martin of Tours and a co-worker with him in the organization +of Gallic Christianity.</p> + +<p class="footnote"><a name="Footnote_51" id="Footnote_51" href="#FNanchor_51"><span class="label">[51]</span></a> The plain of Vouillé was ten miles west of Poitiers.</p> + +<p class="footnote"><a name="Footnote_52" id="Footnote_52" href="#FNanchor_52"><span class="label">[52]</span></a> This amusing comment of Gregory was due largely to his prejudice in +favor of the Franks and against the heretical Visigoths.</p> + +<p class="footnote"><a name="Footnote_53" id="Footnote_53" href="#FNanchor_53"><span class="label">[53]</span></a> The Visigothic kingdom in Spain, with its capital at Toledo, endured +until the Saracen conquest of that country in 711 and the years immediately +following, but it did not give evidence of much strength. It stood so long +only because the Pyrenees made a natural boundary against the Franks and +because, after Clovis, for two hundred years the Franks produced no great +conqueror who cared to crowd the Visigoths into still closer quarters.</p> + +<p class="footnote"><a name="Footnote_54" id="Footnote_54" href="#FNanchor_54"><span class="label">[54]</span></a> Clovis, particularly after his conversion to Christianity in 496, was the +hero of Gregory's history and apparently the enthusiastic old bishop did not +lose an opportunity to glorify his career. At any rate it would certainly be +difficult to relate anything more remarkable about him than this legend of +the walls of Angoulême falling down before him at his mere approach.</p> + +<p class="footnote"><a name="Footnote_55" id="Footnote_55" href="#FNanchor_55"><span class="label">[55]</span></a> This notable campaign had advanced Frankish territory to the Pyrenees, +except for the strip between these mountains and the Rhone, known as +Septimania, which the Visigoths were able to retain by the aid of the Ostrogoths +from Italy. No great number of Franks settled in this broad territory +south of the Loire, and to this day the inhabitants of south France show a +much larger measure of Roman descent than do those of the north. It may +be added that Septimania was conquered by Clovis's son Childebert in 531, +and thus the last bit of old Gaul—practically modern France—was brought +under Frankish control.</p> + +<p class="footnote"><a name="Footnote_56" id="Footnote_56" href="#FNanchor_56"><span class="label">[56]</span></a> This was Cloderic, son of Sigibert the Lame, king of a tribe of Franks +living along the middle Rhine. Sigibert was one of the numerous independent +and rival princes whom Clovis used every expedient to put out of the +way.</p> + +<p class="footnote"><a name="Footnote_57" id="Footnote_57" href="#FNanchor_57"><span class="label">[57]</span></a> Along the Upper Weser, near the monastery of Fulda.</p> + +<p class="footnote"><a name="Footnote_58" id="Footnote_58" href="#FNanchor_58"><span class="label">[58]</span></a> Ragnachar's kingdom was in the region about Cambrai.</p> + +<p class="footnote"><a name="Footnote_59" id="Footnote_59" href="#FNanchor_59"><span class="label">[59]</span></a> The <i>mallus</i> was the local court held about every six weeks in each community +or hundred. In early German law the state has small place and the +principle of self-help by the individual is very prominent. To bring a suit +one summons his opponent himself and gets him to appear at court if he can. +Ordinarily the court merely determines the method by which the guilt or +innocence of the accused may be tested. Execution of the sentence rests +again with the plaintiff, or with his family or clan group.</p> + +<p class="footnote"><a name="Footnote_60" id="Footnote_60" href="#FNanchor_60"><span class="label">[60]</span></a> "The monetary system of the Salic law was taken from the Romans. +The basis was the gold <i>solidus</i> of Constantine, 1/72 of a pound of gold. The small +coin was the silver <i>denarius</i>, forty of which made a <i>solidus</i>. This system +was adopted as a monetary reform by Clovis, and the statement of the sum +in terms of both coins is probably due to the newness of the system at the time +of the appearance of the law."—Thatcher and McNeal, <i>Source Book for +Mediæval History</i>, p. 17. The gold <i>solidus</i> was worth somewhere from two +and a half to three dollars, but its purchasing power was perhaps equal to +that of twenty dollars to-day, because gold and silver were then so much +scarcer and more valuable. Such estimates of purchasing power, however, +involve so great uncertainty as to be practically worthless.</p> + +<p class="footnote"><a name="Footnote_61" id="Footnote_61" href="#FNanchor_61"><span class="label">[61]</span></a> The Burgundian law (Chap. 41) contained a provision that if a man +made a fire on his own premises and it spread to fences or crops belonging +to another person, and did damage, the man who made the fire should recompense +his neighbor for his loss, provided it could be shown that there was no +wind to drive the fire beyond control. If there was such a wind, no penalty +was to be exacted.</p> + +<p class="footnote"><a name="Footnote_62" id="Footnote_62" href="#FNanchor_62"><span class="label">[62]</span></a> The law of the Lombards had a more elaborate system of fines for wounds +than did the Salic code. For example, knocking out a man's front teeth was +to be paid for at the rate of sixteen <i>solidi</i> per tooth; knocking out back +teeth at the rate of eight <i>solidi</i> per tooth; fracturing an arm, sixteen <i>solidi</i>; +cutting off a second finger, seventeen <i>solidi</i>; cutting off a great toe, six <i>solidi</i>; +cutting off a little toe, two <i>solidi</i>; giving a blow with the fist, three <i>solidi</i>; +with the palm of the hand, six <i>solidi</i>; and striking a person on the head so as +to break bones, twelve <i>solidi</i> per bone. In the latter case the broken bones +were to be counted "on this principle, that one bone shall be found large +enough to make an audible sound when thrown against a shield at twelve +feet distance on the road; the said feet to be measured from the foot of a man +of moderate stature."</p> + +<p class="footnote"><a name="Footnote_63" id="Footnote_63" href="#FNanchor_63"><span class="label">[63]</span></a> The man who had "thrown away his shield" was the coward who had +fled from the field of battle. How the Germans universally regarded such a +person appears in the <i>Germania</i> of Tacitus, Chap. 6 (see <a href="#Page_25">p. 25</a>). To impute +this ignominy to a man was a serious matter.</p> + +<p class="footnote"><a name="Footnote_64" id="Footnote_64" href="#FNanchor_64"><span class="label">[64]</span></a> This was the so-called "triple wergeld." That is, the lives of men in the +service of the king were rated three times as high as those of ordinary free +persons.</p> + +<p class="footnote"><a name="Footnote_65" id="Footnote_65" href="#FNanchor_65"><span class="label">[65]</span></a> Here is an illustration of the personal character of Germanic law. There +is one law for the Frank and another for the Roman, though both peoples +were now living side by side in Gaul. The price put upon the life of the +Frankish noble who was in the king's service was 600 <i>solidi</i> (<a href="#Sect3">§3</a>), but +that on the life of the Roman noble in the same service was but half that +amount. The same proportion held for the ordinary freemen, as will be +seen by comparing <a href="#Sect1">§§1</a> and <a href="#Sect6">6</a>.</p> + +<p class="footnote"><a name="Footnote_66" id="Footnote_66" href="#FNanchor_66"><span class="label">[66]</span></a> A leet was such a person as we in modern times commonly designate as a +serf—a man only partially free.</p> + +<p class="footnote"><a name="Footnote_67" id="Footnote_67" href="#FNanchor_67"><span class="label">[67]</span></a> This has been alleged to be the basis of the misnamed "Salic Law" +by virtue of which no woman, in the days of the French monarchy, was +permitted to inherit the throne. As a matter of fact, however, the exclusion +of women from the French throne was due, not to this or to any other +early Frankish principle, but to later circumstances which called for stronger +monarchs in France than women have ordinarily been expected to be. The +history of the modern "Salic Law" does not go back of the resolution of +the French nobles in 1317 against the general political expediency of female +sovereigns [see <a href="#Page_420">p. 420</a>].</p> + +<p class="footnote"><a name="Footnote_68" id="Footnote_68" href="#FNanchor_68"><span class="label">[68]</span></a> The wergeld was the value put by the law upon every man's life. Its +amount varied according to the rank of the person in question. The present +section specifies how the wergeld paid by a murderer should be divided +among the relatives of the slain man.</p> + +<p class="footnote"><a name="Footnote_69" id="Footnote_69" href="#FNanchor_69"><span class="label">[69]</span></a> That is, to the king's treasury.</p> + +<p class="footnote"><a name="Footnote_70" id="Footnote_70" href="#FNanchor_70"><span class="label">[70]</span></a> James H. Ramsay, <i>The Foundations of England</i> (London, 1898), I., p. 121.</p> + +<p class="footnote"><a name="Footnote_71" id="Footnote_71" href="#FNanchor_71"><span class="label">[71]</span></a> Bede has just been describing a plague which rendered the Britons at +this time even more unable than usual to withstand the fierce invaders from +the north; also lamenting the luxury and crime which a few years of relief +from war had produced among his people.</p> + +<p class="footnote"><a name="Footnote_72" id="Footnote_72" href="#FNanchor_72"><span class="label">[72]</span></a> This date is evidently incorrect. Martian and Valentinian III. became +joint rulers of the Empire in 450; hence this is the year that Bede probably +meant.</p> + +<p class="footnote"><a name="Footnote_73" id="Footnote_73" href="#FNanchor_73"><span class="label">[73]</span></a> That is, Thanet, which practically no longer exists as an island. In +Bede's day it was separated from the rest of Kent by nearly half a mile of +water, but since then the coast line has changed so that the land is cut +through by only a tiny rill. The intervening ground, however, is marshy +and only partially reclaimed.</p> + +<p class="footnote"><a name="Footnote_74" id="Footnote_74" href="#FNanchor_74"><span class="label">[74]</span></a> This battle was fought between Hengist and Vortimer, the eldest son +of Vortigern, at Aylesford, in Kent.</p> + +<p class="footnote"><a name="Footnote_75" id="Footnote_75" href="#FNanchor_75"><span class="label">[75]</span></a> It is by no means probable that the invasion of Britain by the Saxons was +followed by such wholesale extermination of the natives as is here represented, +though it is certain that everywhere, except in the far west (Wales) and +north (Scotland), the native population was reduced to complete subjection.</p> + +<p class="footnote"><a name="Footnote_76" id="Footnote_76" href="#FNanchor_76"><span class="label">[76]</span></a> That is, the throne of the Eastern Empire at Constantinople.</p> + +<p class="footnote"><a name="Footnote_77" id="Footnote_77" href="#FNanchor_77"><span class="label">[77]</span></a> Gregory was a monk before he was elected pope. He held the papal +office from 590 to 604 [see <a href="#Page_90">p. 90</a>].</p> + +<p class="footnote"><a name="Footnote_78" id="Footnote_78" href="#FNanchor_78"><span class="label">[78]</span></a> Augustine at the time (596) was prior of a monastery dedicated to St. +Andrew in Rome.</p> + +<p class="footnote"><a name="Footnote_79" id="Footnote_79" href="#FNanchor_79"><span class="label">[79]</span></a> The missionaries had apparently gone as far as Arles in southern Provence +when they reached this decision.</p> + +<p class="footnote"><a name="Footnote_80" id="Footnote_80" href="#FNanchor_80"><span class="label">[80]</span></a> An abbot was the head of a monastery. Should such an establishment +be set up in Britain, Augustine was to be its presiding officer.</p> + +<p class="footnote"><a name="Footnote_81" id="Footnote_81" href="#FNanchor_81"><span class="label">[81]</span></a> The Germanic peoples north of the Humber were more properly Angles, +but of course they were in all essential respects like the Saxons. Ethelbert +was not actually king in that region, but was recognized as "bretwalda," +or over-lord, by the other rulers.</p> + +<p class="footnote"><a name="Footnote_82" id="Footnote_82" href="#FNanchor_82"><span class="label">[82]</span></a> For later changes in this part of the coast line, see <a href="#Footnote_73">p. 70, note 1</a>.</p> + +<p class="footnote"><a name="Footnote_83" id="Footnote_83" href="#FNanchor_83"><span class="label">[83]</span></a> This was possible because the Franks and Saxons, being both German, +as yet spoke languages so much alike that either people could understand +the other without much difficulty.</p> + +<p class="footnote"><a name="Footnote_84" id="Footnote_84" href="#FNanchor_84"><span class="label">[84]</span></a> Bertha was a daughter of the Frankish king Charibert. The Franks +had been nominally a Christian people since the conversion of Clovis in 496 +[see <a href="#Page_53">p. 53</a>]—just a hundred years before Augustine started on his mission +to the Angles and Saxons.</p> + +<p class="footnote"><a name="Footnote_85" id="Footnote_85" href="#FNanchor_85"><span class="label">[85]</span></a> Luidhard had been bishop of Senlis; a town not many miles northeast of +Paris. Probably Augustine and his companions profited not a little by the +influence which Luidhard had already exerted at the Kentish court.</p> + +<p class="footnote"><a name="Footnote_86" id="Footnote_86" href="#FNanchor_86"><span class="label">[86]</span></a> "The present church of St. Martin near Canterbury is not the old one +spoken of by Bede, as it is generally thought to be, but is a structure of the +thirteenth century, though it is probable that the materials of the original +church were worked up in the masonry in its reconstruction, the walls being +still composed in part of Roman bricks."—J. A. Giles, <i>Bede's Ecclesiastical +History</i>, p. 39.</p> + +<p class="footnote"><a name="Footnote_87" id="Footnote_87" href="#FNanchor_87"><span class="label">[87]</span></a> Thus was established the "primacy," or ecclesiastical leadership, of +Canterbury, which has continued to this day.</p> + +<p class="footnote"><a name="Footnote_88" id="Footnote_88" href="#FNanchor_88"><span class="label">[88]</span></a> John Alzog. <i>Manual of Universal Church History</i> (trans, by F. J. Pabisch +and T. S. Byrne), Cincinnati, 1899, Vol. I., p. 668.</p> + +<p class="footnote"><a name="Footnote_89" id="Footnote_89" href="#FNanchor_89"><span class="label">[89]</span></a> That is, the passage of Scripture read just before the sermon.</p> + +<p class="footnote"><a name="Footnote_90" id="Footnote_90" href="#FNanchor_90"><span class="label">[90]</span></a> "See" is a term employed to designate a bishop's jurisdiction. According +to common belief Peter had been bishop of Rome; his see was +therefore that which Leo now held.</p> + +<p class="footnote"><a name="Footnote_91" id="Footnote_91" href="#FNanchor_91"><span class="label">[91]</span></a> The anniversary of Leo's elevation to the papal office.</p> + +<p class="footnote"><a name="Footnote_92" id="Footnote_92" href="#FNanchor_92"><span class="label">[92]</span></a> That is, the body of monks residing in the monastery.</p> + +<p class="footnote"><a name="Footnote_93" id="Footnote_93" href="#FNanchor_93"><span class="label">[93]</span></a> The vow of poverty which must be taken by every Benedictine monk +meant only that he must not acquire property individually. By gifts of land +and by their own labor the monks became in many cases immensely rich, +but their wealth was required to be held in common. No one man could +rightfully call any part of it his own.</p> + +<p class="footnote"><a name="Footnote_94" id="Footnote_94" href="#FNanchor_94"><span class="label">[94]</span></a> The converse of this principle was often affirmed by Benedictines in the +saying, "To work is to pray."</p> + +<p class="footnote"><a name="Footnote_95" id="Footnote_95" href="#FNanchor_95"><span class="label">[95]</span></a> The Bible and the writings of such Church fathers as Lactantius, Tertullian, +Origen, St. Augustine, St. Chrysostom, Eusebius, and St. Jerome.</p> + +<p class="footnote"><a name="Footnote_96" id="Footnote_96" href="#FNanchor_96"><span class="label">[96]</span></a> The first day of the month.</p> + +<p class="footnote"><a name="Footnote_97" id="Footnote_97" href="#FNanchor_97"><span class="label">[97]</span></a> Thus the ordinary daily programme during the spring and summer +months would be: from six o'clock until ten, manual labor; from ten until +twelve, reading; at twelve, the midday meal; after this meal until the +second one about half past two, rest and reading; and from the second meal +until evening, labor. Manual labor was principally agricultural.</p> + +<p class="footnote"><a name="Footnote_98" id="Footnote_98" href="#FNanchor_98"><span class="label">[98]</span></a> Gregory's remarks and instructions in the <i>Pastoral Rule</i> were intended +to apply primarily to the local priests—the humble pastors of whom we hear +little, but upon whose piety and diligence ultimately depended the whole +influence of the Church upon the masses of the people. The general principles +laid down, however, were applicable to all the clergy, of whatever rank.</p> + +<p class="footnote"><a name="Footnote_99" id="Footnote_99" href="#FNanchor_99"><span class="label">[99]</span></a> Gregory, bishop of Nazianzus (in Cappadocia), was a noted churchman +of the fourth century.</p> + +<p class="footnote"><a name="Footnote_100" id="Footnote_100" href="#FNanchor_100"><span class="label">[100]</span></a> After enumerating quite a number of other contrasted groups in the +foregoing fashion Gregory proceeds in a series of "admonitions" to take up +each pair and tell how persons belonging to it should be dealt with by the +pastor. One of these admonitions is here given as a specimen.</p> + +<p class="footnote"><a name="Footnote_101" id="Footnote_101" href="#FNanchor_101"><span class="label">[101]</span></a> Gregory's attitude toward the "learning of the world," especially the +classical languages and literatures, was that of the typical Christian ascetic. +He had no use for it personally and regarded its influence as positively harmful. +It must be said that there was little such learning in his day, for the old +Latin and Greek culture had now reached a very low stage. Gregory took +the ground that the churches should have learned bishops, but their learning +was to consist exclusively in a knowledge of the Scriptures, the writings of +the Church fathers, and the stories of the martyrs. As a matter of fact not +only were the people generally quite unable to understand the Latin services +of the Church, but great numbers of the clergy themselves stumbled blindly +through the ritual without knowing what they were saying; and this condition +of things prevailed for centuries after Gregory's day. [See Charlemagne's +letter <i>De Litteris Colendis</i>, <a href="#Page_146">p. 146</a>.]</p> + +<p class="footnote"><a name="Footnote_102" id="Footnote_102" href="#FNanchor_102"><span class="label">[102]</span></a> That is, more simple and less self-satisfied in their own knowledge.</p> + +<p class="footnote"><a name="Footnote_103" id="Footnote_103" href="#FNanchor_103"><span class="label">[103]</span></a> This prayer of the Mohammedans corresponds in a way to the Lord's +Prayer of Christian peoples. It is recited several times in each of the five +daily prayers, and on numerous other occasions.</p> + +<p class="footnote"><a name="Footnote_104" id="Footnote_104" href="#FNanchor_104"><span class="label">[104]</span></a> The petition is for guidance in the "right way" of the Mohammedan, +marked out in the Koran. By those with whom God is "wroth," and by the +"erring," is meant primarily the Jews. Mohammed regarded the Jews and +Christians as having corrupted the true religion.</p> + +<p class="footnote"><a name="Footnote_105" id="Footnote_105" href="#FNanchor_105"><span class="label">[105]</span></a> "This chapter is held in particular veneration by the Mohammedans and +is declared, by a tradition of their prophet, to be equal in value to a third +part of the whole Koran."—Sale, quoted in Lane, <i>Selections from the Kur-án</i>, +p. 5.</p> + +<p class="footnote"><a name="Footnote_106" id="Footnote_106" href="#FNanchor_106"><span class="label">[106]</span></a> This passage, known as the "throne verse," is regarded by Mohammedans +as one of the most precious in the Koran and is often recited at the end +of the five daily prayers. It is sometimes engraved on a precious stone or an +ornament of gold and worn as an amulet.</p> + +<p class="footnote"><a name="Footnote_107" id="Footnote_107" href="#FNanchor_107"><span class="label">[107]</span></a> These are all to be signs of the day of judgment.</p> + +<p class="footnote"><a name="Footnote_108" id="Footnote_108" href="#FNanchor_108"><span class="label">[108]</span></a> The record of his deeds during life on earth.</p> + +<p class="footnote"><a name="Footnote_109" id="Footnote_109" href="#FNanchor_109"><span class="label">[109]</span></a> The three classes are: (1) the "preceeders," (2) the people of the right +hand, i.e., the good, and (3) the people of the left hand, i.e., the evil. The +future state of each of the three is described in the lines that follow.</p> + +<p class="footnote"><a name="Footnote_110" id="Footnote_110" href="#FNanchor_110"><span class="label">[110]</span></a> "Either the first converts to Mohammedanism, or the prophets, who were +the respective leaders of their people, or any persons who have been eminent +examples of piety and virtue, may be here intended. The original words +literally rendered are, <i>The Leaders, The Leaders</i>: which repetition, as some +suppose, was designed to express the dignity of these persons and the certainty +of their future glory and happiness."—Sale, quoted in Wherry, <i>Comprehensive +Commentary on the Qur-án</i>, Vol. IV., pp. 109-110.</p> + +<p class="footnote"><a name="Footnote_111" id="Footnote_111" href="#FNanchor_111"><span class="label">[111]</span></a> The luxuries of paradise—the flowing rivers, the fragrant flowers, the +delicious fruits—are sharply contrasted with the conditions of desert life +most familiar to Mohammed's early converts. Such a description of the +land of the blessed must have appealed strongly to the imaginative Arabs. +It should be said that in the modern Mohammedan idea of heaven the +spiritual element has a rather more prominent place.</p> + +<p class="footnote"><a name="Footnote_112" id="Footnote_112" href="#FNanchor_112"><span class="label">[112]</span></a> Lofty beds.</p> + +<p class="footnote"><a name="Footnote_113" id="Footnote_113" href="#FNanchor_113"><span class="label">[113]</span></a> The "damsels of paradise."</p> + +<p class="footnote"><a name="Footnote_114" id="Footnote_114" href="#FNanchor_114"><span class="label">[114]</span></a> A scrubby bush bearing fruit like almonds, and extremely bitter. It was +familiar to Arabs and hence was made to stand as a type of the tree whose +fruit the wicked must eat in the lower world.</p> + +<p class="footnote"><a name="Footnote_115" id="Footnote_115" href="#FNanchor_115"><span class="label">[115]</span></a> The date is almost certainly wrong. Pepin was first acknowledged king +by the Frankish nobles assembled at Soissons in November, 751. It was +probably in 751 (possibly 752) that Pope Zacharias was consulted. In 754 +Pepin was crowned king by Pope Stephen III., successor of Zacharias, who +journeyed to France especially for the purpose.</p> + +<p class="footnote"><a name="Footnote_116" id="Footnote_116" href="#FNanchor_116"><span class="label">[116]</span></a> Zacharias was pope from 741 to 752.</p> + +<p class="footnote"><a name="Footnote_117" id="Footnote_117" href="#FNanchor_117"><span class="label">[117]</span></a> Einhard, the secretary of Charlemagne [see <a href="#Page_108">p. 108</a>], in writing a biography +of his master, described the condition of Merovingian kingship as +follows: "All the resources and power of the kingdom had passed into the +control of the prefects of the palace, who were called the 'mayors of the +palace,' and who exercised the supreme authority. Nothing was left to +the king. He had to content himself with his royal title, his flowing locks, +and long beard. Seated in a chair of state, he was wont to display an appearance +of power by receiving foreign ambassadors on their arrival, and, +on their departure, giving them, as if on his own authority, those answers +which he had been taught or commanded to give. Thus, except for his +empty title, and an uncertain allowance for his sustenance, which the prefect +of the palace used to furnish at his pleasure, there was nothing that the +king could call his own, unless it were the income from a single farm, and that +a very small one, where he made his home, and where such servants as were +needful to wait on him constituted his scanty household. When he went +anywhere he traveled in a wagon drawn by a yoke of oxen, with a rustic +oxherd for charioteer. In this manner he proceeded to the palace, and to the +public assemblies of the people held every year for the dispatch of the business +of the kingdom, and he returned home again in the same sort of state. +The administration of the kingdom, and every matter which had to be undertaken +and carried through, both at home and abroad, was managed by +the mayor of the palace."—Einhard, <i>Vita Caroli Magni</i>, Chap. 1.</p> + +<p class="footnote"><a name="Footnote_118" id="Footnote_118" href="#FNanchor_118"><span class="label">[118]</span></a> See <a href="#Footnote_44">p. 52, note 1</a>.</p> + +<p class="footnote"><a name="Footnote_119" id="Footnote_119" href="#FNanchor_119"><span class="label">[119]</span></a> Thomas Hodgkin, <i>Charles the Great</i> (London, 1903), p. 222.</p> + +<p class="footnote"><a name="Footnote_120" id="Footnote_120" href="#FNanchor_120"><span class="label">[120]</span></a> The German name for Aix-la-Chapelle was Aachen. From Roman times +the place was noted throughout Europe for its warm sulphur springs and +for centuries before Charlemagne's day it had been a favorite resort for +health-seekers. It was about the middle of his reign that Charlemagne determined +to have the small palace already existing rebuilt, together with its +accompanying chapel. Marbles and mosaics were obtained at Rome and +Ravenna, and architects and artisans were brought together for the work +from all Christendom. The chapel was completed in 805 and was dedicated +by Pope Leo III. Both palace and chapel were destroyed a short time +before the Emperor's death, probably as the result of an earthquake. The +present town-house of Aix-la-Chapelle has been constructed on the ruins +of this palace. The chapel, rebuilt on the ancient octagonal plan in 983, +contains the tomb of Charlemagne, marked by a stone bearing the inscription +"Carolo Magno." Besides Aachen, Charlemagne had many other residences, +as Compiègne, Worms, Attigny, Mainz, Paderborn, Ratisbon, Heristal, and +Thionville.</p> + +<p class="footnote"><a name="Footnote_121" id="Footnote_121" href="#FNanchor_121"><span class="label">[121]</span></a> A loose, flowing outer garment, or cloak. It was a feature of ancient +Greek dress.</p> + +<p class="footnote"><a name="Footnote_122" id="Footnote_122" href="#FNanchor_122"><span class="label">[122]</span></a> Hadrian I., 772-775. Charlemagne's first visit to Rome was in 774.</p> + +<p class="footnote"><a name="Footnote_123" id="Footnote_123" href="#FNanchor_123"><span class="label">[123]</span></a> Leo III., 795-816. The Roman dress was donned by Charlemagne +during his visit in 800 [see <a href="#Page_130">p. 130</a>].</p> + +<p class="footnote"><a name="Footnote_124" id="Footnote_124" href="#FNanchor_124"><span class="label">[124]</span></a> St. Augustine, the greatest of the Church fathers, was born in Numidia +in 354. He spent a considerable part of his early life studying in Rome +and other Italian cities. The <i>De Civitate Dei</i> ("City of God"), generally regarded +as his most important work, was completed in 426, its purpose being +to convince the Romans that even though the supposedly eternal city of +Rome had recently been sacked by the barbarian Visigoths, the true "city +of God" was in the hearts of men beyond the reach of desecrating invaders. +When he wrote the book Augustine was bishop of Hippo, an important city +of northern Africa. His death occurred in 430, during the siege of Hippo by +Gaiseric and his horde of Vandals.</p> + +<p class="footnote"><a name="Footnote_125" id="Footnote_125" href="#FNanchor_125"><span class="label">[125]</span></a> The Count of the Palace was one of the coterie of officials by whose aid +Charlemagne managed the affairs of the state. He was primarily an officer +of justice, corresponding in a way to the old Mayor of the Palace, but with +very much less power.</p> + +<p class="footnote"><a name="Footnote_126" id="Footnote_126" href="#FNanchor_126"><span class="label">[126]</span></a> When Charlemagne captured Pavia, the Lombard capital, in 774, he +found Peter the Pisan teaching in that city. With characteristic zeal for +the advancement of education among his own people he proceeded to transfer +the learned deacon to the Frankish Palace School [see <a href="#Page_144">p. 144</a>].</p> + +<p class="footnote"><a name="Footnote_127" id="Footnote_127" href="#FNanchor_127"><span class="label">[127]</span></a> Alcuin was born at York in 735. He took up his residence at Charlemagne's +court about 782, and died in the office of abbot of St. Martin of Tours +in 804.</p> + +<p class="footnote"><a name="Footnote_128" id="Footnote_128" href="#FNanchor_128"><span class="label">[128]</span></a> During the Napoleonic period many of these columns were taken possession +of by the French and transported to Paris. Only recently have they +been replaced in the Aix-la-Chapelle cathedral. Most of them came originally +from the palace of the Exarch of Ravenna.</p> + +<p class="footnote"><a name="Footnote_129" id="Footnote_129" href="#FNanchor_129"><span class="label">[129]</span></a> These statements of Einhard respecting the lavishness of Charlemagne's +gifts must be taken with some allowance. They were doubtless considerable +for the day, but Charlemagne's revenues were not such as to enable him to +display wealth which in modern times would be regarded as befitting a monarch +of so exalted rank.</p> + +<p class="footnote"><a name="Footnote_130" id="Footnote_130" href="#FNanchor_130"><span class="label">[130]</span></a> In 774, 781, 787, and 800.</p> + +<p class="footnote"><a name="Footnote_131" id="Footnote_131" href="#FNanchor_131"><span class="label">[131]</span></a> Charlemagne became joint ruler of the Franks with his brother Karlmann +in 768; hence when he died, in 814, he had reigned only forty-six years +instead of forty-seven.</p> + +<p class="footnote"><a name="Footnote_132" id="Footnote_132" href="#FNanchor_132"><span class="label">[132]</span></a> Ephraim Emerton, <i>Introduction to the Study of the Middle Ages</i> (Boston, +1903), p. 189.</p> + +<p class="footnote"><a name="Footnote_133" id="Footnote_133" href="#FNanchor_133"><span class="label">[133]</span></a> The war really lasted only thirty, or at the most thirty-one, years.</p> + +<p class="footnote"><a name="Footnote_134" id="Footnote_134" href="#FNanchor_134"><span class="label">[134]</span></a> The only notable act of vengeance during the war was the beheading +of 4,500 Saxons in a single day at Verden, on the Weser. It was occasioned +by a great Saxon revolt in 782, led by the chieftain Widukind.</p> + +<p class="footnote"><a name="Footnote_135" id="Footnote_135" href="#FNanchor_135"><span class="label">[135]</span></a> The formula of renunciation and confession generally employed in the +Christianizing of the Germans, and therefore in all probability in the conversion +of the Saxons, was as follows:</p> + +<p class="footnote"> +Question. Forsakest thou the devil?</p> + +<p class="footnote">Answer. I forsake the devil.</p> + +<p class="footnote">Ques. And all the devil's service?</p> + +<p class="footnote">Ans. And I forsake all the devil's service.</p> + +<p class="footnote">Ques. And all the devil's works?</p> + +<p class="footnote">Ans. And I forsake all the devil's works and words. Thor and Woden and +Saxnot and all the evil spirits that are their companions.</p> + +<p class="footnote">Ques. Believest thou in God the Almighty Father?</p> + +<p class="footnote">Ans. I believe in God the Almighty Father.</p> + +<p class="footnote">Ques. Believest thou in Christ the Son of God?</p> + +<p class="footnote">Ans. I believe in Christ the Son of God.</p> + +<p class="footnote">Ques. Believest thou in the Holy Ghost?</p> + +<p class="footnote">Ans. I believe in the Holy Ghost.</p> + +<p class="footnote">"Accepting Christianity was to the German very much like changing of +allegiance from one political sovereign to another. He gave up Thor and +Woden (Odin) and Saxnot, and in their place took the Father, the Son, and +the Holy Ghost."—Emerton, <i>Introduction to the Study of the Middle Ages</i>, +pp. 155-156. Text of these "Interrogationes et Responsiones Baptismales" +is in the <i>Monumenta Germaniæ Historica, Leges</i> (Boretius ed.), Vol. II., +No. 107.</p> + +<p class="footnote"><a name="Footnote_136" id="Footnote_136" href="#FNanchor_136"><span class="label">[136]</span></a> That is, the more important offenses, involving capital punishment, +as contrasted with the later "lesser chapters" dealing with minor misdemeanors.</p> + +<p class="footnote"><a name="Footnote_137" id="Footnote_137" href="#FNanchor_137"><span class="label">[137]</span></a> The Saxons were to be won to the Church through the protection it afforded, +but they were likewise to be made to stand in awe of the sanctity of +its property.</p> + +<p class="footnote"><a name="Footnote_138" id="Footnote_138" href="#FNanchor_138"><span class="label">[138]</span></a> The apparent harshness of this whole body of regulations was considerably +diminished in practice by the large discretion left to the priests, as in +this case. They were exhorted to exercise care and to take circumstances +into account in judging a man's guilt or innocence.</p> + +<p class="footnote"><a name="Footnote_139" id="Footnote_139" href="#FNanchor_139"><span class="label">[139]</span></a> From this point the capitulary deals with the "lesser chapters," i.e., non-capital +offenses.</p> + +<p class="footnote"><a name="Footnote_140" id="Footnote_140" href="#FNanchor_140"><span class="label">[140]</span></a> For the value of the <i>solidus</i>, see <a href="#Page_61">p. 61</a>.</p> + +<p class="footnote"><a name="Footnote_141" id="Footnote_141" href="#FNanchor_141"><span class="label">[141]</span></a> Three classes of society are distinguished—nobles, freemen, and serfs. +The ordinary freeman pays half as much as the noble, and the serf half as +much as the freeman.</p> + +<p class="footnote"><a name="Footnote_142" id="Footnote_142" href="#FNanchor_142"><span class="label">[142]</span></a> A prominent characteristic of the early Teutonic religion was that its +ceremonies were invariably conducted out of doors. Tacitus, in the <i>Germania</i> +(Chap. 9), tells us that the Germans had no temples or other buildings +for religious purposes, but worshipped in sacred groves. The "Irmensaule," +probably a giant tree-trunk, was the central shrine of the Saxon people, +and Charlemagne's destruction of it in 772 was the most serious offense +that could have been committed against them.</p> + +<p class="footnote"><a name="Footnote_143" id="Footnote_143" href="#FNanchor_143"><span class="label">[143]</span></a> The Germans reckoned by nights rather than by days, as explained by +Tacitus, <i>Germania</i>, Chap. 11 [see <a href="#Page_27">p. 27</a>].</p> + +<p class="footnote"><a name="Footnote_144" id="Footnote_144" href="#FNanchor_144"><span class="label">[144]</span></a> A sum assessed by the king, in this case against the illegal harboring +of criminals.</p> + +<p class="footnote"><a name="Footnote_145" id="Footnote_145" href="#FNanchor_145"><span class="label">[145]</span></a> The counts, together with the bishops, were the local representatives or +agents of the king. They presided over judicial assemblies, collected revenues, +and preserved order. There were about three hundred of them in +Charlemagne's empire when at its greatest extent.</p> + +<p class="footnote"><a name="Footnote_146" id="Footnote_146" href="#FNanchor_146"><span class="label">[146]</span></a> An officer sent out by the king to investigate the administration of the +counts and render judgment in certain cases. As a rule two were sent together, +a layman and an ecclesiastic [see <a href="#Page_134">p. 134</a>].</p> + +<p class="footnote"><a name="Footnote_147" id="Footnote_147" href="#FNanchor_147"><span class="label">[147]</span></a> Under ordinary circumstances the priests were thus charged with the +responsibility of seeing that local government in their various communities +was just and legal.</p> + +<p class="footnote"><a name="Footnote_148" id="Footnote_148" href="#FNanchor_148"><span class="label">[148]</span></a> Bémont and Monod, <i>Mediæval Europe</i> (New York, 1902), p. 202.</p> + +<p class="footnote"><a name="Footnote_149" id="Footnote_149" href="#FNanchor_149"><span class="label">[149]</span></a> Chapter 62 is here given out of order because it contains a comprehensive +survey of the products and activities upon which the royal stewards +were expected to report. The other chapters are more specific. It is likely +that they have not come down to us in their original order.</p> + +<p class="footnote"><a name="Footnote_150" id="Footnote_150" href="#FNanchor_150"><span class="label">[150]</span></a> The ordinary estate in this period, whether royal or not, consisted of two +parts. One was the demesne, which the owner kept under his immediate +control; the other was the remaining lands, which were divided among tenants +who paid certain rentals for their use and also performed stated services +on the lord's demesne. Charlemagne instructs his stewards to report +upon both sorts of land.</p> + +<p class="footnote"><a name="Footnote_151" id="Footnote_151" href="#FNanchor_151"><span class="label">[151]</span></a> Probably payments for the right to keep pigs in the woods. The most +common meat in the Middle Ages was pork and the use of the oak forests +as hog pasture was a privilege of considerable value.</p> + +<p class="footnote"><a name="Footnote_152" id="Footnote_152" href="#FNanchor_152"><span class="label">[152]</span></a> Fines imposed upon offenders to free them from crime or to repair +damages done.</p> + +<p class="footnote"><a name="Footnote_153" id="Footnote_153" href="#FNanchor_153"><span class="label">[153]</span></a> Panic was a kind of grass, the seeds of which were not infrequently used +for food.</p> + +<p class="footnote"><a name="Footnote_154" id="Footnote_154" href="#FNanchor_154"><span class="label">[154]</span></a> The serfs were a semi-free class of country people. They did not own +the land on which they lived and were not allowed to move off it without +the owner's consent. They cultivated the soil and paid rents of one kind or +another to their masters—in the present case, to the agents of the king.</p> + +<p class="footnote"><a name="Footnote_155" id="Footnote_155" href="#FNanchor_155"><span class="label">[155]</span></a> A variety of fermented liquor made of salt fish.</p> + +<p class="footnote"><a name="Footnote_156" id="Footnote_156" href="#FNanchor_156"><span class="label">[156]</span></a> A blue coloring matter derived from the leaves of a plant of the same +name.</p> + +<p class="footnote"><a name="Footnote_157" id="Footnote_157" href="#FNanchor_157"><span class="label">[157]</span></a> A red coloring matter derived from a plant of the same name.</p> + +<p class="footnote"><a name="Footnote_158" id="Footnote_158" href="#FNanchor_158"><span class="label">[158]</span></a> Burrs of the teasel plant, stiff and prickly, with hooked bracts; used in +primitive manufacturing for raising a nap on woolen cloth.</p> + +<p class="footnote"><a name="Footnote_159" id="Footnote_159" href="#FNanchor_159"><span class="label">[159]</span></a> A kind of grain still widely cultivated for food in Germany and Switzerland; +sometimes known as German wheat.</p> + +<p class="footnote"><a name="Footnote_160" id="Footnote_160" href="#FNanchor_160"><span class="label">[160]</span></a> The unit of weight was the pound. Charlemagne replaced the old Gallic +pound by the Roman, which was a tenth less.</p> + +<p class="footnote"><a name="Footnote_161" id="Footnote_161" href="#FNanchor_161"><span class="label">[161]</span></a> The unit of measure was the <i>muid</i>. Charlemagne had a standard measure +(<i>modius publicus</i>) constructed and in a number of his capitularies enjoined +that it be taken as a model by all his subjects. It contained probably a +little less than six pecks. A smaller measure was the <i>setier</i>, containing about +five and two-thirds pints.</p> + +<p class="footnote"><a name="Footnote_162" id="Footnote_162" href="#FNanchor_162"><span class="label">[162]</span></a> Clergymen attached to the church on or near the estate.</p> + +<p class="footnote"><a name="Footnote_163" id="Footnote_163" href="#FNanchor_163"><span class="label">[163]</span></a> "Attached to the royal villa, in the center of which stood the palace or +manse, were numerous dependent and humbler dwellings, occupied by mechanics, +artisans, and tradesmen, or rather manufacturers and craftsmen, +in great numbers. The dairy, the bakery, the butchery, the brewery, the +flour-mill were there.... The villa was a city in embryo, and in due +course it grew into one, for as it supplied in many respects the wants of the +surrounding country, so it attracted population and became a center of +commerce."—Jacob I. Mombert, <i>Charles the Great</i> (New York, 1888), pp. +401-402.</p> + +<p class="footnote"><a name="Footnote_164" id="Footnote_164" href="#FNanchor_164"><span class="label">[164]</span></a> An ancient Gallic land measure, equivalent to about half a Roman <i>jugerum</i> +(the <i>jugerum</i> was about two-thirds of an acre). The arpent in modern +France has varied greatly in different localities. In Paris it is 4,088 square +yards.</p> + +<p class="footnote"><a name="Footnote_165" id="Footnote_165" href="#FNanchor_165"><span class="label">[165]</span></a> The same as "pachak." The fragrant roots of this plant are still exported +from India to be used for burning as incense.</p> + +<p class="footnote"><a name="Footnote_166" id="Footnote_166" href="#FNanchor_166"><span class="label">[166]</span></a> A kind of cabbage. The edible part is a large turnip-like swelling of the +stem above the surface of the ground.</p> + +<p class="footnote"><a name="Footnote_167" id="Footnote_167" href="#FNanchor_167"><span class="label">[167]</span></a> A plant used both as a medicine and as a dye.</p> + +<p class="footnote"><a name="Footnote_168" id="Footnote_168" href="#FNanchor_168"><span class="label">[168]</span></a> "All the cereals grown in the country were cultivated. The flower gardens +were furnished with the choicest specimens for beauty and fragrance, +the orchards and kitchen gardens produced the richest and best varieties +of fruit and vegetables. Charles specified by name not less than seventy-four +varieties of herbs which he commanded to be cultivated; all the vegetables +still raised in Central Europe, together with many herbs now found +in botanical gardens only, bloomed on his villas; his orchards yielded a rich +harvest in cherries, apples, pears, prunes, peaches, figs, chestnuts, and +mulberries. The hill-sides were vineyards laden with the finest varieties of +grapes."—Mombert, <i>Charles the Great</i>, p. 400.</p> + +<p class="footnote"><a name="Footnote_169" id="Footnote_169" href="#FNanchor_169"><span class="label">[169]</span></a> James Bryce, <i>The Holy Roman Empire</i> (new ed., New York, 1904), +p. 50.</p> + +<p class="footnote"><a name="Footnote_170" id="Footnote_170" href="#FNanchor_170"><span class="label">[170]</span></a> Irene, the wife of Emperor Leo IV. After the death of her husband in +780 she became regent during the minority of her son, Constantine VI., then +only nine years of age. In 790 Constantine succeeded in taking the government +out of her hands; but seven years afterwards she caused him to be +blinded and shut up in a dungeon, where he soon died. The revolting crimes +by which Irene established her supremacy at Constantinople were considered, +even in her day, a disgrace to Christendom.</p> + +<p class="footnote"><a name="Footnote_171" id="Footnote_171" href="#FNanchor_171"><span class="label">[171]</span></a> This expression has given rise to a view which will be found in some +books that Pope Leo convened a general council of Frankish and Italian +clergy to consider the advisability of giving the imperial title to Charlemagne. +The whole matter is in doubt, but it does not seem likely that there +was any such formal deliberation. Leo certainly ascertained that the leading +lay and ecclesiastical magnates would approve the contemplated step, but +that a definite election in council took place may be pretty confidently denied. +The writer of the Annals of Lauresheim was interested in making the +case of Charlemagne, and therefore of the later emperors, as strong as possible.</p> + +<p class="footnote"><a name="Footnote_172" id="Footnote_172" href="#FNanchor_172"><span class="label">[172]</span></a> Einhard, Charlemagne's biographer, says that the king at first had such +aversion to the titles of Emperor and Augustus "that he declared he would +not have set foot in the church the day that they were conferred, although +it was a great feast-day, if he could have foreseen the design of the Pope" +(<i>Vita Caroli Magni</i>, Chap. 28). Despite this statement, however, we are not +to regard the coronation as a genuine surprise to anybody concerned. In +all probability there had previously been a more or less definite understanding +between the king and the Pope that in due time the imperial title should +be conferred. It is easy to believe, though, that Charlemagne had had no +idea that the ceremony was to be performed on this particular occasion and +it is likely enough that he had plans of his own as to the proper time and +place for it, plans which Leo rather rudely interfered with, but which the +manifest good-will of everybody constrained the king to allow to be sacrificed. +It may well be that Charlemagne had decided simply to assume the +imperial crown without a papal coronation at all, in order that the whole +question of papal supremacy, which threatened to be a troublesome one, +might be kept in the background.</p> + +<p class="footnote"><a name="Footnote_173" id="Footnote_173" href="#FNanchor_173"><span class="label">[173]</span></a> The celebration of the Nativity was by far the greatest festival of the +Church. At this season the basilica of St. Peter at Rome was the scene of +gorgeous ceremonials, and to its sumptuous shrine thronged the devout of +all Christendom. Its magnificence on the famous Christmas of 800 was +greater than ever, for only recently Charlemagne had bestowed the most +costly of all his gifts upon it—the spoils of the Avar wars.</p> + +<p class="footnote"><a name="Footnote_174" id="Footnote_174" href="#FNanchor_174"><span class="label">[174]</span></a> Charles, the eldest son, since 789 king of Maine. In reality, of course, +he was but an under-king, since Maine was an integral part of Charlemagne's +dominion. He was anointed by Pope Leo in 800 as heir-apparent to the new +imperial dignity of his father.</p> + +<p class="footnote"><a name="Footnote_175" id="Footnote_175" href="#FNanchor_175"><span class="label">[175]</span></a> The term "canonical" was applied more particularly to the clergy +attached to a cathedral church, the clergy being known individually as +"canons," collectively as a "chapter." In the present connection, however, +it probably refers to the monks, who, living as they did by "canons" or +rules, were in that sense "canonical clergy."</p> + +<p class="footnote"><a name="Footnote_176" id="Footnote_176" href="#FNanchor_176"><span class="label">[176]</span></a> The secular clergy were the bishops, priests, deacons, and other church +officers, who lived with the people in the <i>sæculum</i>, or world, as distinguished +from the monks, ascetics, cenobites, anchorites, and others, who dwelt in +monasteries or other places of seclusion.</p> + +<p class="footnote"><a name="Footnote_177" id="Footnote_177" href="#FNanchor_177"><span class="label">[177]</span></a> This is really as splendid a guarantee of equality before the law as is to +be found in Magna Charta or the Constitution of the United States. Unfortunately +there was not adequate machinery in the Frankish government +to enforce it, though we may suppose that while the <i>missi</i> continued efficient +(which was not more than a hundred years) considerable progress was made +in this direction.</p> + +<p class="footnote"><a name="Footnote_178" id="Footnote_178" href="#FNanchor_178"><span class="label">[178]</span></a> Serfs who worked on the fiscal lands, or, in other words, on the royal +estates.</p> + +<p class="footnote"><a name="Footnote_179" id="Footnote_179" href="#FNanchor_179"><span class="label">[179]</span></a> Compare <a href="#c14">chapters 14</a> and <a href="#c27">27</a>.</p> + +<p class="footnote"><a name="Footnote_180" id="Footnote_180" href="#FNanchor_180"><span class="label">[180]</span></a> A benefice, as the term is here used, was land granted by the Emperor +to a friend or dependent. The holder was to use such land on stated terms +for his own and the Emperor's gain, but was in no case to claim ownership +of it.</p> + +<p class="footnote"><a name="Footnote_181" id="Footnote_181" href="#FNanchor_181"><span class="label">[181]</span></a> The word has at least three distinct meanings—a royal edict, a judicial +fine, and a territorial jurisdiction. It is here used in the first of these senses.</p> + +<p class="footnote"><a name="Footnote_182" id="Footnote_182" href="#FNanchor_182"><span class="label">[182]</span></a> There was little room under Charlemagne's system for professional +lawyers or advocates.</p> + +<p class="footnote"><a name="Footnote_183" id="Footnote_183" href="#FNanchor_183"><span class="label">[183]</span></a> In other words, when the oath of allegiance is taken, as it must be by +every man and boy above the age of twelve, all the obligations mentioned +from <a href="#c3">Chap. 3</a> to <a href="#c9">Chap. 9</a> are to be considered as assumed along with that +of fidelity to the person and government of the Emperor.</p> + +<p class="footnote"><a name="Footnote_184" id="Footnote_184" href="#FNanchor_184"><span class="label">[184]</span></a> That is, the laws of the Church.</p> + +<p class="footnote"><a name="Footnote_185" id="Footnote_185" href="#FNanchor_185"><span class="label">[185]</span></a> One of the greatest temptations of the mediæval clergy was to spend +time in hunting, to the neglect of religious duties. Apparently this evil was +pretty common in Charlemagne's day.</p> + +<p class="footnote"><a name="Footnote_186" id="Footnote_186" href="#FNanchor_186"><span class="label">[186]</span></a> The <i>centenarii</i> were minor local officials, subordinate to the counts, +and confined in authority to their particular district or "hundred."</p> + +<p class="footnote"><a name="Footnote_187" id="Footnote_187" href="#FNanchor_187"><span class="label">[187]</span></a> In the Frankish kingdom, as commonly among Germanic peoples of +the period, murder not only might be, but was expected to be, atoned for +by a money payment to the slain man's relatives. The payment, known as +the <i>wergeld</i>, would vary according to the rank of the man killed. If it were +properly made, such "composition" was bound to be accepted as complete +reparation for the injury. In this regulation we can discern a distinct advance +over the old system of blood-feud under which a murder almost invariably +led to family and clan wars. Plainly the Franks were becoming +more civilized.</p> + +<p class="footnote"><a name="Footnote_188" id="Footnote_188" href="#FNanchor_188"><span class="label">[188]</span></a> If a murderer refused to pay the required composition his property was +to be taken possession of by the Emperor's officers and the case must be laid +before the Emperor himself. If the latter chose, he might order the restoration +of the property, but this he was not likely to do.</p> + +<p class="footnote"><a name="Footnote_189" id="Footnote_189" href="#FNanchor_189"><span class="label">[189]</span></a> Beginning with the reign of Charlemagne there were really two assemblies +each year—one in the spring, the other in the autumn; but the one in +the spring, the so-called "May-field," was much the more important. All +the nobles and higher clergy attended, and if a campaign was in prospect all +who owed military service would be called upon to bring with them their +portion of the war-host, with specified supplies. Charlemagne proposed all +measures, the higher magnates discussed them with him, and the lower ones +gave a perfunctory sanction to acts already determined upon. The meeting +place was changed from year to year, being rotated irregularly among the +royal residences, as Aix-la-Chapelle, Paderborn, Ingelheim, and Thionville; +occasionally they were held, as in this instance, in places otherwise almost +unknown.</p> + +<p class="footnote"><a name="Footnote_190" id="Footnote_190" href="#FNanchor_190"><span class="label">[190]</span></a> Strassfurt was some distance south of Magdeburg.</p> + +<p class="footnote"><a name="Footnote_191" id="Footnote_191" href="#FNanchor_191"><span class="label">[191]</span></a> The date of the festival of St. John the Baptist was June 22.</p> + +<p class="footnote"><a name="Footnote_192" id="Footnote_192" href="#FNanchor_192"><span class="label">[192]</span></a> From earliest Germanic times we catch glimpses of this practice of +requiring gifts from a king's subjects. By Charlemagne's day it had +crystallized into an established custom and was a very important source of +revenue, though other sources had been opened up which were quite unknown +to the German sovereigns of three or four hundred years before. Ordinarily +these gifts, in money, jewels, or provisions, were presented to the sovereign +each year at the May assembly.</p> + +<p class="footnote"><a name="Footnote_193" id="Footnote_193" href="#FNanchor_193"><span class="label">[193]</span></a> The title "Patricius of Rome" was conferred on Charlemagne by Pope +Hadrian I., in 774. Its bestowal was a token of papal appreciation of the +king's renewal of Pepin's grant of lands to the papacy. In practice the +title had little or no meaning. It was dropped in 800 when Charlemagne +was crowned emperor [see <a href="#Page_130">p. 130</a>].</p> + +<p class="footnote"><a name="Footnote_194" id="Footnote_194" href="#FNanchor_194"><span class="label">[194]</span></a> That is, the law of the Church; in case of the monasteries, more especially +the regulations laid down for their order, e.g., the Benedictine Rule.</p> + +<p class="footnote"><a name="Footnote_195" id="Footnote_195" href="#FNanchor_195"><span class="label">[195]</span></a> In the Middle Ages it was assumed that churchmen were educated; +few other men had any claim to learning. Charlemagne here says that it +is bad indeed when men who have been put in ecclesiastical positions because +of their supposed education fall into errors which ought to be expected +only from ordinary people.</p> + +<p class="footnote"><a name="Footnote_196" id="Footnote_196" href="#FNanchor_196"><span class="label">[196]</span></a> In rhetoric a trope is ordinarily defined as the use of a word or expression +in a different sense from that which properly belongs to it. The most common +varieties are metaphor, metonomy, synechdoche, and irony.</p> + +<p class="footnote"><a name="Footnote_197" id="Footnote_197" href="#FNanchor_197"><span class="label">[197]</span></a> After the battle of Fontenay, June 25, 841, Charles and Louis had +separated and Lothair had formed the design of attacking and conquering +first one and then the other. He made an expedition against Charles, but +was unable to accomplish anything before his two enemies again drew together +at Strassburg.</p> + +<p class="footnote"><a name="Footnote_198" id="Footnote_198" href="#FNanchor_198"><span class="label">[198]</span></a> The name "Francia" was as yet confined to the country lying between +the Loire and the Scheldt.</p> + +<p class="footnote"><a name="Footnote_199" id="Footnote_199" href="#FNanchor_199"><span class="label">[199]</span></a> This Pepin was a son of Pepin, the brother of Charles, Louis, and Lothair. +Upon the death of the elder Pepin in 838 his part of the empire—the great +region between the Loire and the Pyrenees, known as Aquitaine—had been +taken possession of by Charles, without regard for the two surviving sons. +It was natural, therefore, that in the struggle which ensued between Charles +and Louis on the one side and Lothair on the other, young Pepin should have +given such aid as he could to the latter.</p> + +<p class="footnote"><a name="Footnote_200" id="Footnote_200" href="#FNanchor_200"><span class="label">[200]</span></a> On the upper Moselle.</p> + +<p class="footnote"><a name="Footnote_201" id="Footnote_201" href="#FNanchor_201"><span class="label">[201]</span></a> This refers to the battle of Fontenay.</p> + +<p class="footnote"><a name="Footnote_202" id="Footnote_202" href="#FNanchor_202"><span class="label">[202]</span></a> The translation of this oath is as follows: "For the love of God, and for +the sake as well of our peoples as of ourselves, I promise that from this day +forth, as God shall grant me wisdom and strength, I will treat this my +brother as one's brother ought to be treated, provided that he shall do the +same by me. And with Lothair I will not willingly enter into any dealings +which may injure this my brother."</p> + +<p class="footnote"><a name="Footnote_203" id="Footnote_203" href="#FNanchor_203"><span class="label">[203]</span></a> This oath, taken by the followers of the two kings, may be thus translated: +"If Louis [or Charles] shall observe the oath which he has sworn to +his brother Charles [or Louis], and Charles [or Louis], our lord, on his side, +should be untrue to his oath, and we should be unable to hold him to it, +neither we nor any whom we can deter, shall give him any support." The +oath taken by the two armies was the same, with only the names of the +kings interchanged.</p> + +<p class="footnote"><a name="Footnote_204" id="Footnote_204" href="#FNanchor_204"><span class="label">[204]</span></a> This name in the course of time became simply "Francia," then +"France." In the eastern kingdom, "Francia" gradually became restricted +to the region about the Main, or "Franconia."</p> + +<p class="footnote"><a name="Footnote_205" id="Footnote_205" href="#FNanchor_205"><span class="label">[205]</span></a> It was commonly known as "Lotharii regnum," later as "Lotharingia," +and eventually (a fragment of the kingdom only) as "Lorraine."</p> + +<p class="footnote"><a name="Footnote_206" id="Footnote_206" href="#FNanchor_206"><span class="label">[206]</span></a> Emerton, <i>Mediæval Europe</i> (Boston, 1903), p. 30.</p> + +<p class="footnote"><a name="Footnote_207" id="Footnote_207" href="#FNanchor_207"><span class="label">[207]</span></a> This statement is only approximately true. In reality Friesland (Frisia) +and a strip up the east bank of the Rhine almost to the mouth of the Moselle +went to Lothair.</p> + +<p class="footnote"><a name="Footnote_208" id="Footnote_208" href="#FNanchor_208"><span class="label">[208]</span></a> See <a href="#Footnote_199">p. 152, note 2</a>.</p> + +<p class="footnote"><a name="Footnote_209" id="Footnote_209" href="#FNanchor_209"><span class="label">[209]</span></a> Gregory IV. (827-844) was succeeded in the papal office by Sergius II. +(844-847).</p> + +<p class="footnote"><a name="Footnote_210" id="Footnote_210" href="#FNanchor_210"><span class="label">[210]</span></a> By the treaty of Verdun in 843 Charles the Bald had been given Aquitaine, +along with the other distinctively Frankish regions of western Europe. +His nephew Pepin, however, who had never been reconciled to Charles's +taking possession of Aquitaine in 838, called himself king of that country +and made stubborn resistance to his uncle's claims of sovereignty [see p. +<a href="#Page_156">156</a>].</p> + +<p class="footnote"><a name="Footnote_211" id="Footnote_211" href="#FNanchor_211"><span class="label">[211]</span></a> The Wends were a Slavonic people living in the lower valley of the Oder.</p> + +<p class="footnote"><a name="Footnote_212" id="Footnote_212" href="#FNanchor_212"><span class="label">[212]</span></a> By "the heathen" are meant the Norse pirates from Denmark and the +Scandinavian peninsula. On their invasions see <a href="#Page_163">p. 163</a>.</p> + +<p class="footnote"><a name="Footnote_213" id="Footnote_213" href="#FNanchor_213"><span class="label">[213]</span></a> This Saracen attack upon Rome was made by some Arab pirates who +in the Mediterranean were playing much the same rôle of destruction as +were the Northmen on the Atlantic coasts. A league of Naples, Gaeta, and +Amalfi defeated the pirates in 849, and delivered Rome from her oppressors +long enough for new fortifications to be constructed. Walls were +built at this time to include the quarter of St. Peter's—a district known to +this day as the "Leonine City" in memory of Leo IV., who in 847 succeeded +Sergius as pope [see above text under date 850].</p> + +<p class="footnote"><a name="Footnote_214" id="Footnote_214" href="#FNanchor_214"><span class="label">[214]</span></a> Fulda was an important monastery on one of the upper branches of +the Weser, northeast of Mainz.</p> + +<p class="footnote"><a name="Footnote_215" id="Footnote_215" href="#FNanchor_215"><span class="label">[215]</span></a> An octave, in the sense here meant, is the week (strictly eight days) +following a church festival; in this case, the eight days following the anniversary +of Christ's birth, or Christmas.</p> + +<p class="footnote"><a name="Footnote_216" id="Footnote_216" href="#FNanchor_216"><span class="label">[216]</span></a> The isle of Rhé, near Rochelle, north of the mouth of the Garonne.</p> + +<p class="footnote"><a name="Footnote_217" id="Footnote_217" href="#FNanchor_217"><span class="label">[217]</span></a> Galicia was a province in the extreme northwest of the Spanish peninsula.</p> + +<p class="footnote"><a name="Footnote_218" id="Footnote_218" href="#FNanchor_218"><span class="label">[218]</span></a> Charles the Bald, who by the treaty of Verdun in 843, had obtained the +western part of the empire built up by Charlemagne [see <a href="#Page_154">p. 154</a>].</p> + +<p class="footnote"><a name="Footnote_219" id="Footnote_219" href="#FNanchor_219"><span class="label">[219]</span></a> Louis, a half-brother of Charles the Bald, who had received the eastern +portion of Charlemagne's empire by the settlement of 843.</p> + +<p class="footnote"><a name="Footnote_220" id="Footnote_220" href="#FNanchor_220"><span class="label">[220]</span></a> Frisia, or Friesland, was the northernmost part of the kingdom of Lothair.</p> + +<p class="footnote"><a name="Footnote_221" id="Footnote_221" href="#FNanchor_221"><span class="label">[221]</span></a> That is, in Brittany.</p> + +<p class="footnote"><a name="Footnote_222" id="Footnote_222" href="#FNanchor_222"><span class="label">[222]</span></a> Noménoé was a native chief of the Britons. Charles the Bald made +many efforts to reduce him to obedience, but with little success. In 848 +or 849 he took the title of king. During his brief reign (which ended in 851) +he invaded Charles's dominions and wrought almost as much destruction +as did the Northmen themselves.</p> + +<p class="footnote"><a name="Footnote_223" id="Footnote_223" href="#FNanchor_223"><span class="label">[223]</span></a> Tours, Blois, and Orleans were all situated within a range of a hundred +miles along the lower Loire.</p> + +<p class="footnote"><a name="Footnote_224" id="Footnote_224" href="#FNanchor_224"><span class="label">[224]</span></a> Chartres was some eighty miles northwest of Orleans.</p> + +<p class="footnote"><a name="Footnote_225" id="Footnote_225" href="#FNanchor_225"><span class="label">[225]</span></a> About midway between Nantes and Tours.</p> + +<p class="footnote"><a name="Footnote_226" id="Footnote_226" href="#FNanchor_226"><span class="label">[226]</span></a> Poitiers was about seventy miles southwest of Tours.</p> + +<p class="footnote"><a name="Footnote_227" id="Footnote_227" href="#FNanchor_227"><span class="label">[227]</span></a> Valence was on the Rhone, nearly a hundred and fifty miles back from +the Mediterranean coast.</p> + +<p class="footnote"><a name="Footnote_228" id="Footnote_228" href="#FNanchor_228"><span class="label">[228]</span></a> The Northmen who ravaged France really had no kings, but only +military chieftains.</p> + +<p class="footnote"><a name="Footnote_229" id="Footnote_229" href="#FNanchor_229"><span class="label">[229]</span></a> Odo, or Eudes, was chosen king by the Frankish nobles and clergy in +888, to succeed the deposed Charles the Fat. He was not of the Carolingian +family but a Robertian (son of Robert the Strong), and hence a forerunner +of the Capetian line of kings regularly established on the French throne in +987 [see <a href="#Page_177">p. 177</a>]. His election to the kingship was due in a large measure +to his heroic conduct during the siege of Paris by the Northmen.</p> + +<p class="footnote"><a name="Footnote_230" id="Footnote_230" href="#FNanchor_230"><span class="label">[230]</span></a> The tower blocked access to the city by the so-called "Great Bridge," +which connected the right bank of the Seine with the island on which the +city was built. The tower stood on the present site of the Châtelet.</p> + +<p class="footnote"><a name="Footnote_231" id="Footnote_231" href="#FNanchor_231"><span class="label">[231]</span></a> In time Robert also became king. He reigned only from 922 to 923.</p> + +<p class="footnote"><a name="Footnote_232" id="Footnote_232" href="#FNanchor_232"><span class="label">[232]</span></a> Abbot Ebolus was head of the monastery of St. Germain des Prés.</p> + +<p class="footnote"><a name="Footnote_233" id="Footnote_233" href="#FNanchor_233"><span class="label">[233]</span></a> The Northmen were finally compelled to abandon their efforts against +the tower. They then retired to the bank of the Seine near the abbey of +Saint-Denys and from that place as a center ravaged all the country lying +about Paris. In a short time they renewed the attack upon the city itself.</p> + +<p class="footnote"><a name="Footnote_234" id="Footnote_234" href="#FNanchor_234"><span class="label">[234]</span></a> Charles the Fat, under whom during the years 885-887 the old empire +of Charlemagne was for the last time united under a single sovereign. When +Odo went to find him in 886 he was at Metz in Germany. German and +Italian affairs interested him more than did those of the Franks.</p> + +<p class="footnote"><a name="Footnote_235" id="Footnote_235" href="#FNanchor_235"><span class="label">[235]</span></a> Sens was about a hundred miles southeast of Paris. Charles abandoned +the region about Sens to the Northmen to plunder during the winter of +886-887. His very lame excuse for doing this was that the people of the +district did not properly recognize his authority and were deserving of such +punishment.</p> + +<p class="footnote"><a name="Footnote_236" id="Footnote_236" href="#FNanchor_236"><span class="label">[236]</span></a> The twelve month siege of Paris thus brought to an end had many noteworthy +results. Chief among these was the increased prestige of Odo as a +national leader and of Paris as a national stronghold. Prior to this time +Paris had not been a place of importance, even though Clovis had made it +his capital. In the period of Charlemagne it was distinctly a minor city +and it gained little in prominence under Louis the Pious and Charles the +Bald. The great Carolingian capitals were Laon and Compiègne. The +siege of 885-886, however, made it apparent that Paris occupied a strategic +position, commanding the valley of the Seine, and that the inland city was +one of the true bulwarks of the kingdom. Thereafter the place grew rapidly +in population and prestige, and when Odo became king (in 888) it was made +his capital. As time went on it grew to be the heart of the French kingdom +and came to guide the destinies of France as no other city of modern +times has guided a nation.</p> + +<p class="footnote"><a name="Footnote_237" id="Footnote_237" href="#FNanchor_237"><span class="label">[237]</span></a> He was deposed in 887, largely because of his utter failure to take any +active measures to defend the Franks against their Danish enemies. From +Paris he went to Germany where he died, January 13, 888, at a small town +on the Danube.</p> + +<p class="footnote"><a name="Footnote_238" id="Footnote_238" href="#FNanchor_238"><span class="label">[238]</span></a> After the famous siege of Paris in 885-886 the Northmen, or Normans +as they may now be called, continued to ravage France just as they had +done before that event. In 910 one of their greatest chieftains, Rollo, appeared +before Paris and prepared to take the city. In this project he was +unsuccessful, but his warriors caused so much devastation in the surrounding +country that Charles the Simple, who was now king, decided to try negotiations. +A meeting was held at Saint-Clair-sur-Epte where, in the presence +of the Norman warriors and the Frankish magnates, Charles and Rollo +entered into the first treaty looking toward a permanent settlement of Northmen +on Frankish territory. Rollo promised to desist from his attacks upon +Frankland and to become a Christian. Charles agreed to give over to the +Normans a region which they in fact already held, with Rouen as its center, +and extending from the Epte River on the east to the sea on the west. The +arrangement was dictated by good sense and proved a fortunate one for +all parties concerned.</p> + +<p class="footnote"><a name="Footnote_239" id="Footnote_239" href="#FNanchor_239"><span class="label">[239]</span></a> Robert was Odo's brother. "Duke of the Franks" was a title, at first +purely military, but fast developing to the point where it was to culminate +in its bearer becoming the first Capetian king [see <a href="#Page_177">p. 177</a>].</p> + +<p class="footnote"><a name="Footnote_240" id="Footnote_240" href="#FNanchor_240"><span class="label">[240]</span></a> See <a href="#Footnote_181">p. 138, note 4</a>.</p> + +<p class="footnote"><a name="Footnote_241" id="Footnote_241" href="#FNanchor_241"><span class="label">[241]</span></a> If the offender had a lord, this lord would be expected to produce his +accused vassal at court.</p> + +<p class="footnote"><a name="Footnote_242" id="Footnote_242" href="#FNanchor_242"><span class="label">[242]</span></a> That is, the old blood-feud of the Germans.</p> + +<p class="footnote"><a name="Footnote_243" id="Footnote_243" href="#FNanchor_243"><span class="label">[243]</span></a> The office of <i>missus</i> had by this time fallen pretty much into decay. +Many of the <i>missi</i> were at the same time counts—a combination of authority +directly opposed to the earlier theory of the administrative system. The +<i>missus</i> had been supposed to supervise the counts and restrain them from +disloyalty to the king and from indulgence in arbitrary or oppressive measures +of local government.</p> + +<p class="footnote"><a name="Footnote_244" id="Footnote_244" href="#FNanchor_244"><span class="label">[244]</span></a> The viscount (<i>vicecomes</i>) was the count's deputy. By Carloman's time +there were sometimes several of these in a county. They were at first +appointed by the count, but toward the end of the ninth century they became +hereditary.</p> + +<p class="footnote"><a name="Footnote_245" id="Footnote_245" href="#FNanchor_245"><span class="label">[245]</span></a> The <i>vicarii</i> and <i>centenarii</i> were local assistants of the count in administrative +and judicial affairs. In Merovingian times their precise duties are +not clear, but under the Carolingians the two terms tended to become +synonyms. The <i>centenarius</i>, or hundredman, was charged mainly with +the administration of justice in the smallest local division, i.e., the hundred. +In theory he was elected by the people of the hundred, but in practice he +was usually appointed by the count.</p> + +<p class="footnote"><a name="Footnote_246" id="Footnote_246" href="#FNanchor_246"><span class="label">[246]</span></a> Hugh Capet, whose title prior to 987 was "Duke of the Franks."</p> + +<p class="footnote"><a name="Footnote_247" id="Footnote_247" href="#FNanchor_247"><span class="label">[247]</span></a> Adalbero, archbishop of Rheims.</p> + +<p class="footnote"><a name="Footnote_248" id="Footnote_248" href="#FNanchor_248"><span class="label">[248]</span></a> We are not to suppose that Richer here gives a literal reproduction of +Adalbero's speech, but so far as we can tell the main points are carefully +stated.</p> + +<p class="footnote"><a name="Footnote_249" id="Footnote_249" href="#FNanchor_249"><span class="label">[249]</span></a> At the funeral of Louis.</p> + +<p class="footnote"><a name="Footnote_250" id="Footnote_250" href="#FNanchor_250"><span class="label">[250]</span></a> Charles of Lower Lorraine, uncle of Louis V.</p> + +<p class="footnote"><a name="Footnote_251" id="Footnote_251" href="#FNanchor_251"><span class="label">[251]</span></a> The elective principle here asserted had prevailed in the choice of French +and German kings for nearly a century. The kings chosen, however, usually +came from one family, as the Carolingians in France.</p> + +<p class="footnote"><a name="Footnote_252" id="Footnote_252" href="#FNanchor_252"><span class="label">[252]</span></a> Almost exactly a century earlier there had been such a case among the +Franks, when Charles the Fat was deposed and Odo, the defender of Paris, +elevated to the throne (888).</p> + +<p class="footnote"><a name="Footnote_253" id="Footnote_253" href="#FNanchor_253"><span class="label">[253]</span></a> Charles had been made duke of Lower Lorraine by the German emperor. +This passage in Adalbero's speech looks like something of an appeal to +Frankish pride, or as we would say in these days, to national sentiment. +Still it must be remembered that while a sense of common interest was undoubtedly +beginning to develop among the peoples represented in the assembly +at Senlis, these peoples were still far too diverse to be spoken of +accurately as making up a unified nationality. Adalbero was indulging in +a political harangue and piling up arguments for effect, without much regard +for their real weight.</p> + +<p class="footnote"><a name="Footnote_254" id="Footnote_254" href="#FNanchor_254"><span class="label">[254]</span></a> Noyon was a church center about fifty miles north of Paris. That the +coronation really occurred at this place has been questioned by some, but +there seems to be small reason for doubting Richer's statement in the matter.</p> + +<p class="footnote"><a name="Footnote_255" id="Footnote_255" href="#FNanchor_255"><span class="label">[255]</span></a> M. Pfister in Lavisse, <i>Histoire de France</i>, Vol. II., p. 412, asserts that the +coronation occurred July 3, 987.</p> + +<p class="footnote"><a name="Footnote_256" id="Footnote_256" href="#FNanchor_256"><span class="label">[256]</span></a> This method of describing the extent of the new king's dominion shows +how far from consolidated the so-called Frankish kingdom really was. The +royal domain proper, that is, the land over which the king had immediate +control, was limited to a long fertile strip extending from the Somme to a +point south of Orléans, including the important towns of Paris, Orléans, +Étampes, Senlis, and Compiègne. Even this was not continuous, but was +cut into here and there by the estates of practically independent feudal +lords. By far the greater portion of modern France (the name in 987 was +only beginning to be applied to the whole country) consisted of great counties +and duchies, owing comparatively little allegiance to the king and usually +rendering even less than they owed. Of these the most important was the +county (later duchy) of Normandy, the county of Bretagne (Brittany), +the county of Flanders, the county of Anjou, the county of Blois, the duchy +of Burgundy, the duchy of Aquitaine, the county of Toulouse, the county of +Gascony, and the county of Barcelona (south of the Pyrenees). The "Goths" +referred to by Richer were the inhabitants of the "march," or border +county, of Gothia along the Mediterranean coast between the lower Rhone +and the Pyrenees (old Septimania).</p> + +<p class="footnote"><a name="Footnote_257" id="Footnote_257" href="#FNanchor_257"><span class="label">[257]</span></a> That is, Ethelred I., whom Alfred succeeded.</p> + +<p class="footnote"><a name="Footnote_258" id="Footnote_258" href="#FNanchor_258"><span class="label">[258]</span></a> Wiltshire, on the southern coast, west of the Isle of Wight.</p> + +<p class="footnote"><a name="Footnote_259" id="Footnote_259" href="#FNanchor_259"><span class="label">[259]</span></a> The same as the modern city of the name.</p> + +<p class="footnote"><a name="Footnote_260" id="Footnote_260" href="#FNanchor_260"><span class="label">[260]</span></a> Mercia was one of the seven old Anglo-Saxon kingdoms. It lay east of +Wales.</p> + +<p class="footnote"><a name="Footnote_261" id="Footnote_261" href="#FNanchor_261"><span class="label">[261]</span></a> This marked a radical departure in methods of fighting the invaders. +On the continent, and hitherto in England, there had been no effort to prevent +the enemy from getting into the country they proposed to plunder. +Alfred's creation of a navy was one of his wisest acts. Although the English +had by this time grown comparatively unaccustomed to seafaring life +they contrived to win their first naval encounter with the enemy.</p> + +<p class="footnote"><a name="Footnote_262" id="Footnote_262" href="#FNanchor_262"><span class="label">[262]</span></a> In Dorsetshire.</p> + +<p class="footnote"><a name="Footnote_263" id="Footnote_263" href="#FNanchor_263"><span class="label">[263]</span></a> Athelney was in Somersetshire, northeast of Exeter, in the marshes at +the junction of the Tone and the Parret.</p> + +<p class="footnote"><a name="Footnote_264" id="Footnote_264" href="#FNanchor_264"><span class="label">[264]</span></a> The modern Brixton Deverill, in Wiltshire, near Warminster.</p> + +<p class="footnote"><a name="Footnote_265" id="Footnote_265" href="#FNanchor_265"><span class="label">[265]</span></a> In Wiltshire, a little east of Westbury. In January the Danes had +removed from Exeter to Chippenham. Edington (or Ethandune) was eight +miles from the camp at the latter place. The Danes were first defeated in +an open battle at Edington, and then forced to surrender after a fourteen +days' siege at Chippenham.</p> + +<p class="footnote"><a name="Footnote_266" id="Footnote_266" href="#FNanchor_266"><span class="label">[266]</span></a> This so-called "Peace of Alfred and Guthrum" in 878 provided only for +the acceptance of Christianity by the Danish leader. It is sometimes +known as the treaty of Chippenham and is not to be confused with the treaty +of Wedmore, of a few weeks later, by which Alfred and Guthrum divided +the English country between them. The text of this second treaty will be +found in Lee's <i>Source-Book of English History</i> (pp. 98-99), though the introductory +statement there given is somewhat misleading. This assignment +of the Danelaw to Guthrum's people may well be compared with the yielding +of Normandy to Rollo by Charles the Simple in 911 [see <a href="#Page_172">p. 172</a>].</p> + +<p class="footnote"><a name="Footnote_267" id="Footnote_267" href="#FNanchor_267"><span class="label">[267]</span></a> Ethelwerd was Alfred's fifth living child.</p> + +<p class="footnote"><a name="Footnote_268" id="Footnote_268" href="#FNanchor_268"><span class="label">[268]</span></a> This was, of course, not a school in the modern sense of the word. All +that is meant is simply that young Ethelwerd, along with sons of nobles +and non-nobles, received instruction from the learned men at the court. +It had been customary before Alfred's day for the young princes and sons +of nobles to receive training at the court, but not in letters.</p> + +<p class="footnote"><a name="Footnote_269" id="Footnote_269" href="#FNanchor_269"><span class="label">[269]</span></a> This was Edward the Elder who succeeded Alfred as king and reigned +from 901 to 925. He was Alfred's eldest son.</p> + +<p class="footnote"><a name="Footnote_270" id="Footnote_270" href="#FNanchor_270"><span class="label">[270]</span></a> Ælfthryth was Alfred's fourth child. She became the wife of Baldwin II. +of Flanders.</p> + +<p class="footnote"><a name="Footnote_271" id="Footnote_271" href="#FNanchor_271"><span class="label">[271]</span></a> Among other labors in behalf of learning, Alfred made a collection of +the ancient epics and lyrics of the Saxon people. Unfortunately, except +in the case of the epic Beowulf, only fragments of these have survived. +Beowulf was, so far as we know, the earliest of the Saxon poems, having +originated before the migration to Britain, though it was probably put in +its present form by a Christian monk of the eighth century.</p> + +<p class="footnote"><a name="Footnote_272" id="Footnote_272" href="#FNanchor_272"><span class="label">[272]</span></a> Armorica was the name applied in Alfred's time to the region southward +from the mouth of the Seine to Brittany.</p> + +<p class="footnote"><a name="Footnote_273" id="Footnote_273" href="#FNanchor_273"><span class="label">[273]</span></a> There is a good deal of independent evidence that Alfred was peculiarly +hospitable to foreigners. He delighted in learning from them about their +peoples and experiences.</p> + +<p class="footnote"><a name="Footnote_274" id="Footnote_274" href="#FNanchor_274"><span class="label">[274]</span></a> The word in the original is <i>ministeriales</i>. It is not Saxon but Franco-Latin +and is an instance of the Frankish element in Asser's vocabulary. +Here, as among the Franks, the <i>ministeriales</i> were the officials of second-rate +importance surrounding the king, the highest being known as the +<i>ministri</i>.</p> + +<p class="footnote"><a name="Footnote_275" id="Footnote_275" href="#FNanchor_275"><span class="label">[275]</span></a> This comparison of the gathering of learning to the operations of a +bee in collecting honey is very common among classical writers and also +among those of the Carolingian renaissance. It occurs in Lucretius, Seneca, +Macrobius, Alcuin, and the poet Candidus.</p> + +<p class="footnote"><a name="Footnote_276" id="Footnote_276" href="#FNanchor_276"><span class="label">[276]</span></a> Plegmund became archbishop of Canterbury in 890, but it is probable +that he was with Alfred some time before his election to the primacy.</p> + +<p class="footnote"><a name="Footnote_277" id="Footnote_277" href="#FNanchor_277"><span class="label">[277]</span></a> This Ethelstan was probably the person of that name who was consecrated +bishop of Ramsbury in 909.</p> + +<p class="footnote"><a name="Footnote_278" id="Footnote_278" href="#FNanchor_278"><span class="label">[278]</span></a> From another document it appears that Werwulf was a friend of Bishop +Werfrith in Mercia before either took up residence at Alfred's court.</p> + +<p class="footnote"><a name="Footnote_279" id="Footnote_279" href="#FNanchor_279"><span class="label">[279]</span></a> In Chap. 104 of Asser's biography the <i>capellani</i> are described as supplying +the king with candles, by whose burning he measured time. The word +<i>capellanus</i> is of pure Frankish origin and was originally applied to the clerks +(<i>clerici capellani</i>) who were charged with the custody of the cope (<i>cappa</i>) +of St. Martin, which was kept in the <i>capella</i>. From this the term <i>capella</i> +came to mean a room especially devoted to religious uses, that is, a chapel. +It was used in this sense as early as 829 in Frankland. Whether by <i>capellanus</i> +Asser meant mere clerks, or veritable "chaplains" in the later sense, cannot +be known, though his usage was probably the latter.</p> + +<p class="footnote"><a name="Footnote_280" id="Footnote_280" href="#FNanchor_280"><span class="label">[280]</span></a> Chapter 87 of Asser informs us that Alfred mastered the art of reading +in the year 887.</p> + +<p class="footnote"><a name="Footnote_281" id="Footnote_281" href="#FNanchor_281"><span class="label">[281]</span></a> Grimbald came from the Flemish monastery of St. Bertin at St. Omer. +He was recommended to Alfred by Fulco, archbishop of Rheims, who had +once been abbot of St. Bertin. We do not know in what year Grimbald +went to England, though there is some evidence that it was not far from +887.</p> + +<p class="footnote"><a name="Footnote_282" id="Footnote_282" href="#FNanchor_282"><span class="label">[282]</span></a> John the Old Saxon is mentioned by Alfred as his mass-priest. It is +probable that he came from the abbey of Corbei on the upper Weser. Not +much is known about the man, but if he was as learned as Asser says he was, +he must have been a welcome addition to Alfred's group of scholars particularly +as the language which he used was very similar to that of the West +Saxons in England.</p> + +<p class="footnote"><a name="Footnote_283" id="Footnote_283" href="#FNanchor_283"><span class="label">[283]</span></a> That is, south of the Humber.</p> + +<p class="footnote"><a name="Footnote_284" id="Footnote_284" href="#FNanchor_284"><span class="label">[284]</span></a> The service of the Church.</p> + +<p class="footnote"><a name="Footnote_285" id="Footnote_285" href="#FNanchor_285"><span class="label">[285]</span></a> They were written, of course, in Latin.</p> + +<p class="footnote"><a name="Footnote_286" id="Footnote_286" href="#FNanchor_286"><span class="label">[286]</span></a> By the middle of the third century <span class="s07">A.D.</span> as many as three different +translations of the Old Testament into Greek had been made—those of +Aquila, Theodotion, and Symmochus. These eventually took fixed shape +in the so-called Septuagint version of the Old Testament.</p> + +<p class="footnote"><a name="Footnote_287" id="Footnote_287" href="#FNanchor_287"><span class="label">[287]</span></a> About the year 385 St. Jerome revised the older Latin translation of +the New Testament and translated the Old Testament directly from the +Hebrew. This complete version gradually superseded all others for the +whole Latin-reading Church, being known as the "Vulgate," that is, the +version commonly accepted. It was in the form of the Vulgate that the +Scriptures were known to the Saxons and all other peoples of western Europe.</p> + +<p class="footnote"><a name="Footnote_288" id="Footnote_288" href="#FNanchor_288"><span class="label">[288]</span></a> In other words, sufficient relief from the Danish incursions.</p> + +<p class="footnote"><a name="Footnote_289" id="Footnote_289" href="#FNanchor_289"><span class="label">[289]</span></a> The <i>mancus</i> was a Saxon money value equivalent to a mark.</p> + +<p class="footnote"><a name="Footnote_290" id="Footnote_290" href="#FNanchor_290"><span class="label">[290]</span></a> A minster was a church attached to a monastery.</p> + +<p class="footnote"><a name="Footnote_291" id="Footnote_291" href="#FNanchor_291"><span class="label">[291]</span></a> The witan was the gathering of "wisemen"—members of the royal +family, high officials in the Church, and leading nobles—about the Anglo-Saxon +king to assist in making ordinances and supervising the affairs of state.</p> + +<p class="footnote"><a name="Footnote_292" id="Footnote_292" href="#FNanchor_292"><span class="label">[292]</span></a> Compensation rendered to an injured person.</p> + +<p class="footnote"><a name="Footnote_293" id="Footnote_293" href="#FNanchor_293"><span class="label">[293]</span></a> The principal difference between Arian and orthodox Christians arose out +of the much discussed problem as to whether Jesus was of the same substance +as God and co-eternal with Him. The Arians maintained that while +Jesus was truly the Son of God, He must necessarily have been inferior to +the Father, else there would be two gods. Arianism was formally condemned +by the Council of Nicaea in 325, but it continued to be the prevalent +belief in many parts of the Roman Empire; and when the Germans became +Christians, it was Christianity of the Arian type (except in the case of the +Franks) that they adopted—because it happened to be this creed that the +missionaries carried to them. The Franks became orthodox Christians, +which in part explains their close relations with the papacy in the earlier +Middle Ages [see <a href="#Page_50">p. 50</a>]. Of course Gregory of Tours, who relates the story +of the Arian presbyter, as a Frank, was a hater of Arianism, and therefore we +need not be surprised at the expressions of contempt which he employs in +referring to "the heretic."</p> + +<p class="footnote"><a name="Footnote_294" id="Footnote_294" href="#FNanchor_294"><span class="label">[294]</span></a> The story as told by Raimond of Agiles was that Peter Bartholomew had +been visited by Andrew the Apostle, who had revealed to him the spot where +the lance lay buried beneath the Church of St. Peter in Antioch.</p> + +<p class="footnote"><a name="Footnote_295" id="Footnote_295" href="#FNanchor_295"><span class="label">[295]</span></a> Albar, or Albara, was a town southeast of Antioch, beyond the Orontes.</p> + +<p class="footnote"><a name="Footnote_296" id="Footnote_296" href="#FNanchor_296"><span class="label">[296]</span></a> Owing to Peter's early death after undergoing the ordeal, a serious controversy +arose as to whether he had really passed through it without injury +from the fire. His friends ascribed his death to the wounds he had received +from the enthusiastic crowd, but his enemies declared that he died from +burns.</p> + +<p class="footnote"><a name="Footnote_297" id="Footnote_297" href="#FNanchor_297"><span class="label">[297]</span></a> Charles Seignobos, <i>The Feudal Régime</i> (translated in "Historical Miscellany" +series), New York, 1904, p. 1.</p> + +<p class="footnote"><a name="Footnote_298" id="Footnote_298" href="#FNanchor_298"><span class="label">[298]</span></a> A man was not supposed in any way to sacrifice his freedom by becoming +a vassal and the lord's right to his service would be forfeited if this principle +were violated.</p> + +<p class="footnote"><a name="Footnote_299" id="Footnote_299" href="#FNanchor_299"><span class="label">[299]</span></a> The relation of lord and vassal was, at this early time, limited to the +lifetime of the two parties. When one died, the other was liberated from +his contract. But in the ninth and tenth centuries vassalage became generally +hereditary.</p> + +<p class="footnote"><a name="Footnote_300" id="Footnote_300" href="#FNanchor_300"><span class="label">[300]</span></a> Casting lots for the property of a deceased father was not uncommon +among the Franks. All sons shared in the inheritance, but particular parts +of the property were often assigned by lot.</p> + +<p class="footnote"><a name="Footnote_301" id="Footnote_301" href="#FNanchor_301"><span class="label">[301]</span></a> The grant of immunity was thus brought to the attention of the count +in whose jurisdiction the exempted lands lay.</p> + +<p class="footnote"><a name="Footnote_302" id="Footnote_302" href="#FNanchor_302"><span class="label">[302]</span></a> Châlons-sur-Saône was about eighty miles north of the junction of the +Saône with the Rhone. It should not be confused with Châlons-sur-Marne +where the battle was fought with Attila's Huns in 451.</p> + +<p class="footnote"><a name="Footnote_303" id="Footnote_303" href="#FNanchor_303"><span class="label">[303]</span></a> There is some doubt at this point as to the correct translation. That +given seems best warranted.</p> + +<p class="footnote"><a name="Footnote_304" id="Footnote_304" href="#FNanchor_304"><span class="label">[304]</span></a> <i>Dominus</i> was a common name for a lord.</p> + +<p class="footnote"><a name="Footnote_305" id="Footnote_305" href="#FNanchor_305"><span class="label">[305]</span></a> A member of the king's official household.</p> + +<p class="footnote"><a name="Footnote_306" id="Footnote_306" href="#FNanchor_306"><span class="label">[306]</span></a> A subordinate officer under the count [see <a href="#Footnote_245">p. 176, note 3</a>].</p> + +<p class="footnote"><a name="Footnote_307" id="Footnote_307" href="#FNanchor_307"><span class="label">[307]</span></a> See <a href="#Footnote_60">p. 61. note 2</a>.</p> + +<p class="footnote"><a name="Footnote_308" id="Footnote_308" href="#FNanchor_308"><span class="label">[308]</span></a> Louis VII., king of France, 1137-1180.</p> + +<p class="footnote"><a name="Footnote_309" id="Footnote_309" href="#FNanchor_309"><span class="label">[309]</span></a> The county of Champagne lay to the east of Paris. It was established +by Charlemagne and, while at first insignificant, grew until by the twelfth +and thirteenth centuries it was one of the most important in France.</p> + +<p class="footnote"><a name="Footnote_310" id="Footnote_310" href="#FNanchor_310"><span class="label">[310]</span></a> Beauvais was about sixty miles northwest of Paris.</p> + +<p class="footnote"><a name="Footnote_311" id="Footnote_311" href="#FNanchor_311"><span class="label">[311]</span></a> That is, the bishop of Beauvais was bound to furnish his lord, the +count of Champagne, the service of one knight for his army, besides ordinary +feudal obligations.</p> + +<p class="footnote"><a name="Footnote_312" id="Footnote_312" href="#FNanchor_312"><span class="label">[312]</span></a> The county of Troyes centered about the city of that name on the +upper Seine. It was eventually absorbed by Champagne.</p> + +<p class="footnote"><a name="Footnote_313" id="Footnote_313" href="#FNanchor_313"><span class="label">[313]</span></a> As a fief.</p> + +<p class="footnote"><a name="Footnote_314" id="Footnote_314" href="#FNanchor_314"><span class="label">[314]</span></a> A manor, in the general sense, was a feudal estate.</p> + +<p class="footnote"><a name="Footnote_315" id="Footnote_315" href="#FNanchor_315"><span class="label">[315]</span></a> A castellanerie was a feudal holding centering about a castle.</p> + +<p class="footnote"><a name="Footnote_316" id="Footnote_316" href="#FNanchor_316"><span class="label">[316]</span></a> That is, Count Thiebault promises Jocelyn not to deprive him of the +services of men who rightfully belong on the manor which is being granted.</p> + +<p class="footnote"><a name="Footnote_317" id="Footnote_317" href="#FNanchor_317"><span class="label">[317]</span></a> Here is an illustration of the complexity of the feudal system. Count +Thiebault is Jocelyn's <i>fourth</i> lord, and loyalty and service are owed to all +of the four at the same time. Accordingly, Thiebault must be content with +only such allegiance of his new vassal as will not involve a breach of the +contracts which Jocelyn has already entered into with his other lords. +For example, Thiebault could not expect Jocelyn to aid him in war against +the duke of Burgundy, for Jocelyn is pledged to fidelity to that duke. In +general, when a man had only one lord he owed him full and unconditional +allegiance (<i>liege homage</i>), but when he became vassal to other lords he could +promise them allegiance only so far as would not conflict with contracts +already entered into. It was by no means unusual for a man to have +several lords, and it often happened that A was B's vassal for a certain +piece of land while at the same time B was A's vassal for another piece. +Not infrequently the king himself was thus a vassal of one or more of his +own vassals.</p> + +<p class="footnote"><a name="Footnote_318" id="Footnote_318" href="#FNanchor_318"><span class="label">[318]</span></a> The Bible. Sometimes only the Gospels were used.</p> + +<p class="footnote"><a name="Footnote_319" id="Footnote_319" href="#FNanchor_319"><span class="label">[319]</span></a> Charles, count of Flanders, had just died and had been succeeded by his +son William. All persons who had received fiefs from the deceased count +were now brought together to renew their homage and fealty to the new +count.</p> + +<p class="footnote"><a name="Footnote_320" id="Footnote_320" href="#FNanchor_320"><span class="label">[320]</span></a> Such a case as this would be most apt to arise when a lord died and a +vassal failed to renew his homage to the successor; or when a vassal died +and his heir failed to do homage as was required.</p> + +<p class="footnote"><a name="Footnote_321" id="Footnote_321" href="#FNanchor_321"><span class="label">[321]</span></a> This law would apply also to a case where a man who is already a vassal +of a lord should acquire from another vassal of the same lord some additional +land and so become indebted to the lord for a new measure of fealty.</p> + +<p class="footnote"><a name="Footnote_322" id="Footnote_322" href="#FNanchor_322"><span class="label">[322]</span></a> Reversion to the original proprietor because of failure of heirs.</p> + +<p class="footnote"><a name="Footnote_323" id="Footnote_323" href="#FNanchor_323"><span class="label">[323]</span></a> Such land might be acquired for temporary use only i.e., for guardianship, +during the absence or disability of its proprietor.</p> + +<p class="footnote"><a name="Footnote_324" id="Footnote_324" href="#FNanchor_324"><span class="label">[324]</span></a> Chartres was somewhat less than twenty miles southwest of Paris.</p> + +<p class="footnote"><a name="Footnote_325" id="Footnote_325" href="#FNanchor_325"><span class="label">[325]</span></a> The terms used in the original are <i>incolume</i>, <i>tutum</i>, <i>honestum</i>, <i>utile</i>, <i>facile</i>, +<i>et possibile</i>.</p> + +<p class="footnote"><a name="Footnote_326" id="Footnote_326" href="#FNanchor_326"><span class="label">[326]</span></a> In the English customary law of the twelfth century we read that, "it +is allowable to any one, without punishment, to support his lord if any one +assails him, and to obey him in all legitimate ways, except in theft, murder, +and in all such things as are not conceded to any one to do and are reckoned +infamous by the laws;" also that, "the lord ought to do likewise equally +with counsel and aid, and he may come to his man's assistance in his vicissitudes +in all ways."—Thorpe, <i>Ancient Laws and Institutes</i>, Vol. I., p. 590.</p> + +<p class="footnote"><a name="Footnote_327" id="Footnote_327" href="#FNanchor_327"><span class="label">[327]</span></a> The duke of Normandy. Outside of Normandy, of course, other feudal +princes would be substituted.</p> + +<p class="footnote"><a name="Footnote_328" id="Footnote_328" href="#FNanchor_328"><span class="label">[328]</span></a> It was the feudal system that first gave the eldest son in France a real +superiority over his brothers. This may be seen most clearly in the change +wrought by feudalism whereby the old Frankish custom of allowing all the +sons to inherit their father's property equally was replaced by the mediæval +rule of primogeniture (established by the eleventh century) under which the +younger sons were entirely, or almost entirely, excluded from the inheritance.</p> + +<p class="footnote"><a name="Footnote_329" id="Footnote_329" href="#FNanchor_329"><span class="label">[329]</span></a> Relief is the term used to designate the payment made to the lord by +the son of the deceased vassal before taking up the inheritance [see <a href="#Page_225">p. 225</a>]. +The "custom" says that sometimes the amount paid as an aid to the lord +was equal to half that paid as relief and sometimes it was only a third.</p> + +<p class="footnote"><a name="Footnote_330" id="Footnote_330" href="#FNanchor_330"><span class="label">[330]</span></a> The number of men brought by a vassal to the royal army depended +on the value of his fief and the character of his feudal contract. Greater +vassals often appeared with hundreds of followers.</p> + +<p class="footnote"><a name="Footnote_331" id="Footnote_331" href="#FNanchor_331"><span class="label">[331]</span></a> This provision rendered the ordinary feudal army much more inefficient +than an army made up of paid soldiers. Under ordinary circumstances, +when their forty days of service had expired, the feudal troops were free to +go home, even though their doing so might force the king to abandon a +siege or give up a costly campaign only partially completed. By the thirteenth +century it had become customary for the king to accept extra money +payments instead of military service from his vassals. With the revenues +thus obtained, soldiers could be hired who made war their profession and +who were willing to serve indefinitely.</p> + +<p class="footnote"><a name="Footnote_332" id="Footnote_332" href="#FNanchor_332"><span class="label">[332]</span></a> Every fief-holder was supposed to render some measure of military +service. As neither a minor nor a woman could do this personally, it was +natural that the lord should make up for the deficiency by appropriating +the produce of the estate during the period of wardship.</p> + +<p class="footnote"><a name="Footnote_333" id="Footnote_333" href="#FNanchor_333"><span class="label">[333]</span></a> Tenants <i>in capite</i> in England were those who held their land by direct +royal grant.</p> + +<p class="footnote"><a name="Footnote_334" id="Footnote_334" href="#FNanchor_334"><span class="label">[334]</span></a> Apparently the king's court had been assembled several times to consider +the charges against Viscount Atton, but had been prevented from +taking action because of the latter's failure to appear. At last the court +decided that it was useless to delay longer and proceeded to condemn the +guilty noble and send him a statement of what had been done. He was not +only to lose his château of Auvillars but also to reimburse the king for the +expenses which the court had incurred on his account.</p> + +<p class="footnote"><a name="Footnote_335" id="Footnote_335" href="#FNanchor_335"><span class="label">[335]</span></a> The chapter was the body of clergy attached to a cathedral church. +Its members were known as canons.</p> + +<p class="footnote"><a name="Footnote_336" id="Footnote_336" href="#FNanchor_336"><span class="label">[336]</span></a> That is, the penalty for using violence against peaceful churchmen, or +despoiling their property was to be twice that demanded by the law in case +of similar offenses committed against laymen.</p> + +<p class="footnote"><a name="Footnote_337" id="Footnote_337" href="#FNanchor_337"><span class="label">[337]</span></a> The ordeal of cold water was designed to test a man's guilt or innocence. +The accused person was thrown into a pond and if he sank he was +considered innocent; if he floated, guilty, on the supposition that the pure +water would refuse to receive a person tainted with crime [see <a href="#Page_200">p. 200</a>].</p> + +<p class="footnote"><a name="Footnote_338" id="Footnote_338" href="#FNanchor_338"><span class="label">[338]</span></a> Friday night, October 13.</p> + +<p class="footnote"><a name="Footnote_339" id="Footnote_339" href="#FNanchor_339"><span class="label">[339]</span></a> A long coat of mail made of interwoven metal rings.</p> + +<p class="footnote"><a name="Footnote_340" id="Footnote_340" href="#FNanchor_340"><span class="label">[340]</span></a> Roland, count of Brittany, was slain at the pass of Roncesvalles in the +famous attack of the Gascons upon Charlemagne's retreating army in 778. +One of the chronicles says simply, "In this battle Roland, count of Brittany, +was slain," and we have absolutely no other historical knowledge of the +man. His career was taken up by the singers of the Middle Ages, however, +and employed to typify all that was brave and daring and romantic. It +was some one of the many "songs of Roland" that William used at Hastings +to stimulate his men.</p> + +<p class="footnote"><a name="Footnote_341" id="Footnote_341" href="#FNanchor_341"><span class="label">[341]</span></a> In a battle so closely contested this was a dangerous stratagem and its +employment seems to indicate that William despaired of defeating the +English by direct attack. His main object, in which he was altogether successful, +was to entice the English into abandoning their advantageous position +on the hilltop.</p> + +<p class="footnote"><a name="Footnote_342" id="Footnote_342" href="#FNanchor_342"><span class="label">[342]</span></a> After the Norman victory was practically assured, William sought to +bring the battle to an end by having his archers shoot into the air, that their +arrows might fall upon the group of soldiers, including the king, who were +holding out in defense of the English standard. It was in this way that +Harold was mortally wounded; he died immediately from the blows inflicted +by Norman knights at close hand.</p> + +<p class="footnote"><a name="Footnote_343" id="Footnote_343" href="#FNanchor_343"><span class="label">[343]</span></a> The victory at Hastings did not at once make William king, but it +revealed to both himself and the English people that the crown was easily +within his grasp. After the battle he advanced past London into the interior +of the country. Opposition melted before him and on Christmas +day, 1066, the Norman duke, having already been regularly elected by the +witan, was crowned at London by the archbishop of York. In the early +years of his reign he succeeded in making his power recognized in the more +turbulent north.</p> + +<p class="footnote"><a name="Footnote_344" id="Footnote_344" href="#FNanchor_344"><span class="label">[344]</span></a> The work of Alfred had not been consistently followed up during the +century and a half since his death [see <a href="#Page_185">p. 185</a>].</p> + +<p class="footnote"><a name="Footnote_345" id="Footnote_345" href="#FNanchor_345"><span class="label">[345]</span></a> The conquest of England by the Normans was really far from an enslavement. +Norman rule was strict, but hardly more so than conditions +warranted.</p> + +<p class="footnote"><a name="Footnote_346" id="Footnote_346" href="#FNanchor_346"><span class="label">[346]</span></a> It seems to be true, as William of Malmesbury says, that the century +preceding the Norman Conquest had been an era of religious as well as +literary decline among the English. After 1066 the native clergy, ignorant +and often grossly immoral, were gradually replaced by Normans, who on +the whole were better men. By 1088 there remained only one bishop of +English birth in the entire kingdom. One should be careful, however, not +to exaggerate the moral differences between the two peoples.</p> + +<p class="footnote"><a name="Footnote_347" id="Footnote_347" href="#FNanchor_347"><span class="label">[347]</span></a> The story goes that just before entering the battle of Hastings in 1066 +William made a vow that if successful he would establish a monastery on +the site where Harold's standard stood. The vow was fulfilled by the +founding of the Abbey of St. Martin, or Battle Abbey, in the years 1070-1076. +The monastery was not ready for consecration until 1094.</p> + +<p class="footnote"><a name="Footnote_348" id="Footnote_348" href="#FNanchor_348"><span class="label">[348]</span></a> Christchurch. This cathedral monastery had been organized before the +Conqueror's day, but it was much increased in size and in importance by +Lanfranc, William's archbishop of Canterbury; and the great building +which it occupied in the later Middle Ages was constructed at this time.</p> + +<p class="footnote"><a name="Footnote_349" id="Footnote_349" href="#FNanchor_349"><span class="label">[349]</span></a> In Hampshire, in the southern part of the kingdom.</p> + +<p class="footnote"><a name="Footnote_350" id="Footnote_350" href="#FNanchor_350"><span class="label">[350]</span></a> In Middlesex, near London.</p> + +<p class="footnote"><a name="Footnote_351" id="Footnote_351" href="#FNanchor_351"><span class="label">[351]</span></a> On the Severn, in the modern county of Gloucester.</p> + +<p class="footnote"><a name="Footnote_352" id="Footnote_352" href="#FNanchor_352"><span class="label">[352]</span></a> A thane (or thegn) was originally a young warrior; then one who became +a noble by serving the king in arms; then the possessor of five hides of land. +A hide was a measure of arable ground varying in extent at the time of +William the Conqueror, but by Henry II.'s reign (1154-1189) fixed at about +100 acres. The thane before the Conquest occupied nearly the same position +socially as the knight after it.</p> + +<p class="footnote"><a name="Footnote_353" id="Footnote_353" href="#FNanchor_353"><span class="label">[353]</span></a> This assembly of dignitaries, summoned by the king three times a year, +was the so-called Great Council, which in Norman times superseded the +old Saxon witan. Its duties were mainly judicial. It acted also as an advisory +body, but the king was not obliged to consult it or to carry out its +recommendations [see p. <a href="#Footnote_432">307, note 2]</a>.</p> + +<p class="footnote"><a name="Footnote_354" id="Footnote_354" href="#FNanchor_354"><span class="label">[354]</span></a> The <i>see</i> of a bishop is his ecclesiastical office; the area over which his +authority extends is more properly known as his diocese.</p> + +<p class="footnote"><a name="Footnote_355" id="Footnote_355" href="#FNanchor_355"><span class="label">[355]</span></a> On the Orne River, near the English Channel.</p> + +<p class="footnote"><a name="Footnote_356" id="Footnote_356" href="#FNanchor_356"><span class="label">[356]</span></a> Odo, though a churchman, was a man of brutal instincts and evil character. +Through his high-handed course, both as a leading ecclesiastical +dignitary in Normandy and as earl of Kent and vicegerent in England, he +gave William no small amount of trouble. The king finally grew tired of +his brother's conduct and had him imprisoned in the town of Rouen where +he was left for four years, or until the end of the reign (1087).</p> + +<p class="footnote"><a name="Footnote_357" id="Footnote_357" href="#FNanchor_357"><span class="label">[357]</span></a> This was the famous Domesday Survey, begun in 1085.</p> + +<p class="footnote"><a name="Footnote_358" id="Footnote_358" href="#FNanchor_358"><span class="label">[358]</span></a> In the Irish Sea.</p> + +<p class="footnote"><a name="Footnote_359" id="Footnote_359" href="#FNanchor_359"><span class="label">[359]</span></a> Maine lay directly to the south of Normandy.</p> + +<p class="footnote"><a name="Footnote_360" id="Footnote_360" href="#FNanchor_360"><span class="label">[360]</span></a> This statement is doubtful, though it is true that Lanfranc made a beginning +by consecrating a number of bishops in Ireland.</p> + +<p class="footnote"><a name="Footnote_361" id="Footnote_361" href="#FNanchor_361"><span class="label">[361]</span></a> All of the early Norman kings were greedy for money and apt to bear +heavily upon the people in their efforts to get it. Englishmen were not +accustomed to general taxation and felt the new régime to be a serious +burden. There was consequently much complaint, but, as our historian +says, William was strong enough to be able to ignore it.</p> + +<p class="footnote"><a name="Footnote_362" id="Footnote_362" href="#FNanchor_362"><span class="label">[362]</span></a> Most of William's harsh measures can be justified on the ground that +they were designed to promote the ultimate welfare of his people. This +is not true, however, of his elaborate forest laws, which undertook to deprive +Englishmen of their accustomed freedom of hunting when and where +they pleased. William's love of the chase amounted to a passion and he +was not satisfied with merely enacting such stringent measures as that the +slayer of a hart or a hind in his forests should be blinded, but also set apart +a great stretch of additional country, the so-called New Forest, as his own +exclusive hunting grounds.</p> + +<p class="footnote"><a name="Footnote_363" id="Footnote_363" href="#FNanchor_363"><span class="label">[363]</span></a> In other words, it is Duke William's hope that, though not himself +willing to be restricted to the life of a monk, he may secure substantially +an equivalent reward by patronizing men who <i>are</i> thus willing.</p> + +<p class="footnote"><a name="Footnote_364" id="Footnote_364" href="#FNanchor_364"><span class="label">[364]</span></a> Mâcon, the seat of the diocese in which Cluny was situated, was on the +Saône, a short distance to the southeast.</p> + +<p class="footnote"><a name="Footnote_365" id="Footnote_365" href="#FNanchor_365"><span class="label">[365]</span></a> Berno served as abbot of Cluny from 910 until 927.</p> + +<p class="footnote"><a name="Footnote_366" id="Footnote_366" href="#FNanchor_366"><span class="label">[366]</span></a> That the charitable side of the monastery's work was well attended +to is indicated by the fact that in a single year, late in the eleventh century, +seventeen thousand poor were given assistance by the monks.</p> + +<p class="footnote"><a name="Footnote_367" id="Footnote_367" href="#FNanchor_367"><span class="label">[367]</span></a> The remainder of the charter consists of a series of imprecations of +disaster and punishment upon all who at any time and in any way should +undertake to interfere with the vested rights just granted. These imprecations +were strictly typical of the mediæval spirit-so much so that +many of them came to be mere formulæ, employed to give documents due +solemnity, but without any especially direful designs on the part of the writer +who used them.</p> + +<p class="footnote"><a name="Footnote_368" id="Footnote_368" href="#FNanchor_368"><span class="label">[368]</span></a> Emerton, <i>Mediæval Europe</i>, p. 458.</p> + +<p class="footnote"><a name="Footnote_369" id="Footnote_369" href="#FNanchor_369"><span class="label">[369]</span></a> Bernard was the third son.</p> + +<p class="footnote"><a name="Footnote_370" id="Footnote_370" href="#FNanchor_370"><span class="label">[370]</span></a> About sixty miles southeast of Troyes.</p> + +<p class="footnote"><a name="Footnote_371" id="Footnote_371" href="#FNanchor_371"><span class="label">[371]</span></a> Cîteaux (established by Odo, duke of Burgundy, in 1098) was near +Dijon in Burgundy.</p> + +<p class="footnote"><a name="Footnote_372" id="Footnote_372" href="#FNanchor_372"><span class="label">[372]</span></a> Stephen Harding, an Englishman, succeeded Alberic as abbot of Cîteaux +in 1113.</p> + +<p class="footnote"><a name="Footnote_373" id="Footnote_373" href="#FNanchor_373"><span class="label">[373]</span></a> Châtillon was about twelve miles south of La Ferté. The latter was +fifty miles southeast of Troyes and only half as far from Chaumont, despite +the author's statement that, it lay midway between the two places. The +Aube is an important tributary of the upper Seine.</p> + +<p class="footnote"><a name="Footnote_374" id="Footnote_374" href="#FNanchor_374"><span class="label">[374]</span></a> The famous founder of the monastery of Monte Cassino and the compiler +of the Benedictine Rule [see <a href="#Page_83">p. 83</a>].</p> + +<p class="footnote"><a name="Footnote_375" id="Footnote_375" href="#FNanchor_375"><span class="label">[375]</span></a> The incumbent of the papal office was at the same time bishop of Rome, +temporal sovereign of the papal lands, and head of the church universal. +In earlier times there was always danger that the third of these functions +be lost and that the papacy revert to a purely local institution, but by +Gregory VII.'s day the universal headship was clearly recognized throughout +the West as inherent in the office. It was only when there arose the +question as to how far this headship justified the Pope in attempting to +control the affairs of the world that serious disagreement manifested itself.</p> + +<p class="footnote"><a name="Footnote_376" id="Footnote_376" href="#FNanchor_376"><span class="label">[376]</span></a> That is, without giving them a hearing at a later date.</p> + +<p class="footnote"><a name="Footnote_377" id="Footnote_377" href="#FNanchor_377"><span class="label">[377]</span></a> On the basis of the forged Donation of Constantine the Pope claimed +the right here mentioned. There was no proper warrant for it.</p> + +<p class="footnote"><a name="Footnote_378" id="Footnote_378" href="#FNanchor_378"><span class="label">[378]</span></a> "This is the first distinct assertion of the exclusive right of the bishop +of Rome to the title of pope, once applied to all bishops." Robinson, +<i>Readings in European History</i>, Vol. I., p. 274. The word pope is derived from +<i>papa</i> (father). It is still used as the common title of all priests in the +Greek Church.</p> + +<p class="footnote"><a name="Footnote_379" id="Footnote_379" href="#FNanchor_379"><span class="label">[379]</span></a> This, with the letter given on <a href="#Page_265">page 265,</a> sets forth succinctly the papacy's +absolute claim of authority as against the highest temporal power in Europe.</p> + +<p class="footnote"><a name="Footnote_380" id="Footnote_380" href="#FNanchor_380"><span class="label">[380]</span></a> That is, pronounced by the canons of the Church to be divinely inspired.</p> + +<p class="footnote"><a name="Footnote_381" id="Footnote_381" href="#FNanchor_381"><span class="label">[381]</span></a> This is, of course, not a claim of <i>papal</i> infallibility. The assertion is +merely that in the domain of faith and morals the Roman church, judged +by Scriptural principles, has never pursued a course either improper or unwarranted.</p> + +<p class="footnote"><a name="Footnote_382" id="Footnote_382" href="#FNanchor_382"><span class="label">[382]</span></a> It did not occur until 1084. Henry had inherited the office at the death +of his father, Henry III., in 1056.</p> + +<p class="footnote"><a name="Footnote_383" id="Footnote_383" href="#FNanchor_383"><span class="label">[383]</span></a> The sin of simony comprised the employment of any corrupt means to +obtain appointment or election to an ecclesiastical office. For the origin +of the term see the incident recorded in Acts, viii. 18-24. The five councilors +had been condemned by a synod at Rome in February, 1075.</p> + +<p class="footnote"><a name="Footnote_384" id="Footnote_384" href="#FNanchor_384"><span class="label">[384]</span></a> The five condemned councillors.</p> + +<p class="footnote"><a name="Footnote_385" id="Footnote_385" href="#FNanchor_385"><span class="label">[385]</span></a> This portion of the letter comprises a clear assertion of the "Petrine +Supremacy," i.e., the theory that Peter, as the first bishop of Rome, transmitted +his superiority over all other bishops to his successors in the Roman +see, who in due time came to constitute the line of popes [see <a href="#Page_78">p. 78</a>].</p> + +<p class="footnote"><a name="Footnote_386" id="Footnote_386" href="#FNanchor_386"><span class="label">[386]</span></a> This refers to a decree of a Roman synod in 1074 against simony and +the marriage of the clergy.</p> + +<p class="footnote"><a name="Footnote_387" id="Footnote_387" href="#FNanchor_387"><span class="label">[387]</span></a> In the battle on the Unstrutt, June 8, 1075.</p> + +<p class="footnote"><a name="Footnote_388" id="Footnote_388" href="#FNanchor_388"><span class="label">[388]</span></a> Julian succeeded Constantine's son Constantius as head of the Roman +Empire in 361. He was known as "the Apostate" because of his efforts to +displace the Christian religion and to restore the old pagan worship. He +died in battle with the Persians in 363.</p> + +<p class="footnote"><a name="Footnote_389" id="Footnote_389" href="#FNanchor_389"><span class="label">[389]</span></a> Henry III., emperor from 1039 to 1056.</p> + +<p class="footnote"><a name="Footnote_390" id="Footnote_390" href="#FNanchor_390"><span class="label">[390]</span></a> The castle of Canossa stood on one of the northern spurs of the Apennines, +about ten miles southwest of Reggio. Some remains of it may yet +be seen.</p> + +<p class="footnote"><a name="Footnote_391" id="Footnote_391" href="#FNanchor_391"><span class="label">[391]</span></a> The German princes who were hostile to Henry had kept in close touch +with the Pope. In the Council of Tribur a legate of Gregory took the most +prominent part, and the members of that body had invited the Pope to +come to Augsburg and aid in the settling of Henry's crown upon a successor.</p> + +<p class="footnote"><a name="Footnote_392" id="Footnote_392" href="#FNanchor_392"><span class="label">[392]</span></a> Revoked the ban of excommunication. The anathema was a solemn +curse by an ecclesiastical authority.</p> + +<p class="footnote"><a name="Footnote_393" id="Footnote_393" href="#FNanchor_393"><span class="label">[393]</span></a> That is, the Emperor was to be allowed to invest the new bishop or abbot +with the fiefs and secular powers by a touch of the scepter, but his old claim +to the right of investment with the spiritual emblems of ring and crozier +was denied.</p> + +<p class="footnote"><a name="Footnote_394" id="Footnote_394" href="#FNanchor_394"><span class="label">[394]</span></a> This means that the ecclesiastical prince—the bishop or abbot—in the +capacity of a landholder was to render the ordinary feudal obligations to +the Emperor.</p> + +<p class="footnote"><a name="Footnote_395" id="Footnote_395" href="#FNanchor_395"><span class="label">[395]</span></a> Burgundy and Italy.</p> + +<p class="footnote"><a name="Footnote_396" id="Footnote_396" href="#FNanchor_396"><span class="label">[396]</span></a> The term Turks is here used loosely and inaccurately for Asiatic pagan +invaders in general. The French had never destroyed any "kingdoms of the +Turks" in the proper sense of the word, though from time to time they had +made successful resistance to Saracens, Avars and Hungarians.</p> + +<p class="footnote"><a name="Footnote_397" id="Footnote_397" href="#FNanchor_397"><span class="label">[397]</span></a> Among the acts of the Council of Clermont had been a solemn confirmation +of the Truce of God, with the purpose of restraining feudal warfare [see +<a href="#Page_228">p. 228</a>]. In the version of Urban's speech given by Fulcher of Chartres, the +Pope is reported as saying that in some parts of France "hardly any one can +venture to travel upon the highways, by night or day, without danger of +attack by thieves or robbers; and no one is sure that his property at home +or abroad will not be taken from him by the violence or craft of the wicked."</p> + +<p class="footnote"><a name="Footnote_398" id="Footnote_398" href="#FNanchor_398"><span class="label">[398]</span></a> Pope Urban's appeal at the Council of Clermont.</p> + +<p class="footnote"><a name="Footnote_399" id="Footnote_399" href="#FNanchor_399"><span class="label">[399]</span></a> The <i>penates</i> of the Romans were household gods. William of Malmesbury +here uses the term half-humorously to designate the various sorts of +household articles which the crusaders thought they could not do without +on the expedition, and hence undertook to carry with them.</p> + +<p class="footnote"><a name="Footnote_400" id="Footnote_400" href="#FNanchor_400"><span class="label">[400]</span></a> This was in the summer of 1097. The whole body of crusaders, including +monks, women, children, and hangers-on, may then have numbered three or +four hundred thousand, but the effective fighting force was not likely over +one hundred thousand men.</p> + +<p class="footnote"><a name="Footnote_401" id="Footnote_401" href="#FNanchor_401"><span class="label">[401]</span></a> The crusaders reached Nicæa May 6, 1097. After a long siege the city +surrendered, although to the Emperor Alexius rather than to the French.</p> + +<p class="footnote"><a name="Footnote_402" id="Footnote_402" href="#FNanchor_402"><span class="label">[402]</span></a> This battle—the first pitched contest between the crusader and the +Turk—was fought at Dorylæum, southeast of Nicæa.</p> + +<p class="footnote"><a name="Footnote_403" id="Footnote_403" href="#FNanchor_403"><span class="label">[403]</span></a> Romania (or the sultanate of Roum) and Cappadocia were regions in +northern Asia Minor.</p> + +<p class="footnote"><a name="Footnote_404" id="Footnote_404" href="#FNanchor_404"><span class="label">[404]</span></a> The country immediately southeast of the Black Sea.</p> + +<p class="footnote"><a name="Footnote_405" id="Footnote_405" href="#FNanchor_405"><span class="label">[405]</span></a> Antioch was one of the largest and most important cities of the East. +It had been girdled with enormous walls by Justinian and was a strategic +position of the greatest value to any power which would possess Syria and +Palestine. The siege of the city by the crusaders began October 21, 1097.</p> + +<p class="footnote"><a name="Footnote_406" id="Footnote_406" href="#FNanchor_406"><span class="label">[406]</span></a> Bohemond of Tarentum was the son of Robert Guiscard and the leader +of the Norman contingent from Italy. Raymond of St. Gilles, count of +Toulouse, was leader of the men from Languedoc in south France.</p> + +<p class="footnote"><a name="Footnote_407" id="Footnote_407" href="#FNanchor_407"><span class="label">[407]</span></a> The modern Orontes.</p> + +<p class="footnote"><a name="Footnote_408" id="Footnote_408" href="#FNanchor_408"><span class="label">[408]</span></a> The barons attended the meeting under the pretense of making a religious +pilgrimage.</p> + +<p class="footnote"><a name="Footnote_409" id="Footnote_409" href="#FNanchor_409"><span class="label">[409]</span></a> This charter, granted at the coronation of Henry I. in 1100, contained +a renunciation of the evil practices which had marked the government of +William the Conqueror and William Rufus. It was from this document +mainly that the barons in 1215 drew their constitutional programme.</p> + +<p class="footnote"><a name="Footnote_410" id="Footnote_410" href="#FNanchor_410"><span class="label">[410]</span></a> The Knights Templars, having purchased all that part of the banks of +the Thames lying between Whitefriars and Essex Street, erected on it a +magnificent structure which was known as the New Temple, in distinction +from the Old Temple on the south side of Holborn. Meetings of Parliament +and of the king's council were frequently held in the New Temple; here also +were kept the crown jewels. Ultimately, after the suppression of the Templars +by Edward II., the Temple became one of England's most celebrated +schools of law.</p> + +<p class="footnote"><a name="Footnote_411" id="Footnote_411" href="#FNanchor_411"><span class="label">[411]</span></a> This refers to the king's absolution at the hands of Stephen Langton, +archbishop of Canterbury, July 20, 1213, after his submission to the papacy. +At that time John took an oath on the Bible to the effect that he would restore +the good laws of his forefathers and render to all men their rights.</p> + +<p class="footnote"><a name="Footnote_412" id="Footnote_412" href="#FNanchor_412"><span class="label">[412]</span></a> The exact day upon which John took the crusader's vow is uncertain. +It was probably Ash Wednesday (March 4), 1215. The king's object was in +part to get the personal protection which the sanctity of the vow carried with +it and in part to enlist the sympathies of the Pope and make it appear that +the barons were guilty of interfering with a crusade.</p> + +<p class="footnote"><a name="Footnote_413" id="Footnote_413" href="#FNanchor_413"><span class="label">[413]</span></a> On the southern border of Lincolnshire.</p> + +<p class="footnote"><a name="Footnote_414" id="Footnote_414" href="#FNanchor_414"><span class="label">[414]</span></a> On the Thames in Oxfordshire. This statement of the chronicler is incorrect. +John was yet in London.</p> + +<p class="footnote"><a name="Footnote_415" id="Footnote_415" href="#FNanchor_415"><span class="label">[415]</span></a> Octave means the period of eight days following a religious festival. +This Monday was April 27.</p> + +<p class="footnote"><a name="Footnote_416" id="Footnote_416" href="#FNanchor_416"><span class="label">[416]</span></a> Brackley is about twenty-two miles north of Oxford.</p> + +<p class="footnote"><a name="Footnote_417" id="Footnote_417" href="#FNanchor_417"><span class="label">[417]</span></a> Henry I.'s charter, 1100.</p> + +<p class="footnote"><a name="Footnote_418" id="Footnote_418" href="#FNanchor_418"><span class="label">[418]</span></a> Edward the Confessor, king from 1042 to 1066.</p> + +<p class="footnote"><a name="Footnote_419" id="Footnote_419" href="#FNanchor_419"><span class="label">[419]</span></a> In the county of Northampton, in central England.</p> + +<p class="footnote"><a name="Footnote_420" id="Footnote_420" href="#FNanchor_420"><span class="label">[420]</span></a> Engines for hurling stones.</p> + +<p class="footnote"><a name="Footnote_421" id="Footnote_421" href="#FNanchor_421"><span class="label">[421]</span></a> About twenty miles southeast of Northampton.</p> + +<p class="footnote"><a name="Footnote_422" id="Footnote_422" href="#FNanchor_422"><span class="label">[422]</span></a> The commander of Bedford Castle.</p> + +<p class="footnote"><a name="Footnote_423" id="Footnote_423" href="#FNanchor_423"><span class="label">[423]</span></a> The loss of London by the king was a turning point in the contest. +Thereafter the barons' party gained rapidly and its complete success was +only a question of time.</p> + +<p class="footnote"><a name="Footnote_424" id="Footnote_424" href="#FNanchor_424"><span class="label">[424]</span></a> Runnymede, on the Thames.</p> + +<p class="footnote"><a name="Footnote_425" id="Footnote_425" href="#FNanchor_425"><span class="label">[425]</span></a> The charter referred to, in which the liberties of the Church were confirmed, +was granted in November, 1214, and renewed in January, 1215. +It was in the nature of a bribe offered the clergy by the king in the hope of +winning their support in his struggle with the barons. The liberty granted +was particularly that of "canonical election," i.e., the privilege of the cathedral +chapters to elect bishops without being dominated in their choice by +the king. Henry I.'s charter (1100) contained a similar provision, but it +had not been observed in practice.</p> + +<p class="footnote"><a name="Footnote_426" id="Footnote_426" href="#FNanchor_426"><span class="label">[426]</span></a> Tenants <i>in capite</i>, i.e., men holding land directly from the king on condition +of military service.</p> + +<p class="footnote"><a name="Footnote_427" id="Footnote_427" href="#FNanchor_427"><span class="label">[427]</span></a> The object of this chapter is, in general, to prevent the exaction of excessive +reliefs. The provision of Henry I.'s charter that reliefs should be just +and reasonable had become a dead letter.</p> + +<p class="footnote"><a name="Footnote_428" id="Footnote_428" href="#FNanchor_428"><span class="label">[428]</span></a> During the heir's minority the king received the profits of the estate; +in consequence of this the payment of relief by such an heir was to be +remitted.</p> + +<p class="footnote"><a name="Footnote_429" id="Footnote_429" href="#FNanchor_429"><span class="label">[429]</span></a> Scutage (from <i>scutum</i>, shield) was payment made to the king by persons +who owed military service but preferred to give money instead. Scutage +levied by John had been excessively heavy.</p> + +<p class="footnote"><a name="Footnote_430" id="Footnote_430" href="#FNanchor_430"><span class="label">[430]</span></a> The General, or Great, Council was a feudal body made up of the king's +tenants-in-chief, both greater and lesser lords. This chapter puts a definite, +even though not very far-reaching, limitation upon the royal power of taxation, +and so looks forward in a way to the later regime of taxation by +Parliament.</p> + +<p class="footnote"><a name="Footnote_431" id="Footnote_431" href="#FNanchor_431"><span class="label">[431]</span></a> London had helped the barons secure the charter and was rewarded by +being specifically included in its provisions.</p> + +<p class="footnote"><a name="Footnote_432" id="Footnote_432" href="#FNanchor_432"><span class="label">[432]</span></a> Here we have a definite statement as to the composition of the Great +Council. The distinction between greater and lesser barons is mentioned +as early as the times of Henry I. (1100-1135). In a general way it may be +said that the greater barons (together with the greater clergy) developed into +the House of Lords and the lesser ones, along with the ordinary free-holders, +became the "knights of the shire," who so long made up the backbone +of the Commons. In the thirteenth century comparatively few of the lesser +barons attended the meetings of the Council. Attendance was expensive +and they were not greatly interested in the body's proceedings. It should +be noted that the Great Council was in no sense a legislative assembly.</p> + +<p class="footnote"><a name="Footnote_433" id="Footnote_433" href="#FNanchor_433"><span class="label">[433]</span></a> It is significant that the provisions of the charter which prohibit feudal +exactions were made by the barons to apply to themselves as well as to the +king.</p> + +<p class="footnote"><a name="Footnote_434" id="Footnote_434" href="#FNanchor_434"><span class="label">[434]</span></a> This is an important legal enactment whose purpose is to prevent prolonged +imprisonment, without trial, of persons accused of serious crime. +A person accused of murder, for example, could not be set at liberty under +bail, but he could apply for a writ <i>de odio et âtia</i> ("concerning hatred and +malice") which directed the sheriff to make inquest by jury as to whether +the accusation had been brought by reason of hatred and malice. If the jury +decided that the accusation had been so brought, the accused person could +be admitted to bail until the time for his regular trial. This will occur to one +as being very similar to the principle of <i>habeas corpus</i>. John had been +charging heavy fees for these writs <i>de odio et âtia</i>, or "writs of inquisition of +life and limb," as they are called in the charter; henceforth they were to be +issued freely.</p> + +<p class="footnote"><a name="Footnote_435" id="Footnote_435" href="#FNanchor_435"><span class="label">[435]</span></a> To disseise a person is to dispossess him of his freehold rights.</p> + +<p class="footnote"><a name="Footnote_436" id="Footnote_436" href="#FNanchor_436"><span class="label">[436]</span></a> Henceforth a person could be outlawed, i.e., declared out of the protection +of the law, only by the regular courts.</p> + +<p class="footnote"><a name="Footnote_437" id="Footnote_437" href="#FNanchor_437"><span class="label">[437]</span></a> That is, use force upon him, as John had frequently done.</p> + +<p class="footnote"><a name="Footnote_438" id="Footnote_438" href="#FNanchor_438"><span class="label">[438]</span></a> The term "peers," as here used, means simply equals in rank. The +present clause does not yet imply trial by jury in the modern sense. It +comprises simply a narrow, feudal demand of the nobles to be judged by +other nobles, rather than by lawyers or clerks. Jury trial was increasingly +common in the thirteenth century, but it was not guaranteed in the +Great Charter.</p> + +<p class="footnote"><a name="Footnote_439" id="Footnote_439" href="#FNanchor_439"><span class="label">[439]</span></a> This chapter is commonly regarded as the most important in the charter. +It undertakes to prevent arbitrary imprisonment and to protect private +property by laying down a fundamental principle of government which John +had been constantly violating and which very clearly marked the line of +distinction between a limited and an absolute monarchy.</p> + +<p class="footnote"><a name="Footnote_440" id="Footnote_440" href="#FNanchor_440"><span class="label">[440]</span></a> The principle is here asserted that justice in the courts should be open to +all, and without the payment of money to get judgment hastened or delayed. +Extortions of this character did not cease in 1215, but they became less exorbitant +and arbitrary.</p> + +<p class="footnote"><a name="Footnote_441" id="Footnote_441" href="#FNanchor_441"><span class="label">[441]</span></a> The object of this chapter is to encourage commerce by guaranteeing +foreign merchants the same treatment that English merchants received in +foreign countries. The tolls imposed on traders by the cities, however, +were not affected and they continued a serious obstacle for some centuries.</p> + +<p class="footnote"><a name="Footnote_442" id="Footnote_442" href="#FNanchor_442"><span class="label">[442]</span></a> This chapter provides that, except under the special circumstances of war, +any law-abiding Englishman might go abroad freely, provided only he should +remain loyal to the English crown. The rule thus established continued in +effect until 1382, when it was enacted that such privileges should belong +only to lords, merchants, and soldiers.</p> + +<p class="footnote"><a name="Footnote_443" id="Footnote_443" href="#FNanchor_443"><span class="label">[443]</span></a> During the struggle with the barons, John had brought in a number of +foreign mercenary soldiers or "stipendiaries." All classes of Englishmen +resented this policy and the barons improved the opportunity offered by +the charter to get a promise from the king to dispense with his continental +mercenaries as quickly as possible.</p> + +<p class="footnote"><a name="Footnote_444" id="Footnote_444" href="#FNanchor_444"><span class="label">[444]</span></a> This chapter provides that the charter's regulation of feudal customs +should apply to the barons just as to the king. The barons' tenants were to +be protected from oppression precisely as were the barons themselves. +These tenants had helped in the winning of the charter and were thus rewarded +for their services.</p> + +<p class="footnote"><a name="Footnote_445" id="Footnote_445" href="#FNanchor_445"><span class="label">[445]</span></a> The chapter goes on at considerable length to specify the manner in +which, if the king should violate the terms of the charter, the commission of +twenty-five barons should proceed to bring him to account. Even the right +of making war was given them, in case it should become necessary to resort +to such an extreme measure.</p> + +<p class="footnote"><a name="Footnote_446" id="Footnote_446" href="#FNanchor_446"><span class="label">[446]</span></a> April 25, 1215.</p> + +<p class="footnote"><a name="Footnote_447" id="Footnote_447" href="#FNanchor_447"><span class="label">[447]</span></a> Louis started on his first crusade in August, 1248. After a series of disasters +in Egypt he managed to reach the Holy Land, where he spent nearly +four years fortifying the great seaports. He returned to France in July, 1254. +Sixteen years later, in July, 1270, he started on his second crusade. He had +but reached Carthage when he was suddenly taken ill and compelled to halt +the expedition. He died there August 25, 1270. Louis was as typical a +crusader as ever lived, but in his day men of his kind were few; the great era +of crusading enterprise was past.</p> + +<p class="footnote"><a name="Footnote_448" id="Footnote_448" href="#FNanchor_448"><span class="label">[448]</span></a> This was Philip, son of Philip Augustus. The lands of the count of Boulogne +lay on the coast of the English Channel north of the Somme.</p> + +<p class="footnote"><a name="Footnote_449" id="Footnote_449" href="#FNanchor_449"><span class="label">[449]</span></a> An important church center about seventy miles north of Paris.</p> + +<p class="footnote"><a name="Footnote_450" id="Footnote_450" href="#FNanchor_450"><span class="label">[450]</span></a> A town a few miles south of Paris.</p> + +<p class="footnote"><a name="Footnote_451" id="Footnote_451" href="#FNanchor_451"><span class="label">[451]</span></a> In the early years of the thirteenth century, an Asiatic chieftain by the +name of Genghis Khan built up a vast empire of Mongol or Tartar peoples, +which for a time stretched all the way from China to eastern Germany. +The rise and westward expansion of this barbarian power spread alarm +throughout Christendom, and with good reason, for it was with great difficulty +that the Tartar sovereigns were prevented from extending their dominion +over Germany and perhaps over all western Europe. After the first +feeling of terror had passed, however, it began to be considered that possibly +the Asiatic conquerors might yet be made to serve the interests of Christendom. +They were not Mohammedans, and Christian leaders saw an opportunity +to turn them against the Saracen master of the coveted Holy Land. +Louis IX.'s reception of an embassy from Ilchikadai, one of the Tartar khans, +or sovereigns, was only one of several incidents which illustrate the efforts +made in this direction. After this episode the Tartars advanced rapidly into +Syria, taking the important cities of Damascus and Aleppo; but a great defeat, +September 3, 1260, by the sultan Kutuz at Ain Talut stemmed the tide +of invasion and compelled the Tartars to retire to their northern dominions.</p> + +<p class="footnote"><a name="Footnote_452" id="Footnote_452" href="#FNanchor_452"><span class="label">[452]</span></a> May 21, 1249.</p> + +<p class="footnote"><a name="Footnote_453" id="Footnote_453" href="#FNanchor_453"><span class="label">[453]</span></a> Joinville here gives an account of the first important undertaking of the +crusaders—the capture of Damietta. After this achievement the king +resolved to await the arrival of his brother, the count of Poitiers, with additional +troops. The delay thus occasioned was nearly half a year in length, +i.e., until October.</p> + +<p class="footnote"><a name="Footnote_454" id="Footnote_454" href="#FNanchor_454"><span class="label">[454]</span></a> This was a common designation of Cairo, the Saracen capital of Egypt.</p> + +<p class="footnote"><a name="Footnote_455" id="Footnote_455" href="#FNanchor_455"><span class="label">[455]</span></a> December 6.</p> + +<p class="footnote"><a name="Footnote_456" id="Footnote_456" href="#FNanchor_456"><span class="label">[456]</span></a> The order of the Templars was founded in 1119 to afford protection to +pilgrims in Palestine. The name was taken from the temple of Solomon, in +Jerusalem, near which the organization's headquarters were at first established. +The Templars, in their early history, were a military order and +they had a prominent part in most of the crusading movements after their +foundation.</p> + +<p class="footnote"><a name="Footnote_457" id="Footnote_457" href="#FNanchor_457"><span class="label">[457]</span></a> At this point Joinville gives an extended description of the Nile and its +numerous mouths. King Louis found himself on the bank of one of the +streams composing the delta, with the sultan's army drawn up on the other +side to prevent the Christians from crossing. Louis determined to construct +an embankment across the stream, so that his troops might cross and engage +in battle with the enemy. To protect the men engaged in building the embankment, +two towers, called cat castles (because they were in front of +two cats, or covered galleries) were erected. Under cover of these, the work +of constructing a passageway went on, though the Saracens did not cease to +shower missiles upon the laborers.</p> + +<p class="footnote"><a name="Footnote_458" id="Footnote_458" href="#FNanchor_458"><span class="label">[458]</span></a> An instrument intended primarily for the hurling of stones.</p> + +<p class="footnote"><a name="Footnote_459" id="Footnote_459" href="#FNanchor_459"><span class="label">[459]</span></a> Greek fire was made in various ways, but its main ingredients were sulphur, +Persian gum, pitch, petroleum, and oil. It was a highly inflammable +substance and when once ignited could be extinguished only by the use of +vinegar or sand. It was used quite extensively by the Saracens in their +battles with the crusaders, being usually projected in the form of fire-balls +from hollow tubes.</p> + +<p class="footnote"><a name="Footnote_460" id="Footnote_460" href="#FNanchor_460"><span class="label">[460]</span></a> An acid liquor made from sour apples or grapes.</p> + +<p class="footnote"><a name="Footnote_461" id="Footnote_461" href="#FNanchor_461"><span class="label">[461]</span></a> Charles, count of Anjou—a brother of Saint Louis.</p> + +<p class="footnote"><a name="Footnote_462" id="Footnote_462" href="#FNanchor_462"><span class="label">[462]</span></a> Joinville's story of the remainder of the campaign in Egypt is a long one. +Enough has been given to show something of the character of the conflicts +between Saracen and crusader. In the end Louis was compelled to withdraw +his shattered army. He then made his way to the Holy Land in the +hope of better success, but the four years he spent there were likewise a +period of disappointment.</p> + +<p class="footnote"><a name="Footnote_463" id="Footnote_463" href="#FNanchor_463"><span class="label">[463]</span></a> The treaty here referred to is that of Paris, negotiated by Louis IX. and +Henry III. in 1259. By it the English king renounced his claim to Normandy, +Maine, Anjou, Touraine, and Poitou, while Louis IX. ceded to Henry the +Limousin, Périgord, and part of Saintonge, besides the reversion of Agenais +and Quercy. The territories thus abandoned by the French were to be annexed +to the duchy of Guienne, for which Henry III. was to render homage +to the French king, just as had been rendered by the English sovereigns +before the conquests of Philip Augustus. Manifestly Louis IX.'s chief motive +in yielding possession of lands he regarded as properly his was to secure peace +with England and to get the homage of the English king for Guienne. For +upwards of half a century the relations of England and France had been +strained by reason of the refusal of Henry III. to recognize the conquests of +Philip Augustus and to render the accustomed homage. The treaty of Paris +was important because it regulated the relations of France and England to +the outbreak of the Hundred Years' War. It undertook to perpetuate the +old division of French soil between the English and French monarchs—an +arrangement always fruitful of discord and destined, more than anything else, +to bring on the great struggle of the fourteenth and fifteenth centuries between +the two nations [see <a href="#Page_417">p. 417</a> ff.].</p> + +<p class="footnote"><a name="Footnote_464" id="Footnote_464" href="#FNanchor_464"><span class="label">[464]</span></a> A fur much esteemed in the Middle Ages. It is not known whether it +was the fur of a single animal or of several kinds combined.</p> + +<p class="footnote"><a name="Footnote_465" id="Footnote_465" href="#FNanchor_465"><span class="label">[465]</span></a> A woven fabric made of camel's hair.</p> + +<p class="footnote"><a name="Footnote_466" id="Footnote_466" href="#FNanchor_466"><span class="label">[466]</span></a> After his retirement from the royal service in 1254 Joinville frequently +made social visits at Louis's court.</p> + +<p class="footnote"><a name="Footnote_467" id="Footnote_467" href="#FNanchor_467"><span class="label">[467]</span></a> On the Franciscans and Dominicans [see <a href="#Page_360">p. 360</a>].</p> + +<p class="footnote"><a name="Footnote_468" id="Footnote_468" href="#FNanchor_468"><span class="label">[468]</span></a> To the east from Paris—now a suburb of that city. The chateau of +Vincennes was one of the favorite royal residences.</p> + +<p class="footnote"><a name="Footnote_469" id="Footnote_469" href="#FNanchor_469"><span class="label">[469]</span></a> That is, a case in law.</p> + +<p class="footnote"><a name="Footnote_470" id="Footnote_470" href="#FNanchor_470"><span class="label">[470]</span></a> Such guarantees of personal liberty were not peculiar to the charters of +communes; they are often found in those of franchise towns.</p> + +<p class="footnote"><a name="Footnote_471" id="Footnote_471" href="#FNanchor_471"><span class="label">[471]</span></a> The chief magistrate of Laon was a mayor, elected by the citizens. In +judicial matters he was assisted by twelve "jurats."</p> + +<p class="footnote"><a name="Footnote_472" id="Footnote_472" href="#FNanchor_472"><span class="label">[472]</span></a> This is intended to preserve the judicial privileges of lords of manors.</p> + +<p class="footnote"><a name="Footnote_473" id="Footnote_473" href="#FNanchor_473"><span class="label">[473]</span></a> The citizens of the town were to have freedom to dispose of their property +as they chose.</p> + +<p class="footnote"><a name="Footnote_474" id="Footnote_474" href="#FNanchor_474"><span class="label">[474]</span></a> This provision was intended to put an end to arbitrary taxation by the +bishop. In the earlier twelfth century serfs were subject to the arbitrary +levy of the taille (tallage) and this indeed constituted one of their most +grievous burdens. Arbitrary tallage was almost invariably abolished by +the town charters.</p> + +<p class="footnote"><a name="Footnote_475" id="Footnote_475" href="#FNanchor_475"><span class="label">[475]</span></a> By "men of the peace" is meant the citizens of the commune. The term +"commune" is scrupulously avoided in the charter because of its odious +character in the eyes of the bishop. Suits were to be tried at home in the +burgesses' own courts, to save time and expense and insure better justice.</p> + +<p class="footnote"><a name="Footnote_476" id="Footnote_476" href="#FNanchor_476"><span class="label">[476]</span></a> This trifling payment of sixpence a year was made in recognition of the +lordship of the king, the grantor of the charter. Aside from it, the burgher +had full rights over his land.</p> + +<p class="footnote"><a name="Footnote_477" id="Footnote_477" href="#FNanchor_477"><span class="label">[477]</span></a> The burghers, who were often engaged in agriculture as well as commerce, +are to be exempt from tolls on commodities bought for their own sustenance +and from the ordinary fees due the lord for each measure of grain harvested.</p> + +<p class="footnote"><a name="Footnote_478" id="Footnote_478" href="#FNanchor_478"><span class="label">[478]</span></a> The object of this provision is to restrict the amount of military service +due the king. The burghers of small places like Lorris were farmers and +traders who made poor soldiers and who were ordinarily exempted from +service by their lords. The provision for Lorris practically amounted to an +exemption, for such service as was permissible under chapter 3 of the +charter was not worth much.</p> + +<p class="footnote"><a name="Footnote_479" id="Footnote_479" href="#FNanchor_479"><span class="label">[479]</span></a> The Gâtinais was the region in which Lorris was situated. Étampes, +Milly, and Melun all lay to the north of Lorris, in the direction of Paris. Orleans +lay to the west. The king's object in granting the burghers the right to +carry goods to the towns specified without payment of tolls was to encourage +commercial intercourse.</p> + +<p class="footnote"><a name="Footnote_480" id="Footnote_480" href="#FNanchor_480"><span class="label">[480]</span></a> This protects the landed property of the burghers against the crown and +crown officials. With two exceptions, fine or imprisonment, not confiscation +of land, is to be the penalty for crime. <i>Hôtes</i> denotes persons receiving land +from the king and under his direct protection.</p> + +<p class="footnote"><a name="Footnote_481" id="Footnote_481" href="#FNanchor_481"><span class="label">[481]</span></a> This provision is intended to attract merchants to Lorris by placing them +under the king's protection and assuring them that they would not be molested +on account of old offenses.</p> + +<p class="footnote"><a name="Footnote_482" id="Footnote_482" href="#FNanchor_482"><span class="label">[482]</span></a> This chapter safeguards the personal property of the burghers, as chapter +5 safeguards their land. Arbitrary imposts are forbidden and any of the +inhabitants who as serfs had been paying arbitrary tallage are relieved of +the burden. The nominal <i>cens</i> (Chap. 1) was to be the only regular payment +due the king.</p> + +<p class="footnote"><a name="Footnote_483" id="Footnote_483" href="#FNanchor_483"><span class="label">[483]</span></a> An agreement outside of court was allowable in all cases except when +there was a serious breach of the public peace. The provost was the chief +officer of the town. He was appointed the crown and was charged +chiefly with the administration of justice and the collection of revenues. +All suits of the burghers were tried in his court. They had no active part in +their own government, as was generally true of the franchise towns.</p> + +<p class="footnote"><a name="Footnote_484" id="Footnote_484" href="#FNanchor_484"><span class="label">[484]</span></a> Another part of the charter specifies that only those burghers who owned +horses and carts were expected to render the king even this service.</p> + +<p class="footnote"><a name="Footnote_485" id="Footnote_485" href="#FNanchor_485"><span class="label">[485]</span></a> This clause, which is very common in the town charters of the twelfth +century (especially in the case of towns on the royal domain) is intended to +attract serfs from other regions and so to build up population. As a +rule the towns were places of refuge from seigniorial oppression and the present +charter undertakes to limit the time within which the lord might recover +his serf who had fled to Lorris to a year and a day—except in cases +where the serf should refuse to recognize the jurisdiction of the provost's +court in the matter of the lord's claim.</p> + +<p class="footnote"><a name="Footnote_486" id="Footnote_486" href="#FNanchor_486"><span class="label">[486]</span></a> The sergeants were deputies of the provost, somewhat on the order of +town constables.</p> + +<p class="footnote"><a name="Footnote_487" id="Footnote_487" href="#FNanchor_487"><span class="label">[487]</span></a> These "Hollanders" inhabited substantially the portion of Europe now +designated by their name.</p> + +<p class="footnote"><a name="Footnote_488" id="Footnote_488" href="#FNanchor_488"><span class="label">[488]</span></a> This was the diocese from which the colonists proposed to remove.</p> + +<p class="footnote"><a name="Footnote_489" id="Footnote_489" href="#FNanchor_489"><span class="label">[489]</span></a> That is, judges representing any outside authority.</p> + +<p class="footnote"><a name="Footnote_490" id="Footnote_490" href="#FNanchor_490"><span class="label">[490]</span></a> In other words, if the bishop should go from his seat at Hamburg to the +colony.</p> + +<p class="footnote"><a name="Footnote_491" id="Footnote_491" href="#FNanchor_491"><span class="label">[491]</span></a> In each parish of the colony, therefore, the priest would be supported +by the income of the hide of land set apart for his use and by the tenth of +the regular church tithes which the bishop conceded for the purpose.</p> + +<p class="footnote"><a name="Footnote_492" id="Footnote_492" href="#FNanchor_492"><span class="label">[492]</span></a> All that this means is that the members of the Rhine League recognized +William of Holland as emperor. Most of the Empire did not so recognize +him. He died in 1256, two years after the league was formed.</p> + +<p class="footnote"><a name="Footnote_493" id="Footnote_493" href="#FNanchor_493"><span class="label">[493]</span></a> These "pfahlburgers" were subjects of ecclesiastical or secular princes +who, in order to escape the burdens of this relation, contrived to get themselves +enrolled as citizens of neighboring cities. While continuing to dwell +in regions subject to the jurisdiction of their lords, they claimed to enjoy +immunity from that jurisdiction, because of their citizenship in those outside +cities. The pfahlburgers were a constant source of friction between the +towns and the territorial princes. The Golden Bull of Emperor Charles IV. +(1356) decreed that pfahlburgers should not enjoy the rights and privileges +of the cities unless they became actual residents of them and discharged their +full obligations as citizens.</p> + +<p class="footnote"><a name="Footnote_494" id="Footnote_494" href="#FNanchor_494"><span class="label">[494]</span></a> That is, the <i>trivium</i> (Latin grammar, rhetoric, and logic) and the <i>quadrivium</i> +(arithmetic, geometry, astronomy, and music).</p> + +<p class="footnote"><a name="Footnote_495" id="Footnote_495" href="#FNanchor_495"><span class="label">[495]</span></a> The earliest degrees granted at Bologna, Paris, etc., were those of master +of arts and doctor of philosophy. "Master" and "Doctor" were practically +equivalent terms and both signified simply that the bearer, after suitable +examinations, had been recognized as sufficiently proficient to be admitted +to the guild of teachers. The bachelor's degree grew up more obscurely. +It might be taken somewhere on the road to the master's degree, but was +merely an incidental stamp of proficiency up to a certain stage of advancement. +Throughout mediæval times the master's, or doctor's, degree, which +carried the right to become a teacher, was the normal goal and few stopped +short of its attainment.</p> + +<p class="footnote"><a name="Footnote_496" id="Footnote_496" href="#FNanchor_496"><span class="label">[496]</span></a> Hastings Rashdall, <i>The Universities of Europe in the Middle Ages</i> (Oxford, +1895), Vol. I., p. 146.</p> + +<p class="footnote"><a name="Footnote_497" id="Footnote_497" href="#FNanchor_497"><span class="label">[497]</span></a> Evidently, from other passages, including students of law as well as teachers.</p> + +<p class="footnote"><a name="Footnote_498" id="Footnote_498" href="#FNanchor_498"><span class="label">[498]</span></a> Greedy creditors sometimes compelled students to pay debts owed by +the fellow-countrymen of the latter—a very thinly disguised form of robbery. +This abuse was now to be abolished.</p> + +<p class="footnote"><a name="Footnote_499" id="Footnote_499" href="#FNanchor_499"><span class="label">[499]</span></a> That is, in any legal proceedings against a scholar the defendant was to +choose whether he would be tried before his own master or before the bishop. +In later times this right of choice passed generally to the plaintiff.</p> + +<p class="footnote"><a name="Footnote_500" id="Footnote_500" href="#FNanchor_500"><span class="label">[500]</span></a> The students of the French universities were regarded as, for all practical +purposes, members of the clergy (<i>clerici</i>) and thus to be distinguished from +laymen. They were not clergy in the full sense, but were subject to a special +sort of jurisdiction closely akin to that applying to the clergy.</p> + +<p class="footnote"><a name="Footnote_501" id="Footnote_501" href="#FNanchor_501"><span class="label">[501]</span></a> The law on this point was exceptionally severe. The privilege of establishing +innocence by combat or the ordeal by water was denied, though even +the provost and his subordinates who had played false in the riot of 1200 +had been given the opportunity of clearing themselves by such means if +they chose and could do so.</p> + +<p class="footnote"><a name="Footnote_502" id="Footnote_502" href="#FNanchor_502"><span class="label">[502]</span></a> A further recognition of the clerical character of the students.</p> + +<p class="footnote"><a name="Footnote_503" id="Footnote_503" href="#FNanchor_503"><span class="label">[503]</span></a> The property, as the persons, of the scholars was protected from seizure +except by the church authorities.</p> + +<p class="footnote"><a name="Footnote_504" id="Footnote_504" href="#FNanchor_504"><span class="label">[504]</span></a> In this capacity the provost of Paris came to be known as the "Conservator +of the Royal Privileges of the University."</p> + +<p class="footnote"><a name="Footnote_505" id="Footnote_505" href="#FNanchor_505"><span class="label">[505]</span></a> For an explanation of the phrase "elector of the Holy Empire" see <a href="#Page_409">p. 409</a>.</p> + +<p class="footnote"><a name="Footnote_506" id="Footnote_506" href="#FNanchor_506"><span class="label">[506]</span></a> Rupert had sent sums of money to Rome to induce Pope Urban VI. to +approve the foundation of the university. The papal bull of 1385, which was +the reward of his effort, specifically enjoined that the university be modeled +closely after that of Paris.</p> + +<p class="footnote"><a name="Footnote_507" id="Footnote_507" href="#FNanchor_507"><span class="label">[507]</span></a> The mediæval "three philosophies" were introduced by the rediscovery +of some of Aristotle's writings in the twelfth century. Primal philosophy +was what we now know as metaphysics; natural philosophy meant the +sciences of physics, botany, etc.; and moral philosophy denoted ethics and +politics.</p> + +<p class="footnote"><a name="Footnote_508" id="Footnote_508" href="#FNanchor_508"><span class="label">[508]</span></a> At Paris the students were divided into four groups, named from the +nationality which predominated in each of them at the time of its formation—the +French, the Normans, the Picards, and the English.</p> + +<p class="footnote"><a name="Footnote_509" id="Footnote_509" href="#FNanchor_509"><span class="label">[509]</span></a> The rector at Paris was head of the faculty of arts.</p> + +<p class="footnote"><a name="Footnote_510" id="Footnote_510" href="#FNanchor_510"><span class="label">[510]</span></a> Equivalent to bedel. All mediæval universities had their bedels, who +bore the mace of authority before the rectors on public occasions, made +announcements of lectures, book sales, etc., and exercised many of the +functions of the modern bedel of European universities.</p> + +<p class="footnote"><a name="Footnote_511" id="Footnote_511" href="#FNanchor_511"><span class="label">[511]</span></a> John Addington Symonds, <i>Wine, Women and Song: Mediæval Latin +Students' Songs</i> (London, 1884), pp. 1-3.</p> + +<p class="footnote"><a name="Footnote_512" id="Footnote_512" href="#FNanchor_512"><span class="label">[512]</span></a> Symonds, <i>Wine, Women, and Song</i>, pp. 5-20 <i>passim</i>.</p> + +<p class="footnote"><a name="Footnote_513" id="Footnote_513" href="#FNanchor_513"><span class="label">[513]</span></a> This is the only indication of the name of the place where the suppliant +student was supposed to be making his petition.</p> + +<p class="footnote"><a name="Footnote_514" id="Footnote_514" href="#FNanchor_514"><span class="label">[514]</span></a> St. Martin was the founder of the monastery at Tours [see <a href="#Page_48">p. 48</a>].</p> + +<p class="footnote"><a name="Footnote_515" id="Footnote_515" href="#FNanchor_515"><span class="label">[515]</span></a> "Honest folk are jeeringly bidden to beware of the <i>quadrivium</i> [see p. +<a href="#Page_339">339</a>], which is apt to form a fourfold rogue instead of a scholar in four +branches of knowledge."—Symonds, <i>Wine, Women, and Song</i>, p. 57.</p> + +<p class="footnote"><a name="Footnote_516" id="Footnote_516" href="#FNanchor_516"><span class="label">[516]</span></a> That is, as a sacrifice.</p> + +<p class="footnote"><a name="Footnote_517" id="Footnote_517" href="#FNanchor_517"><span class="label">[517]</span></a> The father's name was Pietro Bernardone. As a cloth-merchant he was +probably accustomed to make frequent journeys to northern France, particularly +Champagne, which was the principal seat of commercial exchange +between northern and southern Europe.</p> + +<p class="footnote"><a name="Footnote_518" id="Footnote_518" href="#FNanchor_518"><span class="label">[518]</span></a> Aspiring to become a knight and to win distinction on the field of battle, +Francis had gone to Spoleto with the intention of joining an expedition about +to set out for Apulia. While there he was stricken with fever and compelled +to abandon his purpose. Returning to Assisi, he redoubled his works of +charity and sought to keep aloof from the people of the town. His old +companions, however, flocked around him, expecting still to profit by his +prodigality, and for a time, being himself uncertain as to the course he would +take, he acceded to their desires.</p> + +<p class="footnote"><a name="Footnote_519" id="Footnote_519" href="#FNanchor_519"><span class="label">[519]</span></a> See <a href="#Page_376">p. 376</a>.</p> + +<p class="footnote"><a name="Footnote_520" id="Footnote_520" href="#FNanchor_520"><span class="label">[520]</span></a> Brief portions of this testament, or will, are given on <a href="#Page_376">p. 376</a>.</p> + +<p class="footnote"><a name="Footnote_521" id="Footnote_521" href="#FNanchor_521"><span class="label">[521]</span></a> This was in the latter part of 1210 and the early part of 1211. Rivo-Torto +was an abandoned cottage in the plain of Assisi, an hour's walk from +the town and near the highway between Perugia and Rome. The building +had once served as a leper hospital. Francis and his companions selected +it as a temporary place of abode, probably because of its proximity to the +<i>carceri</i>, or natural grottoes, of Mount Subasio to which the friars resorted +for solitude, and because it was at the same time sufficiently near the Umbrian +towns to permit of frequent trips thither for preaching and charity.</p> + +<p class="footnote"><a name="Footnote_522" id="Footnote_522" href="#FNanchor_522"><span class="label">[522]</span></a> Practically, St. Francis's successor in the headship of the order. With +the idea of realizing entire humility in his own life, St. Francis had resigned +his position of authority into the hands of Brother Peter and had pledged +the implicit obedience of himself and the others to the new prelate.</p> + +<p class="footnote"><a name="Footnote_523" id="Footnote_523" href="#FNanchor_523"><span class="label">[523]</span></a> That is, the sovereign of the Holy Roman Empire.</p> + +<p class="footnote"><a name="Footnote_524" id="Footnote_524" href="#FNanchor_524"><span class="label">[524]</span></a> The passage (Luke ix. 1-6) is as follows: "Jesus, having called to Him +the Twelve, gave them power and authority over all devils and to cure +diseases. And He sent them to preach the Kingdom of God and to heal the +sick. And He said unto them, Take nothing for your journey, neither staves, +nor scrip, neither bread, neither money; neither have two coats apiece. And +whatsoever house ye enter into, there abide, and thence depart. And whosoever +will not receive you, when ye go out of that city shake off the very +dust from your feet for a testimony against them. And they departed and +went through the towns, preaching the gospel and healing everywhere."</p> + +<p class="footnote"><a name="Footnote_525" id="Footnote_525" href="#FNanchor_525"><span class="label">[525]</span></a> Honorius III., 1216-1227.</p> + +<p class="footnote"><a name="Footnote_526" id="Footnote_526" href="#FNanchor_526"><span class="label">[526]</span></a> That is, abandoned the worldly manner of living.</p> + +<p class="footnote"><a name="Footnote_527" id="Footnote_527" href="#FNanchor_527"><span class="label">[527]</span></a> Despite the willingness of St. Francis here expressed to get on peaceably +with the secular clergy, i.e., the bishops and priests, the history of the +mendicant orders is filled with the records of strife between the seculars and +friars. This was inevitable, since such friars as had taken priestly orders +were accustomed to hear confessions, preside at masses, preach in parish +churchyards, bury the dead, and collect alms—all the proper functions of +the parish priests but permitted to the friars by special papal dispensations. +The priests very naturally regarded the friars as usurpers.</p> + +<p class="footnote"><a name="Footnote_528" id="Footnote_528" href="#FNanchor_528"><span class="label">[528]</span></a> That is, in the sacrament of the Lord's Supper.</p> + +<p class="footnote"><a name="Footnote_529" id="Footnote_529" href="#FNanchor_529"><span class="label">[529]</span></a> The Rule of 1210, approved by Innocent III., is here meant [see <a href="#Page_374">p. 374</a>].</p> + +<p class="footnote"><a name="Footnote_530" id="Footnote_530" href="#FNanchor_530"><span class="label">[530]</span></a> The consecrated wafer, believed to be the body of Christ, which in the +Mass is offered as a sacrifice; also the bread before consecration.</p> + +<p class="footnote"><a name="Footnote_531" id="Footnote_531" href="#FNanchor_531"><span class="label">[531]</span></a> Certain periods of the day, set apart by the laws of the Church, for the +duties of prayer and devotion; also certain portions of the Breviary to be used +at stated hours. The seven canonical hours are matins and lauds, the first, +third, sixth, and ninth hours, vespers, and compline.</p> + +<p class="footnote"><a name="Footnote_532" id="Footnote_532" href="#FNanchor_532"><span class="label">[532]</span></a> That is, infant baptism and the <i>viaticum</i> (the Lord's Supper when administered +to persons in immediate danger of death).</p> + +<p class="footnote"><a name="Footnote_533" id="Footnote_533" href="#FNanchor_533"><span class="label">[533]</span></a> Extreme unction is the sacrament of anointing in the last hours,—the +application of consecrated oil by a priest to all the senses, i.e., to eyes, ears, +nostrils, etc., of a person when in immediate danger of death. The sacrament +is performed for the remission of sins.</p> + +<p class="footnote"><a name="Footnote_534" id="Footnote_534" href="#FNanchor_534"><span class="label">[534]</span></a> St. Dionysius was bishop of Alexandria about the middle of the third +century. He was a pupil of the great theologian Origen and himself a writer +of no small ability on the doctrinal questions which vexed the early Church.</p> + +<p class="footnote"><a name="Footnote_535" id="Footnote_535" href="#FNanchor_535"><span class="label">[535]</span></a> Manichæus was a learned Persian who, in the third century, worked out +a system of doctrine which sought to combine the principles of Christianity +with others taken over from the Persian and kindred Oriental religions. +The most prominent feature of the resulting creed was the conception of an +absolute dualism running throughout the universe—light and darkness, +good and evil, soul and body—which existed from the beginning and should +exist forever. The Manichæan sect spread from Persia into Asia Minor +North Africa, Sicily, and Italy. Though persecuted by Diocletian, and afterwards +by some of the Christian emperors, it had many adherents as late as the +sixth century, and certain of its ideas appeared under new names at still later +times, notably among the Albigenses in southern France in the twelfth century.</p> + +<p class="footnote"><a name="Footnote_536" id="Footnote_536" href="#FNanchor_536"><span class="label">[536]</span></a> Annates were payments made to the pope by newly elected or appointed +ecclesiastical officials of the higher sort. They were supposed to comprise +the first year's income from the bishop's or abbot's benefice.</p> + +<p class="footnote"><a name="Footnote_537" id="Footnote_537" href="#FNanchor_537"><span class="label">[537]</span></a> The <i>décime</i> was an extraordinary royal revenue derived from the payment +by the clergy of a tenth of the annual income from their benefices. Its +prototype was the Saladin tithe, imposed by Philip Augustus (1180-1223) +for the financing of his crusade. In the latter half of the thirteenth century, +and throughout the fourteenth, the <i>décime</i> was called for by the kings with +considerable frequency, often ostensibly for crusading purposes, and it was +generally obtained by a more or less compulsory vote of the clergy, or without +their consent at all.</p> + +<p class="footnote"><a name="Footnote_538" id="Footnote_538" href="#FNanchor_538"><span class="label">[538]</span></a> Pragmatic, in the general sense, means any sort of decree of public +importance; in its more special usage it denotes an ordinance of the crown +regulating the relations of the national clergy with the papacy. The modern +equivalent is "concordat."</p> + +<p class="footnote"><a name="Footnote_539" id="Footnote_539" href="#FNanchor_539"><span class="label">[539]</span></a> When the Council of Constance came to an end, in April, 1418, it was +agreed between this body and Pope Martin V. that a similar council should +be convened at Pavia in 1423. When the time arrived, conditions were far +from favorable, but the University of Paris pressed the Pope to observe his +pledge in the matter and the council was duly convened. Very few members +appeared at Pavia, and, the plague soon breaking out there, the meeting +was transferred to Siena. Even there only five German prelates were present, +six French, and not one Spanish. Small though it was, the council entered +upon a course so independent and self-assertive that in the following year +the Pope was glad to take advantage of its paucity of numbers to declare +it dissolved.</p> + +<p class="footnote"><a name="Footnote_540" id="Footnote_540" href="#FNanchor_540"><span class="label">[540]</span></a> The Dauphiné was a region on the east side of the Rhone which, in 1349, +was purchased of Humbert, Dauphin of Vienne, by Philip VI., and ceded by +the latter to his grandson Charles, the later Charles V. (1364-1380). Charles +assumed the title of "the Dauphin," which became the established designation +of the heir-apparent to the French throne.</p> + +<p class="footnote"><a name="Footnote_541" id="Footnote_541" href="#FNanchor_541"><span class="label">[541]</span></a> Under the <i>grâce expectative</i> the pope conferred upon a prelate a benefice +which at the time was filled, to be assumed as soon as it should fall vacant. +Benefices of larger importance, such as the offices of bishop and abbot, +were often subject to the <i>réserve</i>; that is, the pope regularly reserved to himself +the right of filling them, sometimes before, sometimes after, the vacancy +occurred. These acts constituted clear assumptions by the popes of power +which under the law of the Church was not theirs, and, though the framers +of the Pragmatic Sanction had motives which were more or less selfish for +combatting the <i>réserve</i> and the <i>grâce expectative</i>, there can be no question +that the abuses aimed at were as real as they were represented to be.</p> + +<p class="footnote"><a name="Footnote_542" id="Footnote_542" href="#FNanchor_542"><span class="label">[542]</span></a> Those who presented and installed men in benefices.</p> + +<p class="footnote"><a name="Footnote_543" id="Footnote_543" href="#FNanchor_543"><span class="label">[543]</span></a> These first two chapters reproduce without change the decrees of the +Council of Basel. The second reiterates, in substance, the declaration of the +Council of Constance [see <a href="#Page_393">p. 393</a>].</p> + +<p class="footnote"><a name="Footnote_544" id="Footnote_544" href="#FNanchor_544"><span class="label">[544]</span></a> That is, the "canonical" system of election of bishops by the chapters +and of abbots by the monks. The Pragmatic differs in this clause from the +decree of the Council of Basel in allowing temporal princes to recommend +persons for election.</p> + +<p class="footnote"><a name="Footnote_545" id="Footnote_545" href="#FNanchor_545"><span class="label">[545]</span></a> This means that the pope is not to add to the number of canons in any +cathedral chapter as a means of influencing the composition and deliberations +of that body.</p> + +<p class="footnote"><a name="Footnote_546" id="Footnote_546" href="#FNanchor_546"><span class="label">[546]</span></a> Annates were ordinarily the first year's revenues of a benefice which, +under the prevailing system, were supposed to be paid by the incumbent to +the pope. The Pragmatic goes on to provide that during the lifetime of +Pope Eugene one-fifth of the accustomed annates should continue to be +paid.</p> + +<p class="footnote"><a name="Footnote_547" id="Footnote_547" href="#FNanchor_547"><span class="label">[547]</span></a> Henry VI. succeeded his father as emperor, reigning from 1190 to 1197.</p> + +<p class="footnote"><a name="Footnote_548" id="Footnote_548" href="#FNanchor_548"><span class="label">[548]</span></a> The term (meaning literally "fodder") designates the obligation to +furnish provisions for the royal army. The right of demanding such provisions +was now given up by the Emperor.</p> + +<p class="footnote"><a name="Footnote_549" id="Footnote_549" href="#FNanchor_549"><span class="label">[549]</span></a> The consuls—often twelve in number—were the chief magistrates of +the typical Italian commune.</p> + +<p class="footnote"><a name="Footnote_550" id="Footnote_550" href="#FNanchor_550"><span class="label">[550]</span></a> Otto III., emperor 983-1002. Otto is noted chiefly for his visionary +project of renewing the imperial splendor of Rome and making her again +the capital of a world-wide empire.</p> + +<p class="footnote"><a name="Footnote_551" id="Footnote_551" href="#FNanchor_551"><span class="label">[551]</span></a> James Bryce, <i>The Holy Roman Empire</i> (new ed., New York, 1904), +pp. 207-208. For the reference to Dante see the <i>Inferno</i>, Canto X.</p> + +<p class="footnote"><a name="Footnote_552" id="Footnote_552" href="#FNanchor_552"><span class="label">[552]</span></a> James H. Robinson, <i>Readings in European History</i> (Boston, 1904), Vol. +I., p. 244.</p> + +<p class="footnote"><a name="Footnote_553" id="Footnote_553" href="#FNanchor_553"><span class="label">[553]</span></a> Gregory IX., (1227-1241).</p> + +<p class="footnote"><a name="Footnote_554" id="Footnote_554" href="#FNanchor_554"><span class="label">[554]</span></a> Frederick was excommunicated and anathematized on sixteen different +charges, which the Pope carefully enumerated. All who were bound to him +by oath of fealty were declared to be absolved from their allegiance.</p> + +<p class="footnote"><a name="Footnote_555" id="Footnote_555" href="#FNanchor_555"><span class="label">[555]</span></a> At the Council of Lyons, in 1245, the Emperor was again excommunicated. +The ensuing paragraph comprises a portion of Pope Innocent IV.'s denunciation +of him upon that occasion.</p> + +<p class="footnote"><a name="Footnote_556" id="Footnote_556" href="#FNanchor_556"><span class="label">[556]</span></a> Charles IV. was himself king of Bohemia, so that for the present the +Emperor was also one of the seven imperial electors.</p> + +<p class="footnote"><a name="Footnote_557" id="Footnote_557" href="#FNanchor_557"><span class="label">[557]</span></a> James Bryce, <i>The Holy Roman Empire</i> (new ed., New York, 1904), p. 234.</p> + +<p class="footnote"><a name="Footnote_558" id="Footnote_558" href="#FNanchor_558"><span class="label">[558]</span></a> Frankfort lay on the river Main, a short distance east of Mainz. "It +was fixed as the place of election, as a tradition dating from East Frankish +days preserved the feeling that both election and coronation ought to take +place on Frankish soil."—James Bryce, <i>The Holy Roman Empire</i> (new ed., +New York, 1904), p. 243.</p> + +<p class="footnote"><a name="Footnote_559" id="Footnote_559" href="#FNanchor_559"><span class="label">[559]</span></a> The preceding section specifies that Mass should be celebrated the day +following the arrival of the electors at Frankfort, and that the archbishop +of Mainz should administer to his six colleagues the oath which he himself +has taken, as specified in section 2.</p> + +<p class="footnote"><a name="Footnote_560" id="Footnote_560" href="#FNanchor_560"><span class="label">[560]</span></a> The three archbishops were "archchancellors" of the Empire for Germany, +Gaul and Burgundy, and Italy respectively. The king of Bohemia +was designated as cupbearer, the margrave of Brandenburg as chamberlain, +the count palatine as seneschal, and the duke of Saxony as marshal.</p> + +<p class="footnote"><a name="Footnote_561" id="Footnote_561" href="#FNanchor_561"><span class="label">[561]</span></a> The diet was the Empire's nearest approach to a national assembly. It +was made up of three orders—the electors, the princes, and the representatives +of the cities.</p> + +<p class="footnote"><a name="Footnote_562" id="Footnote_562" href="#FNanchor_562"><span class="label">[562]</span></a> An official representative of a king or overlord in a city.</p> + +<p class="footnote"><a name="Footnote_563" id="Footnote_563" href="#FNanchor_563"><span class="label">[563]</span></a> Nürnberg (or Nuremberg) is situated in Bavaria, in south central Germany.</p> + +<p class="footnote"><a name="Footnote_564" id="Footnote_564" href="#FNanchor_564"><span class="label">[564]</span></a> Metz lay on the Moselle, above Trier. Apparently this clause providing +for a regular annual meeting of the electors was inserted by Charles in the +hope that he might be able to make use of the body as an advisory council in +the affairs of the Empire. The provision remained a dead letter, for the reason +that the electors were indifferent to the Emperor's purposes in the matter.</p> + +<p class="footnote"><a name="Footnote_565" id="Footnote_565" href="#FNanchor_565"><span class="label">[565]</span></a> This is the title employed by Thomas Johnes in his translation of the +work a hundred years ago. Froissart himself called his book, in the French +of his day, <i>Chroniques de France, d'Engleterre, d'Escoce, de Bretaigne, d'Espaigne, +d'Italie, de Flandres et d'Alemaigne</i>.</p> + +<p class="footnote"><a name="Footnote_566" id="Footnote_566" href="#FNanchor_566"><span class="label">[566]</span></a> Philip IV., king of France, 1285-1314.</p> + +<p class="footnote"><a name="Footnote_567" id="Footnote_567" href="#FNanchor_567"><span class="label">[567]</span></a> Isabella was the wife of Edward II., who reigned in England from 1307 +until his deposition in 1327.</p> + +<p class="footnote"><a name="Footnote_568" id="Footnote_568" href="#FNanchor_568"><span class="label">[568]</span></a> Louis X. (the Quarrelsome) reigned 1314-1316; Philip V. (the Long), +1316-1322; and Charles IV. (the Fair), 1322-1328. Louis and Charles were +very weak kings, though Philip was vigorous and able.</p> + +<p class="footnote"><a name="Footnote_569" id="Footnote_569" href="#FNanchor_569"><span class="label">[569]</span></a> The French Court of Twelve Peers did not constitute a distinct organization, +but was merely a high rank of baronage. In the earlier Middle Ages, +the number of peers was generally twelve, including the most powerful lay +vassals of the king and certain influential prelates. In later times the number +was frequently increased by the creation of peers by the crown.</p> + +<p class="footnote"><a name="Footnote_570" id="Footnote_570" href="#FNanchor_570"><span class="label">[570]</span></a> In 1317, after the accession of Philip IV., an assembly of French magnates +(such as that which disposed of the crown in 1328) laid down the +general rule that no woman should succeed to the throne of France. This +rule has come to be known as the Salic Law of France, though it has no +historical connection with the law of the Salian Franks against female inheritance +of property, with which older writers have generally confused it +[see p. <a href="#Footnote_66">67, note 1]</a>. The rule of 1317 was based purely on grounds of political +expediency. It was announced at this particular time because the death of +Louis X. had left France without a male heir to the throne for the first time +since Hugh Capet's day and the barons thought it not best for the realm that +a woman reign over it. Between 1316 and 1328 daughters of kings were +excluded from the succession three times, and though in 1328, when Charles +IV. died, there had been no farther legislation on the subject, the principle of +the misnamed Salic Law had become firmly established in practice. In +1328, however, when the barons selected Philip of Valois to be regent first +and then king, they went a step farther and declared not only that no +woman should be allowed to inherit the throne of France but that the inheritance +could not pass through a woman to her son; in other words, she +could not transmit to her descendants a right which she did not herself +possess. This was intended to cover any future case such as that of Edward +III.'s claim to inherit through his mother Isabella, daughter of Philip IV. +The action of the barons was supported by public opinion in practically all +France—especially since it appeared that only through this expedient could +the realm be saved from the domination of an alien sovereign.</p> + +<p class="footnote"><a name="Footnote_571" id="Footnote_571" href="#FNanchor_571"><span class="label">[571]</span></a> Philip of Valois was a son of Charles of Valois, who was a brother of +Philip IV. The line of direct Capetian descent was now replaced by the +branch line of the Valois. The latter occupied the French throne until the +death of Henry III. in 1589.</p> + +<p class="footnote"><a name="Footnote_572" id="Footnote_572" href="#FNanchor_572"><span class="label">[572]</span></a> James van Arteveld, a brewer of Ghent, was the leader of the popular +party in Flanders—the party which hated French influence, which had +expelled the count of Flanders on account of his services to Philip VI., and +which was the most valuable English ally on the continent. Arteveld was +murdered in 1345 during the civil discord which prevailed in Flanders +throughout the earlier part of the Hundred Years' War.</p> + +<p class="footnote"><a name="Footnote_573" id="Footnote_573" href="#FNanchor_573"><span class="label">[573]</span></a> These were towns situated near the Franco-Flemish frontier. They had +been lost by Flanders to France and assistance in their recovery was rightly +considered by the German advisers of Edward as likely to be more tempting +to the Flemish than any other offer he could make them.</p> + +<p class="footnote"><a name="Footnote_574" id="Footnote_574" href="#FNanchor_574"><span class="label">[574]</span></a> That is, the papal court.</p> + +<p class="footnote"><a name="Footnote_575" id="Footnote_575" href="#FNanchor_575"><span class="label">[575]</span></a> Robert of Artois was a prince who had not a little to do with the outbreak +of the Hundred Years' War. After having lost a suit for the inheritance of +the county of Artois (the region about the Somme River) and having been +proved guilty of fabricating documents to support his claims, he had fled +to England and there as an exile had employed every resource to influence +Edward to claim the French throne and to go to war to secure it.</p> + +<p class="footnote"><a name="Footnote_576" id="Footnote_576" href="#FNanchor_576"><span class="label">[576]</span></a> In northeastern Flanders.</p> + +<p class="footnote"><a name="Footnote_577" id="Footnote_577" href="#FNanchor_577"><span class="label">[577]</span></a> That is, June 23. The English fleet was composed of two hundred and +fifty vessels, carrying 11,000 archers and 4,000 men-at-arms.</p> + +<p class="footnote"><a name="Footnote_578" id="Footnote_578" href="#FNanchor_578"><span class="label">[578]</span></a> Edward III.'s queen was Philippa, daughter of the count of Hainault.</p> + +<p class="footnote"><a name="Footnote_579" id="Footnote_579" href="#FNanchor_579"><span class="label">[579]</span></a> In reality, until five o'clock in the evening, or about nine hours in all.</p> + +<p class="footnote"><a name="Footnote_580" id="Footnote_580" href="#FNanchor_580"><span class="label">[580]</span></a> The tide of battle was finally turned in favor of the English by the arrival +of reinforcements in the shape of a squadron of Flemish vessels. The contest +was not so one-sided or the French defeat so complete as Froissart +represents, yet it was decisive enough, as is indicated by the fact that only +thirty of the French ships survived and 20,000 French and Genoese were +slain or taken prisoners, as against an English loss of about 10,000.</p> + +<p class="footnote"><a name="Footnote_581" id="Footnote_581" href="#FNanchor_581"><span class="label">[581]</span></a> June 24, 1340.</p> + +<p class="footnote"><a name="Footnote_582" id="Footnote_582" href="#FNanchor_582"><span class="label">[582]</span></a> As appears from Froissart's account (see <a href="#Page_431">p. 431</a>), the king, on the advice +of some of his knights, decided at one time to postpone the attack until +the following day; but, the army falling into hopeless confusion and coming +up unintentionally within sight of the English, he recklessly gave the order +to advance to immediate combat. Perhaps, however, it is only fair to place +the blame upon the system which made the army so unmanageable, rather +than upon the king personally.</p> + +<p class="footnote"><a name="Footnote_583" id="Footnote_583" href="#FNanchor_583"><span class="label">[583]</span></a> That is, the plain east of the village of Crécy.</p> + +<p class="footnote"><a name="Footnote_584" id="Footnote_584" href="#FNanchor_584"><span class="label">[584]</span></a> The king's eldest son, Edward, generally known as the Black Prince.</p> + +<p class="footnote"><a name="Footnote_585" id="Footnote_585" href="#FNanchor_585"><span class="label">[585]</span></a> Abbeville was on the Somme about fifteen miles south of Crécy.</p> + +<p class="footnote"><a name="Footnote_586" id="Footnote_586" href="#FNanchor_586"><span class="label">[586]</span></a> This incident very well illustrates the confusion and lack of discipline +prevailing in a typical feudal army.</p> + +<p class="footnote"><a name="Footnote_587" id="Footnote_587" href="#FNanchor_587"><span class="label">[587]</span></a> Edward, the Black Prince, eldest son of the English king.</p> + +<p class="footnote"><a name="Footnote_588" id="Footnote_588" href="#FNanchor_588"><span class="label">[588]</span></a> The Emperor Henry VII., 1308-1314.</p> + +<p class="footnote"><a name="Footnote_589" id="Footnote_589" href="#FNanchor_589"><span class="label">[589]</span></a> Sir Thomas Norwich.</p> + +<p class="footnote"><a name="Footnote_590" id="Footnote_590" href="#FNanchor_590"><span class="label">[590]</span></a> Limoges, besieged by the duke of Berry and the great French general, +Bertrand du Guesclin, had just been forced to surrender. It was a very +important town and its capture was the occasion of much elation among +the French. Treaties were entered into between the duke of Berry on the +one hand and the bishop and citizens of Limoges on the other, whereby the +inhabitants recognized the sovereignty of the French king. It was the news +of this surrender that so angered the Black Prince.</p> + +<p class="footnote"><a name="Footnote_591" id="Footnote_591" href="#FNanchor_591"><span class="label">[591]</span></a> A force of 3,200 men was led by the Black Prince from the town of Cognac +to undertake the siege of Limoges. Froissart here enumerates a large +number of notable knights who went with the expedition.</p> + +<p class="footnote"><a name="Footnote_592" id="Footnote_592" href="#FNanchor_592"><span class="label">[592]</span></a> The Limousin was a district in south central France, southeast of +Poitou.</p> + +<p class="footnote"><a name="Footnote_593" id="Footnote_593" href="#FNanchor_593"><span class="label">[593]</span></a> Limoges was now in the hands of three commanders representing the +French king. Their names were John de Villemur, Hugh de la Roche, and +Roger de Beaufort.</p> + +<p class="footnote"><a name="Footnote_594" id="Footnote_594" href="#FNanchor_594"><span class="label">[594]</span></a> Here follows a minute enumeration of the districts, towns, and castles +conceded to the English. The most important were Poitou, Limousin, +Rouergne, and Saintonge in the south, and Calais, Guines, and Ponthieu in +the north.</p> + +<p class="footnote"><a name="Footnote_595" id="Footnote_595" href="#FNanchor_595"><span class="label">[595]</span></a> That is, King John II. and the regent Charles.</p> + +<p class="footnote"><a name="Footnote_596" id="Footnote_596" href="#FNanchor_596"><span class="label">[596]</span></a> The enormous ransom thus specified for King John was never paid. +The three million gold crowns would have a purchasing power of perhaps +forty or forty-five million dollars to-day. On the strength of the treaty +provision John was immediately released from captivity. With curious +disregard of the bad conditions prevailing in France as the result of foreign +and civil war he began preparations for a crusade, which, however, he was +soon forced to abandon. In 1364, attracted by the gayety of English life as +contrasted with the wretchedness and gloom of his impoverished subjects, +he went voluntarily to England, where he died before the festivities in honor +of his coming were completed.</p> + +<p class="footnote"><a name="Footnote_597" id="Footnote_597" href="#FNanchor_597"><span class="label">[597]</span></a> Throughout the Hundred Years' War the English had maintained close +relations with the Flemish enemies of France, just as France, in defiance of +English opposition, had kept up her traditional friendship with Scotland. +The treaty of Bretigny provided for a mutual reshaping of foreign policy, +to the end that these obstacles to peace might be removed.</p> + +<p class="footnote"><a name="Footnote_598" id="Footnote_598" href="#FNanchor_598"><span class="label">[598]</span></a> That is, the death of King Charles VI.</p> + +<p class="footnote"><a name="Footnote_599" id="Footnote_599" href="#FNanchor_599"><span class="label">[599]</span></a> France was not to be dealt with as conquered territory. This article +comprises the only important provision in the treaty for safeguarding the +interests of the French people.</p> + +<p class="footnote"><a name="Footnote_600" id="Footnote_600" href="#FNanchor_600"><span class="label">[600]</span></a> Charles VI., Henry V., and Philip the Good bind themselves not to come +to any sort of terms with the Dauphin, which compact reveals the irreconcilable +attitude characteristic of the factional and dynastic struggles of the +period. Chapter 6 of the treaty disinherits the Dauphin; chapter 29 proclaims +him an enemy of France.</p> + +<p class="footnote"><a name="Footnote_601" id="Footnote_601" href="#FNanchor_601"><span class="label">[601]</span></a> Dante represents the commentaries composing the <i>Convito</i> as in the +nature of a banquet, the "meats" of which were to be set forth in fourteen +courses, corresponding to the fourteen <i>canzoni</i>, or lyric poems, which were +to be commented upon. As a matter of fact, for some unknown reason, the +"banquet" was broken off at the end of the third course. "At the beginning +of every well-ordered banquet" observes the author in an earlier passage +(Bk. II., Chap. 1) "the servants are wont to take the bread given out for +it, and cleanse it from every speck." Dante has just cleansed his viands from +the faults of egotism and obscurity,—the "accidental impurities"; he now +proceeds to clear them of a less superficial difficulty, i.e., the fact that in +serving them use is made of the Italian rather than the Latin language.</p> + +<p class="footnote"><a name="Footnote_602" id="Footnote_602" href="#FNanchor_602"><span class="label">[602]</span></a> The date of the composition of the <i>De Vulgari Eloquentia</i> is unknown, +but there are reasons for assigning the work to the same period in the author's +life as the <i>Convito</i>. Like the <i>Convito</i>, it was left incomplete; four books +were planned, but only the first and a portion of the second were written. +In it an effort was made to establish the dominance of a perfect and imperial +Italian language over all the dialects. The work itself was written in Latin, +probably to command the attention of scholars whom Dante hoped to convert +to the use of the vernacular.</p> + +<p class="footnote"><a name="Footnote_603" id="Footnote_603" href="#FNanchor_603"><span class="label">[603]</span></a> The author conceives of the <i>canzoni</i> as masters and the commentaries +as servants.</p> + +<p class="footnote"><a name="Footnote_604" id="Footnote_604" href="#FNanchor_604"><span class="label">[604]</span></a> That is, any poetical composition.</p> + +<p class="footnote"><a name="Footnote_605" id="Footnote_605" href="#FNanchor_605"><span class="label">[605]</span></a> Some students of Dante hold that this phrase about Homer should be +rendered "does not admit of being turned"; but others take it in the absolute +sense and base on it an argument against Dante's knowledge of Greek literature.</p> + +<p class="footnote"><a name="Footnote_606" id="Footnote_606" href="#FNanchor_606"><span class="label">[606]</span></a> The Book of Psalms.</p> + +<p class="footnote"><a name="Footnote_607" id="Footnote_607" href="#FNanchor_607"><span class="label">[607]</span></a> The <i>canzoni</i> were in Italian and a Latin commentary would have been +useless to scholars of other nations, because they could not have understood +the <i>canzoni</i> to which it referred.</p> + +<p class="footnote"><a name="Footnote_608" id="Footnote_608" href="#FNanchor_608"><span class="label">[608]</span></a> The Provençal language—the peculiar speech of southeastern France, +whence comes the name Languedoc. <i>Oc</i> is the affirmative particle "yes."</p> + +<p class="footnote"><a name="Footnote_609" id="Footnote_609" href="#FNanchor_609"><span class="label">[609]</span></a> <i>Si</i> is the Italian affirmative particle. In the <i>Inferno</i> Dante refers to +Italy as "that lovely country where the <i>si</i> is sounded" (XXX., 80).</p> + +<p class="footnote"><a name="Footnote_610" id="Footnote_610" href="#FNanchor_610"><span class="label">[610]</span></a> That is, prose shows the true beauty of a language more effectively than +poetry, in which the attention is distracted by the ornaments of verse.</p> + +<p class="footnote"><a name="Footnote_611" id="Footnote_611" href="#FNanchor_611"><span class="label">[611]</span></a> The author refers to Cicero's philosophical treatise <i>De Finibus Bonorum +et Malorum</i>.</p> + +<p class="footnote"><a name="Footnote_612" id="Footnote_612" href="#FNanchor_612"><span class="label">[612]</span></a> For example, Pope Innocent IV. (1243-1254) declared: "Two lights, +the sun and the moon, illumine the globe; two powers, the papal and the +royal, govern it; but as the moon receives her light from the more brilliant +star, so kings reign by the chief of the Church, who comes from God."</p> + +<p class="footnote"><a name="Footnote_613" id="Footnote_613" href="#FNanchor_613"><span class="label">[613]</span></a> The arguments disposed of by the author, in addition to those treated +in the passages here presented, are: the precedence of Levi over Judah +(Gen., xxix. 34, 35), the election and deposition of Saul by Samuel (1 Sam., +x. 1; xv. 23; xv. 28), the oblation of the Magi (Matt., ii. 11), the two +swords referred to by Peter (Luke, xxii. 38), the donation of Constantine, +the summoning of Charlemagne by Pope Hadrian, and finally the argument +from pure reason.</p> + +<p class="footnote"><a name="Footnote_614" id="Footnote_614" href="#FNanchor_614"><span class="label">[614]</span></a> This was the common mediæval designation of Aristotle.</p> + +<p class="footnote"><a name="Footnote_615" id="Footnote_615" href="#FNanchor_615"><span class="label">[615]</span></a> For Dante's conception of the terrestrial and the celestial paradise see +the <i>Paradiso</i> in the <i>Divina Commedia</i>.</p> + +<p class="footnote"><a name="Footnote_616" id="Footnote_616" href="#FNanchor_616"><span class="label">[616]</span></a> These were the lay and ecclesiastical princes in whom was vested the +right of choosing the Emperor. The electoral college was first clearly defined +in the Golden Bull issued by Charles IV. in 1356 [see <a href="#Page_409">p. 409</a>]. Its composition +in Dante's time is uncertain.</p> + +<p class="footnote"><a name="Footnote_617" id="Footnote_617" href="#FNanchor_617"><span class="label">[617]</span></a> Dante's ideal solution was the harmonious rule of the two powers by +the acknowledgment of filial relationship between pope and emperor, on +the basis of a recognition of the different and essentially irreconcilable +character of their functions.</p> + +<p class="footnote"><a name="Footnote_618" id="Footnote_618" href="#FNanchor_618"><span class="label">[618]</span></a> George B. Adams, <i>Mediæval Civilization</i> (New York, 1904), pp. 375-377.</p> + +<p class="footnote"><a name="Footnote_619" id="Footnote_619" href="#FNanchor_619"><span class="label">[619]</span></a> "There was no apparatus for the study of Greek at that time. Oral +instruction from Greek or Byzantine scholars was the only possible means +of access to the great writers of the past. Such instruction was difficult to +secure, as Petrarch's efforts and failure prove."—Robinson and Rolfe, +<i>Petrarch</i>, p. 237.</p> + +<p class="footnote"><a name="Footnote_620" id="Footnote_620" href="#FNanchor_620"><span class="label">[620]</span></a> This is a humorous allusion to the fact that Petrarch had recently received +an injury from the fall of a heavy volume of Cicero's <i>Letters</i>.</p> + +<p class="footnote"><a name="Footnote_621" id="Footnote_621" href="#FNanchor_621"><span class="label">[621]</span></a> A renowned Greek physician of the fifth century <span class="s07">B.C.</span></p> + +<p class="footnote"><a name="Footnote_622" id="Footnote_622" href="#FNanchor_622"><span class="label">[622]</span></a> A famous Arabian astronomer of the ninth century <span class="s07">A.D.</span></p> + +<p class="footnote"><a name="Footnote_623" id="Footnote_623" href="#FNanchor_623"><span class="label">[623]</span></a> Leo Pilatus, a translator.</p> + +<p class="footnote"><a name="Footnote_624" id="Footnote_624" href="#FNanchor_624"><span class="label">[624]</span></a> Quintus Horatius Flaccus (65-8 <span class="s07">B.C.</span>), one of the literary lights of the +Augustan Age, was a younger contemporary of Cicero. His <i>Ars Poetica</i> was +a didactic poem setting forth the correct principles of poetry as an art.</p> + +<p class="footnote"><a name="Footnote_625" id="Footnote_625" href="#FNanchor_625"><span class="label">[625]</span></a> Eusebius, bishop of Cæsarea in Palestine, is noted chiefly as the author +of an Ecclesiastical History which is in many ways our most important source +of information on the early Christian Church. He lived about 250-339. St. +Jerome was a great Church father of the later fourth century. His name is +most commonly associated with the translation of the Bible from the original +Hebrew and Greek into the Latin language. The resulting form of the +Scriptures was the <i>Editio Vulgata</i> (the Edition Commonly Received), +whence our English term "Vulgate."</p> + +<p class="footnote"><a name="Footnote_626" id="Footnote_626" href="#FNanchor_626"><span class="label">[626]</span></a> Eyeglasses were but beginning to come into use in Petrarch's day.</p> + +<p class="footnote"><a name="Footnote_627" id="Footnote_627" href="#FNanchor_627"><span class="label">[627]</span></a> Petrarch's father and Dante were banished from Florence upon the same +day, January 27, 1302 [see <a href="#Page_446">p. 446</a>].</p> + +<p class="footnote"><a name="Footnote_628" id="Footnote_628" href="#FNanchor_628"><span class="label">[628]</span></a> Marcus Gavius Apicius was a celebrated epicure of the time of Augustus +and Tiberius. He was the author of a famous cook-book intended for the +gratification of high-livers. Though worth a fortune, he was haunted by a +fear of starving to death and eventually poisoned himself to escape such a +fate. There was another Apicius in the third century who compiled a +well-known collection of recipes for cooking, in ten books, entitled <i>De Re +Coquinaria</i>. It is not quite clear which Apicius Petrarch had in mind.</p> +</div> + +<p> </p> +<p> </p> +<hr class="full" /> +<p>***END OF THE PROJECT GUTENBERG EBOOK A SOURCE BOOK OF MEDIæVAL HISTORY***</p> +<p>******* This file should be named 39227-h.txt or 39227-h.zip *******</p> +<p>This and all associated files of various formats will be found in:<br /> +<a href="http://www.gutenberg.org/dirs/3/9/2/2/39227">http://www.gutenberg.org/3/9/2/2/39227</a></p> +<p>Updated editions will replace the previous one--the old editions +will be renamed.</p> + +<p>Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. Special rules, +set forth in the General Terms of Use part of this license, apply to +copying and distributing Project Gutenberg-tm electronic works to +protect the PROJECT GUTENBERG-tm concept and trademark. Project +Gutenberg is a registered trademark, and may not be used if you +charge for the eBooks, unless you receive specific permission. If you +do not charge anything for copies of this eBook, complying with the +rules is very easy. You may use this eBook for nearly any purpose +such as creation of derivative works, reports, performances and +research. They may be modified and printed and given away--you may do +practically ANYTHING with public domain eBooks. Redistribution is +subject to the trademark license, especially commercial +redistribution.</p> + + + +<pre> +*** START: FULL LICENSE *** + +THE FULL PROJECT GUTENBERG LICENSE +PLEASE READ THIS BEFORE YOU DISTRIBUTE OR USE THIS WORK + +To protect the Project Gutenberg-tm mission of promoting the free +distribution of electronic works, by using or distributing this work +(or any other work associated in any way with the phrase "Project +Gutenberg"), you agree to comply with all the terms of the Full Project +Gutenberg-tm License (available with this file or online at +<a href="http://www.gutenberg.org/license">http://www.gutenberg.org/license)</a>. + + +Section 1. General Terms of Use and Redistributing Project Gutenberg-tm +electronic works + +1.A. By reading or using any part of this Project Gutenberg-tm +electronic work, you indicate that you have read, understand, agree to +and accept all the terms of this license and intellectual property +(trademark/copyright) agreement. If you do not agree to abide by all +the terms of this agreement, you must cease using and return or destroy +all copies of Project Gutenberg-tm electronic works in your possession. +If you paid a fee for obtaining a copy of or access to a Project +Gutenberg-tm electronic work and you do not agree to be bound by the +terms of this agreement, you may obtain a refund from the person or +entity to whom you paid the fee as set forth in paragraph 1.E.8. + +1.B. "Project Gutenberg" is a registered trademark. It may only be +used on or associated in any way with an electronic work by people who +agree to be bound by the terms of this agreement. There are a few +things that you can do with most Project Gutenberg-tm electronic works +even without complying with the full terms of this agreement. See +paragraph 1.C below. There are a lot of things you can do with Project +Gutenberg-tm electronic works if you follow the terms of this agreement +and help preserve free future access to Project Gutenberg-tm electronic +works. See paragraph 1.E below. + +1.C. The Project Gutenberg Literary Archive Foundation ("the Foundation" +or PGLAF), owns a compilation copyright in the collection of Project +Gutenberg-tm electronic works. Nearly all the individual works in the +collection are in the public domain in the United States. If an +individual work is in the public domain in the United States and you are +located in the United States, we do not claim a right to prevent you from +copying, distributing, performing, displaying or creating derivative +works based on the work as long as all references to Project Gutenberg +are removed. Of course, we hope that you will support the Project +Gutenberg-tm mission of promoting free access to electronic works by +freely sharing Project Gutenberg-tm works in compliance with the terms of +this agreement for keeping the Project Gutenberg-tm name associated with +the work. You can easily comply with the terms of this agreement by +keeping this work in the same format with its attached full Project +Gutenberg-tm License when you share it without charge with others. + +1.D. The copyright laws of the place where you are located also govern +what you can do with this work. Copyright laws in most countries are in +a constant state of change. If you are outside the United States, check +the laws of your country in addition to the terms of this agreement +before downloading, copying, displaying, performing, distributing or +creating derivative works based on this work or any other Project +Gutenberg-tm work. The Foundation makes no representations concerning +the copyright status of any work in any country outside the United +States. + +1.E. Unless you have removed all references to Project Gutenberg: + +1.E.1. The following sentence, with active links to, or other immediate +access to, the full Project Gutenberg-tm License must appear prominently +whenever any copy of a Project Gutenberg-tm work (any work on which the +phrase "Project Gutenberg" appears, or with which the phrase "Project +Gutenberg" is associated) is accessed, displayed, performed, viewed, +copied or distributed: + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + +1.E.2. If an individual Project Gutenberg-tm electronic work is derived +from the public domain (does not contain a notice indicating that it is +posted with permission of the copyright holder), the work can be copied +and distributed to anyone in the United States without paying any fees +or charges. If you are redistributing or providing access to a work +with the phrase "Project Gutenberg" associated with or appearing on the +work, you must comply either with the requirements of paragraphs 1.E.1 +through 1.E.7 or obtain permission for the use of the work and the +Project Gutenberg-tm trademark as set forth in paragraphs 1.E.8 or +1.E.9. + +1.E.3. If an individual Project Gutenberg-tm electronic work is posted +with the permission of the copyright holder, your use and distribution +must comply with both paragraphs 1.E.1 through 1.E.7 and any additional +terms imposed by the copyright holder. Additional terms will be linked +to the Project Gutenberg-tm License for all works posted with the +permission of the copyright holder found at the beginning of this work. + +1.E.4. Do not unlink or detach or remove the full Project Gutenberg-tm +License terms from this work, or any files containing a part of this +work or any other work associated with Project Gutenberg-tm. + +1.E.5. Do not copy, display, perform, distribute or redistribute this +electronic work, or any part of this electronic work, without +prominently displaying the sentence set forth in paragraph 1.E.1 with +active links or immediate access to the full terms of the Project +Gutenberg-tm License. + +1.E.6. You may convert to and distribute this work in any binary, +compressed, marked up, nonproprietary or proprietary form, including any +word processing or hypertext form. However, if you provide access to or +distribute copies of a Project Gutenberg-tm work in a format other than +"Plain Vanilla ASCII" or other format used in the official version +posted on the official Project Gutenberg-tm web site (www.gutenberg.org), +you must, at no additional cost, fee or expense to the user, provide a +copy, a means of exporting a copy, or a means of obtaining a copy upon +request, of the work in its original "Plain Vanilla ASCII" or other +form. Any alternate format must include the full Project Gutenberg-tm +License as specified in paragraph 1.E.1. + +1.E.7. Do not charge a fee for access to, viewing, displaying, +performing, copying or distributing any Project Gutenberg-tm works +unless you comply with paragraph 1.E.8 or 1.E.9. + +1.E.8. You may charge a reasonable fee for copies of or providing +access to or distributing Project Gutenberg-tm electronic works provided +that + +- You pay a royalty fee of 20% of the gross profits you derive from + the use of Project Gutenberg-tm works calculated using the method + you already use to calculate your applicable taxes. The fee is + owed to the owner of the Project Gutenberg-tm trademark, but he + has agreed to donate royalties under this paragraph to the + Project Gutenberg Literary Archive Foundation. Royalty payments + must be paid within 60 days following each date on which you + prepare (or are legally required to prepare) your periodic tax + returns. Royalty payments should be clearly marked as such and + sent to the Project Gutenberg Literary Archive Foundation at the + address specified in Section 4, "Information about donations to + the Project Gutenberg Literary Archive Foundation." + +- You provide a full refund of any money paid by a user who notifies + you in writing (or by e-mail) within 30 days of receipt that s/he + does not agree to the terms of the full Project Gutenberg-tm + License. You must require such a user to return or + destroy all copies of the works possessed in a physical medium + and discontinue all use of and all access to other copies of + Project Gutenberg-tm works. + +- You provide, in accordance with paragraph 1.F.3, a full refund of any + money paid for a work or a replacement copy, if a defect in the + electronic work is discovered and reported to you within 90 days + of receipt of the work. + +- You comply with all other terms of this agreement for free + distribution of Project Gutenberg-tm works. + +1.E.9. If you wish to charge a fee or distribute a Project Gutenberg-tm +electronic work or group of works on different terms than are set +forth in this agreement, you must obtain permission in writing from +both the Project Gutenberg Literary Archive Foundation and Michael +Hart, the owner of the Project Gutenberg-tm trademark. Contact the +Foundation as set forth in Section 3 below. + +1.F. + +1.F.1. Project Gutenberg volunteers and employees expend considerable +effort to identify, do copyright research on, transcribe and proofread +public domain works in creating the Project Gutenberg-tm +collection. Despite these efforts, Project Gutenberg-tm electronic +works, and the medium on which they may be stored, may contain +"Defects," such as, but not limited to, incomplete, inaccurate or +corrupt data, transcription errors, a copyright or other intellectual +property infringement, a defective or damaged disk or other medium, a +computer virus, or computer codes that damage or cannot be read by +your equipment. + +1.F.2. LIMITED WARRANTY, DISCLAIMER OF DAMAGES - Except for the "Right +of Replacement or Refund" described in paragraph 1.F.3, the Project +Gutenberg Literary Archive Foundation, the owner of the Project +Gutenberg-tm trademark, and any other party distributing a Project +Gutenberg-tm electronic work under this agreement, disclaim all +liability to you for damages, costs and expenses, including legal +fees. YOU AGREE THAT YOU HAVE NO REMEDIES FOR NEGLIGENCE, STRICT +LIABILITY, BREACH OF WARRANTY OR BREACH OF CONTRACT EXCEPT THOSE +PROVIDED IN PARAGRAPH 1.F.3. YOU AGREE THAT THE FOUNDATION, THE +TRADEMARK OWNER, AND ANY DISTRIBUTOR UNDER THIS AGREEMENT WILL NOT BE +LIABLE TO YOU FOR ACTUAL, DIRECT, INDIRECT, CONSEQUENTIAL, PUNITIVE OR +INCIDENTAL DAMAGES EVEN IF YOU GIVE NOTICE OF THE POSSIBILITY OF SUCH +DAMAGE. + +1.F.3. LIMITED RIGHT OF REPLACEMENT OR REFUND - If you discover a +defect in this electronic work within 90 days of receiving it, you can +receive a refund of the money (if any) you paid for it by sending a +written explanation to the person you received the work from. If you +received the work on a physical medium, you must return the medium with +your written explanation. The person or entity that provided you with +the defective work may elect to provide a replacement copy in lieu of a +refund. If you received the work electronically, the person or entity +providing it to you may choose to give you a second opportunity to +receive the work electronically in lieu of a refund. If the second copy +is also defective, you may demand a refund in writing without further +opportunities to fix the problem. + +1.F.4. Except for the limited right of replacement or refund set forth +in paragraph 1.F.3, this work is provided to you 'AS-IS,' WITH NO OTHER +WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO +WARRANTIES OF MERCHANTIBILITY OR FITNESS FOR ANY PURPOSE. + +1.F.5. Some states do not allow disclaimers of certain implied +warranties or the exclusion or limitation of certain types of damages. +If any disclaimer or limitation set forth in this agreement violates the +law of the state applicable to this agreement, the agreement shall be +interpreted to make the maximum disclaimer or limitation permitted by +the applicable state law. The invalidity or unenforceability of any +provision of this agreement shall not void the remaining provisions. + +1.F.6. INDEMNITY - You agree to indemnify and hold the Foundation, the +trademark owner, any agent or employee of the Foundation, anyone +providing copies of Project Gutenberg-tm electronic works in accordance +with this agreement, and any volunteers associated with the production, +promotion and distribution of Project Gutenberg-tm electronic works, +harmless from all liability, costs and expenses, including legal fees, +that arise directly or indirectly from any of the following which you do +or cause to occur: (a) distribution of this or any Project Gutenberg-tm +work, (b) alteration, modification, or additions or deletions to any +Project Gutenberg-tm work, and (c) any Defect you cause. + + +Section 2. Information about the Mission of Project Gutenberg-tm + +Project Gutenberg-tm is synonymous with the free distribution of +electronic works in formats readable by the widest variety of computers +including obsolete, old, middle-aged and new computers. It exists +because of the efforts of hundreds of volunteers and donations from +people in all walks of life. + +Volunteers and financial support to provide volunteers with the +assistance they need are critical to reaching Project Gutenberg-tm's +goals and ensuring that the Project Gutenberg-tm collection will +remain freely available for generations to come. In 2001, the Project +Gutenberg Literary Archive Foundation was created to provide a secure +and permanent future for Project Gutenberg-tm and future generations. +To learn more about the Project Gutenberg Literary Archive Foundation +and how your efforts and donations can help, see Sections 3 and 4 +and the Foundation web page at http://www.gutenberg.org/fundraising/pglaf. + + +Section 3. Information about the Project Gutenberg Literary Archive +Foundation + +The Project Gutenberg Literary Archive Foundation is a non profit +501(c)(3) educational corporation organized under the laws of the +state of Mississippi and granted tax exempt status by the Internal +Revenue Service. The Foundation's EIN or federal tax identification +number is 64-6221541. Contributions to the Project Gutenberg +Literary Archive Foundation are tax deductible to the full extent +permitted by U.S. federal laws and your state's laws. + +The Foundation's principal office is located at 4557 Melan Dr. S. +Fairbanks, AK, 99712., but its volunteers and employees are scattered +throughout numerous locations. Its business office is located at +809 North 1500 West, Salt Lake City, UT 84116, (801) 596-1887, email +business@pglaf.org. Email contact links and up to date contact +information can be found at the Foundation's web site and official +page at http://www.gutenberg.org/about/contact + +For additional contact information: + Dr. Gregory B. Newby + Chief Executive and Director + gbnewby@pglaf.org + +Section 4. Information about Donations to the Project Gutenberg +Literary Archive Foundation + +Project Gutenberg-tm depends upon and cannot survive without wide +spread public support and donations to carry out its mission of +increasing the number of public domain and licensed works that can be +freely distributed in machine readable form accessible by the widest +array of equipment including outdated equipment. Many small donations +($1 to $5,000) are particularly important to maintaining tax exempt +status with the IRS. + +The Foundation is committed to complying with the laws regulating +charities and charitable donations in all 50 states of the United +States. Compliance requirements are not uniform and it takes a +considerable effort, much paperwork and many fees to meet and keep up +with these requirements. We do not solicit donations in locations +where we have not received written confirmation of compliance. To +SEND DONATIONS or determine the status of compliance for any +particular state visit http://www.gutenberg.org/fundraising/pglaf + +While we cannot and do not solicit contributions from states where we +have not met the solicitation requirements, we know of no prohibition +against accepting unsolicited donations from donors in such states who +approach us with offers to donate. + +International donations are gratefully accepted, but we cannot make +any statements concerning tax treatment of donations received from +outside the United States. U.S. laws alone swamp our small staff. + +Please check the Project Gutenberg Web pages for current donation +methods and addresses. Donations are accepted in a number of other +ways including checks, online payments and credit card donations. +To donate, please visit: http://www.gutenberg.org/fundraising/donate + + +Section 5. General Information About Project Gutenberg-tm electronic +works. + +Professor Michael S. Hart is the originator of the Project Gutenberg-tm +concept of a library of electronic works that could be freely shared +with anyone. For thirty years, he produced and distributed Project +Gutenberg-tm eBooks with only a loose network of volunteer support. + +Project Gutenberg-tm eBooks are often created from several printed +editions, all of which are confirmed as Public Domain in the U.S. +unless a copyright notice is included. Thus, we do not necessarily +keep eBooks in compliance with any particular paper edition. + +Each eBook is in a subdirectory of the same number as the eBook's +eBook number, often in several formats including plain vanilla ASCII, +compressed (zipped), HTML and others. + +Corrected EDITIONS of our eBooks replace the old file and take over +the old filename and etext number. The replaced older file is renamed. +VERSIONS based on separate sources are treated as new eBooks receiving +new filenames and etext numbers. + +Most people start at our Web site which has the main PG search facility: + +<a href="http://www.gutenberg.org">http://www.gutenberg.org</a> + +This Web site includes information about Project Gutenberg-tm, +including how to make donations to the Project Gutenberg Literary +Archive Foundation, how to help produce our new eBooks, and how to +subscribe to our email newsletter to hear about new eBooks. + +EBooks posted prior to November 2003, with eBook numbers BELOW #10000, +are filed in directories based on their release date. If you want to +download any of these eBooks directly, rather than using the regular +search system you may utilize the following addresses and just +download by the etext year. + +<a href="http://www.gutenberg.org/dirs/etext06/">http://www.gutenberg.org/dirs/etext06/</a> + + (Or /etext 05, 04, 03, 02, 01, 00, 99, + 98, 97, 96, 95, 94, 93, 92, 92, 91 or 90) + +EBooks posted since November 2003, with etext numbers OVER #10000, are +filed in a different way. The year of a release date is no longer part +of the directory path. The path is based on the etext number (which is +identical to the filename). The path to the file is made up of single +digits corresponding to all but the last digit in the filename. For +example an eBook of filename 10234 would be found at: + +http://www.gutenberg.org/dirs/1/0/2/3/10234 + +or filename 24689 would be found at: +http://www.gutenberg.org/dirs/2/4/6/8/24689 + +An alternative method of locating eBooks: +<a href="http://www.gutenberg.org/dirs/GUTINDEX.ALL">http://www.gutenberg.org/dirs/GUTINDEX.ALL</a> + +*** END: FULL LICENSE *** +</pre> +</body> +</html> diff --git a/39227-h/images/logo100.jpg b/39227-h/images/logo100.jpg Binary files differnew file mode 100644 index 0000000..c65d8f3 --- /dev/null +++ b/39227-h/images/logo100.jpg diff --git a/39227.txt b/39227.txt new file mode 100644 index 0000000..eda89b9 --- /dev/null +++ b/39227.txt @@ -0,0 +1,23188 @@ +The Project Gutenberg eBook, A Source Book of Mediæval History, Edited by +Frederic Austin Ogg + + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + + + + +Title: A Source Book of Mediæval History + Documents Illustrative of European Life and Institutions from the German Invasions to the Renaissance + + +Editor: Frederic Austin Ogg + +Release Date: March 21, 2012 [eBook #39227] + +Language: English + +Character set encoding: ISO-646-US (US-ASCII) + + +***START OF THE PROJECT GUTENBERG EBOOK A SOURCE BOOK OF MEDIæVAL +HISTORY*** + + +E-text prepared by Melissa McDaniel and the Online Distributed +Proofreading Team (http://www.pgdp.net) from page images generously made +available by Internet Archive (http://www.archive.org) + + + +Note: Images of the original pages are available through + Internet Archive. See + http://www.archive.org/details/sourcebookofmedi00oggfuoft + + +Transcriber's note: + + Inconsistent hyphenation and spelling in the original + document have been preserved. Obvious typographical errors + have been corrected. + + Text enclosed by underscores is in italics (_italics_). + + Text enclosed by equal signs is in bold face (=bold=). + + + + + +A SOURCE BOOK OF MEDIAEVAL HISTORY + +Documents Illustrative of European Life and Institutions +from the German Invasions to the Renaissance + +Edited by + +FREDERIC AUSTIN OGG, A.M. + +Assistant in History in Harvard University +and Instructor in Simmons College + + + + + + + +[Illustration] + +New York .:. Cincinnati .:. Chicago +American Book Company + +Copyright, 1907, by +Frederic Austin Ogg + +Entered at Stationers' Hall, London +W. P. 4 + + + + +PREFACE + + +This book has been prepared in consequence of a conviction, derived +from some years of teaching experience, (1) that sources, of proper +kind and in carefully regulated amount, can profitably be made use of +by teachers and students of history in elementary college classes, in +academies and preparatory schools, and in the more advanced years of +the average high school, and (2) that for mediaeval history there +exists no published collection which is clearly adapted to practical +conditions of work in such classes and schools. + +It has seemed to me that a source book designed to meet the +requirements of teachers and classes in the better grade of secondary +schools, and perhaps in the freshman year of college work, ought to +comprise certain distinctive features, first, with respect to the +character of the selections presented, and, secondly, in regard to +general arrangement and accompanying explanatory matter. In the +choice of extracts I have sought to be guided by the following +considerations: (1) that in all cases the materials presented should +be of real value, either for the historical information contained in +them or for the more or less indirect light they throw upon mediaeval +life or conditions; (2) that, for the sake of younger students, a +relatively large proportion of narrative (annals, chronicles, and +biography) be introduced and the purely documentary material be +slightly subordinated; (3) that, despite this principle, documents of +vital importance, such as _Magna Charta_ and _Unam Sanctam_, which +cannot be ignored in even the most hasty or elementary study, be +presented with some fulness; and (4) that, in general, the rule should +be to give longer passages from fewer sources, rather than more +fragmentary ones from a wider range. + +With respect to the manner of presenting the selections, I have +sought: (1) to offer careful translations--some made afresh from the +printed originals, others adapted from good translations already +available--but with as much simplification and modernization of +language as close adherence to the sense will permit. Literal, or +nearly literal, translations are obviously desirable for maturer +students, but, because of the involved character of mediaeval writings, +are rarely readable, and are as a rule positively repellent to the +young mind; (2) to provide each selection, or group of selections, +with an introductory explanation, containing the historical setting of +the extract, with perhaps some comment on its general significance, +and also a brief sketch of the writer, particularly when he is an +authority of exceptional importance, as Einhard, Joinville, or +Froissart; and (3) to supply, in foot-notes, somewhat detailed aid to +the understanding of obscure allusions, omitted passages, and +especially place names and technical terms. + +For permission to reprint various translations, occasionally verbatim +but usually in adapted form, I am under obligation to the following: +Messrs. Houghton, Mifflin and Co., publishers of Miss Henry's +translation of Dante's _De Monarchia_; Messrs. Henry Holt and Co., +publishers of Lee's _Source Book of English History_; Messrs. Ginn and +Co., publishers of Robinson's _Readings in European History_; Messrs. +Charles Scribner's Sons, publishers of Thatcher and McNeal's _Source +Book for Mediaeval History_; Messrs. G. P. Putnam's Sons, publishers of +Robinson and Rolfe's _Petrarch_; and Professor W. E. Lingelbach, of +the University of Pennsylvania, representing the University of +Pennsylvania _Translations and Reprints from the Original Sources of +European History_. + +In the preparation of the book I have received invaluable assistance +from numerous persons, among whom the following, at least, should be +named: Professor Samuel B. Harding, of the University of Indiana, who +read the entire work in manuscript and has followed its progress from +the first with discerning criticism; Professor Charles H. Haskins, of +Harvard University, who has read most of the proof-sheets, and whose +scholarship and intimate acquaintance with the problems of history +teaching have contributed a larger proportion of whatever merits the +book possesses than I dare attempt to reckon up; and Professors +Charles Gross and Ephraim Emerton, likewise of Harvard, whose +instruction and counsel have helped me over many hard places. + +The final word must be reserved for my wife, who, as careful +amanuensis, has shared the burden of a not altogether easy task. + + FREDERIC AUSTIN OGG. + CAMBRIDGE, MASS. + + + + +INTRODUCTION + +THE NATURE AND USE OF HISTORICAL SOURCES + + + [Sidenote: The question of authority in a book of history] + +If one proposes to write a history of the times of Abraham Lincoln, +how shall one begin, and how proceed? Obviously, the first thing +needed is information, and as much of it as can be had. But how shall +information, accurate and trustworthy, be obtained? Of course there +are plenty of books on Lincoln, and histories enough covering the +period of his career to fill shelf upon shelf. It would be quite +possible to spread some dozens of these before one's self and, drawing +simply from them, work out a history that would read well and perhaps +have a wide sale. And such a book might conceivably be worth while. +But if you were reading it, and were a bit disposed to query into the +accuracy of the statements made, you would probably find yourself +wondering before long just where the writer got his authority for this +or that assertion; and if, in foot-note or appendix, he should seem to +satisfy your curiosity by citing some other biography or history, you +would be quite justified in feeling that, after all, your inquiry +remained unanswered,--for whence did this second writer get _his_ +authority? If you were thus persistent you would probably get hold of +the volume referred to and verify, as we say, the statements of fact +or opinion attributed to it. When you came upon them you might find it +there stated that the point in question is clearly established from +certain of Lincoln's own letters or speeches, which are thereupon +cited, and perhaps quoted in part. At last you would be satisfied that +the thing must very probably be true, for there you would have the +words of Lincoln himself upon it; or, on the other hand, you might +discover that your first writer had merely adopted an opinion of +somebody else which did not have behind it the warrant of any +first-hand authority. In either case you might well wonder why, +instead of using and referring only to books of other later authors +like himself, he did not go directly to Lincoln's own works, get his +facts from them, and give authority for his statements at first hand. +And if you pushed the matter farther it would very soon occur to you +that there are some books on Lincoln and his period which are not +carefully written, and therefore not trustworthy, and that your author +may very well have used some of these, falling blindly into their +errors and at times wholly escaping the correct interpretation of +things which could be had, in incontrovertible form, from Lincoln's +own pen, or from the testimony of his contemporaries. In other words, +you would begin to distrust him because he had failed to go to the +"sources" for his materials, or at least for a verification of them. + + [Sidenote: The superiority of direct sources of knowledge] + +How, then, shall one proceed in the writing of history in order to +make sure of the indispensable quality of accuracy? Clearly, the first +thing to be borne in mind is the necessity of getting information +through channels which are as direct and immediate as possible. Just +as in ascertaining the facts regarding an event of to-day it would be +desirable to get the testimony of an eye-witness rather than an +account after it had passed from one person to another, suffering more +or less distortion at every step, so, in seeking a trustworthy +description of the battle of Salamis or of the personal habits of +Charlemagne, the proper course would be to lay hold first of all of +whatever evidence concerning these things has come down from Xerxes's +or Charlemagne's day to our own, and to put larger trust in this than +in more recent accounts which have been played upon by the imagination +of their authors and perhaps rendered wholly misleading by errors +consciously or unconsciously injected into them. The writer of history +must completely divest himself of the notion that a thing is true +simply because he finds it in print. He may, and should, read and +consider well what others like himself have written upon his subject, +but he should be wary of accepting what he finds in such books without +himself going to the materials to which these writers have resorted +and ascertaining whether they have been used with patience and +discrimination. If his subject is Lincoln, he should, for example, +make sure above everything else, of reading exhaustively the letters, +speeches, and state papers which have been preserved, in print or in +manuscript, from Lincoln's pen. Similarly, he should examine with care +all letters and communications of every kind transmitted to Lincoln. +Then he should familiarize himself with the writings of the leading +men of Lincoln's day, whether in the form of letters, diaries, +newspaper and magazine articles, or books. The files, indeed, of all +the principal periodicals of the time should be gone through in quest +of information or suggestions not to be found in other places. And, of +course, the vast mass of public and official records would be +invaluable--the journals of the two houses of Congress, the +dispatches, orders, and accounts of the great executive departments, +the arguments before the courts, with the resulting decisions, and the +all but numberless other papers which throw light upon the practical +conditions and achievements of the governing powers, national, state, +and local. However much one may be able to acquire from the reading of +later biographies and histories, he ought not to set about the writing +of a new book of the sort unless he is willing to toil patiently +through all these first-hand, contemporary materials and get some +warrant from them, as being nearest the events themselves, for +everything of importance that he proposes to say. This rule is equally +applicable and urgent whatever the subject in hand--whether the age of +Pericles, the Roman Empire, the Norman conquest of England, the French +Revolution, or the administrations of George Washington--though, +obviously, the character and amount of the contemporary materials of +which one can avail himself varies enormously from people to people +and from period to period. + + [Sidenote: Indirect character of all historical knowledge] + +History is unlike many other subjects of study in that our knowledge +of it, at best, must come to us almost wholly through indirect means. +That is to say, all our information regarding the past, and most of it +regarding our own day, has to be obtained, in one form or another, +through other people, or the remains that they have left behind them. +No one of us can know much about even so recent an event as the +Spanish-American War, except by reading newspapers, magazines and +books, talking with men who had part in it, or listening to public +addresses concerning it--all indirect means. And, of course, when we +go back of the memory of men now living, say to the American +Revolution, nobody can lay claim to an iota of knowledge which he has +not acquired through indirect channels. In physics or chemistry, if a +student desires, he can reproduce in the laboratory practically any +phenomenon which he finds described in his books; he need not accept +the mere word of his text or of his teacher, but can actually behold +the thing with his own eyes. Such experimentation, however, has no +place in the study of history, for by no sort of art can a Roman +legion or a German comitatus or the battle of Hastings be reproduced +before mortal eye. + + [Sidenote: An "historical source" defined] + + [Sidenote: Written sources] + +For our knowledge of history we are therefore obliged to rely +absolutely upon human testimony, in one form or another, the value of +such testimony depending principally upon the directness with which it +comes to us from the men and the times under consideration. If it +reaches us with reasonable directness, and represents a well +authenticated means of studying the period in question from the +writings or other traces left by that period, it is properly to be +included in the great body of materials which we have come to call +historical sources. An historical source may be defined as any product +of human activity or existence that can be used as direct evidence in +the study of man's past life and institutions. A moment's thought will +suggest that there are "sources" of numerous and widely differing +kinds. Roughly speaking, at least, they fall into two great groups: +(1) those in writing and (2) those in some form other than writing. +The first group is by far the larger and more important. Foremost in +it stand annals, chronicles, and histories, written from time to time +all along the line of human history, on the cuneiform tablets of the +Assyrians or the parchment rolls of the mediaeval monks, in the +polished Latin of a Livy or the sprightly French of a Froissart. Works +of pure literature also--epics, lyrics, dramas, essays--because of the +light that they often throw upon the times in which they were written, +possess a large value of the same general character. Of nearly equal +importance is the great class of materials which may be called +documentary--laws, charters, formulae, accounts, treaties, and official +orders or instructions. These last are obviously of largest value in +the study of social customs, land tenures, systems of government, the +workings of courts, ecclesiastical organizations, and political +agencies--in other words, of _institutions_--just as chronicles and +histories are of greatest service in unraveling the _narrative_ side +of human affairs. + + [Sidenote: Sources other than in writing] + +Of sources which are not in the form of writing, the most important +are: (1) implements of warfare, agriculture, household economy, and +the chase, large quantities of which have been brought to light in +various parts of the world, and which bear witness to the manner of +life prevailing among the peoples who produced and used them; (2) +coins, hoarded up in treasuries or buried in tombs or ruins of one +sort or another, frequently preserving likenesses of important +sovereigns, with dates and other materials of use especially in fixing +chronology; (3) works of art, surviving intact or with losses or +changes inflicted by the ravages of weather and human abuse--the tombs +of the Egyptians, the sculpture of the Greeks, the architecture of the +Middle Ages, or the paintings of the Renaissance; (4) other +constructions of a more practical character, particularly +dwelling-houses, roads, bridges, aqueducts, walls, gates, fortresses, +and ships,--some well preserved and surviving as they were first +fashioned, others in ruins, and still others built over and more or +less obscured by modern improvement or adaptation. + + [Sidenote: Various ways of using sources] + +These are some of the things to which the writer of history must go +for his facts and for his inspiration, and it is to these that the +student, whose business is to learn and not to write, ought +occasionally to resort to enliven and supplement what he finds in the +books. As there are many kinds of sources, so there are many ways in +which such materials may be utilized. If, for example, you are +studying the life of the Greeks and in that connection pay a visit to +a museum of fine arts and scrutinize Greek statuary, Greek vases, and +Greek coins, you are very clearly using sources. If your subject is +the church life of the later Middle Ages and you journey to Rheims or +Amiens or Paris to contemplate the splendid cathedrals in these +cities, with their spires and arches and ornamentation, you are, in +every proper sense, using sources. You are doing the same thing if you +make an observation trip to the Egyptian pyramids, or to the excavated +Roman forum, or if you traverse the line of old Watling Street--nay, +if you but visit Faneuil Hall, or tramp over the battlefield of +Gettysburg. Many of these more purely "material" sources can be made +use of only after long and sometimes arduous journeys, or through the +valuable, but somewhat less satisfactory, medium of pictures and +descriptions. Happily, however, the art of printing and the practice +of accumulating enormous libraries have made possible the indefinite +duplication of _written_ sources, and consequently the use of them at +almost any time and in almost any place. There is but one Sphinx, one +Parthenon, one Sistine Chapel; there are not many Roman roads, feudal +castles, or Gothic cathedrals; but scarcely a library in any civilized +country is without a considerable number of the monumental _documents_ +of human history--the funeral oration of Pericles, the laws of +Tiberius Gracchus, Magna Charta, the theses of Luther, the Bill of +Rights, the Constitution of the United States--not to mention the all +but limitless masses of histories, biographies, poems, letters, +essays, memoirs, legal codes, and official records of every variety +which are available for any one who seriously desires to make use of +them. + + [Sidenote: The value of sources to the student] + +But why should the younger student trouble himself, or be troubled, +with any of these things? Might he not get all the history he can be +expected to know from books written by scholars who have given their +lives to exploring, organizing, and sifting just such sources? There +can be no question that schools and colleges to-day have the use of +better text-books in history than have ever before been available, and +that truer notions of the subject in its various relations can be had +from even the most narrow devotion to these texts than could be had +from the study of their predecessors a generation ago. If the object +of studying history were solely to acquire facts, it would, generally +speaking, be a waste of time for high school or younger college +students to wander far from text-books. But, assuming that history is +studied not alone for the mastery of facts but also for the broadening +of culture, and for certain kinds of mental training, the properly +regulated use of sources by the student himself is to be justified on +at least three grounds: (1) Sources help to an understanding of the +point of view of the men, and the spirit of the age under +consideration. The ability to dissociate one's self from his own +surroundings and habits of thinking and to put himself in the company +of Caesar, of Frederick Barbarossa, or of Innocent III., as the +occasion may require, is the hardest, but perhaps the most valuable, +thing that the student of history can hope to get. (2) Sources add +appreciably to the vividness and reality of history. However +well-written the modern description of Charlemagne, for example, the +student ought to find a somewhat different flavor in the account by +the great Emperor's own friend and secretary, Einhard; and, similarly, +Matthew Paris's picture of the raving and fuming of Frederick II. at +his excommunication by Pope Gregory ought to bring the reader into a +somewhat more intimate appreciation of the character of the proud +German-Sicilian emperor. (3) The use of sources, in connection with +the reading of secondary works, may be expected to train the student, +to some extent at least, in methods of testing the accuracy of modern +writers, especially when the subject in hand is one that lends itself +to a variety of interpretations. In the sources the makers of history, +or those who stood close to them, are allowed to speak for themselves, +or for their times, and the study of such materials not only helps +plant in the student's mind the conception of fairness and +impartiality in judging historical characters, but also cultivates the +habit of tracing things back to their origins and verifying what +others have asserted about them. So far as practicable the student of +history, from the age of fourteen and onwards, should be encouraged to +develop the critical or judicial temperament along with the purely +acquisitive. + + [Sidenote: Simplicity of many mediaeval sources] + +In preparing a source book, such as the present one, the purpose is to +further the study of the most profitable sources by removing some of +the greater difficulties, particularly those of accessibility and +language. Clearly impracticable as anything like historical "research" +undoubtedly is for younger students, it is none the less believed that +there are abundant first-hand materials in the range of history which +such students will not only find profitable but actually enjoy, and +that any acquaintance with these things that may be acquired in +earlier studies will be of inestimable advantage subsequently. It is +furthermore believed, contrary to the assertions that one sometimes +hears, that the history of the Middle Ages lends itself to this sort +of treatment with scarcely, if any, less facility than that of other +periods. Certainly Gregory's Clovis, Asser's Alfred, Einhard's +Charlemagne, and Joinville's St. Louis are living personalities, no +less vividly portrayed than the heroes of a boy's storybook. Tacitus's +description of the early Germans, Ammianus's account of the crossing +of the Danube by the Visigoths and his pictures of the Huns, Bede's +narrative of the Saxon invasion of Britain, the affectionate letter +Stephen of Blois to his wife and children, the portrayal of the +sweet-spirited St. Francis by the Three Companions, and Froissart's +free and easy sketch of the battle of Crecy are all interesting, +easily comprehended, and even adapted to whet the appetite for a +larger acquaintance with these various people and events. Even solid +documents, like the Salic law, the Benedictine Rule, the Peace of +Constance, and the Golden Bull, if not in themselves exactly +attractive, may be made to have a certain interest for the younger +student when he realizes that to know mediaeval history at all he is +under the imperative necessity of getting much of the framework of +things either from such materials or from text-books which essentially +reproduce them. It is hoped that at least a reasonable proportion of +the selections herewith presented may serve in some measure to +overcome for the student the remote and intangible character which the +Middle Ages have much too commonly, though perhaps not unnaturally, +been felt to possess. + + + + +CONTENTS + + + SECTION PAGE + + CHAPTER I.--THE EARLY GERMANS + + 1. A Sketch by Caesar 19 + + 2. A Description by Tacitus 23 + + + CHAPTER II.--THE VISIGOTHIC INVASION + + 3. The Visigoths Cross the Danube (376) 32 + + 4. The Battle of Adrianople (378) 37 + + + CHAPTER III.--THE HUNS + + 5. Description by a Graeco-Roman Poet and a Roman Historian 42 + + + CHAPTER IV.--THE EARLY FRANKS + + 6. The Deeds of Clovis as Related by Gregory of Tours 47 + + 7. The Law of the Salian Franks 59 + + + CHAPTER V.--THE ANGLES AND SAXONS IN BRITAIN + + 8. The Saxon Invasion (cir. 449) 68 + + 9. The Mission of Augustine (597) 72 + + + CHAPTER VI.--THE DEVELOPMENT OF THE CHRISTIAN CHURCH + + 10. Pope Leo's Sermon on the Petrine Supremacy 78 + + 11. The Rule of St. Benedict 83 + + 12. Gregory the Great on the Life of the Pastor 90 + + + CHAPTER VII.--THE RISE OF MOHAMMEDANISM + + 13. Selections from the Koran 97 + + + CHAPTER VIII.--THE BEGINNINGS OF THE CAROLINGIAN DYNASTY OF + FRANKISH KINGS + + 14. Pepin the Short Takes the Title of King (751) 105 + + + CHAPTER IX.--THE AGE OF CHARLEMAGNE + + 15. Charlemagne the Man 108 + + 16. The War with the Saxons (772-803) 114 + + 17. The Capitulary Concerning the Saxon Territory (cir. 780) 118 + + 18. The Capitulary Concerning the Royal Domains (cir. 800) 124 + + 19. An Inventory of one of Charlemagne's Estates 127 + + 20. Charlemagne Crowned Emperor (800) 130 + + 21. The General Capitulary for the _Missi_ (802) 134 + + 22. A Letter of Charlemagne to Abbot Fulrad 141 + + 23. The Carolingian Revival of Learning 144 + + + CHAPTER X.--THE ERA OF THE LATER CAROLINGIANS + + 24. The Oaths of Strassburg (842) 149 + + 25. The Treaty of Verdun (843) 154 + + 26. A Chronicle of the Frankish Kingdom in the Ninth Century 157 + + 27. The Northmen in the Country of the Franks 163 + + 28. Later Carolingian Efforts to Preserve Order 173 + + 29. The Election of Hugh Capet (987) 177 + + + CHAPTER XI.--ALFRED THE GREAT IN WAR AND IN PEACE + + 30. The Danes in England 181 + + 31. Alfred's Interest in Education 185 + + 32. Alfred's Laws 194 + + + CHAPTER XII.--THE ORDEAL + + 33. Tests by Hot Water, Cold Water, and Fire 196 + + + CHAPTER XIII.--THE FEUDAL SYSTEM + + 34. Older Institutions Involving Elements of Feudalism 203 + + 35. The Granting of Fiefs 214 + + 36. The Ceremonies of Homage and Fealty 216 + + 37. The Mutual Obligations of Lords and Vassals 220 + + 38. Some of the More Important Rights of the Lord 221 + + 39. The Peace and the Truce of God 228 + + + CHAPTER XIV.--THE NORMAN CONQUEST + + 40. The Battle of Hastings: the English and the Normans 233 + + 41. William the Conqueror as Man and as King 241 + + + CHAPTER XV.--THE MONASTIC REFORMATION OF THE TENTH, ELEVENTH, + AND TWELFTH CENTURIES + + 42. The Foundation Charter of the Monastery of Cluny (910) 245 + + 43. The Early Career of St. Bernard and the Founding of + Clairvaux 250 + + 44. A Description of Clairvaux 258 + + + CHAPTER XVI.--THE CONFLICT OVER INVESTITURE + + 45. Gregory VII.'s Conception of the Papal Authority 261 + + 46. Letter of Gregory VII. to Henry IV. (1075) 264 + + 47. Henry IV.'s Reply to Gregory's Letter (1076) 269 + + 48. Henry IV. Deposed by Gregory (1076) 272 + + 49. The Penance of Henry IV. at Canossa (1077) 273 + + 50. The Concordat of Worms (1122) 278 + + + CHAPTER XVII.--THE CRUSADES + + 51. Speech of Pope Urban II. at the Council of Clermont + (1095) 282 + + 52. The Starting of the Crusaders (1096) 288 + + 53. A Letter from a Crusader to his Wife 291 + + + CHAPTER XVIII.--THE GREAT CHARTER + + 54. The Winning of the Great Charter 297 + + 55. Extracts from the Charter 303 + + + CHAPTER XIX.--THE REIGN OF SAINT LOUIS + + 56. The Character and Deeds of the King as Described by + Joinville 311 + + + CHAPTER XX.--MUNICIPAL ORGANIZATION AND ACTIVITY + + 57. Some Twelfth Century Town Charters 325 + + 58. The Colonization of Eastern Germany 330 + + 59. The League of Rhenish Cities (1254) 334 + + + CHAPTER XXI.--UNIVERSITIES AND STUDENT LIFE + + 60. Privileges Granted to Students and Masters 340 + + 61. The Foundation of the University of Heidelberg (1386) 345 + + 62. Mediaeval Students' Songs 351 + + + CHAPTER XXII.--THE FRIARS + + 63. The Life of St. Francis 362 + + 64. The Rule of St. Francis 373 + + 65. The Will of St. Francis 376 + + + CHAPTER XXIII.--THE PAPACY AND THE TEMPORAL POWERS IN THE + LATER MIDDLE AGES + + 66. The Interdict Laid on France by Innocent III. (1200) 380 + + 67. The Bull "Unam Sanctam" of Boniface VIII. (1302) 383 + + 68. The Great Schism and the Councils of Pisa and Constance 389 + + 69. The Pragmatic Sanction of Bourges (1438) 393 + + + CHAPTER XXIV.--THE EMPIRE IN THE TWELFTH, THIRTEENTH, AND + FOURTEENTH CENTURIES + + 70. The Peace of Constance (1183) 398 + + 71. Current Rumors Concerning the Life and Character of + Frederick II. 402 + + 72. The Golden Bull of Charles IV. (1356) 409 + + + CHAPTER XXV.--THE HUNDRED YEARS' WAR + + 73. An Occasion of War between the Kings of England and France 418 + + 74. Edward III. Assumes the Arms and Title of the King of + France 421 + + 75. The Naval Battle of Sluys (1340) 424 + + 76. The Battle of Crecy (1346) 427 + + 77. The Sack of Limoges (1370) 436 + + 78. The Treaties of Bretigny (1360) and Troyes (1420) 439 + + + CHAPTER XXVI.--THE BEGINNINGS OF THE ITALIAN RENAISSANCE + + 79. Dante's Defense of Italian as a Literary Language 445 + + 80. Dante's Conception of the Imperial Power 452 + + 81. Petrarch's Love of the Classics 462 + + 82. Petrarch's Letter to Posterity 469 + + + CHAPTER XXVII.--FORESHADOWINGS OF THE REFORMATION + + 83. The Reply of Wyclif to the Summons of Pope Urban VI. + (1384) 474 + + + + +A SOURCE BOOK OF MEDIAEVAL HISTORY + + + + +CHAPTER I. + +THE EARLY GERMANS + + +1. A Sketch by Caesar + +One of the most important steps in the expansion of the Roman Republic +was the conquest of Gaul by Julius Caesar just before the middle of the +first century B.C. Through this conquest Rome entered deliberately +upon the policy of extending her dominion northward from the +Mediterranean and the Alps into the regions of western and central +Europe known to us to-day as France and Germany. By their wars in this +direction the Romans were brought into contact with peoples concerning +whose manner of life they had hitherto known very little. There were +two great groups of these peoples--the Gauls and the Germans--each +divided and subdivided into numerous tribes and clans. In general it +may be said that the Gauls occupied what we now call France and the +Germans what we know as Belgium, Holland, Denmark, Germany, and +Austria. The Rhine marked a pretty clear boundary between them. + +During the years 58-50 B.C., Julius Caesar, who had risen to the +proconsulship through a long series of offices and honors at Rome, +served the state as leader of five distinct military expeditions in +this country of the northern barbarians. The primary object of these +campaigns was to establish order among the turbulent tribes of Gauls +and to prepare the way for the extension of Roman rule over them. This +great task was performed very successfully, but in accomplishing it +Caesar found it necessary to go somewhat farther than had at first been +intended. In the years 55 and 54 B.C., he made two expeditions to +Britain to punish the natives for giving aid to their Celtic kinsfolk +in Gaul, and in 55 and 53 he crossed the Rhine to compel the Germans +to remain on their own side of the river and to cease troubling the +Gauls by raids and invasions, as they had recently been doing. When +(about 51 B.C.) he came to write his _Commentaries on the Gallic War_, +it is very natural that he should have taken care to give a brief +sketch of the leading peoples whom he had been fighting, that is, the +Gauls, the Britons, and the Germans. There are two places in the +_Commentaries_ where the Germans are described at some length. At the +beginning of Book IV. there is an account of the particular tribe +known as the Suevi, and in the middle of Book VI. there is a longer +sketch of the Germans in general. This latter is the passage +translated below. Of course we are not to suppose that Caesar's +knowledge of the Germans was in any sense thorough. At no time did he +get far into their country, and the people whose manners and customs +he had an opportunity to observe were only those who were pressing +down upon, and occasionally across, the Rhine boundary--a mere fringe +of the great race stretching back to the Baltic and, at that time, far +eastward into modern Russia. We may be sure that many of the more +remote German tribes lived after a fashion quite different from that +which Caesar and his legions had an opportunity to observe on the +Rhine-Danube frontier. Still, Caesar's account, vague and brief as it +is, has an importance that can hardly be exaggerated. These early +Germans had no written literature and but for the descriptions of them +left by a few Roman writers, such as Caesar, we should know almost +nothing about them. If we bear in mind that the account in the +_Commentaries_ was based upon very keen, though limited, observation, +we can get out of it a good deal of interesting information concerning +the early ancestors of the great Teutonic peoples of the world to-day. + + Source--Julius Caesar, _De Bello Gallico_ ["The Gallic War"], + Bk. VI., Chaps. 21-23. + + [Sidenote: Their religion] + + =21.= The customs of the Germans differ widely from those of the + Gauls;[1] for neither have they Druids to preside over religious + services,[2] nor do they give much attention to sacrifices. They + count in the number of their gods those only whom they can see, and + by whose favors they are clearly aided; that is to say, the Sun, + Vulcan,[3] and the Moon. Of other deities they have never even + heard. Their whole life is spent in hunting and in war. From + childhood they are trained in labor and hardship.... + + [Sidenote: Their system of land tenure] + + =22.= They are not devoted to agriculture, and the greater portion + of their food consists of milk, cheese, and flesh. No one owns a + particular piece of land, with fixed limits, but each year the + magistrates and the chiefs assign to the clans and the bands of + kinsmen who have assembled together as much land as they think + proper, and in whatever place they desire, and the next year compel + them to move to some other place. They give many reasons for this + custom--that the people may not lose their zeal for war through + habits established by prolonged attention to the cultivation of the + soil; that they may not be eager to acquire large possessions, and + that the stronger may not drive the weaker from their property; + that they may not build too carefully, in order to avoid cold and + heat; that the love of money may not spring up, from which arise + quarrels and dissensions; and, finally, that the common people may + live in contentment, since each person sees that his wealth is kept + equal to that of the most powerful. + + [Sidenote: Leaders and officers in war and peace] + + =23.= It is a matter of the greatest glory to the tribes to lay + waste, as widely as possible, the lands bordering their territory, + thus making them uninhabitable.[4] They regard it as the best + proof of their valor that their neighbors are forced to withdraw + from those lands and hardly any one dares set foot there; at the + same time they think that they will thus be more secure, since the + fear of a sudden invasion is removed. When a tribe is either + repelling an invasion or attacking an outside people, magistrates + are chosen to lead in the war, and these are given the power of + life and death. In times of peace there is no general magistrate, + but the chiefs of the districts and cantons render justice among + their own people and settle disputes.[5] Robbery, if committed + beyond the borders of the tribe, is not regarded as disgraceful, + and they say that it is practised for the sake of training the + youth and preventing idleness. When any one of the chiefs has + declared in an assembly that he is going to be the leader of an + expedition, and that those who wish to follow him should give in + their names, they who approve of the undertaking, and of the man, + stand up and promise their assistance, and are applauded by the + people. Such of these as do not then follow him are looked upon as + deserters and traitors, and from that day no one has any faith in + them. + + [Sidenote: German hospitality] + + To mistreat a guest they consider to be a crime. They protect from + injury those who have come among them for any purpose whatever, and + regard them as sacred. To them the houses of all are open and food + is freely supplied. + + +2. A Description by Tacitus + +Tacitus (54-119),[6] who is sometimes credited with being the greatest +of Roman historians, published his treatise on the _Origin, Location, +Manners, and Inhabitants of Germany_ in the year 98. This was about a +century and a half after Caesar wrote his _Commentaries_. During this +long interval we have almost no information as to how the Germans were +living or what they were doing. There is much uncertainty as to the +means by which Tacitus got his knowledge of them. We may be reasonably +sure that he did not travel extensively through the country north of +the Rhine; there is, in fact, not a shred of evidence that he ever +visited it at all. He tells us that he made use of Caesar's account, +but this was very meager and could not have been of much service. We +are left to surmise that he drew most of his information from books +then existing but since lost, such as the writings of Posidonius of +Rhodes (136-51 B.C.) and Pliny the Elder (23-79). These sources were +doubtless supplemented by the stories of officials and traders who had +been among the Germans and were afterwards interviewed by the +historian. Tacitus's essay, therefore, while written with a desire to +tell the truth, was apparently not based on first-hand information. +The author nowhere says that he had _seen_ this or that feature of +German life. We may suppose that what he really did was to gather up +all the stories and reports regarding the German barbarians which were +already known to Roman traders, travelers, and soldiers, sift the true +from the false as well as he could, and write out in first class Latin +the little book which we know as the _Germania_. The theory that the +work was intended as a satire, or sermon in morals, for the benefit of +a corrupt Roman people has been quite generally abandoned, and this +for the very good reason that there is nothing in either the +treatise's contents or style to warrant such a belief. Tacitus wrote +the book because of his general interest in historical and +geographical subjects, and also, perhaps, because it afforded him an +excellent opportunity to display a literary skill in which he took no +small degree of pride. That it was published separately instead of in +one of his larger histories may have been due to public interest in +the subject during Trajan's wars in the Rhine country in the years 98 +and 99. The first twenty-seven chapters, from which the selections +below are taken, treat of the Germans in general--their origin, +religion, family life, occupations, military tactics, amusements, land +system, government, and social classes; the last nineteen deal with +individual tribes and are not so accurate or so valuable. It will be +found interesting to compare what Tacitus says with what Caesar says +when both touch upon the same topic. In doing so it should be borne in +mind that there was a difference in time of a century and a half +between the two writers, and also that while Tacitus probably did not +write from experience among the Germans, as Caesar did, he nevertheless +had given the subject a larger amount of deliberate study. + + Source--C. Cornelius Tacitus, _De Origine, Situ, Moribus, ac + Populis Germanorum_ [known commonly as the "Germania"], Chaps. + 4-24, _passim_. Adapted from translation by Alfred J. Church + and William J. Brodribb (London, 1868), pp. 1-16. Text in + numerous editions, as that of William F. Allen (Boston, 1882) + and that of Henry Furneau (Oxford, 1894). + + [Sidenote: Physical characteristics] + + =4.= For my own part, I agree with those who think that the tribes + of Germany are free from all trace of intermarriage with foreign + nations, and that they appear as a distinct, unmixed race, like + none but themselves. Hence it is that the same physical features + are to be observed throughout so vast a population. All have fierce + blue eyes, reddish hair, and huge bodies fit only for sudden + exertion. They are not very able to endure labor that is + exhausting. Heat and thirst they cannot withstand at all, though to + cold and hunger their climate and soil have hardened them. + + [Sidenote: Their weapons and mode of fighting] + + =6.= Iron is not plentiful among them, as may be inferred from the + nature of their weapons.[7] Only a few make use of swords or long + lances. Ordinarily they carry a spear (which they call a _framea_), + with a short and narrow head, but so sharp and easy to handle that + the same weapon serves, according to circumstances, for close or + distant conflict. As for the horse-soldier, he is satisfied with a + shield and a spear. The foot-soldiers also scatter showers of + missiles, each man having several and hurling them to an immense + distance, and being naked or lightly clad with a little cloak. They + make no display in their equipment. Their shields alone are marked + with fancy colors. Only a few have corselets,[8] and just one or + two here and there a metal or leather helmet.[9] Their horses are + neither beautiful nor swift; nor are they taught various wheeling + movements after the Roman fashion, but are driven straight forward + so as to make one turn to the right in such a compact body that + none may be left behind another. On the whole, one would say that + the Germans' chief strength is in their infantry. It fights along + with the cavalry, and admirably adapted to the movements of the + latter is the swiftness of certain foot-soldiers, who are picked + from the entire youth of their country and placed in front of the + battle line.[10] The number of these is fixed, being a hundred from + each _pagus_,[11] and from this they take their name among their + countrymen, so that what was at the outset a mere number has now + become a title of honor. Their line of battle is drawn up in the + shape of a wedge. To yield ground, provided they return to the + attack, is regarded as prudence rather than cowardice. The bodies + of their slain they carry off, even when the battle has been + indecisive. To abandon one's shield is the basest of crimes. A man + thus disgraced is not allowed to be present at the religious + ceremonies, or to enter the council. Many, indeed, after making a + cowardly escape from battle put an end to their infamy by hanging + themselves.[12] + + [Sidenote: The Germans in battle] + + =7.= They choose their kings[13] by reason of their birth, but + their generals on the ground of merit. The kings do not enjoy + unlimited or despotic power, and even the generals command more by + example than by authority. If they are energetic, if they take a + prominent part, if they fight in the front, they lead because they + are admired. But to rebuke, to imprison, even to flog, is allowed + to the priests alone, and this not as a punishment, or at the + general's bidding, but by the command of the god whom they believe + to inspire the warrior. They also carry with them into battle + certain figures and images taken from their sacred groves.[14] The + thing that most strengthens their courage is the fact that their + troops are not made up of bodies of men chosen by mere chance, but + are arranged by families and kindreds. Close by them, too, are + those dearest to them, so that in the midst of the fight they can + hear the shrieks of women and the cries of children. These loved + ones are to every man the most valued witnesses of his valor, and + at the same time his most generous applauders. The soldier brings + his wounds to mother or wife, who shrinks not from counting them, + or even demanding to see them, and who provides food for the + warriors and gives them encouragement. + + [Sidenote: Their popular assemblies] + + =11.= About matters of small importance the chiefs alone take + counsel, but the larger questions are considered by the entire + tribe. Yet even when the final decision rests with the people the + affair is always thoroughly discussed by the chiefs. Except in the + case of a sudden emergency, the people hold their assemblies on + certain fixed days, either at the new or the full moon; for these + they consider the most suitable times for the transaction of + business. Instead of counting by days, as we do, they count by + nights, and in this way designate both their ordinary and their + legal engagements. They regard the night as bringing on the day. + Their freedom has one disadvantage, in that they do not all come + together at the same time, or as they are commanded, but two or + three days are wasted in the delay of assembling. When the people + present think proper, they sit down armed. Silence is proclaimed by + the priests who, on these occasions, are charged with the duty of + keeping order. The king or the leader speaks first, and then others + in order, as age, or rank, or reputation in war, or eloquence, give + them right. The speakers are heard more because of their ability to + persuade than because of their power to command. If the speeches + are displeasing to the people, they reject them with murmurs; if + they are pleasing, they applaud by clashing their weapons together, + which is the kind of applause most highly esteemed.[15] + + [Sidenote: The chiefs and their companions] + + =13.= They transact no public or private business without being + armed, but it is not allowable for any one to bear arms until he + has satisfied the tribe that he is fit to do so. Then, in the + presence of the assembly, one of the chiefs, or the young man's + father, or some kinsman, equips him with a shield and a spear. + These arms are what the toga is with the Romans, the first honor + with which a youth is invested. Up to this time he is regarded as + merely a member of a household, but afterwards as a member of the + state. Very noble birth, or important service rendered by the + father, secures for a youth the rank of chief, and such lads attach + themselves to men of mature strength and of fully tested valor. It + is no shame to be numbered among a chief's companions.[16] The + companions have different ranks in the band, according to the will + of the chief; and there is great rivalry among the companions for + first place in the chief's favor, as there is among the chiefs for + the possession of the largest and bravest throng of followers. It + is an honor, as well as a source of strength, to be thus always + surrounded by a large body of picked youths, who uphold the rank of + the chief in peace and defend him in war. The fame of such a chief + and his band is not confined to their own tribe, but is spread + among foreign peoples; they are sought out and honored with gifts + in order to secure their alliance, for the reputation of such a + band may decide a whole war. + + [Sidenote: The German love of war] + + =14.= In battle it is considered shameful for the chief to allow + any of his followers to excel him in valor, and for the followers + not to equal their chief in deeds of bravery. To survive the chief + and return from the field is a disgrace and a reproach for life. To + defend and protect him, and to add to his renown by courageous + fighting is the height of loyalty. The chief fights for victory; + the companions must fight for the chief. If their native state + sinks into the sloth of peace and quiet, many noble youths + voluntarily seek those tribes which are waging some war, both + because inaction is disliked by their race and because it is in war + that they win renown most readily; besides, a chief can maintain a + band only by war, for the men expect to receive their war-horse and + their arms from their leader. Feasts and entertainments, though not + elegant, are plentifully provided and constitute their only pay. + The means of such liberality are best obtained from the booty of + war. Nor are they as easily persuaded to plow the earth and to wait + for the year's produce as to challenge an enemy and earn the glory + of wounds. Indeed, they actually think it tame and stupid to + acquire by the sweat of toil what they may win by their blood.[17] + + [Sidenote: Life in times of peace] + + =15.= When not engaged in war they pass much of their time in the + chase, and still more in idleness, giving themselves up to sleep + and feasting. The bravest and most warlike do no work; they give + over the management of the household, of the home, and of the land + to the women, the old men, and the weaker members of the family, + while they themselves remain in the most sluggish inactivity. It is + strange that the same men should be so fond of idleness and yet so + averse to peace.[18] It is the custom of the tribes to make their + chiefs presents of cattle and grain, and thus to give them the + means of support.[19] The chiefs are especially pleased with gifts + from neighboring tribes, which are sent not only by individuals, + but also by the state, such as choice steeds, heavy armor, + trappings, and neck-chains. The Romans have now taught them to + accept money also. + + [Sidenote: Lack of cities and towns] + + =16.= It is a well-known fact that the peoples of Germany have no + cities, and that they do not even allow buildings to be erected + close together.[20] They live scattered about, wherever a spring, + or a meadow, or a wood has attracted them. Their villages are not + arranged in the Roman fashion, with the buildings connected and + joined together, but every person surrounds his dwelling with an + open space, either as a precaution against the disasters of fire, + or because they do not know how to build. They make no use of stone + or brick, but employ wood for all purposes. Their buildings are + mere rude masses, without ornament or attractiveness, although + occasionally they are stained in part with a kind of clay which is + so clear and bright that it resembles painting, or a colored + design.... + + [Sidenote: Their food and drink] + + =23.= A liquor for drinking is made out of barley, or other grain, + and fermented so as to be somewhat like wine. The dwellers along + the river-bank[21] also buy wine from traders. Their food is of a + simple variety, consisting of wild fruit, fresh game, and curdled + milk. They satisfy their hunger without making much preparation of + cooked dishes, and without the use of any delicacies at all. In + quenching their thirst they are not so moderate. If they are + supplied with as much as they desire to drink, they will be + overcome by their own vices as easily as by the arms of an enemy. + + [Sidenote: German amusements] + + =24.= At all their gatherings there is one and the same kind of + amusement. This is the dancing of naked youths amid swords and + lances that all the time endanger their lives. Experience gives + them skill, and skill in turn gives grace. They scorn to receive + profit or pay, for, however reckless their pastime, its reward is + only the pleasure of the spectators. Strangely enough, they make + games of chance a serious employment, even when sober, and so + venturesome are they about winning or losing that, when every other + resource has failed, on the final throw of the dice they will stake + even their own freedom. He who loses goes into voluntary slavery + and, though the younger and stronger of the players, allows himself + to be bound and sold. Such is their stubborn persistency in a bad + practice, though they themselves call it honor. Slaves thus + acquired the owners trade off as speedily as possible to rid + themselves of the scandal of such a victory. + + +FOOTNOTES: + +[1] In chapters 11-20, immediately preceding the present passage, +Caesar gives a comparatively full and minute description of Gallic life +and institutions. He knew more about the Gauls than about the Germans, +and, besides, it was his experiences among them that he was writing +about primarily. + +[2] The Druids were priests who formed a distinct and very influential +class among the Gauls. They ascertained and revealed the will of the +gods and were supreme in the government of the tribes. Druids existed +also among the Britons. + +[3] By Vulcan Caesar means the German god of fire. + +[4] Of the Suevi, a German tribe living along the upper course of the +Danube, Caesar says: "They consider it their greatest glory as a nation +that the lands about their territories lie unoccupied to a very great +extent, for they think that by this it is shown that a great number of +nations cannot withstand their power; and thus on one side of the +Suevi the lands are said to lie desolate for about six hundred +miles."--_Gallic War_, Bk. IV., Chap. 3. + +[5] This statement is an instance of Caesar's vagueness, due possibly +to haste in writing, but more likely to lack of definite information. +How large these districts and cantons were, whether they had fixed +boundaries, and how the chiefs rendered justice in them are things we +should like to know but are not told. + +[6] All dates from this point, unless otherwise indicated, are A.D. + +[7] In reality iron ore was abundant in the Germans' territory, but it +was not until long after the time of Tacitus that much use began to be +made of it. By the fifth century iron swords were common. + +[8] Coats of mail. + +[9] Defensive armor for the head and neck. + +[10] See Caesar's description of this mode of fighting.--_Gallic War_, +Bk. I., Chap. 48. + +[11] The canton was known to the Romans as a _pagus_ and to the +Germans themselves as a _gau_. It was made up of a number of +districts, or townships (Latin _vicus_, German _dorf_), and was itself +a division of a tribe or nation. + +[12] A later law of the Salian Franks imposed a fine of 120 _denarii_ +upon any man who should accuse another of throwing down his shield and +running away, without being able to prove it [see p. 64]. + +[13] Many of the western tribes at the time Tacitus wrote did not have +kings, though in eastern Germany the institution of kingship seems to +have been quite general. The office, where it existed, was elective, +but the people rarely chose a king outside of a privileged family, +assumed to be of divine origin. + +[14] Evidently these were not images of their gods, for in another +place (Chap. 9) Tacitus tells us that the Germans deemed it a dishonor +to their deities to represent them in human form. The images were +probably those of wild beasts, as the wolf of Woden (or Odin), or the +ram of Tyr, and were national standards preserved with religious care +in the sacred groves, whence they were brought forth when the tribe +was on the point of going to war. + +[15] The German popular assembly was simply the periodical gathering +of free men in arms for the discussion and decision of important +points of tribal policy. It was not a legislative body in the modern +sense. Law among the Germans was immemorial custom, which, like +religion, could be changed only by a gradual shifting of popular +belief and practice. It was not "made" by any process of deliberate +and immediate choice. Nevertheless, the assembly constituted an +important democratic element in the government, which operated in a +measure to offset the aristocratic element represented by the +_principes_ and _comitatus_ [see p. 28]. Its principal functions were +the declaring of war and peace, the election of the kings, and, +apparently, the hearing and deciding of graver cases at law. + +[16] This relation of _principes_ (chiefs) and _comites_ (companions) +is mentioned by Caesar [see p. 22]. The name by which the Romans +designated the band of companions, or followers, of a German chieftain +was _comitatus_. + +[17] Apparently the Germans did not now care much more for agriculture +than in the time of Caesar. The women, slaves, and old men sowed some +seeds and gathered small harvests, but the warrior class held itself +above such humble and unexciting employment. The raising of cattle +afforded a principal means of subsistence, though hunting and fishing +contributed considerably. + +[18] Compare the Germans and the North American Indians in this +respect. The great contrast between these two peoples lay in the +capacity of the one and the comparative incapacity of the other for +development. + +[19] The Germans had no system of taxation on land or other property, +such as the Romans had and such as we have to-day. It was not until +well toward the close of the Middle Ages that the governments of +kingdoms built up by Germanic peoples in western Europe came to be +maintained by anything like what we would call taxes in the modern +sense. + +[20] The lack of cities and city life among the Germans struck Tacitus +with the greater force because of the complete dominance of city +organization to which he, as a Roman, was accustomed. The Greek and +Roman world was made up, in the last analysis, of an aggregation of +_civitates_, or city states. Among the ancient Greeks these had +usually been independent; among the Romans they were correlated under +the greater or lesser control of a centralized government; but among +the Germans of Tacitus's time, and long after, the mixed agricultural +and nomadic character of the people effectually prevented the +development of anything even approaching urban organization. Their +life was that of the forest and the pasture, not that of forum, +theatre, and circus. + +[21] That is, on the Rhine, where traders from the south brought in +wines and other Roman products. The drink which the Germans themselves +manufactured was, of course, a kind of beer. + + + + +CHAPTER II. + +THE VISIGOTHIC INVASION + + +3. The Visigoths Cross the Danube (376) + +The earliest invasion of the Roman Empire which resulted in the +permanent settlement of a large and united body of Germans on Roman +soil was that of the Visigoths in the year 376. This invasion was very +far, however, from marking the first important contact of the German +and Roman peoples. As early as the end of the second century B.C. the +incursions of the Cimbri and Teutones (113-101) into southern Gaul and +northern Italy had given Rome a suggestion of the danger which +threatened from the northern barbarians. Half a century later, the +Gallic campaigns of Caesar brought the two peoples into conflict for +the first time in the region of the later Rhine boundary, and had the +very important effect of preventing the impending Germanization of +Gaul and substituting the extension of Roman power and civilization in +that quarter. Roman imperial plans on the north then developed along +ambitious lines until the year 9 A.D., when the legions of the Emperor +Augustus, led by Varus, were defeated, and in large part annihilated, +in the great battle of the Teutoberg Forest and the balance was turned +forever against the Romanization of the Germanic countries. Thereafter +for a long time a state of equilibrium was preserved along the +Rhine-Danube frontier, though after the Marcomannic wars in the latter +half of the second century the scale began to incline more and more +against the Romans, who were gradually forced into the attitude of +defense against a growing disposition of the restless Germans to push +the boundary farther south. + +During the more than three and a half centuries intervening between +the battle of the Teutoberg and the crossing of the Danube by the +Visigoths, the intermingling of the two peoples steadily increased. On +the one hand were numerous Roman travelers and traders who visited +the Germans living along the frontier and learned what sort of people +they were. The soldiers of the legions stationed on the Rhine and +Danube also added materially to Roman knowledge in this direction. But +much more important was the influx of Germans into the Empire to serve +as soldiers or to settle on lands allotted to them by the government. +Owing to a general decline of population, and especially to the lack +of a sturdy middle class, Rome found it necessary to fill up her army +with foreigners and to reward them with lands lying mainly near the +frontiers, but often in the very heart of the Empire. The +over-population of Germany furnished a large class of excellent +soldiers who were ready enough to accept the pay of the Roman emperor +for service in the legions, even if rendered, as it often was, against +their kinsmen who were menacing the weakened frontier. From this +source the Empire had long been receiving a large infusion of German +blood before any considerable tribe came within its bounds to settle +in a body. Indeed, if there had occurred no sudden and startling +overflows of population from the Germanic countries, such as the +Visigothic invasion, it is quite possible that the Roman Empire might +yet have fallen completely into the hands of the Germans by the quiet +and gradual processes just indicated. As it was, the pressure from +advancing Asiatic peoples on the east was too great to be withstood, +and there resulted, between the fourth and sixth centuries, a series +of notable invasions which left almost the entire Western Empire +parceled out among new Germanic kingdoms established by force on the +ruins of the once invincible Roman power. The breaking of the frontier +by the West Goths (to whom the Emperor Aurelian, in 270, had abandoned +the rich province of Dacia), during the reign of Gratian in the West +and of Valens in the East, was the first conspicuous step in this +great transforming movement. + +The ferocious people to whose incursions Ammianus refers as the cause +of the Visigothic invasion were the Huns [see p. 42], who had but +lately made their first appearance in Europe. Already by 376 the +Ostrogothic kingdom of Hermaneric, to the north of the Black Sea, had +fallen before their onslaught, and the wave of conquest was spreading +rapidly westward toward Dacia and the neighboring lands inhabited by +the Visigoths. The latter people were even less able to make effectual +resistance than their eastern brethren had been. Part of them had +become Christians and were recognizing Fridigern as their leader, +while the remaining pagan element acknowledged the sway of Athanaric. +On the arrival of the Huns, Athanaric led his portion of the people +into the Carpathian Mountains and began to prepare for resistance, +while the Christians, led by Fridigern and Alaf (or Alavivus), +gathered on the Danube and begged permission to take refuge across the +river in Roman territory. Athanaric and his division of the Visigoths, +having become Christians, entered the Empire a few years later and +settled in Moesia. + +Ammianus Marcellinus, author of the account of the Visigothic invasion +given below, was a native of Antioch, a soldier of Greek ancestry and +apparently of noble birth, and a member of the Eastern emperor's +bodyguard. Beyond these facts, gleaned from his _Roman History_, we +have almost no knowledge of the man. The date of his birth is unknown, +likewise that of his death, though from his writings it appears that +he lived well toward the close of the fourth century. His _History_ +began with the accession of Nerva, 96 A.D., approximately where the +accounts by Tacitus and Suetonius end, and continued to the death of +his master Valens in the battle of Adrianople in 378. It was divided +into thirty-one books; but of these thirteen have been lost, and some +of those which survive are imperfect. Although the narrative is broken +into rather provokingly here and there by digressions on earthquakes +and eclipses and speculations on such utterly foreign topics as the +theory of the destruction of lions by mosquitoes, it nevertheless +constitutes an invaluable source of information on the men and events +of the era which it covers. Its value is greatest, naturally, on the +period of the Visigothic invasion, for in dealing with these years the +author could describe events about which he had direct and personal +knowledge. Ammianus is to be thought of as the last of the old Roman +school of historians. + + Source--Ammianus Marcellinus, _Rerum Gestarum Libri qui + Supersunt_, Bk. XXXI., Chaps. 3-4. Translated by Charles D. + Yonge under the title of _Roman History during the Reigns of + the Emperors Constantius, Julian, Jovianus, Valentinian, and + Valens_ (London, 1862), pp. 584-586. Text in edition of Victor + Gardthausen (Leipzig, 1875), Vol. II., pp. 239-240. + + [Sidenote: Visigoths ask permission to settle within the Empire] + + In the meantime a report spread extensively through the other + nations of the Goths [i.e., the Visigoths], that a race of men, + hitherto unknown, had suddenly descended like a whirlwind from the + lofty mountains, as if they had risen from some secret recess of + the earth, and were ravaging and destroying everything that came in + their way. Then the greater part of the population (which, because + of their lack of necessities, had deserted Athanaric), resolved to + flee and to seek a home remote from all knowledge of the + barbarians; and after a long deliberation as to where to fix their + abode, they resolved that a retreat into Thrace was the most + suitable, for these two reasons: first of all, because it is a + district most abundant in grass; and in the second place, because, + by the great breadth of the Danube, it is wholly separated from the + barbarians [i.e., the Goths], who were already exposed to the + thunderbolts of foreign warfare. And the whole population of the + tribe adopted this resolution unanimously. Accordingly, under the + command of their leader Alavivus, they occupied the banks of the + Danube; and having sent ambassadors to Valens,[22] they humbly + entreated that they might be received by him as his subjects, + promising to live peaceably and to furnish a body of auxiliary + troops, if any necessity for such a force should arise. + + [Sidenote: Rumors of Gothic movements reach Rome] + + While these events were passing in foreign countries, a terrible + rumor arose that the tribes of the north were planning new and + unprecedented attacks upon us,[23] and that over the whole region + which extends from the country of the Marcomanni and Quadi to + Pontus,[24] a barbarian host composed of various distant nations + which had suddenly been driven by force from their own country, was + now, with all their families, wandering about in different + directions on the banks of the river Danube. + + [Sidenote: Their coming represented as a blessing to the Empire] + + At first this intelligence was treated lightly by our people, + because they were not in the habit of hearing of any wars in those + remote regions until after they had been terminated either by + victory or by treaty. But presently the belief in these occurrences + grew stronger, being confirmed, moreover, by the arrival of the + foreign ambassadors who, with prayers and earnest entreaties, + begged that the people thus driven from their homes and now + encamped on the other side of the river might be kindly received by + us. The affair seemed a cause of joy rather than of fear, according + to the skilful flatterers who were always extolling and + exaggerating the good fortune of the Emperor; congratulating him + that an embassy had come from the farthest corners of the earth + unexpectedly, offering him a large body of recruits, and that, by + combining the strength of his own nation with these foreign forces, + he would have an army absolutely invincible; observing farther + that, by the payment for military reinforcements which came in + every year from the provinces, a vast treasure of gold might be + accumulated in his coffers. + + [Sidenote: The crossing of the Danube] + + Full of this hope, he sent several officers to bring this ferocious + people and their wagons into our territory. And such great pains + were taken to gratify this nation, which was destined to overthrow + the empire of Rome, that not one was left behind, not even of those + who were stricken with mortal disease. Moreover, having obtained + permission of the Emperor to cross the Danube and to cultivate some + districts in Thrace, they crossed the stream day and night, without + ceasing, embarking in troops on board ships and rafts, and canoes + made of the hollow trunks of trees. In this enterprise, since the + Danube is the most difficult of all rivers to navigate, and was at + that time swollen with continual rains, a great many were drowned, + who, because they were too numerous for the vessels, tried to swim + across, and in spite of all their exertions were swept away by the + stream. + + [Sidenote: Number of the invaders] + + In this way, through the turbulent zeal of violent people, the + ruin of the Roman Empire was brought on. This, at all events, is + neither obscure nor uncertain, that the unhappy officers who were + intrusted with the charge of conducting the multitude of the + barbarians across the river, though they repeatedly endeavored to + calculate their numbers, at last abandoned the attempt as useless; + and the man who would wish to ascertain the number might as well + attempt to count the waves in the African sea, or the grains of + sand tossed about by the zephyr.[25] + + +4. The Battle of Adrianople (378) + +Before crossing the Danube the Visigoths had been required by the +Romans to give up their arms, and also a number of their children to +be held as hostages. In return it was understood that the Romans would +equip them afresh with arms sufficient for their defense and with food +supplies to maintain them until they should become settled in their +new homes. So far as our information goes, it appears that the Goths +fulfilled their part of the contract, or at least were willing to do +so. But the Roman officers in Thrace saw an opportunity to enrich +themselves by selling food to the famished barbarians at extortionate +prices, and a few months of such practices sufficed to arouse all the +rage and resentment of which the untamed Teuton was capable. In the +summer of 378 the Goths broke out in open revolt and began to avenge +themselves by laying waste the Roman lands along the lower Danube +frontier. The Eastern emperor, Valens, hastened to the scene of +insurrection, but only to lose the great battle of Adrianople, August +9, 378, and to meet his own death. "The battle of Adrianople," says +Professor Emerton, "was one of the decisive battles of the world. It +taught the Germans that they could beat the legions in open fight and +that henceforth it was for them to name the price of peace. It broke +once for all the Rhine-Danube frontier." Many times thereafter German +armies, and whole tribes, were to play the role of allies of Rome; but +neither German nor Roman could be blinded to the fact that the +decadent empire of the south lay at the mercy of the stalwart sons of +the northern wilderness. + + Source--Ammianus Marcellinus, _Rerum Gestarum Libri qui + Supersunt_, Bk. XXXI., Chaps. 12-14. Translated by Charles D. + Yonge [see p. 34], pp. 608-615 _passim_. Text in edition of + Victor Gardthausen (Leipzig, 1875), Vol. II., pp. 261-269. + + [Sidenote: The Goths approach the Roman army] + + He [Valens] was at the head of a numerous force, neither unwarlike + nor contemptible, and had united with them many veteran bands, + among whom were several officers of high rank--especially Trajan, + who a little while before had been commander of the forces. And as, + by means of spies and observation, it was ascertained that the + enemy was intending to blockade with strong divisions the different + roads by which the necessary supplies must come, he sent a + sufficient force to prevent this, dispatching a body of the archers + of the infantry and a squadron of cavalry with all speed to occupy + the narrow passes in the neighborhood. Three days afterwards, when + the barbarians, who were advancing slowly because they feared an + attack in the unfavorable ground which they were traversing, + arrived within fifteen miles from the station of Nice[26] (which + was the aim of their march), the Emperor, with wanton impetuosity, + resolved on attacking them instantly, because those who had been + sent forward to reconnoitre (what led to such a mistake is unknown) + affirmed that the entire body of the Goths did not exceed ten + thousand men....[27] + + [Sidenote: The battle begins] + + When the day broke which the annals mark as the fifth of the Ides + of August [Aug. 9] the Roman standards were advanced with haste. + The baggage had been placed close to the walls of Adrianople, under + a sufficient guard of soldiers of the legions. The treasures and + the chief insignia of the Emperor's rank were within the walls, + with the prefect and the principal members of the council.[28] + Then, having traversed the broken ground which divided the two + armies, as the burning day was progressing towards noon, at last, + after marching eight miles, our men came in sight of the wagons of + the enemy, which had been reported by the scouts to be all arranged + in a circle. According to their custom, the barbarian host raised a + fierce and hideous yell, while the Roman generals marshalled their + line of battle. The right wing of the cavalry was placed in front; + the chief portion of the infantry was kept in reserve....[29] + + And while arms and missiles of all kinds were meeting in fierce + conflict, and Bellona,[30] blowing her mournful trumpet, was raging + more fiercely than usual, to inflict disaster on the Romans, our + men began to retreat; but presently, aroused by the reproaches of + their officers, they made a fresh stand, and the battle increased + like a conflagration, terrifying our soldiers, numbers of whom were + pierced by strokes of the javelins hurled at them, and by arrows. + + [Sidenote: The fury of the conflict] + + Then the two lines of battle dashed against each other, like the + beaks of ships and, thrusting with all their might, were tossed to + and fro like the waves of the sea. Our left wing had advanced + actually up to the wagons, with the intent to push on still farther + if properly supported; but they were deserted by the rest of the + cavalry, and so pressed upon by the superior numbers of the enemy + that they were overwhelmed and beaten down like the ruin of a vast + rampart. Presently our infantry also was left unsupported, while + the various companies became so huddled together that a soldier + could hardly draw his sword, or withdraw his hand after he had once + stretched it out. And by this time such clouds of dust arose that + it was scarcely possible to see the sky, which resounded with + horrible cries; and in consequence the darts, which were bearing + death on every side, reached their mark and fell with deadly + effect, because no one could see them beforehand so as to guard + against them. The barbarians, rushing on with their enormous host, + beat down our horses and men and left no spot to which our ranks + could fall back to operate. They were so closely packed that it was + impossible to escape by forcing a way through them, and our men at + last began to despise death and again taking to their swords, slew + all they encountered, while with mutual blows of battle-axes, + helmets and breastplates were dashed in pieces. + + [Sidenote: The Romans put to flight] + + Then you might see the barbarian, towering in his fierceness, + hissing or shouting, fall with his legs pierced through, or his + right hand cut off, sword and all, or his side transfixed, and + still, in the last gasp of life, casting around him defiant + glances. The plain was covered with corpses, showing the mutual + ruin of the combatants; while the groans of the dying, or of men + fearfully wounded, were intense and caused much dismay on all + sides. Amid all this great tumult and confusion our infantry were + exhausted by toil and danger, until at last they had neither + strength left to fight nor spirits to plan anything. Their spears + were broken by the frequent collisions, so that they were forced + to content themselves with their drawn swords, which they thrust + into the dense battalions of the enemy, disregarding their own + safety, and seeing that every possibility of escape was cut off + from them.... The sun, now high in the heavens (having traversed + the sign of Leo and reached the abode of the heavenly Virgo[31]) + scorched the Romans, who were emaciated by hunger, worn out with + toil, and scarcely able to support even the weight of their armor. + At last our columns were entirely beaten back by the overpowering + weight of the barbarians, and so they took to disorderly flight, + which is the only resource in extremity, each man trying to save + himself as best he could.... + + Scarcely one third of the whole army escaped. Nor, except the + battle of Cannae, is so destructive a slaughter recorded in our + annals;[32] though, even in the times of their prosperity, the + Romans have more than once been called upon to deplore the + uncertainty of war, and have for a time succumbed to evil Fortune. + + +FOOTNOTES: + +[22] Valens was the Eastern emperor from 364 until his death in the +battle of Adrianople in 378. His brother Valentinian was emperor in +the West from 364 to 375. Gratian, son of Valentinian, was the real +sovereign in the West when the Visigoths crossed the Danube. + +[23] That is, upon the writer's people, the Romans. + +[24] The Marcomanni and Quadi occupied a broad stretch of territory +along the upper Danube in what is now the northernmost part of +Austria-Hungary. Pontus was a province in northern Asia Minor. + +[25] Moeller (_Histoire du Moyen Age_, p. 58), estimates that the +Goths who now entered Thrace numbered not fewer than 200,000 grown +men, accompanied by their wives and children. The Italian Villari, in +his _Barbarian Invasions of Italy_, Vol. I., p. 49, gives the same +estimate. The tendency of contemporary chroniclers to exaggerate +numbers has misled many older writers. Even Moeller's and Villari's +estimate would mean a total of upwards of a million people. That there +were so many may well be doubted. The Vandals played practically as +important a part in the history of their times as did the Visigoths; +yet it is known that when the Vandals passed through Spain, in the +first half of the fifth century, they numbered not more than 20,000 +fighting men, with their wives and children. + +[26] Nice was about thirty miles east of Adrianople. + +[27] The Visigoths under Fridigern finally took their position near +Adrianople and Valens led his army into that vicinity and pitched his +camp, fortifying it with a rampart of palisades. From the Western +emperor, Gratian, a messenger came asking that open conflict be +postponed until the army from Rome could join that from +Constantinople. But Valens, easily flattered by some of his +over-confident generals, foolishly decided to bring on a battle at +once. Apparently he did not dream that defeat was possible. + +[28] After the battle here described, which occurred in the open +plain, the victorious Goths proceeded to the siege of the city itself, +in which, however, they were unsuccessful. The taking of fortified +towns was an art in which the Germans were not skilled. + +[29] When both armies were in position Fridigern, "being skilful in +divining the future," says Ammianus, "and fearing a doubtful +struggle," sent a herald to Valens with the promise that if the Romans +would give hostages to the Goths the latter would cease their +depredations and even aid the Romans in their wars. Richomeres, the +Roman cavalry leader, was chosen by Valens to serve as a hostage; but +as he was proceeding to the Gothic camp the soldiers who accompanied +him made a rash attack upon a division of the enemy and precipitated a +battle which soon spread to the whole army. + +[30] The goddess of war, regarded in Roman mythology as the sister of +Mars. + +[31] Signs of the zodiac, sometimes employed by the Romans to give +figurative expression to the time of day. + +[32] The number of Romans killed at Cannae (216 B.C.) is variously +estimated, but it can hardly have been under 50,000. + + + + +CHAPTER III. + +THE HUNS + + +5. Descriptions by a Graeco-Roman Poet and a Roman Historian + +The Huns, a people of Turanian stock, were closely related to the +ancestors of the Magyars, or the modern Hungarians. Their original +home was in central Asia, beyond the great wall of China, and they +were in every sense a people of the plains rather than of the forest +or of the sea. From the region of modern Siberia they swept westward +in successive waves, beginning about the middle of the fourth century, +traversed the "gateway of the nations" between the Caspian Sea and the +Ural Mountains, and fell with fury upon the German tribes (mainly the +Goths) settled in eastern and southern Europe. The descriptions of +them given by Claudius Claudianus and Ammianus Marcellinus set forth +their characteristics as understood by the Romans a half-century or +more before the invasion of the Empire by Attila. There is no reason +to suppose that either of these authors had ever seen a Hun, or had +his information at first hand. When both wrote the Huns were yet far +outside the Empire's bounds. Tales of soldiers and travelers, which +doubtless grew as they were told, must have supplied both the poet and +the historian with all that they knew regarding the strange Turanian +invaders. This being the case, we are not to accept all that they say +as the literal truth. Nevertheless the general impressions which one +gets from their pictures cannot be far wrong. + +Claudius Claudianus, commonly regarded as the last of the Latin +classic poets, was a native of Alexandria who settled at Rome about +395. For ten years after that date he occupied a position at the court +of the Emperor Honorius somewhat akin to that of poet-laureate. Much +of his writing was of a very poor quality, but his descriptions were +sometimes striking, as in the stanza given below. On Ammianus +Marcellinus see p. 34. + + Sources--(a) Claudius Claudianus, _In Rufinum_ ["Against + Rufinus"], Bk. I., 323-331. Text in _Monumenta Germaniae + Historica, Auctores Antiquissimi_, Vol. X., pp. 30-31. + Translated in Thomas Hodgkin, _Italy and Her Invaders_ + (Oxford, 1880), Vol. II., p. 2. + + (b) Ammianus Marcellinus, _Rerum Gestarum Libri qui + Supersunt_, Bk. XXXI., Chaps. 2-4 [see p. 34]. Translated in + Hodgkin, _ibid._, pp. 34-38. + + (a) + + There is a race on Scythia's[33] verge extreme + Eastward, beyond the Tanais'[34] chilly stream. + The Northern Bear[35] looks on no uglier crew: + Base is their garb, their bodies foul to view; + Their souls are ne'er subdued to sturdy toil + Or Ceres' arts:[36] their sustenance is spoil. + With horrid wounds they gash their brutal brows, + And o'er their murdered parents bind their vows. + Not e'en the Centaur-offspring of the Cloud[37] + Were horsed more firmly than this savage crowd. + Brisk, lithe, in loose array they first come on, + Fly, turn, attack the foe who deems them gone. + + [Sidenote: Physical appearance of the Huns] + + (b) + + The nation of the Huns, little known to ancient records, but + spreading from the marshes of Azof to the Icy Sea,[38] surpasses + all other barbarians in wildness of life. In the first days of + infancy, deep incisions are made in the cheeks of their boys, in + order that when the time comes for whiskers to grow there, the + sprouting hairs may be kept back by the furrowed scars; and hence + they grow to maturity and to old age beardless. They all, however, + have strong, well-knit limbs and fine necks. Yet they are of + portentous ugliness and so crook-backed that you would take them + for some sort of two-footed beasts, or for the roughly-chipped + stakes which are used for the railings of a bridge. And though they + do just bear the likeness of men (of a very ugly type), they are so + little advanced in civilization that they make no use of fire, nor + of any kind of relish, in the preparation of their food, but feed + upon the roots which they find in the fields, and the half-raw + flesh of any sort of animal. I say half-raw, because they give it a + kind of cooking by placing it between their own thighs and the + backs of their horses. They never seek the shelter of houses, which + they look upon as little better than tombs, and will enter only + upon the direst necessity; nor would one be able to find among them + even a cottage of wattled rushes; but, wandering at large over + mountain and through forest, they are trained to endure from + infancy all the extremes of cold, of hunger, and of thirst. + + [Sidenote: Their dress] + + They are clad in linen raiment, or in the skins of field-mice sewed + together, and the same suit serves them for use in-doors and out. + However dingy the color of it may become, the tunic which has once + been hung around their necks is never laid aside nor changed until + through long decay the rags of it will no longer hold together. + Their heads are covered with bent caps, their hairy legs with the + skins of goats; their shoes, never having been fashioned on a last, + are so clumsy that they cannot walk comfortably. On this account + they are not well adapted to encounters on foot; but on the other + hand they are almost welded to their horses, which are hardy, + though of ugly shape, and on which they sometimes ride woman's + fashion. On horseback every man of that nation lives night and day; + on horseback he buys and sells; on horseback he takes his meat and + drink, and when night comes on he leans forward upon the narrow + neck of his horse and there falls into a deep sleep, or wanders + into the varied fantasies of dreams. + + [Sidenote: Their mode of fighting] + + When a discussion arises upon any matter of importance they come on + horseback to the place of meeting. No kingly sternness overawes + their deliberations, but being, on the whole, well-contented with + the disorderly guidance of their chiefs, they do not scruple to + interrupt the debates with anything that comes into their heads. + When attacked, they will sometimes engage in regular battle. Then, + going into the fight in order of columns, they fill the air with + varied and discordant cries. More often, however, they fight in no + regular order of battle, but being extremely swift and sudden in + their movements, they disperse, and then rapidly come together + again in loose array, spread havoc over vast plains and, flying + over the rampart, pillage the camp of their enemy almost before he + has become aware of their approach. It must be granted that they + are the nimblest of warriors. The missile weapons which they use at + a distance are pointed with sharpened bones admirably fastened to + the shaft. When in close combat they fight without regard to their + own safety, and while the enemy is intent upon parrying the thrusts + of their swords they throw a net over him and so entangle his limbs + that he loses all power of walking or riding. + + [Sidenote: Their nomadic character] + + Not one among them cultivates the ground, or ever touches a + plow-handle. All wander abroad without fixed abodes, without home, + or law, or settled customs, like perpetual fugitives, with their + wagons for their only habitations. If you ask them, not one can + tell you what is his place of origin. They are ruthless + truce-breakers, fickle, always ready to be swayed by the first + breath of a new desire, abandoning themselves without restraint to + the most ungovernable rage. + + Finally, like animals devoid of reason, they are utterly ignorant + of what is proper and what is not. They are tricksters with words + and full of dark sayings. They are never moved by either religious + or superstitious awe. They burn with unquenchable thirst for gold, + and they are so changeable and so easily moved to wrath that many + times in the day they will quarrel with their comrades on no + provocation, and be reconciled, having received no satisfaction. + + +FOOTNOTES: + +[33] A somewhat indefinite region north and east of the Caspian Sea. + +[34] The modern Don, flowing into the Sea of Azof. + +[35] One of two constellations in the northern hemisphere, called +respectively the Great Bear and the Lesser Bear, or _Ursa Major_ and +_Ursa Minor_. The Great Bear is commonly known as the Dipper. + +[36] That is, agriculture. The Huns were even less settled in their +mode of life than were the early Germans described by Tacitus. + +[37] A strange creature of classical mythology, represented as half +man and half horse. + +[38] The White Sea. It is hardly to be believed that the Huns dwelt so +far north. This was, of course, a matter of sheer speculation with the +Romans. + + + + +CHAPTER IV. + +THE EARLY FRANKS + + +6. The Deeds of Clovis as Related by Gregory of Tours + +The most important historical writer among the early Franks was a +bishop whose full name was Georgius Florentius Gregorius, but who has +commonly been known ever since his day as Gregory of Tours. The date +of his birth is uncertain, but it was probably either 539 or 540. He +was not a Frank, but a man of mixed Roman and Gallic descent, his +parentage being such as to rank him among the nobility of his native +district, Auvergne. At the age of thirty-four he was elected bishop of +Tours, and this important office he held until his death in 594. +During this long period of service he won distinction as an able +church official, as an alert man of affairs, and as a prolific writer +on ecclesiastical subjects. Among his writings, some of which have +been lost, were a book on the Christian martyrs, biographies of +several holy men of the Church, a commentary on the Psalms, and a +treatise on the officers of the Church and their duties. + +But by far his largest and most important work was his _Ecclesiastical +History of the Franks_, in ten books, written well toward the end of +his life. It is indeed to be regarded as one of the most interesting +pieces of literature produced in any country during the Middle Ages. +For his starting point Gregory went back to the Garden of Eden, and +what he gives us in his first book is only an amusing but practically +worthless account of the history of the world from Adam to St. Martin +of Tours, who died probably in 397. In the second book, however, he +comes more within the range of reasonable tradition, if not of actual +information, and brings the story down to the death of Clovis in 511. +In the succeeding eight books he reaches the year 591, though it is +thought by some that the last four were put together after the +author's death by some of his associates. However that may be, we may +rest assured that the history grows in accuracy as it approaches the +period in which it was written. Naturally it is at its best in the +later books, where events are described that happened within the +writer's lifetime, and with many of which he had a close connection. +Gregory was a man of unusual activity and of wide acquaintance among +the influential people of his day. He served as a counselor of several +Frankish kings and was a prominent figure at their courts. The shrine +of St. Martin of Tours[39] was visited by pilgrims from all parts of +the Christian world and by conversation with them Gregory had an +excellent opportunity to keep informed as to what was going on among +the Franks, and among more distant peoples as well. He was thus +fortunately situated for one who proposed to write the history of his +times. As a bishop of the orthodox Church he had small regard for +Arians and other heretics, and so was in some ways less broad-minded +than we could wish; and of course he shared the superstition and +ignorance of his age, as will appear in some of the selections below. +Still, without his extensive history we should know far less than we +now do concerning the Frankish people before the seventh century. He +mixes legend with fact in a most confusing manner, but with no +intention whatever to deceive. The men of the earlier Middle Ages knew +no other way of writing history and their readers were not critical as +we are to-day. The passages quoted below from Gregory's history give +some interesting information concerning the Frankish conquerors of +Gaul, and at the same time show something of the spirit of Gregory +himself and of the people of his times. + +Particularly interesting is the account of the conversion of Clovis +and of the Franks to Christianity. When the Visigoths, Ostrogoths, +Vandals, Lombards, and Burgundians crossed the Roman frontiers and +settled within the bounds of the old Empire they were all Christians +in name, however much their conduct might be at variance with their +profession. The Franks, on the other hand, established themselves in +northern Gaul, as did the Saxons in Britain, while they were yet +pagans, worshipping Woden and Thor and the other strange deities of +the Germans. It was about the middle of the reign of King Clovis, or, +more definitely, in the year 496, that the change came. In his +_Ecclesiastical History_ Gregory tells us how up to this time all the +influence of the Christian queen, Clotilde, had been exerted in vain +to bring her husband to the point of renouncing his old gods. In his +wars and conquests the king had been very successful and apparently he +was pretty well satisfied with the favors these old gods had showered +upon him and was unwilling to turn his back upon such generous +patrons. But there came a time, in 496, in the course of the war with +the Alemanni, when the tide of fortune seemed to be turning against +the Frankish king. In the great battle of Strassburg the Franks were +on the point of being beaten by their foe, and Clovis in desperation +made a vow, as the story goes, that if Clotilde's God would grant him +a victory he would immediately become a Christian. Whatever may have +been the reason, the victory was won and the king, with characteristic +German fidelity to his word, proceeded to fulfill his pledge. Amid +great ceremony he was baptized, and with him three thousand of his +soldiers the same day. The great majority of Franks lost little time +in following the royal example. + +Two important facts should be emphasized in connection with this +famous incident. The first is the peculiar character of the so-called +"conversion" of Clovis and his Franks. We to-day look upon religious +conversion as an inner experience of the individual, apt to be brought +about by personal contact between a Christian and the person who is +converted. It was in no such sense as this, however, that the +Franks--or any of the early Germans, for that matter--were made +Christian. They looked upon Christianity as a mere portion of Roman +civilization to be adopted or let alone as seemed best; but if it were +adopted, it must be by the whole tribe or nation, not by individuals +here and there. In general, the German peoples took up Christianity, +not because they became convinced that their old religions were false, +but simply because they were led to believe that the Christian faith +was in some ways better than their own and so might profitably be +taken advantage of by them. Clovis believed he had won the battle of +Strassburg with the aid of the Christian God when Woden and Thor were +about to fail him; therefore he reasoned that it would be a good thing +in the future to make sure that the God of Clotilde should always be +on his side, and obviously the way to do this was to become himself a +Christian. He did not wholly abandon the old gods, but merely +considered that he had found a new one of superior power. Hence he +enjoined on all his people that they become Christians; and for the +most part they did so, though of course we are not to suppose that +there was any very noticeable change in their actual conduct and mode +of life, at least for several generations. + +The second important point to observe is that, whereas all of the +other Germanic peoples on the continent had become Christians of the +Arian type, the Franks accepted Christianity in its orthodox form such +as was adhered to by the papacy. This was sheer accident. The Franks +took the orthodox rather than the heretical religion simply because it +was the kind that was carried to them by the missionaries, not at all +because they were able, or had the desire, to weigh the two creeds and +choose the one they liked the better. But though they became orthodox +Christians by accident, the fact that they became such is of the +utmost importance in mediaeval history, for by being what the papacy +regarded as true Christians rather than heretics they began from the +start to be looked to by the popes for support. Their kings in time +became the greatest secular champions of papal interests, though +relations were sometimes far from harmonious. This virtual alliance of +the popes and the Frankish kings is a subject which will repay careful +study. + + Source--Gregorius Episcopus Turonensis, _Historia + Ecclesiastica Francorum_ [Gregory of Tours, "Ecclesiastical + History of the Franks"], Bk. II., Chaps. 27-43 _passim_. Text + in _Monumenta Germaniae Historica, Scriptores Rerum + Merovingicarum_, Vol. I., Part 1, pp. 88-89, 90-95, 98-100, + 158-159. + + [Sidenote: The battle of Soissons (486)] + + =27.= After all these things Childeric[40] died and his son Clovis + ruled in his stead. In the fifth year of the new reign Syagrius, + son of Aegidius, was governing as king of the Romans in the town of + Soissons, where his father had held sway before him.[41] Clovis now + advanced against him with his kinsman Ragnachar, who also held a + kingdom, and gave him an opportunity to select a field of battle. + Syagrius did not hesitate, for he was not at all afraid to risk an + encounter. In the conflict which followed, however, the Roman soon + saw that his army was doomed to destruction; so, turning and + fleeing from the field, he made all haste to take refuge with King + Alaric at Toulouse.[42] Clovis then sent word to Alaric that he + must hand over the defeated king at once if he did not wish to + bring on war against himself. Fearing the anger of the Franks, + therefore, as the Goths continually do, Alaric bound Syagrius with + chains and delivered him to the messengers of King Clovis. As soon + as the latter had the prisoner in his possession he put him under + safe guard and, after seizing his kingdom, had him secretly + slain.[43] + + [Sidenote: The story of the broken vase] + + At this time the army of Clovis plundered many churches, for the + king was still sunk in the errors of idolatry. Upon one occasion + the soldiers carried away from a church, along with other ornaments + of the sacred place, a remarkably large and beautiful vase. The + bishop of that church sent messengers to the king to ask that, even + if none of the other holy vessels might be restored, this precious + vase at least might be sent back. To the messengers Clovis could + only reply: "Come with us to Soissons, for there all the booty is + to be divided. If when we cast lots the vase shall fall to me, I + will return it as the bishop desires." + + When they had reached Soissons and all the booty had been brought + together in the midst of the army the king called attention to the + vase and said, "I ask you, most valiant warriors, to allow me to + have the vase in addition to my rightful share." Then even those of + his men who were most self-willed answered: "O glorious king, all + things before us are thine, and we ourselves are subject to thy + control. Do, therefore, what pleases thee best, for no one is able + to resist thee." But when they had thus spoken, one of the + warriors, an impetuous, jealous, and vain man, raised his battle-ax + aloft and broke the vase in pieces, crying as he did so, "Thou + shalt receive no part of this booty unless it fall to you by a fair + lot." And at such a rash act they were all astounded. + + [Sidenote: Clovis's revenge] + + The king pretended not to be angry and seemed to take no notice of + the incident, and when it happened that the broken vase fell to him + by lot he gave the fragments to the bishop's messengers; + nevertheless he cherished a secret indignation in his heart. A year + later he summoned all his soldiers to come fully armed to the + Campus Martius, so that he might make an inspection of his + troops.[44] After he had reviewed the whole army he finally came + across the very man who had broken the vase at Soissons. "No one," + cried out the king to him, "carries his arms so awkwardly as thou; + for neither thy spear nor thy sword nor thy ax is ready for use," + and he struck the ax out of the soldier's hands so that it fell to + the ground. Then when the man bent forward to pick it up the king + raised his own ax and struck him on the head, saying, "Thus thou + didst to the vase at Soissons." Having slain him, he dismissed the + others, filled with great fear....[45] + + [Sidenote: Clovis decides to become a Christian (496)] + + =30.= The queen did not cease urging the king to acknowledge the + true God and forsake idols, but all her efforts failed until at + length a war broke out with the Alemanni.[46] Then of necessity he + was compelled to confess what hitherto he had wilfully denied. It + happened that the two armies were in battle and there was great + slaughter.[47] The army of Clovis seemed about to be cut in pieces. + Then the king raised his hands fervently toward the heavens and, + breaking into tears, cried: "Jesus Christ, who Clotilde declares to + be the son of the living God, who it is said givest help to the + oppressed and victory to those who put their trust in thee, I + invoke thy marvellous help. If thou wilt give me victory over my + enemies and I prove that power which thy followers say they have + proved concerning thee, I will believe in thee and will be baptized + in thy name; for I have called upon my own gods and it is clear + that they have neglected to give me aid. Therefore I am convinced + that they have no power, for they do not help those who serve them. + I now call upon thee, and I wish to believe in thee, especially + that I may escape from my enemies." When he had offered this prayer + the Alemanni turned their backs and began to flee. And when they + learned that their king had been slain, they submitted at once to + Clovis, saying, "Let no more of our people perish, for we now + belong to you." When he had stopped the battle and praised his + soldiers for their good work, Clovis returned in peace to his + kingdom and told the queen how he had won the victory by calling on + the name of Christ. These events took place in the fifteenth year + of his reign.[48] + + =31.= Then the queen sent secretly to the blessed Remigius, bishop + of Rheims, and asked him to bring to the king the gospel of + salvation. The bishop came to the court where, little by little, he + led Clovis to believe in the true God, maker of heaven and earth, + and to forsake the idols which could help neither him nor any one + else. "Willingly will I hear thee, O holy father," declared the + king at last, "but the people who are under my authority are not + ready to give up their gods. I will go and consult them about the + religion concerning which you speak." When he had come among them, + and before he had spoken a word, all the people, through the + influence of the divine power, cried out with one voice: "O + righteous king, we cast off our mortal gods and we are ready to + serve the God who Remigius tells us is immortal." + + [Sidenote: The baptism of Clovis and his warriors] + + When this was reported to the bishop he was beside himself with + joy, and he at once ordered the baptismal font to be prepared. The + streets were shaded with embroidered hangings; the churches were + adorned with white tapestries, exhaling sweet odors; perfumed + tapers gleamed; and all the temple of the baptistry was filled with + a heavenly odor, so that the people might well have believed that + God in His graciousness showered upon them the perfumes of + Paradise. Then Clovis, having confessed that the God of the Trinity + was all-powerful, was baptized in the name of the Father, and of + the Son, and of the Holy Ghost, and was anointed with the holy oil + with the sign of the cross. More than three thousand of his + soldiers were baptized with him.... + + =35.= Now when Alaric, king of the Goths, saw that Clovis was + conquering many nations, he sent messengers to him, saying, "If it + please my brother, let us, with the favor of God, enter into an + alliance." Clovis at once declared his willingness to do as Alaric + suggested and the two kings met on an island in the Loire, near the + town of Amboise in the vicinity of Tours.[49] There they talked, + ate, and drank together, and after making mutual promises of + friendship they departed in peace. + + [Sidenote: Clovis resolves to take the Visigoths' lands in Gaul] + + =37.= But Clovis said to his soldiers: "It is with regret that I + see the Arian heretics in possession of any part of Gaul. Let us, + with the help of God, march against them and, after having + conquered them, bring their country under our own control." This + proposal was received with favor by all the warriors and the army + started on the campaign, going towards Poitiers, where Alaric was + then staying. As a portion of the troops passed through the + territory about Tours, Clovis, out of respect for the holy St. + Martin, forbade his soldiers to take anything from the country + except grass for the horses. One soldier, having come across some + hay which belonged to a poor man said, "Has, then, the king given + us permission to take only grass? O well! hay is grass. To take it + would not be to violate the command." And by force he took the hay + away from the poor man. When, however, the matter was brought to + the king's attention he struck the offender with his sword and + killed him, saying, "How, indeed, may we hope for victory if we + give offense to St. Martin?" This was enough thereafter to prevent + the army from plundering in that country. + + [Sidenote: Miraculous incidents of the campaign] + + When Clovis arrived with his forces at the banks of the Vienne he + was at a loss to know where to cross, because the heavy rains had + swollen the stream. During the night he prayed that the Lord would + reveal to him a passage. The following morning, under the guidance + of God, a doe of wondrous size entered the river in plain sight of + the army and crossed by a ford, thus pointing out the way for the + soldiers to get over. When they were in the neighborhood of + Poitiers the king saw at some distance from his tent a ball of + fire, which proceeded from the steeple of the church of St. + Hilary[50] and seemed to him to advance in his direction, as if to + show that by the aid of the light of the holy St. Hilary he would + triumph the more easily over the heretics against whom the pious + priest had himself often fought for the faith. Clovis then forbade + his army to molest any one or to pillage any property in that part + of the country. + + [Sidenote: The Visigoths defeated by Clovis (507)] + + Clovis at length engaged in battle with Alaric, king of the Goths, + in the plain of Vouille at the tenth mile-stone from Poitiers.[51] + The Goths fought with javelins, but the Franks charged upon them + with lances. Then the Goths took to flight, as is their custom,[52] + and the victory, with the aid of God, fell to Clovis. He had put + the Goths to flight and killed their king, Alaric, when all at once + two soldiers bore down upon him and struck him with lances on both + sides at once; but, owing to the strength of his armor and the + swiftness of his horse, he escaped death. After the battle + Amalaric, son of Alaric, took refuge in Spain and ruled wisely over + the kingdom of his father.[53] Alaric had reigned twenty-two years. + Clovis, after spending the winter at Bordeaux and carrying from + Toulouse all the treasure of the king, advanced on Angouleme. There + the Lord showed him such favor that at his very approach the walls + of the city fell down of their own accord.[54] After driving out + the Goths he brought the place under his own authority. Thus, + crowned with victory, he returned to Tours and bestowed a great + number of presents upon the holy church of the blessed Martin.[55] + + [Sidenote: Other means by which Clovis extended his power] + + =40.= Now while Clovis was living at Paris he sent secretly to the + son of Sigibert,[56] saying: "Behold now your father is old and + lame. If he should die his kingdom would come to you and my + friendship with it." So the son of Sigibert, impelled by his + ambition, planned to slay his father. And when Sigibert set out + from Cologne and crossed the Rhine to go through the Buchonian + forest,[57] his son had him slain by assassins while he was + sleeping in his tent, in order that he might gain the kingdom for + himself. But by the judgment of God he fell into the pit which he + had digged for his father. He sent messengers to Clovis to announce + the death of his father and to say: "My father is dead and I have + his treasures, and likewise the kingdom. Now send trusted men to + me, that I may give them for you whatever you would like out of his + treasury." Clovis replied: "I thank you for your kindness and will + ask you merely to show my messengers all your treasures, after + which you may keep them yourself." And when the messengers of + Clovis came, the son of Sigibert showed them the treasures which + his father had collected. And while they were looking at various + things, he said: "My father used to keep his gold coins in this + little chest." And they said, "Put your hand down to the bottom, + that you may show us everything." But when he stooped to do this, + one of the messengers struck him on the head with his battle-ax, + and thus he met the fate which he had visited upon his father. + + Now when Clovis heard that both Sigibert and his son were dead, he + came to that place and called the people together and said to them: + "Hear what has happened. While I was sailing on the Scheldt River, + Cloderic, son of Sigibert, my relative, attacked his father, + pretending that I had wished him to slay him. And so when his + father fled through the Buchonian forest, the assassins of Cloderic + set upon him and slew him. But while Cloderic was opening his + father's treasure chest, some man unknown to me struck him down. I + am in no way guilty of these things, for I could not shed the blood + of my relatives, which is very wicked. But since these things have + happened, if it seems best to you, I advise you to unite with me + and come under my protection." And those who heard him applauded + his speech, and, raising him on a shield, acknowledged him as their + king. Thus Clovis gained the kingdom of Sigibert and his treasures, + and won over his subjects to his own rule. For God daily confounded + his enemies and increased his kingdom, because he walked uprightly + before Him and did that which was pleasing in His sight. + + [Sidenote: The removal of remaining rivals] + + =42.= Then Clovis made war on his relative Ragnachar.[58] And when + the latter saw that his army was defeated, he attempted to flee; + but his own men seized him and his brother Richar and brought them + bound before Clovis. Then Clovis said: "Why have you disgraced our + family by allowing yourself to be taken prisoner? It would have + been better for you had you been slain." And, raising his + battle-ax, he slew him. Then, turning to Richar, he said, "If you + had aided your brother he would not have been taken;" and he slew + him with the ax also. Thus by their death Clovis took their kingdom + and treasures. And many other kings and relatives of his, who he + feared might take his kingdom from him, were slain, and his + dominion was extended over all Gaul. + + [Sidenote: The death of Clovis (511)] + + =43.= And after these things he died at Paris and was buried in the + basilica of the holy saints which he and his queen, Clotilde, had + built. He passed away in the fifth year after the battle of + Vouille, and all the days of his reign were thirty years. + + +7. The Law of the Salian Franks + +When the Visigoths, Lombards, and other Germanic peoples settled +within the bounds of the Roman Empire they had no such thing as +written law. They had laws, and a goodly number of them, but these +laws were handed down from generation to generation orally, having +never been enacted by a legislative body or decreed by a monarch in +the way that laws are generally made among the civilized peoples of +to-day. In other words, early Germanic law consisted simply of an +accumulation of the immemorial custom of the tribe. When, for example, +a certain penalty had been paid on several occasions by persons who +had committed a particular crime, men came naturally to regard that +penalty as the one regularly to be paid by _any one_ proved guilty of +the same offense; so that what was at first only habit gradually +became hardened into law--unwritten indeed, but none the less binding. +The law thus made up, moreover, was personal rather than territorial +like that of the Romans and like ours to-day. That is, the same laws +did not apply to all the people throughout any particular country or +region. If a man were born a Visigoth he would be subject to +Visigothic law throughout life, no matter where he might go to live. +So the Burgundian would always have the right to be judged by +Burgundian law, and the Lombard by the Lombard law. Obviously, in +regions where several peoples dwelt side by side, as in large portions +of Gaul, Spain, and northern Italy, there was no small amount of +confusion and the courts had to be conducted in a good many different +ways. + +After the Germans had been for some time in contact with the Romans +they began to be considerably influenced by the customs and ways of +doing things which they found among the more civilized people. They +tried to master the Latin language, though, on the whole, they +succeeded only so well as to create the new "Romance" tongues which we +know as French, Spanish, Portuguese, and Italian. They adopted the +Roman religion, i.e., Christianity. And, among the most important +things of all, they took up the Roman idea of having their law written +out rather than in the uncertain shape of mere tradition. In this work +of putting the old customary law in written form the way was led by +the Salian branch of the Franks. Just when the Salic code was drawn up +is not known, but the work was certainly done at some time during the +reign of Clovis, probably about the year 496. The portions of this +code which are given below will serve to show the general character of +all the early Germanic systems of law--Visigothic, Lombard, +Burgundian, and Frisian, as well as Frankish; for among them all there +was much uniformity in principles, though considerable variation in +matters of detail. Like the rest, the Salic law was fragmentary. The +codes were not intended to embrace the entire law of the tribe, but +simply to bring together in convenient form those portions which were +most difficult to remember and which were most useful for ready +reference. In the Salic code, for instance, we find a large amount of +criminal law and of the law of procedure, but only a few touches of +the law of property, or indeed of civil law of any sort. There is +practically nothing in the way of public or administrative law. Many +things are not mentioned which we should expect to find treated and, +on the other hand, some things are there which we should not look for +ordinarily in a code of law. The greater portion is taken up with an +enumeration of penalties for various crimes and wrongful acts. These +are often detailed so minutely as to be rather amusing from our modern +point of view. Yet every one of the sixty-five chapters of the code +has its significance and from the whole law can be gleaned an immense +amount of information concerning the manner of life which prevailed in +early Frankish Gaul. For the Merovingian period in general the Salic +law is our most valuable documentary source of knowledge, just as for +the same epoch the _Ecclesiastical History_ of Gregory of Tours is our +most important narrative source. + + Source--Text in Heinrich Geffcken, _Lex Salica_ ["The Salic + Law"], Leipzig, 1898; also Heinrich Gottfried Gengler, + _Germanische Rechtsdenkmaeler_ ["Monuments of German Law"], + Erlangen, 1875, pp. 267-303. Adapted from translation in + Ernest F. Henderson, _Select Historical Documents of the + Middle Ages_ (London, 1896), pp. 176-189. + + I. + + =1.= If any one be summoned before the _mallus_[59] by the king's + law, and do not come, he shall be sentenced to 600 _denarii_, which + make 15 _solidi_.[60] + + [Sidenote: Summonses to the meetings of the local courts] + + =2.= But he who summons another, and does not come himself, if a + lawful impediment have not delayed him, shall be sentenced to 15 + _solidi_, to be paid to him whom he summoned. + + =3.= And he who summons another shall go with witnesses to the home + of that man, and, if he be not at home, shall enjoin the wife, or + any one of the family, to make known to him that he has been + summoned to court. + + =4.= But if he be occupied in the king's service he cannot summon + him. + + =5.= And if he shall be inside the hundred attending to his own + affairs, he can summon him in the manner just explained. + + XI. + + =1.= If any freeman steal, outside of a house, something worth 2 + _denarii_, he shall be sentenced to 600 _denarii_, which make 15 + _solidi_. + + [Sidenote: Theft by a slave] + + =2.= But if he steal, outside of a house, something worth 40 + _denarii_, and it be proved on him, he shall be sentenced, besides + the amount and the fines for delay, to 1,400 _denarii_, which make + 35 _solidi_. + + =3.= If a freeman break into a house and steal something worth 2 + _denarii_, and it be proved on him, he shall be sentenced to 15 + _solidi_. + + =4.= But if he shall have stolen something worth more than 5 + _denarii_, and it be proved on him, he shall be sentenced, besides + the value of the object and the fines for delay, to 1,400 + _denarii_, which make 35 _solidi_. + + =5.= But if he shall have broken, or tampered with, the lock, and + thus have entered the house and stolen anything from it, he shall + be sentenced, besides the value of the object and the fines for + delay, to 1,800 _denarii_, which make 45 _solidi_. + + =6.= And if he shall have taken nothing, or have escaped by flight, + he shall, for the housebreaking alone, be sentenced to 1,200 + _denarii_, which make 30 _solidi_. + + XII. + + [Sidenote: Theft by a freeman] + + =1.= If a slave steal, outside of a house, something worth 2 + _denarii_, besides paying the value of the object and the fines for + delay, he shall be stretched out and receive 120 blows. + + =2.= But if he steal something worth 40 _denarii_, he shall pay 6 + _solidi_. The lord of the slave who committed the theft shall + restore to the plaintiff the value of the object and the fines for + delay. + + XIV. + + [Sidenote: Robbery with assault] + + =1.= If any one shall have assaulted and robbed a freeman, and it + be proved on him, he shall be sentenced to 2,500 _denarii_, which + make 63 _solidi_. + + =2.= If a Roman shall have robbed a Salian Frank, the above law + shall be observed. + + =3.= But if a Frank shall have robbed a Roman, he shall be + sentenced to 35 _solidi_. + + XV. + + [Sidenote: The crime of incendiarism] + + =1.= If any one shall set fire to a house in which people were + sleeping, as many freemen as were in it can make complaint before + the _mallus_; and if any one shall have been burned in it, the + incendiary shall be sentenced to 2,500 _denarii_, which make 63 + _solidi_.[61] + + XVII. + + =1.= If any one shall have sought to kill another person, and the + blow shall have missed, he on whom it was proved shall be sentenced + to 2,500 _denarii_, which make 63 _solidi_. + + [Sidenote: Various deeds of violence] + + =2.= If any person shall have sought to shoot another with a + poisoned arrow, and the arrow has glanced aside, and it shall be + proved on him, he shall be sentenced to 2,500 _denarii_, which make + 63 _solidi_. + + 5. If any one shall have struck a man so that blood falls to the + floor, and it be proved on him, he shall be sentenced to 600 + _denarii_, which make 15 _solidi_. + + =6.= But if a freeman strike a freeman with his fist so that blood + does not flow, he shall be sentenced for each blow--up to 3 + blows--to 120 _denarii_, which make 3 _solidi_.[62] + + XIX. + + [Sidenote: Use of poison or witchcraft] + + =1.= If any one shall have given herbs to another, so that he die, + he shall be sentenced to 200 _solidi_, or shall surely be given + over to fire. + + =2.= If any person shall have bewitched another, and he who was + thus treated shall escape, the author of the crime, having been + proved guilty of it, shall be sentenced to 2,500 _denarii_, which + make 63 _solidi_. + + XXX. + + [Sidenote: Punishment for slander] + + =6.= If any man shall have brought it up against another that he + has thrown away his shield, and shall not have been able to prove + it, he shall be sentenced to 120 _denarii_, which make 3 + _solidi_.[63] + + =7.= If any man shall have called another "gossip" or "perjurer," + and shall not have been able to prove it, he shall be sentenced to + 600 _denarii_, which make 15 _solidi_. + + XXXIV. + + =1.= If any man shall have cut 3 staves by which a fence is bound + or held together, or shall have stolen or cut the heads of 3 + stakes, he shall be sentenced to 600 _denarii_, which make 15 + _solidi_. + + [Sidenote: The offense of trespass] + + =2.= If any one shall have drawn a harrow through another's field + of grain after the seed has sprouted, or shall have gone through it + with a wagon where there was no road, he shall be sentenced to 120 + _denarii_, which make 3 _solidi_. + + =3.= If any one shall have gone, where there is no road or path, + through another's field after the grain has grown tall, he shall be + sentenced to 600 _denarii_, which make 15 _solidi_. + + XLI. + + =1.= If any one shall have killed a free Frank, or a barbarian + living under the Salic law, and it shall have been proved on him, + he shall be sentenced to 8,000 _denarii_. + + [Sidenote: Punishments for homicide] + + =2.= But if he shall have thrown him into a well or into the water, + or shall have covered him with branches or anything else, to + conceal him, he shall be sentenced to 24,000 _denarii_, which make + 600 _solidi_. + + =3.= If any one shall have slain a man who is in the service of the + king, he shall be sentenced to 24,000 _denarii_, which make 600 + _solidi_.[64] + + =4.= But if he shall have put him in the water, or in a well, and + covered him with anything to conceal him, he shall be sentenced to + 72,000 _denarii_, which make 1,000 _solidi_. + + =5.= If any one shall have slain a Roman who eats in the king's + palace, and it shall have been proved on him, he shall be sentenced + to 12,000 _denarii_, which make 300 _solidi_.[65] + + =6.= But if the Roman shall not have been a landed proprietor and + table companion of the king, he who killed him shall be sentenced + to 4,000 _denarii_, which make 100 _solidi_. + + =7.= If he shall have killed a Roman who was obliged to pay + tribute, he shall be sentenced to 63 _solidi_. + + =9.= If any one shall have thrown a freeman into a well, and he has + escaped alive, he [the criminal] shall be sentenced to 4,000 + _denarii_, which make 100 _solidi_. + + XLV. + + [Sidenote: Right of migration] + + =1.= If any one desires to migrate to another village, and if one + or more who live in that village do not wish to receive him--even + if there be only one who objects--he shall not have the right to + move there. + + =3.= But if any one shall have moved there, and within 12 months no + one has given him warning, he shall remain as secure as the other + neighbors. + + L. + + [Sidenote: Enforcement of debt] + + 1. If any freeman or leet[66] shall have made to another a promise + to pay, then he to whom the promise was made shall, within 40 days, + or within such time as was agreed upon when he made the promise, go + to the house of that man with witnesses, or with appraisers. And if + he [the debtor] be unwilling to make the promised payment, he shall + be sentenced to 15 _solidi_ above the debt which he had promised. + + LIX. + + =1.= If any man die and leave no sons, the father and mother shall + inherit, if they survive. + + [Sidenote: Rights of inheritance] + + =2.= If the father and mother do not survive, and he leave brothers + or sisters, they shall inherit. + + =3.= But if there are none, the sisters of the father shall + inherit. + + =4.= But if there are no sisters of the father, the sisters of the + mother shall claim the inheritance. + + =5.= If there are none of these, the nearest relatives on the + father's side shall succeed to the inheritance. + + =6.= Of Salic land no portion of the inheritance shall go to a + woman; but the whole inheritance of the land shall belong to the + male sex.[67] + + LXII. + + [Sidenote: Payment of wergeld] + + =1.= If any one's father shall have been slain, the sons shall have + half the compounding money [wergeld]; and the other half, the + nearest relatives, as well on the mother's as on the father's side, + shall divide among themselves.[68] + + =2.= But if there are no relatives, paternal or maternal, that + portion shall go to the fisc.[69] + + +FOOTNOTES: + +[39] St. Martin was born in Pannonia somewhat before the middle of the +fourth century. For a time he followed his father's profession as a +soldier in the service of the Roman emperor, but later he went to Gaul +with the purpose of aiding in the establishment of the Christian +Church in that quarter. In 372 he was elected bishop of Tours and +shortly afterwards he founded the monastery with which his name was +destined to be associated throughout the Middle Ages. This monastery, +which was one of the earliest in western Europe, became a very +important factor in the prolonged combat with Gallic paganism, and +subsequently a leading center of ecclesiastical learning. + +[40] Childeric I., son of the more or less mythical Merovius, was king +from 457 to 481. Clovis became ruler of the Salian branch of the +Franks in this latter year. The tomb of Childeric was discovered at +Tournai in 1653. + +[41] Aegidius and his son Syagrius were the last official +representatives of the Roman imperial power in Gaul; and since the +fall of the Empire in the West even they had taken the title of "king +of the Romans" and had been practically independent sovereigns in the +territory between the Somme and the Loire, with their capital at +Soissons, northeast of Paris. + +[42] Alaric II., king of the Visigoths, 485-507. + +[43] The battle of Soissons in 486, with the defeat and death of +Syagrius, insured for the Franks undisputed possession southward to +the Loire, which was the northern frontier of the Visigothic kingdom. + +[44] The Campus Martius was the "March-field," i.e., the assembling +place of the Frankish army. It was not regularly in any one locality +but wherever the king might call the soldiers together, as he did +every spring for purposes of review. In the eighth century the month +of May was substituted for March as the time for the meeting. + +[45] In the words of Hodgkin (_Charles the Great_, p. 12), "the +well-known story of the vase of Soissons illustrates at once the +German memories of freedom and the Merovingian mode of establishing a +despotism. As a battle comrade the Frankish warrior protests against +Clovis receiving an ounce beyond his due share of the spoils. As a +battle leader Clovis rebukes his henchman for the dirtiness of his +accoutrements, and cleaves his skull to punish him for his +independence." + +[46] The Alemanni were a German people occupying a vast region about +the upper waters of the Rhine and Danube. They had been making +repeated efforts to acquire territory west of the Rhine--an +encroachment which Clovis resolved not to tolerate. + +[47] The battle was fought near Strassburg, in the upper Rhine valley. + +[48] The ultimate result of the defeat of the Alemanni was that the +Frankish kingdom was enlarged by the annexation of the great region +known in the later Middle Ages as Suabia, comprising modern Alsace, +Baden, Wuertemberg, the western part of Bavaria, and the northern part +of Switzerland. The Alemanni as a people disappeared speedily from +history, being absorbed by their more powerful neighbors. Their only +monument to-day is the name by which the French have always known the +people of Germany--_Allemands_. + +[49] The Loire was the boundary between the dominions of the two +kings. There have been many famous instances in history of two +sovereigns coming together to confer at some point on the common +border of the territories controlled by them, notably the interview of +Napoleon and Tsar Alexander I. on the Niemen River in 1807. The Franks +and the Visigoths had been enemies ever since by Clovis's defeat of +Syagrius their dominions had been brought into contact (486), and the +present jovial interview of the two kings did not long keep them at +peace with each other. + +[50] St. Hilary was bishop of Poitiers in the later fourth century. He +was a contemporary of St. Martin of Tours and a co-worker with him in +the organization of Gallic Christianity. + +[51] The plain of Vouille was ten miles west of Poitiers. + +[52] This amusing comment of Gregory was due largely to his prejudice +in favor of the Franks and against the heretical Visigoths. + +[53] The Visigothic kingdom in Spain, with its capital at Toledo, +endured until the Saracen conquest of that country in 711 and the +years immediately following, but it did not give evidence of much +strength. It stood so long only because the Pyrenees made a natural +boundary against the Franks and because, after Clovis, for two hundred +years the Franks produced no great conqueror who cared to crowd the +Visigoths into still closer quarters. + +[54] Clovis, particularly after his conversion to Christianity in 496, +was the hero of Gregory's history and apparently the enthusiastic old +bishop did not lose an opportunity to glorify his career. At any rate +it would certainly be difficult to relate anything more remarkable +about him than this legend of the walls of Angouleme falling down +before him at his mere approach. + +[55] This notable campaign had advanced Frankish territory to the +Pyrenees, except for the strip between these mountains and the Rhone, +known as Septimania, which the Visigoths were able to retain by the +aid of the Ostrogoths from Italy. No great number of Franks settled in +this broad territory south of the Loire, and to this day the +inhabitants of south France show a much larger measure of Roman +descent than do those of the north. It may be added that Septimania +was conquered by Clovis's son Childebert in 531, and thus the last bit +of old Gaul--practically modern France--was brought under Frankish +control. + +[56] This was Cloderic, son of Sigibert the Lame, king of a tribe of +Franks living along the middle Rhine. Sigibert was one of the numerous +independent and rival princes whom Clovis used every expedient to put +out of the way. + +[57] Along the Upper Weser, near the monastery of Fulda. + +[58] Ragnachar's kingdom was in the region about Cambrai. + +[59] The _mallus_ was the local court held about every six weeks in +each community or hundred. In early German law the state has small +place and the principle of self-help by the individual is very +prominent. To bring a suit one summons his opponent himself and gets +him to appear at court if he can. Ordinarily the court merely +determines the method by which the guilt or innocence of the accused +may be tested. Execution of the sentence rests again with the +plaintiff, or with his family or clan group. + +[60] "The monetary system of the Salic law was taken from the Romans. +The basis was the gold _solidus_ of Constantine, 1/72 of a pound of +gold. The small coin was the silver _denarius_, forty of which made a +_solidus_. This system was adopted as a monetary reform by Clovis, and +the statement of the sum in terms of both coins is probably due to the +newness of the system at the time of the appearance of the +law."--Thatcher and McNeal, _Source Book for Mediaeval History_, p. 17. +The gold _solidus_ was worth somewhere from two and a half to three +dollars, but its purchasing power was perhaps equal to that of twenty +dollars to-day, because gold and silver were then so much scarcer and +more valuable. Such estimates of purchasing power, however, involve so +great uncertainty as to be practically worthless. + +[61] The Burgundian law (Chap. 41) contained a provision that if a man +made a fire on his own premises and it spread to fences or crops +belonging to another person, and did damage, the man who made the fire +should recompense his neighbor for his loss, provided it could be +shown that there was no wind to drive the fire beyond control. If +there was such a wind, no penalty was to be exacted. + +[62] The law of the Lombards had a more elaborate system of fines for +wounds than did the Salic code. For example, knocking out a man's +front teeth was to be paid for at the rate of sixteen _solidi_ per +tooth; knocking out back teeth at the rate of eight _solidi_ per +tooth; fracturing an arm, sixteen _solidi_; cutting off a second +finger, seventeen _solidi_; cutting off a great toe, six _solidi_; +cutting off a little toe, two _solidi_; giving a blow with the fist, +three _solidi_; with the palm of the hand, six _solidi_; and striking +a person on the head so as to break bones, twelve _solidi_ per bone. +In the latter case the broken bones were to be counted "on this +principle, that one bone shall be found large enough to make an +audible sound when thrown against a shield at twelve feet distance on +the road; the said feet to be measured from the foot of a man of +moderate stature." + +[63] The man who had "thrown away his shield" was the coward who had +fled from the field of battle. How the Germans universally regarded +such a person appears in the _Germania_ of Tacitus, Chap. 6 (see p. +25). To impute this ignominy to a man was a serious matter. + +[64] This was the so-called "triple wergeld." That is, the lives of +men in the service of the king were rated three times as high as those +of ordinary free persons. + +[65] Here is an illustration of the personal character of Germanic +law. There is one law for the Frank and another for the Roman, though +both peoples were now living side by side in Gaul. The price put upon +the life of the Frankish noble who was in the king's service was 600 +_solidi_ (Sec. 3), but that on the life of the Roman noble in the same +service was but half that amount. The same proportion held for the +ordinary freemen, as will be seen by comparing Secs. 1 and 6. + +[66] A leet was such a person as we in modern times commonly designate +as a serf--a man only partially free. + +[67] This has been alleged to be the basis of the misnamed "Salic Law" +by virtue of which no woman, in the days of the French monarchy, was +permitted to inherit the throne. As a matter of fact, however, the +exclusion of women from the French throne was due, not to this or to +any other early Frankish principle, but to later circumstances which +called for stronger monarchs in France than women have ordinarily been +expected to be. The history of the modern "Salic Law" does not go back +of the resolution of the French nobles in 1317 against the general +political expediency of female sovereigns [see p. 420]. + +[68] The wergeld was the value put by the law upon every man's life. +Its amount varied according to the rank of the person in question. The +present section specifies how the wergeld paid by a murderer should be +divided among the relatives of the slain man. + +[69] That is, to the king's treasury. + + + + +CHAPTER V. + +THE ANGLES AND SAXONS IN BRITAIN + + +8. The Saxon Invasion (cir. 449) + +The Venerable Bede, the author of the passage given below, was born +about 673 in Northumberland and spent most of his life in the +Benedictine abbey of Jarrow on the Tyne, where he died in 735. He was +a man of broad learning and untiring industry, famous in all parts of +Christendom by reason of the numerous scholarly books that he wrote. +The chief of these was his _Ecclesiastical History of the English +People_, covering the period from the first invasion of Britain by +Caesar (B.C. 55) to the year 731. In this work Bede dealt with many +matters lying properly outside the sphere of church history, so that +it is exceedingly valuable for the light which it throws on both the +military and political affairs of the early Anglo-Saxons in Britain. +As an historian Bede was fair-minded and as accurate as his means of +information permitted. + +The Angle and Saxon seafarers from the region we now know as Denmark +and Hanover had infested the shores of Britain for two centuries or +more before the coming of Hengist and Horsa which Bede here describes. +The withdrawal of the Roman garrisons about the year 410 left the +Britons at the mercy of the wilder Picts and Scots of the north and +west, and as a last resort King Vortigern decided to call in the +Saxons to aid in his campaign of defense. Such, at least, is the story +related by Gildas, a Romanized British chronicler who wrote about the +year 560, and this was the view adopted by Bede. Recent writers, as +Mr. James H. Ramsay in his _Foundations of England_, are inclined to +cast serious doubts upon the story because it seems hardly probable +that any king would have taken so foolish a step as that attributed to +Vortigern.[70] At any rate, whether by invitation or for pure love of +seafaring adventure, certain it is that the Saxons and Angles made +their appearance at the little island of Thanet, on the coast of Kent, +and found the country so much to their liking that they chose to +remain rather than return to the over-populated shores of the Baltic. +There are many reasons for believing that people of Germanic stock had +been settled more or less permanently in Britain long before the +traditional invasion of Hengist and Horsa. Yet we are justified in +thinking of this interesting expedition as, for all practical +purposes, the beginning of the long and stubborn struggle of Germans +to possess the fruitful British isle. While Visigoths and Ostrogoths, +Vandals and Lombards were breaking across the Rhine-Danube frontier +and finding new homes in the territories of the Roman Empire, the +Angles, Saxons, and Jutes from the farther north were led by their +seafaring instincts to make their great movement, not by land, but by +water, and into a country which the Romans had a good while before +been obliged to abandon. There they were free to develop their own +peculiar Germanic life and institutions, for the most part without +undergoing the changes which settlement among the Romans produced in +the case of the tribes whose migrations were towards the +Mediterranean. + + Source--Baeda, _Historia Ecclesiastica Gentis Anglorum_ [Bede, + "Ecclesiastical History of the English People"], Bk. I., + Chaps. 14-15. Translated by J. A. Giles (London, 1847), pp. + 23-25. + + [Sidenote: The Britons decide to call in the Saxons] + + They consulted what was to be done,[71] and where they should seek + assistance to prevent or repel the cruel and frequent incursions of + the northern nations. And they all agreed with their king, + Vortigern, to call over to their aid, from the parts beyond the + sea, the Saxon nation; which, as the outcome still more plainly + showed, appears to have been done by the inspiration of our Lord + Himself, that evil might fall upon them for their wicked deeds. + + [Sidenote: The Saxons settle in the island] + + In the year of our Lord 449,[72] Martian, being made emperor with + Valentinian, the forty-sixth from Augustus, ruled the Empire seven + years. Then the nation of the Angles, or Saxons, being invited by + the aforesaid king, arrived in Britain with three long ships, and + had a place assigned them to reside in by the same king, in the + eastern part of the island,[73] that they might thus appear to be + fighting for their country, while their real intentions were to + enslave it. Accordingly they engaged with the enemy, who were come + from the north to give battle, and obtained the victory; which, + being known at home in their own country, as also the fertility of + the islands and the cowardice of the Britons, a larger fleet was + quickly sent over, bringing a still greater number of men, who, + being added to the former, made up an invincible army. The + newcomers received from the Britons a place to dwell, upon + condition that they should wage war against their enemies for the + peace and security of the country, while the Britons agreed to + furnish them with pay. + + Those who came over were of the three most powerful nations of + Germany--Saxons, Angles, and Jutes. From the Jutes are descended + the people of Kent and of the Isle of Wight, and those also in the + province of the West Saxons who are to this day called Jutes, + seated opposite to the Isle of Wight. From the Saxons, that is, the + country which is now called Old Saxony, came the East Saxons, the + South Saxons, and the West Saxons. From the Angles, that is, the + country which is called Anglia, and which is said, from that time, + to remain desert to this day, between the provinces of the Jutes + and the Saxons, are descended the East Angles, the Midland Angles, + Mercians, all the race of the Northumbrians, that is, of those + nations that dwell on the north side of the River Humber, and the + other nations of the English. + + [Sidenote: Hengist and Horsa] + + [Sidenote: The Saxons turn against the Britons] + + The first two commanders are said to have been Hengist and Horsa. + Horsa, being afterwards slain in battle by the Britons,[74] was + buried in the eastern part of Kent, where a monument bearing his + name is still in existence. They were the sons of Victgilsus, whose + father was Vecta, son of Woden; from whose stock the royal races of + many provinces trace their descent. In a short time swarms of the + aforesaid nations came over into the island, and they began to + increase so much that they became a terror to the natives + themselves who had invited them. Then, having on a sudden entered + into a league with the Picts, whom they had by this time repelled + by the force of their arms, they began to turn their weapons + against their confederates. At first they obliged them to furnish a + greater quantity of provisions; and, seeking an occasion to + quarrel, protested that unless more plentiful supplies were brought + them they would break the confederacy and ravage all the island; + nor were they backward in putting their threats in execution. + + [Sidenote: Their devastation of the country] + + They plundered all the neighboring cities and country, spread the + conflagration from the eastern to the western sea without any + opposition, and covered almost every part of the island. Public as + well as private structures were overturned; the priests were + everywhere slain before the altars; the prelates and the people, + without any respect of persons, were destroyed with fire and sword; + nor were there any to bury those who had been thus cruelly + slaughtered. Some of the miserable remainder, being taken in the + mountains, were butchered in heaps. Others, driven by hunger, came + forth and submitted themselves to the enemy for food, being + destined to undergo perpetual servitude, if they were not killed + upon the spot. Some, with sorrowful hearts, fled beyond the seas. + Others, continuing in their own country, led a miserable life among + the woods, rocks, and mountains, with scarcely enough food to + support life, and expecting every moment to be their last.[75] + + +9. The Mission of Augustine (597) + +How or when the Christian religion was first introduced into Britain +cannot now be ascertained. As early as the beginning of the third +century the African church father Tertullian referred to the Britons +as a Christian people, and in 314 the British church was recognized by +the Council of Arles as an integral part of the church universal. +Throughout the period of Roman control in the island Christianity +continued to be the dominant religion. When, however, in the fifth +century and after, the Saxons and Angles invaded the country and the +native population was largely killed off or driven westward (though +not so completely as some books tell us), Christianity came to be +pretty much confined to the Celtic peoples of Ireland and Wales. The +invaders were still pagans worshiping the old Teutonic deities Woden, +Thor, Freya, and the rest, and though an attempt at their conversion +was made by a succession of Irish monks, their pride as conquerors +seems to have kept them from being greatly influenced. At any rate, +the conversion of the Angles and Saxons was a task which called for a +special evangelistic movement from no less a source than the head of +the Church. This movement was set in operation by Pope Gregory I. +(Gregory the Great) near the close of the sixth century. It is +reasonable to suppose that the impulse came originally from Bertha, +the Frankish queen of King Ethelbert of Kent, who was an ardent +Christian and very desirous of bringing about the conversion of her +adopted people. In 596 Augustine (not to be confused with the +celebrated bishop of Hippo in the fifth century) was sent by Pope +Gregory at the head of a band of monks to proclaim the religion of the +cross to King Ethelbert, and afterwards to all the Angles and Saxons +and Jutes in the island. On Whitsunday, June 2, 597, Ethelbert +renounced his old gods and was baptized into the Christian communion. +The majority of his people soon followed his example and four years +later Augustine was appointed "Bishop of the English." After this +encouraging beginning the Christianizing of the East, West, and South +Saxons went steadily forward. + + Source--Baeda, _Historia Ecclesiastica Gentis Anglorum_, Bk. + I., Chaps. 23, 25-26. Adapted from translation by J. A. Giles + (London, 1847), pp. 34-40 _passim_. + + [Sidenote: Pope Gregory I. sends missionaries to Britain] + + [Sidenote: They become frightened at the outlook] + + In the year of our Lord 582, Maurice, the fifty-fourth from + Augustus, ascended the throne,[76] and reigned twenty-one years. In + the tenth year of his reign, Gregory, a man renowned for learning + and piety, was elected to the apostolical see of Rome, and presided + over it thirteen years, six months and ten days.[77] He, being + moved by divine inspiration, in the fourteenth year of the same + emperor, and about the one hundred and fiftieth after the coming of + the English into Britain, sent the servant of God, Augustine,[78] + and with him several other monks who feared the Lord, to preach the + word of God to the English nation. They, in obedience to the Pope's + commands, having undertaken that work, were on their journey seized + with a sudden fear and began to think of returning home, rather + than of proceeding to a barbarous, fierce, and unbelieving nation, + to whose very language they were strangers; and this they + unanimously agreed was the safest course.[79] In short, they sent + back Augustine, who had been appointed to be consecrated bishop in + case they were received by the English, that he might, by humble + entreaty, obtain consent of the holy Gregory, that they should not + be compelled to undertake so dangerous, toilsome, and uncertain a + journey. The Pope, in reply, sent them an encouraging letter, + persuading them to proceed in the work of the divine word, and rely + on the assistance of the Almighty. The substance of this letter was + as follows: + + [Sidenote: Gregory's letter of encouragement] + + "Gregory, the servant of the servants of God, to the servants of + our Lord. Forasmuch as it had been better not to begin a good work + than to think of abandoning that which has been begun, it behooves + you, my beloved sons, to fulfill the good work which, by the help + of our Lord, you have undertaken. Let not, therefore, the toil of + the journey nor the tongues of evil-speaking men deter you. With + all possible earnestness and zeal perform that which, by God's + direction, you have undertaken; being assured that much labor is + followed by an eternal reward. When Augustine, your chief, returns, + whom we also constitute your abbot,[80] humbly obey him in all + things; knowing that whatsoever you shall do by his direction will, + in all respects, be helpful to your souls. Almighty God protect you + with his grace, and grant that I, in the heavenly country, may see + the fruits of your labor; inasmuch as, though I cannot labor with + you, I shall partake in the joy of the reward, because I am willing + to labor. God keep you in safety, my most beloved sons. Dated the + 23rd of July, in the fourteenth year of the reign of our pious and + most august lord, Mauritius Tiberius, the thirteenth year after the + consulship of our said lord." + + [Sidenote: Augustine and his companions arrive in Kent] + + Augustine, thus strengthened by the confirmation of the blessed + Father Gregory, returned to the work of the word of God, with the + servants of Christ, and arrived in Britain. The powerful Ethelbert + was at that time king of Kent. He had extended his dominions as far + as the great River Humber, by which the Southern Saxons are + divided from the Northern.[81] On the east of Kent is the large + isle of Thanet containing according to the English reckoning 600 + families, divided from the other land by the River Wantsum, which + is about three furlongs over and fordable only in two places, for + both ends of it run into the sea.[82] In this island landed the + servant of our Lord, Augustine, and his companions, being, as is + reported, nearly forty men. By order of the blessed Pope Gregory, + they had taken interpreters of the nation of the Franks,[83] and + sending to Ethelbert, signified that they were come from Rome and + brought a joyful message, which most undoubtedly assured to all + that took advantage of it everlasting joys in heaven and a kingdom + that would never end, with the living and true God. The king, + having heard this, ordered that they stay in that island where they + had landed, and that they be furnished with all necessaries, until + he should consider what to do with them. For he had before heard of + the Christian religion, having a Christian wife of the royal family + of the Franks, called Bertha;[84] whom he had received from her + parents upon condition that she should be permitted to practice her + religion with the Bishop Luidhard, who was sent with her to + preserve her faith.[85] + + [Sidenote: Augustine preaches to King Ethelbert] + + Some days after, the king came to the island, and sitting in the + open air, ordered Augustine and his companions to be brought into + his presence. For he had taken precaution that they should not come + to him in any house, lest, according to an ancient superstition, if + they practised any magical arts, they might impose upon him, and so + get the better of him. But they came furnished with divine, not + with magic virtue, bearing a silver cross for their banner, and the + image of our Lord and Savior painted on a board; and singing the + litany, they offered up their prayers to the Lord for the eternal + salvation both of themselves and of those to whom they were come. + When Augustine had sat down, according to the king's commands, and + preached to him and his attendants there present the word of life, + the king answered thus: "Your words and promises are very fair, but + as they are new to us, and of uncertain import, I cannot approve of + them so far as to forsake that which I have so long followed with + the whole English nation. But because you are come from afar into + my kingdom, and, as I conceive, are desirous to impart to us those + things which you believe to be true and most beneficial, we will + not molest you, but give you favorable entertainment and take care + to supply you with necessary sustenance; nor do we forbid you to + preach and win as many as you can to your religion." Accordingly he + permitted them to reside in the city of Canterbury, which was the + metropolis of all his dominions, and, according to his promise, + besides allowing them sustenance, did not refuse them liberty to + preach. It is reported that, as they drew near to the city, after + their manner, with the holy cross and the image of our sovereign + Lord and King, Jesus Christ, they sang this litany together: "We + beseech thee, O Lord, in all Thy mercy, that Thy anger and wrath be + turned away from this city, and from Thy holy house, because we + have sinned. Hallelujah." + + [Sidenote: The life of the missionaries at Canterbury] + + As soon as they entered the dwelling-place assigned them, they + began to imitate the course of life practised in the primitive + Church; applying themselves to frequent prayer, watching, and + fasting; preaching the word of life to as many as they could; + despising all worldly things as not belonging to them; receiving + only their necessary food from those they taught; living themselves + in all respects in conformity with what they prescribed for others, + and being always disposed to suffer any adversity, and even to die + for that truth which they preached. In short, several believed and + were baptized, admiring the simplicity of their innocent life, and + the sweetness of their heavenly doctrine. There was, on the east + side of the city, a church dedicated to the honor of St. Martin, + built whilst the Romans were still in the island, wherein the + queen, who, as has been said before, was a Christian, used to + pray.[86] In this they first began to meet, to sing, to pray, to + say mass, to preach, and to baptize, until the king, being + converted to the faith, allowed them to preach openly, and build or + repair churches in all places. + + [Sidenote: Ethelbert converted] + + When he, among the rest, induced by the unspotted life of these + holy men, and their pleasing promises, which by many miracles they + proved to be most certain, believed and was baptized, greater + numbers began daily to flock together to hear the word, and + forsaking their heathen rites, to associate themselves, by + believing, to the unity of the church of Christ. Their conversion + the king encouraged in so far that he compelled none to embrace + Christianity, but only showed more affection to the believers, as + to his fellow-citizens in the heavenly kingdom. For he had learned + from his instructors and guides to salvation that the service of + Christ ought to be voluntary, not by compulsion. Nor was it long + before he gave his teachers a settled residence in his metropolis + of Canterbury, with such possessions of different kinds as were + necessary for their subsistence.[87] + + +FOOTNOTES: + +[70] James H. Ramsay, _The Foundations of England_ (London, 1898), I., +p. 121. + +[71] Bede has just been describing a plague which rendered the Britons +at this time even more unable than usual to withstand the fierce +invaders from the north; also lamenting the luxury and crime which a +few years of relief from war had produced among his people. + +[72] This date is evidently incorrect. Martian and Valentinian III. +became joint rulers of the Empire in 450; hence this is the year that +Bede probably meant. + +[73] That is, Thanet, which practically no longer exists as an island. +In Bede's day it was separated from the rest of Kent by nearly half a +mile of water, but since then the coast line has changed so that the +land is cut through by only a tiny rill. The intervening ground, +however, is marshy and only partially reclaimed. + +[74] This battle was fought between Hengist and Vortimer, the eldest +son of Vortigern, at Aylesford, in Kent. + +[75] It is by no means probable that the invasion of Britain by the +Saxons was followed by such wholesale extermination of the natives as +is here represented, though it is certain that everywhere, except in +the far west (Wales) and north (Scotland), the native population was +reduced to complete subjection. + +[76] That is, the throne of the Eastern Empire at Constantinople. + +[77] Gregory was a monk before he was elected pope. He held the papal +office from 590 to 604 [see p. 90]. + +[78] Augustine at the time (596) was prior of a monastery dedicated to +St. Andrew in Rome. + +[79] The missionaries had apparently gone as far as Arles in southern +Provence when they reached this decision. + +[80] An abbot was the head of a monastery. Should such an +establishment be set up in Britain, Augustine was to be its presiding +officer. + +[81] The Germanic peoples north of the Humber were more properly +Angles, but of course they were in all essential respects like the +Saxons. Ethelbert was not actually king in that region, but was +recognized as "bretwalda," or over-lord, by the other rulers. + +[82] For later changes in this part of the coast line, see p. 70, +note 1. + +[83] This was possible because the Franks and Saxons, being both +German, as yet spoke languages so much alike that either people could +understand the other without much difficulty. + +[84] Bertha was a daughter of the Frankish king Charibert. The Franks +had been nominally a Christian people since the conversion of Clovis +in 496 [see p. 53]--just a hundred years before Augustine started on +his mission to the Angles and Saxons. + +[85] Luidhard had been bishop of Senlis; a town not many miles +northeast of Paris. Probably Augustine and his companions profited not +a little by the influence which Luidhard had already exerted at the +Kentish court. + +[86] "The present church of St. Martin near Canterbury is not the old +one spoken of by Bede, as it is generally thought to be, but is a +structure of the thirteenth century, though it is probable that the +materials of the original church were worked up in the masonry in its +reconstruction, the walls being still composed in part of Roman +bricks."--J. A. Giles, _Bede's Ecclesiastical History_, p. 39. + +[87] Thus was established the "primacy," or ecclesiastical leadership, +of Canterbury, which has continued to this day. + + + + +CHAPTER VI. + +THE DEVELOPMENT OF THE CHRISTIAN CHURCH + + +10. Pope Leo's Sermon on the Petrine Supremacy + +In tracing the history of the great ecclesiastical institution known +as the papacy, the first figure that stands out with considerable +clearness is that of Leo I., or Leo the Great, who was elected bishop +of Rome in the year 440. Leo is perhaps the first man who, all things +considered, can be called "pope" in the modern sense of the term, +although certain of his predecessors in the bishop's seat at the +imperial capital had long claimed and exercised a peculiar measure of +authority over their fellow bishops throughout the Empire. Almost from +the earliest days of Christianity the word _papa_ (pope) seems to have +been in common use as an affectionate mode of addressing any bishop, +but after the fourth century it came to be applied in a peculiar +manner to the bishop of Rome, and in time this was the only usage, so +far as western Europe was concerned, which survived. The causes of the +special development of the Roman bishopric into the powerful papal +office were numerous. Rome's importance as a city, and particularly as +the political head of the Mediterranean world, made it natural that +her bishop should have something of a special dignity and influence. +Throughout western Europe the Roman church was regarded as a model and +its bishop was frequently called upon for counsel and advice. Then, +when the seat of the imperial government was removed to the East by +Constantine, the Roman bishop naturally took up much of the leadership +in the West which had been exercised by the emperor, and this added +not a little in the way of prestige. On the whole the Roman bishops +were moderate, liberal, and sensible in their attitude toward church +questions, thereby commending themselves to the practical peoples of +the West in a way that other bishops did not always do. The growth of +temporal possessions, especially in the way of land, also made the +Roman bishops more independent and able to hold their own. And the +activity of such men as Leo the Great in warding off the attacks of +the German barbarians, and in providing popular leadership in the +absence of such leadership on the part of the imperial authorities, +was a not unimportant item. + +After all, however, these are matters which have always been regarded +by the popes themselves as circumstances of a more or less transitory +and accidental character. It is not upon any or all of them that the +papacy from first to last has sought to base its high claims to +authority. The fundamental explanation, from the papal standpoint, for +the peculiar development of the papal power in the person of the +bishops of Rome is contained in the so-called theory of the "Petrine +Supremacy," which will be found set forth in Pope Leo's sermon +reproduced in part below. The essential points in this theory are: (1) +that to the apostle Peter, Christ committed the keys of the kingdom of +heaven and the supremacy over all other apostles on earth; (2) that +Peter, in the course of time, became the first bishop of Rome; and (3) +that the superior authority given to Peter was transmitted to all his +successors in the Roman bishopric. It was fundamentally on _these_ +grounds that the pope, to quote an able Catholic historian, was +believed to be "the visible representative of ecclesiastical unity, +the supreme teacher and custodian of the faith, the supreme +legislator, the guardian and interpreter of the canons, the legitimate +superior of all bishops, the final judge of councils--an office which +he possessed in his own right, and which he actually exercised by +presiding over all ecumenical synods, through his legates, and by +confirming the acts of the councils as the Supreme Head of the +Universal Catholic Church."[88] Modern Protestants discard certain of +the tenets which go to make up the Petrine theory, but it is essential +that the student of history bear in mind that the people of the Middle +Ages never doubted its complete and literal authenticity, nor +questioned that the authority of the papal office rested at bottom +upon something far more fundamental than a mere fortunate combination +of historical circumstances. Whatever one's personal opinions on the +issues involved, the point to be insisted upon is that in studying +mediaeval church life and organization the universal acceptance of +these beliefs and conclusions be never lost to view. + +Leo was pope from 440 to 461 and it has been well maintained that he +was the first occupant of the office to comprehend the wide +possibilities of the papal dignity in the future. In his sermons and +letters he vigorously asserted the sovereign authority of his +position, and in his influence on the events of his time, as for +example the Council of Chalcedon in 451, he sought with no little +success to bring men to a general acknowledgment of this authority. + + Source--Text in Jacques Paul Migne, _Patroligiae Cursus + Completus_ ["Complete Collection of Patristic Literature"], + First Series, Vol. LIV., cols. 144-148. Translated in Philip + Schaff and Henry Wace, _Select Library of Nicene and + Post-Nicene Fathers of the Christian Church_ (New York, 1895), + Second Series, Vol. XII., pp. 117-118. + + [Sidenote: The apostle Peter still with his Church] + + Although, therefore, dearly beloved, we be found both weak and + slothful in fulfilling the duties of our office, because, whatever + devoted and vigorous action we desire to undertake, we are hindered + in by the frailty of our nature, yet having the unceasing + propitiation of the Almighty and perpetual Priest [Christ], who + being like us and yet equal with the Father, brought down His + Godhead even to things human, and raised His Manhood even to things + Divine, we worthily and piously rejoice over His dispensation, + whereby, though He has delegated the care of His sheep to many + shepherds, yet He has not Himself abandoned the guardianship of His + beloved flock. And from His overruling and eternal protection we + have received the support of the Apostle's aid also, which + assuredly does not cease from its operation; and the strength of + the foundation, on which the whole superstructure of the Church is + reared, is not weakened by the weight of the temple that rests upon + it. For the solidity of that faith which was praised in the chief + of the Apostles is perpetual; and as that remains which Peter + believed in Christ, so that remains which Christ instituted in + Peter. + + [Sidenote: Christ's commission to Peter] + + For when, as has been read in the Gospel lesson,[89] the Lord had + asked the disciples whom they believed Him to be amid the various + opinions that were held, and the blessed Peter had replied, saying, + "Thou art the Christ, the Son of the living God," the Lord said, + "Blessed art thou, Simon Bar-Jona, because flesh and blood hath not + revealed it to thee, but My Father, which is in heaven. And I say + to thee, that thou art Peter, and upon this rock will I build My + church, and the gates of Hell shall not prevail against it. And I + will give unto thee the keys of the kingdom of heaven. And + whatsoever thou shalt bind on earth, shall be bound in heaven; and + whatsoever thou shalt loose on earth, shall be loosed also in + heaven." [Matt. xvi. 16-19.] + + [Sidenote: Peter properly rules the Church through his successors + at Rome] + + The dispensation of Truth therefore abides, and the blessed Peter + persevering in the strength of the Rock, which he has received, has + not abandoned the helm of the Church, which he undertook. For he + was ordained before the rest in such a way that from his being + called the Rock, from his being pronounced the Foundation, from his + being constituted the Doorkeeper of the kingdom of heaven, from his + being set as the Umpire to bind and to loose, whose judgments shall + retain their validity in heaven--from all these mystical titles we + might know the nature of his association with Christ. And still + to-day he more fully and effectually performs what is intrusted to + him, and carries out every part of his duty and charge in Him and + with Him, through whom he has been glorified. And so if anything is + rightly done and rightly decreed by us, if anything is won from the + mercy of God by our daily supplications, it is of his work and + merits whose power lives and whose authority prevails in his + see....[90] + + [Sidenote: Leo claims to be only Peter's representative] + + And so, dearly beloved, with becoming obedience we celebrate + to-day's festival[91] by such methods, that in my humble person he + may be recognized and honored, in whom abides the care of all the + shepherds, together with the charge of the sheep commended to him, + and whose dignity is not belittled even in so unworthy an heir. And + hence the presence of my venerable brothers and fellow-priests, so + much desired and valued by me, will be the more sacred and + precious, if they will transfer the chief honor of this service in + which they have deigned to take part to him whom they know to be + not only the patron of this see, but also the primate of all + bishops. When therefore we utter our exhortations in your ears, + holy brethren, believe that he is speaking whose representative we + are. Because it is his warning that we give, and nothing else but + his teaching that we preach, beseeching you to "gird up the loins + of your mind," and lead a chaste and sober life in the fear of God, + and not to let your mind forget his supremacy and consent to the + lusts of the flesh. + + [Sidenote: An exhortation to Christian constancy] + + [Sidenote: The peculiar privilege of the church at Rome] + + Short and fleeting are the joys of this world's pleasures which + endeavor to turn aside from the path of life those who are called + to eternity. The faithful and religious spirit, therefore, must + desire the things which are heavenly and, being eager for the + divine promises, lift itself to the love of the incorruptible Good + and the hope of the true Light. But be assured, dearly-beloved, + that your labor, whereby you resist vices and fight against carnal + desires, is pleasing and precious in God's sight, and in God's + mercy will profit not only yourselves but me also, because the + zealous pastor makes his boast of the progress of the Lord's flock. + "For ye are my crown and joy," as the Apostle says, if your faith, + which from the beginning of the Gospel has been preached in all the + world, has continued in love and holiness. For though the whole + Church, which is in all the world, ought to abound in all virtues, + yet you especially, above all people, it becomes to excel in deeds + of piety, because, founded as you are on the very citadel of the + Apostolic Rock, not only has our Lord Jesus Christ redeemed you in + common with all men, but the blessed Apostle Peter has instructed + you far beyond all men. + + +11. The Rule of St. Benedict + +A very important feature of the church life of the early Middle Ages +was the tendency of devout men to withdraw from the active affairs of +the world and give themselves up to careers of self-sacrificing piety. +Sometimes such men went out to live alone in forests or other obscure +places and for this reason were called anchorites or hermits; but more +often they settled in groups and formed what came to be known as +monasteries. The idea that seclusion is helpful to the religious life +was not peculiar to Christianity, for from very early times Brahmins +and Buddhists and other peoples of the Orient had cherished the same +view; and in many cases they do so still. Monasticism among Christians +began naturally in the East and at first took the form almost wholly +of hermitage, just as it had done among the adherents of other +Oriental religions, though by the fourth century the Christian monks +of Syria and Egypt and Asia Minor had come in many cases to dwell in +established communities. In general the Eastern monks were prone to +extremes in the way of penance and self-torture which the more +practical peoples of the West were not greatly disposed to imitate. +Monasticism spread into the West, but not until comparatively +late--beginning in the second half of the fourth century--and the +character which it there assumed was quite unlike that prevailing in +the East. The Eastern ideal was the life of meditation with as little +activity as possible, except perhaps such as was necessary in order to +impose hardships upon one's self. The Western ideal, on the other +hand, while involving a good deal of meditation and prayer, put much +emphasis on labor and did not call for so complete an abstention of +the monk from the pursuits and pleasures of other men. + +In the later fifth century, and earlier sixth, several monasteries of +whose history we know little were established in southern Gaul, +especially in the pleasant valley of the Rhone. Earliest of all, +apparently, and destined to become the most influential was the abbey +of St. Martin at Tours, founded soon after St. Martin was made bishop +of Tours in 372. But the development of Western monasticism is +associated most of all with the work of St. Benedict of Nursia, who +died in 543. Benedict was the founder of several monasteries in the +vicinity of Rome, the most important being that of Monte Cassino, on +the road from Rome to Naples, which exists to this day. One should +guard, however, against the mistake of looking upon St. Benedict as +the introducer of monasticism in the West, of even as the founder of a +new monastic _order_ in the strict sense of the word. The great +service which he rendered to European monasticism consisted in his +working out for his monasteries in Italy an elaborate system of +government which was found so successful in practice that, in the form +of the Benedictine Rule (_regula_), it came to be the constitution +under which for many centuries practically all the monks of Western +countries lived. That it was so widely adopted was due mainly to its +definite, practical, common-sense character. Its chief injunctions +upon the monks were poverty, chastity, obedience, piety, and labor. +All these were to be attained by methods which, although they may seem +strange to us to-day, were at least natural and wholesome when judged +by the ideas and standards prevailing in early mediaeval times. Granted +the ascetic principle upon which the monastic system rested, the Rule +of St. Benedict must be regarded as eminently moderate and sensible. +It sprang from an acute perception of human nature and human needs no +less than from a lofty ideal of religious perfection. The following +extracts will serve to show its character. + + Source--Text in Jacques Paul Migne, _Patrologiae Cursus + Completus_, First Series, Vol. LXVI., cols. 245-932 _passim_. + Adapted from translation in Ernest F. Henderson, _Select + Historical Documents of the Middle Ages_ (London, 1896), pp. + 274-314. + + _Prologue...._ We are about to found, therefore, a school for the + Lord's service, in the organization of which we trust that we shall + ordain nothing severe and nothing burdensome. But even if, the + demands of justice dictating it, something a trifle irksome shall + be the result, for the purpose of amending vices or preserving + charity, thou shalt not therefore, struck by fear, flee the way of + salvation, which cannot be entered upon except through a narrow + entrance. + + [Sidenote: Responsibility of the abbot for the character and deeds + of the monks] + + [Sidenote: He must teach by example as well as by precept] + + =2.= _What the abbot should be like._ An abbot who is worthy to + preside over a monastery ought always to remember what he is + called, and carry out with his deeds the name of a Superior. For he + is believed to be Christ's representative, since he is called by + His name, the apostle saying: "Ye have received the spirit of + adoption of sons, whereby we call Abba, Father" [Romans viii. 15]. + And so the abbot should not (grant that he may not) teach, or + decree, or order, anything apart from the precept of the Lord; but + his order or teaching should be characterized by the marks of + divine justice in the minds of his disciples. Let the abbot always + be mindful that, at the terrible judgment of God, both things will + be weighed in the balance, his teaching and the obedience of his + disciples. And let the abbot know that whatever of uselessness the + father of the family finds among the sheep is laid to the fault of + the shepherd. Only in a case where the whole diligence of their + pastor shall have been bestowed on an unruly and disobedient flock, + and his whole care given to their wrongful actions, shall that + pastor, absolved in the judgment of the Lord, be free to say to the + Lord with the prophet: "I have not hid Thy righteousness within my + heart; I have declared Thy faithfulness and Thy salvation, but + they, despising, have scorned me" [Psalms xl. 10]. And then let the + punishment for the disobedient sheep under his care be that death + itself shall prevail against them. Therefore, when any one receives + the name of abbot, he ought to rule over his disciples with a + double teaching; that is, let him show forth all good and holy + things by deeds more than by words. So that to ready disciples he + may set forth the commands of God in words; but to the hard-hearted + and the more simple-minded, he may show forth the divine precepts + by his deeds. + + [Sidenote: His duty to encourage, to admonish, and to punish] + + He shall make no distinction of persons in the monastery. One shall + not be more cherished than another, unless it be the one whom he + finds excelling in good works or in obedience. A free-born man + shall not be preferred to one coming from servitude, unless there + be some other reasonable cause. But if, by the demand of justice, + it seems good to the abbot, he shall do this, no matter what the + rank shall be. But otherwise they shall keep their own places. For + whether we be bond or free, we are all one in Christ; and, under + one God, we perform an equal service of subjection. For God is no + respecter of persons. Only in this way is a distinction made by Him + concerning us, if we are found humble and surpassing others in good + works. Therefore let him [the abbot] have equal charity for all. + Let the same discipline be administered in all cases according to + merit.... He should, that is, rebuke more severely the unruly and + the turbulent. The obedient, moreover, and the gentle and the + patient, he should exhort, that they may progress to higher things. + But the negligent and scorners, we warn him to admonish and + reprove. Nor let him conceal the sins of the erring; but, in order + that he may prevail, let him pluck them out by the roots as soon as + they begin to spring up. + + And let him know what a difficult and arduous thing he has + undertaken--to rule the souls and uplift the morals of many. And in + one case indeed with blandishments, in another with rebukes, in + another with persuasion--according to the quality or intelligence + of each one--he shall so conform and adapt himself to all that not + only shall he not allow injury to come to the flock committed to + him, but he shall rejoice in the increase of a good flock. Above + all things, let him not, deceiving himself or undervaluing the + safety of the souls committed to him, give more heed to temporary + and earthly and passing things; but let him always reflect that he + has undertaken to rule souls for which he is to render account. + + [Sidenote: The monks to be consulted by the abbot] + + [Sidenote: The Rule to be followed by every one as a guide] + + =3.= _About calling in the brethren to take counsel._ Whenever + anything of importance is to be done in the monastery, the abbot + shall call together the whole congregation,[92] and shall himself + explain the matter in question. And, having heard the advice of the + brethren, he shall think it over by himself, and shall do what he + considers most advantageous. And for this reason, moreover, we have + said that all ought to be called to take counsel, because often it + is to a younger person that God reveals what is best. The brethren, + moreover, with all subjection of humility, ought so to give their + advice that they do not presume boldly to defend what seems good to + them; but it should rather depend on the judgment of the abbot, so + that, whatever he decides to be best, they should all agree to it. + But even as it behooves the disciples to obey the master, so it is + fitting that he should arrange all matters with care and justice. + In all things, indeed, let every one follow the Rule as his guide; + and let no one rashly deviate from it. Let no one in the monastery + follow the inclination of his own heart. And let no one boldly + presume to dispute with his abbot, within or without the monastery. + But, if he should so presume, let him be subject to the discipline + of the Rule. + + [Sidenote: No property to be owned by the monks individually] + + =33.= _Whether the monks should have anything of their own._ More + than anything else is this special vice to be cut off root and + branch from the monastery, that one should presume to give or + receive anything without the order of the abbot, or should have + anything of his own. He should have absolutely not anything, + neither a book, nor tablets, nor a pen--nothing at all. For indeed + it is not allowed to the monks to have their own bodies or wills in + their own power. But all things necessary they must expect from the + Father of the monastery; nor is it allowable to have anything which + the abbot has not given or permitted. All things shall be held in + common; as it is written, "Let not any man presume to call anything + his own." But if any one shall have been discovered delighting in + this most evil vice, being warned once and again, if he do not + amend, let him be subjected to punishment.[93] + + [Sidenote: Daily schedule for the summer season] + + =48.= _Concerning the daily manual labor._ Idleness is the enemy of + the soul.[94] And therefore, at fixed times, the brothers ought to + be occupied in manual labor; and again, at fixed times, in sacred + reading.[95] Therefore we believe that both seasons ought to be + arranged after this manner,--so that, from Easter until the Calends + of October,[96] going out early, from the first until the fourth + hour they shall do what labor may be necessary. From the fourth + hour until about the sixth, they shall be free for reading. After + the meal of the sixth hour, rising from the table, they shall rest + in their beds with all silence; or, perchance, he that wishes to + read may read to himself in such a way as not to disturb another. + And the _nona_ [the second meal] shall be gone through with more + moderately about the middle of the eighth hour; and again they + shall work at what is to be done until Vespers.[97] But, if the + emergency or poverty of the place demands that they be occupied in + picking fruits, they shall not be grieved; for they are truly monks + if they live by the labors of their hands, as did also our fathers + and the apostles. Let all things be done with moderation, however, + on account of the faint-hearted. + + [Sidenote: Reading during Lent] + + In days of Lent they shall all receive separate books from the + library, which they shall read entirely through in order. These + books are to be given out on the first day of Lent. Above all there + shall be appointed without fail one or two elders, who shall go + round the monastery at the hours in which the brothers are engaged + in reading, and see to it that no troublesome brother be found who + is given to idleness and trifling, and is not intent on his + reading, being not only of no use to himself, but also stirring up + others. If such a one (may it not happen) be found, he shall be + reproved once and a second time. If he do not amend, he shall be + subject under the Rule to such punishment that the others may have + fear. Nor shall brother join brother at unsuitable hours. Moreover, + on Sunday all shall engage in reading, excepting those who are + assigned to various duties. But if any one be so negligent and lazy + that he will not or can not read, some task shall be imposed upon + him which he can do, so that he be not idle. On feeble or delicate + brothers such a task or art is to be imposed, that they shall + neither be idle nor so oppressed by the violence of labor as to be + driven to take flight. Their weakness is to be taken into + consideration by the abbot. + + [Sidenote: Hospitality enjoined] + + =53.= _Concerning the reception of guests._ All guests who come + shall be received as though they were Christ. For He Himself said, + "I was a stranger and ye took me in" [Matt. xxv. 35]. And to all + fitting honor shall be shown; but, most of all, to servants of the + faith and to pilgrims. When, therefore, a guest is announced, the + prior or the brothers shall run to meet him, with every token of + love. And first they shall pray together, and thus they shall be + joined together in peace. + + [Sidenote: Power of abbot to dispose of articles sent to the monks] + + =54.= _Whether a monk should be allowed to receive letters or + anything._ By no means shall it be allowed to a monk--either from + his relatives, or from any man, or from one of his fellows--to + receive or to give, without order of the abbot, letters, presents, + or any gift, however small. But even if, by his relatives, anything + has been sent to him, he shall not presume to receive it, unless + it has first been shown to the abbot. But if the latter order it to + be received, it shall be in the power of the abbot to give it to + whomsoever he wishes. And the brother to whom it happened to have + been sent shall not be displeased; that an opportunity be not given + to the devil. Whoever, moreover, presumes to do otherwise shall be + subject to the discipline of the Rule. + + +12. Gregory the Great on the Life of the Pastor + +Gregory the Great, whose papacy extended from 590 to 604, was a Roman +of noble and wealthy family, and in many ways the ablest man who had +yet risen to the papal office. The date of his birth is not recorded, +but it was probably about 540, some ten years after St. Benedict of +Nursia had established his monastery at Monte Cassino. He was +therefore a contemporary of the historian Gregory of Tours [see p. +47]. The education which he received was that which was usual with +young Romans of his rank in life, and it is said that in grammar, +rhetoric, logic, and law he became well versed, though without any +claim to unusual scholarship. He entered public life and in 570 was +made praetor of the city of Rome. All the time, however, he was +struggling with the strange attractiveness which the life of the monk +had for him, and in the end, upon the death of his father, he decided +to forego the career to which his wealth and rank entitled him and to +seek the development of his higher nature in seclusion. With the money +obtained from the sale of his great estates he established six +monasteries in Sicily and that of St. Andrew at Rome. In Gregory's +case, however, retirement to monastic life did not mean oblivion, for +soon he was selected by Pope Pelagius II., as resident minister +(_apocrisiarius_) at Constantinople and in this important position he +was maintained for five or six years. After returning to Rome he +became abbot of St. Andrews, and in 590, as the records say, he was +"demanded" as pope. + +Gregory was a man of very unusual ability and the force of his strong +personality made his reign one of the great formative epochs in papal +history. Besides his activity in relation to the affairs of the world +in general, he has the distinction of being a literary pope. His +letters and treatises were numerous and possessed a quality of thought +and style which was exceedingly rare in his day. The most famous of +his writings, and justly so, is the _Liber Regulae Pastoralis_, known +commonly to English readers as the "Pastoral Care," or the "Pastoral +Rule." This book was written soon after its author became pope (590) +and was addressed to John, bishop of Ravenna, in reply to inquiries +received from him respecting the duties and obligations of the clergy. +Though thus put into form for a special purpose, there can be no doubt +that it was the product of long thought, and in fact in his _Magna +Moralia_, or "Commentary on the Book of Job," written during his +residence at Constantinople, Gregory declared his purpose some day to +write just such a book. Everywhere throughout Europe the work was +received with the favor it deserved, and in Spain, Gaul, and Italy its +influence upon the life and manners of the clergy was beyond estimate. +Even in Britain, after King Alfred's paraphrase of it in the Saxon +tongue had been made, three hundred years later [see p. 193], it was a +real power for good. The permanent value of Gregory's instructions +regarding the life of the clergy arose not only from the lofty spirit +in which they were conceived and the clear-cut manner in which they +were expressed, but from their breadth and adaptation to all times and +places. There are few books which the modern pastor can read with +greater profit. The work is in four parts: (1) on the selection of men +for the work of the Church; (2) on the sort of life the pastor ought +to live; (3) on the best methods of dealing with the various types of +people which every pastor will be likely to encounter; and (4) on the +necessity that the pastor guard himself against egotism and personal +ambition. The passages below are taken from the second and third +parts. + + Source--Gregorius Magnus, _Liber Regulae Pastoralis_ [Gregory + the Great, "The Book of the Pastoral Rule"]. Text in Jacques + Paul Migne, _Patroligiae Cursus Completus_, First Series, Vol. + LXXVII., cols. 12-127 _passim_. Adapted from translation in + Philip Schaff and Henry Wace, _Select Library of Nicene and + Post-Nicene Fathers of the Christian Church_ (New York, 1895), + Second Series, Vol. XII., pp. 9-71 _passim_. + + [Sidenote: The qualities which ought to be united in the + pastor] + + The conduct of a prelate[98] ought so far to be superior to the + conduct of the people as the life of a shepherd is accustomed to + exalt him above the flock. For one whose position is such that the + people are called his flock ought anxiously to consider how great a + necessity is laid upon him to maintain uprightness. It is + necessary, then, that in thought he should be pure, in action firm; + discreet in keeping silence, profitable in speech; a near neighbor + to every one in sympathy, exalted above all in contemplation; a + familiar friend of good livers through humility, unbending against + the vices of evil-doers through zeal for righteousness; not + relaxing in his care for what is inward by reason of being occupied + in outward things, nor neglecting to provide for outward things in + his anxiety for what is inward. + + [Sidenote: Purity of heart essential] + + The ruler should always be pure in thought, inasmuch as no impurity + ought to pollute him who has undertaken the office of wiping away + the stains of pollution in the hearts of others also; for the hand + that would cleanse from dirt must needs be clean, lest, being + itself sordid with clinging mire, it soil all the more whatever it + touches. + + [Sidenote: He must teach by example] + + The ruler should always be a leader in action, that by his living + he may point out the way of life to those who are put under him, + and that the flock, which follows the voice and manners of the + shepherd, may learn how to walk rather through example than through + words. For he who is required by the necessity of his position to + _speak_ the highest things is compelled by the same necessity to + _do_ the highest things. For that voice more readily penetrates the + hearer's heart, which the speaker's life commends, since what he + commands by speaking he helps the doing by showing. + + The ruler should be discreet in keeping silence, profitable in + speech; lest he either utter what ought to be suppressed or + suppress what he ought to utter. For, as incautious speaking leads + into error, so indiscreet silence leaves in error those who might + have been instructed. + + [Sidenote: He must be able to distinguish virtues and vices] + + The ruler ought also to understand how commonly vices pass + themselves off as virtues. For often niggardliness excuses itself + under the name of frugality, and on the other hand extravagance + conceals itself under the name of liberality. Often inordinate + carelessness is believed to be loving-kindness, and unbridled wrath + is accounted the virtue of spiritual zeal. Often hasty action is + taken for promptness, and tardiness for the deliberation of + seriousness. Whence it is necessary for the ruler of souls to + distinguish with vigilant care between virtues and vices, lest + stinginess get possession of his heart while he exults in seeming + frugality in expenditure; or, while anything is recklessly wasted, + he glory in being, as it were, compassionately liberal; or, in + overlooking what he ought to have smitten, he draw on those that + are under him to eternal punishment; or, in mercilessly smiting an + offense, he himself offend more grievously; or, by rashly + anticipating, mar what might have been done properly and gravely; + or, by putting off the merit of a good action, change it to + something worse. + + [Sidenote: No one kind of teaching adapted to all men] + + Since, then, we have shown what manner of man the pastor ought to + be, let us now set forth after what manner he should teach. For, as + long before us Gregory Nazianzen,[99] of reverend memory, has + taught, one and the same exhortation does not suit all, inasmuch as + all are not bound together by similarity of character. For the + things that profit some often hurt others; seeing that also, for + the most part, herbs which nourish some animals are fatal to + others; and the gentle hissing that quiets horses incites whelps; + and the medicine which abates one disease aggravates another; and + the food which invigorates the life of the strong kills little + children. Therefore, according to the quality of the hearers ought + the discourse of teachers to be fashioned, so as to suit all and + each for their several needs, and yet never deviate from the art + of common edification. For what are the intent minds of hearers + but, so to speak, a kind of harp, which the skilful player, in + order to produce a tune possessing harmony, strikes in various + ways? And for this reason the strings render back a melodious + sound, because they are struck indeed with one quill, but not with + one kind of stroke. Whence every teacher also, that he may edify + all in the one virtue of charity, ought to touch the hearts of his + hearers out of one doctrine, but not with one and the same + exhortation. + + [Sidenote: Various classes of hearers to be distinguished] + + Differently to be admonished are these that follow: + + Men and women. + + The poor and the rich. + + The joyful and the sad. + + Prelates and subordinates. + + Servants and masters. + + The wise of this world and the dull. + + The impudent and the bashful. + + The forward and the faint-hearted. + + The impatient and the patient. + + The kindly disposed and the envious. + + The simple and the insincere. + + The whole and the sick. + + Those who fear scourges, and therefore live innocently; and those + who have grown so hard in iniquity as not to be corrected even by + scourges. + + The too silent, and those who spend time in much speaking. + + The slothful and the hasty. + + The meek and the passionate. + + The humble and the haughty. + + The obstinate and the fickle. + + The gluttonous and the abstinent. + + Those who mercifully give of their own, and those who would fain + seize what belongs to others. + + Those who neither seize the things of others nor are bountiful + with their own; and those who both give away the things they have, + and yet cease not to seize the things of others. + + Those who are at variance, and those who are at peace. + + Lovers of strife and peacemakers. + + Those who understand not aright the words of sacred law; and those + who understand them indeed aright, but speak them without humility. + + Those who, though able to preach worthily, are afraid through + excessive humility; and those whom imperfection or age debars from + preaching, and yet rashness impels to it. + + [Sidenote: How the wise and the dull are to be admonished] + + (Admonition 7)[100]. Differently to be admonished are the wise of + this world and the dull. For the wise are to be admonished that + they leave off knowing what they know[101]; the dull also are to be + admonished that they seek to know what they know not. In the former + this thing first, that they think themselves wise, is to be + overcome; in the latter, whatsoever is already known of heavenly + wisdom is to be built up; since, being in no wise proud, they have, + as it were, prepared their hearts for supporting a building. With + those we should labor that they become more wisely foolish[102], + leave foolish wisdom, and learn the wise foolishness of God: to + these we should preach that from what is accounted foolishness + they should pass, as from a nearer neighborhood, to true wisdom. + + [Sidenote: Emphasis on the importance of setting a right example] + + But in the midst of these things we are brought back by the earnest + desire of charity to what we have already said above; that every + preacher should give forth a sound more by his deeds than by his + words, and rather by good living imprint footsteps for men to + follow than by speaking show them the way to walk in. For that + cock, too, whom the Lord in his manner of speech takes to represent + a good preacher, when he is now preparing to crow, first shakes his + wings, and by smiting himself makes himself more awake; since it is + surely necessary that those who give utterance to words of holy + preaching should first be well awake in earnestness of good living, + lest they arouse others with their voice while themselves torpid in + performance; that they should first shake themselves up by lofty + deeds, and then make others solicitous for good living; that they + should first smite themselves with the wings of their thoughts; + that whatsoever in themselves is unprofitably torpid they should + discover by anxious investigation, and correct by strict + self-discipline, and then at length set in order the life of others + by speaking; that they should take heed to punish their own faults + by bewailings, and then denounce what calls for punishment in + others; and that, before they give voice to words of exhortation, + they should proclaim in their deeds all that they are about to + speak. + + +FOOTNOTES: + +[88] John Alzog. _Manual of Universal Church History_ (trans, by F. J. +Pabisch and T. S. Byrne), Cincinnati, 1899, Vol. I., p. 668. + +[89] That is, the passage of Scripture read just before the sermon. + +[90] "See" is a term employed to designate a bishop's jurisdiction. +According to common belief Peter had been bishop of Rome; his see was +therefore that which Leo now held. + +[91] The anniversary of Leo's elevation to the papal office. + +[92] That is, the body of monks residing in the monastery. + +[93] The vow of poverty which must be taken by every Benedictine monk +meant only that he must not acquire property individually. By gifts of +land and by their own labor the monks became in many cases immensely +rich, but their wealth was required to be held in common. No one man +could rightfully call any part of it his own. + +[94] The converse of this principle was often affirmed by Benedictines +in the saying, "To work is to pray." + +[95] The Bible and the writings of such Church fathers as Lactantius, +Tertullian, Origen, St. Augustine, St. Chrysostom, Eusebius, and St. +Jerome. + +[96] The first day of the month. + +[97] Thus the ordinary daily programme during the spring and summer +months would be: from six o'clock until ten, manual labor; from ten +until twelve, reading; at twelve, the midday meal; after this meal +until the second one about half past two, rest and reading; and from +the second meal until evening, labor. Manual labor was principally +agricultural. + +[98] Gregory's remarks and instructions in the _Pastoral Rule_ were +intended to apply primarily to the local priests--the humble pastors +of whom we hear little, but upon whose piety and diligence ultimately +depended the whole influence of the Church upon the masses of the +people. The general principles laid down, however, were applicable to +all the clergy, of whatever rank. + +[99] Gregory, bishop of Nazianzus (in Cappadocia), was a noted +churchman of the fourth century. + +[100] After enumerating quite a number of other contrasted groups in +the foregoing fashion Gregory proceeds in a series of "admonitions" to +take up each pair and tell how persons belonging to it should be dealt +with by the pastor. One of these admonitions is here given as a +specimen. + +[101] Gregory's attitude toward the "learning of the world," +especially the classical languages and literatures, was that of the +typical Christian ascetic. He had no use for it personally and +regarded its influence as positively harmful. It must be said that +there was little such learning in his day, for the old Latin and Greek +culture had now reached a very low stage. Gregory took the ground that +the churches should have learned bishops, but their learning was to +consist exclusively in a knowledge of the Scriptures, the writings of +the Church fathers, and the stories of the martyrs. As a matter of +fact not only were the people generally quite unable to understand the +Latin services of the Church, but great numbers of the clergy +themselves stumbled blindly through the ritual without knowing what +they were saying; and this condition of things prevailed for centuries +after Gregory's day. [See Charlemagne's letter _De Litteris Colendis_, +p. 146.] + +[102] That is, more simple and less self-satisfied in their own +knowledge. + + + + +CHAPTER VII. + +THE RISE OF MOHAMMEDANISM + + +13. Selections from the Koran + +The Koran comprises all of the recorded speeches and sayings of the +prophet Mohammed and it has for nearly fifteen centuries been the +absolute law and gospel of the Mohammedan religion. The teachings and +revelations which are contained in it are believed by Mohammedans to +have proceeded directly from God. They were delivered orally by +Mohammed from time to time in the presence of his followers and until +after the prophet's death in 632 no attempt was made to put them in +organized written form. Many of the disciples, however, remembered the +words their master had uttered, at least until they could inscribe +them on palm leaves, bits of wood, bleached bones, or other such +articles as happened to be at hand. In the reign of Abu-Bekr +(632-634), Mohammed's successor, it became apparent that unless some +measure was adopted to bring these scattered sayings together they +were in a fair way to be lost for all time to come. Hence the caliph +intrusted to a certain young man by the name of Zaid the task of +collecting and putting in some sort of system all the teachings that +had survived, whether in written form or merely in the minds of men. +Zaid had served Mohammed in a capacity which we should designate +perhaps as that of secretary, and so should have been well qualified +for the work. In later years (about 660) the Koran, or "the reading," +as the collection began to be called, was again thoroughly revised. +Thereafter all older copies were destroyed and no farther changes in +any respect were ever made. + +The Koran is made up of one hundred and fourteen chapters, called +_surahs_, arranged loosely in the order of their length, beginning +with the longest. This arrangement does not correspond either to the +dates at which the various passages were uttered by the prophet or to +any sequence of thought and meaning, so that when one takes up the +book to read it as it is ordinarily printed it seems about as confused +as anything can well be. Scholars, however, have recently discovered +the chronological order of the various parts and this knowledge has +already come to be of no little assistance in the work of +interpretation. Like all sacred books, the Koran abounds in +repetitions; yet, taken all in all, it contains not more than +two-thirds as many verses as the New Testament, and, as one writer has +rather curiously observed, it is not more than one-third as lengthy as +the ordinary Sunday edition of the New York _Herald_. The teachings +which are most emphasized are (1) the unity and greatness of God, (2) +the sin of worshipping idols, (3) the certainty of the resurrection of +the body and the last judgment, (4) the necessity of a belief in the +Scriptures as revelations from God communicated through angels to the +line of prophets, (5) the luxuries of heaven and the torments of hell, +(6) the doctrine of predestination, (7) the authoritativeness of +Mohammed's teachings, and (8) the four cardinal obligations of worship +(including purification and prayer), fasting, pilgrimages, and +alms-giving. Intermingled with these are numerous popular legends and +sayings of the Arabs before Mohammed's day, stories from the Old and +New Testaments derived from Jewish and Christian settlers in Arabia, +and certain definite and practical rules of everyday conduct. The book +is not only thus haphazard in subject-matter but it is also very +irregular in interest and elegance. Portions of it abound in splendid +imagery and lofty conceptions, and represent the literary quality of +the Arabian language at its best, though of course this quality is +very largely lost in translation. The later surahs--those which appear +first in the printed copy--are largely argumentative and legislative +in character and naturally fall into a more prosaic and monotonous +strain. From an almost inexhaustible maze of precepts, exhortations, +and revelations, the following widely separated passages have been +selected in the hope that they will serve to show something of the +character of the Koran itself, as well as the nature of some of the +more important Mohammedan beliefs and ideals. It will be found +profitable to make a comparison of Christian beliefs on the same +points as drawn from the New Testament. + + Source--Text in Edward William Lane, _Selections from the + Kur-an_, edited by Stanley Lane-Poole (London, 1879), + _passim_. + + In the name of God, the Compassionate, the Merciful. + + [Sidenote: The opening prayer[103]] + + Praise be to God, the Lord of the Worlds, + The Compassionate, the Merciful, + The King of the day of judgment. + Thee do we worship, and of Thee seek we help. + Guide us in the right way, + The way of those to whom Thou hast been gracious, + Not of those with whom Thou art wroth, nor of the erring.[104] + + Say, He is God, One [God]; + God, the Eternal. + He begetteth not nor is begotten, + And there is none equal unto Him.[105] + + [Sidenote: The "throne verse"] + + God! There is no God but He, the _Ever_-living, the + Ever-Subsisting. Slumber seizeth Him not, nor sleep. To Him + belongeth whatsoever is in the Heavens and whatsoever is in the + Earth. Who is he that shall intercede with Him, unless by His + permission? He knoweth what [hath been] before them and what [shall + be] after them, and they shall not compass aught of His knowledge + save what He willeth. His Throne comprehendeth the Heavens and the + Earth, and the care of them burdeneth Him not. And He is the High, + The Great.[106] + + [Sidenote: The day of resurrection] + + When the earth is shaken with her shaking, + And the earth hath cast forth her dead, + And man shall say, 'What aileth her?' + On that day shall she tell out her tidings, + Because thy Lord hath inspired her, + On that day shall men come one by one to behold their works, + And whosoever shall have wrought an ant's weight of good shall + behold it, + And whosoever shall have wrought an ant's weight of ill shall + behold it. + + [Sidenote: The coming judgment] + + When the heaven shall be cloven asunder, + And when the stars shall be scattered, + And when the seas shall be let loose, + And when the graves shall be turned upside-down,[107] + _Every_ soul shall know what it hath done and left undone. + O man! what hath seduced thee from thy generous Lord, + Who created thee and fashioned thee and disposed thee aright? + In the form which pleased Him hath He fashioned thee. + Nay, but ye treat the Judgment as a lie. + Verily there are watchers over you, + Worthy recorders, + Knowing what ye do. + Verily in delight shall the righteous dwell; + And verily the wicked in Hell [-Fire]; + They shall be burnt at it on the day of doom, + And they shall not be hidden from it. + And what shall teach thee what the Day of Judgment is? + Again: What shall teach thee what is the Day of Judgment? + _It is_ a day when one soul shall be powerless for another soul; + and all on that day shall be in the hands of God. + + [Sidenote: The reward of the righteous] + + When one blast shall be blown on the trumpet, + And the earth shall be raised and the mountains, and be broken to + dust with one breaking, + On that day the Calamity shall come to pass: + And the heavens shall cleave asunder, being frail on that day, + And the angels on the sides thereof; and over them on that day + eight _of the angels_ shall bear the throne of thy Lord. + On that day ye shall be presented _for the reckoning_; none of + your secrets shall be hidden. + And as to him who shall have his book[108] given to him in his + right hand, he shall say, 'Take ye, read my book;' + Verily I was sure I should come to my reckoning. + And his [shall be] a pleasant life + In a lofty garden, + Whose clusters [shall be] near at hand. + 'Eat ye and drink with benefit on account of that which ye paid + beforehand in the past days.' + + [Sidenote: The fate of the wicked] + + But as to him who shall have his book given to him in his left + hand, he shall say, 'O would that I had not had my book given + to me, + Nor known what [was] my reckoning! + O would that _my death_ had been the ending _of me_! + My wealth hath not profited me! + My power is passed from me!' + 'Take him and chain him, + Then cast him into hell to be burnt, + Then in a chain of seventy cubits bind him: + For he believed not in God, the Great, + Nor urged to feed the poor; + Therefore he shall not have here this day a friend, + Nor any food save filth + Which none but the sinners shall eat.' + + [Sidenote: "The preceders"] + + When the Calamity shall come to pass + There shall not be _a soul_ that will deny its happening, + [It will be] an abaser _of some_, an exalter _of others_; + When the earth shall be shaken with a _violent_ shaking, + And the mountains shall be crumbled with a violent crumbling, + And shall become fine dust scattered abroad; + And ye shall be three classes.[109] + And the people of the right hand, what shall be the people of the + right hand! + And the people of the left hand, what the people of the left hand! + And the Preceders, the Preceders![110] + These [shall be] the brought-nigh [unto God] + In the gardens of delight,-- + A crowd of the former generations, + And a few of the latter generations, + Upon inwrought couches, + Reclining thereon, face to face. + Youths ever-young shall go unto them round about + With goblets and ewers and a cup of flowing wine, + Their [heads] shall ache not with it, neither shall they be + drunken; + And with fruits of the [sorts] which they shall choose, + And the flesh of birds of the [kinds] which they shall desire. + And damsels with eyes like pearls laid up + _We will give them_ as a reward for that which they have done. + Therein shall they hear no vain discourse nor accusation of sin, + But [only] the saying, 'Peace! Peace!' + + [Sidenote: The pleasures of paradise] + + And the people of the right hand--what [shall be] the people of + the right hand! + [They shall dwell] among lote-trees without thorns + And bananas loaded with fruit, + And a shade _ever-spread_, + And water _ever_-flowing, + And fruits abundant + Unstayed and unforbidden,[111] + And couches raised.[112] + Verily we have created them[113] by a [peculiar] creation, + And have made them virgins, + Beloved of their husbands, of equal age [with them], + For the people of the right hand, + A crowd of the former generations + And a crowd of the latter generations. + + [Sidenote: The torments of hell] + + And the people of the left hand--what [shall be] the people of + the left hand! + [They shall dwell] amidst burning wind and scalding water, + And a shade of blackest smoke, + Not cool and not grateful. + For before this they were blest with worldly goods, + And they persisted in heinous sin, + And said, 'When we shall have died and become dust and bones, + shall we indeed be raised to life, + And our fathers the former generations?' + Say, verily the former and the latter generations + Shall be gathered together for the appointed time of a known day. + Then ye, O ye erring, belying [people], + Shall surely eat of the tree of Ez-Zakkoom,[114] + And fill therewith [your] stomachs, + And drink thereon boiling water, + And ye shall drink as thirsty camels drink.-- + This [shall be] their entertainment on the day of retribution. + + +FOOTNOTES: + +[103] This prayer of the Mohammedans corresponds in a way to the +Lord's Prayer of Christian peoples. It is recited several times in +each of the five daily prayers, and on numerous other occasions. + +[104] The petition is for guidance in the "right way" of the +Mohammedan, marked out in the Koran. By those with whom God is +"wroth," and by the "erring," is meant primarily the Jews. Mohammed +regarded the Jews and Christians as having corrupted the true +religion. + +[105] "This chapter is held in particular veneration by the +Mohammedans and is declared, by a tradition of their prophet, to be +equal in value to a third part of the whole Koran."--Sale, quoted in +Lane, _Selections from the Kur-an_, p. 5. + +[106] This passage, known as the "throne verse," is regarded by +Mohammedans as one of the most precious in the Koran and is often +recited at the end of the five daily prayers. It is sometimes engraved +on a precious stone or an ornament of gold and worn as an amulet. + +[107] These are all to be signs of the day of judgment. + +[108] The record of his deeds during life on earth. + +[109] The three classes are: (1) the "preceeders," (2) the people of +the right hand, i.e., the good, and (3) the people of the left hand, +i.e., the evil. The future state of each of the three is described in +the lines that follow. + +[110] "Either the first converts to Mohammedanism, or the prophets, +who were the respective leaders of their people, or any persons who +have been eminent examples of piety and virtue, may be here intended. +The original words literally rendered are, _The Leaders, The Leaders_: +which repetition, as some suppose, was designed to express the dignity +of these persons and the certainty of their future glory and +happiness."--Sale, quoted in Wherry, _Comprehensive Commentary on the +Qur-an_, Vol. IV., pp. 109-110. + +[111] The luxuries of paradise--the flowing rivers, the fragrant +flowers, the delicious fruits--are sharply contrasted with the +conditions of desert life most familiar to Mohammed's early converts. +Such a description of the land of the blessed must have appealed +strongly to the imaginative Arabs. It should be said that in the +modern Mohammedan idea of heaven the spiritual element has a rather +more prominent place. + +[112] Lofty beds. + +[113] The "damsels of paradise." + +[114] A scrubby bush bearing fruit like almonds, and extremely bitter. +It was familiar to Arabs and hence was made to stand as a type of the +tree whose fruit the wicked must eat in the lower world. + + + + +CHAPTER VIII. + +THE BEGINNINGS OF THE CAROLINGIAN DYNASTY OF FRANKISH KINGS + + +14. Pepin the Short Takes the Title of King (751) + +During the seventh and eighth centuries the Merovingian line of +Frankish kings degenerated to a condition of weakness both pitiable +and ridiculous. As the royal family became less worthy, the powers of +government gradually slipped from its hands into those of a series of +ministers commonly known by the title of Mayor of the Palace (_Maior +Domus_). The most illustrious of these uncrowned sovereigns was +Charles Martel, the victor over the Saracens near Poitiers, in whose +time the Frankish throne for four years had no occupant at all. Martel +contrived to make his peculiar office hereditary, and at his death in +741 left it to be filled jointly by his two elder sons, Karlmann and +Pepin the Short. They decided that it would be to their interest to +keep up the show of Merovingian royalty a little longer and in 743 +allowed Childeric III. to mount the throne--a weakling destined to be +the last of his family to wear the Frankish crown. Four years later +Karlmann renounced his office and withdrew to the monastery of Monte +Cassino, southeast of Rome, leaving Pepin sole "mayor" and the only +real ruler of the Franks. Before many more years had passed, the utter +uselessness of keeping up a royal line whose members were notoriously +unfit to govern had impressed itself upon the nation to such an extent +that when Pepin proceeded to put young Childeric in a monastery and +take the title of king for himself, nobody offered the slightest +objection. The sanction of the Pope was obtained for the act because +Pepin thought that his course would thus be made to appear less like +an outright usurpation. The Pope's reward came four years later when +Pepin bestowed upon him the lands in northern and central Italy which +eventually constituted, in the main, the so-called States of the +Church. In later times, after the reign of Pepin's famous son +Charlemagne, the new dynasty established by Pepin's elevation to the +throne came to be known as the Carolingian (from _Karolus_, or +Charles). + +The following account of the change from the Merovingian to the +Carolingian line is taken from the so-called _Lesser Annals of +Lorsch_. At the monastery of Lorsch, as at nearly every other such +place in the Middle Ages, records or "annals" of one sort or another +were pretty regularly kept. They were often very inaccurate and their +writers had a curious way of filling up space with matters of little +importance, but sometimes, as in the present instance, we can get from +them some very interesting information. The monastery of Lorsch was +about twelve miles distant from Heidelberg, in southern Germany. + + Source--_Annales Laurissenses Minores_ ["Lesser Annals of + Lorsch"]. Text in _Monumenta Germaniae Historica, Scriptores_ + (Pertz ed.), Vol. I., p. 116. + + In the year 750[115] of the Lord's incarnation Pepin sent + ambassadors to Rome to Pope Zacharias,[116] to inquire concerning + the kings of the Franks who, though they were of the royal line and + were called kings, had no power in the kingdom, except that + charters and privileges were drawn up in their names. They had + absolutely no kingly authority, but did whatever the Major Domus of + the Franks desired.[117] But on the first day of March in the + Campus Martius,[118] according to ancient custom, gifts were + offered to these kings by the people, and the king himself sat in + the royal seat with the army standing round him and the Major Domus + in his presence, and he commanded on that day whatever was decreed + by the Franks; but on all other days thenceforward he remained + quietly at home. Pope Zacharias, therefore, in the exercise of his + apostolic authority, replied to their inquiry that it seemed to him + better and more expedient that the man who held power in the + kingdom should be called king and be king, rather than he who + falsely bore that name. Therefore the aforesaid pope commanded the + king and people of the Franks that Pepin, who was exercising royal + power, should be called king, and should be established on the + throne. This was therefore done by the anointing of the holy + archbishop Boniface in the city of Soissons. Pepin was proclaimed + king, and Childeric, who was falsely called king, was shaved and + sent into a monastery. + + +FOOTNOTES: + +[115] The date is almost certainly wrong. Pepin was first acknowledged +king by the Frankish nobles assembled at Soissons in November, 751. It +was probably in 751 (possibly 752) that Pope Zacharias was consulted. +In 754 Pepin was crowned king by Pope Stephen III., successor of +Zacharias, who journeyed to France especially for the purpose. + +[116] Zacharias was pope from 741 to 752. + +[117] Einhard, the secretary of Charlemagne [see p. 108], in writing a +biography of his master, described the condition of Merovingian +kingship as follows: "All the resources and power of the kingdom had +passed into the control of the prefects of the palace, who were called +the 'mayors of the palace,' and who exercised the supreme authority. +Nothing was left to the king. He had to content himself with his royal +title, his flowing locks, and long beard. Seated in a chair of state, +he was wont to display an appearance of power by receiving foreign +ambassadors on their arrival, and, on their departure, giving them, as +if on his own authority, those answers which he had been taught or +commanded to give. Thus, except for his empty title, and an uncertain +allowance for his sustenance, which the prefect of the palace used to +furnish at his pleasure, there was nothing that the king could call +his own, unless it were the income from a single farm, and that a very +small one, where he made his home, and where such servants as were +needful to wait on him constituted his scanty household. When he went +anywhere he traveled in a wagon drawn by a yoke of oxen, with a rustic +oxherd for charioteer. In this manner he proceeded to the palace, and +to the public assemblies of the people held every year for the +dispatch of the business of the kingdom, and he returned home again in +the same sort of state. The administration of the kingdom, and every +matter which had to be undertaken and carried through, both at home +and abroad, was managed by the mayor of the palace."--Einhard, _Vita +Caroli Magni_, Chap. 1. + +[118] See p. 52, note 1. + + + + +CHAPTER IX. + +THE AGE OF CHARLEMAGNE + + +15. Charlemagne the Man + +Biographical writings make up a not inconsiderable part of mediaeval +literature, but unfortunately the greater portion of them are to be +trusted in only a limited degree by the student of history. Many +biographies, especially the lives of the saints and other noted +Christian leaders, were prepared expressly for the purpose of giving +the world concrete examples of how men ought to live. Their authors, +therefore, were apt to relate only the good deeds of the persons about +whom they wrote, and these were often much exaggerated for the sake of +effect. The people of the time generally were superstitious and easily +appealed to by strange stories and the recital of marvelous events. +They were not critical, and even such of them as were able to read at +all could be made to believe almost anything that the writers of books +cared to say. And since these writers themselves shared in the +superstition and credulousness of the age, naturally such biographies +as were written abounded in tales which anybody to-day would know at a +glance could not be true. To all this Einhard's _Life of Charles the +Great_ stands as a notable exception. It has its inaccuracies, but it +still deserves to be ranked almost in a class of its own as a +trustworthy biographical contribution to our knowledge of the earlier +Middle Ages. + +Einhard (or Eginhard) was a Frank, born about 770 near the Odenwald in +Franconia. After being educated at the monastery of Fulda he was +presented at the Frankish court, some time between 791 and 796, where +he remained twenty years as secretary and companion of the king, and +later emperor, Charlemagne. He was made what practically corresponds +to a modern minister of public works and in that capacity is thought +to have supervised the building of the palace and basilica of the +temple at Aachen, the palace of Ingelheim, the bridge over the Rhine +at Mainz, and many other notable constructions of the king, though +regarding the precise work of this sort which he did there is a +general lack of definite proof. Despite the fact that he was a layman, +he was given charge of a number of abbeys. His last years were spent +at the Benedictine monastery of Seligenstadt, where he died about 840. +There is a legend that Einhard's wife, Emma, was a daughter of +Charlemagne, but this is to be regarded as merely a twelfth-century +invention. + +The _Vita Caroli Magni_ was written as an expression of the author's +gratitude to his royal friend and patron, though it did not appear +until shortly after the latter's death in 814. "It contains the +history of a very great and distinguished man," says Einhard in his +preface, "but there is nothing in it to wonder at, besides his deeds, +except the fact that I, who am a barbarian, and very little versed in +the Roman language, seem to suppose myself capable of writing +gracefully and respectably in Latin." It is considered ordinarily that +Einhard endeavored to imitate the style of the Roman Suetonius, the +biographer of the first twelve Caesars, though in reality his writing +is perhaps superior to that of Suetonius and there are scholars who +hold that if he really followed a classical model at all that model +was Julius Caesar. Aside from the matter of literary style, there can +be no reasonable doubt that the idea of writing a biography of his +master was suggested to Einhard by the biographies of Suetonius, +particularly that of the Emperor Augustus. Despite his limitations, +says Mr. Hodgkin, the fact remains that "almost all our real, +vivifying knowledge of Charles the Great is derived from Einhard, and +that the _Vita Caroli_ is one of the most precious literary bequests +of the early Middle Ages."[119] Certainly few mediaeval writers had so +good an opportunity as did Einhard to know the truth about the persons +and events they undertook to describe. + + Source--Einhard, _Vita Caroli Magni_ ["Life of Charles the + Great"], Chaps. 22-27. Text in _Monumenta Germaniae Historica, + Scriptores_ (Pertz ed.), Vol. II., pp. 455-457. Adapted from + translation by Samuel Epes Turner in "Harper's School + Classics" (New York, 1880), pp. 56-65. + + [Sidenote: Personal appearance] + + =22.= Charles was large and strong, and of lofty stature, though + not excessively tall. The upper part of his head was round, his + eyes very large and animated, nose a little long, hair auburn, and + face laughing and merry. His appearance was always stately and + dignified, whether he was standing or sitting, although his neck + was thick and somewhat short and his abdomen rather prominent. The + symmetry of the rest of his body concealed these defects. His gait + was firm, his whole carriage manly, and his voice clear, but not so + strong as his size led one to expect. His health was excellent, + except during the four years preceding his death, when he was + subject to frequent fevers; toward the end of his life he limped a + little with one foot. Even in his later years he lived rather + according to his own inclinations than the advice of physicians; + the latter indeed he very much disliked, because they wanted him to + give up roasts, to which he was accustomed, and to eat boiled meat + instead. In accordance with the national custom, he took frequent + exercise on horseback and in the chase, in which sports scarcely + any people in the world can equal the Franks. He enjoyed the vapors + from natural warm springs, and often indulged in swimming, in which + he was so skilful that none could surpass him; and hence it was + that he built his palace at Aix-la-Chapelle, and lived there + constantly during his later years....[120] + + [Sidenote: Manner of dress] + + =23.= His custom was to wear the national, that is to say, the + Frankish, dress--next his skin a linen shirt and linen breeches, + and above these a tunic fringed with silk; while hose fastened by + bands covered his lower limbs, and shoes his feet. In winter he + protected his shoulders and chest by a close-fitting coat of otter + or marten skins. Over all he flung a blue cloak, and he always had + a sword girt about him, usually one with a gold or silver hilt and + belt. He sometimes carried a jeweled sword, but only on great + feast-days or at the reception of ambassadors from foreign nations. + He despised foreign costumes, however handsome, and never allowed + himself to be robed in them, except twice in Rome, when he donned + the Roman tunic, chlamys,[121] and shoes; the first time at the + request of Pope Hadrian,[122] the second to gratify Leo, Hadrian's + successor.[123] On great feast-days he made use of embroidered + clothes, and shoes adorned with precious stones; his cloak was + fastened with a golden buckle, and he appeared crowned with a + diadem of gold and gems; but on other days his dress differed + little from that of ordinary people. + + [Sidenote: Every-day life] + + =24.= Charles was temperate in eating, and especially so in + drinking, for he abhorred drunkenness in anybody, much more in + himself and those of his household; but he could not easily abstain + from food, and often complained that fasts injured his health. He + gave entertainments but rarely, only on great feast-days, and then + to large numbers of people. His meals consisted ordinarily of four + courses, not counting the roast, which his huntsmen were accustomed + to bring in on the spit; he was more fond of this than of any other + dish. While at table, he listened to reading or music. The subjects + of the readings were the stories and deeds of olden time. He was + fond, too, of St. Augustine's books, and especially of the one + entitled _The City of God_.[124] He was so moderate in the use of + wine and all sorts of drink that he rarely allowed himself more + than three cups in the course of a meal. In summer, after the + midday meal, he would eat some fruit, drain a single cup, put off + his clothes and shoes, just as he did for the night, and rest for + two or three hours. While he was dressing and putting on his shoes, + he not only gave audience to his friends, but if the Count of the + Palace[125] told him of any suit in which his judgment was + necessary, he had the parties brought before him forthwith, heard + the case, and gave his decision, just as if he were sitting in the + judgment-seat. This was not the only business that he transacted at + this time, but he performed any duty of the day whatever, whether + he had to attend to the matter himself, or to give commands + concerning it to his officers. + + [Sidenote: Education and accomplishments] + + =25.= Charles had the gift of ready and fluent speech, and could + express whatever he had to say with the utmost clearness. He was + not satisfied with ability to use his native language merely, but + gave attention to the study of foreign ones, and in particular was + such a master of Latin that he could speak it as well as his native + tongue; but he could understand Greek better than he could speak + it. He was so eloquent, indeed, that he might have been taken for a + teacher of oratory. He most zealously cherished the liberal arts, + held those who taught them in great esteem, and conferred great + honors upon them. He took lessons in grammar of the deacon Peter of + Pisa, at that time an aged man.[126] Another deacon, Albin of + Britain, surnamed Alcuin, a man of Saxon birth, who was the + greatest scholar of the day, was his teacher in other branches of + learning.[127] The king spent much time and labor with him studying + rhetoric, dialectic, and especially astronomy. He learned to make + calculations, and used to investigate with much curiosity and + intelligence the motions of the heavenly bodies. He also tried to + write, and used to keep tablets and blanks in bed under his pillow, + that at leisure hours he might accustom his hand to form the + letters; however, as he began his efforts late in life, and not at + the proper time, they met with little success. + + [Sidenote: Interest in religion and the Church] + + =26.= He cherished with the greatest fervor and devotion the + principles of the Christian religion, which had been instilled into + him from infancy. Hence it was that he built the beautiful basilica + at Aix-la-Chapelle, which he adorned with gold and silver and + lamps, and with rails and doors of solid brass. He had the columns + and marbles for this structure brought from Rome and Ravenna, for + he could not find such as were suitable elsewhere.[128] He was a + constant worshipper at this church as long as his health permitted, + going morning and evening, even after nightfall, besides attending + mass. He took care that all the services there conducted should be + held in the best possible manner, very often warning the sextons + not to let any improper or unclean thing be brought into the + building, or remain in it. He provided it with a number of sacred + vessels of gold and silver, and with such a quantity of clerical + robes that not even the door-keepers, who filled the humblest + office in the church, were obliged to wear their everyday clothes + when in the performance of their duties. He took great pains to + improve the church reading and singing, for he was well skilled in + both, although he neither read in public nor sang, except in a low + tone and with others. + + [Sidenote: Generosity and charities] + + =27.= He was very active in aiding the poor, and in that open + generosity which the Greeks call alms; so much so, indeed, that he + not only made a point of giving in his own country and his own + kingdom, but when he discovered that there were Christians living + in poverty in Syria, Egypt, and Africa, at Jerusalem, Alexandria, + and Carthage, he had compassion on their wants, and used to send + money over the seas to them. The reason that he earnestly strove to + make friends with the kings beyond seas was that he might get help + and relief to the Christians living under their rule. He cared for + the Church Of St. Peter the Apostle at Rome above all other holy + and sacred places, and heaped high its treasury with a vast wealth + of gold, silver, and precious stones. He sent great and countless + gifts to the popes;[129] and throughout his whole reign the wish + that he had nearest his heart was to re-establish the ancient + authority of the city of Rome under his care and by his influence, + and to defend and protect the Church of St. Peter, and to beautify + and enrich it out of his own store above all other churches. + Nevertheless, although he held it in such veneration, only four + times[130] did he repair to Rome to pay his vows and make his + supplications during the whole forty-seven years that he + reigned.[131] + + +16. The War with the Saxons (772-803) + +When Charlemagne became sole ruler of the Franks, in 771, he found his +kingdom pretty well hemmed in by a belt of kindred, though more or +less hostile, Germanic peoples. The most important of these were the +Visigoths in northern Spain, the Lombards in the Po Valley, the +Bavarians in the region of the upper Danube, and the Saxons between +the Rhine and the Elbe. The policy of the new king, perhaps only dimly +outlined at the beginning of the reign but growing ever more definite +as time went on, was to bring all of these neighboring peoples under +the Frankish dominion, and so to build up a great state which should +include the whole Germanic race of western and northern continental +Europe. Most of the king's time during the first thirty years, or +two-thirds, of the reign was devoted to this stupendous task. The +first great step was taken in the conquest of the Lombards in 774, +after which Charlemagne assumed the title of King of the Lombards. In +787 Bavaria was annexed to the Frankish kingdom, the settlement in +this case being in the nature of a complete absorption rather than a +mere personal union such as followed the Lombard conquest. The next +year an expedition across the Pyrenees resulted in the annexation of +the Spanish March--a region in which the Visigoths had managed to +maintain some degree of independence against the Saracens. In all +these directions little fighting was necessary and for one reason or +another the sovereignty of the Frankish king was recognized without +much delay or resistance. + +The problem of reducing the Saxons was, however, a very different one. +The Saxons of Charlemagne's day were a people of purest Germanic stock +dwelling in the land along the Rhine, Ems, Weser, and Elbe, and inland +as far as the low mountains of Hesse and Thuringia--the regions which +now bear the names of Hanover, Brunswick, Oldenburg, and Westphalia. +The Saxons, influenced as yet scarcely at all by contact with the +Romans, retained substantially the manner of life described seven +centuries earlier by Tacitus in the _Germania_. They lived in small +villages, had only the loosest sort of government, and clung +tenaciously to the warlike mythology of their ancestors. Before +Charlemagne's time they had engaged in frequent border wars with the +Franks and had shown capacity for making very obstinate resistance. +And when Charlemagne himself undertook to subdue them he entered upon +a task which kept him busy much of the time for over thirty years, +that is, from 772 to 803. In all not fewer than eighteen distinct +campaigns were made into the enemy's territory. The ordinary course +of events was that Charlemagne would lead his army across the Rhine in +the spring, the Saxons would make some little resistance and then +disperse or withdraw toward the Baltic, and the Franks would leave a +garrison and return home for the winter. As soon as the enemy's back +was turned the Saxons would rally, expel or massacre the garrison, and +assert their complete independence of Frankish authority. The next +year the whole thing would have to be done over again. There were not +more than two great battles in the entire contest; the war consisted +rather of a monotonous series of "military parades," apparent +submissions, revolts, and re-submissions. As Professor Emerton puts +it, "From the year 772 to 803, a period of over thirty years, this war +was always on the programme of the Frankish policy, now resting for a +few years, and now breaking out with increased fury, until finally the +Saxon people, worn out with the long struggle against a superior foe, +gave it up and became a part of the Frankish Empire."[132] + +It is to be regretted that we have no Saxon account of the great +contest except the well-meant, but very inadequate, history by +Widukind, a monk of Corbie, written about the middle of the tenth +century. However, the following passage from Einhard, the secretary +and biographer of Charlemagne, doubtless describes with fair accuracy +the conditions and character of the struggle. A few of the writer's +strongest statements regarding Saxon perfidy should be accepted only +with some allowance for Frankish prejudice. + + Source--Einhard, _Vita Caroli Magni_, Chap. 7. Text in + _Monumenta Germaniae Historica, Scriptores_ (Pertz ed.), Vol. + II., pp. 446-447. Adapted from translation by Samuel Epes + Turner in "Harper's School Classics" (New York, 1880), pp. + 26-28. + + [Sidenote: Lack of a natural frontier] + + No war ever undertaken by the Frankish nation was carried on with + such persistence and bitterness, or cost so much labor, because the + Saxons, like almost all the tribes of Germany, were a fierce + people, given to the worship of devils and hostile to our religion, + and did not consider it dishonorable to transgress and violate all + law, human and divine. Then there were peculiar circumstances that + tended to cause a breach of peace every day. Except in a few + places, where large forests or mountain-ridges intervened and made + the boundaries certain, the line between ourselves and the Saxons + passed almost in its whole extent through an open country, so that + there was no end to the murders, thefts, and arsons on both sides. + In this way the Franks became so embittered that they at last + resolved to make reprisals no longer, but to come to open war with + the Saxons. + + [Sidenote: Faithlessness of the Saxons] + + [Sidenote: Charlemagne's settlement of Saxons in Gaul and Germany] + + [Sidenote: The terms of peace] + + Accordingly, war was begun against them, and was waged for + thirty-three successive years[133] with great fury; more, however, + to the disadvantage of the Saxons than of the Franks. It could + doubtless have been brought to an end sooner, had it not been for + the faithlessness of the Saxons. It is hard to say how often they + were conquered, and, humbly submitting to the king, promised to do + what was enjoined upon them, gave without hesitation the required + hostages, and received the officers sent them from the king. They + were sometimes so much weakened and reduced that they promised to + renounce the worship of devils and to adopt Christianity; but they + were no less ready to violate these terms than prompt to accept + them, so that it is impossible to tell which came easier to them to + do; scarcely a year passed from the beginning of the war without + such changes on their part. But the king did not suffer his high + purpose and steadfastness--firm alike in good and evil fortune--to + be wearied by any fickleness on their part, or to be turned from + the task that he had undertaken; on the contrary, he never allowed + their faithless behavior to go unpunished, but either took the + field against them in person, or sent his counts with an army to + wreak vengeance and exact righteous satisfaction.[134] At last, + after conquering and subduing all who had offered resistance, he + took ten thousand of those who lived on the banks of the Elbe, and + settled them, with their wives and children, in many different + bodies here and there in Gaul and Germany. The war that had lasted + so many years was at length ended by their acceding to the terms + offered by the king; which were renunciation of their national + religious customs and the worship of devils, acceptance of the + sacraments of the Christian religion,[135] and union with the + Franks to form one people. + + +17. The Capitulary Concerning the Saxon Territory (cir. 780) + +Just as the Saxons were the most formidable of Charlemagne's foes to +meet and defeat in open battle, so were they the most difficult to +maintain in anything like orderly allegiance after they had been +tentatively conquered. This was true in part because of their untamed, +freedom-loving character, but also in no small measure because of the +thoroughgoing revolution which the Frankish king sought to work in +their conditions of life, and especially in their religion. Before the +Saxon war was far advanced it had very clearly assumed the character +of a crusade of the Christian Franks against the "pagans of the +north." And when the Saxon had been brought to give sullen promise of +submission, it was his dearest possession--his fierce, heroic +mythology--that was first to be swept away. By the stern decree of the +conqueror Woden and Thor and Freya must go. In their stead was to be +set up the Christian religion with its churches, its priests, its +fastings, its ceremonial observances. Death was to be the penalty for +eating meat during Lent, if done "out of contempt for Christianity," +and death also for "causing the body of a dead man to be burned in +accordance with pagan rites." Even for merely scorning "to come to +baptism," or "wishing to remain a pagan," a man was to forfeit his +life. The selections which follow are taken from the capitulary _De +Partibus Saxoniae_, which was issued by Charlemagne probably at the +Frankish assembly held at Paderborn in 780. If this date is correct +(and it cannot be far wrong) the regulations embodied in the +capitulary were established for the Saxon territories when there +perhaps seemed to be a good prospect of peace but when, as later +events showed, there yet remained twenty-three years of war before the +final subjugation. From the beginning of the struggle the Church had +been busy setting up new centers of influence--some abbeys and +especially the great bishoprics of Bremen, Minden, Paderborn, Verden, +Osnabrueck, and Halberstadt--among the Saxon pagans, and the primary +object of Charlemagne in this capitulary was to give to these +ecclesiastical foundations the task of civilizing the country and to +protect them, together with his counts or governing agents, while they +should be engaged in this work. The severity of the Saxon war was +responsible for the unusually stringent character of this body of +regulations. In 797, at a great assembly at Aix-la-Chapelle, another +capitulary for the Saxons was issued, known as the _Capitulum +Saxonicum_, and in this the harsh features of the earlier capitulary +were considerably relaxed. By 797 the resistance of the Saxons was +pretty well broken, and it had become Charlemagne's policy to give his +conquered subjects a government as nearly as possible like that the +Franks themselves enjoyed. The chief importance of Charlemagne's +conquests toward the east lies in the fact that by them broad +stretches of German territory were brought for the first time within +the pale of civilization. + +These capitularies, like the hundreds of others that were issued by +the various kings of the Franks, were edicts or decrees drawn up under +the king's direction, discussed and adopted in the assembly of the +people, and published in the local districts of the kingdom by the +counts and bishops. They were of a less permanent and fixed character +than the so-called "leges," or laws established by long usage and +custom. + + Source--Text in _Monumenta Germaniae Historica, Leges_ + (Boretius ed.), Vol. I., No. 26, pp. 68-70. Translated by Dana + C. Munro in _University of Pennsylvania Translations and + Reprints_, Vol. VI., No. 5, pp. 2-5. + + First, concerning the greater chapters it has been enacted:[136] + + It is pleasing to all that the churches of Christ, which are now + being built in Saxony and consecrated to God, should not have less, + but greater and more illustrious honor than the shrines of the + idols have had. + + [Sidenote: The churches as a place of refuge] + + =2.= If any one shall have fled to a church for refuge, let no one + presume to expel him from the church by violence, but he shall be + left in peace until he shall be brought to the judicial assemblage; + and on account of the honor due to God and the saints, and the + reverence due to the church itself, let his life and all his + members be granted to him. Moreover, let him plead his cause as + best he can and he shall be judged; and so let him be led to the + presence of the lord king, and the latter shall send him where it + shall seem fitting to his clemency. + + =3.= If any one shall have entered a church by violence and shall + have carried off anything in it by force or theft, or shall have + burned the church itself, let him be punished by death.[137] + + [Sidenote: Offenses against the Church] + + =4.= If any one, out of contempt for Christianity, shall have + despised the holy Lenten feast and shall have eaten flesh, let him + be punished by death. But, nevertheless, let it be taken into + consideration by a priest, lest perchance any one from necessity + has been led to eat flesh.[138] + + =5.= If any one shall have killed a bishop or priest or deacon let + him likewise be punished capitally. + + =6.= If any one, deceived by the devil, shall have believed, after + the manner of the pagans, that any man or woman is a witch and eats + men, and on this account shall have burned the person, or shall + have given the person's flesh to others to eat, or shall have eaten + it himself, let him be punished by a capital sentence. + + =7.= If any one, in accordance with pagan rites, shall have caused + the body of a dead man to be burned, and shall have reduced his + bones to ashes, let him be punished capitally. + + [Sidenote: Refusal to be baptized] + + =8.= If any one of the race of the Saxons hereafter, concealed + among them, shall have wished to hide himself unbaptized, and shall + have scorned to come to baptism, and shall have wished to remain a + pagan, let him be punished by death. + + =9.= If any one shall have sacrificed a man to the devil, and, + after the manner of the pagans, shall have presented him as a + victim to the demons, let him be punished by death. + + [Sidenote: Conspiracy against Christians] + + =10.= If any one shall have formed a conspiracy with the pagans + against the Christians, or shall have wished to join with them in + opposition to the Christians, let him be punished by death; and + whosoever shall have consented fraudulently to this same against + the king and the Christian people, let him be punished by death. + + =11.= If any one shall have shown himself unfaithful to the lord + king, let him be punished with a capital sentence. + + =13.= If any one shall have killed his lord or lady, let him be + punished in a like manner. + + =14.= If, indeed, for these mortal crimes secretly committed any + one shall have fled of his own accord to a priest, and after + confession shall have wished to do penance, let him be freed by the + testimony of the priest from death....[139] + + [Sidenote: Observance of the Sabbath and of festival days] + + =18.= On the Lord's day no meetings or public judicial assemblages + shall be held, unless perchance in a case of great necessity, or + when war compels it, but all shall go to church to hear the word of + God, and shall be free for prayers or good works. Likewise, also, + on the special festivals they shall devote themselves to God and to + the services of the Church, and shall refrain from secular + assemblies. + + [Sidenote: Baptism of infants] + + =19.= Likewise, it has been pleasing to insert in these decrees + that all infants shall be baptized within a year; and we have + decreed this, that if any one shall have refused to bring his + infant to baptism within the course of a year, without the advice + or permission of the priest, if he is a noble he shall pay 120 + _solidi_[140] to the treasury; if a freeman, 60; if a _litus_, + 30.[141] + + =20.= If any one shall have contracted a prohibited or illegal + marriage, if a noble, 60 _solidi_; if a freeman, 30; if a _litus_, + 15. + + [Sidenote: Keeping up heathen rites] + + =21.= If any one shall have made a vow at springs or trees or + groves,[142] or shall have made an offering after the manner of the + heathen and shall have partaken of a repast in honor of the demons, + if he shall be a noble, 60 _solidi_; if a freeman, 30; if a + _litus_, 15. If, indeed, they have not the means of paying at once, + they shall be given into the service of the Church until the + _solidi_ are paid. + + =22.= We command that the bodies of Saxon Christians shall be + carried to the church cemeteries, and not to the mounds of the + pagans. + + =23.= We have ordered that diviners and soothsayers shall be handed + over to the churches and priests. + + [Sidenote: Fugitive criminals] + + =24.= Concerning robbers and malefactors who shall have fled from + one county to another, if any one shall receive them into his + protection and shall keep them with him for seven nights,[143] + except for the purpose of bringing them to justice, let him pay our + ban.[144] Likewise, if a count[145] shall have concealed them, and + shall be unwilling to bring them forward so that justice may be + done, and is not able to excuse himself for this, let him lose his + office. + + =26.= No one shall presume to impede any man coming to us to seek + justice; and if anyone shall have attempted to do this, he shall + pay our ban. + + [Sidenote: Public assemblies] + + =34.= We have forbidden that Saxons shall hold public assemblies in + general, unless perchance our _missus_[146] shall have caused them + to come together in accordance with our command; but each count + shall hold judicial assemblies and administer justice in his + jurisdiction. And this shall be cared for by the priests, lest it + be done otherwise.[147] + + +18. The Capitulary Concerning the Royal Domains (cir. 800) + +The revenues which came into Charlemagne's treasury were derived +chiefly from his royal domains. There was no system of general +taxation, such as modern nations maintain, and the funds realized from +gifts, fines, rents, booty, and tribute money, were quite insufficient +to meet the needs of the court, modest though they were. Charlemagne's +interest in his villas, or private farms, was due therefore not less +to his financial dependence upon them than to his personal liking for +thrifty agriculture and thoroughgoing administration. The royal +domains of the Frankish kingdom, already extensive at Charlemagne's +accession, were considerably increased during his reign. It has been +well said that Charlemagne was doubtless the greatest landed +proprietor of the realm and that he "supervised the administration of +these lands as a sovereign who knows that his power rests partly on +his riches."[148] He gave the closest personal attention to his +estates and was always watchful lest he be defrauded out of even the +smallest portion of their products which was due him. The capitulary +_De Villis_, from which the following passages have been selected, is +a lengthy document in which Charlemagne sought to prescribe clearly +and minutely the manifold duties of the stewards in charge of these +estates. We may regard it, however, as in the nature of an ideal +catalogue of what the king would like to have on his domains rather +than as a definite statement of what was always actually to be found +there. From it may be gleaned many interesting facts regarding rural +life in western Europe during the eighth and ninth centuries. Its date +is uncertain, but it was about 800--possibly somewhat earlier. + + Source--Text in _Monumenta Germaniae Historica, Leges_ + (Boretius ed.), Vol. I., No. 32, pp. 82-91. Translated by + Roland P. Falkner in _Univ. of Pa. Translations and Reprints_, + Vol. III., No. 2, pp. 2-4. + + [Sidenote: Report to be made to the king by his stewards each + Christmas-tide] + + =62.=[149] We desire that each steward shall make an annual + statement of all our income, with an account of our lands + cultivated by the oxen which our plowmen drive, and of our lands + which the tenants of farms ought to plow;[150] an account of the + pigs, of the rents,[151] of the obligations and fines; of the game + taken in our forests without our permission; of the various + compositions;[152] of the mills, of the forest, of the fields, and + of the bridges and ships; of the freemen and the districts under + obligations to our treasury; of markets, vineyards, and those who + owe wine to us; of the hay, fire-wood, torches, planks, and other + kinds of lumber; of the waste-lands; of the vegetables, millet, and + panic;[153] and of the wool, flax, and hemp; of the fruits of the + trees; of the nut trees, larger and smaller; of the grafted trees + of all kinds; of the gardens; of the turnips; of the fish-ponds; of + the hides, skins, and horns; of the honey and wax; of the fat, + tallow and soap; of the mulberry wine, cooked wine, mead, vinegar, + beer, wine new and old; of the new grain and the old; of the hens + and eggs; of the geese; of the number of fishermen, smiths, + sword-makers, and shoe-makers; of the bins and boxes; of the + turners and saddlers; of the forges and mines, that is iron and + other mines; of the lead mines; of the colts and fillies. They + shall make all these known to us, set forth separately and in + order, at Christmas, in order that we may know what and how much of + each thing we have. + + [Sidenote: Domestic animals] + + =23.= On each of our estates our stewards are to have as many + cow-houses, pig-sties, sheep-folds, stables for goats, as possible, + and they ought never to be without these. And let them have in + addition cows furnished by our serfs[154] for performing their + service, so that the cow-houses and plows shall be in no way + diminished by the service on our demesne. And when they have to + provide meat, let them have steers lame, but healthy, and cows and + horses which are not mangy, or other beasts which are not diseased + and, as we have said, our cow-houses and plows are not to be + diminished for this. + + [Sidenote: Cleanliness enjoined] + + =34.= They must provide with the greatest care that whatever is + prepared or made with the hands, that is, lard, smoked meat, salt + meat, partially salted meat, wine, vinegar, mulberry wine, cooked + wine, _garns_,[155] mustard, cheese, butter, malt, beer, mead, + honey, wax, flour, all should be prepared and made with the + greatest cleanliness. + + =40.= That each steward on each of our domains shall always have, + for the sake of ornament, swans, peacocks, pheasants, ducks, + pigeons, partridges, turtle-doves. + + [Sidenote: Household furniture] + + =42.= That in each of our estates, the chambers shall be provided + with counterpanes, cushions, pillows, bed-clothes, coverings for + the tables and benches; vessels of brass, lead, iron and wood; + andirons, chains, pot-hooks, adzes, axes, augers, cutlasses, and + all other kinds of tools, so that it shall never be necessary to go + elsewhere for them, or to borrow them. And the weapons, which are + carried against the enemy, shall be well-cared for, so as to keep + them in good condition; and when they are brought back they shall + be placed in the chamber. + + =43.= For our women's work they are to give at the proper time, as + has been ordered, the materials, that is the linen, wool, + woad,[156] vermilion, madder,[157] wool-combs, teasels,[158] soap, + grease, vessels, and the other objects which are necessary. + + [Sidenote: Supplies to be furnished the king] + + =44.= Of the food products other than meat, two-thirds shall be + sent each year for our own use, that is of the vegetables, fish, + cheese, butter, honey, mustard, vinegar, millet, panic, dried and + green herbs, radishes, and in addition of the wax, soap and other + small products; and they shall tell us how much is left by a + statement, as we have said above; and they shall not neglect this + as in the past; because from those two-thirds, we wish to know how + much remains. + + [Sidenote: Workmen on the estates] + + =45.= That each steward shall have in his district good workmen, + namely, blacksmiths, gold-smith, silver-smith, shoe-makers, + turners, carpenters, sword-makers, fishermen, foilers, soap-makers, + men who know how to make beer, cider, berry, and all the other + kinds of beverages, bakers to make pastry for our table, net-makers + who know how to make nets for hunting, fishing and fowling, and the + others who are too numerous to be designated. + + +19. An Inventory of One of Charlemagne's Estates + +In the following inventory we have a specimen of the annual statements +required by Charlemagne from the stewards on his royal domains. The +location of Asnapium is unknown, but it is evident that this estate +was one of the smaller sort. Like all the rest, it was liable +occasionally to become the temporary abiding place of the king. The +detailed character of the inventory is worthy of note, as is also the +number of industries which must have been engaged in by the +inhabitants of the estate and its dependent villas. + + Source--Text in _Monumenta Germaniae Historica, Leges_ (Pertz + ed.), Vol. I., pp. 178-179. + + [Sidenote: Buildings on the estate of Asnapium] + + We found in the imperial estate of Asnapium a royal house built of + stone in the very best manner, having 3 rooms. The entire house was + surrounded with balconies and it had 11 apartments for women. + Underneath was 1 cellar. There were 2 porticoes. There were 17 + other houses built of wood within the court-yard, with a similar + number of rooms and other fixtures, all well constructed. There was + 1 stable, 1 kitchen, 1 mill, 1 granary, and 3 barns. + + The yard was enclosed with a hedge and a stone gateway, and above + was a balcony from which distributions can be made. There was also + an inner yard, surrounded by a hedge, well arranged, and planted + with various kinds of trees. + + Of vestments: coverings for 1 bed, 1 table-cloth, and 1 towel. + + Of utensils: 2 brass kettles; 2 drinking cups; 2 brass cauldrons; 1 + iron cauldron; 1 frying-pan; 1 gramalmin; 1 pair of andirons; 1 + lamp; 2 hatchets; 1 chisel; 2 augers; 1 axe; 1 knife; 1 large + plane; 1 small plane; 2 scythes; 2 sickles; 2 spades edged with + iron; and a sufficient supply of utensils of wood. + + [Sidenote: Supplies of various sorts] + + Of farm produce: old spelt[159] from last year, 90 baskets which + can be made into 450 weight[160] of flour; and 100 measures[161] of + barley. From the present year, 110 baskets of spelt, of which 60 + baskets had been planted, but the rest we found; 100 measures of + wheat, 60 sown, the rest we found; 98 measures of rye all sown; + 1,800 measures of barley, 1,100 sown, the rest we found; 430 + measures of oats; 1 measure of beans; 12 measures of peas. At 5 + mills were found 800 measures of small size. At 4 breweries, 650 + measures of small size, 240 given to the prebendaries,[162] the + rest we found. At 2 bridges, 60 measures of salt and 2 shillings. + At 4 gardens, 11 shillings. Also honey, 3 measures; about 1 measure + of butter; lard, from last year 10 sides; new sides, 200, with + fragments and fats; cheese from the present year, 43 weights. + + [Sidenote: Kinds and number of animals] + + Of cattle: 51 head of larger cattle; 5 three-year olds; 7 two-year + olds; 7 yearlings; 10 two-year old colts; 8 yearlings; 3 + stallions; 16 cows; 2 asses; 50 cows with calves; 20 young bulls; + 38 yearling calves; 3 bulls; 260 hogs; 100 pigs; 5 boars; 150 sheep + with lambs; 200 yearling lambs; 120 rams; 30 goats with kids; 30 + yearling kids; 3 male goats; 30 geese; 80 chickens; 22 peacocks. + + Also concerning the manors[163] which belong to the above mansion. + In the villa of Grisio we found domain buildings, where there are 3 + barns and a yard enclosed by a hedge. There were, besides, 1 garden + with trees, 10 geese, 8 ducks, 30 chickens. + + In another villa we found domain buildings and a yard surrounded by + a hedge, and within 3 barns; 1 arpent[164] of vines; 1 garden with + trees; 15 geese; 20 chickens. + + In a third villa, domain buildings, with 2 barns; 1 granary; 1 + garden and 1 yard well enclosed by a hedge. + + We found all the dry and liquid measures just as in the palace. We + did not find any goldsmiths, silversmiths, blacksmiths, huntsmen, + or persons engaged in other services. + + [Sidenote: Vegetables and trees] + + The garden herbs which we found were lily, putchuck,[165] mint, + parsley, rue, celery, libesticum, sage, savory, juniper, leeks, + garlic, tansy, wild mint, coriander, scullions, onions, cabbage, + kohlrabi,[166] betony.[167] Trees: pears, apples, medlars, peaches, + filberts, walnuts, mulberries, quinces.[168] + + +20. Charlemagne Crowned Emperor (800) + +The occasion of Charlemagne's presence in Rome in 800 was a conflict +between Pope Leo III. and a faction of the populace led by two nephews +of the preceding pope, Hadrian I. It seems that in 799 Leo had been +practically driven out of the papal capital and imprisoned in a +neighboring monastery, but that through the planning of a subordinate +official he had soon contrived to escape. At any rate he got out of +Italy as speedily as he could and made his way across the Alps to seek +aid at the court of Charlemagne. The Frankish king was still busy with +the Saxon war and did not allow the prospect of a papal visit to +interfere with his intended campaign; but at Paderborn, in the very +heart of the Saxon country, where he could personally direct the +operations of his troops, he established his headquarters and awaited +the coming of the refugee pope. The meeting of the two dignitaries +resulted in a pledge of the king once more to take up the burden of +defending the Roman Church and the Vicar of Christ, this time not +against outside foes but against internal disturbers. After about a +year Charlemagne repaired to Rome and called upon the Pope and his +adversaries to appear before him for judgment. When the leaders of the +hostile faction refused to comply, they were summarily condemned to +death, though it is said that through the generous advice of Leo they +were afterwards released on a sentence of exile. During the ceremonies +which followed in celebration of Christmas occurred the famous +coronation which is described in the two passages given below. + +Although the coronation has been regarded as so important as to have +been called "the central event of the Middle Ages,"[169] it is by no +means an easy task to determine precisely what significance it was +thought to have at the time. We can look back upon it now and see +that it marked the beginning of the so-called "Holy Roman Empire"--a +creation that endured in _fact_ only a very short time but whose name +and theory survived all the way down to Napoleon's reorganization of +the German states in 1806. One view of the matter is that +Charlemagne's coronation meant that a Frankish king had become the +successor of Emperor Constantine VI., just deposed at Constantinople, +and that therefore the universal Roman Empire was again to be ruled +from a western capital as it had been before the time of the first +Constantine. It will be observed that extract (a), taken from the +Annals of Lauresheim, and therefore of German origin, at least +suggests this explanation. But, whether or not precisely this idea was +in the mind of those who took part in the ceremony, in actual fact no +such transfer of universal sovereignty from Constantinople to the +Frankish capital ever took place. The Eastern Empire lived right on +under its own line of rulers and, so far as we know, aside from some +rather vague negotiations for a marriage of Charlemagne and the +Empress Irene, the new western Emperor seems never to have +contemplated the extension of his authority over the East. His great +aspiration had been to consolidate all the Germanic peoples of western +continental Europe under the leadership of the Franks; that, by 800, +he had practically done; he had no desire to go farther. His dominion +was always limited strictly to the West, and at the most he can be +regarded after 800 as not more than the reviver of the old western +half of the Empire, and hence as the successor of Romulus Augustulus. +But even this view is perhaps somewhat strained. The chroniclers of +the time liked to set up fine theories of the sort, and later it came +to be to the interest of papal and imperial rivals to make large use, +in one way or another, of such theories. But we to-day may look upon +the coronation as nothing more than a formal recognition of a +condition of things already existing. By his numerous conquests +Charlemagne had drawn under his control such a number of peoples and +countries that his position had come to be that which we think of as +an emperor's rather than that of simple king of the Franks. The Pope +did not give Charlemagne his empire; the energetic king had built it +for himself. At the most, what Leo did was simply to bestow a title +already earned and to give with it presumably the blessing and favor +of the Church, whose devoted servant Charlemagne repeatedly professed +to be. That the idea of imperial unity still survived in the West is +certain, and without doubt many men looked upon the ceremony of 800 as +re-establishing such unity; but as events worked out it was not so +much Charlemagne's empire as the papacy itself that was the real +continuation of the power of the Caesars. Conditions had so changed +that it was impossible in the nature of things for Charlemagne to be a +Roman emperor in the old sense. The coronation gave him a new title +and new prestige, but no new subjects, no larger army, no more +princely income. The basis of his power continued to be, in every +sense, his Frankish kingdom. The structural element in the revived +empire was Frankish; the Roman was merely ornamental. + + Sources--(a) _Annales Laureshamensis_ ["Annals of + Lauresheim"], Chap. 34. Text in _Monumenta Germaniae Historica, + Scriptores_ (Pertz ed.), Vol. I., p. 38. + + (b) _Vitae Pontificorum Romanorum_ ["Lives of the Roman + Pontiffs"]. Text in Muratori, _Rerum Italicarum Scriptores_, + Vol. III., pp. 284-285. + + (a) + + And because the name of emperor had now ceased among the Greeks, + and their empire was possessed by a woman,[170] it seemed both to + Leo the pope himself, and to all the holy fathers who were present + in the self-same council,[171] as well as to the rest of the + Christian people, that they ought to take to be emperor Charles, + king of the Franks, who held Rome herself, where the Caesars had + always been wont to sit, and all the other regions which he ruled + through Italy and Gaul and Germany; and inasmuch as God had given + all these lands into his hand, it seemed right that with the help + of God, and at the prayer of the whole Christian people, he should + have the name of emperor also. [The Pope's] petition King Charles + willed not to refuse,[172] but submitting himself with all humility + to God, and at the prayer of the priests, and of the whole + Christian people, on the day of the nativity of our Lord Jesus + Christ, he took on himself the name of emperor, being consecrated + by the Pope Leo.... For this also was done by the will of God ... + that the heathen might not mock the Christians if the name of + emperor should have ceased among them. + + (b) + + After these things, on the day of the birth of our Lord Jesus + Christ, when all the people were assembled in the Church of the + blessed St. Peter,[173] the venerable and gracious Pope with his + own hands crowned him [Charlemagne] with an exceedingly precious + crown. Then all the faithful Romans, beholding the choice of such a + friend and defender of the holy Roman Church, and of the pontiff, + did by the will of God and of the blessed Peter, the key-bearer of + the heavenly kingdom, cry with a loud voice, "To Charles, the most + pious Augustus, crowned of God, the great and peace-giving Emperor, + be life and victory." While he, before the altar of the church, was + calling upon many of the saints, it was proclaimed three times, and + by the common voice of all he was chosen to be emperor of the + Romans. Then the most holy high priest and pontiff anointed Charles + with holy oil, and also his most excellent son to be king,[174] + upon the very day of the birth of our Lord Jesus Christ. + + +21. The General Capitulary for the Missi (802) + +Throughout the larger part of Charlemagne's dominion the chief local +unit of administration was the county, presided over by the count. The +count was appointed by the Emperor, generally from among the most +important landed proprietors of the district. His duties included the +levy of troops, the publication of the royal decrees or capitularies, +the administration of justice, and the collection of revenues. On the +frontiers, where the need of defense was greatest, these local +officers exercised military functions of a special character and were +commonly known as "counts of the march," or dukes, or sometimes as +margraves. In order that these royal officials, in whatever part of +the country, might not abuse their authority as against their +fellow-subjects, or engage in plots against the unity of the empire, +Charlemagne devised a plan of sending out at stated intervals men who +were known as _missi dominici_ ("the lord's messengers") to visit the +various counties, hear complaints of the people, inquire into the +administration of the counts, and report conditions to the Emperor. +They were to serve as connecting links between the central and local +governments and as safeguards against the ever powerful forces of +disintegration. Such itinerant royal agents had not been unknown in +Merovingian times, and they had probably been made use of pretty +frequently by Charles Martel and Pepin the Short. But it was +Charlemagne who reduced the employment of _missi_ to a system and made +it a fixed part of the governmental machinery of the Frankish kingdom. +This he did mainly by the _Capitulare Missorum Generale_, promulgated +early in 802 at an assembly at the favorite capital Aix-la-Chapelle. +The whole empire was divided into districts, or _missaticae_, and each +of these was to be visited annually by two of the _missi_. A churchman +and a layman were usually sent out together, probably because they +were to have jurisdiction over both the clergy and the laity, and also +that they might restrain each other from injustice or other +misconduct. They were appointed by the Emperor, at first from his +lower order of vassals, but after a time from the leading bishops, +abbots, and nobles of the empire. They were given power to depose +minor officials for misdemeanors, and to summon higher ones before the +Emperor. By 812, at least, they were required to make four rounds of +inspection each year. + +In the capitulary for the _missi_ Charlemagne took occasion to include +a considerable number of regulations and instructions regarding the +general character of the local governments, the conduct of local +officers, the manner of life of the clergy, the management of the +monasteries, and other things of vital importance to the strength of +the empire and the well-being of the people. The capitulary may be +regarded as a broad outline of policy and conduct which its author, +lately become emperor, wished to see realized throughout his vast +dominion. + + Source--Text in _Monumenta Germaniae Historica, Leges_ + (Boretius ed.), Vol. I., No. 33, pp. 91-99. Translated by Dana + C. Munro in _Univ. of Pa. Translations and Reprints_, Vol. + VI., No. 5, pp. 16-27. + + [Sidenote: The missi sent out] + + =1.= Concerning the embassy sent out by the lord emperor. + + Therefore, the most serene and most Christian lord emperor Charles + has chosen from his nobles the wisest and most prudent men, both + archbishops and some of the other bishops also, and venerable + abbots and pious laymen, and has sent them throughout his whole + kingdom, and through them he would have all the various classes of + persons mentioned in the following chapters live in accordance + with the correct law. Moreover, where anything which is not right + and just has been enacted in the law, he has ordered them to + inquire into this most diligently and to inform him of it. He + desires, God granting, to reform it. And let no one, through his + cleverness or craft, dare to oppose or thwart the written law, as + many are wont to do, or the judicial sentence passed upon him, or + to do injury to the churches of God, or the poor, or the widows, or + the wards, or any Christian. But all shall live entirely in + accordance with God's precept, honestly and under a just rule, and + each one shall be admonished to live in harmony with his fellows in + his business or profession; the canonical clergy[175] ought to + observe in every respect a canonical life without heeding base + gain; nuns ought to keep diligent watch over their lives; laymen + and the secular clergy[176] ought rightly to observe their laws + without malicious fraud; and all ought to live in mutual charity + and perfect peace. + + [Sidenote: The duties of the missi] + + And let the _missi_ themselves make a diligent investigation + whenever any man claims that an injustice has been done him by any + one, just as they desire to deserve the grace of omnipotent God and + to keep their fidelity promised to Him, so that in all cases, in + accordance with the will and fear of God, they shall administer the + law fully and justly in the case of the holy churches of God and of + the poor, of wards and widows, and of the whole people. And if + there be anything of such a nature that they, together with the + provincial counts, are not able of themselves to correct it and to + do justice concerning it, they shall, without any reservation, + refer it, together with their reports, to the judgment of the + emperor; and the straight path of justice shall not be impeded by + any one on account of flattery or gifts, or on account of any + relationship, or from fear of the powerful.[177] + + [Sidenote: Oath to be taken to Charlemagne as emperor] + + =2.= Concerning the fidelity to be promised to the lord emperor. + + He has commanded that every man in his whole kingdom, whether + ecclesiastic or layman, and each one according to his vow and + occupation, should now promise to him as emperor the fidelity which + he had previously promised to him as king; and all of those who had + not yet made that promise should do likewise, down to those who + were twelve years old. And that it shall be announced to all in + public, so that each one might know, how great and how many things + are comprehended in that oath; not merely, as many have thought + hitherto, fidelity to the lord emperor as regards his life, and not + introducing any enemy into his kingdom out of enmity, and not + consenting to or concealing another's faithlessness to him; but + that all may know that this oath contains in itself the following + meaning: + + [Sidenote: What the new oath was to mean] + + =3.= First, that each one voluntarily shall strive, in accordance + with his knowledge and ability, to live completely in the holy + service of God, in accordance with the precept of God and in + accordance with his own promise, because the lord emperor is unable + to give to all individually the necessary care and discipline. + + =4.= Secondly, that no man, either through perjury or any other + wile or fraud, or on account of the flattery or gift of any one, + shall refuse to give back or dare to take possession of or conceal + a serf of the lord emperor, or a district, or land, or anything + that belongs to him; and that no one shall presume, through perjury + or other wile, to conceal or entice away his fugitive fiscaline + serfs[178] who unjustly and fraudulently say that they are free. + + =5.= That no one shall presume to rob or do any injury fraudulently + to the churches of God, or widows, or orphans, or pilgrims;[179] + for the lord emperor himself, under God and His saints, has + constituted himself their protector and defender. + + =6.= That no one shall dare to lay waste a benefice[180] of the + lord emperor, or to make it his own property. + + =7.= That no one shall presume to neglect a summons to war from the + lord emperor; and that no one of the counts shall be so + presumptuous as to dare to excuse any one of those who owe military + service, either on account of relationship, or flattery, or gifts + from any one. + + =8.= That no one shall presume to impede at all in any way a + ban[181] or command of the lord emperor, or to tamper with his + work, or to impede, or to lessen, or in any way to act contrary to + his will or commands. And that no one shall dare to neglect to pay + his dues or tax. + + [Sidenote: Justice to be rendered in the courts] + + =9.= That no one, for any reason, shall make a practice in court of + defending another unjustly, either from any desire of gain when the + cause is weak, or by impeding a just judgment by his skill in + reasoning, or by a desire of oppressing when the cause is weak. But + each one shall answer for his own cause or tax or debt, unless any + one is infirm or ignorant of pleading;[182] for these the _missi_, + or the chiefs who are in the court, or the judge who knows the case + in question, shall plead before the court; or, if it is necessary, + such a person may be allowed as is acceptable to all and knows the + case well; but this shall be done wholly according to the + convenience of the chiefs or _missi_ who are present. But in every + case it shall be done in accordance with justice and the law; and + no one shall have the power to impede justice by a gift, reward, or + any kind of evil flattery, or from any hindrance of relationship. + And no one shall unjustly consent to another in anything, but with + all zeal and good-will all shall be prepared to carry out justice. + + For all the above mentioned ought to be observed by the imperial + oath.[183] + + =10.= [We ordain] that bishops and priests shall live according to + the canons[184] and shall teach others to do the same. + + [Sidenote: Obligations of the clergy] + + =11.= That bishops, abbots, and abbesses who are in charge of + others, with the greatest veneration shall strive to surpass their + subjects in this diligence and shall not oppress their subjects + with a harsh rule or tyranny, but with a sincere love shall + carefully guard the flock committed to them with mercy and charity, + or by the examples of good works. + + =14.= That bishops, abbots and abbesses, and counts shall be + mutually in accord, following the law in order to render a just + judgment with all charity and unity of peace, and that they shall + live faithfully in accordance with the will of God, so that always + everywhere through them and among them a just judgment shall be + rendered. The poor, widows, orphans, and pilgrims shall have + consolation and defense from them; so that we, through the + good-will of these, may deserve the reward of eternal life rather + than punishment. + + =19.= That no bishops, abbots, priests, deacons, or other members + of the clergy shall presume to have dogs for hunting, or hawks, + falcons, and sparrow-hawks, but each shall observe fully the + canons or rule of his order.[185] If any one shall presume to do + so, let him know that he shall lose his office. And in addition he + shall suffer such punishment for his misconduct that the others + will be afraid to possess such things for themselves. + + =27.= And we command that no one in our whole kingdom shall dare to + deny hospitality to rich, or poor, or pilgrims; that is, let no one + deny shelter and fire and water to pilgrims traversing our country + in God's name, or to any one traveling for the love of God, or for + the safety of his own soul. + + [Sidenote: The missi to be helped on their way] + + =28.= Concerning embassies coming from the lord emperor. That the + counts and _centenarii_[186] shall provide most carefully, as they + desire the good-will of the lord emperor, for the _missi_ who are + sent out, so that they may go through their territories without any + delay; and the emperor commands all everywhere that they see to it + that no delay is encountered anywhere, but they shall cause the + _missi_ to go on their way in all haste and shall provide for them + in such a manner as they may direct. + + [Sidenote: The crime of murder] + + =32.= Murders, by which a multitude of the Christian people perish, + we command in every way to be shunned and to be forbidden.... + Nevertheless, lest sin should also increase, in order that the + greatest enmities may not arise among Christians, when by the + persuasions of the devil murders happen, the criminal shall + immediately hasten to make amends and with all speed shall pay to + the relatives of the murdered man the fitting composition for the + evil done. And we forbid firmly that the relatives of the murdered + man shall dare in any way to continue their enmities on account of + the evil done, or shall refuse to grant peace to him who asks it, + but, having given their pledges, they shall receive the fitting + composition and shall make a perpetual peace; moreover, the guilty + one shall not delay to pay the composition....[187] But if any one + shall have scorned to make the fitting composition, he shall be + deprived of his property until we shall render our decision.[188] + + [Sidenote: Theft of game from the royal forests] + + =39.= That in our forests no one shall dare to steal our game, + which we have already many times forbidden to be done; and now we + again strictly forbid that any one shall do so in the future; just + as each one desires to preserve the fidelity promised to us, so let + him take heed to himself.... + + =40.= Lastly, therefore, we desire all our decrees to be known in + the whole kingdom through our _missi_ now sent out, either among + the men of the Church, bishops, abbots, priests, deacons, canons, + all monks or nuns, so that each one in his ministry or profession + may keep our ban or decree, or where it may be fitting to thank the + citizens for their good-will, or to furnish aid, or where there may + be need still of correcting anything.... Where we believe there is + anything unpunished, we shall so strive to correct it with all our + zeal and will that with God's aid we may bring it to correction, + both for our own eternal glory and that of all our faithful. + + +22. A Letter of Charlemagne to Abbot Fulrad + +In Charlemagne's governmental and military system the clergy, both +regular and secular, had a place of large importance. From early +Frankish times the bishoprics and monasteries had been acquiring +large landed estates on which they enjoyed peculiar political and +judicial privileges. These lands came to the church authorities partly +by purchase, largely by gift, and not infrequently through concessions +by small land-holders who wished to get the Church's favor and +protection without actually moving off the little farms they had been +accustomed to cultivate. However acquired, the lands were administered +by the clergy with larger independence than was apt to be allowed the +average lay owner. Still, they were as much a part of the empire as +before and the powerful bishops and abbots were expected to see that +certain services were forthcoming when the Emperor found himself in +need of them. Among these was the duty of leading, or sending, a quota +of troops under arms to the yearly assembly. In the selection below we +have a letter written by Charlemagne some time between 804 and 811 to +Fulrad, abbot of St. Quentin (about sixty miles northeast of Paris), +respecting the fulfilment of this important obligation. The closing +sentence indicates very clearly the price exacted by the Emperor in +return for concessions of temporal authority to ecclesiastical +magnates. + + Source--Text in _Monumenta Germaniae Historica, Leges_ + (Boretius ed.), Vol. I., No. 75, p. 168. + + [Sidenote: The troops to be brought: their equipment] + + In the name of the Father, Son and Holy Ghost. Charles, most + serene, august, crowned of God, great pacific Emperor, who, by + God's mercy, is King of the Franks and Lombards, to Abbot Fulrad. + + Let it be known to you that we have determined to hold our general + assembly[189] this year in the eastern part of Saxony, on the River + Bode, at the place which is known as Strassfurt.[190] Therefore, + we enjoin that you come to this meeting-place, with all your men + well armed and equipped, on the fifteenth day before the Kalends of + July, that is, seven days before the festival of St. John the + Baptist.[191] Come, therefore, so prepared with your men to the + aforesaid place that you may be able to go thence well equipped in + any direction in which our command shall direct; that is, with arms + and accoutrements also, and other provisions for war in the way of + food and clothing. Each horseman will be expected to have a shield, + a lance, a sword, a dagger, a bow, and quivers with arrows; and in + your carts shall be implements of various kinds, that is, axes, + planes, augers, boards, spades, iron shovels, and other utensils + which are necessary in an army. In the wagons also should be + supplies of food for three months, dating from the time of the + assembly, together with arms and clothing for six months. And + furthermore we command that you see to it that you proceed + peacefully to the aforesaid place, through whatever part of our + realm your journey shall be made; that is, that you presume to take + nothing except fodder, wood, and water. And let the followers of + each one of your vassals march along with the carts and horsemen, + and let the leader always be with them until they reach the + aforesaid place, so that the absence of a lord may not give to his + men an opportunity to do evil. + + [Sidenote: Gifts for the Emperor] + + Send your gifts,[192] which you ought to present to us at our + assembly in the middle of the month of May, to the place where we + then shall be. If it happens that your journey shall be such that + on your march you are able in person to present these gifts of + yours to us, we shall be greatly pleased. Be careful to show no + negligence in the future if you care to have our favor. + + +23. The Carolingian Revival of Learning + +One of Charlemagne's chief claims to distinction is that his reign, +largely through his own influence, comprised the most important period +of the so-called Carolingian renaissance, or revival of learning. From +the times of the Frankish conquest of Gaul until about the middle of +the eighth century, education in western Europe, except in Ireland and +Britain, was at a very low ebb and literary production quite +insignificant. The old Roman intellectual activity had nearly ceased, +and two or three centuries of settled life had been required to bring +the Franks to the point of appreciating and encouraging art and +letters. Even by Charlemagne's time people generally were far from +being awake to the importance of education, though a few of the more +far-sighted leaders, and especially Charlemagne himself, had come to +lament the gross ignorance which everywhere prevailed and were ready +to adopt strong measures to overcome it. Charlemagne was certainly no +scholar, judged even by the standards of his own time; but had he been +the most learned man in the world his interest in education could not +have been greater. Before studying the selection given below, it would +be well to read what Einhard said about his master's zeal for learning +and the amount of progress he made personally in getting an education +[see pp. 112--113]. + +The most conspicuous of Charlemagne's educational measures was his +enlarging and strengthening of the Scola Palatina, or Palace School. +This was an institution which had existed in the reign of his father +Pepin, and probably even earlier. It consisted of a group of scholars +gathered at the Frankish court for the purpose of studying and writing +literature, educating the royal household, and stimulating learning +throughout the country. It formed what we to-day might call an academy +of sciences. Under Charlemagne's care it came to include such men of +distinction as Paul the Deacon, historian of the Lombards, Paulinus of +Aquileia, a theologian, Peter of Pisa, a grammarian, and above all +Alcuin, a skilled teacher and writer from the school of York in +England. Its history falls into three main periods: (1) from the +middle of the eighth century to the year 782--the period during which +it was dominated by Paul the Deacon and his Italian colleagues; (2) +from 782 to about 800, when its leading spirit was Alcuin; and (3) +from 800 to the years of its decadence in the later ninth century, +when Frankish rather than foreign names appear most prominently in its +annals. + +It was Charlemagne's ideal that throughout his entire dominion +opportunity should be open to all to obtain at least an elementary +education and to carry their studies as much farther as they liked. To +this end a regular system of schools was planned, beginning with the +village school, in charge of the parish priest for the most elementary +studies, and leading up through monastic and cathedral schools to the +School of the Palace. In the intermediate stages, corresponding to our +high schools and academies to-day, the subjects studied were +essentially the same as those which received attention in the Scola +Palatina. They were divided into two groups: (1) the _trivium_, +including grammar, rhetoric, and dialectic (or philosophy), and (2) +the _quadrivium_, including geometry, arithmetic, astronomy, and +music. The system thus planned was never fully put in operation +throughout Frankland, for after Charlemagne's death the work which he +had so well begun was seriously interfered with by the falling off in +intellectual aggressiveness of the sovereigns, by civil war, and by +the ravages of the Hungarian and Norse invaders [see p. 163]. A +capitulary of Louis the Pious in 817, for example, forbade the +continuance of secular education in monastic schools. Still, much of +what had been done remained, and never thereafter did learning among +the Frankish people fall to quite so low a stage as it had passed +through in the sixth and seventh centuries. + +Charlemagne's interest in education may be studied best of all in his +capitularies. In the extract below we have the so-called letter _De +Litteris Colendis_, written some time between 780 and 800, which, +though addressed personally to Abbot Baugulf, of the monastery of +Fulda, was in reality a capitulary establishing certain regulations +regarding education in connection with the work of the monks. To the +Church was intrusted the task of raising the level of intelligence +among the masses, and the clergy were admonished to bring together the +children of both freemen and serfs in schools in which they might be +trained, even as the sons of the nobles were trained at the royal +court. + + Source--Text in _Monumenta Germaniae Historica, Leges_ + (Boretius ed.), Vol. I., No. 29, pp. 78-79. Adapted from + translation by Dana C. Munro in _Univ. of Pa. Translations and + Reprints_, Vol. VI., No. 5, pp. 12-14. + + Charles, by the grace of God, king of the Franks and Lombards and + Patrician of the Romans.[193] To Abbot Baugulf, and to all the + congregation--also to the faithful placed under your care--we have + sent loving greetings by our ambassadors in the name of + all-powerful God. + + [Sidenote: Men of the Church charged with the work of education] + + [Sidenote: Even the clergy often unable to speak and write + correctly] + + Be it known, therefore, to you, devoted and acceptable to God, that + we, together with our faithful, have deemed it expedient that the + bishoprics and monasteries intrusted by the favor of Christ to our + control, in addition to the order of monastic life and the + relationships of holy religion, should be zealous also in the + cherishing of letters, and in teaching those who by the gift of God + are able to learn, according as each has capacity. So that, just as + the observance of the rule[194] adds order and grace to the + integrity of morals, so also zeal in teaching and learning may do + the same for sentences, to the end that those who wish to please + God by living rightly should not fail to please Him also by + speaking correctly. For it is written, "Either from thy words thou + shall be justified or from thy words thou shalt be condemned" + [Matt., xii. 37]. Although right conduct may be better than + knowledge, nevertheless knowledge goes before conduct. Therefore + each one ought to study what he desires to accomplish, in order + that so much the more fully the mind may know what ought to be + done. as the tongue speeds in the praises of all-powerful God + without the hindrances of mistakes. For while errors should be + shunned by all men, so much the more ought they to be avoided, as + far as possible, by those who are chosen for this very purpose + alone.[195] They ought to be the specially devoted servants of + truth. For often in recent years when letters have been written to + us from monasteries, in which it was stated that the brethren who + dwelt there offered up in our behalf sacred and pious prayers, we + have recognized, in most cases, both correct thoughts and uncouth + expressions; because what pious devotion dictated faithfully to the + mind, the tongue, uneducated on account of the neglect of study, + was not able to express in the letter without error. Whence it + happened that we began to fear lest perchance, as the skill in + writing was less, so also the wisdom for understanding the Holy + Scriptures might be much less than it rightly ought to be. And we + all know well that, although errors of speech are dangerous, far + more dangerous are errors of the understanding. + + [Sidenote: Education essential to an understanding of the + Scriptures] + + Therefore, we exhort you not only not to neglect the study of + letters, but also with most humble mind, pleasing to God, to study + earnestly in order that you may be able more easily and more + correctly to penetrate the mysteries of the divine Scriptures. + Since, moreover, images [similes], tropes[196] and like figures are + found in the sacred pages, nobody doubts that each one in reading + these will understand the spiritual sense more quickly if + previously he shall have been fully instructed in the mastery of + letters. Such men truly are to be chosen for this work as have both + the will and the ability to learn and a desire to instruct others. + And may this be done with a zeal as great as the earnestness with + which we command it. For we desire you to be, as the soldiers of + the Church ought to be, devout in mind, learned in discourse, + chaste in conduct, and eloquent in speech, so that when any one + shall seek to see you, whether out of reverence for God or on + account of your reputation for holy conduct, just as he is edified + by your appearance, he may also be instructed by the wisdom which + he has learned from your reading or singing, and may go away + gladly, giving thanks to Almighty God. + + +FOOTNOTES: + +[119] Thomas Hodgkin, _Charles the Great_ (London, 1903), p. 222. + +[120] The German name for Aix-la-Chapelle was Aachen. From Roman times +the place was noted throughout Europe for its warm sulphur springs and +for centuries before Charlemagne's day it had been a favorite resort +for health-seekers. It was about the middle of his reign that +Charlemagne determined to have the small palace already existing +rebuilt, together with its accompanying chapel. Marbles and mosaics +were obtained at Rome and Ravenna, and architects and artisans were +brought together for the work from all Christendom. The chapel was +completed in 805 and was dedicated by Pope Leo III. Both palace and +chapel were destroyed a short time before the Emperor's death, +probably as the result of an earthquake. The present town-house of +Aix-la-Chapelle has been constructed on the ruins of this palace. The +chapel, rebuilt on the ancient octagonal plan in 983, contains the +tomb of Charlemagne, marked by a stone bearing the inscription "Carolo +Magno." Besides Aachen, Charlemagne had many other residences, as +Compiegne, Worms, Attigny, Mainz, Paderborn, Ratisbon, Heristal, and +Thionville. + +[121] A loose, flowing outer garment, or cloak. It was a feature of +ancient Greek dress. + +[122] Hadrian I., 772-775. Charlemagne's first visit to Rome was in +774. + +[123] Leo III., 795-816. The Roman dress was donned by Charlemagne +during his visit in 800 [see p. 130]. + +[124] St. Augustine, the greatest of the Church fathers, was born in +Numidia in 354. He spent a considerable part of his early life +studying in Rome and other Italian cities. The _De Civitate Dei_ +("City of God"), generally regarded as his most important work, was +completed in 426, its purpose being to convince the Romans that even +though the supposedly eternal city of Rome had recently been sacked by +the barbarian Visigoths, the true "city of God" was in the hearts of +men beyond the reach of desecrating invaders. When he wrote the book +Augustine was bishop of Hippo, an important city of northern Africa. +His death occurred in 430, during the siege of Hippo by Gaiseric and +his horde of Vandals. + +[125] The Count of the Palace was one of the coterie of officials by +whose aid Charlemagne managed the affairs of the state. He was +primarily an officer of justice, corresponding in a way to the old +Mayor of the Palace, but with very much less power. + +[126] When Charlemagne captured Pavia, the Lombard capital, in 774, he +found Peter the Pisan teaching in that city. With characteristic zeal +for the advancement of education among his own people he proceeded to +transfer the learned deacon to the Frankish Palace School [see p. +144]. + +[127] Alcuin was born at York in 735. He took up his residence at +Charlemagne's court about 782, and died in the office of abbot of St. +Martin of Tours in 804. + +[128] During the Napoleonic period many of these columns were taken +possession of by the French and transported to Paris. Only recently +have they been replaced in the Aix-la-Chapelle cathedral. Most of them +came originally from the palace of the Exarch of Ravenna. + +[129] These statements of Einhard respecting the lavishness of +Charlemagne's gifts must be taken with some allowance. They were +doubtless considerable for the day, but Charlemagne's revenues were +not such as to enable him to display wealth which in modern times +would be regarded as befitting a monarch of so exalted rank. + +[130] In 774, 781, 787, and 800. + +[131] Charlemagne became joint ruler of the Franks with his brother +Karlmann in 768; hence when he died, in 814, he had reigned only +forty-six years instead of forty-seven. + +[132] Ephraim Emerton, _Introduction to the Study of the Middle Ages_ +(Boston, 1903), p. 189. + +[133] The war really lasted only thirty, or at the most thirty-one, +years. + +[134] The only notable act of vengeance during the war was the +beheading of 4,500 Saxons in a single day at Verden, on the Weser. It +was occasioned by a great Saxon revolt in 782, led by the chieftain +Widukind. + +[135] The formula of renunciation and confession generally employed in +the Christianizing of the Germans, and therefore in all probability in +the conversion of the Saxons, was as follows: + + Question. Forsakest thou the devil? + + Answer. I forsake the devil. + + Ques. And all the devil's service? + + Ans. And I forsake all the devil's service. + + Ques. And all the devil's works? + + Ans. And I forsake all the devil's works and words. Thor and Woden and + Saxnot and all the evil spirits that are their companions. + + Ques. Believest thou in God the Almighty Father? + + Ans. I believe in God the Almighty Father. + + Ques. Believest thou in Christ the Son of God? + + Ans. I believe in Christ the Son of God. + + Ques. Believest thou in the Holy Ghost? + + Ans. I believe in the Holy Ghost. + +"Accepting Christianity was to the German very much like changing of +allegiance from one political sovereign to another. He gave up Thor +and Woden (Odin) and Saxnot, and in their place took the Father, the +Son, and the Holy Ghost."--Emerton, _Introduction to the Study of the +Middle Ages_, pp. 155-156. Text of these "Interrogationes et +Responsiones Baptismales" is in the _Monumenta Germaniae Historica, +Leges_ (Boretius ed.), Vol. II., No. 107. + +[136] That is, the more important offenses, involving capital +punishment, as contrasted with the later "lesser chapters" dealing +with minor misdemeanors. + +[137] The Saxons were to be won to the Church through the protection +it afforded, but they were likewise to be made to stand in awe of the +sanctity of its property. + +[138] The apparent harshness of this whole body of regulations was +considerably diminished in practice by the large discretion left to +the priests, as in this case. They were exhorted to exercise care and +to take circumstances into account in judging a man's guilt or +innocence. + +[139] From this point the capitulary deals with the "lesser chapters," +i.e., non-capital offenses. + +[140] For the value of the _solidus_, see p. 61. + +[141] Three classes of society are distinguished--nobles, freemen, and +serfs. The ordinary freeman pays half as much as the noble, and the +serf half as much as the freeman. + +[142] A prominent characteristic of the early Teutonic religion was +that its ceremonies were invariably conducted out of doors. Tacitus, +in the _Germania_ (Chap. 9), tells us that the Germans had no temples +or other buildings for religious purposes, but worshipped in sacred +groves. The "Irmensaule," probably a giant tree-trunk, was the central +shrine of the Saxon people, and Charlemagne's destruction of it in 772 +was the most serious offense that could have been committed against +them. + +[143] The Germans reckoned by nights rather than by days, as explained +by Tacitus, _Germania_, Chap. 11 [see p. 27]. + +[144] A sum assessed by the king, in this case against the illegal +harboring of criminals. + +[145] The counts, together with the bishops, were the local +representatives or agents of the king. They presided over judicial +assemblies, collected revenues, and preserved order. There were about +three hundred of them in Charlemagne's empire when at its greatest +extent. + +[146] An officer sent out by the king to investigate the +administration of the counts and render judgment in certain cases. As +a rule two were sent together, a layman and an ecclesiastic [see p. +134]. + +[147] Under ordinary circumstances the priests were thus charged with +the responsibility of seeing that local government in their various +communities was just and legal. + +[148] Bemont and Monod, _Mediaeval Europe_ (New York, 1902), p. 202. + +[149] Chapter 62 is here given out of order because it contains a +comprehensive survey of the products and activities upon which the +royal stewards were expected to report. The other chapters are more +specific. It is likely that they have not come down to us in their +original order. + +[150] The ordinary estate in this period, whether royal or not, +consisted of two parts. One was the demesne, which the owner kept +under his immediate control; the other was the remaining lands, which +were divided among tenants who paid certain rentals for their use and +also performed stated services on the lord's demesne. Charlemagne +instructs his stewards to report upon both sorts of land. + +[151] Probably payments for the right to keep pigs in the woods. The +most common meat in the Middle Ages was pork and the use of the oak +forests as hog pasture was a privilege of considerable value. + +[152] Fines imposed upon offenders to free them from crime or to +repair damages done. + +[153] Panic was a kind of grass, the seeds of which were not +infrequently used for food. + +[154] The serfs were a semi-free class of country people. They did not +own the land on which they lived and were not allowed to move off it +without the owner's consent. They cultivated the soil and paid rents +of one kind or another to their masters--in the present case, to the +agents of the king. + +[155] A variety of fermented liquor made of salt fish. + +[156] A blue coloring matter derived from the leaves of a plant of the +same name. + +[157] A red coloring matter derived from a plant of the same name. + +[158] Burrs of the teasel plant, stiff and prickly, with hooked +bracts; used in primitive manufacturing for raising a nap on woolen +cloth. + +[159] A kind of grain still widely cultivated for food in Germany and +Switzerland; sometimes known as German wheat. + +[160] The unit of weight was the pound. Charlemagne replaced the old +Gallic pound by the Roman, which was a tenth less. + +[161] The unit of measure was the _muid_. Charlemagne had a standard +measure (_modius publicus_) constructed and in a number of his +capitularies enjoined that it be taken as a model by all his subjects. +It contained probably a little less than six pecks. A smaller measure +was the _setier_, containing about five and two-thirds pints. + +[162] Clergymen attached to the church on or near the estate. + +[163] "Attached to the royal villa, in the center of which stood the +palace or manse, were numerous dependent and humbler dwellings, +occupied by mechanics, artisans, and tradesmen, or rather +manufacturers and craftsmen, in great numbers. The dairy, the bakery, +the butchery, the brewery, the flour-mill were there.... The villa was +a city in embryo, and in due course it grew into one, for as it +supplied in many respects the wants of the surrounding country, so it +attracted population and became a center of commerce."--Jacob I. +Mombert, _Charles the Great_ (New York, 1888), pp. 401-402. + +[164] An ancient Gallic land measure, equivalent to about half a Roman +_jugerum_ (the _jugerum_ was about two-thirds of an acre). The arpent +in modern France has varied greatly in different localities. In Paris +it is 4,088 square yards. + +[165] The same as "pachak." The fragrant roots of this plant are still +exported from India to be used for burning as incense. + +[166] A kind of cabbage. The edible part is a large turnip-like +swelling of the stem above the surface of the ground. + +[167] A plant used both as a medicine and as a dye. + +[168] "All the cereals grown in the country were cultivated. The +flower gardens were furnished with the choicest specimens for beauty +and fragrance, the orchards and kitchen gardens produced the richest +and best varieties of fruit and vegetables. Charles specified by name +not less than seventy-four varieties of herbs which he commanded to be +cultivated; all the vegetables still raised in Central Europe, +together with many herbs now found in botanical gardens only, bloomed +on his villas; his orchards yielded a rich harvest in cherries, +apples, pears, prunes, peaches, figs, chestnuts, and mulberries. The +hill-sides were vineyards laden with the finest varieties of +grapes."--Mombert, _Charles the Great_, p. 400. + +[169] James Bryce, _The Holy Roman Empire_ (new ed., New York, 1904), +p. 50. + +[170] Irene, the wife of Emperor Leo IV. After the death of her +husband in 780 she became regent during the minority of her son, +Constantine VI., then only nine years of age. In 790 Constantine +succeeded in taking the government out of her hands; but seven years +afterwards she caused him to be blinded and shut up in a dungeon, +where he soon died. The revolting crimes by which Irene established +her supremacy at Constantinople were considered, even in her day, a +disgrace to Christendom. + +[171] This expression has given rise to a view which will be found in +some books that Pope Leo convened a general council of Frankish and +Italian clergy to consider the advisability of giving the imperial +title to Charlemagne. The whole matter is in doubt, but it does not +seem likely that there was any such formal deliberation. Leo certainly +ascertained that the leading lay and ecclesiastical magnates would +approve the contemplated step, but that a definite election in council +took place may be pretty confidently denied. The writer of the Annals +of Lauresheim was interested in making the case of Charlemagne, and +therefore of the later emperors, as strong as possible. + +[172] Einhard, Charlemagne's biographer, says that the king at first +had such aversion to the titles of Emperor and Augustus "that he +declared he would not have set foot in the church the day that they +were conferred, although it was a great feast-day, if he could have +foreseen the design of the Pope" (_Vita Caroli Magni_, Chap. 28). +Despite this statement, however, we are not to regard the coronation +as a genuine surprise to anybody concerned. In all probability there +had previously been a more or less definite understanding between the +king and the Pope that in due time the imperial title should be +conferred. It is easy to believe, though, that Charlemagne had had no +idea that the ceremony was to be performed on this particular occasion +and it is likely enough that he had plans of his own as to the proper +time and place for it, plans which Leo rather rudely interfered with, +but which the manifest good-will of everybody constrained the king to +allow to be sacrificed. It may well be that Charlemagne had decided +simply to assume the imperial crown without a papal coronation at all, +in order that the whole question of papal supremacy, which threatened +to be a troublesome one, might be kept in the background. + +[173] The celebration of the Nativity was by far the greatest festival +of the Church. At this season the basilica of St. Peter at Rome was +the scene of gorgeous ceremonials, and to its sumptuous shrine +thronged the devout of all Christendom. Its magnificence on the famous +Christmas of 800 was greater than ever, for only recently Charlemagne +had bestowed the most costly of all his gifts upon it--the spoils of +the Avar wars. + +[174] Charles, the eldest son, since 789 king of Maine. In reality, of +course, he was but an under-king, since Maine was an integral part of +Charlemagne's dominion. He was anointed by Pope Leo in 800 as +heir-apparent to the new imperial dignity of his father. + +[175] The term "canonical" was applied more particularly to the clergy +attached to a cathedral church, the clergy being known individually as +"canons," collectively as a "chapter." In the present connection, +however, it probably refers to the monks, who, living as they did by +"canons" or rules, were in that sense "canonical clergy." + +[176] The secular clergy were the bishops, priests, deacons, and other +church officers, who lived with the people in the _saeculum_, or world, +as distinguished from the monks, ascetics, cenobites, anchorites, and +others, who dwelt in monasteries or other places of seclusion. + +[177] This is really as splendid a guarantee of equality before the +law as is to be found in Magna Charta or the Constitution of the +United States. Unfortunately there was not adequate machinery in the +Frankish government to enforce it, though we may suppose that while +the _missi_ continued efficient (which was not more than a hundred +years) considerable progress was made in this direction. + +[178] Serfs who worked on the fiscal lands, or, in other words, on the +royal estates. + +[179] Compare chapters 14 and 27. + +[180] A benefice, as the term is here used, was land granted by the +Emperor to a friend or dependent. The holder was to use such land on +stated terms for his own and the Emperor's gain, but was in no case to +claim ownership of it. + +[181] The word has at least three distinct meanings--a royal edict, a +judicial fine, and a territorial jurisdiction. It is here used in the +first of these senses. + +[182] There was little room under Charlemagne's system for +professional lawyers or advocates. + +[183] In other words, when the oath of allegiance is taken, as it must +be by every man and boy above the age of twelve, all the obligations +mentioned from Chap. 3 to Chap. 9 are to be considered as assumed +along with that of fidelity to the person and government of the +Emperor. + +[184] That is, the laws of the Church. + +[185] One of the greatest temptations of the mediaeval clergy was to +spend time in hunting, to the neglect of religious duties. Apparently +this evil was pretty common in Charlemagne's day. + +[186] The _centenarii_ were minor local officials, subordinate to the +counts, and confined in authority to their particular district or +"hundred." + +[187] In the Frankish kingdom, as commonly among Germanic peoples of +the period, murder not only might be, but was expected to be, atoned +for by a money payment to the slain man's relatives. The payment, +known as the _wergeld_, would vary according to the rank of the man +killed. If it were properly made, such "composition" was bound to be +accepted as complete reparation for the injury. In this regulation we +can discern a distinct advance over the old system of blood-feud under +which a murder almost invariably led to family and clan wars. Plainly +the Franks were becoming more civilized. + +[188] If a murderer refused to pay the required composition his +property was to be taken possession of by the Emperor's officers and +the case must be laid before the Emperor himself. If the latter chose, +he might order the restoration of the property, but this he was not +likely to do. + +[189] Beginning with the reign of Charlemagne there were really two +assemblies each year--one in the spring, the other in the autumn; but +the one in the spring, the so-called "May-field," was much the more +important. All the nobles and higher clergy attended, and if a +campaign was in prospect all who owed military service would be called +upon to bring with them their portion of the war-host, with specified +supplies. Charlemagne proposed all measures, the higher magnates +discussed them with him, and the lower ones gave a perfunctory +sanction to acts already determined upon. The meeting place was +changed from year to year, being rotated irregularly among the royal +residences, as Aix-la-Chapelle, Paderborn, Ingelheim, and Thionville; +occasionally they were held, as in this instance, in places otherwise +almost unknown. + +[190] Strassfurt was some distance south of Magdeburg. + +[191] The date of the festival of St. John the Baptist was June 22. + +[192] From earliest Germanic times we catch glimpses of this practice +of requiring gifts from a king's subjects. By Charlemagne's day it had +crystallized into an established custom and was a very important +source of revenue, though other sources had been opened up which were +quite unknown to the German sovereigns of three or four hundred years +before. Ordinarily these gifts, in money, jewels, or provisions, were +presented to the sovereign each year at the May assembly. + +[193] The title "Patricius of Rome" was conferred on Charlemagne by +Pope Hadrian I., in 774. Its bestowal was a token of papal +appreciation of the king's renewal of Pepin's grant of lands to the +papacy. In practice the title had little or no meaning. It was dropped +in 800 when Charlemagne was crowned emperor [see p. 130]. + +[194] That is, the law of the Church; in case of the monasteries, more +especially the regulations laid down for their order, e.g., the +Benedictine Rule. + +[195] In the Middle Ages it was assumed that churchmen were educated; +few other men had any claim to learning. Charlemagne here says that it +is bad indeed when men who have been put in ecclesiastical positions +because of their supposed education fall into errors which ought to be +expected only from ordinary people. + +[196] In rhetoric a trope is ordinarily defined as the use of a word +or expression in a different sense from that which properly belongs to +it. The most common varieties are metaphor, metonomy, synechdoche, and +irony. + + + + +CHAPTER X. + +THE ERA OF THE LATER CAROLINGIANS + + +24. The Oaths of Strassburg (842) + +The broad empire of Germanic peoples built up by Charlemagne was +extremely difficult to hold together. Even before the death of its +masterful creator, in 814, it was already showing signs of breaking +up, and after that event the process of dissolution set in rapidly. It +will not do to look upon this falling to pieces as caused entirely by +the weakness of Charlemagne's successors. The trouble lay deeper, in +the natural love of independence common to all the Germans, in the +wide differences that had come to exist among Saxons, Lombards, +Bavarians, Franks, and other peoples in the empire, and finally in the +prevailing ill-advised principle of royal succession by which the +territories making up the empire, like those composing the old +Frankish kingdom, were regarded as personal property to be divided +among the sovereign's sons, just as was the practice respecting +private possessions. As a consequence of these things the generation +following the death of Charlemagne was a period of much confusion in +western Europe. The trouble first reached an acute stage in 817 when +Emperor Louis the Pious, Charlemagne's son and successor, was +constrained to make a division of the empire among his three sons, +Lothair, Pepin, and Louis. The Emperor expressly stipulated that +despite this arrangement there was to be still "one sole empire, and +not three"; but it is obvious that the imperial unity was at least +pretty seriously threatened, and when, in 823, Louis's second wife, +Judith of Bavaria, gave birth to a son and immediately set up in his +behalf an urgent demand for a share of the empire, civil war among the +rival claimants could not be averted. In the struggle that followed +the distracted Emperor completely lost his throne for a time (833). +Thereafter he was ready to accept almost any arrangement that would +enable him to live out his remaining days in peace. When he died, in +840, two of the sons, Louis the German and Judith's child, who came to +be known as Charles the Bald, combined against their brother Lothair +(Pepin had died in 838) with the purpose of wresting from him the +imperial crown, which the father, shortly before his death, had +bestowed upon him. At least they were determined that this mark of +favor from the father should not give the older brother any +superiority over them. In the summer of 841 the issue was put to the +test in a great battle at Fontenay, a little distance east of Orleans, +with the result that Lothair was badly defeated. In February of the +following year Louis and Charles, knowing that Lothair was still far +from regarding himself as conquered, bound themselves by oath at +Strassburg, in the valley of the Rhine, to keep up their joint +opposition until they should be entirely successful. + +The pledges exchanged on this occasion are as interesting to the +student of language as to the historian. The army which accompanied +Louis was composed of men of almost pure Germanic blood and speech, +while that with Charles was made up of men from what is now southern +and western France, where the people represented a mixture of Frankish +and old Roman and Gallic stocks. As a consequence Louis took the oath +in the _lingua romana_ for the benefit of Charles's soldiers, and +Charles reciprocated by taking it in the _lingua teudisca_, in order +that the Germans might understand it. Then the followers of the two +kings took oath, each in his own language, that if their own king +should violate his agreement they would not support him in acts of +hostility against the other brother, provided the latter had been true +to his word. The _lingua romana_ employed marks a stage in the +development of the so-called Romance languages of to-day--French, +Spanish, and Italian--just as the _lingua teudisca_ approaches the +character of modern Teutonic languages--German, Dutch, and English. +The oaths and the accompanying address of the kings are the earliest +examples we have of the languages used by the common people of the +early Middle Ages. Latin was of course the language of literature, +records, and correspondence, matters with which ordinary people had +little or nothing to do. The necessity under which the two kings found +themselves of using two quite different modes of speech in order to be +understood by all the soldiers is evidence that already by the middle +of the ninth century the Romance and Germanic languages were becoming +essentially distinct. It was prophetic, too, of the fast approaching +cleavage of the northern and southern peoples politically. + +Nithardus, whose account of the exchange of oaths at Strassburg is +translated below, was an active participant in the events of the first +half of the ninth century. He was born about 790, his mother being +Charlemagne's daughter Bertha and his father the noted courtier and +poet Angilbert. In the later years of Charlemagne's reign, and +probably under Louis the Pious and Charles the Bald, he was in charge +of the defense of the northwest coasts against the Northmen. He fought +for Charles the Bald at Fontenay and was frequently employed in those +troublous years between 840 and 843 in the fruitless negotiations +among the rival sons of Louis. Neither the date nor the manner of his +death is known. There are traditions that he was killed in 858 or 859 +while fighting the Northmen; but other stories just as well founded +tell us that he became disgusted with the turmoil of the world, +retired to a monastery, and there died about 853. His history of the +wars of the sons of Louis the Pious (covering the period 840-843) was +undertaken at the request of Charles the Bald. The first three books +were written in 842, the fourth in 843. Aside from a rather too +favorable attitude toward Charles, the work is very trustworthy, and +the claim is even made by some that among all of the historians of the +Carolingian period, not even Einhard excepted, no one surpassed +Nithardus in spirit, method, and insight. It may further be noted that +Nithardus was the first historical writer of any importance in the +Middle Ages who was not some sort of official in the Church. + + Source--Nithardus, _Historiarum Libri IV._ ["Four Books of + Histories"], Bk. III., Chaps. 4-5. Text in _Monumenta Germaniae + Historica, Scriptores_ (Pertz ed.), Vol. II., pp. 665-666. + + [Sidenote: Movements of the hostile parties in 841-842] + + Lothair was given to understand that Louis and Charles were + supporting each other with considerable armies.[197] Seeing that + his plans were crushed in every direction, he made a long but + profitless expedition and abandoned the country about Tours. At + length he returned into France,[198] worn out with fatigue, as was + also his army. Pepin,[199] bitterly repenting that he had been on + Lothair's side, withdrew into Aquitaine. Charles, learning that + Otger, bishop of Mainz, objected to the proposed passage of Louis + by way of Mainz to join his brother, set out by way of the city of + Toul[200] and entered Alsace at Saverne. When Otger heard of this, + he and his supporters abandoned the river and sought places where + they might hide themselves as speedily as possible. On the + fifteenth of February Louis and Charles came together in the city + formerly called Argentoratum, now known as Strassburg, and there + they took the mutual oaths which are given herewith, Louis in the + _lingua romana_ and Charles in the _lingua teudisca_. Before the + exchange of oaths they addressed the assembled people, each in his + own language, and Louis, being the elder, thus began: + + [Sidenote: The speech of Louis the German] + + "How often, since the death of our father, Lothair has pursued my + brother and myself and tried to destroy us, is known to you all. + So, then, when neither brotherly love, nor Christian feeling, nor + any reason whatever could bring about a peace between us upon fair + conditions, we were at last compelled to bring the matter before + God, determined to abide by whatever issue He might decree. And we, + as you know, came off victorious;[201] our brother was beaten, and + with his followers got away, each as best he could. Then we, moved + by brotherly love and having compassion on our Christian people, + were not willing to pursue and destroy them; but, still, as before, + we begged that justice might be done to each. He, however, after + all this, not content with the judgment of God, has not ceased to + pursue me and my brother with hostile purpose, and to harass our + peoples with fire, plunder, and murder. Wherefore we have been + compelled to hold this meeting, and, since we feared that you might + doubt whether our faith was fixed and our alliance secure, we have + determined to make our oaths thereto in your presence. And we do + this, not from any unfair greed, but in order that, if God, with + your help, shall grant us peace, we may the better provide for the + common welfare. But if, which God forbid, I shall dare to violate + the oath which I shall swear to my brother, then I absolve each one + of you from your allegiance and from the oath which you have sworn + to me." + + After Charles had made the same speech in the _lingua romana_, + Louis, as the elder of the two, swore first to be faithful to his + alliance: + + [Sidenote: The oath of Louis] + + _Pro Deo amur et pro christian poblo et nostro commun salvament, + dist di in avant, in quant Deus savir et podir me dunat, si + salvaraeio cist meon fradre Karlo et in adiudha et in cadhuna cosa, + si cum om per dreit son fradra salvar dist, in o quid il mi altresi + fazet; et ab Ludher nul plaid numquam prindrai, qui meon vol cist + meon fradre Karle in damno sit._[202] + + When Louis had taken this oath, Charles swore the same thing in the + _lingua teudisca_: + + [Sidenote: The oath of Charles] + + _In Godes minna ind in thes christianes folches ind unser bedhero + gealtnissi, fon thesemo dage frammordes, so fram so mir Got gewizci + indi madh furgibit, so haldih tesan minan bruodher, soso man mit + rehtu sinan bruodher scal, in thiu, thaz er mig sosoma duo; indi + mit Ludheren in nohheiniu thing ne gegango, the minan willon imo + ce scadhen werhen._ + + The oath which the subjects of the two kings then took, each + [people] in its own language, reads thus in the _lingua romana_: + + [Sidenote: The oath taken by the subjects of the two kings] + + _Si Lodhwigs sagrament qua son fradre Karlo jurat, conservat, et + Karlus meos sendra, de suo part, non lo stanit, si io returnar non + lint pois, ne io ne neuls cui eo returnar int pois, in nulla aiudha + contra Lodhuwig nun li iver._[203] + + And in the _lingua teudisca_: + + _Oba Karl then eid then, er sineno bruodher Ludhuwige gesuor, + geleistit, indi Ludhuwig min herro then er imo gesuor, forbrihchit, + obih ina es irwenden ne mag, noh ih no thero nohhein then ih es + irwended mag, widhar Karle imo ce follusti ne wirdhic._ + + +25. The Treaty of Verdun (843) + +After the meeting at Strassburg, Charles and Louis advanced against +Lothair, who now abandoned Aachen and retreated southward past +Chalons-sur-Marne toward Lyons. When the brothers had come into the +vicinity of Chalons-sur-Saone, they were met by ambassadors from +Lothair who declared that he was weary of the struggle and was ready +to make peace if only his imperial dignity should be properly +recognized and the share of the kingdom awarded to him should be +somewhat the largest of the three. Charles and Louis accepted their +brother's overtures and June 15, 842, the three met on an island in +the Saone and signed preliminary articles of peace. It was agreed that +a board of a hundred and twenty prominent men should assemble October +1 at Metz, on the Moselle, and make a definite division of the +kingdom. This body, with the three royal brothers, met at the +appointed time, but adjourned to Worms, and subsequently to Verdun, on +the upper Meuse, in order to have the use of maps at the latter +place. The treaty which resulted during the following year was one of +the most important in all mediaeval times. Unfortunately the text of it +has not survived, but all its more important provisions are well known +from the writings of the chroniclers of the period. Two such accounts +of the treaty, brief but valuable, are given below. + +Louis had been the real sovereign of Bavaria for sixteen years and to +his kingdom were now added all the German districts on the right bank +of the Rhine (except Friesland), together with Mainz, Worms, and +Speyer on the left bank, under the general name of _Francia +Orientalis_. Charles retained the western countries--Aquitaine, +Gascony, Septimania, the Spanish March, Burgundy west of the Saone, +Neustria, Brittany, and Flanders--designated collectively as _Francia +Occidentalis_.[204] The intervening belt of lands, including the two +capitals Rome and Aachen, and extending from Terracina in Italy to the +North Sea, went to Lothair.[205] With it went the more or less nominal +imperial dignity. In general, Louis's portion represented the coming +Germany and Charles's the future France. But that of Lothair was +utterly lacking in either geographical or racial unity and was +destined not long to be held together. Parts of it, particularly +modern Alsace and Lorraine, have remained to this day a bone of +contention between the states on the east and west. "The partition of +843," says Professor Emerton, "involved, so far as we know, nothing +new in the relations of the three brothers to each other. The theory +of the empire was preserved, but the meaning of it disappeared. There +is no mention of any actual superiority of the Emperor (Lothair) over +his brothers, and there is nothing to show that the imperial name was +anything but an empty title, a memory of something great which men +could not quite let die, but which for a hundred years to come was to +be powerless for good or evil."[206] The empire itself was never +afterwards united under the rule of one man, except for two years +(885-887) in the time of Charles the Fat. + + Sources--(a) _Annales Bertiniani_ ["Annals of Saint Bertin"]. + Translated from text in _Monumenta Germaniae Historica, + Scriptores_ (Pertz ed.), Vol. I., p. 440. + + (b) _Rudolfi Fuldensis Annales_ ["Annals of Rudolph of + Fulda"]. Text in _Monumenta Germaniae Historica, Scriptores_ + (Pertz ed.), Vol. I., p. 362. + + [Sidenote: A statement from the annals of Saint Bertin] + + (a) + + Charles set out to find his brothers, and they met at Verdun. By + the division there made Louis received for his share all the + country beyond the Rhine,[207] and on this side Speyer, Worms, + Mainz, and the territories belonging to these cities. Lothair + received that which is between the Scheldt and the Rhine toward the + sea, and that lying beyond Cambresis, Hainault, and the counties + adjoining on this side of the Meuse, down to the confluence of the + Saone and Rhone, and thence along the Rhone to the sea, together + with the adjacent counties. Charles received all the remainder, + extending to Spain. And when the oath was exchanged they went their + several ways. + + [Sidenote: Another from those of Rudolph of Fulda] + + (b) + + The realm had from early times been divided in three portions, and + in the month of August the three kings, coming together at Verdun + in Gaul, redivided it among themselves. Louis received the eastern + part, Charles the western. Lothair, who was older than his + brothers, received the middle portion. After peace was firmly + established and oaths exchanged, each brother returned to his + dominion to control and protect it. Charles, presuming to regard + Aquitaine as belonging properly to his share, was given much + trouble by his nephew Pepin,[208] who annoyed him by frequent + incursions and caused great loss. + + +26. A Chronicle of the Frankish Kingdom in the Ninth Century + +The following passages from the Annals of Xanten are here given for +two purposes--to show something of the character of the period of the +Carolingian decline, and to illustrate the peculiar features of the +mediaeval chronicle. Numerous names, places, and events neither very +clearly understood now, nor important if they were understood, occur +in the text, and some of these it is not deemed worth while to attempt +to explain in the foot-notes. The selection is valuable for the +general impressions it gives rather than for the detailed facts which +it contains, though some of the latter are interesting enough. + +Annals as a type of historical writing first assumed considerable +importance in western Europe in the time of Charles Martel and +Charlemagne. Their origin, like that of most forms of mediaeval +literary production, can be traced directly to the influence of the +Church. The annals began as mere occasional notes jotted down by the +monks upon the "Easter tables," which were circulated among the +monasteries so that the sacred festival might not fail to be observed +at the proper date. The Easter tables were really a sort of calendar, +and as they were placed on parchment having a broad margin it was very +natural that the monks should begin to write in the margin opposite +the various years some of the things that had happened in those years. +An Easter table might pass through a considerable number of hands and +so have events recorded upon it by a good many different men. All +sorts of things were thus made note of--some important, some +unimportant--and of course it is not necessary to suppose that +everything written down was actually true. Many mistakes were +possible, especially as the writer often had only his memory, or +perhaps mere hearsay, to rely upon. And when, as frequently happened, +these scattered Easter tables were brought together in some monastery +and there revised, fitted together, and written out in one continuous +chronicle, there were chances at every turn for serious errors to +creep in. The compilers were sometimes guilty of wilful +misrepresentation, but more often their fault was only their +ignorance, credulity, and lack of critical discernment. In these +annals there was no attempt to write history as we now understand it; +that is, the chroniclers did not undertake to work out the causes and +results and relations of things. They merely recorded year by year +such happenings as caught their attention--the succession of a new +pope, the death of a bishop, the coronation of a king, a battle, a +hail-storm, an eclipse, the birth of a two-headed calf--all sorts of +unimportant, and from our standpoint ridiculous, items being thrown in +along with matters of world-wide moment. Heterogeneous as they are, +however, the large collections of annals that have come down to us +have been used by modern historians with the greatest profit, and but +for them we should know far less than we do about the Middle Ages, and +especially about the people and events of the ninth, tenth, and +eleventh centuries. + +The Annals of Xanten here quoted are the work originally of a number +of ninth century monks. The fragments from which they were ultimately +compiled are thought to have been brought together at Cologne, or at +least in that vicinity. They cover especially the years 831-873. + + Source--_Annales Xantenses_ ["Annals of Xanten"]. Text in + _Monumenta Germaniae Historica, Scriptores_ (Pertz ed.), Vol. + II., p. 227. Adapted from translation in James H. Robinson, + _Readings in European History_ (New York, 1904), Vol. I., pp. + 158-162. + + =844.= Pope Gregory departed this world and Pope Sergius followed + in his place.[209] Count Bernhard was killed by Charles. Pepin, + king of Aquitaine, together with his son and the son of Bernhard, + routed the army of Charles,[210] and there fell the abbot Hugo. At + the same time King Louis advanced with his army against the + Wends,[211] one of whose kings, Gestimus by name, was killed; the + rest came to Louis and pledged him their fidelity, which, however, + they broke as soon as he was gone. Thereafter Lothair, Louis, and + Charles came together for council in Diedenhofen, and after a + conference they went their several ways in peace. + + [Sidenote: The Northmen in Frisia and Gaul] + + =845.= Twice in the canton of Worms there was an earthquake; the + first in the night following Palm Sunday, the second in the holy + night of Christ's Resurrection. In the same year the heathen[212] + broke in upon the Christians at many points, but more than twelve + thousand of them were killed by the Frisians. Another party of + invaders devastated Gaul; of these more than six hundred men + perished. Yet, owing to his indolence, Charles agreed to give them + many thousand pounds of gold and silver if they would leave Gaul, + and this they did. Nevertheless the cloisters of most of the saints + were destroyed and many of the Christians were led away captive. + + After this had taken place King Louis once more led a force against + the Wends. When the heathen had learned this they sent ambassadors, + as well as gifts and hostages, to Saxony, and asked for peace. + Louis then granted peace and returned home from Saxony. Thereafter + the robbers were afflicted by a terrible pestilence, during which + the chief sinner among them, by the name of Reginheri, who had + plundered the Christians and the holy places, was struck down by + the hand of God. They then took counsel and threw lots to determine + from which of their gods they should seek safety; but the lots did + not fall out happily, and on the advice of one of their Christian + prisoners that they should cast their lot before the God of the + Christians, they did so, and the lot fell happily. Then their king, + by the name of Rorik, together with all the heathen people, + refrained from meat and drink for fourteen days, when the plague + ceased, and they sent back all their Christian prisoners to their + country. + + [Sidenote: The Northmen again in Frisia] + + =846.= According to their custom, the Northmen plundered eastern + and western Frisia and burned the town of Dordrecht, with two other + villages, before the eyes of Lothair, who was then in the castle of + Nimwegen, but could not punish the crime. The Northmen, with their + boats filled with immense booty, including both men and goods, + returned to their own country. + + In the same year Louis sent an expedition from Saxony against the + Wends across the Elbe. He personally, however, went with his army + against the Bohemians, whom we call Beuwinitha, but with great + risk.... Charles advanced against the Britons, but accomplished + nothing. + + [Sidenote: Rome attacked by the Saracens] + + At this same time, as no one can mention or hear without great + sadness, the mother of all churches, the basilica of the apostle + Peter, was taken and plundered by the Moors, or Saracens, who had + already occupied the region of Beneventum.[213] The Saracens, + moreover, slaughtered all the Christians whom they found outside + the walls of Rome, either within or without this church. They also + carried men and women away prisoners. They tore down, among many + others, the altar of the blessed Peter, and their crimes from day + to day bring sorrow to Christians. Pope Sergius departed life this + year. + + =847.= After the death of Sergius no mention of the apostolic see + has come in any way to our ears. Rabanus [Maurus], master and abbot + of Fulda,[214] was solemnly chosen archbishop as the successor of + Bishop Otger, who had died. Moreover, the Northmen here and there + plundered the Christians and engaged in a battle with the counts + Sigir and Liuthar. They continued up the Rhine as far as Dordrecht, + and nine miles farther to Meginhard, when they turned back, having + taken their booty. + + [Sidenote: An outbreak of heresy repressed] + + =848.= On the fourth of February, towards evening, it lightened and + there was thunder heard. The heathen, as was their custom, + inflicted injury on the Christians. In the same year King Louis + held an assembly of the people near Mainz. At this synod a heresy + was brought forward by a few monks in regard to predestination. + These were convicted and beaten, to their shame, before all the + people. They were sent back to Gaul whence they had come, and, + thanks be to God, the condition of the Church remained uninjured. + + =849.= While King Louis was ill, his army of Bavaria took its way + against the Bohemians. Many of these were killed and the remainder + withdrew, much humiliated, into their own country. The heathen from + the North wrought havoc in Christendom as usual and grew greater in + strength; but it is painful to say more of this matter. + + [Sidenote: Further ravages by the Northmen and the Saracens] + + =850.= On January 1st of that season, in the octave of the + Lord,[215] towards evening, a great deal of thunder was heard and a + mighty flash of lightning seen; and an overflow of water afflicted + the human race during this winter. In the following summer an all + too great heat of the sun burned the earth. Leo, pope of the + apostolic see, an extraordinary man, built a fortification around + the church of St. Peter the apostle. The Moors, however, devastated + here and there the coast towns in Italy. The Norman Rorik, brother + of the above-mentioned younger Heriold, who earlier had fled + dishonored from Lothair, again took Dordrecht and did much evil + treacherously to the Christians. In the same year so great a peace + existed between the two brothers--Emperor Lothair and King + Louis--that they spent many days together in Osning [Westphalia] + and there hunted, so that many were astonished thereat; and they + went each his way in peace. + + [Sidenote: The Northmen again in Frisia and Saxony] + + =851.= The bodies of certain saints were sent from Rome to + Saxony--that of Alexander, one of seven brethren, and those of + Romanus and Emerentiana. In the same year the very noble Empress, + Irmingard by name, wife of the Emperor Lothair, departed this + world. The Normans inflicted much harm in Frisia and about the + Rhine. A mighty army of them collected by the River Elbe against + the Saxons, and some of the Saxon towns were besieged, others + burned, and most terribly did they oppress the Christians. A + meeting of our kings took place on the Maas [Meuse]. + + =852.= The steel of the heathen glistened; excessive heat; a famine + followed. There was not fodder enough for the animals. The + pasturage for the swine was more than sufficient. + + =853.= A great famine in Saxony, so that many were forced to live + on horse meat. + + [Sidenote: The Northmen burn the church of St. Martin at Tours] + + =854.= The Normans, in addition to the very many evils which they + were everywhere inflicting upon the Christians, burned the church + of St. Martin, bishop of Tours, where his body rests. + + =855.= In the spring Louis, the eastern king, sent his son of the + same name to Aquitaine to obtain possession of the heritage of his + uncle Pepin. + + =856.= The Normans again chose a king of the same name as the + preceding one, and related to him, and the Danes made a fresh + incursion by sea, with renewed forces, against the Christians. + + =857.= A great sickness prevailed among the people. This produced a + terrible foulness, so that the limbs were separated from the body + even before death came. + + =858.= Louis, the eastern king, held an assembly of the people of + his territory in Worms. + + =859.= On the first of January, as the early Mass was being said, a + single earthquake occurred in Worms and a triple one in Mainz + before daybreak. + + =860.= On the fifth of February thunder was heard. The king + returned from Gaul after the whole empire had gone to destruction, + and was in no way bettered. + + [Sidenote: Sacred relics brought together at the Freckenhorst] + + =861.= The holy bishop Luitbert piously furnished the cloister + which is called the Freckenhorst with many relics of the saints, + namely, of the martyrs Boniface and Maximus, and of the confessors + Eonius and Antonius, and added a portion of the manger of the Lord + and of His grave, and likewise of the dust of the Lord's feet as He + ascended to heaven. In this year the winter was long and the + above-mentioned kings again had a secret consultation on the island + near Coblenz, and they laid waste everything round about. + + +27. The Northmen in the Country of the Franks. + +Under the general name of Northmen in the ninth and tenth centuries +were included all those peoples of pure Teutonic stock who inhabited +the two neighboring peninsulas of Denmark and Scandinavia. In this +period, and after, they played a very conspicuous part in the history +of western Europe--at first as piratical invaders along the Atlantic +coast, and subsequently as settlers in new lands and as conquerors and +state-builders. _Northmen_ was the name by which the people of the +continent generally knew them, but to the Irish they were known as +_Ostmen_ or _Eastmen_, and to the English as _Danes_, while the name +which they applied to themselves was _Vikings_ ["Creekmen"]. Their +prolonged invasions and plunderings, which fill so large a place in +the ninth and tenth century chronicles of England and France, were the +result of several causes and conditions: (1) their natural love of +adventure, common to all early Germanic peoples; (2) the fact that the +population of their home countries had become larger than the limited +resources of these northern regions would support; (3) the proximity +of the sea on every side, with its fiords and inlets inviting the +adventurer to embark for new shores; and (4) the discontent of the +nobles, or jarls, with the growing rigor of kingly government. In +consequence of these and other influences large numbers of the people +became pirates, with no other occupation than the plundering of the +more civilized and wealthier countries to the east, west, and south. +Those from Sweden visited most commonly the coasts of Russia, those +from Norway went generally to Scotland and Ireland, and those from +Denmark to England and France. In fast-sailing vessels carrying sixty +or seventy men, and under the leadership of "kings of the sea" who +never "sought refuge under a roof, nor emptied their drinking-horns at +a fireside," they darted along the shores, ascended rivers, converted +islands into temporary fortresses, and from thence sallied forth in +every direction to burn and pillage and carry off all the booty upon +which they could lay hands. So swift and irresistible were their +operations that they frequently met with not the slightest show of +opposition from the terrified inhabitants. + +It was natural that Frankland, with its numerous large rivers flowing +into the ocean and leading through fertile valleys dotted with towns +and rich abbeys, should early have attracted the marauders; and in +fact they made their appearance there as early as the year 800. Before +the end of Charlemagne's reign they had pillaged Frisia, and a monkish +writer of the time tells us that upon one occasion the great Emperor +burst into tears and declared that he was overwhelmed with sorrow as +he looked forward and saw what evils they would bring upon his +offspring and people. Whether or not this story is true, certain it is +that before the ninth century was far advanced incursions of the +barbarians--"the heathen," as the chroniclers generally call them--had +come to be almost annual events. In 841 Rouen was plundered and +burned; in 843 Nantes was besieged, the bishop killed, and many +captives carried off; in 845 the invaders appeared at Paris and were +prevented from attacking the place only by being bribed; and so the +story goes, until by 846 we find the annalists beginning their +melancholy record of the year's events with the matter-of-course +statement that, "according to their custom," the Northmen plundered +such and such a region [see p. 159]. Below are a few passages taken +from the Annals of Saint-Bertin, the poem of Abbo on the siege of +Paris, and the Chronicle of Saint-Denys, which show something of the +character of the Northmen's part in early French history, first as +mere invaders and afterwards as permanent settlers. + +The Annals of Saint-Bertin are so called because they have been copied +from an old manuscript found in the monastery of that name. The period +which they cover is 741-882. Several writers evidently had a hand in +their compilation. The portion between the dates 836 and 861 is +attributed to Prudence, bishop of Troyes, and that between 861 and 882 +to Hincmar, archbishop of Rheims. + +Abbo, the author of the second selection given below, was a monk of +St. Germain des Pres, at Paris. He wrote a poem in which he undertook +to give an account of the siege of Paris by the Northmen in 885 and +886, and of the struggles of the Frankish people with the invaders to +the year 896. As literature the poem has small value, but for the +historian it possesses some importance. + +The account of Rollo's conversion comes from a history of the Normans +written in the twelfth century by William of Jumieges. The work covers +the period 851-1137, its earlier portions (to 996) being based on an +older history written by Dudo, dean of St. Quentin, in the eleventh +century. The Chronicle of St.-Denys was composed at a later time and +served to preserve most of the history recorded by Dudo and William of +Jumieges. + + Sources--(a) _Annales Bertiniani_ ["Annals of St. Bertin"]. + Text in _Monumenta Germaniae Historica Scriptores_ (Pertz ed.), + Vol. I., pp. 439-454. + + (b) Abbonis Monachi S. Germani Parisiensis, _De Bellis + Parisiacae Urbis, et Odonis Comitis, post Regis, adversus + Northmannos urbem ipsam obsidentes, sub Carolo Crasso Imp. ac + Rege Francorum_ [Abbo's "Wars of Count Odo with the Northmen + in the Reign of Charles the Fat"]. Text in Bouquet, _Recueil + des Historiens des Gaules et de la France_, Vol. VIII., pp. + 4-26. + + (c) _Chronique de Saint-Denys d'apres Dudo et Guillaume de + Jumieges_ ["Chronicle of St. Denys based on Dudo and William + of Jumieges"], Vol. III., p. 105. + + (a) THE EARLIER RAVAGES OF THE NORTHMEN + + =843=. Pirates of the Northmen's race came to Nantes, killed the + bishop and many of the clergy and laymen, both men and women, and + pillaged the city. Thence they set out to plunder the lands of + lower Aquitaine. At length they arrived at a certain island[216] + and carried materials thither from the mainland to build themselves + houses; and they settled there for the winter, as if that were to + be their permanent dwelling-place. + + =844.= The Northmen ascended the Garonne as far as Toulouse and + pillaged the lands along both banks with impunity. Some, after + leaving this region went into Galicia[217] and perished, part of + them by the attacks of the cross-bowmen who had come to resist + them, part by being overwhelmed by a storm at sea. But others of + them went farther into Spain and engaged in long and desperate + combats with the Saracens; defeated in the end, they withdrew. + + [Sidenote: The Northmen bought off at Paris] + + =845.= The Northmen with a hundred ships entered the Seine on the + twentieth of March and, after ravaging first one bank and then the + other, came without meeting any resistance to Paris. Charles[218] + resolved to hold out against them; but seeing the impossibility of + gaining a victory, he made with them a certain agreement and by a + gift of 7,000 livres he bought them off from advancing farther and + persuaded them to return. + + Euric, king of the Northmen, advanced, with six hundred vessels, + along the course of the River Elbe to attack Louis of Germany.[219] + The Saxons prepared to meet him, gave battle, and with the aid of + our Lord Jesus Christ won the victory. + + The Northmen returned [from Paris] down the Seine and coming to the + ocean pillaged, destroyed, and burned all the regions along the + coast. + + =846.= The Danish pirates landed in Frisia.[220] They were able to + force from the people whatever contributions they wished and, being + victors in battle, they remained masters of almost the entire + province. + + =847.= The Northmen made their appearance in the part of Gaul + inhabited by the Britons[221] and won three victories. + Nomenoe,[222] although defeated, at length succeeded in buying + them off with presents and getting them out of his country. + + [Sidenote: The burning of Tours] + + =853-854.= The Danish pirates, making their way into the country + eastward from the city of Nantes, arrived without opposition, + November eighth, before Tours. This they burned, together with the + church of St. Martin and the neighboring places. But that incursion + had been foreseen with certainty and the body of St. Martin had + been removed to Cormery, a monastery of that church, and from there + to the city of Orleans. The pirates went on to the chateau of + Blois[223] and burned it, proposing then to proceed to Orleans and + destroy that city in the same fashion. But Agius, bishop of + Orleans, and Burchard, bishop of Chartres,[224] had gathered + soldiers and ships to meet them; so they abandoned their design and + returned to the lower Loire, though the following year [855] they + ascended it anew to the city of Angers.[225] + + =855.= They left their ships behind and undertook to go overland to + the city of Poitiers;[226] but the Aquitanians came to meet them + and defeated them, so that not more than 300 escaped. + + [Sidenote: Orleans pillaged] + + =856.= On the eighteenth of April, the Danish pirates came to the + city of Orleans, pillaged it, and went away without meeting + opposition. Other Danish pirates came into the Seine about the + middle of August and, after plundering and ruining the towns on the + two banks of the river, and even the monasteries and villages + farther back, came to a well located place near the Seine called + Jeufosse, and, there quietly passed the winter. + + =859.= The Danish pirates having made a long sea-voyage (for they + had sailed between Spain and Africa) entered the Rhone, where they + pillaged many cities and monasteries and established themselves on + the island called Camargue.... They devastated everything before + them as far as the city of Valence.[227] Then after ravaging all + these regions they returned to the island where they had fixed + their habitation. Thence they went on toward Italy, capturing and + plundering Pisa and other cities. + + [Sidenote: The Northmen arrive at the city] + + (b) THE SIEGE OF PARIS + + =885.= The Northmen came to Paris with 700 sailing ships, not + counting those of smaller size which are commonly called barques. + At one stretch the Seine was lined with the vessels for more than + two leagues, so that one might ask in astonishment in what cavern + the river had been swallowed up, since it was not to be seen. The + second day after the fleet of the Northmen arrived under the walls + of the city, Siegfred, who was then king only in name[228] but who + was in command of the expedition, came to the dwelling of the + illustrious bishop. He bowed his head and said: "Gauzelin, have + compassion on yourself and on your flock. We beseech you to listen + to us, in order that you may escape death. Allow us only the + freedom of the city. We will do no harm and we will see to it that + whatever belongs either to you or to Odo shall be strictly + respected." Count Odo, who later became king, was then the defender + of the city.[229] The bishop replied to Siegfred, "Paris has been + entrusted to us by the Emperor Charles, who, after God, king and + lord of the powerful, rules over almost all the world. He has put + it in our care, not at all that the kingdom may be ruined by our + misconduct, but that he may keep it and be assured of its peace. + If, like us, you had been given the duty of defending these walls, + and if you should have done that which you ask us to do, what + treatment do you think you would deserve?" Siegfred replied, "I + should deserve that my head be cut off and thrown to the dogs. + Nevertheless, if you do not listen to my demand, on the morrow our + war machines will destroy you with poisoned arrows. You will be the + prey of famine and of pestilence and these evils will renew + themselves perpetually every year." So saying, he departed and + gathered together his comrades. + + [Sidenote: The attack upon the tower] + + [Sidenote: Fierce fighting] + + [Sidenote: The bravery of Count Odo] + + In the morning the Northmen, boarding their ships, approached the + tower and attacked it.[230] They shook it with their engines and + stormed it with arrows. The city resounded with clamor, the people + were aroused, the bridges trembled. All came together to defend the + tower. There Odo, his brother Robert,[231] and the Count Ragenar + distinguished themselves for bravery; likewise the courageous Abbot + Ebolus,[232] the nephew of the bishop. A keen arrow wounded the + prelate, while at his side the young warrior Frederick was struck + by a sword. Frederick died, but the old man, thanks to God, + survived. There perished many Franks; after receiving wounds they + were lavish of life. At last the enemy withdrew, carrying off their + dead. The evening came. The tower had been sorely tried, but its + foundations were still solid, as were also the narrow _baies_ which + surmounted them. The people spent the night repairing it with + boards. By the next day, on the old citadel had been erected a new + tower of wood, a half higher than the former one. At sunrise the + Danes caught their first glimpse of it. Once more the latter + engaged with the Christians in violent combat. On every side arrows + sped and blood flowed. With the arrows mingled the stones hurled + by slings and war-machines; the air was filled with them. The tower + which had been built during the night groaned under the strokes of + the darts, the city shook with the struggle, the people ran hither + and thither, the bells jangled. The warriors rushed together to + defend the tottering tower and to repel the fierce assault. Among + these warriors two, a count and an abbot [Ebolus], surpassed all + the rest in courage. The former was the redoubtable Odo who never + experienced defeat and who continually revived the spirits of the + worn-out defenders. He ran along the ramparts and hurled back the + enemy. On those who were secreting themselves so as to undermine + the tower he poured oil, wax, and pitch, which, being mixed and + heated, burned the Danes and tore off their scalps. Some of them + died; others threw themselves into the river to escape the awful + substance....[233] + + Meanwhile Paris was suffering not only from the sword outside but + also from a pestilence within which brought death to many noble + men. Within the walls there was not ground in which to bury the + dead.... Odo, the future king, was sent to Charles, emperor of the + Franks,[234] to implore help for the stricken city. + + [Sidenote: Odo's mission to Emperor Charles the Fat] + + One day Odo suddenly appeared in splendor in the midst of three + bands of warriors. The sun made his armor glisten and greeted him + before it illuminated the country around. The Parisians saw their + beloved chief at a distance, but the enemy, hoping to prevent his + gaining entrance to the tower, crossed the Seine and took up their + position on the bank. Nevertheless Odo, his horse at a gallop, got + past the Northmen and reached the tower, whose gates Ebolus opened + to him. The enemy pursued fiercely the comrades of the count who + were trying to keep up with him and get refuge in the tower. [The + Danes were defeated in the attack.] + + [Sidenote: Terms of peace arranged by Charles] + + Now came the Emperor Charles, surrounded by soldiers of all + nations, even as the sky is adorned with resplendent stars. A great + throng, speaking many languages, accompanied him. He established + his camp at the foot of the heights of Montmartre, near the tower. + He allowed the Northmen to have the country of Sens to + plunder;[235] and in the spring he gave them 700 pounds of silver + on condition that by the month of March they leave France for their + own kingdom.[236] Then Charles returned, destined to an early + death.[237] + + [Sidenote: Rollo receives Normandy from Charles the Simple] + + (c) THE BAPTISM OF ROLLO AND THE ESTABLISHMENT OF THE NORMANS IN + FRANCE[238] + + The king had at first wished to give to Rollo the province of + Flanders, but the Norman rejected it as being too marshy. Rollo + refused to kiss the foot of Charles when he received from him the + duchy of Normandy. "He who receives such a gift," said the bishops + to him, "ought to kiss the foot of the king." "Never," replied he, + "will I bend the knee to any one, or kiss anybody's foot." + Nevertheless, impelled by the entreaties of the Franks, he ordered + one of his warriors to perform the act in his stead. This man + seized the foot of the king and lifted it to his lips, kissing it + without bending and so causing the king to tumble over backwards. + At that there was a loud burst of laughter and a great commotion in + the crowd of onlookers. King Charles, Robert, Duke of the + Franks,[239] the counts and magnates, and the bishops and abbots, + bound themselves by the oath of the Catholic faith to Rollo, + swearing by their lives and their bodies and by the honor of all + the kingdom, that he might hold the land and transmit it to his + heirs from generation to generation throughout all time to come. + When these things had been satisfactorily performed, the king + returned in good spirits into his dominion, and Rollo with Duke + Robert set out for Rouen. + + [Sidenote: Rollo becomes a Christian] + + In the year of our Lord 912 Rollo was baptized in holy water in the + name of the sacred Trinity by Franco, archbishop of Rouen. Duke + Robert, who was his godfather, gave to him his name. Rollo + devotedly honored God and the Holy Church with his gifts.... The + pagans, seeing that their chieftain had become a Christian, + abandoned their idols, received the name of Christ, and with one + accord desired to be baptized. Meanwhile the Norman duke made ready + for a splendid wedding and married the daughter of the king + [Gisela] according to Christian rites. + + [Sidenote: His work in Normandy] + + Rollo gave assurance of security to all those who wished to dwell + in his country. The land he divided among his followers, and, as it + had been a long time unused, he improved it by the construction of + new buildings. It was peopled by the Norman warriors and by + immigrants from outside regions. The duke established for his + subjects certain inviolable rights and laws, confirmed and + published by the will of the leading men, and he compelled all his + people to live peaceably together. He rebuilt the churches, which + had been entirely ruined; he restored the temples, which had been + destroyed by the ravages of the pagans; he repaired and added to + the walls and fortifications of the cities; he subdued the Britons + who rebelled against him; and with the provisions obtained from + them he supplied all the country that had been granted to him. + + +28. Later Carolingian Efforts to Preserve Order + +The ninth century is chiefly significant in Frankish history as an era +of decline of monarchy and increase of the powers and independence of +local officials and magnates. Already by Charlemagne's death, in 814, +the disruptive forces were at work, and under the relatively weak +successors of the great Emperor the course of decentralization went on +until by the death of Charles the Bald, in 877, the royal authority +had been reduced to a condition of insignificance. This century was +the formative period _par excellence_ of the feudal system--a type of +social and economic organization which the conditions of the time +rendered inevitable and under which great monarchies tended to be +dissolved into a multitude of petty local states. Large landholders +began to regard themselves as practically independent; royal +officials, particularly the counts, refused to be parted from their +positions and used them primarily to enhance their own personal +authority; the churches and monasteries stretched their royal grants +of immunity so far as almost to refuse to acknowledge any obligations +to the central government. In these and other ways the Carolingian +monarchy was shorn of its powers, and as it was quite lacking in +money, lands, and soldiers who could be depended on, there was little +left for it to do but to legislate and ordain without much prospect of +being able to enforce its laws and ordinances. The rapidity with which +the kings of the period were losing their grip on the situation comes +out very clearly from a study of the capitularies which they issued +from time to time. In general these capitularies, especially after +about 840, testify to the disorder everywhere prevailing, the +usurpations of the royal officials, and the popular contempt of the +royal authority, and reiterate commands for the preservation of order +until they become fairly wearisome to the reader. Royalty was at a bad +pass and its weakness is reflected unmistakably in its attempts to +govern by mere edict without any backing of enforcing power. In 843, +853, 856, 857, and many other years of Charles the Bald's reign, +elaborate decrees were issued prohibiting brigandage and lawlessness, +but with the tell-tale provision that violators were to be "admonished +with Christian love to repent," or that they were to be punished "as +far as the local officials could remember them," or that the royal +agents were themselves to take oath not to become highway robbers! +Sometimes the king openly confessed his weakness and proceeded to +implore, rather than to command, his subjects to obey him. + +The capitulary quoted below belongs to the last year of the short +reign of Carloman (882-884), son of Louis the Stammerer and grandson +of Charles the Bald. It makes a considerable show of power, ordaining +the punishment of criminals as confidently as if there had really been +means to assure its enforcement. But in truth all the provisions in it +had been embodied in capitularies of Carloman's predecessors with +scarcely perceptible effect, and there was certainly no reason to +expect better results now. With the nobles practicing, if not +asserting, independence, the churches and monasteries heeding the +royal authority hardly at all, the country being ravaged by Northmen +and the people turning to the great magnates for the protection they +could no longer get from the king, and the counts and _missi dominici_ +making their lands and offices the basis for hereditary local +authority, the king had come to be almost powerless in the great realm +where less than a hundred years before Charlemagne's word, for all +practical purposes, was law. Even Charlemagne himself, however, could +have done little to avert the state of anarchy which conditions too +strong for any sovereign to cope with had brought about. + + Source--Text in _Monumenta Germaniae Historica, Leges_ + (Boretius ed.), Vol. II., pp. 371-375. + + [Sidenote: The keeping of the peace enjoined] + + =1.= According to the custom of our predecessors, we desire that in + our palace shall prevail the worship of God, the honor of the king, + piety, concord, and a condition of peace; and that that peace + established in our palace by the sanction of our predecessors shall + extend to, and be observed throughout, our entire kingdom. + + =2.= We desire that all those who live at our court, and all who + come there, shall live peaceably. If any one, in breach of the + peace, is guilty of violence, let him be brought to a hearing at + our palace, by the authority of the king and by the order of our + _missus_, as it was ordained by the capitularies of our + predecessors, that he may be punished according to a legal judgment + and may pay a triple composition with the royal ban.[240] + + =3.= If the offender has no lord, or if he flees from our court, + our _missus_ shall go to find him and shall order him, in our name, + to appear at the palace.[241] If he should be so rash as to disdain + to come, let him be brought by force. If he spurns both us and our + _missus_, and while refusing to obey summons is killed in + resisting, and any of his relatives or friends undertake to + exercise against our agents who have killed him the right of + vengeance,[242] we will oppose them there and will give our agents + all the aid of our royal authority. + + [Sidenote: The bishop's part in repressing crime] + + =5.= The bishop of the diocese in which the crime shall have been + committed ought, through the priest of the place, to give three + successive invitations to the offender to repent and to make + reparation for his fault in order to set himself right with God and + the church that he has injured. If he scorns and rejects this + summons and invitation, let the bishop wield upon him the pastoral + rod, that is to say, the sentence of excommunication; and let him + separate him from the communion of the Holy Church until he shall + have given the satisfaction that is required. + + [Sidenote: Obligations of lay officials to restrain violence] + + =9.= In order that violence be entirely brought to an end and order + restored, it is necessary that the bishop's authority should be + supplemented by that of the public officials. Therefore we and our + faithful have judged it expedient that the _missi dominici_ should + discharge faithfully the duties of their office.[243] The count + shall enjoin to the viscount,[244] to his _vicarii_ and + _centenarii_,[245] and to all the public officials, as well as to + all Franks who have a knowledge of the law, that all should give as + much aid as they can to the Church, both on their own account and + in accord with the requests of the clergy, every time they shall be + called upon by the bishop, the officers of the bishop, or even by + the needy. They should do this for the love of God, the peace of + the Holy Church, and the fidelity that they owe to us. + + +29. The Election of Hugh Capet (987). + +The election of Hugh Capet as king of France in 987 marked the +establishment of the so-called Capetian line of monarchs, which +occupied the French throne in all not far from eight centuries--a +record not equaled by any other royal house in European history. The +circumstances of the election were interesting and significant. For +more than a hundred years there had been keen rivalry between the +Carolingian kings and one of the great ducal houses of the Franks, +known as the Robertians. In the disorder which so generally prevailed +in France in the ninth and tenth centuries, powerful families +possessing extensive lands and having large numbers of vassals and +serfs were able to make themselves practically independent of the +royal power. The greatest of these families was the Robertians, the +descendants of Robert the Strong, father of the Odo who distinguished +himself at the siege of Paris in 885-886 [see p. 170]. Between 888 and +987 circumstances brought it about three different times that members +of the Robertian house were elevated to the Frankish throne (Odo, +888-898; Robert I., 922-923; and Rudolph--related to the Robertians by +marriage only,--923-936). The rest of the time the throne was occupied +by Carolingians (Charles the Simple, 898-922; Louis IV., 936-954; +Lothair, 954-986; and Louis V., 986-987). With the death of the young +king Louis V., in 987, the last direct descendant of Charlemagne +passed away and the question of the succession was left for solution +by the nobles and higher clergy of the realm. As soon as the king was +dead, such of these magnates as were assembled at the court to attend +the funeral bound themselves by oath to take no action until a general +meeting could be held at Senlis (a few miles north of Paris) late in +May, 987. The proceedings of this general meeting are related in the +passage below. Apparently it had already been pretty generally agreed +that the man to be elected was Hugh Capet, great-grandson of Robert +the Strong and the present head of the famous Robertian house, and the +speech of Adalbero, archbishop of Rheims, of which Richer gives a +resume, was enough to ensure this result. There was but one other +claimant of importance. That was the late king's uncle, Charles of +Lower Lorraine. He was not a man of force and Adalbero easily disposed +of his candidacy, though the rejected prince was subsequently able to +make his successful rival a good deal of trouble. Hugh owed his +election to his large material resources, the military prestige of +his ancestors, the active support of the Church, and the lack of +direct heirs of the Carolingian dynasty. + +Richer, the chronicler whose account of the election is given below, +was a monk living at Rheims at the time when the events occurred which +he describes. His "Four Books of Histories," discovered only in 1833, +is almost our only considerable source of information on Frankish +affairs in the later tenth century. In his writing he endeavored to +round out his work into a real history and to give more than the bare +outline of events characteristic of the mediaeval annalists. In this he +was only partially successful, being at fault mainly in indulging in +too much rhetoric and in allowing partisan motives sometimes to guide +him in what he said. His partisanship was on the side of the fallen +Carolingians. The period covered by the "Histories" is 888-995; they +are therefore roughly continuous chronologically with the Annals of +Saint Bertin [see p. 164]. + + Source--Richer, _Historiarum Libri IV._ ["Four Books of + Histories"], Bk. IV., Chaps. 11-12. Text in _Monumenta + Germaniae Historica, Scriptores_ (Pertz ed.), Vol. III., pp. + 633-634. + + Meanwhile, at the appointed time the magnates of Gaul who had taken + the oath came together at Senlis. When they had all taken their + places in the assembly and the duke[246] had given the sign, the + archbishop[247] spoke to them as follows:[248] + + [Sidenote: Adalbero's speech at Senlis] + + "King Louis, of divine memory, having been removed from the world, + and having left no heirs, it devolves upon us to take serious + counsel as to the choice of a successor, so that the state may not + suffer any injury through neglect and the lack of a leader. On a + former occasion[249] we thought it advisable to postpone that + deliberation in order that each of you might be able to come here + and, in the presence of the assembly, voice the sentiment which God + should have inspired in you, and that from all these different + expressions of opinion we might be able to find out what is the + general will. + + [Sidenote: Election, not heredity, the true basis of Frankish + kingship] + + "Here we are assembled. Let us see to it, by our prudence and + honor, that hatred shall not destroy reason, that love shall not + interfere with truth. We are aware that Charles[250] has his + partisans, who claim that the throne belongs to him by right of + birth. But if we look into the matter, the throne is not acquired + by hereditary right, and no one ought to be placed at the head of + the kingdom unless he is distinguished, not only by nobility of + body, but also by strength of mind--only such a one as honor and + generosity recommend.[251] We read in the annals of rulers of + illustrious descent who were deposed on account of their + unworthiness and replaced by others of the same, or even lesser, + rank.[252] + + [Sidenote: Objections to Charles of Lorraine] + + [Sidenote: Election of Hugh Capet urged] + + "What dignity shall we gain by making Charles king? He is not + guided by honor, nor is he possessed of strength. Then, too, he has + compromised himself so far as to have become the dependent of a + foreign king[253] and to have married a girl taken from among his + own vassals. How could the great duke endure that a woman of the + low rank of vassal should become queen and rule over him? How could + he tender services to this woman, when his equals, and even his + superiors, in birth bend the knee before him and place their hands + under his feet? Think of this seriously and you will see that + Charles must be rejected for his own faults rather than on account + of any wrong done by others. Make a decision, therefore, for the + welfare rather than for the injury of the state. If you wish ill to + your country, choose Charles to be king; if you have regard for its + prosperity, choose Hugh, the illustrious duke.... Elect, then, the + duke, a man who is recommended by his conduct, by his nobility, and + by his military following. In him you will find a defender, not + only of the state, but also of your private interests. His + large-heartedness will make him a father to you all. Who has ever + fled to him for protection without receiving it? Who that has been + deserted by his friends has he ever failed to restore to his + rights?" + + [Sidenote: The beginning of his reign] + + This speech was applauded and concurred in by all, and by unanimous + consent the duke was raised to the throne. He was crowned at + Noyon[254] on the first of June[255] by the archbishop and the + other bishops as king of the Gauls, the Bretons, the Normans, the + Aquitanians, the Goths, the Spaniards and the Gascons.[256] + Surrounded by the nobles of the king, he issued decrees and made + laws according to royal custom, judging and disposing of all + matters with success. + + +FOOTNOTES: + +[197] After the battle of Fontenay, June 25, 841, Charles and Louis +had separated and Lothair had formed the design of attacking and +conquering first one and then the other. He made an expedition against +Charles, but was unable to accomplish anything before his two enemies +again drew together at Strassburg. + +[198] The name "Francia" was as yet confined to the country lying +between the Loire and the Scheldt. + +[199] This Pepin was a son of Pepin, the brother of Charles, Louis, +and Lothair. Upon the death of the elder Pepin in 838 his part of the +empire--the great region between the Loire and the Pyrenees, known as +Aquitaine--had been taken possession of by Charles, without regard for +the two surviving sons. It was natural, therefore, that in the +struggle which ensued between Charles and Louis on the one side and +Lothair on the other, young Pepin should have given such aid as he +could to the latter. + +[200] On the upper Moselle. + +[201] This refers to the battle of Fontenay. + +[202] The translation of this oath is as follows: "For the love of +God, and for the sake as well of our peoples as of ourselves, I +promise that from this day forth, as God shall grant me wisdom and +strength, I will treat this my brother as one's brother ought to be +treated, provided that he shall do the same by me. And with Lothair I +will not willingly enter into any dealings which may injure this my +brother." + +[203] This oath, taken by the followers of the two kings, may be thus +translated: "If Louis [or Charles] shall observe the oath which he has +sworn to his brother Charles [or Louis], and Charles [or Louis], our +lord, on his side, should be untrue to his oath, and we should be +unable to hold him to it, neither we nor any whom we can deter, shall +give him any support." The oath taken by the two armies was the same, +with only the names of the kings interchanged. + +[204] This name in the course of time became simply "Francia," then +"France." In the eastern kingdom, "Francia" gradually became +restricted to the region about the Main, or "Franconia." + +[205] It was commonly known as "Lotharii regnum," later as +"Lotharingia," and eventually (a fragment of the kingdom only) as +"Lorraine." + +[206] Emerton, _Mediaeval Europe_ (Boston, 1903), p. 30. + +[207] This statement is only approximately true. In reality Friesland +(Frisia) and a strip up the east bank of the Rhine almost to the mouth +of the Moselle went to Lothair. + +[208] See p. 152, note 2. + +[209] Gregory IV. (827-844) was succeeded in the papal office by +Sergius II. (844-847). + +[210] By the treaty of Verdun in 843 Charles the Bald had been given +Aquitaine, along with the other distinctively Frankish regions of +western Europe. His nephew Pepin, however, who had never been +reconciled to Charles's taking possession of Aquitaine in 838, called +himself king of that country and made stubborn resistance to his +uncle's claims of sovereignty [see p. 156]. + +[211] The Wends were a Slavonic people living in the lower valley of +the Oder. + +[212] By "the heathen" are meant the Norse pirates from Denmark and +the Scandinavian peninsula. On their invasions see p. 163. + +[213] This Saracen attack upon Rome was made by some Arab pirates who +in the Mediterranean were playing much the same role of destruction as +were the Northmen on the Atlantic coasts. A league of Naples, Gaeta, +and Amalfi defeated the pirates in 849, and delivered Rome from her +oppressors long enough for new fortifications to be constructed. Walls +were built at this time to include the quarter of St. Peter's--a +district known to this day as the "Leonine City" in memory of Leo IV., +who in 847 succeeded Sergius as pope [see above text under date 850]. + +[214] Fulda was an important monastery on one of the upper branches of +the Weser, northeast of Mainz. + +[215] An octave, in the sense here meant, is the week (strictly eight +days) following a church festival; in this case, the eight days +following the anniversary of Christ's birth, or Christmas. + +[216] The isle of Rhe, near Rochelle, north of the mouth of the +Garonne. + +[217] Galicia was a province in the extreme northwest of the Spanish +peninsula. + +[218] Charles the Bald, who by the treaty of Verdun in 843, had +obtained the western part of the empire built up by Charlemagne [see +p. 154]. + +[219] Louis, a half-brother of Charles the Bald, who had received the +eastern portion of Charlemagne's empire by the settlement of 843. + +[220] Frisia, or Friesland, was the northernmost part of the kingdom +of Lothair. + +[221] That is, in Brittany. + +[222] Nomenoe was a native chief of the Britons. Charles the Bald made +many efforts to reduce him to obedience, but with little success. In +848 or 849 he took the title of king. During his brief reign (which +ended in 851) he invaded Charles's dominions and wrought almost as +much destruction as did the Northmen themselves. + +[223] Tours, Blois, and Orleans were all situated within a range of a +hundred miles along the lower Loire. + +[224] Chartres was some eighty miles northwest of Orleans. + +[225] About midway between Nantes and Tours. + +[226] Poitiers was about seventy miles southwest of Tours. + +[227] Valence was on the Rhone, nearly a hundred and fifty miles back +from the Mediterranean coast. + +[228] The Northmen who ravaged France really had no kings, but only +military chieftains. + +[229] Odo, or Eudes, was chosen king by the Frankish nobles and clergy +in 888, to succeed the deposed Charles the Fat. He was not of the +Carolingian family but a Robertian (son of Robert the Strong), and +hence a forerunner of the Capetian line of kings regularly established +on the French throne in 987 [see p. 177]. His election to the kingship +was due in a large measure to his heroic conduct during the siege of +Paris by the Northmen. + +[230] The tower blocked access to the city by the so-called "Great +Bridge," which connected the right bank of the Seine with the island +on which the city was built. The tower stood on the present site of +the Chatelet. + +[231] In time Robert also became king. He reigned only from 922 to +923. + +[232] Abbot Ebolus was head of the monastery of St. Germain des Pres. + +[233] The Northmen were finally compelled to abandon their efforts +against the tower. They then retired to the bank of the Seine near the +abbey of Saint-Denys and from that place as a center ravaged all the +country lying about Paris. In a short time they renewed the attack +upon the city itself. + +[234] Charles the Fat, under whom during the years 885-887 the old +empire of Charlemagne was for the last time united under a single +sovereign. When Odo went to find him in 886 he was at Metz in Germany. +German and Italian affairs interested him more than did those of the +Franks. + +[235] Sens was about a hundred miles southeast of Paris. Charles +abandoned the region about Sens to the Northmen to plunder during the +winter of 886-887. His very lame excuse for doing this was that the +people of the district did not properly recognize his authority and +were deserving of such punishment. + +[236] The twelve month siege of Paris thus brought to an end had many +noteworthy results. Chief among these was the increased prestige of +Odo as a national leader and of Paris as a national stronghold. Prior +to this time Paris had not been a place of importance, even though +Clovis had made it his capital. In the period of Charlemagne it was +distinctly a minor city and it gained little in prominence under Louis +the Pious and Charles the Bald. The great Carolingian capitals were +Laon and Compiegne. The siege of 885-886, however, made it apparent +that Paris occupied a strategic position, commanding the valley of the +Seine, and that the inland city was one of the true bulwarks of the +kingdom. Thereafter the place grew rapidly in population and prestige, +and when Odo became king (in 888) it was made his capital. As time +went on it grew to be the heart of the French kingdom and came to +guide the destinies of France as no other city of modern times has +guided a nation. + +[237] He was deposed in 887, largely because of his utter failure to +take any active measures to defend the Franks against their Danish +enemies. From Paris he went to Germany where he died, January 13, 888, +at a small town on the Danube. + +[238] After the famous siege of Paris in 885-886 the Northmen, or +Normans as they may now be called, continued to ravage France just as +they had done before that event. In 910 one of their greatest +chieftains, Rollo, appeared before Paris and prepared to take the +city. In this project he was unsuccessful, but his warriors caused so +much devastation in the surrounding country that Charles the Simple, +who was now king, decided to try negotiations. A meeting was held at +Saint-Clair-sur-Epte where, in the presence of the Norman warriors and +the Frankish magnates, Charles and Rollo entered into the first treaty +looking toward a permanent settlement of Northmen on Frankish +territory. Rollo promised to desist from his attacks upon Frankland +and to become a Christian. Charles agreed to give over to the Normans +a region which they in fact already held, with Rouen as its center, +and extending from the Epte River on the east to the sea on the west. +The arrangement was dictated by good sense and proved a fortunate one +for all parties concerned. + +[239] Robert was Odo's brother. "Duke of the Franks" was a title, at +first purely military, but fast developing to the point where it was +to culminate in its bearer becoming the first Capetian king [see p. +177]. + +[240] See p. 138, note 4. + +[241] If the offender had a lord, this lord would be expected to +produce his accused vassal at court. + +[242] That is, the old blood-feud of the Germans. + +[243] The office of _missus_ had by this time fallen pretty much into +decay. Many of the _missi_ were at the same time counts--a combination +of authority directly opposed to the earlier theory of the +administrative system. The _missus_ had been supposed to supervise the +counts and restrain them from disloyalty to the king and from +indulgence in arbitrary or oppressive measures of local government. + +[244] The viscount (_vicecomes_) was the count's deputy. By Carloman's +time there were sometimes several of these in a county. They were at +first appointed by the count, but toward the end of the ninth century +they became hereditary. + +[245] The _vicarii_ and _centenarii_ were local assistants of the +count in administrative and judicial affairs. In Merovingian times +their precise duties are not clear, but under the Carolingians the two +terms tended to become synonyms. The _centenarius_, or hundredman, was +charged mainly with the administration of justice in the smallest +local division, i.e., the hundred. In theory he was elected by the +people of the hundred, but in practice he was usually appointed by the +count. + +[246] Hugh Capet, whose title prior to 987 was "Duke of the Franks." + +[247] Adalbero, archbishop of Rheims. + +[248] We are not to suppose that Richer here gives a literal +reproduction of Adalbero's speech, but so far as we can tell the main +points are carefully stated. + +[249] At the funeral of Louis. + +[250] Charles of Lower Lorraine, uncle of Louis V. + +[251] The elective principle here asserted had prevailed in the choice +of French and German kings for nearly a century. The kings chosen, +however, usually came from one family, as the Carolingians in France. + +[252] Almost exactly a century earlier there had been such a case +among the Franks, when Charles the Fat was deposed and Odo, the +defender of Paris, elevated to the throne (888). + +[253] Charles had been made duke of Lower Lorraine by the German +emperor. This passage in Adalbero's speech looks like something of an +appeal to Frankish pride, or as we would say in these days, to +national sentiment. Still it must be remembered that while a sense of +common interest was undoubtedly beginning to develop among the peoples +represented in the assembly at Senlis, these peoples were still far +too diverse to be spoken of accurately as making up a unified +nationality. Adalbero was indulging in a political harangue and piling +up arguments for effect, without much regard for their real weight. + +[254] Noyon was a church center about fifty miles north of Paris. That +the coronation really occurred at this place has been questioned by +some, but there seems to be small reason for doubting Richer's +statement in the matter. + +[255] M. Pfister in Lavisse, _Histoire de France_, Vol. II., p. 412, +asserts that the coronation occurred July 3, 987. + +[256] This method of describing the extent of the new king's dominion +shows how far from consolidated the so-called Frankish kingdom really +was. The royal domain proper, that is, the land over which the king +had immediate control, was limited to a long fertile strip extending +from the Somme to a point south of Orleans, including the important +towns of Paris, Orleans, Etampes, Senlis, and Compiegne. Even this was +not continuous, but was cut into here and there by the estates of +practically independent feudal lords. By far the greater portion of +modern France (the name in 987 was only beginning to be applied to the +whole country) consisted of great counties and duchies, owing +comparatively little allegiance to the king and usually rendering even +less than they owed. Of these the most important was the county (later +duchy) of Normandy, the county of Bretagne (Brittany), the county of +Flanders, the county of Anjou, the county of Blois, the duchy of +Burgundy, the duchy of Aquitaine, the county of Toulouse, the county +of Gascony, and the county of Barcelona (south of the Pyrenees). The +"Goths" referred to by Richer were the inhabitants of the "march," or +border county, of Gothia along the Mediterranean coast between the +lower Rhone and the Pyrenees (old Septimania). + + + + +CHAPTER XI. + +ALFRED THE GREAT IN WAR AND IN PEACE + + +30. The Danes in England + +The earliest recorded visit of the Danes, or Northmen, to England +somewhat antedates the appearance of these peoples on the Frankish +coast in the year 800. In 787 three Danish vessels came to shore at +Warham in Dorset and their sailors slew the unfortunate reeve who +mistook them for ordinary foreign merchants and tried to collect port +dues from them. Thereafter the British coasts were never free for many +years at a time from the depredations of the marauders. In 793 the +famous church at Lindisfarne, in Northumberland, was plundered; in 795 +the Irish coasts began to suffer; in 833 a fleet of twenty-five +vessels appeared at the mouth of the Thames; in 834 twelve hundred +pillagers landed in Dorset; in 842 London and Rochester were sacked +and their population scattered; in 850 a fleet of 350 ships carrying +perhaps ten or twelve thousand men, wintered at the mouth of the +Thames and in the spring caused London again to suffer; and from then +on until the accession of King Alfred, in 871, destructive raids +followed one another with distressing frequency. + +The account of the Danish invasions given below is taken from a +biography of King Alfred commonly attributed to Asser, a monk of Welsh +origin connected with the monastery of St. David (later bishop of +Sherborne) and a close friend and adviser of the great king. It gives +us some idea of the way in which Alfred led his people through the +darkest days in their history, and of the settlement known as the +"Peace of Alfred and Guthrum" by which the Danish leader became a +Christian and the way was prepared for the later division of the +English country between the two contending peoples. + + Source--Johannes Menevensis Asserius, _De rebus gestis Aelfredi + Magni_ [Asser, "The Deeds of Alfred the Great"], Chaps. 42-55 + _passim_. Adapted from translation by J. A. Giles in _Six Old + English Chronicles_ (London, 1866), pp. 56-63. + + [Sidenote: Alfred becomes king (871)] + + [Sidenote: The struggle with the Danes] + + In the year 871 Alfred, who up to that time had been of only + secondary rank, while his brothers were alive, by God's permission, + undertook the government of the whole kingdom, welcomed by all the + people. Indeed, if he had cared to, he might have done so earlier, + even while his brother was still alive;[257] for in wisdom and + other qualities he excelled all of his brothers, and, moreover, he + was courageous and victorious in all his wars. He became king + almost against his will, for he did not think that he could alone + withstand the numbers and the fierceness of the pagans, though even + during the lifetime of his brothers he had carried burdens enough + for many men. And when he had ruled one month, with a small band of + followers and on very unequal terms, he fought a battle with the + entire army of the pagans. This was at a hill called Wilton, on the + south bank of the River Wily, from which river the whole of that + district is named.[258] And after a long and fierce engagement the + pagans, seeing the danger they were in, and no longer able to meet + the attacks of their enemies, turned their backs and fled. But, oh, + shame to say, they deceived the English, who pursued them too + boldly, and, turning swiftly about, gained the victory. Let no one + be surprised to learn that the Christians had only a small number + of men, for the Saxons had been worn out by eight battles with the + pagans in one year. In these they had slain one king, nine dukes, + and innumerable troops of soldiers. There had also been numberless + skirmishes, both by day and by night, in which Alfred, with his + ministers and chieftains and their men, were engaged without rest + or relief against the pagans. How many thousands of pagans fell in + these skirmishes God only knows, over and above the numbers slain + in the eight battles before mentioned. In the same year the Saxons + made peace with the invaders, on condition that they should take + their departure, and they did so. + + [Sidenote: Alfred's plan to meet the pagans on the sea] + + In the year 877 the pagans, on the approach of autumn, partly + settled in Exeter[259] and partly marched for plunder into + Mercia.[260] The number of that disorderly horde increased every + day, so that, if thirty thousand of them were slain in one battle, + others took their places to double the number. Then King Alfred + commanded boats and galleys, i.e., long ships, to be built + throughout the kingdom, in order to offer battle by sea to the + enemy as they were coming.[261] On board these he placed sailors, + whom he commanded to keep watch on the seas. Meanwhile he went + himself to Exeter, where the pagans were wintering and, having shut + them up within the walls, laid siege to the town. He also gave + orders to his sailors to prevent the enemy from obtaining any + supplies by sea. In a short time the sailors were encountered by a + fleet of a hundred and twenty ships full of armed soldiers, who + were on their way to the relief of their countrymen. As soon as the + king's men knew that the ships were manned by pagan soldiers they + leaped to their arms and bravely attacked those barbaric tribes. + The pagans, who had now for almost a month been tossed and almost + wrecked among the waves of the sea, fought vainly against them. + Their bands were thrown into confusion in a very short time, and + all were sunk and drowned in the sea, at a place called + Swanwich.[262] + + In 878, which was the thirtieth year of King Alfred's life, the + pagan army left Exeter and went to Chippenham. This latter place + was a royal residence situated in the west of Wiltshire, on the + eastern bank of the river which the Britons called the Avon. They + spent the winter there and drove many of the inhabitants of the + surrounding country beyond the sea by the force of their arms, and + by the want of the necessities of life. They reduced almost + entirely to subjection all the people of that country. + + [Sidenote: Alfred in refuge at Athelney] + + [Sidenote: The battle of Ethandune and the establishment of peace + (878)] + + The same year, after Easter, King Alfred, with a few followers, + made for himself a stronghold in a place called Athelney,[263] and + from thence sallied, with his companions and the nobles of + Somersetshire, to make frequent assaults upon the pagans. Also, in + the seventh week after Easter, he rode to Egbert's stone, which is + in the eastern part of the wood that is called Selwood.[264] Here + he was met by all the folk of Somersetshire and Wiltshire and + Hampshire, who had not fled beyond the sea for fear of the pagans; + and when they saw the king alive after such great tribulation they + received him, as he deserved, with shouts of joy, and encamped + there for one night. At dawn on the following day the king broke + camp and went to Okely, where he encamped for one night. The next + morning he moved to Ethandune[265] and there fought bravely and + persistently against the whole army of the pagans. By the help of + God he defeated them with great slaughter and pursued them flying + to their fortification. He at once slew all the men and carried off + all the booty that he could find outside the fortress, which he + immediately laid siege to with his entire army. And when he had + been there fourteen days the pagans, driven by famine, cold, fear, + and finally by despair, asked for peace on the condition that they + should give the king as many hostages as he should ask, but should + receive none from him in return. Never before had they made a + treaty with any one on such terms. The king, hearing this, took + pity upon them and received such hostages as he chose. Then the + pagans swore that they would immediately leave the kingdom, and + their king, Guthrum, promised to embrace Christianity and receive + baptism at Alfred's hands. All of these pledges he and his men + fulfilled as they had promised.[266] + + +31. Alfred's Interest in Education + +As an epoch of literary and educational advancement the reign of +Alfred in England (871-901) was in many respects like that of +Charlemagne among the Franks (768-814). Like Charlemagne, Alfred grew +up with very slight education, at least of a literary sort; but both +sovereigns were strongly dissatisfied with their ignorance, and both +made earnest efforts to overcome their own defects and at the same +time to raise the standard of intelligence among their people at +large. When one considers how crowded were the reigns of both with +wars and the pressing business of administration, such devotion to the +interests of learning appears the more deserving of praise. + +In the first passage below, taken from Asser's life of Alfred, the +anxiety of the king for the promotion of his own education and that of +his children is clearly and strongly stated. We find him following +Charlemagne's plan of bringing scholars from foreign countries. He +brought them, too, from parts of Britain not under his direct control, +and used them at the court, or in bishoprics, to perform the work of +instruction. Curiously enough, whereas Charlemagne had found the chief +of his Palace School, Alcuin, in England, Alfred was glad to secure +the services of two men (Grimbald and John) who had made their +reputations in monasteries situated within the bounds of the old +Frankish empire. + +Aside from some native songs and epic poems, all the literature known +to the Saxon people was in Latin, and but few persons in the kingdom +knew Latin well enough to read it. The king himself did not, until +about 887. It was supposed, of course, that the clergy were able to +use the Latin Bible and the Latin ritual of the Church, but when +Alfred came to investigate he found that even these men were often +pretty nearly as ignorant as the people they were charged to instruct. +What the king did, then, was to urge more study on the part of the +clergy, under the direction of such men as Plegmund, Asser, Grimbald, +John, and Werfrith. The people in general could not be expected to +master a foreign language; hence, in order that they might not be shut +off entirely from the first-hand use of books, Alfred undertook the +translation of certain standard works from the Latin into the Saxon. +Those thus translated were Boethius's _Consolations of Philosophy_, +Orosius's _Universal History of the World_, Bede's _Ecclesiastical +History of England_, and Pope Gregory the Great's _Pastoral Rule_. The +second passage given below is Alfred's preface to his Saxon edition of +the last-named book, taking the form of a letter to the scholarly +Bishop Werfrith of Worcester. The _Pastoral Rule_ [see p. 90] was +written by Pope Gregory the Great (590-604) as a body of instructions +in doctrine and conduct for the clergy. Alfred's preface, as a picture +of the ruin wrought by the long series of Danish wars, is of the +utmost importance in the study of ninth and tenth century England, as +well as a most interesting revelation of the character of the great +king. + + Sources--(a) Asser, _De rebus gestis Aelfredi Magni_, Chaps. + 75-78. Adapted from translation by J. A. Giles in _Six Old + English Chronicles_ (London, 1866), pp. 68-70. + + (b) King Alfred's West-Saxon Version of Pope Gregory's + _Pastoral Rule_. Edited by Henry Sweet in the Publications of + the Early English Text Society (London, 1871), p. 2. + + [Sidenote: The education of Alfred's children] + + (a) + + Ethelwerd, the youngest [of Alfred's children],[267] by the divine + counsels and the admirable prudence of the king, was consigned to + the schools of learning, where, with the children of almost all the + nobility of the country, and many also who were not noble, he + prospered under the diligent care of his teachers. Books in both + languages, namely, Latin and Saxon, were read in the school.[268] + They also learned to write, so that before they were of an age to + practice manly arts, namely, hunting and such pursuits as befit + noblemen, they became studious and clever in the liberal arts. + Edward[269] and Aelfthryth[270] were reared in the king's court and + received great attention from their attendants and nurses; nay, + they continue to this day with the love of all about them, and + showing friendliness, and even gentleness, towards all, both + natives and foreigners, and in complete subjection to their father. + Nor, among their other studies which pertain to this life and are + fit for noble youths, are they suffered to pass their time idly and + unprofitably without learning the liberal arts; for they have + carefully learned the Psalms and Saxon books, especially the Saxon + poems, and are continually in the habit of making use of books. + + [Sidenote: The varied activities of the king] + + [Sidenote: His devout character] + + In the meantime the king, during the frequent wars and other + hindrances of this present life, the invasions of the pagans, and + his own infirmities of body, continued to carry on the government, + and to practice hunting in all its branches; to teach his workers + in gold and artificers of all kinds, his falconers, hawkers and + dog-keepers; to build houses, majestic and splendid, beyond all the + precedents of his ancestors, by his new mechanical inventions; to + recite the Saxon books, and especially to learn by heart the Saxon + poems, and to make others learn them.[271] And he alone never + desisted from studying most diligently to the best of his ability. + He attended the Mass and other daily services of religion. He was + diligent in psalm-singing and prayer, at the hours both of the day + and of the night. He also went to the churches, as we have already + said, in the night-time to pray, secretly and unknown to his + courtiers. He bestowed alms and gifts on both natives and + foreigners of all countries. He was affable and pleasant to all, + and curiously eager to investigate things unknown. Many Franks, + Frisians, Gauls, pagans, Britons, Scots, and Armoricans,[272] noble + and low-born, came voluntarily to his domain; and all of them, + according to their nation and deserving, were ruled, loved, honored + and enriched with money and power.[273] Moreover, the king was in + the habit of hearing the divine Scriptures read by his own + countrymen, or, if by any chance it so happened, in company with + foreigners, and he attended to it with care and solicitude. His + bishops, too, and all ecclesiastics, his earls and nobles, + ministers[274] and friends, were loved by him with wonderful + affection, and their sons, who were reared in the royal household, + were no less dear to him than his own. He had them instructed in + all kinds of good morals, and, among other things, never ceased to + teach them letters night and day. + + [Sidenote: Regret at his lack of education] + + But, as if he had no consolation in all these things, and though + he suffered no other annoyance, either from within or without, he + was harassed by daily and nightly affliction, so that he complained + to God and to all who were admitted to his intimate fondness, that + Almighty God had made him ignorant of divine wisdom, and of the + liberal arts--in this emulating the pious, the wise, and wealthy + Solomon, king of the Hebrews, who at first, despising all present + glory and riches, asked wisdom of God and found both, namely, + wisdom and worldly glory; as it is written: "Seek first the kingdom + of God and his righteousness, and all these things shall be added + unto you." But God, who is always the observer of the thoughts of + the mind within and the author of all good intentions, and a most + plentiful helper that good desires may be formed (for He would not + prompt a man to good intentions, unless He also amply supplied that + which the man justly and properly wishes to have) stimulated the + king's mind within: as it is written, "I will hearken what the Lord + God will say concerning me." He would avail himself of every + opportunity to procure co-workers in his good designs, to aid him + in his strivings after wisdom that he might attain to what he aimed + at. And, like a prudent bee, which, going forth in summer with the + early morning from its cell, steers its rapid flight through the + uncertain tracks of ether and descends on the manifold and varied + flowers of grasses, herbs, and shrubs, discovering that which + pleases most, that it may bear it home, so did he direct his eyes + afar and seek without that which he had not within, that is, in his + own kingdom.[275] + + [Sidenote: Learned men from Mercia brought to the English court] + + But God at that time, as some relief to the king's anxiety, + yielding to his complaint, sent certain lights to illuminate him, + namely, Werfrith, bishop of the church of Worcester, a man well + versed in divine Scripture, who, by the king's command, first + turned the books of the Dialogues of Pope Gregory and Peter, his + disciple, from Latin into Saxon, and sometimes putting sense for + sense, interpreted them with clearness and elegance. After him was + Plegmund,[276] a Mercian by birth, archbishop of the church of + Canterbury, a venerable man, and endowed with wisdom; Ethelstan + also,[277] and Werwulf,[278] his priests and chaplains,[279] + Mercians by birth and learned. These four had been invited from + Mercia by King Alfred, who exalted them with many honors and powers + in the kingdom of the West Saxons, besides the privileges which + Archbishop Plegmund and Bishop Werfrith enjoyed in Mercia. By their + teaching and wisdom the king's desires increased unceasingly, and + were gratified. Night and day, whenever he had leisure, he + commanded such men as these to read books to him, for he never + suffered himself to be without one of them; wherefore he possessed + a knowledge of every book, though of himself he could not yet + understand anything of books, for he had not yet learned to read + anything.[280] + + [Sidenote: Grimbald and John brought from the continent] + + But the king's commendable desire could not be gratified even in + this; wherefore he sent messengers beyond the sea to Gaul, to + procure teachers, and he invited from thence Grimbald,[281] priest + and monk, a venerable man and good singer, adorned with every kind + of ecclesiastical training and good morals, and most learned in + holy Scripture. He also obtained from thence John,[282] also priest + and monk, a man of most energetic talents, and learned in all kinds + of literary science, and skilled in many other arts. By the + teaching of these men the king's mind was much enlarged, and he + enriched and honored them with much influence. + + [Sidenote: Alfred writes to Bishop Werfrith on the state of + learning in England] + + (b) + + King Alfred greets Bishop Werfrith with loving words and with + friendship. + + I let it be known to thee that it has very often come into my mind + what wise men there formerly were throughout England, both within + the Church and without it; also what happy times there were then + and how the kings who had power over the nation in those days + obeyed God and His ministers; how they cherished peace, morality, + and order at home, and at the same time enlarged their territory + abroad; and how they prospered both in war and in wisdom. Often + have I thought, also, of the sacred orders, how zealous they were + both in teaching and learning, and in all the services they owed to + God; and how foreigners came to this land in search of wisdom and + instruction, which things we should now have to get from abroad if + we were to have them at all. + + So general became the decay of learning in England that there were + very few on this side of the Humber[283] who could understand the + rituals[284] in English, or translate a letter from Latin into + English; and I believe that there were not many beyond the Humber + who could do these things. There were so few, in fact, that I + cannot remember a single person south of the Thames when I came to + the throne. Thanks be to Almighty God that we now have some + teachers among us. And therefore I enjoin thee to free thyself, as + I believe thou art ready to do, from worldly matters, that thou + mayst apply the wisdom which God has given thee wherever thou + canst. Consider what punishments would come upon us if we neither + loved wisdom ourselves nor allowed other men to obtain it. We + should then care for the name only of Christian, and have regard + for very few of the Christian virtues. + + [Sidenote: Learning in the days before the Danish invasions] + + When I thought of all this I remembered also how I saw the country + before it had been all ravaged and burned; how the churches + throughout the whole of England stood filled with treasures and + books. There was also a great multitude of God's servants, but they + had very little knowledge of books, for they could not understand + anything in them because they were not written in their own + language.[285] When I remembered all this I wondered extremely that + the good and wise men who were formerly all over England and had + learned perfectly all the books, did not wish to translate them + into their own language. But again I soon answered myself and said: + "Their own desire for learning was so great that they did not + suppose that men would ever become so indifferent and that learning + would ever so decay; and they wished, moreover, that wisdom in this + land might increase with our knowledge of languages." Then I + remembered how the law was first known in Hebrew and when the + Greeks had learned it how they translated the whole of it into + their own tongue,[286] and all other books besides. And again the + Romans, when they had learned it, translated the whole of it into + their own language.[287] And also all other Christian nations + translated a part of it into their languages. + + [Sidenote: Plan to translate Latin books into English] + + Therefore it seems better to me, if you agree, for us also to + translate some of the books which are most needful for all men to + know into the language which we can all understand. It shall be + your duty to see to it, as can easily be done if we have + tranquility enough,[288] that all the free-born youth now in + England, who are rich enough to be able to devote themselves to it, + be set to learn as long as they are not fit for any other + occupation, until they are well able to read English writing. And + let those afterwards be taught more in the Latin language who are + to continue learning and be promoted to a higher rank. + + [Sidenote: The translation of Pope Gregory's Pastoral Care] + + When I remembered how the knowledge of Latin had decayed through + England, and yet that many could read English writing, I began, + among other various and manifold troubles of this kingdom, to + translate into English the book which is called in Latin + _Pastoralis_, and in English _The Shepherd's Book_, sometimes word + for word, and sometimes according to the sense, as I had learned it + from Plegmund, my archbishop, and Asser, my bishop, and Grimbald, + my mass-priest, and John, my mass-priest. And when I had learned + it, as I could best understand it and most clearly interpret it, I + translated it into English. + + I will send a copy of this book to every bishopric in my kingdom, + and on each copy there shall be a clasp worth fifty mancuses.[289] + And I command in God's name that no man take the clasp from the + book, or the book from the minster.[290] It is uncertain how long + there may be such learned bishops as, thanks be to God, there now + are almost everywhere; therefore, I wish these copies always to + remain in their places, unless the bishop desires to take them with + him, or they be loaned out anywhere, or any one wishes to make a + copy of them. + + +32. Alfred's Laws + +Here are a few characteristic laws included by Alfred in the code +which he drew up on the basis of old customs and the laws of some of +the earlier Saxon kings. On the nature of the law of the early +Germanic peoples, see p. 59. + + Source--Text in Benjamin Thorpe, _The Ancient Laws and + Institutes of England_ (London, 1840), pp. 20-44 _passim_. + + If any one smite his neighbor with a stone, or with his fist, and + he nevertheless can go out with a staff, let him get him a + physician and do his work as long as he himself cannot. + + If an ox gore a man or a woman, so that they die, let it be stoned, + and let not its flesh be eaten. The owner shall not be liable if + the ox were wont to push with its horns for two or three days + before, and he knew it not; but if he knew it, and would not shut + it in, and it then shall have slain a man or a woman, let it be + stoned; and let the master be slain, or the person killed be paid + for, as the "witan"[291] shall decree to be right. + + Injure ye not the widows and the stepchildren, nor hurt them + anywhere; for if ye do otherwise they will cry unto me and I will + hear them, and I will slay you with my sword; and I will cause that + your own wives shall be widows, and your children shall be + stepchildren. + + If a man strike out another's eye, let him pay sixty shillings, + and six shillings, and six pennies, and a third part of a penny, as + 'bot.'[292] If it remain in the head, and he cannot see anything + with it, let one-third of the 'bot' be remitted. + + [Sidenote: Penalties for various crimes of violence] + + If a man strike out another's tooth in the front of his head, let + him make 'bot' for it with eight shillings; if it be the canine + tooth, let four shillings be paid as 'bot.' A man's grinder is + worth fifteen shillings. + + If the shooting finger be struck off, the 'bot' is fifteen + shillings; for its nail it is four shillings. + + If a man maim another's hand outwardly, let twenty shillings be + paid him as 'bot,' if he can be healed; if it half fly off, then + shall forty shillings be paid as 'bot.' + + +FOOTNOTES: + +[257] That is, Ethelred I., whom Alfred succeeded. + +[258] Wiltshire, on the southern coast, west of the Isle of Wight. + +[259] The same as the modern city of the name. + +[260] Mercia was one of the seven old Anglo-Saxon kingdoms. It lay +east of Wales. + +[261] This marked a radical departure in methods of fighting the +invaders. On the continent, and hitherto in England, there had been no +effort to prevent the enemy from getting into the country they +proposed to plunder. Alfred's creation of a navy was one of his wisest +acts. Although the English had by this time grown comparatively +unaccustomed to seafaring life they contrived to win their first naval +encounter with the enemy. + +[262] In Dorsetshire. + +[263] Athelney was in Somersetshire, northeast of Exeter, in the +marshes at the junction of the Tone and the Parret. + +[264] The modern Brixton Deverill, in Wiltshire, near Warminster. + +[265] In Wiltshire, a little east of Westbury. In January the Danes +had removed from Exeter to Chippenham. Edington (or Ethandune) was +eight miles from the camp at the latter place. The Danes were first +defeated in an open battle at Edington, and then forced to surrender +after a fourteen days' siege at Chippenham. + +[266] This so-called "Peace of Alfred and Guthrum" in 878 provided +only for the acceptance of Christianity by the Danish leader. It is +sometimes known as the treaty of Chippenham and is not to be confused +with the treaty of Wedmore, of a few weeks later, by which Alfred and +Guthrum divided the English country between them. The text of this +second treaty will be found in Lee's _Source-Book of English History_ +(pp. 98-99), though the introductory statement there given is somewhat +misleading. This assignment of the Danelaw to Guthrum's people may +well be compared with the yielding of Normandy to Rollo by Charles the +Simple in 911 [see p. 172]. + +[267] Ethelwerd was Alfred's fifth living child. + +[268] This was, of course, not a school in the modern sense of the +word. All that is meant is simply that young Ethelwerd, along with +sons of nobles and non-nobles, received instruction from the learned +men at the court. It had been customary before Alfred's day for the +young princes and sons of nobles to receive training at the court, but +not in letters. + +[269] This was Edward the Elder who succeeded Alfred as king and +reigned from 901 to 925. He was Alfred's eldest son. + +[270] Aelfthryth was Alfred's fourth child. She became the wife of +Baldwin II. of Flanders. + +[271] Among other labors in behalf of learning, Alfred made a +collection of the ancient epics and lyrics of the Saxon people. +Unfortunately, except in the case of the epic Beowulf, only fragments +of these have survived. Beowulf was, so far as we know, the earliest +of the Saxon poems, having originated before the migration to Britain, +though it was probably put in its present form by a Christian monk of +the eighth century. + +[272] Armorica was the name applied in Alfred's time to the region +southward from the mouth of the Seine to Brittany. + +[273] There is a good deal of independent evidence that Alfred was +peculiarly hospitable to foreigners. He delighted in learning from +them about their peoples and experiences. + +[274] The word in the original is _ministeriales_. It is not Saxon but +Franco-Latin and is an instance of the Frankish element in Asser's +vocabulary. Here, as among the Franks, the _ministeriales_ were the +officials of second-rate importance surrounding the king, the highest +being known as the _ministri_. + +[275] This comparison of the gathering of learning to the operations +of a bee in collecting honey is very common among classical writers +and also among those of the Carolingian renaissance. It occurs in +Lucretius, Seneca, Macrobius, Alcuin, and the poet Candidus. + +[276] Plegmund became archbishop of Canterbury in 890, but it is +probable that he was with Alfred some time before his election to the +primacy. + +[277] This Ethelstan was probably the person of that name who was +consecrated bishop of Ramsbury in 909. + +[278] From another document it appears that Werwulf was a friend of +Bishop Werfrith in Mercia before either took up residence at Alfred's +court. + +[279] In Chap. 104 of Asser's biography the _capellani_ are described +as supplying the king with candles, by whose burning he measured time. +The word _capellanus_ is of pure Frankish origin and was originally +applied to the clerks (_clerici capellani_) who were charged with the +custody of the cope (_cappa_) of St. Martin, which was kept in the +_capella_. From this the term _capella_ came to mean a room especially +devoted to religious uses, that is, a chapel. It was used in this +sense as early as 829 in Frankland. Whether by _capellanus_ Asser +meant mere clerks, or veritable "chaplains" in the later sense, cannot +be known, though his usage was probably the latter. + +[280] Chapter 87 of Asser informs us that Alfred mastered the art of +reading in the year 887. + +[281] Grimbald came from the Flemish monastery of St. Bertin at St. +Omer. He was recommended to Alfred by Fulco, archbishop of Rheims, who +had once been abbot of St. Bertin. We do not know in what year +Grimbald went to England, though there is some evidence that it was +not far from 887. + +[282] John the Old Saxon is mentioned by Alfred as his mass-priest. It +is probable that he came from the abbey of Corbei on the upper Weser. +Not much is known about the man, but if he was as learned as Asser +says he was, he must have been a welcome addition to Alfred's group of +scholars particularly as the language which he used was very similar +to that of the West Saxons in England. + +[283] That is, south of the Humber. + +[284] The service of the Church. + +[285] They were written, of course, in Latin. + +[286] By the middle of the third century A.D. as many as three +different translations of the Old Testament into Greek had been +made--those of Aquila, Theodotion, and Symmochus. These eventually +took fixed shape in the so-called Septuagint version of the Old +Testament. + +[287] About the year 385 St. Jerome revised the older Latin +translation of the New Testament and translated the Old Testament +directly from the Hebrew. This complete version gradually superseded +all others for the whole Latin-reading Church, being known as the +"Vulgate," that is, the version commonly accepted. It was in the form +of the Vulgate that the Scriptures were known to the Saxons and all +other peoples of western Europe. + +[288] In other words, sufficient relief from the Danish incursions. + +[289] The _mancus_ was a Saxon money value equivalent to a mark. + +[290] A minster was a church attached to a monastery. + +[291] The witan was the gathering of "wisemen"--members of the royal +family, high officials in the Church, and leading nobles--about the +Anglo-Saxon king to assist in making ordinances and supervising the +affairs of state. + +[292] Compensation rendered to an injured person. + + + + +CHAPTER XII. + +THE ORDEAL + + +33. Tests by Hot Water, Cold Water, and Fire + +Among the early Germans the settling of disputes and the testing of +the guilt or innocence of an accused person were generally +accomplished through the employment of one or both of two very +interesting judicial practices--compurgation and the ordeal. According +to the German conception of justice, when one person was accused of +wrongdoing by another and chose to defend himself, he was not under +obligation to prove directly that he did not commit the alleged +misdeed; rather it was his business to produce, if he could, a +sufficient number of persons who would take oath that they believed +the accused to be a trustworthy man and that he was telling the truth +when he denied that he was guilty. The persons brought forward to take +this oath were known as compurgators, or "co-swearers," and the legal +act thus performed was called compurgation. The number of compurgators +required to free a man was usually from seven to twelve, though it +varied greatly among different tribes and according to the rank of the +parties involved. Naturally they were likely to be relatives or +friends of the accused man, though it was not essential that they be +such. It was in no wise expected that they be able to give facts or +evidence regarding the case; in other words, they were not to serve at +all as witnesses, such as are called in our courts to-day. + +If the accused succeeded in producing the required number of +compurgators, and they took the oath in a satisfactory manner, the +defendant was usually declared to be innocent and the case was +dropped. If, however, the compurgators were not forthcoming, or there +appeared some irregularity in their part of the procedure, resort +would ordinarily be had to the ordeal. The ordeal was essentially an +appeal to the gods for decision between two contending parties. It +was based on the belief that the gods would not permit an innocent +person to suffer by reason of an unjust accusation and that when the +opportunity was offered under certain prescribed conditions the divine +power would indicate who was in the right and who in the wrong. The +ordeal, having its origin far back in the times when the Germans were +pagans and before their settlements in the Roman Empire, was retained +in common usage after the Christianizing and civilizing of the +barbarian tribes. The administering of it simply passed from the old +pagan priests to the Christian clergy, and the appeals were directed +to the Christian's God instead of to Woden and Thor. Under Christian +influence, the wager of battle (or personal combat to settle judicial +questions), which had been exceedingly common, was discouraged as much +as possible, and certain new modes of appeal to divine authority were +introduced. Throughout the earlier Middle Ages the chief forms of the +ordeal were: (1) the ordeal by walking through fire; (2) the ordeal by +hot iron, in which the accused either carried a piece of hot iron a +certain distance in his hands or walked barefoot over pieces of the +same material; (3) the ordeal by hot water, in which the accused was +required to plunge his bared arm into boiling water and bring forth a +stone or other object from the bottom; (4) the ordeal by cold water, +in which the accused was thrown, bound hand and foot, into a pond or +stream, to sink if he were innocent, to float if he were guilty; (5) +the ordeal of the cross, in which the accuser and accused stood with +arms outstretched in the form of a cross until one of them could +endure the strain of the unnatural attitude no longer; (6) the ordeal +of the sacrament, in which the accused partook of the sacrament, the +idea being that divine vengeance would certainly fall upon him in so +doing if he were guilty; (7) the ordeal of the bread and cheese, in +which the accused, made to swallow morsels of bread and cheese, was +expected to choke if he were guilty; and (8) the judicial combat, +which was generally reserved for freemen, and which, despite the +opposition of the Church, did not die out until the end of the +mediaeval period. + +The three passages quoted below illustrate, respectively, the ordeal +by hot water, by cold water, and by fire. The first (a) is a story +told by the Frankish historian Gregory of Tours [see p. 46]. The +second (b) is an explanation of the cold water ordeal written by +Hincmar, an archbishop of Rheims in the ninth century. The third (c) +is an account, by Raymond of Agiles, of how Peter Bartholomew was put +to the test by the ordeal of fire. This incident occurred at Antioch +during the first crusade. Peter Bartholomew had just discovered a +lance which he claimed was the one thrust into the side of Christ at +the crucifixion and, some of the crusaders being skeptical as to the +genuineness of the relic, the discoverer was submitted to the ordeal +by fire to test the matter. + + Sources--(a) Gregorius Episcopus Turonensis, _Libri + Miraculorum_ [Gregory of Tours, "Books of Miracles"], Chap. + 80. Text in _Monumenta Germaniae Historica, Scriptores + Merovingicarum_, Vol. I., p. 542. Translated by Arthur C. + Howland in _Univ. of Pa. Translations and Reprints_, Vol. IV., + No. 4, pp. 10-11. + + (b) Hincmari Archiepiscopi Rhemensis, _De divortio Lotharii + regis et Tetbergae reginae_ [Hincmar, Archbishop of Rheims, "The + Divorce of King Lothair and Queen Teutberga"], Chap. 6. Text + in Migne, _Patroligiae Cursus Completus_, Second Series, Vol. + CXXV., cols. 668-669. Translated by Arthur C. Howland, _ibid_. + + (c) Raimundus de Agiles, _Historia Francorum qui ceperunt + Jerusalem_ [Raimond of Agiles, "History of the Franks who + captured Jerusalem"], Chap. 18. Text in Migne, _Patrologiae + Cursus Completus_, Second Series, Vol. CLV., cols. 619-621. + + [Sidenote: A challenge to the ordeal by hot water] + + [Sidenote: Preparations for the ordeal] + + [Sidenote: Result of the ordeal] + + An Arian presbyter, disputing with a deacon of our religion, made + venomous assertions against the Son of God and the Holy Ghost, as + is the habit of that sect.[293] But when the deacon had discoursed + a long time concerning the reasonableness of our faith, and the + heretic, blinded by the fog of unbelief, continued to reject the + truth (according as it is written, "Wisdom shall not enter the + mind of the wicked") the former said: "Why weary ourselves with + long discussions? Let acts demonstrate the truth. Let a kettle be + heated over the fire and some one's ring be thrown into the boiling + water. Let him who shall take it from the heated liquid be approved + as a follower of the truth, and afterwards let the other party be + converted to the knowledge of this truth. And do thou understand, O + heretic, that this our party will fulfill the conditions with the + aid of the Holy Ghost; thou shalt confess that there is no + inequality, no dissimilarity, in the Holy Trinity." The heretic + consented to the proposition and they separated, after appointing + the next morning for the trial. But the fervor of faith in which + the deacon had first made this suggestion began to cool through the + instigation of the enemy [i.e., Satan]. Rising with the dawn, he + bathed his arm in oil and smeared it with ointment. But + nevertheless he made the round of the sacred places and called in + prayer on the Lord. What more shall I say? About the third hour + they met in the market place. The people came together to see the + show. A fire was lighted, the kettle was placed upon it, and when + it grew very hot the ring was thrown into the boiling water. The + deacon invited the heretic to take it out of the water first. But + he promptly refused, saying, "Thou who didst propose this trial art + the one to take it out." The deacon, all of a tremble, bared his + arm. And when the heretic presbyter saw it besmeared with ointment + he cried out: "With magic arts thou hast thought to protect + thyself, that thou hast made use of these salves, but what thou + hast done will not avail." While they were thus quarreling, there + came up a deacon from Ravenna named Iacinthus, who inquired what + the trouble was about. When he learned the truth, he drew his arm + out from under his robe at once and plunged his right hand into the + kettle. Now the ring that had been thrown in was a little thing and + very light, so that it was tossed about by the water as chaff would + be blown about by the wind; and, searching for it a long time, he + found it after about an hour. Meanwhile the flame beneath the + kettle blazed up mightily, so that the greater heat might make it + difficult for the ring to be followed by the hand; but the deacon + extracted it at length and suffered no harm, protesting rather that + at the bottom the kettle was cold while at the top it was just + pleasantly warm. When the heretic beheld this, he was greatly + confused and audaciously thrust his hand into the kettle saying, + "My faith will aid me." As soon as his hand had been thrust in, all + the flesh was boiled off the bones clear up to the elbow. And so + the dispute ended. + + [Sidenote: How the ordeal of cold water is to be conducted] + + (b) + + Now the one about to be examined is bound by a rope and cast into + the water because, as it is written, "each one shall be holden with + the cords of his iniquity." And it is manifest that he is bound for + two reasons, namely, that he may not be able to practice any fraud + in connection with the judgment, and that he may be drawn out at + the right time if the water should receive him as innocent, so that + he perish not. For as we read that Lazarus, who had been dead four + days (by whom is signified each one buried under a load of crimes), + was buried wrapped in bandages and, bound by the same bands, came + forth from the sepulchre at the word of the Lord and was loosed by + the disciples at His command; so he who is to be examined by this + judgment is cast into the water bound, and is drawn forth again + bound, and is either immediately set free by the decree of the + judges, being purged, or remains bound until the time of his + purgation and is then examined by the court.... And in this ordeal + of cold water whoever, after the invocation of God, who is the + Truth, seeks to hide the truth by a lie, cannot be submerged in the + waters above which the voice of the Lord God has thundered; for the + pure nature of the water recognizes as impure, and therefore + rejects as inconsistent with itself, such human nature as has once + been regenerated by the waters of baptism and is again infected by + falsehood. + + [Sidenote: Preparations for the ordeal by fire] + + (c) + + All these things were pleasing to us and, having enjoined on him a + fast, we declared that a fire should be prepared upon the day on + which the Lord was beaten with stripes and put upon the cross for + our salvation. And the fourth day thereafter was the day before the + Sabbath. So when the appointed day came round, a fire was prepared + after the noon hour. The leaders and the people to the number of + 60,000 came together. The priests were there also with bare feet, + clothed in ecclesiastical garments. The fire was made of dry olive + branches, covering a space thirteen feet long; and there were two + piles, with a space about a foot wide between them. The height of + these piles was four feet. Now when the fire had been kindled so + that it burned fiercely, I, Raimond, in the presence of the whole + multitude, said: "If Omnipotent God has spoken to this man face to + face, and the blessed Andrew has shown him our Lord's lance while + he was keeping his vigil,[294] let him go through the fire + unharmed. But if it is false, let him be burned, together with the + lance, which he is to carry in his hand." And all responded on + bended knees, "Amen." + + [Sidenote: Peter Bartholomew passes through the flames] + + The fire was growing so hot that the flames shot up thirty cubits + high into the air and scarcely any one dared approach it. Then + Peter Bartholomew, clothed only in his tunic and kneeling before + the bishop of Albar,[295] called God to witness that "he had seen + Him face to face on the cross, and that he had heard from Him those + things above written."... Then, when the bishop had placed the + lance in his hand, he knelt and made the sign of the cross and + entered the fire with the lance, firm and unterrified. For an + instant's time he paused in the midst of the flames, and then by + the grace of God passed through.... But when Peter emerged from the + fire so that neither his tunic was burned nor even the thin cloth + with which the lance was wrapped up had shown any sign of damage, + the whole people received him, after he had made over them the sign + of the cross with the lance in his hand and had cried, "God help + us!" All the people, I say, threw themselves upon him and dragged + him to the ground and trampled on him, each one wishing to touch + him, or to get a piece of his garment, and each thinking him near + some one else. And so he received three or four wounds in the legs + where the flesh was torn away, his back was injured, and his sides + bruised. Peter had died on the spot, as we believe, had not Raimond + Pelet, a brave and noble soldier, broken through the wild crowd + with a band of friends and rescued him at the peril of their + lives.... After this, Peter died in peace at the hour appointed to + him by God, and journeyed to the Lord; and he was buried in the + place where he had carried the lance of the Lord through the + fire.[296] + + +FOOTNOTES: + +[293] The principal difference between Arian and orthodox Christians +arose out of the much discussed problem as to whether Jesus was of the +same substance as God and co-eternal with Him. The Arians maintained +that while Jesus was truly the Son of God, He must necessarily have +been inferior to the Father, else there would be two gods. Arianism +was formally condemned by the Council of Nicaea in 325, but it +continued to be the prevalent belief in many parts of the Roman +Empire; and when the Germans became Christians, it was Christianity of +the Arian type (except in the case of the Franks) that they +adopted--because it happened to be this creed that the missionaries +carried to them. The Franks became orthodox Christians, which in part +explains their close relations with the papacy in the earlier Middle +Ages [see p. 50]. Of course Gregory of Tours, who relates the story of +the Arian presbyter, as a Frank, was a hater of Arianism, and +therefore we need not be surprised at the expressions of contempt +which he employs in referring to "the heretic." + +[294] The story as told by Raimond of Agiles was that Peter +Bartholomew had been visited by Andrew the Apostle, who had revealed +to him the spot where the lance lay buried beneath the Church of St. +Peter in Antioch. + +[295] Albar, or Albara, was a town southeast of Antioch, beyond the +Orontes. + +[296] Owing to Peter's early death after undergoing the ordeal, a +serious controversy arose as to whether he had really passed through +it without injury from the fire. His friends ascribed his death to the +wounds he had received from the enthusiastic crowd, but his enemies +declared that he died from burns. + + + + +CHAPTER XIII. + +THE FEUDAL SYSTEM + + +34. Older Institutions Involving Elements of Feudalism + +The history of the feudal system in Europe makes up a very large part +of the history of the Middle Ages, particularly of the period between +the ninth and the fourteenth centuries. This is true because +feudalism, in one way or another, touched almost every phase of the +life of western Europe during this long era. More than anything else, +it molded the conditions of government, the character and course of +war, the administration of justice, the tenure of land, the manner of +everyday life, and even the relations of the Church with sovereigns +and people. "Coming into existence," says a French historian, "in the +obscure period that followed the dissolution of the Carolingian +empire, the feudal regime developed slowly, without the intervention +of a government, without the aid of a written law, without any general +understanding among individuals; rather only by a gradual +transformation of customs, which took place sooner or later, but in +about the same way, in France, Italy, Christian Spain, and Germany. +Then, toward the end of the eleventh century, it was transplanted into +England and into southern Italy, in the twelfth and thirteenth into +the Latin states of the East, and beginning with the fourteenth into +the Scandinavian countries. This regime, established thus not +according to a general plan but by a sort of natural growth, never had +forms and usages that were everywhere the same. It is impossible to +gather it up into a perfectly exact picture, which would not be in +contradiction to several cases."[297] + +The country in which feudalism reached its fullest perfection was +France and most of the passages here given to illustrate the subject +have to do with French life and institutions. In France, speaking +generally, feudalism took shape during the ninth and tenth centuries, +developed steadily until the thirteenth, and then slowly declined, +leaving influences on society which have not yet all disappeared. When +the system was complete--say by the tenth century--we can see in it +three essential elements which may be described as the personal, the +territorial, and the governmental. The personal element, in brief, was +the relation between lord and vassal under which the former gave +protection in return for the latter's fidelity. The territorial +element was the benefice, or fief, granted to the vassal by the lord +to be used on certain conditions by the former while the title to it +remained with the latter. The governmental element was the rights of +jurisdiction over his fief usually given by a lord to his vassal, +especially if the fief were an important one. At one time it was +customary to trace back all these features of the feudal system to the +institutions of Rome. Later it became almost as customary to trace +them to the institutions of the early Germans. But recent scholarship +shows that it is quite unnecessary, in fact very misleading, to +attempt to ascribe them wholly to either Roman or German sources, or +even to both together. All that we can say is that in the centuries +preceding the ninth these elements all existed in the society of +western Europe and that, while something very like them ran far back +into old Roman and German times, they existed in sixth and seventh +century Europe primarily because conditions were then such as to +_demand_ their existence. Short extracts to illustrate the most +important of these old feudal elements are given below. It should +constantly be borne in mind that no one of these things--whether +vassalage, the benefice, or the immunity--was in itself feudalism. +Most of them could, and did, exist separately, and it was only when +they were united, as commonly became the case in the ninth and tenth +centuries, that the word feudalism can properly be brought into use, +and then only as applied to the complete product. + +(1) VASSALAGE + +For the personal element in feudalism it is possible to find two +prototypes, one Roman and the other German. The first was the +institution of the later Empire known as the _patrocinium_--the +relation established between a powerful man (patron) and a weak one +(client) when the latter pledged himself to perform certain services +for the former in return for protection. The second was the German +_comitatus_--a band of young warriors who lived with a prince or noble +and went on campaigns under his leadership. The _patrocinium_ +doubtless survived in Roman Gaul long after the time of the Frankish +invasion, but it is not likely that the _comitatus_ ever played much +part in that country. It seems that, with the exception of the king, +the Frankish men of influence did not have bands of personal followers +after the settlement on Roman soil. But, wholly aside from earlier +practices, the conditions which the conquest, and the later struggles +of the rival kings, brought about made it still necessary for many men +who could not protect themselves or their property to seek the favor +of some one who was strong enough to give them aid. The name which +came to be applied to the act of establishing this personal relation +was _commendation_. The man who promised the protection was the lord, +and the man who pledged himself to serve the lord and be faithful to +him was the _homo_, after the eighth century known as the vassal +(_vassus_). In the eighth century, when the power of the Merovingian +kings was ebbing away and the people were left to look out for +themselves, large numbers entered into the vassal relation; and in the +ninth century, when Carolingian power was likewise running low and the +Northmen, Hungarians, and Saracens were ravaging the country, scarcely +a free man was left who did not secure for himself the protection of a +lord. The relation of vassalage was first recognized as legal in the +capitularies of Charlemagne. Here is a Frankish formula of +commendation dating from the seventh century--practically a blank +application in which the names of the prospective lord and vassal +could be inserted as required. + + Source--Eugene de Roziere, _Recueil General des Formules + usitees dans l'Empire des Francs du Ve au Xe siecle_ + ["General Collection of Formulae employed in the Frankish + Empire from the Fifth to the Tenth Century"], Vol. I., p. 69. + Translated by Edward P. Cheyney in _Univ. of Pa. Translations + and Reprints_, Vol. IV., No. 3, pp. 3-4. + + To that magnificent lord ----, I, ----. Since it is well known to + all how little I have wherewith to feed and clothe myself, I have + therefore petitioned your piety, and your good-will has decreed to + me, that I should hand myself over, or commend myself, to your + guardianship, which I have thereupon done; that is to say, in this + way, that you should aid and succor me, as well with food as with + clothing, according as I shall be able to serve you and deserve it. + + And so long as I shall live I ought to provide service and honor to + you, compatible with my free condition;[298] and I shall not, + during the time of my life, have the right to withdraw from your + control or guardianship; but must remain during the days of my life + under your power or defense. Wherefore it is proper that if either + of us shall wish to withdraw himself from these agreements, he + shall pay ---- shillings to the other party, and this agreement + shall remain unbroken.[299] + + (Wherefore it is fitting that they should make or confirm between + themselves two letters drawn up in the same form on this matter; + which they have thus done.) + +(2) THE BENEFICE + +The benefice, or grant of land to a vassal by a lord, by the Church, +or by the king, had its origin among the Franks in what were known as +the _precaria_ of the Church. At the time of the Frankish settlement +in Gaul, it was quite customary for the Church to grant land to men in +answer to _preces_ ("prayers," or requests), on condition that it +might be recalled at any time and that the temporary holder should be +unable to enforce any claims as against the owner. For the use of such +land a small rent in money, in produce, or in service was usually +paid. This form of tenure among the Franks was at first restricted to +church lands, but by the eighth century lay owners, even the king +himself, had come to employ it. The term _precarium_ dropped out of +use and all such grants, by whomsoever made, came to be known as +benefices ("benefits," or "favors"). The ordinary vassal might or +might not once have had land in his own name, but if he had such he +was expected to give over the ownership of it to his lord and receive +it back as a benefice to be used on certain prescribed conditions. In +time it became common, too, for lords to grant benefices out of their +own lands to landless vassals. A man could be a vassal without having +a benefice, but rarely, at least after the eighth century, could he +have a benefice without entering into the obligations of vassalage. +Benefices were at first granted by the Church with the understanding +that they might be recalled at any time; later they were granted by +Church, kings, and seigniors for life, or for a certain term of years; +and finally, in the ninth and tenth centuries, they came generally to +be regarded as hereditary. By the time the hereditary principle had +been established, the name "fief" (_feodum_, _feudum_--whence our word +feudal) had supplanted the older term "benefice." The tendency of the +personal element of vassalage and the territorial element of the +benefice, or fief, to merge was very strong, and by the tenth century +nearly every vassal was also a fief-holder. The following formulae +belong to the seventh century. The first (a) is for the grant of lands +to a church or monastery; the second (b) for their return to the +grantor as a _precarium_--or what was known a century later as a +benefice. + + Source--Eugene de Roziere, _Recueil General des Formules_, + Vol. I., p. 473. Translated by E. P. Cheyney in _Univ. of Pa. + Translations and Reprints_, Vol. IV., No. 3, pp. 6-8. + + [Sidenote: Description of property yielded to a church or + monastery] + + [Sidenote: Terms of the contract] + + [Sidenote: Penalty for faithlessness] + + (a) + + I, ----, in the name of God. I have settled in my mind that I + ought, for the good of my soul, to make a gift of something from my + possessions, which I have therefore done. And this is what I hand + over, in the district named ----, in the place of which the name is + ----, all those possessions of mine which there my father left me + at his death, and which, as against my brothers, or as against my + co-heirs, the lot legitimately brought me in the division,[300] or + those which I was able afterward to add to them in any way, in + their whole completeness, that is to say, the courtyard with its + buildings, with slaves, houses, lands (cultivated and + uncultivated), meadows, woods, waters, mills, etc. These, as I have + said before, with all the things adjacent or belonging to them, I + hand over to the church, which was built in honor of Saint ----, to + the monastery which is called ----, where the Abbot ---- is + acknowledged to rule regularly over God's flock. On these + conditions: that so long as life remains in my body, I shall + receive from you as a benefice for usufruct the possessions above + described, and the due payment I will make to you and your + successors each year, that is ---- [amount named]. And my son shall + have the same possessions for the days of his life, and shall make + the above-named payment; and if my children should survive me, they + shall have the same possessions during the days of their lives and + shall make the same payment; and if God shall give me a son from a + legitimate wife, he shall have the same possessions for the days of + his life only, after the death of whom the same possessions, with + all their improvements, shall return to your hands to be held + forever; and if it should be my chance to beget sons from a + legitimate marriage, these shall hold the same possessions after my + death, making the above-named payment, during the time of their + lives. If not, however, after my death, without subterfuge of any + kind, by right of your authority, the same possessions shall revert + to you, to be retained forever. If any one, however (which I do not + believe will ever occur)--if I myself, or any other person--shall + wish to violate the firmness and validity of this grant, the order + of truth opposing him, may his falsity in no degree succeed; and + for his bold attempt may he pay to the aforesaid monastery double + the amount which his ill-ordered cupidity has been prevented from + abstracting; and moreover let him be indebted to the royal + authority for ---- solidi of gold; and, nevertheless, let the + present charter remain inviolate with all that it contains, with + the witnesses placed below. + + Done in ----, publicly, those who are noted below being present, or + the remaining innumerable multitude of people. + + [Sidenote: The property again described] + + [Sidenote: Returned to the original owner to be used by him] + + (b) + + In the name of God, I, Abbot ----, with our commissioned brethren. + Since it is not unknown how you, ----, by the suggestion of divine + exhortation, did grant to ---- [monastery named], to the church + which is known to be constructed in honor of Saint ----, where we + by God's authority exercise our pastoral care, all your possessions + which you seemed to have in the district named, in the vill + [village] named, which your father on his death bequeathed to you + there, or which by your own labor you were able to gain there, or + which, as against your brother or against ----, a co-heir, a just + division gave you, with courtyard and buildings, gardens and + orchards, with various slaves, ---- by name, houses, lands, + meadows, woods (cultivated and uncultivated), or with all the + dependencies and appurtenances belonging to it, which it would be + extremely long to enumerate, in all their completeness; but + afterwards, at your request, it has seemed proper to us to cede to + you the same possessions to be held for usufruct; and you will not + neglect to pay at annual periods the due _census_ [i.e., the + rental] hence, that is ---- [amount named]. And if God should give + you a son by your legal wife, he shall have the same possessions + for the days of his life only, and shall not presume to neglect the + above payment, and similarly your sons which you are seen to have + at present, shall do for the days of their lives; after the death + of whom, all the possessions above-named shall revert to us and + our successors perpetually. Moreover, if no sons shall have been + begotten by you, immediately after your death, without any harmful + contention, the possessions shall revert to the rulers or guardians + of the above-named church, forever. Nor may any one, either + ourselves or our successors, be successful in a rash attempt + inordinately to destroy these agreements, but just as the time has + demanded in the present _precaria_, may that be sure to endure + unchanged which we, with the consent of our brothers, have decided + to confirm. + + Done in ----, in the presence of ---- and of others whom it is not + worth while to enumerate. [Seal of the same abbot who has ordered + this _precaria_ to be made.] + +(3) THE IMMUNITY + +The most important element in the governmental phase of feudalism was +what was known as the immunity. In Roman law immunity meant exemption +from taxes and public services and belonged especially to the lands +owned personally by the emperors. Such exemptions were, however, +sometimes allowed to the lands of imperial officers and of men in +certain professions, and in later times to the lands held by the +Church. How closely this Roman immunity was connected with the feudal +immunity of the Middle Ages is not clear. Doubtless the institution +survived in Gaul, especially on church lands, long after the Frankish +conquest. It is best, however, to look upon the typical Frankish +immunity as of essentially independent origin. From the time of +Clovis, the kings were accustomed to make grants of the sort to +land-holding abbots and bishops, and by the time of Charlemagne nearly +all such prelates had been thus favored. But such grants were not +confined to ecclesiastics. Even in the seventh and eighth centuries +lay holders of royal benefices often received the privileges of the +immunity also. Speaking generally, the immunity exempted the lands to +which it applied from the jurisdiction of the local royal officials, +especially of the counts. The lands were supposed to be none the less +ultimately subject to the royal authority, but by the grant of +immunity the sovereign took their financial and judicial +administration from the counts, who would ordinarily have charge, and +gave it to the holders of the lands. The counts were forbidden to +enter the specified territories to collect taxes or fines, hold +courts, and sometimes even to arrange for military service. The +layman, or the bishop, or the abbot, who held the lands performed +these services and was responsible only to the crown for them. The +king's chief object in granting the immunity was to reward or win the +support of the grantees and to curtail the authority of his local +representatives, who in many cases threatened to become too powerful +for the good of the state; but by every such grant the sovereign +really lost some of his own power, and this practice came to be in no +small measure responsible for the weakness of monarchy in feudal +times. + +The first of the extracts below (a) is a seventh-century formula for +the grant of an immunity by the king to a bishop. The second (b) is a +grant made by Charlemagne, in 779, confirming an old immunity enjoyed +by the monastery at Chalons-sur-Saone. + + Sources--(a) Text in _Monumenta Germaniae Historica, Legum + Sectio V., Formulae_, Part I., pp. 43-44. + + (b) Text in _Monumenta Germaniae Historica, Leges_ (Pertz ed.), + Vol. II., p. 287. Adapted from translation in Ephraim Emerton, + _Introduction to the Study of the Middle Ages_ (new ed., + Boston, 1903), p. 246. + + [Sidenote: A formula for a grant of immunity] + + (a) + + We believe that we give our royal authority its full splendor if, + with benevolent intentions, we bestow upon churches--or upon any + persons--the favors which they merit, and if, with the aid of God, + we give a written assurance of the continuance of these favors. We + wish, then, to make known that at the request of a prelate, lord of + ---- [the estate named] and bishop of ---- [the church named], we + have accorded to him, for the sake of our eternal salvation, the + following benefits: that in the domains of the bishop's church, + both those which it possesses to-day and those which by God's grace + it may later acquire, no public official shall be permitted to + enter, either to hold courts or to exact fines, on any account; but + let these prerogatives be vested in full in the bishop and his + successors. We ordain therefore that neither you nor your + subordinates,[301] nor those who come after you, nor any person + endowed with a public office, shall ever enter the domains of that + church, in whatever part of our kingdom they may be situated, + either to hold trials or to collect fines. All the taxes and other + revenues which the royal treasury has a right to demand from the + people on the lands of the said church, whether they be freemen or + slaves, Romans or barbarians, we now bestow on the said church for + our future salvation, to be used by the officials of the church + forever for the best interests of the church. + + (b) + + Charles, by the grace of God King of the Franks and Lombards and + Patrician of the Romans, to all having charge of our affairs, both + present and to come: + + By the help of the Lord, who has raised us to the throne of this + kingdom, it is the chief duty of our clemency to lend a gracious + ear to the need of all, and especially ought we devoutly to regard + that which we are persuaded has been granted by preceding kings to + church foundations for the saving of souls, and not to deny fitting + benefits, in order that we may deserve to be partakers of the + reward, but to confirm them in still greater security. + + [Sidenote: The old immunity enjoyed by the monastery at Chalons] + + Now the illustrious Hubert, bishop and ruler of the church of St. + Marcellus, which lies below the citadel of Chalons,[302] where the + precious martyr of the Lord himself rests in the body, has brought + it to the attention of our Highness that the kings who preceded us, + or our lord and father of blessed memory, Pepin, the preceding + king, had by their charters granted complete immunities to that + monastery, so that in the towns or on the lands belonging to it no + public judge, nor any one with power of hearing cases or exacting + fines, or raising sureties, or obtaining lodging or entertainment, + or making requisitions of any kind, should enter. + + Moreover, the aforesaid bishop, Hubert, has presented the original + charters of former kings, together with the confirmations of them, + to be read by us, and declares the same favors to be preserved to + the present day; but desiring the confirmation of our clemency, he + prays that our authority may confirm this grant anew to the + monastery. + + [Sidenote: =The immunity confirmed=] + + Wherefore, having inspected the said charters of former kings, we + command that neither you, nor your subordinates, nor your + successors, nor any person having judicial powers, shall presume to + enter into the villages which may at the present time be in + possession of that monastery, or which hereafter may have been + bestowed by God-fearing men [or may be about to be so + bestowed].[303] Let no public officer enter for the hearing of + cases, or for exacting fines, or procuring sureties, or obtaining + lodging or entertainment, or making any requisitions; but in full + immunity, even as the favor of former kings has been continued down + to the present day, so in the future also shall it, through our + authority, remain undiminished. And if in times past, through any + negligence of abbots, or luke-warmness of rulers, or the + presumption of public officers, anything has been changed or taken + away, removed or withdrawn, from these immunities, let it, by our + authority and favor, be restored. And, further, let neither you nor + your subordinates presume to infringe upon or violate what we have + granted. + + [Sidenote: Penalties for its violation] + + But if there be any one, _dominus_,[304] _comes_ [count], + _domesticus_,[305] _vicarius_,[306] or one vested with any judicial + power whatsoever, by the indulgence of the good or by the favor of + pious Christians or kings, who shall have presumed to infringe upon + or violate these immunities, let him be punished with a fine of six + hundred _solidi_,[307] two parts to go to the library of this + monastery, and the third part to be paid into our treasury, so that + impious men may not rejoice in violating that which our ancestors, + or good Christians, may have conceded or granted. And whatever our + treasury may have had a right to expect from this source shall go + to the profit of the men of this church of St. Marcellus the + martyr, to the better establishment of our kingdom and the good of + those who shall succeed us. + + And that this decree may firmly endure we have ordered it to be + confirmed with our own hand under our seal. + + +35. The Granting of Fiefs + +The most obvious feature of feudalism was a peculiar divided tenure of +land under which the title was vested in one person and the use in +another. The territorial unit was the fief, which in extent might be +but a few acres, a whole county, or even a vast region like Normandy +or Burgundy. Fiefs were granted to vassals by contracts which bound +both grantor and grantee to certain specific obligations. The two +extracts below are examples of the records of such feudal grants, +bearing the dates 1167 and 1200 respectively. It should be remembered, +however, that fiefs need not necessarily be land. Offices, payments of +money, rights to collect tolls, and many other valuable things might +be given by one man to another as fiefs in just the same way that land +was given. Du Cange, in his _Glossarium Mediae et Infimae Latinitatis_, +mentions eighty-eight different kinds of fiefs, and it has been said +that this does not represent more than one-fourth of the total number. +Nevertheless, the typical fief consisted of land. The term might +therefore be defined in general as the land for which the vassal, or +hereditary possessor, rendered to the lord, or hereditary proprietor, +services of a special character which were considered honorable, such +as military aid and attendance at courts. + + Sources--(a) Nicolas Brussel, _Nouvel Examen de l'Usage + general des Fiefs en France pendant le XI, le XII, le XIII, et + le XIVe Siecle_ ["New Examination of the Customs of Fiefs in + the 11th, the 12th, the 13th, and the 14th Century"], Paris, + 1727, Vol. I., p. 3, note. Translated by Edward P. Cheyney in + _Univ. of Pa. Translations and Reprints_, Vol. IV., No. 3, pp. + 15-16. + + (b) Maximilien Quantin, _Recueil de Pieces du XIIIe Siecle_ + ["Collection of Documents of the Thirteenth Century"], + Auxerre, 1873, No. 2, pp. 1-2. Translated by Cheyney, _ibid._ + + [Sidenote: The count of Champagne grants a fief to the bishop of + Beauvais] + + (a) + + In the name of the Holy and Undivided Trinity, Amen. I, Louis,[308] + by the grace of God king of the French, make known to all present + as well as to come, that at Mante in our presence, Count Henry of + Champagne[309] conceded the fief of Savigny to Bartholomew, bishop + of Beauvais,[310] and his successors. And for that fief the said + bishop has made promise and engagement for one knight and justice + and service to Count Henry;[311] and he also agreed that the + bishops who shall come after him will do likewise. In order that + this may be understood and known to posterity we have caused the + present charter to be attested by our seal. Done at Mante, in the + year of the Incarnate Word, 1167; present in our palace those whose + names and seals are appended: seal of Thiebault, our steward; seal + of Guy, the butler; seal of Matthew, the chamberlain; seal of + Ralph, the constable. Given by the hand of Hugh, the chancellor. + + [Sidenote: A grant by Count Thiebault] + + (b) + + I, Thiebault, count palatine of Troyes,[312] make known to those + present and to come that I have given in fee[313] to Jocelyn + d'Avalon and his heirs the manor which is called Gillencourt,[314] + which is of the castellanerie[315] of La Ferte-sur-Aube; and + whatever the same Jocelyn shall be able to acquire in the same + manor I have granted to him and his heirs in enlargement of that + fief. I have granted, moreover, to him that in no free manor of + mine will I retain men who are of this gift.[316] The same Jocelyn, + moreover, on account of this has become my liege man, saving, + however, his allegiance to Gerad d'Arcy, and to the lord duke of + Burgundy, and to Peter, count of Auxerre.[317] Done at Chouaude, by + my own witness, in the year of the Incarnation of our Lord 1200, in + the month of January. Given by the hand of Walter, my chancellor. + + +36. The Ceremonies of Homage and Fealty + +The personal relation between lord and vassal was established by the +double ceremony of homage and fealty. Homage was the act by which the +vassal made himself the man (_homo_) of the lord, while fealty was the +oath of fidelity to the obligations which must ordinarily be assumed +by such a man. The two were really distinct, though because they +almost invariably went together they finally became confounded in the +popular mind. The details of the ceremonies varied much in different +times and places, but, in general, when homage was to be performed, +the prospective vassal presented himself before his future seigneur +bareheaded and without arms; knelt, placed his hands in those of the +seigneur, and declared himself his man; then he was kissed by the +seigneur and lifted to his feet. In the act of fealty, the vassal +placed his hand upon sacred relics, or upon the Bible, and swore +eternal faithfulness to his seigneur. The so-called "act of +investiture" generally followed, the seigneur handing over to the +vassal a bit of turf, a stick, or some other object symbolizing the +transfer of the usufruct of the property in question. The whole +process was merely a mode of establishing a binding contract between +the two parties. Below we have: (_a_) a mediaeval definition of homage, +taken from the customary law of Normandy; (_b_) an explanation of +fealty, given in an old English law-book; (_c_) a French chronicler's +account of the rendering of homage and fealty to the count of Flanders +in the year 1127; and (_d_) a set of laws governing homage and fealty, +written down in a compilation of the ordinances of Saint Louis (king +of France, 1226-1270), but doubtless showing substantially the +practice in France for a long time before King Louis's day. + + Sources--(a) _L'Ancienne Coutume de Normandie_ ["The Old + Custom of Normandy"], Chap. 29. + + (b) Sir Thomas Lyttleton, _Treatise of Tenures in French and + English_ (London, 1841), Bk. II., Chap. 2, p. 123. + + (c) Galbert de Bruges, _De Multro, Traditione, et Occisione + gloriosi Karoli comitis Flandriarum_ ["Concerning the Murder, + Betrayal, and Death of the glorious Charles, Count of + Flanders"]. Text in Henri Pirenne, _Histoire du Meurtre de + Charles le Bon, comte de Flandre, par Galbert de Bruges_ + (Paris, 1891). Translated by Edward P. Cheyney in _Univ. of + Pa. Translations and Reprints_, Vol. IV., No. 3, p. 18. + + (d) _Les Etablissements de Saint Louis_ ["The Ordinances of + St. Louis"], Bk. II., Chap. 19. Text in Paul Viollet's edition + (Paris, 1881), Vol. II., pp. 395-398. + + [Sidenote: A Norman definition of homage] + + (a) + + Homage is a pledge to keep faith in respect to matters that are + right and necessary, and to give counsel and aid. He who would do + homage ought to place his hands between those of the man who is to + be his lord, and speak these words: "I become your man, to keep + faith with you against all others, saving my allegiance to the duke + of Normandy." + + [Sidenote: The oath of fealty] + + (b) + + And when a free tenant shall swear fealty to his lord, let him + place his right hand on the book[318] and speak thus: "Hear thou + this, my lord, that I will be faithful and loyal to you and will + keep my pledges to you for the lands which I claim to hold of you, + and that I will loyally perform for you the services specified, so + help me God and the saints." Then he shall kiss the book; but he + shall not kneel when he swears fealty, nor take so humble a posture + as is required in homage. + + (c) + + Through the whole remaining part of the day those who had been + previously enfeoffed by the most pious count Charles, did homage to + the count,[319] taking up now again their fiefs and offices and + whatever they had before rightfully and legitimately obtained. On + Thursday, the seventh of April, homages were again made to the + count, being completed in the following order of faith and + security: + + [Sidenote: The rendering of homage and fealty to the count of + Flanders] + + First they did their homage thus. The count asked if he was willing + to become completely his man, and the other replied, "I am + willing"; and with clasped hands, surrounded by the hands of the + count, they were bound together by a kiss. Secondly, he who had + done homage gave his fealty to the representative of the count in + these words, "I promise on my faith that I will in future be + faithful to Count William, and will observe my homage to him + completely, against all persons, in good faith and without deceit." + Thirdly, he took his oath to this upon the relics of the saints. + Afterwards, with a little rod which the count held in his hand, he + gave investitures to all who by this agreement had given their + security and homage and accompanying oath. + + [Sidenote: An ordinance of St. Louis on homage and fealty] + + (d) + + If any one would hold from a lord in fee, he ought to seek his lord + within forty days. And if he does not do it within forty days, the + lord may and ought to seize his fief for default of homage, and the + things which are found there he should seize without compensation; + and yet the vassal should be obliged to pay to his lord the + redemption.[320] When any one wishes to enter into the fealty of a + lord, he ought to seek him, as we have said above, and should speak + as follows: "Sir, I request you, as my lord, to put me in your + fealty and in your homage for such and such a thing situated in + your fief, which I have bought." And he ought to say from what man, + and this one ought to be present and in the fealty of the + lord;[321] and whether it is by purchase or by escheat[322] or by + inheritance he ought to explain; and with his hands joined, to + speak as follows: "Sir, I become your man and promise to you fealty + for the future as my lord, towards all men who may live or die, + rendering to you such service as the fief requires, making to you + your relief as you are the lord." And he ought to say whether for + guardianship,[323] or as an escheat, or as an inheritance, or as a + purchase. + + The lord should immediately reply to him: "And I receive you and + take you as my man, and give you this kiss as a sign of faith, + saving my right and that of others," according to the usage of the + various districts. + + +37. The Mutual Obligations of Lords and Vassals + +The feudal relation was essentially one of contract involving +reciprocal relations between lord and vassal. In the following letter, +written in the year 1020 by Bishop Fulbert of Chartres[324] to the +duke of Aquitaine, we find laid down the general principles which +ought to govern the discharge of these mutual obligations. It is +affirmed that there were six things that no loyal vassal could do, and +these are enumerated and explained. Then comes the significant +statement that these negative duties must be supplemented with +positive acts for the service and support of the lord. What some of +these acts were will appear in the extracts in Sec.38. Bishop Fulbert +points out also that the lord is himself bound by feudal law not to do +things detrimental to the safety, honor, or prosperity of his vassal. +The letter is an admirable statement of the spirit of the feudal +system at its best. Already by 1020 a considerable body of feudal +customs having the force of law had come into existence and it appears +that Fulbert had made these customs the subject of some special study +before answering the questions addressed to him by Duke William. + + Source--Text in Martin Bouquet, _Recueil des Historiens des + Gaules et de la France_ ["Collection of the Historians of Gaul + and of France"], Vol. X., p. 463. + + To William, most illustrious duke of the Aquitanians, Bishop + Fulbert, the favor of his prayers: + + [Sidenote: What the vassal owes the lord] + + Requested to write something regarding the character of fealty, I + have set down briefly for you, on the authority of the books, the + following things. He who takes the oath of fealty to his lord ought + always to keep in mind these six things: what is harmless, safe, + honorable, useful, easy, and practicable.[325] _Harmless_, which + means that he ought not to injure his lord in his body; _safe_, + that he should not injure him by betraying his confidence or the + defenses upon which he depends for security; _honorable_, that he + should not injure him in his justice, or in other matters that + relate to his honor; _useful_, that he should not injure him in his + property; _easy_, that he should not make difficult that which his + lord can do easily; and _practicable_, that he should not make + impossible for the lord that which is possible. + + However, while it is proper that the faithful vassal avoid these + injuries, it is not for doing this alone that he deserves his + holding: for it is not enough to refrain from wrongdoing, unless + that which is good is done also. It remains, therefore, that in the + same six things referred to above he should faithfully advise and + aid his lord, if he wishes to be regarded as worthy of his benefice + and to be safe concerning the fealty which he has sworn. + + [Sidenote: The obligations of the lord] + + The lord also ought to act toward his faithful vassal in the same + manner in all these things. And if he fails to do this, he will be + rightfully regarded as guilty of bad faith, just as the former, if + he should be found shirking, or willing to shirk, his obligations + would be perfidious and perjured.[326] + + I should have written to you at greater length had I not been busy + with many other matters, including the rebuilding of our city and + church, which were recently completely destroyed by a terrible + fire. Though for a time we could not think of anything but this + disaster, yet now, by the hope of God's comfort, and of yours also, + we breathe more freely again. + + +38. Some of the More Important Rights of the Lord + +The obligations of vassals to lords outlined in the preceding +selection were mainly of a moral character--such as naturally grew out +of the general idea of loyalty and fidelity to a benefactor. They were +largely negative and were rather vague and indefinite. So far as they +went, they were binding upon lords and vassals alike. There were, +however, several very definite and practical rights which the lords +possessed with respect to the property and persons of their +dependents. Some of these were of a financial character, some were +judicial, and others were military. Five of the most important are +illustrated by the passages given below. + +(_a_) AIDS + +Under the feudal system the idea prevailed that the vassal's purse as +well as his body was to be at the lord's service. Originally the right +to draw upon his vassals for money was exercised by the lord whenever +he desired, but by custom this ill-defined power gradually became +limited to three sorts of occasions when the need of money was likely +to be especially urgent, i.e., when the eldest son was knighted, when +the eldest daughter was married, and when the lord was to be ransomed +from captivity. In the era of the crusades, the starting of the lord +on an expedition to the Holy Land was generally regarded as another +emergency in which an aid might rightfully be demanded. The following +extract from the old customary law of Normandy represents the practice +in nearly all feudal Europe. + + Source--_L'Ancienne Coutume de Normandie_, Chap. 35. + + [Sidenote: The three aids] + + In Normandy there are three chief aids. The first is to help make + the lord's eldest son a knight; the second is to marry his eldest + daughter; the third is to ransom the body of the lord from prison + when he shall be taken captive during a war for the duke.[327] By + this it appears that the _aide de chevalerie_ [knighthood-aid] is + due when the eldest son of the lord is made a knight. The eldest + son is he who has the dignity of primogeniture.[328] The _aide de + mariage_ [marriage-aid] is due when the eldest daughter is + married. The _aide de rancon_ [ransom-aid] is due when it is + necessary to deliver the lord from the prisons of the enemies of + the duke. These aids are paid in some fiefs at the rate of half a + relief, and in some at the rate of a third.[329] + +(_b_) MILITARY SERVICE + +From whatever point of view feudalism is regarded--whether as a system +of land tenure, as a form of social organization, or as a type of +government--the military element in it appears everywhere important. +The feudal period was the greatest era of war the civilized world has +ever known. Few people between the tenth and fourteenth centuries, +except in the peasant classes, were able to live out their lives +entirely in peace. Of greatest value to kings and feudal magnates, +greater even than money itself, was a goodly following of soldiers; +hence the almost universal requirement of military service by lords +from their vassals. Fiefs were not infrequently granted out for no +other purpose than to get the military service which their holders +would owe. The amount of such service varied greatly in different +times and places, but the following arrangement represents the most +common practice. + + Source--_Les Etablissements de Saint Louis_, Bk. I., Chap. 65. + Text in Paul Viollet's edition (Paris, 1881), Vol. II., pp. + 95-96. + + [Sidenote: The conditions of military service] + + The baron and the vassals of the king ought to appear in his army + when they shall be summoned, and ought to serve at their own + expense for forty days and forty nights, with whatever number of + knights they owe.[330] And he possesses the right to exact from + them these services when he wishes and when he has need of them. + If, however, the king shall wish to keep them more than forty days + and forty nights at their own expense, they need not remain unless + they desire.[331] But if he shall wish to retain them at his cost + for the defense of the kingdom, they ought lawfully to remain. But + if he shall propose to lead them outside of the kingdom, they need + not go unless they are willing, for they have already served their + forty days and forty nights. + +(_c_) WARDSHIP AND MARRIAGE + +Very important among the special prerogatives of the feudal lord was +his right to manage, and enjoy the profits of, fiefs inherited by +minors. When a vassal died, leaving an heir who was under age, the +lord was charged with the care of the fief until the heir reached his +or her majority. On becoming of age, a young man was expected to take +control of his fief at once. But a young woman remained under wardship +until her marriage, though if she married under age she could get +possession of her fief immediately, just as she would had she waited +until older. The control of the marriage of heiresses was largely in +the hands of their lords, for obviously it was to the lord's interest +that no enemy of his, nor any shiftless person, should become the +husband of his ward. The lord could compel a female ward to marry and +could oblige her to accept as a husband one of the candidates whom he +offered her; but it was usually possible for the woman to purchase +exemption from this phase of his jurisdiction. After the thirteenth +century the right of wardship gradually declined in France, though it +long continued in England. The following extract from the customs of +Normandy sets forth the typical feudal law on the subject. + + Source--_L'Ancienne Coutume de Normandie_, Chap. 33. + + Heirs should be placed in guardianship until they reach the age of + twenty years; and those who hold them as wards should give over to + them all the fiefs which came under their control by reason of + wardship, provided they have not lost anything by judicial + process.... When the heirs pass out of the condition of wardship, + their lords shall not impose upon them any reliefs for their fiefs, + for the profits of wardship shall be reckoned in place of the + relief. + + [Sidenote: The marriage of a female ward] + + When a female ward reaches the proper age to marry, she should be + married by the advice and consent of her lord, and by the advice + and consent of her relatives and friends, according as the nobility + of her ancestry and the value of her fief may require; and upon her + marriage the fief which has been held in guardianship should be + given over to her. A woman cannot be freed from wardship except by + marriage; and let it not be said that she is of age until she is + twenty years old. But if she be married at the age at which it is + allowable for a woman to marry, the fact of her marriage makes her + of age and delivers her fief from wardship. + + [Sidenote: The lord's obligation to care for the fief of his ward] + + The fiefs of those who are under wardship should be cared for + attentively by their lords, who are entitled to receive the produce + and profits.[332] And in this connection let it be known that the + lord ought to preserve in their former condition the buildings, the + manor-houses, the forests and meadows, the gardens, the ponds, the + mills, the fisheries, and the other things of which he has the + profits. And he should not sell, destroy, or remove the woods, the + houses, or the trees. + +(_d_) RELIEFS + +A relief was a payment made to the lord by an heir before entering +upon possession of his fief. The history of reliefs goes back to the +time when benefices were not hereditary and when, if a son succeeded +his father in the usufruct of a piece of property, it was regarded as +an unusual thing--a special favor on the part of the owner to be paid +for by the new tenant. Later, when fiefs had become almost everywhere +hereditary, the custom of requiring reliefs still survived. The amount +was at first arbitrary, being arranged by individual bargains; but in +every community, especially in France, the tendency was toward a fixed +custom regarding it. Below are given some brief extracts from English +Treasury records which show how men in England between the years 1140 +and 1230 paid the king for the privilege of retaining the fiefs held +by their fathers. + + Source--Thomas Madox, _History and Antiquities of the + Exchequer of the Kings of England_ (London, 1769), Vol. I., + pp. 312-322 _passim_. + + Walter Hait renders an account of 5 marks of silver for the relief + of the land of his father. + + Walter Brito renders an account of L66, 13s. and 4d. for the relief + of his land. + + Richard of Estre renders an account of L15 for the relief for 3 + knights' fees which he holds from the honor of Mortain. + + Walter Fitz Thomas, of Newington, owes 28s. 4d. for having a fourth + part of one knight's fee which had been seized into the hand of the + king for default of relief. + + John of Venetia renders an account of 300 marks for the fine of his + land and for the relief of the land which was his father's which he + held from the king _in capite_.[333] + + John de Balliol owes L150 for the relief of 30 knights' fees which + Hugh de Balliol, his father, held from the king _in capite_, that + is 100s. for each fee. + + Peter de Bruce renders an account of L100 for his relief for the + barony which was of Peter his father. + +(_e_) FORFEITURE + +The lord's most effective means of compelling his vassals to discharge +their obligations was his right to take back their fiefs for breach of +feudal contract. Such a breach, or felony, as it was technically +called, might consist in refusal to render military service or the +required aids, ignoring the sovereign authority of the lord, levying +war against the lord, dishonoring members of the lord's family, or, as +in the case below, refusing to obey the lord's summons to appear in +court. In practice the lords generally found it difficult to enforce +the penalty of forfeiture and after the thirteenth century the +tendency was to substitute money fines for dispossession, except in +the most aggravated cases. The following is an account of the +condemnation of Arnold Atton, a nobleman of south France, by the +feudal court of Raymond, count of Toulouse, in the year 1249. The +penalty imposed was the loss of the valuable chateau of Auvillars. + + Source--Teulet, _Layettes du Tresor des Cartes_ ["Bureau of + Treasury Accounts "], No. 3778, Vol. III., p. 70. Translated + by Edward P. Cheyney in _Univ. of Pa. Translations and + Reprints_, Vol. IV., No. 3. pp. 33-34. + + Raymond, by the grace of God count of Toulouse, marquis of + Provence, to the nobleman Arnold Atton, viscount of Lomagne, + greeting: + + [Sidenote: The court's sentence upon Arnold Atton] + + Let it be known to your nobility by the tenor of these presents + what has been done in the matter of the complaints which we have + made about you before the court of Agen; that you have not taken + the trouble to keep or fulfill the agreements sworn by you to us, + as is more fully contained in the instrument drawn up there, sealed + with our seal by the public notary; and that you have refused + contemptuously to appear before the said court for the purpose of + doing justice, and have otherwise committed multiplied and great + delinquencies against us. As your faults have required, the + aforesaid court of Agen has unanimously and concordantly pronounced + sentence against you, and for these matters have condemned you to + hand over and restore to us the chateau of Auvillars and all that + land which you hold from us in fee, to be had and held by us by + right of the obligation by which you have bound it to us for + fulfilling and keeping the said agreements. + + Likewise it has declared that we are to be put into possession of + the said land and that it is to be handed over to us, on account of + your contumacy, because you have not been willing to appear before + the same court on the days which were assigned to you. Moreover, it + has declared that you shall be held and required to restore the + said land in whatsoever way we wish to receive it, with few or + many, in peace or in anger, in our own person, by right of + lordship. Likewise it has declared that you shall restore to us all + the expenses which we have incurred, or the court itself has + incurred, on those days which were assigned to you, or because of + those days, and has condemned you to repay these to us.[334] + + Moreover, it has declared that the nobleman Gerald d'Armagnac, whom + you hold captive, you shall liberate, and deliver him free to us. + We demand, moreover, by right of our lordship that you liberate + him. + + We call, therefore, upon your discretion in this matter, strictly + enjoining you and commanding that you obey the aforesaid sentences + in all things and fulfill them in all respects and in no way delay + the execution of them. + + +39. The Peace and the Truce of God + +War rather than peace was the normal condition of feudal society. +Peasants were expected to settle their disputes in the courts of law, +but lords and seigneurs possessed a legal right to make war upon their +enemies and were usually not loath to exercise it. Private warfare was +indeed so common that it all the time threatened seriously the lives +and property of the masses of the people and added heavily to the +afflictions which flood, drought, famine, and pestilence brought +repeatedly upon them. The first determined efforts to limit, if not to +abolish, the ravages of private war were made by the Church, partly +because the Church itself often suffered by reason of them, partly +because its ideal was that of peace and security, and partly because +it recognized its duty as the protector of the poor and oppressed. +Late in the tenth century, under the influence of the Cluniacs [see p. +245], the clergy of France, both secular and regular, began in their +councils to promulgate decrees which were intended to establish what +was known as the Peace of God. These decrees, which were enacted by so +many councils between 989 and 1050 that they came to cover pretty +nearly all France, proclaimed generally that any one who should use +violence toward women, peasants, merchants, or members of the clergy +should be excommunicated. The principle was to exempt certain classes +of people from the operations of war and violence, even though the +rest of the population should continue to fight among themselves. It +must be said that these decrees, though enacted again and again, had +often little apparent effect. + +Effort was then made in another direction. From about 1027 the +councils began to proclaim what was known as the Truce of God, +sometimes alone and sometimes in connection with the Peace. The +purport of the Truce of God was that all men should abstain from +warfare and violence during a certain portion of each week, and during +specified church festivals and holy seasons. At first only Sunday was +thus designated; then other days, until the time from Wednesday night +to Monday morning was all included; then extended periods, as Lent, +were added, until finally not more than eighty days remained of the +entire year on which private warfare was allowable. As one writer has +stated it, "the Peace of God was intended to protect certain classes +at all times and the Truce to protect all classes at certain times." +It was equally difficult to secure the acquiescence of the lawless +nobles in both, and though the efforts of the Church were by no means +without result, we are to think of private warfare as continuing quite +common until brought gradually to an end by the rise of strong +monarchies, by the turning of men to commerce and trade, and by the +drawing off of military energies into foreign and international wars. + +The decree given below, which combines features of both the Peace and +the Truce, was issued by the Council of Toulouges (near Perpignan) in +1041, or, as some scholars think, in 1065. Its substance was many +times reenacted, notably by the Council of Clermont, in 1095, upon the +occasion of the proclamation of the first Crusade. It should have +procured about 240 days of peace in every year and reduced war to +about 120 days, but, like the others, it was only indifferently +observed. + + Source--Text in Martin Bouquet, _Recueil des Historiens des + Gaules et de la France_ ["Collection of the Historians of Gaul + and of France"], Paris, 1876, Vol. XI., pp. 510-511. + + [Sidenote: Acts of violence forbidden in or near churches] + + =1.= This Peace has been confirmed by the bishops, by the abbots, + by the counts and viscounts and the other God-fearing nobles in + this bishopric, to the effect that in the future, beginning with + this day, no man may commit an act of violence in a church, or in + the space which surrounds it and which is covered by its + privileges, or in the burying-ground, or in the dwelling-houses + which are, or may be, within thirty paces of it. + + =2.= We do not include in this measure the churches which have + been, or which shall be, fortified as chateaux, or those in which + plunderers and thieves are accustomed to store their ill-gotten + booty, or which give them a place of refuge. Nevertheless we desire + that such churches be under this protection until complaint of them + shall be made to the bishop, or to the chapter. If the bishop or + chapter[335] act upon such information and lay hold of the + malefactors, and if the latter refuse to give themselves up to the + justice of the bishop or chapter, the malefactors and all their + possessions shall not be immune, even within the church. A man who + breaks into a church, or into the space within thirty paces around + it, must pay a fine for sacrilege, and double this amount to the + person wronged. + + [Sidenote: Attacks upon the clergy prohibited] + + =3.= Furthermore, it is forbidden that any one attack the clergy, + who do not bear arms, or the monks and religious persons, or do + them any wrong; likewise it is forbidden to despoil or pillage the + communities of canons, monks, and religious persons, the + ecclesiastical lands which are under the protection of the Church, + or the clergy, who do not bear arms; and if any one shall do such + a thing, let him pay a double composition.[336] + + [Sidenote: Protection extended to the peasantry] + + =5.= Let no one burn or destroy the dwellings of the peasants and + the clergy, the dove-cotes and the granaries. Let no man dare to + kill, to beat, or to wound a peasant or serf, or the wife of + either, or to seize them and carry them off, except for + misdemeanors which they may have committed; but it is not forbidden + to lay hold of them in order to bring them to justice, and it is + allowable to do this even before they shall have been summoned to + appear. Let not the raiment of the peasants be stolen; let not + their ploughs, or their hoes, or their olive-fields be burned. + + =6.= ... Let any one who has broken the peace, and has not paid his + fines within a fortnight, make amends to him whom he has injured by + paying a double amount, which shall go to the bishop and to the + count who shall have had charge of the case. + + [Sidenote: The Truce of God confirmed] + + [Sidenote: Penalties for violations of the Truce] + + =7.= The bishops of whom we have spoken have solemnly confirmed the + Truce of God, which has been enjoined upon all Christians, from the + setting of the sun of the fourth day of the week, that is to say, + Wednesday, until the rising of the sun on Monday, the second + day.... If any one during the Truce shall violate it, let him pay a + double composition and subsequently undergo the ordeal of cold + water.[337] When any one during the Truce shall kill a man, it has + been ordained, with the approval of all Christians, that if the + crime was committed intentionally the murderer shall be condemned + to perpetual exile, but if it occurred by accident the slayer shall + be banished for a period of time to be fixed by the bishops and + the canons. If any one during the Truce shall attempt to seize a + man or to carry him off from his chateau, and does not succeed in + his purpose, let him pay a fine to the bishop and to the chapter, + just as if he had succeeded. It is likewise forbidden during the + Truce, in Advent and Lent, to build any chateau or fortification, + unless it was begun a fortnight before the time of the Truce. It + has been ordained also that at all times disputes and suits on the + subject of the Peace and Truce of God shall be settled before the + bishop and his chapter, and likewise for the peace of the churches + which have before been enumerated. When the bishop and the chapter + shall have pronounced sentences to recall men to the observance of + the Peace and the Truce of God, the sureties and hostages who show + themselves hostile to the bishop and the chapter shall be + excommunicated by the chapter and the bishop, with their protectors + and partisans, as guilty of violating the Peace and the Truce of + the Lord; they and their possessions shall be excluded from the + Peace and the Truce of the Lord. + + +FOOTNOTES: + +[297] Charles Seignobos, _The Feudal Regime_ (translated in +"Historical Miscellany" series), New York, 1904, p. 1. + +[298] A man was not supposed in any way to sacrifice his freedom by +becoming a vassal and the lord's right to his service would be +forfeited if this principle were violated. + +[299] The relation of lord and vassal was, at this early time, limited +to the lifetime of the two parties. When one died, the other was +liberated from his contract. But in the ninth and tenth centuries +vassalage became generally hereditary. + +[300] Casting lots for the property of a deceased father was not +uncommon among the Franks. All sons shared in the inheritance, but +particular parts of the property were often assigned by lot. + +[301] The grant of immunity was thus brought to the attention of the +count in whose jurisdiction the exempted lands lay. + +[302] Chalons-sur-Saone was about eighty miles north of the junction +of the Saone with the Rhone. It should not be confused with +Chalons-sur-Marne where the battle was fought with Attila's Huns in +451. + +[303] There is some doubt at this point as to the correct translation. +That given seems best warranted. + +[304] _Dominus_ was a common name for a lord. + +[305] A member of the king's official household. + +[306] A subordinate officer under the count [see p. 176, note 3]. + +[307] See p. 61. note 2. + +[308] Louis VII., king of France, 1137-1180. + +[309] The county of Champagne lay to the east of Paris. It was +established by Charlemagne and, while at first insignificant, grew +until by the twelfth and thirteenth centuries it was one of the most +important in France. + +[310] Beauvais was about sixty miles northwest of Paris. + +[311] That is, the bishop of Beauvais was bound to furnish his lord, +the count of Champagne, the service of one knight for his army, +besides ordinary feudal obligations. + +[312] The county of Troyes centered about the city of that name on the +upper Seine. It was eventually absorbed by Champagne. + +[313] As a fief. + +[314] A manor, in the general sense, was a feudal estate. + +[315] A castellanerie was a feudal holding centering about a castle. + +[316] That is, Count Thiebault promises Jocelyn not to deprive him of +the services of men who rightfully belong on the manor which is being +granted. + +[317] Here is an illustration of the complexity of the feudal system. +Count Thiebault is Jocelyn's _fourth_ lord, and loyalty and service +are owed to all of the four at the same time. Accordingly, Thiebault +must be content with only such allegiance of his new vassal as will +not involve a breach of the contracts which Jocelyn has already +entered into with his other lords. For example, Thiebault could not +expect Jocelyn to aid him in war against the duke of Burgundy, for +Jocelyn is pledged to fidelity to that duke. In general, when a man +had only one lord he owed him full and unconditional allegiance +(_liege homage_), but when he became vassal to other lords he could +promise them allegiance only so far as would not conflict with +contracts already entered into. It was by no means unusual for a man +to have several lords, and it often happened that A was B's vassal for +a certain piece of land while at the same time B was A's vassal for +another piece. Not infrequently the king himself was thus a vassal of +one or more of his own vassals. + +[318] The Bible. Sometimes only the Gospels were used. + +[319] Charles, count of Flanders, had just died and had been succeeded +by his son William. All persons who had received fiefs from the +deceased count were now brought together to renew their homage and +fealty to the new count. + +[320] Such a case as this would be most apt to arise when a lord died +and a vassal failed to renew his homage to the successor; or when a +vassal died and his heir failed to do homage as was required. + +[321] This law would apply also to a case where a man who is already a +vassal of a lord should acquire from another vassal of the same lord +some additional land and so become indebted to the lord for a new +measure of fealty. + +[322] Reversion to the original proprietor because of failure of +heirs. + +[323] Such land might be acquired for temporary use only i.e., for +guardianship, during the absence or disability of its proprietor. + +[324] Chartres was somewhat less than twenty miles southwest of Paris. + +[325] The terms used in the original are _incolume_, _tutum_, +_honestum_, _utile_, _facile_, _et possibile_. + +[326] In the English customary law of the twelfth century we read +that, "it is allowable to any one, without punishment, to support his +lord if any one assails him, and to obey him in all legitimate ways, +except in theft, murder, and in all such things as are not conceded to +any one to do and are reckoned infamous by the laws;" also that, "the +lord ought to do likewise equally with counsel and aid, and he may +come to his man's assistance in his vicissitudes in all +ways."--Thorpe, _Ancient Laws and Institutes_, Vol. I., p. 590. + +[327] The duke of Normandy. Outside of Normandy, of course, other +feudal princes would be substituted. + +[328] It was the feudal system that first gave the eldest son in +France a real superiority over his brothers. This may be seen most +clearly in the change wrought by feudalism whereby the old Frankish +custom of allowing all the sons to inherit their father's property +equally was replaced by the mediaeval rule of primogeniture +(established by the eleventh century) under which the younger sons +were entirely, or almost entirely, excluded from the inheritance. + +[329] Relief is the term used to designate the payment made to the +lord by the son of the deceased vassal before taking up the +inheritance [see p. 225]. The "custom" says that sometimes the amount +paid as an aid to the lord was equal to half that paid as relief and +sometimes it was only a third. + +[330] The number of men brought by a vassal to the royal army depended +on the value of his fief and the character of his feudal contract. +Greater vassals often appeared with hundreds of followers. + +[331] This provision rendered the ordinary feudal army much more +inefficient than an army made up of paid soldiers. Under ordinary +circumstances, when their forty days of service had expired, the +feudal troops were free to go home, even though their doing so might +force the king to abandon a siege or give up a costly campaign only +partially completed. By the thirteenth century it had become customary +for the king to accept extra money payments instead of military +service from his vassals. With the revenues thus obtained, soldiers +could be hired who made war their profession and who were willing to +serve indefinitely. + +[332] Every fief-holder was supposed to render some measure of +military service. As neither a minor nor a woman could do this +personally, it was natural that the lord should make up for the +deficiency by appropriating the produce of the estate during the +period of wardship. + +[333] Tenants _in capite_ in England were those who held their land by +direct royal grant. + +[334] Apparently the king's court had been assembled several times to +consider the charges against Viscount Atton, but had been prevented +from taking action because of the latter's failure to appear. At last +the court decided that it was useless to delay longer and proceeded to +condemn the guilty noble and send him a statement of what had been +done. He was not only to lose his chateau of Auvillars but also to +reimburse the king for the expenses which the court had incurred on +his account. + +[335] The chapter was the body of clergy attached to a cathedral +church. Its members were known as canons. + +[336] That is, the penalty for using violence against peaceful +churchmen, or despoiling their property was to be twice that demanded +by the law in case of similar offenses committed against laymen. + +[337] The ordeal of cold water was designed to test a man's guilt or +innocence. The accused person was thrown into a pond and if he sank he +was considered innocent; if he floated, guilty, on the supposition +that the pure water would refuse to receive a person tainted with +crime [see p. 200]. + + + + +CHAPTER XIV. + +THE NORMAN CONQUEST + + +40. The Battle of Hastings: the English and the Normans + +The Northmen, under the leadership of the renowned Rollo, got their +first permanent foothold in that important part of France since known +as Normandy in the year 911 [see p. 171]. Almost from the beginning +the new county (later duchy) increased rapidly both in territorial +extent and in political influence. The Northmen, or Normans, were a +vigorous, ambitious, and on the whole very capable people, and they +needed only the polishing which peaceful contact with the French could +give to make them one of the most virile elements in the population of +western Europe. They gave up their old gods and accepted Christianity, +ceased to speak their own language and began the use of French, and to +a considerable extent became ordinary soldiers and traders instead of +the wild pirates their forefathers had been. The spirit of unrest, +however, and the love of adventure so deeply ingrained in their +natures did not die out, and we need not be surprised to learn that +they continued still to enjoy nothing quite so much as war, especially +if it involved hazardous expeditions across seas. Some went to help +the Christians of Spain against the Saracens; some went to aid the +Eastern emperors against the Turks; others went to Sicily and southern +Italy, where they conquered weak rulers and set up principalities of +their own; and finally, under the leadership of Duke William the +Bastard, in 1066, they entered upon the greatest undertaking of all, +i.e., the conquest of England and the establishment of a Norman +chieftain upon the throne of the Anglo-Saxon kingdom. + +Duke William was one of the greatest and most ambitious feudal lords +of France--more powerful really than the French king himself. He had +overcome practically all opposition among his unruly vassals in +Normandy, and by 1066, when the death of King Edward the Confessor +occurred in England, he was ready to engage in great enterprises +which gave promise of enhanced power and renown. He had long cherished +a claim to the English throne, and when he learned that in utter +disregard of this claim the English witan had chosen Harold, son of +the West Saxon Earl Godwin, to be Edward's successor, he prepared to +invade the island kingdom and force an acknowledgment of what he +pretended at least to believe were his rights. Briefly stated, William +claimed the English throne on the ground (1) that through his wife +Matilda, a descendant of Emma, Edward the Confessor's mother, he was a +nearer heir than was Harold, who was only the late king's +brother-in-law; (2) that on the occasion of a visit to England in 1051 +Edward had promised him the inheritance; and (3) that Harold himself, +when some years before he had been shipwrecked on the coast of +Normandy, had sworn on sacred relics to help him gain the crown. There +is some doubt as to the actual facts in connection with both of these +last two points, but the truth is that all of William's claims taken +together were not worth much, since the recognized principle of the +English government was that the king should be chosen by the wisemen, +or witan. Harold had been so chosen and hence was in every way the +legitimate sovereign. + +William, however, was determined to press his claims and, after +obtaining the blessing of the Pope (Alexander II.), he gathered an +army of perhaps 65,000 Normans and adventurers from all parts of +France and prepared a fleet of some 1,500 transports at the mouth of +the Dive to carry his troops across the Channel. September 28, 1066, +the start was made and the following day the host landed at Pevensey +in Sussex. Friday, the 29th, Hastings was selected and fortified to +serve as headquarters. The English were taken at great disadvantage. +Only two days before the Normans crossed the Channel Harold with all +the troops he could muster had been engaged in a great battle at +Stamford Bridge, in Northumberland, with Harold Hardrada, king of +Norway, who was making an independent invasion. The English had won +the fight, but they were not in a position to meet the Normans as they +might otherwise have been. With admirable energy, however, Harold +marched his weary army southward to Senlac, a hill near the town of +Hastings, and there took up his position to await an attack by the +duke's army. The battle came on Saturday, October 14, and after a very +stubborn contest, in which Harold was slain, it resulted in a +decisive victory for the Normans. Thereafter the conquest of the +entire kingdom, while by no means easy, was inevitable. + +William of Malmesbury, from whose _Chronicle of the Kings of England_ +our account of the battle and of the two contending peoples is taken, +was a Benedictine monk, born of a Norman father and an English mother. +He lived about 1095-1150 and hence wrote somewhat over half a century +after the Conquest. While thus not strictly a contemporary, he was a +man of learning and discretion and there is every reason to believe +that he made his history as accurate as he was able, with the +materials at his command. His parentage must have enabled him to +understand both combatants in an unusual degree and, though his +sympathies were with the conquerors, we may take his characterizations +of Saxon and Norman alike to be at least fairly reliable. His +_Chronicle_ covers the period 449-1135, and for the years after 1066 +it is the fullest, most carefully written, and most readable account +of English affairs that we have. + + Source--Guilielmus Monachi Malmesburiensis, _De gestis regum + Anglorum_ [William of Malmesbury, "Chronicle of the Kings of + England"], Bk. III. Adapted from translation by John Sharpe + (London, 1815), pp. 317-323. + + [Sidenote: How the English prepared for battle] + + The courageous leaders mutually prepared for battle, each according + to his national custom. The English passed the night[338] without + sleep, in drinking and singing, and in the morning proceeded + without delay against the enemy. All on foot, armed with + battle-axes, and covering themselves in front by joining their + shields, they formed an impenetrable body which would assuredly + have secured their safety that day had not the Normans, by a + pretended flight, induced them to open their ranks, which until + that time, according to their custom, had been closely knit + together. King Harold himself, on foot, stood with his brothers + near the standard in order that, so long as all shared equal + danger, none could think of retreating. This same standard William + sent, after his victory, to the Pope. It was richly embroidered + with gold and precious stones, and represented the figure of a man + fighting. + + [Sidenote: How the Normans prepared] + + On the other hand, the Normans passed the whole night in confessing + their sins, and received the communion of the Lord's body in the + morning. Their infantry, with bows and arrows, formed the vanguard, + while their cavalry, divided into wings, was placed in the rear. + The duke, with serene countenance, declaring aloud that God would + favor his as being the righteous side, called for his arms; and + when, through the haste of his attendants, he had put on his + hauberk[339] the rear part before, he corrected the mistake with a + laugh, saying, "The power of my dukedom shall be turned into a + kingdom." Then starting the song of Roland,[340] in order that the + warlike example of that hero might stimulate the soldiers, and + calling on God for assistance, the battle commenced on both sides, + and was fought with great ardor, neither side yielding ground + during the greater part of the day. + + [Sidenote: William's strategem] + + Observing this, William gave a signal to his troops, that, + pretending flight, they should withdraw from the field.[341] By + means of this device the solid phalanx of the English opened for + the purpose of cutting down the fleeing enemy and thus brought upon + itself swift destruction; for the Normans, facing about, attacked + them, thus disordered, and compelled them to fly. In this manner, + deceived by stratagem, they met an honorable death in avenging + their country; nor indeed were they at all without their own + revenge, for, by frequently making a stand, they slaughtered their + pursuers in heaps. Getting possession of a higher bit of ground, + they drove back the Normans, who in the heat of pursuit were + struggling up the slope, into the valley beneath, where, by hurling + their javelins and rolling down stones on them as they stood below, + the English easily destroyed them to a man. Besides, by a short + passage with which they were acquainted, they avoided a deep ditch + and trod underfoot such a multitude of their enemies in that place + that the heaps of bodies made the hollow level with the plain. This + alternating victory, first of one side and then of the other, + continued as long as Harold lived to check the retreat; but when he + fell, his brain pierced by an arrow, the flight of the English + ceased not until night.[342] + + [Sidenote: The valor of Harold] + + In the battle both leaders distinguished themselves by their + bravery. Harold, not content with the duties of a general and with + exhorting others, eagerly assumed himself the work of a common + soldier. He was constantly striking down the enemy at close + quarters, so that no one could approach him with impunity, for + straightway both horse and rider would be felled by a single blow. + So it was at long range, as I have said, that the enemy's deadly + arrow brought him to his death. One of the Norman soldiers gashed + his thigh with a sword, as he lay prostrate; for which shameful and + cowardly action he was branded with ignominy by William and + expelled from the army. + + [Sidenote: William's bravery and ardor] + + William, too, was equally ready to encourage his soldiers by his + voice and by his presence, and to be the first to rush forward to + attack the thickest of the foe. He was everywhere fierce and + furious. He lost three choice horses, which were that day killed + under him. The dauntless spirit and vigor of the intrepid general, + however, still held out. Though often called back by the thoughtful + remonstrance of his bodyguard, he still persisted until approaching + night crowned him with complete victory. And no doubt the hand of + God so protected him that the enemy could draw no blood from his + person, though they aimed so many javelins at him. + + This was a fatal day to England, and melancholy havoc was wrought + in our dear country during the change of its lords.[343] For it had + long before adopted the manners of the Angles, which had indeed + altered with the times; for in the first years of their arrival + they were barbarians in their look and manner, warlike in their + usages, heathen in their rites. + + [Sidenote: Religious zeal of the Saxons before the Conquest] + + After embracing the faith of Christ, by degrees and, in process of + time, in consequence of the peace which they enjoyed, they + consigned warfare to a secondary place and gave their whole + attention to religion. I am not speaking of the poor, the meanness + of whose fortune often restrains them from overstepping the bounds + of justice; I omit, too, men of ecclesiastical rank, whom sometimes + respect for their profession and sometimes the fear of shame + suffers not to deviate from the true path; I speak of princes, who + from the greatness of their power might have full liberty to + indulge in pleasure. Some of these in their own country, and others + at Rome, changing their habit, obtained a heavenly kingdom and a + saintly fellowship. Many others during their whole lives devoted + themselves in outward appearance to worldly affairs, but in order + that they might expend their treasures on the poor or divide them + amongst monasteries. + + What shall I say of the multitudes of bishops, hermits, and abbots? + Does not the whole island blaze with such numerous relics of its + own people that you can scarcely pass a village of any consequence + without hearing the name of some new saint? And of how many more + has all remembrance perished through the want of records? + + [Sidenote: Recent decline of learning and religion] + + Nevertheless, the attention to literature and religion had + gradually decreased for several years before the arrival of the + Normans. The clergy, contented with a little confused learning, + could scarcely stammer out the words of the sacraments; and a + person who understood grammar was an object of wonder and + astonishment.[344] The monks mocked the rule of their order by fine + vestments and the use of every kind of food. The nobility, given up + to luxury and wantonness, went not to church in the morning after + the manner of Christians, but merely, in a careless manner, heard + matins and masses from a hurrying priest in their chambers, amid + the blandishments of their wives. The community, left unprotected, + became a prey to the most powerful, who amassed fortunes, either by + seizing on their property or by selling their persons into foreign + countries; although it is characteristic of this people to be more + inclined to reveling than to the accumulation of wealth. + + [Sidenote: The English people described] + + Drinking in parties was an universal practice, in which occupation + they passed entire nights as well as days. They consumed their + whole substance in mean and despicable houses, unlike the Normans + and French, who live frugally in noble and splendid mansions. The + vices attendant on drunkenness, which enervate the human mind, + followed; hence it came about that when they resisted William, with + more rashness and precipitate fury than military skill, they doomed + themselves and their country to slavery by a single, and that an + easy, victory.[345] For nothing is less effective than rashness; + and what begins with violence quickly ceases or is repelled. The + English at that time wore short garments, reaching to the mid-knee; + they had their hair cropped, their beards shaven, their arms laden + with golden bracelets, their skin adorned with tattooed designs. + They were accustomed to eat until they became surfeited, and to + drink until they were sick. These latter qualities they imparted to + their conquerors; as for the rest, they adopted their manners. I + would not, however, have these bad characteristics ascribed to the + English universally; I know that many of the clergy at that day + trod the path of sanctity by a blameless life. I know that many of + the laity, of all ranks and conditions, in this nation were + well-pleasing to God. Be injustice far from this account; the + accusation does not involve the whole, indiscriminately. But as in + peace the mercy of God often cherishes the bad and the good + together, so, equally, does His severity sometimes include them + both in captivity. + + [Sidenote: A description of the Normans] + + The Normans--that I may speak of them also--were at that time, and + are even now, exceedingly particular in their dress and delicate in + their food, but not so to excess. They are a race accustomed to + war, and can hardly live without it; fierce in rushing against the + enemy, and, where force fails to succeed, ready to use stratagem or + to corrupt by bribery. As I have said, they live in spacious houses + with economy, envy their superiors, wish to excel their equals, and + plunder their subjects, though they defend them from others; they + are faithful to their lords, though a slight offense alienates + them. They weigh treachery by its chance of success, and change + their sentiments for money. The most hospitable, however, of all + nations, they esteem strangers worthy of equal honor with + themselves; they also intermarry with their vassals. They revived, + by their arrival, the rule of religion which had everywhere grown + lifeless in England.[346] You might see churches rise in every + village, and monasteries in the towns and cities, built after a + style unknown before; you might behold the country flourishing with + renewed rites; so that each wealthy man accounted that day lost to + him which he had neglected to signalize by some beneficent act. + + +41. William the Conqueror as Man and as King + +In the following passage, taken from the Saxon Chronicle, we have an +interesting summary of the character of the Conqueror and of his +conduct as king of England. Both the good and bad sides of the picture +are clearly brought out and perhaps it is not quite easy to say which +is given the greater prominence. On the one hand there is William's +devotion to the Church, his establishment of peace and order, his +mildness in dealing with all but those who had antagonized him, and +the virtue of his personal life; on the other is his severity, +rapacity, and pride, his heavy taxes and his harsh forest laws. As one +writer says, "the Conquest was bad as well as good for England; but +the harm was only temporary, the good permanent." It is greatly to the +credit of the English chronicler that he was able to deal so fairly +with the character of one whom he had not a few patriotic reasons for +maligning. + + Source--_The Saxon Chronicle._ Translated by J. A. Giles + (London, 1847), pp. 461-462. + + [Sidenote: William's religious zeal] + + If any one would know what manner of man King William was, the + glory that he obtained, and of how many lands he was lord, then + will we describe him as we have known him, we who have looked upon + him and who once lived at his court. This King William, of whom we + are speaking, was a very wise and a great man, and more honored and + more powerful than any of his predecessors. He was mild to those + good men who loved God, but severe beyond measure towards those who + withstood his will. He founded a noble monastery on the spot where + God permitted him to conquer England, and he established monks in + it, and he made it very rich.[347] In his days the great monastery + at Canterbury was built,[348] and many others also throughout + England; moreover, this land was filled with monks who lived after + the rule of St. Benedict; and such was the state of religion in his + days that all who would might observe that which was prescribed by + their respective orders. + + [Sidenote: His strong government] + + King William was also held in much reverence. He wore his crown + three times every year when he was in England: at Easter he wore it + at Winchester,[349] at Pentecost at Westminster,[350] and at + Christmas at Gloucester.[351] And at these times all the men of + England were with him, archbishops, bishops, abbots and earls, + thanes[352] and knights.[353] So also was he a very stern and a + wrathful man, so that none durst do anything against his will, and + he kept in prison those earls who acted against his pleasure. He + removed bishops from their sees[354] and abbots from their offices, + and he imprisoned thanes, and at length he spared not his own + brother Odo. This Odo was a very powerful bishop in Normandy. His + see was that of Bayeux,[355] and he was foremost to serve the king. + He had an earldom in England, and when William was in Normandy he + [Odo] was the first man in this country [England], and him did + William cast into prison.[356] + + [Sidenote: The extent of his power] + + Amongst other things, the good order that William established is + not to be forgotten. It was such that any man, who was himself + aught, might travel over the kingdom with a bosom full of gold + unmolested; and no man durst kill another, however great the injury + he might have received from him. He reigned over England, and being + sharp-sighted to his own interest, he surveyed the kingdom so + thoroughly that there was not a single hide of land throughout the + whole of which he knew not the possessor, and how much it was + worth, and this he afterwards entered in his register.[357] The + land of the Britons [Wales] was under his sway, and he built + castles therein; moreover he had full dominion over the Isle of + Man;[358] Scotland also was subject to him, from his great + strength; the land of Normandy was his by inheritance, and he + possessed the earldom of Maine;[359] and had he lived two years + longer, he would have subdued Ireland by his prowess, and that + without a battle.[360] + + [Sidenote: His faults as a ruler] + + Truly there was much trouble in these times, and very great + distress. He caused castles to be built and oppressed the poor. The + king was also of great sternness, and he took from his subjects + many marks of gold, and many hundred pounds of silver, and this, + either with or without right, and with little need. He was given to + avarice, and greedily loved gain.[361] He made large forests for + the deer, and enacted laws therewith, so that whoever killed a hart + or a hind should be blinded. As he forbade killing the deer, so + also the boars; and he loved the tall stags as if he were their + father. He also commanded concerning the hares, that they should go + free.[362] The rich complained and the poor murmured, but he was so + sturdy that he recked nought of them; they must will all that the + king willed, if they would live, or would keep their lands, or + would hold their possessions, or would be maintained in their + rights. Alas that any man should so exalt himself, and carry + himself in his pride over all! May Almighty God show mercy to his + soul, and grant him the forgiveness of his sins! We have written + concerning him these things, both good and bad, that virtuous men + may follow after the good, and wholly avoid the evil, and may go in + the way that leadeth to the kingdom of heaven. + + +FOOTNOTES: + +[338] Friday night, October 13. + +[339] A long coat of mail made of interwoven metal rings. + +[340] Roland, count of Brittany, was slain at the pass of Roncesvalles +in the famous attack of the Gascons upon Charlemagne's retreating army +in 778. One of the chronicles says simply, "In this battle Roland, +count of Brittany, was slain," and we have absolutely no other +historical knowledge of the man. His career was taken up by the +singers of the Middle Ages, however, and employed to typify all that +was brave and daring and romantic. It was some one of the many "songs +of Roland" that William used at Hastings to stimulate his men. + +[341] In a battle so closely contested this was a dangerous stratagem +and its employment seems to indicate that William despaired of +defeating the English by direct attack. His main object, in which he +was altogether successful, was to entice the English into abandoning +their advantageous position on the hilltop. + +[342] After the Norman victory was practically assured, William sought +to bring the battle to an end by having his archers shoot into the +air, that their arrows might fall upon the group of soldiers, +including the king, who were holding out in defense of the English +standard. It was in this way that Harold was mortally wounded; he died +immediately from the blows inflicted by Norman knights at close hand. + +[343] The victory at Hastings did not at once make William king, but +it revealed to both himself and the English people that the crown was +easily within his grasp. After the battle he advanced past London into +the interior of the country. Opposition melted before him and on +Christmas day, 1066, the Norman duke, having already been regularly +elected by the witan, was crowned at London by the archbishop of York. +In the early years of his reign he succeeded in making his power +recognized in the more turbulent north. + +[344] The work of Alfred had not been consistently followed up during +the century and a half since his death [see p. 185]. + +[345] The conquest of England by the Normans was really far from an +enslavement. Norman rule was strict, but hardly more so than +conditions warranted. + +[346] It seems to be true, as William of Malmesbury says, that the +century preceding the Norman Conquest had been an era of religious as +well as literary decline among the English. After 1066 the native +clergy, ignorant and often grossly immoral, were gradually replaced by +Normans, who on the whole were better men. By 1088 there remained only +one bishop of English birth in the entire kingdom. One should be +careful, however, not to exaggerate the moral differences between the +two peoples. + +[347] The story goes that just before entering the battle of Hastings +in 1066 William made a vow that if successful he would establish a +monastery on the site where Harold's standard stood. The vow was +fulfilled by the founding of the Abbey of St. Martin, or Battle Abbey, +in the years 1070-1076. The monastery was not ready for consecration +until 1094. + +[348] Christchurch. This cathedral monastery had been organized before +the Conqueror's day, but it was much increased in size and in +importance by Lanfranc, William's archbishop of Canterbury; and the +great building which it occupied in the later Middle Ages was +constructed at this time. + +[349] In Hampshire, in the southern part of the kingdom. + +[350] In Middlesex, near London. + +[351] On the Severn, in the modern county of Gloucester. + +[352] A thane (or thegn) was originally a young warrior; then one who +became a noble by serving the king in arms; then the possessor of five +hides of land. A hide was a measure of arable ground varying in extent +at the time of William the Conqueror, but by Henry II.'s reign +(1154-1189) fixed at about 100 acres. The thane before the Conquest +occupied nearly the same position socially as the knight after it. + +[353] This assembly of dignitaries, summoned by the king three times a +year, was the so-called Great Council, which in Norman times +superseded the old Saxon witan. Its duties were mainly judicial. It +acted also as an advisory body, but the king was not obliged to +consult it or to carry out its recommendations [see p. 307, note 2]. + +[354] The _see_ of a bishop is his ecclesiastical office; the area +over which his authority extends is more properly known as his +diocese. + +[355] On the Orne River, near the English Channel. + +[356] Odo, though a churchman, was a man of brutal instincts and evil +character. Through his high-handed course, both as a leading +ecclesiastical dignitary in Normandy and as earl of Kent and +vicegerent in England, he gave William no small amount of trouble. The +king finally grew tired of his brother's conduct and had him +imprisoned in the town of Rouen where he was left for four years, or +until the end of the reign (1087). + +[357] This was the famous Domesday Survey, begun in 1085. + +[358] In the Irish Sea. + +[359] Maine lay directly to the south of Normandy. + +[360] This statement is doubtful, though it is true that Lanfranc made +a beginning by consecrating a number of bishops in Ireland. + +[361] All of the early Norman kings were greedy for money and apt to +bear heavily upon the people in their efforts to get it. Englishmen +were not accustomed to general taxation and felt the new regime to be +a serious burden. There was consequently much complaint, but, as our +historian says, William was strong enough to be able to ignore it. + +[362] Most of William's harsh measures can be justified on the ground +that they were designed to promote the ultimate welfare of his people. +This is not true, however, of his elaborate forest laws, which +undertook to deprive Englishmen of their accustomed freedom of hunting +when and where they pleased. William's love of the chase amounted to a +passion and he was not satisfied with merely enacting such stringent +measures as that the slayer of a hart or a hind in his forests should +be blinded, but also set apart a great stretch of additional country, +the so-called New Forest, as his own exclusive hunting grounds. + + + + +CHAPTER XV. + +THE MONASTIC REFORMATION OF THE TENTH, ELEVENTH, AND TWELFTH CENTURIES + + +42. The Foundation Charter of the Monastery of Cluny (910) + +Throughout the earlier Middle Ages the Benedictine Rule [see p. 83] +was the code under which were governed practically all the monastic +establishments of western Europe. There was a natural tendency, +however, for the severe and exacting features of the Rule to be +softened considerably in actual practice. As one writer puts it, "the +excessive abstinence and many other of the mechanical observances of +the rule were soon found to have little real utility when simply +enforced by a rule, and not practiced willingly for the sake of +self-discipline." The obligation of manual labor, for example, was +frequently dispensed with in order that the monks might occupy +themselves with the studies for which the Benedictines have always +been famous. Too often such relaxation was but a pretext for the +indulgence of idleness or vice. The disrepute into which such +tendencies brought the monastics in the tenth and eleventh centuries +gave rise to numerous attempts to revive the primitive discipline, the +most notable of which was the so-called "Cluniac movement." + +The monastery of Cluny, on the borders of Aquitaine and Burgundy, was +established under the terms of a charter issued by William the Pious, +duke of Aquitaine and count of Auvergne, September 11, 910. The +conditions of its foundation, set forth in the text of the charter +given below, were in many ways typical. The history of the monastery +was, however, quite exceptional. During the invasions and civil wars +of the latter half of the ninth century, many of the monasteries of +western Europe had fallen under the control of unscrupulous laymen who +used them mainly to satisfy their greed or ambition, and in +consequence by the time that Cluny was founded the standard of +monastic life and service had been seriously impaired. The monks had +grown worldly, education was neglected, and religious services had +become empty formalities. Powerful nobles used their positions of +advantage to influence, and often to dictate, the election of bishops +and abbots, and the men thus elected were likely enough to be unworthy +of their offices in both character and ability. The charter of the +Cluny monastery, however, expressly provided that the abbot should be +chosen by canonical election, i.e., by the monks, and without any sort +of outside interference. The life of the monastery was to be regulated +by the Benedictine Rule, though with rather less stress on manual +labor and rather more on religious services and literary employment. +Cluny, indeed, soon came to be one of the principal centers of +learning in western Europe, as well as perhaps the greatest +administrator of charity. + +Another notable achievement of Cluny was the building up of the +so-called "Cluny Congregation." Hitherto it had been customary for +monasteries to be entirely independent of one another, even when +founded by monks sent out from a parent establishment. Cluny, however, +kept under the control of her own abbot all monasteries founded by her +agents and made the priors of these monasteries directly responsible +to him. Many outside abbeys were drawn into the new system, so that by +the middle of the twelfth century the Cluny congregation was comprised +of more than two thousand monasteries, all working harmoniously under +a single abbot-general. The majority of these were in France, but +there were many also in Spain, Italy, Poland, Germany, and England. It +was the Cluny monks who gave the Pope his chief support in the +struggle to free the Church from lay investiture and simony and to +enforce the ideal of a celibate clergy. This movement for reform may +properly be said, indeed, to have originated with the Cluniacs and to +have been taken up only later by the popes, chiefly by Gregory VII. By +the end of the eleventh century Cluniac discipline had begun to grow +lax and conditions were gradually shaped for another wave of monastic +reform, which came with the establishment of the Carthusians (in 1084) +and of the Cistercians (in 1098). + + Source--Text in Martin Bouquet, _Recueil des Historiens des + Gaules et de la France_ ["Collection of the Historians of Gaul + and of France"] (Paris, 1874), Vol. IX., pp. 709-711. + + [Sidenote: Motives for Duke William's benefaction] + + To all who think wisely it is evident that the providence of God + has made it possible for rich men, by using well their temporal + possessions, to be able to merit eternal rewards.... I, William, + count and duke, after diligent reflection, and desiring to provide + for my own safety while there is still time, have decided that it + is advisable, indeed absolutely necessary, that from the + possessions which God has given me I should give some portion for + the good of my soul. I do this, indeed, in order that I who have + thus increased in wealth may not at the last be accused of having + spent all in caring for my body, but rather may rejoice, when fate + at length shall snatch all things away, in having preserved + something for myself. I cannot do better than follow the precepts + of Christ and make His poor my friends. That my gift may be durable + and not transitory I will support at my own expense a congregation + of monks. And I hope that I shall receive the reward of the + righteous because I have received those whom I believe to be + righteous and who despise the world, although I myself am not able + to despise all things.[363] + + [Sidenote: The land and other property ceded] + + Therefore be it known to all who live in the unity of the faith and + who await the mercy of Christ, and to those who shall succeed them + and who shall continue to exist until the end of the world, that, + for the love of God and of our Saviour Jesus Christ, I hand over + from my own rule to the holy apostles, namely, Peter and Paul, the + possessions over which I hold sway--the town of Cluny, with the + court and demesne manor, and the church in honor of St. Mary, the + mother of God, and of St. Peter, the prince of the apostles, + together with all the things pertaining to it, the villas, the + chapels, the serfs of both sexes, the vines, the fields, the + meadows, the woods, the waters and their outlets, the mills, the + incomes and revenues, what is cultivated and what is not, all + without reserve. These things are situated in or about the county + of Macon[364], each one marked off by definite bounds. I give, + moreover, all these things to the aforesaid apostles--I, William, + and my wife Ingelberga--first for the love of God; then for the + soul of my lord King Odo, of my father and my mother; for myself + and my wife,--for the salvation, namely, of our souls and bodies; + and not least, for that of Ava, who left me these things in her + will; for the souls also of our brothers and sisters and nephews, + and of all our relatives of both sexes; for our faithful ones who + adhere to our service; for the advancement, also, and integrity of + the Catholic religion. Finally, since all of us Christians are held + together by one bond of love and faith, let this donation be for + all--for the orthodox, namely, of past, present, or future times. + + [Sidenote: A monastery to be established.] + + [Sidenote: Election of abbots to be "canonical"] + + I give these things, moreover, with this understanding, that in + Cluny a monastery shall be constructed in honor of the holy + apostles Peter and Paul, and that there the monks shall congregate + and live according to the rule of St. Benedict, and that they shall + possess and make use of these same things for all time. In such + wise, however, that the venerable house of prayer which is there + shall be faithfully frequented with vows and supplications, and + that heavenly conversations shall be sought after with all desire + and with the deepest ardor; and also that there shall be diligently + directed to God prayers and exhortations, as well for me as for + all, according to the order in which mention has been made of them + above. And let the monks themselves, together with all aforesaid + possessions, be under the power and dominion of the abbot Berno, + who, as long as he shall live, shall preside over them regularly + according to his knowledge and ability.[365] But after his death, + those same monks shall have power and permission to elect any one + of their order whom they please as abbot and rector, following the + will of God and the rule promulgated by St. Benedict--in such wise + that neither by the intervention of our own or of any other power + may they be impeded from making a purely canonical election. Every + five years, moreover, the aforesaid monks shall pay to the church + of the apostles at Rome ten shillings to supply them with lights; + and they shall have the protection of those same apostles and the + defense of the Roman pontiff; and those monks may, with their whole + heart and soul, according to their ability and knowledge, build up + the aforesaid place. + + [Sidenote: Works of charity enjoined] + + We will, further, that in our times and in those of our successors, + according as the opportunities and possibilities of that place + shall allow, there shall daily, with the greatest zeal, be + performed works of mercy towards the poor, the needy, strangers, + and pilgrims.[366] It has pleased us also to insert in this + document that, from this day, those same monks there congregated + shall be subject neither to our yoke, nor to that of our relatives, + nor to the sway of the royal might, nor to that of any earthly + power. And, through God and all His saints, and by the awful day of + judgment, I warn and admonish that no one of the secular princes, + no count, no bishop, not even the pontiff of the aforesaid Roman + see, shall invade the property of these servants of God, or + alienate it, or diminish it, or exchange it, or give it as a + benefice to any one, or set up any prelate over them against their + will.[367] + + +43. The Early Career of St. Bernard and the Founding of Clairvaux + +The most important individual who had part in the twelfth century +movement for monastic reform was unquestionably St. Bernard, of whom +indeed it has been said with reason that for a quarter of a century +there was no more influential man in Europe. Born in 1091, he came +upon the scene when times were ripe for great deeds and great careers, +whether with the crusading hosts in the East or in the vexed swirl of +secular and ecclesiastical affairs in the West. Particularly were the +times ripe for a great preacher and reformer--one who could avail +himself of the fresh zeal of the crusading period and turn a portion +of it to the regeneration of the corrupt and sluggish spiritual life +which in far too great a measure had crept in to replace the earlier +purity and devotion of the clergy. The need of reform was perhaps most +conspicuous in the monasteries, for many monastic establishments had +not been greatly affected by the Cluniac movement of the previous +century, and in many of those which had been touched temporarily the +purifying influences had about ceased to produce results. It was as a +monastic reformer that St. Bernard rendered greatest service to the +Church of his day, though he was far more than a mere zealot. He was, +says Professor Emerton, more than any other man, representative of the +spirit of the Middle Ages. "The monastery meant to him, not a place of +easy and luxurious retirement, where a man might keep himself pure +from earthly contact, nor even a home of learning, from which a man +might influence his world. It meant rather a place of pitiless +discipline, whereby the natural man should be reduced to the lowest +terms and thus the spiritual life be given its largest liberty. The +aim of Bernard was nothing less than the regeneration of society +through the presence in it of devoted men, bound together by a compact +organization, and holding up to the world the highest types of an +ideal which had already fixed itself in the imagination of the +age."[368] + +The founding of Clairvaux by St. Bernard, in 1115, was not the +beginning of a new monastic order; the Cistercians, to whom the +establishment properly belonged, had originated at Citeaux seventeen +years before. But in later times St. Bernard was very properly +regarded as a second founder of the Cistercians, and the story of his +going forth from the parent house to establish the new one affords an +excellent illustration of the spirit which dominated the leaders in +monastic reform in the eleventh and twelfth centuries and of the +methods they employed to keep alive the lofty ideals of the old +Benedictine system; and, although individual monasteries were founded +under the most diverse circumstances, the story is of interest as +showing us the precise way in which one monastic house took its +origin. By the time of St. Bernard's death (1153) not fewer than a +hundred and fifty religious houses had been regenerated under his +inspiration. + +We are fortunate in possessing a composite biography of the great +reformer which is practically contemporary. It is in five books, the +first of which was written by William, abbot of St. Thierry of Rheims; +the second by Arnold, abbot of Bonneval, near Chartres; and the third, +fourth, and fifth by Geoffrey, a monk of Clairvaux and a former +secretary of St. Bernard. William of St. Thierry (from whose portion +of the biography selection "a" below is taken) wrote about 1140, +Arnold and Geoffrey soon after Bernard's death in 1153. + + Sources--(a) Guillaume de Saint-Thierry, _Bernardus + Claraevallensis_ [William of Saint Thierry, "Life of St. + Bernard"], Bk. I., Chaps. 1-4. + + (b) The _Acta Sanctorum_. Translated in Edward L. Cutts, + _Scenes and Characters of the Middle Ages_ (London, 1872), pp. + 11-12. + + [Sidenote: Bernard's parents] + + (a) + + Saint Bernard was born at Fontaines in Burgundy [near Dijon], at + the castle of his father. His parents were famed among the famous + of that age, most of all because of their piety. His father, + Tescelin, was a member of an ancient and knightly family, fearing + God and scrupulously just. Even when engaged in holy war he + plundered and destroyed no one; he contented himself with his + worldly possessions, of which he had an abundance, and used them in + all manner of good works. With both his counsel and his arms he + served temporal lords, but so as never to neglect to render to the + sovereign Lord that which was due Him. Bernard's mother, Alith, of + the castle Montbar, mindful of holy law, was submissive to her + husband and, with him, governed the household in the fear of God, + devoting herself to deeds of mercy and rearing her children in + strict discipline. She bore seven children, six boys and one girl, + not so much for the glory of her husband as for that of God; for + all the sons became monks and the daughter a nun....[369] + + [Sidenote: His early characteristics] + + As soon as Bernard was of sufficient age his mother intrusted his + education to the teachers in the church at Chatillon[370] and did + everything in her power to enable him to make rapid progress. The + young boy, abounding in pleasing qualities and endowed with natural + genius, fulfilled his mother's every expectation; for he advanced + in his study of letters at a speed beyond his age and that of other + children of the same age. But in secular matters he began already, + and very naturally, to humble himself in the interest of his future + perfection, for he exhibited the greatest simplicity, loved to be + in solitude, fled from people, was extraordinarily thoughtful, + submitted himself implicitly to his parents, had little desire to + converse, was devoted to God, and applied himself to his studies as + the means by which he should be able to learn of God through the + Scriptures.... + + [Sidenote: He decides to become a monk at Citeaux] + + Determined that it would be best for him to abandon the world, he + began to inquire where his soul, under the yoke of Christ, would be + able to find the most complete and sure repose. The recent + establishment of the order of Citeaux[371] suggested itself to his + thought. The harvest was abundant, but the laborers were few, for + hardly any one had sought happiness by taking up residence there, + because of the excessive austerity of life and the poverty which + there prevailed, but which had no terrors for the soul truly + seeking God. Without hesitation or misgivings, he turned his steps + to that place, thinking that there he would be able to find + seclusion and, in the secret of the presence of God, escape the + importunities of men; wishing particularly there to gain a refuge + from the vain glory of the noble's life, and to win purity of soul, + and perhaps the name of saint. + + [Sidenote: His struggle and his victory] + + When his brothers, who loved him according to the flesh, discovered + that he intended to become a monk, they employed every means to + turn him to the pursuit of letters and to attach him to the secular + life by the love of worldly knowledge. Without doubt, as he has + himself declared, he was not a little moved by their arguments. But + the memory of his devout mother urged him importunately to take the + step. It often seemed to him that she appeared before him, + reproaching him and reminding him that she had not reared him for + frivolous things of that sort, and that she had brought him up in + quite another hope. Finally, one day when he was returning from the + siege of a chateau called Grancey, and was coming to his brothers, + who were with the duke of Burgundy, he began to be violently + tormented by these thoughts. Finding by the roadside a church, he + went in and there prayed, with flooded eyes, lifting his hands + toward Heaven and pouring out his heart like water before the Lord. + That day fixed his resolution irrevocably. From that hour, even as + the fire consumes the forests and the flame ravages the mountains, + seizing everything, devouring first that which is nearest but + advancing to objects farther removed, so did the fire which God had + kindled in the heart of his servant, desiring that it should + consume it, lay hold first of his brothers (of whom only the + youngest, incapable yet of becoming a monk, was left to console his + old father), then his parents, his companions, and his friends, + from whom no one had ever expected such a step.... + + [Sidenote: Bernard and his companions at Chatillon] + + The number of those who decided to take upon themselves monastic + vows increased and, as one reads of the earliest sons of the + Church, "all the multitude of those who believed were of one mind + and one heart" [Acts v. 32]. They lived together and no one else + dared mingle with them. They had at Chatillon a house which they + possessed in common and in which they held meetings, dwelt + together, and held converse with one another. No one was so bold as + to enter it, unless he were a member of the congregation. If any + one entered there, seeing and hearing what was done and said (as + the Apostle declared of the Christians of Corinth), he was + convinced by their prophecies and, adoring the Lord and perceiving + that God was truly among them, he either joined himself to the + brotherhood or, going away, wept at his own plight and their happy + state.... + + [Sidenote: They enter Citeaux] + + At that time, the young and feeble establishment at Citeaux, under + the venerable abbot Stephen,[372] began to be seriously weakened by + its paucity of numbers and to lose all hope of having successors to + perpetuate the heritage of holy poverty, for everybody revered the + life of these monks for its sanctity but held aloof from it because + of its austerity. But the monastery was suddenly visited and made + glad by the Lord in a happy and unhoped-for manner. In 1113, + fifteen years after the foundation of the monastery, the servant of + God, Bernard, then about twenty-three years of age, entered the + establishment under the abbot Stephen, with his companions to the + number of more than thirty, and submitted himself to the blessed + yoke of Christ. From that day God prospered the house, and that + vine of the Lord bore fruit, putting forth its branches from sea to + sea. + + Such were the holy beginnings of the monastic life of that man of + God. It is impossible to any one who has not been imbued as he with + the spirit of God to recount the illustrious deeds of his career, + and his angelic conduct, during his life on earth. He entered the + monastery poor in spirit, still obscure and of no fame, with the + intention of there perishing in the heart and memory of men, and + hoping to be forgotten and ignored like a lost vessel. But God + ordered it otherwise, and prepared him as a chosen vessel, not only + to strengthen and extend the monastic order, but also to bear His + name before kings and peoples to the ends of the earth.... + + [Sidenote: Bernard prays for and obtains the ability to reap] + + [Sidenote: His devotion and knowledge of the Scriptures] + + At the time of harvest the brothers were occupied, with the fervor + and joy of the Holy Spirit, in reaping the grain. Since he + [Bernard] was not able to have part in the labor, they bade him sit + by them and take his ease. Greatly troubled, he had recourse to + prayer and, with much weeping, implored the Lord to grant him the + strength to become a reaper. The simplicity of his faith did not + deceive him, for that which he asked he obtained. Indeed from that + day he prided himself in being more skilful than the others at that + task; and he was the more given over to devotion during that labor + because he realized that the ability to perform it was a direct + gift from God. Refreshed by his employments of this kind, he + prayed, read, or meditated continuously. If an opportunity for + prayer in solitude offered itself, he seized it; but in any case, + whether by himself or with companions, he preserved a solitude in + his heart, and thus was everywhere alone. He read gladly, and + always with faith and thoughtfulness, the Holy Scriptures, saying + that they never seemed to him so clear as when read in the text + alone, and he declared his ability to discern their truth and + divine virtue much more readily in the source itself than in the + commentaries which were derived from it. Nevertheless, he read + humbly the saints and orthodox commentators and made no pretense of + rivaling their knowledge; but, submitting his to theirs, and + tracing it faithfully to its sources, he drank often at the + fountain whence they had drawn. It is thus that, full of the spirit + which has divinely inspired all Holy Scripture, he has served God + to this day, as the Apostle says, with so great confidence, and + such ability to instruct, convert, and sway. And when he preaches + the word of God, he renders so clear and agreeable that which he + takes from Scripture to insert in his discourse, and he has such + power to move men, that everybody, both those clever in worldly + matters and those who possess spiritual knowledge, marvel at the + eloquent words which fall from his lips. + + [Sidenote: Site selected for the new monastery] + + (b) + + Twelve monks and their abbot, representing our Lord and His + apostles, were assembled in the church. Stephen placed a cross in + Bernard's hands, who solemnly, at the head of his small band, + walked forth from Citeaux.... Bernard struck away to the northward. + For a distance of nearly ninety miles he kept this course, passing + up by the source of the Seine, by Chatillon, of school-day + memories, until he arrived at La Ferte, about equally distant + between Troyes and Chaumont, in the diocese of Langres, and + situated on the river Aube.[373] About four miles beyond La Ferte + was a deep valley opening to the east. Thick umbrageous forests + gave it a character of gloom and wildness; but a gushing stream of + limpid water which ran through it was sufficient to redeem every + disadvantage. + + [Sidenote: The first building constructed] + + In June, 1115, Bernard took up his abode in the "Valley of + Wormwood," as it was called, and began to look for means of shelter + and sustenance against the approaching winter. The rude fabric + which he and his monks raised with their own hands was long + preserved by the pious veneration of the Cistercians. It consisted + of a building covered by a single roof, under which chapel, + dormitory, and refectory were all included. Neither stone nor wood + hid the bare earth, which served for a floor. Windows scarcely + wider than a man's head admitted a feeble light. In this room the + monks took their frugal meals of herbs and water. Immediately above + the refectory was the sleeping apartment. It was reached by a + ladder, and was, in truth, a sort of loft. Here were the monks' + beds, which were peculiar. They were made in the form of boxes, or + bins, of wooden planks, long and wide enough for a man to lie down + in. A small space, hewn out with an axe, allowed room for the + sleeper to get in or out. The inside was strewn with chaff, or + dried leaves, which, with the woodwork, seem to have been the only + covering permitted.... + + [Sidenote: Hardships encountered] + + The monks had thus got a house over their heads; but they had very + little else. They had left Citeaux in June. Their journey had + probably occupied them a fortnight; their clearing, preparations, + and building, perhaps two months; and thus they were near September + when this portion of their labor was accomplished. Autumn and + winter were approaching, and they had no store laid by. Their food + during the summer had been a compound of leaves intermixed with + coarse grain. Beech-nuts and roots were to be their main support + during the winter. And now to the privations of insufficient food + was added the wearing out of their shoes and clothes. Their + necessities grew with the severity of the season, until at last + even salt failed them; and presently Bernard heard murmurs. He + argued and exhorted; he spoke to them of the fear and love of God, + and strove to rouse their drooping spirits by dwelling on the hopes + of eternal life and Divine recompense. Their sufferings made them + deaf and indifferent to their abbot's words. They would not remain + in this valley of bitterness; they would return to Citeaux. + Bernard, seeing they had lost their trust in God, reproved them no + more; but himself sought in earnest prayer for release from their + difficulties. Presently a voice from heaven said, "Arise, Bernard, + thy prayer is granted thee." Upon which the monks said, "What didst + thou ask of the Lord?" "Wait, and ye shall see, ye of little + faith," was the reply; and presently came a stranger who gave the + abbot ten livres. + + +44. A Description of Clairvaux + +The following is an interesting description of the abbey of Clairvaux, +written by William of St. Thierry, the friend and biographer of +Bernard. After giving an account of the external appearance and +surroundings of the monastery, the writer goes on to portray the daily +life and devotion of the monks who resided in it. In reading the +description it should be borne in mind that Clairvaux was a new +establishment, founded expressly to further the work of monastic +reform, and that therefore at the time when William of St. Thierry +knew it, it exhibited a state of piety and industry considerably above +that to be found in the average abbey of the day. + + Source--Guillaume de Saint-Thierry, _Bernardus Claraevallensis_ + [William of Saint Thierry, "Life of St. Bernard"], Bk. I., + Chap. 7. Translated in Edward L. Cutts, _Scenes and Characters + of the Middle Ages_ (London, 1872), pp. 12-14. + + [Sidenote: The solitude of Clairvaux] + + At the first glance as you entered Clairvaux by descending the hill + you could see that it was a temple of God; and the still, silent + valley bespoke, in the modest simplicity of its buildings, the + unfeigned humility of Christ's poor. Moreover, in this valley full + of men, where no one was permitted to be idle, where one and all + were occupied with their allotted tasks, a silence deep as that of + night prevailed. The sounds of labor, or the chants of the brethren + in the choral service, were the only exceptions. The orderliness of + this silence, and the report that went forth concerning it, struck + such a reverence even into secular persons that they dreaded + breaking it,--I will not say by idle or wicked conversation, but + even by proper remarks. The solitude, also, of the place--between + dense forests in a narrow gorge of neighboring hills--in a certain + sense recalled the cave of our father St. Benedict,[374] so that + while they strove to imitate his life, they also had some + similarity to him in their habitation and loneliness.... + + [Sidenote: Marvelous works accomplished there] + + Although the monastery is situated in a valley, it has its + foundations on the holy hills, whose gates the Lord loveth more + than all the dwellings of Jacob. Glorious things are spoken of it, + because the glorious and wonderful God therein worketh great + marvels. There the insane recover their reason, and although their + outward man is worn away, inwardly they are born again. There the + proud are humbled, the rich are made poor, and the poor have the + Gospel preached to them, and the darkness of sinners is changed + into light. A large multitude of blessed poor from the ends of the + earth have there assembled, yet have they one heart and one mind; + justly, therefore, do all who dwell there rejoice with no empty + joy. They have the certain hope of perennial joy, of their + ascension heavenward already commenced. In Clairvaux, they have + found Jacob's ladder, with angels upon it; some descending, who so + provide for their bodies that they faint not on the way; others + ascending, who so rule their souls that their bodies hereafter may + be glorified with them. + + [Sidenote: The piety of the monks] + + For my part, the more attentively I watch them day by day, the more + do I believe that they are perfect followers of Christ in all + things. When they pray and speak to God in spirit and in truth, by + their friendly and quiet speech to Him, as well as by their + humbleness of demeanor, they are plainly seen to be God's + companions and friends. When, on the other hand, they openly praise + God with psalms, how pure and fervent are their minds, is shown by + their posture of body in holy fear and reverence, while by their + careful pronunciation and modulation of the psalms, is shown how + sweet to their lips are the words of God--sweeter than honey to + their mouths. As I watch them, therefore, singing without fatigue + from before midnight to the dawn of day, with only a brief + interval, they appear a little less than the angels, but much more + than men.... + + [Sidenote: Their manual labor] + + As regards their manual labor, so patiently and placidly, with such + quiet countenances, in such sweet and holy order, do they perform + all things, that although they exercise themselves at many works, + they never seem moved or burdened in anything, whatever the labor + may be. Whence it is manifest that that Holy Spirit worketh in them + who disposeth of all things with sweetness, in whom they are + refreshed, so that they rest even in their toil. Many of them, I + hear, are bishops and earls, and many illustrious through their + birth or knowledge; but now, by God's grace, all distinction of + persons being dead among them, the greater any one thought himself + in the world, the more in this flock does he regard himself as less + than the least. I see them in the garden with hoes, in the meadows + with forks or rakes, in the fields with scythes, in the forest with + axes. To judge from their outward appearance, their tools, their + bad and disordered clothes, they appear a race of fools, without + speech or sense. But a true thought in my mind tells me that their + life in Christ is hidden in the heavens. Among them I see Godfrey + of Peronne, Raynald of Picardy, William of St. Omer, Walter of + Lisle, all of whom I knew formerly in the old man, whereof I now + see no trace, by God's favor. I knew them proud and puffed up; I + see them walking humbly under the merciful hand of God. + + +FOOTNOTES: + +[363] In other words, it is Duke William's hope that, though not +himself willing to be restricted to the life of a monk, he may secure +substantially an equivalent reward by patronizing men who _are_ thus +willing. + +[364] Macon, the seat of the diocese in which Cluny was situated, was +on the Saone, a short distance to the southeast. + +[365] Berno served as abbot of Cluny from 910 until 927. + +[366] That the charitable side of the monastery's work was well +attended to is indicated by the fact that in a single year, late in +the eleventh century, seventeen thousand poor were given assistance by +the monks. + +[367] The remainder of the charter consists of a series of +imprecations of disaster and punishment upon all who at any time and +in any way should undertake to interfere with the vested rights just +granted. These imprecations were strictly typical of the mediaeval +spirit-so much so that many of them came to be mere formulae, employed +to give documents due solemnity, but without any especially direful +designs on the part of the writer who used them. + +[368] Emerton, _Mediaeval Europe_, p. 458. + +[369] Bernard was the third son. + +[370] About sixty miles southeast of Troyes. + +[371] Citeaux (established by Odo, duke of Burgundy, in 1098) was near +Dijon in Burgundy. + +[372] Stephen Harding, an Englishman, succeeded Alberic as abbot of +Citeaux in 1113. + +[373] Chatillon was about twelve miles south of La Ferte. The latter +was fifty miles southeast of Troyes and only half as far from +Chaumont, despite the author's statement that, it lay midway between +the two places. The Aube is an important tributary of the upper Seine. + +[374] The famous founder of the monastery of Monte Cassino and the +compiler of the Benedictine Rule [see p. 83]. + + + + +CHAPTER XVI. + +THE CONFLICT OVER INVESTITURE + + +45. Gregory VII.'s Conception of the Papal Authority + +Hildebrand, who as pope was known as Gregory VII., was born about the +year 1025 in the vicinity of the little Tuscan town of Soana. His +education was received in the rich monastery of Saint Mary on the +Aventine, of which one of his uncles was abbot. At the age of +twenty-five he became chaplain to Pope Gregory VI., after whose fall +from power he sought seclusion in the monastery at Cluny. In 1049, +however, he again appeared in Italy, this time in the role of +companion to the new pontiff, Leo IX. In a few years he became +sub-deacon and cardinal and was intrusted with the municipal affairs +and financial interests of the Holy See. He served as papal legate in +France and in 1057 was sent to Germany to obtain the consent of +Empress Agnes to the hurried election of Stephen IX. While in these +countries he became convinced that the evil conditions--simony, lay +investiture, and non-celibacy of the clergy--which the Cluniacs were +seeking to reform would never be materially improved by the temporal +powers, and consequently that the only hope of betterment lay in the +establishing of an absolute papal supremacy before which kings, and +even emperors, should be compelled to bow in submission. In April, +1073, Hildebrand himself was made pope, nominally by the vote of the +College of Cardinals, but really by the enthusiastic choice of the +Roman populace. His whole training and experience had fitted him +admirably for the place and had equipped him with the capacity to make +of his office something more than had any of his predecessors. When he +became pope it was with a very lofty ideal of what the papacy should +be, and the surprising measure in which he was able to realize this +ideal entitles him without question to be regarded as the greatest of +all mediaeval popes. + +In the document given below, the so-called _Dictatus Papae_, Pope +Gregory's conception of the nature of the papal power and its proper +place in the world is stated in the form of a clear and forcible +summary. Until recently the _Dictatus_ was supposed to have been +written by Gregory himself, but it has been fairly well demonstrated +that it was composed not earlier than 1087 and was therefore the work +of some one else (Gregory died in 1085). It conforms very closely to a +collection of the laws of the Church published in 1087 by a certain +cardinal by the name of Deusdedit. The document loses little or none +of its value by reason of this uncertainty as to its authorship, for +it represents Pope Gregory's views as accurately as if he were known +to have written it. In judging Gregory's theories it should be borne +in mind (1) that it was not personal ambition, but sincere conviction, +that lay beneath them; (2) that the temporal states which existed in +western Europe in Gregory's day were rife with feudal anarchy and +oppression and often too weak to be capable of rendering justice; and +(3) that Gregory claimed, not that the Church should actually assume +the management of the civil government throughout Europe, but only +that in cases of notorious failure of temporal sovereigns to live +right and govern well, the supreme authority of the papacy should be +brought to bear upon them, either to depose them or to compel them to +mend their ways. It is worthy of note, however, that Gregory was +careful to lay the foundations of a formidable political power in +Italy, chiefly by availing himself of the practices of feudalism, as +seen, for example, in the grant of southern Italy to the Norman Robert +Guiscard to be held as a fief of the Roman see. + + Source--Text in Michael Doeberl, _Monumenta Germaniae Historica + Selecta_ (Muenchen, 1889), Vol. III., p. 17. + + =1.= That the Roman Church was founded by God alone. + + =2.= That the Roman bishop alone is properly called + universal.[375] + + =3.= That he alone has the power to depose bishops and reinstate + them. + + =4.= That his legate, though of inferior rank, takes precedence of + all bishops in council, and may give sentence of deposition against + them. + + =5.= That the Pope has the power to depose [bishops] in their + absence.[376] + + =6.= That we should not even stay in the same house with those who + are excommunicated by him. + + =8.= That he alone may use the imperial insignia.[377] + + =9.= That the Pope is the only person whose feet are kissed by all + princes. + + =11.= That the name which he bears belongs to him alone.[378] + + =12.= That he has the power to depose emperors.[379] + + =13.= That he may, if necessity require, transfer bishops from one + see to another. + + =16.= That no general synod may be called without his consent. + + =17.= That no action of a synod, and no book, may be considered + canonical without his authority.[380] + + =18.= That his decree can be annulled by no one, and that he alone + may annul the decrees of any one. + + =19.= That he can be judged by no man. + + =20.= That no one shall dare to condemn a person who appeals to the + apostolic see. + + =22.= That the Roman Church has never erred, nor ever, by the + testimony of Scripture, shall err, to all eternity.[381] + + =26.= That no one can be considered Catholic who does not agree + with the Roman Church. + + =27.= That he [the Pope] has the power to absolve the subjects of + unjust rulers from their oath of fidelity. + + +46. Letter of Gregory VII. to Henry IV. (December, 1075) + +The high ideal of papal supremacy over temporal sovereigns which +Gregory cherished when he became pope in 1073, and which is set forth +so forcibly in the _Dictatus_, was one whose validity no king or +emperor could be brought to recognize. It involved an attitude of +inferiority and submissiveness which monarchs felt to be quite +inconsistent with the complete independence which they claimed in the +management of the affairs of their respective states. Perhaps one may +say that the theory in itself, as a mere expression of religious +sentiment, was not especially obnoxious; many an earlier pope had +proclaimed it in substance without doing the kings and emperors of +Europe material injury. It was the firm determination and the +aggressive effort of Gregory to reduce the theory to an actual working +system that precipitated a conflict. + +The supreme test of Gregory's ability to make the papal power felt in +the measure that he thought it should be came early in the pontificate +in the famous breach with Henry IV. of Germany. Henry at the time was +not emperor in name, but only "king of the Romans," the imperial +coronation not yet having taken place.[382] For all practical +purposes, however, he may be regarded as occupying the emperor's +position, since all that was lacking was the performance of a more or +less perfunctory ceremony. Henry's specific grievances against the +Pope were that the latter had declared it a sin for an ecclesiastic to +be invested with his office by a layman, though this was almost the +universal practice in Germany, and that he had condemned five of the +king's councilors for simony,[383] suspended the archbishop of Bremen, +the bishops of Speyer and Strassburg, and two Lombard bishops, and +deposed the bishop of Florence. Half of the land and wealth of Germany +was in the hands of bishops and abbots who, if the Pope were to have +his way, would be released from all practical dependence upon the king +and so would be free to encourage and take part in the feudal revolts +which Henry was exerting himself so vigorously to crush. June 8, 1075, +on the banks of the Unstrutt, the king won a signal victory over the +rebellious feudal lords, after which he felt strong enough to defy the +authority of Gregory with impunity. He therefore continued to +associate with the five condemned councilors and, in contempt of +recent papal declarations against lay investiture, took it upon +himself to appoint and invest a number of bishops and abbots, though +always with extreme care that the right kind of men be selected. Pope +Gregory was, of course, not the man to overlook such conduct and at +once made vigorous protest. The letter given below was written in +December, 1075, and is one of a considerable series which passed back +and forth across the Alps prior to the breaking of the storm in +1076-1077. At this stage matters had not yet got beyond the +possibility of compromise and reconciliation; in fact Gregory writes +as much as anything else to get the king's own statement regarding the +reports of his conduct which had come to Rome. The tone of the letter +is firm, it is true, but conciliatory. The thunder of subsequent +epistles to the recreant Henry had not yet been brought into play. + + Source--Text in Michael Doeberl, _Monumenta Germaniae Historica + Selecta_ (Muenchen, 1889), Vol. III., pp. 18-22. Adapted from + translation in Oliver J. Thatcher and Edgar H. McNeal, _Source + Book for Mediaeval History_ (New York, 1905), pp. 147-150. + + Gregory, bishop, servant of the servants of God, to Henry, the + king, greeting and apostolic benediction,--that is, if he be + obedient to the apostolic see as is becoming in a Christian king: + + [Sidenote: Henry exhorted to confess his sins] + + It is with some hesitation that we have sent you our apostolic + benediction, knowing that for all our acts as pope we must render + an account to God, the severe judge. It is reported that you have + willingly associated with men who have been excommunicated by + decree of the Pope and sentence of a synod.[384] If this be true, + you are very well aware that you can receive the blessing neither + of God nor of the Pope until you have driven them from you and have + compelled them to do penance, and have also yourself sought + absolution and forgiveness for your transgressions with due + repentance and good works. Therefore we advise you that, if you + realize your guilt in this matter, you immediately confess to some + pious bishop, who shall absolve you with our permission, + prescribing for you penance in proportion to the fault, and who + shall faithfully report to us by letter, with your permission, the + nature of the penance required. + + [Sidenote: The Pope's claim to authority over temporal princes] + + We wonder, moreover, that you should continue to assure us by + letter and messengers of your devotion and humility; that you + should call yourself our son and the son of the holy mother Church, + obedient in the faith, sincere in love, diligent in devotion; and + that you should commend yourself to us with all zeal of love and + reverence--whereas in fact you are constantly disobeying the + canonical and apostolic decrees in important matters of the + faith.... Since you confess yourself a son of the Church, you + should treat with more honor the head of the Church, that is, St. + Peter, the prince of the apostles. If you are one of the sheep of + the Lord, you have been entrusted to him by divine authority, for + Christ said to him: "Peter, feed my sheep" [John, xxi. 16]; and + again: "And I will give unto thee the keys of the kingdom of + Heaven; and whatsoever thou shalt bind on earth shall be bound in + heaven; and whatsoever thou shalt loose on earth shall be loosed in + heaven" [Matt., xvi. 19]. And since we, although an unworthy + sinner, exercise his authority by divine will, the words which you + address to us are in reality addressed directly to him. And + although we read or hear only the words, he sees the heart from + which the words proceed. Therefore your highness should be very + careful that no insincerity be found in your words and messages to + us; and that you show due reverence, not to us, indeed, but to + omnipotent God, in those things which especially make for the + advance of the Christian faith and the well-being of the Church. + For our Lord said to the apostles and to their successors: "He that + heareth you heareth me, and he that despiseth you despiseth me" + [Luke, x. 16]. For no one will disregard our admonitions if he + believes that the decrees of the Pope have the same authority as + the words of the apostle himself....[385] + + [Sidenote: Abuses in the Church to be corrected] + + Now in the synod held at the apostolic seat to which the divine + will has called us (at which some of your subjects also were + present) we, seeing that the Christian religion had been weakened + by many attacks and that the chief and proper motive, that of + saving souls, had for a long time been neglected and slighted, were + alarmed at the evident danger of the destruction of the flock of + the Lord, and had recourse to the decrees and the doctrine of the + holy fathers. We decreed nothing new, nothing of our invention; but + we decided that the error should be abandoned and the single + primitive rule of ecclesiastical discipline and the familiar way of + the saints should be again sought out and followed.[386] For we + know that no other door to salvation and eternal life lies open to + the sheep of Christ than that which was pointed out by Him who + said: "I am the door: by me if any man enter in he shall be saved, + and find pasture" [John, x. 9]; and this, we learn from the gospels + and from the sacred writings, was preached by the apostles and + observed by the holy fathers. And we have decided that this + decree--which some, placing human above divine honor, have called + an unendurable weight and an immense burden, but which we call by + its proper name, that is, the truth and light necessary to + salvation--is to be received and observed not only by you and your + subjects, but also by all princes and peoples of the earth who + confess and worship Christ; for it is greatly desired by us, and + would be most fitting to you, that as you are greater than others + in glory, in honor, and in virtue, so you should be more + distinguished in devotion to Christ. + + [Sidenote: Gregory disposed to treat Henry fairly] + + Nevertheless, that this decree may not seem to you beyond measure + grievous and unjust, we have commanded you by your faithful + ambassadors to send to us the wisest and most pious men whom you + can find in your kingdom, so that if they can show or instruct us + in any way how we can temper the sentence promulgated by the holy + fathers without offense to the eternal King or danger to our souls, + we may consider their advice. But, even if we had not warned you in + so friendly a manner, it would have been only right on your part, + before you violated the apostolic decrees, to ask justice of us in + a reasonable manner in any matter in which we had injured or + affected your honor. But from what you have since done and decreed + it is evident how little you care for our warnings, or for the + observance of justice. + + [Sidenote: Henry's obligation to serve and obey the papacy] + + But since we hope that, while the long-suffering patience of God + still invites you to repent, you may become wiser and your heart + may be turned to obey the commands of God, we warn you with + fatherly love that, knowing the rule of Christ to be over you, you + should consider how dangerous it is to place your honor above His, + and that you should not interfere with the liberty of the Church + which He has deigned to join to Himself by heavenly union, but + rather with faithful devotion you should offer your assistance to + the increasing of this liberty to omnipotent God and St. Peter, + through whom also your glory may be enhanced. You ought to + recognize what you undoubtedly owe to them for giving you victory + over your enemies,[387] that as they have gladdened you with great + prosperity, so they should see that you are thereby rendered more + devout. And in order that the fear of God, in whose hands is all + power and all rule, may affect your heart more than these our + warnings, you should recall what happened to Saul, when, after + winning the victory which he gained by the will of the prophet, he + glorified himself in his triumph and did not obey the warnings of + the prophet, and how God reproved him; and, on the other hand, what + grace King David acquired by reason of his humility, as well as his + other virtues. + + +47. Henry IV.'s Reply to Gregory's Letter (January, 1076) + +In 1059, when Nicholas II. was pope and Hildebrand was yet only a +cardinal, a council assembled at the Lateran decreed that henceforth +the right of electing the sovereign pontiff should be vested +exclusively in the college of cardinals, or in other words, in seven +cardinal bishops in the vicinity of Rome and a certain number of +cardinal priests and deacons attached to the parishes of the city. The +people and clergy generally were deprived of participation in the +election, except so far as merely to give their consent. Hildebrand +seems to have been the real author of the decree. Nevertheless, in +1073, when he was elevated to the papal chair, the decree of 1059 was +in a measure ignored, for he was elected by popular vote and his +choice was only passively sanctioned by the cardinals. When, +therefore, the quarrel between him and Henry IV. came on, the latter +was not slow to make use of the weapon which Hildebrand's (or +Gregory's) uncanonical election placed in his hands. In replying, +January 24, 1076, to the papal letter of December, 1075, he bluntly +addresses himself to "Hildebrand, not pope, but false monk," and +writes a stinging epistle in the tone thus assumed in his salutation. +In his arraignment of Gregory the king doubtless went far beyond the +truth; but the fact remains that Gregory's dominating purposes in the +interest of the papal authority threatened to cut deeply into the +independence of all temporal sovereigns, and therefore rendered such +resistance as Henry offered quite inevitable. In the interim between +receiving the Pope's letter and dispatching his reply Henry had +convened at Worms a council of the German clergy, and this body had +decreed that Gregory, having wrongfully ascended the papal throne, +should be compelled forthwith to abdicate it. + + Source--Text in Michael Doeberl, _Monumenta Germaniae Historica + Selecta_ (Muenchen, 1889), Vol. III., pp. 24-25. Translated in + Oliver J. Thatcher and Edgar H. McNeal, _Source Book for + Mediaeval History_ (New York, 1905), pp. 151-152. + + Henry, king not by usurpation, but by the holy ordination of God, + to Hildebrand, not pope, but false monk. + + [Sidenote: Gregory declared to be only a demagogue] + + [Sidenote: The papal claim to temporal supremacy rejected] + + [Sidenote: Henry also cites Scripture] + + This is the salutation which you deserve, for you have never held + any office in the Church without making it a source of confusion + and a curse to Christian men, instead of an honor and a blessing. + To mention only the most obvious cases out of many, you have not + only dared to lay hands on the Lord's anointed, the archbishops, + bishops, and priests, but you have scorned them and abused them, as + if they were ignorant servants not fit to know what their master + was doing. This you have done to gain favor with the vulgar crowd. + You have declared that the bishops know nothing and that you know + everything; but if you have such great wisdom you have used it not + to build but to destroy. Therefore we believe that St. Gregory, + whose name you have presumed to take, had you in mind when he said: + "The heart of the prelate is puffed up by the abundance of + subjects, and he thinks himself more powerful than all others." All + this we have endured because of our respect for the papal office, + but you have mistaken our humility for fear, and have dared to make + an attack upon the royal and imperial authority which we received + from God. You have even threatened to take it away, as if we had + received it from you, and as if the Empire and kingdom were in your + disposal and not in the disposal of God. Our Lord Jesus Christ has + called us to the government of the Empire, but He never called you + to the rule of the Church. This is the way you have gained + advancement in the Church: through craft you have obtained wealth; + through wealth you have obtained favor; through favor, the power of + the sword; and through the power of the sword, the papal seat, + which is the seat of peace; and then from the seat of peace you + have expelled peace. For you have incited subjects to rebel against + their prelates by teaching them to despise the bishops, their + rightful rulers. You have given to laymen the authority over + priests, whereby they condemn and depose those whom the bishops + have put over them to teach them. You have attacked me, who, + unworthy as I am, have yet been anointed to rule among the anointed + of God, and who, according to the teaching of the fathers, can be + judged by no one save God alone, and can be deposed for no crime + except infidelity. For the holy fathers in the time of the apostate + Julian[388] did not presume to pronounce sentence of deposition + against him, but left him to be judged and condemned by God. St. + Peter himself said, "Fear God, honor the king" [1 Pet., ii. 17]. + But you, who fear not God, have dishonored me, whom He hath + established. St. Paul, who said that even an angel from heaven + should be accursed who taught any other than the true doctrine, did + not make an exception in your favor, to permit you to teach false + doctrines. For he says, "But though we, or an angel from heaven, + preach any other gospel unto you than that which we have preached + unto you, let him be accursed" [Gal., i. 8]. Come down, then, from + that apostolic seat which you have obtained by violence; for you + have been declared accursed by St. Paul for your false doctrines, + and have been condemned by us and our bishops for your evil rule. + Let another ascend the throne of St. Peter, one who will not use + religion as a cloak of violence, but will teach the life-giving + doctrine of that prince of the apostles. I, Henry, king by the + grace of God, with all my bishops, say unto you: "Come down, come + down, and be accursed through all the ages." + + +48. Henry IV. Deposed by Pope Gregory (1076) + +The foregoing letter of Henry IV. was received at Rome with a storm of +disapproval and the envoys who bore it barely escaped with their +lives. A council of French and Italian bishops was convened in the +Lateran (Feb. 24, 1076), and the king's haughty epistle, together with +the decree of the council at Worms deposing Gregory, were read and +allowed to have their effect. With the assent of the bishops, the Pope +pronounced the sentence of excommunication against Henry and formally +released all the latter's Christian subjects from their oath of +allegiance. Naturally the action of Gregory aroused intense interest +throughout Europe. In Germany it had the intended effect of detaching +many influential bishops and abbots from the imperial cause and +stirring the political enemies of the king to renewed activity. The +papal ban became a pretext for the renewal of the hostility on part of +his dissatisfied subjects which Henry had but just succeeded in +suppressing. + +In the first part of the papal decree Gregory seeks to defend himself +against the charges brought by Henry and the German clergy to the +effect that he had mounted the papal throne through personal ambition +and the employment of unbecoming means. It was indisputable that his +election had not been strictly in accord with the decree of 1059, but +it seems equally true that, as Gregory declares, he was placed at the +helm of the Church contrary to his personal desires. + + Source--Text in Michael Doeberl, _Monumenta Germaniae Historica + Selecta_ (Muenchen, 1889), Vol. III., p. 26. Translated in + Oliver J. Thatcher and Edgar H. McNeal, _Source Book for + Mediaeval History_ (New York, 1905), pp. 155-156. + + [Sidenote: Gregory denies that he ever sought the papal + office] + + [Sidenote: Henry deposed by papal decree] + + St. Peter, prince of the apostles, incline thine ear unto me, I + beseech thee, and hear me, thy servant, whom thou hast nourished + from mine infancy and hast delivered from mine enemies that hate me + for my fidelity to thee. Thou art my witness, as are also my + mistress, the mother of God, and St. Paul thy brother, and all the + other saints, that the Holy Roman Church called me to its + government against my own will, and that I did not gain thy throne + by violence; that I would rather have ended my days in exile than + have obtained thy place by fraud or for worldly ambition. It is not + by my efforts, but by thy grace, that I am set to rule over the + Christian world which was especially intrusted to thee by Christ. + It is by thy grace, and as thy representative that God has given to + me the power to bind and to loose in heaven and in earth. Confident + of my integrity and authority, I now declare in the name of the + omnipotent God, the Father, Son, and Holy Spirit, that Henry, son + of the Emperor Henry,[389] is deprived of his kingdom of Germany + and Italy. I do this by thy authority and in defense of the honor + of thy Church, because he has rebelled against it. He who attempts + to destroy the honor of the Church should be deprived of such honor + as he may have held. He has refused to obey as a Christian should; + he has not returned to God from whom he had wandered; he has had + dealings with excommunicated persons; he has done many iniquities; + he has despised the warnings which, as thou art witness, I sent to + him for his salvation; he has cut himself off from thy Church, and + has attempted to rend it asunder; therefore, by thy authority, I + place him under the curse. It is in thy name that I curse him, that + all people may know that thou art Peter, and upon thy rock the Son + of the living God has built his Church, and the gates of Hell shall + not prevail against it. + + +49. The Penance of Henry IV. at Canossa (1077) + +In his contest with the Pope, Henry's chances of winning were from the +outset diminished by the readiness of his subjects to take advantage +of his misfortunes to recover political privileges they had lost under +his vigorous rule. In October, 1076, the leading German nobles, lay +and clerical, encouraged by the papal decree of the preceding +February, assembled at Tribur, near Mainz, and proceeded to formulate +a plan of action. Henry, with the few followers who remained faithful, +awaited the result at Oppenheim, just across the Rhine. The magnates +at last agreed that unless Henry could secure the removal of the papal +ban within a year he should be deposed from the throne. By the +Oppenheim Convention he was forced to promise to revoke his sentence +of deposition against Gregory and to offer him his allegiance. The +promise was executed in a royal edict of the same month. Seeing that +there remained no hope in further resistance, and hearing that Gregory +was about to present himself in Germany to compel a final adjustment +of the affair, Henry fled from Speyer, where he had been instructed by +the nobles to remain, and by a most arduous winter journey over the +Alps arrived at last at the castle of Canossa, in Tuscany,[390] where +the Pope, on his way to Germany, was being entertained by one of his +allies, the Countess Matilda. Gregory might indeed already have been +on the Rhine but that he had heard of the move Henry was making and +feared that he was proposing to stir up revolt in the papal dominions. +The king was submissive, apparently conquered; yet Gregory was loath +to end the conflict at this point. He had hoped to establish a +precedent by entering German territory and there disposing of the +crown according to his own will. But it was a cardinal rule of the +Church that a penitent sincerely seeking absolution could not be +denied, and in his request Henry was certainly importunate enough to +give every appearance of sincerity. Accordingly, the result of the +meeting of king [Emperor] and Pope at Canossa was that the ban of +excommunication was revoked by the latter, while the former took an +oath fully acknowledging the papal claims. + +Inasmuch as he had saved his crown and frustrated the design of +Gregory to cross the mountains into Germany, Henry may be said to have +won a temporary advantage; and this was followed within a few years, +when the struggle broke out again, by the practical expulsion of +Gregory from Rome and his death in broken-hearted exile (1085). +Nevertheless the moral effect of the Canossa episode, and of the +events which followed, in the long run operated decidedly against the +king's position and the whole imperial theory. The document below is a +letter of Gregory to the German magnates giving an account of the +submission of the king at Canossa, and including the text of the oath +which he there took. + + Source--Text in Michael Doeberl, _Monumenta Germaniae Historica + Selecta_ (Muenchen, 1889), Vol. III., pp. 33-34. Adapted from + translation in Ernest F. Henderson, _Select Historical + Documents of the Middle Ages_ (London, 1896), pp. 385-388. + +Gregory, bishop, servant of the servants of God, to all the +archbishops, bishops, dukes, counts, and other princes of the realm of +the Germans who defend the Christian faith, greeting and apostolic +benediction. + +Inasmuch as for love of justice you assumed common cause and danger +with us in the struggle of Christian warfare, we have taken care to +inform you, beloved, with sincere affection, how the king, humbled to +penance, obtained the pardon of absolution and how the whole affair +has progressed from his entrance into Italy to the present time. + +[Sidenote: Gregory's advance into Tuscany] + +As had been agreed with the legates who had been sent to us on your +part,[391] we came into Lombardy about twenty days before the date on +which one of the commanders was to come over the pass to meet us, +awaiting his advent that we might cross over to the other side. But +when the period fixed upon had already passed, and we were told that +at this time on account of many difficulties--as we can readily +believe--an escort could not be sent to meet us, we were involved in +no little perplexity as to what would be best for us to do, having no +other means of coming to you. + +[Sidenote: Henry at Canossa] + +Meanwhile, however, we learned that the king was approaching. He also, +before entering Italy, sent to us suppliant legates, offering in all +things to render satisfaction to God, to St. Peter, and to us. And he +renewed his promise that, besides amending his way of living, he would +observe all obedience if only he might deserve to obtain from us the +favor of absolution and the apostolic benediction. When, after long +postponing a decision and holding frequent consultations, we, through +all the envoys who passed, had severely taken him to task for his +excesses, he came at length of his own accord, with a few followers, +showing nothing of hostility or boldness, to the town of Canossa where +we were tarrying. And there, having laid aside all the belongings of +royalty, wretchedly, with bare feet and clad in wool, he continued for +three days to stand before the gate of the castle. Nor did he desist +from imploring with many tears, the aid and consolation of the +apostolic mercy until he had moved all of those who were present +there, and whom the report of it reached, to such pity and depth of +compassion that, interceding for him with many prayers and tears, all +wondered indeed at the unaccustomed hardness of our heart, while some +actually cried out that we were exercising, not the dignity of +apostolic severity, but the cruelty, as it were, of a tyrannical +madness. + +Finally, won by the persistency of his suit and by the constant +supplications of all who were present, we loosed the chain of the +anathema[392] and at length received him into the favor of communion +and into the lap of the holy mother Church, those being accepted as +sponsors for him whose names are written below. + +[Sidenote: Gregory's purpose to visit Germany] + +Having thus accomplished these matters, we desire at the first +opportunity to cross over to your country in order that, by God's aid, +we may more fully arrange all things for the peace of the Church and +the concord of the kingdom, as has long been our wish. For we desire, +beloved, that you should know beyond a doubt that the whole question +at issue is as yet so little cleared up--as you can learn from the +sponsors mentioned--that both our coming and the concurrence of your +counsels are extremely necessary. Wherefore strive ye all to continue +in the faith in which you have begun and in the love of justice; and +know that we are not otherwise committed to the king save that, by +word alone, as is our custom, we have said that he might have hopes +from us in those matters in which, without danger to his soul or to +our own, we might be able to help him to his salvation and honor, +either through justice or through mercy. + +OATH OF KING HENRY + +I, King Henry, on account of the murmuring and enmity which the +archbishops and bishops, dukes, counts and other princes of the realm +of the Germans, and others who follow them in the same matter of +dissension, bring to bear against me, will, within the term which our +master Pope Gregory has constituted, either do justice according to +his judgment or conclude peace according to his counsels--unless an +absolute impediment should stand in his way or in mine. And on the +removal of this impediment I shall be ready to continue in the same +course. Likewise, if that same lord Pope Gregory shall wish to go +beyond the mountains [i.e., into Germany], or to any other part of the +world, he himself, as well as those who shall be in his escort or +following, or who are sent by him, or come to him from any parts of +the world whatever, shall be secure while going, remaining, or +returning, on my part, and on the part of those whom I can constrain, +from every injury to life or limb, or from capture. Nor shall he, by +my consent, meet any other hindrance that is contrary to his dignity; +and if any such be placed in his way I will aid him according to my +ability. So help me God and this holy gospel. + + +50. The Concordat of Worms (1122) + +The veteran Emperor Henry IV. died at Liege in 1106 and was succeeded +by his son, Henry V. The younger Henry had some months before been +prompted by Pope Paschal II. to rebel against his father and, +succeeding in this, had practically established himself on the throne +before his legitimate time. Pope Paschal expected the son to be more +submissive than the father had been and in 1106 issued a decree +renewing the prohibition of lay investiture. Outside of Germany this +evil had been brought almost to an end and, now that the vigorous +Henry IV. was out of the way, the Pope felt that the time had come to +make the reform complete throughout Christendom. But in this he was +mistaken, for Henry V. proved almost as able and fully as determined a +power to contend with as had been his father. In fact, the new monarch +could command a much stronger army, and he was in no wise loath to use +it. In 1110 he led a host of thirty thousand men across the Alps, +compelled the submission of the north Italian towns, and marched on +Rome. The outcome was a secret compact (February 4, 1111) by which the +king, on the one hand, was to abandon all claim to the right of +investiture and the Pope, on the other, was to see that the +ecclesiastical princes of the Empire (bishops and abbots holding large +tracts of land) should give up all the lands which they had received +by royal grant since the days of Charlemagne. The abandonment of +investiture looked like a surrender on the part of Henry, but in +reality all that he wanted was direct control over all the lands of +the Empire, and if the ecclesiastical princes were to be dispossessed +of these he cared little or nothing about having a part in the mere +religious ceremony. This settlement was rendered impossible, however, +by the attitude of the princes themselves, who naturally refused to be +thus deprived of their landed property and chief source of income. The +Pope was then forced to make a second compact surrendering the full +right of investiture to the imperial authority, and Henry also got the +coveted imperial coronation. But his triumph was short-lived. +Rebellions among the German nobles robbed him of his strength and +after years of wearisome bickerings and petty conflicts he again came +to the point where he was willing to compromise. Calixtus II., who +became pope in 1119, was similarly inclined. + +Accordingly, in a diet at Worms, in 1122, the whole problem was taken +up for settlement, and happily this time with success. The documents +translated below contain the concessions made mutually by the two +parties. Calixtus, in brief, grants that the elections of bishops and +abbots may take place in the presence of the Emperor, or of his +agents, and that the Emperor should have the right to invest them with +the scepter, i.e., with their dignity as princes of the Empire. Henry, +on his side, agrees to give up investiture with the ring and staff, +i.e., with spiritual functions, to allow free elections, and to aid in +the restoration of church property which had been confiscated during +the long struggle now drawing to a close. The settlement was in the +nature of a compromise; but on the whole the papacy came off the +better. In its largest aspects the great fifty-year struggle over the +question of investiture was ended, though minor features of it +remained to trouble all parties concerned for a long time to come. + + Sources--(a) Text in _Monumenta Germaniae Historica, Leges_ + (Pertz ed.), Vol. II., pp. 75-76. + + (b) Text in Michael Doeberl, _Monumenta Germaniae Historica + Selecta_, Vol. III., p. 60. + + [Sidenote: The provision for elections] + + (a) + + I, Bishop Calixtus, servant of the servants of God, do grant to + thee, by the grace of God august Emperor of the Romans, the right + to hold the elections of the bishops and abbots of the German realm + who belong to the kingdom, in thy presence, without simony, and + without any resort to violence; it being agreed that, if any + dispute arise among those concerned, thou, by the counsel and + judgment of the metropolitan [i.e., the archbishop] and the + suffragan bishops, shalt extend favor and support to the party + which shall seem to you to have the better case. Moreover, the + person elected may receive from thee the _regalia_ through the + scepter, without any exaction being levied;[393] and he shall + discharge his rightful obligations to thee for them.[394] + + [Sidenote: Investiture with the scepter] + + He who is consecrated in other parts of the Empire[395] shall + receive the _regalia_ from thee through the scepter, within six + months, and without any exaction, and shall discharge his rightful + obligations to thee for them; those rights being excepted, however, + which are known to belong to the Roman Church. In whatever cases + thou shalt make complaint to me and ask my aid I will support thee + according as my office requires. To thee, and to all those who are + on thy side, or have been, in this period of strife, I grant a true + peace. + + [Sidenote: Investiture with ring and staff] + + (b) + + In the name of the holy and indivisible Trinity, I, Henry, by the + grace of God august Emperor of the Romans, for the love of God and + of the holy Roman Church and of our lord Pope Calixtus, and for the + saving of my soul, do give over to God, and to the holy apostles of + God, Peter and Paul, and the holy Catholic Church, all investiture + through ring and staff; and do concede that in all the churches + that are in my kingdom or empire there shall be canonical election + and free consecration. + + [Sidenote: Restoration of confiscated property] + + All the property and _regalia_ of St. Peter which, from the + beginning of this conflict until the present time, whether in the + days of my father or in my own, have been confiscated, and which I + now hold, I restore to the holy Roman Church. And as for those + things which I do not now hold, I will faithfully aid in their + restoration. The property also of all other churches and princes + and of every one, whether lay or ecclesiastical, which has been + lost in the struggle, I will restore as far as I hold it, according + to the counsel of the princes, or according to considerations of + justice. I will also faithfully aid in the restoration of those + things which I do not hold. + + And I grant a true peace to our lord Pope Calixtus, and to the holy + Roman Church, and to all those who are, or have been, on its side. + In matters where the holy Roman Church shall seek assistance, I + will faithfully render it, and when it shall make complaint to me I + will see that justice is done. + + +FOOTNOTES: + +[375] The incumbent of the papal office was at the same time bishop of +Rome, temporal sovereign of the papal lands, and head of the church +universal. In earlier times there was always danger that the third of +these functions be lost and that the papacy revert to a purely local +institution, but by Gregory VII.'s day the universal headship was +clearly recognized throughout the West as inherent in the office. It +was only when there arose the question as to how far this headship +justified the Pope in attempting to control the affairs of the world +that serious disagreement manifested itself. + +[376] That is, without giving them a hearing at a later date. + +[377] On the basis of the forged Donation of Constantine the Pope +claimed the right here mentioned. There was no proper warrant for it. + +[378] "This is the first distinct assertion of the exclusive right of +the bishop of Rome to the title of pope, once applied to all bishops." +Robinson, _Readings in European History_, Vol. I., p. 274. The word +pope is derived from _papa_ (father). It is still used as the common +title of all priests in the Greek Church. + +[379] This, with the letter given on page 265, sets forth succinctly +the papacy's absolute claim of authority as against the highest +temporal power in Europe. + +[380] That is, pronounced by the canons of the Church to be divinely +inspired. + +[381] This is, of course, not a claim of _papal_ infallibility. The +assertion is merely that in the domain of faith and morals the Roman +church, judged by Scriptural principles, has never pursued a course +either improper or unwarranted. + +[382] It did not occur until 1084. Henry had inherited the office at +the death of his father, Henry III., in 1056. + +[383] The sin of simony comprised the employment of any corrupt means +to obtain appointment or election to an ecclesiastical office. For the +origin of the term see the incident recorded in Acts, viii. 18-24. The +five councilors had been condemned by a synod at Rome in February, +1075. + +[384] The five condemned councillors. + +[385] This portion of the letter comprises a clear assertion of the +"Petrine Supremacy," i.e., the theory that Peter, as the first bishop +of Rome, transmitted his superiority over all other bishops to his +successors in the Roman see, who in due time came to constitute the +line of popes [see p. 78]. + +[386] This refers to a decree of a Roman synod in 1074 against simony +and the marriage of the clergy. + +[387] In the battle on the Unstrutt, June 8, 1075. + +[388] Julian succeeded Constantine's son Constantius as head of the +Roman Empire in 361. He was known as "the Apostate" because of his +efforts to displace the Christian religion and to restore the old +pagan worship. He died in battle with the Persians in 363. + +[389] Henry III., emperor from 1039 to 1056. + +[390] The castle of Canossa stood on one of the northern spurs of the +Apennines, about ten miles southwest of Reggio. Some remains of it may +yet be seen. + +[391] The German princes who were hostile to Henry had kept in close +touch with the Pope. In the Council of Tribur a legate of Gregory took +the most prominent part, and the members of that body had invited the +Pope to come to Augsburg and aid in the settling of Henry's crown upon +a successor. + +[392] Revoked the ban of excommunication. The anathema was a solemn +curse by an ecclesiastical authority. + +[393] That is, the Emperor was to be allowed to invest the new bishop +or abbot with the fiefs and secular powers by a touch of the scepter, +but his old claim to the right of investment with the spiritual +emblems of ring and crozier was denied. + +[394] This means that the ecclesiastical prince--the bishop or +abbot--in the capacity of a landholder was to render the ordinary +feudal obligations to the Emperor. + +[395] Burgundy and Italy. + + + + +CHAPTER XVII. + +THE CRUSADES + + +51. Speech of Pope Urban II. at the Council of Clermont (1095) + +Within a short time after the death of Mohammed (632) the whole +country of Syria, including Palestine, was overrun by the Arabs, and +the Holy City of Jerusalem passed out of Christian hands into the +control of the infidels. The Arabs, however, shared the veneration of +the Christians for the places associated with the life of Christ and +did not greatly interfere with the pilgrims who flocked thither from +all parts of the Christian world. In the tenth century the strong +emperors of the Macedonian dynasty at Constantinople succeeded in +winning back all of Syria except the extreme south, and the prospect +seemed fair for the permanent possession by a Christian power of all +those portions of the Holy Land which were regarded as having +associations peculiarly sacred. This prospect might have been realized +but for the invasions and conquests of the Seljuk Turks in the latter +part of the eleventh century. These Turks came from central Asia and +are to be carefully distinguished from the Ottoman Turks of more +modern times. They had recently been converted to Mohammedanism and +were now the fiercest and most formidable champions of that faith in +its conflict with the Christian East. In 1071 Emperor Romanus Diogenes +was defeated at Manzikert, in Armenia, and taken prisoner by the +sultan Alp Arslan, and as a result not only Asia Minor, but also +Syria, was forever lost to the Empire. The Holy City of Jerusalem was +definitely occupied in 1076. The invaders established a stronghold at +Nicaea, less than a hundred miles across the Sea of Marmora from +Constantinople, and even threatened the capital itself, although they +did not finally succeed in taking it until 1453. + +No sooner were the Turks in possession of Jerusalem and the approaches +thither, than pilgrims returning to western Europe began to tell +tales, not infrequently as true as they were terrifying, regarding +insults and tortures suffered at the hand of the pitiless conquerors. +The Emperor Alexius Comnenus (1081-1118) put forth every effort to +expel the intruders from Asia Minor, hoping to be able to regain the +territories, including Syria, which they had stripped from the Empire; +but his strength proved unequal to the task. Accordingly, in 1095, he +sent an appeal to Pope Urban II. to enlist the Christian world in a +united effort to save both the Empire and the Eastern Church. It used +to be thought that Pope Sylvester II., about the year 1000, had +suggested a crusade against the Mohammedans of the East, but it now +appears that the first pope to advance such an idea was Gregory VII. +(1073-1085), who in response to an appeal of Alexius's predecessor in +1074, had actually assembled an army of 50,000 men for the aid of the +Emperor and had been prevented from carrying out the project only by +the severity of the investiture controversy with Henry IV. of Germany. +At any rate, it was not a difficult task for the ambassadors of +Alexius to convince Pope Urban that he ought to execute the plan of +Gregory. The plea for aid was made at the Council of Piacenza in +March, 1095, and during the next few months Urban thought out the best +method of procedure. + +At the Council of Clermont, held in November, 1095, the crusade was +formally proclaimed through the famous speech which the Pope himself +delivered after the regular business of the assembly had been +transacted. Urban was a Frenchman and he knew how to appeal to the +emotions and sympathies of his hearers. For the purpose of stirring up +interest in the enterprise he dropped the Latin in which the work of +the Council had been transacted and broke forth in his native tongue, +much to the delight of his countrymen. There are four early versions +of the speech, differing widely in contents, and none, of course, +reproducing the exact words used by the speaker. The version given by +Robert the Monk, a resident of Rheims, in the opening chapter of his +history of the first crusade seems in most respects superior to the +others. It was written nearly a quarter of a century after the Council +of Clermont, but the writer in all probability had at least heard the +speech which he was trying to reproduce; in any event we may take his +version of it as a very satisfactory representation of the aspirations +and spirit which impelled the first crusaders to their great +enterprise. It has been well said that "many orations have been +delivered with as much eloquence, and in as fiery words as the Pope +used, but no other oration has ever been able to boast of as wonderful +results." + + Source--Robertus Monachus, _Historia Iherosolimitana_ [Robert + the Monk, "History of the Crusade to Jerusalem"], Bk. I., + Chap. 1. Reprinted in _Recueildes Historiens des Croisades: + Historiens Occidentaux_ (Paris, 1866), Vol. III., pp. 727-728. + Adapted from translation by Dana C. Munro in _Univ. of Pa. + Translations and Reprints_, Vol. I., No. 2, pp. 5-8. + + [Sidenote: The Council of Clermont] + + In the year of our Lord's Incarnation one thousand and ninety-five, + a great council was convened within the bounds of Gaul, in + Auvergne, in the city which is called Clermont. Over this Pope + Urban II. presided, with the Roman bishops and cardinals. This + council was a famous one on account of the concourse of both French + and German bishops, and of princes as well. Having arranged the + matters relating to the Church, the lord Pope went forth into a + certain spacious plain, for no building was large enough to hold + all the people. The Pope then, with sweet and persuasive eloquence, + addressed those present in words something like the following, + saying: + + [Sidenote: Pope Urban appeals to the French] + + "Oh, race of Franks, race beyond the mountains [the Alps], race + beloved and chosen by God (as is clear from many of your works), + set apart from all other nations by the situation of your country, + as well as by your Catholic faith and the honor you render to the + holy Church: to you our discourse is addressed, and for you our + exhortations are intended. We wish you to know what a serious + matter has led us to your country, for it is the imminent peril + threatening you and all the faithful that has brought us hither. + + [Sidenote: The ravages of the Turks] + + "From the confines of Jerusalem and from the city of Constantinople + a grievous report has gone forth and has been brought repeatedly to + our ears; namely, that a race from the kingdom of the Persians, an + accursed race, a race wholly alienated from God, 'a generation that + set not their heart aright, and whose spirit was not steadfast with + God' [Ps., lxxviii. 8], has violently invaded the lands of those + Christians and has depopulated them by pillage and fire. They have + led away a part of the captives into their own country, and a part + they have killed by cruel tortures. They have either destroyed the + churches of God or appropriated them for the rites of their own + religion. They destroy the altars, after having defiled them with + their uncleanness.... The kingdom of the Greeks [the Eastern + Empire] is now dismembered by them and has been deprived of + territory so vast in extent that it could not be traversed in two + months' time. + + [Sidenote: Urban recalls the zeal and valor of the earlier Franks] + + "On whom, therefore, rests the labor of avenging these wrongs and + of recovering this territory, if not upon you--you, upon whom, + above all other nations, God has conferred remarkable glory in + arms, great courage, bodily activity, and strength to humble the + heads of those who resist you? Let the deeds of your ancestors + encourage you and incite your minds to manly achievements--the + glory and greatness of King Charlemagne, and of his son Louis [the + Pious], and of your other monarchs, who have destroyed the kingdoms + of the Turks[396] and have extended the sway of the holy Church + over lands previously pagan. Let the holy sepulcher of our Lord and + Saviour, which is possessed by the unclean nations, especially + arouse you, and the holy places which are now treated with ignominy + and irreverently polluted with the filth of the unclean. Oh most + valiant soldiers and descendants of invincible ancestors, do not + degenerate, but recall the valor of your ancestors. + + [Sidenote: The crusade as a desirable remedy for over population] + + "But if you are hindered by love of children, parents, or wife, + remember what the Lord says in the Gospel, 'He that loveth father + or mother more than me is not worthy of me' [Matt., x. 37]. 'Every + one that hath forsaken houses, or brethren, or sisters, or father, + or mother, or wife, or children, or lands, for my name's sake, + shall receive an hundred-fold, and shall inherit everlasting life' + [Matt., xix. 29]. Let none of your possessions restrain you, nor + anxiety for your family affairs. For this land which you inhabit, + shut in on all sides by the seas and surrounded by the mountain + peaks, is too narrow for your large population; nor does it abound + in wealth; and it furnishes scarcely food enough for its + cultivators. Hence it is that you murder and devour one another, + that you wage war, and that very many among you perish in civil + strife.[397] + + [Sidenote: Syria, a rich country] + + "Let hatred, therefore, depart from among you; let your quarrels + end; let wars cease; and let all dissensions and controversies + slumber. Enter upon the road of the Holy Sepulcher; wrest that land + from the wicked race, and subject it to yourselves. That land + which, as the Scripture says, 'floweth with milk and honey' [Num., + xiii. 27] was given by God into the power of the children of + Israel. Jerusalem is the center of the earth; the land is fruitful + above all others, like another paradise of delights. This spot the + Redeemer of mankind has made illustrious by His advent, has + beautified by His sojourn, has consecrated by His passion, has + redeemed by His death, has glorified by His burial. + + "This royal city, however, situated at the center of the earth, is + now held captive by the enemies of Christ and is subjected, by + those who do not know God, to the worship of the heathen. She + seeks, therefore, and desires to be liberated, and ceases not to + implore you to come to her aid. From you especially she asks + succor, because, as we have already said, God has conferred upon + you, above all other nations, great glory in arms. Accordingly, + undertake this journey eagerly for the remission of your sins, with + the assurance of the reward of imperishable glory in the kingdom of + heaven." + + [Sidenote: Response to the appeal] + + When Pope Urban had skilfully said these and very many similar + things, he so centered in one purpose the desires of all who were + present that all cried out, "It is the will of God! It is the will + of God!" When the venerable Roman pontiff heard that, with eyes + uplifted to heaven, he gave thanks to God and, commanding silence + with his hand, said: + + [Sidenote: "Deus vult," the war cry] + + "Most beloved brethren, to-day is manifest in you what the Lord + says in the Gospel, 'Where two or three are gathered together in my + name, there am I in the midst of them' [Matt., xviii. 20]. For + unless God had been present in your spirits, all of you would not + have uttered the same cry; since, although the cry issued from + numerous mouths, yet the origin of the cry was one. Therefore I say + to you that God, who implanted this in your breasts, has drawn it + forth from you. Let that, then, be your war cry in battle, because + it is given to you by God. When an armed attack is made upon the + enemy, let this one cry be raised by all the soldiers of God: 'It + is the will of God! It is the will of God!' + + [Sidenote: Who should go and who should remain] + + "And we neither command nor advise that the old or feeble, or those + incapable of bearing arms, undertake this journey. Nor ought women + to set out at all without their husbands, or brothers, or legal + guardians. For such are more of a hindrance than aid, more of a + burden than an advantage. Let the rich aid the needy; and according + to their wealth let them take with them experienced soldiers. The + priests and other clerks [clergy], whether secular or regular, are + not to go without the consent of their bishop; for this journey + would profit them nothing if they went without permission. Also, it + is not fitting that laymen should enter upon the pilgrimage without + the blessing of their priests. + + "Whoever, therefore, shall decide upon this holy pilgrimage, and + shall make his vow to God to that effect, and shall offer himself + to Him for sacrifice, as a living victim, holy and acceptable to + God, shall wear the sign of the cross of the Lord on his forehead + or on his breast. When he shall return from his journey, having + fulfilled his vow, let him place the cross on his back between his + shoulders. Thus shall ye, indeed, by this twofold action, fulfill + the precept of the Lord, as He commands in the Gospel, 'He that + taketh not his cross, and followeth after me, is not worthy of me'" + [Luke, xiv. 27]. + + +52. The Starting of the Crusaders (1096) + +The appeals of Pope Urban at Clermont and elsewhere met with ready +response, especially among the French, but also to a considerable +extent among Italians, Germans, and even English. A great variety of +people were attracted by the enterprise, and from an equal variety of +motives. Men whose lives had been evil saw in the crusade an +opportunity of doing penance; criminals who perhaps cared little for +penance but much for their own personal safety saw in it an avenue of +escape from justice; merchants discovered in it a chance to open up +new and valuable trade; knights hailed it as an invitation to deeds of +valor and glory surpassing any Europe had yet known; ordinary +malcontents regarded it as a chance to mend their fortunes; and a very +large number of people looked upon it as a great spiritual obligation +laid upon them and necessary to be performed in order to insure +salvation in the world to come. By reason of all these incentives, +some of them weighing much more in the mediaeval mind than we can +understand to-day, the crusade brought together men, women, and +children from every part of Christendom. Both of the accounts given +below of the assembling and starting of the crusaders are doubtless +more or less exaggerated at certain points, yet in substance they +represent what must have been pretty nearly the actual facts. + +William of Malmesbury was an English monk who lived in the first half +of the twelfth century and wrote a very valuable _Chronicle of the +Kings of England_, which reached the opening of the reign of Stephen +(1135). He thus had abundant opportunity to learn of the first +crusade from people who had actually participated in it. His rather +humorous picture of the effects of Pope Urban's call is thus well +worth reading. Better than it, however, is the account by the priest +Fulcher of Chartres (1058-1124)--better because the writer himself +took part in the crusade and so was a personal observer of most of the +things he undertook to describe. Fulcher, in 1096, set out upon the +crusade in the company of his lord, Etienne, count of Blois and +Chartres, who was a man of importance in the army of Robert of +Normandy. With the rest of Robert's crusaders he spent the winter in +Italy and arrived at Durazzo in the spring of 1097. He had a part in +the siege of Nicaea and in the battle of Dorylaeum, but not in the siege +of Antioch. Before reaching Jerusalem, in 1099, he became chaplain to +a brother of Godfrey of Bouillon and was already making progress on +his "history of the army of God." + + Sources--(a) Guilielmus Monachi Malmesburiensis, _De gestis + regum Anglorum_ [William of Malmesbury, "Chronicle of the + Kings of England"], Bk. IV., Chap. 2. Adapted from translation + by John Sharpe (London, 1815), p. 416. + + (b) Fulcherius Carnotensis, _Historia Iherosolimitana: gesta + Francorum Iherusalem peregrinantium_ [Fulcher of Chartres, + "History of the Crusade to Jerusalem: the Deeds of the French + Journeying Thither"], Chap. 6. Text in _Recueil des Historiens + des Croisades: Historiens Occidentaux_ (Paris, 1866), Vol. + III., p. 328. + + [Sidenote: Universal interest in the crusade] + + (a) + + Immediately the fame of this great event,[398] being spread through + the universe, penetrated the minds of Christians with its mild + breath, and wherever it blew there was no nation, however distant + and obscure, that did not send some of its people. This zeal + animated not only the provinces bordering on the Mediterranean, but + all who had ever even heard of the name Christian in the most + remote isles, and among barbarous nations. Then the Welshman + abandoned his forests and neglected his hunting; the Scotchman + deserted the fleas with which he is so familiar; the Dane ceased to + swallow his intoxicating draughts; and the Norwegian turned his + back upon his raw fish. The fields were left by the cultivators, + and the houses by their inhabitants; all the cities were deserted. + People were restrained neither by the ties of blood nor the love of + country; they saw nothing but God. All that was in the granaries, + or was destined for food, was left under the guardianship of the + greedy agriculturist. The journey to Jerusalem was the only thing + hoped for or thought of. Joy animated the hearts of all who set + out; grief dwelt in the hearts of all who remained. Why do I say + "of those who remained"? You might have seen the husband setting + forth with his wife, with all his family; you would have laughed to + see all the _penates_[399] put in motion and loaded upon wagons. + The road was too narrow for the passengers, and more room was + wanted for the travelers, so great and numerous was the crowd.[400] + + [Sidenote: The multitude of crusaders] + + (b) + + Such, then, was the immense assemblage which set out from the West. + Gradually along the march, and from day to day, the army grew by + the addition of other armies, coming from every direction and + composed of innumerable people. Thus one saw an infinite multitude, + speaking different languages and coming from divers countries. All + did not, however, come together into a single army until we had + reached the city of Nicaea.[401] What shall I add? The isles of the + sea and the kingdoms of the whole earth were moved by God, so that + one might believe fulfilled the prophecy of David, who said in his + Psalm: "All nations whom Thou hast made shall come and worship + before Thee, O Lord, and shall glorify Thy name;" and so that those + who reached the holy places afterwards said justly: "We will + worship where His feet have stood." Concerning this journey we + read very many other predictions in the prophets, which it would be + tedious to recall. + + [Sidenote: Mingled sorrow and joy of the crusaders] + + Oh, how great was the grief, how deep the sighs, what weeping, what + lamentations among the friends, when the husband left the wife so + dear to him, his children also, and all his possessions of any + kind, father, mother, brethren, or kindred! And yet in spite of the + floods of tears which those who remained shed for their friends + about to depart, and in their very presence, the latter did not + suffer their courage to fail, and, out of love for the Lord, in no + way hesitated to leave all that they held most precious, believing + without doubt that they would gain an hundred-fold in receiving the + recompense which God has promised to those who love Him. + + Then the husband confided to his wife the time of his return and + assured her that, if he lived, by God's grace he would return to + her. He commended her to the Lord, gave her a kiss, and, weeping, + promised to return. But the latter, who feared that she would never + see him again, overcome with grief, was unable to stand, fell as if + lifeless to the ground, and wept over her dear one whom she was + losing in life, as if he were already dead. He, then, as if he had + no pity (nevertheless he was filled with pity) and was not moved by + the grief of his friends (and yet he was secretly moved), departed + with a firm purpose. The sadness was for those who remained, and + the joy for those who departed. What more can we say? "This is the + Lord's doings, and it is marvelous in our eyes." + + +53. A Letter from a Crusader to his Wife + +One of the most important groups of sources on the crusades is the +large body of letters which has come down to us, written by men who +had an actual part in the various expeditions. These letters, +addressed to parents, wives, children, vassals, or friends, are +valuable alike for the facts which they contain and for the revelation +they give of the spirit and motives of the crusaders. A considerable +collection of the letters, in English translation, may be found in +Roger de Hoveden's _Annals of English History_, Roger of Wendover's +_Flowers of History_, and Matthew Paris's _English History_ (all in +the Bohn Library); also in Michaud's _History of the Crusades_, Vol. +III., Appendix. In many respects the letter given below, written at +Antioch by Count Stephen of Blois to his wife Adele, under date of +March 29, 1098, is unexcelled in all the records of mediaeval +letter-writing. Count Stephen (a brother-in-law of Robert of Normandy, +who was a son of William the Conqueror) was one of the wealthiest and +most popular French noblemen who responded to Pope Urban's summons at +Clermont. At least three of his letters to his wife survive, of which +the one here given is the third in order of time. It discloses the +ordinary human sentiments of the crusader and makes us feel that, +unlike the modern man as he was, he yet had very much in common with +the people of to-day and of all ages. He was at the same time a bold +fighter and a tender husband, a religious enthusiast and a practical +man of affairs. When the letter was written, the siege of Antioch had +been in progress somewhat more than five months; it continued until +the following June, when it ended in the capture of the city by the +crusaders. Count Stephen was slain in the battle of Ramleh in 1102. + + Source--D'Achery, _Spicilegium_ ["Gleanings"], 2d edition, + Vol. III., pp. 430-433. Adapted from translation by Dana C. + Munro in _Univ. of Pa. Translations and Reprints_, Vol. I., + No. 4, pp. 5-8. + + Count Stephen to Adele, his sweetest and most amiable wife, to his + dear children, and to all his vassals of all ranks,--his greeting + and blessing. + + [Sidenote: Count Stephen reports prosperity] + + You may be very sure, dearest, that the messenger whom I sent to + give you pleasure left me before Antioch safe and unharmed and, + through God's grace, in the greatest prosperity. And already at + that time, together with all the chosen army of Christ, endowed + with great valor by Him, we have been continually advancing for + twenty-three weeks toward the home of our Lord Jesus. You may know + for certain, my beloved, that of gold, silver, and many other kind + of riches I now have twice as much as your love had assigned to me + when I left you. For all our princes, with the common consent of + the whole army, though against my own wishes, have made me up to + the present time the leader, chief, and director of their whole + expedition. + + [Sidenote: Early achievements of the crusaders] + + Doubtless you have heard that after the capture of the city of + Nicaea we fought a great battle with the treacherous Turks and, by + God's aid, conquered them.[402] Next we conquered for the Lord all + Romania, and afterwards Cappadocia.[403] We had learned that there + was a certain Turkish prince, Assam, dwelling in Cappadocia; so we + directed our course thither. We conquered all his castles by force + and compelled him to flee to a certain very strong castle situated + on a high rock. We also gave the land of that Assam to one of our + chiefs, and in order that he might conquer the prince we left there + with him many soldiers of Christ. Thence, continually following the + wicked Turks, we drove them through the midst of Armenia,[404] as + far as the great river Euphrates. Having left all their baggage and + beasts of burden on the bank, they fled across the river into + Arabia. + + [Sidenote: The arrival at Antioch (1097)] + + The bolder of the Turkish soldiers, indeed, entering Syria, + hastened by forced marches night and day, in order to be able to + enter the royal city of Antioch before our approach.[405] Hearing + of this, the whole army of God gave due praise and thanks to the + all-powerful Lord. Hastening with great joy to this chief city of + Antioch, we besieged it and there had a great number of conflicts + with the Turks; and seven times we fought with the citizens of the + city and with the innumerable troops all the time coming to their + aid. The latter we rushed out to meet and fought with the fiercest + courage under the leadership of Christ. And in all these seven + battles, by the aid of the Lord God, we conquered and most + assuredly killed an innumerable host of them. In those battles, + indeed, and in very many attacks made upon the city, many of our + brethren and followers were killed and their souls were borne to + the joys of paradise. + + [Sidenote: The beginning of the siege] + + We found the city of Antioch very extensive, fortified with the + greatest strength and almost impossible to be taken. In addition, + more than 5,000 bold Turkish soldiers had entered the city, not + counting the Saracens, Publicans, Arabs, Turcopolitans, Syrians, + Armenians, and other different races of whom an infinite multitude + had gathered together there. In fighting against these enemies of + God and of us we have, by God's grace, endured many sufferings and + innumerable hardships up to the present time. Many also have + already exhausted all their means in this most holy enterprise. + Very many of our Franks, indeed, would have met a bodily death from + starvation, if the mercy of God and our money had not come to their + rescue. Lying before the city of Antioch, indeed, throughout the + whole winter we suffered for our Lord Christ from excessive cold + and enormous torrents of rain. What some say about the + impossibility of bearing the heat of the sun in Syria is untrue, + for the winter there is very similar to our winter in the West. + + [Sidenote: The Christians defeated near the seashore] + + I delight to tell you, dearest, what happened to us during Lent. + Our princes had caused a fortress to be built before a certain gate + which was between our camp and the sea. For the Turks, coming out + of this gate daily, killed some of our men on their way to the sea. + The city of Antioch is about five leagues distant from the sea. For + this purpose they sent the excellent Bohemond and Raymond, count of + St. Gilles,[406] to the sea with only sixty horsemen, in order + that they might bring mariners to aid in this work. When, however, + they were returning to us with these mariners, the Turks collected + an army, fell suddenly upon our two leaders, and forced them to a + perilous flight. In that unexpected fight we lost more than 500 of + our foot-soldiers--to the glory of God. Of our horsemen, however, + we lost only two, for certain. + + On that same day, in order to receive our brethren with joy, and + entirely ignorant of their misfortunes, we went out to meet them. + When, however, we approached the above-mentioned gate of the city, + a mob of foot-soldiers and horsemen from Antioch, elated by the + victory which they had won, rushed upon us in the same manner. + Seeing these, our leaders went to the camp of the Christians to + order all to be ready to follow us into battle. In the meantime our + men gathered together and the scattered leaders, namely, Bohemond + and Raymond, with the remainder of their army came up and told of + the great misfortune which they had suffered. + + [Sidenote: A notable victory over the Turks] + + Our men, full of fury at these most evil tidings, prepared to die + for Christ and, deeply grieved for their brethren, rushed upon the + wicked Turks. They, enemies of God and of us, hastily fled before + us and attempted to enter the city. But by God's grace the affair + turned out very differently; for, when they tried to cross a bridge + built over the great river Moscholum,[407] we followed them as + closely as possible, killed many before they reached the bridge, + forced many into the river, all of whom were killed, and we also + slew many upon the bridge and very many at the narrow entrance to + the gate. I am telling you the truth, my beloved, and you may be + assured that in this battle we killed thirty emirs, that is, + princes, and three hundred other Turkish nobles, not counting the + remaining Turks and pagans. Indeed the number of Turks and + Saracens killed is reckoned at 1230, but of ours we did not lose a + single man. + + On the following day (Easter), while my chaplain Alexander was + writing this letter in great haste, a party of our men lying in + wait for the Turks fought a successful battle with them and killed + sixty horsemen, whose heads they brought to the army. + + These which I write to you are only a few things, dearest, of the + many which we have done; and because I am not able to tell you, + dearest, what is in my mind, I charge you to do right, to watch + carefully over your land, and to do your duty as you ought to your + children and your vassals. You will certainly see me just as soon + as I can possibly return to you. Farewell. + + +FOOTNOTES: + +[396] The term Turks is here used loosely and inaccurately for Asiatic +pagan invaders in general. The French had never destroyed any +"kingdoms of the Turks" in the proper sense of the word, though from +time to time they had made successful resistance to Saracens, Avars +and Hungarians. + +[397] Among the acts of the Council of Clermont had been a solemn +confirmation of the Truce of God, with the purpose of restraining +feudal warfare [see p. 228]. In the version of Urban's speech given by +Fulcher of Chartres, the Pope is reported as saying that in some parts +of France "hardly any one can venture to travel upon the highways, by +night or day, without danger of attack by thieves or robbers; and no +one is sure that his property at home or abroad will not be taken from +him by the violence or craft of the wicked." + +[398] Pope Urban's appeal at the Council of Clermont. + +[399] The _penates_ of the Romans were household gods. William of +Malmesbury here uses the term half-humorously to designate the various +sorts of household articles which the crusaders thought they could not +do without on the expedition, and hence undertook to carry with them. + +[400] This was in the summer of 1097. The whole body of crusaders, +including monks, women, children, and hangers-on, may then have +numbered three or four hundred thousand, but the effective fighting +force was not likely over one hundred thousand men. + +[401] The crusaders reached Nicaea May 6, 1097. After a long siege the +city surrendered, although to the Emperor Alexius rather than to the +French. + +[402] This battle--the first pitched contest between the crusader and +the Turk--was fought at Dorylaeum, southeast of Nicaea. + +[403] Romania (or the sultanate of Roum) and Cappadocia were regions +in northern Asia Minor. + +[404] The country immediately southeast of the Black Sea. + +[405] Antioch was one of the largest and most important cities of the +East. It had been girdled with enormous walls by Justinian and was a +strategic position of the greatest value to any power which would +possess Syria and Palestine. The siege of the city by the crusaders +began October 21, 1097. + +[406] Bohemond of Tarentum was the son of Robert Guiscard and the +leader of the Norman contingent from Italy. Raymond of St. Gilles, +count of Toulouse, was leader of the men from Languedoc in south +France. + +[407] The modern Orontes. + + + + +CHAPTER XVIII. + +THE GREAT CHARTER + + +54. The Winning of the Charter + +The reign of King John (1199-1216) was an era of humiliation, though +in the end one of triumph, for all classes of the English people. The +king himself was perhaps the most unworthy sovereign who has ever +occupied the English throne and one after another of his deeds and +policies brought deep shame to every patriotic Englishman. His +surrender to the papacy (1213) and his loss of the English possessions +on the continent (1214) were only two of the most conspicuous results +of his weakness and mismanagement. Indeed it was not these that +touched the English people most closely, for after all it was rather +their pride than their real interests that suffered by the king's +homage to Innocent III. and his bitter defeat at Bouvines. Worse than +these things were the heavy taxes and the illegal extortions of money, +in which John went far beyond even his unscrupulous brother and +predecessor, Richard. The king's expenses were very heavy, the more so +by reason of his French wars, and to meet them he devised all manner +of schemes for wringing money from his unwilling subjects. Land taxes +were increased, scutage (payments in lieu of military service) was +nearly doubled, levies of a thirteenth, a seventh, and other large +fractions of the movable property of the realm were made, excessive +fines were imposed, old feudal rights were revived and exercised in an +arbitrary fashion, and property was confiscated on the shallowest of +pretenses. Even the Church was by no means immune from the king's +rapacity. The result of these high-handed measures was that all +classes of the people--barons, clergy, and commons--were driven into +an attitude of open protest. The leadership against the king fell +naturally to the barons and it was directly in consequence of their +action that John was brought, in 1215, to grant the Great Charter and +to pledge himself to govern thereafter according to the ancient and +just laws of the kingdom. + +The account of the winning of the Charter given below comes from the +hand of Roger of Wendover, a monk of St. Albans, a monastery in +Hertfordshire which was famous in the thirteenth century for its group +of historians and annalists. It begins with the meeting of the barons +at St. Edmunds in Suffolk late in November, 1214, and tells the story +to the granting of the Charter at Runnymede, June 15, 1215. On this +subject, as well as on the entire period of English history from 1189 +to 1235, Roger of Wendover is our principal contemporary authority. + + Source--Rogerus de Wendover, _Chronica Majora, sive Liber qui + dicitur Flores Historiarum_ [Roger of Wendover, "Greater + Chronicle, or the Book which is called the Flowers of + History"]. Translated by J. A. Giles (London, 1849), Vol. II., + pp. 303-324 _passim_. + + [Sidenote: A conference held by the barons against King John] + + About this time the earls and barons of England assembled at St. + Edmunds, as if for religious duties, although it was for another + reason;[408] for after they had discoursed together secretly for a + time, there was placed before them the charter of King Henry the + First, which they had received, as mentioned before, in the city of + London from Stephen, archbishop of Canterbury.[409] This charter + contained certain liberties and laws granted to the holy Church as + well as to the nobles of the kingdom, besides some liberties which + the king added of his own accord. All therefore assembled in the + church of St. Edmund, the king and martyr, and, commencing with + those of the highest rank, they all swore on the great altar that, + if the king refused to grant these liberties and laws, they + themselves would withdraw from their allegiance to him, and make + war on him until he should, by a charter under his own seal, + confirm to them everything that they required; and finally it was + unanimously agreed that, after Christmas, they should all go + together to the king and demand the confirmation of the aforesaid + liberties to them, and that they should in the meantime provide + themselves with horses and arms, so that if the king should + endeavor to depart from his oath they might, by taking his castles, + compel him to satisfy their demands; and having arranged this, each + man returned home.... + + [Sidenote: They demand a confirmation of the old liberties] + + [Sidenote: A truce arranged] + + In the year of our Lord 1215, which was the seventeenth year of the + reign of King John, he held his court at Winchester at Christmas + for one day, after which he hurried to London, and took up his + abode at the New Temple;[410] and at that place the above-mentioned + nobles came to him in gay military array, and demanded the + confirmation of the liberties and laws of King Edward, with other + liberties granted to them and to the kingdom and church of England, + as were contained in the charter, and above-mentioned laws of Henry + the First. They also asserted that, at the time of his absolution + at Winchester,[411] he had promised to restore those laws and + ancient liberties, and was bound by his own oath to observe them. + The king, hearing the bold tone of the barons in making this + demand, much feared an attack from them, as he saw that they were + prepared for battle. He, however, made answer that their demands + were a matter of importance and difficulty, and he therefore asked + a truce until the end of Easter, that, after due deliberation, he + might be able to satisfy them as well as the dignity of his crown. + After much discussion on both sides, the king at length, although + unwillingly, procured the archbishop of Canterbury, the bishop of + Ely, and William Marshal, as his sureties that on the day agreed + upon he would, in all reason, satisfy them all; on which the nobles + returned to their homes. The king, however, wishing to take + precautions against the future, caused all the nobles throughout + England to swear fealty to him alone against all men, and to renew + their homage to him; and, the better to take care of himself, on + the day of St. Mary's purification, he assumed the cross of our + Lord, being induced to this more by fear than devotion....[412] + + [Sidenote: The truce at an end] + + [Sidenote: The preliminary demands of the barons] + + In Easter week of this same year, the above-mentioned nobles + assembled at Stamford,[413] with horses and arms. They had now + induced almost all the nobility of the whole kingdom to join them, + and constituted a very large army; for in their army there were + computed to be two thousand knights, besides horse-soldiers, + attendants, and foot-soldiers, who were variously equipped.... The + king at this time was awaiting the arrival of his nobles at + Oxford.[414] On the Monday next after the octave of Easter,[415] + the said barons assembled in the town of Brackley.[416] And when + the king learned this, he sent the archbishop of Canterbury and + William Marshal, earl of Pembroke, with some other prudent men, to + them to inquire what the laws and liberties were which they + demanded. The barons then delivered to the messengers a paper, + containing in great measure the laws and ancient customs of the + kingdom, and declared that, unless the king immediately granted + them and confirmed them under his own seal, they, by taking + possession of his fortresses, would force him to give them + sufficient satisfaction as to their before-named demands. The + archbishop, with his fellow messengers, then carried the paper to + the king, and read to him the heads of the paper one by one + throughout. The king, when he heard the purport of these heads, + said derisively, with the greatest indignation, "Why, amongst these + unjust demands, did not the barons ask for my kingdom also? Their + demands are vain and visionary, and are unsupported by any plea of + reason whatever." And at length he angrily declared with an oath + that he would never grant them such liberties as would render him + their slave. The principal of these laws and liberties which the + nobles required to be confirmed to them are partly described above + in the charter of King Henry,[417] and partly are extracted from + the old laws of King Edward,[418] as the following history will + show in due time. + + [Sidenote: The castle of Northampton besieged by the barons] + + As the archbishop and William Marshal could not by any persuasion + induce the king to agree to their demands, they returned by the + king's order to the barons, and duly reported to them all that they + had heard from the king. And when the nobles heard what John said, + they appointed Robert Fitz-Walter commander of their soldiers, + giving him the title of "Marshal of the Army of God and the Holy + Church," and then, one and all flying to arms, they directed their + forces toward Northampton.[419] On their arrival there they at once + laid siege to the castle, but after having stayed there for fifteen + days, and having gained little or no advantage, they determined to + move their camp. Having come without _petrariae_[420] and other + engines of war, they, without accomplishing their purpose, + proceeded in confusion to the castle of Bedford....[421] + + [Sidenote: The city of London given over to the barons] + + When the army of the barons arrived at Bedford, they were received + with all respect by William de Beauchamp.[422] Messengers from the + city of London also came to them there, secretly telling them, if + they wished to get into that city, to come there immediately. The + barons, encouraged by the arrival of this agreeable message, + immediately moved their camp and arrived at Ware. After this they + marched the whole night and arrived early in the morning at the + city of London, and, finding the gates open, on the 24th of May + (which was the Sunday next before our Lord's ascension) they + entered the city without any tumult while the inhabitants were + performing divine service; for the rich citizens were favorable to + the barons, and the poor ones were afraid to murmur against them. + The barons, having thus got into the city, placed their own guards + in charge of each of the gates, and then arranged all matters in + the city at will.[423] They then took security from the citizens, + and sent letters through England to those earls, barons, and + knights who appeared to be still faithful to the king (though they + only pretended to be so) and advised them with threats, as they had + regard for the safety of all their property and possessions, to + abandon a king who was perjured and who made war against his + barons, and together with them to stand firm and fight against the + king for their rights and for peace; and that, if they refused to + do this, they, the barons, would make war against them all, as + against open enemies, and would destroy their castles, burn their + houses and other buildings, and pillage their warrens, parks, and + orchards.... The greatest part of these, on receiving the message + of the barons, set out to London and joined them, abandoning the + king entirely.... + + [Sidenote: The conference between the king and the barons] + + [Sidenote: The charter granted at Runnymede] + + King John, when he saw that he was deserted by almost all, so that + out of his regal superabundance of followers he retained scarcely + seven knights, was much alarmed lest the barons should attack his + castles and reduce them without difficulty, as they would find no + obstacle to their so doing. He deceitfully pretended to make peace + for a time with the aforesaid barons, and sent William Marshal, + earl of Pembroke, with other trustworthy messengers, to them, and + told them that, for the sake of peace and for the exaltation and + honor of the kingdom, he would willingly grant them the laws and + liberties they demanded. He sent also a request to the barons by + these same messengers that they appoint a suitable day and place to + meet and carry all these matters into effect. The king's messengers + then came in all haste to London, and without deceit, reported to + the barons all that had been deceitfully imposed on them. They in + their great joy appointed the fifteenth of June for the king to + meet them, at a field lying between Staines and Windsor.[424] + Accordingly, at the time and place agreed upon the king and nobles + came to the appointed conference, and when each party had stationed + itself some distance from the other, they began a long discussion + about terms of peace and the aforesaid liberties.... At length, + after various points on both sides had been discussed, King John, + seeing that he was inferior in strength to the barons, without + raising any difficulty, granted the underwritten laws and + liberties, and confirmed them by his charter as follows:-- + + [Here ensues the Charter.] + + +55. Extracts from the Charter + +No document in the history of any nation is more important than the +Great Charter; in the words of Bishop Stubbs, the whole of the +constitutional history of England is only one long commentary upon it. +Its importance lay not merely in the fact that it was won from an +unwilling sovereign by the united action of nobles, clergy, and +people, but also in the admirable summary which it embodies of the +fundamental principles of English government, so far as they had +ripened by the early years of the thirteenth century. The charter +contained almost nothing that was not old. It was not even an +instrument, like the Constitution of the United States, providing for +the creation of a new government. It merely sought to gather up within +a single reasonably brief document all the important principles which +the best of the English sovereigns had recognized, but which such +rulers as Richard and John had lately been improving every opportunity +to evade. The primary purpose of the barons in forcing the king to +grant the charter was not to get a new form of government or code of +laws, but simply to obtain a remedy for certain concrete abuses, to +resist the encroachments of the crown upon the traditional liberties +of Englishmen, and to get a full and definite confirmation of these +liberties in black and white. Not a new constitution was wanted, but +good government in conformity with the old one. Naturally enough, +therefore, the charter of 1215 was based in most of its important +provisions upon that granted by Henry I. in 1100, even as this one was +based on the righteous laws of the good Edward the Confessor. And +after the same manner the charter of King John, in its turn, became +the foundation for all future resistance of Englishmen to the evils of +misgovernment, so that very soon it came naturally to be called _Magna +Charta_--the Great Charter--by which designation it is known to this +day. + +King John was in no true sense the author of the charter. Many weeks +before the meeting at Runnymede the barons had drawn up their demands +in written form, and when that meeting occurred they were ready to lay +before the sovereign a formal document, in forty-nine chapters, to +which they simply requested his assent. This preliminary document was +discussed and worked over, the number of chapters being increased to +sixty-two, but the charter as finally agreed upon differed from it +only in minor details. It is a mistake to think of John as "signing" +the charter after the fashion of modern sovereigns. There is no +evidence that he could write, and at any rate he acquiesced in the +terms of the charter only by having his seal affixed to the paper. The +original "Articles of the Barons" is still preserved in the British +Museum, but there is no _one_ original Magna Charta in existence. +Duplicate copies of the document were made for distribution among the +barons, and papers which are generally supposed to represent four of +these still exist, two being in the British Museum. + +The charter makes a lengthy document and many parts of it are too +technical to be of service in this book; hence only a few of the most +important chapters are here given. Translations of the entire document +from the original Latin may be found in many places, among them the +University of Pennsylvania _Translations and Reprints_, Vol. I., No. +6; Lee, _Source Book of English History_, 169-180; Adams and Stephens, +_Select Documents Illustrative of English Constitutional History_, pp. +42-52; and the _Old South Leaflets_, No. 5. + + Source--Text in William Stubbs, _Select Charters Illustrative + of English Constitutional History_ (8th ed., Oxford, 1895), + pp. 296-306. Adapted from translation in Sheldon Amos, _Primer + of the English Constitution and Government_ (London, 1895), + pp. 189-201 _passim_. + + John, by the grace of God, king of England, lord of Ireland, duke + of Normandy, Aquitane, and count of Anjou, to his archbishops, + bishops, abbots, earls, barons, justiciaries, foresters, sheriffs, + governors, officers, and to all bailiffs, and his faithful + subjects, greeting. Know ye, that we, in the presence of God, and + for the salvation of our soul, and the souls of all our ancestors + and heirs, and unto the honor of God and the advancement of Holy + Church, and amendment of our Realm, ... have, in the first place, + granted to God, and by this our present Charter confirmed, for us + and our heirs forever: + + [Sidenote: Liberties of the English Church guaranteed] + + =1.= That the Church of England shall be free, and have her whole + rights, and her liberties inviolable; and we will have them so + observed that it may appear thence that the freedom of elections, + which is reckoned chief and indispensable to the English Church, + and which we granted and confirmed by our Charter, and obtained the + confirmation of the same from our Lord Pope Innocent III., before + the discord between us and our barons, was granted of mere free + will; which Charter we shall observe, and we do desire it to be + faithfully observed by our heirs forever.[425] + + [Sidenote: The rate of reliefs] + + =2.= We also have granted to all the freemen of our kingdom, for us + and for our heirs forever, all the underwritten liberties, to be + had and holden by them and their heirs, of us and our heirs + forever. If any of our earls, or barons, or others who hold of us + in chief by military service,[426] shall die, and at the time of + his death his heir shall be of full age, and owe a relief, he shall + have his inheritance by the ancient relief--that is to say, the + heir or heirs of an earl, for a whole earldom, by a hundred pounds; + the heir or heirs of a knight, for a whole knight's fee, by a + hundred shillings at most; and whoever oweth less shall give less, + according to the ancient custom of fees.[427] + + =3.= But if the heir of any such shall be under age, and shall be + in ward, when he comes of age he shall have his inheritance without + relief and without fine.[428] + + [Sidenote: The three aids] + + =12.= No scutage[429] or aid shall be imposed in our kingdom, + unless by the general council of our kingdom;[430] except for + ransoming our person, making our eldest son a knight, and once for + marrying our eldest daughter; and for these there shall be paid no + more than a reasonable aid. In like manner it shall be concerning + the aids of the City of London.[431] + + [Sidenote: The Great Council] + + =14.= And for holding the general council of the kingdom concerning + the assessment of aids, except in the three cases aforesaid, and + for the assessing of scutage, we shall cause to be summoned the + archbishops, bishops, abbots, earls, and greater barons of the + realm, singly by our letters. And furthermore, we shall cause to be + summoned generally, by our sheriffs and bailiffs, all others who + hold of us in chief, for a certain day, that is to say, forty days + before their meeting at least, and to a certain place. And in all + letters of such summons we will declare the cause of such summons. + And summons being thus made, the business shall proceed on the day + appointed, according to the advice of such as shall be present, + although all that were summoned come not.[432] + + =15.= We will not in the future grant to any one that he may take + aid of his own free tenants, except to ransom his body, and to make + his eldest son a knight, and once to marry his eldest daughter; and + for this there shall be paid only a reasonable aid.[433] + + =36.= Nothing from henceforth shall be given or taken for a writ of + inquisition of life or limb, but it shall be granted freely, and + not denied.[434] + + =39.= No freeman shall be taken or imprisoned, or disseised,[435] + or outlawed,[436] or banished, or in any way destroyed, nor will we + pass upon him, nor will we send upon him,[437] unless by the lawful + judgment of his peers,[438] or by the law of the land.[439] + + =40.= We will sell to no man, we will not deny to any man, either + justice or right.[440] + + [Sidenote: Freedom of commercial intercourse] + + =41.= All merchants shall have safe and secure conduct to go out + of, and to come into, England, and to stay there and to pass as + well by land as by water, for buying and selling by the ancient and + allowed customs, without any unjust tolls, except in time of war, + or when they are of any nation at war with us. And if there be + found any such in our land, in the beginning of the war, they shall + be detained, without damage to their bodies or goods, until it be + known to us, or to our chief justiciary, how our merchants be + treated in the nation at war with us; and if ours be safe there, + the others shall be safe in our dominions.[441] + + =42.= It shall be lawful, for the time to come, for any one to go + out of our kingdom and return safely and securely by land or by + water, saving his allegiance to us (unless in time of war, by some + short space, for the common benefit of the realm), except prisoners + and outlaws, according to the law of the land, and people in war + with us, and merchants who shall be treated as is above + mentioned.[442] + + =51.= As soon as peace is restored, we will send out of the kingdom + all foreign knights, cross-bowmen, and stipendiaries, who are come + with horses and arms to the molestation of our people.[443] + + =60.= All the aforesaid customs and liberties, which we have + granted to be holden in our kingdom, as much as it belongs to us, + all people of our kingdom, as well clergy as laity, shall observe, + as far as they are concerned, towards their dependents.[444] + + [Sidenote: How the charter was to be enforced] + + =61.= And whereas, for the honor of God and the amendment of our + kingdom, and for the better quieting the discord that has arisen + between us and our barons, we have granted all these things + aforesaid. Willing to render them firm and lasting, we do give and + grant our subjects the underwritten security, namely, that the + barons may choose five and twenty barons of the kingdom, whom they + think convenient, who shall take care, with all their might, to + hold and observe, and cause to be observed, the peace and liberties + we have granted them, and by this our present Charter + confirmed....[445] + + =63.= ... It is also sworn, as well on our part as on the part of + the barons, that all the things aforesaid shall be observed in good + faith, and without evil duplicity. Given under our hand, in the + presence of the witnesses above named, and many others, in the + meadow called Runnymede, between Windsor and Staines, the 15th day + of June, in the 17th year of our reign. + + +FOOTNOTES: + +[408] The barons attended the meeting under the pretense of making a +religious pilgrimage. + +[409] This charter, granted at the coronation of Henry I. in 1100, +contained a renunciation of the evil practices which had marked the +government of William the Conqueror and William Rufus. It was from +this document mainly that the barons in 1215 drew their constitutional +programme. + +[410] The Knights Templars, having purchased all that part of the +banks of the Thames lying between Whitefriars and Essex Street, +erected on it a magnificent structure which was known as the New +Temple, in distinction from the Old Temple on the south side of +Holborn. Meetings of Parliament and of the king's council were +frequently held in the New Temple; here also were kept the crown +jewels. Ultimately, after the suppression of the Templars by Edward +II., the Temple became one of England's most celebrated schools of +law. + +[411] This refers to the king's absolution at the hands of Stephen +Langton, archbishop of Canterbury, July 20, 1213, after his submission +to the papacy. At that time John took an oath on the Bible to the +effect that he would restore the good laws of his forefathers and +render to all men their rights. + +[412] The exact day upon which John took the crusader's vow is +uncertain. It was probably Ash Wednesday (March 4), 1215. The king's +object was in part to get the personal protection which the sanctity +of the vow carried with it and in part to enlist the sympathies of the +Pope and make it appear that the barons were guilty of interfering +with a crusade. + +[413] On the southern border of Lincolnshire. + +[414] On the Thames in Oxfordshire. This statement of the chronicler +is incorrect. John was yet in London. + +[415] Octave means the period of eight days following a religious +festival. This Monday was April 27. + +[416] Brackley is about twenty-two miles north of Oxford. + +[417] Henry I.'s charter, 1100. + +[418] Edward the Confessor, king from 1042 to 1066. + +[419] In the county of Northampton, in central England. + +[420] Engines for hurling stones. + +[421] About twenty miles southeast of Northampton. + +[422] The commander of Bedford Castle. + +[423] The loss of London by the king was a turning point in the +contest. Thereafter the barons' party gained rapidly and its complete +success was only a question of time. + +[424] Runnymede, on the Thames. + +[425] The charter referred to, in which the liberties of the Church +were confirmed, was granted in November, 1214, and renewed in +January, 1215. It was in the nature of a bribe offered the clergy by +the king in the hope of winning their support in his struggle with the +barons. The liberty granted was particularly that of "canonical +election," i.e., the privilege of the cathedral chapters to elect +bishops without being dominated in their choice by the king. Henry +I.'s charter (1100) contained a similar provision, but it had not been +observed in practice. + +[426] Tenants _in capite_, i.e., men holding land directly from the +king on condition of military service. + +[427] The object of this chapter is, in general, to prevent the +exaction of excessive reliefs. The provision of Henry I.'s charter +that reliefs should be just and reasonable had become a dead letter. + +[428] During the heir's minority the king received the profits of the +estate; in consequence of this the payment of relief by such an heir +was to be remitted. + +[429] Scutage (from _scutum_, shield) was payment made to the king by +persons who owed military service but preferred to give money instead. +Scutage levied by John had been excessively heavy. + +[430] The General, or Great, Council was a feudal body made up of the +king's tenants-in-chief, both greater and lesser lords. This chapter +puts a definite, even though not very far-reaching, limitation upon +the royal power of taxation, and so looks forward in a way to the +later regime of taxation by Parliament. + +[431] London had helped the barons secure the charter and was rewarded +by being specifically included in its provisions. + +[432] Here we have a definite statement as to the composition of the +Great Council. The distinction between greater and lesser barons is +mentioned as early as the times of Henry I. (1100-1135). In a general +way it may be said that the greater barons (together with the greater +clergy) developed into the House of Lords and the lesser ones, along +with the ordinary free-holders, became the "knights of the shire," who +so long made up the backbone of the Commons. In the thirteenth century +comparatively few of the lesser barons attended the meetings of the +Council. Attendance was expensive and they were not greatly interested +in the body's proceedings. It should be noted that the Great Council +was in no sense a legislative assembly. + +[433] It is significant that the provisions of the charter which +prohibit feudal exactions were made by the barons to apply to +themselves as well as to the king. + +[434] This is an important legal enactment whose purpose is to prevent +prolonged imprisonment, without trial, of persons accused of serious +crime. A person accused of murder, for example, could not be set at +liberty under bail, but he could apply for a writ _de odio et atia_ +("concerning hatred and malice") which directed the sheriff to make +inquest by jury as to whether the accusation had been brought by +reason of hatred and malice. If the jury decided that the accusation +had been so brought, the accused person could be admitted to bail +until the time for his regular trial. This will occur to one as being +very similar to the principle of _habeas corpus_. John had been +charging heavy fees for these writs _de odio et atia_, or "writs of +inquisition of life and limb," as they are called in the charter; +henceforth they were to be issued freely. + +[435] To disseise a person is to dispossess him of his freehold +rights. + +[436] Henceforth a person could be outlawed, i.e., declared out of the +protection of the law, only by the regular courts. + +[437] That is, use force upon him, as John had frequently done. + +[438] The term "peers," as here used, means simply equals in rank. The +present clause does not yet imply trial by jury in the modern sense. +It comprises simply a narrow, feudal demand of the nobles to be judged +by other nobles, rather than by lawyers or clerks. Jury trial was +increasingly common in the thirteenth century, but it was not +guaranteed in the Great Charter. + +[439] This chapter is commonly regarded as the most important in the +charter. It undertakes to prevent arbitrary imprisonment and to +protect private property by laying down a fundamental principle of +government which John had been constantly violating and which very +clearly marked the line of distinction between a limited and an +absolute monarchy. + +[440] The principle is here asserted that justice in the courts should +be open to all, and without the payment of money to get judgment +hastened or delayed. Extortions of this character did not cease in +1215, but they became less exorbitant and arbitrary. + +[441] The object of this chapter is to encourage commerce by +guaranteeing foreign merchants the same treatment that English +merchants received in foreign countries. The tolls imposed on traders +by the cities, however, were not affected and they continued a serious +obstacle for some centuries. + +[442] This chapter provides that, except under the special +circumstances of war, any law-abiding Englishman might go abroad +freely, provided only he should remain loyal to the English crown. The +rule thus established continued in effect until 1382, when it was +enacted that such privileges should belong only to lords, merchants, +and soldiers. + +[443] During the struggle with the barons, John had brought in a +number of foreign mercenary soldiers or "stipendiaries." All classes +of Englishmen resented this policy and the barons improved the +opportunity offered by the charter to get a promise from the king to +dispense with his continental mercenaries as quickly as possible. + +[444] This chapter provides that the charter's regulation of feudal +customs should apply to the barons just as to the king. The barons' +tenants were to be protected from oppression precisely as were the +barons themselves. These tenants had helped in the winning of the +charter and were thus rewarded for their services. + +[445] The chapter goes on at considerable length to specify the manner +in which, if the king should violate the terms of the charter, the +commission of twenty-five barons should proceed to bring him to +account. Even the right of making war was given them, in case it +should become necessary to resort to such an extreme measure. + + + + +CHAPTER XIX. + +THE REIGN OF SAINT LOUIS + + +56. The Character and Deeds of the King as Described by Joinville + +Louis IX., or St. Louis, as he is commonly called, was the eldest son +of Louis VIII. and a grandson of Philip Augustus. He was born in 1214 +and upon the death of his father in 1226 he succeeded to the throne of +France while yet but a boy of twelve. The recent reign of Philip +Augustus (1180-1223) had been a period marked by a great increase in +the royal power and by a corresponding lessening of the independent +authority of the feudal magnates. The accession of a boy-king was +therefore hailed by the discontented nobles as an opportunity to +recover something at least of their lost privileges. It would +doubtless have been such but for the vigilance, ability, and masculine +aggressiveness of the young king's mother, Blanche of Castile. Aided +by the clergy and the loyal party among the nobles, she, in the +capacity of regent, successfully defended her son's interests against +a succession of plots and uprisings, with the result that when Louis +gradually assumed control of affairs in his own name, about 1236, the +realm was in good order and the dangers which once had been so +threatening had all but disappeared. The king's education and moral +training had been well attended to, and he arrived at manhood with +an equipment quite unusual among princes of his day. His reign +extended to 1270 and became in some respects the most notable in all +French history. In fact, whether viewed from the standpoint of his +personal character or his practical achievements, St. Louis is +generally admitted to have been one of the most remarkable sovereigns +of mediaeval Europe. He was famous throughout Christendom for his +piety, justice, wisdom, and ability, being recognized as at once a +devoted monk, a brave knight, and a capable king. In him were blended +two qualities--vigorous activity and proneness to austere +meditation--rarely combined in such measure in one person. His +character may be summed up by saying that he had all the virtues of +his age and few of its vices. No less cynical a critic than Voltaire +has declared that he went as far in goodness as it is possible for a +man to go. + +Saint Louis being thus so interesting a character in himself, it is +very fortunate that we have an excellent contemporary biography of +him, from the hand of a friend and companion who knew him well. Sire +de Joinville's _Histoire de Saint Louis_ is a classic of French +literature and in most respects the best piece of biographical writing +that has come down to us from the Middle Ages. Joinville, or more +properly John, lord of Joinville, was born in Champagne, in northern +France, probably in 1225. His family was one of the most distinguished +in Champagne and he himself had all the advantages that could come +from being brought up at the refined court of the count of this +favored district. In 1248, when St. Louis set out on his first +crusading expedition, Joinville, only recently become of age, took the +cross and became a follower of the king, joining him in Cyprus and +there first definitely entering his service. During the next six years +the two were inseparable companions, and even after Joinville, in +1254, retired from the king's service in order to manage his estates +in Champagne he long continued to make frequent visits of a social +character to the court. + +Joinville's memoirs of St. Louis were completed about 1309--probably +nine years before the death of the author--and they were first +published soon after the death of Philip the Fair in 1314. They +constitute by far the most important source of information on the +history of France in the middle portion of the thirteenth century. +Joinville had the great advantage of intimate acquaintance and long +association with King Louis and, what is equally important, he seems +to have tried to write in a spirit of perfect fairness and justice. He +was an ardent admirer of Louis, but his biography did not fall into +the tempting channel of mere fulsome and indiscriminate praise. +Moreover, the work is a biography of the only really satisfactory +type; it is not taken up with a bare recital of events in the life of +the individual under consideration, but it has a broad background +drawn from the general historical movements and conditions of the +time. Its most obvious defects arise from the fact that it comprises +largely the reminiscences of an old man, which are never likely to be +entirely accurate or well-balanced. In his dedication of the treatise +to Louis, eldest son of Philip IV., the author relates that it had +been written at the urgent solicitation of the deceased king's widow. + +The biography in print makes a good-sized volume and it is possible, +of course, to reproduce here but a few significant passages from it. +But these are perhaps sufficient to show what sort of man the +saint-king really was, and it is just this insight into the character +of the men of the Middle Ages that is most worth getting--and the +hardest thing, as a rule, to get. Incidentally, the extract throws +some light on the methods of warfare employed by the crusaders and the +Turks. + + Source--Jean, Sire de Joinville, _Histoire de Saint Louis_. + Text edited by M. Joseph Noel (Natalis de Wailly) and + published by the Societe de l'Histoire de France (Paris, + 1868). Translated by James Hutton under title of _Saint Louis, + King of France_ (London, 1868), _passim_. + + [Sidenote: The king's birth] + + As I have heard him say, he [Saint Louis] was born on the day of + St. Mark the Evangelist,[446] shortly after Easter. On that day the + cross is carried in procession in many places, and in France they + are called black crosses. It was therefore a sort of prophecy of + the great numbers of people who perished in those two crusades, + i.e., in that to Egypt, and in that other, in the course of which + he died at Carthage;[447] for many great sorrows were there on that + account in this world, and many great joys are there now in + Paradise on the part of those who in those two pilgrimages died + true crusaders. + + [Sidenote: His early training] + + God, in whom he put his trust, preserved him ever from his infancy + to the very last; and especially in his infancy did He preserve him + when he stood in need of help, as you will presently hear. As for + his soul, God preserved it through the pious instructions of his + mother, who taught him to believe in God and to love Him, and + placed about him none but ministers of religion. And she made him, + while he was yet a child, attend to all his prayers and listen to + the sermons on saints' days. He remembered that his mother used + sometimes to tell him that she would rather he were dead than that + he should commit a deadly sin. + + [Sidenote: Difficulties at the beginning of his reign] + + Sore need of God's help had he in his youth, for his mother, who + came out of Spain, had neither relatives nor friends in all the + realm of France. And because the barons of France saw that the king + was an infant, and the queen, his mother, a foreigner, they made + the count of Boulogne, the king's uncle, their chief, and looked up + to him as their lord.[448] After the king was crowned, some of the + barons asked of the queen to bestow upon them large domains; and + because she would do nothing of the kind all the barons assembled + at Corbei.[449] And the sainted king related to me how neither he + nor his mother, who were at Montlheri,[450] dared to return to + Paris, until the citizens of Paris came, with arms in their hands, + to escort them. He told me, too, that from Montlheri to Paris the + road was filled with people, some with and some without weapons, + and that all cried unto our Lord to give him a long and happy life, + and to defend and preserve him from his enemies.... + + [Sidenote: Louis takes the cross] + + After these things it chanced, as it pleased God, that great + illness fell upon the king at Paris, by which he was brought to + such extremity that one of the women who watched by his side wanted + to draw the sheet over his face, saying that he was dead; but + another woman, who was on the other side of the bed, would not + suffer it, for the soul, she said, had not yet left the body. While + he was listening to the dispute between these two, our Lord wrought + upon him and quickly sent him health; for before that he was dumb, + and could not speak. He demanded that the cross should be given to + him, and it was done. When the queen, his mother, heard that he had + recovered his speech, she exhibited as much joy as could be; but + when she was told by himself that he had taken the cross, she + displayed as much grief as if she had seen him dead. + + [Sidenote: Prominent Frenchmen who followed his example] + + After the king put on the cross, Robert, count of Artois, Alphonse, + count of Poitiers, Charles, count of Anjou, who was afterwards king + of Sicily--all three brothers of the king--also took the cross; as + likewise did Hugh, duke of Burgundy, William, count of Flanders + (brother to Count Guy of Flanders, the last who died), the good + Hugh, count of Saint Pol, and Monseigneur Walter, his nephew, who + bore himself right manfully beyond seas, and would have been of + great worth had he lived. There was also the count of La Marche, + and Monseigneur Hugh le Brun, his son; the count of Sarrebourg, and + Monseigneur d'Apremont, his brother, in whose company I myself, + John, Seigneur de Joinville, crossed the sea in a ship we + chartered, because we were cousins; and we crossed over in all + twenty knights, nine of whom followed the count of Sarrebourg, and + nine were with me.... + + The king summoned his barons to Paris, and made them swear to keep + faith and loyalty towards his children if anything happened to + himself on the voyage. He asked the same of me, but I refused to + take any oath, because I was not his vassal.... + + [Sidenote: Embarking on the Mediterranean] + + In the month of August we went on board our ships at the Rock of + Marseilles. The day we embarked the door of the vessel was opened, + and the horses that we were to take with us were led inside. Then + they fastened the door and closed it up tightly, as when one sinks + a cask, because when the ship is at sea the whole of the door is + under water. When the horses were in, our sailing-master called out + to his mariners who were at the prow: "Are you all ready?" And they + replied: "Sir, let the clerks and priests come forward." As soon + as they had come nigh, he shouted to them; "Chant, in God's name!" + And they with one voice chanted, "_Veni, Creator Spiritus._" Then + the master called out to his men: "Set sail, in God's name!" And + they did so. And in a little time the wind struck the sails and + carried us out of sight of land, so that we saw nothing but sea and + sky; and every day the wind bore us farther away from the land + where we were born. And thereby I show you how foolhardy he must be + who would venture to put himself in such peril with other people's + property in his possession, or while in deadly sin; for when you + fall asleep at night you know not but that ere the morning you may + be at the bottom of the sea. + + [Sidenote: Preparations made in Cyprus] + + When we reached Cyprus, the king was already there, and we found an + immense supply of stores for him, i.e., wine-stores and granaries. + The king's wine-stores consisted of great piles of casks of wine, + which his people had purchased two years before the king's arrival + and placed in an open field near the seashore. They had piled them + one upon the other, so that when seen from the front they looked + like a farmhouse. The wheat and barley had been heaped up in the + middle of the field, and at first sight looked like hills; for the + rain, which had long beaten upon the corn, had caused it to sprout, + so that nothing was seen but green herbage. But when it was desired + to transport it to Egypt, they broke off the outer coating with the + green herbage, and the wheat and barley within were found as fresh + as if they had only just been threshed out. + + [Sidenote: An embassy from the Khan] + + The king, as I have heard him say, would gladly have pushed on to + Egypt without stopping, had not his barons advised him to wait for + his army, which had not all arrived. While the king was sojourning + in Cyprus, the great Khan of Tartary[451] sent envoys to him, the + bearers of very courteous messages. Among other things, he told him + that he was ready to aid him in conquering the Holy Land and in + delivering Jerusalem out of the hands of the Saracens. The king + received the messengers very graciously, and sent some to the Khan, + who were two years absent before they could return. And with his + messengers the king sent to the Khan a tent fashioned like a + chapel, which cost a large sum of money, for it was made of fine + rich scarlet cloth. And the king, in the hope of drawing the Khan's + people to our faith, caused to be embroidered inside the chapel, + pictures representing the Annunciation of Our Lady, and other + articles of faith. And he sent these things to them by the hands of + two friars, who spoke the Saracen language, to teach and point out + to them what they ought to believe.... + + [Sidenote: The departure from Cyprus] + + As soon as March came round, the king, and, by his command, the + barons and other pilgrims, gave orders that the ships should be + laden with wine and provisions, to be ready to sail when the king + should give the signal. It happened that when everything was ready, + the king and queen withdrew on board their ship on the Friday + before Whitsunday, and the king desired his barons to follow in his + wake straight towards Egypt. On Saturday[452] the king set sail, + and all the other vessels at the same time, which was a fine sight + to behold, for it seemed as if the whole sea, as far as the eye + could reach, was covered with sails, and the number of ships, + great and small, was reckoned at 1,800....[453] + + [Sidenote: Decision to proceed against Cairo] + + Upon the arrival of the count of Poitiers, the king summoned all + the barons of the army to decide in what direction he should march, + whether towards Alexandria, or towards Babylon.[454] It resulted + that the good Count Peter of Brittany, and most of the barons of + the army, were of the opinion that the king should lay siege to + Alexandria, because that city is possessed of a good port where the + vessels could lie that should bring provisions for the army. To + this the count of Artois was opposed. He said that he could not + advise going anywhere except to Babylon, because that was the chief + town in all the realm of Egypt; he added, that whosoever wished to + kill a serpent outright should crush its head. The king set aside + the advice of his barons, and held to that of his brother. + + At the beginning of Advent, the king set out with his army to march + against Babylon, as the count of Artois had counseled him. Not far + from Damietta we came upon a stream of water which issued from the + great river [Nile], and it was resolved that the army should halt + for a day to dam up this branch, so that it might be crossed. The + thing was done easily enough, for the arm was dammed up close to + the great river. At the passage of this stream the sultan sent 500 + of his knights, the best mounted in his whole army, to harass the + king's troops, and retard our march. + + [Sidenote: A skirmish between the Saracens and the Templars] + + On St. Nicholas's day[455] the king gave the order to march and + forbade that any one should be so bold as to sally out upon the + Saracens who were before us. So it chanced that when the army was + in motion to resume the march and the Turks saw that no one would + sally out against them, and learned from their spies that the king + had forbidden it, they became emboldened and attacked the + Templars,[456] who formed the advance-guard. And one of the Turks + hurled to the ground one of the knights of the Temple, right before + the feet of the horse of Reginald de Bichiers, who was at that time + Marshal of the Temple. When the latter saw this, he shouted to the + other brethren: "Have at them, in God's name! I cannot suffer any + more of this." He dashed in his spurs, and all the army did + likewise. Our people's horses were fresh, while those of the Turks + were already worn out. Whence it happened, as I have heard, that + not a Turk escaped, but all perished, several of them having + plunged into the river, where they were drowned....[457] + + One evening when we were on duty near the cat castles, they brought + against us an engine called _pierriere_,[458] which they had never + done before, and they placed Greek fire[459] in the sling of the + engine. When Monseigneur Walter de Cureil, the good knight, who + was with me, saw that, he said to us: "Sirs, we are in the greatest + peril we have yet been in; for if they set fire to our towers, and + we remain here, we are dead men, and if we leave our posts which + have been intrusted to us, we are put to shame; and no one can + rescue us from this peril save God. It is therefore my opinion and + my advice to you that each time they discharge the fire at us we + should throw ourselves upon our elbows and knees, and pray our Lord + to bring us out of this danger." + + [Sidenote: The Saracens make use of Greek fire] + + As soon as they fired we threw ourselves upon our elbows and knees, + as he had counseled us. The first shot they fired came between our + two cat castles, and fell in front of us on the open place which + the army had made for the purpose of damming the river. Our men + whose duty it was to extinguish fires were all ready for it; and + because the Saracens could not aim at them on account of the two + wings of the sheds which the king had erected there, they fired + straight up towards the clouds, so that their darts came down from + above upon the men. The nature of the Greek fire was in this wise, + that it rushed forward as large around as a cask of verjuice,[460] + and the tail of the fire which issued from it was as big as a + large-sized spear. It made such a noise in coming that it seemed as + if it were a thunderbolt from heaven and looked like a dragon + flying through the air. It cast such a brilliant light that in the + camp they could see as clearly as if it were daytime, because of + the light diffused by such a bulk of fire. Three times that night + they discharged the Greek fire at us, and four times they sent it + from the fixed cross-bows. Each time that Our sainted king heard + that they had discharged the Greek fire at us, he dressed himself + on his bed and stretched out his hands towards our Lord, and prayed + with tears: "Fair Sire God, preserve me my people!" And I verily + believe that his prayers stood us in good stead in our hour of + need. That evening, every time the fire fell, he sent one of his + chamberlains to inquire in what state we were and if the fire had + done us any damage. One time when they threw it, it fell close to + the cat castle which Monseigneur de Courtenay's people were + guarding, and struck on the river-bank. Then a knight named + Aubigoiz called to me and said: "Sir, if you do not help us we are + all burnt, for the Saracens have discharged so many of their darts + dipped in Greek fire that there is of them, as it were, a great + blazing hedge coming towards our tower." + + We ran forward and hastened thither and found that he spoke the + truth. We extinguished the fire, but before we had done so the + Saracens covered us with the darts they discharged from the other + side of the river. + + [Sidenote: Progress of the conflict] + + The king's brothers mounted guard on the roof of the cat castles to + fire bolts from cross-bows against the Saracens, and which fell + into their camp. The king had commanded that when the king of + Sicily[461] mounted guard in the daytime at the cat castles, we + were to do so at night. One day when the king of Sicily was keeping + watch, which we should have to do at night, we were in much trouble + of mind because the Saracens had shattered our cat castles. The + Saracens brought out the _pierriere_ in the daytime, which they had + hitherto done only at night, and discharged the Greek fire at our + towers. They had advanced their engines so near to the causeway + which the army had constructed to dam the river that no one dared + to go to the towers, because of the huge stones which the engines + flung upon the road. The consequence was that our two towers were + burned, and the king of Sicily was so enraged about it that he came + near flinging himself into the fire to extinguish it. But if he + were wrathful, I and my knights, for our part, gave thanks to God; + for if we had mounted guard at night, we should all have been + burned....[462] + + It came to pass that the sainted king labored so much that the + king of England, his wife, and children, came to France to treat + with him about peace between him and them. The members of his + council were strongly opposed to this peace, and said to him: + + [Sidenote: The treaty of Paris, 1259] + + "Sire, we greatly marvel that it should be your pleasure to yield + to the king of England such a large portion of your land, which you + and your predecessors have won from him, and obtained through + forfeiture. It seems to us that if you believe you have no right to + it, you do not make fitting restitution to the king of England + unless you restore to him all the conquests which you and your + predecessors have made; but if you believe that you have a right to + it, it seems to us that you are throwing away all that you yield to + him." + + To this the sainted king replied after this fashion: "Sirs, I am + certain that the king of England's predecessors lost most justly + the conquests I hold; and the land which I give up to him I do not + give because I am bound either towards himself or his heirs, but to + create love between his children and mine, who are first cousins. + And it seems to me that I am making a good use of what I give to + him, because before he was not my vassal, but now he has to render + homage to me."...[463] + + After the king's return from beyond sea, he lived so devoutly that + he never afterwards wore furs of different colors, nor + minnever,[464] nor scarlet cloth, nor gilt stirrups or spurs. His + dress was of camlet[465] and of a dark blue cloth; the linings of + his coverlets and garments were of doeskin or hare-legs. + + [Sidenote: The king's personal traits] + + When rich men's minstrels entered the hall after the repast, + bringing with them their viols, he waited to hear grace until the + minstrel had finished his chant; then he rose and the priests who + said grace stood before him. When we were at his court in a private + way,[466] he used to sit at the foot of his bed, and when the + Franciscans and Dominicans[467] who were there spoke of a book that + would give him pleasure, he would say to them: "You shall not read + to me, for, after eating, there is no book so pleasant as + _quolibets_,"--that is, that every one should say what he likes. + When men of quality dined with him, he made himself agreeable to + them.... + + [Sidenote: His primitive method of dispensing justice] + + Many a time it happened that in the summer he would go and sit down + in the wood at Vincennes,[468] with his back to an oak, and make us + take our seats around him. And all those who had complaints to make + came to him, without hindrance from ushers or other folk. Then he + asked them with his own lips: "Is there any one here who has a + cause?"[469] Those who had a cause stood up, when he would say to + them: "Silence all, and you shall be dispatched one after the + other." Then he would call Monseigneur de Fontaines, or Monseigneur + Geoffrey de Villette, and would say to one of them: "Dispose of + this case for me." When he saw anything to amend in the words of + those who spoke for others, he would correct it with his own lips. + Sometimes in summer I have seen him, in order to administer justice + to the people, come into the garden of Paris dressed in a camlet + coat, a surcoat of woollen stuff, without sleeves, a mantle of + black taffety around his neck, his hair well combed and without + coif, a hat with white peacock's feathers on his head. Carpets were + spread for us to sit down upon around him, and all the people who + had business to dispatch stood about in front of him. Then he would + have it dispatched in the same manner as I have already described + in the wood of Vincennes. + + +FOOTNOTES: + +[446] April 25, 1215. + +[447] Louis started on his first crusade in August, 1248. After a +series of disasters in Egypt he managed to reach the Holy Land, where +he spent nearly four years fortifying the great seaports. He returned +to France in July, 1254. Sixteen years later, in July, 1270, he +started on his second crusade. He had but reached Carthage when he was +suddenly taken ill and compelled to halt the expedition. He died there +August 25, 1270. Louis was as typical a crusader as ever lived, but in +his day men of his kind were few; the great era of crusading +enterprise was past. + +[448] This was Philip, son of Philip Augustus. The lands of the count +of Boulogne lay on the coast of the English Channel north of the +Somme. + +[449] An important church center about seventy miles north of Paris. + +[450] A town a few miles south of Paris. + +[451] In the early years of the thirteenth century, an Asiatic +chieftain by the name of Genghis Khan built up a vast empire of Mongol +or Tartar peoples, which for a time stretched all the way from China +to eastern Germany. The rise and westward expansion of this barbarian +power spread alarm throughout Christendom, and with good reason, for +it was with great difficulty that the Tartar sovereigns were prevented +from extending their dominion over Germany and perhaps over all +western Europe. After the first feeling of terror had passed, however, +it began to be considered that possibly the Asiatic conquerors might +yet be made to serve the interests of Christendom. They were not +Mohammedans, and Christian leaders saw an opportunity to turn them +against the Saracen master of the coveted Holy Land. Louis IX.'s +reception of an embassy from Ilchikadai, one of the Tartar khans, or +sovereigns, was only one of several incidents which illustrate the +efforts made in this direction. After this episode the Tartars +advanced rapidly into Syria, taking the important cities of Damascus +and Aleppo; but a great defeat, September 3, 1260, by the sultan Kutuz +at Ain Talut stemmed the tide of invasion and compelled the Tartars to +retire to their northern dominions. + +[452] May 21, 1249. + +[453] Joinville here gives an account of the first important +undertaking of the crusaders--the capture of Damietta. After this +achievement the king resolved to await the arrival of his brother, the +count of Poitiers, with additional troops. The delay thus occasioned +was nearly half a year in length, i.e., until October. + +[454] This was a common designation of Cairo, the Saracen capital of +Egypt. + +[455] December 6. + +[456] The order of the Templars was founded in 1119 to afford +protection to pilgrims in Palestine. The name was taken from the +temple of Solomon, in Jerusalem, near which the organization's +headquarters were at first established. The Templars, in their early +history, were a military order and they had a prominent part in most +of the crusading movements after their foundation. + +[457] At this point Joinville gives an extended description of the +Nile and its numerous mouths. King Louis found himself on the bank of +one of the streams composing the delta, with the sultan's army drawn +up on the other side to prevent the Christians from crossing. Louis +determined to construct an embankment across the stream, so that his +troops might cross and engage in battle with the enemy. To protect the +men engaged in building the embankment, two towers, called cat castles +(because they were in front of two cats, or covered galleries) were +erected. Under cover of these, the work of constructing a passageway +went on, though the Saracens did not cease to shower missiles upon the +laborers. + +[458] An instrument intended primarily for the hurling of stones. + +[459] Greek fire was made in various ways, but its main ingredients +were sulphur, Persian gum, pitch, petroleum, and oil. It was a highly +inflammable substance and when once ignited could be extinguished only +by the use of vinegar or sand. It was used quite extensively by the +Saracens in their battles with the crusaders, being usually projected +in the form of fire-balls from hollow tubes. + +[460] An acid liquor made from sour apples or grapes. + +[461] Charles, count of Anjou--a brother of Saint Louis. + +[462] Joinville's story of the remainder of the campaign in Egypt is a +long one. Enough has been given to show something of the character of +the conflicts between Saracen and crusader. In the end Louis was +compelled to withdraw his shattered army. He then made his way to the +Holy Land in the hope of better success, but the four years he spent +there were likewise a period of disappointment. + +[463] The treaty here referred to is that of Paris, negotiated by +Louis IX. and Henry III. in 1259. By it the English king renounced his +claim to Normandy, Maine, Anjou, Touraine, and Poitou, while Louis IX. +ceded to Henry the Limousin, Perigord, and part of Saintonge, besides +the reversion of Agenais and Quercy. The territories thus abandoned by +the French were to be annexed to the duchy of Guienne, for which Henry +III. was to render homage to the French king, just as had been +rendered by the English sovereigns before the conquests of Philip +Augustus. Manifestly Louis IX.'s chief motive in yielding possession +of lands he regarded as properly his was to secure peace with England +and to get the homage of the English king for Guienne. For upwards of +half a century the relations of England and France had been strained +by reason of the refusal of Henry III. to recognize the conquests of +Philip Augustus and to render the accustomed homage. The treaty of +Paris was important because it regulated the relations of France and +England to the outbreak of the Hundred Years' War. It undertook to +perpetuate the old division of French soil between the English and +French monarchs--an arrangement always fruitful of discord and +destined, more than anything else, to bring on the great struggle of +the fourteenth and fifteenth centuries between the two nations [see p. +417 ff.]. + +[464] A fur much esteemed in the Middle Ages. It is not known whether +it was the fur of a single animal or of several kinds combined. + +[465] A woven fabric made of camel's hair. + +[466] After his retirement from the royal service in 1254 Joinville +frequently made social visits at Louis's court. + +[467] On the Franciscans and Dominicans [see p. 360]. + +[468] To the east from Paris--now a suburb of that city. The chateau +of Vincennes was one of the favorite royal residences. + +[469] That is, a case in law. + + + + +CHAPTER XX. + +MUNICIPAL ORGANIZATION AND ACTIVITY + + +57. Some Twelfth Century Town Charters + +In the times of the Carolingians the small and scattered towns and +villages of western Europe, particularly of France, were inhabited +mainly by serfs and villeins, i.e., by a dependent rather than an +independent population. With scarcely an exception, these urban +centers belonged to the lords of the neighboring lands, who +administered their affairs through mayors, provosts, bailiffs, or +other agents, collected from them seigniorial dues as from the rural +peasantry, and, in short, took entire charge of matters of justice, +finance, military obligations, and industrial arrangements. There was +no local self-government, nothing in the way of municipal organization +separate from the feudal regime, and no important burgher class as +distinguished from the agricultural laborers. By the twelfth century a +great transformation is apparent. France has come to be dotted with +strong and often largely independent municipalities, and a powerful +class of bourgeoisie, essentially anti-feudal in character, has risen +to play an increasing part in the nation's political and economic +life. In these new municipalities there is a larger measure of freedom +of person, security of property, and rights of self-government than +Europe had known since the days of Charlemagne, perhaps even since the +best period of the Roman Empire. + +The reason for this transformation--in other words, the origin of +these new municipal centers--has been variously explained. One theory +is that the municipal system of the Middle Ages was essentially a +survival of that which prevailed in western Europe under the fostering +influence of Rome. The best authorities now reject this view, for +there is every reason to believe that, speaking generally, the +barbarian invasions and feudalism practically crushed out the +municipal institutions of the Empire. Another theory ascribes the +origin of mediaeval municipal government to the merchant and craft +guilds, particularly the former; but there is little evidence to +support the view. Undeniably the guild was an important factor in +drawing groups of burghers together and forming centers of combination +against local lords, but it was at best only one of several forces +tending to the growth of municipal life. Other factors of larger +importance were the military and the commercial. On the one hand, the +need of protection led people to flock to fortified places--castles or +monasteries--and settle in the neighborhood; on the other, the growth +of commerce and industry, especially after the eleventh century, +caused strategic places like the intersection of great highways and +rivers to become seats of permanent and growing population. The towns +which thus sprang up in response to new conditions and necessities in +time took on a political as well as a commercial and industrial +character, principally through the obtaining of charters from the +neighboring lords, defining the measure of independence to be enjoyed +and the respective rights of lord and town. Charters of the sort were +usually granted by the lord, not merely because requested by the +burghers, but because they were paid for and constituted a valuable +source of revenue. Not infrequently, however, a charter was wrested +from an unwilling lord through open warfare. It was in the first half +of the twelfth century that town charters became common. As a rule +they were obtained by the larger towns (it should be borne in mind +that a population of 10,000 was large in the twelfth century), but not +necessarily so, for many villages of two or three hundred people +secured them also. + +The two great classes of towns were the _villes libres_ (free towns) +and the _villes franches_, or _villes de bourgeoisie_ (franchise, or +chartered, towns). The free towns enjoyed a large measure of +independence. In relation to their lords they occupied essentially the +position of vassals, with the legislative, financial, and judicial +privileges which by the twelfth century all great vassals had come to +have. The burghers elected their own officers, constituted their own +courts, made their own laws, levied taxes, and even waged war. The +leading types of free cities were the communes of northern France +(governed by a provost and one or more councils, often essentially +oligarchical) and the consulates of southern France and northern Italy +(distinguished from the communes by the fact that the executive was +made up of "consuls," and by the greater participation of the local +nobility in town affairs). A typical free town of the commune type, +was Laon, in the region of northern Champagne. In 1109 the bishop of +Laon, who was lord of the city, consented to the establishment of a +communal government. Three years later he sought to abolish it, with +the result that an insurrection was stirred up in which he lost his +life. King Louis VI. intervened and the citizens were obliged to +submit to the authority of the new bishop, though in 1328 fear of +another uprising led this official to renew the old grant. The act was +ratified by Louis VI. in the text (a) given below. + +The other great class of towns--the franchise towns--differed from the +free towns in having a much more limited measure of political and +economic independence. They received grants of privileges, or +"franchises," from their lord, especially in the way of restrictions +of rights of the latter over the persons and property of the +inhabitants, but they remained politically subject to the lord and +their government was partly or wholly under his control. Their +charters set a limit to the lord's arbitrary authority, emancipated +such inhabitants as were not already free, gave the citizens the right +to move about and to alienate property, substituted money payments for +the corvee, and in general made old regulations less burdensome; but +as a rule no political rights were conferred. Paris, Tours, Orleans, +and other more important cities on the royal domain belonged to this +class. The town of Lorris, on the royal domain a short distance east +of Orleans, became the common model for the type. Its charter, +received from Louis VII. in 1155, is given in the second selection (b) +below. + + Sources--(a) Text in Vilevault and Brequigny, _Ordonnances des + Rois de France de la Troisieme Race_ ["Ordinances of the Kings + of France of the Third Dynasty"], Paris, 1769, Vol. XI., pp. + 185-187. + + (b) Text in Maurice Prou, _Les Coutumes de Lorris et leur + Propagation aux XIIe et XIIIe Siecles_ ["The Customs of + Lorris and their Spread in the Twelfth and Thirteenth + Centuries"], Paris, 1884, pp. 129-141. + + (a) + + =1.= Let no one arrest any freeman or serf for any offense without + due process of law.[470] + + [Sidenote: Provisions of the charter of Laon] + + =2.= But if any one do injury to a clerk, soldier, or merchant, + native or foreign, provided he who does the injury belongs to the + same city as the injured person, let him, summoned after the fourth + day, come for justice before the mayor and jurats.[471] + + =7.= If a thief is arrested, let him be brought to him on whose + land he has been arrested; but if justice is not done by the lord, + let it be done by the jurats.[472] + + =12.= We entirely abolish mortmain.[473] + + =18.= The customary tallages we have so reformed that every man + owing such tallages, at the time when they are due, must pay four + pence, and beyond that no more.[474] + + =19.= Let men of the peace not be compelled to resort to courts + outside the city.[475] + + (b) + + =1.= Every one who has a house in the parish of Lorris shall pay as + _cens_ sixpence only for his house, and for each acre of land that + he possesses in the parish.[476] + + =2.= No inhabitant of the parish of Lorris shall be required to pay + a toll or any other tax on his provisions; and let him not be made + to pay any measurage fee on the grain which he has raised by his + own labor.[477] + + =3.= No burgher shall go on an expedition, on foot or on horseback, + from which he cannot return the same day to his home if he + desires.[478] + + =4.= No burgher shall pay toll on the road to Etampes, to Orleans, + to Milly (which is in the Gatinais), or to Melun.[479] + + [Sidenote: The charter of Lorris] + + =5.= No one who has property in the parish of Lorris shall forfeit + it for any offense whatsoever, unless the offense shall have been + committed against us or any of our _hotes_.[480] + + =6.= No person while on his way to the fairs and markets of Lorris, + or returning, shall be arrested or disturbed, unless he shall have + committed an offense on the same day.[481] + + =9.= No one, neither we nor any other, shall exact from the + burghers of Lorris any tallage, tax, or subsidy.[482] + + =12.= If a man shall have had a quarrel with another, but without + breaking into a fortified house, and if the parties shall have + reached an agreement without bringing a suit before the provost, no + fine shall be due to us or our provost on account of the + affair.[483] + + =15.= No inhabitant of Lorris is to render us the obligation of + _corvee_, except twice a year, when our wine is to be carried to + Orleans, and not elsewhere.[484] + + =16.= No one shall be detained in prison if he can furnish surety + that he will present himself for judgment. + + =17.= Any burgher who wishes to sell his property shall have the + privilege of doing so; and, having received the price of the sale, + he shall have the right to go from the town freely and without + molestation, if he so desires, unless he has committed some offense + in it. + + =18.= Any one who shall dwell a year and a day in the parish of + Lorris, without any claim having pursued him there, and without + having refused to lay his case before us or our provost, shall + abide there freely and without molestation.[485] + + =35.= We ordain that every time there shall be a change of provosts + in the town the new provost shall take an oath faithfully to + observe these regulations; and the same thing shall be done by new + sergeants[486] every time that they are installed. + + +58. The Colonization of Eastern Germany + +In the time of Charlemagne the Elbe River marked a pretty clear +boundary between the Slavic population to the east and the Germanic to +the west. There were many Slavs west of the Elbe, but no Germans east +of it. There had been a time when Germans occupied large portions of +eastern Europe, but for one reason or another they gradually became +concentrated toward the west, while Slavic peoples pushed in to fill +the vacated territory. Under Charlemagne and his successors we can +discern the earlier stages of a movement of reaction which has gone on +in later times until the political map of all north central Europe has +been remodeled. During the ninth, tenth, and eleventh centuries large +portions of the "sphere of influence" (to use a modern phrase) which +Charlemagne had created eastward from the Elbe were converted into +German principalities and dependencies. German colonists pushed down +the Danube, well toward the Black Sea, along the Baltic, past the Oder +and toward the Vistula, and up the Oder into the heart of modern +Poland. The Slavic population was slowly brought under subjection, +Christianized, and to a certain extent Germanized. In the tenth +century Henry I. (919-936) began a fresh forward movement against the +Slavs, or Wends, as the Germans called them. Magdeburg, on the Elbe, +was established as the chief base of operations. The work was kept up +by Henry's son, Otto I. (936-973), but under his grandson, Otto II. +(973-983), a large part of what had been gained was lost for a time +through a Slavic revolt called out by the Emperor's preoccupation with +affairs in Italy. Thereafter for a century the Slavs were allowed +perforce to enjoy their earlier independence, and upon more than one +occasion they were able to assume the aggressive against their +would-be conquerors. In 1066 the city of Hamburg, on the lower Elbe, +was attacked and almost totally destroyed. The imperial power was fast +declining and the Franconian sovereigns had little time left from +their domestic conflicts and quarrels with the papacy to carry on a +contest on the east. + +The renewed advance which the Germans made against the Slavs in the +later eleventh and earlier twelfth centuries was due primarily to the +energy of the able princes of Saxony and to the pressure for +colonization, which increased in spite of small encouragement from any +except the local authorities. The document given below is a typical +charter of the period, authorizing the establishment of a colony of +Germans eastward from Hamburg, on the border of Brandenburg. It was +granted in 1106 by the bishop of Hamburg, who as lord of the region in +which the proposed settlement was to be made exercised the right not +merely of giving consent to the undertaking, but also of prescribing +the terms and conditions by which the colonists were to be bound. As +appears from the charter, the colony was expected to be a source of +profit to the bishop; and indeed it was financial considerations on +the part of lords, lay and spiritual, who had stretches of unoccupied +land at their disposal, almost as much as regard for safety in numbers +and the absolute dominance of Germanic peoples, that prompted these +local magnates of eastern Germany so ardently to promote the work of +colonization. + + Source--Text in Wilhelm Altmann and Ernst Bernheim, + _Ausgewaehlte Urkunden zur Erlauterung der + Verfassungsgeschichte Deutschlands im Mittelalter_ ["Select + Documents Illustrative of the Constitutional History of + Germany in the Middle Ages"], 3rd ed., Berlin, 1904, pp. + 159-160. Translated in Thatcher and McNeal, _A Source Book for + Mediaeval History_ (New York, 1905), pp. 572-573. + + =1.= In the name of the holy and undivided Trinity. Frederick, by + the grace of God bishop of Hamburg, to all the faithful in Christ, + gives a perpetual benediction. We wish to make known to all the + agreement which certain people living this side of the Rhine, who + are called Hollanders,[487] have made with us. + + [Sidenote: The Hollanders ask land for a colony] + + =2.= These men came to us and earnestly begged us to grant them + certain lands in our bishopric, which are uncultivated, swampy, and + useless to our people. We have consulted our subjects about this + and, feeling that this would be profitable to us and to our + successors, have granted their request. + + =3.= The agreement was made that they should pay us every year one + _denarius_ for every hide of land. We have thought it necessary to + determine the dimensions of the hide, in order that no quarrel may + thereafter arise about it. The hide shall be 720 royal rods long + and thirty royal rods wide. We also grant them the streams which + flow through this land. + + =4.= They agreed to give the tithe according to our decree, that + is, every eleventh sheaf of grain, every tenth lamb, every tenth + pig, every tenth goat, every tenth goose, and a tenth of the honey + and of the flax. For every colt they shall pay a _denarius_ on St. + Martin's day [Nov. 11], and for every calf an obol [penny]. + + [Sidenote: Obedience promised to the bishop of Hamburg] + + =5.= They promised to obey me in all ecclesiastical matters, + according to the decrees of the holy fathers, the canonical law, + and the practice in the diocese of Utrecht.[488] + + [Sidenote: Judicial immunity] + + =6.= They agreed to pay every year two marks for every 100 hides + for the privilege of holding their own courts for the settlement of + all their differences about secular matters. They did this because + they feared they would suffer from the injustice of foreign + judges.[489] If they cannot settle the more important cases, they + shall refer them to the bishop. And if they take the bishop with + them for the purpose of deciding one of their trials,[490] they + shall provide for his support as long as he remains there by + granting him one third of all the fees arising from the trial; and + they shall keep the other two thirds. + + =7.= We have given them permission to found churches wherever they + may wish on these lands. For the support of the priests who shall + serve God in these churches we grant a tithe of our tithes from + these parish churches. They promised that the congregation of each + of these churches should endow their church with a hide for the + support of their priest.[491] The names of the men who made this + agreement with us are: Henry, the priest, to whom we have granted + the aforesaid churches for life; and the others are laymen, + Helikin, Arnold, Hiko, Fordalt, and Referic. To them and to their + heirs after them we have granted the aforesaid land according to + the secular laws and to the terms of this agreement. + + +59. The League of Rhenish Cities (1254) + +About the middle of the thirteenth century the central authority of +the Holy Roman Empire was for a time practically dissolved. Frederick +II., the last strong ruler of the Hohenstaufen dynasty, died in 1250, +and even he was so largely Italian in character and interests that he +could bring himself to give little attention to German affairs. During +the stormy period of the Interregnum (1254-1273) there was no +universally recognized emperor at all. Germany had reached an advanced +stage of political disintegration and it is scarcely conceivable that +even a Henry IV. or a Frederick Barbarossa could have made the +imperial power much more than a shadow and a name. But while the +Empire was broken up into scores of principalities, independent +cities, and other political fragments, its people were enjoying a +vigorous and progressive life. The period was one of great growth of +industry in the towns, and especially of commerce. The one serious +disadvantage was the lack of a central police authority to preserve +order and insure the safety of person and property. Warfare was all +but ceaseless, robber-bands infested the rivers and highways, and all +manner of vexatious conditions were imposed upon trade by the various +local authorities. The natural result was the formation of numerous +leagues and confederacies for the suppression of anarchy and the +protection of trade and industry. The greatest of these was the +Hanseatic League, which came to comprise one hundred and seventy-two +cities, and the history of whose operations runs through more than +three centuries. An earlier organization, which may be considered in a +way a forerunner of the Hansa, was the Rhine League, established in +1254. At this earlier date Conrad IV., son of Frederick II., was +fighting his half-brother Manfred for their common Sicilian heritage; +William of Holland, who claimed the imperial title, was recognized in +only a small territory and was quite powerless to affect conditions of +disorder outside; the other princes, great and small, were generally +engaged in private warfare; and the difficulties and dangers of trade +and industry were at their maximum. To establish a power strong +enough, and with the requisite disposition, to suppress the robbers +and pirates who were ruining commerce, the leading cities of the Rhine +valley--Mainz, Cologne, Worms, Speyer, Strassburg, Basel, Trier, Metz, +and others--entered into a "league of holy peace," to endure for a +period of ten years, dating from July 13, 1254. The more significant +terms of the compact are set forth in the selection below. + + Source--Text in Wilhelm Altmann and Ernst Bernheim, + _Ausgewaehlte Urkunden zur Erlauterung der + Verfassungsgeschichte Deutschlands im Mittelalter_ ["Select + Documents Illustrative of the Constitutional History of + Germany in the Middle Ages"], 3rd ed., Berlin, 1904, pp. + 251-254. Translated in Thatcher and McNeal, _A Source Book for + Mediaeval History_ (New York, 1905), pp. 606-609. + + [Sidenote: The league formed at Worms] + + In the name of the Lord, amen. In the year of our Lord 1254, on the + octave of St. Michael's day [a week after Sept. 29] we, the cities + of the upper and lower Rhine, leagued together for the preservation + of peace, met in the city of Worms. We held a conference there and + carefully discussed everything pertaining to a general peace. To + the honor of God, and of the holy mother Church, and of the holy + Empire, which is now governed by our lord, William, king of the + Romans,[492] and to the common advantage of all, both rich and poor + alike, we made the following laws. They are for the benefit of all, + both poor and great, the secular clergy, monks, laymen, and Jews. + To secure these things, which are for the public good, we will + spare neither ourselves nor our possessions. The princes and lords + who take the oath are joined with us. + + =1.= We decree that we will make no warlike expeditions, except + those that are absolutely necessary and determined on by the wise + counsel of the cities and communes. We will mutually aid each other + with all our strength in securing redress for our grievances. + + [Sidenote: No dealings to be had with enemies of the league] + + =2.= We decree that no member of the league, whether city or lord, + Christian or Jew, shall furnish food, arms, or aid of any kind, to + any one who opposes us or the peace. + + =3.= And no one in our cities shall give credit, or make a loan, to + them. + + =4.= No citizen of any of the cities in the league shall associate + with such, or give them counsel, aid, or support. If any one is + convicted of doing so, he shall be expelled from the city and + punished so severely in his property that he will be a warning to + others not to do such things. + + [Sidenote: A warning to enemies] + + =5.= If any knight, in trying to aid his lord who is at war with + us, attacks or molests us anywhere outside of the walled towns of + his lord, he is breaking the peace, and we will in some way inflict + due punishment on him and his possessions, no matter who he is. If + he is caught in any of the cities, he shall be held as a prisoner + until he makes proper satisfaction. We wish to be protectors of the + peasants, and we will protect them against all violence if they + will observe the peace with us. But if they make war on us, we will + punish them, and if we catch them in any of the cities, we will + punish them as malefactors. + + =6.= We wish the cities to destroy all the ferries except those in + their immediate neighborhood, so that there shall be no ferries + except those near the cities which are in the league. This is to be + done in order that the enemies of the peace may be deprived of all + means of crossing the Rhine. + + =7.= We decree that if any lord or knight aids us in promoting the + peace, we will do all we can to protect him. Whoever does not swear + to keep the peace with us, shall be excluded from the general + peace. + + =10.= Above all, we wish to affirm that we desire to live in mutual + peace with the lords and all the people of the province, and we + desire that each should preserve all his rights. + + =11.= Under threat of punishment we forbid any citizen to revile + the lords, although they may be our enemies. For although we wish + to punish them for the violence they have done us, yet before + making war on them we will first warn them to cease from injuring + us. + + [Sidenote: Mainz and Worms to be the capitals of the league] + + =12.= We decree that all correspondence about this matter with the + cities of the lower Rhine shall be conducted from Mainz, and from + Worms with the cities of the upper Rhine. From these two cities all + our correspondence shall be carried on and all who have done us + injury shall be warned. Those who have suffered injury shall send + their messengers at their own expense. + + [Sidenote: The governing body of the league] + + =13.= We also promise, both lords and cities, to send four official + representatives to whatever place a conference is to be held, and + they shall have full authority from their cities to decide on all + matters. They shall report to their cities all the decisions of the + meeting. All who come with the representatives of the cities, or + who come to them while in session, shall have peace, and no + judgment shall be enforced against them. + + =14.= No city shall receive non-residents, who are commonly called + "pfahlburgers," as citizens.[493] + + =15.= We firmly declare that if any member of the league breaks the + peace, we will proceed against him at once as if he were not a + member, and compel him to make proper satisfaction. + + =16.= We promise that we will faithfully keep each other informed + by letter about our enemies and all others who may be able to do us + damage, in order that we may take timely counsel to protect + ourselves against them. + + =17.= We decree that no one shall violently enter the house of + monks or nuns, of whatever order they may be, or quarter themselves + upon them, or demand or extort food or any kind of service from + them, contrary to their will. If any one does this, he shall be + held as a violator of the peace. + + [Sidenote: The league to be enlarged] + + =18.= We decree that each city shall try to persuade each of its + neighboring cities to swear to keep the peace. If they do not do + so, they shall be entirely cut off from the peace, so that if any + one does them an injury, either in their persons or their property, + he shall not thereby break the peace. + + =19.= We wish all members of the league, cities, lords, and all + others, to arm themselves properly and prepare for war, so that + whenever we call upon them we shall find them ready. + + [Sidenote: Military preparations of the league] + + =20.= We decree that the cities between the Moselle and Basel shall + prepare 100 war boats, and the cities below the Moselle shall + prepare 500, well equipped with bowmen, and each city shall prepare + herself as well as she can and supply herself with arms for knights + and foot-soldiers. + + +FOOTNOTES: + +[470] Such guarantees of personal liberty were not peculiar to the +charters of communes; they are often found in those of franchise +towns. + +[471] The chief magistrate of Laon was a mayor, elected by the +citizens. In judicial matters he was assisted by twelve "jurats." + +[472] This is intended to preserve the judicial privileges of lords of +manors. + +[473] The citizens of the town were to have freedom to dispose of +their property as they chose. + +[474] This provision was intended to put an end to arbitrary taxation +by the bishop. In the earlier twelfth century serfs were subject to +the arbitrary levy of the taille (tallage) and this indeed constituted +one of their most grievous burdens. Arbitrary tallage was almost +invariably abolished by the town charters. + +[475] By "men of the peace" is meant the citizens of the commune. The +term "commune" is scrupulously avoided in the charter because of its +odious character in the eyes of the bishop. Suits were to be tried at +home in the burgesses' own courts, to save time and expense and insure +better justice. + +[476] This trifling payment of sixpence a year was made in recognition +of the lordship of the king, the grantor of the charter. Aside from +it, the burgher had full rights over his land. + +[477] The burghers, who were often engaged in agriculture as well as +commerce, are to be exempt from tolls on commodities bought for their +own sustenance and from the ordinary fees due the lord for each +measure of grain harvested. + +[478] The object of this provision is to restrict the amount of +military service due the king. The burghers of small places like +Lorris were farmers and traders who made poor soldiers and who were +ordinarily exempted from service by their lords. The provision for +Lorris practically amounted to an exemption, for such service as was +permissible under chapter 3 of the charter was not worth much. + +[479] The Gatinais was the region in which Lorris was situated. +Etampes, Milly, and Melun all lay to the north of Lorris, in the +direction of Paris. Orleans lay to the west. The king's object in +granting the burghers the right to carry goods to the towns specified +without payment of tolls was to encourage commercial intercourse. + +[480] This protects the landed property of the burghers against the +crown and crown officials. With two exceptions, fine or imprisonment, +not confiscation of land, is to be the penalty for crime. _Hotes_ +denotes persons receiving land from the king and under his direct +protection. + +[481] This provision is intended to attract merchants to Lorris by +placing them under the king's protection and assuring them that they +would not be molested on account of old offenses. + +[482] This chapter safeguards the personal property of the burghers, +as chapter 5 safeguards their land. Arbitrary imposts are forbidden +and any of the inhabitants who as serfs had been paying arbitrary +tallage are relieved of the burden. The nominal _cens_ (Chap. 1) was +to be the only regular payment due the king. + +[483] An agreement outside of court was allowable in all cases except +when there was a serious breach of the public peace. The provost was +the chief officer of the town. He was appointed the crown and was +charged chiefly with the administration of justice and the collection +of revenues. All suits of the burghers were tried in his court. They +had no active part in their own government, as was generally true of +the franchise towns. + +[484] Another part of the charter specifies that only those burghers +who owned horses and carts were expected to render the king even this +service. + +[485] This clause, which is very common in the town charters of the +twelfth century (especially in the case of towns on the royal domain) +is intended to attract serfs from other regions and so to build up +population. As a rule the towns were places of refuge from seigniorial +oppression and the present charter undertakes to limit the time within +which the lord might recover his serf who had fled to Lorris to a year +and a day--except in cases where the serf should refuse to recognize +the jurisdiction of the provost's court in the matter of the lord's +claim. + +[486] The sergeants were deputies of the provost, somewhat on the +order of town constables. + +[487] These "Hollanders" inhabited substantially the portion of Europe +now designated by their name. + +[488] This was the diocese from which the colonists proposed to +remove. + +[489] That is, judges representing any outside authority. + +[490] In other words, if the bishop should go from his seat at Hamburg +to the colony. + +[491] In each parish of the colony, therefore, the priest would be +supported by the income of the hide of land set apart for his use and +by the tenth of the regular church tithes which the bishop conceded +for the purpose. + +[492] All that this means is that the members of the Rhine League +recognized William of Holland as emperor. Most of the Empire did not +so recognize him. He died in 1256, two years after the league was +formed. + +[493] These "pfahlburgers" were subjects of ecclesiastical or secular +princes who, in order to escape the burdens of this relation, +contrived to get themselves enrolled as citizens of neighboring +cities. While continuing to dwell in regions subject to the +jurisdiction of their lords, they claimed to enjoy immunity from that +jurisdiction, because of their citizenship in those outside cities. +The pfahlburgers were a constant source of friction between the towns +and the territorial princes. The Golden Bull of Emperor Charles IV. +(1356) decreed that pfahlburgers should not enjoy the rights and +privileges of the cities unless they became actual residents of them +and discharged their full obligations as citizens. + + + + +CHAPTER XXI. + +UNIVERSITIES AND STUDENT LIFE + + +The modern university is essentially a product of the Middle Ages. The +Greeks and Romans had provisions for higher education, but nothing +that can properly be termed universities, with faculties, courses of +study, examinations, and degrees. The word "universitas" in the +earlier mediaeval period was applied indiscriminately to any group or +body of people, as a guild of artisans or an organization of the +clergy, and only very gradually did it come to be restricted to an +association of teachers and students--the so-called _universitas +societas magistrorum discipulorumque_. The origins of mediaeval +universities are, in most cases, rather obscure. In the earlier Middle +Ages the interests of learning were generally in the keeping of the +monks and the work of education was carried on chiefly in monastic +schools, where the subjects of study were commonly the seven liberal +arts inherited from Roman days.[494] By the twelfth century there was +a relative decline of these monastic schools, accompanied by a marked +development of cathedral schools in which not only the seven liberal +arts but also new subjects like law and theology were taught. The +twelfth century renaissance brought a notable revival of Roman law, +medicine, astronomy, and philosophy; by 1200 the whole of Aristotle's +writings had become known; and the general awakening produced +immediate results in the larger numbers of students who flocked to +places like Paris and Bologna where exceptional teachers were to be +found. + +Out of these conditions grew the earliest of the universities. No +definite dates for the beginnings of Paris, Bologna, Oxford, etc., can +be assigned, but the twelfth and thirteenth centuries are to be +considered their great formative period. Bologna was specifically the +creation of the revived study of the Roman law and of the fame of the +great law teacher Irnerius. The university sprang from a series of +organizations effected first by the students and later by the +masters, or teachers, and modeled after the guilds of workmen. It +became the pattern for most of the later Italian and Spanish +universities. Paris arose in a different way. It grew directly out of +the great cathedral school of Notre Dame and, unlike Bologna, was an +organization at the outset of masters rather than of students. It was +presided over by the chancellor, who had had charge of education in +the cathedral and who retained the exclusive privilege of granting +licenses to teach (the _licentia docendi_), or, in other words, +degrees.[495] Rising to prominence in the twelfth century, especially +by virtue of the teaching of Abelard (1079-1142), Paris became in time +the greatest university of the Middle Ages, exerting profound +influence not only on learning, but also on the Church and even at +times on political affairs. The universities of the rest of France, as +well as the German universities and Oxford and Cambridge in England, +were copied pretty closely after Paris. + + +60. Privileges Granted to Students and Masters + +Throughout the Middle Ages numerous special favors were showered upon +the universities and their students by the Church. Patronage and +protection from the secular authorities were less to be depended on, +though the courts of kings were not infrequently the rendezvous of +scholars, and the greater seats of learning after the eleventh century +generally owed their prosperity, if not their origin, to the +liberality of monarchs such as Frederick Barbarossa or Philip +Augustus. The recognition of the universities by the temporal powers +came as a rule earlier than that by the Church. The edict of the +Emperor Frederick I., which comprises selection (a) below, was issued +in 1158 and is not to be considered as limited in its application to +the students of any particular university, though many writers have +associated it solely with the University of Bologna. That the statute +was decreed at the solicitation of the Bologna doctors of law admits +of little doubt, but, as Rashdall observes, it was "a general +privilege conferred on the student class throughout the Lombard +kingdom."[496] By some writers it is said to have been the earliest +formal grant of privileges for university students, but this cannot be +true as Salerno (notable chiefly for medical studies) received such +grants from Robert Guiscard and his son Roger before the close of the +eleventh century. + +Until the year 1200 the students of Paris enjoyed no privileges such +as those conferred upon the Italian institutions by Frederick. In that +year a tavern brawl occurred between some German students and Parisian +townspeople, in which five of the students lost their lives. The +provost of the city, instead of attempting to repress the disorder, +took sides against the students and encouraged the populace. Such +laxity stirred the king, Philip Augustus, to action. Fearing that the +students would decamp _en masse_, he hastened to comply with their +appeal for redress. The provost and his lieutenants were arrested and +a decree was issued [given, in part, in selection (b)] exempting the +scholars from the operation of the municipal law in criminal cases. +Pope Innocent III. at once confirmed the privileges and on his part +relaxed somewhat the vigilance of the Church. Such liberal measures, +however, did not insure permanent peace. In less than three decades +another conflict with the provost occurred which was so serious as to +result in a total suspension of the university's activities for more +than two years. + + Sources--(a) Text in _Monumenta Germaniae Historica, Leges_ + (Pertz ed.), Vol. II., p. 114. Adapted from translation by + Dana C. Munro in _Univ. of Pa. Translations and Reprints_, + Vol. II., No. 3, pp. 2-4. + + (b) Text in _Chartularium Universitatis Parisiensis_ + ["Cartulary of the University of Paris"], No. 1., p. 59. + Adapted from translation in _Univ. of Pa. Translations and + Reprints_, _ibid._, pp. 4-7. + + [Sidenote: Security of travel and residence for scholars] + + (a) + + After a careful consideration of this subject by the bishops, + abbots, dukes, counts, judges, and other nobles of our sacred + palace, we, from our piety, have granted this privilege to all + scholars who travel for the sake of study, and especially to the + professors of divine and sacred laws,[497] namely, that they may go + in safety to the places in which the studies are carried on, both + they themselves and their messengers, and may dwell there in + security. For we think it fitting that, during good behavior, those + should enjoy our praise and protection, by whose learning the world + is enlightened to the obedience of God and of us, his ministers, + and the life of the subject is molded; and by a special + consideration we defend them from all injuries. + + [Sidenote: Regulation concerning the collection of debts] + + For who does not pity those who exile themselves through love for + learning, who wear themselves out in poverty in place of riches, + who expose their lives to all perils and often suffer bodily injury + from the vilest men? This must be endured with vexation. Therefore, + we declare by this general and perpetual law, that in the future no + one shall be so rash as to venture to inflict any injury on + scholars, or to occasion any loss to them on account of a debt owed + by an inhabitant of their province--a thing which we have learned + is sometimes done by an evil custom.[498] And let it be known to + the violators of this constitution, and also to those who shall at + the time be the rulers of the places, that a fourfold restitution + of property shall be exacted from all and that, the mark of infamy + being affixed to them by the law itself, they shall lose their + office forever. + + [Sidenote: Judicial privileges of scholars] + + Moreover, if any one shall presume to bring a suit against them on + account of any business, the choice in this matter shall be given + to the scholars, who may summon the accusers to appear before their + professors or the bishop of the city, to whom we have given + jurisdiction in this matter.[499] But if, indeed, the accuser shall + attempt to drag the scholar before another judge, even if his + cause is a very just one, he shall lose his suit for such an + attempt. + + (b) + + Concerning the safety of the students at Paris in the future, by + the advice of our subjects we have ordained as follows: + + [Sidenote: Protection for scholars against crimes of violence] + + We will cause all the citizens of Paris to swear that if any one + sees an injury done to any student by any layman,[500] he will + testify truthfully to this, nor will any one withdraw in order not + to see [the act]. And if it shall happen that any one strikes a + student, except in self-defense, especially if he strikes the + student with a weapon, a club, or a stone, all laymen who see [the + act] shall in good faith seize the malefactor, or malefactors, and + deliver them to our judge; nor shall they run away in order not to + see the act, or seize the malefactor, or testify to the truth. + Also, whether the malefactor is seized in open crime or not, we + will make a legal and full examination through clerks, or laymen, + or certain lawful persons; and our count and our judges shall do + the same. And if by a full examination we, or our judges, are able + to learn that he who is accused, is guilty of the crime, then we, + or our judges, shall immediately inflict a penalty, according to + the quality and nature of the crime; notwithstanding the fact that + the criminal may deny the deed and say that he is ready to defend + himself in single combat, or to purge himself by the ordeal by + water.[501] + + [Sidenote: Scholars to be tried and punished under ecclesiastical + authority] + + Also, neither our provost nor our judges shall lay hands on a + student for any offense whatever; nor shall they place him in our + prison, unless such a crime has been committed by the student, that + he ought to be arrested. And in that case, our judge shall arrest + him on the spot, without striking him at all, unless he resists, + and shall hand him over to the ecclesiastical judge,[502] who ought + to guard him in order to satisfy us and the one suffering the + injury. And if a serious crime has been committed, our judge shall + go or shall send to see what is done with the student. If, indeed, + the student does not resist arrest and yet suffers any injury, we + will exact satisfaction for it, according to the aforesaid + examination and the aforesaid oath. Also our judges shall not lay + hands on the chattels of the students of Paris for any crime + whatever. But if it shall seem that these ought to be sequestrated, + they shall be sequestrated and guarded after sequestration by the + ecclesiastical judge, in order that whatever is judged legal by the + Church may be done with the chattels.[503] But if students are + arrested by our count at such an hour that the ecclesiastical judge + cannot be found and be present at once, our provost shall cause the + culprits to be guarded in some student's house without any + ill-treatment, as is said above, until they are delivered to the + ecclesiastical judge. + + [Sidenote: The oath required of the provost and people of Paris] + + In order, moreover, that these [decrees] may be kept more carefully + and may be established forever by a fixed law, we have decided that + our present provost and the people of Paris shall affirm by an + oath, in the presence of the scholars, that they will carry out in + good faith all the above-mentioned [regulations]. And always in the + future, whosoever receives from us the office of provost in Paris, + among the inaugural acts of his office, namely, on the first or + second Sunday, in one of the churches of Paris--after he has been + summoned for the purpose--shall affirm by an oath, publicly in the + presence of the scholars, that he will keep in good faith all the + above-mentioned [regulations].[504] And that these decrees may be + valid forever, we have ordered this document to be confirmed by the + authority of our seal and by the characters of the royal name + signed below. + + +61. The Foundation of the University of Heidelberg (1386) + +Until the middle of the fourteenth century Germany possessed no +university. In the earlier mediaeval period, when palace and monastic +schools were multiplying in France, Italy, and England, German culture +was too backward to permit of a similar movement beyond the Rhine; and +later, when in other countries universities were springing into +prosperity, political dissensions long continued to thwart such +enterprises among the Germans. Germany was not untouched by the +intellectual movements of the twelfth and thirteenth centuries, but +her young men were obliged to seek their learning at Oxford or Paris +or Bologna. The first German university was that of Prague, in +Bohemia, founded by Emperor Charles IV., a contemporary of Petrarch, +and chartered in 1348. Once begun, the work of establishing such +institutions went on rapidly, until ere long every principality of +note had its own university. Vienna was founded in 1365, Erfurt was +given papal sanction in 1379, Heidelberg was established in 1386, and +Cologne followed in 1388. The document given below is the charter of +privileges issued for Heidelberg in October, 1386, by the founder, +Rupert I., Count Palatine of the Rhine. Marsilius Inghen became the +first rector of the university. He and two other masters began +lecturing October 19, 1386--one on logic, another on the epistle to +Titus, the third on the philosophy of Aristotle. Within four years +over a thousand students had been in attendance at the university. + + Source--Text in Edward Winkelmann, _Urkundenbuch der + Universitaet Heidelberg_ ["Cartulary of the University of + Heidelberg"], Heidelberg, 1886, Vol. I., pp. 5-6. Translated + in Ernest F. Henderson, _Select Historical Documents of the + Middle Ages_ (London, 1896), pp. 262-266. + + [Sidenote: The university to be organized on the model of + Paris] + + =1.= We, Rupert the elder, by the grace of God count palatine of + the Rhine, elector of the Holy Empire,[505] and duke of + Bavaria,--lest we seem to abuse the privilege conceded to us by + the apostolic see of founding a place of study at Heidelberg + similar to that at Paris, and lest, for this reason, being + subjected to the divine judgment, we should deserve to be deprived + of the privilege granted--do decree, with provident counsel (which + decree is to be observed unto all time), that the University of + Heidelberg shall be ruled, disposed, and regulated according to the + modes and manners accustomed to be observed in the University of + Paris.[506] Also that, as a handmaid of Paris--a worthy one let us + hope--the latter's steps shall be imitated in every way possible; + so that, namely, there shall be four faculties in it: the first, of + sacred theology and divinity; the second, of canon and civil law, + which, by reason of their similarity, we think best to comprise + under one faculty; the third, of medicine; the fourth, of liberal + arts--of the three-fold philosophy, namely, primal, natural, and + moral, three mutually subservient daughters.[507] We wish this + institution to be divided and marked out into four nations, as it + is at Paris;[508] and that all these faculties shall make one + university, and that to it the individual students, in whatever of + the said faculties they are, shall unitedly belong like lawful sons + to one mother. + + [Sidenote: The obligations of the masters] + + Likewise [we desire] that this university shall be governed by one + rector,[509] and that the various masters and teachers, before they + are admitted to the common pursuits of our institution, shall + swear to observe the statutes, laws, privileges, liberties, and + franchises of the same, and not reveal its secrets, to whatever + grade they may rise. Also that they will uphold the honor of the + rector and the rectorship of our university, and will obey the + rector in all things lawful and honest, whatever be the grade to + which they may afterwards happen to be promoted. Moreover, that the + various masters and bachelors shall read their lectures and + exercise their scholastic functions and go about in caps and gowns + of a uniform and similar nature, according as has been observed at + Paris up to this time in the different faculties. + + [Sidenote: Internal government of the university further provided + for] + + And we will that if any faculty, nation, or person shall oppose the + aforesaid regulations, or stubbornly refuse to obey them, or any + one of them--which God forbid--from that time forward that same + faculty, nation, or person, if it do not desist upon being warned, + shall be deprived of all connection with our aforesaid institution, + and shall not have the benefit of our defense or protection. + Moreover, we will and ordain that as the university as a whole may + do for those assembled here and subject to it, so each faculty, + nation, or province of it may enact lawful statutes, such as are + suitable to its needs, provided that through them, or any one of + them, no prejudice is done to the above regulations and to our + institution, and that no kind of impediment arise from them. And we + will that when the separate bodies shall have passed the statutes + for their own observance, they may make them perpetually binding on + those subject to them and on their successors. And as in the + University of Paris the various servants of the institution have + the benefit of the various privileges which its masters and + scholars enjoy, so in starting our institution in Heidelberg, we + grant, with even greater liberality, through these presents, that + all the servants, i.e., its pedells,[510] librarians, lower + officials, preparers of parchment, scribes, illuminators and + others who serve it, may each and all, without fraud, enjoy in it + the same privileges, franchises, immunities and liberties with + which its masters or scholars are now or shall hereafter be + endowed. + + [Sidenote: The jurisdiction of the bishop of Worms] + + [Sidenote: Conditions of imprisonment] + + =2.= Lest in the new community of the city of Heidelberg, their + misdeeds being unpunished, there be an incentive to the scholars of + doing wrong, we ordain, with provident counsel, by these presents, + that the bishop of Worms, as judge ordinary of the clerks of our + institution, shall have and possess, now and hereafter while our + institution shall last, prisons, and an office in our town of + Heidelberg for the detention of criminal clerks. These things we + have seen fit to grant to him and his successors, adding these + conditions: that he shall permit no clerk to be arrested unless for + a misdemeanor; that he shall restore any one detained for such + fault, or for any light offense, to his master, or to the rector if + the latter asks for him, a promise having been given that the + culprit will appear in court and that the rector or master will + answer for him if the injured parties should go to law about the + matter. Furthermore, that, on being requested, he will restore a + clerk arrested for a crime on slight evidence, upon receiving a + sufficient pledge--sponsors if the prisoner can obtain them, + otherwise an oath if he cannot obtain sponsors--to the effect that + he will answer in court the charges against him; and in all these + things there shall be no pecuniary exactions, except that the clerk + shall give satisfaction, reasonably and according to the rule of + the aforementioned town, for the expenses which he incurred while + in prison. And we desire that he will detain honestly and without + serious injury a criminal clerk thus arrested for a crime where the + suspicion is grave and strong, until the truth can be found out + concerning the deed of which he is suspected. And he shall not for + any cause, moreover, take away any clerk from our aforesaid town, + or permit him to be taken away, unless the proper observances have + been followed, and he has been condemned by judicial sentence to + perpetual imprisonment for a crime. + + [Sidenote: Limitations upon power to arrest students] + + We command our advocate and bailiff and their servants in our + aforesaid town, under pain of losing their offices and our favor, + not to lay a detaining hand on any master or scholar of our said + institution, nor to arrest him or allow him to be arrested, unless + the deed be such that that master or scholar ought rightly to be + detained. He shall be restored to his rector or master, if he is + held for a slight cause, provided he will swear and promise to + appear in court concerning the matter; and we decree that a slight + fault is one for which a layman, if he had committed it, ought to + have been condemned to a light pecuniary fine. Likewise, if the + master or scholar detained be found gravely or strongly suspected + of the crime, we command that he be handed over by our officials to + the bishop or to his representative in our said town, to be kept in + custody. + + [Sidenote: Students exempted from various imposts] + + =3.= By the tenor of these presents we grant to each and all the + masters and scholars that, when they come to the said institution, + while they remain there, and also when they return from it to their + homes, they may freely carry with them, both coming and going, + throughout all the lands subject to us, all things which they need + while pursuing their studies, and all the goods necessary for their + support, without any duty, levy, imposts, tolls, excises, or other + exactions whatever. And we wish them and each one of them, to be + free from the aforesaid imposts when purchasing corn, wines, meat, + fish, clothes and all things necessary for their living and for + their rank. And we decree that the scholars from their stock in + hand of provisions, if there remain over one or two wagonloads of + wine without their having practised deception, may, after the + feast of Easter of that year, sell it at wholesale without paying + impost. We grant to them, moreover, that each day the scholars, of + themselves or through their servants, may be allowed to buy in the + town of Heidelberg, at the accustomed hour, freely and without + impediment or hurtful delay, any eatables or other necessaries of + life. + + [Sidenote: How rates for lodging should be fixed] + + 4. Lest the masters and scholars of our institution of Heidelberg + may be oppressed by the citizens, moved by avarice, through + extortionate prices of lodgings, we have seen fit to decree that + henceforth each year, after Christmas, one expert from the + university on the part of the scholars, and one prudent, pious, and + circumspect citizen on the part of the citizens, shall be + authorized to determine the price of the students' lodgings. + Moreover, we will and decree that the various masters and scholars + shall, through our bailiff, our judge and the officials subject to + us, be defended and maintained in the quiet possession of the + lodgings given to them free or of those for which they pay rent. + Moreover, by the tenor of these presents, we grant to the rector + and the university, or to those designated by them, entire + jurisdiction concerning the payment of rents for the lodgings + occupied by the students, concerning the making and buying of + books, and the borrowing of money for other purposes by the + scholars of our institution; also concerning the payment of + assessments, together with everything that arises from, depends + upon, and is connected with these. + + In addition, we command our officials that, when the rector + requires our and their aid and assistance for carrying out his + sentences against scholars who try to rebel, they shall assist our + clients and servants in this matter; first, however, obtaining + lawful permission to proceed against clerks from the lord bishop of + Worms, or from one deputed by him for this purpose. + + +62. Mediaeval Students' Songs + +"When we try to picture to ourselves," says Mr. Symonds in one of his +felicitous passages, "the intellectual and moral state of Europe in +the Middle Ages, some fixed and almost stereotyped ideas immediately +suggest themselves. We think of the nations immersed in a gross mental +lethargy; passively witnessing the gradual extinction of arts and +sciences which Greece and Rome had splendidly inaugurated; allowing +libraries and monuments of antique civilization to crumble into dust; +while they trembled under a dull and brooding terror of coming +judgment, shrank from natural enjoyment as from deadly sin, or yielded +themselves with brutal eagerness to the satisfaction of vulgar +appetites. Preoccupation with the other world in this long period +weakens man's hold upon the things that make his life desirable.... +Prolonged habits of extra-mundane contemplation, combined with the +decay of real knowledge, volatilize the thoughts and aspirations of +the best and wisest into dreamy unrealities, giving a false air of +mysticism to love, shrouding art in allegory, reducing the +interpretation of texts to an exercise of idle ingenuity, and the +study of nature to an insane system of grotesque and pious quibbling. +The conception of man's fall and of the incurable badness of this +world bears poisonous fruit of cynicism and asceticism, that two-fold +bitter almond hidden in the harsh monastic shell. Nature is regarded +with suspicion and aversion; the flesh, with shame and loathing, +broken by spasmodic outbursts of lawless self-indulgence."[511] + +All of these ideas are properly to be associated with the Middle Ages, +but it must be borne in mind that they represent only one side of the +picture. They are drawn very largely from the study of monastic +literature and produce a somewhat distorted impression. Though many +conditions prevailing in mediaeval times operated strongly to paralyze +the intellects and consciences of men, the fundamental manifestations +and expressions of human instinct and vitality were far from crushed +out. The life of many people was full and varied and positive--not so +different, after all, from that of men and women to-day. That this was +true is demonstrated by a wealth of literature reflecting the jovial +and exuberant aspects of mediaeval life, which has come down to us +chiefly in two great groups--the poetry of the troubadours and the +songs of the wandering students. "That so bold, so fresh, so natural, +so pagan a view of life," continues Mr. Symonds in the passage quoted, +"as the Latin songs of the Wandering Students exhibit, should have +found clear and artistic utterance in the epoch of the Crusades, is +indeed enough to bid us pause and reconsider the justice of our +stereotyped ideas about that period. This literature makes it manifest +that the ineradicable appetites and natural instincts of men and women +were no less vigorous in fact, though less articulate and +self-assertive, than they had been in the age of Greece and Rome, and +than they afterwards displayed themselves in what is known as the +Renaissance. The songs of the Wandering Students were composed for the +most part in the twelfth century. Uttering the unrestrained emotions +of men attached by a slender tie to the dominant clerical class and +diffused over all countries, they bring us face to face with a body of +opinion which finds in studied chronicle or labored dissertation of +the period no echo. On the one side, they express that delight in life +and physical enjoyment which was a main characteristic of the +Renaissance; on the other, they proclaim that revolt against the +corruption of Papal Rome which was the motive force of the +Reformation. Who were these Wandering Students? As their name implies, +they were men, and for the most part young men, traveling from +university to university in search of knowledge. Far from their homes, +without responsibilities, light of purse and light of heart, careless +and pleasure-seeking, they ran a free, disreputable course, +frequenting taverns at least as much as lecture-rooms, more capable of +pronouncing judgment upon wine or woman than upon a problem of +divinity or logic. These pilgrims to the shrines of knowledge formed a +class apart. According to tendencies prevalent in the Middle Ages, +they became a sort of guild, and with pride proclaimed themselves an +Order."[512] + +Our knowledge of the mediaeval students' songs is derived from two +principal sources: (1) a richly illuminated thirteenth-century +manuscript now preserved at Munich and edited in 1847 under the title +_Carmina Burana_; and (2) another thirteenth-century manuscript +published (with other materials) in 1841 under the title _Latin Poems +commonly attributed to Walter Mapes_. Many songs occur in both +collections. The half-dozen given in translation below very well +illustrate the subjects, tone, and style of these interesting bits of +literature. + + Source--Texts in Edelestand du Meril, _Poesies Populaires + Latines du Moyen Age_ ["Popular Latin Poetry of the Middle + Ages"], Paris, 1847, _passim_. Translated in John Addington + Symonds, _Wine, Women, and Song: Mediaeval Latin Students' + Songs_ (London, 1884), pp. 12-136, _passim_. + +The first is a tenth century piece, marked by an element of tenderness +in sentiment which is essentially modern. It is the invitation of a +young man to his mistress, bidding her to a little supper at his home. + + "Come therefore now, my gentle fere, + Whom as my heart I hold full dear; + Enter my little room, which is + Adorned with quaintest rarities: + There are the seats with cushions spread, + The roof with curtains overhead: + The house with flowers of sweetest scent + And scattered herbs is redolent: + A table there is deftly dight + With meats and drinks of rare delight; + There too the wine flows, sparkling, free; + And all, my love, to pleasure thee. + There sound enchanting symphonies; + The clear high notes of flutes arise; + A singing girl and artful boy + Are chanting for thee strains of joy; + He touches with his quill the wire, + She tunes her note unto the lyre: + The servants carry to and fro + Dishes and cups of ruddy glow; + But these delights, I will confess, + Than pleasant converse charm me less; + Nor is the feast so sweet to me + As dear familiarity. + Then come now, sister of my heart, + That dearer than all others art, + Unto mine eyes thou shining sun, + Soul of my soul, thou only one! + I dwelt alone in the wild woods, + And loved all secret solitudes; + Oft would I fly from tumults far, + And shunned where crowds of people are. + O dearest, do not longer stay! + Seek we to live and love to-day! + I cannot live without thee, sweet! + Time bids us now our love complete." + +The next is a begging petition, addressed by a student on the road to +some resident of the place where he was temporarily staying. The +supplication for alms, in the name of learning, is cast in the form of +a sing-song doggerel. + + I, a wandering scholar lad, + Born for toil and sadness, + Oftentimes am driven by + Poverty to madness. + + Literature and knowledge I + Fain would still be earning, + Were it not that want of pelf + Makes me cease from learning. + + These torn clothes that cover me + Are too thin and rotten; + Oft I have to suffer cold, + By the warmth forgotten. + + Scarce I can attend at church, + Sing God's praises duly; + Mass and vespers both I miss, + Though I love them truly. + + Oh, thou pride of N----,[513] + By thy worth I pray thee + Give the suppliant help in need, + Heaven will sure repay thee. + + Take a mind unto thee now + Like unto St. Martin;[514] + Clothe the pilgrim's nakedness + Wish him well at parting. + + So may God translate your soul + Into peace eternal, + And the bliss of saints be yours + In His realm supernal. + +The following jovial _Song of the Open Road_ throbs with exhilaration +and even impudence. Two vagabond students are drinking together before +they part. One of them undertakes to expound the laws of the +brotherhood which bind them together. The refrain is intended +apparently to imitate a bugle call. + + We in our wandering, + Blithesome and squandering, + Tara, tantara, teino! + + Eat to satiety, + Drink to propriety; + Tara, tantara, teino! + + Laugh till our sides we split, + Rags on our hides we fit; + Tara, tantara, teino! + + Jesting eternally, + Quaffing infernally. + Tara, tantara, teino! + + Craft's in the bone of us, + Fear 'tis unknown of us; + Tara, tantara, teino! + + When we're in neediness, + Thieve we with greediness: + Tara, tantara, teino! + + Brother catholical, + Man apostolical, + Tara, tantara, teino! + + Say what you will have done, + What you ask 'twill be done! + Tara, tantara, teino! + + Folk, fear the toss of the + Horns of philosophy! + Tara, tantara, teino! + + Here comes a quadruple + Spoiler and prodigal![515] + Tara, tantara, teino! + + License and vanity + Pamper insanity: + Tara, tantara, teino! + + As the Pope bade us do, + Brother to brother's true: + Tara, tantara, teino! + + Brother, best friend, adieu! + Now, I must part from you! + Tara, tantara, teino! + + When will our meeting be? + Glad shall our greeting be! + Tara, tantara, teino! + + Vows valedictory + Now have the victory: + Tara, tantara, teino! + + Clasped on each other's breast, + Brother to brother pressed, + Tara, tantara, teino! + +Here is a song entitled _The Vow to Cupid_. + + Winter, now thy spite is spent, + Frost and ice and branches bent! + Fogs and furious storms are o'er, + Sloth and torpor, sorrow frore, + Pallid wrath, lean discontent. + + Comes the graceful band of May! + Cloudless shines the limpid day, + Shine by night the Pleiades; + While a grateful summer breeze + Makes the season soft and gay. + + Golden Love! shine forth to view! + Souls of stubborn men subdue! + See me bend! what is thy mind? + Make the girl thou givest kind, + And a leaping ram's thy due![516] + + O the jocund face of earth, + Breathing with young grassy birth! + Every tree with foliage clad, + Singing birds in greenwood glad, + Flowering fields for lovers' mirth! + +Here is another song of exceedingly delicate sentiment. It is entitled +_The Love-Letter in Spring_. + + Now the sun is streaming, + Clear and pure his ray; + April's glad face beaming + On our earth to-day. + Unto love returneth + Every gentle mind; + And the boy-god burneth + Jocund hearts to bind. + + All this budding beauty, + Festival array, + Lays on us the duty + To be blithe and gay. + Trodden ways are known, love! + And in this thy youth, + To retain thy own love + Were but faith and truth. + + In faith love me solely, + Mark the faith of me, + From thy whole heart wholly, + From the soul of thee. + At this time of bliss, dear, + I am far away; + Those who love like this, dear, + Suffer every day! + +Next to love and the springtime, the average student set his +affections principally on the tavern and the wine-bowl. From his +proneness to frequent the tavern's jovial company of topers and +gamesters naturally sprang a liberal supply of drinking songs. Here is +a fragment from one of them. + + Some are gaming, some are drinking, + Some are living without thinking; + And of those who make the racket, + Some are stripped of coat and jacket; + Some get clothes of finer feather, + Some are cleaned out altogether; + No one there dreads death's invasion, + But all drink in emulation. + +Finally may be given, in the original Latin, a stanza of a drinking +song which fell to such depths of irreverence as to comprise a parody +of Thomas Aquinas's hymn on the Lord's Supper. + + _Bibit hera, bibit herus, + Bibit miles, bibit clerus, + Bibit ille, bibit illa, + Bibit servus cum ancilla, + Bibit velox, bibit piger, + Bibit albus, bibit niger, + Bibit constans, bibit vagus, + Bibit rudis, bibit magus._ + + +FOOTNOTES: + +[494] That is, the _trivium_ (Latin grammar, rhetoric, and logic) and +the _quadrivium_ (arithmetic, geometry, astronomy, and music). + +[495] The earliest degrees granted at Bologna, Paris, etc., were those +of master of arts and doctor of philosophy. "Master" and "Doctor" were +practically equivalent terms and both signified simply that the +bearer, after suitable examinations, had been recognized as +sufficiently proficient to be admitted to the guild of teachers. The +bachelor's degree grew up more obscurely. It might be taken somewhere +on the road to the master's degree, but was merely an incidental stamp +of proficiency up to a certain stage of advancement. Throughout +mediaeval times the master's, or doctor's, degree, which carried the +right to become a teacher, was the normal goal and few stopped short +of its attainment. + +[496] Hastings Rashdall, _The Universities of Europe in the Middle +Ages_ (Oxford, 1895), Vol. I., p. 146. + +[497] Evidently, from other passages, including students of law as +well as teachers. + +[498] Greedy creditors sometimes compelled students to pay debts owed +by the fellow-countrymen of the latter--a very thinly disguised form +of robbery. This abuse was now to be abolished. + +[499] That is, in any legal proceedings against a scholar the +defendant was to choose whether he would be tried before his own +master or before the bishop. In later times this right of choice +passed generally to the plaintiff. + +[500] The students of the French universities were regarded as, for +all practical purposes, members of the clergy (_clerici_) and thus to +be distinguished from laymen. They were not clergy in the full sense, +but were subject to a special sort of jurisdiction closely akin to +that applying to the clergy. + +[501] The law on this point was exceptionally severe. The privilege of +establishing innocence by combat or the ordeal by water was denied, +though even the provost and his subordinates who had played false in +the riot of 1200 had been given the opportunity of clearing themselves +by such means if they chose and could do so. + +[502] A further recognition of the clerical character of the students. + +[503] The property, as the persons, of the scholars was protected from +seizure except by the church authorities. + +[504] In this capacity the provost of Paris came to be known as the +"Conservator of the Royal Privileges of the University." + +[505] For an explanation of the phrase "elector of the Holy Empire" +see p. 409. + +[506] Rupert had sent sums of money to Rome to induce Pope Urban VI. +to approve the foundation of the university. The papal bull of 1385, +which was the reward of his effort, specifically enjoined that the +university be modeled closely after that of Paris. + +[507] The mediaeval "three philosophies" were introduced by the +rediscovery of some of Aristotle's writings in the twelfth century. +Primal philosophy was what we now know as metaphysics; natural +philosophy meant the sciences of physics, botany, etc.; and moral +philosophy denoted ethics and politics. + +[508] At Paris the students were divided into four groups, named from +the nationality which predominated in each of them at the time of its +formation--the French, the Normans, the Picards, and the English. + +[509] The rector at Paris was head of the faculty of arts. + +[510] Equivalent to bedel. All mediaeval universities had their bedels, +who bore the mace of authority before the rectors on public occasions, +made announcements of lectures, book sales, etc., and exercised many +of the functions of the modern bedel of European universities. + +[511] John Addington Symonds, _Wine, Women and Song: Mediaeval Latin +Students' Songs_ (London, 1884), pp. 1-3. + +[512] Symonds, _Wine, Women, and Song_, pp. 5-20 _passim_. + +[513] This is the only indication of the name of the place where the +suppliant student was supposed to be making his petition. + +[514] St. Martin was the founder of the monastery at Tours [see p. +48]. + +[515] "Honest folk are jeeringly bidden to beware of the _quadrivium_ +[see p. 339], which is apt to form a fourfold rogue instead of a +scholar in four branches of knowledge."--Symonds, _Wine, Women, and +Song_, p. 57. + +[516] That is, as a sacrifice. + + + + +CHAPTER XXII. + +THE FRIARS + + +From the twelfth century onwards one of the most conspicuous features +of the internal development of the mediaeval Church was the struggle +to combat worldliness among ecclesiastics and to preserve the purity +of doctrine and uprightness of living which had characterized the +primitive Christian clergy. As the Middle Ages advanced to their close, +unimpeachable evidence accumulates that the Church was increasingly +menaced by grave abuses. This evidence appears not only in contemporary +records and chronicles but even more strikingly in the great +protesting movements which spring up in rapid succession--particularly +the rise of heretical sects, such as the Waldenses and the Albigenses, +and the inauguration of systematic efforts to regenerate the church +body without disrupting its unity. These latter efforts at first took +the form of repeated revivals of monastic enthusiasm and self-denial, +marked by the founding of a series of new orders on the basis of the +Benedictine Rule--the Cluniacs, the Carthusians, the Cistercians, and +others of their kind [see p. 245]. This resource proving ineffective, +the movement eventually came to comprise the establishment of wholly +new and independent organizations--the mendicant orders--on principles +better adapted than were those of monasticism to the successful +propagation of simplicity and purity of Christian living. The chief of +these new orders were the Franciscans, known also as Gray Friars and +as Minorites, and the Dominicans, sometimes called Black Friars or +Preaching Friars. Both were founded in the first quarter of the +thirteenth century, the one by St. Francis of Assisi; the other by the +Spanish nobleman, St. Dominic. + +The friars, of whatsoever type, are clearly to be distinguished from +the monks. In the first place, their aims were different. The monks, +in so far as they were true to their principles, lived in more or less +seclusion from the rest of the world and gave themselves up largely +to prayer and meditation; the fundamental purpose of the friars, on +the other hand, was to mingle with their fellow-men and to spend their +lives in active religious work among them. Whereas the old monasticism +had been essentially selfish, the new movement was above all of a +missionary and philanthropic character. In the second place, the +friars were even more strongly committed to a life of poverty than +were the monks, for they renounced not only individual property, as +did the monks, but also collective property, as the monks did not. +They were expected to get their living either by their own labor or by +begging. They did not dwell in fixed abodes, but wandered hither and +thither as inclination and duty led. Their particular sphere of +activity was the populous towns; unlike the monks, they had no liking +for rural solitudes. As one writer has put it, "their houses were +built in or near the great towns; and to the majority of the brethren +the houses of the orders were mere temporary resting-places from which +they issued to make their journeys through town and country, preaching +in the parish churches, or from the steps of the market-crosses, and +carrying their ministrations to every castle and every cottage." + +Both the Franciscans and the Dominicans were exempt from control by +the bishops in the various dioceses and were ardent supporters of the +papacy, which showered privileges upon them and secured in them two of +its strongest allies. The organization of each order was elaborate and +centralized. At the head was a master, or general, who resided at Rome +and was assisted by a "chapter." All Christendom was divided into +provinces, each of which was directed by a prior and provincial +chapter. And over each individual "house" was placed a prior, or +warden, appointed by the provincial chapter. In their earlier history +the zeal and achievements of the friars were remarkable. Nearly all of +the greatest men of the thirteenth and early fourteenth centuries--as +Roger Bacon, Thomas Aquinas, Dun Scotus, and Albertus Magnus--were +members of one of the mendicant orders. Unfortunately, with the friars +as with the monks, prosperity brought decadence; and by the middle of +the fourteenth century their ardor had cooled and their boasted +self-denial had pretty largely given place to self-indulgence. + + +63. The Life of St. Francis + +Saint Francis, the founder of the Franciscan order, was born, probably +in 1182, at Assisi, a small town in central Italy. His boyhood was +unpromising, but when he was about twenty years of age a great change +came over him, the final result of which was the making of one of the +most splendid and altogether lovable characters of the entire Middle +Ages. From a wild, reckless, although cultured, youth he developed +into a sympathetic, self-denying, sweet-spirited saint. Finding +himself, after his conversion, possessed of a natural loathing for the +destitute and diseased, especially lepers, he disciplined himself +until he could actually take a certain sort of pleasure in associating +with these outcasts of society. When his father, a wealthy and +aristocratic cloth-merchant, protested against this sort of conduct, +the young man promptly cast aside his gentlemanly raiment, clad +himself in the worn-out garments of a gardener, and adopted the life +of the wandering hermit. In 1209, in obedience to what he conceived to +be a direct commission from heaven, he began definitely to imitate the +early apostles in his manner of living and to preach the gospel of the +older and purer Christianity. By 1210 he had a small body of +followers, and in that year he sought and obtained Pope Innocent +III.'s sanction of his work, though the papal approval was expressed +only orally and more than a decade was to elapse before the movement +received formal recognition. About 1217 Francis and his companions +took up missionary work on a large scale. Members of the brotherhood +were dispatched to England, Germany, France, Spain, Hungary, and +several other countries, with instructions to spread the principles +which by this time were coming to be recognized as peculiarly +Franciscan. The success of these efforts was considerable, though in +some places the brethren were ill treated and an appeal had to be made +to the Pope for protection. + +The several selections given below have been chosen to illustrate the +principal features of the life and character of St. Francis. We are +fortunate in possessing a considerable amount of literature, +contemporary or nearly so, relating to the personal career of this +noteworthy man. In the first place, we have some writings of St. +Francis himself--the Rule (p. 373), the Will (p. 376), some poems, +some reported sermons, and fragments of a few letters. Then we have +several biographies, of which the most valuable, because not only the +earliest but also the least conventional, are the _Mirror of +Perfection_ and the _Legend of the Three Companions_. These were +written by men who knew St. Francis intimately and who could avow "we +who were with him have heard him say" or "we who were with him have +seen," such and such things. The "three companions" were Brothers Leo, +Rufinus, and Angelo--all men of noble birth, the last-named being the +first soldier to be identified with the order. The _Mirror of +Perfection_ was written in 1227 by Brother Leo, who of all men +probably knew St. Francis best. It is a vivid and fascinating portrait +drawn from life. The _Legend of the Three Companions_ was written in +1246. The later biographies, such as the official _Life_ by St. +Bonaventura (1261) and the _Little Flowers of St. Francis_ (written +probably in the fourteenth century), though until recently the best +known of the group, are relatively inferior in value. In them the real +St. Francis is conventionalized and much obscured. + +The first passage here reproduced (a) comes from the _Legend of the +Three Companions_; the others (b) are taken from the _Mirror of +Perfection_. + + Sources--(a) _Legenda S. Francisci Assisiensis quae dicitur + Legenda trium sociorum._ Adapted from translation by E. G. + Salter, under title of "The Legend of the Three Companions," + in the Temple Classics (London, 1902), pp. 8-24, _passim_. + + (b) _Speculum Perfectionis._ Translated by Constance, Countess + de la Warr, under title of "The Mirror of Perfection," + (London, 1902), _passim_. + + [Sidenote: His youthful vanities and waywardness] + + (a) + + Francis, born in the city of Assisi, which lies in the confines of + the Vale of Spoleto, was at first named John by his mother. Then, + when his father, in whose absence he had been born, returned from + France, he was afterward named Francis[517]. After he was grown up, + and had become of a subtle wit, he practiced the art of his father, + that is, trade. But [he did so] in a very different manner, for he + was a merrier man than was his father, and more generous, given to + jests and songs, going about the city of Assisi day and night in + company with his kind, most free-handed in spending; insomuch that + he consumed all his income and his profits in banquets and other + matters. On this account he was often rebuked by his parents, who + told him he ran into so great expense on himself and on others that + he seemed to be no son of theirs, but rather of some mighty prince. + Nevertheless, because his parents were rich and loved him most + tenderly, they bore with him in such matters, not being disposed to + chastise him. Indeed, his mother, when gossip arose among the + neighbors concerning his prodigal ways, made answer: "What think ye + of my son? He shall yet be the son of God by grace." But he himself + was free-handed, or rather prodigal, not only in these things, but + even in his clothes he was beyond measure sumptuous, using stuffs + more costly than it befitted him to wear. So wayward was his fancy + that at times on the same coat he would cause a costly cloth to be + matched with one of the meanest sort. + + [Sidenote: His redeeming qualities] + + [Sidenote: A lesson in charity] + + Yet he was naturally courteous, in manner and word, after the + purpose of his heart, never speaking a harmful or shameful word to + any one. Nay, indeed, although he was so gay and wanton a youth, + yet of set purpose would he make no reply to those who said + shameful things to him. And hence was his fame so spread abroad + throughout the whole neighborhood that it was said by many who knew + him that he would do something great. By these steps of godliness + he progressed to such grace that he would say in communing with + himself: "Seeing that thou art bountiful and courteous toward men, + from whom thou receivest naught save a passing and empty favor, it + is just that thou shouldst be courteous and bountiful toward God, + who is Himself most bountiful in rewarding His poor." Wherefore + thenceforward did he look with goodwill upon the poor, bestowing + alms upon them abundantly. And although he was a merchant, yet was + he a most lavish dispenser of this world's riches. One day, when he + was standing in the warehouse in which he sold goods, and was + intent on business, a certain poor man came to him asking alms for + the love of God. Nevertheless, he was held back by the covetousness + of wealth and the cares of merchandise, and denied him the alms. + But forthwith, being looked upon by the divine grace, he rebuked + himself of great churlishness, saying, "Had this poor man asked + thee aught in the name of a great count or baron, assuredly thou + wouldst have given him what he had asked. How much more then + oughtest thou to have done it for the King of Kings and Lord of + all?" By reason whereof he thenceforth determined in his heart + never again to deny anything asked in the name of so great a + Lord.... + + [Sidenote: A vision in the midst of revelry] + + Now, not many days after he returned to Assisi,[518] he was chosen + one evening by his comrades as their master of the revels, to spend + the money collected from the company after his own fancy. So he + caused a sumptuous banquet to be made ready, as he had often done + before. And when they came forth from the house, and his comrades + together went before him, going through the city singing while he + carried a wand in his hand as their master, he was walking behind + them, not singing, but meditating very earnestly. And lo! suddenly + he was visited by the Lord, and his heart was filled with such + sweetness that he could neither speak nor move; nor was he able to + feel and hear anything except that sweetness only, which so + separated him from his physical senses that--as he himself + afterward said--had he then been pricked with knives all over at + once, he could not have moved from the spot. But when his comrades + looked back and saw him thus far off from them, they returned to + him in fear, staring at him as one changed into another man. And + they asked him, "What were you thinking about, that you did not + come along with us? Perchance you were thinking of taking a wife." + To them he replied with a loud voice: "Truly have you spoken, for I + thought of taking to myself a bride nobler and richer and fairer + than ever you have seen." And they mocked at him. But this he said + not of his own accord, but inspired of God; for the bride herself + was true Religion, whom he took unto him, nobler, richer, and + fairer than others in her poverty. + + [Sidenote: His increasing zeal in charity] + + And so from that hour he began to grow worthless in his own eyes, + and to despise those things he had formerly loved, although not + wholly so at once, for he was not yet entirely freed from the + vanity of the world. Nevertheless, withdrawing himself little by + little from the tumult of the world, he made it his study to + treasure up Jesus Christ in his inner man, and, hiding from the + eyes of mockers the pearl that he would fain buy at the price of + selling his all, he went oftentimes, and as it were in secret, + daily to prayer, being urged thereto by the foretaste of that + sweetness that had visited him more and more often, and compelled + him to come from the streets and other public places to prayer. + Although he had long done good unto the poor, yet from this time + forth he determined still more firmly in his heart never again to + deny alms to any poor man who should ask it for the love of God, + but to give alms more willingly and bountifully than had been his + practice. Whenever, therefore, any poor man asked of him an alms + out of doors, he would supply him with money if he could; if he had + no ready money, he would give him his cap or girdle rather than + send the poor man away empty. And if it happened that he had + nothing of this kind, he would go to some hidden place, and strip + off his shirt, and send the poor man thither that he might take it, + for the sake of God. He also would buy vessels for the adornment + of churches, and would send them in all secrecy to poor priests.... + + [Sidenote: He begs alms at Rome] + + So changed, then, was he by divine grace (although still in the + secular garb) that he desired to be in some city where he might, as + one unknown, strip off his own clothes and exchange them for those + of some beggar, so that he might wear his instead and make trial of + himself by asking alms for the love of God. Now it happened that at + that time he had gone to Rome on a pilgrimage. And entering the + church of St. Peter, he reflected on the offerings of certain + people, seeing that they were small, and spoke within himself: + "Since the Prince of the Apostles should of right be magnificently + honored, why do these folk make such sorry offerings in the church + wherein his body rests?" And so in great fervency he put his hand + into his purse and drew it forth full of money, and flung it + through the grating of the altar with such a crash that all who + were standing by marveled greatly at so splendid an offering. Then, + going forth in front of the doors of the church, where many beggars + were gathered to ask alms, he secretly borrowed the rags of one + among the neediest and donned them, laying aside his own clothing. + Then, standing on the church steps with the other beggars, he asked + an alms in French, for he loved to speak the French tongue, + although he did not speak it correctly. Thereafter, putting off the + rags, and taking again his own clothes, he returned to Assisi, and + began to pray the Lord to direct his way. For he revealed unto none + his secret, nor took counsel of any in this matter, save only of + God (who had begun to direct his way) and at times of the bishop of + Assisi. For at that time no true Poverty was to be found anywhere, + and she it was that he desired above all things of this world, + being minded in her to live--yea, and to die.... + + [Sidenote: Francis and the leper] + + Now when on a certain day he was praying fervently unto the Lord, + answer was made unto him: "Francis, all those things that thou hast + loved after the flesh, and hast desired to have, thou must needs + despise and hate, if thou wouldst do My will, and after thou shalt + have begun to do this the things that aforetime seemed sweet unto + thee and delightful shall be unbearable unto thee and bitter, and + from those that aforetime thou didst loathe thou shalt drink great + sweetness and delight unmeasured." Rejoicing at these words, and + consoled in the Lord, when he had ridden nigh unto Assisi, he met + one that was a leper. And because he had been accustomed greatly to + loathe lepers, he did violence to himself, and dismounted from his + horse, gave him money, and kissed his hand. And receiving from him + the kiss of peace, he remounted his horse and continued his + journey. Thenceforth he began more and more to despise himself, + until by the grace of God he had attained perfect mastery over + himself. + + A few days later, he took much money and went to the quarter of the + lepers, and, gathering all together, gave to each an alms, kissing + his hand. As he departed, in very truth that which had aforetime + been bitter to him, that is, the sight and touch of lepers, was + changed into sweetness. For, as he confessed, the sight of lepers + had been so grievous to him that he had been accustomed to avoid + not only seeing them, but even going near their dwellings. And if + at any time he happened to pass their abodes, or to see them, + although he was moved by compassion to give them an alms through + another person, yet always would he turn aside his face, stopping + his nostrils with his hand. But, through the grace of God, he + became so intimate a friend of the lepers that, even as he recorded + in his Will,[519] he lived with them and did humbly serve them. + + [Sidenote: How St. Francis would not dwell in an adorned cell] + + [Sidenote: Or in a cell called his own] + + (b) + + A very spiritual friar, who was familiar with Blessed Francis, + erected at the hermitage where he lived a little cell in a solitary + spot, where Blessed Francis could retire and pray when he came + thither. When he arrived at this place the friar took him to the + cell, and Blessed Francis said, "This cell is too splendid"--it + was, indeed, built only of wood, and smoothed with a hatchet--"if + you wish me to remain here, make it within and without of branches + of trees and clay." For the poorer the house or cell, the more was + he pleased to live therein. When the friar had done this, Blessed + Francis remained there several days. One day he was out of the cell + when a friar came to see him, who, coming thereafter to the place + where Blessed Francis was, was asked, "Whence came you, Brother?" + He answered, "I come from your cell." Then said Blessed Francis: + "Since you have called it mine, let another dwell there and not I." + And, in truth, we who were with him often heard him say: "The foxes + have holes, and the birds of the air have their nests, but the Son + of Man hath not where to lay His head." And again he would say: + "When the Lord remained in the desert, and fasted forty days and + forty nights, He did not make for Himself a cell or a house, but + found shelter amongst the rocks of the mountain." For this reason, + and to follow His example, he would not have it said that a cell or + house was his, nor would he allow such to be constructed.... When + he was nigh unto death he caused it to be written in his + Testament[520] that all the cells and houses of the friars should + be of wood and clay, the better to safeguard poverty and humility. + + * * * * * + + [Sidenote: A lazy friar] + + At the beginning of the Order, when the friars were at + Rivo-Torto,[521] near Assisi, there was among them one friar who + would not pray, work, nor ask for alms, but only eat. Considering + this, Blessed Francis knew by the Holy Spirit that he was a carnal + man, and said to him, "Brother Fly, go your way, since you consume + the labor of the brethren, and are slothful in the work of the + Lord, like the idle and barren drone who earns nothing and does not + work, but consumes the labor and earnings of the working bee." He, + therefore, went his way, and as he was a carnally-minded man he + neither sought for mercy nor obtained it. + + * * * * * + + [Sidenote: Public humiliation inflicted upon himself] + + Having at a time suffered greatly from one of his serious attacks + of illness, when he felt a little better he began to think that + during his sickness he had exceeded his usual allowance of food, + whereas he had really eaten very little. Though not quite recovered + from the ague, he caused the people of Assisi to be called together + in the public square to listen to a sermon. When he had finished + preaching, he told the people to remain where they were until he + came back to them, and entered the cathedral of St. Rufinus with + many friars and Brother Peter of Catana, who had been a canon of + that church, and was now the first Minister-General[522] appointed + by Blessed Francis. To Brother Peter Francis spoke, enjoining him + under obedience not to contradict what he was about to say. Brother + Peter replied: "Brother, neither is it possible, as between you and + me, nor do I wish to do anything save what is pleasing to you." + Then, taking off his tunic, Blessed Francis bade him place a rope + around his neck and drag him thus before the people to the place + where he had preached. At the same time he ordered another friar to + carry a bowlful of ashes to the place, and when he got there to + throw the ashes into his face. But this order was not obeyed by + the friar out of the pity and compassion he felt for him. + + Brother Peter, taking the rope, did as he had been told; but he and + all the other friars shed tears of compassion and bitterness. When + he [Francis] stood thus bared before the people in the place where + he had preached, he cried: "You, and all those who by my example + have been induced to abandon the world and enter Religion to lead + the lives of friars, I confess before God and you that in my + illness I have eaten meat and broths made of meat." And all the + people could not refrain from weeping, especially as at that time + it was very cold and he had scarcely recovered from the fever. + Beating their breasts where they stood, they exclaimed, "If this + saint, for just and manifest necessity, with shame of body thus + accuses himself, whose life we know to be holy, and who has imposed + on himself such great abstinence and austerity since his first + conversion to Christ (whom we here, as it were, see in the flesh), + what will become of us sinners who all our lifetime seek to follow + our carnal appetites?" + + * * * * * + + [Sidenote: St. Francis and the larks] + + Blessed Francis, wholly wrapped up in the love of God, discerned + perfectly the goodness of God not only in his own soul, now adorned + with the perfection of virtue, but in every creature. On account of + which he had a singular and intimate love of creatures, especially + of those in which was figured anything pertaining to God or the + Order. Wherefore above all other birds he loved a certain little + bird which is called the lark, or by the people, the cowled lark. + And he used to say of it: "Sister Lark hath a cowl like a + Religious; and she is a humble bird, because she goes willingly by + the road to find there any food. And if she comes upon it in + foulness, she draws it out and eats it. But, flying, she praises + God very sweetly, like a good Religious, despising earthly things, + whose conversation is always in the heavens, and whose intent is + always to the praise of God. Her clothes (that is, her feathers), + are like to the earth and she gives an example to Religious that + they should not have delicate and colored garments, but common in + price and color, as earth is commoner than the other elements." And + because he perceived this in them, he looked on them most + willingly. Therefore it pleased the Lord, that these most holy + little birds should show some sign of affection towards him in the + hour of his death. For late in the Sabbath day after vespers, + before the night in which he passed away to the Lord, a great + multitude of that kind of birds called larks came on the roof of + the house where he was lying, and, flying about, made a wheel like + a circle around the roof, and, sweetly singing, seemed likewise to + praise the Lord. + + * * * * * + + [Sidenote: His desire that birds and animals be fed on Christmas + day] + + We who were with Blessed Francis and write these things, testify + that many times we heard him say: "If I could speak with the + Emperor,[523] I would supplicate and persuade him that, for the + love of God and me, he would make a special law that no man should + snare or kill our sisters, the larks, nor do them any harm. Also, + that all chief magistrates of cities and lords of castles and + villages should, every year, on the day of the Lord's Nativity, + compel men to scatter wheat and other grain on the roads outside + cities and castles, that our Sister Larks and all other birds might + have to eat on that most solemn day; and that, out of reverence for + the Son of God, who on that night was laid by the most Blessed + Virgin Mary in a manger between an ox and an ass, all who have oxen + and asses should be obliged on that night to provide them with + abundant and good fodder; and also that on that day the poor should + be most bountifully fed by the rich." + + For Blessed Francis held in higher reverence than any other the + Feast of the Lord's Nativity, saying, "After the Lord was born, our + salvation became a necessity." Therefore he desired that on this + day all Christians should rejoice in the Lord, and, for the love + of Him who gave Himself for us, should generously provide not only + for the poor, but also for the beasts and birds. + + * * * * * + + [Sidenote: His regard for trees, stones, and all created things] + + Next to fire he most loved water, which is the symbol of holy + penance and tribulation, whereby the stains are washed from the + soul, and by which the first cleansing of the soul takes place in + holy baptism. Hence, when he washed his hands, he would select a + place where he would not tread the water underfoot. When he walked + over stones he would tread on them with fear and reverence, for the + love of Him who is called the Rock, and when reciting the words of + the Psalm, _Thou hast exalted me on a rock_, would add with great + reverence and devotion, "beneath the foot of the rock hast thou + exalted me." + + In the same way he would tell the friars who cut and prepared the + wood not to cut down the whole tree, but only such branches as + would leave the tree standing, for love of Him who died for us on + the wood of the Cross. So, also, he would tell the friar who was + the gardener not to cultivate all the ground for vegetables and + herbs for food, but to set aside some part to produce green plants + which should in their time bear flowers for the friars, for love of + Him who was called "The Flower of the Field," and "The Lily of the + Valley." Indeed he would say the Brother Gardener should always + make a beautiful little garden in some part of the land, and plant + it with sweet-scented herbs bearing lovely flowers, which in the + time of their blossoming invited men to praise Him who made all + herbs and flowers. For every creature cries aloud: "God has made me + for thee, O man!" + + +64. The Rule of St. Francis + +There is every reason for believing that St. Francis set out upon his +mission with no idea whatever of founding a new religious order. His +fundamental purpose was to revive what he conceived to be the purer +Christianity of the apostolic age, and so far as this involved the +announcement of any definite principles or rules he was quite content +to draw them solely from the Scriptures. We have record, for example, +of how when (in 1209) St. Francis had yet but two followers, he led +them to the steps of the church of St. Nicholas at Assisi and there +read to them three times the words of Jesus sending forth his +disciples,[524] adding, "This, brethren, is our life and our rule, and +that of all who may join us. Go, then, and do as you have heard." As +his field of labor expanded, however, and the number of the friars +increased, St. Francis decided to write out a definite Rule for the +brotherhood and go to Rome to procure its approval by the Pope. The +Rule as thus formulated, in 1210, has not come down to us. We know +only that it was extremely simple and that it was composed almost +wholly of passages from the Bible (doubtless those read to the +companions at Assisi), with a few precepts about the occupations and +manner of living of the brethren. This first Rule indeed proved too +simple and brief to satisfy the demands of the growing order. A +general injunction, such as "be poor," was harder to apply and to live +up to than a more specific set of instructions explaining just what +was to be considered poverty and what was not. The brethren, moreover, +were soon preaching and laboring in all the countries of western +Europe and questions were continually coming up regarding their +relations with the temporal powers in those countries, with the local +clergy, with the papal government, and also among themselves. + +Reluctantly, and with a heart-felt warning against the insidious +influences of ambition and organization, the founder finally brought +himself to the task of drawing up a constitution for the order which +had surprised him, and in a certain sense grieved him, by the very +elaborateness of its development. During the winter of 1220-21, when +physical infirmities were foreshadowing the end, Francis worked out +the document generally known as the Rule of 1221, which became the +basis for the Rule of 1223, quoted in part below. Before the Rule took +its final form, the influence of the Church was brought to bear +through the papacy, with the result that most of the freshness and +vigor that St. Francis put into the earlier effort was crushed out in +the interest of ecclesiastical regularity. Only a small portion of the +document can be reproduced here, but enough, perhaps, to show +something as to what the manner of life of the Franciscan friar was +expected to be. The extract may profitably be compared with the +Benedictine Rule governing the monks [see p. 83]. + + Source--_Bullarium Romanum_ ["Collection of Papal Bulls"], + editio Taurinensis, Vol. III., p. 394. Adapted from + translation in Ernest F. Henderson, _Select Historical + Documents of the Middle Ages_ (London, 1896), pp. 344-349 + _passim_. + + =1.= This is the rule and way of living of the Minorite brothers, + namely, to observe the holy Gospel of our Lord Jesus Christ, living + in obedience, without personal possessions, and in chastity. + Brother Francis promises obedience and reverence to our lord Pope + Honorius,[525] and to his successors who canonically enter upon + their office, and to the Roman Church. And the other brothers shall + be bound to obey Brother Francis and his successors. + + [Sidenote: Money in no case to be received by the brothers] + + =4.= I firmly command all the brothers by no means to receive coin + or money, of themselves or through an intervening person. But for + the needs of the sick and for clothing the other brothers, the + ministers alone and the guardians shall provide through spiritual + friends, as it may seem to them that necessity demands, according + to time, place and the coldness of the temperature. This one thing + being always borne in mind, that, as has been said, they receive + neither coin nor money. + + [Sidenote: The obligation to labor] + + =5.= Those brothers to whom God has given the ability to labor + shall labor faithfully and devoutly, in such manner that idleness, + the enemy of the soul, being averted, they may not extinguish the + spirit of holy prayer and devotion, to which other temporal things + should be subservient. As a reward, moreover, for their labor, they + may receive for themselves and their brothers the necessities of + life, but not coin or money; and this humbly, as becomes the + servants of God and the followers of most holy poverty. + + =6.= The brothers shall appropriate nothing to themselves, neither + a house, nor a place, nor anything; but as pilgrims and strangers + in this world, in poverty and humility serving God, they shall + confidently go seeking for alms. Nor need they be ashamed, for the + Lord made Himself poor for us in this world. + + +65. The Will of St. Francis + +The will which St. Francis prepared just before his death (1226) +contains an admirable statement of the principles for which he +labored, as well as a notable warning to his successors not to allow +the order to fall away from its original high ideals. Among the later +Franciscans the Will acquired a moral authority superior even to that +of the Rule. + + Source--Text in Amoni, _Legenda Trium Sociorum_ ["Legend of + the Three Companions"], Appendix, p. 110. Translation adapted + from Paul Sabatier, _Life of St. Francis of Assisi_ (New York, + 1894), pp. 337-339. + + God gave it to me, Brother Francis, to begin to do penance in the + following manner: when I was yet in my sins it seemed to me too + painful to look upon the lepers, but the Lord Himself led me among + them, and I had compassion upon them. When I left them, that which + had seemed to me bitter had become sweet and easy. A little while + after, I left the world,[526] and God gave me such faith that I + would kneel down with simplicity in any of his churches, and I + would say, "We adore thee, Lord Jesus Christ, here and in all thy + churches which are in the world, and we bless thee that by Thy holy + cross Thou hast ransomed the world." + + [Sidenote: St. Francis not hostile to the existing Church] + + Afterward the Lord gave me, and still gives me, so great a faith in + priests who live according to the form of the holy Roman Church, + because of their sacerdotal character, that even if they + persecuted me I would have recourse to them, and even though I had + all the wisdom of Solomon, if I should find poor secular priests, I + would not preach in their parishes against their will.[527] I + desire to respect them like all the others, to love them and honor + them as my lords. I will not consider their sins, for in them I see + the Son of God, and they are my lords. I do this because here below + I see nothing, I perceive nothing physically of the most high Son + of God, except His most holy body and blood, which the priests + receive and alone distribute to others.[528] + + I desire above all things to honor and venerate all these most holy + mysteries and to keep them precious. Wherever I find the sacred + name of Jesus, or his words, in unsuitable places, I desire to take + them away and put them in some decent place; and I pray that others + may do the same. We ought to honor and revere all the theologians + and those who preach the most holy word of God, as dispensing to us + spirit and life. + + When the Lord gave me the care of some brothers, no one showed me + what I ought to do, but the Most High himself revealed to me that I + ought to live according to the model of the holy gospel. I caused a + short and simple formula to be written and the lord Pope confirmed + it for me.[529] + + [Sidenote: Poverty and labor enjoined] + + Those who volunteered to follow this kind of life distributed all + they had to the poor. They contented themselves with one tunic, + patched within and without, with the cord and breeches, and we + desired to have nothing more.... We loved to live in poor and + abandoned churches, and we were ignorant and were submissive to + all. I worked with my hands and would still do so, and I firmly + desire also that all the other brothers work, for this makes for + goodness. Let those who know no trade learn one, not for the + purpose of receiving wages for their toil, but for their good + example and to escape idleness. And when we are not given the price + of our work, let us resort to the table of the Lord, begging our + bread from door to door. The Lord revealed to me the salutation + which we ought to give: "God give you peace!" + + [Sidenote: No further privileges to be sought from the Pope] + + Let the brothers take great care not to accept churches, dwellings, + or any buildings erected for them, except as all is in accordance + with the holy poverty which we have vowed in the Rule; and let them + not live in them except as strangers and pilgrims. I absolutely + forbid all the brothers, in whatsoever place they may be found, to + ask any bull from the court of Rome, whether directly or + indirectly, in the interest of church or convent, or under pretext + of preaching, or even for the protection of their bodies. If they + are not received anywhere, let them go of themselves elsewhere, + thus doing penance with the benediction of God.... + + And let the brothers not say, "This is a new Rule"; for this is + only a reminder, a warning, an exhortation. It is my last will and + testament, that I, little Brother Francis, make for you, my blessed + brothers, in order that we may observe in a more Catholic way the + Rule which we promised the Lord to keep. + + [Sidenote: No additions to be made to the Rule or the Will] + + Let the ministers-general, all the other ministers, and the + custodians be held by obedience to add nothing to and take nothing + away from these words. Let them always keep this writing near them + beside the Rule; and in all the assemblies which shall be held, + when the Rule is read, let these words be read also. + + I absolutely forbid all the brothers, clerics and laymen, to + introduce comments in the Rule, or in this Will, under pretext of + explaining it. But since the Lord has given me to speak and to + write the Rule and these words in a clear and simple manner, so do + you understand them in the same way without commentary, and put + them in practice until the end. + + And whoever shall have observed these things, may he be crowned in + heaven with the blessings of the heavenly Father, and on earth with + those of his well-beloved Son and of the Holy Spirit, the Consoler, + with the assistance of all the heavenly virtues and all the saints. + + And I, little Brother Francis, your servant, confirm to you, so far + as I am able, this most holy benediction. Amen. + + +FOOTNOTES: + +[517] The father's name was Pietro Bernardone. As a cloth-merchant he +was probably accustomed to make frequent journeys to northern France, +particularly Champagne, which was the principal seat of commercial +exchange between northern and southern Europe. + +[518] Aspiring to become a knight and to win distinction on the field +of battle, Francis had gone to Spoleto with the intention of joining +an expedition about to set out for Apulia. While there he was stricken +with fever and compelled to abandon his purpose. Returning to Assisi, +he redoubled his works of charity and sought to keep aloof from the +people of the town. His old companions, however, flocked around him, +expecting still to profit by his prodigality, and for a time, being +himself uncertain as to the course he would take, he acceded to their +desires. + +[519] See p. 376. + +[520] Brief portions of this testament, or will, are given on p. 376. + +[521] This was in the latter part of 1210 and the early part of 1211. +Rivo-Torto was an abandoned cottage in the plain of Assisi, an hour's +walk from the town and near the highway between Perugia and Rome. The +building had once served as a leper hospital. Francis and his +companions selected it as a temporary place of abode, probably because +of its proximity to the _carceri_, or natural grottoes, of Mount +Subasio to which the friars resorted for solitude, and because it was +at the same time sufficiently near the Umbrian towns to permit of +frequent trips thither for preaching and charity. + +[522] Practically, St. Francis's successor in the headship of the +order. With the idea of realizing entire humility in his own life, St. +Francis had resigned his position of authority into the hands of +Brother Peter and had pledged the implicit obedience of himself and +the others to the new prelate. + +[523] That is, the sovereign of the Holy Roman Empire. + +[524] The passage (Luke ix. 1-6) is as follows: "Jesus, having called +to Him the Twelve, gave them power and authority over all devils and +to cure diseases. And He sent them to preach the Kingdom of God and to +heal the sick. And He said unto them, Take nothing for your journey, +neither staves, nor scrip, neither bread, neither money; neither have +two coats apiece. And whatsoever house ye enter into, there abide, and +thence depart. And whosoever will not receive you, when ye go out of +that city shake off the very dust from your feet for a testimony +against them. And they departed and went through the towns, preaching +the gospel and healing everywhere." + +[525] Honorius III., 1216-1227. + +[526] That is, abandoned the worldly manner of living. + +[527] Despite the willingness of St. Francis here expressed to get on +peaceably with the secular clergy, i.e., the bishops and priests, the +history of the mendicant orders is filled with the records of strife +between the seculars and friars. This was inevitable, since such +friars as had taken priestly orders were accustomed to hear +confessions, preside at masses, preach in parish churchyards, bury the +dead, and collect alms--all the proper functions of the parish priests +but permitted to the friars by special papal dispensations. The +priests very naturally regarded the friars as usurpers. + +[528] That is, in the sacrament of the Lord's Supper. + +[529] The Rule of 1210, approved by Innocent III., is here meant [see +p. 374]. + + + + +CHAPTER XXIII. + +THE PAPACY AND THE TEMPORAL POWERS IN THE LATER MIDDLE AGES + + +66. The Interdict Laid on France by Innocent III. (1200) + +Two of the most effective weapons at the service of the mediaeval +Church were excommunication and the interdict. By the ban of +excommunication the proper ecclesiastical authorities could exclude a +heretic or otherwise objectionable person from all religious +privileges, thereby cutting him off from association with the faithful +and consigning him irrevocably (unless he repented) to Satan. The +interdict differed from excommunication in being less sweeping in its +condemnatory character, and also in being applied to towns, provinces, +or countries rather than to individuals. As a rule the interdict +undertook to deprive the inhabitants of a specified region of the use +of certain of the sacraments, of participation in the usual religious +services, and of the right of Christian burial. It did not expel men +from church membership, as did excommunication, but it suspended most +of the privileges and rights flowing from such membership. The +interdict was first employed by the clergy of north France in the +tenth and eleventh centuries. In the twelfth it was adopted by the +papacy on account of its obvious value as a means of disciplining the +monarchs of western Europe. Because of its effectiveness in stirring +up popular indignation against sovereigns who incurred the papal +displeasure, by the time of Innocent III. (1198-1216) it had come to +be employed for political as well as for purely religious purposes, +though generally the two considerations were closely intertwined. A +famous and typical instance of its use was that of the year 1200, +described below. + +In August, 1193, Philip Augustus, king of France, married Ingeborg, +second sister of King Knut VI. of Denmark. At the time Philip was +contemplating an invasion of England and hoped through the marriage to +assure himself of Danish aid. Circumstances soon changed his plans, +however, and almost immediately he began to treat his new wife coldly, +with the obvious purpose of forcing her to return to her brother's +court. Failing in this, he convened his nobles and bishops at +Compiegne and got from them a decree of divorce, on the flimsy pretext +that the marriage with Ingeborg had been illegal on account of the +latter's distant relationship to Elizabeth of Hainault, Philip's first +wife. Ingeborg and her brother appealed to Rome, and Pope Celestine +III. dispatched letter after letter and legate after legate to the +French court, but without result. Indeed, after three years, Philip, +to clinch the matter, as he thought, married Agnes of Meran, daughter +of a Bavarian nobleman, and shut up Ingeborg in a convent at Soissons. +In 1198, while the affair stood thus, Celestine died and was succeeded +by Innocent III., under whom the papal power was destined to attain a +height hitherto unknown. Innocent flatly refused to sanction the +divorce or to recognize the second marriage, although he was not pope, +of course, until some years after both had occurred. On the ground +that the whole subject of marriage lay properly within the +jurisdiction of the Church, Innocent demanded that Philip cast off the +beautiful Agnes and restore Ingeborg to her rightful place. This +Philip promptly refused to do. + +The threat of an interdict failing to move him, the Pope proceeded to +put his threat into execution. In January, 1200, the interdict was +pronounced and, though the king's power over the French clergy was so +strong that many refused to heed the voice from Rome, gradually the +discontent and indignation of the people grew until after nine months +it became apparent that the king must yield. He did so as gracefully +as he could, promising to take back Ingeborg and submit the question +of a divorce to a council presided over by the papal legate. This +council, convened in 1201 at Soissons, decided against the king and in +favor of Ingeborg; but Philip had no intention to submit in good faith +and, until the death of Agnes in 1204, he maintained his policy of +procrastination and double-dealing. Even in the later years of the +reign the unfortunate Ingeborg had frequent cause to complain of +harshness and neglect at the hand of her royal husband. + +The following are the principal portions of Innocent's interdict. + + Source--Martene, Edmond, and Durand, Ursin, _Thesaurus novus + Anecdotorum_ ["New Collection of Unpublished Documents"], + Paris, 1717, Vol. IV., p. 147. Adapted from translation by + Arthur C. Howland in _Univ. of Pa. Translations and Reprints_, + Vol. IV., No. 4, pp. 29-30. + + [Sidenote: Partial suspension of the services and offices of + the Church] + + Let all the churches be closed; let no one be admitted to them, + except to baptize infants; let them not be otherwise opened, except + for the purpose of lighting the lamps, or when the priest shall + come for the Eucharist and holy water for the use of the sick. We + permit Mass to be celebrated once a week, on Friday, early in the + morning, to consecrate the Host[530] for the use of the sick, but + only one clerk is to be admitted to assist the priest. Let the + clergy preach on Sunday in the vestibules of the churches, and in + place of the Mass let them deliver the word of God. Let them recite + the canonical hours[531] outside the churches, where the people do + not hear them; if they recite an epistle or a gospel, let them + beware lest the laity hear them; and let them not permit the dead + to be interred, nor their bodies to be placed unburied in the + cemeteries. Let them, moreover, say to the laity that they sin and + transgress grievously by burying bodies in the earth, even in + unconsecrated ground, for in so doing they assume to themselves an + office pertaining to others. + + [Sidenote: How Easter should be observed] + + [Sidenote: Arrangements for confession] + + Let them forbid their parishioners to enter churches that may be + open in the king's territory, and let them not bless the wallets of + pilgrims, except outside the churches. Let them not celebrate the + offices in Passion week, but refrain even until Easter day, and + then let them celebrate in private, no one being admitted except + the assisting priest, as above directed; let no one communicate, + even at Easter, unless he be sick and in danger of death. During + the same week, or on Palm Sunday, let them announce to their + parishioners that they may assemble on Easter morning before the + church and there have permission to eat flesh and consecrated + bread.... Let the priest confess all who desire it in the portico + of the church; if the church have no portico, we direct that in bad + or rainy weather, and not otherwise, the nearest door of the church + may be opened and confessions heard on its threshold (all being + excluded except the one who is to confess), so that the priest and + the penitent can be heard by those who are outside the church. If, + however, the weather be fair, let the confession be heard in front + of the closed doors. Let no vessels of holy water be placed outside + the church, nor shall the priests carry them anywhere; for all the + sacraments of the Church beyond these two which are reserved[532] + are absolutely prohibited. Extreme unction, which is a holy + sacrament, may not be given.[533] + + +67. The Bull "Unam Sanctam" of Boniface VIII. (1302) + +In the history of the mediaeval Church at least three great periods of +conflict between the papacy and the temporal powers can be +distinguished. The first was the era of Gregory VII. and Henry IV. of +Germany [see p. 261]; the second was that of Innocent III. and John of +England and Philip Augustus of France [see p. 380]; the third was that +of Boniface VIII. and Philip the Fair of France. In many respects the +most significant document pertaining to the last of these struggles is +the papal bull, given below, commonly designated by its opening words, +_Unam Sanctam_. + +The question at issue in the conflict of Boniface VIII. and Philip the +Fair was the old one as to whether the papacy should be allowed to +dominate European states in temporal as well as in spiritual matters. +The Franconian emperors, in the eleventh century, made stubborn +resistance to such domination, but the immediate result was only +partial success, while later efforts to keep up the contest +practically ruined the power of the house of Hohenstaufen. Even Philip +Augustus, at the opening of the thirteenth century, had been compelled +to yield, at least outwardly, to the demands of the papacy respecting +his marriages and his national policies. With the revival of the issue +under Boniface and Philip, however, the tide turned, for at last there +had arisen a nation whose sovereign had so firm a grip upon the +loyalty of his subjects that he could defy even the power of Rome with +impunity. + +The quarrel between Boniface and Philip first assumed importance in +1296--two years after the accession of the former and eleven after +that of the latter. The immediate subject of dispute was the heavy +taxes which Philip was levying upon the clergy of France and the +revenues from which he was using in the prosecution of his wars with +Edward I. of England; but royal and papal interests were fundamentally +at variance and as both king and pope were of a combative temper, a +conflict was inevitable, irrespective of taxes or any other particular +cause of controversy. In 1096 Boniface issued the famous bull +_Clericis Laicos_, forbidding laymen (including monarchs) to levy +subsidies on the clergy without papal consent and prohibiting the +clergy to pay subsidies so levied. Philip the Fair was not mentioned +in the bull, but the measure was clearly directed primarily at him. He +retaliated by prohibiting the export of money, plate, etc., from the +realm, thereby cutting off the accustomed papal revenues from France. +In 1297 an apparent reconciliation was effected, the Pope practically +suspending the bull so far as France was concerned, though only to +secure relief from the conflict with Philip while engaged in a +struggle with the rival Colonna family at Rome. + +In 1301 the contest was renewed, mainly because of the indiscretion of +a papal legate, Bernard Saisset, bishop of Pamiers, who vilified the +king and was promptly imprisoned for his violent language. Boniface +took up the cause of Saisset and called an ecclesiastical council to +regulate the affairs of church and state in France and to rectify the +injuries wrought by King Philip. The claim to papal supremacy in +temporal as well as spiritual affairs, which Boniface proposed thus to +make good, was boldly stated in a new bull--that of _Ausculta +Fili_--in 1301. At the same time the bull _Clericis Laicos_ was +renewed for France. Philip knew that the Franconians and his own +Capetian predecessors had failed in their struggles with Rome chiefly +for the reason that they had been lacking in consistent popular +support. National feeling was unquestionably stronger in the France of +1301 than in the Germany of 1077, or even in the France of 1200; but +to make doubly sure, Philip, in 1302, caused the first meeting of a +complete States General to be held, and from this body, representing +the various elements of the French people, he got reliable pledges of +support in his efforts to resist the temporal aggressions of the +papacy. It was at this juncture that Boniface issued the bull _Unam +Sanctam_, which has well been termed the classic mediaeval expression +of the papal claims to universal temporal sovereignty. + +In 1303 an assembly of French prelates and magnates, under the +inspiration of Philip, brought charges of heresy and misconduct +against Boniface and called for a meeting of a general ecclesiastical +council to depose him. Boniface decided to issue a bull +excommunicating and deposing Philip. But before the date set for this +step (September, 1303) a catastrophe befell the papacy which resulted +in an unexpected termination of the episode. On the day before the +bull of deposition was to be issued William of Nogaret, whom Philip +had sent to Rome to force Boniface to call a general council to try +the charges against himself, led a band of troops to Anagni and took +the Pope prisoner with the intention of carrying him to France for +trial. After three days the inhabitants of Anagni attacked the +Frenchmen and drove them out and Boniface, who had barely escaped +death, returned to Rome. The unfortunate Pope never recovered, +however, from the effects of the outrage and his death in October +(1303) left Philip, by however unworthy means, a victor. From this +point the papacy passes under the domination of the French court and +in 1309 began the dark period of the so-called Babylonian Captivity, +during most of which the popes dwelt at Avignon under conditions +precisely the reverse of the ideal which Boniface so clearly asserted +in _Unam Sanctam_. + + Source--Text based upon the papal register published by P. + Mury in _Revue des Questions Historiques_, Vol. XLVI. (July, + 1889), pp. 255-256. Translated in Oliver J. Thatcher and Edgar + H. McNeal, _Source Book for Mediaeval History_ (New York), + 1905, pp. 314-317. + + [Sidenote: An assertion of the unity of the Church] + + The true faith compels us to believe that there is one holy + Catholic Apostolic Church, and this we firmly believe and plainly + confess. And outside of her there is no salvation or remission of + sins, as the Bridegroom says in the Song of Solomon: "My dove, my + undefiled, is but one; she is the only one of her mother, she is + the choice one of her that bare her" [Song of Sol., vi. 9]; which + represents the one mystical body, whose head is Christ, but the + head of Christ is God [1 Cor., xi. 3]. In this Church there is "one + Lord, one faith, one baptism" [Eph., iv. 5]. For in the time of the + flood there was only one ark, that of Noah, prefiguring the one + Church, and it was "finished above in one cubit" [Gen., vi. 16], + and had but one helmsman and master, namely, Noah. And we read that + all things on the earth outside of this ark were destroyed. This + Church we venerate as the only one, since the Lord said by the + prophet: "Deliver my soul from the sword; my darling from the power + of the dog" [Ps., xxii. 20]. He prayed for his soul, that is, for + himself, the head; and at the same time for the body, and he named + his body, that is, the one Church, because there is but one + Bridegroom [John, iii. 29], and because of the unity of the faith, + of the sacraments, and of his love for the Church. This is the + seamless robe of the Lord which was not rent but parted by lot + [John, xix. 23]. + + [Sidenote: An allusion to the Petrine Supremacy] + + [Sidenote: The proper relation of spiritual and temporal powers] + + Therefore there is one body of the one and only Church, and one + head, not two heads, as if the Church were a monster. And this head + is Christ, and his vicar, Peter and his successor; for the Lord + himself said to Peter: "Feed my sheep" [John, xxi. 16]. And he said + "my sheep," in general, not these or those sheep in particular; + from which it is clear that all were committed to him. If, + therefore, Greeks [i.e., the Greek Church] or any one else say that + they are not subject to Peter and his successors, they thereby + necessarily confess that they are not of the sheep of Christ. For + the Lord says, in the Gospel of John, that there is one fold and + only one shepherd [John, x. 16]. By the words of the gospel we are + taught that the two swords, namely, the spiritual authority and the + temporal, are in the power of the Church. For when the apostles + said "Here are two swords" [Luke, xxii. 38]--that is, in the + Church, since it was the apostles who were speaking--the Lord did + not answer, "It is too much," but "It is enough." Whoever denies + that the temporal sword is in the power of Peter does not properly + understand the word of the Lord when He said: "Put up thy sword + into the sheath" [John, xviii. 11]. Both swords, therefore, the + spiritual and the temporal, are in the power of the Church. The + former is to be used by the Church, the latter for the Church; the + one by the hand of the priest, the other by the hand of kings and + knights, but at the command and permission of the priest. Moreover, + it is necessary for one sword to be under the other, and the + temporal authority to be subjected to the spiritual; for the + apostle says, "For there is no power but of God: and the powers + that be are ordained of God" [Rom., xiii. 1]; but they would not be + ordained unless one were subjected to the other, and, as it were, + the lower made the higher by the other. + + [Sidenote: The superiority of the spiritual] + + For, according to St. Dionysius,[534] it is a law of divinity that + the lowest is made the highest through the intermediate. According + to the law of the universe all things are not equally and directly + reduced to order, but the lowest are fitted into their order + through the intermediate, and the lower through the higher. And we + must necessarily admit that the spiritual power surpasses any + earthly power in dignity and honor, because spiritual things + surpass temporal things. We clearly see that this is true from the + paying of tithes, from the benediction, from the sanctification, + from the receiving of the power, and from the governing of these + things. For the truth itself declares that the spiritual power must + establish the temporal power and pass judgment on it if it is not + good. Thus the prophecy of Jeremiah concerning the Church and the + ecclesiastical power is fulfilled: "See, I have this day set thee + over the nations and over the kingdoms, to root out, and to pull + down, and to destroy, and to throw down, to build, and to plant" + [Jer., i. 10]. + + [Sidenote: The highest spiritual power (the papacy) responsible to + God alone] + + Therefore if the temporal power errs, it will be judged by the + spiritual power, and if the lower spiritual power errs, it will be + judged by its superior. But if the highest spiritual power errs, it + cannot be judged by men, but by God alone. For the apostle says: + "But he that is spiritual judgeth all things, yet he himself is + judged of no man" [1 Cor., ii. 15]. Now this authority, although it + is given to man and exercised through man, is not human, but + divine. For it was given by the word of the Lord to Peter, and the + rock was made firm to him and his successors, in Christ himself, + whom he had confessed. For the Lord said to Peter: "Whatsoever thou + shalt bind on earth shall be bound in heaven; and whatsoever thou + shalt loose on earth shall be loosed in heaven" [Matt., xvi. 19]. + + [Sidenote: Submission to the papacy essential to salvation] + + Therefore, whosoever resisteth this power thus ordained of God + resisteth the ordinance of God [Rom., xiii. 2], unless there are + two principles [beginnings], as Manichaeus[535] pretends there are. + But this we judge to be false and heretical. For Moses says that, + not in the beginnings, but in the beginning, God created the heaven + and the earth [Gen., i. 1]. We therefore declare, say, and affirm + that submission on the part of every man to the bishop of Rome is + altogether necessary for his salvation. + + +68. The Great Schism and the Councils of Pisa and Constance + +The "Babylonian Captivity"--begun in 1305, or perhaps more properly in +1309, when the French Pope, Clement V., took up his residence +regularly at Avignon--lasted until 1377. During these sixty or seventy +years the College of Cardinals consisted chiefly of Frenchmen, all of +the seven popes were of French nationality, and for the most part the +papal authority was little more than a tool in the hands of the +aggressive French sovereigns. In 1377, at the solicitation of the +Italian clergy and people, Pope Gregory XI. removed to Rome, where he +died in 1378. In the election that followed the Roman populace, +determined to bring the residence of the popes at Avignon to an end +once for all, demanded a Roman, or at least an Italian, pope. The +majority of the cardinals were French, but they could not agree upon a +French candidate and, intimidated by the threats of the mob, they at +last chose a Neapolitan who took the name Urban VI. A few months of +Urban's obstinate administration convinced the cardinals that they had +made a serious mistake, and, on the ground that their choice had been +unduly influenced by popular clamor, they sought to nullify the +election and to replace Urban by a Genevan who took the title Clement +VII. Urban utterly refused thus to be put aside, so that there were +now two popes, each duly elected by the College of Cardinals and each +claiming the undivided allegiance of Christendom. This was the +beginning of the Great Schism, destined to work havoc in the Church +for a full generation, or until finally ended in 1417. Clement VII. +fixed his abode at Avignon and French influence secured for him the +support of Spain, Scotland, and Sicily. The rest of Europe, displeased +with the subordination of the papacy to France and French interests, +declared for Urban, who was pledged to maintain the papal capital at +Rome. + +France must be held responsible in the main for the evils of the Great +Schism--a breach in the Church which she deliberately created and for +many years maintained; but she herself suffered by it more than any +other nation of Europe because of the annates,[536] the _decime_,[537] +and other taxes which were imposed upon the French clergy and people +to support the luxurious and at times extravagant papal court at +Avignon, or which were exacted by ambitious monarchs under the cover +of papal license. In the course of time the impossible situation +created by the Schism demanded a remedy and in fairness it should be +observed that in the work of adjustment the leading part was taken by +the French. After the death of Clement VII., in 1394, the French court +sincerely desired to bring the Schism to an end on terms that would be +fair to all. Already in 1393 King Charles VI. had laid the case before +the University of Paris and asked for an opinion as to the best course +to be pursued. The authorities of the university requested each member +of the various faculties to submit his idea of a solution of the +problem and from the mass of suggestions thus brought together a +committee of fifty-four professors, masters, and doctors worked out +the three lines of action set forth in selection (a) below. The first +plan, i.e., that both popes should resign as a means of restoring +harmony, was accepted as the proper one by an assembly of the French +clergy convened in 1395. It was doomed to defeat, however, by the +vacillation of both Benedict XIII. at Avignon and Boniface IX. at +Rome, and in the end it was agreed to fall back upon the third plan +which the University of Paris had proposed, i.e., the convening of a +general council. There was no doubt that such a council could legally +be summoned only by the pope, but finally the cardinals attached to +both popes deserted them and united in issuing the call in their own +name. + +The council met at Pisa in 1409 and proceeded to clear up the question +of its own legality and authority by issuing the unequivocal +declaration comprised in (b) below. It furthermore declared both popes +deposed and elected a new one, who took the name Alexander V. Neither +of the previous popes, however, recognized the council's action, so +now there were three rivals instead of two and the situation was only +so much worse than before. In 1410 Alexander V. died and the cardinals +chose as his successor John XXIII., a man whose life was notoriously +wicked, but who was far from lacking in political sagacity. Three +years later the capture of Rome by the king of Naples forced John to +appeal for assistance to the Emperor Sigismund; and Sigismund +demanded, before extending the desired aid, that a general church +council be summoned to meet on German soil for the adjustment of the +tangled papal situation. The result was the Council of Constance, +whose sessions extended from November, 1414, to April, 1418, and +which, because of its general European character, was able to succeed +where the Council of Pisa had failed. In the decree _Sacrosancta_ +given below (c), issued in April, 1415, we have the council's notable +assertion of its supreme authority in ecclesiastical matters, even as +against the pope himself. The Schism was healed with comparative +facility. Gregory XII., who had been the pope at Rome, but who was now +in exile, sent envoys to offer his abdication. Benedict XIII., +likewise a fugitive, was deposed and found himself without supporters. +John XXIII. was deposed for his unworthy character and had no means of +offering resistance. The cardinals, together with representatives of +the five "nations" into which the council was divided, harmoniously +selected for pope a Roman cardinal, who assumed the name of Martin V. +This was in 1417. The Schism was at an end, though the work of +combating heresy and of propagating reform within the Church went on +in successive councils, notably that of Basel (1431-1449). + + Sources--(a) Lucae d'Achery, _Spicilegium, sive Collectio + veterum aliquot Scriptorum qui in Galliae Bibliothecis + Delituerant_ ["Gleanings, or a Collection of some Early + Writings, which survive in Gallic Libraries"], Paris, 1723, + Vol. I., p. 777. Translated in Thatcher and McNeal, _Source + Book for Mediaeval History_ (New York, 1905), pp. 326-327. + + (b) Raynaldus, _Annales, anno 1409_ ["Annals, year 1409"], + Sec. 71. + + (c) Von der Hardt, _Magnum Constantiense Concilium_ ["Great + Council of Constance"], Vol. II., p. 98. + + (a) + + _The first way._ Now the first way to end the Schism is that both + parties should entirely renounce and resign all rights which they + may have, or claim to have, to the papal office. + + [Sidenote: Three possible solutions of the Schism offered by the + University of Paris] + + _The second way._ But if both cling tenaciously to their rights and + refuse to resign, as they have thus far done, we would propose a + resort to arbitration. That is, that they should together choose + worthy and suitable men, or permit such to be chosen in a regular + and canonical way, and these should have full power and authority + to discuss the case and decide it, and if necessary and expedient + and approved by those who, according to the canon law, have the + authority [i.e., the cardinals], they might also have the right to + proceed to the election of a pope. + + _The third way._ If the rival popes, after being urged in a + brotherly and friendly manner, will not accept either of the above + ways, there is a third way which we propose as an excellent remedy + for this sacrilegious schism. We mean that the matter should be + left to a general council. This general council might be composed, + according to canon law, only of prelates; or, since many of them + are very illiterate, and many of them are bitter partisans of one + or the other pope, there might be joined with the prelates an equal + number of masters and doctors of theology and law from the + faculties of approved universities. Or, if this does not seem + sufficient to any one, there might be added, besides, one or more + representatives from cathedral chapters and the chief monastic + orders, to the end that all decisions might be rendered only after + most careful examination and mature deliberation. + + [Sidenote: Declarations of the Council of Pisa (1409)] + + (b) + + This holy and general council, representing the universal Church, + decrees and declares that the united college of cardinals was + empowered to call the council, and that the power to call such a + council belongs of right to the aforesaid holy college of + cardinals, especially now when there is a detestable schism. The + council further declares that this holy council, representing the + universal Church, caused both claimants of the papal throne to be + cited in the gates and doors of the churches of Pisa to come and + hear the final decision [in the matter of the Schism] pronounced, + or to give a good and sufficient reason why such sentence should + not be rendered. + + [Sidenote: The Council of Constance asserts its superiority to even + the papacy] + + (c) + + This holy synod of Constance, being a general council, and legally + assembled in the Holy Spirit for the praise of God and for ending + the present schism, and for the union and reformation of the Church + of God in its head and in its members, in order more easily, more + securely, more completely, and more fully to bring about the union + and reformation of the Church of God, ordains, declares, and + decrees as follows: First it declares that this synod, legally + assembled, is a general council, and represents the Catholic church + militant and has its authority directly from Christ; and everybody, + of whatever rank or dignity, including also the pope, is bound to + obey this council in those things which pertain to the faith, to + the ending of this schism, and to a general reformation of the + Church in its head and members. Likewise it declares that if any + one, of whatever rank, condition, or dignity, including also the + pope, shall refuse to obey the commands, statutes, ordinances, or + orders of this holy council, or of any other holy council properly + assembled, in regard to the ending of the Schism and to the + reformation of the Church, he shall be subject to the proper + punishment, and, unless he repents, he shall be duly punished, and, + if necessary, recourse shall be had to other aids of justice. + + +69. The Pragmatic Sanction of Bourges (1438) + +The Council of Basel, convened in 1431, had for its object a +thoroughgoing reformation of the Church, "in its head and its +members," from papacy to parish priest. Like all of the councils of +the period, its spirit was distinctly anti-papal and for this reason +Pope Eugene IV. sought to bring it under his control by transferring +it to Bologna and, failing in this, to turn its deliberations into +channels other than criticism of the papacy. While the negotiations of +Eugene and the council were in progress a step fraught with great +significance was taken in France in the promulgation of the Pragmatic +Sanction of Bourges.[538] France was the only country in which the +principles laid down by the councils--Pisa, Constance, Basel, and the +rest--had taken firm hold. In 1438 Charles VII. convened at Bourges an +assembly composed of leading prelates, councillors, and princes of the +royal blood, to which the Pope and the Council of Basel both sent +delegates. This assembly proceeded to adapt the decrees of the council +to the conditions and needs of France, on the evident assumption that +the will of the French magnates in such matters was superior to that +of both pope and council, so far as France was concerned. The action +at Bourges well illustrates the growing spirit of French nationality +which had sprung up since the recent achievements of Joan of Arc. + +The Pragmatic Sanction dealt in the main with four subjects--the +authority of church councils, the diminishing of papal patronage, the +restriction of papal taxation, and the limitation of appeals to Rome. +Together these matters are commonly spoken of as the "Gallican +liberties," i.e., the liberties of the Gallic or French church, and +they implied the right of the national church to administer its own +affairs with only the slightest interference from the pope or other +outside powers; in other words, they were essentially anti-papal. +Louis XI., the successor of Charles VII., for diplomatic reasons, +sought to revoke the Pragmatic Sanction, but the Parlement of Paris +refused to register the ordinance and for all practical purposes the +Pragmatic was maintained until 1516. In that year Francis I. +established the relations of the papacy and the French clergy on the +basis of a new "concordat," which, however, was not very unlike the +Pragmatic. The Pragmatic is of interest to the student of French +history mainly because of the degree in which it enhanced the power of +the crown, particularly in respect to the ecclesiastical affairs of +the realm, and because of the testimony it bears to the declining +influence of the papacy in the stronger nations like France and +England. The text printed below represents only an abstract of the +document, which in all included thirty-three chapters. + + Source.--Text in Vilevault et Brequigny, _Ordonnances des Rois + de France de la Troisieme Race_ (Paris, 1772), Vol. XIII., pp. + 267-291. + + [Sidenote: Charles VII. recognizes the obligations of the king + to the Church] + + [Sidenote: Abuses prevalent in the French church] + + The king declares that, according to the oath taken at their + coronation, kings are bound to defend and protect the holy Church, + its ministers and its sacred offices, and zealously to guard in + their kingdoms the decrees of the holy fathers. The general council + assembled at Basel to continue the work begun by the councils of + Constance and Siena,[539] and to labor for the reform of the + Church, in both its head and members, having had presented to it + numerous decrees and regulations, with the request that it accept + them and cause them to be observed in the kingdom, the king has + convened an assembly composed of prelates and other ecclesiastics + representing the clergy of France and of the Dauphine.[540] He has + presided in person over its deliberations, surrounded by his son, + the princes of the blood, and the principal lords of the realm. He + has listened to the ambassadors of the Pope and the council. From + the examination of prelates and the most renowned doctors, and from + the thoroughgoing discussions of the assembly, it appears that, + from the falling into decay of the early discipline, the churches + of the kingdom have been made to suffer from all sorts of + insatiable greed; that the _reserve_ and the _grace_ + _expectative_[541] have given rise to grievous abuses and + unbearable burdens; that the most notable and best endowed + benefices have fallen into the hands of unknown men, who do not + conform at all to the requirement of residence and who do not + understand the speech of the people committed to their care, and + consequently are neglectful of the needs of their souls, like + mercenaries who dream of nothing whatever but temporal gain; that + thus the worship of Christ is declining, piety is enfeebled, the + laws of the Church are violated, and buildings for religious uses + are falling in ruin. The clergy abandon their theological studies, + because there is no hope of advancement. Conflicts without number + rage over the possession of benefices, plurality of which is + coveted by an execrable ambition. Simony is everywhere glaring; the + prelates and other collators[542] are pillaged of their rights and + their ministry; the rights of patrons are impaired; and the wealth + of the kingdom goes into the hands of foreigners, to the detriment + of the clergy. + + [Sidenote: The decrees of Basel accepted with some modifications] + + Since, in the judgment of the prelates and other ecclesiastics, the + decrees of the holy council of Basel seemed to afford a suitable + remedy for all these evils, after mature deliberation, we have + decided to accept them--some without change, others with certain + modifications--without wishing to cast doubt upon the power and + authority of the council, but at the same time taking account of + the necessities of the occasion and of the customs of the nation. + + =1.= General councils shall be held every ten years, in places to + be designated by the pope. + + =2.= The authority of the general council is superior to that of + the pope in all that pertains to the faith, the extirpation of + schism, and the reform of the Church in both head and members.[543] + + =3.= Election is reestablished for ecclesiastical offices; but the + king, or the princes of his kingdom, without violating the + canonical rules, may make recommendations when elections are to + occur in the chapters or the monasteries.[544] + + =4.= The popes shall not have the right to reserve the collation of + benefices, or to bestow any benefice before it becomes vacant. + + =5.= All grants of benefices made by the pope in virtue of the + _droit d'expectative_ are hereby declared null. Those who shall + have received such benefices shall be punished by the secular + power. The popes shall not have the right to interfere by the + creation of canonships.[545] + + =6.= Appeals to Rome are prohibited until every other grade of + jurisdiction shall have been exhausted. + + =7.= Annates are prohibited.[546] + + +FOOTNOTES: + +[530] The consecrated wafer, believed to be the body of Christ, which +in the Mass is offered as a sacrifice; also the bread before +consecration. + +[531] Certain periods of the day, set apart by the laws of the Church, +for the duties of prayer and devotion; also certain portions of the +Breviary to be used at stated hours. The seven canonical hours are +matins and lauds, the first, third, sixth, and ninth hours, vespers, +and compline. + +[532] That is, infant baptism and the _viaticum_ (the Lord's Supper +when administered to persons in immediate danger of death). + +[533] Extreme unction is the sacrament of anointing in the last +hours,--the application of consecrated oil by a priest to all the +senses, i.e., to eyes, ears, nostrils, etc., of a person when in +immediate danger of death. The sacrament is performed for the +remission of sins. + +[534] St. Dionysius was bishop of Alexandria about the middle of the +third century. He was a pupil of the great theologian Origen and +himself a writer of no small ability on the doctrinal questions which +vexed the early Church. + +[535] Manichaeus was a learned Persian who, in the third century, +worked out a system of doctrine which sought to combine the principles +of Christianity with others taken over from the Persian and kindred +Oriental religions. The most prominent feature of the resulting creed +was the conception of an absolute dualism running throughout the +universe--light and darkness, good and evil, soul and body--which +existed from the beginning and should exist forever. The Manichaean +sect spread from Persia into Asia Minor North Africa, Sicily, and +Italy. Though persecuted by Diocletian, and afterwards by some of the +Christian emperors, it had many adherents as late as the sixth +century, and certain of its ideas appeared under new names at still +later times, notably among the Albigenses in southern France in the +twelfth century. + +[536] Annates were payments made to the pope by newly elected or +appointed ecclesiastical officials of the higher sort. They were +supposed to comprise the first year's income from the bishop's or +abbot's benefice. + +[537] The _decime_ was an extraordinary royal revenue derived from the +payment by the clergy of a tenth of the annual income from their +benefices. Its prototype was the Saladin tithe, imposed by Philip +Augustus (1180-1223) for the financing of his crusade. In the latter +half of the thirteenth century, and throughout the fourteenth, the +_decime_ was called for by the kings with considerable frequency, +often ostensibly for crusading purposes, and it was generally obtained +by a more or less compulsory vote of the clergy, or without their +consent at all. + +[538] Pragmatic, in the general sense, means any sort of decree of +public importance; in its more special usage it denotes an ordinance +of the crown regulating the relations of the national clergy with the +papacy. The modern equivalent is "concordat." + +[539] When the Council of Constance came to an end, in April, 1418, it +was agreed between this body and Pope Martin V. that a similar council +should be convened at Pavia in 1423. When the time arrived, conditions +were far from favorable, but the University of Paris pressed the Pope +to observe his pledge in the matter and the council was duly convened. +Very few members appeared at Pavia, and, the plague soon breaking out +there, the meeting was transferred to Siena. Even there only five +German prelates were present, six French, and not one Spanish. Small +though it was, the council entered upon a course so independent and +self-assertive that in the following year the Pope was glad to take +advantage of its paucity of numbers to declare it dissolved. + +[540] The Dauphine was a region on the east side of the Rhone which, +in 1349, was purchased of Humbert, Dauphin of Vienne, by Philip VI., +and ceded by the latter to his grandson Charles, the later Charles V. +(1364-1380). Charles assumed the title of "the Dauphin," which became +the established designation of the heir-apparent to the French throne. + +[541] Under the _grace expectative_ the pope conferred upon a prelate +a benefice which at the time was filled, to be assumed as soon as it +should fall vacant. Benefices of larger importance, such as the +offices of bishop and abbot, were often subject to the _reserve_; that +is, the pope regularly reserved to himself the right of filling them, +sometimes before, sometimes after, the vacancy occurred. These acts +constituted clear assumptions by the popes of power which under the +law of the Church was not theirs, and, though the framers of the +Pragmatic Sanction had motives which were more or less selfish for +combatting the _reserve_ and the _grace expectative_, there can be no +question that the abuses aimed at were as real as they were +represented to be. + +[542] Those who presented and installed men in benefices. + +[543] These first two chapters reproduce without change the decrees of +the Council of Basel. The second reiterates, in substance, the +declaration of the Council of Constance [see p. 393]. + +[544] That is, the "canonical" system of election of bishops by the +chapters and of abbots by the monks. The Pragmatic differs in this +clause from the decree of the Council of Basel in allowing temporal +princes to recommend persons for election. + +[545] This means that the pope is not to add to the number of canons +in any cathedral chapter as a means of influencing the composition and +deliberations of that body. + +[546] Annates were ordinarily the first year's revenues of a benefice +which, under the prevailing system, were supposed to be paid by the +incumbent to the pope. The Pragmatic goes on to provide that during +the lifetime of Pope Eugene one-fifth of the accustomed annates should +continue to be paid. + + + + +CHAPTER XXIV. + +THE EMPIRE IN THE TWELFTH, THIRTEENTH, AND FOURTEENTH CENTURIES + + +70. The Peace of Constance (1183) + +With the election of Frederick Barbarossa as emperor, in 1152, a new +stage of the great papal-imperial combat was entered upon, though +under conditions quite different from those surrounding the contest in +the preceding century [see Chap. XVI]. The Empire was destined to +succumb in the end to the papacy, but with a sovereign of Frederick's +energy and ability at its head it was able at least to make a stubborn +fight and to meet defeat with honor. The new reign was inaugurated by +a definite announcement of the Emperor's intention to consolidate and +strengthen the imperial government throughout all Germany and Italy. +The task in Germany was far from simple; in Italy it was the most +formidable that could have been conceived, and this for the reason +that the Italian population was largely gathered in cities with strong +political and military organization, with all the traditions of +practical independence, and with no thought of submitting to the +government of an emperor or any other claimant to more than merely +nominal sovereignty. + +Trouble began almost at once between Frederick and the free commune of +Milan, though war was averted for a time by the oaths taken to the +Emperor on the occasion of his first expedition across the Alps in +1154. Between that date and 1158 the consuls of the city were detected +in treacherous conduct and, the people refusing to disavow them, in +the latter year the Emperor again crossed the Alps, bent on nothing +less than the annihilation of the commune and the dispersion of its +inhabitants. He carried with him a larger army than a head of the Holy +Roman Empire had ever led into Italy. The Milanese submitted, under +conditions extremely humiliating, and Frederick, after being assured +by the doctors of law at the new university of Bologna that he was +acting quite within the letter of the Roman law, proceeded to lay +claim to the _regalia_ (royal rights, such as tolls from roads and +rivers, products of mines, and the estates of criminals), to the right +to levy an extraordinary war tax, and to that of appointing the chief +civic magistrates. Disaffection broke out at once in many of the +communes, but chiefly at Milan; whereupon Frederick came promptly to +the conclusion that the time had arrived to rid himself of this +irreconcilable opponent of his measures. The city was besieged and, +after its inhabitants had been starved into surrender, almost +completely destroyed (1162). + +Only temporarily did the barbarous act have its intended effect; the +net result was a widespread revival of the communal spirit, which +expressed itself in the formation of a sturdy confederacy known as the +Lombard League. One of the League's first acts was to rebuild Milan, +under whose leadership the struggle with the Emperor was actively +renewed. In 1168 a new city was founded at the foot of the Alps near +Pavia to serve as a base of operations in the campaign which the +League proposed to wage against the common enemy. It was given the +name Alessandria (or Alexandria) in honor of Pope Alexander III., who +was friendly to the cause of the cities. In 1174 Frederick began an +open attack on the League, but in 1176, at Legnano, he suffered an +overwhelming defeat, due largely to his failure to receive +reinforcements from Germany. The adjustment of peace was intrusted to +an assembly at Venice in which all parties were represented. The +result was the treaty of Venice (1177), the advantages of which were +wholly against the Empire. A truce of six years was granted the +cities, with the understanding that all details were to be arranged +within, or at the expiration of, that time. + +When the close of the period arrived, in 1183, Frederick no longer +dreamed of subduing and punishing the rebellious Italians, but instead +was quite ready to agree to a permanent peace. The result was the +Peace of Constance, which has been described as the earliest +international agreement of the kind in modern history. By this +instrument the theoretical overlordship of the Emperor in Italy was +reasserted, though in fact it had never been denied. Beyond this, +however, the communes were recognized as essentially independent. +Those who had enjoyed the right to choose their own magistrates +retained it; their financial obligations to the Emperor were clearly +defined; and the League was conceded to be a legitimate and permanent +organization. By yielding on numerous vital points the Empire had +vindicated its right to exist, but its administrative machinery, so +far as Italy was concerned, was still further impaired. This +machinery, it must be said, had never been conspicuously effective +south of the Alps. As for Frederick, he set out in 1189 upon the Third +Crusade, during the course of which he met his death in Asia Minor +without being permitted to see the Holy Land. + + Source--Text in _Monumenta Germaniae Historica_, Legum Sectio + IV. (Weiland ed.), Vol. I., pp. 411-418. Adapted from + translation in Oliver J. Thatcher and Edgar H. McNeal, _Source + Book for Mediaeval History_ (New York, 1905,) pp. 199-202. + + [Sidenote: Concessions to the cities of the League] + + =1.= We, Frederick, emperor of the Romans, and our son Henry, king + of the Romans,[547] hereby grant to you, the cities, territories, + and persons of the League, the _regalia_ and other rights within + and without the cities, as you have been accustomed to hold them; + that is, each member of the League shall have the same rights as + the city of Verona has had in the past, or has now. + + =2.= The members of the League shall exercise freely and without + interference from us all the rights which they have exercised of + old. + + =3.= These are the rights which are guaranteed to you: the + _fodrum_,[548] forests, pastures, bridges, streams, mills, + fortifications of the cities, criminal and civil jurisdiction, and + all other rights which concern the welfare of the city. + + [Sidenote: How the regalia remaining to the Emperor were to be + determined] + + =4.= The _regalia_ which are not to be granted to the members of + the League shall be determined in the following manner: in the case + of each city, certain men shall be chosen for this purpose from + both the bishopric and the city; these men shall be of good repute, + capable of deciding these questions, and such as are not prejudiced + against either party. Acting with the bishop of the diocese, they + shall swear to inquire into the questions of the _regalia_ and to + set aside those that by right belong to us. If, however, the cities + do not wish to submit to this inquisition, they shall pay to us an + annual tribute of 2,000 marks in silver as compensation for our + _regalia_. If this sum seems excessive, it may be reduced. + + =5.= If anyone appeals to us in regard to matters which are by this + treaty admitted to be under your jurisdiction, we agree not to hear + such an appeal. + + =8.= All privileges, gifts, and concessions made in the time of the + war by us or our representatives to the prejudice or injury of the + cities, territories, or members of the League are to be null and + void. + + [Sidenote: The consuls] + + =9.= Consuls[549] of cities where the bishop holds the position of + count from the king or emperor shall receive their office from the + bishop, if this has been the custom before. In all other cities the + consuls shall receive their office from us, in the following + manner: after they have been elected by the city they shall be + invested with office by our representative in the city or + bishopric, unless we are ourselves in Lombardy, in which case they + shall be invested by us. At the end of every five years each city + shall send its representative to us to receive the investiture. + + =10.= This arrangement shall be observed by our successor, and all + such investitures shall be free. + + =11.= After our death, the cities shall receive investiture in the + same way from our son and from his successors. + + [Sidenote: Appeals to the Emperor] + + =12.= The Emperor shall have the right of hearing appeals in cases + involving more than 25 pounds, saving the right of the church of + Brescia to hear appeals. The appellant shall not, however, be + compelled to come to Germany, but he shall appeal to the + representative of the Emperor in the city or bishopric. This + representative shall examine the case fairly and shall give + judgment according to the laws and customs of that city. The + decision shall be given within two months from the time of appeal, + unless the case shall have been deferred by reason of some legal + hindrance or by the consent of both parties. + + =13.= The consuls of cities shall take the oath of allegiance to + the Emperor before they are invested with office. + + [Sidenote: The oath of fidelity] + + =14.= Our vassals shall receive investiture from us and shall take + the vassal's oath of fidelity. All other persons between the ages + of 15 and 70 shall take the ordinary oath of fidelity to the + Emperor unless there be some good reason why this oath should be + omitted. + + =17.= All injuries, losses, and damages which we or our followers + have sustained from the League, or any of its members or allies, + are hereby pardoned, and all such transgressors are hereby received + back into our favor. + + =18.= We will not remain longer than is necessary in any city or + bishopric. + + =19.= It shall be permitted to the cities to erect fortifications + within or without their boundaries. + + [Sidenote: Recognition of the League's right to exist] + + =20.= It shall be permitted to the League to maintain its + organization as it now is, or to renew it as often as it desires. + + +71. Current Rumors Concerning the Life and Character of Frederick II. + +Frederick II. (1194-1250), king of Naples and Sicily and emperor of +the Holy Roman Empire, was a son of Emperor Henry VI. and a grandson +of Frederick Barbarossa. When his father died (1197) it was intended +that the young child's uncle, Philip of Hohenstaufen, should occupy +the imperial throne temporarily as regent. Philip, however, proceeded +to assume the position as if in his own right and became engaged in a +deadly conflict with a rival claimant, Otto IV., during which the +Pope, Innocent III., fanned the flames of civil war and made the +situation contribute chiefly to the aggrandizement of papal authority +in temporal affairs. In 1208 Philip was assassinated and in the +following year Otto received the imperial crown at Rome. Almost +immediately, however, disagreement broke out between the Pope and the +new Emperor, chiefly because of the latter's ambition to become king +of Sicily. Repenting that he had befriended Otto, Innocent promptly +excommunicated him and set on foot a movement--in which he enlisted +the services of Philip Augustus of France--to supplant the obnoxious +Emperor by Frederick of Sicily (the later Frederick II.). Otto was a +nephew of Richard I. and John of England and the latter was easily +persuaded to enter into an alliance with him against the +papal-French-Sicilian combination. The result was the battle of +Bouvines [see p. 297], in 1214, in which John and Otto were hopelessly +defeated. Meanwhile, in 1212, Frederick had received a secret embassy +from Otto's discontented subjects in Germany, offering him the +imperial crown if he would come and claim it. In response he had +gathered an army and, with the approval of Innocent and of Philip +Augustus, had crossed the Alps for the purpose of winning over the +German people from Otto to himself. The battle of Bouvines (in which +Frederick was not engaged, but from which he profited immensely) was +the death-blow to Otto's cause and Frederick was soon recognized +universally as head of the Empire. + +The reign of Frederick II. (1212-1250) was a period of large +importance in European history. The Emperor's efforts and +achievements--his crusade, his great quarrel with Gregory IX. and +Innocent IV., his legislation, his struggles with the Lombard +League--were full of interest and significance, but, after all, not +more so than the purely personal aspects of his career. Mr. Bryce has +a passage which states admirably the position of Frederick with +reference to his age and its problems. A portion of it is as follows: +"Out of the long array of the Germanic successors of Charles +[Charlemagne], he is, with Otto III.,[550] the only one who comes +before us with a genius and a frame of character that are not those of +a Northern or a Teuton. There dwelt in him, it is true, all the energy +and knightly valor of his father Henry and his grandfather Frederick +I. But along with these, and changing their direction, were other +gifts, inherited perhaps from his half Norman, half Italian mother and +fostered by his education in Sicily, where Mussulman and Byzantine +influences were still potent, a love of luxury and beauty, an +intellect refined, subtle, philosophical. Through the mist of calumny +and legend it is but dimly that the truth of the man can be discerned, +and the outlines that appear serve to quicken rather than appease the +curiosity with which we regard one of the most extraordinary +personages in history. A sensualist, yet also a warrior and a +politician; a profound law-giver and an impassioned poet; in his youth +fired by crusading fervor, in later life persecuting heretics while +himself accused of blasphemy and unbelief; of winning manners and +ardently beloved by his followers, but with the stain of more than one +cruel deed upon his name, he was the marvel of his own generation, and +succeeding ages looked back with awe, not unmingled with pity, upon +the inscrutable figure of the last emperor who had braved all the +terrors of the Church and died beneath her ban, the last who had ruled +from the sands of the ocean to the shores of the Ionian Sea. But while +they pitied they condemned. The undying hatred of the papacy threw +round his memory a lurid light; him and him alone of all the imperial +line, Dante, the worshipper of the empire, must perforce deliver to +the flames of hell."[551] + +The following selections from the _Greater Chronicle_ of Matthew Paris +comprise some of the stories which were current in Frederick's day +regarding his manners, ideas, and deeds. Frederick was far ahead of +his age and it was inevitable that the qualities in him which men +could not understand or appreciate should become the grounds for dark +rumors and unsavory suspicions. Matthew Paris was an English monk of +St. Albans. It is thought that he was called _Parisiensis_, "the +Parisian," because of having been born or educated in the capital of +France. He seems to have confined his attention wholly to the study of +history, and mainly to the history of his own country. His _Chronicle_ +takes up the story of English and continental affairs in detail with +the year 1235 (where Roger of Wendover had stopped in his _Flowers of +History_) and continues to the year 1259. His book has been described +as "probably the most generally useful historical production of the +thirteenth century."[552] + + Source--Matthaeus Parisiensis, _Chronica Majora_ [Matthew + Paris, "Greater Chronicle"]. Adapted from translation by J. A. + Giles (London, 1852), Vol. I., pp. 157-158, 166-167, 169-170; + Vol. II., pp. 84-85, 103. + + [Sidenote: Frederick suspected of heresy] + + [Sidenote: Accusation of friendly relations with the Saracens] + + In the course of the same year [1238] the fame of the Emperor + Frederick was clouded and marred by his jealous enemies and rivals; + for it was imputed to him that he was wavering in the Catholic + faith, or wandering from the right way, and had given utterance to + some speeches, from which it could be inferred and suspected that + he was not only weak in the Catholic faith, but--what was a much + greater and more serious crime--that there was in him an enormity + of heresy, and the most dreadful blasphemy, to be detested and + execrated by all Christians. For it was reported that the Emperor + Frederick had said (although it may not be proper to mention it) + that three imposters had so craftily deceived their contemporaries + as to gain for themselves the mastery of the world: these were + Moses, Jesus, and Mahomet [Mohammed]; and that he had impiously + given expression to some wicked and incredible ravings and + blasphemies respecting the most holy Eucharist. Far be it from any + discreet man, much less a Christian, to employ his tongue in such + raving blasphemy. It was also said by his rivals that the Emperor + agreed with and believed in the law of Mahomet more than that of + Jesus Christ. A rumor also crept amongst the people (which God + forbid to be true of such a great prince) that he had been for a + long time past in alliance with the Saracens, and was more friendly + to them than to the Christians; and his rivals, who were + endeavoring to blacken his fame, attempted to establish this by + many proofs. Whether they sinned or not, He alone knows who is + ignorant of nothing.... + + [Sidenote: Frederick's seizure of the lands belonging to a bishop] + + [Sidenote: Refusing to restore them, he is excommunicated] + + In Lent, of the same year [1239], seeing the rash proceedings of + the Emperor, and that his words pleaded excuse for his + sins,--namely, that by the assistance of some of the nobles and + judges of Sardinia he had taken into his own possession, and still + held, the land and castles of the bishop of Sardinia, and + constantly declared that they were a portion of the Empire, and + that he by his first and chief oath would preserve the rights of + the Empire to the utmost of his power, and would also collect the + scattered portions of it,--the Pope[553] was excited to the most + violent anger against him. He set forth some very serious + complaints and claims against the Emperor and wrote often boldly + and carefully to him, advising him repeatedly by many special + messengers, whose authority ought to have obtained from him the + greatest attention, to restore the possessions he had seized, and + to desist from depriving the Church of her possessions, of which + she was endowed by long prescription. And, like a skilful + physician, who at one time makes use of medicines, at another of + the knife, and at another of the cauterizing instrument, he mixed + threats with entreaties, friendly messages with fearful + denunciations. As the Emperor, however, scornfully rejected his + requests, and excused his actions by arguments founded on reason, + his holiness the Pope, on Palm Sunday, in the presence of a great + many of the cardinals, in the spirit of glowing anger, solemnly + excommunicated the said Emperor Frederick, as though he would at + once have hurled him from his imperial dignity, consigning him with + terrible denunciations to the possession of Satan at his death; + and, as it were, thundering forth the fury of his anger, he excited + terror in all his hearers....[554] + + [Sidenote: Frederick accuses the Pope of ingratitude and jealousy] + + The Emperor, on hearing of this, was inflamed with violent anger, + and with oft-repeated reproaches accused the Church and its rulers + of ingratitude to him, and of returning evil for good. He recalled + to their recollection how he had exposed himself and his property + to the billows and to a thousand kinds of danger for the + advancement of the Church's welfare and the increase of the + Catholic faith, and affirmed that whatever honors the Church + possessed in the Holy Land had been acquired by his toil and + industry. "But," said he, "the Pope, jealous at such a happy + increase being acquired for the Church by a layman, and who desires + gold and silver rather than an increase of the faith (as witness + his proceedings), and who extorts money from all Christendom in the + name of tithes, has, by all the means in his power, done his best + to supplant me, and has endeavored to disinherit me while fighting + for God, exposing my body to the weapons of war, to sickness, and + to the snares of his enemies, after encountering the dangers of the + unsparing billows. See what sort of protection is this of our + father's! What kind of assistance in difficulties is this afforded + by the vicar of Jesus Christ"!...[555] + + [Sidenote: Further accusation of an alliance with the Saracens] + + [Sidenote: His neglect of pious and charitable works] + + "Besides, he is united by a detestable alliance with the + Saracens,--has ofttimes sent messages and presents to them, and in + turn received the same from them with respect and alacrity...; and + what is a more execrable offense, he, when formerly in the country + beyond sea, made a kind of arrangement, or rather collusion, with + the sultan, and allowed the name of Mahomet to be publicly + proclaimed in the temple of the Lord day and night; and lately, in + the case of the sultan of Babylon [Cairo], who, by his own hands, + and through his agents, had done irreparable mischief and injury to + the Holy Land and its Christian inhabitants, he caused that + sultan's ambassadors, in compliment to their master, as is + reported, to be honorably received and nobly entertained in his + kingdom of Sicily. He also, in opposition to the Christians, abuses + the pernicious and horrid rites of other infidels, and, entering + into an alliance of friendship with those who wickedly pay little + respect to and despise the Apostolic See, and have seceded from + the unity of the Church, he, laying aside all respect for the + Christian religion, caused, as is positively asserted, the duke of + Bavaria, of illustrious memory, a special and devoted ally of the + Roman Church, to be murdered by the assassins. He has also given + his daughter in marriage to Battacius, an enemy of God and the + Church, who, together with his aiders, counsellors, and abettors, + was solemnly expelled from the communion of the Christians by + sentence of excommunication. Rejecting the proceedings and customs + of Catholic princes, neglecting his own salvation and the purity of + his fame, he does not employ himself in works of piety; and what is + more (to be silent on his wicked and dissolute practices), although + he has learned to practice oppression to such a degree, he does not + trouble himself to relieve those oppressed by injuries, by + extending his hand, as a Christian prince ought, to bestow alms, + although he has been eagerly aiming at the destruction of the + churches, and has crushed religious men and other ecclesiastical + persons with the burden and persecution of his yoke. And it is not + known that he ever built or founded either churches, monasteries, + hospitals, or other pious places. Now these are not light, but + convincing, grounds for suspicions of heresy being entertained + against him."... + + [Sidenote: Frederick's wrath at his excommunication] + + When the Emperor Frederick was made fully aware of all these + proceedings [i.e., his excommunication at Lyons] he could not + contain himself, but burst into a violent rage and, darting a + scowling look on those who sat around him, he thundered forth: "The + Pope in his synod has disgraced me by depriving me of my crown. + Whence arises such great audacity? Whence proceeds such rash + presumption? Where are my chests which contain my treasures?" And + on their being brought and unlocked before him, by his order, he + said, "See if my crowns are lost now;" then finding one, he placed + it on his head and, being thus crowned, he stood up, and, with + threatening eyes and a dreadful voice, unrestrainable from + passion, he said aloud, "I have not yet lost my crown, nor will I + be deprived of it by any attacks of the Pope or the council, + without a bloody struggle. Does his vulgar pride raise him to such + heights as to enable him to hurl from the imperial dignity me, the + chief prince of the world, than whom none is greater--yea, who am + without an equal? In this matter my condition is made better: in + some things I _was_ bound to obey, at least to respect, him; but + now I am released from all ties of affection and veneration, and + also from the obligation of any kind of peace with him." From that + time forth, therefore, he, in order to injure the Pope more + effectually and perseveringly, did all kinds of harm to his + Holiness, in his money, as well as in his friends and relatives. + + +72. The Golden Bull of Charles IV. (1356) + +The century following the death of Frederick II. (1250) was a period +of unrest and turbulence in German history, the net result of which +politically was the almost complete triumph of the princes, lay and +clerical, over the imperial power. By 1350 the local magnates had come +to be virtually sovereign throughout their own territories. They +enjoyed the right of legislation and the privileges of coining money +and levying taxes, and in many cases they had scarcely so much as a +feudal bond to remind them of their theoretical allegiance to the +Empire. The one principle of action upon which they could agree was +that the central monarchy should be kept permanently in the state of +helplessness to which it had been reduced. The power of choosing a +successor when a vacancy arose in the imperial office had fallen +gradually into the hands of seven men, who were known as the +"electors" and who were recognized in the fourteenth century as +possessing collective importance far greater than that of the emperor. +Three of these seven--the archbishops of Mainz, Trier, and +Cologne--were great ecclesiastics; the other four--the king of +Bohemia, the margrave of Brandenburg, the duke of Saxony, and the +count palatine of the Rhine--were equally influential laymen. This +electoral college first came into prominence at the election of +Rudolph I. (of the House of Hapsburg) at the end of the Interregnum in +1273. From that time until the termination of the Holy Roman Empire +in 1806 these seven men (eight after 1648 and nine after 1692) played +a part in German history not inferior to that of the emperors. They +imposed upon their candidates such conditions as they chose, and when +the bearer of the imperial title grew restive and difficult to control +they did not hesitate to make war upon him, or even in extreme cases +to depose him. It has been well said that never in all history have +worse scandals been connected with any sort of elections than were +associated repeatedly with the actions of these German electors. + +The central document in German constitutional history in the Middle +Ages is the Golden Bull of Emperor Charles IV. (1347-1378), +promulgated in 1356. For a century prior to the reign of Charles the +question of the imperial succession had been one of extreme +perplexity. The electoral college had grown up to assume the +responsibility, but this body rested on no solid legal basis and its +acts were usually regarded as null by all whom they displeased, with +the result that a civil war succeeded pretty nearly every election. +Charles was shrewd enough to see that the existing system could not be +set aside; the electors were entirely too powerful to permit of that. +But he also saw that it might at least be improved by giving it the +quality of legality which it had hitherto lacked. The result of his +efforts in this direction was the Golden Bull, issued and confirmed at +the diets of Nuernberg (Nuremberg) and Metz in 1356. The document, +thenceforth regarded as the fundamental law of the Empire, dealt with +a wide variety of subjects. It confirmed the electorship in the person +of the king of Bohemia which had long been disputed by a rival branch +of the family;[556] it made elaborate provision for the election of +the emperor by the seven magnates; it defined the social and political +prerogatives of these men and prescribed the relations which they +should bear to their subjects, to other princes, and to the emperor; +and it made numerous regulations regarding conspiracies, coinage, +immunities, the forfeiture of fiefs, the succession of electoral +princes, etc. In a word, as Mr. Bryce has put it, the document +"confessed and legalized the independence of the Electors and the +powerlessness of the crown."[557] Only a few selections from it can be +given here, particularly those bearing on the methods of electing the +emperor. + + Source--Text in Wilhelm Altmann und Ernst Bernheim, + _Ausgewaehlte Urkunden zur Erlaeuterung der + Verfassungsgeschichte Deutschlands im Mittelalter_ ["Select + Documents Illustrative of the Constitutional History of + Germany in the Middle Ages"], 3rd ed., Berlin, 1904, pp. + 54-83. Adapted from translation in Oliver J. Thatcher and + Edgar H. McNeal, _Source Book for Mediaeval History_ (New York, + 1905), pp. 284-295 _passim_. + + [Sidenote: Guarantee of safety of travel for the electors] + + I. =1.= We decree and determine by this imperial edict that, + whenever the electoral princes are summoned according to the + ancient and praiseworthy custom to meet and elect a king of the + Romans and future emperor, each one of them shall be bound to + furnish on demand an escort and safe-conduct to his fellow electors + or their representatives, within his own lands and as much farther + as he can, for the journey to and from the city where the election + is to be held. Any electoral prince who refuses to furnish escort + and safe-conduct shall be liable to the penalties for perjury and + to the loss of his electoral vote for that occasion. + + [Sidenote: Penalties for violation of the safe-conduct of the + electors] + + =2.= We decree and command also that all other princes who hold + fiefs from the Empire, by whatever title, and all counts, barons, + knights, clients, nobles, commoners, citizens, and all corporations + of towns, cities, and territories of the Empire, shall furnish + escort and safe-conduct for this occasion to every electoral prince + or his representatives, on demand, within their own lands and as + much farther as they can. Violators of this decree shall be + punished as follows: princes, counts, barons, knights, clients, and + all others of noble rank, shall suffer the penalties of perjury, + and shall lose the fiefs which they hold of the emperor or any + other lord, and all their possessions; citizens and corporations + shall also suffer the penalty for perjury, shall be deprived of all + the rights, liberties, privileges, and graces which they have + received from the Empire, and shall incur the ban of the Empire + against their persons and property. Those whom we deprive of their + rights for this offense may be attacked by any man without + appealing to a magistrate, and without danger of reprisal; for they + are rebels against the state and the Empire, and have attacked the + honor and security of the prince, and are convicted of + faithlessness and perfidy. + + [Sidenote: Supplies for the use of the electors] + + =3.= We also command that the citizens and corporations of cities + shall furnish supplies to the electoral princes and their + representatives on demand at the regular price and without fraud, + whenever they arrive at, or depart from, the city on their way to + or from the election. Those who violate this decree shall suffer + the penalties described in the preceding paragraph for citizens and + corporations. If any prince, count, baron, knight, client, noble, + commoner, citizen, or city shall attack or molest in person or + goods any of the electoral princes or their representatives, on + their way to or from an election, whether they have safe-conduct or + not, he and his accomplices shall incur the penalties above + described, according to his position and rank. + + [Sidenote: The electors to be summoned by the archbishop of Mainz] + + =16.= When the news of the death of the king of the Romans has been + received at Mainz, within one month from the date of receiving it + the archbishop of Mainz shall send notices of the death and the + approaching election to all the electoral princes. But if the + archbishop neglects or refuses to send such notices, the electoral + princes are commanded on their fidelity to assemble on their own + motion and without summons at the city of Frankfort,[558] within + three months from the death of the emperor, for the purpose of + electing a king of the Romans and future emperor. + + =17.= Each electoral prince or his representatives may bring with + him to Frankfort at the time of the election a retinue of 200 + horsemen, of whom not more than 50 shall be armed. + + [Sidenote: How a vote might be forfeited] + + =18.= If any electoral prince, duly summoned to the election, fails + to come, or to send representatives with credentials containing + full authority, or if he (or his representatives) withdraws from + the place of the election before the election has been completed, + without leaving behind substitutes fully accredited and empowered, + he shall lose his vote in that election. + + [Sidenote: The oath taken by the electors] + + II. =2.=[559] "I, archbishop of Mainz, archchancellor of the Empire + for Germany,[560] electoral prince, swear on the holy gospels here + before me, and by the faith which I owe to God and to the Holy + Roman Empire, that with the aid of God, and according to my best + judgment and knowledge, I will cast my vote, in this election of + the king of the Romans and future emperor, for a person fitted to + rule the Christian people. I will give my voice and vote freely, + uninfluenced by any agreement, price, bribe, promise, or anything + of the sort, by whatever name it may be called. So help me God and + all the saints." + + [Sidenote: Provision to ensure an election] + + =3.= After the electors have taken this oath, they shall proceed to + the election, and shall not depart from Frankfort until the + majority have elected a king of the Romans and future emperor, to + be ruler of the world and of the Christian people. If they have not + come to a decision within thirty days from the day on which they + took the above oath, after that they shall live upon bread and + water and shall not leave the city until the election has been + decided. + + [Sidenote: Order of precedence of the three archbishops] + + III. =1.= To prevent any dispute arising between the archbishops of + Trier, Mainz, and Cologne, electoral princes of the Empire, as to + their priority and rank in the diet,[561] it has been decided and + is hereby decreed, with the advice and consent of all the electoral + princes, ecclesiastical and secular, that the archbishop of Trier + shall have the seat directly opposite and facing the emperor; that + the archbishop of Mainz shall have the seat at the right of the + emperor when the diet is held in the diocese or province of Mainz, + or anywhere in Germany except in the diocese of Cologne; that the + archbishop of Cologne shall have the seat at the right of the + emperor when the diet is held in the diocese or province of + Cologne, or anywhere in Gaul or Italy. This applies to all public + ceremonies--court sessions, conferring of fiefs, banquets, + councils, and all occasions on which the princes meet with the + emperor for the transaction of imperial business. This order of + seating shall be observed by the successors of the present + archbishops of Cologne, Trier, and Mainz, and shall never be + questioned. + + [Sidenote: Seating arrangement at table] + + IV. =1.= In the imperial diet, at the council-board, table, and all + other places where the emperor or king of the Romans meets with the + electoral princes, the seats shall be arranged as follows: On the + right of the emperor, first, the archbishop of Mainz, or of + Cologne, according to the province in which the meeting is held, as + arranged above; second, the king of Bohemia, because he is a + crowned and anointed prince; third, the count palatine of the + Rhine; on the left of the emperor, first, the archbishop of + Cologne, or of Mainz; second, the duke of Saxony; third, the + margrave of Brandenburg. + + [Sidenote: The order of voting] + + =2.= When the imperial throne becomes vacant, the archbishop of + Mainz shall have the authority, which he has had from of old, to + call the other electors together for the election. It shall be his + peculiar right also, when the electors have convened for the + election, to collect the votes, asking each of the electors + separately in the following order: first, the archbishop of Trier, + who shall have the right to the first vote, as he has had from of + old; then the archbishop of Cologne, who has the office of first + placing the crown upon the head of the king of the Romans; then the + king of Bohemia, who has the priority among the secular princes + because of his royal title; fourth, the count palatine of the + Rhine; fifth, the duke of Saxony; sixth, the margrave of + Brandenburg. Then the princes shall ask the archbishop of Mainz in + turn to declare his choice and vote. At the diet, the margrave of + Brandenburg shall offer water to the emperor or king, to wash his + hands; the king of Bohemia shall have the right to offer him the + cup first, although, by reason of his royal dignity, he shall not + be bound to do this unless he desires; the count palatine of the + Rhine shall offer him food; and the duke of Saxony shall act as his + marshal in the accustomed manner. + + [Sidenote: Judicial privileges of the electors confirmed and + enlarged] + + XI. =1.= We decree also that no count, baron, noble, vassal, + burggrave,[562] knight, client, citizen, burgher, or other subject + of the churches of Cologne, Mainz, or Trier, of whatever status, + condition, or rank, shall be cited, haled, or summoned to any + authority before any tribunal outside of the territories, + boundaries, and limits of these churches and their dependencies, or + before any judge, except the archbishop and their judges.... We + refuse to hear appeals based upon the authority of others over the + subjects of these princes; if these princes are accused by their + subjects of injustice, appeal shall lie to the imperial diet, and + shall be heard there and nowhere else. + + =2.= We extend this right by the present law to the secular + electoral princes, the count palatine of the Rhine; the duke of + Saxony, and the margrave of Brandenburg, and to their heirs, + successors, and subjects forever. + + [Sidenote: The electors to meet annually] + + XII. =1.= It has been decided in the general diet held at + Nuernberg[563] with the electoral princes, ecclesiastical and + secular, and other princes and magnates, by their advice and with + their consent, that in the future, the electoral princes shall meet + every year in some city of the Empire four weeks after Easter. This + year they are to meet at that date in the imperial city of + Metz.[564] On that occasion, and on every meeting thereafter, the + place of assembling for the following year shall be fixed by us, + with the advice and consent of the princes. This ordinance shall + remain in force as long as it shall be pleasing to us and to the + princes; and as long as it is in effect, we shall furnish the + princes with safe-conduct for that assembly, going, staying, and + returning. + + +FOOTNOTES: + +[547] Henry VI. succeeded his father as emperor, reigning from 1190 to +1197. + +[548] The term (meaning literally "fodder") designates the obligation +to furnish provisions for the royal army. The right of demanding such +provisions was now given up by the Emperor. + +[549] The consuls--often twelve in number--were the chief magistrates +of the typical Italian commune. + +[550] Otto III., emperor 983-1002. Otto is noted chiefly for his +visionary project of renewing the imperial splendor of Rome and making +her again the capital of a world-wide empire. + +[551] James Bryce, _The Holy Roman Empire_ (new ed., New York, 1904), +pp. 207-208. For the reference to Dante see the _Inferno_, Canto X. + +[552] James H. Robinson, _Readings in European History_ (Boston, +1904), Vol. I., p. 244. + +[553] Gregory IX., (1227-1241). + +[554] Frederick was excommunicated and anathematized on sixteen +different charges, which the Pope carefully enumerated. All who were +bound to him by oath of fealty were declared to be absolved from their +allegiance. + +[555] At the Council of Lyons, in 1245, the Emperor was again +excommunicated. The ensuing paragraph comprises a portion of Pope +Innocent IV.'s denunciation of him upon that occasion. + +[556] Charles IV. was himself king of Bohemia, so that for the present +the Emperor was also one of the seven imperial electors. + +[557] James Bryce, _The Holy Roman Empire_ (new ed., New York, 1904), +p. 234. + +[558] Frankfort lay on the river Main, a short distance east of Mainz. +"It was fixed as the place of election, as a tradition dating from +East Frankish days preserved the feeling that both election and +coronation ought to take place on Frankish soil."--James Bryce, _The +Holy Roman Empire_ (new ed., New York, 1904), p. 243. + +[559] The preceding section specifies that Mass should be celebrated +the day following the arrival of the electors at Frankfort, and that +the archbishop of Mainz should administer to his six colleagues the +oath which he himself has taken, as specified in section 2. + +[560] The three archbishops were "archchancellors" of the Empire for +Germany, Gaul and Burgundy, and Italy respectively. The king of +Bohemia was designated as cupbearer, the margrave of Brandenburg as +chamberlain, the count palatine as seneschal, and the duke of Saxony +as marshal. + +[561] The diet was the Empire's nearest approach to a national +assembly. It was made up of three orders--the electors, the princes, +and the representatives of the cities. + +[562] An official representative of a king or overlord in a city. + +[563] Nuernberg (or Nuremberg) is situated in Bavaria, in south central +Germany. + +[564] Metz lay on the Moselle, above Trier. Apparently this clause +providing for a regular annual meeting of the electors was inserted by +Charles in the hope that he might be able to make use of the body as +an advisory council in the affairs of the Empire. The provision +remained a dead letter, for the reason that the electors were +indifferent to the Emperor's purposes in the matter. + + + + +CHAPTER XXV. + +THE HUNDRED YEARS' WAR + + +Our chief contemporary source of information on the history of the +Hundred Years' War is Jean Froissart's _Chronicles of England, France, +and the Adjoining Countries, from the Latter Part of the Reign of +Edward II. to the Coronation of Henry IV._,[565] and it is from this +important work that all of the extracts (except texts of treaties) +which are included in this chapter have been selected. Froissart was a +French poet and historian, born at Beaumont, near Valenciennes in +Hainault, in 1337, when the Hundred Years' War was just beginning. He +lived until the early part of the fifteenth century, 1410 being one of +the conjectural dates of his death. He was a man of keen mental +faculties and had enjoyed the advantages of an unusually thorough +education during boyhood. This native ability and training, together +with his active public life and admirable opportunities for +observation, constituted his special qualification for the writing of +a history of his times. Froissart represents a type of mediaeval +chronicler which was quite rare, in that he was not a monk living in +seclusion but a practical man of affairs, accustomed to travel and +intercourse with leading men in all the important countries of western +Europe. He lived for five years at the English court as clerk of the +Queen's Chamber; many times he was sent by the French king on +diplomatic missions to Scotland, Italy, and other countries; and he +made several private trips to various parts of Europe for the sole +purpose of acquiring information. Always and everywhere he was +observant and quick to take advantage of opportunities to ascertain +facts which he could use, and we are told that after it came to be +generally known that he was preparing to write an extended history of +his times not a few kings and princes took pains to send him details +regarding events which they desired to have recorded. The writing of +the _Chronicles_ was a life work. When only twenty years of age +Froissart submitted to Isabella, wife of King Edward III. of England, +an account of the battle of Poitiers, in which the queen's son, the +famous Black Prince, had won distinction in the previous year. +Thereafter the larger history was published book by book, until by +1373 it was complete to date. Subsequently it was extended to the year +1400 (it had begun with the events of 1326), while the earlier +portions were rewritten and considerably revised. And, in deed, when +death came to the author he was still working at his arduous but +congenial task. "As long as I live," he wrote upon one occasion, "by +the grace of God I shall continue it; for the more I follow it and +labor thereon, the more it pleases me. Even as a gentle knight or +esquire who loves arms, while persevering and continuing develops +himself therein, thus do I, laboring and striving with this matter, +improve and delight myself." + +The _Chronicles_ as they have come down to us are written in a lively +and pleasing style. It need hardly be said that they are not wholly +accurate; indeed, on the whole, they are quite inaccurate, measured +even by mediaeval standards. Froissart was obliged to rely for a large +portion of his information upon older chronicles and especially upon +conversations and interviews with people in various parts of Europe. +Such sources are never wholly trustworthy and it must be admitted that +our author was not as careful to sift error from truth as he should +have been. His credulity betrayed him often into accepting what a +little investigation would have shown to be false, and only very +rarely did he make any attempt, as a modern historian would do, to +increase and verify his knowledge by a study of documents. Still, the +_Chronicles_ constitute an invaluable history of the period they +cover. The facts they record, the events they explain, the vivid +descriptions they contain, and the side-lights they throw upon the +life and manners of an interesting age unite to give them a place of +peculiar importance among works of their kind. And, wholly aside from +their historical value, they constitute one of the monuments of +mediaeval French literature. + + +73. An Occasion of War between the Kings of England and France + +The causes, general and specific, of the Hundred Years' War were +numerous. The most important were: (1) The long-standing bad feeling +between the French and English regarding the possession of Normandy +and Guienne. England had lost the former to France and she had never +ceased to hope for its recovery; on the other hand, the French were +resolved upon the eventual conquest of the remaining English +continental possession of Guienne and were constantly asserting +themselves there in a fashion highly irritating to the English; (2) +the assistance and general encouragement given the rebellious Scots by +the French; (3) the pressure brought to bear upon the English crown by +the popular party in Flanders to claim the French throne and to resort +to war to obtain it. The Flemish wool trade was a very important item +in England's economic prosperity and it was felt to be essential at +all hazards to prevent the extension of French influence in Flanders, +which would inevitably mean the checking, if not the ruin, of the +commercial relations of the Flemish and the English; and (4) the claim +to the throne of France which Edward III., king of England, set up and +prepared to defend. It is this last occasion of war that Froissart +describes in the passage below. + + Source--Text in Simeon Luce (ed.), _Chroniques de Jean + Froissart_ [published for the Societe de l'Histoire de + France], Paris, 1869, Chap. I. Translated in Thomas Johnes, + _Froissart's Chronicles_ (London, 1803), Vol. I., pp. 6-7. + + [Sidenote: The succession to the French throne in 1328] + + History tells us that Philip, king of France, surnamed the + Fair,[566] had three sons, besides his beautiful daughter + Isabella, married to the king of England.[567] These three sons + were very handsome. The eldest, Louis, king of Navarre, during + the lifetime of his father, was called Louis Hutin; the second + was named Philip the Great, or the Long; and the third, Charles. + All these were kings of France, after their father Philip, by + legitimate succession, one after the other, without having by + marriage any male heirs.[568] Yet on the death of the last king, + Charles, the twelve peers and barons of France[569] did not give + the kingdom to Isabella, the sister, who was queen of England, + because they said and maintained, and still insist, that the + kingdom of France is so noble that it ought not to go to a + woman; consequently neither to Isabella nor to her son, the king + of England; for they held that the son of a woman cannot claim + any right of succession where that woman has none herself.[570] + For these reasons the twelve peers and barons of France + unanimously gave the kingdom of France to the lord Philip of + Valois, nephew of King Philip,[571] and thus put aside the queen + of England (who was sister to Charles, the late king of France) + and her son. Thus, as it seemed to many people, the succession + went out of the right line, which has been the occasion of the + most destructive wars and devastations of countries, as well in + France as elsewhere, as you will learn hereafter; the real + object of this history being to relate the great enterprises and + deeds of arms achieved in these wars, for from the time of good + Charlemagne, king of France, never were such feats performed. + + +74. Edward III. Assumes the Arms and Title of the King of France + +Due to causes which have been mentioned, the relations of England and +France at the accession of Philip VI. in 1328 were so strained that +only a slight fanning of the flames was necessary to bring on an open +conflict. Edward III.'s persistent demand to be recognized as king of +France sufficed to accomplish this result. The war did not come at +once, for neither king felt himself ready for it; but it was +inevitable and preparations for it were steadily pushed on both sides +from 1328 until its formal declaration by Edward nine years later. +These preparations were not merely military and naval but also +diplomatic. The primary object of both sovereigns was to secure as +many and as strong foreign alliances as possible. In pursuit of this +policy Philip soon assured himself of the support of Louis de Nevers, +count of Flanders, King John of Bohemia, Alphonso XI. of Castile, and +a number of lesser princes of the north. Edward was even more +successful. In Spain and the Scandinavian countries many local powers +allied themselves with him; in the Low Countries, especially Flanders +and Brabant, the people and the princes chose generally to identify +themselves with his cause; and the climax came in July, 1337, when a +treaty of alliance was concluded with the Emperor, Louis of Bavaria. +War was begun in this same year, and in 1338 Edward went himself to +the continent to undertake a direct attack on France from Flanders as +a base. The years 1338 and 1339 were consumed with ineffective +operations against the walled cities of the French frontier, Philip +steadily refusing to be drawn into an open battle such as Edward +desired. The following year the English king resolved to declare +himself sovereign of France. The circumstances attending this +important step are detailed in the passage from Froissart given below. + +Heretofore Edward had merely protested that by reason of his being a +grandson of Philip the Fair he should have been awarded the throne by +the French barons in 1328; now, at the instigation of his German and +Flemish allies, he flatly announces that he _is_ of right the king +and that Philip VI. is to be deposed as an usurper. Of course this +was a declaration which Edward could make good only by victory in the +war upon which he had entered. But the claim thus set up rendered it +inevitable that the war should be waged to the bitter end on both +sides. + + Source--_Chroniques de Jean Froissart_ (Societe de l'Histoire + de France edition), Chap. XXXI. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. I., pp. 110-112. + + [Sidenote: The conference at Brussels] + + When King Edward had departed from Flanders and arrived at Brabant + he set out straight for Brussels, whither he was attended by the + duke of Gueldres, the duke of Juliers, the marquis of Blanckenburg, + the earl of Mons, the lord John of Hainault, the lord of + Fauquemont, and all the barons of the Empire who were allied to + him, as they wished to consider what was next to be done in this + war which they had begun. For greater expedition, they ordered a + conference to be held in the city of Brussels, and invited James + van Arteveld[572] to attend it, who came thither in great array, + and brought with him all the councils from the principal towns of + Flanders. + + At this parliament the king of England was advised by his allies of + the Empire to solicit the Flemings to give him their aid and + assistance in this war, to challenge the king of France, and to + follow King Edward wherever he should lead them, and in return he + would assist them in the recovery of Lisle, Douay, and + Bethune.[573] The Flemings heard this proposal with pleasure; but + they requested of the king that they might consider it among + themselves and in a short time they would give their answer. + + [Sidenote: Proposition made by the Flemings to King Edward] + + The king consented and soon after they made this reply: "Beloved + sire, you formerly made us a similar request; and we are willing to + do everything in reason for you without prejudice to our honor and + faith. But we are pledged by promise on oath, under a penalty of + two millions of florins, to the apostolical chamber,[574] not to + act offensively against the king of France in any way, whoever he + may be, without forfeiting this sum, and incurring the sentence of + excommunication. But if you will do what we will tell you, you will + find a remedy, which is, that you take the arms of France, quarter + them with those of England, and call yourself king of France. We + will acknowledge your title as good, and we will demand of you + quittance for the above sum, which you will grant us as king of + France. Thus we shall be absolved and at liberty to go with you + wherever it pleases you." + + [Sidenote: The agreement concluded] + + The king summoned his council, for he was loath to take the title + and arms of France, seeing that at present he had not conquered any + part of that kingdom and that it was uncertain whether he ever + should. On the other hand, he was unwilling to lose the aid and + assistance of the Flemings, who could be of greater service to him + than any others at that period. He consulted, therefore, with the + lords of the Empire, the lord Robert d'Artois,[575] and his most + privy councilors, who, after having duly weighed the good and bad, + advised him to make for answer to the Flemings, that if they would + bind themselves under their seals, to an agreement to aid him in + carrying on the war, he would willingly comply with their + conditions, and would swear to assist them in the recovery of + Lisle, Douay, and Bethune. To this they willingly consented. A day + was fixed for them to meet at Ghent,[576] where the king and the + greater part of the lords of the Empire, and in general the + councils from the different towns in Flanders, assembled. The + above-mentioned proposals and answers were then repeated, sworn to, + and sealed; and the king of England bore the arms of France, + quartering them with those of England. He also took the title of + king of France from that day forward. + + +75. The Naval Battle of Sluys (1340) + +In the spring of 1340 Edward returned to England to secure money and +supplies with which to prosecute the war. The French king thought he +saw in this temporary withdrawal of his enemy an opportunity to strike +him a deadly blow. A fleet of nearly two hundred vessels was gathered +in the harbor of Sluys, on the Flemish coast, with a view to attacking +the English king on his return to the continent and preventing him +from again securing a foothold in Flanders. Edward, however, accepted +the situation and made ready to fight his way back to the country of +his allies. June 24, 1340, he boldly attacked the French at Sluys. The +sharp conflict which ensued resulted in a brilliant victory for the +English. Philip's fleet found itself shut up in the harbor and utterly +unable to withstand the showers of arrows shot by the thousands of +archers who crowded the English ships. The French navy was +annihilated, England was relieved from the fear of invasion, and the +whole French coast was laid open to attack. + + Source--_Chroniques de Jean Froissart_ (Societe de l'Histoire + de France edition), Chap. XXXVII. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. I., pp. 141-143. + + He [King Edward] and his whole navy sailed from the Thames the day + before the eve of St. John the Baptist, 1340,[577] and made + straight for Sluys. + + Sir Hugh Quiriel, Sir Peter Bahucet, and Barbenoir, were at that + time lying between Blankenburg and Sluys with upwards of one + hundred and twenty large vessels, without counting others. These + were manned with about forty thousand men, Genoese and Picards, + including mariners. By the orders of the king of France, they were + there at anchor, awaiting the return of the king of England, to + dispute his passage. + + [Sidenote: Edward determines to fight at Sluys] + + When the king's fleet had almost reached Sluys, they saw so many + masts standing before it that they looked like a wood. The king + asked the commander of his ship what they could be. The latter + replied that he imagined they must be that armament of Normans + which the king of France kept at sea, and which had so frequently + done him much damage, had burned his good town of Southampton and + taken his large ship the _Christopher_. The king replied, "I have + for a long time desired to meet them, and now, please God and St. + George, we will fight with them; for, in truth, they have done me + so much mischief that I will be revenged on them if it be + possible." + + The king then drew up all his vessels, placing the strongest in + front, and his archers on the wings. Between every two vessels with + archers there was one of men-at-arms. He stationed some detached + vessels as a reserve, full of archers, to assist and help such as + might be damaged. There were in this fleet a great many ladies from + England, countesses, baronesses, and knights' and gentlemen's + wives, who were going to attend on the queen at Ghent.[578] These + the king had guarded most carefully by three hundred men-at-arms + and five hundred archers. + + [Sidenote: The French make ready] + + When the king of England and his marshals had properly divided the + fleet, they hoisted their sails to have the wind on their quarter, + as the sun shone full in their faces (which they considered might + be of disadvantage to them) and stretched out a little, so that at + last they got the wind as they wished. The Normans, who saw them + tack, could not help wondering why they did so, and remarked that + they took good care to turn about because they were afraid of + meddling with them. They perceived, however, by his banner, that + the king was on board, which gave them great joy, as they were + eager to fight with him. So they put their vessels in proper order, + for they were expert and gallant men on the seas. They filled the + _Christopher_, the large ship which they had taken the year before + from the English, with trumpets and other warlike instruments, and + ordered her to fall upon the English. + + [Sidenote: The battle rages] + + The battle then began very fiercely. Archers and cross-bowmen shot + with all their might at each other, and the men-at-arms engaged + hand to hand. In order to be more successful, they had large + grapnels and iron hooks with chains, which they flung from ship to + ship to moor them to each other. There were many valiant deeds + performed, many prisoners made, and many rescues. The + _Christopher_, which led the van, was recaptured by the English, + and all in her taken or killed. There were then great shouts and + cries, and the English manned her again with archers, and sent her + to fight against the Genoese. + + This battle was very murderous and horrible. Combats at sea are + more destructive and obstinate than upon land, for it is not + possible to retreat or flee--every one must abide his fortune, and + exert his prowess and valor. Sir Hugh Quiriel and his companions + were bold and determined men; they had done much mischief to the + English at sea and destroyed many of their ships. The combat, + therefore, lasted from early in the morning until noon,[579] and + the English were hard pressed, for their enemies were four to one, + and the greater part men who had been used to the sea. + + [Sidenote: The English triumph] + + The king, who was in the flower of his youth, showed himself on + that day a gallant knight, as did the earls of Derby, Pembroke, + Hereford, Huntingdon, Northampton, and Gloucester; the lord + Reginald Cobham, lord Felton, lord Bradestan, sir Richard Stafford, + the lord Percy, sir Walter Manny, sir Henry de Flanders, sir John + Beauchamp, sir John Chandos, the lord Delaware, Lucie lord Malton, + and the lord Robert d'Artois, now called earl of Richmond. I cannot + remember the names of all those who behaved so valiantly in the + combat. But they did so well that, with some assistance from Bruges + and those parts of the country, the French were completely + defeated, and all the Normans and the others were killed or + drowned, so that not one of them escaped.[580] + + After the king had gained this victory, which was on the eve of St. + John's day,[581] he remained all that night on board his ship + before Sluys, and there were great noises with trumpets and all + kinds of other instruments. + + +76. The Battle of Crecy (1346) + +In July, 1346, Edward III. landed on the northwest coast of Normandy +with a splendid army of English, Irish, and Welsh, including ten +thousand men skilled in the use of the long bow. He advanced eastward, +plundering and devastating as he went, probably with the ultimate +intention of besieging Calais. Finding the passage of the Seine +impossible at Rouen, he ascended the river until he came into the +vicinity of Paris, only to learn that Philip with an army twice the +size of that of the English had taken up a position on the Seine to +turn back the invasion. The French king allowed himself to be +outwitted, however, and Edward got out of the trap into which he had +fallen by marching northward to the village of Crecy in Ponthieu. With +an army that had grown to outnumber the English three to one Philip +advanced in the path of the enemy, first to Abbeville on the Somme, +and later to Crecy, slightly to the east of which Edward had taken his +stand for battle. The English arrived at Crecy about noon on Friday, +August 25. The French were nearly a day behind, having spent the night +at Abbeville and set out thence over the roads to Crecy before sunrise +Saturday morning. The army of the English numbered probably about +14,000, besides an uncertain reserve of Welsh and Irish troops; that +of the French numbered about 70,000, including 15,000 Genoese +cross-bowmen. The course of the battle is well described by Froissart +in the passage below. Doubtless the account is not accurate in every +particular, yet it must be correct in the main and it shows very +vividly the character of French and English warfare in this period. +Despite the superior numbers of the French, the English had small +difficulty in winning a decisive victory. This was due to several +things. In the first place, the French army was a typical feudal levy +and as such was sadly lacking in discipline and order, while the +English troops were under perfect control. In the next place, the use +of the long-bow gave the English infantry a great advantage over the +French knights, and even over the Genoese mercenaries, who could shoot +just once while an English long-bowman was shooting twelve times. In +the third place, Philip's troops were exhausted before entering the +battle and it was a grievous error on the part of the king to allow +the conflict to begin before his men had an opportunity for rest.[582] +The greatest significance of the English victory lay in the blow it +struck at feudalism, and especially the feudal type of warfare. It +showed very clearly that the armored knight was no match for the +common foot-soldier, armed simply with his long-bow, and that feudal +methods and ideals had come to be inconsistent with success in war. + + Source--_Chroniques de Jean Froissart_ (Societe de l'Histoire + de France edition), Chap. LX. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. I., pp. 320-329 _passim_. + + The king of England, as I have mentioned before, encamped this + Friday in the plain,[583] for he found the country abounding in + provisions; but if they should have failed, he had an abundance in + the carriages which attended him. The army set about furbishing and + repairing their armor; and the king gave a supper that evening to + the earls and barons of his army, where they made good cheer. On + their taking leave, the king remained alone with the lord of his + bed-chamber. He retired into his oratory and, falling on his knees + before the altar, prayed to God, that if he should fight his + enemies on the morrow he might come off with honor. About midnight + he went to his bed and, rising early the next day, he and the + Prince of Wales[584] heard Mass and communicated. The greater part + of his army did the same, confessed, and made proper preparations. + + [Sidenote: The English prepare for battle] + + After Mass the king ordered his men to arm themselves and assemble + on the ground he had before fixed on. He had enclosed a large park + near a wood, on the rear of his army, in which he placed all his + baggage-wagons and horses; and this park had but one entrance. His + men-at-arms and archers remained on foot. The king afterwards + ordered, through his constable and his two marshals, that the army + should be divided into three battalions.... + + The king then mounted a small palfrey, having a white wand in his + hand and, attended by his two marshals on each side of him, he rode + through all the ranks, encouraging and entreating the army, that + they should guard his honor. He spoke this so gently, and with such + a cheerful countenance, that all who had been dejected were + immediately comforted by seeing and hearing him. + + When he had thus visited all the battalions, it was near ten + o'clock. He retired to his own division and ordered them all to eat + heartily afterwards and drink a glass. They ate and drank at their + ease; and, having packed up pots, barrels, etc., in the carts, they + returned to their battalions, according to the marshals' orders, + and seated themselves on the ground, placing their helmets and bows + before them, that they might be the fresher when their enemies + should arrive. + + [Sidenote: The French advance from Abbeville to Crecy] + + [Sidenote: Philip's knights advise delay] + + That same Saturday, the king of France arose betimes and heard Mass + in the monastery of St. Peter's in Abbeville,[585] where he was + lodged. Having ordered his army to do the same, he left that town + after sunrise. When he had marched about two leagues from Abbeville + and was approaching the enemy, he was advised to form his army in + order of battle, and to let those on foot march forward, that they + might not be trampled on by the horses. The king, upon this, sent + off four knights--the lord Moyne of Bastleberg, the lord of Noyers, + the lord of Beaujeu, and the lord of Aubigny--who rode so near to + the English that they could clearly distinguish their position. The + English plainly perceived that they were come to reconnoitre. + However, they took no notice of it, but suffered them to return + unmolested. When the king of France saw them coming back, he halted + his army, and the knights, pushing through the crowds, came near + the king, who said to them, "My lords, what news?" They looked at + each other, without opening their mouths; for no one chose to speak + first. At last the king addressed himself to the lord Moyne, who + was attached to the king of Bohemia, and had performed very many + gallant deeds, so that he was esteemed one of the most valiant + knights in Christendom. The lord Moyne said, "Sir, I will speak, + since it pleases you to order me, but with the assistance of my + companions. We have advanced far enough to reconnoitre your + enemies. Know, then, that they are drawn up in three battalions and + are awaiting you. I would advise, for my part (submitting, however, + to better counsel), that you halt your army here and quarter them + for the night; for before the rear shall come up and the army be + properly drawn out, it will be very late. Your men will be tired + and in disorder, while they will find your enemies fresh and + properly arrayed. On the morrow, you may draw up your army more at + your ease and may reconnoitre at leisure on what part it will be + most advantageous to begin the attack; for, be assured, they will + wait for you." + + [Sidenote: Confusion in the French ranks] + + The king commanded that it should be so done; and the two marshals + rode, one towards the front, and the other to the rear, crying out, + "Halt banners, in the name of God and St. Denis." Those that were + in the front halted; but those behind said they would not halt + until they were as far forward as the front. When the front + perceived the rear pushing on, they pushed forward; and neither the + king nor the marshals could stop them, but they marched on without + any order until they came in sight of their enemies.[586] As soon + as the foremost rank saw them, they fell back at once in great + disorder, which alarmed those in the rear, who thought they had + been fighting. There was then space and room enough for them to + have passed forward, had they been willing to do so. Some did so, + but others remained behind. + + All the roads between Abbeville and Crecy were covered with common + people, who, when they had come within three leagues of their + enemies, drew their swords, crying out, "Kill, kill;" and with them + were many great lords who were eager to make show of their courage. + There is no man, unless he had been present, who can imagine, or + describe truly, the confusion of that day; especially the bad + management and disorder of the French, whose troops were beyond + number. + + [Sidenote: The English prepare for battle] + + The English, who were drawn up in three divisions and seated on the + ground, on seeing their enemies advance, arose boldly and fell into + their ranks. That of the prince[587] was the first to do so, whose + archers were formed in the manner of a portcullis, or harrow, and + the men-at-arms in the rear. The earls of Northampton and Arundel, + who commanded the second division, had posted themselves in good + order on his wing to assist and succor the prince, if necessary. + + You must know that these kings, dukes, earls, barons, and lords of + France did not advance in any regular order, but one after the + other, or in any way most pleasing to themselves. As soon as the + king of France came in sight of the English his blood began to + boil, and he cried out to his marshals, "Order the Genoese forward, + and begin the battle, in the name of God and St. Denis." + + There were about fifteen thousand Genoese cross-bowmen; but they + were quite fatigued, having marched on foot that day six leagues, + completely armed, and with their cross-bows. They told the + constable that they were not in a fit condition to do any great + things that day in battle. The earl of Alencon, hearing this, said, + "This is what one gets by employing such scoundrels, who fail when + there is any need for them." + + During this time a heavy rain fell, accompanied by thunder and a + very terrible eclipse of the sun; and before this rain a great + flight of crows hovered in the air over all those battalions, + making a loud noise. Shortly afterwards it cleared up and the sun + shone very brightly; but the Frenchmen had it in their faces, and + the English at their backs. + + When the Genoese were somewhat in order they approached the English + and set up a loud shout in order to frighten them; but the latter + remained quite still and did not seem to hear it. They then set up + a second shout and advanced a little forward; but the English did + not move. They hooted a third time, advancing with their cross-bows + presented, and began to shoot. The English archers then advanced + one step forward and shot their arrows with such force and + quickness that it seemed as if it snowed. + + [Sidenote: The Genoese mercenaries repulsed] + + When the Genoese felt these arrows, which pierced their arms, + heads, and through their armor, some of them cut the strings of + their cross-bows, others flung them on the ground, and all turned + about and retreated, quite discomfited. The French had a large body + of men-at-arms on horseback, richly dressed, to support the + Genoese. The king of France, seeing them thus fall back, cried out, + "Kill me those scoundrels; for they stop up our road, without any + reason." You would then have seen the above-mentioned men-at-arms + lay about them, killing all that they could of these runaways. + + [Sidenote: Slaughter by the Cornish and Welsh] + + The English continued shooting as vigorously and quickly as before. + Some of their arrows fell among the horsemen, who were sumptuously + equipped and, killing and wounding many, made them caper and fall + among the Genoese, so that they were in such confusion they could + never rally again. In the English army there were some Cornish and + Welshmen on foot who had armed themselves with large knives. These, + advancing through the ranks of the men-at-arms and archers, who + made way for them, came upon the French when they were in this + danger and, falling upon earls, barons, knights and squires, slew + many, at which the king of England was afterwards much exasperated. + + [Sidenote: Death of the king of Bohemia] + + The valiant king of Bohemia was slain there. He was called Charles + of Luxemburg, for he was the son of the gallant king and emperor, + Henry of Luxemburg.[588] Having heard the order of the battle, he + inquired where his son, the lord Charles, was. His attendants + answered that they did not know, but believed that he was fighting. + The king said to them: "Sirs, you are all my people, my friends and + brethren at arms this day; therefore, as I am blind, I request of + you to lead me so far into the engagement that I may strike one + stroke with my sword." The knights replied that they would lead him + forward immediately; and, in order that they might not lose him in + the crowd, they fastened the reins of all their horses together, + and put the king at their head, that he might gratify his wish, + and advanced towards the enemy. The king rode in among the enemy, + and made good use of his sword; for he and his companions fought + most gallantly. They advanced so far that they were all slain; and + on the morrow they were found on the ground, with their horses all + tied together. + + Early in the day, some French, Germans, and Savoyards had broken + through the archers of the prince's battalion, and had engaged with + the men-at-arms, upon which the second battalion came to his aid; + and it was time, for otherwise he would have been hard pressed. The + first division, seeing the danger they were in, sent a knight[589] + in great haste to the king of England, who was posted upon an + eminence, near a windmill. On the knight's arrival, he said, "Sir, + the earl of Warwick, the lord Stafford, the lord Reginald Cobham, + and the others who are about your son are vigorously attacked by + the French; and they entreat that you come to their assistance with + your battalion for, if the number of the French should increase, + they fear he will have too much to do." + + [Sidenote: Edward gives the Black Prince a chance to win his spurs] + + The king replied: "Is my son dead, unhorsed, or so badly wounded + that he cannot support himself?" "Nothing of the sort, thank God," + rejoined the knight; "but he is in so hot an engagement that he has + great need of your help." The king answered, "Now, Sir Thomas, + return to those who sent you and tell them from me not to send + again for me this day, or expect that I shall come, let what will + happen, as long as my son has life; and say that I command them to + let the boy win his spurs; for I am determined, if it please God, + that all the glory and honor of this day shall be given to him, and + to those into whose care I have entrusted him." The knight returned + to his lords and related the king's answer, which greatly + encouraged them and made them regret that they had ever sent such a + message. + + [Sidenote: King Philip abandons the field of battle] + + Late after vespers, the king of France had not more about him than + sixty men, every one included. Sir John of Hainault, who was of the + number, had once remounted the king; for the latter's horse had + been killed under him by an arrow. He said to the king, "Sir, + retreat while you have an opportunity, and do not expose yourself + so needlessly. If you have lost this battle, another time you will + be the conqueror." After he had said this, he took the bridle of + the king's horse and led him off by force; for he had before + entreated him to retire. + + The king rode on until he came to the castle of La Broyes, where he + found the gates shut, for it was very dark. The king ordered the + governor of it to be summoned. He came upon the battlements and + asked who it was that called at such an hour. The king answered, + "Open, open, governor; it is the fortune of France." The governor, + hearing the king's voice, immediately descended, opened the gate, + and let down the bridge. The king and his company entered the + castle; but he had with him only five barons--Sir John of Hainault, + the lord Charles of Montmorency, the lord of Beaujeu, the lord of + Aubigny, and the lord of Montfort. The king would not bury himself + in such a place as that, but, having taken some refreshments, set + out again with his attendants about midnight, and rode on, under + the direction of guides who were well acquainted with the country, + until, about daybreak, he came to Amiens, where he halted. + + [Sidenote: The English after the battle] + + This Saturday the English never quitted their ranks in pursuit of + any one, but remained on the field, guarding their position and + defending themselves against all who attacked them. The battle was + ended at the hour of vespers. When, on this Saturday night, the + English heard no more hooting or shouting, nor any more crying out + to particular lords, or their banners, they looked upon the field + as their own and their enemies as beaten. + + They made great fires and lighted torches because of the darkness + of the night. King Edward then came down from his post, who all + that day had not put on his helmet, and, with his whole battalion, + advanced to the Prince of Wales, whom he embraced in his arms and + kissed, and said, "Sweet son, God give you good preference. You are + my son, for most loyally have you acquitted yourself this day. You + are worthy to be a sovereign." The prince bowed down very low and + humbled himself, giving all honor to the king his father. + + The English, during the night, made frequent thanksgivings to the + Lord for the happy outcome of the day, and without rioting; for the + king had forbidden all riot or noise. + + +77. The Sack of Limoges (1370) + +As a single illustration of the devastation wrought by the Hundred +Years' War, and of the barbarity of the commanders and troops engaged +in it, Froissart's well-known description of the sack of Limoges in +1370 by the army of the Black Prince is of no small interest. In some +respects, of course, circumstances in connection with this episode +were exceptional, and we are not to imagine that such heartless and +indiscriminate massacres were common. Yet the evidence which has +survived all goes to show that the long course of the war was filled +with cruelty and destruction in a measure almost inconceivable among +civilized peoples in more modern times. + + Source--_Chroniques de Jean Froissart_ (Societe de l'Histoire + de France edition), Chap. XCVII. Translated in Thomas Johnes, + _Froissart's Chronicles_, Vol. II., pp. 61-68 _passim_. + + [Sidenote: The Black Prince resolves to retake Limoges] + + When word was brought to the prince that the city of Limoges[590] + had become French, that the bishop, who had been his companion and + one in whom he had formerly placed great confidence, was a party + to all the treaties and had greatly aided and assisted in the + surrender, he was in a violent passion and held the bishop and all + other churchmen in very low estimation, in whom formerly he had put + great trust. He swore by the soul of his father, which he had never + perjured, that he would have it back again, that he would not + attend to anything before he had done this, and that he would make + the inhabitants pay dearly for their treachery....[591] + + All these men-at-arms were drawn out in battle-array and took the + field, when the whole country began to tremble for the + consequences. At that time the Prince of Wales was not able to + mount his horse, but was, for his greater ease, carried in a + litter. They followed the road to the Limousin,[592] in order to + get to Limoges, where in due time they arrived and encamped all + around it. The prince swore he would never leave the place until he + had regained it. + + [Sidenote: The town to be undermined] + + The bishop of the place and the inhabitants found that they had + acted wickedly and had greatly incensed the prince, for which they + were very repentant, but that was now of no avail, as they were not + the masters of the town.[593] When the prince and his marshals had + well considered the strength and force of Limoges, and knew the + number of people that were in it, they agreed that they could never + take it by assault, but said they would attempt it by another + manner. The prince was always accustomed to carry with him on his + expeditions a large body of miners. These were immediately set to + work and made great progress. The knights who were in the town + soon perceived that they were undermining them, and on that + account began to countermine to prevent the effect.... + + The Prince of Wales remained about a month, and not more, before + the city of Limoges. He would not allow any assaults or + skirmishing, but kept his miners steadily at work. The knights in + the town perceived what they were about and made countermines to + destroy them, but they failed in their attempt. When the miners of + the prince (who, as they found themselves countermined, kept + changing the line of direction of their own mine) had finished + their business, they came to the prince and said, "My lord, we are + ready, and will throw down, whenever it pleases you, a very large + part of the wall into the ditch, through the breach of which you + may enter the town at your ease and without danger." + + [Sidenote: The English assault] + + This news was very agreeable to the prince, who replied: "I desire, + then, that you prove your words to-morrow morning at six o'clock." + The miners set fire to the combustibles in the mine, and on the + morrow morning, as they had foretold the prince, they flung down a + great piece of wall which filled the ditches. The English saw this + with pleasure, for they were armed and prepared to enter the town. + Those on foot did so and ran to the gate, which they destroyed, as + well as the barriers, for there were no other defenses; and all + this was done so suddenly that the inhabitants had not time to + prevent it. + + [Sidenote: Barbarity of the sack] + + The prince, the duke of Lancaster, the earls of Cambridge and of + Pembroke, sir Guiscard d'Angle and the others, with their men, + rushed into the town. You would then have seen pillagers, active to + do mischief, running through the town, slaying men, women, and + children, according to their orders. It was a most melancholy + business; for all ranks, ages, and sexes cast themselves on their + knees before the prince, begging for mercy; but he was so inflamed + with passion and revenge that he listened to none. But all were put + to the sword, wherever they could be found, even those who were + not guilty. For I know not why the poor were not spared, who could + not have had any part in the treason; but they suffered for it, and + indeed more than those who had been the leaders of the treachery. + + There was not that day in the city of Limoges any heart so + hardened, or that had any sense of religion, that did not deeply + bewail the unfortunate events passing before men's eyes; for + upwards of three thousand men, women, and children were put to + death that day. God have mercy on their souls, for they were truly + martyrs.... The entire town was pillaged, burned, and totally + destroyed. The English then departed, carrying with them their + booty and prisoners. + + +78. The Treaties of Bretigny (1360) and Troyes (1420) + +The most important documents in the diplomatic history of the Hundred +Years' War are the texts of the treaty of London (1359), the treaty of +Bretigny (1360), the truce of Paris (1396), the treaty of Troyes +(1420), the treaty of Arras (1435), and the truce of Tours (1444). +Brief extracts from two of these are given below. The treaty of +Bretigny was negotiated soon after the refusal of the French to ratify +the treaty of London. In November, 1359, King Edward III., with his +son, Edward, the Black Prince, and the duke of Lancaster, crossed the +Channel, marched on Rheims, and threatened Paris. Negotiations for a +new peace were actively opened in April, 1360, after the English had +established themselves at Montlheri, south from Paris. The French +king, John II., who had been taken prisoner at Poitiers (1356), gave +full powers of negotiation to his son Charles, duke of Normandy and +regent of the kingdom. For some time no definite conclusions were +reached, owing chiefly to Edward's unwillingness to renounce his claim +to the French throne. Late in April the negotiations were transferred +to Chartres, subsequently to Bretigny. Finally, on the eighth of May, +representatives of the two parties signed the so-called treaty of +Bretigny. Although the instrument was promptly ratified by the French +regent and by the Black Prince (and, if we may believe Froissart, by +the two kings themselves), it was afterwards revised and accepted in +a somewhat different form by the monarchs and their following +assembled at Calais (October 24, 1360). The most important respect in +which the second document differed from the first was the omission of +Article 12 of the first treaty, in which Edward renounced his claim to +the throne of France and the sovereignty of Normandy, Maine, Anjou, +Touraine, Brittany, and Flanders; nevertheless Edward, at Calais, made +this renunciation in a separate convention, which for all practical +purposes was regarded as a part of the treaty. The passages printed +below are taken from the Calais text. Most of the thirty-nine articles +composing the document are devoted to mere details. The war was +renewed after a few years, and within two decades the English had lost +all the territory guaranteed to them in 1360, except a few coast +towns. + +The treaty of Troyes (1420) belongs to one of the most stormy periods +in all French history. The first two decades of the fifteenth century +were marked by a cessation of the war with England (until its renewal +in 1415), but also unfortunately by the outbreak of a desperate civil +struggle between two great factions of the French people, the +Burgundians and the Armagnacs. The Burgundians, led by Philip the Bold +and John the Fearless (successive dukes of Burgundy), stood for a +policy of friendship with England, while the Armagnacs, comprising the +adherents of Charles, duke of Orleans, whose wife was a daughter of +the count of Armagnac, advocated the continuation of the war with the +English; though, in reality, the forces which kept the two factions +apart were jealousy and ambition rather than any mere question of +foreign relations. The way was prepared for a temporary Burgundian +triumph by the notable victory of the English at Agincourt in 1415 and +by the assassination of John the Fearless at Paris in 1419, which made +peace impossible and drove the Burgundians openly into the arms of the +English. Philip the Good, the new duke of Burgundy, became the avowed +ally of the English king Henry V., who since 1417 had been slowly but +surely conquering Normandy and now had the larger portion of it in his +possession. Philip recognized Henry as the true heir to the French +throne and in 1419 concluded with him two distinct treaties on that +basis. Charles VI., the reigning king of France, was mentally +unbalanced and the queen, who bitterly hated the Armagnacs (with whom +her son, the Dauphin Charles, was actively identified), was easily +persuaded by Duke Philip to acquiesce in a treaty by which the +succession should be vested in the English king upon the death of +Charles VI. The result was the treaty of Troyes, signed May 21, 1420. +According to agreements already entered into by Philip and Henry, the +latter was to marry Catherine, daughter of Charles VI. (the marriage +was not mentioned in the treaty of Troyes, but it was clearly +assumed), and he was to act as regent of France until Charles VI.'s +death and then become king in his own name. Most of the thirty-one +articles of the treaty were taken up with a definition of Henry's +position and obligations as regent and prospective sovereign of +France. + +In due time the marriage of Henry and Catherine took place and Henry +assumed the regency, though the Armagnacs, led by the Dauphin, refused +absolutely to accept the settlement. War broke out, in the course of +which (in 1422) Henry V. died and was succeeded by his infant son, +Henry VI. In the same year Charles VI. also died, which meant that the +young Henry would become king of France. With such a prospect the +future of the country looked dark. Nevertheless, the death of Charles +VI. and of Henry V. came in reality as a double blessing. Henry V. +might long have kept the French in subjection and his position as +Charles VI.'s son-in-law gave him some real claim to rule in France. +But with the field cleared, as it was in 1422, opportunity was given +for the Dauphin Charles (Charles VII.) to retrieve the fallen fortunes +of his country--a task which, with more or less energy and skill, he +managed in the long run to accomplish. + + Sources--(a) Text in Eugene Cosneau, _Les Grands Traites de la + Guerre de Cent Ans_ ["The Great Treaties of the Hundred Years' + War"], Paris, 1889, pp. 39-68 _passim_. + + (b) Text in Cosneau, _ibid._ pp. 102-115 _passim_. + + [Sidenote: Territories conceded to the English by the treaty + of Bretigny] + + (a) + + =1.= The king of England shall hold for himself and his heirs, for + all time to come, in addition to that which he holds in Guienne and + Gascony, all the possessions which are enumerated below, to be held + in the same manner that the king of France and his sons, or any of + their ancestors, have held them....[594] + + =7.= And likewise the said king and his eldest son[595] shall give + order, by their letters patent to all archbishops and other + prelates of the holy Church, and also to counts, viscounts, barons, + nobles, citizens, and others of the cities, lands, countries, + islands, and places before mentioned, that they shall be obedient + to the king of England and to his heirs and at their ready command, + in the same manner in which they have been obedient to the kings + and to the crown of France. And by the same letters they shall + liberate and absolve them from all homage, pledges, oaths, + obligations, subjections, and promises made by any of them to the + kings and to the crown of France in any manner. + + =13.= It is agreed that the king of France shall pay to the king of + England three million gold crowns, of which two are worth an obol + of English money.[596] + + [Sidenote: Provision regarding alliances] + + =30.= It is agreed that honest alliances, friendships, and + confederations shall be formed by the two kings of France and + England and their kingdoms, not repugnant to the honor or the + conscience of one king or the other. No alliances which they have, + on this side or that, with any person of Scotland or Flanders, or + any other country, shall be allowed to stand in the way.[597] + + [Sidenote: The Treaty of Troyes fixes the succession upon Henry V] + + (b) + + =6.= After our death,[598] and from that time forward, the crown + and kingdom of France, with all their rights and appurtenances, + shall be vested permanently in our son [son-in-law], King Henry, + and his heirs. + + =7.= ... The power and authority to govern and to control the + public affairs of the said kingdom shall, during our life-time, be + vested in our son, King Henry, with the advice of the nobles and + the wise men who are obedient to us, and who have consideration for + the advancement and honor of the said kingdom.... + + [Sidenote: Henry's title] + + =22.= It is agreed that during our life-time we shall designate our + son, King Henry, in the French language in this fashion, _Notre + tres cher fils Henri, roi d'Angleterre, heritier de France_; and in + the Latin language in this manner, _Noster praecarissimus filius + Henricus, rex Angliae, heres Franciae_. + + [Sidenote: Union of France and England to be through the crown + only] + + =24.= ... [It is agreed] that the two kingdoms shall be governed + from the time that our said son, or any of his heirs, shall assume + the crown, not divided between different kings at the same time, + but under one person, who shall be king and sovereign lord of both + kingdoms, observing all pledges and all other things, to each + kingdom its rights, liberties or customs, usages and laws, not + submitting in any manner one kingdom to the other.[599] + + =29.= In consideration of the frightful and astounding crimes and + misdeeds committed against the kingdom of France by Charles, the + said Dauphin, it is agreed that we, our son Henry, and also our + very dear son Philip, duke of Burgundy, will never treat for peace + or amity with the said Charles.[600] + + +FOOTNOTES: + +[565] This is the title employed by Thomas Johnes in his translation +of the work a hundred years ago. Froissart himself called his book, in +the French of his day, _Chroniques de France, d'Engleterre, d'Escoce, +de Bretaigne, d'Espaigne, d'Italie, de Flandres et d'Alemaigne_. + +[566] Philip IV., king of France, 1285-1314. + +[567] Isabella was the wife of Edward II., who reigned in England from +1307 until his deposition in 1327. + +[568] Louis X. (the Quarrelsome) reigned 1314-1316; Philip V. (the +Long), 1316-1322; and Charles IV. (the Fair), 1322-1328. Louis and +Charles were very weak kings, though Philip was vigorous and able. + +[569] The French Court of Twelve Peers did not constitute a distinct +organization, but was merely a high rank of baronage. In the earlier +Middle Ages, the number of peers was generally twelve, including the +most powerful lay vassals of the king and certain influential +prelates. In later times the number was frequently increased by the +creation of peers by the crown. + +[570] In 1317, after the accession of Philip IV., an assembly of +French magnates (such as that which disposed of the crown in 1328) +laid down the general rule that no woman should succeed to the throne +of France. This rule has come to be known as the Salic Law of France, +though it has no historical connection with the law of the Salian +Franks against female inheritance of property, with which older +writers have generally confused it [see p. 67, note 1]. The rule of +1317 was based purely on grounds of political expediency. It was +announced at this particular time because the death of Louis X. had +left France without a male heir to the throne for the first time since +Hugh Capet's day and the barons thought it not best for the realm that +a woman reign over it. Between 1316 and 1328 daughters of kings were +excluded from the succession three times, and though in 1328, when +Charles IV. died, there had been no farther legislation on the +subject, the principle of the misnamed Salic Law had become firmly +established in practice. In 1328, however, when the barons selected +Philip of Valois to be regent first and then king, they went a step +farther and declared not only that no woman should be allowed to +inherit the throne of France but that the inheritance could not pass +through a woman to her son; in other words, she could not transmit to +her descendants a right which she did not herself possess. This was +intended to cover any future case such as that of Edward III.'s claim +to inherit through his mother Isabella, daughter of Philip IV. The +action of the barons was supported by public opinion in practically +all France--especially since it appeared that only through this +expedient could the realm be saved from the domination of an alien +sovereign. + +[571] Philip of Valois was a son of Charles of Valois, who was a +brother of Philip IV. The line of direct Capetian descent was now +replaced by the branch line of the Valois. The latter occupied the +French throne until the death of Henry III. in 1589. + +[572] James van Arteveld, a brewer of Ghent, was the leader of the +popular party in Flanders--the party which hated French influence, +which had expelled the count of Flanders on account of his services to +Philip VI., and which was the most valuable English ally on the +continent. Arteveld was murdered in 1345 during the civil discord +which prevailed in Flanders throughout the earlier part of the Hundred +Years' War. + +[573] These were towns situated near the Franco-Flemish frontier. They +had been lost by Flanders to France and assistance in their recovery +was rightly considered by the German advisers of Edward as likely to +be more tempting to the Flemish than any other offer he could make +them. + +[574] That is, the papal court. + +[575] Robert of Artois was a prince who had not a little to do with +the outbreak of the Hundred Years' War. After having lost a suit for +the inheritance of the county of Artois (the region about the Somme +River) and having been proved guilty of fabricating documents to +support his claims, he had fled to England and there as an exile had +employed every resource to influence Edward to claim the French throne +and to go to war to secure it. + +[576] In northeastern Flanders. + +[577] That is, June 23. The English fleet was composed of two hundred +and fifty vessels, carrying 11,000 archers and 4,000 men-at-arms. + +[578] Edward III.'s queen was Philippa, daughter of the count of +Hainault. + +[579] In reality, until five o'clock in the evening, or about nine +hours in all. + +[580] The tide of battle was finally turned in favor of the English by +the arrival of reinforcements in the shape of a squadron of Flemish +vessels. The contest was not so one-sided or the French defeat so +complete as Froissart represents, yet it was decisive enough, as is +indicated by the fact that only thirty of the French ships survived +and 20,000 French and Genoese were slain or taken prisoners, as +against an English loss of about 10,000. + +[581] June 24, 1340. + +[582] As appears from Froissart's account (see p. 431), the king, on +the advice of some of his knights, decided at one time to postpone the +attack until the following day; but, the army falling into hopeless +confusion and coming up unintentionally within sight of the English, +he recklessly gave the order to advance to immediate combat. Perhaps, +however, it is only fair to place the blame upon the system which made +the army so unmanageable, rather than upon the king personally. + +[583] That is, the plain east of the village of Crecy. + +[584] The king's eldest son, Edward, generally known as the Black +Prince. + +[585] Abbeville was on the Somme about fifteen miles south of Crecy. + +[586] This incident very well illustrates the confusion and lack of +discipline prevailing in a typical feudal army. + +[587] Edward, the Black Prince, eldest son of the English king. + +[588] The Emperor Henry VII., 1308-1314. + +[589] Sir Thomas Norwich. + +[590] Limoges, besieged by the duke of Berry and the great French +general, Bertrand du Guesclin, had just been forced to surrender. It +was a very important town and its capture was the occasion of much +elation among the French. Treaties were entered into between the duke +of Berry on the one hand and the bishop and citizens of Limoges on the +other, whereby the inhabitants recognized the sovereignty of the +French king. It was the news of this surrender that so angered the +Black Prince. + +[591] A force of 3,200 men was led by the Black Prince from the town +of Cognac to undertake the siege of Limoges. Froissart here enumerates +a large number of notable knights who went with the expedition. + +[592] The Limousin was a district in south central France, southeast +of Poitou. + +[593] Limoges was now in the hands of three commanders representing +the French king. Their names were John de Villemur, Hugh de la Roche, +and Roger de Beaufort. + +[594] Here follows a minute enumeration of the districts, towns, and +castles conceded to the English. The most important were Poitou, +Limousin, Rouergne, and Saintonge in the south, and Calais, Guines, +and Ponthieu in the north. + +[595] That is, King John II. and the regent Charles. + +[596] The enormous ransom thus specified for King John was never paid. +The three million gold crowns would have a purchasing power of perhaps +forty or forty-five million dollars to-day. On the strength of the +treaty provision John was immediately released from captivity. With +curious disregard of the bad conditions prevailing in France as the +result of foreign and civil war he began preparations for a crusade, +which, however, he was soon forced to abandon. In 1364, attracted by +the gayety of English life as contrasted with the wretchedness and +gloom of his impoverished subjects, he went voluntarily to England, +where he died before the festivities in honor of his coming were +completed. + +[597] Throughout the Hundred Years' War the English had maintained +close relations with the Flemish enemies of France, just as France, in +defiance of English opposition, had kept up her traditional friendship +with Scotland. The treaty of Bretigny provided for a mutual reshaping +of foreign policy, to the end that these obstacles to peace might be +removed. + +[598] That is, the death of King Charles VI. + +[599] France was not to be dealt with as conquered territory. This +article comprises the only important provision in the treaty for +safeguarding the interests of the French people. + +[600] Charles VI., Henry V., and Philip the Good bind themselves not +to come to any sort of terms with the Dauphin, which compact reveals +the irreconcilable attitude characteristic of the factional and +dynastic struggles of the period. Chapter 6 of the treaty disinherits +the Dauphin; chapter 29 proclaims him an enemy of France. + + + + +CHAPTER XXVI. + +THE BEGINNINGS OF THE ITALIAN RENAISSANCE + + +The question as to when the Middle Ages came to an end cannot be +answered with a specific date, or even with a particular century. The +transition from the mediaeval world to the modern was gradual and was +accomplished at a much earlier period in some lines than in others. +Roughly speaking, the change fell within the two centuries and a half +from 1300 to 1550. This transitional epoch is commonly designated the +Age of the Renaissance, though if the term is taken in its most proper +sense as denoting the flowering of an old into a new culture it +scarcely does justice to the period, for political and religious +developments in these centuries were not less fundamental than the +revival and fresh stimulus of culture. But in the earlier portion of +the period, particularly the fourteenth century, the intellectual +awakening was the most obvious feature of the movement and, for the +time being, the most important. + +The renaissance of the fourteenth and fifteenth centuries was not the +first that Europe had known. There had been a notable revival of +learning in the time of Charlemagne--the so-called Carolingian +renaissance; another at the end of the tenth century, in the time of +the Emperor Otto III. and Pope Sylvester II.; and a third in the +twelfth century, with its center in northern France. The first two, +however, had proved quite transitory, and even the third and most +promising had dried up in the fruitless philosophy of the scholastics. + +Before there could be a vital and permanent intellectual revival it +was indispensable that the mediaeval attitude of mind undergo a +fundamental change. This attitude may be summed up in the one phrase, +the absolute dominance of "authority"--the authority, primarily, of +the Church, supplemented by the writings of a few ancients like +Aristotle. The scholars of the earlier Middle Ages busied themselves, +not with research and investigation whereby to increase knowledge, but +rather with commenting on the Scriptures, the writings of the Church +fathers, and Aristotle, and drawing conclusions and inferences by +reasoning from these accepted authorities. There was no disposition to +question what was found in the books, or to supplement it with fresh +information. Only after about 1300 did human interests become +sufficiently broadened to make men no longer altogether content with +the mere process of threshing over the old straw. Gradually there +began to appear scholars who suggested the idea, novel for the day, +that the books did not contain all that was worth knowing, and also +that perchance some things that had long gone unquestioned just +because they were in the books were not true after all. In other +words, they proposed to investigate things for themselves and to apply +the tests of observation and impartial reason. + +The most influential factor in producing this change of attitude was +the revival of classical literature and learning. The Latin classics, +and even some of the Greek, had not been unknown in the earlier Middle +Ages, but they had not been read widely, and when read at all they had +been valued principally as models of rhetoric rather than as a living +literature to be enjoyed for the ideas that were contained in it and +the forms in which they were expressed. These ideas were, of course, +generally pagan, and that in itself was enough to cause the Church to +look askance at the use of classical writings, except for grammatical +or antiquarian purposes. In the fourteenth and fifteenth centuries, +however, due to a variety of causes, the reading of the classics +became commoner than since Roman days, and men, bringing to them more +open minds, were profoundly attracted by the fresh, original, human +ideas of life and the world with which Vergil and Horace and Cicero, +for example, overflowed. It was all a new discovery of the world and +of man, and from the _humanitas_ which the scholars found set forth as +the classical conception of culture they themselves took the name of +"humanists," while the subjects of their studies came to be known as +the _litterae humaniores_. This first great phase of the +Renaissance--the birth of humanism--found its finest expression in +Dante and Petrarch, and it cannot be studied with better effect than +in certain of the writings of these two men. + + +79. Dante's Defense of Italian as a Literary Language + +Dante Alighieri was born at Florence in 1265. Of his early life little +is known. His family seems to have been too obscure to have much part +in the civil struggles with which Florence, and all Italy, in that day +were vexed. The love affair with Beatrice, whose story Boccaccio +relates with so much zest, is the one sharply-defined feature of +Dante's youth and early manhood. It is known that at the age of +eighteen the young Florentine was a poet and was winning wide +recognition for his sonnets. Much time was devoted by him to study of +literature and the arts, but the details of his employments, +intellectual and otherwise, are impossible to make out. In 1290 +occurred the death of Beatrice, which event marked an epoch in the +poetical lover's life. In his sorrow he took refuge in the study of +such books as Boethius's _Consolations of Philosophy_ and Cicero's +_Friendship_, and became deeply interested in literary, and especially +philosophical, problems. In 1295 he entered political life, taking +from the outset a prominent part in the deliberations of the +Florentine General Council and the Council of Consuls of the Arts. He +assumed a firm attitude against all forms of lawlessness and in +resistance to any external interference in Florentine affairs. Owing +to conditions which he could not influence, however, his career in +this direction was soon cut short and most of the remainder of his +life was spent as a political exile, at Lucca, Verona, Ravenna, and +other Italian cities, with a possible visit to Paris. He died at +Ravenna, September 14, 1321, in his fifty-seventh year. + +Dante has well been called "the Janus-faced," because he stood at the +threshold of the new era and looked both forward and backward. His +_Divine Comedy_ admirably sums up the mediaeval spirit, and yet it +contains many suggestions of the coming age. His method was +essentially that of the scholastics, but he knew many of the classics +and had a genuine respect for them as literature. He was a mediaevalist +in his attachment to the Holy Roman Empire, yet he cherished the +purely modern ambition of a united Italy. It is deeply significant +that he chose to write his great poem--one of the most splendid in the +world's literature--in the Italian tongue rather than the Latin. Aside +from the fact that this, more than anything else, caused the Tuscan +dialect, rather than the rival Venetian and Neapolitan dialects, to +become the modern Italian, it evidenced the new desire for the +popularization of literature which was a marked characteristic of the +dawning era. Not content with putting his greatest effort in the +vernacular, Dante undertook formally to defend the use of the popular +tongue for literary purposes. This he did in _Il Convito_ ("The +Banquet"), a work whose date is quite uncertain, but which was +undoubtedly produced at some time while its author was in exile. It is +essentially a prose commentary upon three _canzoni_ written for the +honor and glory of the "noble, beautiful, and most compassionate lady, +Philosophy." In it Dante sought to set philosophy free from the +schools and from the heavy disputations of the scholars and to render +her beauty visible even to the unlearned. It was the first important +work on philosophy written in the Italian tongue, an innovation which +the author rightly regarded as calling for some explanation and +defense. The passage quoted from it below comprises this defense. +Similar views on the nobility of the vulgar language, as compared with +the Latin, were later set forth in fuller form in the treatise _De +Vulgari Eloquentia_. + + Source--Dante Alighieri, _Il Convito_ ["The Banquet"], Bk. I., + Chaps. 5-13 _passim_. Translated by Katharine Hillard (London, + 1889), pp. 17-47 _passim_. + + [Sidenote: Reasons for using the Italian] + + V. =1.= This bread being cleansed of its accidental + impurities,[601] we have now but to free it from one [inherent] in + its substance, that is, its being in the vulgar tongue, and not in + Latin; so that we might metaphorically call it made of oats instead + of wheat. And this [fault] may be briefly excused by three reasons, + which moved me to prefer the former rather than the latter + [language]. The first arises from care to avoid an unfit order of + things; the second, from a consummate liberality; the third, from a + natural love of one's own tongue. And I intend here in this manner + to discuss, in due order, these things and their causes, that I + may free myself from the reproach above named. + + [Sidenote: The Latin fixed, the Italian changeable] + + =3.= For, in the first place, had it [the commentary] been in + Latin, it would have been sovereign rather than subject, by its + nobility, its virtue, and its beauty. By its nobility, because + Latin is enduring and incorruptible, and the vulgar tongue is + unstable and corruptible. For we see that the ancient books of + Latin tragedy and comedy cannot be changed from the form we have + to-day, which is not the case with the vulgar tongue, as that can + be changed at will. For we see in the cities of Italy, if we take + notice of the past fifty years, how many words have been lost, or + invented, or altered; therefore, if a short time can work such + changes, how much more can a longer period effect! So that I think, + should they who departed this life a thousand years ago return to + their cities, they would believe them to be occupied by a foreign + people, so different would the language be from theirs. Of this I + shall speak elsewhere more fully, in a book which I intend to + write, God willing, on _Vulgar Eloquence_.[602] + + [Sidenote: Translations cannot preserve the literary splendor of + the originals] + + VII. =4.= ... The Latin could only have explained them [the + _canzoni_] to scholars; for the rest would not have understood it. + Therefore, as among those who desire to understand them there are + many more illiterate than learned, it follows that the Latin would + not have fulfilled this behest as well as the vulgar tongue, which + is understood both by the learned and the unlearned. Also the Latin + would have explained them to people of other nations, such as + Germans, English, and others; in doing which it would have exceeded + their order.[603] For it would have been against their will I say, + speaking generally, to have explained their meaning where their + beauty could not go with it. And, moreover, let all observe that + nothing harmonized by the laws of the Muses[604] can be changed + from its own tongue to another one without destroying all its + sweetness and harmony. And this is the reason why Homer is not + turned from Greek into Latin like the other writings we have of + theirs [the Greeks];[605] and this is why the verses of the + Psalter[606] lack musical sweetness and harmony; for they have been + translated from Hebrew to Greek, and from Greek to Latin, and in + the first translation all this sweetness perished. + + IX. =1.= ... The Latin would not have served many; because, if we + recall to mind what has already been said, scholars in other + languages than the Italian could not have availed themselves of its + service.[607] And of those of this speech (if we should care to + observe who they are) we shall find that only to one in a thousand + could it really have been of use; because they would not have + received it, so prone are they to base desires, and thus deprived + of that nobility of soul which above all desires this food. And to + their shame I say that they are not worthy to be called scholars, + because they do not pursue learning for its own sake, but for the + money or the honors that they gain thereby; just as we should not + call him a lute-player who kept a lute in the house to hire out, + and not to play upon. + + [Sidenote: The Italian of more solid excellence than other tongues] + + X. =5.= Again, I am impelled to defend it [the vulgar tongue] from + many of its accusers, who disparage it and commend others, above + all the language of _Oco_,[608] saying that the latter is better + and more beautiful than the former, wherein they depart from the + truth. Wherefore by this commentary shall be seen the great + excellence of the vulgar tongue of _Si_,[609] because (although the + highest and most novel conceptions can be almost as fittingly, + adequately, and beautifully expressed in it as in the Latin) its + excellence in rhymed pieces, on account of the accidental + adornments connected with them, such as rhyme and rhythm, or + ordered numbers, cannot be perfectly shown; as it is with the + beauty of a woman, when the splendor of her jewels and her garments + draw more admiration than her person.[610] Wherefore he who would + judge a woman truly looks at her when, unaccompanied by any + accidental adornment, her natural beauty alone remains to her; so + shall it be with this commentary, wherein shall be seen the + facility of its language, the propriety of its diction, and the + sweet discourse it shall hold; which he who considers well shall + see to be full of the sweetest and most exquisite beauty. But + because it is most virtuous in its design to show the futility and + malice of its accuser, I shall tell, for the confounding of those + who attack the Italian language, the purpose which moves them to do + this; and upon this I shall now write a special chapter, that their + infamy may be the more notorious. + + [Sidenote: Why people of Italy affect to despise their native + tongue] + + XI. =1.= To the perpetual shame and abasement of those wicked men + of Italy who praise the language of others and disparage their own, + I would say that their motive springs from five abominable causes. + The first is intellectual blindness; the second, vicious excuses; + the third, greed of vain-glory; the fourth, an argument based on + envy; the fifth and last, littleness of soul, that is, + pusillanimity. And each of these vices has so large a following, + that few are they who are free from them.... + + [Sidenote: The unskilful attribute their faults to the language] + + =3.= The second kind work against our language by vicious excuses. + These are they who would rather be considered masters than be such; + and, to avoid the reverse (that is, not to be considered masters), + they always lay the blame upon the materials prepared for their + art, or upon their tools; as the bad smith blames the iron given + him, and the bad lute-player blames the lute, thinking thus to lay + the fault of the bad knife or the bad playing upon the iron or the + lute, and to excuse themselves. Such are they (and they are not + few) who wish to be considered orators; and in order to excuse + themselves for not speaking, or for speaking badly, blame and + accuse their material, that is, their own language, and praise that + of others in which they are not required to work. And whoever + wishes to see wherein this tool [the vulgar tongue] deserves blame, + let him look at the work that good workmen have done with it, and + he will recognize the viciousness of those who, laying the blame + upon it, think they excuse themselves. Against such does Tullius + exclaim, in the beginning of one of his books called _De + Finibus_,[611] because in his time they blamed the Latin language + and commended the Greek, for the same reasons that these people + consider the Italian vile and the Provencal precious. + + [Sidenote: People should use their own language, as being most + natural to them] + + XII. =3.= That thing is nearest to a person which is, of all things + of its kind, the most closely related to himself; thus of all men + the son is nearest to the father, and of all arts medicine is + nearest to the doctor, and music to the musician, because these are + more closely related to them than any others; of all countries, the + one a man lives in is nearest to him, because it is most closely + related to him. And thus a man's own language is nearest to him, + because most closely related, being that one which comes alone and + before all others in his mind, and not only of itself is it thus + related, but by accident, inasmuch as it is connected with those + nearest to him, such as his kinsmen, and his fellow-citizens, and + his own people. And this is his own language, which is not only + near, but the very nearest, to every one. Because if proximity be + the seed of friendship, as has been stated above, it is plain that + it has been one of the causes of the love I bear my own language, + which is nearer to me than the others. The above-named reason (that + is, that we are most nearly related to that which is first in our + mind) gave rise to that custom of the people which makes the + firstborn inherit everything, as the nearest of kin; and, because + the nearest, therefore the most beloved. + + [Sidenote: The Italian fulfils the highest requirement of a + language] + + =4.= And again, its goodness makes me its friend. And here we must + know that every good quality properly belonging to a thing is + lovable in that thing; as men should have a fine beard, and women + should have the whole face quite free from hair; as the foxhound + should have a keen scent, and the greyhound great speed. And the + more peculiar this good quality, the more lovable it is, whence, + although all virtue is lovable in man, that is most so which is + most peculiarly human.... And we see that, of all things pertaining + to language, the power of adequately expressing thought is the most + loved and commended; therefore this is its peculiar virtue. And as + this belongs to our own language, as has been proved above in + another chapter, it is plain that this was one of the causes of my + love for it; since, as we have said, goodness is one of the causes + that engender love. + + +80. Dante's Conception of the Imperial Power + +The best known prose work of Dante, the _De Monarchia_, is perhaps the +most purely idealistic political treatise ever written. Its quality of +idealism is so pronounced, in fact, that there is not even sufficient +mention of contemporary men or events to assist in solving the wholly +unsettled problem of the date of its composition. The _De Monarchia_ +is composed of three books, each of which is devoted to a fundamental +question in relation to the balance of temporal and spiritual +authority. The first question is whether the temporal monarchy is +necessary for the well-being of the world. The answer is, that it is +necessary for the preservation of justice, freedom, and unity and +effectiveness of human effort. The second question is whether the +Roman people took to itself this dignity of monarchy, or empire, by +right. By a survey of Roman history from the days of Aeneas to those of +Caesar it is made to appear that it was God's will that the Romans +should rule the world. The third question is the most vital of all and +its answer constitutes the pith of the treatise. In brief it is, does +the authority of the Roman monarch, or emperor, who is thus by right +the monarch of the world, depend immediately upon God, or upon some +vicar of God, the successor of Peter? This question Dante answers +first negatively by clearing away the familiar defenses of spiritual +supremacy, and afterwards positively, by bringing forward specific +arguments for the temporal superiority. The selection given below +comprises the most suggestive portions of Dante's treatment of this +aspect of his subject. The method, it will be observed, is quite +thoroughly scholastic. Whenever the _De Monarchia_ was composed, it +remained all but unknown until after the author's death (1321); but +with the renewal of conflict between papacy and imperial power the +imperialists were not slow to make use of the treatise, and by the +middle of the fourteenth century it had become known throughout +Europe, being admired by one party as much as it was abhorred by the +other. At various times copies of it were burned as heretical and in +the sixteenth century it was placed by the Roman authorities upon the +Index of Prohibited Books. Few literary productions of the later +Middle Ages exercised greater influence upon contemporary thought and +politics. + + Source--Dante Alighieri, _De Monarchia_ ["Concerning + Monarchy"], Bk. III., Chaps. 1-16 _passim_. Translated by + Aurelia Henry (Boston, 1904), pp. 137-206 _passim_. + + [Sidenote: The problem to be considered] + + I. =2.= The question pending investigation, then, concerns two + great luminaries, the Roman Pontiff [Pope] and the Roman Prince + [Emperor]; and the point at issue is whether the authority of the + Roman monarch, who, as proved in the second book, is rightful + monarch of the world, is derived from God directly, or from some + vicar or minister of God, by whom I mean the successor of Peter, + indisputable keeper of the keys of the kingdom of heaven. + + IV. =1.= Those men to whom the entire subsequent discussion is + directed assert that the authority of the Empire depends on the + authority of the Church, just as the inferior artisan depends on + the architect. They are drawn to this by divers opposing arguments, + some of which they take from Holy Scripture, and some from certain + acts performed by the chief pontiff, and by the Emperor himself; + and they endeavor to make their conviction reasonable. + + [Sidenote: The analogy of the sun and moon] + + =2.= For, first, they maintain that, according to Genesis, God made + two mighty luminaries, a greater and a lesser, the former to hold + supremacy by day and the latter by night [Gen., i. 15, 16]. These + they interpret allegorically to be the two rulers--spiritual and + temporal.[612] Whence they argue that as the lesser luminary, the + moon, has no light but that gained from the sun, so the temporal + ruler has no authority but that gained from the spiritual ruler. + + =8.= I proceed to refute the above assumption that the two + luminaries of the world typify its two ruling powers. The whole + force of their argument lies in the interpretation; but this we can + prove indefensible in two ways. First, since these ruling powers + are, as it were, accidents necessitated by man himself, God would + seem to have used a distorted order in creating first accidents, + and then the subject necessitating them. It is absurd to speak thus + of God, but it is evident from the Word that the two lights were + created on the fourth day, and man on the sixth. + + [Sidenote: An abstruse bit of mediaeval reasoning] + + =9.= Secondly, the two ruling powers exist as the directors of men + toward certain ends, as will be shown further on. But had man + remained in the state of innocence in which God made him, he would + have required no such direction. These ruling powers are therefore + remedies against the infirmity of sin. Since on the fourth day man + was not only not a sinner, but was not even existent, the creation + of a remedy would have been purposeless, which is contrary to + divine goodness. Foolish indeed would be the physician who should + make ready a plaster for the abscess of a man not yet born. + Therefore it cannot be asserted that God made the two ruling powers + on the fourth day; and consequently the meaning of Moses cannot + have been what it is supposed to be. + + =10.= Also, in order to be tolerant, we may refute this fallacy by + distinction. Refutation by distinction deals more gently with an + adversary, for it shows him to be not absolutely wrong, as does + refutation by destruction. I say, then, that although the moon may + have abundant light only as she receives it from the sun, it does + not follow on that account that the moon herself owes her existence + to the sun. It must be recognized that the essence of the moon, her + strength, and her function, are not one and the same thing. Neither + in her essence, her strength, nor her function taken absolutely, + does the moon owe her existence to the sun, for her movement is + impelled by her own force and her influence by her own rays. + Besides, she has a certain light of her own, as is shown in + eclipse. It is in order to fulfill her function better and more + potently that she borrows from the sun abundance of light, and + works thereby more effectively. + + [Sidenote: Why the argument from the sun and moon fails] + + =11.= In like manner, I say, the temporal power receives from the + spiritual neither its existence, nor its strength, which is its + authority, nor even its function, taken absolutely. But well for + her does she receive therefrom, through the light of grace which + the benediction of the chief pontiff sheds upon it in heaven and on + earth, strength to fulfill her function more perfectly. So the + argument was at fault in form, because the predicate of the + conclusion is not a term of the major premise, as is evident. The + syllogism runs thus: The moon receives light from the sun, which + is the spiritual power; the temporal ruling power is the moon; + therefore the temporal receives authority from the spiritual. They + introduce "light" as the term of the major, but "authority" as + predicate of the conclusion, which two things we have seen to be + diverse in subject and significance. + + [Sidenote: Argument from the prerogative of the keys committed to + Peter] + + VIII. =1.= From the same gospel they quote the saying of Christ to + Peter, "Whatsoever thou shalt loose on earth shall be loosed in + heaven" [Matt., xvi. 19], and understand this saying to refer alike + to all the Apostles, according to the text of Matthew and John + [Matt., xviii. 18 and John, xx. 23]. They reason from this that the + successor of Peter has been granted of God power to bind and loose + all things, and then infer that he has power to loose the laws and + decrees of the Empire, and to bind the laws and decrees of the + temporal kingdom. Were this true, their inference would be correct. + + =2.= But we must reply to it by making a distinction against the + major premise of the syllogism which they employ. Their syllogism + is this: Peter had power to bind and loose all things; the + successor of Peter has like power with him; therefore the successor + of Peter has power to loose and bind all things. From this they + infer that he has power to loose and bind the laws and decrees of + the Empire. + + =3.= I concede the minor premise, but the major only with + distinction. Wherefore I say that "all," the symbol of the + universal which is implied in "whatsoever," is never distributed + beyond the scope of the distributed term. When I say, "All animals + run," the distribution of "all" comprehends whatever comes under + the genus "animal." But when I say, "All men run," the symbol of + the universal refers only to whatever comes under the term "man." + And when I say, "All grammarians run," the distribution is narrowed + still further. + + =4.= Therefore we must always determine what it is over which the + symbol of the universal is distributed; then, from the recognized + nature and scope of the distributed term, will be easily apparent + the extent of the distribution. Now, were "whatsoever" to be + understood absolutely when it is said, "Whatsoever thou shalt + bind," he would certainly have the power they claim; nay, he would + have even greater power--he would be able to loose a wife from her + husband, and, while the man still lived, bind her to another--a + thing he can in nowise do. He would be able to absolve me, while + impenitent--a thing which God Himself cannot do. + + [Sidenote: Dante's interpretation of the Scripture in question] + + =5.= So it is evident that the distribution of the term under + discussion is to be taken, not absolutely, but relatively to + something else. A consideration of the concession to which the + distribution is subjoined will make manifest this related + something. Christ said to Peter, "I will give unto thee the keys of + the kingdom of heaven;" that is, I will make thee doorkeeper of the + kingdom of heaven. Then He adds, "and whatsoever," that is, + "everything which," and He means thereby, "Everything which + pertains to that office thou shalt have power to bind and loose." + And thus the symbol of the universal which is implied in + "whatsoever" is limited in its distribution to the prerogative of + the keys of the kingdom of heaven. Understood thus, the proposition + is true, but understood absolutely, it is obviously not. Therefore + I conclude that, although the successor of Peter has authority to + bind and loose in accordance with the requirements of the + prerogative granted to Peter, it does not follow, as they claim, + that he has authority to bind and loose the decrees or statutes of + empire, unless they prove that this also belongs to the office of + the keys. But further on we shall demonstrate that the contrary is + true. + + XIII. =1.= Now that we have stated and rejected the errors on which + those chiefly rely who declare that the authority of the Roman + Prince is dependent on the Roman Pontiff,[613] we must return and + demonstrate the truth of that question which we propounded for + discussion at the beginning. The truth will be evident enough if it + can be shown, under the principle of inquiry agreed upon, that + imperial authority derives immediately from the summit of all + being, which is God. And this will be shown, whether we prove that + imperial authority does not derive from that of the Church (for the + dispute concerns no other authority), or whether we prove simply + that it derives immediately from God. + + [Sidenote: The Church (or papacy) is not the source of imperial + authority] + + =2.= That ecclesiastical authority is not the source of imperial + authority is thus verified. A thing non-existent, or devoid of + active force, cannot be the cause of active force in a thing + possessing that quality in full measure. But before the Church + existed, or while it lacked power to act, the Empire had active + force in full measure. Hence the Church is the source, neither of + acting power nor of authority in the Empire, where power to act and + authority are identical. Let A be the Church, B the Empire, and C + the power or authority of the Empire. If, A being non-existent, C + is in B, the cause of C's relation to B cannot be A, since it is + impossible that an effect should exist prior to its cause. + Moreover, if, A being inoperative, C is in B, the cause of C's + relation to B cannot be A, since it is indispensable for the + production of effect that the cause should be in operation + previously, especially the efficient cause which we are considering + here. + + [Sidenote: Early Christian recognition of the authority of the + Emperor] + + =3.= The major premise of this demonstration is intelligible from + its terms; the minor is confirmed by Christ and the Church. Christ + attests it, as we said before, in His birth and death. The Church + attests it in Paul's declaration to Festus in the Acts of the + Apostles: "I stand at Caesar's judgment seat, where I ought to be + judged" [Acts, xxv. 10]; and in the admonition of God's angel to + Paul a little later: "Fear not, Paul; thou must be brought before + Caesar" [Acts, xxvii. 24]; and again, still later, in Paul's words + to the Jews dwelling in Italy: "And when the Jews spake against it, + I was constrained to appeal unto Caesar; not that I had aught to + accuse my nation of," but "that I might deliver my soul from death" + [Acts, xxviii. 19]. If Caesar had not already possessed the right to + judge temporal matters, Christ would not have implied that he did, + the angel would not have uttered such words, nor would he who said, + "I desire to depart and be with Christ" [Phil., i. 23], have + appealed to an unqualified judge. + + XIV. =1.= Besides, if the Church has power to confer authority on + the Roman Prince, she would have it either from God, or from + herself, or from some Emperor, or from the unanimous consent of + mankind, or, at least, from the consent of the most influential. + There is no other least crevice through which the power could have + diffused itself into the Church. But from none of these has it come + to her, and therefore the aforesaid power is not hers at all. + + XVI. =1.= Although by the method of reduction to absurdity it has + been shown in the foregoing chapter that the authority of empire + has not its source in the Chief Pontiff, yet it has not been fully + proved, save by an inference, that its immediate source is God, + seeing that if the authority does not depend on the vicar of God, + we conclude that it depends on God Himself. For a perfect + demonstration of the proposition we must prove directly that the + Emperor, or Monarch, of the world has immediate relationship to the + Prince of the universe, who is God. + + [Sidenote: Positive argument that the authority of the emperor is + derived directly from God] + + =2.= In order to realize this, it must be understood that man alone + of all beings holds the middle place between corruptibility and + incorruptibility, and is therefore rightly compared by + philosophers to the horizon which lies between the two + hemispheres. Man may be considered with regard to either of his + essential parts, body or soul. If considered in regard to the body + alone, he is perishable; if in regard to the soul alone, he is + imperishable. So the Philosopher[614] spoke well of its + incorruptibility when he said in the second book, _On the Soul_, + "And this only can be separated as a thing eternal from that which + perishes." + + =3.= If man holds a middle place between the perishable and the + imperishable, then, inasmuch as every man shares the nature of the + extremes, man must share both natures. And inasmuch as every nature + is ordained for a certain ultimate end, it follows that there + exists for man a two-fold end, in order that as he alone of all + beings partakes of the perishable and the imperishable, so he alone + of all beings should be ordained for two ultimate ends. One end is + for that in him which is perishable, the other for that which is + imperishable. + + [Sidenote: Double aspect of human life] + + =4.= Omniscient Providence has thus designed two ends to be + contemplated by man: first, the happiness of this life, which + consists in the activity of his natural powers, and is prefigured + by the terrestrial Paradise; and then the blessedness of life + everlasting, which consists in the enjoyment of the countenance of + God, to which man's natural powers may not obtain unless aided by + divine light, and which may be symbolized by the celestial + Paradise.[615] + + =5.= To these states of blessedness, just as to diverse + conclusions, man must come by diverse means. To the former we come + by the teachings of philosophy, obeying them by acting in + conformity with the moral and intellectual virtues; to the latter, + through spiritual teachings which transcend human reason, and which + we obey by acting in conformity with the theological virtues, + faith, hope, and charity. Now the former end and means are made + known to us by human reason, which the philosophers have wholly + explained to us; and the latter by the Holy Spirit, which has + revealed to us supernatural but essential truth through the + prophets and sacred writers, through Jesus Christ, the coeternal + Son of God, and through His disciples. Nevertheless, human passion + would cast these behind, were not man, like horses astray in their + brutishness, held to the road by bit and rein. + + =6.= Wherefore a twofold directive agent was necessary to man, in + accordance with the twofold end; the Supreme Pontiff to lead the + human race to life eternal by means of revelation, and the Emperor + to guide it to temporal well-being by means of philosophic + instruction. And since none or few--and these with exceeding + difficulty--could attain this port, were not the waves of seductive + desire calmed, and mankind made free to rest in the tranquillity of + peace, therefore this is the goal which he whom we call the + guardian of the earth and Roman Prince should most urgently seek; + then would it be possible for life on this mortal threshing-floor + to pass in freedom and peace. The order of the world follows the + order inherent in the revolution of the heavens. To attain this + order it is necessary that instruction productive of liberality and + peace should be applied by the guardian of the realm, in due place + and time, as dispensed by Him who is the ever-present Watcher of + the whole order of the heavens. And He alone foreordained this + order, that by it, in His providence, He might link together all + things, each in its own place. + + [Sidenote: The proper functions of Pope and Emperor] + + =7.= If this is so, and there is none higher than He, only God + elects and only God confirms. Whence we may further conclude that + neither those who are now, nor those who in any way whatsoever have + been, called electors[616] have the right to be so called; rather + should they be entitled heralds of Divine Providence. Whence it is + that those in whom is vested the dignity of proclamation suffer + dissension among themselves at times, when, all or part of them + being shadowed by the clouds of passion, they discern not the face + of God's dispensation. + + =8.= It is established, then, that the authority of temporal + monarchy descends without mediation from the fountain of universal + authority. And this fountain, one in its purity of source, flows + into multifarious channels out of the abundance of its excellence. + + [Sidenote: The ideal relation of the two powers] + + =9.= I believe I have now approached sufficiently close to the goal + I had set myself, for I have taken the kernels of truth from the + husks of falsehood, in that question which asked whether the office + of monarchy was essential to the welfare of the world, and in the + next which made inquiry whether the Roman people rightfully + appropriated the empire, and in the last which sought whether the + authority of the monarch derived from God directly, or from some + other. But the truth of this final question must not be restricted + to mean that the Roman Prince shall not be subject in some degree + to the Roman Pontiff, for well-being that is mortal is ordered in a + measure after well-being that is immortal. Wherefore let Caesar + honor Peter as a first-born son should honor his father, so that, + brilliant with the light of paternal grace, he may illumine with + greater radiance the earthly sphere over which he has been set by + Him who alone is Ruler of all things spiritual and temporal.[617] + + +81. Petrarch's Love of the Classics + +Francesco Petrarca was born at Arezzo in northern Italy in July, 1304. +His father was a Florentine notary who had been banished by the same +decree with Dante in 1302, and who finally settled at Avignon in 1313 +to practice his profession in the neighborhood of the papal court. +Petrarch was destined by his father for the law and was sent to study +that subject at Montpellier and subsequently at Bologna. But from the +moment when he first got hold of the Latin classics, notably Cicero +and Vergil, he found his interest in legal subjects absolutely at an +end. He was charmed by the literary power of the ancients, as he +certainly was not by the logic and learning of the jurists, and though +his father endeavored to discourage what he regarded as a sheer waste +of time by burning the young enthusiast's precious Latin books, the +love of the classics, once aroused, was never crushed out and the +literary instinct remained dominant. The beginnings of the Renaissance +spirit, which are so discernible in Dante, become in Petrarch the full +expression of the new age. In the words of Professor Adams, "In him we +clearly find, as controlling personal traits, all those specific +features of the Renaissance which give it its distinguishing character +as an intellectual revolution, and from their strong beginning in him +they have never ceased among men. In the first place, he felt as no +other man had done since the ancient days the beauty of nature and the +pleasure of mere life, its sufficiency for itself; and he had also a +sense of ability and power, and a self-confidence which led him to +plan great things, and to hope for an immortality of fame in this +world. In the second place, he had a most keen sense of the unity of +past history, of the living bond of connection between himself and men +of like sort in the ancient world. That world was for him no dead +antiquity, but he lived and felt in it and with its poets and +thinkers, as if they were his neighbors. His love for it amounted +almost, if we may call it so, to an ecstatic enthusiasm, hardly +understood by his own time, but it kindled in many others a similar +feeling which has come down to us. The result is easily recognized in +him as a genuine culture, the first of modern men in whom this can be +found.... Finally, Petrarch first put the modern spirit into conscious +opposition to the mediaeval. The Renaissance meant rebellion and +revolution. It meant a long and bitter struggle against the whole +scholastic system, and all the follies and superstitions which +flourished under its protection. Petrarch opened the attack along the +whole line. Physicians, lawyers, astrologers, scholastic philosophers, +the universities--all were enemies of the new learning, and so his +enemies. And these attacks were not in set and formal polemics alone, +his letters and almost all his writings were filled with them. It was +the business of his life."[618] + +In the latter part of his life Petrarch enjoyed the highest renown +throughout Europe. The cities of Italy, especially, vied with one +another in showering honors upon him. A decree of the Venetian senate +affirmed that no Christian poet or philosopher could be compared with +him. Arezzo, the town of his birth, awarded him a triumphal +procession. Florence bought the estates once confiscated from his +father and begged him to accept them as a meager gift to one "who for +centuries had no equal and could scarcely find one in the ages to +come." The climax came in 1341 when both the University of Paris and +the Roman Senate invited him to present himself and receive the poet's +crown, in revival of an old and all but forgotten ceremony of special +honor. The invitation from Rome was accepted and the celebration +attending the coronation was one of the most splendid of the age. In +1350 Petrarch became acquainted with Boccaccio and thenceforth there +existed the warmest friendship between these two great exponents of +Renaissance ideals and achievement. In 1369 he retired to Arqua, near +Padua, where he died in 1374. + +Besides his poems Petrarch wrote a great number of letters, some in +Latin and some in Italian. Letter-writing was indeed a veritable +passion with him; and he not only wrote freely but was careful to +preserve copies of what he wrote. His prose correspondence has been +classified in four divisions. The largest one comprises three hundred +forty-seven letters, written between the years 1332 and 1362, and +given the general title of _De Rebus Familiaribus_, because in them +only topics presumably of everyday interest were discussed and without +particular attention to style. The second group, the so-called +_Epistolae Variae_, numbers about seventy. The third, the _Epistolae de +Rebus Senilibus_ ("Letters of Old Age"), includes one hundred +twenty-four letters written during the last twelve years of the poet's +life. The fourth, comprising about twenty letters, was made up of +epistles containing such sharp criticism of the papal regime at +Avignon that the author thought it best to suppress the names of those +to whom they were addressed. Their general designation, therefore, is +_Epistolae sine Titulo_. The following passages are taken from a letter +found in the _Epistolae Variae_. It was written to a literary friend, +August 18, 1360, while Petrarch was at Milan, uncertain whither the +political storms of the period would finally drive him. In the portion +which precedes that given below the writer has been commenting on +various invitations which had reached him from friends in Padua, +Florence, and even beyond the Alps. This gives him occasion to lament +the unsettled conditions of his times and to voice the longing of the +scholar for peace and quiet. Thence he proceeds to speak of matters +which reveal in an interesting way his passionate love for the +beauties of classical literature and his sympathy with its dominant +ideas. Cicero was his favorite Latin author; after him, Vergil and +Ovid. Greek literature, unfortunately, it was impossible for him to +know at first hand. In spite of a lifelong desire, and at least one +determined effort (which is referred to in the letter below), he never +acquired even a rudimentary reading knowledge of the Greek language. +At best he could only read fragments of Homer, Plato, and Aristotle in +extremely faulty Latin translations.[619] + + Source--Franciscus Petrarca, _Epistolae de Rebus Familiaribus + et Variae_ ["Letters of Friendly Intercourse, and Miscellaneous + Letters"], edited by J. Fracassetti (Florence, 1869), Vol. + III., pp. 364-371. Adapted from translation in Merrick + Whitcomb, _Source Book of the Italian Renaissance_ + (Philadelphia, 1903), pp. 14-21 _passim_. + + [Sidenote: Petrarch's longing for peace and seclusion] + + If you should ask me, in the midst of these opinions of my friends, + what I myself think of the matter, I can only reply that I long for + a place where solitude, leisure, repose, and silence reign, however + far from wealth and honors, power and favors. But I confess I know + not where to find it. My own secluded nook, where I have hoped not + only to live, but even to die, has lost all the advantages it once + possessed, even that of safety. I call to witness thirty or more + volumes, which I left there recently, thinking that no place could + be more secure, and which, a little later, having escaped from the + hands of robbers and returned, against all hope, to their master, + seem yet to blanch and tremble and show upon their foreheads the + troubled condition of the place whence they have escaped. Therefore + I have lost all hope of revisiting this charming retreat, this + longed-for country spot. Still, if the opportunity were offered me, + I should seize it with both hands and hold it fast. I do not know + whether I still possess a glimmer of hope, or am feigning it for + self-deception, and to feed my soul's desire with empty + expectation. + + [Sidenote: Drawbacks of even Milan and Padua] + + But I proceed, remembering that we had much conversation on this + point last year, when we lived together in the same house, in this + very city [Milan]; and that after having examined the matter most + carefully, in so far as our light permitted, we came to the + conclusion that while the affairs of Italy, and of Europe, remain + in this condition, there is no place safer and better for my needs + than Milan, nor any place that suits me so well. We made exception + only of the city of Padua, whither I went shortly after and whither + I shall soon return; not that I may obliterate or diminish--that I + should not wish--but that I may soften the regret which my absence + causes the citizens of both places. I know not whether you have + changed your opinion since that time; but for me I am convinced + that to exchange the tumult of this great city and its annoyances + for the annoyances of another city would bring me no advantage, + perhaps some inconvenience, and beyond a doubt, much fatigue. Ah, + if this tranquil solitude, which, in spite of all my seeking, I + never find, as I have told you, should ever show itself on any + side, you will hear, not that I have gone, but that I have flown, + to it.... + + In the succeeding paragraph of your letter you jest with much + elegance, saying that I have been wounded by Cicero without having + deserved it, on account of our too great intimacy.[620] "Because," + you say, "those who are nearest to us most often injure us, and it + is extremely rare that an Indian does an injury to a Spaniard." + True it is. It is on this account that in reading of the wars of + the Athenians and Lacedaemonians, and in contemplating the troubles + of our own people with our neighbors, we are never struck with + astonishment; still less so at the sight of the civil wars and + domestic troubles which habit has made of so little account that + concord itself would more easily cause surprise. But when we read + that the king of Scythia has come to blows with the king of Egypt, + and that Alexander of Macedonia has penetrated to the ends of + India, we experience a sensation of astonishment which the reading + of our histories, filled as they are with the deeds of Roman + bravery in their distant expeditions, does not afford. You bring me + consolation, in representing me as having been wounded by Cicero, + to whom I am fondly attached, a thing that would probably never + happen to me, at the hands of either Hippocrates[621] or + Albumazar....[622] + + [Sidenote: Common indifference to people and events near at hand] + + You ask me to lend you the copy of Homer that was on sale at Padua, + if, as you suppose, I have purchased it (since, you say, I have for + a long time possessed another copy) so that our friend Leo[623] may + translate it from Greek into Latin for your benefit and for the + benefit of our other studious compatriots. I saw this book, but + neglected the opportunity of acquiring it, because it seemed + inferior to my own. It can easily be had with the aid of the person + to whom I owe my friendship with Leo; a letter from that source + would be all-powerful in the matter, and I will myself write him. + + [Sidenote: A request for a copy of Homer] + + [Sidenote: Fondness for Greek literature] + + If by chance the book escape us, which seems to be very unlikely, I + will let you have mine. I have been always fond of this particular + translation and of Greek literature in general, and if fortune had + not frowned upon my beginnings, in the sad death of my excellent + master, I should be perhaps to-day something more than a Greek + still at his alphabet. I approve with all my heart and strength + your enterprise, for I regret and am indignant that an ancient + translation, presumably the work of Cicero, the commencement of + which Horace inserted in his _Ars Poetica_,[624] should have been + lost to the Latin world, together with many other works. It angers + me to see so much solicitude for the bad and so much neglect of the + good. But what is to be done? We must be resigned.... + + [Sidenote: Difficulty of translating works of literature] + + [Sidenote: Longing for the translation of Homer] + + I wish to take this opportunity of warning you of one thing, lest + later on I should regret having passed it over in silence. If, as + you say, the translation is to be made literally in prose, listen + for a moment to the opinion of St. Jerome as expressed in his + preface to the book, _De Temporibus_, by Eusebius of Caesarea, which + he translated into Latin.[625] Here are the very words of this + great man, well acquainted with these two languages, and indeed + with many others, and of special fame for his art of translating: + _If any one_, he says, _refuses to believe that translation lessens + the peculiar charm of the original, let him render Homer into + Latin, word for word; I will say further, let him translate it into + prose in his own tongue, and he will see a ridiculous array and the + most eloquent of poets transformed into a stammerer._ I tell you + this for your own good, while it is yet time, in order that so + important a work may not prove useless. As for me, I wish the work + to be done, whether well or ill. I am so famished for literature + that just as he who is ravenously hungry is not inclined to quarrel + with the cook's art, so I await with a lively impatience whatever + dishes are to be set before my soul. And in truth, the morsel in + which the same Leo, translating into Latin prose the beginning of + Homer, has given me a foretaste of the whole work, although it + confirms the sentiment of St. Jerome, does not displease me. It + possesses, in fact, a secret charm, as certain viands, which have + failed to take a moulded shape, although they are lacking in form, + preserve nevertheless their taste and odor. May he continue with + the aid of Heaven, and may he give us Homer, who has been lost to + us! + + [Sidenote: A loan of a volume of Plato] + + In asking of me the volume of Plato which I have with me, and which + escaped the fire at my transalpine country house, you give me proof + of your ardor, and I shall hold this book at your disposal, + whenever the time shall come. I wish to aid with all my power such + noble enterprises. But beware lest it should be unbecoming to unite + in one bundle these two great princes of Greece, lest the weight of + these two spirits should overwhelm mortal shoulders. Let your + messenger undertake, with God's aid, one of the two, and first him + who has written many centuries before the other. Farewell. + + +82. Petrarch's Letter to Posterity + +The following is a letter of Petrarch addressed, by a curious whim, to +Posterity. It gives an excellent idea of the poet's opinion of himself +and reveals the sort of things that interested the typical man of +culture in the early Renaissance period. It is supposed to have been +written in the year 1370, when Petrarch had completed the sixty-sixth +year of his life. The letter betrays a longing for individual fame +which was common in classical times and during the Renaissance, but +not in the Middle Ages. + + Source--Franciscus Petrarca, _Epistolae de Rebus Familiaribus + et Variae_ ["Letters of Friendly Intercourse, and Miscellaneous + Letters"], edited by J. Fracassetti (Florence, 1869), Vol. I., + pp. 1-11. Translated in James H. Robinson and Henry W. Rolfe, + _Petrarch, the First Modern Scholar and Man of Letters_ (New + York, 1898), pp. 59-76 _passim_. + + _Francis Petrarch, to Posterity, greeting_: + + It is possible that some word of me may have come to you, though + even this is doubtful, since an insignificant and obscure name will + scarcely penetrate far in either time or space. If, however, you + should have heard of me, you may desire to know what manner of man + I was, or what was the outcome of my labors, especially those of + which some description or, at any rate, the bare titles may have + reached you. + + [Sidenote: Petrarch's early life] + + To begin, then, with myself. The utterances of men concerning me + will differ widely, since in passing judgment almost every one is + influenced not so much by truth as by preference, and good and evil + report alike know no bounds. I was, in truth, a poor mortal like + yourself, neither very exalted in my origin, nor, on the other + hand, of the most humble birth, but belonging, as Augustus Caesar + says of himself, to an ancient family. As to my disposition, I was + not naturally perverse or wanting in modesty, however the contagion + of evil associations may have corrupted me. + + My youth was gone before I realized it; I was carried away by the + strength of manhood. But a riper age brought me to my senses and + taught me by experience the truth I had long before read in books, + that youth and pleasure are vanity--nay, that the Author of all + ages and times permits us miserable mortals, puffed up with + emptiness, thus to wander about, until finally, coming to a tardy + consciousness of our sins, we shall learn to know ourselves. + + [Sidenote: Physical appearance] + + In my prime I was blessed with a quick and active body, although + not exceptionally strong; and while I do not lay claim to + remarkable personal beauty, I was comely enough in my best days. I + was possessed of a clear complexion, between light and dark, + lively eyes, and for long years a keen vision, which, however, + deserted me, contrary to my hopes, after I reached my sixtieth + birthday, and forced me, to my great annoyance, to resort to + glasses.[626] Although I had previously enjoyed perfect health, old + age brought with it the usual array of discomforts. + + [Sidenote: Preference for plain and sensible living] + + My parents were honorable folk, Florentine in their origin, of + medium fortune, or, I may as well admit it, in a condition verging + upon poverty. They had been expelled from their native city,[627] + and consequently I was born in exile, at Arezzo, in the year 1304 + of this latter age, which begins with Christ's birth, July the + 20th, on a Monday, at dawn. I have always possessed an extreme + contempt for wealth; not that riches are not desirable in + themselves, but because I hate the anxiety and care which are + invariably associated with them. I certainly do not long to be able + to give gorgeous banquets. I have, on the contrary, led a happier + existence with plain living and ordinary fare than all the + followers of Apicius,[628] with their elaborate dainties. So-called + convivia, which are but vulgar bouts, sinning against sobriety and + good manners, have always been repugnant to me. I have ever felt + that it was irksome and profitless to invite others to such + affairs, and not less so to be bidden to them myself. On the other + hand, the pleasure of dining with one's friends is so great that + nothing has ever given me more delight than their unexpected + arrival, nor have I ever willingly sat down to table without a + companion. Nothing displeases me more than display, for not only is + it bad in itself and opposed to humility, but it is troublesome + and distracting. + + [Sidenote: Intimacy with renowned men] + + In my familiar associations with kings and princes, and in my + friendship with noble personages, my good fortune has been such as + to excite envy. But it is the cruel fate of those who are growing + old that they can commonly only weep for friends who have passed + away. The greatest kings of this age have loved and courted me. + They may know why; I certainly do not. With some of them I was on + such terms that they seemed in a certain sense my guests rather + than I theirs; their lofty position in no way embarrassing me, but, + on the contrary, bringing with it many advantages. I fled, however, + from many of those to whom I was greatly attached; and such was my + innate longing for liberty that I studiously avoided those whose + very name seemed incompatible with the freedom that I loved. + + I possessed a well-balanced rather than a keen intellect--one prone + to all kinds of good and wholesome study, but especially inclined + to moral philosophy and the art of poetry. The latter, indeed, I + neglected as time went on, and took delight in sacred literature. + Finding in that a hidden sweetness which I had once esteemed but + lightly, I came to regard the works of the poets as only amenities. + + [Sidenote: Admiration for antiquity] + + Among the many subjects that interested me, I dwelt especially upon + antiquity, for our own age has always repelled me, so that, had it + not been for the love of those dear to me, I should have preferred + to have been born in any other period than our own. In order to + forget my own time, I have constantly striven to place myself in + spirit in other ages, and consequently I delighted in history. The + conflicting statements troubled me, but when in doubt I accepted + what appeared most probable, or yielded to the authority of the + writer. + + [Sidenote: Attitude toward literary style] + + My style, as many claimed, was clear and forcible; but to me it + seemed weak and obscure. In ordinary conversation with friends, or + with those about me, I never gave thought to my language, and I + have always wondered that Augustus Caesar should have taken such + pains in this respect. When, however, the subject itself, or the + place or the listener, seemed to demand it, I gave some attention + to style, with what success I cannot pretend to say; let them judge + in whose presence I spoke. If only I have lived well, it matters + little to me how I talked. Mere elegance of language can produce at + best but an empty renown.... + + +FOOTNOTES: + +[601] Dante represents the commentaries composing the _Convito_ as in +the nature of a banquet, the "meats" of which were to be set forth in +fourteen courses, corresponding to the fourteen _canzoni_, or lyric +poems, which were to be commented upon. As a matter of fact, for some +unknown reason, the "banquet" was broken off at the end of the third +course. "At the beginning of every well-ordered banquet" observes the +author in an earlier passage (Bk. II., Chap. 1) "the servants are wont +to take the bread given out for it, and cleanse it from every speck." +Dante has just cleansed his viands from the faults of egotism and +obscurity,--the "accidental impurities"; he now proceeds to clear them +of a less superficial difficulty, i.e., the fact that in serving them +use is made of the Italian rather than the Latin language. + +[602] The date of the composition of the _De Vulgari Eloquentia_ is +unknown, but there are reasons for assigning the work to the same +period in the author's life as the _Convito_. Like the _Convito_, it +was left incomplete; four books were planned, but only the first and a +portion of the second were written. In it an effort was made to +establish the dominance of a perfect and imperial Italian language +over all the dialects. The work itself was written in Latin, probably +to command the attention of scholars whom Dante hoped to convert to +the use of the vernacular. + +[603] The author conceives of the _canzoni_ as masters and the +commentaries as servants. + +[604] That is, any poetical composition. + +[605] Some students of Dante hold that this phrase about Homer should +be rendered "does not admit of being turned"; but others take it in +the absolute sense and base on it an argument against Dante's +knowledge of Greek literature. + +[606] The Book of Psalms. + +[607] The _canzoni_ were in Italian and a Latin commentary would have +been useless to scholars of other nations, because they could not have +understood the _canzoni_ to which it referred. + +[608] The Provencal language--the peculiar speech of southeastern +France, whence comes the name Languedoc. _Oc_ is the affirmative +particle "yes." + +[609] _Si_ is the Italian affirmative particle. In the _Inferno_ Dante +refers to Italy as "that lovely country where the _si_ is sounded" +(XXX., 80). + +[610] That is, prose shows the true beauty of a language more +effectively than poetry, in which the attention is distracted by the +ornaments of verse. + +[611] The author refers to Cicero's philosophical treatise _De Finibus +Bonorum et Malorum_. + +[612] For example, Pope Innocent IV. (1243-1254) declared: "Two +lights, the sun and the moon, illumine the globe; two powers, the +papal and the royal, govern it; but as the moon receives her light +from the more brilliant star, so kings reign by the chief of the +Church, who comes from God." + +[613] The arguments disposed of by the author, in addition to those +treated in the passages here presented, are: the precedence of Levi +over Judah (Gen., xxix. 34, 35), the election and deposition of Saul +by Samuel (1 Sam., x. 1; xv. 23; xv. 28), the oblation of the Magi +(Matt., ii. 11), the two swords referred to by Peter (Luke, xxii. 38), +the donation of Constantine, the summoning of Charlemagne by Pope +Hadrian, and finally the argument from pure reason. + +[614] This was the common mediaeval designation of Aristotle. + +[615] For Dante's conception of the terrestrial and the celestial +paradise see the _Paradiso_ in the _Divina Commedia_. + +[616] These were the lay and ecclesiastical princes in whom was vested +the right of choosing the Emperor. The electoral college was first +clearly defined in the Golden Bull issued by Charles IV. in 1356 [see +p. 409]. Its composition in Dante's time is uncertain. + +[617] Dante's ideal solution was the harmonious rule of the two powers +by the acknowledgment of filial relationship between pope and emperor, +on the basis of a recognition of the different and essentially +irreconcilable character of their functions. + +[618] George B. Adams, _Mediaeval Civilization_ (New York, 1904), pp. +375-377. + +[619] "There was no apparatus for the study of Greek at that time. +Oral instruction from Greek or Byzantine scholars was the only +possible means of access to the great writers of the past. Such +instruction was difficult to secure, as Petrarch's efforts and failure +prove."--Robinson and Rolfe, _Petrarch_, p. 237. + +[620] This is a humorous allusion to the fact that Petrarch had +recently received an injury from the fall of a heavy volume of +Cicero's _Letters_. + +[621] A renowned Greek physician of the fifth century B.C. + +[622] A famous Arabian astronomer of the ninth century A.D. + +[623] Leo Pilatus, a translator. + +[624] Quintus Horatius Flaccus (65-8 B.C.), one of the literary lights +of the Augustan Age, was a younger contemporary of Cicero. His _Ars +Poetica_ was a didactic poem setting forth the correct principles of +poetry as an art. + +[625] Eusebius, bishop of Caesarea in Palestine, is noted chiefly as +the author of an Ecclesiastical History which is in many ways our most +important source of information on the early Christian Church. He +lived about 250-339. St. Jerome was a great Church father of the later +fourth century. His name is most commonly associated with the +translation of the Bible from the original Hebrew and Greek into the +Latin language. The resulting form of the Scriptures was the _Editio +Vulgata_ (the Edition Commonly Received), whence our English term +"Vulgate." + +[626] Eyeglasses were but beginning to come into use in Petrarch's +day. + +[627] Petrarch's father and Dante were banished from Florence upon the +same day, January 27, 1302 [see p. 446]. + +[628] Marcus Gavius Apicius was a celebrated epicure of the time of +Augustus and Tiberius. He was the author of a famous cook-book +intended for the gratification of high-livers. Though worth a fortune, +he was haunted by a fear of starving to death and eventually poisoned +himself to escape such a fate. There was another Apicius in the third +century who compiled a well-known collection of recipes for cooking, +in ten books, entitled _De Re Coquinaria_. It is not quite clear which +Apicius Petrarch had in mind. + + + + +CHAPTER XXVII. + +FORESHADOWINGS OF THE REFORMATION + + +83. The Reply of Wyclif to the Summons of Pope Urban VI. (1384) + +The fourteenth century was an era of religious decline in England, as +indeed more or less generally throughout western Europe. The papacy +was at its lowest ebb, unable to command either respect or obedience, +except among the clergy and certain of the common people; bishops and +abbots had grown wealthy and worldly and were often utterly neglectful +of their religious obligations; and among the masses the services of +worship had frequently become mere hollow formalities. There were +still many good men in the Church, men who in an unpretentious way +sought to do their duty faithfully; but of large numbers--possibly the +majority--of both the higher and lower clergy this could not be said. +The dissatisfaction of the people with industrial conditions which +prompted the uprising of 1381 was accompanied by an almost equal +discontent with the shortcomings of the selfish and avaricious clergy. +It was harder, of course, to arouse men to an active hostility to the +existing ecclesiastical system than to the industrial regime, because +the Church still maintained a very close hold upon the sentiments and +attachments of the average individual. Still, there were people here +and there who were outspoken for reform, and chief among these was +John Wyclif. + +Wyclif was born in Yorkshire about 1320 and was educated at Oxford, +where in time he became a leading teacher. He was one of those who saw +clearly the evils of the times and did not lack the courage to speak +out plainly against them. As early as 1366 he had denounced the claims +of the papacy, in a pamphlet, _De Dominio Divino_, declaring that the +pope ought to have no authority whatsoever over states and +governments. This position he never yielded and it became one of the +cardinal features of his teaching. He attacked the clergy for their +wealth, their self-seeking, and their subservience to the pope, and +hurled denunciation at the whole body of friars and vendors of +indulgences with whom England was thronged. He even assailed the +doctrines of the Church, particularly as to transubstantiation, the +efficacy of confession to priests, and the nature of the sacraments. +His teachings were very acceptable to large numbers of people who were +disgusted with existing conditions, and hence he soon came to have a +considerable body of followers, known as the Lollards, who, though not +regularly organized into a sect, carried on in later times the work +which Wyclif and his "poor priests" had begun. + +In 1377 Pope Gregory XI. issued a bull in which he roundly condemned +Wyclif and reproved the University of Oxford for not taking active +steps to suppress the growing heresy; but it had little or no effect. +In 1378 Gregory died and two popes were elected to succeed +him--Clement VII. at Avignon and Urban VI. at Rome [see p. 389]. The +Schism that resulted prevented further action for a time against +Wyclif. In England, however, the uprising of 1381 aroused the +government to the expediency of suppressing popular agitators, and in +a church council at London, May 19, 1382, Wyclif's doctrines were +formally condemned. In 1383 Oxford was compelled to banish all the +Lollards from her walls and by the time of Wyclif's death in 1384 the +new belief seemed to be pretty thoroughly suppressed. In reality it +lived on by the more or less secret attachment of thousands of people +to it, and became one of the great preparatory forces for the English +Reformation a century and a half later. The document given below is a +modernized version of a letter written by Wyclif to Pope Urban VI. in +1384 in response to a summons to appear at Rome to be tried for +heresy. The letter was written in Latin and the English translation +(given below) prepared by the writer's followers for distribution +among Englishmen represents somewhat of an enlargement of the original +document. When Wyclif wrote the letter he was in the last year of his +life and was so disabled by paralysis that a journey to Rome was quite +impossible. + + Source--Text in Thomas Arnold, _Select English Works of John + Wyclif_ (Oxford, 1869), Vol. III., pp. 504-506. Adapted, with + modernized spelling, in Guy Carleton Lee, _Source Book of + English History_ (New York, 1900), pp. 212-214. + + I have joyfully to tell what I hold, to all true men that believe, + and especially to the pope; for I suppose that if my faith be + rightful and given of God, the pope will gladly confirm it; and if + my faith be error, the pope will wisely amend it. + + I suppose over this that the gospel of Christ be heart of the corps + [body] of God's law; for I believe that Jesus Christ, that gave in + His own person this gospel, is very God and very man, and by this + heart passes all other laws. + + [Sidenote: The pope's high obligation] + + I suppose over this that the pope be most obliged to the keeping of + the gospel among all men that live here; for the pope is highest + vicar that Christ has here in earth. For moreness of Christ's vicar + is not measured by worldly moreness, but by this, that this vicar + follows more Christ by virtuous living; for thus teacheth the + gospel, that this is the sentence of Christ. + + [Sidenote: Christ's earthly poverty] + + And of this gospel I take as believe, that Christ for time that He + walked here, was most poor man of all, both in spirit and in having + [possessions]; for Christ says that He had nought for to rest His + head on. And Paul says that He was made needy for our love. And + more poor might no man be, neither bodily nor in spirit. And thus + Christ put from Him all manner of worldly lordship. For the gospel + of John telleth that when they would have made Christ king, He fled + and hid Him from them, for He would none such worldly highness. + + [Sidenote: How far men ought to follow the pope] + + [Sidenote: The pope exhorted to give up temporal authority] + + And over this I take it as believe, that no man should follow the + pope, nor no saint that now is in heaven, but in as much as he [the + pope] follows Christ. For John and James erred when they coveted + worldly highness; and Peter and Paul sinned also when they denied + and blasphemed in Christ; but men should not follow them in this, + for then they went from Jesus Christ. And this I take as wholesome + counsel, that the pope leave his worldly lordship to worldly lords, + as Christ gave them,--and more speedily all his clerks [clergy] to + do so. For thus did Christ, and taught thus His disciples, till the + fiend [Satan] had blinded this world. And it seems to some men + that clerks that dwell lastingly in this error against God's law, + and flee to follow Christ in this, been open heretics, and their + fautors [supporters] been partners. + + [Sidenote: The pope should not demand what is contrary to the + divine will] + + And if I err in this sentence, I will meekly be amended + [corrected], yea, by the death, if it be skilful [necessary], for + that I hope were good to me. And if I might travel in mine own + person, I would with good will go to the pope. But God has needed + me to the contrary, and taught me more obedience to God than to + men. And I suppose of our pope that he will not be Antichrist, and + reverse Christ in this working, to the contrary of Christ's will; + for if he summon against reason, by him or by any of his, and + pursue this unskilful summoning, he is an open Antichrist. And + merciful intent excused not Peter, that Christ should not clepe + [call] him Satan; so blind intent and wicked counsel excuses not + the pope here; but if he ask of true priests that they travel more + than they may, he is not excused by reason of God, that he should + not be Antichrist. For our belief teaches us that our blessed God + suffers us not to be tempted more than we may; how should a man ask + such service? And therefore pray we to God for our Pope Urban the + Sixth, that his old [early] holy intent be not quenched by his + enemies. And Christ, that may not lie, says that the enemies of a + man been especially his home family; and this is sooth of men and + fiends. + + + + +INDEX + +[Note--The numbers refer to pages.] + + + Aachen, Charlemagne's capital, 108, 110; + basilica at, 113; + assembly at, 119; + capitulary for the _missi_ promulgated from, 135; + in territory assigned to Lothair, 155. + + Abbeville, English and French armies at, 427. + + Abbo, account of siege of Paris, 165, 168-171. + + Abbot, character and duties of, defined in Benedictine Rule, + 84-86. + + Abelard, at Paris, 340. + + Abu-Bekr, Mohammed's successor, 97. + + _Acta Sanctorum_, quoted, 256-258. + + Adalbero, archbishop of Rheims, 177; + speech at Senlis, 178-179; + urges election as true basis of Frankish kingship, 179; + opposes candidacy of Charles of Lower Lorraine, 179-180; + speaks in behalf of Hugh Capet, 180. + + Adrianople, battle of, importance, 37-38; + described by Ammianus Marcellinus, 38-41. + + Aegidius, "king of the Romans," 50-51. + + Aelfthryth, daughter of Alfred the Great, 187. + + Agincourt, English victory at, 440. + + Agius, bishop of Orleans, 167. + + Agriculture, among the early Germans, 21, 29. + + Aids, nature of, 222; + defined by Norman custom, 222-223; + specified in Great Charter, 306-307. + + Ain Tulut, battle of, 317. + + Aix-la-Chapelle (see Aachen). + + Alaf [Alavivus], a Visigothic chieftain, 34. + + Alaric, king of the Visigoths, 51; + Syagrius takes refuge with, 51; + delivers Syagrius to Clovis, 51; + interview with Clovis, 54-55; + defeated and slain by Clovis near Poitiers, 56. + + Albar, 201. + + Alcuin, brought to Charlemagne's court, 113; + in the Palace School, 144. + + Alemanni, defeated by Clovis at Strassburg, 53. + + Alessandria, founded, 399. + + Alexander II., approves William the Conqueror's project to invade + England, 234. + + Alexander III., 399. + + Alexander V., elected pope, 390. + + Alexius Comnenus, appeals to Urban II., 283. + + Alfonso XI., of Castile, 421. + + Alfred the Great, biography by Asser, 181; + becomes king of the English, 182; + fights the Danes at Wilton, 182; + constructs a navy, 183; + defeats Danes at Swanwich, 183; + in refuge at Athelney, 184; + meets English people at Egbert's stone, 184; + defeats Danes at Ethandune, 184; + peace of Guthrum and, 185; + negotiates treaty of Wedmore, 185; + interest in education, 185; + literary activity, 186, 193; + care for his children, 187; + varied pursuits, 187; + piety, 188; + regret at lack of education, 189; + search for learned men, 190-191; + letter to Bishop Werfrith, 191-194; + laws, 194-195. + + Alith, mother of St. Bernard, 251-252. + + Alp Arslan, defeats Eastern emperor at Manzikert, 282. + + Amalric, king of the Visigoths, 56. + + Amboise, 55. + + Ammianus Marcellinus, author of a Roman History, 34; + facts concerning life, 34; + quoted, 34-37, 38-41, 43-46. + + Amusements, of the early Germans, 30-31. + + Anagni, Boniface VIII. taken captive at, 385. + + Angelo, companion of St. Francis, 363. + + Angers, Northmen at, 167. + + Angilbert, a Carolingian poet, 151. + + Angouleme, captured by Clovis, 56-57. + + _Annales Bertiniani_, scope, 165; + quoted, 156, 165-168. + + _Annales Laureshamensis_, quoted, 132-133. + + _Annales Laurissenses Minores_, quoted, 106-107. + + _Annales Xantenses_, quoted, 158-163. + + Annals, origin and character of, 157-158. + + Annates, defined, 389. + + Antioch, crusaders arrive at, 293; + siege and capture of, 293-296. + + Apicius, Marcus Gavius, 471. + + Arabs, overrun Syria, 282. + + Arezzo, Petrarch born at, 461, 464, 471. + + Arianism, adopted by Germans, 50; + refuted by ordeal of hot water, 198-200. + + Aristotle, Dante cites, 460. + + Arles, Council of, 72. + + Armagnacs, in later Hundred Years' War, 440. + + Armenia, crusaders in, 293. + + Arnold Atton, forfeiture of fief, 227-228. + + Arnold of Bonneval, 251. + + Arpent, a land measure, 129. + + Arras, treaty of, 439. + + Arteveld, James van, connection with Hundred Years' War, 422. + + Articles of the Barons, relation to the Great Charter, 304. + + Asnapium, inventory of, 127-129. + + Assam, conquered by the crusaders, 293. + + Assembly, the German, 26-27; + the Saxon, 123. + + Asser, biography of Alfred the Great, 181, 186. + + Assisi, birth-place of St. Francis, 362-363. + + Athanaric, a Visigothic chieftain, 33-34. + + Athelney, Alfred in refuge at, 184. + + Augustine, sent to Britain by Pope Gregory, 72-73; + constituted abbot, 74; + lands at Thanet, 75; + preaches to King Ethelbert, 76; + life at Canterbury, 77. + + Augustus, 32. + + Aurelian, cedes Dacia to the Visigoths, 33. + + _Ausculta Fili_, issued by Boniface VIII., 384. + + Auvillars, forfeited by Arnold Atton, 227. + + Avignon, popes resident at, 389. + + Aylesford, Horsa slain in battle at, 71. + + + Babylon (Cairo), St. Louis advances on, 318. + + Babylonian Captivity, begins, 385, 389. + + Ban, of the emperor, 138. + + Basel, Council of, 391, 393. + + Battle Abbey, founded by William the Conqueror, 242. + + Baugulf, Charlemagne's letter to, 145-148. + + Bavaria, annexed to Charlemagne's kingdom, 115. + + Bayeux, Odo, bishop of, imprisoned, 243. + + Beatrice, Dante's love affair with, 446. + + Beauchamp, William de, 302. + + Beaumont, birth of Froissart at, 418. + + Bede, facts regarding life of, 68; + "Ecclesiastical History of the English People," 68; + account of the Saxon invasion, 69-72; + account of Augustine's mission to Britain, 73-77. + + Bedford, castle of, English barons at, 301-302. + + Bellona, Roman goddess of war, 39. + + Benedict XIII., deposed from papacy, 391. + + Benedictine Rule, nature and purpose, 84; + translation of, 84; + quoted, 84-90; + character and duties of the abbot, 84-86, 89; + the monks to be called in council, 87; + the Rule always to be obeyed, 87; + monks to own no property individually, 87-88; + daily manual labor, 88; + reading during Lent, 89; + hospitality, 89. + + Benefice, origin and development, 206; + relation to vassalage, 207; + example of grant, 207-210. + + Beowulf, 188. + + Bernardone, Pietro, father of St. Francis, 363. + + _Bernardus Claraevallensis_ (by William of St. Thierry), quoted, + 251-256, 258-260. + + Berno, abbot of Cluny, 248. + + Bertha, queen of Kent, 72, 75. + + Bertha, daughter of Charlemagne, 151. + + Biography, character of, in Middle Ages, 108. + + Blanche of Castile, mother of St. Louis, 311, 313-314. + + Boccaccio, Petrarch's acquaintance with, 464. + + Boethius, 186. + + Bohemia, king of, an elector of the Empire, 410. + + Bohemians, Louis the German makes expedition against, 160-161. + + Bohemond of Tarentum, 294-295. + + Bologna, University of, 340. + + Boniface, anoints Pepin the Short, 107. + + Boniface VIII., conflict with Philip the Fair, 383-384; + issues bull _Clericis Laicos_, 384; + issues bull _Unam Sanctam_, 385; + death, 385. + + Boulogne, count of, uncle of St. Louis, 314. + + Bourges, Pragmatic Sanction of, promulgated, 394; + quoted, 395-397. + + Bouvines, King John's defeat at, 297, 403. + + Brackley, English barons meet at, 300. + + Bretigny, treaty of, negotiated, 439; + provisions of, 441-442. + + Britain, Saxon invasion of, 68-72; + shores infested by Angle and Saxon seafarers, 68; + Roman garrisons withdrawn from, 68; + Saxons invited into, 69; + Saxon settlement in, 70; + Saxons conquer, 71-72; + Christianity in, 72; + Augustine sent to, 73-74; + conversion of Saxon population begins, 75-77. + + Britons, menaced by Picts and Scots, 68; + decide to call in the Saxons, 68-69; + conquered by the Saxons, 71-72; + early Christianization of, 72. + + Brittany, Northmen in, 166. + + Brussels, conference at, 422-423. + + Buchonian Forest, 57, 58. + + Burchard, bishop of Chartres, 167. + + Burgundians, faction in Hundred Years' War, 440. + + + Caesar, Julius, describes the Germans in his "Commentaries," + 19-22; + conquest of Gaul, 19, 32. + + Calais, treaty of Bretigny revised at, 439-440. + + Calixtus II., concessions made by, in Concordat of Worms, + 279-280. + + Camargue, Northmen establish themselves at, 168. + + Campus Martius, 52; + Merovingian kings at, 106-107. + + Cannae, battle of, 41. + + Canossa, Henry IV. arrives at, 274; + Henry IV.'s penance at, 276; + oath taken by Henry IV. at, 277-278. + + Canterbury, capital of Kent, 76; + life of Augustine's band at, 77; + Plegmund archbishop of, 190; + Christchurch monastery built at, 242. + + _Capellani_, functions of, 190. + + _Capitulare Missorum Generale_, promulgated by Charlemagne, 135; + scope, 135; + translation of, 135; + quoted, 135-141; + character and functions of the _missi_, 135-137; + new oath to Charlemagne as emperor, 137; + administration of justice, 138-139; + obligations of the clergy, 139; + murder, 140. + + Capitulary, Charlemagne's concerning the Saxon territory, + 118-123; + nature of, 119-120; + Charlemagne's concerning the royal domains, 124-127; + Charlemagne's for the _missi_, 134-141; + nature of, in ninth century, 174; + Carloman's concerning the preservation of order, 174-176. + + _Capitulum Saxonicum_, issued by Charlemagne, 119. + + Cappadocia, crusaders in, 293. + + Cardinals, college of, instituted, 269; + and Great Schism, 389-391. + + Carloman, capitulary concerning the preservation of order, + 174-176; + functions of the _missi_, 175; + obligations of officials, 176. + + _Carmina Burana_, source for mediaeval students' songs, 352. + + Carolingians, origin of, 105-106; + age of Charlemagne, 108-148; + disorders in reigns of, 149-163; + menaced by Norse invasions, 163-173; + efforts to preserve order, 173-176; + growing inability to cope with conditions, 174; + replaced by Capetian dynasty, 177-180. + + Carthusians, 246. + + _Castellanerie_, defined, 216. + + Celestine III., 381. + + _Cens_, payment of, in Lorris, 328. + + _Census_, 209. + + _Centenarius_, functions of, 176. + + Chalcedon, Council of, 80. + + Chalons-sur-Saone, immunity of monastery at, confirmed by + Charlemagne, 212-214. + + Champagne, county of, 215; + Joinville's residence in, 312. + + Charibert, 75. + + Charlemagne, employs Einhard at court, 108; + biography of, 109; + personal appearance, 109-110; + manner of dress, 111; + fondness for St. Augustine's _De Civitate Dei_, 111; + everyday life, 112; + education, 112-113; + interest in religion, 113; + charities, 114; + policy of Germanic consolidation, 115; + conquers Lombardy, Bavaria, and the Spanish March, 115; + war with the Saxons, 115-118; + transplants Saxons into Gaul, 117-118; + peace with Saxons, 118; + issues capitularies concerning the Saxon territory, 119; + capitulary concerning the royal domains, 124-127; + revenues, 124; + interest in agriculture, 124; + inventory of a royal estate, 127-129; + appealed to by Pope Leo III., 130; + goes to Rome, 130; + crowned emperor by Leo, 130, 132-134; + significance of the coronation, 131-133; + issues capitulary for the _missi_, 134; + new oath to, as emperor, 137; + provisions for administration of justice, 138-139; + legislation for clergy, 139-140; + letter to Abbot Fulrad, 142-144; + builds up Palace School, 144-145; + provides for elementary and intermediate education, 145; + confirms immunity of monastery of Chalons-sur-Saone, 212-214. + + Charles Martel, victor at Tours, 105; + Frankish mayor of the palace, 105; + makes office hereditary, 105. + + Charles the Fat, Emperor, 168; + Odo's mission to, 170-171; + buys off the Northmen, 171; + deposition and death, 171. + + Charles, son of Charlemagne, anointed by Leo, 134. + + Charles the Bald, of France, birth, 149; + combines with Louis against Lothair, 150-151; + takes oath of Strassburg, 152-154; + lands received by treaty of Verdun, 155-156; + buys off the Northmen, 159; + capitularies, 174. + + Charles the Simple, of France, yields Normandy to Rollo, 172. + + Charles of Lower Lorraine, claimant to French throne, 177; + candidacy opposed by Adalbero, 179-180. + + Charles IV., Emperor, founds University of Prague, 345; + promulgates Golden Bull, 410. + + Charles IV. (the Fair), of France, 419. + + Charles VI. of France, 440; + and the Great Schism, 390. + + Charles VII. of France, convenes council at Bourges, 394; + dauphin of France, 440-441. + + Charles, count of Anjou, 321. + + Charles, of Luxemburg, slain at Crecy, 433. + + Charter, conditions of grant to towns, 326; + of Laon, 327-328; + of Lorris, 328-330. + (See _Magna Charta_.) + + Chatillon, St. Bernard educated at, 252; + begins monastic career at, 254. + + Childebert, conquers Septimania, 57 + + Childeric I., father of Clovis, 50. + + Childeric III., last Merovingian king, 105; + deposed, 107. + + Chippenham, Danes winter at, 184; + siege of, 184; + treaty of, 185. + + _Chronica Majora_ (by Roger of Wendover), scope of, 298; + quoted, 298-303. + + _Chronica Majora_ (by Matthew Paris), value of, 404; + quoted, 405-409. + + _Chroniques_ (by Froissart), character of, 418; + quoted, 418-439. + + Church, development of, 78-96; + origin of papacy, 78-79; + Pope Leo's sermon on the Petrine supremacy, 80-83; + rise of monasticism, 83-84; + the Benedictine Rule, 84-90; + papacy of Gregory the Great, 90-91; + Gregory's description of the functions of the secular clergy, + 91-96; + Charlemagne's zeal for promotion of, 113; + Charlemagne's extension into Saxony, 118-123; + influence on development of annalistic writings, 157; + education intrusted to, by Charlemagne, 146; + to aid in suppressing disorder, 175-176; + illiteracy of English clergy in Alfred's day, 190-192; + influence on use of ordeals, 197; + use of _precarium_, 206-207; + favored by grants of immunity, 210; + efforts to discourage private warfare, 228-229; + decrees the Peace of God, 229; + decrees the Truce of God, 229; + reform through Cluniac movement, 246; + conditions in St. Bernard's day, 250; + Gregory VII.'s conception of the papal authority, 262-264; + Gregory VII. avows purpose to correct abuses in, 267; + college of cardinals instituted, 269; + issue of lay investiture, 265-278; + Concordat of Worms, 278-281; + liberties in England granted in Great Charter, 305; + patronage of universities, 340; + menaced by abuses, 360; + rise of the mendicant orders, 360; + St. Francis's attitude toward, 375, 377-378; + use of excommunication and interdict, 380; + _Unam Sanctam_, 383-388; + Great Schism, 389-390; + Council of Pisa, 390-391; + Council of Constance, 391, 393; + Pragmatic Sanction of Bourges, 393-397; + decline in England in fourteenth century, 474; + Wyclif's efforts to regenerate, 475-477. + + Cicero, Dante cites, 451; + Petrarch's reading of, 466. + + _Cimbri_, 32. + + Cistercians, 246, 250. + + Citeaux, 246; + St. Bernard decides to join, 252, 254; + St. Bernard goes forth from, 256. + + Cities (see Towns), Frederick Barbarossa and Lombard, 398-399; + rights of guaranteed by Peace of Constance, 400-402. + + Clairvaux, St. Bernard founds monastery at, 256-257; + description of by William of St. Thierry, 258-260; + marvelous works accomplished at, 259; + piety of monks at, 259. + + Claudius Claudianus, at the court of Honorius, 42; + description of the Huns, 43. + + Clement VII., elected pope, 389; + dies, 390. + + Clergy (see Church), Charlemagne's general legislation for, + 139-140; + Pope Gregory I.'s exhortation to, 91-96; + Charlemagne's provisions for, in Saxony, 120-123; + temporal importance in Charlemagne's empire, 141-142; + work of education committed to by Charlemagne, 146; + illiteracy in Alfred's day, 186, 191-192; + grants of immunity to, 210-214; + protected by Peace of God, 230-231; + worldliness of, in England before the Conquest, 239. + + _Clericis Laicos_, issued by Boniface VIII., 384. + + Clermont, Council of, confirms Peace and Truce of God, 229; + Pope Urban's speech at, 283-288; + first crusade proclaimed at, 287-288. + + Cloderic, receives deputation from Clovis, 57; + has his father slain, 57; + himself slain, 58. + + Clotilde, wife of Clovis, 49; + labors for his conversion, 53; + calls Remigius to the court, 54. + + Clovis, conversion of, 49; + becomes king of the Salian Franks, 50; + advances against Syagrius, 51; + defeats him at Soissons, 51; + requests King Alaric to surrender the refugee, 51; + has Syagrius put to death, 51; + episode of the broken vase, 51-52; + decides to become a Christian, 53; + wins battle of Strassburg, 53; + baptized with his warriors, 54; + interview with Alaric, 54-55; + resolves to conquer southern Gaul, 55; + campaign against Alaric, 55-57; + victory at Vouille, 56; + takes possession of southern Gaul, 56; + captures Angouleme, 57; + sends deputation to Cloderic, 57; + takes Cloderic's kingdom, 58; + slays Ragnachar and Richar, 58-59; + death at Paris, 59. + + Cluny, establishment of monastery at, 245; + growth and influence, 246; + charter issued for, 247-249; + land and other property yielded to, 247-248; + Berno to be abbot, 248; + relations with the papacy, 249; + charitable activity, 249. + + Cologne, 57; + university founded at, 345. + + _Comitatus_, among the early Germans, 27-28; + a prototype of vassalage, 205. + + Commendation, defined, 205; + Frankish formula for, 205-206. + + Commerce, freedom guaranteed by + Great Charter, 308-309; + encouraged in charter of Lorris, 329. + + Commune (see Towns), 326. + + Compiegne, 171. + + Compurgation, defined, 196. + + Conrad IV., 334. + + Constance, Council of, assembles, 391; + declarations of, 393. + + Constance, Peace of, 398-402. + + Constantine, 78. + + Constantine VI., deposed at Constantinople, 131-132. + + Constantinople, threatened by Seljuk Turks, 282. + + Corbei, 191; + French barons assemble at, 314. + + _Corvee_, provision for in charter of Lorris, 330. + + Councils, Church, powers of declared at Pisa and Constance, + 392-393; + provisions for in Pragmatic Sanction of Bourges, 396-397. + + Count, duties, 123, 134; + restrictions on by grants of immunity, 211. + + Count of the Palace, 112. + + Crecy, English take position at, 427-428; + French advance to, 427, 430-431; + English prepare for battle, 431-432; + the French defeated at, 433-436. + + Crime, in the Salic law, 62-65; + in Charlemagne's _De Partibus Saxoniae_, 123; + in Charlemagne's _Capitulare Missorum Generale_, 140-141; + Carloman's regulations for suppression of, 175-176; + in Alfred's legislation, 194-195; + penalties for in Peace and Truce of God, 230-232; + protection of scholars against, 343. + + Crusade, Gregory VII.'s plan for, 283; + Urban II.'s speech in behalf of, 284-288; + first crusade proclaimed, 287-288; + motives for, 288; + starting of the crusaders, 289-291; + letters of crusaders, 291-292; + Stephen of Blois to his wife, 292-296; + early achievements of, 293; + of St. Louis to Egypt, 313, 318-322. + + Cyprus, St. Louis in, 316; + departs from, 317. + + + Dacia, ceded to the Visigoths, 33. + + Danelaw, 185. + + Danes (see Northmen), earliest visits to England, 181; + defeat Alfred the Great at Wilton, 182; + winter at Exeter, 183; + defeated by Alfred at Swanwich, 183; + winter at Chippenham, 184; + defeated by Alfred at Ethandune, 184; + treaties of peace with Alfred, 185. + + Dante, career of, 446; + attachment to Holy Roman Empire, 446; + relation to Renaissance, 446-447; + defends Italian as a literary language, 447-452; + conception of imperial power, 452-453; + _De Monarchia_ quoted, 453-462. + + Danube, Visigoths cross, 34-37. + + Dauphine, origin of, 395. + + _De Bello Gallico_ (by Julius Caesar), character of, 20; + quoted, 20-22; + used by Tacitus, 23. + + Debt, in the Salic law, 66; + collection of among students, 342. + + _Decime_, defined, 389. + + _De Civitate Dei_ (by St. Augustine), Charlemagne's regard for, + 111. + + _De Divortio Lotharii regis et Tetbergae reginae_ (by Hincmar), + quoted, 200-201. + + _De Domino Divino_ (by Wyclif), nature of, 474. + + _De Gestis Regum Anglorum_ (by William of Malmesbury), scope, + 235; + quoted, 235-241, 289-290. + + Degrees, university, 340. + + _De Litteris Colendis_, addressed by Charlemagne to Abbot + Baugulf, 145; + quoted, 146-148; + work of education committed to the clergy, 146-147; + education essential to interpretation of Scriptures, 147. + + Demesne, 125. + + _De Monarchia_ (by Dante), nature of, 452-453; + quoted, 453-462. + + _De odio et atia_, writ of, 307-308. + + _De Partibus Saxoniae_, capitulary issued by Charlemagne, 119; + quoted, 120-123; + churches as places of refuge, 120; + offenses against the Church, 121; + penalties for persistence in paganism, 122; + fugitive criminals, 123; + public assemblies, 123. + + _De Rebus Familiaribus_ (by Petrarch), quoted, 465-473. + + _De Rebus Gestis Aelfredi Magni_ (by Asser), quoted, 182-185, + 186-191. + + _De Temporibus_ (by Eusebius), preface to, cited by Petrarch, + 468. + + _De Villis_, capitulary issued by Charlemagne, 124; + translation of, 124; + quoted, 124-127; + reports to be made by the stewards, 125; + equipment, 125-127; + produce due the king, 127. + + _De Vulgari Eloquentia_ (by Dante), 447-448. + + Deusdedit, 262. + + _Dictatus Papae_, authorship of, 262; + quoted, 262-264. + + Diedenhofen, Louis, Lothair, and Charles meet at, 158. + + _Divina Commedia_ (by Dante), 446. + + Domains, Charlemagne's capitulary concerning, 124-127; + specimen inventory of property, 127-129. + + Domesday Survey, 243. + + Dominicans, founded, 360. + + Dordrecht, burned by the Northmen, 159; + again taken, 161. + + Dorset, Danes land in, 181. + + Dorylaeum, Turks defeated at, 293. + + Druids, among the Gauls, 20-21. + + Dudo, dean of St. Quentin, 165. + + + Easter tables, origin of mediaeval annals, 157. + + Eastern Empire, menaced by Seljuk Turks, 282-283, 285. + + Ebolus, abbot of St. Germain des Pres, 169-170. + + Edington (see Ethandune). + + Education, decline among the Franks, 144-147; + Charlemagne's provisions for, 145-148; + the Palace School, 144; + decline after Charlemagne, 145; + entrusted by Charlemagne to the clergy, 146; + Alfred's interest in, 185; + of Alfred's children, 187; + Alfred's labors in behalf of, 189-191; + Alfred laments decline of, 192; + universities in the Middle Ages, 339-359. + + Edward the Elder, son of Alfred the Great, 187. + + Edward the Confessor, death of, 233. + + Edward III., claim to French throne, 421; + takes title of king of France, 421-424; + wins battle of Sluys, 424-427; + takes position at Crecy, 427; + prepares for battle, 429; + defeats French army, 433-436; + new invasion of France, 439; + concludes treaty of Bretigny, 439-442. + + Edward, the Black Prince, wins his spurs at Crecy, 434-435; + besieges and sacks Limoges, 436-439. + + Egbert's stone, Alfred meets English people at, 184. + + Einhard, describes weakness of later Merovingians, 106-107; + career of, 108; + author of _Vita Caroli Magni_, 109; + sketch of Charlemagne, 109-114; + account of the Saxon war, 116-118; + statement regarding Charlemagne's coronation, 133. + + Elbe, German boundary in Charlemagne's day, 330. + + Electors, of Holy Roman Empire, provisions of Golden Bull + regarding, 409-416. + + Ely, bishop of, 300. + + Empire (see Eastern Empire; Holy Roman Empire, and the names of + emperors). + + England, ravaged by the Danes, 181; + Alfred the Great becomes king, 182; + Alfred's wars with the Danes, 182-185; + navy founded by Alfred, 183; + treaty of Wedmore, 185; + decadence of learning, 186; + Alfred brings learned men to, 190-191; + Alfred writes to Bishop Werfrith on state of learning in, + 191-194; + William the Conqueror's claim to throne of, 234; + Harold becomes king of, 234; + William the Conqueror prepares to invade, 234; + battle of Hastings, 235-238; + Saxons and Normans, 238-241; + William the Conqueror's government of, 241-244; + reign of King John, 297-298; + the winning of the Great Charter, 298-303; + provisions of the Charter, 305-310; + Edward III. claims French throne, 421-423; + naval battle of Sluys, 424-427; + battle of Crecy, 427-436; + the Black Prince sacks Limoges, 436-439; + treaty of Bretigny, 439, 441-442; + treaty of Troyes, 440, 443; + religious decline in fourteenth century, 474; + Wyclif's career, 474-475. + + _Epistolae de Rebus Senilibus_ (by Petrarch), 464. + + _Epistolae sine Titulo_ (by Petrarch), 464. + + _Epistolae Variae_ (by Petrarch), 464. + + Erfurt, University of, founded, 345. + + _Etablissements de St. Louis_, quoted, 217, 223-224. + + Ethandune, Alfred defeats Danes at, 184. + + Ethelbert, king of Kent, 72; + accepts Christianity, 73, 77; + power of, 74; + receives Augustine, 76; + encourages missionary effort, 77. + + Ethelred I., king of the English, 182. + + Ethelstan, of Mercia, 190. + + Ethelwerd, son of Alfred the Great, 186. + + Eugene IV., and Council of Basel, 393. + + Eurie, king of the Northmen, 166; + defeated by Louis the German, 166. + + Eusebius, author of _De Temporibus_, 468. + + Excommunication, nature of, 380; + of Henry IV. by Gregory VII., 272; + of Frederick II. by Gregory IX., 406. + + Exeter, Danes winter at, 183. + + + Fealty, ceremony of, 216-217; + described in an English law book, 218; + rendered to count of Flanders, 218-219; + ordinance of St. Louis on, 219. + + Feudalism, importance of, in mediaeval history, 203; + most perfectly developed in France, 203-204; + essential elements, 204; + origins of vassalage, 204-205; + formula for commendation, 205-206; + development of the benefice, 206-207; + example of grant of a benefice, 207-210; + origins and nature of the immunity, 210-211; + formula for grant of immunity, 211-212; + an immunity confirmed by Charlemagne, 212-214; + nature of the fief, 214; + specimen grants of fiefs, 215-216; + complexity of the system, 216; + ceremonies of homage and fealty, 216-217; + homage defined, 217; + fealty described, 218; + homage and fealty illustrated, 218-219; + ordinance of St. Louis on homage and fealty, 219; + obligations of lords and vassals, 220-221; + rights of the lord, 221-228; + aids, 222-223; + military service involved, 223-224; + wardship and marriage, 224-225; + reliefs, 225-226; + forfeiture, 226-228; + militant character of feudal period, 228-229; + efforts to reduce private war, 229; + the Peace and Truce of God, 229-232; + provisions of Great Charter concerning, 306-307. + + Fief, relation to benefice, 207; + nature, 214; + specimen grants, 215-216. + + Fitz-Walter, Robert, besieges castle of Northampton, 301. + + Flanders, influence on Hundred Years' War, 419; + allied with Edward III., 421-423. + + Flanders, William, count of, homage and fealty to, 218-219. + + Florence, Dante born at, 445. + + Fontaines, St. Bernard born at, 251. + + Fontenay, Charles and Louis defeat Lothair at, 150. + + Forfeiture, nature, 226-227; + case of Arnold Atton, 227-228. + + Formula, for commendation, 205-206; + for grant of a benefice, 207-210; + for grant of immunity to a bishop, 211-212. + + France, Hugh Capet becomes king, 177-180; + geographical extent in 987, 180; + feudalism most perfectly developed in, 203-204; + over-population of described by Pope Urban, 286; + in times of Louis IX., 311-324; + treaty of Paris (1229), 322; + rise of municipalities in, 325-326; + interdict laid on by Innocent III., 380-383; + Philip the Fair's contest with Boniface VIII., 383-388; + States General meets, 385; + responsibility for Great Schism, 389-390; + Pragmatic Sanction of Bourges, 393-397; + disputed succession in 1328, 419-420; + Edward III. takes title of king, 421-423; + naval battle of Sluys, 424-427; + battle of Crecy, 427-436; + siege and sack of Limoges, 436-439; + treaty of Bretigny, 439, 441-442; + treaty of Troyes, 440, 443. + + _Francia Occidentalis_, 155. + + _Francia Orientalis_, 155. + + _Francia_, territorial extent, 152, 155. + + Francis I., Concordat of, 394. + + Franciscans, founded, 360, 361; + life of St. Francis, 363-373; + Rule of St. Francis, 373-376; + Will of St. Francis, 376-378. + + Frankfort, electors of Empire to assemble at, 412. + + Franks, conquer northern Gaul, 49; + become Christians, 49, 54; + character of conversion, 50; + close relations with papacy, 50; + Clovis becomes king of the Salians, 50; + defeat Syagrius at Soissons, 51; + defeat Alaric near Poitiers, 56; + Salic law, 59-67; + decadence of Merovingians, 105; + rise of Mayor of the Palace, 105; + early mayors, 105; + Pepin the Short becomes king, 105-107; + the age of Charlemagne, 108-148; + the war with the Saxons, 114-118; + Charlemagne's capitularies, 118-127, 134-141; + Charlemagne crowned emperor, 130-134; + decay of learning among, 144; + Carolingian Renaissance, 144-148; + disorder among in ninth century, 157-163; + menaced by invasions of Northmen, 160-163; + decline of monarchy in ninth century, 173; + rise of feudalism among, 173-174. + + Freckenhorst, sacred relics brought to, 163. + + Frederick, bishop of Hamburg, issues charter for a colony, + 332-333. + + Frederick Barbarossa, grants privileges to students and masters, + 341-343; + and the Italian communes, 398-399; + destroys Milan, 399; + defeated at Legnano, 399; + agrees to Peace of Constance, 399-400. + + Frederick II., accession of, 402-403; + character, 403-404; + suspected of heresy, 405; + excommunicated, 406, 408-409. + + Friars, conditions determining rise of, 360; + unlike monks, 360-361; + relations with papacy and local clergy, 361; + system of organization, 361; + career of St. Francis, 362-378; + Rule of St. Francis, 373-376; + Will of St. Francis, 376-378. + + Fridigern, leader of branch of Visigoths, 33-34, 38, 39. + + Friesland (see Frisia). + + Frisia, Northmen in, 159, 162, 166. + + Froissart, Sire de, "Chronicles" of, 417-418. + + Fulbert of Chartres, letter to William of Aquitaine, 220-221. + + Fulcher of Chartres, version of Pope Urban's speech, 286; + account of starting of crusaders, 290-291. + + Fulda, Einhard educated at, 108, 145. + + Fulrad, Charlemagne's letter to, 142-144; + summoned to assembly at Strassfurt, 143; + troops and equipment to be brought, 143; + gifts for the Emperor, 143-144. + + + Gaiseric, 112. + + Galicia, Northmen visit, 166. + + Gatinais, 329. + + _Gau_, 25. + + Gaul, conquered by Julius Caesar, 19, 32; + invaded by Cimbri and Teutons, 32; + Syagrius's kingdom in, 51; + the Franks take possession in the north, 51; + Clovis overthrows Visigothic power in south, 55-57; + monasteries established in, 83; + Charlemagne transplants Saxons into, 117-118; + Northmen devastate, 159; + survival of Roman immunity in, 210. + + Geoffrey of Clairvaux, 251. + + _Germania_ (by Tacitus), nature and purpose, 23; + contents, 24; + translation and editions, 24; + quoted, 24-31. + + Germans, described by Caesar, 19-22; + religion, 21; + system of land tenure, 21; + magistrates and war leaders, 22; + hospitality, 22; + described by Tacitus, 23-31; + location in Caesar's day, 20; + physical characteristics, 24; + use of iron, 24; + weapons, 24-25; + mode of fighting, 25-26, 40; + ideas of military honor, 25, 64; + kingship, 26; + tribal assemblies, 26-27; + investment with arms, 27; + the _princeps_ and _comitatus_, 27, 28; + love of war, 28-29; + agriculture, 21, 29; + life in times of peace, 29; + absence of tax systems, 29; + lack of cities and city life, 29; + villages, 30; + food and drink, 30; + amusements, 30; + slavery, 31; + early contact with the Romans, 32-33; + defeat Varus, 32; + put Romans on the defensive, 32; + filter into the Empire, 33; + invasions begin, 33; + generally Christianized before invasion of Empire, 48; + character of their conversion, 49-50; + ideas of law, 59-60; + influenced by contact with Romans, 60; + codification of law, 60; + legal ideas and methods, 196; + compurgation,196; + use of the ordeal, 196-197. + + Germany, Henry IV.'s position in, 264-265; + Henry V.'s government of, 278; + question of lay investiture in, 265-281; + colonization toward the east, 331-332; + colony chartered by bishop of Hamburg, 331-333; + decline of imperial power, 334; + chaotic conditions, 334; + rise of municipal leagues, 334; + the Rhine League, 335-338; + rise of universities in, 345; + in Frederick Barbarossa's period, 398-399; + under Frederick II., 402-409; + conditions after Frederick II., 409-410; + Golden Bull of Charles IV., 410-416. + + Genghis Khan, empire of, 316. + + Ghent, Council at, 423-424. + + Gildas, story of Saxon invasion of Britain, 68. + + Gillencourt, granted to Jocelyn d'Avalon, 216. + + Gisela, 173. + + Gloucester, William the Conqueror wears crown at, 242. + + Godfrey of Bouillon, 289. + + Golden Bull, promulgated by Charles IV., + 409; + character of, 409. + + Gozlin, bishop of Paris, 168. + + _Grace expectative_, nature of, 396. + + Gratian, 35, 38. + + Great Council, in William the Conqueror's time, 242; + provisions of Great Charter concerning, 306; + composition, 307. + + Greek fire, nature of, 319; + used by the Saracens, 319-321. + + Gregory of Nazianzus, cited by Pope Gregory, 93. + + Gregory of Tours, facts regarding career, 47; + author of _Ecclesiastical History of the Franks_, 47-48; + opportunities for knowledge, 48; + account of Frankish affairs quoted, 50-59; + account of ordeal by hot water quoted, 198-200. + + Gregory I. (the Great), plans conversion of Saxons, 72; + sends Augustine to Britain, 72-73; + becomes pope, 73, 90; + letter of encouragement to Augustine's band, 74; + early career, 90; + qualifications, 90-91; + author of the _Pastoral Rule_, 91; + describes the functions of the secular clergy, 91-96; + attitude toward worldly learning, 95; + _Pastoral Rule_ translated by Alfred, 186, 193. + + Gregory IV., 158. + + Gregory VI., 261. + + Gregory VII., early career, 261; + becomes pope, 261, 269; + conceptions of papal authority, 262-264; + breach with Henry IV., 264; + letter to Henry IV., 265-269; + claim to authority over temporal princes, 266; + avows purpose to correct abuses in the Church, 267; + disposed to treat Henry IV. fairly, 268; + letter to, from Henry IV., 269-272; + charges against, by Henry IV., 272; + deposes him, 272-273; + meets Henry IV. at Canossa, 274, 275; + absolves him, 276; + project for a crusade, 283. + + Gregory IX., 403, 406. + + Gregory XI., removes to Rome, 389; + bull concerning Lollards, 475. + + Gregory XII., abdicates papacy, 391. + + Grimbald, brought from Gaul by Alfred, 190. + + Guienne, English and French dispute possession of, 419. + + Guiscard, Roger, 341. + + Guthrum, peace of Alfred and, 185; + becomes a Christian, 185. + + + Hadrian, I., 111, 130. + + Hamburg, pillaged by the Slavs, 331; + bishop of, grants charter for a colony, 331-333. + + Hanseatic League, 334. + + Harold Hardrada, defeated at Stamford Bridge, 234. + + Harold, son of Godwin, chosen king of England, 234; + position disputed by William the Conqueror, 234; + defeats Harold Hardrada, 234; + takes station at Hastings, 234; + valor and death, 237. + + Hastings, English take position at, 234; + they prepare for battle, 235; + the Normans prepare, 236; + William's strategem, 236-237. + + Heidelberg, University of, founded, 345; + charter of, 345-350; + modelled on University of Paris, 346; + internal government, 347-348; + jurisdiction of bishop of Worms, 348; + exemptions enjoyed by students, 349; + rates for lodgings, 350. + + Hell, portrayed in the Koran, 103-104. + + Hengist, legendary leader of Saxons, 71; + ancestry, 71. + + Henry of Champagne, grants fief to bishop of Beauvais, 215. + + Henry I. of England, charter of, 298, 304, 306. + + Henry III. of England, concludes treaty of Paris with St. Louis, + 322. + + Henry V. of England, in Hundred Years' War, 440; + marries daughter of Charles VI., 441; + awarded French crown by treaty of Troyes, 443. + + Henry I. of Germany, movement against the Slavs, 331. + + Henry III. of Germany, 273. + + Henry IV. of Germany, controversy opens with Gregory VII., 264; + wins battle on the Unstrutt, 265; + letter of Gregory VII. to, 265-269; + exhorted to confess and repent sins, 266, 268; + reply to letter of Gregory VII., 269-272; + rejects papal claim to temporal supremacy, 270; + excommunicated by Gregory VII., 272; + deposed by him, 272-273; + penance at Canossa, 273-277; + oath of, 277-278. + + Henry V. of Germany, succeeds Henry IV., 278; + his spirit of independence, 278; + invasion of Italy, 278; + compact with Paschal II., 278; + party to Concordat of Worms, 279-281. + + Henry VI. of Germany, 400, 402. + + Henry VII. of Germany, 433. + + Hermaneric, king of the Ostrogoths, 33. + + Hide, a land measure, 242. + + Hildebrand (see Gregory VII.). + + Hincmar, archbishop of Rheims, 165; + description of ordeal by cold water, 200-201. + + Hippo, St. Augustine bishop of, 112. + + _Historia Ecclesiastica Gentis Anglorum_ (by the Venerable Bede), + scope and character, 68; + quoted, 69-72, 73-77; + translation of, 69. + + _Historia Ecclesiastica Francorum_ (by Gregory of Tours), scope + and character, 48-49; + quoted, 50-59. + + _Historia Francorum qui ceperunt Jerusalem_ (by Raimond of + Agiles), quoted, 201-202. + + _Historia Iherosolimitana_ (by Robert the Monk), quoted, 284-288. + + _Historia Iherosolimitana_ (by Fulcher of Chartres), quoted, + 290-291. + + _Historiarum Libri IV._ (by Nithardus), scope, 151; + quoted, 151-154. + + _Historiarum Libri IV._ (by Richer), scope, 178; + quoted, 178-180. + + _Histoire de Saint Louis_ (by Joinville), character, 312; + quoted, 313-324. + + Hollanders, receive charter from bishop of Hamburg, 332-333; + fiscal obligations, 332; + judicial immunity, 333. + + Holy Roman Empire, coronation of Charlemagne, 130-134; + character and significance, 131-132; + difficulty of holding together, 149; + disordered condition in ninth century, 157-163; + Henry IV.'s position in, 264-265; + question of lay investiture in, 265-281; + Henry V., emperor, 278; + Concordat of Worms, 278-281; + weakening of central authority, 334; + chaotic condition, 334; + rise of municipal leagues, 334; + the Rhine League, 335-338; + in 12th, 13th, and 14th centuries, 398-416; + Frederick Barbarossa at head of, 398; + Peace of Constance, 399-402; + accession of Frederick II., 403; + II., 403; + Dante's attachment to, 446; + Dante's defense of in _De Monarchia_, 452-462. + + Homage, ceremony of, 216-217; + a Norman definition of, 217; + rendered to count of Flanders, 218-219; + ordinance of St. Louis on, 219. + + Homer, Dante's knowledge of, 449; + Petrarch interested in, 467. + + Homicide, in the Salic law, 65. + + Honorius III., St. Francis promises allegiance to, 375. + + Horace, alluded to by Petrarch, 468. + + Horsa, legendary leader of Saxons, 71; + death, 71; + ancestry, 71. + + _Hote_, defined, 329. + + House of Commons, origin of, 307. + + House of Lords, origin of, 307. + + Hugh Capet, establishes Capetian dynasty, 177; + Adalbero urges election as king, 178-180; + crowned at Noyon, 180; + extent of dominions, 180. + + Humanism, rise of, 445; + Petrarch's love of the classics, 465-469. + + Humber River, 71, 74, 191. + + Hundred Years' War, causes, 418-419; + Edward III. and the Flemings, 421-424; + naval battle of Sluys, 424-427; + battle of Crecy, 427-436; + siege and sack of Limoges, 436-439; + treaty of Bretigny, 439, 441-442; + treaty of Troyes, 440, 443. + + Huns, threaten the Goths, 33-34, 42; + characterized by Claudius Claudianus, 43; + described by Ammianus Marcellinus, 43-46; + physical appearance, 44; + dress, 44; + mode of fighting, 45; + nomadic character, 45; + greed and quarrelsomeness, 46. + + + Iacinthus, 199. + + _Il Convito_ (by Dante), character of, 447; + quoted, 447-452. + + Immunity, in Roman law, 210; + feudal, 210-211; + formula for grant to bishop, 211-212; + grant to a monastery confirmed by Charlemagne, 212-214; + in an East German colony, 333. + + Incendiarism, in the Salic law, 63; + in the Burgundian law, 63. + + Ingeborg, wife of Philip Augustus, 380-381. + + Ingelheim, 108. + + Inghen, Marsilius, rector of University of Heidelberg, 345. + + Inheritance, in the Salic law, 66. + + Innocent III., King John's surrender to, 297; + confirms privileges of University of Paris, 341; + approves work of St. Francis, 362; + lays interdict on France, 380-383. + + Innocent IV., 403, 454. + + _In Rufinum_ (by Claudius Claudianus), quoted, 43. + + Interdict, nature of, 380; + laid on France, 380-383. + + Interregnum, 334; + end of, 409-410. + + Investiture, lay, 261; + Henry IV.'s disregard of Gregory VII.'s decrees concerning, + 265; + Paschal II.'s decree prohibiting, 278; + agreement of 1111 concerning, 278; + settlement of by Concordat of Worms, 279-281. + + Ireland, Christianity in, 72. + + Irene, deposes Constantine VI., 132. + + Irmensaule, destroyed by Charlemagne, 122. + + Irnerius, teacher of law at Bologna, 340. + + Isabella, mother of Edward III., 418-419; + excluded from French throne, 420. + + Islam (see Koran, Mohammed). + + Italian (language), Dante's defense of, 446-452. + + Italy, Frederick Barbarossa and communes of, 398-399. + + + Jerusalem, captured by Arabs, 282; + by the Seljuk Turks, 282. + + Jeufosse, Northmen winter at, 167. + + Jocelyn d'Avalon, receives fief from Thiebault of Troyes, 216. + + John, bishop of Ravenna, 91. + + John the Old Saxon, brought from Gaul by Alfred, 191. + + John, of England, character of reign, 297; + conference of magnates in opposition to, 298; + arranges truce with them, 299; + takes the cross, 300; + scorns the demands of the barons, 301; + loses London, 302; + consents to terms of Great Charter, 303. + + John XXIII., elected pope, 390; + deposed, 391. + + John, king of Bohemia, 421. + + John II. of France, taken captive at Poitiers, 439; + later career, 442. + + John the Fearless, duke of Burgundy, 440. + + Joinville, Sire de, sketch of, 312; + biographer of St. Louis, 312. + + Judith of Bavaria, 149. + + Julian the Apostate, 271. + + Jurats, in Laon, 328. + + Jury, not provided for in Great Charter, 308. + + Justice, among the early Germans, 22; + among the Franks, 61-67; + among the Saxons, 121-123; + Charlemagne's provision for in capitulary for the _missi_, + 138-139; + compurgation, 196; + ordeal, 196-197; + administration of in the universities, 342, 344, 349. + + Jutes, settle in Kent, 70. + + + Karlmann, son of Charles Martel, 105. + + Kent, Saxons and Jutes settle in, 70; + Ethelbert, king of, 72, 74. + + Kingship, among the early Germans, 26. + + Knut VI., king of Denmark, 380. + + Koran, origin of, 97; + scope and character, 98; + essential teachings, 98; + translation, 99; + quoted, 99-104; + opening prayer, 99; + unity of God, 99; + the resurrection, 100; + the coming judgment, 100; + reward of the righteous, 101; + fate of the wicked, 101; + pleasures of paradise, 102-103; + torments of hell, 103-104. + + Kutuz, defeats Tartars, 317. + + + La Broyes, Philip VI. at castle of, 435. + + La Ferte-sur-Aube, 216; + St. Bernard at, 256. + + _L'Ancienne Coutume de Normandie_, quoted, 217, 222-223, 224-225. + + Laon, 171; + charter of, 327-328. + + Law, character of among the early Germans, 27, 59-60; + codification under Roman influence, 60; + the Salic code, 60-67; + of Alfred the Great, 194-195; + revival of Roman, 339-340; + study of at University of Bologna, 340. + + Learning, revival under Charlemagne, 144-148; + decline after Charlemagne, 145; + Alfred on state of in England, 191-194; + decadence in England before the Conquest, 239; + revival in thirteenth and fourteenth centuries, 445; + Petrarch's love of the classics, 465-469. + + _Legend of the Three Companions_, quoted, 363-368, 376-378. + + Legnano, Frederick Barbarossa defeated at, 399. + + Leo I. (the Great), elected pope, 78; + sermon on the Petrine supremacy, 80-83. + + Leo III., 111; + driven from Rome, 130; + appeals to Charlemagne, 130; + crowns Charlemagne emperor, 130, 132-134. + + Leo IV., 160. + + Leo IX., 261. + + Leo, author of the _Mirror of Perfection_, 363. + + Liberal Arts, place in Charlemagne's system of education, 145; + Alfred laments his ignorance of, 189, 339. + + _Liber Regulae Pastoralis_ (by Pope Gregory I.), nature and value, + 91; + translation of, 91; + quoted, 91-96; + qualities of the ideal pastor, 91-93, 96; + admonitions for various sorts of people, 94-95; + translated by Alfred, 186, 193. + + _Libri Miraculorum_ (by Gregory of Tours), quoted, 198-200. + + Liege, Henry IV. dies at, 278. + + Limoges, siege of by the Black Prince, 436-439. + + Limousin, 437. + + Lindisfarne, plundered by Danes, 181. + + _Little Flowers of St. Francis_, 363. + + Loire, Clovis and Alaric meet on, 55; + Clovis's campaign beyond, 55-56; + Northmen on, 167. + + Lollards, tenets of, 475. + + Lombard League, formation of, 399; + Frederick Barbarossa's war upon, 399; + provisions of Peace of Constance regarding, 400-402. + + Lombards, conquered by Charlemagne, 112, 115. + + London, sacked by Danes, 181; + King John at, 299; + army of the barons arrives at, 302; + surrendered to the barons, 302; + treaty of, 439; + Wyclif's doctrines condemned in council at, 475. + + Lorris, model of franchise towns, 327; + charter of, 328-330. + + Lorsch, monastery at, 106; + _Lesser Annals_ of, 106. + + Lothair, Charles and Louis combine against, 150; + defeated at Fontenay, 150; + oaths of Strassburg directed against, 151-154; + makes overtures for peace, 154; + lands received by treaty of Verdun, 155-156. + + Lotharingia, 155. + + Louis the Pious, capitulary on education, 145; + divides the Empire, 149. + + Louis the German, combines with Charles the Bald against Lothair, + 150-151; + takes oath at Strassburg, 152-153; + lands received by treaty of Verdun, 155-156; + advances against the Wends, 158, 159, 160; + expeditions against the Bohemians, 160-161; + defeats the Northmen, 166. + + Louis the Stammerer, 174. + + Louis V., last direct Carolingian, 177. + + Louis VI. of France, ratifies charter of Laon, 327. + + Louis VII. of France, 215; + grants charter to Lorris, 327. + + Louis IX. of France, early career, 311, 313-314; + character, 311-312; + difficulties at beginning of reign, 314; + takes the cross, 314-315; + emulated by prominent nobles, 315; + in Cyprus, 316; + receives deputation from Khan of Tartary, 316-317; + arrival in Egypt, 318; + advances on Babylon (Cairo), 318; + operations on the lower Nile, 318-322; + negotiates treaty of Paris, 322; + personal traits, 323; + methods of dispensing justice, 323-324. + + Louis X. of France, 419. + + Louis XI. of France, seeks to revoke Pragmatic Sanction of + Bourges, 394. + + Louis IV., Emperor, allied with Edward III., 421. + + Luidhard, 75. + + Luitbert, brings sacred relics to the Freckenhorst, 163. + + Lyons, Council of, Frederick II. excommunicated at, 407. + + + Macon, 248. + + Magdeburg, established, 331. + + _Magna Charta_, the winning of, 298-303; + agreed to at Runnymede, 303; + importance and character, 303-304; + translations, 305; + quoted, 305-310; + liberties of the English church, 305; + rate of reliefs, 306; + aids, 306; + the Great Council, 307; + writ _de odio et atia_, 307-308; + personal liberties and prerogatives, 308; + freedom of commercial intercourse, 308-309; + means of enforcement, 309. + + _Magna Moralia_, written by Pope Gregory, 91. + + Mainz, a capital of Rhine League, 337; + archbishop of, to summon electors of the Empire, 412. + + _Mallus_, character, 61; + summonses to, 61; + complaint to be made before, 63. + + Manichaeus, 388. + + Manzikert, Eastern emperor defeated at, 282. + + Mapes, Walter, _Latin Poems_ attributed to, a source for mediaeval + students' songs, 352. + + Marcomanni, 32, 35. + + Marriage, of heiresses, right of lord to control, 224-225. + + Marseilles, St. Louis's companions embark at, 315. + + Marshall, William, surety for King John, 300-301. + + Martian, 69. + + Martin V., elected pope, 391; + and Council of Siena, 395. + + Matilda, wife of William the Conqueror, 234. + + Matilda, Countess, ally of Gregory VII., 274. + + Matthew Paris, 292; + _Greater Chronicle_ of, quoted, 405-409. + + Maurice, 73. + + May-field, character of in Charlemagne's time, 142. + + Mayor of the Palace, rise of, 105; + office made hereditary, 105; + accession of Pepin the Short, 105; + latter becomes king, 107. + + Merovingians, decadence of, 105-106; + end with Childeric III., 105. + + Merovius, ancestor of Clovis, 50. + + Metz, 154; + diet of, 410; + electors of Empire to meet at, 416. + + Milan, Frederick Barbarossa destroys, 398-399. + + _Ministeriales_, functions of, 188. + + _Missaticae_, 135. + + _Missi dominici_, 123; + Charlemagne's capitulary for, 134; + character and functions, 134-137; + employed by Charles Martel and Pepin the Short, 135; + to promulgate royal decrees, 141; + abuses of, 175-176; + in ninth century, 175-176. + + Moesia, Visigoths settle in, 34. + + Mohammed, sayings comprised in Koran, 97; + principal teachings, 98. + + Monastery, formula for grant of _precarium_ by, 209-210; + grant of immunity confirmed to, 212-214. + + Monasticism, rise of, 83-84; + character of in the East and West, 83; + abbey of St. Martin established, 83; + Monte Cassino established by St. Benedict, 84; + the Benedictine rule, 84-90; + character and functions of the abbot, 84-86; + prohibition of individual property-holding, 87; + manual labor, 88; + reading and study, 89; + hospitality, 89; + decadence in eighth and ninth centuries, 245; + the Cluniac reform, 245-246; + St. Bernard's reformation of, 250; + founding of Clairvaux, 256-258. + + Monotheism, set forth in the Koran, 99. + + Monte Cassino, monastery founded at, 84; + Karlmann withdraws to, 105. + + Montlheri, St. Louis at, 314; + English army at, 439. + + Mortmain, prohibited by charter of Laon, 328. + + Murder, Charlemagne's legislation on, 141. + + + Nantes, pillaged by Northmen, 165. + + Nazianzus, Gregory, bishop of, 93. + + Nerva, 34. + + New Forest, of William the Conqueror, 244. + + Nicaea, Council of, 198; + Seljuk Turks established at, 282; + crusaders converge at, 290. + + Nice, Visigoths advance toward, 38. + + Nicholas II., 269. + + Nile, St. Louis's operations on, 318. + + Nithardus, author of _Historiarum Libri IV._, 151; + career, 151. + + Nogaret, William of, captures Boniface VIII., 385. + + Nomenoe, conflicts with Charles the Bald, 167. + + Normans, rapid civilization of, 233; + retain adventuresome disposition, 233; + in battle of Hastings, 236-238; + described by William of Malmesbury, 238-241. + + Normandy, ceded by Charles the Simple to Rollo, 172; + improvement under Norman regime, 173; + William the Bastard becomes duke of, 233-234; + English and French dispute possession of, 419. + + Northampton, castle of, besieged by the English barons, 301. + + Northmen, in Frisia and Gaul, 159-160; + in Frisia and Saxony, 162; + burn church of St. Martin at Tours, 162, 167; + motives of the Norse invasions, 163; + pillage, Nantes, 165; + winter at Rhe, 165; + ascend Garonne, 166; + in Spain, 166; + at Paris, 166; + in Frisia and Brittany, 166; + threaten Orleans, 167; + at Angers, 167; + pillage Orleans, 167; + plunder Pisa, 168; + besiege Paris, 168-171; + bought off by Charles the Fat, 171; + receive Normandy from Charles the Simple, 172; + become Christians, 173. (See Danes.) + + Notre Dame, cathedral school of, 340. + + Noyon, Hugh Capet crowned at, 180. + + Nuremberg, diet of, 410. + + + Odo, becomes king of France, 168, 177; + defense of Paris, 169-170; + mission to Charles the Fat, 170-171. + + Odo, bishop of Bayeux, imprisoned by William the Conqueror, 243. + + Oppenheim, convention of, 274. + + Ordeal, nature of, 197; + use among Germanic peoples, 197; + various forms, 197; + an Arian presbyter tested by, 198-200; + by cold water described, 200-201; + Peter Bartholomew subjected to by fire, 201-202. + + Origen, 387. + + Orleans, threatened by the Northmen, 167; + pillaged by them, 167. + + Orosius, 186. + + Ostrogoths, fall before the Huns, 33. + + Otger, archbishop of Mainz, 152, 160. + + Otto I. of Germany, 331. + + Otto II. of Germany, loses ground to the Slavs, 331. + + Otto III. of Germany, 403. + + Otto IV. of Germany, 401; + crowned at Rome, 403; + defeated at Bouvines, 403. + + Oxford, Wyclif educated at, 474; + banishes Lollards, 475. + + + Paderborn, Frankish assembly at, 119; + Pope Leo III. meets Charlemagne at, 130. + + _Pagus_, 25. + + Paradise, portrayed in the Koran, 102-103. + + Palace School, origin of, 144; + enlargement by Charlemagne, 112-113, 144-145. + + Papacy, views on origin of, 78-79; + reasons for growth, 78-79; + theory of Petrine supremacy, 79; + Pope Leo's sermon, 80-83; + Gregory becomes pope, 73, 90; + his literary efforts, 91; + describes functions of secular clergy, 91-96; + Pope Zacharias sanctions deposition of Merovingian line, 107; + Pope Leo III. crowns Charlemagne emperor, 130-134; + Cluny's relations with, 249; + Gregory VII.'s conception of, 262-264; + Gregory VII.'s claim to authority over temporal princes, 266; + Henry IV.'s rejection of claim of, 270; + Calixtus II. agrees to Concordat of Worms, 278-281; + relations of friars with, 361; + St. Francis's attitude towards, 375, 377-378; + and temporal powers in later Middle Ages, 380-397; + contest of Innocent III. and Philip Augustus, 380-383; + Boniface VIII.'s bull _Unam Sanctam_, 383-388; + Babylonian Captivity, 383, 389; + Great Schism, 389-390; + declarations of Councils of Pisa and Constance, 390-393; + provisions of Pragmatic Sanction of Bourges regarding powers + of, 395-397; + conflicts with Frederick II., 405-409; + Dante enumerates theories in defense of, 453-455; + defines true position of, 456-462; + Wyclif's ideas concerning, 475-477. + + Paris, Clovis's capital, 57; + his death at, 59; + Northmen at, 166; + Northmen prepare to besiege, 168; + attack upon, 169-171; + importance of siege, 171; + treaty of (1259), 322; + treaty of (1396), 439. + + Paris, University of, origin, 340; + privileges granted to students by Philip Augustus, 341, + 343-345; + Heidelberg modelled on, 346; + case of Great Schism laid before, 390; + proposals regarding Schism, 371-392. + + Paschal II., accession to papacy, 278; + decree prohibiting lay investiture, 278; + relations with Henry V., 278. + + _Patrocinium_, a prototype of vassalage, 204. + + Paul the Deacon, in Charlemagne's Palace School, 144. + + Paulinus of Aquileia, in Charlemagne's Palace School, 144. + + Pavia, taken by Charlemagne, 112. + + Peace of God, decreed by Church councils, 229; + decree of Council of Toulouges, 229-232. + + Pelagius II., sends Gregory to Constantinople, 90. + + Penalties, in the Salic law, 62-65; + in Charlemagne's _De Partibus Saxoniae_, 121-123; + in Alfred's legislation, 194-195; + for violation of an immunity, 214; + for violation of Peace and Truce of God, 230-232. + + Pepin the Short, son of Charles Martel, 105; + mayor of the palace, 105; + sends deputation to Pope Zacharias, 106; + crowned by Pope Stephen III., 106; + advised to take title of king, 107; + anointed by Boniface at Soissons, 107. + + Pepin, grandson of Louis the Pious, 152, 158. + + Peter Bartholomew, subjected to ordeal by fire, 198, 201-202. + + Peter of Catana, minister-general of Franciscans, 370. + + Peter of Pisa, brought to Charlemagne's court, 112; + in the Palace School, 144. + + Petrarch, career of, 462-463; + part in the Renaissance, 463; + writings, 464-465; + love of the classics, 465-469; + letter to Posterity, 469-473. + + Petrine Supremacy, theory of, 79; + Pope Leo's sermon on, 80-83; + mediaeval acceptance of, 79; + theory of stated by Gregory VII., 267; + allusion to in _Unam Sanctam_, 386; + Dante's conception of, 456-457. + + Pfahlburgers, provision of Rhine League concerning, 337. + + Philip II. (Augustus) of France, privileges granted to students + by, 343-345; + contest with Innocent III., 380-383; + imposes Saladin tithe, 390. + + Philip IV. (the Fair) of France, contest with Boniface VIII., + 383-385; + convenes States General, 385; + sons of, 419. + + Philip V. of France, 419. + + Philip VI. of France, acquires the Dauphine, 395; + accession of, 420; + advances with army to Crecy, 430-431; + defeated at Crecy, 433-436. + + Philip of Hohenstaufen, 402-403. + + Philip the Bold, duke of Burgundy, 440. + + Philip the Good, duke of Burgundy, 440. + + Philippa, wife of Edward III., 425. + + Piacenza, Council of, 283. + + Picts, menace the Britons, 68; + Saxons called in against, 69; + Saxons ally with, 71. + + Pilgrimages, to Jerusalem, 282-283. + + Pisa, Council of, convened, 390; + declarations of, 392-393. + + Plato, Petrarch loans a volume of, 469. + + Plegmund, archbishop of Canterbury, 190. + + Pliny the Elder, probably used by Tacitus, 23. + + Poitiers, 55, 56; + battle of, 418. + + Pontus, 35. + + Posidonius of Rhodes, probably used by Tacitus, 23. + + Prague, University of founded, 345. + + _Precarium_, nature of, 206; + prototype of the benefice, 206-207; + example of grant, 207-210. + + _Principes_, among the early Germans, 27-28; + conduct in battle, 28. + + Prudence, bishop of Troyes, 165. + + + Quadi, 35. + + _Quadrivium_, 145, 339. + + + Ragnachar, kinsman of Clovis, 51; + slain, 58-59. + + Raymond of Agiles, account of ordeal by fire, 201-202. + + Raymond, count of Toulouse, letter to Arnold Atton, 227-228. + + Raymond of St. Gilles, 294-295. + + Ravenna, Dante's death at, 446. + + Reformation, foreshadowings of, 474-477. + + _Regalia_, in Concordat of Worms, 279-280; + claimed by Frederick Barbarossa, 398; + grant of to Lombard cities, 400-401. + + Relief, defined, 223, 225; + origin, 225-226; + examples, 226; + rate fixed by Great Charter, 306. + + Religion, of the early Germans, 21; + rise of Mohammedanism, 97-104; + the Koran quoted, 99-104; + Charlemagne's zeal for, 113. + + Remigius, bishop of Rheims, 54. + + Renaissance (Carolingian), conditions preceding, 144; + Charlemagne's part in, 145-146. + + Renaissance (Italian), nature of, 444-445; + career of Dante, 446-447; + Dante's defense of Italian as literary language, 446-452; + Dante's conception of the imperial power, 452-462; + career and writings of Petrarch, 462-465; + Petrarch's love of the classics, 465-469; + his letter to Posterity, 469-473. + + _Rerum Gestarum Libri qui Supersunt_ (by Ammianus Marcellinus), + quoted, 34-37, 38-41, 43-46. + + _Reserve_, nature of, 396. + + Resurrection, portrayed in the Koran, 100. + + Rhe, Northmen winter at, 165. + + Rhine, the Roman frontier, 19-20; + trade in vicinity of, 30, 32. + + Rhine League, conditions influencing formation, 334; + instituted at Worms, 335; + restrictions imposed on members, 335; + treatment of enemies of, 335-336; + capitals, 337; + governing body, 337; + military preparations, 338. + + Richar, slain by Clovis, 59. + + Richer, author of _Four Books of Histories_, 178. + + Rivo Torto, St. Francis at, 369. + + Robert I., 169, 177. + + Robert the Strong, 168, 177. + + Robert the Monk, version of Pope Urban's speech, 283-288. + + Robert of Artois, connection with Hundred Years' War, 423. + + Robertians, 168; + rivalry with Carolingians, 177. + + Roger de Hoveden, 292. + + Roger of Wendover, account of the winning of the Great Charter, + 298-303, 404. + + Roland, Song of, 236. + + Rollo, receives Normandy from Charles the Simple, 172; + baptized, 172; + improvement of Normandy, 173. + + Romans, conquest of Gaul by, 19; + travelers and traders in Germany, 23, 32; + defeat of Varus, 32; + put on the defensive, 32; + early contact with the Germans, 32-33; + alarmed by reports of Gothic restlessness, 35; + mistreat the Visigoths, 37; + defeated at Adrianople, 39-41; + withdraw garrisons from Britain, 68. + + Roman Empire, filtration of Germans into, 33; + efforts to enlarge to the northward, 19, 32; + Visigoths desire to enter, 34; + Visigoths settle in, 36-37; + relation of Charlemagne's empire to, 131-132. + + Romanus Diogenes, defeated at Manzikert, 282. + + Rome, development of papacy at, 78-79; + Pepin the Short sends deputation to, 106; + Charlemagne's visits to, 111, 114; + Charlemagne crowned at, 130, 132-134; + plundered by the Saracens, 160. + + Romulus Augustulus, 131. + + Roncesvalles, Count Roland slain at, 236. + + Rorik, leader of Northmen, 161. + + Rouen, Odo, bishop of Bayeux, imprisoned at, 243. + + Rudolph I., of Hapsburg, elected emperor, 409. + + _Rudolfi Fuldensis Annales_, quoted, 156. + + Rufinus, companion of St. Francis, 363. + + Rule, of St. Francis, drawn up, 373-374; + quoted, 375-376. + + Runnymede, Great Charter promulgated at, 303. + + Rupert I., founds University of Heidelberg, 345. + + + _Sacrosancta_, decree of, 391. + + St. Albans, 298. + + St. Andrew, monastery of, established, 90. + + St. Augustine, author of _De Civitate Dei_, 111. + + St. Benedict, career of, 84; + service to European monasticism, 84; + Rule of, 84-90. + + St. Bernard, times of, 250; + founds Clairvaux, 250; + biography of, 251; + birth and parentage, 251; + early traits, 252; + decides to become a monk, 252-253; + at Chatillon, 254; + enters Citeaux,254; + obtains ability to reap, 255; + piety and knowledge of Scriptures, 255-256; + goes forth from Citeaux, 256; + founds monastery at Clairvaux, 256-257. + + St. Bonaventura, author of official life of St. Francis, 363. + + Saint-Clair-sur-Epte, treaty of, 172. + + St. David, 181. + + St. Dionysius, 387. + + St. Dominic, founder of Dominican order, 360. + + St. Edmund's, magnates of England assemble at, 298. + + St. Francis, early career, 362; + sources of information on, 362; + youthful follies, 364; + redeeming qualities, 364; + change in manner of life, 365-366; + zeal in charity, 366-367; + begs alms at Rome, 367; + overcomes aversion to lepers, 368; + refuses to dwell in an adorned cell, 369; + humiliates himself publicly, 370-371; + love for the larks, 371-372; + regard for all created things, 372-373; + draws up his Rule, 373-374; + the Rule quoted, 375; + the will of, 376-378; + attitude toward the existing Church, 375, 377-378; + enjoins poverty and labor, 377-379. + + St. Germain des Pres, 165, 169. + + St. Hilary, bishop of Poitiers, 56. + + St. Jerome, translation of Scriptures, 193; + cited by Petrarch, 468. + + St. Louis (see Louis IX.). + + St. Marcellus, Church of, 212. + + St. Martin (of Tours), career of, 48; + shrine of visited by pilgrims, 48; + Clovis's respect for, 55, 57; + church at Canterbury dedicated to, 77; + monastery at Tours dedicated to, 83; + church of burned by Northmen, 162, 167. + + St. Peter, Christ's commission to, 79, 81. + + St. Peter, Church of, Charlemagne's gifts to, 114; + Charlemagne crowned in, 133; + fortified, 161. + + St. Quentin, Fulrad abbot of, 142; + Dudo, dean of, 165. + + Savigny, granted as fief to bishop of Beauvais, 215. + + Saisset, Bernard, offends Philip the Fair, 384. + + Salerno, University of, 341. + + Salic law, cited, 25; + date, 60; + character, 60; + editions and translation, 61; + monetary system in, 61; + summonses to meetings of the local courts, 61; + theft, 62; + robbery with assault, 63; + incendiarism, 63; + deeds of violence, 63; + use of poison or witchcraft, 64; + slander, 64; + trespass, 65; + homicide, 65; + right of migration, 66; + debt, 66; + inheritance, 66-67; + wergeld, 67. + + Saracens, plunder Rome, 160; + Italian league against, 160; + renew devastation, 161; + in possession of the Holy Land, 282; + combats with crusaders, 292-296; + project to turn the Tartars against, 317; + operations against St. Louis, 318-322; + Frederick II. accused of friendly relations with, 405-407. + + Saxon Chronicle, quoted, 241-244. + + Saxons, conquer Britain while yet pagans, 49; + infest British coasts, 68; + appear at Thanet, 69; + called in by Britons, 69; + settlement in Britain, 70; + ally with Picts, 71; + conquest of Britain, 71-72; + pagan character, 72; + Christianization begun, 73-77; + in Charlemagne's day, 115-117; + problem of conquest, 115-116; + lack of natural frontier, 117; + faithlessness, 117; + transplanted in part to Gaul, 117; + Charlemagne's peace with, 118; + massacre at Verden, 117; + formula for acceptance of Christianity, 118; + Charlemagne's capitularies concerning, 118-123; + provisions for establishment of Christianity among, 120-122; + penalties for persistence in paganism, 122; + fugitive criminals, 123; + public assemblies, 123. + + Scheldt River, 58. + + Schism, Great, origin, 389-390; + plans of University of Paris to end, 391-392; + Councils of Pisa and Constance, 390-393; + stops proceedings against Wyclif, 475. + + Schools (see Education). + + Scots, menace the Britons, 68; + Saxons called in against, 69. + + Scutage, increased by King John, 297; + method of raising specified in Great Charter, 306. + + Scythia, 43. + + Seine, Northmen on, 166, 168. + + Seligenstadt, Einhard at, 109. + + Selwood, Alfred at, 184. + + Senlis, meeting of Frankish magnates at, 178. + + Sens, given over to Northmen to plunder, 171. + + Septimania, conquered by Childebert, 57. + + Septuagint, 192. + + Serfs, fugitive, 138. + + Sergius II., 158. + + Senlac (see Hastings). + + Siegfred, leads siege of Paris, 168. + + Siena, Council of, 395. + + Sigibert the Lame, slain by son's agents, 57. + + Sigismund, appealed to by John XXIII., 391. + + Simony, 261; + Henry IV.'s councilors condemned for, 264. + + Slander, in the Salic law, 64. + + Slavery, among the early Germans, 31. + + Slavs, location in Charlemagne's day, 330; + German encroachment upon, 331. + + Sluys, naval battle of, 424-427. + + Soana, Hildebrand born at, 261. + + Soissons, capital of Syagrius's kingdom, 51; + Clovis defeats Syagrius at, 51; + episode of the broken vase, 51-52; + Pepin the Short anointed at, 107; + council at, 381. + + _Solidus_, value, 61. + + Spain, invaded by Northmen, 166. + + Spanish March, annexed to Charlemagne's kingdom, 115. + + _Speculum Perfectionis_ (by Brother Leo), quoted, 368-373. + + Speyer, Henry IV. flees from, 274. + + Stamford, English barons meet at, 300. + + Stamford Bridge, Harold Hardrada defeated at, 234. + + Stephen, abbot of Citeaux, 254. + + Stephen III., crowns Pepin the Short, 106. + + Stephen IX., 261. + + Stephen of Blois, sketch of, 292; + letter to his wife, 292-296; + recounts experiences of crusaders, 293; + describes siege of Antioch, 293-296. + + Stephen Langton, archbishop of Canterbury, 298, 299. + + Strassburg, battle of won by Clovis, 49, 50, 53; + results, 53-54; + oaths of Charles and Louis at, 150, 152-154; + linguistic and historical significance, 150-151. + + Strassfurt, Frankish assembly at, 142. + + Students, privileges granted to by Frederick I., 341-343; + by Philip Augustus, 343-345; + itinerant character of, 351-352; + songs of, 353-359. + + Subasio, Mount, St. Francis seeks seclusion at, 370. + + Suetonius, 34; + as model for Einhard, 109. + + Suevi, described by Caesar, 21. + + Swanwich, Danes defeated at, 183. + + Syagrius, "king of the Romans," 50-51; + defeated by Clovis at Soissons, 51; + takes refuge with Alaric, 51; + surrendered and put to death, 51. + + Sylvester II. (Gerbert), 283. + + Syria, overrun by Arabs, 282; + partially recovered, 282; + conquered by Seljuk Turks, 282; + described by Pope Urban, 286; + crusaders in, 293-296. + + + Tacitus, describes the Germans in his _Germania_, 23-31; + sources of information, 23; + object in writing, 23-24. + + Tartary, Khan of, sends deputation to St. Louis, 316-317. + + Taxation, not developed among the early Germans, 29. + + Templars, in England, 299; + Turks attack, 319. + + Tertullian, 72. + + Tescelin, father of St. Bernard, 251. + + Teutoberg Forest, Varus defeated at, 32. + + _Teutones_, 32. + + Thames, Danes appear on, 181. + + Thanet, Saxons appear at, 69; + conceded to them by Vortigern, 70; + population, 75; + Augustine lands at, 75. + + Theft, in the Salic law, 62; + Charlemagne's legislation on, 141. + + Thiebault, count palatine of Troyes, grants fief to Jocelyn + d'Avalon, 216. + + Thrace, selected as a haven by the Visigoths, 35; + conceded to them by Valens, 36. + + Toulouges, Council of, decrees Peace and Truce of God, 229-232. + + Toulouse, Visigothic capital, 51; + Syagrius takes refuge at, 51. + + Tours, Gregory, bishop of, 47-48; + monastery and shrine of St. Martin at, 48; + Alaric and Clovis meet near, 55; + monastery at dedicated to St. Martin, 83; + truce of, 439. + + Towns, lack of among the early Germans, 29; + prevalence in Graeco-Roman world, 29; + use of in France, 325; + origins of, 325-326; + classes of, 326-327; + charter of Laon, 327-328; + charter of Lorris, 328-330. + + Trajan, wars in the Rhine country, 23. + + Trespass, in the Salic law, 65. + + Tribur, conference of German nobles at, 274-275. + + _Trivium_, 145, 339. + + Troyes, county of, 215. + + Troyes, treaty of, negotiated, 440-441; + provisions of, 443. + + Truce of God, decreed by church councils, 229; + decree of Council of Toulouges, 229-232; + reissued by Council of Clermont, 286. + + Turks, Seljuk, invasions of, 282; + ravages depicted by Pope Urban, 285; + defeated by crusaders, 293; + attack the Templars, 318; + operations against St. Louis, 318-322. + + + _Unam Sanctam_, issued by Boniface VIII., 383-385; + quoted, 385-388. + + Universities, origins of in Middle Ages, 339; + patronage of by Church and temporal powers, 340; + privileges granted to students by Frederick I., 341-343; + by Philip Augustus, 343-345; + rise in Germany, 345; + charter of Heidelberg, 345-350; + student songs, 351-359. + + Unstrutt, Henry IV.'s victory at, 265. + + Urban II., appealed to by Alexius Comnenus, 283; + speech at Clermont, 283-288; + appeal to the French, 284-285; + enumerates reasons for a crusade, 285-287; + results of speech, 287-288. + + Urban VI., approves foundation of University of Heidelberg, 346; + elected pope, 389; + Wyclif's letter to, 475-477. + + + Valens, Visigoths send embassy to, 35; + flattered into acceding to their request, 36; + seeks to quell Visigothic uprising, 37-38; + rash resolve to attack, 38; + defeat, 41. + + Valentinian I., 35. + + Valentinian III., 69. + + Varus, defeated at the Teutoberg Forest, 32. + + Vassalage, origins, 204-205; + relations with _patrocinium_ and _comitatus_, 205; + commendation defined, 205; + formula for commendation, 205-206; + relation to benefice, 207; + obligations of, 220-221. + + Vecta, 71. + + Venice, treaty of, 399. + + Verden, massacre of Saxons at, 117. + + Verdun, treaty of, 154-156; + territorial division by, 155. + + _Vicarius_, functions, 176. + + Victgilsus, 71. + + Vienna, University of, founded, 345. + + Villages, among the early Germans, 30. + + _Villes franches_, nature of, 326-327. + + _Villes libres_, nature of, 326; + Laon as an example, 327-328. + + Vincennes, 323. + + Viscount, functions, 176. + + Visigoths, invasion of the Roman Empire described by Ammianus + Marcellinus, 32-41; + receive Dacia from Aurelian, 33; + threatened by the Huns, 33; + select Thrace as a haven, 35; + send embassy to Valens, 35; + receive the desired permission, 36; + cross the Danube, 36-37; + terms of the settlement, 37; + mistreated by the Romans, 37; + rise in revolt, 37; + Valens resolves to attack, 38; + advance toward Nice, 38; + defeat the Romans at Adrianople, 39-41; + Alaric, king of, 51, 54-55; + defeated by Clovis, 56; + Amalaric, king of, retreats to Spain, 56; + new capital at Toledo, 56. + + _Vita Caroli Magni_ (by Einhard), purpose, 109; + value, 109; + translation of, 109, 116; + quoted, 109-114, 116-118. + + _Vitae Pontificorum Romanorum_, quoted, 133-134. + + Vortigern, king of the Britons, 68; + invites Saxons into Britain, 69. + + Vortimer, 71. + + Vulcan, worshipped by the Germans, 21, 26. + + Vouille, Clovis defeats Alaric at, 56. + + Vulgate, 193; + origin of, 468. + + + Wager of battle, discouraged by the Church, 197. + + Wales, Christianity in, 72. + + Wardship, nature of, 224; + conditions of prescribed by Norman custom, 224-225; + conditions of defined in Great Charter, 306. + + Warfare, of the early Germans, 22, 25-26, 28-29; + of the Huns, 45; + prevalence in feudal times, 228-229; + efforts to restrict, 229; + decline of feudal, 428. + + Weapons, of the early Germans, 24; + of the Huns, 45. + + Wedmore, treaty of, 185. + + Wends, 158, 159, 160. + + Werfrith, bishop of Worcester, 189; + Alfred's letter to, 191-194. + + Wergeld, 65; + in the Salic law, 67, 141. + + Werwulf, of Mercia, 190. + + Westminster, William the Conqueror wears crown at, 242. + + Widukind, account of Saxon conquest, 116. + + William of Aquitaine, letter of Fulbert of Chartres to, 220-221. + + William the Conqueror, power as duke of Normandy, 233; + claims to throne of England, 234; + prepares to invade England, 234; + makes ready for battle, 236; + his strategem at Hastings, 236-237; + his valor in battle, 237; + his government described in the Saxon Chronicle, 241-244; + religious zeal, 242; + extent of his authority, 243; + forest laws, 244. + + William, count of Flanders, homage and fealty to, 218-219. + + William of Holland, claimant to imperial title, 334. + + William of Jumieges, 165. + + William of Malmesbury, sketch of, 235; + author of _Chronicle of the Kings of England_, 235, 288. + + William the Pious, issues charter for monastery at Cluny, 245; + motives for benefaction, 247; + land and other property ceded, 247-248. + + William of St. Thierry, biographer of St. Bernard, 251, 258. + + Wilton, Alfred fights the Danes at, 182. + + Winchester, William the Conqueror wears crown at, 242; + King John holds court at, 299. + + Witan, 194. + + Witchcraft, in the Salic law, 64. + + Woden, 26, 49, 50, 71, 72, 119, 197. + + Worcester, Werfrith, bishop of, 189. + + Worms, 154; + council at decrees that Gregory VII. should abdicate, 270; + diet at, 279; + Concordat of, 279-281; + Rhine League formed at, 335; + with Mainz, to be League's capital, 337; + jurisdiction of bishop of over University of Heidelberg, 348, + 350. + + Wyclif, career of, 474-475. + + + Zacharias, consulted by Pepin the Short, 106; + advises him to take title of king, 107. + + Zaid, collects sayings of Mohammed, 97. + + + + +ESSENTIALS IN MEDIAEVAL AND MODERN HISTORY + +From Charlemagne to the Present Day + +By SAMUEL BANNISTER HARDING, Ph.D., Professor of European History, +Indiana University, in consultation with ALBERT BUSHNELL HART, LL.D., +Professor of History, Harvard University. + +$1.50 + +Essentials in Mediaeval History $1.00 + +The difficulties usually encountered in treating mediaeval and modern +history are here overcome by an easy and satisfactory method. By this +plan Italy, France, Germany, and England are taken up in turn as each +becomes the central figure on the world's stage. The first part of the +book is devoted to the period previous to the Reformation; the second +to modern history from the Reformation to the French Revolution; and +the remainder to the century and a quarter since the occurrence of +that great event. This arrangement gives an opportunity to discuss the +greatness of England, the unification of Italy and of Germany, and the +present organization of Europe under control of the concert of powers, +on the same plane as the Crusades, or the Thirty Years' War, or the +age of Louis XIV. + +The three most difficult problems in mediaeval history--the feudal +state, the church, and the rivalry between the empire and the +church--are here discussed with great clearness and brevity. The +central idea of the book is the development of the principle of +national independence in both politics and religion from the earlier +condition of a world empire. + +For the convenience of those wishing a text-book on Mediaeval +History alone, the period from Charlemagne to the close of the +fifteenth century is issued in separate form. + + + + +FISHER'S BRIEF HISTORY OF THE NATIONS + +By GEORGE PARK FISHER, LL.D., Emeritus Professor in Yale University + +$1.50 + +This is an entirely independent work, written, expressly to meet the +demand for a compact and acceptable text-book on General History for +secondary schools and lower classes in colleges. Some of the +distinctive qualities which will commend this book to teachers and +students are as follows: + +It narrates in fresh, vigorous, and attractive style the most +important facts of history in their due order and connection. It +explains the nature of historical evidence, and records only well +established judgments respecting persons and events. It delineates the +progress of peoples and nations in civilization as well as the rise +and succession of dynasties. + +It connects, in a single chain of narration, events related to each +other in the contemporary history of different nations and countries. +It is written from the standpoint of the present, and incorporates the +latest discoveries of historical explorers and writers. + +It is illustrated by numerous colored maps, genealogical tables, and +artistic reproductions of architecture, sculpture, painting, and +portraits of celebrated men, representing every period of the world's +history. + + +FISHER'S OUTLINES OF UNIVERSAL HISTORY + +Revised, $2.40 + +Also published in three parts, price, each, $1.00. Part I, Ancient +History. Part II, Mediaeval History. Part III, Modern History. + +A new and revised edition of this standard work. Soon after the +publication of the first edition of this history the author was +honored by the University of Edinburgh with the degree of Doctor of +Laws, in recognition of his services in the cause of historical +research. In this edition the book is brought fully up to date in all +particulars. + + + + +ESSENTIALS IN ANCIENT HISTORY + +From the Earliest Records to Charlemagne. By ARTHUR MAYER WOLFSON, +Ph.D., First Assistant in History, DeWitt Clinton High School, New +York. In consultation with ALBERT BUSHNELL HART, LL.D., Professor of +History, Harvard University + +$1.50 + +This volume belongs to the Essentials in History Series, which follows +the plan recommended by the Committee of Seven, and adopted by the +College Entrance Examination Board, and by the New York State +Education Department. The pedagogic apparatus is amply sufficient for +any secondary school. + +The essentials in ancient history are presented as a unit, beginning +with the earliest civilization in the East, and ending with the +establishment of the Western Empire by Charlemagne. More attention is +paid to civilization than to mere constitutional development, the +latter being brought out in the narrative, rather than as a series of +separate episodes. + +A departure has been made from the time-honored method of carrying +the subject down to the end of Greek political life before beginning +the story of Rome. The history of the two civilizations is not +entirely distinct; hence, it has seemed wise, after completing the +account of the life and work of Alexander, to tell the story of the +beginnings of Rome. Afterwards the history of the East is resumed, and +carried on to the point where it merges into that of Rome. Should any +teacher, however, prefer the old method of treating the two nations, +he has only to take up Chapters XXIV and XXV before Chapters XVIII to +XXIII. The Roman Empire, a very important but much neglected period of +history, is brought out in its just proportions, and with reference to +the events which had the greatest influence. + + + + +ESSENTIALS IN AMERICAN HISTORY + +From the Discovery to the Present Day. By ALBERT BUSHNELL HART, LL.D., +Professor of History, Harvard University + +$1.50 + +Professor Hart was a member of the Committee of Seven, and +consequently is exceptionally qualified to supervise the preparation +of a series of text-books which carry out the ideas of that Committee. +The needs of secondary schools, and the entrance requirements to all +colleges, are fully met by the Essentials in History Series. + +This volume reflects in an impressive manner the writer's broad +grasp of the subject, his intimate knowledge of the relative +importance of events, his keen insight into the cause and effect of +each noteworthy occurrence, and his thorough familiarity with the most +helpful pedagogical features--all of which make the work unusually +well suited to students. + +The purpose of the book is to present an adequate description of all +essential things in the upbuilding of the country, and to supplement +this by good illustrations and maps. Political geography, being the +background of all historical knowledge, is made a special topic, while +the development of government, foreign relations, the diplomatic +adjustment of controversies, and social and economic conditions have +been duly emphasized. + +All sections of the Union, North, East, South, West, and Far West, +have received fair treatment. Much attention is paid to the causes and +results of our various wars, but only the most significant battles and +campaigns have been described. The book aims to make distinct the +character and public services of some great Americans, brief accounts +of whose lives are given in special sections of the text. Towards the +end a chapter sums up the services of America to mankind. + + + + +ESSENTIALS IN ENGLISH HISTORY + +From the Earliest Records to the Present Day. By ALBERT PERRY WALKER, +A.M., Master in History, English High School, Boston. In consultation +with ALBERT BUSHNELL HART, LL.D., Professor of History, Harvard +University + +$1.50 + +Like the other volumes of the Essentials in History Series, this +text-book is intended to form a year's work in secondary schools, +following out the recommendation of the Committee of Seven, and +meeting the requirements of the College Entrance Examination Board, +and of the New York State Education Department. It contains the same +general features, the same pedagogic apparatus, and the same topical +method of treatment. The text is continuous, the sectional headings +being placed in the margin. The maps and illustrations are worthy of +special mention. + +The book is a model of good historical exposition, unusually clear +in expression, logical and coherent in arrangement, and accurate in +statement. The essential facts in the development of the British +Empire are vividly described, and the relation of cause and effect is +clearly brought out. + +The treatment begins with a brief survey of the whole course of +English history, deducing therefrom three general movements: (1) the +fusing of several races into the English people; (2) the solution by +that people of two great problems: free and democratic home +government, and practical, enlightened government of foreign +dependencies; and (3) the extreme development of two great fields of +industry, commerce and manufacture. The narrative follows the +chronological order, and is full of matter which is as interesting as +it is significant, ending with a masterly summary of England's +contribution to civilization. + + + + +NINETEENTH CENTURY ENGLISH PROSE + +Critical Essays + +Edited with Introductions and Notes by THOMAS H. DICKINSON, Ph.D., and +FREDERICK W. ROE, A.M., Assistant Professors of English, University of +Wisconsin. + +$1.00 + +This book for college classes presents a series of ten selected +essays, which are intended to trace the development of English +criticism in the nineteenth century. The choice of material has been +influenced by something more than mere style. An underlying coherence +in content, typical of the thought of the era in question, may be +traced throughout. With but few exceptions the selections are given in +their entirety. + +The essays cover a definite period, and exhibit the individuality of +each author's method of criticism. In each case they are those most +typical of the author's critical principles, and at the same time +representative of the critical tendencies of his age. The +subject-matter provides interesting material for intensive study and +class room discussion, and each essay is an example of excellent, +though varying, style. + +They represent not only the authors who write, but the authors who +are treated. The essays provide the best things that have been said by +England's critics on Swift, on Scott, on Macaulay, and on Emerson. + +The introductions and notes provide the necessary biographical +matter, suggestive points for the use of the teacher in stimulating +discussion of the form or content of the essays, and such aids as will +eliminate those matters of detail that might prove stumbling blocks to +the student. Though the essays are in chronological order, they may be +treated at random according to the purposes of the teacher. + + + + +INTRODUCTION TO POLITICAL SCIENCE + +By JAMES WILFORD GARNER, Ph.D., Professor of Political Science, +University of Illinois + +$2.50 + +This systematic treatise on the science of government covers a wider +range of topics on the nature, origin, organization, and functions of +the state than is found in any other college textbook published in the +English language. The unusually comprehensive treatment of the various +topics is based on a wide reading of the best literature on the +subject in English, German, French, and Italian, and the student has +opportunity to profit by this research work through the bibliographies +placed at the head of each chapter, as well as by means of many +additional references in the footnotes. + +An introductory chapter is followed by chapters on the nature and +essential elements of the state; on the various theories concerning +the origin of the state; on the forms of the state; on the forms of +government, including a discussion of the elements of strength and +weakness of each; on sovereignty, its nature, its essential +characteristics, and its abiding place in the state; on the functions +and sphere of the state, including the various theories of state +activity; and on the organization of the state. In addition there are +chapters on constitutions, their nature, forms, and development; on +the distribution of the powers of government; on the electorate; and +on citizenship and nationality. + +Before stating his own conclusions the author gives an impartial +discussion of the more important theories of the origin, nature, and +functions of the state, and analyzes and criticises them in the light +of the best scientific thought and practice. Thus the pupil becomes +familiar with the history of the science as well as with its +principles as recognized to-day. + + + + +DESCRIPTIVE CATALOGUE OF HIGH SCHOOL AND COLLEGE TEXT-BOOKS + +Published Complete and in Sections + +We issue a Catalogue of High School and College Text-Books, which we +have tried to make as valuable and as useful to teachers as possible. +In this catalogue are set forth briefly and clearly the scope and +leading characteristics of each of our best text-books. In most cases +there are also given testimonials from well-known teachers, which have +been selected quite as much for their descriptive qualities as for +their value as commendations. + +For the convenience of teachers this Catalogue is also published in +separate sections treating of the various branches of study. These +pamphlets are entitled: English, Mathematics, History and Political +Science, Science, Modern Languages, Ancient Languages, and Philosophy +and Education. + +In addition we have a single pamphlet devoted to Newest Books in +every subject. + +Teachers seeking the newest and best books for their classes are +invited to send for our Complete High School and College Catalogue, or +for such sections as may be of greatest interest. + +Copies of our price lists, or of special circulars, in which these +books are described at greater length than the space limitations of +the catalogue permit, will be mailed to any address on request. + +All correspondence should be addressed to the nearest of the +following offices of the company: New York, Cincinnati, Chicago, +Boston, Atlanta, San Francisco. + + +AMERICAN BOOK COMPANY + + + +***END OF THE PROJECT GUTENBERG EBOOK A SOURCE BOOK OF MEDIæVAL HISTORY*** + + +******* This file should be named 39227.txt or 39227.zip ******* + + +This and all associated files of various formats will be found in: +http://www.gutenberg.org/dirs/3/9/2/2/39227 + + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. Special rules, +set forth in the General Terms of Use part of this license, apply to +copying and distributing Project Gutenberg-tm electronic works to +protect the PROJECT GUTENBERG-tm concept and trademark. Project +Gutenberg is a registered trademark, and may not be used if you +charge for the eBooks, unless you receive specific permission. If you +do not charge anything for copies of this eBook, complying with the +rules is very easy. You may use this eBook for nearly any purpose +such as creation of derivative works, reports, performances and +research. They may be modified and printed and given away--you may do +practically ANYTHING with public domain eBooks. Redistribution is +subject to the trademark license, especially commercial +redistribution. + + + +*** START: FULL LICENSE *** + +THE FULL PROJECT GUTENBERG LICENSE +PLEASE READ THIS BEFORE YOU DISTRIBUTE OR USE THIS WORK + +To protect the Project Gutenberg-tm mission of promoting the free +distribution of electronic works, by using or distributing this work +(or any other work associated in any way with the phrase "Project +Gutenberg"), you agree to comply with all the terms of the Full Project +Gutenberg-tm License (available with this file or online at +http://www.gutenberg.org/license). + + +Section 1. General Terms of Use and Redistributing Project Gutenberg-tm +electronic works + +1.A. By reading or using any part of this Project Gutenberg-tm +electronic work, you indicate that you have read, understand, agree to +and accept all the terms of this license and intellectual property +(trademark/copyright) agreement. If you do not agree to abide by all +the terms of this agreement, you must cease using and return or destroy +all copies of Project Gutenberg-tm electronic works in your possession. +If you paid a fee for obtaining a copy of or access to a Project +Gutenberg-tm electronic work and you do not agree to be bound by the +terms of this agreement, you may obtain a refund from the person or +entity to whom you paid the fee as set forth in paragraph 1.E.8. + +1.B. "Project Gutenberg" is a registered trademark. It may only be +used on or associated in any way with an electronic work by people who +agree to be bound by the terms of this agreement. There are a few +things that you can do with most Project Gutenberg-tm electronic works +even without complying with the full terms of this agreement. See +paragraph 1.C below. There are a lot of things you can do with Project +Gutenberg-tm electronic works if you follow the terms of this agreement +and help preserve free future access to Project Gutenberg-tm electronic +works. See paragraph 1.E below. + +1.C. The Project Gutenberg Literary Archive Foundation ("the Foundation" +or PGLAF), owns a compilation copyright in the collection of Project +Gutenberg-tm electronic works. Nearly all the individual works in the +collection are in the public domain in the United States. If an +individual work is in the public domain in the United States and you are +located in the United States, we do not claim a right to prevent you from +copying, distributing, performing, displaying or creating derivative +works based on the work as long as all references to Project Gutenberg +are removed. Of course, we hope that you will support the Project +Gutenberg-tm mission of promoting free access to electronic works by +freely sharing Project Gutenberg-tm works in compliance with the terms of +this agreement for keeping the Project Gutenberg-tm name associated with +the work. You can easily comply with the terms of this agreement by +keeping this work in the same format with its attached full Project +Gutenberg-tm License when you share it without charge with others. + +1.D. The copyright laws of the place where you are located also govern +what you can do with this work. Copyright laws in most countries are in +a constant state of change. If you are outside the United States, check +the laws of your country in addition to the terms of this agreement +before downloading, copying, displaying, performing, distributing or +creating derivative works based on this work or any other Project +Gutenberg-tm work. The Foundation makes no representations concerning +the copyright status of any work in any country outside the United +States. + +1.E. Unless you have removed all references to Project Gutenberg: + +1.E.1. The following sentence, with active links to, or other immediate +access to, the full Project Gutenberg-tm License must appear prominently +whenever any copy of a Project Gutenberg-tm work (any work on which the +phrase "Project Gutenberg" appears, or with which the phrase "Project +Gutenberg" is associated) is accessed, displayed, performed, viewed, +copied or distributed: + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + +1.E.2. If an individual Project Gutenberg-tm electronic work is derived +from the public domain (does not contain a notice indicating that it is +posted with permission of the copyright holder), the work can be copied +and distributed to anyone in the United States without paying any fees +or charges. If you are redistributing or providing access to a work +with the phrase "Project Gutenberg" associated with or appearing on the +work, you must comply either with the requirements of paragraphs 1.E.1 +through 1.E.7 or obtain permission for the use of the work and the +Project Gutenberg-tm trademark as set forth in paragraphs 1.E.8 or +1.E.9. + +1.E.3. If an individual Project Gutenberg-tm electronic work is posted +with the permission of the copyright holder, your use and distribution +must comply with both paragraphs 1.E.1 through 1.E.7 and any additional +terms imposed by the copyright holder. Additional terms will be linked +to the Project Gutenberg-tm License for all works posted with the +permission of the copyright holder found at the beginning of this work. + +1.E.4. Do not unlink or detach or remove the full Project Gutenberg-tm +License terms from this work, or any files containing a part of this +work or any other work associated with Project Gutenberg-tm. + +1.E.5. Do not copy, display, perform, distribute or redistribute this +electronic work, or any part of this electronic work, without +prominently displaying the sentence set forth in paragraph 1.E.1 with +active links or immediate access to the full terms of the Project +Gutenberg-tm License. + +1.E.6. You may convert to and distribute this work in any binary, +compressed, marked up, nonproprietary or proprietary form, including any +word processing or hypertext form. However, if you provide access to or +distribute copies of a Project Gutenberg-tm work in a format other than +"Plain Vanilla ASCII" or other format used in the official version +posted on the official Project Gutenberg-tm web site (www.gutenberg.org), +you must, at no additional cost, fee or expense to the user, provide a +copy, a means of exporting a copy, or a means of obtaining a copy upon +request, of the work in its original "Plain Vanilla ASCII" or other +form. Any alternate format must include the full Project Gutenberg-tm +License as specified in paragraph 1.E.1. + +1.E.7. Do not charge a fee for access to, viewing, displaying, +performing, copying or distributing any Project Gutenberg-tm works +unless you comply with paragraph 1.E.8 or 1.E.9. + +1.E.8. You may charge a reasonable fee for copies of or providing +access to or distributing Project Gutenberg-tm electronic works provided +that + +- You pay a royalty fee of 20% of the gross profits you derive from + the use of Project Gutenberg-tm works calculated using the method + you already use to calculate your applicable taxes. The fee is + owed to the owner of the Project Gutenberg-tm trademark, but he + has agreed to donate royalties under this paragraph to the + Project Gutenberg Literary Archive Foundation. Royalty payments + must be paid within 60 days following each date on which you + prepare (or are legally required to prepare) your periodic tax + returns. Royalty payments should be clearly marked as such and + sent to the Project Gutenberg Literary Archive Foundation at the + address specified in Section 4, "Information about donations to + the Project Gutenberg Literary Archive Foundation." + +- You provide a full refund of any money paid by a user who notifies + you in writing (or by e-mail) within 30 days of receipt that s/he + does not agree to the terms of the full Project Gutenberg-tm + License. You must require such a user to return or + destroy all copies of the works possessed in a physical medium + and discontinue all use of and all access to other copies of + Project Gutenberg-tm works. + +- You provide, in accordance with paragraph 1.F.3, a full refund of any + money paid for a work or a replacement copy, if a defect in the + electronic work is discovered and reported to you within 90 days + of receipt of the work. + +- You comply with all other terms of this agreement for free + distribution of Project Gutenberg-tm works. + +1.E.9. If you wish to charge a fee or distribute a Project Gutenberg-tm +electronic work or group of works on different terms than are set +forth in this agreement, you must obtain permission in writing from +both the Project Gutenberg Literary Archive Foundation and Michael +Hart, the owner of the Project Gutenberg-tm trademark. Contact the +Foundation as set forth in Section 3 below. + +1.F. + +1.F.1. Project Gutenberg volunteers and employees expend considerable +effort to identify, do copyright research on, transcribe and proofread +public domain works in creating the Project Gutenberg-tm +collection. Despite these efforts, Project Gutenberg-tm electronic +works, and the medium on which they may be stored, may contain +"Defects," such as, but not limited to, incomplete, inaccurate or +corrupt data, transcription errors, a copyright or other intellectual +property infringement, a defective or damaged disk or other medium, a +computer virus, or computer codes that damage or cannot be read by +your equipment. + +1.F.2. LIMITED WARRANTY, DISCLAIMER OF DAMAGES - Except for the "Right +of Replacement or Refund" described in paragraph 1.F.3, the Project +Gutenberg Literary Archive Foundation, the owner of the Project +Gutenberg-tm trademark, and any other party distributing a Project +Gutenberg-tm electronic work under this agreement, disclaim all +liability to you for damages, costs and expenses, including legal +fees. YOU AGREE THAT YOU HAVE NO REMEDIES FOR NEGLIGENCE, STRICT +LIABILITY, BREACH OF WARRANTY OR BREACH OF CONTRACT EXCEPT THOSE +PROVIDED IN PARAGRAPH 1.F.3. YOU AGREE THAT THE FOUNDATION, THE +TRADEMARK OWNER, AND ANY DISTRIBUTOR UNDER THIS AGREEMENT WILL NOT BE +LIABLE TO YOU FOR ACTUAL, DIRECT, INDIRECT, CONSEQUENTIAL, PUNITIVE OR +INCIDENTAL DAMAGES EVEN IF YOU GIVE NOTICE OF THE POSSIBILITY OF SUCH +DAMAGE. + +1.F.3. LIMITED RIGHT OF REPLACEMENT OR REFUND - If you discover a +defect in this electronic work within 90 days of receiving it, you can +receive a refund of the money (if any) you paid for it by sending a +written explanation to the person you received the work from. If you +received the work on a physical medium, you must return the medium with +your written explanation. The person or entity that provided you with +the defective work may elect to provide a replacement copy in lieu of a +refund. If you received the work electronically, the person or entity +providing it to you may choose to give you a second opportunity to +receive the work electronically in lieu of a refund. If the second copy +is also defective, you may demand a refund in writing without further +opportunities to fix the problem. + +1.F.4. Except for the limited right of replacement or refund set forth +in paragraph 1.F.3, this work is provided to you 'AS-IS', WITH NO OTHER +WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO +WARRANTIES OF MERCHANTIBILITY OR FITNESS FOR ANY PURPOSE. + +1.F.5. Some states do not allow disclaimers of certain implied +warranties or the exclusion or limitation of certain types of damages. +If any disclaimer or limitation set forth in this agreement violates the +law of the state applicable to this agreement, the agreement shall be +interpreted to make the maximum disclaimer or limitation permitted by +the applicable state law. The invalidity or unenforceability of any +provision of this agreement shall not void the remaining provisions. + +1.F.6. INDEMNITY - You agree to indemnify and hold the Foundation, the +trademark owner, any agent or employee of the Foundation, anyone +providing copies of Project Gutenberg-tm electronic works in accordance +with this agreement, and any volunteers associated with the production, +promotion and distribution of Project Gutenberg-tm electronic works, +harmless from all liability, costs and expenses, including legal fees, +that arise directly or indirectly from any of the following which you do +or cause to occur: (a) distribution of this or any Project Gutenberg-tm +work, (b) alteration, modification, or additions or deletions to any +Project Gutenberg-tm work, and (c) any Defect you cause. + + +Section 2. Information about the Mission of Project Gutenberg-tm + +Project Gutenberg-tm is synonymous with the free distribution of +electronic works in formats readable by the widest variety of computers +including obsolete, old, middle-aged and new computers. It exists +because of the efforts of hundreds of volunteers and donations from +people in all walks of life. + +Volunteers and financial support to provide volunteers with the +assistance they need are critical to reaching Project Gutenberg-tm's +goals and ensuring that the Project Gutenberg-tm collection will +remain freely available for generations to come. In 2001, the Project +Gutenberg Literary Archive Foundation was created to provide a secure +and permanent future for Project Gutenberg-tm and future generations. +To learn more about the Project Gutenberg Literary Archive Foundation +and how your efforts and donations can help, see Sections 3 and 4 +and the Foundation web page at http://www.gutenberg.org/fundraising/pglaf. + + +Section 3. Information about the Project Gutenberg Literary Archive +Foundation + +The Project Gutenberg Literary Archive Foundation is a non profit +501(c)(3) educational corporation organized under the laws of the +state of Mississippi and granted tax exempt status by the Internal +Revenue Service. The Foundation's EIN or federal tax identification +number is 64-6221541. Contributions to the Project Gutenberg +Literary Archive Foundation are tax deductible to the full extent +permitted by U.S. federal laws and your state's laws. + +The Foundation's principal office is located at 4557 Melan Dr. S. +Fairbanks, AK, 99712., but its volunteers and employees are scattered +throughout numerous locations. Its business office is located at +809 North 1500 West, Salt Lake City, UT 84116, (801) 596-1887, email +business@pglaf.org. Email contact links and up to date contact +information can be found at the Foundation's web site and official +page at http://www.gutenberg.org/about/contact + +For additional contact information: + Dr. Gregory B. Newby + Chief Executive and Director + gbnewby@pglaf.org + +Section 4. Information about Donations to the Project Gutenberg +Literary Archive Foundation + +Project Gutenberg-tm depends upon and cannot survive without wide +spread public support and donations to carry out its mission of +increasing the number of public domain and licensed works that can be +freely distributed in machine readable form accessible by the widest +array of equipment including outdated equipment. Many small donations +($1 to $5,000) are particularly important to maintaining tax exempt +status with the IRS. + +The Foundation is committed to complying with the laws regulating +charities and charitable donations in all 50 states of the United +States. Compliance requirements are not uniform and it takes a +considerable effort, much paperwork and many fees to meet and keep up +with these requirements. We do not solicit donations in locations +where we have not received written confirmation of compliance. To +SEND DONATIONS or determine the status of compliance for any +particular state visit http://www.gutenberg.org/fundraising/donate + +While we cannot and do not solicit contributions from states where we +have not met the solicitation requirements, we know of no prohibition +against accepting unsolicited donations from donors in such states who +approach us with offers to donate. + +International donations are gratefully accepted, but we cannot make +any statements concerning tax treatment of donations received from +outside the United States. U.S. laws alone swamp our small staff. + +Please check the Project Gutenberg Web pages for current donation +methods and addresses. Donations are accepted in a number of other +ways including checks, online payments and credit card donations. +To donate, please visit: +http://www.gutenberg.org/fundraising/donate + + +Section 5. General Information About Project Gutenberg-tm electronic +works. + +Professor Michael S. Hart is the originator of the Project Gutenberg-tm +concept of a library of electronic works that could be freely shared +with anyone. For thirty years, he produced and distributed Project +Gutenberg-tm eBooks with only a loose network of volunteer support. + +Project Gutenberg-tm eBooks are often created from several printed +editions, all of which are confirmed as Public Domain in the U.S. +unless a copyright notice is included. Thus, we do not necessarily +keep eBooks in compliance with any particular paper edition. + +Most people start at our Web site which has the main PG search facility: + + http://www.gutenberg.org + +This Web site includes information about Project Gutenberg-tm, +including how to make donations to the Project Gutenberg Literary +Archive Foundation, how to help produce our new eBooks, and how to +subscribe to our email newsletter to hear about new eBooks. + diff --git a/39227.zip b/39227.zip Binary files differnew file mode 100644 index 0000000..53b5550 --- /dev/null +++ b/39227.zip diff --git a/LICENSE.txt b/LICENSE.txt new file mode 100644 index 0000000..6312041 --- /dev/null +++ b/LICENSE.txt @@ -0,0 +1,11 @@ +This eBook, including all associated images, markup, improvements, +metadata, and any other content or labor, has been confirmed to be +in the PUBLIC DOMAIN IN THE UNITED STATES. + +Procedures for determining public domain status are described in +the "Copyright How-To" at https://www.gutenberg.org. + +No investigation has been made concerning possible copyrights in +jurisdictions other than the United States. Anyone seeking to utilize +this eBook outside of the United States should confirm copyright +status under the laws that apply to them. diff --git a/README.md b/README.md new file mode 100644 index 0000000..7ea07ee --- /dev/null +++ b/README.md @@ -0,0 +1,2 @@ +Project Gutenberg (https://www.gutenberg.org) public repository for +eBook #39227 (https://www.gutenberg.org/ebooks/39227) |
